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STOCK EXCHANGE MEMBERS
1633
CALIFORNIA
LOS ANGELES
OFFICERS: McClarty Harbison, President; Norman A. Tulk, 1st Vice-President; S. H. Ellis, Jr., 2nd Vice-President; Harry B. Brooks, Treasurer;
W. G. Paul, Exec. Secretary; James W. Elliott, Managing Secretary; Inez Vermillion, Assistant Secretary
MINIMUM RATES OF COMMISSION
In Effect November 1, 1935
(Cancelling -previous schedules)
SCHEDULE “V”
Minimum rates of commission as follows shall apply to stocks other than
bank stocks, mining stocks, stocks listed on the New York Stock and/or
the New York Curb Exchanges and also listed on the Los Angeles Stock
Exchange.
Per 100
Odd Lots
On Stocks Selling
Shares
(per share) Minimum
Under 25c, $2.50 per 1,000 shares.
$2.50
At $
.25 and under $i
.50___ ..$ 1.00
2.50
At
.50 and under
.75....... ..
2.00
2.50
At
.75 and under
1.00___ ..
3.00
.04
2.50
At
1.00 and under
3.00___
4.00
.05
2.50
At
3.00 and under
5.00___
7.50
.10
2.50
At
5.00 and under 10.00___ .. 10.00
•12^
2.50
At 10.00 and under 25.00___ . 17.50
.25
2.50
At 25.00 and under 50.00___ .. 20.00
.25
2.50
At 50.00 and under 75.00___ _ 22.50
.25
2.50
At 75.00 and under 100.00___ . 25.00
.25
2.50
At 100.00 and under 200.00___ _ 30.00
.30
3.00
At 8200.00 and over per share, the commission shall be increased $5.00
per 100 shares additional for each $50.00 or fraction thereof Increase in
telllne price. The minimum charge shall be one-tenth (l/10th) the com
mission charged for 100 shares. The commission on odd lots shall be on
the pro rate basis.
COMMISSION RULES:
On transactions where the total amount of money involved is $10.00 or
less, the commission charge shall be optional.
In billing less than board lots the commission shall in no case be greater
than that which is designated for the transaction involving a board lot.
Commission charges on orders in excess of Board Lots shall be as follows:
When an order is executed for a number of shares involving a round lot of
100 shares and an odd lot of, say 30 shares, the commission to be charged
Is the usual rate for the round lot and pro rata for the odd lot, provided the
order is executed In its entirety. However, when a customer enters on
order to sell 130 shares at a limit and the broker executes the order within
the limit for 100 shares and there remain 30 shares which is thereafter
converted by the customer into a market order, members are required to
treat the 30 shares as an odd lot and charge the odd lot commission and
may not charge pro rata of the round lot rate. In any case when a customer
changes his limit the unfilled balance of the order must be treated as a
new order.
Members shall charge customers insurance and postage in connection
with ALL transaction OUTSIDE of Los Angeles.
PENALTY for violation of the above rates is suspension and fine, or
expulsion from the Exchange.
NOTE:
Special rates are allowed on Stocks listed on both New York and Los Angeles
Exchanges. These rates may be had on application to the Los Angeles Stock
Exchange.
MEMBERS
Adams, Thomas E. & Co., 650 S. Spring St.
Adams-Chadwick Co., 650 S. Spring St.
Akin-Lambert Co., 639 S. Spring St.
Anderson, Barbour & Smith, 634 S. Spring St.
Edgerton, Riley & Walter, 621 S. Spring St.
Ellis, S. H., Inc., 639 S. Spring St.
Bacon & Co., 256 Montgomery St., San Francisco.
Bankamerica Co., 650 S. Spring St.
Banks, Huntley & Co., 634 S. Spring St.
Barnes, Mac Donald and Westering, 650 S.
Spring St.
GRANT, D. G. COMPANY, Room 415, 453
S. Spring St.
Battson, Barnes, Lester, Inc., 621 S. Spring St.
Bateman, Eichler & Co., 453 S. Spring St.
Bayly Brothers, Inc. of California, 727 West 7th St.
Bennett, Richards & Hill, 621 S. Spring St.
Boothe, Gillette & Co., Ill W. 7th St.
Brashears, G. & Co., 510 S. Spring St.
♦Casamajor & Doty, 619 E. Colorado St., Pasa
dena.
Cass Associates, Quincy, 530 W. 6th St.
Cavalier, Wm. & Co.. 523 W. 6th St.
Cook, Miller & Co., Inc., 215 W. 6th St.
Crisler, L. A. & Co., 639 S. Spring St.
Crowell, Weedon & Co., 650 S. Spring St.
Dickinson, R. B., 618 S. Spring St.
Dobbs-Crowe, Wagenseller & Durst, 626 S. Spring
St.
Dunk-Harbison Co., 634 S. Spring St.
Fastnow, William C„ 215 W. 7th St.
Friedlander & Speth, Inc., 650 S. Spring St.
Graves, Banning & Co., 629 S. Spring St.
♦Greenwood & Co., 6253 Hollywood Blvd.,
Hollywood.
Gregory, R. N. & Co., 210 W. 7th St.
♦Hall, Frank H., 54 S. Los Robles, Pasadena.
Harris, F. E., 650 S. Spring St.
Harris, F. E. & Co., 650 S. Spring St.
Hay, Earl G., 650 S. Spring St.
Hill, D. A., & Co., 215 W. 7th St.
♦Hogle, J. A., & Co., 532 W. 6th St.
Hopkins. Hughey & Anderson, 609 S. Grand Ave.
Hutton, E. F. & Co., 623 S. Spring St.
Kerr, J. D. & Co., 629 S. Spring St.
♦Knight, Jno. O., 2177 W. 24th St.
Laswell & Co., 609 S. Grand Ave.
Lewis, M. H. & Co., 453 S. Spring St.
Longan, Dunn & Co., 621 S. Spring St.
Lopez & Co., 639 S. Spring St.
MacLaughlin, Leo G„ Co., 54 S. Los Robles Ave.,
Pasadena.
Marache, Paul J. & Co., 650 S. Spring St.
Martin, James R. & Co., 647 S. Spring St.
Miller & Co., Revel, 650 S. Spring St.
Mitchum, Tully & Jones, 650 S. Spring St.
Montjoy, Hurry & Hilgers, 621 S. Spring St.
Morlan, Malcolm F„ 215 W. 7th St.
Morris, A. W„ 325 W. 8th St.
♦Newland, E. H. & Co., 639 S. Spring St.
Pacific Company of California, 623 South Hope St.
Page, Hubbard & Asche, 210 W. 7th St.
Paul & Jones, 215 W. 6th St.
Rath, Howard G. Co., 523 W. 6th St.
W. N. Reagan Co., 124 E. First St., Long Beach.
Rogers & Co., Inc., Hartley, 210 W. 7th St.
Rutland, Edwards & Co., Inc., 530 W. 6th St.
Sattler, Joseph, 634 S. Spring St.
Searl-Merrick Company, 634 S. Spring St.
STAATS, WM. R. CO., 640 South Spring St.
Sutro & Company, 210 W. 7th St.
Tulk & Co., 325 W. 8th St.
Vedder & Co., Clyde, 639 S. Spring St.
Walker, M. S., & Co., 125 E. First St., Long Beach.
Wilke, Fred L„ 530 W. Sixth St.
Young-Clarke & Co., 215 W. 7th St.
(Associate members*)
Further Information on Arms appearing in bold face type will be found in the selected list of Investment Dealers following bank list In each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
Stock
Exchgs.
1634
STOCK EXCHANGE MEMBERS
SAN FRANCISCO
(Board Room: 155 Sansome St.)
Officers: F. C. Shaughnessy, President;
Gustav Epstein, Vice-President;
Ruth Kapelsky, Secretary.
The Anglo California National Bank, San Francisco, Treasurer.
MINIMUM BATES OF COMMISSION—In Effect April 28, 1930
Minimum
Charge
On Stocks Selling
t Under $1.00 per share.......................... ............$ 3.00 per 100 shares..$2.50
(Odd lots 12Mc per share)
At $
1.00 and under $
3.00 per share.........$ 4.00 per 100 shares..$2.50
(Odd lots 12Hc per share)
At $
3.00 and under $
5.00 per share.........$ 7.50 per 100 shares..$2.50
(Odd lots 12Hc per share)
At $
5.00 and under $ 10.00 per share____ $10.00 per 100 shares. .$2.50
(Odd lots 12)^c per share)
At $ 10.00 and under $ 25.00 per share.........$17.50 per 100 shares..$2.50
(Odd lots 25c per share)
At $ 25.00 and under $ 50.00 per share.........$20.00 per 100 shares..$2.50
(Odd lots 25c per share)
BONDS
Minimum
Charge
Up to $125.00, $10,000 lots................ $25.00 per $10,000 par value..$2.50
(Odd lots pro rata)
At $125.00 and over rates for stocks apply
(except that an odd lot is less than $10,000 par value)
NOTE: Whenever the commission charge based on the odd lot rate is
higher than a charge for a round lot (100 shares) of the same stock, the
latter amount may be charged.
On all transactions where the total amount of money involved is less than
$50.00, but not less than $10.00, the commission charge shall be discretionary
with the member, subject to a minimum charge of $2.50 for each transaction.
When the amount involved is less than $10.00 the commission charge shall
be entirely discretionary.
Orders executed locally in stocks listed on the New York Stock Exchange
or the New York Curb Exchange shall take the established New YorkWestern rates for such stocks which differ from the above schedule only In
the round lot rates as follows:
On New York Stock Exchange stocks:
At $ 50.00 and under $ 75.00 per share.........$22.50 per 100 shares..$2.50
(Odd lots 25c per share)
At $ .50 per share and under $1.00 per share._____ $ 5.00 per 100 shares
At $1.00 per share and under $5.00 per share............. $10.00 per 100 shares
At $ 75.00 and under $100.00 per share.........$25.00 per 100 shares..$2.50
(Odd lots 25c per share)
On New York Curb Exchange Stocks:
At $100.00 and under $200.00 per share.........$30.00 per 100 shares..$3.00
(Odd lots 30c per share)
*On all shipments of securities for customers (or incident to customers’
purchases or sales), whether eastbound or westbound, insurance and postage
shall be charged to all customers at the following rates:
At $200.00 and over per share, the commission shall be Increased $5.00
per 100 shares additional for each $50.00 or fraction thereof Increase in
selling price. The commission on odd lots shall be on a pro rata basis. The
minimum charge shall be l/10th the commission charged for 100 shares.
REGULAR MAIL (RAIL): 15c per $1,000 of market value on nonnegotiable securities with a minimum charge of 30c; 20c per $1,000 of
market value on negotiable securities with a minimum charge of 45c. AIR
MAIL: 30c per $1,000 of market value on non-negotiable securities with a
minimum charge of 50c; 50c per $1,000 of market value on negotiable
securities with a minimum charge of 75c. If a member accounts to a
customer for several orders involving one shipment, the total proceeds may
be added and the insurance and postage charges may be made on the total
proceeds at the rates above specified.
t In no case need the commission on rights selling under fifty cents exceed
five per cent of the money involved in the trade.
At $1.00 per share and under $3.00 per share.............. $ 7.50 per 100 shares
*As amended April 15, 1936.
MEMBERS
Adams, W. W. & Co., 465 California St.
Alanson Bros. & Co., 1109-1112 Kohl Bldg.
♦American Brokerage, Inc.
Bacon & Co., 256 Montgomery St.
♦Bankamerica Company, 485 California Street
Barth, J. & Co., 482 California St.
Bert, Edwin D„ 256 Montgomery St.
Bolton, Robert C. & Co., 219-224 Kohl Bldg.
Bremer, Milton A., 256 Montgomery St.
H. H. Buchanan & Co., 15 E. Santa Clara St.,
San Jose, Calif, and 50 Post St., San Francisco.
Cavalier, Wm. & Co., 121 Sutter St.
Coleman, Jr., Robert L., 133 Montgomery St.
Curran & Hooker, 155 Sansome St.
Davies & Co., 300 Standard Oil Bldg.
Davis Skaggs & Co., 211 Montgomery St.
Dwyer & Park, 155 Sansome St.
Ehrman, Albert L., 519 California St.
♦Elworthy & Co., Ill Sutter St.
Fagan Eastland & Co., 1 Montgomery St.,
Fisher & Co., 351 Montgomery St.
Greenwood-Raggio & Co., 1501 Russ Bldg.
Grimes & Swift, 490 California St.
Hellmann-Wade & Co., 517 California St.
Hendrickson, Shuman & Co., 155 Sansome St.
Holt & Ede, 569 Russ Bldg.
Howell, Douglass & Co., 30th floor Russ Bldg.
Jenkins, Reginald C., 225 Montgomery St.
Johnson, Cyrus B„ 155 Sansome St.
Johnson, Frederic H., 1543 Russ Bldg.
Kahn, Sidney P., 482 California St.
Keyston F. B. Co., 50 Post St.
Koshland, Max I. & Co., Suite 12, Mills Bldg.
Leib, Keyston & Co., 50 Post St.
Leib, O’Connor & Co., 3014 Russ Bldg.
Lillenthal, M. P., & Co., 1204 Russ Bldg.
Lundborg, Irving & Co., 604 Kohl Bldg.
Manheim, Baker & ver Mehr, 440 Montgomery St.
McDonnell & Co., 633 Market St.
McNear & Company, 362 Russ Bldg.
Meigs, J. J., 315 Montgomery St.
Newell, Coons & Co., 232 Montgomery St.
Norris, L. H. & Son, 1272 Russ Bldg.
Parrish, Earl T., 50 Post St.
PIERCE, E. A. & CO., 301 Montgomery St.
Raiss, Carl & Co., 256 Montgomery St.
Shaughnessy, Frank C. & Co., 604 One Eleven
Sutter Bldg.
Shaw, Hooker & Co., 1 Montgomery St.
*WM. R. STAATS CO., 155 Montgomery St.
Stern, John D., Ill Sutter St.
Stewart, Deuchar & Co. ,2210 Russ Bldg.
Strassburger & Co., 133 Montgomery St.
Sutro, Adolph G., 1000 Point Lobos Ave.
Sutro & Co., 407 Montgomery St.
Walston & Co., 2801-07 Russ Bldg.
Wheeler, Rollo C., 1243 Russ Bldg.
Wilson, Francis A., 1112 Russ Bldg.
Witter, Dean & Co., 45 Montgomery St.
(Associate Member*)
Further Information on firms appearing in bold lace type will be found in tbe selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1635
COLORADO
COLORADO SPRINGS, COLORADO
Secretary—C. M. Balkam, 418 Mining Exchange Bldg.
BATES OF COMMISSION
Adopted December 31, 1935
Under lc per share.................................................... $ .50 per 1,000 shares
At lc and under 2c per share__________________
.75 per
1,000shares
At 2c and under 5c per share..._____ __________ 1.25 per
1,000shares
At 5c and under 10c per share.......... .................
2.00 per
1,000shares
At 10c and under 20c per share....................
3.00 per
1,000shares
At 20c and under 30c per share______
4.00 per
1,000shares
At 30c and under 40c per share_______
5.00 per
1,000shares
At 40c and under 50c per share.............................. 6.00 per
1,000shares
At 50c and under 75c per share_______________ 7.50 per
1,000shares
At 75c and under $1.00 per share............................. 10.00 per 1,000 shares
At $1.00 and under $2.00 per share___________
2.00 per 100 shares
At $2.00 and under $3.00 per share........................ 4.00 per 100 shares
At $3.00 and under $5.00 per share.............
5.50 per 100 shares
At $5.00 and under $10.00 per share______
7.50 per 100 shares
•At $10.00 and under $25.00 per share......................15.00 per
100shares
At $25.00 and over per share..............
25.00 per
100shares
(Minimum commission shall not be less than $1.00 on an individual
transaction.)
•Golden Cycle Corp,—20c per share.
ON BONDS
(Effective July 17, 1934)
$1.50 per $100 bond—for total par values ol $100 to $500 Inclusive.
$3.00 per single bond of $1,000 par value.
$2.50 for each bond in even multiples of $1,000 par value.
BOARD-LOTS
5,000 shares in stocks selling at less than 2c per share.
1,000 shares in stocks selling at 2c and less than 50c per share.
500 shares in stocks selling at 50c and less than $2.00 per share, except
the shares of the Holly Development Company in which 100 shares shall
constitute a board-lot.
100 shares in stocks selling at $2.00 and less than $10.00 per share.
10 shares in stocks selling at $10.00 and over per share.
Daily quotations are for board-lots only.
MEMBERS
Balkam, C. M„ 338 First Nat’l Bk. Bldg.
Carlton, L. G„ Golden Cycle Bldg.
Gray, William, Mining Exchange Bldg.
Hopkins, C. D., Mining Exchange Bldg.
Hughes, E. W. & Co., Mining Ex. Bldg.
Leipheimer, N., Independence Bldg.
Nicholson, W. F„ Mining Ex. Bldg.
Penrose, Spencer, Broadmoor Hotel
Quentin, E. E. & Co., P. O. Box 343
Ragle, Horace, Mining Ex. Bldg.
Sachs, Henry, First Nat’l Bk. Bldg.
Tutt, Chas. L., Mining Ex. Bldg.
Young, H. A., Independence Bldg.
Young, R. S„ Mining Ex. Bldg.
DENVER
Officers: Warren R. Given, President; Amos Downs, Vice-President; Fred W. Miller, Treasurer; Ralph M. Davis, Secretary; Marjorie Eaton, Assistant Secretary:
BATES OF COMMISSION
SCALE OF COMMISSIONS
Units of Trading (Board Lots)
Stocks selling under 5c
5% on money
at
5c and under
10c
$2.50 per thousand shares
44
••
10c ••
50c
He ' share
44
“
50c “
$1.00
$2.50 ‘ hundred shares
..
44
$1.00 ..
$2.50
$3.00 *
$2.50 “
$5.00
$5.00 ....................
“ $10.00
$5.00 “
$7.50
“ $25.00 $12.50 ‘
44
*•
«
$10.00 “
44
$25.00 “ over
$25.00 .....................
Minimum commission is as follows: On orders amounting to $60.00 or
less, $1.50; on stocks selling under $10.00 per share, $2.50; on stocks selling
at $10.00 and above, $3.50. No State Tax required on transactions on the
Denver Stock Exchange. Transfer charge added.
The unit of trading (board lots) shall be as follows:
Stocks selling at 1 cent per share or under—5,000 shares.
Stocks selling above 1 cent per share and under 10 cents per share—1,000
shares.
Stocks selling at 10 cents per share and under 50 cents per share—500
shares.
Stocks selling at 50 cents per share and under $3.00 per share—100 shares.
Stocks selling at $3.00 per share and under $10.00 per share—50 shares.
Stocks selling at $10.00 per share and under $25.00 per share—25 shares.
Stocks selling at $25.00 per share and over—10 shares.
Offers to buy or sell shall be taken to mean a board lot unless otherwise
specified. Board lots shall at all times take precedence over special lots.
Offers to buy or sell special lots greater than board lots shall be held to
include board lots for the whole or any portion thereof.
MEMBERS
Carroll & Co., Inc., Guardian Trust Bldg.
Cleek & Co., 1737 Stout St.
Coe & Co., W. L., 611 C. A. Johnson Bldg.
Currie, Trevor, 437 U. S. National Bank Bldg.
Davis, R. M., & Co., U. S. National Bank Bldg.
Downs & Co., 718 17th St.
Foreman & Co., 213 California Bldg.
W. R. Given & Co., Suite 804 Interstate Trust Bldg.
Howard J. Hannon & Co., 1012 U. S. National
Bank Bldg.
Ralph G. McFann & Co., 431 U. S. Nat’l Bank
Bldg.
Meyer-Martin & Co., Suite 931 U.S.Nat’l Bank Bldg.
Nation Wide Investment Co., 2239 E. Colfax Ave.
P. B. Rosebrough, 1536 Welton St.
W. F. Ryan, 509 17th St.
Stark-Daniel & Co., Idaho Springs, Colo.
Stern-Stovall Co., 404 Patterson Bldg.
A. F. Woodward, 521 U. S. National Bank Bldg.
R. E. Young & Company, 1706 Stout St.
CONNECTICUT
HARTFORD
(42 Pearl St.)
Officers: Wm.D. Holman, President; E. Welles Eddy, Vice-President; Thomas C. Perkins, Secretary; M. L. Stevens, Asst. Secretary; Chas. S. Bissell, Treasurer.
The Exchange has not been operative since December 1, 1934, when its temporary exemption from registration as a national securities exchange expired, and its future
is not yet decided upon. While the organisation still exists no sessions are, or can be, held under its present status; commissions, therefore, are not applicable.
MEMBERS
COOLEY & COMPANY, 100 Pearl St.
Adams, Merrill & Co., 36 Pearl Street
Austin & Co., G. L., 64 Pearl Street
Ballard & Company, 43 Pearl Street
Barnes & Co., Roy T. H., 125 Trumbull Street
Bissell & Co., C. 8., 36 Pearl St.
Conning & Company, 50 Lewis Street
Easland & Company, 49 Pearl Street.
Eddy Brothers & Co., 33 Lewis Street
Goodwin Beach & Co., 94 Pearl Street
Paine, Webber & Co., 49 Pearl Street.
Perkins, Thomas C„ 36 Pearl Street.
Putnam & Company, 6 Central Row.
Riley, Charles W., 120 Broadway, New York, N.
Y.
Shaw, F. Raymond, 75 Pearl St.
Stevenson, Gregory & Co., 56 Pearl Street.
Thomson, James L., 690 Asylum Ave.
Whaples, Viering & Co., 129 Trumbull Street
Further Information on firms appearing In bold face type will be found in the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1636
STOCK EXCHANGE MEMBERS
DISTINCT OF COLUMBIA
WASHINGTON
Washington Stock Exchange Officers:
Y. E. Booker, Pres.
Karl W. Corby, V. P.
W. W. Mackall, Jr., Tr.
James M. Johnston, Sec.
COMMISSION CHARGES
(Effective March 16, 1936)
BONDS
Government..................... .................................................... 12Hc. per $100
All other bonds........................................ ................................25c. per $100
STOCKS
Under 50c a share_________________________________ IHc. per share
At 50c a share and above, but under $1.................
3c.
pershare
At $1 a share and above, but under $5................................... 5c.
pershare
At $5 a share and above, but under $10................................. 10c.
pershare
At $10 a share and above, but under $50..............
15c.
pershare
At $50 a share and above, but under $100..____
25c.
pershare
At $100 a share and above, but under $150..........
50c.
pershare
At $150 a share and above, but under $200_____________ 75c.
pershare
At $200 a share and above, but under $300____________ $1.00 per share
At $300 a share and above, but under $500____________ $1.50 per share
At $500 a share and above_______________________
$2.00 per share
Commissions on Rights shall be the same as those fixed for stocks.
Fractional shares:
Less than H share.......... ............................. ..........25c. each transaction
H share and over.................................. ..... .................50c. each transaction
Minimum charge of $3.00 on any single transaction (Stocks or Bonds),
except fractional shares.
MEMBERS
Auchincloss, Parker & Redpath, 719 15th St.,
N. W.
Booker, Y. E. & Company, 730 15th St., N. W.
Brawner Jno. F„ c/o Waggaman, Brawner & Co.,
Inc., 1700 Eye St., N. W.
Brown, Goodwyn and Co., 730 15th St. N. W.
Casilear, R. A., Falls Church, Va.
Cramer, Geo. F„ 1700 Eye St., N. W.
English, Merton A., Washington Bldg.
Erwin, Henry P„ Hibbs Bldg., 725 15th St. N. W.
Ferris George M., Washington Bldg., 15th &
New York Ave., N. W.
Flather, H. H„ 725 15th St., N. W.
Glover, Chas. C„ Sr., 1503 Pennsylvania Ave.,
N. W.
Gockeler, C. J„ 619 14th St., N. W.
Golden, Theodore T., 730 15th St., N. W.
Hall, Peters and Bryson, Southern Bldg., 15th
& H. Sts. N. W.
Harriman & Keech, 815 15th St. N. W.
Hibbs, W. B. & Co., 725 15th St. N. W.
Hillyer, Edward L., c/o Union Tr. Co., 15th & H
Sts., N. W.
Jacobsen, Charles, 613 15th St., N. W.
Johnson, O. H. P„ 613 15th St.. N. W.
Johnston, James M., & Company, Southern Bldg.,
15th & H Sts., N. W.
Jones, Robert C„ Shoreham Bldg., 15th & II Sts.,
N. W.
Kurtz, Carl R., c/o Stroud, Kurtz & Co., Inc., 17th
& H Sts., N. W.
Mackall, Jr., W. W., Woodward Bldg.
MACKUBIN. LEGG & CO., Woodward Bldg.
15th & H Sts., N. W.
McKnew, Donald H„ 719 15th St. N. W.
Morrison, L. W., Estate, 414 W. Colorado St.,
Pasadena, Calif.
Murphy & Co., G. M. P„ 52 Broadway, New York.
Nees, Bernard J., Southern Bldg.
Nolan, James P„ 730 15th St., N. W.
O’Donnell, James, 15th and Eye Sts., N. W.
Poole, John, 1429 Eye St.
Quail, Myles H„ 730 15th St., N. W.
Rodler, P. P„ 725 15th St., N. W.
Thoron, Benjamin, 1900 N. St., N. W.
Wales, K. S„ 815 15th St,., N. W.
Westheimer & Company, Woodward Bldg., 15th
and H Sts., N. W.
Wilkins, Jno. F., 1700 Massachusetts Ave., N. W.
HAWAII
HONOLULU
Officers: Rolla K. Thomas, President; C. M. Cooke, III, Vice-President; Geo. E. Parker, Executive Secretary; Cooke Tr. Co., Ltd., Treasurer.
MINIMUM RATES OF COMMISSION
Adopted by the
HONOLULU STOCK EXCHANGE
Effective May 10,1929
On stock bought or sold locally—listed or not listed.
Stocks selling at
50.00 and under 75.00_________.35 per share
.10........................
Stocks selling below $
______
Y per share
Stocks selling at
75.00 and under 100.00_________.40 per share
.10 and under $ 1.00. ______ 01 per share
Stocks selling at
1.00 and under 2.50. _____ .02H per share
100.00 and above_______________ Y of 1%
Stocks selling at
Stocks selling at
2.50 and under 5.00. _____ .07Y per share
Stocks selling at
Minimum commission on stocks $2.50.
5.00 and under 10.00. ..............12 Y per share
Stocks selling at
Minimum commission on Bonds one fourth of one per cent on par, but not
10.00 and under 20.00. ..............20 per share
Stocks selling at
less than 50c.
20.00 and under 50.00
_____ .25
per share
Stocks selling at
Andrade, Joe, 89 Merchant St.
Bishop Trust Co., Ltd., 1415 King St. Bldg.
Campbell, A. J., 79 Merchant St.
Cooke Trust Co., Ltd., 920 Fort St.
I
|
MEMBERS
Hawaiian Trust Co., Ltd., 120 S. King St.
Love & Co., Ltd., W. A., P. O. Box 578.
I
Rice, Jr., A. H„ 227 S. King St.
Union Trust Co., Ltd., 1025 Alakea St.
Walker, Samuel A., 80 Merchant St.
Witter, (Dean) & Co., 115 Merchants St.
ILLINOIS
CHICAGO
(120 South LaSalle St.)
Officers: Thaddeus R. Benson, President; Wallace C. Winter, Vice-President; Harvey T. Hill, Assistant to the President; Paul B. Skinner, Treasurer;
Martin E. Nelson, Assistant Secretary and Assistant Treasurer;
Jess Halsted, Secretary;
Charles T. Atkinson, Secretary Emeritus;
Kenneth L. Smith. Assistant Secretary;
Sidney L. Parry, Assistant Secretary;
George W. Wilson, Assistant Secretary and Floor Manager
RATES OF COMMISSION
(a3) On business for members of the Exchange when a principal is
Commissions:
not given up, the commission shall be not less than the following:
Section 1. Commissions shall be charged and paid under all circum
Selling at less than 1 per cent of face value of principal—
stances, upon all purchases or sales of securities dealt in upon the Exchange
As may be mutually agreed upon.
(except as provided in Subdivision [h], Section 2 of this Article) and shall
Selling at 1 per cent or above but under 10 per cent of face value of
be absolutely net and free from all or any rebatement, return, discount or
principal—
allowance in any shape or manner whatsoever, or by any method or arrange
Not less than 62J^c per $1,000 face value of principal.
ment direct or indirect: and no bonus or any percentage or portion of the
Selling at 10 per cent of face value of principal and above—
commission shall be given, paid or allowed, directly or indirectly, or as a
Not less than $1.25 per $1,000 face value of principal.
salary or portion of a salary, to any clerk or person for business sought or
procured for any member of the Exchange.
(b) On securities of the United States, Porto Rico and the Philippine
Islands,
and of states, territories and municipalities therein, on business
Sec. 2. Commissions shall be calculated on the basis hereinafter specified:
for members of the Exchange as well as nonmembers, the restrictions as to
(a) On railroad, public utility and industrial bonds, having more than
minimum commissions contained in this article shall not be applicable, but
five years to run:
the rates to be charged shall be such as may be mutually agreed upon.
(c) On Stocks:
(al) On business for parties not members of the Exchange, including
Joint account transactions in which a nonmember is interested; transactions
(cl) On business for parties not members of the Exchange, including
for partners not members of the Exchange; and for firms of which the
Joint account transactions in which a non-member is interested; transac
Exchange member or members are special partners only, the commission
tions for partners not members of the Exchange; and for firms of which the
shall be not less than the following:
Exchange member or members are special partners only, the commission
shall be not less than the following:
Selling at less than 1 per cent of face value of principal—
As may be mutually agreed upon.
On stocks selling below $10 per share, but not less than $1 per share,
Selling at 1 per cent or above but under 10 per cent of face value of
7Hc per share.
principal—
On stocks selling at $10 per share and above, but under $25 per share,
Not less than $1.25 per $1,000 face value of principal.
12He per share.
Selling at 10 per cent of face value of principal and above—
On stocks selling at $25 per share and above, but under $50 per share,
Not less than $2.50 per $1,000 face value of principal.
15c per share.
On stocks selling at $50 per share and above, but under $75 per share,
(a2) On business for members of the Exchange when a principal Is
17Hc per share.
given up, the commission shall be not less than the following;
On stocks selling at $75 per share and above, but under $100 per share,
Selling at less than 1 per cent of face value of principal—
20c per share.
As may be mutually agreed upon.
On stocks selling at $100 per share and above, but under $200 per share,
Selling at 1 per cent or above but under 10 per cent of face value of
25c per share.
principal—
On stocks selling at $200 per share and over, 25c per share for the first
Not less than 37 He per $1,000 face value of principal.
$200 in price and 5c per share additional for each $50 increase in price, or
Selling at 10 per cent of face value of principal and above—
fraction thereof.
Not less than 75c per $1,000 face value of principal.
Farther Information on firms appearing In bold face type will be found In tbe selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1637
CHICAGO—Continued
RATES OF COMMISSION—Continued
The minimum commission on an individual transaction in stock shall be
not less than as provided in subdivision (h) of Section 2, and Section 3 of
this Article.
(c2) On business for members of the Exchange when a principal Is given
up, the commission shall be not less than the following:
On stocks selling below $10 per share but not less than $1 per share,
lUc per share.
On stocks selling at $10 per share and above, but under $125 per share,
2Mc per share.
On stocks selling at $125 per share and over, 3c per share, except that
the minimum commission shall be not less than as provided in Section 3
of this Article.
(c3) On business for members of the Exchange when a principal is not
given up, the commission shall be not less than the following:
On stocks selling below $10 per share but not less than $1 per share,
lMc per share.
On stocks selling at $10 per share and above, but under $125 per share,
3Me per share.
.On stocks selling at $125 per share and over, 5c per share, provided,
however, that the minimum commissions on individual transactions shall be
not less than as provided in Section 3 of this Article.
(d) In transactions where orders are received from a non-member, where
in the broker filling the order is directed to give up another broker or clearing
house, the responsibility of collecting the full commission, as specified in
Subdivisions (al), (b) and (cl), hereof, shall rest with the broker or clearing
house settling the transaction.
(e) In transactions where orders are received from a member, on which
the clearing firm is given up by said member or by his order, the responsibility
of collecting the full commission, as specified in Subdivisions (a3), (b) and
(c3), hereof, shall rest with said clearing firm; and it shall be the duty of the
broker who executes such orders to report such transactions to the clearing
firm and render to them and collect his bill therefor at the rate specified in
Subdivisions (a2), (b) and (c2), hereof; and also that where a broker executes
an order for a member and clears the security himself, he must charge the
rates specified in Subdivisions (a3), (b) and (c3), hereof.
(f) Whenever a nonmember of this Exchange shall cause to be executed
In any market outside of the United States any order or orders, for the
purchase or sale of securities listed on this Exchange, (except as provided in
Subdivision [hi hereof), and said purchase or sale shall be accepted by a
memoer or firm who are members of this Exchange, for the account of said
non-members, the commission as specified in Subdivisions (al), (b) and (cl),
hereof, shall be charged said nonmember in addition to any commission
charged by the party or parties making the transaction.
(g) When securities are received or delivered on a privilege for a non
member, the commission as specified in Subdivisions (al), (b) and (cl),
hereof, must be charged whether said securities are received or delivered
upon the day of expiration of said privilege or prior thereto.
(h) On Subscription Rights, Stocks selling for less than $1 per share;
Bonds or Notes of Foreign Countries having five years or less to run; Notes
of Corporations having five years or less to run; Bonds having five years or
less to run; such rates to members or non-members as may be mutually
agreed upon; provided, however, that the Committee on Commissions, with
the approval of the Governing Committee, may hereafter determine special
rates on any or all of the above mentioned securities.
(i) When a member merely receives and delivers securities for another
member, the clearing charge for said service may be a matter of mutual
agreement, and the restrictions as to minimum commissions contained in
this Article shall not be applicable. Such clearing charges shall be based
upon a stipulated sum of money for each one hundred snares of stock or one
thousand dollars of bonds received or delivered. The payment for said
service of a certain sum of money for any period of time, irrespective of
the number of shares or amount of bonds cleared, is forbidden.
Sec. 3. The minimum commission on transactions in stocks for no»members (except in stocks selling for less than $1.00 per share) shall
(a) Where the transaction involves $200.00 or more, be not less than
$5.00;
(b) Where the transaction involves less than $200.00 but $15.00 or
more, be not less than $3.00; and
(c) Where the transaction involves less than $15.00, be as may be
mutually agreed upon.
Upon transactions between members, the minimum commission shall be
$1.00 upon stocks selling at $10.00 and above per share, and 50c upon
stocks selling below $10.00 per share but not less than $1.00 per share;
Provided, that where any transaction involves less than $15.00, the com
mission to be charged may be mutually agreed upon, and Provided Further,
that there shall be no minimum commission fixed upon transactions In odd
lots executed by members for and on behalf of odd lot dealers who have
been approved as such by the Exchange, but the commissions to be charged
to odd lot dealers upon the execution of transactions in odd lots shall be
calculated in accordance with Section 2 of this Article, without any minimum.
Sec. 4. Members suspended by the Governing Committee shall not,
during the time of suspension, be entitled to have their business transacted
at members’ rates.
A member who is in suspension by reason of insolvency, may have his
business transacted at members’ rates.
Sec. 5. No agreement or arrangement shall be entered into between a
member of his firm, and his or their customer, whereby special and unusual
rates of interest are stipulated for, or money advances upon unusual terms
are made a condition in connection with the conducting of an account, with
intent thereby to give special or unusual advantages to such customer for
the purpose of securing his business.
Sec. 6. No payment shall be made to customers of the proceeds from the
sale of securities on the day of the sale and before the money is received by
the broker, unless interest is charged. When securities purchased for a
customer are not paid for by him on the day they are received and paid
for by the broker, interest must be charged from that date to the date of
payment. Where a material or more than nominal loss is sustained, either
through bank exchange charges or interest, the same must be charged to
the customer,
Sec. 7. Any member violating this Article, directly or indirectly, of
which the Governing Committee shall be the judge, shall, upon conviction,
for the first offense, be fined five hundred dollars, and shall be suspended
for a period of not less than three months; and for the second offense shall
be expelled, and his membership disposed of by the Committee on Admis
sions.
COMMISSIONS ON RIGHTS AND STOCK
Reference is made to the By-Laws, Article XVI, Section 2, paragraph (h).
The Committee on Commissions, with the approval of the Governing
Committee, hereby rules that until further notice the commissions on sub
scription rights accruing on one share of stock and upon stock selling for
less than $1.00 per share shall be not less than the following:
Under 50c per right or share of stock:
May be mutually agreed upon.
50c per right or share of stock, but under $1.00:
To non-members, not less than 3c; minimum 50c.
To members, give-ups, not less than Me.
To members, clearance, not less than Me.
$1.00 per right and above, but under $5.00:
To non-members, not less than 5c; minimum $1.00.
To members, give-ups, not less than Me.
To members, clearance, not less than lMc.
$5.00 per right and above, but under $10.00:
To non-members, not less than 7Mc; minimum $1.00.
To members, give-ups, not less than lMc.
To members, clearance, not less than lMc.
$10.00 per right and above:
The rates shall conform to the rates on stocks of the same price; provided
that the minimum on one transaction to non-members shall be $2.00.
The above rates to be effective as of December 30, 1930, and to continue
In force until further notice.
Compensation: The payment of any commission or bonus for the
adjustment of salaries is held a violation of Article XVI, Section 1 of the
By-Laws. Any plans for additional or adjusting compensation should be
submitted to the Committee on Commissions for Its approval.
Discretionary Accounts: Customers’ men and all other employees are
prohibited from handling discretionary accounts. Discretionary power in
the handling of an account may be vested only in partners. A partner
may delegate such discretionary power to a customers’ man to a reasonable
extent, provided the consent of the customer in writing is first obtained.
Such delegation of discretionary power by a partner to a customers’ man
does not relieve the partner of responsibility for improper transactions.
MEMBERS
Aagaard, Walter S„ 141 W. Jackson Blvd.
Abbott, Proctor & Paine, 208 S. La Salle St.
Aldrich, Frederick C., 120 S. LaSalle St.
Anderson, Robert B.t 22 W. Monroe St.
Andrew, L. A., Jr. & Co., 38 S. Dearborn St.
Andrews, A. M., 17 E. 45th St., New York.
Annan, David H., 141 W. Jackson Blvd.
Apgar, Daniels & Co.. 120 S. LaSalle St.
Archer, W. K. & Co., 926 Baltimore Bldg., Kansas
City, Mo.
Armour, Laurance H., 33 N. LaSalle St.
Armstrong .Frederick W., 132 W. Monroe St.
Atkins, Hamill & Gates, 204 Electric Bldg.,
Indianapolis, Ind.
Austrian, Harvey S., 141 W. Jackson Blvd.
Avery & Co., 120 S. La Salle St.
BABCOCK, RUSHTON & CO., 135 S. LaSalle
St.
BACHE, J. S. & CO., 316 S. LaSalle St.
Bacon & Co., 256 Montgomery St., San Francisco,
Calif.
BACON, WHIPPLE & CO., 135 S. LaSalle St.
Badenoch, David A., 327 S. La Salle St.
Baker. Alfred L. & Co.. Ill S. LaSalle St.
Ballard, Seymour, 120 S. LaSalle St.
Barney, Chas. D. & Co., 14 Wall St., New York,
N. Y.
Bartling,Herbert W., 39 S. LaSalle St.
Baur, Willis S., 316 S. LaSalle St., Board of Trade
Bldg.
Becker, Paul M„ 231 S. LaSalle St.
Bell & Beckwith, 519 Madison Ave., Toledo, Ohio.
Bennett, James E. & Co., 332 S. LaSalle St.
Benson, George B., 135 S. LaSalle St.
Benz, George W., 300 Shubert Bldg., St. Paul,
Minn.
Benz, Herbert G., 300 Shubert Bldg., St. Paul,
Minn.
Bidgood, Clyde H„ 105 W. Adams St.
Biel, Edward L„ 120 S. LaSalle St.
Blair, Wolcott, 1 Wall St„ New York City.
Blesch, Joseph G., 4720 Greenwood Ave.
Bloomingston, Jno. A., 160 N. LaSalle St.
Blum, Harry H„ 630 S. Michigan Ave.
Blumenthal & Ward, 120 S. LaSalle St.
Bodman, Harold C., c/o Am. Express Co.,
Florence, Italy.
Boorman, Earl D., 120 S. LaSalle St.
Boyce, W. Graham, Jr., 20 E. Goethe St.
Bridgen, Clarence J., 209 S. LaSalle St.
Bright, Elmer H., & Co., 84 State St., Boston,
Mass.
Brockhaus, Philip W„ 208 S. LaSalle St.
BROWN BROTHERS HARRIMAN & CO.,
135 S. LaSalle St.
Brown, Douglas, E., 231 S. LaSalle St.
Brown, J. Dorsey. 4306 Greenway. Baltimore. Md.
Brown, Joseph P., 120 S. LaSalle St.
Brown, Scott, 120 S. LaSalle St.
Bryan, Benj. B., Jr., 999 Sheridan Road, Lake
Forest. Ill.
Buhler, Walter J., 120 S. LaSalle St.
Bullard Sellar, Goleta, Calif.
Burdick, John R., Jr., 208 S. LaSalle St.
Burel, Robert L., 1400 Lake Shore Drive.
Burmeister, Jno. C„ Jr., 231 S. LaSalle St.
Byrne, Edward J., 120 S. LaSalle St.
Cahn, Morton D., 120 S. LaSalle St.
Cardona, Raymond, Great Northern Hotel.
Carter, Ford R., 120 S. LaSalle St.
Cavaney, James A.. 332 S. LaSalle St.
Chambers (Henning) & Co., 431 W. Jefferson St.,
Louisville, Ky.
Chapin, S. B. & Co., 209 S. LaSalle St.
Church, George F„ 38 S. Dearborn.
Clayton, Gilbert M., 332 S. LaSalle St.
Cleary & Co., 120 S. LaSalle St.
Cleland, Karsner, 120 S. LaSalle St.
Clement, Austin A., 231 S. LaSalle St.
Clement. Curtis & Co.. 231 S. LaSalle St.
Clucas, E. W., & Co., 70 Pine St., New York, N. Y
Coleman, Clarence L., 58 E. Washington St.
Collins, Timothy A., 231 S. LaSalle St.
Cook, Charles K., 40 Wall St., New York.
Cotton, Earl H., 141 W. Jackson Blvd.
Coultr.v, Gilbert H„ 120 S. LaSalle St.
Craigie, James, 120 S. LaSalle St.
Creitz, Lee M„ 231 S. LaSalle St.
Curran, Peter A., 105 S. LaSalle St.
Currier, Jefferson D., 208 S. LaSalle St.
Cutten, Arthur W., (Estate of), 231 S. LaSalle St.
Daniels, Roy I., 141 W. Jackson Blvd.
Dart and Company, 500 Penobscot Bldg., Detroit.
Davis, Maurice, 141 W. Jackson Blvd.
Davis, Paul H. & Co., 10 S. LaSalle St.
Further Information on firms appearing in bold face type will be found In the selected list of Investment Dealers following bank list In each city,
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1638
CHICAGO—Continued
MEMBERS-Contlnued
Davis, Robert C„ 1948 First Ave., Cedar Rapids,
Iowa.
Dean, J. Clarke, 120 S. LaSalle St.
deConingh, Peter C., 5480 Cornell Ave.
Dernbacb, George E., 77 W. Washington St.
Dixon, Joseph F., & Co., 105 S. LaSalle St.
Dltt, Paul C. & Co.. 120 S. LaSalle St
Doering .Otto C„ 333 N. Michigan Ave.
Dominick & Dominick, 115 Broadway, New York,
N. Y.
Doty, Arch C., 105 W. Adams St.
Dougall, Chancellor, 10 S. LaSalle St.
Edgerton, John J., 61 Broadway, New York.
Edwards, A. G., & Sons, 409 N. Eighth St., St.
Louis, Mo.
Eiseman, Lester M., 7010 Paxton Ave.
Ernst & Company, 231 S. LaSalle St.
Fabyan, George, (Estate of) Geneva, Kane Co., Ill.
Fairman, Perry & Co., 208 S. LaSalle St.
Faroll Bros., 141 W. Jackson Blvd.
Farwell, Chapman & Co., 208 S. LaSalle St.
Feinberg, Joseph H., 10 S. LaSalle St.
Fenner & Beane, 141 W. Jackson Blvd.
FIELD, GLORE A CO., 123 S. LaSalle St.
Fleming, Harvey C„ 2401 Archer Ave.
Forberg, Walter O., 814 N. Franklin St.
Forschner, A. J., 12150 Parnell Ave.
Francis, Bro., & Co., 4th & Olive Sts., St. Louis,
Mo.
Frank, A. R. & Co., 120 8. LaSalle St.
Freeburne, Roy W., 1455 King St., East Hamilton,
Ont., Canada.
Freehling, Norman, 120 S. LaSalle St.
Friedman, Brokaw & Samish, 418 Olive St., St.
Louis, Mo.
Frommer & Co., 338 N. Capitol St., Indianapolis,
Ind.
Fuller, Cruttenden & Co., 120 S. LaSalle St.
Furness, Thomas F., Ill S. LaSalle St.
Oerwig, Frank L. & Co.. 39 S. LaSalle St.
Giblin, Walter M., 40 Wall St., New York, N. Y.
Gibson, Robert H., 235-7 Scott Blvd., Covington,
Ky.
Gifford, Cedric C., 120 S. LaSalle St.
Gifford, Harold C., 175 W. Jackson Blvd.
Gifford, Lewis F., R. F. D. 5, Wooster, O.
Glass, Walter, 135 S. LaSalle St.
Godow, Joseph, 1000 Fulton St.
Goldsmith, Edwin P., 1061 West 35th St.
Goodbody & Co., 115 Broadway, New York, N. Y.
Graham & Co., 141 W. Jackson Blvd.
Graham, Percy, Jr., 105 W. Adams St.
Granberry & Co., 50 Broadway, New York, N. Y.
Gray, Luman H., 120 Pipestone St., Benton
Harbor, Mich.
Grennan, Philip H., Russell at Medbury, Detroit,
Mich.
Griffin, John J., 316 S. LaSalle St.
Gross, Gilbert, 120 S. LaSalle St.
Guild, David D„ 120 S. LaSalle St.
Haerther, William W., 22 W. Monroe St.
Halle & Stieglitz, 25 Broad St., New York,IN. Y.
ham.GARTEN
A CO., 120 S. LaSalle St.
Hamlin, Edward M„ 75 Federal St., Boston, Mass.
Hannah, James A., 210 N. Talman Ave.
Hansen, Howard S., 2523 Central St., Evanston,
Ill.
Hardenbrook, Burt W„ 38 S. Dearborn St.
Harris, Burrows & Hicks, 135 S. La Salle St.
Harris, Upham & Co.. 135 S. La Salle St.
Harrison, Arthur C., 33 S. Clark St.
Hermes, John P., 332 S. LaSalle St.
Hill & Co., 2020 Carew Tower, Cincinnati, Ohio
Hill, Harvey T„ IgO S. LaSalle St.
Hilliard, J. J. B. & Son, 419 W. Jefferson St.,
Louisville, Ky.
Hopper, B. E., & Co., Penobscot Bldg., Detroit,
Mich.
Hornblower & Weeks, 39 S. LaSalle St.
Howell, Douglass & Co., Russ Bldg., San Francisco,
Calif.
Hoyt, Frederick T., 160 N. LaSalle St.
Hulburd, Warren & Chandler, 208 S. LaSalle St.
Hummer (Wayne) & Co., 105 W. Adams St.
Hutton, W. E., & Co., 1st N. Bk. Bldg., Cincinnati,
Ohio.
Hyman, Rae F., 135 S. LaSalle St.
Iverson, Chester S., 231 S. LaSalle St.
Jablonski, August I., 120 S. LaSalle St.
Jackson Bros., Boesel & Co., 26 Broadway, New
York, N. Y.
Jackson & Curtis, 231 S. LaSalle St.
Jamieson, Stewart E., 10 S. LaSalle St.
Jelke (Frazier) & Co., 40 Wall St., New York, N. Y.
Jenks, Gwynne & Co., 65 Broadway, New York,
N. Y.
Johns, Merrill B., 1254 S. West St., Indianapolis,
Ind.
Kaplan, Robert, 5801 S. State St.
Karasik. Nathan, 337 E. Illinois St.
Keefe, John G., 120 S. LaSalle St.
Kinsman, Charles E., 245 Claremont St., Elmhurst,
Ill.
Knight, Newell S„ 208 S. LaSalle St.
Knobles, Joseph L., (Estate of) Boulder Hill,
Lebanon, N. J.
LAMBORN, HUTCHINGS A CO., 231 S.
LaSalle St.
Lamson Bros. & Co., 141 W. Jackson Blvd.
Lamy, Joseph F., 332 S. LaSalle St.
Lamy, Raymond P., 120 S. LaSalle St.
Lancton, William F„ 209 S. LaSalle St.
Layman, Waldo A., 134 S. LaSalle St.
Lehman Bros., 231 S. LaSalle St.
Lester, Carter & Co., 135 S. LaSalle St.
Levy, Herbert, 209 S. LaSalle St.
Liebenstein, Harold E., 120 S. LaSalle St.
Lippmann, Albert F., 105 S. LaSalle St.
Lizars (Rawson) & Co., 231 S. LaSalle St.
Logan, Stuart, 2344 Lincoln Park West.
Lowenbach, Harry J„ 105 S. LaSalle St.
Lowitz, E., & Co., 29 Rroadway, New York, N. Y.
Lyons, W. L., & Co., 231 So. Fifth St., Louisville,
Ky.
Mabon & Co., 1 Wall St., New York, N. Y.
MacFarlane & Holley, 120 S. LaSalle St.
Magner, Joseph F., 6333 Wayne Ave.
Marks, Laser & Co., 231 S. LaSalle St.
Masten, A. E., & Co., First Nat’l Bk. Bldg.,
Pittsburgh, Pa.
Matthews, Walter N., 11 S. LaSalle St.
McDermott, Francis O., 120 S. LaSalle St.
McDonald, Frank E. & Co., 120 S. LaSalle 8t.
McGhie, George, & Co., 105 S. LaSalle St.
McMaster, Stewart. 120 S. LaSalle St.
Mellinger, Everett E., 141 W. Jackson Blvd.
Merkle, Frank P., 940 Michigan Ave., Evanston,
Ill.
Messick, Andrew S., 141 W. Jackson Blvd.
Meyerhoff, Irving E., 120 S. LaSalle St.
Mills, W. S. & Co.. 120 S. LaSalle St.
Mills, William S„ Jr., 120 S. LaSalle St.
MITCHELL, HUTCHINS A CO., 231 8. LaSalle
St.
Molloy, Edward P., 135 S. LaSalle St.
Molloy, John J., 135 S. LaSalle St.
Molyneaux, Thomas F., 332 S. LaSalle St.
Montgomery, Scott & Co., 123 So. Broad St.,
Philadelphia, Pa.
Morrill, Wilson & Company, 200 S. LaSalle St.
Morse, William H., 141 W. Jackson Blvd.
MOSELEY, F. S. & CO., 135 S. LaSalle St.
Munds, Winslow & Potter, 141 W. Jackson Blvd.
Myers, Joseph W., 120 S. LaSalle St.
Newman, Harry E., 209 S. LaSalle St.
Norris .James, 141 W. Jackson Blvd.
Norris & Kenly, 208 S. LaSalle St.
Noyes, David A. & Co., 208 S. LaSalle St.
Nussbaum, Bertram, Sherry Hotel.
Nussbaum, Paul E., 2346 E. 70th Place.
OLIPHANT, JAS. H. & CO., 209 S. LaSalle St.
Paine, Webber & Co., 209 S. LaSalle St.
Patton, Joseph R. & Co., 120 S. LaSalle St.
Paulman, Henry, 135 S. LaSalle St.
Payne, Harry M., 120 S. LaSalle St.
Peabody, Howard B., 25 N. Franklin St.
Perrill, (Alger) & Co., 231 S. LaSalle St.
Phillips, Richard W„ 120 S. LaSalle St.
PIERCE, E. A. & CO., 105 W. Adams St.
Piper, Jaffray & Hopwood, 115 So. 7th St.,
Minneapolis, Minn.
Plamondon, A. D., Jr., 5631 West 65th St.
Pratt, Joseph M., 38 S. Dearborn St.
Prince, F. H., 1 Court St., Boston, Mass.
Purcell, Lawrence N., 209 S. LaSalle St.
Pyott, James M„ 332 S. LaSalle St.
Quinn, David H., 231 S. LaSalle St.
Reddy, Philip J., 327 S. LaSalle St.
Reid, Robert H., 10 S. LaSalle St.
Reinholdt & Gardner, 400 Locust St., St. Louis,
Mo.
Renshaw, William B., 231 S. LaSalle St.
Ren wick, J. Stewart, Silver Tip Cottage, Longbeach, Michigan City, Ind.
Reynolds & Company, 120 Broadway, New York,
N. Y.
Reynolds, Arthur, Jr., 1 Powell St., San Francisco,
Calif.
Reynolds, Maurice V., 22 West Monroe St.
Richards, McMaster & Co., 105 S. LaSalle St.
Richardson, Howard C., Jr., 141 W. Jackson Blvd.
Riter & Co., 134 S. LaSalle St.
Roach, Edward A., 120 S. LaSalle St.
Rodger, Arthur T„ 10 S. LaSalle St.
Roeder, Joseph A., 20 N. Wacker Drive.
Rogers, Frank E., 7134 Bennett Ave.
Rosenfield, John M., 120 S. LaSalle St.
Rothschild & Co., 105 W. Adams St.
Russell, Brewster & Co., 135 S. LaSalle St.
Ryan & McManus, 39 Broadway, New York, N.Y.
Sadler & Co., 105 S. LaSalle St.
Sawyer, R. B., 1031 Maple Ave., Evanston, Ill.
Schenck, Robert F., Jr., 10 S. LaSalle St.
Schmaltz, James J., 327 S. LaSalle St.
Schroth, Theodore F., 405 Olive St., St. Louis. Mo
Schroth, Wilbur H., 208 S. LaSalle St.
8chuberth, Wm. A. & Co., 120 S. LaSalle St.
Scobie, David P., 175 W. Jackson Blvd.
Seaverns, George A., Jr., 164 W. Jackson Blvd.
Seckel, Albert, 1 N. LaSalle St.
Selz, Henry G„ 120 S. LaSalle St.
Sharp, Edward L., 231 S. LaSalle St.
Sheahan, William D., 120 S. LaSalle St.
Shearson, Hammill & Co., 208 S. LaSalle 8t.
Shields & Company, 135 S. LaSalle St.
Shlmmln, Robert P. & Co., 135 S. LaSalle St.
Shipley, Charles A., 120 LaSalle St.
Siegel, William, 231 S. LaSalle St.
Simons, Alex McD., 141 Jackson Blvd.
Simpson, William B„ 1300 N. Branch St.
Sincere, Charles & Co., 231 S. LaSalle St.
Slaughter, A. 0., & Co., 120 S. LaSalle St.
Smart, R. H. & Co., 141 W. Jackson Blvd.
Smith Bros & Co., 29 S. LaSalle St.
Smith, Solomon A., 50 S. LaSalle St.
Smith, Walter B„ 50 S. LaSalle St.
Solomon, Frank, P. O. Box 5968, Cleveland, Ohio.
Solomon, Leslie J., 223 W. Jackson Blvd.
Spicer, Henry S., Pigott Bldg., 36 James St., So.,
Hamilton, Ontario, Canada.
Spinney, Fred, 141 W. Jackson Blvd.
Stannard, Frederick J., 120 S. LaSalle St.
Stearns, David P., 2407 Bennett Ave., Evanston.
Stein Bros. & Boyce, 6 S. Calvert St., Baltimore,
Md.
Stein, Brennan & Co., 9 S. LaSalle St.
Stein, Irving C„ 231 S. LaSalle St.
Sterling, Louis V., 42 Broadway, New York.
Stoddard & Boyden, 120 S. LaSalle St.
Strick, Charles A., 135 S. LaSalle St.
Strom, Eugene N., Golden Beach, Hollywood, Fla.
Struby, Walter V., (Estate of) 216 Colorado
National Bank Bldg., Denver, Colo.
Stuart, Harold L., 201 S. LaSalle St.
SUTRO BROS. & CO., 134 S. LaSalle St.
Swift, Langill & Henke, 168 W. Monroe St.
Talcott, Potter & Co., 141 W. Jackson Blvd.
Teegarden, Frank W., 120 S. LaSalle St.
Templeton’s Sons, J. S., 141 W. Jackson Blvd.
Thompson, Arthur R„ 120 S. LaSalle St.
Thomson & McKinnon. 316 S. LaSalle St.
Thorson & Stewart, 120 S. LaSalle St.
Turner, Alfred E., at Winthrop, Mitchell & Co.,
141 W. Jackson Blvd.
Turner, Tracy L., 232 E. Walton Place.
Underwood, Morgan P., 231 S. LaSalle St.
Vehmeyer, Henry L., 209 S. LaSalle St.
Vose, Hamilton, Jr., 450 W. Superior St.
Wachenheim, Donald, 105 W. Adams St.
Waldheim, Platt & Co., 308 No. Eight St., St.
Louis, Mo.
Walker, G. H., & Co., 503 Locust St„ St. Louis,
Mo.
Walker, William T„ 1304 Penobscot Bldg., Detroit,
Mich.
Wamboldt, Melvin P., 222 North Bank Drive.
Warner, Addison, & Co., 39 S. LaSalle St.
Watling, Lerchen & Hayes, Buhl Bldg., Detroit,
Mich.
Webster, Marsh & Co., 209 S. LaSalle St.
Webster, Virgil C., 120 S. LaSalle St.
Weinress & Co., 231 S. LaSalle St.
Wheeler, John E., & Co., 231 S. LaSalle St.
Wheelock, Thomas G., 316 S. LaSalle St.
Wilcox & Co., 14 Wall St., New York.
Williams, Bruce B., 10 S. LaSalle St.
Williams, Lucian E., 231 S. LaSalle St.
Williams, Mackenzie, 52 Broadway, New York.
Wilson, Harold C., 7446 Indiana Ave.
Wilson, Hugh H„ at David A. Noyes & Co.,
208 S. LaSalle St.
Wilson, Robt. C„ 5128 Hyde Park Blvd.
Winter, Wallace C., 120 S. LaSalle St.
WINTHROP, MITCHELL A CO., 141 W.
Jackson Blvd.
Witter (Dean) & Co., 45 Montgomery St., San
Francisco, Calif.
Wollman, W. J., & Co., 120 Broadway, New York,
N. Y.
Wood, R. Arthur, 231 S. LaSalle St.
Wood, Robert E., 925 S. Homan Ave.
Woodruff, D. M„ & Co., Penobscot Bldg., Detroit,
Mich.
Woodruff, Harvey T., 425 Grove St., Evanston, III.
Wortman, Glen R., First National Bank Bldg.,
Aurora, Ill.
Wright & Sexton, 1 Wall St., New York, N. Y.
Wright, Warren, 33 N. LaSalle St.
Young, Clarke & Company, 215 W. 7th St., Los
Angeles, Calif.
Zeiler, F. M. & Co., 209 S. LaSalle St.
further Information on firms appearing In bold face type will be found in the selected list of Investment Dealers following bank list In eaeh city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1639
LOUISIANA
NEW ORLEANS
Officers: Allen 0. Huggins, President;
H. M. Butler, 1st Vice-President;
George J. Krummel, Secretary;
Geo. H.Nusloch, 2nd Vice-President;
Emmett C. Meyer, Assistant Secretary.
Jeffrey Steinhardt, Treasurer
BATES OF COMMISSIONS
Established by the New Orleans Stock Exchange. To be charged on all Transactions.
On U. 8. Bonds.......... ......................................................$2.50 per $1,000.00
On State, City, Levee and all other Bonds........................$5.00 per $1,000.00
On all bonds maturing within 1 year..............................$1.25 per $1,000.00
On all bonds maturing from 1 to 3 yrs......... ..... ............ $2.50 per $1,000.00
ON ALL STOCKS SELLING:
Under fifty cents__ ________ __________________As mutually agreed__
At fifty cents and above, but under $1.00....Not less than 3 cts per share
At $1.00 and up to $10.00__________________________ 7)4 cts. per share
From $10.00 up to $25.00 per share_________________ 1214 cts. per share
From $25.00 up to $50.00 per share___________________15 cts. per share
From $50.00 up to $75.00 per share________________ 17 J4 cts. per share
From $75.00 up to $100.00 per share_________________ 25 cts. per share
From $100.00 up to $200.00 per share.............. ................. 50 cts. per share
On stocks selling at $200.00 per share and over, 50 cts. for the first $200.00
in price and 5 cts. per share additional for each $50.00 increase in
price or fraction thereof.
The minimum commission of $2.00 on any one transaction shall not apply
on transactions in (a) U. S. Government bonds; (b) any bonds guaranteed
by the U. S. Government; (c) any class of bonds maturing within six
months.
*By resolution of the Governing Committee it is permissible for members
to charge on these issues the minimum commission prevailing thereon
on the other exchange on which these bonds are listed.
On Exchange, Theatre and Club Stocks selling:
At or below $100.00____________________ _____ ______$5.00 per share
Between $100.00 and $1,000.00___________________5% of market value
At $1,000.00 and up to $5,000.00, exclusive______
$50.00
pershare
At $5,000.00 and up to $10,000.00, exclusive__________$100.00
pershare
At $10,000.00 and up to $15,000,00, exclusive.................. $150.00
pershare
At $15,000.00 and up to $20,000.00...........
$200.00
pershare
Commissions on rental of Exchange stocks shall be $5.00 as a minimum
charge.
On rentals for periods less than one year the commission shall be pro-rated*
provided no commission less than $5.00 shall be charged.
THE MINIMUM CHARGE ON ANY ONE TRANSACTION SHALL BE $2.00
Airey & Richardson, 816 Union St.
Barriere, E. Percy, 708 Carondelet Bldg.
Beer & Co., 817 Gravier St.
Brunlng, H. J., 1006 Gravier St.
Butler, H. M., 1303 Canal Bank Bldg.
Claiborne, Chas. DeB., Jr., 320 St. Charles St.
DANE & WEIL, Inc., 1528 Canal Bk. Bldg.
Felbleman, T. J„ 210 Carondelet Bldg.
Fenner & Beane, 818 Gravier St.
Flonacher, Hy. C., 5355 St. Charles Ave.
Fowler, H. W., 214 Balter Bldg.
Glenny, E. B„ 736 Whitney Bldg.
Gumbel, Herbert, 610 Maritime Bldg.
MEMBERS
Jones, Larz A., I. C. R. R. (Union Station).
Jones, Larz E., 319 Hibernia Bank Bldg.
Lamar, Kingston & Labouisse, 1247 Canal Bk.
Bldg.
Moore & Hyams, 610 Common St.
Mysing, A. W., 740 Gravier St.
Mysing, W. A., 5133 St. Charles Ave.
Nusloch. Baudean & Smith, Inc., 827 Hibernia
Bank Bldg.
.
Ogden, Fred N„ 403 American Bank Bldg.
PIERCE & CO., E. A. Maritime Bldg.
Poupart, S. J., 823 Perdido St., (Room 202).
Reinach, Solomon, 740 Gravier St.
Sandoz, C. C., 817 Audubon Bldg.
P. H. SAUNDERS CO., Inc., 2107 American
Bk. Bldg.
Schulze, C. H„ 1831 S. Dupre St.
Smith, Wm„ Mason, 843 Union St.
Steinhardt, Jeffrey, 730 Gravier St.
Stern, S. Walter, 840 Union St.
Uhlhorn, C. L., 636 Whitney Bldg.
Villere & Co., St. Denis J., 552 Canal Bk. Bldg.
Vincent, Hugh E., 301 Vincent Bldg.
Waters & Alcus, 811 Whitney Bldg.
Weil & Co., Inc., (Arcade), Union Bldg.
Wells & Stanton, 408 Cotton Exchange Bldg.
Wheeler & Woolfoik, 724 Common St.
Wolfe, Robt. R., 717 Carondelet Bldg.
Woolfolk, Huggins & Shober & Co., 839 Gravier St.
MARYLAND
(208 E. Redwood St.)
BALTIMORE
Officers: Chas. W. L. Johnson, President;
Henry G. Riggs, Vice-President;
Theodore Gould, Secretary-Treasurer
M. L. Rodemeyer, Assistant Secretary and Assistant Treasurer.
RATES OF COMMISSION
Effective January 16, 1933
Special Rates,^applying to charges both to non-members and to
members:
Minimum Commissions on Stocks Selling at Prices Below
NonCommercia lCredit Co. 4J^% Pfd.—N. Y. Stock Exchange rates.
Members
Cons, Gas Electric Light & Power Co. common—N.Y. Curb Exchange rates.
Under 10c a share._____________________________________
lc
Pennsylvania Water and Power Company Common and 5% Pfd.— N. Y.
Curb Exchange rates.
At 10c a share and above, but under $1____________________
3c
The minimum commission charged on any completed individual trans
At $1 a share and above, but under $10_.__________________
7J4c
action in stocks shall be not less than $2.50, except that the commission
charge on any such transaction involving a total amount of less than $50.00
At $10 a share and above, but under $50___________________
15c
shall be not less than $1.00.
Commissions on rights shall be the same as those fixed for stocks.
At $50 a share and above, but under $100__________________
25c
Minimum Commissions on Bonds Selling at Prices Below
NonAt $100 a share and above, but under $150_________________
40c
Membei
At
10
($100
per
$1,000
par
value)
or
above________________
$2.50
At $150 a share and above, but under $200________________
50c
Under 10 ($100 per $1,000 par value)______ __________ ____ $1.25
At $200 a share and above________________ ______ _______
At less than 1 ($10 per $1,000 par value)__________________ 62J4c
of amount
Except that on bonds having five years or less to run to maturity
of
and selling at 96 and above, but not above 110, the rates shall be $1.25
transaction
The minimum commission charge on any transaction in bonds shall be
$2.50.
Abell, Walter W., 2nd, Stock Exchange Bldg.
Edward D. Allen & Co., 209 Keyser Bldg.
BAKER, WATTS & CO., Calvert and Red
wood Sts.
Bell, Vernal W„ 207-8 Keyser Bldg.
Binford, Charles T., 10 South St.
Thomas S. Blocher, 802 Union Trust Bldg.
Block, Simon J., & Son, Keyser Bldg.
Alexander Brown & Sons, 135 E. Baltimore
Street.
Brown, J. Dorsey, 404 Stock Exchange Bldg.
Bruton & Co., 1520 Munsey Bldg.
Frank B. Cahn & Co., 8 S. Calvert St.
Douglas G. Carroll & Co., 107-108 Stock Exchange
Bldg.
Cassilly, Thos. A. Jr., Stock Exchange Bldg.
Castles, John W., Ill E. Redwood St.
J. C. Cooper & Co., 300 Stock Exchange Bldg.
Daly Owen & Co., 23 South St.
Davies, H. L„ 500 Stock Exchange Bldg.
Drewry, Cooper R., Stock Exchange Bldg.
Duer, Henry L., 500 Stock Exchange Bldg.
Elder, Wm. Voss, Jr., 209 Keyser Bldg.
MEMBERS
D. Fahenstoclc & Co., 403 Stock Exchange Bldg.
J. Harmanus Fisher & Sons, 10 South St.
Robert Garrett & Sons, South and Redwood Sts.
Theodore Gould, 405-6 Keyser Bldg.
Haxall, J. Triplett, c/o C. W. L. Johnson, 20 Stock
Exchange Bldg.
John D. Howard & Co., South and Redwood Sts.
W. E. Hutton & Co., 1st N. Bk. Bldg.
Jenkins, Whedbee & Poe, 10 South St.
Johnson, Chas. W. L. 508 Stock Exchange Bldg.
E. R. Jones & Co., 402 First National Bank Bldg.
Koppelman, Walter, 219 E. Redwood St.
Kriegel, Leo, 500 Stock Exchange Bldg.
W. W. Lanahan & Co., Calvert Bldg.
Leimbach & Co., 7 St. Paul St.
Lockwood, Peck & Co., 708 Keyser Bldg.
MACKUBIN, LEGG & CO., 222 E. Redwood St.
Marburg, Price & Co., 503-4 Keyser Bldg.
Mead, Irvine & Co., 1601 First National Bank
Bldg.
Murphy & Co., G. M. P., Calvert Bldg.
Alex C. Nelson & Co., 508 Stock Exchange Bldg.
Nicholas, Geo. L. Jr., Stock Exchange Bldg.
Philip L. Poe & Co., 205 E. Redwood St.
Post & Flagg, 101-3 Stock Exchange Bldg.
Riggs & McLane, 32 South St.
John J. Riordan, Jr. & Co., 1513-14 Fidelity Bldg.
Roger, C. Holden, 10 South St.
Rosenburg, Abel A., c/o Mackubin, Legg &
Co., 222 E. Redwood St.
Schwarz, Morton & Schwarz, 202 Keyser Bldg.
Scott, Geo. M., Stock Exchange Bldg.
Harry B. Soper & Co., 312 Vickers Bldg.
Stein Bros. & Boyce, 6 S. Calvert St.
Stewart C. Morton, Calvert and Redwood Sts.
Strother, Brogden & Co., Calvert and Redwood Sts.
Howard R. Taylor & Co., 107-8 Stock Exchange
Bldg.
Thompson, R. L., 308 Vickers Bldg.
Weilepp, Walter M., 207-8 Keyser Bldg.
Westheimer & Co., 211 E. Redwood St.
Wheeler, J. Harold, 101-3 Stock Exchange
Bldg.
Whelan, Thos. A. Jr., 222 E. Redwood St.
Henry White & Co., 1414 Fidelity Bldg.
Whiteley, T. Evans, Stock Exchange Bldg.
Wnitridge, John A. & Son, Garrett Bldg.
Further Information on firms appearing in bold face type will be found In the selected list of Investment Dealers following bank list in each city,
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1640
STOCK EXCHANGE MEMBERS
MASSACHUSETTS
BOSTON
Officers: William H. Claflin, Jr., Pres.
William B. Long, Vice-Pres.
Mark R. Hodges, TV.
George A. Rich, See
BATES OF COMMISSION
In Effect July 7, 1932
BONDS
Railroad, public utility and industrial bonds, having more than five
years to run—
Selling at less than $10, on a par value of $1,000.............................Optional
Selling at $10 and less than $100 on a par value of $1,000.................. $1.25
Selling at and above $100 on a par value of $1,000............................ 2.50
(Government Bonds are exempt from the regular rate)
STOCKS PER SHARE
Selling
Selling
Selling
Selling
Selling
below 50c................................................................................Optional
at 50o or above, but under $1............................................. ltf cents
at $1 or above, but under $5................................................ 5 cents
at $5 or above, but under $10.............................................. 7}4 cents
at $10 or above ,but under $25........................................... 12>S cents
Selling at $25 or above, but under $50__________ ______ ___ 15 cents
Selling at $50 or above, but under $75.......................................17cents
Selling at $75 or above, but under $100___________________ 20
cents
Selling at $100 er above, but under $200_________ _________25 cents
Selling at $200 or above, but under $250..................................... 30 cents
For each additional $50 or part thereof above $250..........5 cents additional
The minimum commission on each completed individual transaction shall
not be less than one dollar, except that on transaction involving less than
fifteen dollars the charge may be optional.
On subscription Rights; Bonds or Notes of Foreign Countries having five
years or less to run; Notes of Corporations having five years or less to run;
Bonds having five years or less to run; such rates to members or non
members as may be mutually, agreed upon; provided, however, that the
Committee on Commissions with the approval of the Governing Committee,
may hereafter determine special rates on any or all of the above mentioned
securities.
MEMBERS
Adams, L. Sherman, 10 Post Office Square
Adams, Weston W., 15 Congress St.
Amsdem, Malcolm F., 53 State St.
J. S. BACHE & CO., 10 Post Office Square.
Baldwin & Co., 30 Federal Street.
Bennett, Stephen H„ 535 Beacon St., Hotel
Charlesgate.
Besse, Harry W. A Co., 89 State St.
Blake Bros. A Company, 111 Devonshire Street.
Bolles, Richard F., 35 Congress St., Room 1003.
Bowen, J. W. & Co., 53 State Street, Rooms 27, 28.
Boyden, Charles, 50 Congress St., Room 628.
Bradley, Edward M., 215 Church St., New Haven,
Conn.
Brannan, Wm. J., 75 Federal St.
Brickley (Parker, A.) 296 Temple, West Roxbury.
Bright, Elmer H. A Co., 84 State Street.
Bright, Sears A Co., 53 State Street.
Brown Brothers Harriman & Co., 10 P. O. Square.
Brown, Waldo M., 31 Milk St.
Brown, Walter J., 53 State St., Room 405.
Burr, Gannett A Co., 53 State Street.
Buss, Walter H., 53 State St.
Butterfield, Chas. B., 53 State St., Room 36B.
Cahill, Richard M. F., 53 State St.
Clark, Dodge & Co., 70 Federal Street.
Collins, Breed A Co., Shawmut Bk. Bldg.
Colwell & Co., 209 Washington Street.
Cousens, Foster, A Co., 53 State St.
Crocker, Percy G. A Co., 35 Congress Street.
Dabney, F. L. & Co., 10 Post Office Sq.
Dabney, Frederick L., 53 State St., Room 439.
Davis A Davis, 10 Weybosset St., Providence, R. I.
DAT, R. L. & CO., 45 Milk Street.
Dean, James, 201 Devonshire St., Room 631.
Doyle, John F., 70 Federal St.
ESTABROOK & CO., 15 State Street.
Fales, T. C. & Co., 140 Federal Street.
Fay, S. Prescott, Framingham Centre, Mass.
Fernald, Geo. A., 24 Milk St., Room 512.
Fernald, Lloyd D., & Co., 3d Natl. Bk. Bldg.,
Springfield, Mass.
Foster, Hatherly, Jr., 85 Devonshire St.
Foster, John K., 53 State St.
Gagen, T. F. A Co., 53 State Street, Room 36A.
Gallagher, R. A. & Co., 50 Congress Street, Rms.
511-514.
Further information
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
Gilbert, Edward W., 53 State St., Room 36 B.
Giroux, Archibald R., 53 State St., Room 36B.
Goodwin, Homer, 53 State Street.
Gray A Wilmerding, 31 Milk St.
Griffin, James F. A Co., 53 State Street, Room 36A.
Griffith, Norman H., 60 Congress St., Room 411
Hammond, James R„ 15 State St.
Hanlon, Gordon B., A Co., 100 Milk St.
HAYDEN, STONE & CO., 75 Federal Street
Hibbs, W. B,, A Co., Hibbs Bldg., Washington,
D. C.
Hines, Robertson & Co., 60 Congress Street,
Rooms 406-08.
Hodgdon, Howard W., 84 State St.
Hornblower, Henry, 60 Congress St.
Hornblower & Weeks, 60 Congress St.
Hovey, Chandler, A Co., 82 Devonshire Street,
Room 326.
Hubbard, Richard, 10 Post Office Square.
Hunt, Carleton, 24 Federal St.
Hutchins & Parkinson, 53 State Street.
Jackson, Malcolm N., 201 Devonshire St.
Jackson & Curtis, 10 Post Office Square.
Jenney, Wm. T., 84 State St.
Kelly, Michael A., 84 State St.
KIDDER, PEABODY & CO., 115 Devonshire
Street.
Kingsbury, Thayer, Keene, N. H.
Kinsley A Adams, 6 Norwich St., Worcester, Mass.
Kitching, E. J. A Co., 75 Federal Street.
Laidlaw A Co., 110 Franklin Street
Lee, Frederic M., 53 State St., Room 36A.
Lee, Higginson & Co., 50 Federal Street.
Leland, John D., 110 Franklin St.
Logan & Bryan, 42 Broadway, New York, N. Y.
Long, Harry V., 10 Post Office Square.
Long & Nash, 10 Post Office Square.
Lord, George F„ 53 State St., Room 36B.
Lund, Chas. G„ 110 Franklin St.
Mann & Gould, 35 New' Derby St., Salem, Mass.
Montgomery, Wm. P., Jr., 53 State St.
Moors & Cabot, 111 Devonshire Street.
Moran, John J. A Co., 53 State Street, Room 636.
Morgan, J. P„ & Co., 23 Wall St., New York, N. Y.
MOSELEY, F. S. St CO., H Congress Street.
Moseley, Frederick S„ 50 Congress St.
Mott, Louis P. A Co., 80 Federal Street, Room 308
Newman, Harding C., 10 Post Office Square.
Paine, Webber A Co., 82 Devonshire Street.
PIERCE, E. A. St CO .,45 Milk Street.
Pitcher, Osborne H., Ill Devonshire.
Pitman, Harold A., 53 State St., Room 1032.
Poor, Stearns, 84 State St.
Prince, F. H„ & Co., Court and Washington Sts.
Proctor, Cook A Co., 50 Congress Street.
Puffer, Robert W., Jr., 10 Post Office Square.
Reed, Jacob, 8 Foster St., Worcester, Mass.
Rich, Geo. A., 53 State St.
Sanford A Kelley, 20 Market St., New Bedford,
Mass.
Schirmer, Atherton A Co., 79 Milk 8treet.
Sears A Co.. 68 Devonshire St.
Sewall, R. Lentner, 60 State St.
Shaw, Alexander A., 53 State St., Room 36B
Simmon, David A., 261 Franklin St.
Smith, Edwrard B. A Co., Ill Devonshire St.
Smith, James B., 1387 Main St., Springfield, Mass.
Soule, Geo. H. S., Plympton, Mass.
Southgate A Co., 185 Devonshire St.
Stevens, Samuel W., 45 Milk St.
Thomson A McKinnon, 10 Post Office Square.
Thorndike A Allen, 53 State Street, Room 310.
Thornquist, Carl J., 53 State St., Room 36B.
Tlfft Brothers, 50 Congress Street.
Tobey, Walter P„ 84 State St.
Todd, Charles Lee, Jr., Ill Devonshire St.
TOWNSEND, ANTHONY St TYSON, 30 State
Street.
Treadwell, James R., 53 State St., Room 203.
Tucker, Anthony A Co., 74 State Street.
Wainwright, H. C. A Co., 60 State Street, Room
101.
Walsh, A. G. A Son, 75 State St.
Webber, Ralph B., 53 State St., Room 36B.
Whitney, Byam A Co., 53 State Street, Room 633.
Whitney A Elwell, 30 State Street.
Wiggin, Russell B., 53 State St., Room 36B.
Williams, Ralph E., 261 Franklin St.
Williams, Robert W., 53 State St., Room 36B.
Williston, J. R., A Co., 115 Broadway, New York,
N. Y.
Winsor, Kennard, 115 Devonshire St.
Worthen, Nathaniel T., 68 Devonshire St.
Wrenn Bros, A Co., 30 Federal Street.
firms appearing In bold face type will be found in tbe selected list of Investment Dealers following bank list In each city,
STOCK EXCHANGE MEMBERS
1641
MICHIGAN
DETROIT
(415 Griswold St.)
Officers: Frederick J. Winckler, President;
George A. Miller, Vice-President;
Clark J. W. Colby, Secretary;
L. C. Angstrom, Treasurer.
COMMISSION BATES
Stocks selling under 50c per share, 2% of amount involved.
8tocks selling at 50c per share and above, but under $1.00, not less than
3c per share.
Stocks selling at $1.00 per share and above, but under $10.00, not less
than 7Hc per share.
Stocks selling at $10.00 per share and above, but under $25.00, not less
than 12Hc per share.
Stocks selling at $25.00 per share and above, but under $50.00, not less
than 15c per share.
8tocks selling at $50.00 per share and above, but under $75.00, not less
than 17Hc per share.
Stocks selling at $75.00 per share and above, but under $100.00, not less
than 20c per share.
Stocks selling at $100.00 per share and above, but under $200.00, not
less than 25c per share.
Stocks selling at $200.00 per share and above, but under $250.00, not
less than 30c per share.
For each additional $50.00 in price, 5c additional.
The minimum commission on all transactions in listed securities shall not
be less than $3.00 to individuals and $2.00 to institutions, except in cases
where the amount involved is $50.00 or less, the minimum commission may
then be, at the discretion of the member, $2.00 to individuals and $1.00
MEMBERS
Alison & Co., 244 Buhl Bldg.
Angstrom, Lawrence C., 904 Penobscot Bldg.
BACHE, J. S. & CO., 735 Griswold St.
Baker, Simonds & Co., 1134 Buhl Bldg.
Balcom, Yorke R., 1464 Penobscot Bldg.
Beane, A. C., 67 Broad St., New York, N. Y.
Beard, Frederick H., 866 Penobscot Bldg.
Bennett, Smith & Co., 640 Griswold Street.
Bollinger, Paul T., 1904 Penobscot Bldg.
Brown, John L. & Co., 2966 Penobscot Bldg.
Brown, Orman E., 1464 Penobscot Bldg.
Brown, Samuel, 15 W. Grand Ave.
Butler & Co., J. M., 328 Penobscot Bldg.
Crouse & Co., 1800 Penobscot Bldg.
Dart & Co., 500 Penobscot Bldg.
Dominick & Dominick, 314 Ford Bldg.
Eis, Valette R., 244 Penobscot Bldg.
Ellwood, Aaron A., 639 Penobscot Bldg.
Esch, Ingo A., 120 Broadway, New York.
Farrelly, Francis T., Union National Bank Bldg.,
Youngstown, Ohio.
Fenner & Beane, 966 Penobscot Bldg.
Ferriss, W. Paul, 904 Penobscot Bldg.
Ferriss, Wagner & Miller, 1444 Buhl Bldg.
Field, McDonald & Co., 1000 Buhl Bldg.
Goodbody & Co., 1 Penobscot Bldg.
Goodbody, John L., 115 Broadway, New York,
N. Y.
Grady & Company, 2056 Penobscot Bldg.
Hague, Samuel, 1446 Penobscot Bldg.
Hay, Ivan C. & Co., 1753 Union Guardian Bldg.
Hentz, H. &. Co., Union Guardian Bldg.
Hopper & Co., B. E., 1356 Penobscot Bldg.
Hornblower & Weeks, 244 Penobscot Bldg.
Hull, Oscar C„ 1104 Dime Savings Bank Bldg.
Humphries, Angstrom & Co., 904 Penobscot Bldg.
HUTTON, W. E. & CO., Fisher Bldg.
Keane, Rawls & Co., 1866 Penobscot Bldg.
King Boug Stodgell & Co., Windsor, Ont.
Kreidler, Chas. A., 244 Buhl Bldg.
Larzelere, Joseph E., 224 Penobscot Bldg.
Lawson & Knight, 1956 Penobscot Bldg.
Lee & Co., Wm. M., 613 Ford Bldg.
Lewine, Jerome, Hanover Square, New York,
N. Y.
Lillig, Norman F., 1866 Penobscot Bldg.
Livingstone, Dennis & Co., 409 Griswold St.
MacCrone, Edw. E„ 1356 Penobscot Bldg.
Marks, A. L., 314 Ford Bldg.
Marks, Burton, 137 Penobscot Bldg.
McDonald, Claude G., 1000 Buhl Bldg.
McLean & Co., John F., 1806 Penobscot Bldg.
Miller, George A., 1444 Buhl Bldg.
Moody, Bollinger & Co., 1904 Penobscot Bldg.
Moss, W. E. & Co., 2316 Union Guardian Bldg.
Moye, G. Gordon, 613 Ford Bldg.
Newcomb, John J. & Co., 1464 Penobscot Bldg.
Noble, Herbert W., 306 Dime Bank Bldg.
O’Donnell & Co., R. C., 2166 Penobscot Bldg.
O’Hara, John F„ 244 Buhl Bldg.
Olson, Warren T., 2316 Union Guardian Bldg.
Paine, Webber & Co., 100 Penobscot Bldg.
Parcells, Charles A. & Co., 639 Penobscot Bldg.
Phelan, Jr., James J., 244 Penobscot Bldg.
PIERCE, E. A. & CO., 1 Ford Bldg.
Porter, Stuart P„ 1134 Buhl Bldg.
Prentiss, John W„ 42 Broadway, New York, N.Y.
Rathbun, Babbitt & Co., 866 Penobscot Bldg.
Reid, Andrew C., 2232 Union Guardian Bldg.
Reilly, R. W. & Co., 1166 Penobscot Bldg.
Roney, Wm. C. & Co., 2232 Union Guardian Bldg.
Rotsted, Ralph, 1753 Union Guardian Bldg.
Rudel, Arthur, 1800 Penobscot Bldg.
Ryan, Jas. E. & Company, 2526 Union Guardian
Bldg.
Schlachman, Max, & Co., 864 Penobscot Bldg.
Seitz & Gearhart, 12 Washington St., Monroe
Mich.
Shader Winckler Co., 204 Penobscot Bldg.
Simonds, Ralph W., 1134 Buhl Bldg.
Small, Sidney R., 1029 Penobscot Bldg.
Soucy, Swartswelter & Co., 161 Devonshire St.,
Boston, Mass.
Stanton, Frederick W., 1020 Fisher Bldg.
Steinberg, Nathan, 500 Penobscot Bldg.
Stewart, A. Clifton, 640 Griswold St.
Stout, Gardner D„ 314 Ford Bldg.
Sutro Bros. & Co., 137 Penobscot Bldg.
Walker, Win. T„ 1304 Penobscot Bldg.
Watling, Lerchen & Hayes, 344 Buhl Bldg.
Wedthoff, Guy G. & Co., 2956 Penobscot Bldg.
Whitlock, Smith & Co., 1446 Penobscot Bldg.
Williams, Wood, 1 Ford Bldg.
Winckler, F. J., 204 Penobscot Bldg.
Wood, Warren A., 244 Buhl Bldg.
Woodruff, D. M. & Co., 1666 Penobscot Bldg.
Wright, Martin & Co., 2066 Penobscot Bldg.
MINNESOTA
MINNEAPOLIS — ST. PAUL STOCK EXCHANGE
Officers: Howard R. Selover, President; Todd W. Lewis, First Vice-President;A. A. Greenman, Second Vice-President; L. B. Woodward, Secretary and Treasurer.
COMMISSION RATES
Effective March 2,1930
Stocks selling under 50 cts. per share__________________ 2 cts. per share
From 50 cts. to $1.00_____________ __________ ______ 3 cts. per share
$1.00 to $10.00__________________________________ 7H cts. per share
$10.00 to $25.00________________________________ 12 H cts. per share
$25.00 to $50.00_______________ _____ _____________15 cts. per share
$50.00 to $75.00___________________ -......... ........... --17H cts. per share
$75.00 to $100.00________ ______ ______ ____ _______ 20 cts. per share
$100.00 to $200.00________________________________ 25 cts. per share
At $200.00 and up rate increased $5.00 per 100 each points.
Minimum to Individuals....................................... .................... ..............$3.75
Minimum to Dealers________________________________________$2.50
Transactions amounting to less than $50.00—commission at discretion of
members.
Rights—same as stocks.
Bonds per $1,000.00 and less_________________________________ $2.50
SPECIAL RATES ON T.C.R.T.C. NOTES
Notes 25 cts. per $100.00............. .........................................Minimum $1.50
MEMBER TO MEMBER-Give-up Rates.
Stocks selling under 50c per share.............................................. He per share
50c to less than $ 1.00_______
%c per share
$
1.00 to lessthan 10.00______________________
2c per share
10.00 to less than 100.00_____
3c per share
100.00 to less than 150.00........
4c per share
150.00 and over...-.________________ _____ ______ _____ 5c per share
Minimum 50c for stocks selling under $10.00 per share.
Minimum $1.00 for stocks selling at $10.00 and over per share.
Rights—Same as Stocks.
Bonds per $1,000.00 and less—50c.
Notes—50e per $1,000.00 or any part.................................Minimum $1.00
Names not given-up on any Stocks, Bonds, etc. Minimum—double the
give-up rate.
MEMBERS
ALLISON WILLIAMS CO., 1245 Northwest
Bank Bldg., Minneapolis.
Bigelow-Webb & Co., 1st Nat’l-Soo Line Bldg.
Minneapolis.
Greenman, McGuire & Driscoll, Inc., 1408 E. 1st
Natl. Bk. Bldg., St. Paul.
Harris-Upham & Co., 11 Wall St., New York,
N. Y.
Kalman & Company, 144 Endicott Bldg., St. Paul.
Lewis & Go., 601 Second Ave. Minneapolis.
Logan & Bryan, 42 Broadway, New York City.
Mahoney & Co., C.D., 504 Roanoke Bldg., Minne
apolis.
Molyneaux. J. J., 15 S. 5th St., Minneapolis.
Paine, Webber & Co., Rand Tower, Minneapolis.
PIPER, JAFFRAY & HOPWOOD, 529 2nd
Ave., So., Minneapolis.
Rice, Robert M., 630 Marquette Ave., Minne
apolis.
Selover, H. R., & Co., 500 Roanoke Bldg., Minne
apolis.
Smith & Co., Wharton C., 104 E. 6th St., St. Paul.
Thrall West Co., 110 Northwest National Bank
Bldg., Minneapolis.
Wells-Dickey Company, McKnight Bldg., Minne
apolis.
Wood, Harold E„ & Co., W. 2662 1st Nat’l Bk.
Bldg., St. Paul.
Woodard-Elwood & Co., 840 Rand Tower, Minne
apolis.
Further Information on firms appearing in bold face type will be found In the selected list of Investment Dealers following bank list in each city
80
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1642
STOCK EXCHANGE MEMBERS
MISSOURI
ST. LOUIS
Officers: B. F.Jacobs, President;
J. W. Reinholdt, Jr., Vice-President;
W. M. Louderman, Secretary and Treasurer.
Chas. A.Huebner, Assistant Secretary.
KATES OF COMMISSION
STOCKS
Stocks selling at $25.00 per share and less than $100.00 per share, $0.25
per share.
Stocks selling at $1.00 per share or less, $2.00 per 100 shares.
Stocks soiling at $100.00 per share and less than $300.00 per share,
Stocks selling at $1.12K per share and less than $3.00 per share, $3.00
$0.50 per share.
per 100 shares.
Stocks selling at $300.00 per share and less than $500.00 per share,
$0.75 per share.
Stocks selling at $3.00 per share and less than $5.00 per share, $5.00
per 100 shares.
Stocks selling at $500.00 per share and over, $1.00 per share.
Stocks selling at $5.00 per share and less than $10.00 per share, $7.50
BONDS
per 100 shares.
On bonds, $2.50 per $1,000 par value.
Stocks selling at $10.00 per share and less than $25.00 per share, $0.12^
U.
S.
Bonds.
$0,623^
per
$1,000
par value.
per share.
The minimum commission to be charged shall be $1.00.
MEMBERS
Aid, John A., 400 Olive St.
Barklage, Louis, 317 N. 4th Street.
Bauer Bros. Brokerage Co., 312 North 4th Street.
Bennett, Jas. E. & Co., 705 Olive Street.
Berger-Conn & Co., Landretli Bldg.
Brown, Paul & Company, Paul Brown Bldg.
Craigo, Hitchcock & Co., Security Bldg.
Daly & Craib, 9th and Locust.
D’Oench, Duhme & Co., Franklin-Am.Tr. Bldg.
EDWARDS, A. G. & SONS, 409 North 8th St.
FRANCIS BRO. & CO., 222 N. 4th St.
Friedman, Brokaw & Samish, 418 Olive Street
Fusz, Schmelzle & Co., Boatmen’s Bank Bldg.
Gatch Bros., Jordan & McKinney, 418 Olive St.
Gessler, E. A. & Son, Merchants-Laclede Bldg
Giger & Co., 211 N. 4th St.
Hawes & Company, Landreth Bldg.
Hill Bros. & Company, Security Bldg.
Jones, Edw. D. & Co., Boatmen’s Bank Bldg.
Knight & Co., Harry H„ 401 Olive St.
Little & Hays Inv. Co., LaSalle Bldg.
Louderman. W. M., Bank of Commerce Bldg.
Meyer, J. P., Chemical Building.
NEWIIARD, COOK & CO., 400 Olive St.
Otto, Edw. F., No. 6 Sunset Court, Normandv,
Missouri.
P. L. Papin & Co., Merchants-Laclede Bldg.
Preiss, Wibbing & Co., Security Bldg.
REINHOLDT & GARDNER, Security Building
H. L. Ruppert & Co., 400 Pine Street.
Seddon, Morfit & Harvey, Landreth Bldg.
Semple, Jacobs & Co., Rialto Building.
SIMON, I. M. & COMPANY, 31S North 4th St.
Smith, Moore & Co., LaSalle Bldg.
8TIFEL, NICOLAUS & CO., Boatmen’s Bank
Bldg.
Stix & Company, LaSalle Bldg.
Taussig, Day & Co., Boatmen’s Bank Bldg.
Wade. Festus J. & Co., Columbia Bldg.
WALDHEIM, PLATT & CO., 306 N. 8th St.
WALKER, G. H. & CO., Broadway & Locust
Streets.
Whitaker & Company, 300 North 4th Street.
NEW YORK
NEW YORK CITY
Officers: Charles R. Gay, President-,
E. H. H. Simmons, Vice-President;
Dean K. Worcester, Executive Vice-President;
Benjamin H. Brinton, Treasurer;
Robert W. Keelips, Assistant Treasurer-,
Ashbel Green, Secretary;
J. M. B. Hoxsey, Executive Assistant to the Committee on Stock List.
COMMISSION
Rates to Non-members, etc.
On business for governing members and for parties not members of the
Exchange, including joint account transactions in which a non-member is
interested; transactions for partners not members of the Exchange; the
commission shall not be less than the rates given below:
Sec. 2 provides that commissions shall be calculated on the basis stated
below;
ON STOCKS
(except as to Tea-Share-Unit Stocks)
Sec also Called Stocks below:
Under 50c per share_________ ________ __ May be mutually agreed upon
50c per share and above, but under $1.00__ Not less than 3c per sharo
$1.00 per share and above, but under $10.00.Not less than 7>£c per share
$10.00 per share and above, but under
$25.00_____________________________ Not less than 123^c per share
$25.00 per share and above, but under
$50.00____________________ ____ ____ Not less than 15c per share
$50.00 per share and above, but under
$75.00_____________________________ Not less than 17j^c per share
$75.00 per share and above, but under
$100.00__________ ____ _____________Not less than 20c per share
$100.00 per share and above, but under
$200.00______ _____ _____ ______ ____ Not less than 25c per share
$200.00 per share and over............ ................Not less than 30c per share
plus 5c per share for each
$50.00 or fraction thereof be
ginning at $250.00
The minimum commission (on
stocks selling at 50c and above)
on an individual transaction
shall be not less than $1.00.
This provision shall not apply
on transactions where the
amount involved is less than
$15.00
ON TEN-SHARE-UNIT STOCKS
(as designated by the Committee of Arrangements)
See also Called Stocks below:
Under $1.00 per share........... ......... .................May be mutually agreed upon
$1.00 per share and above, but under $5.00..Notless than 5c per share
$5.00 per share and above, but under $10.00.Notless than 10c per share
$10.00 per share and above, but under
$100.00____________________________ Not less than 20c per share
$100.00 per share and above, but under
$200.00....................
Not less than 25c per share
$200.00 per share and over____ __________ Not less than 30c per share
plus 5c per share for each
$50.00 or fraction thereof be
ginning at $250.00
RATES
ON SUBSCRIPTION RIGHTS
Under 50c per Right____________________May be mutually agreed upon
50c per Right and above, but under $1.00..Not less than 3c per Right
$1.00 per Right and above, but under $5.00_Not less than 5c per Right
$5.00 per Right and above, but under $10.OO.Not less than 7j^c per Right
$10.00 per Right and above______________Not less than 15c per Right
ON BONDS: per $1,000 of principal
(except as stated below)
Under $10.00------------------------------------------------------- Not less than 75c
$10.00 and above but under $100.00_______________ Not less than $1.25
$100.00 and above______________________________Not less than $2.50
On Obligations of the United States, Porto Rico, Philippine Islands, and
States, Territories and Municipalities therein: Bonds or Notes having five
years or less to run: Securities which, pursuant to call or otherwise, are to be
redeemed within twelve months:
Such rates to members or non-members as may be mutually agreed upon,
provided, however, that the Committee on Quotations and Commissions may
determine special rates on any or all of the above mentioned securities,
reporting the same to the Governing Committee. Under this authority the
Committee has ruled that commissions shall be not less than the rates given
below.
ON BONDS OR NOTES HAVING FIVE YEARS OR
LESS TO RUN, AND BONDS AND NOTES
WHICH, PURSUANT TO CALL OR OTHERWISE
ARE TO BE REDEEMED WITHIN TWELVE
MONTHS (Per $1,000 of principal):
Under $10---------------------------------------------- -------..Not less than 75c.
$10 and above but under $100____________________ Not less than $1.25
$100 and above but under 96% or over 110% of the
redemption price_____________________________ Not less than $2.50
Not less than 96% or more than 110% of the redemption
price:
Six months or more_____________________________ Not less than $1.25
Less than six months____________________May be mutually agreed upon
ON CALLED STOCKS
On stocks which, pursuant to call or otherwise, are to be redeemed within
twelve months--------------------------------------May be mutually agreed upon
Further information on Anns appearing in bold face type will be found in the selected list of Investment Dealers following bank list in each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1643
STOCK EXCHANGE MEMBERS
NEW YORK
MEMBERS
Abbott, Proctor & Paine, 120 Broadway
Abraham & Co., 120 Broadway
Acosta, J. A. & Co., 60 Beaver Street
Adams, Merrill & Co., 36 Pearl St., Hartford, Conn.
Adler, Bluinenthal & Co., 1 Wall Street
Adler, Coleman & Co., 16 Broad Street
Adrian, Jos. M„ 42 Broadway
Ahern, John J., 61 Broadway.
Alker, Carroll B., 61 Broadway.
Andersen, Oswald, 115 Broadway.
Anderson & Co., 120 Broadway
Anderson, Henry A., 47 Broad St.
Andrews, Posner & Rothschild, 26 Broadway
Anness, Edw. C., 1 Wall St.
Appenzellar, Allen & Hill, 120 Broadway
Apy, Chester, 47 Broad St.
Arnold & Company, 25 Broadway
Aronson (Bernard) & Co., 30 Broad St.
Arrowsmith & Co., 120 Broadway.
Ash & Co., Mervin, 1 Wall Street
Asher, Harry W., Jr., 60 Beaver St.
ASIEL & CO., 11 Wall Street
Atkins, Hamill & Gates, 204 Electric Bldg.,
Indianapolis, Ind.
Atterbury, Robert R., 44 Wall St.
Auchincloss, Mills & Bergen, 80 Broad Street
Auchincloss, Parker & Redpath, 719 15th St.,
Washington, D. C.
Auerbach, Poliak & Richardson, 30 Pine Street
Baar, Cohen & Company, 120 Broadway
BABCOCK, RCSHTON & CO., 50 Broadway
Bach, Frederick F., 29 Broadway.
BACHE & CO., J. S., 42 Broadway
Bacon, Stevenson & Co., 39 Broadway.
Bade, William H„ 40 Wall St.
Baker (Alfred L.) & Co., Ill So. La Salle St.,
Chicago, Ill.
Baker (J. E.) & Co., 115 Broadway
Baker, Watts & Co., Calvert & Redwood Sts.,
Baltimore, Md.
Baker, Weeks & Harden, 52 Wall Street
Ballard & Co., 43 Pearl St., Hartford, Conn.
Bamberger, L. Richard, 1 Wall St.
Bamberger, Max, 15 Broad St.
Barbee, Harry, 40 Wall Street.
Barclay, Moore & Co., Fidelity-Phila. Trust Bldg.,
Philadelphia, Pa.
Barney & Co., Chas. D., 14 Wall St.
Barnwell, Arthur & Co., 100 Broadway
Baroni, William J., 50 Broadway.
Barrett & Company, 40 Exchange Place
Barth, J. & Co., 482 California St., San Francisco,
Calif.
Bartholomae, H. J., 47 Broad St.
Bartle, William A., Jr„ 1 Wall St.
Bartlett, Benj. D. & Co., 313 Vine St., Cincinnati,
Ohio.
Baruch, Bernard M., Jr., 60 Beaver St.
Baruch, Sailing W., 60 Beaver St.
Baylis & Co., 42 Broadway.
Bean, Chas. H. & Co., 1528 Walnut St., Phila
delphia, Pa.
Bear, Stearns & Company, 1 Wall Street
Beardsley, Sterling S., 67 Broad St.
Beauchamp, Thomas J., 40 Wall St.
Bebee, Wm. E. O., 14 Wall St.
Beekman, Wm. B. & Co., 20 Broad Street
Beer & Company, 30 Broad Street
Belden & Co., 61 Broadway.
Bell & Beckwith, 40 Wall St.
Benedict, E. C. & Co., 71 Broadway
Benjamin & Ferguson, 61 Broadway
Benjamin, Hill & Company, 39 Broadway
Bennet (Leslie L.) & Company, 60 Broadway.
BENNETT BROS. & JOHNSON, 1 Wall St.
Bennett, James E. & Co., 23-25 Beaver Street
Bennett & Palmer, 165 Broadway
Bennett, Smith & Co., 640 Griswold St., Detroit,
Mich.
Benton & Marsh, 115 Broadway
Berdell Bros., 1 Wall Street
Berg, Eyre & Kerr, 50 Broadway
Berliner & Co., 25 Broad St.
Bernard, Winkler & Co., 25 Broad St.
Bernheiiner, Edwin E., 1 Wall St.
Biddison & Co., N. D., 39 Broadway
Biddle, Whelen & Co., 1606 W'alnut St., Phila
delphia, Pa.
Biggs, Mohrman & Co., 61 Broadway.
Billings, Olcott & Company, 52 Broadway
Bioren & Co.. 1508 Walnut St., Philadelphia, Pa.
Bird, W. Gillette, 71 Broadway.
Birge, Wood & Trubee, M & T Bldg., Buffalo,
N. Y.
Bishop, Allen Reynolds, 1 Wall St.
Bissinger & Co., 225 Montgomery St., San Fran
cisco, Calif.
Blagden, Wendell P„ 48 Wall St.
Blake Brothers & Co., 40 Wall Street
Blauner & Co., 25 Broadway
Blinn, Prosper J., 42 Broadway.
Bliss, Julius, 24 Broad St.
Bloch, Elmer M., 120 Broadway.
Block, Myron H., 39 Broadway.
Blumenthal Bros., Ill Broadway.
Blumenthal, Simon B„ 50 Broadway.
Blun, George E., 165 Broadway.
Blyth, Bonner & Kimbley, 52 Wall St.
Bodell & Co., 32 Custom House St., Providence,
R. I.
Bogert & Co., Bevereley, 120 Broadway.
Bonbright, George D. B. & Co., 100 Powers Bldg.,
Rochester, N. Y.
Bond, McEnany & Co., 60 Beaver Street
Boody, McLellan & Co., Ill Broadway
Boston, Paul R., 47 Broad St.
Bouvier, Bishop & Co., 20 Broad Street.
Boulton, Howard, 115 Broadway.
Bowen, J. W. & Co., 53 State St., Boston, Mass.
Bradford, J. C. & Co., Nashville Trust Bldg.,
Nashville, Tenn.
Bradley, F. J. & Co., 1 Wall Street
Bradshaw, Sydney P., 61 Wall St.
Bramley & Smith, 52 Broadway
Branch, Cabell & Co., 814 E. Main St., Richmond,
Va.
Brand, Grumet & Co., 120 Broadway
Brand, Michael J., Jr., 47 Broad St.
Brandenburg & Co., Ill Broadway
Braumuller, Charles, 47 Broad St.
Bregman, Abner, 1 Wall St.
Breining & Co., 17 Battery Place
Bright, Elmer H. & Co., 84 State St., Boston,
Mass.
Bright, Sears & Co., 53 State St., Boston, Mass.
Brinton & Co., 61 Broadway
.Britt, Richard J., 25 Broadway.
Brody, L. J. Stephen, 109 Killdeer Rd., Hamden,
Conn.
Brooks & Co., J. H., 120 Broadway.
Brown, Alex. & Sons, 135 East Baltimore St.,
Baltimore, Md.
BROWN BROTHERS, HARRIMAN & CO.,
59 Wall Street
Brown, Geo. Estabrook, 49 Broad St.
Brown, James M. Jr., 47 Broad St.
Brown, Paul & Co., Paul Brown Bldg., St. Louis,
Mo.
Brown, Vernon H., 61 Broadway.
Brown & Co., Vernon C„ 71 Broadway.
Brown & Gruner, 120 Broadway.
Brumley & Anderson, 120 Broadway
Bruns, Edwin G„ 11 Wall St.
Bruns, Edwin G. Jr., 11 Wall St.
Bryan, Penington & Colket, 48 Wall St.
Buckley, John F„ 47 Broad St.
BULL & ELDREDGE, 39 Broadway.
BURNET (W. E.) & CO., 11 Wall Street
Burnham & Company, 40 Wall St.
Burnside, Johnson & Co., 80 Broad St.
Burr, Gannett & Co., 53 State St., Boston, Mass.
Burton, Cluett & Dana, 120 Broadway
Burton, Crawford, 65 Broadway.
Bushnell, Henry Thompson, 1 Wall St.
Butcher & Sherrerd, Real Estate Tr. Bldg.,
Philadelphia, Pa.
Butler, Herrick & Marshall, 30 Broad Street
Butler, Wick & Co., Union National Bldg.,
Youngstown, Ohio.
Buttenwieser, Clarence, 25 Broad St.
Byck & Broads, 39 Broadway
Byram, Hobart R„ 42 Broadway.
Byrne, James F., 48 Wall St.
Bywater & Leary, 31 Nassau Street
Cahill, Robert L„ 15 Broad St.
Cahn, Frank B. & Co., 8 So. Calvert St., Balti
more, Md.
Cahn, Joel G., 30 Broad St.
Callaway, Fish & Co., 15 Broad Street
Campbell & Co., H. G„ 52 Broadway
Campbell, Oliver S., 11 Broadway.
Carey, Denis J., 42 Broadway.
Carey, H. T. & Co., 50 Broadway
Carlebach, Herbert L„ 60 Broad St.
Carlebach, Walter M., 60 Broad St.
Carleton, Alexander, 14 Wall St.
Carlisle, Jay F. Jr., 50 Broadway.
Carlisle, Mellick & Co., 50 Broadway
Carmichael & Carson, 52 Wall St.
Carreau & Co., 63 Wall Street
Carstairs & Co., 220 So. 16th St., Philadelphia, Pa.
Carstens, Geo., 42 Broadway
Carter & Co., 48 Wall Street.
Caspary, A. H. & Co., 60 Broadway.
Cassatt & Co., 40 Wall St.
Cassel, II. & Co., 61 Broadway
Cavalier, Wm. & Co., 121 Sutter St., San Fran
cisco, Calif.
Ceballos, Juan M., 42 Broadway.
Chambers. Henning & Co., 431 W. Jefferson St.,
Louisville, Ky.
Chapin, S. B. & Co., Ill Broadway
Chaplin & Co., 52 Broadway
Chapman, Carman & Co., 26 Broadway
Chapman, Page, Jr., 15 Broad St.
Chauncey & Co., 61 Broadway
Chisholm & Chapman, 52 Broadway
Clapp, Howard F., 50 Broadway.
Clark, Dodge & Co., 61 Wall Street
Clark, E. W. & Co., Locust & 16th Sts., Phila
delphia, Pa.
Clement, Curtis & Co., 231 So. La Salle St.,
Chicago, Ill.
Clews & Co., Henry, 7-9-11 Broadway.
Cloud, John K., 120 Broadway.
Clucas & Company, E. W., 70 Pine Street.
Coddington, Dave H., 50 Broadway.
Coggeshall & Hicks, 111 Broadway
Cohen, Edward L., 52 Wall St.
Cohen, Simonson & Co., 30 Broad Street
Cohen, Wachsman & Wassail, 70 Pine Street
Cohfl Brothers, 24 Broad St.
Coleman, Eliot W., 42 Broadway.
Coleman, Townsend P., 42 Broadway.
Colgate, Jas. B. & Co., 44 Wall Street
Collin, Norton & Co., Gardner Bldg., Toledo,
Ohio.
Collins, David M., Bowood, West Orange, N. J.
Collins, John T., 50 Broadway.
Condon, Edward B., 25 Broad St.
Cone, Henry H. Jr., 50 Broadway.
Connelly & Co., F. J., 15 Broad St.
Conried & Co., 25 Broadway.
Content & Co., H., Ill Broadway.
Conway (Norton) & Co., 52 Wall St.
Cook, Charles K„ 40 Wall St.
Cooke & Co., 120 Broadway.
Cooke, James F., 42 Broadway.
Cooley & Co., 100 Pearl St., Hartford, Conn.
Corlies & Booker, 90 Broad Street
Coster, Gerard H„ 1 Wall St.
Coulon & Co., E. J., 50 Broadway.
Coultry, Edmund C., 50 Broadway.
Courts & Co., 11 Marietta St., Atlanta, Ga.
Coward, Raymond A., 40 Wall St.
Cowen & Co., 54 Pine St.
Cox, E. Van Dyke, Jr., 42 Broadway.
Craigmyle, Marache & Co., 1 Wall Street
Crandell, Walter S., 25 Broad St.
Creem, John J. Jr., 61 Broadway.
Cullman Brothers, 161 Front Street
Cunningham, Cyril E., 42 Broadway.
Curtiss, House & Company, Union Trust Bldg.,
Cleveland, Ohio.
Dabney, F. L. & Co., 10 Post Office Sauare,
Boston, Mass.
Dale, Chester, 115 Broadway.
Daly & Craib, Locust & Ninth Sts., St. Louis, Mo.
Daning, M. J., 60 Wall st.
Dann (J. C.) Wickwire & Co., 287 Main St.,
Buffalo
Danzig, Jerome J., 200 Fifth Ave.
Davenport & Co., 1113 E. Main St., Richmond,
Va.
Davidson, John, 15 Broad St.
Davis & Co., Fellowes, 52 Broadway.
Davis & Co., J. W„ 111 Broadway.
Davis & Co.. Morgan, 15 Broad St.
Davis & Davis, 10 Weybosset St., Providence,
R. I.
Davis & McIntosh, lllBroadway
Davis, Frank H., 47 Broad St.
Davis, Paul H. & Co., 10 So. La Salle St., Chicago,
Ill.
Day & Co., R. L., 14 Wall Street.
De Coppet & Doremus, 42 Broadway
DeCoppet, Robert F., 47 Broad St.
de Cordova & Bro., Cyril, 25 Broad Street,
de Cordova, Eustace, 25 Broad St.
Deery, Francis X., 25 Broad St.
De Haven & Townsend, 30 Broad St.
Denny, Saportas & Co., 1 Wall Street
De Veau, George P., 47 Broad St.
De Voe, Dyke & Sperry, 25 Broad St.
DICK & MERLE-SMITH, 30 Pine Street
Dietrich & Company, F., 1 Wall Street.
Diffenderffer & Co., 1611 Walnut St., Philadelphia,
Pa.
Dillon, C. Douglas, 26 Broadway.
Dixon & Co., 1411 Chestnut St., Philadelphia, Pa.
Dixon & Co., G. A., 42 Broadway
Dobbs & Company, 50 Broadway.
Dominick & Dominick, 115 Broadway
Donoho, Moore & Co., 52 Wall St.
Donohue, Joseph T., 30 Broad St.
Douglas & Company, F. H„ 61 Broadway.
Douglas, Barclay K., 50 Broadway.
Douglas, Walter C., 100 Broadway.
Doyle & Company, Frank, 25 Broadway
Dreyfus & Nicholas, 40 Wall Street
Dreyfus, Walter, 40 Wall St.
Driscoll, William V., 50 Broadway.
Drummond, Howard, 50 Broadway.
DRYSDALE & CO., 71 Broadway
Duff & Co., J. Robinson, 1 Wall Street.
Duffy & Co., Edward J., Ill Broadway.
Duncan, John C. Jr., 60 Broadway.
Dunne & Co., John V., 19 Rector Street.
Dunscombe & Co., 60 Broad Street
du Pont, Francis I. & Co., 1 Wall Street
Durand, C. A. & Son, 15 Broad Street
Durand, James F., 50 Broadway.
Dyer, Hudson & Co., 61 Broadway
Eastman, Dillon & Co., 15 Broad St.
Eckstein, Alfred, 111 Broadway.
Edge & Co., C. N„ 20 Exchange Place.
Edgerton, John J., 61 Broadway.
Edmonds & Co., 1 Wall St.
Edmonds, Wm. E., Ill Broadway.
Edwards, A. G. & Sons, 409 N. 8th St., St. Louis,
Mo.
Einstein & Co., H. G., 30 Broad St.
Einstein, Walter S., 41 Broad St.
Eisele, King & Studdiford, 9 Clinton St., Newark,
N. J.
Eisemann, Alexander & Co., 42 Broadway
Eising, George J., 165 Broadway.
Elder & Co., James Bldg., Chattanooga, Tenn.
Elias (Albert J.) & Co., 20 Broad St.
Eliott & Co., Gilbert, 11 Broadway.
Elkins, Morris & Co., Land Title Bldg., Phila
delphia, Pa.
Ellis, D. H. & Co., 120 Broadway
Elsaesser, George G., 47 Broad St.
Ely & Son, 120 Broadway.
Emanuel & Co., 50 Pine St.
Emory, Freed & Co., 109 So. Third St., Phila
delphia, Pa.
Engel & Co., 120 Broadway
Erdman & Co., 25 Broadway
Eric & Drevers, 40 Wall Street.
Ernst & Company, 1 S. William St.
Estabrook & Co., 40 Wall Street
Further information on iirms appearing in bold face type will be found in the selected list of Investment Dealers following bank list In each c*ty.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1644
STOCK EXCHANGE MEMBERS
NEW YORK—Continued
MEMBERS
Ettinger, Adrian, 70 Pine St.
Evans, Stillman & Co., 14 Wall Street
Fackert, William E., 1 Wall St.
Fagan, Albert E., 40 Wall St.
Fagan & Goetz, 40 Wall St.
Fahnestock & Co., 1 Wall Street
Fair, Charles M., 100 Broadway.
Faroll Brothers, 50 Broadway
Farr & Co., 90 Wall Street
Farrington & Coleman, 52 Broadway
Farwell, Chapman & Co., 208 So. La Salle St.,
Chicago, Ill.
Federman & Filston, 25 Broadway.
FENNER, & BEANE, 67 Broad St.
FIELD, GLOBE & CO., 38 Wall Street
Fllor, Bullard & Smyth, 39 Broadway
Finch, Wilson & Co., 120 Broadway
Fincke, Reginald, 61 Wall St.
Findley, William V. B., 42 Broadway.
Fisher & Ross, 39 Broadway.
Fitzsimmons, Joseph M., 115 Broadway.
Flinn, George H., Jr., 3107 Grant Bldg., Pitts
burgh, Pa.
Fly & McFall, 73 Madison Ave., Memphis, Tenn.
Ford, Donald, 115 Broadway.
Forgie, David F., 47 Broad St.
Foster & Adams, 120 Broadway
Foster (F. V.) & Co., 24 Broad St.
Foster, John W., 25 Broad St.
Foster, Marvin & Co., 2 Wall Street
Fox, O’Hara & Co., 60 Broad Street
Francis, Bro. & Co., 4th and Olive Sts., St. Louis,
Mo.
Frank, A. R. & Co., 120 So. La Salle St., Chicago,
Ill.
Frank & Co., Charles A., 30 Broad Street
Frank, Robert L., 25 Beaver St.
Frankhauser, Charles A., 50 Broadway.
Fransioli & Wilson, 120 Broadway
Freeman, Joseph, 703 E. Olmos Drive, San
Antonio, Tex.
Fried & Company, Albert, 120 Broadway.
Friede, Leo, 39 Broadway.
Friedman, Brokaw & Samish, 418 Olive St., St.
Louis, Mo.
Fuerst, Otto & Co., 120 Broadway.
Fuerst, William, 39 Broadway.
Fuller (Henry B.) & Co., 67 Broad Street
Fuller, Rodney & Co., 14 Wall Street
Gaines & Company, 1 Wall Street
Gammack & Co., 39 Broadway
Garvin, Bantel & Co., 120 Broadway.
Gengler, Arthur, 1 Wall St.
Gengler, Herbert B., 1 Wall St.
Gengler, Joseph D., 1 Wall St.
Gerham, Harry, 42 Broadway.
Gibb, Robert P., 50 Broadway.
Gilbert & Co., Clinton, 120 Broadway
Gilbert, Riley Miles, 11 Broadway.
Gilchrist, Bliss & Co., 120 Broadway
Gildea, Charles A., 50 Broadway.
Gilmor, Robert, 1 Wall St.
Gitterman, Joseph L., Jr., 120 Broadway
Glendinning, Robert & Co., S. E .corner 15th and
Chestnut Sts., Philadelphia, Pa.
Glenny, Roth & Doolittle, 1415 Liberty Bk. Bldg.,
Buffalo, N. Y.
Goadby & Co., W. H., 120 Broadway
Goerz, E. V. & Co., 39 Broadway
Goldman, Henry Jr., 39 Broadway
Goldman, Robt. J., 30 Broad St.
Goldman, Sachs & Co., 30 Pine Street
Goldsborough, William W. Jr., 19 Rector St.
Goldsmith (H. W. )& Co., 120 Broadway
Goldsmith, Joseph M., 63 Wall St.
Goodbody & Co., 115 Broadway
Goodwin, William H., 42 Broadway.
Gordon, Gerald M. & Co., 120 Broadway
Gordon & Whitney, 115 Broadway
Gosling, Woodley B., 42 Broadway.
Gould, Clarence F., 2 Wall St.
Gould, Frank J., 165 Broadway
Gould, Howard, 160 Broadway
Gradison, W. D. & Co., 408 Dixie Terminal Bldg.,
Cincinnati, Ohio.
Graham & Co., 50 Broadway
Graham, Harry S., 48 Wall St.
Granberry & Co., 50 Broadway
Granbery, Safford & Co., 40 Wall Street
Graves, Banning & Co., 14 Wall St.
Graves, Gordon & Co., 1 Wall St.
Gray & Wilmerding, 44 Wall Street
Green, Ellis & Anderson, 100 Broadway
Greene & Brock, 40 Wall Street
Greenway, Gilbert C. Jr., 61 Broadway.
Greer, Crane & Webb, 37 Wall Street
Gregory, George V., 42 Broadway.
Griffen & Sheridan, 20 Exchange Place.
Gruntal & Co., 30 Broad St.
Grymes, J. Randolph, Jr., 42 Broadway.
Gude, Winmill & Co., 1 Wall Street
Guggenheimer & Ullman, 50 Broadway
Gunn, Norman, 14 Wall St.
Gutenstein & Lasdon, 25 Broadway.
Gutman, J. W., 70 Broadway.
Guy, John J., 25 Broad St.
Gwynne, W. Lee, 48 Wall St.
Haff, Carroll B„ 120 Broadway.
Hagan, John Vincent, 42 Broadway.
Halladay & Co., 14 Wall Street
HALLE & STIEGLITZ, 25 Broad Street
HALLGARTEN & CO., 44 Pine Street
Halsted & Harrison, 1 Wall Street
Hamershlag, Borg & Co., 39 Broadway
Hano & Co., 120 Broadway
Hardenbrook, Donald J., 67 Broad St.
Hardy & Company, 11 Broadway
Harriman & Keech, 11 Broadway
Harris, Burrows & Hicks, 135 So. La Salle St.,
Chicago, Ill.
HARRIS, UPHAM & CO., 11 Wall Street
Harrison, O’Gara & Co., 209 S. LaSalleSt.,
Chicago, Ill.
Harrison & Peterson, 25 Broad St
Hartshorne, Fales & Co., 71 Broadway
Hatch, E. Sanford, 61 Broadway.
Haupt & Company, Ira, 39 Broadway
Hawkins, Roswell G., 15 Broad St.
HAYDEN, STONE & CO., 25 Broad Street
Hazlett & Burt, 215 Wheeling Steel Corp. Bldg.,
Wheeling, W. Va.
Healy, James A., 40 Exchange Place.
Heath, Royal V., 120 Broadway.
Hecker & Co., Liberty Trust Bldg., Philadelphia,
Pa.
Hedberg & Koppisch, 1 Wall Street
Hedberg, O. Viking, 1 Wall St.
Heidelbach, Ickelheimer & Co., 49 Wall Street
Hemmerle, Joseph, 111 Broadway.
Hemphill, Noyes & Co., 15 Broad Street
Henderson & Company, 40 Wall Street
Henderson, Charles F. & Sons, 71 Broadway
Hendrickson & Co., 30 Pine St.
Hentz, H. & Co., 60 Beaver Street
Herbek, Anton W., 47 Broad St.
Herman & Co., 14 Wall St.
Hernon, Wm. S., 120 Broadway.
Herrick, Berg & Co., 40 Wall Street
Herzfeld & Stern, 30 Broad Street
Hess, Walter W., 120 Broadway.
Hewitt, Lauderdale & Co., 61 Broadway
Hewitt & Satterfield, 39 Broadway.
Hilfibs^ WT. B., & Co., Hibbs Bldg., Washington,
Higliam, Neville G., 30 Broad St.
Hill & Co., 2020 Carew Tower, Cincinnati, Ohio
Hill, Charles W. & Co., 1 Wall Street
Hilliard, J. J. B„ & Son, 419 W. Jefferson St,
Louisville, Ky.
Hirsch, Lilienthal & Co., 165 Broadway
Hirschberg, Harold, 39 Broadway.
Hirshon, Walter, 61 Broadway.
Hiscoe, Reginald V„ 52 Wall St.
Hoge, Underhill & Co., 11 Broadway
Hogle, J. A., & Co., 132 Maine St., Salt Lake City,
Utah
Holden, W. Wilson, 115 Broadway.
Hollander, Robert B„ 50 Broad St.
Holsapple, Harvey & Co., 30 Pine St.
Homans & Co., 120 Broadway
Hopper, B. E., & Co., 1356 Penobscot Bldg.,
Detroit, Mich.
Hoppin Bros. & Co., 120 Broadway
Hornblower & Weeks, 40 Wall St.
Horton. H. L. & Co., 1 Wall Street
Hough, Harry P., 71 Broadway.
Hovey, Chandler & Co., 82 Devonshire St.,
Boston, Mass.
Howard, Robert F., 25 Broad St.
Howell, Douglass & Co., 40 Wall Street
Hoyt & Co., (Colgate,) 14 Wall Street
Hubbard Bros. & Co., 60 Beaver Street
Hubbard, Edwin D., 67 Exchange Place.
Hughes & Co., 11 Broadway.
Hulburd, Warren & Chandler, 208 S. La Salle St.,
Chicago, Ill.
Hume & Thompson, 60 Broadway
Hummer, Wayne & Co., 105 W. Adams St.,
Chicago, Ill.
Hunt, Gregory C., 50 Broadway.
Hutchins & Parkinson, 53 State St., Boston, Mass.
HUTTON & CO., E. F., 61 Broadway
Hutton & Co., W. E., 52 Wall Street
Hutton, Curtis W., Romero Canyon Road, Santa
Barbara, Calif.
Hyde, William T., 120 Broadway.
Hyman & Co., 40 Wall St.
Hynes, John M., 120 Broadway.
Imbrie, H. Thornton, 50 Broadway.
Ingalls & Snyder, 100 Broadway
Irle, Willard S., 30 Broad St.
ISELIN & CO., A., 40 Wall Street
Iseman, & Co., Harold M., 60 Beaver St.
Jackson Bros., Boesel & Company, 26 Broadway
JACKSON & CURTIS, 115 Broadway
Jacobs, Stanley R„ 30 Pine St.
Jacobson & Co., Benjamin, 61 Broadway.
Jacquelin & De Coppet, 47 Broad Street
Jelke & Co., (Frazier) 40 Wall Street
Jenkins & Stevens, 120 Broadway.
Jenks, Gwynne & Co., 65 Broadway
Jenssen, Henry C., 40 Exchange PI.
Jesup & Lamont, 26 Broadway
Jewett, Newman & Co., 26 Broadway.
Johnson & Durant, 61 Broadway.
Johnson & Wood, 30 Broad Street
Johnson, Leeds, 49 Wall St.
Jones, C. Hyland, 20 Broad St.
Jones, Elliott L., Investment Bldg., Washington,
D. C.
Joost, Patrick & Company, 90 Broad Street
Joseph & Co., Morris, 25 Beaver Street
Joseph, J. Bernard, 50 Broadway.
Josephthal & Co., 120 Broadway
Jurgens, Herman E., 42 Broadway.
Kahn, Elliott M., 44 Pine St.
Kahn, Gustave H., 165 Broadway.
Kaiser & Company, Louis, 150 Broadway.
Kantzler, George R., 25 Broad St.
Kaufman, Richard K. & Co., 39 Broadway
Kaufmann, Leo, 25 Broad St.
Kay, Byfleld & Co., 61 Broadway.
Kay, Richards & Co., Union Arcade, Pittsburgh,
Pa.
Kean, Taylor & Co., 14 WTall St.
Keenan, Henry C., 120 Broadway.
Kelley, Thomas F., 50 Broadway.
Kemp, George S., 911 E. Main St., Richmond, Va.
Kempner, Alan H„ 120 Broadway.
Kennedy & Co., 1 Wall Street
Keppler, Emil A. C., 540 Morris Ave., Elizabeth,
N. J.
Kerngood & Co., 120 Broadway
Kerr & Armstrong, 30 Broad St.
Kerr (L. S.) & Co., 11 Wall St.
Kevet, Ralph E., 50 Broadway.
KIDDER & CO., A. M., 1 Wall Street
KIDDER, PEABODY & CO., 17 Wall Street
Kimball, Hervey L., 42 Broadway.
King, Arklay, 11 Wall St.
King, Frank E., 71 Broadway.
Klauber, Murray, 42 Broadway.
Knapp, Arthur, Jr., 47 Broad St.
Knapp, Theodore J., 14 Wall St.
Koch & Co., Spencer B., 29 Broadway
Koch, Spencer B., 29 Broadway.
Kohler, Fish & Co., 48 Wall Street
Kraebel, Raymond H., 50 Broadway.
KUHN, LOEB & CO., 52-54 William Street
La Branche, Arthur E., 50 Broadway.
La Branche, Geo. M. L., 50 Broadway.
La Branche & Company, 50 Broadway
Ladenburg, Thalmann & Co., 25 Broad Street
Laidlaw & Co., 26 Broadway
Laird & Co., du Pont Bldg., Wilmington, Del.
Laird, Bissell & Meeds, 120 Broadway
Lamborn, Hutchings & Co., 37 Wall Street
Lamm, Harold J., 24 Broad St.
Lamson Bros. & Co., 141 W. Jackson Blvd.,
Chicago, Ill.
Lanahan, W. W., & Co., Calvert Bldg., Baltimore,
Md.
Lane, Allan Browning, 50 Broadway.
Langley & Co., W. C., 115 Broadway
Lapham, Fahy & Co., 29 Broadway
Lapham, Frank E. Jr., 120 Broadway.
Larkin, Sylvester P., 120 Broadway.
Lauer & Co., William E., 50 Broadway
Lawrence & Sons, Cyrus J., 115 Broadway
Lazard Freres, 19 Nassau Street
Leavitt, Phillip B„ 39 Broadway.
Lee, Cornelius S., Jr., 52 Wall St.
Lee. Higginson & Co.. 37 Broad Street
Lehman Bros., 1 William Street
Leopold & Co., James M., 70 Wall Street
Levey, David E., 25 Broad St.
Levi, Frank S., 61 Broadway.
Levis, Carl, 37 Wall St.
Levy & Co., Robert J., 165 Broadway
Lewinson & Co., Sydney, 30 Pine St.
Lewis (Chas. E.) & Co., 601 Second Ave., South
Minneapolis, Minn.
Lewisohn & Sons, Adolph, 61 Broadway
Lewisohn, Frederick, 11 Broadway.
Ltbaire & Company, 37 Wall Street
Liberman, Herman N., Jr., 25 Broad St.
Linburn, Ernest A., 25 Broad St.
Lindley & Co.. 44 Wall St.
Lipper, Arthur, Jr., 120 Broadway.
Lipscher .Milton A., 42 Broadway.
Livingstone, Dennis & Co., 40 Wall St.
Lloyd & Co., Ill Broadway
Lobdell & Co., 48 Wall St.
Lober Brothers & Co., 37 Wall Street.
Lockwood, Peck & Co., 52 Broadway.
Loeb & Co., Carl M., 61 Broadway.
Loeb, Alsberg & Co., 39 Broadway.
Loeb, George A., 120 Broadway.
Loeb, Robert H., 25 Broadway.
Loew & Co., 2 Wall Street.
Long, John E., 25 Broad St.
Lovejoy, Donald M., 49 Broad St.
Lowell, James Russell, 30 Broad St.
Lowitz E. & Co.. 29 Broadway.
Luber & Co., 50 Broadway.
Luitweiler, Kellogg & Co., 96 Wall Street
Luke, Banks & Weeks, 1 Wall Street.
Lustig, Jerome B„ 39 Broadway.
Lyon & Co., W. Wallace, 120 Broadway
Lyons, W. L., & Co., 231 S. 5th St., Louisville, Ky.
Mabon & Co.. 1 Wall Street.
MacArthur, Malcolm, 47 Broad St.
MacCorkle, Robert C, 29 Broadway.
MacDonald & Co., 234 Real Estate Tr. Bldg.,
Philadelphia, Pa.
Mackay & Co., 14 Wall Street.
MacKinney & Lehmann, 1 Wall St.
MACKUBIN, LEGG & CO., 222 E. Redwood St.,
Baltimore, Md.
MacMeekin & Co., 123 S. Broad St., Philadelphia,
Pa.
MacQuoid & Coady.lll Broadway
Madden, Walter H„ 47 Broad St.
Maier, Albert J., 42 Broadway.
Maier, John A., 42 Broadway.
Maloney, Anderson & Block, 50 Broadway
Manheimer, DeWitt J., 50 Pine.
Manson & Co., Thos L., 120 Broadway
Marcus, Mortimer, 1 Wall St.
Marks, Eric H., 25 Broad St.
Marks (Laurence M.) & Co., 49 Wall St.
Marks, Laser & Co., 231 S. La Salle St., Chicago,
Ill.
Marquis & Co., L. J., 39 Broadway
Marshall & Marshall, 44 Pine St.
Farther Information on Arms appearing in bold face type will be found in the selected list of Investment Dealers following bank list in each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1645
NEW YORK—Continued
MEMBERS
Marshall, Campbell & Company, 61 Broadway.
Masten, A. E., & Co., First National Bank Bldg.,
Pittsburgh, Pa.
Maxwell, George L„ 61 Broadway.
Mayer, Clinton 0. Jr., 120 Broadway.
Mayer & Company, Jos. G., 74 Trinity Place.
Mayer & Hart, 111 Broadway
Maynard, Oakley & Lawrence, 24 Broad Street
McCarthy & Vose, 62 Broadway
McClave & Co., 67 Exchange Place.
McClellan, George R„ 40 Wall St.
McCreery, Samuel, & Co., 123 S. Broad St.,
Philadelphia, Pa.
McCutcheon, McKelvy & Durant, Union Trust
Bldg., Pittsburgh, Pa.
McDermott & Co., Peter P., 39 Broadway.
McDermott, William P„ 39 Broadway.
McDonnell & Co., 120 Broadway.
McEneaney, Edward V„ 47 Broad St.
McGoldrick, Henry A., 50 Broadway.
McGough & Schuman, 61 Broadway.
McIntyre, Hugh B., 50 Broadway.
McKay, N. Bruce, 42 Broadway.
McKenna, Arthur J., 47 Broad St.
McKenna. James. 40 Exchange Place.
McKeon, Daniel Manning, 71 Broadway.
McKeon, Robert Manning, 71 Broadway.
McLaughlin, Joseph A., 42 Broadway.
McLean, James, 120 Broadway.
McMannus, Mackey & Cox, 15 Broad St.
McVickar, E. S. J„ 2 Wall St.
Meehan & Co., M. J., 30 Broad St.
Melady & Co., John, 141 Broadway
Mellick, J. Hartley, Jr., 50 Broadway.
Mellon, Charles Henry, 42 Broadway.
Mensch, Bernard L„ 29 Broadway.
Mensch, Milton, 39 Broadway.
Miller & Dodge, 30 Broad Street
Miller & Lummis, 50 Broadway.
Miller, Bernard, 50 Broadway.
Miller, Frank A., 25 Broad St.
Mindermann, Frederick H., 29 Broadway.
Minton & Co.. D. M„ 111 Broadway
Mitchel & Watts, 14 Wall St.
Mitchell, Hutchins & Co., 231 S. La Salle St.,
Chicago, Ill.
Monahan & Cohn, 111 Broadway
Montgomery, Robert Craig, 111 Broadway.
Montgomery, Scott & Co., 120 Broadway.
Moore & Co., D. T„ 50 Broad Street
Moore, J. Carson, 60 Beaver St.
Moore, Leonard & Lynch, 111 Broadway.
Moore & Schley, 100 Broadway.
Moors & Cabot, 111 Devonshire St., Boston, Mass.
Morgan, John Buckley, 61 Broadway.
MORGAN & CO., J. P., 23 Wall Street.
Morgan, Howland & Company, 42 Broadway.
Morgan, Morgan G., 60 Broadway.
Morrill, Wilson & Co., 200 S. LaSalle St., Chicago.
Morris & Co.. 1 Wall Street
Morris, Brown & Co., 316 Fourth Ave., Pittsburgh,
Pa.
Morris & Smith, 120 Broadway
Morris, William & Co., 44 Pine St.
Morrison, H. Terry, 61 Broadway.
Morse, Anthony W., 60 Beaver St.
MOSELEY & CO., F. S., 14 Wall St.
Muir & Co., John .39 Broadway.
Munds, Winslow & Potter, 40 Wall Street
Munn & Norris, 30 Broad Street
Murfey, Blossom & Co., Guardian Bldg., Cleve
land, Ohio.
Murphy (C. H.) & Co., 40 Wall St.
Murphy, G. M.-P. & Co.. Ill Broadway
Murray, John F. & Co., 11 Broadway
Myles, John L., 47 Broad St.
Nammack, Jerome W., 40 Wall St.
Nash & Co., Ill Broadway.
Neddermeyer, August, 42 Broadway.
Neilson & O’Sullivan, 20 Broad Street.
Neilson, C. Frederic, Jr., 115 Broadway.
Nelson, Palen, 1 Wall St.
Neuberger, Harry H„ 60 Beaver St.
Neuhut, Plohn & Co., 60 Broad Street.
Neumoegen, Manfred L., Ill Broadway.
Newbold’s, W. H„ Son & Co., 1517 Locust St.
Philadelphia, Pa.
Newborg & Co., 60 Broadway.
Newburger, Loeb & Co., 40 Wall Street.
Newcombe, Chas. M., Ill Broadway.
Newhard, Cook & Co., 400 Olive St., St. Louis,
Mo.
Newman Bros. & Worms, 25 Broad Street.
Newsome, John C„ 50 Broadway.
Newton, Robert P„ 52 Wall St.
Nick (J. F.) & Co., 120 Broadway
Nims, Arthur V., 50 Broadway.
Noble, H. G. S., 42 Broadway.
Noel, Berman & Langley, 67 Wall St.
Norris & Kenly, 208 S. La Salle St., Chicago, Ill.
Norris, Donald Lee, 61 Broadway.
Noyes, David A., & Co., 208 S. La Salle St.,
Chicago, Ill.
Noyes, Julius W„ 1 Wall St.
Nugent & Igoe, 11 Commerce St., Newark, N. J.
Nuttall, R. V., & Co., Park Bldg., Pittsburgh, Pa.
O’Brien, Esmonde F., 15 Broad St.
O’Brien, Richard W„ 15 Broad St.
Oliphant & Co., Jas. H., 61 Broadway.
Onativia, J. Victor, Jr., 42 Broadway.
O’Neill & Co., Grover, 20 Exchange Place
Orvis Brothers & Co., 60 Broadway.
Orvls & Co., Schuyler A., 120 Broadway
Ottimer, Jack C., 30 Broad St.
Ottley, Gilbert, 63 Wall St.
Paige, Smith & Remick, 39 Broadway.
Paine, Webber & Co., 25 Broad Street.
Parker, Alfred P., 44 Beaver St.
Parker, McElroy & Company, 120 Broadway.
Parrish & Co., 40 Wall Street.
Pask & Walbridge. 1 Wall Street.
Pearl, Dyer, 1 Wall St.
Pell & Co., 40 Wall Street
Pell, Peake & Co., 24 Broad Street.
Pelzer, B. H. & F. W., 42 Broadway.
Perkins, Erickson & Co., Powers Block, Rochester,
N. Y.
Pflugfelder, Bampton & Rust, 61 Broadway.
Pforzheimer & Co., Carl H., 25 Broad Street.
Phelps & McKee, 63 Wall St.
FIERCE & CO., E. A., 40 Wall Street.
Pierce, Allen A., 40 Wall St.
Pierce, Dennis J., 20 Exchange Place.
Pillot, Andre P„ 48 Wall St.
Pinkerton, Robert A., 50 Broadway.
Piper, Jaffray & Hopwood, 529 Second Ave., So.
Minneapolis, Minn.
Post & Flagg, 49 Broad Street.
Potts,William B. Jr., 120 Broadway.
Potts, William Rockhill, 47 Broad St.
Pouch & Co., 1 Wall Street
Prentice, Blauner & Brady, 25 Broadway.
Prescott, Biggar & Co., 101 Guardian Bldg.,
Cleveland, Ohio.
PRESSPR1CH & CO., R. W., 68 William
Street.
Price, Geo. E. & Co., 42 Broadway.
Prince, F. H„ & Co., Court & Washington Sts.,
Boston, Mass.
Proctor, Cook & Co., 15 Broad St.
Pryibil, Paul, 120 Broadway.
Purcell, Edward A. & Co., 39 Broadway.
Purdy, Strother B„ 42 Broadway.
Putnam & Co., 6 Central Row, Hartford, Conn.
Pyne, Kendall & Hollister, 60 Wall Street.
Quincey & Co., Chas. E., 24 Broad Street.
Quinn, Walter A., 50 Broadway.
Raebeck, William, 25 Broadway.
Rafferty, Paul F., 120 Broadway.
Raiss, Carl, & Co., 256 Montgomery St., San
Francisco, Calif.
Rasehen, John W., 42 Broadway.
Ray, Joseph B., 50 Broadway.
Rayner, Thomas, 42 Broadway.
Reckling, Harold M., 42 Broadway.
Redmond & Co., 48 Wall Street.
Reeves, Edward J., 61 Broadway.
Reid, Fergus, Jr., 115 Broadway.
Reilly, Wm. B„ 50 Freeman St., Newark, N. J.
Reimer & Co., Ill Broadway
Reiner & Co., Milton E„ 120 Broadway
Reinholdt & Gardner, 400 Locust St., St. Louis, Mo.
Renson, Joseph II., 19 Rector St.
Reynolds & Co., 120 Broadway.
Reynolds, Fish & Co., 120 Broadway.
Rheinstein, Sidney, 14 Wall St.
Rhoades & Co., 30 Pine St.
Rhodes, Edmund, 60 Broadway.
Rhodes, Gilbert L., 120 Broadway.
Rice, Edward J., 11 Broadway.
Rich, Clark & Petersen, 39 Broadway.
Richard, C. B. & Co., 44 Beaver Street.
Richards, Fred L., 42 Broadway.
Richards, Hume & Heffernan, 49 Wall Street
Richards, McMaster & Co., 105 S. LaSalle St.,
Chicago, Ill.
Righter, Walter L„ 63 Wall St.
Ristine & Co., F. P., 15 Broad Street.
Riter & Co., 48 Wall St.
Rives, Reginald B., 47 Broad St.
Robertson, Charles E., 11 Wall St.
Robertson & Georgeson, 1 Wall St.
Robinson, N. Dorsey, 47 Broad St.
Rockefeller, J. D., 30 Rockefeller Plaza.
Roesler, Walter, 50 Broadway.
Rogers, Frank C., Ill Broadway.
Rogers, Wilbur H., 120 Broadway.
Rollins, Ernest C., 52 Broadway.
Rollins, G. Edward, 40 Wall St.
Rooke, Robert L., 40 Wall St.
Rose, Luke H„ 52 Wall St.
Rose, Raymond S., 60. Broadway.
Rose, Reginald P., 42 Broadway.
Rose, Cammann & Co., 120 Broadway.
Rosenau, Walter N., 1 Wall St.
Rosenbaum, Francis F., 1 Wall St.
Rossbach, Laurence B„ 42 Broadway.
Rossman, F. L. & Co., 40 Wall St.
Roth & Co., B. H„ 25 Broad Street.
Roth (Emil J.) & Co., 29 Broadway.
Rothschild & Co., 105 W. Adams St., Chicago, Ill.
Rothschild & Co., L. F„ 120 Broadway.
Rowland, Reginald, 50 Broadway.
Ruggles, Burnet R., 37 Wall St.
Russell, Brewster & Co., 135 S. La Salle St.,
Chicago, Ill.
Russell, Marshall H., 50 Broadway.
Rutherfurd, John, 120 Broadway.
RUTTER & COMPANY, 20 Exchange Place.
Sabater, William F., 42 Broadway.
Sackett (Ray P.) & Co., 11 Broadway.
SALOMON BROS. & HUTZLER, 60 Wall St.
Salomon & Co., F. L„ 50 Broadway.
Salomon, Robert S., 60 Wall St.
Salter, John A., 42 Broadway.
Salzer, Herbert D„ 120 Broadway.
Samuels, Donald L., 40 Wall St.
Sargeant, Malo & Co., Equitable Bldg., Denver,
Colo.
Sartorius & Smith, 61 Broadway.
Scarritt & Bardach, 120 Broadway
Schafer Bros., 1 Wall Street.
Schafer, Leonard & Co., 50 Broadway.
Schafer, Myron, 120 Broadway.
Schafer, Myron L., 1 Wall St.
Schatzkin, Loewi & Co., 30 Broad Street
Scheftel, Herbert, 42 Broadway.
Schirmer, Atherton & Co., 79 Milk St., Boston,
Mass.
Schoellkopf & Co., 70 Niagara St., Buffalo, N. Y.
Scholl, & Co., T. F., 50 Broad St.
Scholle Brothers, 40 Wall St.
Scholle, William D„ 40 Wall St.
Schreiber, Otto A., 14 Wall St.
Schreiber, Pierrepont D., 50 Broadway.
Schubert, George C., 40 Wall St.
Schwabacher & Co., 600 Market St., San Fran
cisco, Calif.
Schwabacher, Herman S., 25 Broad St.
Schwartz, Herman, 39 Broadway.
Schweppe, E. Poynter, 39 Broadway.
Scott & Stringfellow, P. O. Box 1575, Richmond,
Va.
Scott, Harold W., 47 Broad St.
Scott, Stuart Jr., 50 Broadway.
Scranton, Chas. W., & Co., 209 Church St.,
New Haven, Conn.
Seaman, Henry Brevoort, 42 Broadway.
Seaman, Joseph H., 44 Wall St.
Seasongood & Haas, 63 Wall Street.
Seeley, Nathaniel S„ 71 Broadway.
SELIGMAN & CO., J. & W., 54 Wall Street,
Seligman, G. & A., 42 Broadway.
Seligman, Janies, 30 Pine St.
Seliesbere & Co. ,50 Broad Street.
Sesselberg, Arthur W., 50 Broadway.
Shaskan Brothers, 39 Broadway
Shaskan & Co., 39 Broadway
Shaw, George W., Ill Broadway.
Shea, Frank A., 67 Exchange Place.
Shea, James F. & Co., 160 Broadway.
Shearson. Hammill & Co.. 14 Wall St.
Shethar, John B., 120 Broadway.
Shields & Company, 44 Wall Street.
Shields, Robert McC., 61 Wall St.
Shippee & Rawson, 111 Broadway.
Shuman & Co., 25 Broad Street.
Sichel, Eugene A., 120 Broadway.
Sidenberg, George M., 25 Broad St.
Siegel, Isaac, 61 Broadway.
Silberberg, D. H. & Company, 63 Wall Street.
Simmons, Cheston, 47 Broad St.
Simmons & Co., E. H. H., 52 Broadway.
Simmons & Peckham, 40 Wall St.
Simmons, Zalmon G. Jr., 67 Exchange Place.
Simon, I. M„ & Co., 315 N. 4th St., St. Louis, Mo.
Simonds, Robinson, 111 Broadway.
Sincere, Charles & Co., 231S. La Salle St„ Chicago,
Ill.
Singer, Deane & Scribner, Union Trust Bldg.
Pittsburgh, Pa.
Sinsheimer, Alex. L., 61 Broadway.
Sisto & Co., J. A., 68 Wall Street.
Sivin, Franklin & Co., 61 Broadway.
Slater, Robert V., Ill Broadway.
Slaughter & Co., A. O , 14 Wall St.
Slepack & Co., 25 Broadway
Smith, Bernard E„ 52 Wall St.
Smith, Bert V., 20 Broad St.
Smith, Edward B. & Co., 31 Nassau St.
Smith, Frank & Co., 120 Broadway
Smith, Kenneth R., 11 Wall St.
Smith, Lyman D., 61 Broadway.
Smith, Ralph C., 115 Broadway.
Smith & Gallatin, 115 Broadway.
Smith & Williams, 30 Pine St.
SMITHERS & CO., F. S., 15 Broad Street.
Sneclcner & Heath, 63 Wall St.
Snedeker, Chas. V„ & Co , 1 Wall St.
Snyder, Wilson & Co., 408-10-12 Madison Ave.,
Toledo, Ohio.
Somers, Arthur G., 50 Broadway.
Sonn, Herbert II., 50 Broadway.
Soucy, Swartswelter & Co., 161 Devonshire St.,
Boston, Mass.
Southgate & Co., 185 Devonshire St., Boston,
Mass.
Spalding, Philip, 30 Broad St.
Sparks, J. W. & Co., 50 Broadway.
Spear & Leeds, 25 Broad St.
Sperber, Benjamin, 25 Broad St.
Spero & Co., 120 Broadway
SPEYER & CO., 24-26 Pine Street.
Spielman, David B., 39 Broadway.
Spingarn & Co., Leopold, 29 Broadway.
Sprague, Raymond, 39 Broadway.
Stackpole & Buchanan, 120 Broadway.
Stafford & Co., 20 Exchange Place.
Stanley, Janeway & Howe, 40 Wall St.
Stanton & Co., 52 Wall Street.
Starr, William T., 61 Broadway.
Stebbins, Ernest Vail, 42 Broadway.
Stebbins, H. Lyman, 42 Broadway.
Stein, Brennan & Co., 9-11 S. LaSalle St., Chicago
Ill.
STEIN BROS. & BOYCE, 39 Broadway.
Steiner, Rouse & Company, 25 Broad Street.
Sterling, Grace & Co., Ill Broadway.
Stern & Co., Allison, 25 Broad St.
Stern Brothers, 39 Broadway
STERN, KEMPNER & CO., 14 Wall St.
Sternberger, Henry S„ 1 Wall St.
Stevens & Legg, 120 Broadway.
Stewart, Charles E„ 63 Wall St.
Stewart, John A., 3rd, 120 Broadway.
Stewart, William D. Jr., 42 Broadway.
Further information on firms appearing in bold face type will be found in the selected list of Investment Dealers following bank list in each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1646
STOCK EXCHANGE MEMBERS
NEW YORK—Continued
Stokes, Hoyt & Co., 39 Broadway.
Stone, Howard R„ 60 Broadway.
Stout & Co., 25 Broad Street.
Stout, Bayard Dominick. 47 Broad St.
Stralem, Pierre, 44 Pine St.
Strassburger & Co., 133 Montgomery St., San
Francisco, Calif.
Strasser, Robert, 42 Broadway.
Straus, Ferdinand A., 50 Broadway.
Straus, Jack O., 1 South William St.
Strauss, Max, 120 Broadway.
Strauss, Phillips & Co., 120 Broadway
Stroock, Stephen J., 120 Broadway.
Struthers & Dean, 40 Wall Street.
Sulzbacher, Granger & Co., Ill Broadway.
Sutro & Co., 407 Montgomery St., San Francisco,
Calif.
Sutro Bros. & Co., 120 Broadway
Sweetser & Co., 43 Broad St.
Swinnerton, Radcliffe, 60 Beaver St.
Tailer & Robinson, 120 Broadway.
Talbot & Company, 11 Wall Street
Talcott, Potter & Co., 26 Broadway
Tate & Hays, 71 Broadway
Taylor & Delany, 50 Broadway
Taylor, Bates & Co., 48 Wall Street
Taylor & Co., W. R. K., 120 Broadway
Tefft & Company, 24 Broad Street
Tenney & Co., 31 Milk St., Boston, Mass.
Thaw, Lawrence Copley, 1 Wall St.
Thiele, Walter, 120 Broadway.
Thomas, Richard Russell, 47 Broad St.
Thomas & Griffith, 120 Broadway.
Thomson & McKinnon, 11 Wall Street
Thorne (F. B.) & Co., 120 Broadway.
Thurnauer, Arthur F., 165 Broadway.
Tierney, Andrew J., 50 Broadway.
Tifft Brothers, Third National Bank Bldg.,
Springfield, Mass.
TIMMINS & COMPANY, J. It., 01 Broadway.
Tobey & Co., 25 Broadway.
Tobey & Kirk, 52 Wall St.
Tobias, W. Eldridge, 50 Broadway.
Toerge & Schiffer, 15 Broad Street
Tompkins, Frederic P., 47 Broad St.
Toolin & Co., 52 Wall Street
Townsend, Anthony & Tyson, 15 State St.,
Boston, Mass.
Townsend, Graff & Naumburg, 29 Broadway.
Trask & Co., Spencer, 25 Broad Street.
Trask, John J., 47 Broad St.
Travers, Clark and Taylor, 120 Broadway
Travers, Leo B., 50 Broadway.
MEMBERS
Treman & Co., Arthur B„ 1st Nat’l. Bank Bldg.,
Ithaca N Y
Trimble & Co., 1326 Walnut St., Philadelphia, Pa.
Tucker, Anthony & Co., 120 Broadway
Turner, Wallis S., 50 Broadway.
Turnure & Co., Lawrence, 1 Wall Street
Tweedy, Edmund R., 25 Broad St.
Ulman Bros. & Baldwin, 1 Wall St.
Untermeyer, Milton F., 60 Beaver St.
Vachio, Frank A., 42 Broadway,
van Daell, Paul A. H., 50 Broadway.
Vaughan & Company, 50 Broadway
Vercoe & Co., Huntington Bank Bldg., Columbus,
Ohio.
Vernon, Miles H„ 1 Wall St.
Vesce, Anthony P., 15 Broad St.
Vesce, Joseph V., 71 Broadway.
Vietor, Common & Co., Marine Trust Bldg.,
Buffalo, N. Y.
Vilas & Hickey, 49 Wall Street
Vogel, Arthur J., 30 Pine St.
Wadsworth, Willard, 1 Wall St.
Wagner, Stott & Co., 19 Rector Street
Wainwright & Co., H. C., 60 State St., Boston,
Mass.
Wainwright, Luce and Willetts, 52 Wall Street.
Waldheim, Platt & Co., 308 N. Eighth St., St.
Louis, Mo.
Walker Brothers, 71 Broadway
Walker & Co., G. H„ 1 Wall Street
Walker & Sons, Joseph, 120 Broadway
Waller & Co., 61 Broadway
Warburton, Wm. John, 60 Broadway.
Ward, Charles J., 120 Broadway.
Ward, Gruver & Company, 40 Exchange Place.
Ware & Keelips, 19 Rector Street
Watling, Lerchen & Hayes, 334 Buhl Bldg.,
Detroit, Mich.
Watson, Armstrong & Co., 24 Broad Street
Watson, Charles F. Jr., 30 Broad St.
Watson & Co., T. L., 40 Wall Street
WATSON & WHITE, 149 Broadway
Weekes, Harold H„ 14 Wall St.
Welcker & Co., 1 Wall Street
Weil, Arthur C., 25 Broad St.
Weil, Charles S„ 30 Broad St.
Weingarten & Co., 29 Broadway.
Weisl & Co., Edwin, 111 Broadway.
Welch, Francis W., 25 Broad St.
Welles, C. E. & Co., 25 Broadway.
WELLINGTON & CO., 120 Broadway
Wenman & Co., 1 Wall Street.
WERTHEIM & CO., 120 Broadway
Westheimer & Co., 324 Walnut St., Cincinnati,
Ohio.
Whaley, Frederick C„ 11 Wall St.
Wheeler, Arthur E., 48 Wall St.
White, Frederic N. Lawrence, 47 Broad St.
White, Weld & Co., 40 Wall Street
Whitehead, Edward R., 52 Broadway.
Whitehouse & Co., 1 Wall St.
Whitman, Herbert S., 47 Broad St.
Whitney & Co., Richard, 15 Broad Street
Whitney & Elwell, 30 State St., Boston, Mass.
Whitney & Sons, H. N„ 49 Wall Street
Wilcox & Co., 14 Wall Street
Wilder, George H., 1 Wall St.
Willett, George, 61 Broadway.
Williams, Blair S. & Co., 25 Broad Street
Williams & Co., Clark, 160 Broadway
Williston & Co., J. R., 115 Broadway.
Wilson, Alanson H. R., 2 Wall St.
Wilson & Porter, 39 Broadway.
Wilson, Franklin B., 115 Broadway.
Winthrop, Robert & Co., 48 Wall Street
Winthrop, Mitchell & Co., 26 Broadway
Wisner, Charles H., 40 Exchange Place.
Witter, Dean & Co., 45 Montgomery St., San
Francisco, Calif.
Wollman & Co., W. J., 120 Broadway
Wood, A. C„ Jr. & Co., 511 Chestnut St., Phila
delphia, Pa.
Wood, Low & Company, 63 Wall Street
Wood, Struthers & Co., 20 Pine Street
Wood, White & Co., 14 Wall St.
Woody, Charles L. Jr., 40 Wall St.
Worden, J. Lorimer, 30 Broad St.
Worthington, George L., 50 Broadway.
Wrenn Bros. & Co., 30 Broad Street
Wright, A. J., & Co., Erie County Bank Bldg.,
Buffalo, N. Y.
Wright & Sexton, 1 Wall Street
Wurts, Dulles & Co., 1416 Chestnut St., Phila
delphia, Pa.
Wyckoff, Edward G., & Co., 1528 Walnut St.,
Philadelphia, Pa.
Wyle, John J., 24 Broad St.
Yarnall & Co., 1528 Walnut St., Philadelphia, Pa.
Young, Charles F., 42 Broadway.
Young, Kolbe & Co., 120 Broadway
Young, T. Sloan, 14 Wall St.
Zeltner, Charles F., 115 Broadway.
Zucker, Arthur A., 1 Wall St.
Zuckerman, Henry & Co., 52 Broadway
OHIO
CINCINNATI
(108-111 Dixie Terminal Bldg.)
Officers: W. D. Gradison, President: J. B. Reynolds, Vice-President; S. F. Stephenson, Treasurer; Charles H. Steffens, Jr., Secretary
SCHEDULE OF RATES OF COMMISSION (March 1, 1936)
York Stock Exchange. Whenever the Board of Trustees, however, deems
ON STOCKS
Price
Rate Per Share
it advisable to do so, they may designate any security listed on the Cincinnati
Stock Exchange and any other principal exchange, in which the Commission
Selling under 81.00 per share_______________ As determined by member
shall not be less than are provided by the rules of such other Exchanges.
Selling at 81.00 per share and below $5.00 per share__ Not less than 7Mc
(Aluminum Industries, American Laundry Machinery, Eagle Picher Lead,
Selling at $5.00 per share and below $10.00 per share. .Not less than 15c
U. S. Playing Card and Waco Aircraft all traded in on the New York Curb
8elling at $10.00 per share and below $150.00 per share.Not less than 25c
have been so designated.)
Sellingat$150.00pershareandbelow$200.00pershare.Not less than 50c
8elling at $200.00 per share and below$300.00 per share.Not less than $1.00
BONDS
Selling at $300.00 per share and below $400.00 per share.Not less than $1.50
The Commission charge on all bonds, except that of U. S. Bonds, is one8elling at $400.00 per share and over........... ..... .............Not less than $2.00
quarter of one per cent on the par value. The Commission charge on
U. S. Bonds is one-eighth of one per cent.
MINIMUM COMMISSION ON STOCKS
RATES TO MEMBERS—GIVE-UPS. On stocks listed only on the
Provided, however, that on every transaction which involves an amount
Cincinnati Stock Exchange the Commission shall not be less than the rates
of $15.00 or more, the minimum commission shall be not less than $2.50.
given below:
A transaction which involves under $15.00, the minimum commission shall
Rate per share
be as determined by the broker.
Selling under $1.00 per share________________ .as mutually agreed upon
Selling at $1.00 but under $5.00............
Not less than lc
ON RIGHTS AND WARRANTS
Selling at $5.00 but under $10.00..........
Not less than 3c
Price
Rate Per Right
Selling at $10.00 and above........ ........... ................. .............Not less than 4c
or Warrant
On stocks listed jointly on the New York and Cincinnati Stock Exchange
Selling under 50c.................... ................................ (as mutually agreed upon)
the Commission shall not be less than the rates given below. (These rates
8elling at 50c but under $1.00...............................
.Not less than 3c
also apply to Aluminum Industries, American Laundry Machinery, Eagle
Selling at $1.00 but under $5.00..........................................Not less than 5c
Picher Lead, U. S. Playing Card and Waco Aircraft, which are traded in
Selling at $5.00 but under $10.00--------Not less than 7)^c
on the New York Curb.)
Selling at $10.00 and above..._____ _______
Not less than 15c
Selling under $1.00 per share.............. .................... as mutually agreed upon
Selling at $1.00 but under $5.00........
Not less than lc
MINIMUM COMMISSION ON RIGHTS AND WARRANTS
Selling at $5.00 but under $10.00_________
Not less than 2c
Provided, however, that on every transaction which involves an amount
Selling at $10.00 and over---------------------- --------------- Not less than 2)4c
of $5.00 or more, the minimum Commission shall be not less than $1.00.
CLEARANCE BUSINESS
A transaction which involves under $5.00, the minimum Commission shall
RATES TO MEMBERS—On business for members of the Exchange
be as determined by the broker.
when the principal is not given up, the Commission shall not be less than
FRACTIONAL SHARES
one-half of the non-member rates.
There shall be charged a Commission not less than 50 cents on fractional
The Commission on rights and warrants shall be the same as on stocks,
ihdrss
except in the case of rights and warrants selling below $1.00 on which the
JOINTLY LISTED STOCKS
Commission may be mutually agreed upon.
The Commission on bonds shall not be less than 40 cents per $1,000 par
As to stocks and rights which are listed on the New York Stock Exchange,
value on bonds.
the Commission shall not be less than are provided by the rules of the New
MEMBERS
IRWIN BALLMAN CO., THE, First National
Eustis, Geo. & Co., 810 Fourth National Bank
Ashbrook, H. Raymond, 18 E. Fourth St.
Bank Bldg.
Bldg.
ASSEL, GOETZ & MOERLEIN, INC., 218
Jaspers, J. G., First Nat’l. Bk. Bldg.
Field, Richards & Shepard, Inc., 1124 Union
Provident Bank Bldg.
Lepper, A. & Co., First National Bank Bldg.
Central Bldg.
BALLINGER & CO., Union Trust Bldg.
Fox & Chambers, Inc., Fourth Nat’l. Bk. Bldg.
MURRAY, C. C. & CO., Union Trust Bldg.
Gibson, R. H., 106 E. Third St., Covington, Ky.
Bartlett, BenJ. D. & Co., 313 Vine Street.
Reiter & Co., C. H., Union Trust Bldg.
Gradison, W. D. & Co., 408 Dixie Terminal Bldg.
J. L. Barth Co.. Fourth National Bldg.
Stephenson & Potter, Union Central Bldg.
Cranberry & Co., 50 Broadway, New York, N. Y.
EDWARD BROCKHAUS & CO., Union Trust
Thurnauer, Max, First Nat’l. Bk. Bldg.
Grau, J. J., & Co., 1331 Union Trust, Bldg.
Bldg.
Tyree, Victor L., 3133 Menlo Ave.
Greene & Brock, 301 Third Nat’l. Bk. Bldg.,
Bruner, George, 3010 Observatory Rd.
Van Lahr, Leo. Ed., 415 Provident Bk. Bldg.
Dayton.
Cohle, H. B. & Co., 711 Union Trust Bldg.
WEIL, ROTH & IRVING CO., THE, 217
Harvey, M. C., 216 Superior Ave., N.E., Cleveland.
Cree, Ellwood H., 314 W. 4th St., Covington, Ky.
Dixie Terminal Bldg.
Hill & Co., Carew Tower.
Dominick & Dominick, 115 Broadway, New York.
Westerfield, Ralph, Union Trust Bldg.
Hunter, W. T., 3627 Stettinius Ave.
Duble, Dennison, 403 First Nat’l. Bldg.
Westheimer & Co., First National Bank Bldg.
Hutton, W. E. & Co., First National Bank Bldg.
Dunlap, T. Oliver, Mercantile Library Bldg.
Farther Information on firms appearing In bold face type will be found in the selected list of Investment Dealers following bank list in each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1647
CLEVELAND
Officers: Gordon S. Macklin, President;
Percy W. Brown, Vice-President;
C. B. Whitcomb, Secretary;
David G. Skall, Treasurer;
Wm. J. Perry, .last. Secretary.
SCHEDULE OF COMMISSION RATES
Prices
Stocks Selling
Under $1
$
1
10
25
50
125
300
500
Minimum commission $1.00
and up to and including 9% ---............ ......... .........
and up to and including 24%....................................
and up to and including 49%.................................
and up to and including 124%...... .................. ..........
and up to and including 299%_______________ _
and up to and including 499%________ ________ _
and over____ ________ _________________ ______
Minimum commission $2.00
Commission
per Share
3c
.
.
_
_
.
7%c
15c
25c
30c
50c
75c
_$1.00
MEMBERS
BAC1IE & CO., J. S., 200 National City Bldg.
*Bahl, Jr., Gaylord W„ 105 Mohican Bldg.,
Mansfield, O.
♦Bell & Beckwith .Home Bank Bldg., Toledo, O.
Borton & Co., 1927 Union Trust Bldg., Youngs
town.
Butler, Wick & Co., Union National Bldg.
Clark k Co., 981 Union Trust Bldg.
*Collin, Norton & Co., Gardner Bldg., Toledo, O.
Curtiss, House k Co., 1201 Union Trust Bldg.
Fenner & Beane, Leader Bldg.
GILLIS, WOOD & CO., 1585 Union Trust
Bldg.
Will S. Halle & Co., 511 Swetland Bldg.
Hawley, Huller & Co., 1436 Union Trust Bldg.
Hayden, Miller & Co., 1250 Union Trust Bldg.
Hornblower & Weeks, 1040 Union Trust Bldg.
Jackson & Curtis, 1737 Union Trust Bldg.
Kraus, Cunningham & Co., 1846 Union Trust Bldg.
Murch & Co. Maynard H., 1186 Union Trust Bldg.
Murfey, Blossom & Co., 901 Guardian Bldg
Paine, Webber & Co., 1111 Terminal Tower Bldg.
E. A. PIERCE & CO., 215 Cuyahoga Bldg.
(Associate Members*)
Schultz & Co., L. J., 736 Union Tr. Bldg.
David G. Skall & Co., 2031 Union Trust Bldg.
W. 8. Snyder & Co., 2027 Union Trust Bldg.
Soucy, Swartswelter & Co., 1704 Central National
Bank Bldg.
Stanley & Co., 1740 East Twelfth St.
♦Stevenson, Vercee, Fuller & Lorenz, Huntington
Bank Bldg., Columbus, 0.
*Vercoe & Co., Huntington Bk. Bldg., Columbus.
Wellsted, Macklin & Co., 1280 Union Trust Bldg.
Witt, John P. & Co., 2008 Union Trust Bldg.
PENNSYLVANIA
PHILADELPHIA
Officers: Howard Butcher. Jr., President; B. Frank Townsend, Jr., Vice-President; Frank C. Matthews, Secretary; Frank E. Baker, Treasurer;
John R. Huhn, Jr., Assistant Secretary and Assistant Treasurer; Thomas B. Gravatt, Auditor.
COMMISSION
BONDS
Bonds and notes having over one year to run, not less than $2.50 for
each $1,000 par value.
Bonds and notes having one year or less to run, and obligations of the
United States, Porto Rico, Philippine Islands and States, Territories and
Municipalities therein, and Bonds or Notes of Foreign Countries having five
years or less to run, such rates of commission to members and non-members
as may be mutually agreed upon.
STOCKS
Price
Rate Per Share
Selling under 50c________________________ ____ __ As mutually agreed
Selling at 50c and above, but under $1.00......................Not less than
3c
Selling at $1.00 and above, but under $10.00.................Not less than 7%c
Selling at $10.00 and above, but under $25.00_______ Not less than 12%c
Selling at $25.00 and above, but under $50.00................Not less than 15c
Selling at $50.00 and above, but under $75.00................Not less than 17%c
Selling at $75.00 and above, but under $100.00______ Not less than 20c
Selling at $100.00 and above, but under $200.00_____ Not less than 25c
Selling at $200.00 and above, but under $250.00_____ Not less than 30c
For each $50.00 increase in price 5c per share additional.
RATES
STOCK SUBSCRIPTION RIGHTS
Price
Rate Per Right
Selling under 50c------------------------------------------------ As mutually agreed
Selling at 50c and above, but under $1.00........................... Not less than 3c
Selling at $1.0u and above, but under $5.00........................Not less than 5c
Selling at $5.00 and above, but under $10.00.................. Not less than 7%c
Selling at $10.00 and above................................ .................Not less than 15c
The minimum commission on any transaction for nonmembers shall be
$1.00.
Exception to Commission Rates, effective February 4, 1932:
Members are permitted to charge a commission equal to that in force in
any dual market in which a security is traded.
MEMBERS
Ashton, Augustus Trask, 1501 Finance Bldg.
BACHE, J. 8., & CO., Pennsylvania Bldg.
Baker, Weeks & Harden, Commercial Trust Bldg.
Banks, Clayton F., 123 So. Broad St.
Barclay, Henry C., 123 So. Broad St.
Barclay, Moore & Co., 123 S. Broad Street.
Barney, Chas. D., & Co., 1428 Walnut Street.
Bayuk Brothers, Packard Bldg.
Bean, Chas. H., & Co., 1528 Walnut Street.
Belzer & Co., Land Title Bldg.
Bernstein, Harry L., 518 Stock Exchange Bldg.
Biddle & Co., Moncure, 1520 Locust Street.
Biddle, Whelen & Co., 1606 Walnut St.
Bioren, John S„ 1508 Walnut Street.
BIOREN & CO., 1508 Walnut Street.
Boenning & Co.. 1606 Walnut Street.
Brown, Howard B., 1616 Walnut Street.
Brown (Vernon C.) & Co., 71 Broadway, New
York, N. Y.
BROWN BROTHERS HARRIMAN & CO.,
1531 Walnut St.
Bryan, Penington & Colket, 123 S. Broad St.
Brylawski, Edward L., 1611 Walnut St.
Buckley Brothers, 1529 Walnut St.
Butcher & Sherrerd, 220 Real Estate Trust Bldg.
Canby, Wm. Marriott, 1440-42 Land Title Bldg.
Carstairs & Co., 220 So. 16th St.
Cherry, Robert, Jr., 113 So. Fifth St.
Clark, E. W., & Co., 16th and Locust St.
Clark, Kenneth R., 512 Stock Exchange Bldg.
Clay, William J., 525 E. Godfrey Ave.
Clucas, (E. W.) & Co., 70 Pine St., New York,
N. Y.
Cochrane, Alexander, 60 State St.. Boston, Mass.
Coleman, Horace C., 1521 Packard Bldg.
Conklin, Roscoe C, 518 Stock Exchange Bldg.
Cook, Elmer A., Stock Exchange Bldg.
Dackerman & Waber. 517 Stock Exchange Bldg.
Davis, Robert Hare, 824 Stock Exchange Bldg.
deCoursey, Stephen H., 44 N. 4th St.
DeHaven & Townsend, 1415 Walnut Street.
Diffenderffer & Co., 1611 Walnut Street.
Dixon & Co., 1411 Chestnut Street.
Donoghue, Daniel C„ Jr., 123 S. Broad St.
DREXEL & CO., 15th and Walnut Streets.
Drummon, Chester W., 626 Stock Exchange Bldg.
Eastman, Dillon & Co., 1506 Walnut St.
Elkins, Morris & Co., 305 Lana Title Bldg.
Embick, Paul A., 518 Stock Exchange Bldg.
Emory, Freed & Co., 109 S. 3rd Street.
Fearon, Charles, 511 Chestnut St.
Fernberger, Henry, 2nd, 543 Real Estate Trust
Bldg.
Flynn, Bernard J., 46 No. 40th St.
Fox, Geo. S., & Sons, 1600 Girard Trust Bldg.
French, E. W„ & Co.. 123 S. Broad Street.
Fuller. W. A. M.. & Co., 1510 Chestnut Street.
Garber, F. W.. & Co.. 115-117 S. 5th Street.
Gayley, McCreary & Co.. 817 Packard Bldg.
Gilmore, Arthur C., Provident Trust Bldg.
Glendinning, Robt.. & Co., Packard Bldg.
Goldman, Harold C., 811 Stock Exchange Bldg.
Graff, Frank M„ 1508 Walnut St.
Graham, Parsons & Co., 1422 Walnut St.
Greene, Norman J., Berwyn, Pa.
Greenwood, Herbert T., 518 Stock Exchange Bldg.
Greer, Thomas Raymond, 309 Otis Bldg.
Guarniery, Robert Y., 518 Stock Exchange Bldg.
Hainmitt & Co., 602 Stock Exchange Bldg.
Hamstrom & Co., 215 Real Estate Trust Bldg.
Harper, James B., Stock Exchange Bldg.
Harrison & Co., 123 S. Broad Street.
Hauberger, George H., 609 Stock Exchange Bldg.
Hayden, Stone & Co., 25 Broad St., New York,
N. Y.
Hecker & Co., Liberty Trust Bldg.
Hibbs (W. B.) & Co., Hibbs Bldg., Washington,
D. C.
Hopper, Soliday & Co.. 1420 Walnut St.
Hornblower & Weeks. 1429 Walnut Street.
Huhn, John R., Jr., Stock Exchange Bldg.
Hutton & Co., W. E., 1529 Walnut St.
Janney, Walter C., 1529 Walnut St.
Jefferis, W. Harper, 1518 Walnut St.
Jenks, Gwynne & Co., 65 Broadway, New York,
N. Y.
Jones, Miller & Co., Commercial Trust Bldg.
Kelly, James J., 1611 Walnut St.
Kennedy & Co., 2115 Land Title Bldg.
Kolb, Robert A., 1608 Walnut St.
Ladenburg, Tlialmann & Co., 25 Broad St, New
York, N. Y.
Laird, Bissell & Meeds, 1528 Walnut Street.
Lawson, W. L., Union League.
Lee, John K., 1411 Walnut St.
Lilley & Co., 1520 Packard Bldg.
Lippincott, Richard, 220 S. 16th St.
Loeb, Oscar, 824 Stock Exchange Bldg.
Louchheim, Walter C., 120 Broad way ,1 New
York, N. Y.
MacDonald & Co., 234 Real Estate Trust Bldg.
MacMeekin & Co.. 123 S. Broad Street.
Makiver, J. S. P., 1510 Chestnut St.
Malis, David S„ 805 Land Title Bldg.
Masland, Fernon & Anderson, Packard Bldg.
Matthes, Percy E., 305 Land Title Bldg.
Matthews, Caldwell F., 1411 Walnut St.
Matthews, Frank C., Stock Exchange Bldg.
McCreery, Samuel & Co., 123 S. Broad Street.
McCurdy, Wallace M., 1237 Commercial Trust
Bldg.
McLaughlin, George H., Stock Exchange Bldg.
Mellor E. Fraley, 518 Stock Exchange Bldg.
Montgomery, Scott & Co., 123 S. Broad Street.
Moore, E. J., & Co., 141 South Fourth Street.
Moore, Leonard & Lynch, 111 Broadway, New
York.
Moorhead, Barlow, Germantown Cricket Club.
Morgan, Reed A., & Co., 1735 Commercial Trust
Bldg.
Moyer & Co., 1500 Walnut Street.
Newbold’s Son, W. H., & Co.. 1517 Locust Street.
Newburger, Loeb & Co., 1419 Walnut Street.
Further information ou firms appearing in bold face type will be found in the selected list of Investment Dealers following bank list in each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1648
STOCK EXCHANGE MEMBERS
PHILADELPHIA—Continued
MEMBERS
Nick, (J. P.) & Co., 120 Broadway, New York.
Palmer & Co., E. W., Commercial Trust Bldg.
Parke, John S„ 1415 Walnut St.
Parrish & Co., 212 South 15th Street.
Phillips, Samuel E„ 1611 Walnut St.
Phillips, Samuel K., & Co., 1317 Packard Bldg.
Powell, A Victor, 6205 Ocean Ave.,Ventnor, N. J.
Rebre, Charles A., 403 Stock Exchange Bldg.
Ristine, F. P., & Co., 123 S. Broad Street.
Rosenbaum, Leon, 1744 Market St.
Rourke, William J„ Packard Bldg.
Rowe, Robert G., 1429 Walnut St.
Sailer, A. J. & Co., 113 S. 5th Street.
Seeler & Co., 435 Chestnut St.
Sloane & Co., Stock Exchange Bldg.
Smith, Edward B., & Co., 1411 Chestnut Street.
Smith, W. Hinckle, 803 Weightman Bldg.
Snyder, Geo. E„ & Co., 600-601 Stock Exchange
Bldg.
Snyder, R. Maurice, 1518 Locust St.
Sparks, J. W„ & Co., 1510 Chestnut Street.
Spiegelman, Solomon B., 518 Stock Exchange Bldg-
Starr & Co., 123 S. Broad Street.
Starr, Jr., Edward., 15th & Walnut Sts.
Starr, Isaac, 123 So. Broad St.
Stephenson, George EL, Stock Exchange Bldg.
Steppacher, Lester G„ 403 Stock Exchange Bldg.
Strecker, Daniel E., 3451 Frankford Ave.
Subin, Benjamin, Lansdale, Pa.
Sulzbacher, Granger & Co., Ill Broadway, New
York, N. Y.
Suplee, Jr., Horace L., 123 S. Broad St.
Suplee, Walter S„ 123 S. Broad St.
Sutro Bros. & Co., 120 Broadway, New York,
N. Y.
Swab, H. M. & Son, 47 Bourse Bldg.
WOOD, A. C., JR., & CO., 511 Cbestnut St.
Tague, Jr., Edward J., 517 Stock Exchange Bldg.
Taylor, Robert D., Stock Exchange Bldg.
Taylor, Roland L„ 1100 Morris Bldg.
Thomas, Edward R„ 1428 Walnut St.
Thompson, Edward S., Land Title Bldg.
Trimble & Co., 1326 Walnut Street.
Turner, Gill & Crouter, 1614 Packard Bldg.
Turton, George L., 517 Stock Exchange.
Wood, Charles M., 1415 Walnut St.
Woodside, J. Alan, 403 Stock Exchange Bldg.
Wright & Sexton, 1 Wall St., New York, N. Y.
Wurts, C. S. & Co., 1327 Walnut Street.
Wurts, Dulles & Co., Philadelphia Bank Bldg.
Wyckoff & Co., Edward G., 1528 Walnut Street
Wynn, Charles K„ 1510 Chestnut St.
Yarnall & Co., 1528 Walnut Street.
Vrooman, Samuel B„ Jr., 1411 Walnut St.
Walsh, Frank C., 115 Broadway, New York.
Warwick, Arthur D„ Stock Exchange Bldg.
Watson, Clifford A., 1420 Walnut St.
Weeks, Henry C., 1518 Locust St.
Wells, Charles C., 609 Stock Exchange Bldg.
Wheeler & Co., 1100 Girard Trust Bldg.
Wieand, Jr., Franklin D., 1508 Walnut St.
Williamson, Jr., James A., 123 S. Broad St.
Wilmer & Co., 123 S. Broad Si.
Wistar, Carter & Co., 1735 Commercial Trust Bldg.
Wolf Bros. & Co., 1700 Walnut Street.
PITTSBURGH
(229 Fourth Ave.)
Officers:
R. S. Richards, President;
Samuel Carothers, Vice-President;
Arthur Middleton, Manager Clearing House;
Wm. J. Bauer, Treasurer;
Hugh A. McNicol, Acting Secretary,
W. G Ganter, Assistant Manager Clearing House
RATES OF COMMISSION
{Effective on and after March 17, 1933)
The minimum rates of commission charged to nonmembers of the Exchange
for buying or selling each $1,000 bond shall be not less than $2.50 (these
commissions shall not apply to government, state or municipal bonds or
bonds and notes having five (5) years or less to run); for buying or selling
each share of stock, shall be not less than as follows:
Stocks selling under 50c a share_______________________________ 3% *
Stocks selling at 50c and under $1.00........................... .......................... 03
Stocks selling at $1.00 and under $3.00............ ................................... .04
Stocks selling at $3.00 and under $10.00_....................,______ ______075
Stocks selling at $10.00 and under $25.00.............................................. .125
Stocks selling at $25.00 and under $50.00........ ........................................15
Stocks selling at $50.00 and under $75.00...... ...................................... .175
Stocks selling at $75.00 and under $100.00........................................ .20
Stocks selling at $100.00 and under $200.00............................................ 25
Stocks selling at $200.00, $0.15 per share additional, and for each advance
of $100.00 in the selling price, an additional $0.15 per share.
A minimum commission of not less than $1.00 shall be charged on all
transactions.
Commission for buying or selling memberships in the Exchange shall be
1% of the price.
* 3% of the amount involved.
MEMBERS
Anderson, J. Willard, 487 Union Trust Bldg.
Askin, George K., Union Trust Bldg.
Askin & Company, J. M., Columbia Bk. Bldg.
BACHE & CO., J. 8., Oliver Bldg.
Ballard & Co., W. E., Keystone Bk. Bldg.
Barbour & Company, John B„ Magee Bldg.
Berberich, Alvin F„ Perrysville, Pa.
Berger, Andrew B„ c/o Potter Title & Trust Co.
Borntraeger, Carl H., 229 Fourth Ave.
Bowman, Geo. W., 1415 Union Bank Bldg.
Brinham, A. L., 229 Fourth Ave.
Brlnker, Bell & Co., Union Trust Bldg.
Campbell, L. W„ Clarksburg, W. Va.
Carothers & Company, James, Union Bank Bldg.
Chapin & Co., S. B., Ill Broadway, New York.
Chaplin & Co., 419 Wood St.
Core, Jr., J. Calvin, Unlontown, Pa.
Crawford, Jas. S., Duquesne, Pa.
Diehl, George, 61 Carrick Ave.
Diffenderfer, Fred, 229 Fourth Ave.
Dinkey, Jr., Chas. E., 229 Fourth Ave.
Dixon, Joseph M., 437 Fourth Ave.
Dornberger & Co., C. S., 229 4th Ave.
Duckham & Co., W. A., 246 Union Trust Bldg.
Edmundson, Jr., Eli, Columbia Bank Bldg.
EDWARDS & COMPANY, II. 8., Union Bank
Bldg.
Evans, Sanford B., 229 Fourth Ave.
Fenner & Beane, 67 Broad St., New York, N. Y.
Foster & Company, Bayard, 244 Oliver Bldg.
Giles & Co., R. C., 229 Fourth Ave.
Gillespie, I. L„ 1727 Grant Bldg.
Glendinning & Co., Robt., Packard Bldg., Phila.
Gluck, Hetzel & Co., Arrott Bldg.
Goldsborough & Co., W. W., Union Bank Bldg.
Goldsborough, Jr., W. W„ 19 Rector St., New
York, N. Y.
Goldsborough, T. C., 1701 Union Bank, Bldg.
Grubbs, Scoti Company, Union Trust Bldg.
Hall, Cherry, Wheeler & Co., Rand Bldg., Buffalo,
N. Y.
Harriman & Co., Henry A., Farmers Bank Bldg.
Hays, Louis B., 1001 Keystone Bank Bldg.
Hemphill, Noyes & Co., 15 Broad St., N. Y.
Hornblower & Weeks, Cleveland, Ohio.
Howley, Walter L., Club Floor, Wm. Penn Hotel.
Hubbard, John W., 605 Granite Bldg.
Kane, John A., 229 Fourth Ave.
Kay, Richards & Company, Union Trust Bldg.
King, Jr., W. C„ 1110-A Union Bank Bldg.
Kissane, James V., 229 Fourth Ave.
Kuhn, G. C., 229 Fourth Ave.
Marshall & Co., Investment Bldg.
MASTEN & COMPANY, A. E., First Nat’l
Bank Bldg.
McCutcheon, McKelvy & Durant, Union Trust
Bldg.
McJunkin, Patton & Company, 414 Union Bank
Bldg.
Mitchell & Craft, Washington, Pa.
Moore, Leonard & Lynch, Union Trust Bldg.
Moreland, A. M„ First Nat’l Bank Bldg.
Morris, Brown & Company, 316 Fourth Ave.
Neeb, Jr., H. A., 340 S. Winebiddie Ave.
Noll & Co., I. D„ 50 Broad St., N. Y.
Nuttall & Company, R. V., Park Bldg.
Parrish & Company, Investment Bldg.
Phillips-Schmertz & Co., Union Trust Bldg.
Post & Flagg, 49 Broad St., New York, N. Y.
Poutre, Ezra E„ Arrott Bldg.
Powell & Co., Elmer E„ Union Trust Bldg.
Preston, Watt & Schoyer, Union Bank Bldg.
Purman, Thomas R., Washington, Pa.
Reilly, Eugene S., 430 Fourth Ave.
Reinstadtler, Thomas J., 229 Fourth Ave.
Reynolds & Company, Grant Bldg.
Roberts, Daniel Risher, 229 Fourth Ave.
Rosenbloom, Arthur M., Diamond Bank Bldg.
Schock, Arthur P., 844 Oliver Bldg.
Singer, Deane & Scribner, 1045 Union Trust Bldg.
Siviter, W. H., 229 Fourth Ave.
Smith, Lew W., 229 Fourth Ave.
Stein, Charles Jay, 1456 Inverness St.
Sterling, Louis V., 42 Broadway, New York, N. Y.
Stevenson, Vercoe, Fuller & Lorenz, Huntington
Bank Bldg., Columbus, Ohio.
Stimmel & Company, Union Trust Bldg.
Stout & Company, Investment Bldg.
Sturgeon, John F., Mellon Nat’l Bank Bldg.
Sunstein & Co., E., 610 Bessemer Bldg.
Ullery, M. D., 235 Fourth Ave.
Vercoe & Co., Huntington Nat’l Bank Bldg.,
Columbus, Ohio.
WELLINGTON & CO., Union Trust Bldg.
Wettach & Company, 218 Fourth Ave.
Wettengel & Company, A. C„ Peoples Bank Bldg.
Wilson, Walter J., Penn Ave. and Barbeau St.
York, Darwin S., 229 Fourth Ave.
Further information on firms appearing in bold face type will be found in the selected list of Investment Dealers following bank list in each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1649
STOCK EXCHANGE MEMBERS
UTAH
SALT LAKE CITY
B. W. Dixon, 2nd Vice-President;
E. C. Davies, 3rd Vice-President;
I. D. Lowe, lal Vice-President;
J, H. Doming, Secretary and Treasurer.
COMMISSION CHARGES
___ 1 H cent per share
Stocks selling at 75c and under $1.00-------------.$1.00 per 1,000 shares
Stocks selling under lc---------------1% per cent on money
Stocks selling at $1.00 and under $10.00...........
.$1.25 per 1,000 shares
Stocks selling at lc and under 5c—
_.l per cent on money
Stocks
selling
at
$10.00
and
above.......................
.$2.50
per
1,000
shares
Stocks selling at 5c and under 10c..
...2
per cent on money
On last 2 items, on less than board lots-----------____ y2 cent per share
Stocks selling at 10c and under 35c.
No
commission
charge
of
less
than
One
Dollar.
.........
1
cent
per
share
Stocks selling at 35c and under 75c.
MEMBERS
McLeod, J. N., 1111 Walker Bk. Bldg.
Conrad, W. K„ Walker Bank Bldg
Baglin, George, Felt Bldg.
Nebeker, W. D., Stock Exchange Bldg.
Deming, J. H„ Felt Bldg., Salt Lake City.
Badger, R. A. & Co., 16 West 2nd So. Street.
Snow, V S., 282 Canyon Road.
Dixon
Co.,
B.
W„
Scott
Bldg.
Badger, Richard C., 2380 Washington Ave.,
Ure, Pett & Morriss Inc., Beason Bldg.
Downs, A., 718 17th St., Denver, Colo.
Ogden.
Thomas, A. B., 208 E. C. Lyon Bldg., Reno, Nev.
Doscher, H. W., Walker Bank Bldg.
Barclay, Featherstone & Co., Newhouse Bldg.
Walker Bk. & Tr. Co., Salt Lake City.
Finn, Alex V., 25 Beaver St., New York, N. Y.
Berger, B. M„ 67 Wall St., New York, N. Y.
Watson, Geo. H. & Co., 22H E. 1st So. St.
First Security Trust Co., Salt Lake City.
Bryan, B. B., 42 Broadway, New York, N. Y.
Weiler, W. S., Stock Exchange Bldg.
Gibson, E. J., Box No 17, Spokane, Wash.
A. J. West, First Security Trust Co.
Havenor, Pett & Co., Newhouse Bldg.
CHILD, BARCLAY CO., Stock Exchange Bldg.
Whitney, C. L., Stock Exchange Bldg.
Hogle, J. A. & Co., 132 So. Main Street.
Woods, Wm. W„ c/o E. A. Pierce & Co., 301
Hurley, A. L., Boyd Park Bldg.
Montgomery St., San Francisco, Calif.
Larson, A. R., c/o Elks Club, Salt Lake City.
Cole, Allen Co., Atlas Bldg.
Woolley, F. R., Beason Bldg.
Lynch,
J. C. & Co., Kearns Bldg.
Continental National Bank & Trust Co., Salt Lake
Zeitlin, Ralph, 712 South Spring St., Los Angeles,
Mandell, J. J., Beason Bldg.
City.
Calif.
McFann, R. G„ U. S. N. Bk. Bldg., Denver, Colo.
Davies, Badger & Co., 23 W. 2nd So. St.
Officers:
J. A. Barclay, President;
VIRGINIA
RICHMOND
Officers: E. Addison Rennolds, President;
STOCKS
Selling under 50c______________________
Selling at 50c and under $1.00 per share...
Selling at $1.00 and under $5.00 per share..
Selling at $6.00 and under $10.00 per share.
Selling at $10 and under $15 per share
Selline at $15 and under $50.................
Selling at $50 and under $150...............
Selling at $150 and over.
Abbott, Proctor & Paine, 911 E. Main St.
Branch, Cabell & Co., 814 E. Main St.
Branch, Thomas & Co., 1101 E. Alain St.
Burch, Caskie G. & Company, 20 N. 9th St.
Davenport & Company, 113 E. Main Street
Robert P. Martin, Vice-President;
COMMISSIONS
% of amount
c per share
He “
ic
“
“
%c per share
J. Joseph May, Secretary and Treasurer
BONDS
Municipals, public utilities, and rails
25c per hundred
All others......................... ..................
50c “
MEMBERS
Mason-Hagan, Inc., 916 E. Main Street.
Miller & Patterson, 203 Mutual Bldg.
NOLTING, FRED’K E., INC., 8th and Main
Sts.
RICHMOND CORP., 726 E. Main Street.
Scott & Stringfellow, Mutual Bldg.
Standard Securities Corp., State Planters Bank
Bldg.
Wheat, James C., American Nat’l Bk. Bldg.
Williams, John C. & Company, 1107 E. Main St.
WASHINGTON
SEATTLE
F. K. Easter, Vice-President;
Sherman Ellsworth, Secretary;
Officers: Charles G. Mullen, President;
Charles T. Donworth, Counsel.
Lyle F. Wilson, Treasurer;
RATES OF COMMISSION (In effect: October 14, 1935)
BOARD LOT
MINIMUM RATES OF COMMISSION
In effect October 14,1935
100 shares up to $10.00
On Stocks Selling:
25 shares for $10.00 to $100.00
Under $1.00 per share___________________________________ 5c
10 shares over $100.00
At $1.00 and under $2.50 per share_________________________ 7yc
The minimum commission charge shall be $2.50 on stock selling under
At $2.50 and under $5.00 per share____________
12Hc
$10.00 per share, and $5.00 on stock selling over $10.00 per share.
At $5.00 and under $15.00 per share.............. ..............................- 15c
On all transactions where the total amount of money involved is less than
At $15.00 and under $35.00 per share---------------------------------- 25c
$25.00, the commission charge shall be discretionary with the member.
At $35.00 and under $50.00 per share------- ------------------------- 35c
At $50.00 and under $100.00 per share----------------------------------- 50c,
BONDS
At $100.00 and up per share________________________
$1.00
$5.00 per $1,000 par value (regardless of number)
$3.75 per $500 par value
(5c per share more for odd lots)
MEMBERS
Mogan & Theis, 1003 Green Bldg.
Graves & Co., F. D„ Bellingham Nat’l Bank Bldg.,
Adam & Co., Exchange Bldg.
Moy & Co., 218 Marion St.
Bellingham.
Blackford, J. C., Hoge Bldg.
Northern Securities Co., 615 Boren Ave.
Greening & Co., Thos. B., 816 Second Ave.
Boardman, W. F„ Lowell Apartments.
Bramhall & Stein, 1105 Hoge Bldg.
Harper & Son Co., Wm. P„ Hoge Bldg.
Oaks, Prescott, 607-1411 Fourth Ave. Bldg.
Brown-Jeklin Co., Exchange Bldg.
Hartman & Hartman, Burke Bldg.
Crawford-GoodwinCo.,The,1411 Fourth Ave. Bldg.
Pacific National Bank, Second and Madison.
Herrin & Co.. H. M., Exchange Bldg.
Peoples Bank & Trust Co., 1414 4th Ave.
Davis & Co., 1419-4th Ave.
Hughbanks, Inc.. Dexter Horton Bldg.
Drumheller, Erlichman & White, Exchange Bldg.
Puget
Mortgage Securities ,Inc., Insurance Bldg.
Huston & Co.. Harold H., Hoge Bldg.
Easter & Co., F. K., 717 Second Ave.
Pratt & Co.. H. P„ Hoge Bldg.
Kutz & Co., John A., 1010 Second Ave.
Erwin-Fairbanks & Co., 805 Exchange Bldg.
Securities Exchange, Inc., 335 Medical Arts Bldg.
Latimer & Co., A. G., Dexter Horton Bldg.
Ferris & Hardgrove, Exchange Bldg.
Strout & Co., E. A., 1411 Fourth Ave. Bldg.
Lewis, Stone & Co., 202 Marion St.
First National Bank, Second and Columbia.
Speckert, F. J., 105 Cherry St.
Lockett
&
Co.,
G„
4736
45th
St.,
S.
W.
Fix A Co., William H., Dexter Horton Bldg.
Trusteed Estates of Wash., Central Bldg.
MacDonald, Alexander, 208 Columbia St.
Gelletly & Co., R., 655 W. Pender St., Vancouver,
McBurney, J. F„ 1003 Green Bldg.
United National Corporation, Exchange Bldg,
McConahy, C. D., American Bank Bldg.
Gibson & Co., E. J., 5 Wall St., Spokane.
von Herberg, J., Liberty Theater Bldg.
Meiklejohn & Brown. 1321 Smith Tower.
Grande, Stolle & Co.. 1605 Hoge Bldg.
____
WEST VIRGINIA
WHEELING
(318 Wheeling Steel Bldg.)
Officers: Wm. H. Wheeler, President;
Russell D. Irvine, Vice-President;
C. M. Frye, Secretary-Treasurer
COMMISSION RATES
Wheeling Stock Exchange
Price
Rate per Share
Selling up to 34H me_______________________________ 25c per share
Selling at 35 up to 99% inc............................-.................... 50c per share
Selling at $100 and above__________________ _________ $1.00 per share
Minimum commission on any transaction $3.00, except where amount involved shall be less than $10.00 when it shall be as mutually agreed upon.
Commission: In cases where stocks are listed on both Wheeling Stock Exchange and New York Stock Exchange, the minimum rate of
commission may be the minimum commission charged on New York Stock Exchange.
MEMBERS OF WHEELING STOCK EXCHANGE
Firms
Represented by
Hazlett & Burt, Wheeling Steep Corp. Bldg._______________________ H. C. Hazlett; D. A. Burt
Geo. W. Baron & Co., Wheeling Steel Corp. Bldg.____________ ____ _________ Wm. H. Wheeler
A. E. Masten & Co., Central Union Bldg._______________ ____ _______________Louis F. Brand
McGregor, Irvine & Anderson, 13th & Chapline St___ ____ ..Edgar R. McGregor; Russell D. Irvine
John E. Stevenson, Inc., Hawley Bldg________________________ John E. Stevenson; Joe Jefferson
Winthrop, Mitchell & Co., City Bank Bldg.____________________________ William E. Wardman
Further information on firms appearing in bold face type will be found in the selected list of Investment Dealers following bank list in each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
THE
BLUE BOOK
PLACES A WORLD
OF ESSENTIAL
BANKING
INFORMATION
AT YOUR
FINGER-TIPS
THOROUGHNESS
No question can arise in regard to banking that Rand MSNally Bankers
Directory fails to answer. This fact is true not alone of commercial banks,
but of the Federal Reserve banks, Federal Land banks, Federal Home Loan
banks, Federal Intermediate Credit banks, Joint Stock Land banks, Regional
Agricultural Credit corporations, Canadian and foreign banks.
ACCURACY
The undeviating accuracy of the Blue Book makes it the standard work of
reference throughout the banking world.
Rand M9Nally Bankers Directory
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
America s Standard Financial Reference
1650
@FedFRASER