The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.
Monthly Report to Congress March 2019 April 10, 2019 Troubled Asset Relief Program U.S. Department of the Treasury Table of Contents Section Program Updates Capital Purchase Program Community Development Capital Initiative Making Home Affordable Hardest Hit Fund Lifetime Costs CPP & CDCI Institutions Administrative Obligations and Expenditures Agreements under TARP Insurance Contracts Transactions Report Investment Programs Making Home Affordable Program Projected Costs and Liabilities Programmatic Operating Expenses Description of Vehicles Established HAMP Application Activity by Servicer 1 Page Number 1 1 2 3 4 5 6 8 9 13 14 15 63 162 163 164 165 Legislative Requirement 1 EESA §105(a)(1) Additional Information EESA §105(a)(2) EESA §105(a)(3)(A) EESA §105(a)(3)(B) EESA §105(a)(3)(C,D,G) EESA §105(a)(3)(E) EESA §105(a)(3)(F) EESA §105(a)(3)(H) Dodd-Frank §1483(b) EESA (Emergency Economic Stabilization Act of 2008); Dodd-Frank (Dodd-Frank Wall Street Reform and Consumer Protection Act). Capital Purchase Program (CPP) CPP Snapshot Total Institutions Funded Full Repayments SBLF Repayments CDCI Conversions Sold Investments Auctioned Investments In Bankruptcy/Receivership Merged Institutions Total Remaining Institutions Partial Repayments Partial Sales Currently in Common2 707 264 137 28 47 190 34 4 3 0 1 2 March 2019 Activity Institution Date Total CPP Proceeds1 $226.8 billion $196.62 $200 $150 $100 $50 $3.04 $19.05 $8.07 $Repayments Auctions Total Dividends, Interest & Other Income Warrant Income Additional Information Amount Repurchases & Sales None $0 Warrant Repurchases & Sales None $0 $0 Monthly Dividends None Remaining CPP Institutions Institution Location 1 2 OneUnited Bank 3 Broadway Financial Corporation4 Harbor Bankshares Corporation 3 Boston, MA Baltimore, MD Amount Outstanding (millions) $12.06 $5.31 Los Angeles, CA $3.98 1 Repayments: Actual collections as of March 31, 2019, including (i) $2.21 billion in CPP investments refinanced under the Small Business Lending Fund (SBLF), a program created by Congress outside of TARP under which certain CPP institutions were allowed to repay TARP funds by borrowing under that program, and (ii) $0.36 billion in exchanges of CPP investments into the Community Development Capital Initiative (CDCI), as permitted under the terms of that program. Auctions: Includes net proceeds from all auctions of CPP preferred and note securities where cash has settled with OFS as of March 31, 2019. Warrant Income: Net Proceeds. Includes proceeds from exercised warrants. 2 Institutions where Treasury has converted its original investment at a discount into shares of common stock in the institution. 3 On July 13, 2018, Treasury exchanged its preferred stock in Harbor Bankshares Corporation (“Harbor”) and all accrued, unpaid dividends on that stock for 5,491,843 shares of common stock and payment of $2,272,617 pursuant to the terms of the exchange agreement between Treasury and Harbor entered into on that day. On January 16, 2019, Treasury sold part of its CPP common stock (1,204,819 shares) to Harbor. 4 On August 22, 2013, Treasury exchanged its preferred stock in Broadway Financial Corporation (Broadway) for 10,146 shares of common stock equivalent representing 50% of the liquidation preference of the preferred stock, plus 100% of previously accrued and unpaid dividends on the preferred stock. On December 5, 2013, Treasury's 10,146 shares of common stock equivalent in Broadway converted to 10,146,000 shares of common stock. On December 22, 2016, Treasury sold part of its CPP common stock (4,702,860 shares) to Broadway Financial Corporation, First Republic Bank, and Broadway Federal Bank, f.s.b Employee Ownership Trust. On June 28, 2017, Treasury sold part of its CPP common stock (1,832,092) to Pacific Western Bank and Community Bank. On September 21, 2017, Treasury sold part of its CPP common stock (916,046) to Pacific Premier Bank. 1 Community Development Capital Initiative (CDCI) CDCI Snapshot Total Institutions Funded Full Repayments Early Repurchase1 In Bankruptcy/Receivership Merged Institutions Total Remaining Institutions Partial Repayments Partial Early Repurchase Currently in Common March 2019 Activity Institution 84 49 26 1 1 7 1 1 1 Additional Information Date Amount Repurchases None $0 Monthly Dividends None $0 Remaining CDCI Institutions Institution Location 2 Carver Bancorp, Inc Hope Federal Credit Union Cooperative Center Federal Credit Union Tri-State Bank of Memphis D.C. Federal Credit Union North Side Community Federal Credit Union Buffalo Cooperative Federal Credit Union New York, NY Jackson, MS Berkeley, CA Memphis, TN Washington, DC Chicago, IL Buffalo, NY Amount Outstanding (millions) $18.98 $4.52 $2.80 $1.80 $0.50 $0.33 $0.15 1 Institution completed its repurchase either fully or in part through the use of the early repurchase program 2 On October 28, 2011, Treasury completed the exchange of all Carver Bancorp, Inc. (Carver) preferred stock held by Treasury for 2,321,286 shares of Carver common stock, pursuant to the terms of the agreement between Treasury and Carver entered into on June 29, 2011. Accrued and previously unpaid dividends were paid on the date of the exchange. 2 Making Home Affordable (MHA) Program Update1 The Consolidated Appropriations Act, 2016, signed into law on December 18, 2015, provided that the MHA Program would terminate on December 31, 2016, except with respect to certain loan modification applications made before such date. As set forth in program guidelines, MHA servicers were required to design policies and procedures to reasonably ensure that all MHA transactions were completed by December 1, 2017. Treasury has de-obligated $4 billion from MHA, lowering Treasury's obligation from $27.78 to $23.78 billion. As of March 31, 2019, $22.8 billion2 of MHA funds have been committed for existing MHA transactions. Of this amount, $20.1 billion has been disbursed and $2.6 billion is committed for the payment of future financial incentives. In total, more than 2.9 million homeowner assistance actions have taken place under MHA programs. These include permanent first and second lien mortgage modifications, completed short sales and deeds-in-lieu of foreclosure, and unemployment forbearance plans. HAMP Activity through December 20173 All Trials Started Tier 1 Trial Tier 2 Modifications Streamline HAMP Active Trials All Permanent Modifications Started Tier 1 Tier 2 Permanent Modifications Streamline HAMP Active Permanent Modifications Median Monthly Savings 2,539,773 2,240,146 239,009 60,618 N/A 1,738,171 1,473,849 219,786 44,536 811,662 (466) $ Other MHA Program Activity through December 2017 Program-to-Date FHA and RD-HAMP Permanent Modifications Started 2MP Modifications Started HAFA Transactions Completed UP Forbearance Plans Started4 151,514 167,081 476,766 46,485 Reported Since Prior Period N/A N/A N/A N/A 1 For more information about Treasury’s housing programs, please visit: http://www.treasury.gov/initiatives/financial-stability/TARPPrograms/housing/Pages/default.aspx. 2 Effective November 1, 2018 the amount of committed funds will be calculated and updated on a semi-annual basis. 3 Data through December 2017 represents cumulative MHA activity (i.e., from program inception through December 1, 2017, the date by which MHA transactions must be completed). MHA servicers may submit corrections to previously reported data, after which Treasury will update the figures reported herein to reflect any such corrections. 4 The Unemployment Program Survey was collected monthly through December 2016. 3 Hardest Hit Fund (HHF) Program Changes in March None Funds Drawn Down in March State None Amount (millions) Total Drawn to Date $ 9,201 Funds Drawn as of March 31, 2019 State (% Cap Disbursed) $0.00 Alabama (61.5%) Arizona (97.7%) $1,250,000,000.00 $100,000,000 $2,500,000,000.00 Drawndown California (100%) Washington D.C. (80.7%) $2,360,253,221 $23,234,860 Florida (100%) Georgia (92.1%) $1,136,616,680 $341,427,278 Illinois (100%) Indiana (89.2%) Kentucky (89%) $715,615,095 $253,306,647 $184,500,000 Michigan (85.5%) Mississippi (80.1%) $650,846,547 $115,638,832 North Carolina (100%) New Jersey (100%) Nevada (89.5%) $706,938,882 $415,512,054 $175,685,126 Ohio (96.3%) Oregon (89%) Rhode Island (100%) South Carolina (99.9%) Tennessee (93.8%) Remaining $289,197,936 $734,762,067 $280,042,786 $116,019,791 $317,461,821 $283,600,593 4 Lifetime Costs Program Update When Congress created TARP, it authorized up to $700 billion for the programs. That authority was later reduced to $475 billion. To date, a total of $441 billion has been disbursed under TARP. As of March 31, 2019, cumulative collections under TARP, together with Treasury’s additional proceeds from the sale of non-TARP shares of AIG,¹ total $442.6 billion, exceeding disbursements by $1.5 billion.² Treasury estimates that the combined overall cost of TARP will be approximately $32.5 billion. These estimates do not include Treasury’s additional proceeds from its non-TARP AIG shares. For a monthly snapshot of the amount of funds obligated, the amount disbursed, repayments, income received and any losses by program, please visit the Monthly TARP Update at: http://www.treasury.gov/initiatives/financial-stability/reports/Pages/daily-tarp-reports.aspx.³ Programs as of March 31, 2019 (dollar amounts in billions) Obligation/ Commitment Disbursed as of March 31 Outstanding Investment Balance as of March 31 Estimated Lifetime Cost as of November 30 2018 4 Bank Support Programs: Capital Purchase Program (CPP)5 $ 204.89 $ 204.89 $ 0.02 $ (16.32) Targeted Investment Program (TIP) Asset Guarantee Program (AGP)6 Community Development Capital Initiative (CDCI) Sub-total Bank Support Programs $ $ $ $ 40.00 5.00 0.57 250.46 $ $ $ $ 40.00 0.57 245.46 $ $ $ $ 0.03 0.05 $ $ $ $ (4.00) (4.00) 0.06 (24.26) Credit Market Programs: Public-Private Investment Program (PPIP) Term Asset Backed Securities Lending Facility (TALF) Purchase SBA 7(a) Securities (SBA) Sub-total Credit Market Programs $ $ $ $ 18.63 0.10 0.37 19.09 $ $ $ $ 18.63 0.10 0.37 19.09 $ $ $ $ - $ $ $ $ (2.73) (0.61) (0.00) (3.34) Other Programs: American International Group (AIG) Automotive Industry Financing Program (AIFP) $ $ 67.84 79.69 $ $ 67.84 79.69 $ $ $ $ 15.18 12.15 $ 147.53 $ 147.53 $ - $ 27.33 Sub-total for Investment Programs7 $ 417.09 $ 411.72 $ 0.05 $ (0.28) Making Home Affordable Hardest Hit Fund8 FHA-Refinance9 Sub-total for Housing Programs $ $ $ 23.78 9.60 0.05 $ $ $ 20.12 9.20 0.02 n/a n/a n/a $ $ $ 23.15 9.60 0.02 $ 33.42 $ 29.34 n/a $ 32.77 $ 450.51 $ 441.06 0.05 $ 32.49 n/a $ (17.55) 0.05 $ 14.94 Sub-total Other Programs Total for TARP Programs n/a Additional AIG Common Shares Held by Treasury10 Total for TARP Programs and Additional AIG Shares $ 450.51 $ n/a $ 441.06 $ - 1 For more information, see note 10 to the Monthly TARP Update: http://www.treasury.gov/initiatives/financial-stability/reports/Pages/daily-tarp-reports.aspx 2 Treasury is continuing to disburse funds related to its housing programs, and continuing to recoup its outstanding investments. Updates regarding oversight of TARP programs can be found at https://www.treasury.gov/initiatives/financial-stability/about-tarp/Pages/Oversight-and-Accountability.aspx 3 4 5 6 7 Estimated lifetime cost figures for investment programs and FHA-Refinance are as of November 30, 2018. Figures include interest on reestimates. Lifetime cost information for Making Home Affordable and Hardest Hit Fund reflect the cost estimates published in the 2019 President's Budget. The law creating the Small Business Lending Fund (SBLF) provided that banks could refinance securities issued under the CPP and CDCI programs with securities issued under the SBLF. A total of 137 CPP banks refinanced under the SBLF resulting in repayments of $2.21 billion in CPP investments. Estimated lifetime cost for AGP includes $276 million for the termination fee Bank of America paid Treasury-OFS for the value received from the announcement of the negotiations on the guarantee and share losses on a pool of assets. $411.72 is the actual amount disbursed under the various TARP investment programs as opposed to obligations totaling $412.08. This is because 28 CPP banks converted from the CPP program to the CDCI program and those conversions, totaling $363.3 million, are not reflected as new disbursements. 8 In December, 2015, Congress passed the Consolidated Appropriations Act, 2016, which gave the Secretary of the Treasury the authority to commit up to $2 billion in additional TARP funds to current HHF program participants. The additional $2 billion was obligated by Treasury as of June 2016 and is included in the total amount obligated for HHF. 9 In September 2017 the letter of credit was reduced from $100 million to $27 million. The figures in this line also include $18 million obligated for administrative expenses associated with the letter of credit. 10 As discussed in note 10 to the Monthly TARP Update, Treasury’s investment in AIG common shares consisted of shares acquired in exchange for preferred stock purchased with TARP funds (TARP shares) and shares received from the trust created by the FRBNY for the benefit of Treasury as a result of its loan to AIG (non-TARP shares). Treasury managed the TARP shares and non-TARP shares together, and disposed of them pro-rata in proportion to its holdings. Only the TARP shares are included under “Other Programs—AIG” and the lifetime cost estimate shows a loss based on Treasury’s cost basis in the TARP shares alone. However, a gain is shown for the non-TARP shares on the line entitled “Additional AIG Common Shares Held by Treasury” because Treasury’s cost basis in such shares was deemed to be zero. When the TARP shares and non-TARP shares are considered together, Treasury’s cost on a cash basis was $28.73 per share. TARP estimates include financing costs (borrowing) from the time of initial investment through the close of the program. 5 Troubled Asset Relief Program CPP & CDCI Institutions As of March 31, 2019 A. Remaining CPP Portfolio Institutions B. CPP Institutions Entered into Bankruptcy/Receivership - Realized Loss/Write-Off C. Remaining CDCI Portfolio Institutions D. CDCI Institutions Entered into Bankruptcy/Receivership - Realized Loss/Write-Off A. Remaining CPP Portfolio Institutions Public/P Amount Outstanding rivate Private $ 12,063,000.00 Public $ 5,308,193.11 Public $ 3,984,331.76 21,355,524.87 Total $ *Original Investment has been converted at a discount into common stock in the institution. Amount shown is original investment amount Institution Name OneUnited Bank Harbor Bankshares Corporation* Broadway Financial Corporation* Location Boston, MA Baltimore, MD Los Angeles, CA B. CPP Institutions Entered into Bankruptcy/Receivership - Realized Loss/Write-Off Institution Name CIT Group Inc.* UCBH Holdings, Inc. Pacific Coast National Bancorp* Midwest Banc Holdings, Inc.* Sonoma Valley Bancorp Pierce County Bancorp Tifton Banking Company* Legacy Bancorp, Inc. Superior Bancorp Inc. FPB Bancorp Inc. One Georgia Bank* Integra Bank Corporation Citizens Bancorp CB Holding Corp. Tennessee Commerce Bancorp, Inc. Blue River Bancshares, Inc. Fort Lee Federal Savings Bank* Gregg Bancshares, Inc. GulfSouth Private Bank* Investors Financial Corporation of Pettis County, Inc. First Place Financial Corporation* Princeton National Bancorp Premier Bank Holding Company* Gold Canyon Bank* Indiana Bank Corp.* Rogers Bancshares, Inc. Anchor Bancorp Wisconsin, Inc.* TCB Holding Company Syringa Bancorp Idaho Bancorp* Rising Sun Bancorp Western Community Bancshares, Inc. Cecil Bancorp, Inc.* OneFinancial Corporation (One Bank & Trust, N.A.)** Bankruptcy/ Receivership Date 11/1/2009 11/6/2009 11/13/2009 5/14/2010 8/20/2010 11/5/2010 11/12/2010 3/11/2011 4/15/2011 7/15/2011 7/15/2011 7/29/2011 9/23/2011 10/14/2011 1/27/2012 2/10/2012 4/20/2012 7/13/2012 10/19/2012 10/19/2012 10/29/2012 11/2/2012 8/14/2012 4/5/2013 4/9/2013 7/5/2013 8/12/2013 12/13/2013 1/31/2014 4/24/2014 10/17/2014 11/7/2014 6/30/2017 8/15/2018 Total $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Realized Loss/ Write-Off 2,330,000,000.00 298,737,000.00 4,120,000.00 84,784,000.00 8,653,000.00 6,800,000.00 3,800,000.00 5,498,000.00 69,000,000.00 5,800,000.00 5,500,000.00 83,586,000.00 10,400,000.00 4,114,000.00 30,000,000.00 5,000,000.00 1,300,000.00 825,000.00 7,500,000.00 4,000,000.00 72,927,000.00 25,083,000.00 9,500,000.00 1,607,000.00 1,312,000.00 25,000,000.00 104,000,000.00 11,730,000.00 8,000,000.00 6,900,000.00 5,983,000.00 7,290,000.00 11,560,000.00 17,300,000.00 3,277,609,000.00 *Institution has exited the bankruptcy/receivership process **Institution has not entered bankruptcy/receivership but is not collectible 6 C. Remaining CDCI Portfolio Institutions Institution Name Carver Bancorp, Inc* Hope Federal Credit Union Cooperative Center Federal Credit Union Tri-State Bank of Memphis D.C. Federal Credit Union North Side Community Federal Credit Union Buffalo Cooperative Federal Credit Union Location New York, NY Jackson, MS Berkeley, CA Memphis, TN Washington, DC Chicago, IL Buffalo, NY Amount Outstanding $ 18,980,000.00 $ 4,520,000.00 $ 2,799,000.00 $ 1,795,000.00 $ 500,000.00 $ 325,000.00 $ 145,000.00 29,064,000.00 Total $ *Original Investment has been converted into common stock in the institution. Amount shown is original investment amount. D. CDCI Institutions Entered into Bankruptcy/Receivership - Realized Loss/Write-Off Institution Name Premier Bancorp, Inc.* *Institution has exited the bankruptcy/receivership process Bankruptcy/ Receivership Date 1/29/2013 $ Realized Loss/ Write-Off Amount 6,704,100.00 7 United States Department of the Treasury Office of Financial Stability Report of Administrative Obligations and Expenditures For Period Ending March 31, 2019 Budget Object Class (BOC) PERSONNEL SERVICES NON-PERSONNEL SERVICES Budget Object Class Title Obligations 1100, 1200 & 1300 PERSONNEL COMPENSATION & BENEFITS $ PERSONNEL SERVICES Total: $ For Period Ending April 30, 2019 Projected Obligations Expenditures Projected Expenditures 173,365,040 173,365,040 $ $ 173,365,040 173,365,040 $ $ 173,719,000 173,719,000 $ $ 173,719,000 173,719,000 $ 2,943,239 11,960 738,510 1,757 328,778,611 2,410,467 $ 2,949,000 12,000 739,000 2,000 349,159,000 2,411,000 $ 2,944,000 12,000 739,000 2,000 330,138,000 2,411,000 2100 2200 2300 2400 2500 2600 TRAVEL & TRANSPORTATION OF PERSONS TRANSPORTATION OF THINGS RENTS, COMMUNICATIONS, UTILITIES & MISC CHARGES PRINTING & REPRODUCTION OTHER SERVICES SUPPLIES AND MATERIALS $ 2,947,080 11,960 738,510 1,757 347,597,663 2,410,467 3100 3200 4200 4300 EQUIPMENT LAND & STRUCTURES INSURANCE CLAIMS & INDEMNITIES INTEREST & DIVIDENDS NON-PERSONNEL SERVICES Total: $ 323,678 904 354,032,017 GRAND TOTAL: $ 527,397,057 $ 323,678 904 335,209,125 $ 508,574,164 $ 324,000 1,000 355,597,000 $ 324,000 1,000 336,571,000 $ 529,316,000 $ 510,290,000 Note: The amounts presented above are cumulative from the initiation of the TARP. 8 U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Agreements Under TARP [Section 105(a)(3)(A)] For Period March 2019 Date Approved 10/10/2008 10/11/2008 10/16/2008 10/17/2008 10/18/2008 10/29/2008 10/29/2008 10/31/2008 11/09/2008 11/17/2008 11/25/2008 12/03/2008 12/05/2008 12/10/2008 12/10/2008 12/15/2008 12/16/2008 12/22/2008 12/24/2008 01/06/2009 01/07/2009 01/27/2009 01/27/2009 01/30/2009 01/30/2009 02/02/2009 02/03/2009 02/09/2009 02/12/2009 02/20/2009 02/20/2009 02/20/2009 02/20/2009 02/26/2009 02/27/2009 03/06/2009 03/30/2009 03/30/2009 03/30/2009 03/30/2009 03/30/2009 03/31/2009 04/03/2009 04/03/2009 04/17/2009 04/17/2009 04/30/2009 05/05/2009 05/13/2009 05/20/2009 05/22/2009 05/26/2009 05/26/2009 06/09/2009 06/29/2009 07/17/2009 07/30/2009 07/30/2009 07/30/2009 08/10/2009 08/10/2009 08/18/2009 08/25/2009 Type of Transaction Contract Contract Contract Contract Contract Contract Contract Contract Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Contract Contract Contract Interagency Agreement Interagency Agreement Interagency Agreement Contract Interagency Agreement Contract Contract Contract Interagency Agreement Contract Interagency Agreement Interagency Agreement Contract Contract Interagency Agreement Interagency Agreement Contract Contract Interagency Agreement Interagency Agreement Contract Contract Contract Contract Contract Contract Contract Contract Contract Interagency Agreement Contract Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Contract Contract Interagency Agreement Interagency Agreement Contract Contract Contract Contract Interagency Agreement Interagency Agreement Contract Interagency Agreement Vendor Simpson Thacher & Bartlett LLP Ennis Knupp & Associates Inc. PricewaterhouseCoopers LLP Turner Consulting Group, Inc. Ernst & Young LLP Hughes Hubbard & Reed LLP Squire, Sanders & Dempsey LLP Lindholm & Associates, Inc. Internal Revenue Service (IRS) Internal Revenue Service (IRS) Department of the Treasury - Departmental Offices Trade and Tax Bureau - Treasury Washington Post Thacher Proffitt & Wood LLP Sonnenschein Nath & Rosenthal LLP Office of Thrift Supervision Department of Housing and Urban Development Office of Thrift Supervision Cushman And Wakefield Of VA Inc. U.S. Securities and Exchange Commission Colonial Parking Inc. Whitaker Brothers Business Machines Inc Cadwalader Wickersham & Taft LLP Office of the Comptroller of the Currency Sonnenschein Nath & Rosenthal LLP Government Accountability Office Internal Revenue Service (IRS) Pat Taylor and Associates, Inc. Locke Lord Bissell & Liddell LLP Office of Thrift Supervision FINANCIAL CLERK U.S. SENATE Venable LLP Simpson Thacher & Bartlett LLP U.S. Securities and Exchange Commission Pension Benefit Guaranty Corporation The Boston Consulting Group Cadwalader Wickersham & Taft LLP Sonnenschein Nath & Rosenthal LLP Bingham McCutchen LLP Haynes and Boone LLP Mckee Nelson LLP FI Consulting Inc. American Furniture Rentals, Inc. The Boston Consulting Group Bureau of Engraving and Printing (BEP) Herman Miller, Inc. U.S. Department of State Federal Reserve Board Department of Treasury - US Mint U.S. Securities and Exchange Commission Department of Justice - ATF Anderson Mc Coy & Orta Simpson Thacher & Bartlett LLP Financial Management Service Department of the Interior Korn/Ferry International Debevoise & Plimpton, LLP Cadwalader Wickersham & Taft LLP Fox, Swibel, Levin & Carroll, LLP U.S. Department of Justice NASA The Mercer Group, Inc. U.S. Department of Justice Purpose Legal Advisory Investment and Advisory Services Accounting/Internal Controls Archiving Services Accounting/Internal Controls Legal Advisory Legal Advisory Human Resources Services Administrative Support Information Technology Administrative Support Information Technology Administrative Support Legal Advisory Legal Advisory Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Facilities Support Legal Advisory Administrative Support Legal Advisory Compliance Administrative Support Administrative Support Legal Advisory Administrative Support Financial Advisory Legal Advisory Legal Advisory Administrative Support Legal Advisory Financial Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Accounting/Internal Controls Administrative Support Financial Advisory Administrative Support Facilities Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Legal Advisory Legal Advisory Information Technology Administrative Support Administrative Support Legal Advisory Legal Advisory Legal Advisory Administrative Support Detailee(s) Administrative Support Administrative Support Socio-Economic Category Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Woman-Owned Small Business,Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Small Business Other Than Small Business Other Than Small Business Woman-Owned Small Business,Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Small Business Small Business Other Than Small Business Other Than Small Business Woman-Owned Small Business,Small Disadvantaged Business,Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business 9 09/02/2009 09/10/2009 09/11/2009 09/18/2009 09/30/2009 09/30/2009 09/30/2009 09/30/2009 11/09/2009 12/16/2009 12/22/2009 01/14/2010 01/15/2010 02/16/2010 02/16/2010 02/18/2010 03/08/2010 03/12/2010 03/22/2010 03/26/2010 04/02/2010 04/08/2010 04/12/2010 04/22/2010 04/22/2010 04/23/2010 05/04/2010 06/24/2010 06/30/2010 07/21/2010 07/21/2010 07/22/2010 07/22/2010 07/22/2010 07/27/2010 08/06/2010 08/06/2010 08/06/2010 08/06/2010 08/06/2010 08/06/2010 08/06/2010 08/06/2010 08/06/2010 08/06/2010 08/06/2010 08/06/2010 08/06/2010 08/12/2010 08/30/2010 09/01/2010 09/17/2010 09/27/2010 09/30/2010 10/01/2010 10/01/2010 10/08/2010 10/08/2010 10/08/2010 10/08/2010 10/08/2010 10/08/2010 10/08/2010 10/08/2010 10/14/2010 10/26/2010 12/29/2010 01/05/2011 01/24/2011 01/26/2011 02/24/2011 02/28/2011 03/03/2011 03/10/2011 Contract Contract Contract Interagency Agreement Contract Contract Contract Contract Interagency Agreement Interagency Agreement Contract Interagency Agreement Contract Interagency Agreement Contract Interagency Agreement Contract Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Contract Contract Contract Contract Contract Interagency Agreement Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Interagency Agreement Contract Contract Contract Contract Interagency Agreement Interagency Agreement Contract Contract Contract Contract Contract Contract Contract Contract Contract Interagency Agreement Contract Contract Interagency Agreement Contract Contract Interagency Agreement Contract Contract Knowledge Mosaic Inc. Equilar, Inc. PricewaterhouseCoopers LLP Department of the Treasury - ARC Immixtechnology, Inc. Immixtechnology, Inc. Nna Incorporated SNL Financial LC Department of the Treasury - Departmental Offices Internal Revenue Service (IRS) Hughes Hubbard & Reed LLP Government Accountability Office Association of Govt Accountants Internal Revenue Service (IRS) The MITRE Corporation Department of the Treasury - ARC QualX Corporation Department of the Treasury - Departmental Offices Financial Management Service Federal Maritime Commission FINANCIAL CLERK U.S. SENATE Squire, Sanders & Dempsey LLP Hewitt EnnisKnupp, Inc. Digital Management Inc. MicroLink, LLC RDA Corporation Internal Revenue Service (IRS) Reed Elsevier PLC (dba LexisNexis) The George Washington University Regis & Associates, PC Navigant Consulting, Inc. PricewaterhouseCoopers LLP Ernst & Young LLP Schiff Hardin LLP West Publishing Corporation Alston & Bird LLP Sullivan Cove Reign Enterprises Jv Perkins Coie LLP Orrick, Herrington & Sutcliffe LLP Cadwalader Wickersham & Taft LLP Haynes and Boone LLP Love and Long, LLP Venable LLP Fox, Swibel, Levin & Carroll, LLP Seyfarth Shaw LLP Paul, Weiss, Rifkind, Wharton & Garrison LLP Shulman, Rogers, Gandal, Pordy & Ecker, PA Hughes Hubbard & Reed LLP Knowledge Mosaic Inc. Department of Housing and Urban Development CQ-Roll Call Inc. Bingham McCutchen LLP Davis Audrey Robinette CCH Incorporated FINANCIAL CLERK U.S. SENATE Department of the Treasury - Departmental Offices Management Concepts, Inc. Management Concepts, Inc. Management Concepts, Inc. Management Concepts, Inc. Management Concepts, Inc. Management Concepts, Inc. Management Concepts, Inc. Management Concepts, Inc. Hispanic Assoc Of Coll & Univ Government Accountability Office Reed Elsevier PLC (dba LexisNexis) Canon U.S.A. Inc. Department of the Treasury - ARC Association of Govt Accountants ESI International Inc. Department of the Treasury - Departmental Offices Equilar, Inc. The Mercer Group, Inc. Administrative Support Administrative Support Accounting/Internal Controls Administrative Support Information Technology Information Technology Administrative Support Financial Advisory Administrative Support Administrative Support Legal Advisory Compliance Administrative Support Administrative Support Information Technology Administrative Support Administrative Support Administrative Support Information Technology Administrative Support Financial Advisory Legal Advisory Investment and Advisory Services Information Technology Administrative Support Information Technology Administrative Support Administrative Support Administrative Support Compliance Compliance Compliance Compliance Legal Advisory Administrative Support Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Administrative Support Administrative Support Administrative Support Legal Advisory Administrative Support Administrative Support Financial Advisory Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Compliance Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Small Business Small Disadvantaged Business,Small Business Other Than Small Business Other Than Small Business Other Than Small Business Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Service-Disabled Veteran-Owned Small Business,Small Business Other Than Small Business Other Than Small Business Small Business Small Business Other Than Small Business Other Than Small Business Other Than Small Business Small Disadvantaged Business,Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Small Disadvantaged Business,Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Woman-Owned Small Business,Small Disadvantaged Business,Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Small Business Other Than Small Business Other Than Small Business Small Disadvantaged Business,Woman-Owned Small Business,Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Small Disadvantaged Business,Small Business Other Than Small Business 10 03/22/2011 04/20/2011 04/26/2011 04/27/2011 04/27/2011 04/27/2011 04/27/2011 04/27/2011 04/27/2011 04/28/2011 04/28/2011 04/28/2011 05/31/2011 05/31/2011 06/02/2011 06/09/2011 07/28/2011 09/09/2011 09/13/2011 09/15/2011 09/29/2011 09/29/2011 10/04/2011 10/20/2011 11/18/2011 12/20/2011 12/30/2011 12/30/2011 01/04/2012 01/05/2012 02/02/2012 02/14/2012 02/27/2012 03/06/2012 03/14/2012 03/30/2012 03/30/2012 05/02/2012 05/10/2012 06/12/2012 06/15/2012 07/26/2012 08/01/2012 08/03/2012 09/19/2012 09/28/2012 11/19/2012 12/13/2012 12/19/2012 02/13/2013 03/04/2013 03/07/2013 03/26/2013 03/27/2013 05/01/2013 05/10/2013 06/13/2013 08/01/2013 08/20/2013 09/25/2013 09/26/2013 11/22/2013 11/22/2013 11/27/2013 12/12/2013 12/18/2013 03/05/2014 03/12/2014 03/24/2014 04/14/2014 06/13/2014 10/01/2014 10/29/2014 11/06/2014 Contract Interagency Agreement Contract Contract Contract Contract Contract Contract Contract Contract Interagency Agreement Contract Contract Contract Contract Contract Interagency Agreement Interagency Agreement Contract Contract Interagency Agreement Contract Interagency Agreement Contract Contract Contract Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Contract Contract Contract Contract Interagency Agreement Contract Interagency Agreement Contract Contract Interagency Agreement Contract Contract Interagency Agreement Contract Interagency Agreement Contract Interagency Agreement Contract Interagency Agreement Contract Interagency Agreement Interagency Agreement Contract Interagency Agreement Interagency Agreement Contract Contract Contract Contract Interagency Agreement Contract Interagency Agreement Interagency Agreement Interagency Agreement Contract Interagency Agreement Interagency Agreement Interagency Agreement Contract Contract Contract Interagency Agreement Interagency Agreement Interagency Agreement Harrison Scott Publications, Inc. Federal Reserve Bank of New York PricewaterhouseCoopers LLP Oculus Group LLC FI Consulting Inc. ASR Analytics LLC Ernst & Young LLP Lani Eko & Company, CPAs, LLC MorganFranklin Consulting, LLC Booz Allen Hamilton Inc. Office of Personnel Management (OPM) - Western Management Development Center KPMG LLP West Publishing Corporation Reed Elsevier PLC (dba LexisNexis) ESI International Inc. CQ-Roll Call Inc. Internal Revenue Service (IRS) Financial Management Service ADC LTD NM All Business Machines, Inc. Department of the Interior Knowledge Mosaic Inc. Internal Revenue Service (IRS) All Business Machines, Inc. QualX Corporation The Allison Group, LLC Department of the Treasury - ARC Department of the Treasury - Departmental Offices Government Accountability Office Office of Personnel Management (OPM) - Western Management Development Center Moody's Analytics, Inc. Association of Govt Accountants Diversified Search LLC Integrated Federal Solutions, Inc. Department of the Interior E-Launch Multimedia, Inc. Department of the Treasury - Departmental Offices - WCF Cartridge Technologies, Inc. Equilar, Inc. U.S. Department of Justice QualX Corporation Knowledge Mosaic Inc. Internal Revenue Service (IRS) Harrison Scott Publications, Inc. Department of the Treasury - ARC SNL Financial LC Government Accountability Office Association of Govt Accountants Department of the Treasury - Departmental Offices The Mercer Group, Inc. Department of the Treasury - Departmental Offices - WCF Department of Housing and Urban Development Bloomberg Finance L.P. IRS - Treasury Acquisition Institute Internal Revenue Service (IRS) Equilar, Inc. West Publishing Corporation Evolution Management, Inc. Knowledge Mosaic Inc. Department of the Treasury - ARC SNL Financial LC Internal Revenue Service (IRS) Department of the Treasury - Departmental Offices Department of the Treasury - Departmental Offices - WCF Association of Govt Accountants U.S. Department of Justice U.S. Department of Justice Department of the Treasury - Departmental Offices The Mercer Group, Inc. Bloomberg Finance L.P. The Winvale Group, LLC Internal Revenue Service Office of Procurement Department of the Treasury - Departmental Offices Department of the Treasury - Departmental Offices Administrative Support Financial Advisory Financial Advisory Financial Advisory Financial Advisory Financial Advisory Financial Advisory Financial Advisory Financial Advisory Financial Advisory Administrative Support Financial Advisory Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Intern Compliance Administrative Support Administrative Support Administrative Support Detailee Administrative Support Administrative Support Professional/Management Training Administrative Support Administrative Support Compliance Administrative Support Administrative Support Administrative Support Financial Advisory Administrative Support Administrative Support Administrative Support Administrative Support Facilities Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Information Technology Compliance Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Subscription Administrative Support Administrative Support Administrative Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Information Technology Compliance Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Small Business Other Than Small Business Small Disadvantaged Business,Woman-Owned Small Business,Small Business Small Business Small Business Other Than Small Business Small Disadvantaged Business,Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Small Disadvantaged Business,HUBZone Small Business,Small Business Service-Disabled Veteran-Owned Small Business,HUBZone Small Business,Small Business Small Business Service-Disabled Veteran-Owned Small Business,HUBZone Small Business,Small Business Service-Disabled Veteran-Owned Small Business,Small Business Woman-Owned Small Business,Small Business Other Than Small Business Other Than Small Business Woman-Owned Small Business,Small Business Small Disadvantaged Business,Small Business Small Disadvantaged Business,Service-Disabled Veteran-Owned Small Business,Small Business Small Business,Small Disadvantaged Business,Woman-Owned Small Business Small Disadvantaged Business,Small Business Service-Disabled Veteran-Owned Small Business,Small Business Small Business Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Small Disadvantaged Business,Small Business Other Than Small Business Small Disadvantaged Business,Woman-Owned Small Business,Small Business Small Business Other Than Small Business Other Than Small Business Other Than Small Business Other Than Small Business Small Business 11 11/07/2014 11/17/2014 11/25/2014 01/26/2015 04/02/2015 09/17/2015 10/01/2015 10/01/2015 11/02/2015 11/23/2015 01/12/2016 01/14/2016 01/20/2016 03/18/2016 03/24/2016 04/22/2016 05/09/2016 05/20/2016 09/30/2016 10/04/2016 10/05/2016 10/06/2016 11/07/2016 11/07/2016 01/19/2017 01/19/2017 02/01/2017 02/08/2017 02/09/2017 02/16/2017 03/09/2017 04/25/2017 08/15/2017 08/29/2017 12/05/2017 12/05/2017 12/05/2017 12/07/2017 12/12/2017 01/04/2018 05/17/2018 05/17/2018 05/22/2018 07/13/2018 10/05/2018 10/05/2018 10/05/2018 10/05/2018 10/18/2018 11/07/2018 12/04/2018 Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Contract Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Contract Contract Interagency Agreement Contract Contract Contract Interagency Agreement Contract Contract Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Contract Contract Contract Interagency Agreement Contract Contract Contract Contract Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Contract Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Contract Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Department of the Treasury - ARC Department of the Treasury - Departmental Offices Government Accountability Office Department of the Interior Integrated Federal Solutions, Inc. Department of the Treasury - ARC Government Accountability Office Government Accountability Office Department of the Treasury - Departmental Offices Department of the Treasury - Departmental Offices Hughes Hubbard & Reed LLP Cadwalader Wickersham & Taft LLP Department of the Interior Hewlett-Packard (HP) Advanced Computer Concepts, Inc. RDA Corporation Department of the Interior Paul, Weiss, Rifkind, Wharton & Garrison LLP SNL Financial LC Government Accountability Office Department of the Treasury - Departmental Offices Government Accountability Office Department of the Treasury - ARC Department of the Treasury - ARC Navigant Consulting, Inc. Ernst & Young LLP Haynes and Boone LLP U.S. Department of Justice Booz Allen Hamilton Inc. Heritage Reporting Corp ASR Analytics LLC JTF Business Systems Corporation Department of the Interior Department of the Interior Department of the Treasury - ARC Government Accountability Office Government Accountability Office Department of the Treasury - Departmental Offices The Winvale Group, LLC Department of the Treasury - Departmental Offices U.S. Department of Justice Department of the Interior Department of the Interior Integrated Federal Solutions, Inc. Government Accountability Office Department of the Treasury - Departmental Offices Government Accountability Office Department of the Treasury - ARC Department of Justice - ATF Department of the Treasury - Departmental Offices Department of the Treasury - Departmental Offices Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Legal Advisory Legal Advisory Information Technology Information Technology Information Technology Information Technology Administrative Support Legal Advisory Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Compliance Compliance Legal Advisory Legal Advisory Accounting/Internal Controls Administrative Support Accounting/Internal Controls Facilities Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Compliance Administrative Support Legal Advisory Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Legal Advisory Administrative Support Administrative Support Other Than Small Business Small Business,Small Disadvantaged Business Other Than Small Business Other than Small Business Other than Small Business Other than Small Business Small Business,Small Disadvantaged Business,Woman-Owned Small Business Other than Small Business Other than Small Business Other than Small Business Other Than Small Business Other Than Small Business Other than Small Business Other than Small Business Other than Small Business Other than Small Business Small Business,Woman-Owned Small Business Small Business Small Business Other Than Small Business Small Business Small Business,Small Disadvantaged Business Other Than Small Business -Contract responsibilities for Thatcher Proffitt & Wood assumed by Sonnenschein Nath & Rosenthal via novation. -Contract responsibilities for McKee Nelson LLP assumed by Bingham McCutchen, LLP via novation. -Management Concepts contracts for various training are now being reported separately rather than combined single line item. -Financial Agent responsibilities assumed by Raymond James and Associates, Inc. via novation. 12 U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Insurance Contracts [Section 105(a)(3)(B)] For Period Ending March 31, 2019 Name Amount Termination of the $5,000,000,000 Master Agreement between Citigroup and the UST, and FDIC occurred on December 23, 2009 due to the improvement of Citigroup's financial condition and financial market stability. 13 *Investment Status Definition Key U.S. Treasury Department Office of Financial Stability Full investment outstanding: Treasury's full investment is still outstanding Redeemed – institution has repaid Treasury’s investment Sold – by auction, an offering, or through a restructuring Exited bankruptcy/receivership - Treasury has no outstanding investment Currently not collectible - investment is currently not collectible; therefore there is no outstanding investment and a corresponding (Realized Loss) / (Write-off) In full – all of Treasury’s investment amount In part – part of the investment is no longer held by Treasury, but some remains Troubled Asset Relief Program Transactions Report - Investment Programs For Period Ending March 31, 2019 CAPITAL PURCHASE PROGRAM Warrants outstanding – Treasury’s warrant to purchase additional stock is still outstanding, including any exercised warrants Warrants not outstanding – Treasury has disposed of its warrant to purchase additional stock through various means as described in the Warrant Report (such as sale back to company and auctions) or Treasury did not receive a warrant to purchase additional stock USt Number UST0369 UST0369 UST0369 UST0455 UST0455 UST0455 UST0002 UST0002 UST0292 UST0292 UST0292 UST0669 UST0669 UST0379 UST0379 UST0379 UST0379 UST0379 UST0402 UST0402 UST0378 UST0378 UST0378 UST0378 UST0644 UST0644 UST0644 UST0644 UST0644 UST0644 UST1268 UST1268 UST1268 UST1268 UST0311 UST0311 UST0311 UST1253 UST1253 UST1253 UST1253 UST1153 UST1153 UST0885 UST0885 UST0885 UST0885 UST0885 UST0515 UST0515 UST0766 UST0766 UST0232 UST0232 UST0232 UST0870 UST0870 UST0074 UST0074 UST0058 UST0058 UST0058 UST0207 UST0207 UST0207 UST1320 UST1320 UST1320 UST1320 UST1320 UST0193 UST0193 UST0482 UST0482 UST0482 UST0482 UST0076 UST0076 UST0076 UST0076 UST1171 UST1171 UST1171 UST1171 UST0814 UST0814 UST0331 UST0331 UST0331 UST0409 UST0409 UST1155 UST1155 UST0255 UST0255 UST0255 UST0767 UST0767 UST0768 UST0768 UST0768 UST0768 UST0131 UST0131 UST1151 UST1151 UST1151 UST1151 UST1151 UST0021 UST0021 UST0021 Footnote 11 8,14,18,44 102 11 8,11,14 8,14,44 8,14 104 11 14,15 8,137 8,14 8,14,45 8,14,44 11 8,11,14 8,11,14 45 14,15 94 11,90 11 8,17 8,14,44 11 8,44 8,17,44 11 8,11,14 8,14 83 8,14 6,7,11 Institution Name 1ST CONSTITUTION BANCORP 1ST CONSTITUTION BANCORP 1ST CONSTITUTION BANCORP 1ST ENTERPRISE BANK 1ST ENTERPRISE BANK 1ST ENTERPRISE BANK 1ST FINANCIAL SERVICES CORPORATION 1ST FINANCIAL SERVICES CORPORATION 1ST SOURCE CORPORATION 1ST SOURCE CORPORATION 1ST SOURCE CORPORATION 1ST UNITED BANCORP, INC. 1ST UNITED BANCORP, INC. AB&T FINANCIAL CORPORATION AB&T FINANCIAL CORPORATION AB&T FINANCIAL CORPORATION AB&T FINANCIAL CORPORATION AB&T FINANCIAL CORPORATION ADBANC, INC. ADBANC, INC. ALARION FINANCIAL SERVICES, INC. ALARION FINANCIAL SERVICES, INC. ALARION FINANCIAL SERVICES, INC. ALARION FINANCIAL SERVICES, INC. ALASKA PACIFIC BANCSHARES, INC. ALASKA PACIFIC BANCSHARES, INC. ALASKA PACIFIC BANCSHARES, INC. ALASKA PACIFIC BANCSHARES, INC. ALASKA PACIFIC BANCSHARES, INC. ALASKA PACIFIC BANCSHARES, INC. ALLIANCE BANCSHARES, INC. ALLIANCE BANCSHARES, INC. ALLIANCE BANCSHARES, INC. ALLIANCE BANCSHARES, INC. ALLIANCE FINANCIAL CORPORATION ALLIANCE FINANCIAL CORPORATION ALLIANCE FINANCIAL CORPORATION ALLIANCE FINANCIAL SERVICES, INC. ALLIANCE FINANCIAL SERVICES, INC. ALLIANCE FINANCIAL SERVICES, INC. ALLIANCE FINANCIAL SERVICES, INC. ALLIED FIRST BANCORP, INC. ALLIED FIRST BANCORP, INC. ALPINE BANKS OF COLORADO ALPINE BANKS OF COLORADO ALPINE BANKS OF COLORADO ALPINE BANKS OF COLORADO ALPINE BANKS OF COLORADO AMB FINANCIAL CORPORATION AMB FINANCIAL CORPORATION AMERIBANK HOLDING COMPANY, INC. / AMERICAN BANK OF OKLAHOMA AMERIBANK HOLDING COMPANY, INC. / AMERICAN BANK OF OKLAHOMA AMERICAN EXPRESS COMPANY AMERICAN EXPRESS COMPANY AMERICAN EXPRESS COMPANY AMERICAN PREMIER BANCORP AMERICAN PREMIER BANCORP AMERICAN STATE BANCSHARES, INC. AMERICAN STATE BANCSHARES, INC. AMERIS BANCORP AMERIS BANCORP AMERIS BANCORP AMERISERV FINANCIAL, INC. AMERISERV FINANCIAL, INC. AMERISERV FINANCIAL, INC. AMFIRST FINANCIAL SERVICES, INC AMFIRST FINANCIAL SERVICES, INC AMFIRST FINANCIAL SERVICES, INC AMFIRST FINANCIAL SERVICES, INC AMFIRST FINANCIAL SERVICES, INC ANCHOR BANCORP WISCONSIN, INC. ANCHOR BANCORP WISCONSIN, INC. ANNAPOLIS BANCORP, INC. / F.N.B. CORPORATION ANNAPOLIS BANCORP, INC. / F.N.B. CORPORATION ANNAPOLIS BANCORP, INC. / F.N.B. CORPORATION ANNAPOLIS BANCORP, INC. / F.N.B. CORPORATION ASSOCIATED BANC-CORP ASSOCIATED BANC-CORP ASSOCIATED BANC-CORP ASSOCIATED BANC-CORP ATLANTIC BANCSHARES, INC. ATLANTIC BANCSHARES, INC. ATLANTIC BANCSHARES, INC. ATLANTIC BANCSHARES, INC. AVENUE FINANCIAL HOLDINGS AVENUE FINANCIAL HOLDINGS AVIDBANK HOLDING, INC. / PENINSULA BANK HOLDING CO. AVIDBANK HOLDING, INC. / PENINSULA BANK HOLDING CO. AVIDBANK HOLDING, INC. / PENINSULA BANK HOLDING CO. BANCINDEPENDENT, INCORPORATED BANCINDEPENDENT, INCORPORATED BANCORP FINANCIAL, INC. BANCORP FINANCIAL, INC. BANCORP RHODE ISLAND, INC. BANCORP RHODE ISLAND, INC. BANCORP RHODE ISLAND, INC. BANCPLUS CORPORATION BANCPLUS CORPORATION BANCSTAR, INC. BANCSTAR, INC. BANCSTAR, INC. BANCSTAR, INC. BANCTRUST FINANCIAL GROUP, INC. BANCTRUST FINANCIAL GROUP, INC. BANK FINANCIAL SERVICES, INC. BANK FINANCIAL SERVICES, INC. BANK FINANCIAL SERVICES, INC. BANK FINANCIAL SERVICES, INC. BANK FINANCIAL SERVICES, INC. BANK OF AMERICA BANK OF AMERICA BANK OF AMERICA City CRANBURY CRANBURY CRANBURY LOS ANGELES LOS ANGELES LOS ANGELES HENDERSONVILLE HENDERSONVILLE SOUTH BEND SOUTH BEND SOUTH BEND BOCA RATON BOCA RATON GASTONIA GASTONIA GASTONIA GASTONIA GASTONIA OGALLALA OGALLALA OCALA OCALA OCALA OCALA JUNEAU JUNEAU JUNEAU JUNEAU JUNEAU JUNEAU DALTON DALTON DALTON DALTON SYRACUSE SYRACUSE SYRACUSE SAINT PAUL SAINT PAUL SAINT PAUL SAINT PAUL OSWEGO OSWEGO GLENWOOD SPRINGS GLENWOOD SPRINGS GLENWOOD SPRINGS GLENWOOD SPRINGS GLENWOOD SPRINGS MUNSTER MUNSTER COLLINSVILLE COLLINSVILLE NEW YORK NEW YORK NEW YORK ARCADIA ARCADIA GREAT BEND GREAT BEND MOULTRIE MOULTRIE MOULTRIE JOHNSTOWN JOHNSTOWN JOHNSTOWN MCCOOK MCCOOK MCCOOK MCCOOK MCCOOK MADISON MADISON ANNAPOLIS ANNAPOLIS ANNAPOLIS ANNAPOLIS GREEN BAY GREEN BAY GREEN BAY GREEN BAY BLUFFTON BLUFFTON BLUFFTON BLUFFTON NASHVILLE NASHVILLE PALO ALTO PALO ALTO PALO ALTO SHEFFIELD SHEFFIELD OAK BROOK OAK BROOK PROVIDENCE PROVIDENCE PROVIDENCE RIDGELAND RIDGELAND FESTUS FESTUS FESTUS FESTUS MOBILE MOBILE EDEN PRAIRIE EDEN PRAIRIE EDEN PRAIRIE EDEN PRAIRIE EDEN PRAIRIE CHARLOTTE CHARLOTTE CHARLOTTE State NJ NJ NJ CA CA CA NC NC IN IN IN FL FL NC NC NC NC NC NE NE FL FL FL FL AK AK AK AK AK AK GA GA GA GA NY NY NY MN MN MN MN IL IL CO CO CO CO CO IN IN OK OK NY NY NY CA CA KS KS GA GA GA PA PA PA NE NE NE NE NE WI WI MD MD MD MD WI WI WI WI SC SC SC SC TN TN CA CA CA AL AL IL IL RI RI RI MS MS MO MO MO MO AL AL MN MN MN MN MN NC NC NC Date 12/23/2008 10/27/2010 11/22/2011 2/13/2009 12/11/2009 9/1/2011 11/14/2008 12/31/2013 1/23/2009 12/29/2010 3/9/2011 3/13/2009 11/18/2009 1/23/2009 11/19/2013 1/6/2014 2/10/2014 3/19/2014 1/30/2009 7/21/2011 1/23/2009 7/19/2013 7/22/2013 9/12/2013 2/6/2009 11/28/2012 11/29/2012 1/11/2013 3/26/2013 4/1/2014 6/26/2009 3/27/2013 3/28/2013 4/9/2013 12/19/2008 5/13/2009 6/17/2009 6/26/2009 2/6/2013 2/7/2013 3/26/2013 4/24/2009 12/28/2016 3/27/2009 9/18/2012 9/19/2012 9/20/2012 11/16/2012 1/30/2009 9/22/2011 3/6/2009 9/15/2011 1/9/2009 6/17/2009 7/29/2009 5/29/2009 1/26/2011 1/9/2009 11/2/2011 11/21/2008 6/19/2012 8/22/2012 12/19/2008 8/11/2011 11/2/2011 8/21/2009 3/26/2013 3/27/2013 3/28/2013 4/9/2013 1/30/2009 9/27/2013 1/30/2009 4/18/2012 3/6/2013 5/28/2015 11/21/2008 4/6/2011 9/14/2011 12/6/2011 12/29/2009 2/7/2014 2/10/2014 3/19/2014 2/27/2009 9/15/2011 1/30/2009 7/31/2013 8/28/2013 3/13/2009 7/14/2011 7/10/2009 8/18/2011 12/19/2008 8/5/2009 9/30/2009 2/20/2009 9/29/2010 4/3/2009 4/26/2013 4/29/2013 5/31/2013 12/19/2008 2/15/2013 8/14/2009 12/19/2012 12/20/2012 1/11/2013 3/26/2013 10/28/2008 1/9/2009 12/9/2009 Original Investment Type1 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Original Investment Amount $12,000,000.00 Outstanding Investment $0.00 Total Cash Back2 Investment Status* $13,433,242.67 Redeemed, in full; warrants not outstanding $4,400,000.00 $6,000,000.00 $0.00 $11,748,156.44 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $16,369,000.00 $0.00 Preferred Stock w/ Warrants $111,000,000.00 $0.00 $125,480,000.00 Redeemed, in full; warrants not outstanding $10,000,000.00 $0.00 $10,870,902.67 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $3,500,000.00 $0.00 Amount Capital Repayment / Disposition / Auction3,5 4 Shares (Fee) Avg. Price (Realized Loss) / (Write-off) $12,000,000.00 12,000 $1,000.00 $10,400,000.00 10,400 $1,000.00 $8,000,000.00 16,369 $488.73 $111,000,000.00 111,000 $1,000.00 $10,000,000.00 10,000 $1,000.00 2,964 $275.00 ($2,148,900.00) ($385,378.64) Gain5 Warrant Proceeds Wt Amount Wt Shares $326,576.00 231,782 $220,000.00 220 $3,750,000.00 837,947 $500,000.00 500 $9,229,948.97 Sold, in full; warrants not outstanding ($8,369,000.00) $1,274,909.59 Sold, in full; warrants not outstanding $815,100.00 ($50,000.00) $150,621.36 536 $281.01 $12,720,000.00 12,720 $1,000.00 $877,729.70 $5,524,880.90 893 5,621 $982.90 $982.90 ($15,270.30) ($96,119.10) 234 4,547 $892.61 $892.61 ($25,129.26) ($488,302.33) 2,986 $956.61 ($129,562.54) $26,918,000.00 26,918 $1,000.00 $3,375,945.00 $5,626,575.00 4,500,000 7,500,000 $0.75 $0.75 ($1,124,055.00) ($1,873,425.00) 3,652 $285.87 ($2,608,000.00) 344 8,056 61,600 $814.29 $814.29 $814.29 ($63,884.24) ($1,496,079.76) ($11,439,736.00) $3,674,000.00 3,674 $1,000.00 $2,492,000.00 2,492 $1,000.00 $125,000.00 125 $3,388,890,000.00 3,388,890 $1,000.00 $340,000,000.00 24,264,129 ($1,506.21) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $12,720,000.00 $6,514,000.00 $0.00 $0.00 $15,071,769.00 Redeemed, in full; warrants not outstanding $636,000.00 636 $337,363.35 326 $2,370,908.26 175,772 $94,153.69 $44,746.31 101 48 $900,000.00 173,069 $504,900.00 600,000 $3,291,750.00 3,500 $184,000.00 184 $7,674,004.73 Sold, in full; warrants not outstanding ($64,026.11) Preferred Stock w/ Warrants $4,781,000.00 $0.00 $7,501,881.70 Sold, in full; warrants not outstanding $208,870.74 $4,058,697.67 ($42,675.67) ($7,324.33) Preferred Stock w/ Exercised Warrants $2,986,000.00 $0.00 $3,581,397.27 Sold, in full; warrants not outstanding $2,856,437.46 ($25,000.00) Preferred Stock w/ Warrants $26,918,000.00 $0.00 Subordinated Debentures w/ Exercised Warrants $12,000,000.00 $0.00 $28,356,360.00 Redeemed, in full; warrants not outstanding $9,806,136.60 Sold, in full; warrants not outstanding ($90,025.20) Preferred Stock w/ Exercised Warrants $3,652,000.00 $0.00 $1,453,753.00 Sold, in full; warrants not outstanding $1,044,000.00 Preferred Stock w/ Exercised Warrants $70,000,000.00 $0.00 $73,129,160.69 Sold, in full; warrants not outstanding $280,115.76 $6,559,920.24 $50,160,264.00 ($570,003.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $3,674,000.00 $0.00 $4,387,576.45 Redeemed, in full; warrants not outstanding $2,492,000.00 $0.00 $2,960,021.33 Redeemed, in full; warrants not outstanding $3,388,890,000.00 $0.00 $3,803,257,308.33 Redeemed, in full; warrants not outstanding $1,800,000.00 $0.00 $2,052,682.49 Redeemed, in full; warrants not outstanding $6,000,000.00 $0.00 Preferred Stock w/ Warrants $52,000,000.00 $0.00 $59,637,438.67 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $21,000,000.00 $0.00 $24,601,666.66 Redeemed, in full; warrants not outstanding $1,800,000.00 1,800 $1,000.00 $90,000.00 90 $6,000,000.00 6,000 $1,000.00 $300,000.00 300 $7,220,141.67 Redeemed, in full; warrants not outstanding $48,391,200.00 ($725,868.00) $21,000,000.00 Subordinated Debentures w/ Exercised Warrants $5,000,000.00 $0.00 52,000 $930.60 21,000 $1,000.00 ($3,608,800.00) $2,670,000.00 698,554 $825,000.00 1,312,500 $259,875.00 250,000 $6,523,255.00 Sold, in full; warrants not outstanding $359,040.00 $2,112,000.00 $2,328,960.00 374,000 2,200,000 2,426,000 $0.96 $0.96 $0.96 ($14,960.00) ($88,000.00) ($97,040.00) $6,000,000.00 60,000,000 $0.10 ($104,000,000.00) $4,076,000.00 $4,076,000.00 4,076 4,076 $1,000.00 $1,000.00 $262,500,000.00 $262,500,000.00 262,500 262,500 $1,000.00 $1,000.00 ($48,000.00) Preferred Stock w/ Warrants $110,000,000.00 $0.00 $6,000,000.00 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $8,152,000.00 $0.00 $13,378,714.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $525,000,000.00 $0.00 $596,539,172.32 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $2,000,000.00 $0.00 $2,503,554.78 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $7,400,000.00 $0.00 $8,798,415.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $6,000,000.00 $0.00 $7,563,057.15 Redeemed, in full; warrants not outstanding $1,950,000.00 $50,000.00 1,950 50 $1,150.00 $1,150.00 $7,400,000.00 7,400 $1,000.00 $6,000,000.00 6,000 $1,000.00 $292,500.00 $7,500.00 $3,735,577.67 367,916 $3,435,005.65 3,983,308 $95,031.02 $10,798.98 88 10 ($25,000.00) Preferred Stock w/ Exercised Warrants $21,100,000.00 $0.00 $24,841,411.03 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $13,669,000.00 $0.00 $15,595,736.93 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $30,000,000.00 $0.00 $32,341,666.66 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $48,000,000.00 $0.00 $54,607,399.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $8,600,000.00 $0.00 $10,701,460.58 Sold, in full; warrants not outstanding $370,000.00 370 $190,781.12 81,670 1,055 $21,100,000.00 21,100 $1,000.00 $1,055,000.00 $13,669,000.00 13,669 $1,000.00 $410,000.00 410 $30,000,000.00 30,000 $1,000.00 $1,400,000.00 192,967 $2,400,000.00 2,400 $48,000,000.00 48,000 $1,000.00 $98,267.00 $8,352,695.00 100 8,500 $982.67 $982.67 50,000 $1,000.00 486 518 $929.22 $929.22 1,000,000 $25,000.00 ($1,733.00) ($147,305.00) $426,338.55 430 $15,000.00 730,994 $23,500.00 50 ($84,509.62) Preferred Stock w/ Warrants $50,000,000.00 $0.00 $1,004,000.00 $0.00 $60,451,155.74 Redeemed, in full; warrants not outstanding $50,000,000.00 Preferred Stock w/ Exercised Warrants $1,114,680.76 Sold, in full; warrants not outstanding $451,600.92 $481,335.96 ($34,399.08) ($36,664.04) ($9,329.37) ($15,670.63) Preferred Stock w/ Warrants $15,000,000,000.00 $10,000,000,000.00 $0.00 $26,599,663,040.28 Redeemed, in full; warrants not outstanding $25,000,000,000.00 14 UST0379 UST0021 UST0458 UST0458 UST0458 UST0001 UST0001 UST0001 UST0876 UST0876 UST0876 UST0127 UST0127 UST0127 UST0015 UST0015 UST0015 UST1008 UST1008 UST0130 UST0130 UST0130 UST0503 UST0503 UST0461 UST0461 UST0494 UST0494 UST0494 UST0494 UST0063 UST0063 UST0063 UST0572 UST0572 UST0256 UST0256 UST0256 UST0012 UST0012 UST0012 UST1084 UST1084 UST0294 UST0294 UST0294 UST0416 UST0416 UST0416 UST0416 UST0416 UST0416 UST1154 UST1154 UST0200 UST0200 UST0200 UST0662 UST0662 UST0450 UST0450 UST0450 UST1141 UST1141 UST1141 UST1141 UST0789 UST0789 UST0789 UST0789 UST1014 UST1014 UST1014 UST0612 UST0612 UST0612 UST0612 UST0850 UST0850 UST0118 UST0118 UST0118 UST0118 UST0118 UST0926 UST0926 UST0128 UST0128 UST0128 UST0460 UST0460 UST0483 UST0483 UST0483 UST0483 UST0693 UST0693 UST0857 UST0857 UST0857 UST0857 UST0072 UST0072 UST0072 UST0072 UST0115 UST0115 UST0115 UST0115 UST0253 UST0253 UST0253 UST0007 UST0007 UST0007 UST0007 UST0007 UST0978 UST0978 UST0978 UST0978 UST0776 UST0776 UST1077 UST1077 UST1077 UST1077 UST0845 UST0845 UST0324 UST0324 8,14 44 8 11 11 105 11 8,106 8,14,44 8,14 8,14,44 12,16 11 8,112 11 8,11,14 8,11,14 11 8,14,44 8,14,18 15,17 8 8,14 8,14 8,64,97 8 8,14,44 8 8,14,44 14,15 11 11 8 9,10,18,65,96,99,136,142,145 14,15 8,14,44 8,11,14 8,11,14 11 AB&T FINANCIAL CORPORATION BANK OF AMERICA BANK OF COMMERCE BANK OF COMMERCE BANK OF COMMERCE BANK OF COMMERCE HOLDINGS BANK OF COMMERCE HOLDINGS BANK OF COMMERCE HOLDINGS BANK OF GEORGE BANK OF GEORGE BANK OF GEORGE BANK OF MARIN BANCORP BANK OF MARIN BANCORP BANK OF MARIN BANCORP BANK OF NEW YORK MELLON BANK OF NEW YORK MELLON BANK OF NEW YORK MELLON BANK OF THE CAROLINAS CORPORATION BANK OF THE CAROLINAS CORPORATION BANK OF THE OZARKS, INC. BANK OF THE OZARKS, INC. BANK OF THE OZARKS, INC. BANKERS' BANK OF THE WEST BANCORP, INC. BANKERS' BANK OF THE WEST BANCORP, INC. BANKFIRST CAPITAL CORPORATION BANKFIRST CAPITAL CORPORATION BANKGREENVILLE FINANCIAL CORPORATION BANKGREENVILLE FINANCIAL CORPORATION BANKGREENVILLE FINANCIAL CORPORATION BANKGREENVILLE FINANCIAL CORPORATION BANNER CORPORATION/BANNER BANK BANNER CORPORATION/BANNER BANK BANNER CORPORATION/BANNER BANK BANNER COUNTY BAN CORPORATION BANNER COUNTY BAN CORPORATION BAR HARBOR BANKSHARES BAR HARBOR BANKSHARES BAR HARBOR BANKSHARES BB&T CORP. BB&T CORP. BB&T CORP. BCB HOLDING COMPANY, INC. BCB HOLDING COMPANY, INC. BCSB BANCORP, INC. BCSB BANCORP, INC. BCSB BANCORP, INC. BEACH BUSINESS BANK BEACH BUSINESS BANK BEACH BUSINESS BANK BEACH BUSINESS BANK BEACH BUSINESS BANK BEACH BUSINESS BANK BERKSHIRE BANCORP, INC. / CUSTOMERS BANCORP, INC. BERKSHIRE BANCORP, INC. / CUSTOMERS BANCORP, INC. BERKSHIRE HILLS BANCORP, INC. BERKSHIRE HILLS BANCORP, INC. BERKSHIRE HILLS BANCORP, INC. BERN BANCSHARES, INC. BERN BANCSHARES, INC. BIRMINGHAM BLOOMFIELD BANCSHARES, INC. BIRMINGHAM BLOOMFIELD BANCSHARES, INC. BIRMINGHAM BLOOMFIELD BANCSHARES, INC. BISCAYNE BANCSHARES, INC. BISCAYNE BANCSHARES, INC. BISCAYNE BANCSHARES, INC. BISCAYNE BANCSHARES, INC. BLACKHAWK BANCORP, INC. BLACKHAWK BANCORP, INC. BLACKHAWK BANCORP, INC. BLACKHAWK BANCORP, INC. BLACKRIDGE FINANCIAL, INC. BLACKRIDGE FINANCIAL, INC. BLACKRIDGE FINANCIAL, INC. BLUE RIDGE BANCSHARES, INC. BLUE RIDGE BANCSHARES, INC. BLUE RIDGE BANCSHARES, INC. BLUE RIDGE BANCSHARES, INC. BLUE RIVER BANCSHARES, INC. BLUE RIVER BANCSHARES, INC. BLUE VALLEY BAN CORP BLUE VALLEY BAN CORP BLUE VALLEY BAN CORP BLUE VALLEY BAN CORP BLUE VALLEY BAN CORP BNB FINANCIAL SERVICES CORPORATION BNB FINANCIAL SERVICES CORPORATION BNC BANCORP BNC BANCORP BNC BANCORP BNC FINANCIAL GROUP, INC. BNC FINANCIAL GROUP, INC. BNCCORP, INC. BNCCORP, INC. BNCCORP, INC. BNCCORP, INC. BOH HOLDINGS, INC. BOH HOLDINGS, INC. BOSCOBEL BANCORP, INC. BOSCOBEL BANCORP, INC. BOSCOBEL BANCORP, INC. BOSCOBEL BANCORP, INC. BOSTON PRIVATE FINANCIAL HOLDINGS INC. BOSTON PRIVATE FINANCIAL HOLDINGS INC. BOSTON PRIVATE FINANCIAL HOLDINGS INC. BOSTON PRIVATE FINANCIAL HOLDINGS INC. BRIDGE CAPITAL HOLDINGS BRIDGE CAPITAL HOLDINGS BRIDGE CAPITAL HOLDINGS BRIDGE CAPITAL HOLDINGS BRIDGEVIEW BANCORP, INC. BRIDGEVIEW BANCORP, INC. BRIDGEVIEW BANCORP, INC. BROADWAY FINANCIAL CORPORATION BROADWAY FINANCIAL CORPORATION BROADWAY FINANCIAL CORPORATION BROADWAY FINANCIAL CORPORATION BROADWAY FINANCIAL CORPORATION BROGAN BANKSHARES, INC. BROGAN BANKSHARES, INC. BROGAN BANKSHARES, INC. BROGAN BANKSHARES, INC. BROTHERHOOD BANCSHARES, INC. BROTHERHOOD BANCSHARES, INC. BUSINESS BANCSHARES, INC. BUSINESS BANCSHARES, INC. BUSINESS BANCSHARES, INC. BUSINESS BANCSHARES, INC. BUTLER POINT, INC. BUTLER POINT, INC. C&F FINANCIAL CORPORATION C&F FINANCIAL CORPORATION GASTONIA CHARLOTTE CHARLOTTE CHARLOTTE CHARLOTTE REDDING REDDING REDDING LAS VEGAS LAS VEGAS LAS VEGAS NOVATO NOVATO NOVATO NEW YORK NEW YORK NEW YORK MOCKSVILLE MOCKSVILLE LITTLE ROCK LITTLE ROCK LITTLE ROCK DENVER DENVER MACON MACON GREENVILLE GREENVILLE GREENVILLE GREENVILLE WALLA WALLA WALLA WALLA WALLA WALLA HARRISBURG HARRISBURG BAR HARBOR BAR HARBOR BAR HARBOR WINSTON-SALEM WINSTON-SALEM WINSTON-SALEM THEODORE THEODORE BALTIMORE BALTIMORE BALTIMORE MANHATTAN BEACH MANHATTAN BEACH MANHATTAN BEACH MANHATTAN BEACH MANHATTAN BEACH MANHATTAN BEACH PHOENIXVILLE PHOENIXVILLE PITTSFIELD PITTSFIELD PITTSFIELD BERN BERN BIRMINGHAM BIRMINGHAM BIRMINGHAM COCONUT GROVE COCONUT GROVE COCONUT GROVE COCONUT GROVE BELOIT BELOIT BELOIT BELOIT FARGO FARGO FARGO INDEPENDENCE INDEPENDENCE INDEPENDENCE INDEPENDENCE SHELBYVILLE SHELBYVILLE OVERLAND PARK OVERLAND PARK OVERLAND PARK OVERLAND PARK OVERLAND PARK NEW YORK NEW YORK THOMASVILLE THOMASVILLE THOMASVILLE NEW CANAAN NEW CANAAN BISMARCK BISMARCK BISMARCK BISMARCK HOUSTON HOUSTON BOSCOBEL BOSCOBEL BOSCOBEL BOSCOBEL BOSTON BOSTON BOSTON BOSTON SAN JOSE SAN JOSE SAN JOSE SAN JOSE BRIDGEVIEW BRIDGEVIEW BRIDGEVIEW LOS ANGELES LOS ANGELES LOS ANGELES LOS ANGELES LOS ANGELES KAUKAUNA KAUKAUNA KAUKAUNA KAUKAUNA KANSAS CITY KANSAS CITY CLAYTON CLAYTON CLAYTON CLAYTON CATLIN CATLIN WEST POINT WEST POINT NC NC NC NC NC CA CA CA NV NV NV CA CA CA NY NY NY NC NC AR AR AR CO CO MS MS SC SC SC SC WA WA WA NE NE ME ME ME NC NC NC AL AL MD MD MD CA CA CA CA CA CA PA PA MA MA MA KS KS MI MI MI FL FL FL FL WI WI WI WI ND ND ND MO MO MO MO IN IN KS KS KS KS KS NY NY NC NC NC CT CT ND ND ND ND TX TX WI WI WI WI MA MA MA MA CA CA CA CA IL IL IL CA CA CA CA CA WI WI WI WI KS KS MO MO MO MO IL IL VA VA 11/19/2013 3/9/2010 1/16/2009 11/30/2012 1/11/2013 11/14/2008 9/27/2011 10/26/2011 3/13/2009 10/21/2013 1/6/2014 12/5/2008 3/31/2009 11/23/2011 10/28/2008 6/17/2009 8/5/2009 4/17/2009 7/16/2014 12/12/2008 11/4/2009 11/24/2009 1/30/2009 4/24/2014 1/23/2009 9/8/2011 2/13/2009 11/9/2012 1/11/2013 3/26/2013 11/21/2008 4/3/2012 6/12/2013 2/6/2009 7/28/2011 1/16/2009 2/24/2010 7/28/2010 11/14/2008 6/17/2009 7/22/2009 4/3/2009 7/1/2014 12/23/2008 1/26/2011 4/19/2013 1/30/2009 7/6/2011 10/19/2011 3/7/2012 6/6/2012 6/27/2012 6/12/2009 12/28/2011 12/19/2008 5/27/2009 6/24/2009 2/13/2009 9/1/2011 4/24/2009 12/18/2009 7/28/2011 6/19/2009 2/7/2013 2/8/2013 3/26/2013 3/13/2009 10/29/2012 10/31/2012 1/11/2013 5/22/2009 6/27/2012 9/12/2012 3/6/2009 10/29/2012 10/31/2012 1/11/2013 3/6/2009 2/10/2012 12/5/2008 10/18/2013 10/21/2013 1/6/2014 1/7/2015 4/17/2009 8/30/2013 12/5/2008 8/29/2012 9/19/2012 2/27/2009 8/4/2011 1/16/2009 3/14/2014 3/17/2014 4/25/2014 3/6/2009 7/14/2011 5/15/2009 3/8/2013 3/11/2013 4/9/2013 11/21/2008 1/13/2010 6/16/2010 2/7/2011 12/23/2008 2/23/2011 3/16/2011 4/20/2011 12/19/2008 11/19/2013 1/6/2014 11/14/2008 12/4/2009 12/22/2016 6/29/2017 9/21/2017 5/15/2009 4/26/2013 4/29/2013 5/31/2013 7/17/2009 9/15/2011 4/24/2009 5/23/2012 1/9/2013 4/24/2013 3/13/2009 11/2/2011 1/9/2009 7/27/2011 Preferred Stock w/ Exercised Warrants $3,000,000.00 $0.00 $815,100.00 2,964 $275.00 ($2,148,900.00) $2,502,000.00 3,000 $834.00 ($498,000.00) 17,000 $1,000.00 2,672 $357.50 28,000 $1,000.00 $305,913,040.28 121,792,790 $100,100.00 150 $125,000.00 405,405 $3,087,573.33 Sold, in full; warrants not outstanding ($25,000.00) Preferred Stock w/ Warrants $17,000,000.00 $0.00 $19,564,027.78 Redeemed, in full; warrants not outstanding $17,000,000.00 Preferred Stock w/ Exercised Warrants $2,672,000.00 $0.00 $1,233,940.00 Sold, in full; warrants not outstanding $955,240.00 ($1,716,760.00) $23,709.00 134 $1,703,984.00 154,908 $136,000,000.00 14,516,129 $2,650,000.00 379,811 ($25,000.00) Preferred Stock w/ Warrants $28,000,000.00 $0.00 $30,155,095.11 Redeemed, in full; warrants not outstanding $28,000,000.00 Preferred Stock w/ Warrants $3,000,000,000.00 $0.00 Preferred Stock w/ Warrants $13,179,000.00 $0.00 $3,231,416,666.67 Redeemed, in full; warrants not outstanding $3,000,000,000.00 3,000,000 $1,000.00 $3,294,750.00 13,179 $250.00 $75,000,000.00 75,000 $1,000.00 $12,639,000.00 12,639 $1,000.00 $632,000.00 632 $15,500,000.00 15,500 $1,000.00 $775,000.00 775 1,000 $900.00 ($100,000.00) $21,880.50 50 ($14,282,320.00) $134,201.00 243,998 $4,334,427.00 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $75,000,000.00 $0.00 $81,004,166.67 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $12,639,000.00 $0.00 $17,097,990.60 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $15,500,000.00 $0.00 Preferred Stock w/ Exercised Warrants $1,000,000.00 $0.00 $1,100,653.50 Sold, in full; warrants not outstanding $124,000,000.00 $0.00 $129,079,862.47 Sold, in full; warrants not outstanding $795,000.00 $0.00 ($9,884,250.00) $18,492,469.25 Redeemed, in full; warrants not outstanding $900,000.00 ($9,000.00) ($16,000.00) Preferred Stock w/ Warrants $109,717,680.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $18,751,000.00 $0.00 $20,037,514.11 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $3,133,640,000.00 $0.00 $3,293,353,918.53 Redeemed, in full; warrants not outstanding $1,706,000.00 $0.00 $2,315,853.14 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $10,800,000.00 $6,000,000.00 $0.00 $0.00 124,000 $884.82 $795,000.00 ($1,645,765.20) 795 $1,000.00 $18,751,000.00 18,751 $1,000.00 $942,411.42 Redeemed, in full; warrants not outstanding $3,133,640,000.00 3,134 $1,000,000.00 $1,706,000.00 1,706 $1,000.00 $10,800,000.00 10,800 $1,000.00 $40,000.00 4 $250,000.00 52,455 $67,010,401.86 13,902,573 $85,000.00 85 $1,442,000.00 183,465 300 $13,371,500.00 Redeemed, in full; warrants not outstanding $7,263,316.66 Redeemed, in full; warrants not outstanding $2,892,000.00 $0.00 $3,444,478.21 Redeemed, in full; warrants not outstanding $40,000,000.00 $0.00 $41,917,777.78 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $985,000.00 $0.00 $1,172,062.50 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,635,000.00 $1,744,000.00 $0.00 $3,803,022.67 Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants $6,400,000.00 $0.00 $8,271,975.28 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $10,000,000.00 $0.00 $11,459,461.11 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $5,000,000.00 $0.00 $1,500,000.00 $1,500,000.00 $1,500,000.00 $1,200,000.00 $300,000.00 1,500 1,500 1,500 1,200 300 $1,000.00 $1,000.00 $1,000.00 $1,000.00 $1,000.00 $300,000.00 $2,892,000.00 2,892 $1,000.00 $145,000.00 145 $40,000,000.00 40,000 $1,000.00 $1,040,000.00 226,330 $985,000.00 985 $1,000.00 $50,000.00 5 $3,379,000.00 3,379 $1,000.00 $82,000.00 82 2,600,000 3,800,000 $0.97 $0.97 ($67,860.00) ($99,180.00) $64,158.97 $140,347.75 64,000 140,000 205 9,795 $910.00 $910.00 ($18,450.00) ($881,550.00) $470,250.00 500 $2,250,000.00 $2,750,000.00 2,250 2,750 $1,000.00 $1,000.00 $250,000.00 250 $19,630.00 $9,040,370.00 26 11,974 $755.00 $755.00 ($6,370.00) ($2,933,630.00) $541,793.34 600 3,250 18,500 $977.61 $977.61 $3,056.00 130,977 7,500 $1,000.00 31,260 $921.23 $2,532,140.00 $3,700,820.00 ($62,329.60) $186,550.00 $8,913,450.00 ($91,000.00) Preferred Stock w/ Exercised Warrants $12,000,000.00 $0.00 $6,127,326.35 Redeemed, in full; warrants not outstanding $11,938,437.34 Sold, in full; warrants not outstanding ($90,600.00) Preferred Stock w/ Exercised Warrants $5,000,000.00 $0.00 $21,750,000.00 $0.00 $529,105.00 Currently Not Collectible ($5,000,000.00) Preferred Stock w/ Warrants $21,264,901.65 Sold, in full; warrants not outstanding $3,177,232.50 $18,085,785.00 ($72,767.50) ($414,215.00) ($212,630.18) Preferred Stock w/ Exercised Warrants $7,500,000.00 $0.00 $31,260,000.00 $0.00 $9,776,051.62 Redeemed, in full; warrants not outstanding $7,500,000.00 Preferred Stock w/ Warrants $28,797,649.80 Preferred Stock w/ Exercised Warrants $4,797,000.00 $0.00 Preferred Stock w/ Exercised Warrants $20,093,000.00 $0.00 $375,000.00 375 $939,920.00 543,337 $35,140,666.12 Sold, in full; warrants not outstanding ($431,964.75) ($2,462,350.20) $5,673,920.75 Redeemed, in full; warrants not outstanding $4,797,000.00 4,797 $1,000.00 $143,000.00 $19,950,000.00 143 19,950 $1,001.08 $1,001.08 $240,000.00 240 $154.44 $21,546.00 $29,737.13 $966,456.56 30 975 $10,000,000.00 10,000 $1,000.00 $5,586,000.00 5,586,000 $1.11 $500,000.00 500 $592,730.46 $232,180.54 $129,709.80 179,000 100,000 $50,000,000.00 $104,000,000.00 50,000 104,000 $1,000.00 $1,000.00 $15,000,000.00 $8,864,000.00 15,000 8,864 $1,000.00 $1,000.00 $6,202,523.25 2,887,500 38,000 $275.00 $1,395,000.00 396,412 $709,155.81 4,702,860 1,832,092 916,046 $1.59 $1.90 $2.05 $524,767.98 $772,382.25 $523,598.03 1,900 60,000 2,340,000 $1.05 $1.05 $3,000.60 $117,023.40 $11,000,000.00 11,000 $1,000.00 $125,135.60 120,000 $550,000.00 $6,000,000.00 $2,500,000.00 $6,500,000.00 6,000 2,500 6,500 550 $1,000.00 $1,000.00 $1,000.00 $607,000.00 $750,000.00 750 607 $1,000.00 $30,000.00 $10,000,000.00 30 10,000 $1,000.00 $26,941,865.35 Sold, in full; warrants not outstanding ($201,147.00) Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $10,000,000.00 $0.00 $5,586,000.00 $0.00 $11,783,777.44 Redeemed, in full; warrants not outstanding $6,947,457.50 Sold, in full; warrants not outstanding ($61,787.30) Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $154,000,000.00 $23,864,000.00 $0.00 $0.00 $38,000,000.00 $0.00 $9,000,000.00 $6,000,000.00 $3,984,331.76 $171,224,745.48 Redeemed, in full; warrants not outstanding $27,872,582.22 Redeemed, in full; warrants not outstanding $13,447,811.37 Sold, in full; warrants not outstanding $10,450,000.00 ($27,550,000.00) ($104,500.00) Preferred Stock w/ Warrants $13,646,833.17 Sold, in part; warrants not outstanding $6,952,779.42 $2,708,592.55 $1,354,296.27 Subordinated Debentures w/ Exercised Warrants $2,400,000.00 $0.00 $11,000,000.00 $0.00 $3,022,879.60 Sold, in full; warrants not outstanding $60,000.00 $2,340,000.00 ($25,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $15,000,000.00 $0.00 $12,845,586.01 Redeemed, in full; warrants not outstanding $18,707,708.84 Redeemed, in full; warrants not outstanding $607,000.00 $0.00 $724,123.53 Redeemed, in full; warrants not outstanding $20,000,000.00 $0.00 $25,205,957.78 Redeemed, in full; warrants not outstanding 15 UST0379 UST0324 UST0324 UST0314 UST0314 UST0314 UST0300 UST0300 UST0495 UST0495 UST0418 UST0418 UST0432 UST0432 UST0219 UST0219 UST0307 UST0307 UST0061 UST0061 UST1082 UST1082 UST0022 UST0022 UST0022 UST0064 UST0064 UST0064 UST0064 UST1257 UST1257 UST0338 UST0338 UST0338 UST0338 UST0338 UST0597 UST0597 UST0597 UST0597 UST0597 UST0591 UST0591 UST0413 UST0413 UST0065 UST0065 UST0103 UST0103 UST0103 UST0103 UST0878 UST0878 UST0878 UST1204 UST1204 UST0764 UST0764 UST0764 UST0764 UST0764 UST0764 UST0941 UST0941 UST0941 UST0941 UST0941 UST0192 UST0192 UST0192 UST0647 UST0647 UST0304 UST0304 UST0304 UST0132 UST0132 UST0132 UST1034 UST1034 UST1034 UST1034 UST1034 UST0023 UST0023 UST0023 UST0257 UST0257 UST0257 UST0133 UST0133 UST0133 UST0755 UST0755 UST0558 UST0558 UST0784 UST0784 UST0784 UST0784 UST0123 UST0123 UST0371 UST0371 UST0371 UST0241 UST0241 UST0241 UST0241 UST0353 UST0353 UST0353 UST0312 UST0312 UST1309 UST1309 UST0573 UST0573 UST0248 UST0248 UST0248 UST0248 UST0248 UST0248 UST0248 UST0248 UST1238 UST1238 UST1238 UST1238 UST1037 8,14,18,44 125 8,14,44 8,11,14 8 8,130 8,11,14 39 8,128 11 8,14 14,15,45 11 9,11,36 11 8,14,18,44 8,57,97 8,18 8,14 143,146 8 44 11,59 8,14 12,16 8,11,14 45 8,113 8,11,14 8,14 11 40 45 93 8,17,44 8,14,44 14,15 15 AB&T FINANCIAL CORPORATION C&F FINANCIAL CORPORATION C&F FINANCIAL CORPORATION CACHE VALLEY BANKING COMPANY CACHE VALLEY BANKING COMPANY CACHE VALLEY BANKING COMPANY CADENCE FINANCIAL CORPORATION CADENCE FINANCIAL CORPORATION CALIFORNIA BANK OF COMMERCE CALIFORNIA BANK OF COMMERCE CALIFORNIA OAKS STATE BANK CALIFORNIA OAKS STATE BANK CALVERT FINANCIAL CORPORATION CALVERT FINANCIAL CORPORATION CALWEST BANCORP CALWEST BANCORP CAPITAL BANCORP, INC. CAPITAL BANCORP, INC. CAPITAL BANK CORPORATION CAPITAL BANK CORPORATION CAPITAL COMMERCE BANCORP, INC. CAPITAL COMMERCE BANCORP, INC. CAPITAL ONE FINANCIAL CORP CAPITAL ONE FINANCIAL CORP CAPITAL ONE FINANCIAL CORP CAPITAL PACIFIC BANCORP CAPITAL PACIFIC BANCORP CAPITAL PACIFIC BANCORP CAPITAL PACIFIC BANCORP CARDINAL BANCORP II, INC. CARDINAL BANCORP II, INC. CAROLINA BANK HOLDINGS, INC. CAROLINA BANK HOLDINGS, INC. CAROLINA BANK HOLDINGS, INC. CAROLINA BANK HOLDINGS, INC. CAROLINA BANK HOLDINGS, INC. CAROLINA TRUST BANK CAROLINA TRUST BANK CAROLINA TRUST BANK CAROLINA TRUST BANK CAROLINA TRUST BANK CARROLLTON BANCORP CARROLLTON BANCORP CARVER BANCORP, INC. CARVER BANCORP, INC. CASCADE FINANCIAL CORPORATION CASCADE FINANCIAL CORPORATION CATHAY GENERAL BANCORP CATHAY GENERAL BANCORP CATHAY GENERAL BANCORP CATHAY GENERAL BANCORP CATSKILL HUDSON BANCORP, INC. CATSKILL HUDSON BANCORP, INC. CATSKILL HUDSON BANCORP, INC. CB HOLDING CORP. CB HOLDING CORP. CBB BANCORP CBB BANCORP CBB BANCORP CBB BANCORP CBB BANCORP CBB BANCORP CBS BANC-CORP. CBS BANC-CORP. CBS BANC-CORP. CBS BANC-CORP. CBS BANC-CORP. CECIL BANCORP, INC. CECIL BANCORP, INC. CECIL BANCORP, INC. CEDARSTONE BANK CEDARSTONE BANK CENTER BANCORP, INC. CENTER BANCORP, INC. CENTER BANCORP, INC. CENTER FINANCIAL CORPORATION / BBCN BANCORP, INC. CENTER FINANCIAL CORPORATION / BBCN BANCORP, INC. CENTER FINANCIAL CORPORATION / BBCN BANCORP, INC. CENTERBANK CENTERBANK CENTERBANK CENTERBANK CENTERBANK CENTERSTATE BANKS OF FLORIDA INC. CENTERSTATE BANKS OF FLORIDA INC. CENTERSTATE BANKS OF FLORIDA INC. CENTRA FINANCIAL HOLDINGS, INC. CENTRA FINANCIAL HOLDINGS, INC. CENTRA FINANCIAL HOLDINGS, INC. CENTRAL BANCORP, INC. (MA) CENTRAL BANCORP, INC. (MA) CENTRAL BANCORP, INC. (MA) CENTRAL BANCORP, INC. (TX) CENTRAL BANCORP, INC. (TX) CENTRAL BANCSHARES, INC. CENTRAL BANCSHARES, INC. CENTRAL COMMUNITY CORPORATION CENTRAL COMMUNITY CORPORATION CENTRAL COMMUNITY CORPORATION CENTRAL COMMUNITY CORPORATION CENTRAL FEDERAL CORPORATION CENTRAL FEDERAL CORPORATION CENTRAL JERSEY BANCORP CENTRAL JERSEY BANCORP CENTRAL JERSEY BANCORP CENTRAL PACIFIC FINANCIAL CORP. CENTRAL PACIFIC FINANCIAL CORP. CENTRAL PACIFIC FINANCIAL CORP. CENTRAL PACIFIC FINANCIAL CORP. CENTRAL VALLEY COMMUNITY BANCORP CENTRAL VALLEY COMMUNITY BANCORP CENTRAL VALLEY COMMUNITY BANCORP CENTRAL VIRGINIA BANKSHARES, INC. CENTRAL VIRGINIA BANKSHARES, INC. CENTRIC FINANCIAL CORPORATION CENTRIC FINANCIAL CORPORATION CENTRIX BANK & TRUST CENTRIX BANK & TRUST CENTRUE FINANCIAL CORPORATION CENTRUE FINANCIAL CORPORATION CENTRUE FINANCIAL CORPORATION CENTRUE FINANCIAL CORPORATION CENTRUE FINANCIAL CORPORATION CENTRUE FINANCIAL CORPORATION CENTRUE FINANCIAL CORPORATION CENTRUE FINANCIAL CORPORATION CENTURY FINANCIAL SERVICES CORPORATION CENTURY FINANCIAL SERVICES CORPORATION CENTURY FINANCIAL SERVICES CORPORATION CENTURY FINANCIAL SERVICES CORPORATION CHAMBERS BANCSHARES, INC. GASTONIA WEST POINT WEST POINT LOGAN LOGAN LOGAN STARKVILLE STARKVILLE LAFAYETTE LAFAYETTE THOUSAND OAKS THOUSAND OAKS ASHLAND ASHLAND RANCHO SANTA MARGARITA RANCHO SANTA MARGARITA ROCKVILLE ROCKVILLE RALEIGH RALEIGH MILWAUKEE MILWAUKEE MCLEAN MCLEAN MCLEAN PORTLAND PORTLAND PORTLAND PORTLAND WASHINGTON WASHINGTON GREENSBORO GREENSBORO GREENSBORO GREENSBORO GREENSBORO LINCOLNTON LINCOLNTON LINCOLNTON LINCOLNTON LINCOLNTON BALTIMORE BALTIMORE NEW YORK NEW YORK EVERETT EVERETT LOS ANGELES LOS ANGELES LOS ANGELES LOS ANGELES ROCK HILL ROCK HILL ROCK HILL ALEDO ALEDO CARTERSVILLE CARTERSVILLE CARTERSVILLE CARTERSVILLE CARTERSVILLE CARTERSVILLE RUSSELLVILLE RUSSELLVILLE RUSSELLVILLE RUSSELLVILLE RUSSELLVILLE ELKTON ELKTON ELKTON LEBANON LEBANON UNION UNION UNION LOS ANGELES LOS ANGELES LOS ANGELES MILFORD MILFORD MILFORD MILFORD MILFORD DAVENPORT DAVENPORT DAVENPORT MORGANTOWN MORGANTOWN MORGANTOWN SOMERVILLE SOMERVILLE SOMERVILLE GARLAND GARLAND HOUSTON HOUSTON TEMPLE TEMPLE TEMPLE TEMPLE FAIRLAWN FAIRLAWN OAKHURST OAKHURST OAKHURST HONOLULU HONOLULU HONOLULU HONOLULU FRESNO FRESNO FRESNO POWHATAN POWHATAN HARRISBURG HARRISBURG BEDFORD BEDFORD OTTAWA OTTAWA OTTAWA OTTAWA OTTAWA OTTAWA OTTAWA OTTAWA SANTA FE SANTA FE SANTA FE SANTA FE DANVILLE NC VA VA UT UT UT MS MS CA CA CA CA MO MO CA CA MD MD NC NC WI WI VA VA VA OR OR OR OR MO MO NC NC NC NC NC NC NC NC NC NC MD MD NY NY WA WA CA CA CA CA NY NY NY IL IL GA GA GA GA GA GA AL AL AL AL AL MD MD MD TN TN NJ NJ NJ CA CA CA OH OH OH OH OH FL FL FL WV WV WV MA MA MA TX TX TX TX TX TX TX TX OH OH NJ NJ NJ HI HI HI HI CA CA CA VA VA PA PA NH NH IL IL IL IL IL IL IL IL NM NM NM NM AR 11/19/2013 4/11/2012 5/14/2014 12/23/2008 12/18/2009 7/14/2011 1/9/2009 3/4/2011 2/27/2009 9/15/2011 1/23/2009 12/8/2010 1/23/2009 2/17/2016 1/23/2009 12/23/2015 12/23/2008 12/30/2010 12/12/2008 1/28/2011 4/10/2009 10/2/2015 11/14/2008 6/17/2009 12/9/2009 12/23/2008 11/8/2012 11/9/2012 1/11/2013 10/23/2009 9/8/2011 1/9/2009 2/20/2013 2/21/2013 3/26/2013 4/19/2013 2/6/2009 11/30/2012 1/11/2013 3/26/2013 6/11/2013 2/13/2009 4/19/2013 1/16/2009 8/27/2010 11/21/2008 6/30/2011 12/5/2008 3/20/2013 9/30/2013 12/9/2013 2/27/2009 12/22/2009 7/21/2011 5/29/2009 10/14/2011 2/20/2009 12/29/2009 11/28/2012 11/29/2012 1/11/2013 3/26/2013 3/27/2009 8/7/2012 8/9/2012 8/10/2012 9/11/2012 12/23/2008 6/30/2017 10/26/2017 2/6/2009 11/20/2013 1/9/2009 9/15/2011 12/7/2011 12/12/2008 6/27/2012 5/27/2015 5/1/2009 10/29/2012 11/1/2012 1/11/2013 3/26/2013 11/21/2008 9/30/2009 10/28/2009 1/16/2009 3/31/2009 4/15/2009 12/5/2008 8/25/2011 10/19/2011 2/27/2009 8/29/2014 1/30/2009 7/6/2011 2/20/2009 12/10/2012 12/11/2012 1/11/2013 12/5/2008 9/26/2012 12/23/2008 11/24/2010 12/1/2010 1/9/2009 6/22/2011 4/4/2012 6/11/2013 1/30/2009 8/18/2011 9/28/2011 1/30/2009 10/1/2013 12/18/2009 7/14/2011 2/6/2009 7/28/2011 1/9/2009 9/25/2013 10/18/2013 10/29/2013 1/6/2014 2/10/2014 3/19/2014 10/15/2014 6/19/2009 12/19/2012 12/20/2012 1/11/2013 5/29/2009 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $4,767,000.00 $4,640,000.00 $0.00 $44,000,000.00 $0.00 Preferred Stock w/ Exercised Warrants $4,000,000.00 $0.00 $4,755,899.67 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,300,000.00 $0.00 $3,802,219.25 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,037,000.00 $0.00 $1,604,019.48 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $4,656,000.00 $4,700,000.00 $0.00 $275.00 $1,000.00 $9,407,000.00 9,407 $1,000.00 $38,000,000.00 44,000 $863.64 $4,000,000.00 4,000 $3,300,000.00 3,300 $1,037,000.00 1,037 $4,656,000.00 24,445,000 $0.20 ($2,148,900.00) $2,303,180.00 167,504 $238,000.00 238 $1,000.00 $200,000.00 200 $1,000.00 $165,000.00 165 $1,000.00 $52,000.00 52 $235,000.00 235 $146,500,064.55 12,657,960 ($6,000,000.00) $5,285,163.67 Sold, in full; warrants not outstanding $5,452,281.19 Redeemed, in full; warrants not outstanding $41,279,000.00 $0.00 $45,252,104.25 Redeemed, in full; warrants not outstanding $5,100,000.00 $0.00 $3,555,199,000.00 $0.00 $0.00 2,964 10,000 $41,984,062.50 Sold, in full; warrants not outstanding $0.00 $4,000,000.00 $815,100.00 $10,000,000.00 $10,674,333.80 Redeemed, in full; warrants not outstanding $4,700,000.00 4,700 $1,000.00 $41,279,000.00 41,279 $1,000.00 $233,000.00 $2,764,934.40 Sold, in full; warrants not outstanding $2,455,328.00 1,227,664 $2.00 $3,555,199,000.00 3,555,199 $1,000.00 ($2,644,672.00) $247,727.04 $3,505,712.96 264 3,736 $938.36 $938.36 6,251,000 $1.00 15,534 466 $935.10 $935.10 ($1,008,156.60) ($30,243.40) 4,000 $853.00 ($588,000.00) $9,201,000.00 9,201 $1,000.00 $18,980,000.00 18,980 $1,000.00 $16,250,000.00 38,970 $416.99 $129,000,000.00 $129,000,000.00 129,000 129,000 $1,000.00 $1,000.00 $6,500,000.00 6,500 $1,000.00 $3,806,873,702.13 Redeemed, in full; warrants not outstanding $4,742,850.89 Sold, in full; warrants not outstanding ($16,272.96) ($230,287.04) $169,042.00 200 $313,000.00 313,000 $1,800,000.00 357,675 ($25,000.00) Subordinated Debentures w/ Exercised Warrants $6,251,000.00 $0.00 $7,547,479.56 Redeemed, in full; warrants not outstanding $6,251,000.00 Preferred Stock w/ Warrants $16,000,000.00 $0.00 $19,941,788.94 Sold, in full; warrants not outstanding $14,525,843.40 $435,756.60 ($149,616.00) Preferred Stock w/ Warrants $4,000,000.00 $0.00 $3,994,452.00 Sold, in full; warrants not outstanding $3,412,000.00 ($34,120.00) ($15,880.00) Preferred Stock w/ Warrants Preferred Stock $9,201,000.00 $0.00 $11,388,958.51 Redeemed, in full; warrants not outstanding $18,980,000.00 $0.00 $20,511,580.55 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $38,970,000.00 $0.00 Preferred Stock w/ Warrants $258,000,000.00 $0.00 Preferred Stock w/ Exercised Warrants $3,000,000.00 $3,500,000.00 $0.00 $19,132.00 86,957 $213,594.16 205,379 $13,107,778.30 1,846,374 $263,000.00 263 ($91,174.40) ($205,740.14) $115,861.34 132 ($96,696.00) ($2,206,944.00) $287,213.85 $689,313.24 $131,297.76 315 756 144 $17,678,900.00 Sold, in full; warrants not outstanding ($22,720,000.00) $329,874,444.96 Redeemed, in full; warrants not outstanding $7,448,071.47 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $4,114,000.00 $0.00 Preferred Stock w/ Exercised Warrants $2,644,000.00 $1,753,000.00 $0.00 $4,982,141.86 Sold, in full; warrants not outstanding $271,579.53 Currently Not Collectible Preferred Stock w/ Exercised Warrants $24,300,000.00 $0.00 $27,432,357.95 Sold, in full; warrants not outstanding ($4,114,000.00) $1,268,825.60 $2,831,259.86 1,360 3,037 $932.96 $932.26 ($32,969.92) ($363.42) $923,304.00 $21,073,056.00 1,020 23,280 $905.20 $905.20 $3,564,000.00 3,564 $1,000.00 $10,000,000.00 10,000 $1,000.00 ($219,963.60) Preferred Stock w/ Warrants $11,560,000.00 $880,000.00 $3,564,000.00 $0.00 $1,396,988.89 Exited bankruptcy/Receivership ($11,560,000.00) $880,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $10,000,000.00 $0.00 $55,000,000.00 $0.00 $2,250,000.00 $0.00 $4,672,098.50 Redeemed, in full; warrants not outstanding $178,000.00 178 $245,000.00 86,705 $1,115,500.00 350,767 $84,057.43 113 $212,000.00 125,413 $11,586,666.67 Redeemed, in full; warrants not outstanding $65,855,083.33 Redeemed, in full; warrants not outstanding $55,000,000.00 55,000 $1,000.00 $24,750.00 $1,831,500.00 30 2,220 $825.00 $825.00 $27,875,000.00 27,875 $1,000.00 $15,000,000.00 15,000 $1,000.00 $2,344,662.43 Sold, in full; warrants not outstanding ($5,250.00) ($388,500.00) ($18,562.50) ($6,437.50) Preferred Stock w/ Warrants $27,875,000.00 $0.00 $29,283,302.58 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $15,000,000.00 $0.00 $15,922,937.50 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $10,000,000.00 $0.00 $10,000,000.00 Preferred Stock w/ Exercised Warrants $22,500,000.00 $0.00 Preferred Stock w/ Exercised Warrants $5,800,000.00 $0.00 Preferred Stock w/ Exercised Warrants $22,000,000.00 $0.00 $750,000.00 750 $2,525,000.00 234,742 1,125 $13,886,111.11 Redeemed, in full; warrants not outstanding 10,000 $1,000.00 $31,086,221.13 Redeemed, in full; warrants not outstanding $22,500,000.00 22,500 $1,000.00 $1,125,000.00 $5,800,000.00 5,800 $1,000.00 $290,000.00 290 $5,333,059.60 $15,043,340.40 5,758 16,242 $926.20 $926.20 ($424,940.40) ($1,198,659.60) $1,058,725.80 1,100 ($4,225,000.00) $319,658.99 268,621 $751,888.00 79,288 $185,016.80 79,067 $6,859,176.83 Redeemed, in full; warrants not outstanding $25,797,528.80 Sold, in full; warrants not outstanding ($203,764.00) Preferred Stock w/ Warrants $7,225,000.00 $0.00 Preferred Stock w/ Warrants $11,300,000.00 $0.00 Preferred Stock w/ Warrants $135,000,000.00 $0.00 $3,612,118.06 Sold, in full; warrants not outstanding $3,000,000.00 7,225 $415.22 $11,300,000.00 11,300 $1,000.00 2,850,000 2,770,117 $12.75 $13.15 7,000 $1,000.00 $12,704,145.10 Redeemed, in full; warrants not outstanding $75,036,891.42 Sold, in full; warrants not outstanding $36,337,500.00 $36,427,038.55 Preferred Stock w/ Warrants $7,000,000.00 $0.00 $8,077,516.47 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $11,385,000.00 $0.00 $3,800,656.00 Sold, in full; warrants not outstanding $6,056,000.00 $0.00 $6,739,821.89 Redeemed, in full; warrants not outstanding ($454,218.75) ($387,816.38) $7,000,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $7,500,000.00 $0.00 $32,668,000.00 $0.00 ($32,121,928.87) ($30,113,532.58) $3,350,000.00 11,385 $294.25 $6,056,000.00 6,056 $1,000.00 ($8,035,000.00) $182,000.00 182 $7,500,000.00 7,500 $1,000.00 $375,000.00 375 $8,211,450.00 $1,950,000.00 25,266 6,000 $325.00 $325.00 ($17,054,550.00) ($4,050,000.00) 1,402 $412.01 ($824,361.98) 40,000 9,960,000 $0.99 $0.99 ($600.00) ($149,400.00) $8,887,791.42 Redeemed, in full; warrants not outstanding $11,205,387.14 Sold, in full; warrants not outstanding ($82,114.50) ($19,500.00) $577,638.02 ($5,776.38) Subordinated Debentures w/ Exercised Warrants $10,000,000.00 $0.00 $2,000.00 508,320 $198,635.58 $297,953.37 200,000 300,000 $13,186,960.25 Sold, in full; warrants not outstanding $39,400.00 $9,810,600.00 ($98,500.00) Subordinated Debentures w/ Exercised Warrants $19,817,000.00 $0.00 $32,098,302.62 Redeemed, in full; warrants not outstanding 16 UST0379 UST1037 UST1286 UST1286 UST1286 UST1286 UST0247 UST0247 UST0024 UST0024 UST0024 UST0419 UST0419 UST0419 UST0325 UST0325 UST1205 UST1205 UST1205 UST1205 UST0318 UST0318 UST0980 UST0980 UST0980 UST0547 UST0547 UST0164 UST0164 UST0339 UST0339 UST0339 UST0339 UST0339 UST0116 UST0116 UST0116 UST0195 UST0195 UST0195 UST0840 UST0840 UST0025 UST0025 UST0025 UST0025 UST0713 UST0713 UST0713 UST0713 UST0090 UST0090 UST0090 UST0090 UST0090 UST0090 UST1336 UST1336 UST1336 UST1336 UST0166 UST0166 UST0166 UST0358 UST0358 UST0358 UST0523 UST0523 UST0523 UST0523 UST0792 UST0792 UST0259 UST0259 UST0259 UST0259 UST0259 UST0066 UST0066 UST0066 UST0519 UST0519 UST0016 UST0016 UST0016 UST0171 UST0171 UST0171 UST0911 UST0911 UST0911 UST0911 UST0911 UST0911 UST0057 UST0057 UST0057 UST0134 UST0134 UST0861 UST0861 UST0956 UST0956 UST1226 UST1226 UST0354 UST0354 UST1208 UST1208 UST1208 UST0113 UST0113 UST0113 UST0113 UST0113 UST0681 UST0681 UST0681 UST0194 UST0194 UST0194 UST0970 UST0970 UST1051 UST1051 UST1051 UST1051 UST0593 UST0593 UST0330 UST0330 8 23 19,30 11 8,55,97 8,14 9,11,36 8 8,138 8,14,44 11 86 45 8,9,124 11 8,14 82 8,17 45 44 8,14 8,11,14 11,16 8,14,44 11 11 14,15 8,14 8,11,14 8,11,14 8,11,14 8,17 9,11,36 44 11,101 8,14 81 8,14,76 8 8,14,44 8 AB&T FINANCIAL CORPORATION CHAMBERS BANCSHARES, INC. CHICAGO SHORE CORPORATION CHICAGO SHORE CORPORATION CHICAGO SHORE CORPORATION CHICAGO SHORE CORPORATION CIT GROUP INC. CIT GROUP INC. CITIGROUP INC. CITIGROUP INC. CITIGROUP INC. CITIZENS & NORTHERN CORPORATION CITIZENS & NORTHERN CORPORATION CITIZENS & NORTHERN CORPORATION CITIZENS BANCORP CITIZENS BANCORP CITIZENS BANCSHARES CO. CITIZENS BANCSHARES CO. CITIZENS BANCSHARES CO. CITIZENS BANCSHARES CO. CITIZENS BANCSHARES CORPORATION CITIZENS BANCSHARES CORPORATION CITIZENS BANK & TRUST COMPANY, ESTABLISHED 1945 CITIZENS BANK & TRUST COMPANY, ESTABLISHED 1945 CITIZENS BANK & TRUST COMPANY, ESTABLISHED 1945 CITIZENS COMMERCE BANCSHARES, INC. CITIZENS COMMERCE BANCSHARES, INC. CITIZENS COMMUNITY BANK CITIZENS COMMUNITY BANK CITIZENS FIRST CORPORATION CITIZENS FIRST CORPORATION CITIZENS FIRST CORPORATION CITIZENS FIRST CORPORATION CITIZENS FIRST CORPORATION CITIZENS REPUBLIC BANCORP, INC. / FIRSTMERIT CORPORATION CITIZENS REPUBLIC BANCORP, INC. / FIRSTMERIT CORPORATION CITIZENS REPUBLIC BANCORP, INC. / FIRSTMERIT CORPORATION CITIZENS SOUTH BANKING CORPORATION CITIZENS SOUTH BANKING CORPORATION CITIZENS SOUTH BANKING CORPORATION CITY NATIONAL BANCSHARES CORPORATION CITY NATIONAL BANCSHARES CORPORATION CITY NATIONAL CORPORATION CITY NATIONAL CORPORATION CITY NATIONAL CORPORATION CITY NATIONAL CORPORATION CLOVER COMMUNITY BANKSHARES, INC. CLOVER COMMUNITY BANKSHARES, INC. CLOVER COMMUNITY BANKSHARES, INC. CLOVER COMMUNITY BANKSHARES, INC. COASTAL BANKING COMPANY, INC. COASTAL BANKING COMPANY, INC. COASTAL BANKING COMPANY, INC. COASTAL BANKING COMPANY, INC. COASTAL BANKING COMPANY, INC. COASTAL BANKING COMPANY, INC. COASTALSOUTH BANCHARES, INC. COASTALSOUTH BANCHARES, INC. COASTALSOUTH BANCHARES, INC. COASTALSOUTH BANCHARES, INC. COBIZ FINANCIAL INC. COBIZ FINANCIAL INC. COBIZ FINANCIAL INC. CODORUS VALLEY BANCORP, INC. CODORUS VALLEY BANCORP, INC. CODORUS VALLEY BANCORP, INC. COLOEAST BANKSHARES, INC. COLOEAST BANKSHARES, INC. COLOEAST BANKSHARES, INC. COLOEAST BANKSHARES, INC. COLONIAL AMERICAN BANK COLONIAL AMERICAN BANK COLONY BANKCORP, INC. COLONY BANKCORP, INC. COLONY BANKCORP, INC. COLONY BANKCORP, INC. COLONY BANKCORP, INC. COLUMBIA BANKING SYSTEM, INC. COLUMBIA BANKING SYSTEM, INC. COLUMBIA BANKING SYSTEM, INC. COLUMBINE CAPITAL CORP. COLUMBINE CAPITAL CORP. COMERICA INC. COMERICA INC. COMERICA INC. COMMERCE NATIONAL BANK COMMERCE NATIONAL BANK COMMERCE NATIONAL BANK COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BUSINESS BANK COMMONWEALTH BUSINESS BANK COMMONWEALTH BUSINESS BANK COMMUNITY 1ST BANK COMMUNITY 1ST BANK COMMUNITY BANCSHARES OF KANSAS, INC. COMMUNITY BANCSHARES OF KANSAS, INC. COMMUNITY BANCSHARES OF MISSISSIPPI, INC./COMMUNITY BANK OF MISSISSIPPI COMMUNITY BANCSHARES OF MISSISSIPPI, INC./COMMUNITY BANK OF MISSISSIPPI COMMUNITY BANCSHARES, INC. COMMUNITY BANCSHARES, INC. COMMUNITY BANK OF THE BAY COMMUNITY BANK OF THE BAY COMMUNITY BANK SHARES OF INDIANA, INC. COMMUNITY BANK SHARES OF INDIANA, INC. COMMUNITY BANK SHARES OF INDIANA, INC. COMMUNITY BANKERS TRUST CORPORATION COMMUNITY BANKERS TRUST CORPORATION COMMUNITY BANKERS TRUST CORPORATION COMMUNITY BANKERS TRUST CORPORATION COMMUNITY BANKERS TRUST CORPORATION COMMUNITY BUSINESS BANK COMMUNITY BUSINESS BANK COMMUNITY BUSINESS BANK COMMUNITY FINANCIAL CORPORATION / CITY HOLDING COMPANY COMMUNITY FINANCIAL CORPORATION / CITY HOLDING COMPANY COMMUNITY FINANCIAL CORPORATION / CITY HOLDING COMPANY COMMUNITY FINANCIAL SHARES, INC. COMMUNITY FINANCIAL SHARES, INC. COMMUNITY FIRST BANCSHARES, INC. (AR) COMMUNITY FIRST BANCSHARES, INC. (AR) COMMUNITY FIRST BANCSHARES, INC. (AR) COMMUNITY FIRST BANCSHARES, INC. (AR) COMMUNITY FIRST BANCSHARES, INC. (TN) COMMUNITY FIRST BANCSHARES, INC. (TN) COMMUNITY FIRST, INC. COMMUNITY FIRST, INC. GASTONIA DANVILLE CHICAGO CHICAGO CHICAGO CHICAGO NEW YORK NEW YORK NEW YORK NEW YORK NEW YORK WELLSBORO WELLSBORO WELLSBORO NEVADA CITY NEVADA CITY CHILLICOTHE CHILLICOTHE CHILLICOTHE CHILLICOTHE ATLANTA ATLANTA COVINGTON COVINGTON COVINGTON VERSAILLES VERSAILLES SOUTH HILL SOUTH HILL BOWLING GREEN BOWLING GREEN BOWLING GREEN BOWLING GREEN BOWLING GREEN FLINT FLINT FLINT GASTONIA GASTONIA GASTONIA NEWARK NEWARK BEVERLY HILLS BEVERLY HILLS BEVERLY HILLS BEVERLY HILLS CLOVER CLOVER CLOVER CLOVER FERNANDINA BEACH FERNANDINA BEACH FERNANDINA BEACH FERNANDINA BEACH FERNANDINA BEACH FERNANDINA BEACH HILTON HEAD ISLAND HILTON HEAD ISLAND HILTON HEAD ISLAND HILTON HEAD ISLAND DENVER DENVER DENVER YORK YORK YORK LAMAR LAMAR LAMAR LAMAR WEST CONSHOHOCKEN WEST CONSHOHOCKEN FITZGERALD FITZGERALD FITZGERALD FITZGERALD FITZGERALD TACOMA TACOMA TACOMA BUENA VISTA BUENA VISTA DALLAS DALLAS DALLAS NEWPORT BEACH NEWPORT BEACH NEWPORT BEACH LOUISVILLE LOUISVILLE LOUISVILLE LOUISVILLE LOUISVILLE LOUISVILLE LOS ANGELES LOS ANGELES LOS ANGELES ROSEVILLE ROSEVILLE GOFF GOFF BRANDON BRANDON KINGMAN KINGMAN OAKLAND OAKLAND NEW ALBANY NEW ALBANY NEW ALBANY GLEN ALLEN GLEN ALLEN GLEN ALLEN GLEN ALLEN GLEN ALLEN WEST SACRAMENTO WEST SACRAMENTO WEST SACRAMENTO STAUNTON STAUNTON STAUNTON GLEN ELLYN GLEN ELLYN HARRISON HARRISON HARRISON HARRISON UNION CITY UNION CITY COLUMBIA COLUMBIA NC AR IL IL IL IL NY NY NY NY NY PA PA PA CA CA MO MO MO MO GA GA LA LA LA KY KY VA VA KY KY KY KY KY MI MI MI NC NC NC NJ NJ CA CA CA CA SC SC SC SC FL FL FL FL FL FL SC SC SC SC CO CO CO PA PA PA CO CO CO CO PA PA GA GA GA GA GA WA WA WA CO CO TX TX TX CA CA CA KY KY KY KY KY KY CA CA CA CA CA KS KS MS MS AZ AZ CA CA IN IN IN VA VA VA VA VA CA CA CA VA VA VA IL IL AR AR AR AR TN TN TN TN 11/19/2013 4/1/2015 7/31/2009 3/14/2014 3/17/2014 4/25/2014 12/31/2008 12/10/2009 10/28/2008 12/10/2010 1/31/2011 1/16/2009 8/4/2010 9/1/2010 12/23/2008 9/23/2011 5/29/2009 2/7/2013 2/8/2013 3/26/2013 3/6/2009 8/13/2010 3/20/2009 6/29/2015 8/6/2015 2/6/2009 2/28/2017 12/23/2008 7/28/2011 12/19/2008 2/16/2011 2/13/2013 1/15/2014 4/15/2015 12/12/2008 4/12/2013 5/13/2015 12/12/2008 9/22/2011 11/9/2011 4/10/2009 8/7/2015 11/21/2008 12/30/2009 3/3/2010 4/7/2010 3/27/2009 11/28/2012 11/29/2012 1/11/2013 12/5/2008 3/8/2013 3/11/2013 4/9/2013 4/10/2013 6/12/2013 8/28/2009 3/8/2013 3/11/2013 4/9/2013 12/19/2008 9/8/2011 11/23/2011 1/9/2009 8/18/2011 9/28/2011 2/13/2009 7/19/2013 7/22/2013 9/12/2013 3/27/2009 10/26/2011 1/9/2009 2/7/2013 2/8/2013 3/26/2013 6/12/2013 11/21/2008 8/11/2010 9/1/2010 2/27/2009 9/22/2011 11/14/2008 3/17/2010 5/12/2010 1/9/2009 10/7/2009 10/1/2013 5/22/2009 8/7/2012 8/8/2012 8/9/2012 8/10/2012 9/11/2012 1/23/2009 7/17/2013 9/12/2013 1/16/2009 12/19/2012 3/6/2009 7/18/2012 9/11/2009 9/29/2010 7/24/2009 2/11/2015 1/16/2009 9/29/2010 5/29/2009 9/15/2011 10/19/2011 12/19/2008 7/24/2013 11/20/2013 4/23/2014 6/4/2014 2/27/2009 11/30/2012 1/11/2013 12/19/2008 1/9/2013 5/28/2015 5/15/2009 12/21/2012 4/3/2009 2/7/2014 2/10/2014 3/19/2014 3/20/2009 8/18/2011 2/27/2009 4/11/2014 Preferred Stock w/ Exercised Warrants $7,000,000.00 $0.00 $815,100.00 $19,817,000.00 2,964 19,817,000 $275.00 $1.00 ($2,148,900.00) $257,660.00 $6,679,340.00 260 6,740 $991.00 $991.00 ($2,340.00) ($60,660.00) $991,000.00 991,000 $347,193.00 350 $54,621,848.84 210,084,034 $400,000.00 194,794 ($6,332,625.00) ($5,850,000.00) $258,018.75 $387,028.12 500 750 $53,015.60 120 $150,000.00 150 $8,981,348.81 Sold, in full; warrants not outstanding ($69,370.00) Preferred Stock w/ Warrants $2,330,000,000.00 $0.00 $43,687,500.00 Exited bankruptcy/Receivership ($2,330,000,000.00) Preferred Stock w/ Warrants $25,000,000,000.00 $0.00 $32,839,267,986.46 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $26,440,000.00 $0.00 $28,889,100.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $10,400,000.00 $0.00 Preferred Stock w/ Exercised Warrants $24,990,000.00 $0.00 Preferred Stock $7,462,000.00 $0.00 $7,997,813.22 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $2,400,000.00 $0.00 $2,353,330.60 Sold, in full; warrants not outstanding $25,000,000,000.00 7,692,307,692 $4.14 $26,440,000.00 26,440 $1,000.00 $6,852,354,470.95 $223,571.11 Currently Not Collectible ($10,400,000.00) $13,952,381.45 Sold, in full; warrants not outstanding $6,657,375.00 $6,150,000.00 12,990 12,000 $512.50 $512.50 7,462 $1,000.00 2,400 $650.13 ($839,688.00) $4,800,000.04 10,909,091 $0.44 ($1,499,999.96) $3,000,000.00 3,000 $1,000.00 $2,212,308.00 $3,300,904.00 $3,265,788.00 63 94 93 $35,116.00 $35,116.00 $35,116.00 $300,000,000.00 300,000 $1,000.00 ($128,073.75) $7,462,000.00 $1,560,312.00 ($25,000.00) Preferred Stock w/ Exercised Warrants $6,300,000.00 $0.00 $4,980,258.54 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,000,000.00 $0.00 $3,574,645.84 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $8,779,000.00 $0.00 $12,236,725.89 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $300,000,000.00 $0.00 $381,395,557.08 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $20,500,000.00 $0.00 $23,572,379.22 Redeemed, in full; warrants not outstanding $9,439,000.00 $0.00 Preferred Stock Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $400,000,000.00 $0.00 $3,000,000.00 $0.00 $20,500,000.00 20,500 $1,000.00 $2,226,750.00 9,439 $235.91 $200,000,000.00 $200,000,000.00 200,000 200,000 $1,000.00 $1,000.00 $955,825.50 $1,662,874.50 1,095 1,905 $872.90 $872.90 ($139,174.50) ($242,125.50) 3,950 6,000 $955.10 $955.10 ($177,355.00) ($269,400.00) 500 15,515 $795.10 $795.10 ($102,450.00) ($3,179,023.50) $64,450,000.00 64,450 $1,000.00 $16,500,000.00 16,500 $1,000.00 $1,705,802.78 254,218 $12,150,120.44 2,571,998 $225,157.00 450,314 $18,500,000.00 1,128,668 $114,021.50 150 $99,000.00 $225,647.45 60,000 145,579 $389,857.05 $25,990.47 450 30 $2,508,609.00 Sold, in full; warrants not outstanding ($7,212,250.00) $442,416,666.67 Redeemed, in full; warrants not outstanding $3,318,585.05 Sold, in full; warrants not outstanding ($25,000.00) Preferred Stock w/ Warrants $9,950,000.00 $0.00 $11,166,897.79 Sold, in full; warrants not outstanding $3,772,645.00 $5,730,600.00 ($95,032.45) Preferred Stock w/ Exercised Warrants $16,015,000.00 $0.00 $14,257,487.71 Sold, in full; warrants not outstanding $397,550.00 $12,335,976.50 ($127,335.27) Preferred Stock w/ Warrants $64,450,000.00 $0.00 $73,357,086.72 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $16,500,000.00 $0.00 $19,178,479.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $10,000,000.00 $0.00 Preferred Stock w/ Exercised Warrants $574,000.00 $0.00 $143,677.00 895,968 $526,604.00 263,859 $494,381.25 50 $29,000.00 29 $810,000.00 500,000 $3,301,647.00 398,023 $10,670,784.03 Sold, in full; warrants not outstanding $46,995.00 $8,990,505.00 52 9,948 $903.75 $903.75 $574,000.00 574 $1,000.00 $21,633,944.71 $265,135.29 27,661 339 $782.11 $782.11 76,898 $1,000.00 ($5,005.00) ($957,495.00) ($90,375.00) Preferred Stock w/ Warrants $28,000,000.00 $0.00 $668,142.53 Redeemed, in full; warrants not outstanding $26,480,089.20 Sold, in full; warrants not outstanding ($6,027,055.29) ($73,864.71) ($218,990.80) Preferred Stock w/ Warrants $76,898,000.00 $0.00 $86,821,419.22 Redeemed, in full; warrants not outstanding $76,898,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Subordinated Debentures w/ Exercised Warrants $2,260,000.00 $0.00 $2,689,478.64 Redeemed, in full; warrants not outstanding $2,250,000,000.00 $0.00 $2,582,039,543.40 Redeemed, in full; warrants not outstanding $5,000,000.00 $0.00 $20,400,000.00 $0.00 $2,260,000.00 2,260 $1,000.00 $2,250,000,000.00 2,250,000 $1,000.00 $113,000.00 113 $181,102,043.40 11,479,592 $5,602,969.61 Redeemed, in full; warrants not outstanding $5,000,000.00 5,000 $1,000.00 $566,858.50 87,209 $130,500.00 $1,469,250.00 $13,100,250.00 $600,000.00 174,000 1,959,000 17,467,000 800,000 $0.75 $0.75 $0.75 $0.75 ($43,500.00) ($489,750.00) ($4,366,750.00) ($200,000.00) $792,990.00 $105,732.00 900,000 120,000 ($377,349.00) $21,575,016.54 Sold, in full; warrants not outstanding ($153,000.00) Preferred Stock w/ Exercised Warrants $7,701,000.00 $0.00 $8,451,110.79 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $2,550,000.00 $0.00 $2,899,659.67 Redeemed, in full; warrants not outstanding $7,323,651.00 7,701 $951.00 $362,427.91 385 $2,550,000.00 2,550 $1,000.00 $128,000.00 128 $500,000.00 500 $1,000.00 $25,000.00 25 $52,000,000.00 52,000 $1,000.00 $2,600,000.00 2,600 $3,872,000.00 3,872 $1,000.00 $116,000.00 116 $1,747,000.00 1,747 $1,000.00 $19,468,000.00 19,468 $1,000.00 $1,100,869.50 386,270 $4,500,000.00 $2,500,000.00 $10,680,000.00 4,500 2,500 10,680 $1,000.00 $1,000.00 $1,000.00 3,976 $935.00 $12,643,000.00 12,643 $1,000.00 $3,136,500.00 6,970 $450.00 ($3,833,500.00) $3,705,037.50 $8,867,389.75 3,750 8,975 $988.01 $988.01 ($44,962.50) ($107,610.25) $20,000,000.00 20,000 $1,000.00 $1,322,500.50 4,401 $300.50 ($73,236.51) Preferred Stock w/ Exercised Warrants $500,000.00 $0.00 $616,741.75 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $52,000,000.00 $0.00 $57,575,699.54 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,872,000.00 $0.00 $5,197,157.57 Redeemed, in full; warrants not outstanding Preferred Stock $1,747,000.00 $0.00 $1,823,188.61 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $19,468,000.00 $0.00 $22,802,281.62 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $17,680,000.00 $0.00 $23,135,879.12 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,976,000.00 $0.00 $780,000.00 780,000 $167,035.00 199 $873,485.00 61,796 $157,050.00 349 $85,157.88 $544,614.34 86 550 $1,000,000.00 1,000 $72,314.55 140 $4,674,050.16 Sold, in full; warrants not outstanding $3,717,560.00 ($258,440.00) ($25,000.00) Preferred Stock w/ Warrants $12,643,000.00 $0.00 $16,080,204.94 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $6,970,000.00 $0.00 $4,240,743.82 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $12,725,000.00 $0.00 $16,441,884.63 Sold, in full; warrants not outstanding ($125,724.27) Preferred Stock w/ Exercised Warrants $20,000,000.00 $0.00 Preferred Stock w/ Exercised Warrants $17,806,000.00 $0.00 $23,628,111.33 Redeemed, in full; warrants not outstanding $7,665,362.89 Sold, in full; warrants not outstanding ($3,078,499.50) 17 UST0379 UST0330 UST0330 UST0667 UST0667 UST0667 UST0667 UST0284 UST0284 UST0284 UST0284 UST0284 UST0392 UST0392 UST0392 UST1274 UST1274 UST1274 UST0322 UST0322 UST0082 UST0082 UST0082 UST0082 UST0082 UST0706 UST0706 UST0706 UST0384 UST0384 UST0384 UST0384 UST0504 UST0504 UST0504 UST0504 UST0467 UST0467 UST0467 UST0467 UST0663 UST0663 UST0673 UST0673 UST0673 UST0201 UST0201 UST0201 UST0456 UST0456 UST0456 UST0456 UST0657 UST0657 UST0657 UST0106 UST0106 UST0106 UST0106 UST0682 UST0682 UST1104 UST1104 UST1070 UST1070 UST1070 UST1070 UST0466 UST0466 UST0466 UST0466 UST0466 UST1098 UST1098 UST1098 UST1098 UST1098 UST0441 UST0441 UST0441 UST0441 UST0587 UST0587 UST0587 UST0548 UST0548 UST0548 UST1166 UST1166 UST1166 UST1166 UST0084 UST0084 UST0084 UST0084 UST0093 UST0093 UST0093 UST0250 UST0250 UST0250 UST0250 UST0250 UST0349 UST0349 UST0349 UST0173 UST0173 UST0173 UST0079 UST0079 UST0079 UST0135 UST0135 UST0135 UST1252 UST1252 UST0549 UST0549 UST0177 UST0177 UST0177 UST0177 UST0177 UST0177 UST0177 UST0650 UST0650 UST0650 UST0650 UST0650 8,67 8,14 44 15,17 8,14,44 53,110 8,14 8,14 8,14 8 8 58 8,14 8 11,16 8,14,44 14,15,44 8,14 8,18 14,15 8,14 11 44 15 12,44 11,16 89 44 45 11 8,14,44 8,44,73 8,14 8,14,18 AB&T FINANCIAL CORPORATION COMMUNITY FIRST, INC. COMMUNITY FIRST, INC. COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC. COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC. COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC. COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC. COMMUNITY INVESTORS BANCORP, INC. COMMUNITY INVESTORS BANCORP, INC. COMMUNITY INVESTORS BANCORP, INC. COMMUNITY INVESTORS BANCORP, INC. COMMUNITY INVESTORS BANCORP, INC. COMMUNITY PARTNERS BANCORP COMMUNITY PARTNERS BANCORP COMMUNITY PARTNERS BANCORP COMMUNITY PRIDE BANK CORPORATION COMMUNITY PRIDE BANK CORPORATION COMMUNITY PRIDE BANK CORPORATION COMMUNITY TRUST FINANCIAL CORPORATION COMMUNITY TRUST FINANCIAL CORPORATION COMMUNITY WEST BANCSHARES COMMUNITY WEST BANCSHARES COMMUNITY WEST BANCSHARES COMMUNITY WEST BANCSHARES COMMUNITY WEST BANCSHARES COMMUNITYONE BANCORP / FNB UNITED CORP. COMMUNITYONE BANCORP / FNB UNITED CORP. COMMUNITYONE BANCORP / FNB UNITED CORP. CONGAREE BANCSHARES, INC. CONGAREE BANCSHARES, INC. CONGAREE BANCSHARES, INC. CONGAREE BANCSHARES, INC. CORNING SAVINGS AND LOAN ASSOCIATION CORNING SAVINGS AND LOAN ASSOCIATION CORNING SAVINGS AND LOAN ASSOCIATION CORNING SAVINGS AND LOAN ASSOCIATION COUNTRY BANK SHARES, INC. COUNTRY BANK SHARES, INC. COUNTRY BANK SHARES, INC. COUNTRY BANK SHARES, INC. COVENANT FINANCIAL CORPORATION COVENANT FINANCIAL CORPORATION CRAZY WOMAN CREEK BANCORP INCORPORATED CRAZY WOMAN CREEK BANCORP INCORPORATED CRAZY WOMAN CREEK BANCORP INCORPORATED CRESCENT FINANCIAL BANCSHARES, INC. (CRESCENT FINANCIAL CORPORATION) / VantageSouth Bancshares, Inc. CRESCENT FINANCIAL BANCSHARES, INC. (CRESCENT FINANCIAL CORPORATION) / VantageSouth Bancshares, Inc. CRESCENT FINANCIAL BANCSHARES, INC. (CRESCENT FINANCIAL CORPORATION) / VantageSouth Bancshares, Inc. CROSSTOWN HOLDING COMPANY CROSSTOWN HOLDING COMPANY CROSSTOWN HOLDING COMPANY CROSSTOWN HOLDING COMPANY CSRA BANK CORP. CSRA BANK CORP. CSRA BANK CORP. CVB FINANCIAL CORP. CVB FINANCIAL CORP. CVB FINANCIAL CORP. CVB FINANCIAL CORP. D.L. EVANS BANCORP D.L. EVANS BANCORP DEERFIELD FINANCIAL CORPORATION DEERFIELD FINANCIAL CORPORATION DELMAR BANCORP DELMAR BANCORP DELMAR BANCORP DELMAR BANCORP DESOTO COUNTY BANK DESOTO COUNTY BANK DESOTO COUNTY BANK DESOTO COUNTY BANK DESOTO COUNTY BANK DIAMOND BANCORP, INC. DIAMOND BANCORP, INC. DIAMOND BANCORP, INC. DIAMOND BANCORP, INC. DIAMOND BANCORP, INC. DICKINSON FINANCIAL CORPORATION II DICKINSON FINANCIAL CORPORATION II DICKINSON FINANCIAL CORPORATION II DICKINSON FINANCIAL CORPORATION II DISCOVER FINANCIAL SERVICES DISCOVER FINANCIAL SERVICES DISCOVER FINANCIAL SERVICES DNB FINANCIAL CORPORATION DNB FINANCIAL CORPORATION DNB FINANCIAL CORPORATION DUKE FINANCIAL GROUP, INC. DUKE FINANCIAL GROUP, INC. DUKE FINANCIAL GROUP, INC. DUKE FINANCIAL GROUP, INC. EAGLE BANCORP, INC. EAGLE BANCORP, INC. EAGLE BANCORP, INC. EAGLE BANCORP, INC. EAST WEST BANCORP, INC. EAST WEST BANCORP, INC. EAST WEST BANCORP, INC. EASTERN VIRGINIA BANKSHARES, INC. EASTERN VIRGINIA BANKSHARES, INC. EASTERN VIRGINIA BANKSHARES, INC. EASTERN VIRGINIA BANKSHARES, INC. EASTERN VIRGINIA BANKSHARES, INC. ECB BANCORP, INC. / CRESCENT FINANCIAL BANCSHARES, INC. / VantageSouth Bancshares, Inc. ECB BANCORP, INC. / CRESCENT FINANCIAL BANCSHARES, INC. / VantageSouth Bancshares, Inc. ECB BANCORP, INC. / CRESCENT FINANCIAL BANCSHARES, INC. / VantageSouth Bancshares, Inc. EMCLAIRE FINANCIAL CORP. EMCLAIRE FINANCIAL CORP. EMCLAIRE FINANCIAL CORP. ENCORE BANCSHARES INC. ENCORE BANCSHARES INC. ENCORE BANCSHARES INC. ENTERPRISE FINANCIAL SERVICES CORP. ENTERPRISE FINANCIAL SERVICES CORP. ENTERPRISE FINANCIAL SERVICES CORP. ENTERPRISE FINANCIAL SERVICES GROUP, INC. ENTERPRISE FINANCIAL SERVICES GROUP, INC. EQUITY BANCSHARES, INC. EQUITY BANCSHARES, INC. EXCHANGE BANK EXCHANGE BANK EXCHANGE BANK EXCHANGE BANK EXCHANGE BANK EXCHANGE BANK EXCHANGE BANK F & M BANCSHARES, INC. F & M BANCSHARES, INC. F & M BANCSHARES, INC. F & M BANCSHARES, INC. F & M BANCSHARES, INC. GASTONIA COLUMBIA COLUMBIA BRANDON BRANDON BRANDON BRANDON BUCYRUS BUCYRUS BUCYRUS BUCYRUS BUCYRUS MIDDLETOWN MIDDLETOWN MIDDLETOWN HAM LAKE HAM LAKE HAM LAKE RUSTON RUSTON GOLETA GOLETA GOLETA GOLETA GOLETA ASHEBORO ASHEBORO ASHEBORO CAYCE CAYCE CAYCE CAYCE CORNING CORNING CORNING CORNING MILFORD MILFORD MILFORD MILFORD CLARKSDALE CLARKSDALE BUFFALO BUFFALO BUFFALO RALEIGH RALEIGH RALEIGH BLAINE BLAINE BLAINE BLAINE WRENS WRENS WRENS ONTARIO ONTARIO ONTARIO ONTARIO BURLEY BURLEY DEERFIELD DEERFIELD DELMAR DELMAR DELMAR DELMAR HORN LAKE HORN LAKE HORN LAKE HORN LAKE HORN LAKE WASHINGTON WASHINGTON WASHINGTON WASHINGTON WASHINGTON KANSAS CITY KANSAS CITY KANSAS CITY KANSAS CITY RIVERWOODS RIVERWOODS RIVERWOODS DOWNINGTOWN DOWNINGTOWN DOWNINGTOWN MINNEAPOLIS MINNEAPOLIS MINNEAPOLIS MINNEAPOLIS BETHESDA BETHESDA BETHESDA BETHESDA PASADENA PASADENA PASADENA TAPPAHANNOCK TAPPAHANNOCK TAPPAHANNOCK TAPPAHANNOCK TAPPAHANNOCK ENGELHARD ENGELHARD ENGELHARD EMLENTON EMLENTON EMLENTON HOUSTON HOUSTON HOUSTON ST. LOUIS ST. LOUIS ST. LOUIS ALLISON PARK ALLISON PARK WICHITA WICHITA SANTA ROSA SANTA ROSA SANTA ROSA SANTA ROSA SANTA ROSA SANTA ROSA SANTA ROSA TREZEVANT TREZEVANT TREZEVANT TREZEVANT TREZEVANT NC TN TN MS MS MS MS OH OH OH OH OH NJ NJ NJ MN MN MN LA LA CA CA CA CA CA NC NC NC SC SC SC SC AR AR AR AR NE NE NE NE MS MS WY WY WY NC NC NC MN MN MN MN GA GA GA CA CA CA CA ID ID WI WI MD MD MD MD MS MS MS MS MS MO MO MO MO MO MO MO MO MO IL IL IL PA PA PA MN MN MN MN MD MD MD MD CA CA CA VA VA VA VA VA NC NC NC PA PA PA TX TX TX MO MO MO PA PA KS KS CA CA CA CA CA CA CA TN TN TN TN TN 11/19/2013 4/14/2014 7/18/2014 2/6/2009 11/30/2012 1/11/2013 3/26/2013 12/23/2008 12/19/2012 12/20/2012 1/11/2013 3/26/2013 1/30/2009 8/11/2011 10/26/2011 11/13/2009 8/12/2013 9/12/2013 1/9/2009 7/6/2011 12/19/2008 12/10/2012 12/11/2012 1/11/2013 6/12/2013 2/13/2009 5/23/2014 5/27/2015 1/9/2009 10/29/2012 10/31/2012 1/11/2013 2/13/2009 11/30/2012 1/11/2013 3/26/2013 1/30/2009 11/28/2012 11/29/2012 1/11/2013 6/5/2009 4/30/2014 2/20/2009 1/8/2014 11/19/2014 1/9/2009 2/19/2014 6/11/2014 1/23/2009 7/19/2013 7/22/2013 9/12/2013 3/27/2009 6/29/2015 8/6/2015 12/5/2008 8/26/2009 9/2/2009 10/28/2009 2/27/2009 9/27/2011 5/15/2009 9/8/2011 12/4/2009 2/7/2013 2/8/2013 3/26/2013 2/13/2009 12/29/2009 9/24/2013 9/25/2013 10/29/2013 5/22/2009 8/8/2012 8/9/2012 8/10/2012 9/11/2012 1/16/2009 2/7/2013 2/8/2013 3/26/2013 3/13/2009 4/21/2010 7/7/2010 1/30/2009 8/4/2011 9/21/2011 6/19/2009 11/27/2013 3/5/2014 4/2/2014 12/5/2008 12/23/2009 7/14/2011 11/23/2011 12/5/2008 12/29/2010 1/26/2011 1/9/2009 10/18/2013 10/21/2013 1/6/2014 5/13/2015 1/16/2009 2/19/2014 6/11/2014 12/23/2008 8/18/2011 12/7/2011 12/5/2008 9/27/2011 11/23/2011 12/19/2008 11/7/2012 1/9/2013 6/12/2009 8/25/2011 1/30/2009 8/11/2011 12/19/2008 8/3/2012 8/8/2012 8/9/2012 8/10/2012 8/13/2012 9/11/2012 1/30/2009 11/6/2009 2/6/2013 2/7/2013 2/8/2013 $815,100.00 $4,028,202.50 2,964 13,405 $275.00 $300.50 ($2,148,900.00) ($9,376,797.50) $387,399.37 750 105 $9,550.00 ($47,250.00) $25,000.00 5 1,003 1,597 $950.00 $950.00 ($50,150.00) ($79,850.00) $105,000.00 130 9,000 $1,000.00 4,400,000 $1.11 $24,000,000.00 24,000 $1,000.00 $2,172,000.00 $9,122,400.00 3,000 12,600 $724.00 $724.00 ($828,000.00) ($3,477,600.00) 1,085,554 $9.35 ($41,350,070.10) ($53,507.03) Preferred Stock w/ Exercised Warrants $1,050,000.00 $0.00 $1,220,300.65 Sold, in full; warrants not outstanding $1,002,750.00 ($10,027.50) ($14,972.50) Preferred Stock w/ Exercised Warrants $2,600,000.00 $0.00 Preferred Stock w/ Warrants $9,000,000.00 $0.00 $3,115,616.28 Sold, in full; warrants not outstanding $952,850.00 $1,517,150.00 ($24,700.00) ($300.00) $10,598,750.00 Redeemed, in full; warrants not outstanding $9,000,000.00 Subordinated Debentures w/ Exercised Warrants $4,400,000.00 $0.00 $460,000.00 311,972 $177,716.96 132,000 $1,200,000.00 1,200 $698,351.00 521,158 $10,356.69 22,071 $5,462,045.14 Sold, in full; warrants not outstanding $4,400,000.00 $484,924.00 ($48,849.24) Preferred Stock w/ Exercised Warrants $24,000,000.00 $0.00 $28,459,100.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $15,600,000.00 $0.00 $14,341,140.33 Sold, in full; warrants not outstanding ($112,944.00) Preferred Stock w/ Warrants $51,500,000.00 $0.00 $12,749,591.59 Sold, in full; warrants not outstanding $10,149,929.90 Preferred Stock w/ Exercised Warrants $3,285,000.00 $0.00 $3,483,629.20 Sold, in full; warrants not outstanding $23,932.54 $2,687,046.56 29 3,256 $825.26 $825.26 ($5,067.46) ($568,953.44) $106,364.00 164 638 $860.00 ($89,320.00) $3,960.00 32 777 6,748 $917.90 $917.90 ($63,791.70) ($554,010.80) $372,240.00 376 $5,000,000.00 5,000 $1,000.00 $250,000.00 250 $1,000,000.00 $2,100,000.00 1,000 2,100 $1,000.00 $1,000.00 $155,000.00 155 $24,900,000.00 24,900 $1,000.00 $1,681,000.00 833,705 ($25,000.00) Preferred Stock w/ Exercised Warrants $638,000.00 $0.00 $659,705.04 Sold, in full; warrants not outstanding $548,680.00 ($5,486.80) ($19,513.20) Preferred Stock w/ Exercised Warrants $7,525,000.00 $0.00 $8,781,205.02 Sold, in full; warrants not outstanding $713,208.30 $6,193,989.20 ($69,071.98) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $5,000,000.00 $3,100,000.00 $24,900,000.00 $0.00 $0.00 $0.00 $6,594,635.27 Redeemed, in full; warrants not outstanding $4,225,732.08 Redeemed, in full; warrants not outstanding $33,014,741.20 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $10,650,000.00 $0.00 $13,498,324.83 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $2,400,000.00 $0.00 $3,210,755.60 Sold, in full; warrants not outstanding $343,794.50 $10,117,381.00 350 10,300 $982.27 $982.27 ($6,205.50) ($182,619.00) 2,400 $1,213.75 97,500 32,500 $1,000.00 $1,000.00 $19,891,000.00 19,891 $1,000.00 $995,000.00 995 $2,639,000.00 2,639,000 $1.00 $132,000.00 132,000 $5,293,527.28 $215,462.72 8,648 352 $612.11 $612.11 ($3,354,472.72) ($136,537.28) $311,943.55 450 366 2,315 $823.58 $818.78 ($64,571.42) ($419,532.41) $40,563.34 59 6,000,000 13,965,000 480,000 $0.73 $0.73 $0.73 ($1,618,500.00) ($3,767,058.75) ($129,480.00) $688,041.09 $91,535.40 902,000 120,000 14,523 131,530 $552.61 $552.61 ($6,497,444.97) ($58,845,206.70) $3,372.19 $4,922,044.87 5 7,298 $1,224,558,000.00 1,224,558 $1,000.00 $172,000,000.00 20,500,413 $11,750,000.00 11,750 $1,000.00 $458,000.00 186,311 $600,000.00 600,000 $531,210.67 533 $141,815.60 120 $1,307,000.00 834,761 ($104,611.76) $2,400,000.00 $513,000.00 ($25,000.00) Preferred Stock w/ Warrants $130,000,000.00 $0.00 $136,046,583.33 Redeemed, in full; warrants not outstanding $97,500,000.00 $32,500,000.00 Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $19,891,000.00 $0.00 $23,686,592.33 Redeemed, in full; warrants not outstanding $2,639,000.00 $0.00 $3,283,338.96 Redeemed, in full; warrants not outstanding $9,000,000.00 $0.00 $6,598,331.15 Sold, in full; warrants not outstanding ($55,089.90) Preferred Stock w/ Exercised Warrants $1,173,000.00 $1,508,000.00 $0.00 $2,781,331.97 Sold, in full; warrants not outstanding $301,428.58 $1,895,467.59 ($33,333.34) Subordinated Debentures w/ Exercised Warrants $20,445,000.00 $0.00 $21,101,618.19 Sold, in full; warrants not outstanding $4,381,500.00 $10,197,941.25 $350,520.00 ($149,299.61) Preferred Stock w/ Exercised Warrants $146,053,000.00 $0.00 $87,459,858.69 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $1,224,558,000.00 $0.00 $1,464,248,844.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $11,750,000.00 $0.00 $13,683,277.61 Redeemed, in full; warrants not outstanding $8,025,555.03 $72,684,793.30 ($807,103.48) Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $12,000,000.00 $38,235,000.00 $306,546,000.00 $24,000,000.00 $0.00 $0.00 $0.00 $0.00 $17,424,285.82 Redeemed, in full; warrants not outstanding $5,000,000.00 $2,000,000.00 $5,000,000.00 5,000,000 2,000,000 5,000,000 $1.00 $1.00 $1.00 $15,000,000.00 $23,235,000.00 15,000 23,235 $1,000.00 $1,000.00 $306,546,000.00 306,546 $1,000.00 $44,847,153.76 Redeemed, in full; warrants not outstanding $2,794,422.00 385,434 $14,500,000.00 1,517,555 $115,000.00 384,041 $871,000.00 514,693 $352,722,420.00 Redeemed, in full; warrants not outstanding $28,568,653.60 Sold, in full; warrants not outstanding $3,900,000.00 $20,100,000.00 3,900 20,100 $1,104.11 $1,104.11 17,949 $1,000.00 $406,029.00 $2,092,611.00 ($264,986.40) Preferred Stock w/ Warrants $17,949,000.00 $0.00 $23,397,494.08 Redeemed, in full; warrants not outstanding $17,949,000.00 Preferred Stock w/ Warrants $7,500,000.00 $0.00 $8,545,904.67 Redeemed, in full; warrants not outstanding $7,500,000.00 Preferred Stock w/ Warrants $34,000,000.00 $0.00 $39,415,959.89 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $35,000,000.00 $0.00 $42,801,933.33 Redeemed, in full; warrants not outstanding $4,000,000.00 $0.00 $4,680,205.56 Redeemed, in full; warrants not outstanding 7,500 $34,000,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $8,750,000.00 $0.00 $10,394,872.56 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $43,000,000.00 $0.00 $47,294,527.29 Sold, in full; warrants not outstanding 34,000 $1,000.00 $51,113.00 50,111 $637,071.00 364,026 $1,000.00 $35,000,000.00 35,000 $1,000.00 $1,006,100.00 324,074 $4,000,000.00 4,000 $1,000.00 $200,000.00 200 $8,750,000.00 8,750 $1,000.00 $438,000.00 438 $481,387.50 $17,505,000.00 $8,725,367.25 $420,995.25 $10,503,000.00 550 20,000 9,969 481 12,000 $875.25 $875.25 $875.25 $875.25 $875.25 ($68,612.50) ($2,495,000.00) ($1,243,632.75) ($60,004.75) ($1,497,000.00) $1,910,898.00 $120,386.57 $22,930.78 2,000 126 24 5,090 2,901 153 $942.50 $942.50 $942.50 ($292,675.00) ($166,807.50) ($8,797.50) $222,007.50 230 ($376,357.50) Preferred Stock w/ Exercised Warrants $4,609,000.00 $3,535,000.00 $0.00 $9,405,391.28 Sold, in full; warrants not outstanding $4,797,325.00 $2,734,192.50 $144,202.50 18 UST0379 UST0650 UST0627 UST0627 UST0627 UST0627 UST0627 UST1038 UST1038 UST1038 UST1038 UST0778 UST0778 UST0778 UST0778 UST0778 UST0306 UST0306 UST0306 UST0557 UST0557 UST0997 UST0997 UST0997 UST0406 UST0406 UST0406 UST0085 UST0085 UST0085 UST1237 UST1237 UST1237 UST1237 UST1237 UST0998 UST0998 UST1315 UST1315 UST1180 UST1180 UST1180 UST0363 UST0363 UST0008 UST0008 UST0008 UST0008 UST1031 UST1031 UST0261 UST0261 UST0261 UST0826 UST0826 UST0826 UST0826 UST0275 UST0275 UST0275 UST0275 UST0275 UST0275 UST0275 UST0275 UST0275 UST0178 UST0178 UST0178 UST0040 UST0040 UST0040 UST0234 UST0234 UST0234 UST0234 UST0518 UST0518 UST1206 UST1206 UST0913 UST0913 UST0913 UST0913 UST0913 UST1209 UST1209 UST1209 UST1209 UST1302 UST1302 UST1302 UST0596 UST0596 UST0341 UST0341 UST0341 UST0368 UST0368 UST0368 UST0368 UST0368 UST0368 UST0368 UST0368 UST0794 UST0794 UST0794 UST0625 UST0625 UST0309 UST0309 UST0446 UST0446 UST0446 UST0446 UST0446 UST0446 UST0446 UST0446 UST0352 UST0352 UST0352 UST1020 UST1020 UST1020 UST1020 UST1020 UST0204 UST0204 UST0204 8,14 14,15 8,14 11 8,120 8,14 8,11 14,15 8,14,45 15,17 8,14 8,14,45 8,14 11,15,44 77 8,17 8,14 11 11 8,14,45 15,17,44 8,14 8,14 11,14,15 9,11,36 45 34,118,121,140,147 8,11,14 8,14,45 8,14,45 8 45 8,14,18 45 AB&T FINANCIAL CORPORATION F & M BANCSHARES, INC. F & M FINANCIAL CORPORATION (NC) F & M FINANCIAL CORPORATION (NC) F & M FINANCIAL CORPORATION (NC) F & M FINANCIAL CORPORATION (NC) F & M FINANCIAL CORPORATION (NC) F&C BANCORP. INC. F&C BANCORP. INC. F&C BANCORP. INC. F&C BANCORP. INC. F&M FINANCIAL CORPORATION (TN) F&M FINANCIAL CORPORATION (TN) F&M FINANCIAL CORPORATION (TN) F&M FINANCIAL CORPORATION (TN) F&M FINANCIAL CORPORATION (TN) F.N.B. CORPORATION F.N.B. CORPORATION F.N.B. CORPORATION FARMERS & MERCHANTS BANCSHARES, INC. / ALLEGIANCE BANCSHARES, INC. FARMERS & MERCHANTS BANCSHARES, INC. / ALLEGIANCE BANCSHARES, INC. FARMERS & MERCHANTS FINANCIAL CORPORATION FARMERS & MERCHANTS FINANCIAL CORPORATION FARMERS & MERCHANTS FINANCIAL CORPORATION FARMERS BANK, WINDSOR, VIRGINIA FARMERS BANK, WINDSOR, VIRGINIA FARMERS BANK, WINDSOR, VIRGINIA FARMERS CAPITAL BANK CORPORATION FARMERS CAPITAL BANK CORPORATION FARMERS CAPITAL BANK CORPORATION FARMERS ENTERPRISES, INC. FARMERS ENTERPRISES, INC. FARMERS ENTERPRISES, INC. FARMERS ENTERPRISES, INC. FARMERS ENTERPRISES, INC. FARMERS STATE BANKSHARES, INC. FARMERS STATE BANKSHARES, INC. FBHC HOLDING COMPANY FBHC HOLDING COMPANY FC HOLDINGS, INC. FC HOLDINGS, INC. FC HOLDINGS, INC. FCB BANCORP, INC. FCB BANCORP, INC. FFW CORPORATION FFW CORPORATION FFW CORPORATION FFW CORPORATION FIDELITY BANCORP, INC. (LA) FIDELITY BANCORP, INC. (LA) FIDELITY BANCORP, INC. (PA) / WESBANCO, INC. FIDELITY BANCORP, INC. (PA) / WESBANCO, INC. FIDELITY BANCORP, INC. (PA) / WESBANCO, INC. FIDELITY FEDERAL BANCORP FIDELITY FEDERAL BANCORP FIDELITY FEDERAL BANCORP FIDELITY FEDERAL BANCORP FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY SOUTHERN CORPORATION FIDELITY SOUTHERN CORPORATION FIDELITY SOUTHERN CORPORATION FIFTH THIRD BANCORP FIFTH THIRD BANCORP FIFTH THIRD BANCORP FINANCIAL INSTITUTIONS, INC. FINANCIAL INSTITUTIONS, INC. FINANCIAL INSTITUTIONS, INC. FINANCIAL INSTITUTIONS, INC. FINANCIAL SECURITY CORPORATION FINANCIAL SECURITY CORPORATION FINANCIAL SERVICES OF WINGER, INC. FINANCIAL SERVICES OF WINGER, INC. FIRST ADVANTAGE BANCSHARES, INC. FIRST ADVANTAGE BANCSHARES, INC. FIRST ADVANTAGE BANCSHARES, INC. FIRST ADVANTAGE BANCSHARES, INC. FIRST ADVANTAGE BANCSHARES, INC. FIRST ALLIANCE BANCSHARES, INC. FIRST ALLIANCE BANCSHARES, INC. FIRST ALLIANCE BANCSHARES, INC. FIRST ALLIANCE BANCSHARES, INC. FIRST AMERICAN BANK CORPORATION FIRST AMERICAN BANK CORPORATION FIRST AMERICAN BANK CORPORATION FIRST AMERICAN INTERNATIONAL CORP. FIRST AMERICAN INTERNATIONAL CORP. FIRST BANCORP (NC) FIRST BANCORP (NC) FIRST BANCORP (NC) FIRST BANCORP (PR) FIRST BANCORP (PR) FIRST BANCORP (PR) FIRST BANCORP (PR) FIRST BANCORP (PR) FIRST BANCORP (PR) FIRST BANCORP (PR) FIRST BANCORP (PR) FIRST BANCTRUST CORPORATION FIRST BANCTRUST CORPORATION FIRST BANCTRUST CORPORATION FIRST BANK OF CHARLESTON, INC. FIRST BANK OF CHARLESTON, INC. FIRST BANKERS TRUSTSHARES, INC. FIRST BANKERS TRUSTSHARES, INC. FIRST BANKS, INC. FIRST BANKS, INC. FIRST BANKS, INC. FIRST BANKS, INC. FIRST BANKS, INC. FIRST BANKS, INC. FIRST BANKS, INC. FIRST BANKS, INC. FIRST BUSEY CORPORATION FIRST BUSEY CORPORATION FIRST BUSEY CORPORATION FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A. FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A. FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A. FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A. FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A. FIRST CALIFORNIA FINANCIAL GROUP, INC. FIRST CALIFORNIA FINANCIAL GROUP, INC. FIRST CALIFORNIA FINANCIAL GROUP, INC. GASTONIA TREZEVANT SALISBURY SALISBURY SALISBURY SALISBURY SALISBURY HOLDEN HOLDEN HOLDEN HOLDEN CLARKSVILLE CLARKSVILLE CLARKSVILLE CLARKSVILLE CLARKSVILLE HERMITAGE HERMITAGE HERMITAGE HOUSTON HOUSTON ARGONIA ARGONIA ARGONIA WINDSOR WINDSOR WINDSOR FRANKFORT FRANKFORT FRANKFORT GREAT BEND GREAT BEND GREAT BEND GREAT BEND GREAT BEND HOLTON HOLTON BOULDER BOULDER HOUSTON HOUSTON HOUSTON LOUISVILLE LOUISVILLE WABASH WABASH WABASH WABASH BATON ROUGE BATON ROUGE PITTSBURGH PITTSBURGH PITTSBURGH EVANSVILLE EVANSVILLE EVANSVILLE EVANSVILLE WICHITA WICHITA WICHITA WICHITA WICHITA WICHITA WICHITA WICHITA WICHITA ATLANTA ATLANTA ATLANTA CINCINNATI CINCINNATI CINCINNATI WARSAW WARSAW WARSAW WARSAW BASIN BASIN WINGER WINGER COON RAPIDS COON RAPIDS COON RAPIDS COON RAPIDS COON RAPIDS CORDOVA CORDOVA CORDOVA CORDOVA ELK GROVE VILLAGE ELK GROVE VILLAGE ELK GROVE VILLAGE BROOKLYN BROOKLYN TROY TROY TROY SAN JUAN SAN JUAN SAN JUAN SAN JUAN SAN JUAN SAN JUAN SAN JUAN SAN JUAN PARIS PARIS PARIS CHARLESTON CHARLESTON QUINCY QUINCY CLAYTON CLAYTON CLAYTON CLAYTON CLAYTON CLAYTON CLAYTON CLAYTON URBANA URBANA URBANA SAN DIEGO SAN DIEGO SAN DIEGO SAN DIEGO SAN DIEGO WESTLAKE VILLAGE WESTLAKE VILLAGE WESTLAKE VILLAGE NC TN NC NC NC NC NC MO MO MO MO TN TN TN TN TN PA PA PA TX TX KS KS KS VA VA VA KY KY KY KS KS KS KS KS KS KS CO CO TX TX TX KY KY IN IN IN IN LA LA PA PA PA IN IN IN IN KS KS KS KS KS KS KS KS KS GA GA GA OH OH OH NY NY NY NY WY WY MN MN MN MN MN MN MN TN TN TN TN IL IL IL NY NY NC NC NC PR PR PR PR PR PR PR PR IL IL IL WV WV IL IL MO MO MO MO MO MO MO MO IL IL IL CA CA CA CA CA CA CA CA 11/19/2013 3/26/2013 2/6/2009 9/18/2012 9/19/2012 9/20/2012 11/16/2012 5/22/2009 11/8/2012 11/13/2012 1/11/2013 2/13/2009 9/19/2012 9/20/2012 9/21/2012 11/16/2012 1/9/2009 9/9/2009 11/23/2011 3/6/2009 7/15/2015 3/20/2009 6/24/2013 7/26/2013 1/23/2009 1/9/2013 12/31/2013 1/9/2009 6/19/2012 7/18/2012 6/19/2009 11/8/2012 11/9/2012 11/13/2012 1/11/2013 3/20/2009 7/21/2011 12/29/2009 3/9/2011 6/26/2009 2/20/2013 3/26/2013 12/19/2008 9/22/2011 12/19/2008 11/28/2012 11/30/2012 1/11/2013 5/29/2009 3/27/2013 12/12/2008 11/30/2012 5/6/2015 11/13/2009 7/19/2013 7/22/2013 9/12/2013 12/19/2008 8/1/2012 8/2/2012 8/3/2012 8/7/2012 8/8/2012 8/9/2012 8/10/2012 9/11/2012 12/19/2008 7/3/2012 5/28/2015 12/31/2008 2/2/2011 3/16/2011 12/23/2008 2/23/2011 3/30/2011 5/11/2011 2/13/2009 7/21/2011 7/31/2009 9/1/2011 5/22/2009 12/10/2012 12/11/2012 1/11/2013 3/26/2013 6/26/2009 12/20/2012 1/11/2013 3/26/2013 7/24/2009 12/21/2011 12/11/2012 3/13/2009 8/13/2010 1/9/2009 9/1/2011 11/23/2011 1/16/2009 8/16/2013 9/13/2013 12/5/2014 3/6/2015 5/15/2017 5/17/2018 5/21/2018 2/20/2009 1/18/2012 10/24/2012 2/6/2009 7/21/2011 1/16/2009 9/8/2011 12/31/2008 8/8/2013 8/9/2013 8/12/2013 9/12/2013 9/24/2013 9/25/2013 10/29/2013 3/6/2009 8/25/2011 11/23/2011 4/10/2009 12/11/2009 12/19/2012 12/20/2012 1/11/2013 12/19/2008 7/14/2011 8/24/2011 $815,100.00 2,964 $275.00 ($2,148,900.00) $136,813.05 150 2,805 14,195 $950.00 $950.00 ($140,250.00) ($709,750.00) $638,460.90 700 1,659,000 1,334,000 $0.96 $0.96 ($68,400.57) ($55,000.82) $125,000.00 150,000 $96,465.60 112 200 17,043 $787.50 $787.50 ($42,500.00) ($3,621,637.50) $645,975.00 750 $100,000,000.00 100,000 $1,000.00 $690,100.00 651,042 $11,000,000.00 11,000 $1,000.00 $550,000.00 550 442 $962.50 3,063 5,689 $1,000.00 $1,000.00 30,000 $739.89 ($76,757.21) Preferred Stock w/ Exercised Warrants $17,000,000.00 $0.00 $20,119,744.45 Sold, in full; warrants not outstanding $2,664,750.00 $13,485,250.00 ($161,500.00) Subordinated Debentures w/ Exercised Warrants $2,993,000.00 $0.00 $3,842,376.65 Sold, in full; warrants not outstanding $1,590,599.43 $1,278,999.18 ($25,000.00) Preferred Stock w/ Exercised Warrants $17,243,000.00 $0.00 $17,573,762.97 Sold, in full; warrants not outstanding $157,500.00 $13,421,362.50 ($135,788.63) Preferred Stock w/ Warrants $100,000,000.00 $0.00 Preferred Stock w/ Exercised Warrants $11,000,000.00 $0.00 Preferred Stock w/ Exercised Warrants $442,000.00 $0.00 $104,023,433.33 Redeemed, in full; warrants not outstanding $15,971,339.07 Redeemed, in full; warrants not outstanding $500,199.14 Sold, in full; warrants not outstanding $425,425.00 ($16,575.00) ($2,835.00) 22 ($25,000.00) Preferred Stock w/ Exercised Warrants $8,752,000.00 $0.00 $11,396,202.11 Redeemed, in full; warrants not outstanding $3,063,000.00 $5,689,000.00 Preferred Stock w/ Warrants $30,000,000.00 $0.00 $22,196,700.00 Subordinated Debentures w/ Exercised Warrants $12,000,000.00 $0.00 $438,000.00 438 $75,000.00 223,992 $37,387.14 $552,936.00 38,000 562,000 $27,105,349.50 Sold, in full; warrants not outstanding ($332,950.50) ($7,803,300.00) $15,452,669.34 Sold, in full; warrants not outstanding $96,290.00 100,000 $0.96 ($3,710.00) 11,900,000 $0.96 ($441,490.00) $700,000.00 700 $1,000.00 $650,000.00 3,035,000 $0.21 ($2,385,000.00) $18,874,674.00 21,042 $897.00 ($2,167,326.00) $9,294,000.00 9,294 $1,000.00 $879,424.60 $5,701,813.50 974 6,315 $902.90 $902.90 $3,942,000.00 3,942,000 $1.00 $7,000,000.00 7,000 $1,000.00 $439,000.00 $6,218,000.00 439 6,218 $1,058.90 $1,058.90 135 30 335 3,591 2,635 29,236 320 $891.26 $891.26 $891.26 $891.26 $891.26 $891.26 $891.26 ($14,679.90) ($3,262.20) ($36,427.90) ($390,485.34) ($286,529.90) ($3,179,122.64) ($34,796.80) 48,200 $900.60 ($4,791,080.00) 136,320 $25,000.00 $11,458,510.00 ($115,548.00) Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $700,000.00 $0.00 $830,173.67 Redeemed, in full; warrants not outstanding $3,035,000.00 $0.00 $804,592.16 Sold, in full; warrants not outstanding $21,042,000.00 $0.00 $19,836,630.66 Sold, in full; warrants not outstanding $40,000.00 4 $994,613.40 1,052 $465,000.00 465 ($188,746.74) Preferred Stock w/ Exercised Warrants $9,294,000.00 $0.00 Preferred Stock w/ Exercised Warrants $7,289,000.00 $0.00 $11,156,234.25 Redeemed, in full; warrants not outstanding $8,441,836.26 Sold, in full; warrants not outstanding ($94,575.40) ($613,186.50) $358,558.20 364 $197,000.00 197,000 $2,246,531.00 101,321 $242,302.50 200 $170,227.93 $167,374.94 $1,210,615.36 $176,884.89 179 176 1,273 186 ($65,812.38) Subordinated Debentures w/ Exercised Warrants $3,942,000.00 $0.00 Preferred Stock w/ Warrants $7,000,000.00 $0.00 Preferred Stock w/ Exercised Warrants $6,657,000.00 $0.00 $5,404,924.35 Redeemed, in full; warrants not outstanding $10,634,864.33 Redeemed, in full; warrants not outstanding $7,220,908.83 Sold, in full; warrants not outstanding $25,857.10 $366,240.20 ($70,490.97) Preferred Stock w/ Exercised Warrants $36,282,000.00 $0.00 $40,966,780.82 Sold, in full; warrants not outstanding $120,320.10 $26,737.80 $298,572.10 $3,200,514.66 $2,348,470.10 $26,056,877.36 $285,203.20 ($323,366.95) Preferred Stock w/ Warrants $48,200,000.00 $0.00 Preferred Stock w/ Warrants $3,408,000,000.00 $0.00 $82,715,982.47 Sold, in full; warrants not outstanding $43,408,920.00 ($651,133.80) $3,408,000,000.00 Preferred Stock w/ Warrants $31,429,313.38 2,693,747 $280,025,936.00 43,617,747 $2,079,962.50 378,175 $4,043,972,602.67 Redeemed, in full; warrants not outstanding $37,515,000.00 $0.00 $43,787,611.61 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $5,000,000.00 $0.00 $5,914,597.33 Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants $3,742,000.00 $0.00 $4,487,322.46 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,177,000.00 $0.00 $1,289,436.37 Sold, in full; warrants not outstanding $12,505,000.00 $25,010,000.00 2,501 5,002 $5,000.00 $5,000.00 $5,000,000.00 5,000 $1,000.00 $250,000.00 250 $3,742,000.00 3,742,000 $1.00 $112,000.00 112,000 769 408 $898.21 $898.21 ($78,276.51) ($41,530.32) $2,979.49 $26,318.80 6 53 ($1,026,257.80) $94,701.71 171 $2,500,000.00 2,500,000 $924,462.00 616,308 $690,723.49 $366,469.68 ($10,571.93) ($14,428.07) Preferred Stock w/ Exercised Warrants $3,422,000.00 $0.00 $50,000,000.00 $0.00 $3,003,674.75 Sold, in full; warrants not outstanding $2,395,742.20 3,422 $700.10 $15,000,000.00 $35,000,000.00 15,000,000 35,000,000 $1.00 $1.00 $17,000,000.00 17,000 $1,000.00 $65,000,000.00 65,000 $1,000.00 $81,000,000.00 $8,514,153.00 $22,063,492.11 $29,708,351.90 $57,735,612.33 12,000,000 1,261,356 4,388,888 5,000,000 10,291,553 $6.75 $6.75 $5.03 $5.94 $5.61 $3,675,000.00 $3,675,000.00 3,675 3,675 $1,000.00 $1,000.00 $368,000.00 368 $3,345,000.00 3,345 $1,000.00 $167,000.00 167 $10,000,000.00 10,000 $1,000.00 $105,000.00 $12,171,950.00 $87,028,900.00 300 34,777 248,654 $350.00 $350.00 $350.00 ($195,000.00) ($22,605,050.00) ($161,625,100.00) 5,819 5,850 $551.59 $551.59 ($2,609,297.79) ($2,623,198.50) $100,000,000.00 100,000 $1,000.00 $1,373,084.00 $2,510,399.84 1,500 2,743 $915.39 $915.20 25,000 $1,000.00 ($23,957.42) ($1,042.58) Subordinated Debentures w/ Exercised Warrants $65,558,530.56 Redeemed, in full; warrants not outstanding Preferred Stock $17,000,000.00 $0.00 $18,204,166.78 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $65,000,000.00 $0.00 $74,518,906.44 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $400,000,000.00 $5,702,113.11 $237,563,497.81 Sold, in full; warrants not outstanding ($74,611.09) ($85,000.00) ($64,711,540.92) ($6,802,024.20) ($31,229,144.01) ($31,004,790.15) ($67,230,891.51) $6.58 $5,702,106.66 Preferred Stock w/ Exercised Warrants $7,350,000.00 $0.00 $9,050,516.50 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,345,000.00 $0.00 $3,960,105.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $10,000,000.00 $0.00 $11,941,222.22 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $295,400,000.00 $0.00 $500,000.00 500 $2,430,181.71 $5,919,151.59 4,299 10,471 $63,677.00 573,833 $90,461.65 111 $599,042.00 599,042 $119,071,500.97 Sold, in full; warrants not outstanding ($993,058.50) $3,209,702.21 $3,226,801.50 ($64,365.04) Preferred Stock w/ Warrants $100,000,000.00 $0.00 Preferred Stock w/ Warrants $2,211,000.00 $2,032,000.00 $0.00 $112,410,898.89 Redeemed, in full; warrants not outstanding $4,693,275.61 Sold, in full; warrants not outstanding ($126,916.00) ($232,600.16) ($33,333.33) Preferred Stock w/ Warrants $25,000,000.00 $0.00 $28,810,847.55 Redeemed, in full; warrants not outstanding $25,000,000.00 19 UST0379 UST0444 UST0444 UST0444 UST0649 UST0649 UST0649 UST0427 UST0427 UST0427 UST0661 UST0661 UST0026 UST0026 UST0026 UST1075 UST1075 UST0296 UST0296 UST0078 UST0078 UST0078 UST1067 UST1067 UST1067 UST1067 UST1067 UST1067 UST1067 UST1067 UST0108 UST0108 UST0108 UST1297 UST1297 UST0505 UST0505 UST0851 UST0851 UST0046 UST0046 UST0046 UST1063 UST1063 UST0110 UST0110 UST0110 UST0342 UST0342 UST0342 UST0342 UST0468 UST0468 UST0468 UST0720 UST0720 UST0720 UST0720 UST1287 UST1287 UST0027 UST0027 UST0027 UST1030 UST1030 UST1030 UST1030 UST0943 UST0943 UST0943 UST0185 UST0185 UST0344 UST0344 UST0344 UST0486 UST0486 UST0564 UST0564 UST0442 UST0442 UST0745 UST0745 UST0745 UST0054 UST0054 UST0054 UST0699 UST0699 UST0651 UST0651 UST0009 UST0009 UST0009 UST0496 UST0496 UST0496 UST0070 UST0070 UST0070 UST0111 UST0111 UST0686 UST0686 UST0686 UST0686 UST0686 UST0623 UST0623 UST0623 UST0687 UST0687 UST0687 UST0374 UST0374 UST0137 UST0137 UST1057 UST1057 UST1057 UST0436 UST0436 UST0666 UST0666 UST0666 UST0666 UST0666 UST0534 UST0534 UST0967 UST0967 8,11,14,18,36 8,14,44 12 8,72 8 11,15,36 8,11,14 12,16 15,17,44 9,17 8,14 8,14,44 11 8,9 8 11 11,36 8,11,14 11,25 8,14,44 33,44,45 11 8,14 8,14,44 12,16 44 11 73,97 8,14,18 8,14 8,14,18,44,45 87 79 11,14,15 8,11,14 8,14 8,14,44 14,15 AB&T FINANCIAL CORPORATION FIRST CAPITAL BANCORP, INC. FIRST CAPITAL BANCORP, INC. FIRST CAPITAL BANCORP, INC. FIRST CHOICE BANK FIRST CHOICE BANK FIRST CHOICE BANK FIRST CITIZENS BANC CORP FIRST CITIZENS BANC CORP FIRST CITIZENS BANC CORP FIRST COLEBROOK BANCORP, INC. FIRST COLEBROOK BANCORP, INC. FIRST COMMUNITY BANCSHARES INC. FIRST COMMUNITY BANCSHARES INC. FIRST COMMUNITY BANCSHARES INC. FIRST COMMUNITY BANCSHARES, INC. / EQUITY BANCSHARES, INC. FIRST COMMUNITY BANCSHARES, INC. / EQUITY BANCSHARES, INC. FIRST COMMUNITY BANK CORPORATION OF AMERICA FIRST COMMUNITY BANK CORPORATION OF AMERICA FIRST COMMUNITY CORPORATION FIRST COMMUNITY CORPORATION FIRST COMMUNITY CORPORATION FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST DEFIANCE FINANCIAL CORP. FIRST DEFIANCE FINANCIAL CORP. FIRST DEFIANCE FINANCIAL CORP. FIRST EAGLE BANCSHARES, INC. FIRST EAGLE BANCSHARES, INC. FIRST EXPRESS OF NEBRASKA, INC. FIRST EXPRESS OF NEBRASKA, INC. FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. FIRST FINANCIAL BANCORP FIRST FINANCIAL BANCORP FIRST FINANCIAL BANCORP FIRST FINANCIAL BANCSHARES, INC. FIRST FINANCIAL BANCSHARES, INC. FIRST FINANCIAL HOLDINGS INC. FIRST FINANCIAL HOLDINGS INC. FIRST FINANCIAL HOLDINGS INC. FIRST FINANCIAL SERVICE CORPORATION / YOUR COMMUNITY BANKSHARES, INC. FIRST FINANCIAL SERVICE CORPORATION / YOUR COMMUNITY BANKSHARES, INC. FIRST FINANCIAL SERVICE CORPORATION / YOUR COMMUNITY BANKSHARES, INC. FIRST FINANCIAL SERVICE CORPORATION / YOUR COMMUNITY BANKSHARES, INC. FIRST FREEDOM BANCSHARES, INC. FIRST FREEDOM BANCSHARES, INC. FIRST FREEDOM BANCSHARES, INC. FIRST GOTHENBURG BANCSHARES, INC. FIRST GOTHENBURG BANCSHARES, INC. FIRST GOTHENBURG BANCSHARES, INC. FIRST GOTHENBURG BANCSHARES, INC. FIRST GUARANTY BANCSHARES, INC. FIRST GUARANTY BANCSHARES, INC. FIRST HORIZON NATIONAL CORPORATION FIRST HORIZON NATIONAL CORPORATION FIRST HORIZON NATIONAL CORPORATION FIRST INDEPENDENCE CORPORATION FIRST INDEPENDENCE CORPORATION FIRST INDEPENDENCE CORPORATION FIRST INDEPENDENCE CORPORATION FIRST INTERCONTINENTAL BANK FIRST INTERCONTINENTAL BANK FIRST INTERCONTINENTAL BANK FIRST LITCHFIELD FINANCIAL CORPORATION FIRST LITCHFIELD FINANCIAL CORPORATION FIRST M&F CORPORATION FIRST M&F CORPORATION FIRST M&F CORPORATION FIRST MANITOWOC BANCORP, INC. FIRST MANITOWOC BANCORP, INC. FIRST MARKET BANK, FSB / UNION FIRST MARKET BANKSHARES CORPORATION FIRST MARKET BANK, FSB / UNION FIRST MARKET BANKSHARES CORPORATION FIRST MENASHA BANCSHARES, INC. FIRST MENASHA BANCSHARES, INC. FIRST MERCHANTS CORPORATION FIRST MERCHANTS CORPORATION FIRST MERCHANTS CORPORATION FIRST MIDWEST BANCORP, INC. FIRST MIDWEST BANCORP, INC. FIRST MIDWEST BANCORP, INC. FIRST NATIONAL CORPORATION FIRST NATIONAL CORPORATION FIRST NBC BANK HOLDING COMPANY FIRST NBC BANK HOLDING COMPANY FIRST NIAGARA FINANCIAL GROUP FIRST NIAGARA FINANCIAL GROUP FIRST NIAGARA FINANCIAL GROUP FIRST NORTHERN COMMUNITY BANCORP FIRST NORTHERN COMMUNITY BANCORP FIRST NORTHERN COMMUNITY BANCORP FIRST PACTRUST BANCORP, INC. FIRST PACTRUST BANCORP, INC. FIRST PACTRUST BANCORP, INC. FIRST PLACE FINANCIAL CORP. FIRST PLACE FINANCIAL CORP. FIRST PRIORITY FINANCIAL CORP. FIRST PRIORITY FINANCIAL CORP. FIRST PRIORITY FINANCIAL CORP. FIRST PRIORITY FINANCIAL CORP. FIRST PRIORITY FINANCIAL CORP. FIRST RELIANCE BANCSHARES, INC. FIRST RELIANCE BANCSHARES, INC. FIRST RELIANCE BANCSHARES, INC. FIRST RESOURCE BANK FIRST RESOURCE BANK FIRST RESOURCE BANK FIRST SECURITY GROUP, INC. FIRST SECURITY GROUP, INC. FIRST SOUND BANK FIRST SOUND BANK FIRST SOUTH BANCORP, INC. FIRST SOUTH BANCORP, INC. FIRST SOUTH BANCORP, INC. FIRST SOUTHERN BANCORP, INC. FIRST SOUTHERN BANCORP, INC. FIRST SOUTHWEST BANCORPORATION, INC. FIRST SOUTHWEST BANCORPORATION, INC. FIRST SOUTHWEST BANCORPORATION, INC. FIRST SOUTHWEST BANCORPORATION, INC. FIRST SOUTHWEST BANCORPORATION, INC. FIRST TEXAS BHC, INC. FIRST TEXAS BHC, INC. FIRST TRUST CORPORATION FIRST TRUST CORPORATION GASTONIA GLEN ALLEN GLEN ALLEN GLEN ALLEN CERRITOS CERRITOS CERRITOS SANDUSKY SANDUSKY SANDUSKY COLEBROOK COLEBROOK BLUEFIELD BLUEFIELD BLUEFIELD WICHITA WICHITA PINELLAS PARK PINELLAS PARK LEXINGTON LEXINGTON LEXINGTON JOLIET JOLIET JOLIET JOLIET JOLIET JOLIET JOLIET JOLIET DEFIANCE DEFIANCE DEFIANCE HANOVER PARK HANOVER PARK GERING GERING HARRISON HARRISON CINCINNATI CINCINNATI CINCINNATI LAWRENCE LAWRENCE CHARLESTON CHARLESTON CHARLESTON ELIZABETHTOWN ELIZABETHTOWN ELIZABETHTOWN ELIZABETHTOWN LEBANON LEBANON LEBANON GOTHENBURG GOTHENBURG GOTHENBURG GOTHENBURG HAMMOND HAMMOND MEMPHIS MEMPHIS MEMPHIS DETROIT DETROIT DETROIT DETROIT DORAVILLE DORAVILLE DORAVILLE LITCHFIELD LITCHFIELD KOSCIUSKO KOSCIUSKO KOSCIUSKO MANITOWOC MANITOWOC RICHMOND RICHMOND NEENAH NEENAH MUNCIE MUNCIE MUNCIE ITASCA ITASCA ITASCA STRASBURG STRASBURG NEW ORLEANS NEW ORLEANS LOCKPORT LOCKPORT LOCKPORT DIXON DIXON DIXON CHULA VISTA CHULA VISTA CHULA VISTA WARREN WARREN MALVERN MALVERN MALVERN MALVERN MALVERN FLORENCE FLORENCE FLORENCE EXTON EXTON EXTON CHATTANOOGA CHATTANOOGA SEATTLE SEATTLE LEXINGTON LEXINGTON LEXINGTON BOCA RATON BOCA RATON ALAMOSA ALAMOSA ALAMOSA ALAMOSA ALAMOSA FORT WORTH FORT WORTH NEW ORLEANS NEW ORLEANS NC VA VA VA CA CA CA OH OH OH NH NH VA VA VA KS KS FL FL SC SC SC IL IL IL IL IL IL IL IL OH OH OH IL IL NE NE AR AR OH OH OH KS KS SC SC SC KY KY KY KY TN TN TN NE NE NE NE LA LA TN TN TN MI MI MI MI GA GA GA CT CT MS MS MS WI WI VA VA WI WI IN IN IN IL IL IL VA VA LA LA NY NY NY CA CA CA CA CA CA OH OH PA PA PA PA PA SC SC SC PA PA PA TN TN WA WA TN TN TN FL FL CO CO CO CO CO TX TX LA LA 11/19/2013 4/3/2009 6/19/2012 2/6/2013 2/13/2009 12/22/2009 9/24/2010 1/23/2009 7/3/2012 9/5/2012 3/20/2009 9/22/2011 11/21/2008 7/8/2009 11/22/2011 5/15/2009 7/16/2014 12/23/2008 5/31/2011 11/21/2008 8/29/2012 11/1/2012 12/11/2009 8/8/2012 8/9/2012 8/10/2012 9/19/2012 9/20/2012 9/21/2012 11/16/2012 12/5/2008 6/19/2012 3/11/2015 9/11/2009 9/17/2010 2/6/2009 2/15/2012 3/6/2009 5/3/2011 12/23/2008 2/24/2010 6/8/2010 6/12/2009 9/22/2011 12/5/2008 4/3/2012 5/22/2013 1/9/2009 4/29/2013 5/31/2013 7/1/2015 12/22/2009 11/9/2012 1/11/2013 2/27/2009 10/29/2012 10/31/2012 1/11/2013 8/28/2009 9/22/2011 11/14/2008 12/22/2010 3/9/2011 8/28/2009 12/20/2012 1/11/2013 3/26/2013 3/13/2009 8/12/2013 9/12/2013 12/12/2008 4/7/2010 2/27/2009 9/29/2010 8/30/2013 1/16/2009 5/27/2009 2/6/2009 12/7/2011 2/13/2009 9/15/2011 2/20/2009 9/22/2011 11/23/2011 12/5/2008 11/23/2011 12/21/2011 3/13/2009 8/29/2012 3/20/2009 8/4/2011 11/21/2008 5/27/2009 6/24/2009 3/13/2009 9/15/2011 11/16/2011 11/21/2008 12/15/2010 1/5/2011 3/13/2009 10/29/2012 2/20/2009 12/18/2009 2/7/2013 2/8/2013 3/26/2013 3/6/2009 3/11/2013 4/9/2013 1/30/2009 12/11/2009 9/15/2011 1/9/2009 4/11/2013 12/23/2008 2/20/2013 7/17/2009 9/28/2011 11/28/2012 1/30/2009 6/16/2010 3/6/2009 3/26/2013 3/27/2013 3/28/2013 4/9/2013 3/6/2009 9/15/2011 6/5/2009 2/20/2013 $815,100.00 Preferred Stock w/ Warrants $10,958,000.00 $0.00 2,964 $275.00 ($2,148,900.00) 10,958 $920.11 ($875,434.62) 5,036 $1,000.00 23,184 $906.00 $11,956,712.44 Sold, in full; warrants not outstanding $10,082,565.38 ($151,238.48) $266,041.78 Preferred Stock w/ Exercised Warrants $2,200,000.00 $2,836,000.00 $0.00 $5,036,000.00 Preferred Stock w/ Warrants $23,184,000.00 $0.00 $110,000.00 110 $563,174.00 469,312 $25,245,684.71 Sold, in full; warrants not outstanding $21,004,704.00 Preferred Stock w/ Exercised Warrants 417,648 $5,446,642.94 Redeemed, in full; warrants not outstanding $4,500,000.00 $0.00 $5,339,487.75 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $41,500,000.00 $0.00 $42,839,002.78 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $14,800,000.00 $0.00 $19,957,763.30 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $10,685,000.00 $0.00 $8,499,249.92 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $11,350,000.00 $0.00 $13,425,979.36 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $22,000,000.00 $0.00 $18,252,479.06 Sold, in full; warrants not outstanding ($315,070.56) $4,500,000.00 4,500 $1,000.00 $41,500,000.00 41,500 $1,000.00 ($2,179,296.00) $14,800,000.00 14,800 $1,000.00 $7,754,267.48 10,685 $725.72 ($2,930,732.52) 11,350 $982.83 ($194,879.50) $11,155,120.50 ($167,326.81) $326,250.00 $3,051,090.00 $10,977,660.00 500 4,676 16,824 $652.50 $652.50 $652.50 ($173,750.00) ($1,624,910.00) ($5,846,340.00) ($1,381,580.00) $225,000.00 225 $30,600.00 88,273 $740,000.00 740 $297,500.00 195,915 $70,727.58 $440,082.72 $209,563.20 108 672 320 $11,979,295.00 550,595 $375,000.00 375,000 $250,000.00 250 ($143,550.00) Preferred Stock w/ Warrants $37,000,000.00 $0.00 $53,610,300.92 Sold, in full; warrants not outstanding $35,618,420.00 Subordinated Debentures w/ Exercised Warrants $7,500,000.00 $0.00 ($534,276.30) 37,000 $962.66 7,500,000 $1.00 $5,000,000.00 5,000 $1,000.00 $6,000,000.00 16,500 $363.64 $80,000,000.00 80,000 $1,000.00 $3,756,000.00 3,756,000 $1.00 65,000 $873.51 ($8,221,850.00) 20,000 $542.11 ($9,157,800.00) 8,700 $922.50 ($674,250.00) 29 7,541 $910.31 $910.31 ($2,601.01) ($676,352.29) 2,070 $10,000.00 866,540 $1,000.00 3,223 $725.00 ($886,325.00) ($3,150,887.04) $8,514,738.21 Redeemed, in full; warrants not outstanding $7,500,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Subordinated Debentures w/ Exercised Warrants $5,000,000.00 $0.00 $6,074,313.00 Redeemed, in full; warrants not outstanding $16,500,000.00 $0.00 $6,570,625.00 Sold, in full; warrants not outstanding $80,000,000.00 $0.00 ($10,500,000.00) $87,644,066.10 Redeemed, in full; warrants not outstanding $3,756,000.00 $0.00 Preferred Stock w/ Warrants $65,000,000.00 $0.00 $68,141,972.19 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $20,000,000.00 $0.00 $12,336,278.00 Sold, in full; warrants not outstanding $2,966,288.32 465,117 $113,000.00 113,000 $1,400,000.00 241,696 $2,500.00 215,983 $256,118.75 261 $4,563,280.34 Redeemed, in full; warrants not outstanding $56,778,150.00 ($851,672.25) $10,842,200.00 ($108,422.00) Preferred Stock w/ Exercised Warrants $8,700,000.00 $0.00 $9,522,346.17 Sold, in full; warrants not outstanding $8,025,750.00 ($80,257.50) Preferred Stock w/ Exercised Warrants $7,570,000.00 $0.00 $8,702,021.25 Sold, in full; warrants not outstanding $26,398.99 $6,864,647.71 $362,118.92 379 $1,030,000.00 103 $79,700,000.00 14,842,321 ($68,910.46) Preferred Stock w/ Exercised Warrants $20,699,000.00 $0.00 $24,059,476.66 Redeemed, in full; warrants not outstanding $20,699,000.00 Preferred Stock w/ Warrants $866,540,000.00 $0.00 $3,223,000.00 $0.00 $1,037,467,405.56 Redeemed, in full; warrants not outstanding $866,540,000.00 Preferred Stock $2,820,256.96 Sold, in full; warrants not outstanding $2,336,675.00 ($23,366.75) ($26,633.25) Preferred Stock w/ Exercised Warrants $6,398,000.00 $0.00 $10,000,000.00 $0.00 $4,118,886.85 Sold, in full; warrants not outstanding $3,247,112.96 6,398 $507.52 $10,000,000.00 10,000 $1,000.00 $30,000,000.00 30,000 $1,000.00 $12,000,000.00 12,000 $1,000.00 $33,900,000.00 35,595 $1,000.00 $4,797,000.00 4,797 $1,000.00 $116,000,000.00 116,000 $1,000.00 $139,320.00 320 $1,488,046.41 199,203 $4,089,510.61 513,113 $600,000.00 600 ($25,000.00) Preferred Stock w/ Warrants $12,147,768.63 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $30,000,000.00 $0.00 $36,472,843.94 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $12,000,000.00 $0.00 $12,837,983.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $33,900,000.00 $0.00 $40,834,859.35 Redeemed, in full; warrants not outstanding $4,797,000.00 $0.00 $5,713,865.00 Redeemed, in full; warrants not outstanding $116,000,000.00 $0.00 $131,383,055.11 Redeemed, in full; warrants not outstanding $193,000,000.00 $0.00 Preferred Stock w/ Exercised Warrants $13,900,000.00 $0.00 $15,329,326.44 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $17,836,000.00 $0.00 $21,033,989.56 Redeemed, in full; warrants not outstanding $12,266,750.00 $184,011,000.00 $0.00 240 $367,500.00 991,453 193,000 ($184,001.25) $900,000.00 1,305,230 $624,674.69 695 $1,000.00 13,900 $882.50 $17,836,000.00 17,836 $1,000.00 $184,011,000.00 184,011 $1,000.00 ($1,633,250.00) $892,000.00 892 $2,700,000.00 953,096 $191,464,618.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $17,390,000.00 $0.00 $19,943,580.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $19,300,000.00 $0.00 $22,297,560.34 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $240,000.00 $222,528,333.33 Redeemed, in full; warrants not outstanding $193,000,000.00 Preferred Stock w/ Warrants $1,695,000.00 $72,927,000.00 $0.00 $7,009,094.50 Exited bankruptcy/Receivership Preferred Stock w/ Exercised Warrants $4,579,000.00 $4,596,000.00 $0.00 $9,948,069.58 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $15,349,000.00 $0.00 $12,994,059.00 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $2,600,000.00 $2,417,000.00 $0.00 $17,390,000.00 17,390 $1,000.00 $19,300,000.00 19,300 $1,000.00 $375,000.00 352,977 $1,003,227.00 280,795 ($72,927,000.00) $6,682,192.50 $1,410,831.60 7,575 1,600 $882.14 $881.77 ($892,807.50) ($189,168.40) $48,083.60 $176,633.62 49 180 ($4,917,666.11) $624,632.45 767 $130,000.00 130 2,500,000 ($80,930.24) $10,431,333.89 15,349 $679.61 $5,017,000.00 5,017 $1,000.00 $14,912,862.00 9,941,908 $1.50 ($18,087,138.00) ($3,700,000.00) ($104,313.34) $5,731,793.60 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $33,000,000.00 $0.00 $16,315,362.00 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $7,400,000.00 $0.00 $4,030,944.44 Sold, in full; warrants not outstanding $50,000,000.00 $0.00 Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $10,900,000.00 $0.00 Preferred Stock w/ Exercised Warrants $5,500,000.00 $0.00 $3,700,000.00 7,400 $500.00 $13,125,000.00 $36,875,000.00 13,125,000 36,875,000 $1.00 $1.00 $2,500,000.00 $10,900,000.00 10,900 $1,000.00 $545,000.00 545 $315,007.00 $2,835,063.00 $1,800,040.00 350 3,150 2,000 $900.02 $900.02 $900.02 ($34,993.00) ($314,937.00) ($199,960.00) $206,048.21 $45,788.48 225 50 $13,533,000.00 13,533 $1,000.00 $677,000.00 677 $13,750,058.49 17,969,000 $0.77 ($4,218,941.51) $644,726.19 898,000 $65,432,450.94 Redeemed, in full; warrants not outstanding $12,263,468.31 Redeemed, in full; warrants not outstanding $5,359,772.59 Sold, in full; warrants not outstanding ($49,501.10) Preferred Stock w/ Exercised Warrants $13,533,000.00 $0.00 $16,072,389.00 Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants $17,969,000.00 $0.00 $15,304,180.50 Sold, in full; warrants not outstanding 20 UST0379 UST0967 UST0276 UST0276 UST0385 UST0385 UST0385 UST0385 UST0385 UST1199 UST1199 UST0695 UST0695 UST0695 UST0695 UST0695 UST0695 UST0695 UST0552 UST0552 UST0552 UST0051 UST0051 UST0051 UST0317 UST0317 UST0317 UST0317 UST0317 UST0317 UST1296 UST1296 UST0815 UST0815 UST0226 UST0226 UST0226 UST0846 UST0846 UST1213 UST1213 UST1010 UST1010 UST0722 UST0722 UST0179 UST0179 UST0506 UST0506 UST0506 UST1201 UST1201 UST1201 UST1201 UST1108 UST1108 UST1108 UST1108 UST1242 UST1242 UST0262 UST0262 UST1035 UST1035 UST1035 UST0263 UST0263 UST0263 UST1203 UST1203 UST0621 UST0621 UST1144 UST1144 UST1144 UST0683 UST0683 UST0683 UST0683 UST1254 UST1254 UST0017 UST0017 UST0017 UST0545 UST0545 UST1152 UST1152 UST0198 UST0198 UST1219 UST1219 UST0327 UST0327 UST0327 UST1277 UST1277 UST1277 UST1277 UST0102 UST0102 UST0102 UST0180 UST0180 UST0725 UST0725 UST0725 UST0725 UST0715 UST0715 UST0355 UST0355 UST0355 UST0355 UST0654 UST0654 UST0480 UST0480 UST1233 UST1233 UST0422 UST0422 UST0422 UST0422 UST0422 UST0422 UST1243 UST1243 UST1229 UST1229 UST0817 8,11,14 8,11,14,36 8,14,18 11 8,84 8,14,44 12,16 8,14,45 8,11,14 8,66,97 8,14,45 50,97 8,11,14 8,14 15 11,14,15 8,14,44 11,14,15 11 8,14 8,11,14 8 8,14 8,17,91,97 11 8,127 8,14,44 15 8,144 8,14,18,44 15 45 8,11,14 8,11,14 8 8,68,97 8,14,45 9,15,36 11 17,28,70,97 8,14,45 8,11,14 AB&T FINANCIAL CORPORATION FIRST TRUST CORPORATION FIRST ULB CORP. FIRST ULB CORP. FIRST UNITED CORPORATION FIRST UNITED CORPORATION FIRST UNITED CORPORATION FIRST UNITED CORPORATION FIRST UNITED CORPORATION FIRST VERNON BANCSHARES, INC. FIRST VERNON BANCSHARES, INC. FIRST WESTERN FINANCIAL, INC. FIRST WESTERN FINANCIAL, INC. FIRST WESTERN FINANCIAL, INC. FIRST WESTERN FINANCIAL, INC. FIRST WESTERN FINANCIAL, INC. FIRST WESTERN FINANCIAL, INC. FIRST WESTERN FINANCIAL, INC. FIRSTBANK CORPORATION FIRSTBANK CORPORATION FIRSTBANK CORPORATION FIRSTMERIT CORPORATION FIRSTMERIT CORPORATION FIRSTMERIT CORPORATION FLAGSTAR BANCORP, INC. FLAGSTAR BANCORP, INC. FLAGSTAR BANCORP, INC. FLAGSTAR BANCORP, INC. FLAGSTAR BANCORP, INC. FLAGSTAR BANCORP, INC. FLORIDA BANK GROUP, INC. FLORIDA BANK GROUP, INC. FLORIDA BUSINESS BANCGROUP, INC. FLORIDA BUSINESS BANCGROUP, INC. FLUSHING FINANCIAL CORPORATION FLUSHING FINANCIAL CORPORATION FLUSHING FINANCIAL CORPORATION FNB BANCORP FNB BANCORP FORESIGHT FINANCIAL GROUP, INC. FORESIGHT FINANCIAL GROUP, INC. FORT LEE FEDERAL SAVINGS BANK, FSB FORT LEE FEDERAL SAVINGS BANK, FSB FORTUNE FINANCIAL CORPORATION FORTUNE FINANCIAL CORPORATION FPB BANCORP, INC. FPB BANCORP, INC. FPB FINANCIAL CORP. FPB FINANCIAL CORP. FPB FINANCIAL CORP. FRANKLIN BANCORP, INC. FRANKLIN BANCORP, INC. FRANKLIN BANCORP, INC. FRANKLIN BANCORP, INC. FREEPORT BANCSHARES, INC. FREEPORT BANCSHARES, INC. FREEPORT BANCSHARES, INC. FREEPORT BANCSHARES, INC. FREMONT BANCORPORATION FREMONT BANCORPORATION FRESNO FIRST BANK FRESNO FIRST BANK FRONTIER BANCSHARES, INC FRONTIER BANCSHARES, INC FRONTIER BANCSHARES, INC FULTON FINANCIAL CORPORATION FULTON FINANCIAL CORPORATION FULTON FINANCIAL CORPORATION GATEWAY BANCSHARES, INC. GATEWAY BANCSHARES, INC. GEORGIA COMMERCE BANCSHARES, INC. GEORGIA COMMERCE BANCSHARES, INC. GEORGIA PRIMARY BANK GEORGIA PRIMARY BANK GEORGIA PRIMARY BANK GERMANTOWN CAPITAL CORPORATION GERMANTOWN CAPITAL CORPORATION GERMANTOWN CAPITAL CORPORATION GERMANTOWN CAPITAL CORPORATION GOLD CANYON BANK GOLD CANYON BANK GOLDMAN SACHS GROUP, INC. GOLDMAN SACHS GROUP, INC. GOLDMAN SACHS GROUP, INC. GOLDWATER BANK, N.A. GOLDWATER BANK, N.A. GRAND CAPITAL CORPORATION GRAND CAPITAL CORPORATION GRAND FINANCIAL CORPORATION GRAND FINANCIAL CORPORATION GRAND MOUNTAIN BANCSHARES, INC. GRAND MOUNTAIN BANCSHARES, INC. GRANDSOUTH BANCORPORATION GRANDSOUTH BANCORPORATION GRANDSOUTH BANCORPORATION GREAT RIVER HOLDING COMPANY GREAT RIVER HOLDING COMPANY GREAT RIVER HOLDING COMPANY GREAT RIVER HOLDING COMPANY GREAT SOUTHERN BANCORP GREAT SOUTHERN BANCORP GREAT SOUTHERN BANCORP GREEN BANKSHARES, INC. GREEN BANKSHARES, INC. GREEN CIRCLE INVESTMENTS, INC. GREEN CIRCLE INVESTMENTS, INC. GREEN CIRCLE INVESTMENTS, INC. GREEN CIRCLE INVESTMENTS, INC. GREEN CITY BANCSHARES, INC. GREEN CITY BANCSHARES, INC. GREER BANCSHARES INCORPORATED GREER BANCSHARES INCORPORATED GREER BANCSHARES INCORPORATED GREER BANCSHARES INCORPORATED GREGG BANCSHARES, INC. GREGG BANCSHARES, INC. GUARANTY BANCORP, INC. GUARANTY BANCORP, INC. GUARANTY CAPITAL CORPORATION GUARANTY CAPITAL CORPORATION GUARANTY FEDERAL BANCSHARES, INC. GUARANTY FEDERAL BANCSHARES, INC. GUARANTY FEDERAL BANCSHARES, INC. GUARANTY FEDERAL BANCSHARES, INC. GUARANTY FEDERAL BANCSHARES, INC. GUARANTY FEDERAL BANCSHARES, INC. GULFSOUTH PRIVATE BANK GULFSOUTH PRIVATE BANK GULFSTREAM BANCSHARES, INC. GULFSTREAM BANCSHARES, INC. HAMILTON STATE BANCSHARES, INC. GASTONIA NEW ORLEANS OAKLAND OAKLAND OAKLAND OAKLAND OAKLAND OAKLAND OAKLAND VERNON VERNON DENVER DENVER DENVER DENVER DENVER DENVER DENVER ALMA ALMA ALMA AKRON AKRON AKRON TROY TROY TROY TROY TROY TROY TAMPA TAMPA TAMPA TAMPA LAKE SUCCESS LAKE SUCCESS LAKE SUCCESS SOUTH SAN FRANCISCO SOUTH SAN FRANCISCO ROCKFORD ROCKFORD FORT LEE FORT LEE ARNOLD ARNOLD PORT ST. LUCIE PORT ST. LUCIE HAMMOND HAMMOND HAMMOND WASHINGTON WASHINGTON WASHINGTON WASHINGTON FREEPORT FREEPORT FREEPORT FREEPORT FREMONT FREMONT FRESNO FRESNO AUSTIN AUSTIN AUSTIN LANCASTER LANCASTER LANCASTER RINGGOLD RINGGOLD ATLANTA ATLANTA ATLANTA ATLANTA ATLANTA GERMANTOWN GERMANTOWN GERMANTOWN GERMANTOWN GOLD CANYON GOLD CANYON NEW YORK NEW YORK NEW YORK SCOTTSDALE SCOTTSDALE TULSA TULSA HATTIESBURG HATTIESBURG GRANBY GRANBY GREENVILLE GREENVILLE GREENVILLE BAXTER BAXTER BAXTER BAXTER SPRINGFIELD SPRINGFIELD SPRINGFIELD GREENEVILLE GREENEVILLE CLIVE CLIVE CLIVE CLIVE GREEN CITY GREEN CITY GREER GREER GREER GREER OZARK OZARK WOODSVILLE WOODSVILLE BELZONI BELZONI SPRINGFIELD SPRINGFIELD SPRINGFIELD SPRINGFIELD SPRINGFIELD SPRINGFIELD DESTIN DESTIN STUART STUART HOSCHTON NC LA CA CA MD MD MD MD MD AL AL CO CO CO CO CO CO CO MI MI MI OH OH OH MI MI MI MI MI MI FL FL FL FL NY NY NY CA CA IL IL NJ NJ MO MO FL FL LA LA LA MO MO MO MO IL IL IL IL CA CA CA CA TX TX TX PA PA PA GA GA GA GA GA GA GA TN TN TN TN AZ AZ NY NY NY AZ AZ OK OK MS MS CO CO SC SC SC MN MN MN MN MO MO MO TN TN IA IA IA IA MO MO SC SC SC SC MO MO NH NH MS MS MO MO MO MO MO MO FL FL FL FL GA 11/19/2013 3/26/2013 1/23/2009 4/22/2009 1/30/2009 12/3/2014 12/4/2014 1/9/2015 5/27/2015 6/12/2009 9/29/2010 2/6/2009 12/11/2009 8/9/2012 8/10/2012 9/11/2012 6/24/2013 7/26/2013 1/30/2009 7/3/2012 7/18/2012 1/9/2009 4/22/2009 5/27/2009 1/30/2009 3/26/2013 3/27/2013 3/28/2013 4/9/2013 6/12/2013 7/24/2009 8/14/2013 2/20/2009 9/22/2011 12/19/2008 10/28/2009 12/30/2009 2/27/2009 9/15/2011 5/15/2009 12/11/2012 5/22/2009 4/20/2012 4/3/2009 9/15/2011 12/5/2008 7/15/2011 1/23/2009 12/16/2009 6/16/2010 5/22/2009 11/9/2012 11/13/2012 1/11/2013 5/8/2009 4/11/2014 4/14/2014 7/18/2014 6/26/2009 7/25/2012 1/23/2009 11/1/2012 4/24/2009 11/24/2009 10/6/2010 12/23/2008 7/14/2010 9/8/2010 5/8/2009 4/13/2012 2/6/2009 2/16/2011 5/1/2009 2/10/2014 3/19/2014 3/6/2009 10/29/2012 10/31/2012 1/11/2013 6/26/2009 4/5/2013 10/28/2008 6/17/2009 7/22/2009 1/30/2009 9/21/2015 4/24/2009 9/8/2011 9/25/2009 7/8/2015 5/29/2009 9/7/2017 1/9/2009 12/11/2009 9/8/2011 7/17/2009 4/11/2014 4/14/2014 7/18/2014 12/5/2008 8/18/2011 9/21/2011 12/23/2008 9/7/2011 2/27/2009 11/14/2012 1/23/2013 4/24/2013 2/27/2009 7/14/2010 1/30/2009 3/19/2014 6/11/2014 7/23/2014 2/13/2009 7/13/2012 2/20/2009 9/15/2011 9/25/2009 7/30/2010 1/30/2009 6/13/2012 4/26/2013 4/29/2013 5/15/2013 5/31/2013 9/25/2009 10/19/2012 6/26/2009 8/18/2011 2/20/2009 $815,100.00 2,964 $275.00 $4,900,000.00 4,900 $1,000.00 $7,800,000.00 $22,200,000.00 7,800 22,200 $1,002.01 $1,002.01 $6,000,000.00 6,000 $1,000.00 $6,138,000.00 $62,000.00 7,920 80 $775.00 $775.00 ($2,148,900.00) ($137,500.58) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $4,900,000.00 $30,000,000.00 $0.00 $0.00 $5,211,020.69 Redeemed, in full; warrants not outstanding $245,000.00 245 $117,162.42 326,323 $40,183,721.33 Sold, in full; warrants not outstanding $15,678.00 $44,622.00 ($300,603.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $6,000,000.00 $8,559,000.00 $11,881,000.00 $0.00 $0.00 $6,662,770.42 Redeemed, in full; warrants not outstanding $245,000.00 245 $311,681.70 $39,370.32 380 48 $1,946,670.00 578,947 $5,025,000.00 952,260 $12,905.00 645,138 $21,142,314.80 Sold, in full; warrants not outstanding ($1,782,000.00) ($18,000.00) ($62,000.00) $10,994,240.00 12,440 $883.78 ($1,445,760.00) 33,000 $941.01 ($1,946,670.00) 125,000 $1,000.00 ($109,942.41) Preferred Stock w/ Warrants $33,000,000.00 $0.00 $38,185,560.05 Sold, in full; warrants not outstanding $31,053,330.00 Preferred Stock w/ Warrants $125,000,000.00 $0.00 ($465,799.95) $131,813,194.44 Redeemed, in full; warrants not outstanding $125,000,000.00 Preferred Stock w/ Warrants $266,657,000.00 $0.00 $277,861,053.94 Sold, in full; warrants not outstanding $1,439,258.50 $228,401,847.00 $13,216,750.00 1,579 250,578 14,500 $911.50 $911.50 $911.50 ($139,741.50) ($22,176,153.00) ($1,283,250.00) 20,471 $390.80 ($12,471,000.00) $9,495,000.00 9,495 $1,000.00 $70,000,000.00 70,000 $1,000.00 ($2,430,578.56) Preferred Stock w/ Exercised Warrants $20,471,000.00 $0.00 $9,180,793.08 Sold, in full; warrants not outstanding $8,000,000.00 Preferred Stock w/ Exercised Warrants $9,495,000.00 $0.00 $11,309,750.50 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $70,000,000.00 $0.00 $73,904,166.66 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $12,000,000.00 $0.00 $14,267,700.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $15,000,000.00 $0.00 $18,670,291.67 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,300,000.00 $0.00 $475,000.00 475 $900,000.00 375,806 $12,000,000.00 12,000 $1,000.00 $600,000.00 600 $15,000,000.00 15,000 $1,000.00 $750,000.00 750 $3,100,000.00 3,100 $1,000.00 $155,000.00 155 $162,000.00 162 $126,798.62 $45,188.88 188 67 $84,514.33 $42,257.17 100,000 50,000 1,750,000 $87,184.85 Exited bankruptcy/Receivership ($1,300,000.00) Preferred Stock w/ Exercised Warrants $3,100,000.00 $0.00 Preferred Stock w/ Warrants $5,800,000.00 $0.00 $3,668,927.67 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,240,000.00 $0.00 $3,623,721.50 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $5,097,000.00 $0.00 $4,336,183.67 Sold, in full; warrants not outstanding $273,888.89 Currently Not Collectible ($5,800,000.00) $1,000,000.00 $2,240,000.00 1,000 2,240 $1,000.00 $1,000.00 $594,550.00 $2,629,302.50 940 4,157 $632.50 $632.50 2,800,000 200,000 $1.01 $1.01 ($345,450.00) ($1,527,697.50) ($25,000.00) Subordinated Debentures w/ Exercised Warrants $3,000,000.00 $0.00 $4,363,022.95 Sold, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants $35,000,000.00 $0.00 $45,796,066.36 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,968,000.00 $0.00 $2,437,100.33 Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants $3,000,000.00 $0.00 $3,408,191.65 Redeemed, in full; warrants not outstanding $2,800,000.00 $200,000.00 $18,228.00 $1,302.00 ($25,000.00) $35,000,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $376,500,000.00 $0.00 $416,635,625.00 Redeemed, in full; warrants not outstanding $6,000,000.00 $0.00 $7,260,794.87 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $8,700,000.00 $0.00 Preferred Stock w/ Exercised Warrants $4,500,000.00 $0.00 35,000,000 $1.00 $1,750,000.00 $1,968,000.00 1,968 $1,000.00 $98,000.00 98 $1,600,000.00 $1,400,000.00 1,600,000 1,400,000 $1.00 $1.00 $150,000.00 150,000 $376,500,000.00 376,500 $1,000.00 $10,800,000.00 5,509,756 $6,000,000.00 6,000 $1,000.00 $300,000.00 300 $8,700,000.00 8,700 $1,000.00 $435,000.00 435 4,500 $345.81 ($2,943,855.00) $45,312.50 225 29 4,938 $910.13 $910.13 ($2,606.23) ($443,778.06) $214,595.28 248 $1,100,000,000.00 12,205,045 $10,096,470.83 Redeemed, in full; warrants not outstanding $1,576,457.50 Sold, in full; warrants not outstanding $1,556,145.00 ($25,000.00) Preferred Stock w/ Exercised Warrants $4,967,000.00 $0.00 Preferred Stock w/ Exercised Warrants $1,607,000.00 $0.00 $5,699,100.75 Sold, in full; warrants not outstanding $26,393.77 $4,494,221.94 ($25,000.00) $53,859.52 Exited bankruptcy/Receivership ($1,607,000.00) Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $10,000,000,000.00 $0.00 $11,418,055,555.44 Redeemed, in full; warrants not outstanding $2,568,000.00 $0.00 $1,493,750.00 Sold, in full; warrants not outstanding $4,000,000.00 $0.00 $2,443,320.00 $0.00 $3,868,471.61 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,076,000.00 $0.00 $3,928,001.30 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $9,000,000.00 $6,319,000.00 $0.00 $8,400,000.00 $0.00 10,000,000 $1,348,000.00 2,568 $1,000.00 $524.92 $4,000,000.00 4,000 $1,000.00 $200,000.00 200 $2,443,320.00 2,443,320 $1.00 $122,000.00 122,000 ($1,220,000.00) $4,717,144.78 Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $10,000,000,000.00 $3,076,000.00 2,310,589 $1.70 $15,319,000.00 15,319 $1,000.00 $4,800,000.00 $3,600,000.00 4,800,000 3,600,000 $1.19 $1.19 $58,000,000.00 58,000 $1,000.00 $68,700,000.00 72,278 $950.50 $800,000.00 $800,000.00 $800,000.00 800 800 800 $651,000.00 $852,001.30 $17,625,917.08 Redeemed, in full; warrants not outstanding $450,000.00 450 $626,007.69 420,000 $6,436,364.00 909,091 $1,000.00 $1,000.00 $1,000.00 $120,000.00 120 651 $1,000.00 $33,000.00 33 $3,150,000.00 $1,980,000.00 $4,863,000.00 3,150 1,980 4,863 $1,000.00 $1,000.00 $1,000.00 $500,000.00 500 $6,920,000.00 6,920 $1,000.00 $346,000.00 346 $14,000,000.00 14,000,000 $1.00 $5,000,000.00 $96,750.00 $11,513,250.00 5,000 100 11,900 $1,000.00 $967.50 $967.50 $2,003,250.00 459,459 $375,000.00 375 $11,306,571.15 Sold, in full; warrants not outstanding $926,400.00 $694,800.00 ($100,212.00) Preferred Stock w/ Warrants Preferred Stock w/ Warrants $58,000,000.00 $72,278,000.00 $0.00 $0.00 $72,274,419.56 Redeemed, in full; warrants not outstanding $74,642,857.78 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $2,400,000.00 $0.00 $3,036,021.12 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $651,000.00 $0.00 $733,037.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $9,993,000.00 $0.00 $13,693,111.07 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $825,000.00 $0.00 Preferred Stock w/ Exercised Warrants $6,920,000.00 $0.00 $8,235,040.33 Redeemed, in full; warrants not outstanding Subordinated Debentures $14,000,000.00 $0.00 $14,913,299.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $17,000,000.00 $0.00 $21,887,871.44 Sold, in full; warrants not outstanding ($3,578,000.00) $45,190.00 Currently Not Collectible ($825,000.00) ($3,250.00) ($386,750.00) ($116,100.00) Preferred Stock w/ Exercised Warrants $7,500,000.00 $0.00 $757,380.08 Exited bankruptcy/Receivership ($7,500,000.00) Preferred Stock w/ Exercised Warrants $7,500,000.00 $0.00 $8,751,541.63 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $7,000,000.00 $0.00 $8,169,165.89 Redeemed, in full; warrants not outstanding $7,500,000.00 7,500 $1,000.00 21 UST0379 UST0817 UST0236 UST0236 UST0236 UST1273 UST1273 UST0629 UST0629 UST0264 UST0264 UST0264 UST0264 UST0328 UST0328 UST1328 UST1328 UST0326 UST0326 UST0326 UST0642 UST0642 UST0642 UST0055 UST0055 UST0055 UST0069 UST0069 UST0069 UST0607 UST0607 UST0607 UST0010 UST0010 UST0010 UST0688 UST0688 UST0688 UST0780 UST0780 UST0578 UST0578 UST0295 UST0295 UST0295 UST0295 UST0295 UST0295 UST0086 UST0086 UST0086 UST0756 UST0756 UST0656 UST0656 UST0656 UST0656 UST0656 UST0931 UST0931 UST0931 UST0109 UST0109 UST0109 UST0176 UST0176 UST0176 UST0176 UST0818 UST0818 UST1160 UST1160 UST1160 UST0028 UST0028 UST0028 UST0689 UST0689 UST0689 UST0689 UST0881 UST0881 UST0881 UST0881 UST1163 UST1163 UST0081 UST0081 UST0081 UST0960 UST0960 UST0801 UST0801 UST0485 UST0485 UST0396 UST0396 UST1173 UST1173 UST1173 UST0203 UST0203 UST0268 UST0268 UST0268 UST0182 UST0182 UST0928 UST0928 UST0119 UST0119 UST0855 UST0855 UST0062 UST0062 UST0062 UST0136 UST0136 UST0136 UST0136 UST0136 UST0316 UST0316 UST0316 UST0316 UST1142 UST1142 UST0029 UST0029 UST0029 UST0472 38 8,9,149,153 8,11,14 11 131 8,17 45 8,17,45 11 11,16 11 11 8,18,21,44 8,111 8,11,14 11 8 8,14 8,17 11 11,45 8,14,44 8,11,14,18 11 8,14 8,17 9,15,36 12,16 8,14 8,10,11 8,14,44 8,108 8,14,18,44 8 11 29 8,22,92,97 11 22,52,97 115 11 15,71,97 11 8,14,44 AB&T FINANCIAL CORPORATION HAMILTON STATE BANCSHARES, INC. HAMPTON ROADS BANKSHARES, INC. / XENITH BANKSHARES, INC. HAMPTON ROADS BANKSHARES, INC. / XENITH BANKSHARES, INC. HAMPTON ROADS BANKSHARES, INC. / XENITH BANKSHARES, INC. HARBOR BANKSHARES CORPORATION HARBOR BANKSHARES CORPORATION HAVILAND BANCSHARES, INC. HAVILAND BANCSHARES, INC. HAWTHORN BANCSHARES, INC. HAWTHORN BANCSHARES, INC. HAWTHORN BANCSHARES, INC. HAWTHORN BANCSHARES, INC. HCSB FINANCIAL CORPORATION HCSB FINANCIAL CORPORATION HEARTLAND BANCSHARES, INC. HEARTLAND BANCSHARES, INC. HEARTLAND FINANCIAL USA, INC. HEARTLAND FINANCIAL USA, INC. HEARTLAND FINANCIAL USA, INC. HERITAGE BANKSHARES, INC. HERITAGE BANKSHARES, INC. HERITAGE BANKSHARES, INC. HERITAGE COMMERCE CORP. HERITAGE COMMERCE CORP. HERITAGE COMMERCE CORP. HERITAGE FINANCIAL CORPORATION HERITAGE FINANCIAL CORPORATION HERITAGE FINANCIAL CORPORATION HERITAGE OAKS BANCORP HERITAGE OAKS BANCORP HERITAGE OAKS BANCORP HF FINANCIAL CORP. HF FINANCIAL CORP. HF FINANCIAL CORP. HIGHLANDS BANCORP, INC. HIGHLANDS BANCORP, INC. HIGHLANDS BANCORP, INC. HIGHLANDS INDEPENDENT BANCSHARES, INC. HIGHLANDS INDEPENDENT BANCSHARES, INC. HILLTOP COMMUNITY BANCORP, INC. HILLTOP COMMUNITY BANCORP, INC. HMN FINANCIAL, INC. HMN FINANCIAL, INC. HMN FINANCIAL, INC. HMN FINANCIAL, INC. HMN FINANCIAL, INC. HMN FINANCIAL, INC. HOME BANCSHARES, INC. HOME BANCSHARES, INC. HOME BANCSHARES, INC. HOMETOWN BANCORP OF ALABAMA, INC. HOMETOWN BANCORP OF ALABAMA, INC. HOMETOWN BANCSHARES, INC. HOMETOWN BANCSHARES, INC. HOMETOWN BANCSHARES, INC. HOMETOWN BANCSHARES, INC. HOMETOWN BANCSHARES, INC. HOMETOWN BANKSHARES CORPORATION HOMETOWN BANKSHARES CORPORATION HOMETOWN BANKSHARES CORPORATION HOPFED BANCORP HOPFED BANCORP HOPFED BANCORP HORIZON BANCORP HORIZON BANCORP HORIZON BANCORP HORIZON BANCORP HOWARD BANCORP, INC. HOWARD BANCORP, INC. HPK FINANCIAL CORPORATION HPK FINANCIAL CORPORATION HPK FINANCIAL CORPORATION HUNTINGTON BANCSHARES HUNTINGTON BANCSHARES HUNTINGTON BANCSHARES HYPERION BANK HYPERION BANK HYPERION BANK HYPERION BANK IA BANCORP, INC / INDUS AMERICAN BANK IA BANCORP, INC / INDUS AMERICAN BANK IA BANCORP, INC / INDUS AMERICAN BANK IA BANCORP, INC / INDUS AMERICAN BANK IBC BANCORP, INC. IBC BANCORP, INC. IBERIABANK CORPORATION IBERIABANK CORPORATION IBERIABANK CORPORATION IBT BANCORP, INC. IBT BANCORP, INC. IBW FINANCIAL CORPORATION IBW FINANCIAL CORPORATION ICB FINANCIAL ICB FINANCIAL IDAHO BANCORP IDAHO BANCORP ILLINOIS STATE BANCORP, INC. ILLINOIS STATE BANCORP, INC. ILLINOIS STATE BANCORP, INC. INDEPENDENCE BANK INDEPENDENCE BANK INDEPENDENT BANK CORP. INDEPENDENT BANK CORP. INDEPENDENT BANK CORP. INDEPENDENT BANK CORPORATION INDEPENDENT BANK CORPORATION INDIANA BANK CORP. INDIANA BANK CORP. INDIANA COMMUNITY BANCORP INDIANA COMMUNITY BANCORP INTEGRA BANK CORPORATION INTEGRA BANK CORPORATION INTERMOUNTAIN COMMUNITY BANCORP INTERMOUNTAIN COMMUNITY BANCORP INTERMOUNTAIN COMMUNITY BANCORP INTERNATIONAL BANCSHARES CORPORATION INTERNATIONAL BANCSHARES CORPORATION INTERNATIONAL BANCSHARES CORPORATION INTERNATIONAL BANCSHARES CORPORATION INTERNATIONAL BANCSHARES CORPORATION INTERVEST BANCSHARES CORPORATION INTERVEST BANCSHARES CORPORATION INTERVEST BANCSHARES CORPORATION INTERVEST BANCSHARES CORPORATION INVESTORS FINANCIAL CORPORATION OF PETTIS COUNTY, INC. INVESTORS FINANCIAL CORPORATION OF PETTIS COUNTY, INC. JPMORGAN CHASE & CO. JPMORGAN CHASE & CO. JPMORGAN CHASE & CO. KATAHDIN BANKSHARES CORP. GASTONIA HOSCHTON NORFOLK NORFOLK NORFOLK BALTIMORE BALTIMORE HAVILAND HAVILAND LEE'S SUMMIT LEE'S SUMMIT LEE'S SUMMIT LEE'S SUMMIT LORIS LORIS FRANKLIN FRANKLIN DUBUQUE DUBUQUE DUBUQUE NORFOLK NORFOLK NORFOLK SAN JOSE SAN JOSE SAN JOSE OLYMPIA OLYMPIA OLYMPIA PASO ROBLES PASO ROBLES PASO ROBLES SIOUX FALLS SIOUX FALLS SIOUX FALLS VERNON VERNON VERNON SEBRING SEBRING SUMMIT SUMMIT ROCHESTER ROCHESTER ROCHESTER ROCHESTER ROCHESTER ROCHESTER CONWAY CONWAY CONWAY ONEONTA ONEONTA CORBIN CORBIN CORBIN CORBIN CORBIN ROANOKE ROANOKE ROANOKE HOPKINSVILLE HOPKINSVILLE HOPKINSVILLE MICHIGAN CITY MICHIGAN CITY MICHIGAN CITY MICHIGAN CITY ELLICOTT CITY ELLICOTT CITY CHICAGO CHICAGO CHICAGO COLUMBUS COLUMBUS COLUMBUS PHILADELPHIA PHILADELPHIA PHILADELPHIA PHILADELPHIA ISELIN ISELIN ISELIN ISELIN CHICAGO CHICAGO LAFAYETTE LAFAYETTE LAFAYETTE IRVING IRVING WASHINGTON WASHINGTON ONTARIO ONTARIO BOISE BOISE CHICAGO CHICAGO CHICAGO EAST GREENWICH EAST GREENWICH ROCKLAND ROCKLAND ROCKLAND IONIA IONIA DANA DANA COLUMBUS COLUMBUS EVANSVILLE EVANSVILLE SANDPOINT SANDPOINT SANDPOINT LAREDO LAREDO LAREDO LAREDO LAREDO NEW YORK NEW YORK NEW YORK NEW YORK SEDALIA SEDALIA NEW YORK NEW YORK NEW YORK HOULTON NC GA VA VA VA MD MD KS KS MO MO MO MO SC SC IN IN IA IA IA VA VA VA CA CA CA WA WA WA CA CA CA SD SD SD NJ NJ NJ FL FL NJ NJ MN MN MN MN MN MN AR AR AR AL AL KY KY KY KY KY VA VA VA KY KY KY IN IN IN IN MD MD IL IL IL OH OH OH PA PA PA PA NJ NJ NJ NJ IL IL LA LA LA TX TX DC DC CA CA ID ID IL IL IL RI RI MA MA MA MI MI IN IN IN IN IN IN ID ID ID TX TX TX TX TX NY NY NY NY MO MO NY NY NY ME 11/19/2013 4/13/2011 12/31/2008 4/14/2014 9/13/2017 7/17/2009 1/16/2019 3/13/2009 12/29/2010 12/19/2008 5/9/2012 5/15/2013 6/12/2013 3/6/2009 4/11/2016 9/11/2009 7/17/2012 12/19/2008 9/15/2011 9/28/2011 9/25/2009 3/16/2011 8/11/2011 11/21/2008 3/7/2012 6/10/2013 11/21/2008 12/22/2010 8/17/2011 3/20/2009 7/17/2013 8/7/2013 11/21/2008 6/3/2009 6/30/2009 5/8/2009 12/22/2009 9/22/2011 3/6/2009 10/24/2014 1/30/2009 4/21/2010 12/23/2008 2/7/2013 2/8/2013 3/26/2013 5/26/2015 5/28/2015 1/16/2009 7/6/2011 7/27/2011 2/20/2009 8/28/2013 2/13/2009 11/28/2012 11/30/2012 1/11/2013 3/26/2013 9/18/2009 10/31/2012 1/11/2013 12/12/2008 12/19/2012 1/16/2013 12/19/2008 11/10/2010 8/25/2011 11/23/2011 2/27/2009 9/22/2011 5/1/2009 11/13/2009 12/11/2012 11/14/2008 12/22/2010 1/19/2011 2/6/2009 12/20/2012 1/11/2013 3/26/2013 9/18/2009 3/14/2014 3/17/2014 4/25/2014 5/15/2009 9/10/2010 12/5/2008 3/31/2009 5/20/2009 3/27/2009 6/12/2013 3/13/2009 9/3/2010 3/6/2009 11/1/2012 1/16/2009 4/24/2014 5/22/2009 12/29/2009 9/22/2011 1/9/2009 10/16/2013 1/9/2009 4/22/2009 5/27/2009 12/12/2008 8/30/2013 4/24/2009 4/9/2013 12/12/2008 9/12/2012 2/27/2009 7/29/2011 12/19/2008 11/20/2013 10/31/2014 12/23/2008 7/11/2012 11/1/2012 11/28/2012 6/11/2013 12/23/2008 6/24/2013 7/26/2013 9/3/2014 5/8/2009 10/19/2012 10/28/2008 6/17/2009 12/16/2009 1/30/2009 Preferred Stock w/ Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $80,347,000.00 $0.00 $6,800,000.00 $5,308,193.11 $425,000.00 $0.00 $487,524.22 Redeemed, in full; warrants not outstanding $30,255,000.00 $0.00 $36,849,504.67 Redeemed, in full; warrants not outstanding $12,895,000.00 $0.00 $1,219,652.00 Sold, in full; warrants not outstanding $7,000,000.00 $0.00 $8,321,471.08 Redeemed, in full; warrants not outstanding $81,698,000.00 $0.00 $94,686,087.22 Redeemed, in full; warrants not outstanding $10,103,000.00 $0.00 $11,353,284.46 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $40,000,000.00 $0.00 $46,901,266.80 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $24,000,000.00 $0.00 $26,953,333.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $21,000,000.00 $0.00 $27,241,335.26 Redeemed, in full; warrants not outstanding $25,000,000.00 $0.00 2,964 280 $275.00 $25,000.00 ($2,148,900.00) $3,279,764.54 2,089,022 $1.57 ($77,067,235.46) $999,999.77 1,204,819 $0.83 $425,000.00 425 $1,000.00 $12,000,000.00 $18,255,000.00 12,000 18,255 $1,000.00 $1,000.00 $128,950.00 12,895 $10.00 $7,000,000.00 7,000 $1,000.00 $81,698,000.00 81,698 $1,000.00 $2,606,000.00 $7,497,000.00 2,606 7,497 $1,000.00 $1,000.00 $40,000,000.00 40,000 $1,000.00 $24,000,000.00 24,000 $1,000.00 $21,000,000.00 21,000 $1,000.00 35 75,763 ($491,807.12) $21,000.00 21 $540,000.00 287,134 ($12,766,050.00) $248,000.00 248 $1,800,000.00 609,687 $303,000.00 303 $140,000.00 462,963 $450,000.00 138,037 $1,575,000.00 611,650 $650,000.00 302,419 $155,000.00 155 $200,000.00 200 $1,843,194.00 $3,686,388.00 277,778 555,555 $1,300,000.00 158,472 $163,000.00 163 $70,095.00 95 $26,316,666.67 Redeemed, in full; warrants not outstanding $25,000,000.00 Preferred Stock w/ Exercised Warrants $3,091,000.00 $2,359,000.00 $0.00 Preferred Stock w/ Exercised Warrants $6,700,000.00 $0.00 $6,165,312.00 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $4,000,000.00 $0.00 $4,467,049.67 Redeemed, in full; warrants not outstanding $26,000,000.00 $0.00 Preferred Stock w/ Warrants $350,000.00 $1,671,000.00 $3,555,361.24 Sold, in part; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $815,100.00 $7,000,000.00 $7,461,608.79 Sold, in full; warrants not outstanding 25,000 $1,000.00 $6,211,926.79 Redeemed, in full; warrants not outstanding $5,450,000.00 5,450 $1,000.00 $5,547,600.00 6,700 $828.00 $4,000,000.00 4,000 $1,000.00 $2,561,325.00 $16,197,675.00 3,550 22,450 $721.50 $721.50 $50,000,000.00 50,000 $1,000.00 $3,250,000.00 3,250 $1,000.00 $608,170.50 $1,183,339.50 645 1,255 $942.90 $942.90 ($36,829.50) ($71,660.50) 10,000 $918.50 ($815,000.00) 18,400 $1,000.00 ($1,152,400.00) $26,563,769.78 Sold, in full; warrants not outstanding ($988,675.00) ($6,252,325.00) ($187,590.00) Preferred Stock w/ Warrants $50,000,000.00 $0.00 $57,480,555.56 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,250,000.00 $0.00 $4,214,202.31 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,900,000.00 $0.00 $2,229,801.03 Sold, in full; warrants not outstanding ($17,915.11) ($7,084.89) Preferred Stock w/ Exercised Warrants $10,000,000.00 $0.00 $11,111,011.94 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $18,400,000.00 $0.00 $22,354,145.89 Redeemed, in full; warrants not outstanding $9,185,000.00 $315,461.52 374 $256,257.00 253,666 ($91,850.00) $18,400,000.00 Preferred Stock w/ Warrants $25,000,000.00 $0.00 $29,857,321.83 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $5,983,000.00 $0.00 $7,119,793.05 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $4,000,000.00 $5,000,000.00 $0.00 $10,940,554.65 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $1,398,071,000.00 $0.00 $6,250,000.00 $18,750,000.00 6,250 18,750 $1,000.00 $1,000.00 $1,750,551.00 212,188 $5,983,000.00 5,983 $1,000.00 $299,000.00 299 $9,000,000.00 9,000 $1,000.00 $344,000.00 344 $1,398,071,000.00 1,398,071 $1,000.00 $49,100,000.00 23,562,994 $1,594,356,808.56 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,552,000.00 $0.00 $1,337,166.22 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $5,976,000.00 $0.00 $6,907,223.22 Sold, in full; warrants not outstanding Subordinated Debentures $4,205,000.00 $0.00 $4,632,216.32 Redeemed, in full; warrants not outstanding $1,008,800.00 1,552 $650.00 ($543,200.00) $25,700.00 78 2,770 3,206 $981.11 $981.11 ($52,325.30) ($60,561.34) $186,513.52 179 $4,205,000.00 4,205,000 $1.00 $90,000,000.00 90,000 $1,000.00 $1,200,000.00 138,490 $2,295,000.00 2,295 $1,000.00 $115,000.00 115 $6,000,000.00 6,000 $1,000.00 $6,000,000.00 6,000 $1,000.00 $300,000.00 300 406 ($10,088.00) ($14,912.00) $2,717,674.70 $3,145,438.66 ($58,631.13) Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $90,000,000.00 $0.00 $92,650,000.00 Redeemed, in full; warrants not outstanding $2,295,000.00 $0.00 $2,936,462.50 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $6,000,000.00 $0.00 $6,453,067.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $6,000,000.00 $0.00 $7,494,458.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $6,900,000.00 $0.00 Preferred Stock w/ Exercised Warrants $6,272,000.00 $4,000,000.00 $0.00 $1,065,000.00 $0.00 $1,394,723.17 Redeemed, in full; warrants not outstanding $78,158,000.00 $0.00 $81,476,093.61 Redeemed, in full; warrants not outstanding $555,673.08 Exited bankruptcy/Receivership ($6,900,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $72,000,000.00 $0.00 $1,312,000.00 $0.00 Preferred Stock w/ Warrants $21,500,000.00 $0.00 Preferred Stock w/ Warrants $83,586,000.00 $0.00 Preferred Stock w/ Warrants $27,000,000.00 $0.00 $11,836,113.40 Redeemed, in full; warrants not outstanding $10,272,000.00 10,272 $1,000.00 $406,000.00 $1,065,000.00 1,065 $1,000.00 $53,000.00 53 $78,158,000.00 78,158 $1,000.00 $2,200,000.00 481,664 $1,800,000.00 188,707 $10,635.00 65,323 $4,018,511.00 1,326,238 $2,892,066.00 691,882 $936,063,469.11 88,401,697 $83,430,000.00 Redeemed, in full; warrants not outstanding $72,000,000.00 Preferred Stock w/ Exercised Warrants 72,000 $1,000.00 $2,426,000.00 $165,139.00 Exited bankruptcy/Receivership ($1,312,000.00) $27,331,250.00 Redeemed, in full; warrants not outstanding $21,500,000.00 21,500 $1,000.00 $27,000,000.00 27,000 $1,000.00 $40,000,000.00 $45,000,000.00 $131,000,000.00 40,000 45,000 131,000 $1,000.00 $1,000.00 $1,000.00 25,000 $970.00 $1,950,340.00 Currently Not Collectible ($83,586,000.00) Preferred Stock w/ Warrants Preferred Stock w/ Warrants $216,000,000.00 $25,000,000.00 $0.00 $0.00 $33,955,519.23 Redeemed, in full; warrants not outstanding $261,538,649.89 Redeemed, in full; warrants not outstanding $32,927,621.56 Sold, in full; warrants not outstanding $24,250,000.00 ($750,000.00) ($242,500.00) Subordinated Debentures w/ Exercised Warrants $4,000,000.00 $0.00 $25,000,000,000.00 $0.00 $26,731,202,358.00 Redeemed, in full; warrants not outstanding $174,324.60 Currently Not Collectible $10,449,000.00 $0.00 $12,423,046.75 Redeemed, in full; warrants not outstanding ($4,000,000.00) Preferred Stock w/ Warrants $25,000,000,000.00 Preferred Stock w/ Exercised Warrants 2,500,000 $10,000.00 22 UST0379 UST0472 UST0030 UST0030 UST0030 UST0710 UST0710 UST1294 UST1294 UST1294 UST0526 UST0526 UST0526 UST0343 UST0343 UST0343 UST0343 UST0343 UST0190 UST0190 UST0190 UST1303 UST1303 UST1303 UST1303 UST0302 UST0302 UST0302 UST0215 UST0215 UST0429 UST0429 UST0454 UST0454 UST0760 UST0760 UST1326 UST1326 UST0551 UST0551 UST0611 UST0611 UST0828 UST0828 UST0828 UST0091 UST0091 UST0091 UST0563 UST0563 UST0563 UST0563 UST0267 UST0267 UST0267 UST1256 UST1256 UST0160 UST0160 UST0160 UST0160 UST0803 UST0803 UST0803 UST0697 UST0697 UST0697 UST0278 UST0278 UST0278 UST0278 UST1366 UST1366 UST0423 UST0423 UST0423 UST0080 UST0080 UST0080 UST0895 UST0895 UST0895 UST0895 UST0860 UST0860 UST0860 UST0860 UST0860 UST0750 UST0750 UST0750 UST1188 UST1188 UST1188 UST1188 UST0167 UST0167 UST0167 UST0167 UST0167 UST0039 UST0039 UST1047 UST1047 UST1047 UST0049 UST0049 UST0049 UST0914 UST0914 UST0759 UST0759 UST0759 UST0449 UST0449 UST0449 UST0449 UST0517 UST0517 UST0635 UST0635 UST1164 UST1164 UST0791 UST0791 UST0791 UST0791 UST0601 UST0601 UST0601 UST0601 11 8 8,14 8,11,14,18,36 11 12 8,14 11 8,11,14 9,48,97 8,14,45 8,14,45 8,17 9,11,36 8,133 11 8 11 8,9,17 11 8 8,11,44 8,14 11 14,15 8 8 14,15 8,14 43 8 11 8,14,45 8,14,18,44 11 8,14,44 8,14,56 8,14,44 8,18 8,14 AB&T FINANCIAL CORPORATION KATAHDIN BANKSHARES CORP. KEYCORP KEYCORP KEYCORP KIRKSVILLE BANCORP, INC. KIRKSVILLE BANCORP, INC. KS BANCORP, INC KS BANCORP, INC KS BANCORP, INC LAFAYETTE BANCORP, INC. LAFAYETTE BANCORP, INC. LAFAYETTE BANCORP, INC. LAKELAND BANCORP, INC. LAKELAND BANCORP, INC. LAKELAND BANCORP, INC. LAKELAND BANCORP, INC. LAKELAND BANCORP, INC. LAKELAND FINANCIAL CORPORATION LAKELAND FINANCIAL CORPORATION LAKELAND FINANCIAL CORPORATION LAYTON PARK FINANCIAL GROUP, INC. LAYTON PARK FINANCIAL GROUP, INC. LAYTON PARK FINANCIAL GROUP, INC. LAYTON PARK FINANCIAL GROUP, INC. LCNB CORP. LCNB CORP. LCNB CORP. LEADER BANCORP, INC. LEADER BANCORP, INC. LEGACY BANCORP, INC. LEGACY BANCORP, INC. LIBERTY BANCSHARES, INC. (AR) LIBERTY BANCSHARES, INC. (AR) LIBERTY BANCSHARES, INC. (MO) LIBERTY BANCSHARES, INC. (MO) LIBERTY BANCSHARES, INC. (TX) LIBERTY BANCSHARES, INC. (TX) LIBERTY FINANCIAL SERVICES, INC. LIBERTY FINANCIAL SERVICES, INC. LIBERTY SHARES, INC. LIBERTY SHARES, INC. LINCOLN NATIONAL CORPORATION LINCOLN NATIONAL CORPORATION LINCOLN NATIONAL CORPORATION LNB BANCORP, INC. LNB BANCORP, INC. LNB BANCORP, INC. LONE STAR BANK LONE STAR BANK LONE STAR BANK LONE STAR BANK LSB CORPORATION LSB CORPORATION LSB CORPORATION M&F BANCORP, INC. M&F BANCORP, INC. M&T BANK CORPORATION M&T BANK CORPORATION M&T BANK CORPORATION M&T BANK CORPORATION MACKINAC FINANCIAL CORPORATION MACKINAC FINANCIAL CORPORATION MACKINAC FINANCIAL CORPORATION MADISON FINANCIAL CORPORATION MADISON FINANCIAL CORPORATION MADISON FINANCIAL CORPORATION MAGNA BANK MAGNA BANK MAGNA BANK MAGNA BANK MAINLINE BANCORP, INC. MAINLINE BANCORP, INC. MAINSOURCE FINANCIAL GROUP, INC. MAINSOURCE FINANCIAL GROUP, INC. MAINSOURCE FINANCIAL GROUP, INC. MANHATTAN BANCORP MANHATTAN BANCORP MANHATTAN BANCORP MANHATTAN BANCSHARES, INC. MANHATTAN BANCSHARES, INC. MANHATTAN BANCSHARES, INC. MANHATTAN BANCSHARES, INC. MARINE BANK & TRUST COMPANY MARINE BANK & TRUST COMPANY MARINE BANK & TRUST COMPANY MARINE BANK & TRUST COMPANY MARINE BANK & TRUST COMPANY MARKET BANCORPORATION, INC. MARKET BANCORPORATION, INC. MARKET BANCORPORATION, INC. MARKET STREET BANCSHARES, INC. MARKET STREET BANCSHARES, INC. MARKET STREET BANCSHARES, INC. MARKET STREET BANCSHARES, INC. MARQUETTE NATIONAL CORPORATION MARQUETTE NATIONAL CORPORATION MARQUETTE NATIONAL CORPORATION MARQUETTE NATIONAL CORPORATION MARQUETTE NATIONAL CORPORATION MARSHALL & ILSLEY CORPORATION MARSHALL & ILSLEY CORPORATION MARYLAND FINANCIAL BANK MARYLAND FINANCIAL BANK MARYLAND FINANCIAL BANK MB FINANCIAL INC. MB FINANCIAL INC. MB FINANCIAL INC. MCLEOD BANCSHARES, INC. MCLEOD BANCSHARES, INC. MEDALLION BANK MEDALLION BANK MEDALLION BANK MERCANTILE BANK CORPORATION MERCANTILE BANK CORPORATION MERCANTILE BANK CORPORATION MERCANTILE BANK CORPORATION MERCANTILE CAPITAL CORPORATION MERCANTILE CAPITAL CORPORATION MERCHANTS & PLANTERS BANCSHARES, INC. MERCHANTS & PLANTERS BANCSHARES, INC. MERCHANTS AND MANUFACTURERS BANK CORPORATION MERCHANTS AND MANUFACTURERS BANK CORPORATION MERIDIAN BANK MERIDIAN BANK MERIDIAN BANK MERIDIAN BANK METRO CITY BANK METRO CITY BANK METRO CITY BANK METRO CITY BANK GASTONIA HOULTON CLEVELAND CLEVELAND CLEVELAND KIRKSVILLE KIRKSVILLE SMITHFIELD SMITHFIELD SMITHFIELD OXFORD OXFORD OXFORD OAK RIDGE OAK RIDGE OAK RIDGE OAK RIDGE OAK RIDGE WARSAW WARSAW WARSAW MILWAUKEE MILWAUKEE MILWAUKEE MILWAUKEE LEBANON LEBANON LEBANON ARLINGTON ARLINGTON MILWAUKEE MILWAUKEE JONESBORO JONESBORO SPRINGFIELD SPRINGFIELD FORT WORTH FORT WORTH NEW ORLEANS NEW ORLEANS HINESVILLE HINESVILLE RADNOR RADNOR RADNOR LORAIN LORAIN LORAIN HOUSTON HOUSTON HOUSTON HOUSTON NORTH ANDOVER NORTH ANDOVER NORTH ANDOVER DURHAM DURHAM BUFFALO BUFFALO BUFFALO BUFFALO MANISTIQUE MANISTIQUE MANISTIQUE RICHMOND RICHMOND RICHMOND MEMPHIS MEMPHIS MEMPHIS MEMPHIS EBENSBURG EBENSBURG GREENSBURG GREENSBURG GREENSBURG EL SEGUNDO EL SEGUNDO EL SEGUNDO MANHATTAN MANHATTAN MANHATTAN MANHATTAN VERO BEACH VERO BEACH VERO BEACH VERO BEACH VERO BEACH NEW MARKET NEW MARKET NEW MARKET MT. VERNON MT. VERNON MT. VERNON MT. VERNON CHICAGO CHICAGO CHICAGO CHICAGO CHICAGO MILWAUKEE MILWAUKEE TOWSON TOWSON TOWSON CHICAGO CHICAGO CHICAGO SHOREWOOD SHOREWOOD SALT LAKE CITY SALT LAKE CITY SALT LAKE CITY GRAND RAPIDS GRAND RAPIDS GRAND RAPIDS GRAND RAPIDS BOSTON BOSTON TOONE TOONE JOLIET JOLIET DEVON DEVON DEVON DEVON DORAVILLE DORAVILLE DORAVILLE DORAVILLE NC ME OH OH OH MO MO NC NC NC MS MS MS NJ NJ NJ NJ NJ IN IN IN WI WI WI WI OH OH OH MA MA WI WI AR AR MO MO TX TX LA LA GA GA PA PA PA OH OH OH TX TX TX TX MA MA MA NC NC NY NY NY NY MI MI MI KY KY KY TN TN TN TN PA PA IN IN IN CA CA CA IL IL IL IL FL FL FL FL FL MN MN MN IL IL IL IL IL IL IL IL IL WI WI MD MD MD IL IL IL MN MN UT UT UT MI MI MI MI MA MA TN TN IL IL PA PA PA PA GA GA GA GA 11/19/2013 8/18/2011 11/14/2008 3/30/2011 4/20/2011 3/20/2009 3/19/2014 8/21/2009 11/30/2012 1/11/2013 2/20/2009 12/29/2009 9/29/2010 2/6/2009 8/4/2010 3/16/2011 2/8/2012 2/29/2012 2/27/2009 6/9/2010 11/22/2011 12/18/2009 11/29/2012 1/11/2013 3/26/2013 1/9/2009 10/21/2009 11/22/2011 12/23/2008 11/24/2010 1/30/2009 3/11/2011 1/23/2009 7/21/2011 2/13/2009 8/18/2011 12/4/2009 1/14/2015 2/6/2009 9/24/2010 2/20/2009 6/30/2016 7/10/2009 6/30/2010 9/22/2010 12/12/2008 6/19/2012 7/18/2012 2/6/2009 12/3/2014 12/4/2014 1/9/2015 12/12/2008 11/18/2009 12/16/2009 6/26/2009 8/20/2010 12/23/2008 5/18/2011 8/21/2012 12/17/2012 4/24/2009 8/29/2012 12/19/2012 3/13/2009 11/19/2013 1/6/2014 12/23/2008 11/24/2009 6/8/2011 8/18/2011 12/29/2009 3/9/2012 1/16/2009 4/3/2012 6/11/2013 12/5/2008 9/16/2009 10/14/2009 6/19/2009 12/10/2012 12/11/2012 1/11/2013 3/6/2009 7/1/2014 7/2/2014 7/3/2014 9/26/2014 2/20/2009 7/2/2014 9/26/2014 5/15/2009 8/9/2012 8/10/2012 9/11/2012 12/19/2008 8/7/2012 8/9/2012 8/10/2012 9/11/2012 11/14/2008 7/5/2011 3/27/2009 7/2/2014 9/26/2014 12/5/2008 3/14/2012 5/2/2012 11/20/2009 8/18/2011 2/27/2009 12/22/2009 7/21/2011 5/15/2009 4/4/2012 6/6/2012 7/3/2012 2/6/2009 8/4/2011 3/6/2009 9/7/2011 6/19/2009 9/8/2011 2/13/2009 12/11/2009 3/17/2014 4/25/2014 1/30/2009 10/29/2012 11/1/2012 1/11/2013 Preferred Stock w/ Warrants $2,500,000,000.00 $0.00 Preferred Stock w/ Exercised Warrants $470,000.00 $0.00 Preferred Stock w/ Exercised Warrants $4,000,000.00 $0.00 $815,100.00 $10,449,000.00 2,964 10,449 $275.00 $1,000.00 $2,500,000,000.00 25,000 $100,000.00 ($2,148,900.00) $522,000.00 522 $70,000,000.00 35,244,361 $2,867,222,222.22 Redeemed, in full; warrants not outstanding $622,228.44 Redeemed, in full; warrants not outstanding $470,000.00 470 $1,000.00 4,000 $827.00 $24,000.00 24 $140,400.00 200 $100,000.00 100 $2,800,000.00 997,050 $877,557.00 198,269 $104,375.00 150 $602,557.00 217,063 $292,000.00 292 $4,137,336.64 Sold, in full; warrants not outstanding $3,308,000.00 ($692,000.00) ($25,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $1,998,000.00 $2,453,000.00 $0.00 $4,818,134.50 Redeemed, in full; warrants not outstanding $59,000,000.00 $0.00 $68,260,833.33 Redeemed, in full; warrants not outstanding $56,044,000.00 $3,000,000.00 $0.00 $0.00 $4,451,000.00 4,451 $1,000.00 $20,000,000.00 $20,000,000.00 $19,000,000.00 20,000 20,000 19,000 $1,000.00 $1,000.00 $1,000.00 $56,044,000.00 56,044 $1,000.00 $60,517,713.33 Redeemed, in full; warrants not outstanding $2,932,162.50 Sold, in full; warrants not outstanding $2,370,930.00 3,000 $790.31 $13,400,000.00 13,400 $1,000.00 $5,830,000.00 5,830 $1,000.00 ($629,070.00) ($23,709.29) ($1,290.71) Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock $13,400,000.00 $0.00 $14,527,390.33 Redeemed, in full; warrants not outstanding $5,830,000.00 $0.00 $6,731,961.06 Redeemed, in full; warrants not outstanding $5,498,000.00 $0.00 $355,079.00 Currently Not Collectible Preferred Stock w/ Exercised Warrants $57,500,000.00 $0.00 $68,191,965.77 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $21,900,000.00 $0.00 $25,995,452.08 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $6,500,000.00 $0.00 $8,447,271.11 Redeemed, in full; warrants not outstanding ($5,498,000.00) Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $5,645,000.00 $0.00 $17,280,000.00 $0.00 $950,000,000.00 $0.00 $25,223,000.00 $0.00 $57,500,000.00 57,500 $1,000.00 $2,875,000.00 2,875 $21,900,000.00 21,900 $1,000.00 $1,095,000.00 1,095 $6,500,000.00 6,500 $1,000.00 $196,000.00 196 $5,645,000.00 5,645 $1,000.00 $3,600,000.00 480,000 $7.50 $950,000,000.00 950,000 $1,000.00 $213,671,319.20 13,049,451 25,223 $869.17 $860,326.00 561,343 $67,401.54 154 $560,000.00 209,497 $31,838,761.34 1,218,522 $1,300,000.00 398,734 $182,878.45 169 690 $6,106,008.58 Redeemed, in full; warrants not outstanding $4,999,560.00 Sold, in full; warrants not outstanding $26,893,046.60 Sold, in full; warrants not outstanding $21,923,074.91 Preferred Stock w/ Exercised Warrants $3,072,000.00 $0.00 ($13,680,000.00) $1,209,851,873.70 Redeemed, in full; warrants not outstanding ($328,846.12) ($3,299,925.09) $1,950,881.54 Sold, in full; warrants not outstanding $1,195,906.25 $712,573.75 1,925 1,147 $621.25 $621.25 $15,000,000.00 15,000 $1,000.00 $11,735,000.00 11,735 $1,000.00 370,000 230,000 $1,000.00 $1,000.00 11,000 $958.09 ($729,093.75) ($434,426.25) ($25,000.00) Preferred Stock w/ Warrants Preferred Stock $15,000,000.00 $0.00 $16,260,000.00 Redeemed, in full; warrants not outstanding $11,735,000.00 $0.00 $12,409,762.50 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $600,000,000.00 $0.00 $718,392,161.34 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $11,000,000.00 $0.00 $370,000,000.00 $230,000,000.00 $13,521,828.15 Sold, in full; warrants not outstanding $10,538,990.00 Preferred Stock w/ Exercised Warrants $3,370,000.00 $0.00 ($158,084.85) ($461,010.00) $3,773,495.65 Sold, in full; warrants not outstanding $3,370,000.00 3,370 $1,022.61 $76,195.70 $3,455,000.00 $3,455,000.00 $6,885,000.00 3,455 3,455 6,885 $1,000.00 $1,000.00 $1,000.00 $690,000.00 $4,500,000.00 4,500 $1,000.00 $225,000.00 225 57,000 $931.11 $1,512,177.00 571,906 ($25,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $13,795,000.00 $0.00 $4,500,000.00 $0.00 $57,000,000.00 $0.00 $16,146,467.87 Redeemed, in full; warrants not outstanding $5,263,187.50 Redeemed, in full; warrants not outstanding $62,949,121.28 Sold, in full; warrants not outstanding $53,073,270.00 Preferred Stock w/ Warrants $1,700,000.00 $0.00 $1,829,711.12 Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants $2,639,000.00 $0.00 $3,438,793.11 Sold, in full; warrants not outstanding ($796,099.05) ($3,926,730.00) $1,700,000.00 1,700 $1,000.00 $63,363.90 29,480 $2,586,404.73 2,639,000 $0.98 ($52,595.27) $11,385.02 $95,959.50 14,000 118,000 2,246 722 32 $670.00 $670.00 $670.00 ($741,180.00) ($238,260.00) ($10,560.00) $55,870.00 $19,126.67 $503.33 111 38 1 ($25,000.00) Preferred Stock w/ Exercised Warrants $3,000,000.00 $0.00 $2,296,213.00 Sold, in full; warrants not outstanding $1,504,820.00 $483,740.00 $21,440.00 ($25,000.00) Preferred Stock w/ Exercised Warrants $2,060,000.00 $0.00 $2,714,911.32 Sold, in full; warrants not outstanding $20,300,000.00 $0.00 $24,429,245.84 Sold, in full; warrants not outstanding $2,060,000.00 2,060 $1,210.03 $108,471.52 103 19,931,000 369,000 $0.90 $0.90 ($2,011,037.90) ($37,232.10) $432,661.80 $727,225.54 $97,505.10 895,000 120,000 3,514 8,198 23,788 $720.25 $720.25 $720.25 ($983,041.50) ($2,293,390.50) ($6,654,693.00) $142,974.56 $1,054,743.77 $252,452.23 175 1,291 309 1,715,000 $1,000.00 $3,250,000.00 13,815,789 1,700 $310.00 $1,775.00 85 $196,000,000.00 196,000 $1,000.00 $1,518,072.00 506,024 $6,000,000.00 600 $10,000.00 $300,000.00 30 $21,498,000.00 21,498 $1,000.00 $645,000.00 645 $10,500,000.00 $10,500,000.00 10,500 10,500 $1,000.00 $1,000.00 $7,465,100.00 616,438 $3,500,000.00 3,500 $1,000.00 $175,000.00 175 $1,881,000.00 1,881 $1,000.00 $94,000.00 94 $3,510,000.00 3,510 $1,000.00 $176,000.00 176 ($25,000.00) Subordinated Debentures w/ Exercised Warrants $17,919,962.10 $331,767.90 ($182,517.30) Preferred Stock w/ Exercised Warrants $35,500,000.00 $0.00 $33,835,943.42 Sold, in full; warrants not outstanding $2,530,958.50 $5,904,609.50 $17,133,307.00 ($255,688.75) Preferred Stock w/ Warrants $1,715,000,000.00 $0.00 $1,944,772,916.66 Redeemed, in full; warrants not outstanding $1,700,000.00 $0.00 $817,240.50 Sold, in full; warrants not outstanding $1,715,000,000.00 Preferred Stock w/ Exercised Warrants $527,000.00 ($1,173,000.00) ($25,000.00) Preferred Stock w/ Warrants $196,000,000.00 $0.00 $229,613,072.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $6,000,000.00 $0.00 $6,870,433.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $11,800,000.00 $9,698,000.00 $0.00 $24,460,674.81 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $21,000,000.00 $0.00 $31,631,120.56 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,500,000.00 $0.00 $4,150,815.03 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,881,000.00 $0.00 $2,231,560.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,510,000.00 $0.00 $4,110,668.47 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $6,200,000.00 $6,335,000.00 $0.00 $13,582,165.84 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $7,700,000.00 $0.00 $8,806,297.80 Sold, in full; warrants not outstanding $10,328,152.35 12,535 $823.95 ($2,206,847.65) $262,399.50 310 29 7,671 $900.10 $900.10 ($2,897.10) ($766,332.90) $369,948.00 385 ($103,281.52) $26,102.90 $6,904,667.10 ($69,307.70) 23 UST0379 UST0440 UST0440 UST0440 UST1261 UST1261 UST1088 UST1088 UST1088 UST1088 UST0138 UST0138 UST0138 UST0319 UST0319 UST0319 UST0398 UST0398 UST0370 UST0370 UST0370 UST0883 UST0883 UST0883 UST0045 UST0045 UST0659 UST0659 UST0243 UST0243 UST0243 UST0740 UST0740 UST0915 UST0915 UST0170 UST0170 UST0139 UST0139 UST0227 UST0227 UST0447 UST0447 UST0233 UST0233 UST0233 UST0901 UST0901 UST0600 UST0600 UST0018 UST0018 UST0018 UST0532 UST0532 UST0401 UST0401 UST0401 UST1293 UST1293 UST1293 UST0819 UST0819 UST0290 UST0290 UST0290 UST0939 UST0939 UST0088 UST0088 UST0088 UST0544 UST0544 UST0544 UST0544 UST0189 UST0189 UST0189 UST1333 UST1333 UST1262 UST1262 UST0301 UST0301 UST1250 UST1250 UST0228 UST0228 UST0228 UST0524 UST0524 UST0141 UST0141 UST0141 UST0141 UST0141 UST0216 UST0216 UST0336 UST0336 UST0336 UST0191 UST0191 UST0191 UST0884 UST0884 UST0884 UST0747 UST0747 UST0004 UST0004 UST0004 UST0581 UST0581 UST0739 UST0739 UST0739 UST0739 UST0804 UST0804 UST0381 UST0381 UST0381 UST0381 UST0205 UST0205 UST0205 UST0565 UST0565 UST0565 UST0386 8,42 8,18 11 12 8,11,14 44 8 22,27,97 8,11,14 11 8,11,14 8 9,11 9,11,36 8,11,14 98 12,16 8,14,45 8,14,44 11 8,11,14 8,11,14 8,14 8,11,14 45 8 11,59 8,14 11,16 11,14,15 8,42 8,119 11,14,15 44 8,11,14 8,14,44 11 11 8,11,14,18 109 11 8,14,44 8,14 8,11,14 45 12,16 8 AB&T FINANCIAL CORPORATION METROCORP BANCSHARES, INC. METROCORP BANCSHARES, INC. METROCORP BANCSHARES, INC. METROPOLITAN BANK GROUP, INC. METROPOLITAN BANK GROUP, INC. METROPOLITAN CAPITAL BANCORP, INC. METROPOLITAN CAPITAL BANCORP, INC. METROPOLITAN CAPITAL BANCORP, INC. METROPOLITAN CAPITAL BANCORP, INC. MID PENN BANCORP, INC./MID PENN BANK MID PENN BANCORP, INC./MID PENN BANK MID PENN BANCORP, INC./MID PENN BANK MIDDLEBURG FINANCIAL CORPORATION MIDDLEBURG FINANCIAL CORPORATION MIDDLEBURG FINANCIAL CORPORATION MIDLAND STATES BANCORP, INC. MIDLAND STATES BANCORP, INC. MIDSOUTH BANCORP, INC. MIDSOUTH BANCORP, INC. MIDSOUTH BANCORP, INC. MIDTOWN BANK & TRUST COMPANY MIDTOWN BANK & TRUST COMPANY MIDTOWN BANK & TRUST COMPANY MIDWEST BANC HOLDINGS, INC. MIDWEST BANC HOLDINGS, INC. MIDWEST REGIONAL BANCORP, INC. / THE BANK OF OTTERVILLE MIDWEST REGIONAL BANCORP, INC. / THE BANK OF OTTERVILLE MIDWESTONE FINANCIAL GROUP, INC. MIDWESTONE FINANCIAL GROUP, INC. MIDWESTONE FINANCIAL GROUP, INC. MID-WISCONSIN FINANCIAL SERVICES, INC. MID-WISCONSIN FINANCIAL SERVICES, INC. MILLENNIUM BANCORP, INC. MILLENNIUM BANCORP, INC. MISSION COMMUNITY BANCORP MISSION COMMUNITY BANCORP MISSION VALLEY BANCORP MISSION VALLEY BANCORP MONADNOCK BANCORP, INC. MONADNOCK BANCORP, INC. MONARCH COMMUNITY BANCORP, INC. MONARCH COMMUNITY BANCORP, INC. MONARCH FINANCIAL HOLDINGS, INC. MONARCH FINANCIAL HOLDINGS, INC. MONARCH FINANCIAL HOLDINGS, INC. MONEYTREE CORPORATION MONEYTREE CORPORATION MONUMENT BANK MONUMENT BANK MORGAN STANLEY MORGAN STANLEY MORGAN STANLEY MORRILL BANCSHARES, INC. MORRILL BANCSHARES, INC. MOSCOW BANCSHARES, INC. MOSCOW BANCSHARES, INC. MOSCOW BANCSHARES, INC. MOUNTAIN VALLEY BANCSHARES, INC. MOUNTAIN VALLEY BANCSHARES, INC. MOUNTAIN VALLEY BANCSHARES, INC. MS FINANCIAL, INC. MS FINANCIAL, INC. MUTUALFIRST FINANCIAL, INC. MUTUALFIRST FINANCIAL, INC. MUTUALFIRST FINANCIAL, INC. NAPLES BANCORP, INC. NAPLES BANCORP, INC. NARA BANCORP, INC. / BBCN BANCORP, INC. NARA BANCORP, INC. / BBCN BANCORP, INC. NARA BANCORP, INC. / BBCN BANCORP, INC. NATIONAL BANCSHARES, INC. NATIONAL BANCSHARES, INC. NATIONAL BANCSHARES, INC. NATIONAL BANCSHARES, INC. NATIONAL PENN BANCSHARES, INC. NATIONAL PENN BANCSHARES, INC. NATIONAL PENN BANCSHARES, INC. NATIONWIDE BANKSHARES, INC. NATIONWIDE BANKSHARES, INC. NC BANCORP, INC. / METROPOLITAN BANK GROUP, INC. NC BANCORP, INC. / METROPOLITAN BANK GROUP, INC. NCAL BANCORP NCAL BANCORP NEMO BANCSHARES, INC. NEMO BANCSHARES, INC. NEW HAMPSHIRE THRIFT BANCSHARES, INC. NEW HAMPSHIRE THRIFT BANCSHARES, INC. NEW HAMPSHIRE THRIFT BANCSHARES, INC. NEW YORK PRIVATE BANK & TRUST CORPORATION NEW YORK PRIVATE BANK & TRUST CORPORATION NEWBRIDGE BANCORP NEWBRIDGE BANCORP NEWBRIDGE BANCORP NEWBRIDGE BANCORP NEWBRIDGE BANCORP NICOLET BANKSHARES, INC. NICOLET BANKSHARES, INC. NORTH CENTRAL BANCSHARES, INC. NORTH CENTRAL BANCSHARES, INC. NORTH CENTRAL BANCSHARES, INC. NORTHEAST BANCORP NORTHEAST BANCORP NORTHEAST BANCORP NORTHERN STATE BANK / FIRST COMMERCE BANK NORTHERN STATE BANK / FIRST COMMERCE BANK NORTHERN STATE BANK / FIRST COMMERCE BANK NORTHERN STATES FINANCIAL CORPORATION NORTHERN STATES FINANCIAL CORPORATION NORTHERN TRUST CORPORATION NORTHERN TRUST CORPORATION NORTHERN TRUST CORPORATION NORTHWAY FINANCIAL, INC. NORTHWAY FINANCIAL, INC. NORTHWEST BANCORPORATION, INC. NORTHWEST BANCORPORATION, INC. NORTHWEST BANCORPORATION, INC. NORTHWEST BANCORPORATION, INC. NORTHWEST COMMERCIAL BANK NORTHWEST COMMERCIAL BANK OAK RIDGE FINANCIAL SERVICES, INC. OAK RIDGE FINANCIAL SERVICES, INC. OAK RIDGE FINANCIAL SERVICES, INC. OAK RIDGE FINANCIAL SERVICES, INC. OAK VALLEY BANCORP OAK VALLEY BANCORP OAK VALLEY BANCORP OCEANFIRST FINANCIAL CORP. OCEANFIRST FINANCIAL CORP. OCEANFIRST FINANCIAL CORP. OJAI COMMUNITY BANK GASTONIA HOUSTON HOUSTON HOUSTON CHICAGO CHICAGO CHICAGO CHICAGO CHICAGO CHICAGO MILLERSBURG MILLERSBURG MILLERSBURG MIDDLEBURG MIDDLEBURG MIDDLEBURG EFFINGHAM EFFINGHAM LAFAYETTE LAFAYETTE LAFAYETTE ATLANTA ATLANTA ATLANTA MELROSE PARK MELROSE PARK FESTUS FESTUS IOWA CITY IOWA CITY IOWA CITY MEDFORD MEDFORD EDWARDS EDWARDS SAN LUIS OBISPO SAN LUIS OBISPO SUN VALLEY SUN VALLEY PETERBOROUGH PETERBOROUGH COLDWATER COLDWATER CHESAPEAKE CHESAPEAKE CHESAPEAKE LENOIR CITY LENOIR CITY BETHESDA BETHESDA NEW YORK NEW YORK NEW YORK MERRIAM MERRIAM MOSCOW MOSCOW MOSCOW CLEVELAND CLEVELAND CLEVELAND KINGWOOD KINGWOOD MUNCIE MUNCIE MUNCIE NAPLES NAPLES LOS ANGELES LOS ANGELES LOS ANGELES BETTENDORF BETTENDORF BETTENDORF BETTENDORF BOYERTOWN BOYERTOWN BOYERTOWN WEST POINT WEST POINT CHICAGO CHICAGO LOS ANGELES LOS ANGELES MADISON MADISON NEWPORT NEWPORT NEWPORT NEW YORK NEW YORK GREENSBORO GREENSBORO GREENSBORO GREENSBORO GREENSBORO GREEN BAY GREEN BAY FORT DODGE FORT DODGE FORT DODGE LEWISTON LEWISTON LEWISTON CLOSTER CLOSTER CLOSTER WAUKEGAN WAUKEGAN CHICAGO CHICAGO CHICAGO BERLIN BERLIN SPOKANE SPOKANE SPOKANE SPOKANE LAKEWOOD LAKEWOOD OAK RIDGE OAK RIDGE OAK RIDGE OAK RIDGE OAKDALE OAKDALE OAKDALE TOMS RIVER TOMS RIVER TOMS RIVER OJAI NC TX TX TX IL IL IL IL IL IL PA PA PA VA VA VA IL IL LA LA LA GA GA GA IL IL MO MO IA IA IA WI WI CO CO CA CA CA CA NH NH MI MI VA VA VA TN TN MD MD NY NY NY KS KS TN TN TN GA GA GA TX TX IN IN IN FL FL CA CA CA IA IA IA IA PA PA PA NE NE IL IL CA CA MO MO NH NH NH NY NY NC NC NC NC NC WI WI IA IA IA ME ME ME NJ NJ NJ IL IL IL IL IL NH NH WA WA WA WA WA WA NC NC NC NC CA CA CA NJ NJ NJ CA 11/19/2013 1/16/2009 7/3/2012 6/11/2013 6/26/2009 6/28/2013 4/10/2009 11/20/2009 6/29/2015 8/6/2015 12/19/2008 12/28/2012 1/23/2013 1/30/2009 12/23/2009 11/18/2011 1/23/2009 12/23/2009 1/9/2009 8/25/2011 11/22/2011 2/27/2009 11/19/2013 1/6/2014 12/5/2008 5/14/2010 2/13/2009 11/10/2009 2/6/2009 7/6/2011 7/27/2011 2/20/2009 4/26/2013 4/3/2009 8/14/2012 1/9/2009 12/28/2011 12/23/2008 8/20/2010 12/19/2008 12/28/2012 2/6/2009 11/15/2013 12/19/2008 12/23/2009 2/10/2010 3/13/2009 9/15/2011 1/30/2009 8/11/2011 10/28/2008 6/17/2009 8/12/2009 1/16/2009 7/20/2011 1/23/2009 4/25/2012 12/5/2012 9/25/2009 7/22/2013 9/12/2013 3/27/2009 10/19/2011 12/23/2008 8/25/2011 9/28/2011 3/27/2009 7/12/2012 11/21/2008 6/27/2012 8/8/2012 2/27/2009 2/19/2013 2/20/2013 3/26/2013 12/12/2008 3/16/2011 4/13/2011 12/11/2009 12/29/2010 6/26/2009 6/28/2013 12/19/2008 12/10/2014 6/19/2009 4/24/2013 1/16/2009 8/25/2011 2/15/2012 1/9/2009 7/24/2013 12/12/2008 4/26/2013 4/29/2013 5/15/2013 5/31/2013 12/23/2008 9/1/2011 1/9/2009 12/14/2011 1/11/2012 12/12/2008 11/28/2012 12/28/2012 5/15/2009 12/18/2009 3/28/2012 2/20/2009 4/30/2014 11/14/2008 6/17/2009 8/26/2009 1/30/2009 9/15/2011 2/13/2009 3/8/2013 3/11/2013 4/9/2013 2/13/2009 1/9/2013 1/30/2009 10/31/2012 1/11/2013 2/6/2013 12/5/2008 8/11/2011 9/28/2011 1/16/2009 12/30/2009 2/3/2010 1/30/2009 $815,100.00 Preferred Stock w/ Warrants $45,000,000.00 $0.00 2,964 $275.00 45,000 $981.17 ($2,148,900.00) ($847,350.00) 71,526 $331.61 ($47,807,458.05) 4,388 $942.49 ($252,344.76) 10,000 $1,000.00 $53,406,628.25 Sold, in full; warrants not outstanding $44,152,650.00 ($662,289.75) $2,087,368.00 Preferred Stock w/ Exercised Warrants $71,526,000.00 $0.00 $23,718,541.95 Preferred Stock w/ Exercised Warrants $2,040,000.00 $2,348,000.00 $0.00 $10,000,000.00 $0.00 771,429 $27,172,726.72 Sold, in full; warrants not outstanding $5,663,197.28 Sold, in full; warrants not outstanding $4,135,655.24 $84,445.94 102 $58,479.20 73,099 $301,001.00 104,101 ($33,333.34) Preferred Stock w/ Warrants $12,070,979.20 Redeemed, in full; warrants not outstanding $10,000,000.00 Preferred Stock w/ Warrants $22,000,000.00 $0.00 $23,287,945.11 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $10,189,000.00 $0.00 $11,206,989.34 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $20,000,000.00 $0.00 $5,222,000.00 $0.00 $84,784,000.00 $0.00 $22,000,000.00 22,000 $1,000.00 $10,189,000.00 10,189 $1,000.00 $20,000,000.00 20,000 $1,000.00 $509,000.00 509 $206,557.00 104,384 $136,833.05 261 $22,834,334.78 Redeemed, in full; warrants not outstanding $3,520,137.55 Sold, in full; warrants not outstanding $3,133,200.00 5,222 $600.00 ($2,088,800.00) ($25,000.00) Preferred Stock w/ Warrants $824,288.89 Exited bankruptcy/Receivership ($84,784,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $700,000.00 $0.00 $763,294.14 Redeemed, in full; warrants not outstanding $16,000,000.00 $0.00 $18,933,333.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $10,000,000.00 $0.00 Preferred Stock w/ Exercised Warrants $7,260,000.00 $0.00 $4,296,561.73 Sold, in full; warrants not outstanding Preferred Stock $5,116,000.00 $0.00 $5,875,583.89 Redeemed, in full; warrants not outstanding Preferred Stock $5,500,000.00 $0.00 $5,956,041.66 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,834,000.00 $0.00 $2,339,348.60 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $6,785,000.00 $0.00 $14,700,000.00 $0.00 $15,703,166.66 Redeemed, in full; warrants not outstanding $9,516,000.00 $0.00 $11,291,481.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants 700 $1,000.00 16,000 $1,000.00 $35,000.00 35 $1,000,000.00 198,675 $500,000.00 500 $92,000.00 92 $12,844,226.31 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $700,000.00 $16,000,000.00 $10,000,000.00 10,000 $1,000.00 $2,904,000.00 7,260 $400.00 ($4,356,000.00) $5,116,000.00 5,116 $1,000.00 $5,500,000.00 5,500 $1,000.00 $1,834,000.00 1,834 $1,000.00 $4,545,202.00 2,272,601 $2.00 $14,700,000.00 14,700 $1,000.00 $260,000.00 132,353 $9,516,000.00 9,516 $1,000.00 $476,000.00 476 $4,734,000.00 4,734 $1,000.00 $237,000.00 237 $10,000,000,000.00 10,000,000 $1,000.00 $950,000,000.00 65,245,759 $4,808,121.00 Sold, in full; warrants not outstanding $4,734,000.00 $0.00 $5,623,958.50 Redeemed, in full; warrants not outstanding $10,000,000,000.00 $0.00 $11,268,055,555.11 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $13,000,000.00 $0.00 $15,429,122.22 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $6,216,000.00 $0.00 $7,803,377.38 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,300,000.00 $0.00 Preferred Stock w/ Exercised Warrants $7,723,000.00 $0.00 $9,206,289.90 Redeemed, in full; warrants not outstanding $32,382,000.00 $0.00 $37,608,789.00 Redeemed, in full; warrants not outstanding ($2,239,798.00) $13,000,000.00 13,000 $1,000.00 $650,000.00 650 $1,100,000.00 $5,116,000.00 1,100 5,116 $1,000.00 $1,000.00 $311,000.00 311 $140,034.65 165 $4,069,975.55 Sold, in full; warrants not outstanding $3,267,000.00 3,300 $990.00 $7,723,000.00 7,723 $1,000.00 $32,382,000.00 32,382 $1,000.00 ($33,000.00) ($25,000.00) Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $4,000,000.00 $0.00 $67,000,000.00 $0.00 $24,664,000.00 $0.00 $386,000.00 386 $900,194.00 625,135 $2,189,317.20 521,266 $342,841.95 $502,606.30 500 733 $1,000,000.00 735,294 $100,000.00 100,000 $117,000.00 117,000 $737,100.00 184,275 $13,364,000.00 13,364 $7,778,782.65 2,567,255 $956,066.67 Sold, in full; warrants not outstanding $600,000.00 4,000 $150.00 $67,000,000.00 67,000 $1,000.00 ($3,400,000.00) $2,438,182.50 $16,064,996.94 3,250 21,414 $750.21 $750.21 $150,000,000.00 150,000 $1,000.00 $2,000,000.00 2,000,000 $1.00 $2,281,458.05 6,880 $331.61 ($4,598,541.95) $390.00 ($6,100,000.00) $81,249,317.20 Redeemed, in full; warrants not outstanding $21,471,087.90 Sold, in full; warrants not outstanding ($811,817.50) ($5,349,003.06) ($185,031.79) Preferred Stock w/ Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $150,000,000.00 $0.00 $167,958,333.33 Redeemed, in full; warrants not outstanding $2,000,000.00 $0.00 $2,276,190.00 Redeemed, in full; warrants not outstanding $6,880,000.00 $0.00 $2,613,714.23 Sold, in full; warrants not outstanding $10,000,000.00 $0.00 $5,211,027.78 Sold, in full; warrants not outstanding $2,330,000.00 $0.00 $3,199,347.39 Redeemed, in full; warrants not outstanding $10,000,000.00 $0.00 $12,041,266.67 Redeemed, in full; warrants not outstanding $267,274,000.00 $0.00 $52,372,000.00 $0.00 $3,900,000.00 10,000 $2,330,000.00 2,330,000 $1.00 $10,000,000.00 10,000 $1,000.00 $346,794,005.83 Redeemed, in full; warrants not outstanding $267,274,000.00 267,274 $1,000.00 $2,709,121.50 $48,641,624.50 2,763 49,609 $980.50 $980.50 $14,964,000.00 14,964 $1,000.00 $10,200,000.00 10,200 $1,000.00 $70,087,060.35 Sold, in full; warrants not outstanding ($53,878.50) ($967,375.50) ($513,507.46) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $14,964,000.00 $10,200,000.00 $0.00 $0.00 $17,904,842.66 Redeemed, in full; warrants not outstanding $748,000.00 748 $600,000.00 99,157 $95,000.00 67,958 $67,000.00 67 $87,000,000.00 3,824,624 $12,294,583.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $4,227,000.00 $0.00 $5,159,181.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $1,341,000.00 $1,230,000.00 $0.00 $2,987,782.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $17,211,000.00 $0.00 Preferred Stock w/ Warrants $1,576,000,000.00 $0.00 $1,709,623,333.35 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $10,000,000.00 $0.00 $11,930,624.67 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $10,500,000.00 $0.00 $11,891,847.50 Sold, in full; warrants not outstanding $4,227,000.00 4,227 $1,000.00 $2,571,000.00 2,571 $1,000.00 $6,023,850.00 20,079,500 $0.30 $1,576,000,000.00 1,576,000 $1,000.00 $10,000,000.00 10,000 $1,000.00 $2,000,000.00 $8,500,000.00 2,000 8,500 $1,032.11 $1,032.11 $6,442,172.50 Sold, in full; warrants not outstanding ($11,187,150.00) $64,220.00 $272,935.00 $500,000.00 500 $587,634.55 525 $100,000.00 100 ($108,371.55) Preferred Stock w/ Exercised Warrants $1,992,000.00 $0.00 $2,380,393.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $7,700,000.00 $0.00 $8,592,336.00 Sold, in full; warrants not outstanding $1,992,000.00 $7,095,550.00 1,992 $1,000.00 7,700 $921.50 13,500 $1,000.00 ($604,450.00) ($70,955.50) Preferred Stock w/ Warrants $13,500,000.00 $0.00 $13,500,000.00 Preferred Stock w/ Warrants $38,263,000.00 $0.00 $40,521,918.61 Redeemed, in full; warrants not outstanding $2,080,000.00 $0.00 $2,654,758.89 Redeemed, in full; warrants not outstanding $38,263,000.00 Preferred Stock w/ Exercised Warrants $122,887.50 163,830 $560,000.00 350,346 $430,797.00 190,427 $15,871,250.00 Redeemed, in full; warrants not outstanding 38,263 $1,000.00 24 UST0379 UST0386 UST0159 UST0159 UST0159 UST0031 UST0031 UST0031 UST0489 UST0489 UST0489 UST0489 UST0489 UST0489 UST1048 UST1048 UST1048 UST1048 UST1196 UST1196 UST0097 UST1175 UST1175 UST1175 UST0811 UST0811 UST0811 UST0811 UST0556 UST0556 UST0053 UST0053 UST0053 UST0142 UST0142 UST0142 UST0428 UST0428 UST0315 UST0315 UST0162 UST0162 UST0162 UST0067 UST0067 UST0887 UST0887 UST0887 UST0887 UST0887 UST0174 UST0174 UST0174 UST0266 UST0266 UST0266 UST0266 UST0266 UST0346 UST0346 UST0346 UST0691 UST0691 UST0289 UST0289 UST1304 UST1304 UST1304 UST0753 UST0753 UST0753 UST0098 UST0098 UST0098 UST0098 UST0864 UST0864 UST0864 UST0864 UST0864 UST0864 UST0125 UST0125 UST0125 UST0125 UST0125 UST0806 UST0806 UST0092 UST0092 UST0092 UST0092 UST0632 UST0632 UST0329 UST0329 UST0329 UST0921 UST0921 UST0865 UST0865 UST0865 UST0950 UST0950 UST1335 UST1335 UST0451 UST0451 UST0430 UST0430 UST0781 UST0781 UST0184 UST0184 UST0184 UST0184 UST0041 UST0041 UST1285 UST1285 UST1285 UST1285 UST0359 UST0359 UST0359 UST0359 UST0117 UST0117 UST0117 UST0060 UST0060 11 11 8,14 8,51,97 8,9 15,17,129,135,139,151,152 8 11,14,15 11,35 8 8,14,45 8,26 8 85 8,14 11 60 8,11,21 8,126 44 8,14 8 8,11,14 11 8,14,44 11 8,14,56 8,14 8,14 8 8,17,45 9,11,36 8,46,97 8,69,148 11 8,14,44 15,17 20 AB&T FINANCIAL CORPORATION OJAI COMMUNITY BANK OLD LINE BANCSHARES, INC. OLD LINE BANCSHARES, INC. OLD LINE BANCSHARES, INC. OLD NATIONAL BANCORP OLD NATIONAL BANCORP OLD NATIONAL BANCORP OLD SECOND BANCORP, INC. OLD SECOND BANCORP, INC. OLD SECOND BANCORP, INC. OLD SECOND BANCORP, INC. OLD SECOND BANCORP, INC. OLD SECOND BANCORP, INC. OMEGA CAPITAL CORP. OMEGA CAPITAL CORP. OMEGA CAPITAL CORP. OMEGA CAPITAL CORP. ONE GEORGIA BANK ONE GEORGIA BANK ONE UNITED BANK ONEFINANCIAL CORPORATION ONEFINANCIAL CORPORATION ONEFINANCIAL CORPORATION OREGON BANCORP, INC. OREGON BANCORP, INC. OREGON BANCORP, INC. OREGON BANCORP, INC. OSB FINANCIAL SERVICES, INC. OSB FINANCIAL SERVICES, INC. PACIFIC CAPITAL BANCORP PACIFIC CAPITAL BANCORP PACIFIC CAPITAL BANCORP PACIFIC CITY FINANCIAL CORPORATION PACIFIC CITY FINANCIAL CORPORATION PACIFIC CITY FINANCIAL CORPORATION PACIFIC COAST BANKERS' BANCSHARES PACIFIC COAST BANKERS' BANCSHARES PACIFIC COAST NATIONAL BANCORP PACIFIC COAST NATIONAL BANCORP PACIFIC COMMERCE BANK PACIFIC COMMERCE BANK PACIFIC COMMERCE BANK PACIFIC INTERNATIONAL BANCORP / BBCN BANCORP, INC. PACIFIC INTERNATIONAL BANCORP / BBCN BANCORP, INC. PARK BANCORPORATION, INC. PARK BANCORPORATION, INC. PARK BANCORPORATION, INC. PARK BANCORPORATION, INC. PARK BANCORPORATION, INC. PARK NATIONAL CORPORATION PARK NATIONAL CORPORATION PARK NATIONAL CORPORATION PARKE BANCORP, INC. PARKE BANCORP, INC. PARKE BANCORP, INC. PARKE BANCORP, INC. PARKE BANCORP, INC. PARKVALE FINANCIAL CORPORATION / F.N.B. CORPORATION PARKVALE FINANCIAL CORPORATION / F.N.B. CORPORATION PARKVALE FINANCIAL CORPORATION / F.N.B. CORPORATION PASCACK BANCORP, INC. PASCACK BANCORP, INC. PATAPSCO BANCORP, INC. PATAPSCO BANCORP, INC. PATHFINDER BANCORP, INC. PATHFINDER BANCORP, INC. PATHFINDER BANCORP, INC. PATHWAY BANCORP PATHWAY BANCORP PATHWAY BANCORP PATRIOT BANCSHARES, INC. PATRIOT BANCSHARES, INC. PATRIOT BANCSHARES, INC. PATRIOT BANCSHARES, INC. PATTERSON BANCSHARES, INC. PATTERSON BANCSHARES, INC. PATTERSON BANCSHARES, INC. PATTERSON BANCSHARES, INC. PATTERSON BANCSHARES, INC. PATTERSON BANCSHARES, INC. PEAPACK-GLADSTONE FINANCIAL CORPORATION PEAPACK-GLADSTONE FINANCIAL CORPORATION PEAPACK-GLADSTONE FINANCIAL CORPORATION PEAPACK-GLADSTONE FINANCIAL CORPORATION PEAPACK-GLADSTONE FINANCIAL CORPORATION PENN LIBERTY FINANCIAL CORP. PENN LIBERTY FINANCIAL CORP. PEOPLES BANCORP (OH) PEOPLES BANCORP (OH) PEOPLES BANCORP (OH) PEOPLES BANCORP (OH) PEOPLES BANCORP (WA) PEOPLES BANCORP (WA) PEOPLES BANCORP OF NORTH CAROLINA, INC. PEOPLES BANCORP OF NORTH CAROLINA, INC. PEOPLES BANCORP OF NORTH CAROLINA, INC. PEOPLES BANCORPORATION, INC. PEOPLES BANCORPORATION, INC. PEOPLES BANCSHARES OF TN, INC. PEOPLES BANCSHARES OF TN, INC. PEOPLES BANCSHARES OF TN, INC. PEOPLESSOUTH BANCSHARES, INC. PEOPLESSOUTH BANCSHARES, INC. PFSB BANCORPORATION, INC. / PIGEON FALLS STATE BANK PFSB BANCORPORATION, INC. / PIGEON FALLS STATE BANK PGB HOLDINGS, INC. PGB HOLDINGS, INC. PIERCE COUNTY BANCORP PIERCE COUNTY BANCORP PINNACLE BANK HOLDING COMPANY, INC. PINNACLE BANK HOLDING COMPANY, INC. PINNACLE FINANCIAL PARTNERS, INC. PINNACLE FINANCIAL PARTNERS, INC. PINNACLE FINANCIAL PARTNERS, INC. PINNACLE FINANCIAL PARTNERS, INC. PLAINS CAPITAL CORPORATION PLAINS CAPITAL CORPORATION PLATO HOLDINGS INC. PLATO HOLDINGS INC. PLATO HOLDINGS INC. PLATO HOLDINGS INC. PLUMAS BANCORP PLUMAS BANCORP PLUMAS BANCORP PLUMAS BANCORP POPULAR, INC. POPULAR, INC. POPULAR, INC. PORTER BANCORP, INC.(PBI) LOUISVILLE, KY PORTER BANCORP, INC.(PBI) LOUISVILLE, KY GASTONIA OJAI BOWIE BOWIE BOWIE EVANSVILLE EVANSVILLE EVANSVILLE AURORA AURORA AURORA AURORA AURORA AURORA LAKEWOOD LAKEWOOD LAKEWOOD LAKEWOOD ATLANTA ATLANTA BOSTON LITTLE ROCK LITTLE ROCK LITTLE ROCK SALEM SALEM SALEM SALEM ORANGE ORANGE SANTA BARBARA SANTA BARBARA SANTA BARBARA LOS ANGELES LOS ANGELES LOS ANGELES SAN FRANCISCO SAN FRANCISCO SAN CLEMENTE SAN CLEMENTE LOS ANGELES LOS ANGELES LOS ANGELES SEATTLE SEATTLE MADISON MADISON MADISON MADISON MADISON NEWARK NEWARK NEWARK SEWELL SEWELL SEWELL SEWELL SEWELL MONROEVILLE MONROEVILLE MONROEVILLE WESTWOOD WESTWOOD DUNDALK DUNDALK OSWEGO OSWEGO OSWEGO CAIRO CAIRO CAIRO HOUSTON HOUSTON HOUSTON HOUSTON PATTERSON PATTERSON PATTERSON PATTERSON PATTERSON PATTERSON GLADSTONE GLADSTONE GLADSTONE GLADSTONE GLADSTONE WAYNE WAYNE MARIETTA MARIETTA MARIETTA MARIETTA LYNDEN LYNDEN NEWTON NEWTON NEWTON EASLEY EASLEY MADISONVILLE MADISONVILLE MADISONVILLE COLQUITT COLQUITT PIGEON FALLS PIGEON FALLS CHICAGO CHICAGO TACOMA TACOMA ORANGE CITY ORANGE CITY NASHVILLE NASHVILLE NASHVILLE NASHVILLE DALLAS DALLAS SAINT PAUL SAINT PAUL SAINT PAUL SAINT PAUL QUINCY QUINCY QUINCY QUINCY SAN JUAN SAN JUAN SAN JUAN LOUISVILLE LOUISVILLE NC CA MD MD MD IN IN IN IL IL IL IL IL IL CO CO CO CO GA GA MA AR AR AR OR OR OR OR TX TX CA CA CA CA CA CA CA CA CA CA CA CA CA WA WA WI WI WI WI WI OH OH OH NJ NJ NJ NJ NJ PA PA PA NJ NJ MD MD NY NY NY NE NE NE TX TX TX TX LA LA LA LA LA LA NJ NJ NJ NJ NJ PA PA OH OH OH OH WA WA NC NC NC SC SC TN TN TN GA GA WI WI IL IL WA WA FL FL TN TN TN TN TX TX MN MN MN MN CA CA CA CA PR PR PR KY KY 11/19/2013 9/25/2013 12/5/2008 7/15/2009 9/2/2009 12/12/2008 3/31/2009 5/8/2009 1/16/2009 3/11/2013 3/26/2013 3/27/2013 4/9/2013 6/11/2013 4/17/2009 7/19/2013 7/22/2013 9/12/2013 5/8/2009 7/15/2011 12/19/2008 6/5/2009 7/31/2018 8/15/2018 4/24/2009 10/18/2013 10/21/2013 1/6/2014 5/1/2009 10/5/2011 11/21/2008 2/23/2011 11/30/2012 12/19/2008 11/19/2013 1/6/2014 12/23/2008 7/28/2011 1/16/2009 2/11/2010 12/23/2008 2/10/2014 3/19/2014 12/12/2008 2/15/2013 3/6/2009 8/7/2012 8/9/2012 8/10/2012 9/11/2012 12/23/2008 4/25/2012 5/2/2012 1/30/2009 11/28/2012 11/29/2012 1/11/2013 6/12/2013 12/23/2008 1/3/2012 5/27/2015 2/6/2009 10/19/2011 12/19/2008 8/28/2015 9/11/2009 9/1/2011 2/1/2012 3/27/2009 6/24/2013 7/26/2013 12/19/2008 4/11/2014 4/14/2014 7/18/2014 4/17/2009 3/7/2012 8/22/2012 12/5/2012 5/8/2013 6/5/2013 1/9/2009 1/6/2010 3/2/2011 1/11/2012 4/4/2012 4/17/2009 9/1/2011 1/30/2009 2/2/2011 12/28/2011 2/15/2012 2/13/2009 8/3/2011 12/23/2008 7/3/2012 8/8/2012 4/24/2009 4/24/2012 3/20/2009 10/31/2012 1/11/2013 3/6/2009 9/18/2013 9/11/2009 8/25/2011 2/6/2009 8/13/2010 1/23/2009 11/5/2010 3/6/2009 5/22/2018 12/12/2008 12/28/2011 6/20/2012 7/18/2012 12/19/2008 9/27/2011 7/17/2009 4/26/2013 4/29/2013 5/31/2013 1/30/2009 4/29/2013 5/22/2013 5/31/2013 12/5/2008 7/2/2014 7/23/2014 11/21/2008 12/3/2014 Preferred Stock w/ Warrants $7,000,000.00 $0.00 Preferred Stock w/ Warrants $100,000,000.00 $0.00 Preferred Stock w/ Warrants $73,000,000.00 $0.00 $815,100.00 $2,080,000.00 2,964 2,080 $275.00 $1,000.00 $7,000,000.00 7,000 $1,000.00 ($2,148,900.00) $104,000.00 104 $225,000.00 141,892 $1,200,000.00 813,008 $106,891.00 815,339 $159,886.25 141 $9,459.13 $128,988.07 11 150 $305,000.00 305,000 $393,120.78 15,120 $1,156,636.50 810 $580,000.00 580 ($1,540,039.20) $109,487.50 203 ($619,346.00) ($1,495,494.00) ($4,143,360.00) $88,059.01 $482,779.69 $325,200.40 114 625 421 $2,842,400.00 227,376 $1,650,288.00 438,906 $6,025,649.70 819,640 $7,438,888.89 Redeemed, in full; warrants not outstanding $102,713,888.89 Redeemed, in full; warrants not outstanding $100,000,000.00 100,000 $1,000.00 $24,684,870.00 $452,424.00 $668,079.44 70,028 1,200 1,772 $352.50 $377.02 $377.02 1,239 1,577 $1,142.90 $1,142.90 $31,423,238.49 Sold, in full; warrants not outstanding ($45,343,130.00) ($747,576.00) ($1,103,920.56) ($258,053.73) Preferred Stock w/ Exercised Warrants $2,816,000.00 $0.00 $3,403,603.15 Sold, in full; warrants not outstanding $1,239,000.00 $1,577,000.00 $177,053.10 $225,353.30 ($25,000.00) Preferred Stock w/ Exercised Warrants $5,500,000.00 $0.00 $0.00 Exited bankruptcy/Receivership ($5,500,000.00) Preferred Stock Subordinated Debentures w/ Exercised Warrants $12,063,000.00 $17,300,000.00 $12,063,000.00 $3,515,448.62 $3,216,000.00 $0.00 $93,823.33 Full investment outstanding; warrants not outstanding $11,178,439.21 Currently Not Collectible $3,515,448.62 ($17,300,000.00) Preferred Stock w/ Exercised Warrants $4,116,801.92 Sold, in full; warrants not outstanding $100,000.00 $3,116,000.00 100 3,116 $1,000.00 $1,000.00 ($25,000.00) Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $6,100,000.00 $0.00 $180,634,000.00 $0.00 $16,200,000.00 $0.00 $7,662,314.53 Redeemed, in full; warrants not outstanding $6,100,000.00 6,100,000 $1.00 $14.75 $165,983,272.00 1 3,608,332 $29.50 $46.00 16,200 $1,215.17 11,600 $1,000.00 $168,483,804.20 Sold, in full; warrants not outstanding ($10.28) ($14,650,702.97) $21,003,597.96 Sold, in full; warrants not outstanding $16,200,000.00 $3,485,754.00 ($196,857.54) Preferred Stock w/ Exercised Warrants $11,600,000.00 $0.00 Preferred Stock w/ Exercised Warrants $4,120,000.00 $0.00 $13,821,963.89 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $4,060,000.00 $0.00 $2,991,670.80 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $6,500,000.00 $0.00 $7,937,744.97 Redeemed, in full; warrants not outstanding $11,600,000.00 $18,087.94 Exited bankruptcy/Receivership ($4,120,000.00) $2,519,960.80 4,060 $620.68 6,500 $1,000.00 2,296 5,544 15,360 $730.25 $730.25 $730.25 $100,000,000.00 100,000 $1,000.00 $394,072.28 $11,318,791.40 548 15,740 $719.11 $719.11 31,762 $1,000.00 ($25,000.00) $6,500,000.00 Preferred Stock w/ Exercised Warrants $23,200,000.00 $0.00 $22,020,064.10 Sold, in full; warrants not outstanding $1,676,654.00 $4,048,506.00 $11,216,640.00 ($169,418.00) Preferred Stock w/ Warrants $100,000,000.00 $0.00 Preferred Stock w/ Warrants $16,288,000.00 $0.00 $119,536,844.44 Redeemed, in full; warrants not outstanding $16,365,554.76 Sold, in full; warrants not outstanding ($153,927.72) ($4,421,208.60) ($117,128.64) Preferred Stock w/ Warrants $31,762,000.00 $0.00 $42,596,063.59 Redeemed, in full; warrants not outstanding $31,762,000.00 Preferred Stock w/ Exercised Warrants $3,756,000.00 $0.00 $4,497,312.67 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $6,000,000.00 $0.00 $9,260,824.26 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $6,771,000.00 $0.00 $7,976,328.84 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,727,000.00 $0.00 $4,628,862.77 Sold, in full; warrants not outstanding $3,756,000.00 3,756 $1,000.00 $188,000.00 188 $6,000,000.00 6,000 $1,000.00 $300,000.00 300 $6,771,000.00 6,771 $1,000.00 $537,633.00 154,354 $3,727,000.00 3,727 $1,167.01 $622,446.27 $226,565.00 186 12,000 14,038 $1,142.03 $1,142.03 $1,704,360.00 $1,993,817.14 $1,035,834.25 $645,781.95 802 500 $250,000.00 $250,000.00 $250,000.00 $500,000.00 $2,440,000.00 250 250 250 500 2,440 $1,000.00 $1,000.00 $1,000.00 $1,000.00 $1,000.00 $185,000.00 185 $7,172,000.00 $7,172,000.00 $14,341,000.00 7,172 7,172 14,341 $1,000.00 $1,000.00 $1,000.00 $110,000.00 150,296 $498,000.00 498 $1,200,724.15 313,505 ($25,000.00) Preferred Stock w/ Exercised Warrants $26,038,000.00 $0.00 $33,824,567.35 Sold, in full; warrants not outstanding $12,000,000.00 $14,038,000.00 ($297,361.77) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $3,690,000.00 $28,685,000.00 $0.00 $0.00 $4,692,022.77 Redeemed, in full; warrants not outstanding $32,075,739.67 Redeemed, in full; warrants not outstanding $9,960,000.00 $0.00 $11,745,689.33 Redeemed, in full; warrants not outstanding $39,000,000.00 $0.00 $44,926,557.48 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $18,000,000.00 $0.00 $21,325,250.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $25,054,000.00 $0.00 $27,877,966.16 Sold, in full; warrants not outstanding $9,960,000.00 9,960 $1,000.00 $21,000,000.00 $18,000,000.00 21,000 18,000 $1,000.00 $1,000.00 $18,000,000.00 18,000 $1,000.00 25,054 $933.36 $23,384,401.44 Preferred Stock w/ Exercised Warrants $12,660,000.00 $0.00 Preferred Stock w/ Exercised Warrants $3,900,000.00 $0.00 ($350,766.02) $900,000.00 900 $425,000.00 357,234 ($1,669,598.56) $15,362,909.75 Redeemed, in full; warrants not outstanding $12,660,000.00 12,660 $1,000.00 3,900 $755.00 $633,000.00 633 $122,225.00 195 $12,325,000.00 12,325 $1,500,000.00 1,500 $1,000.00 $616,000.00 616 $1,000.00 $71,000.00 $3,000,000.00 3,000 $1,000.00 71 $755,000.00 267,455 $3,809,874.42 Sold, in full; warrants not outstanding $2,944,500.00 ($955,500.00) ($25,000.00) Preferred Stock w/ Exercised Warrants $12,325,000.00 $0.00 $15,985,994.66 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,500,000.00 $0.00 $1,730,162.66 Redeemed, in full; warrants not outstanding Preferred Stock $3,000,000.00 $0.00 $3,227,916.67 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $6,800,000.00 $0.00 $207,947.78 Currently Not Collectible ($6,800,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $4,389,000.00 $0.00 $95,000,000.00 $0.00 $87,631,000.00 $0.00 $2,500,000.00 $0.00 $984,999.00 Sold, in full; warrants not outstanding $700,000.00 4,389 $159.49 $23,750,000.00 $71,250,000.00 23,750 71,250 $1,000.00 $1,000.00 ($3,689,000.00) $87,631,000.00 87,631 $1,000.00 $120,000.00 $2,380,000.00 120,000 2,380,000 $1.00 $1.00 $180.00 $3,570.00 11,949 $1,091.11 $1,088,673.39 $935,000,000.00 935,000 $1,000.00 $2,693,800.00 26,938 $100.00 $111,918,194.45 Redeemed, in full; warrants not outstanding $105,252,939.77 Redeemed, in full; warrants not outstanding $4,382,000.00 4,382 $90,582.47 107,000 $234,500.00 237,712 $3,000,000.00 2,093,284 $3,103,618.40 Sold, in full; warrants not outstanding ($25,000.00) Preferred Stock w/ Warrants $11,949,000.00 $0.00 $13,764,140.41 Sold, in full; warrants not outstanding $11,949,000.00 ($130,376.73) Preferred Stock w/ Warrants Preferred Stock w/ Warrants $935,000,000.00 $35,000,000.00 $0.00 $0.00 $1,220,280,000.00 Redeemed, in full; warrants not outstanding $8,233,333.33 Sold, in full; warrants not outstanding ($24,244,200.00) 25 UST0379 UST0060 UST0060 UST0940 UST0940 UST0940 UST1214 UST1214 UST0867 UST0867 UST1078 UST1078 UST1078 UST1078 UST1078 UST1078 UST0932 UST0932 UST0932 UST0808 UST0808 UST0562 UST0562 UST0165 UST0165 UST0165 UST0165 UST0372 UST0372 UST0726 UST0726 UST0726 UST0332 UST0332 UST0332 UST1215 UST1215 UST0013 UST0013 UST0013 UST0013 UST0918 UST0918 UST0785 UST0785 UST0424 UST0424 UST0507 UST0507 UST0507 UST0287 UST0287 UST0287 UST1339 UST1339 UST1248 UST1248 UST1248 UST0389 UST0389 UST0199 UST0199 UST0868 UST0868 UST0727 UST0727 UST0541 UST0541 UST0620 UST0620 UST0620 UST0620 UST0620 UST0019 UST0019 UST0019 UST0595 UST0595 UST0595 UST0655 UST0655 UST0655 UST0313 UST0313 UST1216 UST1216 UST1216 UST1060 UST1060 UST0501 UST0501 UST0512 UST0512 UST0512 UST0512 UST0512 UST0347 UST0347 UST0347 UST0033 UST0033 UST0366 UST0366 UST0366 UST0089 UST0089 UST0089 UST0089 UST0540 UST0540 UST0540 UST0168 UST0168 UST0151 UST0151 UST0305 UST0305 UST0305 UST0175 UST0175 UST0175 UST0181 UST0181 UST0474 UST0474 UST0474 UST0474 UST0474 UST0143 UST0143 UST0107 8 9,15,36 8,22,97 14,15 8 80 8,17 75,97 8,18 12 8,17,44 88 107 8,11,14 8,14,44 44 8 8,17 8,14,44 8,14,44 8,114 8,14,44 8,17,62 8,14 11 8 8,14 8,116 11,14,15 15 8,95,97 11 8 44 11,44 8,14 8,14,44 11 8,14,44 8,14 8,14,44 8,14,44 AB&T FINANCIAL CORPORATION PORTER BANCORP, INC.(PBI) LOUISVILLE, KY PORTER BANCORP, INC.(PBI) LOUISVILLE, KY PRAIRIE STAR BANCSHARES, INC. PRAIRIE STAR BANCSHARES, INC. PRAIRIE STAR BANCSHARES, INC. PREMIER BANCORP, INC. PREMIER BANCORP, INC. PREMIER BANK HOLDING COMPANY PREMIER BANK HOLDING COMPANY PREMIER FINANCIAL BANCORP, INC. PREMIER FINANCIAL BANCORP, INC. PREMIER FINANCIAL BANCORP, INC. PREMIER FINANCIAL BANCORP, INC. PREMIER FINANCIAL BANCORP, INC. PREMIER FINANCIAL BANCORP, INC. PREMIER FINANCIAL CORP. PREMIER FINANCIAL CORP. PREMIER FINANCIAL CORP. PREMIER SERVICE BANK PREMIER SERVICE BANK PREMIERWEST BANCORP PREMIERWEST BANCORP PRESIDIO BANK PRESIDIO BANK PRESIDIO BANK PRESIDIO BANK PRINCETON NATIONAL BANCORP, INC. PRINCETON NATIONAL BANCORP, INC. PRIVATE BANCORPORATION, INC. PRIVATE BANCORPORATION, INC. PRIVATE BANCORPORATION, INC. PRIVATEBANCORP, INC. PRIVATEBANCORP, INC. PRIVATEBANCORP, INC. PROVIDENCE BANK PROVIDENCE BANK PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION PROVIDENT COMMUNITY BANCSHARES, INC. PROVIDENT COMMUNITY BANCSHARES, INC. PSB FINANCIAL CORPORATION PSB FINANCIAL CORPORATION PUGET SOUND BANK PUGET SOUND BANK PULASKI FINANCIAL CORP. PULASKI FINANCIAL CORP. PULASKI FINANCIAL CORP. QCR HOLDINGS, INC. QCR HOLDINGS, INC. QCR HOLDINGS, INC. RANDOLPH BANK & TRUST COMPANY RANDOLPH BANK & TRUST COMPANY RCB FINANCIAL CORPORATION RCB FINANCIAL CORPORATION RCB FINANCIAL CORPORATION REDWOOD CAPITAL BANCORP REDWOOD CAPITAL BANCORP REDWOOD FINANCIAL, INC. REDWOOD FINANCIAL, INC. REGENT BANCORP, INC. REGENT BANCORP, INC. REGENT CAPITAL CORPORATION, INC. / REGENT BANK REGENT CAPITAL CORPORATION, INC. / REGENT BANK REGENTS BANCSHARES, INC. REGENTS BANCSHARES, INC. REGIONAL BANKSHARES, INC. REGIONAL BANKSHARES, INC. REGIONAL BANKSHARES, INC. REGIONAL BANKSHARES, INC. REGIONAL BANKSHARES, INC. REGIONS FINANCIAL CORPORATION REGIONS FINANCIAL CORPORATION REGIONS FINANCIAL CORPORATION RELIANCE BANCSHARES, INC. RELIANCE BANCSHARES, INC. RELIANCE BANCSHARES, INC. RIDGESTONE FINANCIAL SERVICES, INC. RIDGESTONE FINANCIAL SERVICES, INC. RIDGESTONE FINANCIAL SERVICES, INC. RISING SUN BANCORP RISING SUN BANCORP RIVER VALLEY BANCORPORATION, INC. RIVER VALLEY BANCORPORATION, INC. RIVER VALLEY BANCORPORATION, INC. RIVERSIDE BANCSHARES, INC. RIVERSIDE BANCSHARES, INC. ROGERS BANCSHARES, INC. ROGERS BANCSHARES, INC. ROYAL BANCSHARES OF PENNSYLVANIA, INC. ROYAL BANCSHARES OF PENNSYLVANIA, INC. ROYAL BANCSHARES OF PENNSYLVANIA, INC. ROYAL BANCSHARES OF PENNSYLVANIA, INC. ROYAL BANCSHARES OF PENNSYLVANIA, INC. S&T BANCORP, INC. S&T BANCORP, INC. S&T BANCORP, INC. SAIGON NATIONAL BANK / CALIFORNIA INTERNATIONAL BANK, N.A. SAIGON NATIONAL BANK / CALIFORNIA INTERNATIONAL BANK, N.A. SALISBURY BANCORP, INC. SALISBURY BANCORP, INC. SALISBURY BANCORP, INC. SANDY SPRING BANCORP, INC. SANDY SPRING BANCORP, INC. SANDY SPRING BANCORP, INC. SANDY SPRING BANCORP, INC. SANTA CLARA VALLEY BANK, N.A SANTA CLARA VALLEY BANK, N.A SANTA CLARA VALLEY BANK, N.A SANTA LUCIA BANCORP SANTA LUCIA BANCORP SBT BANCORP, INC. SBT BANCORP, INC. SCBT FINANCIAL CORPORATION SCBT FINANCIAL CORPORATION SCBT FINANCIAL CORPORATION SEACOAST BANKING CORPORATION OF FLORIDA SEACOAST BANKING CORPORATION OF FLORIDA SEACOAST BANKING CORPORATION OF FLORIDA SEACOAST COMMERCE BANK SEACOAST COMMERCE BANK SECURITY BANCSHARES OF PULASKI COUNTY, INC. SECURITY BANCSHARES OF PULASKI COUNTY, INC. SECURITY BANCSHARES OF PULASKI COUNTY, INC. SECURITY BANCSHARES OF PULASKI COUNTY, INC. SECURITY BANCSHARES OF PULASKI COUNTY, INC. SECURITY BUSINESS BANCORP SECURITY BUSINESS BANCORP SECURITY CALIFORNIA BANCORP GASTONIA LOUISVILLE LOUISVILLE OLATHE OLATHE OLATHE WILMETTE WILMETTE TALLAHASSEE TALLAHASSEE HUNTINGTON HUNTINGTON HUNTINGTON HUNTINGTON HUNTINGTON HUNTINGTON DUBUQUE DUBUQUE DUBUQUE RIVERSIDE RIVERSIDE MEDFORD MEDFORD SAN FRANCISCO SAN FRANCISCO SAN FRANCISCO SAN FRANCISCO PRINCETON PRINCETON MINNEAPOLIS MINNEAPOLIS MINNEAPOLIS CHICAGO CHICAGO CHICAGO ROCKY MOUNT ROCKY MOUNT BALTIMORE BALTIMORE BALTIMORE BALTIMORE ROCK HILL ROCK HILL MANY MANY BELLEVUE BELLEVUE CREVE COEUR CREVE COEUR CREVE COEUR MOLINE MOLINE MOLINE ASHEBORO ASHEBORO ROME ROME ROME EUREKA EUREKA REDWOOD FALLS REDWOOD FALLS DAVIE DAVIE NOWATA NOWATA VANCOUVER VANCOUVER HARTSVILLE HARTSVILLE HARTSVILLE HARTSVILLE HARTSVILLE BIRMINGHAM BIRMINGHAM BIRMINGHAM FRONTENAC FRONTENAC FRONTENAC BROOKFIELD BROOKFIELD BROOKFIELD RISING SUN RISING SUN WAUSAU WAUSAU WAUSAU LITTLE ROCK LITTLE ROCK LITTLE ROCK LITTLE ROCK NARBERTH NARBERTH NARBERTH NARBERTH NARBERTH INDIANA INDIANA INDIANA WESTMINSTER WESTMINSTER LAKEVILLE LAKEVILLE LAKEVILLE OLNEY OLNEY OLNEY OLNEY SANTA PAULA SANTA PAULA SANTA PAULA ATASCADERO ATASCADERO SIMSBURY SIMSBURY COLUMBIA COLUMBIA COLUMBIA STUART STUART STUART CHULA VISTA CHULA VISTA WAYNESVILLE WAYNESVILLE WAYNESVILLE WAYNESVILLE WAYNESVILLE SAN DIEGO SAN DIEGO RIVERSIDE NC KY KY KS KS KS IL IL FL FL WV WV WV WV WV WV IA IA IA CA CA OR OR CA CA CA CA IL IL MN MN MN IL IL IL NC NC MD MD MD MD SC SC LA LA WA WA MO MO MO IL IL IL NC NC GA GA GA CA CA MN MN FL FL OK OK WA WA SC SC SC SC SC AL AL AL MO MO MO WI WI WI MD MD WI WI WI AR AR AR AR PA PA PA PA PA PA PA PA CA CA CT CT CT MD MD MD MD CA CA CA CA CA CT CT SC SC SC FL FL FL CA CA MO MO MO MO MO CA CA CA 11/19/2013 12/4/2014 1/9/2015 4/3/2009 6/29/2015 8/6/2015 5/8/2009 8/13/2010 3/20/2009 8/14/2012 10/2/2009 8/8/2012 8/9/2012 8/10/2012 9/11/2012 5/6/2015 5/22/2009 7/22/2013 9/12/2013 2/20/2009 1/31/2014 2/13/2009 4/9/2013 11/20/2009 12/10/2012 12/11/2012 1/11/2013 1/23/2009 11/2/2012 2/27/2009 12/29/2009 6/25/2014 1/30/2009 10/24/2012 11/14/2012 10/2/2009 9/15/2011 11/14/2008 8/21/2012 3/20/2013 3/25/2013 3/13/2009 4/30/2014 2/27/2009 9/29/2010 1/16/2009 8/11/2011 1/16/2009 7/3/2012 8/8/2012 2/13/2009 9/15/2011 11/16/2011 10/30/2009 9/30/2013 6/19/2009 9/25/2013 10/29/2013 1/16/2009 7/21/2011 1/9/2009 8/18/2011 3/6/2009 10/17/2014 2/27/2009 7/21/2011 10/23/2009 1/26/2012 2/13/2009 11/8/2012 11/9/2012 1/11/2013 3/26/2013 11/14/2008 4/4/2012 5/2/2012 2/13/2009 9/25/2013 10/29/2013 2/27/2009 2/20/2013 3/26/2013 1/9/2009 10/17/2014 6/12/2009 6/6/2012 5/15/2013 5/15/2009 5/14/2014 1/30/2009 7/5/2013 2/20/2009 7/1/2014 7/2/2014 9/26/2014 2/28/2018 1/16/2009 12/7/2011 6/11/2013 12/23/2008 4/5/2017 3/13/2009 8/25/2011 11/2/2011 12/5/2008 7/21/2010 12/15/2010 2/23/2011 2/13/2009 3/8/2013 4/9/2013 12/19/2008 10/21/2011 3/27/2009 8/11/2011 1/16/2009 5/20/2009 6/24/2009 12/19/2008 4/3/2012 5/30/2012 12/23/2008 9/1/2011 2/13/2009 12/10/2012 12/11/2012 1/11/2013 3/26/2013 1/9/2009 7/14/2011 1/9/2009 $815,100.00 $806,200.00 2,964 8,062 $275.00 $100.00 ($2,148,900.00) ($7,255,800.00) ($50,000.00) Preferred Stock w/ Exercised Warrants $2,800,000.00 $0.00 $3,596,579.20 Sold, in full; warrants not outstanding Subordinated Debentures $6,784,000.00 $0.00 $7,444,215.12 Redeemed, in full; warrants not outstanding $2,800,000.00 2,800 $1,187.61 $6,784,000.00 6,784,000 $1.00 $1,678,618.89 $8,575,102.51 $9,795,998.16 1,863 9,517 10,872 $901.03 $901.03 $901.03 6,349,000 $1.24 $4,000,000.00 4,000 $1,000.00 $41,400,000.00 41,400 $1,000.00 310 10,490 $847.21 $847.21 $8,222,000.00 8,222 $1,000.00 $243,815,000.00 243,815 $1,000.00 $525,308.00 $164,018.20 140 ($25,000.00) Preferred Stock w/ Exercised Warrants $9,500,000.00 $0.00 $22,252,000.00 $0.00 $467,412.50 Exited bankruptcy/Receivership ($9,500,000.00) Preferred Stock w/ Warrants $28,727,240.29 Sold, in full; warrants not outstanding ($184,381.11) ($941,897.49) ($1,076,001.84) ($200,497.20) Subordinated Debentures w/ Exercised Warrants $6,349,000.00 $0.00 $5,675,000.00 636,378 $478,590.75 317,000 $200,000.00 200 $83,086.12 $195,295.20 97 228 $8,778,669.11 Sold, in full; warrants not outstanding $6,349,000.00 $1,507,379.58 ($78,563.80) Preferred Stock w/ Exercised Warrants $4,000,000.00 $0.00 $4,300,522.22 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $41,400,000.00 $0.00 $42,446,500.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $10,800,000.00 $0.00 $11,077,694.89 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $25,083,000.00 $0.00 $4,960,000.00 $3,262,000.00 $0.00 $262,635.10 $8,887,232.90 ($47,364.90) ($1,602,767.10) ($91,498.68) $2,271,405.00 Currently Not Collectible ($25,083,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $243,815,000.00 $0.00 $4,000,000.00 $0.00 $151,500,000.00 $0.00 $10,836,280.71 Redeemed, in full; warrants not outstanding $248,000.00 248 $1,225,000.00 645,013 $175,000.00 175 464 $290,552,132.92 Redeemed, in full; warrants not outstanding $4,596,311.80 Redeemed, in full; warrants not outstanding $4,000,000.00 4,000 $1,000.00 $151,500,000.00 151,500 $1,000.00 $199,100,113.41 Sold, in full; warrants not outstanding $71.62 $19,047,005.12 Preferred Stock w/ Warrants $9,266,000.00 $0.00 Preferred Stock w/ Exercised Warrants $9,270,000.00 $0.00 $10,536,802.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $4,500,000.00 $0.00 $5,355,156.75 Redeemed, in full; warrants not outstanding $32,538,000.00 $0.00 Preferred Stock w/ Warrants $5,639,391.00 Sold, in full; warrants not outstanding $5,096,300.00 9,266 $550.00 $9,270,000.00 9,270 $1,000.00 $464,000.00 $4,500,000.00 4,500 $1,000.00 $225,000.00 225 32,538 $888.00 $1,100,000.00 778,421 $1,100,000.00 521,888 $35,195,847.13 Sold, in full; warrants not outstanding $28,893,744.00 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $38,237,000.00 $0.00 $44,286,567.33 Redeemed, in full; warrants not outstanding $6,229,000.00 $0.00 $7,190,593.33 Redeemed, in full; warrants not outstanding $8,900,000.00 $0.00 ($4,169,700.00) ($433,406.16) $38,237,000.00 38,237 $1,000.00 $6,229,000.00 6,229 $1,000.00 8,900 $907.11 ($3,644,256.00) $311,000.00 311 $253,383.25 268 $190,000.00 190 $150,000.00 150 $9,139,863.61 Sold, in full; warrants not outstanding $8,073,279.00 ($826,721.00) ($80,732.79) Preferred Stock w/ Exercised Warrants $3,800,000.00 $0.00 $4,510,626.39 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $2,995,000.00 $0.00 $3,570,810.92 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $9,982,000.00 $0.00 $8,755,019.00 Sold, in full; warrants not outstanding $3,800,000.00 Preferred Stock w/ Exercised Warrants $2,655,000.00 $0.00 Preferred Stock w/ Exercised Warrants $12,700,000.00 $0.00 Preferred Stock w/ Exercised Warrants $1,500,000.00 $0.00 3,800 $1,000.00 $2,995,000.00 2,995 $1,000.00 $7,970,737.50 1,449,225 $5.50 $2,655,000.00 2,655 $1,000.00 $133,000.00 133 $12,700,000.00 12,700 $1,000.00 $381,000.00 381 $246,975.00 $1,140,525.00 267 1,233 $925.00 $925.00 $50,000.00 75 $3,500,000,000.00 3,500,000 $1,000.00 $45,000,000.00 48,253,677 $40,000,000.00 40,000 $1,004.90 $2,199,799.80 2,000 10,900 $822.60 $476,206.83 545 $750,000.00 750,000 $55,000.00 55,000 $1,755,000.00 1,368,041 $527,361.00 517,012 ($2,011,262.50) $3,135,328.00 Redeemed, in full; warrants not outstanding $14,594,338.99 Redeemed, in full; warrants not outstanding $1,718,159.50 Sold, in full; warrants not outstanding ($20,025.00) ($92,475.00) ($13,875.00) ($11,125.00) Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $3,500,000,000.00 $0.00 $40,000,000.00 $0.00 $4,138,055,555.55 Redeemed, in full; warrants not outstanding $45,820,950.80 Sold, in full; warrants not outstanding $196,000.00 ($401,960.00) Preferred Stock w/ Exercised Warrants $10,900,000.00 $0.00 $9,630,106.93 Sold, in full; warrants not outstanding $8,966,340.00 ($1,933,660.00) ($89,663.40) Preferred Stock w/ Exercised Warrants $5,983,000.00 $0.00 $195,637.00 Currently Not Collectible ($5,983,000.00) Subordinated Debentures w/ Exercised Warrants $15,000,000.00 $0.00 $19,928,275.00 Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants $1,100,000.00 $0.00 $1,622,708.57 Redeemed, in full; warrants not outstanding $25,000,000.00 $0.00 Preferred Stock w/ Exercised Warrants $10,500,000.00 $4,500,000.00 10,500,000 4,500,000 $1.00 $1.00 $1,100,000.00 1,100,000 $1.00 $738,021.00 Currently Not Collectible ($25,000,000.00) Preferred Stock w/ Warrants $30,407,000.00 $0.00 $38,451,518.83 Sold, in full; warrants not outstanding $9,000,000.00 $21,407,000.00 9,000 21,407 $1,207.11 $1,207.11 108,676 $1,000.00 $1,863,990.00 $4,433,603.77 ($367,045.94) Preferred Stock w/ Warrants $108,676,000.00 $0.00 $124,916,099.34 Redeemed, in full; warrants not outstanding $108,676,000.00 Preferred Stock w/ Exercised Warrants $1,549,000.00 $0.00 $1,646,325.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $8,816,000.00 $0.00 $10,100,960.44 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $83,094,000.00 $0.00 $2,900,000.00 $0.00 $1,549,000.00 1,549 $1,000.00 $8,816,000.00 8,816 $1,000.00 77 $205,000.00 57,671 $4,450,000.00 651,547 $98,251.45 145 $95,137,868.33 Redeemed, in full; warrants not outstanding $41,547,000.00 $41,547,000.00 Preferred Stock w/ Exercised Warrants $77,000.00 41,547 41,547 $1,000.00 $1,000.00 2,900 $850.01 ($434,971.00) 4,000 $700.00 ($1,200,000.00) $4,000,000.00 4,000 $1,000.00 $64,779,000.00 64,779 $1,000.00 $2,697,208.51 Sold, in full; warrants not outstanding $2,465,029.00 ($25,000.00) Preferred Stock w/ Warrants $4,000,000.00 $0.00 $3,131,111.11 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $4,000,000.00 $0.00 $4,717,144.78 Redeemed, in full; warrants not outstanding $64,779,000.00 $0.00 $67,294,638.84 Redeemed, in full; warrants not outstanding $2,800,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Warrants $50,000,000.00 $0.00 $1,800,000.00 $0.00 Preferred Stock w/ Exercised Warrants $2,152,000.00 $0.00 200 303,083 $55,000.00 589,623 $49,045,470.38 Sold, in full; warrants not outstanding $41,020,000.00 Preferred Stock w/ Exercised Warrants $200,000.00 $1,400,000.00 2,000 $20,510.00 $1,800,000.00 ($615,300.00) 1,800 $1,000.00 $174,537.72 $1,315,959.00 252 1,900 $692.61 $692.61 5,803 $1,000.00 ($8,980,000.00) $2,153,780.00 Redeemed, in full; warrants not outstanding $90,000.00 90 $69,186.80 108 $290,000.00 290 $1,983,756.24 Sold, in full; warrants not outstanding ($77,462.28) ($584,041.00) ($14,904.97) ($10,095.03) Preferred Stock w/ Exercised Warrants $5,803,000.00 $0.00 $6,888,017.86 Redeemed, in full; warrants not outstanding $5,803,000.00 Preferred Stock w/ Exercised Warrants $6,815,000.00 $0.00 $8,152,698.33 Redeemed, in full; warrants not outstanding 26 UST0379 UST0107 UST1207 UST1207 UST0208 UST0208 UST0208 UST0763 UST0763 UST1055 UST1055 UST1055 UST0071 UST0071 UST0071 UST0071 UST0394 UST0394 UST0394 UST1148 UST1148 UST0104 UST0104 UST0104 UST0269 UST0269 UST0269 UST0425 UST0425 UST0144 UST0144 UST0144 UST0099 UST0099 UST1210 UST1210 UST1210 UST1210 UST0490 UST0490 UST0105 UST0105 UST0701 UST0701 UST0701 UST1115 UST1115 UST0491 UST0491 UST0145 UST0145 UST0145 UST1221 UST1221 UST1221 UST0114 UST0114 UST0114 UST0910 UST0910 UST1009 UST1009 UST1009 UST0751 UST0751 UST1114 UST1114 UST0146 UST0146 UST0146 UST0944 UST0944 UST0477 UST0477 UST0477 UST0478 UST0478 UST0020 UST0020 UST0020 UST0919 UST0919 UST1316 UST1316 UST0237 UST0237 UST0237 UST0237 UST0299 UST0299 UST0299 UST0147 UST0147 UST0147 UST0183 UST0183 UST0183 UST0380 UST0380 UST0380 UST0475 UST0475 UST0475 UST0559 UST0559 UST0559 UST0559 UST1289 UST1289 UST0148 UST0148 UST0148 UST0188 UST0188 UST0188 UST0005 UST0005 UST0005 UST0005 UST0112 UST0112 UST0202 UST0202 UST0095 UST0095 UST0095 UST0095 UST1079 UST1079 UST0087 UST0087 8,14,36,111 11,36 8,14,44 14,15 11 11,14,15 11 11 8,32,97,132 8,14 8,14 9,11,36 8,14,45 8,14,44 44 8 11 8,14,44 8 8 8,14,74 11,61 15,17,44 8,11 8,11,36 12,16 11,14,15 15,17,45 11 11 11 31 44 8,11,14 8,14 15,123 44 11 11 24,49,97 8,11,14 11 8,11,14 12,16 AB&T FINANCIAL CORPORATION SECURITY CALIFORNIA BANCORP SECURITY CAPITAL CORPORATION SECURITY CAPITAL CORPORATION SECURITY FEDERAL CORPORATION SECURITY FEDERAL CORPORATION SECURITY FEDERAL CORPORATION SECURITY STATE BANCSHARES, INC. SECURITY STATE BANCSHARES, INC. SECURITY STATE BANK HOLDING COMPANY SECURITY STATE BANK HOLDING COMPANY SECURITY STATE BANK HOLDING COMPANY SEVERN BANCORP, INC. SEVERN BANCORP, INC. SEVERN BANCORP, INC. SEVERN BANCORP, INC. SHORE BANCSHARES, INC. SHORE BANCSHARES, INC. SHORE BANCSHARES, INC. SIGNATURE BANCSHARES, INC. SIGNATURE BANCSHARES, INC. SIGNATURE BANK SIGNATURE BANK SIGNATURE BANK SOMERSET HILLS BANCORP SOMERSET HILLS BANCORP SOMERSET HILLS BANCORP SONOMA VALLEY BANCORP SONOMA VALLEY BANCORP SOUND BANKING COMPANY SOUND BANKING COMPANY SOUND BANKING COMPANY SOUTH FINANCIAL GROUP, INC./ CAROLINA FIRST BANK SOUTH FINANCIAL GROUP, INC./ CAROLINA FIRST BANK SOUTHCREST FINANCIAL GROUP, INC. SOUTHCREST FINANCIAL GROUP, INC. SOUTHCREST FINANCIAL GROUP, INC. SOUTHCREST FINANCIAL GROUP, INC. SOUTHERN BANCORP, INC. SOUTHERN BANCORP, INC. SOUTHERN COMMUNITY FINANCIAL CORP. SOUTHERN COMMUNITY FINANCIAL CORP. SOUTHERN FIRST BANCSHARES, INC. SOUTHERN FIRST BANCSHARES, INC. SOUTHERN FIRST BANCSHARES, INC. SOUTHERN HERITAGE BANCSHARES, INC. SOUTHERN HERITAGE BANCSHARES, INC. SOUTHERN ILLINOIS BANCORP, INC. SOUTHERN ILLINOIS BANCORP, INC. SOUTHERN MISSOURI BANCORP, INC. SOUTHERN MISSOURI BANCORP, INC. SOUTHERN MISSOURI BANCORP, INC. SOUTHFIRST BANCSHARES, INC. SOUTHFIRST BANCSHARES, INC. SOUTHFIRST BANCSHARES, INC. SOUTHWEST BANCORP, INC. SOUTHWEST BANCORP, INC. SOUTHWEST BANCORP, INC. SOVEREIGN BANCSHARES, INC. SOVEREIGN BANCSHARES, INC. SPIRIT BANKCORP, INC. SPIRIT BANKCORP, INC. SPIRIT BANKCORP, INC. ST. JOHNS BANCSHARES, INC. ST. JOHNS BANCSHARES, INC. STANDARD BANCSHARES, INC. STANDARD BANCSHARES, INC. STATE BANCORP, INC. / VALLEY NATIONAL BANCORP STATE BANCORP, INC. / VALLEY NATIONAL BANCORP STATE BANCORP, INC. / VALLEY NATIONAL BANCORP STATE BANK OF BARTLEY, THE STATE BANK OF BARTLEY, THE STATE BANKSHARES, INC. STATE BANKSHARES, INC. STATE BANKSHARES, INC. STATE CAPITAL CORP. STATE CAPITAL CORP. STATE STREET CORPORATION STATE STREET CORPORATION STATE STREET CORPORATION STEARNS FINANCIAL SERVICES, INC. STEARNS FINANCIAL SERVICES, INC. STEELE STREET BANK CORPORATION STEELE STREET BANK CORPORATION STELLARONE CORPORATION STELLARONE CORPORATION STELLARONE CORPORATION STELLARONE CORPORATION STERLING BANCORP STERLING BANCORP STERLING BANCORP STERLING BANCSHARES, INC. STERLING BANCSHARES, INC. STERLING BANCSHARES, INC. STERLING FINANCIAL CORPORATION STERLING FINANCIAL CORPORATION STERLING FINANCIAL CORPORATION STEWARDSHIP FINANCIAL CORPORATION STEWARDSHIP FINANCIAL CORPORATION STEWARDSHIP FINANCIAL CORPORATION STOCKMENS FINANCIAL CORPORATION STOCKMENS FINANCIAL CORPORATION STOCKMENS FINANCIAL CORPORATION STONEBRIDGE FINANCIAL CORP. STONEBRIDGE FINANCIAL CORP. STONEBRIDGE FINANCIAL CORP. STONEBRIDGE FINANCIAL CORP. SUBURBAN ILLINOIS BANCORP, INC. SUBURBAN ILLINOIS BANCORP, INC. SUMMIT STATE BANK SUMMIT STATE BANK SUMMIT STATE BANK SUN BANCORP, INC. SUN BANCORP, INC. SUN BANCORP, INC. SUNTRUST BANKS, INC. SUNTRUST BANKS, INC. SUNTRUST BANKS, INC. SUNTRUST BANKS, INC. SUPERIOR BANCORP INC. SUPERIOR BANCORP INC. SURREY BANCORP SURREY BANCORP SUSQUEHANNA BANCSHARES, INC. SUSQUEHANNA BANCSHARES, INC. SUSQUEHANNA BANCSHARES, INC. SUSQUEHANNA BANCSHARES, INC. SV FINANCIAL, INC. SV FINANCIAL, INC. SVB FINANCIAL GROUP SVB FINANCIAL GROUP GASTONIA RIVERSIDE BATESVILLE BATESVILLE AIKEN AIKEN AIKEN CHARLESTON CHARLESTON JAMESTOWN JAMESTOWN JAMESTOWN ANNAPOLIS ANNAPOLIS ANNAPOLIS ANNAPOLIS EASTON EASTON EASTON DALLAS DALLAS NEW YORK NEW YORK NEW YORK BERNARDSVILLE BERNARDSVILLE BERNARDSVILLE SONOMA SONOMA MOREHEAD CITY MOREHEAD CITY MOREHEAD CITY GREENVILLE GREENVILLE FAYETTEVILLE FAYETTEVILLE FAYETTEVILLE FAYETTEVILLE ARKADELPHIA ARKADELPHIA WINSTON-SALEM WINSTON-SALEM GREENVILLE GREENVILLE GREENVILLE CLEVELAND CLEVELAND CARMI CARMI POPLAR BLUFF POPLAR BLUFF POPLAR BLUFF SYLACAUGA SYLACAUGA SYLACAUGA STILLWATER STILLWATER STILLWATER DALLAS DALLAS BRISTOW BRISTOW BRISTOW ST. LOUIS ST. LOUIS HICKORY HILLS HICKORY HILLS JERICHO JERICHO JERICHO BARTLEY BARTLEY FARGO FARGO FARGO GREENWOOD GREENWOOD BOSTON BOSTON BOSTON ST. CLOUD ST. CLOUD DENVER DENVER CHARLOTTESVILLE CHARLOTTESVILLE CHARLOTTESVILLE CHARLOTTESVILLE NEW YORK NEW YORK NEW YORK HOUSTON HOUSTON HOUSTON SPOKANE SPOKANE SPOKANE MIDLAND PARK MIDLAND PARK MIDLAND PARK RAPID CITY RAPID CITY RAPID CITY WEST CHESTER WEST CHESTER WEST CHESTER WEST CHESTER ELMHURST ELMHURST SANTA ROSA SANTA ROSA SANTA ROSA VINELAND VINELAND VINELAND ATLANTA ATLANTA ATLANTA ATLANTA BIRMINGHAM BIRMINGHAM MOUNT AIRY MOUNT AIRY LITITZ LITITZ LITITZ LITITZ STERLING STERLING SANTA CLARA SANTA CLARA NC CA MS MS SC SC SC MO MO ND ND ND MD MD MD MD MD MD MD TX TX NY NY NY NJ NJ NJ CA CA NC NC NC SC SC GA GA GA GA AR AR NC NC SC SC SC TN TN IL IL MO MO MO AL AL AL OK OK OK TX TX OK OK OK MO MO IL IL NY NY NY NE NE ND ND ND MS MS MA MA MA MN MN CO CO VA VA VA VA NY NY NY TX TX TX WA WA WA NJ NJ NJ SD SD SD PA PA PA PA IL IL CA CA CA NJ NJ NJ GA GA GA GA AL AL NC NC PA PA PA PA IL IL CA CA 11/19/2013 9/15/2011 6/26/2009 9/29/2010 12/19/2008 9/29/2010 7/31/2013 2/20/2009 9/22/2011 5/1/2009 6/24/2013 7/26/2013 11/21/2008 9/25/2013 10/29/2013 12/20/2017 1/9/2009 4/15/2009 11/16/2011 6/26/2009 12/15/2010 12/12/2008 3/31/2009 3/16/2010 1/16/2009 5/20/2009 6/24/2009 2/20/2009 8/20/2010 1/9/2009 11/13/2012 1/11/2013 12/5/2008 9/30/2010 7/17/2009 3/8/2013 3/11/2013 4/9/2013 1/16/2009 8/6/2010 12/5/2008 10/1/2012 2/27/2009 7/3/2012 7/25/2012 5/15/2009 9/8/2011 1/23/2009 8/25/2011 12/5/2008 7/21/2011 5/13/2015 6/12/2009 6/29/2015 8/6/2015 12/5/2008 8/8/2012 5/29/2013 3/13/2009 9/22/2011 3/27/2009 10/21/2013 1/6/2014 3/13/2009 1/10/2018 4/24/2009 2/22/2013 12/5/2008 12/14/2011 5/27/2015 9/4/2009 9/22/2011 1/16/2009 8/12/2009 6/29/2011 2/13/2009 9/29/2010 10/28/2008 6/17/2009 7/8/2009 6/26/2009 1/18/2012 9/25/2009 9/1/2011 12/19/2008 4/13/2011 12/28/2011 12/18/2013 12/23/2008 4/27/2011 5/18/2011 12/12/2008 5/5/2009 6/15/2010 12/5/2008 8/20/2012 9/19/2012 1/30/2009 9/1/2011 10/26/2011 2/6/2009 1/12/2011 3/16/2011 1/23/2009 3/26/2013 3/27/2013 4/9/2013 6/19/2009 7/16/2015 12/19/2008 8/4/2011 9/14/2011 1/9/2009 4/8/2009 5/27/2009 11/14/2008 12/31/2008 3/30/2011 9/28/2011 12/5/2008 4/15/2011 1/9/2009 12/29/2010 12/12/2008 4/21/2010 12/22/2010 1/19/2011 4/10/2009 8/31/2011 12/12/2008 12/23/2009 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $17,388,000.00 $18,000,000.00 $0.00 $0.00 $815,100.00 $6,815,000.00 2,964 6,815 $275.00 $1,000.00 $17,388,000.00 17,388 $1,000.00 $18,000,000.00 18,000 $1,000.00 ($2,148,900.00) $341,000.00 341 $19,063,111.00 Redeemed, in full; warrants not outstanding $522,000.00 522 $50,000.00 137,966 $19,650,000.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $12,500,000.00 $0.00 $14,888,679.86 Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants $10,750,000.00 $0.00 $14,543,635.13 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $23,393,000.00 $0.00 $27,435,463.85 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $25,000,000.00 $0.00 $25,358,333.33 Redeemed, in full; warrants not outstanding $12,500,000.00 $10,750,000.00 12,500 $1,000.00 10,750,000 $1.17 23,393 $998.90 25,000 $1,000.00 $1,784,607.50 $625,000.00 625 $720,368.55 538,000 ($125,346.08) $23,367,267.70 ($25,732.30) ($233,672.68) $25,000,000.00 Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants $1,700,000.00 $0.00 $1,994,587.59 Redeemed, in full; warrants not outstanding $120,000,000.00 $0.00 $132,967,606.41 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $7,414,000.00 $0.00 Preferred Stock w/ Exercised Warrants $8,653,000.00 $0.00 Preferred Stock w/ Exercised Warrants $3,070,000.00 $0.00 $3,575,224.44 Sold, in full; warrants not outstanding $347,000,000.00 $0.00 $146,965,329.86 Sold, in full; warrants not outstanding $1,700,000.00 1,700,000 $1.00 $120,000,000.00 120,000 $1,000.00 $520,000.00 556,976 $25,000.00 172,970 $85,000.00 85,000 $11,150,939.74 595,829 $275,000.00 163,065 $7,816,685.55 Redeemed, in full; warrants not outstanding $7,414,000.00 7,414 $1,000.00 $497,164.00 Currently Not Collectible ($8,653,000.00) $2,832,412.70 3,070 $922.61 ($237,587.30) $124,412.34 154 130,179 $1,000.00 ($216,820,781.25) $400,000.00 10,106,796 2,000 10,900 $907.31 $907.31 ($185,380.00) ($1,010,321.00) $588,264.19 645 11,000 $1,000.00 42,750 $1,000.00 $1,100,000.00 399,970 ($25,000.00) Preferred Stock w/ Warrants $130,179,218.75 Preferred Stock w/ Exercised Warrants $12,900,000.00 $0.00 $13,109,014.25 Sold, in full; warrants not outstanding Preferred Stock $11,000,000.00 $0.00 $11,855,555.56 Redeemed, in full; warrants not outstanding $1,814,620.00 $9,889,679.00 ($117,042.99) $11,000,000.00 Preferred Stock w/ Warrants $42,750,000.00 $0.00 $51,088,046.14 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $17,299,000.00 $0.00 $19,401,361.89 Sold, in full; warrants not outstanding $42,750,000.00 $15,638,296.00 Preferred Stock w/ Exercised Warrants $4,862,000.00 $0.00 ($234,574.44) 17,299 $904.00 $4,862,000.00 4,862 $1,000.00 ($1,660,704.00) $243,000.00 243 $5,000,000.00 5,000 $1,000.00 $250,000.00 250 $9,550,000.00 9,550 $1,000.00 $2,700,000.00 231,891 $2,722,050.00 2,760 $986.25 $140,617.94 138 $70,000,000.00 70,000 $1,000.00 $2,287,197.00 703,753 $18,215,000.00 18,215 $1,000.00 30,000 $300.00 $3,000,000.00 3,000 $1,000.00 $60,000,000.00 12,903,226 $4.65 $36,842,000.00 36,842 $1,000.00 $1,697,000.00 1,697,000 $1.00 $12,500,000.00 $37,500,000.00 12,500 37,500 $15,000,000.00 $2,000,000,000.00 $5,718,111.14 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $5,000,000.00 $0.00 $5,955,472.22 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $9,550,000.00 $0.00 $13,504,763.89 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $2,760,000.00 $0.00 $3,202,464.28 Sold, in full; warrants not outstanding ($37,950.00) ($25,000.00) Preferred Stock w/ Warrants $70,000,000.00 $0.00 $85,247,569.91 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $18,215,000.00 $0.00 $21,632,668.61 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $30,000,000.00 $0.00 $11,803,691.75 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,000,000.00 $0.00 $5,031,220.50 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $60,000,000.00 $0.00 $75,757,163.03 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $36,842,000.00 $0.00 $42,514,919.19 Redeemed, in full; warrants not outstanding $1,697,000.00 $0.00 $2,030,299.18 Redeemed, in full; warrants not outstanding $9,000,000.00 $911,000.00 911 $631,941.75 1,500 $150,000.00 150 $100,566.69 488,847 $51,000.00 51,000 $1,000.00 $1,000.00 $2,500,000.00 250 15,000 $1,000.00 $750,000.00 750 20,000 $100,000.00 $60,000,000.00 2,788,104 ($21,000,000.00) ($90,000.00) Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $50,000,000.00 $0.00 $58,008,472.23 Redeemed, in full; warrants not outstanding $15,000,000.00 $0.00 $17,080,708.67 Redeemed, in full; warrants not outstanding $2,000,000,000.00 $0.00 $2,123,611,111.12 Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants $24,900,000.00 $0.00 $31,495,442.29 Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants $11,019,000.00 $0.00 $13,078,672.60 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $30,000,000.00 $0.00 $37,191,875.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $42,000,000.00 $0.00 $24,900,000.00 24,900,000 $1.00 $1,245,000.00 1,245,000 $11,019,000.00 11,019,000 $1.00 $331,000.00 331,000 $7,500,000.00 $22,500,000.00 7,500 22,500 $1,000.00 $1,000.00 Preferred Stock w/ Warrants $125,198,000.00 $0.00 $130,542,485.91 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $303,000,000.00 $0.00 $121,757,209.63 Sold, in full; warrants not outstanding 42,000 $125,198,000.00 $114,772,740.00 $10,000,000.00 $0.00 ($1,434,659.25) Preferred Stock w/ Exercised Warrants $15,568,000.00 $0.00 $10,973,000.00 $0.00 302,623 $945,775.00 516,817 $2,857,914.52 2,615,557 $1,000.00 125,198 $1,000.00 5,738,637 $20.00 ($188,227,260.00) $825,000.00 97,541 $107,398.00 133,475 $11,400,453.22 Redeemed, in full; warrants not outstanding $10,000,000.00 Preferred Stock w/ Exercised Warrants $2,920,000.00 $47,869,108.33 Redeemed, in full; warrants not outstanding $42,000,000.00 Preferred Stock w/ Warrants $3,000,000.00 10,000 $1,000.00 $18,101,553.84 Redeemed, in full; warrants not outstanding $4,000,000.00 $11,568,000.00 4,000 11,568 $1,000.00 $1,000.00 $1,796,209.03 $107,935.66 10,351 622 $173.53 $173.53 $778,000.00 778 $130,704.17 $8,358.99 516 33 $750,000.00 750,000 $2,652,816.96 Sold, in full; warrants not outstanding ($8,554,790.97) ($514,064.34) ($25,000.00) Subordinated Debentures w/ Exercised Warrants $15,000,000.00 $0.00 $24,929,429.70 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $8,500,000.00 $0.00 $9,930,625.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $89,310,000.00 $0.00 $92,513,970.83 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $3,500,000,000.00 $1,350,000,000.00 $0.00 $5,448,052,772.51 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $69,000,000.00 $0.00 $4,983,333.33 Currently Not Collectible $2,000,000.00 $0.00 $2,314,972.22 Redeemed, in full; warrants not outstanding $300,000,000.00 $0.00 $328,991,401.58 Redeemed, in full; warrants not outstanding $15,000,000.00 15,000,000 $1.00 $8,500,000.00 8,500 $1,000.00 $89,310,000.00 $4,850,000,000.00 89,310 48,500 $315,000.00 239,212 $2,100,000.00 1,620,545 $30,066,661.40 17,900,182 $100,000.00 100 $5,269,179.36 3,028,264 $200,000.00 200 $1,000.00 $100,000.00 ($69,000,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $4,000,000.00 $0.00 $4,721,382.89 Redeemed, in full; warrants not outstanding $235,000,000.00 $0.00 $253,929,027.78 Redeemed, in full; warrants not outstanding $2,000,000.00 2,000 $1,000.00 $200,000,000.00 $100,000,000.00 200,000 100,000 $1,000.00 $1,000.00 $4,000,000.00 4,000 $1,000.00 $235,000,000.00 235,000 $1,000.00 27 UST0379 UST0087 UST1145 UST1145 UST0100 UST0100 UST0100 UST0395 UST0395 UST0083 UST0083 UST0083 UST1314 UST1314 UST0218 UST0218 UST0052 UST0052 UST0052 UST0213 UST0213 UST0101 UST0101 UST0350 UST0350 UST0350 UST0350 UST0373 UST0373 UST0373 UST0376 UST0376 UST0746 UST0746 UST0149 UST0149 UST0149 UST0643 UST0643 UST0362 UST0362 UST0362 UST0362 UST0443 UST0443 UST0443 UST0443 UST0163 UST0163 UST0293 UST0293 UST0293 UST0186 UST0186 UST0186 UST0186 UST0186 UST0511 UST0511 UST0511 UST0652 UST0652 UST0470 UST0470 UST0830 UST0830 UST0830 UST0896 UST0896 UST0150 UST0150 UST0150 UST0032 UST0032 UST0032 UST0500 UST0500 UST0047 UST0047 UST0047 UST0047 UST0874 UST0874 UST0874 UST0212 UST0212 UST0212 UST0212 UST0152 UST0152 UST0246 UST0246 UST0824 UST0824 UST0365 UST0365 UST0365 UST0365 UST0365 UST0365 UST0906 UST0906 UST0582 UST0582 UST0153 UST0153 UST0153 UST0555 UST0555 UST0555 UST0555 UST0854 UST0854 UST0075 UST0075 UST0700 UST0700 UST0700 UST0700 UST0700 UST0610 UST0610 UST0696 UST0696 UST0933 UST0933 UST0933 UST0933 UST0077 UST0077 UST0077 14,15,44 11,150 8,103 15,17,45 8,97,100 11 8,11,14 63,97 8,14 11 8,11,14 8,14,44 12,16 8 11 8,14 44 11 11,36 8,11,14 8,11,14 11 8,14,44 8,14 11 8,14,44 8,14 8,18,21,44 8,21 134 8,47,97 8,11,14 8 45 8 8,14,44 8,14,44 8,14 8,9,11 8,11 8,14,18 11 AB&T FINANCIAL CORPORATION SVB FINANCIAL GROUP SWORD FINANCIAL CORPORATION SWORD FINANCIAL CORPORATION SYNOVUS FINANCIAL CORP. SYNOVUS FINANCIAL CORP. SYNOVUS FINANCIAL CORP. SYRINGA BANCORP SYRINGA BANCORP TAYLOR CAPITAL GROUP TAYLOR CAPITAL GROUP TAYLOR CAPITAL GROUP TCB CORPORATION/COUNTY BANK TCB CORPORATION/COUNTY BANK TCB HOLDING COMPANY TCB HOLDING COMPANY TCF FINANCIAL CORPORATION TCF FINANCIAL CORPORATION TCF FINANCIAL CORPORATION TCNB FINANCIAL CORP TCNB FINANCIAL CORP TENNESSEE COMMERCE BANCORP, INC. TENNESSEE COMMERCE BANCORP, INC. TENNESSEE VALLEY FINANCIAL HOLDINGS, INC. TENNESSEE VALLEY FINANCIAL HOLDINGS, INC. TENNESSEE VALLEY FINANCIAL HOLDINGS, INC. TENNESSEE VALLEY FINANCIAL HOLDINGS, INC. TEXAS CAPITAL BANCSHARES, INC. TEXAS CAPITAL BANCSHARES, INC. TEXAS CAPITAL BANCSHARES, INC. TEXAS NATIONAL BANCORPORATION INC. TEXAS NATIONAL BANCORPORATION INC. THE ANB CORPORATION THE ANB CORPORATION THE BANCORP, INC. THE BANCORP, INC. THE BANCORP, INC. THE BANK OF CURRITUCK THE BANK OF CURRITUCK THE BANK OF KENTUCKY FINANCIAL CORPORATION THE BANK OF KENTUCKY FINANCIAL CORPORATION THE BANK OF KENTUCKY FINANCIAL CORPORATION THE BANK OF KENTUCKY FINANCIAL CORPORATION THE BARABOO BANCORPORATION, INC. THE BARABOO BANCORPORATION, INC. THE BARABOO BANCORPORATION, INC. THE BARABOO BANCORPORATION, INC. THE CONNECTICUT BANK AND TRUST COMPANY THE CONNECTICUT BANK AND TRUST COMPANY THE ELMIRA SAVINGS BANK, FSB THE ELMIRA SAVINGS BANK, FSB THE ELMIRA SAVINGS BANK, FSB THE FIRST BANCORP, INC. THE FIRST BANCORP, INC. THE FIRST BANCORP, INC. THE FIRST BANCORP, INC. THE FIRST BANCORP, INC. THE FIRST BANCSHARES, INC. THE FIRST BANCSHARES, INC. THE FIRST BANCSHARES, INC. THE FIRST STATE BANK OF MOBEETIE THE FIRST STATE BANK OF MOBEETIE THE FREEPORT STATE BANK THE FREEPORT STATE BANK THE HARTFORD FINANCIAL SERVICES GROUP, INC. THE HARTFORD FINANCIAL SERVICES GROUP, INC. THE HARTFORD FINANCIAL SERVICES GROUP, INC. THE LANDRUM COMPANY THE LANDRUM COMPANY THE LITTLE BANK, INCORPORATED THE LITTLE BANK, INCORPORATED THE LITTLE BANK, INCORPORATED THE PNC FINANCIAL SERVICES GROUP, INC. THE PNC FINANCIAL SERVICES GROUP, INC. THE PNC FINANCIAL SERVICES GROUP, INC. THE PRIVATE BANK OF CALIFORNIA THE PRIVATE BANK OF CALIFORNIA THE QUEENSBOROUGH COMPANY THE QUEENSBOROUGH COMPANY THE QUEENSBOROUGH COMPANY THE QUEENSBOROUGH COMPANY THE VICTORY BANCORP, INC. THE VICTORY BANCORP, INC. THE VICTORY BANCORP, INC. THREE SHORES BANCORPORATION, INC. THREE SHORES BANCORPORATION, INC. THREE SHORES BANCORPORATION, INC. THREE SHORES BANCORPORATION, INC. TIB FINANCIAL CORP TIB FINANCIAL CORP TIDELANDS BANCSHARES, INC. TIDELANDS BANCSHARES, INC. TIFTON BANKING COMPANY TIFTON BANKING COMPANY TIMBERLAND BANCORP, INC. TIMBERLAND BANCORP, INC. TIMBERLAND BANCORP, INC. TIMBERLAND BANCORP, INC. TIMBERLAND BANCORP, INC. TIMBERLAND BANCORP, INC. TITONKA BANCSHARES, INC. TITONKA BANCSHARES, INC. TODD BANCSHARES, INC. TODD BANCSHARES, INC. TOWNEBANK TOWNEBANK TOWNEBANK TREATY OAK BANCORP, INC. TREATY OAK BANCORP, INC. TREATY OAK BANCORP, INC. TREATY OAK BANCORP, INC. TRIAD BANCORP, INC. TRIAD BANCORP, INC. TRI-COUNTY FINANCIAL CORPORATION TRI-COUNTY FINANCIAL CORPORATION TRINITY CAPITAL CORPORATION TRINITY CAPITAL CORPORATION TRINITY CAPITAL CORPORATION TRINITY CAPITAL CORPORATION TRINITY CAPITAL CORPORATION TRI-STATE BANK OF MEMPHIS TRI-STATE BANK OF MEMPHIS TRISTATE CAPITAL HOLDINGS, INC. TRISTATE CAPITAL HOLDINGS, INC. TRISUMMIT BANK TRISUMMIT BANK TRISUMMIT BANK TRISUMMIT BANK TRUSTMARK CORPORATION TRUSTMARK CORPORATION TRUSTMARK CORPORATION GASTONIA SANTA CLARA HORICON HORICON COLUMBUS COLUMBUS COLUMBUS BOISE BOISE ROSEMONT ROSEMONT ROSEMONT GREENWOOD GREENWOOD THE WOODLANDS THE WOODLANDS WAYZATA WAYZATA WAYZATA DAYTON DAYTON FRANKLIN FRANKLIN OAK RIDGE OAK RIDGE OAK RIDGE OAK RIDGE DALLAS DALLAS DALLAS JACKSONVILLE JACKSONVILLE TERRELL TERRELL WILMINGTON WILMINGTON WILMINGTON MOYOCK MOYOCK CRESTVIEW HILLS CRESTVIEW HILLS CRESTVIEW HILLS CRESTVIEW HILLS BARABOO BARABOO BARABOO BARABOO HARTFORD HARTFORD ELMIRA ELMIRA ELMIRA DAMARISCOTTA DAMARISCOTTA DAMARISCOTTA DAMARISCOTTA DAMARISCOTTA HATTIESBURG HATTIESBURG HATTIESBURG MOBEETIE MOBEETIE HARPER HARPER HARTFORD HARTFORD HARTFORD COLUMBIA COLUMBIA KINSTON KINSTON KINSTON PITTSBURGH PITTSBURGH PITTSBURGH LOS ANGELES LOS ANGELES LOUISVILLE LOUISVILLE LOUISVILLE LOUISVILLE LIMERICK LIMERICK LIMERICK ORLANDO ORLANDO ORLANDO ORLANDO NAPLES NAPLES MT. PLEASANT MT. PLEASANT TIFTON TIFTON HOQUIAM HOQUIAM HOQUIAM HOQUIAM HOQUIAM HOQUIAM TITONKA TITONKA HOPKINSVILLE HOPKINSVILLE PORTSMOUTH PORTSMOUTH PORTSMOUTH AUSTIN AUSTIN AUSTIN AUSTIN FRONTENAC FRONTENAC WALDORF WALDORF LOS ALAMOS LOS ALAMOS LOS ALAMOS LOS ALAMOS LOS ALAMOS MEMPHIS MEMPHIS PITTSBURGH PITTSBURGH KINGSPORT KINGSPORT KINGSPORT KINGSPORT JACKSON JACKSON JACKSON NC CA WI WI GA GA GA ID ID IL IL IL SC SC TX TX MN MN MN OH OH TN TN TN TN TN TN TX TX TX TX TX TX TX DE DE DE NC NC KY KY KY KY WI WI WI WI CT CT NY NY NY ME ME ME ME ME MS MS MS TX TX KS KS CT CT CT MO MO NC NC NC PA PA PA CA CA GA GA GA GA PA PA PA FL FL FL FL FL FL SC SC GA GA WA WA WA WA WA WA IA IA KY KY VA VA VA TX TX TX TX MO MO MD MD NM NM NM NM NM TN TN PA PA TN TN TN TN MS MS MS 11/19/2013 6/16/2010 5/8/2009 9/15/2011 12/19/2008 7/26/2013 7/17/2018 1/16/2009 1/31/2014 11/21/2008 6/19/2012 7/18/2012 8/28/2009 9/8/2011 1/16/2009 12/13/2013 11/14/2008 4/22/2009 12/21/2009 12/23/2008 8/3/2011 12/19/2008 1/27/2012 12/23/2008 4/26/2013 4/29/2013 5/31/2013 1/16/2009 5/13/2009 3/17/2010 1/9/2009 5/19/2010 8/7/2009 8/25/2011 12/12/2008 3/10/2010 9/8/2010 2/6/2009 12/3/2010 2/13/2009 12/22/2010 11/23/2011 5/29/2013 1/16/2009 12/10/2012 12/11/2012 1/11/2013 12/19/2008 4/19/2012 12/19/2008 8/25/2011 5/6/2015 1/9/2009 8/24/2011 3/27/2013 5/8/2013 5/28/2015 2/6/2009 9/29/2010 5/13/2015 2/27/2009 4/14/2010 2/6/2009 12/19/2012 6/26/2009 3/31/2010 9/27/2010 5/22/2009 8/18/2011 12/23/2008 10/31/2012 1/11/2013 12/31/2008 2/10/2010 5/5/2010 2/20/2009 9/1/2011 1/9/2009 3/8/2013 3/11/2013 4/9/2013 2/27/2009 12/11/2009 9/22/2011 1/23/2009 11/8/2012 11/9/2012 1/11/2013 12/5/2008 9/30/2010 12/19/2008 7/1/2016 4/17/2009 11/12/2010 12/23/2008 11/8/2012 11/9/2012 11/13/2012 1/11/2013 6/11/2013 4/3/2009 4/4/2012 2/6/2009 9/25/2013 12/12/2008 9/22/2011 5/15/2013 1/16/2009 2/15/2011 12/21/2012 8/6/2015 3/27/2009 9/22/2011 12/19/2008 9/22/2011 3/27/2009 8/7/2012 8/9/2012 8/10/2012 9/11/2012 4/3/2009 8/13/2010 2/27/2009 9/26/2012 4/3/2009 12/22/2009 11/29/2012 1/11/2013 11/21/2008 12/9/2009 12/30/2009 $815,100.00 2,964 $275.00 $13,644,000.00 13,644,000 $1.00 $967,870,000.00 967,870 $1,000.00 ($2,148,900.00) $6,820,000.00 Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $13,644,000.00 $967,870,000.00 $0.00 $0.00 $8,000,000.00 $0.00 $104,823,000.00 $0.00 $9,720,000.00 $0.00 $11,730,000.00 $0.00 354,058 $17,019,233.91 Redeemed, in full; warrants not outstanding $682,000.00 682,000 $405,000.00 2,215,820 $9,839,273.00 1,462,647 $292,000.00 292,000 $9,449,980.56 3,199,988 $100,000.00 100 $19,218.87 $124,922.63 20 130 $6,559,066.21 758,086 $1,191,019,526.39 Redeemed, in full; warrants not outstanding $253,122.22 Currently Not Collectible ($8,000,000.00) Preferred Stock w/ Warrants $120,845,170.80 Sold, in full; warrants not outstanding $93,659,350.50 Subordinated Debentures w/ Exercised Warrants ($1,404,890.26) $9,720,000.00 Preferred Stock w/ Exercised Warrants 104,823 $893.50 9,720,000 $1.00 ($11,163,649.50) $11,611,381.34 Redeemed, in full; warrants not outstanding $690,832.08 Currently Not Collectible ($11,730,000.00) Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $361,172,000.00 $0.00 $378,547,699.45 Redeemed, in full; warrants not outstanding $2,000,000.00 $0.00 $2,384,611.11 Redeemed, in full; warrants not outstanding $30,000,000.00 $0.00 $3,233,333.33 Currently Not Collectible $3,000,000.00 $0.00 $3,331,713.17 Sold, in full; warrants not outstanding $75,000,000.00 $0.00 $82,777,816.21 Redeemed, in full; warrants not outstanding $3,981,000.00 $0.00 $4,475,307.67 Redeemed, in full; warrants not outstanding $361,172,000.00 361,172 $1,000.00 $2,000,000.00 2,000 $1,000.00 ($30,000,000.00) Preferred Stock w/ Exercised Warrants $298,000.00 $2,702,000.00 298 2,702 $1,022.11 $1,022.11 $6,588.78 $59,741.22 $75,000,000.00 75,000 $1,000.00 $3,981,000.00 3,981 $1,000.00 $199,000.00 199 $20,000,000.00 20,000 $1,000.00 $1,000,000.00 1,000 $45,220,000.00 45,220 $1,000.00 $4,753,984.55 980,203 $1,742,850.00 4,021 $433.44 $17,000,000.00 $17,000,000.00 17,000 17,000 $1,000.00 $1,000.00 $2,150,648.55 276,078 $1,956,900.00 $11,577,672.70 3,000 17,749 $652.30 $652.30 $403,161.92 $455,316.35 487 550 $5,448,000.00 5,448 $1,000.00 $9,090,000.00 9,090 $1,000.00 ($25,000.00) Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $20,000,000.00 $0.00 $23,234,499.98 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $45,220,000.00 $0.00 $52,787,673.44 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $4,021,000.00 $0.00 $34,000,000.00 $0.00 $20,749,000.00 $0.00 $1,912,684.00 Sold, in full; warrants not outstanding ($2,278,150.00) $40,091,342.55 Redeemed, in full; warrants not outstanding $18,023,831.85 Sold, in full; warrants not outstanding ($1,043,100.00) ($6,171,327.30) ($135,345.73) Preferred Stock w/ Warrants $5,448,000.00 $0.00 $6,902,866.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $9,090,000.00 $0.00 $11,795,867.07 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Warrants $25,000,000.00 $5,000,000.00 $0.00 $0.00 $731,000.00 $0.00 $813,086.56 Redeemed, in full; warrants not outstanding $301,000.00 $0.00 $379,458.89 Redeemed, in full; warrants not outstanding $0.00 Preferred Stock w/ Exercised Warrants $15,000,000.00 $0.00 Preferred Stock w/ Exercised Warrants $7,500,000.00 $0.00 $12,500,000.00 $2,500,000.00 $10,000,000.00 12,500 2,500 10,000 $1,000.00 $1,000.00 $1,000.00 151,030 $5,000,000.00 5,000 $1,000.00 $389,077.67 226,819 $302,410.00 54,705 37 $5,714,215.56 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,400,000,000.00 175,742 $29,722,063.78 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $792,783.00 $1,486,292.07 $731,000.00 731 $1,000.00 $37,000.00 $301,000.00 301 $1,000.00 $15,000.00 15 $3,400,000,000.00 3,400,000 $1,000.00 $706,264,559.89 52,093,973 $4,236,125,671.00 Redeemed, in full; warrants not outstanding $17,580,291.55 Redeemed, in full; warrants not outstanding $15,000,000.00 15,000 $1,000.00 7,500 $981.20 $7,579,200,000.00 75,792 $100,000.00 $5,450,000.00 5,450 $1,000.00 $244,225.00 $11,478,575.00 250 11,750 $976.90 $976.90 2,046 $1,000.00 1,312 4,365 $12,119,637.37 $8,984,227.00 $3,290,437.50 $1,580,962.50 $9,481,462.50 $750,000.00 750 $371,250.00 375 $320,372,284.16 16,885,192 $9,232,652.17 Sold, in full; warrants not outstanding $7,359,000.00 ($141,000.00) ($73,590.00) Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $7,579,200,000.00 $0.00 $8,320,638,950.83 Redeemed, in full; warrants not outstanding $5,450,000.00 $0.00 $6,474,752.14 Redeemed, in full; warrants not outstanding $12,000,000.00 $0.00 $273,000.00 273 ($5,775.00) ($271,425.00) $4,806.45 $571,967.55 5 595 $61,000.00 61 $888.36 $888.36 ($146,471.68) ($487,308.60) $282,284.64 284 12,120 $1,000.00 ($24,880,362.63) $40,000.00 1,106,389 14,448 $621.83 ($5,463,773.00) 3,815 1,833 10,993 $862.50 $862.50 $862.50 $1,301,856.00 370,899 $2,117,000.00 2,117 $1,000.00 $106,000.00 106 $4,000,000.00 4,000 $1,000.00 $200,000.00 200 $76,458,000.00 76,458 $1,000.00 $1,500,000.00 554,330 $500,000.00 $150,000.00 3,118 150,000 $160.36 $1.00 $13,065,246.00 Sold, in full; warrants not outstanding ($117,228.00) Preferred Stock w/ Exercised Warrants $541,000.00 $1,505,000.00 $0.00 $2,322,183.20 Redeemed, in full; warrants not outstanding $2,046,000.00 Preferred Stock w/ Exercised Warrants $5,677,000.00 $0.00 $6,449,130.64 Sold, in full; warrants not outstanding $1,165,528.32 $3,877,691.40 ($50,432.20) Preferred Stock w/ Warrants $37,000,000.00 $0.00 $13,444,359.59 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $14,448,000.00 $0.00 $10,180,200.33 Sold, in full; warrants not outstanding $3,800,000.00 $0.00 $16,641,000.00 $0.00 Preferred Stock w/ Exercised Warrants $223,208.00 Exited bankruptcy/Receivership ($3,800,000.00) Preferred Stock w/ Warrants $18,857,818.52 Sold, in full; warrants not outstanding ($524,562.50) ($252,037.50) ($1,511,537.50) ($143,528.63) Preferred Stock w/ Exercised Warrants $2,117,000.00 $0.00 $2,569,490.36 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $4,000,000.00 $0.00 $5,210,672.22 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $76,458,000.00 $0.00 $88,577,166.67 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $3,268,000.00 $0.00 $2,412,702.03 Sold, in full; warrants outstanding ($2,618,000.00) $1,570,287.00 Preferred Stock w/ Exercised Warrants $3,700,000.00 $0.00 $4,386,324.64 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $15,540,000.00 $0.00 $18,653,115.75 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $35,539,000.00 $0.00 $3,700,000.00 3,700 $1,000.00 $185,000.00 $15,540,000.00 15,540 $1,000.00 $777,000.00 185 777 $2,639,379.50 $7,038,845.50 $16,984,909.75 3,518 9,382 22,639 $750.25 $750.25 $750.25 $163,062.90 $1,300,776.05 $191,948.33 175 1,396 206 $2,795,000.00 2,795 $1,000.00 $23,000,000.00 23,000 $1,000.00 $1,150,000.00 1,150 $5,251,500.00 7,002 $750.00 $124,665.75 138 215,000 $1,000.00 $10,000,000.00 1,647,931 $34,644,476.74 Sold, in full; warrants not outstanding ($878,620.50) ($2,343,154.50) ($5,654,090.25) ($266,631.35) Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $2,795,000.00 $0.00 $2,985,215.11 Redeemed, in full; warrants not outstanding $23,000,000.00 $0.00 $28,642,402.33 Redeemed, in full; warrants not outstanding $2,765,000.00 $4,237,000.00 $0.00 $6,496,417.16 Sold, in full; warrants not outstanding ($1,750,500.00) ($52,515.00) Preferred Stock w/ Warrants $215,000,000.00 $0.00 $236,287,500.00 Redeemed, in full; warrants not outstanding $215,000,000.00 28 UST0379 UST1236 UST1236 UST0048 UST0048 UST0048 UST0782 UST0782 UST0502 UST0502 UST0003 UST0003 UST0014 UST0014 UST0014 UST1150 UST1150 UST1150 UST1350 UST1350 UST1350 UST0238 UST0238 UST0238 UST0664 UST0664 UST0664 UST0448 UST0448 UST0448 UST0272 UST0272 UST0272 UST1111 UST1111 UST0059 UST0059 UST0059 UST0059 UST0059 UST0059 UST0426 UST0426 UST0426 UST0154 UST0154 UST0154 UST0154 UST1197 UST1197 UST1197 UST1197 UST1267 UST1267 UST0499 UST0499 UST0129 UST0129 UST0129 UST0333 UST0333 UST0254 UST0254 UST0254 UST0169 UST0169 UST0169 UST0169 UST0169 UST0169 UST0169 UST1310 UST1310 UST0034 UST0034 UST0034 UST0034 UST0034 UST0571 UST0571 UST1137 UST1137 UST1137 UST0221 UST0221 UST0221 UST1231 UST1231 UST1231 UST1231 UST0732 UST0732 UST0732 UST0155 UST0155 UST0513 UST0513 UST1345 UST1345 UST1345 UST1345 UST0156 UST0156 UST0156 UST0157 UST0157 UST0157 UST0011 UST0011 UST0011 UST0554 UST0554 UST0554 UST1169 UST1169 UST1169 UST1169 UST1169 UST0050 UST0050 UST0050 UST0050 UST0050 UST0036 UST0036 UST0036 UST0068 UST0068 UST0068 UST0270 UST0270 8,14,44 11 8,122 8,14,44 22,97,141 12,16 8,14,18,44,45 8,11,17 12,16,25 8 11,36 11,14,15 8,11,44 11 8 9,11,15 8 8,11 8,11,14 8 11 8,14,44 11 8,41,44 11 8,17 8,11,14 8,14,45 8,11,17 11 11,16 11 8,18,21,44 8,17 11 11 11 11 AB&T FINANCIAL CORPORATION TWO RIVERS FINANCIAL GROUP, INC. TWO RIVERS FINANCIAL GROUP, INC. U.S. BANCORP U.S. BANCORP U.S. BANCORP U.S. CENTURY BANK U.S. CENTURY BANK UBT BANCSHARES, INC. UBT BANCSHARES, INC. UCBH HOLDINGS INC. UCBH HOLDINGS INC. UMPQUA HOLDINGS CORP. UMPQUA HOLDINGS CORP. UMPQUA HOLDINGS CORP. UNION BANK & TRUST COMPANY UNION BANK & TRUST COMPANY UNION BANK & TRUST COMPANY UNION FINANCIAL CORPORATION UNION FINANCIAL CORPORATION UNION FINANCIAL CORPORATION UNION FIRST MARKET BANKSHARES CORPORATION UNION FIRST MARKET BANKSHARES CORPORATION UNION FIRST MARKET BANKSHARES CORPORATION UNITED AMERICAN BANK UNITED AMERICAN BANK UNITED AMERICAN BANK UNITED BANCORP, INC. UNITED BANCORP, INC. UNITED BANCORP, INC. UNITED BANCORPORATION OF ALABAMA, INC. UNITED BANCORPORATION OF ALABAMA, INC. UNITED BANCORPORATION OF ALABAMA, INC. UNITED BANK CORPORATION UNITED BANK CORPORATION UNITED COMMUNITY BANKS, INC. UNITED COMMUNITY BANKS, INC. UNITED COMMUNITY BANKS, INC. UNITED COMMUNITY BANKS, INC. UNITED COMMUNITY BANKS, INC. UNITED COMMUNITY BANKS, INC. UNITED FINANCIAL BANKING COMPANIES, INC. UNITED FINANCIAL BANKING COMPANIES, INC. UNITED FINANCIAL BANKING COMPANIES, INC. UNITY BANCORP, INC. UNITY BANCORP, INC. UNITY BANCORP, INC. UNITY BANCORP, INC. UNIVERSAL BANCORP UNIVERSAL BANCORP UNIVERSAL BANCORP UNIVERSAL BANCORP UNIVERSITY FINANCIAL CORP. UNIVERSITY FINANCIAL CORP. US METRO BANK US METRO BANK UWHARRIE CAPITAL CORP UWHARRIE CAPITAL CORP UWHARRIE CAPITAL CORP VALLEY COMMERCE BANCORP VALLEY COMMERCE BANCORP VALLEY COMMUNITY BANK VALLEY COMMUNITY BANK VALLEY COMMUNITY BANK VALLEY FINANCIAL CORPORATION VALLEY FINANCIAL CORPORATION VALLEY FINANCIAL CORPORATION VALLEY FINANCIAL CORPORATION VALLEY FINANCIAL CORPORATION VALLEY FINANCIAL CORPORATION VALLEY FINANCIAL CORPORATION VALLEY FINANCIAL GROUP, LTD. VALLEY FINANCIAL GROUP, LTD. VALLEY NATIONAL BANCORP VALLEY NATIONAL BANCORP VALLEY NATIONAL BANCORP VALLEY NATIONAL BANCORP VALLEY NATIONAL BANCORP VERITEX HOLDINGS, INC. (FIDELITY RESOURCES COMPANY) VERITEX HOLDINGS, INC. (FIDELITY RESOURCES COMPANY) VILLAGE BANK AND TRUST FINANCIAL CORP. VILLAGE BANK AND TRUST FINANCIAL CORP. VILLAGE BANK AND TRUST FINANCIAL CORP. VIRGINIA COMMERCE BANCORP, INC. VIRGINIA COMMERCE BANCORP, INC. VIRGINIA COMMERCE BANCORP, INC. VIRGINIA COMPANY BANK VIRGINIA COMPANY BANK VIRGINIA COMPANY BANK VIRGINIA COMPANY BANK VISION BANK - TEXAS VISION BANK - TEXAS VISION BANK - TEXAS VIST FINANCIAL CORP. VIST FINANCIAL CORP. W.T.B. FINANCIAL CORPORATION W.T.B. FINANCIAL CORPORATION WACHUSETT FINANCIAL SERVICES, INC. WACHUSETT FINANCIAL SERVICES, INC. WACHUSETT FINANCIAL SERVICES, INC. WACHUSETT FINANCIAL SERVICES, INC. WAINWRIGHT BANK & TRUST COMPANY WAINWRIGHT BANK & TRUST COMPANY WAINWRIGHT BANK & TRUST COMPANY WASHINGTON BANKING COMPANY WASHINGTON BANKING COMPANY WASHINGTON BANKING COMPANY WASHINGTON FEDERAL, INC. WASHINGTON FEDERAL, INC. WASHINGTON FEDERAL, INC. WASHINGTONFIRST BANKSHARES, INC. WASHINGTONFIRST BANKSHARES, INC. WASHINGTONFIRST BANKSHARES, INC. WAUKESHA BANKSHARES, INC. WAUKESHA BANKSHARES, INC. WAUKESHA BANKSHARES, INC. WAUKESHA BANKSHARES, INC. WAUKESHA BANKSHARES, INC. WEBSTER FINANCIAL CORPORATION WEBSTER FINANCIAL CORPORATION WEBSTER FINANCIAL CORPORATION WEBSTER FINANCIAL CORPORATION WEBSTER FINANCIAL CORPORATION WELLS FARGO & CO. WELLS FARGO & CO. WELLS FARGO & CO. WESBANCO, INC. WESBANCO, INC. WESBANCO, INC. WEST BANCORPORATION, INC. WEST BANCORPORATION, INC. GASTONIA BURLINGTON BURLINGTON MINNEAPOLIS MINNEAPOLIS MINNEAPOLIS MIAMI MIAMI MARYSVILLE MARYSVILLE SAN FRANCISCO SAN FRANCISCO PORTLAND PORTLAND PORTLAND OXFORD OXFORD OXFORD ALBUQUERQUE ALBUQUERQUE ALBUQUERQUE BOWLING GREEN BOWLING GREEN BOWLING GREEN SAN MATEO SAN MATEO SAN MATEO TECUMSEH TECUMSEH TECUMSEH ATMORE ATMORE ATMORE BARNESVILLE BARNESVILLE BLAIRSVILLE BLAIRSVILLE BLAIRSVILLE BLAIRSVILLE BLAIRSVILLE BLAIRSVILLE VIENNA VIENNA VIENNA CLINTON CLINTON CLINTON CLINTON BLOOMFIELD BLOOMFIELD BLOOMFIELD BLOOMFIELD ST. PAUL ST. PAUL GARDEN GROVE GARDEN GROVE ALBEMARLE ALBEMARLE ALBEMARLE VISALIA VISALIA PLEASANTON PLEASANTON PLEASANTON ROANOKE ROANOKE ROANOKE ROANOKE ROANOKE ROANOKE ROANOKE SAGINAW SAGINAW WAYNE WAYNE WAYNE WAYNE WAYNE DALLAS DALLAS MIDLOTHIAN MIDLOTHIAN MIDLOTHIAN ARLINGTON ARLINGTON ARLINGTON NEWPORT NEWS NEWPORT NEWS NEWPORT NEWS NEWPORT NEWS RICHARDSON RICHARDSON RICHARDSON WYOMISSING WYOMISSING SPOKANE SPOKANE CLINTON CLINTON CLINTON CLINTON BOSTON BOSTON BOSTON OAK HARBOR OAK HARBOR OAK HARBOR SEATTLE SEATTLE SEATTLE RESTON RESTON RESTON WAUKESHA WAUKESHA WAUKESHA WAUKESHA WAUKESHA WATERBURY WATERBURY WATERBURY WATERBURY WATERBURY MINNEAPOLIS MINNEAPOLIS MINNEAPOLIS WHEELING WHEELING WHEELING WEST DES MOINES WEST DES MOINES NC IA IA MN MN MN FL FL KS KS CA CA OR OR OR NC NC NC NM NM NM VA VA VA CA CA CA MI MI MI AL AL AL GA GA GA GA GA GA GA GA VA VA VA NJ NJ NJ NJ IN IN IN IN MN MN CA CA NC NC NC CA CA CA CA CA VA VA VA VA VA VA VA MI MI NJ NJ NJ NJ NJ TX TX VA VA VA VA VA VA VA VA VA VA TX TX TX PA PA WA WA MA MA MA MA MA MA MA WA WA WA WA WA WA VA VA VA WI WI WI WI WI CT CT CT CT CT MN MN MN WV WV WV IA IA 11/19/2013 5/29/2009 9/1/2011 11/14/2008 6/17/2009 7/15/2009 8/7/2009 3/17/2015 1/30/2009 8/11/2011 11/14/2008 11/6/2009 11/14/2008 2/17/2010 3/31/2010 5/1/2009 12/18/2009 9/22/2011 12/29/2009 7/25/2012 10/2/2013 12/19/2008 11/18/2009 12/23/2009 2/20/2009 7/2/2014 9/26/2014 1/16/2009 6/19/2012 7/18/2012 12/23/2008 9/3/2010 5/13/2015 5/22/2009 7/3/2012 12/5/2008 3/26/2013 3/27/2013 3/28/2013 4/9/2013 6/10/2013 1/16/2009 12/15/2010 9/15/2011 12/5/2008 5/15/2013 7/3/2013 8/28/2013 5/22/2009 8/8/2013 8/12/2013 9/12/2013 6/19/2009 7/30/2010 2/6/2009 3/23/2016 12/23/2008 4/3/2013 10/16/2013 1/30/2009 3/21/2012 1/9/2009 10/21/2013 1/6/2014 12/12/2008 11/14/2012 2/20/2013 5/15/2013 8/14/2013 10/16/2013 11/13/2013 12/18/2009 9/22/2011 11/14/2008 6/3/2009 9/23/2009 12/23/2009 5/24/2010 6/26/2009 8/25/2011 5/1/2009 11/19/2013 1/6/2014 12/12/2008 12/11/2012 1/31/2014 6/12/2009 8/8/2013 8/12/2013 9/12/2013 4/24/2009 12/28/2012 7/10/2013 12/19/2008 8/1/2012 1/30/2009 9/15/2011 12/11/2009 4/4/2012 1/30/2013 4/23/2014 12/19/2008 11/24/2009 12/16/2009 1/16/2009 1/12/2011 3/2/2011 11/14/2008 5/27/2009 3/15/2010 1/30/2009 10/30/2009 8/4/2011 6/26/2009 2/6/2013 2/7/2013 2/8/2013 3/26/2013 11/21/2008 3/3/2010 10/13/2010 12/29/2010 6/8/2011 10/28/2008 12/23/2009 5/26/2010 12/5/2008 9/9/2009 12/23/2009 12/31/2008 6/29/2011 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $12,000,000.00 $0.00 $14,075,133.27 Redeemed, in full; warrants not outstanding $6,599,000,000.00 $0.00 $6,933,220,416.67 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $50,236,000.00 $0.00 $13,070,409.40 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $8,950,000.00 $0.00 $10,634,911.78 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $298,737,000.00 $0.00 Preferred Stock w/ Warrants $214,181,000.00 $0.00 $815,100.00 2,964 $275.00 $12,000,000.00 12,000 $1,000.00 $6,599,000,000.00 6,599,000 $1,000.00 ($2,148,900.00) ($38,497,856.24) $600,000.00 60 $139,000,000.00 32,679,102 $11,738,143.76 50,236 $233.66 $8,950,000.00 8,950 $1,000.00 $586,953.92 2,512 $450,000.00 $214,181,000.00 214,181 $1,000.00 45 $6,191,000.00 6,191 $1,000.00 $4,500,000.00 1,110,898 $160,000.00 $600,000.00 $1,579,000.00 600 1,579 $1,000.00 $1,000.00 $65,000.00 160 65 $59,000,000.00 59,000 $1,000.00 $450,000.00 211,318 $138,607.85 435 $38,000.00 311,492 $7,510,095.07 Currently Not Collectible ($298,737,000.00) Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $3,194,000.00 $2,997,000.00 $2,179,000.00 $59,000,000.00 $0.00 $0.00 $0.00 $232,156,554.58 Redeemed, in full; warrants not outstanding $7,031,291.65 Redeemed, in full; warrants not outstanding $2,639,873.33 Redeemed, in full; warrants not outstanding $62,145,972.22 Redeemed, in full; warrants not outstanding $8,700,000.00 $0.00 $3,432,657.85 Sold, in full; warrants not outstanding $20,600,000.00 $0.00 $20,315,924.72 Sold, in full; warrants not outstanding $3,319,050.00 8,700 $381.50 ($5,380,950.00) 20,600 $825.50 ($3,594,700.00) 10,300 $1,000.00 ($25,000.00) Preferred Stock w/ Warrants $17,005,300.00 Preferred Stock w/ Warrants $10,300,000.00 $0.00 ($255,079.50) $11,182,763.89 Redeemed, in full; warrants not outstanding $10,300,000.00 Subordinated Debentures w/ Exercised Warrants $14,400,000.00 $0.00 $180,000,000.00 $0.00 111,258 $720,000.00 720,000 $18,882,079.62 Redeemed, in full; warrants not outstanding $14,400,000.00 Preferred Stock w/ Warrants $10,125.00 14,400,000 $1.00 1,576 13,078 165,346 $962.50 $962.50 $962.50 $3,000,000.00 $2,658,000.00 3,000 2,658 $1,000.00 $1,000.00 $10,324,000.00 $10,325,000.00 10,324 10,325 $1,000.00 $1,000.00 $237,527.50 $9,168,561.50 250 9,650 $950.11 $950.11 $11,926,000.00 11,926,000 $1.00 $2,861,000.00 2,861 $7,742,000.00 $2,258,000.00 7,742 2,258 $7,700,000.00 7,700 $1,000.00 $2,296,800.00 5,500 $417.60 $1,600,000.00 $1,600,000.00 $1,600,000.00 $1,600,000.00 $9,619,000.00 1,600 1,600 1,600 1,600 9,619 $1,000.00 $1,000.00 $1,000.00 $1,000.00 $1,000.00 $1,300,000.00 1,300 $1,000.00 $75,000,000.00 $125,000,000.00 $100,000,000.00 75,000 125,000 100,000 $1,000.00 $1,000.00 $1,000.00 $3,000,000.00 3,000 $1,000.00 14,738 $384.88 $71,000,000.00 71,000 $1,000.00 $325,353.86 $2,543,620.14 533 4,167 $610.42 $610.42 $787,500.00 $712,500.00 788 713 $1,000.00 $1,000.00 $75,000.00 75 $25,000,000.00 25,000 $1,000.00 $1,189,813.00 367,984 $110,000,000.00 110,000 $1,000.00 $5,500,000.00 5,500 $3,000,000.00 $4,000,000.00 $5,000,000.00 3,000 4,000 5,000 $1,000.00 $1,000.00 $1,000.00 $478,000.00 478 $22,000,000.00 22,000 $1,000.00 $568,700.00 390,071 $210,367,527.00 Sold, in full; warrants not outstanding $1,516,900.00 $12,587,575.00 $159,145,525.00 ($59,100.00) ($490,425.00) ($6,200,475.00) ($1,732,500.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $5,658,000.00 $20,649,000.00 $9,900,000.00 $0.00 $0.00 $0.00 $6,677.00 219,908 $283,000.00 283 $2,707,314.00 764,778 $476,573.62 495 $1,000.00 $143,000.00 143 $1,000.00 $1,000.00 $500,000.00 $6,649,963.92 Redeemed, in full; warrants not outstanding $28,013,814.50 Redeemed, in full; warrants not outstanding $12,066,668.65 Sold, in full; warrants not outstanding ($12,472.50) ($481,438.50) ($94,060.89) Subordinated Debentures $11,926,000.00 $0.00 $12,948,886.40 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $2,861,000.00 $0.00 $3,465,216.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $10,000,000.00 $0.00 $12,916,040.83 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $7,700,000.00 $0.00 $9,403,400.50 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $5,500,000.00 $0.00 $2,947,090.75 Sold, in full; warrants not outstanding ($3,203,200.00) 500 $385,000.00 385 $45,815.25 275 $1,547,891.58 344,742 $65,000.00 65 $5,421,615.27 2,532,542 $150,000.00 150 $33,263,000.00 2,696,203 $63,481.25 143 ($25,000.00) Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $16,019,000.00 $0.00 $21,311,670.48 Redeemed, in full; warrants not outstanding $1,300,000.00 $0.00 $1,489,774.73 Redeemed, in full; warrants not outstanding $300,000,000.00 $0.00 $318,400,781.94 Redeemed, in full; warrants not outstanding $3,000,000.00 $0.00 $3,503,795.81 Redeemed, in full; warrants not outstanding $14,738,000.00 $0.00 $6,933,870.05 Sold, in full; warrants outstanding $5,672,361.44 ($9,065,638.56) ($56,723.61) Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $71,000,000.00 $0.00 $4,700,000.00 $0.00 $118,453,138.89 Redeemed, in full; warrants not outstanding $3,694,442.50 Sold, in full; warrants not outstanding ($207,646.14) ($1,623,379.86) ($25,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $1,500,000.00 $0.00 $1,898,258.59 Redeemed, in full; warrants not outstanding $25,000,000.00 $0.00 $30,710,646.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $110,000,000.00 $0.00 $131,236,874.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $12,000,000.00 $0.00 $14,731,826.23 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $22,000,000.00 $0.00 $23,592,311.11 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $26,380,000.00 $0.00 $30,628,344.45 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $200,000,000.00 $0.00 $220,749,985.18 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $6,633,000.00 $6,842,000.00 $0.00 Preferred Stock w/ Exercised Warrants $5,625,000.00 $0.00 $26,380,000.00 26,380 $1,000.00 $200,000,000.00 200,000 $1,000.00 $1,625,000.00 246,082 $15,388,874.07 1,707,456 $332,000.00 332 $18,644.66 $147,194.69 19 150 $15,317,317.86 Redeemed, in full; warrants not outstanding $13,475,000.00 13,475 $1,000.00 $4,831,002.80 $92,690.00 $290,119.70 5,212 100 313 $926.90 $926.90 $926.90 $100,000,000.00 $100,000,000.00 $200,000,000.00 100,000 100,000 200,000 $1,000.00 $1,000.00 $1,000.00 $25,000,000,000.00 25,000 $1,000,000.00 $6,398,893.44 Sold, in full; warrants not outstanding ($380,997.20) ($7,310.00) ($22,880.30) ($52,138.13) Preferred Stock w/ Warrants Preferred Stock w/ Warrants $400,000,000.00 $25,000,000,000.00 $0.00 $0.00 $457,333,286.51 Redeemed, in full; warrants not outstanding $20,388,842.06 3,282,276 $840,374,891.73 110,261,688 $950,000.00 439,282 $27,281,347,113.95 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $75,000,000.00 $0.00 $78,804,166.67 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $36,000,000.00 $0.00 $41,195,000.00 Redeemed, in full; warrants not outstanding $75,000,000.00 75,000 $1,000.00 $36,000,000.00 36,000 $1,000.00 29 UST0379 UST0270 UST0320 UST0320 UST0320 UST0320 UST0044 UST0044 UST0044 UST0280 UST0280 UST0006 UST0006 UST0006 UST0006 UST0006 UST0949 UST0949 UST0660 UST0660 UST0660 UST0660 UST0161 UST0161 UST0094 UST0094 UST0158 UST0158 UST0158 UST0222 UST0222 UST0222 UST0986 UST0986 UST0986 UST0514 UST0514 UST0514 UST0391 UST0391 UST0391 UST0391 UST0391 UST1120 UST1120 UST0037 UST0037 UST0037 UST0037 11 44 8,117 8,14,18 8,11,78 8 11 11 8,14 8,14,45 11 AB&T FINANCIAL CORPORATION WEST BANCORPORATION, INC. WESTAMERICA BANCORPORATION WESTAMERICA BANCORPORATION WESTAMERICA BANCORPORATION WESTAMERICA BANCORPORATION WESTERN ALLIANCE BANCORPORATION WESTERN ALLIANCE BANCORPORATION WESTERN ALLIANCE BANCORPORATION WESTERN COMMUNITY BANCSHARES, INC. WESTERN COMMUNITY BANCSHARES, INC. WESTERN ILLINOIS BANCSHARES, INC. WESTERN ILLINOIS BANCSHARES, INC. WESTERN ILLINOIS BANCSHARES, INC. WESTERN ILLINOIS BANCSHARES, INC. WESTERN ILLINOIS BANCSHARES, INC. WESTERN RESERVE BANCORP, INC. WESTERN RESERVE BANCORP, INC. WHITE RIVER BANCSHARES COMPANY WHITE RIVER BANCSHARES COMPANY WHITE RIVER BANCSHARES COMPANY WHITE RIVER BANCSHARES COMPANY WHITNEY HOLDING CORPORATION WHITNEY HOLDING CORPORATION WILMINGTON TRUST CORPORATION / M&T BANK CORPORATION WILMINGTON TRUST CORPORATION / M&T BANK CORPORATION WILSHIRE BANCORP, INC. WILSHIRE BANCORP, INC. WILSHIRE BANCORP, INC. WINTRUST FINANCIAL CORPORATION WINTRUST FINANCIAL CORPORATION WINTRUST FINANCIAL CORPORATION WORTHINGTON FINANCIAL HOLDINGS, INC. WORTHINGTON FINANCIAL HOLDINGS, INC. WORTHINGTON FINANCIAL HOLDINGS, INC. WSFS FINANCIAL CORPORATION WSFS FINANCIAL CORPORATION WSFS FINANCIAL CORPORATION YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION YORK TRADITIONS BANK YORK TRADITIONS BANK ZIONS BANCORPORATION ZIONS BANCORPORATION ZIONS BANCORPORATION ZIONS BANCORPORATION GASTONIA WEST DES MOINES SAN RAFAEL SAN RAFAEL SAN RAFAEL SAN RAFAEL LAS VEGAS LAS VEGAS LAS VEGAS PALM DESERT PALM DESERT MONMOUTH MONMOUTH MONMOUTH MONMOUTH MONMOUTH MEDINA MEDINA FAYETTEVILLE FAYETTEVILLE FAYETTEVILLE FAYETTEVILLE NEW ORLEANS NEW ORLEANS WILMINGTON WILMINGTON LOS ANGELES LOS ANGELES LOS ANGELES LAKE FOREST LAKE FOREST LAKE FOREST HUNTSVILLE HUNTSVILLE HUNTSVILLE WILMINGTON WILMINGTON WILMINGTON ELKIN ELKIN ELKIN ELKIN ELKIN YORK YORK SALT LAKE CITY SALT LAKE CITY SALT LAKE CITY SALT LAKE CITY NC IA CA CA CA CA NV NV NV CA CA IL IL IL IL IL OH OH AR AR AR AR LA LA DE DE CA CA CA IL IL IL AL AL AL DE DE DE NC NC NC NC NC PA PA UT UT UT UT 11/19/2013 8/31/2011 2/13/2009 9/2/2009 11/18/2009 11/21/2011 11/21/2008 9/27/2011 11/23/2011 12/23/2008 11/7/2014 12/23/2008 12/29/2009 11/8/2012 11/9/2012 1/11/2013 5/15/2009 11/30/2012 2/20/2009 7/1/2014 7/2/2014 9/26/2014 12/19/2008 6/3/2011 12/12/2008 5/13/2011 12/12/2008 4/3/2012 6/20/2012 12/19/2008 12/22/2010 2/14/2011 5/15/2009 6/24/2013 7/26/2013 1/23/2009 4/3/2012 9/12/2012 1/16/2009 7/24/2009 9/18/2012 6/10/2013 6/11/2013 4/24/2009 7/14/2011 11/14/2008 3/28/2012 9/26/2012 12/5/2012 Preferred Stock w/ Warrants $83,726,000.00 Preferred Stock w/ Warrants $140,000,000.00 $0.00 $0.00 Preferred Stock w/ Exercised Warrants $7,290,000.00 $0.00 Preferred Stock w/ Exercised Warrants $6,855,000.00 $4,567,000.00 $0.00 Preferred Stock w/ Exercised Warrants $4,700,000.00 $0.00 $815,100.00 2,964 $275.00 $41,863,000.00 $41,863,000.00 41,863 41,863 $1,000.00 $1,000.00 $140,000,000.00 140,000 $1,000.00 ($2,148,900.00) $700,000.00 474,100 $878,256.00 246,698 $415,000.00 787,107 $335,417.06 343 $87,360,236.61 Redeemed, in full; warrants not outstanding $160,365,000.00 Redeemed, in full; warrants not outstanding $554,083.00 Currently Not Collectible ($7,290,000.00) $13,053,910.87 Sold, in full; warrants not outstanding $1,050,524.72 $9,673,015.37 1,117 10,305 $940.49 $938.67 $4,700,000.00 4,700 $1,000.00 $1,300,000.00 $15,500,000.00 1,300 15,500 $1,063.21 $1,063.21 ($66,475.28) ($631,984.63) ($107,235.41) Preferred Stock w/ Exercised Warrants $16,800,000.00 $0.00 $5,842,197.92 Redeemed, in full; warrants not outstanding $235,000.00 235 $1,002,535.38 840 $6,900,000.00 2,631,579 $20,275,427.10 Sold, in full; warrants not outstanding $82,173.00 $979,755.00 ($178,619.28) Preferred Stock w/ Warrants $300,000,000.00 $0.00 $343,733,333.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $330,000,000.00 $0.00 $369,920,833.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $62,158,000.00 $0.00 Preferred Stock w/ Warrants $250,000,000.00 $0.00 $300,000,000.00 300,000 $1,000.00 $330,000,000.00 330,000 $1,000.00 $68,809,170.52 Sold, in full; warrants not outstanding $58,646,694.58 ($879,700.42) $250,000,000.00 Preferred Stock w/ Exercised Warrants 62,158 $943.51 250,000 $1,000.00 ($3,511,305.42) $760,000.00 949,460 $25,600,564.15 1,643,295 $300,704,730.81 Redeemed, in full; warrants not outstanding $2,720,000.00 $0.00 $2,780,391.21 Sold, in full; warrants not outstanding $52,625,000.00 $0.00 $57,640,856.64 Sold, in full; warrants not outstanding $2,343,851.20 2,720 $861.71 ($376,148.80) 52,625 $915.11 ($4,467,336.25) $90,940.00 136 $1,800,000.00 175,105 ($24,999.99) Preferred Stock w/ Warrants $48,157,663.75 Preferred Stock w/ Warrants $36,000,000.00 $13,312,000.00 $0.00 $4,871,000.00 $0.00 $52,383,419.85 Sold, in full; warrants not outstanding $44,149,056.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $1,400,000,000.00 TOTALS $204,894,726,320.00 $0.00 $31,453,086.60 ($722,364.96) ($662,235.84) 49,312 $895.30 $4,871,000.00 4,871 $1,000.00 $700,000,000.00 $700,000,000.00 700,000 700,000 $1,000.00 $1,000.00 ($5,162,944.00) $55,677.00 $20,000.00 91,178 128,663 $244,000.00 244 $7,666,418.51 $8,070,112,497.60 5,789,909 $5,705,022.14 Redeemed, in full; warrants not outstanding $1,661,027,529.62 Redeemed, in full; warrants not outstanding $226,773,090,076.73 $199,667,583,791.76 ($38,027,858.19) ($5,205,787,003.50) $6,919,736,371.86 30 Footnote Footnote Description All pricing is at par. Total Cash Back includes net capital repayments, interest and dividends, warrant proceeds, and other income (less expenses). Capital Repayments includes gross capital repayments, gross auction proceeds, exchanges into CDCI, and SBLF fundings. Includes: (i) placement fees in private auctions of a CPP issuer’s securities where Treasury pays placement fees to the placement agents in an amount equal to a minimum of $50,000 (per issuer) or 1.00% of gross aggregate proceeds for each security and (ii) unreimbursed underwriting fees in public offerings. Placement fees in private auctions are paid approximately one month after settlement. 5 Net proceeds from sales and auctions can be calculated by adding the “Amount” and “(Fee)” columns under the "Capital Repayment / Disposition / Auction" plus any amount in the "Gain" column. Note that "(Fee)" is a negative number. 6 This transaction was included in previous Transaction Reports with Merrill Lynch & Co., Inc. listed as the qualifying institution and a 10/28/2008 transaction date, footnoted to indicate that settlement was deferred pending merger. The purchase of Merrill Lynch by Bank of America was completed on 1/1/2009, and this transaction under the CPP was funded on 1/9/2009. 1 2 3 4 7 The warrant disposition proceeds amount are stated pro rata in respect of the CPP investments in Bank of America Corporation that occurred on 10/28/2008 and 1/9/2009. The total net disposition proceeds from CPP warrants on 3/3/2010 was $305,913,040, consisting of $183,547,824 and $122,365,216. Proceeds from the disposition of TIP warrants on 3/3/2010 appear on a following page of this report. 8 Privately-held qualified financial institution; Treasury received a warrant to purchase additional shares of preferred stock (unless the institution is a CDFI), which it exercised immediately. 9 To promote community development financial institutions (CDFIs), Treasury does not require warrants as part of its investment in certified CDFIs when the size of the investment is $50 million or less. 10 Treasury cancelled the warrants received from this institution due to its designation as a CDFI. 11 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009. 12 Redemption pursuant to a qualified equity offering. 13 This amount does not include accrued and unpaid dividends, which must be paid at the time of capital repayment. 14 The proceeds associated with the disposition of this investment do not include accrued and unpaid dividends. 15 Subchapter S corporation; Treasury received a warrant to purchase additional subordinated debentures (unless the institution is a CDFI), which it exercised immediately. 16 In its qualified equity offering, this institution raised more capital than Treasury’s original investment, therefore, the number of Treasury’s shares underlying the warrant was reduced by half. 17 This institution participated in the expansion of CPP for small banks. 18 This institution received an additional investment through the expansion of CPP for small banks. 19 Treasury made three separate investments in Citigroup Inc. (Citigroup) under the CPP, Targeted Investment Program (TIP), and Asset Guarantee Program (AGP) for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in Fixed Rate Cumulative Perpetual Preferred Stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. On 7/23/2009 and 7/30/2009, Treasury exchanged a total of $25 billion of the CPP shares for Series M Common Stock Equivalent (“Series M”) and a warrant to purchase shares of Series M. On 9/11/2009, Series M automatically converted to 7,692,307,692 shares of common stock and the associated warrant terminated on receipt of certain shareholder approvals. 20 On 8/24/2009, Treasury exchanged its series C preferred stock issued by Popular, Inc. for a like amount of non tax-deductible trust preferred securities issued by Popular Capital Trust III, administrative trustee for Popular, Inc. Popular, Inc. paid a $13 million exchange fee in connection with this transaction. 21 This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank holding companies. The institution in which Treasury's original investment was made is shown in parentheses. 31 Footnote Footnote Description 22 As of the date of this report, this institution is in bankruptcy proceedings. 23 On 12/10/2009, the bankruptcy reorganization plan of CIT Group Inc. became effective and Treasury's preferred stock and warrant investment were extinguished and replaced by contingent value rights (CVRs). On 2/8/2010, the CVRs expired without value as the terms and conditions for distribution of common shares to holders of CVRs were not met. 24 On 12/11/2009, Treasury exchanged its series A preferred stock issued by Superior Bancorp, Inc. for a like amount of non tax-deductible Trust Preferred Securities issued by Superior Capital Trust II, administrative trustee for Superior Bancorp. 25 On 2/1/2010, following the acquisition of First Market Bank (First Market) by Union Bankshares Corporation (the acquiror), the preferred stock and exercised warrants issued by First Market on 2/6/2009 were exchanged for a like amount of securities of the acquiror in a single series but with a blended dividend rate equivalent to those of Treasury's original investment. 26 On 2/11/2010, Pacific Coast National Bancorp dismissed its bankruptcy proceedings with no recovery to any creditors or investors, including Treasury, and the investment was extinguished. 27 On 3/8/2010, Treasury exchanged its $84,784,000 of preferred stock in Midwest Banc Holdings, Inc. (MBHI) for $89,388,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $84,784,000, plus $4,604,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by MBHI of the conditions related to its capital plan, the MCP may be converted to common stock. 28 On 3/30/2010, Treasury exchanged its $7,500,000 of subordinated debentures in GulfSouth Private Bank for an equivalent amount of preferred stock, in connection with its conversion from a Subchapter S-Corporation, that comply with the CPP terms applicable to privately held qualified financial institutions. 29 On 4/16/2010, Treasury exchanged its $72,000,000 of preferred stock in Independent Bank Corporation (Independent) for $74,426,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $72,000,000, plus $2,426,000 of capitalized previously accrued and unpaid dividends. On 7/26/13, Treasury entered into a securities purchase agreement with Independent pursuant to which Treasury agreed to sell to Independent the MCP and the warrant issued by Independent, subject to the conditions specified in such agreement. On 8/30/13, Treasury completed the sale of the MCP and warrant to Independent pursuant to the terms of such agreement. 30 Treasury received Citigroup common stock pursuant to the June 2009 Exchange Agreement between Treasury and Citigroup which provided for the exchange into common shares of the preferred stock that Treasury purchased in connection with Citigroup's participation in the Capital Purchase Program (see note 11). On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. On May 26, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. On July 23, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on September 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on September 30, 2010. On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. All such sales were generally made at the market price. On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. See "Capital Purchase Program - Citigroup, Inc., Common Stock Disposition" on following page for the actual number of shares sold by Morgan Stanley, the weighted average price per share and the total proceeds to Treasury from all such sales during those periods. 31 On 8/26/2010, Treasury completed the exchange of its $303,000,000 of preferred stock in Sterling Financial Corporation (Sterling) for a like amount of mandatorily convertible preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Sterling entered into on 4/29/2010. Since Sterling also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, including those related to its capital plan, Treasury’s $303,000,000 of MCP was subsequently, as of 8/26/2010, converted into 378,750,000 shares of common stock. 32 Footnote Footnote Description 32 On 8/20/2010, Sonoma Valley Bank, Sonoma, CA, the banking subsidiary of Sonoma Valley Bancorp, was closed by the California Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 33 On 6/30/2010, Treasury exchanged $46,400,000 of its series A preferred stock in First Merchants Corporation for a like amount of non tax-deductible Trust Preferred Securities issued by First Merchants Capital Trust III. 34 On 7/20/2010, Treasury completed the exchange of its $400,000,000 of preferred stock in First BanCorp for $424,174,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $400,000,000, plus $24,174,000 of capitalized previously accrued and unpaid dividends. On 10/07/2011, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 32,941,797 shares of common stock of First BanCorp. Treasury received all accrued and previously unpaid dividends on the MCP at the time of the conversion. First BanCorp has agreed to have a Treasury observer attend board of directors meetings. 35 On 8/31/2010, following the completion of the conditions related to Pacific Capital Bancorp's (Pacific Capital) capital plan, Treasury exchanged its $180,634,000 of preferred stock in Pacific Capital for $195,045,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $180,634,000, plus $14,411,000 of capitalized previously accrued and unpaid dividends. On 9/27/2010, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 360,833,250 shares of common stock of Pacific Capital. Following a reverse stock split effective 12/28/10, Treasury held 3,608,332 shares of Pacific Capital common stock. Effective 11/30/12, Pacific Capital merged with and into UnionBanCal Corporation and each outstanding share of common stock of the Company was converted into the right to receive $46.00 per share in cash, and Treasury received $165,983,272 in respect of its common stock and $393,121 in respect of its warrant. 36 This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has completed an exchange of its Capital Purchase Program investment for an investment under the terms of the CDCI program. See "Community Development Capital Initiative" below. 37 At the time of this institution’s exchange into the CDCI program, the warrant preferreds were included in the total amount of preferred stock exchanged for Treasury’s CDCI investment. Therefore this disposition amount does not represent cash proceeds to Treasury. 38 On 9/30/2010, Treasury completed the exchange of its $80,347,000 of preferred stock in Hampton Roads Bankshares, Inc. (Hampton) for a like amount of mandatorily convertible preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Hampton entered into on 8/12/2010. Since Hampton also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, Treasury’s $80,347,000 of MCP was subsequently converted into 52,225,550 shares of common stock. 39 Treasury entered into an agreement on 1/28/2011 with North American Financial Holdings, Inc. for the sale of all preferred stock and warrants issued by Capital Bank Corporation to Treasury for an aggregate purchase price of $41,279,000. Since the conditions to closing of the sale were satisfied, the closing of the sale also occurred on 1/28/2011. 40 On 2/18/11, Treasury completed the exchange of its $135,000,000 of preferred stock (including accrued and unpaid dividends thereon) in Central Pacific Financial Corp. for not less than 5,620,117 shares of common stock, pursuant to an exchange agreement dated 2/17/2011. 41 As a result of the acquisition of Fidelity Resources Company (the acquired company) by Veritex Holdings, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/26/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/23/2011. 42 As a result of the acquisition of NC Bancorp, Inc. (the acquired company) by Metropolitan Bank Group, Inc. (the acquiror), Treasury exchanged $6,880,000 of its preferred stock in NC Bancorp, Inc. and $71,526,000 of its preferred stock in Metropolitan Bank Group, Inc. for $81,892,000 of a new series of preferred stock in Metropolitan Bank Group, Inc., which is equivalent to the combined initial investment amount of $78,406,000 plus $3,486,000 of capitalized previously accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/30/2011. Exercised warrants were also exchanged at the time of the agreement. 43 On 7/5/2011, Treasury completed a transaction with Harris Financial Corp., a wholly-owned subsidiary of Bank of Montreal ("BMO"), for the sale of (i) all Marshall & Ilsley Corporation ("M&I") Preferred Stock held by Treasury for a purchase price of $1,715,000,000 plus accrued dividends and (ii) the Treasury-held M&I Warrant for an amount equal to $3,250,000, pursuant to the terms of the agreement between Treasury and BMO entered into on 05/16/2011. 33 Footnote Footnote Description 44 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 using proceeds received in connection with the institution’s participation in the Small Business Lending Fund. 45 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 - part of the repayment amount obtained from proceeds received in connection with the institution’s participation in the Small Business Lending Fund. 46 On 11/5/2010, Pierce Commercial Bank, Tacoma, WA, the banking subsidiary of Pierce County Bancorp, was closed by the Washington Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 47 On 11/12/2010, Tifton Banking Company, Tifton, GA, was closed by the Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 48 On 3/11/2011, Legacy Bank, Milwaukee, WI, the banking subsidiary of Legacy Bancorp, Inc., was closed by the State of Wisconsin Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 49 On 4/15/2011, Superior Bank, Birmingham, AL, the banking subsidiary of Superior Bancorp Inc., was closed by the Office of Thrift Supervision, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 50 On 7/15/2011, First Peoples Bank, Port Saint Lucie, Florida, the banking subsidiary of FPB Bancorp, Inc., was closed by the Florida Office of Financial Regulation, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 51 On 7/15/2011, One Georgia Bank, Atlanta, GA was closed by the State of Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 52 On 7/29/2011, Integra Bank, National Association, Evansville, Indiana, the banking subsidiary of Integra Bank Corporation, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 53 On 10/21/2011, Treasury completed the exchange of all FNB United Corp. ("FNB United") preferred stock and warrants held by Treasury for 108,555,303 shares of FNB United common stock and an amended and restated warrant, pursuant to the terms of the agreement between Treasury and FNB United entered into on 08/12/2011. 54 As a result of the acquisition of Berkshire Bancorp, Inc. (the acquired company) by Customers Bancorp, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/12/2009 were exchanged for a like amount of securities of the acquiror plus accrued and previously unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 9/16/2011. 55 On 9/23/2011, Citizens Bank of Northern California, Nevada City, California, the banking subsidiary of Citizens Bancorp, was closed by the California Department of Financial Institutions, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 56 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 in connection with the institution’s participation in the Small Business Lending Fund, which occurred at a later date. 57 On 10/14/2011, Country Bank, Aledo, Illinois, the banking subsidiary of CB Holding Corp., was closed by the Illinois Department of Financial and Professional Regulation - Division of Banking, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 58 As a result of a reincorporation transaction whereby Crescent Financial Corporation (CFC) was merged into Crescent Financial Bancshares, Inc. (CFB), the preferred stock and warrant issued by CFC on 1/9/2009 were exchanged for a like amount of securities of CFB, pursuant to the terms of an agreement among Treasury, CFC and CFB entered into on 11/15/2011. 59 As a result of the acquisition of Center Financial Corporation by BBCN Bancorp, Inc. (formerly Nara Bancorp, Inc.), the preferred stock and warrant issued by Center Financial Corporation were exchanged for a like amount of securities of BBCN Bancorp, Inc., pursuant to the terms of an agreement among Treasury, Center Financial Corporation, and BBCN Bancorp, Inc. entered into on 11/30/2011. 60 On 1/3/2012, Treasury completed (i) the sale to F.N.B. Corporation (“F.N.B.”) of all of the preferred stock that had been issued to Treasury by Parkvale Financial Corporation (“Parkvale”) for a purchase price of $31,762,000 plus accrued dividends and (ii) the exchange of the Parkvale warrant held by Treasury for a like F.N.B. warrant, pursuant to the terms of the agreement between Treasury and F.N.B. entered into on 12/29/2011 in connection with the merger of Parkvale and F.N.B. effective 01/01/2012. 34 Footnote Footnote Description 61 As a result of the acquisition of State Bancorp, Inc. (the acquired company) by Valley National Bancorp (the acquiror), the warrant issued by the acquired company on 12/5/2008 was exchanged for a like security of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 1/1/2012. 62 On 1/27/2012, pursuant to the terms of the merger of Regents Bancshares, Inc. (“Regents”) with Grandpoint Capital, Inc., Treasury received $13,214,858.00 (representing the par amount together with accrued and unpaid dividends thereon) in respect of the preferred stock (including that received from the exercise of warrants) that had been issued to Treasury by Regents. 63 On 1/27/2012, Tennessee Commerce Bank, Franklin, TN, the banking subsidiary of Tennessee Commerce Bancorp, Inc., was closed by the Tennessee Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 64 On 2/10/2012, SCB Bank, Shelbyville, Indiana, the banking subsidiary of Blue River Bancshares, Inc., was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 65 On 2/10/2012, Treasury entered into an agreement with Broadway Financial Corporation to exchange Treasury’s $15,000,000 of preferred stock for common stock. The exchange is subject to the fulfillment by Broadway Financial Corporation of certain conditions, including the satisfactory completion of a capital plan. 66 On 4/20/2012, Fort Lee Federal Savings Bank, FSB, Fort Lee, New Jersey, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 67 As a result of the acquisition of Community Holding Company of Florida, Inc. (the acquired company) by Community Bancshares of Mississippi, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 2/6/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 7/19/2012. 68 On 7/13/2012, Glasgow Savings Bank, Glasgow, MO, the banking subsidiary of Gregg Bancshares, Inc. , was closed by the Missouri Division of Finance, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 69 On 7/27/2012, Treasury entered into an agreement with Pinnacle Bank Holding Company, Inc. (“Pinnacle”) pursuant to which Treasury agreed to sell its CPP preferred stock back to Pinnacle at a discount subject to the satisfaction of the conditions specified in the agreement. 70 On 10/19/2012, GulfSouth Private Bank, Destin, Florida, was closed by the Florida Office of Financial Regulation, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 71 On 10/19/2012, Excel Bank, Sedalia, Missouri, the banking subsidiary of Investors Financial Corporation of Pettis County, Inc., was closed by the Missouri Division of Finance, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 72 On 10/25/2012, pursuant to the terms of the merger of First Community Bancshares, Inc. ("First Community") and Equity Bancshares, Inc. ("Equity"), Treasury received a like amount of preferred stock and exercised warrants from Equity in exchange for Treasury's original investment in First Community, plus accrued and unpaid dividends, pursuant to a placement agency agreement executed on 10/23/2012. 73 On 10/29/2012, First Place Financial Corp. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the District of Delaware. 74 On 2/22/2013, Treasury completed the exchange of its Standard Bancshares, Inc. preferred stock for common stock, pursuant to an exchange agreement, dated as of 11/5/2012, with Standard Bancshares, Inc., and immediately sold the resulting Standard Bancshares, Inc. common stock, pursuant to securities purchase agreements, each dated as of 11/5/2012, with W Capital Partners II, L.P., Trident SBI Holdings, LLC, PEPI Capital, LP, LCB Investment, LLC, Cohesive Capital Partners, L.P., and Athena Select Private Investment Fund LLC. 75 On 11/2/2012, Citizens First National Bank, Princeton, IL, the banking subsidiary of Princeton National Bancorp, was closed by the Office of the Comptroller of the Currency, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 76 On 11/13/2012, Treasury entered into an agreement with Community Financial Shares, Inc. (“CFS”) pursuant to which Treasury agreed to sell its CPP preferred stock back to CFS at a discount subject to the satisfaction of the conditions specified in the agreement. 35 Footnote Footnote Description 77 In connection with the merger of Fidelity Bancorp, Inc. (“Fidelity”) and WesBanco, Inc. (“WesBanco”) effective 01/01/2012, Treasury (i) sold to WesBanco all of the preferred stock that had been issued by Fidelity to Treasury for a purchase price of $7,000,000 plus accrued dividends and (ii) exchanged the Fidelity warrant held by Treasury for a like WesBanco warrant, pursuant to the terms of an agreement among Treasury and WesBanco entered into on 11/28/2012. 78 On 11/30/12, Western Reserve Bancorp, Inc. was acquired by an affiliate of Westfield Bancorp, Inc. Pursuant to the terms of the merger, each outstanding share of Series A and Series B preferred stock issued to Treasury was redeemed for the respective principal amount together with accrued and unpaid dividends thereon. 79 On 2/20/2013, Treasury sold its CPP preferred stock and warrant issued by First Sound Bank (“First Sound”) back to First Sound for an aggregate purchase price of $3,700,000, pursuant to the terms of the agreement between Treasury and First Sound entered into on 11/30/2012. 80 On 4/9/2013, Treasury sold its CPP preferred stock and warrant issued by PremierWest Bancorp (“PremierWest”) pursuant to an agreement with PremierWest and Starbuck Bancshares, Inc. (“Starbuck”) entered into on 12/11/2012. 81 In connection with the merger of Community Financial Corporation (“Community Financial”) and City Holding Company (“City Holding”) effective 1/09/13, Treasury (i) sold to City Holding all of the preferred stock that had been issued by Community Financial to Treasury for a purchase price of $12,643,000 plus accrued dividends and (ii) exchanged the Community Financial warrant held by Treasury for a like City Holding warrant, pursuant to the terms of an agreement among Treasury and City Holding entered into on 1/09/13. 82 On 1/29/2013, Treasury executed a placement agency agreement pursuant to which Treasury agreed to sell 9,950 shares of Coastal Banking Company, Inc. Preferred stock at $815.00 per share (less a placement agent fee) for net proceeds of $8,028,157.50. On 2/6/2013, the placement agent notified Coastal Banking Company, Inc. that, pursuant to the placement agency agreement, it was terminating the transaction and, therefore, Treasury did not receive any proceeds or pay any fees in connection with the transaction. 83 On 2/15/2013, Treasury sold its CPP preferred stock and warrant issued by BancTrust Financial Group, Inc. (“BancTrust”) pursuant to an agreement with BancTrust and Trustmark Corporation (“Trustmark”) entered into on 02/11/2013. 84 On 8/14/2013, Treasury sold its CPP preferred stock issued by Florida Bank Group, Inc. (“FBG”) back to FBG for an aggregate purchase price of $8,000,000, pursuant to the terms of the agreement between Treasury and FBG entered into on 2/12/13. 85 On 2/15/2013, pursuant to the terms of the merger of Pacific International Bancorp, Inc. (“Pacific International”) with BBCN Bancorp, Inc. (“BBCN”), Treasury received $7,474,619.97 (representing the par amount together with accrued and unpaid dividends thereon) in respect of the preferred stock that had been issued to Treasury by Pacific International. Treasury exchanged its Pacific International warrant for an equivalent warrant issued by BBCN. 86 On 4/12/2013, Treasury completed (i) the sale of its CPP preferred in Citizens Republic Bancorp, Inc. (Citizens Republic) to FirstMerit Corporation (FirstMerit) and (ii) the exchange of its warrant in Citizens Republic for a warrant issued by FirstMerit, pursuant to a securities purchase agreement, dated as of 2/19/13, among Treasury, FirstMerit and Citizens Republic. 87 On 4/11/2013, Treasury completed the exchange of its First Security Group, Inc. (FSGI) preferred stock for common stock, pursuant to an exchange agreement, dated as of 2/25/2013, between Treasury and FSGI, and sold the resulting FSGI common stock, pursuant to securities purchase agreements, each dated as of 4/9/2013, between Treasury and the purchasers party thereto. 88 On 3/19/2013, Treasury exercised its warrant on a cashless basis and received (i) 186,589 shares of common stock and (ii) $71.62 in cash in lieu of fractional shares. Treasury sold such shares of common stock on 3/19/2013. 89 As a result of the acquisition of ECB Bancorp, Inc. by Crescent Financial Bancshares, Inc., the preferred stock and warrant issued by ECB Bancorp, Inc. were exchanged for a like amount of securities of Crescent Financial Bancshares, Inc., pursuant to the terms of an agreement among Treasury, ECB Bancorp, Inc., and Crescent Financial Bancshares, Inc. entered into on 4/1/2013. 90 As a result of the merger of Annapolis Bancorp, Inc. into F.N.B. Corporation, the warrant issued by Annapolis Bancorp, Inc. was exchanged for a like warrant issued by F.N.B. Corporation, pursuant to the terms of an agreement among Treasury, Annapolis Bancorp, Inc., and F.N.B. Corporation entered into on 4/6/2013. 91 On 04/05/2013, Gold Canyon Bank, Gold Canyon, Arizona was closed by the Arizona Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 36 Footnote Footnote Description 92 On 04/09/2013, Indiana Bank Corp. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the Southern District of Indiana. 93 On 7/17/13, Treasury entered into a securities purchase agreement with Central Virginia Bankshares, Inc. (CVB) and C&F Financial Corporation (C&F) pursuant to which Treasury agreed to sell to C&F the CPP preferred stock and warrant issued by CVB, subject to the conditions specified in such agreement. The sale was completed on 10/01/2013. 94 On 8/12/2013, Anchor BanCorp Wisconsin Inc. ( “Anchor”) filed a voluntary petition for Chapter 11 protection in the U.S. Bankruptcy Court for the Western District of Wisconsin to implement a “pre-packaged” Plan of Reorganization in order to facilitate the restructuring of Anchor. On 9/27/ 2013, the Plan of Reorganization became effective in accordance with its terms, pursuant to which (i) Treasury’s preferred stock was exchanged for 60,000,000 shares of common stock (the “Common Stock”) and (ii) Treasury’s warrant was cancelled. On 9/27/2013, Treasury sold the Common Stock to purchasers pursuant to securities purchase agreements entered into on 9/19/2013. 95 On 7/5/2013, Rogers Bancshares, Inc. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the Eastern District of Arkansas. 96 On 8/22/2013, Treasury exchanged its preferred stock in Broadway Financial Corporation for 10,146 shares of common stock equivalent representing (i) 50% of the liquidation preference of the preferred stock, plus (ii) 100% of previously accrued and unpaid dividends on the preferred stock ($2,646,000). The common stock equivalent will be converted to common stock upon the receipt of certain shareholder approvals. 97 This institution has entered into bankruptcy or receivership. For a full list of institutions that have entered bankruptcy or receivership and Treasury's remaining investments, reference appendices B and C in the section titled “Capital Purchase Program Institutions” in the most recent report to congress found on Treasury’s website: http://www.treasury.gov/initiatives/financialstability/reports/Pages/Monthly-Report-to-Congress.aspx. 98 On 10/30/2013, Treasury entered into an agreement with Monarch Community Bancorp, Inc. (Monarch) to exchange Treasury's CPP warrant and $6,785,000 of preferred stock for common stock. The exchange was subject to the fulfillment by Monarch of certain conditions, including the satisfactory completion of a capital plan. On 11/15/2013, the exchange of the CPP warrant and preferred stock for common stock was completed and Treasury sold such common stock to purchasers pursuant to securities purchase agreements dated as of 11/15/2013. 99 On 12/5/2013, Treasury's 10,146 shares of common stock equivalent in Broadway Financial converted to 10,146,000 shares of common stock. 100 On 12/13/2013, Texas Community Bank, National Association, The Woodlands, Texas, the banking subsidiary of TCB Holding Company, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 101 As a result of a reincorporation merger of Community Bankers Trust Corporation, a Delaware corporation (CBTC Delaware) into Community Bankers Trust Corporation, a Virginia corporation (CBTC Virginia), the outstanding preferred stock and warrant issued by CBTC Delaware were exchanged for a like amount of securities issued by CBTC Virginia, pursuant to the terms of an agreement among Treasury, CBTC Delaware and CBTC Virginia entered into on 1/1/14. 102 On 10/15/13, Treasury entered into a securities purchase agreement with First-Citizens Bank & Trust Company (FCBTC) and 1st Financial Services Corporation (FFSC) pursuant to which Treasury agreed to sell to FCBTC the CPP preferred stock and warrant issued by FFSC, subject to the conditions specified in such agreement. The sale was completed on 12/31/2013. 103 On 1/31/2014, Syringa Bank, Boise, Idaho, the banking subsidiary of Syringa Bancorp, was closed by the Idaho Department of Finance, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 104 On 4/1/2014, pursuant to the terms of the merger of Alaska Pacific Bancshares, Inc. with Northrim Bancorp, Inc., Treasury received $2,370,908.26 for the warrants that had been issued to Treasury by Alaska Pacific Bancshares, Inc. 105 On 4/18/2014, Treasury entered into an agreement with Bank of the Carolinas Corporation (“BCAR”) pursuant to which Treasury agreed to sell its CPP preferred stock and warrant back to BCAR at a discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 7/16/2014. 106 On 4/24/2014, Treasury sold all of its preferred stock issued by Bankers’ Bank of the West Bancorp, Inc. (BBW) to private investors for total proceeds of $13.5million, pursuant to securities purchase agreements dated as of April 21, 2014. BBW paid all accrued and unpaid dividends on the preferred stock as of April 24, 2014. 107 On 4/25/2014, Treasury entered into a securities purchase agreement with Provident Community Bankshares, Inc. (PCBS) and Park Sterling Corporation (Park Sterling) pursuant to which Treasury agreed to sell to Park Sterling the CPP preferred stock and warrant issued by PCBS, subject to the conditions specified in such agreement. The sale was completed on 4/30/2014. 37 Footnote Description Footnote 108 On 4/24/2014, Idaho Bancorp filed for Chapter 11 protection in the U.S. Bankruptcy Court for the District of Idaho. On 11/25/2014, the bankruptcy court for the District of Idaho confirmed Idaho Bancorp’s amended plan of reorganization. On 8/5/2015 and 9/29/2015, UST received net distributions of $427,844.29 and $3,522.87, respectively, from Idaho Bancorp (after payment to the Department of Justice of a 3% litigation fee). 109 On 4/30/2014, Treasury completed the exchange of its Northern States Financial Corporation preferred stock for common stock, pursuant to an exchange agreement, dated as of 4/29/2014, with Northern States Financial Corporation, and immediately sold the resulting Northern States Financial Corporation common stock, pursuant to securities purchase agreements, each dated as of 4/29/14, with Blue Pine Financial Opportunities Fund II, LP, EJF Sidecar Fund, Series LLC, Endeavour Regional Bank Opportunities Fund L.P., Endeavour Regional Bank Opportunities Fund II L.P., Hot Creek Investors, L.P.,JCSD Partners, LP, and PRB Investors, LP. 110 On 5/23/2014 Treasury completed the sale of its CommunityOne Bancorp common stock in an underwritten public offering. 111 On 5/30/2014, Treasury entered into a securities purchase agreement with Highlands Independent Bancshares, Inc. ("Highlands") and HCBF Holding Company, Inc. ("HCBF") pursuant to which Treasury agreed to sell to HCBF the CPP preferred stock issued by Highlands, subject to the conditions specified in such agreement. The sale was completed on 10/24/2014. 112 On 6/30/2014, BCB Holding Company, Inc. (the “Institution”) repurchased their preferred and warrant preferred shares from Treasury and funds were wired from the Institution to the Bank of New York Mellon (BNYM) for the benefit of Treasury. The repurchase was finalized after the close of business on 6/30/14 and the funds were subsequently transferred from BNYM to Treasury on 7/1/2014. 113 On 8/28/2014, Treasury entered into an agreement with Central Bancorp, Inc. and Hanmi Financial Corporation, in connection with a merger, pursuant to which Treasury agreed to sell its Central Bancorp, Inc. CPP preferred stock (including warrant preferred stock) to Hanmi Financial Corporation for (i) $23,625,000, plus (ii) all accrued and unpaid dividends, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 8/29/2014. 114 On 10/17/2014, Treasury completed the exchange of its Regent Bancorp, Inc. preferred stock and warrant-preferred stock for common stock, pursuant to an exchange agreement, dated as of 10/16/2014, with Regent Bancorp, Inc., and immediately sold the resulting Regent Bancorp, Inc. common stock to purchasers pursuant to securities purchase agreements dated as of 10/16/2014. 115 On 10/30/2014, Treasury entered into an agreement with Columbia Banking System, Inc. (Columbia) pursuant to which Treasury agreed to sell its warrant in Intermountain Community Bancorp to Columbia subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 10/31/2014. 116 The subsidiary bank of Rising Sun Bancorp, NBRS Financial, was closed by the Maryland Office of the Commissioner of Financial Regulation, and the FDIC was named Receiver on Friday, 10/17/2014. 117 The subsidiary bank of Western Community Bancshares, Inc., Frontier Bank, was closed by the Office of the Comptroller of the Currency, and the FDIC was named Receiver on Friday, 11/7/2014. 118 On 9/8/2014, Treasury gave Credit Suisse Securities (USA) LLC discretionary authority, as its sales agent, to sell subject to certain parameters shares of common stock from time to time during the period ending on 12/7/2014. Completion of the sale under this authority occurred on December 5, 2014. 119 On 12/10/2014, Treasury sold all of its preferred stock issued by NCAL Bancorp to purchasers for total proceeds of $3.9 million, pursuant to a securities purchase agreement dated as of November 25, 2014. 120 As a result of the merger of Farmers & Merchants Bancshares, Inc. into Allegiance Bancshares, Inc., the outstanding preferred stock and warrant preferred stock issued by Farmers & Merchants Bancshares, Inc. was exchanged for a like amount of securities issued by Allegiance Bancshares, Inc., pursuant to the terms of an agreement among Treasury, Farmers & Merchants Bancshares, Inc. and Allegiance Bancshares, Inc., entered into on 1/1/2015. 121 On 12/11/2014, Treasury gave Credit Suisse Securities (USA) LLC discretionary authority, as its sales agent, to sell subject to certain parameters shares of common stock from time to time during the period ending on 3/8/2015. Completion of the sale under this authority occurred on 3/6/2015. 122 On 03/17/2015, Treasury sold all of its preferred stock issued by U.S. Century Bank to purchasers for total proceeds of $12.3 million, pursuant to a securities purchase agreement dated as of March 17, 2015. 38 Footnote Description Footnote 123 On 7/15/2015, Treasury entered into an agreement with Suburban Illinois Bancorp, Inc. (Suburban), pursuant to which Treasury agreed to sell its CPP senior subordinated securities to Suburban for (i) $15,750,000, plus (ii) all accrued and unpaid dividends through 4/1/2015 subject to the conditions specified in such agreement. This transaction was in conjunction with a merger between Suburban and Wintrust Financial Corporation. The sale was completed on 7/16/2015. 124 On 8/4/2015, Treasury entered into an agreement with City National Bancshares Corporation (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to the Company at a discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 8/7/2015. 125 On 3/4/2011, Treasury completed the sale to Community Bancorp LLC (“CBC”) of all Preferred Stock and Warrants issued by Cadence Financial Corporation (“Cadence”) to Treasury for an aggregate purchase price of $39,014,062.50, pursuant to the terms of the agreement between Treasury and CBC entered into on 10/29/2010. 126 On 8/27/2015, Treasury entered into an agreement with Patapsco Bancorp, Inc. and Howard Bancorp, Inc., in connection with a merger pursuant to which Treasury agreed to sell its Patapsco Bancorp, Inc. CPP preferred stock (including warrant preferred stock) to Howard Bancorp, Inc. for (i) $6,300,000, plus (ii) all accrued and unpaid dividends, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 8/28/2015. 127 On 9/18/2015, Treasury entered into an agreement with Goldwater Bank, N.A. and Kent Wiechert, pursuant to which Treasury agreed to sell all of its CPP preferred stock issued by Goldwater Bank, N.A.to Wiechert for total proceeds of $1,348,000 subject to the satisfaction of conditions specified in the agreement. The sale was completed on 9/21/2015. 128 On 10/2/2015, Treasury completed the exchange of its Capital Commerce Bancorp, Inc. preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement of the same date with Capital Commerce Bancorp, Inc. The consideration for that exchange included accrued and unpaid dividends through June 30, 2015. As part of the exchange transaction, Treasury immediately sold the resulting Capital Commerce Bancorp, Inc. common stock to purchasers pursuant to securities purchase agreements, each dated as of 10/2/2015, with the purchaser parties thereto. 129 On 11/13/2015, Treasury received $3.88 million from the Department of Justice as a payment related to the United States’ $4.00 million False Claims Act action against the estate and trusts of the late Layton P. Stuart, former owner, president, and Chief Executive Officer of One Financial Corporation. 130 On 12/23/2015, Treasury completed the exchange of its CalWest Bancorp preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement of the same date with CalWest Bancorp. As part of that transaction, Treasury immediately sold the resulting CalWest Bancorp common stock to purchasers pursuant to securities purchase agreements, each dated as of 12/23/2015, with the purchaser parties thereto. 131 On 2/29/2016, Treasury entered into an agreement with HCSB (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to the Company at a discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 4/11/2016. 132 Sonoma Valley Bancorp was liquidated and dissolved pursuant to the provision of the California Corporations Code. As part of that liquidation and dissolution, UST received a distribution of $150,000 from Sonoma Valley Bancorp on 6/15/2016. 133 On 6/30/2016, Treasury completed the exchange of its Liberty Shares, Inc. preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement of the same date with Liberty Shares, Inc. As part of that transaction, Treasury immediately sold the resulting Liberty Shares, Inc. common stock to purchasers pursuant to securities purchase agreements, each dated as of 6/30/2016, with the purchaser parties thereto. 134 On 7/1/2016, Treasury completed the sale to United Community Banks, Inc. (UCBI) of all of its CPP preferred stock and associated warrants issued by Tidelands Bancshares, Inc. (Tidelands) to UCBI for total proceeds of $8,984,227 subject to the satisfaction of conditions specified in the agreement. This transaction was in conjunction with a merger between Tidelands and UCBI. 135 On 6/28/2016, the United States completed a settlement of several lawsuits related to Treasury’s investment in One Financial Corporation (OFC). As a result of that settlement, it received 344,227 shares of OFC common stock on 6/23/2016. 136 On 12/21/2016, Treasury entered into an agreement with Broadway Financial Corporation, First Republic Bank, and Broadway Federal Bank, f.s.b Employee Ownership Trust, pursuant to which Treasury agreed to sell part of its CPP common stock to the three entities for total proceeds of $7,477,547.40 subject to the satisfaction of conditions specified in the agreement. The transaction was completed on December 22, 2016. 137 On 12/28/2016, Treasury entered into an agreement with Allied First Bancorp (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to the Company at a discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/28/2016. 39 Footnote Description Footnote 138 On 2/28/2017, Treasury completed the exchange of its Citizens Commerce Bancshares, Inc. preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement of the same date with Citizens Commerce Bancshares, Inc. As part of that transaction, Treasury immediately sold the resulting Citizens Commerce Bancshares, Inc. common stock to purchasers pursuant to securities purchase agreements, each dated as of 2/28/2017, with the purchaser parties thereto. 139 On 5/8/2017, Treasury obtained 344,577 shares of One Bank & Trust common shares in an Execution Sale conducted by the United States Marshal’s Service. 140 On 5/15/2017, Treasury sold 10,291,553 shares of First BanCorp common stock at $5.61 per share for total proceeds of $57,735,612. 141 On 5/31/17, Treasury received a court ordered $100.00 restitution check from a former executive of United Commercial Bank. 142 On 6/28/2017, Treasury entered into agreements with Broadway Financial Corporation, Pacific Western Bank and Community Bank, pursuant to which Treasury agreed to sell part of its CPP common stock to Pacific Western Bank and Community Bank for total proceeds of $3,480,975 subject to the satisfaction of conditions specified in the agreement. The transaction was completed on 6/29/2017. 143 On 6/30/2017, Cecil Bancorp, Inc. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the District of Maryland (Baltimore). 144 On 9/7/2017, Treasury completed the exchange of its Grand Mountain Bancshares, Inc. preferred stock for common stock pursuant to an exchange agreement of the same date with Grand Mountain Bancshares, Inc.. As part of that transaction, Treasury immediately sold the resulting Grand Mountain Bancshares, Inc. common stock to purchasers pursuant to securities purchase agreements, each dated as of 9/7/2017, with the purchaser parties thereto. 145 On 9/21/2017, Treasury entered into agreements with Broadway Financial Corporation and Pacific Premier Bank, pursuant to which Treasury agreed to sell part of its CPP common stock to Pacific Premier Bank for total proceeds of $1,877,894.30 subject to the satisfaction of conditions specified in the agreement. The transaction was completed on 9/21/2017. 146 Pursuant to the 10/11/2017 Confirmation Order of the United States Bankruptcy Court for the District of Maryland, on 10/26/2017 Treasury completed the exchange of its Cecil Bancorp, Inc. (Cecil) preferred stock for common stock pursuant to an exchange agreement of the same date with Cecil. As part of that transaction, Treasury immediately (i) sold the resulting Cecil common stock to purchasers pursuant to securities purchase agreements, each dated as of 10/26/2017, with the purchaser parties thereto and (ii) cancelled Treasury’s warrant. 147 On 5/17/2018, Treasury exercised its warrant on a cashless basis and received (i) 730,571 shares of common stock and (ii) $6.58 in cash in lieu of fractional shares. Treasury sold such shares of common stock on 5/21/2018 for total proceeds of $5,702,106.66. 148 On 5/22/2018, Treasury entered into an agreement with Pinnacle Bank Holding Company, Inc. (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to the Company at a discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 5/22/2018. 149 On 7/13/2018, Treasury exchanged its preferred stock in Harbor Bankshares Corporation (“Harbor”) and all accrued, unpaid dividends on that stock for 5,491,843 shares of common stock and payment of $2,272,617 pursuant to the terms of the exchange agreement between Treasury and Harbor entered into on that day. 150 On 07/16/2018, Treasury entered into an agreement with CSS, LLC (CSS) pursuant to which Treasury agreed to sell its warrant in Synovus Financial Corp. to CSS subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 07/17/2018. 151 On 7/31/2018, Treasury entered into an agreement with One Bank & Trust, N.A. and First Paragould Bankshares, Inc., pursuant to which Treasury agreed to sell its 344,577 shares of CPP common stock in One Bank & Trust, N.A. to First Paragould Bankshares, Inc. for total proceeds of $3,515,448.62 subject to the satisfaction of conditions specified in the agreement. The transaction was completed on 7/31/2018. 152 On 8/15/18, Treasury determined that its securities holdings in One Financial Corporation (OFC) were worthless because OFC is defunct, cannot be located, and has no assets. OFC has: ceased all operations; not had any directors or officers since early 2013; not filed with the Federal Reserve since early 2013; failed to file tax returns or make payments to the Arkansas Secretary of State since 2013, and; had its’ charter revoked by the Arkansas Secretary of State for failure to file. Treasury determined that OFC has not had any assets since May 8, 2017 when Treasury purchased OFC’s common shares in OFC’s former banking subsidiary One Bank in an execution sale held by the United States’ Marshals Service. 153 On 1/16/2019, Treasury entered into an agreement with Harbor Bankshares Corporation, pursuant to which Treasury agreed to sell part of its CPP common stock to Harbor Bankshares Corporation for total proceeds of $999,999.97 subject to the satisfaction of conditions specified in the agreement. The transaction was completed on 1/16/2019. 40 CAPITAL PURCHASE PROGRAM - CITIGROUP, INC. COMMON STOCK DISPOSITION Date 4/26/2010 5/26/2010 5/26/2010 6/30/2010 7/23/2010 9/30/2010 10/19/2010 12/6/2010 6 Pricing Mechanism Number of Shares Proceeds 7 1 $4.1217 1,500,000,000 $ 6,182,493,158 $3.8980 1,108,971,857 $ 4,322,726,825 $3.9090 1,500,000,000 $ 5,863,489,587 $4.2609 1,165,928,228 $ 4,967,921,811 $4.3500 2,417,407,607 $ 10,515,723,090 2 3 4 5 12/6/2010 Total Proceeds: $31,852,354,471 1/ On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. 2/ On May 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. 3/ On July 23, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on September 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occured on September 30, 2010. 4/ On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. 5/ On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. Closing of the offering is subject to the fulfillment of certain closing conditions. 6/ The price set forth is the weighted average price for all sales of Citigroup, Inc. common stock made by Treasury over the course of the corresponding period. 7/ Amount represents the gross proceeds to Treasury. 41 *Investment Status Definition Key COMMUNITY DEVELOPMENT CAPITAL INITIATIVE Full investment outstanding: Treasury's full investment is still outstanding Redeemed – institution has repaid Treasury’s investment Sold – by auction, an offering, or through a restructuring Exited bankruptcy/receivership - Treasury has no outstanding investment Currently not collectible - investment is currently not collectible; therefore there is no outstanding investment and a corresponding (Realized Loss) / (Write-off) In full – all of Treasury’s investment amount In part – part of the investment is no longer held by Treasury, but some remains Capital Repayment / Disposition / Auction UST Number UST1402 UST1402 UST1454 UST1454 UST1378 UST1378 UST1456 UST1456 UST1456 UST1453 UST1453 UST0767 UST0767 UST0938 UST0938 UST1373 UST1373 UST1399 UST1399 UST1428 UST1428 UST1401 UST1401 UST1395 UST1408 UST1408 UST1382 UST1382 UST1382 UST0413 UST0900 UST0900 UST0318 UST0318 UST0318 UST0318 UST0956 UST0956 UST0354 UST0354 UST1423 UST1423 UST1391 UST1391 UST1421 UST1430 UST1430 UST1389 UST1389 UST1444 UST1444 UST1447 UST1447 UST1431 UST1431 UST1372 UST1372 UST0596 UST0596 UST0596 UST0649 UST0649 UST1297 UST1297 UST1420 UST1420 UST0344 UST0344 UST1199 UST1199 UST1443 UST1443 UST1384 UST1384 UST1425 UST1425 UST1433 UST1433 UST1233 UST1233 UST1439 UST1439 UST1398 UST1163 Footnote 26 8 8 8 8 3,4,14 8,11 8 8 8 27 8,10 8 3,6 20 3,5,8,33 3,12 3,4 21 34 39 8 8 8 3 3,8 3,8 8 3,8 3,17 8 8 28 8 3,8 8 3,4,8 Institution Name Alternatives Federal Credit Union Alternatives Federal Credit Union American Bancorp of Illinois, Inc. American Bancorp of Illinois, Inc. Atlantic City Federal Credit Union Atlantic City Federal Credit Union Bainbridge Bancshares, Inc. Bainbridge Bancshares, Inc. Bainbridge Bancshares, Inc. Bancorp of Okolona, Inc. Bancorp of Okolona, Inc. BancPlus Corporation BancPlus Corporation BankAsiana BankAsiana Bethex Federal Credit Union Bethex Federal Credit Union Border Federal Credit Union Border Federal Credit Union Brewery Credit Union Brewery Credit Union Brooklyn Cooperative Federal Credit Union Brooklyn Cooperative Federal Credit Union Buffalo Cooperative Federal Credit Union Butte Federal Credit Union Butte Federal Credit Union Carter Federal Credit Union Carter Federal Credit Union Carter Federal Credit Union Carver Bancorp, Inc CFBanc Corporation CFBanc Corporation Citizens Bancshares Corporation Citizens Bancshares Corporation Citizens Bancshares Corporation Citizens Bancshares Corporation Community Bancshares of Mississippi, Inc. Community Bancshares of Mississippi, Inc. Community Bank of the Bay Community Bank of the Bay Community First Guam Federal Credit Union Community First Guam Federal Credit Union Community Plus Federal Credit Union Community Plus Federal Credit Union Cooperative Center Federal Credit Union D.C. Federal Credit Union D.C. Federal Credit Union East End Baptist Tabernacle Federal Credit Union East End Baptist Tabernacle Federal Credit Union Episcopal Community Federal Credit Union Episcopal Community Federal Credit Union Fairfax County Federal Credit Union Fairfax County Federal Credit Union Faith Based Federal Credit Union Faith Based Federal Credit Union Fidelis Federal Credit Union Fidelis Federal Credit Union First American International Corp. First American International Corp. First American International Corp. First Choice Bank First Choice Bank First Eagle Bancshares, Inc. First Eagle Bancshares, Inc. First Legacy Community Credit Union First Legacy Community Credit Union First M&F Corporation First M&F Corporation First Vernon Bancshares, Inc. First Vernon Bancshares, Inc. Freedom First Federal Credit Union Freedom First Federal Credit Union Gateway Community Federal Credit Union Gateway Community Federal Credit Union Genesee Co-op Federal Credit Union Genesee Co-op Federal Credit Union Greater Kinston Credit Union Greater Kinston Credit Union Guaranty Capital Corporation Guaranty Capital Corporation Hill District Federal Credit Union Hill District Federal Credit Union Hope Federal Credit Union IBC Bancorp, Inc. City Ithaca Ithaca Oak Brook Oak Brook Lander Lander Bainbridge Bainbridge Bainbridge Okolona Okolona Ridgeland Ridgeland Palisades Park Palisades Park Bronx Bronx Del Rio Del Rio Milwaukee Milwaukee Brooklyn Brooklyn Buffalo Biggs Biggs Springhill Springhill Springhill New York Washington Washington Atlanta Atlanta Atlanta Atlanta Brandon Brandon Oakland Oakland Hagatna Hagatna Rantoul Rantoul Berkeley Washington Washington Bridgeport Bridgeport Los Angeles Los Angeles Fairfax Fairfax Oceanside Oceanside New York New York Brooklyn Brooklyn Brooklyn Cerritos Cerritos Hanover Park Hanover Park Charlotte Charlotte Kosciusko Kosciusko Vernon Vernon Roanoke Roanoke Missoula Missoula Rochester Rochester Kinston Kinston Belzoni Belzoni Pittsburgh Pittsburgh Jackson Chicago State NY NY IL IL WY WY GA GA GA MS MS MS MS NJ NJ NY NY TX TX WI WI NY NY NY CA CA LA LA LA NY DC DC GA GA GA GA MS MS CA CA GU GU IL IL CA DC DC CT CT CA CA VA VA CA CA NY NY NY NY NY CA CA IL IL NC NC MS MS AL AL VA VA MT MT NY NY NC NC MS MS PA PA MS IL Date 9/24/2010 12/27/2016 9/17/2010 3/1/2017 9/24/2010 9/26/2012 9/24/2010 9/10/2014 1/7/2015 9/29/2010 3/13/2013 9/29/2010 10/18/2016 9/29/2010 10/1/2013 9/29/2010 11/18/2015 9/29/2010 10/15/2014 9/24/2010 10/3/2012 9/30/2010 12/27/2016 9/24/2010 9/24/2010 12/31/2014 9/29/2010 2/6/2013 4/11/2018 8/27/2010 9/17/2010 12/20/2016 8/13/2010 9/17/2010 12/30/2016 10/4/2017 9/29/2010 10/11/2016 9/29/2010 10/3/2018 9/24/2010 9/18/2018 9/29/2010 12/20/2016 9/24/2010 9/29/2010 12/30/2016 9/29/2010 10/1/2018 9/29/2010 4/11/2018 9/24/2010 9/13/2017 9/29/2010 8/19/2015 9/29/2010 10/14/2015 8/13/2010 8/15/2018 10/5/2018 9/24/2010 5/1/2013 9/17/2010 3/25/2016 9/29/2010 4/2/2014 9/29/2010 8/30/2013 9/29/2010 11/29/2016 9/29/2010 6/12/2013 9/24/2010 10/17/2012 9/17/2010 12/27/2016 9/29/2010 4/10/2012 7/30/2010 12/21/2016 9/29/2010 7/26/2017 9/17/2010 9/10/2010 Original Investment Type1 Subordinated Debentures Exchange From CPP Original Investment Amount $2,234,000.00 Outstanding Investment $0.00 Investment Status* Total Cash Back2 $2,334,902.34 Sold, in full Subordinated Debentures $5,457,000.00 $0.00 $6,549,066.96 Redeemed, in Full Subordinated Debentures $2,500,000.00 $0.00 $2,600,277.77 Redeemed, in Full Preferred Stock $3,372,000.00 Subordinated Debentures Preferred Stock $50,400,000.00 Preferred Stock $0.00 $3,297,000.00 $0.00 $30,514,000.00 $0.00 $5,250,000.00 $0.00 $0.00 $553,566.56 Redeemed, in Full $0.00 $3,523,697.78 Redeemed, in Full $0.00 $0.00 Subordinated Debentures Subordinated Debentures $145,000.00 $1,000,000.00 $145,000.00 $0.00 Subordinated Debentures $6,300,000.00 $0.00 Common Stock Preferred Stock $18,980,000.00 Preferred Stock $7,462,000.00 $5,781,000.00 $18,980,000.00 $0.00 $0.92 $5,457,000.00 5,457,000 $1.00 $2,500,000.00 2,500,000 $1.00 $2,372,000.00 $1,000,000.00 2,372 1,000 $1,000.00 $1,000.00 (Realized Loss) / (Write-off) Gain ($178,720.00) $3,297,000.00 3,297,000 $1.00 $75,250,020.00 80,914 $930.00 $5,250,000.00 5,250 $1,000.00 ($5,663,980.00) $5,565,583.34 Redeemed, in Full $502,000.00 $300,000.00 Avg. Price 2,234,000 $3,547,974.96 Redeemed, in Full $3,260,000.00 $1,096,000.00 Shares $85,045,109.22 Sold, in full Subordinated Debentures Subordinated Debentures (Fee) $2,055,280.00 $3,645,637.33 Redeemed, in Full Subordinated Debentures Subordinated Debentures Amount $502,000.00 502,000 $1.00 $3,260,000.00 3,260,000 $1.00 $1,096,000.00 1,096,000 $1.00 $280,000.00 300,000 $0.93 $1,140,388.00 Redeemed, in Full $317,450.00 Sold, in full ($20,000.00) $28,311.25 Full investment outstanding $1,085,388.88 Redeemed, in Full $1,000,000.00 1,000,000 $1.00 $2,500,000.00 $3,800,000.00 2,500,000 3,800,000 $1.00 $1.00 $5,549,760.00 5,781 $960.00 ($231,240.00) $4,227,049.00 $7,462,000.00 4,379 7,462 $965.30 $1,000.00 ($151,951.00) $50,778,000.00 54,600 $930.00 ($3,822,000.00) $4,060,000.00 4,060 $1,000.00 $2,650,000.00 2,650,000 $1.00 $415,000.00 450,000 $0.92 ($35,000.00) $970,900.00 1,022,000 $0.95 ($51,100.00) $7,000.00 7,000 $1.00 $1.00 $6,990,172.22 Redeemed, in Full $446,512.41 Full investment outstanding $6,273,348.50 Sold, in full $0.00 $13,305,408.94 Sold, in full $0.00 $57,366,400.00 Sold, in full $4,379,000.00 Preferred Stock $54,600,000.00 Preferred Stock $1,747,000.00 $2,313,000.00 $0.00 Subordinated Debentures $2,650,000.00 $0.00 Subordinated Debentures $450,000.00 $0.00 Subordinated Debentures Subordinated Debentures $2,799,000.00 $1,522,000.00 $2,799,000.00 $500,000.00 Subordinated Debentures $7,000.00 $0.00 $4,690,202.23 Redeemed, in Full $3,073,116.66 Redeemed, in Full $471,025.00 Sold, in full $546,504.75 Full investment outstanding $1,195,706.78 Sold, in part $8,120.00 Redeemed, in Full Subordinated Debentures $100,000.00 $0.00 $115,066.67 Redeemed, in Full Subordinated Debentures $8,044,000.00 $0.00 $9,165,244.22 Redeemed, in Full Subordinated Debentures $30,000.00 Subordinated Debentures Preferred Stock $14,000.00 $17,000,000.00 $0.00 $0.00 $15,411.67 Redeemed, in Full $0.00 $19,825,475.79 Redeemed, in Full $5,146,000.00 $0.00 $5,413,877.89 Redeemed, in Full Subordinated Debentures $7,875,000.00 $0.00 $9,223,112.50 Redeemed, in Full $1,000,000.00 $0.00 $30,000,000.00 $0.00 Preferred Stock $6,245,000.00 $0.00 $6,662,801.06 Sold, in full $0.00 $9,779,527.44 Redeemed, in Full $9,278,000.00 Subordinated Debentures $1,657,000.00 $0.00 Subordinated Debentures $300,000.00 $0.00 Subordinated Debentures Subordinated Debentures $350,000.00 $14,000,000.00 $360,714.44 Redeemed, in Full $113,650.00 Redeemed, in Full $100,000.00 $0.00 $4,520,000.00 $0.00 $4,205,000.00 $14,000.00 14,000 $1.00 $10,000,000.00 $7,000,000.00 10,000 7,000 $1,000.00 $1,000.00 $5,146,000.00 5,146 $1,000.00 $7,875,000.00 7,875,000 $1.00 $1,000,000.00 1,000,000 $1.00 $30,000,000.00 30,000 $1,000.00 $5,745,400.00 6,245 $920.00 $9,278,000.00 9,278,000 $1.00 $1,657,000.00 1,657,000 $1.00 $279,000.00 300,000 $0.93 $350,000.00 350,000 $1.00 $14,000,000.00 14,000,000 $1.00 $100,000.00 100,000 $1.00 ($499,600.00) $316,666.67 Sold, in full $16,773,983.33 Redeemed, in Full $4,520,000.00 $3,881,000.00 $1.00 $1,725,397.27 Redeemed, in Full $0.00 Subordinated Debentures Subordinated Debentures 30,000 $31,751,666.67 Redeemed, in Full $0.00 Subordinated Debentures $1.00 $30,000.00 $1,070,166.67 Redeemed, in Full Preferred Stock Subordinated Debentures 100,000 8,044,000 $32,933.34 Redeemed, in Full Preferred Stock Subordinated Debentures $100,000.00 $8,044,000.00 ($21,000.00) $890,440.00 Full investment outstanding $9,982,706.07 Redeemed, in Full 42 UST0938 UST1163 UST0801 UST0801 UST1451 UST1451 UST1295 UST1295 UST0526 UST0526 UST1403 UST1403 UST1403 UST1403 UST1403 UST1403 UST0551 UST0551 UST1374 UST1374 UST1256 UST1256 UST0139 UST0139 UST0139 UST1383 UST1383 UST1383 UST1387 UST1441 UST1441 UST1409 UST1409 UST0451 UST0451 UST1414 UST1414 UST1214 UST1214 UST1422 UST1422 UST0785 UST0785 UST1417 UST1417 UST1417 UST1450 UST1450 UST1438 UST1438 UST1207 UST1207 UST1207 UST1207 UST0208 UST0208 UST1379 UST1379 UST0490 UST0490 UST1370 UST1370 UST1429 UST1429 UST0478 UST0478 UST0511 UST0511 UST0754 UST0754 UST0754 UST1410 UST1410 UST1435 UST1435 UST0610 UST0610 UST1400 UST1400 UST1390 UST1390 UST1426 UST1426 UST0272 UST0272 UST1386 UST1386 UST1267 UST1267 UST1404 UST1404 UST1449 UST1449 UST1449 UST1449 UST1449 UST1458 UST1458 3,35 8 8 3,8 8 3,4,22 36 3,23 3,5,8 3,24 30 3,7 8 3,8 8,16 8 37 3,8 3,4,15 31 3,4,18 25 8 3,13 3,4,19 8 29 38 3 39 9 3,8 8 3,4,8 8 8,32 8 BankAsiana IBC Bancorp, Inc. IBW Financial Corporation IBW Financial Corporation Independent Employers Group Federal Credit Union Independent Employers Group Federal Credit Union Kilmichael Bancorp, Inc. Kilmichael Bancorp, Inc. Lafayette Bancorp, Inc. Lafayette Bancorp, Inc. Liberty County Teachers Federal Credit Union Liberty County Teachers Federal Credit Union Liberty County Teachers Federal Credit Union Liberty County Teachers Federal Credit Union Liberty County Teachers Federal Credit Union Liberty County Teachers Federal Credit Union Liberty Financial Services, Inc. Liberty Financial Services, Inc. Lower East Side People's Federal Credit Union Lower East Side People's Federal Credit Union M&F Bancorp, Inc. M&F Bancorp, Inc. Mission Valley Bancorp Mission Valley Bancorp Mission Valley Bancorp Neighborhood Trust Federal Credit Union Neighborhood Trust Federal Credit Union Neighborhood Trust Federal Credit Union North Side Community Federal Credit Union Northeast Community Federal Credit Union Northeast Community Federal Credit Union Opportunities Credit Union Opportunities Credit Union PGB Holdings, Inc. PGB Holdings, Inc. Phenix Pride Federal Credit Union Phenix Pride Federal Credit Union Premier Bancorp, Inc. Premier Bancorp, Inc. Prince Kuhio Federal Credit Union / Hawaii Federal Credit Union Prince Kuhio Federal Credit Union / Hawaii Federal Credit Union PSB Financial Corporation PSB Financial Corporation Pyramid Federal Credit Union Pyramid Federal Credit Union Pyramid Federal Credit Union Renaissance Community Development Credit Union Renaissance Community Development Credit Union Santa Cruz Community Credit Union Santa Cruz Community Credit Union Security Capital Corporation Security Capital Corporation Security Capital Corporation Security Capital Corporation Security Federal Corporation Security Federal Corporation Shreveport Federal Credit Union Shreveport Federal Credit Union Southern Bancorp, Inc. Southern Bancorp, Inc. Southern Chautauqua Federal Credit Union Southern Chautauqua Federal Credit Union Southside Credit Union Southside Credit Union State Capital Corporation State Capital Corporation The First Bancshares, Inc. The First Bancshares, Inc. The Magnolia State Corporation The Magnolia State Corporation The Magnolia State Corporation Thurston Union of Low-Income People (TULIP) Cooperative Credit Union / Harborstone Credit Union Thurston Union of Low-Income People (TULIP) Cooperative Credit Union / Harborstone Credit Union Tongass Federal Credit Union Tongass Federal Credit Union Tri-State Bank of Memphis Tri-State Bank of Memphis Tulane-Loyola Federal Credit Union Tulane-Loyola Federal Credit Union Union Baptist Church Federal Credit Union Union Baptist Church Federal Credit Union Union Settlement Federal Credit Union Union Settlement Federal Credit Union United Bancorporation of Alabama, Inc. United Bancorporation of Alabama, Inc. UNITEHERE Federal Credit Union (Workers United Federal Credit Union) UNITEHERE Federal Credit Union (Workers United Federal Credit Union) University Financial Corp, Inc. University Financial Corp, Inc. UNO Federal Credit Union UNO Federal Credit Union Vigo County Federal Credit Union Vigo County Federal Credit Union Vigo County Federal Credit Union Vigo County Federal Credit Union Vigo County Federal Credit Union Virginia Community Capital, Inc. Virginia Community Capital, Inc. Palisades Park Chicago Washington Washington Hilo Hilo Kilmichael Kilmichael Oxford Oxford Liberty Liberty Liberty Liberty Liberty Liberty New Orleans New Orleans New York New York Durham Durham Sun Valley Sun Valley Sun Valley New York New York New York Chicago San Francisco San Francisco Burlington Burlington Chicago Chicago Phenix City Phenix City Wilmette Wilmette Honolulu Honolulu Many Many Tucson Tucson Tucson Somerset Somerset Santa Cruz Santa Cruz Batesville Batesville Batesville Batesville Aiken Aiken Shreveport Shreveport Arkadelphia Arkadelphia Lakewood Lakewood San Antonio San Antonio Greenwood Greenwood Hattiesburg Hattiesburg Bay Springs Bay Springs Bay Springs Olympia Olympia Ketchikan Ketchikan Memphis Memphis New Orleans New Orleans Fort Wayne Fort Wayne New York New York Atmore Atmore New York New York St. Paul St. Paul New Orleans New Orleans Terre Haute Terre Haute Terre Haute Terre Haute Terre Haute Christiansburg Christiansburg NJ IL DC DC HI HI MS MS MS MS TX TX TX TX TX TX LA LA NY NY NC NC CA CA CA NY NY NY IL CA CA VT VT IL IL AL AL IL IL HI HI LA LA AZ AZ AZ NJ NJ CA CA MS MS MS MS SC SC LA LA AR AR NY NY TX TX MS MS MS MS MS MS MS WA WA AK AK TN TN LA LA IN IN NY NY AL AL NY NY MN MN LA LA IN IN IN IN IN VA VA 10/1/2013 4/4/2018 9/3/2010 12/30/2016 9/29/2010 11/18/2015 9/3/2010 11/2/2016 9/29/2010 1/27/2016 9/24/2010 4/2/2014 12/31/2014 12/16/2015 1/11/2017 2/7/2018 9/24/2010 12/20/2016 9/24/2010 12/30/2016 8/20/2010 12/20/2016 8/20/2010 9/24/2010 8/23/2017 9/24/2010 1/3/2019 1/30/2019 9/29/2010 9/24/2010 6/13/2018 9/29/2010 10/3/2018 8/13/2010 12/20/2016 9/24/2010 12/27/2016 8/13/2010 1/29/2013 9/24/2010 9/9/2015 9/29/2010 12/28/2012 9/24/2010 3/9/2016 11/22/2016 9/29/2010 8/2/2017 9/24/2010 1/10/2017 9/29/2010 9/9/2015 3/23/2016 5/27/2016 9/29/2010 10/31/2016 9/29/2010 12/27/2016 8/6/2010 11/29/2016 9/29/2010 12/20/2016 9/29/2010 10/30/2013 9/29/2010 10/11/2016 9/29/2010 12/6/2016 9/29/2010 12/17/2014 5/24/2017 9/24/2010 12/27/2016 9/24/2010 1/24/2017 8/13/2010 11/28/2018 9/24/2010 8/8/2018 9/24/2010 9/24/2018 9/29/2010 12/30/2016 9/3/2010 11/16/2016 9/29/2010 3/20/2013 7/30/2010 11/28/2012 9/24/2010 9/4/2013 9/29/2010 2/25/2015 12/23/2015 12/27/2016 1/17/2018 9/24/2010 6/29/2016 $5,250,000.00 $8,086,000.00 Preferred Stock $6,000,000.00 Subordinated Debentures $698,000.00 Subordinated Debentures Preferred Stock $0.00 $3,154,000.00 $4,551,000.00 Subordinated Debentures Preferred Stock $435,000.00 $5,645,000.00 Subordinated Debentures $0.00 5,250 8,086,000 $1,000.00 $1.00 $5,610,000.00 6,000 $935.00 $698,000.00 698,000 $1.00 $3,154,000.00 3,154,000 $1.00 $4,551,000.00 4,551 $1,000.00 $87,000.00 $87,000.00 $87,000.00 $87,000.00 $87,000.00 87,000 87,000 87,000 87,000 87,000 $1.00 $1.00 $1.00 $1.00 $1.00 $10,591,623.00 11,334 $934.50 $827,118.22 898,000 $0.92 ($70,881.78) $9,388,000.00 11,735 $800.00 ($2,347,000.00) $10,336,000.00 10,336 $2,000.00 $150,000.00 $133,000.00 150,000 133,000 $1.00 $1.00 $1.00 $6,369,000.00 Sold, in full ($390,000.00) $769,700.70 Redeemed, in Full $0.00 $3,756,668.07 Redeemed, in Full $0.00 $5,035,934.33 Redeemed, in Full $0.00 $481,433.83 Redeemed, in Full $5,689,000.00 $0.00 $12,005,854.33 Sold, in full $898,000.00 $0.00 $939,667.55 Sold, in full Preferred Stock $11,735,000.00 $0.00 $10,874,433.34 Sold, in full Preferred Stock $5,500,000.00 $0.00 $11,775,627.99 Redeemed, in Full $0.00 $336,183.18 Redeemed, in Full ($742,377.00) $4,836,000.00 Subordinated Debentures $283,000.00 Subordinated Debentures Subordinated Debentures $325,000.00 $350,000.00 $325,000.00 $0.00 Subordinated Debentures $1,091,000.00 $0.00 Preferred Stock $3,000,000.00 Subordinated Debentures Subordinated Debentures $153,000.00 $6,784,000.00 Subordinated Debentures Preferred Stock $273,000.00 $3,327,125.28 Sold, in full $0.00 $161,150.50 Sold, in full $300,072.50 Redeemed, in Full $0.00 $10,171,489.22 Redeemed, in Full $2,500,000.00 $0.00 Subordinated Debentures $31,000.00 $0.00 Subordinated Debentures $2,828,000.00 $0.00 Preferred Stock $17,910,000.00 Preferred Stock $18,000,000.00 Subordinated Debentures Preferred Stock $11,000,000.00 $0.00 $4,000,000.00 $0.00 $24,019,111.11 Sold, in full $2,646,000.00 $0.00 $2,764,776.00 Sold, in full $0.00 $1,802,139.70 Sold, in full Subordinated Debentures $1,100,000.00 $0.00 $1,167,894.44 Redeemed, in Full Subordinated Debentures $12,123,000.00 $7,922,000.00 $16,650,500.00 Sold, in full $0.00 $18,043,495.61 Sold, in full Subordinated Debentures $75,000.00 $0.00 $80,592.50 Sold, in full $1,600,000.00 $0.00 $1,754,666.66 Sold, in full $2,795,000.00 $1,795,000.00 $1,213,185.56 Redeemed, in part Subordinated Debentures $424,000.00 $0.00 $490,756.44 Redeemed, in Full Subordinated Debentures $10,000.00 $0.00 $11,600.00 Redeemed, in Full Subordinated Debentures Preferred Stock $295,000.00 $10,300,000.00 Subordinated Debentures Subordinated Debentures $11,926,000.00 $0.00 $0.00 $0.00 $59,821.50 Redeemed, in Full $0.00 $23,710,842.97 Redeemed, in Full $743,000.00 $0.00 $1,229,000.00 $0.00 Subordinated Debentures TOTALS $1,915,000.00 $363,290,000.00 $206,783,000.00 $0.00 $29,064,000.00 6,784,000 $0.01 ($6,704,100.00) $273,000.00 273,000 $1.00 $9,734,000.00 9,734 $1,000.00 $1,500,000.00 $930,000.00 1,500,000 1,000,000 $1.00 $0.93 $31,000.00 31,000 $1.00 $2,607,416.00 2,828,000 $0.92 $9,250,000.00 $3,000,000.00 $5,660,000.00 9,250 3,000 5,660 $1,000.00 $1,000.00 $1,000.00 $21,340,000.00 22,000 $970.00 ($660,000.00) $2,434,320.00 2,646,000 $0.92 ($211,680.00) $31,434,000.00 33,800 $930.00 ($2,366,000.00) $1,589,370.00 1,709,000 $0.93 ($119,630.00) $1,100,000.00 1,100,000 $1.00 $14,750,000.00 15,750 $936.51 ($1,000,000.00) $15,925,000.00 17,123 $930.04 ($1,198,000.00) $3,700,000.00 $4,222,000.00 3,700,000 4,222,000 $1.00 $1.00 $71,205.00 75,000 $0.95 ($3,795.00) $1,552,000.00 1,600,000 $0.97 ($48,000.00) $1,000,000.00 1,000 $1,000.00 $424,000.00 424,000 $1.00 $10,000.00 10,000 $1.00 $271,714.78 295,000 $0.92 $10,300,000.00 10,300 $1,000.00 ($70,000.00) ($220,584.00) $308,622.56 Sold, in full $57,000.00 Subordinated Debentures ($11,000.00) $79,900.00 ($60,000.00) ($23,285.22) $11,577,772.22 Redeemed, in Full $10,189,000.00 Subordinated Debentures $0.93 $9,276,380.53 Redeemed, in Full Subordinated Debentures Preferred Stock 153,000 $35,702,188.89 Sold, in full $0.00 $0.00 $142,000.00 $19,794,559.99 Redeemed, in Full $0.00 $5,000,000.00 $980.00 $2,963,429.78 Sold, in full $1,709,000.00 $15,750,000.00 3,000 $35,241.83 Redeemed, in Full $22,800,000.00 Preferred Stock $1.00 $2,940,000.00 $2,716,972.22 Sold, in full Subordinated Debentures Preferred Stock 350,000 1,091,000 $79,900.00 Sold, in full $0.00 Subordinated Debentures $350,000.00 $1,091,000.00 $1,266,651.00 Redeemed, in Full $0.00 $0.00 $9,734,000.00 $63,050.00 Full investment outstanding $404,036.11 Redeemed, in Full $57,000.00 57,000 $1.00 $22,115,000.00 22,115,000 $1.00 $743,000.00 743,000 $1.00 $491,600.00 $245,800.00 $358,018.00 $102,450.00 491,600 245,800 389,150 102,450 $1.00 $1.00 $0.92 $1.00 $1,915,000.00 $514,056,944.00 1,915,000 $1.00 $786,754.45 Redeemed, in Full $1,330,468.70 Sold, in full ($31,132.00) $2,135,756.94 Redeemed, in Full $580,038,222.11 $0.00 ($26,952,056.00) $0.00 43 Footnote Footnote Description 1 All pricing is at par. 2 Total Cash Back includes net capital repayments, interest and dividends, warrant proceeds, and other income (less expenses). This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of 3 investment with Treasury under the CDCI program terms. 4 Treasury made an additional investment in this institution at the time it entered the CDCI program. 5 Treasury made an additional investment in this institution after the time it entered the CDCI program. On 10/28/2011, Treasury completed the exchange of all Carver Bancorp, Inc. ("Carver") preferred stock held by Treasury for 2,321,286 shares of Carver common stock, pursuant to the 6 terms of the agreement between Treasury and Carver entered into on 06/29/2011. Accrued and previously unpaid dividends were paid on the date of the exchange. On 3/23/2012, Premier Bank, Wilmette, IL, the banking subsidiary of Premier Bancorp, Inc., was closed by the Illinois Department of Financial and Professional Regulation - Division of Banking, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. On 1/29/2013, UST received $79,900 representing the total amount of distributions paid to creditors as 7 a result of the liquidation of Premier Bancorp, Inc. Repayment pursuant to one or more of the following, as appropriate: Section 5 of the CDCI Certificate of Designation, Section 6.10 or 6.11 of the CDCI Securities Purchase Agreement, 8 and/or Section 5.11 of the CDCI Exchange Agreement. On 10/31/2014, in connection with the merger of Union Settlement Federal Credit Union (Union) with Lower East Side People’s Federal Credit Union (Lower East Side), Treasury exchanged its $295,000 in aggregate principal amount of Union senior subordinated securities for a like amount of additional Lower East Side senior subordinated securities. Accrued dividends on the 9 Union senior subordinated securities were paid on the date of the exchange. On 12/23/2014, in connection with the merger of Butte Federal Credit Union (Butte) with Self-Help Credit Union (SHFCU), Treasury exchanged its 1,000,000 in senior subordinated securities 10 for a like amount of SHFCU senior subordinated securities. Accrued and unpaid interest were paid on the date of the exchange. On 10/1/2013, Treasury completed the sale to Wilshire Bancorp, Inc. (“Wilshire”) of all of the preferred stock that had been issued by BankAsiana (“BankAsiana”) to Treasury for a purchase price of $5,250,000 plus accrued dividends, pursuant to the terms of the agreement between Treasury, Wilshire and BankAsiana entered into on 9/25/2013 in connection with the merger of 11 Wilshire and BankAsiana. On 10/11/2016, Treasury entered into an agreement with Community Bancshares of Mississippi, Inc. (the “Company”) pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $50,778,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was 12 completed on 10/11/2016. On 10/11/2016, Treasury entered into an agreement with State Capital Corp. (the “Company”) pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $14,750,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 13 10/11/2016. On 10/18/2016, Treasury entered into an agreement with BancPlus Corporation (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $75,250,020 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 14 10/18/2016. On 10/31/2016, Treasury entered into an agreement with Security Federal Corporation (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $21,340,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 15 10/31/2016. On 11/22/2016, Treasury entered into an agreement with Pyramid Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $930,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was 16 completed on 11/22/2016. 44 Footnote 17 18 19 20 21 22 23 24 25 26 27 28 29 Footnote Description On 11/29/2016, Treasury entered into an agreement with First Vernon Bancshares, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $5,745,400 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 11/29/2016. On 11/29/2016, Treasury entered into an agreement with Southern Bancorp, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $31,434,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 11/29/2016. On 12/06/2016, Treasury entered into an agreement with The First Bancshares, Inc. (“the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $15,925,000.00 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/06/2016. On 12/20/2016, Treasury entered into an agreement with CFBanc Corporation (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $5,549,760 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/20/2016. On 12/20/2016, Treasury entered into an agreement with Community Plus Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $415,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/20/2016. On 12/20/2016, Treasury entered into an agreement with Liberty Financial Services, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $10,591,623 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/20/2016. On 12/20/2016, Treasury entered into an agreement with M&F Bancorp, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $9,388,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/20/2016. On 12/20/2016, Treasury entered into an agreement with PGB Holdings, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $2,940,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/20/2016. On 12/20/2016, Treasury entered into an agreement with Southern Chautauqua Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $1,589,370 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/20/2016. On 12/27/2016, Treasury entered into an agreement with Alternatives Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $2,055,280 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016. On 12/27/2016, Treasury entered into an agreement with Brooklyn Cooperative Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $280,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016. On 12/27/2016, Treasury entered into an agreement with Genesee Co-Op Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $279,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016. On 12/27/2016, Treasury entered into an agreement with Harborstone Credit Union (the “Company”), which had purchased Thurston Union of Low-Income People (TULIP) Cooperative Credit Union, pursuant to which Treasury agreed to sell its TULIP CDCI senior subordinated securities to the Company for fair value of $71,205 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016. 45 Footnote 30 31 32 33 34 35 36 37 38 39 Footnote Description On 12/27/2016, Treasury entered into an agreement with Phenix Pride Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $142,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016. On 12/27/2016, Treasury entered into an agreement with Shreveport Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $2,434,320 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016. On 12/27/2016, Treasury entered into an agreement with Vigo County Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell 389,150 of its CDCI senior subordinated securities to the Company for fair value of $358,018 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016. On 12/30/2016, Treasury entered into an agreement with Citizens Bancshares Corporation (the “Company”) pursuant to which Treasury agreed to sell its CDCI preferred stock to State Capital Corp. for fair value of $4,227,049 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/30/2016. On 12/30/2016, Treasury entered into an agreement with D.C. Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell 1,022,000 of its CDCI senior subordinated securities to the Company for fair value of $970,900 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/30/2016. On 12/30/2016, Treasury entered into an agreement with IBW Financial Corporation (the “Company”) pursuant to which Treasury agreed to sell its CDCI preferred stock to State Capital Corp. for fair value of $5,610,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/30/2016. On 12/30/2016, Treasury entered into an agreement with Lower East Side People's Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $1,098,833 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/30/2016. On 1/10/2017, Treasury entered into an agreement with Santa Cruz Community Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $2,607,416 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 1/10/2017. On 1/24/2017, Treasury entered into an agreement with Tongass Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $1,552,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 1/24/2017. This institution repaid Treasury on the date of maturity of its Subordinated Debentures. 46 AUTOMOTIVE INDUSTRY FINANCING PROGRAM Exchange/Transfer/Other Details Initial Investment City, State GMAC (Ally) Date Transaction Type Seller 12/29/2008 Purchase GMAC 5/21/2009 Purchase GMAC Convertible Preferred Stock w/ Exercised Warrants Detroit, MI 12/30/2009 Purchase Description Preferred Stock w/ Exercised $ Warrants GMAC Convertible Preferred Stock w/ Exercised Warrants $ $ Amount Pricing Mechanism 5,000,000,000 Par 7,500,000,000 Par 1,250,000,000 Par Date 12/30/2009 22 22, 26 12/30/2009 12/30/2010 Type Exchange for convertible preferred stock Partial conversion of preferred stock for common stock Partial conversion of preferred stock for common stock Amount Pricing Mechanism $ 5,000,000,000 N/A $ 3,000,000,000 N/A Obligor GMAC (Ally) GMAC (Ally) $ 1 Treasury Investment After Exchange/Transfer/Other 5,500,000,000 N/A 26 Description 21, 22 3, 26, 32, 38 Convertible Preferred Stock Amount/Equity % $ 5,937,500,000 Payment or Disposition Date Type 11/20/2013 Disposition 38 12/30/2009 Purchase 12/29/2008 Purchase 12/31/2008 Purchase 4/22/2009 Purchase GMAC General Motors Corporation General Motors Corporation General Motors Corporation $ 2,540,000,000 Par Debt Obligation $ 884,024,131 Par $ 13,400,000,000 Par $ 2,000,000,000 Par Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note 3/1/2011 2 5/29/2009 7/10/2009 4 7/10/2009 Exchange for amended and restated Trust Preferred Securities Exchange for equity interest in GMAC Exchange for preferred and common stock in New GM Exchange for preferred and common stock in New GM $ 2,667,000,000 N/A $ 884,024,131 N/A $ 13,400,000,000 N/A $ 2,000,000,000 N/A 27 GMAC (Ally) $ 5,925,000,000 1/23/2014 Partial Disposition $ 3,023,750,000 Common Stock 36.96% 4/15/2014 Partial Disposition41 $ 2,375,000,000 Common Stock 17.09% 5/14/2014 Partial Disposition42 $ 181,141,750 Common Stock 15.60% 9/12/2014 Partial Disposition43 $ 218,680,700 Common Stock 13.40% 10/16/2014 Partial Disposition44 $ 245,492,605 Common Stock 11.40% 45 $ 1,277,036,382 Common Stock $ 2,667,000,000 N/A $ 2,139,406,778 N/A $ 5/20/2009 General Motors Purchase Debt Obligation w/ Additional Note $ 4,000,000,000 Par 5 7/10/2009 Exchange for preferred and common stock in New GM $ 4,000,000,000 $ 2,667,000,000 6/3/2009 Purchase Purchase General Motors Corporation General Motors Corporation Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note $ $ 360,624,198 30,100,000,000 Par Par 6 8 7/10/2009 Exchange for preferred and common stock in New GM $ 360,624,198 7 General Motors Company 10, 11, Preferred Stock 24 $ 2,100,000,000 10, 11, General Motors Company 25 N/A N/A 7/10/2009 Exchange for preferred and common stock in New GM $ 22,041,706,310 N/A 7/10/2009 Transfer of debt to New GM $ 7,072,488,605 N/A 7/10/2009 Debt left at Old GM $ 985,805,085 N/A 0 3/2/2011 Disposition 28 0.00% 0 7 7 General Motors Holdings LLC 11, 12 Debt Obligation 12/15/2010 Repayment $ 11/18/2010 Partial Disposition 25 $ 11,743,303,903 Common Stock 36.9% 0 11/26/2010 Partial Disposition 25 $ 1,761,495,577 Common Stock 32.04% 12/21/2012 Partial Disposition 33 $ 5,500,000,000 Common Stock 21.97% 4/11/2013 Partial Disposition 34 $ 1,637,839,844 Common Stock 17.69% 6/12/2013 Partial Disposition 35 $ 1,031,700,000 Common Stock 13.80% 9/13/2013 Partial Disposition 36 $ 3,822,724,832 Common Stock 7.32% 11/20/2013 Partial Disposition 37 $ 2,563,441,956 Common Stock 2.24% 39 $ 1,208,249,982 Common Stock $ 360,624,198 Debt Obligation 12/18/2009 Partial Repayment $ 1,000,000,000 Debt Obligation $ 5,711,864,407 1/21/2010 $ 35,084,421 Debt Obligation $ 5,676,779,986 60.8% Common Stock Detroit, MI 5/27/2009 $ 3 7 General Motors Corporation N/A Remaining Investment Amount/Equity % 63.45% Common Stock Trust Preferred Securities 27 Remaining Investment Description 40 12/24/2014 Partial Disposition Trust Preferred Securities w/ Exercised Warrants Amount/ Proceeds $ 7,072,488,605 12/9/2013 Partial Disposition 7/10/2009 Partial Repayment Partial Repayment 0.00% $ 6,711,864,407 3/31/2010 Partial Repayment $ 1,000,000,000 Debt Obligation $ 4,676,779,986 4/20/2010 Repayment $ 4,676,779,986 $ 0 N/A 9 9 9 Motors Liquidation Company 29 Debt Obligation $ 985,805,085 3/31/2011 Partial Repayment $ 50,000,000 4/5/2011 Partial Repayment $ 45,000,000 5/3/2011 Partial Repayment $ 15,887,795 12/16/2011 Partial Repayment $ 144,444 12/23/2011 Partial Repayment $ 18,890,294 1/11/2012 Partial Repayment $ 6,713,489 10/23/2012 Partial Repayment $ 435,097 5/22/2013 Partial Repayment $ 10,048,968 9/20/2013 Partial Repayment $ 11,832,877 12/27/2013 Partial Repayment $ 410,705 1/9/2014 Partial Repayment $ 470,269 5/22/2015 Partial Repayment $ 8,325,185 8/1/2016 Partial Repayment $ 2,961,564 11/17/2016 Partial Repayment $ 5,033,898 3/16/2018 $ 12,912,262 Partial Repayment Right to recover proceeds Right to recover proceeds Right to recover proceeds Right to recover proceeds Right to recover proceeds Right to recover proceeds Right to recover proceeds Right to recover proceeds Right to recover proceeds Right to recover proceeds Right to recover proceeds Right to recover proceeds Right to recover proceeds Right to recover proceeds Right to recover proceeds N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 47 $ 12/28/2018 Partial Repayment 1/16/2009 Chrysler FinCo Chrysler FinCo Debt Obligation w/ Additional Note $ 1,500,000,000 Par 13 Farmington Hills, MI 1/2/2009 4/29/2009 Purchase Chrysler Holding Purchase Chrysler Holding Purchase Chrysler Holding 5/1/2009 Purchase Old Chrysler 5/20/2009 Purchase Old Chrysler 4/29/2009 Chrysler Purchase Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note $ 4,000,000,000 $ - $ 280,130,642 $ 1,888,153,580 $ - 6/10/2009 Par Par Transfer of debt to New Chrysler $ 500,000,000 N/A 19 20 Chrysler Holding Debt obligation w/ additional note $ 3,500,000,000 5/27/2009 Purchase New Chrysler 6,642,000,000 15 16 4/30/2010 - N/A Completion of bankruptcy proceeding; transfer of collateral security to liquidation trust $ (1,888,153,580) N/A 23 Old Carco Liquidation Trust 18 6/10/2009 Issuance of equity in New Chrysler $ - N/A Chrysler Group LLC Chrysler Group LLC Total Initial Investment Amount $ 4/17/2009 Partial Repayment 5/18/2009 Partial Repayment 6/17/2009 Partial Repayment 7/14/2009 Repayment 7/14/2009 Repayment* 5/14/2010 436,600 $ 3,499,055 $ 31,810,122 $ 51,136,084 $ 44,357,710 Right to recover proceeds Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Additional Note N/A $ 1,496,500,945 $ 1,464,690,823 $ 1,413,554,739 $ 1,369,197,029 $ 0 $ 1,369,197,029 $ 15,000,000 N/A - Termination and settlement payment $ 1,900,000,000 N/A - 20 17 $ Partial Repayment 14 23 Right to recover proceeds N/A Auburn Hills, MI Debt Obligation w/ Additional Note, Zero Coupon Note, Eq it 3/17/2009 Debt obligation w/ 19, 31 additional note & ero co pon note 30 81,344,932,551 Total Treasury Investment Amount $ Common equity $ 7,142,000,000 6.6% 7/10/2009 Repayment $ 280,130,642 5/10/2010 Proceeds from sale of collateral $ 30,544,528 Right to recover proceeds N/A 9/9/2010 Proceeds from sale of collateral $ 9,666,784 Right to recover proceeds N/A 12/29/2010 Proceeds from sale of collateral $ Right to recover 7,844,409 proceeds N/A 4/30/2012 Proceeds from sale of collateral $ 9,302,185 Right to recover proceeds N/A 9/21/2015 Proceeds from sale of collateral $ 93,871,306 Right to recover proceeds N/A 9/29/2015 Proceeds from sale of collateral $ 6,341,426 Right to recover proceeds N/A 2/26/2016 Proceeds from sale of collateral $ 2,000,000 Right to recover proceeds N/A $ 5,076,460,000 $ 2,065,540,000 5/24/2011 Repayment - Principal 5/24/2011 Termination of undrawn facility 5/24/2011 Repayment* - Additional Note $ 288,000,000 5/24/2011 Repayment* - Zero Coupon Note $ 100,000,000 7/21/2011 Disposition $ 560,000,000 Total Payments $ Additional Proceeds * $ 64,059,417,639 403,000,000 31 N/A N/A N/A $ 0 $ 0 - 11,731,821,332 48 Footnotes appear on following page. As used in this table and its footnotes: GMAC refers to GMAC Inc., formerly known as GMAC LLC., and now known as Ally Financial, Inc. ("Ally"). "Old GM" refers to General Motors Corporation, which is now known as Motors Liquidation Company. "New GM" refers to General Motors Company, the company that purchased Old GM's assets on 7/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. See also footnote 11. "Chrysler FinCo" refers to Chrysler Financial Services Americas LLC. "Chrysler Holding" refers to CGI Holding LLC, the company formerly known as "Chrysler Holding LLC". "Old Chrysler" refers to Old Carco LLC (fka Chrysler LLC). "New Chrysler" refers to Chrysler Group LLC, the company that purchased Old Chrysler's assets on 6/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. 1. Payment amount does not include accrued and unpaid interest on a debt obligation, which must be paid at the time of principal repayment. 2. Treasury committed to lend General Motors Corporation up to $1,000,000,000. The ultimate funding was dependent upon the level of investor participation in GMAC LLC's rights offering. The amount has been updated to reflect the final level of funding. 3. Pursuant to its rights under the loan agreement with Old GM reported on 12/29/2008, Treasury exchanged its $884 million loan to Old GM for a portion of Old GM’s common equity interest in GMAC. Treasury held a 35.4% common equity interest in GMAC until the transactions reported on 12/30/2009. (See transactions marked by orange line in the table above and footnote 22.) 4. This transaction is an amendment to Treasury's 12/31/2008 agreement with Old GM (the "Old GM Loan"), which brought the total loan amount to $15,400,000,000. 5. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,400,000,000. 6. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,760,624,198. The $360,624,198 loan was used to capitalize GM Warranty LLC, a special purpose vehicle created by Old GM . On 7/10/2009, the principal amount was included in the $7.07 billion of debt assumed by the new GM, as explained in footnote 10. 7. On 7/10/2009, the principal amount outstanding under the Old GM Loan and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM. (See green lines in the table above.) 8. Under the terms of the $33.3 billion debtor-in-possession credit agreement dated 6/3/2009 with Old GM (the "GM DIP Loan"), Treasury's commitment amount was $30.1 billion. The remaining $2.2 billion of the financing was provided by Canadian government entities. As of 7/09/2009, $30.1 billion of funds had been disbursed by Treasury. 9. On 7/10/2009, Treasury and Old GM amended the GM DIP Loan, and the principal amount and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM, except for (i) $7.07 billion, which was assumed by New GM as a new obligation under the terms of a separate credit agreement between Treasury and New GM (see transactions marked by green lines in table above) and (ii) $986 million, which remained a debt obligation of Old GM. 10. In total, for the exchange of the Old GM Loan and the GM DIP Loan (other than as explained in footnote 9), Treasury received $2.1 billion in preferred shares and 60.8% of the common shares of New GM. (See transactions marked by green lines in the table above.) 11. Pursuant to a corporate reorganization completed on or about 10/19/2009, the shareholders of New GM, including with respect to Treasury's preferred and common stock, became shareholders of General Motors Holding Company (the ultimate parent company of New GM), which was renamed "General Motors Company" on an equal basis to their shareholdings in New GM, and New GM was converted to "General Motors LLC". General Motors LLC is a wholly owned subsidiary of General Motors Holdings LLC, and General Motors Holdings LLC is a wholly owned subsidiary of General Motors Company. 12. Pursuant to a corporate reorganization completed on 10/19/2009, Treasury's loan with New GM was assigned and assumed by General Motors Holdings LLC. 13. The loan was funded through Chrysler LB Receivables Trust, a special purpose vehicle created by Chrysler FinCo. The amount of $1,500,000,000 represents the maximum loan amount. The loan was incrementally funded until it reached the maximum amount of $1.5 billion on 4/9/2009. 14. This transaction was an amendment to Treasury's 1/2/2009 agreement with Chrysler Holding. As of 4/30/2009, Treasury's obligation to lend any funds committed under this amendment had terminated. No funds were disbursed. 15. The loan was used to capitalize Chrysler Warranty SPV LLC, a special purpose vehicle created by Old Chrysler. 16. This transaction was set forth in a credit agreement with Old Chrysler fully executed on 5/5/2009 following a term sheet executed on 5/1/2009 and made effective on 4/30/2009. Treasury's commitment was $3.04 billion of the total $4.1 billion debtor-in-possession credit facility (the "Chrysler DIP Loan"). As of 6/30/2009, Treasury's commitment to lend under the Chrysler DIP Loan had terminated. The remaining principal amount reflects the final amount of funds disbursed under the Chrysler DIP Loan. 17. This transaction was an amendment to Treasury's commitment under the Chrysler DIP Loan, which increased Treasury's commitment by an amount $756,857,000 to a total of $3.8 billion under the Chrysler DIP Loan. As of 6/30/2009, Treasury's obligation to lend funds committed under the Chrysler DIP Loan had terminated. 18. This transaction, first reported based on a term sheet fully executed on 5/27/2009 for an amount up to $6.943 billion, was set forth in a credit agreement with New Chrysler fully executed on 6/10/2009. Under the terms of the credit agreement, Treasury made a new commitment to New Chrysler of up to $6.642 billion. The total loan amount is up to $7.142 billion including $500 million of debt assumed on 6/10/2009 from Chrysler Holding originally incurred under Treasury's 1/2/2009 credit agreement with Chrysler Holding. The debt obligations are secured by a first priority lien on the assets of New Chrysler. When the sale to new Chrysler was completed, Treasury acquired the rights to 9.85% of the common equity in new Chrysler. 19. Pursuant to the agreement explained in footnote 18, $500 million of this debt obligation was assumed by New Chrysler. 20. Under loan agreement, as amended on 7/23/2009, Treasury was entitled to proceeds Chrysler Holdco received from Chrysler FinCo equal to the greater of $1.375 billion or 40% of the equity value of Chrysler FinCo. Pursuant to a termination agreement dated 5/14/2010, Treasury agreed to accept a settlement payment of $1.9 billion as satisfaction in full of all existing debt obligations (including additional notes and accrued and unpaid interest) of Chrysler Holdco, and upon receipt of such payment to terminate all such obligations. 21. Amount of the Treasury investment exchange includes the exercised warrants from Treasury's initial investments. 22. Under the terms of an agreement dated 12/30/2009, the convertible preferred shares will mandatorily convert to common stock under the conditions and the conversion price as set forth in the terms of the agreement. 23. On April 30, 2010, the Plan of Liquidation for the debtors of Old Chrysler approved by the respective bankruptcy court became effective (the “Liquidation Plan”). Under the Liquidation Plan, the loan Treasury had provided to Old Chrysler was extinguished without repayment, and all assets of Old Chrysler were transferred to a liquidation trust. Treasury retained the right to recover the proceeds from the liquidation from time to time of the specified collateral security attached to such loan. 24. On October 27, 2010, Treasury accepted an offer by General Motors Company (GM) to repurchase all of the approximately $2.1 billion preferred stock at a price per share of $25.50, which is equal to 102% of the liquidation preference, subject to the closing of the proposed initial public offering of GM’s common stock. The repurchase was completed on 12/15/2010. 25. On 11/17/2010, Treasury agreed to sell 358,546,795 shares of common stock at $32.7525 per share (which represents the $33 public sale price less underwriting discounts and fees) pursuant to an underwriting agreement. Following settlement, the net proceeds to Treasury were $11,743,303,903. On 11/26/2010, the underwriters exercised their option to purchase an additional 53,782,019 shares of common stock from Treasury at the same purchase price resulting in additional proceeds of $1,761,495,577. Treasury's aggregate net proceeds from the sale of common stock pursuant to the underwriting agreement total $13,504,799,480. 26. On 12/30/2010, Treasury converted $5,500,000,000 of the total convertible preferred stock then outstanding and held by Treasury (including exercised warrants) into 531,850 shares of common stock of Ally. Following this conversion, Treasury holds $5,937,500,000 of convertible preferred stock. 27. On 3/1/2011, Treasury entered into an agreement with Ally Financial, Inc. (Ally) and certain other parties to amend and restate the $2,667,000,000 in aggregate liquidation preference of its Ally trust preferred securities so to facilitate a public underwritten offering. At the time of amendment and restatement, Treasury received all outstanding accrued and unpaid dividends and a distribution fee of $28,170,000. 28. On 3/2/2011, Treasury entered into an underwritten offering for all of its Ally trust preferred securities, the proceeds of which were $2,638,830,000, which together with the distribution fee referred to in footnote 27, provided total disposition proceeds to Treasury of $2,667,000,000. This amount does not include the accumulated and unpaid dividends on the trust preferred securities from the date of the amendment and restatement through but excluding the closing date that Treasury will receive separately at settlement. 29. On March 31, 2011, the Plan of Liquidation for Motors Liquidation Company (Old GM) became effective, Treasury’s $986 million loan to Old GM was converted to an administrative claim and the assets remaining with Old GM, including Treasury's liens on certain collateral and other rights attached to the loan, were transferred to liquidation trusts. On December 15, 2011, Old GM was dissolved, as required by the Plan of Liquidation. Treasury retained the right to recover additional proceeds; however, any additional recovery is dependent on actual liquidation proceeds and pending litigation. 30. In June 2009, Treasury provided a $6.6 billion loan commitment to Chrysler Group LLC and received a 9.9 percent equity ownership in Chrysler Group LLC (Chrysler). In January and April 2011, Chrysler met the first and second of three performance related milestones. As a result, Fiat’s ownership automatically increased from 20% to 30%, and Treasury’s ownership was reduced to 8.6%. On May 24, 2011, Fiat, through the exercise of an equity call option, purchased an incremental 16% fully diluted ownership interest in Chrysler for $1.268 billion, reducing Treasury’s ownership to 6.6% (or 6.0% on a fully diluted basis). On July 21, 2011, Fiat, through the exercise of an equity call option, purchased Treasury’s ownership interest for $500 million. In addition, Fiat paid $60 million to Treasury for its rights under an agreement with the UAW retirement trust pertaining to the trust's shares in Chrysler. 31 On May 24, 2011, Chrysler Group LLC terminated its ability to draw on the remaining $2.066 billion outstanding under this loan facility. 32. On November 1, 2011, Treasury received a $201,345.42 pro-rata tax distribution on its common stock from Ally Financial, Inc. pursuant to the terms of the Sixth Amended and Restated Limited Liability Company Operating Agreement of GMAC LLC dated May 22, 2009. 33. On 12/21/2012, Treasury sold 200,000,000 shares of common stock at $27.50 per share pursuant to a letter agreement. Following settlement, the net proceeds to Treasury were $5,500,000,000. 34. On January 18, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 58,392,078 shares of common stock from time to time during the period ending on April 17, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on April 11, 2013. 35. On 6/12/2013, Treasury sold 30,000,000 shares of GM common stock in a registered public offering at $34.41 per share for net proceeds to Treasury of $ 1,031,700,000. 36. Pursuant to pre-arranged written trading plans dated May 6, 2013, as amended, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 142,814,136 shares of common stock from time to time during the period ending on September 13, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on 37. On September 26, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 70,214,460 shares of common stock from time to time during the period ending on December 20, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on November 20, 2013. 38. On November 20, 2013, Ally completed a private placement of an aggregate of 216,667 shares of its common stock for an aggregate price of approximately $1.3 billion and the repurchase of all outstanding shares of its Fixed Rate Cumulative Mandatorily Convertible Preferred Stock, Series F-2, held by Treasury, including payment for the elimination or relinquishment of any right to receive additional shares of common stock to be issued 39. On November 21, 2013, Treasury gave J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell, subject to certain parameters, the remaining shares of common stock, from time to time during the period ending on February 15, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on December 9, 2013. 40. On January 23, 2014, Treasury sold 410,000 shares of Ally common stock in a private offering at $7,375 per share for gross proceeds of $3,023,750,000. 41. On April 15, 2014, Treasury sold 95,000,000 shares of Ally common stock in an IPO at $25.00 per share for net proceeds of $2,375,000,000. 42. On 5/14/2014, the underwriters partially exercised their option to purchase an additional 7,245,670 shares of Ally common stock from Treasury at $25.00 resulting in additional proceeds of $181,141,750. 43. On August 14, 2014, Treasury gave Goldman Sachs discretionary authority, as its sales agent, to sell subject to certain parameters up to 8,890,000 shares of common stock from time to time during the period ending on November 12, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on September 12, 2014. 44. 4/ On September 12, 2014, Treasury gave Goldman Sachs discretionary authority, as its sales agent, to sell subject to certain parameters up to 11,249,044 of common stock from time to time during the period ending on December 11, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on October 16, 2014. 45. On December 24, 2014, Treasury sold 54,926,296 shares of Ally common stock in an underwritten offering at $23.25 per share for net proceeds of $1,277,036,382. AUTOMOTIVE SUPPLIER SUPPORT PROGRAM Seller Footnote Date Name of Institution City Payment or Disposition4 Adjustment Details State Transaction Type Investment Description Investment Amount Pricing Mechanism Adjustment Date Adjusted or Final Investment Amount Adjustment Amount Date 1 4/9/2009 GM Supplier Receivables LLC Wilmington DE Purchase 7/8/2009 $ 3,500,000,000 3 $ (1,000,000,000) $ N/A 6 2 4/9/2009 Chrysler Receivables SPV LLC INITIAL TOTAL $ 5,000,000,000 Wilmington DE Purchase ADJUSTED TOTAL Debt Obligation w/ Additional Note $ $ 1,500,000,000 413,076,735 2,500,000,000 N/A 7/8/2009 3 7 Total Repayments $ $ $ 290,000,000 (500,000,000) $ $ 1,000,000,000 123,076,735 413,076,735 Remaining Investment Description Amount 2/11/2010 Partial repayment Partial repayment 3/4/2010 Repayment5 Additional Note $ 50,000,000 4/5/2010 3/9/2010 4/7/2010 Payment6 Repayment5 Payment7 None Additional Note None $ $ $ 56,541,893 123,076,735 44,533,054 $ 101,074,947 11/20/2009 Debt Obligation w/ Additional Note Type Debt Obligation w/ Additional Note $ 140,000,000 Debt Obligation w/ Additional Note $ 100,000,000 Total Proceeds from Additional Notes 1/ The loan was funded through GM Supplier Receivables, LLC, a special purpose vehicle created by General Motors Corporation. The amount of $3,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/3/2009. General Motors Company assumed GM Supplier Receivables LLC on 7/10/2009. 2/ The loan was funded through Chrysler Receivables SPV LLC, a special purpose vehicle created by Chrysler LLC. The amount of $1,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/7/2009. Chrysler Group LLC assumed Chrysler Receivables SPV LLC on 6/10/2009. 3/ Treasury issued notice to the institution of the permanent reduced commitment on 7/8/2009; the reduction was effective on 7/1/2009. 4/ Does not include accrued and unpaid interest due on the amount of principal repayment, which interest must be paid at the time of principal repayment. 5/ All outstanding principal drawn under the credit agreement was repaid. 6/ Treasury's commitment was $2.5 billion (see note 3). As of 4/5/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. 49 7/ Treasury's commitment was $1 billion (see note 3). As of 4/7/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. 50 AUTOMOTIVE INDUSTRY FINANCING PROGRAM - GENERAL MOTORS COMPANY COMMON STOCK DISPOSITION Date 01/18/13 – 04/17/13 05/6/13 – 9/13/2013 9/26/13 – 11/20/13 11/21/2013 12/9/2013 Proceeds2 Pricing Mechanism1 Number of Shares $28.0490 58,392,078 $ 1,637,839,844 $34.6461 110,336,510 $ 3,822,724,832 $36.5087 70,214,460 $ 2,563,441,956 $38.8228 31,122,206 $ 1,208,249,982 3 4 5 6 Total Proceeds: $9,232,256,614 1/ The price set forth is the weighted average price for all sales of General Motors Company common stock made by Treasury over the course of the corresponding period. 2/ Amount represents the gross proceeds to Treasury. 3/ On January 18, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 58,392,078 shares of common stock from time to time during the period ending on April 17, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on April 11, 2013. 4/ Pursuant to pre-arranged written trading plans dated May 6, 2013, as amended, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 142,814,136 shares of common stock from time to time during the period ending on September 13, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on September 13, 2013. 5/ On September 26, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 70,214,460 shares of common stock from time to time during the period ending on December 20, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on November 20, 2013. 6/ On November 21, 2013, Treasury gave J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell, subject to certain parameters, the remaining shares of common stock, from time to time during the period ending on February 15, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on December 9, 2013. 51 AUTOMOTIVE INDUSTRY FINANCING PROGRAM - ALLY FINANCIAL, INC. COMMON STOCK DISPOSITION Date 08/14/14 – 09/12/14 09/12/14 10/16/14 Proceeds2 Pricing Mechanism1 Number of Shares $24.5985 8,890,000 $ 218,680,700 $21.8234 11,249,044 $ 245,492,605 3 4 Total Proceeds: $464,173,305 1/ The price set forth is the weighted average price for all sales of Ally Financial, Inc.(Ally) common stock made by Treasury over the course of the corresponding period. 2/ Amount represents the gross proceeds to Treasury. 3/ On August 14, 2014, Treasury gave Goldman Sachs discretionary authority, as its sales agent, to sell subject to certain parameters up to 8,890,000 shares of common stock from time to time during the period ending on November 12, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on September 12, 2014. 4/ On September 12, 2014, Treasury gave Goldman Sachs discretionary authority, as its sales agent, to sell subject to certain parameters up to 11,249,044 of common stock from time to time during the period ending on December 11, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on October 16, 2014. 52 TARGETED INVESTMENT PROGRAM Seller Footnote 1 Date Name of Institution 12/31/2008 Citigroup Inc. Bank of America 1/16/2009 Corporation Treasury Investment Remaining After Capital Repayment Capital Repayment Details State Transaction Type New York NY Purchase Charlotte NC Purchase City Investment Amount Pricing Mechanism Capital Repayment Date Investment Description Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants $ 20,000,000,000 Par 12/23/2009 $ 20,000,000,000 Par 12/9/2009 TOTAL $ Capital Repayment Remaining Capital Amount Amount 2 Final Disposition Remaining Capital Description Final Disposition Date 3 Final Disposition Description Final Disposition Proceeds $ 20,000,000,000 $ 0 Warrants 1/25/2011 A Warrants $ 190,386,428 $ 20,000,000,000 $ 0 Warrants 3/3/2010 A Warrants $ 1,236,804,513 $ 40,000,000,000 $ 1,427,190,941 2 40,000,000,000 TOTAL CAPITAL REPAYMENT TOTAL TREASURY TIP INVESTMENT AMOUNT $ Total Warrant Proceeds 0 1/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock, Series I (TIP Shares) “dollar for dollar” for Trust Preferred Securities. 2/ Repayment pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009. 3/ For final disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution, and "A" represents the proceeds to Treasury, after underwriting fees, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution. ASSET GUARANTEE PROGRAM Initial Investment Footnote 1 Date 1/16/2009 Seller Name of Institution Citigroup Inc. 12/23/2009 Citigroup Inc. City New York New York State NY NY Type Guarantee Termination Premium Description Master Agreement Termination Agreement Guarantee Limit $ $ Description Preferred Stock 5,000,000,000 w/ Warrants Exchange/Transfer/Other Details Amount $ Date 2 6/9/2009 Exchange preferred stock for Trust Preferred Securities $ trust preferred securities w/ Warrants 4,034,000,000 4 9/29/2010 Exchange trust preferred securities for trust preferred securities 2,246,000,000 4,034,000,000 6 7 $ Description Trust Preferred Securities w/ Warrants Amount $ Footnote Date 3 12/23/2009 5 Type Partial cancellation for early termination of guarantee Amount Remaining Premium Description Remaining Premium $ (1,800,000,000) Trust Preferred Securities w/ Warrants $ 2,234,000,000 9/30/2010 Disposition $ 2,246,000,000 Warrants 1/25/2011 Warrant Auction $ $ 0 67,197,045 None $ 0 $ 894,000,000.00 None $ 0 (5,000,000,000) 3 TOTAL Type Payment or Disposition Footnote 0 12/28/2012 2/4/2013 Trust preferred securities received from the FDIC Exchange Trust preferred securities for subordinated note Trust Preferred Securities $ 800,000,000.00 Subordinated Note $ 894,000,000.00 8 2/8/2013 Disposition Total Proceeds $ 3,207,197,045 1/ In consideration for the guarantee, Treasury received $4.03 billion of preferred stock, which pays 8% interest. 2/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” for Trust Preferred Securities. 3/ On 12/23/2009, Treasury entered into a Termination Agreement with the other parties to the Master Agreement which served to terminate Treasury’s guarantee and obligations under the Master Agreement. In connection with the early termination of the guarantee, Treasury agreed to cancel $1.8 billion of the AGP Trust Preferred Securities, and the Federal Deposit Insurance Corporation (FDIC) and Treasury agreed that, subject to the conditions set out in the Termination Agreement, the FDIC may transfer $800 million of Trust Preferred Securities to Treasury at the close of Citigroup’s participation in the FDIC’s Temporary Liquidity Guarantee Program. 4/ On 9/29/2010, Treasury entered into an agreement with Citigroup Inc. to exchange $2,234,000,000 in aggregate liquidation preference of its trust preferred securities for $2,246,000,000 in aggregate liquidation preference of trust preferred securities with certain modified terms. At the time of exchange, Citigroup Inc. paid the outstanding accrued and unpaid dividends. 5/ On 9/30/2010, Treasury entered into underwritten offering of the trust preferred securities, the gross proceeds of which do not include accumulated and unpaid distributions from the date of the exchange through the closing date. 6/ 12/28/2012, as contemplated by the Termination Agreement and the Letter Agreement dated 12/23/2009, between Treasury and the Federal Deposit Insurance Corporation (FDIC), Treasury received from the FDIC, Citigroup Inc. trust preferred securities in aggregate liquidation preference equal to $800 million and approximately $183 million in dividend and interest payments from those securities. 7/ On 2/4/2013, Treasury exchanged $800 million in Citigroup Capital XXXIII Trust Preferred Securities (TruPs) for $894 million in Citigroup subordinated notes pursuant to an agreement between Citigroup and Treasury executed on 2/4/2013. Accrued interest on the TruPs was received at the time of the exchange. 8/ On 2/8/2013, Treasury completed the sale of its Citigroup subordinated notes for $894 million plus accrued interest, pursuant to an underwriting agreement executed on 2/8/2012. 53 AMERICAN INTERNATIONAL GROUP, INC. (AIG) INVESTMENT PROGRAM (formerly referred to as Systemically Significant Failing Institutions Program) Seller Note Date 1 11/25/2008 2, 3 4/17/2009 Name of Institution AIG Purchase Details City New York AIG New York State Transaction Type NY Purchase Preferred Stock w/ Warrants (Series D) Purchase Preferred Stock w/ Warrants (Series F) NY Investment Description Exchange/Transfer Details Investment Amount $ Pricing Mechanism 40,000,000,000 $ 29,835,000,000 $ 69,835,000,000 Par Par 2 Date Transaction Type 4/17/2009 Exchange Pricing Mechanism Amount Investment Description Preferred Stock w/ Warrants (Series E) 1 $ 40,000,000,000 Par See table below for exchange/transfer details in connection with the recapitalization conducted on 1/14/2011. Final Disposition TOTAL Date Investment Transaction Type 3/1/2013 Warrants (Series D) Repurchase $ 25,150,923.10 3/1/2013 Warrants (Series F) Repurchase $ 5,767.50 Total Warrant Proceeds $ Proceeds 25,156,690.60 1/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative Preferred Shares for Series E Fixed Rate Non-Cumulative Preferred Shares with no change to Treasury's initial investment amount. In addition, in order for AIG to fully redeem the Series E Preferred Shares, it had an additional obligation to Treasury of $1,604,576,000 to reflect the cumulative unpaid dividends for the Series D Preferred Shares due to Treasury through and including the exchange date. 2/ The investment amount reflected Treasury's commitment to invest up to $30 billion less a reduction of $165 million representing retention payments AIG Financial Products made to its employees in March 2009. 3/ This transaction does not include AIG's commitment fee of an additional $165 million paid from its operating income over the life of the facility. A $55 million payment was received by Treasury on 12/17/2010. The remaining $110 million payment was received by Treasury on 05/27/2011. AIG POST-RECAPITALIZATION Recapitalization Note Date Investment Description Treasury Holdings Post-Recapitalization Transaction Type Exchange Pricing Mechanism Par Investment Description Preferred Stock (Series G) AIA Preferred Units 4 1/14/2011 Preferred Stock (Series F) Exchange Exchange 1/14/2011 Preferred Stock (Series E) 1/14/2011 Common Stock (non-TARP) Exchange Transfer $ 2,000,000,000 16,916,603,568 $ 3,375,328,432 167,623,733 924,546,133 N/A 6 Date Amount / Shares $ 7 N/A ALICO Junior Preferred Interests 5 Final Disposition Common Stock 562,868,096 7 Transaction Type Proceeds 8 Pricing Mechanism 5/27/2011 Cancellation $ - 2/14/2011 Payment $ 185,726,192 N/A Par 3/8/2011 Payment $ 5,511,067,614 Par 3/15/2011 Payment $ 55,833,333 Par 8/17/2011 Payment $ 97,008,351 Par 8/18/2011 Payment $ 2,153,520,000 Par 9/2/2011 Payment $ 55,885,302 Par 11/1/2011 Payment $ 971,506,765 Par 3/8/2012 Payment $ 5,576,121,382 Par 3/15/2012 Payment $ 1,521,632,096 Par 3/22/2012 Payment $ 1,493,250,339 Par 2/14/2011 Payment $ 2,009,932,072 Par 3/8/2011 Payment $ 1,383,888,037 Par 3/15/2012 Payment $ 44,941,843 Par 5/24/2011 Partial Disposition $ 5,800,000,000 N/A 3/8/2012 Partial Disposition $ 6,000,000,008 N/A 5/6/2012 Partial Disposition $ 4,999,999,993 N/A 5/7/2012 Partial Disposition $ 749,999,972 N/A 8/3/2012 Partial Disposition $ 4,999,999,993 N/A 8/6/2012 Partial Disposition $ 750,000,002 N/A 9/10/2012 Partial Disposition $ 17,999,999,973 N/A 9/11/2012 Partial Disposition $ 2,699,999,965 N/A 12/14/2012 Final Disposition $ 7,610,497,570 N/A Remaining Recap Investment Amount, Shares, or Equity % $ 0 10 $ 0 8 $ 0 8 1,455,037,962 9 77% 1,248,141,410 11 70% 1,084,206,984 12 63% 1,059,616,821 12 61% 895,682,395 13 55% 871,092,231 13 53% 317,246,078 14 22% 234,169,156 14 16% 234,169,156 0% Footnotes appear on following page. 54 15 4/ On 1/14/2011, (A) Treasury exchanged $27,835,000,000 of Treasury's investment in AIG's Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series F) which is equal to the amount funded (including amounts drawn at closing) under the Series F equity capital facility, for (i) the transferred SPV preferred interests and (ii) 167,623,733 shares of AIG Common Stock, and (B) Treasury exchanged $2,000,000,000 of undrawn Series F for 20,000 shares of preferred stock under the new Series G Cumulative Mandatory Convertible Preferred Stock equity capital facility under which AIG has the right to draw up to $2,000,000,000. 5/ On 1/14/2011, Treasury exchanged an amount equivalent to the $40 billion initial investment plus capitalized interest from the April 2009 exchange (see note 1 above) of Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series E) for 924,546,133 shares of AIG Common Stock. 6/ On 1/14/2011, Treasury received 562,868,096 shares of AIG Common Stock from the AIG Credit Facility Trust, which trust was established in connection with the credit facility between AIG and the Federal Reserve Bank of New York. This credit facility was repaid and terminated pursuant to this recapitalization transaction. The trust had received 562,868,096 shares of AIG common stock in exchange for AIG's Series C Perpetual, Convertible Participating Preferred Stock, which was previously held by the trust for the benefit of the U.S. Treasury. 7/ The amount of Treasury's AIA Preferred Units and ALICO Junior Preferred Interests holdings do not reflect preferred returns on the securities that accrue quarterly. 8/ Proceeds include amounts applied to pay (i) accrued preferred returns and (ii) redeem the outstanding liquidation amount. 9/ On 5/27/2011, Treasury completed the sale of 200,000,000 shares of common stock at $29.00 per share for total proceeds of $5,800,000,000, pursuant to an underwriting agreement executed on 05/24/2011. 10/ On 5/27/2011, pursuant to the terms of the agreements governing the Preferred Stock (Series G), the available amount of the Preferred Stock (Series G) was reduced to $0 as a result of AIG’s primary offering of its common stock and the Preferred Stock (Series G) was cancelled. 11/ On 3/13/2012, Treasury completed the sale of 206,896,552 shares of common stock at $29.00 per share for total proceeds of $6,000,000,008, pursuant to an underwriting agreement executed on 3/8/2012. 12/ On 5/10/2012, Treasury completed the sale of 188,524,589 shares of common stock at $30.50 per share for total proceeds of $5,749,999,965, pursuant to an underwriting agreement executed on 5/6/2012. 13/ On 8/8/2012, Treasury completed the sale of 188,524,590 shares of common stock at $30.50 per share for total proceeds of $5,749,999,995, pursuant to an underwriting agreement executed on 8/3/2012. 14/ On 9/14/2012, Treasury completed the sale of 636,923,075 shares of common stock at $32.50 per share for total proceeds of $20,699,999,938, pursuant to an underwriting agreement executed on 9/10/2012. 15/ On 12/14/2012, Treasury completed the sale of 234,169,156 shares of common stock at $32.50 per share for total proceeds of $7,610,497,570, pursuant to an underwriting agreement executed on 12/10/2012. 55 CREDIT MARKET PROGRAMS TERM ASSET-BACKED SECURITIES LOAN FACILITY Seller Footnote 1 Date 3/3/2009 Name of Institution TALF LLC City Wilmington State DE Transaction Type Purchase Investment Description Debt Obligation w/ Additional Note Investment Amount $ 20,000,000,000 Pricing Mechanism Adjusted Investment Date Amount 2 7/19/2010 $ 4,300,000,000 6/28/2012 3 1/15/2013 4 $ 1,400,000,000 $ 100,000,000 Final Investment Amount $ 100,000,000 Total Investment Amount $ 100,000,000 N/A Repayment 5 Description Date Amount 2/6/2013 Principal Repayment $ 100,000,000 2/6/2013 3/6/2013 4/4/2013 5/6/2013 6/6/2013 7/5/2013 8/6/2013 9/6/2013 10/4/2013 11/6/2013 12/5/2013 1/7/2014 2/6/2014 3/6/2014 4/4/2014 5/6/2014 6/5/2014 7/7/2014 8/6/2014 9/5/2014 10/6/2014 11/6/2014 Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 212,829,610 97,594,053 6,069,968 4,419,259 96,496,772 11,799,670 66,072,965 74,797,684 1,114,074 933,181 1,102,424 1,026,569 1,107,574 1,225,983 11,597,602 1,055,556 1,343,150 27,005,139 14,059,971 262,036 17,394,583 21,835,385 $ 771,143,209 Total Repayment Amount 5 1/ The loan was funded through TALF LLC, a special purpose vehicle created by The Federal Reserve Bank of New York ("FRBNY"). The amount of $20,000,000,000 represents the maximum loan amount. The loan will be incrementally funded. 2/ On 7/19/2010, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously entered into on 3/3/2009, which amendment reduced Treasury's maximum loan amount to $4,300,000,000. 3/ On 6/28/2012, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously amended 7/19/2010, which reduced Treasury's maximum loan amount to $1,400,000,000. 4/ On 1/15/2013, Treasury, the FRBNY and TALF LLC entered into an amendment that stated that, due to the fact that the accumulated fees collected through TALF exceed the total principal amount of TALF loans outstanding, Treasury’s commitment of TARP funds to provide credit protection is no longer necessary. 5/ Repayment amounts do not include accrued interest proceeds received on 2/6/2013, which are reflected on the Dividends & Interest Report. 56 CREDIT MARKET PROGRAMS SBA 7a SECURITIES PURCHASE PROGRAM Purchase Details 1 Date 3/19/2010 3/19/2010 3/19/2010 4/8/2010 4/8/2010 5/11/2010 5/11/2010 5/11/2010 5/25/2010 5/25/2010 6/17/2010 6/17/2010 7/14/2010 7/14/2010 7/14/2010 7/29/2010 7/29/2010 8/17/2010 8/17/2010 8/17/2010 8/31/2010 8/31/2010 8/31/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 Investment Description Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2016 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2017 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2019 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2024 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2021 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2026 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2035 Total Purchase Face Amount Settlement Details Purchase Face Amount 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,070,000 7,617,617 8,030,000 23,500,000 8,900,014 10,751,382 12,898,996 8,744,333 8,417,817 17,119,972 34,441,059 28,209,085 6,004,156 6,860,835 13,183,361 2,598,386 9,719,455 8,279,048 5,000,000 10,000,000 9,272,482 10,350,000 6,900,000 8,902,230 8,050,000 5,750,000 5,741,753 3,450,000 11,482,421 13,402,491 14,950,000 $ 332,596,893 Pricing Mechanism TBA or PMF3 Investment Amount Settlement Date 107.75 109 108.875 110.502 107.5 106.806 109.42 110.798 110.125 109.553 110.785 112.028 106.625 108.505 111.86 108.4375 106.75 110.198 110.088 110.821 110.515 112.476 105.875 111.584 110.759 106.5 110.5 110.875 113.838 113.9 114.006 - 3/24/2010 3/24/2010 3/24/2010 5/28/2010 4/30/2010 6/30/2010 6/30/2010 6/30/2010 7/30/2010 7/30/2010 8/30/2010 8/30/2010 9/30/2010 9/30/2010 9/30/2010 9/30/2010 10/29/2010 9/30/2010 10/29/2010 10/29/2010 9/29/2010 10/29/2010 11/30/2010 10/29/2010 11/30/2010 11/30/2010 11/30/2010 11/30/2010 12/30/2010 11/30/2010 12/30/2010 TOTAL INVESTMENT AMOUNT 2, 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Senior Security Proceeds 4 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 2,184 4,130 4,348 12,983 4,783 5,741 7,057 4,844 4,635 9,377 19,077 15,801 3,200 3,722 7,373 1,408 5,187 4,561 2,752 5,541 5,123 5,820 3,652 4,966 4,458 3,061 3,172 1,912 6,535 7,632 8,521 Total Senior Security Proceeds $ 183,555 $ 4,377,249 8,279,156 8,716,265 26,041,643 9,598,523 11,511,052 14,151,229 9,717,173 9,294,363 18,801,712 38,273,995 31,693,810 6,416,804 7,462,726 14,789,302 2,826,678 10,394,984 9,150,989 5,520,652 11,115,031 10,277,319 11,672,766 7,319,688 9,962,039 8,940,780 6,134,172 6,361,173 3,834,428 13,109,070 15,308,612 17,092,069 TBA or 3 PMF - Final Disposition 368,145,452 Trade Date PMF6 6/21/2011 10/19/2011 6/21/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 9/20/2011 6/21/2011 9/20/2011 6/21/2011 10/19/2011 6/21/2011 1/24/2012 6/21/2011 9/20/2011 10/19/2011 10/19/2011 9/20/2011 10/19/2011 1/24/2012 1/24/2012 1/24/2012 1/24/2012 1/24/2012 10/19/2011 1/24/2012 10/19/2011 1/24/2012 - Purchase Face Amount 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,070,000 7,617,617 8,030,000 23,500,000 8,900,014 10,751,382 12,898,996 8,744,333 8,417,817 17,119,972 34,441,059 28,209,085 6,004,156 6,860,835 13,183,361 2,598,386 9,719,455 8,279,048 5,000,000 10,000,000 9,272,482 10,350,000 6,900,000 8,902,230 8,050,000 5,750,000 5,741,753 3,450,000 11,482,421 13,402,491 14,950,000 Life-to-date Principal Received Current Face Disposition 1, 8 Amount 6, 8 Amount 5, 6 $ 3,151,186 $ 902,633 $ 3,457,746 $ 5,891,602 $ 1,685,710 $ 6,462,972 $ 5,964,013 $ 2,022,652 $ 6,555,383 $ 22,350,367 $ 1,149,633 $ 25,039,989 $ 6,542,218 $ 2,357,796 $ 7,045,774 $ 9,819,270 $ 932,112 $ 10,550,917 $ 12,570,392 $ 328,604 $ 13,886,504 $ 8,483,188 $ 261,145 $ 9,482,247 $ 8,171,159 $ 246,658 $ 8,985,818 $ 15,030,712 $ 2,089,260 $ 16,658,561 $ 32,656,125 $ 1,784,934 $ 36,072,056 $ 25,930,433 $ 2,278,652 $ 29,142,474 $ 5,656,049 $ 348,107 $ 6,051,772 $ 6,520,875 $ 339,960 $ 7,105,304 $ 12,704,841 $ 478,520 $ 14,182,379 $ 1,903,407 $ 694,979 $ 2,052,702 $ 9,531,446 $ 188,009 $ 10,223,264 $ 6,425,217 $ 1,853,831 $ 7,078,089 $ 4,580,543 $ 419,457 $ 5,029,356 $ 9,030,539 $ 969,461 $ 9,994,806 $ 8,403,846 $ 868,636 $ 9,230,008 $ 10,099,555 $ 250,445 $ 11,314,651 $ 6,236,800 $ 663,200 $ 6,556,341 $ 7,503,681 $ 1,398,549 $ 8,269,277 $ 7,053,867 $ 996,133 $ 7,703,610 $ 5,473,724 $ 276,276 $ 5,764,858 $ 4,307,881 $ 1,433,872 $ 4,693,918 $ 3,367,168 $ 82,832 $ 3,698,411 $ 10,592,775 $ 889,646 $ 11,818,944 $ 12,963,737 $ 438,754 $ 14,433,039 $ 14,562,161 $ 387,839 $ 16,383,544 Disposition Proceeds TOTAL PROGRAM PROCEEDS TO DATE7 $ $ 334,924,711 376,748,302 1/ The amortizing principal and interest payments are reported on the monthly Dividends and Interest Report available at www.FinancialStability.gov. 2/ Investment Amount is stated after applying the appropriate month's factor and includes accrued interest paid at settlement, if applicable. 3/ If a purchase is listed as TBA, or To-Be-Announced, the underlying loans in the SBA Pool have yet to come to market, and the TBA pricing mechanism, purchase face amount, investment amount and senior security proceeds will be adjusted within the variance permitted under the program terms. If a purchase is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security and senior security are priced according to the prior-month's factor. The PMF investment amount and senior security proceeds will be adjusted after publication of the applicable month's factor (on or about the 11th business day of each month). 4/ In order to satisfy the requirements under Section 113 of the Emergency Economic Stabilization Act of 2008, Treasury will acquire a senior indebtedness instrument (a Senior Security) from the seller of each respective SBA 7a Security. Each Senior Security will (i) have an aggregate principal amount equal to the product of (A) 0.05% and (B) the Investment Amount (excluding accrued interest) paid by Treasury for the respective SBA 7a Security, and (ii) at the option of the respective seller, may be redeemed at par value immediately upon issuance, or remain outstanding with the terms and conditions as set forth in the Master Purchase Agreement. 5/ Disposition Amount is stated after applying the appropriate month's factor and includes accrued interest received at settlement, if applicable. If the disposition is listed as PMF, the disposition amount will be adjusted after publication of the applicable month's factor. 6/ If a disposition is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security is priced according to the prior-month's factor. The PMF disposition amount will be adjusted after publication of the applicable month's factor (on or about the 11th business day of each month). 7/ Total Program Proceeds To Date includes life-to-date disposition proceeds, life-to-date principal received, life-to-date interest received, and senior security proceeds (excluding accruals). 8/ The sum of Current Face Amount and Life-to-date Principal Received will equal Purchase Face Amount for CUSIPs that were originally purchased as TBAs only after the applicable month's factor has been published and trailing principal & interest payments have been received. 57 CREDIT MARKET PROGRAMS LEGACY SECURITIES PUBLIC-PRIVATE INVESTMENT PROGRAM (S-PPIP) Preliminary Adjusted Seller Footnote Date 1 9/30/2009 2 1 9/30/2009 9/30/2009 Name of Institution UST/TCW Senior Mortgage Securities Fund, L.P. UST/TCW Senior Mortgage Securities Fund, L.P. Invesco Legacy Securities Master Fund, L.P. Commitment City State Transaction Type Wilmington DE Purchase Wilmington Wilmington DE DE Purchase Purchase Investment Description Membership Interest Debt Obligation w/ Contingent Proceeds Membership Interest Commitment Amount $ $ $ 1,111,111,111 2,222,222,222 1,111,111,111 Pricing Mechanism Date Par 1/4/2010 Par Par 1/4/2010 3 Amount 4 $ 4 $ 3/22/2010 6 $ 156,250,000 200,000,000 1,244,437,500 Final Investment Final Commitment Amount Date 1/4/2010 1/4/2010 7/16/2010 7 Amount Amount 4 $ 4 $ $ 156,250,000 200,000,000 856,000,000 9 Amount $ $ $ 156,250,000 200,000,000 580,960,000 Capital Repayment Details Repayment Date 1/15/2010 9/30/2009 Invesco Legacy Securities Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 9/26/2011 8 $ 1,161,920,000 $ 1,161,920,000 $ 156,250,000 Amount $ 1/11/2010 $ 34,000,000 $ 1/12/2010 $ 166,000,000 $ 2/18/2010 $ 4/15/2010 9/15/2010 Description 0 0 $ 3,533,199 $ 574,982,454 Membership Interest $ 30,011,187 $ 544,971,267 Membership Interest 11/15/2010 $ 66,463,982 $ 478,507,285 Membership Interest 12/14/2010 $ 15,844,536 $ 462,662,749 Membership Interest 1/14/2011 $ 13,677,726 $ 448,985,023 Membership Interest 2/14/2011 $ 48,523,845 $ 400,461,178 Membership Interest 3/14/2011 $ 68,765,544 $ 331,695,634 Membership Interest 4/14/2011 $ 77,704,254 $ 253,991,380 Membership Interest 5/20/2011 $ 28,883,733 $ 225,107,647 Membership Interest 6/14/2011 $ 9,129,709 $ 215,977,938 Membership Interest 7/15/2011 $ 31,061,747 $ 184,916,192 Membership Interest 8/12/2011 $ 10,381,214 $ 174,534,977 Membership Interest 10/17/2011 $ 6,230,731 $ 168,304,246 Membership Interest 12/14/2011 $ 1,183,959 $ 167,120,288 Membership Interest 1/17/2012 $ 1,096,185 $ 166,024,103 Membership Interest 2/14/2012 $ 1,601,688 $ 164,422,415 Membership Interest 3/14/2012 $ 3,035,546 $ 161,386,870 Membership Interest 4,888,718 $ 2/18/2010 $ $ 4/15/2010 $ 7,066,434 $ 9/15/2010 $ 60,022,674 $ 11/15/2010 $ 132,928,628 $ 12/14/2010 $ 31,689,230 $ 1/14/2010 $ 27,355,590 $ 2/14/2011 $ 92,300,138 $ 3/14/2011 $ 128,027,536 $ 4/14/2011 $ 155,409,286 $ 5/20/2011 $ 75,085,485 $ 6/14/2011 $ 18,259,513 $ 7/15/2011 $ 62,979,809 $ 8/12/2011 $ 20,762,532 $ 10/17/2011 $ 37,384,574 $ 12/14/2011 $ 7,103,787 $ 1/17/2012 $ 6,577,144 $ 2/14/2012 $ 9,610,173 $ Proceeds 5 Distribution 2/24/2010 Final Distribution 1/29/2010 Distribution 2/24/2010 Final Distribution 3/29/2012 Distribution 8/9/2012 Distribution 9/28/2012 Final Distribution 6/4/2013 Adjusted Distribution 7/8/2013 Distribution 3/29/2012 Distribution Contingent Proceeds 578,515,653 Membership Interest 161,386,870 Description 1/29/2010 5 $ 20,091,872 $ 48,922 $ 502,302 $ 1,223 $ 56,390,209 $ 1,056,751 Debt Obligation w/ Contingent 166,000,000 Proceeds $ $ Distribution or Disposition Date Membership Interest 2,444,347 3/29/2012 2 Investment After Capital Repayment Repayment Amount 0 Membership Interest 5 5 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 5 5 10 5, 14 5 5, 13 $ 18,772 $ 69,399 $ 64,444 $ 3,434,460 Debt Obligation w/ Contingent 1,157,031,282 Proceeds Debt Obligation w/ Contingent 1,149,964,848 Proceeds Debt Obligation w/ Contingent 1,089,942,174 Proceeds Debt Obligation w/ Contingent 957,013,546 Proceeds Debt Obligation w/ Contingent 925,324,316 Proceeds Debt Obligation w/ Contingent 897,968,726 Proceeds Debt Obligation w/ Contingent 805,668,588 Proceeds Debt Obligation w/ Contingent 677,641,052 Proceeds Debt Obligation w/ Contingent 522,231,766 Proceeds Debt Obligation w/ Contingent 447,146,281 Proceeds Debt Obligation w/ Contingent 428,886,768 Proceeds Debt Obligation w/ Contingent 365,906,960 Proceeds Debt Obligation w/ Contingent 345,144,428 Proceeds Debt Obligation w/ Contingent 307,759,854 Proceeds Debt Obligation w/ Contingent 300,656,067 Proceeds Debt Obligation w/ Contingent 294,078,924 Proceeds Debt Obligation w/ Contingent 284,468,750 Proceeds 5 58 Preliminary Adjusted Commitment Seller Footnote Date Name of Institution City State Transaction Type Commitment Amount Investment Description Pricing Mechanism Date 3 Amount Final Investment Final Commitment Amount Date 7 Amount Amount 9 Amount Capital Repayment Details Repayment Date 3/14/2012 1 10/1/2009 Wellington Management Legacy Securities PPIF Master Fund, LP Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,262,037,500 7/16/2010 $ 1,149,487,000 $ 1,149,487,000 Investment After Capital Repayment Repayment Amount $ 284,468,750 Amount $ Description 0 Date Contingent Proceeds 7/16/2012 $ 62,499,688 $ 1,086,987,313 Membership Interest 9/17/2012 $ 152,499,238 $ 934,488,075 Membership Interest 1/15/2013 $ 254,581,112 $ 679,906,963 Membership Interest 2/13/2013 $ 436,447,818 $ 243,459,145 Membership Interest 3/13/2013 $ 243,459,145 $ 0 Membership Interest Distribution or Disposition 1 10/1/2009 10/2/2009 Wellington Management Legacy Securities PPIF Master Fund, LP AllianceBernstein Legacy Securities Master Fund, L.P. Wilmington Wilmington DE DE Purchase Purchase Debt Obligation w/ Contingent Proceeds Membership Interest $ $ 2,222,222,222 1,111,111,111 Par Par 3/22/2010 6 $ 3/22/2010 6 $ 2,524,075,000 1,244,437,500 7/16/2010 7/16/2010 $ $ 2,298,974,000 1,150,423,500 $ $ 2,298,974,000 1,064,141,738 6/26/2012 $ 125,000,000 $ 2,173,974,000 9/17/2012 $ 305,000,000 $ 1,868,974,000 12/6/2012 $ 800,000,000 $ 1,068,974,000 12/21/2012 $ 630,000,000 $ 438,974,000 1/15/2013 $ 97,494,310 $ 341,479,690 1/24/2013 $ 341,479,690 $ 1/15/2010 9/28/2012 Final Distribution 6/4/2013 Adjusted Distribution 7/8/2013 Distribution 3/13/2013 Distribution 10/2/2009 AllianceBernstein Legacy Securities Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 2,300,847,000 12 $ 2,128,000,000 10/2/2009 Blackrock PPIF, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 694,980,000 $ 528,184,800 $ 1,064,097,694 Membership Interest $ 712,284 $ 1,063,385,410 Membership Interest $ 6,716,327 $ 1,056,669,083 Membership Interest 4/14/2011 $ 7,118,388 $ 1,049,550,694 Membership Interest 5/14/2012 $ 39,999,800 $ 1,009,550,894 Membership Interest 6/14/2012 $ 287,098,565 $ 722,452,330 Membership Interest 7/16/2012 $ 68,749,656 $ 653,702,674 Membership Interest 8/14/2012 $ 361,248,194 $ 292,454,480 Membership Interest 5/16/2011 $ 6/14/2011 5/3/2012 $ 30,244,575 $ $ 88,087 $ $ 80,000,000 $ 5/14/2012 $ 30,000,000 $ 5/23/2012 $ 500,000,000 $ 6/14/2012 $ 44,200,000 $ 6/25/2012 $ 120,000,000 $ 7/16/2012 $ 17,500,000 $ 7/27/2012 $ 450,000,000 $ 8/14/2012 $ 272,500,000 $ 8/22/2012 1 44,043 292,454,480 $ 8/14/2012 $ 9/17/2012 10/15/2012 583,467,339 $ 5 5, 14 5, 13 40,556 $ 469 $ 1,735 $ 1,611 $ 479,509,240 $ 2,802,754 $ 16,195,771 $ 69,932 $ 75,278,664 10 10 10 10 10 - Contingent Proceeds 3/14/2011 $ $ Distribution 5 5, 11 Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds 2/14/2011 8/30/2012 2 $ Proceeds 5 Distribution 7/11/2013 2 Description 8/9/2012 4/17/2013 Distribution 7/11/2013 Distribution 8/30/2012 Distribution 9/12/2012 Distribution 9/19/2012 Distribution 5, 11 5, 11 10 10 10 10 10 10 10 10 - Membership Interest 10 5, 11 5, 11 5, 11 5, 11 10/1/2012 Distribution 12/21/2012 Distribution 8/13/2013 Distribution Refund 5, 11 $ 79,071,633 $ 106,300,357 $ 25,909,972 $ 678,683 $ (18,405) Debt Obligation w/ Contingent 2,097,755,425 Proceeds Debt Obligation w/ Contingent 2,097,667,339 Proceeds Debt Obligation w/ Contingent 2,017,667,339 Proceeds Debt Obligation w/ Contingent 1,987,667,339 Proceeds Debt Obligation w/ Contingent 1,487,667,339 Proceeds Debt Obligation w/ Contingent 1,443,467,339 Proceeds Debt Obligation w/ Contingent 1,323,467,339 Proceeds Debt Obligation w/ Contingent 1,305,967,339 Proceeds Debt Obligation w/ Contingent 855,967,339 Proceeds Debt Obligation w/ Contingent 583,467,339 Proceeds - Contingent Proceeds 90,269,076 $ 437,915,724 Membership Interest $ 8,833,632 $ 429,082,092 Membership Interest $ 10,055,653 $ 419,026,439 Membership Interest 5, 11 10/3/2012 Distribution 12/21/2012 Distribution 8/13/2013 Distribution Refund 5, 11 $ 12,012,957 $ 16,967 $ (460) 10 10 10 59 Preliminary Adjusted Commitment Seller Footnote Date Name of Institution City State Transaction Type Commitment Amount Investment Description Pricing Mechanism Date 3 Amount Final Investment Final Commitment Amount Date 7 Amount Amount 9 Amount Capital Repayment Details Repayment Date 11/5/2012 2 1 10/2/2009 10/30/2009 Blackrock PPIF, L.P. AG GECC PPIF Master Fund, L.P. Wilmington Wilmington DE DE Purchase Purchase Debt Obligation w/ Contingent Proceeds Membership Interest $ $ 2,222,222,222 1,111,111,111 Par Par 3/22/2010 6 $ 3/22/2010 6 $ 2,488,875,000 1,271,337,500 7/16/2010 7/16/2010 $ $ 1,389,960,000 1,243,275,000 $ $ 1,053,000,000 1,117,399,170 10/30/2009 AG GECC PPIF Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,542,675,000 7/16/2010 $ 2,486,550,000 $ 2,234,798,340 Repayment Amount $ 7/31/2012 $ 8/14/2012 8/31/2012 419,026,439 Amount $ 175,000,000 $ $ 5,539,055 $ $ 16,000,000 $ 9/17/2012 $ 1,667,352 $ 9/28/2012 $ 35,000,000 $ 10/15/2012 $ 25,334,218 $ 10/18/2012 $ 794,459,374 $ - Contingent Proceeds $ 1,030,299,606 Membership Interest 3/14/2012 $ 99,462,003 $ 930,837,603 Membership Interest 5/14/2012 $ 74,999,625 $ 855,837,978 Membership Interest 7/16/2012 $ 18,749,906 $ 837,088,072 Membership Interest 8/14/2012 $ 68,399,658 $ 768,688,414 Membership Interest 9/17/2012 $ 124,999,375 $ 643,689,039 Membership Interest 10/15/2012 $ 240,673,797 $ 403,015,242 Membership Interest 11/15/2012 $ 45,764,825 $ 357,250,417 Membership Interest 12/14/2012 $ 24,588,926 $ 332,661,491 Membership Interest 1/15/2013 $ 30,470,429 $ 302,191,061 Membership Interest 2/14/2013 $ 295,328,636 $ 6,862,425 Membership Interest $ 2/14/2012 $ 174,200,000 $ 3/14/2012 $ 198,925,000 $ 5/14/2012 $ 150,000,000 $ 7/16/2012 $ 37,500,000 $ 8/14/2012 $ 136,800,000 $ 9/17/2012 $ 250,000,000 $ 10/15/2012 $ 481,350,000 $ 11/15/2012 $ 274,590,324 $ 12/14/2012 $ 147,534,295 $ 1/15/2013 $ 182,823,491 $ 2/14/2013 $ 201,075,230 $ Description 5, 11 11/5/2012 Distribution 12/5/2012 Distribution 5, 11 12/6/2013 Distribution 11/5/2012 Distribution 12/5/2012 Distribution 5, 11 12/6/2013 Distribution 2/21/2013 Distribution 2/27/2013 Distribution 3/14/2013 Distribution 4/19/2013 Distribution 4/25/2013 Distribution 5/29/2013 Distribution 5, 11 9/30/2014 Final Distribution 12/8/2017 Final Distribution 11/16/2018 Final Distribution 4/19/2013 Distribution 4/25/2013 Distribution 5/29/2013 Distribution 5, 11 9/30/2014 Final Distribution 12/8/2017 Final Distribution 5, 11 Proceeds $ 297,511,708 $ 57,378,964 $ 1,609,739 $ 8,289,431 $ 1,433,088 $ 141,894 $ 184,431,858 Debt Obligation w/ Contingent 878,000,000 Proceeds Debt Obligation w/ Contingent 872,460,945 Proceeds Debt Obligation w/ Contingent 856,460,945 Proceeds Debt Obligation w/ Contingent 854,793,592 Proceeds Debt Obligation w/ Contingent 819,793,592 Proceeds Debt Obligation w/ Contingent 794,459,374 Proceeds 87,099,565 6,862,425 Date - Membership Interest 10 $ $ Distribution or Disposition Description 2/14/2012 2/21/2013 2 Investment After Capital Repayment - 5, 11 5, 11 10 10 10 10 10 10 10 10 10 10 10 Membership Interest 10 5, 11 5, 11 5, 11 5, 11 5, 11 5, 11 5, 16 5, 17 $ 20,999,895 $ 156,174,219 $ 105,620,441 $ 42,099,442 $ 49,225,244 $ 1,748,833 $ 510,899 $ 54,981 $ 17,118,005 $ 1,052,497 $ 1,230,643 $ 41,556 $ 12,773 Debt Obligation w/ Contingent 2,060,598,340 Proceeds Debt Obligation w/ Contingent 1,861,673,340 Proceeds Debt Obligation w/ Contingent 1,711,673,340 Proceeds Debt Obligation w/ Contingent 1,674,173,340 Proceeds Debt Obligation w/ Contingent 1,537,373,340 Proceeds Debt Obligation w/ Contingent 1,287,373,340 Proceeds Debt Obligation w/ Contingent 806,023,340 Proceeds Debt Obligation w/ Contingent 531,433,016 Proceeds Debt Obligation w/ Contingent 383,898,721 Proceeds Debt Obligation w/ Contingent 201,075,230 Proceeds - Contingent Proceeds 5, 11 5, 11 5, 11 5, 16 60 Preliminary Adjusted Commitment Seller Footnote 1 Date 11/4/2009 Name of Institution RLJ Western Asset Public/Private Master Fund, L.P. City Wilmington State DE Transaction Type Purchase Commitment Amount Investment Description Membership Interest $ 1,111,111,111 Pricing Mechanism Par Date 3/22/2010 6 $ 3 Amount 1,244,437,500 Final Investment Final Commitment Amount Date 7/16/2010 7 Amount Amount $ 620,578,258 9 Amount $ 620,578,258 Capital Repayment Details Repayment Date 11/4/2009 RLJ Western Asset Public/Private Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 1,241,156,516 $ 1,241,000,000 11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 474,550,000 $ 474,550,000 619,375,301 Membership Interest $ 3,521,835 $ 615,853,465 Membership Interest $ 104,959,251 $ 510,894,215 Membership Interest 9/17/2012 $ 72,640,245 $ 438,253,970 Membership Interest 9/28/2012 $ 180,999,095 $ 257,254,875 Membership Interest 10/15/2012 $ 134,999,325 $ 122,255,550 Membership Interest 4/14/2011 8/14/2012 1 11/25/2009 12/18/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. Oaktree PPIP Fund, L.P. Wilmington Wilmington DE DE Purchase Purchase Debt Obligation w/ Contingent Proceeds Membership Interest $ $ 2,222,222,222 1,111,111,111 Par Par 3/22/2010 6 $ 3/22/2010 6 $ 2,488,875,000 1,244,437,500 7/16/2010 7/16/2010 $ $ 949,100,000 1,160,784,100 $ $ 949,000,000 $ 122,255,550 $ 5/13/2011 $ 13,531,530 $ 7/31/2012 $ 618,750,000 $ 8/9/2012 $ 151,006,173 $ 8/14/2012 $ 11,008,652 $ 8/23/2012 $ 160,493,230 $ 8/29/2012 $ 103,706,836 $ 9/17/2012 $ 20,637,410 $ $ 161,866,170 $ - - $ 400,050,373 Membership Interest 11/15/2012 $ 59,787,459 $ 340,262,914 Membership Interest 12/14/2012 $ 40,459,092 $ 299,803,821 Membership Interest 1/15/2013 $ 10,409,317 $ 289,394,504 Membership Interest 1/30/2013 $ 219,998,900 $ 69,395,604 Membership Interest 2/25/2013 $ 39,026,406 $ 30,369,198 Membership Interest 9/17/2012 $ 149,000,000 $ 11/15/2012 $ 119,575,516 $ 11/20/2012 $ 195,000,000 $ 12/14/2012 $ 47,755,767 $ 1/15/2013 $ 62,456,214 $ $ 375,212,503 $ 10/19/2012 Distribution 11/2/2012 Distribution 12/21/2012 Distribution 12/11/2013 Final Distribution 1/28/2015 Distribution 12/31/2018 Distribution 10/19/2012 Distribution 11/2/2012 Distribution 12/21/2012 Distribution 12/11/2013 Final Distribution 1/28/2015 Distribution 12/31/2018 Distribution 3/25/2013 Distribution 4/16/2013 Distribution 5/16/2013 Distribution 7/11/2013 Distribution 9/5/2013 Distribution 12/27/2013 Distribution 5, 17 Proceeds $ 1,375 $ 147,464,888 $ 148,749,256 $ 549,997 $ 75,372 10 10 10 10 10 10 5, 11 5, 11 5, 11 5, 11 5, 15 5, 18 $ 61,767 $ 181,500 5, 11 5, 11 $ 6,789,287 $ 5, 11 3,718,769 $ 5, 15 5, 18 5, 11 13,750 $ 1,884 $ 1,544 $ 4,538 10 10 10 10 10 10 - Membership Interest 10 5, 11 5, 11 5, 11 5, 11 5, 11 5, 11 $ 164,629,827 $ 71,462,104 $ 38,536,072 $ 29,999,850 $ 3,999,980 $ 5,707,723 Debt Obligation w/ Contingent 800,000,000 Proceeds Debt Obligation w/ Contingent 680,424,484 Proceeds Debt Obligation w/ Contingent 485,424,484 Proceeds Debt Obligation w/ Contingent 437,668,717 Proceeds Debt Obligation w/ Contingent 375,212,503 Proceeds 555,904,633 1/24/2013 Final Distribution 10 Contingent Proceeds 74,499,628 $ Description 11/16/2018 Debt Obligation w/ Contingent 1,227,468,470 Proceeds Debt Obligation w/ Contingent 608,718,470 Proceeds Debt Obligation w/ Contingent 457,712,297 Proceeds Debt Obligation w/ Contingent 446,703,645 Proceeds Debt Obligation w/ Contingent 286,210,415 Proceeds Debt Obligation w/ Contingent 182,503,579 Proceeds Debt Obligation w/ Contingent 161,866,170 Proceeds $ 30,369,198 Date Membership Interest 9/17/2012 $ Distribution or Disposition Description $ 3/25/2013 2 Amount 1,202,957 $ 9/21/2012 1 Repayment Amount 3/14/2011 10/19/2012 2 Investment After Capital Repayment - Contingent Proceeds 4/16/2013 Distribution 5/16/2013 Distribution 7/11/2013 Distribution 9/5/2013 Distribution 5, 11 5, 11 5, 11 5, 11 $ 7,143,340 $ 963,411 $ 750,004 $ 100,001 61 Preliminary Adjusted Commitment Seller Footnote Date Name of Institution City State Transaction Type Commitment Amount Investment Description Pricing Mechanism Date 3 Amount Final Investment Final Commitment Amount Date 7 Amount Amount 9 Amount Capital Repayment Details Repayment Date 12/18/2009 Oaktree PPIP Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 2,321,568,200 $ 1,111,000,000 $ 30,000,000,000 FINAL COMMITMENT AMOUNT $ Amount Description $ 39,499,803 $ 516,404,830 Membership Interest 3/14/2012 $ 39,387,753 $ 477,017,077 Membership Interest 9/17/2012 $ 22,111,961 $ 454,905,116 Membership Interest 10/15/2012 $ 32,496,972 $ 422,408,144 Membership Interest 11/15/2012 $ 111,539,536 $ 310,868,608 Membership Interest 12/14/2012 $ 55,540,026 $ 255,328,581 Membership Interest 1/15/2013 $ 14,849,910 $ 240,478,671 Membership Interest 4/12/2013 $ 18,268,328 $ 222,210,343 Membership Interest 5/14/2013 $ 70,605,973 $ 151,604,370 Membership Interest 5/28/2013 $ 119,769,362 $ 31,835,008 Membership Interest $ 31,835,008 $ 7/15/2011 $ 79,000,000 $ 3/14/2012 $ 78,775,901 $ 9/17/2012 $ 44,224,144 $ 10/15/2012 $ 64,994,269 $ 11/15/2012 $ 223,080,187 $ 12/14/2012 $ 111,080,608 $ 1/15/2013 $ 89,099,906 $ 4/12/2013 $ 109,610,516 $ 5/14/2013 INITIAL COMMITMENT AMOUNT Repayment Amount 7/15/2011 6/3/2013 2 Investment After Capital Repayment $ 311,134,469 $ Distribution or Disposition Date Description 12/27/2013 Distribution 5, 11 TOTAL CAPITAL REPAYMENT AMOUNT $ 142,168 $ 46,575,750 $ 54,999,725 $ 27,999,860 $ 11,749,941 $ 40,974,795 $ 539,009 10 10 10 10 10 10 10 10 10 10 - Membership Interest 10 5, 11 6/3/2013 Distribution 6/14/2013 Distribution 6/24/2013 Distribution 6/26/2013 Distribution 7/9/2013 Distribution 5, 11 12/12/2013 Final Distribution 5/28/2013 Distribution 6/3/2013 Distribution 6/14/2013 Distribution 6/24/2013 Distribution 5, 11 5, 11 5, 11 5, 11 Debt Obligation w/ Contingent 1,032,000,000 Proceeds Debt Obligation w/ Contingent 953,224,099 Proceeds Debt Obligation w/ Contingent 908,999,956 Proceeds Debt Obligation w/ Contingent 844,005,687 Proceeds Debt Obligation w/ Contingent 620,925,500 Proceeds Debt Obligation w/ Contingent 509,844,892 Proceeds Debt Obligation w/ Contingent 420,744,985 Proceeds Debt Obligation w/ Contingent 311,134,469 Proceeds - Contingent Proceeds 5, 11 5, 11 5, 11 5, 11 5, 11 6/26/2013 7/9/2013 Distribution Distribution 5, 11 12/12/2013 Final Distribution 5, 11 TOTAL DISTRIBUTIONS 5 21,856,403,574 Proceeds $ $ 444,393 $ 1,960,289 $ 1,375,007 $ 700,004 $ $ 293,751 1,024,380 $ 13,475 $ 2,645,935,688 18,625,147,938 1/ The equity amount may be incrementally funded. Commitment amount represents Treasury's maximum obligation if the limited partners other than Treasury fund their maximum equity capital obligations. 2/ The loan may be incrementally funded. Commitment amount represents Treasury's maximum obligation if Treasury and the limited partners other than Treasury fund 100% of their maximum equity obligations. 3/ Adjusted to show Treasury's maximum obligations to a fund. 4/ On 1/4/2010, Treasury and the fund manager entered into a Winding-Up and Liquidation Agreement. 5/ Distributions after capital repayments will be considered profit and are paid pro rata (subject to prior distribution of Contingent Proceeds to Treasury) to the fund's partners, including Treasury, in proportion to their membership interests. These figures exclude pro-rata distributions to Treasury of gross investment proceeds (reported on the Dividends & Interest report), which may be made from time to time in accordance with the terms of the fund's Limited Partnership Agreement. 6/ Following termination of the TCW fund, the $3.33 billion of obligations have been reallocated to the remaining eight funds pursuant to consent letters from Treasury dated as of 3/22/2010. $133 million of maximum equity capital obligation and $267 million of maximum debt obligation were reallocated per fund, after adjustment for the $17.6 million and $26.9 million equity capital reallocations from private investors in the TCW fund to the Wellington fund and the AG GECC fund, respectively. The $356 million of final investment in the TCW fund will remain a part of Treasury's total maximum S-PPIP investment amount. 7/ Amount adjusted to show Treasury's final capital commitment (membership interest) and the maximum amount of Treasury's debt obligation that may be drawn down in accordance with the Loan Agreement. 8/ On 09/26/2011, the General Partner notified Treasury that the Investment Period was terminated in accordance with the Limited Partnership Agreement. As a result, the Final Investment Amount, representing Treasury's debt obligation, has been reduced to the cumulative amount of debt funded. 9/ Cumulative capital drawn at end of the Investment Period. 10/ The Amount is adjusted to reflect pro-rata equity distributions that have been deemed to be capital repayments to Treasury. 11/ Distribution represents a gain on funded capital and is subject to revision pending any additional fundings of the outstanding commitment. 12/ On 08/23/2012, AllianceBernstein agreed to de-obligate its unused debt commitment. The Final Investment Amount represents the cumulative capital drawn as of the de-obligation. 13/ On, 6/5/2013, Invesco Mortgage Recovery Master Fund L.P. made a distribution to Treasury that is the result of adjustments made to positions previously held by the Invesco Legacy Securities Master Fund, L.P. “Partnership”, of which The U.S. Department of the Treasury is a Limited Partner. The adjusted distribution was made 18 months after the Final Distribution on 9/28/2012. 14/ On 7/8/2013, Invesco Mortgage Recovery Master Fund L.P. made a distribution to Treasury arising from the Settlement Agreement between Jefferies LLC and Invesco Advisers, Inc. dated as of 3/20/2013. 15/ On 1/28/2015, Western Asset Management Company made a distribution to Treasury in respect of certain settlement proceeds. 16/ On 12/8/2017, AG GECC PPIF Master Fund, L.P. made a distribution to Treasury in respect of certain settlement proceeds. 17/ On 11/16/2018, AG GECC PPIF Master Fund, L.P. made a distribution to Treasury in respect of certain settlement proceeds. 18/ On 12/31/2018, Western Asset Management Company made a distribution to Treasury in respect of certain settlement proceeds. 62 U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Transactions Report - Housing Programs For Period Ending 3/27/2019 MAKING HOME AFFORDABLE PROGRAM Servicer Modifying Borrowers' Loans Date 03/14/2013 Name of Institution 21st Mortgage Corporation City Knoxville Adjustment Details State Transaction Type TN Purchase Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) * Financial Instrument for Home Loan Modifications Pricing Mechanism - N/A Note 3 Adjustment Date CAP Adjustment Amount 09/11/2009 AgFirst Farm Credit Bank Allstate Mortgage Loans & Investments, Inc. Columbia Ocala SC FL Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ 100,000 N/A 250,000 N/A Reason for Adjustment 03/14/2013 $ 130,000 $ 130,000 Transfer of cap due to servicing transfer 03/25/2013 $ (1) $ 129,999 Updated due to quarterly assessment and reallocation 12/16/2013 $ 30,000 $ 159,999 Transfer of cap due to servicing transfer 12/23/2013 $ (96) $ 159,903 Updated due to quarterly assessment and reallocation 01/16/2014 $ 180,000 $ 339,903 Transfer of cap due to servicing transfer 03/26/2014 $ (20) $ 04/16/2014 $ 10,000,000 $ 10,339,883 Transfer of cap due to servicing transfer 06/16/2014 $ 190,000 $ 10,529,883 Transfer of cap due to servicing transfer 06/26/2014 $ (3,148) $ 10,526,735 Updated due to quarterly assessment and reallocation 07/29/2014 $ (6,175) $ 10,520,560 Updated due to quarterly assessment and reallocation 08/14/2014 $ 50,000 $ 10,570,560 Transfer of cap due to servicing transfer 09/16/2014 $ 130,000 $ 10,700,560 Transfer of cap due to servicing transfer 09/29/2014 $ (2,146) $ 10,698,414 Updated due to quarterly assessment and reallocation 11/14/2014 $ 50,000 $ 10,748,414 Transfer of cap due to servicing transfer 12/29/2014 $ 3,463,801 $ 14,212,215 Updated due to quarterly assessment and reallocation 01/15/2015 $ 40,000 $ 14,252,215 Transfer of cap due to servicing transfer 03/26/2015 $ 81,081 $ 14,333,296 Updated due to quarterly assessment and reallocation 04/16/2015 $ 50,000 $ 14,383,296 Transfer of cap due to servicing transfer 04/28/2015 $ (66,521) $ 14,316,775 Updated due to quarterly assessment and reallocation 06/25/2015 $ 41,868 $ 14,358,643 Updated due to quarterly assessment and reallocation 09/28/2015 $ 312,942 $ 14,671,585 Updated due to quarterly assessment and reallocation 12/28/2015 $ (60,789) $ 14,610,796 Updated due to quarterly assessment and reallocation 02/25/2016 $ (496,519) $ 14,114,277 Reallocation due to MHA program deobligation 03/28/2016 $ (11,842) $ 14,102,435 Updated due to quarterly assessment and reallocation 05/16/2016 $ 3,230,000 $ 17,332,435 Transfer of cap due to servicing transfer 05/31/2016 $ (783,708) $ 16,548,727 Updated due to quarterly assessment and reallocation 06/27/2016 $ (410,835) $ 16,137,892 Updated due to quarterly assessment and reallocation 07/27/2016 $ (312,795) $ 15,825,097 Updated due to quarterly assessment and reallocation 09/28/2016 $ (78,149) $ 15,746,948 Updated due to quarterly assessment and reallocation 10/25/2016 $ 89,687 $ 15,836,635 Updated due to quarterly assessment and reallocation - $ 15,836,635 Updated due to quarterly assessment and reallocation 11/29/2016 $ (4,440) $ 15,832,195 Updated due to quarterly assessment and reallocation 12/27/2016 $ (891) $ 15,831,304 Transfer of cap due to servicing transfer 02/27/2017 $ (5,588) $ 15,825,716 Transfer of cap due to servicing transfer 04/26/2017 $ (829) $ 15,824,887 Transfer of cap due to servicing transfer 06/26/2017 $ (10,263) $ 15,814,624 Transfer of cap due to servicing transfer 07/26/2017 $ (317) $ 15,814,307 Transfer of cap due to servicing transfer 09/26/2017 $ (35,138) $ 15,779,169 Transfer of cap due to servicing transfer 10/26/2017 $ (22,727) $ 15,756,442 Transfer of cap due to servicing transfer 12/21/2017 $ (29,624) $ 15,726,818 Transfer of cap due to servicing transfer 02/26/2018 $ (1,836) $ 15,724,982 Transfer of cap due to servicing transfer 03/22/2018 $ (6,788) $ 15,718,194 Transfer of cap due to servicing transfer 04/25/2018 $ (15,794) $ 15,702,400 Transfer of cap due to servicing transfer 06/21/2018 $ (3,041) $ 15,699,359 Transfer of cap due to servicing transfer 07/26/2018 $ (2,282,678) $ 13,416,681 Reallocation due to MHA program deobligation 08/27/2018 $ (132) $ 13,416,549 Transfer of cap due to servicing transfer 09/26/2018 $ (158) $ 13,416,391 Transfer of cap due to servicing transfer 10/25/2018 $ (5,719) $ 13,410,672 Transfer of cap due to servicing transfer 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 03/23/2011 $ (145,056) 10/02/2009 $ 60,000 $ 310,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ (80,000) $ 230,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 280,000 $ 510,000 Updated portfolio data from servicer 07/14/2010 $ (410,000) $ 100,000 Updated portfolio data from servicer 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 06/29/2011 $ (1) $ 145,055 Updated due to quarterly assessment and reallocation 06/28/2012 $ (1) $ 145,054 Updated due to quarterly assessment and reallocation 09/27/2012 $ (2) $ 145,052 Updated due to quarterly assessment and reallocation 03/25/2013 $ (1) $ 145,051 Updated due to quarterly assessment and reallocation 12/23/2013 $ (232) $ 03/26/2014 $ (8) $ 144,811 Updated due to quarterly assessment and reallocation 06/26/2014 $ (96) $ 144,715 Updated due to quarterly assessment and reallocation 07/29/2014 $ (191) $ 144,524 Updated due to quarterly assessment and reallocation 09/29/2014 $ (63) $ 144,461 Updated due to quarterly assessment and reallocation 12/29/2014 $ (7,654) $ 136,807 Updated due to quarterly assessment and reallocation 03/26/2015 $ (2,879) $ 133,928 Updated due to quarterly assessment and reallocation 11/07/2016 09/30/2010 Adjusted CAP 339,883 Updated due to quarterly assessment and reallocation - Termination of SPA 144,819 Updated due to quarterly assessment and reallocation 63 08/14/2014 09/30/2010 Ally Bank Amarillo National Bank Midvale Amarillo UT TX Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications - N/A $ 100,000 N/A 3 04/28/2015 $ (11,347) $ 122,581 Updated due to quarterly assessment and reallocation 06/25/2015 $ (2,691) $ 119,890 Updated due to quarterly assessment and reallocation 09/28/2015 $ (3,595) $ 116,295 Updated due to quarterly assessment and reallocation 12/28/2015 $ (2,660) $ 113,635 Updated due to quarterly assessment and reallocation 02/25/2016 $ (7,597) $ 106,038 Reallocation due to MHA program deobligation 03/28/2016 $ (159) $ 105,879 Updated due to quarterly assessment and reallocation 05/31/2016 $ (1,242) $ 104,637 Updated due to quarterly assessment and reallocation 06/27/2016 $ (742) $ 103,895 Updated due to quarterly assessment and reallocation 07/27/2016 $ (742) $ 103,153 Updated due to quarterly assessment and reallocation 09/28/2016 $ (1,298) $ 101,855 Updated due to quarterly assessment and reallocation 10/25/2016 $ (1,226) $ 100,629 Updated due to quarterly assessment and reallocation 11/07/2016 $ 472 $ 101,101 Updated due to quarterly assessment and reallocation 11/29/2016 $ (8) $ 101,093 Updated due to quarterly assessment and reallocation 12/27/2016 $ (1) $ 101,092 Transfer of cap due to servicing transfer 02/27/2017 $ (22) $ 101,070 Transfer of cap due to servicing transfer 04/26/2017 $ (1) $ 101,069 Transfer of cap due to servicing transfer 06/26/2017 $ (11) $ 101,058 Transfer of cap due to servicing transfer 09/26/2017 $ (453) $ 100,605 Transfer of cap due to servicing transfer 10/26/2017 $ (56) $ 100,549 Transfer of cap due to servicing transfer 12/21/2017 $ (58) $ 100,491 Transfer of cap due to servicing transfer 02/26/2018 $ (3) $ 100,488 Transfer of cap due to servicing transfer 03/22/2018 $ (9) $ 100,479 Transfer of cap due to servicing transfer 04/25/2018 $ (18) $ 06/21/2018 $ (3) $ 100,458 Transfer of cap due to servicing transfer 07/26/2018 $ (386) $ 100,072 Reallocation due to MHA program deobligation 10/25/2018 $ (1) $ 100,071 Transfer of cap due to servicing transfer 08/14/2014 $ 7,600,000 $ 7,600,000 Transfer of cap due to servicing transfer 09/29/2014 $ (1,152) $ 7,598,848 Updated due to quarterly assessment and reallocation 12/29/2014 $ 1,832,887 $ 9,431,735 Updated due to quarterly assessment and reallocation 01/15/2015 $ 70,000 $ 9,501,735 Transfer of cap due to servicing transfer 02/13/2015 $ 110,000 $ 9,611,735 Transfer of cap due to servicing transfer 03/26/2015 $ (3,238) $ 9,608,497 Updated due to quarterly assessment and reallocation 04/28/2015 $ (34,544) $ 9,573,953 Updated due to quarterly assessment and reallocation 06/25/2015 $ (29,284) $ 9,544,669 Updated due to quarterly assessment and reallocation 08/14/2015 $ (3,800,000) $ 5,744,669 Transfer of cap due to servicing transfer 09/28/2015 $ (165,135) $ 5,579,534 Updated due to quarterly assessment and reallocation 10/15/2015 $ (400,000) $ 5,179,534 Transfer of cap due to servicing transfer 12/28/2015 $ (164,461) $ 5,015,073 Updated due to quarterly assessment and reallocation 02/25/2016 $ (616,326) $ 4,398,747 Reallocation due to MHA program deobligation 03/16/2016 $ 10,000 $ 03/28/2016 $ (13,035) $ 05/16/2016 $ 40,840,000 $ 45,235,712 Transfer of cap due to servicing transfer 05/31/2016 $ (8,732,825) $ 36,502,887 Updated due to quarterly assessment and reallocation 06/27/2016 $ (5,217,732) $ 31,285,155 Updated due to quarterly assessment and reallocation 07/27/2016 $ (5,232,216) $ 26,052,939 Updated due to quarterly assessment and reallocation 09/28/2016 $ (9,089,410) $ 16,963,529 Updated due to quarterly assessment and reallocation 10/25/2016 $ (8,559,156) $ 8,404,373 Updated due to quarterly assessment and reallocation 11/07/2016 $ 3,299,856 $ 11,704,229 Updated due to quarterly assessment and reallocation 11/29/2016 $ (59,082) $ 11,645,147 Updated due to quarterly assessment and reallocation 12/27/2016 $ (8,840) $ 11,636,307 Transfer of cap due to servicing transfer 02/27/2017 $ (147,573) $ 11,488,734 Transfer of cap due to servicing transfer 04/26/2017 $ (9,590) $ 11,479,144 Transfer of cap due to servicing transfer 06/26/2017 $ (72,677) $ 11,406,467 Transfer of cap due to servicing transfer 07/26/2017 $ (2,280) $ 11,404,187 Transfer of cap due to servicing transfer 09/26/2017 $ (2,890,647) $ 8,513,540 Transfer of cap due to servicing transfer 10/26/2017 $ (360,546) $ 8,152,994 Transfer of cap due to servicing transfer 12/21/2017 $ (378,547) $ 7,774,447 Transfer of cap due to servicing transfer 02/26/2018 $ (18,627) $ 7,755,820 Transfer of cap due to servicing transfer 03/22/2018 $ (61,249) $ 7,694,571 Transfer of cap due to servicing transfer 04/25/2018 $ (121,784) $ 7,572,787 Transfer of cap due to servicing transfer 06/21/2018 $ (23,438) $ 7,549,349 Transfer of cap due to servicing transfer 07/26/2018 $ (3,193,905) $ 4,355,444 Reallocation due to MHA program deobligation 08/27/2018 $ (175) $ 4,355,269 Transfer of cap due to servicing transfer 09/26/2018 $ (187) $ 4,355,082 Transfer of cap due to servicing transfer 10/25/2018 $ (6,639) $ 4,348,443 Transfer of cap due to servicing transfer 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 06/29/2011 $ (1) $ 145,055 Updated due to quarterly assessment and reallocation 06/28/2012 $ (1) $ 145,054 Updated due to quarterly assessment and reallocation 09/27/2012 $ (2) $ 145,052 Updated due to quarterly assessment and reallocation 03/25/2013 $ (1) $ 145,051 Updated due to quarterly assessment and reallocation 12/23/2013 $ (232) $ 144,819 Updated due to quarterly assessment and reallocation 03/26/2014 $ (8) $ 144,811 Updated due to quarterly assessment and reallocation 06/26/2014 $ (96) $ 144,715 Updated due to quarterly assessment and reallocation 07/29/2014 $ (191) $ 144,524 Updated due to quarterly assessment and reallocation 09/29/2014 $ (63) $ 144,461 Updated due to quarterly assessment and reallocation 12/29/2014 $ (7,654) $ 136,807 Updated due to quarterly assessment and reallocation 03/26/2015 $ (2,879) $ 133,928 Updated due to quarterly assessment and reallocation 04/28/2015 $ (11,347) $ 122,581 Updated due to quarterly assessment and reallocation 100,461 Transfer of cap due to servicing transfer 4,408,747 Transfer of cap due to servicing transfer 4,395,712 Updated due to quarterly assessment and reallocation 64 07/16/2014 12/09/2009 09/24/2010 09/30/2010 04/16/2015 Ameriana Bank American Eagle Federal Credit Union American Finance House LARIBA American Financial Resources Inc. Apex Bank (Bank of Camden) New Castle East Hartford Pasadena Parsippany Knoxville IN CT CA NJ TN Purchase Purchase Purchase Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications - N/A $ $ $ 3 1,590,000 N/A 100,000 N/A 100,000 N/A - N/A 3 06/25/2015 $ (2,691) $ 119,890 Updated due to quarterly assessment and reallocation 09/28/2015 $ (3,595) $ 116,295 Updated due to quarterly assessment and reallocation 12/28/2015 $ (2,660) $ 113,635 Updated due to quarterly assessment and reallocation 02/25/2016 $ (7,597) $ 106,038 Reallocation due to MHA program deobligation 03/28/2016 $ (159) $ 105,879 Updated due to quarterly assessment and reallocation 05/31/2016 $ (1,242) $ 104,637 Updated due to quarterly assessment and reallocation 06/27/2016 $ (742) $ 103,895 Updated due to quarterly assessment and reallocation 07/27/2016 $ (742) $ 103,153 Updated due to quarterly assessment and reallocation 09/28/2016 $ (1,298) $ 101,855 Updated due to quarterly assessment and reallocation 10/25/2016 $ (1,226) $ 100,629 Updated due to quarterly assessment and reallocation 11/07/2016 $ 472 $ 101,101 Updated due to quarterly assessment and reallocation 11/29/2016 $ (8) $ 101,093 Updated due to quarterly assessment and reallocation 12/27/2016 $ (1) $ 101,092 Transfer of cap due to servicing transfer 02/27/2017 $ (22) $ 101,070 Transfer of cap due to servicing transfer 04/26/2017 $ (1) $ 101,069 Transfer of cap due to servicing transfer 06/15/2017 $ (101,069) 07/16/2014 $ 60,000 $ 60,000 Transfer of cap due to servicing transfer 01/13/2017 $ (10,000) $ 50,000 Transfer of cap due to servicing transfer 01/22/2010 $ 70,000 $ 1,660,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (290,000) $ 1,370,000 Updated portfolio data from servicer 07/14/2010 $ (570,000) $ 800,000 Updated portfolio data from servicer 09/30/2010 $ 70,334 $ 870,334 Updated portfolio data from servicer 01/06/2011 $ (1) $ 03/30/2011 $ (1) $ 870,332 Updated due to quarterly assessment and reallocation 06/29/2011 $ (13) $ 870,319 Updated due to quarterly assessment and reallocation 01/25/2012 $ (870,319) 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 02/02/2011 $ (145,056) 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 06/29/2011 $ (1) $ 145,055 Updated due to quarterly assessment and reallocation 06/28/2012 $ (1) $ 145,054 Updated due to quarterly assessment and reallocation 09/27/2012 $ (2) $ 145,052 Updated due to quarterly assessment and reallocation 03/25/2013 $ (1) $ 145,051 Updated due to quarterly assessment and reallocation 12/23/2013 $ (232) $ 144,819 Updated due to quarterly assessment and reallocation 03/26/2014 $ (8) $ 144,811 Updated due to quarterly assessment and reallocation 06/26/2014 $ (96) $ 144,715 Updated due to quarterly assessment and reallocation 07/29/2014 $ (191) $ 144,524 Updated due to quarterly assessment and reallocation 09/29/2014 $ (63) $ 144,461 Updated due to quarterly assessment and reallocation 12/29/2014 $ (7,654) $ 136,807 Updated due to quarterly assessment and reallocation 03/26/2015 $ (2,879) $ 133,928 Updated due to quarterly assessment and reallocation 04/28/2015 $ (11,347) $ 122,581 Updated due to quarterly assessment and reallocation 06/25/2015 $ (2,691) $ 119,890 Updated due to quarterly assessment and reallocation 09/28/2015 $ (3,595) $ 116,295 Updated due to quarterly assessment and reallocation 12/28/2015 $ (2,660) $ 113,635 Updated due to quarterly assessment and reallocation 02/25/2016 $ (7,597) $ 106,038 Reallocation due to MHA program deobligation 03/28/2016 $ (159) $ 105,879 Updated due to quarterly assessment and reallocation 05/31/2016 $ (1,242) $ 104,637 Updated due to quarterly assessment and reallocation 06/27/2016 $ (742) $ 103,895 Updated due to quarterly assessment and reallocation 07/27/2016 $ (742) $ 103,153 Updated due to quarterly assessment and reallocation 09/28/2016 $ (1,298) $ 101,855 Updated due to quarterly assessment and reallocation 10/25/2016 $ (1,226) $ 100,629 Updated due to quarterly assessment and reallocation 11/07/2016 $ 472 $ 101,101 Updated due to quarterly assessment and reallocation 11/29/2016 $ (8) $ 101,093 Updated due to quarterly assessment and reallocation 12/27/2016 $ (1) $ 101,092 Transfer of cap due to servicing transfer 02/27/2017 $ (22) $ 101,070 Transfer of cap due to servicing transfer 04/26/2017 $ (1) $ 101,069 Transfer of cap due to servicing transfer 06/15/2017 $ (101,069) 04/16/2015 $ 20,000 $ 20,000 Transfer of cap due to servicing transfer 07/14/2016 $ 120,000 $ 140,000 Transfer of cap due to servicing transfer 07/27/2016 $ (7,437) $ 132,563 Updated due to quarterly assessment and reallocation 09/28/2016 $ (13,404) $ 119,159 Updated due to quarterly assessment and reallocation 10/25/2016 $ (12,666) $ 106,493 Updated due to quarterly assessment and reallocation 11/07/2016 $ 4,883 $ 111,376 Updated due to quarterly assessment and reallocation 11/29/2016 $ (88) $ 111,288 Updated due to quarterly assessment and reallocation 12/15/2016 $ 30,000 $ 141,288 Transfer of cap due to servicing transfer 12/27/2016 $ (49) $ 141,239 Transfer of cap due to servicing transfer 02/27/2017 $ (849) $ 140,390 Transfer of cap due to servicing transfer 04/26/2017 $ (56) $ 140,334 Transfer of cap due to servicing transfer 06/26/2017 $ (428) $ 139,906 Transfer of cap due to servicing transfer 07/26/2017 $ (13) $ 139,893 Transfer of cap due to servicing transfer 09/26/2017 $ (17,069) $ 122,824 Transfer of cap due to servicing transfer 10/26/2017 $ (2,117) $ 12/21/2017 $ (2,205) $ 118,502 Transfer of cap due to servicing transfer 02/26/2018 $ (107) $ 118,395 Transfer of cap due to servicing transfer 03/22/2018 $ (339) $ 118,056 Transfer of cap due to servicing transfer 04/25/2018 $ 456,824 $ 574,880 Transfer of cap due to servicing transfer 06/21/2018 $ (285) $ 574,595 Transfer of cap due to servicing transfer 07/26/2018 $ (99,922) $ 474,673 Reallocation due to MHA program deobligation - Termination of SPA 870,333 Updated due to quarterly assessment and reallocation - Termination of SPA - Termination of SPA - Termination of SPA 120,707 Transfer of cap due to servicing transfer 65 05/21/2010 05/01/2009 Aurora Financial Group, Inc. Aurora Loan Services, LLC Marlton Littleton NJ CO Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ 10,000 N/A 798,000,000 N/A 11 03/03/2010 Axiom Bank (Urban Trust Bank) Lake Mary FL Purchase Financial Instrument for Home Loan Modifications $ 1,060,000 N/A 3 09/30/2010 Banco Popular de Puerto Rico San Juan PR Purchase Financial Instrument for Home Loan Modifications $ 1,700,000 N/A 08/27/2018 $ (7) $ 474,666 Transfer of cap due to servicing transfer 09/26/2018 $ (9) $ 474,657 Transfer of cap due to servicing transfer 10/25/2018 $ (322) $ 474,335 Transfer of cap due to servicing transfer 03/25/2019 $ 68,689 $ 543,024 Transfer of cap due to servicing transfer 05/26/2010 $ 30,000 $ 09/30/2010 $ 250,111 $ 290,111 Updated portfolio data from servicer 06/29/2011 $ 59,889 $ 350,000 Updated due to quarterly assessment and reallocation 06/28/2012 $ (2) $ 349,998 Updated due to quarterly assessment and reallocation 09/27/2012 $ (5) $ 349,993 Updated due to quarterly assessment and reallocation 12/27/2012 $ (1) $ 349,992 Updated due to quarterly assessment and reallocation 03/25/2013 $ (3) $ 349,989 Updated due to quarterly assessment and reallocation 06/27/2013 $ (1) $ 349,988 Updated due to quarterly assessment and reallocation 12/23/2013 $ (759) $ 349,229 Updated due to quarterly assessment and reallocation 03/26/2014 $ (27) $ 349,202 Updated due to quarterly assessment and reallocation 06/26/2014 $ (315) $ 348,887 Updated due to quarterly assessment and reallocation 07/29/2014 $ (625) $ 348,262 Updated due to quarterly assessment and reallocation 09/29/2014 $ (207) $ 348,055 Updated due to quarterly assessment and reallocation 12/29/2014 $ (3,496) $ 344,559 Updated due to quarterly assessment and reallocation 03/16/2015 $ (210,000) $ 134,559 Transfer of cap due to servicing transfer 03/26/2015 $ (2,703) $ 131,856 Updated due to quarterly assessment and reallocation 04/28/2015 $ (10,654) $ 121,202 Updated due to quarterly assessment and reallocation 06/25/2015 $ (2,527) $ 118,675 Updated due to quarterly assessment and reallocation 09/28/2015 $ (3,375) $ 12/28/2015 $ (2,498) $ 112,802 Updated due to quarterly assessment and reallocation 02/25/2016 $ (7,133) $ 105,669 Reallocation due to MHA program deobligation 03/28/2016 $ (149) $ 105,520 Updated due to quarterly assessment and reallocation 05/31/2016 $ (1,166) $ 104,354 Updated due to quarterly assessment and reallocation 06/27/2016 $ (697) $ 103,657 Updated due to quarterly assessment and reallocation 07/27/2016 $ (697) $ 102,960 Updated due to quarterly assessment and reallocation 09/28/2016 $ (1,218) $ 101,742 Updated due to quarterly assessment and reallocation 10/25/2016 $ (1,152) $ 100,590 Updated due to quarterly assessment and reallocation 11/07/2016 $ 444 $ 101,034 Updated due to quarterly assessment and reallocation 11/29/2016 $ (8) $ 101,026 Updated due to quarterly assessment and reallocation 12/27/2016 $ (1) $ 101,025 Transfer of cap due to servicing transfer 02/27/2017 $ (21) $ 101,004 Transfer of cap due to servicing transfer 04/26/2017 $ (1) $ 101,003 Transfer of cap due to servicing transfer 06/26/2017 $ (11) $ 100,992 Transfer of cap due to servicing transfer 09/26/2017 $ (424) $ 100,568 Transfer of cap due to servicing transfer 10/26/2017 $ (53) $ 100,515 Transfer of cap due to servicing transfer 12/21/2017 $ (55) $ 100,460 Transfer of cap due to servicing transfer 02/26/2018 $ (3) $ 100,457 Transfer of cap due to servicing transfer 03/22/2018 $ (9) $ 100,448 Transfer of cap due to servicing transfer 04/25/2018 $ (17) $ 100,431 Transfer of cap due to servicing transfer 06/21/2018 $ (3) $ 100,428 Transfer of cap due to servicing transfer 07/26/2018 $ (361) $ 100,067 Reallocation due to MHA program deobligation 10/25/2018 $ (1) $ 06/17/2009 $ (338,450,000) $ 459,550,000 Updated portfolio data from servicer 09/30/2009 $ (11,860,000) $ 447,690,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 21,330,000 $ 469,020,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 9,150,000 $ 478,170,000 Updated portfolio data from servicer 07/14/2010 $ (76,870,000) $ 401,300,000 Updated portfolio data from servicer 09/01/2010 $ 400,000 $ 401,700,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ (8,454,269) $ 393,245,731 Updated portfolio data from servicer 01/06/2011 $ (342) $ 393,245,389 Updated due to quarterly assessment and reallocation 03/30/2011 $ (374) $ 393,245,015 Updated due to quarterly assessment and reallocation 05/13/2011 $ 18,000,000 $ 411,245,015 Transfer of cap due to servicing transfer 06/29/2011 $ (3,273) $ 411,241,742 Updated due to quarterly assessment and reallocation 10/14/2011 $ (200,000) $ 411,041,742 Transfer of cap due to servicing transfer 03/15/2012 $ 100,000 $ 411,141,742 Transfer of cap due to servicing transfer 04/16/2012 $ (500,000) $ 410,641,742 Transfer of cap due to servicing transfer 06/28/2012 $ (1,768) $ 410,639,974 Updated due to quarterly assessment and reallocation 07/16/2012 $ (90,000) $ 410,549,974 Transfer of cap due to servicing transfer 08/16/2012 $ (134,230,000) $ 276,319,974 Transfer of cap due to servicing transfer 08/23/2012 $ (166,976,849) $ 109,343,125 Transfer of cap due to servicing transfer 09/27/2012 $ 1 $ 109,343,126 Updated due to quarterly assessment and reallocation 11/15/2012 $ (230,000) $ 109,113,126 Transfer of cap due to servicing transfer 03/25/2013 $ (1) $ 109,113,125 Updated due to quarterly assessment and reallocation 05/16/2013 $ (20,000) $ 109,093,125 Transfer of cap due to servicing transfer 06/14/2013 $ (50,000) $ 109,043,125 Transfer of cap due to servicing transfer 06/27/2013 $ (15) $ 109,043,110 Updated due to quarterly assessment and reallocation 07/09/2013 $ (23,179,591) $ 07/14/2010 $ 4,440,000 $ 09/24/2010 $ (5,500,000) 12/16/2013 $ 40,000 $ 40,000 Transfer of cap due to servicing transfer 12/29/2014 $ 2,719 $ 42,719 Updated due to quarterly assessment and reallocation 09/30/2010 $ 765,945 $ 2,465,945 Updated portfolio data from servicer 01/06/2011 $ (3) $ 2,465,942 Updated due to quarterly assessment and reallocation 03/30/2011 $ (4) $ 2,465,938 Updated due to quarterly assessment and reallocation 40,000 Updated portfolio data from servicer/additional program initial cap 115,300 Updated due to quarterly assessment and reallocation 100,066 Transfer of cap due to servicing transfer 85,863,519 Termination of SPA 5,500,000 Updated portfolio data from servicer - Termination of SPA 66 06/29/2011 $ (36) $ 2,465,902 Updated due to quarterly assessment and reallocation 06/28/2012 $ (30) $ 2,465,872 Updated due to quarterly assessment and reallocation 09/27/2012 $ (83) $ 2,465,789 Updated due to quarterly assessment and reallocation 12/27/2012 $ (14) $ 2,465,775 Updated due to quarterly assessment and reallocation 03/25/2013 $ (53) $ 2,465,722 Updated due to quarterly assessment and reallocation 06/27/2013 $ (20) $ 2,465,702 Updated due to quarterly assessment and reallocation 09/16/2013 $ 460,000 $ 2,925,702 Transfer of cap due to servicing transfer 09/27/2013 $ (7) $ 2,925,695 Updated due to quarterly assessment and reallocation 12/23/2013 $ (12,339) $ 2,913,356 Updated due to quarterly assessment and reallocation 01/16/2014 $ 50,000 $ 2,963,356 Transfer of cap due to servicing transfer 03/26/2014 $ (449) $ 2,962,907 Updated due to quarterly assessment and reallocation 04/16/2014 $ 10,000 $ 2,972,907 Transfer of cap due to servicing transfer 05/15/2014 $ 20,000 $ 2,992,907 Transfer of cap due to servicing transfer 06/26/2014 $ (5,322) $ 2,987,585 Updated due to quarterly assessment and reallocation 07/29/2014 $ (10,629) $ 2,976,956 Updated due to quarterly assessment and reallocation 09/29/2014 $ (3,515) $ 2,973,441 Updated due to quarterly assessment and reallocation 12/29/2014 $ (354,804) $ 2,618,637 Updated due to quarterly assessment and reallocation 03/26/2015 $ (134,454) $ 2,484,183 Updated due to quarterly assessment and reallocation 04/28/2015 $ (530,072) $ 1,954,111 Updated due to quarterly assessment and reallocation 06/25/2015 $ (126,525) $ 1,827,586 Updated due to quarterly assessment and reallocation 09/28/2015 $ (171,928) $ 1,655,658 Updated due to quarterly assessment and reallocation 12/28/2015 $ (147,262) $ 1,508,396 Updated due to quarterly assessment and reallocation 02/25/2016 $ (449,391) $ 1,059,005 Reallocation due to MHA program deobligation 03/28/2016 $ (9,603) $ 1,049,402 Updated due to quarterly assessment and reallocation 05/31/2016 $ (71,953) $ 977,449 Updated due to quarterly assessment and reallocation 06/27/2016 $ (38,152) $ 939,297 Updated due to quarterly assessment and reallocation 07/27/2016 $ (35,287) $ 904,010 Updated due to quarterly assessment and reallocation 09/28/2016 $ (11,922) $ 892,088 Updated due to quarterly assessment and reallocation 10/25/2016 $ 7,664,122 $ 8,556,210 Updated due to quarterly assessment and reallocation - $ 8,556,210 Updated due to quarterly assessment and reallocation 8,547,437 Updated due to quarterly assessment and reallocation 11/07/2016 09/15/2011 Bangor Savings Bank Bangor ME Purchase Financial Instrument for Home Loan Modifications 04/17/2009 Bank of America, N.A. Simi Valley CA Purchase Financial Instrument for Home Loan Modifications 04/17/2009 Bank of America, N.A. (BAC Home Loans Servicing, LP) Simi Valley CA Purchase Financial Instrument for Home Loan Modifications - N/A $ $ 11/29/2016 $ (8,773) $ 12/27/2016 $ (1,492) $ 8,545,945 Transfer of cap due to servicing transfer 02/27/2017 $ 6,343,470 $ 14,889,415 Transfer of cap due to servicing transfer 04/26/2017 $ 1,975,739 $ 16,865,154 Transfer of cap due to servicing transfer 06/26/2017 $ 682,670 $ 17,547,824 Transfer of cap due to servicing transfer 07/26/2017 $ (26) $ 17,547,798 Transfer of cap due to servicing transfer 09/26/2017 $ (4,019,753) $ 13,528,045 Transfer of cap due to servicing transfer 10/26/2017 $ 4,282,015 $ 17,810,060 Transfer of cap due to servicing transfer 12/21/2017 $ (66,770) $ 17,743,290 Transfer of cap due to servicing transfer 02/26/2018 $ (3,490) $ 17,739,800 Transfer of cap due to servicing transfer 03/22/2018 $ (13,928) $ 17,725,872 Transfer of cap due to servicing transfer 04/25/2018 $ (28,626) $ 17,697,246 Transfer of cap due to servicing transfer 06/21/2018 $ (6,728) $ 17,690,518 Transfer of cap due to servicing transfer 07/26/2018 $ (3,806,681) $ 13,883,837 Reallocation due to MHA program deobligation 08/27/2018 $ (409) $ 13,883,428 Transfer of cap due to servicing transfer 09/26/2018 $ (535) $ 13,882,893 Transfer of cap due to servicing transfer 10/25/2018 $ (19,955) $ 13,862,938 Transfer of cap due to servicing transfer 12/14/2018 $ (1) $ 13,862,937 Transfer of cap due to servicing transfer 09/15/2011 $ 100,000 $ 10/16/2017 $ (100,000) 06/12/2009 $ 5,540,000 $ 804,440,000 Updated portfolio data from servicer 09/30/2009 $ 162,680,000 $ 967,120,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 665,510,000 $ 1,632,630,000 Updated portfolio data from servicer/additional program initial cap 01/26/2010 $ 800,390,000 $ 2,433,020,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (829,370,000) $ 1,603,650,000 Updated portfolio data from servicer 07/14/2010 $ (366,750,000) $ 1,236,900,000 Updated portfolio data from servicer 09/30/2010 $ 95,300,000 $ 1,332,200,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ 222,941,084 $ 1,555,141,084 Updated portfolio data from servicer 01/06/2011 $ (2,199) $ 1,555,138,885 Updated due to quarterly assessment and reallocation 03/30/2011 $ (2,548) $ 1,555,136,337 Updated due to quarterly assessment and reallocation 06/29/2011 $ (23,337) $ 1,555,113,000 Updated due to quarterly assessment and reallocation 08/16/2011 $ (300,000) $ 1,554,813,000 Transfer of cap due to servicing transfer 10/14/2011 $ (120,700,000) $ 1,434,113,000 Transfer of cap due to servicing transfer 11/16/2011 $ (900,000) $ 1,433,213,000 Transfer of cap due to servicing transfer 05/16/2012 $ (200,000) $ 1,433,013,000 Transfer of cap due to servicing transfer 06/28/2012 $ (17,893) $ 1,432,995,107 Updated due to quarterly assessment and reallocation 7 08/10/2012 $ (1,401,716,594) $ 7 10/16/2013 $ (260,902) $ 06/12/2009 $ 3,318,840,000 $ 5,182,840,000 Updated portfolio data from servicer 09/30/2009 $ (717,420,000) $ 4,465,420,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 2,290,780,000 $ 6,756,200,000 Updated portfolio data from servicer/additional program initial cap 01/26/2010 $ 450,100,000 $ 7,206,300,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 905,010,000 $ 8,111,310,000 Updated portfolio data from servicer 04/19/2010 $ 10,280,000 $ 8,121,590,000 Transfer of cap due to servicing transfer 06/16/2010 $ 286,510,000 $ 8,408,100,000 Transfer of cap due to servicing transfer 07/14/2010 $ (1,787,300,000) $ 6,620,800,000 Updated portfolio data from servicer 09/30/2010 $ 105,500,000 $ 6,726,300,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ (614,527,362) $ 6,111,772,638 Updated portfolio data from servicer 3 798,900,000 N/A 1,864,000,000 N/A 100,000 Transfer of cap due to servicing transfer - Termination of SPA 31,278,513 Termination of SPA 31,017,611 Termination of SPA 67 12/15/2010 $ 236,000,000 $ 6,347,772,638 Transfer of cap due to servicing transfer 01/06/2011 $ (8,012) $ 6,347,764,626 Updated due to quarterly assessment and reallocation 02/16/2011 $ 1,800,000 $ 6,349,564,626 Transfer of cap due to servicing transfer 03/16/2011 $ 100,000 $ 6,349,664,626 Transfer of cap due to servicing transfer 03/30/2011 $ (9,190) $ 6,349,655,436 Updated due to quarterly assessment and reallocation 04/13/2011 $ 200,000 $ 6,349,855,436 Transfer of cap due to servicing transfer 05/13/2011 $ 300,000 $ 6,350,155,436 Transfer of cap due to servicing transfer 06/16/2011 $ (1,000,000) $ 6,349,155,436 Transfer of cap due to servicing transfer 06/29/2011 $ (82,347) $ 6,349,073,089 Updated due to quarterly assessment and reallocation 07/14/2011 $ (200,000) $ 6,348,873,089 Transfer of cap due to servicing transfer 08/16/2011 $ (3,400,000) $ 6,345,473,089 Transfer of cap due to servicing transfer 09/15/2011 $ (1,400,000) $ 6,344,073,089 Transfer of cap due to servicing transfer 10/14/2011 $ 120,600,000 $ 6,464,673,089 Transfer of cap due to servicing transfer 10/19/2011 $ 317,956,289 $ 6,782,629,378 Transfer of cap due to merger/acquisition 11/16/2011 $ 800,000 $ 6,783,429,378 Transfer of cap due to servicing transfer 12/15/2011 $ (17,600,000) $ 6,765,829,378 Transfer of cap due to servicing transfer 02/16/2012 $ (2,100,000) $ 6,763,729,378 Transfer of cap due to servicing transfer 03/15/2012 $ (23,900,000) $ 6,739,829,378 Transfer of cap due to servicing transfer 04/16/2012 $ (63,800,000) $ 6,676,029,378 Transfer of cap due to servicing transfer 05/16/2012 $ 20,000 $ 6,676,049,378 Transfer of cap due to servicing transfer 06/14/2012 $ (8,860,000) $ 6,667,189,378 Transfer of cap due to servicing transfer 06/28/2012 $ (58,550) $ 6,667,130,828 Updated due to quarterly assessment and reallocation 07/16/2012 $ (6,840,000) $ 6,660,290,828 Transfer of cap due to servicing transfer 08/10/2012 $ 1,401,716,594 $ 8,062,007,423 Transfer of cap due to merger/acquisition 08/16/2012 $ (4,780,000) $ 8,057,227,423 Transfer of cap due to servicing transfer 09/27/2012 $ (205,946) $ 8,057,021,476 Updated due to quarterly assessment and reallocation 10/16/2012 $ (153,220,000) $ 7,903,801,476 Transfer of cap due to servicing transfer 11/15/2012 $ (27,300,000) $ 7,876,501,476 Transfer of cap due to servicing transfer 12/14/2012 $ (50,350,000) $ 7,826,151,476 Transfer of cap due to servicing transfer 12/27/2012 $ (33,515) $ 7,826,117,961 Updated due to quarterly assessment and reallocation 01/16/2013 $ (27,000,000) $ 7,799,117,961 Transfer of cap due to servicing transfer 02/14/2013 $ (41,830,000) $ 7,757,287,961 Transfer of cap due to servicing transfer 03/14/2013 $ (5,900,000) $ 7,751,387,961 Transfer of cap due to servicing transfer 03/25/2013 $ (122,604) $ 7,751,265,357 Updated due to quarterly assessment and reallocation 04/16/2013 $ (1,410,000) $ 7,749,855,357 Transfer of cap due to servicing transfer 05/16/2013 $ (940,000) $ 7,748,915,357 Transfer of cap due to servicing transfer 06/14/2013 $ (16,950,000) $ 7,731,965,357 Transfer of cap due to servicing transfer 06/27/2013 $ (45,103) $ 7,731,920,254 Updated due to quarterly assessment and reallocation 07/16/2013 $ (25,580,000) $ 7,706,340,254 Transfer of cap due to servicing transfer 08/15/2013 $ (6,730,000) $ 7,699,610,254 Transfer of cap due to servicing transfer 09/16/2013 $ (290,640,000) $ 7,408,970,254 Transfer of cap due to servicing transfer 09/27/2013 $ (15,411) $ 7,408,954,843 Updated due to quarterly assessment and reallocation 10/15/2013 $ (79,200,000) $ 7,329,754,843 Transfer of cap due to servicing transfer 10/16/2013 $ 260,902 $ 7,330,015,745 Transfer of cap due to merger/acquisition 11/14/2013 $ (14,600,000) $ 7,315,415,745 Transfer of cap due to servicing transfer 12/16/2013 $ (23,220,000) $ 7,292,195,745 Transfer of cap due to servicing transfer 12/23/2013 $ (25,226,860) $ 7,266,968,885 Updated due to quarterly assessment and reallocation 01/16/2014 $ (27,070,000) $ 7,239,898,885 Transfer of cap due to servicing transfer 02/13/2014 $ (110,110,000) $ 7,129,788,885 Transfer of cap due to servicing transfer 03/14/2014 $ (27,640,000) $ 7,102,148,885 Transfer of cap due to servicing transfer 03/26/2014 $ (868,425) $ 7,101,280,460 Updated due to quarterly assessment and reallocation 04/16/2014 $ (17,710,000) $ 7,083,570,460 Transfer of cap due to servicing transfer 05/15/2014 $ (30,040,000) $ 7,053,530,460 Transfer of cap due to servicing transfer 06/16/2014 $ (9,660,000) $ 7,043,870,460 Transfer of cap due to servicing transfer 06/26/2014 $ (10,084,970) $ 7,033,785,490 Updated due to quarterly assessment and reallocation 07/16/2014 $ (6,180,000) $ 7,027,605,490 Transfer of cap due to servicing transfer 07/29/2014 $ (19,885,198) $ 7,007,720,292 Updated due to quarterly assessment and reallocation 08/14/2014 $ (11,870,000) $ 6,995,850,292 Transfer of cap due to servicing transfer 09/16/2014 $ (21,390,000) $ 6,974,460,292 Transfer of cap due to servicing transfer 09/29/2014 $ (6,533,419) $ 6,967,926,873 Updated due to quarterly assessment and reallocation 10/16/2014 $ (18,450,000) $ 6,949,476,873 Transfer of cap due to servicing transfer 11/14/2014 $ (20,390,000) $ 6,929,086,873 Transfer of cap due to servicing transfer 12/16/2014 $ (9,530,000) $ 6,919,556,873 Transfer of cap due to servicing transfer 12/29/2014 $ (719,816,794) $ 6,199,740,079 Updated due to quarterly assessment and reallocation 01/15/2015 $ (1,240,000) $ 6,198,500,079 Transfer of cap due to servicing transfer 02/13/2015 $ (35,010,000) $ 6,163,490,079 Transfer of cap due to servicing transfer 03/16/2015 $ (4,990,000) $ 6,158,500,079 Transfer of cap due to servicing transfer 03/26/2015 $ (265,121,573) $ 5,893,378,506 Updated due to quarterly assessment and reallocation 04/16/2015 $ 1,180,000 $ 5,894,558,506 Transfer of cap due to servicing transfer 04/28/2015 $ (990,712,937) $ 4,903,845,569 Updated due to quarterly assessment and reallocation 05/14/2015 $ (6,070,000) $ 4,897,775,569 Transfer of cap due to servicing transfer 06/16/2015 $ (7,390,000) $ 4,890,385,569 Transfer of cap due to servicing transfer 06/25/2015 $ (232,108,104) $ 4,658,277,465 Updated due to quarterly assessment and reallocation 07/16/2015 $ 2,950,000 $ 4,661,227,465 Transfer of cap due to servicing transfer 08/14/2015 $ (6,830,000) $ 4,654,397,465 Transfer of cap due to servicing transfer 09/16/2015 $ (8,550,000) $ 4,645,847,465 Transfer of cap due to servicing transfer 09/28/2015 $ (308,347,786) $ 4,337,499,679 Updated due to quarterly assessment and reallocation 10/15/2015 $ (14,980,000) $ 4,322,519,679 Transfer of cap due to servicing transfer 68 10/23/2009 Bank United Miami Lakes FL Purchase Financial Instrument for Home Loan Modifications $ 93,660,000 N/A 11/16/2015 $ 1,680,000 $ 4,324,199,679 Transfer of cap due to servicing transfer 12/16/2015 $ (37,410,000) $ 4,286,789,679 Transfer of cap due to servicing transfer 12/28/2015 $ (220,497,529) $ 4,066,292,150 Updated due to quarterly assessment and reallocation 01/14/2016 $ 7,480,000 $ 4,073,772,150 Transfer of cap due to servicing transfer 02/16/2016 $ 4,960,000 $ 4,078,732,150 Transfer of cap due to servicing transfer 02/25/2016 $ (716,991,131) $ 3,361,741,019 Reallocation due to MHA program deobligation 03/16/2016 $ (6,710,000) $ 3,355,031,019 Transfer of cap due to servicing transfer 03/28/2016 $ (14,773,723) $ 3,340,257,296 Updated due to quarterly assessment and reallocation 04/14/2016 $ 4,630,000 $ 3,344,887,296 Transfer of cap due to servicing transfer 05/16/2016 $ 2,090,000 $ 3,346,977,296 Transfer of cap due to servicing transfer 05/31/2016 $ (111,487,799) $ 3,235,489,497 Updated due to quarterly assessment and reallocation 06/16/2016 $ 4,520,000 $ 3,240,009,497 Transfer of cap due to servicing transfer 06/27/2016 $ (66,537,213) $ 3,173,472,284 Updated due to quarterly assessment and reallocation 07/14/2016 $ 9,120,000 $ 3,182,592,284 Transfer of cap due to servicing transfer 07/27/2016 $ (65,684,131) $ 3,116,908,153 Updated due to quarterly assessment and reallocation 08/16/2016 $ (7,630,000) $ 3,109,278,153 Transfer of cap due to servicing transfer 09/15/2016 $ (10,380,000) $ 3,098,898,153 Transfer of cap due to servicing transfer 09/28/2016 $ (109,085,874) $ 2,989,812,279 Updated due to quarterly assessment and reallocation 10/14/2016 $ (60,930,000) $ 2,928,882,279 Transfer of cap due to servicing transfer 10/25/2016 $ (63,167,528) $ 2,865,714,751 Updated due to quarterly assessment and reallocation 11/07/2016 $ 24,353,309 $ 2,890,068,060 Updated due to quarterly assessment and reallocation 11/16/2016 $ (7,550,000) $ 2,882,518,060 Transfer of cap due to servicing transfer 11/29/2016 $ (1,598,505) $ 2,880,919,555 Updated due to quarterly assessment and reallocation 12/15/2016 $ 30,610,000 $ 2,911,529,555 Transfer of cap due to servicing transfer 12/27/2016 $ (249,604) $ 2,911,279,951 Transfer of cap due to servicing transfer 01/13/2017 $ 140,000 $ 2,911,419,951 Transfer of cap due to servicing transfer 02/16/2017 $ (14,140,000) $ 2,897,279,951 Transfer of cap due to servicing transfer 02/27/2017 $ (4,038,972) $ 2,893,240,979 Transfer of cap due to servicing transfer 03/16/2017 $ (18,950,000) $ 2,874,290,979 Transfer of cap due to servicing transfer 04/26/2017 $ (250,253) $ 2,874,040,726 Transfer of cap due to servicing transfer 06/26/2017 $ (2,271,650) $ 2,871,769,076 Transfer of cap due to servicing transfer 07/26/2017 $ (69,976) $ 2,871,699,100 Transfer of cap due to servicing transfer 09/26/2017 $ (30,890,482) $ 2,840,808,618 Transfer of cap due to servicing transfer 10/26/2017 $ (6,351,581) $ 2,834,457,037 Transfer of cap due to servicing transfer 12/21/2017 $ (7,325,316) $ 2,827,131,721 Transfer of cap due to servicing transfer 02/26/2018 $ (429,715) $ 2,826,702,006 Transfer of cap due to servicing transfer 03/22/2018 $ (1,622,169) $ 2,825,079,837 Transfer of cap due to servicing transfer 04/25/2018 $ (4,505,406) $ 2,820,574,431 Transfer of cap due to servicing transfer 06/21/2018 $ (786,872) $ 2,819,787,559 Transfer of cap due to servicing transfer 07/26/2018 $ (434,139,334) $ 2,385,648,225 Reallocation due to MHA program deobligation 08/27/2018 $ (23,140) $ 2,385,625,085 Transfer of cap due to servicing transfer 09/26/2018 $ (24,556) $ 2,385,600,529 Transfer of cap due to servicing transfer 10/25/2018 $ (876,266) $ 2,384,724,263 Transfer of cap due to servicing transfer 03/25/2019 $ (1,763,935) $ 2,382,960,328 Transfer of cap due to servicing transfer 01/22/2010 $ 4,370,000 $ 03/26/2010 $ 23,880,000 $ 121,910,000 Updated portfolio data from servicer 07/14/2010 $ (16,610,000) $ 105,300,000 Updated portfolio data from servicer 09/30/2010 $ 1,751,033 $ 107,051,033 Updated portfolio data from servicer 01/06/2011 $ (77) $ 107,050,956 Updated due to quarterly assessment and reallocation 03/16/2011 $ (9,900,000) $ 97,150,956 Transfer of cap due to servicing transfer 03/30/2011 $ (88) $ 97,150,868 Updated due to quarterly assessment and reallocation 06/29/2011 $ (773) $ 97,150,095 Updated due to quarterly assessment and reallocation 03/15/2012 $ (1,400,000) $ 95,750,095 Transfer of cap due to servicing transfer 06/28/2012 $ (277) $ 95,749,818 Updated due to quarterly assessment and reallocation 09/27/2012 $ (549) $ 95,749,269 Updated due to quarterly assessment and reallocation 12/27/2012 $ (65) $ 95,749,204 Updated due to quarterly assessment and reallocation 02/14/2013 $ (2,670,000) $ 93,079,204 Transfer of cap due to servicing transfer 03/25/2013 $ (142) $ 93,079,062 Updated due to quarterly assessment and reallocation 05/16/2013 $ (610,000) $ 92,469,062 Transfer of cap due to servicing transfer 06/27/2013 $ (48) $ 92,469,014 Updated due to quarterly assessment and reallocation 09/16/2013 $ (40,000) $ 92,429,014 Transfer of cap due to servicing transfer 09/27/2013 $ (14) $ 92,429,000 Updated due to quarterly assessment and reallocation 11/14/2013 $ (30,000) $ 92,399,000 Transfer of cap due to servicing transfer 12/16/2013 $ (1,190,000) $ 91,209,000 Transfer of cap due to servicing transfer 12/23/2013 $ (14,953) $ 91,194,047 Updated due to quarterly assessment and reallocation 02/13/2014 $ (170,000) $ 91,024,047 Transfer of cap due to servicing transfer 03/26/2014 $ (721) $ 91,023,326 Updated due to quarterly assessment and reallocation 06/16/2014 $ (660,000) $ 90,363,326 Transfer of cap due to servicing transfer 06/26/2014 $ (6,982) $ 90,356,344 Updated due to quarterly assessment and reallocation 07/29/2014 $ (13,755) $ 90,342,589 Updated due to quarterly assessment and reallocation 09/16/2014 $ (440,000) $ 89,902,589 Transfer of cap due to servicing transfer 09/29/2014 $ (3,805) $ 89,898,784 Updated due to quarterly assessment and reallocation 12/16/2014 $ (250,000) $ 12/29/2014 $ 11,779,329 $ 101,428,113 Updated due to quarterly assessment and reallocation 01/15/2015 $ (100,000) $ 101,328,113 Transfer of cap due to servicing transfer 03/16/2015 $ (600,000) $ 100,728,113 Transfer of cap due to servicing transfer 03/26/2015 $ (7,703) $ 100,720,410 Updated due to quarterly assessment and reallocation 04/16/2015 $ (330,000) $ 100,390,410 Transfer of cap due to servicing transfer 98,030,000 Updated portfolio data from servicer/additional program initial cap 89,648,784 Transfer of cap due to servicing transfer 69 06/16/2016 Banner Bank Walla Walla WA Purchase Financial Instrument for Home Loan Modifications 09/16/2009 Bay Federal Credit Union Capitola CA Purchase Financial Instrument for Home Loan Modifications 12/09/2009 07/01/2009 Bay Gulf Credit Union Bayview Loan Servicing, LLC Tampa Coral Gables FL FL Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications - N/A $ $ $ 410,000 N/A 230,000 N/A 44,260,000 N/A 3 04/28/2015 $ 189,139 $ 100,579,549 Updated due to quarterly assessment and reallocation 05/14/2015 $ (10,000) $ 100,569,549 Transfer of cap due to servicing transfer 06/25/2015 $ 311,061 $ 100,880,610 Updated due to quarterly assessment and reallocation 09/28/2015 $ 2,219,656 $ 103,100,266 Updated due to quarterly assessment and reallocation 11/16/2015 $ (30,000) $ 103,070,266 Transfer of cap due to servicing transfer 12/28/2015 $ 2,627,838 $ 105,698,104 Updated due to quarterly assessment and reallocation 02/25/2016 $ (3,503,217) $ 102,194,887 Reallocation due to MHA program deobligation 03/28/2016 $ (74,514) $ 102,120,373 Updated due to quarterly assessment and reallocation 05/31/2016 $ (562,214) $ 101,558,159 Updated due to quarterly assessment and reallocation 06/16/2016 $ (750,000) $ 100,808,159 Transfer of cap due to servicing transfer 06/27/2016 $ (328,286) $ 100,479,873 Updated due to quarterly assessment and reallocation 07/27/2016 $ (953,954) $ 99,525,919 Updated due to quarterly assessment and reallocation 09/15/2016 $ (990,000) $ 98,535,919 Transfer of cap due to servicing transfer 09/28/2016 $ (1,879,595) $ 96,656,324 Updated due to quarterly assessment and reallocation 10/14/2016 $ (30,000) $ 96,626,324 Transfer of cap due to servicing transfer 10/25/2016 $ (1,300,585) $ 95,325,739 Updated due to quarterly assessment and reallocation 11/07/2016 $ 501,421 $ 95,827,160 Updated due to quarterly assessment and reallocation 11/29/2016 $ (50,898) $ 95,776,262 Updated due to quarterly assessment and reallocation 12/27/2016 $ (9,667) $ 95,766,595 Transfer of cap due to servicing transfer 01/13/2017 $ (70,000) $ 95,696,595 Transfer of cap due to servicing transfer 02/27/2017 $ (181,765) $ 95,514,830 Transfer of cap due to servicing transfer 03/16/2017 $ (320,000) $ 95,194,830 Transfer of cap due to servicing transfer 04/26/2017 $ (13,207) $ 06/26/2017 $ (113,601) $ 95,068,022 Transfer of cap due to servicing transfer 07/26/2017 $ (3,453) $ 95,064,569 Transfer of cap due to servicing transfer 09/26/2017 $ (3,155,358) $ 91,909,211 Transfer of cap due to servicing transfer 10/26/2017 $ (391,904) $ 91,517,307 Transfer of cap due to servicing transfer 12/21/2017 $ (414,613) $ 91,102,694 Transfer of cap due to servicing transfer 02/26/2018 $ (24,389) $ 91,078,305 Transfer of cap due to servicing transfer 03/22/2018 $ (80,580) $ 90,997,725 Transfer of cap due to servicing transfer 04/25/2018 $ (159,322) $ 90,838,403 Transfer of cap due to servicing transfer 06/21/2018 $ (36,752) $ 90,801,651 Transfer of cap due to servicing transfer 07/26/2018 $ (15,023,751) $ 75,777,900 Reallocation due to MHA program deobligation 08/27/2018 $ (821) $ 75,777,079 Transfer of cap due to servicing transfer 09/26/2018 $ (872) $ 75,776,207 Transfer of cap due to servicing transfer 10/25/2018 $ (37,346) $ 75,738,861 Transfer of cap due to servicing transfer 06/16/2016 $ 20,000 $ 10/02/2009 $ 90,000 $ 500,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 1,460,000 $ 1,960,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 160,000 $ 2,120,000 Updated portfolio data from servicer 07/14/2010 $ (120,000) $ 2,000,000 Updated portfolio data from servicer 09/30/2010 $ (1,419,778) $ 580,222 Updated portfolio data from servicer 01/06/2011 $ (1) $ 580,221 Updated due to quarterly assessment and reallocation 03/30/2011 $ (1) $ 580,220 Updated due to quarterly assessment and reallocation 06/29/2011 $ (8) $ 580,212 Updated due to quarterly assessment and reallocation 01/25/2012 $ (580,212) 01/22/2010 $ 10,000 $ 240,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 440,000 $ 680,000 Updated portfolio data from servicer 07/14/2010 $ (80,000) $ 600,000 Updated portfolio data from servicer 09/30/2010 $ (19,778) $ 10/15/2010 $ (580,222) 09/30/2009 $ 23,850,000 $ 68,110,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 43,590,000 $ 111,700,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 34,540,000 $ 146,240,000 Updated portfolio data from servicer 05/07/2010 $ 1,010,000 $ 147,250,000 Updated portfolio data from servicer/additional program initial cap 07/14/2010 $ (34,250,000) $ 113,000,000 Updated portfolio data from servicer 09/30/2010 $ 600,000 $ 113,600,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ (15,252,303) $ 98,347,697 Updated portfolio data from servicer 01/06/2011 $ (70) $ 98,347,627 Updated due to quarterly assessment and reallocation 03/30/2011 $ (86) $ 98,347,541 Updated due to quarterly assessment and reallocation 04/13/2011 $ 400,000 $ 98,747,541 Transfer of cap due to servicing transfer 05/13/2011 $ 100,000 $ 98,847,541 Transfer of cap due to servicing transfer 06/29/2011 $ (771) $ 98,846,770 Updated due to quarterly assessment and reallocation 09/15/2011 $ 600,000 $ 99,446,770 Transfer of cap due to servicing transfer 10/14/2011 $ (18,900,000) $ 80,546,770 Transfer of cap due to servicing transfer 01/13/2012 $ 900,000 $ 81,446,770 Transfer of cap due to servicing transfer 02/16/2012 $ 2,400,000 $ 83,846,770 Transfer of cap due to servicing transfer 03/15/2012 $ (100,000) $ 83,746,770 Transfer of cap due to servicing transfer 04/16/2012 $ 200,000 $ 83,946,770 Transfer of cap due to servicing transfer 05/16/2012 $ 30,000 $ 83,976,770 Transfer of cap due to servicing transfer 06/14/2012 $ 1,810,000 $ 85,786,770 Transfer of cap due to servicing transfer 06/28/2012 $ (508) $ 85,786,262 Updated due to quarterly assessment and reallocation 07/16/2012 $ 2,660,000 $ 88,446,262 Transfer of cap due to servicing transfer 09/27/2012 $ (1,249) $ 88,445,013 Updated due to quarterly assessment and reallocation 10/16/2012 $ 160,000 $ 88,605,013 Transfer of cap due to servicing transfer 11/15/2012 $ 6,970,000 $ 95,575,013 Transfer of cap due to servicing transfer 12/14/2012 $ 13,590,000 $ 109,165,013 Transfer of cap due to servicing transfer 12/27/2012 $ (298) $ 109,164,715 Updated due to quarterly assessment and reallocation 95,181,623 Transfer of cap due to servicing transfer 20,000 Transfer of cap due to servicing transfer - Termination of SPA 580,222 Updated portfolio data from servicer - Termination of SPA 70 01/16/2013 $ 90,000 $ 109,254,715 Transfer of cap due to servicing transfer 02/14/2013 $ 3,250,000 $ 112,504,715 Transfer of cap due to servicing transfer 03/14/2013 $ 830,000 $ 113,334,715 Transfer of cap due to servicing transfer 03/25/2013 $ (1,023) $ 113,333,692 Updated due to quarterly assessment and reallocation 04/16/2013 $ 1,490,000 $ 114,823,692 Transfer of cap due to servicing transfer 05/16/2013 $ 660,000 $ 115,483,692 Transfer of cap due to servicing transfer 06/14/2013 $ 7,470,000 $ 122,953,692 Transfer of cap due to servicing transfer 06/27/2013 $ (308) $ 122,953,384 Updated due to quarterly assessment and reallocation 07/16/2013 $ 21,430,000 $ 144,383,384 Transfer of cap due to servicing transfer 09/16/2013 $ 11,730,000 $ 156,113,384 Transfer of cap due to servicing transfer 09/27/2013 $ (91) $ 156,113,293 Updated due to quarterly assessment and reallocation 10/15/2013 $ 5,430,000 $ 161,543,293 Transfer of cap due to servicing transfer 11/14/2013 $ 20,900,000 $ 182,443,293 Transfer of cap due to servicing transfer 12/16/2013 $ 260,000 $ 182,703,293 Transfer of cap due to servicing transfer 12/23/2013 $ (131,553) $ 182,571,740 Updated due to quarterly assessment and reallocation 01/16/2014 $ 1,070,000 $ 183,641,740 Transfer of cap due to servicing transfer 02/13/2014 $ 2,570,000 $ 186,211,740 Transfer of cap due to servicing transfer 03/14/2014 $ 1,530,000 $ 187,741,740 Transfer of cap due to servicing transfer 03/26/2014 $ (1,050) $ 187,740,690 Updated due to quarterly assessment and reallocation 04/16/2014 $ 5,270,000 $ 193,010,690 Transfer of cap due to servicing transfer 05/15/2014 $ 500,000 $ 193,510,690 Transfer of cap due to servicing transfer 06/16/2014 $ 2,600,000 $ 196,110,690 Transfer of cap due to servicing transfer 06/26/2014 $ 18,557,651 $ 07/16/2014 $ 10,000 $ 214,678,341 Transfer of cap due to servicing transfer 07/29/2014 $ 13,360,843 $ 228,039,184 Updated due to quarterly assessment and reallocation 08/14/2014 $ 4,260,000 $ 232,299,184 Transfer of cap due to servicing transfer 09/16/2014 $ 260,000 $ 232,559,184 Transfer of cap due to servicing transfer 09/29/2014 $ 13,718,841 $ 246,278,025 Updated due to quarterly assessment and reallocation 10/16/2014 $ (680,000) $ 245,598,025 Transfer of cap due to servicing transfer 11/14/2014 $ 6,070,000 $ 251,668,025 Transfer of cap due to servicing transfer 12/16/2014 $ 10,000 $ 251,678,025 Transfer of cap due to servicing transfer 12/29/2014 $ 81,111,129 $ 332,789,154 Updated due to quarterly assessment and reallocation 01/15/2015 $ 330,000 $ 333,119,154 Transfer of cap due to servicing transfer 02/13/2015 $ 120,000 $ 333,239,154 Transfer of cap due to servicing transfer 03/16/2015 $ 39,430,000 $ 372,669,154 Transfer of cap due to servicing transfer 03/26/2015 $ 36,955,812 $ 409,624,966 Updated due to quarterly assessment and reallocation 04/16/2015 $ 6,870,000 $ 416,494,966 Transfer of cap due to servicing transfer 04/28/2015 $ (752,669) $ 415,742,297 Updated due to quarterly assessment and reallocation 05/14/2015 $ 5,890,000 $ 421,632,297 Transfer of cap due to servicing transfer 06/16/2015 $ 16,940,000 $ 438,572,297 Transfer of cap due to servicing transfer 06/25/2015 $ (180,754) $ 438,391,543 Updated due to quarterly assessment and reallocation 07/16/2015 $ 9,500,000 $ 447,891,543 Transfer of cap due to servicing transfer 08/14/2015 $ 430,000 $ 448,321,543 Transfer of cap due to servicing transfer 09/16/2015 $ (3,540,000) $ 444,781,543 Transfer of cap due to servicing transfer 09/28/2015 $ 12,163,584 $ 456,945,127 Updated due to quarterly assessment and reallocation 10/15/2015 $ 16,640,000 $ 473,585,127 Transfer of cap due to servicing transfer 11/16/2015 $ (3,150,000) $ 470,435,127 Transfer of cap due to servicing transfer 12/16/2015 $ 11,150,000 $ 481,585,127 Transfer of cap due to servicing transfer 12/28/2015 $ (435,564) $ 481,149,563 Updated due to quarterly assessment and reallocation 01/14/2016 $ (180,000) $ 480,969,563 Transfer of cap due to servicing transfer 02/16/2016 $ (17,340,000) $ 463,629,563 Transfer of cap due to servicing transfer 02/25/2016 $ (950,288) $ 462,679,275 Reallocation due to MHA program deobligation 03/16/2016 $ (530,000) $ 462,149,275 Transfer of cap due to servicing transfer 03/28/2016 $ 38,851,352 $ 501,000,627 Updated due to quarterly assessment and reallocation 04/14/2016 $ 530,000 $ 501,530,627 Transfer of cap due to servicing transfer 05/16/2016 $ 7,000,000 $ 508,530,627 Transfer of cap due to servicing transfer 05/31/2016 $ 13,216,422 $ 521,747,049 Updated due to quarterly assessment and reallocation 06/16/2016 $ 120,000 $ 521,867,049 Transfer of cap due to servicing transfer 06/27/2016 $ 10,406,631 $ 532,273,680 Updated due to quarterly assessment and reallocation 07/14/2016 $ (1,070,000) $ 531,203,680 Transfer of cap due to servicing transfer 07/27/2016 $ (1,918,274) $ 529,285,406 Updated due to quarterly assessment and reallocation 08/16/2016 $ (490,000) $ 528,795,406 Transfer of cap due to servicing transfer 09/15/2016 $ (220,000) $ 528,575,406 Transfer of cap due to servicing transfer 09/28/2016 $ (3,129,286) $ 525,446,120 Updated due to quarterly assessment and reallocation 10/14/2016 $ 9,750,000 $ 535,196,120 Transfer of cap due to servicing transfer 10/25/2016 $ (6,009,177) $ 529,186,943 Updated due to quarterly assessment and reallocation 11/07/2016 $ 2,316,749 $ 531,503,692 Updated due to quarterly assessment and reallocation 11/16/2016 $ (2,460,000) $ 529,043,692 Transfer of cap due to servicing transfer 11/29/2016 $ (335,585) $ 528,708,107 Updated due to quarterly assessment and reallocation 12/15/2016 $ (16,370,000) $ 512,338,107 Transfer of cap due to servicing transfer 12/27/2016 $ (29,269) $ 512,308,838 Transfer of cap due to servicing transfer 01/13/2017 $ (2,180,000) $ 510,128,838 Transfer of cap due to servicing transfer 02/16/2017 $ 21,870,000 $ 531,998,838 Transfer of cap due to servicing transfer 02/27/2017 $ (399,811) $ 531,599,027 Transfer of cap due to servicing transfer 03/16/2017 $ (570,000) $ 531,029,027 Transfer of cap due to servicing transfer 04/26/2017 $ (19,027) $ 531,010,000 Transfer of cap due to servicing transfer 06/26/2017 $ (110,262) $ 530,899,738 Transfer of cap due to servicing transfer 07/26/2017 $ (7,083) $ 530,892,655 Transfer of cap due to servicing transfer 214,668,341 Updated due to quarterly assessment and reallocation 71 05/15/2014 08/20/2010 07/16/2013 09/15/2010 BMO Harris Bank, NA Bramble Savings Bank Bridgelock Capital dba Peak Loan Servicing Caliber Home Loans, Inc (Vericrest Financial, Inc.) Chicago Cincinanati Woodland Hills Oklahoma City IL OH CA OK Purchase Purchase Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications - N/A $ 3 700,000 N/A - N/A - N/A 3 3 09/26/2017 $ (904,587) $ 529,988,068 Transfer of cap due to servicing transfer 10/26/2017 $ (240,342) $ 529,747,726 Transfer of cap due to servicing transfer 12/21/2017 $ (1,180,182) $ 528,567,544 Transfer of cap due to servicing transfer 02/26/2018 $ (77,578) $ 528,489,966 Transfer of cap due to servicing transfer 03/22/2018 $ (352,455) $ 528,137,511 Transfer of cap due to servicing transfer 04/25/2018 $ (870,648) $ 527,266,863 Transfer of cap due to servicing transfer 06/21/2018 $ (299,716) $ 526,967,147 Transfer of cap due to servicing transfer 07/26/2018 $ (98,433,979) $ 428,533,168 Reallocation due to MHA program deobligation 08/27/2018 $ (6,741) $ 428,526,427 Transfer of cap due to servicing transfer 09/26/2018 $ (7,807) $ 428,518,620 Transfer of cap due to servicing transfer 10/25/2018 $ (357,796) $ 428,160,824 Transfer of cap due to servicing transfer 05/15/2014 $ 30,000 $ 30,000 Transfer of cap due to servicing transfer 11/14/2014 $ 40,000 $ 70,000 Transfer of cap due to servicing transfer 04/16/2015 $ 20,000 $ 90,000 Transfer of cap due to servicing transfer 09/30/2010 $ 1,040,667 $ 1,740,667 Updated portfolio data from servicer 01/06/2011 $ (2) $ 1,740,665 Updated due to quarterly assessment and reallocation 03/30/2011 $ (3) $ 1,740,662 Updated due to quarterly assessment and reallocation 06/29/2011 $ (28) $ 1,740,634 Updated due to quarterly assessment and reallocation 08/10/2011 $ (1,740,634) 07/16/2013 $ 10,000 $ 10,000 Transfer of cap due to servicing transfer 12/16/2013 $ 30,000 $ 40,000 Transfer of cap due to servicing transfer 04/16/2014 $ 30,000 $ 70,000 Transfer of cap due to servicing transfer 06/16/2014 $ 40,000 $ 110,000 Transfer of cap due to servicing transfer 06/26/2014 $ (21) $ 109,979 Updated due to quarterly assessment and reallocation 07/29/2014 $ (43) $ 109,936 Updated due to quarterly assessment and reallocation 09/29/2014 $ (14) $ 109,922 Updated due to quarterly assessment and reallocation 10/16/2014 $ 40,000 $ 149,922 Transfer of cap due to servicing transfer 12/16/2014 $ (30,000) $ 119,922 Transfer of cap due to servicing transfer 12/29/2014 $ (3,430) $ 116,492 Updated due to quarterly assessment and reallocation 03/26/2015 $ (1,290) $ 115,202 Updated due to quarterly assessment and reallocation 04/28/2015 $ (5,084) $ 110,118 Updated due to quarterly assessment and reallocation 06/25/2015 $ (1,206) $ 108,912 Updated due to quarterly assessment and reallocation 08/14/2015 $ 10,000 $ 118,912 Transfer of cap due to servicing transfer 09/16/2015 $ 10,000 $ 128,912 Transfer of cap due to servicing transfer 09/28/2015 $ (5,225) $ 123,687 Updated due to quarterly assessment and reallocation 10/15/2015 $ 10,000 $ 133,687 Transfer of cap due to servicing transfer 11/16/2015 $ (20,000) $ 113,687 Transfer of cap due to servicing transfer 12/28/2015 $ (2,234) $ 111,453 Updated due to quarterly assessment and reallocation 02/25/2016 $ (6,381) $ 105,072 Reallocation due to MHA program deobligation 03/28/2016 $ (133) $ 104,939 Updated due to quarterly assessment and reallocation 05/31/2016 $ (1,043) $ 103,896 Updated due to quarterly assessment and reallocation 06/16/2016 $ 160,000 $ 263,896 Transfer of cap due to servicing transfer 06/27/2016 $ (26,223) $ 237,673 Updated due to quarterly assessment and reallocation 07/27/2016 $ (26,231) $ 211,442 Updated due to quarterly assessment and reallocation 08/16/2016 $ 10,000 $ 221,442 Transfer of cap due to servicing transfer 09/15/2016 $ 10,000 $ 231,442 Transfer of cap due to servicing transfer 09/28/2016 $ (54,107) $ 177,335 Updated due to quarterly assessment and reallocation 10/25/2016 $ (51,127) $ 126,208 Updated due to quarterly assessment and reallocation 11/07/2016 $ 19,711 $ 145,919 Updated due to quarterly assessment and reallocation 11/29/2016 $ (354) $ 145,565 Updated due to quarterly assessment and reallocation 12/27/2016 $ (54) $ 145,511 Transfer of cap due to servicing transfer 02/27/2017 $ (937) $ 144,574 Transfer of cap due to servicing transfer 04/26/2017 $ (61) $ 144,513 Transfer of cap due to servicing transfer 06/26/2017 $ (472) $ 144,041 Transfer of cap due to servicing transfer 07/26/2017 $ (14) $ 144,027 Transfer of cap due to servicing transfer 09/26/2017 $ (18,838) $ 125,189 Transfer of cap due to servicing transfer 10/26/2017 $ (2,336) $ 122,853 Transfer of cap due to servicing transfer 12/21/2017 $ (2,434) $ 120,419 Transfer of cap due to servicing transfer 02/26/2018 $ (118) $ 120,301 Transfer of cap due to servicing transfer 03/22/2018 $ (385) $ 119,916 Transfer of cap due to servicing transfer 04/25/2018 $ (762) $ 119,154 Transfer of cap due to servicing transfer 06/21/2018 $ (143) $ 119,011 Transfer of cap due to servicing transfer 07/26/2018 $ (16,043) $ 102,968 Reallocation due to MHA program deobligation 08/27/2018 $ (1) $ 102,967 Transfer of cap due to servicing transfer 09/26/2018 $ (1) $ 102,966 Transfer of cap due to servicing transfer 10/25/2018 $ (33) $ 102,933 Transfer of cap due to servicing transfer 09/15/2010 $ 1,000,000 $ 1,000,000 Transfer of cap due to servicing transfer 09/30/2010 $ 450,556 $ 1,450,556 Updated portfolio data from servicer 01/06/2011 $ (2) $ 02/16/2011 $ 3,000,000 $ 4,450,554 Transfer of cap due to servicing transfer 03/16/2011 $ 10,200,000 $ 14,650,554 Transfer of cap due to servicing transfer 03/30/2011 $ (24) $ 14,650,530 Updated due to quarterly assessment and reallocation 06/29/2011 $ (227) $ 14,650,303 Updated due to quarterly assessment and reallocation 07/14/2011 $ 12,000,000 $ 26,650,303 Transfer of cap due to servicing transfer 12/15/2011 $ 4,100,000 $ 30,750,303 Transfer of cap due to servicing transfer 01/13/2012 $ 900,000 $ 31,650,303 Transfer of cap due to servicing transfer 04/16/2012 $ 300,000 $ 31,950,303 Transfer of cap due to servicing transfer - Termination of SPA 1,450,554 Updated due to quarterly assessment and reallocation 72 06/28/2012 $ (266) $ 31,950,037 Updated due to quarterly assessment and reallocation 09/27/2012 $ (689) $ 31,949,348 Updated due to quarterly assessment and reallocation 11/15/2012 $ 720,000 $ 32,669,348 Transfer of cap due to servicing transfer 12/27/2012 $ (114) $ 32,669,234 Updated due to quarterly assessment and reallocation 01/16/2013 $ 8,020,000 $ 40,689,234 Transfer of cap due to servicing transfer 03/25/2013 $ (591) $ 40,688,643 Updated due to quarterly assessment and reallocation 05/16/2013 $ (40,000) $ 40,648,643 Transfer of cap due to servicing transfer 06/27/2013 $ (223) $ 40,648,420 Updated due to quarterly assessment and reallocation 09/27/2013 $ (80) $ 40,648,340 Updated due to quarterly assessment and reallocation 12/23/2013 $ (135,776) $ 40,512,564 Updated due to quarterly assessment and reallocation 01/16/2014 $ (1,130,000) $ 39,382,564 Transfer of cap due to servicing transfer 02/13/2014 $ (2,500,000) $ 36,882,564 Transfer of cap due to servicing transfer 03/14/2014 $ 90,000 $ 36,972,564 Transfer of cap due to servicing transfer 03/26/2014 $ (4,697) $ 36,967,867 Updated due to quarterly assessment and reallocation 06/26/2014 $ (55,442) $ 36,912,425 Updated due to quarterly assessment and reallocation 07/16/2014 $ 2,590,000 $ 39,502,425 Transfer of cap due to servicing transfer 07/29/2014 $ (120,725) $ 39,381,700 Updated due to quarterly assessment and reallocation 09/29/2014 $ (40,882) $ 39,340,818 Updated due to quarterly assessment and reallocation 10/16/2014 $ 7,680,000 $ 47,020,818 Transfer of cap due to servicing transfer 11/14/2014 $ 7,720,000 $ 54,740,818 Transfer of cap due to servicing transfer 12/16/2014 $ 4,210,000 $ 58,950,818 Transfer of cap due to servicing transfer 12/29/2014 $ (8,067,210) $ 50,883,608 Updated due to quarterly assessment and reallocation 01/15/2015 $ 2,100,000 $ 02/13/2015 $ 80,000 $ 53,063,608 Transfer of cap due to servicing transfer 03/16/2015 $ 8,990,000 $ 62,053,608 Transfer of cap due to servicing transfer 03/26/2015 $ (3,781,724) $ 58,271,884 Updated due to quarterly assessment and reallocation 04/16/2015 $ (20,000) $ 58,251,884 Transfer of cap due to servicing transfer 04/28/2015 $ (14,815,120) $ 43,436,764 Updated due to quarterly assessment and reallocation 05/14/2015 $ 2,670,000 $ 46,106,764 Transfer of cap due to servicing transfer 06/16/2015 $ (30,000) $ 46,076,764 Transfer of cap due to servicing transfer 06/25/2015 $ (3,633,382) $ 42,443,382 Updated due to quarterly assessment and reallocation 07/16/2015 $ 1,440,000 $ 43,883,382 Transfer of cap due to servicing transfer 08/14/2015 $ (10,000) $ 43,873,382 Transfer of cap due to servicing transfer 09/16/2015 $ 7,260,000 $ 51,133,382 Transfer of cap due to servicing transfer 09/28/2015 $ (5,284,205) $ 45,849,177 Updated due to quarterly assessment and reallocation 10/15/2015 $ 12,370,000 $ 58,219,177 Transfer of cap due to servicing transfer 11/16/2015 $ 4,160,000 $ 62,379,177 Transfer of cap due to servicing transfer 12/16/2015 $ 10,500,000 $ 72,879,177 Transfer of cap due to servicing transfer 12/28/2015 $ (7,908,989) $ 64,970,188 Updated due to quarterly assessment and reallocation 01/14/2016 $ (1,130,000) $ 63,840,188 Transfer of cap due to servicing transfer 02/16/2016 $ (50,000) $ 63,790,188 Transfer of cap due to servicing transfer 02/25/2016 $ (22,722,990) $ 41,067,198 Reallocation due to MHA program deobligation 03/16/2016 $ 3,010,000 $ 44,077,198 Transfer of cap due to servicing transfer 03/28/2016 $ (507,342) $ 43,569,856 Updated due to quarterly assessment and reallocation 04/14/2016 $ (280,000) $ 43,289,856 Transfer of cap due to servicing transfer 05/16/2016 $ 6,440,000 $ 49,729,856 Transfer of cap due to servicing transfer 05/31/2016 $ (5,160,746) $ 44,569,110 Updated due to quarterly assessment and reallocation 06/16/2016 $ 1,600,000 $ 46,169,110 Transfer of cap due to servicing transfer 06/27/2016 $ (3,196,570) $ 42,972,540 Updated due to quarterly assessment and reallocation 07/14/2016 $ 14,220,000 $ 57,192,540 Transfer of cap due to servicing transfer 07/27/2016 $ (5,405,392) $ 51,787,148 Updated due to quarterly assessment and reallocation 08/16/2016 $ (30,000) $ 51,757,148 Transfer of cap due to servicing transfer 09/15/2016 $ 16,920,000 $ 68,677,148 Transfer of cap due to servicing transfer 09/28/2016 $ (15,897,555) $ 52,779,593 Updated due to quarterly assessment and reallocation 10/14/2016 $ 18,240,000 $ 71,019,593 Transfer of cap due to servicing transfer 10/25/2016 $ (24,729,854) $ 46,289,739 Updated due to quarterly assessment and reallocation 11/07/2016 $ 9,534,228 $ 55,823,967 Updated due to quarterly assessment and reallocation 11/16/2016 $ (1,090,000) $ 54,733,967 Transfer of cap due to servicing transfer 11/29/2016 $ (160,291) $ 54,573,676 Updated due to quarterly assessment and reallocation 12/15/2016 $ 10,000 $ 54,583,676 Transfer of cap due to servicing transfer 12/27/2016 $ (24,778) $ 54,558,898 Transfer of cap due to servicing transfer 01/13/2017 $ 20,000 $ 54,578,898 Transfer of cap due to servicing transfer 02/16/2017 $ (360,000) $ 54,218,898 Transfer of cap due to servicing transfer 02/27/2017 $ (422,361) $ 53,796,537 Transfer of cap due to servicing transfer 03/16/2017 $ 2,260,000 $ 56,056,537 Transfer of cap due to servicing transfer 04/26/2017 $ (27,508) $ 56,029,029 Transfer of cap due to servicing transfer 06/26/2017 $ (225,463) $ 55,803,566 Transfer of cap due to servicing transfer 07/26/2017 $ (7,124) $ 55,796,442 Transfer of cap due to servicing transfer 09/26/2017 $ (8,868,171) $ 46,928,271 Transfer of cap due to servicing transfer 10/26/2017 $ (1,311,250) $ 45,617,021 Transfer of cap due to servicing transfer 12/21/2017 $ (1,657,238) $ 43,959,783 Transfer of cap due to servicing transfer 02/26/2018 $ (96,985) $ 43,862,798 Transfer of cap due to servicing transfer 03/22/2018 $ (347,550) $ 43,515,248 Transfer of cap due to servicing transfer 04/25/2018 $ (690,893) $ 42,824,355 Transfer of cap due to servicing transfer 06/21/2018 $ (136,236) $ 42,688,119 Transfer of cap due to servicing transfer 07/26/2018 $ (18,463,488) $ 24,224,631 Reallocation due to MHA program deobligation 08/27/2018 $ (1,133) $ 24,223,498 Transfer of cap due to servicing transfer 09/26/2018 $ (1,224) $ 24,222,274 Transfer of cap due to servicing transfer 52,983,608 Transfer of cap due to servicing transfer 73 03/14/2014 09/30/2010 04/27/2009 California Housing Finance Agency Capital International Financial, Inc. Carrington Mortgage Services, LLC Sacramento Coral Gables Santa Ana CA FL CA Purchase Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications - N/A $ $ 100,000 N/A 195,000,000 N/A 3 10/25/2018 $ (51,883) $ 24,170,391 Transfer of cap due to servicing transfer 03/14/2014 $ 210,000 $ 210,000 Transfer of cap due to servicing transfer 03/26/2014 $ (20) $ 209,980 Updated due to quarterly assessment and reallocation 06/16/2014 $ 10,000 $ 219,980 Transfer of cap due to servicing transfer 06/26/2014 $ (258) $ 219,722 Updated due to quarterly assessment and reallocation 07/29/2014 $ (512) $ 219,210 Updated due to quarterly assessment and reallocation 09/29/2014 $ (169) $ 219,041 Updated due to quarterly assessment and reallocation 12/29/2014 $ (20,494) $ 198,547 Updated due to quarterly assessment and reallocation 01/15/2015 $ 110,000 $ 308,547 Transfer of cap due to servicing transfer 03/26/2015 $ (16,311) $ 292,236 Updated due to quarterly assessment and reallocation 04/28/2015 $ (64,289) $ 227,947 Updated due to quarterly assessment and reallocation 06/25/2015 $ (15,247) $ 212,700 Updated due to quarterly assessment and reallocation 09/28/2015 $ (20,367) $ 192,333 Updated due to quarterly assessment and reallocation 12/28/2015 $ (15,073) $ 177,260 Updated due to quarterly assessment and reallocation 02/25/2016 $ (43,047) $ 134,213 Reallocation due to MHA program deobligation 03/28/2016 $ (899) $ 133,314 Updated due to quarterly assessment and reallocation 04/14/2016 $ 360,000 $ 493,314 Transfer of cap due to servicing transfer 05/31/2016 $ (83,089) $ 410,225 Updated due to quarterly assessment and reallocation 06/27/2016 $ (49,636) $ 360,589 Updated due to quarterly assessment and reallocation 07/27/2016 $ (49,651) $ 310,938 Updated due to quarterly assessment and reallocation 09/28/2016 $ (86,831) $ 224,107 Updated due to quarterly assessment and reallocation 10/25/2016 $ (82,049) $ 142,058 Updated due to quarterly assessment and reallocation 11/07/2016 $ 31,633 $ 11/29/2016 $ (568) $ 173,123 Updated due to quarterly assessment and reallocation 12/27/2016 $ (87) $ 173,036 Transfer of cap due to servicing transfer 02/27/2017 $ (1,504) $ 171,532 Transfer of cap due to servicing transfer 04/26/2017 $ (99) $ 171,433 Transfer of cap due to servicing transfer 06/26/2017 $ (758) $ 170,675 Transfer of cap due to servicing transfer 07/26/2017 $ (23) $ 170,652 Transfer of cap due to servicing transfer 09/26/2017 $ (30,230) $ 140,422 Transfer of cap due to servicing transfer 10/26/2017 $ (3,749) $ 136,673 Transfer of cap due to servicing transfer 12/21/2017 $ (3,905) $ 132,768 Transfer of cap due to servicing transfer 02/26/2018 $ (190) $ 132,578 Transfer of cap due to servicing transfer 03/22/2018 $ (618) $ 131,960 Transfer of cap due to servicing transfer 04/25/2018 $ (1,222) $ 130,738 Transfer of cap due to servicing transfer 06/21/2018 $ (229) $ 130,509 Transfer of cap due to servicing transfer 07/26/2018 $ (25,746) $ 104,763 Reallocation due to MHA program deobligation 08/27/2018 $ (1) $ 104,762 Transfer of cap due to servicing transfer 09/26/2018 $ (1) $ 10/25/2018 $ (53) $ 104,708 Transfer of cap due to servicing transfer 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 06/29/2011 $ (1) $ 145,055 Updated due to quarterly assessment and reallocation 06/28/2012 $ (1) $ 145,054 Updated due to quarterly assessment and reallocation 09/27/2012 $ (2) $ 145,052 Updated due to quarterly assessment and reallocation 03/25/2013 $ (1) $ 145,051 Updated due to quarterly assessment and reallocation 12/23/2013 $ (232) $ 144,819 Updated due to quarterly assessment and reallocation 03/26/2014 $ (8) $ 144,811 Updated due to quarterly assessment and reallocation 06/26/2014 $ (96) $ 144,715 Updated due to quarterly assessment and reallocation 07/29/2014 $ (191) $ 144,524 Updated due to quarterly assessment and reallocation 09/29/2014 $ (63) $ 144,461 Updated due to quarterly assessment and reallocation 12/29/2014 $ (7,654) $ 136,807 Updated due to quarterly assessment and reallocation 03/26/2015 $ (2,879) $ 133,928 Updated due to quarterly assessment and reallocation 04/28/2015 $ (11,347) $ 122,581 Updated due to quarterly assessment and reallocation 06/25/2015 $ (2,691) $ 119,890 Updated due to quarterly assessment and reallocation 09/28/2015 $ (3,595) $ 116,295 Updated due to quarterly assessment and reallocation 12/28/2015 $ (2,660) $ 113,635 Updated due to quarterly assessment and reallocation 02/25/2016 $ (7,597) $ 106,038 Reallocation due to MHA program deobligation 03/28/2016 $ (159) $ 105,879 Updated due to quarterly assessment and reallocation 05/31/2016 $ (1,242) $ 104,637 Updated due to quarterly assessment and reallocation 06/27/2016 $ (742) $ 103,895 Updated due to quarterly assessment and reallocation 07/27/2016 $ (742) $ 103,153 Updated due to quarterly assessment and reallocation 09/28/2016 $ (1,298) $ 101,855 Updated due to quarterly assessment and reallocation 10/25/2016 $ (1,226) $ 100,629 Updated due to quarterly assessment and reallocation 11/07/2016 $ 472 $ 101,101 Updated due to quarterly assessment and reallocation 11/29/2016 $ (8) $ 101,093 Updated due to quarterly assessment and reallocation 12/27/2016 $ (1) $ 101,092 Transfer of cap due to servicing transfer 02/27/2017 $ (22) $ 101,070 Transfer of cap due to servicing transfer 04/26/2017 $ (1) $ 101,069 Transfer of cap due to servicing transfer 06/26/2017 $ (11) $ 101,058 Transfer of cap due to servicing transfer 08/16/2017 $ (101,058) 06/17/2009 $ (63,980,000) $ 131,020,000 Updated portfolio data from servicer 09/30/2009 $ 90,990,000 $ 222,010,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 57,980,000 $ 279,990,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 74,520,000 $ 354,510,000 Updated portfolio data from servicer 07/14/2010 $ (75,610,000) $ 278,900,000 Updated portfolio data from servicer 08/13/2010 $ 1,100,000 $ 280,000,000 Transfer of cap due to servicing transfer 09/30/2010 $ 3,763,685 $ 283,763,685 Updated portfolio data from servicer 12/15/2010 $ 300,000 $ 284,063,685 Transfer of cap due to servicing transfer 173,691 Updated due to quarterly assessment and reallocation 104,761 Transfer of cap due to servicing transfer - Termination of SPA 74 01/06/2011 $ (325) $ 284,063,360 Updated due to quarterly assessment and reallocation 01/13/2011 $ 2,400,000 $ 286,463,360 Transfer of cap due to servicing transfer 03/30/2011 $ (384) $ 286,462,976 Updated due to quarterly assessment and reallocation 06/29/2011 $ (3,592) $ 286,459,384 Updated due to quarterly assessment and reallocation 08/16/2011 $ 1,800,000 $ 288,259,384 Transfer of cap due to servicing transfer 09/15/2011 $ 100,000 $ 288,359,384 Transfer of cap due to servicing transfer 11/16/2011 $ 1,000,000 $ 289,359,384 Transfer of cap due to servicing transfer 02/16/2012 $ 1,100,000 $ 290,459,384 Transfer of cap due to servicing transfer 04/16/2012 $ 100,000 $ 290,559,384 Transfer of cap due to servicing transfer 05/16/2012 $ 850,000 $ 291,409,384 Transfer of cap due to servicing transfer 06/14/2012 $ 2,240,000 $ 293,649,384 Transfer of cap due to servicing transfer 06/28/2012 $ (2,520) $ 293,646,864 Updated due to quarterly assessment and reallocation 07/16/2012 $ 1,690,000 $ 295,336,864 Transfer of cap due to servicing transfer 08/16/2012 $ (30,000) $ 295,306,864 Transfer of cap due to servicing transfer 09/27/2012 $ (6,632) $ 295,300,232 Updated due to quarterly assessment and reallocation 10/16/2012 $ 2,880,000 $ 298,180,232 Transfer of cap due to servicing transfer 11/15/2012 $ 1,500,000 $ 299,680,232 Transfer of cap due to servicing transfer 12/14/2012 $ 2,040,000 $ 301,720,232 Transfer of cap due to servicing transfer 12/27/2012 $ (1,103) $ 301,719,129 Updated due to quarterly assessment and reallocation 01/16/2013 $ (10,000) $ 301,709,129 Transfer of cap due to servicing transfer 02/14/2013 $ 4,960,000 $ 306,669,129 Transfer of cap due to servicing transfer 03/14/2013 $ (30,000) $ 306,639,129 Transfer of cap due to servicing transfer 03/25/2013 $ (4,179) $ 04/16/2013 $ (70,000) $ 306,564,950 Transfer of cap due to servicing transfer 05/16/2013 $ 1,570,000 $ 308,134,950 Transfer of cap due to servicing transfer 06/14/2013 $ (1,880,000) $ 306,254,950 Transfer of cap due to servicing transfer 06/27/2013 $ (1,522) $ 306,253,428 Updated due to quarterly assessment and reallocation 07/16/2013 $ 270,000 $ 306,523,428 Transfer of cap due to servicing transfer 09/16/2013 $ 5,370,000 $ 311,893,428 Transfer of cap due to servicing transfer 09/27/2013 $ (525) $ 311,892,903 Updated due to quarterly assessment and reallocation 10/15/2013 $ (240,000) $ 311,652,903 Transfer of cap due to servicing transfer 11/14/2013 $ 2,000,000 $ 313,652,903 Transfer of cap due to servicing transfer 12/16/2013 $ 1,370,000 $ 315,022,903 Transfer of cap due to servicing transfer 12/23/2013 $ (873,891) $ 314,149,012 Updated due to quarterly assessment and reallocation 01/16/2014 $ 120,000 $ 314,269,012 Transfer of cap due to servicing transfer 02/13/2014 $ 280,000 $ 314,549,012 Transfer of cap due to servicing transfer 03/14/2014 $ 50,000 $ 314,599,012 Transfer of cap due to servicing transfer 03/26/2014 $ (30,084) $ 314,568,928 Updated due to quarterly assessment and reallocation 04/16/2014 $ 2,660,000 $ 317,228,928 Transfer of cap due to servicing transfer 05/15/2014 $ (430,000) $ 316,798,928 Transfer of cap due to servicing transfer 06/16/2014 $ (130,000) $ 316,668,928 Transfer of cap due to servicing transfer 06/26/2014 $ (351,513) $ 316,317,415 Updated due to quarterly assessment and reallocation 07/16/2014 $ (23,460,000) $ 292,857,415 Transfer of cap due to servicing transfer 07/29/2014 $ (621,598) $ 292,235,817 Updated due to quarterly assessment and reallocation 08/14/2014 $ (560,000) $ 291,675,817 Transfer of cap due to servicing transfer 09/16/2014 $ 8,810,000 $ 300,485,817 Transfer of cap due to servicing transfer 09/29/2014 $ (205,371) $ 300,280,446 Updated due to quarterly assessment and reallocation 10/16/2014 $ (19,600,000) $ 280,680,446 Transfer of cap due to servicing transfer 11/14/2014 $ 10,000 $ 280,690,446 Transfer of cap due to servicing transfer 12/16/2014 $ 50,000 $ 280,740,446 Transfer of cap due to servicing transfer 12/29/2014 $ (14,927,467) $ 265,812,979 Updated due to quarterly assessment and reallocation 01/15/2015 $ 32,230,000 $ 298,042,979 Transfer of cap due to servicing transfer 03/16/2015 $ (20,000) $ 298,022,979 Transfer of cap due to servicing transfer 03/26/2015 $ (8,127,120) $ 289,895,859 Updated due to quarterly assessment and reallocation 04/16/2015 $ 40,000 $ 289,935,859 Transfer of cap due to servicing transfer 04/28/2015 $ (31,805,366) $ 258,130,493 Updated due to quarterly assessment and reallocation 05/14/2015 $ (30,000) $ 258,100,493 Transfer of cap due to servicing transfer 06/16/2015 $ 9,790,000 $ 267,890,493 Transfer of cap due to servicing transfer 06/25/2015 $ (8,177,266) $ 259,713,227 Updated due to quarterly assessment and reallocation 07/16/2015 $ (270,000) $ 259,443,227 Transfer of cap due to servicing transfer 08/14/2015 $ (150,000) $ 259,293,227 Transfer of cap due to servicing transfer 09/16/2015 $ (680,000) $ 258,613,227 Transfer of cap due to servicing transfer 09/28/2015 $ (10,203,040) $ 248,410,187 Updated due to quarterly assessment and reallocation 10/15/2015 $ (730,000) $ 247,680,187 Transfer of cap due to servicing transfer 11/16/2015 $ (540,000) $ 247,140,187 Transfer of cap due to servicing transfer 12/16/2015 $ (50,000) $ 247,090,187 Transfer of cap due to servicing transfer 12/28/2015 $ (6,579,685) $ 240,510,502 Updated due to quarterly assessment and reallocation 01/14/2016 $ (420,000) $ 240,090,502 Transfer of cap due to servicing transfer 02/16/2016 $ 30,000 $ 240,120,502 Transfer of cap due to servicing transfer 02/25/2016 $ (24,021,774) $ 216,098,728 Reallocation due to MHA program deobligation 03/16/2016 $ 4,710,000 $ 220,808,728 Transfer of cap due to servicing transfer 03/28/2016 $ (580,686) $ 220,228,042 Updated due to quarterly assessment and reallocation 04/14/2016 $ 6,440,000 $ 226,668,042 Transfer of cap due to servicing transfer 05/16/2016 $ 8,550,000 $ 235,218,042 Transfer of cap due to servicing transfer 05/31/2016 $ (6,799,869) $ 228,418,173 Updated due to quarterly assessment and reallocation 06/16/2016 $ (380,000) $ 228,038,173 Transfer of cap due to servicing transfer 06/27/2016 $ (3,862,673) $ 224,175,500 Updated due to quarterly assessment and reallocation 07/14/2016 $ 3,650,000 $ 227,825,500 Transfer of cap due to servicing transfer 306,634,950 Updated due to quarterly assessment and reallocation 75 06/17/2009 CCO Mortgage, a division of RBS Citizens NA Glen Allen VA Purchase Financial Instrument for Home Loan Modifications $ 16,520,000 N/A 07/27/2016 $ (4,107,681) $ 223,717,819 Updated due to quarterly assessment and reallocation 08/16/2016 $ 6,530,000 $ 230,247,819 Transfer of cap due to servicing transfer 09/15/2016 $ (220,000) $ 230,027,819 Transfer of cap due to servicing transfer 09/28/2016 $ (8,385,271) $ 221,642,548 Updated due to quarterly assessment and reallocation 10/14/2016 $ 62,500,000 $ 284,142,548 Transfer of cap due to servicing transfer 10/25/2016 $ (47,135,612) $ 237,006,936 Updated due to quarterly assessment and reallocation 11/07/2016 $ 18,172,435 $ 255,179,371 Updated due to quarterly assessment and reallocation 11/16/2016 $ (190,000) $ 254,989,371 Transfer of cap due to servicing transfer 11/29/2016 $ (406,948) $ 254,582,423 Updated due to quarterly assessment and reallocation 12/15/2016 $ 720,000 $ 255,302,423 Transfer of cap due to servicing transfer 12/27/2016 $ (61,052) $ 255,241,371 Transfer of cap due to servicing transfer 01/13/2017 $ 1,890,000 $ 257,131,371 Transfer of cap due to servicing transfer 02/16/2017 $ 1,160,000 $ 258,291,371 Transfer of cap due to servicing transfer 02/27/2017 $ (1,057,578) $ 257,233,793 Transfer of cap due to servicing transfer 03/16/2017 $ 980,000 $ 258,213,793 Transfer of cap due to servicing transfer 04/26/2017 $ (69,282) $ 258,144,511 Transfer of cap due to servicing transfer 06/26/2017 $ (361,909) $ 257,782,602 Transfer of cap due to servicing transfer 07/26/2017 $ (11,076) $ 257,771,526 Transfer of cap due to servicing transfer 09/26/2017 $ (9,194,130) $ 248,577,396 Transfer of cap due to servicing transfer 10/26/2017 $ 17,985,484 $ 266,562,880 Transfer of cap due to servicing transfer 12/21/2017 $ (461,061) $ 266,101,819 Transfer of cap due to servicing transfer 02/26/2018 $ (22,647) $ 266,079,172 Transfer of cap due to servicing transfer 03/22/2018 $ (137,587) $ 04/25/2018 $ 22,437,303 $ 288,378,888 Transfer of cap due to servicing transfer 06/21/2018 $ (27,643) $ 288,351,245 Transfer of cap due to servicing transfer 07/26/2018 $ (40,260,846) $ 248,090,399 Reallocation due to MHA program deobligation 08/27/2018 $ (2,436) $ 248,087,963 Transfer of cap due to servicing transfer 09/26/2018 $ (2,640) $ 248,085,323 Transfer of cap due to servicing transfer 10/25/2018 $ (101,465) $ 247,983,858 Transfer of cap due to servicing transfer 09/30/2009 $ 13,070,000 $ 29,590,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 145,510,000 $ 175,100,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (116,950,000) $ 58,150,000 Updated portfolio data from servicer 07/14/2010 $ (23,350,000) $ 34,800,000 Updated portfolio data from servicer 09/30/2010 $ 7,846,346 $ 42,646,346 Updated portfolio data from servicer 01/06/2011 $ (46) $ 42,646,300 Updated due to quarterly assessment and reallocation 03/30/2011 $ (55) $ 42,646,245 Updated due to quarterly assessment and reallocation 06/29/2011 $ (452) $ 42,645,793 Updated due to quarterly assessment and reallocation 06/28/2012 $ (309) $ 42,645,484 Updated due to quarterly assessment and reallocation 09/27/2012 $ (807) $ 42,644,677 Updated due to quarterly assessment and reallocation 12/27/2012 $ (131) $ 42,644,546 Updated due to quarterly assessment and reallocation 03/25/2013 $ (475) $ 42,644,071 Updated due to quarterly assessment and reallocation 06/27/2013 $ (175) $ 42,643,896 Updated due to quarterly assessment and reallocation 09/27/2013 $ (62) $ 42,643,834 Updated due to quarterly assessment and reallocation 12/23/2013 $ (97,446) $ 42,546,388 Updated due to quarterly assessment and reallocation 03/26/2014 $ (3,201) $ 42,543,187 Updated due to quarterly assessment and reallocation 06/26/2014 $ (35,874) $ 42,507,313 Updated due to quarterly assessment and reallocation 07/29/2014 $ (69,315) $ 42,437,998 Updated due to quarterly assessment and reallocation 09/29/2014 $ (21,381) $ 42,416,617 Updated due to quarterly assessment and reallocation 12/29/2014 $ (960,875) $ 41,455,742 Updated due to quarterly assessment and reallocation 03/26/2015 $ (307,107) $ 41,148,635 Updated due to quarterly assessment and reallocation 04/28/2015 $ 3,297,369 $ 44,446,004 Updated due to quarterly assessment and reallocation 06/25/2015 $ (31,427) $ 44,414,577 Updated due to quarterly assessment and reallocation 09/28/2015 $ 2,309,433 $ 46,724,010 Updated due to quarterly assessment and reallocation 10/15/2015 $ (20,000) $ 46,704,010 Transfer of cap due to servicing transfer 12/28/2015 $ 1,311,814 $ 48,015,824 Updated due to quarterly assessment and reallocation 02/25/2016 $ (1,667,058) $ 46,348,766 Reallocation due to MHA program deobligation 03/28/2016 $ (24,922) $ 46,323,844 Updated due to quarterly assessment and reallocation 05/31/2016 $ (85,207) $ 46,238,637 Updated due to quarterly assessment and reallocation 06/27/2016 $ (24,675) $ 46,213,962 Updated due to quarterly assessment and reallocation 07/27/2016 $ 267,846 $ 46,481,808 Updated due to quarterly assessment and reallocation 09/28/2016 $ 158,739 $ 46,640,547 Updated due to quarterly assessment and reallocation 10/14/2016 $ (6,690,000) $ 39,950,547 Transfer of cap due to servicing transfer 10/25/2016 $ (323,944) $ 39,626,603 Updated due to quarterly assessment and reallocation 11/07/2016 $ 124,892 $ 39,751,495 Updated due to quarterly assessment and reallocation 11/29/2016 $ (18,303) $ 39,733,192 Updated due to quarterly assessment and reallocation 12/15/2016 $ (860,000) $ 38,873,192 Transfer of cap due to servicing transfer 12/27/2016 $ (2,012) $ 38,871,180 Transfer of cap due to servicing transfer 02/27/2017 $ (29,742) $ 38,841,438 Transfer of cap due to servicing transfer 04/26/2017 $ (1,919) $ 38,839,519 Transfer of cap due to servicing transfer 06/26/2017 $ (16,130) $ 38,823,389 Transfer of cap due to servicing transfer 07/26/2017 $ (501) $ 38,822,888 Transfer of cap due to servicing transfer 09/26/2017 $ 493,540 $ 10/26/2017 $ (8,597) $ 39,307,831 Transfer of cap due to servicing transfer 12/21/2017 $ (22,746) $ 39,285,085 Transfer of cap due to servicing transfer 02/26/2018 $ (11,010) $ 39,274,075 Transfer of cap due to servicing transfer 03/22/2018 $ (38,658) $ 39,235,417 Transfer of cap due to servicing transfer 04/25/2018 $ (78,571) $ 39,156,846 Transfer of cap due to servicing transfer 06/21/2018 $ (16,069) $ 39,140,777 Transfer of cap due to servicing transfer 265,941,585 Transfer of cap due to servicing transfer 39,316,428 Transfer of cap due to servicing transfer 76 11/16/2015 09/09/2009 09/23/2009 Cenlar FSB Central Florida Educators Federal Credit Union Central Jersey Federal Credit Union Ewing NJ Purchase Financial Instrument for Home Loan Modifications Lake Mary FL Purchase Financial Instrument for Home Loan Modifications Woodbridge 03/16/2016 Central Pacific Bank Honolulu 09/24/2010 Centrue Bank Ottawa 04/13/2009 Chase Home Finance, LLC 06/14/2013 Cheviot Savings Bank 08/28/2009 NJ Purchase Financial Instrument for Home Loan Modifications - N/A $ $ 3 1,250,000 N/A 30,000 N/A 07/26/2018 $ (6,392,531) $ 32,748,246 Reallocation due to MHA program deobligation 08/27/2018 $ (393) $ 32,747,853 Transfer of cap due to servicing transfer 09/26/2018 $ (426) $ 32,747,427 Transfer of cap due to servicing transfer 10/25/2018 $ (15,953) $ 32,731,474 Transfer of cap due to servicing transfer 11/16/2015 $ 10,000 $ 10/02/2009 $ 280,000 $ 1,530,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ (750,000) $ 780,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 120,000 $ 900,000 Updated portfolio data from servicer 07/14/2010 $ (300,000) $ 600,000 Updated portfolio data from servicer 09/30/2010 $ 270,334 $ 870,334 Updated portfolio data from servicer 01/06/2011 $ (1) $ 870,333 Updated due to quarterly assessment and reallocation 03/30/2011 $ (1) $ 870,332 Updated due to quarterly assessment and reallocation 06/29/2011 $ (5) $ 06/28/2012 $ 21,717 $ 892,044 Updated due to quarterly assessment and reallocation 09/27/2012 $ 190,077 $ 1,082,121 Updated due to quarterly assessment and reallocation 12/27/2012 $ 35,966 $ 1,118,087 Updated due to quarterly assessment and reallocation 03/25/2013 $ 59,464 $ 1,177,551 Updated due to quarterly assessment and reallocation 06/27/2013 $ 35,438 $ 1,212,989 Updated due to quarterly assessment and reallocation 09/27/2013 $ 26,926 $ 1,239,915 Updated due to quarterly assessment and reallocation 12/23/2013 $ 87,045 $ 1,326,960 Updated due to quarterly assessment and reallocation 03/26/2014 $ 31,204 $ 1,358,164 Updated due to quarterly assessment and reallocation 06/26/2014 $ 68,259 $ 1,426,423 Updated due to quarterly assessment and reallocation 07/29/2014 $ (2) $ 1,426,421 Updated due to quarterly assessment and reallocation 09/29/2014 $ (21) $ 1,426,400 Updated due to quarterly assessment and reallocation 12/29/2014 $ 441,316 $ 1,867,716 Updated due to quarterly assessment and reallocation 03/26/2015 $ (540) $ 1,867,176 Updated due to quarterly assessment and reallocation 04/28/2015 $ 33,587 $ 1,900,763 Updated due to quarterly assessment and reallocation 06/25/2015 $ 30,826 $ 1,931,589 Updated due to quarterly assessment and reallocation 09/28/2015 $ (1,954) $ 1,929,635 Updated due to quarterly assessment and reallocation 12/28/2015 $ 3,864 $ 1,933,499 Updated due to quarterly assessment and reallocation 02/25/2016 $ (62,589) $ 1,870,910 Reallocation due to MHA program deobligation 03/28/2016 $ (1,311) $ 1,869,599 Updated due to quarterly assessment and reallocation 05/31/2016 $ (5,520) $ 1,864,079 Updated due to quarterly assessment and reallocation 06/27/2016 $ (3,329) $ 1,860,750 Updated due to quarterly assessment and reallocation 07/27/2016 $ (3,374) $ 1,857,376 Updated due to quarterly assessment and reallocation 09/28/2016 $ (9,112) $ 1,848,264 Updated due to quarterly assessment and reallocation 10/25/2016 $ (8,828) $ 1,839,436 Updated due to quarterly assessment and reallocation 11/07/2016 $ 3,403 $ 1,842,839 Updated due to quarterly assessment and reallocation 11/29/2016 $ (849) $ 1,841,990 Updated due to quarterly assessment and reallocation 12/27/2016 $ (130) $ 1,841,860 Transfer of cap due to servicing transfer 02/27/2017 $ (2,571) $ 1,839,289 Transfer of cap due to servicing transfer 04/26/2017 $ (186) $ 1,839,103 Transfer of cap due to servicing transfer 06/26/2017 $ (1,433) $ 1,837,670 Transfer of cap due to servicing transfer 07/26/2017 $ (43) $ 1,837,627 Transfer of cap due to servicing transfer 09/26/2017 $ (14,384) $ 1,823,243 Transfer of cap due to servicing transfer 10/26/2017 $ (1,793) $ 1,821,450 Transfer of cap due to servicing transfer 12/21/2017 $ (3,390) $ 1,818,060 Transfer of cap due to servicing transfer 02/26/2018 $ (165) $ 1,817,895 Transfer of cap due to servicing transfer 03/22/2018 $ (537) $ 1,817,358 Transfer of cap due to servicing transfer 04/25/2018 $ (1,938) $ 1,815,420 Transfer of cap due to servicing transfer 06/21/2018 $ (364) $ 1,815,056 Transfer of cap due to servicing transfer 07/26/2018 $ (264,669) $ 1,550,387 Reallocation due to MHA program deobligation 08/27/2018 $ (15) $ 1,550,372 Transfer of cap due to servicing transfer 09/26/2018 $ (15) $ 1,550,357 Transfer of cap due to servicing transfer 10/25/2018 $ (548) $ 1,549,809 Transfer of cap due to servicing transfer 10/02/2009 $ 10,000 $ 40,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 120,000 $ 160,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 10,000 $ 170,000 Updated portfolio data from servicer 07/14/2010 $ (70,000) $ 100,000 Updated portfolio data from servicer 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 10/29/2010 $ (145,056) 03/16/2016 $ 20,000 $ 09/30/2010 $ 856,056 $ 2,756,056 Updated portfolio data from servicer 01/06/2011 $ (4) $ 2,756,052 Updated due to quarterly assessment and reallocation 10,000 Transfer of cap due to servicing transfer 870,327 Updated due to quarterly assessment and reallocation - Termination of SPA HI Purchase Financial Instrument for Home Loan Modifications IL Purchase Financial Instrument for Home Loan Modifications $ 1,900,000 N/A 03/09/2011 $ (2,756,052) Iselin NJ Purchase Financial Instrument for Home Loan Modifications $ 3,552,000,000 N/A 1 07/31/2009 $ (3,552,000,000) Cincinnati OH Purchase Financial Instrument for Home Loan Modifications - N/A 3 06/14/2013 $ 10,000 $ 10,000 Transfer of cap due to servicing transfer 06/27/2013 $ 1,344 $ 11,344 Updated due to quarterly assessment and reallocation 12/29/2014 $ 6,250 $ 17,594 Updated due to quarterly assessment and reallocation 06/15/2017 $ (1) $ 10/02/2009 $ 145,800,000 $ 814,240,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 1,355,930,000 $ 2,170,170,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 121,180,000 $ 2,291,350,000 Updated portfolio data from servicer 07/14/2010 $ (408,850,000) $ 1,882,500,000 Updated portfolio data from servicer 09/30/2010 $ 5,500,000 $ 1,888,000,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ (51,741,163) $ 1,836,258,837 Updated portfolio data from servicer 01/06/2011 $ (2,282) $ 1,836,256,555 Updated due to quarterly assessment and reallocation CIT Bank, N.A. (OneWest Bank, N.A.) Pasadena CA Purchase Financial Instrument for Home Loan Modifications - N/A $ 668,440,000 N/A 3 20,000 Transfer of cap due to servicing transfer - Termination of SPA - Termination of SPA 17,593 Transfer of cap due to servicing transfer 77 04/13/2009 CitiMortgage, Inc. O'Fallon MO Purchase Financial Instrument for Home Loan Modifications $ 2,071,000,000 N/A 03/30/2011 $ (2,674) $ 1,836,253,881 Updated due to quarterly assessment and reallocation 06/29/2011 $ (24,616) $ 1,836,229,265 Updated due to quarterly assessment and reallocation 06/28/2012 $ (15,481) $ 1,836,213,784 Updated due to quarterly assessment and reallocation 09/27/2012 $ (40,606) $ 1,836,173,178 Updated due to quarterly assessment and reallocation 12/27/2012 $ (6,688) $ 1,836,166,490 Updated due to quarterly assessment and reallocation 03/25/2013 $ (24,811) $ 1,836,141,679 Updated due to quarterly assessment and reallocation 06/27/2013 $ (9,058) $ 1,836,132,621 Updated due to quarterly assessment and reallocation 09/27/2013 $ (3,154) $ 1,836,129,467 Updated due to quarterly assessment and reallocation 10/15/2013 $ (500,000) $ 1,835,629,467 Transfer of cap due to servicing transfer 11/14/2013 $ (4,440,000) $ 1,831,189,467 Transfer of cap due to servicing transfer 12/16/2013 $ (277,680,000) $ 1,553,509,467 Transfer of cap due to servicing transfer 12/23/2013 $ (5,188,787) $ 1,548,320,680 Updated due to quarterly assessment and reallocation 01/16/2014 $ (25,750,000) $ 1,522,570,680 Transfer of cap due to servicing transfer 02/13/2014 $ (10,000) $ 1,522,560,680 Transfer of cap due to servicing transfer 03/14/2014 $ (6,240,000) $ 1,516,320,680 Transfer of cap due to servicing transfer 03/26/2014 $ (181,765) $ 1,516,138,915 Updated due to quarterly assessment and reallocation 06/16/2014 $ (30,000) $ 1,516,108,915 Transfer of cap due to servicing transfer 06/26/2014 $ (2,139,762) $ 1,513,969,153 Updated due to quarterly assessment and reallocation 07/16/2014 $ (17,620,000) $ 1,496,349,153 Transfer of cap due to servicing transfer 07/29/2014 $ (4,233,602) $ 1,492,115,551 Updated due to quarterly assessment and reallocation 09/16/2014 $ 650,000 $ 1,492,765,551 Transfer of cap due to servicing transfer 09/29/2014 $ (1,394,443) $ 1,491,371,108 Updated due to quarterly assessment and reallocation 11/14/2014 $ 100,000 $ 1,491,471,108 Transfer of cap due to servicing transfer 12/16/2014 $ 180,000 $ 1,491,651,108 Transfer of cap due to servicing transfer 12/29/2014 $ (164,135,059) $ 1,327,516,049 Updated due to quarterly assessment and reallocation 01/15/2015 $ 20,000 $ 1,327,536,049 Transfer of cap due to servicing transfer 03/26/2015 $ (61,475,721) $ 1,266,060,328 Updated due to quarterly assessment and reallocation 04/16/2015 $ 10,000 $ 1,266,070,328 Transfer of cap due to servicing transfer 04/28/2015 $ (241,812,784) $ 1,024,257,544 Updated due to quarterly assessment and reallocation 05/14/2015 $ (10,000) $ 1,024,247,544 Transfer of cap due to servicing transfer 06/16/2015 $ (140,000) $ 1,024,107,544 Transfer of cap due to servicing transfer 06/25/2015 $ (57,027,798) $ 967,079,746 Updated due to quarterly assessment and reallocation 07/16/2015 $ (220,000) $ 966,859,746 Transfer of cap due to servicing transfer 09/28/2015 $ (75,969,820) $ 890,889,926 Updated due to quarterly assessment and reallocation 12/28/2015 $ (55,846,129) $ 835,043,797 Updated due to quarterly assessment and reallocation 02/25/2016 $ (176,741,972) $ 658,301,825 Reallocation due to MHA program deobligation 03/28/2016 $ (3,622,613) $ 654,679,212 Updated due to quarterly assessment and reallocation 05/31/2016 $ (27,071,758) $ 627,607,454 Updated due to quarterly assessment and reallocation 06/27/2016 $ (16,052,761) $ 611,554,693 Updated due to quarterly assessment and reallocation 07/27/2016 $ (15,879,140) $ 595,675,553 Updated due to quarterly assessment and reallocation 09/28/2016 $ (27,620,143) $ 568,055,410 Updated due to quarterly assessment and reallocation 10/25/2016 $ (25,878,536) $ 542,176,874 Updated due to quarterly assessment and reallocation 11/07/2016 $ 9,977,085 $ 552,153,959 Updated due to quarterly assessment and reallocation 11/29/2016 $ (404,062) $ 551,749,897 Updated due to quarterly assessment and reallocation 12/27/2016 $ (62,692) $ 551,687,205 Transfer of cap due to servicing transfer 02/16/2017 $ (10,000) $ 551,677,205 Transfer of cap due to servicing transfer 02/27/2017 $ (1,071,284) $ 550,605,921 Transfer of cap due to servicing transfer 03/16/2017 $ (1,580,000) $ 549,025,921 Transfer of cap due to servicing transfer 04/26/2017 $ (69,518) $ 548,956,403 Transfer of cap due to servicing transfer 06/26/2017 $ (537,629) $ 548,418,774 Transfer of cap due to servicing transfer 07/26/2017 $ (16,327) $ 548,402,447 Transfer of cap due to servicing transfer 09/26/2017 $ (9,223,004) $ 539,179,443 Transfer of cap due to servicing transfer 10/26/2017 $ (1,175,233) $ 538,004,210 Transfer of cap due to servicing transfer 12/21/2017 $ (1,263,857) $ 536,740,353 Transfer of cap due to servicing transfer 02/26/2018 $ (64,575) $ 536,675,778 Transfer of cap due to servicing transfer 03/22/2018 $ (219,155) $ 536,456,623 Transfer of cap due to servicing transfer 04/25/2018 $ (441,536) $ 536,015,087 Transfer of cap due to servicing transfer 06/21/2018 $ (85,168) $ 535,929,919 Transfer of cap due to servicing transfer 07/26/2018 $ (76,055,792) $ 459,874,127 Reallocation due to MHA program deobligation 08/27/2018 $ (4,185) $ 459,869,942 Transfer of cap due to servicing transfer 09/26/2018 $ (4,470) $ 10/25/2018 $ (159,733) $ 06/12/2009 $ (991,580,000) $ 1,079,420,000 Updated portfolio data from servicer 09/30/2009 $ 1,010,180,000 $ 2,089,600,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ (105,410,000) $ 1,984,190,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (199,300,000) $ 1,784,890,000 Updated portfolio data from servicer/additional program initial cap 04/19/2010 $ (230,000) $ 1,784,660,000 Transfer of cap due to servicing transfer 05/14/2010 $ (3,000,000) $ 1,781,660,000 Transfer of cap due to servicing transfer 06/16/2010 $ (12,280,000) $ 1,769,380,000 Transfer of cap due to servicing transfer 07/14/2010 $ (757,680,000) $ 1,011,700,000 Updated portfolio data from servicer 07/16/2010 $ (7,110,000) $ 1,004,590,000 Transfer of cap due to servicing transfer 08/13/2010 $ (6,300,000) $ 998,290,000 Transfer of cap due to servicing transfer 09/15/2010 $ (8,300,000) $ 09/30/2010 $ 32,400,000 $ 1,022,390,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ 101,287,484 $ 1,123,677,484 Updated portfolio data from servicer 10/15/2010 $ (1,400,000) $ 1,122,277,484 Transfer of cap due to servicing transfer 11/16/2010 $ (3,200,000) $ 1,119,077,484 Transfer of cap due to servicing transfer 01/06/2011 $ (981) $ 1,119,076,503 Updated due to quarterly assessment and reallocation 459,865,472 Transfer of cap due to servicing transfer 459,705,739 Transfer of cap due to servicing transfer 989,990,000 Transfer of cap due to servicing transfer 78 01/13/2011 $ (10,500,000) $ 1,108,576,503 Transfer of cap due to servicing transfer 02/16/2011 $ (4,600,000) $ 1,103,976,503 Transfer of cap due to servicing transfer 03/16/2011 $ (30,500,000) $ 1,073,476,503 Transfer of cap due to servicing transfer 03/30/2011 $ (1,031) $ 1,073,475,472 Updated due to quarterly assessment and reallocation 04/13/2011 $ 100,000 $ 1,073,575,472 Transfer of cap due to servicing transfer 05/13/2011 $ (7,200,000) $ 1,066,375,472 Transfer of cap due to servicing transfer 06/16/2011 $ (400,000) $ 1,065,975,472 Transfer of cap due to servicing transfer 06/29/2011 $ (9,131) $ 1,065,966,341 Updated due to quarterly assessment and reallocation 07/14/2011 $ (14,500,000) $ 1,051,466,341 Transfer of cap due to servicing transfer 08/16/2011 $ (1,600,000) $ 1,049,866,341 Transfer of cap due to servicing transfer 09/15/2011 $ 700,000 $ 1,050,566,341 Transfer of cap due to servicing transfer 10/14/2011 $ 15,200,000 $ 1,065,766,341 Transfer of cap due to servicing transfer 11/16/2011 $ (2,900,000) $ 1,062,866,341 Transfer of cap due to servicing transfer 12/15/2011 $ (5,000,000) $ 1,057,866,341 Transfer of cap due to servicing transfer 01/13/2012 $ (900,000) $ 1,056,966,341 Transfer of cap due to servicing transfer 02/16/2012 $ (1,100,000) $ 1,055,866,341 Transfer of cap due to servicing transfer 03/15/2012 $ (1,700,000) $ 1,054,166,341 Transfer of cap due to servicing transfer 04/16/2012 $ (600,000) $ 1,053,566,341 Transfer of cap due to servicing transfer 05/16/2012 $ (340,000) $ 1,053,226,341 Transfer of cap due to servicing transfer 06/14/2012 $ (2,880,000) $ 1,050,346,341 Transfer of cap due to servicing transfer 06/28/2012 $ (5,498) $ 1,050,340,843 Updated due to quarterly assessment and reallocation 07/16/2012 $ (298,960,000) $ 751,380,843 Transfer of cap due to servicing transfer 07/27/2012 $ 263,550,000 $ 1,014,930,843 Transfer of cap due to servicing transfer 08/16/2012 $ 30,000 $ 1,014,960,843 Transfer of cap due to servicing transfer 09/27/2012 $ (12,722) $ 1,014,948,121 Updated due to quarterly assessment and reallocation 10/16/2012 $ (4,020,000) $ 1,010,928,121 Transfer of cap due to servicing transfer 11/15/2012 $ (1,460,000) $ 1,009,468,121 Transfer of cap due to servicing transfer 12/14/2012 $ (6,000,000) $ 1,003,468,121 Transfer of cap due to servicing transfer 12/27/2012 $ (1,916) $ 1,003,466,205 Updated due to quarterly assessment and reallocation 02/14/2013 $ (8,450,000) $ 995,016,205 Transfer of cap due to servicing transfer 03/14/2013 $ (1,890,000) $ 993,126,205 Transfer of cap due to servicing transfer 03/25/2013 $ (6,606) $ 993,119,599 Updated due to quarterly assessment and reallocation 04/16/2013 $ (3,490,000) $ 989,629,599 Transfer of cap due to servicing transfer 06/14/2013 $ (3,630,000) $ 985,999,599 Transfer of cap due to servicing transfer 06/27/2013 $ (2,161) $ 985,997,438 Updated due to quarterly assessment and reallocation 07/16/2013 $ (26,880,000) $ 959,117,438 Transfer of cap due to servicing transfer 09/16/2013 $ (12,160,000) $ 946,957,438 Transfer of cap due to servicing transfer 09/27/2013 $ (610) $ 946,956,828 Updated due to quarterly assessment and reallocation 11/14/2013 $ (38,950,000) $ 908,006,828 Transfer of cap due to servicing transfer 12/16/2013 $ (8,600,000) $ 899,406,828 Transfer of cap due to servicing transfer 12/23/2013 $ (769,699) $ 898,637,129 Updated due to quarterly assessment and reallocation 01/16/2014 $ (5,360,000) $ 893,277,129 Transfer of cap due to servicing transfer 02/13/2014 $ (7,680,000) $ 885,597,129 Transfer of cap due to servicing transfer 03/14/2014 $ (2,950,000) $ 882,647,129 Transfer of cap due to servicing transfer 03/26/2014 $ (21,827) $ 882,625,302 Updated due to quarterly assessment and reallocation 04/16/2014 $ (60,000) $ 882,565,302 Transfer of cap due to servicing transfer 05/15/2014 $ (30,000) $ 882,535,302 Transfer of cap due to servicing transfer 06/16/2014 $ (330,000) $ 882,205,302 Transfer of cap due to servicing transfer 06/26/2014 $ (195,762) $ 882,009,540 Updated due to quarterly assessment and reallocation 07/16/2014 $ (430,000) $ 881,579,540 Transfer of cap due to servicing transfer 07/29/2014 $ (377,564) $ 881,201,976 Updated due to quarterly assessment and reallocation 08/14/2014 $ (1,080,000) $ 880,121,976 Transfer of cap due to servicing transfer 09/29/2014 $ (92,495) $ 880,029,481 Updated due to quarterly assessment and reallocation 10/16/2014 $ (1,510,000) $ 878,519,481 Transfer of cap due to servicing transfer 11/14/2014 $ 30,000 $ 878,549,481 Transfer of cap due to servicing transfer 12/16/2014 $ (2,910,000) $ 875,639,481 Transfer of cap due to servicing transfer 12/29/2014 $ 94,089,225 $ 969,728,706 Updated due to quarterly assessment and reallocation 01/15/2015 $ (34,650,000) $ 935,078,706 Transfer of cap due to servicing transfer 02/13/2015 $ (2,440,000) $ 932,638,706 Transfer of cap due to servicing transfer 03/16/2015 $ (19,110,000) $ 913,528,706 Transfer of cap due to servicing transfer 03/26/2015 $ 76,351,360 $ 04/16/2015 $ (6,750,000) $ 04/28/2015 $ 57,599,924 $ 1,040,729,990 Updated due to quarterly assessment and reallocation 05/14/2015 $ (27,080,000) $ 1,013,649,990 Transfer of cap due to servicing transfer 06/16/2015 $ (79,070,000) $ 06/25/2015 $ 86,251,406 $ 1,020,831,396 Updated due to quarterly assessment and reallocation 07/16/2015 $ (30,000) $ 1,020,801,396 Transfer of cap due to servicing transfer 08/14/2015 $ (18,320,000) $ 1,002,481,396 Transfer of cap due to servicing transfer 09/16/2015 $ (290,000) $ 1,002,191,396 Transfer of cap due to servicing transfer 09/28/2015 $ 24,031,176 $ 1,026,222,572 Updated due to quarterly assessment and reallocation 10/15/2015 $ (10,000) $ 1,026,212,572 Transfer of cap due to servicing transfer 11/16/2015 $ (2,430,000) $ 1,023,782,572 Transfer of cap due to servicing transfer 12/16/2015 $ (13,640,000) $ 1,010,142,572 Transfer of cap due to servicing transfer 12/28/2015 $ 20,325,747 $ 1,030,468,319 Updated due to quarterly assessment and reallocation 01/14/2016 $ (440,000) $ 1,030,028,319 Transfer of cap due to servicing transfer 02/16/2016 $ (250,000) $ 1,029,778,319 Transfer of cap due to servicing transfer 02/25/2016 $ (34,557,541) $ 995,220,778 Reallocation due to MHA program deobligation 03/16/2016 $ (6,120,000) $ 989,100,778 Transfer of cap due to servicing transfer 989,880,066 Updated due to quarterly assessment and reallocation 983,130,066 Transfer of cap due to servicing transfer 934,579,990 Transfer of cap due to servicing transfer 79 03/28/2016 $ (588,465) $ 988,512,313 Updated due to quarterly assessment and reallocation 04/14/2016 $ (14,990,000) $ 973,522,313 Transfer of cap due to servicing transfer 05/16/2016 $ (20,250,000) $ 953,272,313 Transfer of cap due to servicing transfer 05/31/2016 $ 13,423,899 $ 966,696,212 Updated due to quarterly assessment and reallocation 06/16/2016 $ (16,740,000) $ 949,956,212 Transfer of cap due to servicing transfer 06/27/2016 $ 7,280,004 $ 957,236,216 Updated due to quarterly assessment and reallocation 07/14/2016 $ (2,960,000) $ 954,276,216 Transfer of cap due to servicing transfer 07/27/2016 $ 5,640,105 $ 959,916,321 Updated due to quarterly assessment and reallocation 08/16/2016 $ (33,560,000) $ 926,356,321 Transfer of cap due to servicing transfer 09/15/2016 $ (3,980,000) $ 922,376,321 Transfer of cap due to servicing transfer 09/28/2016 $ 19,367,006 $ 941,743,327 Updated due to quarterly assessment and reallocation 10/14/2016 $ (271,360,000) $ 670,383,327 Transfer of cap due to servicing transfer 10/25/2016 $ 272,562,455 $ 942,945,782 Updated due to quarterly assessment and reallocation - $ 942,945,782 Updated due to quarterly assessment and reallocation 11/07/2016 09/24/2010 12/16/2009 Citizens Community Bank Citizens First National Bank Freeburg Spring Valley IL IL Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ 800,000 N/A 620,000 N/A 6 06/26/2009 03/16/2015 Citizens First Wholesale Mortgage Company Colorado Federal Savings Bank The Villages Greenwood Village FL CO Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ 30,000 N/A - N/A 3 11/16/2016 $ (80,000) $ 942,865,782 Transfer of cap due to servicing transfer 11/29/2016 $ (359,401) $ 942,506,381 Updated due to quarterly assessment and reallocation 12/15/2016 $ (1,260,000) $ 941,246,381 Transfer of cap due to servicing transfer 12/27/2016 $ (47,744) $ 941,198,637 Transfer of cap due to servicing transfer 01/13/2017 $ 20,000 $ 941,218,637 Transfer of cap due to servicing transfer 02/16/2017 $ (1,960,000) $ 939,258,637 Transfer of cap due to servicing transfer 02/27/2017 $ (538,265) $ 938,720,372 Transfer of cap due to servicing transfer 03/16/2017 $ (90,000) $ 938,630,372 Transfer of cap due to servicing transfer 04/26/2017 $ (38,076) $ 06/26/2017 $ (346,282) $ 938,246,014 Transfer of cap due to servicing transfer 07/26/2017 $ (10,857) $ 938,235,157 Transfer of cap due to servicing transfer 09/26/2017 $ 6,239,488 $ 944,474,645 Transfer of cap due to servicing transfer 10/26/2017 $ 279,111 $ 944,753,756 Transfer of cap due to servicing transfer 12/21/2017 $ (329,679) $ 944,424,077 Transfer of cap due to servicing transfer 02/26/2018 $ (78,009) $ 944,346,068 Transfer of cap due to servicing transfer 03/22/2018 $ (121,990) $ 944,224,078 Transfer of cap due to servicing transfer 04/25/2018 $ 2,209,234 $ 946,433,312 Transfer of cap due to servicing transfer 06/21/2018 $ (4,084) $ 946,429,228 Transfer of cap due to servicing transfer 07/26/2018 $ (120,102,286) $ 826,326,942 Reallocation due to MHA program deobligation 08/27/2018 $ (6,986) $ 826,319,956 Transfer of cap due to servicing transfer 09/26/2018 $ (8,159) $ 826,311,797 Transfer of cap due to servicing transfer 10/25/2018 $ (298,464) $ 826,013,333 Transfer of cap due to servicing transfer 09/30/2010 $ 360,445 $ 1,160,445 Updated portfolio data from servicer 01/06/2011 $ (2) $ 1,160,443 Updated due to quarterly assessment and reallocation 03/23/2011 $ (1,160,443) 01/22/2010 $ 30,000 $ 03/26/2010 $ (580,000) $ 70,000 Updated portfolio data from servicer 07/14/2010 $ 1,430,000 $ 1,500,000 Updated portfolio data from servicer 09/30/2010 $ 95,612 $ 1,595,612 Updated portfolio data from servicer 01/06/2011 $ (2) $ 1,595,610 Updated due to quarterly assessment and reallocation 03/30/2011 $ (3) $ 1,595,607 Updated due to quarterly assessment and reallocation 06/29/2011 $ (24) $ 1,595,583 Updated due to quarterly assessment and reallocation 06/28/2012 $ (16) $ 1,595,567 Updated due to quarterly assessment and reallocation 09/27/2012 $ (45) $ 1,595,522 Updated due to quarterly assessment and reallocation 12/27/2012 $ (8) $ 1,595,514 Updated due to quarterly assessment and reallocation 03/25/2013 $ (30) $ 1,595,484 Updated due to quarterly assessment and reallocation 06/27/2013 $ (11) $ 1,595,473 Updated due to quarterly assessment and reallocation 09/27/2013 $ (4) $ 1,595,469 Updated due to quarterly assessment and reallocation 12/23/2013 $ (6,733) $ 1,588,736 Updated due to quarterly assessment and reallocation 03/26/2014 $ (237) $ 1,588,499 Updated due to quarterly assessment and reallocation 05/15/2014 $ (90,000) $ 1,498,499 Transfer of cap due to servicing transfer 06/26/2014 $ (2,840) $ 1,495,659 Updated due to quarterly assessment and reallocation 07/01/2014 $ (1,353,853) $ 09/30/2009 $ (10,000) $ 20,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 590,000 $ 610,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (580,000) $ 30,000 Updated portfolio data from servicer 07/14/2010 $ 70,000 $ 100,000 Updated portfolio data from servicer 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 938,592,296 Transfer of cap due to servicing transfer - Termination of SPA 650,000 Updated portfolio data from servicer/additional program initial cap 141,806 Termination of SPA 02/17/2011 $ (145,056) 03/16/2015 $ 70,000 $ 10/15/2015 $ 10,000 $ 80,000 Transfer of cap due to servicing transfer 11/16/2015 $ 240,000 $ 320,000 Transfer of cap due to servicing transfer 12/28/2015 $ (35,915) $ 284,085 Updated due to quarterly assessment and reallocation 02/16/2016 $ (10,000) $ 274,085 Transfer of cap due to servicing transfer 02/25/2016 $ (96,994) $ 177,091 Reallocation due to MHA program deobligation 03/16/2016 $ 10,000 $ 187,091 Transfer of cap due to servicing transfer 03/28/2016 $ (2,289) $ 184,802 Updated due to quarterly assessment and reallocation 05/31/2016 $ (17,915) $ 166,887 Updated due to quarterly assessment and reallocation 06/27/2016 $ (10,702) $ 156,185 Updated due to quarterly assessment and reallocation 07/27/2016 $ (10,705) $ 145,480 Updated due to quarterly assessment and reallocation 09/28/2016 $ (18,721) $ 126,759 Updated due to quarterly assessment and reallocation 10/25/2016 $ (17,691) $ 109,068 Updated due to quarterly assessment and reallocation 11/07/2016 $ 6,821 $ 115,889 Updated due to quarterly assessment and reallocation - Termination of SPA 70,000 Transfer of cap due to servicing transfer 80 05/15/2014 12/04/2009 09/30/2010 Columbia Bank Community Bank & Trust Company Community Credit Union of Florida Fair Lawn Clarks Summit Rockledge NJ PA FL Purchase Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications - N/A $ $ 3 380,000 N/A 2,000,000 N/A 6 09/30/2010 CU Mortgage Services, Inc. New Brighton MN Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 11/29/2016 $ (122) $ 115,767 Updated due to quarterly assessment and reallocation 12/27/2016 $ (19) $ 115,748 Transfer of cap due to servicing transfer 02/27/2017 $ (324) $ 115,424 Transfer of cap due to servicing transfer 04/26/2017 $ (21) $ 115,403 Transfer of cap due to servicing transfer 06/26/2017 $ (163) $ 115,240 Transfer of cap due to servicing transfer 07/26/2017 $ (5) $ 115,235 Transfer of cap due to servicing transfer 09/26/2017 $ (6,519) $ 108,716 Transfer of cap due to servicing transfer 10/26/2017 $ (808) $ 107,908 Transfer of cap due to servicing transfer 12/21/2017 $ (842) $ 107,066 Transfer of cap due to servicing transfer 02/26/2018 $ (41) $ 107,025 Transfer of cap due to servicing transfer 03/22/2018 $ (133) $ 106,892 Transfer of cap due to servicing transfer 04/25/2018 $ (264) $ 106,628 Transfer of cap due to servicing transfer 06/21/2018 $ (49) $ 106,579 Transfer of cap due to servicing transfer 07/26/2018 $ (5,552) $ 101,027 Reallocation due to MHA program deobligation 10/25/2018 $ (11) $ 101,016 Transfer of cap due to servicing transfer 05/15/2014 $ 160,000 $ 160,000 Transfer of cap due to servicing transfer 06/26/2014 $ (72) $ 159,928 Updated due to quarterly assessment and reallocation 07/29/2014 $ (143) $ 159,785 Updated due to quarterly assessment and reallocation 09/29/2014 $ (47) $ 159,738 Updated due to quarterly assessment and reallocation 12/29/2014 $ 35,609 $ 195,347 Updated due to quarterly assessment and reallocation 12/28/2015 $ (1,841) $ 193,506 Updated due to quarterly assessment and reallocation 02/25/2016 $ (11,344) $ 182,162 Reallocation due to MHA program deobligation 03/28/2016 $ (240) $ 05/31/2016 $ (1,896) $ 180,026 Updated due to quarterly assessment and reallocation 06/27/2016 $ (1,164) $ 178,862 Updated due to quarterly assessment and reallocation 07/27/2016 $ (1,201) $ 177,661 Updated due to quarterly assessment and reallocation 09/28/2016 $ (2,222) $ 175,439 Updated due to quarterly assessment and reallocation 10/25/2016 $ (2,165) $ 173,274 Updated due to quarterly assessment and reallocation 11/07/2016 $ 835 $ 174,109 Updated due to quarterly assessment and reallocation 11/29/2016 $ (131) $ 173,978 Updated due to quarterly assessment and reallocation 12/27/2016 $ (20) $ 173,958 Transfer of cap due to servicing transfer 02/27/2017 $ (348) $ 173,610 Transfer of cap due to servicing transfer 03/16/2017 $ 40,000 $ 213,610 Transfer of cap due to servicing transfer 04/26/2017 $ (70) $ 213,540 Transfer of cap due to servicing transfer 06/26/2017 $ (540) $ 213,000 Transfer of cap due to servicing transfer 07/26/2017 $ (16) $ 212,984 Transfer of cap due to servicing transfer 09/26/2017 $ (17,465) $ 195,519 Transfer of cap due to servicing transfer 10/26/2017 $ (2,166) $ 193,353 Transfer of cap due to servicing transfer 12/21/2017 $ (2,256) $ 191,097 Transfer of cap due to servicing transfer 02/26/2018 $ (110) $ 190,987 Transfer of cap due to servicing transfer 03/22/2018 $ (357) $ 190,630 Transfer of cap due to servicing transfer 04/25/2018 $ (706) $ 189,924 Transfer of cap due to servicing transfer 06/21/2018 $ (132) $ 189,792 Transfer of cap due to servicing transfer 07/26/2018 $ (36,668) $ 153,124 Reallocation due to MHA program deobligation 08/27/2018 $ (2) $ 153,122 Transfer of cap due to servicing transfer 09/26/2018 $ (4) $ 10/25/2018 $ (131) $ 152,987 Transfer of cap due to servicing transfer 01/22/2010 $ 10,000 $ 390,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 520,000 $ 910,000 Updated portfolio data from servicer 07/14/2010 $ (810,000) $ 100,000 Updated portfolio data from servicer 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 06/29/2011 $ (1) $ 145,055 Updated due to quarterly assessment and reallocation 06/28/2012 $ (1) $ 145,054 Updated due to quarterly assessment and reallocation 09/27/2012 $ (2) $ 145,052 Updated due to quarterly assessment and reallocation 03/25/2013 $ (1) $ 145,051 Updated due to quarterly assessment and reallocation 12/23/2013 $ (232) $ 144,819 Updated due to quarterly assessment and reallocation 03/26/2014 $ (8) $ 144,811 Updated due to quarterly assessment and reallocation 06/26/2014 $ (96) $ 144,715 Updated due to quarterly assessment and reallocation 07/29/2014 $ (191) $ 144,524 Updated due to quarterly assessment and reallocation 08/26/2014 $ (144,524) 09/30/2010 $ 901,112 $ 2,901,112 Updated portfolio data from servicer 01/06/2011 $ (4) $ 2,901,108 Updated due to quarterly assessment and reallocation 03/30/2011 $ (5) $ 2,901,103 Updated due to quarterly assessment and reallocation 06/29/2011 $ (48) $ 2,901,055 Updated due to quarterly assessment and reallocation 06/28/2012 $ (36) $ 2,901,019 Updated due to quarterly assessment and reallocation 09/14/2012 $ (2,888,387) $ 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 06/29/2011 $ (1) $ 145,055 Updated due to quarterly assessment and reallocation 06/28/2012 $ (1) $ 145,054 Updated due to quarterly assessment and reallocation 09/27/2012 $ (2) $ 145,052 Updated due to quarterly assessment and reallocation 03/25/2013 $ (1) $ 145,051 Updated due to quarterly assessment and reallocation 12/23/2013 $ (232) $ 144,819 Updated due to quarterly assessment and reallocation 03/26/2014 $ (8) $ 144,811 Updated due to quarterly assessment and reallocation 06/26/2014 $ (96) $ 144,715 Updated due to quarterly assessment and reallocation 07/29/2014 $ (191) $ 144,524 Updated due to quarterly assessment and reallocation 09/29/2014 $ (63) $ 144,461 Updated due to quarterly assessment and reallocation 12/29/2014 $ (7,654) $ 136,807 Updated due to quarterly assessment and reallocation 03/26/2015 $ (2,879) $ 133,928 Updated due to quarterly assessment and reallocation 181,922 Updated due to quarterly assessment and reallocation 153,118 Transfer of cap due to servicing transfer - Termination of SPA 12,632 Termination of SPA 81 12/16/2013 Desjardins Bank N.A. 01/15/2010 Digital Federal Credit Union 04/24/2009 Ditech Financial LLC (Green Tree Servicing LLC) Hallandale Beach FL Marlborough Saint Paul MA MN Purchase Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications - N/A $ $ 3,050,000 N/A 156,000,000 N/A 3 04/28/2015 $ (11,347) $ 122,581 Updated due to quarterly assessment and reallocation 06/25/2015 $ (2,691) $ 119,890 Updated due to quarterly assessment and reallocation 09/28/2015 $ (3,595) $ 116,295 Updated due to quarterly assessment and reallocation 12/28/2015 $ (2,660) $ 113,635 Updated due to quarterly assessment and reallocation 02/25/2016 $ (7,597) $ 106,038 Reallocation due to MHA program deobligation 03/28/2016 $ (159) $ 105,879 Updated due to quarterly assessment and reallocation 05/31/2016 $ (1,242) $ 104,637 Updated due to quarterly assessment and reallocation 06/27/2016 $ (742) $ 103,895 Updated due to quarterly assessment and reallocation 07/27/2016 $ (742) $ 103,153 Updated due to quarterly assessment and reallocation 09/28/2016 $ (1,298) $ 101,855 Updated due to quarterly assessment and reallocation 10/25/2016 $ (1,226) $ 100,629 Updated due to quarterly assessment and reallocation 11/07/2016 $ 472 $ 101,101 Updated due to quarterly assessment and reallocation 11/29/2016 $ (8) $ 101,093 Updated due to quarterly assessment and reallocation 12/27/2016 $ (1) $ 101,092 Transfer of cap due to servicing transfer 02/27/2017 $ (22) $ 101,070 Transfer of cap due to servicing transfer 04/26/2017 $ (1) $ 101,069 Transfer of cap due to servicing transfer 06/26/2017 $ (11) $ 101,058 Transfer of cap due to servicing transfer 07/14/2017 $ (101,058) 12/16/2013 $ 30,000 $ 30,000 Transfer of cap due to servicing transfer 09/16/2014 $ 10,000 $ 40,000 Transfer of cap due to servicing transfer 03/26/2010 $ 12,190,000 $ 15,240,000 Updated portfolio data from servicer 05/14/2010 $ (15,240,000) 06/17/2009 $ (64,990,000) $ 91,010,000 Updated portfolio data from servicer 09/30/2009 $ 130,780,000 $ 221,790,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ (116,750,000) $ 105,040,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 13,080,000 $ 118,120,000 Updated portfolio data from servicer 07/14/2010 $ (24,220,000) $ 93,900,000 Updated portfolio data from servicer 07/16/2010 $ 210,000 $ 94,110,000 Transfer of cap due to servicing transfer 08/13/2010 $ 2,200,000 $ 09/10/2010 $ 34,600,000 $ 130,910,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ 5,600,000 $ 136,510,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ 10,185,090 $ 146,695,090 Updated portfolio data from servicer 10/15/2010 $ 400,000 $ 147,095,090 Transfer of cap due to servicing transfer 01/06/2011 $ (213) $ 147,094,877 Updated due to quarterly assessment and reallocation 03/30/2011 $ (250) $ 147,094,627 Updated due to quarterly assessment and reallocation 05/13/2011 $ 1,200,000 $ 148,294,627 Transfer of cap due to servicing transfer 06/16/2011 $ 100,000 $ 148,394,627 Transfer of cap due to servicing transfer 06/29/2011 $ (2,302) $ 148,392,325 Updated due to quarterly assessment and reallocation 07/14/2011 $ 1,900,000 $ 150,292,325 Transfer of cap due to servicing transfer 09/15/2011 $ 200,000 $ 150,492,325 Transfer of cap due to servicing transfer 10/14/2011 $ 200,000 $ 150,692,325 Transfer of cap due to servicing transfer 11/16/2011 $ 400,000 $ 151,092,325 Transfer of cap due to servicing transfer 02/16/2012 $ 900,000 $ 151,992,325 Transfer of cap due to servicing transfer 03/15/2012 $ 100,000 $ 152,092,325 Transfer of cap due to servicing transfer 05/16/2012 $ 3,260,000 $ 155,352,325 Transfer of cap due to servicing transfer 06/14/2012 $ 920,000 $ 156,272,325 Transfer of cap due to servicing transfer 06/28/2012 $ (1,622) $ 156,270,703 Updated due to quarterly assessment and reallocation 07/16/2012 $ 110,000 $ 156,380,703 Transfer of cap due to servicing transfer 08/16/2012 $ 5,120,000 $ 161,500,703 Transfer of cap due to servicing transfer 09/27/2012 $ (4,509) $ 161,496,194 Updated due to quarterly assessment and reallocation 10/16/2012 $ 8,810,000 $ 170,306,194 Transfer of cap due to servicing transfer 11/15/2012 $ 2,910,000 $ 173,216,194 Transfer of cap due to servicing transfer 12/27/2012 $ (802) $ 173,215,392 Updated due to quarterly assessment and reallocation 02/14/2013 $ 10,210,000 $ 183,425,392 Transfer of cap due to servicing transfer 03/25/2013 $ (3,023) $ 183,422,369 Updated due to quarterly assessment and reallocation 05/16/2013 $ 140,000 $ 183,562,369 Transfer of cap due to servicing transfer 06/27/2013 $ (1,077) $ 183,561,292 Updated due to quarterly assessment and reallocation 07/16/2013 $ 7,210,000 $ 190,771,292 Transfer of cap due to servicing transfer 08/15/2013 $ 6,730,000 $ 197,501,292 Transfer of cap due to servicing transfer 09/27/2013 $ (388) $ 197,500,904 Updated due to quarterly assessment and reallocation 10/15/2013 $ 3,610,000 $ 201,110,904 Transfer of cap due to servicing transfer 11/14/2013 $ (320,000) $ 200,790,904 Transfer of cap due to servicing transfer 12/16/2013 $ 21,280,000 $ 222,070,904 Transfer of cap due to servicing transfer 12/23/2013 $ (710,351) $ 221,360,553 Updated due to quarterly assessment and reallocation 02/13/2014 $ 1,700,000 $ 223,060,553 Transfer of cap due to servicing transfer 03/26/2014 $ (22,400) $ 223,038,153 Updated due to quarterly assessment and reallocation 04/16/2014 $ 2,280,000 $ 225,318,153 Transfer of cap due to servicing transfer 05/15/2014 $ 12,810,000 $ 238,128,153 Transfer of cap due to servicing transfer 06/16/2014 $ (2,000,000) $ 236,128,153 Transfer of cap due to servicing transfer 06/26/2014 $ (262,535) $ 235,865,618 Updated due to quarterly assessment and reallocation 07/16/2014 $ 130,000 $ 235,995,618 Transfer of cap due to servicing transfer 07/29/2014 $ (499,786) $ 08/14/2014 $ (1,940,000) $ 233,555,832 Transfer of cap due to servicing transfer 09/16/2014 $ 380,000 $ 233,935,832 Transfer of cap due to servicing transfer 09/29/2014 $ (150,666) $ 233,785,166 Updated due to quarterly assessment and reallocation 10/16/2014 $ (1,120,000) $ 232,665,166 Transfer of cap due to servicing transfer 11/14/2014 $ 760,000 $ 233,425,166 Transfer of cap due to servicing transfer 12/16/2014 $ 5,910,000 $ 239,335,166 Transfer of cap due to servicing transfer - Termination of SPA - Termination of SPA 96,310,000 Transfer of cap due to servicing transfer 235,495,832 Updated due to quarterly assessment and reallocation 82 10/30/2009 DuPage Credit Union Naperville IL Purchase Financial Instrument for Home Loan Modifications $ 70,000 N/A 12/29/2014 $ (10,171,749) $ 229,163,417 Updated due to quarterly assessment and reallocation 01/15/2015 $ (770,000) $ 228,393,417 Transfer of cap due to servicing transfer 02/13/2015 $ 6,000,000 $ 234,393,417 Transfer of cap due to servicing transfer 03/16/2015 $ (1,400,000) $ 232,993,417 Transfer of cap due to servicing transfer 03/26/2015 $ (2,999,340) $ 229,994,077 Updated due to quarterly assessment and reallocation 04/16/2015 $ (1,440,000) $ 228,554,077 Transfer of cap due to servicing transfer 04/28/2015 $ 406,883,574 $ 635,437,651 Updated due to quarterly assessment and reallocation 05/14/2015 $ 3,840,000 $ 639,277,651 Transfer of cap due to servicing transfer 06/25/2015 $ 1,933,295 $ 641,210,946 Updated due to quarterly assessment and reallocation 07/16/2015 $ 6,480,000 $ 647,690,946 Transfer of cap due to servicing transfer 08/14/2015 $ 160,000 $ 647,850,946 Transfer of cap due to servicing transfer 09/16/2015 $ (730,000) $ 647,120,946 Transfer of cap due to servicing transfer 09/28/2015 $ 1,314,631 $ 648,435,577 Updated due to quarterly assessment and reallocation 11/16/2015 $ (30,000) $ 648,405,577 Transfer of cap due to servicing transfer 12/16/2015 $ (1,800,000) $ 646,605,577 Transfer of cap due to servicing transfer 12/28/2015 $ (491,522) $ 646,114,055 Updated due to quarterly assessment and reallocation 01/14/2016 $ (10,000) $ 646,104,055 Transfer of cap due to servicing transfer 02/16/2016 $ (2,820,000) $ 643,284,055 Transfer of cap due to servicing transfer 02/25/2016 $ (57,817,969) $ 585,466,086 Reallocation due to MHA program deobligation 03/16/2016 $ 1,530,000 $ 586,996,086 Transfer of cap due to servicing transfer 03/28/2016 $ (1,385,279) $ 585,610,807 Updated due to quarterly assessment and reallocation 04/14/2016 $ 3,860,000 $ 589,470,807 Transfer of cap due to servicing transfer 05/16/2016 $ (1,540,000) $ 05/31/2016 $ (11,376,624) $ 576,554,183 Updated due to quarterly assessment and reallocation 06/16/2016 $ (5,780,000) $ 570,774,183 Transfer of cap due to servicing transfer 06/27/2016 $ (8,966,552) $ 561,807,631 Updated due to quarterly assessment and reallocation 07/14/2016 $ (6,540,000) $ 555,267,631 Transfer of cap due to servicing transfer 07/27/2016 $ (9,573,183) $ 545,694,448 Updated due to quarterly assessment and reallocation 08/16/2016 $ 4,150,000 $ 549,844,448 Transfer of cap due to servicing transfer 09/15/2016 $ 1,480,000 $ 551,324,448 Transfer of cap due to servicing transfer 09/28/2016 $ (17,931,672) $ 533,392,776 Updated due to quarterly assessment and reallocation 10/14/2016 $ (4,370,000) $ 529,022,776 Transfer of cap due to servicing transfer 10/25/2016 $ (18,522,234) $ 510,500,542 Updated due to quarterly assessment and reallocation 11/07/2016 $ 7,140,972 $ 517,641,514 Updated due to quarterly assessment and reallocation 11/16/2016 $ (590,000) $ 517,051,514 Transfer of cap due to servicing transfer 11/29/2016 $ (275,089) $ 516,776,425 Updated due to quarterly assessment and reallocation 12/15/2016 $ (2,470,000) $ 514,306,425 Transfer of cap due to servicing transfer 12/27/2016 $ (48,571) $ 514,257,854 Transfer of cap due to servicing transfer 01/13/2017 $ (1,120,000) $ 513,137,854 Transfer of cap due to servicing transfer 02/16/2017 $ (180,000) $ 512,957,854 Transfer of cap due to servicing transfer 02/27/2017 $ (958,939) $ 511,998,915 Transfer of cap due to servicing transfer 03/16/2017 $ (3,480,000) $ 508,518,915 Transfer of cap due to servicing transfer 04/26/2017 $ (74,352) $ 508,444,563 Transfer of cap due to servicing transfer 06/26/2017 $ (677,390) $ 507,767,173 Transfer of cap due to servicing transfer 07/26/2017 $ (21,896) $ 507,745,277 Transfer of cap due to servicing transfer 09/26/2017 $ (23,794,399) $ 483,950,878 Transfer of cap due to servicing transfer 10/26/2017 $ (4,685,746) $ 479,265,132 Transfer of cap due to servicing transfer 12/21/2017 $ (6,039,108) $ 473,226,024 Transfer of cap due to servicing transfer 02/26/2018 $ (391,333) $ 472,834,691 Transfer of cap due to servicing transfer 03/22/2018 $ (1,309,429) $ 471,525,262 Transfer of cap due to servicing transfer 04/25/2018 $ (2,651,480) $ 468,873,782 Transfer of cap due to servicing transfer 06/21/2018 $ (517,669) $ 468,356,113 Transfer of cap due to servicing transfer 07/26/2018 $ (109,736,819) $ 358,619,294 Reallocation due to MHA program deobligation 08/27/2018 $ (6,266) $ 358,613,028 Transfer of cap due to servicing transfer 09/26/2018 $ (7,146) $ 358,605,882 Transfer of cap due to servicing transfer 10/25/2018 $ (275,151) $ 358,330,731 Transfer of cap due to servicing transfer 01/22/2010 $ 10,000 $ 03/26/2010 $ 10,000 $ 90,000 Updated portfolio data from servicer 07/14/2010 $ 10,000 $ 100,000 Updated portfolio data from servicer 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 06/29/2011 $ (1) $ 145,055 Updated due to quarterly assessment and reallocation 09/27/2012 $ (1) $ 145,054 Updated due to quarterly assessment and reallocation 03/25/2013 $ (1) $ 145,053 Updated due to quarterly assessment and reallocation 12/23/2013 $ (145) $ 144,908 Updated due to quarterly assessment and reallocation 03/26/2014 $ (5) $ 144,903 Updated due to quarterly assessment and reallocation 06/26/2014 $ (59) $ 144,844 Updated due to quarterly assessment and reallocation 07/29/2014 $ (117) $ 144,727 Updated due to quarterly assessment and reallocation 09/29/2014 $ (39) $ 144,688 Updated due to quarterly assessment and reallocation 12/29/2014 $ (377) $ 144,311 Updated due to quarterly assessment and reallocation 03/26/2015 $ (142) $ 144,169 Updated due to quarterly assessment and reallocation 04/28/2015 $ 73,328 $ 217,497 Updated due to quarterly assessment and reallocation 09/28/2015 $ (2,259) $ 215,238 Updated due to quarterly assessment and reallocation 12/28/2015 $ (1,672) $ 213,566 Updated due to quarterly assessment and reallocation 02/25/2016 $ (11,493) $ 202,073 Reallocation due to MHA program deobligation 03/28/2016 $ (240) $ 201,833 Updated due to quarterly assessment and reallocation 05/31/2016 $ (1,879) $ 199,954 Updated due to quarterly assessment and reallocation 06/27/2016 $ (1,123) $ 198,831 Updated due to quarterly assessment and reallocation 07/27/2016 $ (1,123) $ 197,708 Updated due to quarterly assessment and reallocation 587,930,807 Transfer of cap due to servicing transfer 80,000 Updated portfolio data from servicer/additional program initial cap 83 03/16/2016 Eastern Bank 12/23/2009 Eaton National Bank & Trust Company Eaton 07/31/2009 EMC Mortgage Corporation Boston Lewisville MA Purchase Financial Instrument for Home Loan Modifications OH Purchase Financial Instrument for Home Loan Modifications TX Purchase Financial Instrument for Home Loan Modifications - N/A $ $ 3 60,000 N/A 707,380,000 N/A 8 07/17/2009 09/03/2010 Farmers State Bank Fay Servicing, LLC West Salem Chicago OH IL Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ 170,000 N/A 3,100,000 N/A 09/28/2016 $ (1,964) $ 195,744 Updated due to quarterly assessment and reallocation 10/25/2016 $ (1,855) $ 193,889 Updated due to quarterly assessment and reallocation 11/07/2016 $ 715 $ 194,604 Updated due to quarterly assessment and reallocation 11/29/2016 $ (95) $ 194,509 Updated due to quarterly assessment and reallocation 12/27/2016 $ (15) $ 194,494 Transfer of cap due to servicing transfer 02/27/2017 $ (253) $ 194,241 Transfer of cap due to servicing transfer 04/26/2017 $ (17) $ 194,224 Transfer of cap due to servicing transfer 06/26/2017 $ (127) $ 194,097 Transfer of cap due to servicing transfer 07/26/2017 $ (4) $ 194,093 Transfer of cap due to servicing transfer 09/26/2017 $ (494) $ 193,599 Transfer of cap due to servicing transfer 10/26/2017 $ (61) $ 193,538 Transfer of cap due to servicing transfer 12/21/2017 $ (64) $ 193,474 Transfer of cap due to servicing transfer 02/26/2018 $ (37) $ 193,437 Transfer of cap due to servicing transfer 03/22/2018 $ (121) $ 193,316 Transfer of cap due to servicing transfer 04/25/2018 $ (239) $ 193,077 Transfer of cap due to servicing transfer 06/21/2018 $ (45) $ 193,032 Transfer of cap due to servicing transfer 07/26/2018 $ (28,721) $ 164,311 Reallocation due to MHA program deobligation 08/27/2018 $ (2) $ 164,309 Transfer of cap due to servicing transfer 09/26/2018 $ (2) $ 164,307 Transfer of cap due to servicing transfer 10/25/2018 $ (59) $ 164,248 Transfer of cap due to servicing transfer 03/16/2016 $ 20,000 $ 03/26/2010 $ 90,000 $ 150,000 Updated portfolio data from servicer 07/14/2010 $ 50,000 $ 200,000 Updated portfolio data from servicer 09/30/2010 $ (54,944) $ 05/20/2011 $ (145,056) 09/30/2009 $ (10,000) $ 707,370,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 502,430,000 $ 1,209,800,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (134,560,000) $ 1,075,240,000 Updated portfolio data from servicer/additional program initial cap 07/14/2010 $ (392,140,000) $ 683,100,000 Updated portfolio data from servicer 07/16/2010 $ (630,000) $ 682,470,000 Transfer of cap due to servicing transfer 09/30/2010 $ 13,100,000 $ 695,570,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ (8,006,457) $ 687,563,543 Updated portfolio data from servicer 10/15/2010 $ (100,000) $ 687,463,543 Transfer of cap due to servicing transfer 12/15/2010 $ (4,400,000) $ 683,063,543 Transfer of cap due to servicing transfer 01/06/2011 $ (802) $ 683,062,741 Updated due to quarterly assessment and reallocation 02/16/2011 $ (900,000) $ 682,162,741 Transfer of cap due to servicing transfer 03/16/2011 $ (4,000,000) $ 678,162,741 Transfer of cap due to servicing transfer 03/30/2011 $ (925) $ 678,161,816 Updated due to quarterly assessment and reallocation 05/13/2011 $ (122,900,000) $ 555,261,816 Transfer of cap due to servicing transfer 06/29/2011 $ (8,728) $ 555,253,088 Updated due to quarterly assessment and reallocation 07/14/2011 $ (600,000) $ 554,653,088 Transfer of cap due to servicing transfer 10/19/2011 $ (519,211,309) $ 09/30/2009 $ (90,000) $ 80,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 50,000 $ 130,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 100,000 $ 230,000 Updated portfolio data from servicer 07/14/2010 $ (130,000) $ 100,000 Updated portfolio data from servicer 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 05/20/2011 $ (145,056) 09/30/2010 $ 5,168,169 $ 8,268,169 Updated portfolio data from servicer 01/06/2011 $ (12) $ 8,268,157 Updated due to quarterly assessment and reallocation 03/30/2011 $ (15) $ 8,268,142 Updated due to quarterly assessment and reallocation 04/13/2011 $ 400,000 $ 8,668,142 Transfer of cap due to servicing transfer 06/29/2011 $ (143) $ 8,667,999 Updated due to quarterly assessment and reallocation 09/15/2011 $ 700,000 $ 9,367,999 Transfer of cap due to servicing transfer 10/14/2011 $ 100,000 $ 11/16/2011 $ 200,000 $ 9,667,999 Transfer of cap due to servicing transfer 12/15/2011 $ 1,700,000 $ 11,367,999 Transfer of cap due to servicing transfer 04/16/2012 $ 1,600,000 $ 12,967,999 Transfer of cap due to servicing transfer 05/16/2012 $ 40,000 $ 13,007,999 Transfer of cap due to servicing transfer 06/14/2012 $ (210,000) $ 12,797,999 Transfer of cap due to servicing transfer 06/28/2012 $ (105) $ 12,797,894 Updated due to quarterly assessment and reallocation 07/16/2012 $ 50,000 $ 12,847,894 Transfer of cap due to servicing transfer 08/16/2012 $ 90,000 $ 12,937,894 Transfer of cap due to servicing transfer 09/27/2012 $ (294) $ 12,937,600 Updated due to quarterly assessment and reallocation 10/16/2012 $ 1,810,000 $ 14,747,600 Transfer of cap due to servicing transfer 12/27/2012 $ (61) $ 14,747,539 Updated due to quarterly assessment and reallocation 01/16/2013 $ 30,000 $ 14,777,539 Transfer of cap due to servicing transfer 02/14/2013 $ (590,000) $ 14,187,539 Transfer of cap due to servicing transfer 03/14/2013 $ (80,000) $ 14,107,539 Transfer of cap due to servicing transfer 03/25/2013 $ (214) $ 14,107,325 Updated due to quarterly assessment and reallocation 04/16/2013 $ 200,000 $ 14,307,325 Transfer of cap due to servicing transfer 05/16/2013 $ 3,710,000 $ 06/14/2013 $ 1,760,000 $ 19,777,325 Transfer of cap due to servicing transfer 06/27/2013 $ (86) $ 19,777,239 Updated due to quarterly assessment and reallocation 07/16/2013 $ 6,650,000 $ 26,427,239 Transfer of cap due to servicing transfer 08/15/2013 $ 20,000 $ 26,447,239 Transfer of cap due to servicing transfer 09/16/2013 $ 4,840,000 $ 31,287,239 Transfer of cap due to servicing transfer 09/27/2013 $ (54) $ 31,287,185 Updated due to quarterly assessment and reallocation 20,000 Transfer of cap due to servicing transfer 145,056 Updated portfolio data from servicer - Termination of SPA 35,441,779 Termination of SPA - Termination of SPA 9,467,999 Transfer of cap due to servicing transfer 18,017,325 Transfer of cap due to servicing transfer 84 10/15/2013 $ 720,000 $ 32,007,185 Transfer of cap due to servicing transfer 11/14/2013 $ 1,040,000 $ 33,047,185 Transfer of cap due to servicing transfer 12/16/2013 $ 140,000 $ 33,187,185 Transfer of cap due to servicing transfer 12/23/2013 $ (84,376) $ 33,102,809 Updated due to quarterly assessment and reallocation 01/16/2014 $ 8,350,000 $ 41,452,809 Transfer of cap due to servicing transfer 02/13/2014 $ 5,890,000 $ 47,342,809 Transfer of cap due to servicing transfer 03/14/2014 $ 5,720,000 $ 53,062,809 Transfer of cap due to servicing transfer 03/26/2014 $ (4,045) $ 53,058,764 Updated due to quarterly assessment and reallocation 04/16/2014 $ 70,000 $ 53,128,764 Transfer of cap due to servicing transfer 05/15/2014 $ 640,000 $ 53,768,764 Transfer of cap due to servicing transfer 06/16/2014 $ 15,780,000 $ 69,548,764 Transfer of cap due to servicing transfer 06/26/2014 $ (69,560) $ 69,479,204 Updated due to quarterly assessment and reallocation 07/16/2014 $ (290,000) $ 69,189,204 Transfer of cap due to servicing transfer 07/29/2014 $ (138,184) $ 69,051,020 Updated due to quarterly assessment and reallocation 08/14/2014 $ 990,000 $ 70,041,020 Transfer of cap due to servicing transfer 09/16/2014 $ 2,890,000 $ 72,931,020 Transfer of cap due to servicing transfer 09/29/2014 $ (38,150) $ 72,892,870 Updated due to quarterly assessment and reallocation 10/16/2014 $ (1,830,000) $ 71,062,870 Transfer of cap due to servicing transfer 11/14/2014 $ 5,980,000 $ 77,042,870 Transfer of cap due to servicing transfer 12/16/2014 $ (5,930,000) $ 71,112,870 Transfer of cap due to servicing transfer 12/29/2014 $ (328,884) $ 70,783,986 Updated due to quarterly assessment and reallocation 01/15/2015 $ 80,000 $ 70,863,986 Transfer of cap due to servicing transfer 02/13/2015 $ 1,530,000 $ 03/16/2015 $ (770,000) $ 71,623,986 Transfer of cap due to servicing transfer 03/26/2015 $ 1,070,605 $ 72,694,591 Updated due to quarterly assessment and reallocation 04/16/2015 $ 630,000 $ 73,324,591 Transfer of cap due to servicing transfer 04/28/2015 $ (118,190) $ 73,206,401 Updated due to quarterly assessment and reallocation 05/14/2015 $ 180,000 $ 73,386,401 Transfer of cap due to servicing transfer 06/16/2015 $ 530,000 $ 73,916,401 Transfer of cap due to servicing transfer 06/25/2015 $ (179,814) $ 73,736,587 Updated due to quarterly assessment and reallocation 07/16/2015 $ (6,500,000) $ 67,236,587 Transfer of cap due to servicing transfer 08/14/2015 $ 6,280,000 $ 73,516,587 Transfer of cap due to servicing transfer 09/16/2015 $ 1,750,000 $ 75,266,587 Transfer of cap due to servicing transfer 09/28/2015 $ 1,030,559 $ 76,297,146 Updated due to quarterly assessment and reallocation 10/15/2015 $ 5,310,000 $ 81,607,146 Transfer of cap due to servicing transfer 11/16/2015 $ 3,880,000 $ 85,487,146 Transfer of cap due to servicing transfer 12/16/2015 $ 3,920,000 $ 89,407,146 Transfer of cap due to servicing transfer 12/28/2015 $ (1,157,968) $ 88,249,178 Updated due to quarterly assessment and reallocation 01/14/2016 $ 7,400,000 $ 95,649,178 Transfer of cap due to servicing transfer 02/16/2016 $ (740,000) $ 94,909,178 Transfer of cap due to servicing transfer 02/25/2016 $ (8,019,526) $ 86,889,652 Reallocation due to MHA program deobligation 03/16/2016 $ 2,980,000 $ 89,869,652 Transfer of cap due to servicing transfer 03/28/2016 $ (179,850) $ 89,689,802 Updated due to quarterly assessment and reallocation 04/14/2016 $ 1,110,000 $ 90,799,802 Transfer of cap due to servicing transfer 05/16/2016 $ 1,530,000 $ 92,329,802 Transfer of cap due to servicing transfer 05/31/2016 $ (1,164,291) $ 91,165,511 Updated due to quarterly assessment and reallocation 06/16/2016 $ 3,050,000 $ 94,215,511 Transfer of cap due to servicing transfer 06/27/2016 $ (603,048) $ 93,612,463 Updated due to quarterly assessment and reallocation 07/14/2016 $ (770,000) $ 92,842,463 Transfer of cap due to servicing transfer 07/27/2016 $ (552,076) $ 92,290,387 Updated due to quarterly assessment and reallocation 08/16/2016 $ 680,000 $ 92,970,387 Transfer of cap due to servicing transfer 09/15/2016 $ 3,280,000 $ 96,250,387 Transfer of cap due to servicing transfer 09/28/2016 $ 949,770 $ 97,200,157 Updated due to quarterly assessment and reallocation 10/14/2016 $ 1,140,000 $ 98,340,157 Transfer of cap due to servicing transfer 10/25/2016 $ (1,340,924) $ 96,999,233 Updated due to quarterly assessment and reallocation 11/07/2016 $ 516,973 $ 11/16/2016 $ 2,700,000 $ 100,216,206 Transfer of cap due to servicing transfer 11/29/2016 $ (59,781) $ 100,156,425 Updated due to quarterly assessment and reallocation 12/15/2016 $ 240,000 $ 100,396,425 Transfer of cap due to servicing transfer 12/27/2016 $ (9,384) $ 100,387,041 Transfer of cap due to servicing transfer 01/13/2017 $ 3,010,000 $ 103,397,041 Transfer of cap due to servicing transfer 02/16/2017 $ 3,060,000 $ 106,457,041 Transfer of cap due to servicing transfer 02/27/2017 $ (206,037) $ 106,251,004 Transfer of cap due to servicing transfer 03/16/2017 $ (20,000) $ 106,231,004 Transfer of cap due to servicing transfer 04/26/2017 $ (12,963) $ 106,218,041 Transfer of cap due to servicing transfer 06/26/2017 $ 2,385,430 $ 108,603,471 Transfer of cap due to servicing transfer 07/26/2017 $ 493,176 $ 109,096,647 Transfer of cap due to servicing transfer 09/26/2017 $ 4,603,892 $ 113,700,539 Transfer of cap due to servicing transfer 10/26/2017 $ 3,252,805 $ 116,953,344 Transfer of cap due to servicing transfer 12/21/2017 $ 1,588,497 $ 118,541,841 Transfer of cap due to servicing transfer 02/26/2018 $ 1,076,341 $ 119,618,182 Transfer of cap due to servicing transfer 03/15/2018 $ (1) $ 119,618,181 Transfer of cap due to servicing transfer 03/22/2018 $ 761,611 $ 120,379,792 Transfer of cap due to servicing transfer 04/25/2018 $ 469,692 $ 120,849,484 Transfer of cap due to servicing transfer 06/21/2018 $ 5,608,001 $ 126,457,485 Transfer of cap due to servicing transfer 07/26/2018 $ (15,702,172) $ 110,755,313 Reallocation due to MHA program deobligation 08/27/2018 $ (936) $ 110,754,377 Transfer of cap due to servicing transfer 09/26/2018 $ (775) $ 110,753,602 Transfer of cap due to servicing transfer 72,393,986 Transfer of cap due to servicing transfer 97,516,206 Updated due to quarterly assessment and reallocation 85 05/13/2011 FCI Lender Services, Inc. Anaheim Hills CA Purchase Financial Instrument for Home Loan Modifications - N/A 3 10/25/2018 $ (30,624) $ 110,722,978 Transfer of cap due to servicing transfer 03/25/2019 $ 1,349,834 $ 112,072,812 Transfer of cap due to servicing transfer 05/13/2011 $ 500,000 $ 500,000 Transfer of cap due to servicing transfer 06/16/2011 $ 100,000 $ 600,000 Transfer of cap due to servicing transfer 06/29/2011 $ (9) $ 599,991 Updated due to quarterly assessment and reallocation 07/14/2011 $ 200,000 $ 799,991 Transfer of cap due to servicing transfer 09/15/2011 $ 100,000 $ 899,991 Transfer of cap due to servicing transfer 11/16/2011 $ 2,500,000 $ 3,399,991 Transfer of cap due to servicing transfer 05/16/2012 $ 1,510,000 $ 4,909,991 Transfer of cap due to servicing transfer 06/14/2012 $ 450,000 $ 5,359,991 Transfer of cap due to servicing transfer 06/28/2012 $ (66) $ 5,359,925 Updated due to quarterly assessment and reallocation 07/16/2012 $ 250,000 $ 5,609,925 Transfer of cap due to servicing transfer 08/16/2012 $ 90,000 $ 5,699,925 Transfer of cap due to servicing transfer 09/27/2012 $ (191) $ 5,699,734 Updated due to quarterly assessment and reallocation 10/16/2012 $ 140,000 $ 5,839,734 Transfer of cap due to servicing transfer 11/15/2012 $ 70,000 $ 5,909,734 Transfer of cap due to servicing transfer 12/14/2012 $ 40,000 $ 5,949,734 Transfer of cap due to servicing transfer 12/27/2012 $ (34) $ 5,949,700 Updated due to quarterly assessment and reallocation 01/16/2013 $ 40,000 $ 5,989,700 Transfer of cap due to servicing transfer 02/14/2013 $ 50,000 $ 6,039,700 Transfer of cap due to servicing transfer 03/14/2013 $ 360,000 $ 6,399,700 Transfer of cap due to servicing transfer 03/25/2013 $ (135) $ 6,399,565 Updated due to quarterly assessment and reallocation 04/16/2013 $ (10,000) $ 6,389,565 Transfer of cap due to servicing transfer 05/16/2013 $ 40,000 $ 6,429,565 Transfer of cap due to servicing transfer 06/14/2013 $ 200,000 $ 6,629,565 Transfer of cap due to servicing transfer 06/27/2013 $ (53) $ 6,629,512 Updated due to quarterly assessment and reallocation 07/16/2013 $ 20,000 $ 6,649,512 Transfer of cap due to servicing transfer 09/27/2013 $ (19) $ 6,649,493 Updated due to quarterly assessment and reallocation 10/15/2013 $ 260,000 $ 6,909,493 Transfer of cap due to servicing transfer 11/14/2013 $ 30,000 $ 6,939,493 Transfer of cap due to servicing transfer 12/23/2013 $ (33,755) $ 6,905,738 Updated due to quarterly assessment and reallocation 02/13/2014 $ 110,000 $ 7,015,738 Transfer of cap due to servicing transfer 03/14/2014 $ 640,000 $ 7,655,738 Transfer of cap due to servicing transfer 03/26/2014 $ (1,305) $ 7,654,433 Updated due to quarterly assessment and reallocation 04/16/2014 $ 120,000 $ 7,774,433 Transfer of cap due to servicing transfer 05/15/2014 $ 40,000 $ 7,814,433 Transfer of cap due to servicing transfer 06/16/2014 $ 110,000 $ 7,924,433 Transfer of cap due to servicing transfer 06/26/2014 $ (15,838) $ 7,908,595 Updated due to quarterly assessment and reallocation 07/16/2014 $ 440,000 $ 8,348,595 Transfer of cap due to servicing transfer 07/29/2014 $ (33,291) $ 8,315,304 Updated due to quarterly assessment and reallocation 08/14/2014 $ 1,110,000 $ 9,425,304 Transfer of cap due to servicing transfer 09/16/2014 $ 40,000 $ 9,465,304 Transfer of cap due to servicing transfer 09/29/2014 $ (12,454) $ 9,452,850 Updated due to quarterly assessment and reallocation 10/16/2014 $ 20,000 $ 9,472,850 Transfer of cap due to servicing transfer 11/14/2014 $ 20,000 $ 9,492,850 Transfer of cap due to servicing transfer 12/16/2014 $ 190,000 $ 9,682,850 Transfer of cap due to servicing transfer 12/29/2014 $ (1,564,671) $ 8,118,179 Updated due to quarterly assessment and reallocation 01/15/2015 $ 10,000 $ 8,128,179 Transfer of cap due to servicing transfer 02/13/2015 $ 10,000 $ 8,138,179 Transfer of cap due to servicing transfer 03/26/2015 $ (593,009) $ 7,545,170 Updated due to quarterly assessment and reallocation 04/28/2015 $ (2,341,121) $ 5,204,049 Updated due to quarterly assessment and reallocation 05/14/2015 $ 50,000 $ 5,254,049 Transfer of cap due to servicing transfer 06/16/2015 $ 60,000 $ 5,314,049 Transfer of cap due to servicing transfer 06/25/2015 $ (566,166) $ 4,747,883 Updated due to quarterly assessment and reallocation 07/16/2015 $ 80,000 $ 4,827,883 Transfer of cap due to servicing transfer 08/14/2015 $ 220,000 $ 5,047,883 Transfer of cap due to servicing transfer 09/16/2015 $ 260,000 $ 5,307,883 Transfer of cap due to servicing transfer 09/28/2015 $ (847,553) $ 4,460,330 Updated due to quarterly assessment and reallocation 10/15/2015 $ 80,000 $ 4,540,330 Transfer of cap due to servicing transfer 11/16/2015 $ 420,000 $ 4,960,330 Transfer of cap due to servicing transfer 12/16/2015 $ 420,000 $ 5,380,330 Transfer of cap due to servicing transfer 12/28/2015 $ (780,127) $ 4,600,203 Updated due to quarterly assessment and reallocation 01/14/2016 $ 230,000 $ 4,830,203 Transfer of cap due to servicing transfer 02/16/2016 $ 250,000 $ 5,080,203 Transfer of cap due to servicing transfer 02/25/2016 $ (2,536,406) $ 2,543,797 Reallocation due to MHA program deobligation 03/16/2016 $ 30,000 $ 2,573,797 Transfer of cap due to servicing transfer 03/28/2016 $ (54,350) $ 2,519,447 Updated due to quarterly assessment and reallocation 04/14/2016 $ 350,000 $ 2,869,447 Transfer of cap due to servicing transfer - $ 2,869,447 Transfer of cap due to servicing transfer 05/16/2016 05/31/2016 $ (472,698) $ 2,396,749 Updated due to quarterly assessment and reallocation 06/16/2016 $ 80,000 $ 2,476,749 Transfer of cap due to servicing transfer 06/27/2016 $ (290,202) $ 2,186,547 Updated due to quarterly assessment and reallocation 07/14/2016 $ (100,000) $ 2,086,547 Transfer of cap due to servicing transfer 07/27/2016 $ (281,016) $ 1,805,531 Updated due to quarterly assessment and reallocation 08/16/2016 $ 100,000 $ 1,905,531 Transfer of cap due to servicing transfer 09/15/2016 $ 360,000 $ 2,265,531 Transfer of cap due to servicing transfer 09/28/2016 $ (712,092) $ 1,553,439 Updated due to quarterly assessment and reallocation 10/14/2016 $ 120,000 $ 1,673,439 Transfer of cap due to servicing transfer 86 12/09/2009 Fidelity Bank (Fidelity Homestead SavingsBank) New Orleans LA Purchase Financial Instrument for Home Loan Modifications $ 2,940,000 N/A 10/25/2016 $ (730,021) $ 943,418 Updated due to quarterly assessment and reallocation 11/07/2016 $ 281,449 $ 1,224,867 Updated due to quarterly assessment and reallocation 11/16/2016 $ 80,000 $ 1,304,867 Transfer of cap due to servicing transfer 11/29/2016 $ (5,980) $ 1,298,887 Updated due to quarterly assessment and reallocation 12/15/2016 $ 850,000 $ 2,148,887 Transfer of cap due to servicing transfer 12/27/2016 $ (1,922) $ 2,146,965 Transfer of cap due to servicing transfer 01/13/2017 $ 520,000 $ 2,666,965 Transfer of cap due to servicing transfer 02/16/2017 $ 200,000 $ 2,866,965 Transfer of cap due to servicing transfer 02/27/2017 $ (46,222) $ 2,820,743 Transfer of cap due to servicing transfer 03/16/2017 $ 10,000 $ 2,830,743 Transfer of cap due to servicing transfer 04/26/2017 $ (3,043) $ 2,827,700 Transfer of cap due to servicing transfer 06/26/2017 $ (22,277) $ 2,805,423 Transfer of cap due to servicing transfer 07/26/2017 $ (681) $ 2,804,742 Transfer of cap due to servicing transfer 09/26/2017 $ (884,668) $ 1,920,074 Transfer of cap due to servicing transfer 10/26/2017 $ (111,602) $ 1,808,472 Transfer of cap due to servicing transfer 12/21/2017 $ (112,992) $ 1,695,480 Transfer of cap due to servicing transfer 02/26/2018 $ (5,486) $ 1,689,994 Transfer of cap due to servicing transfer 03/22/2018 $ (18,460) $ 1,671,534 Transfer of cap due to servicing transfer 04/25/2018 $ (37,587) $ 1,633,947 Transfer of cap due to servicing transfer 06/21/2018 $ (6,480) $ 1,627,467 Transfer of cap due to servicing transfer 07/26/2018 $ (810,352) $ 817,115 Reallocation due to MHA program deobligation 08/27/2018 $ (44) $ 817,071 Transfer of cap due to servicing transfer 09/26/2018 $ (39) $ 817,032 Transfer of cap due to servicing transfer 10/25/2018 $ (1,289) $ 01/22/2010 $ 140,000 $ 3,080,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 6,300,000 $ 9,380,000 Updated portfolio data from servicer 07/14/2010 $ (1,980,000) $ 7,400,000 Updated portfolio data from servicer 09/30/2010 $ (6,384,611) $ 1,015,389 Updated portfolio data from servicer 01/06/2011 $ (1) $ 1,015,388 Updated due to quarterly assessment and reallocation 03/30/2011 $ (2) $ 1,015,386 Updated due to quarterly assessment and reallocation 06/29/2011 $ (16) $ 1,015,370 Updated due to quarterly assessment and reallocation 06/28/2012 $ (12) $ 1,015,358 Updated due to quarterly assessment and reallocation 09/27/2012 $ (32) $ 1,015,326 Updated due to quarterly assessment and reallocation 12/27/2012 $ (5) $ 1,015,321 Updated due to quarterly assessment and reallocation 03/25/2013 $ (21) $ 1,015,300 Updated due to quarterly assessment and reallocation 06/27/2013 $ (8) $ 1,015,292 Updated due to quarterly assessment and reallocation 09/27/2013 $ (3) $ 1,015,289 Updated due to quarterly assessment and reallocation 12/23/2013 $ (4,716) $ 1,010,573 Updated due to quarterly assessment and reallocation 03/26/2014 $ (165) $ 1,010,408 Updated due to quarterly assessment and reallocation 06/26/2014 $ (1,944) $ 1,008,464 Updated due to quarterly assessment and reallocation 07/29/2014 $ (3,862) $ 1,004,602 Updated due to quarterly assessment and reallocation 09/29/2014 $ (1,276) $ 1,003,326 Updated due to quarterly assessment and reallocation 12/29/2014 $ (130,634) $ 872,692 Updated due to quarterly assessment and reallocation 03/26/2015 $ (49,137) $ 823,555 Updated due to quarterly assessment and reallocation 04/28/2015 $ (187,406) $ 636,149 Updated due to quarterly assessment and reallocation 06/25/2015 $ (45,604) $ 590,545 Updated due to quarterly assessment and reallocation 09/28/2015 $ (60,938) $ 529,607 Updated due to quarterly assessment and reallocation 12/28/2015 $ (41,224) $ 488,383 Updated due to quarterly assessment and reallocation 02/25/2016 $ (126,974) $ 361,409 Reallocation due to MHA program deobligation 03/28/2016 $ (2,655) $ 358,754 Updated due to quarterly assessment and reallocation 05/31/2016 $ (25,640) $ 333,114 Updated due to quarterly assessment and reallocation 06/27/2016 $ (15,317) $ 317,797 Updated due to quarterly assessment and reallocation 07/27/2016 $ (15,322) $ 302,475 Updated due to quarterly assessment and reallocation 09/28/2016 $ (26,835) $ 275,640 Updated due to quarterly assessment and reallocation 10/25/2016 $ (25,423) $ 250,217 Updated due to quarterly assessment and reallocation 11/07/2016 $ 9,802 $ 260,019 Updated due to quarterly assessment and reallocation 11/29/2016 $ (278) $ 259,741 Updated due to quarterly assessment and reallocation 12/27/2016 $ (43) $ 259,698 Transfer of cap due to servicing transfer 02/27/2017 $ (739) $ 258,959 Transfer of cap due to servicing transfer 04/26/2017 $ (66) $ 258,893 Transfer of cap due to servicing transfer 06/26/2017 $ (669) $ 258,224 Transfer of cap due to servicing transfer 07/26/2017 $ (20) $ 258,204 Transfer of cap due to servicing transfer 09/26/2017 $ (21,763) $ 236,441 Transfer of cap due to servicing transfer 10/26/2017 $ (2,699) $ 233,742 Transfer of cap due to servicing transfer 12/21/2017 $ (2,812) $ 230,930 Transfer of cap due to servicing transfer 02/26/2018 $ (171) $ 230,759 Transfer of cap due to servicing transfer 03/22/2018 $ (557) $ 230,202 Transfer of cap due to servicing transfer 04/25/2018 $ (1,101) $ 229,101 Transfer of cap due to servicing transfer 06/21/2018 $ (207) $ 228,894 Transfer of cap due to servicing transfer 07/26/2018 $ (48,696) $ 180,198 Reallocation due to MHA program deobligation 08/27/2018 $ (3) $ 180,195 Transfer of cap due to servicing transfer 09/26/2018 $ (3) $ 180,192 Transfer of cap due to servicing transfer 10/25/2018 $ (156) $ 180,036 Transfer of cap due to servicing transfer $ 815,743 Transfer of cap due to servicing transfer 06/14/2018 Fifth Third Bank Cincinnati OH Purchase Financial Instrument for Home Loan Modifications $ 1 N/A 06/21/2018 $ 14,999 07/29/2009 FIRST BANK St. Louis MO Purchase Financial Instrument for Home Loan Modifications $ 6,460,000 N/A 09/30/2009 $ (1,530,000) $ 4,930,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 680,000 $ 5,610,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 2,460,000 $ 8,070,000 Updated portfolio data from servicer 07/14/2010 $ (2,470,000) $ 5,600,000 Updated portfolio data from servicer 15,000 Transfer of cap due to servicing transfer 87 05/15/2014 09/30/2010 First Citizens Bank & Trust Company First Federal Bank of Florida Hendersonville Lake City NC FL Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications - N/A $ 100,000 N/A 3 09/30/2010 $ 2,523,114 $ 8,123,114 Updated portfolio data from servicer 01/06/2011 $ (2) $ 8,123,112 Updated due to quarterly assessment and reallocation 03/30/2011 $ (2) $ 8,123,110 Updated due to quarterly assessment and reallocation 06/29/2011 $ (15) $ 8,123,095 Updated due to quarterly assessment and reallocation 06/28/2012 $ (3) $ 8,123,092 Updated due to quarterly assessment and reallocation 09/27/2012 $ (5) $ 8,123,087 Updated due to quarterly assessment and reallocation 12/27/2012 $ (1) $ 8,123,086 Updated due to quarterly assessment and reallocation 03/25/2013 $ (5) $ 8,123,081 Updated due to quarterly assessment and reallocation 06/27/2013 $ (1) $ 8,123,080 Updated due to quarterly assessment and reallocation 12/23/2013 $ (474) $ 8,122,606 Updated due to quarterly assessment and reallocation 03/26/2014 $ (18) $ 8,122,588 Updated due to quarterly assessment and reallocation 06/26/2014 $ (35) $ 8,122,553 Updated due to quarterly assessment and reallocation 07/29/2014 $ 1,722 $ 8,124,275 Updated due to quarterly assessment and reallocation 09/29/2014 $ 33,199 $ 8,157,474 Updated due to quarterly assessment and reallocation 12/29/2014 $ 2,304,333 $ 10,461,807 Updated due to quarterly assessment and reallocation 03/26/2015 $ 4,415 $ 10,466,222 Updated due to quarterly assessment and reallocation 04/28/2015 $ 495,986 $ 10,962,208 Updated due to quarterly assessment and reallocation 06/25/2015 $ 38,337 $ 11,000,545 Updated due to quarterly assessment and reallocation 09/28/2015 $ 16,222 $ 11,016,767 Updated due to quarterly assessment and reallocation 12/28/2015 $ 12,289 $ 11,029,056 Updated due to quarterly assessment and reallocation 02/25/2016 $ (392,747) $ 10,636,309 Reallocation due to MHA program deobligation 03/28/2016 $ (8,110) $ 10,628,199 Updated due to quarterly assessment and reallocation 05/16/2016 $ 20,000 $ 05/31/2016 $ (61,251) $ 10,586,948 Updated due to quarterly assessment and reallocation 06/27/2016 $ (33,414) $ 10,553,534 Updated due to quarterly assessment and reallocation 07/27/2016 $ (37,528) $ 10,516,006 Updated due to quarterly assessment and reallocation 09/28/2016 $ (44,662) $ 10,471,344 Updated due to quarterly assessment and reallocation 10/25/2016 $ (33,219) $ 10,438,125 Updated due to quarterly assessment and reallocation 11/07/2016 $ 12,807 $ 10,450,932 Updated due to quarterly assessment and reallocation 11/16/2016 $ (1,270,000) $ 9,180,932 Transfer of cap due to servicing transfer 11/29/2016 $ (4,768) $ 9,176,164 Updated due to quarterly assessment and reallocation 12/27/2016 $ (692) $ 9,175,472 Transfer of cap due to servicing transfer 02/27/2017 $ (11,690) $ 9,163,782 Transfer of cap due to servicing transfer 04/26/2017 $ (758) $ 9,163,024 Transfer of cap due to servicing transfer 06/26/2017 $ (5,946) $ 9,157,078 Transfer of cap due to servicing transfer 07/26/2017 $ (180) $ 9,156,898 Transfer of cap due to servicing transfer 09/26/2017 $ (23,170) $ 9,133,728 Transfer of cap due to servicing transfer 10/26/2017 $ (2,873) $ 9,130,855 Transfer of cap due to servicing transfer 12/21/2017 $ (2,993) $ 9,127,862 Transfer of cap due to servicing transfer 02/26/2018 $ (145) $ 9,127,717 Transfer of cap due to servicing transfer 03/22/2018 $ (474) $ 9,127,243 Transfer of cap due to servicing transfer 04/25/2018 $ (937) $ 9,126,306 Transfer of cap due to servicing transfer 06/21/2018 $ (176) $ 9,126,130 Transfer of cap due to servicing transfer 07/26/2018 $ (1,171,975) $ 7,954,155 Reallocation due to MHA program deobligation 08/27/2018 $ (64) $ 7,954,091 Transfer of cap due to servicing transfer 09/26/2018 $ (71) $ 7,954,020 Transfer of cap due to servicing transfer 10/25/2018 $ (2,527) $ 7,951,493 Transfer of cap due to servicing transfer 05/15/2014 $ 10,000 $ 10,000 Transfer of cap due to servicing transfer 12/15/2016 $ 20,000 $ 30,000 Transfer of cap due to servicing transfer 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 06/29/2011 $ (1) $ 145,055 Updated due to quarterly assessment and reallocation 06/28/2012 $ (1) $ 145,054 Updated due to quarterly assessment and reallocation 09/27/2012 $ (2) $ 145,052 Updated due to quarterly assessment and reallocation 03/25/2013 $ (1) $ 145,051 Updated due to quarterly assessment and reallocation 12/23/2013 $ (232) $ 144,819 Updated due to quarterly assessment and reallocation 03/26/2014 $ (8) $ 144,811 Updated due to quarterly assessment and reallocation 06/26/2014 $ (96) $ 144,715 Updated due to quarterly assessment and reallocation 07/29/2014 $ (191) $ 144,524 Updated due to quarterly assessment and reallocation 09/29/2014 $ (63) $ 144,461 Updated due to quarterly assessment and reallocation 12/29/2014 $ (7,654) $ 136,807 Updated due to quarterly assessment and reallocation 03/26/2015 $ (2,879) $ 133,928 Updated due to quarterly assessment and reallocation 04/28/2015 $ (11,347) $ 122,581 Updated due to quarterly assessment and reallocation 06/25/2015 $ (2,691) $ 119,890 Updated due to quarterly assessment and reallocation 09/28/2015 $ (3,595) $ 116,295 Updated due to quarterly assessment and reallocation 12/28/2015 $ (2,660) $ 113,635 Updated due to quarterly assessment and reallocation 02/25/2016 $ (7,597) $ 106,038 Reallocation due to MHA program deobligation 03/28/2016 $ (159) $ 105,879 Updated due to quarterly assessment and reallocation 05/31/2016 $ (1,242) $ 104,637 Updated due to quarterly assessment and reallocation 06/27/2016 $ (742) $ 103,895 Updated due to quarterly assessment and reallocation 07/27/2016 $ (742) $ 103,153 Updated due to quarterly assessment and reallocation 09/28/2016 $ (1,298) $ 101,855 Updated due to quarterly assessment and reallocation 10/25/2016 $ (1,226) $ 11/07/2016 $ 472 $ 101,101 Updated due to quarterly assessment and reallocation 11/29/2016 $ (8) $ 101,093 Updated due to quarterly assessment and reallocation 12/27/2016 $ (1) $ 101,092 Transfer of cap due to servicing transfer 02/27/2017 $ (22) $ 101,070 Transfer of cap due to servicing transfer 04/26/2017 $ (1) $ 101,069 Transfer of cap due to servicing transfer 06/26/2017 $ (11) $ 101,058 Transfer of cap due to servicing transfer 10,648,199 Transfer of cap due to servicing transfer 100,629 Updated due to quarterly assessment and reallocation 88 06/19/2009 First Federal Savings and Loan Port Angeles WA Purchase Financial Instrument for Home Loan Modifications $ 770,000 N/A 12/16/2009 First Federal Savings and Loan Association of Lakewood Lakewood OH Purchase Financial Instrument for Home Loan Modifications $ 3,460,000 N/A 08/27/2010 First Financial Bank, N.A. Terre Haute ID Purchase Financial Instrument for Home Loan Modifications $ 4,300,000 N/A 11/25/2009 First Keystone Bank Media PA Purchase Financial Instrument for Home Loan Modifications $ 1,280,000 N/A 07/14/2017 $ 12/30/2009 $ 2,020,000 $ 03/26/2010 $ 11,370,000 (101,058) $ - Termination of SPA 2,790,000 Updated portfolio data from servicer/additional program initial cap 14,160,000 Updated portfolio data from servicer 05/26/2010 $ (14,160,000) 01/22/2010 $ 160,000 04/21/2010 $ (3,620,000) 09/30/2010 $ 7,014,337 $ 11,314,337 Updated portfolio data from servicer 01/06/2011 $ (17) $ 11,314,320 Updated due to quarterly assessment and reallocation 03/30/2011 $ (20) $ 11,314,300 Updated due to quarterly assessment and reallocation 06/29/2011 $ (192) $ 11,314,108 Updated due to quarterly assessment and reallocation 06/28/2012 $ (144) $ 11,313,964 Updated due to quarterly assessment and reallocation 09/27/2012 $ (396) $ 11,313,568 Updated due to quarterly assessment and reallocation 12/27/2012 $ (67) $ 11,313,501 Updated due to quarterly assessment and reallocation 03/25/2013 $ (253) $ 11,313,248 Updated due to quarterly assessment and reallocation 06/27/2013 $ (95) $ 11,313,153 Updated due to quarterly assessment and reallocation 09/27/2013 $ (34) $ 11,313,119 Updated due to quarterly assessment and reallocation 12/23/2013 $ (57,776) $ 11,255,343 Updated due to quarterly assessment and reallocation 03/26/2014 $ (2,031) $ 11,253,312 Updated due to quarterly assessment and reallocation 06/26/2014 $ (23,972) $ 11,229,340 Updated due to quarterly assessment and reallocation 07/29/2014 $ (47,613) $ 11,181,727 Updated due to quarterly assessment and reallocation 09/29/2014 $ (15,728) $ 11,165,999 Updated due to quarterly assessment and reallocation 12/29/2014 $ (1,905,128) $ 9,260,871 Updated due to quarterly assessment and reallocation 03/26/2015 $ (716,488) $ 8,544,383 Updated due to quarterly assessment and reallocation 04/28/2015 $ (2,824,053) $ 5,720,330 Updated due to quarterly assessment and reallocation 06/25/2015 $ (669,754) $ 5,050,576 Updated due to quarterly assessment and reallocation 07/16/2015 $ 10,000 $ 5,060,576 Transfer of cap due to servicing transfer 09/28/2015 $ (896,475) $ 4,164,101 Updated due to quarterly assessment and reallocation 12/28/2015 $ (663,462) $ 3,500,639 Updated due to quarterly assessment and reallocation 02/25/2016 $ (1,894,718) $ 1,605,921 Reallocation due to MHA program deobligation 03/28/2016 $ (39,578) $ 1,566,343 Updated due to quarterly assessment and reallocation 05/31/2016 $ (309,770) $ 1,256,573 Updated due to quarterly assessment and reallocation 06/27/2016 $ (185,051) $ 1,071,522 Updated due to quarterly assessment and reallocation 07/27/2016 $ (185,107) $ 886,415 Updated due to quarterly assessment and reallocation 09/28/2016 $ (323,721) $ 562,694 Updated due to quarterly assessment and reallocation 10/25/2016 $ (305,894) $ 256,800 Updated due to quarterly assessment and reallocation 11/07/2016 $ 117,933 $ 374,733 Updated due to quarterly assessment and reallocation 11/29/2016 $ (2,116) $ 372,617 Updated due to quarterly assessment and reallocation 12/27/2016 $ (323) $ 372,294 Transfer of cap due to servicing transfer 02/27/2017 $ (5,606) $ 366,688 Transfer of cap due to servicing transfer 04/26/2017 $ (367) $ 366,321 Transfer of cap due to servicing transfer 06/26/2017 $ (2,826) $ 363,495 Transfer of cap due to servicing transfer 07/26/2017 $ (85) $ 363,410 Transfer of cap due to servicing transfer 09/26/2017 $ (112,706) $ 250,704 Transfer of cap due to servicing transfer 10/26/2017 $ (13,977) $ 236,727 Transfer of cap due to servicing transfer 12/21/2017 $ (14,561) $ 222,166 Transfer of cap due to servicing transfer 02/26/2018 $ (707) $ 221,459 Transfer of cap due to servicing transfer 03/22/2018 $ (2,305) $ 219,154 Transfer of cap due to servicing transfer 04/25/2018 $ (4,556) $ 214,598 Transfer of cap due to servicing transfer 06/21/2018 $ (854) $ 213,744 Transfer of cap due to servicing transfer 07/26/2018 $ (95,986) $ 117,758 Reallocation due to MHA program deobligation 08/27/2018 $ (5) $ 117,753 Transfer of cap due to servicing transfer 09/26/2018 $ (6) $ 117,747 Transfer of cap due to servicing transfer 10/25/2018 $ (198) $ 01/22/2010 $ 50,000 $ 1,330,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 1,020,000 $ 2,350,000 Updated portfolio data from servicer 07/14/2010 $ (950,000) $ 1,400,000 Updated portfolio data from servicer 09/30/2010 $ 50,556 $ 1,450,556 Updated portfolio data from servicer 01/06/2011 $ (2) $ 1,450,554 Updated due to quarterly assessment and reallocation 03/30/2011 $ (2) $ 1,450,552 Updated due to quarterly assessment and reallocation 06/16/2011 $ (100,000) $ 1,350,552 Transfer of cap due to servicing transfer 06/29/2011 $ (21) $ 1,350,531 Updated due to quarterly assessment and reallocation $ (1,335,614) - Termination of SPA $ 3,620,000 Updated portfolio data from servicer/additional program initial cap - Termination of SPA 117,549 Transfer of cap due to servicing transfer 6 07/22/2011 $ 14,917 Termination of SPA 01/13/2017 First Merchants Bank Muncie IN Purchase Financial Instrument for Home Loan Modifications - N/A 3 01/13/2017 $ 10,000 $ 10,000 Transfer of cap due to servicing transfer 06/16/2014 First Mortgage Company, LLC Oklahoma City OK Purchase Financial Instrument for Home Loan Modifications - N/A 3 06/16/2014 $ 20,000 $ 08/16/2017 $ (20,000) 09/30/2010 First Mortgage Corporation Diamond Bar CA Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 06/29/2011 $ (1) $ 145,055 Updated due to quarterly assessment and reallocation 06/28/2012 $ (1) $ 145,054 Updated due to quarterly assessment and reallocation 09/27/2012 $ (2) $ 145,052 Updated due to quarterly assessment and reallocation 03/25/2013 $ (1) $ 145,051 Updated due to quarterly assessment and reallocation 12/23/2013 $ (232) $ 144,819 Updated due to quarterly assessment and reallocation 03/26/2014 $ (8) $ 06/26/2014 $ (96) $ 144,715 Updated due to quarterly assessment and reallocation 07/29/2014 $ (191) $ 144,524 Updated due to quarterly assessment and reallocation 09/29/2014 $ (63) $ 144,461 Updated due to quarterly assessment and reallocation 12/29/2014 $ (7,654) $ 136,807 Updated due to quarterly assessment and reallocation 03/26/2015 $ (2,879) $ 133,928 Updated due to quarterly assessment and reallocation 04/28/2015 $ (11,347) $ 122,581 Updated due to quarterly assessment and reallocation $ 100,000 N/A 20,000 Transfer of cap due to servicing transfer - Termination of SPA 144,811 Updated due to quarterly assessment and reallocation 89 01/13/2010 07/14/2017 09/30/2010 First National Bank of Grant Park First National Bank of Pennsylvania First Safety Bank Grant Park Hermitage Cincinnati IL PA OH Purchase Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications 04/14/2016 First State Bank Mendota IL Purchase Financial Instrument for Home Loan Modifications 09/30/2010 Flagstar Capital Markets Corporation Troy MI Purchase Financial Instrument for Home Loan Modifications $ $ $ 140,000 N/A 1 N/A 400,000 N/A - N/A $ 3 800,000 N/A 3 02/13/2014 02/16/2017 09/11/2009 Florida Community Bank, NA FNF Servicing, Inc Franklin Credit Management Corporation Weston Virginia Beach Jersey City FL VA NJ Purchase Purchase Purchase Financial Instrument for Home Loan Modifications - N/A Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications - N/A $ 27,510,000 N/A 3 3 06/25/2015 $ (2,691) $ 119,890 Updated due to quarterly assessment and reallocation 09/28/2015 $ (3,595) $ 116,295 Updated due to quarterly assessment and reallocation 12/28/2015 $ (2,660) $ 113,635 Updated due to quarterly assessment and reallocation 02/16/2016 $ (10,000) $ 103,635 Transfer of cap due to servicing transfer 02/25/2016 $ (2,025) $ 101,610 Reallocation due to MHA program deobligation 03/28/2016 $ (42) $ 101,568 Updated due to quarterly assessment and reallocation 05/16/2016 $ (20,000) $ 07/14/2016 $ (10,000) $ 03/26/2010 $ 150,000 $ 290,000 Updated portfolio data from servicer 07/14/2010 $ 10,000 $ 300,000 Updated portfolio data from servicer 09/30/2010 $ (9,889) $ 290,111 Updated portfolio data from servicer 01/26/2011 $ (290,111) 07/26/2017 $ 29,232 $ 29,233 Transfer of cap due to servicing transfer 09/26/2017 $ 1,524 $ 30,757 Transfer of cap due to servicing transfer 09/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer 01/06/2011 $ (1) $ 580,221 Updated due to quarterly assessment and reallocation 03/23/2011 $ (580,221) 04/14/2016 $ 30,000 81,568 Transfer of cap due to servicing transfer 71,568 Transfer of cap due to servicing transfer - Termination of SPA - Termination of SPA $ 30,000 Transfer of cap due to servicing transfer 05/31/2016 $ 588 $ 09/30/2010 $ 360,445 $ 1,160,445 Updated portfolio data from servicer 01/06/2011 $ (2) $ 1,160,443 Updated due to quarterly assessment and reallocation 03/30/2011 $ (2) $ 1,160,441 Updated due to quarterly assessment and reallocation 06/29/2011 $ (18) $ 1,160,423 Updated due to quarterly assessment and reallocation 06/28/2012 $ (14) $ 1,160,409 Updated due to quarterly assessment and reallocation 09/27/2012 $ (37) $ 1,160,372 Updated due to quarterly assessment and reallocation 12/27/2012 $ (6) $ 1,160,366 Updated due to quarterly assessment and reallocation 03/25/2013 $ (24) $ 1,160,342 Updated due to quarterly assessment and reallocation 06/27/2013 $ (9) $ 1,160,333 Updated due to quarterly assessment and reallocation 09/27/2013 $ (3) $ 1,160,330 Updated due to quarterly assessment and reallocation 12/23/2013 $ (5,463) $ 1,154,867 Updated due to quarterly assessment and reallocation 03/26/2014 $ (192) $ 1,154,675 Updated due to quarterly assessment and reallocation 06/26/2014 $ (2,267) $ 1,152,408 Updated due to quarterly assessment and reallocation 07/01/2014 $ (1,152,408) 04/16/2015 $ 10,000 $ 10,000 Transfer of cap due to servicing transfer 05/14/2015 $ 10,000 $ 20,000 Transfer of cap due to servicing transfer 01/14/2016 $ 10,000 $ 30,000 Transfer of cap due to servicing transfer 09/15/2016 $ 10,000 $ 01/13/2017 $ 10,000 $ 50,000 Transfer of cap due to servicing transfer 03/25/2019 $ 2,548,642 $ 2,598,642 Transfer of cap due to servicing transfer 02/13/2014 $ 150,000 $ 150,000 Transfer of cap due to servicing transfer 03/26/2014 $ (2) $ 149,998 Updated due to quarterly assessment and reallocation 04/16/2014 $ 20,000 $ 169,998 Transfer of cap due to servicing transfer 06/26/2014 $ (37) $ 169,961 Updated due to quarterly assessment and reallocation 07/29/2014 $ (73) $ 169,888 Updated due to quarterly assessment and reallocation 09/29/2014 $ (25) $ 169,863 Updated due to quarterly assessment and reallocation 12/29/2014 $ 27,160 $ 197,023 Updated due to quarterly assessment and reallocation 03/26/2015 $ (16) $ 197,007 Updated due to quarterly assessment and reallocation 04/28/2015 $ (64) $ 196,943 Updated due to quarterly assessment and reallocation 06/25/2015 $ (15) $ 196,928 Updated due to quarterly assessment and reallocation 09/28/2015 $ (20) $ 196,908 Updated due to quarterly assessment and reallocation 12/28/2015 $ (14,536) $ 182,372 Updated due to quarterly assessment and reallocation 02/25/2016 $ (45,046) $ 137,326 Reallocation due to MHA program deobligation 03/16/2016 $ (10,000) $ 127,326 Transfer of cap due to servicing transfer 03/28/2016 $ (718) $ 126,608 Updated due to quarterly assessment and reallocation 05/31/2016 $ (5,621) $ 120,987 Updated due to quarterly assessment and reallocation 06/27/2016 $ (3,358) $ 117,629 Updated due to quarterly assessment and reallocation 07/27/2016 $ (3,359) $ 09/15/2016 $ (30,000) $ 84,270 Transfer of cap due to servicing transfer 02/16/2017 $ 3,650,000 $ 3,650,000 Transfer of cap due to servicing transfer 02/27/2017 $ (71,085) $ 3,578,915 Transfer of cap due to servicing transfer 04/26/2017 $ (4,716) $ 3,574,199 Transfer of cap due to servicing transfer 06/26/2017 $ (36,368) $ 3,537,831 Transfer of cap due to servicing transfer 07/26/2017 $ (1,101) $ 3,536,730 Transfer of cap due to servicing transfer 09/26/2017 $ (1,447,261) $ 2,089,469 Transfer of cap due to servicing transfer 10/26/2017 $ (179,493) $ 1,909,976 Transfer of cap due to servicing transfer 12/21/2017 $ (187,643) $ 1,722,333 Transfer of cap due to servicing transfer 02/26/2018 $ (9,111) $ 1,713,222 Transfer of cap due to servicing transfer 03/22/2018 $ (29,704) $ 1,683,518 Transfer of cap due to servicing transfer 04/25/2018 $ (58,728) $ 1,624,790 Transfer of cap due to servicing transfer 06/21/2018 $ (4,452) $ 1,620,338 Transfer of cap due to servicing transfer 07/26/2018 $ (703,010) $ 08/27/2018 $ (62) $ 09/26/2018 $ (66) $ 917,200 Transfer of cap due to servicing transfer 10/25/2018 $ (2,331) $ 914,869 Transfer of cap due to servicing transfer 10/02/2009 $ 6,010,000 $ 33,520,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ (19,750,000) $ 13,770,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (4,780,000) $ 30,588 Updated due to quarterly assessment and reallocation - Termination of SPA 40,000 Transfer of cap due to servicing transfer 114,270 Updated due to quarterly assessment and reallocation 917,328 Reallocation due to MHA program deobligation 917,266 Transfer of cap due to servicing transfer 8,990,000 Updated portfolio data from servicer 90 09/30/2010 02/16/2016 01/13/2010 Franklin Savings Freedom Mortgage Corporation Fresno County Federal Credit Union Cincinnati Fishers Fresno OH IN CA Purchase Purchase Purchase Financial Instrument for Home Loan Modifications $ Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ (2,390,000) $ 6,600,000 Updated portfolio data from servicer 09/30/2010 $ 2,973,670 $ 9,573,670 Updated portfolio data from servicer 01/06/2011 $ (3) $ 9,573,667 Updated due to quarterly assessment and reallocation 02/16/2011 $ (1,800,000) $ 7,773,667 Transfer of cap due to servicing transfer 03/30/2011 $ (6) $ 7,773,661 Updated due to quarterly assessment and reallocation 06/29/2011 $ (61) $ 7,773,600 Updated due to quarterly assessment and reallocation 10/14/2011 $ (100,000) $ 7,673,600 Transfer of cap due to servicing transfer 06/28/2012 $ (58) $ 7,673,542 Updated due to quarterly assessment and reallocation 09/27/2012 $ (164) $ 7,673,378 Updated due to quarterly assessment and reallocation 12/27/2012 $ (29) $ 7,673,349 Updated due to quarterly assessment and reallocation 03/25/2013 $ (110) $ 7,673,239 Updated due to quarterly assessment and reallocation 06/27/2013 $ (42) $ 7,673,197 Updated due to quarterly assessment and reallocation 09/27/2013 $ (15) $ 7,673,182 Updated due to quarterly assessment and reallocation 12/23/2013 $ (25,724) $ 7,647,458 Updated due to quarterly assessment and reallocation 03/14/2014 $ 40,000 $ 7,687,458 Transfer of cap due to servicing transfer 03/26/2014 $ (913) $ 7,686,545 Updated due to quarterly assessment and reallocation 06/26/2014 $ (10,778) $ 7,675,767 Updated due to quarterly assessment and reallocation 07/29/2014 $ (21,410) $ 7,654,357 Updated due to quarterly assessment and reallocation 09/29/2014 $ (7,073) $ 7,647,284 Updated due to quarterly assessment and reallocation 12/29/2014 $ (757,196) $ 6,890,088 Updated due to quarterly assessment and reallocation 03/26/2015 $ (284,769) $ 6,605,319 Updated due to quarterly assessment and reallocation 04/16/2015 $ (10,000) $ 6,595,319 Transfer of cap due to servicing transfer 04/28/2015 $ (1,122,099) $ 5,473,220 Updated due to quarterly assessment and reallocation 06/25/2015 $ (266,118) $ 5,207,102 Updated due to quarterly assessment and reallocation 08/14/2015 $ (10,000) $ 5,197,102 Transfer of cap due to servicing transfer 09/28/2015 $ (353,677) $ 4,843,425 Updated due to quarterly assessment and reallocation 11/16/2015 $ (10,000) $ 4,833,425 Transfer of cap due to servicing transfer 12/28/2015 $ (257,877) $ 4,575,548 Updated due to quarterly assessment and reallocation 02/25/2016 $ (843,088) $ 3,732,460 Reallocation due to MHA program deobligation 03/28/2016 $ (17,611) $ 3,714,849 Updated due to quarterly assessment and reallocation 05/31/2016 $ (137,838) $ 3,577,011 Updated due to quarterly assessment and reallocation 06/27/2016 $ (82,341) $ 3,494,670 Updated due to quarterly assessment and reallocation 07/27/2016 $ (83,487) $ 3,411,183 Updated due to quarterly assessment and reallocation 08/16/2016 $ (130,000) $ 3,281,183 Transfer of cap due to servicing transfer 09/28/2016 $ (95,638) $ 3,185,545 Updated due to quarterly assessment and reallocation 10/25/2016 $ (90,372) $ 3,095,173 Updated due to quarterly assessment and reallocation 11/07/2016 $ 34,842 $ 3,130,015 Updated due to quarterly assessment and reallocation 11/29/2016 $ (1,930) $ 3,128,085 Updated due to quarterly assessment and reallocation 12/27/2016 $ (295) $ 3,127,790 Transfer of cap due to servicing transfer 02/27/2017 $ (5,112) $ 3,122,678 Transfer of cap due to servicing transfer 04/26/2017 $ (335) $ 3,122,343 Transfer of cap due to servicing transfer 06/26/2017 $ (2,577) $ 3,119,766 Transfer of cap due to servicing transfer 07/26/2017 $ (78) $ 3,119,688 Transfer of cap due to servicing transfer 09/26/2017 $ (30,310) $ 3,089,378 Transfer of cap due to servicing transfer 10/26/2017 $ (3,759) $ 3,085,619 Transfer of cap due to servicing transfer 12/21/2017 $ (3,916) $ 3,081,703 Transfer of cap due to servicing transfer 02/26/2018 $ (190) $ 3,081,513 Transfer of cap due to servicing transfer 03/22/2018 $ (620) $ 3,080,893 Transfer of cap due to servicing transfer 04/25/2018 $ (1,225) $ 3,079,668 Transfer of cap due to servicing transfer 06/21/2018 $ (230) $ 3,079,438 Transfer of cap due to servicing transfer 07/26/2018 $ (411,742) $ 2,667,696 Reallocation due to MHA program deobligation 08/27/2018 $ (23) $ 2,667,673 Transfer of cap due to servicing transfer 09/26/2018 $ (24) $ 10/25/2018 $ (848) $ 2,666,801 Transfer of cap due to servicing transfer 09/30/2010 $ 765,945 $ 2,465,945 Updated portfolio data from servicer 01/06/2011 $ (4) $ 2,465,941 Updated due to quarterly assessment and reallocation 03/30/2011 $ (4) $ 2,465,937 Updated due to quarterly assessment and reallocation 06/29/2011 $ (40) $ 2,465,897 Updated due to quarterly assessment and reallocation 06/28/2012 $ (30) $ 2,465,867 Updated due to quarterly assessment and reallocation 09/27/2012 $ (83) $ 2,465,784 Updated due to quarterly assessment and reallocation 12/27/2012 $ (14) $ 2,465,770 Updated due to quarterly assessment and reallocation 03/25/2013 $ (53) $ 2,465,717 Updated due to quarterly assessment and reallocation 06/14/2013 $ (10,000) $ 2,455,717 Transfer of cap due to servicing transfer 06/27/2013 $ (20) $ 2,455,697 Updated due to quarterly assessment and reallocation 09/27/2013 $ (7) $ 2,455,690 Updated due to quarterly assessment and reallocation 6 10/24/2013 $ (2,446,075) $ 3 02/16/2016 $ 10,000 $ 10,000 Transfer of cap due to servicing transfer 07/14/2016 $ 10,000 $ 20,000 Transfer of cap due to servicing transfer 01/13/2017 $ 10,000 $ 03/26/2010 $ 480,000 $ 740,000 Updated portfolio data from servicer 07/14/2010 $ (140,000) $ 600,000 Updated portfolio data from servicer 09/30/2010 $ (19,778) $ 580,222 Updated portfolio data from servicer 01/06/2011 $ (1) $ 580,221 Updated due to quarterly assessment and reallocation 03/30/2011 $ (1) $ 580,220 Updated due to quarterly assessment and reallocation 06/29/2011 $ (8) $ 580,212 Updated due to quarterly assessment and reallocation 06/28/2012 $ (6) $ 580,206 Updated due to quarterly assessment and reallocation 07/06/2012 $ (555,252) $ 09/30/2010 $ 45,056 $ 1,700,000 N/A - N/A $ 07/14/2010 260,000 N/A 6 09/30/2010 Gateway Mortgage Group, LLC Tulsa OK Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 2,667,649 Transfer of cap due to servicing transfer 9,615 Termination of SPA 30,000 Transfer of cap due to servicing transfer 24,954 Termination of SPA 145,056 Updated portfolio data from servicer 91 05/14/2015 Georgia Housing & Finance Authority DBA State Home Mortgage Atlanta GA Purchase Financial Instrument for Home Loan Modifications 09/30/2010 GFA Federal Credit Union Gardner MA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 09/23/2009 Glass City Federal Credit Union Maumee OH Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A - N/A 3 6 12/11/2009 Glenview State Bank Glenview IL Purchase Financial Instrument for Home Loan Modifications $ 370,000 N/A 12/16/2009 Golden Plains Credit Union Garden City KS Purchase Financial Instrument for Home Loan Modifications $ 170,000 N/A 12/23/2009 10/14/2009 Grafton Suburban Credit Union Great Lakes Credit Union North Grafton North Chicago MA IL Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ 340,000 N/A 570,000 N/A 06/29/2011 $ (1) $ 145,055 Updated due to quarterly assessment and reallocation 06/28/2012 $ (1) $ 145,054 Updated due to quarterly assessment and reallocation 09/27/2012 $ (2) $ 145,052 Updated due to quarterly assessment and reallocation 03/25/2013 $ (1) $ 145,051 Updated due to quarterly assessment and reallocation 12/23/2013 $ (232) $ 144,819 Updated due to quarterly assessment and reallocation 03/26/2014 $ (8) $ 144,811 Updated due to quarterly assessment and reallocation 06/26/2014 $ (96) $ 144,715 Updated due to quarterly assessment and reallocation 07/29/2014 $ (191) $ 144,524 Updated due to quarterly assessment and reallocation 09/29/2014 $ (63) $ 144,461 Updated due to quarterly assessment and reallocation 12/29/2014 $ (7,654) $ 136,807 Updated due to quarterly assessment and reallocation 03/26/2015 $ (2,879) $ 133,928 Updated due to quarterly assessment and reallocation 04/28/2015 $ (11,347) $ 122,581 Updated due to quarterly assessment and reallocation 06/25/2015 $ (2,691) $ 119,890 Updated due to quarterly assessment and reallocation 09/28/2015 $ (3,595) $ 116,295 Updated due to quarterly assessment and reallocation 12/28/2015 $ (2,660) $ 113,635 Updated due to quarterly assessment and reallocation 02/25/2016 $ (7,597) $ 106,038 Reallocation due to MHA program deobligation 03/28/2016 $ (159) $ 105,879 Updated due to quarterly assessment and reallocation 05/31/2016 $ (1,242) $ 104,637 Updated due to quarterly assessment and reallocation 06/27/2016 $ (742) $ 103,895 Updated due to quarterly assessment and reallocation 07/27/2016 $ (742) $ 103,153 Updated due to quarterly assessment and reallocation 09/28/2016 $ (1,298) $ 101,855 Updated due to quarterly assessment and reallocation 10/25/2016 $ (1,226) $ 100,629 Updated due to quarterly assessment and reallocation 11/07/2016 $ 472 $ 11/29/2016 $ (8) $ 101,093 Updated due to quarterly assessment and reallocation 12/27/2016 $ (1) $ 101,092 Transfer of cap due to servicing transfer 02/27/2017 $ (22) $ 101,070 Transfer of cap due to servicing transfer 04/26/2017 $ (1) $ 101,069 Transfer of cap due to servicing transfer 06/26/2017 $ (11) $ 101,058 Transfer of cap due to servicing transfer 08/16/2017 $ (101,058) 05/14/2015 $ 40,000 $ 40,000 Transfer of cap due to servicing transfer 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 03/23/2011 $ (145,056) 10/02/2009 $ 60,000 $ 290,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ (10,000) $ 280,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 130,000 $ 410,000 Updated portfolio data from servicer 07/14/2010 $ (110,000) $ 300,000 Updated portfolio data from servicer 09/30/2010 $ (9,889) $ 290,111 Updated portfolio data from servicer 06/29/2011 $ (3) $ 290,108 Updated due to quarterly assessment and reallocation 06/28/2012 $ (2) $ 290,106 Updated due to quarterly assessment and reallocation 09/27/2012 $ (7) $ 290,099 Updated due to quarterly assessment and reallocation 12/27/2012 $ (1) $ 290,098 Updated due to quarterly assessment and reallocation 03/25/2013 $ (4) $ 290,094 Updated due to quarterly assessment and reallocation 06/27/2013 $ (2) $ 290,092 Updated due to quarterly assessment and reallocation 09/27/2013 $ (1) $ 290,091 Updated due to quarterly assessment and reallocation 12/23/2013 $ (979) $ 289,112 Updated due to quarterly assessment and reallocation 03/26/2014 $ (34) $ 289,078 Updated due to quarterly assessment and reallocation 06/26/2014 $ (406) $ 288,672 Updated due to quarterly assessment and reallocation 07/29/2014 $ (807) $ 287,865 Updated due to quarterly assessment and reallocation 09/29/2014 $ (267) $ 11/03/2014 $ (275,124) $ 01/22/2010 $ 20,000 $ 03/26/2010 $ 1,250,000 05/26/2010 $ (1,640,000) 01/22/2010 $ 10,000 $ 180,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 30,000 $ 210,000 Updated portfolio data from servicer 07/14/2010 $ (10,000) $ 200,000 Updated portfolio data from servicer 09/30/2010 $ 90,111 $ 290,111 Updated portfolio data from servicer 02/17/2011 $ (290,111) 01/22/2010 $ 20,000 $ 360,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (320,000) $ 40,000 Updated portfolio data from servicer 07/14/2010 $ 760,000 $ 800,000 Updated portfolio data from servicer 09/30/2010 $ (74,722) $ 725,278 Updated portfolio data from servicer 01/06/2011 $ (1) $ 725,277 Updated due to quarterly assessment and reallocation 03/30/2011 $ (1) $ 725,276 Updated due to quarterly assessment and reallocation 06/29/2011 $ (11) $ 725,265 Updated due to quarterly assessment and reallocation 01/25/2012 $ (725,265) 12/30/2009 $ 1,030,000 $ 03/26/2010 $ (880,000) $ 720,000 Updated portfolio data from servicer 07/14/2010 $ (320,000) $ 400,000 Updated portfolio data from servicer 09/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer 01/06/2011 $ (1) $ 580,221 Updated due to quarterly assessment and reallocation 03/30/2011 $ (1) $ 580,220 Updated due to quarterly assessment and reallocation 06/29/2011 $ (8) $ 580,212 Updated due to quarterly assessment and reallocation 06/28/2012 $ (6) $ 580,206 Updated due to quarterly assessment and reallocation 09/27/2012 $ (17) $ 580,189 Updated due to quarterly assessment and reallocation 12/27/2012 $ (3) $ 580,186 Updated due to quarterly assessment and reallocation 03/25/2013 $ (11) $ 580,175 Updated due to quarterly assessment and reallocation 101,101 Updated due to quarterly assessment and reallocation - Termination of SPA - Termination of SPA $ 287,598 Updated due to quarterly assessment and reallocation 12,474 Termination of SPA 390,000 Updated portfolio data from servicer/additional program initial cap 1,640,000 Updated portfolio data from servicer - Termination of SPA - Termination of SPA - Termination of SPA 1,600,000 Updated portfolio data from servicer/additional program initial cap 92 01/13/2010 Greater Nevada LLC dba Greater Nevada Mortgage Carson City NV Purchase Financial Instrument for Home Loan Modifications $ 770,000 N/A 06/27/2013 $ (4) $ 580,171 Updated due to quarterly assessment and reallocation 09/27/2013 $ (1) $ 580,170 Updated due to quarterly assessment and reallocation 12/23/2013 $ (2,438) $ 577,732 Updated due to quarterly assessment and reallocation 03/26/2014 $ (86) $ 577,646 Updated due to quarterly assessment and reallocation 06/26/2014 $ (925) $ 576,721 Updated due to quarterly assessment and reallocation 07/29/2014 $ (1,789) $ 574,932 Updated due to quarterly assessment and reallocation 09/29/2014 $ (607) $ 574,325 Updated due to quarterly assessment and reallocation 12/29/2014 $ (64,898) $ 509,427 Updated due to quarterly assessment and reallocation 03/26/2015 $ (25,379) $ 484,048 Updated due to quarterly assessment and reallocation 04/28/2015 $ (85,402) $ 398,646 Updated due to quarterly assessment and reallocation 06/25/2015 $ (19,002) $ 379,644 Updated due to quarterly assessment and reallocation 09/28/2015 $ (23,268) $ 356,376 Updated due to quarterly assessment and reallocation 12/28/2015 $ (20,061) $ 336,315 Updated due to quarterly assessment and reallocation 02/25/2016 $ (71,077) $ 265,238 Reallocation due to MHA program deobligation 03/28/2016 $ (1,485) $ 263,753 Updated due to quarterly assessment and reallocation 05/31/2016 $ (11,620) $ 252,133 Updated due to quarterly assessment and reallocation 06/27/2016 $ (7,883) $ 244,250 Updated due to quarterly assessment and reallocation 07/27/2016 $ (7,886) $ 236,364 Updated due to quarterly assessment and reallocation 09/28/2016 $ (13,790) $ 222,574 Updated due to quarterly assessment and reallocation 10/25/2016 $ (13,031) $ 209,543 Updated due to quarterly assessment and reallocation 11/07/2016 $ 5,024 $ 214,567 Updated due to quarterly assessment and reallocation 11/29/2016 $ (177) $ 214,390 Updated due to quarterly assessment and reallocation 12/27/2016 $ (1) $ 02/27/2017 $ (166) $ 214,223 Transfer of cap due to servicing transfer 04/26/2017 $ (26) $ 214,197 Transfer of cap due to servicing transfer 06/26/2017 $ (201) $ 213,996 Transfer of cap due to servicing transfer 07/26/2017 $ (4) $ 213,992 Transfer of cap due to servicing transfer 09/26/2017 $ (690) $ 213,302 Transfer of cap due to servicing transfer 10/26/2017 $ (86) $ 213,216 Transfer of cap due to servicing transfer 12/21/2017 $ (89) $ 213,127 Transfer of cap due to servicing transfer 02/26/2018 $ (4) $ 213,123 Transfer of cap due to servicing transfer 03/22/2018 $ (14) $ 213,109 Transfer of cap due to servicing transfer 04/25/2018 $ (28) $ 213,081 Transfer of cap due to servicing transfer 06/21/2018 $ (5) $ 213,076 Transfer of cap due to servicing transfer 07/26/2018 $ (27,471) $ 185,605 Reallocation due to MHA program deobligation 08/27/2018 $ (2) $ 185,603 Transfer of cap due to servicing transfer 09/26/2018 $ (2) $ 185,601 Transfer of cap due to servicing transfer 10/25/2018 $ (57) $ 03/26/2010 $ 8,680,000 $ 9,450,000 Updated portfolio data from servicer 07/14/2010 $ (8,750,000) $ 700,000 Updated portfolio data from servicer 09/30/2010 $ 170,334 $ 870,334 Updated portfolio data from servicer 01/06/2011 $ (1) $ 870,333 Updated due to quarterly assessment and reallocation 03/30/2011 $ (1) $ 870,332 Updated due to quarterly assessment and reallocation 06/29/2011 $ (8) $ 870,324 Updated due to quarterly assessment and reallocation 06/28/2012 $ (4) $ 870,320 Updated due to quarterly assessment and reallocation 09/27/2012 $ (10) $ 870,310 Updated due to quarterly assessment and reallocation 12/27/2012 $ (2) $ 870,308 Updated due to quarterly assessment and reallocation 03/25/2013 $ (7) $ 870,301 Updated due to quarterly assessment and reallocation 06/27/2013 $ (2) $ 870,299 Updated due to quarterly assessment and reallocation 09/27/2013 $ (1) $ 870,298 Updated due to quarterly assessment and reallocation 12/23/2013 $ (1,504) $ 868,794 Updated due to quarterly assessment and reallocation 03/26/2014 $ (43) $ 868,751 Updated due to quarterly assessment and reallocation 06/26/2014 $ (491) $ 868,260 Updated due to quarterly assessment and reallocation 07/29/2014 $ (975) $ 867,285 Updated due to quarterly assessment and reallocation 09/29/2014 $ (322) $ 866,963 Updated due to quarterly assessment and reallocation 12/29/2014 $ (10,113) $ 856,850 Updated due to quarterly assessment and reallocation 03/26/2015 $ (1,772) $ 855,078 Updated due to quarterly assessment and reallocation 04/28/2015 $ 497,659 $ 1,352,737 Updated due to quarterly assessment and reallocation 06/25/2015 $ (757) $ 1,351,980 Updated due to quarterly assessment and reallocation 09/28/2015 $ (5,586) $ 1,346,394 Updated due to quarterly assessment and reallocation 12/28/2015 $ (10,273) $ 1,336,121 Updated due to quarterly assessment and reallocation 02/25/2016 $ (215,610) $ 1,120,511 Reallocation due to MHA program deobligation 03/28/2016 $ (5,125) $ 1,115,386 Updated due to quarterly assessment and reallocation 05/31/2016 $ (47,567) $ 1,067,819 Updated due to quarterly assessment and reallocation 06/27/2016 $ (31,239) $ 1,036,580 Updated due to quarterly assessment and reallocation 07/27/2016 $ (31,248) $ 1,005,332 Updated due to quarterly assessment and reallocation 09/28/2016 $ (32,990) $ 972,342 Updated due to quarterly assessment and reallocation 10/25/2016 $ 76,377 $ 1,048,719 Updated due to quarterly assessment and reallocation - $ 1,048,719 Updated due to quarterly assessment and reallocation 11/07/2016 214,389 Transfer of cap due to servicing transfer 185,544 Transfer of cap due to servicing transfer 11/29/2016 $ (236) $ 1,048,483 Updated due to quarterly assessment and reallocation 12/27/2016 $ (30) $ 1,048,453 Transfer of cap due to servicing transfer 02/27/2017 $ (740) $ 1,047,713 Transfer of cap due to servicing transfer 04/26/2017 $ (49) $ 1,047,664 Transfer of cap due to servicing transfer 06/26/2017 $ (432) $ 1,047,232 Transfer of cap due to servicing transfer 07/26/2017 $ (13) $ 1,047,219 Transfer of cap due to servicing transfer 09/26/2017 $ 18,941 $ 1,066,160 Transfer of cap due to servicing transfer 10/26/2017 $ (546) $ 1,065,614 Transfer of cap due to servicing transfer 12/21/2017 $ (568) $ 1,065,046 Transfer of cap due to servicing transfer 93 07/14/2011 Gregory Funding, LLC Beaverton OR Purchase Financial Instrument for Home Loan Modifications - N/A 3 02/26/2018 $ 21,114 $ 07/26/2018 $ (137,488) $ 948,672 Reallocation due to MHA program deobligation 08/27/2018 $ (8) $ 948,664 Transfer of cap due to servicing transfer 09/26/2018 $ (8) $ 10/25/2018 $ (339) $ 948,317 Transfer of cap due to servicing transfer 07/14/2011 $ 200,000 $ 200,000 Transfer of cap due to servicing transfer 11/16/2011 $ 900,000 $ 1,100,000 Transfer of cap due to servicing transfer 01/13/2012 $ 100,000 $ 1,200,000 Transfer of cap due to servicing transfer 06/28/2012 $ (9) $ 1,199,991 Updated due to quarterly assessment and reallocation 08/16/2012 $ 20,000 $ 1,219,991 Transfer of cap due to servicing transfer 09/27/2012 $ (26) $ 1,219,965 Updated due to quarterly assessment and reallocation 10/16/2012 $ 50,000 $ 1,269,965 Transfer of cap due to servicing transfer 12/14/2012 $ 10,000 $ 1,279,965 Transfer of cap due to servicing transfer 12/27/2012 $ (5) $ 1,279,960 Updated due to quarterly assessment and reallocation 01/16/2013 $ 130,000 $ 1,409,960 Transfer of cap due to servicing transfer 02/14/2013 $ 120,000 $ 1,529,960 Transfer of cap due to servicing transfer 03/25/2013 $ (20) $ 1,529,940 Updated due to quarterly assessment and reallocation 05/16/2013 $ 80,000 $ 1,609,940 Transfer of cap due to servicing transfer 06/14/2013 $ 420,000 $ 2,029,940 Transfer of cap due to servicing transfer 06/27/2013 $ (10) $ 2,029,930 Updated due to quarterly assessment and reallocation 09/27/2013 $ (4) $ 2,029,926 Updated due to quarterly assessment and reallocation 11/14/2013 $ 120,000 $ 2,149,926 Transfer of cap due to servicing transfer 12/23/2013 $ (7,685) $ 2,142,241 Updated due to quarterly assessment and reallocation 03/14/2014 $ 10,000 $ 2,152,241 Transfer of cap due to servicing transfer 03/26/2014 $ (274) $ 2,151,967 Updated due to quarterly assessment and reallocation 04/16/2014 $ 240,000 $ 2,391,967 Transfer of cap due to servicing transfer 06/16/2014 $ 30,000 $ 2,421,967 Transfer of cap due to servicing transfer 06/26/2014 $ (3,396) $ 2,418,571 Updated due to quarterly assessment and reallocation 07/29/2014 $ (6,541) $ 2,412,030 Updated due to quarterly assessment and reallocation 08/14/2014 $ 90,000 $ 2,502,030 Transfer of cap due to servicing transfer 09/16/2014 $ 30,000 $ 2,532,030 Transfer of cap due to servicing transfer 09/29/2014 $ (2,150) $ 2,529,880 Updated due to quarterly assessment and reallocation 11/14/2014 $ 100,000 $ 2,629,880 Transfer of cap due to servicing transfer 12/16/2014 $ 260,000 $ 2,889,880 Transfer of cap due to servicing transfer 12/29/2014 $ (122,632) $ 2,767,248 Updated due to quarterly assessment and reallocation 01/15/2015 $ 60,000 $ 2,827,248 Transfer of cap due to servicing transfer 03/16/2015 $ 690,000 $ 3,517,248 Transfer of cap due to servicing transfer 03/26/2015 $ (37,405) $ 3,479,843 Updated due to quarterly assessment and reallocation 04/28/2015 $ (144,484) $ 3,335,359 Updated due to quarterly assessment and reallocation 06/25/2015 $ (41,229) $ 3,294,130 Updated due to quarterly assessment and reallocation 07/16/2015 $ 40,000 $ 3,334,130 Transfer of cap due to servicing transfer 08/14/2015 $ 1,860,000 $ 5,194,130 Transfer of cap due to servicing transfer 09/16/2015 $ 1,560,000 $ 6,754,130 Transfer of cap due to servicing transfer 09/28/2015 $ (408,264) $ 6,345,866 Updated due to quarterly assessment and reallocation 10/15/2015 $ 740,000 $ 7,085,866 Transfer of cap due to servicing transfer 12/16/2015 $ 550,000 $ 7,635,866 Transfer of cap due to servicing transfer 12/28/2015 $ (469,266) $ 7,166,600 Updated due to quarterly assessment and reallocation 01/14/2016 $ 630,000 $ 7,796,600 Transfer of cap due to servicing transfer 02/16/2016 $ 740,000 $ 8,536,600 Transfer of cap due to servicing transfer 02/25/2016 $ (2,389,111) $ 6,147,489 Reallocation due to MHA program deobligation 03/16/2016 $ 180,000 $ 6,327,489 Transfer of cap due to servicing transfer 03/28/2016 $ (53,531) $ 6,273,958 Updated due to quarterly assessment and reallocation 04/14/2016 $ 750,000 $ 7,023,958 Transfer of cap due to servicing transfer 05/16/2016 $ 150,000 $ 7,173,958 Transfer of cap due to servicing transfer 05/31/2016 $ (600,618) $ 6,573,340 Updated due to quarterly assessment and reallocation 06/16/2016 $ 560,000 $ 7,133,340 Transfer of cap due to servicing transfer 06/27/2016 $ (358,730) $ 6,774,610 Updated due to quarterly assessment and reallocation 07/14/2016 $ 120,000 $ 6,894,610 Transfer of cap due to servicing transfer 07/27/2016 $ (382,192) $ 6,512,418 Updated due to quarterly assessment and reallocation 08/16/2016 $ 140,000 $ 6,652,418 Transfer of cap due to servicing transfer 09/15/2016 $ 50,000 $ 6,702,418 Transfer of cap due to servicing transfer 09/28/2016 $ (787,465) $ 5,914,953 Updated due to quarterly assessment and reallocation 10/14/2016 $ 1,190,000 $ 7,104,953 Transfer of cap due to servicing transfer 10/25/2016 $ (986,994) $ 6,117,959 Updated due to quarterly assessment and reallocation 11/07/2016 $ 380,521 $ 6,498,480 Updated due to quarterly assessment and reallocation 11/29/2016 $ (10,149) $ 6,488,331 Updated due to quarterly assessment and reallocation 12/15/2016 $ 1,390,000 $ 7,878,331 Transfer of cap due to servicing transfer 12/27/2016 $ (2,551) $ 7,875,780 Transfer of cap due to servicing transfer 01/13/2017 $ 970,000 $ 8,845,780 Transfer of cap due to servicing transfer 02/27/2017 $ (58,951) $ 8,786,829 Transfer of cap due to servicing transfer 03/16/2017 $ 1,290,000 $ 10,076,829 Transfer of cap due to servicing transfer 04/26/2017 $ (4,964) $ 10,071,865 Transfer of cap due to servicing transfer 06/26/2017 $ (38,353) $ 10,033,512 Transfer of cap due to servicing transfer 07/26/2017 $ (1,076) $ 10,032,436 Transfer of cap due to servicing transfer 09/26/2017 $ (1,238,850) $ 8,793,586 Transfer of cap due to servicing transfer 10/26/2017 $ (145,067) $ 8,648,519 Transfer of cap due to servicing transfer 12/21/2017 $ (166,410) $ 8,482,109 Transfer of cap due to servicing transfer 02/26/2018 $ 2,319,830 $ 10,801,939 Transfer of cap due to servicing transfer 1,086,160 Transfer of cap due to servicing transfer 948,656 Transfer of cap due to servicing transfer 94 09/30/2010 03/15/2018 10/28/2009 12/11/2009 05/15/2014 Guaranty Bank Guardian Mortgage Company, Inc Harleysville National Bank & Trust Company Hartford Savings Bank Heartland Bank & Trust Company Saint Paul MN Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 03/22/2018 $ (5,200) $ 10,796,739 Transfer of cap due to servicing transfer 04/25/2018 $ (7,833) $ 10,788,906 Transfer of cap due to servicing transfer 06/21/2018 $ (373) $ 10,788,533 Transfer of cap due to servicing transfer 07/26/2018 $ (1,340,938) $ 9,447,595 Reallocation due to MHA program deobligation 08/27/2018 $ 231,026 $ 9,678,621 Transfer of cap due to servicing transfer 09/26/2018 $ (19) $ 9,678,602 Transfer of cap due to servicing transfer 10/25/2018 $ (841) $ 9,677,761 Transfer of cap due to servicing transfer 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 06/29/2011 $ (1) $ 145,055 Updated due to quarterly assessment and reallocation 06/28/2012 $ (1) $ 145,054 Updated due to quarterly assessment and reallocation 09/27/2012 $ (2) $ 145,052 Updated due to quarterly assessment and reallocation 03/25/2013 $ (1) $ 145,051 Updated due to quarterly assessment and reallocation 12/23/2013 $ (232) $ 144,819 Updated due to quarterly assessment and reallocation 03/26/2014 $ (8) $ 144,811 Updated due to quarterly assessment and reallocation 06/26/2014 $ (96) $ 144,715 Updated due to quarterly assessment and reallocation 07/29/2014 $ (191) $ 144,524 Updated due to quarterly assessment and reallocation 09/29/2014 $ (63) $ 144,461 Updated due to quarterly assessment and reallocation 12/29/2014 $ (7,654) $ 136,807 Updated due to quarterly assessment and reallocation 03/26/2015 $ (2,879) $ 133,928 Updated due to quarterly assessment and reallocation 04/28/2015 $ (11,347) $ 122,581 Updated due to quarterly assessment and reallocation 06/25/2015 $ (2,691) $ 119,890 Updated due to quarterly assessment and reallocation 09/28/2015 $ (3,595) $ 116,295 Updated due to quarterly assessment and reallocation 12/28/2015 $ (2,660) $ 02/25/2016 $ (7,597) $ 106,038 Reallocation due to MHA program deobligation 03/28/2016 $ (159) $ 105,879 Updated due to quarterly assessment and reallocation 05/31/2016 $ (1,242) $ 104,637 Updated due to quarterly assessment and reallocation 06/27/2016 $ (742) $ 103,895 Updated due to quarterly assessment and reallocation 07/27/2016 $ (742) $ 103,153 Updated due to quarterly assessment and reallocation 09/28/2016 $ (1,298) $ 101,855 Updated due to quarterly assessment and reallocation 10/25/2016 $ (1,226) $ 100,629 Updated due to quarterly assessment and reallocation 11/07/2016 $ 472 $ 101,101 Updated due to quarterly assessment and reallocation 11/29/2016 $ (8) $ 101,093 Updated due to quarterly assessment and reallocation 12/27/2016 $ (1) $ 101,092 Transfer of cap due to servicing transfer 02/27/2017 $ (22) $ 101,070 Transfer of cap due to servicing transfer 04/26/2017 $ (1) $ 101,069 Transfer of cap due to servicing transfer 06/26/2017 $ (11) $ 101,058 Transfer of cap due to servicing transfer 09/26/2017 $ (453) $ 100,605 Transfer of cap due to servicing transfer 10/26/2017 $ (56) $ 100,549 Transfer of cap due to servicing transfer 12/21/2017 $ (58) $ 100,491 Transfer of cap due to servicing transfer 02/26/2018 $ (3) $ 100,488 Transfer of cap due to servicing transfer 03/22/2018 $ (9) $ 100,479 Transfer of cap due to servicing transfer 04/25/2018 $ (18) $ 100,461 Transfer of cap due to servicing transfer 06/21/2018 $ (3) $ 100,458 Transfer of cap due to servicing transfer 07/26/2018 $ (386) $ 100,072 Reallocation due to MHA program deobligation 10/25/2018 $ (1) $ 100,071 Transfer of cap due to servicing transfer $ 88,275 Transfer of cap due to servicing transfer 113,635 Updated due to quarterly assessment and reallocation Richardson TX Purchase Financial Instrument for Home Loan Modifications $ 1 N/A 03/22/2018 $ 88,274 Harleysville PA Purchase Financial Instrument for Home Loan Modifications $ 1,070,000 N/A 04/21/2010 $ (1,070,000) Hartford WI Purchase Financial Instrument for Home Loan Modifications $ 630,000 N/A 01/22/2010 $ 30,000 $ 03/26/2010 $ 800,000 $ 1,460,000 Updated portfolio data from servicer 07/14/2010 $ (360,000) $ 1,100,000 Updated portfolio data from servicer 09/30/2010 $ 60,445 $ 1,160,445 Updated portfolio data from servicer 01/06/2011 $ (2) $ 1,160,443 Updated due to quarterly assessment and reallocation 03/30/2011 $ (2) $ 1,160,441 Updated due to quarterly assessment and reallocation 06/29/2011 $ (18) $ 1,160,423 Updated due to quarterly assessment and reallocation 06/28/2012 $ (14) $ 1,160,409 Updated due to quarterly assessment and reallocation 09/27/2012 $ (37) $ 1,160,372 Updated due to quarterly assessment and reallocation 12/27/2012 $ (6) $ 1,160,366 Updated due to quarterly assessment and reallocation 03/25/2013 $ (24) $ 1,160,342 Updated due to quarterly assessment and reallocation 06/27/2013 $ (9) $ 1,160,333 Updated due to quarterly assessment and reallocation 09/27/2013 $ (3) $ 1,160,330 Updated due to quarterly assessment and reallocation 12/23/2013 $ (5,463) $ 1,154,867 Updated due to quarterly assessment and reallocation 03/26/2014 $ (192) $ 1,154,675 Updated due to quarterly assessment and reallocation 06/26/2014 $ (2,267) $ 1,152,408 Updated due to quarterly assessment and reallocation 07/29/2014 $ (4,502) $ 1,147,906 Updated due to quarterly assessment and reallocation 09/29/2014 $ (1,487) $ 1,146,419 Updated due to quarterly assessment and reallocation 12/29/2014 $ (180,152) $ 966,267 Updated due to quarterly assessment and reallocation 03/26/2015 $ (67,752) $ 898,515 Updated due to quarterly assessment and reallocation 04/02/2015 $ (898,515) 05/15/2014 $ 90,000 $ 06/26/2014 $ 20,556 $ 110,556 Updated due to quarterly assessment and reallocation 09/29/2014 $ (1) $ 110,555 Updated due to quarterly assessment and reallocation 12/29/2014 $ 80,001 $ 03/26/2015 $ (24) $ 190,532 Updated due to quarterly assessment and reallocation 04/28/2015 $ (131) $ 190,401 Updated due to quarterly assessment and reallocation 06/25/2015 $ (56) $ 190,345 Updated due to quarterly assessment and reallocation 09/28/2015 $ (131) $ 190,214 Updated due to quarterly assessment and reallocation 12/28/2015 $ (1,938) $ 188,276 Updated due to quarterly assessment and reallocation 02/25/2016 $ (11,380) $ 176,896 Reallocation due to MHA program deobligation Bloomington IL Purchase Financial Instrument for Home Loan Modifications - N/A 3 - Termination of SPA 660,000 Updated portfolio data from servicer/additional program initial cap - Termination of SPA 90,000 Transfer of cap due to servicing transfer 190,556 Updated due to quarterly assessment and reallocation 95 11/18/2009 Hillsdale County National Bank Hillsdale MI Purchase Financial Instrument for Home Loan Modifications $ 1,670,000 N/A 03/28/2016 $ (238) $ 176,658 Updated due to quarterly assessment and reallocation 05/31/2016 $ (1,860) $ 174,798 Updated due to quarterly assessment and reallocation 06/27/2016 $ (1,111) $ 173,687 Updated due to quarterly assessment and reallocation 07/27/2016 $ (1,112) $ 172,575 Updated due to quarterly assessment and reallocation 09/28/2016 $ (1,944) $ 170,631 Updated due to quarterly assessment and reallocation 10/25/2016 $ (1,838) $ 168,793 Updated due to quarterly assessment and reallocation 11/07/2016 $ 709 $ 169,502 Updated due to quarterly assessment and reallocation 11/29/2016 $ (85) $ 169,417 Updated due to quarterly assessment and reallocation 12/27/2016 $ (13) $ 169,404 Transfer of cap due to servicing transfer 02/27/2017 $ (224) $ 169,180 Transfer of cap due to servicing transfer 04/26/2017 $ (15) $ 169,165 Transfer of cap due to servicing transfer 06/26/2017 $ (113) $ 169,052 Transfer of cap due to servicing transfer 07/26/2017 $ (3) $ 169,049 Transfer of cap due to servicing transfer 09/26/2017 $ (512) $ 168,537 Transfer of cap due to servicing transfer 10/26/2017 $ (64) $ 168,473 Transfer of cap due to servicing transfer 12/21/2017 $ (66) $ 168,407 Transfer of cap due to servicing transfer 02/26/2018 $ (3) $ 168,404 Transfer of cap due to servicing transfer 03/22/2018 $ (10) $ 168,394 Transfer of cap due to servicing transfer 04/25/2018 $ (21) $ 168,373 Transfer of cap due to servicing transfer 06/21/2018 $ (4) $ 168,369 Transfer of cap due to servicing transfer 07/26/2018 $ (21,684) $ 146,685 Reallocation due to MHA program deobligation 08/27/2018 $ (1) $ 146,684 Transfer of cap due to servicing transfer 09/26/2018 $ (1) $ 10/25/2018 $ (45) $ 01/22/2010 $ 80,000 $ 1,750,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 330,000 $ 2,080,000 Updated portfolio data from servicer 07/14/2010 $ (1,080,000) $ 1,000,000 Updated portfolio data from servicer 09/30/2010 $ 160,445 $ 1,160,445 Updated portfolio data from servicer 01/06/2011 $ (1) $ 1,160,444 Updated due to quarterly assessment and reallocation 03/30/2011 $ (2) $ 1,160,442 Updated due to quarterly assessment and reallocation 06/29/2011 $ (16) $ 1,160,426 Updated due to quarterly assessment and reallocation 06/28/2012 $ (12) $ 1,160,414 Updated due to quarterly assessment and reallocation 09/27/2012 $ (33) $ 1,160,381 Updated due to quarterly assessment and reallocation 12/27/2012 $ (6) $ 1,160,375 Updated due to quarterly assessment and reallocation 03/25/2013 $ (21) $ 1,160,354 Updated due to quarterly assessment and reallocation 06/27/2013 $ (8) $ 1,160,346 Updated due to quarterly assessment and reallocation 09/27/2013 $ (3) $ 1,160,343 Updated due to quarterly assessment and reallocation 12/23/2013 $ (4,797) $ 1,155,546 Updated due to quarterly assessment and reallocation 03/26/2014 $ (169) $ 1,155,377 Updated due to quarterly assessment and reallocation 06/26/2014 $ (1,996) $ 1,153,381 Updated due to quarterly assessment and reallocation 07/29/2014 $ (3,965) $ 1,149,416 Updated due to quarterly assessment and reallocation 09/29/2014 $ (1,311) $ 1,148,105 Updated due to quarterly assessment and reallocation 12/29/2014 $ (144,011) $ 1,004,094 Updated due to quarterly assessment and reallocation 03/26/2015 $ (55,020) $ 949,074 Updated due to quarterly assessment and reallocation 04/28/2015 $ (152,138) $ 796,936 Updated due to quarterly assessment and reallocation 06/25/2015 $ (33,425) $ 763,511 Updated due to quarterly assessment and reallocation 09/28/2015 $ (44,706) $ 718,805 Updated due to quarterly assessment and reallocation 12/28/2015 $ (34,106) $ 684,699 Updated due to quarterly assessment and reallocation 02/25/2016 $ (179,660) $ 505,039 Reallocation due to MHA program deobligation 03/28/2016 $ (3,907) $ 501,132 Updated due to quarterly assessment and reallocation 05/31/2016 $ (30,583) $ 470,549 Updated due to quarterly assessment and reallocation 06/27/2016 $ (18,270) $ 452,279 Updated due to quarterly assessment and reallocation 07/27/2016 $ (19,396) $ 432,883 Updated due to quarterly assessment and reallocation 09/28/2016 $ 17,598 $ 450,481 Updated due to quarterly assessment and reallocation 11/29/2016 $ (193) $ 450,288 Updated due to quarterly assessment and reallocation 12/27/2016 $ (29) $ 450,259 Transfer of cap due to servicing transfer 02/27/2017 $ (511) $ 449,748 Transfer of cap due to servicing transfer 04/26/2017 $ (33) $ 449,715 Transfer of cap due to servicing transfer 06/26/2017 $ (257) $ 449,458 Transfer of cap due to servicing transfer 07/26/2017 $ (8) $ 449,450 Transfer of cap due to servicing transfer 09/26/2017 $ 1,031 $ 450,481 Transfer of cap due to servicing transfer 03/22/2018 $ (112) $ 450,369 Transfer of cap due to servicing transfer 04/25/2018 $ (221) $ 450,148 Transfer of cap due to servicing transfer 06/21/2018 $ 333 $ 450,481 Transfer of cap due to servicing transfer 07/26/2018 $ (57,023) $ 393,458 Reallocation due to MHA program deobligation 08/27/2018 $ (3) $ 393,455 Transfer of cap due to servicing transfer 09/26/2018 $ (3) $ 393,452 Transfer of cap due to servicing transfer 10/25/2018 $ (117) $ 393,335 Transfer of cap due to servicing transfer 146,683 Transfer of cap due to servicing transfer 146,638 Transfer of cap due to servicing transfer 11/25/2009 Home Financing Center, Inc Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A 04/21/2010 $ (230,000) 04/20/2009 Home Loan Services, Inc. Pittsburgh PA Purchase Financial Instrument for Home Loan Modifications $ 319,000,000 N/A 06/12/2009 $ 128,300,000 $ 447,300,000 Updated portfolio data from servicer 09/30/2009 $ 46,730,000 $ 494,030,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 145,820,000 $ 639,850,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (17,440,000) $ 622,410,000 Updated portfolio data from servicer 07/14/2010 $ (73,010,000) $ 549,400,000 Updated portfolio data from servicer 09/30/2010 $ 6,700,000 $ 556,100,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ (77,126,410) $ 478,973,590 Updated portfolio data from servicer 12/15/2010 $ (314,900,000) $ 164,073,590 Transfer of cap due to servicing transfer 01/06/2011 $ (233) $ 164,073,357 Updated due to quarterly assessment and reallocation - Termination of SPA 96 02/14/2013 08/05/2009 Home Servicing, LLC HomEq Servicing Baton Rouge North Highlands LA CA Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications - N/A $ 674,000,000 N/A 02/16/2011 $ (1,900,000) $ 162,173,357 Transfer of cap due to servicing transfer 03/16/2011 $ (400,000) $ 161,773,357 Transfer of cap due to servicing transfer 03/30/2011 $ (278) $ 161,773,079 Updated due to quarterly assessment and reallocation 05/13/2011 $ (400,000) $ 161,373,079 Transfer of cap due to servicing transfer 161,370,454 Updated due to quarterly assessment and reallocation 06/29/2011 $ (2,625) $ 7 10/19/2011 $ (155,061,221) $ 3 02/14/2013 $ 510,000 $ 510,000 Transfer of cap due to servicing transfer 03/25/2013 $ (9) $ 509,991 Updated due to quarterly assessment and reallocation 04/16/2013 $ 200,000 $ 709,991 Transfer of cap due to servicing transfer 05/16/2013 $ 40,000 $ 749,991 Transfer of cap due to servicing transfer 06/27/2013 $ (4) $ 749,987 Updated due to quarterly assessment and reallocation 07/16/2013 $ (120,000) $ 629,987 Transfer of cap due to servicing transfer 09/27/2013 $ (2) $ 629,985 Updated due to quarterly assessment and reallocation 12/23/2013 $ (2,620) $ 627,365 Updated due to quarterly assessment and reallocation 03/26/2014 $ (92) $ 627,273 Updated due to quarterly assessment and reallocation 06/26/2014 $ (1,088) $ 626,185 Updated due to quarterly assessment and reallocation 07/29/2014 $ (2,161) $ 624,024 Updated due to quarterly assessment and reallocation 09/16/2014 $ (290,000) $ 334,024 Transfer of cap due to servicing transfer 09/29/2014 $ (332) $ 333,692 Updated due to quarterly assessment and reallocation 12/29/2014 $ (40,233) $ 293,459 Updated due to quarterly assessment and reallocation 03/26/2015 $ (15,131) $ 278,328 Updated due to quarterly assessment and reallocation 04/28/2015 $ (59,638) $ 218,690 Updated due to quarterly assessment and reallocation 06/16/2015 $ 70,000 $ 06/25/2015 $ (22,485) $ 266,205 Updated due to quarterly assessment and reallocation 07/16/2015 $ 20,000 $ 286,205 Transfer of cap due to servicing transfer 08/14/2015 $ 350,000 $ 636,205 Transfer of cap due to servicing transfer 09/28/2015 $ (76,282) $ 559,923 Updated due to quarterly assessment and reallocation 12/16/2015 $ 30,000 $ 589,923 Transfer of cap due to servicing transfer 12/28/2015 $ (64,113) $ 525,810 Updated due to quarterly assessment and reallocation 02/25/2016 $ (189,556) $ 336,254 Reallocation due to MHA program deobligation 03/16/2016 $ 430,000 $ 766,254 Transfer of cap due to servicing transfer 03/28/2016 $ (14,867) $ 751,387 Updated due to quarterly assessment and reallocation 05/16/2016 $ 10,000 $ 761,387 Transfer of cap due to servicing transfer 05/31/2016 $ (124,921) $ 636,466 Updated due to quarterly assessment and reallocation 06/16/2016 $ 330,000 $ 966,466 Transfer of cap due to servicing transfer 06/27/2016 $ (123,685) $ 842,781 Updated due to quarterly assessment and reallocation 07/27/2016 $ (123,723) $ 719,058 Updated due to quarterly assessment and reallocation 08/16/2016 $ 280,000 $ 999,058 Transfer of cap due to servicing transfer 09/15/2016 $ 490,000 $ 1,489,058 Transfer of cap due to servicing transfer 09/28/2016 $ (478,102) $ 1,010,956 Updated due to quarterly assessment and reallocation 10/25/2016 $ (451,774) $ 559,182 Updated due to quarterly assessment and reallocation 11/07/2016 $ 174,175 $ 733,357 Updated due to quarterly assessment and reallocation 11/29/2016 $ (3,266) $ 12/27/2016 $ (499) $ 729,592 Transfer of cap due to servicing transfer 01/13/2017 $ 710,000 $ 1,439,592 Transfer of cap due to servicing transfer 02/16/2017 $ 30,000 $ 1,469,592 Transfer of cap due to servicing transfer 02/27/2017 $ (22,809) $ 1,446,783 Transfer of cap due to servicing transfer 03/16/2017 $ 10,000 $ 1,456,783 Transfer of cap due to servicing transfer 04/26/2017 $ (1,495) $ 1,455,288 Transfer of cap due to servicing transfer 06/26/2017 $ (12,036) $ 1,443,252 Transfer of cap due to servicing transfer 07/26/2017 $ (364) $ 1,442,888 Transfer of cap due to servicing transfer 09/26/2017 $ (472,007) $ 970,881 Transfer of cap due to servicing transfer 10/26/2017 $ (58,536) $ 912,345 Transfer of cap due to servicing transfer 12/21/2017 $ (60,980) $ 851,365 Transfer of cap due to servicing transfer 02/26/2018 $ (2,960) $ 848,405 Transfer of cap due to servicing transfer 03/22/2018 $ (9,652) $ 838,753 Transfer of cap due to servicing transfer 04/25/2018 $ (19,082) $ 819,671 Transfer of cap due to servicing transfer 06/21/2018 $ (4,432) $ 815,239 Transfer of cap due to servicing transfer 07/26/2018 $ (526,376) $ 288,863 Reallocation due to MHA program deobligation 08/27/2018 $ (29) $ 288,834 Transfer of cap due to servicing transfer 09/26/2018 $ (31) $ 10/25/2018 $ (1,084) $ 09/30/2009 $ (121,190,000) $ 552,810,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ (36,290,000) $ 516,520,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 199,320,000 $ 715,840,000 Updated portfolio data from servicer 07/14/2010 $ (189,040,000) $ 526,800,000 Updated portfolio data from servicer 09/30/2010 $ 38,626,728 $ 565,426,728 Updated portfolio data from servicer 10/15/2010 $ (170,800,000) $ 394,626,728 Transfer of cap due to servicing transfer 12/15/2010 $ (22,200,000) $ 372,426,728 Transfer of cap due to servicing transfer 01/06/2011 $ (549) $ 372,426,179 Updated due to quarterly assessment and reallocation 02/16/2011 $ (900,000) $ 371,526,179 Transfer of cap due to servicing transfer 03/30/2011 $ (653) $ 371,525,526 Updated due to quarterly assessment and reallocation 06/29/2011 $ (6,168) $ 371,519,358 Updated due to quarterly assessment and reallocation 06/28/2012 $ (4,634) $ 371,514,724 Updated due to quarterly assessment and reallocation 08/16/2012 $ (430,000) $ 371,084,724 Transfer of cap due to servicing transfer 09/27/2012 $ (12,728) $ 371,071,996 Updated due to quarterly assessment and reallocation 12/14/2012 $ (20,000) $ 371,051,996 Transfer of cap due to servicing transfer 12/27/2012 $ (2,148) $ 371,049,848 Updated due to quarterly assessment and reallocation 6,309,233 Termination of SPA 288,690 Transfer of cap due to servicing transfer 730,091 Updated due to quarterly assessment and reallocation 288,803 Transfer of cap due to servicing transfer 287,719 Transfer of cap due to servicing transfer 97 13 12/11/2009 HomeStar Bank & Financial Services Manteno IL Purchase Financial Instrument for Home Loan Modifications $ 310,000 N/A 6 07/22/2009 Homeward Residential, Inc. (American Coppell Home Mortgage Servicing, Inc) TX Purchase Financial Instrument for Home Loan Modifications $ 1,272,490,000 N/A 14 09/02/2009 Horicon Bank Horicon WI Purchase Financial Instrument for Home Loan Modifications $ 560,000 N/A 03/25/2013 $ (8,137) $ 371,041,711 Updated due to quarterly assessment and reallocation 06/27/2013 $ (3,071) $ 371,038,640 Updated due to quarterly assessment and reallocation 09/27/2013 $ (1,101) $ 371,037,539 Updated due to quarterly assessment and reallocation 11/14/2013 $ (10,000) $ 371,027,539 Transfer of cap due to servicing transfer 12/23/2013 $ (1,858,220) $ 369,169,319 Updated due to quarterly assessment and reallocation 02/27/2014 $ (360,860,500) $ 01/22/2010 $ 20,000 $ 03/26/2010 $ 820,000 $ 1,150,000 Updated portfolio data from servicer 07/14/2010 $ (350,000) $ 800,000 Updated portfolio data from servicer 09/30/2010 $ 70,334 $ 870,334 Updated portfolio data from servicer 01/06/2011 $ (1) $ 870,333 Updated due to quarterly assessment and reallocation 03/30/2011 $ (1) $ 870,332 Updated due to quarterly assessment and reallocation 06/29/2011 $ (13) $ 870,319 Updated due to quarterly assessment and reallocation 06/28/2012 $ (10) $ 870,309 Updated due to quarterly assessment and reallocation 07/06/2012 $ (856,986) $ 09/30/2009 $ (53,670,000) $ 1,218,820,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 250,450,000 $ 1,469,270,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 124,820,000 $ 1,594,090,000 Updated portfolio data from servicer 07/14/2010 $ (289,990,000) $ 1,304,100,000 Updated portfolio data from servicer 09/30/2010 $ 1,690,508 $ 1,305,790,508 Updated portfolio data from servicer 10/15/2010 $ 300,000 $ 1,306,090,508 Transfer of cap due to servicing transfer 11/16/2010 $ (100,000) $ 1,305,990,508 Transfer of cap due to servicing transfer 01/06/2011 $ (1,173) $ 1,305,989,335 Updated due to quarterly assessment and reallocation 02/16/2011 $ (500,000) $ 1,305,489,335 Transfer of cap due to servicing transfer 03/30/2011 $ (1,400) $ 1,305,487,935 Updated due to quarterly assessment and reallocation 04/13/2011 $ 3,100,000 $ 1,308,587,935 Transfer of cap due to servicing transfer 06/29/2011 $ (12,883) $ 1,308,575,052 Updated due to quarterly assessment and reallocation 09/15/2011 $ (1,000,000) $ 1,307,575,052 Transfer of cap due to servicing transfer 10/14/2011 $ (100,000) $ 1,307,475,052 Transfer of cap due to servicing transfer 11/16/2011 $ (1,100,000) $ 1,306,375,052 Transfer of cap due to servicing transfer 05/16/2012 $ (10,000) $ 1,306,365,052 Transfer of cap due to servicing transfer 06/28/2012 $ (8,378) $ 1,306,356,674 Updated due to quarterly assessment and reallocation 07/16/2012 $ (470,000) $ 1,305,886,674 Transfer of cap due to servicing transfer 08/16/2012 $ (80,000) $ 1,305,806,674 Transfer of cap due to servicing transfer 09/27/2012 $ (22,494) $ 1,305,784,180 Updated due to quarterly assessment and reallocation 10/16/2012 $ (260,000) $ 1,305,524,180 Transfer of cap due to servicing transfer 11/15/2012 $ (30,000) $ 1,305,494,180 Transfer of cap due to servicing transfer 12/14/2012 $ (50,000) $ 1,305,444,180 Transfer of cap due to servicing transfer 12/27/2012 $ (3,676) $ 1,305,440,504 Updated due to quarterly assessment and reallocation 01/16/2013 $ (80,000) $ 1,305,360,504 Transfer of cap due to servicing transfer 02/14/2013 $ 20,000 $ 1,305,380,504 Transfer of cap due to servicing transfer 03/14/2013 $ (84,160,000) $ 1,221,220,504 Transfer of cap due to servicing transfer 03/25/2013 $ (12,821) $ 1,221,207,683 Updated due to quarterly assessment and reallocation 04/16/2013 $ (621,110,000) $ 600,097,683 Transfer of cap due to servicing transfer 05/16/2013 $ (19,120,000) $ 580,977,683 Transfer of cap due to servicing transfer 06/27/2013 $ (1,947) $ 580,975,736 Updated due to quarterly assessment and reallocation 07/16/2013 $ (14,870,000) $ 566,105,736 Transfer of cap due to servicing transfer 09/27/2013 $ (655) $ 566,105,081 Updated due to quarterly assessment and reallocation 12/16/2013 $ 20,000 $ 566,125,081 Transfer of cap due to servicing transfer 12/23/2013 $ (1,110,189) $ 565,014,892 Updated due to quarterly assessment and reallocation 03/26/2014 $ (39,031) $ 564,975,861 Updated due to quarterly assessment and reallocation 04/16/2014 $ (10,000) $ 564,965,861 Transfer of cap due to servicing transfer 05/28/2014 $ (284,475,088) $ 280,490,773 Termination of SPA 10/02/2009 $ 130,000 $ 690,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 1,040,000 $ 1,730,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (1,680,000) $ 50,000 Updated portfolio data from servicer 05/12/2010 $ 1,260,000 $ 1,310,000 Updated portfolio data from servicer 07/14/2010 $ (1,110,000) $ 200,000 Updated portfolio data from servicer 09/30/2010 $ 100,000 $ 300,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ (9,889) $ 290,111 Updated portfolio data from servicer 06/29/2011 $ (3) $ 290,108 Updated due to quarterly assessment and reallocation 06/28/2012 $ (2) $ 290,106 Updated due to quarterly assessment and reallocation 09/27/2012 $ (7) $ 290,099 Updated due to quarterly assessment and reallocation 12/27/2012 $ (1) $ 290,098 Updated due to quarterly assessment and reallocation 03/25/2013 $ (4) $ 290,094 Updated due to quarterly assessment and reallocation 06/27/2013 $ (2) $ 290,092 Updated due to quarterly assessment and reallocation 09/27/2013 $ (1) $ 290,091 Updated due to quarterly assessment and reallocation 12/23/2013 $ (979) $ 289,112 Updated due to quarterly assessment and reallocation 03/26/2014 $ (34) $ 289,078 Updated due to quarterly assessment and reallocation 06/26/2014 $ (406) $ 07/29/2014 $ (807) $ 287,865 Updated due to quarterly assessment and reallocation 09/29/2014 $ (267) $ 287,598 Updated due to quarterly assessment and reallocation 12/29/2014 $ (32,297) $ 255,301 Updated due to quarterly assessment and reallocation 03/26/2015 $ (12,146) $ 243,155 Updated due to quarterly assessment and reallocation 04/28/2015 $ (47,875) $ 195,280 Updated due to quarterly assessment and reallocation 06/25/2015 $ (11,354) $ 183,926 Updated due to quarterly assessment and reallocation 8,308,819 Termination of SPA 330,000 Updated portfolio data from servicer/additional program initial cap 13,323 Termination of SPA 288,672 Updated due to quarterly assessment and reallocation 98 12/16/2009 12/23/2009 Horizon Bank, NA Iberiabank Michigan City Sarasota IN FL Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ 700,000 N/A 4,230,000 N/A 6 07/10/2009 IBM Southeast Employees' Federal Credit Union Delray Beach FL Purchase Financial Instrument for Home Loan Modifications $ 870,000 N/A 6 10/23/2009 IC Federal Credit Union Fitchburg MA Purchase Financial Instrument for Home Loan Modifications $ 760,000 N/A 09/28/2015 $ (15,167) $ 168,759 Updated due to quarterly assessment and reallocation 12/28/2015 $ (11,225) $ 157,534 Updated due to quarterly assessment and reallocation 02/25/2016 $ (32,056) $ 125,478 Reallocation due to MHA program deobligation 03/28/2016 $ (670) $ 124,808 Updated due to quarterly assessment and reallocation 05/31/2016 $ (5,241) $ 119,567 Updated due to quarterly assessment and reallocation 06/27/2016 $ (3,131) $ 116,436 Updated due to quarterly assessment and reallocation 07/27/2016 $ (3,132) $ 113,304 Updated due to quarterly assessment and reallocation 09/28/2016 $ (5,476) $ 107,828 Updated due to quarterly assessment and reallocation 10/25/2016 $ (5,175) $ 102,653 Updated due to quarterly assessment and reallocation 11/07/2016 $ 1,995 $ 104,648 Updated due to quarterly assessment and reallocation 11/29/2016 $ (36) $ 104,612 Updated due to quarterly assessment and reallocation 12/27/2016 $ (5) $ 104,607 Transfer of cap due to servicing transfer 02/27/2017 $ (95) $ 104,512 Transfer of cap due to servicing transfer 04/26/2017 $ (6) $ 104,506 Transfer of cap due to servicing transfer 06/26/2017 $ (48) $ 104,458 Transfer of cap due to servicing transfer 07/26/2017 $ (1) $ 104,457 Transfer of cap due to servicing transfer 09/26/2017 $ (1,907) $ 102,550 Transfer of cap due to servicing transfer 10/26/2017 $ (237) $ 102,313 Transfer of cap due to servicing transfer 12/21/2017 $ (246) $ 102,067 Transfer of cap due to servicing transfer 02/26/2018 $ (12) $ 102,055 Transfer of cap due to servicing transfer 03/22/2018 $ (39) $ 102,016 Transfer of cap due to servicing transfer 04/25/2018 $ (77) $ 101,939 Transfer of cap due to servicing transfer 06/21/2018 $ (14) $ 07/26/2018 $ (1,624) $ 100,301 Reallocation due to MHA program deobligation 10/25/2018 $ (3) $ 100,298 Transfer of cap due to servicing transfer 01/22/2010 $ 30,000 $ 03/26/2010 $ 1,740,000 $ 07/14/2010 $ (1,870,000) $ 600,000 Updated portfolio data from servicer 09/30/2010 $ 850,556 $ 1,450,556 Updated portfolio data from servicer 01/06/2011 $ (2) $ 1,450,554 Updated due to quarterly assessment and reallocation 03/30/2011 $ (2) $ 1,450,552 Updated due to quarterly assessment and reallocation 06/29/2011 $ (23) $ 1,450,529 Updated due to quarterly assessment and reallocation 06/28/2012 $ (17) $ 1,450,512 Updated due to quarterly assessment and reallocation 09/21/2012 $ (1,450,512) 01/22/2010 $ 200,000 $ 4,430,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (1,470,000) $ 2,960,000 Updated portfolio data from servicer 07/14/2010 $ (1,560,000) $ 1,400,000 Updated portfolio data from servicer 09/30/2010 $ 5,852,780 $ 7,252,780 Updated portfolio data from servicer 01/06/2011 $ (11) $ 7,252,769 Updated due to quarterly assessment and reallocation 03/30/2011 $ (13) $ 7,252,756 Updated due to quarterly assessment and reallocation 04/13/2011 $ (300,000) $ 6,952,756 Transfer of cap due to servicing transfer 06/03/2011 $ (6,927,254) $ 09/30/2009 $ (10,000) $ 860,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 250,000 $ 1,110,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (10,000) $ 1,100,000 Updated portfolio data from servicer 07/14/2010 $ (400,000) $ 700,000 Updated portfolio data from servicer 09/30/2010 $ 170,334 $ 870,334 Updated portfolio data from servicer 01/06/2011 $ (1) $ 870,333 Updated due to quarterly assessment and reallocation 03/30/2011 $ (1) $ 870,332 Updated due to quarterly assessment and reallocation 06/29/2011 $ (12) $ 870,320 Updated due to quarterly assessment and reallocation 06/28/2012 $ (9) $ 09/14/2012 $ (821,722) $ 01/22/2010 $ 40,000 $ 03/26/2010 $ (760,000) $ 40,000 Updated portfolio data from servicer 05/12/2010 $ 2,630,000 $ 2,670,000 Updated portfolio data from servicer 07/14/2010 $ (770,000) $ 1,900,000 Updated portfolio data from servicer 09/30/2010 $ 565,945 $ 2,465,945 Updated portfolio data from servicer 01/06/2011 $ (4) $ 2,465,941 Updated due to quarterly assessment and reallocation 03/30/2011 $ (4) $ 2,465,937 Updated due to quarterly assessment and reallocation 06/29/2011 $ (40) $ 2,465,897 Updated due to quarterly assessment and reallocation 06/28/2012 $ (29) $ 2,465,868 Updated due to quarterly assessment and reallocation 09/27/2012 $ (80) $ 2,465,788 Updated due to quarterly assessment and reallocation 12/27/2012 $ (14) $ 2,465,774 Updated due to quarterly assessment and reallocation 03/25/2013 $ (52) $ 2,465,722 Updated due to quarterly assessment and reallocation 06/27/2013 $ (19) $ 2,465,703 Updated due to quarterly assessment and reallocation 09/27/2013 $ (7) $ 2,465,696 Updated due to quarterly assessment and reallocation 12/23/2013 $ (11,558) $ 2,454,138 Updated due to quarterly assessment and reallocation 03/26/2014 $ (410) $ 2,453,728 Updated due to quarterly assessment and reallocation 06/26/2014 $ (4,837) $ 2,448,891 Updated due to quarterly assessment and reallocation 07/29/2014 $ (9,607) $ 2,439,284 Updated due to quarterly assessment and reallocation 09/29/2014 $ (3,173) $ 2,436,111 Updated due to quarterly assessment and reallocation 12/29/2014 $ (374,717) $ 2,061,394 Updated due to quarterly assessment and reallocation 03/26/2015 $ (140,949) $ 1,920,445 Updated due to quarterly assessment and reallocation 04/28/2015 $ (534,653) $ 1,385,792 Updated due to quarterly assessment and reallocation 06/25/2015 $ (128,282) $ 1,257,510 Updated due to quarterly assessment and reallocation 09/28/2015 $ (172,975) $ 1,084,535 Updated due to quarterly assessment and reallocation 12/28/2015 $ (128,015) $ 956,520 Updated due to quarterly assessment and reallocation 02/25/2016 $ (381,987) $ 574,533 Reallocation due to MHA program deobligation 101,925 Transfer of cap due to servicing transfer 730,000 Updated portfolio data from servicer/additional program initial cap 2,470,000 Updated portfolio data from servicer - Termination of SPA 25,502 Termination of SPA 870,311 Updated due to quarterly assessment and reallocation 48,589 Termination of SPA 800,000 Updated portfolio data from servicer/additional program initial cap 99 12/04/2009 01/29/2010 Idaho Housing and Finance Association iServe Residential Lending, LLC Boise San Diego ID CA Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ 9,430,000 N/A 960,000 N/A 03/28/2016 $ (8,288) $ 566,245 Updated due to quarterly assessment and reallocation 05/31/2016 $ (64,892) $ 501,353 Updated due to quarterly assessment and reallocation 06/27/2016 $ (39,707) $ 461,646 Updated due to quarterly assessment and reallocation 07/27/2016 $ (39,719) $ 421,927 Updated due to quarterly assessment and reallocation 09/28/2016 $ (71,882) $ 350,045 Updated due to quarterly assessment and reallocation 10/25/2016 $ (67,924) $ 282,121 Updated due to quarterly assessment and reallocation 11/07/2016 $ 26,187 $ 308,308 Updated due to quarterly assessment and reallocation 11/29/2016 $ (576) $ 307,732 Updated due to quarterly assessment and reallocation 12/27/2016 $ (88) $ 307,644 Transfer of cap due to servicing transfer 02/27/2017 $ (1,639) $ 306,005 Transfer of cap due to servicing transfer 04/26/2017 $ (107) $ 305,898 Transfer of cap due to servicing transfer 06/26/2017 $ (826) $ 305,072 Transfer of cap due to servicing transfer 07/26/2017 $ (25) $ 305,047 Transfer of cap due to servicing transfer 09/26/2017 $ (27,224) $ 277,823 Transfer of cap due to servicing transfer 10/26/2017 $ (3,376) $ 274,447 Transfer of cap due to servicing transfer 12/21/2017 $ (4,770) $ 269,677 Transfer of cap due to servicing transfer 02/26/2018 $ (232) $ 269,445 Transfer of cap due to servicing transfer 03/22/2018 $ (755) $ 268,690 Transfer of cap due to servicing transfer 04/25/2018 $ (1,493) $ 267,197 Transfer of cap due to servicing transfer 06/21/2018 $ (378) $ 266,819 Transfer of cap due to servicing transfer 07/26/2018 $ (74,050) $ 192,769 Reallocation due to MHA program deobligation 08/27/2018 $ (4) $ 192,765 Transfer of cap due to servicing transfer 09/26/2018 $ (4) $ 192,761 Transfer of cap due to servicing transfer 10/25/2018 $ (153) $ 01/22/2010 $ 440,000 $ 03/26/2010 $ 14,480,000 $ 24,350,000 Updated portfolio data from servicer 05/26/2010 $ (24,200,000) $ 150,000 Updated portfolio data from servicer 07/14/2010 $ 150,000 $ 300,000 Updated portfolio data from servicer 09/30/2010 $ (9,889) $ 290,111 Updated portfolio data from servicer 06/29/2011 $ (3) $ 290,108 Updated due to quarterly assessment and reallocation 06/28/2012 $ (2) $ 290,106 Updated due to quarterly assessment and reallocation 09/27/2012 $ (6) $ 290,100 Updated due to quarterly assessment and reallocation 12/27/2012 $ (1) $ 290,099 Updated due to quarterly assessment and reallocation 03/25/2013 $ (3) $ 290,096 Updated due to quarterly assessment and reallocation 06/27/2013 $ (1) $ 290,095 Updated due to quarterly assessment and reallocation 12/23/2013 $ (747) $ 289,348 Updated due to quarterly assessment and reallocation 03/26/2014 $ (26) $ 289,322 Updated due to quarterly assessment and reallocation 06/26/2014 $ (314) $ 289,008 Updated due to quarterly assessment and reallocation 07/29/2014 $ (626) $ 288,382 Updated due to quarterly assessment and reallocation 09/29/2014 $ (226) $ 288,156 Updated due to quarterly assessment and reallocation 12/29/2014 $ (18,852) $ 269,304 Updated due to quarterly assessment and reallocation 03/26/2015 $ (7,136) $ 262,168 Updated due to quarterly assessment and reallocation 04/28/2015 $ 259,548 $ 521,716 Updated due to quarterly assessment and reallocation 06/25/2015 $ (35) $ 521,681 Updated due to quarterly assessment and reallocation 09/28/2015 $ (1,297) $ 520,384 Updated due to quarterly assessment and reallocation 12/28/2015 $ (6,174) $ 514,210 Updated due to quarterly assessment and reallocation 02/25/2016 $ (36,778) $ 477,432 Reallocation due to MHA program deobligation 03/28/2016 $ (923) $ 476,509 Updated due to quarterly assessment and reallocation 05/31/2016 $ (9,729) $ 466,780 Updated due to quarterly assessment and reallocation 06/27/2016 $ (5,812) $ 460,968 Updated due to quarterly assessment and reallocation 07/27/2016 $ (6,934) $ 454,034 Updated due to quarterly assessment and reallocation 09/28/2016 $ (19,392) $ 434,642 Updated due to quarterly assessment and reallocation 10/25/2016 $ (18,324) $ 416,318 Updated due to quarterly assessment and reallocation 11/07/2016 $ 7,065 $ 423,383 Updated due to quarterly assessment and reallocation 11/29/2016 $ (301) $ 423,082 Updated due to quarterly assessment and reallocation 12/27/2016 $ (72) $ 423,010 Transfer of cap due to servicing transfer 02/27/2017 $ (568) $ 422,442 Transfer of cap due to servicing transfer 04/26/2017 $ (45) $ 422,397 Transfer of cap due to servicing transfer 06/26/2017 $ (463) $ 421,934 Transfer of cap due to servicing transfer 07/26/2017 $ (14) $ 421,920 Transfer of cap due to servicing transfer 09/26/2017 $ (11,449) $ 410,471 Transfer of cap due to servicing transfer 10/26/2017 $ (1,420) $ 409,051 Transfer of cap due to servicing transfer 12/21/2017 $ (2,732) $ 406,319 Transfer of cap due to servicing transfer 02/26/2018 $ (201) $ 406,118 Transfer of cap due to servicing transfer 03/22/2018 $ (766) $ 405,352 Transfer of cap due to servicing transfer 04/25/2018 $ (1,514) $ 403,838 Transfer of cap due to servicing transfer 06/21/2018 $ (284) $ 403,554 Transfer of cap due to servicing transfer 07/26/2018 $ (78,200) $ 325,354 Reallocation due to MHA program deobligation 08/27/2018 $ (4) $ 325,350 Transfer of cap due to servicing transfer 09/26/2018 $ (6) $ 325,344 Transfer of cap due to servicing transfer 10/25/2018 $ (273) $ 325,071 Transfer of cap due to servicing transfer 03/26/2010 $ (730,000) $ 230,000 Updated portfolio data from servicer 07/14/2010 $ 370,000 $ 600,000 Updated portfolio data from servicer 09/30/2010 $ 200,000 $ 800,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ (364,833) $ 435,167 Updated portfolio data from servicer 11/16/2010 $ 100,000 $ 535,167 Transfer of cap due to servicing transfer 01/06/2011 $ (1) $ 535,166 Updated due to quarterly assessment and reallocation 03/30/2011 $ (1) $ 535,165 Updated due to quarterly assessment and reallocation 192,608 Transfer of cap due to servicing transfer 9,870,000 Updated portfolio data from servicer/additional program initial cap 100 03/05/2010 09/24/2010 iServe Servicing, Inc. James B. Nutter & Company Irving Kansas City TX MO Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ 28,040,000 N/A 300,000 N/A 06/29/2011 $ (7) $ 535,158 Updated due to quarterly assessment and reallocation 06/28/2012 $ (6) $ 535,152 Updated due to quarterly assessment and reallocation 09/27/2012 $ (15) $ 535,137 Updated due to quarterly assessment and reallocation 12/27/2012 $ (3) $ 535,134 Updated due to quarterly assessment and reallocation 03/25/2013 $ (10) $ 535,124 Updated due to quarterly assessment and reallocation 06/27/2013 $ (4) $ 535,120 Updated due to quarterly assessment and reallocation 09/27/2013 $ (1) $ 535,119 Updated due to quarterly assessment and reallocation 12/23/2013 $ (2,242) $ 532,877 Updated due to quarterly assessment and reallocation 03/26/2014 $ (79) $ 532,798 Updated due to quarterly assessment and reallocation 06/26/2014 $ (930) $ 531,868 Updated due to quarterly assessment and reallocation 07/29/2014 $ (1,848) $ 530,020 Updated due to quarterly assessment and reallocation 09/29/2014 $ (610) $ 529,410 Updated due to quarterly assessment and reallocation 12/29/2014 $ (73,927) $ 455,483 Updated due to quarterly assessment and reallocation 03/26/2015 $ (27,803) $ 427,680 Updated due to quarterly assessment and reallocation 04/28/2015 $ (109,586) $ 318,094 Updated due to quarterly assessment and reallocation 06/25/2015 $ (25,989) $ 292,105 Updated due to quarterly assessment and reallocation 09/28/2015 $ (34,717) $ 257,388 Updated due to quarterly assessment and reallocation 12/28/2015 $ (25,693) $ 231,695 Updated due to quarterly assessment and reallocation 02/25/2016 $ (73,376) $ 158,319 Reallocation due to MHA program deobligation 03/28/2016 $ (1,533) $ 156,786 Updated due to quarterly assessment and reallocation 05/31/2016 $ (11,996) $ 144,790 Updated due to quarterly assessment and reallocation 06/27/2016 $ (7,166) $ 137,624 Updated due to quarterly assessment and reallocation 07/27/2016 $ (7,169) $ 09/28/2016 $ (12,537) $ 117,918 Updated due to quarterly assessment and reallocation 10/25/2016 $ (11,846) $ 106,072 Updated due to quarterly assessment and reallocation 11/07/2016 $ 4,567 $ 110,639 Updated due to quarterly assessment and reallocation 11/29/2016 $ (82) $ 110,557 Updated due to quarterly assessment and reallocation 12/27/2016 $ (13) $ 110,544 Transfer of cap due to servicing transfer 02/27/2017 $ (217) $ 110,327 Transfer of cap due to servicing transfer 04/26/2017 $ (14) $ 110,313 Transfer of cap due to servicing transfer 06/26/2017 $ (109) $ 110,204 Transfer of cap due to servicing transfer 07/26/2017 $ (3) $ 110,201 Transfer of cap due to servicing transfer 09/26/2017 $ (4,365) $ 105,836 Transfer of cap due to servicing transfer 10/26/2017 $ (541) $ 105,295 Transfer of cap due to servicing transfer 12/21/2017 $ (564) $ 104,731 Transfer of cap due to servicing transfer 02/26/2018 $ (27) $ 104,704 Transfer of cap due to servicing transfer 03/22/2018 $ (89) $ 104,615 Transfer of cap due to servicing transfer 04/25/2018 $ (176) $ 104,439 Transfer of cap due to servicing transfer 06/21/2018 $ (33) $ 104,406 Transfer of cap due to servicing transfer 07/26/2018 $ (3,718) $ 10/25/2018 $ (8) $ 05/26/2010 $ 120,000 $ 28,160,000 Updated portfolio data from servicer/additional program initial cap 07/14/2010 $ (12,660,000) $ 15,500,000 Updated portfolio data from servicer 09/30/2010 $ 100,000 $ 15,600,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ (3,125,218) $ 12,474,782 Updated portfolio data from servicer 11/16/2010 $ 800,000 $ 13,274,782 Transfer of cap due to servicing transfer 01/06/2011 $ (20) $ 13,274,762 Updated due to quarterly assessment and reallocation 03/30/2011 $ (24) $ 13,274,738 Updated due to quarterly assessment and reallocation 06/29/2011 $ (221) $ 13,274,517 Updated due to quarterly assessment and reallocation 06/28/2012 $ (169) $ 13,274,348 Updated due to quarterly assessment and reallocation 09/27/2012 $ (465) $ 13,273,883 Updated due to quarterly assessment and reallocation 12/27/2012 $ (78) $ 13,273,805 Updated due to quarterly assessment and reallocation 03/25/2013 $ (297) $ 13,273,508 Updated due to quarterly assessment and reallocation 06/27/2013 $ (112) $ 13,273,396 Updated due to quarterly assessment and reallocation 07/16/2013 $ (10,000) $ 13,263,396 Transfer of cap due to servicing transfer 09/27/2013 $ (40) $ 13,263,356 Updated due to quarterly assessment and reallocation 11/14/2013 $ (60,000) $ 13,203,356 Updated due to quarterly assessment and reallocation 12/23/2013 $ (67,516) $ 13,135,840 Updated due to quarterly assessment and reallocation 03/26/2014 $ (2,373) $ 13,133,467 Updated due to quarterly assessment and reallocation 06/26/2014 $ (28,014) $ 13,105,453 Updated due to quarterly assessment and reallocation 07/29/2014 $ (55,640) $ 13,049,813 Updated due to quarterly assessment and reallocation 09/29/2014 $ (18,379) $ 13,031,434 Updated due to quarterly assessment and reallocation 12/29/2014 $ (2,226,283) $ 10,805,151 Updated due to quarterly assessment and reallocation 03/26/2015 $ (837,269) $ 9,967,882 Updated due to quarterly assessment and reallocation 04/02/2015 $ (9,967,882) 09/30/2010 $ 135,167 $ 435,167 Updated portfolio data from servicer 01/06/2011 $ (1) $ 435,166 Updated due to quarterly assessment and reallocation 03/30/2011 $ (1) $ 435,165 Updated due to quarterly assessment and reallocation 06/29/2011 $ (6) $ 435,159 Updated due to quarterly assessment and reallocation 06/28/2012 $ (4) $ 435,155 Updated due to quarterly assessment and reallocation 09/27/2012 $ (12) $ 435,143 Updated due to quarterly assessment and reallocation 12/27/2012 $ (2) $ 435,141 Updated due to quarterly assessment and reallocation 03/25/2013 $ (8) $ 435,133 Updated due to quarterly assessment and reallocation 06/27/2013 $ (3) $ 435,130 Updated due to quarterly assessment and reallocation 09/27/2013 $ (1) $ 435,129 Updated due to quarterly assessment and reallocation 12/23/2013 $ (1,727) $ 433,402 Updated due to quarterly assessment and reallocation 03/26/2014 $ (61) $ 433,341 Updated due to quarterly assessment and reallocation 06/26/2014 $ (716) $ 432,625 Updated due to quarterly assessment and reallocation 130,455 Updated due to quarterly assessment and reallocation 100,688 Reallocation due to MHA program deobligation 100,680 Transfer of cap due to servicing transfer - Termination of SPA 101 07/29/2014 $ (1,423) $ 431,202 Updated due to quarterly assessment and reallocation 09/29/2014 $ (470) $ 430,732 Updated due to quarterly assessment and reallocation 12/29/2014 $ (56,939) $ 373,793 Updated due to quarterly assessment and reallocation 03/26/2015 $ (21,414) $ 352,379 Updated due to quarterly assessment and reallocation 04/28/2015 $ (84,403) $ 267,976 Updated due to quarterly assessment and reallocation 06/25/2015 $ (20,017) $ 247,959 Updated due to quarterly assessment and reallocation 09/28/2015 $ (26,739) $ 221,220 Updated due to quarterly assessment and reallocation 12/28/2015 $ (19,789) $ 201,431 Updated due to quarterly assessment and reallocation 02/25/2016 $ (56,514) $ 144,917 Reallocation due to MHA program deobligation 03/28/2016 $ (1,180) $ 143,737 Updated due to quarterly assessment and reallocation 05/31/2016 $ (9,240) $ 134,497 Updated due to quarterly assessment and reallocation 06/27/2016 $ (5,519) $ 128,978 Updated due to quarterly assessment and reallocation 07/27/2016 $ (4,874) $ 124,104 Updated due to quarterly assessment and reallocation 09/28/2016 $ (3,166) $ 120,938 Updated due to quarterly assessment and reallocation 10/25/2016 $ 768,695 $ 889,633 Updated due to quarterly assessment and reallocation - 11/07/2016 07/31/2009 JP Morgan Chase Bank, NA Lewisville TX Purchase Financial Instrument for Home Loan Modifications $ 2,699,720,000 N/A $ 889,633 Updated due to quarterly assessment and reallocation 11/29/2016 $ (942) $ 888,691 Updated due to quarterly assessment and reallocation 12/27/2016 $ (121) $ 888,570 Transfer of cap due to servicing transfer 02/27/2017 $ (2,763) $ 885,807 Transfer of cap due to servicing transfer 04/26/2017 $ (183) $ 885,624 Transfer of cap due to servicing transfer 06/26/2017 $ (1,501) $ 884,123 Transfer of cap due to servicing transfer 07/26/2017 $ (48) $ 884,075 Transfer of cap due to servicing transfer 09/26/2017 $ (55,212) $ 10/26/2017 $ (7,932) $ 820,931 Transfer of cap due to servicing transfer 12/21/2017 $ (10,591) $ 810,340 Transfer of cap due to servicing transfer 02/26/2018 $ (705) $ 809,635 Transfer of cap due to servicing transfer 03/22/2018 $ (2,728) $ 806,907 Transfer of cap due to servicing transfer 04/25/2018 $ (5,412) $ 801,495 Transfer of cap due to servicing transfer 06/21/2018 $ (1,091) $ 800,404 Transfer of cap due to servicing transfer 07/26/2018 $ (214,696) $ 585,708 Reallocation due to MHA program deobligation 08/27/2018 $ (12) $ 585,696 Transfer of cap due to servicing transfer 09/26/2018 $ (16) $ 10/25/2018 $ (732) $ 09/30/2009 $ (14,850,000) $ 2,684,870,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 1,178,180,000 $ 3,863,050,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 1,006,580,000 $ 4,869,630,000 Updated portfolio data from servicer/additional program initial cap 07/14/2010 $ (1,934,230,000) $ 2,935,400,000 Updated portfolio data from servicer 09/30/2010 $ 72,400,000 $ 3,007,800,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ 215,625,536 $ 3,223,425,536 Updated portfolio data from servicer 01/06/2011 $ (3,636) $ 3,223,421,900 Updated due to quarterly assessment and reallocation 03/16/2011 $ (100,000) $ 3,223,321,900 Transfer of cap due to servicing transfer 03/30/2011 $ (3,999) $ 3,223,317,901 Updated due to quarterly assessment and reallocation 04/13/2011 $ (200,000) $ 3,223,117,901 Transfer of cap due to servicing transfer 05/13/2011 $ 122,700,000 $ 3,345,817,901 Transfer of cap due to servicing transfer 06/29/2011 $ (34,606) $ 3,345,783,295 Updated due to quarterly assessment and reallocation 07/14/2011 $ 600,000 $ 3,346,383,295 Transfer of cap due to servicing transfer 08/16/2011 $ (400,000) $ 3,345,983,295 Transfer of cap due to servicing transfer 09/15/2011 $ (100,000) $ 3,345,883,295 Transfer of cap due to servicing transfer 10/14/2011 $ 200,000 $ 3,346,083,295 Transfer of cap due to servicing transfer 10/19/2011 $ 519,211,309 $ 3,865,294,604 Transfer of cap due to servicing transfer 11/16/2011 $ (2,800,000) $ 3,862,494,604 Transfer of cap due to servicing transfer 01/13/2012 $ (100,000) $ 3,862,394,604 Transfer of cap due to servicing transfer 02/16/2012 $ (100,000) $ 3,862,294,604 Transfer of cap due to servicing transfer 05/16/2012 $ (126,080,000) $ 3,736,214,604 Transfer of cap due to servicing transfer 06/14/2012 $ (1,620,000) $ 3,734,594,604 Transfer of cap due to servicing transfer 06/28/2012 $ (16,192) $ 3,734,578,412 Updated due to quarterly assessment and reallocation 07/16/2012 $ (2,300,000) $ 3,732,278,412 Transfer of cap due to servicing transfer 08/16/2012 $ (20,000) $ 3,732,258,412 Transfer of cap due to servicing transfer 09/27/2012 $ (37,341) $ 3,732,221,071 Updated due to quarterly assessment and reallocation 10/16/2012 $ (1,130,000) $ 3,731,091,071 Transfer of cap due to servicing transfer 11/15/2012 $ (3,770,000) $ 3,727,321,071 Transfer of cap due to servicing transfer 12/14/2012 $ (180,000) $ 3,727,141,071 Transfer of cap due to servicing transfer 12/27/2012 $ (4,535) $ 3,727,136,536 Updated due to quarterly assessment and reallocation 01/16/2013 $ (60,000) $ 3,727,076,536 Transfer of cap due to servicing transfer 02/14/2013 $ (520,000) $ 3,726,556,536 Transfer of cap due to servicing transfer 03/14/2013 $ (90,000) $ 3,726,466,536 Transfer of cap due to servicing transfer 03/25/2013 $ (14,310) $ 3,726,452,226 Updated due to quarterly assessment and reallocation 04/16/2013 $ (110,000) $ 3,726,342,226 Transfer of cap due to servicing transfer 05/16/2013 $ (120,000) $ 3,726,222,226 Transfer of cap due to servicing transfer 06/14/2013 $ (50,000) $ 3,726,172,226 Transfer of cap due to servicing transfer 06/27/2013 $ (3,778) $ 3,726,168,448 Updated due to quarterly assessment and reallocation 07/16/2013 $ (103,240,000) $ 3,622,928,448 Transfer of cap due to servicing transfer 08/15/2013 $ (20,000) $ 3,622,908,448 Transfer of cap due to servicing transfer 09/16/2013 $ (99,960,000) $ 3,522,948,448 Transfer of cap due to servicing transfer 09/27/2013 $ (724) $ 3,522,947,724 Updated due to quarterly assessment and reallocation 10/15/2013 $ (77,990,000) $ 3,444,957,724 Transfer of cap due to servicing transfer 11/14/2013 $ (15,610,000) $ 3,429,347,724 Transfer of cap due to servicing transfer 12/16/2013 $ (50,000) $ 3,429,297,724 Transfer of cap due to servicing transfer 828,863 Transfer of cap due to servicing transfer 585,680 Transfer of cap due to servicing transfer 584,948 Transfer of cap due to servicing transfer 102 12/23/2013 $ (840,396) $ 3,428,457,328 Updated due to quarterly assessment and reallocation 01/16/2014 $ (5,790,000) $ 3,422,667,328 Transfer of cap due to servicing transfer 02/13/2014 $ (52,670,000) $ 3,369,997,328 Transfer of cap due to servicing transfer 03/14/2014 $ (3,730,000) $ 3,366,267,328 Transfer of cap due to servicing transfer 03/26/2014 $ (21,412) $ 3,366,245,916 Updated due to quarterly assessment and reallocation 04/16/2014 $ (14,000,000) $ 3,352,245,916 Transfer of cap due to servicing transfer 05/15/2014 $ (18,970,000) $ 3,333,275,916 Transfer of cap due to servicing transfer 06/16/2014 $ (30,170,000) $ 3,303,105,916 Transfer of cap due to servicing transfer 06/26/2014 $ (101,752) $ 3,303,004,164 Updated due to quarterly assessment and reallocation 07/16/2014 $ (12,980,000) $ 3,290,024,164 Transfer of cap due to servicing transfer 07/29/2014 $ (154,293) $ 3,289,869,871 Updated due to quarterly assessment and reallocation 08/14/2014 $ (7,180,000) $ 3,282,689,871 Transfer of cap due to servicing transfer 09/16/2014 $ (9,640,000) $ 3,273,049,871 Transfer of cap due to servicing transfer 09/29/2014 $ (18,088) $ 3,273,031,783 Updated due to quarterly assessment and reallocation 10/16/2014 $ (390,000) $ 3,272,641,783 Transfer of cap due to servicing transfer 11/14/2014 $ (10,150,000) $ 3,262,491,783 Transfer of cap due to servicing transfer 12/16/2014 $ (4,800,000) $ 3,257,691,783 Transfer of cap due to servicing transfer 12/29/2014 $ 549,933,107 $ 3,807,624,890 Updated due to quarterly assessment and reallocation 01/15/2015 $ (10,720,000) $ 3,796,904,890 Transfer of cap due to servicing transfer 02/13/2015 $ (4,030,000) $ 3,792,874,890 Transfer of cap due to servicing transfer 03/16/2015 $ (47,020,000) $ 3,745,854,890 Transfer of cap due to servicing transfer 03/26/2015 $ 40,703,961 $ 3,786,558,851 Updated due to quarterly assessment and reallocation 04/16/2015 $ (3,010,000) $ 3,783,548,851 Transfer of cap due to servicing transfer 04/28/2015 $ 332,660,757 $ 4,116,209,608 Updated due to quarterly assessment and reallocation 05/14/2015 $ (8,210,000) $ 4,107,999,608 Transfer of cap due to servicing transfer 06/16/2015 $ (14,130,000) $ 4,093,869,608 Transfer of cap due to servicing transfer 06/25/2015 $ 40,588,882 $ 4,134,458,490 Updated due to quarterly assessment and reallocation 07/16/2015 $ (17,520,000) $ 4,116,938,490 Transfer of cap due to servicing transfer 08/14/2015 $ (10,000) $ 4,116,928,490 Transfer of cap due to servicing transfer 09/16/2015 $ 760,000 $ 4,117,688,490 Transfer of cap due to servicing transfer 09/28/2015 $ 27,225,885 $ 4,144,914,375 Updated due to quarterly assessment and reallocation 10/15/2015 $ (7,740,000) $ 4,137,174,375 Transfer of cap due to servicing transfer 11/16/2015 $ (6,050,000) $ 4,131,124,375 Transfer of cap due to servicing transfer 12/16/2015 $ (1,730,000) $ 4,129,394,375 Transfer of cap due to servicing transfer 12/28/2015 $ 37,401,098 $ 4,166,795,473 Updated due to quarterly assessment and reallocation 01/14/2016 $ (36,700,000) $ 4,130,095,473 Transfer of cap due to servicing transfer 02/16/2016 $ (200,000) $ 4,129,895,473 Transfer of cap due to servicing transfer 02/25/2016 $ (132,520,607) $ 3,997,374,866 Reallocation due to MHA program deobligation 03/16/2016 $ (9,320,000) $ 3,988,054,866 Transfer of cap due to servicing transfer 03/28/2016 $ (2,278,595) $ 3,985,776,271 Updated due to quarterly assessment and reallocation 04/14/2016 $ (10,440,000) $ 3,975,336,271 Transfer of cap due to servicing transfer 05/16/2016 $ (6,730,000) $ 3,968,606,271 Transfer of cap due to servicing transfer 05/31/2016 $ (9,933,223) $ 3,958,673,048 Updated due to quarterly assessment and reallocation 06/16/2016 $ (12,340,000) $ 3,946,333,048 Transfer of cap due to servicing transfer 06/27/2016 $ (2,835,363) $ 3,943,497,685 Updated due to quarterly assessment and reallocation 07/14/2016 $ (4,110,000) $ 3,939,387,685 Transfer of cap due to servicing transfer 07/27/2016 $ (948,157) $ 3,938,439,528 Updated due to quarterly assessment and reallocation 08/16/2016 $ (3,580,000) $ 3,934,859,528 Transfer of cap due to servicing transfer 09/15/2016 $ (14,270,000) $ 3,920,589,528 Transfer of cap due to servicing transfer 09/28/2016 $ 15,375,281 $ 3,935,964,809 Updated due to quarterly assessment and reallocation 10/14/2016 $ (9,110,000) $ 3,926,854,809 Transfer of cap due to servicing transfer 10/25/2016 $ 20,786,505 $ 3,947,641,314 Updated due to quarterly assessment and reallocation - $ 3,947,641,314 Updated due to quarterly assessment and reallocation 11/16/2016 $ (2,100,000) $ 3,945,541,314 Transfer of cap due to servicing transfer 11/29/2016 $ (1,577,236) $ 3,943,964,078 Updated due to quarterly assessment and reallocation 12/15/2016 $ (15,070,000) $ 3,928,894,078 Transfer of cap due to servicing transfer 12/27/2016 $ (223,639) $ 3,928,670,439 Transfer of cap due to servicing transfer 01/13/2017 $ (470,000) $ 3,928,200,439 Transfer of cap due to servicing transfer 02/16/2017 $ (11,790,000) $ 3,916,410,439 Transfer of cap due to servicing transfer 02/27/2017 $ (3,770,648) $ 3,912,639,791 Transfer of cap due to servicing transfer 03/16/2017 $ (9,410,000) $ 3,903,229,791 Transfer of cap due to servicing transfer 04/26/2017 $ (247,939) $ 3,902,981,852 Transfer of cap due to servicing transfer 06/26/2017 $ (2,033,044) $ 3,900,948,808 Transfer of cap due to servicing transfer 07/26/2017 $ (62,047) $ 3,900,886,761 Transfer of cap due to servicing transfer 09/26/2017 $ 14,201,120 $ 3,915,087,881 Transfer of cap due to servicing transfer 10/26/2017 $ (774,778) $ 3,914,313,103 Transfer of cap due to servicing transfer 12/21/2017 $ 32,027,195 $ 3,946,340,298 Transfer of cap due to servicing transfer 02/26/2018 $ (180,881) $ 3,946,159,417 Transfer of cap due to servicing transfer 03/22/2018 $ (799,863) $ 3,945,359,554 Transfer of cap due to servicing transfer 04/25/2018 $ (1,753,089) $ 3,943,606,465 Transfer of cap due to servicing transfer 06/21/2018 $ (396,148) $ 3,943,210,317 Transfer of cap due to servicing transfer 07/26/2018 $ (540,428,289) $ 3,402,782,028 Reallocation due to MHA program deobligation 08/27/2018 $ (30,685) $ 3,402,751,343 Transfer of cap due to servicing transfer 09/26/2018 $ (33,861) $ 3,402,717,482 Transfer of cap due to servicing transfer 10/25/2018 $ (1,235,486) $ 3,401,481,996 Transfer of cap due to servicing transfer 03/25/2019 $ (2,437,736) $ 3,399,044,260 Transfer of cap due to servicing transfer 11/15/2012 $ 30,000 $ 30,000 Transfer of cap due to servicing transfer 12/14/2012 $ 70,000 $ 100,000 Transfer of cap due to servicing transfer 11/07/2016 11/15/2012 Kondaur Capital Corporation Orange CA Purchase Financial Instrument for Home Loan Modifications - N/A 3 103 08/05/2009 Lake City Bank Warsaw IN Purchase Financial Instrument for Home Loan Modifications $ 420,000 N/A 01/16/2013 $ (10,000) $ 02/14/2013 $ (10,000) $ 04/16/2013 $ (10,000) $ 70,000 Transfer of cap due to servicing transfer 05/16/2013 $ 130,000 $ 200,000 Transfer of cap due to servicing transfer 06/14/2013 $ (50,000) $ 150,000 Transfer of cap due to servicing transfer 07/16/2013 $ (20,000) $ 130,000 Transfer of cap due to servicing transfer 12/23/2013 $ (155) $ 03/14/2014 $ 2,240,000 $ 2,369,845 Transfer of cap due to servicing transfer 03/26/2014 $ (373) $ 2,369,472 Updated due to quarterly assessment and reallocation 06/26/2014 $ (4,497) $ 2,364,975 Updated due to quarterly assessment and reallocation 07/29/2014 $ (8,932) $ 2,356,043 Updated due to quarterly assessment and reallocation 09/16/2014 $ (40,000) $ 2,316,043 Transfer of cap due to servicing transfer 09/29/2014 $ (2,954) $ 2,313,089 Updated due to quarterly assessment and reallocation 11/14/2014 $ (340,000) $ 1,973,089 Transfer of cap due to servicing transfer 12/16/2014 $ (50,000) $ 1,923,089 Transfer of cap due to servicing transfer 12/29/2014 $ (296,094) $ 1,626,995 Updated due to quarterly assessment and reallocation 01/15/2015 $ (100,000) $ 1,526,995 Transfer of cap due to servicing transfer 02/13/2015 $ (20,000) $ 1,506,995 Transfer of cap due to servicing transfer 03/26/2015 $ (92,587) $ 1,414,408 Updated due to quarterly assessment and reallocation 04/16/2015 $ 6,360,000 $ 7,774,408 Transfer of cap due to servicing transfer 04/28/2015 $ (2,372,693) $ 5,401,715 Updated due to quarterly assessment and reallocation 05/14/2015 $ (430,000) $ 4,971,715 Transfer of cap due to servicing transfer 06/16/2015 $ (240,000) $ 4,731,715 Transfer of cap due to servicing transfer 06/25/2015 $ (505,871) $ 4,225,844 Updated due to quarterly assessment and reallocation 07/16/2015 $ (30,000) $ 4,195,844 Transfer of cap due to servicing transfer 08/14/2015 $ (160,000) $ 4,035,844 Transfer of cap due to servicing transfer 09/16/2015 $ (20,000) $ 4,015,844 Transfer of cap due to servicing transfer 09/28/2015 $ (647,986) $ 3,367,858 Updated due to quarterly assessment and reallocation 10/15/2015 $ 170,000 $ 3,537,858 Transfer of cap due to servicing transfer 11/16/2015 $ (260,000) $ 3,277,858 Transfer of cap due to servicing transfer 12/16/2015 $ 460,000 $ 3,737,858 Transfer of cap due to servicing transfer 12/28/2015 $ (546,139) $ 3,191,719 Updated due to quarterly assessment and reallocation 01/14/2016 $ 50,000 $ 3,241,719 Transfer of cap due to servicing transfer 02/25/2016 $ (1,600,422) $ 1,641,297 Reallocation due to MHA program deobligation 03/16/2016 $ (1,350,000) $ 291,297 Transfer of cap due to servicing transfer 03/28/2016 $ 42,705 $ 334,002 Updated due to quarterly assessment and reallocation 04/14/2016 $ (50,000) $ 284,002 Transfer of cap due to servicing transfer 05/16/2016 $ (50,000) $ 234,002 Transfer of cap due to servicing transfer 05/31/2016 $ 285,059 $ 519,061 Updated due to quarterly assessment and reallocation 06/27/2016 $ 77,867 $ 596,928 Updated due to quarterly assessment and reallocation 07/14/2016 $ (30,000) $ 566,928 Transfer of cap due to servicing transfer 07/27/2016 $ 128,027 $ 694,955 Updated due to quarterly assessment and reallocation 08/16/2016 $ (30,000) $ 664,955 Transfer of cap due to servicing transfer 09/15/2016 $ 10,000 $ 674,955 Transfer of cap due to servicing transfer 09/28/2016 $ (3,561) $ 671,394 Updated due to quarterly assessment and reallocation 10/25/2016 $ (31,666) $ 639,728 Updated due to quarterly assessment and reallocation 11/07/2016 $ 12,208 $ 651,936 Updated due to quarterly assessment and reallocation 11/16/2016 $ (30,000) $ 621,936 Transfer of cap due to servicing transfer 11/29/2016 $ (241) $ 621,695 Updated due to quarterly assessment and reallocation 12/15/2016 $ (190,000) $ 431,695 Transfer of cap due to servicing transfer 12/27/2016 $ 129,527 $ 561,222 Transfer of cap due to servicing transfer 01/13/2017 $ 60,000 $ 621,222 Transfer of cap due to servicing transfer 02/16/2017 $ (10,000) $ 611,222 Transfer of cap due to servicing transfer 02/27/2017 $ (1,265) $ 609,957 Transfer of cap due to servicing transfer 03/16/2017 $ (10,000) $ 599,957 Transfer of cap due to servicing transfer 04/26/2017 $ (148) $ 599,809 Transfer of cap due to servicing transfer 06/26/2017 $ (3,554) $ 596,255 Transfer of cap due to servicing transfer 07/26/2017 $ (108) $ 596,147 Transfer of cap due to servicing transfer 09/26/2017 $ (33,047) $ 563,100 Transfer of cap due to servicing transfer 10/26/2017 $ (10,253) $ 552,847 Transfer of cap due to servicing transfer 12/21/2017 $ (9,940) $ 542,907 Transfer of cap due to servicing transfer 02/26/2018 $ (483) $ 542,424 Transfer of cap due to servicing transfer 03/22/2018 $ (1,573) $ 540,851 Transfer of cap due to servicing transfer 04/25/2018 $ 672,889 $ 1,213,740 Transfer of cap due to servicing transfer 06/21/2018 $ (923) $ 1,212,817 Transfer of cap due to servicing transfer 07/26/2018 $ (245,969) $ 966,848 Reallocation due to MHA program deobligation 08/27/2018 $ (16) $ 966,832 Transfer of cap due to servicing transfer 09/26/2018 $ (19) $ 966,813 Transfer of cap due to servicing transfer 10/25/2018 $ (844) $ 965,969 Transfer of cap due to servicing transfer 09/30/2009 $ 180,000 $ 600,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ (350,000) $ 250,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 20,000 $ 270,000 Updated portfolio data from servicer 07/14/2010 $ (70,000) $ 200,000 Updated portfolio data from servicer 09/30/2010 $ 90,111 $ 290,111 Updated portfolio data from servicer 06/29/2011 $ (3) $ 290,108 Updated due to quarterly assessment and reallocation 06/28/2012 $ (2) $ 290,106 Updated due to quarterly assessment and reallocation 09/27/2012 $ (7) $ 290,099 Updated due to quarterly assessment and reallocation 12/27/2012 $ (1) $ 290,098 Updated due to quarterly assessment and reallocation 90,000 Transfer of cap due to servicing transfer 80,000 Transfer of cap due to servicing transfer 129,845 Updated due to quarterly assessment and reallocation 104 07/10/2009 06/16/2014 01/16/2014 Lake National Bank Land/Home Financial Services, Inc. LenderLive Network, Inc Mentor Concord Glendale OH CA CO Purchase Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ 03/25/2013 $ (4) $ 290,094 Updated due to quarterly assessment and reallocation 06/27/2013 $ (2) $ 290,092 Updated due to quarterly assessment and reallocation 09/27/2013 $ (1) $ 290,091 Updated due to quarterly assessment and reallocation 12/23/2013 $ (979) $ 289,112 Updated due to quarterly assessment and reallocation 03/26/2014 $ (34) $ 289,078 Updated due to quarterly assessment and reallocation 06/26/2014 $ (406) $ 288,672 Updated due to quarterly assessment and reallocation 07/29/2014 $ (807) $ 287,865 Updated due to quarterly assessment and reallocation 09/29/2014 $ (267) $ 287,598 Updated due to quarterly assessment and reallocation 12/29/2014 $ (26,057) $ 261,541 Updated due to quarterly assessment and reallocation 03/26/2015 $ (9,806) $ 251,735 Updated due to quarterly assessment and reallocation 04/28/2015 $ (17,748) $ 233,987 Updated due to quarterly assessment and reallocation 06/25/2015 $ (4,963) $ 229,024 Updated due to quarterly assessment and reallocation 09/28/2015 $ (6,649) $ 222,375 Updated due to quarterly assessment and reallocation 12/28/2015 $ (4,972) $ 217,403 Updated due to quarterly assessment and reallocation 02/25/2016 $ (23,766) $ 193,637 Reallocation due to MHA program deobligation 03/28/2016 $ (342) $ 193,295 Updated due to quarterly assessment and reallocation 05/31/2016 $ (3,960) $ 189,335 Updated due to quarterly assessment and reallocation 06/27/2016 $ (2,382) $ 186,953 Updated due to quarterly assessment and reallocation 07/27/2016 $ (3,503) $ 183,450 Updated due to quarterly assessment and reallocation 09/28/2016 $ (6,167) $ 177,283 Updated due to quarterly assessment and reallocation 10/25/2016 $ (5,892) $ 171,391 Updated due to quarterly assessment and reallocation 11/07/2016 $ 2,272 $ 173,663 Updated due to quarterly assessment and reallocation 11/29/2016 $ (114) $ 12/27/2016 $ (27) $ 173,522 Transfer of cap due to servicing transfer 02/27/2017 $ (474) $ 173,048 Transfer of cap due to servicing transfer 04/26/2017 $ (31) $ 173,017 Transfer of cap due to servicing transfer 06/26/2017 $ (298) $ 172,719 Transfer of cap due to servicing transfer 07/26/2017 $ (9) $ 172,710 Transfer of cap due to servicing transfer 09/26/2017 $ (8,358) $ 164,352 Transfer of cap due to servicing transfer 10/26/2017 $ (1,046) $ 163,306 Transfer of cap due to servicing transfer 12/21/2017 $ (1,736) $ 161,570 Transfer of cap due to servicing transfer 02/26/2018 $ (85) $ 161,485 Transfer of cap due to servicing transfer 03/22/2018 $ (280) $ 161,205 Transfer of cap due to servicing transfer 04/25/2018 $ (554) $ 160,651 Transfer of cap due to servicing transfer 06/21/2018 $ (104) $ 160,547 Transfer of cap due to servicing transfer 07/26/2018 $ (30,250) $ 130,297 Reallocation due to MHA program deobligation 08/27/2018 $ (2) $ 130,295 Transfer of cap due to servicing transfer 09/26/2018 $ (2) $ 130,293 Transfer of cap due to servicing transfer 10/25/2018 $ (62) $ 130,231 Transfer of cap due to servicing transfer 09/30/2009 $ 150,000 $ 250,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 130,000 $ 380,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 50,000 $ 430,000 Updated portfolio data from servicer 07/14/2010 $ (30,000) $ 400,000 Updated portfolio data from servicer 09/30/2010 $ 35,167 $ 435,167 Updated portfolio data from servicer 01/06/2011 $ (1) $ 435,166 Updated due to quarterly assessment and reallocation 03/30/2011 $ (1) $ 435,165 Updated due to quarterly assessment and reallocation 06/29/2011 $ (6) $ 435,159 Updated due to quarterly assessment and reallocation 06/28/2012 $ (4) $ 435,155 Updated due to quarterly assessment and reallocation 6 08/23/2012 $ (424,504) $ 3 06/16/2014 $ 40,000 $ 40,000 Transfer of cap due to servicing transfer 09/16/2014 $ 20,000 $ 60,000 Transfer of cap due to servicing transfer 07/14/2016 $ 10,000 $ 70,000 Transfer of cap due to servicing transfer 01/16/2014 $ 100,000 $ 100,000 Transfer of cap due to servicing transfer 03/14/2014 $ 10,000 $ 110,000 Transfer of cap due to servicing transfer 03/26/2014 $ (2) $ 109,998 Updated due to quarterly assessment and reallocation 05/15/2014 $ 20,000 $ 129,998 Transfer of cap due to servicing transfer 06/16/2014 $ 80,000 $ 209,998 Transfer of cap due to servicing transfer 06/26/2014 $ (236) $ 209,762 Updated due to quarterly assessment and reallocation 07/16/2014 $ 140,000 $ 349,762 Transfer of cap due to servicing transfer 07/29/2014 $ (1,069) $ 348,693 Updated due to quarterly assessment and reallocation 08/14/2014 $ 60,000 $ 408,693 Transfer of cap due to servicing transfer 09/29/2014 $ (438) $ 408,255 Updated due to quarterly assessment and reallocation 12/29/2014 $ (30,607) $ 377,648 Updated due to quarterly assessment and reallocation 03/26/2015 $ (11,543) $ 366,105 Updated due to quarterly assessment and reallocation 04/28/2015 $ (45,568) $ 320,537 Updated due to quarterly assessment and reallocation 06/25/2015 $ (10,869) $ 309,668 Updated due to quarterly assessment and reallocation 07/16/2015 $ 10,000 $ 319,668 Transfer of cap due to servicing transfer 09/28/2015 $ (16,383) $ 303,285 Updated due to quarterly assessment and reallocation 11/16/2015 $ 10,000 $ 313,285 Transfer of cap due to servicing transfer 12/28/2015 $ (13,791) $ 299,494 Updated due to quarterly assessment and reallocation 02/16/2016 $ 360,000 $ 659,494 Transfer of cap due to servicing transfer 02/25/2016 $ (251,560) $ 407,934 Reallocation due to MHA program deobligation 03/16/2016 $ 20,000 $ 427,934 Transfer of cap due to servicing transfer 03/28/2016 $ (5,780) $ 422,154 Updated due to quarterly assessment and reallocation 04/14/2016 $ (70,000) $ 352,154 Transfer of cap due to servicing transfer 05/31/2016 $ (45,497) $ 306,657 Updated due to quarterly assessment and reallocation 06/27/2016 $ (27,179) $ 279,478 Updated due to quarterly assessment and reallocation 07/27/2016 $ (27,187) $ 252,291 Updated due to quarterly assessment and reallocation 100,000 N/A - N/A - N/A 3 173,549 Updated due to quarterly assessment and reallocation 10,651 Termination of SPA 105 09/28/2016 $ (47,546) $ 204,745 Updated due to quarterly assessment and reallocation - $ 204,745 Transfer of cap due to servicing transfer 10/25/2016 $ (44,928) $ 159,817 Updated due to quarterly assessment and reallocation 11/07/2016 $ 17,322 $ 177,139 Updated due to quarterly assessment and reallocation 11/29/2016 $ (369) $ 176,770 Updated due to quarterly assessment and reallocation 12/27/2016 $ (56) $ 176,714 Transfer of cap due to servicing transfer 02/27/2017 $ (978) $ 175,736 Transfer of cap due to servicing transfer 04/26/2017 $ (64) $ 175,672 Transfer of cap due to servicing transfer 06/26/2017 $ (493) $ 175,179 Transfer of cap due to servicing transfer 07/26/2017 $ (15) $ 175,164 Transfer of cap due to servicing transfer 09/26/2017 $ (16,420) $ 158,744 Transfer of cap due to servicing transfer 10/26/2017 $ (2,036) $ 156,708 Transfer of cap due to servicing transfer 12/21/2017 $ (2,121) $ 154,587 Transfer of cap due to servicing transfer 02/26/2018 $ (103) $ 154,484 Transfer of cap due to servicing transfer 03/22/2018 $ (336) $ 154,148 Transfer of cap due to servicing transfer 04/25/2018 $ (664) $ 153,484 Transfer of cap due to servicing transfer 06/21/2018 $ (124) $ 153,360 Transfer of cap due to servicing transfer 07/26/2018 $ (31,300) $ 122,060 Reallocation due to MHA program deobligation 08/27/2018 $ (2) $ 122,058 Transfer of cap due to servicing transfer 09/26/2018 $ (2) $ 122,056 Transfer of cap due to servicing transfer 10/25/2018 $ (64) $ 09/30/2010 $ 450,556 $ 1,450,556 Updated portfolio data from servicer 01/06/2011 $ (2) $ 1,450,554 Updated due to quarterly assessment and reallocation 03/30/2011 $ (2) $ 1,450,552 Updated due to quarterly assessment and reallocation 06/29/2011 $ (23) $ 1,450,529 Updated due to quarterly assessment and reallocation 06/28/2012 $ (17) $ 1,450,512 Updated due to quarterly assessment and reallocation 09/27/2012 $ (48) $ 1,450,464 Updated due to quarterly assessment and reallocation 12/27/2012 $ (8) $ 1,450,456 Updated due to quarterly assessment and reallocation 03/25/2013 $ (30) $ 1,450,426 Updated due to quarterly assessment and reallocation 06/27/2013 $ (11) $ 1,450,415 Updated due to quarterly assessment and reallocation 09/27/2013 $ (4) $ 1,450,411 Updated due to quarterly assessment and reallocation 12/23/2013 $ (6,958) $ 1,443,453 Updated due to quarterly assessment and reallocation 03/26/2014 $ (245) $ 1,443,208 Updated due to quarterly assessment and reallocation 06/26/2014 $ (2,887) $ 1,440,321 Updated due to quarterly assessment and reallocation 07/29/2014 $ (5,734) $ 1,434,587 Updated due to quarterly assessment and reallocation 09/29/2014 $ (1,894) $ 1,432,693 Updated due to quarterly assessment and reallocation 12/29/2014 $ (229,437) $ 1,203,256 Updated due to quarterly assessment and reallocation 03/26/2015 $ (86,288) $ 1,116,968 Updated due to quarterly assessment and reallocation 04/28/2015 $ (340,104) $ 776,864 Updated due to quarterly assessment and reallocation 06/25/2015 $ (80,659) $ 696,205 Updated due to quarterly assessment and reallocation 09/28/2015 $ (107,746) $ 588,459 Updated due to quarterly assessment and reallocation 12/28/2015 $ (79,741) $ 508,718 Updated due to quarterly assessment and reallocation 02/25/2016 $ (227,724) $ 280,994 Reallocation due to MHA program deobligation 03/28/2016 $ (4,757) $ 276,237 Updated due to quarterly assessment and reallocation 05/31/2016 $ (37,231) $ 239,006 Updated due to quarterly assessment and reallocation 06/27/2016 $ (22,241) $ 216,765 Updated due to quarterly assessment and reallocation 07/27/2016 $ (22,248) $ 194,517 Updated due to quarterly assessment and reallocation 09/28/2016 $ (38,907) $ 155,610 Updated due to quarterly assessment and reallocation 10/25/2016 $ (36,765) $ 118,845 Updated due to quarterly assessment and reallocation 11/07/2016 $ 14,174 $ 133,019 Updated due to quarterly assessment and reallocation 11/29/2016 $ (254) $ 132,765 Updated due to quarterly assessment and reallocation 12/27/2016 $ (39) $ 132,726 Transfer of cap due to servicing transfer 02/27/2017 $ (674) $ 132,052 Transfer of cap due to servicing transfer 04/26/2017 $ (44) $ 132,008 Transfer of cap due to servicing transfer 06/26/2017 $ (340) $ 131,668 Transfer of cap due to servicing transfer 07/26/2017 $ (10) $ 131,658 Transfer of cap due to servicing transfer 08/16/2017 $ (131,658) 12/16/2014 $ 10,000 $ 10,000 Transfer of cap due to servicing transfer 08/16/2017 $ (10,000) 09/30/2009 $ 313,050,000 $ 1,087,950,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 275,370,000 $ 1,363,320,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 278,910,000 $ 1,642,230,000 Updated portfolio data from servicer 07/14/2010 $ (474,730,000) $ 1,167,500,000 Updated portfolio data from servicer 08/13/2010 $ (700,000) $ 1,166,800,000 Transfer of cap due to servicing transfer 09/15/2010 $ (1,000,000) $ 1,165,800,000 Transfer of cap due to servicing transfer 09/30/2010 $ (115,017,236) $ 1,050,782,764 Updated portfolio data from servicer 10/15/2010 $ (800,000) $ 1,049,982,764 Transfer of cap due to servicing transfer 12/15/2010 $ 800,000 $ 1,050,782,764 Transfer of cap due to servicing transfer 01/06/2011 $ (1,286) $ 1,050,781,478 Updated due to quarterly assessment and reallocation 03/16/2011 $ 8,800,000 $ 1,059,581,478 Transfer of cap due to servicing transfer 03/30/2011 $ (1,470) $ 1,059,580,008 Updated due to quarterly assessment and reallocation 04/13/2011 $ (3,300,000) $ 1,056,280,008 Transfer of cap due to servicing transfer 05/13/2011 $ (300,000) $ 1,055,980,008 Transfer of cap due to servicing transfer 06/16/2011 $ (700,000) $ 1,055,280,008 Transfer of cap due to servicing transfer 06/29/2011 $ (13,097) $ 1,055,266,911 Updated due to quarterly assessment and reallocation 07/14/2011 $ (200,000) $ 1,055,066,911 Transfer of cap due to servicing transfer 09/15/2011 $ (2,900,000) $ 1,052,166,911 Transfer of cap due to servicing transfer 10/14/2011 $ (300,000) $ 1,051,866,911 Transfer of cap due to servicing transfer 10/14/2016 09/30/2010 12/16/2014 08/12/2009 Liberty Bank and Trust Co Liberty Savings Bank, FSB Litton Loan Servicing, LP New Orleans Wilmington Houston LA OH TX Purchase Purchase Purchase Financial Instrument for Home Loan Modifications $ Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications 1,000,000 N/A - N/A $ 774,900,000 N/A 3 121,992 Transfer of cap due to servicing transfer - Termination of SPA - Termination of SPA 106 12 11/06/2009 09/30/2010 Los Alamos National Bank M&T Bank Los Alamos Buffalo NM NY Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ 700,000 N/A 700,000 N/A 11/16/2011 $ (500,000) $ 1,051,366,911 Transfer of cap due to servicing transfer 12/15/2011 $ (2,600,000) $ 1,048,766,911 Transfer of cap due to servicing transfer 01/13/2012 $ (194,800,000) $ 853,966,911 Transfer of cap due to servicing transfer 02/16/2012 $ (400,000) $ 853,566,911 Transfer of cap due to servicing transfer 06/28/2012 $ (9,728) $ 853,557,183 Updated due to quarterly assessment and reallocation 08/16/2012 $ (7,990,000) $ 845,567,183 Transfer of cap due to servicing transfer 09/27/2012 $ (26,467) $ 845,540,716 Updated due to quarterly assessment and reallocation 12/27/2012 $ (4,466) $ 845,536,250 Updated due to quarterly assessment and reallocation 03/25/2013 $ (16,922) $ 845,519,328 Updated due to quarterly assessment and reallocation 06/27/2013 $ (6,386) $ 845,512,942 Updated due to quarterly assessment and reallocation 09/27/2013 $ (2,289) $ 845,510,653 Updated due to quarterly assessment and reallocation 12/16/2013 $ (60,000) $ 845,450,653 Transfer of cap due to servicing transfer 12/23/2013 $ (3,864,503) $ 841,586,150 Updated due to quarterly assessment and reallocation 01/16/2014 $ (30,000) $ 841,556,150 Transfer of cap due to servicing transfer 01/31/2014 $ (765,231,390) $ 01/22/2010 $ 40,000 $ 03/26/2010 $ 50,000 $ 790,000 Updated portfolio data from servicer 07/14/2010 $ 1,310,000 $ 2,100,000 Updated portfolio data from servicer 09/30/2010 $ 75,834 $ 2,175,834 Updated portfolio data from servicer 01/06/2011 $ (3) $ 2,175,831 Updated due to quarterly assessment and reallocation 03/30/2011 $ (4) $ 2,175,827 Updated due to quarterly assessment and reallocation 06/29/2011 $ (35) $ 2,175,792 Updated due to quarterly assessment and reallocation 06/28/2012 $ (26) $ 2,175,766 Updated due to quarterly assessment and reallocation 09/27/2012 $ (70) $ 2,175,696 Updated due to quarterly assessment and reallocation 12/27/2012 $ (12) $ 2,175,684 Updated due to quarterly assessment and reallocation 03/25/2013 $ (45) $ 2,175,639 Updated due to quarterly assessment and reallocation 06/27/2013 $ (17) $ 2,175,622 Updated due to quarterly assessment and reallocation 09/27/2013 $ (6) $ 2,175,616 Updated due to quarterly assessment and reallocation 12/23/2013 $ (9,932) $ 2,165,684 Updated due to quarterly assessment and reallocation 03/26/2014 $ (346) $ 2,165,338 Updated due to quarterly assessment and reallocation 06/26/2014 $ (4,087) $ 2,161,251 Updated due to quarterly assessment and reallocation 07/29/2014 $ (8,119) $ 2,153,132 Updated due to quarterly assessment and reallocation 09/29/2014 $ (2,682) $ 2,150,450 Updated due to quarterly assessment and reallocation 12/29/2014 $ (306,175) $ 1,844,275 Updated due to quarterly assessment and reallocation 03/26/2015 $ (116,051) $ 1,728,224 Updated due to quarterly assessment and reallocation 04/28/2015 $ (350,852) $ 1,377,372 Updated due to quarterly assessment and reallocation 06/25/2015 $ (83,233) $ 1,294,139 Updated due to quarterly assessment and reallocation 09/28/2015 $ (111,184) $ 1,182,955 Updated due to quarterly assessment and reallocation 12/28/2015 $ (82,285) $ 1,100,670 Updated due to quarterly assessment and reallocation 02/25/2016 $ (266,057) $ 834,613 Reallocation due to MHA program deobligation 03/28/2016 $ (5,558) $ 829,055 Updated due to quarterly assessment and reallocation 05/31/2016 $ (47,268) $ 781,787 Updated due to quarterly assessment and reallocation 06/27/2016 $ (27,327) $ 754,460 Updated due to quarterly assessment and reallocation 07/27/2016 $ (28,475) $ 725,985 Updated due to quarterly assessment and reallocation 09/28/2016 $ (57,411) $ 668,574 Updated due to quarterly assessment and reallocation 10/25/2016 $ (65,917) $ 602,657 Updated due to quarterly assessment and reallocation 11/07/2016 $ 25,413 $ 628,070 Updated due to quarterly assessment and reallocation 11/29/2016 $ (699) $ 627,371 Updated due to quarterly assessment and reallocation 12/27/2016 $ (113) $ 627,258 Transfer of cap due to servicing transfer 02/27/2017 $ (2,081) $ 625,177 Transfer of cap due to servicing transfer 04/26/2017 $ (136) $ 625,041 Transfer of cap due to servicing transfer 06/26/2017 $ (1,049) $ 623,992 Transfer of cap due to servicing transfer 07/26/2017 $ (32) $ 623,960 Transfer of cap due to servicing transfer 09/26/2017 $ (28,606) $ 595,354 Transfer of cap due to servicing transfer 10/26/2017 $ (4,093) $ 591,261 Transfer of cap due to servicing transfer 12/21/2017 $ (4,264) $ 586,997 Transfer of cap due to servicing transfer 02/26/2018 $ (615) $ 586,382 Transfer of cap due to servicing transfer 03/22/2018 $ (2,006) $ 584,376 Transfer of cap due to servicing transfer 04/25/2018 $ (3,967) $ 580,409 Transfer of cap due to servicing transfer 06/21/2018 $ (744) $ 579,665 Transfer of cap due to servicing transfer 07/26/2018 $ (144,410) $ 435,255 Reallocation due to MHA program deobligation 08/27/2018 $ (8) $ 435,247 Transfer of cap due to servicing transfer 09/26/2018 $ (8) $ 10/25/2018 $ (297) $ 09/30/2010 $ 315,389 $ 1,015,389 Updated portfolio data from servicer 01/06/2011 $ (1) $ 1,015,388 Updated due to quarterly assessment and reallocation 03/30/2011 $ (1) $ 1,015,387 Updated due to quarterly assessment and reallocation 06/29/2011 $ (11) $ 1,015,376 Updated due to quarterly assessment and reallocation 06/28/2012 $ (11) $ 1,015,365 Updated due to quarterly assessment and reallocation 09/27/2012 $ (30) $ 1,015,335 Updated due to quarterly assessment and reallocation 12/27/2012 $ (5) $ 1,015,330 Updated due to quarterly assessment and reallocation 03/25/2013 $ (20) $ 1,015,310 Updated due to quarterly assessment and reallocation 06/27/2013 $ (7) $ 1,015,303 Updated due to quarterly assessment and reallocation 09/27/2013 $ (3) $ 1,015,300 Updated due to quarterly assessment and reallocation 12/23/2013 $ (4,381) $ 1,010,919 Updated due to quarterly assessment and reallocation 02/13/2014 $ 1,280,000 $ 2,290,919 Transfer of cap due to servicing transfer 03/26/2014 $ 125,146 $ 2,416,065 Updated due to quarterly assessment and reallocation 04/16/2014 $ 20,000 $ 2,436,065 Transfer of cap due to servicing transfer 76,324,760 Termination of SPA 740,000 Updated portfolio data from servicer/additional program initial cap 435,239 Transfer of cap due to servicing transfer 434,942 Transfer of cap due to servicing transfer 107 09/30/2010 Magna Bank Germantown TN Purchase Financial Instrument for Home Loan Modifications $ 1,400,000 N/A 06/15/2017 Mainsource Bank Greensburg IN Purchase Financial Instrument for Home Loan Modifications $ 1 N/A 09/30/2010 Mainstreet Credit Union Lexena KS Purchase Financial Instrument for Home Loan Modifications $ 500,000 N/A 11/25/2009 Marix Servicing, LLC Phoenix AZ Purchase Financial Instrument for Home Loan Modifications $ 20,360,000 N/A 3 05/15/2014 $ 80,000 $ 2,516,065 Transfer of cap due to servicing transfer 06/16/2014 $ 140,000 $ 2,656,065 Transfer of cap due to servicing transfer 06/26/2014 $ 230,716 $ 2,886,781 Updated due to quarterly assessment and reallocation 07/29/2014 $ 688,320 $ 3,575,101 Updated due to quarterly assessment and reallocation 08/14/2014 $ 2,310,000 $ 5,885,101 Transfer of cap due to servicing transfer 09/16/2014 $ 20,000 $ 5,905,101 Transfer of cap due to servicing transfer 09/29/2014 $ 1,468,864 $ 7,373,965 Updated due to quarterly assessment and reallocation 11/14/2014 $ 60,000 $ 12/29/2014 $ 5,916,728 $ 13,350,693 Updated due to quarterly assessment and reallocation 03/26/2015 $ 3,793,179 $ 17,143,872 Updated due to quarterly assessment and reallocation 04/28/2015 $ (253,976) $ 16,889,896 Updated due to quarterly assessment and reallocation 06/25/2015 $ 2,727,797 $ 19,617,693 Updated due to quarterly assessment and reallocation 09/28/2015 $ 4,943,712 $ 24,561,405 Updated due to quarterly assessment and reallocation 11/16/2015 $ 830,000 $ 25,391,405 Transfer of cap due to servicing transfer 12/16/2015 $ 20,000 $ 25,411,405 Transfer of cap due to servicing transfer 12/28/2015 $ (112,429) $ 25,298,976 Updated due to quarterly assessment and reallocation 02/16/2016 $ 1,180,000 $ 26,478,976 Transfer of cap due to servicing transfer 02/25/2016 $ (2,303,668) $ 24,175,308 Reallocation due to MHA program deobligation 03/28/2016 $ (44,805) $ 24,130,503 Updated due to quarterly assessment and reallocation 05/16/2016 $ 10,000 $ 24,140,503 Transfer of cap due to servicing transfer 05/31/2016 $ 448,012 $ 24,588,515 Updated due to quarterly assessment and reallocation 06/27/2016 $ 1,299,823 $ 25,888,338 Updated due to quarterly assessment and reallocation 07/27/2016 $ (13,882) $ 09/28/2016 $ (280,484) $ 25,593,972 Updated due to quarterly assessment and reallocation 10/14/2016 $ 20,000 $ 25,613,972 Transfer of cap due to servicing transfer 10/25/2016 $ (680,363) $ 24,933,609 Updated due to quarterly assessment and reallocation 11/07/2016 $ 262,304 $ 25,195,913 Updated due to quarterly assessment and reallocation 11/29/2016 $ (17,145) $ 25,178,768 Updated due to quarterly assessment and reallocation 12/15/2016 $ (470,000) $ 24,708,768 Transfer of cap due to servicing transfer 12/27/2016 $ (2,948) $ 24,705,820 Transfer of cap due to servicing transfer 02/27/2017 $ (58,076) $ 24,647,744 Transfer of cap due to servicing transfer 04/26/2017 $ (2,553) $ 24,645,191 Transfer of cap due to servicing transfer 06/26/2017 $ (14,101) $ 24,631,090 Transfer of cap due to servicing transfer 07/26/2017 $ (414) $ 24,630,676 Transfer of cap due to servicing transfer 09/26/2017 $ (67,086) $ 24,563,590 Transfer of cap due to servicing transfer 10/26/2017 $ (36,036) $ 24,527,554 Transfer of cap due to servicing transfer 12/21/2017 $ (78,558) $ 24,448,996 Transfer of cap due to servicing transfer 02/26/2018 $ (4,253) $ 24,444,743 Transfer of cap due to servicing transfer 03/22/2018 $ (14,912) $ 24,429,831 Transfer of cap due to servicing transfer 04/25/2018 $ (32,358) $ 24,397,473 Transfer of cap due to servicing transfer 06/21/2018 $ (9,072) $ 24,388,401 Transfer of cap due to servicing transfer 07/26/2018 $ (4,051,590) $ 20,336,811 Reallocation due to MHA program deobligation 08/27/2018 $ (257) $ 20,336,554 Transfer of cap due to servicing transfer 09/26/2018 $ (304) $ 20,336,250 Transfer of cap due to servicing transfer 10/25/2018 $ (11,586) $ 20,324,664 Transfer of cap due to servicing transfer 09/30/2010 $ 630,778 $ 2,030,778 Updated portfolio data from servicer 01/06/2011 $ (3) $ 2,030,775 Updated due to quarterly assessment and reallocation 03/30/2011 $ (3) $ 2,030,772 Updated due to quarterly assessment and reallocation 06/29/2011 $ (33) $ 2,030,739 Updated due to quarterly assessment and reallocation 06/28/2012 $ (25) $ 2,030,714 Updated due to quarterly assessment and reallocation 09/27/2012 $ (68) $ 2,030,646 Updated due to quarterly assessment and reallocation 12/27/2012 $ (11) $ 2,030,635 Updated due to quarterly assessment and reallocation 03/25/2013 $ (44) $ 2,030,591 Updated due to quarterly assessment and reallocation 06/27/2013 $ (16) $ 2,030,575 Updated due to quarterly assessment and reallocation 09/27/2013 $ (6) $ 2,030,569 Updated due to quarterly assessment and reallocation 12/23/2013 $ (9,947) $ 2,020,622 Updated due to quarterly assessment and reallocation 03/26/2014 $ (350) $ 2,020,272 Updated due to quarterly assessment and reallocation 06/26/2014 $ (4,127) $ 2,016,145 Updated due to quarterly assessment and reallocation 07/29/2014 $ (8,198) $ 2,007,947 Updated due to quarterly assessment and reallocation 09/29/2014 $ (2,708) $ 2,005,239 Updated due to quarterly assessment and reallocation 12/29/2014 $ (328,007) $ 1,677,232 Updated due to quarterly assessment and reallocation 03/26/2015 $ (123,358) $ 1,553,874 Updated due to quarterly assessment and reallocation 04/28/2015 $ (486,219) $ 1,067,655 Updated due to quarterly assessment and reallocation 06/25/2015 $ (115,312) $ 952,343 Updated due to quarterly assessment and reallocation 09/28/2015 $ (154,035) $ 798,308 Updated due to quarterly assessment and reallocation 12/28/2015 $ (113,998) $ 684,310 Updated due to quarterly assessment and reallocation 02/25/2016 $ (325,557) $ 358,753 Reallocation due to MHA program deobligation 03/28/2016 $ (6,800) $ 351,953 Updated due to quarterly assessment and reallocation 05/31/2016 $ (53,226) $ 298,727 Updated due to quarterly assessment and reallocation 06/27/2016 $ (31,796) $ 266,931 Updated due to quarterly assessment and reallocation 07/27/2016 $ (31,806) $ 235,125 Updated due to quarterly assessment and reallocation 08/04/2016 $ (235,125) 06/26/2017 $ 5,555 $ 5,556 Updated due to quarterly assessment and reallocation 09/26/2017 $ 326 $ 09/30/2010 $ 225,278 $ 725,278 Updated portfolio data from servicer 01/06/2011 $ (1) $ 725,277 Updated due to quarterly assessment and reallocation 03/09/2011 $ (725,277) 01/22/2010 $ 950,000 7,433,965 Transfer of cap due to servicing transfer 25,874,456 Updated due to quarterly assessment and reallocation - Termination of SPA 5,882 Transfer of cap due to servicing transfer - Termination of SPA $ 21,310,000 Updated portfolio data from servicer/additional program initial cap 108 09/30/2010 12/15/2016 Marsh Associates, Inc. Maryland Community Development Administration Charlotte Lanham NC MD Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ 100,000 N/A - N/A 3 03/26/2010 $ (17,880,000) $ 3,430,000 Updated portfolio data from servicer 06/16/2010 $ 1,030,000 $ 4,460,000 Transfer of cap due to servicing transfer 07/14/2010 $ (1,160,000) $ 3,300,000 Updated portfolio data from servicer 08/13/2010 $ 800,000 $ 4,100,000 Transfer of cap due to servicing transfer 09/30/2010 $ 200,000 $ 4,300,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ 1,357,168 $ 5,657,168 Updated portfolio data from servicer 01/06/2011 $ (1) $ 03/16/2011 $ 5,700,000 $ 11,357,167 Transfer of cap due to servicing transfer 03/30/2011 $ (6) $ 11,357,161 Updated due to quarterly assessment and reallocation 04/13/2011 $ 7,300,000 $ 18,657,161 Transfer of cap due to servicing transfer 05/13/2011 $ 300,000 $ 18,957,161 Transfer of cap due to servicing transfer 06/16/2011 $ 900,000 $ 19,857,161 Transfer of cap due to servicing transfer 06/29/2011 $ (154) $ 19,857,007 Updated due to quarterly assessment and reallocation 07/14/2011 $ 100,000 $ 19,957,007 Transfer of cap due to servicing transfer 08/16/2011 $ 300,000 $ 20,257,007 Transfer of cap due to servicing transfer 01/13/2012 $ (1,500,000) $ 18,757,007 Transfer of cap due to servicing transfer 02/16/2012 $ (2,100,000) $ 16,657,007 Transfer of cap due to servicing transfer 04/16/2012 $ (1,300,000) $ 15,357,007 Transfer of cap due to servicing transfer 06/14/2012 $ (8,350,000) $ 7,007,007 Transfer of cap due to servicing transfer 06/28/2012 $ (38) $ 7,006,969 Updated due to quarterly assessment and reallocation 08/16/2012 $ (90,000) $ 6,916,969 Transfer of cap due to servicing transfer 09/27/2012 $ (103) $ 6,916,866 Updated due to quarterly assessment and reallocation 10/16/2012 $ (1,020,000) $ 5,896,866 Transfer of cap due to servicing transfer 11/15/2012 $ 170,000 $ 6,066,866 Transfer of cap due to servicing transfer 12/27/2012 $ (15) $ 6,066,851 Updated due to quarterly assessment and reallocation 02/14/2013 $ (100,000) $ 5,966,851 Transfer of cap due to servicing transfer 03/14/2013 $ (490,000) $ 5,476,851 Transfer of cap due to servicing transfer 03/25/2013 $ (61) $ 5,476,790 Updated due to quarterly assessment and reallocation 04/16/2013 $ (10,000) $ 5,466,790 Transfer of cap due to servicing transfer 05/16/2013 $ (30,000) $ 5,436,790 Transfer of cap due to servicing transfer 06/14/2013 $ (10,000) $ 5,426,790 Transfer of cap due to servicing transfer 06/27/2013 $ (23) $ 5,426,767 Updated due to quarterly assessment and reallocation 07/16/2013 $ (20,000) $ 5,406,767 Transfer of cap due to servicing transfer 09/27/2013 $ (8) $ 5,406,759 Updated due to quarterly assessment and reallocation 12/23/2013 $ (13,934) $ 5,392,825 Updated due to quarterly assessment and reallocation 03/26/2014 $ (490) $ 5,392,335 Updated due to quarterly assessment and reallocation 06/26/2014 $ (5,781) $ 5,386,554 Updated due to quarterly assessment and reallocation 07/29/2014 $ (11,483) $ 5,375,071 Updated due to quarterly assessment and reallocation 09/29/2014 $ (3,793) $ 5,371,278 Updated due to quarterly assessment and reallocation 12/29/2014 $ (459,453) $ 4,911,825 Updated due to quarterly assessment and reallocation 03/26/2015 $ (172,793) $ 4,739,032 Updated due to quarterly assessment and reallocation 04/28/2015 $ (681,066) $ 4,057,966 Updated due to quarterly assessment and reallocation 06/25/2015 $ (161,522) $ 3,896,444 Updated due to quarterly assessment and reallocation 09/28/2015 $ (215,764) $ 3,680,680 Updated due to quarterly assessment and reallocation 12/28/2015 $ (159,682) $ 3,520,998 Updated due to quarterly assessment and reallocation 02/25/2016 $ (544,595) $ 2,976,403 Reallocation due to MHA program deobligation 03/28/2016 $ (11,376) $ 2,965,027 Updated due to quarterly assessment and reallocation 05/31/2016 $ (89,037) $ 2,875,990 Updated due to quarterly assessment and reallocation 06/27/2016 $ (53,189) $ 2,822,801 Updated due to quarterly assessment and reallocation 07/27/2016 $ (53,205) $ 2,769,596 Updated due to quarterly assessment and reallocation 09/28/2016 $ (93,046) $ 2,676,550 Updated due to quarterly assessment and reallocation 10/25/2016 $ (87,922) $ 2,588,628 Updated due to quarterly assessment and reallocation 11/07/2016 $ 33,897 $ 2,622,525 Updated due to quarterly assessment and reallocation 11/29/2016 $ (1,697) $ 2,620,828 Updated due to quarterly assessment and reallocation 12/27/2016 $ (259) $ 2,620,569 Transfer of cap due to servicing transfer 02/27/2017 $ (4,495) $ 2,616,074 Transfer of cap due to servicing transfer 04/26/2017 $ (295) $ 2,615,779 Transfer of cap due to servicing transfer 06/26/2017 $ (2,265) $ 2,613,514 Transfer of cap due to servicing transfer 07/26/2017 $ (69) $ 2,613,445 Transfer of cap due to servicing transfer 09/26/2017 $ (29,902) $ 2,583,543 Transfer of cap due to servicing transfer 10/26/2017 $ (3,708) $ 2,579,835 Transfer of cap due to servicing transfer 12/21/2017 $ (3,863) $ 2,575,972 Transfer of cap due to servicing transfer 02/26/2018 $ (188) $ 2,575,784 Transfer of cap due to servicing transfer 03/22/2018 $ (611) $ 2,575,173 Transfer of cap due to servicing transfer 04/25/2018 $ (1,209) $ 2,573,964 Transfer of cap due to servicing transfer 06/21/2018 $ (227) $ 2,573,737 Transfer of cap due to servicing transfer 07/26/2018 $ (347,435) $ 2,226,302 Reallocation due to MHA program deobligation 08/27/2018 $ (19) $ 2,226,283 Transfer of cap due to servicing transfer 09/26/2018 $ (20) $ 2,226,263 Transfer of cap due to servicing transfer 10/25/2018 $ (716) $ 2,225,547 Transfer of cap due to servicing transfer 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 06/29/2011 $ (1) $ 145,055 Updated due to quarterly assessment and reallocation 06/28/2012 $ (1) $ 145,054 Updated due to quarterly assessment and reallocation 09/27/2012 $ (1) $ 145,053 Updated due to quarterly assessment and reallocation 03/25/2013 $ (1) $ 145,052 Updated due to quarterly assessment and reallocation 5,657,167 Updated due to quarterly assessment and reallocation 10/15/2013 $ (60,000) $ 85,052 Transfer of cap due to servicing transfer 12/15/2016 $ 470,000 $ 470,000 Transfer of cap due to servicing transfer 12/27/2016 $ 8,805 $ 478,805 Transfer of cap due to servicing transfer 109 01/13/2017 Matrix Financial Services Corp Phoenix AZ Purchase Financial Instrument for Home Loan Modifications - N/A 3 02/27/2017 $ (1,995) $ 476,810 Transfer of cap due to servicing transfer 04/26/2017 $ (145) $ 476,665 Transfer of cap due to servicing transfer 06/26/2017 $ (1,268) $ 475,397 Transfer of cap due to servicing transfer 07/26/2017 $ (38) $ 475,359 Transfer of cap due to servicing transfer 09/26/2017 $ (41,856) $ 433,503 Transfer of cap due to servicing transfer 10/26/2017 $ (5,233) $ 428,270 Transfer of cap due to servicing transfer 12/21/2017 $ (1,395) $ 426,875 Transfer of cap due to servicing transfer 02/26/2018 $ (71) $ 426,804 Transfer of cap due to servicing transfer 03/22/2018 $ (235) $ 426,569 Transfer of cap due to servicing transfer 04/25/2018 $ (468) $ 426,101 Transfer of cap due to servicing transfer 06/21/2018 $ (167) $ 425,934 Transfer of cap due to servicing transfer 07/26/2018 $ (70,031) $ 355,903 Reallocation due to MHA program deobligation 08/27/2018 $ (4) $ 355,899 Transfer of cap due to servicing transfer 09/26/2018 $ (6) $ 355,893 Transfer of cap due to servicing transfer 10/25/2018 $ (207) $ 355,686 Transfer of cap due to servicing transfer 01/13/2017 $ 500,000 $ 500,000 Transfer of cap due to servicing transfer 02/27/2017 $ (4,779) $ 495,221 Transfer of cap due to servicing transfer 04/26/2017 $ (329) $ 494,892 Transfer of cap due to servicing transfer 06/26/2017 $ (2,453) $ 492,439 Transfer of cap due to servicing transfer 07/26/2017 $ (74) $ 492,365 Transfer of cap due to servicing transfer 09/26/2017 $ (94,739) $ 397,626 Transfer of cap due to servicing transfer 10/26/2017 $ (12,824) $ 384,802 Transfer of cap due to servicing transfer 12/21/2017 $ (14,164) $ 02/26/2018 $ (688) $ 369,950 Transfer of cap due to servicing transfer 03/22/2018 $ (2,368) $ 367,582 Transfer of cap due to servicing transfer 04/25/2018 $ (4,682) $ 362,900 Transfer of cap due to servicing transfer 06/21/2018 $ (879) $ 362,021 Transfer of cap due to servicing transfer 07/26/2018 $ (129,804) $ 232,217 Reallocation due to MHA program deobligation 08/27/2018 $ (7) $ 232,210 Transfer of cap due to servicing transfer 09/26/2018 $ (8) $ 232,202 Transfer of cap due to servicing transfer 10/25/2018 $ (269) $ 231,933 Transfer of cap due to servicing transfer (510,000) 370,638 Transfer of cap due to servicing transfer 10/28/2009 Members Mortgage Company, Inc Woburn MA Purchase Financial Instrument for Home Loan Modifications $ 510,000 N/A 04/21/2010 $ 09/11/2009 Metropolitan National Bank Little Rock AR Purchase Financial Instrument for Home Loan Modifications $ 280,000 N/A 10/02/2009 $ 70,000 $ 350,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 620,000 $ 970,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 100,000 $ 1,070,000 Updated portfolio data from servicer 07/14/2010 $ (670,000) $ 400,000 Updated portfolio data from servicer 09/30/2010 $ 35,167 $ 435,167 Updated portfolio data from servicer 01/06/2011 $ (1) $ 435,166 Updated due to quarterly assessment and reallocation 01/26/2011 $ (435,166) 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 06/29/2011 $ (1) $ 145,055 Updated due to quarterly assessment and reallocation 06/28/2012 $ (1) $ 145,054 Updated due to quarterly assessment and reallocation 09/27/2012 $ (2) $ 145,052 Updated due to quarterly assessment and reallocation 03/25/2013 $ (1) $ 145,051 Updated due to quarterly assessment and reallocation 12/23/2013 $ (232) $ 144,819 Updated due to quarterly assessment and reallocation 03/26/2014 $ (8) $ 144,811 Updated due to quarterly assessment and reallocation 06/26/2014 $ (96) $ 144,715 Updated due to quarterly assessment and reallocation 07/29/2014 $ (191) $ 144,524 Updated due to quarterly assessment and reallocation 09/29/2014 $ (63) $ 144,461 Updated due to quarterly assessment and reallocation 12/29/2014 $ (7,654) $ 136,807 Updated due to quarterly assessment and reallocation 03/26/2015 $ (2,879) $ 133,928 Updated due to quarterly assessment and reallocation 04/28/2015 $ (11,347) $ 122,581 Updated due to quarterly assessment and reallocation 06/25/2015 $ (2,691) $ 119,890 Updated due to quarterly assessment and reallocation 09/28/2015 $ (3,595) $ 116,295 Updated due to quarterly assessment and reallocation 12/28/2015 $ (2,660) $ 113,635 Updated due to quarterly assessment and reallocation 02/25/2016 $ (7,597) $ 106,038 Reallocation due to MHA program deobligation 03/28/2016 $ (159) $ 105,879 Updated due to quarterly assessment and reallocation 05/31/2016 $ (1,242) $ 104,637 Updated due to quarterly assessment and reallocation 06/27/2016 $ (742) $ 103,895 Updated due to quarterly assessment and reallocation 07/27/2016 $ (742) $ 103,153 Updated due to quarterly assessment and reallocation 09/28/2016 $ (1,298) $ 101,855 Updated due to quarterly assessment and reallocation 10/25/2016 $ (1,226) $ 100,629 Updated due to quarterly assessment and reallocation 11/07/2016 $ 472 $ 101,101 Updated due to quarterly assessment and reallocation 11/29/2016 $ (8) $ 101,093 Updated due to quarterly assessment and reallocation 12/27/2016 $ (1) $ 101,092 Transfer of cap due to servicing transfer 02/27/2017 $ (22) $ 101,070 Transfer of cap due to servicing transfer 04/26/2017 $ (1) $ 101,069 Transfer of cap due to servicing transfer 06/15/2017 $ (101,069) 09/30/2010 $ 49,915,806 $ 93,415,806 Updated portfolio data from servicer 01/06/2011 $ (125) $ 93,415,681 Updated due to quarterly assessment and reallocation 03/30/2011 $ (139) $ 93,415,542 Updated due to quarterly assessment and reallocation 06/29/2011 $ (1,223) $ 06/28/2012 $ (797) $ 07/16/2012 $ 294,540,000 $ 387,953,522 Transfer of cap due to servicing transfer 07/27/2012 $ (263,550,000) $ 124,403,522 Transfer of cap due to servicing transfer 09/27/2012 $ (3,170) $ 124,400,352 Updated due to quarterly assessment and reallocation 12/27/2012 $ (507) $ 124,399,845 Updated due to quarterly assessment and reallocation 09/30/2010 09/30/2010 Mid America Mortgage, Inc. (Schmidt Mortgage Company) MidFirst Bank (Midland Mortgage Co.) Rocky River Oklahoma City OH OK Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ 100,000 N/A 43,500,000 N/A - Termination of SPA - Termination of SPA - Termination of SPA 93,414,319 Updated due to quarterly assessment and reallocation 93,413,522 Updated due to quarterly assessment and reallocation 110 03/25/2013 $ (1,729) $ 124,398,116 Updated due to quarterly assessment and reallocation 06/27/2013 $ (593) $ 124,397,523 Updated due to quarterly assessment and reallocation 09/27/2013 $ (199) $ 124,397,324 Updated due to quarterly assessment and reallocation 12/23/2013 $ (280,061) $ 124,117,263 Updated due to quarterly assessment and reallocation 03/26/2014 $ (8,934) $ 124,108,329 Updated due to quarterly assessment and reallocation 06/26/2014 $ (95,352) $ 124,012,977 Updated due to quarterly assessment and reallocation 07/29/2014 $ 30,892,185 $ 154,905,162 Updated due to quarterly assessment and reallocation 09/29/2014 $ (9,245) $ 154,895,917 Updated due to quarterly assessment and reallocation 12/29/2014 $ 75,614,324 $ 230,510,241 Updated due to quarterly assessment and reallocation 03/26/2015 $ (240,368) $ 230,269,873 Updated due to quarterly assessment and reallocation 04/28/2015 $ (679,405) $ 229,590,468 Updated due to quarterly assessment and reallocation 05/14/2015 $ 27,080,000 $ 256,670,468 Transfer of cap due to servicing transfer 06/16/2015 $ 8,250,000 $ 264,920,468 Transfer of cap due to servicing transfer 06/25/2015 $ (87,379) $ 264,833,089 Updated due to quarterly assessment and reallocation 08/14/2015 $ 13,920,000 $ 278,753,089 Transfer of cap due to servicing transfer 09/28/2015 $ 34,217,510 $ 312,970,599 Updated due to quarterly assessment and reallocation 12/16/2015 $ 2,100,000 $ 315,070,599 Transfer of cap due to servicing transfer 12/28/2015 $ 12,428,293 $ 327,498,892 Updated due to quarterly assessment and reallocation 02/25/2016 $ (8,220,532) $ 319,278,360 Reallocation due to MHA program deobligation 03/28/2016 $ (80,000) $ 319,198,360 Updated due to quarterly assessment and reallocation 04/14/2016 $ 3,320,000 $ 322,518,360 Transfer of cap due to servicing transfer 05/31/2016 $ (15,808) $ 322,502,552 Updated due to quarterly assessment and reallocation 06/27/2016 $ 6,140,240 $ 07/27/2016 $ 2,954,926 $ 331,597,718 Updated due to quarterly assessment and reallocation 08/16/2016 $ 2,470,000 $ 334,067,718 Transfer of cap due to servicing transfer 09/28/2016 $ 4,930,168 $ 338,997,886 Updated due to quarterly assessment and reallocation 10/25/2016 $ 3,864,368 $ 342,862,254 Updated due to quarterly assessment and reallocation - $ 342,862,254 Updated due to quarterly assessment and reallocation 11/07/2016 04/14/2010 09/15/2010 Midwest Bank and Trust Co. Midwest Community Bank Elmwood Park Freeport IL IL Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ 300,000 N/A 400,000 N/A 328,642,792 Updated due to quarterly assessment and reallocation 11/29/2016 $ (124,507) $ 342,737,747 Updated due to quarterly assessment and reallocation 12/15/2016 $ 1,220,000 $ 343,957,747 Transfer of cap due to servicing transfer 12/27/2016 $ (18,950) $ 343,938,797 Transfer of cap due to servicing transfer 02/27/2017 $ (362,356) $ 343,576,441 Transfer of cap due to servicing transfer 04/26/2017 $ (28,650) $ 343,547,791 Transfer of cap due to servicing transfer 06/26/2017 $ (203,706) $ 343,344,085 Transfer of cap due to servicing transfer 07/26/2017 $ (6,873) $ 343,337,212 Transfer of cap due to servicing transfer 09/26/2017 $ (3,577,664) $ 339,759,548 Transfer of cap due to servicing transfer 10/26/2017 $ (784,963) $ 338,974,585 Transfer of cap due to servicing transfer 12/21/2017 $ (1,346,152) $ 337,628,433 Transfer of cap due to servicing transfer 02/26/2018 $ (103,239) $ 337,525,194 Transfer of cap due to servicing transfer 03/22/2018 $ (375,846) $ 337,149,348 Transfer of cap due to servicing transfer 04/25/2018 $ (784,411) $ 336,364,937 Transfer of cap due to servicing transfer 06/21/2018 $ (170,645) $ 336,194,292 Transfer of cap due to servicing transfer 07/26/2018 $ (60,196,515) $ 275,997,777 Reallocation due to MHA program deobligation 08/27/2018 $ (3,829) $ 275,993,948 Transfer of cap due to servicing transfer 09/26/2018 $ (4,548) $ 275,989,400 Transfer of cap due to servicing transfer 10/25/2018 $ (180,401) $ 275,808,999 Transfer of cap due to servicing transfer 07/14/2010 $ 300,000 $ 600,000 Updated portfolio data from servicer 09/30/2010 $ (19,778) $ 580,222 Updated portfolio data from servicer 01/06/2011 $ (1) $ 580,221 Updated due to quarterly assessment and reallocation 03/30/2011 $ (1) $ 580,220 Updated due to quarterly assessment and reallocation 06/29/2011 $ (8) $ 580,212 Updated due to quarterly assessment and reallocation 07/14/2011 $ (580,212) 09/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer 01/06/2011 $ (1) $ 580,221 Updated due to quarterly assessment and reallocation 03/30/2011 $ (1) $ 580,220 Updated due to quarterly assessment and reallocation 06/29/2011 $ (8) $ 580,212 Updated due to quarterly assessment and reallocation 06/28/2012 $ (6) $ 580,206 Updated due to quarterly assessment and reallocation 09/27/2012 $ (17) $ 580,189 Updated due to quarterly assessment and reallocation 12/27/2012 $ (3) $ 580,186 Updated due to quarterly assessment and reallocation 03/25/2013 $ (11) $ 580,175 Updated due to quarterly assessment and reallocation 06/27/2013 $ (4) $ 580,171 Updated due to quarterly assessment and reallocation 09/27/2013 $ (1) $ 580,170 Updated due to quarterly assessment and reallocation 12/23/2013 $ (2,474) $ 577,696 Updated due to quarterly assessment and reallocation 03/26/2014 $ (87) $ 577,609 Updated due to quarterly assessment and reallocation 06/26/2014 $ (1,027) $ 576,582 Updated due to quarterly assessment and reallocation 07/29/2014 $ (2,039) $ 574,543 Updated due to quarterly assessment and reallocation 09/29/2014 $ (673) $ 573,870 Updated due to quarterly assessment and reallocation 12/29/2014 $ (81,582) $ 492,288 Updated due to quarterly assessment and reallocation 03/26/2015 $ (30,682) $ 461,606 Updated due to quarterly assessment and reallocation 04/28/2015 $ (120,932) $ 340,674 Updated due to quarterly assessment and reallocation 06/25/2015 $ (28,680) $ 311,994 Updated due to quarterly assessment and reallocation 09/28/2015 $ (38,312) $ 273,682 Updated due to quarterly assessment and reallocation 12/28/2015 $ (28,353) $ 245,329 Updated due to quarterly assessment and reallocation 02/25/2016 $ (80,972) $ 164,357 Reallocation due to MHA program deobligation 03/28/2016 $ (1,691) $ 162,666 Updated due to quarterly assessment and reallocation 05/31/2016 $ (13,238) $ 149,428 Updated due to quarterly assessment and reallocation 06/27/2016 $ (7,908) $ 141,520 Updated due to quarterly assessment and reallocation 07/27/2016 $ (7,911) $ 133,609 Updated due to quarterly assessment and reallocation - Termination of SPA 111 07/22/2009 Mission Federal Credit Union San Diego CA Purchase Financial Instrument for Home Loan Modifications $ 860,000 N/A 09/28/2016 $ (13,835) $ 119,774 Updated due to quarterly assessment and reallocation 10/25/2016 $ (13,073) $ 106,701 Updated due to quarterly assessment and reallocation 11/07/2016 $ 5,040 $ 111,741 Updated due to quarterly assessment and reallocation 11/29/2016 $ (90) $ 111,651 Updated due to quarterly assessment and reallocation 12/27/2016 $ (14) $ 111,637 Transfer of cap due to servicing transfer 02/27/2017 $ (240) $ 111,397 Transfer of cap due to servicing transfer 04/26/2017 $ (16) $ 111,381 Transfer of cap due to servicing transfer 06/26/2017 $ (121) $ 111,260 Transfer of cap due to servicing transfer 07/26/2017 $ (4) $ 111,256 Transfer of cap due to servicing transfer 09/26/2017 $ (4,816) $ 106,440 Transfer of cap due to servicing transfer 10/26/2017 $ (597) $ 105,843 Transfer of cap due to servicing transfer 12/21/2017 $ (622) $ 105,221 Transfer of cap due to servicing transfer 02/26/2018 $ (30) $ 105,191 Transfer of cap due to servicing transfer 03/22/2018 $ (98) $ 105,093 Transfer of cap due to servicing transfer 04/25/2018 $ (195) $ 104,898 Transfer of cap due to servicing transfer 06/21/2018 $ (37) $ 104,861 Transfer of cap due to servicing transfer 07/26/2018 $ (4,102) $ 100,759 Reallocation due to MHA program deobligation 10/25/2018 $ (8) $ 09/30/2009 $ (490,000) $ 370,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 6,750,000 $ 7,120,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (6,340,000) $ 780,000 Updated portfolio data from servicer 07/14/2010 $ (180,000) $ 600,000 Updated portfolio data from servicer 09/30/2010 $ 125,278 $ 03/30/2011 $ (1) $ 725,277 Updated due to quarterly assessment and reallocation 06/29/2011 $ (4) $ 725,273 Updated due to quarterly assessment and reallocation 06/28/2012 $ (1) $ 725,272 Updated due to quarterly assessment and reallocation 09/27/2012 $ (1) $ 725,271 Updated due to quarterly assessment and reallocation 03/25/2013 $ 47,663 $ 772,934 Updated due to quarterly assessment and reallocation 12/23/2013 $ (149) $ 772,785 Updated due to quarterly assessment and reallocation 03/26/2014 $ (5) $ 772,780 Updated due to quarterly assessment and reallocation 06/26/2014 $ (64) $ 772,716 Updated due to quarterly assessment and reallocation 07/29/2014 $ (19) $ 772,697 Updated due to quarterly assessment and reallocation 09/29/2014 $ (7) $ 772,690 Updated due to quarterly assessment and reallocation 12/29/2014 $ 221,158 $ 993,848 Updated due to quarterly assessment and reallocation 03/26/2015 $ (880) $ 992,968 Updated due to quarterly assessment and reallocation 04/28/2015 $ (2,830) $ 06/25/2015 $ (2,036) $ 988,102 Updated due to quarterly assessment and reallocation 09/28/2015 $ 15,293 $ 1,003,395 Updated due to quarterly assessment and reallocation 12/28/2015 $ 22,214 $ 1,025,609 Updated due to quarterly assessment and reallocation 02/25/2016 $ (33,723) $ 991,886 Reallocation due to MHA program deobligation 03/28/2016 $ (707) $ 991,179 Updated due to quarterly assessment and reallocation 05/31/2016 $ (5,534) $ 985,645 Updated due to quarterly assessment and reallocation 06/27/2016 $ (3,306) $ 982,339 Updated due to quarterly assessment and reallocation 07/27/2016 $ (3,325) $ 979,014 Updated due to quarterly assessment and reallocation 09/28/2016 $ (8,237) $ 970,777 Updated due to quarterly assessment and reallocation 10/25/2016 $ 29,462 $ 1,000,239 Updated due to quarterly assessment and reallocation - 11/07/2016 07/17/2009 MorEquity, Inc. Evansville IN Purchase Financial Instrument for Home Loan Modifications $ 23,480,000 N/A 5 07/22/2009 Mortgage Center, LLC Southfield MI Purchase Financial Instrument for Home Loan Modifications $ 4,210,000 N/A 100,751 Transfer of cap due to servicing transfer 725,278 Updated portfolio data from servicer 990,138 Updated due to quarterly assessment and reallocation $ 1,000,239 Updated due to quarterly assessment and reallocation 11/29/2016 $ (428) $ 999,811 Updated due to quarterly assessment and reallocation 12/27/2016 $ (59) $ 999,752 Transfer of cap due to servicing transfer 02/27/2017 $ (905) $ 998,847 Transfer of cap due to servicing transfer 04/26/2017 $ (89) $ 998,758 Transfer of cap due to servicing transfer 06/26/2017 $ (683) $ 998,075 Transfer of cap due to servicing transfer 07/26/2017 $ (21) $ 998,054 Transfer of cap due to servicing transfer 09/26/2017 $ (3,723) $ 994,331 Transfer of cap due to servicing transfer 10/26/2017 $ (462) $ 993,869 Transfer of cap due to servicing transfer 12/21/2017 $ (481) $ 993,388 Transfer of cap due to servicing transfer 02/26/2018 $ (23) $ 993,365 Transfer of cap due to servicing transfer 03/22/2018 $ (76) $ 993,289 Transfer of cap due to servicing transfer 04/25/2018 $ (151) $ 993,138 Transfer of cap due to servicing transfer 06/21/2018 $ (30) $ 993,108 Transfer of cap due to servicing transfer 07/26/2018 $ (128,544) $ 864,564 Reallocation due to MHA program deobligation 08/27/2018 $ (7) $ 864,557 Transfer of cap due to servicing transfer 09/26/2018 $ (7) $ 10/25/2018 $ (265) $ 09/30/2009 $ 18,530,000 $ 42,010,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 24,510,000 $ 66,520,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 18,360,000 $ 84,880,000 Updated portfolio data from servicer 07/14/2010 $ (22,580,000) $ 62,300,000 Updated portfolio data from servicer 09/30/2010 $ (8,194,261) $ 54,105,739 Updated portfolio data from servicer 01/06/2011 $ (37) $ 54,105,702 Updated due to quarterly assessment and reallocation 03/16/2011 $ (29,400,000) $ 24,705,702 Transfer of cap due to servicing transfer 03/30/2011 $ (34) $ 24,705,668 Updated due to quarterly assessment and reallocation 05/26/2011 $ (20,077,503) $ 09/30/2009 $ 1,780,000 $ 12/30/2009 $ 2,840,000 $ 03/26/2010 $ 2,800,000 $ 11,630,000 Updated portfolio data from servicer 07/14/2010 $ (5,730,000) $ 5,900,000 Updated portfolio data from servicer 09/30/2010 $ 2,658,280 $ 8,558,280 Updated portfolio data from servicer 864,550 Transfer of cap due to servicing transfer 864,285 Transfer of cap due to servicing transfer 4,628,165 Termination of SPA 5,990,000 Updated portfolio data from servicer/additional program initial cap 8,830,000 Updated portfolio data from servicer/additional program initial cap 112 10/14/2009 07/16/2014 05/28/2009 Mortgage Clearing Corporation Mortgage Investors Group Nationstar Mortgage, LLC dba Mr Cooper Tulsa Knoxville Lewisville OK TN TX Purchase Purchase Purchase Financial Instrument for Home Loan Modifications $ Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications 4,860,000 N/A - N/A $ 101,000,000 N/A 3 01/06/2011 $ (12) $ 8,558,268 Updated due to quarterly assessment and reallocation 03/30/2011 $ (14) $ 8,558,254 Updated due to quarterly assessment and reallocation 06/29/2011 $ (129) $ 8,558,125 Updated due to quarterly assessment and reallocation 06/28/2012 $ (94) $ 8,558,031 Updated due to quarterly assessment and reallocation 09/27/2012 $ (256) $ 8,557,775 Updated due to quarterly assessment and reallocation 12/27/2012 $ (43) $ 8,557,732 Updated due to quarterly assessment and reallocation 03/25/2013 $ (162) $ 8,557,570 Updated due to quarterly assessment and reallocation 06/27/2013 $ (60) $ 8,557,510 Updated due to quarterly assessment and reallocation 09/27/2013 $ (21) $ 8,557,489 Updated due to quarterly assessment and reallocation 12/23/2013 $ (35,751) $ 8,521,738 Updated due to quarterly assessment and reallocation 03/26/2014 $ (1,246) $ 8,520,492 Updated due to quarterly assessment and reallocation 06/26/2014 $ (14,660) $ 8,505,832 Updated due to quarterly assessment and reallocation 07/29/2014 $ (28,986) $ 8,476,846 Updated due to quarterly assessment and reallocation 09/29/2014 $ (9,490) $ 8,467,356 Updated due to quarterly assessment and reallocation 12/29/2014 $ (1,009,361) $ 7,457,995 Updated due to quarterly assessment and reallocation 03/26/2015 $ (376,129) $ 7,081,866 Updated due to quarterly assessment and reallocation 04/28/2015 $ (1,379,506) $ 5,702,360 Updated due to quarterly assessment and reallocation 06/25/2015 $ (322,597) $ 5,379,763 Updated due to quarterly assessment and reallocation 09/28/2015 $ (416,164) $ 4,963,599 Updated due to quarterly assessment and reallocation 12/28/2015 $ (295,000) $ 4,668,599 Updated due to quarterly assessment and reallocation 02/25/2016 $ (988,991) $ 3,679,608 Reallocation due to MHA program deobligation 03/28/2016 $ (20,369) $ 3,659,239 Updated due to quarterly assessment and reallocation 05/31/2016 $ (148,441) $ 3,510,798 Updated due to quarterly assessment and reallocation 06/27/2016 $ (84,458) $ 3,426,340 Updated due to quarterly assessment and reallocation 07/27/2016 $ (85,622) $ 3,340,718 Updated due to quarterly assessment and reallocation 09/28/2016 $ (124,314) $ 3,216,404 Updated due to quarterly assessment and reallocation 10/25/2016 $ (70,911) $ 3,145,493 Updated due to quarterly assessment and reallocation 11/07/2016 $ 27,339 $ 3,172,832 Updated due to quarterly assessment and reallocation 11/29/2016 $ (1,606) $ 3,171,226 Updated due to quarterly assessment and reallocation 12/27/2016 $ (245) $ 3,170,981 Transfer of cap due to servicing transfer 02/27/2017 $ (3,124) $ 3,167,857 Transfer of cap due to servicing transfer 04/26/2017 $ (202) $ 3,167,655 Transfer of cap due to servicing transfer 06/26/2017 $ (1,750) $ 3,165,905 Transfer of cap due to servicing transfer 07/26/2017 $ (51) $ 3,165,854 Transfer of cap due to servicing transfer 09/26/2017 $ (35,806) $ 3,130,048 Transfer of cap due to servicing transfer 10/26/2017 $ (4,440) $ 3,125,608 Transfer of cap due to servicing transfer 12/21/2017 $ (7,874) $ 3,117,734 Transfer of cap due to servicing transfer 02/26/2018 $ (382) $ 3,117,352 Transfer of cap due to servicing transfer 03/22/2018 $ (1,246) $ 3,116,106 Transfer of cap due to servicing transfer 04/25/2018 $ (3,298) $ 3,112,808 Transfer of cap due to servicing transfer 06/21/2018 $ (736) $ 3,112,072 Transfer of cap due to servicing transfer 07/26/2018 $ (468,496) $ 2,643,576 Reallocation due to MHA program deobligation 08/27/2018 $ (27) $ 2,643,549 Transfer of cap due to servicing transfer 09/26/2018 $ (31) $ 2,643,518 Transfer of cap due to servicing transfer 10/25/2018 $ (1,097) $ 2,642,421 Transfer of cap due to servicing transfer 12/30/2009 $ (2,900,000) $ 1,960,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (1,600,000) $ 360,000 Updated portfolio data from servicer 07/14/2010 $ (260,000) $ 100,000 Updated portfolio data from servicer 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 03/09/2011 $ (145,056) 07/16/2014 $ 10,000 $ 10,000 Transfer of cap due to servicing transfer 12/29/2014 $ 6,042 $ 16,042 Updated due to quarterly assessment and reallocation 06/12/2009 $ 16,140,000 $ 117,140,000 Updated portfolio data from servicer 09/30/2009 $ 134,560,000 $ 251,700,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 80,250,000 $ 331,950,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 67,250,000 $ 399,200,000 Updated portfolio data from servicer 07/14/2010 $ (85,900,000) $ 313,300,000 Updated portfolio data from servicer 08/13/2010 $ 100,000 $ 313,400,000 Transfer of cap due to servicing transfer 09/30/2010 $ 2,900,000 $ 316,300,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ 33,801,486 $ 350,101,486 Updated portfolio data from servicer 11/16/2010 $ 700,000 $ 350,801,486 Transfer of cap due to servicing transfer 12/15/2010 $ 1,700,000 $ 352,501,486 Transfer of cap due to servicing transfer 01/06/2011 $ (363) $ 352,501,123 Updated due to quarterly assessment and reallocation 02/16/2011 $ 900,000 $ 353,401,123 Transfer of cap due to servicing transfer 03/16/2011 $ 29,800,000 $ 383,201,123 Transfer of cap due to servicing transfer 03/30/2011 $ (428) $ 383,200,695 Updated due to quarterly assessment and reallocation 05/26/2011 $ 20,077,503 $ 403,278,198 Transfer of cap due to servicing transfer 06/29/2011 $ (4,248) $ 403,273,950 Updated due to quarterly assessment and reallocation 11/16/2011 $ 100,000 $ 403,373,950 Transfer of cap due to servicing transfer 03/15/2012 $ (100,000) $ 403,273,950 Transfer of cap due to servicing transfer 05/16/2012 $ 90,000 $ 403,363,950 Transfer of cap due to servicing transfer 06/14/2012 $ (2,380,000) $ 06/28/2012 $ (2,957) $ 400,980,993 Updated due to quarterly assessment and reallocation 07/16/2012 $ (2,580,000) $ 398,400,993 Transfer of cap due to servicing transfer 08/16/2012 $ 131,450,000 $ 529,850,993 Transfer of cap due to servicing transfer 08/23/2012 $ 166,976,849 $ 696,827,842 Transfer of cap due to servicing transfer 09/27/2012 $ (12,806) $ 696,815,036 Updated due to quarterly assessment and reallocation 11/15/2012 $ 160,000 $ 696,975,036 Transfer of cap due to servicing transfer - Termination of SPA 400,983,950 Transfer of cap due to servicing transfer 113 12/14/2012 $ 50,000 $ 697,025,036 Transfer of cap due to servicing transfer 12/27/2012 $ (1,882) $ 697,023,154 Updated due to quarterly assessment and reallocation 02/14/2013 $ (10,000) $ 697,013,154 Transfer of cap due to servicing transfer 03/14/2013 $ (280,000) $ 696,733,154 Transfer of cap due to servicing transfer 03/25/2013 $ (6,437) $ 696,726,717 Updated due to quarterly assessment and reallocation 04/16/2013 $ 30,000 $ 696,756,717 Transfer of cap due to servicing transfer 05/16/2013 $ (1,510,000) $ 695,246,717 Transfer of cap due to servicing transfer 06/14/2013 $ (1,070,000) $ 694,176,717 Transfer of cap due to servicing transfer 06/27/2013 $ (2,099) $ 694,174,618 Updated due to quarterly assessment and reallocation 07/09/2013 $ 23,179,591 $ 717,354,209 Transfer of cap due to servicing transfer 07/16/2013 $ 490,000 $ 717,844,209 Transfer of cap due to servicing transfer 09/16/2013 $ 289,070,000 $ 1,006,914,209 Transfer of cap due to servicing transfer 09/27/2013 $ (1,118) $ 1,006,913,091 Updated due to quarterly assessment and reallocation 10/15/2013 $ 63,440,000 $ 1,070,353,091 Transfer of cap due to servicing transfer 11/14/2013 $ 5,060,000 $ 1,075,413,091 Transfer of cap due to servicing transfer 12/16/2013 $ 3,210,000 $ 1,078,623,091 Transfer of cap due to servicing transfer 12/23/2013 $ (1,697,251) $ 1,076,925,840 Updated due to quarterly assessment and reallocation 01/16/2014 $ (100,000) $ 1,076,825,840 Transfer of cap due to servicing transfer 02/13/2014 $ 32,370,000 $ 1,109,195,840 Transfer of cap due to servicing transfer 03/14/2014 $ (20,000) $ 1,109,175,840 Transfer of cap due to servicing transfer 03/26/2014 $ (47,177) $ 1,109,128,663 Updated due to quarterly assessment and reallocation 04/16/2014 $ 370,000 $ 1,109,498,663 Transfer of cap due to servicing transfer 05/15/2014 $ 41,040,000 $ 1,150,538,663 Transfer of cap due to servicing transfer 06/16/2014 $ 120,000 $ 1,150,658,663 Transfer of cap due to servicing transfer 06/26/2014 $ (496,816) $ 1,150,161,847 Updated due to quarterly assessment and reallocation 07/16/2014 $ 90,000 $ 1,150,251,847 Transfer of cap due to servicing transfer 07/29/2014 $ (917,451) $ 1,149,334,396 Updated due to quarterly assessment and reallocation 08/14/2014 $ 47,000,000 $ 1,196,334,396 Transfer of cap due to servicing transfer 09/16/2014 $ 4,250,000 $ 1,200,584,396 Transfer of cap due to servicing transfer 09/29/2014 $ (345,854) $ 1,200,238,542 Updated due to quarterly assessment and reallocation 10/16/2014 $ 23,560,000 $ 1,223,798,542 Transfer of cap due to servicing transfer 11/14/2014 $ 350,000 $ 1,224,148,542 Transfer of cap due to servicing transfer 12/16/2014 $ (1,170,000) $ 1,222,978,542 Transfer of cap due to servicing transfer 12/29/2014 $ 115,871,484 $ 1,338,850,026 Updated due to quarterly assessment and reallocation 01/15/2015 $ 390,000 $ 1,339,240,026 Transfer of cap due to servicing transfer 02/13/2015 $ (20,000) $ 1,339,220,026 Transfer of cap due to servicing transfer 03/16/2015 $ 3,770,000 $ 1,342,990,026 Transfer of cap due to servicing transfer 03/26/2015 $ 77,475,779 $ 1,420,465,805 Updated due to quarterly assessment and reallocation 04/16/2015 $ 1,400,000 $ 1,421,865,805 Transfer of cap due to servicing transfer 04/28/2015 $ 436,566,037 $ 1,858,431,842 Updated due to quarterly assessment and reallocation - $ 1,858,431,842 Transfer of cap due to servicing transfer 70,000 $ 1,858,501,842 Transfer of cap due to servicing transfer 05/14/2015 06/16/2015 $ 06/25/2015 $ 47,906,687 $ 1,906,408,529 Updated due to quarterly assessment and reallocation 07/16/2015 $ (1,480,000) $ 1,904,928,529 Transfer of cap due to servicing transfer 08/14/2015 $ (10,000) $ 1,904,918,529 Transfer of cap due to servicing transfer 09/16/2015 $ (1,870,000) $ 1,903,048,529 Transfer of cap due to servicing transfer 09/28/2015 $ 161,750,620 $ 2,064,799,149 Updated due to quarterly assessment and reallocation 10/15/2015 $ 350,000 $ 2,065,149,149 Transfer of cap due to servicing transfer 11/16/2015 $ (60,000) $ 2,065,089,149 Transfer of cap due to servicing transfer 12/16/2015 $ (90,000) $ 2,064,999,149 Transfer of cap due to servicing transfer 12/28/2015 $ 130,704,697 $ 2,195,703,846 Updated due to quarterly assessment and reallocation 01/14/2016 $ (2,860,000) $ 2,192,843,846 Transfer of cap due to servicing transfer 02/16/2016 $ 3,400,000 $ 2,196,243,846 Transfer of cap due to servicing transfer 02/25/2016 $ (102,109,507) $ 2,094,134,339 Reallocation due to MHA program deobligation 03/16/2016 $ 1,050,000 $ 2,095,184,339 Transfer of cap due to servicing transfer 03/28/2016 $ (1,853,801) $ 2,093,330,538 Updated due to quarterly assessment and reallocation 04/14/2016 $ (120,000) $ 2,093,210,538 Transfer of cap due to servicing transfer 05/16/2016 $ 1,360,000 $ 2,094,570,538 Transfer of cap due to servicing transfer 05/31/2016 $ (9,332,357) $ 2,085,238,181 Updated due to quarterly assessment and reallocation 06/16/2016 $ (190,000) $ 2,085,048,181 Transfer of cap due to servicing transfer 06/27/2016 $ (1,088,825) $ 2,083,959,356 Updated due to quarterly assessment and reallocation 07/14/2016 $ (4,290,000) $ 2,079,669,356 Transfer of cap due to servicing transfer 07/27/2016 $ 4,083,273 $ 2,083,752,629 Updated due to quarterly assessment and reallocation 08/16/2016 $ (340,000) $ 2,083,412,629 Transfer of cap due to servicing transfer 09/15/2016 $ 7,740,000 $ 2,091,152,629 Transfer of cap due to servicing transfer 09/28/2016 $ 17,508,589 $ 2,108,661,218 Updated due to quarterly assessment and reallocation 10/14/2016 $ 265,260,000 $ 2,373,921,218 Transfer of cap due to servicing transfer 10/25/2016 $ (175,223,071) $ 2,198,698,147 Updated due to quarterly assessment and reallocation 11/07/2016 $ (89,818,211) $ 2,108,879,936 Updated due to quarterly assessment and reallocation 11/16/2016 $ 390,000 $ 2,109,269,936 Transfer of cap due to servicing transfer 11/29/2016 $ (477,093) $ 2,108,792,843 Updated due to quarterly assessment and reallocation 12/15/2016 $ 1,610,000 $ 2,110,402,843 Transfer of cap due to servicing transfer 12/27/2016 $ (69,019) $ 2,110,333,824 Transfer of cap due to servicing transfer 01/13/2017 $ 140,000 $ 2,110,473,824 Transfer of cap due to servicing transfer 02/16/2017 $ 1,170,000 $ 2,111,643,824 Transfer of cap due to servicing transfer 02/27/2017 $ (1,035,258) $ 2,110,608,566 Transfer of cap due to servicing transfer 03/16/2017 $ 2,060,000 $ 2,112,668,566 Transfer of cap due to servicing transfer 04/26/2017 $ (75,416) $ 2,112,593,150 Transfer of cap due to servicing transfer 114 12/16/2013 03/10/2010 04/13/2011 Nationwide Advantage Mortgage Company Navy Federal Credit Union New York Community Bank (AmTrust Bank) Des Moines Vienna Cleveland IA VA OH Purchase Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications - N/A $ 3 60,780,000 N/A - N/A 3 06/26/2017 $ (637,490) $ 2,111,955,660 Transfer of cap due to servicing transfer 07/26/2017 $ (22,654) $ 2,111,933,006 Transfer of cap due to servicing transfer 09/26/2017 $ 38,054,223 $ 2,149,987,229 Transfer of cap due to servicing transfer 10/16/2017 $ (1) $ 2,149,987,228 Transfer of cap due to servicing transfer 10/26/2017 $ (943,780) $ 2,149,043,448 Transfer of cap due to servicing transfer 12/21/2017 $ (2,500,227) $ 2,146,543,221 Transfer of cap due to servicing transfer 02/26/2018 $ (213,452) $ 2,146,329,769 Transfer of cap due to servicing transfer 03/22/2018 $ (877,318) $ 2,145,452,451 Transfer of cap due to servicing transfer 04/25/2018 $ (1,655,650) $ 2,143,796,801 Transfer of cap due to servicing transfer 06/21/2018 $ (403,600) $ 2,143,393,201 Transfer of cap due to servicing transfer 07/26/2018 $ (314,840,116) $ 1,828,553,085 Reallocation due to MHA program deobligation 08/27/2018 $ (18,675) $ 1,828,534,410 Transfer of cap due to servicing transfer 09/26/2018 $ (21,549) $ 1,828,512,861 Transfer of cap due to servicing transfer 10/25/2018 $ (835,484) $ 1,827,677,377 Transfer of cap due to servicing transfer 03/25/2019 $ (1,485,719) $ 1,826,191,658 Transfer of cap due to servicing transfer 12/16/2013 $ 10,000 $ 10,000 Transfer of cap due to servicing transfer 05/15/2014 $ 10,000 $ 20,000 Transfer of cap due to servicing transfer 07/14/2010 $ (44,880,000) $ 15,900,000 Updated portfolio data from servicer 09/30/2010 $ 1,071,505 $ 16,971,505 Updated portfolio data from servicer 01/06/2011 $ (23) $ 16,971,482 Updated due to quarterly assessment and reallocation 03/30/2011 $ (26) $ 16,971,456 Updated due to quarterly assessment and reallocation 06/29/2011 $ (238) $ 16,971,218 Updated due to quarterly assessment and reallocation 06/28/2012 $ (145) $ 09/27/2012 $ (374) $ 16,970,699 Updated due to quarterly assessment and reallocation 12/27/2012 $ (58) $ 16,970,641 Updated due to quarterly assessment and reallocation 03/25/2013 $ (199) $ 16,970,442 Updated due to quarterly assessment and reallocation 06/27/2013 $ (68) $ 16,970,374 Updated due to quarterly assessment and reallocation 09/27/2013 $ (22) $ 16,970,352 Updated due to quarterly assessment and reallocation 12/23/2013 $ (36,317) $ 16,934,035 Updated due to quarterly assessment and reallocation 03/26/2014 $ (1,230) $ 16,932,805 Updated due to quarterly assessment and reallocation 06/26/2014 $ (13,708) $ 16,919,097 Updated due to quarterly assessment and reallocation 07/29/2014 $ (26,600) $ 16,892,497 Updated due to quarterly assessment and reallocation 09/29/2014 $ (8,647) $ 16,883,850 Updated due to quarterly assessment and reallocation 12/29/2014 $ (473,803) $ 16,410,047 Updated due to quarterly assessment and reallocation 03/26/2015 $ (141,405) $ 16,268,642 Updated due to quarterly assessment and reallocation 04/28/2015 $ 989,851 $ 17,258,493 Updated due to quarterly assessment and reallocation 06/25/2015 $ 78,769 $ 17,337,262 Updated due to quarterly assessment and reallocation 09/28/2015 $ 259,191 $ 17,596,453 Updated due to quarterly assessment and reallocation 12/28/2015 $ 280,053 $ 17,876,506 Updated due to quarterly assessment and reallocation 02/25/2016 $ (611,191) $ 17,265,315 Reallocation due to MHA program deobligation 03/28/2016 $ (7,004) $ 17,258,311 Updated due to quarterly assessment and reallocation 05/31/2016 $ (38,160) $ 17,220,151 Updated due to quarterly assessment and reallocation 06/27/2016 $ (18,454) $ 17,201,697 Updated due to quarterly assessment and reallocation 07/27/2016 $ (23,342) $ 17,178,355 Updated due to quarterly assessment and reallocation 09/28/2016 $ (41,293) $ 17,137,062 Updated due to quarterly assessment and reallocation 10/25/2016 $ (77,064) $ 17,059,998 Updated due to quarterly assessment and reallocation 11/07/2016 $ 29,711 $ 17,089,709 Updated due to quarterly assessment and reallocation 11/29/2016 $ (7,854) $ 17,081,855 Updated due to quarterly assessment and reallocation 12/27/2016 $ (1,142) $ 17,080,713 Transfer of cap due to servicing transfer 02/27/2017 $ (18,458) $ 17,062,255 Transfer of cap due to servicing transfer 04/26/2017 $ (1,318) $ 17,060,937 Transfer of cap due to servicing transfer 06/26/2017 $ (10,885) $ 17,050,052 Transfer of cap due to servicing transfer 07/26/2017 $ (351) $ 17,049,701 Transfer of cap due to servicing transfer 09/26/2017 $ (117,803) $ 16,931,898 Transfer of cap due to servicing transfer 10/26/2017 $ (21,873) $ 16,910,025 Transfer of cap due to servicing transfer 12/21/2017 $ (30,348) $ 16,879,677 Transfer of cap due to servicing transfer 02/26/2018 $ (2,520) $ 16,877,157 Transfer of cap due to servicing transfer 03/22/2018 $ (8,405) $ 16,868,752 Transfer of cap due to servicing transfer 04/25/2018 $ (24,017) $ 16,844,735 Transfer of cap due to servicing transfer 06/21/2018 $ (5,331) $ 16,839,404 Transfer of cap due to servicing transfer 07/26/2018 $ (2,656,490) $ 14,182,914 Reallocation due to MHA program deobligation 08/27/2018 $ (149) $ 14,182,765 Transfer of cap due to servicing transfer 09/26/2018 $ (175) $ 14,182,590 Transfer of cap due to servicing transfer 10/25/2018 $ (6,548) $ 14,176,042 Transfer of cap due to servicing transfer 04/13/2011 $ 200,000 $ 200,000 Transfer of cap due to servicing transfer 05/13/2011 $ 100,000 $ 300,000 Transfer of cap due to servicing transfer 06/16/2011 $ 300,000 $ 600,000 Transfer of cap due to servicing transfer 06/29/2011 $ (9) $ 599,991 Updated due to quarterly assessment and reallocation 08/16/2011 $ 200,000 $ 799,991 Transfer of cap due to servicing transfer 06/28/2012 $ (7) $ 799,984 Updated due to quarterly assessment and reallocation 09/27/2012 $ (19) $ 799,965 Updated due to quarterly assessment and reallocation 12/27/2012 $ (3) $ 799,962 Updated due to quarterly assessment and reallocation 03/25/2013 $ (12) $ 799,950 Updated due to quarterly assessment and reallocation 06/27/2013 $ (5) $ 799,945 Updated due to quarterly assessment and reallocation 07/16/2013 $ 150,000 $ 949,945 Transfer of cap due to servicing transfer 09/27/2013 $ (2) $ 949,943 Updated due to quarterly assessment and reallocation 12/23/2013 $ (3,454) $ 946,489 Updated due to quarterly assessment and reallocation 16,971,073 Updated due to quarterly assessment and reallocation 115 08/14/2014 NewRez LLC D/B/A Shellpoint Mortgage Servicing (New Penn Financial, LLC) Greenville SC Purchase Financial Instrument for Home Loan Modifications - N/A 3 03/26/2014 $ (121) $ 946,368 Updated due to quarterly assessment and reallocation 06/26/2014 $ (1,433) $ 944,935 Updated due to quarterly assessment and reallocation 07/29/2014 $ (2,846) $ 942,089 Updated due to quarterly assessment and reallocation 09/29/2014 $ (940) $ 941,149 Updated due to quarterly assessment and reallocation 12/29/2014 $ (93,451) $ 847,698 Updated due to quarterly assessment and reallocation 03/26/2015 $ (38,280) $ 809,418 Updated due to quarterly assessment and reallocation 04/28/2015 $ (150,882) $ 658,536 Updated due to quarterly assessment and reallocation 06/25/2015 $ (36,528) $ 622,008 Updated due to quarterly assessment and reallocation 09/28/2015 $ (48,795) $ 573,213 Updated due to quarterly assessment and reallocation 12/28/2015 $ (36,112) $ 537,101 Updated due to quarterly assessment and reallocation 02/25/2016 $ (114,666) $ 422,435 Reallocation due to MHA program deobligation 03/28/2016 $ (2,395) $ 420,040 Updated due to quarterly assessment and reallocation 05/31/2016 $ (18,747) $ 401,293 Updated due to quarterly assessment and reallocation 06/16/2016 $ 40,000 $ 441,293 Transfer of cap due to servicing transfer 06/27/2016 $ (10,639) $ 430,654 Updated due to quarterly assessment and reallocation 07/27/2016 $ (13,632) $ 417,022 Updated due to quarterly assessment and reallocation 09/28/2016 $ (23,841) $ 393,181 Updated due to quarterly assessment and reallocation 10/25/2016 $ (22,528) $ 370,653 Updated due to quarterly assessment and reallocation 11/07/2016 $ 8,685 $ 379,338 Updated due to quarterly assessment and reallocation 11/29/2016 $ (310) $ 379,028 Updated due to quarterly assessment and reallocation 12/27/2016 $ (47) $ 378,981 Transfer of cap due to servicing transfer 02/27/2017 $ (820) $ 378,161 Transfer of cap due to servicing transfer 04/26/2017 $ (62) $ 06/26/2017 $ (474) $ 377,625 Transfer of cap due to servicing transfer 07/26/2017 $ (14) $ 377,611 Transfer of cap due to servicing transfer 09/26/2017 $ (10,498) $ 367,113 Transfer of cap due to servicing transfer 10/26/2017 $ (1,302) $ 365,811 Transfer of cap due to servicing transfer 12/21/2017 $ (1,356) $ 364,455 Transfer of cap due to servicing transfer 02/26/2018 $ (168) $ 364,287 Transfer of cap due to servicing transfer 03/22/2018 $ (548) $ 363,739 Transfer of cap due to servicing transfer 04/25/2018 $ (1,083) $ 362,656 Transfer of cap due to servicing transfer 06/21/2018 $ (203) $ 362,453 Transfer of cap due to servicing transfer 07/26/2018 $ (65,265) $ 297,188 Reallocation due to MHA program deobligation 08/27/2018 $ (4) $ 297,184 Transfer of cap due to servicing transfer 09/26/2018 $ (4) $ 297,180 Transfer of cap due to servicing transfer 10/25/2018 $ (134) $ 297,046 Transfer of cap due to servicing transfer 08/14/2014 $ 240,000 $ 240,000 Transfer of cap due to servicing transfer 09/16/2014 $ 59,230,004 $ 59,470,004 Transfer of cap due to servicing transfer 09/29/2014 $ (69,838) $ 59,400,166 Updated due to quarterly assessment and reallocation 10/16/2014 $ 11,480,000 $ 70,880,166 Transfer of cap due to servicing transfer 11/03/2014 $ 800,680 $ 71,680,846 Transfer of cap due to merger/acquisition 11/14/2014 $ 1,750,000 $ 73,430,846 Transfer of cap due to servicing transfer 12/16/2014 $ 440,000 $ 73,870,846 Transfer of cap due to servicing transfer 12/29/2014 $ (7,109,361) $ 66,761,485 Updated due to quarterly assessment and reallocation 01/15/2015 $ 300,000 $ 67,061,485 Transfer of cap due to servicing transfer 02/13/2015 $ 3,380,000 $ 70,441,485 Transfer of cap due to servicing transfer 03/16/2015 $ 1,300,000 $ 71,741,485 Transfer of cap due to servicing transfer 03/26/2015 $ (3,077,094) $ 68,664,391 Updated due to quarterly assessment and reallocation 04/16/2015 $ (2,060,000) $ 66,604,391 Transfer of cap due to servicing transfer 04/28/2015 $ (11,593,331) $ 55,011,060 Updated due to quarterly assessment and reallocation 05/14/2015 $ 1,410,000 $ 56,421,060 Transfer of cap due to servicing transfer 06/16/2015 $ 5,720,000 $ 62,141,060 Transfer of cap due to servicing transfer 06/25/2015 $ (2,857,812) $ 59,283,248 Updated due to quarterly assessment and reallocation 07/16/2015 $ 13,130,000 $ 72,413,248 Transfer of cap due to servicing transfer 08/14/2015 $ (2,810,000) $ 69,603,248 Transfer of cap due to servicing transfer 09/16/2015 $ 1,280,000 $ 70,883,248 Transfer of cap due to servicing transfer 09/28/2015 $ (3,708,330) $ 67,174,918 Updated due to quarterly assessment and reallocation 10/15/2015 $ 680,000 $ 67,854,918 Transfer of cap due to servicing transfer 11/16/2015 $ (300,000) $ 67,554,918 Transfer of cap due to servicing transfer 12/16/2015 $ 1,410,000 $ 68,964,918 Transfer of cap due to servicing transfer 12/28/2015 $ (2,856,501) $ 66,108,417 Updated due to quarterly assessment and reallocation 01/14/2016 $ 3,030,000 $ 69,138,417 Transfer of cap due to servicing transfer 02/16/2016 $ 4,770,000 $ 73,908,417 Transfer of cap due to servicing transfer 02/25/2016 $ (13,405,332) $ 60,503,085 Reallocation due to MHA program deobligation 03/16/2016 $ 19,990,000 $ 80,493,085 Transfer of cap due to servicing transfer 03/28/2016 $ (758,592) $ 79,734,493 Updated due to quarterly assessment and reallocation 04/14/2016 $ 7,800,000 $ 87,534,493 Transfer of cap due to servicing transfer 05/16/2016 $ 4,050,000 $ 91,584,493 Transfer of cap due to servicing transfer 05/31/2016 $ (7,677,850) $ 83,906,643 Updated due to quarterly assessment and reallocation 06/16/2016 $ 4,570,000 $ 88,476,643 Transfer of cap due to servicing transfer 06/27/2016 $ (4,563,638) $ 83,913,005 Updated due to quarterly assessment and reallocation 07/14/2016 $ 380,000 $ 84,293,005 Transfer of cap due to servicing transfer 07/27/2016 $ (4,538,684) $ 79,754,321 Updated due to quarterly assessment and reallocation 08/16/2016 $ 2,430,000 $ 82,184,321 Transfer of cap due to servicing transfer 09/15/2016 $ 450,000 $ 82,634,321 Transfer of cap due to servicing transfer 09/28/2016 $ (6,594,915) $ 76,039,406 Updated due to quarterly assessment and reallocation 10/14/2016 $ 1,320,000 $ 77,359,406 Transfer of cap due to servicing transfer 378,099 Transfer of cap due to servicing transfer 116 03/16/2015 NJ Housing & Mortgage Finance Trenton NJ Purchase Financial Instrument for Home Loan Modifications - N/A 10/16/2017 North American Savings Bank Grandview MO Purchase Financial Instrument for Home Loan Modifications $ 1 N/A 08/05/2009 Oakland Municipal Credit Union Oakland CA Purchase Financial Instrument for Home Loan Modifications $ 140,000 N/A 3 3 6 04/16/2009 Ocwen Loan Servicing LLC West Palm Beach FL Purchase Financial Instrument for Home Loan Modifications $ 659,000,000 N/A 10/25/2016 $ (160,395) $ 77,199,011 Updated due to quarterly assessment and reallocation 11/07/2016 $ 61,838 $ 77,260,849 Updated due to quarterly assessment and reallocation 11/16/2016 $ 950,000 $ 78,210,849 Transfer of cap due to servicing transfer 11/29/2016 $ 11,811,740 $ 90,022,589 Updated due to quarterly assessment and reallocation 12/15/2016 $ 2,740,000 $ 92,762,589 Transfer of cap due to servicing transfer 12/27/2016 $ 1,622,420 $ 94,385,009 Transfer of cap due to servicing transfer 01/13/2017 $ 630,000 $ 95,015,009 Transfer of cap due to servicing transfer 02/16/2017 $ 71,430,000 $ 166,445,009 Transfer of cap due to servicing transfer 02/27/2017 $ (768,780) $ 165,676,229 Transfer of cap due to servicing transfer 03/16/2017 $ 2,270,000 $ 167,946,229 Transfer of cap due to servicing transfer 04/26/2017 $ (49,435) $ 167,896,794 Transfer of cap due to servicing transfer 06/26/2017 $ (342,770) $ 167,554,024 Transfer of cap due to servicing transfer 07/26/2017 $ (9,942) $ 167,544,082 Transfer of cap due to servicing transfer 09/26/2017 $ (8,919,264) $ 158,624,818 Transfer of cap due to servicing transfer 10/26/2017 $ (1,353,381) $ 157,271,437 Transfer of cap due to servicing transfer 12/21/2017 $ (1,635,881) $ 155,635,556 Transfer of cap due to servicing transfer 02/26/2018 $ (64,270) $ 155,571,286 Transfer of cap due to servicing transfer 03/22/2018 $ (214,202) $ 155,357,084 Transfer of cap due to servicing transfer 04/25/2018 $ (405,472) $ 154,951,612 Transfer of cap due to servicing transfer 06/21/2018 $ (103,840) $ 154,847,772 Transfer of cap due to servicing transfer 07/26/2018 $ (29,875,895) $ 124,971,877 Reallocation due to MHA program deobligation 08/27/2018 $ (1,788) $ 124,970,089 Transfer of cap due to servicing transfer 09/26/2018 $ (2,411) $ 124,967,678 Transfer of cap due to servicing transfer 10/25/2018 $ (49,871) $ 124,917,807 Transfer of cap due to servicing transfer 03/16/2015 $ 210,000 $ 210,000 Transfer of cap due to servicing transfer 03/26/2015 $ 52,082 $ 262,082 Updated due to quarterly assessment and reallocation 04/28/2015 $ (20,260) $ 241,822 Updated due to quarterly assessment and reallocation 06/25/2015 $ (4,820) $ 237,002 Updated due to quarterly assessment and reallocation 09/28/2015 $ (6,306) $ 230,696 Updated due to quarterly assessment and reallocation 12/28/2015 $ (4,751) $ 225,945 Updated due to quarterly assessment and reallocation 02/25/2016 $ (20,231) $ 205,714 Reallocation due to MHA program deobligation 03/28/2016 $ (423) $ 205,291 Updated due to quarterly assessment and reallocation 05/31/2016 $ (3,307) $ 201,984 Updated due to quarterly assessment and reallocation 06/27/2016 $ (1,976) $ 200,008 Updated due to quarterly assessment and reallocation 07/27/2016 $ (1,995) $ 198,013 Updated due to quarterly assessment and reallocation 09/28/2016 $ (3,529) $ 194,484 Updated due to quarterly assessment and reallocation 10/25/2016 $ (3,400) $ 191,084 Updated due to quarterly assessment and reallocation 11/07/2016 $ 1,311 $ 192,395 Updated due to quarterly assessment and reallocation 11/29/2016 $ (105) $ 192,290 Updated due to quarterly assessment and reallocation 12/27/2016 $ (16) $ 192,274 Transfer of cap due to servicing transfer 02/27/2017 $ (279) $ 191,995 Transfer of cap due to servicing transfer 04/26/2017 $ (18) $ 191,977 Transfer of cap due to servicing transfer 06/26/2017 $ (141) $ 191,836 Transfer of cap due to servicing transfer 07/26/2017 $ (4) $ 191,832 Transfer of cap due to servicing transfer 09/26/2017 $ (1,276) $ 190,556 Transfer of cap due to servicing transfer 10/26/2017 $ (167) $ 190,389 Transfer of cap due to servicing transfer 12/21/2017 $ (195) $ 190,194 Transfer of cap due to servicing transfer 02/26/2018 $ (11) $ 190,183 Transfer of cap due to servicing transfer 03/22/2018 $ (36) $ 190,147 Transfer of cap due to servicing transfer 04/25/2018 $ (76) $ 190,071 Transfer of cap due to servicing transfer 06/21/2018 $ (16) $ 190,055 Transfer of cap due to servicing transfer 07/26/2018 $ (25,625) $ 164,430 Reallocation due to MHA program deobligation 08/27/2018 $ (1) $ 164,429 Transfer of cap due to servicing transfer 09/26/2018 $ (2) $ 164,427 Transfer of cap due to servicing transfer 10/25/2018 $ (55) $ 164,372 Transfer of cap due to servicing transfer 10/26/2017 $ 51,482 $ 09/30/2009 $ 290,000 $ 430,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 210,000 $ 640,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 170,000 $ 810,000 Updated portfolio data from servicer 07/14/2010 $ (10,000) $ 800,000 Updated portfolio data from servicer 09/30/2010 $ (74,722) $ 725,278 Updated portfolio data from servicer 01/06/2011 $ (1) $ 725,277 Updated due to quarterly assessment and reallocation 03/30/2011 $ (1) $ 725,276 Updated due to quarterly assessment and reallocation 04/13/2011 $ (200,000) $ 525,276 Transfer of cap due to servicing transfer 06/29/2011 $ (7) $ 525,269 Updated due to quarterly assessment and reallocation 07/22/2011 $ (515,201) $ 06/12/2009 $ (105,620,000) $ 553,380,000 Updated portfolio data from servicer 09/30/2009 $ 102,580,000 $ 655,960,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 277,640,000 $ 933,600,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 46,860,000 $ 06/16/2010 $ 156,050,000 $ 07/14/2010 $ (191,610,000) $ 07/16/2010 $ 23,710,000 $ 968,610,000 Transfer of cap due to servicing transfer 09/15/2010 $ 100,000 $ 968,710,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ 3,742,740 $ 972,452,740 Updated portfolio data from servicer 10/15/2010 $ 170,800,000 $ 1,143,252,740 Transfer of cap due to servicing transfer 01/06/2011 $ (1,020) $ 1,143,251,720 Updated due to quarterly assessment and reallocation 02/16/2011 $ 900,000 $ 1,144,151,720 Transfer of cap due to servicing transfer 51,483 Transfer of cap due to servicing transfer 10,068 Termination of SPA 980,460,000 Updated portfolio data from servicer 1,136,510,000 Transfer of cap due to servicing transfer 944,900,000 Updated portfolio data from servicer 117 03/30/2011 $ (1,114) $ 1,144,150,606 Updated due to quarterly assessment and reallocation 06/29/2011 $ (10,044) $ 1,144,140,562 Updated due to quarterly assessment and reallocation 10/14/2011 $ (100,000) $ 1,144,040,562 Transfer of cap due to servicing transfer 01/13/2012 $ 194,800,000 $ 1,338,840,562 Transfer of cap due to servicing transfer 02/16/2012 $ 400,000 $ 1,339,240,562 Transfer of cap due to servicing transfer 03/15/2012 $ 100,000 $ 1,339,340,562 Transfer of cap due to servicing transfer 05/16/2012 $ 123,530,000 $ 1,462,870,562 Transfer of cap due to servicing transfer 06/14/2012 $ 354,290,000 $ 1,817,160,562 Transfer of cap due to servicing transfer 06/28/2012 $ (6,308) $ 1,817,154,254 Updated due to quarterly assessment and reallocation 07/16/2012 $ 10,080,000 $ 1,827,234,254 Transfer of cap due to servicing transfer 08/16/2012 $ 8,390,000 $ 1,835,624,254 Transfer of cap due to servicing transfer 09/27/2012 $ (10,733) $ 1,835,613,521 Updated due to quarterly assessment and reallocation 10/16/2012 $ 14,560,000 $ 1,850,173,521 Transfer of cap due to servicing transfer 11/15/2012 $ 13,240,000 $ 1,863,413,521 Transfer of cap due to servicing transfer 12/14/2012 $ 2,080,000 $ 1,865,493,521 Transfer of cap due to servicing transfer 12/27/2012 $ (1,015) $ 1,865,492,506 Updated due to quarterly assessment and reallocation 01/16/2013 $ 410,000 $ 1,865,902,506 Transfer of cap due to servicing transfer 02/14/2013 $ 960,000 $ 1,866,862,506 Transfer of cap due to servicing transfer 03/14/2013 $ 83,880,000 $ 1,950,742,506 Transfer of cap due to servicing transfer 03/25/2013 $ (1,877) $ 1,950,740,629 Updated due to quarterly assessment and reallocation 04/09/2013 $ 157,237,929 $ 2,107,978,558 Transfer of cap due to servicing transfer 04/16/2013 $ 620,860,000 $ 2,728,838,558 Transfer of cap due to servicing transfer 05/16/2013 $ 18,970,000 $ 2,747,808,558 Transfer of cap due to servicing transfer 06/14/2013 $ (190,000) $ 2,747,618,558 Transfer of cap due to servicing transfer 06/27/2013 $ (2,817) $ 2,747,615,741 Updated due to quarterly assessment and reallocation 07/16/2013 $ 14,710,000 $ 2,762,325,741 Transfer of cap due to servicing transfer 09/16/2013 $ 66,170,000 $ 2,828,495,741 Transfer of cap due to servicing transfer 09/27/2013 $ (276) $ 2,828,495,465 Updated due to quarterly assessment and reallocation 10/15/2013 $ 267,580,000 $ 3,096,075,465 Transfer of cap due to servicing transfer 11/14/2013 $ 4,290,000 $ 3,100,365,465 Transfer of cap due to servicing transfer 12/16/2013 $ 280,370,000 $ 3,380,735,465 Transfer of cap due to servicing transfer 12/23/2013 $ 49,286,732 $ 3,430,022,197 Updated due to quarterly assessment and reallocation 01/16/2014 $ 51,180,000 $ 3,481,202,197 Transfer of cap due to servicing transfer 01/31/2014 $ 765,231,390 $ 4,246,433,587 Transfer of cap due to merger/acquisition 02/13/2014 $ 38,900,000 $ 4,285,333,587 Transfer of cap due to servicing transfer 02/27/2014 $ 360,860,500 $ 4,646,194,086 Transfer of cap due to merger/acquisition 03/14/2014 $ 25,080,000 $ 4,671,274,086 Transfer of cap due to servicing transfer 03/26/2014 $ (167,651) $ 4,671,106,435 Updated due to quarterly assessment and reallocation 04/16/2014 $ 11,980,000 $ 4,683,086,435 Transfer of cap due to servicing transfer 05/15/2014 $ 130,000 $ 4,683,216,435 Transfer of cap due to servicing transfer 05/28/2014 $ 284,475,088 $ 4,967,691,523 Transfer of cap due to merger/acquisition 06/16/2014 $ 690,000 $ 4,968,381,523 Transfer of cap due to servicing transfer 06/26/2014 $ (2,284,678) $ 4,966,096,845 Updated due to quarterly assessment and reallocation 07/16/2014 $ (10,000) $ 4,966,086,845 Transfer of cap due to servicing transfer 07/29/2014 $ (4,336,420) $ 4,961,750,425 Updated due to quarterly assessment and reallocation 08/14/2014 $ 1,030,000 $ 4,962,780,425 Transfer of cap due to servicing transfer 09/16/2014 $ 2,290,000 $ 4,965,070,425 Transfer of cap due to servicing transfer 09/29/2014 $ (1,332,356) $ 4,963,738,069 Updated due to quarterly assessment and reallocation 10/16/2014 $ (55,610,000) $ 4,908,128,069 Transfer of cap due to servicing transfer 11/14/2014 $ (560,000) $ 4,907,568,069 Transfer of cap due to servicing transfer 12/16/2014 $ 1,110,000 $ 4,908,678,069 Transfer of cap due to servicing transfer 12/29/2014 $ 301,404,585 $ 5,210,082,654 Updated due to quarterly assessment and reallocation 01/15/2015 $ 100,000 $ 5,210,182,654 Transfer of cap due to servicing transfer 02/13/2015 $ 31,540,000 $ 5,241,722,654 Transfer of cap due to servicing transfer 03/26/2015 $ 185,944,745 $ 5,427,667,399 Updated due to quarterly assessment and reallocation 04/16/2015 $ (4,540,000) $ 5,423,127,399 Transfer of cap due to servicing transfer 04/28/2015 $ 427,273,750 $ 5,850,401,149 Updated due to quarterly assessment and reallocation 05/14/2015 $ (2,790,000) $ 5,847,611,149 Transfer of cap due to servicing transfer 06/16/2015 $ (8,130,000) $ 5,839,481,149 Transfer of cap due to servicing transfer 06/25/2015 $ 166,414,320 $ 6,005,895,469 Updated due to quarterly assessment and reallocation 07/16/2015 $ (7,110,000) $ 5,998,785,469 Transfer of cap due to servicing transfer 08/14/2015 $ (10,500,000) $ 5,988,285,469 Transfer of cap due to servicing transfer 09/16/2015 $ (7,770,000) $ 5,980,515,469 Transfer of cap due to servicing transfer 09/28/2015 $ 158,658,251 $ 6,139,173,720 Updated due to quarterly assessment and reallocation 10/15/2015 $ (5,660,000) $ 6,133,513,720 Transfer of cap due to servicing transfer 11/16/2015 $ (600,000) $ 6,132,913,720 Transfer of cap due to servicing transfer 12/16/2015 $ (9,870,000) $ 6,123,043,720 Transfer of cap due to servicing transfer 12/28/2015 $ 85,621,261 $ 6,208,664,981 Updated due to quarterly assessment and reallocation 01/14/2016 $ (350,000) $ 6,208,314,981 Transfer of cap due to servicing transfer 02/16/2016 $ 30,000 $ 6,208,344,981 Transfer of cap due to servicing transfer 02/25/2016 $ (168,638,885) $ 6,039,706,096 Reallocation due to MHA program deobligation 03/04/2016 $ 161,526,035 $ 6,201,232,131 Transfer of cap due to merger/acquisition 03/16/2016 $ (21,390,000) $ 6,179,842,131 Transfer of cap due to servicing transfer 03/28/2016 $ (5,796,239) $ 6,174,045,892 Updated due to quarterly assessment and reallocation 04/14/2016 $ (460,000) $ 6,173,585,892 Transfer of cap due to servicing transfer 05/16/2016 $ (44,490,000) $ 6,129,095,892 Transfer of cap due to servicing transfer 05/31/2016 $ 78,956,346 $ 6,208,052,238 Updated due to quarterly assessment and reallocation 06/16/2016 $ (870,000) $ 6,207,182,238 Transfer of cap due to servicing transfer 118 06/27/2016 $ 84,587,240 $ 6,291,769,478 Updated due to quarterly assessment and reallocation 07/14/2016 $ (20,000) $ 6,291,749,478 Transfer of cap due to servicing transfer 07/27/2016 $ 94,250,614 $ 6,386,000,092 Updated due to quarterly assessment and reallocation 09/15/2016 $ (16,590,000) $ 6,369,410,092 Transfer of cap due to servicing transfer 09/28/2016 $ 101,998,896 $ 6,471,408,988 Updated due to quarterly assessment and reallocation 10/14/2016 $ (6,340,000) $ 6,465,068,988 Transfer of cap due to servicing transfer 10/25/2016 $ 48,141,096 $ 6,513,210,084 Updated due to quarterly assessment and reallocation - $ 6,513,210,084 Updated due to quarterly assessment and reallocation 11/16/2016 $ (3,780,000) $ 6,509,430,084 Transfer of cap due to servicing transfer 11/29/2016 $ (2,378,418) $ 6,507,051,666 Updated due to quarterly assessment and reallocation 12/15/2016 $ (940,000) $ 6,506,111,666 Transfer of cap due to servicing transfer 12/27/2016 $ (383,942) $ 6,505,727,724 Transfer of cap due to servicing transfer 01/13/2017 $ (270,000) $ 6,505,457,724 Transfer of cap due to servicing transfer 02/16/2017 $ (5,110,000) $ 6,500,347,724 Transfer of cap due to servicing transfer 02/27/2017 $ (6,130,012) $ 6,494,217,712 Transfer of cap due to servicing transfer 03/16/2017 $ (5,440,000) $ 6,488,777,712 Transfer of cap due to servicing transfer 04/26/2017 $ (490,044) $ 6,488,287,668 Transfer of cap due to servicing transfer 06/26/2017 $ (4,464,432) $ 6,483,823,236 Transfer of cap due to servicing transfer 07/26/2017 $ (142,546) $ 6,483,680,690 Transfer of cap due to servicing transfer 09/26/2017 $ (59,584,573) $ 6,424,096,117 Transfer of cap due to servicing transfer 10/26/2017 $ (9,181,315) $ 6,414,914,802 Transfer of cap due to servicing transfer 12/21/2017 $ (13,351,502) $ 6,401,563,300 Transfer of cap due to servicing transfer 02/26/2018 $ (775,400) $ 6,400,787,900 Transfer of cap due to servicing transfer 03/22/2018 $ (3,190,306) $ 6,397,597,594 Transfer of cap due to servicing transfer 04/25/2018 $ (6,910,282) $ 6,390,687,312 Transfer of cap due to servicing transfer 06/21/2018 $ (1,457,841) $ 6,389,229,471 Transfer of cap due to servicing transfer 07/26/2018 $ (961,203,620) $ 5,428,025,851 Reallocation due to MHA program deobligation 08/27/2018 $ (55,481) $ 5,427,970,370 Transfer of cap due to servicing transfer 09/26/2018 $ (62,036) $ 5,427,908,334 Transfer of cap due to servicing transfer 10/25/2018 $ (2,294,228) $ 5,425,614,106 Transfer of cap due to servicing transfer 03/25/2019 $ (5,096,916) $ 5,420,517,190 Transfer of cap due to servicing transfer 06/12/2009 $ 384,650,000 $ 1,017,650,000 Updated portfolio data from servicer 09/30/2009 $ 2,537,240,000 $ 3,554,890,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ (1,679,520,000) $ 1,875,370,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 190,180,000 $ 2,065,550,000 Updated portfolio data from servicer 05/14/2010 $ 1,880,000 $ 2,067,430,000 Transfer of cap due to servicing transfer 07/14/2010 $ (881,530,000) $ 1,185,900,000 Updated portfolio data from servicer 08/13/2010 $ (3,700,000) $ 1,182,200,000 Transfer of cap due to servicing transfer 09/30/2010 $ 119,200,000 $ 1,301,400,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ 216,998,139 $ 1,518,398,139 Updated portfolio data from servicer 12/15/2010 $ (500,000) $ 1,517,898,139 Transfer of cap due to servicing transfer 01/06/2011 $ (1,734) $ 1,517,896,405 Updated due to quarterly assessment and reallocation 03/16/2011 $ (100,000) $ 1,517,796,405 Transfer of cap due to servicing transfer 03/30/2011 $ (2,024) $ 1,517,794,381 Updated due to quarterly assessment and reallocation 04/13/2011 $ (800,000) $ 1,516,994,381 Transfer of cap due to servicing transfer 05/13/2011 $ (17,900,000) $ 1,499,094,381 Transfer of cap due to servicing transfer 06/29/2011 $ (18,457) $ 1,499,075,924 Updated due to quarterly assessment and reallocation 07/14/2011 $ (200,000) $ 1,498,875,924 Transfer of cap due to servicing transfer 08/16/2011 $ 3,400,000 $ 1,502,275,924 Transfer of cap due to servicing transfer 09/15/2011 $ 200,000 $ 1,502,475,924 Transfer of cap due to servicing transfer 10/14/2011 $ (800,000) $ 1,501,675,924 Transfer of cap due to servicing transfer 11/16/2011 $ (200,000) $ 1,501,475,924 Transfer of cap due to servicing transfer 12/15/2011 $ 2,600,000 $ 1,504,075,924 Transfer of cap due to servicing transfer 01/13/2012 $ (1,600,000) $ 1,502,475,924 Transfer of cap due to servicing transfer 03/15/2012 $ (400,000) $ 1,502,075,924 Transfer of cap due to servicing transfer 04/16/2012 $ (100,000) $ 1,501,975,924 Transfer of cap due to servicing transfer 05/16/2012 $ (800,000) $ 1,501,175,924 Transfer of cap due to servicing transfer 06/14/2012 $ (990,000) $ 1,500,185,924 Transfer of cap due to servicing transfer 06/28/2012 $ (12,463) $ 1,500,173,461 Updated due to quarterly assessment and reallocation 08/16/2012 $ 10,000 $ 1,500,183,461 Transfer of cap due to servicing transfer 09/27/2012 $ (33,210) $ 1,500,150,251 Updated due to quarterly assessment and reallocation 11/15/2012 $ (1,200,000) $ 1,498,950,251 Transfer of cap due to servicing transfer 12/14/2012 $ 40,000 $ 1,498,990,251 Transfer of cap due to servicing transfer 12/27/2012 $ (5,432) $ 1,498,984,819 Updated due to quarterly assessment and reallocation 01/16/2013 $ 60,000 $ 1,499,044,819 Transfer of cap due to servicing transfer 02/14/2013 $ (30,000) $ 1,499,014,819 Transfer of cap due to servicing transfer 03/14/2013 $ (80,000) $ 1,498,934,819 Transfer of cap due to servicing transfer 03/25/2013 $ (19,838) $ 1,498,914,981 Updated due to quarterly assessment and reallocation 06/14/2013 $ 30,000 $ 1,498,944,981 Transfer of cap due to servicing transfer 06/27/2013 $ (7,105) $ 1,498,937,876 Updated due to quarterly assessment and reallocation 09/16/2013 $ (66,500,000) $ 1,432,437,876 Transfer of cap due to servicing transfer 09/27/2013 $ (2,430) $ 1,432,435,446 Updated due to quarterly assessment and reallocation 10/15/2013 $ (197,220,000) $ 1,235,215,446 Transfer of cap due to servicing transfer 11/14/2013 $ (30,000) $ 1,235,185,446 Transfer of cap due to servicing transfer 12/16/2013 $ (2,230,000) $ 1,232,955,446 Transfer of cap due to servicing transfer 12/23/2013 $ (3,902,818) $ 1,229,052,628 Updated due to quarterly assessment and reallocation 01/16/2014 $ (9,350,000) $ 1,219,702,628 Transfer of cap due to servicing transfer 11/07/2016 04/13/2009 Ocwen Loan Servicing, LLC (as successor in interest to GMAC Mortgage, LLC) Ft. Washington PA Purchase Financial Instrument for Home Loan Modifications $ 633,000,000 N/A 119 12/14/2018 Oriental Bank San Juan PR Purchase Financial Instrument for Home Loan Modifications $ 1 N/A 09/11/2009 ORNL Federal Credit Union Oak Ridge TN Purchase Financial Instrument for Home Loan Modifications $ 2,070,000 N/A 02/13/2014 $ (36,560,000) $ 1,183,142,628 Transfer of cap due to servicing transfer 03/14/2014 $ (17,170,000) $ 1,165,972,628 Transfer of cap due to servicing transfer 03/26/2014 $ (136,207) $ 1,165,836,421 Updated due to quarterly assessment and reallocation 04/16/2014 $ (20,570,000) $ 1,145,266,421 Transfer of cap due to servicing transfer 05/15/2014 $ (260,000) $ 1,145,006,421 Transfer of cap due to servicing transfer 06/16/2014 $ (400,000) $ 1,144,606,421 Transfer of cap due to servicing transfer 06/26/2014 $ (1,585,532) $ 1,143,020,889 Updated due to quarterly assessment and reallocation 07/16/2014 $ (70,000) $ 1,142,950,889 Transfer of cap due to servicing transfer 07/29/2014 $ (3,099,444) $ 1,139,851,445 Updated due to quarterly assessment and reallocation 08/14/2014 $ (7,900,000) $ 1,131,951,445 Transfer of cap due to servicing transfer 09/16/2014 $ (2,480,000) $ 1,129,471,445 Transfer of cap due to servicing transfer 09/29/2014 $ (1,022,008) $ 1,128,449,437 Updated due to quarterly assessment and reallocation 10/16/2014 $ (240,000) $ 1,128,209,437 Transfer of cap due to servicing transfer 11/14/2014 $ (260,000) $ 1,127,949,437 Transfer of cap due to servicing transfer 12/16/2014 $ (1,200,000) $ 1,126,749,437 Transfer of cap due to servicing transfer 12/29/2014 $ (120,415,077) $ 1,006,334,360 Updated due to quarterly assessment and reallocation 01/15/2015 $ (90,000) $ 1,006,244,360 Transfer of cap due to servicing transfer 02/13/2015 $ (32,040,000) $ 974,204,360 Transfer of cap due to servicing transfer 03/26/2015 $ (45,741,813) $ 928,462,547 Updated due to quarterly assessment and reallocation 04/16/2015 $ 80,000 $ 928,542,547 Transfer of cap due to servicing transfer 04/28/2015 $ (180,258,444) $ 748,284,103 Updated due to quarterly assessment and reallocation 06/16/2015 $ (180,000) $ 748,104,103 Transfer of cap due to servicing transfer 06/25/2015 $ (42,755,476) $ 09/28/2015 $ (57,116,228) $ 648,232,399 Updated due to quarterly assessment and reallocation 12/28/2015 $ (42,653,357) $ 605,579,042 Updated due to quarterly assessment and reallocation 705,348,627 Updated due to quarterly assessment and reallocation 02/25/2016 $ (134,493,339) $ 471,085,703 Reallocation due to MHA program deobligation 16 03/04/2016 $ (161,526,035) $ 309,559,668 Termination of SPA 3 03/25/2019 $ 117,140 $ 10/02/2009 $ 460,000 $ 2,530,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 2,730,000 $ 5,260,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 13,280,000 $ 18,540,000 Updated portfolio data from servicer 07/14/2010 $ (13,540,000) $ 5,000,000 Updated portfolio data from servicer 09/30/2010 $ 1,817,613 $ 6,817,613 Updated portfolio data from servicer 01/06/2011 $ (10) $ 6,817,603 Updated due to quarterly assessment and reallocation 03/30/2011 $ (12) $ 6,817,591 Updated due to quarterly assessment and reallocation 06/29/2011 $ (115) $ 6,817,476 Updated due to quarterly assessment and reallocation 06/28/2012 $ (86) $ 6,817,390 Updated due to quarterly assessment and reallocation 09/27/2012 $ (236) $ 6,817,154 Updated due to quarterly assessment and reallocation 12/27/2012 $ (40) $ 6,817,114 Updated due to quarterly assessment and reallocation 03/25/2013 $ (149) $ 6,816,965 Updated due to quarterly assessment and reallocation 06/27/2013 $ (56) $ 6,816,909 Updated due to quarterly assessment and reallocation 09/27/2013 $ (20) $ 6,816,889 Updated due to quarterly assessment and reallocation 12/23/2013 $ (33,979) $ 6,782,910 Updated due to quarterly assessment and reallocation 03/26/2014 $ (1,192) $ 6,781,718 Updated due to quarterly assessment and reallocation 06/26/2014 $ (14,049) $ 6,767,669 Updated due to quarterly assessment and reallocation 07/29/2014 $ (27,888) $ 6,739,781 Updated due to quarterly assessment and reallocation 09/29/2014 $ (9,230) $ 6,730,551 Updated due to quarterly assessment and reallocation 12/29/2014 $ (1,104,824) $ 5,625,727 Updated due to quarterly assessment and reallocation 03/26/2015 $ (416,543) $ 5,209,184 Updated due to quarterly assessment and reallocation 04/28/2015 $ (1,600,867) $ 3,608,317 Updated due to quarterly assessment and reallocation 06/25/2015 $ (379,686) $ 3,228,631 Updated due to quarterly assessment and reallocation 09/28/2015 $ (508,298) $ 2,720,333 Updated due to quarterly assessment and reallocation 12/28/2015 $ (376,180) $ 2,344,153 Updated due to quarterly assessment and reallocation 02/25/2016 $ (1,091,210) $ 1,252,943 Reallocation due to MHA program deobligation 03/28/2016 $ (22,798) $ 1,230,145 Updated due to quarterly assessment and reallocation 05/31/2016 $ (178,458) $ 1,051,687 Updated due to quarterly assessment and reallocation 06/27/2016 $ (106,634) $ 945,053 Updated due to quarterly assessment and reallocation 07/27/2016 $ (106,698) $ 838,355 Updated due to quarterly assessment and reallocation 09/28/2016 $ (193,368) $ 644,987 Updated due to quarterly assessment and reallocation 10/25/2016 $ (182,719) $ 462,268 Updated due to quarterly assessment and reallocation 11/07/2016 $ 70,445 $ 532,713 Updated due to quarterly assessment and reallocation 11/29/2016 $ (1,422) $ 531,291 Updated due to quarterly assessment and reallocation 12/27/2016 $ (218) $ 531,073 Transfer of cap due to servicing transfer 02/27/2017 $ (3,778) $ 527,295 Transfer of cap due to servicing transfer 04/26/2017 $ (259) $ 527,036 Transfer of cap due to servicing transfer 06/26/2017 $ (2,357) $ 524,679 Transfer of cap due to servicing transfer 07/26/2017 $ (71) $ 524,608 Transfer of cap due to servicing transfer 09/26/2017 $ (88,877) $ 435,731 Transfer of cap due to servicing transfer 10/26/2017 $ (10,476) $ 425,255 Transfer of cap due to servicing transfer 12/21/2017 $ (10,914) $ 414,341 Transfer of cap due to servicing transfer 02/26/2018 $ (564) $ 413,777 Transfer of cap due to servicing transfer 03/22/2018 $ (1,840) $ 411,937 Transfer of cap due to servicing transfer 04/25/2018 $ (3,641) $ 408,296 Transfer of cap due to servicing transfer 06/21/2018 $ (683) $ 407,613 Transfer of cap due to servicing transfer 07/26/2018 $ (116,838) $ 290,775 Reallocation due to MHA program deobligation 08/27/2018 $ (6) $ 290,769 Transfer of cap due to servicing transfer 09/26/2018 $ (7) $ 290,762 Transfer of cap due to servicing transfer 10/25/2018 $ (241) $ 290,521 Transfer of cap due to servicing transfer 117,141 Transfer of cap due to servicing transfer 120 09/09/2009 12/16/2009 OwnersChoice Funding, Inc. (CUC Mortgage Corporation) Park View Federal Savings Bank Albany Solon NY OH Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ 4,350,000 N/A 760,000 N/A 6 08/25/2010 Pathfinder Bank Oswego NY Purchase Financial Instrument for Home Loan Modifications $ 1,300,000 N/A 10/02/2009 $ 950,000 $ 5,300,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 5,700,000 $ 11,000,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 740,000 $ 11,740,000 Updated portfolio data from servicer 07/14/2010 $ (1,440,000) $ 10,300,000 Updated portfolio data from servicer 09/30/2010 $ (6,673,610) $ 3,626,390 Updated portfolio data from servicer 01/06/2011 $ (5) $ 3,626,385 Updated due to quarterly assessment and reallocation 03/30/2011 $ (6) $ 3,626,379 Updated due to quarterly assessment and reallocation 06/29/2011 $ (52) $ 3,626,327 Updated due to quarterly assessment and reallocation 06/28/2012 $ (38) $ 3,626,289 Updated due to quarterly assessment and reallocation 09/27/2012 $ (107) $ 3,626,182 Updated due to quarterly assessment and reallocation 12/27/2012 $ (18) $ 3,626,164 Updated due to quarterly assessment and reallocation 03/25/2013 $ (69) $ 3,626,095 Updated due to quarterly assessment and reallocation 06/27/2013 $ (26) $ 3,626,069 Updated due to quarterly assessment and reallocation 09/27/2013 $ (9) $ 3,626,060 Updated due to quarterly assessment and reallocation 12/23/2013 $ (15,739) $ 3,610,321 Updated due to quarterly assessment and reallocation 03/26/2014 $ (554) $ 3,609,767 Updated due to quarterly assessment and reallocation 06/26/2014 $ (6,538) $ 3,603,229 Updated due to quarterly assessment and reallocation 07/29/2014 $ (12,989) $ 3,590,240 Updated due to quarterly assessment and reallocation 09/29/2014 $ (4,292) $ 3,585,948 Updated due to quarterly assessment and reallocation 12/29/2014 $ (498,170) $ 3,087,778 Updated due to quarterly assessment and reallocation 03/26/2015 $ (183,056) $ 2,904,722 Updated due to quarterly assessment and reallocation 04/28/2015 $ (704,893) $ 2,199,829 Updated due to quarterly assessment and reallocation 06/25/2015 $ (167,093) $ 2,032,736 Updated due to quarterly assessment and reallocation 09/28/2015 $ (224,207) $ 1,808,529 Updated due to quarterly assessment and reallocation 12/28/2015 $ (150,962) $ 1,657,567 Updated due to quarterly assessment and reallocation 02/25/2016 $ (466,555) $ 1,191,012 Reallocation due to MHA program deobligation 03/28/2016 $ (9,753) $ 1,181,259 Updated due to quarterly assessment and reallocation 05/31/2016 $ (69,927) $ 1,111,332 Updated due to quarterly assessment and reallocation 06/27/2016 $ (42,745) $ 1,068,587 Updated due to quarterly assessment and reallocation 07/27/2016 $ (42,814) $ 1,025,773 Updated due to quarterly assessment and reallocation 09/28/2016 $ (66,682) $ 959,091 Updated due to quarterly assessment and reallocation 10/25/2016 $ (63,074) $ 896,017 Updated due to quarterly assessment and reallocation 11/07/2016 $ 24,317 $ 920,334 Updated due to quarterly assessment and reallocation 11/29/2016 $ (951) $ 919,383 Updated due to quarterly assessment and reallocation 12/27/2016 $ (145) $ 919,238 Transfer of cap due to servicing transfer 02/27/2017 $ (2,640) $ 916,598 Transfer of cap due to servicing transfer 04/26/2017 $ (188) $ 916,410 Transfer of cap due to servicing transfer 06/26/2017 $ (1,451) $ 914,959 Transfer of cap due to servicing transfer 07/26/2017 $ (44) $ 914,915 Transfer of cap due to servicing transfer 09/26/2017 $ (38,236) $ 876,679 Transfer of cap due to servicing transfer 10/26/2017 $ (4,742) $ 871,937 Transfer of cap due to servicing transfer 12/21/2017 $ (7,091) $ 864,846 Transfer of cap due to servicing transfer 02/26/2018 $ (344) $ 864,502 Transfer of cap due to servicing transfer 03/22/2018 $ (1,122) $ 863,380 Transfer of cap due to servicing transfer 04/25/2018 $ (2,219) $ 861,161 Transfer of cap due to servicing transfer 06/21/2018 $ (417) $ 860,744 Transfer of cap due to servicing transfer 07/26/2018 $ (148,757) $ 711,987 Reallocation due to MHA program deobligation 08/27/2018 $ (8) $ 711,979 Transfer of cap due to servicing transfer 09/26/2018 $ (9) $ 711,970 Transfer of cap due to servicing transfer 10/25/2018 $ (308) $ 711,662 Transfer of cap due to servicing transfer 01/22/2010 $ 40,000 $ 800,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 140,000 $ 940,000 Updated portfolio data from servicer 07/14/2010 $ (140,000) $ 800,000 Updated portfolio data from servicer 09/30/2010 $ 70,334 $ 870,334 Updated portfolio data from servicer 01/06/2011 $ (1) $ 870,333 Updated due to quarterly assessment and reallocation 03/30/2011 $ (1) $ 870,332 Updated due to quarterly assessment and reallocation 06/29/2011 $ (12) $ 870,320 Updated due to quarterly assessment and reallocation 06/28/2012 $ (10) $ 09/14/2012 $ (816,373) $ 09/30/2010 $ 2,181,334 $ 3,481,334 Updated portfolio data from servicer 01/06/2011 $ (5) $ 3,481,329 Updated due to quarterly assessment and reallocation 03/30/2011 $ (6) $ 3,481,323 Updated due to quarterly assessment and reallocation 06/29/2011 $ (58) $ 3,481,265 Updated due to quarterly assessment and reallocation 06/28/2012 $ (43) $ 3,481,222 Updated due to quarterly assessment and reallocation 09/27/2012 $ (119) $ 3,481,103 Updated due to quarterly assessment and reallocation 12/27/2012 $ (20) $ 3,481,083 Updated due to quarterly assessment and reallocation 03/25/2013 $ (76) $ 3,481,007 Updated due to quarterly assessment and reallocation 06/27/2013 $ (29) $ 3,480,978 Updated due to quarterly assessment and reallocation 09/27/2013 $ (10) $ 3,480,968 Updated due to quarterly assessment and reallocation 12/23/2013 $ (17,421) $ 3,463,547 Updated due to quarterly assessment and reallocation 03/26/2014 $ (612) $ 3,462,935 Updated due to quarterly assessment and reallocation 06/26/2014 $ (7,228) $ 3,455,707 Updated due to quarterly assessment and reallocation 07/29/2014 $ (14,356) $ 3,441,351 Updated due to quarterly assessment and reallocation 09/29/2014 $ (4,742) $ 3,436,609 Updated due to quarterly assessment and reallocation 12/29/2014 $ (563,436) $ 2,873,173 Updated due to quarterly assessment and reallocation 03/26/2015 $ (211,377) $ 2,661,796 Updated due to quarterly assessment and reallocation 04/28/2015 $ (828,966) $ 1,832,830 Updated due to quarterly assessment and reallocation 06/25/2015 $ (197,512) $ 1,635,318 Updated due to quarterly assessment and reallocation 870,310 Updated due to quarterly assessment and reallocation 53,937 Termination of SPA 121 08/12/2009 PennyMac Loan Services, LLC Calasbasa CA Purchase Financial Instrument for Home Loan Modifications $ 6,210,000 N/A 09/28/2015 $ (265,281) $ 1,370,037 Updated due to quarterly assessment and reallocation 12/28/2015 $ (198,838) $ 1,171,199 Updated due to quarterly assessment and reallocation 02/25/2016 $ (574,396) $ 596,803 Reallocation due to MHA program deobligation 03/28/2016 $ (11,998) $ 584,805 Updated due to quarterly assessment and reallocation 05/31/2016 $ (93,018) $ 491,787 Updated due to quarterly assessment and reallocation 06/27/2016 $ (55,567) $ 436,220 Updated due to quarterly assessment and reallocation 07/27/2016 $ (55,584) $ 380,636 Updated due to quarterly assessment and reallocation 09/28/2016 $ (99,629) $ 281,007 Updated due to quarterly assessment and reallocation 10/25/2016 $ (84,725) $ 196,282 Updated due to quarterly assessment and reallocation 11/07/2016 $ 32,664 $ 228,946 Updated due to quarterly assessment and reallocation 11/29/2016 $ (652) $ 228,294 Updated due to quarterly assessment and reallocation 12/27/2016 $ (100) $ 228,194 Transfer of cap due to servicing transfer 02/27/2017 $ (1,726) $ 226,468 Transfer of cap due to servicing transfer 04/26/2017 $ (122) $ 226,346 Transfer of cap due to servicing transfer 06/26/2017 $ (939) $ 225,407 Transfer of cap due to servicing transfer 07/26/2017 $ (28) $ 225,379 Transfer of cap due to servicing transfer 09/26/2017 $ (37,422) $ 187,957 Transfer of cap due to servicing transfer 10/26/2017 $ (4,641) $ 183,316 Transfer of cap due to servicing transfer 12/21/2017 $ (4,835) $ 178,481 Transfer of cap due to servicing transfer 02/26/2018 $ (235) $ 178,246 Transfer of cap due to servicing transfer 03/22/2018 $ (765) $ 177,481 Transfer of cap due to servicing transfer 04/25/2018 $ (1,513) $ 175,968 Transfer of cap due to servicing transfer 06/21/2018 $ (284) $ 07/26/2018 $ (49,327) $ 126,357 Reallocation due to MHA program deobligation 08/27/2018 $ (3) $ 126,354 Transfer of cap due to servicing transfer 09/26/2018 $ (3) $ 10/25/2018 $ (102) $ 09/30/2009 $ (1,200,000) $ 5,010,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 30,800,000 $ 35,810,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 23,200,000 $ 59,010,000 Updated portfolio data from servicer 06/16/2010 $ 2,710,000 $ 61,720,000 Transfer of cap due to servicing transfer 07/14/2010 $ (18,020,000) $ 43,700,000 Updated portfolio data from servicer 07/16/2010 $ 6,680,000 $ 50,380,000 Transfer of cap due to servicing transfer 08/13/2010 $ 2,600,000 $ 52,980,000 Transfer of cap due to servicing transfer 09/15/2010 $ (100,000) $ 52,880,000 Transfer of cap due to servicing transfer 09/30/2010 $ 200,000 $ 53,080,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ (1,423,197) $ 51,656,803 Updated portfolio data from servicer 11/16/2010 $ 1,400,000 $ 53,056,803 Transfer of cap due to servicing transfer 12/15/2010 $ (100,000) $ 52,956,803 Transfer of cap due to servicing transfer 01/06/2011 $ (72) $ 52,956,731 Updated due to quarterly assessment and reallocation 01/13/2011 $ 4,100,000 $ 57,056,731 Transfer of cap due to servicing transfer 02/16/2011 $ (100,000) $ 56,956,731 Transfer of cap due to servicing transfer 03/16/2011 $ 4,000,000 $ 60,956,731 Transfer of cap due to servicing transfer 03/30/2011 $ (94) $ 60,956,637 Updated due to quarterly assessment and reallocation 04/13/2011 $ (100,000) $ 60,856,637 Transfer of cap due to servicing transfer 05/13/2011 $ 5,800,000 $ 66,656,637 Transfer of cap due to servicing transfer 06/16/2011 $ 600,000 $ 67,256,637 Transfer of cap due to servicing transfer 06/29/2011 $ (812) $ 67,255,825 Updated due to quarterly assessment and reallocation 07/14/2011 $ 2,500,000 $ 69,755,825 Transfer of cap due to servicing transfer 09/15/2011 $ 2,800,000 $ 72,555,825 Transfer of cap due to servicing transfer 10/14/2011 $ 300,000 $ 72,855,825 Transfer of cap due to servicing transfer 11/16/2011 $ 900,000 $ 73,755,825 Transfer of cap due to servicing transfer 12/15/2011 $ 800,000 $ 74,555,825 Transfer of cap due to servicing transfer 01/13/2012 $ 200,000 $ 74,755,825 Transfer of cap due to servicing transfer 03/15/2012 $ 1,900,000 $ 76,655,825 Transfer of cap due to servicing transfer 04/16/2012 $ 200,000 $ 76,855,825 Transfer of cap due to servicing transfer 06/14/2012 $ 1,340,000 $ 78,195,825 Transfer of cap due to servicing transfer 06/28/2012 $ (340) $ 78,195,485 Updated due to quarterly assessment and reallocation 07/16/2012 $ 2,930,000 $ 81,125,485 Transfer of cap due to servicing transfer 08/16/2012 $ 890,000 $ 82,015,485 Transfer of cap due to servicing transfer 09/27/2012 $ (974) $ 82,014,511 Updated due to quarterly assessment and reallocation 10/16/2012 $ 1,800,000 $ 83,814,511 Transfer of cap due to servicing transfer 12/14/2012 $ 3,860,000 $ 87,674,511 Transfer of cap due to servicing transfer 12/27/2012 $ (154) $ 87,674,357 Updated due to quarterly assessment and reallocation 02/14/2013 $ 2,980,000 $ 90,654,357 Transfer of cap due to servicing transfer 03/25/2013 $ (506) $ 90,653,851 Updated due to quarterly assessment and reallocation 04/16/2013 $ 2,160,000 $ 92,813,851 Transfer of cap due to servicing transfer 06/14/2013 $ 2,440,000 $ 95,253,851 Transfer of cap due to servicing transfer 06/27/2013 $ (128) $ 95,253,723 Updated due to quarterly assessment and reallocation 09/27/2013 $ (7) $ 10/15/2013 $ 4,450,000 $ 12/23/2013 $ 15,826,215 $ 115,529,931 Updated due to quarterly assessment and reallocation 02/13/2014 $ 5,130,000 $ 120,659,931 Transfer of cap due to servicing transfer 03/14/2014 $ (2,390,000) $ 118,269,931 Transfer of cap due to servicing transfer 03/26/2014 $ 2,017,426 $ 120,287,357 Updated due to quarterly assessment and reallocation 05/15/2014 $ (10,000) $ 120,277,357 Transfer of cap due to servicing transfer 06/16/2014 $ 2,360,000 $ 122,637,357 Transfer of cap due to servicing transfer 06/26/2014 $ 5,959,201 $ 128,596,558 Updated due to quarterly assessment and reallocation 175,684 Transfer of cap due to servicing transfer 126,351 Transfer of cap due to servicing transfer 126,249 Transfer of cap due to servicing transfer 95,253,716 Updated due to quarterly assessment and reallocation 99,703,716 Transfer of cap due to servicing transfer 122 07/16/2014 $ 10,000 $ 128,606,558 Transfer of cap due to servicing transfer 07/29/2014 $ 3,708,381 $ 132,314,939 Updated due to quarterly assessment and reallocation 08/14/2014 $ 150,000 $ 132,464,939 Transfer of cap due to servicing transfer 09/16/2014 $ (2,610,000) $ 129,854,939 Transfer of cap due to servicing transfer 09/29/2014 $ (7,217) $ 129,847,722 Updated due to quarterly assessment and reallocation 10/16/2014 $ (25,090,000) $ 104,757,722 Transfer of cap due to servicing transfer 11/14/2014 $ 20,000 $ 104,777,722 Transfer of cap due to servicing transfer 12/29/2014 $ 16,799,847 $ 121,577,569 Updated due to quarterly assessment and reallocation 02/13/2015 $ 20,000 $ 121,597,569 Transfer of cap due to servicing transfer 03/26/2015 $ 2,467,104 $ 124,064,673 Updated due to quarterly assessment and reallocation 04/16/2015 $ 3,210,000 $ 127,274,673 Transfer of cap due to servicing transfer 04/28/2015 $ 1,404,045 $ 128,678,718 Updated due to quarterly assessment and reallocation 05/14/2015 $ (3,370,000) $ 125,308,718 Transfer of cap due to servicing transfer 06/16/2015 $ 3,380,000 $ 128,688,718 Transfer of cap due to servicing transfer 06/25/2015 $ 2,364,052 $ 131,052,770 Updated due to quarterly assessment and reallocation 07/16/2015 $ 450,000 $ 131,502,770 Transfer of cap due to servicing transfer 08/14/2015 $ 4,410,000 $ 135,912,770 Transfer of cap due to servicing transfer 09/28/2015 $ 6,612,807 $ 142,525,577 Updated due to quarterly assessment and reallocation 12/28/2015 $ 4,078,670 $ 146,604,247 Updated due to quarterly assessment and reallocation 02/25/2016 $ (5,430,455) $ 141,173,792 Reallocation due to MHA program deobligation 03/16/2016 $ 20,000 $ 141,193,792 Transfer of cap due to servicing transfer 03/28/2016 $ (125,261) $ 141,068,531 Updated due to quarterly assessment and reallocation 04/14/2016 $ 30,000 $ 05/16/2016 $ (10,000) $ 141,088,531 Transfer of cap due to servicing transfer 05/31/2016 $ 1,973,967 $ 143,062,498 Updated due to quarterly assessment and reallocation 06/16/2016 $ (16,870,000) $ 126,192,498 Transfer of cap due to servicing transfer 06/27/2016 $ (126,953) $ 126,065,545 Updated due to quarterly assessment and reallocation 07/14/2016 $ (40,000) $ 126,025,545 Transfer of cap due to servicing transfer 07/27/2016 $ (277,813) $ 125,747,732 Updated due to quarterly assessment and reallocation 09/28/2016 $ 3,823,487 $ 129,571,219 Updated due to quarterly assessment and reallocation 10/14/2016 $ 50,000 $ 129,621,219 Transfer of cap due to servicing transfer 10/25/2016 $ 2,217,222 $ 131,838,441 Updated due to quarterly assessment and reallocation - $ 131,838,441 Updated due to quarterly assessment and reallocation 11/16/2016 $ 6,440,000 $ 138,278,441 Transfer of cap due to servicing transfer 11/29/2016 $ (84,534) $ 138,193,907 Updated due to quarterly assessment and reallocation 12/27/2016 $ (13,478) $ 138,180,429 Transfer of cap due to servicing transfer 02/16/2017 $ 8,750,000 $ 146,930,429 Transfer of cap due to servicing transfer 02/27/2017 $ (393,981) $ 146,536,448 Transfer of cap due to servicing transfer 03/16/2017 $ (4,060,000) $ 142,476,448 Transfer of cap due to servicing transfer 04/26/2017 $ (21,017) $ 142,455,431 Transfer of cap due to servicing transfer 06/26/2017 $ (192,538) $ 142,262,893 Transfer of cap due to servicing transfer 07/26/2017 $ (5,689) $ 142,257,204 Transfer of cap due to servicing transfer 09/26/2017 $ (3,492,396) $ 138,764,808 Transfer of cap due to servicing transfer 10/26/2017 $ (703,153) $ 138,061,655 Transfer of cap due to servicing transfer 12/21/2017 $ (1,245,643) $ 136,816,012 Transfer of cap due to servicing transfer 02/26/2018 $ (67,460) $ 136,748,552 Transfer of cap due to servicing transfer 03/22/2018 $ (305,887) $ 136,442,665 Transfer of cap due to servicing transfer 04/25/2018 $ (623,756) $ 135,818,909 Transfer of cap due to servicing transfer 06/21/2018 $ (154,356) $ 135,664,553 Transfer of cap due to servicing transfer 07/26/2018 $ (32,174,871) $ 103,489,682 Reallocation due to MHA program deobligation 08/27/2018 $ (1,847) $ 103,487,835 Transfer of cap due to servicing transfer 09/26/2018 $ (2,071) $ 103,485,764 Transfer of cap due to servicing transfer 10/25/2018 $ (76,817) $ 103,408,947 Transfer of cap due to servicing transfer 09/15/2011 $ 1,300,000 $ 1,300,000 Transfer of cap due to servicing transfer 06/28/2012 $ (15) $ 1,299,985 Updated due to quarterly assessment and reallocation 09/27/2012 $ (42) $ 1,299,943 Updated due to quarterly assessment and reallocation 10/16/2012 $ 140,000 $ 1,439,943 Transfer of cap due to servicing transfer 12/27/2012 $ (8) $ 1,439,935 Updated due to quarterly assessment and reallocation 03/25/2013 $ (30) $ 1,439,905 Updated due to quarterly assessment and reallocation 06/27/2013 $ (11) $ 1,439,894 Updated due to quarterly assessment and reallocation 07/16/2013 $ 5,850,000 $ 7,289,894 Transfer of cap due to servicing transfer 09/27/2013 $ (20) $ 7,289,874 Updated due to quarterly assessment and reallocation 12/23/2013 $ (34,545) $ 7,255,329 Updated due to quarterly assessment and reallocation 03/26/2014 $ (1,216) $ 7,254,113 Updated due to quarterly assessment and reallocation 06/26/2014 $ (14,371) $ 7,239,742 Updated due to quarterly assessment and reallocation 07/29/2014 $ (28,561) $ 7,211,181 Updated due to quarterly assessment and reallocation 09/29/2014 $ (9,436) $ 7,201,745 Updated due to quarterly assessment and reallocation 12/29/2014 $ (1,078,208) $ 6,123,537 Updated due to quarterly assessment and reallocation 03/26/2015 $ (406,380) $ 5,717,157 Updated due to quarterly assessment and reallocation 04/28/2015 $ (1,601,860) $ 4,115,297 Updated due to quarterly assessment and reallocation 06/25/2015 $ (382,420) $ 3,732,877 Updated due to quarterly assessment and reallocation 08/14/2015 $ (10,000) $ 3,722,877 Transfer of cap due to servicing transfer 09/28/2015 $ (512,596) $ 3,210,281 Updated due to quarterly assessment and reallocation 12/28/2015 $ (387,831) $ 2,822,450 Updated due to quarterly assessment and reallocation 02/25/2016 $ (1,134,993) $ 1,687,457 Reallocation due to MHA program deobligation 03/28/2016 $ (23,709) $ 1,663,748 Updated due to quarterly assessment and reallocation 05/31/2016 $ (185,561) $ 1,478,187 Updated due to quarterly assessment and reallocation 06/27/2016 $ (111,846) $ 1,366,341 Updated due to quarterly assessment and reallocation 11/07/2016 09/15/2011 PHH Mortgage Corporation Mt. Laurel NJ Purchase Financial Instrument for Home Loan Modifications - N/A 3 141,098,531 Transfer of cap due to servicing transfer 123 10/14/2016 11/14/2013 07/17/2009 Planet Home Lending, LLC Plaza Home Mortgage, Inc PNC Bank, National Association Meriden San Diego Pittsburgh CT CA PA Purchase Purchase Purchase Financial Instrument for Home Loan Modifications - N/A Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications - N/A $ 54,470,000 N/A 3 3 07/27/2016 $ (111,885) $ 1,254,456 Updated due to quarterly assessment and reallocation 09/28/2016 $ (195,668) $ 1,058,788 Updated due to quarterly assessment and reallocation 10/25/2016 $ (188,828) $ 869,960 Updated due to quarterly assessment and reallocation 11/07/2016 $ 72,800 $ 942,760 Updated due to quarterly assessment and reallocation 11/29/2016 $ (1,637) $ 941,123 Updated due to quarterly assessment and reallocation 12/27/2016 $ (250) $ 940,873 Transfer of cap due to servicing transfer 02/27/2017 $ (4,485) $ 936,388 Transfer of cap due to servicing transfer 04/26/2017 $ (294) $ 936,094 Transfer of cap due to servicing transfer 06/26/2017 $ (2,261) $ 933,833 Transfer of cap due to servicing transfer 07/26/2017 $ (68) $ 933,765 Transfer of cap due to servicing transfer 09/26/2017 $ (81,667) $ 852,098 Transfer of cap due to servicing transfer 10/26/2017 $ (10,678) $ 841,420 Transfer of cap due to servicing transfer 12/21/2017 $ (11,134) $ 830,286 Transfer of cap due to servicing transfer 02/26/2018 $ (541) $ 829,745 Transfer of cap due to servicing transfer 03/22/2018 $ (1,764) $ 827,981 Transfer of cap due to servicing transfer 04/25/2018 $ (3,488) $ 824,493 Transfer of cap due to servicing transfer 06/21/2018 $ (654) $ 823,839 Transfer of cap due to servicing transfer 07/26/2018 $ (166,735) $ 657,104 Reallocation due to MHA program deobligation 08/27/2018 $ (9) $ 657,095 Transfer of cap due to servicing transfer 09/26/2018 $ (10) $ 657,085 Transfer of cap due to servicing transfer 10/25/2018 $ 148,187 $ 805,272 Transfer of cap due to servicing transfer 11/16/2016 $ 1,110,000 $ 1,110,000 Transfer of cap due to servicing transfer 11/29/2016 $ (244) $ 1,109,756 Updated due to quarterly assessment and reallocation 12/27/2016 $ (83) $ 1,109,673 Transfer of cap due to servicing transfer 02/27/2017 $ (3,452) $ 1,106,221 Transfer of cap due to servicing transfer 04/26/2017 $ (207) $ 1,106,014 Transfer of cap due to servicing transfer 06/26/2017 $ (2,376) $ 1,103,638 Transfer of cap due to servicing transfer 07/26/2017 $ (57) $ 1,103,581 Transfer of cap due to servicing transfer 09/26/2017 $ 9,535 $ 1,113,116 Transfer of cap due to servicing transfer 10/26/2017 $ (2,987) $ 1,110,129 Transfer of cap due to servicing transfer 12/21/2017 $ (7,743) $ 1,102,386 Transfer of cap due to servicing transfer 02/26/2018 $ (1,028) $ 1,101,358 Transfer of cap due to servicing transfer 03/22/2018 $ 4,100,136 $ 5,201,494 Transfer of cap due to servicing transfer 04/25/2018 $ (9,210) $ 5,192,284 Transfer of cap due to servicing transfer 06/21/2018 $ (3,673) $ 5,188,611 Transfer of cap due to servicing transfer 07/26/2018 $ (1,012,403) $ 4,176,208 Reallocation due to MHA program deobligation 08/27/2018 $ (19) $ 4,176,189 Transfer of cap due to servicing transfer 09/26/2018 $ (175) $ 4,176,014 Transfer of cap due to servicing transfer 10/25/2018 $ (5,579) $ 4,170,435 Transfer of cap due to servicing transfer 11/14/2013 $ 10,000 $ 10,000 Transfer of cap due to servicing transfer 07/16/2014 $ 20,000 $ 30,000 Transfer of cap due to servicing transfer 09/30/2009 $ (36,240,000) $ 18,230,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 19,280,000 $ 37,510,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 2,470,000 $ 39,980,000 Updated portfolio data from servicer 07/14/2010 $ (17,180,000) $ 22,800,000 Updated portfolio data from servicer 09/30/2010 $ 35,500,000 $ 58,300,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ 23,076,191 $ 81,376,191 Updated portfolio data from servicer 01/06/2011 $ (123) $ 81,376,068 Updated due to quarterly assessment and reallocation 03/30/2011 $ (147) $ 81,375,921 Updated due to quarterly assessment and reallocation 05/13/2011 $ (100,000) $ 81,275,921 Transfer of cap due to servicing transfer 06/29/2011 $ (1,382) $ 81,274,539 Updated due to quarterly assessment and reallocation 10/14/2011 $ (300,000) $ 80,974,539 Transfer of cap due to servicing transfer 06/28/2012 $ (1,003) $ 80,973,536 Updated due to quarterly assessment and reallocation 09/27/2012 $ (2,745) $ 80,970,791 Updated due to quarterly assessment and reallocation 12/27/2012 $ (460) $ 80,970,331 Updated due to quarterly assessment and reallocation 03/25/2013 $ (1,740) $ 80,968,591 Updated due to quarterly assessment and reallocation 04/09/2013 $ 60,000 $ 81,028,591 Transfer of cap due to merger/acquisition 06/27/2013 $ (656) $ 81,027,935 Updated due to quarterly assessment and reallocation 09/27/2013 $ (234) $ 81,027,701 Updated due to quarterly assessment and reallocation 12/23/2013 $ (394,926) $ 80,632,775 Updated due to quarterly assessment and reallocation 03/26/2014 $ (13,845) $ 80,618,930 Updated due to quarterly assessment and reallocation 06/26/2014 $ (162,401) $ 80,456,529 Updated due to quarterly assessment and reallocation 07/29/2014 $ (322,480) $ 80,134,049 Updated due to quarterly assessment and reallocation 09/29/2014 $ (106,405) $ 80,027,644 Updated due to quarterly assessment and reallocation 12/29/2014 $ (12,871,888) $ 67,155,756 Updated due to quarterly assessment and reallocation 03/26/2015 $ (4,826,204) $ 62,329,552 Updated due to quarterly assessment and reallocation 04/28/2015 $ (19,002,914) $ 43,326,638 Updated due to quarterly assessment and reallocation 06/25/2015 $ (4,501,445) $ 38,825,193 Updated due to quarterly assessment and reallocation 09/28/2015 $ (5,972,171) $ 32,853,022 Updated due to quarterly assessment and reallocation 12/28/2015 $ (4,421,272) $ 28,431,750 Updated due to quarterly assessment and reallocation 02/25/2016 $ (12,807,238) $ 15,624,512 Reallocation due to MHA program deobligation 03/28/2016 $ (268,339) $ 15,356,173 Updated due to quarterly assessment and reallocation 05/31/2016 $ (2,078,999) $ 13,277,174 Updated due to quarterly assessment and reallocation 06/27/2016 $ (1,239,369) $ 12,037,805 Updated due to quarterly assessment and reallocation 07/27/2016 $ (1,229,840) $ 10,807,965 Updated due to quarterly assessment and reallocation 09/28/2016 $ (2,157,825) $ 8,650,140 Updated due to quarterly assessment and reallocation 10/25/2016 $ (2,044,170) $ 6,605,970 Updated due to quarterly assessment and reallocation 10/14/2016 - - Transfer of cap due to servicing transfer 124 06/26/2009 PNC Bank, National Association (successor to National City Bank) Miamisburg OH Purchase Financial Instrument for Home Loan Modifications $ 294,980,000 N/A 11/07/2016 $ 788,099 $ 7,394,069 Updated due to quarterly assessment and reallocation 11/29/2016 $ (16,619) $ 7,377,450 Updated due to quarterly assessment and reallocation 12/27/2016 $ (2,544) $ 7,374,906 Transfer of cap due to servicing transfer 02/27/2017 $ (41,839) $ 7,333,067 Transfer of cap due to servicing transfer 04/26/2017 $ (2,604) $ 7,330,463 Transfer of cap due to servicing transfer 06/26/2017 $ (19,581) $ 7,310,882 Transfer of cap due to servicing transfer 07/26/2017 $ (596) $ 7,310,286 Transfer of cap due to servicing transfer 09/26/2017 $ (651,267) $ 6,659,019 Transfer of cap due to servicing transfer 10/26/2017 $ (81,328) $ 6,577,691 Transfer of cap due to servicing transfer 12/21/2017 $ (86,135) $ 6,491,556 Transfer of cap due to servicing transfer 02/26/2018 $ (4,337) $ 6,487,219 Transfer of cap due to servicing transfer 03/22/2018 $ (14,155) $ 6,473,064 Transfer of cap due to servicing transfer 04/25/2018 $ (28,229) $ 6,444,835 Transfer of cap due to servicing transfer 06/21/2018 $ (5,326) $ 6,439,509 Transfer of cap due to servicing transfer 07/26/2018 $ (1,336,756) $ 5,102,753 Reallocation due to MHA program deobligation 08/27/2018 $ (73) $ 5,102,680 Transfer of cap due to servicing transfer 09/26/2018 $ (78) $ 5,102,602 Transfer of cap due to servicing transfer 10/25/2018 $ (2,802) $ 09/30/2009 $ 315,170,000 $ 610,150,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 90,280,000 $ 700,430,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (18,690,000) $ 681,740,000 Updated portfolio data from servicer 07/14/2010 $ (272,640,000) $ 409,100,000 Updated portfolio data from servicer 09/30/2010 $ 80,600,000 $ 09/30/2010 $ 71,230,004 $ 560,930,004 Updated portfolio data from servicer 01/06/2011 $ (828) $ 560,929,176 Updated due to quarterly assessment and reallocation 02/16/2011 $ 200,000 $ 561,129,176 Transfer of cap due to servicing transfer 03/16/2011 $ (100,000) $ 561,029,176 Transfer of cap due to servicing transfer 03/30/2011 $ (981) $ 561,028,195 Updated due to quarterly assessment and reallocation 04/13/2011 $ (2,300,000) $ 558,728,195 Transfer of cap due to servicing transfer 05/13/2011 $ (200,000) $ 558,528,195 Transfer of cap due to servicing transfer 06/16/2011 $ (200,000) $ 558,328,195 Transfer of cap due to servicing transfer 06/29/2011 $ (9,197) $ 558,318,998 Updated due to quarterly assessment and reallocation 10/14/2011 $ 300,000 $ 558,618,998 Transfer of cap due to servicing transfer 11/16/2011 $ (300,000) $ 558,318,998 Transfer of cap due to servicing transfer 01/13/2012 $ 200,000 $ 558,518,998 Transfer of cap due to servicing transfer 02/16/2012 $ (100,000) $ 558,418,998 Transfer of cap due to servicing transfer 03/15/2012 $ 200,000 $ 558,618,998 Transfer of cap due to servicing transfer 06/14/2012 $ (10,000) $ 558,608,998 Transfer of cap due to servicing transfer 06/28/2012 $ (6,771) $ 558,602,227 Updated due to quarterly assessment and reallocation 09/27/2012 $ (18,467) $ 558,583,760 Updated due to quarterly assessment and reallocation 12/27/2012 $ (3,105) $ 558,580,655 Updated due to quarterly assessment and reallocation 03/25/2013 $ (11,713) $ 558,568,942 Updated due to quarterly assessment and reallocation 06/27/2013 $ (4,393) $ 558,564,549 Updated due to quarterly assessment and reallocation 09/27/2013 $ (1,565) $ 558,562,984 Updated due to quarterly assessment and reallocation 12/23/2013 $ (2,622,925) $ 555,940,059 Updated due to quarterly assessment and reallocation 03/14/2014 $ 7,680,000 $ 563,620,059 Transfer of cap due to servicing transfer 03/26/2014 $ (92,836) $ 563,527,223 Updated due to quarterly assessment and reallocation 06/26/2014 $ (1,090,169) $ 562,437,054 Updated due to quarterly assessment and reallocation 07/29/2014 $ (2,140,858) $ 560,296,196 Updated due to quarterly assessment and reallocation 08/14/2014 $ (940,000) $ 559,356,196 Transfer of cap due to servicing transfer 09/29/2014 $ (704,516) $ 558,651,680 Updated due to quarterly assessment and reallocation 10/16/2014 $ 10,000 $ 558,661,680 Transfer of cap due to servicing transfer 11/14/2014 $ (1,380,000) $ 557,281,680 Transfer of cap due to servicing transfer 12/29/2014 $ (81,896,499) $ 475,385,181 Updated due to quarterly assessment and reallocation 03/16/2015 $ (840,000) $ 474,545,181 Transfer of cap due to servicing transfer 03/26/2015 $ (30,405,344) $ 444,139,837 Updated due to quarterly assessment and reallocation 04/28/2015 $ (109,179,651) $ 334,960,186 Updated due to quarterly assessment and reallocation 06/25/2015 $ (25,425,688) $ 309,534,498 Updated due to quarterly assessment and reallocation 09/28/2015 $ (33,194,831) $ 276,339,667 Updated due to quarterly assessment and reallocation 10/15/2015 $ (30,000) $ 276,309,667 Transfer of cap due to servicing transfer 11/16/2015 $ (2,810,000) $ 273,499,667 Transfer of cap due to servicing transfer 12/28/2015 $ (24,862,414) $ 248,637,253 Updated due to quarterly assessment and reallocation 02/25/2016 $ (75,905,149) $ 172,732,104 Reallocation due to MHA program deobligation 03/28/2016 $ (1,587,446) $ 171,144,658 Updated due to quarterly assessment and reallocation 04/14/2016 $ 30,000 $ 171,174,658 Transfer of cap due to servicing transfer 05/31/2016 $ (11,526,843) $ 159,647,815 Updated due to quarterly assessment and reallocation 06/16/2016 $ (810,000) $ 158,837,815 Transfer of cap due to servicing transfer 06/27/2016 $ (7,133,429) $ 151,704,386 Updated due to quarterly assessment and reallocation 07/27/2016 $ (7,216,359) $ 144,488,027 Updated due to quarterly assessment and reallocation 09/15/2016 $ 20,000 $ 144,508,027 Transfer of cap due to servicing transfer 09/28/2016 $ (12,171,310) $ 132,336,717 Updated due to quarterly assessment and reallocation 10/25/2016 $ (11,467,598) $ 11/07/2016 $ 4,421,162 $ 125,290,281 Updated due to quarterly assessment and reallocation 11/29/2016 $ (125,869) $ 125,164,412 Updated due to quarterly assessment and reallocation 12/15/2016 $ (390,000) $ 124,774,412 Transfer of cap due to servicing transfer 12/27/2016 $ (17,978) $ 124,756,434 Transfer of cap due to servicing transfer 01/13/2017 $ (410,000) $ 124,346,434 Transfer of cap due to servicing transfer 02/27/2017 $ (303,316) $ 124,043,118 Transfer of cap due to servicing transfer 5,099,800 Transfer of cap due to servicing transfer 489,700,000 Updated portfolio data from servicer/additional program initial cap 120,869,119 Updated due to quarterly assessment and reallocation 125 03/15/2012 07/29/2009 11/18/2009 PrimeWest Mortgage Corporation Purdue Federal Credit Union (Purdue Employees Federal Credit Union) QLending, Inc. Lubbock West Lafayette Coral Gables TX IN FL Purchase Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications - N/A $ $ 1,090,000 N/A 20,000 N/A 3 03/16/2017 $ (90,000) $ 123,953,118 Transfer of cap due to servicing transfer 04/26/2017 $ (19,960) $ 123,933,158 Transfer of cap due to servicing transfer 06/26/2017 $ (157,746) $ 123,775,412 Transfer of cap due to servicing transfer 07/26/2017 $ (4,885) $ 123,770,527 Transfer of cap due to servicing transfer 09/26/2017 $ (5,480,538) $ 118,289,989 Transfer of cap due to servicing transfer 10/26/2017 $ (709,097) $ 117,580,892 Transfer of cap due to servicing transfer 12/21/2017 $ (830,788) $ 116,750,104 Transfer of cap due to servicing transfer 02/26/2018 $ (45,109) $ 116,704,995 Transfer of cap due to servicing transfer 03/22/2018 $ (152,921) $ 116,552,074 Transfer of cap due to servicing transfer 04/25/2018 $ (316,948) $ 116,235,126 Transfer of cap due to servicing transfer 06/21/2018 $ (63,424) $ 116,171,702 Transfer of cap due to servicing transfer 07/26/2018 $ (21,000,997) $ 95,170,705 Reallocation due to MHA program deobligation 08/27/2018 $ (1,188) $ 95,169,517 Transfer of cap due to servicing transfer 09/26/2018 $ (1,347) $ 95,168,170 Transfer of cap due to servicing transfer 10/25/2018 $ (49,585) $ 95,118,585 Transfer of cap due to servicing transfer 03/15/2012 $ 100,000 $ 100,000 Transfer of cap due to servicing transfer 06/15/2017 $ (100,000) 09/30/2009 $ (60,000) $ 1,030,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 1,260,000 $ 2,290,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 2,070,000 $ 4,360,000 Updated portfolio data from servicer 07/14/2010 $ (3,960,000) $ 400,000 Updated portfolio data from servicer 09/30/2010 $ 180,222 $ 01/06/2011 $ (1) $ 580,221 Updated due to quarterly assessment and reallocation 03/30/2011 $ (1) $ 580,220 Updated due to quarterly assessment and reallocation 06/29/2011 $ (8) $ 580,212 Updated due to quarterly assessment and reallocation 06/28/2012 $ (6) $ 580,206 Updated due to quarterly assessment and reallocation 09/27/2012 $ (17) $ 580,189 Updated due to quarterly assessment and reallocation 12/27/2012 $ (3) $ 580,186 Updated due to quarterly assessment and reallocation 03/25/2013 $ (11) $ 580,175 Updated due to quarterly assessment and reallocation 06/27/2013 $ (4) $ 580,171 Updated due to quarterly assessment and reallocation 09/27/2013 $ (1) $ 580,170 Updated due to quarterly assessment and reallocation 12/23/2013 $ (2,474) $ 577,696 Updated due to quarterly assessment and reallocation 03/26/2014 $ (87) $ 577,609 Updated due to quarterly assessment and reallocation 06/26/2014 $ (1,027) $ 576,582 Updated due to quarterly assessment and reallocation 07/29/2014 $ (2,039) $ 574,543 Updated due to quarterly assessment and reallocation 09/29/2014 $ (673) $ 573,870 Updated due to quarterly assessment and reallocation 12/29/2014 $ (81,582) $ 492,288 Updated due to quarterly assessment and reallocation 03/26/2015 $ (30,682) $ 461,606 Updated due to quarterly assessment and reallocation 04/28/2015 $ (120,932) $ 340,674 Updated due to quarterly assessment and reallocation 06/25/2015 $ (28,680) $ 311,994 Updated due to quarterly assessment and reallocation 09/28/2015 $ (38,312) $ 273,682 Updated due to quarterly assessment and reallocation 12/28/2015 $ (28,353) $ 245,329 Updated due to quarterly assessment and reallocation 02/25/2016 $ (80,972) $ 164,357 Reallocation due to MHA program deobligation 03/28/2016 $ (1,691) $ 162,666 Updated due to quarterly assessment and reallocation 05/31/2016 $ (13,238) $ 149,428 Updated due to quarterly assessment and reallocation 06/27/2016 $ (7,908) $ 141,520 Updated due to quarterly assessment and reallocation 07/27/2016 $ (7,911) $ 133,609 Updated due to quarterly assessment and reallocation 09/28/2016 $ (13,835) $ 119,774 Updated due to quarterly assessment and reallocation 10/25/2016 $ (13,073) $ 106,701 Updated due to quarterly assessment and reallocation 11/07/2016 $ 5,040 $ 111,741 Updated due to quarterly assessment and reallocation 11/29/2016 $ (90) $ 111,651 Updated due to quarterly assessment and reallocation 12/27/2016 $ (14) $ 111,637 Transfer of cap due to servicing transfer 02/27/2017 $ (240) $ 111,397 Transfer of cap due to servicing transfer 04/26/2017 $ (16) $ 111,381 Transfer of cap due to servicing transfer 06/26/2017 $ (121) $ 111,260 Transfer of cap due to servicing transfer 07/26/2017 $ (4) $ 111,256 Transfer of cap due to servicing transfer 09/26/2017 $ (4,816) $ 106,440 Transfer of cap due to servicing transfer 10/26/2017 $ (597) $ 105,843 Transfer of cap due to servicing transfer 12/21/2017 $ (622) $ 105,221 Transfer of cap due to servicing transfer 02/26/2018 $ (30) $ 105,191 Transfer of cap due to servicing transfer 03/22/2018 $ (98) $ 105,093 Transfer of cap due to servicing transfer 04/25/2018 $ (195) $ 104,898 Transfer of cap due to servicing transfer 06/21/2018 $ (37) $ 104,861 Transfer of cap due to servicing transfer 07/26/2018 $ (4,102) $ 100,759 Reallocation due to MHA program deobligation 10/25/2018 $ (8) $ 100,751 Transfer of cap due to servicing transfer 03/26/2010 $ (10,000) $ 10,000 Updated portfolio data from servicer 07/14/2010 $ 90,000 $ 100,000 Updated portfolio data from servicer 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 06/29/2011 $ (1) $ 145,055 Updated due to quarterly assessment and reallocation 06/28/2012 $ (1) $ 145,054 Updated due to quarterly assessment and reallocation 09/27/2012 $ (2) $ 145,052 Updated due to quarterly assessment and reallocation 03/25/2013 $ (1) $ 145,051 Updated due to quarterly assessment and reallocation 12/23/2013 $ (232) $ 144,819 Updated due to quarterly assessment and reallocation 03/26/2014 $ (8) $ 144,811 Updated due to quarterly assessment and reallocation 06/26/2014 $ (96) $ 144,715 Updated due to quarterly assessment and reallocation 07/29/2014 $ (191) $ 144,524 Updated due to quarterly assessment and reallocation 09/29/2014 $ (63) $ 144,461 Updated due to quarterly assessment and reallocation - Termination of SPA 580,222 Updated portfolio data from servicer 126 11/18/2009 12/14/2012 09/01/2010 Quantum Servicing Corporation Quicken Loans Inc RBC Bank (USA) Tampa Detroit Raleigh FL MI NC Purchase Purchase Purchase Financial Instrument for Home Loan Modifications $ Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ (7,654) $ 136,807 Updated due to quarterly assessment and reallocation 03/26/2015 $ (2,879) $ 133,928 Updated due to quarterly assessment and reallocation 04/28/2015 $ (11,347) $ 122,581 Updated due to quarterly assessment and reallocation 06/25/2015 $ (2,691) $ 119,890 Updated due to quarterly assessment and reallocation 09/28/2015 $ (3,595) $ 116,295 Updated due to quarterly assessment and reallocation 12/28/2015 $ (2,660) $ 113,635 Updated due to quarterly assessment and reallocation 02/25/2016 $ (7,597) $ 106,038 Reallocation due to MHA program deobligation 03/28/2016 $ (159) $ 105,879 Updated due to quarterly assessment and reallocation 05/31/2016 $ (1,242) $ 104,637 Updated due to quarterly assessment and reallocation 06/27/2016 $ (742) $ 103,895 Updated due to quarterly assessment and reallocation 07/27/2016 $ (742) $ 08/29/2016 $ (103,153) 01/22/2010 $ 890,000 $ 19,850,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 3,840,000 $ 23,690,000 Updated portfolio data from servicer 07/14/2010 $ (2,890,000) $ 20,800,000 Updated portfolio data from servicer 09/30/2010 $ 9,661,676 $ 30,461,676 Updated portfolio data from servicer 01/06/2011 $ (46) $ 30,461,630 Updated due to quarterly assessment and reallocation 01/13/2011 $ 1,600,000 $ 32,061,630 Transfer of cap due to servicing transfer 02/16/2011 $ 1,400,000 $ 33,461,630 Transfer of cap due to servicing transfer 03/30/2011 $ (58) $ 33,461,572 Updated due to quarterly assessment and reallocation 04/13/2011 $ 100,000 $ 33,561,572 Transfer of cap due to servicing transfer 05/13/2011 $ 100,000 $ 33,661,572 Transfer of cap due to servicing transfer 06/16/2011 $ 800,000 $ 06/29/2011 $ (559) $ 34,461,013 Updated due to quarterly assessment and reallocation 07/14/2011 $ 300,000 $ 34,761,013 Transfer of cap due to servicing transfer 08/16/2011 $ 200,000 $ 34,961,013 Transfer of cap due to servicing transfer 09/15/2011 $ 100,000 $ 35,061,013 Transfer of cap due to servicing transfer 01/13/2012 $ 100,000 $ 35,161,013 Transfer of cap due to servicing transfer 06/14/2012 $ 330,000 $ 35,491,013 Transfer of cap due to servicing transfer 06/28/2012 $ (428) $ 35,490,585 Updated due to quarterly assessment and reallocation 09/27/2012 $ (1,184) $ 35,489,401 Updated due to quarterly assessment and reallocation 10/16/2012 $ (1,910,000) $ 33,579,401 Transfer of cap due to servicing transfer 11/15/2012 $ (980,000) $ 32,599,401 Transfer of cap due to servicing transfer 12/27/2012 $ (187) $ 32,599,214 Updated due to quarterly assessment and reallocation 03/25/2013 $ (707) $ 32,598,507 Updated due to quarterly assessment and reallocation 04/16/2013 $ (240,000) $ 32,358,507 Transfer of cap due to servicing transfer 06/27/2013 $ (268) $ 32,358,239 Updated due to quarterly assessment and reallocation 07/16/2013 $ 10,000 $ 32,368,239 Transfer of cap due to servicing transfer 09/27/2013 $ (96) $ 32,368,143 Updated due to quarterly assessment and reallocation 11/14/2013 $ (20,000) $ 32,348,143 Transfer of cap due to servicing transfer 12/23/2013 $ (162,518) $ 32,185,625 Updated due to quarterly assessment and reallocation 6 02/27/2014 $ (31,540,186) $ 3 12/14/2012 $ 10,000 $ 10,000 Transfer of cap due to servicing transfer 08/15/2013 $ 10,000 $ 20,000 Transfer of cap due to servicing transfer 03/14/2014 $ 30,000 $ 50,000 Transfer of cap due to servicing transfer 05/15/2014 $ 10,000 01/15/2015 $ 10,000 $ 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 01/06/2011 $ 34,944 $ 180,000 Updated due to quarterly assessment and reallocation 03/30/2011 $ 40,000 $ 220,000 Updated due to quarterly assessment and reallocation 06/29/2011 $ 50,000 $ 270,000 Updated due to quarterly assessment and reallocation 03/15/2012 $ (200,000) $ 06/14/2012 $ (10,000) $ 04/09/2013 $ (60,000) 09/30/2009 $ (1,860,000) $ 17,540,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 27,920,000 $ 45,460,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (1,390,000) $ 44,070,000 Updated portfolio data from servicer 07/14/2010 $ (13,870,000) $ 30,200,000 Updated portfolio data from servicer 09/30/2010 $ 400,000 $ 30,600,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ 586,954 $ 31,186,954 Updated portfolio data from servicer 01/06/2011 $ (34) $ 31,186,920 Updated due to quarterly assessment and reallocation 03/30/2011 $ (37) $ 31,186,883 Updated due to quarterly assessment and reallocation 04/13/2011 $ 100,000 $ 31,286,883 Transfer of cap due to servicing transfer 06/29/2011 $ (329) $ 31,286,554 Updated due to quarterly assessment and reallocation 09/15/2011 $ (1,900,000) $ 29,386,554 Transfer of cap due to servicing transfer 11/16/2011 $ 2,800,000 $ 32,186,554 Transfer of cap due to servicing transfer 05/16/2012 $ 420,000 $ 32,606,554 Transfer of cap due to servicing transfer 06/14/2012 $ 8,060,000 $ 40,666,554 Transfer of cap due to servicing transfer 06/28/2012 $ (313) $ 40,666,241 Updated due to quarterly assessment and reallocation 07/16/2012 $ 2,160,000 $ 42,826,241 Transfer of cap due to servicing transfer 09/27/2012 $ (911) $ 42,825,330 Updated due to quarterly assessment and reallocation 10/16/2012 $ 5,690,000 $ 48,515,330 Transfer of cap due to servicing transfer 11/15/2012 $ 20,000 $ 48,535,330 Transfer of cap due to servicing transfer 12/27/2012 $ (178) $ 48,535,152 Updated due to quarterly assessment and reallocation 02/14/2013 $ 3,190,000 $ 51,725,152 Transfer of cap due to servicing transfer 03/14/2013 $ (260,000) $ 51,465,152 Transfer of cap due to servicing transfer 03/25/2013 $ (713) $ 51,464,439 Updated due to quarterly assessment and reallocation 04/16/2013 $ 1,330,000 $ 52,794,439 Transfer of cap due to servicing transfer 18,960,000 N/A - N/A $ 12/29/2014 100,000 N/A 9 06/12/2009 Residential Credit Solutions, Inc. Fort Worth TX Purchase Financial Instrument for Home Loan Modifications $ 19,400,000 N/A 103,153 Updated due to quarterly assessment and reallocation - Termination of SPA $ 34,461,572 Transfer of cap due to servicing transfer 645,439 Termination of SPA 60,000 Transfer of cap due to servicing transfer 70,000 Transfer of cap due to servicing transfer 70,000 Transfer of cap due to servicing transfer 60,000 Transfer of cap due to servicing transfer - Termination of SPA 127 06/14/2012 Resurgent Capital Solutions L.P. Greenville SC Purchase Financial Instrument for Home Loan Modifications - N/A 05/16/2013 $ 100,000 $ 52,894,439 Transfer of cap due to servicing transfer 06/14/2013 $ 20,000 $ 52,914,439 Transfer of cap due to servicing transfer 06/27/2013 $ (264) $ 52,914,175 Updated due to quarterly assessment and reallocation 07/16/2013 $ 6,080,000 $ 58,994,175 Transfer of cap due to servicing transfer 09/16/2013 $ (2,130,000) $ 56,864,175 Transfer of cap due to servicing transfer 09/27/2013 $ (101) $ 56,864,074 Updated due to quarterly assessment and reallocation 10/15/2013 $ 6,910,000 $ 63,774,074 Transfer of cap due to servicing transfer 12/16/2013 $ (1,050,000) $ 62,724,074 Transfer of cap due to servicing transfer 12/23/2013 $ (173,584) $ 62,550,490 Updated due to quarterly assessment and reallocation 01/16/2014 $ 1,310,000 $ 63,860,490 Transfer of cap due to servicing transfer 02/13/2014 $ (2,210,000) $ 61,650,490 Transfer of cap due to servicing transfer 03/14/2014 $ (1,390,000) $ 60,260,490 Transfer of cap due to servicing transfer 03/26/2014 $ (5,632) $ 60,254,858 Updated due to quarterly assessment and reallocation 04/16/2014 $ (220,000) $ 60,034,858 Transfer of cap due to servicing transfer 05/15/2014 $ 940,000 $ 60,974,858 Transfer of cap due to servicing transfer 06/16/2014 $ (640,000) $ 60,334,858 Transfer of cap due to servicing transfer 06/26/2014 $ (63,739) $ 60,271,119 Updated due to quarterly assessment and reallocation 07/16/2014 $ 1,000,000 $ 61,271,119 Transfer of cap due to servicing transfer 07/29/2014 $ (128,318) $ 61,142,801 Updated due to quarterly assessment and reallocation 08/14/2014 $ (2,700,000) $ 58,442,801 Transfer of cap due to servicing transfer 09/16/2014 $ (2,860,000) $ 55,582,801 Transfer of cap due to servicing transfer 09/29/2014 $ (37,047) $ 55,545,754 Updated due to quarterly assessment and reallocation 10/16/2014 $ 690,000 $ 11/14/2014 $ 40,000 $ 56,275,754 Transfer of cap due to servicing transfer 12/16/2014 $ (780,000) $ 55,495,754 Transfer of cap due to servicing transfer 12/29/2014 $ (3,041,582) $ 52,454,172 Updated due to quarterly assessment and reallocation 01/15/2015 $ (270,000) $ 52,184,172 Transfer of cap due to servicing transfer 02/13/2015 $ 1,300,000 $ 53,484,172 Transfer of cap due to servicing transfer 03/16/2015 $ (140,000) $ 53,344,172 Transfer of cap due to servicing transfer 03/26/2015 $ (1,134,415) $ 52,209,757 Updated due to quarterly assessment and reallocation 04/16/2015 $ (10,000) $ 52,199,757 Transfer of cap due to servicing transfer 04/28/2015 $ (4,012,710) $ 48,187,047 Updated due to quarterly assessment and reallocation 05/14/2015 $ 570,000 $ 48,757,047 Transfer of cap due to servicing transfer 06/16/2015 $ 350,000 $ 49,107,047 Transfer of cap due to servicing transfer 06/25/2015 $ (936,320) $ 48,170,727 Updated due to quarterly assessment and reallocation 07/16/2015 $ (40,000) $ 48,130,727 Transfer of cap due to servicing transfer 08/14/2015 $ 10,000 $ 48,140,727 Transfer of cap due to servicing transfer 09/16/2015 $ (300,000) $ 47,840,727 Transfer of cap due to servicing transfer 09/28/2015 $ (999,808) $ 46,840,919 Updated due to quarterly assessment and reallocation 10/15/2015 $ 290,000 $ 47,130,919 Transfer of cap due to servicing transfer 11/16/2015 $ (120,000) $ 47,010,919 Transfer of cap due to servicing transfer 12/16/2015 $ (250,000) $ 46,760,919 Transfer of cap due to servicing transfer 12/28/2015 $ (660,712) $ 46,100,207 Updated due to quarterly assessment and reallocation 02/16/2016 $ (3,250,000) $ 42,850,207 Transfer of cap due to servicing transfer 02/25/2016 $ (3,134,539) $ 39,715,668 Reallocation due to MHA program deobligation 03/16/2016 $ (2,070,000) $ 37,645,668 Transfer of cap due to servicing transfer 03/28/2016 $ (86,358) $ 37,559,310 Updated due to quarterly assessment and reallocation 04/14/2016 $ (8,730,000) $ 28,829,310 Transfer of cap due to servicing transfer 05/16/2016 $ (350,000) $ 28,479,310 Transfer of cap due to servicing transfer 05/31/2016 $ (80,165) $ 28,399,145 Updated due to quarterly assessment and reallocation 06/16/2016 $ 20,000 $ 28,419,145 Transfer of cap due to servicing transfer 06/27/2016 $ (46,949) $ 28,372,196 Updated due to quarterly assessment and reallocation 07/14/2016 $ (1,880,000) $ 26,492,196 Transfer of cap due to servicing transfer 07/27/2016 $ 27,521 $ 26,519,717 Updated due to quarterly assessment and reallocation 08/16/2016 $ (10,000) $ 26,509,717 Transfer of cap due to servicing transfer 09/15/2016 $ (10,000) $ 26,499,717 Transfer of cap due to servicing transfer 09/28/2016 $ 20,000 $ 26,519,717 Updated due to quarterly assessment and reallocation 10/14/2016 $ (300,000) $ 26,219,717 Transfer of cap due to servicing transfer 10/25/2016 $ (40,725) $ 26,178,992 Updated due to quarterly assessment and reallocation 11/07/2016 $ 15,701 $ 26,194,693 Updated due to quarterly assessment and reallocation 11/16/2016 $ (60,000) $ 26,134,693 Transfer of cap due to servicing transfer 11/29/2016 $ (11,032) $ 26,123,661 Updated due to quarterly assessment and reallocation 12/15/2016 $ (10,000) $ 26,113,661 Transfer of cap due to servicing transfer 12/27/2016 $ (1,735) $ 26,111,926 Transfer of cap due to servicing transfer 02/16/2017 $ 10,000 $ 26,121,926 Transfer of cap due to servicing transfer 02/27/2017 $ (30,410) $ 26,091,516 Transfer of cap due to servicing transfer 03/16/2017 $ (50,000) $ 26,041,516 Transfer of cap due to servicing transfer 04/26/2017 $ (2,027) $ 26,039,489 Transfer of cap due to servicing transfer 06/26/2017 $ (15,805) $ 26,023,684 Transfer of cap due to servicing transfer 07/26/2017 $ (489) $ 26,023,195 Transfer of cap due to servicing transfer 09/26/2017 $ (27,965) $ 25,995,230 Transfer of cap due to servicing transfer 10/26/2017 $ (3,468) $ 25,991,762 Transfer of cap due to servicing transfer 6 11/16/2017 $ (3,928,073) $ 22,063,690 Termination of SPA 3 06/14/2012 $ 940,000 $ 06/28/2012 $ 205,242 $ 1,145,242 Updated due to quarterly assessment and reallocation 09/27/2012 $ (3) $ 1,145,239 Updated due to quarterly assessment and reallocation 12/27/2012 $ (1) $ 1,145,238 Updated due to quarterly assessment and reallocation 01/16/2013 $ 10,000 $ 1,155,238 Transfer of cap due to servicing transfer 56,235,754 Transfer of cap due to servicing transfer 940,000 Transfer of cap due to servicing transfer 128 02/14/2013 $ 8,690,000 $ 9,845,238 Transfer of cap due to servicing transfer 03/14/2013 $ 1,390,000 $ 11,235,238 Transfer of cap due to servicing transfer 03/25/2013 $ (219) $ 11,235,019 Updated due to quarterly assessment and reallocation 05/16/2013 $ 620,000 $ 11,855,019 Transfer of cap due to servicing transfer 06/14/2013 $ 990,000 $ 12,845,019 Transfer of cap due to servicing transfer 06/27/2013 $ (96) $ 12,844,923 Updated due to quarterly assessment and reallocation 07/16/2013 $ 5,780,000 $ 18,624,923 Transfer of cap due to servicing transfer 09/27/2013 $ (50) $ 18,624,873 Updated due to quarterly assessment and reallocation 10/15/2013 $ 880,000 $ 19,504,873 Transfer of cap due to servicing transfer 11/14/2013 $ 6,610,000 $ 26,114,873 Transfer of cap due to servicing transfer 12/16/2013 $ 20,000 $ 26,134,873 Transfer of cap due to servicing transfer 12/23/2013 $ (118,329) $ 26,016,544 Updated due to quarterly assessment and reallocation 01/16/2014 $ 1,770,000 $ 27,786,544 Transfer of cap due to servicing transfer 02/13/2014 $ 23,920,000 $ 51,706,544 Transfer of cap due to servicing transfer 03/14/2014 $ 1,460,000 $ 53,166,544 Transfer of cap due to servicing transfer 03/26/2014 $ (7,186) $ 53,159,358 Updated due to quarterly assessment and reallocation 04/16/2014 $ 2,370,000 $ 55,529,358 Transfer of cap due to servicing transfer 05/15/2014 $ 1,990,000 $ 57,519,358 Transfer of cap due to servicing transfer 06/16/2014 $ 1,720,000 $ 59,239,358 Transfer of cap due to servicing transfer 06/26/2014 $ (96,715) $ 59,142,643 Updated due to quarterly assessment and reallocation 07/16/2014 $ 1,310,000 $ 60,452,643 Transfer of cap due to servicing transfer 07/29/2014 $ (197,950) $ 60,254,693 Updated due to quarterly assessment and reallocation 09/16/2014 $ (56,740,004) $ 09/29/2014 $ 488,713 $ 4,003,402 Updated due to quarterly assessment and reallocation 11/03/2014 $ (800,680) $ 3,202,722 Termination of SPA 09/30/2009 $ (11,300,000) $ 12/30/2009 $ (42,210,000) $ 03/26/2010 $ 65,640,000 $ 69,130,000 Updated portfolio data from servicer 04/09/2010 $ (14,470,000) $ 54,660,000 Updated portfolio data from servicer 07/14/2010 $ (8,860,000) $ 45,800,000 Updated portfolio data from servicer 09/30/2010 $ (4,459,154) $ 41,340,846 Updated portfolio data from servicer 12/15/2010 $ (4,300,000) $ 37,040,846 Transfer of cap due to servicing transfer 01/06/2011 $ (51) $ 37,040,795 Updated due to quarterly assessment and reallocation 03/30/2011 $ (65) $ 37,040,730 Updated due to quarterly assessment and reallocation 06/29/2011 $ (616) $ 37,040,114 Updated due to quarterly assessment and reallocation 06/28/2012 $ (462) $ 37,039,652 Updated due to quarterly assessment and reallocation 09/27/2012 $ (1,270) $ 37,038,382 Updated due to quarterly assessment and reallocation 12/27/2012 $ (214) $ 37,038,168 Updated due to quarterly assessment and reallocation 03/25/2013 $ (812) $ 37,037,356 Updated due to quarterly assessment and reallocation 06/27/2013 $ (306) $ 37,037,050 Updated due to quarterly assessment and reallocation 09/27/2013 $ (110) $ 37,036,940 Updated due to quarterly assessment and reallocation 12/23/2013 $ (185,423) $ 36,851,517 Updated due to quarterly assessment and reallocation 03/26/2014 $ (6,518) $ 36,844,999 Updated due to quarterly assessment and reallocation 06/26/2014 $ (77,004) $ 36,767,995 Updated due to quarterly assessment and reallocation 07/29/2014 $ (152,943) $ 36,615,052 Updated due to quarterly assessment and reallocation 09/29/2014 $ (50,520) $ 36,564,532 Updated due to quarterly assessment and reallocation 10/16/2014 $ (30,000) $ 36,534,532 Transfer of cap due to servicing transfer 6 11/03/2014 $ (35,740,763) $ 3 06/16/2016 $ 40,000 $ 03/26/2010 $ 610,000 $ 850,000 Updated portfolio data from servicer 07/14/2010 $ 50,000 $ 900,000 Updated portfolio data from servicer 09/30/2010 $ (29,666) $ 870,334 Updated portfolio data from servicer 01/06/2011 $ (1) $ 870,333 Updated due to quarterly assessment and reallocation 03/23/2011 $ (870,333) 10/02/2009 $ 130,000 $ 700,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ (310,000) $ 03/26/2010 $ 2,110,000 $ 2,500,000 Updated portfolio data from servicer 07/14/2010 $ 8,300,000 $ 10,800,000 Updated portfolio data from servicer 09/30/2010 $ 5,301,172 $ 16,101,172 Updated portfolio data from servicer 01/06/2011 $ (22) $ 16,101,150 Updated due to quarterly assessment and reallocation 03/16/2011 $ (400,000) $ 15,701,150 Transfer of cap due to servicing transfer 03/30/2011 $ (25) $ 15,701,125 Updated due to quarterly assessment and reallocation 06/29/2011 $ (232) $ 15,700,893 Updated due to quarterly assessment and reallocation 06/28/2012 $ (174) $ 15,700,719 Updated due to quarterly assessment and reallocation 09/27/2012 $ (479) $ 15,700,240 Updated due to quarterly assessment and reallocation 11/15/2012 $ (350,000) $ 15,350,240 Transfer of cap due to servicing transfer 12/27/2012 $ (82) $ 15,350,158 Updated due to quarterly assessment and reallocation 03/25/2013 $ (308) $ 15,349,850 Updated due to quarterly assessment and reallocation 04/16/2013 $ 80,000 $ 15,429,850 Transfer of cap due to servicing transfer 06/14/2013 $ 20,000 $ 15,449,850 Transfer of cap due to servicing transfer 06/27/2013 $ (108) $ 15,449,742 Updated due to quarterly assessment and reallocation 07/16/2013 $ 30,000 $ 09/16/2013 $ 640,000 $ 16,119,742 Transfer of cap due to servicing transfer 09/27/2013 $ (40) $ 16,119,702 Updated due to quarterly assessment and reallocation 12/16/2013 $ 190,000 $ 16,309,702 Transfer of cap due to servicing transfer 12/23/2013 $ (67,286) $ 16,242,416 Updated due to quarterly assessment and reallocation 01/16/2014 $ 520,000 $ 16,762,416 Transfer of cap due to servicing transfer 02/13/2014 $ 10,000 $ 16,772,416 Transfer of cap due to servicing transfer 15 06/17/2009 RG Mortgage Corporation San Juan PR Purchase Financial Instrument for Home Loan Modifications 06/16/2016 Rockland Trust Company Rockland MA Purchase Financial Instrument for Home Loan Modifications 01/13/2010 Roebling Bank Roebling NJ Purchase Financial Instrument for Home Loan Modifications 08/28/2009 RoundPoint Mortgage Servicing Corporation Charlotte NC Purchase Financial Instrument for Home Loan Modifications $ 57,000,000 N/A - N/A $ $ 240,000 N/A 570,000 N/A 3,514,689 Transfer of cap due to servicing transfer 45,700,000 Updated portfolio data from servicer/additional program initial cap 3,490,000 Updated portfolio data from servicer/additional program initial cap 793,769 Termination of SPA 40,000 Transfer of cap due to servicing transfer - Termination of SPA 390,000 Updated portfolio data from servicer/additional program initial cap 15,479,742 Transfer of cap due to servicing transfer 129 12/15/2011 Rushmore Loan Management Services Irvine LLC CA Purchase Financial Instrument for Home Loan Modifications - N/A 3 03/14/2014 $ (30,000) $ 16,742,416 Transfer of cap due to servicing transfer 03/26/2014 $ (2,463) $ 16,739,953 Updated due to quarterly assessment and reallocation 04/16/2014 $ (20,000) $ 16,719,953 Transfer of cap due to servicing transfer 06/26/2014 $ (28,873) $ 16,691,080 Updated due to quarterly assessment and reallocation 07/16/2014 $ 480,000 $ 17,171,080 Transfer of cap due to servicing transfer 07/29/2014 $ (59,055) $ 17,112,025 Updated due to quarterly assessment and reallocation 08/14/2014 $ 360,000 $ 17,472,025 Transfer of cap due to servicing transfer 09/29/2014 $ (19,992) $ 17,452,033 Updated due to quarterly assessment and reallocation 10/16/2014 $ 530,000 $ 17,982,033 Transfer of cap due to servicing transfer 12/16/2014 $ (120,000) $ 17,862,033 Transfer of cap due to servicing transfer 12/29/2014 $ (2,352,678) $ 15,509,355 Updated due to quarterly assessment and reallocation 03/26/2015 $ (891,303) $ 14,618,052 Updated due to quarterly assessment and reallocation 04/28/2015 $ (3,450,733) $ 11,167,319 Updated due to quarterly assessment and reallocation 05/14/2015 $ (50,000) $ 11,117,319 Transfer of cap due to servicing transfer 06/25/2015 $ (822,251) $ 10,295,068 Updated due to quarterly assessment and reallocation 08/14/2015 $ 20,000 $ 10,315,068 Transfer of cap due to servicing transfer 09/28/2015 $ (1,064,251) $ 9,250,817 Updated due to quarterly assessment and reallocation 12/16/2015 $ 10,000 $ 9,260,817 Transfer of cap due to servicing transfer 12/28/2015 $ (732,290) $ 8,528,527 Updated due to quarterly assessment and reallocation 01/14/2016 $ 50,000 $ 8,578,527 Transfer of cap due to servicing transfer 02/16/2016 $ 10,000 $ 8,588,527 Transfer of cap due to servicing transfer 02/25/2016 $ (2,314,829) $ 6,273,698 Reallocation due to MHA program deobligation 03/16/2016 $ 200,000 $ 6,473,698 Transfer of cap due to servicing transfer 03/28/2016 $ (55,575) $ 6,418,123 Updated due to quarterly assessment and reallocation 05/16/2016 $ 20,000 $ 6,438,123 Transfer of cap due to servicing transfer 05/31/2016 $ (455,300) $ 5,982,823 Updated due to quarterly assessment and reallocation 06/16/2016 $ (10,000) $ 5,972,823 Transfer of cap due to servicing transfer 06/27/2016 $ (271,492) $ 5,701,331 Updated due to quarterly assessment and reallocation 07/27/2016 $ (268,395) $ 5,432,936 Updated due to quarterly assessment and reallocation 09/15/2016 $ 1,230,000 $ 6,662,936 Transfer of cap due to servicing transfer 09/28/2016 $ (928,842) $ 5,734,094 Updated due to quarterly assessment and reallocation 10/25/2016 $ (897,584) $ 4,836,510 Updated due to quarterly assessment and reallocation 11/07/2016 $ 346,050 $ 5,182,560 Updated due to quarterly assessment and reallocation 11/29/2016 $ (7,813) $ 5,174,747 Updated due to quarterly assessment and reallocation 12/15/2016 $ (680,000) $ 4,494,747 Transfer of cap due to servicing transfer 12/27/2016 $ (1,170) $ 4,493,577 Transfer of cap due to servicing transfer 01/13/2017 $ (150,000) $ 4,343,577 Transfer of cap due to servicing transfer 02/16/2017 $ (40,000) $ 4,303,577 Transfer of cap due to servicing transfer 02/27/2017 $ (18,729) $ 4,284,848 Transfer of cap due to servicing transfer 04/26/2017 $ (1,189) $ 4,283,659 Transfer of cap due to servicing transfer 06/26/2017 $ (8,754) $ 4,274,905 Transfer of cap due to servicing transfer 07/26/2017 $ (258) $ 4,274,647 Transfer of cap due to servicing transfer 09/26/2017 $ (266,556) $ 4,008,091 Transfer of cap due to servicing transfer 10/26/2017 $ (34,323) $ 3,973,768 Transfer of cap due to servicing transfer 12/21/2017 $ (39,577) $ 3,934,191 Transfer of cap due to servicing transfer 02/26/2018 $ (1,855) $ 3,932,336 Transfer of cap due to servicing transfer 03/22/2018 $ (5,625) $ 3,926,711 Transfer of cap due to servicing transfer 04/25/2018 $ (11,578) $ 3,915,133 Transfer of cap due to servicing transfer 06/21/2018 $ (2,590) $ 3,912,543 Transfer of cap due to servicing transfer 07/26/2018 $ (746,776) $ 3,165,767 Reallocation due to MHA program deobligation 08/27/2018 $ (41) $ 3,165,726 Transfer of cap due to servicing transfer 09/26/2018 $ (45) $ 3,165,681 Transfer of cap due to servicing transfer 10/25/2018 $ (1,553) $ 3,164,128 Transfer of cap due to servicing transfer 12/15/2011 $ 200,000 $ 200,000 Transfer of cap due to servicing transfer 04/16/2012 $ 600,000 $ 800,000 Transfer of cap due to servicing transfer 06/28/2012 $ (3) $ 799,997 Updated due to quarterly assessment and reallocation 08/16/2012 $ 110,000 $ 09/27/2012 $ (13) $ 10/16/2012 $ 1,270,000 $ 2,179,984 Transfer of cap due to servicing transfer 11/15/2012 $ 230,000 $ 2,409,984 Transfer of cap due to servicing transfer 12/27/2012 $ (5) $ 2,409,979 Updated due to quarterly assessment and reallocation 01/16/2013 $ 990,000 $ 3,399,979 Transfer of cap due to servicing transfer 02/14/2013 $ 600,000 $ 3,999,979 Transfer of cap due to servicing transfer 03/14/2013 $ 1,980,000 $ 5,979,979 Transfer of cap due to servicing transfer 03/25/2013 $ (77) $ 5,979,902 Updated due to quarterly assessment and reallocation 04/16/2013 $ 340,000 $ 6,319,902 Transfer of cap due to servicing transfer 05/16/2013 $ 1,520,000 $ 7,839,902 Transfer of cap due to servicing transfer 06/14/2013 $ 2,740,000 $ 10,579,902 Transfer of cap due to servicing transfer 06/27/2013 $ (53) $ 10,579,849 Updated due to quarterly assessment and reallocation 09/16/2013 $ 2,570,000 $ 13,149,849 Transfer of cap due to servicing transfer 09/27/2013 $ (26) $ 13,149,823 Updated due to quarterly assessment and reallocation 10/15/2013 $ 10,000 $ 11/14/2013 $ 19,140,000 $ 32,299,823 Transfer of cap due to servicing transfer 12/16/2013 $ 1,330,000 $ 33,629,823 Transfer of cap due to servicing transfer 12/23/2013 $ (60,644) $ 33,569,179 Updated due to quarterly assessment and reallocation 01/16/2014 $ 10,000 $ 33,579,179 Transfer of cap due to servicing transfer 03/14/2014 $ 50,000 $ 33,629,179 Transfer of cap due to servicing transfer 03/26/2014 $ (2,090) $ 33,627,089 Updated due to quarterly assessment and reallocation 909,997 Transfer of cap due to servicing transfer 909,984 Updated due to quarterly assessment and reallocation 13,159,823 Transfer of cap due to servicing transfer 130 07/14/2016 Santander Bank, N.A. Reading PA Purchase Financial Instrument for Home Loan Modifications - N/A 3 04/16/2014 $ 4,440,000 $ 38,067,089 Transfer of cap due to servicing transfer 05/15/2014 $ 60,000 $ 38,127,089 Transfer of cap due to servicing transfer 06/16/2014 $ 380,000 $ 38,507,089 Transfer of cap due to servicing transfer 06/26/2014 $ (35,305) $ 38,471,784 Updated due to quarterly assessment and reallocation 07/16/2014 $ 270,000 $ 38,741,784 Transfer of cap due to servicing transfer 07/29/2014 $ (69,974) $ 38,671,810 Updated due to quarterly assessment and reallocation 08/14/2014 $ 4,040,000 $ 42,711,810 Transfer of cap due to servicing transfer 09/16/2014 $ 1,670,000 $ 44,381,810 Transfer of cap due to servicing transfer 09/29/2014 $ (27,982) $ 44,353,828 Updated due to quarterly assessment and reallocation 10/16/2014 $ 13,870,000 $ 58,223,828 Transfer of cap due to servicing transfer 11/14/2014 $ 8,350,000 $ 66,573,828 Transfer of cap due to servicing transfer 12/16/2014 $ 2,520,000 $ 69,093,828 Transfer of cap due to servicing transfer 12/29/2014 $ (1,524,773) $ 67,569,055 Updated due to quarterly assessment and reallocation 01/15/2015 $ 2,220,000 $ 69,789,055 Transfer of cap due to servicing transfer 02/13/2015 $ 980,000 $ 70,769,055 Transfer of cap due to servicing transfer 03/16/2015 $ 140,000 $ 70,909,055 Transfer of cap due to servicing transfer 03/26/2015 $ (1,062,455) $ 69,846,600 Updated due to quarterly assessment and reallocation 04/16/2015 $ (2,050,000) $ 67,796,600 Transfer of cap due to servicing transfer 04/28/2015 $ (3,536,729) $ 64,259,871 Updated due to quarterly assessment and reallocation 05/14/2015 $ 210,000 $ 64,469,871 Transfer of cap due to servicing transfer 06/16/2015 $ 8,540,000 $ 73,009,871 Transfer of cap due to servicing transfer 06/25/2015 $ (1,665,379) $ 71,344,492 Updated due to quarterly assessment and reallocation 07/16/2015 $ 2,050,000 $ 08/14/2015 $ 10,390,000 $ 83,784,492 Transfer of cap due to servicing transfer 09/16/2015 $ 5,300,000 $ 89,084,492 Transfer of cap due to servicing transfer 09/28/2015 $ (3,202,247) $ 85,882,245 Updated due to quarterly assessment and reallocation 10/15/2015 $ (1,260,000) $ 84,622,245 Transfer of cap due to servicing transfer 11/16/2015 $ 100,000 $ 84,722,245 Transfer of cap due to servicing transfer 12/16/2015 $ 350,000 $ 85,072,245 Transfer of cap due to servicing transfer 12/28/2015 $ (2,075,474) $ 82,996,771 Updated due to quarterly assessment and reallocation 01/14/2016 $ 250,000 $ 83,246,771 Transfer of cap due to servicing transfer 02/16/2016 $ 2,170,000 $ 85,416,771 Transfer of cap due to servicing transfer 02/25/2016 $ (9,768,061) $ 75,648,710 Reallocation due to MHA program deobligation 03/16/2016 $ 5,500,000 $ 81,148,710 Transfer of cap due to servicing transfer 03/28/2016 $ (347,014) $ 80,801,696 Updated due to quarterly assessment and reallocation 04/14/2016 $ (1,040,000) $ 79,761,696 Transfer of cap due to servicing transfer 05/16/2016 $ (1,740,000) $ 78,021,696 Transfer of cap due to servicing transfer 05/31/2016 $ (2,271,991) $ 75,749,705 Updated due to quarterly assessment and reallocation 06/16/2016 $ 5,480,000 $ 81,229,705 Transfer of cap due to servicing transfer 06/27/2016 $ (1,805,648) $ 79,424,057 Updated due to quarterly assessment and reallocation 07/14/2016 $ 1,700,000 $ 81,124,057 Transfer of cap due to servicing transfer 07/27/2016 $ (2,019,779) $ 79,104,278 Updated due to quarterly assessment and reallocation 08/16/2016 $ (1,500,000) $ 77,604,278 Transfer of cap due to servicing transfer 09/15/2016 $ (1,630,000) $ 75,974,278 Transfer of cap due to servicing transfer 09/28/2016 $ (2,318,267) $ 73,656,011 Updated due to quarterly assessment and reallocation 10/14/2016 $ 1,170,000 $ 74,826,011 Transfer of cap due to servicing transfer 10/25/2016 $ (2,719,687) $ 72,106,324 Updated due to quarterly assessment and reallocation 11/07/2016 $ 1,048,535 $ 73,154,859 Updated due to quarterly assessment and reallocation 11/16/2016 $ 1,640,000 $ 74,794,859 Transfer of cap due to servicing transfer 11/29/2016 $ (62,040) $ 74,732,819 Updated due to quarterly assessment and reallocation 12/15/2016 $ 750,000 $ 75,482,819 Transfer of cap due to servicing transfer 12/27/2016 $ (10,694) $ 75,472,125 Transfer of cap due to servicing transfer 01/13/2017 $ 1,330,000 $ 76,802,125 Transfer of cap due to servicing transfer 02/16/2017 $ 1,750,000 $ 78,552,125 Transfer of cap due to servicing transfer 02/27/2017 $ (228,329) $ 78,323,796 Transfer of cap due to servicing transfer 03/16/2017 $ 1,050,000 $ 79,373,796 Transfer of cap due to servicing transfer 04/26/2017 $ (16,335) $ 79,357,461 Transfer of cap due to servicing transfer 06/26/2017 $ (124,608) $ 79,232,853 Transfer of cap due to servicing transfer 07/26/2017 $ (3,836) $ 79,229,017 Transfer of cap due to servicing transfer 09/26/2017 $ (618,292) $ 78,610,725 Transfer of cap due to servicing transfer 10/26/2017 $ (66,661) $ 78,544,064 Transfer of cap due to servicing transfer 12/21/2017 $ (350,288) $ 78,193,776 Transfer of cap due to servicing transfer 02/26/2018 $ (16,916) $ 78,176,860 Transfer of cap due to servicing transfer 03/22/2018 $ (43,528) $ 78,133,332 Transfer of cap due to servicing transfer 04/25/2018 $ (94,789) $ 78,038,543 Transfer of cap due to servicing transfer 06/21/2018 $ (127) $ 78,038,416 Transfer of cap due to servicing transfer 07/26/2018 $ 1,581,751 $ 79,620,167 Reallocation due to MHA program deobligation 08/27/2018 $ (699) $ 79,619,468 Transfer of cap due to servicing transfer 09/26/2018 $ (1,311) $ 79,618,157 Transfer of cap due to servicing transfer 10/25/2018 $ 9,574,885 $ 89,193,042 Transfer of cap due to servicing transfer 03/25/2019 $ 2,771,692 $ 91,964,734 Transfer of cap due to servicing transfer 07/14/2016 $ 20,000 $ 20,000 Transfer of cap due to servicing transfer 03/16/2017 $ 90,000 $ 110,000 Transfer of cap due to servicing transfer 04/26/2017 $ (14) $ 109,986 Transfer of cap due to servicing transfer 06/26/2017 $ 5,264 $ 115,250 Transfer of cap due to servicing transfer 09/26/2017 $ 6,780 $ 122,030 Transfer of cap due to servicing transfer 07/26/2018 $ (15,447) $ 106,583 Reallocation due to MHA program deobligation 08/27/2018 $ (2) $ 106,581 Transfer of cap due to servicing transfer 73,394,492 Transfer of cap due to servicing transfer 131 04/13/2009 Saxon Mortgage Services, Inc. Irving TX Purchase Financial Instrument for Home Loan Modifications $ 407,000,000 N/A 10 09/23/2009 Schools Financial Credit Union Sacramento CA Purchase Financial Instrument for Home Loan Modifications $ 390,000 N/A 09/26/2018 $ 10/25/2018 $ (73) $ 06/17/2009 $ 225,040,000 (2) $ 632,040,000 Updated portfolio data from servicer 09/30/2009 $ 254,380,000 $ 886,420,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 355,710,000 $ 1,242,130,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (57,720,000) $ 1,184,410,000 Updated portfolio data from servicer 06/16/2010 $ (156,050,000) $ 1,028,360,000 Transfer of cap due to servicing transfer 07/14/2010 $ (513,660,000) $ 514,700,000 Updated portfolio data from servicer 07/16/2010 $ (22,980,000) $ 491,720,000 Transfer of cap due to servicing transfer 09/15/2010 $ 1,800,000 $ 493,520,000 Transfer of cap due to servicing transfer 09/30/2010 $ 9,800,000 $ 503,320,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ 116,222,668 $ 619,542,668 Updated portfolio data from servicer 10/15/2010 $ 100,000 $ 619,642,668 Transfer of cap due to servicing transfer 12/15/2010 $ 8,900,000 $ 628,542,668 Transfer of cap due to servicing transfer 01/06/2011 $ (556) $ 628,542,112 Updated due to quarterly assessment and reallocation 01/13/2011 $ 2,300,000 $ 630,842,112 Transfer of cap due to servicing transfer 03/16/2011 $ 700,000 $ 631,542,112 Transfer of cap due to servicing transfer 03/30/2011 $ (654) $ 631,541,458 Updated due to quarterly assessment and reallocation 04/13/2011 $ 2,100,000 $ 633,641,458 Transfer of cap due to servicing transfer 06/29/2011 $ (6,144) $ 633,635,314 Updated due to quarterly assessment and reallocation 07/14/2011 $ 200,000 $ 633,835,314 Transfer of cap due to servicing transfer 08/16/2011 $ (100,000) $ 633,735,314 Transfer of cap due to servicing transfer 09/15/2011 $ (700,000) $ 12/15/2011 $ 17,500,000 $ 650,535,314 Transfer of cap due to servicing transfer 02/16/2012 $ (100,000) $ 650,435,314 Transfer of cap due to servicing transfer 03/15/2012 $ 100,000 $ 650,535,314 Transfer of cap due to servicing transfer 04/16/2012 $ (17,500,000) $ 633,035,314 Transfer of cap due to servicing transfer 05/16/2012 $ (760,000) $ 632,275,314 Transfer of cap due to servicing transfer 06/14/2012 $ (354,290,000) $ 277,985,314 Transfer of cap due to servicing transfer 06/28/2012 $ (1,831) $ 277,983,483 Updated due to quarterly assessment and reallocation 07/16/2012 $ (10,120,000) $ 267,863,483 Transfer of cap due to servicing transfer 08/16/2012 $ (10,000) $ 267,853,483 Transfer of cap due to servicing transfer 09/27/2012 $ (4,701) $ 267,848,782 Updated due to quarterly assessment and reallocation 10/16/2012 $ (9,220,000) $ 258,628,782 Transfer of cap due to servicing transfer 11/15/2012 $ (30,000) $ 258,598,782 Transfer of cap due to servicing transfer 12/14/2012 $ 60,000 $ 258,658,782 Transfer of cap due to servicing transfer 12/27/2012 $ (788) $ 258,657,994 Updated due to quarterly assessment and reallocation 01/16/2013 $ (610,000) $ 258,047,994 Transfer of cap due to servicing transfer 03/25/2013 $ (2,979) $ 258,045,015 Updated due to quarterly assessment and reallocation 04/09/2013 $ (157,237,929) $ 100,807,086 Termination of SPA 10/02/2009 $ 90,000 $ 480,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 940,000 $ 1,420,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (980,000) $ 07/14/2010 $ (140,000) $ 300,000 Updated portfolio data from servicer 09/30/2010 $ 1,150,556 $ 1,450,556 Updated portfolio data from servicer 01/06/2011 $ (2) $ 1,450,554 Updated due to quarterly assessment and reallocation 03/30/2011 $ (2) $ 1,450,552 Updated due to quarterly assessment and reallocation 06/29/2011 $ (22) $ 1,450,530 Updated due to quarterly assessment and reallocation 06/28/2012 $ (16) $ 1,450,514 Updated due to quarterly assessment and reallocation 09/27/2012 $ (44) $ 1,450,470 Updated due to quarterly assessment and reallocation 12/27/2012 $ (7) $ 1,450,463 Updated due to quarterly assessment and reallocation 03/25/2013 $ (28) $ 1,450,435 Updated due to quarterly assessment and reallocation 06/27/2013 $ (11) $ 1,450,424 Updated due to quarterly assessment and reallocation 09/27/2013 $ (4) $ 1,450,420 Updated due to quarterly assessment and reallocation 12/23/2013 $ (6,411) $ 1,444,009 Updated due to quarterly assessment and reallocation 03/26/2014 $ (225) $ 1,443,784 Updated due to quarterly assessment and reallocation 06/26/2014 $ (2,661) $ 1,441,123 Updated due to quarterly assessment and reallocation 07/29/2014 $ (5,285) $ 1,435,838 Updated due to quarterly assessment and reallocation 09/29/2014 $ (1,746) $ 1,434,092 Updated due to quarterly assessment and reallocation 12/29/2014 $ (201,817) $ 1,232,275 Updated due to quarterly assessment and reallocation 03/26/2015 $ (76,420) $ 1,155,855 Updated due to quarterly assessment and reallocation 04/28/2015 $ (301,210) $ 854,645 Updated due to quarterly assessment and reallocation 06/25/2015 $ (71,460) $ 783,185 Updated due to quarterly assessment and reallocation 09/28/2015 $ (95,514) $ 687,671 Updated due to quarterly assessment and reallocation 12/28/2015 $ (70,705) $ 616,966 Updated due to quarterly assessment and reallocation 02/25/2016 $ (210,262) $ 406,704 Reallocation due to MHA program deobligation 03/28/2016 $ (4,392) $ 402,312 Updated due to quarterly assessment and reallocation 05/31/2016 $ (35,674) $ 366,638 Updated due to quarterly assessment and reallocation 06/27/2016 $ (21,311) $ 345,327 Updated due to quarterly assessment and reallocation 07/27/2016 $ (21,317) $ 324,010 Updated due to quarterly assessment and reallocation 09/28/2016 $ (37,281) $ 286,729 Updated due to quarterly assessment and reallocation 10/25/2016 $ (35,228) $ 251,501 Updated due to quarterly assessment and reallocation 11/07/2016 $ 13,582 $ 265,083 Updated due to quarterly assessment and reallocation 11/29/2016 $ (344) $ 264,739 Updated due to quarterly assessment and reallocation 12/27/2016 $ (52) $ 264,687 Transfer of cap due to servicing transfer 02/27/2017 $ (910) $ 263,777 Transfer of cap due to servicing transfer 04/26/2017 $ (60) $ 263,717 Transfer of cap due to servicing transfer 06/26/2017 $ (459) $ 263,258 Transfer of cap due to servicing transfer $ 106,579 Transfer of cap due to servicing transfer 106,506 Transfer of cap due to servicing transfer 633,035,314 Transfer of cap due to servicing transfer 440,000 Updated portfolio data from servicer 132 12/15/2010 09/25/2009 04/13/2009 Scotiabank de Puerto Rico SEFCU Select Portfolio Servicing, Inc. San Juan Albany Salt Lake City PR NY UT Purchase Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications - N/A $ $ 440,000 N/A 376,000,000 N/A 3 07/26/2017 $ (14) $ 263,244 Transfer of cap due to servicing transfer 09/26/2017 $ (12,751) $ 250,493 Transfer of cap due to servicing transfer 10/26/2017 $ (1,581) $ 248,912 Transfer of cap due to servicing transfer 12/21/2017 $ (1,647) $ 247,265 Transfer of cap due to servicing transfer 02/26/2018 $ (80) $ 247,185 Transfer of cap due to servicing transfer 03/22/2018 $ (261) $ 246,924 Transfer of cap due to servicing transfer 04/25/2018 $ (515) $ 246,409 Transfer of cap due to servicing transfer 06/21/2018 $ (97) $ 246,312 Transfer of cap due to servicing transfer 07/26/2018 $ (40,409) $ 205,903 Reallocation due to MHA program deobligation 08/27/2018 $ (2) $ 205,901 Transfer of cap due to servicing transfer 09/26/2018 $ (2) $ 10/25/2018 $ (83) $ 205,816 Transfer of cap due to servicing transfer 12/15/2010 $ 4,300,000 $ 4,300,000 Transfer of cap due to servicing transfer 01/06/2011 $ (4) $ 4,299,996 Updated due to quarterly assessment and reallocation 06/29/2011 $ (5) $ 4,299,991 Updated due to quarterly assessment and reallocation 06/28/2012 $ (23) $ 4,299,968 Updated due to quarterly assessment and reallocation 09/27/2012 $ (63) $ 4,299,905 Updated due to quarterly assessment and reallocation 12/27/2012 $ (11) $ 4,299,894 Updated due to quarterly assessment and reallocation 03/25/2013 $ (41) $ 4,299,853 Updated due to quarterly assessment and reallocation 06/27/2013 $ (16) $ 4,299,837 Updated due to quarterly assessment and reallocation 09/27/2013 $ (6) $ 4,299,831 Updated due to quarterly assessment and reallocation 12/23/2013 $ (9,679) $ 4,290,152 Updated due to quarterly assessment and reallocation 03/26/2014 $ (344) $ 4,289,808 Updated due to quarterly assessment and reallocation 06/26/2014 $ (4,087) $ 4,285,721 Updated due to quarterly assessment and reallocation 07/29/2014 $ (8,126) $ 4,277,595 Updated due to quarterly assessment and reallocation 09/29/2014 $ (2,690) $ 4,274,905 Updated due to quarterly assessment and reallocation 10/16/2014 $ 30,000 $ 4,304,905 Transfer of cap due to servicing transfer 12/29/2014 $ (163,461) $ 4,141,444 Updated due to quarterly assessment and reallocation 03/26/2015 $ (65,464) $ 4,075,980 Updated due to quarterly assessment and reallocation 04/28/2015 $ (260,119) $ 3,815,861 Updated due to quarterly assessment and reallocation 06/25/2015 $ (63,179) $ 3,752,682 Updated due to quarterly assessment and reallocation 09/28/2015 $ (87,785) $ 3,664,897 Updated due to quarterly assessment and reallocation 12/28/2015 $ (65,988) $ 3,598,909 Updated due to quarterly assessment and reallocation 02/25/2016 $ (298,593) $ 3,300,316 Reallocation due to MHA program deobligation 03/28/2016 $ (6,237) $ 3,294,079 Updated due to quarterly assessment and reallocation 05/31/2016 $ (48,817) $ 3,245,262 Updated due to quarterly assessment and reallocation 06/27/2016 $ (29,163) $ 3,216,099 Updated due to quarterly assessment and reallocation 07/27/2016 $ (29,171) $ 3,186,928 Updated due to quarterly assessment and reallocation 09/28/2016 $ (51,016) $ 3,135,912 Updated due to quarterly assessment and reallocation 10/25/2016 $ (48,207) $ 3,087,705 Updated due to quarterly assessment and reallocation 11/07/2016 $ 18,586 $ 3,106,291 Updated due to quarterly assessment and reallocation 11/29/2016 $ (1,644) $ 3,104,647 Updated due to quarterly assessment and reallocation 12/27/2016 $ (251) $ 3,104,396 Transfer of cap due to servicing transfer 02/27/2017 $ (4,356) $ 3,100,040 Transfer of cap due to servicing transfer 04/26/2017 $ (285) $ 3,099,755 Transfer of cap due to servicing transfer 06/26/2017 $ (2,195) $ 3,097,560 Transfer of cap due to servicing transfer 07/26/2017 $ (66) $ 3,097,494 Transfer of cap due to servicing transfer 09/26/2017 $ (14,761) $ 3,082,733 Transfer of cap due to servicing transfer 10/26/2017 $ (1,831) $ 3,080,902 Transfer of cap due to servicing transfer 12/21/2017 $ (1,907) $ 3,078,995 Transfer of cap due to servicing transfer 02/26/2018 $ (93) $ 3,078,902 Transfer of cap due to servicing transfer 03/22/2018 $ (302) $ 3,078,600 Transfer of cap due to servicing transfer 04/25/2018 $ (597) $ 3,078,003 Transfer of cap due to servicing transfer 06/21/2018 $ (112) $ 3,077,891 Transfer of cap due to servicing transfer 07/26/2018 $ (400,290) $ 2,677,601 Reallocation due to MHA program deobligation 08/27/2018 $ (22) $ 2,677,579 Transfer of cap due to servicing transfer 09/26/2018 $ (23) $ 2,677,556 Transfer of cap due to servicing transfer 10/25/2018 $ (825) $ 2,676,731 Transfer of cap due to servicing transfer 10/02/2009 $ 100,000 $ 540,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 20,000 $ 560,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (290,000) $ 270,000 Updated portfolio data from servicer 07/14/2010 $ (70,000) $ 200,000 Updated portfolio data from servicer 09/30/2010 $ (54,944) $ 145,056 Updated portfolio data from servicer 06/29/2011 $ (1) $ 04/11/2012 $ (145,055) 06/12/2009 $ 284,590,000 $ 660,590,000 Updated portfolio data from servicer 09/30/2009 $ 121,910,000 $ 782,500,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 131,340,000 $ 913,840,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (355,530,000) $ 558,310,000 Updated portfolio data from servicer 07/14/2010 $ 128,690,000 $ 687,000,000 Updated portfolio data from servicer 09/30/2010 $ 4,000,000 $ 691,000,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ 59,807,784 $ 750,807,784 Updated portfolio data from servicer 11/16/2010 $ (700,000) $ 750,107,784 Transfer of cap due to servicing transfer 12/15/2010 $ 64,400,000 $ 814,507,784 Transfer of cap due to servicing transfer 01/06/2011 $ (639) $ 814,507,145 Updated due to quarterly assessment and reallocation 01/13/2011 $ (2,300,000) $ 812,207,145 Transfer of cap due to servicing transfer 02/16/2011 $ 100,000 $ 812,307,145 Transfer of cap due to servicing transfer 03/16/2011 $ 3,600,000 $ 815,907,145 Transfer of cap due to servicing transfer 205,899 Transfer of cap due to servicing transfer 145,055 Updated due to quarterly assessment and reallocation - Termination of SPA 133 03/30/2011 $ (735) $ 815,906,410 Updated due to quarterly assessment and reallocation 04/13/2011 $ (100,000) $ 815,806,410 Transfer of cap due to servicing transfer 05/13/2011 $ 400,000 $ 816,206,410 Transfer of cap due to servicing transfer 06/16/2011 $ (100,000) $ 816,106,410 Transfer of cap due to servicing transfer 06/29/2011 $ (6,805) $ 816,099,605 Updated due to quarterly assessment and reallocation 08/16/2011 $ (100,000) $ 815,999,605 Transfer of cap due to servicing transfer 09/15/2011 $ (200,000) $ 815,799,605 Transfer of cap due to servicing transfer 10/14/2011 $ (100,000) $ 815,699,605 Transfer of cap due to servicing transfer 11/16/2011 $ (100,000) $ 815,599,605 Transfer of cap due to servicing transfer 01/13/2012 $ 200,000 $ 815,799,605 Transfer of cap due to servicing transfer 03/15/2012 $ 24,800,000 $ 840,599,605 Transfer of cap due to servicing transfer 04/16/2012 $ 1,900,000 $ 842,499,605 Transfer of cap due to servicing transfer 05/16/2012 $ 80,000 $ 842,579,605 Transfer of cap due to servicing transfer 06/14/2012 $ 8,710,000 $ 851,289,605 Transfer of cap due to servicing transfer 06/28/2012 $ (5,176) $ 851,284,429 Updated due to quarterly assessment and reallocation 07/16/2012 $ 2,430,000 $ 853,714,429 Transfer of cap due to servicing transfer 08/16/2012 $ 2,310,000 $ 856,024,429 Transfer of cap due to servicing transfer 09/27/2012 $ (13,961) $ 856,010,468 Updated due to quarterly assessment and reallocation 10/16/2012 $ 126,940,000 $ 11/15/2012 $ 9,990,000 $ 992,940,468 Transfer of cap due to servicing transfer 12/14/2012 $ 10,650,000 $ 1,003,590,468 Transfer of cap due to servicing transfer 12/27/2012 $ (2,663) $ 1,003,587,805 Updated due to quarterly assessment and reallocation 01/16/2013 $ 18,650,000 $ 1,022,237,805 Transfer of cap due to servicing transfer 02/14/2013 $ 10,290,000 $ 1,032,527,805 Transfer of cap due to servicing transfer 03/14/2013 $ 4,320,000 $ 1,036,847,805 Transfer of cap due to servicing transfer 03/25/2013 $ (10,116) $ 1,036,837,689 Updated due to quarterly assessment and reallocation 04/16/2013 $ 840,000 $ 1,037,677,689 Transfer of cap due to servicing transfer 05/16/2013 $ 1,330,000 $ 1,039,007,689 Transfer of cap due to servicing transfer 06/14/2013 $ 3,620,000 $ 1,042,627,689 Transfer of cap due to servicing transfer 06/27/2013 $ (3,564) $ 1,042,624,125 Updated due to quarterly assessment and reallocation 07/16/2013 $ 105,080,000 $ 1,147,704,125 Transfer of cap due to servicing transfer 08/15/2013 $ 10,000 $ 1,147,714,125 Transfer of cap due to servicing transfer 09/16/2013 $ 98,610,000 $ 1,246,324,125 Transfer of cap due to servicing transfer 09/27/2013 $ (1,541) $ 1,246,322,584 Updated due to quarterly assessment and reallocation 10/15/2013 $ 1,280,000 $ 1,247,602,584 Transfer of cap due to servicing transfer 11/14/2013 $ 15,130,000 $ 1,262,732,584 Transfer of cap due to servicing transfer 12/16/2013 $ 6,290,000 $ 1,269,022,584 Transfer of cap due to servicing transfer 12/23/2013 $ (2,481,777) $ 1,266,540,807 Updated due to quarterly assessment and reallocation 01/16/2014 $ 1,580,000 $ 1,268,120,807 Transfer of cap due to servicing transfer 02/13/2014 $ 75,350,000 $ 1,343,470,807 Transfer of cap due to servicing transfer 03/14/2014 $ 16,900,000 $ 1,360,370,807 Transfer of cap due to servicing transfer 03/26/2014 $ (85,696) $ 1,360,285,111 Updated due to quarterly assessment and reallocation 04/16/2014 $ 12,470,000 $ 1,372,755,111 Transfer of cap due to servicing transfer 05/15/2014 $ 20,960,000 $ 1,393,715,111 Transfer of cap due to servicing transfer 06/16/2014 $ 14,220,000 $ 1,407,935,111 Transfer of cap due to servicing transfer 06/26/2014 $ (1,023,387) $ 1,406,911,724 Updated due to quarterly assessment and reallocation 07/16/2014 $ 12,690,000 $ 1,419,601,724 Transfer of cap due to servicing transfer 07/29/2014 $ (1,968,183) $ 1,417,633,541 Updated due to quarterly assessment and reallocation 08/14/2014 $ (42,210,000) $ 1,375,423,541 Transfer of cap due to servicing transfer 09/16/2014 $ 7,420,000 $ 1,382,843,541 Transfer of cap due to servicing transfer 09/29/2014 $ (540,365) $ 1,382,303,176 Updated due to quarterly assessment and reallocation 10/16/2014 $ 57,410,000 $ 1,439,713,176 Transfer of cap due to servicing transfer 11/14/2014 $ 1,490,000 $ 1,441,203,176 Transfer of cap due to servicing transfer 12/16/2014 $ 3,740,000 $ 1,444,943,176 Transfer of cap due to servicing transfer 12/29/2014 $ 6,991,378 $ 1,451,934,554 Updated due to quarterly assessment and reallocation 01/15/2015 $ 10,630,000 $ 1,462,564,554 Transfer of cap due to servicing transfer 02/13/2015 $ 4,120,000 $ 1,466,684,554 Transfer of cap due to servicing transfer 03/16/2015 $ (900,000) $ 1,465,784,554 Transfer of cap due to servicing transfer 03/26/2015 $ 71,365,159 $ 1,537,149,713 Updated due to quarterly assessment and reallocation 04/16/2015 $ 710,000 $ 1,537,859,713 Transfer of cap due to servicing transfer 04/28/2015 $ 36,897,540 $ 1,574,757,253 Updated due to quarterly assessment and reallocation 05/14/2015 $ 3,890,000 $ 1,578,647,253 Transfer of cap due to servicing transfer 06/16/2015 $ 34,620,000 $ 1,613,267,253 Transfer of cap due to servicing transfer 06/25/2015 $ 41,497,746 $ 1,654,764,999 Updated due to quarterly assessment and reallocation 07/16/2015 $ (16,430,000) $ 1,638,334,999 Transfer of cap due to servicing transfer 08/14/2015 $ 3,520,000 $ 1,641,854,999 Transfer of cap due to servicing transfer 09/16/2015 $ 10,280,000 $ 1,652,134,999 Transfer of cap due to servicing transfer 09/28/2015 $ 87,496,640 $ 1,739,631,639 Updated due to quarterly assessment and reallocation 10/15/2015 $ (16,640,000) $ 1,722,991,639 Transfer of cap due to servicing transfer 11/16/2015 $ (260,000) $ 1,722,731,639 Transfer of cap due to servicing transfer 12/16/2015 $ 45,960,000 $ 1,768,691,639 Transfer of cap due to servicing transfer 12/28/2015 $ 43,906,188 $ 1,812,597,827 Updated due to quarterly assessment and reallocation 01/14/2016 $ 24,710,000 $ 1,837,307,827 Transfer of cap due to servicing transfer 02/16/2016 $ 2,670,000 $ 1,839,977,827 Transfer of cap due to servicing transfer 02/25/2016 $ (47,775,866) $ 1,792,201,961 Reallocation due to MHA program deobligation 03/16/2016 $ (1,310,000) $ 1,790,891,961 Transfer of cap due to servicing transfer 03/28/2016 $ (194,564) $ 1,790,697,397 Updated due to quarterly assessment and reallocation 04/14/2016 $ 940,000 $ 1,791,637,397 Transfer of cap due to servicing transfer 982,950,468 Transfer of cap due to servicing transfer 134 05/16/2016 $ 10,880,000 $ 1,802,517,397 Transfer of cap due to servicing transfer 05/31/2016 $ 119,002,590 $ 1,921,519,987 Updated due to quarterly assessment and reallocation 06/16/2016 $ 38,730,000 $ 1,960,249,987 Transfer of cap due to servicing transfer 06/27/2016 $ 19,191,131 $ 1,979,441,118 Updated due to quarterly assessment and reallocation 07/14/2016 $ (2,280,000) $ 1,977,161,118 Transfer of cap due to servicing transfer 07/27/2016 $ (1,954,173) $ 1,975,206,945 Updated due to quarterly assessment and reallocation 08/16/2016 $ 26,510,000 $ 2,001,716,945 Transfer of cap due to servicing transfer 09/15/2016 $ 16,540,000 $ 2,018,256,945 Transfer of cap due to servicing transfer 09/28/2016 $ 36,150,560 $ 2,054,407,505 Updated due to quarterly assessment and reallocation 10/14/2016 $ 10,060,000 $ 2,064,467,505 Transfer of cap due to servicing transfer 10/25/2016 $ 14,764,710 $ 2,079,232,215 Updated due to quarterly assessment and reallocation - $ 2,079,232,215 Updated due to quarterly assessment and reallocation 11/16/2016 $ 5,070,000 $ 2,084,302,215 Transfer of cap due to servicing transfer 11/29/2016 $ (915,311) $ 2,083,386,904 Updated due to quarterly assessment and reallocation 12/15/2016 $ 1,450,000 $ 2,084,836,904 Transfer of cap due to servicing transfer 12/27/2016 $ (117,550) $ 2,084,719,354 Transfer of cap due to servicing transfer 01/13/2017 $ 30,000 $ 2,084,749,354 Transfer of cap due to servicing transfer 02/16/2017 $ (41,410,000) $ 2,043,339,354 Transfer of cap due to servicing transfer 02/27/2017 $ (1,240,072) $ 2,042,099,282 Transfer of cap due to servicing transfer 03/16/2017 $ 16,530,000 $ 2,058,629,282 Transfer of cap due to servicing transfer 04/26/2017 $ (21,961) $ 2,058,607,321 Transfer of cap due to servicing transfer 06/26/2017 $ (167,546) $ 2,058,439,775 Transfer of cap due to servicing transfer 07/26/2017 $ (4,732) $ 2,058,435,043 Transfer of cap due to servicing transfer 09/26/2017 $ 119,748,540 $ 2,178,183,583 Transfer of cap due to servicing transfer 10/26/2017 $ 9,740,790 $ 2,187,924,373 Transfer of cap due to servicing transfer 12/21/2017 $ (1,737,797) $ 2,186,186,576 Transfer of cap due to servicing transfer 02/26/2018 $ (36,867) $ 2,186,149,709 Transfer of cap due to servicing transfer 03/22/2018 $ 2,856,819 $ 2,189,006,528 Transfer of cap due to servicing transfer 04/25/2018 $ 1,375,299 $ 2,190,381,827 Transfer of cap due to servicing transfer 06/21/2018 $ (47,625) $ 2,190,334,202 Transfer of cap due to servicing transfer 07/26/2018 $ (280,952,429) $ 1,909,381,773 Reallocation due to MHA program deobligation 08/27/2018 $ (15,858) $ 1,909,365,915 Transfer of cap due to servicing transfer 09/26/2018 $ (18,282) $ 1,909,347,633 Transfer of cap due to servicing transfer 10/25/2018 $ (699,965) $ 1,908,647,668 Transfer of cap due to servicing transfer 03/25/2019 $ (796,484) $ 1,907,851,184 Transfer of cap due to servicing transfer 06/16/2010 $ 3,680,000 $ 08/13/2010 $ 3,300,000 $ 09/30/2010 $ 3,043,831 $ 10,023,831 Updated portfolio data from servicer 10/15/2010 $ 1,400,000 $ 11,423,831 Transfer of cap due to servicing transfer 01/06/2011 $ (17) $ 11,423,814 Updated due to quarterly assessment and reallocation 03/16/2011 $ 2,100,000 $ 13,523,814 Transfer of cap due to servicing transfer 03/30/2011 $ (24) $ 13,523,790 Updated due to quarterly assessment and reallocation 04/13/2011 $ 2,900,000 $ 16,423,790 Transfer of cap due to servicing transfer 06/16/2011 $ (200,000) $ 16,223,790 Transfer of cap due to servicing transfer 06/29/2011 $ (273) $ 16,223,517 Updated due to quarterly assessment and reallocation 10/14/2011 $ 100,000 $ 16,323,517 Transfer of cap due to servicing transfer 11/16/2011 $ 1,100,000 $ 17,423,517 Transfer of cap due to servicing transfer 04/16/2012 $ 200,000 $ 17,623,517 Transfer of cap due to servicing transfer 05/16/2012 $ 10,000 $ 17,633,517 Transfer of cap due to servicing transfer 06/14/2012 $ (300,000) $ 17,333,517 Transfer of cap due to servicing transfer 06/28/2012 $ (218) $ 17,333,299 Updated due to quarterly assessment and reallocation 07/16/2012 $ 40,000 $ 17,373,299 Transfer of cap due to servicing transfer 08/16/2012 $ 480,000 $ 17,853,299 Transfer of cap due to servicing transfer 09/27/2012 $ (600) $ 17,852,699 Updated due to quarterly assessment and reallocation 11/15/2012 $ 70,000 $ 17,922,699 Transfer of cap due to servicing transfer 12/27/2012 $ (102) $ 17,922,597 Updated due to quarterly assessment and reallocation 03/14/2013 $ 90,000 $ 18,012,597 Transfer of cap due to servicing transfer 03/25/2013 $ (384) $ 18,012,213 Updated due to quarterly assessment and reallocation 05/16/2013 $ (30,000) $ 17,982,213 Transfer of cap due to servicing transfer 06/27/2013 $ (146) $ 17,982,067 Updated due to quarterly assessment and reallocation 07/16/2013 $ 170,000 $ 18,152,067 Transfer of cap due to servicing transfer 09/27/2013 $ (52) $ 18,152,015 Updated due to quarterly assessment and reallocation 12/23/2013 $ (88,613) $ 18,063,402 Updated due to quarterly assessment and reallocation 03/14/2014 $ 10,000 $ 18,073,402 Transfer of cap due to servicing transfer 03/26/2014 $ (3,125) $ 18,070,277 Updated due to quarterly assessment and reallocation 04/16/2014 $ 30,000 $ 18,100,277 Transfer of cap due to servicing transfer 06/26/2014 $ (36,971) $ 18,063,306 Updated due to quarterly assessment and reallocation 07/16/2014 $ 23,490,000 $ 41,553,306 Transfer of cap due to servicing transfer 07/29/2014 $ (142,594) $ 41,410,712 Updated due to quarterly assessment and reallocation 08/14/2014 $ 2,480,000 $ 43,890,712 Transfer of cap due to servicing transfer 09/16/2014 $ 11,650,000 $ 55,540,712 Transfer of cap due to servicing transfer 09/29/2014 $ (52,910) $ 55,487,802 Updated due to quarterly assessment and reallocation 12/16/2014 $ 30,000 $ 55,517,802 Transfer of cap due to servicing transfer 12/29/2014 $ (4,478,535) $ 51,039,267 Updated due to quarterly assessment and reallocation 01/15/2015 $ 10,000 $ 51,049,267 Transfer of cap due to servicing transfer 03/16/2015 $ 20,000 $ 51,069,267 Transfer of cap due to servicing transfer 03/26/2015 $ (1,844,353) $ 49,224,914 Updated due to quarterly assessment and reallocation 04/16/2015 $ 2,860,000 $ 52,084,914 Transfer of cap due to servicing transfer 11/07/2016 06/16/2010 Selene Finance LP Houston TX Purchase Financial Instrument for Home Loan Modifications - N/A 3 3,680,000 Transfer of cap due to servicing transfer 6,980,000 Transfer of cap due to servicing transfer 135 09/23/2009 Seneca Mortgage Servicing LLC (AMS Buffalo Servicing, LLC) NY Purchase Financial Instrument for Home Loan Modifications $ 4,390,000 N/A 04/28/2015 $ (8,202,554) $ 43,882,360 Updated due to quarterly assessment and reallocation 06/16/2015 $ 30,000 $ 43,912,360 Transfer of cap due to servicing transfer 06/25/2015 $ (1,996,581) $ 41,915,779 Updated due to quarterly assessment and reallocation 08/14/2015 $ 7,610,000 $ 49,525,779 Transfer of cap due to servicing transfer 09/16/2015 $ 370,000 $ 49,895,779 Transfer of cap due to servicing transfer 09/28/2015 $ (4,239,474) $ 45,656,305 Updated due to quarterly assessment and reallocation 10/15/2015 $ 3,760,000 $ 49,416,305 Transfer of cap due to servicing transfer 11/16/2015 $ 1,150,000 $ 50,566,305 Transfer of cap due to servicing transfer 12/16/2015 $ 90,000 $ 50,656,305 Transfer of cap due to servicing transfer 12/28/2015 $ (3,752,790) $ 46,903,515 Updated due to quarterly assessment and reallocation 01/14/2016 $ (10,000) $ 46,893,515 Transfer of cap due to servicing transfer 02/16/2016 $ 1,250,000 $ 48,143,515 Transfer of cap due to servicing transfer 02/25/2016 $ (11,934,020) $ 36,209,495 Reallocation due to MHA program deobligation 03/16/2016 $ (220,000) $ 35,989,495 Transfer of cap due to servicing transfer 03/28/2016 $ (226,478) $ 35,763,017 Updated due to quarterly assessment and reallocation 04/14/2016 $ (740,000) $ 35,023,017 Transfer of cap due to servicing transfer 05/16/2016 $ (220,000) $ 34,803,017 Transfer of cap due to servicing transfer 05/31/2016 $ (1,623,427) $ 33,179,590 Updated due to quarterly assessment and reallocation 06/16/2016 $ (80,000) $ 33,099,590 Transfer of cap due to servicing transfer 06/27/2016 $ (1,004,539) $ 32,095,051 Updated due to quarterly assessment and reallocation 07/14/2016 $ 1,200,000 $ 33,295,051 Transfer of cap due to servicing transfer 07/27/2016 $ (1,270,059) $ 32,024,992 Updated due to quarterly assessment and reallocation 08/16/2016 $ (30,000) $ 09/15/2016 $ 290,000 $ 32,284,992 Transfer of cap due to servicing transfer 09/28/2016 $ (2,103,641) $ 30,181,351 Updated due to quarterly assessment and reallocation 10/14/2016 $ 230,000 $ 30,411,351 Transfer of cap due to servicing transfer 10/25/2016 $ (2,233,487) $ 28,177,864 Updated due to quarterly assessment and reallocation 11/07/2016 $ 861,088 $ 29,038,952 Updated due to quarterly assessment and reallocation 11/16/2016 $ (1,100,000) $ 27,938,952 Transfer of cap due to servicing transfer 11/29/2016 $ (20,426) $ 27,918,526 Updated due to quarterly assessment and reallocation 12/15/2016 $ (120,000) $ 27,798,526 Transfer of cap due to servicing transfer 12/27/2016 $ (3,126) $ 27,795,400 Transfer of cap due to servicing transfer 01/13/2017 $ (360,000) $ 27,435,400 Transfer of cap due to servicing transfer 02/16/2017 $ 1,090,000 $ 28,525,400 Transfer of cap due to servicing transfer 02/27/2017 $ (66,009) $ 28,459,391 Transfer of cap due to servicing transfer 03/16/2017 $ (170,000) $ 28,289,391 Transfer of cap due to servicing transfer 04/26/2017 $ (2,159) $ 28,287,232 Transfer of cap due to servicing transfer 06/26/2017 $ (17,456) $ 28,269,776 Transfer of cap due to servicing transfer 07/26/2017 $ (582) $ 28,269,194 Transfer of cap due to servicing transfer 09/26/2017 $ (95,740) $ 28,173,454 Transfer of cap due to servicing transfer 10/26/2017 $ 248,595 $ 28,422,049 Transfer of cap due to servicing transfer 12/21/2017 $ (65,228) $ 28,356,821 Transfer of cap due to servicing transfer 02/26/2018 $ (4,334) $ 28,352,487 Transfer of cap due to servicing transfer 03/22/2018 $ (8,802) $ 28,343,685 Transfer of cap due to servicing transfer 04/25/2018 $ (23,971) $ 28,319,714 Transfer of cap due to servicing transfer 06/21/2018 $ (7,393) $ 28,312,321 Transfer of cap due to servicing transfer 07/26/2018 $ (4,432,176) $ 23,880,145 Reallocation due to MHA program deobligation 08/27/2018 $ (466) $ 23,879,679 Transfer of cap due to servicing transfer 09/26/2018 $ (486) $ 23,879,193 Transfer of cap due to servicing transfer 10/25/2018 $ (18,033) $ 23,861,160 Transfer of cap due to servicing transfer 10/02/2009 $ 960,000 $ 5,350,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ (3,090,000) $ 2,260,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 230,000 $ 2,490,000 Updated portfolio data from servicer 07/14/2010 $ 5,310,000 $ 7,800,000 Updated portfolio data from servicer 09/30/2010 $ 323,114 $ 8,123,114 Updated portfolio data from servicer 01/06/2011 $ (12) $ 8,123,102 Updated due to quarterly assessment and reallocation 03/16/2011 $ 600,000 $ 8,723,102 Transfer of cap due to servicing transfer 03/30/2011 $ (16) $ 8,723,086 Updated due to quarterly assessment and reallocation 04/13/2011 $ 200,000 $ 8,923,086 Transfer of cap due to servicing transfer 05/13/2011 $ 100,000 $ 9,023,086 Transfer of cap due to servicing transfer 06/29/2011 $ (153) $ 9,022,933 Updated due to quarterly assessment and reallocation 09/15/2011 $ 100,000 $ 11/16/2011 $ 100,000 $ 9,222,933 Transfer of cap due to servicing transfer 04/16/2012 $ 1,100,000 $ 10,322,933 Transfer of cap due to servicing transfer 06/14/2012 $ 650,000 $ 10,972,933 Transfer of cap due to servicing transfer 06/28/2012 $ (136) $ 10,972,797 Updated due to quarterly assessment and reallocation 09/27/2012 $ (347) $ 10,972,450 Updated due to quarterly assessment and reallocation 10/16/2012 $ 250,000 $ 11,222,450 Transfer of cap due to servicing transfer 11/15/2012 $ 30,000 $ 11,252,450 Transfer of cap due to servicing transfer 12/14/2012 $ (10,000) $ 11,242,450 Transfer of cap due to servicing transfer 12/27/2012 $ (59) $ 11,242,391 Updated due to quarterly assessment and reallocation 01/16/2013 $ 20,000 $ 02/14/2013 $ 290,000 $ 11,552,391 Transfer of cap due to servicing transfer 03/14/2013 $ 10,000 $ 11,562,391 Transfer of cap due to servicing transfer 03/25/2013 $ (220) $ 11,562,171 Updated due to quarterly assessment and reallocation 04/16/2013 $ (60,000) $ 11,502,171 Transfer of cap due to servicing transfer 05/16/2013 $ 50,000 $ 11,552,171 Transfer of cap due to servicing transfer 06/14/2013 $ 10,000 $ 11,562,171 Transfer of cap due to servicing transfer 31,994,992 Transfer of cap due to servicing transfer 9,122,933 Transfer of cap due to servicing transfer 11,262,391 Transfer of cap due to servicing transfer 136 08/12/2009 Servis One, Inc. dba BSI Financial Services Titusville PA Purchase Financial Instrument for Home Loan Modifications $ 29,730,000 N/A 06/27/2013 $ (79) $ 11,562,092 Updated due to quarterly assessment and reallocation 07/16/2013 $ (90,000) $ 11,472,092 Transfer of cap due to servicing transfer 09/16/2013 $ 310,000 $ 11,782,092 Transfer of cap due to servicing transfer 09/27/2013 $ (28) $ 11,782,064 Updated due to quarterly assessment and reallocation 10/15/2013 $ 230,000 $ 12,012,064 Transfer of cap due to servicing transfer 11/14/2013 $ 120,000 $ 12,132,064 Transfer of cap due to servicing transfer 12/16/2013 $ 460,000 $ 12,592,064 Transfer of cap due to servicing transfer 12/23/2013 $ (49,413) $ 12,542,651 Updated due to quarterly assessment and reallocation 01/16/2014 $ 40,000 $ 12,582,651 Transfer of cap due to servicing transfer 03/14/2014 $ (260,000) $ 12,322,651 Transfer of cap due to servicing transfer 03/26/2014 $ (1,697) $ 12,320,954 Updated due to quarterly assessment and reallocation 04/16/2014 $ 100,000 $ 12,420,954 Transfer of cap due to servicing transfer 06/16/2014 $ 30,000 $ 12,450,954 Transfer of cap due to servicing transfer 06/26/2014 $ (20,009) $ 12,430,945 Updated due to quarterly assessment and reallocation 07/29/2014 $ (39,741) $ 12,391,204 Updated due to quarterly assessment and reallocation 08/14/2014 $ (40,000) $ 12,351,204 Transfer of cap due to servicing transfer 09/16/2014 $ 70,000 $ 12,421,204 Transfer of cap due to servicing transfer 09/29/2014 $ (13,236) $ 12,407,968 Updated due to quarterly assessment and reallocation 12/16/2014 $ (10,000) $ 12,397,968 Transfer of cap due to servicing transfer 12/29/2014 $ (1,446,220) $ 10,951,748 Updated due to quarterly assessment and reallocation 01/15/2015 $ (280,000) $ 10,671,748 Transfer of cap due to servicing transfer 02/13/2015 $ (70,000) $ 10,601,748 Transfer of cap due to servicing transfer 03/16/2015 $ (1,970,000) $ 8,631,748 Transfer of cap due to servicing transfer 03/26/2015 $ (563,340) $ 8,068,408 Updated due to quarterly assessment and reallocation 04/16/2015 $ (20,000) $ 8,048,408 Transfer of cap due to servicing transfer 04/28/2015 $ (1,823,241) $ 6,225,167 Updated due to quarterly assessment and reallocation 05/14/2015 $ 160,000 $ 6,385,167 Transfer of cap due to servicing transfer 06/16/2015 $ (60,000) $ 6,325,167 Transfer of cap due to servicing transfer 06/25/2015 $ (427,170) $ 5,897,997 Updated due to quarterly assessment and reallocation 07/16/2015 $ 330,000 $ 6,227,997 Transfer of cap due to servicing transfer 08/14/2015 $ 80,000 $ 6,307,997 Transfer of cap due to servicing transfer 09/16/2015 $ 140,000 $ 6,447,997 Transfer of cap due to servicing transfer 09/28/2015 $ (561,929) $ 5,886,068 Updated due to quarterly assessment and reallocation 10/15/2015 $ 40,000 $ 5,926,068 Transfer of cap due to servicing transfer 11/16/2015 $ 580,000 $ 6,506,068 Transfer of cap due to servicing transfer 12/16/2015 $ 230,000 $ 6,736,068 Transfer of cap due to servicing transfer 12/28/2015 $ (486,283) $ 6,249,785 Updated due to quarterly assessment and reallocation 01/14/2016 $ 1,080,000 $ 7,329,785 Transfer of cap due to servicing transfer 02/16/2016 $ 500,000 $ 7,829,785 Transfer of cap due to servicing transfer 02/25/2016 $ (2,321,321) $ 5,508,464 Reallocation due to MHA program deobligation 03/16/2016 $ 330,000 $ 5,838,464 Transfer of cap due to servicing transfer 03/28/2016 $ (54,203) $ 5,784,261 Updated due to quarterly assessment and reallocation 04/14/2016 $ 840,000 $ 6,624,261 Transfer of cap due to servicing transfer 05/16/2016 $ 1,780,000 $ 8,404,261 Transfer of cap due to servicing transfer 05/31/2016 $ (767,027) $ 7,637,234 Updated due to quarterly assessment and reallocation 06/16/2016 $ 640,000 $ 8,277,234 Transfer of cap due to servicing transfer 06/27/2016 $ (516,588) $ 7,760,646 Updated due to quarterly assessment and reallocation 07/14/2016 $ (130,000) $ 7,630,646 Transfer of cap due to servicing transfer 07/27/2016 $ (519,860) $ 7,110,786 Updated due to quarterly assessment and reallocation 08/16/2016 $ (50,000) $ 7,060,786 Transfer of cap due to servicing transfer 09/15/2016 $ 640,000 $ 7,700,786 Transfer of cap due to servicing transfer 09/28/2016 $ (841,593) $ 6,859,193 Updated due to quarterly assessment and reallocation 10/25/2016 $ (1,120,754) $ 5,738,439 Updated due to quarterly assessment and reallocation 11/07/2016 $ 432,090 $ 6,170,529 Updated due to quarterly assessment and reallocation 11/16/2016 $ (1,110,000) $ 5,060,529 Transfer of cap due to servicing transfer 11/29/2016 $ (7,581) $ 5,052,948 Updated due to quarterly assessment and reallocation 12/15/2016 $ (1,400,000) $ 3,652,948 Transfer of cap due to servicing transfer 12/27/2016 $ (908) $ 3,652,040 Transfer of cap due to servicing transfer 02/16/2017 $ (650,000) $ 3,002,040 Transfer of cap due to servicing transfer 02/27/2017 $ (14,330) $ 2,987,710 Transfer of cap due to servicing transfer 04/26/2017 $ (1,003) $ 2,986,707 Transfer of cap due to servicing transfer 06/26/2017 $ (7,718) $ 2,978,989 Transfer of cap due to servicing transfer 07/26/2017 $ (249) $ 2,978,740 Transfer of cap due to servicing transfer 09/26/2017 $ (552,349) $ 2,426,391 Transfer of cap due to servicing transfer 10/26/2017 $ (69,247) $ 2,357,144 Transfer of cap due to servicing transfer 12/21/2017 $ (72,138) $ 2,285,006 Transfer of cap due to servicing transfer 02/26/2018 $ (3,502) $ 2,281,504 Transfer of cap due to servicing transfer 03/22/2018 $ (11,418) $ 2,270,086 Transfer of cap due to servicing transfer 04/25/2018 $ (22,574) $ 2,247,512 Transfer of cap due to servicing transfer 06/21/2018 $ (4,233) $ 2,243,279 Transfer of cap due to servicing transfer 07/26/2018 $ (688,167) $ 1,555,112 Reallocation due to MHA program deobligation 08/27/2018 $ (38) $ 1,555,074 Transfer of cap due to servicing transfer 09/26/2018 $ (40) $ 1,555,034 Transfer of cap due to servicing transfer 10/25/2018 $ (1,418) $ 1,553,616 Transfer of cap due to servicing transfer 09/30/2009 $ (25,510,000) $ 4,220,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 520,000 $ 4,740,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 4,330,000 $ 9,070,000 Updated portfolio data from servicer 04/19/2010 $ 230,000 $ 9,300,000 Transfer of cap due to servicing transfer 137 05/19/2010 $ 850,000 $ 07/14/2010 $ (850,000) $ 9,300,000 Updated portfolio data from servicer 09/15/2010 $ 100,000 $ 9,400,000 Transfer of cap due to servicing transfer 09/30/2010 $ 100,000 $ 09/30/2010 $ 16,755,064 $ 26,255,064 Updated portfolio data from servicer 10/15/2010 $ 100,000 $ 26,355,064 Transfer of cap due to servicing transfer 12/15/2010 $ 100,000 $ 26,455,064 Transfer of cap due to servicing transfer 01/06/2011 $ (40) $ 26,455,024 Updated due to quarterly assessment and reallocation 01/13/2011 $ 300,000 $ 26,755,024 Transfer of cap due to servicing transfer 02/16/2011 $ 100,000 $ 26,855,024 Transfer of cap due to servicing transfer 03/16/2011 $ 2,200,000 $ 29,055,024 Transfer of cap due to servicing transfer 03/30/2011 $ (52) $ 29,054,972 Updated due to quarterly assessment and reallocation 04/13/2011 $ 1,500,000 $ 30,554,972 Transfer of cap due to servicing transfer 05/13/2011 $ 1,000,000 $ 31,554,972 Transfer of cap due to servicing transfer 06/16/2011 $ 100,000 $ 31,654,972 Transfer of cap due to servicing transfer 06/29/2011 $ (534) $ 31,654,438 Updated due to quarterly assessment and reallocation 08/16/2011 $ 700,000 $ 32,354,438 Transfer of cap due to servicing transfer 09/15/2011 $ (600,000) $ 31,754,438 Transfer of cap due to servicing transfer 10/14/2011 $ 4,000,000 $ 35,754,438 Transfer of cap due to servicing transfer 11/16/2011 $ 600,000 $ 36,354,438 Transfer of cap due to servicing transfer 12/15/2011 $ 200,000 $ 36,554,438 Transfer of cap due to servicing transfer 01/13/2012 $ 100,000 $ 36,654,438 Transfer of cap due to servicing transfer 02/16/2012 $ 1,300,000 $ 03/15/2012 $ 1,100,000 $ 39,054,438 Transfer of cap due to servicing transfer 04/16/2012 $ 800,000 $ 39,854,438 Transfer of cap due to servicing transfer 05/16/2012 $ (1,080,000) $ 38,774,438 Transfer of cap due to servicing transfer 06/14/2012 $ 1,560,000 $ 40,334,438 Transfer of cap due to servicing transfer 06/28/2012 $ (465) $ 40,333,973 Updated due to quarterly assessment and reallocation 08/16/2012 $ 70,000 $ 40,403,973 Transfer of cap due to servicing transfer 09/27/2012 $ (1,272) $ 40,402,701 Updated due to quarterly assessment and reallocation 10/16/2012 $ 2,100,000 $ 42,502,701 Transfer of cap due to servicing transfer 11/15/2012 $ 1,340,000 $ 43,842,701 Transfer of cap due to servicing transfer 12/14/2012 $ 1,160,000 $ 45,002,701 Transfer of cap due to servicing transfer 12/27/2012 $ (239) $ 45,002,462 Updated due to quarterly assessment and reallocation 01/16/2013 $ 210,000 $ 45,212,462 Transfer of cap due to servicing transfer 02/14/2013 $ 1,790,000 $ 47,002,462 Transfer of cap due to servicing transfer 03/14/2013 $ 1,920,000 $ 48,922,462 Transfer of cap due to servicing transfer 03/25/2013 $ (960) $ 48,921,502 Updated due to quarterly assessment and reallocation 04/16/2013 $ 410,000 $ 49,331,502 Transfer of cap due to servicing transfer 05/16/2013 $ (60,000) $ 49,271,502 Transfer of cap due to servicing transfer 06/14/2013 $ 1,620,000 $ 50,891,502 Transfer of cap due to servicing transfer 06/27/2013 $ (359) $ 50,891,143 Updated due to quarterly assessment and reallocation 07/16/2013 $ 2,030,000 $ 52,921,143 Transfer of cap due to servicing transfer 08/15/2013 $ 10,000 $ 52,931,143 Transfer of cap due to servicing transfer 09/16/2013 $ 2,600,000 $ 55,531,143 Transfer of cap due to servicing transfer 09/27/2013 $ (135) $ 55,531,008 Updated due to quarterly assessment and reallocation 10/15/2013 $ 270,000 $ 55,801,008 Transfer of cap due to servicing transfer 11/14/2013 $ 30,000 $ 55,831,008 Transfer of cap due to servicing transfer 12/16/2013 $ 9,960,000 $ 65,791,008 Transfer of cap due to servicing transfer 12/23/2013 $ (239,727) $ 65,551,281 Updated due to quarterly assessment and reallocation 01/16/2014 $ 2,090,000 $ 67,641,281 Transfer of cap due to servicing transfer 02/13/2014 $ 2,450,000 $ 70,091,281 Transfer of cap due to servicing transfer 03/14/2014 $ (130,000) $ 69,961,281 Transfer of cap due to servicing transfer 03/26/2014 $ (8,837) $ 69,952,444 Updated due to quarterly assessment and reallocation 04/16/2014 $ 60,000 $ 70,012,444 Transfer of cap due to servicing transfer 05/15/2014 $ (460,000) $ 69,552,444 Transfer of cap due to servicing transfer 06/16/2014 $ 920,000 $ 70,472,444 Transfer of cap due to servicing transfer 06/26/2014 $ (103,723) $ 70,368,721 Updated due to quarterly assessment and reallocation 07/29/2014 $ (205,396) $ 70,163,325 Updated due to quarterly assessment and reallocation 08/14/2014 $ 4,050,000 $ 74,213,325 Transfer of cap due to servicing transfer 09/16/2014 $ 420,000 $ 74,633,325 Transfer of cap due to servicing transfer 09/29/2014 $ (73,587) $ 74,559,738 Updated due to quarterly assessment and reallocation 10/16/2014 $ 7,390,000 $ 81,949,738 Transfer of cap due to servicing transfer 11/14/2014 $ (390,000) $ 81,559,738 Transfer of cap due to servicing transfer 12/16/2014 $ 4,990,000 $ 86,549,738 Transfer of cap due to servicing transfer 12/29/2014 $ (8,713,039) $ 77,836,699 Updated due to quarterly assessment and reallocation 01/15/2015 $ (50,000) $ 02/13/2015 $ 11,850,000 $ 89,636,699 Transfer of cap due to servicing transfer 03/16/2015 $ 11,660,000 $ 101,296,699 Transfer of cap due to servicing transfer 03/26/2015 $ (4,671,888) $ 96,624,811 Updated due to quarterly assessment and reallocation 04/16/2015 $ 590,000 $ 97,214,811 Transfer of cap due to servicing transfer 04/28/2015 $ (18,231,781) $ 78,983,030 Updated due to quarterly assessment and reallocation 05/14/2015 $ 2,100,000 $ 81,083,030 Transfer of cap due to servicing transfer 06/16/2015 $ 2,820,000 $ 83,903,030 Transfer of cap due to servicing transfer 06/25/2015 $ (4,782,922) $ 79,120,108 Updated due to quarterly assessment and reallocation 07/16/2015 $ 60,000 $ 79,180,108 Transfer of cap due to servicing transfer 08/14/2015 $ 2,240,000 $ 81,420,108 Transfer of cap due to servicing transfer 09/16/2015 $ (430,000) $ 80,990,108 Transfer of cap due to servicing transfer 10,150,000 Updated portfolio data from servicer/additional program initial cap 9,500,000 Updated portfolio data from servicer/additional program initial cap 37,954,438 Transfer of cap due to servicing transfer 77,786,699 Transfer of cap due to servicing transfer 138 07/17/2009 ShoreBank Chicago IL Purchase Financial Instrument for Home Loan Modifications $ 09/28/2015 $ (6,107,608) $ 74,882,500 Updated due to quarterly assessment and reallocation 10/15/2015 $ 1,040,000 $ 75,922,500 Transfer of cap due to servicing transfer 11/16/2015 $ 3,700,000 $ 79,622,500 Transfer of cap due to servicing transfer 12/16/2015 $ 500,000 $ 80,122,500 Transfer of cap due to servicing transfer 12/28/2015 $ (4,760,843) $ 75,361,657 Updated due to quarterly assessment and reallocation 01/14/2016 $ 100,000 $ 75,461,657 Transfer of cap due to servicing transfer 02/16/2016 $ 570,000 $ 76,031,657 Transfer of cap due to servicing transfer 02/25/2016 $ (14,691,799) $ 61,339,858 Reallocation due to MHA program deobligation 03/16/2016 $ 6,270,000 $ 67,609,858 Transfer of cap due to servicing transfer 03/28/2016 $ (334,912) $ 67,274,946 Updated due to quarterly assessment and reallocation 04/14/2016 $ 5,270,000 $ 72,544,946 Transfer of cap due to servicing transfer 05/16/2016 $ (500,000) $ 72,044,946 Transfer of cap due to servicing transfer 05/31/2016 $ (3,185,286) $ 68,859,660 Updated due to quarterly assessment and reallocation 06/16/2016 $ 660,000 $ 69,519,660 Transfer of cap due to servicing transfer 06/27/2016 $ (2,064,146) $ 67,455,514 Updated due to quarterly assessment and reallocation 07/14/2016 $ 5,170,000 $ 72,625,514 Transfer of cap due to servicing transfer 07/27/2016 $ (2,535,644) $ 70,089,870 Updated due to quarterly assessment and reallocation 08/16/2016 $ 5,570,000 $ 75,659,870 Transfer of cap due to servicing transfer 09/15/2016 $ 3,400,000 $ 79,059,870 Transfer of cap due to servicing transfer 09/28/2016 $ (7,231,925) $ 71,827,945 Updated due to quarterly assessment and reallocation 10/14/2016 $ 1,060,000 $ 72,887,945 Transfer of cap due to servicing transfer 10/25/2016 $ (6,774,793) $ 66,113,152 Updated due to quarterly assessment and reallocation 11/07/2016 $ 2,611,921 $ 11/16/2016 $ 980,000 $ 69,705,073 Transfer of cap due to servicing transfer 11/29/2016 $ (73,555) $ 69,631,518 Updated due to quarterly assessment and reallocation 12/15/2016 $ (420,000) $ 69,211,518 Transfer of cap due to servicing transfer 12/27/2016 $ (10,555) $ 69,200,963 Transfer of cap due to servicing transfer 01/13/2017 $ 410,000 $ 69,610,963 Transfer of cap due to servicing transfer 02/16/2017 $ 170,000 $ 69,780,963 Transfer of cap due to servicing transfer 02/27/2017 $ (148,531) $ 69,632,432 Transfer of cap due to servicing transfer 03/16/2017 $ 3,060,000 $ 72,692,432 Transfer of cap due to servicing transfer 04/26/2017 $ (11,474) $ 72,680,958 Transfer of cap due to servicing transfer 06/26/2017 $ (140,759) $ 72,540,199 Transfer of cap due to servicing transfer 07/26/2017 $ (4,697) $ 72,535,502 Transfer of cap due to servicing transfer 09/26/2017 $ (4,797,940) $ 67,737,562 Transfer of cap due to servicing transfer 10/26/2017 $ (632,800) $ 67,104,762 Transfer of cap due to servicing transfer 12/21/2017 $ (649,369) $ 66,455,393 Transfer of cap due to servicing transfer 02/26/2018 $ (37,728) $ 66,417,665 Transfer of cap due to servicing transfer 03/22/2018 $ (127,313) $ 66,290,352 Transfer of cap due to servicing transfer 04/25/2018 $ (306,501) $ 65,983,851 Transfer of cap due to servicing transfer 06/21/2018 $ (84,201) $ 65,899,650 Transfer of cap due to servicing transfer 07/26/2018 $ (17,908,463) $ 47,991,187 Reallocation due to MHA program deobligation 08/27/2018 $ (985) $ 47,990,202 Transfer of cap due to servicing transfer 09/26/2018 $ (1,075) $ 47,989,127 Transfer of cap due to servicing transfer 10/25/2018 $ (38,166) $ 47,950,961 Transfer of cap due to servicing transfer 09/30/2009 $ 890,000 $ 2,300,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 1,260,000 $ 3,560,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (20,000) $ 3,540,000 Updated portfolio data from servicer 07/14/2010 $ (240,000) $ 3,300,000 Updated portfolio data from servicer 09/30/2010 $ 471,446 $ 3,771,446 Updated portfolio data from servicer 01/06/2011 $ (3) $ 3,771,443 Updated due to quarterly assessment and reallocation 03/30/2011 $ (4) $ 3,771,439 Updated due to quarterly assessment and reallocation 04/13/2011 $ (1,100,000) $ 2,671,439 Transfer of cap due to servicing transfer 06/29/2011 $ (38) $ 2,671,401 Updated due to quarterly assessment and reallocation 06/28/2012 $ (29) $ 2,671,372 Updated due to quarterly assessment and reallocation 09/27/2012 $ (79) $ 2,671,293 Updated due to quarterly assessment and reallocation 12/27/2012 $ (13) $ 2,671,280 Updated due to quarterly assessment and reallocation 03/25/2013 $ (50) $ 2,671,230 Updated due to quarterly assessment and reallocation 04/09/2013 $ (2,324,244) $ 01/22/2010 $ 90,000 $ 1,970,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 1,110,000 $ 3,080,000 Updated portfolio data from servicer 07/14/2010 $ (1,180,000) $ 1,900,000 Updated portfolio data from servicer 09/30/2010 $ 275,834 $ 2,175,834 Updated portfolio data from servicer 01/06/2011 $ (2) $ 2,175,832 Updated due to quarterly assessment and reallocation 03/30/2011 $ (3) $ 2,175,829 Updated due to quarterly assessment and reallocation 06/29/2011 $ (26) $ 2,175,803 Updated due to quarterly assessment and reallocation 06/28/2012 $ (21) $ 2,175,782 Updated due to quarterly assessment and reallocation 09/27/2012 $ (57) $ 2,175,725 Updated due to quarterly assessment and reallocation 12/27/2012 $ (10) $ 2,175,715 Updated due to quarterly assessment and reallocation 03/25/2013 $ (37) $ 2,175,678 Updated due to quarterly assessment and reallocation 06/27/2013 $ (15) $ 2,175,663 Updated due to quarterly assessment and reallocation 6 07/09/2013 $ (1,889,819) $ 3 10/15/2013 $ 60,000 $ 12/16/2013 $ 10,000 $ 70,000 Transfer of cap due to servicing transfer 07/16/2014 $ 170,000 $ 240,000 Transfer of cap due to servicing transfer 07/29/2014 $ (544) $ 239,456 Updated due to quarterly assessment and reallocation 09/29/2014 $ (180) $ 239,276 Updated due to quarterly assessment and reallocation 10/16/2014 $ 160,000 $ 399,276 Transfer of cap due to servicing transfer 1,410,000 N/A 6 12/09/2009 10/15/2013 Silver State Schools Credit Union SN Servicing Corporation Las Vegas Baton Rouge NV LA Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ 1,880,000 N/A - N/A 68,725,073 Updated due to quarterly assessment and reallocation 346,986 Termination of SPA 285,844 Termination of SPA 60,000 Transfer of cap due to servicing transfer 139 09/02/2009 Sortis Financial, Inc. (ClearSpring Loan Plano Services, Inc. fka Vantium Capital, Inc.) TX Purchase Financial Instrument for Home Loan Modifications $ 6,000,000 N/A 4 11/14/2014 $ 20,000 $ 419,276 Transfer of cap due to servicing transfer 12/16/2014 $ 60,000 $ 479,276 Transfer of cap due to servicing transfer 12/29/2014 $ (13,406) $ 465,870 Updated due to quarterly assessment and reallocation 01/15/2015 $ 90,000 $ 555,870 Transfer of cap due to servicing transfer 03/26/2015 $ (18,475) $ 04/28/2015 $ (72,818) $ 05/14/2015 $ 1,310,000 $ 1,774,577 Transfer of cap due to servicing transfer 06/16/2015 $ 80,000 $ 1,854,577 Transfer of cap due to servicing transfer 06/25/2015 $ (158,664) $ 1,695,913 Updated due to quarterly assessment and reallocation 07/16/2015 $ 20,000 $ 1,715,913 Transfer of cap due to servicing transfer 08/14/2015 $ 20,000 $ 1,735,913 Transfer of cap due to servicing transfer 09/16/2015 $ 160,000 $ 1,895,913 Transfer of cap due to servicing transfer 09/28/2015 $ (260,437) $ 1,635,476 Updated due to quarterly assessment and reallocation 10/15/2015 $ 2,820,000 $ 4,455,476 Transfer of cap due to servicing transfer 11/16/2015 $ 990,000 $ 5,445,476 Transfer of cap due to servicing transfer 12/28/2015 $ (716,235) $ 4,729,241 Updated due to quarterly assessment and reallocation 01/14/2016 $ 330,000 $ 5,059,241 Transfer of cap due to servicing transfer 02/16/2016 $ (80,000) $ 4,979,241 Transfer of cap due to servicing transfer 02/25/2016 $ (2,295,159) $ 2,684,082 Reallocation due to MHA program deobligation 03/16/2016 $ 1,170,000 $ 3,854,082 Transfer of cap due to servicing transfer 03/28/2016 $ (76,689) $ 3,777,393 Updated due to quarterly assessment and reallocation 04/14/2016 $ 840,000 $ 4,617,393 Transfer of cap due to servicing transfer 05/16/2016 $ 390,000 $ 5,007,393 Transfer of cap due to servicing transfer 05/31/2016 $ (826,282) $ 4,181,111 Updated due to quarterly assessment and reallocation 06/27/2016 $ (499,359) $ 3,681,752 Updated due to quarterly assessment and reallocation 07/14/2016 $ 110,000 $ 3,791,752 Transfer of cap due to servicing transfer 07/27/2016 $ (515,833) $ 3,275,919 Updated due to quarterly assessment and reallocation 08/16/2016 $ 30,000 $ 3,305,919 Transfer of cap due to servicing transfer 09/15/2016 $ 690,000 $ 3,995,919 Transfer of cap due to servicing transfer 09/28/2016 $ (1,167,343) $ 2,828,576 Updated due to quarterly assessment and reallocation 10/14/2016 $ 1,510,000 $ 4,338,576 Transfer of cap due to servicing transfer 10/25/2016 $ (2,130,485) $ 2,208,091 Updated due to quarterly assessment and reallocation 11/07/2016 $ 821,377 $ 3,029,468 Updated due to quarterly assessment and reallocation 11/16/2016 $ 140,000 $ 3,169,468 Transfer of cap due to servicing transfer 11/29/2016 $ (15,727) $ 3,153,741 Updated due to quarterly assessment and reallocation 12/15/2016 $ 60,000 $ 3,213,741 Transfer of cap due to servicing transfer 12/27/2016 $ (2,492) $ 3,211,249 Transfer of cap due to servicing transfer 01/13/2017 $ 340,000 $ 3,551,249 Transfer of cap due to servicing transfer 02/16/2017 $ 70,000 $ 3,621,249 Transfer of cap due to servicing transfer 02/27/2017 $ (50,982) $ 3,570,267 Transfer of cap due to servicing transfer 03/16/2017 $ 20,000 $ 3,590,267 Transfer of cap due to servicing transfer 04/26/2017 $ (3,295) $ 3,586,972 Transfer of cap due to servicing transfer 06/26/2017 $ (20,845) $ 3,566,127 Transfer of cap due to servicing transfer 07/26/2017 $ (630) $ 3,565,497 Transfer of cap due to servicing transfer 09/26/2017 $ (763,009) $ 2,802,488 Transfer of cap due to servicing transfer 10/26/2017 $ (92,103) $ 2,710,385 Transfer of cap due to servicing transfer 12/21/2017 $ (92,832) $ 2,617,553 Transfer of cap due to servicing transfer 02/26/2018 $ (4,542) $ 2,613,011 Transfer of cap due to servicing transfer 03/22/2018 $ (11,003) $ 2,602,008 Transfer of cap due to servicing transfer 04/25/2018 $ (11,167) $ 2,590,841 Transfer of cap due to servicing transfer 06/21/2018 $ 316,421 $ 2,907,262 Transfer of cap due to servicing transfer 07/26/2018 $ 160,128 $ 3,067,390 Reallocation due to MHA program deobligation 08/27/2018 $ (20) $ 3,067,370 Transfer of cap due to servicing transfer 09/26/2018 $ 259,050 $ 3,326,420 Transfer of cap due to servicing transfer 10/25/2018 $ (1,390) $ 3,325,030 Transfer of cap due to servicing transfer 10/02/2009 $ 1,310,000 $ 7,310,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ (3,390,000) $ 3,920,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 410,000 $ 4,330,000 Updated portfolio data from servicer 07/14/2010 $ (730,000) $ 3,600,000 Updated portfolio data from servicer 09/15/2010 $ 4,700,000 $ 8,300,000 Transfer of cap due to servicing transfer 09/30/2010 $ 117,764 $ 8,417,764 Updated portfolio data from servicer 11/16/2010 $ 800,000 $ 9,217,764 Transfer of cap due to servicing transfer 12/15/2010 $ 2,700,000 $ 11,917,764 Transfer of cap due to servicing transfer 01/06/2011 $ (17) $ 11,917,747 Updated due to quarterly assessment and reallocation 01/13/2011 $ 700,000 $ 12,617,747 Transfer of cap due to servicing transfer 02/16/2011 $ 1,800,000 $ 14,417,747 Transfer of cap due to servicing transfer 03/30/2011 $ (19) $ 14,417,728 Updated due to quarterly assessment and reallocation 04/13/2011 $ 300,000 $ 14,717,728 Transfer of cap due to servicing transfer 06/29/2011 $ (189) $ 14,717,539 Updated due to quarterly assessment and reallocation 08/16/2011 $ 300,000 $ 15,017,539 Transfer of cap due to servicing transfer 09/15/2011 $ 100,000 $ 15,117,539 Transfer of cap due to servicing transfer 10/14/2011 $ 100,000 $ 15,217,539 Transfer of cap due to servicing transfer 06/28/2012 $ (147) $ 15,217,392 Updated due to quarterly assessment and reallocation 07/16/2012 $ (10,000) $ 15,207,392 Transfer of cap due to servicing transfer 09/27/2012 $ (413) $ 15,206,979 Updated due to quarterly assessment and reallocation 11/15/2012 $ (40,000) $ 15,166,979 Transfer of cap due to servicing transfer 12/27/2012 $ (71) $ 15,166,908 Updated due to quarterly assessment and reallocation 537,395 Updated due to quarterly assessment and reallocation 464,577 Updated due to quarterly assessment and reallocation 140 12/16/2009 01/13/2010 Sound Community Bank Specialized Loan Servicing LLC Seattle Highlands Ranch WA CO Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ 440,000 N/A 64,150,000 N/A 02/14/2013 $ (770,000) $ 14,396,908 Transfer of cap due to servicing transfer 03/14/2013 $ (20,000) $ 14,376,908 Transfer of cap due to servicing transfer 03/25/2013 $ (256) $ 14,376,652 Updated due to quarterly assessment and reallocation 04/16/2013 $ (620,000) $ 13,756,652 Transfer of cap due to servicing transfer 05/16/2013 $ 40,000 $ 13,796,652 Transfer of cap due to servicing transfer 06/14/2013 $ 10,000 $ 13,806,652 Transfer of cap due to servicing transfer 06/27/2013 $ (95) $ 13,806,557 Updated due to quarterly assessment and reallocation 07/16/2013 $ (290,000) $ 13,516,557 Transfer of cap due to servicing transfer 09/27/2013 $ (34) $ 13,516,523 Updated due to quarterly assessment and reallocation 12/16/2013 $ 40,000 $ 13,556,523 Transfer of cap due to servicing transfer 12/23/2013 $ (57,271) $ 13,499,252 Updated due to quarterly assessment and reallocation 02/13/2014 $ (90,000) $ 13,409,252 Transfer of cap due to servicing transfer 03/14/2014 $ (40,000) $ 13,369,252 Transfer of cap due to servicing transfer 03/26/2014 $ (1,989) $ 13,367,263 Updated due to quarterly assessment and reallocation 04/16/2014 $ 80,000 $ 13,447,263 Transfer of cap due to servicing transfer 05/15/2014 $ (230,000) $ 13,217,263 Transfer of cap due to servicing transfer 06/16/2014 $ 100,000 $ 13,317,263 Transfer of cap due to servicing transfer 06/26/2014 $ (23,438) $ 13,293,825 Updated due to quarterly assessment and reallocation 07/16/2014 $ 1,210,000 $ 14,503,825 Transfer of cap due to servicing transfer 07/29/2014 $ (51,728) $ 14,452,097 Updated due to quarterly assessment and reallocation 09/29/2014 $ (17,168) $ 14,434,929 Updated due to quarterly assessment and reallocation 10/16/2014 $ 500,000 $ 14,934,929 Transfer of cap due to servicing transfer 11/14/2014 $ (10,000) $ 12/29/2014 $ (2,097,962) $ 12,826,967 Updated due to quarterly assessment and reallocation 03/26/2015 $ (789,030) $ 12,037,937 Updated due to quarterly assessment and reallocation 04/28/2015 $ (3,110,011) $ 8,927,926 Updated due to quarterly assessment and reallocation 06/25/2015 $ (735,363) $ 8,192,563 Updated due to quarterly assessment and reallocation 07/16/2015 $ (230,000) $ 7,962,563 Transfer of cap due to servicing transfer 08/14/2015 $ (970,000) $ 6,992,563 Transfer of cap due to servicing transfer 09/16/2015 $ (370,000) $ 6,622,563 Transfer of cap due to servicing transfer 09/28/2015 $ (898,229) $ 5,724,334 Updated due to quarterly assessment and reallocation 10/15/2015 $ 590,000 $ 6,314,334 Transfer of cap due to servicing transfer 12/16/2015 $ 10,000 $ 6,324,334 Transfer of cap due to servicing transfer 12/28/2015 $ (774,973) $ 5,549,361 Updated due to quarterly assessment and reallocation 01/14/2016 $ (20,000) $ 5,529,361 Transfer of cap due to servicing transfer 02/25/2016 $ (2,262,695) $ 3,266,666 Reallocation due to MHA program deobligation 03/16/2016 $ 190,000 $ 3,456,666 Transfer of cap due to servicing transfer 03/28/2016 $ (52,053) $ 3,404,613 Updated due to quarterly assessment and reallocation 05/16/2016 $ 70,000 $ 3,474,613 Transfer of cap due to servicing transfer 05/31/2016 $ (422,197) $ 3,052,416 Updated due to quarterly assessment and reallocation 06/16/2016 $ 290,000 $ 3,342,416 Transfer of cap due to servicing transfer 06/27/2016 $ (291,214) $ 3,051,202 Updated due to quarterly assessment and reallocation 07/27/2016 $ (291,302) $ 2,759,900 Updated due to quarterly assessment and reallocation 09/15/2016 $ 640,000 $ 3,399,900 Transfer of cap due to servicing transfer 09/28/2016 $ (761,286) $ 2,638,614 Updated due to quarterly assessment and reallocation 10/25/2016 $ (719,364) $ 1,919,250 Updated due to quarterly assessment and reallocation 11/07/2016 $ 277,340 $ 2,196,590 Updated due to quarterly assessment and reallocation 11/29/2016 $ (5,640) $ 2,190,950 Updated due to quarterly assessment and reallocation 12/15/2016 $ 10,000 $ 2,200,950 Transfer of cap due to servicing transfer 12/27/2016 $ (873) $ 2,200,077 Transfer of cap due to servicing transfer 02/27/2017 $ (15,146) $ 2,184,931 Transfer of cap due to servicing transfer 04/26/2017 $ (993) $ 2,183,938 Transfer of cap due to servicing transfer 06/26/2017 $ (7,547) $ 2,176,391 Transfer of cap due to servicing transfer 07/26/2017 $ (228) $ 2,176,163 Transfer of cap due to servicing transfer 09/26/2017 $ (239,456) $ 1,936,707 Transfer of cap due to servicing transfer 10/26/2017 $ (29,696) $ 1,907,011 Transfer of cap due to servicing transfer 12/21/2017 $ (28,971) $ 1,878,040 Transfer of cap due to servicing transfer 02/26/2018 $ (1,390) $ 1,876,650 Transfer of cap due to servicing transfer 03/22/2018 $ (4,532) $ 1,872,118 Transfer of cap due to servicing transfer 04/25/2018 $ (8,960) $ 1,863,158 Transfer of cap due to servicing transfer 06/21/2018 $ (2,149) $ 1,861,009 Transfer of cap due to servicing transfer 07/26/2018 $ (440,808) $ 1,420,201 Reallocation due to MHA program deobligation 08/27/2018 $ (24) $ 1,420,177 Transfer of cap due to servicing transfer 09/26/2018 $ (26) $ 1,420,151 Transfer of cap due to servicing transfer 10/25/2018 $ (908) $ 1,419,243 Transfer of cap due to servicing transfer 01/22/2010 $ 20,000 $ 03/26/2010 $ 1,430,000 $ 1,890,000 Updated portfolio data from servicer 07/14/2010 $ (390,000) $ 1,500,000 Updated portfolio data from servicer 09/08/2010 $ (1,500,000) 03/26/2010 $ (51,240,000) $ 12,910,000 Updated portfolio data from servicer 05/14/2010 $ 3,000,000 $ 15,910,000 Transfer of cap due to servicing transfer 06/16/2010 $ 4,860,000 $ 20,770,000 Transfer of cap due to servicing transfer 07/14/2010 $ 3,630,000 $ 24,400,000 Updated portfolio data from servicer 07/16/2010 $ 330,000 $ 24,730,000 Transfer of cap due to servicing transfer 08/13/2010 $ 700,000 $ 25,430,000 Transfer of cap due to servicing transfer 09/15/2010 $ 200,000 $ 25,630,000 Transfer of cap due to servicing transfer 09/30/2010 $ (1,695,826) $ 23,934,174 Updated portfolio data from servicer 11/16/2010 $ 200,000 $ 24,134,174 Transfer of cap due to servicing transfer 14,924,929 Transfer of cap due to servicing transfer 460,000 Updated portfolio data from servicer/additional program initial cap - Termination of SPA 141 01/06/2011 $ (32) $ 24,134,142 Updated due to quarterly assessment and reallocation 01/13/2011 $ 1,500,000 $ 25,634,142 Transfer of cap due to servicing transfer 03/16/2011 $ 7,100,000 $ 32,734,142 Transfer of cap due to servicing transfer 03/30/2011 $ (36) $ 32,734,106 Updated due to quarterly assessment and reallocation 04/13/2011 $ 1,000,000 $ 33,734,106 Transfer of cap due to servicing transfer 05/13/2011 $ 100,000 $ 33,834,106 Transfer of cap due to servicing transfer 06/16/2011 $ 300,000 $ 34,134,106 Transfer of cap due to servicing transfer 06/29/2011 $ (332) $ 34,133,774 Updated due to quarterly assessment and reallocation 08/16/2011 $ 100,000 $ 34,233,774 Transfer of cap due to servicing transfer 09/15/2011 $ 300,000 $ 34,533,774 Transfer of cap due to servicing transfer 10/14/2011 $ 300,000 $ 34,833,774 Transfer of cap due to servicing transfer 12/15/2011 $ (1,700,000) $ 33,133,774 Transfer of cap due to servicing transfer 01/13/2012 $ 1,600,000 $ 34,733,774 Transfer of cap due to servicing transfer 02/16/2012 $ 100,000 $ 34,833,774 Transfer of cap due to servicing transfer 03/15/2012 $ 100,000 $ 34,933,774 Transfer of cap due to servicing transfer 04/16/2012 $ 77,600,000 $ 112,533,774 Transfer of cap due to servicing transfer 05/16/2012 $ 40,000 $ 112,573,774 Transfer of cap due to servicing transfer 06/14/2012 $ (350,000) $ 112,223,774 Transfer of cap due to servicing transfer 06/28/2012 $ (1,058) $ 112,222,716 Updated due to quarterly assessment and reallocation 07/16/2012 $ 4,430,000 $ 116,652,716 Transfer of cap due to servicing transfer 08/16/2012 $ (1,280,000) $ 115,372,716 Transfer of cap due to servicing transfer 09/27/2012 $ (3,061) $ 115,369,655 Updated due to quarterly assessment and reallocation 10/16/2012 $ 5,600,000 $ 11/15/2012 $ 880,000 $ 121,849,655 Transfer of cap due to servicing transfer 12/14/2012 $ 24,180,000 $ 146,029,655 Transfer of cap due to servicing transfer 12/27/2012 $ (663) $ 146,028,992 Updated due to quarterly assessment and reallocation 01/16/2013 $ 2,410,000 $ 148,438,992 Transfer of cap due to servicing transfer 02/14/2013 $ 6,650,000 $ 155,088,992 Transfer of cap due to servicing transfer 03/14/2013 $ (1,450,000) $ 153,638,992 Transfer of cap due to servicing transfer 03/25/2013 $ (2,584) $ 153,636,408 Updated due to quarterly assessment and reallocation 04/16/2013 $ (750,000) $ 152,886,408 Transfer of cap due to servicing transfer 05/16/2013 $ (1,250,000) $ 151,636,408 Transfer of cap due to servicing transfer 06/14/2013 $ 3,670,000 $ 155,306,408 Transfer of cap due to servicing transfer 06/27/2013 $ (985) $ 155,305,423 Updated due to quarterly assessment and reallocation 07/16/2013 $ (3,720,000) $ 151,585,423 Transfer of cap due to servicing transfer 09/16/2013 $ (180,000) $ 151,405,423 Transfer of cap due to servicing transfer 09/27/2013 $ (346) $ 151,405,077 Updated due to quarterly assessment and reallocation 10/15/2013 $ 860,000 $ 152,265,077 Transfer of cap due to servicing transfer 11/14/2013 $ (410,000) $ 151,855,077 Transfer of cap due to servicing transfer 12/16/2013 $ (10,160,000) $ 141,695,077 Transfer of cap due to servicing transfer 12/23/2013 $ (381,129) $ 141,313,948 Updated due to quarterly assessment and reallocation 01/16/2014 $ 8,200,000 $ 149,513,948 Transfer of cap due to servicing transfer 02/13/2014 $ 21,910,000 $ 171,423,948 Transfer of cap due to servicing transfer 03/14/2014 $ 300,000 $ 171,723,948 Transfer of cap due to servicing transfer 03/26/2014 $ (10,851) $ 171,713,097 Updated due to quarterly assessment and reallocation 04/16/2014 $ 4,470,000 $ 176,183,097 Transfer of cap due to servicing transfer 05/15/2014 $ (28,460,000) $ 147,723,097 Transfer of cap due to servicing transfer 06/16/2014 $ 4,680,000 $ 152,403,097 Transfer of cap due to servicing transfer 06/26/2014 $ (57,511) $ 152,345,586 Updated due to quarterly assessment and reallocation 07/16/2014 $ 16,450,000 $ 168,795,586 Transfer of cap due to servicing transfer 07/29/2014 $ (115,275) $ 168,680,311 Updated due to quarterly assessment and reallocation 08/14/2014 $ 230,000 $ 168,910,311 Transfer of cap due to servicing transfer 09/16/2014 $ (4,270,000) $ 164,640,311 Transfer of cap due to servicing transfer 09/29/2014 $ (27,454) $ 164,612,857 Updated due to quarterly assessment and reallocation 11/14/2014 $ 540,000 $ 165,152,857 Transfer of cap due to servicing transfer 12/29/2014 $ 52,945,861 $ 218,098,718 Updated due to quarterly assessment and reallocation 01/15/2015 $ (520,000) $ 217,578,718 Transfer of cap due to servicing transfer 02/13/2015 $ 12,630,000 $ 230,208,718 Transfer of cap due to servicing transfer 03/16/2015 $ 11,890,000 $ 242,098,718 Transfer of cap due to servicing transfer 03/26/2015 $ 1,352,322 $ 243,451,040 Updated due to quarterly assessment and reallocation 04/16/2015 $ 1,050,000 $ 244,501,040 Transfer of cap due to servicing transfer 04/28/2015 $ 4,448,221 $ 248,949,261 Updated due to quarterly assessment and reallocation 05/14/2015 $ 7,170,000 $ 256,119,261 Transfer of cap due to servicing transfer 06/16/2015 $ 18,070,000 $ 274,189,261 Transfer of cap due to servicing transfer 06/25/2015 $ 18,792,626 $ 292,981,887 Updated due to quarterly assessment and reallocation 07/16/2015 $ 14,500,000 $ 307,481,887 Transfer of cap due to servicing transfer 08/14/2015 $ 1,710,000 $ 309,191,887 Transfer of cap due to servicing transfer 09/16/2015 $ (390,000) $ 308,801,887 Transfer of cap due to servicing transfer 09/28/2015 $ 10,523,228 $ 319,325,115 Updated due to quarterly assessment and reallocation 10/15/2015 $ 3,450,000 $ 322,775,115 Transfer of cap due to servicing transfer 11/16/2015 $ 970,000 $ 323,745,115 Transfer of cap due to servicing transfer 12/16/2015 $ (210,000) $ 323,535,115 Transfer of cap due to servicing transfer 12/28/2015 $ 6,558,413 $ 330,093,528 Updated due to quarterly assessment and reallocation 01/14/2016 $ 25,010,000 $ 355,103,528 Transfer of cap due to servicing transfer 02/16/2016 $ 2,470,000 $ 357,573,528 Transfer of cap due to servicing transfer 02/25/2016 $ (13,592,686) $ 343,980,842 Reallocation due to MHA program deobligation 03/16/2016 $ 1,040,000 $ 345,020,842 Transfer of cap due to servicing transfer 03/28/2016 $ (174,419) $ 344,846,423 Updated due to quarterly assessment and reallocation 120,969,655 Transfer of cap due to servicing transfer 142 04/14/2016 $ (390,000) $ 344,456,423 Transfer of cap due to servicing transfer 05/16/2016 $ (8,920,000) $ 335,536,423 Transfer of cap due to servicing transfer 05/31/2016 $ 9,566,276 $ 345,102,699 Updated due to quarterly assessment and reallocation 06/16/2016 $ (2,510,000) $ 342,592,699 Transfer of cap due to servicing transfer 06/27/2016 $ 3,970,965 $ 346,563,664 Updated due to quarterly assessment and reallocation 07/14/2016 $ 31,640,000 $ 378,203,664 Transfer of cap due to servicing transfer 07/27/2016 $ (290,538) $ 377,913,126 Updated due to quarterly assessment and reallocation 08/16/2016 $ (1,540,000) $ 376,373,126 Transfer of cap due to servicing transfer 09/15/2016 $ (5,050,000) $ 371,323,126 Transfer of cap due to servicing transfer 09/28/2016 $ 6,401,607 $ 377,724,733 Updated due to quarterly assessment and reallocation 10/14/2016 $ 180,000 $ 377,904,733 Transfer of cap due to servicing transfer 10/25/2016 $ 5,948,269 $ 383,853,002 Updated due to quarterly assessment and reallocation - $ 383,853,002 Updated due to quarterly assessment and reallocation 25,490,000 $ 409,343,002 Transfer of cap due to servicing transfer 11/07/2016 12/09/2009 08/28/2009 12/15/2010 Spirit of Alaska Federal Credit Union Stanford Federal Credit Union Statebridge Company, LLC Fairbanks Palo Alto Denver AK CA CO Purchase Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ 360,000 N/A 300,000 N/A - N/A 3 11/16/2016 $ 11/29/2016 $ (144,063) $ 409,198,939 Updated due to quarterly assessment and reallocation 12/15/2016 $ 11,630,000 $ 420,828,939 Transfer of cap due to servicing transfer 12/27/2016 $ (12,972) $ 420,815,967 Transfer of cap due to servicing transfer 01/13/2017 $ (4,360,000) $ 416,455,967 Transfer of cap due to servicing transfer 02/16/2017 $ (37,060,000) $ 379,395,967 Transfer of cap due to servicing transfer 02/27/2017 $ 23,023,777 $ 402,419,744 Transfer of cap due to servicing transfer 03/16/2017 $ 36,810,000 $ 439,229,744 Transfer of cap due to servicing transfer 04/26/2017 $ (3,588) $ 439,226,156 Transfer of cap due to servicing transfer 06/26/2017 $ 13,394,938 $ 07/26/2017 $ (764) $ 452,620,330 Transfer of cap due to servicing transfer 09/26/2017 $ 30,759,674 $ 483,380,004 Transfer of cap due to servicing transfer 10/26/2017 $ (411,998) $ 482,968,006 Transfer of cap due to servicing transfer 12/21/2017 $ 19,667,669 $ 502,635,675 Transfer of cap due to servicing transfer 02/26/2018 $ (19,711) $ 502,615,964 Transfer of cap due to servicing transfer 03/22/2018 $ 5,015,531 $ 507,631,495 Transfer of cap due to servicing transfer 04/25/2018 $ (102,476) $ 507,529,019 Transfer of cap due to servicing transfer 06/21/2018 $ (26,115) $ 507,502,904 Transfer of cap due to servicing transfer 07/26/2018 $ (68,661,814) $ 438,841,090 Reallocation due to MHA program deobligation 08/27/2018 $ (4,211) $ 438,836,879 Transfer of cap due to servicing transfer 09/26/2018 $ (4,903) $ 438,831,976 Transfer of cap due to servicing transfer 10/25/2018 $ (187,028) $ 438,644,948 Transfer of cap due to servicing transfer 03/25/2019 $ 8,958,409 $ 447,603,357 Transfer of cap due to servicing transfer 01/22/2010 $ 10,000 $ 03/26/2010 $ 850,000 $ 1,220,000 Updated portfolio data from servicer 07/14/2010 $ (120,000) $ 1,100,000 Updated portfolio data from servicer 09/30/2010 $ 100,000 $ 1,200,000 Updated portfolio data from servicer/additional program initial cap 09/30/2010 $ 105,500 $ 1,305,500 Updated portfolio data from servicer 01/06/2011 $ (2) $ 1,305,498 Updated due to quarterly assessment and reallocation 02/17/2011 $ (1,305,498) 10/02/2009 $ 70,000 $ 370,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 2,680,000 $ 3,050,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 350,000 $ 3,400,000 Updated portfolio data from servicer 07/14/2010 $ (1,900,000) $ 1,500,000 Updated portfolio data from servicer 09/30/2010 $ (1,209,889) $ 03/23/2011 $ (290,111) 12/15/2010 $ 5,000,000 $ 5,000,000 Transfer of cap due to servicing transfer 01/06/2011 $ (7) $ 4,999,993 Updated due to quarterly assessment and reallocation 02/16/2011 $ 500,000 $ 5,499,993 Transfer of cap due to servicing transfer 03/16/2011 $ 100,000 $ 5,599,993 Transfer of cap due to servicing transfer 03/30/2011 $ (9) $ 5,599,984 Updated due to quarterly assessment and reallocation 06/29/2011 $ (85) $ 5,599,899 Updated due to quarterly assessment and reallocation 11/16/2011 $ (2,500,000) $ 3,099,899 Transfer of cap due to servicing transfer 03/15/2012 $ 200,000 $ 3,299,899 Transfer of cap due to servicing transfer 06/28/2012 $ (40) $ 3,299,859 Updated due to quarterly assessment and reallocation 09/27/2012 $ (100) $ 3,299,759 Updated due to quarterly assessment and reallocation 10/16/2012 $ 170,000 $ 3,469,759 Transfer of cap due to servicing transfer 11/15/2012 $ (30,000) $ 3,439,759 Transfer of cap due to servicing transfer 12/14/2012 $ (80,000) $ 3,359,759 Transfer of cap due to servicing transfer 12/27/2012 $ (17) $ 3,359,742 Updated due to quarterly assessment and reallocation 01/16/2013 $ 50,000 $ 3,409,742 Transfer of cap due to servicing transfer 02/14/2013 $ 1,240,000 $ 4,649,742 Transfer of cap due to servicing transfer 03/14/2013 $ 90,000 $ 4,739,742 Transfer of cap due to servicing transfer 03/25/2013 $ (90) $ 4,739,652 Updated due to quarterly assessment and reallocation 04/16/2013 $ (10,000) $ 4,729,652 Transfer of cap due to servicing transfer 06/27/2013 $ (34) $ 4,729,618 Updated due to quarterly assessment and reallocation 09/27/2013 $ (13) $ 4,729,605 Updated due to quarterly assessment and reallocation 11/14/2013 $ 60,000 $ 4,789,605 Transfer of cap due to servicing transfer 12/23/2013 $ (21,773) $ 4,767,832 Updated due to quarterly assessment and reallocation 01/16/2014 $ (20,000) $ 4,747,832 Transfer of cap due to servicing transfer 02/13/2014 $ 60,000 $ 4,807,832 Transfer of cap due to servicing transfer 03/14/2014 $ (30,000) $ 4,777,832 Transfer of cap due to servicing transfer 03/26/2014 $ (770) $ 4,777,062 Updated due to quarterly assessment and reallocation 06/26/2014 $ (8,978) $ 4,768,084 Updated due to quarterly assessment and reallocation 07/16/2014 $ 150,000 $ 4,918,084 Transfer of cap due to servicing transfer 452,621,094 Transfer of cap due to servicing transfer 370,000 Updated portfolio data from servicer/additional program initial cap - Termination of SPA 290,111 Updated portfolio data from servicer - Termination of SPA 143 12/09/2009 Sterling Savings Bank Spokane WA Purchase Financial Instrument for Home Loan Modifications $ 2,250,000 N/A 07/29/2014 $ (18,319) $ 4,899,765 Updated due to quarterly assessment and reallocation 08/14/2014 $ 330,000 $ 5,229,765 Transfer of cap due to servicing transfer 09/16/2014 $ 510,000 $ 5,739,765 Transfer of cap due to servicing transfer 09/29/2014 $ (7,084) $ 10/16/2014 $ 1,310,000 $ 7,042,681 Transfer of cap due to servicing transfer 12/16/2014 $ 5,780,000 $ 12,822,681 Transfer of cap due to servicing transfer 12/29/2014 $ (2,009,472) $ 10,813,209 Updated due to quarterly assessment and reallocation 03/16/2015 $ (20,000) $ 10,793,209 Transfer of cap due to servicing transfer 03/26/2015 $ (759,640) $ 10,033,569 Updated due to quarterly assessment and reallocation 04/28/2015 $ (2,994,140) $ 7,039,429 Updated due to quarterly assessment and reallocation 06/16/2015 $ 30,000 $ 7,069,429 Transfer of cap due to servicing transfer 06/25/2015 $ (711,743) $ 6,357,686 Updated due to quarterly assessment and reallocation 08/14/2015 $ 160,000 $ 6,517,686 Transfer of cap due to servicing transfer 09/16/2015 $ 90,000 $ 6,607,686 Transfer of cap due to servicing transfer 09/28/2015 $ (969,232) $ 5,638,454 Updated due to quarterly assessment and reallocation 10/15/2015 $ 680,000 $ 6,318,454 Transfer of cap due to servicing transfer 11/16/2015 $ 40,000 $ 6,358,454 Transfer of cap due to servicing transfer 12/16/2015 $ 550,000 $ 6,908,454 Transfer of cap due to servicing transfer 12/28/2015 $ (816,550) $ 6,091,904 Updated due to quarterly assessment and reallocation 02/25/2016 $ (2,359,857) $ 3,732,047 Reallocation due to MHA program deobligation 03/16/2016 $ 980,000 $ 4,712,047 Transfer of cap due to servicing transfer 03/28/2016 $ (72,124) $ 4,639,923 Updated due to quarterly assessment and reallocation 04/14/2016 $ 300,000 $ 4,939,923 Transfer of cap due to servicing transfer 05/16/2016 $ 80,000 $ 5,019,923 Transfer of cap due to servicing transfer 05/31/2016 $ (633,366) $ 4,386,557 Updated due to quarterly assessment and reallocation 06/27/2016 $ (362,288) $ 4,024,269 Updated due to quarterly assessment and reallocation 07/14/2016 $ 150,000 $ 4,174,269 Transfer of cap due to servicing transfer 07/27/2016 $ (346,056) $ 3,828,213 Updated due to quarterly assessment and reallocation 09/28/2016 $ (624,521) $ 3,203,692 Updated due to quarterly assessment and reallocation 10/14/2016 $ 20,000 $ 3,223,692 Transfer of cap due to servicing transfer 10/25/2016 $ (537,958) $ 2,685,734 Updated due to quarterly assessment and reallocation 11/07/2016 $ 207,402 $ 2,893,136 Updated due to quarterly assessment and reallocation 11/16/2016 $ 990,000 $ 3,883,136 Transfer of cap due to servicing transfer 11/29/2016 $ (11,298) $ 3,871,838 Updated due to quarterly assessment and reallocation 12/27/2016 $ (1,725) $ 3,870,113 Transfer of cap due to servicing transfer 01/13/2017 $ (100,000) $ 3,770,113 Transfer of cap due to servicing transfer 02/16/2017 $ 10,000 $ 3,780,113 Transfer of cap due to servicing transfer 02/27/2017 $ (28,276) $ 3,751,837 Transfer of cap due to servicing transfer 03/16/2017 $ (1,350,000) $ 2,401,837 Transfer of cap due to servicing transfer 04/26/2017 $ (1,045) $ 2,400,792 Transfer of cap due to servicing transfer 06/26/2017 $ (11,705) $ 2,389,087 Transfer of cap due to servicing transfer 07/26/2017 $ (354) $ 2,388,733 Transfer of cap due to servicing transfer 09/26/2017 $ (440,216) $ 1,948,517 Transfer of cap due to servicing transfer 10/26/2017 $ (60,596) $ 1,887,921 Transfer of cap due to servicing transfer 12/21/2017 $ (64,032) $ 1,823,889 Transfer of cap due to servicing transfer 02/26/2018 $ (3,109) $ 1,820,780 Transfer of cap due to servicing transfer 03/22/2018 $ (10,140) $ 1,810,640 Transfer of cap due to servicing transfer 04/25/2018 $ (20,049) $ 1,790,591 Transfer of cap due to servicing transfer 06/21/2018 $ (3,993) $ 1,786,598 Transfer of cap due to servicing transfer 07/26/2018 $ (607,527) $ 1,179,071 Reallocation due to MHA program deobligation 08/27/2018 $ (25) $ 1,179,046 Transfer of cap due to servicing transfer 09/26/2018 $ (29) $ 1,179,017 Transfer of cap due to servicing transfer 10/25/2018 $ (926) $ 1,178,091 Transfer of cap due to servicing transfer 01/22/2010 $ 100,000 $ 2,350,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (740,000) $ 1,610,000 Updated portfolio data from servicer 07/14/2010 $ (710,000) $ 900,000 Updated portfolio data from servicer 09/30/2010 $ 550,556 $ 1,450,556 Updated portfolio data from servicer 01/06/2011 $ (1) $ 1,450,555 Updated due to quarterly assessment and reallocation 03/30/2011 $ (1) $ 1,450,554 Updated due to quarterly assessment and reallocation 06/29/2011 $ (11) $ 1,450,543 Updated due to quarterly assessment and reallocation 09/27/2012 $ 30,907 $ 1,481,450 Updated due to quarterly assessment and reallocation 12/27/2012 $ 58,688 $ 1,540,138 Updated due to quarterly assessment and reallocation 03/25/2013 $ 235,175 $ 1,775,313 Updated due to quarterly assessment and reallocation 06/27/2013 $ 84,191 $ 1,859,504 Updated due to quarterly assessment and reallocation 09/27/2013 $ 13,786 $ 1,873,290 Updated due to quarterly assessment and reallocation 12/23/2013 $ (35) $ 1,873,255 Updated due to quarterly assessment and reallocation 03/26/2014 $ 12,095 $ 1,885,350 Updated due to quarterly assessment and reallocation 06/26/2014 $ 122,307 $ 2,007,657 Updated due to quarterly assessment and reallocation 07/29/2014 $ 22,184 $ 2,029,841 Updated due to quarterly assessment and reallocation 09/29/2014 $ 24,565 $ 2,054,406 Updated due to quarterly assessment and reallocation 12/29/2014 $ 581,882 $ 2,636,288 Updated due to quarterly assessment and reallocation 03/26/2015 $ (1,034) $ 2,635,254 Updated due to quarterly assessment and reallocation 04/28/2015 $ (4,285) $ 2,630,969 Updated due to quarterly assessment and reallocation 06/25/2015 $ (6,530) $ 2,624,439 Updated due to quarterly assessment and reallocation 09/28/2015 $ (11,773) $ 2,612,666 Updated due to quarterly assessment and reallocation 12/28/2015 $ (11,798) $ 2,600,868 Updated due to quarterly assessment and reallocation 02/25/2016 $ (130,663) $ 2,470,205 Reallocation due to MHA program deobligation 03/28/2016 $ (2,930) $ 2,467,275 Updated due to quarterly assessment and reallocation 5,732,681 Updated due to quarterly assessment and reallocation 144 6 09/30/2010 08/04/2010 01/13/2012 04/13/2011 Stockman Bank of Montana Suburban Mortgage Company of New Mexico Sun West Mortgage Company, Inc SunTrust Mortgage, Inc. Miles City Albuquerque Cerritos Richmond MT NM CA VA Purchase Purchase Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ 100,000 N/A 880,000 N/A - N/A - N/A 3 3 05/16/2016 $ (590,000) $ 1,877,275 Transfer of cap due to servicing transfer 05/31/2016 $ (18,881) $ 1,858,394 Updated due to quarterly assessment and reallocation 06/16/2016 $ 554,145 $ 2,412,539 Transfer of cap due to servicing transfer 06/27/2016 $ (15,623) $ 2,396,916 Updated due to quarterly assessment and reallocation 07/14/2016 $ (520,000) $ 07/27/2016 $ (31,749) $ 1,845,167 Updated due to quarterly assessment and reallocation 08/04/2016 $ (391,427) $ 1,453,740 Termination of SPA 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 06/29/2011 $ (1) $ 145,055 Updated due to quarterly assessment and reallocation 06/28/2012 $ (1) $ 145,054 Updated due to quarterly assessment and reallocation 09/27/2012 $ (2) $ 145,052 Updated due to quarterly assessment and reallocation 03/25/2013 $ (1) $ 145,051 Updated due to quarterly assessment and reallocation 12/23/2013 $ (232) $ 144,819 Updated due to quarterly assessment and reallocation 03/26/2014 $ (8) $ 144,811 Updated due to quarterly assessment and reallocation 06/26/2014 $ (96) $ 144,715 Updated due to quarterly assessment and reallocation 07/29/2014 $ (191) $ 144,524 Updated due to quarterly assessment and reallocation 09/29/2014 $ (63) $ 144,461 Updated due to quarterly assessment and reallocation 12/29/2014 $ (7,654) $ 136,807 Updated due to quarterly assessment and reallocation 03/26/2015 $ (2,879) $ 133,928 Updated due to quarterly assessment and reallocation 04/28/2015 $ (11,347) $ 122,581 Updated due to quarterly assessment and reallocation 06/25/2015 $ (2,691) $ 119,890 Updated due to quarterly assessment and reallocation 09/28/2015 $ (3,595) $ 116,295 Updated due to quarterly assessment and reallocation 12/28/2015 $ (2,660) $ 02/25/2016 $ (7,597) $ 106,038 Reallocation due to MHA program deobligation 03/28/2016 $ (159) $ 105,879 Updated due to quarterly assessment and reallocation 05/31/2016 $ (1,242) $ 104,637 Updated due to quarterly assessment and reallocation 06/27/2016 $ (742) $ 103,895 Updated due to quarterly assessment and reallocation 07/27/2016 $ (742) $ 103,153 Updated due to quarterly assessment and reallocation 09/28/2016 $ (1,298) $ 101,855 Updated due to quarterly assessment and reallocation 10/25/2016 $ (1,226) $ 100,629 Updated due to quarterly assessment and reallocation 11/07/2016 $ 472 $ 101,101 Updated due to quarterly assessment and reallocation 11/29/2016 $ (8) $ 101,093 Updated due to quarterly assessment and reallocation 12/27/2016 $ (1) $ 101,092 Transfer of cap due to servicing transfer 02/27/2017 $ (22) $ 101,070 Transfer of cap due to servicing transfer 04/26/2017 $ (1) $ 101,069 Transfer of cap due to servicing transfer 06/26/2017 $ (11) $ 101,058 Transfer of cap due to servicing transfer 09/26/2017 $ (453) $ 100,605 Transfer of cap due to servicing transfer 10/26/2017 $ (56) $ 100,549 Transfer of cap due to servicing transfer 12/21/2017 $ (58) $ 100,491 Transfer of cap due to servicing transfer 02/26/2018 $ (3) $ 100,488 Transfer of cap due to servicing transfer 03/22/2018 $ (9) $ 100,479 Transfer of cap due to servicing transfer 04/25/2018 $ (18) $ 100,461 Transfer of cap due to servicing transfer 06/21/2018 $ (3) $ 100,458 Transfer of cap due to servicing transfer 07/26/2018 $ (386) $ 100,072 Reallocation due to MHA program deobligation 10/25/2018 $ (1) $ 09/30/2010 $ 1,585,945 $ 2,465,945 Updated portfolio data from servicer 01/06/2011 $ (4) $ 2,465,941 Updated due to quarterly assessment and reallocation 03/30/2011 $ (4) $ 2,465,937 Updated due to quarterly assessment and reallocation 06/29/2011 $ (40) $ 2,465,897 Updated due to quarterly assessment and reallocation 06/28/2012 $ (30) $ 2,465,867 Updated due to quarterly assessment and reallocation 08/10/2012 $ (2,465,867) 01/13/2012 $ 100,000 08/16/2017 $ (100,000) 04/13/2011 $ 06/14/2013 $ 06/27/2013 07/16/2013 12/23/2013 01/16/2014 1,876,916 Transfer of cap due to servicing transfer 113,635 Updated due to quarterly assessment and reallocation 100,071 Transfer of cap due to servicing transfer - Termination of SPA $ 100,000 Transfer of cap due to servicing transfer 100,000 $ 100,000 Transfer of cap due to servicing transfer 120,000 $ 220,000 Transfer of cap due to servicing transfer $ (1) $ 219,999 Updated due to quarterly assessment and reallocation $ 10,000 $ 229,999 Transfer of cap due to servicing transfer $ (670) $ 229,329 Updated due to quarterly assessment and reallocation $ 20,000 $ 249,329 Transfer of cap due to servicing transfer 02/13/2014 $ 90,000 $ 339,329 Transfer of cap due to servicing transfer 03/14/2014 $ 50,000 $ 389,329 Transfer of cap due to servicing transfer 03/26/2014 $ (38) $ 389,291 Updated due to quarterly assessment and reallocation 04/16/2014 $ 60,000 $ 449,291 Transfer of cap due to servicing transfer 06/26/2014 $ (486) $ 448,805 Updated due to quarterly assessment and reallocation 07/16/2014 $ 70,000 $ 518,805 Transfer of cap due to servicing transfer 07/29/2014 $ (989) $ 517,816 Updated due to quarterly assessment and reallocation 08/14/2014 $ 30,000 $ 547,816 Transfer of cap due to servicing transfer 09/29/2014 $ (358) $ 547,458 Updated due to quarterly assessment and reallocation 12/29/2014 $ (28,730) $ 518,728 Updated due to quarterly assessment and reallocation 02/13/2015 $ (20,000) $ 498,728 Transfer of cap due to servicing transfer 03/26/2015 $ (10,741) $ 487,987 Updated due to quarterly assessment and reallocation 04/28/2015 $ (42,369) $ 06/25/2015 $ (14,001) $ 431,617 Updated due to quarterly assessment and reallocation 08/14/2015 $ (20,000) $ 411,617 Transfer of cap due to servicing transfer 09/28/2015 $ (20,248) $ 12/28/2015 $ (14,985) $ 01/14/2016 $ 2,040,000 $ 2,416,384 Transfer of cap due to servicing transfer 02/25/2016 $ 250,500 $ 2,666,884 Reallocation due to MHA program deobligation - Termination of SPA 445,618 Updated due to quarterly assessment and reallocation 391,369 Updated due to quarterly assessment and reallocation 376,384 Updated due to quarterly assessment and reallocation 145 06/26/2009 12/23/2009 Technology Credit Union Tempe Schools Credit Union San Jose Tempe CA AZ Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ 70,000 N/A 110,000 N/A 03/16/2016 $ 140,000 $ 2,806,884 Transfer of cap due to servicing transfer 03/28/2016 $ 4,517 $ 2,811,401 Updated due to quarterly assessment and reallocation 05/31/2016 $ (184,936) $ 2,626,465 Updated due to quarterly assessment and reallocation 06/27/2016 $ (161,110) $ 2,465,355 Updated due to quarterly assessment and reallocation 07/27/2016 $ (162,362) $ 2,302,993 Updated due to quarterly assessment and reallocation 09/28/2016 $ (313,972) $ 1,989,021 Updated due to quarterly assessment and reallocation 10/25/2016 $ (300,637) $ 1,688,384 Updated due to quarterly assessment and reallocation 11/07/2016 $ 115,906 $ 1,804,290 Updated due to quarterly assessment and reallocation 11/29/2016 $ (2,939) $ 1,801,351 Updated due to quarterly assessment and reallocation 12/27/2016 $ (449) $ 1,800,902 Transfer of cap due to servicing transfer 02/27/2017 $ (7,785) $ 1,793,117 Transfer of cap due to servicing transfer 04/26/2017 $ (520) $ 1,792,597 Transfer of cap due to servicing transfer 06/26/2017 $ (4,152) $ 1,788,445 Transfer of cap due to servicing transfer 07/26/2017 $ (126) $ 1,788,319 Transfer of cap due to servicing transfer 09/26/2017 $ (130,330) $ 1,657,989 Transfer of cap due to servicing transfer 10/26/2017 $ (16,163) $ 1,641,826 Transfer of cap due to servicing transfer 12/21/2017 $ (16,838) $ 1,624,988 Transfer of cap due to servicing transfer 02/26/2018 $ (817) $ 1,624,171 Transfer of cap due to servicing transfer 03/22/2018 $ (2,665) $ 1,621,506 Transfer of cap due to servicing transfer 04/25/2018 $ (3,382) $ 1,618,124 Transfer of cap due to servicing transfer 06/21/2018 $ (634) $ 1,617,490 Transfer of cap due to servicing transfer 07/26/2018 $ (269,527) $ 1,347,963 Reallocation due to MHA program deobligation 08/27/2018 $ (15) $ 1,347,948 Transfer of cap due to servicing transfer 09/26/2018 $ (16) $ 1,347,932 Transfer of cap due to servicing transfer 10/25/2018 $ (555) $ 1,347,377 Transfer of cap due to servicing transfer 12/30/2009 $ 2,180,000 $ 2,250,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (720,000) $ 1,530,000 Updated portfolio data from servicer 07/14/2010 $ (430,000) $ 1,100,000 Updated portfolio data from servicer 09/30/2010 $ 60,445 $ 1,160,445 Updated portfolio data from servicer 01/06/2011 $ (1) $ 1,160,444 Updated due to quarterly assessment and reallocation 03/30/2011 $ (1) $ 1,160,443 Updated due to quarterly assessment and reallocation 06/29/2011 $ (12) $ 1,160,431 Updated due to quarterly assessment and reallocation 06/28/2012 $ (9) $ 1,160,422 Updated due to quarterly assessment and reallocation 09/27/2012 $ (23) $ 1,160,399 Updated due to quarterly assessment and reallocation 12/27/2012 $ (4) $ 1,160,395 Updated due to quarterly assessment and reallocation 03/25/2013 $ (13) $ 1,160,382 Updated due to quarterly assessment and reallocation 06/27/2013 $ (5) $ 1,160,377 Updated due to quarterly assessment and reallocation 09/27/2013 $ (2) $ 1,160,375 Updated due to quarterly assessment and reallocation 12/23/2013 $ (2,729) $ 1,157,646 Updated due to quarterly assessment and reallocation 03/26/2014 $ (101) $ 1,157,545 Updated due to quarterly assessment and reallocation 06/26/2014 $ (1,195) $ 1,156,350 Updated due to quarterly assessment and reallocation 07/29/2014 $ (2,373) $ 1,153,977 Updated due to quarterly assessment and reallocation 09/29/2014 $ (784) $ 1,153,193 Updated due to quarterly assessment and reallocation 12/29/2014 $ (82,551) $ 1,070,642 Updated due to quarterly assessment and reallocation 03/26/2015 $ (32,953) $ 1,037,689 Updated due to quarterly assessment and reallocation 04/28/2015 $ (123,650) $ 914,039 Updated due to quarterly assessment and reallocation 06/25/2015 $ (30,757) $ 883,282 Updated due to quarterly assessment and reallocation 09/28/2015 $ (42,234) $ 841,048 Updated due to quarterly assessment and reallocation 12/28/2015 $ (33,352) $ 807,696 Updated due to quarterly assessment and reallocation 02/25/2016 $ (126,159) $ 681,537 Reallocation due to MHA program deobligation 03/28/2016 $ (2,635) $ 678,902 Updated due to quarterly assessment and reallocation 05/31/2016 $ (22,713) $ 656,189 Updated due to quarterly assessment and reallocation 06/27/2016 $ (13,568) $ 642,621 Updated due to quarterly assessment and reallocation 07/27/2016 $ (13,572) $ 629,049 Updated due to quarterly assessment and reallocation 09/28/2016 $ (23,736) $ 605,313 Updated due to quarterly assessment and reallocation 10/25/2016 $ (22,428) $ 582,885 Updated due to quarterly assessment and reallocation 11/07/2016 $ 8,647 $ 591,532 Updated due to quarterly assessment and reallocation 11/29/2016 $ (400) $ 591,132 Updated due to quarterly assessment and reallocation 12/27/2016 $ (61) $ 591,071 Transfer of cap due to servicing transfer 02/27/2017 $ (1,063) $ 590,008 Transfer of cap due to servicing transfer 04/26/2017 $ (70) $ 589,938 Transfer of cap due to servicing transfer 06/26/2017 $ (536) $ 589,402 Transfer of cap due to servicing transfer 07/26/2017 $ (16) $ 589,386 Transfer of cap due to servicing transfer 09/26/2017 $ (7,785) $ 581,601 Transfer of cap due to servicing transfer 10/26/2017 $ (1,511) $ 580,090 Transfer of cap due to servicing transfer 12/21/2017 $ (2,200) $ 577,890 Transfer of cap due to servicing transfer 02/26/2018 $ (107) $ 577,783 Transfer of cap due to servicing transfer 03/22/2018 $ (348) $ 577,435 Transfer of cap due to servicing transfer 04/25/2018 $ (689) $ 576,746 Transfer of cap due to servicing transfer 06/21/2018 $ (173) $ 576,573 Transfer of cap due to servicing transfer 07/26/2018 $ (89,502) $ 487,071 Reallocation due to MHA program deobligation 08/27/2018 $ (5) $ 487,066 Transfer of cap due to servicing transfer 09/26/2018 $ (5) $ 487,061 Transfer of cap due to servicing transfer 10/25/2018 $ (184) $ 486,877 Transfer of cap due to servicing transfer 03/26/2010 $ (20,000) $ 90,000 Updated portfolio data from servicer 07/14/2010 $ 10,000 $ 100,000 Updated portfolio data from servicer 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 12/08/2010 $ (145,056) - Termination of SPA 146 12/11/2009 The Bryn Mawr Trust Co. Bryn Mawr PA Purchase Financial Instrument for Home Loan Modifications $ 150,000 N/A 12/09/2009 The Golden 1 Credit Union Sacramento CA Purchase Financial Instrument for Home Loan Modifications $ 6,160,000 N/A 3 10/16/2014 07/16/2013 The Provident Bank TIAA FSB (Everbank) Jersey City Jacksonville NJ FL Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications - N/A - N/A 3 3 04/21/2010 $ (150,000) 06/16/2011 $ 100,000 $ 01/22/2010 $ 290,000 $ 6,450,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 40,000 $ 6,490,000 Updated portfolio data from servicer 07/14/2010 $ (2,890,000) $ 3,600,000 Updated portfolio data from servicer 09/30/2010 $ 606,612 $ 4,206,612 Updated portfolio data from servicer 01/06/2011 $ (4) $ 4,206,608 Updated due to quarterly assessment and reallocation 03/30/2011 $ (4) $ 4,206,604 Updated due to quarterly assessment and reallocation 06/29/2011 $ (35) $ 4,206,569 Updated due to quarterly assessment and reallocation 06/28/2012 $ (9) $ 4,206,560 Updated due to quarterly assessment and reallocation 09/27/2012 $ (14) $ 4,206,546 Updated due to quarterly assessment and reallocation 12/27/2012 $ (2) $ 4,206,544 Updated due to quarterly assessment and reallocation 03/25/2013 $ (8) $ 4,206,536 Updated due to quarterly assessment and reallocation 06/27/2013 $ (4) $ 4,206,532 Updated due to quarterly assessment and reallocation 09/27/2013 $ (1) $ 4,206,531 Updated due to quarterly assessment and reallocation 12/23/2013 $ (2,412) $ 4,204,119 Updated due to quarterly assessment and reallocation 03/26/2014 $ (84) $ 4,204,035 Updated due to quarterly assessment and reallocation 06/26/2014 $ (302) $ 4,203,733 Updated due to quarterly assessment and reallocation 07/29/2014 $ (16) $ 4,203,717 Updated due to quarterly assessment and reallocation 09/29/2014 $ 20,590 $ 4,224,307 Updated due to quarterly assessment and reallocation 12/29/2014 $ 1,125,205 $ 5,349,512 Updated due to quarterly assessment and reallocation 03/26/2015 $ (5,668) $ 5,343,844 Updated due to quarterly assessment and reallocation 04/28/2015 $ (7,804) $ 5,336,040 Updated due to quarterly assessment and reallocation 06/25/2015 $ (7,282) $ 5,328,758 Updated due to quarterly assessment and reallocation 09/28/2015 $ (6,050) $ 5,322,708 Updated due to quarterly assessment and reallocation 12/28/2015 $ (13,076) $ 5,309,632 Updated due to quarterly assessment and reallocation 02/25/2016 $ (214,916) $ 5,094,716 Reallocation due to MHA program deobligation 03/28/2016 $ (4,496) $ 5,090,220 Updated due to quarterly assessment and reallocation 05/31/2016 $ (36,694) $ 5,053,526 Updated due to quarterly assessment and reallocation 06/27/2016 $ (22,867) $ 5,030,659 Updated due to quarterly assessment and reallocation 07/27/2016 $ (29,714) $ 5,000,945 Updated due to quarterly assessment and reallocation 09/28/2016 $ (59,141) $ 4,941,804 Updated due to quarterly assessment and reallocation 10/25/2016 $ (60,623) $ 4,881,181 Updated due to quarterly assessment and reallocation 11/07/2016 $ 23,372 $ 4,904,553 Updated due to quarterly assessment and reallocation 11/29/2016 $ (2,315) $ 4,902,238 Updated due to quarterly assessment and reallocation 12/27/2016 $ (371) $ 4,901,867 Transfer of cap due to servicing transfer 02/27/2017 $ (6,948) $ 4,894,919 Transfer of cap due to servicing transfer 04/26/2017 $ (464) $ 4,894,455 Transfer of cap due to servicing transfer 06/26/2017 $ (3,573) $ 4,890,882 Transfer of cap due to servicing transfer 07/26/2017 $ (108) $ 4,890,774 Transfer of cap due to servicing transfer 09/26/2017 $ (36,830) $ 4,853,944 Transfer of cap due to servicing transfer 10/26/2017 $ (5,140) $ 4,848,804 Transfer of cap due to servicing transfer 12/21/2017 $ (6,925) $ 4,841,879 Transfer of cap due to servicing transfer 02/26/2018 $ (337) $ 4,841,542 Transfer of cap due to servicing transfer 03/22/2018 $ (1,100) $ 4,840,442 Transfer of cap due to servicing transfer 04/25/2018 $ (2,176) $ 4,838,266 Transfer of cap due to servicing transfer 06/21/2018 $ (409) $ 4,837,857 Transfer of cap due to servicing transfer 07/26/2018 $ (658,095) $ 4,179,762 Reallocation due to MHA program deobligation 08/27/2018 $ (36) $ 4,179,726 Transfer of cap due to servicing transfer 09/26/2018 $ (38) $ 4,179,688 Transfer of cap due to servicing transfer 10/25/2018 $ (1,414) $ 4,178,274 Transfer of cap due to servicing transfer 10/16/2014 $ 20,000 $ 20,000 Transfer of cap due to servicing transfer 07/14/2016 $ 10,000 $ 30,000 Transfer of cap due to servicing transfer 08/16/2017 $ (30,000) 07/16/2013 $ 60,000 $ 60,000 Transfer of cap due to servicing transfer 09/16/2014 $ 30,000 $ 90,000 Transfer of cap due to servicing transfer 08/14/2015 $ 80,000 $ 170,000 Transfer of cap due to servicing transfer 09/28/2015 $ (8,692) $ 161,308 Updated due to quarterly assessment and reallocation 12/28/2015 $ (10,008) $ 151,300 Updated due to quarterly assessment and reallocation 02/25/2016 $ (28,583) $ 122,717 Reallocation due to MHA program deobligation 03/28/2016 $ (597) $ 122,120 Updated due to quarterly assessment and reallocation 05/31/2016 $ (4,673) $ 117,447 Updated due to quarterly assessment and reallocation 06/27/2016 $ (2,792) $ 114,655 Updated due to quarterly assessment and reallocation 07/27/2016 $ (2,792) $ 111,863 Updated due to quarterly assessment and reallocation 09/28/2016 $ (4,883) $ 106,980 Updated due to quarterly assessment and reallocation 10/25/2016 $ (4,615) $ 102,365 Updated due to quarterly assessment and reallocation 11/07/2016 $ 1,779 $ 104,144 Updated due to quarterly assessment and reallocation 11/29/2016 $ (32) $ 104,112 Updated due to quarterly assessment and reallocation 12/27/2016 $ (5) $ 104,107 Transfer of cap due to servicing transfer 02/27/2017 $ (85) $ 104,022 Transfer of cap due to servicing transfer 04/26/2017 $ (6) $ 104,016 Transfer of cap due to servicing transfer 06/26/2017 $ (43) $ 103,973 Transfer of cap due to servicing transfer 07/26/2017 $ (1) $ 103,972 Transfer of cap due to servicing transfer 09/26/2017 $ (1,700) $ 102,272 Transfer of cap due to servicing transfer 10/26/2017 $ (211) $ 102,061 Transfer of cap due to servicing transfer 12/21/2017 $ (219) $ 101,842 Transfer of cap due to servicing transfer 02/26/2018 $ (11) $ 101,831 Transfer of cap due to servicing transfer 03/22/2018 $ (35) $ 101,796 Transfer of cap due to servicing transfer - Termination of SPA 100,000 Transfer of cap due to servicing transfer - Termination of SPA 147 09/09/2009 U.S. Bank National Association Owensboro KY Purchase Financial Instrument for Home Loan Modifications $ 114,220,000 N/A 04/25/2018 $ (69) $ 101,727 Transfer of cap due to servicing transfer 06/14/2018 $ (1) $ 101,726 Transfer of cap due to servicing transfer 06/21/2018 $ (13) $ 101,713 Transfer of cap due to servicing transfer 07/26/2018 $ (1,446) $ 10/25/2018 $ (3) $ 10/02/2009 $ 24,920,000 $ 139,140,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 49,410,000 $ 188,550,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 41,830,000 $ 230,380,000 Updated portfolio data from servicer 07/14/2010 $ (85,780,000) $ 144,600,000 Updated portfolio data from servicer 09/30/2010 $ 36,574,444 $ 181,174,444 Updated portfolio data from servicer 01/06/2011 $ (160) $ 181,174,284 Updated due to quarterly assessment and reallocation 03/30/2011 $ (172) $ 181,174,112 Updated due to quarterly assessment and reallocation 06/29/2011 $ (1,431) $ 181,172,681 Updated due to quarterly assessment and reallocation 06/28/2012 $ (746) $ 181,171,935 Updated due to quarterly assessment and reallocation 09/27/2012 $ (1,926) $ 181,170,009 Updated due to quarterly assessment and reallocation 12/27/2012 $ (308) $ 181,169,701 Updated due to quarterly assessment and reallocation 03/25/2013 $ (1,135) $ 181,168,566 Updated due to quarterly assessment and reallocation 06/27/2013 $ (418) $ 181,168,148 Updated due to quarterly assessment and reallocation 09/27/2013 $ (139) $ 181,168,009 Updated due to quarterly assessment and reallocation 12/23/2013 $ (212,077) $ 180,955,932 Updated due to quarterly assessment and reallocation 03/26/2014 $ (6,391) $ 180,949,541 Updated due to quarterly assessment and reallocation 06/26/2014 $ (71,209) $ 180,878,332 Updated due to quarterly assessment and reallocation 07/29/2014 $ (125,785) $ 09/29/2014 $ (39,094) $ 180,713,453 Updated due to quarterly assessment and reallocation 12/29/2014 $ 26,402,243 $ 207,115,696 Updated due to quarterly assessment and reallocation 03/26/2015 $ 337,594 $ 207,453,290 Updated due to quarterly assessment and reallocation 04/28/2015 $ 50,708,179 $ 258,161,469 Updated due to quarterly assessment and reallocation 06/16/2015 $ 20,000 $ 258,181,469 Transfer of cap due to servicing transfer 06/25/2015 $ 1,999,564 $ 260,181,033 Updated due to quarterly assessment and reallocation 09/28/2015 $ 2,168,165 $ 262,349,198 Updated due to quarterly assessment and reallocation 11/16/2015 $ (10,000) $ 262,339,198 Transfer of cap due to servicing transfer 12/28/2015 $ 1,002,694 $ 263,341,892 Updated due to quarterly assessment and reallocation 02/25/2016 $ (11,290,848) $ 252,051,044 Reallocation due to MHA program deobligation 03/16/2016 $ (180,000) $ 251,871,044 Transfer of cap due to servicing transfer 03/28/2016 $ (208,622) $ 251,662,422 Updated due to quarterly assessment and reallocation 04/14/2016 $ (90,000) $ 251,572,422 Transfer of cap due to servicing transfer 05/16/2016 $ (100,000) $ 251,472,422 Transfer of cap due to servicing transfer 05/31/2016 $ (1,039,451) $ 250,432,971 Updated due to quarterly assessment and reallocation 06/16/2016 $ (60,000) $ 250,372,971 Transfer of cap due to servicing transfer 06/27/2016 $ (258,661) $ 250,114,310 Updated due to quarterly assessment and reallocation 07/27/2016 $ (222,543) $ 249,891,767 Updated due to quarterly assessment and reallocation 09/15/2016 $ (20,000) $ 249,871,767 Transfer of cap due to servicing transfer 09/28/2016 $ 4,024,610 $ 253,896,377 Updated due to quarterly assessment and reallocation 10/25/2016 $ 8,810,705 $ 262,707,082 Updated due to quarterly assessment and reallocation - $ 262,707,082 Updated due to quarterly assessment and reallocation 11/07/2016 05/16/2016 Umpqua Bank Tigard OR Purchase Financial Instrument for Home Loan Modifications - N/A 3 100,267 Reallocation due to MHA program deobligation 100,264 Transfer of cap due to servicing transfer 180,752,547 Updated due to quarterly assessment and reallocation 11/16/2016 $ (20,000) $ 262,687,082 Transfer of cap due to servicing transfer 11/29/2016 $ (86,756) $ 262,600,326 Updated due to quarterly assessment and reallocation 12/15/2016 $ (20,000) $ 262,580,326 Transfer of cap due to servicing transfer 12/27/2016 $ (13,293) $ 262,567,033 Transfer of cap due to servicing transfer 02/27/2017 $ (294,444) $ 262,272,589 Transfer of cap due to servicing transfer 04/26/2017 $ (18,958) $ 262,253,631 Transfer of cap due to servicing transfer 06/26/2017 $ (141,746) $ 262,111,885 Transfer of cap due to servicing transfer 07/26/2017 $ (4,548) $ 262,107,337 Transfer of cap due to servicing transfer 09/26/2017 $ (95,368) $ 262,011,969 Transfer of cap due to servicing transfer 10/26/2017 $ (136,252) $ 261,875,717 Transfer of cap due to servicing transfer 12/21/2017 $ (161,622) $ 261,714,095 Transfer of cap due to servicing transfer 02/26/2018 $ (8,326) $ 261,705,769 Transfer of cap due to servicing transfer 03/22/2018 $ (17,622) $ 261,688,147 Transfer of cap due to servicing transfer 04/25/2018 $ (54,905) $ 261,633,242 Transfer of cap due to servicing transfer 06/21/2018 $ (18,061) $ 261,615,181 Transfer of cap due to servicing transfer 07/26/2018 $ (35,408,064) $ 226,207,117 Reallocation due to MHA program deobligation 08/27/2018 $ (2,116) $ 226,205,001 Transfer of cap due to servicing transfer 09/26/2018 $ (2,448) $ 226,202,553 Transfer of cap due to servicing transfer 10/25/2018 $ (95,158) $ 226,107,395 Transfer of cap due to servicing transfer 05/16/2016 $ 590,000 $ 590,000 Transfer of cap due to servicing transfer 05/31/2016 $ (5,854) $ 06/16/2016 $ (554,145) $ 30,001 Transfer of cap due to servicing transfer 07/14/2016 $ 520,000 $ 550,001 Transfer of cap due to servicing transfer 07/27/2016 $ 89,907 $ 639,908 Updated due to quarterly assessment and reallocation 09/28/2016 $ (5,146) $ 634,762 Updated due to quarterly assessment and reallocation 10/25/2016 $ (4,862) $ 629,900 Updated due to quarterly assessment and reallocation 11/07/2016 $ 1,874 $ 631,774 Updated due to quarterly assessment and reallocation 11/29/2016 $ (302) $ 631,472 Updated due to quarterly assessment and reallocation 12/27/2016 $ (56) $ 631,416 Transfer of cap due to servicing transfer 02/27/2017 $ (1,228) $ 630,188 Transfer of cap due to servicing transfer 04/26/2017 $ (81) $ 630,107 Transfer of cap due to servicing transfer 06/26/2017 $ (691) $ 629,416 Transfer of cap due to servicing transfer 07/26/2017 $ (21) $ 629,395 Transfer of cap due to servicing transfer 584,146 Updated due to quarterly assessment and reallocation 148 01/29/2010 10/21/2009 United Bank United Bank Mortgage Corporation Griffin Grand Rapids GA MI Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ 540,000 N/A 410,000 N/A 09/26/2017 $ (13,696) $ 615,699 Transfer of cap due to servicing transfer 10/26/2017 $ (1,708) $ 613,991 Transfer of cap due to servicing transfer 12/21/2017 $ (1,789) $ 612,202 Transfer of cap due to servicing transfer 02/26/2018 $ (173) $ 612,029 Transfer of cap due to servicing transfer 03/22/2018 $ (564) $ 611,465 Transfer of cap due to servicing transfer 04/25/2018 $ (1,123) $ 610,342 Transfer of cap due to servicing transfer 06/21/2018 $ (214) $ 610,128 Transfer of cap due to servicing transfer 07/26/2018 $ (91,668) $ 518,460 Reallocation due to MHA program deobligation 08/27/2018 $ (5) $ 518,455 Transfer of cap due to servicing transfer 09/26/2018 $ (5) $ 518,450 Transfer of cap due to servicing transfer 10/25/2018 $ (191) $ 518,259 Transfer of cap due to servicing transfer 03/26/2010 $ 160,000 $ 700,000 Updated portfolio data from servicer 09/30/2010 $ 25,278 $ 725,278 Updated portfolio data from servicer 01/06/2011 $ (1) $ 725,277 Updated due to quarterly assessment and reallocation 03/30/2011 $ (1) $ 725,276 Updated due to quarterly assessment and reallocation 06/29/2011 $ (11) $ 725,265 Updated due to quarterly assessment and reallocation 06/28/2012 $ (8) $ 725,257 Updated due to quarterly assessment and reallocation 09/27/2012 $ (22) $ 725,235 Updated due to quarterly assessment and reallocation 12/27/2012 $ (4) $ 725,231 Updated due to quarterly assessment and reallocation 03/25/2013 $ (14) $ 725,217 Updated due to quarterly assessment and reallocation 06/27/2013 $ (5) $ 725,212 Updated due to quarterly assessment and reallocation 09/27/2013 $ (2) $ 725,210 Updated due to quarterly assessment and reallocation 12/23/2013 $ (3,221) $ 03/26/2014 $ (113) $ 721,876 Updated due to quarterly assessment and reallocation 06/26/2014 $ (1,337) $ 720,539 Updated due to quarterly assessment and reallocation 07/29/2014 $ (2,655) $ 717,884 Updated due to quarterly assessment and reallocation 09/29/2014 $ (877) $ 717,007 Updated due to quarterly assessment and reallocation 12/29/2014 $ (106,224) $ 610,783 Updated due to quarterly assessment and reallocation 03/26/2015 $ (39,949) $ 570,834 Updated due to quarterly assessment and reallocation 04/28/2015 $ (20,140) $ 550,694 Updated due to quarterly assessment and reallocation 06/25/2015 $ (5,521) $ 545,173 Updated due to quarterly assessment and reallocation 09/28/2015 $ (14,152) $ 531,021 Updated due to quarterly assessment and reallocation 12/28/2015 $ (10,474) $ 520,547 Updated due to quarterly assessment and reallocation 02/25/2016 $ (58,322) $ 462,225 Reallocation due to MHA program deobligation 03/28/2016 $ (1,682) $ 460,543 Updated due to quarterly assessment and reallocation 05/31/2016 $ (14,408) $ 446,135 Updated due to quarterly assessment and reallocation 06/27/2016 $ (8,607) $ 437,528 Updated due to quarterly assessment and reallocation 07/27/2016 $ (9,730) $ 427,798 Updated due to quarterly assessment and reallocation 09/28/2016 $ (24,281) $ 403,517 Updated due to quarterly assessment and reallocation 10/25/2016 $ (30,722) $ 372,795 Updated due to quarterly assessment and reallocation 11/07/2016 $ 11,845 $ 384,640 Updated due to quarterly assessment and reallocation 11/29/2016 $ (365) $ 384,275 Updated due to quarterly assessment and reallocation 12/27/2016 $ (62) $ 384,213 Transfer of cap due to servicing transfer 02/27/2017 $ (1,082) $ 383,131 Transfer of cap due to servicing transfer 04/26/2017 $ (86) $ 383,045 Transfer of cap due to servicing transfer 06/26/2017 $ (781) $ 382,264 Transfer of cap due to servicing transfer 07/26/2017 $ (39) $ 382,225 Transfer of cap due to servicing transfer 09/26/2017 $ (56,705) $ 325,520 Transfer of cap due to servicing transfer 10/26/2017 $ (7,032) $ 318,488 Transfer of cap due to servicing transfer 12/21/2017 $ (7,952) $ 310,536 Transfer of cap due to servicing transfer 02/26/2018 $ (386) $ 310,150 Transfer of cap due to servicing transfer 03/22/2018 $ (1,259) $ 308,891 Transfer of cap due to servicing transfer 04/25/2018 $ (2,489) $ 306,402 Transfer of cap due to servicing transfer 06/21/2018 $ (510) $ 305,892 Transfer of cap due to servicing transfer 07/26/2018 $ (87,468) $ 218,424 Reallocation due to MHA program deobligation 08/27/2018 $ (5) $ 218,419 Transfer of cap due to servicing transfer 09/26/2018 $ (5) $ 10/25/2018 $ (236) $ 218,178 Transfer of cap due to servicing transfer 01/22/2010 $ 20,000 $ 430,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 400,000 $ 830,000 Updated portfolio data from servicer 07/14/2010 $ (430,000) $ 400,000 Updated portfolio data from servicer 09/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer 01/06/2011 $ (1) $ 580,221 Updated due to quarterly assessment and reallocation 03/30/2011 $ (1) $ 580,220 Updated due to quarterly assessment and reallocation 06/29/2011 $ (5) $ 580,215 Updated due to quarterly assessment and reallocation 06/28/2012 $ (4) $ 580,211 Updated due to quarterly assessment and reallocation 09/27/2012 $ (11) $ 580,200 Updated due to quarterly assessment and reallocation 12/27/2012 $ (2) $ 580,198 Updated due to quarterly assessment and reallocation 03/25/2013 $ (7) $ 580,191 Updated due to quarterly assessment and reallocation 06/27/2013 $ (2) $ 580,189 Updated due to quarterly assessment and reallocation 09/27/2013 $ (1) $ 580,188 Updated due to quarterly assessment and reallocation 12/23/2013 $ (1,471) $ 578,717 Updated due to quarterly assessment and reallocation 03/26/2014 $ (52) $ 578,665 Updated due to quarterly assessment and reallocation 06/26/2014 $ (613) $ 578,052 Updated due to quarterly assessment and reallocation 07/29/2014 $ (1,217) $ 576,835 Updated due to quarterly assessment and reallocation 09/29/2014 $ (403) $ 576,432 Updated due to quarterly assessment and reallocation 12/29/2014 $ (33,790) $ 542,642 Updated due to quarterly assessment and reallocation 03/26/2015 $ (12,708) $ 529,934 Updated due to quarterly assessment and reallocation 721,989 Updated due to quarterly assessment and reallocation 218,414 Transfer of cap due to servicing transfer 149 09/30/2010 04/13/2011 University First Federal Credit Union Urban Partnership Bank Salt Lake City Chicago UT IL Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ 600,000 N/A - N/A 3 04/28/2015 $ (10,375) $ 519,559 Updated due to quarterly assessment and reallocation 06/25/2015 $ (2,461) $ 517,098 Updated due to quarterly assessment and reallocation 09/28/2015 $ (5,546) $ 511,552 Updated due to quarterly assessment and reallocation 12/28/2015 $ (4,104) $ 507,448 Updated due to quarterly assessment and reallocation 02/25/2016 $ (27,664) $ 479,784 Reallocation due to MHA program deobligation 03/28/2016 $ (578) $ 479,206 Updated due to quarterly assessment and reallocation 05/31/2016 $ (4,523) $ 474,683 Updated due to quarterly assessment and reallocation 06/27/2016 $ (2,702) $ 471,981 Updated due to quarterly assessment and reallocation 07/27/2016 $ (2,702) $ 469,279 Updated due to quarterly assessment and reallocation 09/28/2016 $ (4,726) $ 464,553 Updated due to quarterly assessment and reallocation 10/25/2016 $ (4,466) $ 460,087 Updated due to quarterly assessment and reallocation 11/07/2016 $ 1,722 $ 461,809 Updated due to quarterly assessment and reallocation 11/29/2016 $ (227) $ 461,582 Updated due to quarterly assessment and reallocation 12/27/2016 $ (35) $ 461,547 Transfer of cap due to servicing transfer 02/27/2017 $ (601) $ 460,946 Transfer of cap due to servicing transfer 04/26/2017 $ (39) $ 460,907 Transfer of cap due to servicing transfer 06/26/2017 $ (303) $ 460,604 Transfer of cap due to servicing transfer 07/26/2017 $ (9) $ 460,595 Transfer of cap due to servicing transfer 09/26/2017 $ (1,197) $ 459,398 Transfer of cap due to servicing transfer 10/26/2017 $ (148) $ 459,250 Transfer of cap due to servicing transfer 12/21/2017 $ (155) $ 459,095 Transfer of cap due to servicing transfer 02/26/2018 $ (8) $ 459,087 Transfer of cap due to servicing transfer 03/22/2018 $ (24) $ 04/25/2018 $ (48) $ 459,015 Transfer of cap due to servicing transfer 06/21/2018 $ (9) $ 459,006 Transfer of cap due to servicing transfer 07/26/2018 $ (58,969) $ 400,037 Reallocation due to MHA program deobligation 08/27/2018 $ (3) $ 400,034 Transfer of cap due to servicing transfer 09/26/2018 $ (3) $ 400,031 Transfer of cap due to servicing transfer 10/25/2018 $ (121) $ 399,910 Transfer of cap due to servicing transfer 09/30/2010 $ 270,334 $ 870,334 Updated portfolio data from servicer 01/06/2011 $ (1) $ 870,333 Updated due to quarterly assessment and reallocation 02/17/2011 $ (870,333) 04/13/2011 $ 1,000,000 $ 1,000,000 Transfer of cap due to servicing transfer 06/29/2011 $ 233,268 $ 1,233,268 Updated due to quarterly assessment and reallocation 11/16/2011 $ 100,000 $ 1,333,268 Transfer of cap due to servicing transfer 06/28/2012 $ (3) $ 1,333,265 Updated due to quarterly assessment and reallocation 09/27/2012 $ (10) $ 1,333,255 Updated due to quarterly assessment and reallocation 12/27/2012 $ (2) $ 1,333,253 Updated due to quarterly assessment and reallocation 03/25/2013 $ (7) $ 1,333,246 Updated due to quarterly assessment and reallocation 06/27/2013 $ (3) $ 1,333,243 Updated due to quarterly assessment and reallocation 09/27/2013 $ (1) $ 1,333,242 Updated due to quarterly assessment and reallocation 12/23/2013 $ (1,744) $ 1,331,498 Updated due to quarterly assessment and reallocation 03/26/2014 $ (62) $ 1,331,436 Updated due to quarterly assessment and reallocation 06/26/2014 $ (735) $ 1,330,701 Updated due to quarterly assessment and reallocation 07/29/2014 $ (1,463) $ 1,329,238 Updated due to quarterly assessment and reallocation 09/29/2014 $ (498) $ 1,328,740 Updated due to quarterly assessment and reallocation 12/29/2014 $ (12,100) $ 1,316,640 Updated due to quarterly assessment and reallocation 03/26/2015 $ (5,115) $ 1,311,525 Updated due to quarterly assessment and reallocation 04/28/2015 $ (23,199) $ 1,288,326 Updated due to quarterly assessment and reallocation 06/25/2015 $ (5,527) $ 1,282,799 Updated due to quarterly assessment and reallocation 09/28/2015 $ (9,641) $ 1,273,158 Updated due to quarterly assessment and reallocation 12/28/2015 $ (7,135) $ 1,266,023 Updated due to quarterly assessment and reallocation 02/25/2016 $ (60,672) $ 1,205,351 Reallocation due to MHA program deobligation 03/28/2016 $ (1,267) $ 1,204,084 Updated due to quarterly assessment and reallocation 05/31/2016 $ (9,920) $ 1,194,164 Updated due to quarterly assessment and reallocation 06/27/2016 $ (5,926) $ 1,188,238 Updated due to quarterly assessment and reallocation 07/14/2016 $ (60,000) $ 1,128,238 Transfer of cap due to servicing transfer 07/27/2016 $ (2,341) $ 1,125,897 Updated due to quarterly assessment and reallocation 09/28/2016 $ (4,094) $ 1,121,803 Updated due to quarterly assessment and reallocation 10/25/2016 $ (3,868) $ 1,117,935 Updated due to quarterly assessment and reallocation 11/07/2016 $ 1,491 $ 1,119,426 Updated due to quarterly assessment and reallocation 11/29/2016 $ (504) $ 1,118,922 Updated due to quarterly assessment and reallocation 12/27/2016 $ (77) $ 1,118,845 Transfer of cap due to servicing transfer 02/27/2017 $ (1,336) $ 1,117,509 Transfer of cap due to servicing transfer 04/26/2017 $ (88) $ 1,117,421 Transfer of cap due to servicing transfer 06/26/2017 $ (673) $ 1,116,748 Transfer of cap due to servicing transfer 07/26/2017 $ (20) $ 1,116,728 Transfer of cap due to servicing transfer 09/26/2017 $ (332) $ 1,116,396 Transfer of cap due to servicing transfer 10/26/2017 $ (41) $ 1,116,355 Transfer of cap due to servicing transfer 12/21/2017 $ (43) $ 1,116,312 Transfer of cap due to servicing transfer 02/26/2018 $ (2) $ 1,116,310 Transfer of cap due to servicing transfer 03/22/2018 $ (7) $ 1,116,303 Transfer of cap due to servicing transfer 04/25/2018 $ (13) $ 1,116,290 Transfer of cap due to servicing transfer 06/21/2018 $ (3) $ 1,116,287 Transfer of cap due to servicing transfer 07/26/2018 $ (141,542) $ 974,745 Reallocation due to MHA program deobligation 08/27/2018 $ (8) $ 974,737 Transfer of cap due to servicing transfer 09/26/2018 $ (8) $ 974,729 Transfer of cap due to servicing transfer 10/25/2018 $ (292) $ 974,437 Transfer of cap due to servicing transfer 459,063 Transfer of cap due to servicing transfer - Termination of SPA 150 12/11/2009 Verity Credit Union Seattle WA Purchase Financial Instrument for Home Loan Modifications 05/16/2013 ViewPoint Bank Plano TX Purchase Financial Instrument for Home Loan Modifications 03/10/2010 VIST Financial Corp Wyomissing PA Purchase Financial Instrument for Home Loan Modifications 07/29/2009 07/01/2009 Wachovia Bank, N.A. Wachovia Mortgage, FSB Charlotte Des Moines NC IA Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications 04/14/2016 WALLICK AND VOLK Cheyenne WY Purchase Financial Instrument for Home Loan Modifications 04/14/2010 Wealthbridge Mortgage Corp Beaverton OR Purchase Financial Instrument for Home Loan Modifications 12/16/2014 Webster Bank, N.A. Cheshire CT Purchase Financial Instrument for Home Loan Modifications 02/13/2015 Webster First Federal Credit Union Worcester MA Purchase Financial Instrument for Home Loan Modifications 04/13/2009 Wells Fargo Bank, NA Des Moines IA Purchase Financial Instrument for Home Loan Modifications $ 600,000 N/A - N/A $ $ $ 300,000 N/A 85,020,000 N/A 634,010,000 N/A - N/A $ $ 3 $ 30,000 $ 03/26/2010 $ 400,000 $ 1,030,000 Updated portfolio data from servicer 07/14/2010 $ (330,000) $ 700,000 Updated portfolio data from servicer 09/30/2010 $ 25,278 $ 725,278 Updated portfolio data from servicer 01/06/2011 $ (1) $ 725,277 Updated due to quarterly assessment and reallocation 02/17/2011 $ (725,277) 05/16/2013 $ 50,000 12/16/2013 $ 10,000 $ 07/14/2010 $ 400,000 $ 700,000 Updated portfolio data from servicer 09/30/2010 $ 25,278 $ 725,278 Updated portfolio data from servicer 01/06/2011 $ (1) $ 725,277 Updated due to quarterly assessment and reallocation 03/30/2011 $ (1) $ 725,276 Updated due to quarterly assessment and reallocation 06/29/2011 $ (11) $ 725,265 Updated due to quarterly assessment and reallocation 06/28/2012 $ (8) $ 725,257 Updated due to quarterly assessment and reallocation 09/27/2012 $ (22) $ 725,235 Updated due to quarterly assessment and reallocation 12/27/2012 $ (4) $ 725,231 Updated due to quarterly assessment and reallocation 03/25/2013 $ (14) $ 725,217 Updated due to quarterly assessment and reallocation 06/27/2013 $ (5) $ 725,212 Updated due to quarterly assessment and reallocation 09/27/2013 $ (2) $ 725,210 Updated due to quarterly assessment and reallocation 12/23/2013 $ (3,221) $ 721,989 Updated due to quarterly assessment and reallocation 03/26/2014 $ (113) $ 721,876 Updated due to quarterly assessment and reallocation 04/23/2014 $ (721,876) 09/30/2009 $ (37,700,000) $ 47,320,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 26,160,000 $ 73,480,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 9,820,000 $ 83,300,000 Updated portfolio data from servicer 07/14/2010 $ (46,200,000) $ 37,100,000 Updated portfolio data from servicer 09/30/2010 $ (28,686,775) $ 8,413,225 Updated portfolio data from servicer 12/03/2010 $ (8,413,225) 09/30/2009 $ 723,880,000 $ 1,357,890,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 692,640,000 $ 2,050,530,000 Updated portfolio data from servicer/additional program initial cap 630,000 Updated portfolio data from servicer/additional program initial cap - Termination of SPA $ 50,000 Transfer of cap due to servicing transfer 60,000 Transfer of cap due to servicing transfer - Termination of SPA - Termination of SPA 02/17/2010 $ (2,050,236,344) $ 293,656 Transfer of cap due to merger/acquisition 2 03/12/2010 $ (54,767) $ 238,890 Termination of SPA 3 04/14/2016 $ 07/14/2010 $ (150,000) $ 6,400,000 Updated portfolio data from servicer 09/15/2010 $ 1,600,000 $ 8,000,000 Transfer of cap due to servicing transfer 09/30/2010 $ (4,352,173) $ 3,647,827 Updated portfolio data from servicer 01/06/2011 $ (5) $ 3,647,822 Updated due to quarterly assessment and reallocation 03/30/2011 $ (6) $ 3,647,816 Updated due to quarterly assessment and reallocation 04/13/2011 $ (3,000,000) $ 647,816 Transfer of cap due to servicing transfer 06/29/2011 $ (9) $ 647,807 Updated due to quarterly assessment and reallocation 06/28/2012 $ (7) $ 647,800 Updated due to quarterly assessment and reallocation 09/27/2012 $ (19) $ 647,781 Updated due to quarterly assessment and reallocation 12/27/2012 $ (3) $ 647,778 Updated due to quarterly assessment and reallocation 03/25/2013 $ (12) $ 647,766 Updated due to quarterly assessment and reallocation 06/27/2013 $ (5) $ 647,761 Updated due to quarterly assessment and reallocation 09/27/2013 $ (2) $ 647,759 Updated due to quarterly assessment and reallocation 12/23/2013 $ (2,822) $ 644,937 Updated due to quarterly assessment and reallocation 02/27/2014 $ (644,937) 12/16/2014 $ 10,000 $ 12/29/2014 $ 6,250 $ 02/13/2015 $ 20,000 $ 06/17/2009 $ (462,990,000) $ 2,410,010,000 Updated portfolio data from servicer 09/30/2009 $ 65,070,000 $ 2,475,080,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 1,213,310,000 $ 3,688,390,000 Updated portfolio data from servicer/additional program initial cap 02/17/2010 $ 2,050,236,344 $ 5,738,626,344 Transfer of cap due to merger/acquisition 03/12/2010 $ 54,767 $ 5,738,681,110 Transfer of cap due to merger/acquisition 03/19/2010 $ 668,108,890 $ 6,406,790,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 683,130,000 $ 7,089,920,000 Updated portfolio data from servicer 07/14/2010 $ (2,038,220,000) $ 5,051,700,000 Updated portfolio data from servicer 09/30/2010 $ (287,348,828) $ 4,764,351,172 Updated portfolio data from servicer 09/30/2010 $ 344,000,000 $ 5,108,351,172 Updated portfolio data from servicer/additional program initial cap 12/03/2010 $ 8,413,225 $ 5,116,764,397 Transfer of cap due to merger/acquisition 12/15/2010 $ 22,200,000 $ 5,138,964,397 Transfer of cap due to servicing transfer 01/06/2011 $ (6,312) $ 5,138,958,085 Updated due to quarterly assessment and reallocation 01/13/2011 $ (100,000) $ 5,138,858,085 Transfer of cap due to servicing transfer 03/16/2011 $ (100,000) $ 5,138,758,085 Transfer of cap due to servicing transfer 03/30/2011 $ (7,171) $ 5,138,750,914 Updated due to quarterly assessment and reallocation 04/13/2011 $ (9,800,000) $ 5,128,950,914 Transfer of cap due to servicing transfer 05/13/2011 $ 100,000 $ 5,129,050,914 Transfer of cap due to servicing transfer 06/16/2011 $ (600,000) $ 5,128,450,914 Transfer of cap due to servicing transfer 06/29/2011 $ (63,856) $ 5,128,387,058 Updated due to quarterly assessment and reallocation 07/14/2011 $ (2,300,000) $ 5,126,087,058 Transfer of cap due to servicing transfer 08/16/2011 $ (1,100,000) $ 5,124,987,058 Transfer of cap due to servicing transfer 09/15/2011 $ 1,400,000 $ 5,126,387,058 Transfer of cap due to servicing transfer 10/14/2011 $ 200,000 $ 5,126,587,058 Transfer of cap due to servicing transfer 11/16/2011 $ (200,000) $ 5,126,387,058 Transfer of cap due to servicing transfer 12/15/2011 $ (200,000) $ 5,126,187,058 Transfer of cap due to servicing transfer 01/13/2012 $ (300,000) $ 5,125,887,058 Transfer of cap due to servicing transfer 6,550,000 N/A - N/A 3 - N/A 3 2,873,000,000 N/A 01/22/2010 30,000 $ 30,000 Transfer of cap due to servicing transfer - Termination of SPA 10,000 Transfer of cap due to servicing transfer 16,250 Updated due to quarterly assessment and reallocation 20,000 Transfer of cap due to servicing transfer 151 02/16/2012 $ (200,000) $ 5,125,687,058 Transfer of cap due to servicing transfer 03/15/2012 $ (1,000,000) $ 5,124,687,058 Transfer of cap due to servicing transfer 04/16/2012 $ (800,000) $ 5,123,887,058 Transfer of cap due to servicing transfer 05/16/2012 $ (610,000) $ 5,123,277,058 Transfer of cap due to servicing transfer 06/14/2012 $ (2,040,000) $ 5,121,237,058 Transfer of cap due to servicing transfer 06/28/2012 $ (39,923) $ 5,121,197,135 Updated due to quarterly assessment and reallocation 08/16/2012 $ (120,000) $ 5,121,077,135 Transfer of cap due to servicing transfer 09/27/2012 $ (104,111) $ 5,120,973,024 Updated due to quarterly assessment and reallocation 10/16/2012 $ (1,590,000) $ 5,119,383,024 Transfer of cap due to servicing transfer 11/15/2012 $ (2,910,000) $ 5,116,473,024 Transfer of cap due to servicing transfer 12/14/2012 $ (1,150,000) $ 5,115,323,024 Transfer of cap due to servicing transfer 12/27/2012 $ (16,392) $ 5,115,306,632 Updated due to quarterly assessment and reallocation 01/16/2013 $ (3,350,000) $ 5,111,956,632 Transfer of cap due to servicing transfer 02/14/2013 $ (820,000) $ 5,111,136,632 Transfer of cap due to servicing transfer 03/14/2013 $ (270,000) $ 5,110,866,632 Transfer of cap due to servicing transfer 03/25/2013 $ (58,709) $ 5,110,807,923 Updated due to quarterly assessment and reallocation 04/16/2013 $ (40,000) $ 5,110,767,923 Transfer of cap due to servicing transfer 05/16/2013 $ (5,320,000) $ 5,105,447,923 Transfer of cap due to servicing transfer 06/14/2013 $ (1,260,000) $ 5,104,187,923 Transfer of cap due to servicing transfer 06/27/2013 $ (20,596) $ 5,104,167,327 Updated due to quarterly assessment and reallocation 07/16/2013 $ (1,200,000) $ 5,102,967,327 Transfer of cap due to servicing transfer 08/15/2013 $ (30,000) $ 5,102,937,327 Transfer of cap due to servicing transfer 09/16/2013 $ (10,760,000) $ 5,092,177,327 Transfer of cap due to servicing transfer 09/27/2013 $ (6,701) $ 5,092,170,626 Updated due to quarterly assessment and reallocation 10/15/2013 $ (780,000) $ 5,091,390,626 Transfer of cap due to servicing transfer 11/14/2013 $ (60,000) $ 5,091,330,626 Transfer of cap due to servicing transfer 12/16/2013 $ (860,000) $ 5,090,470,626 Transfer of cap due to servicing transfer 12/23/2013 $ (10,569,304) $ 5,079,901,322 Updated due to quarterly assessment and reallocation 01/16/2014 $ (1,990,000) $ 5,077,911,322 Transfer of cap due to servicing transfer 02/13/2014 $ (170,000) $ 5,077,741,322 Transfer of cap due to servicing transfer 03/14/2014 $ (80,000) $ 5,077,661,322 Transfer of cap due to servicing transfer 03/26/2014 $ (358,566) $ 5,077,302,756 Updated due to quarterly assessment and reallocation 04/16/2014 $ (4,560,000) $ 5,072,742,756 Transfer of cap due to servicing transfer 05/15/2014 $ (560,000) $ 5,072,182,756 Transfer of cap due to servicing transfer 06/16/2014 $ (240,000) $ 5,071,942,756 Transfer of cap due to servicing transfer 06/26/2014 $ (4,070,420) $ 5,067,872,336 Updated due to quarterly assessment and reallocation 07/16/2014 $ 250,000 $ 5,068,122,336 Transfer of cap due to servicing transfer 07/29/2014 $ (8,035,053) $ 5,060,087,283 Updated due to quarterly assessment and reallocation 08/14/2014 $ 10,000 $ 5,060,097,283 Transfer of cap due to servicing transfer 09/16/2014 $ (20,000) $ 5,060,077,283 Transfer of cap due to servicing transfer 09/29/2014 $ (2,607,017) $ 5,057,470,266 Updated due to quarterly assessment and reallocation 10/16/2014 $ (150,000) $ 5,057,320,266 Transfer of cap due to servicing transfer 11/14/2014 $ (20,000) $ 5,057,300,266 Transfer of cap due to servicing transfer 12/16/2014 $ (2,720,000) $ 5,054,580,266 Transfer of cap due to servicing transfer 12/29/2014 $ (167,572,118) $ 4,887,008,148 Updated due to quarterly assessment and reallocation 01/15/2015 $ (10,000) $ 4,886,998,148 Transfer of cap due to servicing transfer 02/13/2015 $ (40,000) $ 4,886,958,148 Transfer of cap due to servicing transfer 03/16/2015 $ (180,000) $ 4,886,778,148 Transfer of cap due to servicing transfer 03/26/2015 $ (54,309,222) $ 4,832,468,926 Updated due to quarterly assessment and reallocation 04/16/2015 $ (4,850,000) $ 4,827,618,926 Transfer of cap due to servicing transfer 04/28/2015 $ (93,632,400) $ 4,733,986,526 Updated due to quarterly assessment and reallocation 05/14/2015 $ (8,530,000) $ 4,725,456,526 Transfer of cap due to servicing transfer 06/25/2015 $ (16,983,994) $ 4,708,472,532 Updated due to quarterly assessment and reallocation 07/16/2015 $ (1,210,000) $ 4,707,262,532 Transfer of cap due to servicing transfer 08/14/2015 $ (9,870,000) $ 4,697,392,532 Transfer of cap due to servicing transfer 09/16/2015 $ (4,280,000) $ 4,693,112,532 Transfer of cap due to servicing transfer 09/28/2015 $ (12,147,919) $ 4,680,964,613 Updated due to quarterly assessment and reallocation 10/15/2015 $ (1,560,000) $ 4,679,404,613 Transfer of cap due to servicing transfer 11/16/2015 $ (2,080,000) $ 4,677,324,613 Transfer of cap due to servicing transfer 12/16/2015 $ (13,210,000) $ 4,664,114,613 Transfer of cap due to servicing transfer 12/28/2015 $ 42,094,262 $ 4,706,208,875 Updated due to quarterly assessment and reallocation 01/14/2016 $ (30,280,000) $ 4,675,928,875 Transfer of cap due to servicing transfer 02/16/2016 $ (620,000) $ 4,675,308,875 Transfer of cap due to servicing transfer 02/25/2016 $ (152,559,254) $ 4,522,749,621 Reallocation due to MHA program deobligation 03/16/2016 $ (620,000) $ 4,522,129,621 Transfer of cap due to servicing transfer 03/28/2016 $ (2,062,907) $ 4,520,066,714 Updated due to quarterly assessment and reallocation 04/14/2016 $ (60,000) $ 4,520,006,714 Transfer of cap due to servicing transfer 05/16/2016 $ (3,580,000) $ 4,516,426,714 Transfer of cap due to servicing transfer 05/31/2016 $ (8,187,730) $ 4,508,238,984 Updated due to quarterly assessment and reallocation 06/16/2016 $ (3,520,000) $ 4,504,718,984 Transfer of cap due to servicing transfer 06/27/2016 $ (1,375,486) $ 4,503,343,498 Updated due to quarterly assessment and reallocation 07/14/2016 $ (43,340,000) $ 4,460,003,498 Transfer of cap due to servicing transfer 07/27/2016 $ 28,966,713 $ 4,488,970,211 Updated due to quarterly assessment and reallocation 08/16/2016 $ 20,000 $ 4,488,990,211 Transfer of cap due to servicing transfer 09/15/2016 $ (880,000) $ 4,488,110,211 Transfer of cap due to servicing transfer 09/28/2016 $ 23,991,528 $ 4,512,101,739 Updated due to quarterly assessment and reallocation 10/14/2016 $ (14,690,000) $ 4,497,411,739 Transfer of cap due to servicing transfer 10/25/2016 $ 22,469,622 $ 4,519,881,361 Updated due to quarterly assessment and reallocation 152 11/07/2016 11/16/2016 WesBanco Bank, Inc. Wheeling WV Purchase Financial Instrument for Home Loan Modifications 06/19/2009 Wescom Central Credit Union Anaheim CA Purchase Financial Instrument for Home Loan Modifications 04/13/2011 Western Federal Credit Union Hawthorne CA Purchase Financial Instrument for Home Loan Modifications - N/A $ - $ 4,519,881,361 Updated due to quarterly assessment and reallocation 11/16/2016 $ (24,570,000) $ 4,495,311,361 Transfer of cap due to servicing transfer 11/29/2016 $ (1,845,277) $ 4,493,466,084 Updated due to quarterly assessment and reallocation 12/15/2016 $ (13,140,000) $ 4,480,326,084 Transfer of cap due to servicing transfer 12/27/2016 $ (283,624) $ 4,480,042,460 Transfer of cap due to servicing transfer 01/13/2017 $ (1,250,000) $ 4,478,792,460 Transfer of cap due to servicing transfer 02/16/2017 $ (1,700,000) $ 4,477,092,460 Transfer of cap due to servicing transfer 02/27/2017 $ (4,987,548) $ 4,472,104,912 Transfer of cap due to servicing transfer 03/16/2017 $ (20,890,000) $ 4,451,214,912 Transfer of cap due to servicing transfer 04/26/2017 $ (344,882) $ 4,450,870,030 Transfer of cap due to servicing transfer 06/26/2017 $ (2,821,085) $ 4,448,048,945 Transfer of cap due to servicing transfer 07/26/2017 $ (89,096) $ 4,447,959,849 Transfer of cap due to servicing transfer 09/26/2017 $ (26,071,696) $ 4,421,888,153 Transfer of cap due to servicing transfer 10/26/2017 $ (4,500,837) $ 4,417,387,316 Transfer of cap due to servicing transfer 12/21/2017 $ (9,026,536) $ 4,408,360,780 Transfer of cap due to servicing transfer 02/26/2018 $ (569,510) $ 4,407,791,270 Transfer of cap due to servicing transfer 03/22/2018 $ (2,221,317) $ 4,405,569,953 Transfer of cap due to servicing transfer 04/25/2018 $ (4,672,815) $ 4,400,897,138 Transfer of cap due to servicing transfer 06/21/2018 $ (997,833) $ 4,399,899,305 Transfer of cap due to servicing transfer 07/26/2018 $ (668,969,605) $ 3,730,929,700 Reallocation due to MHA program deobligation 08/27/2018 $ (38,264) $ 3,730,891,436 Transfer of cap due to servicing transfer 09/26/2018 $ (42,301) $ 3,730,849,135 Transfer of cap due to servicing transfer 10/25/2018 $ (1,671,672) $ 3,729,177,463 Transfer of cap due to servicing transfer 03/25/2019 $ (4,233,616) $ 3,724,943,847 Transfer of cap due to servicing transfer 11/16/2016 $ 20,000 $ 09/30/2009 $ 330,000 $ 870,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 16,490,000 $ 17,360,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ (14,260,000) $ 3,100,000 Updated portfolio data from servicer 07/14/2010 $ (1,800,000) $ 1,300,000 Updated portfolio data from servicer 07/30/2010 $ 1,500,000 $ 2,800,000 Updated portfolio data from servicer 09/30/2010 $ 1,551,668 $ 4,351,668 Updated portfolio data from servicer 01/06/2011 $ (2) $ 4,351,666 Updated due to quarterly assessment and reallocation 03/30/2011 $ (2) $ 4,351,664 Updated due to quarterly assessment and reallocation 05/13/2011 $ (1,800,000) $ 2,551,664 Transfer of cap due to servicing transfer 6 06/03/2011 $ (1,872,787) $ 3 06/14/2012 $ 990,000 $ 1,668,877 Transfer of cap due to servicing transfer 09/27/2012 $ 372,177 $ 2,041,054 Updated due to quarterly assessment and reallocation 12/23/2013 $ (192) $ 2,040,862 Updated due to quarterly assessment and reallocation 03/26/2014 $ (8) $ 2,040,854 Updated due to quarterly assessment and reallocation 06/26/2014 $ (102) $ 2,040,752 Updated due to quarterly assessment and reallocation 07/29/2014 $ (207) $ 2,040,545 Updated due to quarterly assessment and reallocation 09/29/2014 $ (76) $ 2,040,469 Updated due to quarterly assessment and reallocation 12/29/2014 $ 465,893 $ 2,506,362 Updated due to quarterly assessment and reallocation 03/26/2015 $ (24) $ 2,506,338 Updated due to quarterly assessment and reallocation 04/28/2015 $ (2,291) $ 2,504,047 Updated due to quarterly assessment and reallocation 06/25/2015 $ (2,058) $ 2,501,989 Updated due to quarterly assessment and reallocation 09/28/2015 $ (5,008) $ 2,496,981 Updated due to quarterly assessment and reallocation 12/28/2015 $ (5,747) $ 2,491,234 Updated due to quarterly assessment and reallocation 02/25/2016 $ (97,095) $ 2,394,139 Reallocation due to MHA program deobligation 03/28/2016 $ (2,337) $ 2,391,802 Updated due to quarterly assessment and reallocation 05/31/2016 $ (19,537) $ 2,372,265 Updated due to quarterly assessment and reallocation 06/27/2016 $ (12,612) $ 2,359,653 Updated due to quarterly assessment and reallocation 07/27/2016 $ (12,616) $ 2,347,037 Updated due to quarterly assessment and reallocation 09/28/2016 $ (22,063) $ 2,324,974 Updated due to quarterly assessment and reallocation 10/25/2016 $ (20,848) $ 2,304,126 Updated due to quarterly assessment and reallocation 11/07/2016 $ 8,037 $ 2,312,163 Updated due to quarterly assessment and reallocation 11/29/2016 $ (1,126) $ 2,311,037 Updated due to quarterly assessment and reallocation 12/27/2016 $ (172) $ 2,310,865 Transfer of cap due to servicing transfer 02/27/2017 $ (2,982) $ 2,307,883 Transfer of cap due to servicing transfer 04/26/2017 $ (195) $ 2,307,688 Transfer of cap due to servicing transfer 06/26/2017 $ (1,503) $ 2,306,185 Transfer of cap due to servicing transfer 07/26/2017 $ (45) $ 2,306,140 Transfer of cap due to servicing transfer 09/26/2017 $ (5,434) $ 2,300,706 Transfer of cap due to servicing transfer 10/26/2017 $ (674) $ 2,300,032 Transfer of cap due to servicing transfer 12/21/2017 $ (702) $ 2,299,330 Transfer of cap due to servicing transfer 02/26/2018 $ (34) $ 2,299,296 Transfer of cap due to servicing transfer 03/22/2018 $ (111) $ 2,299,185 Transfer of cap due to servicing transfer 04/25/2018 $ (220) $ 2,298,965 Transfer of cap due to servicing transfer 06/21/2018 $ (41) $ 2,298,924 Transfer of cap due to servicing transfer 07/26/2018 $ (294,936) $ 2,003,988 Reallocation due to MHA program deobligation 08/27/2018 $ (16) $ 2,003,972 Transfer of cap due to servicing transfer 09/26/2018 $ (17) $ 2,003,955 Transfer of cap due to servicing transfer 10/25/2018 $ (608) $ 2,003,347 Transfer of cap due to servicing transfer 04/13/2011 $ 200,000 $ 200,000 Transfer of cap due to servicing transfer 06/29/2011 $ 17,687 $ 217,687 Updated due to quarterly assessment and reallocation 09/27/2012 $ (1) $ 217,686 Updated due to quarterly assessment and reallocation 03/25/2013 $ (1) $ 217,685 Updated due to quarterly assessment and reallocation 12/23/2013 $ (290) $ 217,395 Updated due to quarterly assessment and reallocation 3 540,000 N/A - N/A 3 20,000 Transfer of cap due to servicing transfer 678,877 Termination of SPA 153 09/30/2010 04/20/2009 Weststar Mortgage, Inc. Wilshire Credit Corporation Woodbridge Beaverton VA OR Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ 100,000 N/A 366,000,000 N/A 03/26/2014 $ (10) $ 217,385 Updated due to quarterly assessment and reallocation 06/26/2014 $ (121) $ 217,264 Updated due to quarterly assessment and reallocation 07/29/2014 $ (240) $ 217,024 Updated due to quarterly assessment and reallocation 09/29/2014 $ (79) $ 216,945 Updated due to quarterly assessment and reallocation 12/29/2014 $ (2,081) $ 214,864 Updated due to quarterly assessment and reallocation 03/26/2015 $ (782) $ 214,082 Updated due to quarterly assessment and reallocation 04/28/2015 $ (3,084) $ 210,998 Updated due to quarterly assessment and reallocation 06/25/2015 $ (732) $ 210,266 Updated due to quarterly assessment and reallocation 09/28/2015 $ (977) $ 209,289 Updated due to quarterly assessment and reallocation 12/28/2015 $ (1,754) $ 207,535 Updated due to quarterly assessment and reallocation 02/25/2016 $ (11,517) $ 196,018 Reallocation due to MHA program deobligation 03/28/2016 $ (401) $ 195,617 Updated due to quarterly assessment and reallocation 05/31/2016 $ (3,141) $ 192,476 Updated due to quarterly assessment and reallocation 06/27/2016 $ (1,876) $ 190,600 Updated due to quarterly assessment and reallocation 07/27/2016 $ (1,877) $ 188,723 Updated due to quarterly assessment and reallocation 09/28/2016 $ (3,282) $ 185,441 Updated due to quarterly assessment and reallocation 10/25/2016 $ (3,101) $ 182,340 Updated due to quarterly assessment and reallocation 11/07/2016 $ 1,195 $ 183,535 Updated due to quarterly assessment and reallocation 11/29/2016 $ (99) $ 183,436 Updated due to quarterly assessment and reallocation 12/27/2016 $ (15) $ 183,421 Transfer of cap due to servicing transfer 02/27/2017 $ (262) $ 183,159 Transfer of cap due to servicing transfer 04/26/2017 $ (17) $ 183,142 Transfer of cap due to servicing transfer 06/26/2017 $ (132) $ 07/26/2017 $ (4) $ 183,006 Transfer of cap due to servicing transfer 09/26/2017 $ (965) $ 182,041 Transfer of cap due to servicing transfer 10/26/2017 $ (120) $ 181,921 Transfer of cap due to servicing transfer 12/21/2017 $ (125) $ 181,796 Transfer of cap due to servicing transfer 02/26/2018 $ (6) $ 181,790 Transfer of cap due to servicing transfer 03/22/2018 $ (20) $ 181,770 Transfer of cap due to servicing transfer 04/25/2018 $ (39) $ 181,731 Transfer of cap due to servicing transfer 06/21/2018 $ (7) $ 181,724 Transfer of cap due to servicing transfer 07/26/2018 $ (23,702) $ 158,022 Reallocation due to MHA program deobligation 08/27/2018 $ (1) $ 158,021 Transfer of cap due to servicing transfer 09/26/2018 $ (1) $ 158,020 Transfer of cap due to servicing transfer 10/25/2018 $ (49) $ 157,971 Transfer of cap due to servicing transfer 09/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 06/29/2011 $ (1) $ 145,055 Updated due to quarterly assessment and reallocation 06/28/2012 $ (1) $ 145,054 Updated due to quarterly assessment and reallocation 09/27/2012 $ (2) $ 145,052 Updated due to quarterly assessment and reallocation 03/25/2013 $ (1) $ 145,051 Updated due to quarterly assessment and reallocation 12/23/2013 $ (232) $ 144,819 Updated due to quarterly assessment and reallocation 03/26/2014 $ (8) $ 144,811 Updated due to quarterly assessment and reallocation 06/26/2014 $ (96) $ 144,715 Updated due to quarterly assessment and reallocation 07/29/2014 $ (191) $ 144,524 Updated due to quarterly assessment and reallocation 09/29/2014 $ (63) $ 144,461 Updated due to quarterly assessment and reallocation 12/29/2014 $ (7,654) $ 136,807 Updated due to quarterly assessment and reallocation 03/26/2015 $ (2,879) $ 133,928 Updated due to quarterly assessment and reallocation 04/28/2015 $ (11,347) $ 122,581 Updated due to quarterly assessment and reallocation 06/25/2015 $ (2,691) $ 119,890 Updated due to quarterly assessment and reallocation 09/28/2015 $ (3,595) $ 116,295 Updated due to quarterly assessment and reallocation 12/28/2015 $ (2,660) $ 113,635 Updated due to quarterly assessment and reallocation 02/25/2016 $ (7,597) $ 106,038 Reallocation due to MHA program deobligation 03/28/2016 $ (159) $ 105,879 Updated due to quarterly assessment and reallocation 05/31/2016 $ (1,242) $ 104,637 Updated due to quarterly assessment and reallocation 06/27/2016 $ (742) $ 103,895 Updated due to quarterly assessment and reallocation 07/27/2016 $ (742) $ 103,153 Updated due to quarterly assessment and reallocation 09/28/2016 $ (1,298) $ 101,855 Updated due to quarterly assessment and reallocation 10/25/2016 $ (1,226) $ 100,629 Updated due to quarterly assessment and reallocation 11/07/2016 $ 472 $ 101,101 Updated due to quarterly assessment and reallocation 11/29/2016 $ (8) $ 101,093 Updated due to quarterly assessment and reallocation 12/27/2016 $ (1) $ 101,092 Transfer of cap due to servicing transfer 02/27/2017 $ (22) $ 101,070 Transfer of cap due to servicing transfer 04/26/2017 $ (1) $ 101,069 Transfer of cap due to servicing transfer 06/26/2017 $ (11) $ 101,058 Transfer of cap due to servicing transfer 09/26/2017 $ (453) $ 100,605 Transfer of cap due to servicing transfer 10/26/2017 $ (56) $ 100,549 Transfer of cap due to servicing transfer 12/21/2017 $ (58) $ 100,491 Transfer of cap due to servicing transfer 02/26/2018 $ (3) $ 100,488 Transfer of cap due to servicing transfer 03/22/2018 $ (9) $ 100,479 Transfer of cap due to servicing transfer 04/25/2018 $ (18) $ 100,461 Transfer of cap due to servicing transfer 06/21/2018 $ (3) $ 100,458 Transfer of cap due to servicing transfer 07/26/2018 $ (386) $ 100,072 Reallocation due to MHA program deobligation 10/25/2018 $ (1) $ 06/12/2009 $ 87,130,000 $ 453,130,000 Updated portfolio data from servicer 09/30/2009 $ (249,670,000) $ 203,460,000 Updated portfolio data from servicer/additional program initial cap 12/30/2009 $ 119,700,000 $ 323,160,000 Updated portfolio data from servicer/additional program initial cap 03/26/2010 $ 52,270,000 $ 375,430,000 Updated portfolio data from servicer 04/19/2010 $ (10,280,000) $ 365,150,000 Transfer of cap due to servicing transfer 183,010 Transfer of cap due to servicing transfer 100,071 Transfer of cap due to servicing transfer 154 05/14/2010 $ (1,880,000) $ 363,270,000 Transfer of cap due to servicing transfer 06/16/2010 $ (286,510,000) $ 76,760,000 Transfer of cap due to servicing transfer 07/14/2010 $ 19,540,000 $ 96,300,000 Updated portfolio data from servicer 07/16/2010 $ (210,000) $ 08/13/2010 $ (100,000) $ 09/30/2010 $ 68,565,782 $ 164,555,782 Updated portfolio data from servicer 01/06/2011 $ (247) $ 164,555,535 Updated due to quarterly assessment and reallocation 03/30/2011 $ (294) $ 164,555,241 Updated due to quarterly assessment and reallocation 06/29/2011 $ (2,779) $ 164,552,462 Updated due to quarterly assessment and reallocation 10/19/2011 $ (162,895,068) $ 10/02/2009 $ 60,000 $ 12/30/2009 $ 350,000 $ 03/26/2010 $ 1,360,000 $ 2,010,000 Updated portfolio data from servicer 07/14/2010 $ (1,810,000) $ 200,000 Updated portfolio data from servicer 09/30/2010 $ 235,167 $ 435,167 Updated portfolio data from servicer 01/06/2011 $ (1) $ 435,166 Updated due to quarterly assessment and reallocation 06/29/2011 $ (4) $ 435,162 Updated due to quarterly assessment and reallocation 06/28/2012 $ (3) $ 435,159 Updated due to quarterly assessment and reallocation 09/27/2012 $ (7) $ 435,152 Updated due to quarterly assessment and reallocation 12/27/2012 $ (1) $ 435,151 Updated due to quarterly assessment and reallocation 03/25/2013 $ (5) $ 435,146 Updated due to quarterly assessment and reallocation 06/27/2013 $ (2) $ 435,144 Updated due to quarterly assessment and reallocation 09/27/2013 $ (1) $ 12/23/2013 $ (1,174) $ 433,969 Updated due to quarterly assessment and reallocation 03/26/2014 $ (43) $ 433,926 Updated due to quarterly assessment and reallocation 06/26/2014 $ (507) $ 433,419 Updated due to quarterly assessment and reallocation 07/29/2014 $ (1,008) $ 432,411 Updated due to quarterly assessment and reallocation 09/29/2014 $ (333) $ 432,078 Updated due to quarterly assessment and reallocation 12/29/2014 $ (33,311) $ 398,767 Updated due to quarterly assessment and reallocation 03/26/2015 $ (12,544) $ 386,223 Updated due to quarterly assessment and reallocation 04/28/2015 $ (50,158) $ 336,065 Updated due to quarterly assessment and reallocation 06/25/2015 $ (8,455) $ 327,610 Updated due to quarterly assessment and reallocation 09/28/2015 $ (11,549) $ 316,061 Updated due to quarterly assessment and reallocation 12/28/2015 $ (9,568) $ 306,493 Updated due to quarterly assessment and reallocation 02/25/2016 $ (48,871) $ 257,622 Reallocation due to MHA program deobligation 03/28/2016 $ (1,021) $ 256,601 Updated due to quarterly assessment and reallocation 05/31/2016 $ (6,747) $ 249,854 Updated due to quarterly assessment and reallocation 06/27/2016 $ (4,031) $ 245,823 Updated due to quarterly assessment and reallocation 07/27/2016 $ (6,273) $ 239,550 Updated due to quarterly assessment and reallocation 09/28/2016 $ (10,971) $ 228,579 Updated due to quarterly assessment and reallocation 10/25/2016 $ (10,367) $ 218,212 Updated due to quarterly assessment and reallocation 11/07/2016 $ 3,997 $ 222,209 Updated due to quarterly assessment and reallocation 11/29/2016 $ (164) $ 222,045 Updated due to quarterly assessment and reallocation 12/27/2016 $ (25) $ 222,020 Transfer of cap due to servicing transfer 02/27/2017 $ (548) $ 221,472 Transfer of cap due to servicing transfer 04/26/2017 $ (36) $ 221,436 Transfer of cap due to servicing transfer 06/26/2017 $ (277) $ 221,159 Transfer of cap due to servicing transfer 07/14/2017 $ (1) $ 221,158 Transfer of cap due to servicing transfer 07/26/2017 $ (20) $ 221,138 Transfer of cap due to servicing transfer 09/26/2017 $ (21,887) $ 199,251 Transfer of cap due to servicing transfer 10/26/2017 $ (2,714) $ 196,537 Transfer of cap due to servicing transfer 12/21/2017 $ (2,828) $ 193,709 Transfer of cap due to servicing transfer 6 01/16/2018 $ (49,223) $ 144,486 Termination of SPA 3 09/15/2016 $ 20,000 $ 7 09/23/2009 09/15/2016 Yadkin Valley Bank ZB, N.A. Elkin Salt Lake City NC UT Purchase Purchase Financial Instrument for Home Loan Modifications $ 240,000 N/A Financial Instrument for Home Loan Modifications Total Initial CAP - N/A $ 23,831,570,006 Total CAP Adjustments Total CAP $ (55,552,305) $ 23,776,017,701 96,090,000 Transfer of cap due to servicing transfer 95,990,000 Transfer of cap due to servicing transfer 1,657,394 Termination of SPA 300,000 Updated portfolio data from servicer/additional program initial cap 650,000 Updated portfolio data from servicer/additional program initial cap 435,143 Updated due to quarterly assessment and reallocation 20,000 Transfer of cap due to servicing transfer 1/ On July 31, 2009, the SPA with Chase Home Finance, LLC was terminated and superseded by new SPAs with J.P. Morgan Chase Bank, NA and EMC Mortgage Corporation. 2/ Wachovia Mortgage, FSB was merged with Wells Fargo Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to Wachovia Mortgage, FSB prior to such merger. 3/ This institution executed an Assignment and Assumption Agreement (a copy of which is available on www.FinancialStability.gov) with respect to all rights and obligations for the transferred loan modifications. The amount transferred is realized as a cap adjustment and not as initial cap. 4/ On 8/27/10, an amendment was executed to reflect a change in the legal name of the institution. 5/ MorEquity, Inc executed a subservicing agreement with Nationstar Mortgage, LLC, that took effect 02/01/2011. All mortgage loans including all HAMP loans were transferred to Nationstar. The remaining Adjusted Cap stated above represents the amount previously paid to MorEquity, Inc. prior to such agreement. 6/ The remaining Adjusted Cap stated above represents the amount paid to servicer prior to SPA termination. 7/ Bank of America, N.A., Home Loan Services, Inc. and Wilshire Credit Corporation were merged into BAC Home Loans Servicing, LP. and the remaining Adjusted Cap stated above represents the amount previously paid to each servicer prior to such merger. 8/ In April 2011, EMC Mortgage, an indirect subsidiary of JP Morgan Chase & Co, transferred the servicing of all loans to JP Morgan Chase Bank, NA. The remaining Adjusted Cap stated above represents the amount previously paid to EMC Mortgage prior to such transfer. 9/ RBC Bank (USA) was merged with PNC Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to RBC Bank (USA) prior to such merger. 10/ On July 1, 2012, Saxon Mortgage Services, Inc. ceased servicing operations by selling its mortgage servicing rights and transferring the subservicing relationships to third-party servicers. The remaining Adjusted Cap stated above represents the amount previously paid to Saxon Mortgage Services, Inc. prior to ceasing servicing operations. 11/ As of July,3 2012, Aurora Loan Services LLC has discontinued its servicing function and sold all remaining servicing rights to Nationstar Mortgage. The remaining Adjusted Cap stated above represents the amount previously paid to Aurora Loan Services LLC, prior to ceasing servicing operations. 12/ Effective September 1, 2011 Litton Loan Servicing LP was acquired by Ocwen Financial Corporation. The remaining Adjusted Cap stated above represents the amount previously paid to Litton prior to such acquistion. 13/ In May 2010, U.S. mortgage servicing business HomEq was sold to Ocwen Loan Servicing. The remaining Adjusted Cap stated above represents the amount previously paid to HomEq prior to such sale. 14/ In December 2012, Ocwen Financial Corporation completed the acquisition of Homeward Residential, Inc. The remaining Adjusted Cap stated above represents the amount previously paid to Homeward prior to such acquisition. 155 15/ 16/ Effective June, 2014, New Penn Financial LLC d/b/a Shellpoint Mortgage Servicing, a AAA servicer, completed the acquisition of Resurgent Mortgage Servicing, from Resurgent Capital Services L.P., also a AAA servicer. The Adjusted Cap of Resurgent Capital Services L.C. stated above represents the amount previously paid to Resurgent under their AAA obligations pursuant to certain Servicer Participation Agreements prior to such acquisition. Effective February 15, 2013, Ocwen Loan Servicing, LLC acquired certain assets of GMAC Mortgage, LLC, pursuant to a Sale Order entered in connection with the bankruptcy cases of Residential Capital, LLC and certain of its affiliated debtors. * The Cap of Incentive Payments represents the potential total amount allocated to each servicer and includes the maximum amount allotted for all payments on behalf of borrowers and payments to servicers and lenders/investors. The Cap is subject to adjustment based on the total amount allocated to the program and individual servicer usage for borrower modifications. Each adjustment to the Cap is reflected under Adjustment Details. 156 Supplemental Information [Not Required by EESA §114(a)] Making Home Affordable Program Non-GSE Incentive Payments (through March 2019) Name of Institution 21st Mortgage Corporation Allstate Mortgage Loans & Investments, Inc Ally Bank Ameriana Bank Apex Bank Aurora Financial Group, Inc Aurora Loan Services LLC Axiom Bank Banco Popular de Puerto Rico Bank of America, N.A. Bank of America, National Association BankUnited, N.A. Banner Bank Bayview Loan Servicing LLC BMO Harris Bank, N.A. Bridgelock Capital dba Peak Loan Servicing Caliber Home Loans, Inc. California Housing Finance Agency Carrington Mortgage Services, LLC Central Florida Educators Federal Credit Union Central Pacific Bank Cheviot Savings Bank CIT Bank, N.A. CitiMortgage, Inc. Citizens Bank, N.A. Citizens First National Bank Colorado Federal Savings Bank Columbia Bank Community Credit Union of Florida Desjardins Bank Ditech Financial LLC DuPage Credit Union Eastern Bank EMC Mortgage Corporation Fay Servicing, LLC FCI Lender Services, Inc. Fidelity Bank Fifth Third Bank FIRST BANK First Citizens Bank & Trust Company First Financial Bank N.A. First Keystone Bank First Merchants Bank First Mortgage Corporation First National Bank of Pennsylvania First State Bank Flagstar Capital Markets Corporation Florida Community Bank, NA FNF Servicing, Inc Franklin Credit Management Corporation Franklin Savings Freedom Mortgage Corporation Georgia Housing & Finance Authority DBA State Home Mortgage Glass City Federal Credit Union GMAC Mortgage, LLC Great Lakes Credit Union Greater Nevada LLC, dba Greater Nevada Mortgage Borrowers $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,004,960.37 18,448.57 840,829.45 8,000.00 350,916.71 24,689.43 15,997,418.00 10,000.00 3,485,073.61 4,099,061.97 695,298,272.77 16,418,114.44 10,000.00 105,770,662.22 682.17 5,833.33 2,618,149.27 12,750.00 61,536,597.27 578,913.41 10,000.00 4,000.00 84,454,752.34 183,679,491.10 9,909,407.49 27,229.56 33,691.63 65,916.67 3,000.00 13,000.00 188,647,087.43 75,570.70 9,916.67 7,569,459.20 30,014,674.02 167,287.61 36,414.60 2,763,144.53 15,916.67 11,750.00 2,775.62 5,000.00 3,916.67 10,916.67 20,000.00 129,274.44 18,000.00 273,143.66 348,804.37 1,750.00 6,000.00 3,500.00 4,000.00 63,425,899.58 74,424.35 491,334.40 Lenders / Investors $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 5,871,651.07 12,609.60 2,079,448.77 8,749.96 137,949.08 41,236,849.69 13,174.90 148,677.19 17,843,110.01 985,690,487.42 41,063,268.65 190,410,514.13 1,698.78 7,760,042.61 10,064.08 67,523,393.96 450,360.19 3,075.53 257,795,364.41 404,300,789.23 11,195,875.61 67,847.26 31,334.45 60,423.29 4,631.53 13,643.72 77,238,503.82 52,816.54 11,592,937.05 41,562,550.95 226,193.30 52,790.47 3,032,940.34 6,459.46 3,423.27 178.53 1,120.30 15,460.93 34.08 659,459.08 3,864.59 2,473.84 148,796,298.28 49,585.31 251,825.27 Servicer $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 1,035,040.13 8,035.81 325,522.87 11,000.00 27,843.67 28,629,251.10 1,000.00 2,781,147.04 9,075,438.92 489,298,002.86 14,468,550.26 3,000.00 56,921,870.82 744.18 5,799,535.16 5,800.00 40,657,309.72 357,526.94 3,000.00 2,000.00 92,937,378.05 157,261,741.82 7,086,293.41 46,729.55 4,000.00 10,000.00 5,000.00 1,000.00 28,211,000.82 20,442.42 3,000.00 16,279,383.05 10,077,802.28 74,824.24 39,448.76 1,746,409.40 3,000.00 1,000.00 8,717.90 3,000.00 1,000.00 6,000.00 116,123.39 11,000.00 66,560.95 743,023.67 4,000.00 2,000.00 6,000.00 97,337,470.22 32,443.49 140,018.91 Total Payments to Date $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,911,651.57 39,093.98 3,245,801.09 16,749.96 499,865.79 52,533.10 85,863,518.79 24,174.90 6,414,897.84 31,017,610.90 2,170,286,763.05 71,949,933.35 13,000.00 353,103,047.17 1,426.35 7,532.11 16,177,727.04 28,614.08 169,717,300.95 1,386,800.54 13,000.00 9,075.53 435,187,494.80 745,242,022.15 28,191,576.51 141,806.37 69,026.08 136,339.96 12,631.53 27,643.72 294,096,592.07 148,829.66 12,916.67 35,441,779.30 81,655,027.25 468,305.15 128,653.83 7,542,494.27 25,376.13 12,750.00 14,916.79 5,178.53 6,916.67 13,036.97 26,000.00 245,397.83 44,460.93 339,738.69 1,751,287.12 9,614.59 6,000.00 5,500.00 12,473.84 309,559,668.08 156,453.15 883,178.58 157 Name of Institution Gregory Funding LLC Guaranty Bank Guardian Mortgage Company, Inc Heartland Bank & Trust Company Hillsdale County National Bank Home Loan Services, Inc. Home Servicing, LLC HomEqServicing HomeStar Bank and Financial Services Homeward Residential, Inc. Horicon Bank Iberiabank IBM Southeast Employees' Credit Union IC Federal Credit Union Idaho Housing and Finance Association James B.Nutter and Company JPMorgan Chase Bank, NA Kondaur Capital Corporation Lake City Bank Lake National Bank Land/Home Financial Services, Inc. LegacyTexas Bank LenderLive Network, Inc Litton Loan Servicing, LP Los Alamos National Bank M&T Bank Mainsource Bank Marix Servicing LLC Marsh Associates, Inc. Maryland Community Development Administration Matrix Financial Services Corp. MidFirst Bank Midwest Community Bank Mission Federal Credit Union MorEquity, Inc. Mortgage Center LLC Mortgage Investors Group National City Bank Nationstar Mortgage, LLC dba Mr. Cooper Nationwide Advantage Mortgage Company Navy Federal Credit Union New Jersey Housing and Mortgage Finance Agency New York Community Bank NewRez LLC D/B/A Shellpoint Mortgage Servicing Noble Federal Credit Union North American Savings Bank Oakland Municipal Credit Union Ocwen Loan Servicing, LLC Oriental Bank ORNL Federal Credit Union OwnersChoice Funding, Incorporated Park View Federal Savings Bank Pathfinder Bank PennyMac Loan Services, LLC PHH Mortgage Corporation Planet Home Lending, LLC Plaza Home Mortgage, Inc PNC Bank, National Association Purdue Federal Credit Union Quantum Servicing Corporation Quicken Loans, Inc. Residential Credit Solutions, Inc. Resurgent Capital Services L.P. RG Mortgage Rockland Trust Company RoundPoint Mortgage Servicing Corporation Borrowers $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 2,132,414.60 916.67 7,986.95 84,251.53 252,549.62 169,857.80 23,241.37 1,916.66 51,759,481.72 27,181.80 9,000.00 60,250.01 206,181.12 198,256.30 947,823,015.49 135,729.04 46,961.79 3,000.00 916.67 5,000.00 38,500.01 13,441,220.42 267,044.16 5,302,845.00 5,000.00 352,195.77 9,687.97 124,589.35 23,214.78 91,831,485.76 1,000.00 243,774.34 345,841.21 711,769.31 9,916.67 31,954,574.25 499,154,747.93 7,916.67 3,979,538.04 118,384.69 128,767.96 37,965,757.35 3,833.34 25,000.00 1,053,837,580.63 29,955.90 104,922.24 198,896.50 11,000.00 13,417.47 16,305,592.45 357,439.11 123,839.16 9,916.67 573,166.39 10,000.00 133,393.34 9,916.67 6,562,210.62 708,326.40 164,852.94 20,000.00 960,598.64 Lenders / Investors $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 3,749,706.59 20,550.68 50,796.42 62,958.65 2,440,767.73 37,322.44 3,036,319.34 5,572.90 133,893,684.23 27,034.56 10,502.00 23,589.08 71,619.56 36,680.58 1,585,040,175.52 164,458.53 24,542.15 3,651.45 232.46 1,656.95 69,769.61 35,353,125.99 70,265.82 2,417.71 970,196.74 57,761.74 5,653,418.97 1,817.60 360,261.92 2,305,003.00 706,455.52 27,081,482.11 669,132,928.83 5,049,213.59 107,588.41 37,911,180.45 13,204.31 16.76 3,568.11 2,805,663,576.78 66,690.79 269,968.25 23,936.55 25,254.56 48,201,953.71 196,114.68 1,166,250.28 3,166,549.18 3,976.20 332,061.47 10,872,692.73 1,696,730.62 227,582.28 1,123,427.13 Servicer $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 518,096.85 1,000.00 3,070.28 7,625.76 67,400.46 3,698,606.99 17,594.38 5,272,500.00 5,833.34 94,837,607.23 13,169.53 15,000.00 16,000.00 42,200.00 33,025.20 140,962.80 557,820,284.54 84,327.82 28,196.44 4,000.00 1,000.00 8,000.00 27,530,413.93 66,087.67 4,729,789.29 839,632.77 10,649.38 48,454.02 17,400.00 64,967,524.62 2,000.00 156,981.25 1,977,320.74 569,995.35 2,916.67 15,399,204.48 222,975,322.74 2,387,816.97 35,805.11 48,757.12 14,273,260.45 7,916.67 1,200.00 6,500.00 639,340,221.93 21,245.98 66,661.22 133,729.28 19,000.00 36,506.84 18,919,647.22 81,117.84 69,692.26 3,000.00 886,750.00 4,000.00 179,984.09 7,000.00 4,628,786.15 797,664.52 401,333.81 6,000.00 678,397.71 Total Payments to Date $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 6,400,218.04 1,916.67 31,607.91 142,673.71 382,908.73 6,309,232.52 78,158.19 8,308,819.34 13,322.90 280,490,773.18 67,385.89 25,502.00 48,589.08 174,069.57 275,886.90 339,219.10 3,090,683,475.55 384,515.39 99,700.38 10,651.45 2,149.13 6,656.95 116,269.62 76,324,760.34 403,397.65 10,035,052.00 5,000.00 2,162,025.28 20,337.35 173,043.37 98,376.52 162,452,429.35 4,817.60 761,017.51 4,628,164.95 1,988,220.18 12,833.34 74,435,260.84 1,391,262,999.50 7,916.67 11,416,568.60 154,189.80 285,113.49 90,150,198.25 24,954.32 26,216.76 10,068.11 4,498,841,379.34 51,201.88 238,274.25 602,594.03 53,936.55 75,178.87 83,427,193.38 634,671.63 1,359,781.70 12,916.67 4,626,465.57 17,976.20 645,438.90 16,916.67 22,063,689.50 3,202,721.54 793,769.03 26,000.00 2,762,423.48 158 Name of Institution Rushmore Loan Management Services LLC Santander Bank, N.A. Saxon Mortgage Services Inc Schools Financial Credit Union Scotiabank de Puerto Rico Select Portfolio Servicing, Inc. Selene Finance LP Seneca Mortgage Servicing LLC Servis One, Inc. dba BSI Financial Services ShoreBank Silver State Schools Credit Union SN Servicing Corporation Sortis Financial, Inc. Specialized Loan Servicing LLC Statebridge Company, LLC Sterling Savings Bank SunTrust Bank Technology Credit Union The Bryn Mawr Trust Co The Golden 1 Credit Union TIAA FSB U.S. Bank National Association Umpqua Bank Unify Financial Federal Credit Union United Bank United Bank Mortgage Corporation Urban Partnership Bank Wachovia Mortgage, FSB Wallick and Volk Webster Bank, N.A. Wells Fargo Bank, N.A. Wesbanco Bank Inc. Wescom Central Credit Union Wilshire Credit Corporation Yadkin Valley Bank Zions Bancorporation, N.A. Grand Total Borrowers Lenders / Investors Servicer $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 26,802,977.11 1,916.67 19,655,074.77 76,583.37 1,355,278.38 482,875,358.38 6,399,445.16 489,752.72 17,722,251.84 49,915.10 40,355.90 387,582.05 265,004.58 111,031,530.38 216,464.42 385,881.14 613,652.48 111,166.67 29,316.16 1,260,502.63 10,916.67 72,205,639.67 340,060.41 56,166.68 167,916.67 203,772.13 344,704.09 10,000.00 10,000.00 1,054,704,705.96 4,596.60 702,676.47 50,328.61 10,000.00 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 27,807,797.48 37,141.69 41,738,413.24 82,344.00 831,258.36 703,374,992.04 3,754,653.01 554,367.75 15,775,874.16 153,906.17 176,298.89 779,121.53 585,281.78 148,266,024.90 391,164.81 663,661.88 452,156.14 267,244.05 18,315.73 1,814,174.95 10,792.44 70,773,455.24 103,295.81 74,554.15 2,725.70 103,777.11 392,373.93 76,889.58 8,330.60 1,520,081,859.84 934,521.56 490,394.10 41,584.65 - $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 5,471,720.26 3,400.00 39,413,598.23 39,500.00 417,008.60 285,973,167.92 3,750,038.84 357,186.68 5,543,984.77 143,165.10 69,189.24 175,917.14 403,564.09 54,987,612.46 171,385.14 404,196.69 213,352.94 81,816.67 8,435.80 784,217.37 3,000.00 39,333,740.17 7,000.00 22,916.67 6,600.00 66,578.47 135,918.87 162,000.00 3,000.00 3,000.00 639,601,076.35 2,757.96 312,225.08 1,167,000.00 52,572.98 3,000.00 $ 6,051,141,056.09 $ 10,244,490,962.02 $ 3,825,963,466.00 Total Payments to Date $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 60,082,494.85 42,458.36 100,807,086.24 198,427.37 2,603,545.34 1,472,223,518.34 13,904,137.01 1,401,307.15 39,042,110.77 346,986.37 285,844.03 1,342,620.72 1,253,850.45 314,285,167.74 779,014.37 1,453,739.71 1,279,161.56 460,227.39 56,067.69 3,858,894.95 24,709.11 182,312,835.08 450,356.22 153,637.50 177,242.37 374,127.71 872,996.89 238,889.58 21,330.60 13,000.00 3,214,387,642.15 7,354.56 1,949,423.11 1,657,394.10 144,486.24 13,000.00 20,121,595,484.11 159 Housing Finance Agency Innovation Fund for the Hardest Hit Housing Markets Hardest Hit Funds (HHF) Program Seller Note Date Name of Institution 6/23/2010 Nevada Affordable Housing Assistance Corporation City Reno State NV Transaction Type Investment Description Initial Investment Amount Additional Investment Amount Investment Amount 1 Pricing Mechanism Purchase Financial Instrument for HHF Program $ 102,800,000 $ - N/A 2 9/23/2010 Purchase Financial Instrument for HHF Program $ - $ 34,056,581 N/A 3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 57,169,659 N/A Purchase Financial Instrument for HHF Program - $ Purchase Financial Instrument for HHF Program $ - $ Purchase Financial Instrument for HHF Program $ 699,600,000 $ - N/A 7 8 6/28/2016 1/31/2018 6/23/2010 CalHFA Mortgage Assistance Corporation Sacramento CA $ 8,885,641 N/A (6,664,231) $ 196,247,650 N/A 2 9/23/2010 Purchase Financial Instrument for HHF Program $ - $ 476,257,070 N/A 3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 799,477,026 N/A 4 4/1/2016 Purchase Financial Instrument for HHF Program $ - $ 213,489,977 6 6/1/2016 Purchase Financial Instrument for HHF Program $ - $ 169,769,247 8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 1,659,901 Purchase Financial Instrument for HHF Program $ 418,000,000 $ - N/A N/A 6/23/2010 Florida Housing Finance Corporation Tallahassee FL 2 9/23/2010 Purchase Financial Instrument for HHF Program $ - $ 238,864,755 3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 400,974,381 5 5/3/2016 Purchase Financial Instrument for HHF Program $ - $ 77,896,538 8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 881,006 6/23/2010 Arizona (Home) Foreclosure Prevention Funding Corporation AZ N/A 2,360,253,221 N/A N/A N/A $ 1,136,616,680 N/A Purchase Financial Instrument for HHF Program $ 125,100,000 $ - 3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 142,666,006 N/A 5 5/3/2016 Purchase Financial Instrument for HHF Program $ - $ 28,282,519 N/A Purchase 8 Phoenix N/A $ 1/31/2018 Financial Instrument for HHF Program $ - Purchase Financial Instrument for HHF Program $ 154,500,000 $ - N/A 2 9/23/2010 Purchase Financial Instrument for HHF Program $ - $ 128,461,559 N/A 3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 215,644,179 N/A 4 4/1/2016 Purchase Financial Instrument for HHF Program $ - $ 74,491,816 N/A 6 6/1/2016 Purchase Financial Instrument for HHF Program $ - $ 188,106,491 8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 418,256 Purchase Financial Instrument for HHF Program $ 159,000,000 $ - N/A 6/23/2010 Michigan Homeowner Assistance Nonprofit Housing Corporation 8/3/2010 North Carolina Housing Finance Agency Lansing Raleigh MI NC $ 98,195 N/A $ 296,146,720 N/A N/A $ 761,622,301 N/A 2 9/23/2010 Purchase Financial Instrument for HHF Program $ - $ 120,874,221 N/A 3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 202,907,565 N/A 4 4/1/2016 Purchase Financial Instrument for HHF Program $ - $ 78,016,445 6 6/1/2016 Purchase Financial Instrument for HHF Program $ - $ 145,709,333 8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 431,318 Purchase Financial Instrument for HHF Program $ 172,000,000 $ - N/A 8/3/2010 Ohio Homeowner Assistance LLC Columbus OH N/A N/A $ 706,938,882 N/A 2 9/23/2010 Purchase Financial Instrument for HHF Program $ - $ 148,728,864 N/A 3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 249,666,235 N/A 7 6/28/2016 Purchase Financial Instrument for HHF Program $ - $ 191,906,968 8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 489,473 Purchase Financial Instrument for HHF Program $ 88,000,000 $ - N/A 2 9/23/2010 Purchase Financial Instrument for HHF Program $ - $ 49,294,215 N/A 3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 82,748,571 N/A 4 4/1/2016 Purchase Financial Instrument for HHF Program $ - $ 36,425,456 N/A 7 6/28/2016 Purchase Financial Instrument for HHF Program $ - $ 58,110,108 8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 173,930 Purchase Financial Instrument for HHF Program $ 43,000,000 $ - N/A 8/3/2010 8/3/2010 Oregon Affordable Housing Assistance Corporation Rhode Island Housing and Mortgage Finance Corporation Salem Providence OR RI N/A $ 762,791,540 N/A N/A $ 314,752,280 N/A 2 9/23/2010 Purchase Financial Instrument for HHF Program $ - $ 13,570,770 N/A 3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 22,780,803 N/A Purchase Financial Instrument for HHF Program - $ 36,623,730 Purchase Financial Instrument for HHF Program $ - $ 44,488 Purchase Financial Instrument for HHF Program $ 138,000,000 $ - N/A 6 6/1/2016 8 1/31/2018 8/3/2010 SC Housing Corp. Columbia SC $ N/A $ 116,019,791 N/A 2 9/23/2010 Purchase Financial Instrument for HHF Program $ - $ 58,772,347 N/A 3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 98,659,200 N/A Purchase Financial Instrument for HHF Program - $ 22,030,274 Purchase Financial Instrument for HHF Program $ - $ 210,942 Purchase Financial Instrument for HHF Program $ 60,672,471 $ - Purchase Financial Instrument for HHF Program $ - $ 101,848,874 Purchase Financial Instrument for HHF Program $ 55,588,050 $ - N/A 5 8 5/3/2016 1/31/2018 9/23/2010 Alabama Housing Finance Authority 3 Montgomery AL Frankfort KY 9/29/2010 9/23/2010 Kentucky Housing Corporation $ N/A $ 317,672,763 N/A $ 162,521,345 N/A N/A 3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 93,313,825 N/A 4 4/1/2016 Purchase Financial Instrument for HHF Program $ - $ 30,148,245 N/A Purchase Financial Instrument for HHF Program - $ 27,955,713 Purchase Financial Instrument for HHF Program $ - $ 187,004 Purchase Financial Instrument for HHF Program $ 38,036,950 $ - N/A 6 8 6/1/2016 1/31/2018 9/23/2010 Mississippi Home Corporation Jackson MS $ N/A $ 207,192,837 N/A 3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 63,851,373 N/A 5 5/3/2016 Purchase Financial Instrument for HHF Program $ - $ 19,340,040 N/A Purchase Financial Instrument for HHF Program - $ 23,063,338 Purchase Financial Instrument for HHF Program $ - $ 125,284 Purchase Financial Instrument for HHF Program $ 126,650,987 $ - 7 8 6/28/2016 1/31/2018 9/23/2010 GHFA Affordable Housing, Inc. Atlanta GA $ N/A $ 144,416,985 N/A N/A 3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 212,604,832 N/A 5 5/3/2016 Purchase Financial Instrument for HHF Program $ - $ 30,880,575 N/A Purchase 8 Financial Instrument for HHF Program $ - Purchase Financial Instrument for HHF Program $ 82,762,859 $ - 3 1/31/2018 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 138,931,280 N/A 4 4/1/2016 Purchase Financial Instrument for HHF Program $ - $ 28,565,323 N/A Purchase Financial Instrument for HHF Program - $ 33,454,975 Purchase Financial Instrument for HHF Program $ - $ 279,899 Purchase Financial Instrument for HHF Program $ 166,352,726 $ - N/A Purchase Financial Instrument for HHF Program $ - $ 279,250,831 N/A Purchase Financial Instrument for HHF Program - $ 269,474,060 Purchase Financial Instrument for HHF Program $ - $ 537,478 Purchase Financial Instrument for HHF Program $ 112,200,637 $ - N/A 9/23/2010 Indiana Housing and Community Development Authority 7 8 6 8 IN 6/28/2016 1/31/2018 9/23/2010 Illinois Housing Development Authority 3 Indianapolis Chicago IL 9/29/2010 6/1/2016 1/31/2018 9/23/2010 New Jersey Housing and Mortgage Finance Agency Trenton NJ $ $ $ 437,866 $ 370,574,260 N/A N/A N/A $ 283,994,336 N/A N/A $ 715,615,095 N/A 3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 188,347,507 N/A 7 6/28/2016 Purchase Financial Instrument for HHF Program $ - $ 114,585,818 N/A Purchase $ 8 Financial Instrument for HHF Program $ - Purchase Financial Instrument for HHF Program $ 7,726,678 $ - 3 1/31/2018 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 12,970,520 N/A 6 6/1/2016 Purchase Financial Instrument for HHF Program $ - $ 8,047,933 N/A Purchase 9/23/2010 District of Columbia Housing Finance Agency 8 Washington DC 1/31/2018 378,092 N/A N/A Financial Instrument for HHF Program $ - Purchase Financial Instrument for HHF Program $ 81,128,260 $ - N/A 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 136,187,333 N/A 4 4/1/2016 Purchase Financial Instrument for HHF Program $ - $ 51,945,211 N/A 7 6/28/2016 Purchase Financial Instrument for HHF Program $ - $ 32,794,226 8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 281,963 Nashville TN 29,136 415,512,054 3 9/23/2010 Tennessee Housing Development Agency $ $ TOTAL INVESTMENT AMOUNT $ 28,774,267 N/A N/A $ 302,336,993 $ 9,600,000,000 N/A 1) The purchase will be incrementally funded up to the investment amount. 2) On 9/23/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument. 3) On 9/29/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument. 4) On 4/1/2016, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument. 5) On 5/3/2016, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument. 6) On 6/1/2016, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument. 7) On 6/28/2016, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument. 8) On 1/31/2018, Treasury updated program allocations due to an annual assessment and reallocation. 160 FHA SHORT REFINANCE PROGRAM Seller Footnote Date 1 9/3/2010 2 3/4/2013 3 4 Name Citigroup, Inc. City State Transaction Type NY Purchase Initial Investment Amount Investment Description Investment Adjustments Investment Amount Pricing Mechanism $ 8,117,000,000 N/A $ (7,092,000,000) $ 1,025,000,000 N/A 3/31/2015 $ (900,000,000) $ 125,000,000 N/A 9/28/2017 $ (80,000,000) $ 45,000,000 N/A New York Facility Purchase Agreement $ 8,117,000,000 $ - TOTAL INVESTMENT AMOUNT $ 45,000,000 1) On September 3, 2010, the U.S. Department of the Treasury and Citibank, N.A. entered into a facility purchase agreement (the 'L/C Facility Agreement"), which allowed Treasury to demand from Citigroup the issuance of an up to $8 billion, 10-year letter of credit (the "L/C"). Treasury will increase availability under the L/C incrementally in proportion to the mortgages refinanced under the FHA Short Refinance program during the eligibility period. After that time, the amount of the L/C will be capped at the thencurrent level. Under the terms of the L/C Facility Agreement, Treasury could incur fees for the availability and usage of the L/C up to a maximum amount of $117 million. 2) On March 4, 2013, the U.S. Department of the Treasury and Citibank, N.A. entered into Amendment No. 1 to the L/C Facility Agreement, which reduced the maximum amount of the L/C from $8 billion to $1 billion; extends by two years the period of time Treasury has to increase the L/C to cover new loans that are entered into the program; and modified the fee structure paid to Citibank, N.A. Based on this new fee structure and the lower L/C, Treasury expects that the fees incurred for the availability and usage of the L/C will not exceed $25 million. 3) On March 31, 2015, the U.S. Department of the Treasury and Citibank, N.A. entered into Amendment No. 2 to the L/C Facility Agreement. Amendments included reducing the maximum amount of the L/C from $1 billion to $100 million; extending by approximately two years the term of the L/C and the period of time Treasury has to increase the L/C to cover new loans entered into the program; and modifying the structure of administrative fees associated with the facility. 4) On September 28, 2017, the U.S. Department of the Treasury and Citibank, N.A. entered into Amendment No. 3 to the L/C Facility Agreement. Amendments included reducing the maximum amount of the L/C from $100 million to $27 million, and modifying the structure of administrative fees associated with the facility. 161 U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Projected Costs and Liabilities [Section 105(a)(3)(E)] For Period Ending March 31, 2019 Type of Expense/Liability Amount None Note: Treasury interprets this reporting requirement as applicable to costs and liabilities related to insurance contracts entered into under the provisions of section 102 of the EESA; and the single insurance contract with Citigroup was terminated on December 23, 2009. 162 U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Programmatic Operating Expenses [Section 105(a)(3)(F)] For Period Ending March 31, 2019 Type of Expense Amount Compensation for financial agents and legal firms $1,428,964,825 163 U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Description of Vehicles Established [Section 105(a)(3)(H)] For Period Ending March 31, 2019 Date Vehicle Description None 164 HAMP Application Activity by Servicer 1 As of December 2017 Servicer Name Bank of America, NA BankUnited Bayview Loan Servicing, LLC Carrington Mortgage Services, LLC Citizens Bank, N.A. 6 CIT Bank, NA CitiMortgage Inc Ditech Financial LLC7 JPMorgan Chase Bank, NA Nationstar Mortgage, LLC dba Mr Cooper Navy Federal Credit Union Ocwen Loan Servicing, LLC ORNL Federal Credit Union PennyMac Loan Services, LLC PNC Bank NA8 Select Portfolio Servicing, Inc. Specialized Loan Servicing LLC U.S. Bank National Association Wells Fargo Bank, NA 9 Other Servicers TOTAL Activity in December 2017 # Requests # Requests # Requests Processed 3 Approved 4 Denied 5 2 2 22 22 99 99 123 123 # Requests Received 2 1,524,748 9,959 92,548 105,590 39,479 388,421 614,753 131,064 1,853,776 633,038 16,222 1,679,549 824 24,545 53,888 304,067 130,912 161,867 1,619,166 212,677 9,597,093 Program-to-Date # Requests # Requests Processed 3 Approved 4 1,505,172 588,284 9,959 4,970 92,371 20,911 105,590 27,443 39,479 7,041 388,329 103,632 613,454 194,845 131,064 50,828 1,847,897 455,099 633,038 134,794 16,222 2,509 1,653,002 507,500 824 66 24,545 6,706 53,846 29,336 295,044 139,397 130,892 22,932 161,862 49,525 1,611,573 455,124 212,504 111,096 9,526,667 2,912,038 # Requests Denied 5 916,888 4,989 71,460 78,147 32,438 284,697 418,609 80,236 1,392,798 498,244 13,713 1,145,502 758 17,839 24,510 155,647 107,960 112,337 1,156,449 101,408 6,614,629 This report is sourced from the Monthly Servicer Survey of select servicers participating in MHA under a Servicer Participation Agreement. All data in this report reflects what is provided by servicers participating in the survey and is not separately validated by Treasury. Servicers regularly perform evaluation and refinement of reporting, which can lead to updating of Program-to-Date results. Due to the MHA Program Modification Effective Date Cut-off of December 1, 2017, the December 2017 version of this report is the last issued and includes data collected from servicers through December 31, 2017. Requests received that were not processed as of December 2017 may be attributable to a variety of reasons, including failure to submit a complete mortgage modification request. Borrowers whose requests were not processed may have been offered a Streamline HAMP Modification. 1 "Requests Received" is the total number of mortgage modification requests received, as reported by servicers. Cumulative Requests Received include all mortgage modification requests received since implementation of Supplemental Directive 10-02, effective June 1, 2010, and any requests that were approved for a trial modification prior to implementation of such guidance. As noted in Footnote 1 above, some servicers may include all mortgage modification requests received, whereas they previously included only requests that met basic HAMP eligibility criteria. As of January 2017, servicers were no longer required to provide monthly requests received volumes. Due to the December 30, 2016 HAMP application deadline, servicers will not report any requests received after that date and therefore, the monthly Requests Received column has been removed from the report. Servicers continue to evaluate and decision requests which were submitted by the application deadline. 2 3 "Requests Processed" is the sum of Requests Approved and Requests Denied, defined below. "Requests Approved" is the total number of complete mortgage modification requests approved for a trial modification under HAMP and trial offers sent to the borrowers, as reported by servicers. Note that all Requests Approved do not become Active Trials because some borrowers do not accept the trial or fail to make the first trial payment. 4 "Requests Denied" is the total number of mortgage modification requests not approved for a trial modification under HAMP and the decision communicated to the borrower by the servicer in accordance with program guidance, as reported by servicers. Cumulative Requests Denied include all mortgage modification requests denied and communicated to the borrower by the servicer since implementation of Supplemental Directive 10-02, effective June 1, 2010; servicers do not report Requests Denied prior to then as relevant data is incomplete. Figures include HAMP mortgage modification requests denied due to insufficient documentation, failure to meet basic eligibility criteria, and/or other reasons. 5 6 Formerly OneWest Bank. 7 Formerly GreenTree Servicing LLC. 8 Includes both PNC Bank, NA and PNC Mortgage, formerly National City Bank. 9 Includes servicers that are no longer actively participating in the survey process or those whose Servicer Participation Agreement has been terminated. These servicers no longer submit a survey, and their results only 165
@FedFRASER