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Monthly Report to Congress
September 2017
October 10, 2017
Troubled Asset Relief Program
U.S. Department of the Treasury
Table of Contents
Section
Program Updates
Capital Purchase Program
Community Development Capital Initiative
Making Home Affordable
Hardest Hit Fund
Lifetime Costs
CPP & CDCI Institutions
Administrative Obligations and Expenditures
Agreements under TARP
Insurance Contracts
Transactions Report
Investment Programs
Home Affordable Modification Program
Projected Costs and Liabilities
Programmatic Operating Expenses
Description of Vehicles Established
HAMP Application Activity by Servicer
1
Page Number
1
1
2
3
4
5
6
8
9
14
15
15
64
138
139
140
141
Legislative Requirement 1
EESA §105(a)(1)
Additional Information
EESA §105(a)(2)
EESA §105(a)(3)(A)
EESA §105(a)(3)(B)
EESA §105(a)(3)(C,D,G)
EESA §105(a)(3)(E)
EESA §105(a)(3)(F)
EESA §105(a)(3)(H)
Dodd-Frank §1483(b)
EESA (Emergency Economic Stabilization Act of 2008); Dodd-Frank (Dodd-Frank Wall Street Reform and Consumer
Protection Act).
Capital Purchase Program (CPP)
CPP Snapshot
Total Institutions Funded
Full Repayments
SBLF Repayments
CDCI Conversions
Sold Investments
Auctioned Investments
In Bankruptcy/Receivership
Merged Institutions
Total Remaining Institutions
Partial Repayments
Partial Sales
Currently in Common2
September 2017 Activity
Institution
707
263
137
28
46
190
33
4
6
0
1
1
Total CPP Proceeds1
$226.8 billion
$196.61
$200
$150
$100
$50
$19.03
$3.04
$8.07
$Repayments
Auctions
Total
Dividends,
Interest &
Other Income
Warrant
Income
Date
Additional Information
Amount
Broadway Financial Corporation3
9/7/2017
9/21/2017
Sold
Partial Sale
$5,805,896
$3,928,001
$1,877,894
Warrant Repurchases & Sales
Xenith Bankshares, Inc.
9/13/2017
Repurchased
$1,671,000
$1,671,000
Repurchases & Sales
Grand Mountain Bancshares, Inc.
Monthly Dividends
None
Remaining CPP Institutions
$0
Institution
1
2
3
4
5
6
Location
OneFinancial Corporation
OneUnited Bank
Harbor Bankshares Corporation
Pinnacle Bank Holding Company, Inc.
Little Rock, AR
Boston, MA
Baltimore, MD
Orange City, FL
Los Angeles, CA
St. Louis, MO
Broadway Financial Corporation3
St. Johns Bancshares, Inc.
Amount Outstanding
(millions)
$17.30
$12.06
$6.80
$4.39
$3.98
$3.00
1
Repayments: Actual collections as of September 30, 2017, including (i) $2.21 billion in CPP investments refinanced under the Small Business Lending
Fund (SBLF), a program created by Congress outside of TARP under which certain CPP institutions were allowed to repay TARP funds by borrowing
under that program, and (ii) $0.36 billion in exchanges of CPP investments into the Community Development Capital Initiative (CDCI), as permitted
under the terms of that program. Auctions: Includes net proceeds from all auctions of CPP preferred and note securities where cash has settled with
OFS as of September 30, 2017. Warrant Income: Net Proceeds. Includes proceeds from exercised warrants.
2
Institutions where Treasury has converted its original investment at a discount into shares of common stock in the institution.
3
On August 22, 2013, Treasury exchanged its preferred stock in Broadway Financial Corporation (Broadway) for 10,146 shares of common stock
equivalent representing 50% of the liquidation preference of the preferred stock, plus 100% of previously accrued and unpaid dividends on the
preferred stock. On December 5, 2013, Treasury's 10,146 shares of common stock equivalent in Broadway converted to 10,146,000 shares of common
stock. On December 22, 2016, Treasury sold part of its CPP common stock (4,702,860 shares) to Broadway Financial Corporation, First Republic
Bank, and Broadway Federal Bank, f.s.b Employee Ownership Trust. On June 28, 2017, Treasury sold part of its CPP common stock (1,832,092) to
Pacific Western Bank and Community Bank. On September 21, 2017, Treasury sold part of its CPP common stock (916,046) to Pacific Premier Bank.
1
Community Development Capital Initiative (CDCI)
CDCI Snapshot
Total Institutions Funded
Full Repayments
Early Repurchase
In Bankruptcy/Receivership
Merged Institutions
Total Remaining Institutions
Partial Repayments
Partial Early Repurchase
Currently in Common
September 2017 Activity
Institution
Repurchases
Fairfax County Federal Credit Union
84
36
24
1
1
22
2
3
1
Date
Additional Information
Amount
9/13/2017
Full Repurchase
$8,044,000
$8,044,000
Monthly Dividends
$12,513
Top 10 Remaining CDCI Institutions
Institution
1
2
3
4
5
6
7
8
9
10
Location
Carver Bancorp, Inc1
First American International Corp.
IBC Bancorp, Inc.
Citizens Bancshares Corporation
Hope Federal Credit Union
Community Bank of the Bay
Carter Federal Credit Union
Cooperative Center Federal Credit Union
Tri-State Bank of Memphis
Community First Guam Federal Credit Union
New York, NY
Brooklyn, NY
Chicago, IL
Atlanta, GA
Jackson, MS
Oakland, CA
Springhill, LA
Berkeley, CA
Memphis, TN
Hagatna, GU
Amount Outstanding
(millions)
$18.98
$17.00
$8.09
$7.46
$4.52
$4.06
$3.80
$2.80
$2.80
$2.65
1
On October 28, 2011, Treasury completed the exchange of all Carver Bancorp, Inc. (Carver) preferred stock held by Treasury for 2,321,286 shares of Carver common stock, pursuant to the
terms of the agreement between Treasury and Carver entered into on June 29, 2011. Accrued and previously unpaid dividends were paid on the date of the exchange.
2
Making Home Affordable (MHA)
Program Update1
The Consolidated Appropriations Act, 2016, signed into law on December 18, 2015, provided that the MHA Program
would terminate on December 31, 2016, except with respect to certain loan modification applications made before
such date. As set forth in program guidelines, MHA servicers were required to evaluate applications submitted before
the deadline and offer trial modifications to eligible applicants by September 1, 2017.
As of September 30, 2017, $23.5 billion of MHA funds have been committed for existing MHA transactions. Of this
amount, $17.9 billion has been disbursed and $5.6 billion is committed for the payment of future financial incentives.
The committed and disbursed funds do not include funds needed for future MHA transactions.
In total2, more than 2.9 million homeowner assistance actions have taken place under MHA programs. These include
permanent first and second lien mortgage modifications, completed short sales and deeds-in-lieu of foreclosure, and
unemployment forbearance plans.
HAMP Activity through August 2017
All Trials Started
Tier 1
Tier 2
Trial
Modifications
Streamline HAMP
Trials Reported Since Last Report
Active Trials
All Permanent Modifications Started
Tier 1
Tier 2
Permanent
Streamline HAMP
Modifications
Permanent Modifications Reported Since Last Report
Active Permanent Modifications
Median Monthly Savings
2,537,826
2,239,261
237,116
61,449
1,084
4,006
1,731,329
1,471,894
216,451
42,984
2,508
916,345
(466.21)
$
Other MHA Program Activity through August 2017
Program-to-Date
FHA and RD-HAMP Permanent Modifications Started
2MP Modifications Started
HAFA Transactions Completed
3
UP Forbearance Plans Started
1
2
3
141,139
165,821
471,615
46,485
Reported Since
Prior Period
273
55
1,538
N/A
For more information about Treasury’s housing programs, please visit: http://www.treasury.gov/initiatives/financial-stability/TARPPrograms/housing/Pages/default.aspx.
Program Total Includes: Government Sponsored Enterprise (GSE) and Non-GSE HAMP permanent modifications; FHA- and RD-HAMP
modification; and GSE Standard Modifications since October 2011 under the GSEs’ Servicer Alignment Initiative as reported by the GSEs to
Treasury. HAFA Transactions Completed in the ‘Other MHA Programs’ table includes both GSE and Non-GSE HAFA transactions completed,
including those completed by the GSEs since the GSEs jointly streamlined their short sale and deed-in-lieu of foreclosure programs in November
2012. The GSE Standard HAFA program is closely aligned with Treasury’s MHA HAFA program.
The Unemployment Program total reflects activity through the program end date of 12/30/2016 as reported by servicers in the final monthly
program survey.
3
Hardest Hit Fund (HHF)
Program Changes in September
1
Rhode Island received approval to reallocate funds from their principal reduction program to their down
payment assistance program.
Funds Drawn Down in September
State
Kentucky
Amount (millions)
20
8,441
$
Total Drawn to Date $
Funds Drawn as of September 30, 2017
State (% Cap Disbursed)
$0.00
Alabama (43.7%)
Arizona (88.3%)
$1,250,000,000.00
$71,000,000
$2,500,000,000.00
Drawndown
California (99%)
Washington D.C. (63.4%)
$2,334,275,483
$18,234,860
Florida (91.2%)
Georgia (72.4%)
$1,035,436,884
$267,983,000
Illinois (82.3%)
Indiana (89.3%)
Kentucky (89.1%)
$588,619,080
$253,306,647
$184,500,000
Michigan (85.5%)
Mississippi (70%)
$650,846,547
$101,038,832
North Carolina (86.6%)
New Jersey (78.4%)
Nevada (67.2%)
$611,723,211
$325,513,704
$136,435,596
Ohio (96.4%)
Oregon (89%)
Rhode Island (80.1%)
South Carolina (81.3%)
Tennessee (77.9%)
Remaining
$261,280,261
$734,762,067
$280,042,786
$92,851,573
$258,000,000
$235,315,593
4
Lifetime Costs
Program Update
When Congress created TARP, it authorized up to $700 billion for the programs. That authority was later reduced to $475 billion. To date, a total of $438.1
billion has been disbursed under TARP. As of September 30, 2017, cumulative collections under TARP, together with Treasury’s additional proceeds from
the sale of non-TARP shares of AIG,¹ total $442.5 billion, exceeding disbursements by $4.4 billion.² Treasury estimates that the combined overall cost of
TARP will be approximately $32.3 billion. These estimates do not include Treasury’s additional proceeds from its non-TARP AIG shares. For a monthly
snapshot of the amount of funds obligated, the amount disbursed, repayments, income received and any losses by program, please visit the Monthly
TARP Update at: http://www.treasury.gov/initiatives/financial-stability/reports/Pages/daily-tarp-reports.aspx.
Programs as of September 30, 2017 (dollar amounts in billions)
Obligation/
Commitment
Bank Support Programs:
Capital Purchase Program (CPP):
Citigroup
Other banks with assets $10 billion or greater
Banks with assets less than $10 billion4
Total
Targeted Investment Program (TIP)
Asset Guarantee Program (AGP)5
Community Development Capital Initiative (CDCI)
Credit Market Programs:
Public-Private Investment Program (PPIP):
Equity
Debt
Total
Term Asset Backed Securities Lending Facility (TALF)
Purchase SBA 7(a) Securities (SBA)
Other Programs:
American International Group (AIG):
Preferred Stock
Common Stock
Total
Disbursed as of
September 30
Outstanding
Investment
Balance as of
September 30
Estimated Lifetime
Cost as of
June 30 3
$
$
$
$
$
$
$
25.00
165.33
14.57
204.89
40.00
5.00
0.57
$
$
$
$
$
$
$
25.00
165.33
14.57
204.89
40.00
0.00
0.57
$
$
$
$
$
$
$
0.05
0.05
0.08
$
$
$
$
$
$
$
(6.89)
(10.24)
0.81
(16.31)
(4.00)
(4.00)
0.07
$
$
$
$
$
6.25
12.38
18.63
0.10
0.37
$
$
$
$
$
6.25
12.38
18.63
0.10
0.37
$
-
$
$
$
$
$
(3.06)
0.33
(2.73)
(0.61)
(0.00)
$
$
$
20.29
47.54
67.84
$
$
$
20.29
47.54
67.84
$
$
-
$
$
$
15.18
15.18
Automotive Industry Financing Program (AIFP)
$
79.69
$
79.69
$
-
$
12.16
Sub-total for Investment Programs6
$
417.09
$
411.72
$
0.12
$
(0.25)
Making Home Affordable
Hardest Hit Fund7
FHA-Refinance8
Sub-total for Housing Programs
$
$
$
27.78
9.60
0.05
$
$
$
17.95
8.44
0.02
n/a
n/a
n/a
$
$
$
22.98
9.60
0.02
$
37.43
$
26.41
n/a
$
32.60
$
454.59
$
438.13
0.12
$
32.35
n/a
$
(17.55)
0.12
$
14.80
Total for TARP Programs
Total for TARP Programs and Additional AIG Shares
$
454.51
$
n/a
n/a
Additional AIG Common Shares Held by Treasury9
$
$
$
$
438.13
$
1
For more information, see note 10 to the Monthly TARP Update: http://www.treasury.gov/initiatives/financial-stability/reports/Pages/daily-tarp-reports.aspx
2
Treasury is continuing to disburse funds related to its housing programs, and continuing to recoup its outstanding investments.
3
4
5
6
Estimated lifetime cost figures for investment programs and FHA-Refinance are as of June 30, 2017. Figures include interest on reestimates. Lifetime cost information for Making Home
Affordable and Hardest Hit Fund reflect the cost estimates based on actual and projected volume as of June 30, 2017.
The law creating the Small Business Lending Fund (SBLF) provided that banks could refinance securities issued under the CPP and CDCI programs with securities issued under the SBLF.
A total of 137 CPP banks refinanced under the SBLF resulting in repayments of $2.21 billion in CPP investments.
Estimated lifetime cost for AGP includes $276 million for the termination fee Bank of America paid Treasury-OFS for the value received from the announcement of the negotiations on the
guarantee and share losses on a pool of assets.
$411.72 is the actual amount disbursed under the various TARP investment programs as opposed to obligations totaling $412.08. This is because 28 CPP banks converted from the CPP
program to the CDCI program and those conversions, totaling $363.3 million, are not reflected as new disbursements.
7
In December, 2015, Congress passed the Consolidated Appropriations Act, 2016, which gave the Secretary of the Treasury the authority to commit up to $2 billion in additional TARP funds
to current HHF program participants. The additional $2 billion was obligated by Treasury as of June 2016 and is included in the total amount obligated for HHF.
8
In September 2017 the letter of credit was reduced from $100 million to $27 million. The figures in this line also include $18 million obligated for administrative expenses associated with the
letter of credit.
9
As discussed in note 10 to the Monthly TARP Update, Treasury’s investment in AIG common shares consisted of shares acquired in exchange for preferred stock purchased with TARP
funds (TARP shares) and shares received from the trust created by the FRBNY for the benefit of Treasury as a result of its loan to AIG (non-TARP shares). Treasury managed the TARP
shares and non-TARP shares together, and disposed of them pro-rata in proportion to its holdings. Only the TARP shares are included under “Other Programs—AIG” and the lifetime cost
estimate shows a loss based on Treasury’s cost basis in the TARP shares alone. However, a gain is shown for the non-TARP shares on the line entitled “Additional AIG Common Shares
Held by Treasury” because Treasury’s cost basis in such shares was deemed to be zero. When the TARP shares and non-TARP shares are considered together, Treasury’s cost on a cash
basis was $28.73 per share. TARP estimates include financing costs (borrowing) from the time of initial investment through the close of the program.
5
Troubled Asset Relief Program
CPP & CDCI Institutions
As of September 30, 2017
A. Remaining CPP Portfolio Institutions
B. CPP Institutions Entered into Bankruptcy/Receivership - Realized Loss/Write-Off
C. Remaining CDCI Portfolio Institutions
D. CDCI Institutions Entered into Bankruptcy/Receivership - Realized Loss/Write-Off
A. Remaining CPP Portfolio Institutions
Public/P Amount
rivate
Outstanding
Private
$
17,300,000.00
Private
$
12,063,000.00
Public
$
6,800,000.00
Private
$
4,389,000.00
Public
$
3,984,331.76
Private
$
3,000,000.00
47,536,331.76
Total $
*Original Investment has been converted at a discount into common stock in the institution. Amount shown is original investment amount
Institution Name
OneFinancial Corporation
OneUnited Bank
Harbor Bankshares Corporation
Pinnacle Bank Holding Company, Inc.
Broadway Financial Corporation*
St. Johns Bancshares, Inc.
Location
Little Rock, AR
Boston, MA
Baltimore, MD
Orange City, FL
Los Angeles, CA
St. Louis, MO
B. CPP Institutions Entered into Bankruptcy/Receivership - Realized Loss/Write-Off
Institution Name
CIT Group Inc.*
UCBH Holdings, Inc.
Pacific Coast National Bancorp*
Midwest Banc Holdings, Inc.*
Sonoma Valley Bancorp
Pierce County Bancorp
Tifton Banking Company*
Legacy Bancorp, Inc.
Superior Bancorp Inc.
FPB Bancorp Inc.
One Georgia Bank*
Integra Bank Corporation
Citizens Bancorp
CB Holding Corp.
Tennessee Commerce Bancorp, Inc.
Blue River Bancshares, Inc.
Fort Lee Federal Savings Bank*
Gregg Bancshares, Inc.
GulfSouth Private Bank*
Investors Financial Corporation of Pettis County, Inc.
First Place Financial Corporation*
Princeton National Bancorp
Premier Bank Holding Company*
Gold Canyon Bank*
Indiana Bank Corp.*
Rogers Bancshares, Inc.
Anchor Bancorp Wisconsin, Inc.*
TCB Holding Company
Syringa Bancorp
Idaho Bancorp*
Rising Sun Bancorp
Western Community Bancshares, Inc.
Cecil Bancorp, Inc.
*Institution has exited the bankruptcy/receivership process
Bankruptcy/ Receivership Date
11/1/2009
11/6/2009
11/13/2009
5/14/2010
8/20/2010
11/5/2010
11/12/2010
3/11/2011
4/15/2011
7/15/2011
7/15/2011
7/29/2011
9/23/2011
10/14/2011
1/27/2012
2/10/2012
4/20/2012
7/13/2012
10/19/2012
10/19/2012
10/29/2012
11/2/2012
8/14/2012
4/5/2013
4/9/2013
7/5/2013
8/12/2013
12/13/2013
1/31/2014
4/24/2014
10/17/2014
11/7/2014
6/30/2017
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Realized Loss/ Write-Off
2,330,000,000.00
298,737,000.00
4,120,000.00
84,784,000.00
8,653,000.00
6,800,000.00
3,800,000.00
5,498,000.00
69,000,000.00
5,800,000.00
5,500,000.00
83,586,000.00
10,400,000.00
4,114,000.00
30,000,000.00
5,000,000.00
1,300,000.00
825,000.00
7,500,000.00
4,000,000.00
72,927,000.00
25,083,000.00
9,500,000.00
1,607,000.00
1,312,000.00
25,000,000.00
104,000,000.00
11,730,000.00
8,000,000.00
6,900,000.00
5,983,000.00
7,290,000.00
11,560,000.00
6
C. Remaining CDCI Portfolio Institutions
Institution Name
Carver Bancorp, Inc*
First American International Corp.
IBC Bancorp, Inc.
Citizens Bancshares Corporation
Hope Federal Credit Union
Community Bank of the Bay
Carter Federal Credit Union
Cooperative Center Federal Credit Union
Tri-State Bank of Memphis
Community First Guam Federal Credit Union
Opportunities Credit Union
D.C. Federal Credit Union
Tulane-Loyola Federal Credit Union
Northeast Community Federal Credit Union
North Side Community Federal Credit Union
Neighborhood Trust Federal Credit Union
Buffalo Cooperative Federal Credit Union
Vigo County Federal Credit Union
Episcopal Community Federal Credit Union
Liberty County Teachers Federal Credit Union
Union Baptist Church Federal Credit Union
East End Baptist Tabernacle Federal Credit Union
Location
New York, NY
Brooklyn, NY
Chicago, IL
Atlanta, GA
Jackson, MS
Oakland, CA
Springhill, LA
Berkeley, CA
Memphis, TN
Hagatna, GU
Burlington, VT
Washington, DC
New Orleans, LA
San Francisco, CA
Chicago, IL
New York, NY
Buffalo, NY
Terre Haute, IN
Los Angeles, CA
Liberty, TX
Fort Wayne, IN
Bridgeport, CT
Amount Outstanding
$
18,980,000.00
$
17,000,000.00
$
8,086,000.00
$
7,462,000.00
$
4,520,000.00
$
4,060,000.00
$
3,800,000.00
$
2,799,000.00
$
2,795,000.00
$
2,650,000.00
$
1,091,000.00
$
500,000.00
$
424,000.00
$
350,000.00
$
325,000.00
$
283,000.00
$
145,000.00
$
102,450.00
$
100,000.00
$
87,000.00
$
10,000.00
$
7,000.00
75,576,450.00
Total $
*Original Investment has been converted into common stock in the institution. Amount shown is original investment amount.
D. CDCI Institutions Entered into Bankruptcy/Receivership - Realized Loss/Write-Off
Institution Name
Premier Bancorp, Inc.*
*Institution has exited the bankruptcy/receivership process
Realized Loss/ Write-Off
Amount
6,704,100.00
1/29/2013 $
Bankruptcy/ Receivership Date
7
United States Department of the Treasury
Office of Financial Stability
Report of Administrative Obligations and Expenditures
For Period Ending
September 30, 2017
PERSONNEL SERVICES
NON-PERSONNEL
SERVICES
Budget
Object Class (BOC)
Budget Object Class Title
Obligations
1100, 1200 & 1300 PERSONNEL COMPENSATION & BENEFITS
$
165,789,876
PERSONNEL SERVICES Total: $
165,789,876
2100
TRAVEL & TRANSPORTATION OF PERSONS
$
2,911,142
2200
TRANSPORTATION OF THINGS
11,960
2300
RENTS, COMMUNICATIONS, UTILITIES & MISC CHARGES
735,745
2400
PRINTING & REPRODUCTION
1,757
2500
OTHER SERVICES
328,325,273
2600
SUPPLIES AND MATERIALS
2,409,795
3100
3200
4200
4300
For Period Ending
October 31, 2017
Expenditures
$
165,789,876
$
165,789,876
$
2,905,990
11,960
735,745
1,757
303,529,341
2,409,795
Projected
Obligations
$
166,420,000
$
166,420,000
$
2,916,000
12,000
736,000
2,000
329,839,000
2,410,000
Projected
Expenditures
$
166,420,000
$
166,420,000
$
2,910,000
12,000
736,000
2,000
305,372,000
2,410,000
323,678
324,000
324,000
EQUIPMENT
LAND & STRUCTURES
INSURANCE CLAIMS & INDEMNITIES
INTEREST & DIVIDENDS
NON-PERSONNEL SERVICES Total: $
323,678
715
334,720,063
$
715
309,918,980
$
1,000
336,240,000
$
1,000
311,767,000
GRAND TOTAL: $
500,509,939
$
475,708,856
$
502,660,000
$
478,187,000
Note: The amounts presented above are cumulative from the initiation of the TARP.
8
U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Agreements Under TARP [Section 105(a)(3)(A)]
For Period September 2017
Date Approved
10/10/2008
10/11/2008
10/14/2008
10/16/2008
10/17/2008
10/18/2008
10/29/2008
10/29/2008
10/31/2008
11/09/2008
11/17/2008
11/25/2008
12/03/2008
12/05/2008
12/10/2008
12/10/2008
12/15/2008
12/16/2008
12/22/2008
12/24/2008
01/06/2009
01/07/2009
01/27/2009
01/27/2009
01/30/2009
01/30/2009
02/02/2009
02/03/2009
02/09/2009
02/12/2009
02/18/2009
02/18/2009
02/20/2009
02/20/2009
02/20/2009
02/20/2009
02/26/2009
02/27/2009
03/06/2009
03/16/2009
03/30/2009
03/30/2009
03/30/2009
03/30/2009
03/30/2009
03/31/2009
04/03/2009
04/03/2009
04/17/2009
04/17/2009
04/21/2009
Type of Transaction
Contract
Contract
Financial Agent
Contract
Contract
Contract
Contract
Contract
Contract
Interagency Agreement
Interagency Agreement
Interagency Agreement
Interagency Agreement
Contract
Contract
Contract
Interagency Agreement
Interagency Agreement
Interagency Agreement
Contract
Interagency Agreement
Contract
Contract
Contract
Interagency Agreement
Contract
Interagency Agreement
Interagency Agreement
Contract
Contract
Financial Agent
Financial Agent
Interagency Agreement
Interagency Agreement
Contract
Contract
Interagency Agreement
Interagency Agreement
Contract
Financial Agent
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Interagency Agreement
Contract
Financial Agent
Vendor
Simpson Thacher & Bartlett LLP
Ennis Knupp & Associates Inc.
The Bank of New York Mellon
PricewaterhouseCoopers LLP
Turner Consulting Group, Inc.
Ernst & Young LLP
Hughes Hubbard & Reed LLP
Squire, Sanders & Dempsey LLP
Lindholm & Associates, Inc.
Internal Revenue Service (IRS)
Internal Revenue Service (IRS)
Department of the Treasury - Departmental Offices
Trade and Tax Bureau - Treasury
Washington Post
Thacher Proffitt & Wood LLP
Sonnenschein Nath & Rosenthal LLP
Office of Thrift Supervision
Department of Housing and Urban Development
Office of Thrift Supervision
Cushman And Wakefield Of VA Inc.
U.S. Securities and Exchange Commission
Colonial Parking Inc.
Whitaker Brothers Business Machines Inc
Cadwalader Wickersham & Taft LLP
Office of the Comptroller of the Currency
Sonnenschein Nath & Rosenthal LLP
Government Accountability Office
Internal Revenue Service (IRS)
Pat Taylor and Associates, Inc.
Locke Lord Bissell & Liddell LLP
Fannie Mae
Freddie Mac
Office of Thrift Supervision
FINANCIAL CLERK U.S. SENATE
Venable LLP
Simpson Thacher & Bartlett LLP
U.S. Securities and Exchange Commission
Pension Benefit Guaranty Corporation
The Boston Consulting Group
EARNEST Partners
Cadwalader Wickersham & Taft LLP
Bingham McCutchen LLP
Haynes and Boone LLP
Mckee Nelson LLP
Sonnenschein Nath & Rosenthal LLP
FI Consulting Inc.
American Furniture Rentals, Inc.
The Boston Consulting Group
Bureau of Engraving and Printing (BEP)
Herman Miller, Inc.
Alliance Bernstein L.P.
Purpose
Legal Advisory
Investment and Advisory Services
Custodian and Cash Management
Accounting/Internal Controls
Archiving Services
Accounting/Internal Controls
Legal Advisory
Legal Advisory
Human Resources Services
Administrative Support
Information Technology
Administrative Support
Information Technology
Administrative Support
Legal Advisory
Legal Advisory
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Facilities Support
Legal Advisory
Administrative Support
Legal Advisory
Compliance
Administrative Support
Administrative Support
Legal Advisory
Homeownership Program
Homeownership Program
Administrative Support
Financial Advisory
Legal Advisory
Legal Advisory
Administrative Support
Legal Advisory
Financial Advisory
Small Business Assistance Program
Legal Advisory
Legal Advisory
Legal Advisory
Legal Advisory
Legal Advisory
Accounting/Internal Controls
Administrative Support
Financial Advisory
Administrative Support
Facilities Support
Asset Management Services
Socio-Economic Category
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Woman-Owned Small Business,Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Business
Other Than Small Business
Other Than Small Business
Woman-Owned Small Business,Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Disadvantaged Business, Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Business
Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
9
04/21/2009
04/21/2009
04/30/2009
05/05/2009
05/13/2009
05/14/2009
05/15/2009
05/20/2009
05/22/2009
05/26/2009
05/26/2009
06/09/2009
06/29/2009
07/17/2009
07/30/2009
07/30/2009
07/30/2009
08/10/2009
08/10/2009
08/18/2009
08/25/2009
09/02/2009
09/10/2009
09/11/2009
09/18/2009
09/30/2009
09/30/2009
09/30/2009
09/30/2009
11/09/2009
12/16/2009
12/22/2009
12/22/2009
12/22/2009
12/22/2009
12/22/2009
12/22/2009
12/22/2009
01/14/2010
01/15/2010
02/16/2010
02/16/2010
02/18/2010
03/08/2010
03/12/2010
03/22/2010
03/26/2010
03/29/2010
04/02/2010
04/08/2010
04/12/2010
04/22/2010
04/22/2010
04/23/2010
05/04/2010
05/17/2010
06/24/2010
06/30/2010
07/21/2010
07/21/2010
07/22/2010
07/22/2010
Financial Agent
Financial Agent
Interagency Agreement
Interagency Agreement
Interagency Agreement
Contract
Contract
Interagency Agreement
Interagency Agreement
Contract
Contract
Interagency Agreement
Interagency Agreement
Contract
Contract
Contract
Contract
Interagency Agreement
Interagency Agreement
Contract
Interagency Agreement
Contract
Contract
Contract
Interagency Agreement
Contract
Contract
Contract
Contract
Interagency Agreement
Interagency Agreement
Contract
Financial Agent
Financial Agent
Financial Agent
Financial Agent
Financial Agent
Financial Agent
Interagency Agreement
Contract
Interagency Agreement
Contract
Interagency Agreement
Contract
Interagency Agreement
Interagency Agreement
Interagency Agreement
Financial Agent
Interagency Agreement
Contract
Contract
Contract
Contract
Contract
Interagency Agreement
Financial Agent
Contract
Contract
Contract
Contract
Contract
Contract
FSI Group, LLC
Piedmont Investment Advisors, LLC
U.S. Department of State
Federal Reserve Board
Department of Treasury - US Mint
Knowledgebank Inc.
Phacil Inc.
U.S. Securities and Exchange Commission
Department of Justice - ATF
Anderson Mc Coy & Orta
Simpson Thacher & Bartlett LLP
Financial Management Service
Department of the Interior
Korn/Ferry International
Cadwalader Wickersham & Taft LLP
Debevoise & Plimpton, LLP
Fox, Swibel, Levin & Carroll, LLP
NASA
U.S. Department of Justice
The Mercer Group, Inc.
U.S. Department of Justice
Knowledge Mosaic Inc.
Equilar, Inc.
PricewaterhouseCoopers LLP
Department of the Treasury - ARC
Immixtechnology, Inc.
Immixtechnology, Inc.
Nna Incorporated
SNL Financial LC
Department of the Treasury - Departmental Offices
Internal Revenue Service (IRS)
Hughes Hubbard & Reed LLP
Avondale Investments, LLC
Bell Rock Capital, LLC
Howe Barnes Hoefer & Arnett, Inc.
KBW Asset Management, Inc.
Lombardia Capital Partners, LLC
Paradigm Asset Management Co., LLC
Government Accountability Office
Association of Govt Accountants
Internal Revenue Service (IRS)
The MITRE Corporation
Department of the Treasury - ARC
QualX Corporation
Department of the Treasury - Departmental Offices
Financial Management Service
Federal Maritime Commission
Morgan Stanley & Co. Incorporated
FINANCIAL CLERK U.S. SENATE
Squire, Sanders & Dempsey LLP
Hewitt EnnisKnupp, Inc.
Digital Management Inc.
MicroLink, LLC
RDA Corporation
Internal Revenue Service (IRS)
Lazard Fréres & Co. LLC
Reed Elsevier PLC (dba LexisNexis)
The George Washington University
Regis & Associates, PC
Navigant Consulting, Inc.
PricewaterhouseCoopers LLP
Ernst & Young LLP
Asset Management Services
Asset Management Services
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Contract FOIA Support Services
Administrative Support
Administrative Support
Legal Advisory
Legal Advisory
Information Technology
Administrative Support
Administrative Support
Legal Advisory
Legal Advisory
Legal Advisory
Detailee(s)
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Accounting/Internal Controls
Administrative Support
Information Technology
Information Technology
Administrative Support
Financial Advisory
Administrative Support
Administrative Support
Legal Advisory
Asset Management Services
Asset Management Services
Asset Management Services
Asset Management Services
Asset Management Services
Asset Management Services
Compliance
Administrative Support
Administrative Support
Information Technology
Administrative Support
Administrative Support
Administrative Support
Information Technology
Administrative Support
Disposition Agent Services
Financial Advisory
Legal Advisory
Investment and Advisory Services
Information Technology
Administrative Support
Information Technology
Administrative Support
Transaction Structuring Services
Administrative Support
Administrative Support
Compliance
Compliance
Compliance
Compliance
Other Than Small Business
Small Disadvantaged Business, Small Business
Small Disadvantaged Business, Small Business
Small Disadvantaged Business, HUBZone Small Business, Small Business
Woman-Owned Small Business,Small Disadvantaged Business,Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Business
Small Disadvantaged Business,Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Business
Other Than Small Business
Other Than Small Business
Small Disadvantaged Business, Small Business
Woman-Owned Small Business, Small Business
Other Than Small Business
Other Than Small Business
Small Disadvantaged Business, Small Business
Small Disadvantaged Business, Small Business
Other Than Small Business
Other Than Small Business
Service-Disabled Veteran-Owned Small Business,Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Business
Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Disadvantaged Business,Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
10
07/22/2010
07/27/2010
08/06/2010
08/06/2010
08/06/2010
08/06/2010
08/06/2010
08/06/2010
08/06/2010
08/06/2010
08/06/2010
08/06/2010
08/06/2010
08/06/2010
08/06/2010
08/12/2010
08/30/2010
09/01/2010
09/17/2010
09/27/2010
09/30/2010
10/01/2010
10/01/2010
10/08/2010
10/08/2010
10/08/2010
10/08/2010
10/08/2010
10/08/2010
10/08/2010
10/08/2010
10/14/2010
10/26/2010
11/08/2010
11/18/2010
12/02/2010
12/29/2010
01/05/2011
01/18/2011
01/24/2011
01/26/2011
02/24/2011
02/28/2011
03/03/2011
03/10/2011
03/22/2011
04/20/2011
04/26/2011
04/27/2011
04/27/2011
04/27/2011
04/27/2011
04/27/2011
04/27/2011
04/28/2011
04/28/2011
04/28/2011
05/31/2011
05/31/2011
06/02/2011
06/09/2011
06/17/2011
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Interagency Agreement
Contract
Contract
Contract
Contract
Interagency Agreement
Interagency Agreement
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Interagency Agreement
Contract
Financial Agent
Contract
Contract
Contract
Financial Agent
Interagency Agreement
Contract
Contract
Interagency Agreement
Contract
Contract
Contract
Interagency Agreement
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Interagency Agreement
Contract
Contract
Contract
Contract
Contract
Contract
Schiff Hardin LLP
Legal Advisory
West Publishing Corporation
Administrative Support
Alston & Bird LLP
Legal Advisory
Sullivan Cove Reign Enterprises Jv
Legal Advisory
Perkins Coie LLP
Legal Advisory
Orrick, Herrington & Sutcliffe LLP
Legal Advisory
Cadwalader Wickersham & Taft LLP
Legal Advisory
Haynes and Boone LLP
Legal Advisory
Love and Long, LLP
Legal Advisory
Venable LLP
Legal Advisory
Fox, Swibel, Levin & Carroll, LLP
Legal Advisory
Seyfarth Shaw LLP
Legal Advisory
Shulman, Rogers, Gandal, Pordy & Ecker, PA
Legal Advisory
Hughes Hubbard & Reed LLP
Legal Advisory
Paul, Weiss, Rifkind, Wharton & Garrison LLP
Legal Advisory
Knowledge Mosaic Inc.
Administrative Support
Department of Housing and Urban Development
Administrative Support
CQ-Roll Call Inc.
Administrative Support
Bingham McCutchen LLP
Legal Advisory
Davis Audrey Robinette
Administrative Support
CCH Incorporated
Administrative Support
Department of the Treasury - Departmental Offices
Administrative Support
FINANCIAL CLERK U.S. SENATE
Financial Advisory
Management Concepts, Inc.
Administrative Support
Management Concepts, Inc.
Administrative Support
Management Concepts, Inc.
Administrative Support
Management Concepts, Inc.
Administrative Support
Management Concepts, Inc.
Administrative Support
Management Concepts, Inc.
Administrative Support
Management Concepts, Inc.
Administrative Support
Management Concepts, Inc.
Administrative Support
Hispanic Assoc Of Coll & Univ
Administrative Support
Government Accountability Office
Compliance
The Mitre Corporation
Information Technology
Greenhill & Co., LLC
Structuring and Disposition Services
Addx Corporation
Acquisition Support Services
Reed Elsevier PLC (dba LexisNexis)
Administrative Support
Canon U.S.A. Inc.
Administrative Support
Perella Weinberg Partners & Co.
Structuring and Disposition Services
Department of the Treasury - ARC
Administrative Support
Association of Govt Accountants
Administrative Support
ESI International Inc.
Administrative Support
Department of the Treasury - Departmental Offices
Administrative Support
Equilar, Inc.
Administrative Support
The Mercer Group, Inc.
Administrative Support
Harrison Scott Publications, Inc.
Administrative Support
Federal Reserve Bank of New York
Financial Advisory
PricewaterhouseCoopers LLP
Financial Advisory
ASR Analytics LLC
Financial Advisory
Oculus Group LLC
Financial Advisory
Ernst & Young LLP
Financial Advisory
Lani Eko & Company, CPAs, LLC
Financial Advisory
MorganFranklin Consulting, LLC
Financial Advisory
FI Consulting Inc.
Financial Advisory
KPMG LLP
Financial Advisory
Office of Personnel Management (OPM) - Western Management Administrative Support
Booz Allen Hamilton Inc.
Financial Advisory
Reed Elsevier PLC (dba LexisNexis)
Administrative Support
West Publishing Corporation
Administrative Support
ESI International Inc.
Administrative Support
CQ-Roll Call Inc.
Administrative Support
Winvale Group LLC
Subscription Services
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Disadvantaged Business,Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Woman-Owned Small Business,Small Disadvantaged Business,Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Business
Other Than Small Business
Other Than Small Business
Small Disadvantaged Business,Woman-Owned Small Business,Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Service-Disabled Veteran-Owned Small Business, Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Disadvantaged Business,Small Business
Other Than Small Business
Small Business
Other Than Small Business
Small Business
Small Disadvantaged Business,Woman-Owned Small Business,Small Business
Other Than Small Business
Small Disadvantaged Business,Small Business
Other Than Small Business
Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Business
11
07/28/2011
09/09/2011
09/13/2011
09/15/2011
09/29/2011
09/29/2011
10/04/2011
10/20/2011
11/18/2011
11/29/2011
12/20/2011
12/30/2011
12/30/2011
01/04/2012
01/05/2012
02/02/2012
02/07/2012
02/14/2012
02/27/2012
03/06/2012
03/14/2012
03/30/2012
03/30/2012
05/02/2012
05/02/2012
05/10/2012
06/12/2012
06/15/2012
06/30/2012
07/26/2012
08/01/2012
08/03/2012
09/19/2012
09/28/2012
11/19/2012
12/13/2012
12/19/2012
01/01/2013
01/01/2013
02/13/2013
02/21/2013
03/04/2013
03/07/2013
03/26/2013
03/27/2013
05/01/2013
05/10/2013
06/13/2013
08/01/2013
08/20/2013
09/25/2013
09/26/2013
11/22/2013
11/22/2013
11/27/2013
12/12/2013
12/18/2013
03/05/2014
03/12/2014
03/24/2014
04/14/2014
06/13/2014
Interagency Agreement
Interagency Agreement
Contract
Contract
Contract
Interagency Agreement
Interagency Agreement
Contract
Contract
Financial Agent
Contract
Interagency Agreement
Interagency Agreement
Interagency Agreement
Interagency Agreement
Contract
Financial Agent
Contract
Contract
Contract
Interagency Agreement
Interagency Agreement
Contract
Contract
Contract
Contract
Interagency Agreement
Contract
Contract
Contract
Interagency Agreement
Contract
Interagency Agreement
Contract
Interagency Agreement
Contract
Interagency Agreement
Financial Agent
Financial Agent
Contract
Financial Agent
Interagency Agreement
Interagency Agreement
Contract
Interagency Agreement
Interagency Agreement
Contract
Contract
Contract
Contract
Interagency Agreement
Contract
Interagency Agreement
Interagency Agreement
Interagency Agreement
Contract
Interagency Agreement
Interagency Agreement
Interagency Agreement
Contract
Contract
Contract
Internal Revenue Service (IRS)
Administrative Support
Financial Management Service
Intern
ADC LTD NM
Compliance
All Business Machines, Inc.
Administrative Support
Knowledge Mosaic Inc.
Administrative Support
Department of the Interior
Administrative Support
Internal Revenue Service (IRS)
Detailee
All Business Machines, Inc.
Administrative Support
QualX Corporation
Administrative Support
Houlihan Lokey, Inc.
Transaction Structuring Services
The Allison Group, LLC
Professional/Management Training
Department of the Treasury - ARC
Administrative Support
Department of the Treasury - Departmental Offices
Administrative Support
Government Accountability Office
Compliance
Office of Personnel Management (OPM) - Western Management Administrative Support
Moody's Analytics, Inc.
Administrative Support
Greenhill & Co., LLC
Structuring and Disposition Services
Association of Govt Accountants
Administrative Support
Diversified Search LLC
Financial Advisory
Integrated Federal Solutions, Inc.
Administrative Support
Department of the Interior
Administrative Support
Department of the Treasury - Departmental Offices - WCF
Administrative Support
E-Launch Multimedia, Inc.
Administrative Support
Cartridge Technologies, Inc.
Facilities Support
Cartridge Technologies, Inc.
Facilities Support
Equilar, Inc.
Administrative Support
U.S. Department of Justice
Administrative Support
QualX Corporation
Administrative Support
West Publishing Corporation
Subscription Services
Knowledge Mosaic Inc.
Administrative Support
Internal Revenue Service (IRS)
Administrative Support
Harrison Scott Publications, Inc.
Administrative Support
Department of the Treasury - ARC
Administrative Support
SNL Financial LC
Information Technology
Government Accountability Office
Compliance
Association of Govt Accountants
Administrative Support
Department of the Treasury - Departmental Offices
Administrative Support
Lazard Fréres & Co. LLC
Transaction Structuring Services
Lazard Fréres & Co. LLC
Transaction Structuring Services
The Mercer Group, Inc.
Administrative Support
Raymond James and Associates, Inc.
Asset Management Services
Department of the Treasury - Departmental Offices - WCF
Administrative Support
Department of Housing and Urban Development
Administrative Support
Bloomberg Finance L.P.
Subscription
IRS - Treasury Acquisition Institute
Administrative Support
Internal Revenue Service (IRS)
Administrative Support
Equilar, Inc.
Administrative
West Publishing Corporation
Administrative Support
Evolution Management, Inc.
Administrative Support
Knowledge Mosaic Inc.
Administrative Support
Department of the Treasury - ARC
Administrative Support
SNL Financial LC
Administrative Support
Internal Revenue Service (IRS)
Administrative Support
Department of the Treasury - Departmental Offices
Administrative Support
Department of the Treasury - Departmental Offices - WCF
Administrative Support
Association of Govt Accountants
Administrative Support
U.S. Department of Justice
Administrative Support
U.S. Department of Justice
Administrative Support
Department of the Treasury - Departmental Offices
Information Technology
The Mercer Group, Inc.
Compliance
Bloomberg Finance L.P.
Administrative Support
The Winvale Group, LLC
Administrative Support
Small Disadvantaged Business,HUBZone Small Business,Small Business
Service-Disabled Veteran-Owned Small Business,HUBZone Small Business,Small Business
Small Business
Service-Disabled Veteran-Owned Small Business,HUBZone Small Business,Small Business
Service-Disabled Veteran-Owned Small Business,Small Business
Other Than Small Business
Woman-Owned Small Business,Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Woman-Owned Small Business,Small Business
Small Disadvantaged Business,Small Business
Small Disadvantaged Business,Service-Disabled Veteran-Owned Small Business,Small Business
Small Business,Small Disadvantaged Business,Woman-Owned Small Business
Small Disadvantaged Business, Woman-Owned Small Business, Small Business
Small Disadvantaged Business,Small Business
Service-Disabled Veteran-Owned Small Business,Small Business
Other Than Small Business
Small Business
Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Disadvantaged Business,Small Business
Other Than Small Business
Small Disadvantaged Business,Woman-Owned Small Business,Small Business
Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Business
12
10/01/2014
10/29/2014
11/06/2014
11/07/2014
11/17/2014
11/25/2014
01/26/2015
04/02/2015
09/17/2015
10/01/2015
10/01/2015
11/02/2015
11/23/2015
01/12/2016
01/14/2016
01/20/2016
03/18/2016
03/24/2016
04/22/2016
05/09/2016
05/20/2016
09/30/2016
10/04/2016
10/05/2016
10/06/2016
11/07/2016
11/07/2016
01/19/2017
01/19/2017
02/01/2017
02/08/2017
02/09/2017
02/16/2017
03/09/2017
04/25/2017
08/15/2017
08/29/2017
Interagency Agreement
Interagency Agreement
Interagency Agreement
Interagency Agreement
Interagency Agreement
Interagency Agreement
Interagency Agreement
Contract
Interagency Agreement
Interagency Agreement
Interagency Agreement
Interagency Agreement
Interagency Agreement
Contract
Contract
Interagency Agreement
Contract
Contract
Contract
Interagency Agreement
Contract
Contract
Interagency Agreement
Interagency Agreement
Interagency Agreement
Interagency Agreement
Interagency Agreement
Contract
Contract
Contract
Interagency Agreement
Contract
Contract
Contract
Contract
Interagency Agreement
Interagency Agreement
Internal Revenue Service Office of Procurement
Department of the Treasury - Departmental Offices
Department of the Treasury - Departmental Offices
Department of the Treasury - ARC
Department of the Treasury - Departmental Offices
Government Accountability Office
Department of the Interior
Integrated Federal Solutions, Inc.
Department of the Treasury - ARC
Government Accountability Office
Government Accountability Office
Department of the Treasury - Departmental Offices
Department of the Treasury - Departmental Offices
Hughes Hubbard & Reed LLP
Cadwalader Wickersham & Taft LLP
Department of the Interior
Hewlett-Packard (HP)
Advanced Computer Concepts, Inc.
RDA Corporation
Department of the Interior
Paul, Weiss, Rifkind, Wharton & Garrison LLP
SNL Financial LC
Government Accountability Office
Department of the Treasury - Departmental Offices
Government Accountability Office
Department of the Treasury - ARC
Department of the Treasury - ARC
Ernst & Young LLP
Navigant Consulting, Inc.
Haynes and Boone LLP
U.S. Department of Justice
Booz Allen Hamilton Inc.
Heritage Reporting Corp
ASR Analytics LLC
JTF Business Systems Corporation
Department of the Interior
Department of the Interior
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Legal Advisory
Legal Advisory
Information Technology
Information Technology
Information Technology
Information Technology
Administrative Support
Legal Advisory
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Compliance
Compliance
Legal Advisory
Legal Advisory
Accounting/Internal Controls
Administrative Support
Accounting/Internal Controls
Facilities Support
Administrative Support
Administrative Support
Other Than Small Business
Small Business,Small Disadvantaged Business
Other Than Small Business
Other than Small Business
Other than Small Business
Other than Small Business
Small Business,Small Disadvantaged Business,Woman-Owned Small Business
Other than Small Business
Other than Small Business
Other than Small Business
Other Than Small Business
Other Than Small Business
Other than Small Business
Other than Small Business
Other than Small Business
Other than Small Business
Small Business,Woman-Owned Small Business
Small Business
Small Business
-Contract responsibilities for Thatcher Proffitt & Wood assumed by Sonnenschein Nath & Rosenthal via novation.
-Contract responsibilities for McKee Nelson LLP assumed by Bingham McCutchen, LLP via novation.
-Management Concepts contracts for various training are now being reported separately rather than combined single line item.
-Financial Agent responsibilities assumed by Raymond James and Associates, Inc. via novation.
13
U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Insurance Contracts [Section 105(a)(3)(B)]
For Period Ending September 30, 2017
Name
Amount
Termination of the $5,000,000,000 Master Agreement between
Citigroup and the UST, and FDIC occurred on December 23, 2009
due to the improvement of Citigroup's financial condition and
financial market stability.
14
*Investment Status Definition Key
U.S. Treasury Department
Office of Financial Stability
Full investment outstanding: Treasury's full investment is still outstanding
Redeemed – institution has repaid Treasury’s investment
Sold – by auction, an offering, or through a restructuring
Exited bankruptcy/receivership - Treasury has no outstanding investment
Currently not collectible - investment is currently not collectible; therefore there is no outstanding investment and a corresponding (Realized Loss) / (Write-off)
In full – all of Treasury’s investment amount
In part – part of the investment is no longer held by Treasury, but some remains
Troubled Asset Relief Program
Transactions Report - Investment Programs
For Period Ending September 21, 2017
CAPITAL PURCHASE PROGRAM
Warrants outstanding – Treasury’s warrant to purchase additional stock is still outstanding, including any exercised warrants
Warrants not outstanding – Treasury has disposed of its warrant to purchase additional stock through various means as described in the Warrant Report (such as sale back to company and auctions)
or Treasury did not receive a warrant to purchase additional stock
3,5
Footnote
11
8,14,18,44
102
11
8,11,14
8,14,44
8,14
104
11
14,15
8,137
8,14
8,14,45
8,14,44
11
8,11,14
8,11,14
45
14,15
94
11,90
11
8,17
8,14,44
11
8,44
8,17,44
11
8,11,14
8,14
83
8,14
6,7,11
Institution Name
1ST CONSTITUTION BANCORP
1ST CONSTITUTION BANCORP
1ST CONSTITUTION BANCORP
1ST ENTERPRISE BANK
1ST ENTERPRISE BANK
1ST ENTERPRISE BANK
1ST FINANCIAL SERVICES CORPORATION
1ST FINANCIAL SERVICES CORPORATION
1ST SOURCE CORPORATION
1ST SOURCE CORPORATION
1ST SOURCE CORPORATION
1ST UNITED BANCORP, INC.
1ST UNITED BANCORP, INC.
AB&T FINANCIAL CORPORATION
AB&T FINANCIAL CORPORATION
AB&T FINANCIAL CORPORATION
AB&T FINANCIAL CORPORATION
AB&T FINANCIAL CORPORATION
ADBANC, INC.
ADBANC, INC.
ALARION FINANCIAL SERVICES, INC.
ALARION FINANCIAL SERVICES, INC.
ALARION FINANCIAL SERVICES, INC.
ALARION FINANCIAL SERVICES, INC.
ALASKA PACIFIC BANCSHARES, INC.
ALASKA PACIFIC BANCSHARES, INC.
ALASKA PACIFIC BANCSHARES, INC.
ALASKA PACIFIC BANCSHARES, INC.
ALASKA PACIFIC BANCSHARES, INC.
ALASKA PACIFIC BANCSHARES, INC.
ALLIANCE BANCSHARES, INC.
ALLIANCE BANCSHARES, INC.
ALLIANCE BANCSHARES, INC.
ALLIANCE BANCSHARES, INC.
ALLIANCE FINANCIAL CORPORATION
ALLIANCE FINANCIAL CORPORATION
ALLIANCE FINANCIAL CORPORATION
ALLIANCE FINANCIAL SERVICES, INC.
ALLIANCE FINANCIAL SERVICES, INC.
ALLIANCE FINANCIAL SERVICES, INC.
ALLIANCE FINANCIAL SERVICES, INC.
ALLIED FIRST BANCORP, INC.
ALLIED FIRST BANCORP, INC.
ALPINE BANKS OF COLORADO
ALPINE BANKS OF COLORADO
ALPINE BANKS OF COLORADO
ALPINE BANKS OF COLORADO
ALPINE BANKS OF COLORADO
AMB FINANCIAL CORPORATION
AMB FINANCIAL CORPORATION
AMERIBANK HOLDING COMPANY, INC. / AMERICAN BANK OF OKLAHOMA
AMERIBANK HOLDING COMPANY, INC. / AMERICAN BANK OF OKLAHOMA
AMERICAN EXPRESS COMPANY
AMERICAN EXPRESS COMPANY
AMERICAN EXPRESS COMPANY
AMERICAN PREMIER BANCORP
AMERICAN PREMIER BANCORP
AMERICAN STATE BANCSHARES, INC.
AMERICAN STATE BANCSHARES, INC.
AMERIS BANCORP
AMERIS BANCORP
AMERIS BANCORP
AMERISERV FINANCIAL, INC.
AMERISERV FINANCIAL, INC.
AMERISERV FINANCIAL, INC.
AMFIRST FINANCIAL SERVICES, INC
AMFIRST FINANCIAL SERVICES, INC
AMFIRST FINANCIAL SERVICES, INC
AMFIRST FINANCIAL SERVICES, INC
AMFIRST FINANCIAL SERVICES, INC
ANCHOR BANCORP WISCONSIN, INC.
ANCHOR BANCORP WISCONSIN, INC.
ANNAPOLIS BANCORP, INC. / F.N.B. CORPORATION
ANNAPOLIS BANCORP, INC. / F.N.B. CORPORATION
ANNAPOLIS BANCORP, INC. / F.N.B. CORPORATION
ANNAPOLIS BANCORP, INC. / F.N.B. CORPORATION
ASSOCIATED BANC-CORP
ASSOCIATED BANC-CORP
ASSOCIATED BANC-CORP
ASSOCIATED BANC-CORP
ATLANTIC BANCSHARES, INC.
ATLANTIC BANCSHARES, INC.
ATLANTIC BANCSHARES, INC.
ATLANTIC BANCSHARES, INC.
AVENUE FINANCIAL HOLDINGS
AVENUE FINANCIAL HOLDINGS
AVIDBANK HOLDING, INC. / PENINSULA BANK HOLDING CO.
AVIDBANK HOLDING, INC. / PENINSULA BANK HOLDING CO.
AVIDBANK HOLDING, INC. / PENINSULA BANK HOLDING CO.
BANCINDEPENDENT, INCORPORATED
BANCINDEPENDENT, INCORPORATED
BANCORP FINANCIAL, INC.
BANCORP FINANCIAL, INC.
BANCORP RHODE ISLAND, INC.
BANCORP RHODE ISLAND, INC.
BANCORP RHODE ISLAND, INC.
BANCPLUS CORPORATION
BANCPLUS CORPORATION
BANCSTAR, INC.
BANCSTAR, INC.
BANCSTAR, INC.
BANCSTAR, INC.
BANCTRUST FINANCIAL GROUP, INC.
BANCTRUST FINANCIAL GROUP, INC.
BANK FINANCIAL SERVICES, INC.
BANK FINANCIAL SERVICES, INC.
BANK FINANCIAL SERVICES, INC.
BANK FINANCIAL SERVICES, INC.
BANK FINANCIAL SERVICES, INC.
BANK OF AMERICA
BANK OF AMERICA
BANK OF AMERICA
City
CRANBURY
CRANBURY
CRANBURY
LOS ANGELES
LOS ANGELES
LOS ANGELES
HENDERSONVILLE
HENDERSONVILLE
SOUTH BEND
SOUTH BEND
SOUTH BEND
BOCA RATON
BOCA RATON
GASTONIA
GASTONIA
GASTONIA
GASTONIA
GASTONIA
OGALLALA
OGALLALA
OCALA
OCALA
OCALA
OCALA
JUNEAU
JUNEAU
JUNEAU
JUNEAU
JUNEAU
JUNEAU
DALTON
DALTON
DALTON
DALTON
SYRACUSE
SYRACUSE
SYRACUSE
SAINT PAUL
SAINT PAUL
SAINT PAUL
SAINT PAUL
OSWEGO
OSWEGO
GLENWOOD SPRINGS
GLENWOOD SPRINGS
GLENWOOD SPRINGS
GLENWOOD SPRINGS
GLENWOOD SPRINGS
MUNSTER
MUNSTER
COLLINSVILLE
COLLINSVILLE
NEW YORK
NEW YORK
NEW YORK
ARCADIA
ARCADIA
GREAT BEND
GREAT BEND
MOULTRIE
MOULTRIE
MOULTRIE
JOHNSTOWN
JOHNSTOWN
JOHNSTOWN
MCCOOK
MCCOOK
MCCOOK
MCCOOK
MCCOOK
MADISON
MADISON
ANNAPOLIS
ANNAPOLIS
ANNAPOLIS
ANNAPOLIS
GREEN BAY
GREEN BAY
GREEN BAY
GREEN BAY
BLUFFTON
BLUFFTON
BLUFFTON
BLUFFTON
NASHVILLE
NASHVILLE
PALO ALTO
PALO ALTO
PALO ALTO
SHEFFIELD
SHEFFIELD
OAK BROOK
OAK BROOK
PROVIDENCE
PROVIDENCE
PROVIDENCE
RIDGELAND
RIDGELAND
FESTUS
FESTUS
FESTUS
FESTUS
MOBILE
MOBILE
EDEN PRAIRIE
EDEN PRAIRIE
EDEN PRAIRIE
EDEN PRAIRIE
EDEN PRAIRIE
CHARLOTTE
CHARLOTTE
CHARLOTTE
State
NJ
NJ
NJ
CA
CA
CA
NC
NC
IN
IN
IN
FL
FL
NC
NC
NC
NC
NC
NE
NE
FL
FL
FL
FL
AK
AK
AK
AK
AK
AK
GA
GA
GA
GA
NY
NY
NY
MN
MN
MN
MN
IL
IL
CO
CO
CO
CO
CO
IN
IN
OK
OK
NY
NY
NY
CA
CA
KS
KS
GA
GA
GA
PA
PA
PA
NE
NE
NE
NE
NE
WI
WI
MD
MD
MD
MD
WI
WI
WI
WI
SC
SC
SC
SC
TN
TN
CA
CA
CA
AL
AL
IL
IL
RI
RI
RI
MS
MS
MO
MO
MO
MO
AL
AL
MN
MN
MN
MN
MN
NC
NC
NC
Date
12/23/2008
10/27/2010
11/22/2011
2/13/2009
12/11/2009
9/1/2011
11/14/2008
12/31/2013
1/23/2009
12/29/2010
3/9/2011
3/13/2009
11/18/2009
1/23/2009
11/19/2013
1/6/2014
2/10/2014
3/19/2014
1/30/2009
7/21/2011
1/23/2009
7/19/2013
7/22/2013
9/12/2013
2/6/2009
11/28/2012
11/29/2012
1/11/2013
3/26/2013
4/1/2014
6/26/2009
3/27/2013
3/28/2013
4/9/2013
12/19/2008
5/13/2009
6/17/2009
6/26/2009
2/6/2013
2/7/2013
3/26/2013
4/24/2009
12/28/2016
3/27/2009
9/18/2012
9/19/2012
9/20/2012
11/16/2012
1/30/2009
9/22/2011
3/6/2009
9/15/2011
1/9/2009
6/17/2009
7/29/2009
5/29/2009
1/26/2011
1/9/2009
11/2/2011
11/21/2008
6/19/2012
8/22/2012
12/19/2008
8/11/2011
11/2/2011
8/21/2009
3/26/2013
3/27/2013
3/28/2013
4/9/2013
1/30/2009
9/27/2013
1/30/2009
4/18/2012
3/6/2013
5/28/2015
11/21/2008
4/6/2011
9/14/2011
12/6/2011
12/29/2009
2/7/2014
2/10/2014
3/19/2014
2/27/2009
9/15/2011
1/30/2009
7/31/2013
8/28/2013
3/13/2009
7/14/2011
7/10/2009
8/18/2011
12/19/2008
8/5/2009
9/30/2009
2/20/2009
9/29/2010
4/3/2009
4/26/2013
4/29/2013
5/31/2013
12/19/2008
2/15/2013
8/14/2009
12/19/2012
12/20/2012
1/11/2013
3/26/2013
10/28/2008
1/9/2009
12/9/2009
1
Original Investment Type
Preferred Stock w/ Warrants
Original Investment Amount
$12,000,000.00
Outstanding Investment
$0.00
2
Total Cash Back
Investment Status*
$13,433,242.67 Redeemed, in full; warrants not outstanding
Capital Repayment / Disposition / Auction
Amount
(Fee)4
Shares
$12,000,000.00
12,000
Avg. Price
(Realized Loss) / (Write-off)
Gain
5
Warrant Proceeds
Wt Amount
Wt Shares
$1,000.00
$326,576.00
Preferred Stock w/ Warrants
$16,369,000.00
$0.00
Preferred Stock w/ Warrants
$111,000,000.00
$0.00
$3,500,000.00
$0.00
16,369
$488.73
111,000
636
$337,363.35
326
175,772
$94,153.69
$44,746.31
101
48
173,069
$504,900.00
600,000
$3,291,750.00
3,500
$1,000.00
$9,229,948.97 Sold, in full; warrants not outstanding
($8,369,000.00)
$125,480,000.00 Redeemed, in full; warrants not outstanding
$10,870,902.67 Redeemed, in full; warrants not outstanding
$10,000,000.00
10,000
$1,000.00
2,964
$275.00
($2,148,900.00)
536
$281.01
($385,378.64)
$12,720,000.00
12,720
$1,000.00
$877,729.70
$5,524,880.90
Preferred Stock w/ Warrants
500
$636,000.00
$1,000.00
$111,000,000.00
$0.00
10,400
$8,000,000.00
$10,000,000.00
$500,000.00
$11,748,156.44 Redeemed, in full; warrants not outstanding
$10,400,000.00
Preferred Stock w/ Exercised Warrants
837,947
$900,000.00
$0.00
220
$2,370,908.26
$4,400,000.00
$6,000,000.00
$220,000.00
$3,750,000.00
Preferred Stock w/ Warrants
231,782
893
5,621
$982.90
$982.90
($15,270.30)
($96,119.10)
234
4,547
$892.61
$892.61
($25,129.26)
($488,302.33)
$1,274,909.59 Sold, in full; warrants outstanding
$815,100.00
($50,000.00)
$150,621.36
($1,506.21)
Preferred Stock w/ Exercised Warrants
$12,720,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$6,514,000.00
$0.00
$15,071,769.00 Redeemed, in full; warrants not outstanding
$7,674,004.73 Sold, in full; warrants not outstanding
($64,026.11)
Preferred Stock w/ Warrants
$4,781,000.00
$0.00
$7,501,881.70 Sold, in full; warrants not outstanding
$208,870.74
$4,058,697.67
($42,675.67)
($7,324.33)
Preferred Stock w/ Exercised Warrants
$2,986,000.00
$0.00
$3,581,397.27 Sold, in full; warrants not outstanding
$2,856,437.46
2,986
$956.61
26,918
($129,562.54)
$1,000.00
($25,000.00)
Preferred Stock w/ Warrants
$26,918,000.00
$0.00
$28,356,360.00 Redeemed, in full; warrants not outstanding
$26,918,000.00
Subordinated Debentures w/ Exercised Warrants
$12,000,000.00
$0.00
$9,806,136.60 Sold, in full; warrants not outstanding
$3,375,945.00
$5,626,575.00
4,500,000
7,500,000
$0.75
$0.75
($1,124,055.00)
($1,873,425.00)
$1,044,000.00
3,652
$285.87
($2,608,000.00)
$280,115.76
$6,559,920.24
$50,160,264.00
344
8,056
61,600
$814.29
$814.29
$814.29
($63,884.24)
($1,496,079.76)
($11,439,736.00)
$3,674,000.00
3,674
$1,000.00
$184,000.00
184
$2,492,000.00
2,492
$1,000.00
$125,000.00
125
$3,388,890,000.00
3,388,890
$1,000.00
$340,000,000.00
24,264,129
($90,025.20)
Preferred Stock w/ Exercised Warrants
$3,652,000.00
$0.00
$1,453,753.00 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$70,000,000.00
$0.00
$73,129,160.69 Sold, in full; warrants not outstanding
($570,003.00)
Preferred Stock w/ Exercised Warrants
$3,674,000.00
$0.00
$4,387,576.45 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$2,492,000.00
$0.00
$2,960,021.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$3,388,890,000.00
$0.00
$3,803,257,308.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,800,000.00
$0.00
$2,052,682.49 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$6,000,000.00
$0.00
$7,220,141.67 Redeemed, in full; warrants not outstanding
$1,800,000.00
90
6,000
$1,000.00
$300,000.00
300
52,000
$930.60
698,554
$825,000.00
1,312,500
$259,875.00
250,000
$3,735,577.67
367,916
$3,435,005.65
3,983,308
$95,031.02
$10,798.98
88
10
$370,000.00
370
$190,781.12
$0.00
$90,000.00
$2,670,000.00
$52,000,000.00
$1,000.00
$6,000,000.00
Preferred Stock w/ Warrants
1,800
81,670
$59,637,438.67 Sold, in full; warrants not outstanding
$48,391,200.00
Preferred Stock w/ Warrants
$21,000,000.00
$0.00
($725,868.00)
$24,601,666.66 Redeemed, in full; warrants not outstanding
$21,000,000.00
Subordinated Debentures w/ Exercised Warrants
$5,000,000.00
$0.00
($3,608,800.00)
21,000
$1,000.00
$6,523,255.00 Sold, in full; warrants not outstanding
$359,040.00
$2,112,000.00
$2,328,960.00
374,000
2,200,000
2,426,000
$0.96
$0.96
$0.96
($14,960.00)
($88,000.00)
($97,040.00)
$6,000,000.00
60,000,000
$0.10
($104,000,000.00)
$4,076,000.00
$4,076,000.00
4,076
4,076
$1,000.00
$1,000.00
($48,000.00)
Preferred Stock w/ Warrants
$110,000,000.00
$0.00
Preferred Stock w/ Warrants
$8,152,000.00
$0.00
Preferred Stock w/ Warrants
$525,000,000.00
$0.00
$6,000,000.00 Sold, in full; warrants not outstanding
$13,378,714.00 Redeemed, in full; warrants not outstanding
$596,539,172.32 Redeemed, in full; warrants not outstanding
$262,500,000.00
$262,500,000.00
Preferred Stock w/ Exercised Warrants
$2,000,000.00
$0.00
262,500
262,500
$1,000.00
$1,000.00
$2,503,554.78 Sold, in full; warrants not outstanding
$1,950,000.00
$50,000.00
1,950
50
$1,150.00
$1,150.00
$7,400,000.00
7,400
$1,000.00
$6,000,000.00
6,000
$292,500.00
$7,500.00
$1,000.00
($25,000.00)
Preferred Stock w/ Exercised Warrants
$7,400,000.00
$0.00
$8,798,415.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$6,000,000.00
$0.00
$7,563,057.15 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$21,100,000.00
$0.00
$24,841,411.03 Redeemed, in full; warrants not outstanding
$21,100,000.00
$30,000,000.00
$0.00
13,669
$1,000.00
$410,000.00
410
30,000
$1,000.00
192,967
$2,400,000.00
2,400
$426,338.55
430
$15,000.00
730,994
$23,500.00
50
$15,595,736.93 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
1,055
$1,400,000.00
$0.00
$1,055,000.00
$30,000,000.00
$13,669,000.00
$1,000.00
$13,669,000.00
Preferred Stock w/ Exercised Warrants
21,100
$32,341,666.66 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$48,000,000.00
$0.00
$54,607,399.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$8,600,000.00
$0.00
$10,701,460.58 Sold, in full; warrants not outstanding
$48,000,000.00
48,000
$1,000.00
$98,267.00
$8,352,695.00
100
8,500
$982.67
$982.67
$50,000,000.00
50,000
$1,000.00
$451,600.92
$481,335.96
486
518
$929.22
$929.22
1,000,000
$25,000.00
($1,733.00)
($147,305.00)
($84,509.62)
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$50,000,000.00
$0.00
$1,004,000.00
$0.00
$60,451,155.74 Redeemed, in full; warrants not outstanding
$1,114,680.76 Sold, in full; warrants not outstanding
($34,399.08)
($36,664.04)
($9,329.37)
($15,670.63)
Preferred Stock w/ Warrants
$15,000,000,000.00
$10,000,000,000.00
$0.00
$26,599,663,040.28 Redeemed, in full; warrants not outstanding
$25,000,000,000.00
15
Footnote
8,14
44
8
11
11
105
11
8,106
8,14,44
8,14
8,14,44
12,16
11
8,112
11
8,11,14
8,11,14
11
8,14,44
8,14,18
15,17
8
8,14
8,14
8,64,97
8
8,14,44
8
8,14,44
14,15
11
11
8
9,10,18,65,96,99,136,142,145
14,15
8,14,44
8,11,14
8,11,14
11
Institution Name
BANK OF AMERICA
BANK OF COMMERCE
BANK OF COMMERCE
BANK OF COMMERCE
BANK OF COMMERCE HOLDINGS
BANK OF COMMERCE HOLDINGS
BANK OF COMMERCE HOLDINGS
BANK OF GEORGE
BANK OF GEORGE
BANK OF GEORGE
BANK OF MARIN BANCORP
BANK OF MARIN BANCORP
BANK OF MARIN BANCORP
BANK OF NEW YORK MELLON
BANK OF NEW YORK MELLON
BANK OF NEW YORK MELLON
BANK OF THE CAROLINAS CORPORATION
BANK OF THE CAROLINAS CORPORATION
BANK OF THE OZARKS, INC.
BANK OF THE OZARKS, INC.
BANK OF THE OZARKS, INC.
BANKERS' BANK OF THE WEST BANCORP, INC.
BANKERS' BANK OF THE WEST BANCORP, INC.
BANKFIRST CAPITAL CORPORATION
BANKFIRST CAPITAL CORPORATION
BANKGREENVILLE FINANCIAL CORPORATION
BANKGREENVILLE FINANCIAL CORPORATION
BANKGREENVILLE FINANCIAL CORPORATION
BANKGREENVILLE FINANCIAL CORPORATION
BANNER CORPORATION/BANNER BANK
BANNER CORPORATION/BANNER BANK
BANNER CORPORATION/BANNER BANK
BANNER COUNTY BAN CORPORATION
BANNER COUNTY BAN CORPORATION
BAR HARBOR BANKSHARES
BAR HARBOR BANKSHARES
BAR HARBOR BANKSHARES
BB&T CORP.
BB&T CORP.
BB&T CORP.
BCB HOLDING COMPANY, INC.
BCB HOLDING COMPANY, INC.
BCSB BANCORP, INC.
BCSB BANCORP, INC.
BCSB BANCORP, INC.
BEACH BUSINESS BANK
BEACH BUSINESS BANK
BEACH BUSINESS BANK
BEACH BUSINESS BANK
BEACH BUSINESS BANK
BEACH BUSINESS BANK
BERKSHIRE BANCORP, INC. / CUSTOMERS BANCORP, INC.
BERKSHIRE BANCORP, INC. / CUSTOMERS BANCORP, INC.
BERKSHIRE HILLS BANCORP, INC.
BERKSHIRE HILLS BANCORP, INC.
BERKSHIRE HILLS BANCORP, INC.
BERN BANCSHARES, INC.
BERN BANCSHARES, INC.
BIRMINGHAM BLOOMFIELD BANCSHARES, INC.
BIRMINGHAM BLOOMFIELD BANCSHARES, INC.
BIRMINGHAM BLOOMFIELD BANCSHARES, INC.
BISCAYNE BANCSHARES, INC.
BISCAYNE BANCSHARES, INC.
BISCAYNE BANCSHARES, INC.
BISCAYNE BANCSHARES, INC.
BLACKHAWK BANCORP, INC.
BLACKHAWK BANCORP, INC.
BLACKHAWK BANCORP, INC.
BLACKHAWK BANCORP, INC.
BLACKRIDGE FINANCIAL, INC.
BLACKRIDGE FINANCIAL, INC.
BLACKRIDGE FINANCIAL, INC.
BLUE RIDGE BANCSHARES, INC.
BLUE RIDGE BANCSHARES, INC.
BLUE RIDGE BANCSHARES, INC.
BLUE RIDGE BANCSHARES, INC.
BLUE RIVER BANCSHARES, INC.
BLUE RIVER BANCSHARES, INC.
BLUE VALLEY BAN CORP
BLUE VALLEY BAN CORP
BLUE VALLEY BAN CORP
BLUE VALLEY BAN CORP
BLUE VALLEY BAN CORP
BNB FINANCIAL SERVICES CORPORATION
BNB FINANCIAL SERVICES CORPORATION
BNC BANCORP
BNC BANCORP
BNC BANCORP
BNC FINANCIAL GROUP, INC.
BNC FINANCIAL GROUP, INC.
BNCCORP, INC.
BNCCORP, INC.
BNCCORP, INC.
BNCCORP, INC.
BOH HOLDINGS, INC.
BOH HOLDINGS, INC.
BOSCOBEL BANCORP, INC.
BOSCOBEL BANCORP, INC.
BOSCOBEL BANCORP, INC.
BOSCOBEL BANCORP, INC.
BOSTON PRIVATE FINANCIAL HOLDINGS INC.
BOSTON PRIVATE FINANCIAL HOLDINGS INC.
BOSTON PRIVATE FINANCIAL HOLDINGS INC.
BOSTON PRIVATE FINANCIAL HOLDINGS INC.
BRIDGE CAPITAL HOLDINGS
BRIDGE CAPITAL HOLDINGS
BRIDGE CAPITAL HOLDINGS
BRIDGE CAPITAL HOLDINGS
BRIDGEVIEW BANCORP, INC.
BRIDGEVIEW BANCORP, INC.
BRIDGEVIEW BANCORP, INC.
BROADWAY FINANCIAL CORPORATION
BROADWAY FINANCIAL CORPORATION
BROADWAY FINANCIAL CORPORATION
BROADWAY FINANCIAL CORPORATION
BROADWAY FINANCIAL CORPORATION
BROGAN BANKSHARES, INC.
BROGAN BANKSHARES, INC.
BROGAN BANKSHARES, INC.
BROGAN BANKSHARES, INC.
BROTHERHOOD BANCSHARES, INC.
BROTHERHOOD BANCSHARES, INC.
BUSINESS BANCSHARES, INC.
BUSINESS BANCSHARES, INC.
BUSINESS BANCSHARES, INC.
BUSINESS BANCSHARES, INC.
BUTLER POINT, INC.
BUTLER POINT, INC.
C&F FINANCIAL CORPORATION
C&F FINANCIAL CORPORATION
City
CHARLOTTE
CHARLOTTE
CHARLOTTE
CHARLOTTE
REDDING
REDDING
REDDING
LAS VEGAS
LAS VEGAS
LAS VEGAS
NOVATO
NOVATO
NOVATO
NEW YORK
NEW YORK
NEW YORK
MOCKSVILLE
MOCKSVILLE
LITTLE ROCK
LITTLE ROCK
LITTLE ROCK
DENVER
DENVER
MACON
MACON
GREENVILLE
GREENVILLE
GREENVILLE
GREENVILLE
WALLA WALLA
WALLA WALLA
WALLA WALLA
HARRISBURG
HARRISBURG
BAR HARBOR
BAR HARBOR
BAR HARBOR
WINSTON-SALEM
WINSTON-SALEM
WINSTON-SALEM
THEODORE
THEODORE
BALTIMORE
BALTIMORE
BALTIMORE
MANHATTAN BEACH
MANHATTAN BEACH
MANHATTAN BEACH
MANHATTAN BEACH
MANHATTAN BEACH
MANHATTAN BEACH
PHOENIXVILLE
PHOENIXVILLE
PITTSFIELD
PITTSFIELD
PITTSFIELD
BERN
BERN
BIRMINGHAM
BIRMINGHAM
BIRMINGHAM
COCONUT GROVE
COCONUT GROVE
COCONUT GROVE
COCONUT GROVE
BELOIT
BELOIT
BELOIT
BELOIT
FARGO
FARGO
FARGO
INDEPENDENCE
INDEPENDENCE
INDEPENDENCE
INDEPENDENCE
SHELBYVILLE
SHELBYVILLE
OVERLAND PARK
OVERLAND PARK
OVERLAND PARK
OVERLAND PARK
OVERLAND PARK
NEW YORK
NEW YORK
THOMASVILLE
THOMASVILLE
THOMASVILLE
NEW CANAAN
NEW CANAAN
BISMARCK
BISMARCK
BISMARCK
BISMARCK
HOUSTON
HOUSTON
BOSCOBEL
BOSCOBEL
BOSCOBEL
BOSCOBEL
BOSTON
BOSTON
BOSTON
BOSTON
SAN JOSE
SAN JOSE
SAN JOSE
SAN JOSE
BRIDGEVIEW
BRIDGEVIEW
BRIDGEVIEW
LOS ANGELES
LOS ANGELES
LOS ANGELES
LOS ANGELES
LOS ANGELES
KAUKAUNA
KAUKAUNA
KAUKAUNA
KAUKAUNA
KANSAS CITY
KANSAS CITY
CLAYTON
CLAYTON
CLAYTON
CLAYTON
CATLIN
CATLIN
WEST POINT
WEST POINT
State
NC
NC
NC
NC
CA
CA
CA
NV
NV
NV
CA
CA
CA
NY
NY
NY
NC
NC
AR
AR
AR
CO
CO
MS
MS
SC
SC
SC
SC
WA
WA
WA
NE
NE
ME
ME
ME
NC
NC
NC
AL
AL
MD
MD
MD
CA
CA
CA
CA
CA
CA
PA
PA
MA
MA
MA
KS
KS
MI
MI
MI
FL
FL
FL
FL
WI
WI
WI
WI
ND
ND
ND
MO
MO
MO
MO
IN
IN
KS
KS
KS
KS
KS
NY
NY
NC
NC
NC
CT
CT
ND
ND
ND
ND
TX
TX
WI
WI
WI
WI
MA
MA
MA
MA
CA
CA
CA
CA
IL
IL
IL
CA
CA
CA
CA
CA
WI
WI
WI
WI
KS
KS
MO
MO
MO
MO
IL
IL
VA
VA
Date
3/9/2010
1/16/2009
11/30/2012
1/11/2013
11/14/2008
9/27/2011
10/26/2011
3/13/2009
10/21/2013
1/6/2014
12/5/2008
3/31/2009
11/23/2011
10/28/2008
6/17/2009
8/5/2009
4/17/2009
7/16/2014
12/12/2008
11/4/2009
11/24/2009
1/30/2009
4/24/2014
1/23/2009
9/8/2011
2/13/2009
11/9/2012
1/11/2013
3/26/2013
11/21/2008
4/3/2012
6/12/2013
2/6/2009
7/28/2011
1/16/2009
2/24/2010
7/28/2010
11/14/2008
6/17/2009
7/22/2009
4/3/2009
7/1/2014
12/23/2008
1/26/2011
4/19/2013
1/30/2009
7/6/2011
10/19/2011
3/7/2012
6/6/2012
6/27/2012
6/12/2009
12/28/2011
12/19/2008
5/27/2009
6/24/2009
2/13/2009
9/1/2011
4/24/2009
12/18/2009
7/28/2011
6/19/2009
2/7/2013
2/8/2013
3/26/2013
3/13/2009
10/29/2012
10/31/2012
1/11/2013
5/22/2009
6/27/2012
9/12/2012
3/6/2009
10/29/2012
10/31/2012
1/11/2013
3/6/2009
2/10/2012
12/5/2008
10/18/2013
10/21/2013
1/6/2014
1/7/2015
4/17/2009
8/30/2013
12/5/2008
8/29/2012
9/19/2012
2/27/2009
8/4/2011
1/16/2009
3/14/2014
3/17/2014
4/25/2014
3/6/2009
7/14/2011
5/15/2009
3/8/2013
3/11/2013
4/9/2013
11/21/2008
1/13/2010
6/16/2010
2/7/2011
12/23/2008
2/23/2011
3/16/2011
4/20/2011
12/19/2008
11/19/2013
1/6/2014
11/14/2008
12/4/2009
12/22/2016
6/29/2017
9/21/2017
5/15/2009
4/26/2013
4/29/2013
5/31/2013
7/17/2009
9/15/2011
4/24/2009
5/23/2012
1/9/2013
4/24/2013
3/13/2009
11/2/2011
1/9/2009
7/27/2011
1
2
Shares
Avg. Price
(Realized Loss) / (Write-off)
Gain
Wt Shares
121,792,790
$100,100.00
150
405,405
$23,709.00
134
154,908
14,516,129
$2,650,000.00
$0.00
Total Cash Back
Wt Amount
$305,913,040.28
$136,000,000.00
$3,000,000.00
Outstanding Investment
Amount
5
$1,703,984.00
Preferred Stock w/ Exercised Warrants
Original Investment Amount
Investment Status*
(Fee)4
$125,000.00
Original Investment Type
379,811
$3,087,573.33 Sold, in full; warrants not outstanding
$2,502,000.00
3,000
$834.00
17,000
($498,000.00)
$1,000.00
($25,000.00)
Preferred Stock w/ Warrants
$17,000,000.00
$0.00
$19,564,027.78 Redeemed, in full; warrants not outstanding
$17,000,000.00
Preferred Stock w/ Exercised Warrants
$2,672,000.00
$0.00
$1,233,940.00 Sold, in full; warrants not outstanding
$955,240.00
2,672
$357.50
28,000
($1,716,760.00)
$1,000.00
($25,000.00)
Preferred Stock w/ Warrants
$28,000,000.00
$0.00
$30,155,095.11 Redeemed, in full; warrants not outstanding
$28,000,000.00
Preferred Stock w/ Warrants
$3,000,000,000.00
$0.00
$3,231,416,666.67 Redeemed, in full; warrants not outstanding
$3,000,000,000.00
Preferred Stock w/ Warrants
$13,179,000.00
$0.00
Preferred Stock w/ Warrants
$75,000,000.00
$0.00
3,000,000
$1,000.00
$4,334,427.00 Sold, in full; warrants not outstanding
$3,294,750.00
13,179
$250.00
$75,000,000.00
75,000
($9,884,250.00)
$1,000.00
$81,004,166.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$12,639,000.00
$0.00
$17,097,990.60 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$15,500,000.00
$0.00
$18,492,469.25 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,000,000.00
$0.00
$12,639,000.00
12,639
$1,000.00
$632,000.00
632
$15,500,000.00
15,500
$1,000.00
$775,000.00
775
1,000
$900.00
($100,000.00)
$21,880.50
50
124,000
$884.82
($14,282,320.00)
$134,201.00
243,998
$40,000.00
4
$250,000.00
52,455
$67,010,401.86
13,902,573
$85,000.00
85
$1,442,000.00
183,465
$1,100,653.50 Sold, in full; warrants not outstanding
$900,000.00
($9,000.00)
($16,000.00)
Preferred Stock w/ Warrants
$124,000,000.00
$0.00
$129,079,862.47 Sold, in full; warrants not outstanding
$109,717,680.00
Preferred Stock w/ Exercised Warrants
$795,000.00
$0.00
$942,411.42 Redeemed, in full; warrants not outstanding
$18,751,000.00
$0.00
($1,645,765.20)
$20,037,514.11 Redeemed, in full; warrants not outstanding
$795,000.00
Preferred Stock w/ Warrants
$3,133,640,000.00
$0.00
795
$1,000.00
$18,751,000.00
Preferred Stock w/ Warrants
18,751
$1,000.00
$3,293,353,918.53 Redeemed, in full; warrants not outstanding
$3,133,640,000.00
Preferred Stock w/ Exercised Warrants
$1,706,000.00
$0.00
3,134
$1,000,000.00
$2,315,853.14 Redeemed, in full; warrants not outstanding
$1,706,000.00
Preferred Stock w/ Exercised Warrants
$10,800,000.00
$6,000,000.00
$0.00
$0.00
$1,000.00
$10,800,000.00
Preferred Stock w/ Warrants
1,706
10,800
$1,000.00
$13,371,500.00 Redeemed, in full; warrants not outstanding
$7,263,316.66 Redeemed, in full; warrants not outstanding
$1,500,000.00
$1,500,000.00
$1,500,000.00
$1,200,000.00
$300,000.00
$0.00
2,892
$1,000.00
$145,000.00
145
40,000
$1,000.00
226,330
$3,444,478.21 Redeemed, in full; warrants not outstanding
$40,000,000.00
300
$1,040,000.00
$0.00
$300,000.00
$40,000,000.00
Preferred Stock w/ Warrants
$2,892,000.00
$1,000.00
$1,000.00
$1,000.00
$1,000.00
$1,000.00
$2,892,000.00
Preferred Stock w/ Exercised Warrants
1,500
1,500
1,500
1,200
300
$41,917,777.78 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$985,000.00
$0.00
$1,172,062.50 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,635,000.00
$1,744,000.00
$0.00
$3,803,022.67 Redeemed, in full; warrants not outstanding
$985,000.00
5
3,379
$1,000.00
$82,000.00
82
2,600,000
3,800,000
$0.97
$0.97
($67,860.00)
($99,180.00)
$64,158.97
$140,347.75
64,000
140,000
205
9,795
$910.00
$910.00
($18,450.00)
($881,550.00)
$470,250.00
500
$2,250,000.00
$2,750,000.00
2,250
2,750
$1,000.00
$1,000.00
$250,000.00
250
$19,630.00
$9,040,370.00
26
11,974
$755.00
$755.00
$541,793.34
600
$3,056.00
130,977
$375,000.00
375
$939,920.00
$0.00
$50,000.00
$2,532,140.00
$3,700,820.00
$6,400,000.00
$1,000.00
$3,379,000.00
Subordinated Debentures w/ Exercised Warrants
985
543,337
$240,000.00
240
$29,737.13
$966,456.56
30
975
$8,271,975.28 Sold, in full; warrants not outstanding
($62,329.60)
Preferred Stock w/ Exercised Warrants
$10,000,000.00
$0.00
$11,459,461.11 Sold, in full; warrants not outstanding
$186,550.00
$8,913,450.00
($91,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$5,000,000.00
$12,000,000.00
$0.00
$0.00
$6,127,326.35 Redeemed, in full; warrants not outstanding
$11,938,437.34 Sold, in full; warrants not outstanding
($6,370.00)
($2,933,630.00)
($90,600.00)
Preferred Stock w/ Exercised Warrants
$5,000,000.00
$0.00
$21,750,000.00
$0.00
$529,105.00 Currently Not Collectible
($5,000,000.00)
Preferred Stock w/ Warrants
$21,264,901.65 Sold, in full; warrants not outstanding
$3,177,232.50
$18,085,785.00
3,250
18,500
$977.61
$977.61
($72,767.50)
($414,215.00)
($212,630.18)
Preferred Stock w/ Exercised Warrants
$7,500,000.00
$0.00
$31,260,000.00
$0.00
$9,776,051.62 Redeemed, in full; warrants not outstanding
$7,500,000.00
Preferred Stock w/ Warrants
$28,797,649.80
Preferred Stock w/ Exercised Warrants
$4,797,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$20,093,000.00
$0.00
7,500
$1,000.00
31,260
$921.23
$35,140,666.12 Sold, in full; warrants not outstanding
($431,964.75)
($2,462,350.20)
$5,673,920.75 Redeemed, in full; warrants not outstanding
$4,797,000.00
4,797
$1,000.00
$143,000.00
$19,950,000.00
143
19,950
$1,001.08
$1,001.08
10,000
$1,000.00
$500,000.00
500
5,586,000
$1.11
$232,180.54
$129,709.80
179,000
100,000
50,000
104,000
$1,000.00
$1,000.00
$6,202,523.25
2,887,500
$1,395,000.00
396,412
$709,155.81
1,900
$125,135.60
120,000
$26,941,865.35 Sold, in full; warrants not outstanding
$154.44
$21,546.00
($201,147.00)
Preferred Stock w/ Exercised Warrants
$10,000,000.00
$0.00
$11,783,777.44 Redeemed, in full; warrants not outstanding
$10,000,000.00
Subordinated Debentures w/ Exercised Warrants
$5,586,000.00
$0.00
$6,947,457.50 Sold, in full; warrants not outstanding
$5,586,000.00
$592,730.46
($61,787.30)
Preferred Stock w/ Warrants
$154,000,000.00
$0.00
$171,224,745.48 Redeemed, in full; warrants not outstanding
$50,000,000.00
$104,000,000.00
Preferred Stock w/ Warrants
$23,864,000.00
$0.00
$27,872,582.22 Redeemed, in full; warrants not outstanding
$15,000,000.00
$8,864,000.00
Preferred Stock w/ Exercised Warrants
$38,000,000.00
$0.00
15,000
8,864
$1,000.00
$1,000.00
$13,447,811.37 Sold, in full; warrants not outstanding
$10,450,000.00
38,000
$275.00
($27,550,000.00)
$6,952,779.42
$2,708,592.55
$1,354,296.27
4,702,860
1,832,092
916,046
$1.59
$1.90
$2.05
$524,767.98
$772,382.25
$523,598.03
$60,000.00
$2,340,000.00
60,000
2,340,000
$1.05
$1.05
$3,000.60
$117,023.40
$11,000,000.00
11,000
$1,000.00
$550,000.00
550
$6,000,000.00
$2,500,000.00
$6,500,000.00
6,000
2,500
6,500
$1,000.00
$1,000.00
$1,000.00
$750,000.00
750
$607,000.00
607
$1,000.00
$30,000.00
30
$10,000,000.00
10,000
$1,000.00
($104,500.00)
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
$9,000,000.00
$6,000,000.00
$2,400,000.00
$3,984,331.76
$0.00
$13,646,833.17 Sold, in part; warrants not outstanding
$3,022,879.60 Sold, in full; warrants not outstanding
($25,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$11,000,000.00
$15,000,000.00
$0.00
$0.00
$12,845,586.01 Redeemed, in full; warrants not outstanding
$18,707,708.84 Redeemed, in full; warrants not outstanding
$607,000.00
$0.00
$724,123.53 Redeemed, in full; warrants not outstanding
$20,000,000.00
$0.00
$25,205,957.78 Redeemed, in full; warrants not outstanding
16
Footnote
8,14,18,44
125
8,14,44
8,11,14
8
8,130
8,11,14
39
8,128
11
8,14
14,15,45
11
9,11,36
11
8,14,18,44
8,57,97
8,18
8,14
143
8
44
11,59
8,14
12,16
8,11,14
45
8,113
8,11,14
8,14
11
40
45
93
8,17,44
8,14,44
14,15
15
Institution Name
C&F FINANCIAL CORPORATION
C&F FINANCIAL CORPORATION
CACHE VALLEY BANKING COMPANY
CACHE VALLEY BANKING COMPANY
CACHE VALLEY BANKING COMPANY
CADENCE FINANCIAL CORPORATION
CADENCE FINANCIAL CORPORATION
CALIFORNIA BANK OF COMMERCE
CALIFORNIA BANK OF COMMERCE
CALIFORNIA OAKS STATE BANK
CALIFORNIA OAKS STATE BANK
CALVERT FINANCIAL CORPORATION
CALVERT FINANCIAL CORPORATION
CALWEST BANCORP
CALWEST BANCORP
CAPITAL BANCORP, INC.
CAPITAL BANCORP, INC.
CAPITAL BANK CORPORATION
CAPITAL BANK CORPORATION
CAPITAL COMMERCE BANCORP, INC.
CAPITAL COMMERCE BANCORP, INC.
CAPITAL ONE FINANCIAL CORP
CAPITAL ONE FINANCIAL CORP
CAPITAL ONE FINANCIAL CORP
CAPITAL PACIFIC BANCORP
CAPITAL PACIFIC BANCORP
CAPITAL PACIFIC BANCORP
CAPITAL PACIFIC BANCORP
CARDINAL BANCORP II, INC.
CARDINAL BANCORP II, INC.
CAROLINA BANK HOLDINGS, INC.
CAROLINA BANK HOLDINGS, INC.
CAROLINA BANK HOLDINGS, INC.
CAROLINA BANK HOLDINGS, INC.
CAROLINA BANK HOLDINGS, INC.
CAROLINA TRUST BANK
CAROLINA TRUST BANK
CAROLINA TRUST BANK
CAROLINA TRUST BANK
CAROLINA TRUST BANK
CARROLLTON BANCORP
CARROLLTON BANCORP
CARVER BANCORP, INC.
CARVER BANCORP, INC.
CASCADE FINANCIAL CORPORATION
CASCADE FINANCIAL CORPORATION
CATHAY GENERAL BANCORP
CATHAY GENERAL BANCORP
CATHAY GENERAL BANCORP
CATHAY GENERAL BANCORP
CATSKILL HUDSON BANCORP, INC.
CATSKILL HUDSON BANCORP, INC.
CATSKILL HUDSON BANCORP, INC.
CB HOLDING CORP.
CB HOLDING CORP.
CBB BANCORP
CBB BANCORP
CBB BANCORP
CBB BANCORP
CBB BANCORP
CBB BANCORP
CBS BANC-CORP.
CBS BANC-CORP.
CBS BANC-CORP.
CBS BANC-CORP.
CBS BANC-CORP.
CECIL BANCORP, INC.
CECIL BANCORP, INC.
CEDARSTONE BANK
CEDARSTONE BANK
CENTER BANCORP, INC.
CENTER BANCORP, INC.
CENTER BANCORP, INC.
CENTER FINANCIAL CORPORATION / BBCN BANCORP, INC.
CENTER FINANCIAL CORPORATION / BBCN BANCORP, INC.
CENTER FINANCIAL CORPORATION / BBCN BANCORP, INC.
CENTERBANK
CENTERBANK
CENTERBANK
CENTERBANK
CENTERBANK
CENTERSTATE BANKS OF FLORIDA INC.
CENTERSTATE BANKS OF FLORIDA INC.
CENTERSTATE BANKS OF FLORIDA INC.
CENTRA FINANCIAL HOLDINGS, INC.
CENTRA FINANCIAL HOLDINGS, INC.
CENTRA FINANCIAL HOLDINGS, INC.
CENTRAL BANCORP, INC. (MA)
CENTRAL BANCORP, INC. (MA)
CENTRAL BANCORP, INC. (MA)
CENTRAL BANCORP, INC. (TX)
CENTRAL BANCORP, INC. (TX)
CENTRAL BANCSHARES, INC.
CENTRAL BANCSHARES, INC.
CENTRAL COMMUNITY CORPORATION
CENTRAL COMMUNITY CORPORATION
CENTRAL COMMUNITY CORPORATION
CENTRAL COMMUNITY CORPORATION
CENTRAL FEDERAL CORPORATION
CENTRAL FEDERAL CORPORATION
CENTRAL JERSEY BANCORP
CENTRAL JERSEY BANCORP
CENTRAL JERSEY BANCORP
CENTRAL PACIFIC FINANCIAL CORP.
CENTRAL PACIFIC FINANCIAL CORP.
CENTRAL PACIFIC FINANCIAL CORP.
CENTRAL PACIFIC FINANCIAL CORP.
CENTRAL VALLEY COMMUNITY BANCORP
CENTRAL VALLEY COMMUNITY BANCORP
CENTRAL VALLEY COMMUNITY BANCORP
CENTRAL VIRGINIA BANKSHARES, INC.
CENTRAL VIRGINIA BANKSHARES, INC.
CENTRIC FINANCIAL CORPORATION
CENTRIC FINANCIAL CORPORATION
CENTRIX BANK & TRUST
CENTRIX BANK & TRUST
CENTRUE FINANCIAL CORPORATION
CENTRUE FINANCIAL CORPORATION
CENTRUE FINANCIAL CORPORATION
CENTRUE FINANCIAL CORPORATION
CENTRUE FINANCIAL CORPORATION
CENTRUE FINANCIAL CORPORATION
CENTRUE FINANCIAL CORPORATION
CENTRUE FINANCIAL CORPORATION
CENTURY FINANCIAL SERVICES CORPORATION
CENTURY FINANCIAL SERVICES CORPORATION
CENTURY FINANCIAL SERVICES CORPORATION
CENTURY FINANCIAL SERVICES CORPORATION
CHAMBERS BANCSHARES, INC.
CHAMBERS BANCSHARES, INC.
City
WEST POINT
WEST POINT
LOGAN
LOGAN
LOGAN
STARKVILLE
STARKVILLE
LAFAYETTE
LAFAYETTE
THOUSAND OAKS
THOUSAND OAKS
ASHLAND
ASHLAND
RANCHO SANTA MARGARITA
RANCHO SANTA MARGARITA
ROCKVILLE
ROCKVILLE
RALEIGH
RALEIGH
MILWAUKEE
MILWAUKEE
MCLEAN
MCLEAN
MCLEAN
PORTLAND
PORTLAND
PORTLAND
PORTLAND
WASHINGTON
WASHINGTON
GREENSBORO
GREENSBORO
GREENSBORO
GREENSBORO
GREENSBORO
LINCOLNTON
LINCOLNTON
LINCOLNTON
LINCOLNTON
LINCOLNTON
BALTIMORE
BALTIMORE
NEW YORK
NEW YORK
EVERETT
EVERETT
LOS ANGELES
LOS ANGELES
LOS ANGELES
LOS ANGELES
ROCK HILL
ROCK HILL
ROCK HILL
ALEDO
ALEDO
CARTERSVILLE
CARTERSVILLE
CARTERSVILLE
CARTERSVILLE
CARTERSVILLE
CARTERSVILLE
RUSSELLVILLE
RUSSELLVILLE
RUSSELLVILLE
RUSSELLVILLE
RUSSELLVILLE
ELKTON
ELKTON
LEBANON
LEBANON
UNION
UNION
UNION
LOS ANGELES
LOS ANGELES
LOS ANGELES
MILFORD
MILFORD
MILFORD
MILFORD
MILFORD
DAVENPORT
DAVENPORT
DAVENPORT
MORGANTOWN
MORGANTOWN
MORGANTOWN
SOMERVILLE
SOMERVILLE
SOMERVILLE
GARLAND
GARLAND
HOUSTON
HOUSTON
TEMPLE
TEMPLE
TEMPLE
TEMPLE
FAIRLAWN
FAIRLAWN
OAKHURST
OAKHURST
OAKHURST
HONOLULU
HONOLULU
HONOLULU
HONOLULU
FRESNO
FRESNO
FRESNO
POWHATAN
POWHATAN
HARRISBURG
HARRISBURG
BEDFORD
BEDFORD
OTTAWA
OTTAWA
OTTAWA
OTTAWA
OTTAWA
OTTAWA
OTTAWA
OTTAWA
SANTA FE
SANTA FE
SANTA FE
SANTA FE
DANVILLE
DANVILLE
State
VA
VA
UT
UT
UT
MS
MS
CA
CA
CA
CA
MO
MO
CA
CA
MD
MD
NC
NC
WI
WI
VA
VA
VA
OR
OR
OR
OR
MO
MO
NC
NC
NC
NC
NC
NC
NC
NC
NC
NC
MD
MD
NY
NY
WA
WA
CA
CA
CA
CA
NY
NY
NY
IL
IL
GA
GA
GA
GA
GA
GA
AL
AL
AL
AL
AL
MD
MD
TN
TN
NJ
NJ
NJ
CA
CA
CA
OH
OH
OH
OH
OH
FL
FL
FL
WV
WV
WV
MA
MA
MA
TX
TX
TX
TX
TX
TX
TX
TX
OH
OH
NJ
NJ
NJ
HI
HI
HI
HI
CA
CA
CA
VA
VA
PA
PA
NH
NH
IL
IL
IL
IL
IL
IL
IL
IL
NM
NM
NM
NM
AR
AR
Date
4/11/2012
5/14/2014
12/23/2008
12/18/2009
7/14/2011
1/9/2009
3/4/2011
2/27/2009
9/15/2011
1/23/2009
12/8/2010
1/23/2009
2/17/2016
1/23/2009
12/23/2015
12/23/2008
12/30/2010
12/12/2008
1/28/2011
4/10/2009
10/2/2015
11/14/2008
6/17/2009
12/9/2009
12/23/2008
11/8/2012
11/9/2012
1/11/2013
10/23/2009
9/8/2011
1/9/2009
2/20/2013
2/21/2013
3/26/2013
4/19/2013
2/6/2009
11/30/2012
1/11/2013
3/26/2013
6/11/2013
2/13/2009
4/19/2013
1/16/2009
8/27/2010
11/21/2008
6/30/2011
12/5/2008
3/20/2013
9/30/2013
12/9/2013
2/27/2009
12/22/2009
7/21/2011
5/29/2009
10/14/2011
2/20/2009
12/29/2009
11/28/2012
11/29/2012
1/11/2013
3/26/2013
3/27/2009
8/7/2012
8/9/2012
8/10/2012
9/11/2012
12/23/2008
6/30/2017
2/6/2009
11/20/2013
1/9/2009
9/15/2011
12/7/2011
12/12/2008
6/27/2012
5/27/2015
5/1/2009
10/29/2012
11/1/2012
1/11/2013
3/26/2013
11/21/2008
9/30/2009
10/28/2009
1/16/2009
3/31/2009
4/15/2009
12/5/2008
8/25/2011
10/19/2011
2/27/2009
8/29/2014
1/30/2009
7/6/2011
2/20/2009
12/10/2012
12/11/2012
1/11/2013
12/5/2008
9/26/2012
12/23/2008
11/24/2010
12/1/2010
1/9/2009
6/22/2011
4/4/2012
6/11/2013
1/30/2009
8/18/2011
9/28/2011
1/30/2009
10/1/2013
12/18/2009
7/14/2011
2/6/2009
7/28/2011
1/9/2009
9/25/2013
10/18/2013
10/29/2013
1/6/2014
2/10/2014
3/19/2014
10/15/2014
6/19/2009
12/19/2012
12/20/2012
1/11/2013
5/29/2009
4/1/2015
1
Original Investment Type
Original Investment Amount
Outstanding Investment
2
Total Cash Back
Investment Status*
Amount
$10,000,000.00
(Fee)4
Shares
10,000
Avg. Price
$1,000.00
(Realized Loss) / (Write-off)
Gain
5
Wt Amount
Wt Shares
$2,303,180.00
Preferred Stock w/ Exercised Warrants
$4,767,000.00
$4,640,000.00
$0.00
167,504
$238,000.00
238
$10,674,333.80 Redeemed, in full; warrants not outstanding
$9,407,000.00
$863.64
4,000
$1,000.00
$200,000.00
200
$3,300,000.00
3,300
$1,000.00
$165,000.00
165
$1,037,000.00
1,037
$1,000.00
$52,000.00
52
$4,656,000.00
24,445,000
$0.20
$4,700,000.00
4,700
$1,000.00
$235,000.00
235
$41,279,000.00
41,279
$1,000.00
$2,455,328.00
1,227,664
$2.00
$3,555,199,000.00
3,555,199
$1,000.00
$146,500,064.55
12,657,960
$169,042.00
200
$313,000.00
313,000
$1,800,000.00
357,675
$19,132.00
86,957
$213,594.16
205,379
$13,107,778.30
1,846,374
$263,000.00
263
($91,174.40)
($205,740.14)
$115,861.34
132
($96,696.00)
($2,206,944.00)
$287,213.85
$689,313.24
$131,297.76
315
756
144
$178,000.00
178
$245,000.00
86,705
$1,115,500.00
350,767
$84,057.43
113
$212,000.00
125,413
$750,000.00
750
$2,525,000.00
$0.00
44,000
$4,000,000.00
$44,000,000.00
$1,000.00
$38,000,000.00
Preferred Stock w/ Warrants
9,407
234,742
$41,984,062.50 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$4,000,000.00
$0.00
$4,755,899.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$3,300,000.00
$0.00
$3,802,219.25 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,037,000.00
$0.00
$1,604,019.48 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$4,656,000.00
$0.00
$5,285,163.67 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$4,700,000.00
$0.00
($6,000,000.00)
$5,452,281.19 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$41,279,000.00
$5,100,000.00
$3,555,199,000.00
$4,000,000.00
$0.00
$0.00
$0.00
$0.00
$233,000.00
$45,252,104.25 Redeemed, in full; warrants not outstanding
$2,764,934.40 Sold, in full; warrants not outstanding
($2,644,672.00)
$3,806,873,702.13 Redeemed, in full; warrants not outstanding
$4,742,850.89 Sold, in full; warrants not outstanding
$247,727.04
$3,505,712.96
264
3,736
$938.36
$938.36
$6,251,000.00
6,251,000
$1.00
$14,525,843.40
$435,756.60
15,534
466
$935.10
$935.10
($16,272.96)
($230,287.04)
($25,000.00)
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
$6,251,000.00
$0.00
$16,000,000.00
$0.00
$7,547,479.56 Redeemed, in full; warrants not outstanding
$19,941,788.94 Sold, in full; warrants not outstanding
($1,008,156.60)
($30,243.40)
($149,616.00)
Preferred Stock w/ Warrants
$4,000,000.00
$0.00
$3,994,452.00 Sold, in full; warrants not outstanding
$3,412,000.00
4,000
$853.00
($588,000.00)
($34,120.00)
($15,880.00)
Preferred Stock w/ Warrants
$9,201,000.00
$0.00
$11,388,958.51 Redeemed, in full; warrants not outstanding
$9,201,000.00
$38,970,000.00
$0.00
$258,000,000.00
$0.00
$416.99
129,000
129,000
$1,000.00
$1,000.00
$17,678,900.00 Sold, in full; warrants not outstanding
Preferred Stock w/ Warrants
38,970
$20,511,580.55 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$1,000.00
$129,000,000.00
$129,000,000.00
$0.00
18,980
$16,250,000.00
$18,980,000.00
$1,000.00
$18,980,000.00
Preferred Stock
9,201
Preferred Stock w/ Exercised Warrants
$3,000,000.00
$3,500,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$4,114,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$2,644,000.00
$1,753,000.00
$0.00
($22,720,000.00)
$329,874,444.96 Redeemed, in full; warrants not outstanding
$7,448,071.47 Redeemed, in full; warrants not outstanding
$6,500,000.00
6,500
$1,000.00
$271,579.53 Currently Not Collectible
($4,114,000.00)
$4,982,141.86 Sold, in full; warrants not outstanding
$1,268,825.60
$2,831,259.86
1,360
3,037
$932.96
$932.26
($32,969.92)
($363.42)
Preferred Stock w/ Exercised Warrants
$24,300,000.00
$0.00
$27,432,357.95 Sold, in full; warrants not outstanding
$923,304.00
$21,073,056.00
1,020
23,280
$905.20
$905.20
($219,963.60)
Preferred Stock w/ Warrants
$11,560,000.00
$0.00
$516,988.89 Currently Not Collectible
($11,560,000.00)
Preferred Stock w/ Exercised Warrants
$3,564,000.00
$0.00
$4,672,098.50 Redeemed, in full; warrants not outstanding
$3,564,000.00
Preferred Stock w/ Warrants
$10,000,000.00
$55,000,000.00
$0.00
$0.00
$1,000.00
$10,000,000.00
Preferred Stock w/ Warrants
3,564
10,000
$1,000.00
$11,586,666.67 Redeemed, in full; warrants not outstanding
$65,855,083.33 Redeemed, in full; warrants not outstanding
$55,000,000.00
Preferred Stock w/ Exercised Warrants
$2,250,000.00
$0.00
55,000
$1,000.00
$2,344,662.43 Sold, in full; warrants not outstanding
$24,750.00
$1,831,500.00
30
2,220
$825.00
$825.00
27,875
($5,250.00)
($388,500.00)
$1,000.00
($18,562.50)
($6,437.50)
Preferred Stock w/ Warrants
$27,875,000.00
$0.00
$29,283,302.58 Redeemed, in full; warrants not outstanding
$27,875,000.00
Preferred Stock w/ Exercised Warrants
$15,000,000.00
$0.00
$15,922,937.50 Redeemed, in full; warrants not outstanding
$15,000,000.00
Preferred Stock w/ Warrants
$10,000,000.00
$0.00
15,000
$1,000.00
$13,886,111.11 Redeemed, in full; warrants not outstanding
$10,000,000.00
Preferred Stock w/ Exercised Warrants
$22,500,000.00
$0.00
$5,800,000.00
$0.00
$1,000.00
$31,086,221.13 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
10,000
$6,859,176.83 Redeemed, in full; warrants not outstanding
$22,500,000.00
1,125
5,800
$1,000.00
$290,000.00
290
5,758
16,242
$926.20
$926.20
($424,940.40)
($1,198,659.60)
$1,058,725.80
1,100
$3,000,000.00
7,225
$415.22
($4,225,000.00)
$11,300,000.00
11,300
$1,000.00
$319,658.99
268,621
$751,888.00
79,288
$185,016.80
$0.00
$1,125,000.00
$5,333,059.60
$15,043,340.40
$22,000,000.00
$1,000.00
$5,800,000.00
Preferred Stock w/ Exercised Warrants
22,500
79,067
$25,797,528.80 Sold, in full; warrants not outstanding
($203,764.00)
Preferred Stock w/ Warrants
$7,225,000.00
$0.00
Preferred Stock w/ Warrants
$11,300,000.00
$0.00
Preferred Stock w/ Warrants
$135,000,000.00
$0.00
$3,612,118.06 Sold, in full; warrants not outstanding
$12,704,145.10 Redeemed, in full; warrants not outstanding
$75,036,891.42 Sold, in full; warrants not outstanding
$36,337,500.00
$36,427,038.55
Preferred Stock w/ Warrants
$7,000,000.00
$0.00
($454,218.75)
($387,816.38)
$11,385,000.00
$0.00
$12.75
$13.15
($32,121,928.87)
($30,113,532.58)
$8,077,516.47 Redeemed, in full; warrants not outstanding
$7,000,000.00
Preferred Stock w/ Warrants
2,850,000
2,770,117
7,000
$1,000.00
$3,800,656.00 Sold, in full; warrants not outstanding
$3,350,000.00
$0.00
$0.00
182
7,500
$1,000.00
$375,000.00
375
25,266
6,000
$325.00
$325.00
($17,054,550.00)
($4,050,000.00)
1,402
$412.01
($824,361.98)
508,320
$198,635.58
$297,953.37
200,000
300,000
$991,000.00
991,000
$8,887,791.42 Redeemed, in full; warrants not outstanding
$32,668,000.00
$182,000.00
$2,000.00
$7,500,000.00
($8,035,000.00)
$6,739,821.89 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,000.00
$8,211,450.00
$1,950,000.00
$0.00
6,056
$7,500,000.00
$6,056,000.00
$294.25
$6,056,000.00
Preferred Stock w/ Exercised Warrants
11,385
Preferred Stock w/ Warrants
$11,205,387.14 Sold, in full; warrants not outstanding
($82,114.50)
($19,500.00)
$577,638.02
($5,776.38)
Subordinated Debentures w/ Exercised Warrants
$10,000,000.00
$0.00
$13,186,960.25 Sold, in full; warrants not outstanding
$39,400.00
$9,810,600.00
40,000
9,960,000
$0.99
$0.99
19,817,000
$1.00
($600.00)
($149,400.00)
($98,500.00)
Subordinated Debentures w/ Exercised Warrants
$19,817,000.00
$0.00
$32,098,302.62 Redeemed, in full; warrants not outstanding
$19,817,000.00
17
Footnote
8
23
19,30
11
8,55,97
8,14
9,11,36
8
8,138
8,14,44
11
86
45
8,9,124
11
8,14
82
8,17
45
44
8,14
8,11,14
11,16
8,14,44
11
11
14,15
8,14
8,11,14
8,11,14
8,11,14
8,17
9,11,36
44
11,101
8,14
81
8,14,76
8
8,14,44
8
Institution Name
CHICAGO SHORE CORPORATION
CHICAGO SHORE CORPORATION
CHICAGO SHORE CORPORATION
CHICAGO SHORE CORPORATION
CIT GROUP INC.
CIT GROUP INC.
CITIGROUP INC.
CITIGROUP INC.
CITIGROUP INC.
CITIZENS & NORTHERN CORPORATION
CITIZENS & NORTHERN CORPORATION
CITIZENS & NORTHERN CORPORATION
CITIZENS BANCORP
CITIZENS BANCORP
CITIZENS BANCSHARES CO.
CITIZENS BANCSHARES CO.
CITIZENS BANCSHARES CO.
CITIZENS BANCSHARES CO.
CITIZENS BANCSHARES CORPORATION
CITIZENS BANCSHARES CORPORATION
CITIZENS BANK & TRUST COMPANY, ESTABLISHED 1945
CITIZENS BANK & TRUST COMPANY, ESTABLISHED 1945
CITIZENS BANK & TRUST COMPANY, ESTABLISHED 1945
CITIZENS COMMERCE BANCSHARES, INC.
CITIZENS COMMERCE BANCSHARES, INC.
CITIZENS COMMUNITY BANK
CITIZENS COMMUNITY BANK
CITIZENS FIRST CORPORATION
CITIZENS FIRST CORPORATION
CITIZENS FIRST CORPORATION
CITIZENS FIRST CORPORATION
CITIZENS FIRST CORPORATION
CITIZENS REPUBLIC BANCORP, INC. / FIRSTMERIT CORPORATION
CITIZENS REPUBLIC BANCORP, INC. / FIRSTMERIT CORPORATION
CITIZENS REPUBLIC BANCORP, INC. / FIRSTMERIT CORPORATION
CITIZENS SOUTH BANKING CORPORATION
CITIZENS SOUTH BANKING CORPORATION
CITIZENS SOUTH BANKING CORPORATION
CITY NATIONAL BANCSHARES CORPORATION
CITY NATIONAL BANCSHARES CORPORATION
CITY NATIONAL CORPORATION
CITY NATIONAL CORPORATION
CITY NATIONAL CORPORATION
CITY NATIONAL CORPORATION
CLOVER COMMUNITY BANKSHARES, INC.
CLOVER COMMUNITY BANKSHARES, INC.
CLOVER COMMUNITY BANKSHARES, INC.
CLOVER COMMUNITY BANKSHARES, INC.
COASTAL BANKING COMPANY, INC.
COASTAL BANKING COMPANY, INC.
COASTAL BANKING COMPANY, INC.
COASTAL BANKING COMPANY, INC.
COASTAL BANKING COMPANY, INC.
COASTAL BANKING COMPANY, INC.
COASTALSOUTH BANCHARES, INC.
COASTALSOUTH BANCHARES, INC.
COASTALSOUTH BANCHARES, INC.
COASTALSOUTH BANCHARES, INC.
COBIZ FINANCIAL INC.
COBIZ FINANCIAL INC.
COBIZ FINANCIAL INC.
CODORUS VALLEY BANCORP, INC.
CODORUS VALLEY BANCORP, INC.
CODORUS VALLEY BANCORP, INC.
COLOEAST BANKSHARES, INC.
COLOEAST BANKSHARES, INC.
COLOEAST BANKSHARES, INC.
COLOEAST BANKSHARES, INC.
COLONIAL AMERICAN BANK
COLONIAL AMERICAN BANK
COLONY BANKCORP, INC.
COLONY BANKCORP, INC.
COLONY BANKCORP, INC.
COLONY BANKCORP, INC.
COLONY BANKCORP, INC.
COLUMBIA BANKING SYSTEM, INC.
COLUMBIA BANKING SYSTEM, INC.
COLUMBIA BANKING SYSTEM, INC.
COLUMBINE CAPITAL CORP.
COLUMBINE CAPITAL CORP.
COMERICA INC.
COMERICA INC.
COMERICA INC.
COMMERCE NATIONAL BANK
COMMERCE NATIONAL BANK
COMMERCE NATIONAL BANK
COMMONWEALTH BANCSHARES, INC.
COMMONWEALTH BANCSHARES, INC.
COMMONWEALTH BANCSHARES, INC.
COMMONWEALTH BANCSHARES, INC.
COMMONWEALTH BANCSHARES, INC.
COMMONWEALTH BANCSHARES, INC.
COMMONWEALTH BUSINESS BANK
COMMONWEALTH BUSINESS BANK
COMMONWEALTH BUSINESS BANK
COMMUNITY 1ST BANK
COMMUNITY 1ST BANK
COMMUNITY BANCSHARES OF KANSAS, INC.
COMMUNITY BANCSHARES OF KANSAS, INC.
COMMUNITY BANCSHARES OF MISSISSIPPI, INC./COMMUNITY BANK OF MISSISSIPPI
COMMUNITY BANCSHARES OF MISSISSIPPI, INC./COMMUNITY BANK OF MISSISSIPPI
COMMUNITY BANCSHARES, INC.
COMMUNITY BANCSHARES, INC.
COMMUNITY BANK OF THE BAY
COMMUNITY BANK OF THE BAY
COMMUNITY BANK SHARES OF INDIANA, INC.
COMMUNITY BANK SHARES OF INDIANA, INC.
COMMUNITY BANK SHARES OF INDIANA, INC.
COMMUNITY BANKERS TRUST CORPORATION
COMMUNITY BANKERS TRUST CORPORATION
COMMUNITY BANKERS TRUST CORPORATION
COMMUNITY BANKERS TRUST CORPORATION
COMMUNITY BANKERS TRUST CORPORATION
COMMUNITY BUSINESS BANK
COMMUNITY BUSINESS BANK
COMMUNITY BUSINESS BANK
COMMUNITY FINANCIAL CORPORATION / CITY HOLDING COMPANY
COMMUNITY FINANCIAL CORPORATION / CITY HOLDING COMPANY
COMMUNITY FINANCIAL CORPORATION / CITY HOLDING COMPANY
COMMUNITY FINANCIAL SHARES, INC.
COMMUNITY FINANCIAL SHARES, INC.
COMMUNITY FIRST BANCSHARES, INC. (AR)
COMMUNITY FIRST BANCSHARES, INC. (AR)
COMMUNITY FIRST BANCSHARES, INC. (AR)
COMMUNITY FIRST BANCSHARES, INC. (AR)
COMMUNITY FIRST BANCSHARES, INC. (TN)
COMMUNITY FIRST BANCSHARES, INC. (TN)
COMMUNITY FIRST, INC.
COMMUNITY FIRST, INC.
COMMUNITY FIRST, INC.
City
CHICAGO
CHICAGO
CHICAGO
CHICAGO
NEW YORK
NEW YORK
NEW YORK
NEW YORK
NEW YORK
WELLSBORO
WELLSBORO
WELLSBORO
NEVADA CITY
NEVADA CITY
CHILLICOTHE
CHILLICOTHE
CHILLICOTHE
CHILLICOTHE
ATLANTA
ATLANTA
COVINGTON
COVINGTON
COVINGTON
VERSAILLES
VERSAILLES
SOUTH HILL
SOUTH HILL
BOWLING GREEN
BOWLING GREEN
BOWLING GREEN
BOWLING GREEN
BOWLING GREEN
FLINT
FLINT
FLINT
GASTONIA
GASTONIA
GASTONIA
NEWARK
NEWARK
BEVERLY HILLS
BEVERLY HILLS
BEVERLY HILLS
BEVERLY HILLS
CLOVER
CLOVER
CLOVER
CLOVER
FERNANDINA BEACH
FERNANDINA BEACH
FERNANDINA BEACH
FERNANDINA BEACH
FERNANDINA BEACH
FERNANDINA BEACH
HILTON HEAD ISLAND
HILTON HEAD ISLAND
HILTON HEAD ISLAND
HILTON HEAD ISLAND
DENVER
DENVER
DENVER
YORK
YORK
YORK
LAMAR
LAMAR
LAMAR
LAMAR
WEST CONSHOHOCKEN
WEST CONSHOHOCKEN
FITZGERALD
FITZGERALD
FITZGERALD
FITZGERALD
FITZGERALD
TACOMA
TACOMA
TACOMA
BUENA VISTA
BUENA VISTA
DALLAS
DALLAS
DALLAS
NEWPORT BEACH
NEWPORT BEACH
NEWPORT BEACH
LOUISVILLE
LOUISVILLE
LOUISVILLE
LOUISVILLE
LOUISVILLE
LOUISVILLE
LOS ANGELES
LOS ANGELES
LOS ANGELES
ROSEVILLE
ROSEVILLE
GOFF
GOFF
BRANDON
BRANDON
KINGMAN
KINGMAN
OAKLAND
OAKLAND
NEW ALBANY
NEW ALBANY
NEW ALBANY
GLEN ALLEN
GLEN ALLEN
GLEN ALLEN
GLEN ALLEN
GLEN ALLEN
WEST SACRAMENTO
WEST SACRAMENTO
WEST SACRAMENTO
STAUNTON
STAUNTON
STAUNTON
GLEN ELLYN
GLEN ELLYN
HARRISON
HARRISON
HARRISON
HARRISON
UNION CITY
UNION CITY
COLUMBIA
COLUMBIA
COLUMBIA
State
IL
IL
IL
IL
NY
NY
NY
NY
NY
PA
PA
PA
CA
CA
MO
MO
MO
MO
GA
GA
LA
LA
LA
KY
KY
VA
VA
KY
KY
KY
KY
KY
MI
MI
MI
NC
NC
NC
NJ
NJ
CA
CA
CA
CA
SC
SC
SC
SC
FL
FL
FL
FL
FL
FL
SC
SC
SC
SC
CO
CO
CO
PA
PA
PA
CO
CO
CO
CO
PA
PA
GA
GA
GA
GA
GA
WA
WA
WA
CO
CO
TX
TX
TX
CA
CA
CA
KY
KY
KY
KY
KY
KY
CA
CA
CA
CA
CA
KS
KS
MS
MS
AZ
AZ
CA
CA
IN
IN
IN
VA
VA
VA
VA
VA
CA
CA
CA
VA
VA
VA
IL
IL
AR
AR
AR
AR
TN
TN
TN
TN
TN
Date
7/31/2009
3/14/2014
3/17/2014
4/25/2014
12/31/2008
12/10/2009
10/28/2008
12/10/2010
1/31/2011
1/16/2009
8/4/2010
9/1/2010
12/23/2008
9/23/2011
5/29/2009
2/7/2013
2/8/2013
3/26/2013
3/6/2009
8/13/2010
3/20/2009
6/29/2015
8/6/2015
2/6/2009
2/28/2017
12/23/2008
7/28/2011
12/19/2008
2/16/2011
2/13/2013
1/15/2014
4/15/2015
12/12/2008
4/12/2013
5/13/2015
12/12/2008
9/22/2011
11/9/2011
4/10/2009
8/7/2015
11/21/2008
12/30/2009
3/3/2010
4/7/2010
3/27/2009
11/28/2012
11/29/2012
1/11/2013
12/5/2008
3/8/2013
3/11/2013
4/9/2013
4/10/2013
6/12/2013
8/28/2009
3/8/2013
3/11/2013
4/9/2013
12/19/2008
9/8/2011
11/23/2011
1/9/2009
8/18/2011
9/28/2011
2/13/2009
7/19/2013
7/22/2013
9/12/2013
3/27/2009
10/26/2011
1/9/2009
2/7/2013
2/8/2013
3/26/2013
6/12/2013
11/21/2008
8/11/2010
9/1/2010
2/27/2009
9/22/2011
11/14/2008
3/17/2010
5/12/2010
1/9/2009
10/7/2009
10/1/2013
5/22/2009
8/7/2012
8/8/2012
8/9/2012
8/10/2012
9/11/2012
1/23/2009
7/17/2013
9/12/2013
1/16/2009
12/19/2012
3/6/2009
7/18/2012
9/11/2009
9/29/2010
7/24/2009
2/11/2015
1/16/2009
9/29/2010
5/29/2009
9/15/2011
10/19/2011
12/19/2008
7/24/2013
11/20/2013
4/23/2014
6/4/2014
2/27/2009
11/30/2012
1/11/2013
12/19/2008
1/9/2013
5/28/2015
5/15/2009
12/21/2012
4/3/2009
2/7/2014
2/10/2014
3/19/2014
3/20/2009
8/18/2011
2/27/2009
4/11/2014
4/14/2014
1
Original Investment Type
Preferred Stock w/ Exercised Warrants
Original Investment Amount
$7,000,000.00
Outstanding Investment
$0.00
2
Investment Status*
Total Cash Back
$8,981,348.81 Sold, in full; warrants not outstanding
Amount
(Fee)4
$257,660.00
$6,679,340.00
Shares
Avg. Price
260
6,740
$991.00
$991.00
(Realized Loss) / (Write-off)
Gain
5
($2,340.00)
($60,660.00)
Wt Amount
Wt Shares
$347,193.00
350
$54,621,848.84
210,084,034
$400,000.00
194,794
($6,332,625.00)
($5,850,000.00)
$258,018.75
$387,028.12
500
750
$53,015.60
120
$150,000.00
150
$1,705,802.78
254,218
$12,150,120.44
2,571,998
$225,157.00
450,314
$18,500,000.00
1,128,668
$114,021.50
150
$99,000.00
$225,647.45
60,000
145,579
$389,857.05
$25,990.47
450
30
$143,677.00
895,968
$526,604.00
263,859
$494,381.25
50
$29,000.00
29
$810,000.00
500,000
$3,301,647.00
398,023
$113,000.00
113
$181,102,043.40
11,479,592
$566,858.50
87,209
($69,370.00)
Preferred Stock w/ Warrants
$2,330,000,000.00
$0.00
Preferred Stock w/ Warrants
$25,000,000,000.00
$0.00
$43,687,500.00 Exited bankruptcy/Receivership
($2,330,000,000.00)
$32,839,267,986.46 Redeemed, in full; warrants not outstanding
$25,000,000,000.00
Preferred Stock w/ Warrants
$26,440,000.00
$0.00
7,692,307,692
$10,400,000.00
$0.00
$6,852,354,470.95
$28,889,100.00 Redeemed, in full; warrants not outstanding
$26,440,000.00
Preferred Stock w/ Exercised Warrants
$4.14
26,440
$1,000.00
$223,571.11 Currently Not Collectible
($10,400,000.00)
Preferred Stock w/ Exercised Warrants
$24,990,000.00
$0.00
$13,952,381.45 Sold, in full; warrants not outstanding
$6,657,375.00
$6,150,000.00
12,990
12,000
$512.50
$512.50
7,462
$1,000.00
2,400
$650.13
($839,688.00)
$4,800,000.04
10,909,091
$0.44
($1,499,999.96)
$3,000,000.00
3,000
$1,000.00
$2,212,308.00
$3,300,904.00
$3,265,788.00
63
94
93
$35,116.00
$35,116.00
$35,116.00
($128,073.75)
Preferred Stock
$7,462,000.00
$0.00
$7,997,813.22 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$2,400,000.00
$0.00
$2,353,330.60 Sold, in full; warrants not outstanding
$7,462,000.00
$1,560,312.00
($25,000.00)
Preferred Stock w/ Exercised Warrants
$6,300,000.00
$0.00
$4,980,258.54 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$3,000,000.00
$0.00
$3,574,645.84 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$8,779,000.00
$0.00
$12,236,725.89 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$300,000,000.00
$0.00
$381,395,557.08 Redeemed, in full; warrants not outstanding
$300,000,000.00
Preferred Stock w/ Warrants
$20,500,000.00
$0.00
300,000
$23,572,379.22 Redeemed, in full; warrants not outstanding
$20,500,000.00
Preferred Stock
$9,439,000.00
$0.00
$1,000.00
20,500
$1,000.00
$2,508,609.00 Sold, in full; warrants not outstanding
$2,226,750.00
Preferred Stock w/ Exercised Warrants
$400,000,000.00
$3,000,000.00
$0.00
$0.00
$235.91
$200,000,000.00
$200,000,000.00
Preferred Stock w/ Warrants
9,439
200,000
200,000
($7,212,250.00)
$1,000.00
$1,000.00
$442,416,666.67 Redeemed, in full; warrants not outstanding
$3,318,585.05 Sold, in full; warrants not outstanding
$955,825.50
$1,662,874.50
1,095
1,905
$872.90
$872.90
($139,174.50)
($242,125.50)
3,950
6,000
$955.10
$955.10
($177,355.00)
($269,400.00)
($25,000.00)
Preferred Stock w/ Warrants
$9,950,000.00
$0.00
$11,166,897.79 Sold, in full; warrants not outstanding
$3,772,645.00
$5,730,600.00
($95,032.45)
Preferred Stock w/ Exercised Warrants
$16,015,000.00
$0.00
$14,257,487.71 Sold, in full; warrants not outstanding
$397,550.00
$12,335,976.50
500
15,515
$795.10
$795.10
64,450
($102,450.00)
($3,179,023.50)
$1,000.00
($127,335.27)
Preferred Stock w/ Warrants
$64,450,000.00
$0.00
$73,357,086.72 Redeemed, in full; warrants not outstanding
$64,450,000.00
Preferred Stock w/ Warrants
$16,500,000.00
$0.00
$19,178,479.00 Redeemed, in full; warrants not outstanding
$16,500,000.00
Preferred Stock w/ Exercised Warrants
$10,000,000.00
$0.00
16,500
$1,000.00
$10,670,784.03 Sold, in full; warrants not outstanding
$46,995.00
$8,990,505.00
52
9,948
$903.75
$903.75
$574,000.00
574
$1,000.00
$21,633,944.71
$265,135.29
27,661
339
$782.11
$782.11
($5,005.00)
($957,495.00)
($90,375.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$574,000.00
$28,000,000.00
$0.00
$0.00
$668,142.53 Redeemed, in full; warrants not outstanding
$26,480,089.20 Sold, in full; warrants not outstanding
($6,027,055.29)
($73,864.71)
($218,990.80)
Preferred Stock w/ Warrants
$76,898,000.00
$0.00
$86,821,419.22 Redeemed, in full; warrants not outstanding
$76,898,000.00
Preferred Stock w/ Exercised Warrants
$2,260,000.00
$0.00
76,898
$1,000.00
$2,689,478.64 Redeemed, in full; warrants not outstanding
$2,260,000.00
Preferred Stock w/ Warrants
$2,250,000,000.00
$5,000,000.00
$0.00
$0.00
$1,000.00
$2,250,000,000.00
Preferred Stock w/ Warrants
2,260
2,250,000
$1,000.00
$2,582,039,543.40 Redeemed, in full; warrants not outstanding
$5,602,969.61 Redeemed, in full; warrants not outstanding
5,000
$5,000,000.00
Subordinated Debentures w/ Exercised Warrants
$20,400,000.00
$0.00
$1,000.00
$21,575,016.54 Sold, in full; warrants not outstanding
$130,500.00
$1,469,250.00
$13,100,250.00
$600,000.00
174,000
1,959,000
17,467,000
800,000
$0.75
$0.75
$0.75
$0.75
($43,500.00)
($489,750.00)
($4,366,750.00)
($200,000.00)
$792,990.00
$105,732.00
900,000
120,000
7,701
$951.00
($377,349.00)
$362,427.91
385
$2,550,000.00
2,550
$1,000.00
$128,000.00
128
$500,000.00
500
$1,000.00
$25,000.00
25
$52,000,000.00
52,000
$1,000.00
$2,600,000.00
2,600
$3,872,000.00
3,872
$1,000.00
$116,000.00
116
$1,747,000.00
1,747
$1,000.00
$19,468,000.00
19,468
$1,000.00
$1,100,869.50
386,270
$780,000.00
780,000
$167,035.00
199
$873,485.00
61,796
($153,000.00)
Preferred Stock w/ Exercised Warrants
$7,701,000.00
$0.00
$8,451,110.79 Sold, in full; warrants not outstanding
$7,323,651.00
($73,236.51)
Preferred Stock w/ Exercised Warrants
$2,550,000.00
$0.00
$2,899,659.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$500,000.00
$0.00
$616,741.75 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$52,000,000.00
$0.00
$57,575,699.54 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$3,872,000.00
$1,747,000.00
$19,468,000.00
$17,680,000.00
$0.00
$0.00
$0.00
$0.00
$5,197,157.57 Redeemed, in full; warrants not outstanding
$1,823,188.61 Redeemed, in full; warrants not outstanding
$22,802,281.62 Redeemed, in full; warrants not outstanding
$23,135,879.12 Redeemed, in full; warrants not outstanding
$4,500,000.00
$2,500,000.00
$10,680,000.00
Preferred Stock w/ Exercised Warrants
$3,976,000.00
$0.00
4,500
2,500
10,680
$1,000.00
$1,000.00
$1,000.00
$4,674,050.16 Sold, in full; warrants not outstanding
$3,717,560.00
3,976
$935.00
12,643
($258,440.00)
$1,000.00
($25,000.00)
Preferred Stock w/ Warrants
$12,643,000.00
$0.00
$16,080,204.94 Redeemed, in full; warrants not outstanding
$12,643,000.00
Preferred Stock w/ Exercised Warrants
$6,970,000.00
$0.00
$4,240,743.82 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$12,725,000.00
$0.00
$16,441,884.63 Sold, in full; warrants not outstanding
$3,136,500.00
6,970
$450.00
($3,833,500.00)
$157,050.00
349
$3,705,037.50
$8,867,389.75
3,750
8,975
$988.01
$988.01
($44,962.50)
($107,610.25)
$85,157.88
$544,614.34
86
550
$20,000,000.00
20,000
$1,000.00
$1,000,000.00
1,000
$1,322,500.50
$4,028,202.50
4,401
13,405
$300.50
$300.50
$72,314.55
$387,399.37
140
750
($125,724.27)
Preferred Stock w/ Exercised Warrants
$20,000,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$17,806,000.00
$0.00
$23,628,111.33 Redeemed, in full; warrants not outstanding
$7,665,362.89 Sold, in full; warrants not outstanding
($3,078,499.50)
($9,376,797.50)
18
Footnote
8,67
8,14
44
15,17
8,14,44
53,110
8,14
8,14
8,14
8
8
58
8,14
8
11,16
8,14,44
14,15,44
8,14
8,18
14,15
8,14
11
44
15
12,44
11,16
89
44
45
11
8,14,44
8,44,73
8,14
8,14,18
Institution Name
COMMUNITY FIRST, INC.
COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC.
COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC.
COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC.
COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC.
COMMUNITY INVESTORS BANCORP, INC.
COMMUNITY INVESTORS BANCORP, INC.
COMMUNITY INVESTORS BANCORP, INC.
COMMUNITY INVESTORS BANCORP, INC.
COMMUNITY INVESTORS BANCORP, INC.
COMMUNITY PARTNERS BANCORP
COMMUNITY PARTNERS BANCORP
COMMUNITY PARTNERS BANCORP
COMMUNITY PRIDE BANK CORPORATION
COMMUNITY PRIDE BANK CORPORATION
COMMUNITY PRIDE BANK CORPORATION
COMMUNITY TRUST FINANCIAL CORPORATION
COMMUNITY TRUST FINANCIAL CORPORATION
COMMUNITY WEST BANCSHARES
COMMUNITY WEST BANCSHARES
COMMUNITY WEST BANCSHARES
COMMUNITY WEST BANCSHARES
COMMUNITY WEST BANCSHARES
COMMUNITYONE BANCORP / FNB UNITED CORP.
COMMUNITYONE BANCORP / FNB UNITED CORP.
COMMUNITYONE BANCORP / FNB UNITED CORP.
CONGAREE BANCSHARES, INC.
CONGAREE BANCSHARES, INC.
CONGAREE BANCSHARES, INC.
CONGAREE BANCSHARES, INC.
CORNING SAVINGS AND LOAN ASSOCIATION
CORNING SAVINGS AND LOAN ASSOCIATION
CORNING SAVINGS AND LOAN ASSOCIATION
CORNING SAVINGS AND LOAN ASSOCIATION
COUNTRY BANK SHARES, INC.
COUNTRY BANK SHARES, INC.
COUNTRY BANK SHARES, INC.
COUNTRY BANK SHARES, INC.
COVENANT FINANCIAL CORPORATION
COVENANT FINANCIAL CORPORATION
CRAZY WOMAN CREEK BANCORP INCORPORATED
CRAZY WOMAN CREEK BANCORP INCORPORATED
CRAZY WOMAN CREEK BANCORP INCORPORATED
CRESCENT FINANCIAL BANCSHARES, INC. (CRESCENT FINANCIAL CORPORATION) / VantageSouth Bancshares, Inc.
CRESCENT FINANCIAL BANCSHARES, INC. (CRESCENT FINANCIAL CORPORATION) / VantageSouth Bancshares, Inc.
CRESCENT FINANCIAL BANCSHARES, INC. (CRESCENT FINANCIAL CORPORATION) / VantageSouth Bancshares, Inc.
CROSSTOWN HOLDING COMPANY
CROSSTOWN HOLDING COMPANY
CROSSTOWN HOLDING COMPANY
CROSSTOWN HOLDING COMPANY
CSRA BANK CORP.
CSRA BANK CORP.
CSRA BANK CORP.
CVB FINANCIAL CORP.
CVB FINANCIAL CORP.
CVB FINANCIAL CORP.
CVB FINANCIAL CORP.
D.L. EVANS BANCORP
D.L. EVANS BANCORP
DEERFIELD FINANCIAL CORPORATION
DEERFIELD FINANCIAL CORPORATION
DELMAR BANCORP
DELMAR BANCORP
DELMAR BANCORP
DELMAR BANCORP
DESOTO COUNTY BANK
DESOTO COUNTY BANK
DESOTO COUNTY BANK
DESOTO COUNTY BANK
DESOTO COUNTY BANK
DIAMOND BANCORP, INC.
DIAMOND BANCORP, INC.
DIAMOND BANCORP, INC.
DIAMOND BANCORP, INC.
DIAMOND BANCORP, INC.
DICKINSON FINANCIAL CORPORATION II
DICKINSON FINANCIAL CORPORATION II
DICKINSON FINANCIAL CORPORATION II
DICKINSON FINANCIAL CORPORATION II
DISCOVER FINANCIAL SERVICES
DISCOVER FINANCIAL SERVICES
DISCOVER FINANCIAL SERVICES
DNB FINANCIAL CORPORATION
DNB FINANCIAL CORPORATION
DNB FINANCIAL CORPORATION
DUKE FINANCIAL GROUP, INC.
DUKE FINANCIAL GROUP, INC.
DUKE FINANCIAL GROUP, INC.
DUKE FINANCIAL GROUP, INC.
EAGLE BANCORP, INC.
EAGLE BANCORP, INC.
EAGLE BANCORP, INC.
EAGLE BANCORP, INC.
EAST WEST BANCORP, INC.
EAST WEST BANCORP, INC.
EAST WEST BANCORP, INC.
EASTERN VIRGINIA BANKSHARES, INC.
EASTERN VIRGINIA BANKSHARES, INC.
EASTERN VIRGINIA BANKSHARES, INC.
EASTERN VIRGINIA BANKSHARES, INC.
EASTERN VIRGINIA BANKSHARES, INC.
ECB BANCORP, INC. / CRESCENT FINANCIAL BANCSHARES, INC. / VantageSouth Bancshares, Inc.
ECB BANCORP, INC. / CRESCENT FINANCIAL BANCSHARES, INC. / VantageSouth Bancshares, Inc.
ECB BANCORP, INC. / CRESCENT FINANCIAL BANCSHARES, INC. / VantageSouth Bancshares, Inc.
EMCLAIRE FINANCIAL CORP.
EMCLAIRE FINANCIAL CORP.
EMCLAIRE FINANCIAL CORP.
ENCORE BANCSHARES INC.
ENCORE BANCSHARES INC.
ENCORE BANCSHARES INC.
ENTERPRISE FINANCIAL SERVICES CORP.
ENTERPRISE FINANCIAL SERVICES CORP.
ENTERPRISE FINANCIAL SERVICES CORP.
ENTERPRISE FINANCIAL SERVICES GROUP, INC.
ENTERPRISE FINANCIAL SERVICES GROUP, INC.
EQUITY BANCSHARES, INC.
EQUITY BANCSHARES, INC.
EXCHANGE BANK
EXCHANGE BANK
EXCHANGE BANK
EXCHANGE BANK
EXCHANGE BANK
EXCHANGE BANK
EXCHANGE BANK
F & M BANCSHARES, INC.
F & M BANCSHARES, INC.
F & M BANCSHARES, INC.
F & M BANCSHARES, INC.
F & M BANCSHARES, INC.
F & M BANCSHARES, INC.
City
COLUMBIA
BRANDON
BRANDON
BRANDON
BRANDON
BUCYRUS
BUCYRUS
BUCYRUS
BUCYRUS
BUCYRUS
MIDDLETOWN
MIDDLETOWN
MIDDLETOWN
HAM LAKE
HAM LAKE
HAM LAKE
RUSTON
RUSTON
GOLETA
GOLETA
GOLETA
GOLETA
GOLETA
ASHEBORO
ASHEBORO
ASHEBORO
CAYCE
CAYCE
CAYCE
CAYCE
CORNING
CORNING
CORNING
CORNING
MILFORD
MILFORD
MILFORD
MILFORD
CLARKSDALE
CLARKSDALE
BUFFALO
BUFFALO
BUFFALO
RALEIGH
RALEIGH
RALEIGH
BLAINE
BLAINE
BLAINE
BLAINE
WRENS
WRENS
WRENS
ONTARIO
ONTARIO
ONTARIO
ONTARIO
BURLEY
BURLEY
DEERFIELD
DEERFIELD
DELMAR
DELMAR
DELMAR
DELMAR
HORN LAKE
HORN LAKE
HORN LAKE
HORN LAKE
HORN LAKE
WASHINGTON
WASHINGTON
WASHINGTON
WASHINGTON
WASHINGTON
KANSAS CITY
KANSAS CITY
KANSAS CITY
KANSAS CITY
RIVERWOODS
RIVERWOODS
RIVERWOODS
DOWNINGTOWN
DOWNINGTOWN
DOWNINGTOWN
MINNEAPOLIS
MINNEAPOLIS
MINNEAPOLIS
MINNEAPOLIS
BETHESDA
BETHESDA
BETHESDA
BETHESDA
PASADENA
PASADENA
PASADENA
TAPPAHANNOCK
TAPPAHANNOCK
TAPPAHANNOCK
TAPPAHANNOCK
TAPPAHANNOCK
ENGELHARD
ENGELHARD
ENGELHARD
EMLENTON
EMLENTON
EMLENTON
HOUSTON
HOUSTON
HOUSTON
ST. LOUIS
ST. LOUIS
ST. LOUIS
ALLISON PARK
ALLISON PARK
WICHITA
WICHITA
SANTA ROSA
SANTA ROSA
SANTA ROSA
SANTA ROSA
SANTA ROSA
SANTA ROSA
SANTA ROSA
TREZEVANT
TREZEVANT
TREZEVANT
TREZEVANT
TREZEVANT
TREZEVANT
State
TN
MS
MS
MS
MS
OH
OH
OH
OH
OH
NJ
NJ
NJ
MN
MN
MN
LA
LA
CA
CA
CA
CA
CA
NC
NC
NC
SC
SC
SC
SC
AR
AR
AR
AR
NE
NE
NE
NE
MS
MS
WY
WY
WY
NC
NC
NC
MN
MN
MN
MN
GA
GA
GA
CA
CA
CA
CA
ID
ID
WI
WI
MD
MD
MD
MD
MS
MS
MS
MS
MS
MO
MO
MO
MO
MO
MO
MO
MO
MO
IL
IL
IL
PA
PA
PA
MN
MN
MN
MN
MD
MD
MD
MD
CA
CA
CA
VA
VA
VA
VA
VA
NC
NC
NC
PA
PA
PA
TX
TX
TX
MO
MO
MO
PA
PA
KS
KS
CA
CA
CA
CA
CA
CA
CA
TN
TN
TN
TN
TN
TN
Date
7/18/2014
2/6/2009
11/30/2012
1/11/2013
3/26/2013
12/23/2008
12/19/2012
12/20/2012
1/11/2013
3/26/2013
1/30/2009
8/11/2011
10/26/2011
11/13/2009
8/12/2013
9/12/2013
1/9/2009
7/6/2011
12/19/2008
12/10/2012
12/11/2012
1/11/2013
6/12/2013
2/13/2009
5/23/2014
5/27/2015
1/9/2009
10/29/2012
10/31/2012
1/11/2013
2/13/2009
11/30/2012
1/11/2013
3/26/2013
1/30/2009
11/28/2012
11/29/2012
1/11/2013
6/5/2009
4/30/2014
2/20/2009
1/8/2014
11/19/2014
1/9/2009
2/19/2014
6/11/2014
1/23/2009
7/19/2013
7/22/2013
9/12/2013
3/27/2009
6/29/2015
8/6/2015
12/5/2008
8/26/2009
9/2/2009
10/28/2009
2/27/2009
9/27/2011
5/15/2009
9/8/2011
12/4/2009
2/7/2013
2/8/2013
3/26/2013
2/13/2009
12/29/2009
9/24/2013
9/25/2013
10/29/2013
5/22/2009
8/8/2012
8/9/2012
8/10/2012
9/11/2012
1/16/2009
2/7/2013
2/8/2013
3/26/2013
3/13/2009
4/21/2010
7/7/2010
1/30/2009
8/4/2011
9/21/2011
6/19/2009
11/27/2013
3/5/2014
4/2/2014
12/5/2008
12/23/2009
7/14/2011
11/23/2011
12/5/2008
12/29/2010
1/26/2011
1/9/2009
10/18/2013
10/21/2013
1/6/2014
5/13/2015
1/16/2009
2/19/2014
6/11/2014
12/23/2008
8/18/2011
12/7/2011
12/5/2008
9/27/2011
11/23/2011
12/19/2008
11/7/2012
1/9/2013
6/12/2009
8/25/2011
1/30/2009
8/11/2011
12/19/2008
8/3/2012
8/8/2012
8/9/2012
8/10/2012
8/13/2012
9/11/2012
1/30/2009
11/6/2009
2/6/2013
2/7/2013
2/8/2013
3/26/2013
1
Original Investment Type
Preferred Stock w/ Exercised Warrants
Original Investment Amount
$1,050,000.00
Outstanding Investment
$0.00
2
Total Cash Back
Investment Status*
Amount
(Fee)4
($53,507.03)
Shares
Avg. Price
(Realized Loss) / (Write-off)
Gain
5
Wt Amount
Wt Shares
$1,220,300.65 Sold, in full; warrants not outstanding
$1,002,750.00
105
$9,550.00
($47,250.00)
$25,000.00
5
1,003
1,597
$950.00
$950.00
($50,150.00)
($79,850.00)
$105,000.00
130
9,000
$1,000.00
$460,000.00
311,972
$177,716.96
132,000
$1,200,000.00
1,200
$698,351.00
521,158
$10,356.69
22,071
($10,027.50)
($14,972.50)
Preferred Stock w/ Exercised Warrants
$2,600,000.00
$0.00
$3,115,616.28 Sold, in full; warrants not outstanding
$952,850.00
$1,517,150.00
($24,700.00)
($300.00)
Preferred Stock w/ Warrants
$9,000,000.00
$0.00
$10,598,750.00 Redeemed, in full; warrants not outstanding
$9,000,000.00
Subordinated Debentures w/ Exercised Warrants
$4,400,000.00
$0.00
$5,462,045.14 Sold, in full; warrants not outstanding
$4,400,000.00
4,400,000
$1.11
$24,000,000.00
24,000
$1,000.00
$2,172,000.00
$9,122,400.00
3,000
12,600
$724.00
$724.00
$484,924.00
($48,849.24)
Preferred Stock w/ Exercised Warrants
$24,000,000.00
$0.00
$28,459,100.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$15,600,000.00
$0.00
$14,341,140.33 Sold, in full; warrants not outstanding
($828,000.00)
($3,477,600.00)
($112,944.00)
Preferred Stock w/ Warrants
$51,500,000.00
$0.00
$12,749,591.59 Sold, in full; warrants not outstanding
$10,149,929.90
Preferred Stock w/ Exercised Warrants
$3,285,000.00
$0.00
1,085,554
$9.35
($41,350,070.10)
$3,483,629.20 Sold, in full; warrants not outstanding
$23,932.54
$2,687,046.56
29
3,256
$825.26
$825.26
($5,067.46)
($568,953.44)
$106,364.00
164
638
$860.00
($89,320.00)
$3,960.00
32
777
6,748
$917.90
$917.90
($63,791.70)
($554,010.80)
$372,240.00
376
$5,000,000.00
5,000
$1,000.00
$250,000.00
250
$1,000,000.00
$2,100,000.00
1,000
2,100
$1,000.00
$1,000.00
$155,000.00
155
$24,900,000.00
24,900
$1,000.00
$1,681,000.00
833,705
$531,210.67
533
$141,815.60
120
$1,307,000.00
834,761
($25,000.00)
Preferred Stock w/ Exercised Warrants
$638,000.00
$0.00
$659,705.04 Sold, in full; warrants not outstanding
$548,680.00
($5,486.80)
($19,513.20)
Preferred Stock w/ Exercised Warrants
$7,525,000.00
$0.00
$8,781,205.02 Sold, in full; warrants not outstanding
$713,208.30
$6,193,989.20
($69,071.98)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$5,000,000.00
$3,100,000.00
$24,900,000.00
$10,650,000.00
$0.00
$0.00
$0.00
$0.00
$6,594,635.27 Redeemed, in full; warrants not outstanding
$4,225,732.08 Redeemed, in full; warrants not outstanding
$33,014,741.20 Redeemed, in full; warrants not outstanding
$13,498,324.83 Sold, in full; warrants not outstanding
$343,794.50
$10,117,381.00
350
10,300
$982.27
$982.27
2,400
$1,213.75
97,500
32,500
($6,205.50)
($182,619.00)
$1,000.00
$1,000.00
($104,611.76)
Preferred Stock w/ Exercised Warrants
$2,400,000.00
$0.00
$3,210,755.60 Sold, in full; warrants not outstanding
$2,400,000.00
$513,000.00
($25,000.00)
Preferred Stock w/ Warrants
$130,000,000.00
$0.00
$136,046,583.33 Redeemed, in full; warrants not outstanding
$97,500,000.00
$32,500,000.00
Preferred Stock w/ Exercised Warrants
$19,891,000.00
$0.00
$23,686,592.33 Redeemed, in full; warrants not outstanding
$19,891,000.00
2,639,000
$1.00
$132,000.00
132,000
8,648
352
$612.11
$612.11
($3,354,472.72)
($136,537.28)
$311,943.55
450
366
2,315
$823.58
$818.78
($64,571.42)
($419,532.41)
$40,563.34
59
6,000,000
13,965,000
480,000
$0.73
$0.73
$0.73
($1,618,500.00)
($3,767,058.75)
($129,480.00)
$688,041.09
$91,535.40
902,000
120,000
14,523
131,530
$552.61
$552.61
($6,497,444.97)
($58,845,206.70)
$3,372.19
$4,922,044.87
5
7,298
1,224,558
$1,000.00
20,500,413
$458,000.00
186,311
$600,000.00
600,000
$2,794,422.00
385,434
$14,500,000.00
1,517,555
$115,000.00
384,041
$871,000.00
514,693
$51,113.00
50,111
$637,071.00
364,026
$1,006,100.00
$0.00
995
$172,000,000.00
$9,000,000.00
$0.00
$995,000.00
$5,293,527.28
$215,462.72
Preferred Stock w/ Exercised Warrants
$2,639,000.00
$1,000.00
$2,639,000.00
Subordinated Debentures w/ Exercised Warrants
19,891
324,074
$3,283,338.96 Redeemed, in full; warrants not outstanding
$6,598,331.15 Sold, in full; warrants not outstanding
($55,089.90)
Preferred Stock w/ Exercised Warrants
$1,173,000.00
$1,508,000.00
$0.00
$2,781,331.97 Sold, in full; warrants not outstanding
$301,428.58
$1,895,467.59
($33,333.34)
Subordinated Debentures w/ Exercised Warrants
$20,445,000.00
$0.00
$21,101,618.19 Sold, in full; warrants not outstanding
$4,381,500.00
$10,197,941.25
$350,520.00
($149,299.61)
Preferred Stock w/ Exercised Warrants
$146,053,000.00
$0.00
$87,459,858.69 Sold, in full; warrants not outstanding
$8,025,555.03
$72,684,793.30
($807,103.48)
Preferred Stock w/ Warrants
$1,224,558,000.00
$0.00
$1,464,248,844.00 Redeemed, in full; warrants not outstanding
$1,224,558,000.00
Preferred Stock w/ Warrants
$11,750,000.00
$0.00
$13,683,277.61 Redeemed, in full; warrants not outstanding
$11,750,000.00
Subordinated Debentures w/ Exercised Warrants
$12,000,000.00
$0.00
11,750
$1,000.00
$17,424,285.82 Redeemed, in full; warrants not outstanding
$5,000,000.00
$2,000,000.00
$5,000,000.00
Preferred Stock w/ Warrants
$38,235,000.00
$306,546,000.00
$0.00
$0.00
$1.00
$1.00
$1.00
$15,000,000.00
$23,235,000.00
Preferred Stock w/ Warrants
5,000,000
2,000,000
5,000,000
15,000
23,235
$1,000.00
$1,000.00
$44,847,153.76 Redeemed, in full; warrants not outstanding
$352,722,420.00 Redeemed, in full; warrants not outstanding
$306,546,000.00
Preferred Stock w/ Warrants
$24,000,000.00
$0.00
306,546
$1,000.00
$28,568,653.60 Sold, in full; warrants not outstanding
$3,900,000.00
$20,100,000.00
3,900
20,100
$1,104.11
$1,104.11
$406,029.00
$2,092,611.00
($264,986.40)
Preferred Stock w/ Warrants
$17,949,000.00
$0.00
$23,397,494.08 Redeemed, in full; warrants not outstanding
$17,949,000.00
Preferred Stock w/ Warrants
$7,500,000.00
$0.00
17,949
$8,545,904.67 Redeemed, in full; warrants not outstanding
$7,500,000.00
Preferred Stock w/ Warrants
$34,000,000.00
$0.00
7,500
$35,000,000.00
$0.00
34,000
$4,000,000.00
$0.00
$1,000.00
$42,801,933.33 Redeemed, in full; warrants not outstanding
$35,000,000.00
Preferred Stock w/ Exercised Warrants
$1,000.00
$39,415,959.89 Redeemed, in full; warrants not outstanding
$34,000,000.00
Preferred Stock w/ Warrants
$1,000.00
35,000
$1,000.00
$4,680,205.56 Redeemed, in full; warrants not outstanding
$4,000,000.00
$43,000,000.00
$0.00
$0.00
$200,000.00
200
8,750
$1,000.00
$438,000.00
438
$481,387.50
$17,505,000.00
$8,725,367.25
$420,995.25
$10,503,000.00
Preferred Stock w/ Exercised Warrants
$8,750,000.00
$1,000.00
$8,750,000.00
Preferred Stock w/ Exercised Warrants
4,000
550
20,000
9,969
481
12,000
$875.25
$875.25
$875.25
$875.25
$875.25
($68,612.50)
($2,495,000.00)
($1,243,632.75)
($60,004.75)
($1,497,000.00)
$1,910,898.00
$120,386.57
$22,930.78
2,000
126
24
5,090
2,901
153
$942.50
$942.50
$942.50
($292,675.00)
($166,807.50)
($8,797.50)
$222,007.50
230
$10,394,872.56 Redeemed, in full; warrants not outstanding
$47,294,527.29 Sold, in full; warrants not outstanding
($376,357.50)
Preferred Stock w/ Exercised Warrants
$4,609,000.00
$3,535,000.00
$0.00
$9,405,391.28 Sold, in full; warrants not outstanding
$4,797,325.00
$2,734,192.50
$144,202.50
($76,757.21)
19
Footnote
8,14
14,15
8,14
11
8,120
8,14
8,11
14,15
8,14,45
15,17
8,14
8,14,45
8,14
11,15,44
77
8,17
8,14
11
11
8,14,45
15,17,44
8,14
8,14
11,14,15
9,11,36
45
34,118,121,140
8,11,14
8,14,45
8,14,45
8
45
8,14,18
45
Institution Name
F & M FINANCIAL CORPORATION (NC)
F & M FINANCIAL CORPORATION (NC)
F & M FINANCIAL CORPORATION (NC)
F & M FINANCIAL CORPORATION (NC)
F & M FINANCIAL CORPORATION (NC)
F&C BANCORP. INC.
F&C BANCORP. INC.
F&C BANCORP. INC.
F&C BANCORP. INC.
F&M FINANCIAL CORPORATION (TN)
F&M FINANCIAL CORPORATION (TN)
F&M FINANCIAL CORPORATION (TN)
F&M FINANCIAL CORPORATION (TN)
F&M FINANCIAL CORPORATION (TN)
F.N.B. CORPORATION
F.N.B. CORPORATION
F.N.B. CORPORATION
FARMERS & MERCHANTS BANCSHARES, INC. / ALLEGIANCE BANCSHARES, INC.
FARMERS & MERCHANTS BANCSHARES, INC. / ALLEGIANCE BANCSHARES, INC.
FARMERS & MERCHANTS FINANCIAL CORPORATION
FARMERS & MERCHANTS FINANCIAL CORPORATION
FARMERS & MERCHANTS FINANCIAL CORPORATION
FARMERS BANK, WINDSOR, VIRGINIA
FARMERS BANK, WINDSOR, VIRGINIA
FARMERS BANK, WINDSOR, VIRGINIA
FARMERS CAPITAL BANK CORPORATION
FARMERS CAPITAL BANK CORPORATION
FARMERS CAPITAL BANK CORPORATION
FARMERS ENTERPRISES, INC.
FARMERS ENTERPRISES, INC.
FARMERS ENTERPRISES, INC.
FARMERS ENTERPRISES, INC.
FARMERS ENTERPRISES, INC.
FARMERS STATE BANKSHARES, INC.
FARMERS STATE BANKSHARES, INC.
FBHC HOLDING COMPANY
FBHC HOLDING COMPANY
FC HOLDINGS, INC.
FC HOLDINGS, INC.
FC HOLDINGS, INC.
FCB BANCORP, INC.
FCB BANCORP, INC.
FFW CORPORATION
FFW CORPORATION
FFW CORPORATION
FFW CORPORATION
FIDELITY BANCORP, INC. (LA)
FIDELITY BANCORP, INC. (LA)
FIDELITY BANCORP, INC. (PA) / WESBANCO, INC.
FIDELITY BANCORP, INC. (PA) / WESBANCO, INC.
FIDELITY BANCORP, INC. (PA) / WESBANCO, INC.
FIDELITY FEDERAL BANCORP
FIDELITY FEDERAL BANCORP
FIDELITY FEDERAL BANCORP
FIDELITY FEDERAL BANCORP
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY SOUTHERN CORPORATION
FIDELITY SOUTHERN CORPORATION
FIDELITY SOUTHERN CORPORATION
FIFTH THIRD BANCORP
FIFTH THIRD BANCORP
FIFTH THIRD BANCORP
FINANCIAL INSTITUTIONS, INC.
FINANCIAL INSTITUTIONS, INC.
FINANCIAL INSTITUTIONS, INC.
FINANCIAL INSTITUTIONS, INC.
FINANCIAL SECURITY CORPORATION
FINANCIAL SECURITY CORPORATION
FINANCIAL SERVICES OF WINGER, INC.
FINANCIAL SERVICES OF WINGER, INC.
FIRST ADVANTAGE BANCSHARES, INC.
FIRST ADVANTAGE BANCSHARES, INC.
FIRST ADVANTAGE BANCSHARES, INC.
FIRST ADVANTAGE BANCSHARES, INC.
FIRST ADVANTAGE BANCSHARES, INC.
FIRST ALLIANCE BANCSHARES, INC.
FIRST ALLIANCE BANCSHARES, INC.
FIRST ALLIANCE BANCSHARES, INC.
FIRST ALLIANCE BANCSHARES, INC.
FIRST AMERICAN BANK CORPORATION
FIRST AMERICAN BANK CORPORATION
FIRST AMERICAN BANK CORPORATION
FIRST AMERICAN INTERNATIONAL CORP.
FIRST AMERICAN INTERNATIONAL CORP.
FIRST BANCORP (NC)
FIRST BANCORP (NC)
FIRST BANCORP (NC)
FIRST BANCORP (PR)
FIRST BANCORP (PR)
FIRST BANCORP (PR)
FIRST BANCORP (PR)
FIRST BANCORP (PR)
FIRST BANCORP (PR)
FIRST BANCTRUST CORPORATION
FIRST BANCTRUST CORPORATION
FIRST BANCTRUST CORPORATION
FIRST BANK OF CHARLESTON, INC.
FIRST BANK OF CHARLESTON, INC.
FIRST BANKERS TRUSTSHARES, INC.
FIRST BANKERS TRUSTSHARES, INC.
FIRST BANKS, INC.
FIRST BANKS, INC.
FIRST BANKS, INC.
FIRST BANKS, INC.
FIRST BANKS, INC.
FIRST BANKS, INC.
FIRST BANKS, INC.
FIRST BANKS, INC.
FIRST BUSEY CORPORATION
FIRST BUSEY CORPORATION
FIRST BUSEY CORPORATION
FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A.
FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A.
FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A.
FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A.
FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A.
FIRST CALIFORNIA FINANCIAL GROUP, INC.
FIRST CALIFORNIA FINANCIAL GROUP, INC.
FIRST CALIFORNIA FINANCIAL GROUP, INC.
FIRST CAPITAL BANCORP, INC.
FIRST CAPITAL BANCORP, INC.
FIRST CAPITAL BANCORP, INC.
City
SALISBURY
SALISBURY
SALISBURY
SALISBURY
SALISBURY
HOLDEN
HOLDEN
HOLDEN
HOLDEN
CLARKSVILLE
CLARKSVILLE
CLARKSVILLE
CLARKSVILLE
CLARKSVILLE
HERMITAGE
HERMITAGE
HERMITAGE
HOUSTON
HOUSTON
ARGONIA
ARGONIA
ARGONIA
WINDSOR
WINDSOR
WINDSOR
FRANKFORT
FRANKFORT
FRANKFORT
GREAT BEND
GREAT BEND
GREAT BEND
GREAT BEND
GREAT BEND
HOLTON
HOLTON
BOULDER
BOULDER
HOUSTON
HOUSTON
HOUSTON
LOUISVILLE
LOUISVILLE
WABASH
WABASH
WABASH
WABASH
BATON ROUGE
BATON ROUGE
PITTSBURGH
PITTSBURGH
PITTSBURGH
EVANSVILLE
EVANSVILLE
EVANSVILLE
EVANSVILLE
WICHITA
WICHITA
WICHITA
WICHITA
WICHITA
WICHITA
WICHITA
WICHITA
WICHITA
ATLANTA
ATLANTA
ATLANTA
CINCINNATI
CINCINNATI
CINCINNATI
WARSAW
WARSAW
WARSAW
WARSAW
BASIN
BASIN
WINGER
WINGER
COON RAPIDS
COON RAPIDS
COON RAPIDS
COON RAPIDS
COON RAPIDS
CORDOVA
CORDOVA
CORDOVA
CORDOVA
ELK GROVE VILLAGE
ELK GROVE VILLAGE
ELK GROVE VILLAGE
BROOKLYN
BROOKLYN
TROY
TROY
TROY
SAN JUAN
SAN JUAN
SAN JUAN
SAN JUAN
SAN JUAN
SAN JUAN
PARIS
PARIS
PARIS
CHARLESTON
CHARLESTON
QUINCY
QUINCY
CLAYTON
CLAYTON
CLAYTON
CLAYTON
CLAYTON
CLAYTON
CLAYTON
CLAYTON
URBANA
URBANA
URBANA
SAN DIEGO
SAN DIEGO
SAN DIEGO
SAN DIEGO
SAN DIEGO
WESTLAKE VILLAGE
WESTLAKE VILLAGE
WESTLAKE VILLAGE
GLEN ALLEN
GLEN ALLEN
GLEN ALLEN
State
NC
NC
NC
NC
NC
MO
MO
MO
MO
TN
TN
TN
TN
TN
PA
PA
PA
TX
TX
KS
KS
KS
VA
VA
VA
KY
KY
KY
KS
KS
KS
KS
KS
KS
KS
CO
CO
TX
TX
TX
KY
KY
IN
IN
IN
IN
LA
LA
PA
PA
PA
IN
IN
IN
IN
KS
KS
KS
KS
KS
KS
KS
KS
KS
GA
GA
GA
OH
OH
OH
NY
NY
NY
NY
WY
WY
MN
MN
MN
MN
MN
MN
MN
TN
TN
TN
TN
IL
IL
IL
NY
NY
NC
NC
NC
PR
PR
PR
PR
PR
PR
IL
IL
IL
WV
WV
IL
IL
MO
MO
MO
MO
MO
MO
MO
MO
IL
IL
IL
CA
CA
CA
CA
CA
CA
CA
CA
VA
VA
VA
Date
2/6/2009
9/18/2012
9/19/2012
9/20/2012
11/16/2012
5/22/2009
11/8/2012
11/13/2012
1/11/2013
2/13/2009
9/19/2012
9/20/2012
9/21/2012
11/16/2012
1/9/2009
9/9/2009
11/23/2011
3/6/2009
7/15/2015
3/20/2009
6/24/2013
7/26/2013
1/23/2009
1/9/2013
12/31/2013
1/9/2009
6/19/2012
7/18/2012
6/19/2009
11/8/2012
11/9/2012
11/13/2012
1/11/2013
3/20/2009
7/21/2011
12/29/2009
3/9/2011
6/26/2009
2/20/2013
3/26/2013
12/19/2008
9/22/2011
12/19/2008
11/28/2012
11/30/2012
1/11/2013
5/29/2009
3/27/2013
12/12/2008
11/30/2012
5/6/2015
11/13/2009
7/19/2013
7/22/2013
9/12/2013
12/19/2008
8/1/2012
8/2/2012
8/3/2012
8/7/2012
8/8/2012
8/9/2012
8/10/2012
9/11/2012
12/19/2008
7/3/2012
5/28/2015
12/31/2008
2/2/2011
3/16/2011
12/23/2008
2/23/2011
3/30/2011
5/11/2011
2/13/2009
7/21/2011
7/31/2009
9/1/2011
5/22/2009
12/10/2012
12/11/2012
1/11/2013
3/26/2013
6/26/2009
12/20/2012
1/11/2013
3/26/2013
7/24/2009
12/21/2011
12/11/2012
3/13/2009
8/13/2010
1/9/2009
9/1/2011
11/23/2011
1/16/2009
8/16/2013
9/13/2013
12/5/2014
3/6/2015
5/15/2017
2/20/2009
1/18/2012
10/24/2012
2/6/2009
7/21/2011
1/16/2009
9/8/2011
12/31/2008
8/8/2013
8/9/2013
8/12/2013
9/12/2013
9/24/2013
9/25/2013
10/29/2013
3/6/2009
8/25/2011
11/23/2011
4/10/2009
12/11/2009
12/19/2012
12/20/2012
1/11/2013
12/19/2008
7/14/2011
8/24/2011
4/3/2009
6/19/2012
2/6/2013
1
Original Investment Type
Preferred Stock w/ Exercised Warrants
Original Investment Amount
$17,000,000.00
Outstanding Investment
$0.00
2
Investment Status*
Total Cash Back
$20,119,744.45 Sold, in full; warrants not outstanding
Amount
(Fee)4
Shares
Avg. Price
(Realized Loss) / (Write-off)
Gain
5
Wt Amount
Wt Shares
$136,813.05
150
2,805
14,195
$950.00
$950.00
($140,250.00)
($709,750.00)
$638,460.90
700
1,659,000
1,334,000
$0.96
$0.96
($68,400.57)
($55,000.82)
$125,000.00
150,000
$96,465.60
112
200
17,043
$787.50
$787.50
($42,500.00)
($3,621,637.50)
$645,975.00
750
100,000
$1,000.00
$690,100.00
$2,664,750.00
$13,485,250.00
651,042
$550,000.00
550
($161,500.00)
Subordinated Debentures w/ Exercised Warrants
$2,993,000.00
$0.00
$3,842,376.65 Sold, in full; warrants not outstanding
$1,590,599.43
$1,278,999.18
($25,000.00)
Preferred Stock w/ Exercised Warrants
$17,243,000.00
$0.00
$17,573,762.97 Sold, in full; warrants not outstanding
$157,500.00
$13,421,362.50
($135,788.63)
Preferred Stock w/ Warrants
$100,000,000.00
$0.00
$104,023,433.33 Redeemed, in full; warrants not outstanding
$100,000,000.00
Preferred Stock w/ Exercised Warrants
$11,000,000.00
$0.00
$15,971,339.07 Redeemed, in full; warrants not outstanding
$11,000,000.00
$442,000.00
$0.00
$1,000.00
$425,425.00
Preferred Stock w/ Exercised Warrants
11,000
442
$962.50
3,063
5,689
$1,000.00
$1,000.00
30,000
$739.89
$500,199.14 Sold, in full; warrants not outstanding
($16,575.00)
($2,835.00)
22
($25,000.00)
Preferred Stock w/ Exercised Warrants
$8,752,000.00
$0.00
$11,396,202.11 Redeemed, in full; warrants not outstanding
$3,063,000.00
$5,689,000.00
$40,000.00
4
$994,613.40
1,052
$465,000.00
465
$358,558.20
364
$197,000.00
197,000
101,321
$242,302.50
200
$170,227.93
$167,374.94
$1,210,615.36
$176,884.89
179
176
1,273
186
2,693,747
43,617,747
$2,079,962.50
$0.00
38,000
562,000
$280,025,936.00
$12,000,000.00
$37,387.14
$552,936.00
378,175
$27,105,349.50 Sold, in full; warrants not outstanding
$22,196,700.00
Subordinated Debentures w/ Exercised Warrants
223,992
$31,429,313.38
$0.00
438
$2,246,531.00
$30,000,000.00
$438,000.00
$75,000.00
Preferred Stock w/ Warrants
($332,950.50)
($7,803,300.00)
$15,452,669.34 Sold, in full; warrants not outstanding
$96,290.00
100,000
$11,458,510.00
$0.96
($3,710.00)
11,900,000
$0.96
($441,490.00)
$700,000.00
700
$1,000.00
$650,000.00
3,035,000
$0.21
($2,385,000.00)
21,042
$897.00
($2,167,326.00)
$9,294,000.00
9,294
$1,000.00
$879,424.60
$5,701,813.50
974
6,315
$902.90
$902.90
$3,942,000.00
3,942,000
$1.00
$7,000,000.00
7,000
$1,000.00
($115,548.00)
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$700,000.00
$0.00
$830,173.67 Redeemed, in full; warrants not outstanding
$3,035,000.00
$0.00
$804,592.16 Sold, in full; warrants not outstanding
$21,042,000.00
$0.00
$19,836,630.66 Sold, in full; warrants not outstanding
$18,874,674.00
($188,746.74)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$9,294,000.00
$7,289,000.00
$0.00
$0.00
$11,156,234.25 Redeemed, in full; warrants not outstanding
$8,441,836.26 Sold, in full; warrants not outstanding
($94,575.40)
($613,186.50)
($65,812.38)
Subordinated Debentures w/ Exercised Warrants
$3,942,000.00
$0.00
$5,404,924.35 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$7,000,000.00
$0.00
$10,634,864.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$6,657,000.00
$0.00
$7,220,908.83 Sold, in full; warrants not outstanding
$439,000.00
$6,218,000.00
439
6,218
$1,058.90
$1,058.90
$25,857.10
$366,240.20
135
30
335
3,591
2,635
29,236
320
$891.26
$891.26
$891.26
$891.26
$891.26
$891.26
$891.26
($14,679.90)
($3,262.20)
($36,427.90)
($390,485.34)
($286,529.90)
($3,179,122.64)
($34,796.80)
48,200
$900.60
($4,791,080.00)
($70,490.97)
Preferred Stock w/ Exercised Warrants
$36,282,000.00
$0.00
$40,966,780.82 Sold, in full; warrants not outstanding
$120,320.10
$26,737.80
$298,572.10
$3,200,514.66
$2,348,470.10
$26,056,877.36
$285,203.20
($323,366.95)
Preferred Stock w/ Warrants
$48,200,000.00
$0.00
$82,715,982.47 Sold, in full; warrants not outstanding
$43,408,920.00
Preferred Stock w/ Warrants
$3,408,000,000.00
$0.00
($651,133.80)
$4,043,972,602.67 Redeemed, in full; warrants not outstanding
$3,408,000,000.00
Preferred Stock w/ Warrants
$37,515,000.00
$0.00
136,320
$25,000.00
$43,787,611.61 Redeemed, in full; warrants not outstanding
$12,505,000.00
$25,010,000.00
Preferred Stock w/ Exercised Warrants
$5,000,000.00
$0.00
$3,742,000.00
$0.00
$4,487,322.46 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,177,000.00
$0.00
$5,000.00
$5,000.00
$5,914,597.33 Redeemed, in full; warrants not outstanding
Subordinated Debentures w/ Exercised Warrants
2,501
5,002
$1,289,436.37 Sold, in full; warrants not outstanding
$5,000,000.00
5,000
$1,000.00
$250,000.00
250
$3,742,000.00
3,742,000
$1.00
$112,000.00
112,000
$690,723.49
$366,469.68
769
408
$898.21
$898.21
($78,276.51)
($41,530.32)
$2,979.49
$26,318.80
6
53
3,422
$700.10
($1,026,257.80)
$94,701.71
171
$15,000,000.00
$35,000,000.00
15,000,000
35,000,000
$1.00
$1.00
$2,500,000.00
2,500,000
$17,000,000.00
17,000
$1,000.00
$65,000,000.00
65,000
$1,000.00
$924,462.00
616,308
($10,571.93)
($14,428.07)
Preferred Stock w/ Exercised Warrants
$3,422,000.00
$0.00
$3,003,674.75 Sold, in full; warrants not outstanding
$2,395,742.20
($23,957.42)
($1,042.58)
Subordinated Debentures w/ Exercised Warrants
$50,000,000.00
$0.00
$65,558,530.56 Redeemed, in full; warrants not outstanding
Preferred Stock
$17,000,000.00
$0.00
$18,204,166.78 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$65,000,000.00
$0.00
$74,518,906.44 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$400,000,000.00
$0.00
$231,861,384.57 Sold, in full; warrants outstanding
$81,000,000.00
$8,514,153.00
$22,063,492.11
$29,708,351.90
$57,735,612.33
$1,000.00
$1,000.00
$368,000.00
368
3,345
$1,000.00
$167,000.00
167
$10,000,000.00
10,000
$1,000.00
$500,000.00
500
$105,000.00
$12,171,950.00
$87,028,900.00
300
34,777
248,654
$350.00
$350.00
$350.00
($195,000.00)
($22,605,050.00)
($161,625,100.00)
$2,430,181.71
$5,919,151.59
4,299
10,471
5,819
5,850
$551.59
$551.59
($2,609,297.79)
($2,623,198.50)
100,000
$1,000.00
$63,677.00
573,833
$90,461.65
111
$599,042.00
$0.00
3,675
3,675
$3,345,000.00
$7,350,000.00
$6.75
$6.75
$5.03
$5.94
$5.61
$3,675,000.00
$3,675,000.00
Preferred Stock w/ Exercised Warrants
12,000,000
1,261,356
4,388,888
5,000,000
10,291,553
599,042
$266,041.78
417,648
($74,611.09)
($85,000.00)
($64,711,540.92)
($6,802,024.20)
($31,229,144.01)
($31,004,790.15)
($67,230,891.51)
$9,050,516.50 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$3,345,000.00
$0.00
$3,960,105.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$10,000,000.00
$0.00
$11,941,222.22 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$295,400,000.00
$0.00
$119,071,500.97 Sold, in full; warrants not outstanding
($993,058.50)
$3,209,702.21
$3,226,801.50
($64,365.04)
Preferred Stock w/ Warrants
$100,000,000.00
$0.00
$112,410,898.89 Redeemed, in full; warrants not outstanding
$100,000,000.00
Preferred Stock w/ Warrants
$2,211,000.00
$2,032,000.00
$0.00
$4,693,275.61 Sold, in full; warrants not outstanding
$1,373,084.00
$2,510,399.84
1,500
2,743
$915.39
$915.20
25,000
($126,916.00)
($232,600.16)
$1,000.00
($33,333.33)
Preferred Stock w/ Warrants
$25,000,000.00
$0.00
$28,810,847.55 Redeemed, in full; warrants not outstanding
$25,000,000.00
Preferred Stock w/ Warrants
$10,958,000.00
$0.00
$11,956,712.44 Sold, in full; warrants not outstanding
$10,082,565.38
($151,238.48)
10,958
$920.11
($875,434.62)
20
Footnote
8,11,14,18,36
8,14,44
12
8,72
8
11,15,36
8,11,14
12,16
15,17,44
9,17
8,14
8,14,44
11
8,9
8
11
11,36
8,11,14
11,25
8,14,44
33,44,45
11
8,14
8,14,44
12,16
44
11
73,97
8,14,18
8,14
8,14,18,44,45
87
79
11,14,15
8,11,14
8,14
8,14,44
14,15
8,11,14
Institution Name
FIRST CHOICE BANK
FIRST CHOICE BANK
FIRST CHOICE BANK
FIRST CITIZENS BANC CORP
FIRST CITIZENS BANC CORP
FIRST CITIZENS BANC CORP
FIRST COLEBROOK BANCORP, INC.
FIRST COLEBROOK BANCORP, INC.
FIRST COMMUNITY BANCSHARES INC.
FIRST COMMUNITY BANCSHARES INC.
FIRST COMMUNITY BANCSHARES INC.
FIRST COMMUNITY BANCSHARES, INC. / EQUITY BANCSHARES, INC.
FIRST COMMUNITY BANCSHARES, INC. / EQUITY BANCSHARES, INC.
FIRST COMMUNITY BANK CORPORATION OF AMERICA
FIRST COMMUNITY BANK CORPORATION OF AMERICA
FIRST COMMUNITY CORPORATION
FIRST COMMUNITY CORPORATION
FIRST COMMUNITY CORPORATION
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST DEFIANCE FINANCIAL CORP.
FIRST DEFIANCE FINANCIAL CORP.
FIRST DEFIANCE FINANCIAL CORP.
FIRST EAGLE BANCSHARES, INC.
FIRST EAGLE BANCSHARES, INC.
FIRST EXPRESS OF NEBRASKA, INC.
FIRST EXPRESS OF NEBRASKA, INC.
FIRST FEDERAL BANCSHARES OF ARKANSAS, INC.
FIRST FEDERAL BANCSHARES OF ARKANSAS, INC.
FIRST FINANCIAL BANCORP
FIRST FINANCIAL BANCORP
FIRST FINANCIAL BANCORP
FIRST FINANCIAL BANCSHARES, INC.
FIRST FINANCIAL BANCSHARES, INC.
FIRST FINANCIAL HOLDINGS INC.
FIRST FINANCIAL HOLDINGS INC.
FIRST FINANCIAL HOLDINGS INC.
FIRST FINANCIAL SERVICE CORPORATION / YOUR COMMUNITY BANKSHARES, INC.
FIRST FINANCIAL SERVICE CORPORATION / YOUR COMMUNITY BANKSHARES, INC.
FIRST FINANCIAL SERVICE CORPORATION / YOUR COMMUNITY BANKSHARES, INC.
FIRST FINANCIAL SERVICE CORPORATION / YOUR COMMUNITY BANKSHARES, INC.
FIRST FREEDOM BANCSHARES, INC.
FIRST FREEDOM BANCSHARES, INC.
FIRST FREEDOM BANCSHARES, INC.
FIRST GOTHENBURG BANCSHARES, INC.
FIRST GOTHENBURG BANCSHARES, INC.
FIRST GOTHENBURG BANCSHARES, INC.
FIRST GOTHENBURG BANCSHARES, INC.
FIRST GUARANTY BANCSHARES, INC.
FIRST GUARANTY BANCSHARES, INC.
FIRST HORIZON NATIONAL CORPORATION
FIRST HORIZON NATIONAL CORPORATION
FIRST HORIZON NATIONAL CORPORATION
FIRST INDEPENDENCE CORPORATION
FIRST INDEPENDENCE CORPORATION
FIRST INDEPENDENCE CORPORATION
FIRST INDEPENDENCE CORPORATION
FIRST INTERCONTINENTAL BANK
FIRST INTERCONTINENTAL BANK
FIRST INTERCONTINENTAL BANK
FIRST LITCHFIELD FINANCIAL CORPORATION
FIRST LITCHFIELD FINANCIAL CORPORATION
FIRST M&F CORPORATION
FIRST M&F CORPORATION
FIRST M&F CORPORATION
FIRST MANITOWOC BANCORP, INC.
FIRST MANITOWOC BANCORP, INC.
FIRST MARKET BANK, FSB / UNION FIRST MARKET BANKSHARES CORPORATION
FIRST MARKET BANK, FSB / UNION FIRST MARKET BANKSHARES CORPORATION
FIRST MENASHA BANCSHARES, INC.
FIRST MENASHA BANCSHARES, INC.
FIRST MERCHANTS CORPORATION
FIRST MERCHANTS CORPORATION
FIRST MERCHANTS CORPORATION
FIRST MIDWEST BANCORP, INC.
FIRST MIDWEST BANCORP, INC.
FIRST MIDWEST BANCORP, INC.
FIRST NATIONAL CORPORATION
FIRST NATIONAL CORPORATION
FIRST NBC BANK HOLDING COMPANY
FIRST NBC BANK HOLDING COMPANY
FIRST NIAGARA FINANCIAL GROUP
FIRST NIAGARA FINANCIAL GROUP
FIRST NIAGARA FINANCIAL GROUP
FIRST NORTHERN COMMUNITY BANCORP
FIRST NORTHERN COMMUNITY BANCORP
FIRST NORTHERN COMMUNITY BANCORP
FIRST PACTRUST BANCORP, INC.
FIRST PACTRUST BANCORP, INC.
FIRST PACTRUST BANCORP, INC.
FIRST PLACE FINANCIAL CORP.
FIRST PLACE FINANCIAL CORP.
FIRST PRIORITY FINANCIAL CORP.
FIRST PRIORITY FINANCIAL CORP.
FIRST PRIORITY FINANCIAL CORP.
FIRST PRIORITY FINANCIAL CORP.
FIRST PRIORITY FINANCIAL CORP.
FIRST RELIANCE BANCSHARES, INC.
FIRST RELIANCE BANCSHARES, INC.
FIRST RELIANCE BANCSHARES, INC.
FIRST RESOURCE BANK
FIRST RESOURCE BANK
FIRST RESOURCE BANK
FIRST SECURITY GROUP, INC.
FIRST SECURITY GROUP, INC.
FIRST SOUND BANK
FIRST SOUND BANK
FIRST SOUTH BANCORP, INC.
FIRST SOUTH BANCORP, INC.
FIRST SOUTH BANCORP, INC.
FIRST SOUTHERN BANCORP, INC.
FIRST SOUTHERN BANCORP, INC.
FIRST SOUTHWEST BANCORPORATION, INC.
FIRST SOUTHWEST BANCORPORATION, INC.
FIRST SOUTHWEST BANCORPORATION, INC.
FIRST SOUTHWEST BANCORPORATION, INC.
FIRST SOUTHWEST BANCORPORATION, INC.
FIRST TEXAS BHC, INC.
FIRST TEXAS BHC, INC.
FIRST TRUST CORPORATION
FIRST TRUST CORPORATION
FIRST TRUST CORPORATION
FIRST ULB CORP.
FIRST ULB CORP.
City
CERRITOS
CERRITOS
CERRITOS
SANDUSKY
SANDUSKY
SANDUSKY
COLEBROOK
COLEBROOK
BLUEFIELD
BLUEFIELD
BLUEFIELD
WICHITA
WICHITA
PINELLAS PARK
PINELLAS PARK
LEXINGTON
LEXINGTON
LEXINGTON
JOLIET
JOLIET
JOLIET
JOLIET
JOLIET
JOLIET
JOLIET
JOLIET
DEFIANCE
DEFIANCE
DEFIANCE
HANOVER PARK
HANOVER PARK
GERING
GERING
HARRISON
HARRISON
CINCINNATI
CINCINNATI
CINCINNATI
LAWRENCE
LAWRENCE
CHARLESTON
CHARLESTON
CHARLESTON
ELIZABETHTOWN
ELIZABETHTOWN
ELIZABETHTOWN
ELIZABETHTOWN
LEBANON
LEBANON
LEBANON
GOTHENBURG
GOTHENBURG
GOTHENBURG
GOTHENBURG
HAMMOND
HAMMOND
MEMPHIS
MEMPHIS
MEMPHIS
DETROIT
DETROIT
DETROIT
DETROIT
DORAVILLE
DORAVILLE
DORAVILLE
LITCHFIELD
LITCHFIELD
KOSCIUSKO
KOSCIUSKO
KOSCIUSKO
MANITOWOC
MANITOWOC
RICHMOND
RICHMOND
NEENAH
NEENAH
MUNCIE
MUNCIE
MUNCIE
ITASCA
ITASCA
ITASCA
STRASBURG
STRASBURG
NEW ORLEANS
NEW ORLEANS
LOCKPORT
LOCKPORT
LOCKPORT
DIXON
DIXON
DIXON
CHULA VISTA
CHULA VISTA
CHULA VISTA
WARREN
WARREN
MALVERN
MALVERN
MALVERN
MALVERN
MALVERN
FLORENCE
FLORENCE
FLORENCE
EXTON
EXTON
EXTON
CHATTANOOGA
CHATTANOOGA
SEATTLE
SEATTLE
LEXINGTON
LEXINGTON
LEXINGTON
BOCA RATON
BOCA RATON
ALAMOSA
ALAMOSA
ALAMOSA
ALAMOSA
ALAMOSA
FORT WORTH
FORT WORTH
NEW ORLEANS
NEW ORLEANS
NEW ORLEANS
OAKLAND
OAKLAND
State
CA
CA
CA
OH
OH
OH
NH
NH
VA
VA
VA
KS
KS
FL
FL
SC
SC
SC
IL
IL
IL
IL
IL
IL
IL
IL
OH
OH
OH
IL
IL
NE
NE
AR
AR
OH
OH
OH
KS
KS
SC
SC
SC
KY
KY
KY
KY
TN
TN
TN
NE
NE
NE
NE
LA
LA
TN
TN
TN
MI
MI
MI
MI
GA
GA
GA
CT
CT
MS
MS
MS
WI
WI
VA
VA
WI
WI
IN
IN
IN
IL
IL
IL
VA
VA
LA
LA
NY
NY
NY
CA
CA
CA
CA
CA
CA
OH
OH
PA
PA
PA
PA
PA
SC
SC
SC
PA
PA
PA
TN
TN
WA
WA
TN
TN
TN
FL
FL
CO
CO
CO
CO
CO
TX
TX
LA
LA
LA
CA
CA
Date
2/13/2009
12/22/2009
9/24/2010
1/23/2009
7/3/2012
9/5/2012
3/20/2009
9/22/2011
11/21/2008
7/8/2009
11/22/2011
5/15/2009
7/16/2014
12/23/2008
5/31/2011
11/21/2008
8/29/2012
11/1/2012
12/11/2009
8/8/2012
8/9/2012
8/10/2012
9/19/2012
9/20/2012
9/21/2012
11/16/2012
12/5/2008
6/19/2012
3/11/2015
9/11/2009
9/17/2010
2/6/2009
2/15/2012
3/6/2009
5/3/2011
12/23/2008
2/24/2010
6/8/2010
6/12/2009
9/22/2011
12/5/2008
4/3/2012
5/22/2013
1/9/2009
4/29/2013
5/31/2013
7/1/2015
12/22/2009
11/9/2012
1/11/2013
2/27/2009
10/29/2012
10/31/2012
1/11/2013
8/28/2009
9/22/2011
11/14/2008
12/22/2010
3/9/2011
8/28/2009
12/20/2012
1/11/2013
3/26/2013
3/13/2009
8/12/2013
9/12/2013
12/12/2008
4/7/2010
2/27/2009
9/29/2010
8/30/2013
1/16/2009
5/27/2009
2/6/2009
12/7/2011
2/13/2009
9/15/2011
2/20/2009
9/22/2011
11/23/2011
12/5/2008
11/23/2011
12/21/2011
3/13/2009
8/29/2012
3/20/2009
8/4/2011
11/21/2008
5/27/2009
6/24/2009
3/13/2009
9/15/2011
11/16/2011
11/21/2008
12/15/2010
1/5/2011
3/13/2009
10/29/2012
2/20/2009
12/18/2009
2/7/2013
2/8/2013
3/26/2013
3/6/2009
3/11/2013
4/9/2013
1/30/2009
12/11/2009
9/15/2011
1/9/2009
4/11/2013
12/23/2008
2/20/2013
7/17/2009
9/28/2011
11/28/2012
1/30/2009
6/16/2010
3/6/2009
3/26/2013
3/27/2013
3/28/2013
4/9/2013
3/6/2009
9/15/2011
6/5/2009
2/20/2013
3/26/2013
1/23/2009
4/22/2009
1
Original Investment Type
Preferred Stock w/ Exercised Warrants
Original Investment Amount
$2,200,000.00
$2,836,000.00
Outstanding Investment
$0.00
2
Investment Status*
Total Cash Back
$5,446,642.94 Redeemed, in full; warrants not outstanding
Amount
(Fee)4
$5,036,000.00
Shares
Avg. Price
Wt Amount
Wt Shares
$225,000.00
225
88,273
$740,000.00
740
195,915
$70,727.58
$440,082.72
$209,563.20
108
672
320
$11,979,295.00
$4,500,000.00
$0.00
$0.00
550,595
($2,179,296.00)
$5,339,487.75 Redeemed, in full; warrants not outstanding
$41,500,000.00
($315,070.56)
$42,839,002.78 Redeemed, in full; warrants not outstanding
$4,500,000.00
Preferred Stock w/ Exercised Warrants
$14,800,000.00
$0.00
Preferred Stock w/ Warrants
$10,685,000.00
$0.00
$11,350,000.00
$0.00
$1,000.00
41,500
$1,000.00
$8,499,249.92 Sold, in full; warrants not outstanding
Preferred Stock w/ Warrants
4,500
$41,500,000.00
Preferred Stock w/ Warrants
469,312
$25,245,684.71 Sold, in full; warrants not outstanding
$21,004,704.00
Preferred Stock w/ Exercised Warrants
110
$297,500.00
$0.00
$110,000.00
$30,600.00
$23,184,000.00
$906.00
5
$1,000.00
23,184
Gain
$563,174.00
Preferred Stock w/ Warrants
5,036
(Realized Loss) / (Write-off)
$19,957,763.30 Redeemed, in full; warrants not outstanding
$13,425,979.36 Sold, in full; warrants not outstanding
$14,800,000.00
14,800
$1,000.00
$7,754,267.48
10,685
$725.72
($2,930,732.52)
11,350
$982.83
($194,879.50)
$11,155,120.50
Preferred Stock w/ Exercised Warrants
$22,000,000.00
$0.00
($167,326.81)
$18,252,479.06 Sold, in full; warrants not outstanding
$326,250.00
$3,051,090.00
$10,977,660.00
500
4,676
16,824
$652.50
$652.50
$652.50
($173,750.00)
($1,624,910.00)
($5,846,340.00)
37,000
$962.66
($1,381,580.00)
($143,550.00)
Preferred Stock w/ Warrants
$37,000,000.00
$0.00
$53,610,300.92 Sold, in full; warrants not outstanding
$35,618,420.00
Subordinated Debentures w/ Exercised Warrants
$7,500,000.00
$0.00
($534,276.30)
$8,514,738.21 Redeemed, in full; warrants not outstanding
$7,500,000.00
$0.00
$250,000.00
250
16,500
$363.64
80,000
$1,000.00
465,117
$113,000.00
113,000
241,696
$2,500.00
$3,756,000.00
$1,000.00
$1,400,000.00
Subordinated Debentures w/ Exercised Warrants
$0.00
5,000
$2,966,288.32
$80,000,000.00
$0.00
375,000
$80,000,000.00
Preferred Stock w/ Warrants
$16,500,000.00
$0.00
$375,000.00
$6,000,000.00
Preferred Stock w/ Warrants
$5,000,000.00
$1.00
$5,000,000.00
Preferred Stock w/ Exercised Warrants
7,500,000
215,983
$6,074,313.00 Redeemed, in full; warrants not outstanding
$6,570,625.00 Sold, in full; warrants not outstanding
$87,644,066.10 Redeemed, in full; warrants not outstanding
$4,563,280.34 Redeemed, in full; warrants not outstanding
$3,756,000.00
Preferred Stock w/ Warrants
$65,000,000.00
$0.00
$20,000,000.00
$0.00
3,756,000
$1.00
65,000
$873.51
$68,141,972.19 Sold, in full; warrants not outstanding
$56,778,150.00
Preferred Stock w/ Warrants
($10,500,000.00)
($851,672.25)
($8,221,850.00)
$12,336,278.00 Sold, in full; warrants not outstanding
$10,842,200.00
20,000
$542.11
($9,157,800.00)
($108,422.00)
Preferred Stock w/ Exercised Warrants
$8,700,000.00
$0.00
$9,522,346.17 Sold, in full; warrants not outstanding
$8,025,750.00
8,700
$922.50
($674,250.00)
$256,118.75
261
29
7,541
$910.31
$910.31
($2,601.01)
($676,352.29)
$362,118.92
379
$20,699,000.00
2,070
$10,000.00
$1,030,000.00
103
$866,540,000.00
866,540
$1,000.00
$79,700,000.00
14,842,321
$139,320.00
320
$1,488,046.41
199,203
$4,089,510.61
513,113
$600,000.00
600
$240,000.00
240
$367,500.00
991,453
$900,000.00
1,305,230
$624,674.69
695
$892,000.00
892
$2,700,000.00
953,096
$375,000.00
352,977
$1,003,227.00
280,795
($80,257.50)
Preferred Stock w/ Exercised Warrants
$7,570,000.00
$0.00
$8,702,021.25 Sold, in full; warrants not outstanding
$26,398.99
$6,864,647.71
($68,910.46)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock
$20,699,000.00
$866,540,000.00
$3,223,000.00
$0.00
$0.00
$0.00
$24,059,476.66 Redeemed, in full; warrants not outstanding
$1,037,467,405.56 Redeemed, in full; warrants not outstanding
$2,820,256.96 Sold, in full; warrants not outstanding
$2,336,675.00
3,223
$725.00
($886,325.00)
6,398
$507.52
($3,150,887.04)
$10,000,000.00
10,000
$1,000.00
$30,000,000.00
30,000
$1,000.00
($23,366.75)
($26,633.25)
Preferred Stock w/ Exercised Warrants
$6,398,000.00
$0.00
$4,118,886.85 Sold, in full; warrants not outstanding
$3,247,112.96
($25,000.00)
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$10,000,000.00
$30,000,000.00
$12,000,000.00
$0.00
$0.00
$0.00
$12,147,768.63 Redeemed, in full; warrants not outstanding
$36,472,843.94 Redeemed, in full; warrants not outstanding
$12,837,983.33 Redeemed, in full; warrants not outstanding
$12,000,000.00
Preferred Stock w/ Warrants
$116,000,000.00
$193,000,000.00
$0.00
$0.00
$0.00
$1,000.00
4,797
$1,000.00
$116,000,000.00
Preferred Stock w/ Warrants
$4,797,000.00
$0.00
35,595
$4,797,000.00
Preferred Stock w/ Exercised Warrants
$33,900,000.00
$1,000.00
$33,900,000.00
Preferred Stock w/ Warrants
12,000
116,000
$1,000.00
$40,834,859.35 Redeemed, in full; warrants not outstanding
$1,695,000.00
$5,713,865.00 Redeemed, in full; warrants not outstanding
$131,383,055.11 Redeemed, in full; warrants not outstanding
$222,528,333.33 Redeemed, in full; warrants not outstanding
$193,000,000.00
Preferred Stock w/ Exercised Warrants
$13,900,000.00
$0.00
$17,836,000.00
$0.00
$1,000.00
$15,329,326.44 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
193,000
$21,033,989.56 Redeemed, in full; warrants not outstanding
$12,266,750.00
Preferred Stock w/ Warrants
$17,390,000.00
$0.00
$0.00
$882.50
17,836
$1,000.00
$184,011,000.00
$184,011,000.00
13,900
$17,836,000.00
Preferred Stock w/ Warrants
($184,001.25)
184,011
$1,000.00
$191,464,618.00 Redeemed, in full; warrants not outstanding
$19,943,580.33 Redeemed, in full; warrants not outstanding
$17,390,000.00
Preferred Stock w/ Warrants
$19,300,000.00
$0.00
17,390
$72,927,000.00
$0.00
$1,000.00
$22,297,560.34 Redeemed, in full; warrants not outstanding
$19,300,000.00
Preferred Stock w/ Warrants
($1,633,250.00)
19,300
$1,000.00
$7,009,094.50 Exited bankruptcy/Receivership
($72,927,000.00)
Preferred Stock w/ Exercised Warrants
$4,579,000.00
$4,596,000.00
$0.00
$9,948,069.58 Sold, in full; warrants not outstanding
$6,682,192.50
$1,410,831.60
7,575
1,600
$882.14
$881.77
($892,807.50)
($189,168.40)
$48,083.60
$176,633.62
49
180
15,349
$679.61
($4,917,666.11)
$624,632.45
767
$5,017,000.00
5,017
$1,000.00
$130,000.00
130
$14,912,862.00
9,941,908
$1.50
($18,087,138.00)
$3,700,000.00
7,400
$500.00
($3,700,000.00)
$13,125,000.00
$36,875,000.00
13,125,000
36,875,000
$1.00
$1.00
$2,500,000.00
2,500,000
$10,900,000.00
10,900
$1,000.00
$545,000.00
545
$315,007.00
$2,835,063.00
$1,800,040.00
350
3,150
2,000
$900.02
$900.02
$900.02
$206,048.21
$45,788.48
225
50
13,533
$1,000.00
$677,000.00
677
17,969,000
$0.77
$644,726.19
898,000
4,900
$1,000.00
$245,000.00
245
($80,930.24)
Preferred Stock w/ Exercised Warrants
$15,349,000.00
$0.00
$12,994,059.00 Sold, in full; warrants not outstanding
$10,431,333.89
($104,313.34)
Preferred Stock w/ Exercised Warrants
$2,600,000.00
$2,417,000.00
$0.00
Preferred Stock w/ Warrants
$33,000,000.00
$0.00
$16,315,362.00 Sold, in full; warrants not outstanding
Preferred Stock w/ Warrants
$7,400,000.00
$0.00
$4,030,944.44 Sold, in full; warrants not outstanding
$50,000,000.00
$0.00
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$10,900,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$5,500,000.00
$0.00
$5,731,793.60 Redeemed, in full; warrants not outstanding
$65,432,450.94 Redeemed, in full; warrants not outstanding
$12,263,468.31 Redeemed, in full; warrants not outstanding
$5,359,772.59 Sold, in full; warrants not outstanding
($34,993.00)
($314,937.00)
($199,960.00)
($49,501.10)
Preferred Stock w/ Exercised Warrants
$13,533,000.00
$0.00
$16,072,389.00 Redeemed, in full; warrants not outstanding
Subordinated Debentures w/ Exercised Warrants
$17,969,000.00
$0.00
$15,304,180.50 Sold, in full; warrants not outstanding
$13,533,000.00
$13,750,058.49
($4,218,941.51)
($137,500.58)
Preferred Stock w/ Exercised Warrants
$4,900,000.00
$0.00
$5,211,020.69 Redeemed, in full; warrants not outstanding
$4,900,000.00
21
Footnote
8,11,14,36
8,14,18
11
8,84
8,14,44
12,16
8,14,45
8,11,14
8,66,97
8,14,45
50,97
8,11,14
8,14
15
11,14,15
8,14,44
11,14,15
11
8,14
8,11,14
8
8,14
8,17,91,97
11
8,127
8,14,44
15
8,144
8,14,18,44
15
45
8,11,14
8,11,14
8
8,68,97
8,14,45
9,15,36
11
17,28,70,97
8,14,45
8,11,14
38
Institution Name
FIRST UNITED CORPORATION
FIRST UNITED CORPORATION
FIRST UNITED CORPORATION
FIRST UNITED CORPORATION
FIRST UNITED CORPORATION
FIRST VERNON BANCSHARES, INC.
FIRST VERNON BANCSHARES, INC.
FIRST WESTERN FINANCIAL, INC.
FIRST WESTERN FINANCIAL, INC.
FIRST WESTERN FINANCIAL, INC.
FIRST WESTERN FINANCIAL, INC.
FIRST WESTERN FINANCIAL, INC.
FIRST WESTERN FINANCIAL, INC.
FIRST WESTERN FINANCIAL, INC.
FIRSTBANK CORPORATION
FIRSTBANK CORPORATION
FIRSTBANK CORPORATION
FIRSTMERIT CORPORATION
FIRSTMERIT CORPORATION
FIRSTMERIT CORPORATION
FLAGSTAR BANCORP, INC.
FLAGSTAR BANCORP, INC.
FLAGSTAR BANCORP, INC.
FLAGSTAR BANCORP, INC.
FLAGSTAR BANCORP, INC.
FLAGSTAR BANCORP, INC.
FLORIDA BANK GROUP, INC.
FLORIDA BANK GROUP, INC.
FLORIDA BUSINESS BANCGROUP, INC.
FLORIDA BUSINESS BANCGROUP, INC.
FLUSHING FINANCIAL CORPORATION
FLUSHING FINANCIAL CORPORATION
FLUSHING FINANCIAL CORPORATION
FNB BANCORP
FNB BANCORP
FORESIGHT FINANCIAL GROUP, INC.
FORESIGHT FINANCIAL GROUP, INC.
FORT LEE FEDERAL SAVINGS BANK, FSB
FORT LEE FEDERAL SAVINGS BANK, FSB
FORTUNE FINANCIAL CORPORATION
FORTUNE FINANCIAL CORPORATION
FPB BANCORP, INC.
FPB BANCORP, INC.
FPB FINANCIAL CORP.
FPB FINANCIAL CORP.
FPB FINANCIAL CORP.
FRANKLIN BANCORP, INC.
FRANKLIN BANCORP, INC.
FRANKLIN BANCORP, INC.
FRANKLIN BANCORP, INC.
FREEPORT BANCSHARES, INC.
FREEPORT BANCSHARES, INC.
FREEPORT BANCSHARES, INC.
FREEPORT BANCSHARES, INC.
FREMONT BANCORPORATION
FREMONT BANCORPORATION
FRESNO FIRST BANK
FRESNO FIRST BANK
FRONTIER BANCSHARES, INC
FRONTIER BANCSHARES, INC
FRONTIER BANCSHARES, INC
FULTON FINANCIAL CORPORATION
FULTON FINANCIAL CORPORATION
FULTON FINANCIAL CORPORATION
GATEWAY BANCSHARES, INC.
GATEWAY BANCSHARES, INC.
GEORGIA COMMERCE BANCSHARES, INC.
GEORGIA COMMERCE BANCSHARES, INC.
GEORGIA PRIMARY BANK
GEORGIA PRIMARY BANK
GEORGIA PRIMARY BANK
GERMANTOWN CAPITAL CORPORATION
GERMANTOWN CAPITAL CORPORATION
GERMANTOWN CAPITAL CORPORATION
GERMANTOWN CAPITAL CORPORATION
GOLD CANYON BANK
GOLD CANYON BANK
GOLDMAN SACHS GROUP, INC.
GOLDMAN SACHS GROUP, INC.
GOLDMAN SACHS GROUP, INC.
GOLDWATER BANK, N.A.
GOLDWATER BANK, N.A.
GRAND CAPITAL CORPORATION
GRAND CAPITAL CORPORATION
GRAND FINANCIAL CORPORATION
GRAND FINANCIAL CORPORATION
GRAND MOUNTAIN BANCSHARES, INC.
GRAND MOUNTAIN BANCSHARES, INC.
GRANDSOUTH BANCORPORATION
GRANDSOUTH BANCORPORATION
GRANDSOUTH BANCORPORATION
GREAT RIVER HOLDING COMPANY
GREAT RIVER HOLDING COMPANY
GREAT RIVER HOLDING COMPANY
GREAT RIVER HOLDING COMPANY
GREAT SOUTHERN BANCORP
GREAT SOUTHERN BANCORP
GREAT SOUTHERN BANCORP
GREEN BANKSHARES, INC.
GREEN BANKSHARES, INC.
GREEN CIRCLE INVESTMENTS, INC.
GREEN CIRCLE INVESTMENTS, INC.
GREEN CIRCLE INVESTMENTS, INC.
GREEN CIRCLE INVESTMENTS, INC.
GREEN CITY BANCSHARES, INC.
GREEN CITY BANCSHARES, INC.
GREER BANCSHARES INCORPORATED
GREER BANCSHARES INCORPORATED
GREER BANCSHARES INCORPORATED
GREER BANCSHARES INCORPORATED
GREGG BANCSHARES, INC.
GREGG BANCSHARES, INC.
GUARANTY BANCORP, INC.
GUARANTY BANCORP, INC.
GUARANTY CAPITAL CORPORATION
GUARANTY CAPITAL CORPORATION
GUARANTY FEDERAL BANCSHARES, INC.
GUARANTY FEDERAL BANCSHARES, INC.
GUARANTY FEDERAL BANCSHARES, INC.
GUARANTY FEDERAL BANCSHARES, INC.
GUARANTY FEDERAL BANCSHARES, INC.
GUARANTY FEDERAL BANCSHARES, INC.
GULFSOUTH PRIVATE BANK
GULFSOUTH PRIVATE BANK
GULFSTREAM BANCSHARES, INC.
GULFSTREAM BANCSHARES, INC.
HAMILTON STATE BANCSHARES, INC.
HAMILTON STATE BANCSHARES, INC.
HAMPTON ROADS BANKSHARES, INC. / XENITH BANKSHARES, INC.
HAMPTON ROADS BANKSHARES, INC. / XENITH BANKSHARES, INC.
City
OAKLAND
OAKLAND
OAKLAND
OAKLAND
OAKLAND
VERNON
VERNON
DENVER
DENVER
DENVER
DENVER
DENVER
DENVER
DENVER
ALMA
ALMA
ALMA
AKRON
AKRON
AKRON
TROY
TROY
TROY
TROY
TROY
TROY
TAMPA
TAMPA
TAMPA
TAMPA
LAKE SUCCESS
LAKE SUCCESS
LAKE SUCCESS
SOUTH SAN FRANCISCO
SOUTH SAN FRANCISCO
ROCKFORD
ROCKFORD
FORT LEE
FORT LEE
ARNOLD
ARNOLD
PORT ST. LUCIE
PORT ST. LUCIE
HAMMOND
HAMMOND
HAMMOND
WASHINGTON
WASHINGTON
WASHINGTON
WASHINGTON
FREEPORT
FREEPORT
FREEPORT
FREEPORT
FREMONT
FREMONT
FRESNO
FRESNO
AUSTIN
AUSTIN
AUSTIN
LANCASTER
LANCASTER
LANCASTER
RINGGOLD
RINGGOLD
ATLANTA
ATLANTA
ATLANTA
ATLANTA
ATLANTA
GERMANTOWN
GERMANTOWN
GERMANTOWN
GERMANTOWN
GOLD CANYON
GOLD CANYON
NEW YORK
NEW YORK
NEW YORK
SCOTTSDALE
SCOTTSDALE
TULSA
TULSA
HATTIESBURG
HATTIESBURG
GRANBY
GRANBY
GREENVILLE
GREENVILLE
GREENVILLE
BAXTER
BAXTER
BAXTER
BAXTER
SPRINGFIELD
SPRINGFIELD
SPRINGFIELD
GREENEVILLE
GREENEVILLE
CLIVE
CLIVE
CLIVE
CLIVE
GREEN CITY
GREEN CITY
GREER
GREER
GREER
GREER
OZARK
OZARK
WOODSVILLE
WOODSVILLE
BELZONI
BELZONI
SPRINGFIELD
SPRINGFIELD
SPRINGFIELD
SPRINGFIELD
SPRINGFIELD
SPRINGFIELD
DESTIN
DESTIN
STUART
STUART
HOSCHTON
HOSCHTON
NORFOLK
NORFOLK
State
MD
MD
MD
MD
MD
AL
AL
CO
CO
CO
CO
CO
CO
CO
MI
MI
MI
OH
OH
OH
MI
MI
MI
MI
MI
MI
FL
FL
FL
FL
NY
NY
NY
CA
CA
IL
IL
NJ
NJ
MO
MO
FL
FL
LA
LA
LA
MO
MO
MO
MO
IL
IL
IL
IL
CA
CA
CA
CA
TX
TX
TX
PA
PA
PA
GA
GA
GA
GA
GA
GA
GA
TN
TN
TN
TN
AZ
AZ
NY
NY
NY
AZ
AZ
OK
OK
MS
MS
CO
CO
SC
SC
SC
MN
MN
MN
MN
MO
MO
MO
TN
TN
IA
IA
IA
IA
MO
MO
SC
SC
SC
SC
MO
MO
NH
NH
MS
MS
MO
MO
MO
MO
MO
MO
FL
FL
FL
FL
GA
GA
VA
VA
Date
1/30/2009
12/3/2014
12/4/2014
1/9/2015
5/27/2015
6/12/2009
9/29/2010
2/6/2009
12/11/2009
8/9/2012
8/10/2012
9/11/2012
6/24/2013
7/26/2013
1/30/2009
7/3/2012
7/18/2012
1/9/2009
4/22/2009
5/27/2009
1/30/2009
3/26/2013
3/27/2013
3/28/2013
4/9/2013
6/12/2013
7/24/2009
8/14/2013
2/20/2009
9/22/2011
12/19/2008
10/28/2009
12/30/2009
2/27/2009
9/15/2011
5/15/2009
12/11/2012
5/22/2009
4/20/2012
4/3/2009
9/15/2011
12/5/2008
7/15/2011
1/23/2009
12/16/2009
6/16/2010
5/22/2009
11/9/2012
11/13/2012
1/11/2013
5/8/2009
4/11/2014
4/14/2014
7/18/2014
6/26/2009
7/25/2012
1/23/2009
11/1/2012
4/24/2009
11/24/2009
10/6/2010
12/23/2008
7/14/2010
9/8/2010
5/8/2009
4/13/2012
2/6/2009
2/16/2011
5/1/2009
2/10/2014
3/19/2014
3/6/2009
10/29/2012
10/31/2012
1/11/2013
6/26/2009
4/5/2013
10/28/2008
6/17/2009
7/22/2009
1/30/2009
9/21/2015
4/24/2009
9/8/2011
9/25/2009
7/8/2015
5/29/2009
9/7/2017
1/9/2009
12/11/2009
9/8/2011
7/17/2009
4/11/2014
4/14/2014
7/18/2014
12/5/2008
8/18/2011
9/21/2011
12/23/2008
9/7/2011
2/27/2009
11/14/2012
1/23/2013
4/24/2013
2/27/2009
7/14/2010
1/30/2009
3/19/2014
6/11/2014
7/23/2014
2/13/2009
7/13/2012
2/20/2009
9/15/2011
9/25/2009
7/30/2010
1/30/2009
6/13/2012
4/26/2013
4/29/2013
5/15/2013
5/31/2013
9/25/2009
10/19/2012
6/26/2009
8/18/2011
2/20/2009
4/13/2011
12/31/2008
4/14/2014
1
Original Investment Type
Preferred Stock w/ Warrants
Original Investment Amount
$30,000,000.00
Outstanding Investment
$0.00
2
Investment Status*
Total Cash Back
$40,183,721.33 Sold, in full; warrants not outstanding
Amount
(Fee)4
$7,800,000.00
$22,200,000.00
Shares
Avg. Price
7,800
22,200
(Realized Loss) / (Write-off)
$1,002.01
$1,002.01
Gain
5
Wt Amount
Wt Shares
$15,678.00
$44,622.00
($300,603.00)
$117,162.42
578,947
952,260
645,138
$475,000.00
475
$900,000.00
$0.00
6,000
$1,000.00
$6,138,000.00
$62,000.00
$8,559,000.00
$11,881,000.00
380
48
375,806
$6,662,770.42 Redeemed, in full; warrants not outstanding
$6,000,000.00
Preferred Stock w/ Warrants
$311,681.70
$39,370.32
$12,905.00
$0.00
245
$5,025,000.00
$6,000,000.00
$245,000.00
$1,946,670.00
Preferred Stock w/ Exercised Warrants
326,323
7,920
80
$775.00
$775.00
($1,782,000.00)
($18,000.00)
12,440
$883.78
($1,445,760.00)
33,000
$941.01
($1,946,670.00)
$21,142,314.80 Sold, in full; warrants not outstanding
($62,000.00)
$10,994,240.00
($109,942.41)
Preferred Stock w/ Warrants
$33,000,000.00
$0.00
$38,185,560.05 Sold, in full; warrants not outstanding
$31,053,330.00
Preferred Stock w/ Warrants
$125,000,000.00
$0.00
($465,799.95)
$131,813,194.44 Redeemed, in full; warrants not outstanding
$125,000,000.00
Preferred Stock w/ Warrants
$266,657,000.00
$0.00
125,000
$1,000.00
$277,861,053.94 Sold, in full; warrants not outstanding
$1,439,258.50
$228,401,847.00
$13,216,750.00
1,579
250,578
14,500
$911.50
$911.50
$911.50
($139,741.50)
($22,176,153.00)
($1,283,250.00)
($2,430,578.56)
Preferred Stock w/ Exercised Warrants
$20,471,000.00
$0.00
$9,180,793.08 Sold, in full; warrants not outstanding
$8,000,000.00
Preferred Stock w/ Exercised Warrants
$0.00
$0.00
$1,000.00
70,000
($12,471,000.00)
$1,000.00
$11,309,750.50 Redeemed, in full; warrants not outstanding
$70,000,000.00
9,495
$70,000,000.00
Preferred Stock w/ Warrants
$9,495,000.00
$390.80
$9,495,000.00
Preferred Stock w/ Exercised Warrants
20,471
$73,904,166.66 Redeemed, in full; warrants not outstanding
$12,000,000.00
$0.00
$14,267,700.00 Redeemed, in full; warrants not outstanding
$12,000,000.00
$15,000,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$1,300,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$3,100,000.00
$0.00
Preferred Stock w/ Warrants
$5,800,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$3,240,000.00
$0.00
$1,000.00
$600,000.00
600
$15,000,000.00
Preferred Stock w/ Exercised Warrants
12,000
15,000
$1,000.00
$750,000.00
750
$155,000.00
155
$162,000.00
162
$126,798.62
$45,188.88
188
67
$84,514.33
$42,257.17
100,000
50,000
$18,670,291.67 Redeemed, in full; warrants not outstanding
$87,184.85 Exited bankruptcy/Receivership
($1,300,000.00)
$3,668,927.67 Redeemed, in full; warrants not outstanding
$3,100,000.00
3,100
$1,000.00
$273,888.89 Currently Not Collectible
($5,800,000.00)
$3,623,721.50 Redeemed, in full; warrants not outstanding
$1,000,000.00
$2,240,000.00
$632.50
$632.50
2,800,000
200,000
$1.01
$1.01
35,000,000
$1.00
$1,750,000.00
1,750,000
$1,968,000.00
1,968
$1,000.00
$98,000.00
98
$1,600,000.00
$1,400,000.00
1,600,000
1,400,000
$1.00
$1.00
$150,000.00
150,000
$376,500,000.00
376,500
$1,000.00
$10,800,000.00
$0.00
940
4,157
$35,000,000.00
$5,097,000.00
$1,000.00
$1,000.00
$594,550.00
$2,629,302.50
Preferred Stock w/ Exercised Warrants
1,000
2,240
5,509,756
$4,336,183.67 Sold, in full; warrants not outstanding
($345,450.00)
($1,527,697.50)
($25,000.00)
Subordinated Debentures w/ Exercised Warrants
$3,000,000.00
$0.00
$4,363,022.95 Sold, in full; warrants not outstanding
$2,800,000.00
$200,000.00
$18,228.00
$1,302.00
($25,000.00)
Subordinated Debentures w/ Exercised Warrants
$35,000,000.00
$0.00
$45,796,066.36 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,968,000.00
$0.00
$2,437,100.33 Redeemed, in full; warrants not outstanding
Subordinated Debentures w/ Exercised Warrants
$3,000,000.00
$0.00
$3,408,191.65 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$376,500,000.00
$6,000,000.00
$0.00
$0.00
$416,635,625.00 Redeemed, in full; warrants not outstanding
$7,260,794.87 Redeemed, in full; warrants not outstanding
$6,000,000.00
$0.00
300
8,700
$1,000.00
$435,000.00
435
4,500
$345.81
($2,943,855.00)
$45,312.50
225
29
4,938
$910.13
$910.13
($2,606.23)
($443,778.06)
$214,595.28
248
$1,100,000,000.00
$4,500,000.00
$0.00
$300,000.00
$1,556,145.00
Preferred Stock w/ Exercised Warrants
$8,700,000.00
$1,000.00
$8,700,000.00
Preferred Stock w/ Exercised Warrants
6,000
12,205,045
$10,096,470.83 Redeemed, in full; warrants not outstanding
$1,576,457.50 Sold, in full; warrants not outstanding
($25,000.00)
Preferred Stock w/ Exercised Warrants
$4,967,000.00
$0.00
$5,699,100.75 Sold, in full; warrants not outstanding
$26,393.77
$4,494,221.94
($25,000.00)
Preferred Stock w/ Exercised Warrants
$1,607,000.00
$0.00
$53,859.52 Exited bankruptcy/Receivership
($1,607,000.00)
Preferred Stock w/ Warrants
$10,000,000,000.00
$0.00
$11,418,055,555.44 Redeemed, in full; warrants not outstanding
$10,000,000,000.00
Preferred Stock w/ Exercised Warrants
$2,568,000.00
$0.00
10,000,000
$1,000.00
$1,493,750.00 Sold, in full; warrants not outstanding
$1,348,000.00
$1,000.00
$200,000.00
200
2,443,320
$1.00
$122,000.00
122,000
$3,076,000.00
2,310,589
$1.70
$15,319,000.00
15,319
$1,000.00
$450,000.00
450
$4,800,000.00
$3,600,000.00
4,800,000
3,600,000
$1.19
$1.19
$626,007.69
420,000
58,000
$1,000.00
$6,436,364.00
$0.00
4,000
$2,443,320.00
$4,000,000.00
$524.92
$4,000,000.00
Preferred Stock w/ Exercised Warrants
2,568
($1,220,000.00)
909,091
$4,717,144.78 Redeemed, in full; warrants not outstanding
Subordinated Debentures w/ Exercised Warrants
$2,443,320.00
$0.00
$3,868,471.61 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$3,076,000.00
$0.00
$3,928,001.30 Sold, in full; warrants not outstanding
Preferred Stock w/ Warrants
$9,000,000.00
$6,319,000.00
$0.00
Subordinated Debentures w/ Exercised Warrants
$8,400,000.00
$0.00
$852,001.30
$17,625,917.08 Redeemed, in full; warrants not outstanding
$11,306,571.15 Sold, in full; warrants not outstanding
$926,400.00
$694,800.00
($100,212.00)
Preferred Stock w/ Warrants
$58,000,000.00
$0.00
$72,274,419.56 Redeemed, in full; warrants not outstanding
$58,000,000.00
Preferred Stock w/ Warrants
$72,278,000.00
$0.00
$2,400,000.00
$0.00
$74,642,857.78 Sold, in full; warrants not outstanding
$68,700,000.00
72,278
$950.50
$800,000.00
$800,000.00
$800,000.00
800
800
800
$1,000.00
$1,000.00
$1,000.00
$120,000.00
120
$651,000.00
651
$1,000.00
$33,000.00
33
$3,150,000.00
$1,980,000.00
$4,863,000.00
3,150
1,980
4,863
$1,000.00
$1,000.00
$1,000.00
$500,000.00
500
$346,000.00
346
$2,003,250.00
Preferred Stock w/ Exercised Warrants
($3,578,000.00)
459,459
$3,036,021.12 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$651,000.00
$0.00
$733,037.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$9,993,000.00
$0.00
$13,693,111.07 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$825,000.00
$0.00
$45,190.00 Currently Not Collectible
($825,000.00)
Preferred Stock w/ Exercised Warrants
$6,920,000.00
$0.00
$8,235,040.33 Redeemed, in full; warrants not outstanding
Subordinated Debentures
$14,000,000.00
$0.00
$14,913,299.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$17,000,000.00
$0.00
$21,887,871.44 Sold, in full; warrants not outstanding
$6,920,000.00
6,920
$1,000.00
$14,000,000.00
14,000,000
$1.00
$5,000,000.00
$96,750.00
$11,513,250.00
5,000
100
11,900
$1,000.00
$967.50
$967.50
($3,250.00)
($386,750.00)
($116,100.00)
Preferred Stock w/ Exercised Warrants
$7,500,000.00
$0.00
$757,380.08 Exited bankruptcy/Receivership
($7,500,000.00)
Preferred Stock w/ Exercised Warrants
$7,500,000.00
$0.00
$8,751,541.63 Redeemed, in full; warrants not outstanding
$7,500,000.00
Preferred Stock w/ Warrants
$7,000,000.00
$0.00
$0.00
$375,000.00
375
280
$25,000.00
$350,000.00
35
$3,279,764.54
2,089,022
$1.57
$8,169,165.89 Redeemed, in full; warrants not outstanding
$80,347,000.00
$1,000.00
$7,000,000.00
Preferred Stock w/ Exercised Warrants
7,500
$7,461,608.79 Sold, in full; warrants not outstanding
($77,067,235.46)
22
Footnote
8,9
8,11,14
11
131
8,17
45
8,17,45
11
11,16
11
11
8,18,21,44
8,111
8,11,14
11
8
8,14
8,17
11
11,45
8,14,44
8,11,14,18
11
8,14
8,17
9,15,36
12,16
8,14
8,10,11
8,14,44
8,108
8,14,18,44
8
11
29
8,22,92,97
11
22,52,97
115
11
15,71,97
11
8,14,44
11
Institution Name
HAMPTON ROADS BANKSHARES, INC. / XENITH BANKSHARES, INC.
HARBOR BANKSHARES CORPORATION
HAVILAND BANCSHARES, INC.
HAVILAND BANCSHARES, INC.
HAWTHORN BANCSHARES, INC.
HAWTHORN BANCSHARES, INC.
HAWTHORN BANCSHARES, INC.
HAWTHORN BANCSHARES, INC.
HCSB FINANCIAL CORPORATION
HCSB FINANCIAL CORPORATION
HEARTLAND BANCSHARES, INC.
HEARTLAND BANCSHARES, INC.
HEARTLAND FINANCIAL USA, INC.
HEARTLAND FINANCIAL USA, INC.
HEARTLAND FINANCIAL USA, INC.
HERITAGE BANKSHARES, INC.
HERITAGE BANKSHARES, INC.
HERITAGE BANKSHARES, INC.
HERITAGE COMMERCE CORP.
HERITAGE COMMERCE CORP.
HERITAGE COMMERCE CORP.
HERITAGE FINANCIAL CORPORATION
HERITAGE FINANCIAL CORPORATION
HERITAGE FINANCIAL CORPORATION
HERITAGE OAKS BANCORP
HERITAGE OAKS BANCORP
HERITAGE OAKS BANCORP
HF FINANCIAL CORP.
HF FINANCIAL CORP.
HF FINANCIAL CORP.
HIGHLANDS BANCORP, INC.
HIGHLANDS BANCORP, INC.
HIGHLANDS BANCORP, INC.
HIGHLANDS INDEPENDENT BANCSHARES, INC.
HIGHLANDS INDEPENDENT BANCSHARES, INC.
HILLTOP COMMUNITY BANCORP, INC.
HILLTOP COMMUNITY BANCORP, INC.
HMN FINANCIAL, INC.
HMN FINANCIAL, INC.
HMN FINANCIAL, INC.
HMN FINANCIAL, INC.
HMN FINANCIAL, INC.
HMN FINANCIAL, INC.
HOME BANCSHARES, INC.
HOME BANCSHARES, INC.
HOME BANCSHARES, INC.
HOMETOWN BANCORP OF ALABAMA, INC.
HOMETOWN BANCORP OF ALABAMA, INC.
HOMETOWN BANCSHARES, INC.
HOMETOWN BANCSHARES, INC.
HOMETOWN BANCSHARES, INC.
HOMETOWN BANCSHARES, INC.
HOMETOWN BANCSHARES, INC.
HOMETOWN BANKSHARES CORPORATION
HOMETOWN BANKSHARES CORPORATION
HOMETOWN BANKSHARES CORPORATION
HOPFED BANCORP
HOPFED BANCORP
HOPFED BANCORP
HORIZON BANCORP
HORIZON BANCORP
HORIZON BANCORP
HORIZON BANCORP
HOWARD BANCORP, INC.
HOWARD BANCORP, INC.
HPK FINANCIAL CORPORATION
HPK FINANCIAL CORPORATION
HPK FINANCIAL CORPORATION
HUNTINGTON BANCSHARES
HUNTINGTON BANCSHARES
HUNTINGTON BANCSHARES
HYPERION BANK
HYPERION BANK
HYPERION BANK
HYPERION BANK
IA BANCORP, INC / INDUS AMERICAN BANK
IA BANCORP, INC / INDUS AMERICAN BANK
IA BANCORP, INC / INDUS AMERICAN BANK
IA BANCORP, INC / INDUS AMERICAN BANK
IBC BANCORP, INC.
IBC BANCORP, INC.
IBERIABANK CORPORATION
IBERIABANK CORPORATION
IBERIABANK CORPORATION
IBT BANCORP, INC.
IBT BANCORP, INC.
IBW FINANCIAL CORPORATION
IBW FINANCIAL CORPORATION
ICB FINANCIAL
ICB FINANCIAL
IDAHO BANCORP
IDAHO BANCORP
ILLINOIS STATE BANCORP, INC.
ILLINOIS STATE BANCORP, INC.
ILLINOIS STATE BANCORP, INC.
INDEPENDENCE BANK
INDEPENDENCE BANK
INDEPENDENT BANK CORP.
INDEPENDENT BANK CORP.
INDEPENDENT BANK CORP.
INDEPENDENT BANK CORPORATION
INDEPENDENT BANK CORPORATION
INDIANA BANK CORP.
INDIANA BANK CORP.
INDIANA COMMUNITY BANCORP
INDIANA COMMUNITY BANCORP
INTEGRA BANK CORPORATION
INTEGRA BANK CORPORATION
INTERMOUNTAIN COMMUNITY BANCORP
INTERMOUNTAIN COMMUNITY BANCORP
INTERMOUNTAIN COMMUNITY BANCORP
INTERNATIONAL BANCSHARES CORPORATION
INTERNATIONAL BANCSHARES CORPORATION
INTERNATIONAL BANCSHARES CORPORATION
INTERNATIONAL BANCSHARES CORPORATION
INTERNATIONAL BANCSHARES CORPORATION
INTERVEST BANCSHARES CORPORATION
INTERVEST BANCSHARES CORPORATION
INTERVEST BANCSHARES CORPORATION
INTERVEST BANCSHARES CORPORATION
INVESTORS FINANCIAL CORPORATION OF PETTIS COUNTY, INC.
INVESTORS FINANCIAL CORPORATION OF PETTIS COUNTY, INC.
JPMORGAN CHASE & CO.
JPMORGAN CHASE & CO.
JPMORGAN CHASE & CO.
KATAHDIN BANKSHARES CORP.
KATAHDIN BANKSHARES CORP.
KEYCORP
KEYCORP
KEYCORP
City
NORFOLK
BALTIMORE
HAVILAND
HAVILAND
LEE'S SUMMIT
LEE'S SUMMIT
LEE'S SUMMIT
LEE'S SUMMIT
LORIS
LORIS
FRANKLIN
FRANKLIN
DUBUQUE
DUBUQUE
DUBUQUE
NORFOLK
NORFOLK
NORFOLK
SAN JOSE
SAN JOSE
SAN JOSE
OLYMPIA
OLYMPIA
OLYMPIA
PASO ROBLES
PASO ROBLES
PASO ROBLES
SIOUX FALLS
SIOUX FALLS
SIOUX FALLS
VERNON
VERNON
VERNON
SEBRING
SEBRING
SUMMIT
SUMMIT
ROCHESTER
ROCHESTER
ROCHESTER
ROCHESTER
ROCHESTER
ROCHESTER
CONWAY
CONWAY
CONWAY
ONEONTA
ONEONTA
CORBIN
CORBIN
CORBIN
CORBIN
CORBIN
ROANOKE
ROANOKE
ROANOKE
HOPKINSVILLE
HOPKINSVILLE
HOPKINSVILLE
MICHIGAN CITY
MICHIGAN CITY
MICHIGAN CITY
MICHIGAN CITY
ELLICOTT CITY
ELLICOTT CITY
CHICAGO
CHICAGO
CHICAGO
COLUMBUS
COLUMBUS
COLUMBUS
PHILADELPHIA
PHILADELPHIA
PHILADELPHIA
PHILADELPHIA
ISELIN
ISELIN
ISELIN
ISELIN
CHICAGO
CHICAGO
LAFAYETTE
LAFAYETTE
LAFAYETTE
IRVING
IRVING
WASHINGTON
WASHINGTON
ONTARIO
ONTARIO
BOISE
BOISE
CHICAGO
CHICAGO
CHICAGO
EAST GREENWICH
EAST GREENWICH
ROCKLAND
ROCKLAND
ROCKLAND
IONIA
IONIA
DANA
DANA
COLUMBUS
COLUMBUS
EVANSVILLE
EVANSVILLE
SANDPOINT
SANDPOINT
SANDPOINT
LAREDO
LAREDO
LAREDO
LAREDO
LAREDO
NEW YORK
NEW YORK
NEW YORK
NEW YORK
SEDALIA
SEDALIA
NEW YORK
NEW YORK
NEW YORK
HOULTON
HOULTON
CLEVELAND
CLEVELAND
CLEVELAND
State
VA
MD
KS
KS
MO
MO
MO
MO
SC
SC
IN
IN
IA
IA
IA
VA
VA
VA
CA
CA
CA
WA
WA
WA
CA
CA
CA
SD
SD
SD
NJ
NJ
NJ
FL
FL
NJ
NJ
MN
MN
MN
MN
MN
MN
AR
AR
AR
AL
AL
KY
KY
KY
KY
KY
VA
VA
VA
KY
KY
KY
IN
IN
IN
IN
MD
MD
IL
IL
IL
OH
OH
OH
PA
PA
PA
PA
NJ
NJ
NJ
NJ
IL
IL
LA
LA
LA
TX
TX
DC
DC
CA
CA
ID
ID
IL
IL
IL
RI
RI
MA
MA
MA
MI
MI
IN
IN
IN
IN
IN
IN
ID
ID
ID
TX
TX
TX
TX
TX
NY
NY
NY
NY
MO
MO
NY
NY
NY
ME
ME
OH
OH
OH
Date
9/13/2017
7/17/2009
3/13/2009
12/29/2010
12/19/2008
5/9/2012
5/15/2013
6/12/2013
3/6/2009
4/11/2016
9/11/2009
7/17/2012
12/19/2008
9/15/2011
9/28/2011
9/25/2009
3/16/2011
8/11/2011
11/21/2008
3/7/2012
6/10/2013
11/21/2008
12/22/2010
8/17/2011
3/20/2009
7/17/2013
8/7/2013
11/21/2008
6/3/2009
6/30/2009
5/8/2009
12/22/2009
9/22/2011
3/6/2009
10/24/2014
1/30/2009
4/21/2010
12/23/2008
2/7/2013
2/8/2013
3/26/2013
5/26/2015
5/28/2015
1/16/2009
7/6/2011
7/27/2011
2/20/2009
8/28/2013
2/13/2009
11/28/2012
11/30/2012
1/11/2013
3/26/2013
9/18/2009
10/31/2012
1/11/2013
12/12/2008
12/19/2012
1/16/2013
12/19/2008
11/10/2010
8/25/2011
11/23/2011
2/27/2009
9/22/2011
5/1/2009
11/13/2009
12/11/2012
11/14/2008
12/22/2010
1/19/2011
2/6/2009
12/20/2012
1/11/2013
3/26/2013
9/18/2009
3/14/2014
3/17/2014
4/25/2014
5/15/2009
9/10/2010
12/5/2008
3/31/2009
5/20/2009
3/27/2009
6/12/2013
3/13/2009
9/3/2010
3/6/2009
11/1/2012
1/16/2009
4/24/2014
5/22/2009
12/29/2009
9/22/2011
1/9/2009
10/16/2013
1/9/2009
4/22/2009
5/27/2009
12/12/2008
8/30/2013
4/24/2009
4/9/2013
12/12/2008
9/12/2012
2/27/2009
7/29/2011
12/19/2008
11/20/2013
10/31/2014
12/23/2008
7/11/2012
11/1/2012
11/28/2012
6/11/2013
12/23/2008
6/24/2013
7/26/2013
9/3/2014
5/8/2009
10/19/2012
10/28/2008
6/17/2009
12/16/2009
1/30/2009
8/18/2011
11/14/2008
3/30/2011
4/20/2011
1
2
$0.00
12,000
18,255
Preferred Stock w/ Exercised Warrants
$81,698,000.00
$10,103,000.00
$0.00
$0.00
12,895
$10.00
7,000
Preferred Stock w/ Warrants
$24,000,000.00
$0.00
$0.00
$21,000,000.00
$0.00
2,606
7,497
$25,000,000.00
$0.00
40,000
$3,091,000.00
$2,359,000.00
$0.00
24,000
21,000
$0.00
$26,000,000.00
$0.00
277,778
555,555
158,472
$163,000.00
163
$1,000.00
$26,316,666.67 Redeemed, in full; warrants not outstanding
25,000
$1,000.00
$6,211,926.79 Redeemed, in full; warrants not outstanding
5,450
$1,000.00
6,700
$828.00
4,000
$1,000.00
$2,561,325.00
$16,197,675.00
Preferred Stock w/ Warrants
$4,000,000.00
200
$27,241,335.26 Redeemed, in full; warrants not outstanding
$4,000,000.00
Preferred Stock w/ Exercised Warrants
$0.00
155
$1,000.00
$5,547,600.00
$6,700,000.00
302,419
$26,953,333.33 Redeemed, in full; warrants not outstanding
$5,450,000.00
Preferred Stock w/ Exercised Warrants
611,650
$1,000.00
$46,901,266.80 Redeemed, in full; warrants not outstanding
$25,000,000.00
Preferred Stock w/ Exercised Warrants
138,037
$200,000.00
$1,000.00
$1,000.00
$21,000,000.00
Preferred Stock w/ Warrants
462,963
$11,353,284.46 Redeemed, in full; warrants not outstanding
$24,000,000.00
Preferred Stock w/ Warrants
303
$1,000.00
$94,686,087.22 Redeemed, in full; warrants not outstanding
$40,000,000.00
$40,000,000.00
$155,000.00
$1,000.00
81,698
($12,766,050.00)
$8,321,471.08 Redeemed, in full; warrants not outstanding
$2,606,000.00
$7,497,000.00
Preferred Stock w/ Warrants
609,687
$1,219,652.00 Sold, in full; warrants not outstanding
$81,698,000.00
Preferred Stock w/ Warrants
$0.00
248
$1,000.00
$1,000.00
$7,000,000.00
$7,000,000.00
$303,000.00
$1,000.00
$36,849,504.67 Redeemed, in full; warrants not outstanding
$128,950.00
Preferred Stock w/ Exercised Warrants
$248,000.00
$1,300,000.00
$12,895,000.00
425
$12,000,000.00
$18,255,000.00
Preferred Stock w/ Warrants
287,134
$1,843,194.00
$3,686,388.00
$0.00
Gain
$282,744.47 Full investment outstanding; warrants not outstanding
$487,524.22 Redeemed, in full; warrants not outstanding
$425,000.00
Preferred Stock w/ Warrants
(Realized Loss) / (Write-off)
21
$650,000.00
$30,255,000.00
Avg. Price
$21,000.00
$1,575,000.00
$6,800,000.00
$0.00
Shares
Wt Shares
75,763
$450,000.00
$6,800,000.00
$425,000.00
Total Cash Back
Wt Amount
$1,671,000.00
$140,000.00
Outstanding Investment
Amount
5
$1,800,000.00
Preferred Stock
Preferred Stock w/ Exercised Warrants
Original Investment Amount
Investment Status*
(Fee)4
$540,000.00
Original Investment Type
3,550
22,450
$721.50
$721.50
$6,165,312.00 Sold, in full; warrants not outstanding
($1,152,400.00)
$4,467,049.67 Redeemed, in full; warrants not outstanding
$26,563,769.78 Sold, in full; warrants not outstanding
($988,675.00)
($6,252,325.00)
($187,590.00)
Preferred Stock w/ Warrants
$50,000,000.00
$0.00
$57,480,555.56 Redeemed, in full; warrants not outstanding
$50,000,000.00
Preferred Stock w/ Exercised Warrants
$3,250,000.00
$0.00
$1,900,000.00
$0.00
$1,000.00
$4,214,202.31 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
50,000
$2,229,801.03 Sold, in full; warrants not outstanding
$3,250,000.00
3,250
$1,000.00
$608,170.50
$1,183,339.50
645
1,255
$942.90
$942.90
($36,829.50)
($71,660.50)
$70,095.00
95
10,000
$918.50
($815,000.00)
$315,461.52
374
18,400
$1,000.00
$256,257.00
253,666
$1,750,551.00
212,188
($17,915.11)
($7,084.89)
Preferred Stock w/ Exercised Warrants
$10,000,000.00
$0.00
$11,111,011.94 Sold, in full; warrants not outstanding
$9,185,000.00
($91,850.00)
Preferred Stock w/ Warrants
$18,400,000.00
$0.00
$22,354,145.89 Redeemed, in full; warrants not outstanding
$18,400,000.00
Preferred Stock w/ Warrants
$25,000,000.00
$0.00
$29,857,321.83 Redeemed, in full; warrants not outstanding
$6,250,000.00
$18,750,000.00
Preferred Stock w/ Exercised Warrants
$5,983,000.00
$0.00
$4,000,000.00
$5,000,000.00
$0.00
$1,000.00
$1,000.00
$7,119,793.05 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
6,250
18,750
$10,940,554.65 Redeemed, in full; warrants not outstanding
$5,983,000.00
$1,552,000.00
$0.00
299
9,000
$1,000.00
$344,000.00
344
1,398,071
$1,000.00
$49,100,000.00
Preferred Stock w/ Exercised Warrants
$0.00
$299,000.00
$1,398,071,000.00
$1,398,071,000.00
$1,000.00
$9,000,000.00
Preferred Stock w/ Warrants
5,983
23,562,994
$1,594,356,808.56 Redeemed, in full; warrants not outstanding
$1,337,166.22 Sold, in full; warrants not outstanding
$1,008,800.00
1,552
$650.00
($543,200.00)
$25,700.00
78
2,770
3,206
$981.11
$981.11
($52,325.30)
($60,561.34)
$186,513.52
179
$4,205,000.00
4,205,000
$1.00
$90,000,000.00
90,000
$1,000.00
$1,200,000.00
138,490
$115,000.00
115
$300,000.00
300
($10,088.00)
($14,912.00)
Preferred Stock w/ Exercised Warrants
$5,976,000.00
$0.00
$6,907,223.22 Sold, in full; warrants not outstanding
$2,717,674.70
$3,145,438.66
($58,631.13)
Subordinated Debentures
Preferred Stock w/ Warrants
$4,205,000.00
$0.00
$4,632,216.32 Redeemed, in full; warrants not outstanding
$90,000,000.00
$0.00
$92,650,000.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$2,295,000.00
$0.00
$2,936,462.50 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$6,000,000.00
$0.00
$6,453,067.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$6,000,000.00
$0.00
$7,494,458.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$6,900,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$6,272,000.00
$4,000,000.00
$0.00
$11,836,113.40 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,065,000.00
$0.00
$1,394,723.17 Redeemed, in full; warrants not outstanding
$78,158,000.00
$0.00
$81,476,093.61 Redeemed, in full; warrants not outstanding
$2,295,000.00
2,295
$1,000.00
$6,000,000.00
6,000
$1,000.00
$6,000,000.00
6,000
$1,000.00
$555,673.08 Exited bankruptcy/Receivership
($6,900,000.00)
$10,272,000.00
$21,500,000.00
$0.00
Preferred Stock w/ Warrants
$83,586,000.00
$0.00
53
78,158
$1,000.00
481,664
$1,800,000.00
188,707
65,323
1,326,238
691,882
$936,063,469.11
Preferred Stock w/ Warrants
$53,000.00
$2,892,066.00
$0.00
$1,000.00
$4,018,511.00
$1,312,000.00
1,065
$10,635.00
$0.00
406
$2,200,000.00
$72,000,000.00
$406,000.00
$78,158,000.00
Preferred Stock w/ Warrants
$1,000.00
$1,065,000.00
Preferred Stock w/ Warrants
10,272
88,401,697
$522,000.00
522
$70,000,000.00
35,244,361
$83,430,000.00 Redeemed, in full; warrants not outstanding
$72,000,000.00
Preferred Stock w/ Exercised Warrants
72,000
$1,000.00
$2,426,000.00
$165,139.00 Exited bankruptcy/Receivership
($1,312,000.00)
$27,331,250.00 Redeemed, in full; warrants not outstanding
$21,500,000.00
21,500
$1,000.00
$1,950,340.00 Currently Not Collectible
($83,586,000.00)
Preferred Stock w/ Warrants
$27,000,000.00
$0.00
$33,955,519.23 Redeemed, in full; warrants not outstanding
$27,000,000.00
Preferred Stock w/ Warrants
$216,000,000.00
$0.00
27,000
$261,538,649.89 Redeemed, in full; warrants not outstanding
$40,000,000.00
$45,000,000.00
$131,000,000.00
Preferred Stock w/ Warrants
$25,000,000.00
$0.00
$1,000.00
40,000
45,000
131,000
$1,000.00
$1,000.00
$1,000.00
$32,927,621.56 Sold, in full; warrants not outstanding
$24,250,000.00
25,000
$970.00
($750,000.00)
($242,500.00)
Subordinated Debentures w/ Exercised Warrants
$4,000,000.00
$0.00
$174,324.60 Currently Not Collectible
($4,000,000.00)
Preferred Stock w/ Warrants
$25,000,000,000.00
$0.00
$26,731,202,358.00 Redeemed, in full; warrants not outstanding
$25,000,000,000.00
Preferred Stock w/ Exercised Warrants
$10,449,000.00
$0.00
$0.00
$10,000.00
$12,423,046.75 Redeemed, in full; warrants not outstanding
$2,500,000,000.00
2,500,000
$2,867,222,222.22 Redeemed, in full; warrants not outstanding
$10,449,000.00
Preferred Stock w/ Warrants
10,449
$1,000.00
$2,500,000,000.00
25,000
$100,000.00
23
Footnote
8
8,14
8,11,14,18,36
11
12
8,14
11
8,11,14
9,48,97
8,14,45
8,14,45
8,17
9,11,36
8,133
11
8
11
8,9,17
11
8
8,11,44
8,14
11
14,15
8
8
14,15
8,14
43
8
11
8,14,45
8,14,18,44
11
8,14,44
8,14,56
8,14,44
8,18
8,14
8,42
Institution Name
KIRKSVILLE BANCORP, INC.
KIRKSVILLE BANCORP, INC.
KS BANCORP, INC
KS BANCORP, INC
KS BANCORP, INC
LAFAYETTE BANCORP, INC.
LAFAYETTE BANCORP, INC.
LAFAYETTE BANCORP, INC.
LAKELAND BANCORP, INC.
LAKELAND BANCORP, INC.
LAKELAND BANCORP, INC.
LAKELAND BANCORP, INC.
LAKELAND BANCORP, INC.
LAKELAND FINANCIAL CORPORATION
LAKELAND FINANCIAL CORPORATION
LAKELAND FINANCIAL CORPORATION
LAYTON PARK FINANCIAL GROUP, INC.
LAYTON PARK FINANCIAL GROUP, INC.
LAYTON PARK FINANCIAL GROUP, INC.
LAYTON PARK FINANCIAL GROUP, INC.
LCNB CORP.
LCNB CORP.
LCNB CORP.
LEADER BANCORP, INC.
LEADER BANCORP, INC.
LEGACY BANCORP, INC.
LEGACY BANCORP, INC.
LIBERTY BANCSHARES, INC. (AR)
LIBERTY BANCSHARES, INC. (AR)
LIBERTY BANCSHARES, INC. (MO)
LIBERTY BANCSHARES, INC. (MO)
LIBERTY BANCSHARES, INC. (TX)
LIBERTY BANCSHARES, INC. (TX)
LIBERTY FINANCIAL SERVICES, INC.
LIBERTY FINANCIAL SERVICES, INC.
LIBERTY SHARES, INC.
LIBERTY SHARES, INC.
LINCOLN NATIONAL CORPORATION
LINCOLN NATIONAL CORPORATION
LINCOLN NATIONAL CORPORATION
LNB BANCORP, INC.
LNB BANCORP, INC.
LNB BANCORP, INC.
LONE STAR BANK
LONE STAR BANK
LONE STAR BANK
LONE STAR BANK
LSB CORPORATION
LSB CORPORATION
LSB CORPORATION
M&F BANCORP, INC.
M&F BANCORP, INC.
M&T BANK CORPORATION
M&T BANK CORPORATION
M&T BANK CORPORATION
M&T BANK CORPORATION
MACKINAC FINANCIAL CORPORATION
MACKINAC FINANCIAL CORPORATION
MACKINAC FINANCIAL CORPORATION
MADISON FINANCIAL CORPORATION
MADISON FINANCIAL CORPORATION
MADISON FINANCIAL CORPORATION
MAGNA BANK
MAGNA BANK
MAGNA BANK
MAGNA BANK
MAINLINE BANCORP, INC.
MAINLINE BANCORP, INC.
MAINSOURCE FINANCIAL GROUP, INC.
MAINSOURCE FINANCIAL GROUP, INC.
MAINSOURCE FINANCIAL GROUP, INC.
MANHATTAN BANCORP
MANHATTAN BANCORP
MANHATTAN BANCORP
MANHATTAN BANCSHARES, INC.
MANHATTAN BANCSHARES, INC.
MANHATTAN BANCSHARES, INC.
MANHATTAN BANCSHARES, INC.
MARINE BANK & TRUST COMPANY
MARINE BANK & TRUST COMPANY
MARINE BANK & TRUST COMPANY
MARINE BANK & TRUST COMPANY
MARINE BANK & TRUST COMPANY
MARKET BANCORPORATION, INC.
MARKET BANCORPORATION, INC.
MARKET BANCORPORATION, INC.
MARKET STREET BANCSHARES, INC.
MARKET STREET BANCSHARES, INC.
MARKET STREET BANCSHARES, INC.
MARKET STREET BANCSHARES, INC.
MARQUETTE NATIONAL CORPORATION
MARQUETTE NATIONAL CORPORATION
MARQUETTE NATIONAL CORPORATION
MARQUETTE NATIONAL CORPORATION
MARQUETTE NATIONAL CORPORATION
MARSHALL & ILSLEY CORPORATION
MARSHALL & ILSLEY CORPORATION
MARYLAND FINANCIAL BANK
MARYLAND FINANCIAL BANK
MARYLAND FINANCIAL BANK
MB FINANCIAL INC.
MB FINANCIAL INC.
MB FINANCIAL INC.
MCLEOD BANCSHARES, INC.
MCLEOD BANCSHARES, INC.
MEDALLION BANK
MEDALLION BANK
MEDALLION BANK
MERCANTILE BANK CORPORATION
MERCANTILE BANK CORPORATION
MERCANTILE BANK CORPORATION
MERCANTILE BANK CORPORATION
MERCANTILE CAPITAL CORPORATION
MERCANTILE CAPITAL CORPORATION
MERCHANTS & PLANTERS BANCSHARES, INC.
MERCHANTS & PLANTERS BANCSHARES, INC.
MERCHANTS AND MANUFACTURERS BANK CORPORATION
MERCHANTS AND MANUFACTURERS BANK CORPORATION
MERIDIAN BANK
MERIDIAN BANK
MERIDIAN BANK
MERIDIAN BANK
METRO CITY BANK
METRO CITY BANK
METRO CITY BANK
METRO CITY BANK
METROCORP BANCSHARES, INC.
METROCORP BANCSHARES, INC.
METROCORP BANCSHARES, INC.
METROPOLITAN BANK GROUP, INC.
City
KIRKSVILLE
KIRKSVILLE
SMITHFIELD
SMITHFIELD
SMITHFIELD
OXFORD
OXFORD
OXFORD
OAK RIDGE
OAK RIDGE
OAK RIDGE
OAK RIDGE
OAK RIDGE
WARSAW
WARSAW
WARSAW
MILWAUKEE
MILWAUKEE
MILWAUKEE
MILWAUKEE
LEBANON
LEBANON
LEBANON
ARLINGTON
ARLINGTON
MILWAUKEE
MILWAUKEE
JONESBORO
JONESBORO
SPRINGFIELD
SPRINGFIELD
FORT WORTH
FORT WORTH
NEW ORLEANS
NEW ORLEANS
HINESVILLE
HINESVILLE
RADNOR
RADNOR
RADNOR
LORAIN
LORAIN
LORAIN
HOUSTON
HOUSTON
HOUSTON
HOUSTON
NORTH ANDOVER
NORTH ANDOVER
NORTH ANDOVER
DURHAM
DURHAM
BUFFALO
BUFFALO
BUFFALO
BUFFALO
MANISTIQUE
MANISTIQUE
MANISTIQUE
RICHMOND
RICHMOND
RICHMOND
MEMPHIS
MEMPHIS
MEMPHIS
MEMPHIS
EBENSBURG
EBENSBURG
GREENSBURG
GREENSBURG
GREENSBURG
EL SEGUNDO
EL SEGUNDO
EL SEGUNDO
MANHATTAN
MANHATTAN
MANHATTAN
MANHATTAN
VERO BEACH
VERO BEACH
VERO BEACH
VERO BEACH
VERO BEACH
NEW MARKET
NEW MARKET
NEW MARKET
MT. VERNON
MT. VERNON
MT. VERNON
MT. VERNON
CHICAGO
CHICAGO
CHICAGO
CHICAGO
CHICAGO
MILWAUKEE
MILWAUKEE
TOWSON
TOWSON
TOWSON
CHICAGO
CHICAGO
CHICAGO
SHOREWOOD
SHOREWOOD
SALT LAKE CITY
SALT LAKE CITY
SALT LAKE CITY
GRAND RAPIDS
GRAND RAPIDS
GRAND RAPIDS
GRAND RAPIDS
BOSTON
BOSTON
TOONE
TOONE
JOLIET
JOLIET
DEVON
DEVON
DEVON
DEVON
DORAVILLE
DORAVILLE
DORAVILLE
DORAVILLE
HOUSTON
HOUSTON
HOUSTON
CHICAGO
State
MO
MO
NC
NC
NC
MS
MS
MS
NJ
NJ
NJ
NJ
NJ
IN
IN
IN
WI
WI
WI
WI
OH
OH
OH
MA
MA
WI
WI
AR
AR
MO
MO
TX
TX
LA
LA
GA
GA
PA
PA
PA
OH
OH
OH
TX
TX
TX
TX
MA
MA
MA
NC
NC
NY
NY
NY
NY
MI
MI
MI
KY
KY
KY
TN
TN
TN
TN
PA
PA
IN
IN
IN
CA
CA
CA
IL
IL
IL
IL
FL
FL
FL
FL
FL
MN
MN
MN
IL
IL
IL
IL
IL
IL
IL
IL
IL
WI
WI
MD
MD
MD
IL
IL
IL
MN
MN
UT
UT
UT
MI
MI
MI
MI
MA
MA
TN
TN
IL
IL
PA
PA
PA
PA
GA
GA
GA
GA
TX
TX
TX
IL
Date
3/20/2009
3/19/2014
8/21/2009
11/30/2012
1/11/2013
2/20/2009
12/29/2009
9/29/2010
2/6/2009
8/4/2010
3/16/2011
2/8/2012
2/29/2012
2/27/2009
6/9/2010
11/22/2011
12/18/2009
11/29/2012
1/11/2013
3/26/2013
1/9/2009
10/21/2009
11/22/2011
12/23/2008
11/24/2010
1/30/2009
3/11/2011
1/23/2009
7/21/2011
2/13/2009
8/18/2011
12/4/2009
1/14/2015
2/6/2009
9/24/2010
2/20/2009
6/30/2016
7/10/2009
6/30/2010
9/22/2010
12/12/2008
6/19/2012
7/18/2012
2/6/2009
12/3/2014
12/4/2014
1/9/2015
12/12/2008
11/18/2009
12/16/2009
6/26/2009
8/20/2010
12/23/2008
5/18/2011
8/21/2012
12/17/2012
4/24/2009
8/29/2012
12/19/2012
3/13/2009
11/19/2013
1/6/2014
12/23/2008
11/24/2009
6/8/2011
8/18/2011
12/29/2009
3/9/2012
1/16/2009
4/3/2012
6/11/2013
12/5/2008
9/16/2009
10/14/2009
6/19/2009
12/10/2012
12/11/2012
1/11/2013
3/6/2009
7/1/2014
7/2/2014
7/3/2014
9/26/2014
2/20/2009
7/2/2014
9/26/2014
5/15/2009
8/9/2012
8/10/2012
9/11/2012
12/19/2008
8/7/2012
8/9/2012
8/10/2012
9/11/2012
11/14/2008
7/5/2011
3/27/2009
7/2/2014
9/26/2014
12/5/2008
3/14/2012
5/2/2012
11/20/2009
8/18/2011
2/27/2009
12/22/2009
7/21/2011
5/15/2009
4/4/2012
6/6/2012
7/3/2012
2/6/2009
8/4/2011
3/6/2009
9/7/2011
6/19/2009
9/8/2011
2/13/2009
12/11/2009
3/17/2014
4/25/2014
1/30/2009
10/29/2012
11/1/2012
1/11/2013
1/16/2009
7/3/2012
6/11/2013
6/26/2009
1
Original Investment Type
Preferred Stock w/ Exercised Warrants
Original Investment Amount
$470,000.00
Outstanding Investment
$0.00
$4,000,000.00
$0.00
2
Investment Status*
Total Cash Back
$622,228.44 Redeemed, in full; warrants not outstanding
Amount
(Fee)4
$470,000.00
Shares
Avg. Price
4,000
$827.00
4,451
20,000
20,000
19,000
5
$1,000.00
$20,000,000.00
$20,000,000.00
$19,000,000.00
Gain
$1,000.00
$4,451,000.00
Wt Amount
Wt Shares
$24,000.00
24
$140,400.00
200
$100,000.00
100
$2,800,000.00
997,050
$877,557.00
198,269
$104,375.00
150
$602,557.00
Preferred Stock w/ Exercised Warrants
470
(Realized Loss) / (Write-off)
$1,000.00
$1,000.00
$1,000.00
217,063
$292,000.00
292
$4,137,336.64 Sold, in full; warrants not outstanding
$3,308,000.00
($692,000.00)
($25,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$1,998,000.00
$2,453,000.00
$0.00
$4,818,134.50 Redeemed, in full; warrants not outstanding
$59,000,000.00
$0.00
$68,260,833.33 Redeemed, in full; warrants not outstanding
$56,044,000.00
$0.00
$60,517,713.33 Redeemed, in full; warrants not outstanding
$56,044,000.00
Preferred Stock w/ Exercised Warrants
$3,000,000.00
$0.00
56,044
$1,000.00
$2,932,162.50 Sold, in full; warrants not outstanding
3,000
$790.31
13,400
$2,370,930.00
($629,070.00)
$1,000.00
($23,709.29)
($1,290.71)
Preferred Stock w/ Warrants
$13,400,000.00
$0.00
$14,527,390.33 Redeemed, in full; warrants not outstanding
$13,400,000.00
Preferred Stock w/ Exercised Warrants
$5,830,000.00
$0.00
$6,731,961.06 Redeemed, in full; warrants not outstanding
Preferred Stock
$5,498,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$57,500,000.00
$0.00
$68,191,965.77 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$21,900,000.00
$0.00
$25,995,452.08 Redeemed, in full; warrants not outstanding
$5,830,000.00
5,830
$1,000.00
$355,079.00 Currently Not Collectible
($5,498,000.00)
$57,500,000.00
$0.00
$196,000.00
196
5,645
$1,000.00
480,000
$7.50
950,000
$1,000.00
13,049,451
561,343
$67,401.54
154
209,497
1,218,522
$1,300,000.00
$25,223,000.00
$1,000.00
$31,838,761.34
$0.00
6,500
$560,000.00
$950,000,000.00
1,095
$860,326.00
Preferred Stock w/ Warrants
$0.00
$1,095,000.00
$213,671,319.20
$17,280,000.00
$1,000.00
$950,000,000.00
Preferred Stock w/ Warrants
$0.00
21,900
$3,600,000.00
Preferred Stock w/ Exercised Warrants
$5,645,000.00
2,875
$5,645,000.00
Preferred Stock
$0.00
$2,875,000.00
$6,500,000.00
$6,500,000.00
$1,000.00
$21,900,000.00
Preferred Stock w/ Exercised Warrants
57,500
398,734
$182,878.45
169
$8,447,271.11 Redeemed, in full; warrants not outstanding
$6,106,008.58 Redeemed, in full; warrants not outstanding
$4,999,560.00 Sold, in full; warrants not outstanding
$26,893,046.60 Sold, in full; warrants not outstanding
$21,923,074.91
Preferred Stock w/ Exercised Warrants
$3,072,000.00
$0.00
($13,680,000.00)
$1,209,851,873.70 Redeemed, in full; warrants not outstanding
($328,846.12)
25,223
$869.17
($3,299,925.09)
$1,950,881.54 Sold, in full; warrants not outstanding
$1,195,906.25
$712,573.75
1,925
1,147
$621.25
$621.25
15,000
($729,093.75)
($434,426.25)
$1,000.00
($25,000.00)
Preferred Stock w/ Warrants
$15,000,000.00
$0.00
$16,260,000.00 Redeemed, in full; warrants not outstanding
$15,000,000.00
Preferred Stock
$11,735,000.00
$0.00
$12,409,762.50 Redeemed, in full; warrants not outstanding
$11,735,000.00
Preferred Stock w/ Warrants
$600,000,000.00
$11,000,000.00
$0.00
$0.00
$1,000.00
$370,000,000.00
$230,000,000.00
Preferred Stock w/ Warrants
11,735
370,000
230,000
$1,000.00
$1,000.00
$718,392,161.34 Redeemed, in full; warrants not outstanding
$13,521,828.15 Sold, in full; warrants not outstanding
$10,538,990.00
Preferred Stock w/ Exercised Warrants
$3,370,000.00
$0.00
($158,084.85)
11,000
$958.09
($461,010.00)
$3,773,495.65 Sold, in full; warrants not outstanding
$3,370,000.00
3,370
$1,022.61
$76,195.70
$3,455,000.00
$3,455,000.00
$6,885,000.00
3,455
3,455
6,885
$1,000.00
$1,000.00
$1,000.00
$690,000.00
690
$4,500,000.00
4,500
$1,000.00
$225,000.00
225
57,000
$931.11
$1,512,177.00
571,906
$63,363.90
29,480
($25,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$13,795,000.00
$4,500,000.00
$57,000,000.00
$0.00
$0.00
$0.00
$16,146,467.87 Redeemed, in full; warrants not outstanding
$5,263,187.50 Redeemed, in full; warrants not outstanding
$62,949,121.28 Sold, in full; warrants not outstanding
$53,073,270.00
Preferred Stock w/ Warrants
$1,700,000.00
$0.00
($796,099.05)
$1,829,711.12 Redeemed, in full; warrants not outstanding
$1,700,000.00
Subordinated Debentures w/ Exercised Warrants
$2,639,000.00
$0.00
($3,926,730.00)
1,700
$1,000.00
$3,438,793.11 Sold, in full; warrants not outstanding
2,639,000
$0.98
($52,595.27)
$11,385.02
$95,959.50
14,000
118,000
2,246
722
32
$670.00
$670.00
$670.00
($741,180.00)
($238,260.00)
($10,560.00)
$55,870.00
$19,126.67
$503.33
111
38
1
2,060
$1,210.03
$108,471.52
103
19,931,000
369,000
$0.90
$0.90
($2,011,037.90)
($37,232.10)
$727,225.54
$97,505.10
895,000
120,000
3,514
8,198
23,788
$720.25
$720.25
$720.25
($983,041.50)
($2,293,390.50)
($6,654,693.00)
$142,974.56
$1,054,743.77
$252,452.23
175
1,291
309
1,715,000
$1,000.00
$3,250,000.00
13,815,789
1,700
$310.00
$1,775.00
85
196,000
$1,000.00
$1,518,072.00
$2,586,404.73
506,024
($25,000.00)
Preferred Stock w/ Exercised Warrants
$3,000,000.00
$0.00
$2,296,213.00 Sold, in full; warrants not outstanding
$1,504,820.00
$483,740.00
$21,440.00
($25,000.00)
Preferred Stock w/ Exercised Warrants
$2,060,000.00
$0.00
$2,714,911.32 Sold, in full; warrants not outstanding
$2,060,000.00
$432,661.80
($25,000.00)
Subordinated Debentures w/ Exercised Warrants
$20,300,000.00
$0.00
$24,429,245.84 Sold, in full; warrants not outstanding
$17,919,962.10
$331,767.90
($182,517.30)
Preferred Stock w/ Exercised Warrants
$35,500,000.00
$0.00
$33,835,943.42 Sold, in full; warrants not outstanding
$2,530,958.50
$5,904,609.50
$17,133,307.00
($255,688.75)
Preferred Stock w/ Warrants
$1,715,000,000.00
$0.00
$1,944,772,916.66 Redeemed, in full; warrants not outstanding
$1,700,000.00
$0.00
$817,240.50 Sold, in full; warrants not outstanding
$1,715,000,000.00
Preferred Stock w/ Exercised Warrants
$527,000.00
($1,173,000.00)
($25,000.00)
Preferred Stock w/ Warrants
$196,000,000.00
$0.00
$229,613,072.00 Redeemed, in full; warrants not outstanding
$196,000,000.00
Preferred Stock w/ Exercised Warrants
$6,000,000.00
$0.00
$6,870,433.33 Redeemed, in full; warrants not outstanding
$6,000,000.00
$0.00
30
21,498
$1,000.00
$645,000.00
645
10,500
10,500
$1,000.00
$1,000.00
$7,465,100.00
$21,000,000.00
$0.00
$300,000.00
$10,500,000.00
$10,500,000.00
Preferred Stock w/ Warrants
$11,800,000.00
$9,698,000.00
$10,000.00
$21,498,000.00
Preferred Stock w/ Exercised Warrants
600
616,438
$24,460,674.81 Redeemed, in full; warrants not outstanding
$31,631,120.56 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$3,500,000.00
$0.00
$4,150,815.03 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,881,000.00
$0.00
$2,231,560.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$3,510,000.00
$0.00
$4,110,668.47 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$6,200,000.00
$6,335,000.00
$0.00
$3,500,000.00
3,500
$1,000.00
$175,000.00
175
$1,881,000.00
1,881
$1,000.00
$94,000.00
94
$3,510,000.00
3,510
$1,000.00
$176,000.00
176
12,535
$823.95
($2,206,847.65)
$262,399.50
310
29
7,671
$900.10
$900.10
($2,897.10)
($766,332.90)
$369,948.00
385
45,000
$981.17
($847,350.00)
$2,087,368.00
771,429
$13,582,165.84 Sold, in full; warrants not outstanding
$10,328,152.35
($103,281.52)
Preferred Stock w/ Exercised Warrants
$7,700,000.00
$0.00
$8,806,297.80 Sold, in full; warrants not outstanding
$26,102.90
$6,904,667.10
($69,307.70)
Preferred Stock w/ Warrants
$45,000,000.00
$0.00
$53,406,628.25 Sold, in full; warrants not outstanding
$44,152,650.00
Preferred Stock w/ Exercised Warrants
$71,526,000.00
$0.00
($662,289.75)
$27,172,726.72 Sold, in full; warrants not outstanding
24
Footnote
8,18
11
12
8,11,14
44
8
22,27,97
8,11,14
11
8,11,14
8
9,11
9,11,36
8,11,14
98
12,16
8,14,45
8,14,44
11
8,11,14
8,11,14
8,14
8,11,14
45
8
11,59
8,14
11,16
11,14,15
8,42
8,119
11,14,15
44
8,11,14
8,14,44
11
11
8,11,14,18
109
11
8,14,44
8,14
8,11,14
45
12,16
8
11
Institution Name
METROPOLITAN BANK GROUP, INC.
METROPOLITAN CAPITAL BANCORP, INC.
METROPOLITAN CAPITAL BANCORP, INC.
METROPOLITAN CAPITAL BANCORP, INC.
METROPOLITAN CAPITAL BANCORP, INC.
MID PENN BANCORP, INC./MID PENN BANK
MID PENN BANCORP, INC./MID PENN BANK
MID PENN BANCORP, INC./MID PENN BANK
MIDDLEBURG FINANCIAL CORPORATION
MIDDLEBURG FINANCIAL CORPORATION
MIDDLEBURG FINANCIAL CORPORATION
MIDLAND STATES BANCORP, INC.
MIDLAND STATES BANCORP, INC.
MIDSOUTH BANCORP, INC.
MIDSOUTH BANCORP, INC.
MIDSOUTH BANCORP, INC.
MIDTOWN BANK & TRUST COMPANY
MIDTOWN BANK & TRUST COMPANY
MIDTOWN BANK & TRUST COMPANY
MIDWEST BANC HOLDINGS, INC.
MIDWEST BANC HOLDINGS, INC.
MIDWEST REGIONAL BANCORP, INC. / THE BANK OF OTTERVILLE
MIDWEST REGIONAL BANCORP, INC. / THE BANK OF OTTERVILLE
MIDWESTONE FINANCIAL GROUP, INC.
MIDWESTONE FINANCIAL GROUP, INC.
MIDWESTONE FINANCIAL GROUP, INC.
MID-WISCONSIN FINANCIAL SERVICES, INC.
MID-WISCONSIN FINANCIAL SERVICES, INC.
MILLENNIUM BANCORP, INC.
MILLENNIUM BANCORP, INC.
MISSION COMMUNITY BANCORP
MISSION COMMUNITY BANCORP
MISSION VALLEY BANCORP
MISSION VALLEY BANCORP
MONADNOCK BANCORP, INC.
MONADNOCK BANCORP, INC.
MONARCH COMMUNITY BANCORP, INC.
MONARCH COMMUNITY BANCORP, INC.
MONARCH FINANCIAL HOLDINGS, INC.
MONARCH FINANCIAL HOLDINGS, INC.
MONARCH FINANCIAL HOLDINGS, INC.
MONEYTREE CORPORATION
MONEYTREE CORPORATION
MONUMENT BANK
MONUMENT BANK
MORGAN STANLEY
MORGAN STANLEY
MORGAN STANLEY
MORRILL BANCSHARES, INC.
MORRILL BANCSHARES, INC.
MOSCOW BANCSHARES, INC.
MOSCOW BANCSHARES, INC.
MOSCOW BANCSHARES, INC.
MOUNTAIN VALLEY BANCSHARES, INC.
MOUNTAIN VALLEY BANCSHARES, INC.
MOUNTAIN VALLEY BANCSHARES, INC.
MS FINANCIAL, INC.
MS FINANCIAL, INC.
MUTUALFIRST FINANCIAL, INC.
MUTUALFIRST FINANCIAL, INC.
MUTUALFIRST FINANCIAL, INC.
NAPLES BANCORP, INC.
NAPLES BANCORP, INC.
NARA BANCORP, INC. / BBCN BANCORP, INC.
NARA BANCORP, INC. / BBCN BANCORP, INC.
NARA BANCORP, INC. / BBCN BANCORP, INC.
NATIONAL BANCSHARES, INC.
NATIONAL BANCSHARES, INC.
NATIONAL BANCSHARES, INC.
NATIONAL BANCSHARES, INC.
NATIONAL PENN BANCSHARES, INC.
NATIONAL PENN BANCSHARES, INC.
NATIONAL PENN BANCSHARES, INC.
NATIONWIDE BANKSHARES, INC.
NATIONWIDE BANKSHARES, INC.
NC BANCORP, INC. / METROPOLITAN BANK GROUP, INC.
NC BANCORP, INC. / METROPOLITAN BANK GROUP, INC.
NCAL BANCORP
NCAL BANCORP
NEMO BANCSHARES, INC.
NEMO BANCSHARES, INC.
NEW HAMPSHIRE THRIFT BANCSHARES, INC.
NEW HAMPSHIRE THRIFT BANCSHARES, INC.
NEW HAMPSHIRE THRIFT BANCSHARES, INC.
NEW YORK PRIVATE BANK & TRUST CORPORATION
NEW YORK PRIVATE BANK & TRUST CORPORATION
NEWBRIDGE BANCORP
NEWBRIDGE BANCORP
NEWBRIDGE BANCORP
NEWBRIDGE BANCORP
NEWBRIDGE BANCORP
NICOLET BANKSHARES, INC.
NICOLET BANKSHARES, INC.
NORTH CENTRAL BANCSHARES, INC.
NORTH CENTRAL BANCSHARES, INC.
NORTH CENTRAL BANCSHARES, INC.
NORTHEAST BANCORP
NORTHEAST BANCORP
NORTHEAST BANCORP
NORTHERN STATE BANK / FIRST COMMERCE BANK
NORTHERN STATE BANK / FIRST COMMERCE BANK
NORTHERN STATE BANK / FIRST COMMERCE BANK
NORTHERN STATES FINANCIAL CORPORATION
NORTHERN STATES FINANCIAL CORPORATION
NORTHERN TRUST CORPORATION
NORTHERN TRUST CORPORATION
NORTHERN TRUST CORPORATION
NORTHWAY FINANCIAL, INC.
NORTHWAY FINANCIAL, INC.
NORTHWEST BANCORPORATION, INC.
NORTHWEST BANCORPORATION, INC.
NORTHWEST BANCORPORATION, INC.
NORTHWEST BANCORPORATION, INC.
NORTHWEST COMMERCIAL BANK
NORTHWEST COMMERCIAL BANK
OAK RIDGE FINANCIAL SERVICES, INC.
OAK RIDGE FINANCIAL SERVICES, INC.
OAK RIDGE FINANCIAL SERVICES, INC.
OAK RIDGE FINANCIAL SERVICES, INC.
OAK VALLEY BANCORP
OAK VALLEY BANCORP
OAK VALLEY BANCORP
OCEANFIRST FINANCIAL CORP.
OCEANFIRST FINANCIAL CORP.
OCEANFIRST FINANCIAL CORP.
OJAI COMMUNITY BANK
OJAI COMMUNITY BANK
OLD LINE BANCSHARES, INC.
OLD LINE BANCSHARES, INC.
OLD LINE BANCSHARES, INC.
City
CHICAGO
CHICAGO
CHICAGO
CHICAGO
CHICAGO
MILLERSBURG
MILLERSBURG
MILLERSBURG
MIDDLEBURG
MIDDLEBURG
MIDDLEBURG
EFFINGHAM
EFFINGHAM
LAFAYETTE
LAFAYETTE
LAFAYETTE
ATLANTA
ATLANTA
ATLANTA
MELROSE PARK
MELROSE PARK
FESTUS
FESTUS
IOWA CITY
IOWA CITY
IOWA CITY
MEDFORD
MEDFORD
EDWARDS
EDWARDS
SAN LUIS OBISPO
SAN LUIS OBISPO
SUN VALLEY
SUN VALLEY
PETERBOROUGH
PETERBOROUGH
COLDWATER
COLDWATER
CHESAPEAKE
CHESAPEAKE
CHESAPEAKE
LENOIR CITY
LENOIR CITY
BETHESDA
BETHESDA
NEW YORK
NEW YORK
NEW YORK
MERRIAM
MERRIAM
MOSCOW
MOSCOW
MOSCOW
CLEVELAND
CLEVELAND
CLEVELAND
KINGWOOD
KINGWOOD
MUNCIE
MUNCIE
MUNCIE
NAPLES
NAPLES
LOS ANGELES
LOS ANGELES
LOS ANGELES
BETTENDORF
BETTENDORF
BETTENDORF
BETTENDORF
BOYERTOWN
BOYERTOWN
BOYERTOWN
WEST POINT
WEST POINT
CHICAGO
CHICAGO
LOS ANGELES
LOS ANGELES
MADISON
MADISON
NEWPORT
NEWPORT
NEWPORT
NEW YORK
NEW YORK
GREENSBORO
GREENSBORO
GREENSBORO
GREENSBORO
GREENSBORO
GREEN BAY
GREEN BAY
FORT DODGE
FORT DODGE
FORT DODGE
LEWISTON
LEWISTON
LEWISTON
CLOSTER
CLOSTER
CLOSTER
WAUKEGAN
WAUKEGAN
CHICAGO
CHICAGO
CHICAGO
BERLIN
BERLIN
SPOKANE
SPOKANE
SPOKANE
SPOKANE
LAKEWOOD
LAKEWOOD
OAK RIDGE
OAK RIDGE
OAK RIDGE
OAK RIDGE
OAKDALE
OAKDALE
OAKDALE
TOMS RIVER
TOMS RIVER
TOMS RIVER
OJAI
OJAI
BOWIE
BOWIE
BOWIE
State
IL
IL
IL
IL
IL
PA
PA
PA
VA
VA
VA
IL
IL
LA
LA
LA
GA
GA
GA
IL
IL
MO
MO
IA
IA
IA
WI
WI
CO
CO
CA
CA
CA
CA
NH
NH
MI
MI
VA
VA
VA
TN
TN
MD
MD
NY
NY
NY
KS
KS
TN
TN
TN
GA
GA
GA
TX
TX
IN
IN
IN
FL
FL
CA
CA
CA
IA
IA
IA
IA
PA
PA
PA
NE
NE
IL
IL
CA
CA
MO
MO
NH
NH
NH
NY
NY
NC
NC
NC
NC
NC
WI
WI
IA
IA
IA
ME
ME
ME
NJ
NJ
NJ
IL
IL
IL
IL
IL
NH
NH
WA
WA
WA
WA
WA
WA
NC
NC
NC
NC
CA
CA
CA
NJ
NJ
NJ
CA
CA
MD
MD
MD
Date
6/28/2013
4/10/2009
11/20/2009
6/29/2015
8/6/2015
12/19/2008
12/28/2012
1/23/2013
1/30/2009
12/23/2009
11/18/2011
1/23/2009
12/23/2009
1/9/2009
8/25/2011
11/22/2011
2/27/2009
11/19/2013
1/6/2014
12/5/2008
5/14/2010
2/13/2009
11/10/2009
2/6/2009
7/6/2011
7/27/2011
2/20/2009
4/26/2013
4/3/2009
8/14/2012
1/9/2009
12/28/2011
12/23/2008
8/20/2010
12/19/2008
12/28/2012
2/6/2009
11/15/2013
12/19/2008
12/23/2009
2/10/2010
3/13/2009
9/15/2011
1/30/2009
8/11/2011
10/28/2008
6/17/2009
8/12/2009
1/16/2009
7/20/2011
1/23/2009
4/25/2012
12/5/2012
9/25/2009
7/22/2013
9/12/2013
3/27/2009
10/19/2011
12/23/2008
8/25/2011
9/28/2011
3/27/2009
7/12/2012
11/21/2008
6/27/2012
8/8/2012
2/27/2009
2/19/2013
2/20/2013
3/26/2013
12/12/2008
3/16/2011
4/13/2011
12/11/2009
12/29/2010
6/26/2009
6/28/2013
12/19/2008
12/10/2014
6/19/2009
4/24/2013
1/16/2009
8/25/2011
2/15/2012
1/9/2009
7/24/2013
12/12/2008
4/26/2013
4/29/2013
5/15/2013
5/31/2013
12/23/2008
9/1/2011
1/9/2009
12/14/2011
1/11/2012
12/12/2008
11/28/2012
12/28/2012
5/15/2009
12/18/2009
3/28/2012
2/20/2009
4/30/2014
11/14/2008
6/17/2009
8/26/2009
1/30/2009
9/15/2011
2/13/2009
3/8/2013
3/11/2013
4/9/2013
2/13/2009
1/9/2013
1/30/2009
10/31/2012
1/11/2013
2/6/2013
12/5/2008
8/11/2011
9/28/2011
1/16/2009
12/30/2009
2/3/2010
1/30/2009
9/25/2013
12/5/2008
7/15/2009
9/2/2009
1
Original Investment Type
Preferred Stock w/ Exercised Warrants
Original Investment Amount
$2,040,000.00
$2,348,000.00
Outstanding Investment
$0.00
2
Total Cash Back
Investment Status*
Amount
$23,718,541.95
(Fee)4
Shares
71,526
Avg. Price
$331.61
(Realized Loss) / (Write-off)
($47,807,458.05)
4,388
$942.49
5
($252,344.76)
10,000
Gain
Wt Amount
Wt Shares
$1,000.00
$5,663,197.28 Sold, in full; warrants not outstanding
$4,135,655.24
$84,445.94
102
$58,479.20
73,099
$301,001.00
104,101
$509,000.00
509
$206,557.00
104,384
$136,833.05
261
$35,000.00
35
$1,000,000.00
198,675
$500,000.00
500
$92,000.00
92
$260,000.00
132,353
($33,333.34)
Preferred Stock w/ Warrants
$10,000,000.00
$0.00
$12,070,979.20 Redeemed, in full; warrants not outstanding
$10,000,000.00
Preferred Stock w/ Warrants
$22,000,000.00
$0.00
$23,287,945.11 Redeemed, in full; warrants not outstanding
$22,000,000.00
Preferred Stock w/ Exercised Warrants
$10,189,000.00
$0.00
$20,000,000.00
$0.00
$1,000.00
$11,206,989.34 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
22,000
$22,834,334.78 Redeemed, in full; warrants not outstanding
$10,189,000.00
$5,222,000.00
$0.00
$1,000.00
$20,000,000.00
Preferred Stock w/ Exercised Warrants
10,189
20,000
$1,000.00
$3,520,137.55 Sold, in full; warrants not outstanding
$3,133,200.00
5,222
$600.00
($2,088,800.00)
($25,000.00)
Preferred Stock w/ Warrants
$84,784,000.00
$0.00
$824,288.89 Exited bankruptcy/Receivership
($84,784,000.00)
Preferred Stock w/ Exercised Warrants
$700,000.00
$0.00
$763,294.14 Redeemed, in full; warrants not outstanding
$16,000,000.00
$0.00
$18,933,333.33 Redeemed, in full; warrants not outstanding
$700,000.00
Preferred Stock w/ Exercised Warrants
$10,000,000.00
$0.00
700
$1,000.00
$16,000,000.00
Preferred Stock w/ Warrants
16,000
$1,000.00
$12,844,226.31 Redeemed, in full; warrants not outstanding
$10,000,000.00
$0.00
$1,834,000.00
$0.00
$6,785,000.00
$0.00
2,272,601
$2.00
14,700
$1,000.00
$2,339,348.60 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$1,000.00
$5,956,041.66 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
1,834
$14,700,000.00
$5,500,000.00
$1,000.00
$5,875,583.89 Redeemed, in full; warrants not outstanding
Preferred Stock
5,500
$4,545,202.00
$0.00
$1,000.00
$1,834,000.00
$5,116,000.00
5,116
$4,296,561.73 Sold, in full; warrants not outstanding
Preferred Stock
$400.00
$5,500,000.00
$0.00
7,260
$5,116,000.00
$7,260,000.00
$1,000.00
$2,904,000.00
Preferred Stock w/ Exercised Warrants
10,000
$4,808,121.00 Sold, in full; warrants not outstanding
Preferred Stock w/ Warrants
$14,700,000.00
$0.00
($4,356,000.00)
($2,239,798.00)
$15,703,166.66 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$9,516,000.00
$0.00
$11,291,481.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$4,734,000.00
$0.00
$5,623,958.50 Redeemed, in full; warrants not outstanding
$9,516,000.00
476
4,734
$1,000.00
$237,000.00
237
10,000,000
$1,000.00
$950,000,000.00
$0.00
$476,000.00
$10,000,000,000.00
$10,000,000,000.00
$1,000.00
$4,734,000.00
Preferred Stock w/ Warrants
9,516
65,245,759
$11,268,055,555.11 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$13,000,000.00
$0.00
$15,429,122.22 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$6,216,000.00
$0.00
$7,803,377.38 Redeemed, in full; warrants not outstanding
$13,000,000.00
650
1,100
5,116
$1,000.00
$1,000.00
$311,000.00
311
3,300
$990.00
$140,034.65
165
7,723
$1,000.00
$386,000.00
386
$32,382,000.00
32,382
$1,000.00
$900,194.00
625,135
$2,189,317.20
521,266
$342,841.95
$502,606.30
500
733
$1,000,000.00
735,294
$100,000.00
100,000
$117,000.00
117,000
$737,100.00
184,275
$13,364,000.00
13,364
$7,778,782.65
2,567,255
$748,000.00
748
$600,000.00
99,157
$95,000.00
67,958
$67,000.00
67
$87,000,000.00
3,824,624
$500,000.00
500
$587,634.55
525
$100,000.00
100
$122,887.50
163,830
$560,000.00
350,346
$430,797.00
$0.00
$650,000.00
$7,723,000.00
$3,300,000.00
$1,000.00
$1,100,000.00
$5,116,000.00
Preferred Stock w/ Exercised Warrants
13,000
190,427
$104,000.00
104
$225,000.00
141,892
$4,069,975.55 Sold, in full; warrants not outstanding
$3,267,000.00
($33,000.00)
($25,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$7,723,000.00
$0.00
$9,206,289.90 Redeemed, in full; warrants not outstanding
$32,382,000.00
$0.00
$37,608,789.00 Redeemed, in full; warrants not outstanding
$4,000,000.00
$0.00
$956,066.67 Sold, in full; warrants not outstanding
$600,000.00
Preferred Stock w/ Exercised Warrants
$67,000,000.00
$24,664,000.00
$0.00
$0.00
$150.00
$67,000,000.00
Preferred Stock w/ Warrants
4,000
67,000
($3,400,000.00)
$1,000.00
$81,249,317.20 Redeemed, in full; warrants not outstanding
$21,471,087.90 Sold, in full; warrants not outstanding
$2,438,182.50
$16,064,996.94
3,250
21,414
$750.21
$750.21
150,000
($811,817.50)
($5,349,003.06)
$1,000.00
($185,031.79)
Preferred Stock w/ Warrants
$150,000,000.00
$0.00
$167,958,333.33 Redeemed, in full; warrants not outstanding
$150,000,000.00
Subordinated Debentures w/ Exercised Warrants
$2,000,000.00
$0.00
$2,276,190.00 Redeemed, in full; warrants not outstanding
$2,000,000.00
Preferred Stock w/ Exercised Warrants
($4,598,541.95)
10,000
$390.00
($6,100,000.00)
2,330,000
$1.00
$10,000,000.00
Preferred Stock w/ Warrants
$331.61
$2,330,000.00
Subordinated Debentures w/ Exercised Warrants
$0.00
6,880
$3,900,000.00
Preferred Stock w/ Exercised Warrants
$6,880,000.00
$1.00
$2,281,458.05
Preferred Stock w/ Warrants
2,000,000
10,000
$1,000.00
$2,613,714.23 Sold, in full; warrants not outstanding
$10,000,000.00
$0.00
$5,211,027.78 Sold, in full; warrants not outstanding
$2,330,000.00
$0.00
$3,199,347.39 Redeemed, in full; warrants not outstanding
$10,000,000.00
$0.00
$12,041,266.67 Redeemed, in full; warrants not outstanding
$267,274,000.00
$0.00
$52,372,000.00
$0.00
$346,794,005.83 Redeemed, in full; warrants not outstanding
$267,274,000.00
267,274
$1,000.00
$2,709,121.50
$48,641,624.50
Preferred Stock w/ Warrants
2,763
49,609
$980.50
$980.50
$70,087,060.35 Sold, in full; warrants not outstanding
($53,878.50)
($967,375.50)
($513,507.46)
Preferred Stock w/ Exercised Warrants
$14,964,000.00
$0.00
$17,904,842.66 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$10,200,000.00
$0.00
$12,294,583.33 Redeemed, in full; warrants not outstanding
$14,964,000.00
$4,227,000.00
$0.00
$1,000.00
$10,200,000.00
Preferred Stock w/ Warrants
14,964
10,200
$1,000.00
$5,159,181.33 Redeemed, in full; warrants not outstanding
$4,227,000.00
Preferred Stock w/ Warrants
$1,341,000.00
$1,230,000.00
$0.00
$17,211,000.00
$0.00
$6,442,172.50 Sold, in full; warrants not outstanding
Preferred Stock w/ Warrants
$1,576,000,000.00
$0.00
$1,000.00
$2,987,782.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
4,227
$2,571,000.00
2,571
$1,000.00
$6,023,850.00
20,079,500
$0.30
$1,576,000,000.00
1,576,000
$1,000.00
($11,187,150.00)
$1,709,623,333.35 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$10,000,000.00
$0.00
$11,930,624.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$10,500,000.00
$0.00
$11,891,847.50 Sold, in full; warrants not outstanding
$10,000,000.00
10,000
$1,000.00
$2,000,000.00
$8,500,000.00
2,000
8,500
$1,032.11
$1,032.11
$1,992,000.00
1,992
$1,000.00
$7,095,550.00
7,700
$921.50
$64,220.00
$272,935.00
($108,371.55)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$1,992,000.00
$7,700,000.00
$0.00
$0.00
$2,380,393.00 Redeemed, in full; warrants not outstanding
$8,592,336.00 Sold, in full; warrants not outstanding
($604,450.00)
($70,955.50)
Preferred Stock w/ Warrants
$13,500,000.00
$0.00
$15,871,250.00 Redeemed, in full; warrants not outstanding
$13,500,000.00
Preferred Stock w/ Warrants
$38,263,000.00
$0.00
13,500
$1,000.00
$40,521,918.61 Redeemed, in full; warrants not outstanding
$38,263,000.00
Preferred Stock w/ Exercised Warrants
$2,080,000.00
$0.00
$7,000,000.00
$0.00
$1,000.00
$2,654,758.89 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
38,263
$7,438,888.89 Redeemed, in full; warrants not outstanding
$2,080,000.00
2,080
$1,000.00
$7,000,000.00
7,000
$1,000.00
25
Footnote
11
8,14
8,51,97
8,9
15,17,129,135,139
8
11,14,15
11,35
8
8,14,45
8,26
8
85
8,14
11
60
8,11,21
8,126
44
8,14
8
8,11,14
11
8,14,44
11
8,14,56
8,14
8,14
8
8,17,45
9,11,36
8,46,97
8,69
11
8,14,44
15,17
20
8
9,15,36
Institution Name
OLD NATIONAL BANCORP
OLD NATIONAL BANCORP
OLD NATIONAL BANCORP
OLD SECOND BANCORP, INC.
OLD SECOND BANCORP, INC.
OLD SECOND BANCORP, INC.
OLD SECOND BANCORP, INC.
OLD SECOND BANCORP, INC.
OLD SECOND BANCORP, INC.
OMEGA CAPITAL CORP.
OMEGA CAPITAL CORP.
OMEGA CAPITAL CORP.
OMEGA CAPITAL CORP.
ONE GEORGIA BANK
ONE GEORGIA BANK
ONE UNITED BANK
ONEFINANCIAL CORPORATION
OREGON BANCORP, INC.
OREGON BANCORP, INC.
OREGON BANCORP, INC.
OREGON BANCORP, INC.
OSB FINANCIAL SERVICES, INC.
OSB FINANCIAL SERVICES, INC.
PACIFIC CAPITAL BANCORP
PACIFIC CAPITAL BANCORP
PACIFIC CAPITAL BANCORP
PACIFIC CITY FINANCIAL CORPORATION
PACIFIC CITY FINANCIAL CORPORATION
PACIFIC CITY FINANCIAL CORPORATION
PACIFIC COAST BANKERS' BANCSHARES
PACIFIC COAST BANKERS' BANCSHARES
PACIFIC COAST NATIONAL BANCORP
PACIFIC COAST NATIONAL BANCORP
PACIFIC COMMERCE BANK
PACIFIC COMMERCE BANK
PACIFIC COMMERCE BANK
PACIFIC INTERNATIONAL BANCORP / BBCN BANCORP, INC.
PACIFIC INTERNATIONAL BANCORP / BBCN BANCORP, INC.
PARK BANCORPORATION, INC.
PARK BANCORPORATION, INC.
PARK BANCORPORATION, INC.
PARK BANCORPORATION, INC.
PARK BANCORPORATION, INC.
PARK NATIONAL CORPORATION
PARK NATIONAL CORPORATION
PARK NATIONAL CORPORATION
PARKE BANCORP, INC.
PARKE BANCORP, INC.
PARKE BANCORP, INC.
PARKE BANCORP, INC.
PARKE BANCORP, INC.
PARKVALE FINANCIAL CORPORATION / F.N.B. CORPORATION
PARKVALE FINANCIAL CORPORATION / F.N.B. CORPORATION
PARKVALE FINANCIAL CORPORATION / F.N.B. CORPORATION
PASCACK BANCORP, INC.
PASCACK BANCORP, INC.
PATAPSCO BANCORP, INC.
PATAPSCO BANCORP, INC.
PATHFINDER BANCORP, INC.
PATHFINDER BANCORP, INC.
PATHFINDER BANCORP, INC.
PATHWAY BANCORP
PATHWAY BANCORP
PATHWAY BANCORP
PATRIOT BANCSHARES, INC.
PATRIOT BANCSHARES, INC.
PATRIOT BANCSHARES, INC.
PATRIOT BANCSHARES, INC.
PATTERSON BANCSHARES, INC.
PATTERSON BANCSHARES, INC.
PATTERSON BANCSHARES, INC.
PATTERSON BANCSHARES, INC.
PATTERSON BANCSHARES, INC.
PATTERSON BANCSHARES, INC.
PEAPACK-GLADSTONE FINANCIAL CORPORATION
PEAPACK-GLADSTONE FINANCIAL CORPORATION
PEAPACK-GLADSTONE FINANCIAL CORPORATION
PEAPACK-GLADSTONE FINANCIAL CORPORATION
PEAPACK-GLADSTONE FINANCIAL CORPORATION
PENN LIBERTY FINANCIAL CORP.
PENN LIBERTY FINANCIAL CORP.
PEOPLES BANCORP (OH)
PEOPLES BANCORP (OH)
PEOPLES BANCORP (OH)
PEOPLES BANCORP (OH)
PEOPLES BANCORP (WA)
PEOPLES BANCORP (WA)
PEOPLES BANCORP OF NORTH CAROLINA, INC.
PEOPLES BANCORP OF NORTH CAROLINA, INC.
PEOPLES BANCORP OF NORTH CAROLINA, INC.
PEOPLES BANCORPORATION, INC.
PEOPLES BANCORPORATION, INC.
PEOPLES BANCSHARES OF TN, INC.
PEOPLES BANCSHARES OF TN, INC.
PEOPLES BANCSHARES OF TN, INC.
PEOPLESSOUTH BANCSHARES, INC.
PEOPLESSOUTH BANCSHARES, INC.
PFSB BANCORPORATION, INC. / PIGEON FALLS STATE BANK
PFSB BANCORPORATION, INC. / PIGEON FALLS STATE BANK
PGB HOLDINGS, INC.
PGB HOLDINGS, INC.
PIERCE COUNTY BANCORP
PIERCE COUNTY BANCORP
PINNACLE BANK HOLDING COMPANY, INC.
PINNACLE FINANCIAL PARTNERS, INC.
PINNACLE FINANCIAL PARTNERS, INC.
PINNACLE FINANCIAL PARTNERS, INC.
PINNACLE FINANCIAL PARTNERS, INC.
PLAINS CAPITAL CORPORATION
PLAINS CAPITAL CORPORATION
PLATO HOLDINGS INC.
PLATO HOLDINGS INC.
PLATO HOLDINGS INC.
PLATO HOLDINGS INC.
PLUMAS BANCORP
PLUMAS BANCORP
PLUMAS BANCORP
PLUMAS BANCORP
POPULAR, INC.
POPULAR, INC.
POPULAR, INC.
PORTER BANCORP, INC.(PBI) LOUISVILLE, KY
PORTER BANCORP, INC.(PBI) LOUISVILLE, KY
PORTER BANCORP, INC.(PBI) LOUISVILLE, KY
PORTER BANCORP, INC.(PBI) LOUISVILLE, KY
PRAIRIE STAR BANCSHARES, INC.
PRAIRIE STAR BANCSHARES, INC.
PRAIRIE STAR BANCSHARES, INC.
PREMIER BANCORP, INC.
PREMIER BANCORP, INC.
City
EVANSVILLE
EVANSVILLE
EVANSVILLE
AURORA
AURORA
AURORA
AURORA
AURORA
AURORA
LAKEWOOD
LAKEWOOD
LAKEWOOD
LAKEWOOD
ATLANTA
ATLANTA
BOSTON
LITTLE ROCK
SALEM
SALEM
SALEM
SALEM
ORANGE
ORANGE
SANTA BARBARA
SANTA BARBARA
SANTA BARBARA
LOS ANGELES
LOS ANGELES
LOS ANGELES
SAN FRANCISCO
SAN FRANCISCO
SAN CLEMENTE
SAN CLEMENTE
LOS ANGELES
LOS ANGELES
LOS ANGELES
SEATTLE
SEATTLE
MADISON
MADISON
MADISON
MADISON
MADISON
NEWARK
NEWARK
NEWARK
SEWELL
SEWELL
SEWELL
SEWELL
SEWELL
MONROEVILLE
MONROEVILLE
MONROEVILLE
WESTWOOD
WESTWOOD
DUNDALK
DUNDALK
OSWEGO
OSWEGO
OSWEGO
CAIRO
CAIRO
CAIRO
HOUSTON
HOUSTON
HOUSTON
HOUSTON
PATTERSON
PATTERSON
PATTERSON
PATTERSON
PATTERSON
PATTERSON
GLADSTONE
GLADSTONE
GLADSTONE
GLADSTONE
GLADSTONE
WAYNE
WAYNE
MARIETTA
MARIETTA
MARIETTA
MARIETTA
LYNDEN
LYNDEN
NEWTON
NEWTON
NEWTON
EASLEY
EASLEY
MADISONVILLE
MADISONVILLE
MADISONVILLE
COLQUITT
COLQUITT
PIGEON FALLS
PIGEON FALLS
CHICAGO
CHICAGO
TACOMA
TACOMA
ORANGE CITY
NASHVILLE
NASHVILLE
NASHVILLE
NASHVILLE
DALLAS
DALLAS
SAINT PAUL
SAINT PAUL
SAINT PAUL
SAINT PAUL
QUINCY
QUINCY
QUINCY
QUINCY
SAN JUAN
SAN JUAN
SAN JUAN
LOUISVILLE
LOUISVILLE
LOUISVILLE
LOUISVILLE
OLATHE
OLATHE
OLATHE
WILMETTE
WILMETTE
State
IN
IN
IN
IL
IL
IL
IL
IL
IL
CO
CO
CO
CO
GA
GA
MA
AR
OR
OR
OR
OR
TX
TX
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
WA
WA
WI
WI
WI
WI
WI
OH
OH
OH
NJ
NJ
NJ
NJ
NJ
PA
PA
PA
NJ
NJ
MD
MD
NY
NY
NY
NE
NE
NE
TX
TX
TX
TX
LA
LA
LA
LA
LA
LA
NJ
NJ
NJ
NJ
NJ
PA
PA
OH
OH
OH
OH
WA
WA
NC
NC
NC
SC
SC
TN
TN
TN
GA
GA
WI
WI
IL
IL
WA
WA
FL
TN
TN
TN
TN
TX
TX
MN
MN
MN
MN
CA
CA
CA
CA
PR
PR
PR
KY
KY
KY
KY
KS
KS
KS
IL
IL
Date
12/12/2008
3/31/2009
5/8/2009
1/16/2009
3/11/2013
3/26/2013
3/27/2013
4/9/2013
6/11/2013
4/17/2009
7/19/2013
7/22/2013
9/12/2013
5/8/2009
7/15/2011
12/19/2008
6/5/2009
4/24/2009
10/18/2013
10/21/2013
1/6/2014
5/1/2009
10/5/2011
11/21/2008
2/23/2011
11/30/2012
12/19/2008
11/19/2013
1/6/2014
12/23/2008
7/28/2011
1/16/2009
2/11/2010
12/23/2008
2/10/2014
3/19/2014
12/12/2008
2/15/2013
3/6/2009
8/7/2012
8/9/2012
8/10/2012
9/11/2012
12/23/2008
4/25/2012
5/2/2012
1/30/2009
11/28/2012
11/29/2012
1/11/2013
6/12/2013
12/23/2008
1/3/2012
5/27/2015
2/6/2009
10/19/2011
12/19/2008
8/28/2015
9/11/2009
9/1/2011
2/1/2012
3/27/2009
6/24/2013
7/26/2013
12/19/2008
4/11/2014
4/14/2014
7/18/2014
4/17/2009
3/7/2012
8/22/2012
12/5/2012
5/8/2013
6/5/2013
1/9/2009
1/6/2010
3/2/2011
1/11/2012
4/4/2012
4/17/2009
9/1/2011
1/30/2009
2/2/2011
12/28/2011
2/15/2012
2/13/2009
8/3/2011
12/23/2008
7/3/2012
8/8/2012
4/24/2009
4/24/2012
3/20/2009
10/31/2012
1/11/2013
3/6/2009
9/18/2013
9/11/2009
8/25/2011
2/6/2009
8/13/2010
1/23/2009
11/5/2010
3/6/2009
12/12/2008
12/28/2011
6/20/2012
7/18/2012
12/19/2008
9/27/2011
7/17/2009
4/26/2013
4/29/2013
5/31/2013
1/30/2009
4/29/2013
5/22/2013
5/31/2013
12/5/2008
7/2/2014
7/23/2014
11/21/2008
12/3/2014
12/4/2014
1/9/2015
4/3/2009
6/29/2015
8/6/2015
5/8/2009
8/13/2010
1
Original Investment Type
Preferred Stock w/ Warrants
Original Investment Amount
$100,000,000.00
Outstanding Investment
$0.00
2
Investment Status*
Total Cash Back
$102,713,888.89 Redeemed, in full; warrants not outstanding
Amount
(Fee)4
$100,000,000.00
Shares
100,000
Avg. Price
(Realized Loss) / (Write-off)
Gain
5
Wt Amount
Wt Shares
$1,000.00
$1,200,000.00
$106,891.00
Preferred Stock w/ Warrants
$73,000,000.00
$0.00
813,008
815,339
$159,886.25
141
$31,423,238.49 Sold, in full; warrants not outstanding
$24,684,870.00
$452,424.00
$668,079.44
70,028
1,200
1,772
$352.50
$377.02
$377.02
($45,343,130.00)
($747,576.00)
($1,103,920.56)
($258,053.73)
Preferred Stock w/ Exercised Warrants
$2,816,000.00
$0.00
$3,403,603.15 Sold, in full; warrants not outstanding
$1,239,000.00
$1,577,000.00
1,239
1,577
$1,142.90
$1,142.90
$177,053.10
$225,353.30
($25,000.00)
Preferred Stock w/ Exercised Warrants
$5,500,000.00
$0.00
$12,063,000.00
$17,300,000.00
$3,216,000.00
$12,063,000.00
$17,300,000.00
$0.00
$0.00 Exited bankruptcy/Receivership
($5,500,000.00)
Preferred Stock
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$93,823.33 Full investment outstanding; warrants not outstanding
$7,662,990.59 Full investment outstanding; warrants outstanding
$4,116,801.92 Sold, in full; warrants not outstanding
$100,000.00
$3,116,000.00
100
3,116
$1,000.00
$1,000.00
$9,459.13
$128,988.07
11
150
$6,100,000.00
6,100,000
$1.00
$305,000.00
305,000
$14.75
$165,983,272.00
1
3,608,332
$29.50
$46.00
$393,120.78
15,120
$16,200,000.00
16,200
$1,215.17
$1,156,636.50
810
11,600
$1,000.00
$580,000.00
580
($1,540,039.20)
$109,487.50
203
($619,346.00)
($1,495,494.00)
($4,143,360.00)
$88,059.01
$482,779.69
$325,200.40
114
625
421
$2,842,400.00
227,376
$1,650,288.00
438,906
$6,025,649.70
819,640
($25,000.00)
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$6,100,000.00
$0.00
$180,634,000.00
$0.00
$16,200,000.00
$0.00
$7,662,314.53 Redeemed, in full; warrants not outstanding
$168,483,804.20 Sold, in full; warrants not outstanding
($10.28)
($14,650,702.97)
$21,003,597.96 Sold, in full; warrants not outstanding
$3,485,754.00
($196,857.54)
Preferred Stock w/ Exercised Warrants
$11,600,000.00
$0.00
$13,821,963.89 Redeemed, in full; warrants not outstanding
$11,600,000.00
Preferred Stock w/ Exercised Warrants
$4,120,000.00
$0.00
$18,087.94 Exited bankruptcy/Receivership
($4,120,000.00)
Preferred Stock w/ Exercised Warrants
$4,060,000.00
$0.00
$2,991,670.80 Sold, in full; warrants not outstanding
$2,519,960.80
4,060
$620.68
$6,500,000.00
6,500
$1,000.00
$1,676,654.00
$4,048,506.00
$11,216,640.00
2,296
5,544
15,360
$730.25
$730.25
$730.25
100,000
$1,000.00
($25,000.00)
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$6,500,000.00
$23,200,000.00
$0.00
$0.00
$7,937,744.97 Redeemed, in full; warrants outstanding
$22,020,064.10 Sold, in full; warrants not outstanding
($169,418.00)
Preferred Stock w/ Warrants
$100,000,000.00
$0.00
$119,536,844.44 Redeemed, in full; warrants not outstanding
$100,000,000.00
Preferred Stock w/ Warrants
$16,288,000.00
$0.00
$16,365,554.76 Sold, in full; warrants not outstanding
$394,072.28
$11,318,791.40
548
15,740
$719.11
$719.11
($153,927.72)
($4,421,208.60)
($117,128.64)
Preferred Stock w/ Warrants
$31,762,000.00
$0.00
$42,596,063.59 Redeemed, in full; warrants not outstanding
$31,762,000.00
Preferred Stock w/ Exercised Warrants
$3,756,000.00
$0.00
31,762
$1,000.00
$4,497,312.67 Redeemed, in full; warrants not outstanding
$3,756,000.00
$6,771,000.00
$0.00
6,000
$1,000.00
$300,000.00
300
6,771
$1,000.00
154,354
$9,260,824.26 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
188
$537,633.00
$0.00
$188,000.00
$6,771,000.00
$6,000,000.00
$1,000.00
$6,000,000.00
Preferred Stock w/ Exercised Warrants
3,756
$7,976,328.84 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$3,727,000.00
$0.00
$4,628,862.77 Sold, in full; warrants not outstanding
$3,727,000.00
3,727
$1,167.01
$622,446.27
$226,565.00
186
12,000
14,038
$1,142.03
$1,142.03
$1,704,360.00
$1,993,817.14
$1,035,834.25
$645,781.95
802
500
$250,000.00
$250,000.00
$250,000.00
$500,000.00
$2,440,000.00
250
250
250
500
2,440
$1,000.00
$1,000.00
$1,000.00
$1,000.00
$1,000.00
$185,000.00
185
$7,172,000.00
$7,172,000.00
$14,341,000.00
7,172
7,172
14,341
$1,000.00
$1,000.00
$1,000.00
$110,000.00
150,296
$498,000.00
498
$1,200,724.15
313,505
$900,000.00
900
$425,000.00
357,234
$633,000.00
633
$122,225.00
195
($25,000.00)
Preferred Stock w/ Exercised Warrants
$26,038,000.00
$0.00
$33,824,567.35 Sold, in full; warrants not outstanding
$12,000,000.00
$14,038,000.00
($297,361.77)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$3,690,000.00
$28,685,000.00
$0.00
$0.00
$4,692,022.77 Redeemed, in full; warrants not outstanding
$32,075,739.67 Redeemed, in full; warrants not outstanding
$9,960,000.00
$0.00
$11,745,689.33 Redeemed, in full; warrants not outstanding
$39,000,000.00
$0.00
$44,926,557.48 Redeemed, in full; warrants not outstanding
$9,960,000.00
Preferred Stock w/ Exercised Warrants
$18,000,000.00
$0.00
9,960
$1,000.00
$21,000,000.00
$18,000,000.00
Preferred Stock w/ Warrants
21,000
18,000
$1,000.00
$1,000.00
$21,325,250.00 Redeemed, in full; warrants not outstanding
$18,000,000.00
Preferred Stock w/ Warrants
$25,054,000.00
$0.00
$12,660,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$3,900,000.00
$0.00
$1,000.00
25,054
$933.36
$27,877,966.16 Sold, in full; warrants not outstanding
$23,384,401.44
Preferred Stock w/ Exercised Warrants
18,000
($350,766.02)
($1,669,598.56)
$15,362,909.75 Redeemed, in full; warrants not outstanding
$12,660,000.00
12,660
$1,000.00
$2,944,500.00
3,900
$755.00
$12,325,000.00
12,325
$1,000.00
$616,000.00
616
$1,500,000.00
1,500
$1,000.00
$71,000.00
71
$3,000,000.00
3,000
$1,000.00
$755,000.00
267,455
$4,382,000.00
4,382
$90,582.47
107,000
$234,500.00
237,712
$3,000,000.00
2,093,284
$164,018.20
140
$3,809,874.42 Sold, in full; warrants not outstanding
($955,500.00)
($25,000.00)
Preferred Stock w/ Exercised Warrants
$12,325,000.00
$0.00
$15,985,994.66 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,500,000.00
$0.00
$1,730,162.66 Redeemed, in full; warrants not outstanding
Preferred Stock
$3,000,000.00
$0.00
$3,227,916.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$6,800,000.00
$0.00
$207,947.78 Currently Not Collectible
($6,800,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$4,389,000.00
$95,000,000.00
$4,389,000.00
$0.00
$284,999.00 Full investment outstanding; warrants outstanding
$111,918,194.45 Redeemed, in full; warrants not outstanding
$23,750,000.00
$71,250,000.00
Preferred Stock w/ Exercised Warrants
$87,631,000.00
$0.00
23,750
71,250
$1,000.00
$1,000.00
$105,252,939.77 Redeemed, in full; warrants not outstanding
$87,631,000.00
$2,500,000.00
$0.00
$1,000.00
$120,000.00
$2,380,000.00
Subordinated Debentures w/ Exercised Warrants
87,631
120,000
2,380,000
$1.00
$1.00
$180.00
$3,570.00
11,949
$1,091.11
$1,088,673.39
$3,103,618.40 Sold, in full; warrants not outstanding
($25,000.00)
Preferred Stock w/ Warrants
$11,949,000.00
$0.00
$13,764,140.41 Sold, in full; warrants not outstanding
$11,949,000.00
($130,376.73)
Preferred Stock w/ Warrants
$935,000,000.00
$0.00
$1,220,280,000.00 Redeemed, in full; warrants not outstanding
$935,000,000.00
Preferred Stock w/ Warrants
$35,000,000.00
$0.00
935,000
$1,000.00
$8,233,333.33 Sold, in full; warrants outstanding
$2,693,800.00
$806,200.00
26,938
8,062
$100.00
$100.00
2,800
$1,187.61
6,784,000
($24,244,200.00)
($7,255,800.00)
$1.00
($50,000.00)
Preferred Stock w/ Exercised Warrants
$2,800,000.00
$0.00
$3,596,579.20 Sold, in full; warrants not outstanding
$2,800,000.00
$525,308.00
($25,000.00)
Subordinated Debentures
$6,784,000.00
$0.00
$7,444,215.12 Redeemed, in full; warrants not outstanding
$6,784,000.00
26
Footnote
8,22,97
14,15
8
80
8,17
75,97
8,18
12
8,17,44
88
107
8,11,14
8,14,44
44
8
8,17
8,14,44
8,14,44
8,114
8,14,44
8,17,62
8,14
11
8
8,14
8,116
11,14,15
15
8,95,97
11
8
44
11,44
8,14
8,14,44
11
8,14,44
8,14
8,14,44
8,14,44
8,14,36,111
11,36
8,14,44
Institution Name
PREMIER BANK HOLDING COMPANY
PREMIER BANK HOLDING COMPANY
PREMIER FINANCIAL BANCORP, INC.
PREMIER FINANCIAL BANCORP, INC.
PREMIER FINANCIAL BANCORP, INC.
PREMIER FINANCIAL BANCORP, INC.
PREMIER FINANCIAL BANCORP, INC.
PREMIER FINANCIAL BANCORP, INC.
PREMIER FINANCIAL CORP.
PREMIER FINANCIAL CORP.
PREMIER FINANCIAL CORP.
PREMIER SERVICE BANK
PREMIER SERVICE BANK
PREMIERWEST BANCORP
PREMIERWEST BANCORP
PRESIDIO BANK
PRESIDIO BANK
PRESIDIO BANK
PRESIDIO BANK
PRINCETON NATIONAL BANCORP, INC.
PRINCETON NATIONAL BANCORP, INC.
PRIVATE BANCORPORATION, INC.
PRIVATE BANCORPORATION, INC.
PRIVATE BANCORPORATION, INC.
PRIVATEBANCORP, INC.
PRIVATEBANCORP, INC.
PRIVATEBANCORP, INC.
PROVIDENCE BANK
PROVIDENCE BANK
PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION
PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION
PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION
PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION
PROVIDENT COMMUNITY BANCSHARES, INC.
PROVIDENT COMMUNITY BANCSHARES, INC.
PSB FINANCIAL CORPORATION
PSB FINANCIAL CORPORATION
PUGET SOUND BANK
PUGET SOUND BANK
PULASKI FINANCIAL CORP.
PULASKI FINANCIAL CORP.
PULASKI FINANCIAL CORP.
QCR HOLDINGS, INC.
QCR HOLDINGS, INC.
QCR HOLDINGS, INC.
RANDOLPH BANK & TRUST COMPANY
RANDOLPH BANK & TRUST COMPANY
RCB FINANCIAL CORPORATION
RCB FINANCIAL CORPORATION
RCB FINANCIAL CORPORATION
REDWOOD CAPITAL BANCORP
REDWOOD CAPITAL BANCORP
REDWOOD FINANCIAL, INC.
REDWOOD FINANCIAL, INC.
REGENT BANCORP, INC.
REGENT BANCORP, INC.
REGENT CAPITAL CORPORATION, INC. / REGENT BANK
REGENT CAPITAL CORPORATION, INC. / REGENT BANK
REGENTS BANCSHARES, INC.
REGENTS BANCSHARES, INC.
REGIONAL BANKSHARES, INC.
REGIONAL BANKSHARES, INC.
REGIONAL BANKSHARES, INC.
REGIONAL BANKSHARES, INC.
REGIONAL BANKSHARES, INC.
REGIONS FINANCIAL CORPORATION
REGIONS FINANCIAL CORPORATION
REGIONS FINANCIAL CORPORATION
RELIANCE BANCSHARES, INC.
RELIANCE BANCSHARES, INC.
RELIANCE BANCSHARES, INC.
RIDGESTONE FINANCIAL SERVICES, INC.
RIDGESTONE FINANCIAL SERVICES, INC.
RIDGESTONE FINANCIAL SERVICES, INC.
RISING SUN BANCORP
RISING SUN BANCORP
RIVER VALLEY BANCORPORATION, INC.
RIVER VALLEY BANCORPORATION, INC.
RIVER VALLEY BANCORPORATION, INC.
RIVERSIDE BANCSHARES, INC.
RIVERSIDE BANCSHARES, INC.
ROGERS BANCSHARES, INC.
ROGERS BANCSHARES, INC.
ROYAL BANCSHARES OF PENNSYLVANIA, INC.
ROYAL BANCSHARES OF PENNSYLVANIA, INC.
ROYAL BANCSHARES OF PENNSYLVANIA, INC.
ROYAL BANCSHARES OF PENNSYLVANIA, INC.
S&T BANCORP, INC.
S&T BANCORP, INC.
S&T BANCORP, INC.
SAIGON NATIONAL BANK / CALIFORNIA INTERNATIONAL BANK, N.A.
SAIGON NATIONAL BANK / CALIFORNIA INTERNATIONAL BANK, N.A.
SALISBURY BANCORP, INC.
SALISBURY BANCORP, INC.
SALISBURY BANCORP, INC.
SANDY SPRING BANCORP, INC.
SANDY SPRING BANCORP, INC.
SANDY SPRING BANCORP, INC.
SANDY SPRING BANCORP, INC.
SANTA CLARA VALLEY BANK, N.A
SANTA CLARA VALLEY BANK, N.A
SANTA CLARA VALLEY BANK, N.A
SANTA LUCIA BANCORP
SANTA LUCIA BANCORP
SBT BANCORP, INC.
SBT BANCORP, INC.
SCBT FINANCIAL CORPORATION
SCBT FINANCIAL CORPORATION
SCBT FINANCIAL CORPORATION
SEACOAST BANKING CORPORATION OF FLORIDA
SEACOAST BANKING CORPORATION OF FLORIDA
SEACOAST BANKING CORPORATION OF FLORIDA
SEACOAST COMMERCE BANK
SEACOAST COMMERCE BANK
SECURITY BANCSHARES OF PULASKI COUNTY, INC.
SECURITY BANCSHARES OF PULASKI COUNTY, INC.
SECURITY BANCSHARES OF PULASKI COUNTY, INC.
SECURITY BANCSHARES OF PULASKI COUNTY, INC.
SECURITY BANCSHARES OF PULASKI COUNTY, INC.
SECURITY BUSINESS BANCORP
SECURITY BUSINESS BANCORP
SECURITY CALIFORNIA BANCORP
SECURITY CALIFORNIA BANCORP
SECURITY CAPITAL CORPORATION
SECURITY CAPITAL CORPORATION
SECURITY FEDERAL CORPORATION
SECURITY FEDERAL CORPORATION
SECURITY FEDERAL CORPORATION
SECURITY STATE BANCSHARES, INC.
SECURITY STATE BANCSHARES, INC.
City
TALLAHASSEE
TALLAHASSEE
HUNTINGTON
HUNTINGTON
HUNTINGTON
HUNTINGTON
HUNTINGTON
HUNTINGTON
DUBUQUE
DUBUQUE
DUBUQUE
RIVERSIDE
RIVERSIDE
MEDFORD
MEDFORD
SAN FRANCISCO
SAN FRANCISCO
SAN FRANCISCO
SAN FRANCISCO
PRINCETON
PRINCETON
MINNEAPOLIS
MINNEAPOLIS
MINNEAPOLIS
CHICAGO
CHICAGO
CHICAGO
ROCKY MOUNT
ROCKY MOUNT
BALTIMORE
BALTIMORE
BALTIMORE
BALTIMORE
ROCK HILL
ROCK HILL
MANY
MANY
BELLEVUE
BELLEVUE
CREVE COEUR
CREVE COEUR
CREVE COEUR
MOLINE
MOLINE
MOLINE
ASHEBORO
ASHEBORO
ROME
ROME
ROME
EUREKA
EUREKA
REDWOOD FALLS
REDWOOD FALLS
DAVIE
DAVIE
NOWATA
NOWATA
VANCOUVER
VANCOUVER
HARTSVILLE
HARTSVILLE
HARTSVILLE
HARTSVILLE
HARTSVILLE
BIRMINGHAM
BIRMINGHAM
BIRMINGHAM
FRONTENAC
FRONTENAC
FRONTENAC
BROOKFIELD
BROOKFIELD
BROOKFIELD
RISING SUN
RISING SUN
WAUSAU
WAUSAU
WAUSAU
LITTLE ROCK
LITTLE ROCK
LITTLE ROCK
LITTLE ROCK
NARBERTH
NARBERTH
NARBERTH
NARBERTH
INDIANA
INDIANA
INDIANA
WESTMINSTER
WESTMINSTER
LAKEVILLE
LAKEVILLE
LAKEVILLE
OLNEY
OLNEY
OLNEY
OLNEY
SANTA PAULA
SANTA PAULA
SANTA PAULA
ATASCADERO
ATASCADERO
SIMSBURY
SIMSBURY
COLUMBIA
COLUMBIA
COLUMBIA
STUART
STUART
STUART
CHULA VISTA
CHULA VISTA
WAYNESVILLE
WAYNESVILLE
WAYNESVILLE
WAYNESVILLE
WAYNESVILLE
SAN DIEGO
SAN DIEGO
RIVERSIDE
RIVERSIDE
BATESVILLE
BATESVILLE
AIKEN
AIKEN
AIKEN
CHARLESTON
CHARLESTON
State
FL
FL
WV
WV
WV
WV
WV
WV
IA
IA
IA
CA
CA
OR
OR
CA
CA
CA
CA
IL
IL
MN
MN
MN
IL
IL
IL
NC
NC
MD
MD
MD
MD
SC
SC
LA
LA
WA
WA
MO
MO
MO
IL
IL
IL
NC
NC
GA
GA
GA
CA
CA
MN
MN
FL
FL
OK
OK
WA
WA
SC
SC
SC
SC
SC
AL
AL
AL
MO
MO
MO
WI
WI
WI
MD
MD
WI
WI
WI
AR
AR
AR
AR
PA
PA
PA
PA
PA
PA
PA
CA
CA
CT
CT
CT
MD
MD
MD
MD
CA
CA
CA
CA
CA
CT
CT
SC
SC
SC
FL
FL
FL
CA
CA
MO
MO
MO
MO
MO
CA
CA
CA
CA
MS
MS
SC
SC
SC
MO
MO
Date
3/20/2009
8/14/2012
10/2/2009
8/8/2012
8/9/2012
8/10/2012
9/11/2012
5/6/2015
5/22/2009
7/22/2013
9/12/2013
2/20/2009
1/31/2014
2/13/2009
4/9/2013
11/20/2009
12/10/2012
12/11/2012
1/11/2013
1/23/2009
11/2/2012
2/27/2009
12/29/2009
6/25/2014
1/30/2009
10/24/2012
11/14/2012
10/2/2009
9/15/2011
11/14/2008
8/21/2012
3/20/2013
3/25/2013
3/13/2009
4/30/2014
2/27/2009
9/29/2010
1/16/2009
8/11/2011
1/16/2009
7/3/2012
8/8/2012
2/13/2009
9/15/2011
11/16/2011
10/30/2009
9/30/2013
6/19/2009
9/25/2013
10/29/2013
1/16/2009
7/21/2011
1/9/2009
8/18/2011
3/6/2009
10/17/2014
2/27/2009
7/21/2011
10/23/2009
1/26/2012
2/13/2009
11/8/2012
11/9/2012
1/11/2013
3/26/2013
11/14/2008
4/4/2012
5/2/2012
2/13/2009
9/25/2013
10/29/2013
2/27/2009
2/20/2013
3/26/2013
1/9/2009
10/17/2014
6/12/2009
6/6/2012
5/15/2013
5/15/2009
5/14/2014
1/30/2009
7/5/2013
2/20/2009
7/1/2014
7/2/2014
9/26/2014
1/16/2009
12/7/2011
6/11/2013
12/23/2008
4/5/2017
3/13/2009
8/25/2011
11/2/2011
12/5/2008
7/21/2010
12/15/2010
2/23/2011
2/13/2009
3/8/2013
4/9/2013
12/19/2008
10/21/2011
3/27/2009
8/11/2011
1/16/2009
5/20/2009
6/24/2009
12/19/2008
4/3/2012
5/30/2012
12/23/2008
9/1/2011
2/13/2009
12/10/2012
12/11/2012
1/11/2013
3/26/2013
1/9/2009
7/14/2011
1/9/2009
9/15/2011
6/26/2009
9/29/2010
12/19/2008
9/29/2010
7/31/2013
2/20/2009
9/22/2011
1
Original Investment Type
Preferred Stock w/ Exercised Warrants
Original Investment Amount
$9,500,000.00
Outstanding Investment
$0.00
$22,252,000.00
$0.00
2
Investment Status*
Total Cash Back
$467,412.50 Exited bankruptcy/Receivership
Amount
(Fee)4
Shares
Avg. Price
(Realized Loss) / (Write-off)
Gain
5
Wt Amount
Wt Shares
($9,500,000.00)
Preferred Stock w/ Warrants
$28,727,240.29 Sold, in full; warrants not outstanding
$1,678,618.89
$8,575,102.51
$9,795,998.16
1,863
9,517
10,872
$901.03
$901.03
$901.03
($184,381.11)
($941,897.49)
($1,076,001.84)
($200,497.20)
$5,675,000.00
$6,349,000.00
$0.00
636,378
$478,590.75
317,000
$200,000.00
200
$83,086.12
$195,295.20
97
228
$248,000.00
248
$1,225,000.00
Subordinated Debentures w/ Exercised Warrants
645,013
$175,000.00
175
$8,778,669.11 Sold, in full; warrants not outstanding
$6,349,000.00
6,349,000
$1.24
$4,000,000.00
4,000
$1,000.00
$41,400,000.00
41,400
$1,000.00
$262,635.10
$8,887,232.90
310
10,490
$847.21
$847.21
$1,507,379.58
($78,563.80)
Preferred Stock w/ Exercised Warrants
$4,000,000.00
$0.00
$4,300,522.22 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$41,400,000.00
$0.00
$42,446,500.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$10,800,000.00
$0.00
$11,077,694.89 Sold, in full; warrants not outstanding
($47,364.90)
($1,602,767.10)
($91,498.68)
Preferred Stock w/ Warrants
$25,083,000.00
$0.00
$2,271,405.00 Currently Not Collectible
($25,083,000.00)
Preferred Stock w/ Exercised Warrants
$4,960,000.00
$3,262,000.00
$0.00
$10,836,280.71 Redeemed, in full; warrants not outstanding
$8,222,000.00
Preferred Stock w/ Exercised Warrants
$243,815,000.00
$0.00
$4,000,000.00
$0.00
$151,500,000.00
$0.00
$1,000.00
$243,815,000.00
Preferred Stock w/ Warrants
8,222
243,815
$1,000.00
$290,552,132.92 Redeemed, in full; warrants not outstanding
$4,596,311.80 Redeemed, in full; warrants not outstanding
$4,000,000.00
4,000
$1,000.00
$151,500,000.00
Preferred Stock w/ Warrants
151,500
$1,000.00
$199,100,113.41 Sold, in full; warrants not outstanding
$71.62
$19,047,005.12
Preferred Stock w/ Warrants
$9,266,000.00
$0.00
$5,639,391.00 Sold, in full; warrants not outstanding
$5,096,300.00
$0.00
$0.00
464
4,500
$1,000.00
$225,000.00
225
32,538
$888.00
778,421
521,888
$311,000.00
311
$253,383.25
268
$5,355,156.75 Redeemed, in full; warrants not outstanding
$32,538,000.00
$464,000.00
$1,100,000.00
$4,500,000.00
($4,169,700.00)
$10,536,802.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,000.00
$1,100,000.00
$0.00
9,270
$4,500,000.00
$9,270,000.00
$550.00
$9,270,000.00
Preferred Stock w/ Exercised Warrants
9,266
Preferred Stock w/ Warrants
$35,195,847.13 Sold, in full; warrants not outstanding
$28,893,744.00
Preferred Stock w/ Warrants
$38,237,000.00
$0.00
($433,406.16)
$44,286,567.33 Redeemed, in full; warrants not outstanding
$38,237,000.00
Preferred Stock w/ Exercised Warrants
$6,229,000.00
$0.00
($3,644,256.00)
38,237
$1,000.00
$7,190,593.33 Redeemed, in full; warrants not outstanding
$6,229,000.00
$907.11
3,800
$1,000.00
$190,000.00
190
$2,995,000.00
2,995
$1,000.00
$150,000.00
150
$7,970,737.50
1,449,225
$5.50
$2,655,000.00
2,655
$1,000.00
$133,000.00
133
$12,700,000.00
12,700
$1,000.00
$381,000.00
381
$246,975.00
$1,140,525.00
267
1,233
$925.00
$925.00
$50,000.00
75
3,500,000
$1,000.00
$45,000,000.00
$0.00
8,900
$3,800,000.00
$8,900,000.00
$1,000.00
$8,073,279.00
Preferred Stock w/ Exercised Warrants
6,229
48,253,677
$2,199,799.80
2,000
$476,206.83
545
$9,139,863.61 Sold, in full; warrants not outstanding
($826,721.00)
($80,732.79)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$3,800,000.00
$2,995,000.00
$9,982,000.00
$0.00
$0.00
$0.00
$4,510,626.39 Redeemed, in full; warrants not outstanding
$3,570,810.92 Redeemed, in full; warrants not outstanding
$8,755,019.00 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$2,655,000.00
$0.00
$3,135,328.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$12,700,000.00
$0.00
$14,594,338.99 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,500,000.00
$0.00
($2,011,262.50)
$1,718,159.50 Sold, in full; warrants not outstanding
($20,025.00)
($92,475.00)
($13,875.00)
($11,125.00)
Preferred Stock w/ Warrants
$3,500,000,000.00
$0.00
$4,138,055,555.55 Redeemed, in full; warrants not outstanding
$3,500,000,000.00
Preferred Stock w/ Exercised Warrants
$40,000,000.00
$0.00
$45,820,950.80 Sold, in full; warrants not outstanding
$40,000,000.00
40,000
$1,004.90
10,900
$822.60
$196,000.00
($401,960.00)
Preferred Stock w/ Exercised Warrants
$10,900,000.00
$0.00
$9,630,106.93 Sold, in full; warrants not outstanding
$8,966,340.00
($1,933,660.00)
($89,663.40)
Preferred Stock w/ Exercised Warrants
$5,983,000.00
$0.00
$15,000,000.00
$0.00
$195,637.00 Currently Not Collectible
($5,983,000.00)
Subordinated Debentures w/ Exercised Warrants
$19,928,275.00 Redeemed, in full; warrants not outstanding
$10,500,000.00
$4,500,000.00
Preferred Stock w/ Warrants
$30,407,000.00
$0.00
$55,000.00
55,000
517,012
$77,000.00
77
57,671
651,547
$98,251.45
145
$200,000.00
200
303,083
$55,000.00
$0.00
$1.00
$1,400,000.00
$25,000,000.00
1,100,000
$4,450,000.00
Preferred Stock w/ Exercised Warrants
750,000
$205,000.00
$0.00
$750,000.00
$527,361.00
$1,100,000.00
$1.00
$1.00
$1,100,000.00
Subordinated Debentures w/ Exercised Warrants
10,500,000
4,500,000
589,623
$90,000.00
90
$69,186.80
108
$1,622,708.57 Redeemed, in full; warrants not outstanding
$738,021.00 Currently Not Collectible
($25,000,000.00)
$36,696,518.83 Sold, in full; warrants outstanding
$9,000,000.00
$21,407,000.00
9,000
21,407
$1,207.11
$1,207.11
108,676
$1,863,990.00
$4,433,603.77
$1,000.00
($367,045.94)
Preferred Stock w/ Warrants
$108,676,000.00
$0.00
$124,916,099.34 Redeemed, in full; warrants not outstanding
$108,676,000.00
Preferred Stock w/ Exercised Warrants
$1,549,000.00
$0.00
$1,646,325.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$8,816,000.00
$0.00
$10,100,960.44 Redeemed, in full; warrants not outstanding
$1,549,000.00
$83,094,000.00
$0.00
$1,000.00
$8,816,000.00
Preferred Stock w/ Warrants
1,549
8,816
$1,000.00
$95,137,868.33 Redeemed, in full; warrants not outstanding
$41,547,000.00
$41,547,000.00
Preferred Stock w/ Exercised Warrants
$2,900,000.00
$0.00
41,547
41,547
$1,000.00
$1,000.00
$2,697,208.51 Sold, in full; warrants not outstanding
$2,465,029.00
2,900
$850.01
($434,971.00)
$2,800,000.00
4,000
$700.00
($1,200,000.00)
$4,000,000.00
4,000
$1,000.00
$64,779,000.00
64,779
$1,000.00
($25,000.00)
Preferred Stock w/ Warrants
$4,000,000.00
$0.00
$3,131,111.11 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$4,000,000.00
$0.00
$4,717,144.78 Redeemed, in full; warrants not outstanding
$64,779,000.00
$0.00
$67,294,638.84 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$50,000,000.00
$0.00
$49,045,470.38 Sold, in full; warrants not outstanding
$41,020,000.00
Preferred Stock w/ Exercised Warrants
$1,800,000.00
$0.00
$2,152,000.00
$0.00
2,000
$20,510.00
($8,980,000.00)
$2,153,780.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
($615,300.00)
$1,983,756.24 Sold, in full; warrants not outstanding
$1,800,000.00
1,800
$1,000.00
$174,537.72
$1,315,959.00
252
1,900
$692.61
$692.61
$5,803,000.00
5,803
$1,000.00
$290,000.00
290
$6,815,000.00
6,815
$1,000.00
$341,000.00
341
$17,388,000.00
17,388
$1,000.00
$522,000.00
522
$18,000,000.00
18,000
$1,000.00
$50,000.00
137,966
$625,000.00
625
($77,462.28)
($584,041.00)
($14,904.97)
($10,095.03)
Preferred Stock w/ Exercised Warrants
$5,803,000.00
$0.00
$6,888,017.86 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$6,815,000.00
$0.00
$8,152,698.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$17,388,000.00
$0.00
$19,063,111.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$18,000,000.00
$0.00
$19,650,000.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$12,500,000.00
$0.00
$14,888,679.86 Redeemed, in full; warrants not outstanding
$12,500,000.00
12,500
$1,000.00
27
Footnote
14,15
11
11,14,15
11
11
8,32,97,132
8,14
8,14
9,11,36
8,14,45
8,14,44
44
8
11
8,14,44
8
8
8,14,74
11,61
15,17,44
8,11
8,11,36
12,16
11,14,15
15,17,45
11
11
11
31
44
8,11,14
8,14
15,123
44
11
11
24,49,97
8,11,14
11
8,11,14
12,16
14,15,44
11
8,103
Institution Name
SECURITY STATE BANK HOLDING COMPANY
SECURITY STATE BANK HOLDING COMPANY
SECURITY STATE BANK HOLDING COMPANY
SEVERN BANCORP, INC.
SEVERN BANCORP, INC.
SEVERN BANCORP, INC.
SHORE BANCSHARES, INC.
SHORE BANCSHARES, INC.
SHORE BANCSHARES, INC.
SIGNATURE BANCSHARES, INC.
SIGNATURE BANCSHARES, INC.
SIGNATURE BANK
SIGNATURE BANK
SIGNATURE BANK
SOMERSET HILLS BANCORP
SOMERSET HILLS BANCORP
SOMERSET HILLS BANCORP
SONOMA VALLEY BANCORP
SONOMA VALLEY BANCORP
SOUND BANKING COMPANY
SOUND BANKING COMPANY
SOUND BANKING COMPANY
SOUTH FINANCIAL GROUP, INC./ CAROLINA FIRST BANK
SOUTH FINANCIAL GROUP, INC./ CAROLINA FIRST BANK
SOUTHCREST FINANCIAL GROUP, INC.
SOUTHCREST FINANCIAL GROUP, INC.
SOUTHCREST FINANCIAL GROUP, INC.
SOUTHCREST FINANCIAL GROUP, INC.
SOUTHERN BANCORP, INC.
SOUTHERN BANCORP, INC.
SOUTHERN COMMUNITY FINANCIAL CORP.
SOUTHERN COMMUNITY FINANCIAL CORP.
SOUTHERN FIRST BANCSHARES, INC.
SOUTHERN FIRST BANCSHARES, INC.
SOUTHERN FIRST BANCSHARES, INC.
SOUTHERN HERITAGE BANCSHARES, INC.
SOUTHERN HERITAGE BANCSHARES, INC.
SOUTHERN ILLINOIS BANCORP, INC.
SOUTHERN ILLINOIS BANCORP, INC.
SOUTHERN MISSOURI BANCORP, INC.
SOUTHERN MISSOURI BANCORP, INC.
SOUTHERN MISSOURI BANCORP, INC.
SOUTHFIRST BANCSHARES, INC.
SOUTHFIRST BANCSHARES, INC.
SOUTHFIRST BANCSHARES, INC.
SOUTHWEST BANCORP, INC.
SOUTHWEST BANCORP, INC.
SOUTHWEST BANCORP, INC.
SOVEREIGN BANCSHARES, INC.
SOVEREIGN BANCSHARES, INC.
SPIRIT BANKCORP, INC.
SPIRIT BANKCORP, INC.
SPIRIT BANKCORP, INC.
ST. JOHNS BANCSHARES, INC.
STANDARD BANCSHARES, INC.
STANDARD BANCSHARES, INC.
STATE BANCORP, INC. / VALLEY NATIONAL BANCORP
STATE BANCORP, INC. / VALLEY NATIONAL BANCORP
STATE BANCORP, INC. / VALLEY NATIONAL BANCORP
STATE BANK OF BARTLEY, THE
STATE BANK OF BARTLEY, THE
STATE BANKSHARES, INC.
STATE BANKSHARES, INC.
STATE BANKSHARES, INC.
STATE CAPITAL CORP.
STATE CAPITAL CORP.
STATE STREET CORPORATION
STATE STREET CORPORATION
STATE STREET CORPORATION
STEARNS FINANCIAL SERVICES, INC.
STEARNS FINANCIAL SERVICES, INC.
STEELE STREET BANK CORPORATION
STEELE STREET BANK CORPORATION
STELLARONE CORPORATION
STELLARONE CORPORATION
STELLARONE CORPORATION
STELLARONE CORPORATION
STERLING BANCORP
STERLING BANCORP
STERLING BANCORP
STERLING BANCSHARES, INC.
STERLING BANCSHARES, INC.
STERLING BANCSHARES, INC.
STERLING FINANCIAL CORPORATION
STERLING FINANCIAL CORPORATION
STERLING FINANCIAL CORPORATION
STEWARDSHIP FINANCIAL CORPORATION
STEWARDSHIP FINANCIAL CORPORATION
STEWARDSHIP FINANCIAL CORPORATION
STOCKMENS FINANCIAL CORPORATION
STOCKMENS FINANCIAL CORPORATION
STOCKMENS FINANCIAL CORPORATION
STONEBRIDGE FINANCIAL CORP.
STONEBRIDGE FINANCIAL CORP.
STONEBRIDGE FINANCIAL CORP.
STONEBRIDGE FINANCIAL CORP.
SUBURBAN ILLINOIS BANCORP, INC.
SUBURBAN ILLINOIS BANCORP, INC.
SUMMIT STATE BANK
SUMMIT STATE BANK
SUMMIT STATE BANK
SUN BANCORP, INC.
SUN BANCORP, INC.
SUN BANCORP, INC.
SUNTRUST BANKS, INC.
SUNTRUST BANKS, INC.
SUNTRUST BANKS, INC.
SUNTRUST BANKS, INC.
SUPERIOR BANCORP INC.
SUPERIOR BANCORP INC.
SURREY BANCORP
SURREY BANCORP
SUSQUEHANNA BANCSHARES, INC.
SUSQUEHANNA BANCSHARES, INC.
SUSQUEHANNA BANCSHARES, INC.
SUSQUEHANNA BANCSHARES, INC.
SV FINANCIAL, INC.
SV FINANCIAL, INC.
SVB FINANCIAL GROUP
SVB FINANCIAL GROUP
SVB FINANCIAL GROUP
SWORD FINANCIAL CORPORATION
SWORD FINANCIAL CORPORATION
SYNOVUS FINANCIAL CORP.
SYNOVUS FINANCIAL CORP.
SYRINGA BANCORP
SYRINGA BANCORP
TAYLOR CAPITAL GROUP
TAYLOR CAPITAL GROUP
TAYLOR CAPITAL GROUP
City
JAMESTOWN
JAMESTOWN
JAMESTOWN
ANNAPOLIS
ANNAPOLIS
ANNAPOLIS
EASTON
EASTON
EASTON
DALLAS
DALLAS
NEW YORK
NEW YORK
NEW YORK
BERNARDSVILLE
BERNARDSVILLE
BERNARDSVILLE
SONOMA
SONOMA
MOREHEAD CITY
MOREHEAD CITY
MOREHEAD CITY
GREENVILLE
GREENVILLE
FAYETTEVILLE
FAYETTEVILLE
FAYETTEVILLE
FAYETTEVILLE
ARKADELPHIA
ARKADELPHIA
WINSTON-SALEM
WINSTON-SALEM
GREENVILLE
GREENVILLE
GREENVILLE
CLEVELAND
CLEVELAND
CARMI
CARMI
POPLAR BLUFF
POPLAR BLUFF
POPLAR BLUFF
SYLACAUGA
SYLACAUGA
SYLACAUGA
STILLWATER
STILLWATER
STILLWATER
DALLAS
DALLAS
BRISTOW
BRISTOW
BRISTOW
ST. LOUIS
HICKORY HILLS
HICKORY HILLS
JERICHO
JERICHO
JERICHO
BARTLEY
BARTLEY
FARGO
FARGO
FARGO
GREENWOOD
GREENWOOD
BOSTON
BOSTON
BOSTON
ST. CLOUD
ST. CLOUD
DENVER
DENVER
CHARLOTTESVILLE
CHARLOTTESVILLE
CHARLOTTESVILLE
CHARLOTTESVILLE
NEW YORK
NEW YORK
NEW YORK
HOUSTON
HOUSTON
HOUSTON
SPOKANE
SPOKANE
SPOKANE
MIDLAND PARK
MIDLAND PARK
MIDLAND PARK
RAPID CITY
RAPID CITY
RAPID CITY
WEST CHESTER
WEST CHESTER
WEST CHESTER
WEST CHESTER
ELMHURST
ELMHURST
SANTA ROSA
SANTA ROSA
SANTA ROSA
VINELAND
VINELAND
VINELAND
ATLANTA
ATLANTA
ATLANTA
ATLANTA
BIRMINGHAM
BIRMINGHAM
MOUNT AIRY
MOUNT AIRY
LITITZ
LITITZ
LITITZ
LITITZ
STERLING
STERLING
SANTA CLARA
SANTA CLARA
SANTA CLARA
HORICON
HORICON
COLUMBUS
COLUMBUS
BOISE
BOISE
ROSEMONT
ROSEMONT
ROSEMONT
State
ND
ND
ND
MD
MD
MD
MD
MD
MD
TX
TX
NY
NY
NY
NJ
NJ
NJ
CA
CA
NC
NC
NC
SC
SC
GA
GA
GA
GA
AR
AR
NC
NC
SC
SC
SC
TN
TN
IL
IL
MO
MO
MO
AL
AL
AL
OK
OK
OK
TX
TX
OK
OK
OK
MO
IL
IL
NY
NY
NY
NE
NE
ND
ND
ND
MS
MS
MA
MA
MA
MN
MN
CO
CO
VA
VA
VA
VA
NY
NY
NY
TX
TX
TX
WA
WA
WA
NJ
NJ
NJ
SD
SD
SD
PA
PA
PA
PA
IL
IL
CA
CA
CA
NJ
NJ
NJ
GA
GA
GA
GA
AL
AL
NC
NC
PA
PA
PA
PA
IL
IL
CA
CA
CA
WI
WI
GA
GA
ID
ID
IL
IL
IL
Date
5/1/2009
6/24/2013
7/26/2013
11/21/2008
9/25/2013
10/29/2013
1/9/2009
4/15/2009
11/16/2011
6/26/2009
12/15/2010
12/12/2008
3/31/2009
3/16/2010
1/16/2009
5/20/2009
6/24/2009
2/20/2009
8/20/2010
1/9/2009
11/13/2012
1/11/2013
12/5/2008
9/30/2010
7/17/2009
3/8/2013
3/11/2013
4/9/2013
1/16/2009
8/6/2010
12/5/2008
10/1/2012
2/27/2009
7/3/2012
7/25/2012
5/15/2009
9/8/2011
1/23/2009
8/25/2011
12/5/2008
7/21/2011
5/13/2015
6/12/2009
6/29/2015
8/6/2015
12/5/2008
8/8/2012
5/29/2013
3/13/2009
9/22/2011
3/27/2009
10/21/2013
1/6/2014
3/13/2009
4/24/2009
2/22/2013
12/5/2008
12/14/2011
5/27/2015
9/4/2009
9/22/2011
1/16/2009
8/12/2009
6/29/2011
2/13/2009
9/29/2010
10/28/2008
6/17/2009
7/8/2009
6/26/2009
1/18/2012
9/25/2009
9/1/2011
12/19/2008
4/13/2011
12/28/2011
12/18/2013
12/23/2008
4/27/2011
5/18/2011
12/12/2008
5/5/2009
6/15/2010
12/5/2008
8/20/2012
9/19/2012
1/30/2009
9/1/2011
10/26/2011
2/6/2009
1/12/2011
3/16/2011
1/23/2009
3/26/2013
3/27/2013
4/9/2013
6/19/2009
7/16/2015
12/19/2008
8/4/2011
9/14/2011
1/9/2009
4/8/2009
5/27/2009
11/14/2008
12/31/2008
3/30/2011
9/28/2011
12/5/2008
4/15/2011
1/9/2009
12/29/2010
12/12/2008
4/21/2010
12/22/2010
1/19/2011
4/10/2009
8/31/2011
12/12/2008
12/23/2009
6/16/2010
5/8/2009
9/15/2011
12/19/2008
7/26/2013
1/16/2009
1/31/2014
11/21/2008
6/19/2012
7/18/2012
1
Original Investment Type
Subordinated Debentures w/ Exercised Warrants
Original Investment Amount
$10,750,000.00
Outstanding Investment
$0.00
2
Investment Status*
Total Cash Back
$14,543,635.13 Sold, in full; warrants not outstanding
Amount
(Fee)4
$10,750,000.00
Shares
Avg. Price
10,750,000
$1.17
23,393
$998.90
25,000
(Realized Loss) / (Write-off)
Gain
5
$1,784,607.50
Wt Amount
Wt Shares
$720,368.55
538,000
$1,000.00
$25,000.00
172,970
$85,000.00
85,000
$11,150,939.74
595,829
$275,000.00
163,065
($125,346.08)
Preferred Stock w/ Warrants
$23,393,000.00
$0.00
$26,915,463.85 Sold, in full; warrants outstanding
$23,367,267.70
($25,732.30)
($233,672.68)
Preferred Stock w/ Warrants
$25,000,000.00
$0.00
$25,358,333.33 Redeemed, in full; warrants not outstanding
$25,000,000.00
Subordinated Debentures w/ Exercised Warrants
$1,700,000.00
$0.00
$1,994,587.59 Redeemed, in full; warrants not outstanding
$120,000,000.00
$0.00
$132,967,606.41 Redeemed, in full; warrants not outstanding
$1,700,000.00
Preferred Stock w/ Warrants
$7,414,000.00
$0.00
1,700,000
$1.00
$120,000,000.00
Preferred Stock w/ Warrants
120,000
$1,000.00
$7,816,685.55 Redeemed, in full; warrants not outstanding
$7,414,000.00
Preferred Stock w/ Exercised Warrants
$8,653,000.00
$0.00
7,414
$1,000.00
$497,164.00 Currently Not Collectible
($8,653,000.00)
Preferred Stock w/ Exercised Warrants
$3,070,000.00
$0.00
$3,575,224.44 Sold, in full; warrants not outstanding
$2,832,412.70
3,070
$922.61
($237,587.30)
$124,412.34
154
$130,179,218.75
130,179
$1,000.00
($216,820,781.25)
$400,000.00
10,106,796
$1,814,620.00
$9,889,679.00
2,000
10,900
$907.31
$907.31
($185,380.00)
($1,010,321.00)
$588,264.19
645
$11,000,000.00
11,000
$1,000.00
$42,750,000.00
42,750
$1,000.00
17,299
$904.00
$1,100,000.00
399,970
($25,000.00)
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$347,000,000.00
$12,900,000.00
$0.00
$0.00
$146,965,329.86 Sold, in full; warrants not outstanding
$13,109,014.25 Sold, in full; warrants not outstanding
($117,042.99)
Preferred Stock
$11,000,000.00
$0.00
$11,855,555.56 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$42,750,000.00
$0.00
$51,088,046.14 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$17,299,000.00
$0.00
$19,401,361.89 Sold, in full; warrants not outstanding
$15,638,296.00
Preferred Stock w/ Exercised Warrants
$4,862,000.00
$0.00
$5,000,000.00
$0.00
$5,955,472.22 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$9,550,000.00
$0.00
($1,660,704.00)
$5,718,111.14 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
($234,574.44)
$13,504,763.89 Redeemed, in full; warrants not outstanding
$4,862,000.00
243
5,000
$1,000.00
$250,000.00
250
9,550
$1,000.00
$2,700,000.00
231,891
$140,617.94
138
$2,287,197.00
703,753
$911,000.00
911
$631,941.75
1,500
$100,566.69
$0.00
$243,000.00
$9,550,000.00
$2,760,000.00
$1,000.00
$5,000,000.00
Preferred Stock w/ Exercised Warrants
4,862
488,847
$3,202,464.28 Sold, in full; warrants not outstanding
$2,722,050.00
2,760
$986.25
70,000
($37,950.00)
$1,000.00
($25,000.00)
Preferred Stock w/ Warrants
$70,000,000.00
$0.00
$85,247,569.91 Redeemed, in full; warrants not outstanding
$70,000,000.00
Preferred Stock w/ Exercised Warrants
$18,215,000.00
$0.00
$21,632,668.61 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$30,000,000.00
$0.00
$11,803,691.75 Sold, in full; warrants not outstanding
$18,215,000.00
18,215
$1,000.00
$9,000,000.00
30,000
$300.00
$60,000,000.00
12,903,226
$4.65
$36,842,000.00
36,842
$1,000.00
($21,000,000.00)
($90,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
$3,000,000.00
$60,000,000.00
$36,842,000.00
$1,697,000.00
$3,000,000.00
$0.00
$0.00
$0.00
$1,767,033.00 Full investment outstanding; warrants outstanding
$75,757,163.03 Redeemed, in full; warrants not outstanding
$3,000,000.00
$42,514,919.19 Redeemed, in full; warrants not outstanding
$2,030,299.18 Redeemed, in full; warrants not outstanding
$1,697,000.00
$0.00
12,500
37,500
$1,000.00
$1,000.00
$2,500,000.00
250
15,000
$1,000.00
$750,000.00
750
20,000
$100,000.00
$60,000,000.00
$2,000,000,000.00
$0.00
51,000
$2,000,000,000.00
Preferred Stock w/ Warrants
$15,000,000.00
$0.00
$51,000.00
$15,000,000.00
Preferred Stock w/ Exercised Warrants
$50,000,000.00
$1.00
$12,500,000.00
$37,500,000.00
Preferred Stock w/ Exercised Warrants
1,697,000
2,788,104
$58,008,472.23 Redeemed, in full; warrants not outstanding
$17,080,708.67 Redeemed, in full; warrants not outstanding
$2,123,611,111.12 Redeemed, in full; warrants not outstanding
Subordinated Debentures w/ Exercised Warrants
$24,900,000.00
$0.00
$31,495,442.29 Redeemed, in full; warrants not outstanding
Subordinated Debentures w/ Exercised Warrants
$11,019,000.00
$0.00
$13,078,672.60 Redeemed, in full; warrants not outstanding
$24,900,000.00
$331,000.00
331,000
7,500
22,500
$1,000.00
$1,000.00
302,623
516,817
2,615,557
$825,000.00
97,541
$107,398.00
133,475
$778,000.00
778
$130,704.17
$8,358.99
516
33
$750,000.00
750,000
$315,000.00
239,212
$2,100,000.00
1,620,545
$30,066,661.40
17,900,182
$100,000.00
100
$5,269,179.36
3,028,264
$200,000.00
200
$6,820,000.00
$0.00
$1.00
$2,857,914.52
$42,000,000.00
11,019,000
$945,775.00
Preferred Stock w/ Warrants
1,245,000
$2,920,000.00
$0.00
$1,245,000.00
$7,500,000.00
$22,500,000.00
$30,000,000.00
$1.00
$11,019,000.00
Preferred Stock w/ Warrants
24,900,000
354,058
$682,000.00
682,000
$9,839,273.00
1,462,647
$37,191,875.00 Redeemed, in full; warrants not outstanding
$47,869,108.33 Redeemed, in full; warrants not outstanding
$42,000,000.00
Preferred Stock w/ Warrants
$125,198,000.00
$0.00
42,000
$130,542,485.91 Redeemed, in full; warrants not outstanding
$125,198,000.00
Preferred Stock w/ Warrants
$303,000,000.00
$0.00
$10,000,000.00
$0.00
125,198
($1,434,659.25)
$15,568,000.00
$0.00
5,738,637
$20.00
10,000
$1,000.00
$18,101,553.84 Redeemed, in full; warrants not outstanding
$4,000,000.00
$11,568,000.00
10,351
622
$173.53
$173.53
15,000,000
$1.00
$8,500,000.00
$0.00
$1,000.00
$1,000.00
$15,000,000.00
$10,973,000.00
4,000
11,568
$1,796,209.03
$107,935.66
Preferred Stock w/ Exercised Warrants
($188,227,260.00)
$11,400,453.22 Redeemed, in full; warrants not outstanding
$10,000,000.00
Preferred Stock w/ Exercised Warrants
$1,000.00
$121,757,209.63 Sold, in full; warrants not outstanding
$114,772,740.00
Preferred Stock w/ Warrants
$1,000.00
8,500
$1,000.00
$2,652,816.96 Sold, in full; warrants not outstanding
($8,554,790.97)
($514,064.34)
($25,000.00)
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$15,000,000.00
$8,500,000.00
$89,310,000.00
$0.00
$0.00
$0.00
$24,929,429.70 Redeemed, in full; warrants not outstanding
$9,930,625.00 Redeemed, in full; warrants not outstanding
$92,513,970.83 Redeemed, in full; warrants not outstanding
$89,310,000.00
Preferred Stock w/ Warrants
$3,500,000,000.00
$1,350,000,000.00
$0.00
89,310
$5,448,052,772.51 Redeemed, in full; warrants not outstanding
$4,850,000,000.00
Preferred Stock w/ Warrants
$69,000,000.00
$0.00
$1,000.00
48,500
$100,000.00
$4,983,333.33 Currently Not Collectible
($69,000,000.00)
Preferred Stock w/ Exercised Warrants
$2,000,000.00
$0.00
$2,314,972.22 Redeemed, in full; warrants not outstanding
$2,000,000.00
Preferred Stock w/ Exercised Warrants
$300,000,000.00
$0.00
$1,000.00
$200,000,000.00
$100,000,000.00
Preferred Stock w/ Warrants
2,000
200,000
100,000
$1,000.00
$1,000.00
$328,991,401.58 Redeemed, in full; warrants not outstanding
$4,000,000.00
$0.00
$4,721,382.89 Redeemed, in full; warrants not outstanding
$235,000,000.00
$0.00
$253,929,027.78 Redeemed, in full; warrants not outstanding
$4,000,000.00
Subordinated Debentures w/ Exercised Warrants
$13,644,000.00
$0.00
$967,870,000.00
$0.00
$8,000,000.00
$0.00
$104,823,000.00
$0.00
4,000
$1,000.00
$235,000,000.00
Preferred Stock w/ Warrants
235,000
$1,000.00
$17,019,233.91 Redeemed, in full; warrants not outstanding
$13,644,000.00
Preferred Stock w/ Exercised Warrants
13,644,000
$1.00
$967,870,000.00
Preferred Stock w/ Warrants
967,870
$1,000.00
$1,190,614,526.39 Redeemed, in full; warrants outstanding
$253,122.22 Currently Not Collectible
($8,000,000.00)
Preferred Stock w/ Warrants
$120,845,170.80 Sold, in full; warrants not outstanding
$93,659,350.50
($1,404,890.26)
104,823
$893.50
($11,163,649.50)
28
Footnote
15,17,45
8,97,100
11
8,11,14
63,97
8,14
11
8,11,14
8,14,44
12,16
8
11
8,14
44
11
11,36
8,11,14
8,11,14
11
8,14,44
8,14
11
8,14,44
8,14
8,18,21,44
8,21
134
8,47,97
8,11,14
8
45
8
8,14,44
8,14,44
8,14
8,9,11
8,11
8,14,18
11
8,14,44
11
8,122
8,14,44
22,97,141
Institution Name
TCB CORPORATION/COUNTY BANK
TCB CORPORATION/COUNTY BANK
TCB HOLDING COMPANY
TCB HOLDING COMPANY
TCF FINANCIAL CORPORATION
TCF FINANCIAL CORPORATION
TCF FINANCIAL CORPORATION
TCNB FINANCIAL CORP
TCNB FINANCIAL CORP
TENNESSEE COMMERCE BANCORP, INC.
TENNESSEE COMMERCE BANCORP, INC.
TENNESSEE VALLEY FINANCIAL HOLDINGS, INC.
TENNESSEE VALLEY FINANCIAL HOLDINGS, INC.
TENNESSEE VALLEY FINANCIAL HOLDINGS, INC.
TENNESSEE VALLEY FINANCIAL HOLDINGS, INC.
TEXAS CAPITAL BANCSHARES, INC.
TEXAS CAPITAL BANCSHARES, INC.
TEXAS CAPITAL BANCSHARES, INC.
TEXAS NATIONAL BANCORPORATION INC.
TEXAS NATIONAL BANCORPORATION INC.
THE ANB CORPORATION
THE ANB CORPORATION
THE BANCORP, INC.
THE BANCORP, INC.
THE BANCORP, INC.
THE BANK OF CURRITUCK
THE BANK OF CURRITUCK
THE BANK OF KENTUCKY FINANCIAL CORPORATION
THE BANK OF KENTUCKY FINANCIAL CORPORATION
THE BANK OF KENTUCKY FINANCIAL CORPORATION
THE BANK OF KENTUCKY FINANCIAL CORPORATION
THE BARABOO BANCORPORATION, INC.
THE BARABOO BANCORPORATION, INC.
THE BARABOO BANCORPORATION, INC.
THE BARABOO BANCORPORATION, INC.
THE CONNECTICUT BANK AND TRUST COMPANY
THE CONNECTICUT BANK AND TRUST COMPANY
THE ELMIRA SAVINGS BANK, FSB
THE ELMIRA SAVINGS BANK, FSB
THE ELMIRA SAVINGS BANK, FSB
THE FIRST BANCORP, INC.
THE FIRST BANCORP, INC.
THE FIRST BANCORP, INC.
THE FIRST BANCORP, INC.
THE FIRST BANCORP, INC.
THE FIRST BANCSHARES, INC.
THE FIRST BANCSHARES, INC.
THE FIRST BANCSHARES, INC.
THE FIRST STATE BANK OF MOBEETIE
THE FIRST STATE BANK OF MOBEETIE
THE FREEPORT STATE BANK
THE FREEPORT STATE BANK
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
THE LANDRUM COMPANY
THE LANDRUM COMPANY
THE LITTLE BANK, INCORPORATED
THE LITTLE BANK, INCORPORATED
THE LITTLE BANK, INCORPORATED
THE PNC FINANCIAL SERVICES GROUP, INC.
THE PNC FINANCIAL SERVICES GROUP, INC.
THE PNC FINANCIAL SERVICES GROUP, INC.
THE PRIVATE BANK OF CALIFORNIA
THE PRIVATE BANK OF CALIFORNIA
THE QUEENSBOROUGH COMPANY
THE QUEENSBOROUGH COMPANY
THE QUEENSBOROUGH COMPANY
THE QUEENSBOROUGH COMPANY
THE VICTORY BANCORP, INC.
THE VICTORY BANCORP, INC.
THE VICTORY BANCORP, INC.
THREE SHORES BANCORPORATION, INC.
THREE SHORES BANCORPORATION, INC.
THREE SHORES BANCORPORATION, INC.
THREE SHORES BANCORPORATION, INC.
TIB FINANCIAL CORP
TIB FINANCIAL CORP
TIDELANDS BANCSHARES, INC.
TIDELANDS BANCSHARES, INC.
TIFTON BANKING COMPANY
TIFTON BANKING COMPANY
TIMBERLAND BANCORP, INC.
TIMBERLAND BANCORP, INC.
TIMBERLAND BANCORP, INC.
TIMBERLAND BANCORP, INC.
TIMBERLAND BANCORP, INC.
TIMBERLAND BANCORP, INC.
TITONKA BANCSHARES, INC.
TITONKA BANCSHARES, INC.
TODD BANCSHARES, INC.
TODD BANCSHARES, INC.
TOWNEBANK
TOWNEBANK
TOWNEBANK
TREATY OAK BANCORP, INC.
TREATY OAK BANCORP, INC.
TREATY OAK BANCORP, INC.
TREATY OAK BANCORP, INC.
TRIAD BANCORP, INC.
TRIAD BANCORP, INC.
TRI-COUNTY FINANCIAL CORPORATION
TRI-COUNTY FINANCIAL CORPORATION
TRINITY CAPITAL CORPORATION
TRINITY CAPITAL CORPORATION
TRINITY CAPITAL CORPORATION
TRINITY CAPITAL CORPORATION
TRINITY CAPITAL CORPORATION
TRI-STATE BANK OF MEMPHIS
TRI-STATE BANK OF MEMPHIS
TRISTATE CAPITAL HOLDINGS, INC.
TRISTATE CAPITAL HOLDINGS, INC.
TRISUMMIT BANK
TRISUMMIT BANK
TRISUMMIT BANK
TRISUMMIT BANK
TRUSTMARK CORPORATION
TRUSTMARK CORPORATION
TRUSTMARK CORPORATION
TWO RIVERS FINANCIAL GROUP, INC.
TWO RIVERS FINANCIAL GROUP, INC.
U.S. BANCORP
U.S. BANCORP
U.S. BANCORP
U.S. CENTURY BANK
U.S. CENTURY BANK
UBT BANCSHARES, INC.
UBT BANCSHARES, INC.
UCBH HOLDINGS INC.
UCBH HOLDINGS INC.
City
GREENWOOD
GREENWOOD
THE WOODLANDS
THE WOODLANDS
WAYZATA
WAYZATA
WAYZATA
DAYTON
DAYTON
FRANKLIN
FRANKLIN
OAK RIDGE
OAK RIDGE
OAK RIDGE
OAK RIDGE
DALLAS
DALLAS
DALLAS
JACKSONVILLE
JACKSONVILLE
TERRELL
TERRELL
WILMINGTON
WILMINGTON
WILMINGTON
MOYOCK
MOYOCK
CRESTVIEW HILLS
CRESTVIEW HILLS
CRESTVIEW HILLS
CRESTVIEW HILLS
BARABOO
BARABOO
BARABOO
BARABOO
HARTFORD
HARTFORD
ELMIRA
ELMIRA
ELMIRA
DAMARISCOTTA
DAMARISCOTTA
DAMARISCOTTA
DAMARISCOTTA
DAMARISCOTTA
HATTIESBURG
HATTIESBURG
HATTIESBURG
MOBEETIE
MOBEETIE
HARPER
HARPER
HARTFORD
HARTFORD
HARTFORD
COLUMBIA
COLUMBIA
KINSTON
KINSTON
KINSTON
PITTSBURGH
PITTSBURGH
PITTSBURGH
LOS ANGELES
LOS ANGELES
LOUISVILLE
LOUISVILLE
LOUISVILLE
LOUISVILLE
LIMERICK
LIMERICK
LIMERICK
ORLANDO
ORLANDO
ORLANDO
ORLANDO
NAPLES
NAPLES
MT. PLEASANT
MT. PLEASANT
TIFTON
TIFTON
HOQUIAM
HOQUIAM
HOQUIAM
HOQUIAM
HOQUIAM
HOQUIAM
TITONKA
TITONKA
HOPKINSVILLE
HOPKINSVILLE
PORTSMOUTH
PORTSMOUTH
PORTSMOUTH
AUSTIN
AUSTIN
AUSTIN
AUSTIN
FRONTENAC
FRONTENAC
WALDORF
WALDORF
LOS ALAMOS
LOS ALAMOS
LOS ALAMOS
LOS ALAMOS
LOS ALAMOS
MEMPHIS
MEMPHIS
PITTSBURGH
PITTSBURGH
KINGSPORT
KINGSPORT
KINGSPORT
KINGSPORT
JACKSON
JACKSON
JACKSON
BURLINGTON
BURLINGTON
MINNEAPOLIS
MINNEAPOLIS
MINNEAPOLIS
MIAMI
MIAMI
MARYSVILLE
MARYSVILLE
SAN FRANCISCO
SAN FRANCISCO
State
SC
SC
TX
TX
MN
MN
MN
OH
OH
TN
TN
TN
TN
TN
TN
TX
TX
TX
TX
TX
TX
TX
DE
DE
DE
NC
NC
KY
KY
KY
KY
WI
WI
WI
WI
CT
CT
NY
NY
NY
ME
ME
ME
ME
ME
MS
MS
MS
TX
TX
KS
KS
CT
CT
CT
MO
MO
NC
NC
NC
PA
PA
PA
CA
CA
GA
GA
GA
GA
PA
PA
PA
FL
FL
FL
FL
FL
FL
SC
SC
GA
GA
WA
WA
WA
WA
WA
WA
IA
IA
KY
KY
VA
VA
VA
TX
TX
TX
TX
MO
MO
MD
MD
NM
NM
NM
NM
NM
TN
TN
PA
PA
TN
TN
TN
TN
MS
MS
MS
IA
IA
MN
MN
MN
FL
FL
KS
KS
CA
CA
Date
8/28/2009
9/8/2011
1/16/2009
12/13/2013
11/14/2008
4/22/2009
12/21/2009
12/23/2008
8/3/2011
12/19/2008
1/27/2012
12/23/2008
4/26/2013
4/29/2013
5/31/2013
1/16/2009
5/13/2009
3/17/2010
1/9/2009
5/19/2010
8/7/2009
8/25/2011
12/12/2008
3/10/2010
9/8/2010
2/6/2009
12/3/2010
2/13/2009
12/22/2010
11/23/2011
5/29/2013
1/16/2009
12/10/2012
12/11/2012
1/11/2013
12/19/2008
4/19/2012
12/19/2008
8/25/2011
5/6/2015
1/9/2009
8/24/2011
3/27/2013
5/8/2013
5/28/2015
2/6/2009
9/29/2010
5/13/2015
2/27/2009
4/14/2010
2/6/2009
12/19/2012
6/26/2009
3/31/2010
9/27/2010
5/22/2009
8/18/2011
12/23/2008
10/31/2012
1/11/2013
12/31/2008
2/10/2010
5/5/2010
2/20/2009
9/1/2011
1/9/2009
3/8/2013
3/11/2013
4/9/2013
2/27/2009
12/11/2009
9/22/2011
1/23/2009
11/8/2012
11/9/2012
1/11/2013
12/5/2008
9/30/2010
12/19/2008
7/1/2016
4/17/2009
11/12/2010
12/23/2008
11/8/2012
11/9/2012
11/13/2012
1/11/2013
6/11/2013
4/3/2009
4/4/2012
2/6/2009
9/25/2013
12/12/2008
9/22/2011
5/15/2013
1/16/2009
2/15/2011
12/21/2012
8/6/2015
3/27/2009
9/22/2011
12/19/2008
9/22/2011
3/27/2009
8/7/2012
8/9/2012
8/10/2012
9/11/2012
4/3/2009
8/13/2010
2/27/2009
9/26/2012
4/3/2009
12/22/2009
11/29/2012
1/11/2013
11/21/2008
12/9/2009
12/30/2009
5/29/2009
9/1/2011
11/14/2008
6/17/2009
7/15/2009
8/7/2009
3/17/2015
1/30/2009
8/11/2011
11/14/2008
11/6/2009
1
Original Investment Type
Subordinated Debentures w/ Exercised Warrants
Original Investment Amount
$9,720,000.00
Outstanding Investment
$0.00
$11,730,000.00
$0.00
$361,172,000.00
$0.00
2
Investment Status*
Total Cash Back
$11,611,381.34 Redeemed, in full; warrants not outstanding
Amount
(Fee)4
$9,720,000.00
Shares
Avg. Price
Gain
5
$1.00
Wt Amount
Wt Shares
$292,000.00
292,000
$9,449,980.56
3,199,988
$100,000.00
100
$19,218.87
$124,922.63
20
130
$6,559,066.21
Preferred Stock w/ Exercised Warrants
9,720,000
(Realized Loss) / (Write-off)
758,086
$690,832.08 Currently Not Collectible
($11,730,000.00)
Preferred Stock w/ Warrants
$378,547,699.45 Redeemed, in full; warrants not outstanding
$361,172,000.00
Preferred Stock w/ Exercised Warrants
$2,000,000.00
$0.00
$0.00
$3,233,333.33 Currently Not Collectible
$3,000,000.00
$0.00
$3,331,713.17 Sold, in full; warrants not outstanding
$2,000,000.00
Preferred Stock w/ Warrants
$1,000.00
$2,384,611.11 Redeemed, in full; warrants not outstanding
$30,000,000.00
361,172
2,000
$1,000.00
($30,000,000.00)
Preferred Stock w/ Exercised Warrants
$298,000.00
$2,702,000.00
298
2,702
$1,022.11
$1,022.11
75,000
$6,588.78
$59,741.22
$1,000.00
($25,000.00)
Preferred Stock w/ Warrants
$75,000,000.00
$0.00
$82,777,816.21 Redeemed, in full; warrants not outstanding
$75,000,000.00
Preferred Stock w/ Exercised Warrants
$3,981,000.00
$0.00
$4,475,307.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$20,000,000.00
$0.00
$23,234,499.98 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$45,220,000.00
$0.00
$52,787,673.44 Redeemed, in full; warrants not outstanding
$3,981,000.00
$1,000.00
$1,000,000.00
1,000
45,220
$1,000.00
980,203
276,078
$403,161.92
$455,316.35
487
550
$792,783.00
175,742
$1,486,292.07
151,030
$389,077.67
226,819
$302,410.00
$0.00
20,000
$2,150,648.55
$34,000,000.00
199
$4,753,984.55
$0.00
$199,000.00
$45,220,000.00
$4,021,000.00
$1,000.00
$20,000,000.00
Preferred Stock w/ Exercised Warrants
3,981
54,705
$1,912,684.00 Sold, in full; warrants not outstanding
$1,742,850.00
Preferred Stock w/ Exercised Warrants
$20,749,000.00
$0.00
4,021
$433.44
$17,000,000.00
$17,000,000.00
Preferred Stock w/ Warrants
17,000
17,000
($2,278,150.00)
$1,000.00
$1,000.00
$40,091,342.55 Redeemed, in full; warrants not outstanding
$18,023,831.85 Sold, in full; warrants not outstanding
$1,956,900.00
$11,577,672.70
3,000
17,749
$652.30
$652.30
$5,448,000.00
5,448
$1,000.00
$9,090,000.00
9,090
($1,043,100.00)
($6,171,327.30)
$1,000.00
($135,345.73)
Preferred Stock w/ Warrants
$5,448,000.00
$0.00
$6,902,866.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$9,090,000.00
$0.00
$11,795,867.07 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$25,000,000.00
$0.00
$29,722,063.78 Redeemed, in full; warrants not outstanding
$12,500,000.00
$2,500,000.00
$10,000,000.00
Preferred Stock w/ Warrants
$5,000,000.00
$0.00
12,500
2,500
10,000
$1,000.00
$1,000.00
$1,000.00
$5,714,215.56 Redeemed, in full; warrants not outstanding
$5,000,000.00
Preferred Stock w/ Exercised Warrants
$731,000.00
$0.00
$301,000.00
$0.00
$1,000.00
$813,086.56 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
5,000
$379,458.89 Redeemed, in full; warrants not outstanding
$731,000.00
$15,000,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$7,500,000.00
$0.00
301
$1,000.00
$15,000.00
15
3,400,000
$1,000.00
52,093,973
$750,000.00
750
$371,250.00
375
$320,372,284.16
Preferred Stock w/ Exercised Warrants
37
$706,264,559.89
$0.00
$37,000.00
$3,400,000,000.00
$3,400,000,000.00
$1,000.00
$301,000.00
Preferred Stock w/ Warrants
731
16,885,192
$273,000.00
273
$4,806.45
$571,967.55
5
595
$61,000.00
61
$4,236,125,671.00 Redeemed, in full; warrants not outstanding
$17,580,291.55 Redeemed, in full; warrants not outstanding
$15,000,000.00
15,000
$1,000.00
$7,359,000.00
7,500
$981.20
75,792
$100,000.00
$9,232,652.17 Sold, in full; warrants not outstanding
($141,000.00)
($73,590.00)
Preferred Stock w/ Warrants
$7,579,200,000.00
$0.00
$8,320,638,950.83 Redeemed, in full; warrants not outstanding
$7,579,200,000.00
Preferred Stock w/ Exercised Warrants
$5,450,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$12,000,000.00
$0.00
$6,474,752.14 Redeemed, in full; warrants not outstanding
$5,450,000.00
5,450
$1,000.00
$244,225.00
$11,478,575.00
250
11,750
$976.90
$976.90
$2,046,000.00
2,046
$1,000.00
$1,165,528.32
$3,877,691.40
1,312
4,365
$888.36
$888.36
($146,471.68)
($487,308.60)
$282,284.64
284
$12,119,637.37
12,120
$1,000.00
($24,880,362.63)
$40,000.00
1,106,389
$8,984,227.00
14,448
$621.83
($5,463,773.00)
$1,301,856.00
370,899
$13,065,246.00 Sold, in full; warrants not outstanding
($5,775.00)
($271,425.00)
($117,228.00)
Preferred Stock w/ Exercised Warrants
$541,000.00
$1,505,000.00
$0.00
$2,322,183.20 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$5,677,000.00
$0.00
$6,449,130.64 Sold, in full; warrants not outstanding
($50,432.20)
Preferred Stock w/ Warrants
$37,000,000.00
$0.00
$13,444,359.59 Sold, in full; warrants not outstanding
Preferred Stock w/ Warrants
$14,448,000.00
$0.00
$10,180,200.33 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$3,800,000.00
$0.00
$223,208.00 Exited bankruptcy/Receivership
($3,800,000.00)
Preferred Stock w/ Warrants
$16,641,000.00
$0.00
$18,857,818.52 Sold, in full; warrants not outstanding
$3,290,437.50
$1,580,962.50
$9,481,462.50
3,815
1,833
10,993
$862.50
$862.50
$862.50
($524,562.50)
($252,037.50)
($1,511,537.50)
($143,528.63)
Preferred Stock w/ Exercised Warrants
$2,117,000.00
$0.00
$2,569,490.36 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$4,000,000.00
$0.00
$5,210,672.22 Redeemed, in full; warrants not outstanding
$76,458,000.00
$0.00
$88,577,166.67 Redeemed, in full; warrants not outstanding
$2,117,000.00
$0.00
106
4,000
$1,000.00
$200,000.00
200
76,458
$1,000.00
$1,500,000.00
$3,268,000.00
$106,000.00
$76,458,000.00
Preferred Stock w/ Warrants
$1,000.00
$4,000,000.00
Preferred Stock w/ Warrants
2,117
554,330
$2,412,702.03 Sold, in full; warrants outstanding
$500,000.00
$150,000.00
3,118
150,000
$160.36
$1.00
($2,618,000.00)
$1,570,287.00
Preferred Stock w/ Exercised Warrants
$3,700,000.00
$0.00
$4,386,324.64 Redeemed, in full; warrants not outstanding
$3,700,000.00
15,540
$1,000.00
$777,000.00
777
3,518
9,382
22,639
$750.25
$750.25
$750.25
$163,062.90
$1,300,776.05
$191,948.33
175
1,396
206
2,795
$1,000.00
$23,000,000.00
23,000
$1,000.00
$1,150,000.00
1,150
$5,251,500.00
7,002
$750.00
$124,665.75
138
215,000
$1,000.00
$10,000,000.00
1,647,931
$600,000.00
60
$139,000,000.00
$0.00
185
$2,795,000.00
$35,539,000.00
$0.00
$185,000.00
$2,639,379.50
$7,038,845.50
$16,984,909.75
Preferred Stock w/ Exercised Warrants
$15,540,000.00
$1,000.00
$15,540,000.00
Preferred Stock w/ Exercised Warrants
3,700
32,679,102
$586,953.92
2,512
$450,000.00
45
$18,653,115.75 Redeemed, in full; warrants not outstanding
$34,644,476.74 Sold, in full; warrants not outstanding
($878,620.50)
($2,343,154.50)
($5,654,090.25)
($266,631.35)
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$2,795,000.00
$23,000,000.00
$2,765,000.00
$4,237,000.00
$0.00
$0.00
$0.00
$2,985,215.11 Redeemed, in full; warrants not outstanding
$28,642,402.33 Redeemed, in full; warrants not outstanding
$6,496,417.16 Sold, in full; warrants not outstanding
($1,750,500.00)
($52,515.00)
Preferred Stock w/ Warrants
$215,000,000.00
$0.00
$236,287,500.00 Redeemed, in full; warrants not outstanding
$215,000,000.00
Preferred Stock w/ Exercised Warrants
$12,000,000.00
$0.00
$14,075,133.27 Redeemed, in full; warrants not outstanding
$6,599,000,000.00
$0.00
$6,933,220,416.67 Redeemed, in full; warrants not outstanding
$12,000,000.00
Preferred Stock w/ Exercised Warrants
$50,236,000.00
$0.00
12,000
$1,000.00
$6,599,000,000.00
Preferred Stock w/ Warrants
6,599,000
$1,000.00
$13,070,409.40 Sold, in full; warrants not outstanding
$11,738,143.76
Preferred Stock w/ Warrants
$8,950,000.00
$0.00
$298,737,000.00
$0.00
$233.66
$8,950,000.00
Preferred Stock w/ Exercised Warrants
50,236
8,950
($38,497,856.24)
$1,000.00
$10,634,911.78 Redeemed, in full; warrants not outstanding
$7,510,095.07 Currently Not Collectible
($298,737,000.00)
29
Footnote
12,16
8,14,18,44,45
8,11,17
12,16,25
8
11,36
11,14,15
8,11,44
11
8
9,11,15
8
8,11
8,11,14
8
11
8,14,44
11
8,41,44
11
8,17
8,11,14
8,14,45
8,11,17
11
11,16
11
8,18,21,44
8,17
11
11
11
11
11
44
8,117
8,14,18
Institution Name
UMPQUA HOLDINGS CORP.
UMPQUA HOLDINGS CORP.
UMPQUA HOLDINGS CORP.
UNION BANK & TRUST COMPANY
UNION BANK & TRUST COMPANY
UNION BANK & TRUST COMPANY
UNION FINANCIAL CORPORATION
UNION FINANCIAL CORPORATION
UNION FINANCIAL CORPORATION
UNION FIRST MARKET BANKSHARES CORPORATION
UNION FIRST MARKET BANKSHARES CORPORATION
UNION FIRST MARKET BANKSHARES CORPORATION
UNITED AMERICAN BANK
UNITED AMERICAN BANK
UNITED AMERICAN BANK
UNITED BANCORP, INC.
UNITED BANCORP, INC.
UNITED BANCORP, INC.
UNITED BANCORPORATION OF ALABAMA, INC.
UNITED BANCORPORATION OF ALABAMA, INC.
UNITED BANCORPORATION OF ALABAMA, INC.
UNITED BANK CORPORATION
UNITED BANK CORPORATION
UNITED COMMUNITY BANKS, INC.
UNITED COMMUNITY BANKS, INC.
UNITED COMMUNITY BANKS, INC.
UNITED COMMUNITY BANKS, INC.
UNITED COMMUNITY BANKS, INC.
UNITED COMMUNITY BANKS, INC.
UNITED FINANCIAL BANKING COMPANIES, INC.
UNITED FINANCIAL BANKING COMPANIES, INC.
UNITED FINANCIAL BANKING COMPANIES, INC.
UNITY BANCORP, INC.
UNITY BANCORP, INC.
UNITY BANCORP, INC.
UNITY BANCORP, INC.
UNIVERSAL BANCORP
UNIVERSAL BANCORP
UNIVERSAL BANCORP
UNIVERSAL BANCORP
UNIVERSITY FINANCIAL CORP.
UNIVERSITY FINANCIAL CORP.
US METRO BANK
US METRO BANK
UWHARRIE CAPITAL CORP
UWHARRIE CAPITAL CORP
UWHARRIE CAPITAL CORP
VALLEY COMMERCE BANCORP
VALLEY COMMERCE BANCORP
VALLEY COMMUNITY BANK
VALLEY COMMUNITY BANK
VALLEY COMMUNITY BANK
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL GROUP, LTD.
VALLEY FINANCIAL GROUP, LTD.
VALLEY NATIONAL BANCORP
VALLEY NATIONAL BANCORP
VALLEY NATIONAL BANCORP
VALLEY NATIONAL BANCORP
VALLEY NATIONAL BANCORP
VERITEX HOLDINGS, INC. (FIDELITY RESOURCES COMPANY)
VERITEX HOLDINGS, INC. (FIDELITY RESOURCES COMPANY)
VILLAGE BANK AND TRUST FINANCIAL CORP.
VILLAGE BANK AND TRUST FINANCIAL CORP.
VILLAGE BANK AND TRUST FINANCIAL CORP.
VIRGINIA COMMERCE BANCORP, INC.
VIRGINIA COMMERCE BANCORP, INC.
VIRGINIA COMMERCE BANCORP, INC.
VIRGINIA COMPANY BANK
VIRGINIA COMPANY BANK
VIRGINIA COMPANY BANK
VIRGINIA COMPANY BANK
VISION BANK - TEXAS
VISION BANK - TEXAS
VISION BANK - TEXAS
VIST FINANCIAL CORP.
VIST FINANCIAL CORP.
W.T.B. FINANCIAL CORPORATION
W.T.B. FINANCIAL CORPORATION
WACHUSETT FINANCIAL SERVICES, INC.
WACHUSETT FINANCIAL SERVICES, INC.
WACHUSETT FINANCIAL SERVICES, INC.
WACHUSETT FINANCIAL SERVICES, INC.
WAINWRIGHT BANK & TRUST COMPANY
WAINWRIGHT BANK & TRUST COMPANY
WAINWRIGHT BANK & TRUST COMPANY
WASHINGTON BANKING COMPANY
WASHINGTON BANKING COMPANY
WASHINGTON BANKING COMPANY
WASHINGTON FEDERAL, INC.
WASHINGTON FEDERAL, INC.
WASHINGTON FEDERAL, INC.
WASHINGTONFIRST BANKSHARES, INC.
WASHINGTONFIRST BANKSHARES, INC.
WASHINGTONFIRST BANKSHARES, INC.
WAUKESHA BANKSHARES, INC.
WAUKESHA BANKSHARES, INC.
WAUKESHA BANKSHARES, INC.
WAUKESHA BANKSHARES, INC.
WAUKESHA BANKSHARES, INC.
WEBSTER FINANCIAL CORPORATION
WEBSTER FINANCIAL CORPORATION
WEBSTER FINANCIAL CORPORATION
WEBSTER FINANCIAL CORPORATION
WEBSTER FINANCIAL CORPORATION
WELLS FARGO & CO.
WELLS FARGO & CO.
WELLS FARGO & CO.
WESBANCO, INC.
WESBANCO, INC.
WESBANCO, INC.
WEST BANCORPORATION, INC.
WEST BANCORPORATION, INC.
WEST BANCORPORATION, INC.
WESTAMERICA BANCORPORATION
WESTAMERICA BANCORPORATION
WESTAMERICA BANCORPORATION
WESTAMERICA BANCORPORATION
WESTERN ALLIANCE BANCORPORATION
WESTERN ALLIANCE BANCORPORATION
WESTERN ALLIANCE BANCORPORATION
WESTERN COMMUNITY BANCSHARES, INC.
WESTERN COMMUNITY BANCSHARES, INC.
WESTERN ILLINOIS BANCSHARES, INC.
City
PORTLAND
PORTLAND
PORTLAND
OXFORD
OXFORD
OXFORD
ALBUQUERQUE
ALBUQUERQUE
ALBUQUERQUE
BOWLING GREEN
BOWLING GREEN
BOWLING GREEN
SAN MATEO
SAN MATEO
SAN MATEO
TECUMSEH
TECUMSEH
TECUMSEH
ATMORE
ATMORE
ATMORE
BARNESVILLE
BARNESVILLE
BLAIRSVILLE
BLAIRSVILLE
BLAIRSVILLE
BLAIRSVILLE
BLAIRSVILLE
BLAIRSVILLE
VIENNA
VIENNA
VIENNA
CLINTON
CLINTON
CLINTON
CLINTON
BLOOMFIELD
BLOOMFIELD
BLOOMFIELD
BLOOMFIELD
ST. PAUL
ST. PAUL
GARDEN GROVE
GARDEN GROVE
ALBEMARLE
ALBEMARLE
ALBEMARLE
VISALIA
VISALIA
PLEASANTON
PLEASANTON
PLEASANTON
ROANOKE
ROANOKE
ROANOKE
ROANOKE
ROANOKE
ROANOKE
ROANOKE
SAGINAW
SAGINAW
WAYNE
WAYNE
WAYNE
WAYNE
WAYNE
DALLAS
DALLAS
MIDLOTHIAN
MIDLOTHIAN
MIDLOTHIAN
ARLINGTON
ARLINGTON
ARLINGTON
NEWPORT NEWS
NEWPORT NEWS
NEWPORT NEWS
NEWPORT NEWS
RICHARDSON
RICHARDSON
RICHARDSON
WYOMISSING
WYOMISSING
SPOKANE
SPOKANE
CLINTON
CLINTON
CLINTON
CLINTON
BOSTON
BOSTON
BOSTON
OAK HARBOR
OAK HARBOR
OAK HARBOR
SEATTLE
SEATTLE
SEATTLE
RESTON
RESTON
RESTON
WAUKESHA
WAUKESHA
WAUKESHA
WAUKESHA
WAUKESHA
WATERBURY
WATERBURY
WATERBURY
WATERBURY
WATERBURY
MINNEAPOLIS
MINNEAPOLIS
MINNEAPOLIS
WHEELING
WHEELING
WHEELING
WEST DES MOINES
WEST DES MOINES
WEST DES MOINES
SAN RAFAEL
SAN RAFAEL
SAN RAFAEL
SAN RAFAEL
LAS VEGAS
LAS VEGAS
LAS VEGAS
PALM DESERT
PALM DESERT
MONMOUTH
State
OR
OR
OR
NC
NC
NC
NM
NM
NM
VA
VA
VA
CA
CA
CA
MI
MI
MI
AL
AL
AL
GA
GA
GA
GA
GA
GA
GA
GA
VA
VA
VA
NJ
NJ
NJ
NJ
IN
IN
IN
IN
MN
MN
CA
CA
NC
NC
NC
CA
CA
CA
CA
CA
VA
VA
VA
VA
VA
VA
VA
MI
MI
NJ
NJ
NJ
NJ
NJ
TX
TX
VA
VA
VA
VA
VA
VA
VA
VA
VA
VA
TX
TX
TX
PA
PA
WA
WA
MA
MA
MA
MA
MA
MA
MA
WA
WA
WA
WA
WA
WA
VA
VA
VA
WI
WI
WI
WI
WI
CT
CT
CT
CT
CT
MN
MN
MN
WV
WV
WV
IA
IA
IA
CA
CA
CA
CA
NV
NV
NV
CA
CA
IL
Date
11/14/2008
2/17/2010
3/31/2010
5/1/2009
12/18/2009
9/22/2011
12/29/2009
7/25/2012
10/2/2013
12/19/2008
11/18/2009
12/23/2009
2/20/2009
7/2/2014
9/26/2014
1/16/2009
6/19/2012
7/18/2012
12/23/2008
9/3/2010
5/13/2015
5/22/2009
7/3/2012
12/5/2008
3/26/2013
3/27/2013
3/28/2013
4/9/2013
6/10/2013
1/16/2009
12/15/2010
9/15/2011
12/5/2008
5/15/2013
7/3/2013
8/28/2013
5/22/2009
8/8/2013
8/12/2013
9/12/2013
6/19/2009
7/30/2010
2/6/2009
3/23/2016
12/23/2008
4/3/2013
10/16/2013
1/30/2009
3/21/2012
1/9/2009
10/21/2013
1/6/2014
12/12/2008
11/14/2012
2/20/2013
5/15/2013
8/14/2013
10/16/2013
11/13/2013
12/18/2009
9/22/2011
11/14/2008
6/3/2009
9/23/2009
12/23/2009
5/24/2010
6/26/2009
8/25/2011
5/1/2009
11/19/2013
1/6/2014
12/12/2008
12/11/2012
1/31/2014
6/12/2009
8/8/2013
8/12/2013
9/12/2013
4/24/2009
12/28/2012
7/10/2013
12/19/2008
8/1/2012
1/30/2009
9/15/2011
12/11/2009
4/4/2012
1/30/2013
4/23/2014
12/19/2008
11/24/2009
12/16/2009
1/16/2009
1/12/2011
3/2/2011
11/14/2008
5/27/2009
3/15/2010
1/30/2009
10/30/2009
8/4/2011
6/26/2009
2/6/2013
2/7/2013
2/8/2013
3/26/2013
11/21/2008
3/3/2010
10/13/2010
12/29/2010
6/8/2011
10/28/2008
12/23/2009
5/26/2010
12/5/2008
9/9/2009
12/23/2009
12/31/2008
6/29/2011
8/31/2011
2/13/2009
9/2/2009
11/18/2009
11/21/2011
11/21/2008
9/27/2011
11/23/2011
12/23/2008
11/7/2014
12/23/2008
1
Original Investment Type
Preferred Stock w/ Warrants
Original Investment Amount
$214,181,000.00
Outstanding Investment
$0.00
2
Investment Status*
Total Cash Back
$232,156,554.58 Redeemed, in full; warrants not outstanding
Amount
(Fee)4
$214,181,000.00
Shares
Avg. Price
214,181
(Realized Loss) / (Write-off)
Gain
5
Wt Amount
Wt Shares
$1,000.00
$4,500,000.00
Preferred Stock w/ Warrants
$3,194,000.00
$2,997,000.00
$0.00
$7,031,291.65 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$2,179,000.00
$0.00
1,110,898
$2,639,873.33 Redeemed, in full; warrants not outstanding
$6,191,000.00
$65,000.00
65
59,000
$1,000.00
211,318
$138,607.85
435
311,492
111,258
$720,000.00
720,000
$6,677.00
219,908
$283,000.00
283
$2,707,314.00
$0.00
$1,000.00
$1,000.00
$10,125.00
$8,700,000.00
600
1,579
$38,000.00
Preferred Stock w/ Exercised Warrants
160
$450,000.00
$0.00
$160,000.00
$59,000,000.00
$59,000,000.00
$1,000.00
$600,000.00
$1,579,000.00
Preferred Stock w/ Warrants
6,191
764,778
$476,573.62
495
$62,145,972.22 Redeemed, in full; warrants not outstanding
$3,432,657.85 Sold, in full; warrants not outstanding
$3,319,050.00
8,700
$381.50
($5,380,950.00)
20,600
$825.50
($3,594,700.00)
($25,000.00)
Preferred Stock w/ Warrants
$20,600,000.00
$0.00
$20,315,924.72 Sold, in full; warrants not outstanding
$17,005,300.00
Preferred Stock w/ Warrants
$10,300,000.00
$0.00
($255,079.50)
$11,182,763.89 Redeemed, in full; warrants not outstanding
$10,300,000.00
Subordinated Debentures w/ Exercised Warrants
$14,400,000.00
$0.00
$180,000,000.00
$0.00
10,300
$1,000.00
$18,882,079.62 Redeemed, in full; warrants not outstanding
$14,400,000.00
14,400,000
$1.00
$1,516,900.00
$12,587,575.00
$159,145,525.00
Preferred Stock w/ Warrants
1,576
13,078
165,346
$962.50
$962.50
$962.50
$210,367,527.00 Sold, in full; warrants not outstanding
($59,100.00)
($490,425.00)
($6,200,475.00)
($1,732,500.00)
Preferred Stock w/ Exercised Warrants
$5,658,000.00
$0.00
$6,649,963.92 Redeemed, in full; warrants not outstanding
$3,000,000.00
$2,658,000.00
Preferred Stock w/ Exercised Warrants
$20,649,000.00
$9,900,000.00
$0.00
$0.00
$1,000.00
$1,000.00
$10,324,000.00
$10,325,000.00
Preferred Stock w/ Warrants
3,000
2,658
10,324
10,325
$1,000.00
$1,000.00
$28,013,814.50 Redeemed, in full; warrants not outstanding
$12,066,668.65 Sold, in full; warrants not outstanding
$237,527.50
$9,168,561.50
250
9,650
$950.11
$950.11
($12,472.50)
($481,438.50)
$11,926,000.00
11,926,000
$1.00
$2,861,000.00
2,861
$1,000.00
$143,000.00
143
$7,742,000.00
$2,258,000.00
7,742
2,258
$1,000.00
$1,000.00
$500,000.00
500
$7,700,000.00
7,700
$1,000.00
$385,000.00
385
5,500
$417.60
$45,815.25
275
1,600
1,600
1,600
1,600
9,619
$1,000.00
$1,000.00
$1,000.00
$1,000.00
$1,000.00
$1,547,891.58
344,742
$65,000.00
65
$5,421,615.27
2,532,542
$150,000.00
150
$33,263,000.00
2,696,203
$63,481.25
143
($94,060.89)
Subordinated Debentures
$11,926,000.00
$0.00
$12,948,886.40 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$2,861,000.00
$0.00
$3,465,216.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$10,000,000.00
$0.00
$12,916,040.83 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$7,700,000.00
$5,500,000.00
$0.00
$0.00
$9,403,400.50 Redeemed, in full; warrants not outstanding
$2,947,090.75 Sold, in full; warrants not outstanding
$2,296,800.00
($3,203,200.00)
($25,000.00)
Preferred Stock w/ Warrants
$16,019,000.00
$0.00
$21,311,670.48 Redeemed, in full; warrants not outstanding
$1,600,000.00
$1,600,000.00
$1,600,000.00
$1,600,000.00
$9,619,000.00
Preferred Stock w/ Exercised Warrants
$1,300,000.00
$0.00
$1,489,774.73 Redeemed, in full; warrants not outstanding
$1,300,000.00
Preferred Stock w/ Exercised Warrants
$300,000,000.00
$3,000,000.00
$0.00
$0.00
$1,000.00
$75,000,000.00
$125,000,000.00
$100,000,000.00
Preferred Stock w/ Warrants
1,300
75,000
125,000
100,000
$1,000.00
$1,000.00
$1,000.00
$318,400,781.94 Redeemed, in full; warrants not outstanding
$3,503,795.81 Redeemed, in full; warrants not outstanding
$3,000,000.00
$14,738,000.00
$0.00
$1,000.00
$5,672,361.44
Preferred Stock w/ Warrants
3,000
14,738
$384.88
71,000
$1,000.00
$6,933,870.05 Sold, in full; warrants outstanding
($9,065,638.56)
($56,723.61)
Preferred Stock w/ Warrants
$71,000,000.00
$0.00
$118,453,138.89 Redeemed, in full; warrants not outstanding
$71,000,000.00
Preferred Stock w/ Exercised Warrants
$4,700,000.00
$0.00
$3,694,442.50 Sold, in full; warrants not outstanding
$325,353.86
$2,543,620.14
533
4,167
$610.42
$610.42
($207,646.14)
($1,623,379.86)
$787,500.00
$712,500.00
788
713
$1,000.00
$1,000.00
$75,000.00
75
$25,000,000.00
25,000
$1,000.00
$1,189,813.00
367,984
$110,000,000.00
110,000
$1,000.00
$5,500,000.00
5,500
$3,000,000.00
$4,000,000.00
$5,000,000.00
3,000
4,000
5,000
$1,000.00
$1,000.00
$1,000.00
$478,000.00
478
$22,000,000.00
22,000
$1,000.00
$568,700.00
390,071
$1,625,000.00
246,082
$15,388,874.07
1,707,456
$332,000.00
332
$18,644.66
$147,194.69
19
150
$20,388,842.06
3,282,276
$840,374,891.73
110,261,688
$950,000.00
439,282
$700,000.00
474,100
$878,256.00
246,698
$415,000.00
787,107
($25,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$1,500,000.00
$0.00
$1,898,258.59 Redeemed, in full; warrants not outstanding
$25,000,000.00
$0.00
$30,710,646.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$110,000,000.00
$0.00
$131,236,874.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$12,000,000.00
$0.00
$14,731,826.23 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$22,000,000.00
$26,380,000.00
$0.00
$0.00
$23,592,311.11 Redeemed, in full; warrants not outstanding
$30,628,344.45 Redeemed, in full; warrants not outstanding
$26,380,000.00
Preferred Stock w/ Warrants
$200,000,000.00
$0.00
26,380
$220,749,985.18 Redeemed, in full; warrants not outstanding
$200,000,000.00
Preferred Stock w/ Warrants
$6,633,000.00
$6,842,000.00
$0.00
$1,000.00
200,000
$1,000.00
$15,317,317.86 Redeemed, in full; warrants not outstanding
$13,475,000.00
$5,625,000.00
$0.00
$1,000.00
$4,831,002.80
$92,690.00
$290,119.70
Preferred Stock w/ Exercised Warrants
13,475
5,212
100
313
$926.90
$926.90
$926.90
100,000
100,000
200,000
$1,000.00
$1,000.00
$1,000.00
$6,398,893.44 Sold, in full; warrants not outstanding
($380,997.20)
($7,310.00)
($22,880.30)
($52,138.13)
Preferred Stock w/ Warrants
$400,000,000.00
$0.00
$457,333,286.51 Redeemed, in full; warrants not outstanding
$100,000,000.00
$100,000,000.00
$200,000,000.00
Preferred Stock w/ Warrants
$25,000,000,000.00
$0.00
$27,281,347,113.95 Redeemed, in full; warrants not outstanding
$25,000,000,000.00
Preferred Stock w/ Warrants
$75,000,000.00
$0.00
$36,000,000.00
$0.00
$83,726,000.00
$0.00
$140,000,000.00
$0.00
$7,290,000.00
$0.00
36,000
$1,000.00
41,863
41,863
$1,000.00
$1,000.00
$160,365,000.00 Redeemed, in full; warrants not outstanding
$140,000,000.00
Preferred Stock w/ Exercised Warrants
$1,000.00
$87,360,236.61 Redeemed, in full; warrants not outstanding
$41,863,000.00
$41,863,000.00
Preferred Stock w/ Warrants
75,000
$41,195,000.00 Redeemed, in full; warrants not outstanding
$36,000,000.00
Preferred Stock w/ Warrants
$1,000,000.00
$78,804,166.67 Redeemed, in full; warrants not outstanding
$75,000,000.00
Preferred Stock w/ Warrants
25,000
140,000
$1,000.00
$554,083.00 Currently Not Collectible
($7,290,000.00)
Preferred Stock w/ Exercised Warrants
$6,855,000.00
$0.00
$13,053,910.87 Sold, in full; warrants not outstanding
30
Footnote
8,11,78
8
11
11
8,14
8,14,45
11
Institution Name
WESTERN ILLINOIS BANCSHARES, INC.
WESTERN ILLINOIS BANCSHARES, INC.
WESTERN ILLINOIS BANCSHARES, INC.
WESTERN ILLINOIS BANCSHARES, INC.
WESTERN RESERVE BANCORP, INC.
WESTERN RESERVE BANCORP, INC.
WHITE RIVER BANCSHARES COMPANY
WHITE RIVER BANCSHARES COMPANY
WHITE RIVER BANCSHARES COMPANY
WHITE RIVER BANCSHARES COMPANY
WHITNEY HOLDING CORPORATION
WHITNEY HOLDING CORPORATION
WILMINGTON TRUST CORPORATION / M&T BANK CORPORATION
WILMINGTON TRUST CORPORATION / M&T BANK CORPORATION
WILSHIRE BANCORP, INC.
WILSHIRE BANCORP, INC.
WILSHIRE BANCORP, INC.
WINTRUST FINANCIAL CORPORATION
WINTRUST FINANCIAL CORPORATION
WINTRUST FINANCIAL CORPORATION
WORTHINGTON FINANCIAL HOLDINGS, INC.
WORTHINGTON FINANCIAL HOLDINGS, INC.
WORTHINGTON FINANCIAL HOLDINGS, INC.
WSFS FINANCIAL CORPORATION
WSFS FINANCIAL CORPORATION
WSFS FINANCIAL CORPORATION
YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION
YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION
YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION
YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION
YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION
YORK TRADITIONS BANK
YORK TRADITIONS BANK
ZIONS BANCORPORATION
ZIONS BANCORPORATION
ZIONS BANCORPORATION
ZIONS BANCORPORATION
City
MONMOUTH
MONMOUTH
MONMOUTH
MONMOUTH
MEDINA
MEDINA
FAYETTEVILLE
FAYETTEVILLE
FAYETTEVILLE
FAYETTEVILLE
NEW ORLEANS
NEW ORLEANS
WILMINGTON
WILMINGTON
LOS ANGELES
LOS ANGELES
LOS ANGELES
LAKE FOREST
LAKE FOREST
LAKE FOREST
HUNTSVILLE
HUNTSVILLE
HUNTSVILLE
WILMINGTON
WILMINGTON
WILMINGTON
ELKIN
ELKIN
ELKIN
ELKIN
ELKIN
YORK
YORK
SALT LAKE CITY
SALT LAKE CITY
SALT LAKE CITY
SALT LAKE CITY
State
IL
IL
IL
IL
OH
OH
AR
AR
AR
AR
LA
LA
DE
DE
CA
CA
CA
IL
IL
IL
AL
AL
AL
DE
DE
DE
NC
NC
NC
NC
NC
PA
PA
UT
UT
UT
UT
Date
12/29/2009
11/8/2012
11/9/2012
1/11/2013
5/15/2009
11/30/2012
2/20/2009
7/1/2014
7/2/2014
9/26/2014
12/19/2008
6/3/2011
12/12/2008
5/13/2011
12/12/2008
4/3/2012
6/20/2012
12/19/2008
12/22/2010
2/14/2011
5/15/2009
6/24/2013
7/26/2013
1/23/2009
4/3/2012
9/12/2012
1/16/2009
7/24/2009
9/18/2012
6/10/2013
6/11/2013
4/24/2009
7/14/2011
11/14/2008
3/28/2012
9/26/2012
12/5/2012
1
Original Investment Amount
$4,567,000.00
Original Investment Type
Outstanding Investment
2
Total Cash Back
Investment Status*
Amount
(Fee)4
$1,050,524.72
$9,673,015.37
Shares
Avg. Price
1,117
10,305
$940.49
$938.67
$4,700,000.00
4,700
1,300
15,500
$1,063.21
$1,063.21
$300,000,000.00
300,000
330,000
$943.51
($66,475.28)
($631,984.63)
Wt Amount
Wt Shares
$1,000.00
62,158
5
$1,000.00
$330,000,000.00
Gain
$1,000.00
$1,300,000.00
$15,500,000.00
(Realized Loss) / (Write-off)
$335,417.06
343
$235,000.00
235
$1,002,535.38
840
$6,900,000.00
2,631,579
$760,000.00
949,460
$25,600,564.15
1,643,295
$90,940.00
136
$1,800,000.00
175,105
$55,677.00
$20,000.00
91,178
128,663
$244,000.00
244
$7,666,418.51
$8,067,282,497.60
5,789,909
($107,235.41)
Preferred Stock w/ Exercised Warrants
$4,700,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$16,800,000.00
$0.00
$5,842,197.92 Redeemed, in full; warrants not outstanding
$20,275,427.10 Sold, in full; warrants not outstanding
$82,173.00
$979,755.00
($178,619.28)
Preferred Stock w/ Warrants
$300,000,000.00
Preferred Stock w/ Warrants
$330,000,000.00
Preferred Stock w/ Warrants
$62,158,000.00
$0.00
$0.00
$0.00
$343,733,333.33 Redeemed, in full; warrants not outstanding
$369,920,833.33 Redeemed, in full; warrants outstanding
$68,809,170.52 Sold, in full; warrants not outstanding
$58,646,694.58
Preferred Stock w/ Warrants
$250,000,000.00
$0.00
($879,700.42)
$300,704,730.81 Redeemed, in full; warrants not outstanding
$250,000,000.00
Preferred Stock w/ Exercised Warrants
$2,720,000.00
$0.00
($3,511,305.42)
250,000
$1,000.00
$2,780,391.21 Sold, in full; warrants not outstanding
$2,343,851.20
2,720
$861.71
($376,148.80)
52,625
$915.11
($4,467,336.25)
($24,999.99)
Preferred Stock w/ Warrants
$52,625,000.00
$0.00
$57,640,856.64 Sold, in full; warrants not outstanding
$48,157,663.75
Preferred Stock w/ Warrants
$36,000,000.00
$13,312,000.00
$0.00
$52,383,419.85 Sold, in full; warrants not outstanding
$44,149,056.00
Preferred Stock w/ Exercised Warrants
$4,871,000.00
$0.00
($722,364.96)
($662,235.84)
49,312
$895.30
$5,705,022.14 Redeemed, in full; warrants not outstanding
$4,871,000.00
$1,400,000,000.00
TOTALS
$204,894,726,320.00
$0.00
$47,536,331.76
4,871
$1,000.00
$700,000,000.00
$700,000,000.00
Preferred Stock w/ Warrants
($5,162,944.00)
700,000
700,000
$1,000.00
$1,000.00
$1,661,027,529.62 Redeemed, in full; warrants not outstanding
$226,753,075,710.60
$199,662,883,791.99
($38,027,858.19)
($5,184,306,196.39)
$6,909,638,810.00
31
Footnote
Footnote Description
All pricing is at par.
Total Cash Back includes net capital repayments, interest and dividends, warrant proceeds, and other income (less expenses).
Capital Repayments includes gross capital repayments, gross auction proceeds, exchanges into CDCI, and SBLF fundings.
Includes: (i) placement fees in private auctions of a CPP issuer’s securities where Treasury pays placement fees to the placement agents in an amount equal to a minimum of $50,000 (per
issuer) or 1.00% of gross aggregate proceeds for each security and (ii) unreimbursed underwriting fees in public offerings. Placement fees in private auctions are paid approximately one
month after settlement.
5 Net proceeds from sales and auctions can be calculated by adding the “Amount” and “(Fee)” columns under the "Capital Repayment / Disposition / Auction" plus any amount in the "Gain"
column. Note that "(Fee)" is a negative number.
6 This transaction was included in previous Transaction Reports with Merrill Lynch & Co., Inc. listed as the qualifying institution and a 10/28/2008 transaction date, footnoted to indicate that
settlement was deferred pending merger. The purchase of Merrill Lynch by Bank of America was completed on 1/1/2009, and this transaction under the CPP was funded on 1/9/2009.
1
2
3
4
7 The warrant disposition proceeds amount are stated pro rata in respect of the CPP investments in Bank of America Corporation that occurred on 10/28/2008 and 1/9/2009. The total net
disposition proceeds from CPP warrants on 3/3/2010 was $305,913,040, consisting of $183,547,824 and $122,365,216. Proceeds from the disposition of TIP warrants on 3/3/2010 appear
on a following page of this report.
8 Privately-held qualified financial institution; Treasury received a warrant to purchase additional shares of preferred stock (unless the institution is a CDFI), which it exercised immediately.
9 To promote community development financial institutions (CDFIs), Treasury does not require warrants as part of its investment in certified CDFIs when the size of the investment is $50
million or less.
10 Treasury cancelled the warrants received from this institution due to its designation as a CDFI.
11 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009.
12 Redemption pursuant to a qualified equity offering.
13 This amount does not include accrued and unpaid dividends, which must be paid at the time of capital repayment.
14 The proceeds associated with the disposition of this investment do not include accrued and unpaid dividends.
15 Subchapter S corporation; Treasury received a warrant to purchase additional subordinated debentures (unless the institution is a CDFI), which it exercised immediately.
16 In its qualified equity offering, this institution raised more capital than Treasury’s original investment, therefore, the number of Treasury’s shares underlying the warrant was reduced by half.
17 This institution participated in the expansion of CPP for small banks.
18 This institution received an additional investment through the expansion of CPP for small banks.
19 Treasury made three separate investments in Citigroup Inc. (Citigroup) under the CPP, Targeted Investment Program (TIP), and Asset Guarantee Program (AGP) for a total of $49 billion.
On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in Fixed Rate Cumulative Perpetual Preferred Stock, Series H (CPP
Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. On 7/23/2009 and 7/30/2009, Treasury exchanged a total of $25 billion of the CPP shares for Series M
Common Stock Equivalent (“Series M”) and a warrant to purchase shares of Series M. On 9/11/2009, Series M automatically converted to 7,692,307,692 shares of common stock and the
associated warrant terminated on receipt of certain shareholder approvals.
20 On 8/24/2009, Treasury exchanged its series C preferred stock issued by Popular, Inc. for a like amount of non tax-deductible trust preferred securities issued by Popular Capital Trust III,
administrative trustee for Popular, Inc. Popular, Inc. paid a $13 million exchange fee in connection with this transaction.
21 This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank
holding companies. The institution in which Treasury's original investment was made is shown in parentheses.
22 As of the date of this report, this institution is in bankruptcy proceedings.
32
Footnote
Footnote Description
23 On 12/10/2009, the bankruptcy reorganization plan of CIT Group Inc. became effective and Treasury's preferred stock and warrant investment were extinguished and replaced by
contingent value rights (CVRs). On 2/8/2010, the CVRs expired without value as the terms and conditions for distribution of common shares to holders of CVRs were not met.
24 On 12/11/2009, Treasury exchanged its series A preferred stock issued by Superior Bancorp, Inc. for a like amount of non tax-deductible Trust Preferred Securities issued by Superior
Capital Trust II, administrative trustee for Superior Bancorp.
25 On 2/1/2010, following the acquisition of First Market Bank (First Market) by Union Bankshares Corporation (the acquiror), the preferred stock and exercised warrants issued by First Market
on 2/6/2009 were exchanged for a like amount of securities of the acquiror in a single series but with a blended dividend rate equivalent to those of Treasury's original investment.
26 On 2/11/2010, Pacific Coast National Bancorp dismissed its bankruptcy proceedings with no recovery to any creditors or investors, including Treasury, and the investment was
extinguished.
27 On 3/8/2010, Treasury exchanged its $84,784,000 of preferred stock in Midwest Banc Holdings, Inc. (MBHI) for $89,388,000 of mandatory convertible preferred Stock (MCP), which is
equivalent to the initial investment amount of $84,784,000, plus $4,604,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by MBHI of the conditions
related to its capital plan, the MCP may be converted to common stock.
28 On 3/30/2010, Treasury exchanged its $7,500,000 of subordinated debentures in GulfSouth Private Bank for an equivalent amount of preferred stock, in connection with its conversion from
a Subchapter S-Corporation, that comply with the CPP terms applicable to privately held qualified financial institutions.
29 On 4/16/2010, Treasury exchanged its $72,000,000 of preferred stock in Independent Bank Corporation (Independent) for $74,426,000 of mandatory convertible preferred Stock (MCP),
which is equivalent to the initial investment amount of $72,000,000, plus $2,426,000 of capitalized previously accrued and unpaid dividends. On 7/26/13, Treasury entered into a securities
purchase agreement with Independent pursuant to which Treasury agreed to sell to Independent the MCP and the warrant issued by Independent, subject to the conditions specified in such
agreement. On 8/30/13, Treasury completed the sale of the MCP and warrant to Independent pursuant to the terms of such agreement.
30 Treasury received Citigroup common stock pursuant to the June 2009 Exchange Agreement between Treasury and Citigroup which provided for the exchange into common shares of the
preferred stock that Treasury purchased in connection with Citigroup's participation in the Capital Purchase Program (see note 11). On April 26, 2010, Treasury gave Morgan Stanley & Co.
Incorporated (Morgan Stanley) discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the
period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. On May 26, 2010, Treasury again gave Morgan
Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June
30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. On July 23, 2010, Treasury again gave Morgan Stanley discretionary
authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on September 30, 2010 (or on
completion of the sale). Completion of the sale under this authority occurred on September 30, 2010. On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan
Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on
December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. All such sales were generally made at the market price. On December 6, 2010,
Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. See "Capital Purchase Program - Citigroup, Inc., Common Stock Disposition" on following
page for the actual number of shares sold by Morgan Stanley, the weighted average price per share and the total proceeds to Treasury from all such sales during those periods.
31 On 8/26/2010, Treasury completed the exchange of its $303,000,000 of preferred stock in Sterling Financial Corporation (Sterling) for a like amount of mandatorily convertible preferred
Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Sterling entered into on 4/29/2010. Since Sterling also fulfilled the conversion conditions set forth in
the Certificate of Designations for the MCP, including those related to its capital plan, Treasury’s $303,000,000 of MCP was subsequently, as of 8/26/2010, converted into 378,750,000
shares of common stock.
32 On 8/20/2010, Sonoma Valley Bank, Sonoma, CA, the banking subsidiary of Sonoma Valley Bancorp, was closed by the California Department of Financial Institutions, and the Federal
Deposit Insurance Corporation (FDIC) was named Receiver.
33 On 6/30/2010, Treasury exchanged $46,400,000 of its series A preferred stock in First Merchants Corporation for a like amount of non tax-deductible Trust Preferred Securities issued by
First Merchants Capital Trust III.
33
Footnote
Footnote Description
34 On 7/20/2010, Treasury completed the exchange of its $400,000,000 of preferred stock in First BanCorp for $424,174,000 of mandatorily convertible preferred Stock (MCP), which is
equivalent to the initial investment amount of $400,000,000, plus $24,174,000 of capitalized previously accrued and unpaid dividends. On 10/07/2011, following the completion of the
conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 32,941,797 shares of common stock of First BanCorp. Treasury
received all accrued and previously unpaid dividends on the MCP at the time of the conversion. First BanCorp has agreed to have a Treasury observer attend board of directors meetings.
35 On 8/31/2010, following the completion of the conditions related to Pacific Capital Bancorp's (Pacific Capital) capital plan, Treasury exchanged its $180,634,000 of preferred stock in Pacific
Capital for $195,045,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $180,634,000, plus $14,411,000 of capitalized previously
accrued and unpaid dividends. On 9/27/2010, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was
converted into 360,833,250 shares of common stock of Pacific Capital. Following a reverse stock split effective 12/28/10, Treasury held 3,608,332 shares of Pacific Capital common stock.
Effective 11/30/12, Pacific Capital merged with and into UnionBanCal Corporation and each outstanding share of common stock of the Company was converted into the right to receive
$46.00 per share in cash, and Treasury received $165,983,272 in respect of its common stock and $393,121 in respect of its warrant.
36 This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has completed an exchange of its Capital Purchase Program investment for an
investment under the terms of the CDCI program. See "Community Development Capital Initiative" below.
37 At the time of this institution’s exchange into the CDCI program, the warrant preferreds were included in the total amount of preferred stock exchanged for Treasury’s CDCI investment.
Therefore this disposition amount does not represent cash proceeds to Treasury.
38 On 9/30/2010, Treasury completed the exchange of its $80,347,000 of preferred stock in Hampton Roads Bankshares, Inc. (Hampton) for a like amount of mandatorily convertible preferred
Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Hampton entered into on 8/12/2010. Since Hampton also fulfilled the conversion conditions set forth
in the Certificate of Designations for the MCP, Treasury’s $80,347,000 of MCP was subsequently converted into 52,225,550 shares of common stock.
39 Treasury entered into an agreement on 1/28/2011 with North American Financial Holdings, Inc. for the sale of all preferred stock and warrants issued by Capital Bank Corporation to
Treasury for an aggregate purchase price of $41,279,000. Since the conditions to closing of the sale were satisfied, the closing of the sale also occurred on 1/28/2011.
40 On 2/18/11, Treasury completed the exchange of its $135,000,000 of preferred stock (including accrued and unpaid dividends thereon) in Central Pacific Financial Corp. for not less than
5,620,117 shares of common stock, pursuant to an exchange agreement dated 2/17/2011.
41 As a result of the acquisition of Fidelity Resources Company (the acquired company) by Veritex Holdings, Inc. (the acquiror), the preferred stock and exercised warrants issued by the
acquired company on 6/26/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the
acquiror entered into on 3/23/2011.
42 As a result of the acquisition of NC Bancorp, Inc. (the acquired company) by Metropolitan Bank Group, Inc. (the acquiror), Treasury exchanged $6,880,000 of its preferred stock in NC
Bancorp, Inc. and $71,526,000 of its preferred stock in Metropolitan Bank Group, Inc. for $81,892,000 of a new series of preferred stock in Metropolitan Bank Group, Inc., which is
equivalent to the combined initial investment amount of $78,406,000 plus $3,486,000 of capitalized previously accrued and unpaid dividends, pursuant to the terms of an agreement among
Treasury, the acquired company and the acquiror entered into on 3/30/2011. Exercised warrants were also exchanged at the time of the agreement.
43 On 7/5/2011, Treasury completed a transaction with Harris Financial Corp., a wholly-owned subsidiary of Bank of Montreal ("BMO"), for the sale of (i) all Marshall & Ilsley Corporation
("M&I") Preferred Stock held by Treasury for a purchase price of $1,715,000,000 plus accrued dividends and (ii) the Treasury-held M&I Warrant for an amount equal to $3,250,000,
pursuant to the terms of the agreement between Treasury and BMO entered into on 05/16/2011.
44 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 using proceeds received in connection with the institution’s participation in the
Small Business Lending Fund.
45 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 - part of the repayment amount obtained from proceeds received in connection
with the institution’s participation in the Small Business Lending Fund.
34
Footnote
Footnote Description
46 On 11/5/2010, Pierce Commercial Bank, Tacoma, WA, the banking subsidiary of Pierce County Bancorp, was closed by the Washington Department of Financial Institutions, and the
Federal Deposit Insurance Corporation (FDIC) was named Receiver.
47 On 11/12/2010, Tifton Banking Company, Tifton, GA, was closed by the Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named
Receiver.
48 On 3/11/2011, Legacy Bank, Milwaukee, WI, the banking subsidiary of Legacy Bancorp, Inc., was closed by the State of Wisconsin Department of Financial Institutions, and the Federal
Deposit Insurance Corporation (FDIC) was named Receiver.
49 On 4/15/2011, Superior Bank, Birmingham, AL, the banking subsidiary of Superior Bancorp Inc., was closed by the Office of Thrift Supervision, and the Federal Deposit Insurance
Corporation (FDIC) was named Receiver.
50 On 7/15/2011, First Peoples Bank, Port Saint Lucie, Florida, the banking subsidiary of FPB Bancorp, Inc., was closed by the Florida Office of Financial Regulation, and the Federal Deposit
Insurance Corporation (FDIC) was named Receiver.
51 On 7/15/2011, One Georgia Bank, Atlanta, GA was closed by the State of Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named
Receiver.
52 On 7/29/2011, Integra Bank, National Association, Evansville, Indiana, the banking subsidiary of Integra Bank Corporation, was closed by the Office of the Comptroller of the Currency,
which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver.
53 On 10/21/2011, Treasury completed the exchange of all FNB United Corp. ("FNB United") preferred stock and warrants held by Treasury for 108,555,303 shares of FNB United common
stock and an amended and restated warrant, pursuant to the terms of the agreement between Treasury and FNB United entered into on 08/12/2011.
54 As a result of the acquisition of Berkshire Bancorp, Inc. (the acquired company) by Customers Bancorp, Inc. (the acquiror), the preferred stock and exercised warrants issued by the
acquired company on 6/12/2009 were exchanged for a like amount of securities of the acquiror plus accrued and previously unpaid dividends, pursuant to the terms of an agreement
among Treasury, the acquired company and the acquiror entered into on 9/16/2011.
55 On 9/23/2011, Citizens Bank of Northern California, Nevada City, California, the banking subsidiary of Citizens Bancorp, was closed by the California Department of Financial Institutions,
which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver.
56 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 in connection with the institution’s participation in the Small Business Lending
Fund, which occurred at a later date.
57 On 10/14/2011, Country Bank, Aledo, Illinois, the banking subsidiary of CB Holding Corp., was closed by the Illinois Department of Financial and Professional Regulation - Division of
Banking, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver.
58 As a result of a reincorporation transaction whereby Crescent Financial Corporation (CFC) was merged into Crescent Financial Bancshares, Inc. (CFB), the preferred stock and warrant
issued by CFC on 1/9/2009 were exchanged for a like amount of securities of CFB, pursuant to the terms of an agreement among Treasury, CFC and CFB entered into on 11/15/2011.
59 As a result of the acquisition of Center Financial Corporation by BBCN Bancorp, Inc. (formerly Nara Bancorp, Inc.), the preferred stock and warrant issued by Center Financial Corporation
were exchanged for a like amount of securities of BBCN Bancorp, Inc., pursuant to the terms of an agreement among Treasury, Center Financial Corporation, and BBCN Bancorp, Inc.
entered into on 11/30/2011.
60 On 1/3/2012, Treasury completed (i) the sale to F.N.B. Corporation (“F.N.B.”) of all of the preferred stock that had been issued to Treasury by Parkvale Financial Corporation (“Parkvale”)
for a purchase price of $31,762,000 plus accrued dividends and (ii) the exchange of the Parkvale warrant held by Treasury for a like F.N.B. warrant, pursuant to the terms of the agreement
between Treasury and F.N.B. entered into on 12/29/2011 in connection with the merger of Parkvale and F.N.B. effective 01/01/2012.
61 As a result of the acquisition of State Bancorp, Inc. (the acquired company) by Valley National Bancorp (the acquiror), the warrant issued by the acquired company on 12/5/2008 was
exchanged for a like security of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 1/1/2012.
62 On 1/27/2012, pursuant to the terms of the merger of Regents Bancshares, Inc. (“Regents”) with Grandpoint Capital, Inc., Treasury received $13,214,858.00 (representing the par amount
together with accrued and unpaid dividends thereon) in respect of the preferred stock (including that received from the exercise of warrants) that had been issued to Treasury by Regents.
35
Footnote
Footnote Description
63 On 1/27/2012, Tennessee Commerce Bank, Franklin, TN, the banking subsidiary of Tennessee Commerce Bancorp, Inc., was closed by the Tennessee Department of Financial
Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver.
64 On 2/10/2012, SCB Bank, Shelbyville, Indiana, the banking subsidiary of Blue River Bancshares, Inc., was closed by the Office of the Comptroller of the Currency, which appointed the
Federal Deposit Insurance Corporation (FDIC) as receiver.
65 On 2/10/2012, Treasury entered into an agreement with Broadway Financial Corporation to exchange Treasury’s $15,000,000 of preferred stock for common stock. The exchange is
subject to the fulfillment by Broadway Financial Corporation of certain conditions, including the satisfactory completion of a capital plan.
66 On 4/20/2012, Fort Lee Federal Savings Bank, FSB, Fort Lee, New Jersey, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance
Corporation (FDIC) as receiver.
67 As a result of the acquisition of Community Holding Company of Florida, Inc. (the acquired company) by Community Bancshares of Mississippi, Inc. (the acquiror), the preferred stock and
exercised warrants issued by the acquired company on 2/6/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury,
the acquired company and the acquiror entered into on 7/19/2012.
68 On 7/13/2012, Glasgow Savings Bank, Glasgow, MO, the banking subsidiary of Gregg Bancshares, Inc. , was closed by the Missouri Division of Finance, which appointed the Federal
Deposit Insurance Corporation (FDIC) as receiver.
69 On 7/27/2012, Treasury entered into an agreement with Pinnacle Bank Holding Company, Inc. (“Pinnacle”) pursuant to which Treasury agreed to sell its CPP preferred stock back to
Pinnacle at a discount subject to the satisfaction of the conditions specified in the agreement.
70 On 10/19/2012, GulfSouth Private Bank, Destin, Florida, was closed by the Florida Office of Financial Regulation, which appointed the Federal Deposit Insurance Corporation (FDIC) as
receiver.
71 On 10/19/2012, Excel Bank, Sedalia, Missouri, the banking subsidiary of Investors Financial Corporation of Pettis County, Inc., was closed by the Missouri Division of Finance, which
appointed the Federal Deposit Insurance Corporation (FDIC) as receiver.
72 On 10/25/2012, pursuant to the terms of the merger of First Community Bancshares, Inc. ("First Community") and Equity Bancshares, Inc. ("Equity"), Treasury received a like amount of
preferred stock and exercised warrants from Equity in exchange for Treasury's original investment in First Community, plus accrued and unpaid dividends, pursuant to a placement agency
agreement executed on 10/23/2012.
73 On 10/29/2012, First Place Financial Corp. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the District of Delaware.
74 On 2/22/2013, Treasury completed the exchange of its Standard Bancshares, Inc. preferred stock for common stock, pursuant to an exchange agreement, dated as of 11/5/2012, with
Standard Bancshares, Inc., and immediately sold the resulting Standard Bancshares, Inc. common stock, pursuant to securities purchase agreements, each dated as of 11/5/2012, with W
Capital Partners II, L.P., Trident SBI Holdings, LLC, PEPI Capital, LP, LCB Investment, LLC, Cohesive Capital Partners, L.P., and Athena Select Private Investment Fund LLC.
75 On 11/2/2012, Citizens First National Bank, Princeton, IL, the banking subsidiary of Princeton National Bancorp, was closed by the Office of the Comptroller of the Currency, and the
Federal Deposit Insurance Corporation (FDIC) was named Receiver.
76 On 11/13/2012, Treasury entered into an agreement with Community Financial Shares, Inc. (“CFS”) pursuant to which Treasury agreed to sell its CPP preferred stock back to CFS at a
discount subject to the satisfaction of the conditions specified in the agreement.
77 In connection with the merger of Fidelity Bancorp, Inc. (“Fidelity”) and WesBanco, Inc. (“WesBanco”) effective 01/01/2012, Treasury (i) sold to WesBanco all of the preferred stock that had
been issued by Fidelity to Treasury for a purchase price of $7,000,000 plus accrued dividends and (ii) exchanged the Fidelity warrant held by Treasury for a like WesBanco warrant,
pursuant to the terms of an agreement among Treasury and WesBanco entered into on 11/28/2012.
78 On 11/30/12, Western Reserve Bancorp, Inc. was acquired by an affiliate of Westfield Bancorp, Inc. Pursuant to the terms of the merger, each outstanding share of Series A and Series B
preferred stock issued to Treasury was redeemed for the respective principal amount together with accrued and unpaid dividends thereon.
79 On 2/20/2013, Treasury sold its CPP preferred stock and warrant issued by First Sound Bank (“First Sound”) back to First Sound for an aggregate purchase price of $3,700,000, pursuant
to the terms of the agreement between Treasury and First Sound entered into on 11/30/2012.
80 On 4/9/2013, Treasury sold its CPP preferred stock and warrant issued by PremierWest Bancorp (“PremierWest”) pursuant to an agreement with PremierWest and Starbuck Bancshares,
Inc. (“Starbuck”) entered into on 12/11/2012.
36
Footnote
Footnote Description
81 In connection with the merger of Community Financial Corporation (“Community Financial”) and City Holding Company (“City Holding”) effective 1/09/13, Treasury (i) sold to City Holding all
of the preferred stock that had been issued by Community Financial to Treasury for a purchase price of $12,643,000 plus accrued dividends and (ii) exchanged the Community Financial
warrant held by Treasury for a like City Holding warrant, pursuant to the terms of an agreement among Treasury and City Holding entered into on 1/09/13.
82 On 1/29/2013, Treasury executed a placement agency agreement pursuant to which Treasury agreed to sell 9,950 shares of Coastal Banking Company, Inc. Preferred stock at $815.00
per share (less a placement agent fee) for net proceeds of $8,028,157.50. On 2/6/2013, the placement agent notified Coastal Banking Company, Inc. that, pursuant to the placement
agency agreement, it was terminating the transaction and, therefore, Treasury did not receive any proceeds or pay any fees in connection with the transaction.
83 On 2/15/2013, Treasury sold its CPP preferred stock and warrant issued by BancTrust Financial Group, Inc. (“BancTrust”) pursuant to an agreement with BancTrust and Trustmark
Corporation (“Trustmark”) entered into on 02/11/2013.
84 On 8/14/2013, Treasury sold its CPP preferred stock issued by Florida Bank Group, Inc. (“FBG”) back to FBG for an aggregate purchase price of $8,000,000, pursuant to the terms of the
agreement between Treasury and FBG entered into on 2/12/13.
85 On 2/15/2013, pursuant to the terms of the merger of Pacific International Bancorp, Inc. (“Pacific International”) with BBCN Bancorp, Inc. (“BBCN”), Treasury received $7,474,619.97
(representing the par amount together with accrued and unpaid dividends thereon) in respect of the preferred stock that had been issued to Treasury by Pacific International. Treasury
exchanged its Pacific International warrant for an equivalent warrant issued by BBCN.
86 On 4/12/2013, Treasury completed (i) the sale of its CPP preferred in Citizens Republic Bancorp, Inc. (Citizens Republic) to FirstMerit Corporation (FirstMerit) and (ii) the exchange of its
warrant in Citizens Republic for a warrant issued by FirstMerit, pursuant to a securities purchase agreement, dated as of 2/19/13, among Treasury, FirstMerit and Citizens Republic.
87 On 4/11/2013, Treasury completed the exchange of its First Security Group, Inc. (FSGI) preferred stock for common stock, pursuant to an exchange agreement, dated as of 2/25/2013,
between Treasury and FSGI, and sold the resulting FSGI common stock, pursuant to securities purchase agreements, each dated as of 4/9/2013, between Treasury and the purchasers
party thereto.
88 On 3/19/2013, Treasury exercised its warrant on a cashless basis and received (i) 186,589 shares of common stock and (ii) $71.62 in cash in lieu of fractional shares. Treasury sold such
shares of common stock on 3/19/2013.
89 As a result of the acquisition of ECB Bancorp, Inc. by Crescent Financial Bancshares, Inc., the preferred stock and warrant issued by ECB Bancorp, Inc. were exchanged for a like amount
of securities of Crescent Financial Bancshares, Inc., pursuant to the terms of an agreement among Treasury, ECB Bancorp, Inc., and Crescent Financial Bancshares, Inc. entered into on
4/1/2013.
90 As a result of the merger of Annapolis Bancorp, Inc. into F.N.B. Corporation, the warrant issued by Annapolis Bancorp, Inc. was exchanged for a like warrant issued by F.N.B. Corporation,
pursuant to the terms of an agreement among Treasury, Annapolis Bancorp, Inc., and F.N.B. Corporation entered into on 4/6/2013.
91 On 04/05/2013, Gold Canyon Bank, Gold Canyon, Arizona was closed by the Arizona Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was
named Receiver.
92 On 04/09/2013, Indiana Bank Corp. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the Southern District of Indiana.
93 On 7/17/13, Treasury entered into a securities purchase agreement with Central Virginia Bankshares, Inc. (CVB) and C&F Financial Corporation (C&F) pursuant to which Treasury agreed
to sell to C&F the CPP preferred stock and warrant issued by CVB, subject to the conditions specified in such agreement. The sale was completed on 10/01/2013.
94 On 8/12/2013, Anchor BanCorp Wisconsin Inc. ( “Anchor”) filed a voluntary petition for Chapter 11 protection in the U.S. Bankruptcy Court for the Western District of Wisconsin to
implement a “pre-packaged” Plan of Reorganization in order to facilitate the restructuring of Anchor. On 9/27/ 2013, the Plan of Reorganization became effective in accordance with its
terms, pursuant to which (i) Treasury’s preferred stock was exchanged for 60,000,000 shares of common stock (the “Common Stock”) and (ii) Treasury’s warrant was cancelled. On
9/27/2013, Treasury sold the Common Stock to purchasers pursuant to securities purchase agreements entered into on 9/19/2013.
95 On 7/5/2013, Rogers Bancshares, Inc. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the Eastern District of Arkansas.
37
Footnote
Footnote Description
96 On 8/22/2013, Treasury exchanged its preferred stock in Broadway Financial Corporation for 10,146 shares of common stock equivalent representing (i) 50% of the liquidation preference
of the preferred stock, plus (ii) 100% of previously accrued and unpaid dividends on the preferred stock ($2,646,000). The common stock equivalent will be converted to common stock
upon the receipt of certain shareholder approvals.
97 This institution has entered into bankruptcy or receivership. For a full list of institutions that have entered bankruptcy or receivership and Treasury's remaining investments, reference
appendices B and C in the section titled “Capital Purchase Program Institutions” in the most recent report to congress found on Treasury’s website:
http://www.treasury.gov/initiatives/financial-stability/reports/Pages/Monthly-Report-to-Congress.aspx.
98 On 10/30/2013, Treasury entered into an agreement with Monarch Community Bancorp, Inc. (Monarch) to exchange Treasury's CPP warrant and $6,785,000 of preferred stock for common
stock. The exchange was subject to the fulfillment by Monarch of certain conditions, including the satisfactory completion of a capital plan. On 11/15/2013, the exchange of the CPP
warrant and preferred stock for common stock was completed and Treasury sold such common stock to purchasers pursuant to securities purchase agreements dated as of 11/15/2013.
99 On 12/5/2013, Treasury's 10,146 shares of common stock equivalent in Broadway Financial converted to 10,146,000 shares of common stock.
100 On 12/13/2013, Texas Community Bank, National Association, The Woodlands, Texas, the banking subsidiary of TCB Holding Company, was closed by the Office of the Comptroller of the
Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver.
101 As a result of a reincorporation merger of Community Bankers Trust Corporation, a Delaware corporation (CBTC Delaware) into Community Bankers Trust Corporation, a Virginia
corporation (CBTC Virginia), the outstanding preferred stock and warrant issued by CBTC Delaware were exchanged for a like amount of securities issued by CBTC Virginia, pursuant to
the terms of an agreement among Treasury, CBTC Delaware and CBTC Virginia entered into on 1/1/14.
102 On 10/15/13, Treasury entered into a securities purchase agreement with First-Citizens Bank & Trust Company (FCBTC) and 1st Financial Services Corporation (FFSC) pursuant to which
Treasury agreed to sell to FCBTC the CPP preferred stock and warrant issued by FFSC, subject to the conditions specified in such agreement. The sale was completed on 12/31/2013.
103 On 1/31/2014, Syringa Bank, Boise, Idaho, the banking subsidiary of Syringa Bancorp, was closed by the Idaho Department of Finance, which appointed the Federal Deposit Insurance
Corporation (FDIC) as receiver.
104 On 4/1/2014, pursuant to the terms of the merger of Alaska Pacific Bancshares, Inc. with Northrim Bancorp, Inc., Treasury received $2,370,908.26 for the warrants that had been issued to
Treasury by Alaska Pacific Bancshares, Inc.
105 On 4/18/2014, Treasury entered into an agreement with Bank of the Carolinas Corporation (“BCAR”) pursuant to which Treasury agreed to sell its CPP preferred stock and warrant back to
BCAR at a discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 7/16/2014.
106 On 4/24/2014, Treasury sold all of its preferred stock issued by Bankers’ Bank of the West Bancorp, Inc. (BBW) to private investors for total proceeds of $13.5million, pursuant to securities
purchase agreements dated as of April 21, 2014. BBW paid all accrued and unpaid dividends on the preferred stock as of April 24, 2014.
107 On 4/25/2014, Treasury entered into a securities purchase agreement with Provident Community Bankshares, Inc. (PCBS) and Park Sterling Corporation (Park Sterling) pursuant to which
Treasury agreed to sell to Park Sterling the CPP preferred stock and warrant issued by PCBS, subject to the conditions specified in such agreement. The sale was completed on 4/30/2014.
108 On 4/24/2014, Idaho Bancorp filed for Chapter 11 protection in the U.S. Bankruptcy Court for the District of Idaho. On 11/25/2014, the bankruptcy court for the District of Idaho confirmed
Idaho Bancorp’s amended plan of reorganization. On 8/5/2015 and 9/29/2015, UST received net distributions of $427,844.29 and $3,522.87, respectively, from Idaho Bancorp (after
payment to the Department of Justice of a 3% litigation fee).
109 On 4/30/2014, Treasury completed the exchange of its Northern States Financial Corporation preferred stock for common stock, pursuant to an exchange agreement, dated as of
4/29/2014, with Northern States Financial Corporation, and immediately sold the resulting Northern States Financial Corporation common stock, pursuant to securities purchase
agreements, each dated as of 4/29/14, with Blue Pine Financial Opportunities Fund II, LP, EJF Sidecar Fund, Series LLC, Endeavour Regional Bank Opportunities Fund L.P., Endeavour
Regional Bank Opportunities Fund II L.P., Hot Creek Investors, L.P.,JCSD Partners, LP, and PRB Investors, LP.
110 On 5/23/2014 Treasury completed the sale of its CommunityOne Bancorp common stock in an underwritten public offering.
38
Footnote Description
Footnote
111 On 5/30/2014, Treasury entered into a securities purchase agreement with Highlands Independent Bancshares, Inc. ("Highlands") and HCBF Holding Company, Inc. ("HCBF") pursuant to
which Treasury agreed to sell to HCBF the CPP preferred stock issued by Highlands, subject to the conditions specified in such agreement. The sale was completed on 10/24/2014.
112 On 6/30/2014, BCB Holding Company, Inc. (the “Institution”) repurchased their preferred and warrant preferred shares from Treasury and funds were wired from the Institution to the Bank
of New York Mellon (BNYM) for the benefit of Treasury. The repurchase was finalized after the close of business on 6/30/14 and the funds were subsequently transferred from BNYM to
Treasury on 7/1/2014.
113 On 8/28/2014, Treasury entered into an agreement with Central Bancorp, Inc. and Hanmi Financial Corporation, in connection with a merger, pursuant to which Treasury agreed to sell its
Central Bancorp, Inc. CPP preferred stock (including warrant preferred stock) to Hanmi Financial Corporation for (i) $23,625,000, plus (ii) all accrued and unpaid dividends, subject to the
satisfaction of the conditions specified in the agreement. The sale was completed on 8/29/2014.
114 On 10/17/2014, Treasury completed the exchange of its Regent Bancorp, Inc. preferred stock and warrant-preferred stock for common stock, pursuant to an exchange agreement, dated
as of 10/16/2014, with Regent Bancorp, Inc., and immediately sold the resulting Regent Bancorp, Inc. common stock to purchasers pursuant to securities purchase agreements dated as of
10/16/2014.
115 On 10/30/2014, Treasury entered into an agreement with Columbia Banking System, Inc. (Columbia) pursuant to which Treasury agreed to sell its warrant in Intermountain Community
Bancorp to Columbia subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 10/31/2014.
116 The subsidiary bank of Rising Sun Bancorp, NBRS Financial, was closed by the Maryland Office of the Commissioner of Financial Regulation, and the FDIC was named Receiver on
Friday, 10/17/2014.
117 The subsidiary bank of Western Community Bancshares, Inc., Frontier Bank, was closed by the Office of the Comptroller of the Currency, and the FDIC was named Receiver on Friday,
11/7/2014.
118 On 9/8/2014, Treasury gave Credit Suisse Securities (USA) LLC discretionary authority, as its sales agent, to sell subject to certain parameters shares of common stock from time to time
during the period ending on 12/7/2014. Completion of the sale under this authority occurred on December 5, 2014.
119 On 12/10/2014, Treasury sold all of its preferred stock issued by NCAL Bancorp to purchasers for total proceeds of $3.9 million, pursuant to a securities purchase agreement dated as of
November 25, 2014.
120 As a result of the merger of Farmers & Merchants Bancshares, Inc. into Allegiance Bancshares, Inc., the outstanding preferred stock and warrant preferred stock issued by Farmers &
Merchants Bancshares, Inc. was exchanged for a like amount of securities issued by Allegiance Bancshares, Inc., pursuant to the terms of an agreement among Treasury, Farmers &
Merchants Bancshares, Inc. and Allegiance Bancshares, Inc., entered into on 1/1/2015.
121 On 12/11/2014, Treasury gave Credit Suisse Securities (USA) LLC discretionary authority, as its sales agent, to sell subject to certain parameters shares of common stock from time to time
during the period ending on 3/8/2015. Completion of the sale under this authority occurred on 3/6/2015.
122 On 03/17/2015, Treasury sold all of its preferred stock issued by U.S. Century Bank to purchasers for total proceeds of $12.3 million, pursuant to a securities purchase agreement dated as
of March 17, 2015.
123 On 7/15/2015, Treasury entered into an agreement with Suburban Illinois Bancorp, Inc. (Suburban), pursuant to which Treasury agreed to sell its CPP senior subordinated securities to
Suburban for (i) $15,750,000, plus (ii) all accrued and unpaid dividends through 4/1/2015 subject to the conditions specified in such agreement. This transaction was in conjunction with a
merger between Suburban and Wintrust Financial Corporation. The sale was completed on 7/16/2015.
124 On 8/4/2015, Treasury entered into an agreement with City National Bancshares Corporation (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to the
Company at a discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 8/7/2015.
125 On 3/4/2011, Treasury completed the sale to Community Bancorp LLC (“CBC”) of all Preferred Stock and Warrants issued by Cadence Financial Corporation (“Cadence”) to Treasury for
an aggregate purchase price of $39,014,062.50, pursuant to the terms of the agreement between Treasury and CBC entered into on 10/29/2010.
126 On 8/27/2015, Treasury entered into an agreement with Patapsco Bancorp, Inc. and Howard Bancorp, Inc., in connection with a merger pursuant to which Treasury agreed to sell its
Patapsco Bancorp, Inc. CPP preferred stock (including warrant preferred stock) to Howard Bancorp, Inc. for (i) $6,300,000, plus (ii) all accrued and unpaid dividends, subject to the
satisfaction of the conditions specified in the agreement. The sale was completed on 8/28/2015.
39
Footnote Description
Footnote
127 On 9/18/2015, Treasury entered into an agreement with Goldwater Bank, N.A. and Kent Wiechert, pursuant to which Treasury agreed to sell all of its CPP preferred stock issued by
Goldwater Bank, N.A.to Wiechert for total proceeds of $1,348,000 subject to the satisfaction of conditions specified in the agreement. The sale was completed on 9/21/2015.
128 On 10/2/2015, Treasury completed the exchange of its Capital Commerce Bancorp, Inc. preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement
of the same date with Capital Commerce Bancorp, Inc. The consideration for that exchange included accrued and unpaid dividends through June 30, 2015. As part of the exchange
transaction, Treasury immediately sold the resulting Capital Commerce Bancorp, Inc. common stock to purchasers pursuant to securities purchase agreements, each dated as of
10/2/2015, with the purchaser parties thereto.
129 On 11/13/2015, Treasury received $3.88 million from the Department of Justice as a payment related to the United States’ $4.00 million False Claims Act action against the estate and
trusts of the late Layton P. Stuart, former owner, president, and Chief Executive Officer of One Financial Corporation.
130 On 12/23/2015, Treasury completed the exchange of its CalWest Bancorp preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement of the same
date with CalWest Bancorp. As part of that transaction, Treasury immediately sold the resulting CalWest Bancorp common stock to purchasers pursuant to securities purchase
agreements, each dated as of 12/23/2015, with the purchaser parties thereto.
131 On 2/29/2016, Treasury entered into an agreement with HCSB (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to the Company at a discount
subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 4/11/2016.
132 Sonoma Valley Bancorp was liquidated and dissolved pursuant to the provision of the California Corporations Code. As part of that liquidation and dissolution, UST received a distribution
of $150,000 from Sonoma Valley Bancorp on 6/15/2016.
133 On 6/30/2016, Treasury completed the exchange of its Liberty Shares, Inc. preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement of the same
date with Liberty Shares, Inc. As part of that transaction, Treasury immediately sold the resulting Liberty Shares, Inc. common stock to purchasers pursuant to securities purchase
agreements, each dated as of 6/30/2016, with the purchaser parties thereto.
134 On 7/1/2016, Treasury completed the sale to United Community Banks, Inc. (UCBI) of all of its CPP preferred stock and associated warrants issued by Tidelands Bancshares, Inc.
(Tidelands) to UCBI for total proceeds of $8,984,227 subject to the satisfaction of conditions specified in the agreement. This transaction was in conjunction with a merger between
Tidelands and UCBI.
135 On 6/28/2016, the United States completed a settlement of several lawsuits related to Treasury’s investment in One Financial Corporation (OFC). As a result of that settlement, it received
344,227 shares of OFC common stock on 6/23/2016.
136 On 12/21/2016, Treasury entered into an agreement with Broadway Financial Corporation, First Republic Bank, and Broadway Federal Bank, f.s.b Employee Ownership Trust, pursuant to
which Treasury agreed to sell part of its CPP common stock to the three entities for total proceeds of $7,477,547.40 subject to the satisfaction of conditions specified in the agreement. The
transaction was completed on December 22, 2016.
137 On 12/28/2016, Treasury entered into an agreement with Allied First Bancorp (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to the Company at a
discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/28/2016.
138 On 2/28/2017, Treasury completed the exchange of its Citizens Commerce Bancshares, Inc. preferred stock and warrant-preferred stock for common stock pursuant to an exchange
agreement of the same date with Citizens Commerce Bancshares, Inc. As part of that transaction, Treasury immediately sold the resulting Citizens Commerce Bancshares, Inc. common
stock to purchasers pursuant to securities purchase agreements, each dated as of 2/28/2017, with the purchaser parties thereto.
139 On 5/8/2017, Treasury obtained 344,577 shares of One Bank & Trust common shares in an Execution Sale conducted by the United States Marshal’s Service.
140 On 5/15/2017, Treasury sold 10,291,553 shares of First BanCorp common stock at $5.61 per share for total proceeds of $57,735,612.
141 On 5/31/17, Treasury received a court ordered $100.00 restitution check from a former executive of United Commercial Bank.
142 On 6/28/2017, Treasury entered into agreements with Broadway Financial Corporation, Pacific Western Bank and Community Bank, pursuant to which Treasury agreed to sell part of its
CPP common stock to Pacific Western Bank and Community Bank for total proceeds of $3,480,975 subject to the satisfaction of conditions specified in the agreement. The transaction
was completed on 6/29/2017.
143 On 6/30/2017, Cecil Bancorp, Inc. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the District of Maryland (Baltimore).
40
Footnote Description
Footnote
144 On 9/7/2017, Treasury completed the exchange of its Grand Mountain Bancshares, Inc. preferred stock for common stock pursuant to an exchange agreement of the same date with Grand
Mountain Bancshares, Inc.. As part of that transaction, Treasury immediately sold the resulting Grand Mountain Bancshares, Inc. common stock to purchasers pursuant to securities
purchase agreements, each dated as of 9/7/2017, with the purchaser parties thereto.
145 On 9/21/2017, Treasury entered into agreements with Broadway Financial Corporation and Pacific Premier Bank, pursuant to which Treasury agreed to sell part of its CPP common stock to
Pacific Premier Bank for total proceeds of $1,877,894.30, subject to the satisfaction of conditions specified in the agreement. The transaction was completed on 9/21/2017.
41
CAPITAL PURCHASE PROGRAM - CITIGROUP, INC.
COMMON STOCK DISPOSITION
Date
4/26/2010 5/26/2010
5/26/2010 6/30/2010
7/23/2010 9/30/2010
10/19/2010 12/6/2010
12/6/2010
6
Pricing Mechanism
1
2
3
4
5
Number of Shares
Proceeds
7
$4.1217
1,500,000,000 $
6,182,493,158
$3.8980
1,108,971,857 $
4,322,726,825
$3.9090
1,500,000,000 $
5,863,489,587
$4.2609
1,165,928,228 $
4,967,921,811
$4.3500
2,417,407,607 $
10,515,723,090
Total Proceeds:
$31,852,354,471
1/ On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common
stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on May 26, 2010.
2/ On May 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common
stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on June 30, 2010.
3/ On July 23, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common
stock from time to time during the period ending on September 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occured on September 30, 2010.
4/ On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of
common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010.
5/ On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. Closing of the offering is subject to the fulfillment of certain closing conditions.
6/ The price set forth is the weighted average price for all sales of Citigroup, Inc. common stock made by Treasury over the course of the corresponding period.
7/ Amount represents the gross proceeds to Treasury.
42
*Investment Status Definition Key
COMMUNITY DEVELOPMENT CAPITAL INITIATIVE
Full investment outstanding: Treasury's full investment is still outstanding
Redeemed – institution has repaid Treasury’s investment
Sold – by auction, an offering, or through a restructuring
Exited bankruptcy/receivership - Treasury has no outstanding investment
Currently not collectible - investment is currently not collectible; therefore there is no outstanding investment and a corresponding (Realized
Loss) / (Write-off)
In full – all of Treasury’s investment amount
In part – part of the investment is no longer held by Treasury, but some remains
Footnote
26
8
8
8
8
3,4,14
8,11
8
8
8
27
8,10
8
3,6
20
3,5,33
3,12
3,4
21
34
8
8
8
3
3,8
3,8
8
3,8
3,17
8
8
28
8
3,8
8
3,4
3,35
Institution Name
Alternatives Federal Credit Union
Alternatives Federal Credit Union
American Bancorp of Illinois, Inc.
American Bancorp of Illinois, Inc.
Atlantic City Federal Credit Union
Atlantic City Federal Credit Union
Bainbridge Bancshares, Inc.
Bainbridge Bancshares, Inc.
Bainbridge Bancshares, Inc.
Bancorp of Okolona, Inc.
Bancorp of Okolona, Inc.
BancPlus Corporation
BancPlus Corporation
BankAsiana
BankAsiana
Bethex Federal Credit Union
Bethex Federal Credit Union
Border Federal Credit Union
Border Federal Credit Union
Brewery Credit Union
Brewery Credit Union
Brooklyn Cooperative Federal Credit Union
Brooklyn Cooperative Federal Credit Union
Buffalo Cooperative Federal Credit Union
Butte Federal Credit Union
Butte Federal Credit Union
Carter Federal Credit Union
Carter Federal Credit Union
Carver Bancorp, Inc
CFBanc Corporation
CFBanc Corporation
Citizens Bancshares Corporation
Citizens Bancshares Corporation
Citizens Bancshares Corporation
Community Bancshares of Mississippi, Inc.
Community Bancshares of Mississippi, Inc.
Community Bank of the Bay
Community First Guam Federal Credit Union
Community Plus Federal Credit Union
Community Plus Federal Credit Union
Cooperative Center Federal Credit Union
D.C. Federal Credit Union
D.C. Federal Credit Union
East End Baptist Tabernacle Federal Credit Union
Episcopal Community Federal Credit Union
Fairfax County Federal Credit Union
Fairfax County Federal Credit Union
Faith Based Federal Credit Union
Faith Based Federal Credit Union
Fidelis Federal Credit Union
Fidelis Federal Credit Union
First American International Corp.
First Choice Bank
First Choice Bank
First Eagle Bancshares, Inc.
First Eagle Bancshares, Inc.
First Legacy Community Credit Union
First Legacy Community Credit Union
First M&F Corporation
First M&F Corporation
First Vernon Bancshares, Inc.
First Vernon Bancshares, Inc.
Freedom First Federal Credit Union
Freedom First Federal Credit Union
Gateway Community Federal Credit Union
Gateway Community Federal Credit Union
Genesee Co-op Federal Credit Union
Genesee Co-op Federal Credit Union
Greater Kinston Credit Union
Greater Kinston Credit Union
Guaranty Capital Corporation
Guaranty Capital Corporation
Hill District Federal Credit Union
Hill District Federal Credit Union
Hope Federal Credit Union
IBC Bancorp, Inc.
IBW Financial Corporation
City
State
Ithaca
NY
Ithaca
NY
Oak Brook
IL
Oak Brook
IL
Lander
WY
Lander
WY
Bainbridge
GA
Bainbridge
GA
Bainbridge
GA
Okolona
MS
Okolona
MS
Ridgeland
MS
Ridgeland
MS
Palisades Park NJ
Palisades Park NJ
Bronx
NY
Bronx
NY
Del Rio
TX
Del Rio
TX
Milwaukee
WI
Milwaukee
WI
Brooklyn
NY
Brooklyn
NY
Buffalo
NY
Biggs
CA
Biggs
CA
Springhill
LA
Springhill
LA
New York
NY
Washington
DC
Washington
DC
Atlanta
GA
Atlanta
GA
Atlanta
GA
Brandon
MS
Brandon
MS
Oakland
CA
Hagatna
GU
Rantoul
IL
Rantoul
IL
Berkeley
CA
Washington
DC
Washington
DC
Bridgeport
CT
Los Angeles
CA
Fairfax
VA
Fairfax
VA
Oceanside
CA
Oceanside
CA
New York
NY
New York
NY
Brooklyn
NY
Cerritos
CA
Cerritos
CA
Hanover Park
IL
Hanover Park
IL
Charlotte
NC
Charlotte
NC
Kosciusko
MS
Kosciusko
MS
Vernon
AL
Vernon
AL
Roanoke
VA
Roanoke
VA
Missoula
MT
Missoula
MT
Rochester
NY
Rochester
NY
Kinston
NC
Kinston
NC
Belzoni
MS
Belzoni
MS
Pittsburgh
PA
Pittsburgh
PA
Jackson
MS
Chicago
IL
Washington
DC
Date
9/24/2010
12/27/2016
9/17/2010
3/1/2017
9/24/2010
9/26/2012
9/24/2010
9/10/2014
1/7/2015
9/29/2010
3/13/2013
9/29/2010
10/18/2016
9/29/2010
10/1/2013
9/29/2010
11/18/2015
9/29/2010
10/15/2014
9/24/2010
10/3/2012
9/30/2010
12/27/2016
9/24/2010
9/24/2010
12/31/2014
9/29/2010
2/6/2013
8/27/2010
9/17/2010
12/20/2016
8/13/2010
9/17/2010
12/30/2016
9/29/2010
10/11/2016
9/29/2010
9/24/2010
9/29/2010
12/20/2016
9/24/2010
9/29/2010
12/30/2016
9/29/2010
9/29/2010
9/24/2010
9/13/2017
9/29/2010
8/19/2015
9/29/2010
10/14/2015
8/13/2010
9/24/2010
5/1/2013
9/17/2010
3/25/2016
9/29/2010
4/2/2014
9/29/2010
8/30/2013
9/29/2010
11/29/2016
9/29/2010
6/12/2013
9/24/2010
10/17/2012
9/17/2010
12/27/2016
9/29/2010
4/10/2012
7/30/2010
12/21/2016
9/29/2010
7/26/2017
9/17/2010
9/10/2010
9/3/2010
1
Original Investment Type
Subordinated Debentures
Exchange From CPP
2
Original Investment Amount
$2,234,000.00
Outstanding Investment
$0.00
Total Cash Back
Investment Status*
$2,334,902.34 Sold, in full
Subordinated Debentures
$5,457,000.00
$0.00
$6,549,066.96 Redeemed, in Full
Subordinated Debentures
$2,500,000.00
$0.00
$2,600,277.77 Redeemed, in Full
Preferred Stock
$3,372,000.00
$0.00
Capital Repayment / Disposition / Auction
Amount
(Fee)
Shares
Avg. Price
$3,645,637.33 Redeemed, in Full
(Realized Loss) / (Write-off)
$2,055,280.00
$1.00
80,914
$930.00
5,250
$1,000.00
502,000
$1.00
3,260,000
$1.00
$1,096,000.00
1,096,000
$1.00
$280,000.00
300,000
$0.93
$1,000,000.00
1,000,000
$1.00
$2,500,000.00
2,500,000
$1.00
$5,549,760.00
5,781
$960.00
($231,240.00)
$4,227,049.00
4,379
$965.30
($151,951.00)
$50,778,000.00
54,600
$930.00
($3,822,000.00)
$415,000.00
450,000
$0.92
($35,000.00)
$970,900.00
1,022,000
$0.95
($51,100.00)
$8,044,000.00
8,044,000
$1.00
$30,000.00
30,000
$1.00
$14,000.00
14,000
$1.00
$5,146,000.00
5,146
$1,000.00
$7,875,000.00
7,875,000
$1.00
$1,000,000.00
1,000,000
$1.00
$30,000,000.00
30,000
$1,000.00
$5,745,400.00
6,245
$920.00
$9,278,000.00
9,278,000
$1.00
$1,657,000.00
1,657,000
$1.00
$279,000.00
300,000
$0.93
$350,000.00
350,000
$1.00
$14,000,000.00
14,000,000
$1.00
$100,000.00
$0.00
3,297,000
$3,260,000.00
$5,250,000.00
$1,000.00
$1,000.00
$502,000.00
$0.00
2,372
1,000
$5,250,000.00
Preferred Stock
$30,514,000.00
$1.00
$75,250,020.00
$50,400,000.00
2,500,000
$3,297,000.00
Preferred Stock
$1.00
$2,372,000.00
$1,000,000.00
$0.00
5,457,000
$2,500,000.00
$3,297,000.00
$0.92
$5,457,000.00
Subordinated Debentures
2,234,000
100,000
Gain
($178,720.00)
$1.00
$3,547,974.96 Redeemed, in Full
$85,045,109.22 Sold, in full
($5,663,980.00)
$5,565,583.34 Redeemed, in Full
Subordinated Debentures
$502,000.00
$0.00
$553,566.56 Redeemed, in Full
Subordinated Debentures
$3,260,000.00
$0.00
$3,523,697.78 Redeemed, in Full
Subordinated Debentures
$1,096,000.00
$0.00
$1,140,388.00 Redeemed, in Full
Subordinated Debentures
$300,000.00
Subordinated Debentures
Subordinated Debentures
$145,000.00
$1,000,000.00
Subordinated Debentures
Common Stock
Preferred Stock
Preferred Stock
$0.00
$145,000.00
$0.00
$6,300,000.00
$3,800,000.00
$5,781,000.00
$18,980,000.00
$0.00
$18,980,000.00
$7,462,000.00
$7,462,000.00
$317,450.00 Sold, in full
($20,000.00)
$19,985.83 Full investment outstanding
$1,085,388.88 Redeemed, in Full
$3,140,350.00 Redeemed, in part
$446,512.41 Full investment outstanding
$6,273,348.50 Sold, in full
$5,823,095.72 Sold, in part
$4,379,000.00
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
$54,600,000.00
$1,747,000.00
$0.00
$57,366,400.00 Sold, in full
$2,313,000.00
$2,650,000.00
$450,000.00
$4,060,000.00
$2,650,000.00
$0.00
$538,175.56 Full investment outstanding
$365,258.33 Full investment outstanding
$471,025.00 Sold, in full
Subordinated Debentures
Subordinated Debentures
$2,799,000.00
$1,522,000.00
$2,799,000.00
$500,000.00
$385,795.50 Full investment outstanding
$1,167,484.56 Sold, in part
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
$7,000.00
$100,000.00
$8,044,000.00
$7,000.00
$100,000.00
$0.00
$962.89 Full investment outstanding
$13,755.56 Full investment outstanding
$9,165,244.22 Redeemed, in Full
Subordinated Debentures
$30,000.00
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
$14,000.00
Preferred Stock
$0.00
$32,933.34 Redeemed, in Full
$15,411.67 Redeemed, in Full
$17,000,000.00
$5,146,000.00
$17,000,000.00
$0.00
$7,875,000.00
$0.00
$9,223,112.50 Redeemed, in Full
$0.00
$1,070,166.67 Redeemed, in Full
$0.00
$31,751,666.67 Redeemed, in Full
Subordinated Debentures
Preferred Stock
$0.00
$1,000,000.00
$30,000,000.00
$6,245,000.00
$0.00
$2,397,975.79 Full investment outstanding
$5,413,877.89 Redeemed, in Full
$6,528,523.06 Sold, in full
Subordinated Debentures
$9,278,000.00
$0.00
$9,779,527.44 Redeemed, in Full
Subordinated Debentures
$1,657,000.00
$0.00
$1,725,397.27 Redeemed, in Full
Subordinated Debentures
$300,000.00
$0.00
($499,600.00)
Subordinated Debentures
Subordinated Debentures
$350,000.00
$14,000,000.00
$0.00
($21,000.00)
$360,714.44 Redeemed, in Full
$0.00
$16,773,983.33 Redeemed, in Full
$113,650.00 Redeemed, in Full
Subordinated Debentures
$100,000.00
$0.00
Subordinated Debentures
Subordinated Debentures
Preferred Stock
$4,520,000.00
$3,881,000.00
$4,520,000.00
$8,086,000.00
$0.00
$4,205,000.00
$6,000,000.00
$316,666.67 Sold, in full
$624,764.44 Full investment outstanding
$1,737,254.64 Full investment outstanding
$6,369,000.00 Sold, in full
43
Footnote
8
8
3,8
8
3,4,22
36
3,23
3,5,8
3,24
30
3,7
8
3,8
8,16
8
37
3,8
3,4,15
31
3,4,18
25
8
3,13
3,4,19
8
29
38
3
9
3,8
8
3,4,8
8
8,32
8
Institution Name
IBW Financial Corporation
Independent Employers Group Federal Credit Union
Independent Employers Group Federal Credit Union
Kilmichael Bancorp, Inc.
Kilmichael Bancorp, Inc.
Lafayette Bancorp, Inc.
Lafayette Bancorp, Inc.
Liberty County Teachers Federal Credit Union
Liberty County Teachers Federal Credit Union
Liberty County Teachers Federal Credit Union
Liberty County Teachers Federal Credit Union
Liberty County Teachers Federal Credit Union
Liberty Financial Services, Inc.
Liberty Financial Services, Inc.
Lower East Side People's Federal Credit Union
Lower East Side People's Federal Credit Union
M&F Bancorp, Inc.
M&F Bancorp, Inc.
Mission Valley Bancorp
Mission Valley Bancorp
Mission Valley Bancorp
Neighborhood Trust Federal Credit Union
North Side Community Federal Credit Union
Northeast Community Federal Credit Union
Opportunities Credit Union
PGB Holdings, Inc.
PGB Holdings, Inc.
Phenix Pride Federal Credit Union
Phenix Pride Federal Credit Union
Premier Bancorp, Inc.
Premier Bancorp, Inc.
Prince Kuhio Federal Credit Union / Hawaii Federal Credit Union
Prince Kuhio Federal Credit Union / Hawaii Federal Credit Union
PSB Financial Corporation
PSB Financial Corporation
Pyramid Federal Credit Union
Pyramid Federal Credit Union
Pyramid Federal Credit Union
Renaissance Community Development Credit Union
Renaissance Community Development Credit Union
Santa Cruz Community Credit Union
Santa Cruz Community Credit Union
Security Capital Corporation
Security Capital Corporation
Security Capital Corporation
Security Capital Corporation
Security Federal Corporation
Security Federal Corporation
Shreveport Federal Credit Union
Shreveport Federal Credit Union
Southern Bancorp, Inc.
Southern Bancorp, Inc.
Southern Chautauqua Federal Credit Union
Southern Chautauqua Federal Credit Union
Southside Credit Union
Southside Credit Union
State Capital Corporation
State Capital Corporation
The First Bancshares, Inc.
The First Bancshares, Inc.
The Magnolia State Corporation
The Magnolia State Corporation
The Magnolia State Corporation
Thurston Union of Low-Income People (TULIP) Cooperative Credit Union / Harborstone Credit Union
Thurston Union of Low-Income People (TULIP) Cooperative Credit Union / Harborstone Credit Union
Tongass Federal Credit Union
Tongass Federal Credit Union
Tri-State Bank of Memphis
Tulane-Loyola Federal Credit Union
Union Baptist Church Federal Credit Union
Union Settlement Federal Credit Union
Union Settlement Federal Credit Union
United Bancorporation of Alabama, Inc.
United Bancorporation of Alabama, Inc.
UNITEHERE Federal Credit Union
(Workers United Federal Credit Union)
UNITEHERE Federal Credit Union
(Workers United Federal Credit Union)
University Financial Corp, Inc.
University Financial Corp, Inc.
UNO Federal Credit Union
UNO Federal Credit Union
Vigo County Federal Credit Union
Vigo County Federal Credit Union
Vigo County Federal Credit Union
Vigo County Federal Credit Union
Virginia Community Capital, Inc.
Virginia Community Capital, Inc.
City
Washington
Hilo
Hilo
Kilmichael
Kilmichael
Oxford
Oxford
Liberty
Liberty
Liberty
Liberty
Liberty
New Orleans
New Orleans
New York
New York
Durham
Durham
Sun Valley
Sun Valley
Sun Valley
New York
Chicago
San Francisco
Burlington
Chicago
Chicago
Phenix City
Phenix City
Wilmette
Wilmette
Honolulu
Honolulu
Many
Many
Tucson
Tucson
Tucson
Somerset
Somerset
Santa Cruz
Santa Cruz
Batesville
Batesville
Batesville
Batesville
Aiken
Aiken
Shreveport
Shreveport
Arkadelphia
Arkadelphia
Lakewood
Lakewood
San Antonio
San Antonio
Greenwood
Greenwood
Hattiesburg
Hattiesburg
Bay Springs
Bay Springs
Bay Springs
Olympia
Olympia
Ketchikan
Ketchikan
Memphis
New Orleans
Fort Wayne
New York
New York
Atmore
Atmore
New York
New York
St. Paul
St. Paul
New Orleans
New Orleans
Terre Haute
Terre Haute
Terre Haute
Terre Haute
Christiansburg
Christiansburg
State
DC
HI
HI
MS
MS
MS
MS
TX
TX
TX
TX
TX
LA
LA
NY
NY
NC
NC
CA
CA
CA
NY
IL
CA
VT
IL
IL
AL
AL
IL
IL
HI
HI
LA
LA
AZ
AZ
AZ
NJ
NJ
CA
CA
MS
MS
MS
MS
SC
SC
LA
LA
AR
AR
NY
NY
TX
TX
MS
MS
MS
MS
MS
MS
MS
WA
WA
AK
AK
TN
LA
IN
NY
NY
AL
AL
NY
NY
MN
MN
LA
LA
IN
IN
IN
IN
VA
VA
Date
12/30/2016
9/29/2010
11/18/2015
9/3/2010
11/2/2016
9/29/2010
1/27/2016
9/24/2010
4/2/2014
12/31/2014
12/16/2015
1/11/2017
9/24/2010
12/20/2016
9/24/2010
12/30/2016
8/20/2010
12/20/2016
8/20/2010
9/24/2010
8/23/2017
9/24/2010
9/29/2010
9/24/2010
9/29/2010
8/13/2010
12/20/2016
9/24/2010
12/27/2016
8/13/2010
1/29/2013
9/24/2010
9/9/2015
9/29/2010
12/28/2012
9/24/2010
3/9/2016
11/22/2016
9/29/2010
8/2/2017
9/24/2010
1/10/2017
9/29/2010
9/9/2015
3/23/2016
5/27/2016
9/29/2010
10/31/2016
9/29/2010
12/27/2016
8/6/2010
11/29/2016
9/29/2010
12/20/2016
9/29/2010
10/30/2013
9/29/2010
10/11/2016
9/29/2010
12/6/2016
9/29/2010
12/17/2014
5/24/2017
9/24/2010
12/27/2016
9/24/2010
1/24/2017
8/13/2010
9/24/2010
9/24/2010
9/29/2010
12/30/2016
9/3/2010
11/16/2016
9/29/2010
3/20/2013
7/30/2010
11/28/2012
9/24/2010
9/4/2013
9/29/2010
2/25/2015
12/23/2015
12/27/2016
9/24/2010
6/29/2016
Original Investment Type1
Exchange From CPP
Original Investment Amount
Outstanding Investment
Total Cash Back2
(Realized Loss) / (Write-off)
($390,000.00)
$1.00
$1.00
$1.00
$1.00
11,334
$934.50
($742,377.00)
898,000
$0.92
($70,881.78)
11,735
$800.00
($2,347,000.00)
10,336
$2,000.00
3,000
$980.00
($60,000.00)
$142,000.00
153,000
$0.93
($11,000.00)
$79,900.00
6,784,000
$0.01
($6,704,100.00)
$273,000.00
273,000
$1.00
$9,734,000.00
9,734
$1,000.00
$1,500,000.00
$930,000.00
1,500,000
1,000,000
$1.00
$0.93
$31,000.00
31,000
$1.00
$2,607,416.00
2,828,000
$0.92
$9,250,000.00
$3,000,000.00
$5,660,000.00
9,250
3,000
5,660
$1,000.00
$1,000.00
$1,000.00
$21,340,000.00
22,000
$970.00
($660,000.00)
$2,434,320.00
2,646,000
$0.92
($211,680.00)
$31,434,000.00
33,800
$930.00
($2,366,000.00)
$1,589,370.00
1,709,000
$0.93
($119,630.00)
$1,100,000.00
1,100,000
$1.00
$14,750,000.00
15,750
$936.51
($1,000,000.00)
$15,925,000.00
17,123
$930.04
($1,198,000.00)
$3,700,000.00
$4,222,000.00
3,700,000
4,222,000
$1.00
$1.00
$71,205.00
75,000
$0.95
($3,795.00)
$1,552,000.00
1,600,000
$0.97
($48,000.00)
$271,714.78
295,000
$0.92
($23,285.22)
$10,300,000.00
10,300
$1,000.00
$57,000.00
57,000
$1.00
$22,115,000.00
22,115,000
$1.00
$743,000.00
743,000
$1.00
$491,600.00
$245,800.00
$358,018.00
491,600
245,800
389,150
$1.00
$1.00
$0.92
$1,915,000.00
$467,544,494.00
1,915,000
Gain
$1.00
$5,035,934.33 Redeemed, in Full
$87,000.00
$393,602.50 Redeemed, in part
$5,689,000.00
$0.00
$12,005,854.33 Sold, in full
$0.00
$939,667.55 Sold, in full
$11,735,000.00
Preferred Stock
87,000
87,000
87,000
87,000
$2,940,000.00
Preferred Stock
(Fee)
$3,756,668.07 Redeemed, in Full
$898,000.00
Subordinated Debentures
$1,000.00
$10,336,000.00
$5,645,000.00
4,551
$9,388,000.00
Preferred Stock
Amount
$5,610,000.00
$769,700.70 Redeemed, in Full
$0.00
$435,000.00
$1.00
$827,118.22
Subordinated Debentures
3,154,000
$10,591,623.00
$4,551,000.00
$0.00
$1.00
$87,000.00
$87,000.00
$87,000.00
$87,000.00
Preferred Stock
$3,154,000.00
698,000
$4,551,000.00
Subordinated Debentures
$0.00
Avg. Price
$935.00
$3,154,000.00
$698,000.00
Shares
6,000
$698,000.00
Subordinated Debentures
Investment Status*
$0.00
$5,500,000.00
$0.00
$10,874,433.34 Sold, in full
$11,775,627.99 Redeemed, in Full
$4,836,000.00
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
$283,000.00
$325,000.00
$350,000.00
$1,091,000.00
$153,000.00
$6,784,000.00
Subordinated Debentures
Preferred Stock
$0.00
$3,000,000.00
Subordinated Debentures
Subordinated Debentures
$283,000.00
$325,000.00
$350,000.00
$1,091,000.00
$0.00
$0.00
$273,000.00
$2,500,000.00
$10,171,489.22 Redeemed, in Full
$0.00
$0.00
Subordinated Debentures
$2,828,000.00
$0.00
$17,910,000.00
$18,000,000.00
$0.00
$2,716,972.22 Sold, in full
$11,000,000.00
($70,000.00)
$35,241.83 Redeemed, in Full
$2,963,429.78 Sold, in full
($220,584.00)
$19,794,559.99 Redeemed, in Full
$4,000,000.00
$0.00
$24,019,111.11 Sold, in full
$2,646,000.00
Subordinated Debentures
Preferred Stock
$79,900.00 Sold, in full
$300,072.50 Redeemed, in Full
$31,000.00
Preferred Stock
$161,150.50 Sold, in full
$0.00
Subordinated Debentures
Preferred Stock
Full investment outstanding
Full investment outstanding
Full investment outstanding
Full investment outstanding
Sold, in full
$0.00
$9,734,000.00
Subordinated Debentures
$39,008.01
$44,705.56
$48,241.67
$150,073.11
$3,327,125.28
$0.00
$2,764,776.00 Sold, in full
$22,800,000.00
$0.00
$35,702,188.89 Sold, in full
Subordinated Debentures
$1,709,000.00
$0.00
$1,802,139.70 Sold, in full
Subordinated Debentures
$1,100,000.00
$0.00
$1,167,894.44 Redeemed, in Full
Preferred Stock
$15,750,000.00
Preferred Stock
$5,000,000.00
Subordinated Debentures
$75,000.00
Subordinated Debentures
Preferred Stock
$12,123,000.00
$7,922,000.00
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
$0.00
$18,043,495.61 Sold, in full
$0.00
$0.00
$0.00
$424,000.00
$10,000.00
$295,000.00
$2,795,000.00
$424,000.00
$10,000.00
$0.00
$2,795,000.00
$9,276,380.53 Redeemed, in Full
$80,592.50 Sold, in full
$1,754,666.66 Sold, in full
$209,935.56
$58,441.33
$1,378.33
$308,622.56
Full investment outstanding
Full investment outstanding
Full investment outstanding
Sold, in full
$11,926,000.00
Subordinated Debentures
$0.00
$11,577,772.22 Redeemed, in Full
$57,000.00
Subordinated Debentures
$0.00
$59,821.50 Redeemed, in Full
$10,189,000.00
$0.00
$23,710,842.97 Redeemed, in Full
$743,000.00
Subordinated Debentures
$1,229,000.00
Subordinated Debentures
TOTALS
$0.00
$1,600,000.00
$10,300,000.00
Subordinated Debentures
$16,650,500.00 Sold, in full
$1,915,000.00
$363,290,000.00
$206,783,000.00
$0.00
$102,450.00
$0.00
$75,576,450.00
$786,754.45 Redeemed, in Full
$1,227,153.57 Sold, in part
($31,132.00)
$2,135,756.94 Redeemed, in Full
$532,042,746.39
$0.00
($26,952,056.00)
$0.00
44
Footnote
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
Footnote Description
All pricing is at par.
Total Cash Back includes net capital repayments, interest and dividends, warrant proceeds, and other income (less expenses).
This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of
investment with Treasury under the CDCI program terms.
Treasury made an additional investment in this institution at the time it entered the CDCI program.
Treasury made an additional investment in this institution after the time it entered the CDCI program.
On 10/28/2011, Treasury completed the exchange of all Carver Bancorp, Inc. ("Carver") preferred stock held by Treasury for 2,321,286 shares of Carver common stock, pursuant to the
terms of the agreement between Treasury and Carver entered into on 06/29/2011. Accrued and previously unpaid dividends were paid on the date of the exchange.
On 3/23/2012, Premier Bank, Wilmette, IL, the banking subsidiary of Premier Bancorp, Inc., was closed by the Illinois Department of Financial and Professional Regulation - Division of
Banking, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. On 1/29/2013, UST received $79,900 representing the total amount of distributions paid to creditors
as a result of the liquidation of Premier Bancorp, Inc.
Repayment pursuant to one or more of the following, as appropriate: Section 5 of the CDCI Certificate of Designation, Section 6.10 or 6.11 of the CDCI Securities Purchase Agreement,
and/or Section 5.11 of the CDCI Exchange Agreement.
On 10/31/2014, in connection with the merger of Union Settlement Federal Credit Union (Union) with Lower East Side People’s Federal Credit Union (Lower East Side), Treasury
exchanged its $295,000 in aggregate principal amount of Union senior subordinated securities for a like amount of additional Lower East Side senior subordinated securities. Accrued
dividends on the Union senior subordinated securities were paid on the date of the exchange.
On 12/23/2014, in connection with the merger of Butte Federal Credit Union (Butte) with Self-Help Credit Union (SHFCU), Treasury exchanged its 1,000,000 in senior subordinated
securities for a like amount of SHFCU senior subordinated securities. Accrued and unpaid interest were paid on the date of the exchange.
On 10/1/2013, Treasury completed the sale to Wilshire Bancorp, Inc. (“Wilshire”) of all of the preferred stock that had been issued by BankAsiana (“BankAsiana”) to Treasury for a
purchase price of $5,250,000 plus accrued dividends, pursuant to the terms of the agreement between Treasury, Wilshire and BankAsiana entered into on 9/25/2013 in connection with the
merger of Wilshire and BankAsiana.
On 10/11/2016, Treasury entered into an agreement with Community Bancshares of Mississippi, Inc. (the “Company”) pursuant to which Treasury agreed to sell its CDCI preferred stock to
the Company for fair value of $50,778,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was
completed on 10/11/2016.
On 10/11/2016, Treasury entered into an agreement with State Capital Corp. (the “Company”) pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair
value of $14,750,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on
10/11/2016.
On 10/18/2016, Treasury entered into an agreement with BancPlus Corporation (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair
value of $75,250,020 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on
10/18/2016.
On 10/31/2016, Treasury entered into an agreement with Security Federal Corporation (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company
for fair value of $21,340,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on
10/31/2016.
On 11/22/2016, Treasury entered into an agreement with Pyramid Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities
to the Company for fair value of $930,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was
completed on 11/22/2016.
45
Footnote
17
18
19
20
21
22
23
24
25
26
27
28
29
Footnote Description
On 11/29/2016, Treasury entered into an agreement with First Vernon Bancshares, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the
Company for fair value of $5,745,400 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was
completed on 11/29/2016.
On 11/29/2016, Treasury entered into an agreement with Southern Bancorp, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for
fair value of $31,434,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on
11/29/2016.
On 12/06/2016, Treasury entered into an agreement with The First Bancshares, Inc. (“the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company
for fair value of $15,925,000.00 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed
on 12/06/2016.
On 12/20/2016, Treasury entered into an agreement with CFBanc Corporation (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair
value of $5,549,760 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on
12/20/2016.
On 12/20/2016, Treasury entered into an agreement with Community Plus Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated
securities to the Company for fair value of $415,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale
was completed on 12/20/2016.
On 12/20/2016, Treasury entered into an agreement with Liberty Financial Services, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the
Company for fair value of $10,591,623 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was
completed on 12/20/2016.
On 12/20/2016, Treasury entered into an agreement with M&F Bancorp, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair
value of $9,388,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on
12/20/2016.
On 12/20/2016, Treasury entered into an agreement with PGB Holdings, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair
value of $2,940,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on
12/20/2016.
On 12/20/2016, Treasury entered into an agreement with Southern Chautauqua Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior
subordinated securities to the Company for fair value of $1,589,370 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the
agreement. The sale was completed on 12/20/2016.
On 12/27/2016, Treasury entered into an agreement with Alternatives Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated
securities to the Company for fair value of $2,055,280 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The
sale was completed on 12/27/2016.
On 12/27/2016, Treasury entered into an agreement with Brooklyn Cooperative Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior
subordinated securities to the Company for fair value of $280,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the
agreement. The sale was completed on 12/27/2016.
On 12/27/2016, Treasury entered into an agreement with Genesee Co-Op Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated
securities to the Company for fair value of $279,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale
was completed on 12/27/2016.
On 12/27/2016, Treasury entered into an agreement with Harborstone Credit Union (the “Company”), which had purchased Thurston Union of Low-Income People (TULIP) Cooperative
Credit Union, pursuant to which Treasury agreed to sell its TULIP CDCI senior subordinated securities to the Company for fair value of $71,205 plus accrued and unpaid interest to the date
of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016.
46
Footnote
30
31
32
33
34
35
36
37
38
Footnote Description
On 12/27/2016, Treasury entered into an agreement with Phenix Pride Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated
securities to the Company for fair value of $142,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale
was completed on 12/27/2016.
On 12/27/2016, Treasury entered into an agreement with Shreveport Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated
securities to the Company for fair value of $2,434,320 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The
sale was completed on 12/27/2016.
On 12/27/2016, Treasury entered into an agreement with Vigo County Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell 389,150 of its CDCI senior
subordinated securities to the Company for fair value of $358,018 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the
agreement. The sale was completed on 12/27/2016.
On 12/30/2016, Treasury entered into an agreement with Citizens Bancshares Corporation (the “Company”) pursuant to which Treasury agreed to sell its CDCI preferred stock to State
Capital Corp. for fair value of $4,227,049 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was
completed on 12/30/2016.
On 12/30/2016, Treasury entered into an agreement with D.C. Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell 1,022,000 of its CDCI senior subordinated
securities to the Company for fair value of $970,900 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale
was completed on 12/30/2016.
On 12/30/2016, Treasury entered into an agreement with IBW Financial Corporation (the “Company”) pursuant to which Treasury agreed to sell its CDCI preferred stock to State Capital
Corp. for fair value of $5,610,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed
on 12/30/2016.
On 12/30/2016, Treasury entered into an agreement with Lower East Side People's Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior
subordinated securities to the Company for fair value of $1,098,833 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the
agreement. The sale was completed on 12/30/2016.
On 1/10/2017, Treasury entered into an agreement with Santa Cruz Community Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated
securities to the Company for fair value of $2,607,416 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The
sale was completed on 1/10/2017.
On 1/24/2017, Treasury entered into an agreement with Tongass Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities
to the Company for fair value of $1,552,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was
completed on 1/24/2017.
47
AUTOMOTIVE INDUSTRY FINANCING PROGRAM
Initial Investment
City, State
Date
Transaction Type
Seller
12/29/2008
Purchase
GMAC
5/21/2009
Purchase
GMAC
Exchange/Transfer/Other Details
Description
Preferred Stock w/ Exercised
$
Warrants
Amount
Pricing
Mechanism
5,000,000,000
Par
7,500,000,000
Par
Date
12/30/2009
Type
Exchange for convertible
preferred stock
Payment or Disposition1
Treasury Investment After Exchange/Transfer/Other
Amount
Pricing
Mechanism
$
5,000,000,000
N/A
Partial conversion of preferred
$
stock for common stock
3,000,000,000
Obligor
Description
Convertible
Preferred Stock
Amount/Equity %
N/A
$
5,937,500,000
Date
Type
11/20/2013 Disposition 38
Amount/ Proceeds
Remaining
Investment
Description
N/A
Remaining
Investment
Amount/Equity %
$
0
Purchase
2,540,000,000
Par
Debt Obligation
$
884,024,131
Par
13,400,000,000
Par
2,000,000,000
Par
Debt Obligation w/ Additional
$
Note
Debt Obligation w/ Additional
$
Note
3/1/2011
2
5/29/2009
7/10/2009
4
7/10/2009
Partial conversion of preferred
stock for common stock
Exchange for amended and
restated Trust Preferred
Securities
Exchange for equity interest in
GMAC
Exchange for preferred and
common stock in New GM
Exchange for preferred and
common stock in New GM
$
5,500,000,000
N/A
$
2,667,000,000
N/A
$
884,024,131
N/A
$
13,400,000,000
N/A
$
2,000,000,000
N/A
27 GMAC (Ally)
5/20/2009
General
Motors
Purchase
Debt Obligation w/ Additional
$
Note
4,000,000,000
Par
5
7/10/2009
Exchange for preferred and
common stock in New GM
$
4,000,000,000
6/3/2009
Purchase
Purchase
General Motors
Corporation
General Motors
Corporation
Debt Obligation w/ Additional
$
Note
Debt Obligation w/ Additional
$
Note
360,624,198
30,100,000,000
Par
Par
6
8
7/10/2009
Exchange for preferred and
common stock in New GM
$
360,624,198
7/10/2009
Exchange for preferred and
common stock in New GM
$
22,041,706,310
N/A
7/10/2009
Transfer of debt to New GM
$
7,072,488,605
N/A
7/10/2009
Debt left at Old GM
$
985,805,085
N/A
245,492,605 Common Stock
11.40%
$
1,277,036,382 Common Stock
$
2,667,000,000
N/A
$
0
10, 11,
Preferred Stock
24
$
2,100,000,000
12/15/2010 Repayment
$
2,139,406,778
N/A
$
0
$
11,743,303,903 Common Stock
36.9%
$
1,761,495,577 Common Stock
32.04%
$
5,500,000,000 Common Stock
21.97%
Partial Disposition 34
$
1,637,839,844 Common Stock
17.69%
Partial Disposition 35
$
1,031,700,000 Common Stock
13.80%
Partial Disposition 36
$
3,822,724,832 Common Stock
7.32%
$
2,563,441,956 Common Stock
2.24%
Partial Disposition 39
$
1,208,249,982 Common Stock
0.00%
Partial Repayment
$
360,624,198 Debt Obligation
$
6,711,864,407
$
1,000,000,000 Debt Obligation
$
5,711,864,407
1/21/2010
Partial Repayment
$
35,084,421 Debt Obligation
$
5,676,779,986
Partial Repayment
$
1,000,000,000 Debt Obligation
$
4,676,779,986
Repayment
$
4,676,779,986
$
0
3/31/2011
Partial Repayment
$
50,000,000
4/5/2011
Partial Repayment
$
45,000,000
5/3/2011
Partial Repayment
$
15,887,795
12/16/2011 Partial Repayment
$
144,444
12/23/2011 Partial Repayment
$
18,890,294
1/11/2012
Partial Repayment
$
6,713,489
10/23/2012 Partial Repayment
$
435,097
5/22/2013
Partial Repayment
$
10,048,968
9/20/2013
Partial Repayment
$
11,832,877
12/27/2013 Partial Repayment
$
410,705
3/2/2011 Disposition 28
0.00%
3
7
7
General Motors Company
10, 11,
General Motors Company
25
N/A
N/A
$
6/12/2013
2,667,000,000
Common Stock
60.8%
Detroit, MI
5/27/2009
13.40%
4/11/2013
$
7
General Motors
Corporation
218,680,700 Common Stock
63.45%
Common Stock
Trust Preferred
Securities
27
$
11/18/2010 Partial Disposition 25
26
9/12/2014 Partial Disposition43
4/20/2010
4/22/2009
$
12/30/2010
15.60%
3/31/2010
Purchase
Trust Preferred Securities w/
Exercised Warrants
22,
26
181,141,750 Common Stock
12/18/2009 Partial Repayment
12/31/2008
General Motors
Corporation
General Motors
Corporation
General Motors
Corporation
Par
$
7/10/2009
Purchase
1,250,000,000
17.09%
12/9/2013
12/29/2008
GMAC
$
2,375,000,000 Common Stock
11/20/2013 Partial Disposition 37
Purchase
Convertible Preferred Stock
w/ Exercised Warrants
$
9/13/2013
12/30/2009
GMAC
36.96%
12/21/2012 Partial Disposition 33
Purchase
3, 26,
32, 38
3,023,750,000 Common Stock
11/26/2010 Partial Disposition 25
12/30/2009
GMAC (Ally)
$
12/24/2014 Partial Disposition45
Detroit, MI
12/30/2009
1/23/2014 Partial Disposition40
10/16/2014 Partial Disposition44
GMAC
(Ally)
22
5,925,000,000
5/14/2014 Partial Disposition42
$
21, 22
$
4/15/2014 Partial Disposition41
Convertible Preferred Stock
w/ Exercised Warrants
GMAC (Ally)
7
General Motors Holdings
LLC
11, 12 Debt Obligation
$
7,072,488,605
N/A
9
9
9
Motors Liquidation
Company
29
Debt Obligation
$
985,805,085
1/9/2014
Partial Repayment
$
470,269
5/22/2015
Partial Repayment
$
8,325,185
8/1/2016
Partial Repayment
$
2,961,564
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
48
11/17/2016 Partial Repayment
Chrysler FinCo
Debt Obligation w/ Additional
$
Note
1,500,000,000
Par
13
$
5,033,898
$
3,499,055
$
31,810,122
$
51,136,084
$
44,357,710
$
1,369,197,029
Right to recover
proceeds
Debt Obligation w/
Additional Note
Debt Obligation w/
Additional Note
Debt Obligation w/
Additional Note
Debt Obligation w/
Additional Note
N/A
$
1,496,500,945
$
1,464,690,823
$
1,413,554,739
$
1,369,197,029
$
0
Purchase
Old Chrysler
Chrysler
1,888,153,580
$
-
$
3,500,000,000
15
4/30/2010
17
Completion of bankruptcy
proceeding; transfer of
collateral security to liquidation
trust
$
(1,888,153,580)
N/A
23 Old Carco Liquidation
Trust
23
Right to recover
proceeds
N/A
Auburn Hills,
MI
5/27/2009
Purchase
New Chrysler
Debt Obligation w/ Additional
Note, Zero Coupon Note,
$
Equity
18
6,642,000,000
N/A
19, 31
6/10/2009
Issuance of equity in New
Chrysler
$
-
N/A
Chrysler Group LLC
Chrysler Group LLC
Total Initial Investment Amount $
-
Repayment
$
280,130,642
N/A
5/10/2010
Proceeds from sale of collateral
$
30,544,528
Proceeds from sale of collateral
$
$
7,844,409
Right to recover
proceeds
N/A
Proceeds from sale of collateral
$
9,302,185
Right to recover
proceeds
N/A
Proceeds from sale of collateral
$
93,871,306
Right to recover
proceeds
N/A
Proceeds from sale of collateral
$
6,341,426
Right to recover
proceeds
N/A
Proceeds from sale of collateral
$
2,000,000
Right to recover
proceeds
N/A
5/24/2011
Repayment - Principal
$
5,076,460,000
Termination of undrawn facility 31
$
2,065,540,000
Repayment* - Additional Note
$
288,000,000
Repayment* - Zero Coupon Note
$
100,000,000
7/21/2011
Disposition
$
560,000,000
Total Payments $
Debt obligation w/
additional note
N/A
9/9/2010
20
Chrysler Holding
64,046,068,777
403,000,000
14
16
-
19
1,900,000,000
7/10/2009
N/A
$
Additional Proceeds * $
5/20/2009
$
Par
500,000,000
Termination and settlement
payment 20
5/24/2011
Old Chrysler
280,130,642
$
5/14/2010
5/24/2011
Purchase
$
-
Transfer of debt to New
Chrysler
-
5/24/2011
5/1/2009
-
6/10/2009
N/A
2/26/2016
Chrysler Holding
4/29/2009
$
Par
15,000,000
9/29/2015
Purchase
4/29/2009
4,000,000,000
$
9/21/2015
Chrysler Holding
$
Repayment*
4/30/2012
Purchase
Debt Obligation w/ Additional
Note
Debt Obligation w/ Additional
Note
Debt Obligation w/ Additional
Note
Debt Obligation w/ Additional
Note
Debt Obligation w/ Additional
Note
Repayment
12/29/2010 Proceeds from sale of collateral
Chrysler Holding
Partial Repayment
7/14/2009
Purchase
Partial Repayment
6/17/2009
1/2/2009
Partial Repayment
5/18/2009
Farmington
Hills, MI
Partial Repayment
7/14/2009
Chrysler
FinCo
Purchase
3/17/2009
4/17/2009
1/16/2009
30
81,344,932,551
Total Treasury Investment Amount $
Debt obligation w/
additional note &
zero coupon note
Common equity
$
7,142,000,000
6.6%
Additional Note
$
Right to recover
proceeds
Right to recover
9,666,784
proceeds
N/A
N/A
0
N/A
N/A
$
0
-
11,745,170,194
Footnotes appear on following page.
49
As used in this table and its footnotes:
GMAC refers to GMAC Inc., formerly known as GMAC LLC., and now known as Ally Financial, Inc. ("Ally").
"Old GM" refers to General Motors Corporation, which is now known as Motors Liquidation Company.
"New GM" refers to General Motors Company, the company that purchased Old GM's assets on 7/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. See also footnote 11.
"Chrysler FinCo" refers to Chrysler Financial Services Americas LLC.
"Chrysler Holding" refers to CGI Holding LLC, the company formerly known as "Chrysler Holding LLC".
"Old Chrysler" refers to Old Carco LLC (fka Chrysler LLC).
"New Chrysler" refers to Chrysler Group LLC, the company that purchased Old Chrysler's assets on 6/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code.
1. Payment amount does not include accrued and unpaid interest on a debt obligation, which must be paid at the time of principal repayment.
2. Treasury committed to lend General Motors Corporation up to $1,000,000,000. The ultimate funding was dependent upon the level of investor participation in GMAC LLC's rights offering. The amount has been updated to reflect the final level of funding.
3. Pursuant to its rights under the loan agreement with Old GM reported on 12/29/2008, Treasury exchanged its $884 million loan to Old GM for a portion of Old GM’s common equity interest in GMAC. Treasury held a 35.4% common equity interest in GMAC until the transactions reported on 12/30/2009. (See transactions marked by orange line in the table above and footnote 22.)
4. This transaction is an amendment to Treasury's 12/31/2008 agreement with Old GM (the "Old GM Loan"), which brought the total loan amount to $15,400,000,000.
5. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,400,000,000.
6. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,760,624,198. The $360,624,198 loan was used to capitalize GM Warranty LLC, a special purpose vehicle created by Old GM . On 7/10/2009, the principal amount was included in the $7.07 billion of debt assumed by the new GM, as explained in footnote 10.
7. On 7/10/2009, the principal amount outstanding under the Old GM Loan and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM. (See green lines in the table above.)
8. Under the terms of the $33.3 billion debtor-in-possession credit agreement dated 6/3/2009 with Old GM (the "GM DIP Loan"), Treasury's commitment amount was $30.1 billion. The remaining $2.2 billion of the financing was provided by Canadian government entities. As of 7/09/2009, $30.1 billion of funds had been disbursed by Treasury.
9. On 7/10/2009, Treasury and Old GM amended the GM DIP Loan, and the principal amount and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM, except for (i) $7.07 billion, which was assumed by New GM as a new obligation under the terms of a separate credit agreement between Treasury and New GM (see transactions marked by green lines in table
above) and (ii) $986 million, which remained a debt obligation of Old GM.
10. In total, for the exchange of the Old GM Loan and the GM DIP Loan (other than as explained in footnote 9), Treasury received $2.1 billion in preferred shares and 60.8% of the common shares of New GM. (See transactions marked by green lines in the table above.)
11. Pursuant to a corporate reorganization completed on or about 10/19/2009, the shareholders of New GM, including with respect to Treasury's preferred and common stock, became shareholders of General Motors Holding Company (the ultimate parent company of New GM), which was renamed "General Motors Company" on an equal basis to their shareholdings in New GM, and New GM was converted to "General Motors LLC".
General Motors LLC is a wholly owned subsidiary of General Motors Holdings LLC, and General Motors Holdings LLC is a wholly owned subsidiary of General Motors Company.
12. Pursuant to a corporate reorganization completed on 10/19/2009, Treasury's loan with New GM was assigned and assumed by General Motors Holdings LLC.
13. The loan was funded through Chrysler LB Receivables Trust, a special purpose vehicle created by Chrysler FinCo. The amount of $1,500,000,000 represents the maximum loan amount. The loan was incrementally funded until it reached the maximum amount of $1.5 billion on 4/9/2009.
14. This transaction was an amendment to Treasury's 1/2/2009 agreement with Chrysler Holding. As of 4/30/2009, Treasury's obligation to lend any funds committed under this amendment had terminated. No funds were disbursed.
15. The loan was used to capitalize Chrysler Warranty SPV LLC, a special purpose vehicle created by Old Chrysler.
16. This transaction was set forth in a credit agreement with Old Chrysler fully executed on 5/5/2009 following a term sheet executed on 5/1/2009 and made effective on 4/30/2009. Treasury's commitment was $3.04 billion of the total $4.1 billion debtor-in-possession credit facility (the "Chrysler DIP Loan"). As of 6/30/2009, Treasury's commitment to lend under the Chrysler DIP Loan had terminated. The remaining principal amount
reflects the final amount of funds disbursed under the Chrysler DIP Loan.
17. This transaction was an amendment to Treasury's commitment under the Chrysler DIP Loan, which increased Treasury's commitment by an amount $756,857,000 to a total of $3.8 billion under the Chrysler DIP Loan. As of 6/30/2009, Treasury's obligation to lend funds committed under the Chrysler DIP Loan had terminated.
18. This transaction, first reported based on a term sheet fully executed on 5/27/2009 for an amount up to $6.943 billion, was set forth in a credit agreement with New Chrysler fully executed on 6/10/2009. Under the terms of the credit agreement, Treasury made a new commitment to New Chrysler of up to $6.642 billion. The total loan amount is up to $7.142 billion including $500 million of debt assumed on 6/10/2009 from Chrysler
Holding originally incurred under Treasury's 1/2/2009 credit agreement with Chrysler Holding. The debt obligations are secured by a first priority lien on the assets of New Chrysler. When the sale to new Chrysler was completed, Treasury acquired the rights to 9.85% of the common equity in new Chrysler.
19. Pursuant to the agreement explained in footnote 18, $500 million of this debt obligation was assumed by New Chrysler.
20. Under loan agreement, as amended on 7/23/2009, Treasury was entitled to proceeds Chrysler Holdco received from Chrysler FinCo equal to the greater of $1.375 billion or 40% of the equity value of Chrysler FinCo. Pursuant to a termination agreement dated 5/14/2010, Treasury agreed to accept a settlement payment of $1.9 billion as satisfaction in full of all existing debt obligations (including additional notes and accrued and
unpaid interest) of Chrysler Holdco, and upon receipt of such payment to terminate all such obligations.
21. Amount of the Treasury investment exchange includes the exercised warrants from Treasury's initial investments.
22. Under the terms of an agreement dated 12/30/2009, the convertible preferred shares will mandatorily convert to common stock under the conditions and the conversion price as set forth in the terms of the agreement.
23. On April 30, 2010, the Plan of Liquidation for the debtors of Old Chrysler approved by the respective bankruptcy court became effective (the “Liquidation Plan”). Under the Liquidation Plan, the loan Treasury had provided to Old Chrysler was extinguished without repayment, and all assets of Old Chrysler were transferred to a liquidation trust. Treasury retained the right to recover the proceeds from the liquidation from time to time of
the specified collateral security attached to such loan.
24. On October 27, 2010, Treasury accepted an offer by General Motors Company (GM) to repurchase all of the approximately $2.1 billion preferred stock at a price per share of $25.50, which is equal to 102% of the liquidation preference, subject to the closing of the proposed initial public offering of GM’s common stock. The repurchase was completed on 12/15/2010.
25. On 11/17/2010, Treasury agreed to sell 358,546,795 shares of common stock at $32.7525 per share (which represents the $33 public sale price less underwriting discounts and fees) pursuant to an underwriting agreement. Following settlement, the net proceeds to Treasury were $11,743,303,903. On 11/26/2010, the underwriters exercised their option to purchase an additional 53,782,019 shares of common stock from Treasury at
the same purchase price resulting in additional proceeds of $1,761,495,577. Treasury's aggregate net proceeds from the sale of common stock pursuant to the underwriting agreement total $13,504,799,480.
26. On 12/30/2010, Treasury converted $5,500,000,000 of the total convertible preferred stock then outstanding and held by Treasury (including exercised warrants) into 531,850 shares of common stock of Ally. Following this conversion, Treasury holds $5,937,500,000 of convertible preferred stock.
27. On 3/1/2011, Treasury entered into an agreement with Ally Financial, Inc. (Ally) and certain other parties to amend and restate the $2,667,000,000 in aggregate liquidation preference of its Ally trust preferred securities so to facilitate a public underwritten offering. At the time of amendment and restatement, Treasury received all outstanding accrued and unpaid dividends and a distribution fee of $28,170,000.
28. On 3/2/2011, Treasury entered into an underwritten offering for all of its Ally trust preferred securities, the proceeds of which were $2,638,830,000, which together with the distribution fee referred to in footnote 27, provided total disposition proceeds to Treasury of $2,667,000,000. This amount does not include the accumulated and unpaid dividends on the trust preferred securities from the date of the amendment and restatement
through but excluding the closing date that Treasury will receive separately at settlement.
29. On March 31, 2011, the Plan of Liquidation for Motors Liquidation Company (Old GM) became effective, Treasury’s $986 million loan to Old GM was converted to an administrative claim and the assets remaining with Old GM, including Treasury's liens on certain collateral and other rights attached to the loan, were transferred to liquidation trusts. On December 15, 2011, Old GM was dissolved, as required by the Plan of Liquidation.
Treasury retained the right to recover additional proceeds; however, any additional recovery is dependent on actual liquidation proceeds and pending litigation.
30. In June 2009, Treasury provided a $6.6 billion loan commitment to Chrysler Group LLC and received a 9.9 percent equity ownership in Chrysler Group LLC (Chrysler). In January and April 2011, Chrysler met the first and second of three performance related milestones. As a result, Fiat’s ownership automatically increased from 20% to 30%, and Treasury’s ownership was reduced to 8.6%. On May 24, 2011, Fiat, through the exercise
of an equity call option, purchased an incremental 16% fully diluted ownership interest in Chrysler for $1.268 billion, reducing Treasury’s ownership to 6.6% (or 6.0% on a fully diluted basis). On July 21, 2011, Fiat, through the exercise of an equity call option, purchased Treasury’s ownership interest for $500 million. In addition, Fiat paid $60 million to Treasury for its rights under an agreement with the UAW retirement trust pertaining to
the trust's shares in Chrysler.
31 On May 24, 2011, Chrysler Group LLC terminated its ability to draw on the remaining $2.066 billion outstanding under this loan facility.
32. On November 1, 2011, Treasury received a $201,345.42 pro-rata tax distribution on its common stock from Ally Financial, Inc. pursuant to the terms of the Sixth Amended and Restated Limited Liability Company Operating Agreement of GMAC LLC dated May 22, 2009.
33. On 12/21/2012, Treasury sold 200,000,000 shares of common stock at $27.50 per share pursuant to a letter agreement. Following settlement, the net proceeds to Treasury were $5,500,000,000.
34. On January 18, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 58,392,078 shares of common stock from time to time during the period ending on April 17, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on April 11, 2013.
35. On 6/12/2013, Treasury sold 30,000,000 shares of GM common stock in a registered public offering at $34.41 per share for net proceeds to Treasury of $ 1,031,700,000.
36. Pursuant to pre-arranged written trading plans dated May 6, 2013, as amended, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 142,814,136 shares of common stock from time to time during the period ending on September 13, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred
on September 13, 2013.
37. On September 26, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 70,214,460 shares of common stock from time to time during the period ending on December 20, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on November 20, 2013.
38. On November 20, 2013, Ally completed a private placement of an aggregate of 216,667 shares of its common stock for an aggregate price of approximately $1.3 billion and the repurchase of all outstanding shares of its Fixed Rate Cumulative Mandatorily Convertible Preferred Stock, Series F-2, held by Treasury, including payment for the elimination or relinquishment of any right to receive additional shares of common stock to be
issued (the “Share Adjustment Right”). Ally paid to Treasury a total of approximately $5.93 billion for the repurchase of the Series F-2 Preferred Stock and the elimination of the Share Adjustment Right. As a result of the private placement, Treasury's common stock ownership stake was diluted from 73.8 percent to 63.45 percent. Treasury continues to own 981,971 shares of common stock in Ally.
39. On November 21, 2013, Treasury gave J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell, subject to certain parameters, the remaining shares of common stock, from time to time during the period ending on February 15, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on December 9, 2013.
40. On January 23, 2014, Treasury sold 410,000 shares of Ally common stock in a private offering at $7,375 per share for gross proceeds of $3,023,750,000.
41. On April 15, 2014, Treasury sold 95,000,000 shares of Ally common stock in an IPO at $25.00 per share for net proceeds of $2,375,000,000.
42. On 5/14/2014, the underwriters partially exercised their option to purchase an additional 7,245,670 shares of Ally common stock from Treasury at $25.00 resulting in additional proceeds of $181,141,750.
43. On August 14, 2014, Treasury gave Goldman Sachs discretionary authority, as its sales agent, to sell subject to certain parameters up to 8,890,000 shares of common stock from time to time during the period ending on November 12, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on September 12, 2014.
44. 4/ On September 12, 2014, Treasury gave Goldman Sachs discretionary authority, as its sales agent, to sell subject to certain parameters up to 11,249,044 of common stock from time to time during the period ending on December 11, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on October 16, 2014.
45. On December 24, 2014, Treasury sold 54,926,296 shares of Ally common stock in an underwritten offering at $23.25 per share for net proceeds of $1,277,036,382.
AUTOMOTIVE SUPPLIER SUPPORT PROGRAM
Footnote
Date
Name of Institution
City
Payment or Disposition4
Adjustment Details
Seller
State
Transaction Type
Investment
Description
Investment Amount
Pricing Mechanism
Adjustment
Date
Adjusted or Final
Investment Amount
Adjustment Amount
Date
Type
Remaining Investment
Description
Amount
2/11/2010
Partial
repayment
Partial
repayment
3/4/2010
Repayment5
Additional Note
$
50,000,000
4/5/2010
Payment6
None
$
56,541,893
3/9/2010
4/7/2010
Repayment5
Payment7
Additional Note
None
$
$
123,076,735
44,533,054
$
101,074,947
11/20/2009
1
4/9/2009
GM Supplier Receivables LLC
Wilmington
DE
Purchase
Debt Obligation w/
Additional Note
7/8/2009
$
3,500,000,000
3
$
(1,000,000,000) $
6
2
4/9/2009
Chrysler Receivables SPV LLC
INITIAL TOTAL
$
5,000,000,000
Wilmington
DE
Purchase
ADJUSTED TOTAL
Debt Obligation w/
Additional Note
$
$
1,500,000,000
N/A
7/8/2009
3
$
$
290,000,000
(500,000,000) $
1,000,000,000
$
123,076,735
7
413,076,735
2,500,000,000
N/A
Total Repayments
$
413,076,735
Debt Obligation w/ Additional Note
$
140,000,000
Debt Obligation w/ Additional Note
$
100,000,000
Total Proceeds from Additional Notes
1/ The loan was funded through GM Supplier Receivables, LLC, a special purpose vehicle created by General Motors Corporation. The amount of $3,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/3/2009. General Motors Company assumed GM Supplier Receivables LLC on 7/10/2009.
2/ The loan was funded through Chrysler Receivables SPV LLC, a special purpose vehicle created by Chrysler LLC. The amount of $1,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/7/2009. Chrysler Group LLC assumed Chrysler Receivables SPV LLC on 6/10/2009.
50
3/ Treasury issued notice to the institution of the permanent reduced commitment on 7/8/2009; the reduction was effective on 7/1/2009.
4/ Does not include accrued and unpaid interest due on the amount of principal repayment, which interest must be paid at the time of principal repayment.
5/ All outstanding principal drawn under the credit agreement was repaid.
6/ Treasury's commitment was $2.5 billion (see note 3). As of 4/5/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid.
7/ Treasury's commitment was $1 billion (see note 3). As of 4/7/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid.
51
AUTOMOTIVE INDUSTRY FINANCING PROGRAM - GENERAL MOTORS COMPANY
COMMON STOCK DISPOSITION
Date
01/18/13 –
04/17/13
05/6/13 –
9/13/2013
9/26/13 –
11/20/13
11/21/2013 12/9/2013
Pricing Mechanism1
3
4
5
6
Number of Shares
$28.0490
58,392,078
$
1,637,839,844
$34.6461
110,336,510
$
3,822,724,832
$36.5087
70,214,460
$
2,563,441,956
$38.8228
31,122,206
$
1,208,249,982
Total Proceeds:
Proceeds2
$9,232,256,614
1/ The price set forth is the weighted average price for all sales of General Motors Company common stock made by Treasury over the course of the corresponding period.
2/ Amount represents the gross proceeds to Treasury.
3/ On January 18, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 58,392,078 shares of
common stock from time to time during the period ending on April 17, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on April 11, 2013.
4/ Pursuant to pre-arranged written trading plans dated May 6, 2013, as amended, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell
subject to certain parameters up to 142,814,136 shares of common stock from time to time during the period ending on September 13, 2013 (or upon completion of the sale). Completion of the sale under this
authority occurred on September 13, 2013.
5/ On September 26, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 70,214,460 shares
of common stock from time to time during the period ending on December 20, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on November 20, 2013.
6/ On November 21, 2013, Treasury gave J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell, subject to certain parameters, the remaining shares of common stock, from time to time
during the period ending on February 15, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on December 9, 2013.
52
AUTOMOTIVE INDUSTRY FINANCING PROGRAM - ALLY FINANCIAL, INC.
COMMON STOCK DISPOSITION
Date
08/14/14 –
09/12/14
09/12/14 10/16/14
Pricing Mechanism1
3
4
Number of Shares
$24.5985
8,890,000
$
218,680,700
$21.8234
11,249,044
$
245,492,605
Total Proceeds:
Proceeds2
$464,173,305
1/ The price set forth is the weighted average price for all sales of Ally Financial, Inc.(Ally) common stock made by Treasury over the course of the corresponding period.
2/ Amount represents the gross proceeds to Treasury.
3/ On August 14, 2014, Treasury gave Goldman Sachs discretionary authority, as its sales agent, to sell subject to certain parameters up to 8,890,000 shares of common stock from time to time during the period
ending on November 12, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on September 12, 2014.
4/ On September 12, 2014, Treasury gave Goldman Sachs discretionary authority, as its sales agent, to sell subject to certain parameters up to 11,249,044 of common stock from time to time during the period
ending on December 11, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on October 16, 2014.
53
TARGETED INVESTMENT PROGRAM
Seller
Footnote
1
Date
Name of Institution
12/31/2008 Citigroup Inc.
Bank of America
1/16/2009 Corporation
Treasury Investment Remaining After Capital
Repayment
Capital Repayment Details
City
State
Transaction
Type
New York
NY
Purchase
Charlotte
NC
Purchase
Investment Description
Investment Amount
Trust Preferred Securities
$
20,000,000,000
w/ Warrants
Preferred Stock w/
$
20,000,000,000
Warrants
TOTAL
$
40,000,000,000
Pricing
Mechanism
Par
12/23/2009
Capital Repayment Remaining Capital
Amount
Amount
Capital
Repayment Date
2
Final Disposition
Remaining Capital
Description
Final Disposition Date
3
Final Disposition
Description
Final Disposition
Proceeds
$
20,000,000,000
$
0
Warrants
1/25/2011
A
Warrants
$
190,386,428
$
20,000,000,000
$
0
Warrants
3/3/2010
A
Warrants
$
1,236,804,513
$
40,000,000,000
$
1,427,190,941
2
Par
12/9/2009
TOTAL CAPITAL REPAYMENT
TOTAL TREASURY TIP INVESTMENT AMOUNT
$
Total Warrant Proceeds
0
1/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock,
Series I (TIP Shares) “dollar for dollar” for Trust Preferred Securities.
2/ Repayment pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009.
3/ For final disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution, and "A" represents the proceeds to Treasury, after underwriting fees, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution.
ASSET GUARANTEE PROGRAM
Initial Investment
Footnote
Date
Seller
Name of Institution
City
State
12/23/2009 Citigroup Inc.
New York
New York
NY
NY
Guarantee
Termination
Master Agreement
Termination Agreement
Guarantee Limit
$
$
5,000,000,000
Description
Preferred Stock
w/ Warrants
Amount
$
Footnote
Date
6/9/2009
Exchange preferred stock for Trust Preferred
trust preferred securities
Securities w/ Warrants
$
4,034,000,000
9/29/2010
Exchange trust preferred
securities for trust preferred
securities
$
6
0
12/28/2012
7
$
Footnote
Date
3
12/23/2009
5
9/30/2010 Disposition
$ 2,246,000,000 Warrants
$
0
1/25/2011 Warrant Auction
Trust Preferred
Securities w/ Warrants
Amount
Type
$
67,197,045 None
$
0
$ 894,000,000.00 None
$
0
Partial cancellation for early
termination of guarantee
Amount
Remaining
Premium
$ (1,800,000,000)
Trust Preferred
Securities w/ Warrants
$ 2,234,000,000
(5,000,000,000)
3
TOTAL
Description
Remaining Premium
Description
2,246,000,000
4,034,000,000
Type
Payment or Disposition
4
1/16/2009 Citigroup Inc.
Description
Exchange/Transfer/Other Details
2
1
Type
Premium
2/4/2013
Trust preferred securities
received from the FDIC
Exchange Trust preferred
securities for subordinated
note
Trust Preferred
Securities
$
800,000,000.00
Subordinated Note
$
894,000,000.00
8
2/8/2013 Disposition
Total Proceeds
$ 3,207,197,045
1/ In consideration for the guarantee, Treasury received $4.03 billion of preferred stock, which pays 8% interest.
2/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” for Trust Preferred
Securities.
3/ On 12/23/2009, Treasury entered into a Termination Agreement with the other parties to the Master Agreement which served to terminate Treasury’s guarantee and obligations under the Master Agreement. In connection with the early termination of the guarantee, Treasury agreed to cancel $1.8 billion of the AGP Trust Preferred Securities, and the Federal Deposit Insurance Corporation (FDIC) and Treasury agreed that, subject to the
conditions set out in the Termination Agreement, the FDIC may transfer $800 million of Trust Preferred Securities to Treasury at the close of Citigroup’s participation in the FDIC’s Temporary Liquidity Guarantee Program.
4/ On 9/29/2010, Treasury entered into an agreement with Citigroup Inc. to exchange $2,234,000,000 in aggregate liquidation preference of its trust preferred securities for $2,246,000,000 in aggregate liquidation preference of trust preferred securities with certain modified terms. At the time of exchange, Citigroup Inc. paid the outstanding accrued and unpaid dividends.
5/ On 9/30/2010, Treasury entered into underwritten offering of the trust preferred securities, the gross proceeds of which do not include accumulated and unpaid distributions from the date of the exchange through the closing date.
6/ 12/28/2012, as contemplated by the Termination Agreement and the Letter Agreement dated 12/23/2009, between Treasury and the Federal Deposit Insurance Corporation (FDIC), Treasury received from the FDIC, Citigroup Inc. trust preferred securities in aggregate liquidation preference equal to $800 million and approximately $183 million in dividend and interest payments from those securities.
7/ On 2/4/2013, Treasury exchanged $800 million in Citigroup Capital XXXIII Trust Preferred Securities (TruPs) for $894 million in Citigroup subordinated notes pursuant to an agreement between Citigroup and Treasury executed on 2/4/2013. Accrued interest on the TruPs was received at the time of the exchange.
8/ On 2/8/2013, Treasury completed the sale of its Citigroup subordinated notes for $894 million plus accrued interest, pursuant to an underwriting agreement executed on 2/8/2012.
54
AMERICAN INTERNATIONAL GROUP, INC. (AIG) INVESTMENT PROGRAM
(formerly referred to as Systemically Significant Failing Institutions Program)
Seller
Date
1
11/25/2008
4/17/2009
AIG
State
NY
Purchase
Preferred Stock w/ Warrants
(Series D)
$
40,000,000,000
Par
New York
AIG
2, 3
Exchange/Transfer Details
New York
Name of Institution
Note
Purchase Details
Transaction
Type
NY
Purchase
Preferred Stock w/ Warrants
(Series F)
$
29,835,000,000
Par
City
Investment Description
Date
2
Transaction Type
4/17/2009
Pricing Mechanism
Investment Amount
Exchange
Pricing
Mechanism
Amount
Investment Description
Preferred Stock w/ Warrants
(Series E)
1
$
40,000,000,000
Par
See table below for exchange/transfer details in connection with the recapitalization conducted on 1/14/2011.
Final Disposition
69,835,000,000
Investment
Transaction Type
Warrants (Series D)
Repurchase
$
25,150,923.10
3/1/2013
$
Date
3/1/2013
TOTAL
Warrants (Series F)
Repurchase
$
5,767.50
Total Warrant Proceeds
$
Proceeds
25,156,690.60
1/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative Preferred Shares for Series E Fixed Rate Non-Cumulative Preferred Shares with no change to Treasury's initial investment amount. In addition, in order for AIG to fully redeem the Series E Preferred Shares, it had an additional obligation to Treasury of $1,604,576,000 to reflect the
cumulative unpaid dividends for the Series D Preferred Shares due to Treasury through and including the exchange date.
2/ The investment amount reflected Treasury's commitment to invest up to $30 billion less a reduction of $165 million representing retention payments AIG Financial Products made to its employees in March 2009.
3/ This transaction does not include AIG's commitment fee of an additional $165 million paid from its operating income over the life of the facility. A $55 million payment was received by Treasury on 12/17/2010. The remaining $110 million payment was received by Treasury on 05/27/2011.
AIG POST-RECAPITALIZATION
Recapitalization
Note
Date
Investment Description
Treasury Holdings Post-Recapitalization
Transaction Type
Exchange
Pricing Mechanism
Final Disposition
Investment Description
Date
Amount / Shares
N/A
6
1/14/2011
Common Stock (non-TARP)
Transfer
Common Stock
562,868,096
8/18/2011
Payment
$
2,153,520,000
Par
Payment
$
55,885,302
$
971,506,765
$
5,576,121,382
$
1,521,632,096
$
1,493,250,339
$
2,009,932,072
Par
3/8/2011
Payment
$
1,383,888,037
Par
Payment
$
44,941,843
Par
5/24/2011
Partial Disposition
$
5,800,000,000
N/A
Partial Disposition
$
6,000,000,008
N/A
5/6/2012
Partial Disposition
$
4,999,999,993
N/A
Partial Disposition
$
749,999,972
N/A
Partial Disposition
$
4,999,999,993
N/A
Partial Disposition
$
750,000,002
N/A
9/10/2012
Partial Disposition
$
17,999,999,973
N/A
Partial Disposition
$
2,699,999,965
N/A
Final Disposition
$
7,610,497,570
N/A
8
Par
Payment
0
Par
Payment
$
Par
Payment
8
Par
Payment
0
Par
Payment
$
Par
8/3/2012
924,546,133
97,008,351
12/14/2012
Exchange
$
9/11/2012
Preferred Stock (Series E)
Payment
10
Par
8/6/2012
1/14/2011
167,623,733
55,833,333
5/7/2012
5
3,375,328,432
$
3/8/2012
Exchange
$
Payment
0
Par
3/15/2012
ALICO Junior Preferred Interests
7
5,511,067,614
11/1/2011
N/A
$
2/14/2011
Exchange
Payment
-
N/A
$
Par
3/22/2012
Preferred Stock (Series F)
185,726,192
3/15/2012
1/14/2011
$
3/8/2012
4
7
Payment
9/2/2011
16,916,603,568
$
8/17/2011
$
Cancellation
3/15/2011
AIA Preferred Units
5/27/2011
3/8/2011
Preferred Stock (Series G)
2,000,000,000
Pricing Mechanism
2/14/2011
Par
$
Proceeds 8
Transaction Type
Remaining Recap
Investment Amount,
Shares, or Equity %
1,455,037,962
9
77%
1,248,141,410
11
70%
1,084,206,984
12
63%
1,059,616,821
12
61%
895,682,395
13
55%
871,092,231
13
53%
317,246,078
14
22%
234,169,156
14
16%
234,169,156
15
0%
Footnotes appear on following page.
55
4/ On 1/14/2011, (A) Treasury exchanged $27,835,000,000 of Treasury's investment in AIG's Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series F) which is equal to the amount funded (including amounts drawn at closing) under the Series F equity capital facility, for (i) the transferred SPV preferred interests and (ii) 167,623,733 shares of AIG Common
Stock, and (B) Treasury exchanged $2,000,000,000 of undrawn Series F for 20,000 shares of preferred stock under the new Series G Cumulative Mandatory Convertible Preferred Stock equity capital facility under which AIG has the right to draw up to $2,000,000,000.
5/ On 1/14/2011, Treasury exchanged an amount equivalent to the $40 billion initial investment plus capitalized interest from the April 2009 exchange (see note 1 above) of Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series E) for 924,546,133 shares of AIG Common Stock.
6/ On 1/14/2011, Treasury received 562,868,096 shares of AIG Common Stock from the AIG Credit Facility Trust, which trust was established in connection with the credit facility between AIG and the Federal Reserve Bank of New York. This credit facility was repaid and terminated pursuant to this recapitalization transaction. The trust had received 562,868,096
shares of AIG common stock in exchange for AIG's Series C Perpetual, Convertible Participating Preferred Stock, which was previously held by the trust for the benefit of the U.S. Treasury.
7/ The amount of Treasury's AIA Preferred Units and ALICO Junior Preferred Interests holdings do not reflect preferred returns on the securities that accrue quarterly.
8/ Proceeds include amounts applied to pay (i) accrued preferred returns and (ii) redeem the outstanding liquidation amount.
9/ On 5/27/2011, Treasury completed the sale of 200,000,000 shares of common stock at $29.00 per share for total proceeds of $5,800,000,000, pursuant to an underwriting agreement executed on 05/24/2011.
10/ On 5/27/2011, pursuant to the terms of the agreements governing the Preferred Stock (Series G), the available amount of the Preferred Stock (Series G) was reduced to $0 as a result of AIG’s primary offering of its common stock and the Preferred Stock (Series G) was cancelled.
11/ On 3/13/2012, Treasury completed the sale of 206,896,552 shares of common stock at $29.00 per share for total proceeds of $6,000,000,008, pursuant to an underwriting agreement executed on 3/8/2012.
12/ On 5/10/2012, Treasury completed the sale of 188,524,589 shares of common stock at $30.50 per share for total proceeds of $5,749,999,965, pursuant to an underwriting agreement executed on 5/6/2012.
13/ On 8/8/2012, Treasury completed the sale of 188,524,590 shares of common stock at $30.50 per share for total proceeds of $5,749,999,995, pursuant to an underwriting agreement executed on 8/3/2012.
14/ On 9/14/2012, Treasury completed the sale of 636,923,075 shares of common stock at $32.50 per share for total proceeds of $20,699,999,938, pursuant to an underwriting agreement executed on 9/10/2012.
15/ On 12/14/2012, Treasury completed the sale of 234,169,156 shares of common stock at $32.50 per share for total proceeds of $7,610,497,570, pursuant to an underwriting agreement executed on 12/10/2012.
56
CREDIT MARKET PROGRAMS
TERM ASSET-BACKED SECURITIES LOAN FACILITY
Seller
Footnote
Date
Name of Institution
City
Transaction
State
Type
Investment Description
Investment Amount
Pricing Mechanism
Adjusted Investment
Date
Amount
2
7/19/2010
$ 4,300,000,000
6/28/2012
1
3/3/2009
TALF LLC
Wilmington
DE
Purchase
Debt Obligation w/ Additional Note
$
20,000,000,000
3
$
Final Investment Amount
$
100,000,000
Total Investment Amount $
1/15/2013
100,000,000
4
$
Amount
2/6/2013
1,400,000,000
N/A
Date
Repayment 5
Description
100,000,000
Principal Repayment
$
100,000,000
2/6/2013
3/6/2013
4/4/2013
5/6/2013
6/6/2013
7/5/2013
8/6/2013
9/6/2013
10/4/2013
11/6/2013
12/5/2013
1/7/2014
2/6/2014
3/6/2014
4/4/2014
5/6/2014
6/5/2014
7/7/2014
8/6/2014
9/5/2014
10/6/2014
11/6/2014
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
212,829,610
97,594,053
6,069,968
4,419,259
96,496,772
11,799,670
66,072,965
74,797,684
1,114,074
933,181
1,102,424
1,026,569
1,107,574
1,225,983
11,597,602
1,055,556
1,343,150
27,005,139
14,059,971
262,036
17,394,583
21,835,385
$
771,143,209
Total Repayment Amount 5
1/ The loan was funded through TALF LLC, a special purpose vehicle created by The Federal Reserve Bank of New York ("FRBNY"). The amount of $20,000,000,000 represents the maximum loan amount. The loan will be incrementally funded.
2/ On 7/19/2010, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously entered into on 3/3/2009, which amendment reduced Treasury's maximum loan amount to $4,300,000,000.
3/ On 6/28/2012, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously amended 7/19/2010, which reduced Treasury's maximum loan amount to $1,400,000,000.
4/ On 1/15/2013, Treasury, the FRBNY and TALF LLC entered into an amendment that stated that, due to the fact that the accumulated fees collected through TALF exceed the total principal amount of TALF loans outstanding, Treasury’s commitment of TARP funds to provide credit protection is no longer necessary.
5/ Repayment amounts do not include accrued interest proceeds received on 2/6/2013, which are reflected on the Dividends & Interest Report.
57
CREDIT MARKET PROGRAMS
SBA 7a SECURITIES PURCHASE PROGRAM
Purchase Details 1
Date
3/19/2010
3/19/2010
3/19/2010
4/8/2010
4/8/2010
5/11/2010
5/11/2010
5/11/2010
5/25/2010
5/25/2010
6/17/2010
6/17/2010
7/14/2010
7/14/2010
7/14/2010
7/29/2010
7/29/2010
8/17/2010
8/17/2010
8/17/2010
8/31/2010
8/31/2010
8/31/2010
9/14/2010
9/14/2010
9/14/2010
9/14/2010
9/28/2010
9/28/2010
9/28/2010
9/28/2010
Investment Description
Floating Rate SBA 7a security due 2025
Floating Rate SBA 7a security due 2022
Floating Rate SBA 7a security due 2022
Floating Rate SBA 7a security due 2034
Floating Rate SBA 7a security due 2016
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2035
Floating Rate SBA 7a security due 2033
Floating Rate SBA 7a security due 2029
Floating Rate SBA 7a security due 2033
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2034
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2025
Floating Rate SBA 7a security due 2034
Floating Rate SBA 7a security due 2017
Floating Rate SBA 7a security due 2034
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2019
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2024
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2021
Floating Rate SBA 7a security due 2029
Floating Rate SBA 7a security due 2026
Floating Rate SBA 7a security due 2035
Floating Rate SBA 7a security due 2034
Floating Rate SBA 7a security due 2034
Floating Rate SBA 7a security due 2035
Total Purchase Face Amount
Settlement Details
Purchase Face
Amount 3
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
4,070,000
7,617,617
8,030,000
23,500,000
8,900,014
10,751,382
12,898,996
8,744,333
8,417,817
17,119,972
34,441,059
28,209,085
6,004,156
6,860,835
13,183,361
2,598,386
9,719,455
8,279,048
5,000,000
10,000,000
9,272,482
10,350,000
6,900,000
8,902,230
8,050,000
5,750,000
5,741,753
3,450,000
11,482,421
13,402,491
14,950,000
$
Pricing Mechanism
TBA or
PMF3
Settlement Date
107.75
109
108.875
110.502
107.5
106.806
109.42
110.798
110.125
109.553
110.785
112.028
106.625
108.505
111.86
108.4375
106.75
110.198
110.088
110.821
110.515
112.476
105.875
111.584
110.759
106.5
110.5
110.875
113.838
113.9
114.006
-
3/24/2010
3/24/2010
3/24/2010
5/28/2010
4/30/2010
6/30/2010
6/30/2010
6/30/2010
7/30/2010
7/30/2010
8/30/2010
8/30/2010
9/30/2010
9/30/2010
9/30/2010
9/30/2010
10/29/2010
9/30/2010
10/29/2010
10/29/2010
9/29/2010
10/29/2010
11/30/2010
10/29/2010
11/30/2010
11/30/2010
11/30/2010
11/30/2010
12/30/2010
11/30/2010
12/30/2010
Investment Amount
332,596,893
2,
3
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
2,184
4,130
4,348
12,983
4,783
5,741
7,057
4,844
4,635
9,377
19,077
15,801
3,200
3,722
7,373
1,408
5,187
4,561
2,752
5,541
5,123
5,820
3,652
4,966
4,458
3,061
3,172
1,912
6,535
7,632
8,521
183,555
$
4,377,249
8,279,156
8,716,265
26,041,643
9,598,523
11,511,052
14,151,229
9,717,173
9,294,363
18,801,712
38,273,995
31,693,810
6,416,804
7,462,726
14,789,302
2,826,678
10,394,984
9,150,989
5,520,652
11,115,031
10,277,319
11,672,766
7,319,688
9,962,039
8,940,780
6,134,172
6,361,173
3,834,428
13,109,070
15,308,612
17,092,069
Senior Security
Proceeds 4
Total Senior Security Proceeds $
TOTAL INVESTMENT AMOUNT
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
TBA or
PMF3
-
Final Disposition
368,145,452
Purchase Face
Amount 3
6
Trade Date
PMF
6/21/2011
10/19/2011
6/21/2011
6/7/2011
6/7/2011
6/7/2011
6/7/2011
6/7/2011
6/7/2011
9/20/2011
6/21/2011
9/20/2011
6/21/2011
10/19/2011
6/21/2011
1/24/2012
6/21/2011
9/20/2011
10/19/2011
10/19/2011
9/20/2011
10/19/2011
1/24/2012
1/24/2012
1/24/2012
1/24/2012
1/24/2012
10/19/2011
1/24/2012
10/19/2011
1/24/2012
-
Current Face
Amount 6, 8
$
3,151,186
$
5,891,602
$
5,964,013
$
22,350,367
$
6,542,218
$
9,819,270
$
12,570,392
$
8,483,188
$
8,171,159
$
15,030,712
$
32,656,125
$
25,930,433
$
5,656,049
$
6,520,875
$
12,704,841
$
1,903,407
$
9,531,446
$
6,425,217
$
4,580,543
$
9,030,539
$
8,403,846
$
10,099,555
$
6,236,800
$
7,503,681
$
7,053,867
$
5,473,724
$
4,307,881
$
3,367,168
$
10,592,775
$
12,963,737
$
14,562,161
Life-to-date
Principal Received
Disposition
Amount 5, 6
1, 8
4,070,000
7,617,617
8,030,000
23,500,000
8,900,014
10,751,382
12,898,996
8,744,333
8,417,817
17,119,972
34,441,059
28,209,085
6,004,156
6,860,835
13,183,361
2,598,386
9,719,455
8,279,048
5,000,000
10,000,000
9,272,482
10,350,000
6,900,000
8,902,230
8,050,000
5,750,000
5,741,753
3,450,000
11,482,421
13,402,491
14,950,000
902,633
1,685,710
2,022,652
1,149,633
2,357,796
932,112
328,604
261,145
246,658
2,089,260
1,784,934
2,278,652
348,107
339,960
478,520
694,979
188,009
1,853,831
419,457
969,461
868,636
250,445
663,200
1,398,549
996,133
276,276
1,433,872
82,832
889,646
438,754
387,839
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
3,457,746
6,462,972
6,555,383
25,039,989
7,045,774
10,550,917
13,886,504
9,482,247
8,985,818
16,658,561
36,072,056
29,142,474
6,051,772
7,105,304
14,182,379
2,052,702
10,223,264
7,078,089
5,029,356
9,994,806
9,230,008
11,314,651
6,556,341
8,269,277
7,703,610
5,764,858
4,693,918
3,698,411
11,818,944
14,433,039
16,383,544
Disposition Proceeds
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
334,924,711
TOTAL PROGRAM PROCEEDS TO DATE7 $
376,748,302
1/ The amortizing principal and interest payments are reported on the monthly Dividends and Interest Report available at www.FinancialStability.gov.
2/ Investment Amount is stated after applying the appropriate month's factor and includes accrued interest paid at settlement, if applicable.
3/ If a purchase is listed as TBA, or To-Be-Announced, the underlying loans in the SBA Pool have yet to come to market, and the TBA pricing mechanism, purchase face amount, investment amount and senior security proceeds will be adjusted within the variance permitted under the program terms. If a
purchase is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security and senior security are priced according to the prior-month's factor. The PMF investment amount and senior security proceeds will be adjusted after publication of
the applicable month's factor (on or about the 11th business day of each month).
4/ In order to satisfy the requirements under Section 113 of the Emergency Economic Stabilization Act of 2008, Treasury will acquire a senior indebtedness instrument (a Senior Security) from the seller of each respective SBA 7a Security. Each Senior Security will (i) have an aggregate principal amount equal to
the product of (A) 0.05% and (B) the Investment Amount (excluding accrued interest) paid by Treasury for the respective SBA 7a Security, and (ii) at the option of the respective seller, may be redeemed at par value immediately upon issuance, or remain outstanding with the terms and conditions as set forth in
the Master Purchase Agreement.
5/ Disposition Amount is stated after applying the appropriate month's factor and includes accrued interest received at settlement, if applicable. If the disposition is listed as PMF, the disposition amount will be adjusted after publication of the applicable month's factor.
6/ If a disposition is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security is priced according to the prior-month's factor. The PMF disposition amount will be adjusted after publication of the applicable month's factor (on or about
the 11th business day of each month).
7/ Total Program Proceeds To Date includes life-to-date disposition proceeds, life-to-date principal received, life-to-date interest received, and senior security proceeds (excluding accruals).
8/ The sum of Current Face Amount and Life-to-date Principal Received will equal Purchase Face Amount for CUSIPs that were originally purchased as TBAs only after the applicable month's factor has been published and trailing principal & interest payments have been received.
58
CREDIT MARKET PROGRAMS
LEGACY SECURITIES PUBLIC-PRIVATE INVESTMENT PROGRAM (S-PPIP)
Preliminary Adjusted
Seller
Footnote
Date
1
9/30/2009
Name of Institution
UST/TCW Senior Mortgage Securities Fund, L.P.
Commitment
City
Wilmington
Transaction
Type
State
DE
Purchase
Commitment
Amount
Investment Description
Pricing
Mechanism
Date
Par
1/4/2010
3
Amount
Final Investment
Final Commitment Amount
Date
7
Amount
Amount
9
Amount
Capital Repayment Details
Repayment
Date
Investment After Capital Repayment
Repayment Amount
Amount
Description
Distribution or Disposition
Date
Description
5
Debt Obligation w/ Contingent Proceeds
$
2,222,222,222
Par
1/4/2010
4 $
200,000,000
1/4/2010
4 $
156,250,000
200,000,000
$
$
156,250,000
200,000,000
1/15/2010
1/11/2010
1/12/2010
1
9/30/2009
Invesco Legacy Securities Master Fund, L.P.
Wilmington
DE
Purchase
Membership Interest
$
1,111,111,111
Par
3/22/2010 6 $
1,244,437,500
7/16/2010
$
856,000,000
$
580,960,000
$
$
$
156,250,000
34,000,000
166,000,000
$
$
$
0
Membership Interest
0
2,444,347
$
578,515,653 Membership Interest
4/15/2010
$
3,533,199
$
574,982,454 Membership Interest
9/15/2010
$
30,011,187
$
544,971,267 Membership Interest
11/15/2010
$
66,463,982
$
478,507,285 Membership Interest
12/14/2010
$
15,844,536
$
462,662,749 Membership Interest
1/14/2011
$
13,677,726
$
448,985,023 Membership Interest
2/14/2011
$
48,523,845
$
400,461,178 Membership Interest
3/14/2011
$
68,765,544
$
331,695,634 Membership Interest
4/14/2011
$
77,704,254
$
253,991,380 Membership Interest
5/20/2011
$
28,883,733
$
225,107,647 Membership Interest
6/14/2011
$
9,129,709
$
215,977,938 Membership Interest
7/15/2011
$
31,061,747
$
184,916,192 Membership Interest
8/12/2011
$
10,381,214
$
174,534,977 Membership Interest
10/17/2011
$
6,230,731
$
168,304,246 Membership Interest
12/14/2011
$
1,183,959
$
167,120,288 Membership Interest
1/17/2012
$
1,096,185
$
166,024,103 Membership Interest
2/14/2012
$
1,601,688
$
164,422,415 Membership Interest
3/14/2012
$
3,035,546
$
161,386,870 Membership Interest
2
9/30/2009
Invesco Legacy Securities Master Fund, L.P.
Wilmington
DE
Purchase
Debt Obligation w/ Contingent Proceeds
$
2,222,222,222
Par
3/22/2010 6 $
2,488,875,000
9/26/2011 8 $
1,161,920,000
$
1,161,920,000
161,386,870
$
9/28/2012
Final Distribution
Adjusted Distribution
Distribution
20,091,872
$
48,922
$
502,302
$
1,223
$
56,390,209
$
1,056,751
$
5
0
18,772
$
69,399
$
64,444
2/18/2010
$
4,888,718
$
1,157,031,282
4/15/2010
$
7,066,434
$
1,149,964,848
9/15/2010
$
60,022,674
$
1,089,942,174
11/15/2010
$
132,928,628
$
957,013,546
12/14/2010
$
31,689,230
$
925,324,316
1/14/2010
$
27,355,590
$
897,968,726
2/14/2011
$
92,300,138
$
805,668,588
3/14/2011
$
128,027,536
$
677,641,052
4/14/2011
$
155,409,286
$
522,231,766
5/20/2011
$
75,085,485
$
447,146,281
6/14/2011
$
18,259,513
$
428,886,768
7/15/2011
$
62,979,809
$
365,906,960
8/12/2011
$
20,762,532
$
345,144,428
10/17/2011
$
37,384,574
$
307,759,854
12/14/2011
$
7,103,787
$
300,656,067
1/17/2012
$
6,577,144
$
294,078,924
5
Contingent Proceeds
$
$
$
Debt Obligation w/ Contingent
166,000,000 Proceeds
2/18/2010
3/29/2012
Distribution
7/8/2013
Purchase
4 $
Distribution
6/4/2013
DE
1/4/2010
Final Distribution
8/9/2012
Wilmington
156,250,000
Distribution
3/29/2012
UST/TCW Senior Mortgage Securities Fund, L.P.
4 $
Final Distribution
2/24/2010
9/30/2009
1,111,111,111
Distribution
1/29/2010
2
$
1/29/2010
2/24/2010
Membership Interest
Proceeds
Membership Interest
5
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
5
5
10
5, 14
5
5, 13
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
59
Preliminary Adjusted
Seller
Footnote
Date
Name of Institution
Commitment
City
Transaction
Type
State
Commitment
Amount
Investment Description
Pricing
Mechanism
Date
3
Amount
Final Investment
Final Commitment Amount
Date
7
Amount
Amount
9
Amount
Capital Repayment Details
Repayment
Date
2/14/2012
Investment After Capital Repayment
Repayment Amount
$
9,610,173
Amount
$
Description
Distribution or Disposition
Date
Description
Debt Obligation w/ Contingent
284,468,750 Proceeds
5
3/29/2012
1
10/1/2009
Wellington Management Legacy Securities PPIF Master Fund, LP
Wilmington
DE
Purchase
Membership Interest
$
1,111,111,111
Par
3/22/2010 6 $
1,262,037,500
7/16/2010
$
1,149,487,000
$
1,149,487,000
$
0
Contingent Proceeds
7/16/2012
$
62,499,688
$
1,086,987,313 Membership Interest
9/17/2012
$
152,499,238
$
934,488,075 Membership Interest
1/15/2013
$
254,581,112
$
679,906,963 Membership Interest
2/13/2013
$
436,447,818
$
243,459,145 Membership Interest
3/13/2013
$
243,459,145
$
9/28/2012
0
Membership Interest
Final Distribution
Adjusted Distribution
7/8/2013
284,468,750
Distribution
6/4/2013
$
Distribution
8/9/2012
3/14/2012
Distribution
3/13/2013
Distribution
10/1/2009
Wellington Management Legacy Securities PPIF Master Fund, LP
Wilmington
DE
Purchase
Debt Obligation w/ Contingent Proceeds
$
2,222,222,222
Par
3/22/2010 6 $
2,524,075,000
7/16/2010
$
2,298,974,000
$
2,298,974,000
6/26/2012
$
125,000,000
$
2,173,974,000
9/17/2012
$
305,000,000
$
1,868,974,000
12/6/2012
$
800,000,000
$
1,068,974,000
12/21/2012
$
630,000,000
$
438,974,000
1/15/2013
$
97,494,310
$
341,479,690
$
$
Purchase
Membership Interest
$
1,111,111,111
Par
3/22/2010 6 $
1,244,437,500
7/16/2010
$
1,150,423,500
$
1,064,141,738
10
Distribution
5, 11
5, 11
1/15/2010
$
44,043 $
1,064,097,694 Membership Interest
712,284 $
1,063,385,410 Membership Interest
$
6,716,327 $
1,056,669,083 Membership Interest
$
7,118,388 $
1,049,550,694 Membership Interest
$
39,999,800 $
1,009,550,894 Membership Interest
$
287,098,565 $
722,452,330 Membership Interest
$
68,749,656 $
653,702,674 Membership Interest
361,248,194 $
292,454,480 Membership Interest
2,222,222,222
Par
3/22/2010 6 $
2,488,875,000
7/16/2010
$
2,300,847,000 12 $
2,128,000,000
Distribution
Distribution
9/19/2012
Distribution
Distribution
Distribution
Distribution Refund
Distribution
12/21/2012
Distribution
8/13/2013
Distribution Refund
5, 11
$
69,932
$
75,278,664
$
79,071,633
$
106,300,357
$
25,909,972
$
678,683
$
(18,405)
10
$
Distribution
10
10
8/30/2012
$
16,195,771
10
8/14/2012
Debt Obligation w/ Contingent Proceeds
$
10
7/16/2012
Purchase
2,802,754
10
6/14/2012
DE
$
10
5/14/2012
Wilmington
479,509,240
10
$
Distribution
10/3/2012
- Contingent Proceeds
4/14/2011
AllianceBernstein Legacy Securities Master Fund, L.P.
1,611
5
4/17/2013
3/14/2011
10/2/2009
$
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
2/14/2011
2
1,735
10
8/13/2013
DE
$
10
12/21/2012
Wilmington
5, 13
10
10/1/2012
AllianceBernstein Legacy Securities Master Fund, L.P.
$
469
$
5, 14
9/12/2012
10/2/2009
341,479,690
$
5
8/30/2012
1
$
40,556
5
7/11/2013
1/24/2013
3,434,460
10
7/11/2013
2
Proceeds
$
292,454,480
$
- Membership Interest
5/16/2011
$
30,244,575
$
2,097,755,425
6/14/2011
$
88,087
$
2,097,667,339
5/3/2012
$
80,000,000
$
2,017,667,339
5/14/2012
$
30,000,000
$
1,987,667,339
5/23/2012
$
500,000,000
$
1,487,667,339
6/14/2012
$
44,200,000
$
1,443,467,339
6/25/2012
$
120,000,000
$
1,323,467,339
7/16/2012
$
17,500,000
$
1,305,967,339
7/27/2012
$
450,000,000
$
855,967,339
8/14/2012
$
272,500,000
$
583,467,339
8/22/2012
$
583,467,339
$
-
10
5, 11
5, 11
5, 11
5, 11
5, 11
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Contingent Proceeds
5, 11
5, 11
$
12,012,957
$
16,967
$
(460)
60
Preliminary Adjusted
Seller
Footnote
Date
Name of Institution
1
10/2/2009
Blackrock PPIF, L.P.
Commitment
City
Wilmington
Transaction
Type
State
DE
Purchase
Commitment
Amount
Investment Description
Membership Interest
$
1,111,111,111
Pricing
Mechanism
Par
Date
3/22/2010 6 $
3
Amount
1,244,437,500
Final Investment
Final Commitment Amount
Date
7/16/2010
7
Amount
Amount
$
694,980,000
9
Amount
$
528,184,800
Capital Repayment Details
Repayment
Date
Investment After Capital Repayment
Repayment Amount
Amount
Description
8/14/2012
$
90,269,076
$
437,915,724 Membership Interest
9/17/2012
$
8,833,632
$
429,082,092 Membership Interest
10/15/2012
$
10,055,653
$
419,026,439 Membership Interest
Distribution or Disposition
Date
Description
10
10
10
5, 11
11/5/2012
2,222,222,222
Par
3/22/2010 6 $
2,488,875,000
7/16/2010
$
1,389,960,000
$
1,053,000,000
$
175,000,000
$
878,000,000
8/14/2012
$
5,539,055
$
872,460,945
8/31/2012
$
16,000,000
$
856,460,945
9/17/2012
$
1,667,352
$
854,793,592
9/28/2012
$
35,000,000
$
819,793,592
10/15/2012
$
25,334,218
$
794,459,374
10/18/2012
1
10/30/2009 AG GECC PPIF Master Fund, L.P.
Wilmington
DE
Purchase
Membership Interest
$
1,111,111,111
Par
3/22/2010 6 $
1,271,337,500
7/16/2010
$
1,243,275,000
$
1,117,399,170
$
794,459,374
$
- Contingent Proceeds
$
87,099,565
$
1,030,299,606 Membership Interest
3/14/2012
$
99,462,003
$
930,837,603 Membership Interest
5/14/2012
$
74,999,625
$
855,837,978 Membership Interest
7/16/2012
$
18,749,906
$
837,088,072 Membership Interest
8/14/2012
$
68,399,658
$
768,688,414 Membership Interest
9/17/2012
$
124,999,375
$
643,689,039 Membership Interest
10/15/2012
$
240,673,797
$
403,015,242 Membership Interest
11/15/2012
$
45,764,825
$
357,250,417 Membership Interest
12/14/2012
$
24,588,926
$
332,661,491 Membership Interest
1/15/2013
$
30,470,429
$
302,191,061 Membership Interest
2/14/2013
$
295,328,636
$
6,862,425 Membership Interest
2
10/30/2009 AG GECC PPIF Master Fund, L.P.
Wilmington
DE
Purchase
Debt Obligation w/ Contingent Proceeds
$
2,222,222,222
Par
3/22/2010 6 $
2,542,675,000
7/16/2010
$
2,486,550,000
$
2,234,798,340
$
6,862,425
$
$
174,200,000
$
2,060,598,340
3/14/2012
$
198,925,000
$
1,861,673,340
5/14/2012
$
150,000,000
$
1,711,673,340
7/16/2012
$
37,500,000
$
1,674,173,340
8/14/2012
$
136,800,000
$
1,537,373,340
9/17/2012
$
250,000,000
$
1,287,373,340
10/15/2012
$
481,350,000
$
806,023,340
11/15/2012
$
274,590,324
$
531,433,016
12/14/2012
$
147,534,295
$
383,898,721
1/15/2013
$
182,823,491
$
201,075,230
2/14/2013
$
201,075,230
$
4/19/2013
Distribution
Distribution
Distribution 5, 11
Final Distribution
Distribution
4/25/2013
Distribution
5/29/2013
Distribution 5, 11
$
57,378,964
$
1,609,739
$
8,289,431
$
1,433,088
$
141,894
$
184,431,858
$
20,999,895
$
156,174,219
$
105,620,441
$
42,099,442
$
5, 11
297,511,708
5, 11
5, 11
49,225,244
$
1,748,833
$
17,118,005
$
1,052,497
$
1,230,643
10
10
10
10
10
10
10
10
10
10
10
- Membership Interest 10
2/14/2012
Distribution
$
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
2/14/2012
2/21/2013
Distribution
4/19/2013
7/31/2012
Distribution
9/30/2014
$
Distribution
5/29/2013
Debt Obligation w/ Contingent Proceeds
Distribution 5, 11
4/25/2013
Purchase
12/5/2012
3/14/2013
DE
Distribution
2/27/2013
Wilmington
- Membership Interest 10
Distribution
2/21/2013
Blackrock PPIF, L.P.
$
Distribution 5, 11
12/6/2013
10/2/2009
419,026,439
12/5/2012
11/5/2012
2
$
Distribution
12/6/2013
11/5/2012
Proceeds
5, 11
5, 11
5, 11
5, 11
5, 11
5, 11
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
- Contingent Proceeds
5, 11
5, 11
61
Preliminary Adjusted
Seller
Footnote
Date
Name of Institution
Commitment
City
Transaction
Type
State
Commitment
Amount
Investment Description
Pricing
Mechanism
Date
3
Amount
Final Investment
Final Commitment Amount
Date
7
Amount
Amount
9
Amount
Capital Repayment Details
Repayment
Date
Investment After Capital Repayment
Repayment Amount
Amount
Description
Distribution or Disposition
Date
Description
9/30/2014
10/19/2012
7/16/2010
$
620,578,258
$
620,578,258
3/14/2011
$
1,202,957 $
619,375,301 Membership Interest
$
3,521,835 $
615,853,465 Membership Interest
$
104,959,251 $
510,894,215 Membership Interest
$
72,640,245 $
438,253,970 Membership Interest
$
180,999,095 $
257,254,875 Membership Interest
$
134,999,325 $
122,255,550 Membership Interest
11/4/2009
RLJ Western Asset Public/Private Master Fund, L.P.
Wilmington
DE
Purchase
Debt Obligation w/ Contingent Proceeds
$
2,222,222,222
Par
3/22/2010 6 $
2,488,875,000
7/16/2010
$
1,241,156,516
$
1,241,000,000
$
122,255,550
$
- Membership Interest 10
5/13/2011
$
13,531,530
$
1,227,468,470
7/31/2012
$
618,750,000
$
608,718,470
8/9/2012
$
151,006,173
$
457,712,297
8/14/2012
$
11,008,652
$
446,703,645
8/23/2012
$
160,493,230
$
286,210,415
8/29/2012
$
103,706,836
$
182,503,579
9/17/2012
$
20,637,410
$
161,866,170
9/21/2012
1
11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P.
Wilmington
DE
Purchase
Membership Interest
$
1,111,111,111
Par
3/22/2010 6 $
1,244,437,500
7/16/2010
$
474,550,000
$
474,550,000
$
161,866,170
$
- Contingent Proceeds
9/17/2012
$
74,499,628
$
400,050,373 Membership Interest
$
59,787,459
$
340,262,914 Membership Interest
12/14/2012
$
40,459,092
$
299,803,821 Membership Interest
1/15/2013
$
10,409,317
$
289,394,504 Membership Interest
1/30/2013
$
219,998,900
$
69,395,604 Membership Interest
2/25/2013
$
39,026,406
$
30,369,198 Membership Interest
3/25/2013
11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P.
Wilmington
DE
Purchase
Debt Obligation w/ Contingent Proceeds
$
2,222,222,222
Par
3/22/2010 6 $
2,488,875,000
7/16/2010
$
949,100,000
$
949,000,000
Distribution
5/16/2013
Distribution
Distribution
Distribution
Distribution
4/16/2013
Distribution
148,749,256
$
549,997
$
75,372
$
61,767
$
6,789,287
$
3,718,769
$
$
30,369,198
$
9/17/2012
$
149,000,000
$
11/15/2012
$
119,575,516
$
11/20/2012
$
195,000,000
$
12/14/2012
$
47,755,767
$
1/15/2013
$
62,456,214
$
5, 11
5, 11
5, 11
5, 11
5, 15
13,750
$
1,884
$
1,544
$
164,629,827
$
71,462,104
$
38,536,072
$
29,999,850
$
3,999,980
$
5,707,723
$
7,143,340
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
11/15/2012
2
Distribution
$
10
10/19/2012
2
147,464,888
10
10/15/2012
$
10
9/28/2012
41,556
10
9/17/2012
$
10
8/14/2012
5, 11
10
4/14/2011
Distribution
12/27/2013
1,244,437,500
Final Distribution
9/5/2013
3/22/2010 6 $
Distribution
7/11/2013
Par
12/21/2012
4/16/2013
1,111,111,111
Distribution
3/25/2013
$
Distribution
1/28/2015
Membership Interest
Distribution
12/11/2013
Purchase
Final Distribution
11/2/2012
DE
Distribution
10/19/2012
Wilmington
12/21/2012
1/28/2015
RLJ Western Asset Public/Private Master Fund, L.P.
Distribution
12/11/2013
11/4/2009
Distribution
11/2/2012
1
Final Distribution
Proceeds
5, 11
5, 11
5, 11
5, 15
5, 11
10
10
10
10
10
10
- Membership Interest 10
5, 11
5, 11
5, 11
5, 11
5, 11
5, 11
Debt Obligation w/ Contingent
800,000,000 Proceeds
Debt Obligation w/ Contingent
680,424,484 Proceeds
Debt Obligation w/ Contingent
485,424,484 Proceeds
Debt Obligation w/ Contingent
437,668,717 Proceeds
Debt Obligation w/ Contingent
375,212,503 Proceeds
5, 11
62
Preliminary Adjusted
Seller
Footnote
Date
Name of Institution
Commitment
City
Transaction
Type
State
Commitment
Amount
Investment Description
Pricing
Mechanism
Date
3
Amount
Final Investment
Final Commitment Amount
Date
7
Amount
Amount
9
Amount
Capital Repayment Details
Repayment
Date
Investment After Capital Repayment
Repayment Amount
Amount
Description
Distribution or Disposition
Date
Description
5, 11
5/16/2013
7/16/2010
$
1,160,784,100
$
555,904,633
7/15/2011
$
39,499,803 $
516,404,830 Membership Interest
$
39,387,753 $
477,017,077 Membership Interest
$
22,111,961 $
454,905,116 Membership Interest
$
32,496,972 $
422,408,144 Membership Interest
$
111,539,536 $
310,868,608 Membership Interest
$
55,540,026 $
255,328,581 Membership Interest
$
14,849,910 $
240,478,671 Membership Interest
$
18,268,328 $
222,210,343 Membership Interest
$
70,605,973 $
151,604,370 Membership Interest
$
119,769,362 $
31,835,008 Membership Interest
12/18/2009 Oaktree PPIP Fund, L.P.
Wilmington
DE
Purchase
Debt Obligation w/ Contingent Proceeds
$
2,222,222,222
Par
3/22/2010 6 $
2,488,875,000
7/16/2010
$
2,321,568,200
$
1,111,000,000
$
31,835,008
$
7/15/2011
$
79,000,000
$
3/14/2012
$
78,775,901
$
9/17/2012
$
44,224,144
$
10/15/2012
$
64,994,269
$
11/15/2012
$
223,080,187
$
12/14/2012
$
111,080,608
$
1/15/2013
$
89,099,906
$
4/12/2013
$
109,610,516
$
5/14/2013
INITIAL COMMITMENT AMOUNT
$
30,000,000,000
FINAL COMMITMENT AMOUNT
$
Distribution
6/24/2013
Distribution
Distribution
Distribution 5, 11
Final Distribution
$
27,999,860
$
11,749,941
$
40,974,795
$
539,009
$
444,393
$
1,960,289
$
1,375,007
$
700,004
$
293,751
$
1,024,380
$
13,475
$
2,645,169,622
10
6/3/2013
2
54,999,725
10
5/28/2013
$
10
5/14/2013
46,575,750
10
4/12/2013
$
10
1/15/2013
142,168
10
12/14/2012
$
5, 11
100,001
10
11/15/2012
$
5, 11
750,004
10
10/15/2012
$
5, 11
963,411
10
9/17/2012
$
10
3/14/2012
Distribution
12/12/2013
1,244,437,500
Distribution
7/9/2013
3/22/2010 6 $
Final Distribution
6/26/2013
Par
Distribution 5, 11
6/14/2013
1,111,111,111
Distribution
6/3/2013
$
Distribution
5/28/2013
Membership Interest
6/24/2013
12/12/2013
Purchase
Distribution
7/9/2013
DE
Contingent Proceeds
Distribution
6/26/2013
Wilmington
-
Distribution
6/14/2013
12/18/2009 Oaktree PPIP Fund, L.P.
$
Distribution
6/3/2013
1
375,212,503
Distribution
12/27/2013
$
7/11/2013
9/5/2013
1/24/2013
Distribution
Proceeds
$
311,134,469
$
- Membership Interest
10
5, 11
5, 11
5, 11
5, 11
5, 11
Debt Obligation w/ Contingent
1,032,000,000 Proceeds
Debt Obligation w/ Contingent
953,224,099 Proceeds
Debt Obligation w/ Contingent
908,999,956 Proceeds
Debt Obligation w/ Contingent
844,005,687 Proceeds
Debt Obligation w/ Contingent
620,925,500 Proceeds
Debt Obligation w/ Contingent
509,844,892 Proceeds
Debt Obligation w/ Contingent
420,744,985 Proceeds
Debt Obligation w/ Contingent
311,134,469 Proceeds
- Contingent Proceeds
5, 11
5, 11
5, 11
5, 11
5, 11
5, 11
TOTAL DISTRIBUTIONS 5
21,856,403,574
TOTAL CAPITAL REPAYMENT AMOUNT $
18,625,147,938
1/ The equity amount may be incrementally funded. Commitment amount represents Treasury's maximum obligation if the limited partners other than Treasury fund their maximum equity capital obligations.
2/ The loan may be incrementally funded. Commitment amount represents Treasury's maximum obligation if Treasury and the limited partners other than Treasury fund 100% of their maximum equity obligations.
3/ Adjusted to show Treasury's maximum obligations to a fund.
4/ On 1/4/2010, Treasury and the fund manager entered into a Winding-Up and Liquidation Agreement.
5/ Distributions after capital repayments will be considered profit and are paid pro rata (subject to prior distribution of Contingent Proceeds to Treasury) to the fund's partners, including Treasury, in proportion to their membership interests. These figures exclude pro-rata distributions to Treasury of gross investment proceeds (reported on the Dividends & Interest report), which may be made from time to time in accordance with the terms of the fund's Limited Partnership Agreement.
6/ Following termination of the TCW fund, the $3.33 billion of obligations have been reallocated to the remaining eight funds pursuant to consent letters from Treasury dated as of 3/22/2010. $133 million of maximum equity capital obligation and $267 million of maximum debt obligation were reallocated per fund, after adjustment for the $17.6 million and $26.9 million equity capital reallocations from private investors in the TCW fund to the Wellington fund and the AG GECC fund, respectively. The
$356 million of final investment in the TCW fund will remain a part of Treasury's total maximum S-PPIP investment amount.
7/ Amount adjusted to show Treasury's final capital commitment (membership interest) and the maximum amount of Treasury's debt obligation that may be drawn down in accordance with the Loan Agreement.
8/ On 09/26/2011, the General Partner notified Treasury that the Investment Period was terminated in accordance with the Limited Partnership Agreement. As a result, the Final Investment Amount, representing Treasury's debt obligation, has been reduced to the cumulative amount of debt funded.
9/ Cumulative capital drawn at end of the Investment Period.
10/ The Amount is adjusted to reflect pro-rata equity distributions that have been deemed to be capital repayments to Treasury.
11/ Distribution represents a gain on funded capital and is subject to revision pending any additional fundings of the outstanding commitment.
12/ On 08/23/2012, AllianceBernstein agreed to de-obligate its unused debt commitment. The Final Investment Amount represents the cumulative capital drawn as of the de-obligation.
13/ On, 6/5/2013, Invesco Mortgage Recovery Master Fund L.P. made a distribution to Treasury that is the result of adjustments made to positions previously held by the Invesco Legacy Securities Master Fund, L.P. “Partnership”, of which The U.S. Department of the Treasury is a Limited Partner. The adjusted distribution was made 18 months after the Final Distribution on 9/28/2012.
14/ On 7/8/2013, Invesco Mortgage Recovery Master Fund L.P. made a distribution to Treasury arising from the Settlement Agreement between Jefferies LLC and Invesco Advisers, Inc. dated as of 3/20/2013.
15/ On 1/28/2015, Western Asset Management Company made a distribution to Treasury in respect of certain settlement proceeds.
63
U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Transactions Report - Housing
Programs
For Period Ending 9/28/2016
MAKING HOME AFFORDABLE PROGRAM
Servicer Modifying Borrowers' Loans
Date
Adjustment Details
$
10,700,560 Transfer of cap due to servicing transfer
(2,146)
$
10,698,414 Updated due to quarterly assessment and reallocation
$
50,000
$
10,748,414 Transfer of cap due to servicing transfer
$
3,463,801
$
14,212,215 Updated due to quarterly assessment and reallocation
$
40,000
$
14,252,215 Transfer of cap due to servicing transfer
$
81,081
$
14,333,296 Updated due to quarterly assessment and reallocation
$
50,000
$
14,383,296 Transfer of cap due to servicing transfer
$
(66,521)
$
14,316,775 Updated due to quarterly assessment and reallocation
$
41,868
$
14,358,643 Updated due to quarterly assessment and reallocation
$
312,942
$
14,671,585 Updated due to quarterly assessment and reallocation
$
(60,789)
$
14,610,796 Updated due to quarterly assessment and reallocation
$
(496,519)
$
14,114,277 Reallocation due to MHA program deobligation
$
(11,842)
$
14,102,435 Updated due to quarterly assessment and reallocation
$
3,230,000
$
17,332,435 Transfer of cap due to servicing transfer
$
(783,708)
$
16,548,727 Updated due to quarterly assessment and reallocation
$
(410,835)
$
16,137,892 Updated due to quarterly assessment and reallocation
$
(312,795)
$
15,825,097 Updated due to quarterly assessment and reallocation
$
(78,149)
$
15,746,948 Updated due to quarterly assessment and reallocation
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
$
(145,056)
10/02/2009
$
60,000
$
310,000 Updated portfolio data from servicer/additional program initial cap
$
(80,000)
$
230,000 Updated portfolio data from servicer/additional program initial cap
$
280,000
$
510,000 Updated portfolio data from servicer
07/14/2010
$
(410,000)
$
100,000 Updated portfolio data from servicer
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
06/29/2011
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
06/28/2012
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
09/27/2012
$
(2)
$
145,052 Updated due to quarterly assessment and reallocation
03/25/2013
$
(1)
$
145,051 Updated due to quarterly assessment and reallocation
12/23/2013
$
(232)
$
144,819 Updated due to quarterly assessment and reallocation
03/26/2014
$
(8)
$
144,811 Updated due to quarterly assessment and reallocation
06/26/2014
$
(96)
$
144,715 Updated due to quarterly assessment and reallocation
07/29/2014
$
(191)
$
144,524 Updated due to quarterly assessment and reallocation
09/29/2014
$
(63)
$
144,461 Updated due to quarterly assessment and reallocation
12/29/2014
$
(7,654)
$
136,807 Updated due to quarterly assessment and reallocation
03/26/2015
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
04/28/2015
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
06/25/2015
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
09/28/2015
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
12/28/2015
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
02/25/2016
$
(7,597)
$
106,038 Reallocation due to MHA program deobligation
03/28/2016
$
(159)
$
105,879 Updated due to quarterly assessment and reallocation
05/31/2016
$
(1,242)
$
104,637 Updated due to quarterly assessment and reallocation
06/27/2016
$
(742)
$
103,895 Updated due to quarterly assessment and reallocation
07/27/2016
$
(742)
$
09/28/2016
3
130,000
$
03/26/2010
- N/A
10,570,560 Transfer of cap due to servicing transfer
$
12/30/2009
Financial Instrument for Home Loan Modifications
$
03/23/2011
Purchase
50,000
09/28/2016
UT
10,520,560 Updated due to quarterly assessment and reallocation
$
07/27/2016
Midvale
10,526,735 Updated due to quarterly assessment and reallocation
$
06/27/2016
Ally Bank
$
(6,175)
05/31/2016
08/14/2014
10,529,883 Transfer of cap due to servicing transfer
(3,148)
$
05/16/2016
250,000 N/A
$
$
03/28/2016
$
10,339,883 Transfer of cap due to servicing transfer
02/25/2016
FL
$
190,000
12/28/2015
Ocala
10,000,000
$
09/28/2015
Financial Instrument for Home Loan Modifications
$
06/25/2015
Purchase
$
04/28/2015
Allstate Mortgage Loans &
Investments, Inc.
(20)
04/16/2015
09/11/2009
339,903 Transfer of cap due to servicing transfer
$
03/26/2015
100,000 N/A
$
01/15/2015
$
159,903 Updated due to quarterly assessment and reallocation
180,000
12/29/2014
SC
159,999 Transfer of cap due to servicing transfer
$
$
11/14/2014
Columbia
$
(96)
09/29/2014
AgFirst Farm Credit Bank
30,000
$
09/16/2014
Financial Instrument for Home Loan Modifications
129,999 Updated due to quarterly assessment and reallocation
$
08/14/2014
Purchase
130,000 Transfer of cap due to servicing transfer
$
07/29/2014
3
$
06/26/2014
- N/A
Note
(1)
06/16/2014
Financial Instrument for Home Loan Modifications
Pricing
Mechanism
130,000
04/16/2014
09/30/2010
Cap of Incentive Payments on Behalf of
Borrowers and to Servicers &
Lenders/Investors (Cap) *
$
03/26/2014
Purchase
Investment Description
$
01/16/2014
TN
Transaction
Type
03/14/2013
12/23/2013
Knoxville
State
CAP Adjustment Amount
12/16/2013
21st Mortgage Corporation
City
Adjustment
Date
03/25/2013
03/14/2013
Name of Institution
Adjusted CAP
Reason for Adjustment
$
(1,298)
$
08/14/2014
$
7,600,000
$
7,600,000 Transfer of cap due to servicing transfer
09/29/2014
$
(1,152)
$
7,598,848 Updated due to quarterly assessment and reallocation
12/29/2014
$
1,832,887
$
9,431,735 Updated due to quarterly assessment and reallocation
01/15/2015
$
70,000
$
9,501,735 Transfer of cap due to servicing transfer
02/13/2015
$
110,000
$
9,611,735 Transfer of cap due to servicing transfer
03/26/2015
$
(3,238)
$
9,608,497 Updated due to quarterly assessment and reallocation
04/28/2015
$
(34,544)
$
9,573,953 Updated due to quarterly assessment and reallocation
06/25/2015
$
(29,284)
$
9,544,669 Updated due to quarterly assessment and reallocation
339,883 Updated due to quarterly assessment and reallocation
- Termination of SPA
103,153 Updated due to quarterly assessment and reallocation
101,855 Updated due to quarterly assessment and reallocation
64
08/14/2015
$
133,928 Updated due to quarterly assessment and reallocation
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
$
(7,597)
$
106,038 Reallocation due to MHA program deobligation
$
(159)
$
105,879 Updated due to quarterly assessment and reallocation
$
(1,242)
$
104,637 Updated due to quarterly assessment and reallocation
$
(742)
$
103,895 Updated due to quarterly assessment and reallocation
$
(742)
$
103,153 Updated due to quarterly assessment and reallocation
$
(1,298)
$
101,855 Updated due to quarterly assessment and reallocation
07/16/2014
$
60,000
$
$
70,000
$
1,660,000 Updated portfolio data from servicer/additional program initial cap
$
(290,000)
$
1,370,000 Updated portfolio data from servicer
$
(570,000)
$
800,000 Updated portfolio data from servicer
$
70,334
$
870,334 Updated portfolio data from servicer
$
(1)
$
870,333 Updated due to quarterly assessment and reallocation
$
(1)
$
870,332 Updated due to quarterly assessment and reallocation
$
(13)
$
870,319 Updated due to quarterly assessment and reallocation
$
(870,319)
$
45,056
$
145,056 Updated portfolio data from servicer
$
(145,056)
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
$
(2)
$
145,052 Updated due to quarterly assessment and reallocation
$
(1)
$
145,051 Updated due to quarterly assessment and reallocation
$
(232)
$
144,819 Updated due to quarterly assessment and reallocation
$
(8)
$
144,811 Updated due to quarterly assessment and reallocation
$
(96)
$
144,715 Updated due to quarterly assessment and reallocation
$
(191)
$
144,524 Updated due to quarterly assessment and reallocation
$
(63)
$
144,461 Updated due to quarterly assessment and reallocation
$
(7,654)
$
136,807 Updated due to quarterly assessment and reallocation
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
09/28/2015
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
12/28/2015
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
02/25/2016
$
(7,597)
$
106,038 Reallocation due to MHA program deobligation
03/28/2016
$
(159)
$
105,879 Updated due to quarterly assessment and reallocation
05/31/2016
$
(1,242)
$
104,637 Updated due to quarterly assessment and reallocation
06/27/2016
$
(742)
$
103,895 Updated due to quarterly assessment and reallocation
07/27/2016
$
(742)
$
103,153 Updated due to quarterly assessment and reallocation
09/28/2016
$
(1,298)
$
101,855 Updated due to quarterly assessment and reallocation
04/16/2015
$
20,000
$
20,000 Transfer of cap due to servicing transfer
07/14/2016
$
120,000
$
140,000 Transfer of cap due to servicing transfer
07/27/2016
$
(7,437)
$
132,563 Updated due to quarterly assessment and reallocation
09/28/2016
10,000 N/A
(2,879)
$
06/25/2015
$
136,807 Updated due to quarterly assessment and reallocation
$
04/28/2015
Financial Instrument for Home Loan Modifications
$
03/26/2015
Purchase
(7,654)
12/29/2014
NJ
144,461 Updated due to quarterly assessment and reallocation
$
09/29/2014
Marlton
$
07/29/2014
Aurora Financial Group, Inc.
(63)
06/26/2014
05/21/2010
144,524 Updated due to quarterly assessment and reallocation
$
09/30/2010
3
$
03/26/2014
- N/A
144,715 Updated due to quarterly assessment and reallocation
(191)
12/23/2013
TN
144,811 Updated due to quarterly assessment and reallocation
$
$
03/25/2013
Knoxville
$
(96)
09/27/2012
Apex Bank (Bank of Camden)
(8)
$
06/28/2012
Financial Instrument for Home Loan Modifications
144,819 Updated due to quarterly assessment and reallocation
$
06/29/2011
Purchase
$
02/02/2011
04/16/2015
(232)
01/22/2010
100,000 N/A
145,051 Updated due to quarterly assessment and reallocation
$
01/25/2012
$
$
06/29/2011
Financial Instrument for Home Loan Modifications
145,052 Updated due to quarterly assessment and reallocation
(1)
03/30/2011
Purchase
145,054 Updated due to quarterly assessment and reallocation
$
$
01/06/2011
NJ
$
(2)
09/30/2010
Parsippany
(1)
$
07/14/2010
American Financial Resources Inc.
145,055 Updated due to quarterly assessment and reallocation
$
03/26/2010
09/30/2010
$
09/28/2016
100,000 N/A
(1)
07/27/2016
$
145,056 Updated portfolio data from servicer
$
06/27/2016
Financial Instrument for Home Loan Modifications
$
05/31/2016
Purchase
45,056
03/28/2016
CA
16,963,529 Updated due to quarterly assessment and reallocation
$
02/25/2016
Pasadena
26,052,939 Updated due to quarterly assessment and reallocation
$
12/28/2015
American Finance House LARIBA
31,285,155 Updated due to quarterly assessment and reallocation
$
(9,089,410)
09/28/2015
09/24/2010
$
(5,232,216)
$
06/25/2015
1,590,000 N/A
(5,217,732)
$
04/28/2015
$
$
03/26/2015
Financial Instrument for Home Loan Modifications
36,502,887 Updated due to quarterly assessment and reallocation
12/29/2014
Purchase
$
09/29/2014
CT
(8,732,825)
07/29/2014
East Hartford
$
06/26/2014
American Eagle Federal Credit Union
45,235,712 Transfer of cap due to servicing transfer
03/26/2014
12/09/2009
$
09/30/2010
3
40,840,000
12/23/2013
- N/A
$
$
03/25/2013
Financial Instrument for Home Loan Modifications
$
(13,035)
09/27/2012
Purchase
10,000
$
06/28/2012
IN
4,398,747 Reallocation due to MHA program deobligation
$
06/29/2011
New Castle
$
09/28/2016
Ameriana Bank
(616,326)
07/27/2016
07/16/2014
5,015,073 Updated due to quarterly assessment and reallocation
$
06/27/2016
100,000 N/A
$
05/31/2016
$
(164,461)
05/16/2016
Financial Instrument for Home Loan Modifications
5,179,534 Transfer of cap due to servicing transfer
$
03/28/2016
Purchase
5,579,534 Updated due to quarterly assessment and reallocation
$
03/16/2016
TX
5,744,669 Transfer of cap due to servicing transfer
$
(400,000)
02/25/2016
Amarillo
$
(165,135)
$
12/28/2015
Amarillo National Bank
(3,800,000)
$
10/15/2015
09/30/2010
$
09/28/2015
$
(13,404)
$
119,159 Updated due to quarterly assessment and reallocation
05/26/2010
$
30,000
$
09/30/2010
$
250,111
$
290,111 Updated portfolio data from servicer
06/29/2011
$
59,889
$
350,000 Updated due to quarterly assessment and reallocation
06/28/2012
$
(2)
$
349,998 Updated due to quarterly assessment and reallocation
09/27/2012
$
(5)
$
349,993 Updated due to quarterly assessment and reallocation
4,408,747 Transfer of cap due to servicing transfer
4,395,712 Updated due to quarterly assessment and reallocation
60,000 Transfer of cap due to servicing transfer
- Termination of SPA
- Termination of SPA
40,000 Updated portfolio data from servicer/additional program initial cap
65
12/27/2012
131,856 Updated due to quarterly assessment and reallocation
$
121,202 Updated due to quarterly assessment and reallocation
$
(2,527)
$
118,675 Updated due to quarterly assessment and reallocation
$
(3,375)
$
115,300 Updated due to quarterly assessment and reallocation
$
(2,498)
$
112,802 Updated due to quarterly assessment and reallocation
$
(7,133)
$
105,669 Reallocation due to MHA program deobligation
$
(149)
$
105,520 Updated due to quarterly assessment and reallocation
$
(1,166)
$
104,354 Updated due to quarterly assessment and reallocation
$
(697)
$
103,657 Updated due to quarterly assessment and reallocation
$
(697)
$
$
(1,218)
$
06/17/2009
$
(338,450,000)
$
459,550,000 Updated portfolio data from servicer
$
(11,860,000)
$
447,690,000 Updated portfolio data from servicer/additional program initial cap
$
21,330,000
$
469,020,000 Updated portfolio data from servicer/additional program initial cap
$
9,150,000
$
478,170,000 Updated portfolio data from servicer
$
(76,870,000)
$
401,300,000 Updated portfolio data from servicer
$
400,000
$
401,700,000 Updated portfolio data from servicer/additional program initial cap
$
(8,454,269)
$
393,245,731 Updated portfolio data from servicer
01/06/2011
$
(342)
$
393,245,389 Updated due to quarterly assessment and reallocation
03/30/2011
$
(374)
$
393,245,015 Updated due to quarterly assessment and reallocation
05/13/2011
$
18,000,000
$
411,245,015 Transfer of cap due to servicing transfer
06/29/2011
$
(3,273)
$
411,241,742 Updated due to quarterly assessment and reallocation
10/14/2011
$
(200,000)
$
411,041,742 Transfer of cap due to servicing transfer
03/15/2012
$
100,000
$
411,141,742 Transfer of cap due to servicing transfer
04/16/2012
$
(500,000)
$
410,641,742 Transfer of cap due to servicing transfer
06/28/2012
$
(1,768)
$
410,639,974 Updated due to quarterly assessment and reallocation
07/16/2012
$
(90,000)
$
410,549,974 Transfer of cap due to servicing transfer
08/16/2012
$
(134,230,000)
$
276,319,974 Transfer of cap due to servicing transfer
08/23/2012
$
(166,976,849)
$
109,343,125 Transfer of cap due to servicing transfer
09/27/2012
$
1
$
109,343,126 Updated due to quarterly assessment and reallocation
11/15/2012
$
(230,000)
$
109,113,126 Transfer of cap due to servicing transfer
03/25/2013
$
(1)
$
109,113,125 Updated due to quarterly assessment and reallocation
05/16/2013
$
(20,000)
$
109,093,125 Transfer of cap due to servicing transfer
06/14/2013
$
(50,000)
$
109,043,125 Transfer of cap due to servicing transfer
06/27/2013
$
(15)
$
109,043,110 Updated due to quarterly assessment and reallocation
07/09/2013
$
(23,179,591)
$
07/14/2010
$
4,440,000
$
09/24/2010
$
(5,500,000)
12/16/2013
$
40,000
$
12/29/2014
1,700,000 N/A
$
(10,654)
09/30/2010
$
(2,703)
$
09/01/2010
Financial Instrument for Home Loan Modifications
134,559 Transfer of cap due to servicing transfer
$
07/14/2010
Purchase
$
03/26/2010
PR
(210,000)
12/30/2009
San Juan
344,559 Updated due to quarterly assessment and reallocation
$
09/30/2009
Banco Popular de Puerto Rico
$
09/28/2016
09/30/2010
(3,496)
07/27/2016
3
348,055 Updated due to quarterly assessment and reallocation
$
06/27/2016
11
$
05/31/2016
1,060,000 N/A
348,262 Updated due to quarterly assessment and reallocation
(207)
03/28/2016
$
348,887 Updated due to quarterly assessment and reallocation
$
$
02/25/2016
Financial Instrument for Home Loan Modifications
$
(625)
12/28/2015
Purchase
(315)
$
09/28/2015
FL
349,202 Updated due to quarterly assessment and reallocation
$
06/25/2015
Lake Mary
$
04/28/2015
Axiom Bank (Urban Trust Bank)
(27)
03/26/2015
03/03/2010
349,229 Updated due to quarterly assessment and reallocation
$
03/16/2015
798,000,000 N/A
$
12/29/2014
$
(759)
09/29/2014
Financial Instrument for Home Loan Modifications
349,988 Updated due to quarterly assessment and reallocation
$
07/29/2014
Purchase
349,989 Updated due to quarterly assessment and reallocation
$
06/26/2014
CO
349,992 Updated due to quarterly assessment and reallocation
$
(1)
03/26/2014
Littleton
$
(3)
$
12/23/2013
Aurora Loan Services, LLC
(1)
$
06/27/2013
05/01/2009
$
03/25/2013
$
2,719
$
09/30/2010
$
765,945
$
2,465,945 Updated portfolio data from servicer
01/06/2011
$
(3)
$
2,465,942 Updated due to quarterly assessment and reallocation
03/30/2011
$
(4)
$
2,465,938 Updated due to quarterly assessment and reallocation
06/29/2011
$
(36)
$
2,465,902 Updated due to quarterly assessment and reallocation
06/28/2012
$
(30)
$
2,465,872 Updated due to quarterly assessment and reallocation
09/27/2012
$
(83)
$
2,465,789 Updated due to quarterly assessment and reallocation
12/27/2012
$
(14)
$
2,465,775 Updated due to quarterly assessment and reallocation
03/25/2013
$
(53)
$
2,465,722 Updated due to quarterly assessment and reallocation
06/27/2013
$
(20)
$
2,465,702 Updated due to quarterly assessment and reallocation
09/16/2013
$
460,000
$
2,925,702 Transfer of cap due to servicing transfer
09/27/2013
$
(7)
$
2,925,695 Updated due to quarterly assessment and reallocation
12/23/2013
$
(12,339)
$
2,913,356 Updated due to quarterly assessment and reallocation
01/16/2014
$
50,000
$
2,963,356 Transfer of cap due to servicing transfer
03/26/2014
$
(449)
$
2,962,907 Updated due to quarterly assessment and reallocation
04/16/2014
$
10,000
$
2,972,907 Transfer of cap due to servicing transfer
05/15/2014
$
20,000
$
2,992,907 Transfer of cap due to servicing transfer
06/26/2014
$
(5,322)
$
2,987,585 Updated due to quarterly assessment and reallocation
07/29/2014
$
(10,629)
$
2,976,956 Updated due to quarterly assessment and reallocation
09/29/2014
$
(3,515)
$
2,973,441 Updated due to quarterly assessment and reallocation
12/29/2014
$
(354,804)
$
2,618,637 Updated due to quarterly assessment and reallocation
03/26/2015
$
(134,454)
$
2,484,183 Updated due to quarterly assessment and reallocation
04/28/2015
$
(530,072)
$
1,954,111 Updated due to quarterly assessment and reallocation
06/25/2015
$
(126,525)
$
1,827,586 Updated due to quarterly assessment and reallocation
09/28/2015
$
(171,928)
$
1,655,658 Updated due to quarterly assessment and reallocation
12/28/2015
$
(147,262)
$
1,508,396 Updated due to quarterly assessment and reallocation
02/25/2016
$
(449,391)
$
1,059,005 Reallocation due to MHA program deobligation
102,960 Updated due to quarterly assessment and reallocation
101,742 Updated due to quarterly assessment and reallocation
85,863,519 Termination of SPA
5,500,000 Updated portfolio data from servicer
- Termination of SPA
40,000 Transfer of cap due to servicing transfer
42,719 Updated due to quarterly assessment and reallocation
66
03/28/2016
$
967,120,000 Updated portfolio data from servicer/additional program initial cap
$
665,510,000
$
1,632,630,000 Updated portfolio data from servicer/additional program initial cap
$
800,390,000
$
2,433,020,000 Updated portfolio data from servicer/additional program initial cap
$
(829,370,000)
$
1,603,650,000 Updated portfolio data from servicer
$
(366,750,000)
$
1,236,900,000 Updated portfolio data from servicer
$
95,300,000
$
1,332,200,000 Updated portfolio data from servicer/additional program initial cap
$
222,941,084
$
1,555,141,084 Updated portfolio data from servicer
$
(2,199)
$
1,555,138,885 Updated due to quarterly assessment and reallocation
$
(2,548)
$
1,555,136,337 Updated due to quarterly assessment and reallocation
$
(23,337)
$
1,555,113,000 Updated due to quarterly assessment and reallocation
$
(300,000)
$
1,554,813,000 Transfer of cap due to servicing transfer
$
(120,700,000)
$
1,434,113,000 Transfer of cap due to servicing transfer
$
(900,000)
$
1,433,213,000 Transfer of cap due to servicing transfer
05/16/2012
$
(200,000)
$
1,433,013,000 Transfer of cap due to servicing transfer
06/28/2012
$
(17,893)
$
1,432,995,107 Updated due to quarterly assessment and reallocation
7
08/10/2012
$
(1,401,716,594)
$
7
$
804,440,000 Updated portfolio data from servicer
162,680,000
11/16/2011
Financial Instrument for Home Loan Modifications
$
$
10/14/2011
Purchase
$
5,540,000
08/16/2011
CA
100,000
$
06/29/2011
Simi Valley
$
06/12/2009
03/30/2011
04/17/2009
892,088 Updated due to quarterly assessment and reallocation
09/15/2011
01/06/2011
Bank of America, N.A. (BAC Home
Loans Servicing, LP)
$
09/30/2010
$
(11,922)
09/30/2010
- N/A
904,010 Updated due to quarterly assessment and reallocation
$
07/14/2010
CA
Financial Instrument for Home Loan Modifications
$
03/26/2010
Financial Instrument for Home Loan Modifications
Purchase
(35,287)
01/26/2010
Purchase
939,297 Updated due to quarterly assessment and reallocation
$
12/30/2009
Simi Valley
ME
977,449 Updated due to quarterly assessment and reallocation
$
09/30/2009
Bank of America, N.A.
Bangor
1,049,402 Updated due to quarterly assessment and reallocation
$
(38,152)
09/28/2016
Bangor Savings Bank
$
(71,953)
$
07/27/2016
04/17/2009
(9,603)
$
06/27/2016
09/15/2011
$
05/31/2016
10/16/2013
$
(260,902)
$
06/12/2009
$
3,318,840,000
$
5,182,840,000 Updated portfolio data from servicer
09/30/2009
$
(717,420,000)
$
4,465,420,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
2,290,780,000
$
6,756,200,000 Updated portfolio data from servicer/additional program initial cap
01/26/2010
$
450,100,000
$
7,206,300,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
905,010,000
$
8,111,310,000 Updated portfolio data from servicer
04/19/2010
$
10,280,000
$
8,121,590,000 Transfer of cap due to servicing transfer
06/16/2010
$
286,510,000
$
8,408,100,000 Transfer of cap due to servicing transfer
07/14/2010
$
(1,787,300,000)
$
6,620,800,000 Updated portfolio data from servicer
09/30/2010
$
105,500,000
$
6,726,300,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
(614,527,362)
$
6,111,772,638 Updated portfolio data from servicer
12/15/2010
$
236,000,000
$
6,347,772,638 Transfer of cap due to servicing transfer
01/06/2011
$
(8,012)
$
6,347,764,626 Updated due to quarterly assessment and reallocation
02/16/2011
$
1,800,000
$
6,349,564,626 Transfer of cap due to servicing transfer
03/16/2011
$
100,000
$
6,349,664,626 Transfer of cap due to servicing transfer
03/30/2011
$
(9,190)
$
6,349,655,436 Updated due to quarterly assessment and reallocation
04/13/2011
$
200,000
$
6,349,855,436 Transfer of cap due to servicing transfer
05/13/2011
$
300,000
$
6,350,155,436 Transfer of cap due to servicing transfer
06/16/2011
$
(1,000,000)
$
6,349,155,436 Transfer of cap due to servicing transfer
06/29/2011
$
(82,347)
$
6,349,073,089 Updated due to quarterly assessment and reallocation
07/14/2011
$
(200,000)
$
6,348,873,089 Transfer of cap due to servicing transfer
08/16/2011
$
(3,400,000)
$
6,345,473,089 Transfer of cap due to servicing transfer
09/15/2011
$
(1,400,000)
$
6,344,073,089 Transfer of cap due to servicing transfer
10/14/2011
$
120,600,000
$
6,464,673,089 Transfer of cap due to servicing transfer
10/19/2011
$
317,956,289
$
6,782,629,378 Transfer of cap due to merger/acquisition
11/16/2011
$
800,000
$
6,783,429,378 Transfer of cap due to servicing transfer
12/15/2011
$
(17,600,000)
$
6,765,829,378 Transfer of cap due to servicing transfer
02/16/2012
$
(2,100,000)
$
6,763,729,378 Transfer of cap due to servicing transfer
03/15/2012
$
(23,900,000)
$
6,739,829,378 Transfer of cap due to servicing transfer
04/16/2012
$
(63,800,000)
$
6,676,029,378 Transfer of cap due to servicing transfer
05/16/2012
$
20,000
$
6,676,049,378 Transfer of cap due to servicing transfer
06/14/2012
$
(8,860,000)
$
6,667,189,378 Transfer of cap due to servicing transfer
06/28/2012
$
(58,550)
$
6,667,130,828 Updated due to quarterly assessment and reallocation
07/16/2012
$
(6,840,000)
$
6,660,290,828 Transfer of cap due to servicing transfer
08/10/2012
$
1,401,716,594
$
8,062,007,423 Transfer of cap due to merger/acquisition
08/16/2012
$
(4,780,000)
$
8,057,227,423 Transfer of cap due to servicing transfer
09/27/2012
$
(205,946)
$
8,057,021,476 Updated due to quarterly assessment and reallocation
10/16/2012
$
(153,220,000)
$
7,903,801,476 Transfer of cap due to servicing transfer
11/15/2012
$
(27,300,000)
$
7,876,501,476 Transfer of cap due to servicing transfer
12/14/2012
$
(50,350,000)
$
7,826,151,476 Transfer of cap due to servicing transfer
12/27/2012
$
(33,515)
$
7,826,117,961 Updated due to quarterly assessment and reallocation
01/16/2013
$
(27,000,000)
$
7,799,117,961 Transfer of cap due to servicing transfer
02/14/2013
$
(41,830,000)
$
7,757,287,961 Transfer of cap due to servicing transfer
03/14/2013
$
(5,900,000)
$
7,751,387,961 Transfer of cap due to servicing transfer
03/25/2013
$
(122,604)
$
7,751,265,357 Updated due to quarterly assessment and reallocation
04/16/2013
$
(1,410,000)
$
7,749,855,357 Transfer of cap due to servicing transfer
05/16/2013
$
(940,000)
$
7,748,915,357 Transfer of cap due to servicing transfer
06/14/2013
$
(16,950,000)
$
7,731,965,357 Transfer of cap due to servicing transfer
06/27/2013
$
(45,103)
$
7,731,920,254 Updated due to quarterly assessment and reallocation
07/16/2013
$
(25,580,000)
$
7,706,340,254 Transfer of cap due to servicing transfer
08/15/2013
$
(6,730,000)
$
7,699,610,254 Transfer of cap due to servicing transfer
09/16/2013
$
(290,640,000)
$
7,408,970,254 Transfer of cap due to servicing transfer
3
798,900,000 N/A
1,864,000,000 N/A
100,000 Transfer of cap due to servicing transfer
31,278,513 Termination of SPA
31,017,611 Termination of SPA
67
09/27/2013
7,315,415,745 Transfer of cap due to servicing transfer
$
(23,220,000)
$
7,292,195,745 Transfer of cap due to servicing transfer
$
(25,226,860)
$
7,266,968,885 Updated due to quarterly assessment and reallocation
$
(27,070,000)
$
7,239,898,885 Transfer of cap due to servicing transfer
$
(110,110,000)
$
7,129,788,885 Transfer of cap due to servicing transfer
$
(27,640,000)
$
7,102,148,885 Transfer of cap due to servicing transfer
03/26/2014
$
(868,425)
$
7,101,280,460 Updated due to quarterly assessment and reallocation
04/16/2014
$
(17,710,000)
$
7,083,570,460 Transfer of cap due to servicing transfer
05/15/2014
$
(30,040,000)
$
7,053,530,460 Transfer of cap due to servicing transfer
06/16/2014
$
(9,660,000)
$
7,043,870,460 Transfer of cap due to servicing transfer
06/26/2014
$
(10,084,970)
$
7,033,785,490 Updated due to quarterly assessment and reallocation
07/16/2014
$
(6,180,000)
$
7,027,605,490 Transfer of cap due to servicing transfer
07/29/2014
$
(19,885,198)
$
7,007,720,292 Updated due to quarterly assessment and reallocation
08/14/2014
$
(11,870,000)
$
6,995,850,292 Transfer of cap due to servicing transfer
09/16/2014
$
(21,390,000)
$
6,974,460,292 Transfer of cap due to servicing transfer
09/29/2014
$
(6,533,419)
$
6,967,926,873 Updated due to quarterly assessment and reallocation
10/16/2014
$
(18,450,000)
$
6,949,476,873 Transfer of cap due to servicing transfer
11/14/2014
$
(20,390,000)
$
6,929,086,873 Transfer of cap due to servicing transfer
12/16/2014
$
(9,530,000)
$
6,919,556,873 Transfer of cap due to servicing transfer
12/29/2014
$
(719,816,794)
$
6,199,740,079 Updated due to quarterly assessment and reallocation
01/15/2015
$
(1,240,000)
$
6,198,500,079 Transfer of cap due to servicing transfer
02/13/2015
$
(35,010,000)
$
6,163,490,079 Transfer of cap due to servicing transfer
03/16/2015
$
(4,990,000)
$
6,158,500,079 Transfer of cap due to servicing transfer
03/26/2015
$
(265,121,573)
$
5,893,378,506 Updated due to quarterly assessment and reallocation
04/16/2015
$
1,180,000
$
5,894,558,506 Transfer of cap due to servicing transfer
04/28/2015
$
(990,712,937)
$
4,903,845,569 Updated due to quarterly assessment and reallocation
05/14/2015
$
(6,070,000)
$
4,897,775,569 Transfer of cap due to servicing transfer
06/16/2015
$
(7,390,000)
$
4,890,385,569 Transfer of cap due to servicing transfer
06/25/2015
$
(232,108,104)
$
4,658,277,465 Updated due to quarterly assessment and reallocation
07/16/2015
$
2,950,000
$
4,661,227,465 Transfer of cap due to servicing transfer
08/14/2015
$
(6,830,000)
$
4,654,397,465 Transfer of cap due to servicing transfer
09/16/2015
$
(8,550,000)
$
4,645,847,465 Transfer of cap due to servicing transfer
09/28/2015
$
(308,347,786)
$
4,337,499,679 Updated due to quarterly assessment and reallocation
10/15/2015
$
(14,980,000)
$
4,322,519,679 Transfer of cap due to servicing transfer
11/16/2015
$
1,680,000
$
4,324,199,679 Transfer of cap due to servicing transfer
12/16/2015
$
(37,410,000)
$
4,286,789,679 Transfer of cap due to servicing transfer
12/28/2015
$
(220,497,529)
$
4,066,292,150 Updated due to quarterly assessment and reallocation
01/14/2016
$
7,480,000
$
4,073,772,150 Transfer of cap due to servicing transfer
02/16/2016
$
4,960,000
$
4,078,732,150 Transfer of cap due to servicing transfer
02/25/2016
$
(716,991,131)
$
3,361,741,019 Reallocation due to MHA program deobligation
03/16/2016
$
(6,710,000)
$
3,355,031,019 Transfer of cap due to servicing transfer
03/28/2016
$
(14,773,723)
$
3,340,257,296 Updated due to quarterly assessment and reallocation
04/14/2016
$
4,630,000
$
3,344,887,296 Transfer of cap due to servicing transfer
05/16/2016
$
2,090,000
$
3,346,977,296 Transfer of cap due to servicing transfer
05/31/2016
$
(111,487,799)
$
3,235,489,497 Updated due to quarterly assessment and reallocation
06/16/2016
$
4,520,000
$
3,240,009,497 Transfer of cap due to servicing transfer
06/27/2016
$
(66,537,213)
$
3,173,472,284 Updated due to quarterly assessment and reallocation
07/14/2016
$
9,120,000
$
3,182,592,284 Transfer of cap due to servicing transfer
07/27/2016
$
(65,684,131)
$
3,116,908,153 Updated due to quarterly assessment and reallocation
08/16/2016
$
(7,630,000)
$
3,109,278,153 Transfer of cap due to servicing transfer
09/15/2016
$
(10,380,000)
$
3,098,898,153 Transfer of cap due to servicing transfer
09/28/2016
93,660,000 N/A
$
03/14/2014
$
(14,600,000)
02/13/2014
Financial Instrument for Home Loan Modifications
7,330,015,745 Transfer of cap due to merger/acquisition
$
01/16/2014
Purchase
7,329,754,843 Transfer of cap due to servicing transfer
$
12/23/2013
FL
7,408,954,843 Updated due to quarterly assessment and reallocation
$
260,902
12/16/2013
Miami Lakes
$
(79,200,000)
$
11/14/2013
Bank United
(15,411)
$
10/16/2013
10/23/2009
$
10/15/2013
$
(109,085,874)
$
2,989,812,279 Updated due to quarterly assessment and reallocation
01/22/2010
$
4,370,000
$
03/26/2010
$
23,880,000
$
121,910,000 Updated portfolio data from servicer
07/14/2010
$
(16,610,000)
$
105,300,000 Updated portfolio data from servicer
09/30/2010
$
1,751,033
$
107,051,033 Updated portfolio data from servicer
01/06/2011
$
(77)
$
107,050,956 Updated due to quarterly assessment and reallocation
03/16/2011
$
(9,900,000)
$
97,150,956 Transfer of cap due to servicing transfer
03/30/2011
$
(88)
$
97,150,868 Updated due to quarterly assessment and reallocation
06/29/2011
$
(773)
$
97,150,095 Updated due to quarterly assessment and reallocation
03/15/2012
$
(1,400,000)
$
95,750,095 Transfer of cap due to servicing transfer
06/28/2012
$
(277)
$
95,749,818 Updated due to quarterly assessment and reallocation
09/27/2012
$
(549)
$
95,749,269 Updated due to quarterly assessment and reallocation
12/27/2012
$
(65)
$
95,749,204 Updated due to quarterly assessment and reallocation
02/14/2013
$
(2,670,000)
$
93,079,204 Transfer of cap due to servicing transfer
03/25/2013
$
(142)
$
93,079,062 Updated due to quarterly assessment and reallocation
05/16/2013
$
(610,000)
$
92,469,062 Transfer of cap due to servicing transfer
06/27/2013
$
(48)
$
92,469,014 Updated due to quarterly assessment and reallocation
09/16/2013
$
(40,000)
$
92,429,014 Transfer of cap due to servicing transfer
09/27/2013
$
(14)
$
92,429,000 Updated due to quarterly assessment and reallocation
11/14/2013
$
(30,000)
$
92,399,000 Transfer of cap due to servicing transfer
12/16/2013
$
(1,190,000)
$
91,209,000 Transfer of cap due to servicing transfer
12/23/2013
$
(14,953)
$
91,194,047 Updated due to quarterly assessment and reallocation
98,030,000 Updated portfolio data from servicer/additional program initial cap
68
02/13/2014
100,579,549 Updated due to quarterly assessment and reallocation
$
(10,000)
$
100,569,549 Transfer of cap due to servicing transfer
$
311,061
$
100,880,610 Updated due to quarterly assessment and reallocation
$
2,219,656
$
103,100,266 Updated due to quarterly assessment and reallocation
$
(30,000)
$
103,070,266 Transfer of cap due to servicing transfer
$
2,627,838
$
105,698,104 Updated due to quarterly assessment and reallocation
$
(3,503,217)
$
102,194,887 Reallocation due to MHA program deobligation
$
(74,514)
$
102,120,373 Updated due to quarterly assessment and reallocation
$
(562,214)
$
101,558,159 Updated due to quarterly assessment and reallocation
$
(750,000)
$
100,808,159 Transfer of cap due to servicing transfer
$
(328,286)
$
100,479,873 Updated due to quarterly assessment and reallocation
$
(953,954)
$
99,525,919 Updated due to quarterly assessment and reallocation
$
(990,000)
$
98,535,919 Transfer of cap due to servicing transfer
$
(1,879,595)
$
96,656,324 Updated due to quarterly assessment and reallocation
06/16/2016
$
20,000
$
10/02/2009
$
90,000
$
500,000 Updated portfolio data from servicer/additional program initial cap
$
1,460,000
$
1,960,000 Updated portfolio data from servicer/additional program initial cap
$
160,000
$
2,120,000 Updated portfolio data from servicer
$
(120,000)
$
2,000,000 Updated portfolio data from servicer
$
(1,419,778)
$
580,222 Updated portfolio data from servicer
$
(1)
$
580,221 Updated due to quarterly assessment and reallocation
$
(1)
$
580,220 Updated due to quarterly assessment and reallocation
06/29/2011
$
(8)
$
580,212 Updated due to quarterly assessment and reallocation
01/25/2012
$
(580,212)
01/22/2010
$
10,000
$
240,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
440,000
$
680,000 Updated portfolio data from servicer
07/14/2010
$
(80,000)
$
600,000 Updated portfolio data from servicer
09/30/2010
$
(19,778)
$
10/15/2010
44,260,000 N/A
$
03/30/2011
$
189,139
01/06/2011
Financial Instrument for Home Loan Modifications
100,390,410 Transfer of cap due to servicing transfer
$
09/30/2010
Purchase
$
07/14/2010
FL
(330,000)
03/26/2010
Coral Gables
100,720,410 Updated due to quarterly assessment and reallocation
$
12/30/2009
Bayview Loan Servicing, LLC
100,728,113 Transfer of cap due to servicing transfer
$
09/28/2016
07/01/2009
101,328,113 Transfer of cap due to servicing transfer
$
(7,703)
09/15/2016
230,000 N/A
$
(600,000)
$
07/27/2016
$
(100,000)
$
06/27/2016
Financial Instrument for Home Loan Modifications
$
06/16/2016
Purchase
101,428,113 Updated due to quarterly assessment and reallocation
05/31/2016
FL
$
03/28/2016
Tampa
11,779,329
02/25/2016
Bay Gulf Credit Union
$
12/28/2015
12/09/2009
$
11/16/2015
410,000 N/A
(250,000)
09/28/2015
$
89,902,589 Transfer of cap due to servicing transfer
$
$
06/25/2015
CA
$
(3,805)
05/14/2015
Capitola
(440,000)
$
04/28/2015
Bay Federal Credit Union
90,342,589 Updated due to quarterly assessment and reallocation
$
04/16/2015
3
$
03/26/2015
- N/A
(13,755)
03/16/2015
Financial Instrument for Home Loan Modifications
90,356,344 Updated due to quarterly assessment and reallocation
$
01/15/2015
Financial Instrument for Home Loan Modifications
$
12/29/2014
Purchase
(6,982)
12/16/2014
Purchase
90,363,326 Transfer of cap due to servicing transfer
$
09/29/2014
WA
91,023,326 Updated due to quarterly assessment and reallocation
$
09/16/2014
Walla Walla
91,024,047 Transfer of cap due to servicing transfer
$
(660,000)
07/29/2014
Banner Bank
$
(721)
$
06/26/2014
09/16/2009
(170,000)
$
06/16/2014
06/16/2016
$
03/26/2014
$
(580,222)
09/30/2009
$
23,850,000
$
68,110,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
43,590,000
$
111,700,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
34,540,000
$
146,240,000 Updated portfolio data from servicer
05/07/2010
$
1,010,000
$
147,250,000 Updated portfolio data from servicer/additional program initial cap
07/14/2010
$
(34,250,000)
$
113,000,000 Updated portfolio data from servicer
09/30/2010
$
600,000
$
113,600,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
(15,252,303)
$
98,347,697 Updated portfolio data from servicer
01/06/2011
$
(70)
$
98,347,627 Updated due to quarterly assessment and reallocation
03/30/2011
$
(86)
$
98,347,541 Updated due to quarterly assessment and reallocation
04/13/2011
$
400,000
$
98,747,541 Transfer of cap due to servicing transfer
05/13/2011
$
100,000
$
98,847,541 Transfer of cap due to servicing transfer
06/29/2011
$
(771)
$
98,846,770 Updated due to quarterly assessment and reallocation
09/15/2011
$
600,000
$
99,446,770 Transfer of cap due to servicing transfer
10/14/2011
$
(18,900,000)
$
80,546,770 Transfer of cap due to servicing transfer
01/13/2012
$
900,000
$
81,446,770 Transfer of cap due to servicing transfer
02/16/2012
$
2,400,000
$
83,846,770 Transfer of cap due to servicing transfer
03/15/2012
$
(100,000)
$
83,746,770 Transfer of cap due to servicing transfer
04/16/2012
$
200,000
$
83,946,770 Transfer of cap due to servicing transfer
05/16/2012
$
30,000
$
83,976,770 Transfer of cap due to servicing transfer
06/14/2012
$
1,810,000
$
85,786,770 Transfer of cap due to servicing transfer
06/28/2012
$
(508)
$
85,786,262 Updated due to quarterly assessment and reallocation
07/16/2012
$
2,660,000
$
88,446,262 Transfer of cap due to servicing transfer
09/27/2012
$
(1,249)
$
88,445,013 Updated due to quarterly assessment and reallocation
10/16/2012
$
160,000
$
88,605,013 Transfer of cap due to servicing transfer
11/15/2012
$
6,970,000
$
95,575,013 Transfer of cap due to servicing transfer
12/14/2012
$
13,590,000
$
109,165,013 Transfer of cap due to servicing transfer
12/27/2012
$
(298)
$
109,164,715 Updated due to quarterly assessment and reallocation
01/16/2013
$
90,000
$
109,254,715 Transfer of cap due to servicing transfer
02/14/2013
$
3,250,000
$
112,504,715 Transfer of cap due to servicing transfer
03/14/2013
$
830,000
$
113,334,715 Transfer of cap due to servicing transfer
03/25/2013
$
(1,023)
$
113,333,692 Updated due to quarterly assessment and reallocation
04/16/2013
$
1,490,000
$
114,823,692 Transfer of cap due to servicing transfer
05/16/2013
$
660,000
$
115,483,692 Transfer of cap due to servicing transfer
06/14/2013
$
7,470,000
$
122,953,692 Transfer of cap due to servicing transfer
89,898,784 Updated due to quarterly assessment and reallocation
89,648,784 Transfer of cap due to servicing transfer
20,000 Transfer of cap due to servicing transfer
- Termination of SPA
580,222 Updated portfolio data from servicer
- Termination of SPA
69
06/27/2013
1,530,000
$
187,741,740 Transfer of cap due to servicing transfer
$
(1,050)
$
187,740,690 Updated due to quarterly assessment and reallocation
$
5,270,000
$
193,010,690 Transfer of cap due to servicing transfer
$
500,000
$
193,510,690 Transfer of cap due to servicing transfer
$
2,600,000
$
196,110,690 Transfer of cap due to servicing transfer
$
18,557,651
$
214,668,341 Updated due to quarterly assessment and reallocation
$
10,000
$
214,678,341 Transfer of cap due to servicing transfer
$
13,360,843
$
228,039,184 Updated due to quarterly assessment and reallocation
$
4,260,000
$
232,299,184 Transfer of cap due to servicing transfer
$
260,000
$
232,559,184 Transfer of cap due to servicing transfer
$
13,718,841
$
246,278,025 Updated due to quarterly assessment and reallocation
$
(680,000)
$
245,598,025 Transfer of cap due to servicing transfer
$
6,070,000
$
251,668,025 Transfer of cap due to servicing transfer
$
10,000
$
251,678,025 Transfer of cap due to servicing transfer
$
81,111,129
$
332,789,154 Updated due to quarterly assessment and reallocation
01/15/2015
$
330,000
$
333,119,154 Transfer of cap due to servicing transfer
02/13/2015
$
120,000
$
333,239,154 Transfer of cap due to servicing transfer
03/16/2015
$
39,430,000
$
372,669,154 Transfer of cap due to servicing transfer
03/26/2015
$
36,955,812
$
409,624,966 Updated due to quarterly assessment and reallocation
04/16/2015
$
6,870,000
$
416,494,966 Transfer of cap due to servicing transfer
04/28/2015
$
(752,669)
$
415,742,297 Updated due to quarterly assessment and reallocation
05/14/2015
$
5,890,000
$
421,632,297 Transfer of cap due to servicing transfer
06/16/2015
$
16,940,000
$
438,572,297 Transfer of cap due to servicing transfer
06/25/2015
$
(180,754)
$
438,391,543 Updated due to quarterly assessment and reallocation
07/16/2015
$
9,500,000
$
447,891,543 Transfer of cap due to servicing transfer
08/14/2015
$
430,000
$
448,321,543 Transfer of cap due to servicing transfer
09/16/2015
$
(3,540,000)
$
444,781,543 Transfer of cap due to servicing transfer
09/28/2015
$
12,163,584
$
456,945,127 Updated due to quarterly assessment and reallocation
10/15/2015
$
16,640,000
$
473,585,127 Transfer of cap due to servicing transfer
11/16/2015
$
(3,150,000)
$
470,435,127 Transfer of cap due to servicing transfer
12/16/2015
$
11,150,000
$
481,585,127 Transfer of cap due to servicing transfer
12/28/2015
$
(435,564)
$
481,149,563 Updated due to quarterly assessment and reallocation
01/14/2016
$
(180,000)
$
480,969,563 Transfer of cap due to servicing transfer
02/16/2016
$
(17,340,000)
$
463,629,563 Transfer of cap due to servicing transfer
02/25/2016
$
(950,288)
$
462,679,275 Reallocation due to MHA program deobligation
03/16/2016
$
(530,000)
$
462,149,275 Transfer of cap due to servicing transfer
03/28/2016
$
38,851,352
$
501,000,627 Updated due to quarterly assessment and reallocation
04/14/2016
$
530,000
$
501,530,627 Transfer of cap due to servicing transfer
05/16/2016
$
7,000,000
$
508,530,627 Transfer of cap due to servicing transfer
05/31/2016
$
13,216,422
$
521,747,049 Updated due to quarterly assessment and reallocation
06/16/2016
$
120,000
$
521,867,049 Transfer of cap due to servicing transfer
06/27/2016
$
10,406,631
$
532,273,680 Updated due to quarterly assessment and reallocation
07/14/2016
$
(1,070,000)
$
531,203,680 Transfer of cap due to servicing transfer
07/27/2016
$
(1,918,274)
$
529,285,406 Updated due to quarterly assessment and reallocation
08/16/2016
$
(490,000)
$
528,795,406 Transfer of cap due to servicing transfer
09/15/2016
$
(220,000)
$
528,575,406 Transfer of cap due to servicing transfer
09/28/2016
$
(3,129,286)
$
525,446,120 Updated due to quarterly assessment and reallocation
05/15/2014
$
30,000
$
11/14/2014
$
40,000
$
04/16/2015
$
20,000
$
09/30/2010
$
1,040,667
$
1,740,667 Updated portfolio data from servicer
01/06/2011
$
(2)
$
1,740,665 Updated due to quarterly assessment and reallocation
03/30/2011
$
(3)
$
1,740,662 Updated due to quarterly assessment and reallocation
06/29/2011
$
(28)
$
1,740,634 Updated due to quarterly assessment and reallocation
08/10/2011
3
186,211,740 Transfer of cap due to servicing transfer
$
12/29/2014
- N/A
$
12/16/2014
Financial Instrument for Home Loan Modifications
2,570,000
11/14/2014
Purchase
183,641,740 Transfer of cap due to servicing transfer
$
10/16/2014
CA
$
09/29/2014
Woodland Hills
1,070,000
09/16/2014
Bridgelock Capital dba Peak Loan
Servicing
182,571,740 Updated due to quarterly assessment and reallocation
$
08/14/2014
07/16/2013
$
07/29/2014
700,000 N/A
182,703,293 Transfer of cap due to servicing transfer
(131,553)
07/16/2014
$
182,443,293 Transfer of cap due to servicing transfer
$
$
06/26/2014
Financial Instrument for Home Loan Modifications
$
260,000
06/16/2014
Purchase
20,900,000
$
05/15/2014
OH
161,543,293 Transfer of cap due to servicing transfer
$
04/16/2014
Cincinanati
$
03/26/2014
Bramble Savings Bank
5,430,000
03/14/2014
08/20/2010
156,113,293 Updated due to quarterly assessment and reallocation
$
02/13/2014
3
$
01/16/2014
- N/A
(91)
12/23/2013
Financial Instrument for Home Loan Modifications
156,113,384 Transfer of cap due to servicing transfer
$
12/16/2013
Purchase
144,383,384 Transfer of cap due to servicing transfer
$
11/14/2013
IL
122,953,384 Updated due to quarterly assessment and reallocation
$
11,730,000
10/15/2013
Chicago
$
21,430,000
$
09/27/2013
BMO Harris Bank, NA
(308)
$
09/16/2013
05/15/2014
$
07/16/2013
$
(1,740,634)
07/16/2013
$
10,000
$
12/16/2013
$
30,000
$
04/16/2014
$
30,000
$
70,000 Transfer of cap due to servicing transfer
06/16/2014
$
40,000
$
110,000 Transfer of cap due to servicing transfer
06/26/2014
$
(21)
$
109,979 Updated due to quarterly assessment and reallocation
07/29/2014
$
(43)
$
109,936 Updated due to quarterly assessment and reallocation
09/29/2014
$
(14)
$
109,922 Updated due to quarterly assessment and reallocation
10/16/2014
$
40,000
$
149,922 Transfer of cap due to servicing transfer
12/16/2014
$
(30,000)
$
119,922 Transfer of cap due to servicing transfer
12/29/2014
$
(3,430)
$
116,492 Updated due to quarterly assessment and reallocation
30,000 Transfer of cap due to servicing transfer
70,000 Transfer of cap due to servicing transfer
90,000 Transfer of cap due to servicing transfer
- Termination of SPA
10,000 Transfer of cap due to servicing transfer
40,000 Transfer of cap due to servicing transfer
70
03/26/2015
118,912 Transfer of cap due to servicing transfer
$
10,000
$
128,912 Transfer of cap due to servicing transfer
$
(5,225)
$
123,687 Updated due to quarterly assessment and reallocation
$
10,000
$
133,687 Transfer of cap due to servicing transfer
$
(20,000)
$
113,687 Transfer of cap due to servicing transfer
$
(2,234)
$
111,453 Updated due to quarterly assessment and reallocation
02/25/2016
$
(6,381)
$
105,072 Reallocation due to MHA program deobligation
03/28/2016
$
(133)
$
104,939 Updated due to quarterly assessment and reallocation
05/31/2016
$
(1,043)
$
103,896 Updated due to quarterly assessment and reallocation
06/16/2016
$
160,000
$
263,896 Transfer of cap due to servicing transfer
06/27/2016
$
(26,223)
$
237,673 Updated due to quarterly assessment and reallocation
07/27/2016
$
(26,231)
$
211,442 Updated due to quarterly assessment and reallocation
08/16/2016
$
10,000
$
221,442 Transfer of cap due to servicing transfer
09/15/2016
$
10,000
$
231,442 Transfer of cap due to servicing transfer
09/28/2016
3
$
12/28/2015
- N/A
10,000
11/16/2015
Financial Instrument for Home Loan Modifications
108,912 Updated due to quarterly assessment and reallocation
$
10/15/2015
Purchase
110,118 Updated due to quarterly assessment and reallocation
$
09/28/2015
OK
115,202 Updated due to quarterly assessment and reallocation
$
(1,206)
09/16/2015
Oklahoma City
$
(5,084)
$
08/14/2015
Caliber Home Loans, Inc (Vericrest
Financial, Inc.)
(1,290)
$
06/25/2015
09/15/2010
$
04/28/2015
$
(54,107)
$
09/15/2010
$
1,000,000
$
1,000,000 Transfer of cap due to servicing transfer
09/30/2010
$
450,556
$
1,450,556 Updated portfolio data from servicer
01/06/2011
$
(2)
$
1,450,554 Updated due to quarterly assessment and reallocation
02/16/2011
$
3,000,000
$
4,450,554 Transfer of cap due to servicing transfer
03/16/2011
$
10,200,000
$
14,650,554 Transfer of cap due to servicing transfer
03/30/2011
$
(24)
$
14,650,530 Updated due to quarterly assessment and reallocation
06/29/2011
$
(227)
$
14,650,303 Updated due to quarterly assessment and reallocation
07/14/2011
$
12,000,000
$
26,650,303 Transfer of cap due to servicing transfer
12/15/2011
$
4,100,000
$
30,750,303 Transfer of cap due to servicing transfer
01/13/2012
$
900,000
$
31,650,303 Transfer of cap due to servicing transfer
04/16/2012
$
300,000
$
31,950,303 Transfer of cap due to servicing transfer
06/28/2012
$
(266)
$
31,950,037 Updated due to quarterly assessment and reallocation
09/27/2012
$
(689)
$
31,949,348 Updated due to quarterly assessment and reallocation
11/15/2012
$
720,000
$
32,669,348 Transfer of cap due to servicing transfer
12/27/2012
$
(114)
$
32,669,234 Updated due to quarterly assessment and reallocation
01/16/2013
$
8,020,000
$
40,689,234 Transfer of cap due to servicing transfer
03/25/2013
$
(591)
$
40,688,643 Updated due to quarterly assessment and reallocation
05/16/2013
$
(40,000)
$
40,648,643 Transfer of cap due to servicing transfer
06/27/2013
$
(223)
$
40,648,420 Updated due to quarterly assessment and reallocation
09/27/2013
$
(80)
$
40,648,340 Updated due to quarterly assessment and reallocation
12/23/2013
$
(135,776)
$
40,512,564 Updated due to quarterly assessment and reallocation
01/16/2014
$
(1,130,000)
$
39,382,564 Transfer of cap due to servicing transfer
02/13/2014
$
(2,500,000)
$
36,882,564 Transfer of cap due to servicing transfer
03/14/2014
$
90,000
$
36,972,564 Transfer of cap due to servicing transfer
03/26/2014
$
(4,697)
$
36,967,867 Updated due to quarterly assessment and reallocation
06/26/2014
$
(55,442)
$
36,912,425 Updated due to quarterly assessment and reallocation
07/16/2014
$
2,590,000
$
39,502,425 Transfer of cap due to servicing transfer
07/29/2014
$
(120,725)
$
39,381,700 Updated due to quarterly assessment and reallocation
09/29/2014
$
(40,882)
$
39,340,818 Updated due to quarterly assessment and reallocation
10/16/2014
$
7,680,000
$
47,020,818 Transfer of cap due to servicing transfer
11/14/2014
$
7,720,000
$
54,740,818 Transfer of cap due to servicing transfer
12/16/2014
$
4,210,000
$
58,950,818 Transfer of cap due to servicing transfer
12/29/2014
$
(8,067,210)
$
50,883,608 Updated due to quarterly assessment and reallocation
01/15/2015
$
2,100,000
$
52,983,608 Transfer of cap due to servicing transfer
02/13/2015
$
80,000
$
53,063,608 Transfer of cap due to servicing transfer
03/16/2015
$
8,990,000
$
62,053,608 Transfer of cap due to servicing transfer
03/26/2015
$
(3,781,724)
$
58,271,884 Updated due to quarterly assessment and reallocation
04/16/2015
$
(20,000)
$
58,251,884 Transfer of cap due to servicing transfer
04/28/2015
$
(14,815,120)
$
43,436,764 Updated due to quarterly assessment and reallocation
05/14/2015
$
2,670,000
$
46,106,764 Transfer of cap due to servicing transfer
06/16/2015
$
(30,000)
$
46,076,764 Transfer of cap due to servicing transfer
06/25/2015
$
(3,633,382)
$
42,443,382 Updated due to quarterly assessment and reallocation
07/16/2015
$
1,440,000
$
43,883,382 Transfer of cap due to servicing transfer
08/14/2015
$
(10,000)
$
43,873,382 Transfer of cap due to servicing transfer
09/16/2015
$
7,260,000
$
51,133,382 Transfer of cap due to servicing transfer
09/28/2015
$
(5,284,205)
$
45,849,177 Updated due to quarterly assessment and reallocation
10/15/2015
$
12,370,000
$
58,219,177 Transfer of cap due to servicing transfer
11/16/2015
$
4,160,000
$
62,379,177 Transfer of cap due to servicing transfer
12/16/2015
$
10,500,000
$
72,879,177 Transfer of cap due to servicing transfer
12/28/2015
$
(7,908,989)
$
64,970,188 Updated due to quarterly assessment and reallocation
01/14/2016
$
(1,130,000)
$
63,840,188 Transfer of cap due to servicing transfer
02/16/2016
$
(50,000)
$
63,790,188 Transfer of cap due to servicing transfer
02/25/2016
$
(22,722,990)
$
41,067,198 Reallocation due to MHA program deobligation
03/16/2016
$
3,010,000
$
44,077,198 Transfer of cap due to servicing transfer
03/28/2016
$
(507,342)
$
43,569,856 Updated due to quarterly assessment and reallocation
04/14/2016
$
(280,000)
$
43,289,856 Transfer of cap due to servicing transfer
05/16/2016
$
6,440,000
$
49,729,856 Transfer of cap due to servicing transfer
177,335 Updated due to quarterly assessment and reallocation
71
05/31/2016
209,980 Updated due to quarterly assessment and reallocation
$
10,000
$
219,980 Transfer of cap due to servicing transfer
$
(258)
$
219,722 Updated due to quarterly assessment and reallocation
$
(512)
$
219,210 Updated due to quarterly assessment and reallocation
$
(169)
$
219,041 Updated due to quarterly assessment and reallocation
$
(20,494)
$
198,547 Updated due to quarterly assessment and reallocation
$
110,000
$
308,547 Transfer of cap due to servicing transfer
$
(16,311)
$
292,236 Updated due to quarterly assessment and reallocation
$
(64,289)
$
227,947 Updated due to quarterly assessment and reallocation
$
(15,247)
$
212,700 Updated due to quarterly assessment and reallocation
$
(20,367)
$
192,333 Updated due to quarterly assessment and reallocation
$
(15,073)
$
177,260 Updated due to quarterly assessment and reallocation
$
(43,047)
$
134,213 Reallocation due to MHA program deobligation
$
(899)
$
133,314 Updated due to quarterly assessment and reallocation
$
360,000
$
493,314 Transfer of cap due to servicing transfer
$
(83,089)
$
410,225 Updated due to quarterly assessment and reallocation
$
(49,636)
$
360,589 Updated due to quarterly assessment and reallocation
07/27/2016
$
(49,651)
$
310,938 Updated due to quarterly assessment and reallocation
09/28/2016
$
(86,831)
$
224,107 Updated due to quarterly assessment and reallocation
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
06/29/2011
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
06/28/2012
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
09/27/2012
$
(2)
$
145,052 Updated due to quarterly assessment and reallocation
03/25/2013
$
(1)
$
145,051 Updated due to quarterly assessment and reallocation
12/23/2013
$
(232)
$
144,819 Updated due to quarterly assessment and reallocation
03/26/2014
$
(8)
$
144,811 Updated due to quarterly assessment and reallocation
06/26/2014
$
(96)
$
144,715 Updated due to quarterly assessment and reallocation
07/29/2014
$
(191)
$
144,524 Updated due to quarterly assessment and reallocation
09/29/2014
$
(63)
$
144,461 Updated due to quarterly assessment and reallocation
12/29/2014
$
(7,654)
$
136,807 Updated due to quarterly assessment and reallocation
03/26/2015
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
04/28/2015
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
06/25/2015
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
09/28/2015
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
12/28/2015
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
02/25/2016
$
(7,597)
$
106,038 Reallocation due to MHA program deobligation
03/28/2016
$
(159)
$
105,879 Updated due to quarterly assessment and reallocation
05/31/2016
$
(1,242)
$
104,637 Updated due to quarterly assessment and reallocation
06/27/2016
$
(742)
$
103,895 Updated due to quarterly assessment and reallocation
07/27/2016
$
(742)
$
09/28/2016
195,000,000 N/A
$
06/27/2016
$
(20)
05/31/2016
Financial Instrument for Home Loan Modifications
210,000 Transfer of cap due to servicing transfer
$
04/14/2016
Purchase
$
03/28/2016
CA
210,000
02/25/2016
Santa Ana
$
12/28/2015
Carrington Mortgage Services, LLC
52,779,593 Updated due to quarterly assessment and reallocation
03/14/2014
09/28/2015
04/27/2009
$
06/25/2015
100,000 N/A
68,677,148 Transfer of cap due to servicing transfer
(15,897,555)
04/28/2015
$
51,757,148 Transfer of cap due to servicing transfer
$
$
03/26/2015
FL
$
16,920,000
01/15/2015
Coral Gables
(30,000)
$
12/29/2014
Capital International Financial, Inc.
51,787,148 Updated due to quarterly assessment and reallocation
$
09/29/2014
Financial Instrument for Home Loan Modifications
$
07/29/2014
Purchase
(5,405,392)
06/26/2014
09/30/2010
57,192,540 Transfer of cap due to servicing transfer
$
06/16/2014
3
$
03/26/2014
- N/A
14,220,000
09/28/2016
Financial Instrument for Home Loan Modifications
42,972,540 Updated due to quarterly assessment and reallocation
$
09/15/2016
Purchase
46,169,110 Transfer of cap due to servicing transfer
$
08/16/2016
CA
44,569,110 Updated due to quarterly assessment and reallocation
$
(3,196,570)
07/27/2016
Sacramento
$
1,600,000
$
07/14/2016
California Housing Finance Agency
(5,160,746)
$
06/27/2016
03/14/2014
$
06/16/2016
$
(1,298)
$
06/17/2009
$
(63,980,000)
$
131,020,000 Updated portfolio data from servicer
09/30/2009
$
90,990,000
$
222,010,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
57,980,000
$
279,990,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
74,520,000
$
354,510,000 Updated portfolio data from servicer
07/14/2010
$
(75,610,000)
$
278,900,000 Updated portfolio data from servicer
08/13/2010
$
1,100,000
$
280,000,000 Transfer of cap due to servicing transfer
09/30/2010
$
3,763,685
$
283,763,685 Updated portfolio data from servicer
12/15/2010
$
300,000
$
284,063,685 Transfer of cap due to servicing transfer
01/06/2011
$
(325)
$
284,063,360 Updated due to quarterly assessment and reallocation
01/13/2011
$
2,400,000
$
286,463,360 Transfer of cap due to servicing transfer
03/30/2011
$
(384)
$
286,462,976 Updated due to quarterly assessment and reallocation
06/29/2011
$
(3,592)
$
286,459,384 Updated due to quarterly assessment and reallocation
08/16/2011
$
1,800,000
$
288,259,384 Transfer of cap due to servicing transfer
09/15/2011
$
100,000
$
288,359,384 Transfer of cap due to servicing transfer
11/16/2011
$
1,000,000
$
289,359,384 Transfer of cap due to servicing transfer
02/16/2012
$
1,100,000
$
290,459,384 Transfer of cap due to servicing transfer
04/16/2012
$
100,000
$
290,559,384 Transfer of cap due to servicing transfer
05/16/2012
$
850,000
$
291,409,384 Transfer of cap due to servicing transfer
06/14/2012
$
2,240,000
$
293,649,384 Transfer of cap due to servicing transfer
06/28/2012
$
(2,520)
$
293,646,864 Updated due to quarterly assessment and reallocation
07/16/2012
$
1,690,000
$
295,336,864 Transfer of cap due to servicing transfer
08/16/2012
$
(30,000)
$
295,306,864 Transfer of cap due to servicing transfer
09/27/2012
$
(6,632)
$
295,300,232 Updated due to quarterly assessment and reallocation
10/16/2012
$
2,880,000
$
298,180,232 Transfer of cap due to servicing transfer
11/15/2012
$
1,500,000
$
299,680,232 Transfer of cap due to servicing transfer
12/14/2012
$
2,040,000
$
301,720,232 Transfer of cap due to servicing transfer
103,153 Updated due to quarterly assessment and reallocation
101,855 Updated due to quarterly assessment and reallocation
72
12/27/2012
306,639,129 Transfer of cap due to servicing transfer
$
(4,179)
$
306,634,950 Updated due to quarterly assessment and reallocation
$
(70,000)
$
306,564,950 Transfer of cap due to servicing transfer
$
1,570,000
$
308,134,950 Transfer of cap due to servicing transfer
$
(1,880,000)
$
306,254,950 Transfer of cap due to servicing transfer
$
(1,522)
$
306,253,428 Updated due to quarterly assessment and reallocation
07/16/2013
$
270,000
$
306,523,428 Transfer of cap due to servicing transfer
09/16/2013
$
5,370,000
$
311,893,428 Transfer of cap due to servicing transfer
09/27/2013
$
(525)
$
311,892,903 Updated due to quarterly assessment and reallocation
10/15/2013
$
(240,000)
$
311,652,903 Transfer of cap due to servicing transfer
11/14/2013
$
2,000,000
$
313,652,903 Transfer of cap due to servicing transfer
12/16/2013
$
1,370,000
$
315,022,903 Transfer of cap due to servicing transfer
12/23/2013
$
(873,891)
$
314,149,012 Updated due to quarterly assessment and reallocation
01/16/2014
$
120,000
$
314,269,012 Transfer of cap due to servicing transfer
02/13/2014
$
280,000
$
314,549,012 Transfer of cap due to servicing transfer
03/14/2014
$
50,000
$
314,599,012 Transfer of cap due to servicing transfer
03/26/2014
$
(30,084)
$
314,568,928 Updated due to quarterly assessment and reallocation
04/16/2014
$
2,660,000
$
317,228,928 Transfer of cap due to servicing transfer
05/15/2014
$
(430,000)
$
316,798,928 Transfer of cap due to servicing transfer
06/16/2014
$
(130,000)
$
316,668,928 Transfer of cap due to servicing transfer
06/26/2014
$
(351,513)
$
316,317,415 Updated due to quarterly assessment and reallocation
07/16/2014
$
(23,460,000)
$
292,857,415 Transfer of cap due to servicing transfer
07/29/2014
$
(621,598)
$
292,235,817 Updated due to quarterly assessment and reallocation
08/14/2014
$
(560,000)
$
291,675,817 Transfer of cap due to servicing transfer
09/16/2014
$
8,810,000
$
300,485,817 Transfer of cap due to servicing transfer
09/29/2014
$
(205,371)
$
300,280,446 Updated due to quarterly assessment and reallocation
10/16/2014
$
(19,600,000)
$
280,680,446 Transfer of cap due to servicing transfer
11/14/2014
$
10,000
$
280,690,446 Transfer of cap due to servicing transfer
12/16/2014
$
50,000
$
280,740,446 Transfer of cap due to servicing transfer
12/29/2014
$
(14,927,467)
$
265,812,979 Updated due to quarterly assessment and reallocation
01/15/2015
$
32,230,000
$
298,042,979 Transfer of cap due to servicing transfer
03/16/2015
$
(20,000)
$
298,022,979 Transfer of cap due to servicing transfer
03/26/2015
$
(8,127,120)
$
289,895,859 Updated due to quarterly assessment and reallocation
04/16/2015
$
40,000
$
289,935,859 Transfer of cap due to servicing transfer
04/28/2015
$
(31,805,366)
$
258,130,493 Updated due to quarterly assessment and reallocation
05/14/2015
$
(30,000)
$
258,100,493 Transfer of cap due to servicing transfer
06/16/2015
$
9,790,000
$
267,890,493 Transfer of cap due to servicing transfer
06/25/2015
$
(8,177,266)
$
259,713,227 Updated due to quarterly assessment and reallocation
07/16/2015
$
(270,000)
$
259,443,227 Transfer of cap due to servicing transfer
08/14/2015
$
(150,000)
$
259,293,227 Transfer of cap due to servicing transfer
09/16/2015
$
(680,000)
$
258,613,227 Transfer of cap due to servicing transfer
09/28/2015
$
(10,203,040)
$
248,410,187 Updated due to quarterly assessment and reallocation
10/15/2015
$
(730,000)
$
247,680,187 Transfer of cap due to servicing transfer
11/16/2015
$
(540,000)
$
247,140,187 Transfer of cap due to servicing transfer
12/16/2015
$
(50,000)
$
247,090,187 Transfer of cap due to servicing transfer
12/28/2015
$
(6,579,685)
$
240,510,502 Updated due to quarterly assessment and reallocation
01/14/2016
$
(420,000)
$
240,090,502 Transfer of cap due to servicing transfer
02/16/2016
$
30,000
$
240,120,502 Transfer of cap due to servicing transfer
02/25/2016
$
(24,021,774)
$
216,098,728 Reallocation due to MHA program deobligation
03/16/2016
$
4,710,000
$
220,808,728 Transfer of cap due to servicing transfer
03/28/2016
$
(580,686)
$
220,228,042 Updated due to quarterly assessment and reallocation
04/14/2016
$
6,440,000
$
226,668,042 Transfer of cap due to servicing transfer
05/16/2016
$
8,550,000
$
235,218,042 Transfer of cap due to servicing transfer
05/31/2016
$
(6,799,869)
$
228,418,173 Updated due to quarterly assessment and reallocation
06/16/2016
$
(380,000)
$
228,038,173 Transfer of cap due to servicing transfer
06/27/2016
$
(3,862,673)
$
224,175,500 Updated due to quarterly assessment and reallocation
07/14/2016
$
3,650,000
$
227,825,500 Transfer of cap due to servicing transfer
07/27/2016
$
(4,107,681)
$
223,717,819 Updated due to quarterly assessment and reallocation
08/16/2016
$
6,530,000
$
230,247,819 Transfer of cap due to servicing transfer
09/15/2016
$
(220,000)
$
230,027,819 Transfer of cap due to servicing transfer
09/28/2016
16,520,000 N/A
$
06/27/2013
$
(30,000)
06/14/2013
Financial Instrument for Home Loan Modifications
306,669,129 Transfer of cap due to servicing transfer
$
05/16/2013
Purchase
301,709,129 Transfer of cap due to servicing transfer
$
04/16/2013
VA
301,719,129 Updated due to quarterly assessment and reallocation
$
4,960,000
03/25/2013
Glen Allen
$
(10,000)
$
03/14/2013
06/17/2009
(1,103)
$
02/14/2013
CCO Mortgage, a division of RBS
Citizens NA
$
01/16/2013
$
(8,385,271)
$
221,642,548 Updated due to quarterly assessment and reallocation
09/30/2009
$
13,070,000
$
29,590,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
145,510,000
$
175,100,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(116,950,000)
$
58,150,000 Updated portfolio data from servicer
07/14/2010
$
(23,350,000)
$
34,800,000 Updated portfolio data from servicer
09/30/2010
$
7,846,346
$
42,646,346 Updated portfolio data from servicer
01/06/2011
$
(46)
$
42,646,300 Updated due to quarterly assessment and reallocation
03/30/2011
$
(55)
$
42,646,245 Updated due to quarterly assessment and reallocation
06/29/2011
$
(452)
$
42,645,793 Updated due to quarterly assessment and reallocation
06/28/2012
$
(309)
$
42,645,484 Updated due to quarterly assessment and reallocation
09/27/2012
$
(807)
$
42,644,677 Updated due to quarterly assessment and reallocation
12/27/2012
$
(131)
$
42,644,546 Updated due to quarterly assessment and reallocation
73
03/25/2013
41,148,635 Updated due to quarterly assessment and reallocation
$
3,297,369
$
44,446,004 Updated due to quarterly assessment and reallocation
$
(31,427)
$
44,414,577 Updated due to quarterly assessment and reallocation
$
2,309,433
$
46,724,010 Updated due to quarterly assessment and reallocation
$
(20,000)
$
46,704,010 Transfer of cap due to servicing transfer
$
1,311,814
$
48,015,824 Updated due to quarterly assessment and reallocation
$
(1,667,058)
$
46,348,766 Reallocation due to MHA program deobligation
$
(24,922)
$
46,323,844 Updated due to quarterly assessment and reallocation
$
(85,207)
$
46,238,637 Updated due to quarterly assessment and reallocation
$
(24,675)
$
46,213,962 Updated due to quarterly assessment and reallocation
$
267,846
$
46,481,808 Updated due to quarterly assessment and reallocation
$
158,739
$
46,640,547 Updated due to quarterly assessment and reallocation
11/16/2015
$
10,000
$
10/02/2009
$
280,000
$
1,530,000 Updated portfolio data from servicer/additional program initial cap
$
(750,000)
$
780,000 Updated portfolio data from servicer/additional program initial cap
$
120,000
$
900,000 Updated portfolio data from servicer
$
(300,000)
$
600,000 Updated portfolio data from servicer
09/30/2010
$
270,334
$
870,334 Updated portfolio data from servicer
01/06/2011
$
(1)
$
870,333 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
870,332 Updated due to quarterly assessment and reallocation
06/29/2011
$
(5)
$
870,327 Updated due to quarterly assessment and reallocation
06/28/2012
$
21,717
$
892,044 Updated due to quarterly assessment and reallocation
09/27/2012
$
190,077
$
1,082,121 Updated due to quarterly assessment and reallocation
12/27/2012
$
35,966
$
1,118,087 Updated due to quarterly assessment and reallocation
03/25/2013
$
59,464
$
1,177,551 Updated due to quarterly assessment and reallocation
06/27/2013
$
35,438
$
1,212,989 Updated due to quarterly assessment and reallocation
09/27/2013
$
26,926
$
1,239,915 Updated due to quarterly assessment and reallocation
12/23/2013
$
87,045
$
1,326,960 Updated due to quarterly assessment and reallocation
03/26/2014
$
31,204
$
1,358,164 Updated due to quarterly assessment and reallocation
06/26/2014
$
68,259
$
1,426,423 Updated due to quarterly assessment and reallocation
07/29/2014
$
(2)
$
1,426,421 Updated due to quarterly assessment and reallocation
09/29/2014
$
(21)
$
1,426,400 Updated due to quarterly assessment and reallocation
12/29/2014
$
441,316
$
1,867,716 Updated due to quarterly assessment and reallocation
03/26/2015
$
(540)
$
1,867,176 Updated due to quarterly assessment and reallocation
04/28/2015
$
33,587
$
1,900,763 Updated due to quarterly assessment and reallocation
06/25/2015
$
30,826
$
1,931,589 Updated due to quarterly assessment and reallocation
09/28/2015
$
(1,954)
$
1,929,635 Updated due to quarterly assessment and reallocation
12/28/2015
$
3,864
$
1,933,499 Updated due to quarterly assessment and reallocation
02/25/2016
$
(62,589)
$
1,870,910 Reallocation due to MHA program deobligation
03/28/2016
$
(1,311)
$
1,869,599 Updated due to quarterly assessment and reallocation
05/31/2016
$
(5,520)
$
1,864,079 Updated due to quarterly assessment and reallocation
06/27/2016
$
(3,329)
$
1,860,750 Updated due to quarterly assessment and reallocation
07/27/2016
$
(3,374)
$
1,857,376 Updated due to quarterly assessment and reallocation
09/28/2016
$
(9,112)
$
1,848,264 Updated due to quarterly assessment and reallocation
10/02/2009
$
10,000
$
40,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
120,000
$
160,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
10,000
$
170,000 Updated portfolio data from servicer
07/14/2010
$
(70,000)
$
100,000 Updated portfolio data from servicer
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
10/29/2010
$
(145,056)
03/16/2016
$
20,000
$
09/30/2010
$
856,056
$
2,756,056 Updated portfolio data from servicer
01/06/2011
30,000 N/A
$
07/14/2010
$
(307,107)
03/26/2010
Financial Instrument for Home Loan Modifications
41,455,742 Updated due to quarterly assessment and reallocation
$
12/30/2009
Purchase
$
09/28/2016
NJ
(960,875)
07/27/2016
Woodbridge
42,416,617 Updated due to quarterly assessment and reallocation
$
06/27/2016
Central Jersey Federal Credit Union
$
05/31/2016
09/23/2009
42,437,998 Updated due to quarterly assessment and reallocation
(21,381)
03/28/2016
1,250,000 N/A
42,507,313 Updated due to quarterly assessment and reallocation
$
$
02/25/2016
$
$
(69,315)
12/28/2015
Financial Instrument for Home Loan Modifications
(35,874)
$
10/15/2015
Purchase
42,543,187 Updated due to quarterly assessment and reallocation
$
09/28/2015
FL
$
06/25/2015
Lake Mary
(3,201)
04/28/2015
09/09/2009
42,546,388 Updated due to quarterly assessment and reallocation
$
03/26/2015
3
$
12/29/2014
- N/A
(97,446)
09/29/2014
Financial Instrument for Home Loan Modifications
42,643,834 Updated due to quarterly assessment and reallocation
$
07/29/2014
Purchase
42,643,896 Updated due to quarterly assessment and reallocation
$
06/26/2014
NJ
42,644,071 Updated due to quarterly assessment and reallocation
$
(62)
03/26/2014
Ewing
$
(175)
$
12/23/2013
Cenlar FSB
Central Florida Educators Federal
Credit Union
(475)
$
09/27/2013
11/16/2015
$
06/27/2013
$
(4)
$
2,756,052 Updated due to quarterly assessment and reallocation
10,000 Transfer of cap due to servicing transfer
- Termination of SPA
03/16/2016
Central Pacific Bank
Honolulu
HI
Purchase
Financial Instrument for Home Loan Modifications
09/24/2010
Centrue Bank
Ottawa
IL
Purchase
Financial Instrument for Home Loan Modifications
$
1,900,000 N/A
03/09/2011
$
(2,756,052)
04/13/2009
Chase Home Finance, LLC
Iselin
NJ
Purchase
Financial Instrument for Home Loan Modifications
$
3,552,000,000 N/A
1
07/31/2009
$
(3,552,000,000)
06/14/2013
Cheviot Savings Bank
Cincinnati
OH
Purchase
Financial Instrument for Home Loan Modifications
- N/A
3
06/14/2013
$
10,000
$
10,000 Transfer of cap due to servicing transfer
06/27/2013
$
1,344
$
11,344 Updated due to quarterly assessment and reallocation
12/29/2014
$
6,250
$
CA
Purchase
Financial Instrument for Home Loan Modifications
10/02/2009
$
145,800,000
$
814,240,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
1,355,930,000
$
2,170,170,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
121,180,000
$
2,291,350,000 Updated portfolio data from servicer
07/14/2010
$
(408,850,000)
$
1,882,500,000 Updated portfolio data from servicer
09/30/2010
$
5,500,000
$
1,888,000,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
(51,741,163)
$
1,836,258,837 Updated portfolio data from servicer
01/06/2011
$
(2,282)
$
1,836,256,555 Updated due to quarterly assessment and reallocation
03/30/2011
$
(2,674)
$
1,836,253,881 Updated due to quarterly assessment and reallocation
08/28/2009
CIT Bank, N.A. (OneWest Bank, N.A.)
Pasadena
- N/A
$
668,440,000 N/A
3
20,000 Transfer of cap due to servicing transfer
- Termination of SPA
- Termination of SPA
17,594 Updated due to quarterly assessment and reallocation
74
06/29/2011
1,836,166,490 Updated due to quarterly assessment and reallocation
$
(24,811)
$
1,836,141,679 Updated due to quarterly assessment and reallocation
$
(9,058)
$
1,836,132,621 Updated due to quarterly assessment and reallocation
$
(3,154)
$
1,836,129,467 Updated due to quarterly assessment and reallocation
$
(500,000)
$
1,835,629,467 Transfer of cap due to servicing transfer
$
(4,440,000)
$
1,831,189,467 Transfer of cap due to servicing transfer
12/16/2013
$
(277,680,000)
$
1,553,509,467 Transfer of cap due to servicing transfer
12/23/2013
$
(5,188,787)
$
1,548,320,680 Updated due to quarterly assessment and reallocation
01/16/2014
$
(25,750,000)
$
1,522,570,680 Transfer of cap due to servicing transfer
02/13/2014
$
(10,000)
$
1,522,560,680 Transfer of cap due to servicing transfer
03/14/2014
$
(6,240,000)
$
1,516,320,680 Transfer of cap due to servicing transfer
03/26/2014
$
(181,765)
$
1,516,138,915 Updated due to quarterly assessment and reallocation
06/16/2014
$
(30,000)
$
1,516,108,915 Transfer of cap due to servicing transfer
06/26/2014
$
(2,139,762)
$
1,513,969,153 Updated due to quarterly assessment and reallocation
07/16/2014
$
(17,620,000)
$
1,496,349,153 Transfer of cap due to servicing transfer
07/29/2014
$
(4,233,602)
$
1,492,115,551 Updated due to quarterly assessment and reallocation
09/16/2014
$
650,000
$
1,492,765,551 Transfer of cap due to servicing transfer
09/29/2014
$
(1,394,443)
$
1,491,371,108 Updated due to quarterly assessment and reallocation
11/14/2014
$
100,000
$
1,491,471,108 Transfer of cap due to servicing transfer
12/16/2014
$
180,000
$
1,491,651,108 Transfer of cap due to servicing transfer
12/29/2014
$
(164,135,059)
$
1,327,516,049 Updated due to quarterly assessment and reallocation
01/15/2015
$
20,000
$
1,327,536,049 Transfer of cap due to servicing transfer
03/26/2015
$
(61,475,721)
$
1,266,060,328 Updated due to quarterly assessment and reallocation
04/16/2015
$
10,000
$
1,266,070,328 Transfer of cap due to servicing transfer
04/28/2015
$
(241,812,784)
$
1,024,257,544 Updated due to quarterly assessment and reallocation
05/14/2015
$
(10,000)
$
1,024,247,544 Transfer of cap due to servicing transfer
06/16/2015
$
(140,000)
$
1,024,107,544 Transfer of cap due to servicing transfer
06/25/2015
$
(57,027,798)
$
967,079,746 Updated due to quarterly assessment and reallocation
07/16/2015
$
(220,000)
$
966,859,746 Transfer of cap due to servicing transfer
09/28/2015
$
(75,969,820)
$
890,889,926 Updated due to quarterly assessment and reallocation
12/28/2015
$
(55,846,129)
$
835,043,797 Updated due to quarterly assessment and reallocation
02/25/2016
$
(176,741,972)
$
658,301,825 Reallocation due to MHA program deobligation
03/28/2016
$
(3,622,613)
$
654,679,212 Updated due to quarterly assessment and reallocation
05/31/2016
$
(27,071,758)
$
627,607,454 Updated due to quarterly assessment and reallocation
06/27/2016
$
(16,052,761)
$
611,554,693 Updated due to quarterly assessment and reallocation
07/27/2016
$
(15,879,140)
$
595,675,553 Updated due to quarterly assessment and reallocation
09/28/2016
2,071,000,000 N/A
$
11/14/2013
$
(6,688)
10/15/2013
Financial Instrument for Home Loan Modifications
1,836,173,178 Updated due to quarterly assessment and reallocation
$
09/27/2013
Purchase
1,836,213,784 Updated due to quarterly assessment and reallocation
$
06/27/2013
MO
1,836,229,265 Updated due to quarterly assessment and reallocation
$
(40,606)
03/25/2013
O'Fallon
$
(15,481)
$
12/27/2012
CitiMortgage, Inc.
(24,616)
$
09/27/2012
04/13/2009
$
06/28/2012
$
(27,620,143)
$
06/12/2009
$
(991,580,000)
$
1,079,420,000 Updated portfolio data from servicer
09/30/2009
$
1,010,180,000
$
2,089,600,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
(105,410,000)
$
1,984,190,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(199,300,000)
$
1,784,890,000 Updated portfolio data from servicer/additional program initial cap
04/19/2010
$
(230,000)
$
1,784,660,000 Transfer of cap due to servicing transfer
05/14/2010
$
(3,000,000)
$
1,781,660,000 Transfer of cap due to servicing transfer
06/16/2010
$
(12,280,000)
$
1,769,380,000 Transfer of cap due to servicing transfer
07/14/2010
$
(757,680,000)
$
1,011,700,000 Updated portfolio data from servicer
07/16/2010
$
(7,110,000)
$
1,004,590,000 Transfer of cap due to servicing transfer
08/13/2010
$
(6,300,000)
$
09/15/2010
$
(8,300,000)
$
09/30/2010
$
32,400,000
$
1,022,390,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
101,287,484
$
1,123,677,484 Updated portfolio data from servicer
10/15/2010
$
(1,400,000)
$
1,122,277,484 Transfer of cap due to servicing transfer
11/16/2010
$
(3,200,000)
$
1,119,077,484 Transfer of cap due to servicing transfer
01/06/2011
$
(981)
$
1,119,076,503 Updated due to quarterly assessment and reallocation
01/13/2011
$
(10,500,000)
$
1,108,576,503 Transfer of cap due to servicing transfer
02/16/2011
$
(4,600,000)
$
1,103,976,503 Transfer of cap due to servicing transfer
03/16/2011
$
(30,500,000)
$
1,073,476,503 Transfer of cap due to servicing transfer
03/30/2011
$
(1,031)
$
1,073,475,472 Updated due to quarterly assessment and reallocation
04/13/2011
$
100,000
$
1,073,575,472 Transfer of cap due to servicing transfer
05/13/2011
$
(7,200,000)
$
1,066,375,472 Transfer of cap due to servicing transfer
06/16/2011
$
(400,000)
$
1,065,975,472 Transfer of cap due to servicing transfer
06/29/2011
$
(9,131)
$
1,065,966,341 Updated due to quarterly assessment and reallocation
07/14/2011
$
(14,500,000)
$
1,051,466,341 Transfer of cap due to servicing transfer
08/16/2011
$
(1,600,000)
$
1,049,866,341 Transfer of cap due to servicing transfer
09/15/2011
$
700,000
$
1,050,566,341 Transfer of cap due to servicing transfer
10/14/2011
$
15,200,000
$
1,065,766,341 Transfer of cap due to servicing transfer
11/16/2011
$
(2,900,000)
$
1,062,866,341 Transfer of cap due to servicing transfer
12/15/2011
$
(5,000,000)
$
1,057,866,341 Transfer of cap due to servicing transfer
01/13/2012
$
(900,000)
$
1,056,966,341 Transfer of cap due to servicing transfer
02/16/2012
$
(1,100,000)
$
1,055,866,341 Transfer of cap due to servicing transfer
03/15/2012
$
(1,700,000)
$
1,054,166,341 Transfer of cap due to servicing transfer
04/16/2012
$
(600,000)
$
1,053,566,341 Transfer of cap due to servicing transfer
05/16/2012
$
(340,000)
$
1,053,226,341 Transfer of cap due to servicing transfer
06/14/2012
$
(2,880,000)
$
1,050,346,341 Transfer of cap due to servicing transfer
568,055,410 Updated due to quarterly assessment and reallocation
998,290,000 Transfer of cap due to servicing transfer
989,990,000 Transfer of cap due to servicing transfer
75
06/28/2012
1,003,468,121 Transfer of cap due to servicing transfer
$
(1,916)
$
1,003,466,205 Updated due to quarterly assessment and reallocation
$
(8,450,000)
$
995,016,205 Transfer of cap due to servicing transfer
$
(1,890,000)
$
993,126,205 Transfer of cap due to servicing transfer
$
(6,606)
$
993,119,599 Updated due to quarterly assessment and reallocation
$
(3,490,000)
$
989,629,599 Transfer of cap due to servicing transfer
$
(3,630,000)
$
985,999,599 Transfer of cap due to servicing transfer
$
(2,161)
$
985,997,438 Updated due to quarterly assessment and reallocation
$
(26,880,000)
$
959,117,438 Transfer of cap due to servicing transfer
$
(12,160,000)
$
946,957,438 Transfer of cap due to servicing transfer
09/27/2013
$
(610)
$
946,956,828 Updated due to quarterly assessment and reallocation
11/14/2013
$
(38,950,000)
$
908,006,828 Transfer of cap due to servicing transfer
12/16/2013
$
(8,600,000)
$
899,406,828 Transfer of cap due to servicing transfer
12/23/2013
$
(769,699)
$
898,637,129 Updated due to quarterly assessment and reallocation
01/16/2014
$
(5,360,000)
$
893,277,129 Transfer of cap due to servicing transfer
02/13/2014
$
(7,680,000)
$
885,597,129 Transfer of cap due to servicing transfer
03/14/2014
$
(2,950,000)
$
882,647,129 Transfer of cap due to servicing transfer
03/26/2014
$
(21,827)
$
882,625,302 Updated due to quarterly assessment and reallocation
04/16/2014
$
(60,000)
$
882,565,302 Transfer of cap due to servicing transfer
05/15/2014
$
(30,000)
$
882,535,302 Transfer of cap due to servicing transfer
06/16/2014
$
(330,000)
$
882,205,302 Transfer of cap due to servicing transfer
06/26/2014
$
(195,762)
$
882,009,540 Updated due to quarterly assessment and reallocation
07/16/2014
$
(430,000)
$
881,579,540 Transfer of cap due to servicing transfer
07/29/2014
$
(377,564)
$
881,201,976 Updated due to quarterly assessment and reallocation
08/14/2014
$
(1,080,000)
$
880,121,976 Transfer of cap due to servicing transfer
09/29/2014
$
(92,495)
$
880,029,481 Updated due to quarterly assessment and reallocation
10/16/2014
$
(1,510,000)
$
878,519,481 Transfer of cap due to servicing transfer
11/14/2014
$
30,000
$
878,549,481 Transfer of cap due to servicing transfer
12/16/2014
$
(2,910,000)
$
875,639,481 Transfer of cap due to servicing transfer
12/29/2014
$
94,089,225
$
969,728,706 Updated due to quarterly assessment and reallocation
01/15/2015
$
(34,650,000)
$
935,078,706 Transfer of cap due to servicing transfer
02/13/2015
$
(2,440,000)
$
932,638,706 Transfer of cap due to servicing transfer
03/16/2015
$
(19,110,000)
$
913,528,706 Transfer of cap due to servicing transfer
03/26/2015
$
76,351,360
$
04/16/2015
$
(6,750,000)
$
04/28/2015
$
57,599,924
$
1,040,729,990 Updated due to quarterly assessment and reallocation
05/14/2015
$
(27,080,000)
$
1,013,649,990 Transfer of cap due to servicing transfer
06/16/2015
$
(79,070,000)
$
06/25/2015
$
86,251,406
$
1,020,831,396 Updated due to quarterly assessment and reallocation
07/16/2015
$
(30,000)
$
1,020,801,396 Transfer of cap due to servicing transfer
08/14/2015
$
(18,320,000)
$
1,002,481,396 Transfer of cap due to servicing transfer
09/16/2015
$
(290,000)
$
1,002,191,396 Transfer of cap due to servicing transfer
09/28/2015
$
24,031,176
$
1,026,222,572 Updated due to quarterly assessment and reallocation
10/15/2015
$
(10,000)
$
1,026,212,572 Transfer of cap due to servicing transfer
11/16/2015
$
(2,430,000)
$
1,023,782,572 Transfer of cap due to servicing transfer
12/16/2015
$
(13,640,000)
$
1,010,142,572 Transfer of cap due to servicing transfer
12/28/2015
$
20,325,747
$
1,030,468,319 Updated due to quarterly assessment and reallocation
01/14/2016
$
(440,000)
$
1,030,028,319 Transfer of cap due to servicing transfer
02/16/2016
$
(250,000)
$
1,029,778,319 Transfer of cap due to servicing transfer
02/25/2016
$
(34,557,541)
$
995,220,778 Reallocation due to MHA program deobligation
03/16/2016
$
(6,120,000)
$
989,100,778 Transfer of cap due to servicing transfer
03/28/2016
$
(588,465)
$
988,512,313 Updated due to quarterly assessment and reallocation
04/14/2016
$
(14,990,000)
$
973,522,313 Transfer of cap due to servicing transfer
05/16/2016
$
(20,250,000)
$
953,272,313 Transfer of cap due to servicing transfer
05/31/2016
$
13,423,899
$
966,696,212 Updated due to quarterly assessment and reallocation
06/16/2016
$
(16,740,000)
$
949,956,212 Transfer of cap due to servicing transfer
06/27/2016
$
7,280,004
$
957,236,216 Updated due to quarterly assessment and reallocation
07/14/2016
$
(2,960,000)
$
954,276,216 Transfer of cap due to servicing transfer
07/27/2016
$
5,640,105
$
959,916,321 Updated due to quarterly assessment and reallocation
08/16/2016
$
(33,560,000)
$
926,356,321 Transfer of cap due to servicing transfer
09/15/2016
$
(3,980,000)
$
922,376,321 Transfer of cap due to servicing transfer
09/28/2016
$
19,367,006
$
941,743,327 Updated due to quarterly assessment and reallocation
09/30/2010
$
360,445
$
1,160,445 Updated portfolio data from servicer
01/06/2011
$
(2)
$
1,160,443 Updated due to quarterly assessment and reallocation
03/23/2011
620,000 N/A
$
09/16/2013
$
1,009,468,121 Transfer of cap due to servicing transfer
(6,000,000)
07/16/2013
Financial Instrument for Home Loan Modifications
1,010,928,121 Transfer of cap due to servicing transfer
$
$
06/27/2013
Purchase
1,014,948,121 Updated due to quarterly assessment and reallocation
$
(1,460,000)
06/14/2013
IL
$
(4,020,000)
$
04/16/2013
Spring Valley
(12,722)
$
03/25/2013
Citizens First National Bank
$
03/14/2013
12/16/2009
1,014,960,843 Transfer of cap due to servicing transfer
02/14/2013
800,000 N/A
$
12/27/2012
$
30,000
12/14/2012
Financial Instrument for Home Loan Modifications
1,014,930,843 Transfer of cap due to servicing transfer
$
11/15/2012
Purchase
751,380,843 Transfer of cap due to servicing transfer
$
10/16/2012
IL
$
263,550,000
09/27/2012
Freeburg
$
(298,960,000)
$
08/16/2012
Citizens Community Bank
(5,498)
$
07/27/2012
09/24/2010
$
07/16/2012
$
(1,160,443)
01/22/2010
$
30,000
$
03/26/2010
$
(580,000)
$
70,000 Updated portfolio data from servicer
07/14/2010
$
1,430,000
$
1,500,000 Updated portfolio data from servicer
09/30/2010
$
95,612
$
1,595,612 Updated portfolio data from servicer
1,050,340,843 Updated due to quarterly assessment and reallocation
989,880,066 Updated due to quarterly assessment and reallocation
983,130,066 Transfer of cap due to servicing transfer
934,579,990 Transfer of cap due to servicing transfer
- Termination of SPA
650,000 Updated portfolio data from servicer/additional program initial cap
76
01/06/2011
6,000,000 N/A
1,595,473 Updated due to quarterly assessment and reallocation
$
(4)
$
1,595,469 Updated due to quarterly assessment and reallocation
$
(6,733)
$
1,588,736 Updated due to quarterly assessment and reallocation
$
(237)
$
1,588,499 Updated due to quarterly assessment and reallocation
$
(90,000)
$
1,498,499 Transfer of cap due to servicing transfer
$
(2,840)
$
1,495,659 Updated due to quarterly assessment and reallocation
07/01/2014
$
(1,353,853)
$
09/30/2009
4
$
$
(10,000)
$
20,000 Updated portfolio data from servicer/additional program initial cap
$
590,000
$
610,000 Updated portfolio data from servicer/additional program initial cap
$
(580,000)
$
30,000 Updated portfolio data from servicer
$
70,000
$
100,000 Updated portfolio data from servicer
$
45,056
$
145,056 Updated portfolio data from servicer
02/17/2011
$
1,595,484 Updated due to quarterly assessment and reallocation
(11)
09/30/2010
Financial Instrument for Home Loan Modifications
1,595,514 Updated due to quarterly assessment and reallocation
$
$
07/14/2010
Purchase
$
(30)
03/26/2010
TX
(8)
$
12/30/2009
Plano
1,595,522 Updated due to quarterly assessment and reallocation
$
06/26/2014
09/02/2009
$
05/15/2014
ClearSpring Loan Services, Inc.
(Vantium Capital, Inc. d/b/a Acqura
Loan Services)
(45)
03/26/2014
30,000 N/A
1,595,567 Updated due to quarterly assessment and reallocation
$
12/23/2013
$
$
09/27/2013
Financial Instrument for Home Loan Modifications
(16)
06/27/2013
Purchase
1,595,583 Updated due to quarterly assessment and reallocation
$
03/25/2013
FL
1,595,607 Updated due to quarterly assessment and reallocation
$
12/27/2012
The Villages
1,595,610 Updated due to quarterly assessment and reallocation
$
(24)
09/27/2012
Citizens First Wholesale Mortgage
Company
$
(3)
$
06/28/2012
06/26/2009
(2)
$
06/29/2011
6
$
03/30/2011
$
(145,056)
10/02/2009
$
1,310,000
$
7,310,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
(3,390,000)
$
3,920,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
410,000
$
4,330,000 Updated portfolio data from servicer
07/14/2010
$
(730,000)
$
3,600,000 Updated portfolio data from servicer
09/15/2010
$
4,700,000
$
8,300,000 Transfer of cap due to servicing transfer
09/30/2010
$
117,764
$
8,417,764 Updated portfolio data from servicer
11/16/2010
$
800,000
$
9,217,764 Transfer of cap due to servicing transfer
12/15/2010
$
2,700,000
$
11,917,764 Transfer of cap due to servicing transfer
01/06/2011
$
(17)
$
11,917,747 Updated due to quarterly assessment and reallocation
01/13/2011
$
700,000
$
12,617,747 Transfer of cap due to servicing transfer
02/16/2011
$
1,800,000
$
14,417,747 Transfer of cap due to servicing transfer
03/30/2011
$
(19)
$
14,417,728 Updated due to quarterly assessment and reallocation
04/13/2011
$
300,000
$
14,717,728 Transfer of cap due to servicing transfer
06/29/2011
$
(189)
$
14,717,539 Updated due to quarterly assessment and reallocation
08/16/2011
$
300,000
$
15,017,539 Transfer of cap due to servicing transfer
09/15/2011
$
100,000
$
15,117,539 Transfer of cap due to servicing transfer
10/14/2011
$
100,000
$
15,217,539 Transfer of cap due to servicing transfer
06/28/2012
$
(147)
$
15,217,392 Updated due to quarterly assessment and reallocation
07/16/2012
$
(10,000)
$
15,207,392 Transfer of cap due to servicing transfer
09/27/2012
$
(413)
$
15,206,979 Updated due to quarterly assessment and reallocation
11/15/2012
$
(40,000)
$
15,166,979 Transfer of cap due to servicing transfer
12/27/2012
$
(71)
$
15,166,908 Updated due to quarterly assessment and reallocation
02/14/2013
$
(770,000)
$
14,396,908 Transfer of cap due to servicing transfer
03/14/2013
$
(20,000)
$
14,376,908 Transfer of cap due to servicing transfer
03/25/2013
$
(256)
$
14,376,652 Updated due to quarterly assessment and reallocation
04/16/2013
$
(620,000)
$
13,756,652 Transfer of cap due to servicing transfer
05/16/2013
$
40,000
$
13,796,652 Transfer of cap due to servicing transfer
06/14/2013
$
10,000
$
13,806,652 Transfer of cap due to servicing transfer
06/27/2013
$
(95)
$
13,806,557 Updated due to quarterly assessment and reallocation
07/16/2013
$
(290,000)
$
13,516,557 Transfer of cap due to servicing transfer
09/27/2013
$
(34)
$
13,516,523 Updated due to quarterly assessment and reallocation
12/16/2013
$
40,000
$
13,556,523 Transfer of cap due to servicing transfer
12/23/2013
$
(57,271)
$
13,499,252 Updated due to quarterly assessment and reallocation
02/13/2014
$
(90,000)
$
13,409,252 Transfer of cap due to servicing transfer
03/14/2014
$
(40,000)
$
13,369,252 Transfer of cap due to servicing transfer
03/26/2014
$
(1,989)
$
13,367,263 Updated due to quarterly assessment and reallocation
04/16/2014
$
80,000
$
13,447,263 Transfer of cap due to servicing transfer
05/15/2014
$
(230,000)
$
13,217,263 Transfer of cap due to servicing transfer
06/16/2014
$
100,000
$
13,317,263 Transfer of cap due to servicing transfer
06/26/2014
$
(23,438)
$
13,293,825 Updated due to quarterly assessment and reallocation
07/16/2014
$
1,210,000
$
14,503,825 Transfer of cap due to servicing transfer
07/29/2014
$
(51,728)
$
14,452,097 Updated due to quarterly assessment and reallocation
09/29/2014
$
(17,168)
$
14,434,929 Updated due to quarterly assessment and reallocation
10/16/2014
$
500,000
$
14,934,929 Transfer of cap due to servicing transfer
11/14/2014
$
(10,000)
$
14,924,929 Transfer of cap due to servicing transfer
12/29/2014
$
(2,097,962)
$
12,826,967 Updated due to quarterly assessment and reallocation
03/26/2015
$
(789,030)
$
12,037,937 Updated due to quarterly assessment and reallocation
04/28/2015
$
(3,110,011)
$
8,927,926 Updated due to quarterly assessment and reallocation
06/25/2015
$
(735,363)
$
8,192,563 Updated due to quarterly assessment and reallocation
07/16/2015
$
(230,000)
$
7,962,563 Transfer of cap due to servicing transfer
08/14/2015
$
(970,000)
$
6,992,563 Transfer of cap due to servicing transfer
09/16/2015
$
(370,000)
$
6,622,563 Transfer of cap due to servicing transfer
09/28/2015
$
(898,229)
$
5,724,334 Updated due to quarterly assessment and reallocation
10/15/2015
$
590,000
$
6,314,334 Transfer of cap due to servicing transfer
141,806 Termination of SPA
- Termination of SPA
77
12/16/2015
$
(10,000)
$
274,085 Transfer of cap due to servicing transfer
$
(96,994)
$
177,091 Reallocation due to MHA program deobligation
$
10,000
$
187,091 Transfer of cap due to servicing transfer
$
(2,289)
$
184,802 Updated due to quarterly assessment and reallocation
$
(17,915)
$
166,887 Updated due to quarterly assessment and reallocation
$
(10,702)
$
156,185 Updated due to quarterly assessment and reallocation
$
(10,705)
$
145,480 Updated due to quarterly assessment and reallocation
$
(18,721)
$
126,759 Updated due to quarterly assessment and reallocation
05/15/2014
$
160,000
$
160,000 Transfer of cap due to servicing transfer
$
(72)
$
159,928 Updated due to quarterly assessment and reallocation
$
(143)
$
159,785 Updated due to quarterly assessment and reallocation
$
(47)
$
159,738 Updated due to quarterly assessment and reallocation
$
35,609
$
195,347 Updated due to quarterly assessment and reallocation
$
(1,841)
$
193,506 Updated due to quarterly assessment and reallocation
$
(11,344)
$
182,162 Reallocation due to MHA program deobligation
$
(240)
$
181,922 Updated due to quarterly assessment and reallocation
$
(1,896)
$
180,026 Updated due to quarterly assessment and reallocation
$
(1,164)
$
178,862 Updated due to quarterly assessment and reallocation
$
(1,201)
$
177,661 Updated due to quarterly assessment and reallocation
$
(2,222)
$
175,439 Updated due to quarterly assessment and reallocation
01/22/2010
$
10,000
$
390,000 Updated portfolio data from servicer/additional program initial cap
$
520,000
$
910,000 Updated portfolio data from servicer
$
(810,000)
$
100,000 Updated portfolio data from servicer
$
45,056
$
145,056 Updated portfolio data from servicer
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
$
(2)
$
145,052 Updated due to quarterly assessment and reallocation
$
(1)
$
145,051 Updated due to quarterly assessment and reallocation
12/23/2013
$
(232)
$
144,819 Updated due to quarterly assessment and reallocation
03/26/2014
$
(8)
$
144,811 Updated due to quarterly assessment and reallocation
06/26/2014
$
(96)
$
144,715 Updated due to quarterly assessment and reallocation
07/29/2014
$
(191)
$
08/26/2014
$
(144,524)
09/30/2010
$
901,112
$
2,901,112 Updated portfolio data from servicer
01/06/2011
$
(4)
$
2,901,108 Updated due to quarterly assessment and reallocation
03/30/2011
$
(5)
$
2,901,103 Updated due to quarterly assessment and reallocation
06/29/2011
$
(48)
$
2,901,055 Updated due to quarterly assessment and reallocation
06/28/2012
100,000 N/A
284,085 Updated due to quarterly assessment and reallocation
03/25/2013
$
$
09/27/2012
Financial Instrument for Home Loan Modifications
320,000 Transfer of cap due to servicing transfer
(35,915)
06/28/2012
Purchase
80,000 Transfer of cap due to servicing transfer
$
$
06/29/2011
MN
$
240,000
09/30/2010
New Brighton
10,000
$
07/14/2010
CU Mortgage Services, Inc.
$
03/26/2010
09/30/2010
$
09/28/2016
6
70,000
07/27/2016
2,000,000 N/A
$
06/27/2016
$
2,638,614 Updated due to quarterly assessment and reallocation
03/16/2015
05/31/2016
Financial Instrument for Home Loan Modifications
$
03/28/2016
Purchase
(761,286)
02/25/2016
FL
3,399,900 Transfer of cap due to servicing transfer
$
12/28/2015
Rockledge
2,759,900 Updated due to quarterly assessment and reallocation
$
12/29/2014
Community Credit Union of Florida
$
640,000
09/29/2014
09/30/2010
(291,302)
$
07/29/2014
380,000 N/A
3,051,202 Updated due to quarterly assessment and reallocation
$
06/26/2014
$
$
09/28/2016
Financial Instrument for Home Loan Modifications
(291,214)
07/27/2016
Purchase
3,342,416 Transfer of cap due to servicing transfer
$
06/27/2016
PA
$
05/31/2016
Clarks Summit
290,000
03/28/2016
Community Bank & Trust Company
3,052,416 Updated due to quarterly assessment and reallocation
$
03/16/2016
12/04/2009
$
02/25/2016
3
3,474,613 Transfer of cap due to servicing transfer
(422,197)
02/16/2016
- N/A
3,404,613 Updated due to quarterly assessment and reallocation
$
$
12/28/2015
Financial Instrument for Home Loan Modifications
$
70,000
10/15/2015
Purchase
(52,053)
$
09/28/2016
NJ
3,456,666 Transfer of cap due to servicing transfer
$
11/16/2015
Fair Lawn
$
09/15/2016
Columbia Bank
190,000
07/27/2016
05/15/2014
3,266,666 Reallocation due to MHA program deobligation
$
06/27/2016
3
$
06/16/2016
- N/A
(2,262,695)
05/31/2016
Financial Instrument for Home Loan Modifications
5,529,361 Transfer of cap due to servicing transfer
$
05/16/2016
Purchase
5,549,361 Updated due to quarterly assessment and reallocation
$
03/28/2016
CO
6,324,334 Transfer of cap due to servicing transfer
$
(20,000)
03/16/2016
Colorado Federal Savings Bank
$
(774,973)
$
02/25/2016
03/16/2015
10,000
$
01/14/2016
Greenwood
Village
$
12/28/2015
$
(36)
$
2,901,019 Updated due to quarterly assessment and reallocation
09/14/2012
$
(2,888,387)
$
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
06/29/2011
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
06/28/2012
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
09/27/2012
$
(2)
$
145,052 Updated due to quarterly assessment and reallocation
03/25/2013
$
(1)
$
145,051 Updated due to quarterly assessment and reallocation
12/23/2013
$
(232)
$
144,819 Updated due to quarterly assessment and reallocation
03/26/2014
$
(8)
$
144,811 Updated due to quarterly assessment and reallocation
06/26/2014
$
(96)
$
144,715 Updated due to quarterly assessment and reallocation
07/29/2014
$
(191)
$
144,524 Updated due to quarterly assessment and reallocation
09/29/2014
$
(63)
$
144,461 Updated due to quarterly assessment and reallocation
12/29/2014
$
(7,654)
$
136,807 Updated due to quarterly assessment and reallocation
03/26/2015
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
04/28/2015
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
06/25/2015
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
09/28/2015
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
12/28/2015
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
02/25/2016
$
(7,597)
$
106,038 Reallocation due to MHA program deobligation
03/28/2016
$
(159)
$
105,879 Updated due to quarterly assessment and reallocation
05/31/2016
$
(1,242)
$
104,637 Updated due to quarterly assessment and reallocation
06/27/2016
$
(742)
$
103,895 Updated due to quarterly assessment and reallocation
70,000 Transfer of cap due to servicing transfer
144,524 Updated due to quarterly assessment and reallocation
- Termination of SPA
12,632 Termination of SPA
78
07/27/2016
Desjardins Bank N.A.
FL
Purchase
Financial Instrument for Home Loan Modifications
- N/A
01/15/2010
Digital Federal Credit Union
Marlborough
MA
Purchase
Financial Instrument for Home Loan Modifications
$
3,050,000 N/A
04/24/2009
Ditech Financial LLC (Green Tree
Servicing LLC)
Saint Paul
MN
Purchase
Financial Instrument for Home Loan Modifications
$
156,000,000 N/A
3
(742)
$
103,153 Updated due to quarterly assessment and reallocation
$
(1,298)
$
101,855 Updated due to quarterly assessment and reallocation
12/16/2013
$
30,000
$
09/16/2014
Hallandale
Beach
$
09/28/2016
$
10,000
$
03/26/2010
$
12,190,000
$
15,240,000 Updated portfolio data from servicer
05/14/2010
12/16/2013
$
(15,240,000)
06/17/2009
$
(64,990,000)
$
91,010,000 Updated portfolio data from servicer
09/30/2009
$
130,780,000
$
221,790,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
(116,750,000)
$
105,040,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
13,080,000
$
118,120,000 Updated portfolio data from servicer
07/14/2010
$
(24,220,000)
$
93,900,000 Updated portfolio data from servicer
07/16/2010
$
210,000
$
94,110,000 Transfer of cap due to servicing transfer
08/13/2010
$
2,200,000
$
09/10/2010
$
34,600,000
$
130,910,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
5,600,000
$
136,510,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
10,185,090
$
146,695,090 Updated portfolio data from servicer
10/15/2010
$
400,000
$
147,095,090 Transfer of cap due to servicing transfer
01/06/2011
$
(213)
$
147,094,877 Updated due to quarterly assessment and reallocation
03/30/2011
$
(250)
$
147,094,627 Updated due to quarterly assessment and reallocation
05/13/2011
$
1,200,000
$
148,294,627 Transfer of cap due to servicing transfer
06/16/2011
$
100,000
$
148,394,627 Transfer of cap due to servicing transfer
06/29/2011
$
(2,302)
$
148,392,325 Updated due to quarterly assessment and reallocation
07/14/2011
$
1,900,000
$
150,292,325 Transfer of cap due to servicing transfer
09/15/2011
$
200,000
$
150,492,325 Transfer of cap due to servicing transfer
10/14/2011
$
200,000
$
150,692,325 Transfer of cap due to servicing transfer
11/16/2011
$
400,000
$
151,092,325 Transfer of cap due to servicing transfer
02/16/2012
$
900,000
$
151,992,325 Transfer of cap due to servicing transfer
03/15/2012
$
100,000
$
152,092,325 Transfer of cap due to servicing transfer
05/16/2012
$
3,260,000
$
155,352,325 Transfer of cap due to servicing transfer
06/14/2012
$
920,000
$
156,272,325 Transfer of cap due to servicing transfer
06/28/2012
$
(1,622)
$
156,270,703 Updated due to quarterly assessment and reallocation
07/16/2012
$
110,000
$
156,380,703 Transfer of cap due to servicing transfer
08/16/2012
$
5,120,000
$
161,500,703 Transfer of cap due to servicing transfer
09/27/2012
$
(4,509)
$
161,496,194 Updated due to quarterly assessment and reallocation
10/16/2012
$
8,810,000
$
170,306,194 Transfer of cap due to servicing transfer
11/15/2012
$
2,910,000
$
173,216,194 Transfer of cap due to servicing transfer
12/27/2012
$
(802)
$
173,215,392 Updated due to quarterly assessment and reallocation
02/14/2013
$
10,210,000
$
183,425,392 Transfer of cap due to servicing transfer
03/25/2013
$
(3,023)
$
183,422,369 Updated due to quarterly assessment and reallocation
05/16/2013
$
140,000
$
183,562,369 Transfer of cap due to servicing transfer
06/27/2013
$
(1,077)
$
183,561,292 Updated due to quarterly assessment and reallocation
07/16/2013
$
7,210,000
$
190,771,292 Transfer of cap due to servicing transfer
08/15/2013
$
6,730,000
$
197,501,292 Transfer of cap due to servicing transfer
09/27/2013
$
(388)
$
197,500,904 Updated due to quarterly assessment and reallocation
10/15/2013
$
3,610,000
$
201,110,904 Transfer of cap due to servicing transfer
11/14/2013
$
(320,000)
$
200,790,904 Transfer of cap due to servicing transfer
12/16/2013
$
21,280,000
$
222,070,904 Transfer of cap due to servicing transfer
12/23/2013
$
(710,351)
$
221,360,553 Updated due to quarterly assessment and reallocation
02/13/2014
$
1,700,000
$
223,060,553 Transfer of cap due to servicing transfer
03/26/2014
$
(22,400)
$
223,038,153 Updated due to quarterly assessment and reallocation
04/16/2014
$
2,280,000
$
225,318,153 Transfer of cap due to servicing transfer
05/15/2014
$
12,810,000
$
238,128,153 Transfer of cap due to servicing transfer
06/16/2014
$
(2,000,000)
$
236,128,153 Transfer of cap due to servicing transfer
06/26/2014
$
(262,535)
$
235,865,618 Updated due to quarterly assessment and reallocation
07/16/2014
$
130,000
$
235,995,618 Transfer of cap due to servicing transfer
07/29/2014
$
(499,786)
$
235,495,832 Updated due to quarterly assessment and reallocation
08/14/2014
$
(1,940,000)
$
233,555,832 Transfer of cap due to servicing transfer
09/16/2014
$
380,000
$
233,935,832 Transfer of cap due to servicing transfer
09/29/2014
$
(150,666)
$
233,785,166 Updated due to quarterly assessment and reallocation
10/16/2014
$
(1,120,000)
$
232,665,166 Transfer of cap due to servicing transfer
11/14/2014
$
760,000
$
233,425,166 Transfer of cap due to servicing transfer
12/16/2014
$
5,910,000
$
239,335,166 Transfer of cap due to servicing transfer
12/29/2014
$
(10,171,749)
$
229,163,417 Updated due to quarterly assessment and reallocation
01/15/2015
$
(770,000)
$
228,393,417 Transfer of cap due to servicing transfer
02/13/2015
$
6,000,000
$
234,393,417 Transfer of cap due to servicing transfer
03/16/2015
$
(1,400,000)
$
232,993,417 Transfer of cap due to servicing transfer
03/26/2015
$
(2,999,340)
$
229,994,077 Updated due to quarterly assessment and reallocation
04/16/2015
$
(1,440,000)
$
228,554,077 Transfer of cap due to servicing transfer
04/28/2015
$
406,883,574
$
635,437,651 Updated due to quarterly assessment and reallocation
05/14/2015
$
3,840,000
$
639,277,651 Transfer of cap due to servicing transfer
06/25/2015
$
1,933,295
$
641,210,946 Updated due to quarterly assessment and reallocation
07/16/2015
$
6,480,000
$
647,690,946 Transfer of cap due to servicing transfer
08/14/2015
$
160,000
$
647,850,946 Transfer of cap due to servicing transfer
09/16/2015
$
(730,000)
$
647,120,946 Transfer of cap due to servicing transfer
09/28/2015
$
1,314,631
$
648,435,577 Updated due to quarterly assessment and reallocation
30,000 Transfer of cap due to servicing transfer
40,000 Transfer of cap due to servicing transfer
- Termination of SPA
96,310,000 Transfer of cap due to servicing transfer
79
11/16/2015
551,324,448 Transfer of cap due to servicing transfer
$
(17,931,672)
$
533,392,776 Updated due to quarterly assessment and reallocation
01/22/2010
$
10,000
$
$
10,000
$
90,000 Updated portfolio data from servicer
$
10,000
$
100,000 Updated portfolio data from servicer
$
45,056
$
145,056 Updated portfolio data from servicer
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
$
(1)
$
145,053 Updated due to quarterly assessment and reallocation
$
(145)
$
144,908 Updated due to quarterly assessment and reallocation
$
(5)
$
144,903 Updated due to quarterly assessment and reallocation
$
(59)
$
144,844 Updated due to quarterly assessment and reallocation
$
(117)
$
144,727 Updated due to quarterly assessment and reallocation
$
(39)
$
144,688 Updated due to quarterly assessment and reallocation
$
(377)
$
144,311 Updated due to quarterly assessment and reallocation
$
(142)
$
144,169 Updated due to quarterly assessment and reallocation
$
73,328
$
217,497 Updated due to quarterly assessment and reallocation
$
(2,259)
$
215,238 Updated due to quarterly assessment and reallocation
$
(1,672)
$
213,566 Updated due to quarterly assessment and reallocation
$
(11,493)
$
202,073 Reallocation due to MHA program deobligation
$
(240)
$
201,833 Updated due to quarterly assessment and reallocation
$
(1,879)
$
199,954 Updated due to quarterly assessment and reallocation
$
(1,123)
$
198,831 Updated due to quarterly assessment and reallocation
$
(1,123)
$
197,708 Updated due to quarterly assessment and reallocation
$
(1,964)
$
195,744 Updated due to quarterly assessment and reallocation
03/16/2016
$
20,000
$
03/26/2010
$
90,000
$
150,000 Updated portfolio data from servicer
07/14/2010
$
50,000
$
200,000 Updated portfolio data from servicer
09/30/2010
$
(54,944)
$
05/20/2011
$
(145,056)
09/30/2009
$
(10,000)
$
707,370,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
502,430,000
$
1,209,800,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(134,560,000)
$
1,075,240,000 Updated portfolio data from servicer/additional program initial cap
07/14/2010
$
(392,140,000)
$
683,100,000 Updated portfolio data from servicer
07/16/2010
$
(630,000)
$
682,470,000 Transfer of cap due to servicing transfer
09/30/2010
$
13,100,000
$
695,570,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
(8,006,457)
$
687,563,543 Updated portfolio data from servicer
10/15/2010
$
(100,000)
$
687,463,543 Transfer of cap due to servicing transfer
12/15/2010
$
(4,400,000)
$
683,063,543 Transfer of cap due to servicing transfer
01/06/2011
$
(802)
$
683,062,741 Updated due to quarterly assessment and reallocation
02/16/2011
$
(900,000)
$
682,162,741 Transfer of cap due to servicing transfer
03/16/2011
$
(4,000,000)
$
678,162,741 Transfer of cap due to servicing transfer
03/30/2011
$
(925)
$
678,161,816 Updated due to quarterly assessment and reallocation
05/13/2011
$
(122,900,000)
$
555,261,816 Transfer of cap due to servicing transfer
06/29/2011
$
(8,728)
$
555,253,088 Updated due to quarterly assessment and reallocation
07/14/2011
$
(600,000)
$
554,653,088 Transfer of cap due to servicing transfer
8
10/19/2011
$
(519,211,309)
$
3
07/16/2013
$
60,000
$
09/16/2014
$
30,000
$
90,000 Transfer of cap due to servicing transfer
08/14/2015
$
80,000
$
170,000 Transfer of cap due to servicing transfer
09/28/2015
$
(8,692)
$
161,308 Updated due to quarterly assessment and reallocation
12/28/2015
$
(10,008)
$
151,300 Updated due to quarterly assessment and reallocation
02/25/2016
$
(28,583)
$
122,717 Reallocation due to MHA program deobligation
03/28/2016
$
(597)
$
122,120 Updated due to quarterly assessment and reallocation
05/31/2016
$
(4,673)
$
117,447 Updated due to quarterly assessment and reallocation
06/27/2016
$
(2,792)
$
114,655 Updated due to quarterly assessment and reallocation
07/27/2016
$
(2,792)
$
111,863 Updated due to quarterly assessment and reallocation
09/28/2016
$
(4,883)
$
106,980 Updated due to quarterly assessment and reallocation
09/30/2009
$
(90,000)
$
70,000 N/A
- N/A
3
60,000 N/A
707,380,000 N/A
- N/A
$
$
09/28/2016
Financial Instrument for Home Loan Modifications
549,844,448 Transfer of cap due to servicing transfer
1,480,000
07/27/2016
Purchase
545,694,448 Updated due to quarterly assessment and reallocation
$
$
06/27/2016
OH
$
4,150,000
05/31/2016
West Salem
(9,573,183)
$
03/28/2016
Farmers State Bank
555,267,631 Transfer of cap due to servicing transfer
$
02/25/2016
07/17/2009
$
12/28/2015
Financial Instrument for Home Loan Modifications
(6,540,000)
09/28/2015
Purchase
561,807,631 Updated due to quarterly assessment and reallocation
$
04/28/2015
FL
$
03/26/2015
Jacksonville
(8,966,552)
12/29/2014
Everbank
570,774,183 Transfer of cap due to servicing transfer
$
09/29/2014
07/16/2013
576,554,183 Updated due to quarterly assessment and reallocation
$
07/29/2014
$
$
(5,780,000)
06/26/2014
Financial Instrument for Home Loan Modifications
(11,376,624)
$
03/26/2014
Purchase
587,930,807 Transfer of cap due to servicing transfer
$
12/23/2013
TX
$
03/25/2013
Lewisville
(1,540,000)
09/27/2012
EMC Mortgage Corporation
589,470,807 Transfer of cap due to servicing transfer
$
06/29/2011
07/31/2009
$
09/30/2010
$
3,860,000
07/14/2010
Financial Instrument for Home Loan Modifications
585,610,807 Updated due to quarterly assessment and reallocation
$
03/26/2010
Purchase
$
09/28/2016
OH
586,996,086 Transfer of cap due to servicing transfer
(1,385,279)
09/15/2016
Eaton National Bank & Trust Company Eaton
585,466,086 Reallocation due to MHA program deobligation
$
$
08/16/2016
12/23/2009
$
1,530,000
07/27/2016
MA
(57,817,969)
$
07/14/2016
Boston
643,284,055 Transfer of cap due to servicing transfer
$
06/27/2016
Eastern Bank
$
06/16/2016
Financial Instrument for Home Loan Modifications
(2,820,000)
05/31/2016
Purchase
646,104,055 Transfer of cap due to servicing transfer
$
05/16/2016
03/16/2016
$
04/14/2016
$
(10,000)
03/28/2016
Financial Instrument for Home Loan Modifications
646,114,055 Updated due to quarterly assessment and reallocation
$
03/16/2016
Purchase
646,605,577 Transfer of cap due to servicing transfer
$
02/25/2016
IL
648,405,577 Transfer of cap due to servicing transfer
$
(491,522)
02/16/2016
Naperville
$
(1,800,000)
$
01/14/2016
DuPage Credit Union
(30,000)
$
12/28/2015
10/30/2009
$
12/16/2015
170,000 N/A
80,000 Updated portfolio data from servicer/additional program initial cap
20,000 Transfer of cap due to servicing transfer
145,056 Updated portfolio data from servicer
- Termination of SPA
35,441,779 Termination of SPA
60,000 Transfer of cap due to servicing transfer
80,000 Updated portfolio data from servicer/additional program initial cap
80
12/30/2009
IL
Purchase
Financial Instrument for Home Loan Modifications
$
3,100,000 N/A
130,000 Updated portfolio data from servicer/additional program initial cap
$
230,000 Updated portfolio data from servicer
(130,000)
$
100,000 Updated portfolio data from servicer
$
45,056
$
145,056 Updated portfolio data from servicer
05/20/2011
Chicago
$
100,000
$
09/30/2010
Fay Servicing, LLC
50,000
$
07/14/2010
09/03/2010
$
03/26/2010
$
(145,056)
09/30/2010
$
5,168,169
$
8,268,169 Updated portfolio data from servicer
01/06/2011
$
(12)
$
8,268,157 Updated due to quarterly assessment and reallocation
03/30/2011
$
(15)
$
8,268,142 Updated due to quarterly assessment and reallocation
04/13/2011
$
400,000
$
8,668,142 Transfer of cap due to servicing transfer
06/29/2011
$
(143)
$
8,667,999 Updated due to quarterly assessment and reallocation
09/15/2011
$
700,000
$
9,367,999 Transfer of cap due to servicing transfer
10/14/2011
$
100,000
$
9,467,999 Transfer of cap due to servicing transfer
11/16/2011
$
200,000
$
9,667,999 Transfer of cap due to servicing transfer
12/15/2011
$
1,700,000
$
11,367,999 Transfer of cap due to servicing transfer
04/16/2012
$
1,600,000
$
12,967,999 Transfer of cap due to servicing transfer
05/16/2012
$
40,000
$
13,007,999 Transfer of cap due to servicing transfer
06/14/2012
$
(210,000)
$
12,797,999 Transfer of cap due to servicing transfer
06/28/2012
$
(105)
$
12,797,894 Updated due to quarterly assessment and reallocation
07/16/2012
$
50,000
$
12,847,894 Transfer of cap due to servicing transfer
08/16/2012
$
90,000
$
12,937,894 Transfer of cap due to servicing transfer
09/27/2012
$
(294)
$
12,937,600 Updated due to quarterly assessment and reallocation
10/16/2012
$
1,810,000
$
14,747,600 Transfer of cap due to servicing transfer
12/27/2012
$
(61)
$
14,747,539 Updated due to quarterly assessment and reallocation
01/16/2013
$
30,000
$
14,777,539 Transfer of cap due to servicing transfer
02/14/2013
$
(590,000)
$
14,187,539 Transfer of cap due to servicing transfer
03/14/2013
$
(80,000)
$
14,107,539 Transfer of cap due to servicing transfer
03/25/2013
$
(214)
$
14,107,325 Updated due to quarterly assessment and reallocation
04/16/2013
$
200,000
$
14,307,325 Transfer of cap due to servicing transfer
05/16/2013
$
3,710,000
$
18,017,325 Transfer of cap due to servicing transfer
06/14/2013
$
1,760,000
$
19,777,325 Transfer of cap due to servicing transfer
06/27/2013
$
(86)
$
19,777,239 Updated due to quarterly assessment and reallocation
07/16/2013
$
6,650,000
$
26,427,239 Transfer of cap due to servicing transfer
08/15/2013
$
20,000
$
26,447,239 Transfer of cap due to servicing transfer
09/16/2013
$
4,840,000
$
31,287,239 Transfer of cap due to servicing transfer
09/27/2013
$
(54)
$
31,287,185 Updated due to quarterly assessment and reallocation
10/15/2013
$
720,000
$
32,007,185 Transfer of cap due to servicing transfer
11/14/2013
$
1,040,000
$
33,047,185 Transfer of cap due to servicing transfer
12/16/2013
$
140,000
$
33,187,185 Transfer of cap due to servicing transfer
12/23/2013
$
(84,376)
$
33,102,809 Updated due to quarterly assessment and reallocation
01/16/2014
$
8,350,000
$
41,452,809 Transfer of cap due to servicing transfer
02/13/2014
$
5,890,000
$
47,342,809 Transfer of cap due to servicing transfer
03/14/2014
$
5,720,000
$
53,062,809 Transfer of cap due to servicing transfer
03/26/2014
$
(4,045)
$
53,058,764 Updated due to quarterly assessment and reallocation
04/16/2014
$
70,000
$
53,128,764 Transfer of cap due to servicing transfer
05/15/2014
$
640,000
$
53,768,764 Transfer of cap due to servicing transfer
06/16/2014
$
15,780,000
$
69,548,764 Transfer of cap due to servicing transfer
06/26/2014
$
(69,560)
$
69,479,204 Updated due to quarterly assessment and reallocation
07/16/2014
$
(290,000)
$
69,189,204 Transfer of cap due to servicing transfer
07/29/2014
$
(138,184)
$
69,051,020 Updated due to quarterly assessment and reallocation
08/14/2014
$
990,000
$
70,041,020 Transfer of cap due to servicing transfer
09/16/2014
$
2,890,000
$
72,931,020 Transfer of cap due to servicing transfer
09/29/2014
$
(38,150)
$
72,892,870 Updated due to quarterly assessment and reallocation
10/16/2014
$
(1,830,000)
$
71,062,870 Transfer of cap due to servicing transfer
11/14/2014
$
5,980,000
$
77,042,870 Transfer of cap due to servicing transfer
12/16/2014
$
(5,930,000)
$
71,112,870 Transfer of cap due to servicing transfer
12/29/2014
$
(328,884)
$
70,783,986 Updated due to quarterly assessment and reallocation
01/15/2015
$
80,000
$
70,863,986 Transfer of cap due to servicing transfer
02/13/2015
$
1,530,000
$
72,393,986 Transfer of cap due to servicing transfer
03/16/2015
$
(770,000)
$
71,623,986 Transfer of cap due to servicing transfer
03/26/2015
$
1,070,605
$
72,694,591 Updated due to quarterly assessment and reallocation
04/16/2015
$
630,000
$
73,324,591 Transfer of cap due to servicing transfer
04/28/2015
$
(118,190)
$
73,206,401 Updated due to quarterly assessment and reallocation
05/14/2015
$
180,000
$
73,386,401 Transfer of cap due to servicing transfer
06/16/2015
$
530,000
$
73,916,401 Transfer of cap due to servicing transfer
06/25/2015
$
(179,814)
$
73,736,587 Updated due to quarterly assessment and reallocation
07/16/2015
$
(6,500,000)
$
67,236,587 Transfer of cap due to servicing transfer
08/14/2015
$
6,280,000
$
73,516,587 Transfer of cap due to servicing transfer
09/16/2015
$
1,750,000
$
75,266,587 Transfer of cap due to servicing transfer
09/28/2015
$
1,030,559
$
76,297,146 Updated due to quarterly assessment and reallocation
10/15/2015
$
5,310,000
$
81,607,146 Transfer of cap due to servicing transfer
11/16/2015
$
3,880,000
$
85,487,146 Transfer of cap due to servicing transfer
12/16/2015
$
3,920,000
$
89,407,146 Transfer of cap due to servicing transfer
12/28/2015
$
(1,157,968)
$
88,249,178 Updated due to quarterly assessment and reallocation
01/14/2016
$
7,400,000
$
95,649,178 Transfer of cap due to servicing transfer
02/16/2016
$
(740,000)
$
94,909,178 Transfer of cap due to servicing transfer
02/25/2016
$
(8,019,526)
$
86,889,652 Reallocation due to MHA program deobligation
- Termination of SPA
81
03/16/2016
92,329,802 Transfer of cap due to servicing transfer
$
(1,164,291)
$
91,165,511 Updated due to quarterly assessment and reallocation
$
3,050,000
$
94,215,511 Transfer of cap due to servicing transfer
$
(603,048)
$
93,612,463 Updated due to quarterly assessment and reallocation
$
(770,000)
$
92,842,463 Transfer of cap due to servicing transfer
$
(552,076)
$
92,290,387 Updated due to quarterly assessment and reallocation
08/16/2016
$
680,000
$
92,970,387 Transfer of cap due to servicing transfer
09/15/2016
$
3,280,000
$
96,250,387 Transfer of cap due to servicing transfer
09/28/2016
3
$
07/27/2016
- N/A
1,530,000
07/14/2016
Financial Instrument for Home Loan Modifications
90,799,802 Transfer of cap due to servicing transfer
$
06/27/2016
Purchase
89,689,802 Updated due to quarterly assessment and reallocation
$
06/16/2016
CA
89,869,652 Transfer of cap due to servicing transfer
$
1,110,000
05/31/2016
Anaheim Hills
$
(179,850)
$
05/16/2016
FCI Lender Services, Inc.
2,980,000
$
04/14/2016
05/13/2011
$
03/28/2016
$
949,770
$
97,200,157 Updated due to quarterly assessment and reallocation
05/13/2011
$
500,000
$
500,000 Transfer of cap due to servicing transfer
06/16/2011
$
100,000
$
600,000 Transfer of cap due to servicing transfer
06/29/2011
$
(9)
$
599,991 Updated due to quarterly assessment and reallocation
07/14/2011
$
200,000
$
09/15/2011
$
100,000
$
899,991 Transfer of cap due to servicing transfer
11/16/2011
$
2,500,000
$
3,399,991 Transfer of cap due to servicing transfer
05/16/2012
$
1,510,000
$
4,909,991 Transfer of cap due to servicing transfer
06/14/2012
$
450,000
$
5,359,991 Transfer of cap due to servicing transfer
06/28/2012
$
(66)
$
5,359,925 Updated due to quarterly assessment and reallocation
07/16/2012
$
250,000
$
5,609,925 Transfer of cap due to servicing transfer
08/16/2012
$
90,000
$
5,699,925 Transfer of cap due to servicing transfer
09/27/2012
$
(191)
$
5,699,734 Updated due to quarterly assessment and reallocation
10/16/2012
$
140,000
$
5,839,734 Transfer of cap due to servicing transfer
11/15/2012
$
70,000
$
5,909,734 Transfer of cap due to servicing transfer
12/14/2012
$
40,000
$
5,949,734 Transfer of cap due to servicing transfer
12/27/2012
$
(34)
$
5,949,700 Updated due to quarterly assessment and reallocation
01/16/2013
$
40,000
$
5,989,700 Transfer of cap due to servicing transfer
02/14/2013
$
50,000
$
6,039,700 Transfer of cap due to servicing transfer
03/14/2013
$
360,000
$
6,399,700 Transfer of cap due to servicing transfer
03/25/2013
$
(135)
$
6,399,565 Updated due to quarterly assessment and reallocation
04/16/2013
$
(10,000)
$
6,389,565 Transfer of cap due to servicing transfer
05/16/2013
$
40,000
$
6,429,565 Transfer of cap due to servicing transfer
06/14/2013
$
200,000
$
6,629,565 Transfer of cap due to servicing transfer
06/27/2013
$
(53)
$
6,629,512 Updated due to quarterly assessment and reallocation
07/16/2013
$
20,000
$
6,649,512 Transfer of cap due to servicing transfer
09/27/2013
$
(19)
$
6,649,493 Updated due to quarterly assessment and reallocation
10/15/2013
$
260,000
$
6,909,493 Transfer of cap due to servicing transfer
11/14/2013
$
30,000
$
6,939,493 Transfer of cap due to servicing transfer
12/23/2013
$
(33,755)
$
6,905,738 Updated due to quarterly assessment and reallocation
02/13/2014
$
110,000
$
7,015,738 Transfer of cap due to servicing transfer
03/14/2014
$
640,000
$
7,655,738 Transfer of cap due to servicing transfer
03/26/2014
$
(1,305)
$
7,654,433 Updated due to quarterly assessment and reallocation
04/16/2014
$
120,000
$
7,774,433 Transfer of cap due to servicing transfer
05/15/2014
$
40,000
$
7,814,433 Transfer of cap due to servicing transfer
06/16/2014
$
110,000
$
7,924,433 Transfer of cap due to servicing transfer
06/26/2014
$
(15,838)
$
7,908,595 Updated due to quarterly assessment and reallocation
07/16/2014
$
440,000
$
8,348,595 Transfer of cap due to servicing transfer
07/29/2014
$
(33,291)
$
8,315,304 Updated due to quarterly assessment and reallocation
08/14/2014
$
1,110,000
$
9,425,304 Transfer of cap due to servicing transfer
09/16/2014
$
40,000
$
9,465,304 Transfer of cap due to servicing transfer
09/29/2014
$
(12,454)
$
9,452,850 Updated due to quarterly assessment and reallocation
10/16/2014
$
20,000
$
9,472,850 Transfer of cap due to servicing transfer
11/14/2014
$
20,000
$
9,492,850 Transfer of cap due to servicing transfer
12/16/2014
$
190,000
$
9,682,850 Transfer of cap due to servicing transfer
12/29/2014
$
(1,564,671)
$
8,118,179 Updated due to quarterly assessment and reallocation
01/15/2015
$
10,000
$
8,128,179 Transfer of cap due to servicing transfer
02/13/2015
$
10,000
$
8,138,179 Transfer of cap due to servicing transfer
03/26/2015
$
(593,009)
$
7,545,170 Updated due to quarterly assessment and reallocation
04/28/2015
$
(2,341,121)
$
5,204,049 Updated due to quarterly assessment and reallocation
05/14/2015
$
50,000
$
5,254,049 Transfer of cap due to servicing transfer
06/16/2015
$
60,000
$
5,314,049 Transfer of cap due to servicing transfer
06/25/2015
$
(566,166)
$
4,747,883 Updated due to quarterly assessment and reallocation
07/16/2015
$
80,000
$
4,827,883 Transfer of cap due to servicing transfer
08/14/2015
$
220,000
$
5,047,883 Transfer of cap due to servicing transfer
09/16/2015
$
260,000
$
5,307,883 Transfer of cap due to servicing transfer
09/28/2015
$
(847,553)
$
4,460,330 Updated due to quarterly assessment and reallocation
10/15/2015
$
80,000
$
4,540,330 Transfer of cap due to servicing transfer
11/16/2015
$
420,000
$
4,960,330 Transfer of cap due to servicing transfer
12/16/2015
$
420,000
$
5,380,330 Transfer of cap due to servicing transfer
12/28/2015
$
(780,127)
$
4,600,203 Updated due to quarterly assessment and reallocation
01/14/2016
$
230,000
$
4,830,203 Transfer of cap due to servicing transfer
02/16/2016
$
250,000
$
5,080,203 Transfer of cap due to servicing transfer
02/25/2016
$
(2,536,406)
$
2,543,797 Reallocation due to MHA program deobligation
03/16/2016
$
30,000
$
2,573,797 Transfer of cap due to servicing transfer
799,991 Transfer of cap due to servicing transfer
82
03/28/2016
$
(54,350)
$
2,519,447 Updated due to quarterly assessment and reallocation
04/14/2016
$
350,000
$
2,869,447 Transfer of cap due to servicing transfer
-
$
2,869,447 Transfer of cap due to servicing transfer
05/16/2016
05/31/2016
1,015,388 Updated due to quarterly assessment and reallocation
(2)
$
1,015,386 Updated due to quarterly assessment and reallocation
$
(16)
$
1,015,370 Updated due to quarterly assessment and reallocation
$
(12)
$
1,015,358 Updated due to quarterly assessment and reallocation
$
(32)
$
1,015,326 Updated due to quarterly assessment and reallocation
$
(5)
$
1,015,321 Updated due to quarterly assessment and reallocation
$
(21)
$
1,015,300 Updated due to quarterly assessment and reallocation
$
(8)
$
1,015,292 Updated due to quarterly assessment and reallocation
$
(3)
$
1,015,289 Updated due to quarterly assessment and reallocation
$
(4,716)
$
1,010,573 Updated due to quarterly assessment and reallocation
$
(165)
$
1,010,408 Updated due to quarterly assessment and reallocation
$
(1,944)
$
1,008,464 Updated due to quarterly assessment and reallocation
$
(3,862)
$
1,004,602 Updated due to quarterly assessment and reallocation
$
(1,276)
$
1,003,326 Updated due to quarterly assessment and reallocation
$
(130,634)
$
872,692 Updated due to quarterly assessment and reallocation
$
(49,137)
$
823,555 Updated due to quarterly assessment and reallocation
$
(187,406)
$
636,149 Updated due to quarterly assessment and reallocation
$
(45,604)
$
590,545 Updated due to quarterly assessment and reallocation
$
(60,938)
$
529,607 Updated due to quarterly assessment and reallocation
$
(41,224)
$
488,383 Updated due to quarterly assessment and reallocation
02/25/2016
$
(126,974)
$
361,409 Reallocation due to MHA program deobligation
03/28/2016
$
(2,655)
$
358,754 Updated due to quarterly assessment and reallocation
05/31/2016
$
(25,640)
$
333,114 Updated due to quarterly assessment and reallocation
06/27/2016
$
(15,317)
$
317,797 Updated due to quarterly assessment and reallocation
07/27/2016
$
(15,322)
$
302,475 Updated due to quarterly assessment and reallocation
09/28/2016
$
(26,835)
$
09/30/2009
$
(1,530,000)
$
4,930,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
680,000
$
5,610,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
2,460,000
$
8,070,000 Updated portfolio data from servicer
07/14/2010
$
(2,470,000)
$
5,600,000 Updated portfolio data from servicer
09/30/2010
$
2,523,114
$
8,123,114 Updated portfolio data from servicer
01/06/2011
$
(2)
$
8,123,112 Updated due to quarterly assessment and reallocation
03/30/2011
$
(2)
$
8,123,110 Updated due to quarterly assessment and reallocation
06/29/2011
$
(15)
$
8,123,095 Updated due to quarterly assessment and reallocation
06/28/2012
$
(3)
$
8,123,092 Updated due to quarterly assessment and reallocation
09/27/2012
$
(5)
$
8,123,087 Updated due to quarterly assessment and reallocation
12/27/2012
$
(1)
$
8,123,086 Updated due to quarterly assessment and reallocation
03/25/2013
$
(5)
$
8,123,081 Updated due to quarterly assessment and reallocation
06/27/2013
$
(1)
$
8,123,080 Updated due to quarterly assessment and reallocation
12/23/2013
$
(474)
$
8,122,606 Updated due to quarterly assessment and reallocation
03/26/2014
$
(18)
$
8,122,588 Updated due to quarterly assessment and reallocation
06/26/2014
$
(35)
$
8,122,553 Updated due to quarterly assessment and reallocation
07/29/2014
$
1,722
$
09/29/2014
$
33,199
$
8,157,474 Updated due to quarterly assessment and reallocation
12/29/2014
$
2,304,333
$
10,461,807 Updated due to quarterly assessment and reallocation
03/26/2015
$
4,415
$
10,466,222 Updated due to quarterly assessment and reallocation
04/28/2015
$
495,986
$
10,962,208 Updated due to quarterly assessment and reallocation
06/25/2015
$
38,337
$
11,000,545 Updated due to quarterly assessment and reallocation
09/28/2015
$
16,222
$
11,016,767 Updated due to quarterly assessment and reallocation
12/28/2015
$
12,289
$
11,029,056 Updated due to quarterly assessment and reallocation
02/25/2016
$
(392,747)
$
10,636,309 Reallocation due to MHA program deobligation
03/28/2016
$
(8,110)
$
10,628,199 Updated due to quarterly assessment and reallocation
05/16/2016
$
20,000
$
10,648,199 Transfer of cap due to servicing transfer
05/31/2016
$
(61,251)
$
10,586,948 Updated due to quarterly assessment and reallocation
06/27/2016
$
(33,414)
$
10,553,534 Updated due to quarterly assessment and reallocation
07/27/2016
$
(37,528)
$
10,516,006 Updated due to quarterly assessment and reallocation
09/28/2016
100,000 N/A
1,015,389 Updated portfolio data from servicer
$
$
12/28/2015
$
$
(1)
09/28/2015
Financial Instrument for Home Loan Modifications
(6,384,611)
$
06/25/2015
Purchase
7,400,000 Updated portfolio data from servicer
$
04/28/2015
FL
$
03/26/2015
Lake City
(1,980,000)
12/29/2014
First Federal Bank of Florida
9,380,000 Updated portfolio data from servicer
$
09/29/2014
09/30/2010
$
07/29/2014
3
6,300,000
06/26/2014
- N/A
3,080,000 Updated portfolio data from servicer/additional program initial cap
$
03/26/2014
Financial Instrument for Home Loan Modifications
1,553,439 Updated due to quarterly assessment and reallocation
$
12/23/2013
Purchase
$
140,000
09/27/2013
NC
(712,092)
$
06/27/2013
Hendersonville
2,265,531 Transfer of cap due to servicing transfer
$
03/25/2013
First Citizens Bank & Trust Company
$
12/27/2012
05/15/2014
360,000
09/27/2012
6,460,000 N/A
1,905,531 Transfer of cap due to servicing transfer
$
06/28/2012
$
$
06/29/2011
MO
100,000
03/30/2011
St. Louis
1,805,531 Updated due to quarterly assessment and reallocation
$
01/06/2011
FIRST BANK
$
09/30/2010
Financial Instrument for Home Loan Modifications
2,086,547 Transfer of cap due to servicing transfer
(281,016)
07/14/2010
Purchase
2,186,547 Updated due to quarterly assessment and reallocation
$
$
03/26/2010
07/29/2009
$
(100,000)
01/22/2010
2,940,000 N/A
(290,202)
$
09/28/2016
$
2,476,749 Transfer of cap due to servicing transfer
$
09/15/2016
Financial Instrument for Home Loan Modifications
$
08/16/2016
Purchase
80,000
07/27/2016
LA
2,396,749 Updated due to quarterly assessment and reallocation
$
07/14/2016
New Orleans
$
06/27/2016
Fidelity Bank
(472,698)
06/16/2016
12/09/2009
$
$
(44,662)
$
10,471,344 Updated due to quarterly assessment and reallocation
05/15/2014
$
10,000
$
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
06/29/2011
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
06/28/2012
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
275,640 Updated due to quarterly assessment and reallocation
8,124,275 Updated due to quarterly assessment and reallocation
10,000 Transfer of cap due to servicing transfer
83
09/27/2012
$
144,811 Updated due to quarterly assessment and reallocation
$
(96)
$
144,715 Updated due to quarterly assessment and reallocation
$
(191)
$
144,524 Updated due to quarterly assessment and reallocation
$
(63)
$
144,461 Updated due to quarterly assessment and reallocation
$
(7,654)
$
136,807 Updated due to quarterly assessment and reallocation
03/26/2015
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
04/28/2015
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
06/25/2015
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
09/28/2015
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
12/28/2015
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
02/25/2016
$
(7,597)
$
106,038 Reallocation due to MHA program deobligation
03/28/2016
$
(159)
$
105,879 Updated due to quarterly assessment and reallocation
05/31/2016
$
(1,242)
$
104,637 Updated due to quarterly assessment and reallocation
06/27/2016
$
(742)
$
103,895 Updated due to quarterly assessment and reallocation
07/27/2016
$
(742)
$
103,153 Updated due to quarterly assessment and reallocation
09/28/2016
$
(1,298)
$
12/30/2009
$
2,020,000
$
03/26/2010
$
11,370,000
$
05/26/2010
$
(14,160,000)
01/22/2010
$
160,000
04/21/2010
$
(3,620,000)
09/30/2010
$
7,014,337
$
11,314,337 Updated portfolio data from servicer
01/06/2011
$
(17)
$
11,314,320 Updated due to quarterly assessment and reallocation
03/30/2011
$
(20)
$
11,314,300 Updated due to quarterly assessment and reallocation
06/29/2011
$
(192)
$
11,314,108 Updated due to quarterly assessment and reallocation
06/28/2012
$
(144)
$
11,313,964 Updated due to quarterly assessment and reallocation
09/27/2012
$
(396)
$
11,313,568 Updated due to quarterly assessment and reallocation
12/27/2012
$
(67)
$
11,313,501 Updated due to quarterly assessment and reallocation
03/25/2013
$
(253)
$
11,313,248 Updated due to quarterly assessment and reallocation
06/27/2013
$
(95)
$
11,313,153 Updated due to quarterly assessment and reallocation
09/27/2013
$
(34)
$
11,313,119 Updated due to quarterly assessment and reallocation
12/23/2013
$
(57,776)
$
11,255,343 Updated due to quarterly assessment and reallocation
03/26/2014
$
(2,031)
$
11,253,312 Updated due to quarterly assessment and reallocation
06/26/2014
$
(23,972)
$
11,229,340 Updated due to quarterly assessment and reallocation
07/29/2014
$
(47,613)
$
11,181,727 Updated due to quarterly assessment and reallocation
09/29/2014
$
(15,728)
$
11,165,999 Updated due to quarterly assessment and reallocation
12/29/2014
$
(1,905,128)
$
9,260,871 Updated due to quarterly assessment and reallocation
03/26/2015
$
(716,488)
$
8,544,383 Updated due to quarterly assessment and reallocation
04/28/2015
$
(2,824,053)
$
5,720,330 Updated due to quarterly assessment and reallocation
06/25/2015
$
(669,754)
$
5,050,576 Updated due to quarterly assessment and reallocation
07/16/2015
$
10,000
$
5,060,576 Transfer of cap due to servicing transfer
09/28/2015
$
(896,475)
$
4,164,101 Updated due to quarterly assessment and reallocation
12/28/2015
$
(663,462)
$
3,500,639 Updated due to quarterly assessment and reallocation
02/25/2016
$
(1,894,718)
$
1,605,921 Reallocation due to MHA program deobligation
03/28/2016
$
(39,578)
$
1,566,343 Updated due to quarterly assessment and reallocation
05/31/2016
$
(309,770)
$
1,256,573 Updated due to quarterly assessment and reallocation
06/27/2016
$
(185,051)
$
1,071,522 Updated due to quarterly assessment and reallocation
07/27/2016
$
(185,107)
$
886,415 Updated due to quarterly assessment and reallocation
09/28/2016
$
(323,721)
$
01/22/2010
$
50,000
$
1,330,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
1,020,000
$
2,350,000 Updated portfolio data from servicer
07/14/2010
$
(950,000)
$
1,400,000 Updated portfolio data from servicer
09/30/2010
$
50,556
$
1,450,556 Updated portfolio data from servicer
01/06/2011
$
(2)
$
1,450,554 Updated due to quarterly assessment and reallocation
03/30/2011
$
(2)
$
1,450,552 Updated due to quarterly assessment and reallocation
06/16/2011
$
(100,000)
$
1,350,552 Transfer of cap due to servicing transfer
06/29/2011
$
(21)
$
1,350,531 Updated due to quarterly assessment and reallocation
6
$
(8)
12/29/2014
WA
144,819 Updated due to quarterly assessment and reallocation
$
09/29/2014
Port Angeles
145,051 Updated due to quarterly assessment and reallocation
$
07/29/2014
First Federal Savings and Loan
145,052 Updated due to quarterly assessment and reallocation
$
(232)
06/26/2014
Financial Instrument for Home Loan Modifications
$
(1)
$
03/26/2014
Purchase
(2)
$
12/23/2013
06/19/2009
$
03/25/2013
07/22/2011
$
(1,335,614)
$
3
06/16/2014
$
20,000
$
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
06/29/2011
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
06/28/2012
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
09/27/2012
$
(2)
$
145,052 Updated due to quarterly assessment and reallocation
03/25/2013
$
(1)
$
145,051 Updated due to quarterly assessment and reallocation
12/23/2013
$
(232)
$
144,819 Updated due to quarterly assessment and reallocation
03/26/2014
$
(8)
$
144,811 Updated due to quarterly assessment and reallocation
06/26/2014
$
(96)
$
144,715 Updated due to quarterly assessment and reallocation
07/29/2014
$
(191)
$
144,524 Updated due to quarterly assessment and reallocation
09/29/2014
$
(63)
$
144,461 Updated due to quarterly assessment and reallocation
12/29/2014
$
(7,654)
$
136,807 Updated due to quarterly assessment and reallocation
03/26/2015
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
04/28/2015
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
770,000 N/A
12/16/2009
First Federal Savings and Loan
Association of Lakewood
Lakewood
OH
Purchase
Financial Instrument for Home Loan Modifications
$
3,460,000 N/A
08/27/2010
First Financial Bank, N.A.
Terre Haute
ID
Purchase
Financial Instrument for Home Loan Modifications
$
4,300,000 N/A
11/25/2009
First Keystone Bank
Media
PA
Purchase
Financial Instrument for Home Loan Modifications
06/16/2014
First Mortgage Company, LLC
Oklahoma City
OK
Purchase
Financial Instrument for Home Loan Modifications
09/30/2010
First Mortgage Corporation
Diamond Bar
CA
Purchase
Financial Instrument for Home Loan Modifications
$
1,280,000 N/A
- N/A
$
100,000 N/A
101,855 Updated due to quarterly assessment and reallocation
2,790,000 Updated portfolio data from servicer/additional program initial cap
14,160,000 Updated portfolio data from servicer
- Termination of SPA
$
3,620,000 Updated portfolio data from servicer/additional program initial cap
- Termination of SPA
562,694 Updated due to quarterly assessment and reallocation
14,917 Termination of SPA
20,000 Transfer of cap due to servicing transfer
84
06/25/2015
$
1,160,445 Updated portfolio data from servicer
(2)
$
1,160,443 Updated due to quarterly assessment and reallocation
$
(2)
$
1,160,441 Updated due to quarterly assessment and reallocation
$
(18)
$
1,160,423 Updated due to quarterly assessment and reallocation
$
(14)
$
1,160,409 Updated due to quarterly assessment and reallocation
$
(37)
$
1,160,372 Updated due to quarterly assessment and reallocation
$
(6)
$
1,160,366 Updated due to quarterly assessment and reallocation
$
(24)
$
1,160,342 Updated due to quarterly assessment and reallocation
$
(9)
$
1,160,333 Updated due to quarterly assessment and reallocation
$
(3)
$
1,160,330 Updated due to quarterly assessment and reallocation
$
(5,463)
$
1,154,867 Updated due to quarterly assessment and reallocation
$
(192)
$
1,154,675 Updated due to quarterly assessment and reallocation
$
(2,267)
$
1,152,408 Updated due to quarterly assessment and reallocation
$
(1,152,408)
04/16/2015
$
10,000
$
10,000 Transfer of cap due to servicing transfer
$
10,000
$
20,000 Transfer of cap due to servicing transfer
$
10,000
$
30,000 Transfer of cap due to servicing transfer
$
10,000
$
40,000 Transfer of cap due to servicing transfer
02/13/2014
$
150,000
$
150,000 Transfer of cap due to servicing transfer
$
(2)
$
149,998 Updated due to quarterly assessment and reallocation
$
20,000
$
169,998 Transfer of cap due to servicing transfer
$
(37)
$
169,961 Updated due to quarterly assessment and reallocation
$
(73)
$
169,888 Updated due to quarterly assessment and reallocation
$
(25)
$
169,863 Updated due to quarterly assessment and reallocation
$
27,160
$
197,023 Updated due to quarterly assessment and reallocation
$
(16)
$
197,007 Updated due to quarterly assessment and reallocation
04/28/2015
$
(64)
$
196,943 Updated due to quarterly assessment and reallocation
06/25/2015
$
(15)
$
196,928 Updated due to quarterly assessment and reallocation
09/28/2015
$
(20)
$
196,908 Updated due to quarterly assessment and reallocation
12/28/2015
$
(14,536)
$
182,372 Updated due to quarterly assessment and reallocation
02/25/2016
$
(45,046)
$
137,326 Reallocation due to MHA program deobligation
03/16/2016
$
(10,000)
$
127,326 Transfer of cap due to servicing transfer
03/28/2016
$
(718)
$
126,608 Updated due to quarterly assessment and reallocation
05/31/2016
$
(5,621)
$
120,987 Updated due to quarterly assessment and reallocation
06/27/2016
$
(3,358)
$
117,629 Updated due to quarterly assessment and reallocation
07/27/2016
$
(3,359)
$
114,270 Updated due to quarterly assessment and reallocation
09/15/2016
27,510,000 N/A
360,445
$
03/26/2015
$
$
12/29/2014
Financial Instrument for Home Loan Modifications
30,588 Updated due to quarterly assessment and reallocation
09/29/2014
Purchase
$
07/29/2014
NJ
30,000 Transfer of cap due to servicing transfer
588
06/26/2014
Jersey City
$
$
04/16/2014
09/11/2009
580,221 Updated due to quarterly assessment and reallocation
30,000
03/26/2014
Franklin Credit Management
Corporation
$
(580,221)
$
09/15/2016
3
(1)
$
01/14/2016
- N/A
$
04/14/2016
05/14/2015
Financial Instrument for Home Loan Modifications
580,222 Updated portfolio data from servicer
07/01/2014
Purchase
$
06/26/2014
FL
180,222
03/26/2014
Weston
290,111 Updated portfolio data from servicer
$
12/23/2013
Florida Community Bank, NA
300,000 Updated portfolio data from servicer
$
(290,111)
09/27/2013
02/13/2014
$
(9,889)
$
06/27/2013
3
10,000
$
09/30/2010
800,000 N/A
$
03/25/2013
$
290,000 Updated portfolio data from servicer
12/27/2012
Financial Instrument for Home Loan Modifications
$
09/27/2012
Purchase
3
150,000
06/28/2012
MI
- N/A
$
06/29/2011
Troy
Financial Instrument for Home Loan Modifications
$
09/30/2010
400,000 N/A
(10,000)
03/30/2011
Flagstar Capital Markets Corporation
IL
Purchase
$
101,568 Updated due to quarterly assessment and reallocation
$
$
01/06/2011
09/30/2010
Mendota
Financial Instrument for Home Loan Modifications
$
(20,000)
05/31/2016
First State Bank
Purchase
(42)
$
03/23/2011
OH
101,610 Reallocation due to MHA program deobligation
$
01/06/2011
04/14/2016
Cincinnati
$
01/26/2011
First Safety Bank
(2,025)
09/30/2010
09/30/2010
103,635 Transfer of cap due to servicing transfer
$
03/26/2010
140,000 N/A
$
07/14/2010
$
(10,000)
07/14/2016
Financial Instrument for Home Loan Modifications
113,635 Updated due to quarterly assessment and reallocation
$
05/16/2016
Purchase
116,295 Updated due to quarterly assessment and reallocation
$
03/28/2016
IL
119,890 Updated due to quarterly assessment and reallocation
$
(2,660)
02/25/2016
Grant Park
$
(3,595)
$
02/16/2016
First National Bank of Grant Park
(2,691)
$
12/28/2015
01/13/2010
$
09/28/2015
$
(30,000)
$
10/02/2009
$
6,010,000
$
33,520,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
(19,750,000)
$
13,770,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(4,780,000)
$
8,990,000 Updated portfolio data from servicer
07/14/2010
$
(2,390,000)
$
6,600,000 Updated portfolio data from servicer
09/30/2010
$
2,973,670
$
9,573,670 Updated portfolio data from servicer
01/06/2011
$
(3)
$
9,573,667 Updated due to quarterly assessment and reallocation
02/16/2011
$
(1,800,000)
$
7,773,667 Transfer of cap due to servicing transfer
03/30/2011
$
(6)
$
7,773,661 Updated due to quarterly assessment and reallocation
06/29/2011
$
(61)
$
7,773,600 Updated due to quarterly assessment and reallocation
10/14/2011
$
(100,000)
$
7,673,600 Transfer of cap due to servicing transfer
06/28/2012
$
(58)
$
7,673,542 Updated due to quarterly assessment and reallocation
09/27/2012
$
(164)
$
7,673,378 Updated due to quarterly assessment and reallocation
12/27/2012
$
(29)
$
7,673,349 Updated due to quarterly assessment and reallocation
03/25/2013
$
(110)
$
7,673,239 Updated due to quarterly assessment and reallocation
06/27/2013
$
(42)
$
7,673,197 Updated due to quarterly assessment and reallocation
09/27/2013
$
(15)
$
7,673,182 Updated due to quarterly assessment and reallocation
12/23/2013
$
(25,724)
$
7,647,458 Updated due to quarterly assessment and reallocation
03/14/2014
$
40,000
$
7,687,458 Transfer of cap due to servicing transfer
03/26/2014
$
(913)
$
7,686,545 Updated due to quarterly assessment and reallocation
06/26/2014
$
(10,778)
$
7,675,767 Updated due to quarterly assessment and reallocation
07/29/2014
$
(21,410)
$
7,654,357 Updated due to quarterly assessment and reallocation
81,568 Transfer of cap due to servicing transfer
71,568 Transfer of cap due to servicing transfer
- Termination of SPA
- Termination of SPA
- Termination of SPA
84,270 Transfer of cap due to servicing transfer
85
09/29/2014
4,833,425 Transfer of cap due to servicing transfer
$
(257,877)
$
4,575,548 Updated due to quarterly assessment and reallocation
$
(843,088)
$
3,732,460 Reallocation due to MHA program deobligation
$
(17,611)
$
3,714,849 Updated due to quarterly assessment and reallocation
$
(137,838)
$
3,577,011 Updated due to quarterly assessment and reallocation
$
(82,341)
$
3,494,670 Updated due to quarterly assessment and reallocation
$
(83,487)
$
3,411,183 Updated due to quarterly assessment and reallocation
$
(130,000)
$
3,281,183 Transfer of cap due to servicing transfer
$
(95,638)
$
3,185,545 Updated due to quarterly assessment and reallocation
09/30/2010
$
765,945
$
2,465,945 Updated portfolio data from servicer
$
(4)
$
2,465,941 Updated due to quarterly assessment and reallocation
$
(4)
$
2,465,937 Updated due to quarterly assessment and reallocation
$
(40)
$
2,465,897 Updated due to quarterly assessment and reallocation
$
(30)
$
2,465,867 Updated due to quarterly assessment and reallocation
09/27/2012
$
(83)
$
2,465,784 Updated due to quarterly assessment and reallocation
12/27/2012
$
(14)
$
2,465,770 Updated due to quarterly assessment and reallocation
03/25/2013
$
(53)
$
2,465,717 Updated due to quarterly assessment and reallocation
06/14/2013
$
(10,000)
$
2,455,717 Transfer of cap due to servicing transfer
06/27/2013
$
(20)
$
2,455,697 Updated due to quarterly assessment and reallocation
09/27/2013
$
(7)
$
2,455,690 Updated due to quarterly assessment and reallocation
6
10/24/2013
$
(2,446,075)
$
3
02/16/2016
$
10,000
$
10,000 Transfer of cap due to servicing transfer
07/14/2016
$
10,000
$
20,000 Transfer of cap due to servicing transfer
03/26/2010
$
480,000
$
740,000 Updated portfolio data from servicer
07/14/2010
$
(140,000)
$
600,000 Updated portfolio data from servicer
09/30/2010
$
(19,778)
$
580,222 Updated portfolio data from servicer
01/06/2011
$
(1)
$
580,221 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
580,220 Updated due to quarterly assessment and reallocation
06/29/2011
$
(8)
$
580,212 Updated due to quarterly assessment and reallocation
06/28/2012
$
(6)
$
580,206 Updated due to quarterly assessment and reallocation
07/06/2012
$
(555,252)
$
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
06/29/2011
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
06/28/2012
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
09/27/2012
$
(2)
$
145,052 Updated due to quarterly assessment and reallocation
03/25/2013
$
(1)
$
145,051 Updated due to quarterly assessment and reallocation
12/23/2013
$
(232)
$
144,819 Updated due to quarterly assessment and reallocation
03/26/2014
$
(8)
$
144,811 Updated due to quarterly assessment and reallocation
06/26/2014
$
(96)
$
144,715 Updated due to quarterly assessment and reallocation
07/29/2014
$
(191)
$
144,524 Updated due to quarterly assessment and reallocation
09/29/2014
$
(63)
$
144,461 Updated due to quarterly assessment and reallocation
12/29/2014
$
(7,654)
$
136,807 Updated due to quarterly assessment and reallocation
03/26/2015
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
04/28/2015
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
06/25/2015
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
09/28/2015
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
12/28/2015
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
02/25/2016
$
(7,597)
$
106,038 Reallocation due to MHA program deobligation
03/28/2016
$
(159)
$
105,879 Updated due to quarterly assessment and reallocation
05/31/2016
$
(1,242)
$
104,637 Updated due to quarterly assessment and reallocation
06/27/2016
$
(742)
$
103,895 Updated due to quarterly assessment and reallocation
07/27/2016
$
(742)
$
103,153 Updated due to quarterly assessment and reallocation
09/28/2016
$
(1,298)
$
101,855 Updated due to quarterly assessment and reallocation
05/14/2015
$
40,000
$
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
03/23/2011
$
(145,056)
10/02/2009
$
60,000
$
290,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
(10,000)
$
280,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
130,000
$
410,000 Updated portfolio data from servicer
07/14/2010
$
(110,000)
$
300,000 Updated portfolio data from servicer
09/30/2010
$
(9,889)
$
290,111 Updated portfolio data from servicer
06/29/2011
$
(3)
$
290,108 Updated due to quarterly assessment and reallocation
06/28/2012
$
(2)
$
290,106 Updated due to quarterly assessment and reallocation
09/27/2012
$
(7)
$
290,099 Updated due to quarterly assessment and reallocation
12/27/2012
$
(1)
$
290,098 Updated due to quarterly assessment and reallocation
03/25/2013
$
(4)
$
290,094 Updated due to quarterly assessment and reallocation
06/27/2013
$
(2)
$
290,092 Updated due to quarterly assessment and reallocation
1,700,000 N/A
- N/A
$
$
06/28/2012
Financial Instrument for Home Loan Modifications
(10,000)
06/29/2011
Purchase
4,843,425 Updated due to quarterly assessment and reallocation
$
03/30/2011
CA
$
01/06/2011
Fresno
5,197,102 Transfer of cap due to servicing transfer
(353,677)
09/28/2016
Fresno County Federal Credit Union
5,207,102 Updated due to quarterly assessment and reallocation
$
$
08/16/2016
01/13/2010
$
(10,000)
07/27/2016
Financial Instrument for Home Loan Modifications
(266,118)
$
06/27/2016
Purchase
5,473,220 Updated due to quarterly assessment and reallocation
$
05/31/2016
IN
$
03/28/2016
Fishers
(1,122,099)
02/25/2016
Freedom Mortgage Corporation
6,595,319 Transfer of cap due to servicing transfer
$
12/28/2015
02/16/2016
$
11/16/2015
$
(10,000)
09/28/2015
Financial Instrument for Home Loan Modifications
6,605,319 Updated due to quarterly assessment and reallocation
$
08/14/2015
Purchase
6,890,088 Updated due to quarterly assessment and reallocation
$
06/25/2015
OH
7,647,284 Updated due to quarterly assessment and reallocation
$
(284,769)
04/28/2015
Cincinnati
$
(757,196)
$
04/16/2015
Franklin Savings
(7,073)
$
03/26/2015
09/30/2010
$
12/29/2014
260,000 N/A
6
09/30/2010
Gateway Mortgage Group, LLC
09/30/2010
Georgia Housing & Finance Authority
DBA State Home Mortgage
GFA Federal Credit Union
09/23/2009
Glass City Federal Credit Union
05/14/2015
Tulsa
OK
Purchase
Financial Instrument for Home Loan Modifications
$
100,000 N/A
Atlanta
GA
Purchase
Financial Instrument for Home Loan Modifications
Gardner
MA
Purchase
Financial Instrument for Home Loan Modifications
$
100,000 N/A
Maumee
OH
Purchase
Financial Instrument for Home Loan Modifications
$
230,000 N/A
- N/A
3
9,615 Termination of SPA
24,954 Termination of SPA
40,000 Transfer of cap due to servicing transfer
- Termination of SPA
86
09/27/2013
290,111 Updated portfolio data from servicer
$
(290,111)
01/22/2010
$
20,000
$
360,000 Updated portfolio data from servicer/additional program initial cap
$
(320,000)
$
40,000 Updated portfolio data from servicer
$
760,000
$
800,000 Updated portfolio data from servicer
$
(74,722)
$
725,278 Updated portfolio data from servicer
$
(1)
$
725,277 Updated due to quarterly assessment and reallocation
$
(1)
$
725,276 Updated due to quarterly assessment and reallocation
$
(11)
$
725,265 Updated due to quarterly assessment and reallocation
$
(725,265)
12/30/2009
$
1,030,000
$
$
(880,000)
$
720,000 Updated portfolio data from servicer
$
(320,000)
$
400,000 Updated portfolio data from servicer
$
180,222
$
580,222 Updated portfolio data from servicer
$
(1)
$
580,221 Updated due to quarterly assessment and reallocation
$
(1)
$
580,220 Updated due to quarterly assessment and reallocation
$
(8)
$
580,212 Updated due to quarterly assessment and reallocation
$
(6)
$
580,206 Updated due to quarterly assessment and reallocation
$
(17)
$
580,189 Updated due to quarterly assessment and reallocation
$
(3)
$
580,186 Updated due to quarterly assessment and reallocation
$
(11)
$
580,175 Updated due to quarterly assessment and reallocation
$
(4)
$
580,171 Updated due to quarterly assessment and reallocation
$
(1)
$
580,170 Updated due to quarterly assessment and reallocation
$
(2,438)
$
577,732 Updated due to quarterly assessment and reallocation
03/26/2014
$
(86)
$
577,646 Updated due to quarterly assessment and reallocation
06/26/2014
$
(925)
$
576,721 Updated due to quarterly assessment and reallocation
07/29/2014
$
(1,789)
$
574,932 Updated due to quarterly assessment and reallocation
09/29/2014
$
(607)
$
574,325 Updated due to quarterly assessment and reallocation
12/29/2014
$
(64,898)
$
509,427 Updated due to quarterly assessment and reallocation
03/26/2015
$
(25,379)
$
484,048 Updated due to quarterly assessment and reallocation
04/28/2015
$
(85,402)
$
398,646 Updated due to quarterly assessment and reallocation
06/25/2015
$
(19,002)
$
379,644 Updated due to quarterly assessment and reallocation
09/28/2015
$
(23,268)
$
356,376 Updated due to quarterly assessment and reallocation
12/28/2015
$
(20,061)
$
336,315 Updated due to quarterly assessment and reallocation
02/25/2016
$
(71,077)
$
265,238 Reallocation due to MHA program deobligation
03/28/2016
$
(1,485)
$
263,753 Updated due to quarterly assessment and reallocation
05/31/2016
$
(11,620)
$
252,133 Updated due to quarterly assessment and reallocation
06/27/2016
$
(7,883)
$
244,250 Updated due to quarterly assessment and reallocation
07/27/2016
$
(7,886)
$
236,364 Updated due to quarterly assessment and reallocation
09/28/2016
770,000 N/A
200,000 Updated portfolio data from servicer
$
12/23/2013
$
$
90,111
09/27/2013
Financial Instrument for Home Loan Modifications
(10,000)
$
06/27/2013
Purchase
$
03/25/2013
NV
210,000 Updated portfolio data from servicer
12/27/2012
Carson City
180,000 Updated portfolio data from servicer/additional program initial cap
$
09/27/2012
Greater Nevada LLC dba Greater
Nevada Mortgage
$
30,000
06/28/2012
01/13/2010
10,000
$
06/29/2011
570,000 N/A
(1,640,000)
$
03/30/2011
$
$
01/22/2010
01/06/2011
Financial Instrument for Home Loan Modifications
$
09/30/2010
Purchase
1,250,000
07/14/2010
IL
$
03/26/2010
North Chicago
$
01/25/2012
Great Lakes Credit Union
20,000
06/29/2011
10/14/2009
$
03/30/2011
340,000 N/A
287,598 Updated due to quarterly assessment and reallocation
$
01/22/2010
01/06/2011
$
$
(275,124)
09/30/2010
MA
170,000 N/A
(267)
$
07/14/2010
North Grafton
Financial Instrument for Home Loan Modifications
$
287,865 Updated due to quarterly assessment and reallocation
$
11/03/2014
03/26/2010
Grafton Suburban Credit Union
Purchase
Financial Instrument for Home Loan Modifications
$
02/17/2011
12/23/2009
Purchase
(807)
09/30/2010
KS
288,672 Updated due to quarterly assessment and reallocation
$
07/14/2010
Garden City
370,000 N/A
$
03/26/2010
Golden Plains Credit Union
$
(406)
05/26/2010
12/16/2009
Financial Instrument for Home Loan Modifications
289,078 Updated due to quarterly assessment and reallocation
$
03/26/2010
6
Purchase
289,112 Updated due to quarterly assessment and reallocation
$
09/29/2014
IL
290,091 Updated due to quarterly assessment and reallocation
$
(34)
07/29/2014
Glenview
$
(979)
$
06/26/2014
Glenview State Bank
(1)
$
03/26/2014
12/11/2009
$
12/23/2013
$
(13,790)
$
03/26/2010
$
8,680,000
$
9,450,000 Updated portfolio data from servicer
07/14/2010
$
(8,750,000)
$
700,000 Updated portfolio data from servicer
09/30/2010
$
170,334
$
870,334 Updated portfolio data from servicer
01/06/2011
$
(1)
$
870,333 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
870,332 Updated due to quarterly assessment and reallocation
06/29/2011
$
(8)
$
870,324 Updated due to quarterly assessment and reallocation
06/28/2012
$
(4)
$
870,320 Updated due to quarterly assessment and reallocation
09/27/2012
$
(10)
$
870,310 Updated due to quarterly assessment and reallocation
12/27/2012
$
(2)
$
870,308 Updated due to quarterly assessment and reallocation
03/25/2013
$
(7)
$
870,301 Updated due to quarterly assessment and reallocation
06/27/2013
$
(2)
$
870,299 Updated due to quarterly assessment and reallocation
09/27/2013
$
(1)
$
870,298 Updated due to quarterly assessment and reallocation
12/23/2013
$
(1,504)
$
868,794 Updated due to quarterly assessment and reallocation
03/26/2014
$
(43)
$
868,751 Updated due to quarterly assessment and reallocation
06/26/2014
$
(491)
$
868,260 Updated due to quarterly assessment and reallocation
07/29/2014
$
(975)
$
867,285 Updated due to quarterly assessment and reallocation
09/29/2014
$
(322)
$
866,963 Updated due to quarterly assessment and reallocation
12/29/2014
$
(10,113)
$
03/26/2015
$
(1,772)
$
855,078 Updated due to quarterly assessment and reallocation
04/28/2015
$
497,659
$
1,352,737 Updated due to quarterly assessment and reallocation
06/25/2015
$
(757)
$
1,351,980 Updated due to quarterly assessment and reallocation
09/28/2015
$
(5,586)
$
1,346,394 Updated due to quarterly assessment and reallocation
12,474 Termination of SPA
390,000 Updated portfolio data from servicer/additional program initial cap
1,640,000 Updated portfolio data from servicer
- Termination of SPA
- Termination of SPA
- Termination of SPA
1,600,000 Updated portfolio data from servicer/additional program initial cap
222,574 Updated due to quarterly assessment and reallocation
856,850 Updated due to quarterly assessment and reallocation
87
12/28/2015
200,000
$
200,000 Transfer of cap due to servicing transfer
$
900,000
$
1,100,000 Transfer of cap due to servicing transfer
$
100,000
$
1,200,000 Transfer of cap due to servicing transfer
$
(9)
$
1,199,991 Updated due to quarterly assessment and reallocation
$
20,000
$
1,219,991 Transfer of cap due to servicing transfer
$
(26)
$
1,219,965 Updated due to quarterly assessment and reallocation
$
50,000
$
1,269,965 Transfer of cap due to servicing transfer
$
10,000
$
1,279,965 Transfer of cap due to servicing transfer
$
(5)
$
1,279,960 Updated due to quarterly assessment and reallocation
$
130,000
$
1,409,960 Transfer of cap due to servicing transfer
$
120,000
$
1,529,960 Transfer of cap due to servicing transfer
03/25/2013
$
(20)
$
1,529,940 Updated due to quarterly assessment and reallocation
05/16/2013
$
80,000
$
1,609,940 Transfer of cap due to servicing transfer
06/14/2013
$
420,000
$
2,029,940 Transfer of cap due to servicing transfer
06/27/2013
$
(10)
$
2,029,930 Updated due to quarterly assessment and reallocation
09/27/2013
$
(4)
$
2,029,926 Updated due to quarterly assessment and reallocation
11/14/2013
$
120,000
$
2,149,926 Transfer of cap due to servicing transfer
12/23/2013
$
(7,685)
$
2,142,241 Updated due to quarterly assessment and reallocation
03/14/2014
$
10,000
$
2,152,241 Transfer of cap due to servicing transfer
03/26/2014
$
(274)
$
2,151,967 Updated due to quarterly assessment and reallocation
04/16/2014
$
240,000
$
2,391,967 Transfer of cap due to servicing transfer
06/16/2014
$
30,000
$
2,421,967 Transfer of cap due to servicing transfer
06/26/2014
$
(3,396)
$
2,418,571 Updated due to quarterly assessment and reallocation
07/29/2014
$
(6,541)
$
2,412,030 Updated due to quarterly assessment and reallocation
08/14/2014
$
90,000
$
2,502,030 Transfer of cap due to servicing transfer
09/16/2014
$
30,000
$
2,532,030 Transfer of cap due to servicing transfer
09/29/2014
$
(2,150)
$
2,529,880 Updated due to quarterly assessment and reallocation
11/14/2014
$
100,000
$
2,629,880 Transfer of cap due to servicing transfer
12/16/2014
$
260,000
$
2,889,880 Transfer of cap due to servicing transfer
12/29/2014
$
(122,632)
$
2,767,248 Updated due to quarterly assessment and reallocation
01/15/2015
$
60,000
$
2,827,248 Transfer of cap due to servicing transfer
03/16/2015
$
690,000
$
3,517,248 Transfer of cap due to servicing transfer
03/26/2015
$
(37,405)
$
3,479,843 Updated due to quarterly assessment and reallocation
04/28/2015
$
(144,484)
$
3,335,359 Updated due to quarterly assessment and reallocation
06/25/2015
$
(41,229)
$
3,294,130 Updated due to quarterly assessment and reallocation
07/16/2015
$
40,000
$
3,334,130 Transfer of cap due to servicing transfer
08/14/2015
$
1,860,000
$
5,194,130 Transfer of cap due to servicing transfer
09/16/2015
$
1,560,000
$
6,754,130 Transfer of cap due to servicing transfer
09/28/2015
$
(408,264)
$
6,345,866 Updated due to quarterly assessment and reallocation
10/15/2015
$
740,000
$
7,085,866 Transfer of cap due to servicing transfer
12/16/2015
$
550,000
$
7,635,866 Transfer of cap due to servicing transfer
12/28/2015
$
(469,266)
$
7,166,600 Updated due to quarterly assessment and reallocation
01/14/2016
$
630,000
$
7,796,600 Transfer of cap due to servicing transfer
02/16/2016
$
740,000
$
8,536,600 Transfer of cap due to servicing transfer
02/25/2016
$
(2,389,111)
$
6,147,489 Reallocation due to MHA program deobligation
03/16/2016
$
180,000
$
6,327,489 Transfer of cap due to servicing transfer
03/28/2016
$
(53,531)
$
6,273,958 Updated due to quarterly assessment and reallocation
04/14/2016
$
750,000
$
7,023,958 Transfer of cap due to servicing transfer
05/16/2016
$
150,000
$
7,173,958 Transfer of cap due to servicing transfer
05/31/2016
$
(600,618)
$
6,573,340 Updated due to quarterly assessment and reallocation
06/16/2016
$
560,000
$
7,133,340 Transfer of cap due to servicing transfer
06/27/2016
$
(358,730)
$
6,774,610 Updated due to quarterly assessment and reallocation
07/14/2016
$
120,000
$
6,894,610 Transfer of cap due to servicing transfer
07/27/2016
$
(382,192)
$
6,512,418 Updated due to quarterly assessment and reallocation
08/16/2016
$
140,000
$
6,652,418 Transfer of cap due to servicing transfer
09/15/2016
$
50,000
$
6,702,418 Transfer of cap due to servicing transfer
09/28/2016
100,000 N/A
$
02/14/2013
$
1,005,332 Updated due to quarterly assessment and reallocation
$
07/14/2011
01/16/2013
Financial Instrument for Home Loan Modifications
$
(32,990)
12/27/2012
Purchase
(31,248)
$
12/14/2012
MN
1,036,580 Updated due to quarterly assessment and reallocation
$
10/16/2012
Saint Paul
$
09/27/2012
Guaranty Bank
(31,239)
08/16/2012
09/30/2010
1,067,819 Updated due to quarterly assessment and reallocation
$
06/28/2012
3
$
01/13/2012
- N/A
(47,567)
11/16/2011
Financial Instrument for Home Loan Modifications
1,115,386 Updated due to quarterly assessment and reallocation
$
09/28/2016
Purchase
1,120,511 Reallocation due to MHA program deobligation
$
07/27/2016
OR
1,336,121 Updated due to quarterly assessment and reallocation
$
(5,125)
06/27/2016
Beaverton
$
(215,610)
$
05/31/2016
Gregory Funding, LLC
(10,273)
$
03/28/2016
07/14/2011
$
02/25/2016
$
(787,465)
$
5,914,953 Updated due to quarterly assessment and reallocation
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
06/29/2011
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
06/28/2012
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
09/27/2012
$
(2)
$
145,052 Updated due to quarterly assessment and reallocation
03/25/2013
$
(1)
$
145,051 Updated due to quarterly assessment and reallocation
12/23/2013
$
(232)
$
144,819 Updated due to quarterly assessment and reallocation
03/26/2014
$
(8)
$
144,811 Updated due to quarterly assessment and reallocation
06/26/2014
$
(96)
$
144,715 Updated due to quarterly assessment and reallocation
07/29/2014
$
(191)
$
144,524 Updated due to quarterly assessment and reallocation
09/29/2014
$
(63)
$
144,461 Updated due to quarterly assessment and reallocation
12/29/2014
$
(7,654)
$
136,807 Updated due to quarterly assessment and reallocation
03/26/2015
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
972,342 Updated due to quarterly assessment and reallocation
88
04/28/2015
$
122,581 Updated due to quarterly assessment and reallocation
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
12/28/2015
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
02/25/2016
$
(7,597)
$
106,038 Reallocation due to MHA program deobligation
03/28/2016
$
(159)
$
105,879 Updated due to quarterly assessment and reallocation
05/31/2016
$
(1,242)
$
104,637 Updated due to quarterly assessment and reallocation
06/27/2016
$
(742)
$
103,895 Updated due to quarterly assessment and reallocation
07/27/2016
$
(742)
$
103,153 Updated due to quarterly assessment and reallocation
09/28/2016
10/28/2009
(11,347)
$
09/28/2015
Harleysville National Bank & Trust
Company
Hartford Savings Bank
$
06/25/2015
$
(1,298)
$
101,855 Updated due to quarterly assessment and reallocation
660,000 Updated portfolio data from servicer/additional program initial cap
1,070,000 N/A
04/21/2010
$
(1,070,000)
Hartford
WI
Purchase
Financial Instrument for Home Loan Modifications
$
630,000 N/A
01/22/2010
$
30,000
$
$
800,000
$
1,460,000 Updated portfolio data from servicer
$
(360,000)
$
1,100,000 Updated portfolio data from servicer
$
60,445
$
1,160,445 Updated portfolio data from servicer
$
(2)
$
1,160,443 Updated due to quarterly assessment and reallocation
03/30/2011
$
(2)
$
1,160,441 Updated due to quarterly assessment and reallocation
06/29/2011
$
(18)
$
1,160,423 Updated due to quarterly assessment and reallocation
06/28/2012
$
(14)
$
1,160,409 Updated due to quarterly assessment and reallocation
09/27/2012
$
(37)
$
1,160,372 Updated due to quarterly assessment and reallocation
12/27/2012
$
(6)
$
1,160,366 Updated due to quarterly assessment and reallocation
03/25/2013
$
(24)
$
1,160,342 Updated due to quarterly assessment and reallocation
06/27/2013
$
(9)
$
1,160,333 Updated due to quarterly assessment and reallocation
09/27/2013
$
(3)
$
1,160,330 Updated due to quarterly assessment and reallocation
12/23/2013
$
(5,463)
$
1,154,867 Updated due to quarterly assessment and reallocation
03/26/2014
$
(192)
$
1,154,675 Updated due to quarterly assessment and reallocation
06/26/2014
$
(2,267)
$
1,152,408 Updated due to quarterly assessment and reallocation
07/29/2014
$
(4,502)
$
1,147,906 Updated due to quarterly assessment and reallocation
09/29/2014
$
(1,487)
$
1,146,419 Updated due to quarterly assessment and reallocation
12/29/2014
$
(180,152)
$
966,267 Updated due to quarterly assessment and reallocation
03/26/2015
$
(67,752)
$
898,515 Updated due to quarterly assessment and reallocation
04/02/2015
$
(898,515)
05/15/2014
$
90,000
$
06/26/2014
$
20,556
$
110,556 Updated due to quarterly assessment and reallocation
09/29/2014
$
(1)
$
110,555 Updated due to quarterly assessment and reallocation
12/29/2014
$
80,001
$
190,556 Updated due to quarterly assessment and reallocation
03/26/2015
$
(24)
$
190,532 Updated due to quarterly assessment and reallocation
04/28/2015
$
(131)
$
190,401 Updated due to quarterly assessment and reallocation
06/25/2015
$
(56)
$
190,345 Updated due to quarterly assessment and reallocation
09/28/2015
$
(131)
$
190,214 Updated due to quarterly assessment and reallocation
12/28/2015
$
(1,938)
$
188,276 Updated due to quarterly assessment and reallocation
02/25/2016
$
(11,380)
$
176,896 Reallocation due to MHA program deobligation
03/28/2016
$
(238)
$
176,658 Updated due to quarterly assessment and reallocation
05/31/2016
$
(1,860)
$
174,798 Updated due to quarterly assessment and reallocation
06/27/2016
$
(1,111)
$
173,687 Updated due to quarterly assessment and reallocation
07/27/2016
$
(1,112)
$
09/28/2016
Hillsdale County National Bank
$
01/06/2011
11/18/2009
Financial Instrument for Home Loan Modifications
09/30/2010
Heartland Bank & Trust Company
Purchase
07/14/2010
05/15/2014
PA
03/26/2010
12/11/2009
Harleysville
$
(1,944)
$
01/22/2010
$
80,000
$
1,750,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
330,000
$
2,080,000 Updated portfolio data from servicer
07/14/2010
$
(1,080,000)
$
1,000,000 Updated portfolio data from servicer
09/30/2010
$
160,445
$
1,160,445 Updated portfolio data from servicer
01/06/2011
$
(1)
$
1,160,444 Updated due to quarterly assessment and reallocation
03/30/2011
$
(2)
$
1,160,442 Updated due to quarterly assessment and reallocation
06/29/2011
$
(16)
$
1,160,426 Updated due to quarterly assessment and reallocation
06/28/2012
$
(12)
$
1,160,414 Updated due to quarterly assessment and reallocation
09/27/2012
$
(33)
$
1,160,381 Updated due to quarterly assessment and reallocation
12/27/2012
$
(6)
$
1,160,375 Updated due to quarterly assessment and reallocation
03/25/2013
$
(21)
$
1,160,354 Updated due to quarterly assessment and reallocation
06/27/2013
$
(8)
$
1,160,346 Updated due to quarterly assessment and reallocation
09/27/2013
$
(3)
$
1,160,343 Updated due to quarterly assessment and reallocation
12/23/2013
$
(4,797)
$
1,155,546 Updated due to quarterly assessment and reallocation
03/26/2014
$
(169)
$
1,155,377 Updated due to quarterly assessment and reallocation
06/26/2014
$
(1,996)
$
1,153,381 Updated due to quarterly assessment and reallocation
07/29/2014
$
(3,965)
$
1,149,416 Updated due to quarterly assessment and reallocation
09/29/2014
$
(1,311)
$
1,148,105 Updated due to quarterly assessment and reallocation
12/29/2014
$
(144,011)
$
1,004,094 Updated due to quarterly assessment and reallocation
03/26/2015
$
(55,020)
$
949,074 Updated due to quarterly assessment and reallocation
04/28/2015
$
(152,138)
$
796,936 Updated due to quarterly assessment and reallocation
06/25/2015
$
(33,425)
$
763,511 Updated due to quarterly assessment and reallocation
09/28/2015
$
(44,706)
$
718,805 Updated due to quarterly assessment and reallocation
12/28/2015
$
(34,106)
$
684,699 Updated due to quarterly assessment and reallocation
02/25/2016
$
(179,660)
$
505,039 Reallocation due to MHA program deobligation
03/28/2016
$
(3,907)
$
501,132 Updated due to quarterly assessment and reallocation
05/31/2016
$
(30,583)
$
470,549 Updated due to quarterly assessment and reallocation
06/27/2016
$
(18,270)
$
452,279 Updated due to quarterly assessment and reallocation
Bloomington
Hillsdale
IL
MI
Purchase
Purchase
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
- N/A
$
1,670,000 N/A
3
- Termination of SPA
- Termination of SPA
90,000 Transfer of cap due to servicing transfer
172,575 Updated due to quarterly assessment and reallocation
170,631 Updated due to quarterly assessment and reallocation
89
07/27/2016
$
46,730,000
$
494,030,000 Updated portfolio data from servicer/additional program initial cap
$
145,820,000
$
639,850,000 Updated portfolio data from servicer/additional program initial cap
$
(17,440,000)
$
622,410,000 Updated portfolio data from servicer
$
(73,010,000)
$
549,400,000 Updated portfolio data from servicer
$
6,700,000
$
556,100,000 Updated portfolio data from servicer/additional program initial cap
$
(77,126,410)
$
478,973,590 Updated portfolio data from servicer
$
(314,900,000)
$
164,073,590 Transfer of cap due to servicing transfer
$
(233)
$
164,073,357 Updated due to quarterly assessment and reallocation
$
(1,900,000)
$
162,173,357 Transfer of cap due to servicing transfer
$
(400,000)
$
161,773,357 Transfer of cap due to servicing transfer
$
(278)
$
161,773,079 Updated due to quarterly assessment and reallocation
05/13/2011
$
(400,000)
$
161,373,079 Transfer of cap due to servicing transfer
06/29/2011
$
(2,625)
$
161,370,454 Updated due to quarterly assessment and reallocation
7
10/19/2011
$
(155,061,221)
$
3
02/14/2013
$
510,000
$
510,000 Transfer of cap due to servicing transfer
03/25/2013
$
(9)
$
509,991 Updated due to quarterly assessment and reallocation
04/16/2013
$
200,000
$
709,991 Transfer of cap due to servicing transfer
05/16/2013
$
40,000
$
749,991 Transfer of cap due to servicing transfer
06/27/2013
$
(4)
$
749,987 Updated due to quarterly assessment and reallocation
07/16/2013
$
(120,000)
$
629,987 Transfer of cap due to servicing transfer
09/27/2013
$
(2)
$
629,985 Updated due to quarterly assessment and reallocation
12/23/2013
$
(2,620)
$
627,365 Updated due to quarterly assessment and reallocation
03/26/2014
$
(92)
$
627,273 Updated due to quarterly assessment and reallocation
06/26/2014
$
(1,088)
$
626,185 Updated due to quarterly assessment and reallocation
07/29/2014
$
(2,161)
$
624,024 Updated due to quarterly assessment and reallocation
09/16/2014
$
(290,000)
$
334,024 Transfer of cap due to servicing transfer
09/29/2014
$
(332)
$
333,692 Updated due to quarterly assessment and reallocation
12/29/2014
$
(40,233)
$
293,459 Updated due to quarterly assessment and reallocation
03/26/2015
$
(15,131)
$
278,328 Updated due to quarterly assessment and reallocation
04/28/2015
$
(59,638)
$
218,690 Updated due to quarterly assessment and reallocation
06/16/2015
$
70,000
$
288,690 Transfer of cap due to servicing transfer
06/25/2015
$
(22,485)
$
266,205 Updated due to quarterly assessment and reallocation
07/16/2015
$
20,000
$
286,205 Transfer of cap due to servicing transfer
08/14/2015
$
350,000
$
636,205 Transfer of cap due to servicing transfer
09/28/2015
$
(76,282)
$
559,923 Updated due to quarterly assessment and reallocation
12/16/2015
$
30,000
$
589,923 Transfer of cap due to servicing transfer
12/28/2015
$
(64,113)
$
525,810 Updated due to quarterly assessment and reallocation
02/25/2016
$
(189,556)
$
336,254 Reallocation due to MHA program deobligation
03/16/2016
$
430,000
$
766,254 Transfer of cap due to servicing transfer
03/28/2016
$
(14,867)
$
751,387 Updated due to quarterly assessment and reallocation
05/16/2016
$
10,000
$
761,387 Transfer of cap due to servicing transfer
05/31/2016
$
(124,921)
$
636,466 Updated due to quarterly assessment and reallocation
06/16/2016
$
330,000
$
966,466 Transfer of cap due to servicing transfer
06/27/2016
$
(123,685)
$
842,781 Updated due to quarterly assessment and reallocation
07/27/2016
$
(123,723)
$
08/16/2016
$
280,000
$
999,058 Transfer of cap due to servicing transfer
09/15/2016
$
490,000
$
1,489,058 Transfer of cap due to servicing transfer
09/28/2016
$
(478,102)
$
1,010,956 Updated due to quarterly assessment and reallocation
09/30/2009
$
(121,190,000)
$
552,810,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
(36,290,000)
$
516,520,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
199,320,000
$
715,840,000 Updated portfolio data from servicer
07/14/2010
$
(189,040,000)
$
526,800,000 Updated portfolio data from servicer
09/30/2010
$
38,626,728
$
565,426,728 Updated portfolio data from servicer
10/15/2010
$
(170,800,000)
$
394,626,728 Transfer of cap due to servicing transfer
12/15/2010
$
(22,200,000)
$
372,426,728 Transfer of cap due to servicing transfer
01/06/2011
$
(549)
$
372,426,179 Updated due to quarterly assessment and reallocation
02/16/2011
$
(900,000)
$
371,526,179 Transfer of cap due to servicing transfer
03/30/2011
$
(653)
$
371,525,526 Updated due to quarterly assessment and reallocation
06/29/2011
$
(6,168)
$
371,519,358 Updated due to quarterly assessment and reallocation
06/28/2012
$
(4,634)
$
371,514,724 Updated due to quarterly assessment and reallocation
08/16/2012
$
(430,000)
$
371,084,724 Transfer of cap due to servicing transfer
09/27/2012
$
(12,728)
$
371,071,996 Updated due to quarterly assessment and reallocation
12/14/2012
$
(20,000)
$
371,051,996 Transfer of cap due to servicing transfer
12/27/2012
$
(2,148)
$
371,049,848 Updated due to quarterly assessment and reallocation
03/25/2013
$
(8,137)
$
371,041,711 Updated due to quarterly assessment and reallocation
06/27/2013
$
(3,071)
$
371,038,640 Updated due to quarterly assessment and reallocation
09/27/2013
$
(1,101)
$
371,037,539 Updated due to quarterly assessment and reallocation
11/14/2013
$
(10,000)
$
371,027,539 Transfer of cap due to servicing transfer
12/23/2013
$
447,300,000 Updated portfolio data from servicer
03/30/2011
Financial Instrument for Home Loan Modifications
$
03/16/2011
Purchase
128,300,000
02/16/2011
PA
$
01/06/2011
Pittsburgh
06/12/2009
12/15/2010
Home Loan Services, Inc.
$
$
(1,858,220)
$
369,169,319 Updated due to quarterly assessment and reallocation
02/27/2014
$
(360,860,500)
$
01/22/2010
$
20,000
$
03/26/2010
$
820,000
$
230,000 N/A
04/20/2009
$
17,598
09/30/2010
$
(19,396)
09/30/2010
Financial Instrument for Home Loan Modifications
(230,000)
07/14/2010
Purchase
$
03/26/2010
FL
$
12/30/2009
Coral Gables
04/21/2010
09/30/2009
Home Financing Center, Inc
$
09/28/2016
11/25/2009
319,000,000 N/A
02/14/2013
08/05/2009
Home Servicing, LLC
HomEq Servicing
Baton Rouge
North Highlands
LA
CA
Purchase
Purchase
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
- N/A
$
674,000,000 N/A
13
12/11/2009
HomeStar Bank & Financial Services
Manteno
IL
Purchase
Financial Instrument for Home Loan Modifications
$
310,000 N/A
432,883 Updated due to quarterly assessment and reallocation
450,481 Updated due to quarterly assessment and reallocation
- Termination of SPA
6,309,233 Termination of SPA
719,058 Updated due to quarterly assessment and reallocation
8,308,819 Termination of SPA
330,000 Updated portfolio data from servicer/additional program initial cap
1,150,000 Updated portfolio data from servicer
90
07/14/2010
$
1,218,820,000 Updated portfolio data from servicer/additional program initial cap
$
250,450,000
$
1,469,270,000 Updated portfolio data from servicer/additional program initial cap
$
124,820,000
$
1,594,090,000 Updated portfolio data from servicer
$
(289,990,000)
$
1,304,100,000 Updated portfolio data from servicer
$
1,690,508
$
1,305,790,508 Updated portfolio data from servicer
$
300,000
$
1,306,090,508 Transfer of cap due to servicing transfer
$
(100,000)
$
1,305,990,508 Transfer of cap due to servicing transfer
$
(1,173)
$
1,305,989,335 Updated due to quarterly assessment and reallocation
$
(500,000)
$
1,305,489,335 Transfer of cap due to servicing transfer
$
(1,400)
$
1,305,487,935 Updated due to quarterly assessment and reallocation
$
3,100,000
$
1,308,587,935 Transfer of cap due to servicing transfer
$
(12,883)
$
1,308,575,052 Updated due to quarterly assessment and reallocation
09/15/2011
$
(1,000,000)
$
1,307,575,052 Transfer of cap due to servicing transfer
10/14/2011
$
(100,000)
$
1,307,475,052 Transfer of cap due to servicing transfer
11/16/2011
$
(1,100,000)
$
1,306,375,052 Transfer of cap due to servicing transfer
05/16/2012
$
(10,000)
$
1,306,365,052 Transfer of cap due to servicing transfer
06/28/2012
$
(8,378)
$
1,306,356,674 Updated due to quarterly assessment and reallocation
07/16/2012
$
(470,000)
$
1,305,886,674 Transfer of cap due to servicing transfer
08/16/2012
$
(80,000)
$
1,305,806,674 Transfer of cap due to servicing transfer
09/27/2012
$
(22,494)
$
1,305,784,180 Updated due to quarterly assessment and reallocation
10/16/2012
$
(260,000)
$
1,305,524,180 Transfer of cap due to servicing transfer
11/15/2012
$
(30,000)
$
1,305,494,180 Transfer of cap due to servicing transfer
12/14/2012
$
(50,000)
$
1,305,444,180 Transfer of cap due to servicing transfer
12/27/2012
$
(3,676)
$
1,305,440,504 Updated due to quarterly assessment and reallocation
01/16/2013
$
(80,000)
$
1,305,360,504 Transfer of cap due to servicing transfer
02/14/2013
$
20,000
$
1,305,380,504 Transfer of cap due to servicing transfer
03/14/2013
$
(84,160,000)
$
1,221,220,504 Transfer of cap due to servicing transfer
03/25/2013
$
(12,821)
$
1,221,207,683 Updated due to quarterly assessment and reallocation
04/16/2013
$
(621,110,000)
$
600,097,683 Transfer of cap due to servicing transfer
05/16/2013
$
(19,120,000)
$
580,977,683 Transfer of cap due to servicing transfer
06/27/2013
$
(1,947)
$
580,975,736 Updated due to quarterly assessment and reallocation
07/16/2013
$
(14,870,000)
$
566,105,736 Transfer of cap due to servicing transfer
09/27/2013
$
(655)
$
566,105,081 Updated due to quarterly assessment and reallocation
12/16/2013
$
20,000
$
566,125,081 Transfer of cap due to servicing transfer
12/23/2013
$
(1,110,189)
$
565,014,892 Updated due to quarterly assessment and reallocation
03/26/2014
$
(39,031)
$
564,975,861 Updated due to quarterly assessment and reallocation
04/16/2014
560,000 N/A
(53,670,000)
06/29/2011
$
$
04/13/2011
WI
870,309 Updated due to quarterly assessment and reallocation
$
03/30/2011
Horicon
$
(856,986)
02/16/2011
Horicon Bank
(10)
$
01/06/2011
14
870,319 Updated due to quarterly assessment and reallocation
$
07/06/2012
11/16/2010
Financial Instrument for Home Loan Modifications
$
10/15/2010
Purchase
(13)
09/30/2010
09/02/2009
870,332 Updated due to quarterly assessment and reallocation
$
09/30/2009
1,272,490,000 N/A
$
07/14/2010
$
(1)
03/26/2010
Financial Instrument for Home Loan Modifications
870,333 Updated due to quarterly assessment and reallocation
$
12/30/2009
Purchase
870,334 Updated portfolio data from servicer
$
06/28/2012
TX
800,000 Updated portfolio data from servicer
$
(1)
06/29/2011
07/22/2009
$
70,334
$
03/30/2011
6
(350,000)
$
01/06/2011
Homeward Residential, Inc. (American
Coppell
Home Mortgage Servicing, Inc)
$
09/30/2010
$
(10,000)
$
564,965,861 Transfer of cap due to servicing transfer
05/28/2014
$
(284,475,088)
$
280,490,773 Termination of SPA
10/02/2009
$
130,000
$
690,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
1,040,000
$
1,730,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(1,680,000)
$
50,000 Updated portfolio data from servicer
05/12/2010
$
1,260,000
$
1,310,000 Updated portfolio data from servicer
07/14/2010
$
(1,110,000)
$
200,000 Updated portfolio data from servicer
09/30/2010
$
100,000
$
300,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
(9,889)
$
290,111 Updated portfolio data from servicer
06/29/2011
$
(3)
$
290,108 Updated due to quarterly assessment and reallocation
06/28/2012
$
(2)
$
290,106 Updated due to quarterly assessment and reallocation
09/27/2012
$
(7)
$
290,099 Updated due to quarterly assessment and reallocation
12/27/2012
$
(1)
$
290,098 Updated due to quarterly assessment and reallocation
03/25/2013
$
(4)
$
290,094 Updated due to quarterly assessment and reallocation
06/27/2013
$
(2)
$
290,092 Updated due to quarterly assessment and reallocation
09/27/2013
$
(1)
$
290,091 Updated due to quarterly assessment and reallocation
12/23/2013
$
(979)
$
289,112 Updated due to quarterly assessment and reallocation
03/26/2014
$
(34)
$
289,078 Updated due to quarterly assessment and reallocation
06/26/2014
$
(406)
$
288,672 Updated due to quarterly assessment and reallocation
07/29/2014
$
(807)
$
287,865 Updated due to quarterly assessment and reallocation
09/29/2014
$
(267)
$
287,598 Updated due to quarterly assessment and reallocation
12/29/2014
$
(32,297)
$
255,301 Updated due to quarterly assessment and reallocation
03/26/2015
$
(12,146)
$
243,155 Updated due to quarterly assessment and reallocation
04/28/2015
$
(47,875)
$
195,280 Updated due to quarterly assessment and reallocation
06/25/2015
$
(11,354)
$
183,926 Updated due to quarterly assessment and reallocation
09/28/2015
$
(15,167)
$
168,759 Updated due to quarterly assessment and reallocation
12/28/2015
$
(11,225)
$
157,534 Updated due to quarterly assessment and reallocation
02/25/2016
$
(32,056)
$
125,478 Reallocation due to MHA program deobligation
03/28/2016
$
(670)
$
124,808 Updated due to quarterly assessment and reallocation
05/31/2016
$
(5,241)
$
119,567 Updated due to quarterly assessment and reallocation
06/27/2016
$
(3,131)
$
116,436 Updated due to quarterly assessment and reallocation
07/27/2016
$
(3,132)
$
113,304 Updated due to quarterly assessment and reallocation
13,323 Termination of SPA
91
09/28/2016
7,252,756 Updated due to quarterly assessment and reallocation
(300,000)
$
6,952,756 Transfer of cap due to servicing transfer
06/03/2011
$
(6,927,254)
$
$
(10,000)
$
860,000 Updated portfolio data from servicer/additional program initial cap
$
250,000
$
1,110,000 Updated portfolio data from servicer/additional program initial cap
$
(10,000)
$
1,100,000 Updated portfolio data from servicer
$
(400,000)
$
700,000 Updated portfolio data from servicer
$
170,334
$
870,334 Updated portfolio data from servicer
$
(1)
$
870,333 Updated due to quarterly assessment and reallocation
$
(1)
$
870,332 Updated due to quarterly assessment and reallocation
$
(12)
$
870,320 Updated due to quarterly assessment and reallocation
$
(9)
$
870,311 Updated due to quarterly assessment and reallocation
09/14/2012
$
(821,722)
$
01/22/2010
$
40,000
$
$
(760,000)
$
40,000 Updated portfolio data from servicer
$
2,630,000
$
2,670,000 Updated portfolio data from servicer
$
(770,000)
$
1,900,000 Updated portfolio data from servicer
$
565,945
$
2,465,945 Updated portfolio data from servicer
$
(4)
$
2,465,941 Updated due to quarterly assessment and reallocation
$
(4)
$
2,465,937 Updated due to quarterly assessment and reallocation
$
(40)
$
2,465,897 Updated due to quarterly assessment and reallocation
$
(29)
$
2,465,868 Updated due to quarterly assessment and reallocation
$
(80)
$
2,465,788 Updated due to quarterly assessment and reallocation
$
(14)
$
2,465,774 Updated due to quarterly assessment and reallocation
$
(52)
$
2,465,722 Updated due to quarterly assessment and reallocation
$
(19)
$
2,465,703 Updated due to quarterly assessment and reallocation
$
(7)
$
2,465,696 Updated due to quarterly assessment and reallocation
$
(11,558)
$
2,454,138 Updated due to quarterly assessment and reallocation
$
(410)
$
2,453,728 Updated due to quarterly assessment and reallocation
$
(4,837)
$
2,448,891 Updated due to quarterly assessment and reallocation
07/29/2014
$
(9,607)
$
2,439,284 Updated due to quarterly assessment and reallocation
09/29/2014
$
(3,173)
$
2,436,111 Updated due to quarterly assessment and reallocation
12/29/2014
$
(374,717)
$
2,061,394 Updated due to quarterly assessment and reallocation
03/26/2015
$
(140,949)
$
1,920,445 Updated due to quarterly assessment and reallocation
04/28/2015
$
(534,653)
$
1,385,792 Updated due to quarterly assessment and reallocation
06/25/2015
$
(128,282)
$
1,257,510 Updated due to quarterly assessment and reallocation
09/28/2015
$
(172,975)
$
1,084,535 Updated due to quarterly assessment and reallocation
12/28/2015
$
(128,015)
$
956,520 Updated due to quarterly assessment and reallocation
02/25/2016
$
(381,987)
$
574,533 Reallocation due to MHA program deobligation
03/28/2016
$
(8,288)
$
566,245 Updated due to quarterly assessment and reallocation
05/31/2016
$
(64,892)
$
501,353 Updated due to quarterly assessment and reallocation
06/27/2016
$
(39,707)
$
461,646 Updated due to quarterly assessment and reallocation
07/27/2016
$
(39,719)
$
421,927 Updated due to quarterly assessment and reallocation
09/28/2016
9,430,000 N/A
7,252,769 Updated due to quarterly assessment and reallocation
$
$
06/26/2014
$
$
(13)
03/26/2014
Financial Instrument for Home Loan Modifications
(11)
$
12/23/2013
Purchase
7,252,780 Updated portfolio data from servicer
$
09/27/2013
ID
1,400,000 Updated portfolio data from servicer
$
06/27/2013
Boise
$
5,852,780
03/25/2013
12/04/2009
(1,560,000)
$
12/27/2012
Idaho Housing and Finance
Association
$
09/27/2012
760,000 N/A
2,960,000 Updated portfolio data from servicer
06/28/2012
$
4,430,000 Updated portfolio data from servicer/additional program initial cap
$
06/29/2011
Financial Instrument for Home Loan Modifications
$
(1,470,000)
03/30/2011
Purchase
200,000
$
01/06/2011
MA
$
09/30/2010
Fitchburg
(1,450,512)
07/14/2010
IC Federal Credit Union
1,450,512 Updated due to quarterly assessment and reallocation
$
05/12/2010
6
10/23/2009
$
03/26/2010
870,000 N/A
(17)
06/28/2012
$
1,450,529 Updated due to quarterly assessment and reallocation
$
06/29/2011
Financial Instrument for Home Loan Modifications
1,450,552 Updated due to quarterly assessment and reallocation
$
03/30/2011
Purchase
1,450,554 Updated due to quarterly assessment and reallocation
$
(23)
01/06/2011
FL
$
(2)
$
09/30/2010
Delray Beach
(2)
$
07/14/2010
IBM Southeast Employees' Federal
Credit Union
$
03/26/2010
07/10/2009
1,450,556 Updated portfolio data from servicer
09/30/2009
6
$
01/22/2010
4,230,000 N/A
850,556
12/30/2009
$
600,000 Updated portfolio data from servicer
$
04/13/2011
Financial Instrument for Home Loan Modifications
$
03/30/2011
Purchase
(1,870,000)
01/06/2011
FL
$
09/30/2010
Sarasota
$
07/14/2010
Iberiabank
$
03/26/2010
12/23/2009
$
09/21/2012
700,000 N/A
30,000
06/28/2012
$
(5,476)
06/29/2011
Financial Instrument for Home Loan Modifications
1,740,000
03/30/2011
Purchase
$
01/06/2011
IN
$
09/30/2010
Michigan City
$
07/14/2010
Horizon Bank, NA
01/22/2010
03/26/2010
12/16/2009
$
(71,882)
$
01/22/2010
$
440,000
$
03/26/2010
$
14,480,000
$
24,350,000 Updated portfolio data from servicer
05/26/2010
$
(24,200,000)
$
150,000 Updated portfolio data from servicer
07/14/2010
$
150,000
$
300,000 Updated portfolio data from servicer
09/30/2010
$
(9,889)
$
290,111 Updated portfolio data from servicer
06/29/2011
$
(3)
$
290,108 Updated due to quarterly assessment and reallocation
06/28/2012
$
(2)
$
290,106 Updated due to quarterly assessment and reallocation
09/27/2012
$
(6)
$
290,100 Updated due to quarterly assessment and reallocation
12/27/2012
$
(1)
$
290,099 Updated due to quarterly assessment and reallocation
03/25/2013
$
(3)
$
290,096 Updated due to quarterly assessment and reallocation
06/27/2013
$
(1)
$
290,095 Updated due to quarterly assessment and reallocation
12/23/2013
$
(747)
$
289,348 Updated due to quarterly assessment and reallocation
03/26/2014
$
(26)
$
289,322 Updated due to quarterly assessment and reallocation
06/26/2014
$
(314)
$
289,008 Updated due to quarterly assessment and reallocation
07/29/2014
$
(626)
$
288,382 Updated due to quarterly assessment and reallocation
09/29/2014
$
(226)
$
288,156 Updated due to quarterly assessment and reallocation
107,828 Updated due to quarterly assessment and reallocation
730,000 Updated portfolio data from servicer/additional program initial cap
2,470,000 Updated portfolio data from servicer
- Termination of SPA
25,502 Termination of SPA
48,589 Termination of SPA
800,000 Updated portfolio data from servicer/additional program initial cap
350,045 Updated due to quarterly assessment and reallocation
9,870,000 Updated portfolio data from servicer/additional program initial cap
92
12/29/2014
(6,934)
$
454,034 Updated due to quarterly assessment and reallocation
$
(19,392)
$
434,642 Updated due to quarterly assessment and reallocation
03/26/2010
$
(730,000)
$
230,000 Updated portfolio data from servicer
$
370,000
$
600,000 Updated portfolio data from servicer
$
200,000
$
800,000 Updated portfolio data from servicer/additional program initial cap
$
(364,833)
$
435,167 Updated portfolio data from servicer
$
100,000
$
535,167 Transfer of cap due to servicing transfer
$
(1)
$
535,166 Updated due to quarterly assessment and reallocation
$
(1)
$
535,165 Updated due to quarterly assessment and reallocation
$
(7)
$
535,158 Updated due to quarterly assessment and reallocation
$
(6)
$
535,152 Updated due to quarterly assessment and reallocation
$
(15)
$
535,137 Updated due to quarterly assessment and reallocation
$
(3)
$
535,134 Updated due to quarterly assessment and reallocation
$
(10)
$
535,124 Updated due to quarterly assessment and reallocation
$
(4)
$
535,120 Updated due to quarterly assessment and reallocation
$
(1)
$
535,119 Updated due to quarterly assessment and reallocation
12/23/2013
$
(2,242)
$
532,877 Updated due to quarterly assessment and reallocation
03/26/2014
$
(79)
$
532,798 Updated due to quarterly assessment and reallocation
06/26/2014
$
(930)
$
531,868 Updated due to quarterly assessment and reallocation
07/29/2014
$
(1,848)
$
530,020 Updated due to quarterly assessment and reallocation
09/29/2014
$
(610)
$
529,410 Updated due to quarterly assessment and reallocation
12/29/2014
$
(73,927)
$
455,483 Updated due to quarterly assessment and reallocation
03/26/2015
$
(27,803)
$
427,680 Updated due to quarterly assessment and reallocation
04/28/2015
$
(109,586)
$
318,094 Updated due to quarterly assessment and reallocation
06/25/2015
$
(25,989)
$
292,105 Updated due to quarterly assessment and reallocation
09/28/2015
$
(34,717)
$
257,388 Updated due to quarterly assessment and reallocation
12/28/2015
$
(25,693)
$
231,695 Updated due to quarterly assessment and reallocation
02/25/2016
$
(73,376)
$
158,319 Reallocation due to MHA program deobligation
03/28/2016
$
(1,533)
$
156,786 Updated due to quarterly assessment and reallocation
05/31/2016
$
(11,996)
$
144,790 Updated due to quarterly assessment and reallocation
06/27/2016
$
(7,166)
$
137,624 Updated due to quarterly assessment and reallocation
07/27/2016
$
(7,169)
$
09/28/2016
$
(12,537)
$
05/26/2010
$
120,000
$
28,160,000 Updated portfolio data from servicer/additional program initial cap
07/14/2010
$
(12,660,000)
$
15,500,000 Updated portfolio data from servicer
09/30/2010
$
100,000
$
15,600,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
(3,125,218)
$
12,474,782 Updated portfolio data from servicer
11/16/2010
$
800,000
$
13,274,782 Transfer of cap due to servicing transfer
01/06/2011
$
(20)
$
13,274,762 Updated due to quarterly assessment and reallocation
03/30/2011
$
(24)
$
13,274,738 Updated due to quarterly assessment and reallocation
06/29/2011
$
(221)
$
13,274,517 Updated due to quarterly assessment and reallocation
06/28/2012
$
(169)
$
13,274,348 Updated due to quarterly assessment and reallocation
09/27/2012
$
(465)
$
13,273,883 Updated due to quarterly assessment and reallocation
12/27/2012
$
(78)
$
13,273,805 Updated due to quarterly assessment and reallocation
03/25/2013
$
(297)
$
13,273,508 Updated due to quarterly assessment and reallocation
06/27/2013
$
(112)
$
13,273,396 Updated due to quarterly assessment and reallocation
07/16/2013
$
(10,000)
$
13,263,396 Transfer of cap due to servicing transfer
09/27/2013
$
(40)
$
13,263,356 Updated due to quarterly assessment and reallocation
11/14/2013
$
(60,000)
$
13,203,356 Updated due to quarterly assessment and reallocation
12/23/2013
$
(67,516)
$
13,135,840 Updated due to quarterly assessment and reallocation
03/26/2014
$
(2,373)
$
13,133,467 Updated due to quarterly assessment and reallocation
06/26/2014
$
(28,014)
$
13,105,453 Updated due to quarterly assessment and reallocation
07/29/2014
$
(55,640)
$
13,049,813 Updated due to quarterly assessment and reallocation
09/29/2014
$
(18,379)
$
13,031,434 Updated due to quarterly assessment and reallocation
12/29/2014
$
(2,226,283)
$
10,805,151 Updated due to quarterly assessment and reallocation
03/26/2015
$
(837,269)
$
9,967,882 Updated due to quarterly assessment and reallocation
04/02/2015
300,000 N/A
460,968 Updated due to quarterly assessment and reallocation
$
09/27/2013
$
$
06/27/2013
MO
(5,812)
03/25/2013
Kansas City
466,780 Updated due to quarterly assessment and reallocation
$
12/27/2012
James B. Nutter & Company
$
09/27/2012
Financial Instrument for Home Loan Modifications
(9,729)
06/28/2012
Purchase
476,509 Updated due to quarterly assessment and reallocation
$
06/29/2011
09/24/2010
$
03/30/2011
28,040,000 N/A
477,432 Reallocation due to MHA program deobligation
(923)
01/06/2011
$
514,210 Updated due to quarterly assessment and reallocation
$
$
11/16/2010
Financial Instrument for Home Loan Modifications
$
(36,778)
09/30/2010
Purchase
(6,174)
$
09/30/2010
TX
520,384 Updated due to quarterly assessment and reallocation
$
07/14/2010
Irving
$
09/28/2016
iServe Servicing, Inc.
(1,297)
07/27/2016
03/05/2010
521,681 Updated due to quarterly assessment and reallocation
$
06/27/2016
960,000 N/A
$
05/31/2016
$
(35)
03/28/2016
Financial Instrument for Home Loan Modifications
521,716 Updated due to quarterly assessment and reallocation
$
02/25/2016
Purchase
262,168 Updated due to quarterly assessment and reallocation
$
12/28/2015
CA
269,304 Updated due to quarterly assessment and reallocation
$
259,548
09/28/2015
San Diego
$
(7,136)
$
06/25/2015
iServe Residential Lending, LLC
(18,852)
$
04/28/2015
01/29/2010
$
03/26/2015
$
(9,967,882)
09/30/2010
$
135,167
$
435,167 Updated portfolio data from servicer
01/06/2011
$
(1)
$
435,166 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
435,165 Updated due to quarterly assessment and reallocation
06/29/2011
$
(6)
$
435,159 Updated due to quarterly assessment and reallocation
06/28/2012
$
(4)
$
435,155 Updated due to quarterly assessment and reallocation
09/27/2012
$
(12)
$
435,143 Updated due to quarterly assessment and reallocation
12/27/2012
$
(2)
$
435,141 Updated due to quarterly assessment and reallocation
03/25/2013
$
(8)
$
435,133 Updated due to quarterly assessment and reallocation
06/27/2013
$
(3)
$
435,130 Updated due to quarterly assessment and reallocation
130,455 Updated due to quarterly assessment and reallocation
117,918 Updated due to quarterly assessment and reallocation
- Termination of SPA
93
09/27/2013
432,625 Updated due to quarterly assessment and reallocation
$
(1,423)
$
431,202 Updated due to quarterly assessment and reallocation
$
(470)
$
430,732 Updated due to quarterly assessment and reallocation
$
(56,939)
$
373,793 Updated due to quarterly assessment and reallocation
$
(21,414)
$
352,379 Updated due to quarterly assessment and reallocation
$
(84,403)
$
267,976 Updated due to quarterly assessment and reallocation
06/25/2015
$
(20,017)
$
247,959 Updated due to quarterly assessment and reallocation
09/28/2015
$
(26,739)
$
221,220 Updated due to quarterly assessment and reallocation
12/28/2015
$
(19,789)
$
201,431 Updated due to quarterly assessment and reallocation
02/25/2016
$
(56,514)
$
144,917 Reallocation due to MHA program deobligation
03/28/2016
$
(1,180)
$
143,737 Updated due to quarterly assessment and reallocation
05/31/2016
$
(9,240)
$
134,497 Updated due to quarterly assessment and reallocation
06/27/2016
$
(5,519)
$
128,978 Updated due to quarterly assessment and reallocation
07/27/2016
$
(4,874)
$
124,104 Updated due to quarterly assessment and reallocation
09/28/2016
2,699,720,000 N/A
$
04/28/2015
$
(716)
03/26/2015
Financial Instrument for Home Loan Modifications
433,341 Updated due to quarterly assessment and reallocation
$
12/29/2014
Purchase
433,402 Updated due to quarterly assessment and reallocation
$
09/29/2014
TX
435,129 Updated due to quarterly assessment and reallocation
$
(61)
07/29/2014
Lewisville
$
(1,727)
$
06/26/2014
JP Morgan Chase Bank, NA
(1)
$
03/26/2014
07/31/2009
$
12/23/2013
$
(3,166)
$
09/30/2009
$
(14,850,000)
$
2,684,870,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
1,178,180,000
$
3,863,050,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
1,006,580,000
$
4,869,630,000 Updated portfolio data from servicer/additional program initial cap
07/14/2010
$
(1,934,230,000)
$
2,935,400,000 Updated portfolio data from servicer
09/30/2010
$
72,400,000
$
3,007,800,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
215,625,536
$
3,223,425,536 Updated portfolio data from servicer
01/06/2011
$
(3,636)
$
3,223,421,900 Updated due to quarterly assessment and reallocation
03/16/2011
$
(100,000)
$
3,223,321,900 Transfer of cap due to servicing transfer
03/30/2011
$
(3,999)
$
3,223,317,901 Updated due to quarterly assessment and reallocation
04/13/2011
$
(200,000)
$
3,223,117,901 Transfer of cap due to servicing transfer
05/13/2011
$
122,700,000
$
3,345,817,901 Transfer of cap due to servicing transfer
06/29/2011
$
(34,606)
$
3,345,783,295 Updated due to quarterly assessment and reallocation
07/14/2011
$
600,000
$
3,346,383,295 Transfer of cap due to servicing transfer
08/16/2011
$
(400,000)
$
3,345,983,295 Transfer of cap due to servicing transfer
09/15/2011
$
(100,000)
$
3,345,883,295 Transfer of cap due to servicing transfer
10/14/2011
$
200,000
$
3,346,083,295 Transfer of cap due to servicing transfer
10/19/2011
$
519,211,309
$
3,865,294,604 Transfer of cap due to servicing transfer
11/16/2011
$
(2,800,000)
$
3,862,494,604 Transfer of cap due to servicing transfer
01/13/2012
$
(100,000)
$
3,862,394,604 Transfer of cap due to servicing transfer
02/16/2012
$
(100,000)
$
3,862,294,604 Transfer of cap due to servicing transfer
05/16/2012
$
(126,080,000)
$
3,736,214,604 Transfer of cap due to servicing transfer
06/14/2012
$
(1,620,000)
$
3,734,594,604 Transfer of cap due to servicing transfer
06/28/2012
$
(16,192)
$
3,734,578,412 Updated due to quarterly assessment and reallocation
07/16/2012
$
(2,300,000)
$
3,732,278,412 Transfer of cap due to servicing transfer
08/16/2012
$
(20,000)
$
3,732,258,412 Transfer of cap due to servicing transfer
09/27/2012
$
(37,341)
$
3,732,221,071 Updated due to quarterly assessment and reallocation
10/16/2012
$
(1,130,000)
$
3,731,091,071 Transfer of cap due to servicing transfer
11/15/2012
$
(3,770,000)
$
3,727,321,071 Transfer of cap due to servicing transfer
12/14/2012
$
(180,000)
$
3,727,141,071 Transfer of cap due to servicing transfer
12/27/2012
$
(4,535)
$
3,727,136,536 Updated due to quarterly assessment and reallocation
01/16/2013
$
(60,000)
$
3,727,076,536 Transfer of cap due to servicing transfer
02/14/2013
$
(520,000)
$
3,726,556,536 Transfer of cap due to servicing transfer
03/14/2013
$
(90,000)
$
3,726,466,536 Transfer of cap due to servicing transfer
03/25/2013
$
(14,310)
$
3,726,452,226 Updated due to quarterly assessment and reallocation
04/16/2013
$
(110,000)
$
3,726,342,226 Transfer of cap due to servicing transfer
05/16/2013
$
(120,000)
$
3,726,222,226 Transfer of cap due to servicing transfer
06/14/2013
$
(50,000)
$
3,726,172,226 Transfer of cap due to servicing transfer
06/27/2013
$
(3,778)
$
3,726,168,448 Updated due to quarterly assessment and reallocation
07/16/2013
$
(103,240,000)
$
3,622,928,448 Transfer of cap due to servicing transfer
08/15/2013
$
(20,000)
$
3,622,908,448 Transfer of cap due to servicing transfer
09/16/2013
$
(99,960,000)
$
3,522,948,448 Transfer of cap due to servicing transfer
09/27/2013
$
(724)
$
3,522,947,724 Updated due to quarterly assessment and reallocation
10/15/2013
$
(77,990,000)
$
3,444,957,724 Transfer of cap due to servicing transfer
11/14/2013
$
(15,610,000)
$
3,429,347,724 Transfer of cap due to servicing transfer
12/16/2013
$
(50,000)
$
3,429,297,724 Transfer of cap due to servicing transfer
12/23/2013
$
(840,396)
$
3,428,457,328 Updated due to quarterly assessment and reallocation
01/16/2014
$
(5,790,000)
$
3,422,667,328 Transfer of cap due to servicing transfer
02/13/2014
$
(52,670,000)
$
3,369,997,328 Transfer of cap due to servicing transfer
03/14/2014
$
(3,730,000)
$
3,366,267,328 Transfer of cap due to servicing transfer
03/26/2014
$
(21,412)
$
3,366,245,916 Updated due to quarterly assessment and reallocation
04/16/2014
$
(14,000,000)
$
3,352,245,916 Transfer of cap due to servicing transfer
05/15/2014
$
(18,970,000)
$
3,333,275,916 Transfer of cap due to servicing transfer
06/16/2014
$
(30,170,000)
$
3,303,105,916 Transfer of cap due to servicing transfer
06/26/2014
$
(101,752)
$
3,303,004,164 Updated due to quarterly assessment and reallocation
07/16/2014
$
(12,980,000)
$
3,290,024,164 Transfer of cap due to servicing transfer
07/29/2014
$
(154,293)
$
3,289,869,871 Updated due to quarterly assessment and reallocation
08/14/2014
$
(7,180,000)
$
3,282,689,871 Transfer of cap due to servicing transfer
09/16/2014
$
(9,640,000)
$
3,273,049,871 Transfer of cap due to servicing transfer
120,938 Updated due to quarterly assessment and reallocation
94
09/29/2014
3,257,691,783 Transfer of cap due to servicing transfer
$
549,933,107
$
3,807,624,890 Updated due to quarterly assessment and reallocation
$
(10,720,000)
$
3,796,904,890 Transfer of cap due to servicing transfer
$
(4,030,000)
$
3,792,874,890 Transfer of cap due to servicing transfer
$
(47,020,000)
$
3,745,854,890 Transfer of cap due to servicing transfer
$
40,703,961
$
3,786,558,851 Updated due to quarterly assessment and reallocation
04/16/2015
$
(3,010,000)
$
3,783,548,851 Transfer of cap due to servicing transfer
04/28/2015
$
332,660,757
$
4,116,209,608 Updated due to quarterly assessment and reallocation
05/14/2015
$
(8,210,000)
$
4,107,999,608 Transfer of cap due to servicing transfer
06/16/2015
$
(14,130,000)
$
4,093,869,608 Transfer of cap due to servicing transfer
06/25/2015
$
40,588,882
$
4,134,458,490 Updated due to quarterly assessment and reallocation
07/16/2015
$
(17,520,000)
$
4,116,938,490 Transfer of cap due to servicing transfer
08/14/2015
$
(10,000)
$
4,116,928,490 Transfer of cap due to servicing transfer
09/16/2015
$
760,000
$
4,117,688,490 Transfer of cap due to servicing transfer
09/28/2015
$
27,225,885
$
4,144,914,375 Updated due to quarterly assessment and reallocation
10/15/2015
$
(7,740,000)
$
4,137,174,375 Transfer of cap due to servicing transfer
11/16/2015
$
(6,050,000)
$
4,131,124,375 Transfer of cap due to servicing transfer
12/16/2015
$
(1,730,000)
$
4,129,394,375 Transfer of cap due to servicing transfer
12/28/2015
$
37,401,098
$
4,166,795,473 Updated due to quarterly assessment and reallocation
01/14/2016
$
(36,700,000)
$
4,130,095,473 Transfer of cap due to servicing transfer
02/16/2016
$
(200,000)
$
4,129,895,473 Transfer of cap due to servicing transfer
02/25/2016
$
(132,520,607)
$
3,997,374,866 Reallocation due to MHA program deobligation
03/16/2016
$
(9,320,000)
$
3,988,054,866 Transfer of cap due to servicing transfer
03/28/2016
$
(2,278,595)
$
3,985,776,271 Updated due to quarterly assessment and reallocation
04/14/2016
$
(10,440,000)
$
3,975,336,271 Transfer of cap due to servicing transfer
05/16/2016
$
(6,730,000)
$
3,968,606,271 Transfer of cap due to servicing transfer
05/31/2016
$
(9,933,223)
$
3,958,673,048 Updated due to quarterly assessment and reallocation
06/16/2016
$
(12,340,000)
$
3,946,333,048 Transfer of cap due to servicing transfer
06/27/2016
$
(2,835,363)
$
3,943,497,685 Updated due to quarterly assessment and reallocation
07/14/2016
$
(4,110,000)
$
3,939,387,685 Transfer of cap due to servicing transfer
07/27/2016
$
(948,157)
$
3,938,439,528 Updated due to quarterly assessment and reallocation
08/16/2016
$
(3,580,000)
$
3,934,859,528 Transfer of cap due to servicing transfer
09/15/2016
$
(14,270,000)
$
3,920,589,528 Transfer of cap due to servicing transfer
09/28/2016
3
$
03/26/2015
- N/A
(4,800,000)
03/16/2015
Financial Instrument for Home Loan Modifications
3,262,491,783 Transfer of cap due to servicing transfer
$
02/13/2015
Purchase
3,272,641,783 Transfer of cap due to servicing transfer
$
01/15/2015
CA
3,273,031,783 Updated due to quarterly assessment and reallocation
$
(10,150,000)
12/29/2014
Orange
$
(390,000)
$
12/16/2014
Kondaur Capital Corporation
(18,088)
$
11/14/2014
11/15/2012
$
10/16/2014
$
15,375,281
$
3,935,964,809 Updated due to quarterly assessment and reallocation
11/15/2012
$
30,000
$
30,000 Transfer of cap due to servicing transfer
12/14/2012
$
70,000
$
100,000 Transfer of cap due to servicing transfer
01/16/2013
$
(10,000)
$
90,000 Transfer of cap due to servicing transfer
02/14/2013
$
(10,000)
$
04/16/2013
$
(10,000)
$
70,000 Transfer of cap due to servicing transfer
05/16/2013
$
130,000
$
200,000 Transfer of cap due to servicing transfer
06/14/2013
$
(50,000)
$
150,000 Transfer of cap due to servicing transfer
07/16/2013
$
(20,000)
$
12/23/2013
$
(155)
$
03/14/2014
$
2,240,000
$
2,369,845 Transfer of cap due to servicing transfer
03/26/2014
$
(373)
$
2,369,472 Updated due to quarterly assessment and reallocation
06/26/2014
$
(4,497)
$
2,364,975 Updated due to quarterly assessment and reallocation
07/29/2014
$
(8,932)
$
2,356,043 Updated due to quarterly assessment and reallocation
09/16/2014
$
(40,000)
$
2,316,043 Transfer of cap due to servicing transfer
09/29/2014
$
(2,954)
$
2,313,089 Updated due to quarterly assessment and reallocation
11/14/2014
$
(340,000)
$
1,973,089 Transfer of cap due to servicing transfer
12/16/2014
$
(50,000)
$
1,923,089 Transfer of cap due to servicing transfer
12/29/2014
$
(296,094)
$
1,626,995 Updated due to quarterly assessment and reallocation
01/15/2015
$
(100,000)
$
1,526,995 Transfer of cap due to servicing transfer
02/13/2015
$
(20,000)
$
1,506,995 Transfer of cap due to servicing transfer
03/26/2015
$
(92,587)
$
1,414,408 Updated due to quarterly assessment and reallocation
04/16/2015
$
6,360,000
$
7,774,408 Transfer of cap due to servicing transfer
04/28/2015
$
(2,372,693)
$
5,401,715 Updated due to quarterly assessment and reallocation
05/14/2015
$
(430,000)
$
4,971,715 Transfer of cap due to servicing transfer
06/16/2015
$
(240,000)
$
4,731,715 Transfer of cap due to servicing transfer
06/25/2015
$
(505,871)
$
4,225,844 Updated due to quarterly assessment and reallocation
07/16/2015
$
(30,000)
$
4,195,844 Transfer of cap due to servicing transfer
08/14/2015
$
(160,000)
$
4,035,844 Transfer of cap due to servicing transfer
09/16/2015
$
(20,000)
$
4,015,844 Transfer of cap due to servicing transfer
09/28/2015
$
(647,986)
$
3,367,858 Updated due to quarterly assessment and reallocation
10/15/2015
$
170,000
$
3,537,858 Transfer of cap due to servicing transfer
11/16/2015
$
(260,000)
$
3,277,858 Transfer of cap due to servicing transfer
12/16/2015
$
460,000
$
3,737,858 Transfer of cap due to servicing transfer
12/28/2015
$
(546,139)
$
3,191,719 Updated due to quarterly assessment and reallocation
01/14/2016
$
50,000
$
3,241,719 Transfer of cap due to servicing transfer
02/25/2016
$
(1,600,422)
$
1,641,297 Reallocation due to MHA program deobligation
03/16/2016
$
(1,350,000)
$
291,297 Transfer of cap due to servicing transfer
03/28/2016
$
42,705
$
334,002 Updated due to quarterly assessment and reallocation
04/14/2016
$
(50,000)
$
284,002 Transfer of cap due to servicing transfer
80,000 Transfer of cap due to servicing transfer
130,000 Transfer of cap due to servicing transfer
129,845 Updated due to quarterly assessment and reallocation
95
05/16/2016
$
270,000 Updated portfolio data from servicer
(70,000)
$
200,000 Updated portfolio data from servicer
$
90,111
$
290,111 Updated portfolio data from servicer
$
(3)
$
290,108 Updated due to quarterly assessment and reallocation
$
(2)
$
290,106 Updated due to quarterly assessment and reallocation
$
(7)
$
290,099 Updated due to quarterly assessment and reallocation
$
(1)
$
290,098 Updated due to quarterly assessment and reallocation
$
(4)
$
290,094 Updated due to quarterly assessment and reallocation
$
(2)
$
290,092 Updated due to quarterly assessment and reallocation
$
(1)
$
290,091 Updated due to quarterly assessment and reallocation
$
(979)
$
289,112 Updated due to quarterly assessment and reallocation
$
(34)
$
289,078 Updated due to quarterly assessment and reallocation
$
(406)
$
288,672 Updated due to quarterly assessment and reallocation
$
(807)
$
287,865 Updated due to quarterly assessment and reallocation
$
(267)
$
287,598 Updated due to quarterly assessment and reallocation
$
(26,057)
$
261,541 Updated due to quarterly assessment and reallocation
$
(9,806)
$
251,735 Updated due to quarterly assessment and reallocation
$
(17,748)
$
233,987 Updated due to quarterly assessment and reallocation
06/25/2015
$
(4,963)
$
229,024 Updated due to quarterly assessment and reallocation
09/28/2015
$
(6,649)
$
222,375 Updated due to quarterly assessment and reallocation
12/28/2015
$
(4,972)
$
217,403 Updated due to quarterly assessment and reallocation
02/25/2016
$
(23,766)
$
193,637 Reallocation due to MHA program deobligation
03/28/2016
$
(342)
$
193,295 Updated due to quarterly assessment and reallocation
05/31/2016
$
(3,960)
$
189,335 Updated due to quarterly assessment and reallocation
06/27/2016
$
(2,382)
$
186,953 Updated due to quarterly assessment and reallocation
07/27/2016
$
(3,503)
$
183,450 Updated due to quarterly assessment and reallocation
09/28/2016
$
(6,167)
$
177,283 Updated due to quarterly assessment and reallocation
09/30/2009
$
150,000
$
250,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
130,000
$
380,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
50,000
$
430,000 Updated portfolio data from servicer
07/14/2010
$
(30,000)
$
400,000 Updated portfolio data from servicer
09/30/2010
$
35,167
$
435,167 Updated portfolio data from servicer
01/06/2011
$
(1)
$
435,166 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
435,165 Updated due to quarterly assessment and reallocation
06/29/2011
$
(6)
$
435,159 Updated due to quarterly assessment and reallocation
06/28/2012
$
(4)
$
435,155 Updated due to quarterly assessment and reallocation
6
08/23/2012
$
(424,504)
$
10,651 Termination of SPA
3
06/16/2014
$
40,000
$
40,000 Transfer of cap due to servicing transfer
09/16/2014
$
20,000
$
07/14/2016
Financial Instrument for Home Loan Modifications
20,000
$
04/28/2015
Purchase
250,000 Updated portfolio data from servicer/additional program initial cap
$
03/26/2015
CO
$
12/29/2014
Glendale
(350,000)
09/29/2014
LenderLive Network, Inc
600,000 Updated portfolio data from servicer/additional program initial cap
$
07/29/2014
01/16/2014
$
06/26/2014
Financial Instrument for Home Loan Modifications
180,000
03/26/2014
Purchase
$
12/23/2013
CA
671,394 Updated due to quarterly assessment and reallocation
09/30/2009
09/27/2013
Concord
$
06/27/2013
Land/Home Financial Services, Inc.
674,955 Transfer of cap due to servicing transfer
(3,561)
03/25/2013
06/16/2014
664,955 Transfer of cap due to servicing transfer
$
$
12/27/2012
$
$
10,000
09/27/2012
Financial Instrument for Home Loan Modifications
(30,000)
$
06/28/2012
Purchase
694,955 Updated due to quarterly assessment and reallocation
$
06/29/2011
OH
$
09/30/2010
Mentor
128,027
07/14/2010
Lake National Bank
566,928 Transfer of cap due to servicing transfer
$
03/26/2010
07/10/2009
$
12/30/2009
$
(30,000)
09/28/2016
Financial Instrument for Home Loan Modifications
596,928 Updated due to quarterly assessment and reallocation
$
09/15/2016
Purchase
519,061 Updated due to quarterly assessment and reallocation
$
08/16/2016
IN
234,002 Transfer of cap due to servicing transfer
$
77,867
07/27/2016
Warsaw
$
285,059
$
07/14/2016
Lake City Bank
(50,000)
$
06/27/2016
08/05/2009
$
05/31/2016
$
10,000
$
70,000 Transfer of cap due to servicing transfer
01/16/2014
$
100,000
$
100,000 Transfer of cap due to servicing transfer
03/14/2014
$
10,000
$
110,000 Transfer of cap due to servicing transfer
03/26/2014
$
(2)
$
109,998 Updated due to quarterly assessment and reallocation
05/15/2014
$
20,000
$
129,998 Transfer of cap due to servicing transfer
06/16/2014
$
80,000
$
209,998 Transfer of cap due to servicing transfer
06/26/2014
$
(236)
$
209,762 Updated due to quarterly assessment and reallocation
07/16/2014
$
140,000
$
349,762 Transfer of cap due to servicing transfer
07/29/2014
$
(1,069)
$
348,693 Updated due to quarterly assessment and reallocation
08/14/2014
$
60,000
$
408,693 Transfer of cap due to servicing transfer
09/29/2014
$
(438)
$
408,255 Updated due to quarterly assessment and reallocation
12/29/2014
$
(30,607)
$
377,648 Updated due to quarterly assessment and reallocation
03/26/2015
$
(11,543)
$
366,105 Updated due to quarterly assessment and reallocation
04/28/2015
$
(45,568)
$
320,537 Updated due to quarterly assessment and reallocation
06/25/2015
$
(10,869)
$
309,668 Updated due to quarterly assessment and reallocation
07/16/2015
$
10,000
$
319,668 Transfer of cap due to servicing transfer
09/28/2015
$
(16,383)
$
303,285 Updated due to quarterly assessment and reallocation
11/16/2015
$
10,000
$
313,285 Transfer of cap due to servicing transfer
12/28/2015
$
(13,791)
$
299,494 Updated due to quarterly assessment and reallocation
02/16/2016
$
360,000
$
659,494 Transfer of cap due to servicing transfer
02/25/2016
$
(251,560)
$
407,934 Reallocation due to MHA program deobligation
03/16/2016
$
20,000
$
427,934 Transfer of cap due to servicing transfer
03/28/2016
$
(5,780)
$
422,154 Updated due to quarterly assessment and reallocation
04/14/2016
$
(70,000)
$
352,154 Transfer of cap due to servicing transfer
05/31/2016
$
(45,497)
$
306,657 Updated due to quarterly assessment and reallocation
06/27/2016
$
(27,179)
$
279,478 Updated due to quarterly assessment and reallocation
07/27/2016
$
(27,187)
$
252,291 Updated due to quarterly assessment and reallocation
420,000 N/A
100,000 N/A
- N/A
- N/A
3
60,000 Transfer of cap due to servicing transfer
96
09/28/2016
(245)
$
1,443,208 Updated due to quarterly assessment and reallocation
$
(2,887)
$
1,440,321 Updated due to quarterly assessment and reallocation
$
(5,734)
$
1,434,587 Updated due to quarterly assessment and reallocation
$
(1,894)
$
1,432,693 Updated due to quarterly assessment and reallocation
$
(229,437)
$
1,203,256 Updated due to quarterly assessment and reallocation
$
(86,288)
$
1,116,968 Updated due to quarterly assessment and reallocation
$
(340,104)
$
776,864 Updated due to quarterly assessment and reallocation
$
(80,659)
$
696,205 Updated due to quarterly assessment and reallocation
$
(107,746)
$
588,459 Updated due to quarterly assessment and reallocation
$
(79,741)
$
508,718 Updated due to quarterly assessment and reallocation
$
(227,724)
$
280,994 Reallocation due to MHA program deobligation
$
(4,757)
$
276,237 Updated due to quarterly assessment and reallocation
$
(37,231)
$
239,006 Updated due to quarterly assessment and reallocation
$
(22,241)
$
216,765 Updated due to quarterly assessment and reallocation
$
(22,248)
$
194,517 Updated due to quarterly assessment and reallocation
$
(38,907)
$
12/16/2014
$
10,000
$
09/30/2009
$
313,050,000
$
1,087,950,000 Updated portfolio data from servicer/additional program initial cap
$
275,370,000
$
1,363,320,000 Updated portfolio data from servicer/additional program initial cap
$
278,910,000
$
1,642,230,000 Updated portfolio data from servicer
$
(474,730,000)
$
1,167,500,000 Updated portfolio data from servicer
$
(700,000)
$
1,166,800,000 Transfer of cap due to servicing transfer
$
(1,000,000)
$
1,165,800,000 Transfer of cap due to servicing transfer
$
(115,017,236)
$
1,050,782,764 Updated portfolio data from servicer
10/15/2010
$
(800,000)
$
1,049,982,764 Transfer of cap due to servicing transfer
12/15/2010
$
800,000
$
1,050,782,764 Transfer of cap due to servicing transfer
01/06/2011
$
(1,286)
$
1,050,781,478 Updated due to quarterly assessment and reallocation
03/16/2011
$
8,800,000
$
1,059,581,478 Transfer of cap due to servicing transfer
03/30/2011
$
(1,470)
$
1,059,580,008 Updated due to quarterly assessment and reallocation
04/13/2011
$
(3,300,000)
$
1,056,280,008 Transfer of cap due to servicing transfer
05/13/2011
$
(300,000)
$
1,055,980,008 Transfer of cap due to servicing transfer
06/16/2011
$
(700,000)
$
1,055,280,008 Transfer of cap due to servicing transfer
06/29/2011
$
(13,097)
$
1,055,266,911 Updated due to quarterly assessment and reallocation
07/14/2011
$
(200,000)
$
1,055,066,911 Transfer of cap due to servicing transfer
09/15/2011
$
(2,900,000)
$
1,052,166,911 Transfer of cap due to servicing transfer
10/14/2011
$
(300,000)
$
1,051,866,911 Transfer of cap due to servicing transfer
11/16/2011
$
(500,000)
$
1,051,366,911 Transfer of cap due to servicing transfer
12/15/2011
$
(2,600,000)
$
1,048,766,911 Transfer of cap due to servicing transfer
01/13/2012
$
(194,800,000)
$
853,966,911 Transfer of cap due to servicing transfer
02/16/2012
$
(400,000)
$
853,566,911 Transfer of cap due to servicing transfer
06/28/2012
$
(9,728)
$
853,557,183 Updated due to quarterly assessment and reallocation
08/16/2012
$
(7,990,000)
$
845,567,183 Transfer of cap due to servicing transfer
09/27/2012
$
(26,467)
$
845,540,716 Updated due to quarterly assessment and reallocation
12/27/2012
$
(4,466)
$
845,536,250 Updated due to quarterly assessment and reallocation
03/25/2013
$
(16,922)
$
845,519,328 Updated due to quarterly assessment and reallocation
06/27/2013
$
(6,386)
$
845,512,942 Updated due to quarterly assessment and reallocation
09/27/2013
$
(2,289)
$
845,510,653 Updated due to quarterly assessment and reallocation
12/16/2013
$
(60,000)
$
845,450,653 Transfer of cap due to servicing transfer
12/23/2013
$
(3,864,503)
$
841,586,150 Updated due to quarterly assessment and reallocation
01/16/2014
12
1,443,453 Updated due to quarterly assessment and reallocation
$
09/30/2010
700,000 N/A
1,450,411 Updated due to quarterly assessment and reallocation
$
09/15/2010
$
$
(6,958)
08/13/2010
Financial Instrument for Home Loan Modifications
(4)
$
07/14/2010
Purchase
1,450,415 Updated due to quarterly assessment and reallocation
$
03/26/2010
NM
$
12/30/2009
Los Alamos
(11)
09/28/2016
Los Alamos National Bank
1,450,426 Updated due to quarterly assessment and reallocation
$
07/27/2016
11/06/2009
$
06/27/2016
3
(30)
05/31/2016
- N/A
1,450,456 Updated due to quarterly assessment and reallocation
$
03/28/2016
774,900,000 N/A
$
02/25/2016
$
1,450,464 Updated due to quarterly assessment and reallocation
(8)
12/28/2015
Financial Instrument for Home Loan Modifications
1,450,512 Updated due to quarterly assessment and reallocation
$
$
09/28/2015
Purchase
$
(48)
06/25/2015
TX
(17)
$
04/28/2015
OH
1,450,529 Updated due to quarterly assessment and reallocation
$
03/26/2015
Houston
1,450,552 Updated due to quarterly assessment and reallocation
$
12/29/2014
Wilmington
$
(23)
09/29/2014
Litton Loan Servicing, LP
(2)
$
07/29/2014
Liberty Savings Bank, FSB
$
06/26/2014
08/12/2009
1,450,554 Updated due to quarterly assessment and reallocation
03/26/2014
Financial Instrument for Home Loan Modifications
1,450,556 Updated portfolio data from servicer
$
12/23/2013
Purchase
$
09/27/2013
12/16/2014
$
06/27/2013
1,000,000 N/A
(2)
03/25/2013
$
450,556
12/27/2012
Financial Instrument for Home Loan Modifications
(47,546)
09/27/2012
Purchase
$
06/28/2012
LA
$
06/29/2011
New Orleans
$
03/30/2011
Liberty Bank and Trust Co
09/30/2010
01/06/2011
09/30/2010
$
(30,000)
$
841,556,150 Transfer of cap due to servicing transfer
01/31/2014
$
(765,231,390)
$
01/22/2010
$
40,000
$
03/26/2010
$
50,000
$
790,000 Updated portfolio data from servicer
07/14/2010
$
1,310,000
$
2,100,000 Updated portfolio data from servicer
09/30/2010
$
75,834
$
2,175,834 Updated portfolio data from servicer
01/06/2011
$
(3)
$
2,175,831 Updated due to quarterly assessment and reallocation
03/30/2011
$
(4)
$
2,175,827 Updated due to quarterly assessment and reallocation
06/29/2011
$
(35)
$
2,175,792 Updated due to quarterly assessment and reallocation
06/28/2012
$
(26)
$
2,175,766 Updated due to quarterly assessment and reallocation
09/27/2012
$
(70)
$
2,175,696 Updated due to quarterly assessment and reallocation
12/27/2012
$
(12)
$
2,175,684 Updated due to quarterly assessment and reallocation
03/25/2013
$
(45)
$
2,175,639 Updated due to quarterly assessment and reallocation
06/27/2013
$
(17)
$
2,175,622 Updated due to quarterly assessment and reallocation
09/27/2013
$
(6)
$
2,175,616 Updated due to quarterly assessment and reallocation
204,745 Updated due to quarterly assessment and reallocation
155,610 Updated due to quarterly assessment and reallocation
10,000 Transfer of cap due to servicing transfer
76,324,760 Termination of SPA
740,000 Updated portfolio data from servicer/additional program initial cap
97
12/23/2013
$
1,377,372 Updated due to quarterly assessment and reallocation
$
(83,233)
$
1,294,139 Updated due to quarterly assessment and reallocation
$
(111,184)
$
1,182,955 Updated due to quarterly assessment and reallocation
$
(82,285)
$
1,100,670 Updated due to quarterly assessment and reallocation
$
(266,057)
$
834,613 Reallocation due to MHA program deobligation
$
(5,558)
$
829,055 Updated due to quarterly assessment and reallocation
$
(47,268)
$
781,787 Updated due to quarterly assessment and reallocation
$
(27,327)
$
754,460 Updated due to quarterly assessment and reallocation
$
(28,475)
$
$
(57,411)
$
09/30/2010
$
315,389
$
1,015,389 Updated portfolio data from servicer
01/06/2011
$
(1)
$
1,015,388 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
1,015,387 Updated due to quarterly assessment and reallocation
06/29/2011
$
(11)
$
1,015,376 Updated due to quarterly assessment and reallocation
06/28/2012
$
(11)
$
1,015,365 Updated due to quarterly assessment and reallocation
09/27/2012
$
(30)
$
1,015,335 Updated due to quarterly assessment and reallocation
12/27/2012
$
(5)
$
1,015,330 Updated due to quarterly assessment and reallocation
03/25/2013
$
(20)
$
1,015,310 Updated due to quarterly assessment and reallocation
06/27/2013
$
(7)
$
1,015,303 Updated due to quarterly assessment and reallocation
09/27/2013
$
(3)
$
1,015,300 Updated due to quarterly assessment and reallocation
12/23/2013
$
(4,381)
$
1,010,919 Updated due to quarterly assessment and reallocation
02/13/2014
$
1,280,000
$
2,290,919 Transfer of cap due to servicing transfer
03/26/2014
$
125,146
$
2,416,065 Updated due to quarterly assessment and reallocation
04/16/2014
$
20,000
$
2,436,065 Transfer of cap due to servicing transfer
05/15/2014
$
80,000
$
2,516,065 Transfer of cap due to servicing transfer
06/16/2014
$
140,000
$
2,656,065 Transfer of cap due to servicing transfer
06/26/2014
$
230,716
$
2,886,781 Updated due to quarterly assessment and reallocation
07/29/2014
$
688,320
$
3,575,101 Updated due to quarterly assessment and reallocation
08/14/2014
$
2,310,000
$
5,885,101 Transfer of cap due to servicing transfer
09/16/2014
$
20,000
$
5,905,101 Transfer of cap due to servicing transfer
09/29/2014
$
1,468,864
$
7,373,965 Updated due to quarterly assessment and reallocation
11/14/2014
$
60,000
$
12/29/2014
$
5,916,728
$
13,350,693 Updated due to quarterly assessment and reallocation
03/26/2015
$
3,793,179
$
17,143,872 Updated due to quarterly assessment and reallocation
04/28/2015
$
(253,976)
$
16,889,896 Updated due to quarterly assessment and reallocation
06/25/2015
$
2,727,797
$
19,617,693 Updated due to quarterly assessment and reallocation
09/28/2015
$
4,943,712
$
24,561,405 Updated due to quarterly assessment and reallocation
11/16/2015
$
830,000
$
25,391,405 Transfer of cap due to servicing transfer
12/16/2015
$
20,000
$
25,411,405 Transfer of cap due to servicing transfer
12/28/2015
$
(112,429)
$
25,298,976 Updated due to quarterly assessment and reallocation
02/16/2016
$
1,180,000
$
26,478,976 Transfer of cap due to servicing transfer
02/25/2016
$
(2,303,668)
$
24,175,308 Reallocation due to MHA program deobligation
03/28/2016
$
(44,805)
$
24,130,503 Updated due to quarterly assessment and reallocation
05/16/2016
$
10,000
$
24,140,503 Transfer of cap due to servicing transfer
05/31/2016
$
448,012
$
24,588,515 Updated due to quarterly assessment and reallocation
06/27/2016
$
1,299,823
$
25,888,338 Updated due to quarterly assessment and reallocation
07/27/2016
$
(13,882)
$
25,874,456 Updated due to quarterly assessment and reallocation
09/28/2016
1,400,000 N/A
1,728,224 Updated due to quarterly assessment and reallocation
(350,852)
09/28/2016
$
1,844,275 Updated due to quarterly assessment and reallocation
$
$
07/27/2016
Financial Instrument for Home Loan Modifications
$
(116,051)
06/27/2016
Purchase
(306,175)
$
05/31/2016
TN
2,150,450 Updated due to quarterly assessment and reallocation
$
03/28/2016
Germantown
$
02/25/2016
Magna Bank
(2,682)
12/28/2015
09/30/2010
2,153,132 Updated due to quarterly assessment and reallocation
$
09/28/2015
700,000 N/A
$
06/25/2015
$
(8,119)
04/28/2015
Financial Instrument for Home Loan Modifications
2,161,251 Updated due to quarterly assessment and reallocation
$
03/26/2015
Purchase
2,165,338 Updated due to quarterly assessment and reallocation
$
12/29/2014
NY
2,165,684 Updated due to quarterly assessment and reallocation
$
(4,087)
09/29/2014
Buffalo
$
(346)
$
07/29/2014
M&T Bank
(9,932)
$
06/26/2014
09/30/2010
$
03/26/2014
$
(280,484)
$
25,593,972 Updated due to quarterly assessment and reallocation
09/30/2010
$
630,778
$
2,030,778 Updated portfolio data from servicer
01/06/2011
$
(3)
$
2,030,775 Updated due to quarterly assessment and reallocation
03/30/2011
$
(3)
$
2,030,772 Updated due to quarterly assessment and reallocation
06/29/2011
$
(33)
$
2,030,739 Updated due to quarterly assessment and reallocation
06/28/2012
$
(25)
$
2,030,714 Updated due to quarterly assessment and reallocation
09/27/2012
$
(68)
$
2,030,646 Updated due to quarterly assessment and reallocation
12/27/2012
$
(11)
$
2,030,635 Updated due to quarterly assessment and reallocation
03/25/2013
$
(44)
$
2,030,591 Updated due to quarterly assessment and reallocation
06/27/2013
$
(16)
$
2,030,575 Updated due to quarterly assessment and reallocation
09/27/2013
$
(6)
$
2,030,569 Updated due to quarterly assessment and reallocation
12/23/2013
$
(9,947)
$
2,020,622 Updated due to quarterly assessment and reallocation
03/26/2014
$
(350)
$
2,020,272 Updated due to quarterly assessment and reallocation
06/26/2014
$
(4,127)
$
2,016,145 Updated due to quarterly assessment and reallocation
07/29/2014
$
(8,198)
$
2,007,947 Updated due to quarterly assessment and reallocation
09/29/2014
$
(2,708)
$
2,005,239 Updated due to quarterly assessment and reallocation
12/29/2014
$
(328,007)
$
1,677,232 Updated due to quarterly assessment and reallocation
03/26/2015
$
(123,358)
$
1,553,874 Updated due to quarterly assessment and reallocation
04/28/2015
$
(486,219)
$
1,067,655 Updated due to quarterly assessment and reallocation
06/25/2015
$
(115,312)
$
952,343 Updated due to quarterly assessment and reallocation
09/28/2015
$
(154,035)
$
798,308 Updated due to quarterly assessment and reallocation
12/28/2015
$
(113,998)
$
684,310 Updated due to quarterly assessment and reallocation
725,985 Updated due to quarterly assessment and reallocation
668,574 Updated due to quarterly assessment and reallocation
7,433,965 Transfer of cap due to servicing transfer
98
02/25/2016
3,300,000 Updated portfolio data from servicer
$
800,000
$
4,100,000 Transfer of cap due to servicing transfer
$
200,000
$
4,300,000 Updated portfolio data from servicer/additional program initial cap
$
1,357,168
$
$
(1)
$
$
5,700,000
$
11,357,167 Transfer of cap due to servicing transfer
$
(6)
$
11,357,161 Updated due to quarterly assessment and reallocation
$
7,300,000
$
18,657,161 Transfer of cap due to servicing transfer
$
300,000
$
18,957,161 Transfer of cap due to servicing transfer
$
900,000
$
19,857,161 Transfer of cap due to servicing transfer
$
(154)
$
19,857,007 Updated due to quarterly assessment and reallocation
$
100,000
$
19,957,007 Transfer of cap due to servicing transfer
$
300,000
$
20,257,007 Transfer of cap due to servicing transfer
$
(1,500,000)
$
18,757,007 Transfer of cap due to servicing transfer
$
(2,100,000)
$
16,657,007 Transfer of cap due to servicing transfer
$
(1,300,000)
$
15,357,007 Transfer of cap due to servicing transfer
$
(8,350,000)
$
7,007,007 Transfer of cap due to servicing transfer
$
(38)
$
7,006,969 Updated due to quarterly assessment and reallocation
08/16/2012
$
(90,000)
$
6,916,969 Transfer of cap due to servicing transfer
09/27/2012
$
(103)
$
6,916,866 Updated due to quarterly assessment and reallocation
10/16/2012
$
(1,020,000)
$
5,896,866 Transfer of cap due to servicing transfer
11/15/2012
$
170,000
$
6,066,866 Transfer of cap due to servicing transfer
12/27/2012
$
(15)
$
6,066,851 Updated due to quarterly assessment and reallocation
02/14/2013
$
(100,000)
$
5,966,851 Transfer of cap due to servicing transfer
03/14/2013
$
(490,000)
$
5,476,851 Transfer of cap due to servicing transfer
03/25/2013
$
(61)
$
5,476,790 Updated due to quarterly assessment and reallocation
04/16/2013
$
(10,000)
$
5,466,790 Transfer of cap due to servicing transfer
05/16/2013
$
(30,000)
$
5,436,790 Transfer of cap due to servicing transfer
06/14/2013
$
(10,000)
$
5,426,790 Transfer of cap due to servicing transfer
06/27/2013
$
(23)
$
5,426,767 Updated due to quarterly assessment and reallocation
07/16/2013
$
(20,000)
$
5,406,767 Transfer of cap due to servicing transfer
09/27/2013
$
(8)
$
5,406,759 Updated due to quarterly assessment and reallocation
12/23/2013
$
(13,934)
$
5,392,825 Updated due to quarterly assessment and reallocation
03/26/2014
$
(490)
$
5,392,335 Updated due to quarterly assessment and reallocation
06/26/2014
$
(5,781)
$
5,386,554 Updated due to quarterly assessment and reallocation
07/29/2014
$
(11,483)
$
5,375,071 Updated due to quarterly assessment and reallocation
09/29/2014
$
(3,793)
$
5,371,278 Updated due to quarterly assessment and reallocation
12/29/2014
$
(459,453)
$
4,911,825 Updated due to quarterly assessment and reallocation
03/26/2015
$
(172,793)
$
4,739,032 Updated due to quarterly assessment and reallocation
04/28/2015
$
(681,066)
$
4,057,966 Updated due to quarterly assessment and reallocation
06/25/2015
$
(161,522)
$
3,896,444 Updated due to quarterly assessment and reallocation
09/28/2015
$
(215,764)
$
3,680,680 Updated due to quarterly assessment and reallocation
12/28/2015
$
(159,682)
$
3,520,998 Updated due to quarterly assessment and reallocation
02/25/2016
$
(544,595)
$
2,976,403 Reallocation due to MHA program deobligation
03/28/2016
$
(11,376)
$
2,965,027 Updated due to quarterly assessment and reallocation
05/31/2016
$
(89,037)
$
2,875,990 Updated due to quarterly assessment and reallocation
06/27/2016
$
(53,189)
$
2,822,801 Updated due to quarterly assessment and reallocation
07/27/2016
$
(53,205)
$
2,769,596 Updated due to quarterly assessment and reallocation
09/28/2016
$
(93,046)
$
2,676,550 Updated due to quarterly assessment and reallocation
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
06/29/2011
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
06/28/2012
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
09/27/2012
$
(1)
$
145,053 Updated due to quarterly assessment and reallocation
03/25/2013
$
(1)
$
145,052 Updated due to quarterly assessment and reallocation
10/15/2013
Little Rock
4,460,000 Transfer of cap due to servicing transfer
$
06/28/2012
Woburn
3,430,000 Updated portfolio data from servicer
$
(1,160,000)
06/14/2012
Metropolitan National Bank
$
1,030,000
$
04/16/2012
Members Mortgage Company, Inc
(17,880,000)
$
02/16/2012
09/11/2009
$
01/13/2012
10/28/2009
$
08/16/2011
100,000 N/A
950,000
07/14/2011
$
(725,277)
$
06/29/2011
Financial Instrument for Home Loan Modifications
$
01/22/2010
06/16/2011
Purchase
725,277 Updated due to quarterly assessment and reallocation
05/13/2011
NC
$
04/13/2011
Charlotte
725,278 Updated portfolio data from servicer
(1)
03/30/2011
Marsh Associates, Inc.
$
$
03/16/2011
09/30/2010
225,278
01/06/2011
20,360,000 N/A
(235,125)
$
09/30/2010
$
235,125 Updated due to quarterly assessment and reallocation
$
09/30/2010
09/30/2010
Financial Instrument for Home Loan Modifications
$
08/13/2010
Purchase
(31,806)
07/14/2010
AZ
266,931 Updated due to quarterly assessment and reallocation
$
06/16/2010
Phoenix
500,000 N/A
$
03/26/2010
Marix Servicing, LLC
$
(31,796)
03/09/2011
11/25/2009
KS
298,727 Updated due to quarterly assessment and reallocation
$
01/06/2011
Lexena
351,953 Updated due to quarterly assessment and reallocation
$
08/04/2016
Mainstreet Credit Union
358,753 Reallocation due to MHA program deobligation
$
(53,226)
07/27/2016
Financial Instrument for Home Loan Modifications
$
(6,800)
$
06/27/2016
Purchase
(325,557)
$
05/31/2016
09/30/2010
$
03/28/2016
$
(60,000)
$
$
(510,000)
- Termination of SPA
- Termination of SPA
21,310,000 Updated portfolio data from servicer/additional program initial cap
5,657,168 Updated portfolio data from servicer
5,657,167 Updated due to quarterly assessment and reallocation
85,052 Transfer of cap due to servicing transfer
MA
Purchase
Financial Instrument for Home Loan Modifications
$
510,000 N/A
04/21/2010
AR
Purchase
Financial Instrument for Home Loan Modifications
$
280,000 N/A
10/02/2009
$
70,000
$
350,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
620,000
$
970,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
100,000
$
1,070,000 Updated portfolio data from servicer
07/14/2010
$
(670,000)
$
400,000 Updated portfolio data from servicer
09/30/2010
$
35,167
$
435,167 Updated portfolio data from servicer
01/06/2011
$
(1)
$
435,166 Updated due to quarterly assessment and reallocation
01/26/2011
$
(435,166)
- Termination of SPA
- Termination of SPA
99
09/30/2010
Mid America Mortgage, Inc. (Schmidt
Mortgage Company)
136,807 Updated due to quarterly assessment and reallocation
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
$
(7,597)
$
106,038 Reallocation due to MHA program deobligation
$
(159)
$
105,879 Updated due to quarterly assessment and reallocation
$
(1,242)
$
104,637 Updated due to quarterly assessment and reallocation
$
(742)
$
103,895 Updated due to quarterly assessment and reallocation
$
(742)
$
103,153 Updated due to quarterly assessment and reallocation
$
(1,298)
$
09/30/2010
$
49,915,806
$
93,415,806 Updated portfolio data from servicer
$
(125)
$
93,415,681 Updated due to quarterly assessment and reallocation
$
(139)
$
93,415,542 Updated due to quarterly assessment and reallocation
$
(1,223)
$
93,414,319 Updated due to quarterly assessment and reallocation
$
(797)
$
$
294,540,000
$
387,953,522 Transfer of cap due to servicing transfer
$
(263,550,000)
$
124,403,522 Transfer of cap due to servicing transfer
09/27/2012
$
(3,170)
$
124,400,352 Updated due to quarterly assessment and reallocation
12/27/2012
$
(507)
$
124,399,845 Updated due to quarterly assessment and reallocation
03/25/2013
$
(1,729)
$
124,398,116 Updated due to quarterly assessment and reallocation
06/27/2013
$
(593)
$
124,397,523 Updated due to quarterly assessment and reallocation
09/27/2013
$
(199)
$
124,397,324 Updated due to quarterly assessment and reallocation
12/23/2013
$
(280,061)
$
124,117,263 Updated due to quarterly assessment and reallocation
03/26/2014
$
(8,934)
$
124,108,329 Updated due to quarterly assessment and reallocation
06/26/2014
$
(95,352)
$
124,012,977 Updated due to quarterly assessment and reallocation
07/29/2014
$
30,892,185
$
154,905,162 Updated due to quarterly assessment and reallocation
09/29/2014
$
(9,245)
$
154,895,917 Updated due to quarterly assessment and reallocation
12/29/2014
$
75,614,324
$
230,510,241 Updated due to quarterly assessment and reallocation
03/26/2015
$
(240,368)
$
230,269,873 Updated due to quarterly assessment and reallocation
04/28/2015
$
(679,405)
$
229,590,468 Updated due to quarterly assessment and reallocation
05/14/2015
$
27,080,000
$
256,670,468 Transfer of cap due to servicing transfer
06/16/2015
$
8,250,000
$
264,920,468 Transfer of cap due to servicing transfer
06/25/2015
$
(87,379)
$
264,833,089 Updated due to quarterly assessment and reallocation
08/14/2015
$
13,920,000
$
278,753,089 Transfer of cap due to servicing transfer
09/28/2015
$
34,217,510
$
312,970,599 Updated due to quarterly assessment and reallocation
12/16/2015
$
2,100,000
$
315,070,599 Transfer of cap due to servicing transfer
12/28/2015
$
12,428,293
$
327,498,892 Updated due to quarterly assessment and reallocation
02/25/2016
$
(8,220,532)
$
319,278,360 Reallocation due to MHA program deobligation
03/28/2016
$
(80,000)
$
319,198,360 Updated due to quarterly assessment and reallocation
04/14/2016
$
3,320,000
$
322,518,360 Transfer of cap due to servicing transfer
05/31/2016
$
(15,808)
$
322,502,552 Updated due to quarterly assessment and reallocation
06/27/2016
$
6,140,240
$
328,642,792 Updated due to quarterly assessment and reallocation
07/27/2016
$
2,954,926
$
331,597,718 Updated due to quarterly assessment and reallocation
08/16/2016
$
2,470,000
$
334,067,718 Transfer of cap due to servicing transfer
09/28/2016
$
4,930,168
$
338,997,886 Updated due to quarterly assessment and reallocation
07/14/2010
$
300,000
$
600,000 Updated portfolio data from servicer
09/30/2010
$
(19,778)
$
580,222 Updated portfolio data from servicer
01/06/2011
$
(1)
$
580,221 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
580,220 Updated due to quarterly assessment and reallocation
06/29/2011
$
(8)
$
580,212 Updated due to quarterly assessment and reallocation
07/14/2011
400,000 N/A
144,461 Updated due to quarterly assessment and reallocation
$
$
07/27/2012
$
$
(7,654)
07/16/2012
Financial Instrument for Home Loan Modifications
(63)
$
06/28/2012
Purchase
144,524 Updated due to quarterly assessment and reallocation
$
06/29/2011
IL
$
03/30/2011
Freeport
(191)
01/06/2011
Midwest Community Bank
144,715 Updated due to quarterly assessment and reallocation
$
09/28/2016
09/15/2010
$
07/27/2016
300,000 N/A
144,811 Updated due to quarterly assessment and reallocation
(96)
06/27/2016
$
144,819 Updated due to quarterly assessment and reallocation
$
$
05/31/2016
Financial Instrument for Home Loan Modifications
$
(8)
03/28/2016
Purchase
(232)
$
02/25/2016
IL
145,051 Updated due to quarterly assessment and reallocation
$
12/28/2015
Elmwood Park
$
09/28/2015
Midwest Bank and Trust Co.
(1)
06/25/2015
04/14/2010
145,052 Updated due to quarterly assessment and reallocation
$
04/28/2015
43,500,000 N/A
145,054 Updated due to quarterly assessment and reallocation
$
03/26/2015
$
$
(2)
12/29/2014
Financial Instrument for Home Loan Modifications
(1)
$
09/29/2014
Purchase
145,055 Updated due to quarterly assessment and reallocation
$
07/29/2014
OK
145,056 Updated portfolio data from servicer
$
06/26/2014
Oklahoma City
$
03/26/2014
100,000 N/A
(1)
12/23/2013
$
45,056
03/25/2013
MidFirst Bank (Midland Mortgage Co.)
Financial Instrument for Home Loan Modifications
$
09/27/2012
09/30/2010
Purchase
$
06/28/2012
OH
09/30/2010
06/29/2011
Rocky River
$
(580,212)
09/30/2010
$
180,222
$
580,222 Updated portfolio data from servicer
01/06/2011
$
(1)
$
580,221 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
580,220 Updated due to quarterly assessment and reallocation
06/29/2011
$
(8)
$
580,212 Updated due to quarterly assessment and reallocation
06/28/2012
$
(6)
$
580,206 Updated due to quarterly assessment and reallocation
09/27/2012
$
(17)
$
580,189 Updated due to quarterly assessment and reallocation
12/27/2012
$
(3)
$
580,186 Updated due to quarterly assessment and reallocation
03/25/2013
$
(11)
$
580,175 Updated due to quarterly assessment and reallocation
06/27/2013
$
(4)
$
580,171 Updated due to quarterly assessment and reallocation
09/27/2013
$
(1)
$
580,170 Updated due to quarterly assessment and reallocation
12/23/2013
$
(2,474)
$
577,696 Updated due to quarterly assessment and reallocation
03/26/2014
$
(87)
$
577,609 Updated due to quarterly assessment and reallocation
101,855 Updated due to quarterly assessment and reallocation
93,413,522 Updated due to quarterly assessment and reallocation
- Termination of SPA
100
06/26/2014
$
162,666 Updated due to quarterly assessment and reallocation
(13,238)
$
149,428 Updated due to quarterly assessment and reallocation
$
(7,908)
$
141,520 Updated due to quarterly assessment and reallocation
$
(7,911)
$
133,609 Updated due to quarterly assessment and reallocation
$
(13,835)
$
$
(490,000)
$
370,000 Updated portfolio data from servicer/additional program initial cap
$
6,750,000
$
7,120,000 Updated portfolio data from servicer/additional program initial cap
$
(6,340,000)
$
780,000 Updated portfolio data from servicer
$
(180,000)
$
600,000 Updated portfolio data from servicer
$
125,278
$
725,278 Updated portfolio data from servicer
$
(1)
$
725,277 Updated due to quarterly assessment and reallocation
$
(4)
$
725,273 Updated due to quarterly assessment and reallocation
$
(1)
$
725,272 Updated due to quarterly assessment and reallocation
$
(1)
$
725,271 Updated due to quarterly assessment and reallocation
$
47,663
$
772,934 Updated due to quarterly assessment and reallocation
$
(149)
$
772,785 Updated due to quarterly assessment and reallocation
03/26/2014
$
(5)
$
772,780 Updated due to quarterly assessment and reallocation
06/26/2014
$
(64)
$
772,716 Updated due to quarterly assessment and reallocation
07/29/2014
$
(19)
$
772,697 Updated due to quarterly assessment and reallocation
09/29/2014
$
(7)
$
772,690 Updated due to quarterly assessment and reallocation
12/29/2014
$
221,158
$
993,848 Updated due to quarterly assessment and reallocation
03/26/2015
$
(880)
$
992,968 Updated due to quarterly assessment and reallocation
04/28/2015
$
(2,830)
$
06/25/2015
$
(2,036)
$
988,102 Updated due to quarterly assessment and reallocation
09/28/2015
$
15,293
$
1,003,395 Updated due to quarterly assessment and reallocation
12/28/2015
$
22,214
$
1,025,609 Updated due to quarterly assessment and reallocation
02/25/2016
$
(33,723)
$
991,886 Reallocation due to MHA program deobligation
03/28/2016
$
(707)
$
991,179 Updated due to quarterly assessment and reallocation
05/31/2016
$
(5,534)
$
985,645 Updated due to quarterly assessment and reallocation
06/27/2016
$
(3,306)
$
982,339 Updated due to quarterly assessment and reallocation
07/27/2016
$
(3,325)
$
09/28/2016
$
(8,237)
$
09/30/2009
$
18,530,000
$
42,010,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
24,510,000
$
66,520,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
18,360,000
$
84,880,000 Updated portfolio data from servicer
07/14/2010
$
(22,580,000)
$
62,300,000 Updated portfolio data from servicer
09/30/2010
$
(8,194,261)
$
54,105,739 Updated portfolio data from servicer
01/06/2011
$
(37)
$
54,105,702 Updated due to quarterly assessment and reallocation
03/16/2011
$
(29,400,000)
$
24,705,702 Transfer of cap due to servicing transfer
03/30/2011
4,210,000 N/A
(1,691)
$
12/23/2013
$
164,357 Reallocation due to MHA program deobligation
$
03/25/2013
Financial Instrument for Home Loan Modifications
$
09/27/2012
Purchase
(80,972)
06/28/2012
MI
245,329 Updated due to quarterly assessment and reallocation
$
06/29/2011
Southfield
$
03/30/2011
Mortgage Center, LLC
(28,353)
09/30/2010
07/22/2009
273,682 Updated due to quarterly assessment and reallocation
$
07/14/2010
5
$
09/30/2009
23,480,000 N/A
311,994 Updated due to quarterly assessment and reallocation
(38,312)
03/26/2010
$
340,674 Updated due to quarterly assessment and reallocation
$
$
12/30/2009
Financial Instrument for Home Loan Modifications
$
(28,680)
09/28/2016
Purchase
(120,932)
$
07/27/2016
IN
461,606 Updated due to quarterly assessment and reallocation
$
06/27/2016
Evansville
$
05/31/2016
MorEquity, Inc.
(30,682)
03/28/2016
07/17/2009
492,288 Updated due to quarterly assessment and reallocation
$
02/25/2016
860,000 N/A
$
12/28/2015
$
(81,582)
09/28/2015
CA
573,870 Updated due to quarterly assessment and reallocation
$
06/25/2015
San Diego
574,543 Updated due to quarterly assessment and reallocation
$
04/28/2015
Mission Federal Credit Union
576,582 Updated due to quarterly assessment and reallocation
$
(673)
03/26/2015
Financial Instrument for Home Loan Modifications
$
(2,039)
$
12/29/2014
Purchase
(1,027)
$
09/29/2014
07/22/2009
$
07/29/2014
$
(34)
$
24,705,668 Updated due to quarterly assessment and reallocation
05/26/2011
$
(20,077,503)
$
4,628,165 Termination of SPA
09/30/2009
$
1,780,000
$
5,990,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
2,840,000
$
03/26/2010
$
2,800,000
$
11,630,000 Updated portfolio data from servicer
07/14/2010
$
(5,730,000)
$
5,900,000 Updated portfolio data from servicer
09/30/2010
$
2,658,280
$
8,558,280 Updated portfolio data from servicer
01/06/2011
$
(12)
$
8,558,268 Updated due to quarterly assessment and reallocation
03/30/2011
$
(14)
$
8,558,254 Updated due to quarterly assessment and reallocation
06/29/2011
$
(129)
$
8,558,125 Updated due to quarterly assessment and reallocation
06/28/2012
$
(94)
$
8,558,031 Updated due to quarterly assessment and reallocation
09/27/2012
$
(256)
$
8,557,775 Updated due to quarterly assessment and reallocation
12/27/2012
$
(43)
$
8,557,732 Updated due to quarterly assessment and reallocation
03/25/2013
$
(162)
$
8,557,570 Updated due to quarterly assessment and reallocation
06/27/2013
$
(60)
$
8,557,510 Updated due to quarterly assessment and reallocation
09/27/2013
$
(21)
$
8,557,489 Updated due to quarterly assessment and reallocation
12/23/2013
$
(35,751)
$
8,521,738 Updated due to quarterly assessment and reallocation
03/26/2014
$
(1,246)
$
8,520,492 Updated due to quarterly assessment and reallocation
06/26/2014
$
(14,660)
$
8,505,832 Updated due to quarterly assessment and reallocation
07/29/2014
$
(28,986)
$
8,476,846 Updated due to quarterly assessment and reallocation
09/29/2014
$
(9,490)
$
8,467,356 Updated due to quarterly assessment and reallocation
12/29/2014
$
(1,009,361)
$
7,457,995 Updated due to quarterly assessment and reallocation
03/26/2015
$
(376,129)
$
7,081,866 Updated due to quarterly assessment and reallocation
04/28/2015
$
(1,379,506)
$
5,702,360 Updated due to quarterly assessment and reallocation
06/25/2015
$
(322,597)
$
5,379,763 Updated due to quarterly assessment and reallocation
09/28/2015
$
(416,164)
$
4,963,599 Updated due to quarterly assessment and reallocation
12/28/2015
$
(295,000)
$
4,668,599 Updated due to quarterly assessment and reallocation
119,774 Updated due to quarterly assessment and reallocation
990,138 Updated due to quarterly assessment and reallocation
979,014 Updated due to quarterly assessment and reallocation
970,777 Updated due to quarterly assessment and reallocation
8,830,000 Updated portfolio data from servicer/additional program initial cap
101
02/25/2016
05/28/2009
Nationstar Mortgage LLC
Knoxville
Lewisville
TN
TX
Purchase
Purchase
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
- N/A
$
101,000,000 N/A
3
$
3,340,718 Updated due to quarterly assessment and reallocation
$
(124,314)
$
3,216,404 Updated due to quarterly assessment and reallocation
$
(2,900,000)
$
1,960,000 Updated portfolio data from servicer/additional program initial cap
$
(1,600,000)
$
360,000 Updated portfolio data from servicer
$
(260,000)
$
100,000 Updated portfolio data from servicer
$
45,056
$
145,056 Updated portfolio data from servicer
$
(145,056)
07/16/2014
$
10,000
$
10,000 Transfer of cap due to servicing transfer
12/29/2014
Mortgage Investors Group
(85,622)
03/09/2011
07/16/2014
3,426,340 Updated due to quarterly assessment and reallocation
$
12/30/2009
4,860,000 N/A
$
09/30/2010
$
(84,458)
07/14/2010
OK
3,510,798 Updated due to quarterly assessment and reallocation
$
03/26/2010
Tulsa
3,659,239 Updated due to quarterly assessment and reallocation
$
09/28/2016
Mortgage Clearing Corporation
3,679,608 Reallocation due to MHA program deobligation
$
(148,441)
07/27/2016
Financial Instrument for Home Loan Modifications
$
(20,369)
$
06/27/2016
Purchase
(988,991)
$
05/31/2016
10/14/2009
$
03/28/2016
$
6,042
$
16,042 Updated due to quarterly assessment and reallocation
06/12/2009
$
16,140,000
$
117,140,000 Updated portfolio data from servicer
09/30/2009
$
134,560,000
$
251,700,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
80,250,000
$
331,950,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
67,250,000
$
399,200,000 Updated portfolio data from servicer
07/14/2010
$
(85,900,000)
$
313,300,000 Updated portfolio data from servicer
08/13/2010
$
100,000
$
313,400,000 Transfer of cap due to servicing transfer
09/30/2010
$
2,900,000
$
316,300,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
33,801,486
$
350,101,486 Updated portfolio data from servicer
11/16/2010
$
700,000
$
350,801,486 Transfer of cap due to servicing transfer
12/15/2010
$
1,700,000
$
352,501,486 Transfer of cap due to servicing transfer
01/06/2011
$
(363)
$
352,501,123 Updated due to quarterly assessment and reallocation
02/16/2011
$
900,000
$
353,401,123 Transfer of cap due to servicing transfer
03/16/2011
$
29,800,000
$
383,201,123 Transfer of cap due to servicing transfer
03/30/2011
$
(428)
$
383,200,695 Updated due to quarterly assessment and reallocation
05/26/2011
$
20,077,503
$
403,278,198 Transfer of cap due to servicing transfer
06/29/2011
$
(4,248)
$
403,273,950 Updated due to quarterly assessment and reallocation
11/16/2011
$
100,000
$
403,373,950 Transfer of cap due to servicing transfer
03/15/2012
$
(100,000)
$
403,273,950 Transfer of cap due to servicing transfer
05/16/2012
$
90,000
$
403,363,950 Transfer of cap due to servicing transfer
06/14/2012
$
(2,380,000)
$
400,983,950 Transfer of cap due to servicing transfer
06/28/2012
$
(2,957)
$
400,980,993 Updated due to quarterly assessment and reallocation
07/16/2012
$
(2,580,000)
$
398,400,993 Transfer of cap due to servicing transfer
08/16/2012
$
131,450,000
$
529,850,993 Transfer of cap due to servicing transfer
08/23/2012
$
166,976,849
$
696,827,842 Transfer of cap due to servicing transfer
09/27/2012
$
(12,806)
$
696,815,036 Updated due to quarterly assessment and reallocation
11/15/2012
$
160,000
$
696,975,036 Transfer of cap due to servicing transfer
12/14/2012
$
50,000
$
697,025,036 Transfer of cap due to servicing transfer
12/27/2012
$
(1,882)
$
697,023,154 Updated due to quarterly assessment and reallocation
02/14/2013
$
(10,000)
$
697,013,154 Transfer of cap due to servicing transfer
03/14/2013
$
(280,000)
$
696,733,154 Transfer of cap due to servicing transfer
03/25/2013
$
(6,437)
$
696,726,717 Updated due to quarterly assessment and reallocation
04/16/2013
$
30,000
$
696,756,717 Transfer of cap due to servicing transfer
05/16/2013
$
(1,510,000)
$
695,246,717 Transfer of cap due to servicing transfer
06/14/2013
$
(1,070,000)
$
694,176,717 Transfer of cap due to servicing transfer
06/27/2013
$
(2,099)
$
694,174,618 Updated due to quarterly assessment and reallocation
07/09/2013
$
23,179,591
$
07/16/2013
$
490,000
$
717,844,209 Transfer of cap due to servicing transfer
09/16/2013
$
289,070,000
$
1,006,914,209 Transfer of cap due to servicing transfer
09/27/2013
$
(1,118)
$
1,006,913,091 Updated due to quarterly assessment and reallocation
10/15/2013
$
63,440,000
$
1,070,353,091 Transfer of cap due to servicing transfer
11/14/2013
$
5,060,000
$
1,075,413,091 Transfer of cap due to servicing transfer
12/16/2013
$
3,210,000
$
1,078,623,091 Transfer of cap due to servicing transfer
12/23/2013
$
(1,697,251)
$
1,076,925,840 Updated due to quarterly assessment and reallocation
01/16/2014
$
(100,000)
$
1,076,825,840 Transfer of cap due to servicing transfer
02/13/2014
$
32,370,000
$
1,109,195,840 Transfer of cap due to servicing transfer
03/14/2014
$
(20,000)
$
1,109,175,840 Transfer of cap due to servicing transfer
03/26/2014
$
(47,177)
$
1,109,128,663 Updated due to quarterly assessment and reallocation
04/16/2014
$
370,000
$
1,109,498,663 Transfer of cap due to servicing transfer
05/15/2014
$
41,040,000
$
1,150,538,663 Transfer of cap due to servicing transfer
06/16/2014
$
120,000
$
1,150,658,663 Transfer of cap due to servicing transfer
06/26/2014
$
(496,816)
$
1,150,161,847 Updated due to quarterly assessment and reallocation
07/16/2014
$
90,000
$
1,150,251,847 Transfer of cap due to servicing transfer
07/29/2014
$
(917,451)
$
1,149,334,396 Updated due to quarterly assessment and reallocation
08/14/2014
$
47,000,000
$
1,196,334,396 Transfer of cap due to servicing transfer
09/16/2014
$
4,250,000
$
1,200,584,396 Transfer of cap due to servicing transfer
09/29/2014
$
(345,854)
$
1,200,238,542 Updated due to quarterly assessment and reallocation
10/16/2014
$
23,560,000
$
1,223,798,542 Transfer of cap due to servicing transfer
11/14/2014
$
350,000
$
1,224,148,542 Transfer of cap due to servicing transfer
12/16/2014
$
(1,170,000)
$
1,222,978,542 Transfer of cap due to servicing transfer
12/29/2014
$
115,871,484
$
1,338,850,026 Updated due to quarterly assessment and reallocation
01/15/2015
$
390,000
$
1,339,240,026 Transfer of cap due to servicing transfer
02/13/2015
$
(20,000)
$
1,339,220,026 Transfer of cap due to servicing transfer
03/16/2015
$
3,770,000
$
1,342,990,026 Transfer of cap due to servicing transfer
- Termination of SPA
717,354,209 Transfer of cap due to servicing transfer
102
03/26/2015
$
77,475,779
$
1,420,465,805 Updated due to quarterly assessment and reallocation
04/16/2015
$
1,400,000
$
1,421,865,805 Transfer of cap due to servicing transfer
04/28/2015
$
436,566,037
$
1,858,431,842 Updated due to quarterly assessment and reallocation
-
$
1,858,431,842 Transfer of cap due to servicing transfer
70,000
$
1,858,501,842 Transfer of cap due to servicing transfer
05/14/2015
06/16/2015
06/25/2015
(2,860,000)
$
2,192,843,846 Transfer of cap due to servicing transfer
$
3,400,000
$
2,196,243,846 Transfer of cap due to servicing transfer
$
(102,109,507)
$
2,094,134,339 Reallocation due to MHA program deobligation
$
1,050,000
$
2,095,184,339 Transfer of cap due to servicing transfer
$
(1,853,801)
$
2,093,330,538 Updated due to quarterly assessment and reallocation
$
(120,000)
$
2,093,210,538 Transfer of cap due to servicing transfer
$
1,360,000
$
2,094,570,538 Transfer of cap due to servicing transfer
$
(9,332,357)
$
2,085,238,181 Updated due to quarterly assessment and reallocation
$
(190,000)
$
2,085,048,181 Transfer of cap due to servicing transfer
$
(1,088,825)
$
2,083,959,356 Updated due to quarterly assessment and reallocation
$
(4,290,000)
$
2,079,669,356 Transfer of cap due to servicing transfer
$
4,083,273
$
2,083,752,629 Updated due to quarterly assessment and reallocation
$
(340,000)
$
2,083,412,629 Transfer of cap due to servicing transfer
$
7,740,000
$
2,091,152,629 Transfer of cap due to servicing transfer
$
17,508,589
$
2,108,661,218 Updated due to quarterly assessment and reallocation
12/16/2013
$
10,000
$
05/15/2014
$
10,000
$
07/14/2010
$
(44,880,000)
$
15,900,000 Updated portfolio data from servicer
09/30/2010
$
1,071,505
$
16,971,505 Updated portfolio data from servicer
01/06/2011
$
(23)
$
16,971,482 Updated due to quarterly assessment and reallocation
03/30/2011
$
(26)
$
16,971,456 Updated due to quarterly assessment and reallocation
06/29/2011
$
(238)
$
16,971,218 Updated due to quarterly assessment and reallocation
06/28/2012
$
(145)
$
16,971,073 Updated due to quarterly assessment and reallocation
09/27/2012
$
(374)
$
16,970,699 Updated due to quarterly assessment and reallocation
12/27/2012
$
(58)
$
16,970,641 Updated due to quarterly assessment and reallocation
03/25/2013
$
(199)
$
16,970,442 Updated due to quarterly assessment and reallocation
06/27/2013
$
(68)
$
16,970,374 Updated due to quarterly assessment and reallocation
09/27/2013
$
(22)
$
16,970,352 Updated due to quarterly assessment and reallocation
12/23/2013
$
(36,317)
$
16,934,035 Updated due to quarterly assessment and reallocation
03/26/2014
$
(1,230)
$
16,932,805 Updated due to quarterly assessment and reallocation
06/26/2014
$
(13,708)
$
16,919,097 Updated due to quarterly assessment and reallocation
07/29/2014
$
(26,600)
$
16,892,497 Updated due to quarterly assessment and reallocation
09/29/2014
$
(8,647)
$
16,883,850 Updated due to quarterly assessment and reallocation
12/29/2014
$
(473,803)
$
16,410,047 Updated due to quarterly assessment and reallocation
03/26/2015
$
(141,405)
$
16,268,642 Updated due to quarterly assessment and reallocation
04/28/2015
$
989,851
$
17,258,493 Updated due to quarterly assessment and reallocation
06/25/2015
$
78,769
$
17,337,262 Updated due to quarterly assessment and reallocation
09/28/2015
$
259,191
$
17,596,453 Updated due to quarterly assessment and reallocation
12/28/2015
$
280,053
$
17,876,506 Updated due to quarterly assessment and reallocation
02/25/2016
$
(611,191)
$
17,265,315 Reallocation due to MHA program deobligation
03/28/2016
$
(7,004)
$
17,258,311 Updated due to quarterly assessment and reallocation
05/31/2016
$
(38,160)
$
17,220,151 Updated due to quarterly assessment and reallocation
06/27/2016
$
(18,454)
$
17,201,697 Updated due to quarterly assessment and reallocation
07/27/2016
$
(23,342)
$
17,178,355 Updated due to quarterly assessment and reallocation
09/28/2016
3
2,195,703,846 Updated due to quarterly assessment and reallocation
$
09/28/2016
- N/A
$
09/15/2016
Financial Instrument for Home Loan Modifications
130,704,697
08/16/2016
Purchase
2,064,999,149 Transfer of cap due to servicing transfer
$
07/27/2016
SC
$
07/14/2016
Greenville
(90,000)
06/27/2016
08/14/2014
2,065,089,149 Transfer of cap due to servicing transfer
$
06/16/2016
New Penn Financial, LLC dba
Shellpoint Mortgage Servicing
2,065,149,149 Transfer of cap due to servicing transfer
$
05/31/2016
60,780,000 N/A
$
(60,000)
05/16/2016
$
350,000
$
04/14/2016
Financial Instrument for Home Loan Modifications
2,064,799,149 Updated due to quarterly assessment and reallocation
$
03/28/2016
Purchase
$
03/16/2016
VA
161,750,620
02/25/2016
Vienna
1,903,048,529 Transfer of cap due to servicing transfer
$
02/16/2016
Navy Federal Credit Union
$
01/14/2016
03/10/2010
(1,870,000)
12/28/2015
3
1,904,918,529 Transfer of cap due to servicing transfer
$
12/16/2015
- N/A
$
11/16/2015
Financial Instrument for Home Loan Modifications
1,904,928,529 Transfer of cap due to servicing transfer
(10,000)
10/15/2015
Purchase
1,906,408,529 Updated due to quarterly assessment and reallocation
$
$
09/28/2015
IA
$
(1,480,000)
09/16/2015
Des Moines
47,906,687
$
08/14/2015
12/16/2013
$
07/16/2015
Nationwide Advantage Mortgage
Company
$
$
(41,293)
$
17,137,062 Updated due to quarterly assessment and reallocation
08/14/2014
$
240,000
$
240,000 Transfer of cap due to servicing transfer
09/16/2014
$
59,230,004
$
59,470,004 Transfer of cap due to servicing transfer
09/29/2014
$
(69,838)
$
59,400,166 Updated due to quarterly assessment and reallocation
10/16/2014
$
11,480,000
$
70,880,166 Transfer of cap due to servicing transfer
11/03/2014
$
800,680
$
71,680,846 Transfer of cap due to merger/acquisition
11/14/2014
$
1,750,000
$
73,430,846 Transfer of cap due to servicing transfer
12/16/2014
$
440,000
$
73,870,846 Transfer of cap due to servicing transfer
12/29/2014
$
(7,109,361)
$
66,761,485 Updated due to quarterly assessment and reallocation
01/15/2015
$
300,000
$
67,061,485 Transfer of cap due to servicing transfer
02/13/2015
$
3,380,000
$
70,441,485 Transfer of cap due to servicing transfer
03/16/2015
$
1,300,000
$
71,741,485 Transfer of cap due to servicing transfer
03/26/2015
$
(3,077,094)
$
68,664,391 Updated due to quarterly assessment and reallocation
04/16/2015
$
(2,060,000)
$
66,604,391 Transfer of cap due to servicing transfer
04/28/2015
$
(11,593,331)
$
55,011,060 Updated due to quarterly assessment and reallocation
05/14/2015
$
1,410,000
$
56,421,060 Transfer of cap due to servicing transfer
06/16/2015
$
5,720,000
$
62,141,060 Transfer of cap due to servicing transfer
10,000 Transfer of cap due to servicing transfer
20,000 Transfer of cap due to servicing transfer
103
06/25/2015
4,770,000
$
73,908,417 Transfer of cap due to servicing transfer
$
(13,405,332)
$
60,503,085 Reallocation due to MHA program deobligation
$
19,990,000
$
80,493,085 Transfer of cap due to servicing transfer
$
(758,592)
$
79,734,493 Updated due to quarterly assessment and reallocation
$
7,800,000
$
87,534,493 Transfer of cap due to servicing transfer
$
4,050,000
$
91,584,493 Transfer of cap due to servicing transfer
$
(7,677,850)
$
83,906,643 Updated due to quarterly assessment and reallocation
$
4,570,000
$
88,476,643 Transfer of cap due to servicing transfer
$
(4,563,638)
$
83,913,005 Updated due to quarterly assessment and reallocation
$
380,000
$
84,293,005 Transfer of cap due to servicing transfer
$
(4,538,684)
$
79,754,321 Updated due to quarterly assessment and reallocation
$
2,430,000
$
82,184,321 Transfer of cap due to servicing transfer
$
450,000
$
82,634,321 Transfer of cap due to servicing transfer
$
(6,594,915)
$
76,039,406 Updated due to quarterly assessment and reallocation
04/13/2011
$
200,000
$
200,000 Transfer of cap due to servicing transfer
$
100,000
$
300,000 Transfer of cap due to servicing transfer
06/16/2011
$
300,000
$
600,000 Transfer of cap due to servicing transfer
06/29/2011
$
(9)
$
599,991 Updated due to quarterly assessment and reallocation
08/16/2011
$
200,000
$
799,991 Transfer of cap due to servicing transfer
06/28/2012
$
(7)
$
799,984 Updated due to quarterly assessment and reallocation
09/27/2012
$
(19)
$
799,965 Updated due to quarterly assessment and reallocation
12/27/2012
$
(3)
$
799,962 Updated due to quarterly assessment and reallocation
03/25/2013
$
(12)
$
799,950 Updated due to quarterly assessment and reallocation
06/27/2013
$
(5)
$
799,945 Updated due to quarterly assessment and reallocation
07/16/2013
$
150,000
$
949,945 Transfer of cap due to servicing transfer
09/27/2013
$
(2)
$
949,943 Updated due to quarterly assessment and reallocation
12/23/2013
$
(3,454)
$
946,489 Updated due to quarterly assessment and reallocation
03/26/2014
$
(121)
$
946,368 Updated due to quarterly assessment and reallocation
06/26/2014
$
(1,433)
$
944,935 Updated due to quarterly assessment and reallocation
07/29/2014
$
(2,846)
$
942,089 Updated due to quarterly assessment and reallocation
09/29/2014
$
(940)
$
941,149 Updated due to quarterly assessment and reallocation
12/29/2014
$
(93,451)
$
847,698 Updated due to quarterly assessment and reallocation
03/26/2015
$
(38,280)
$
809,418 Updated due to quarterly assessment and reallocation
04/28/2015
$
(150,882)
$
658,536 Updated due to quarterly assessment and reallocation
06/25/2015
$
(36,528)
$
622,008 Updated due to quarterly assessment and reallocation
09/28/2015
$
(48,795)
$
573,213 Updated due to quarterly assessment and reallocation
12/28/2015
$
(36,112)
$
537,101 Updated due to quarterly assessment and reallocation
02/25/2016
$
(114,666)
$
422,435 Reallocation due to MHA program deobligation
03/28/2016
$
(2,395)
$
420,040 Updated due to quarterly assessment and reallocation
05/31/2016
$
(18,747)
$
401,293 Updated due to quarterly assessment and reallocation
06/16/2016
$
40,000
$
441,293 Transfer of cap due to servicing transfer
06/27/2016
$
(10,639)
$
430,654 Updated due to quarterly assessment and reallocation
07/27/2016
$
(13,632)
$
417,022 Updated due to quarterly assessment and reallocation
09/28/2016
$
(23,841)
$
393,181 Updated due to quarterly assessment and reallocation
03/16/2015
$
210,000
$
210,000 Transfer of cap due to servicing transfer
03/26/2015
$
52,082
$
262,082 Updated due to quarterly assessment and reallocation
04/28/2015
$
(20,260)
$
241,822 Updated due to quarterly assessment and reallocation
06/25/2015
$
(4,820)
$
237,002 Updated due to quarterly assessment and reallocation
09/28/2015
$
(6,306)
$
230,696 Updated due to quarterly assessment and reallocation
12/28/2015
$
(4,751)
$
225,945 Updated due to quarterly assessment and reallocation
02/25/2016
$
(20,231)
$
205,714 Reallocation due to MHA program deobligation
03/28/2016
$
(423)
$
205,291 Updated due to quarterly assessment and reallocation
05/31/2016
$
(3,307)
$
201,984 Updated due to quarterly assessment and reallocation
06/27/2016
$
(1,976)
$
200,008 Updated due to quarterly assessment and reallocation
07/27/2016
$
(1,995)
$
198,013 Updated due to quarterly assessment and reallocation
09/28/2016
140,000 N/A
69,138,417 Transfer of cap due to servicing transfer
$
05/13/2011
$
$
09/28/2016
Financial Instrument for Home Loan Modifications
3,030,000
09/15/2016
Purchase
66,108,417 Updated due to quarterly assessment and reallocation
$
08/16/2016
CA
$
07/27/2016
Oakland
(2,856,501)
07/14/2016
Oakland Municipal Credit Union
68,964,918 Transfer of cap due to servicing transfer
$
06/27/2016
08/05/2009
$
06/16/2016
3
67,554,918 Transfer of cap due to servicing transfer
1,410,000
05/31/2016
- N/A
67,854,918 Transfer of cap due to servicing transfer
$
$
05/16/2016
NJ
$
(300,000)
04/14/2016
Trenton
680,000
$
03/28/2016
NJ Housing & Mortgage Finance
67,174,918 Updated due to quarterly assessment and reallocation
$
03/16/2016
Financial Instrument for Home Loan Modifications
$
02/25/2016
Purchase
(3,708,330)
02/16/2016
03/16/2015
70,883,248 Transfer of cap due to servicing transfer
$
01/14/2016
3
$
12/28/2015
- N/A
1,280,000
12/16/2015
Financial Instrument for Home Loan Modifications
69,603,248 Transfer of cap due to servicing transfer
$
11/16/2015
Purchase
72,413,248 Transfer of cap due to servicing transfer
$
10/15/2015
OH
59,283,248 Updated due to quarterly assessment and reallocation
$
(2,810,000)
09/28/2015
Cleveland
$
13,130,000
$
09/16/2015
04/13/2011
(2,857,812)
$
08/14/2015
New York Community Bank (AmTrust
Bank)
$
07/16/2015
$
(3,529)
$
194,484 Updated due to quarterly assessment and reallocation
09/30/2009
$
290,000
$
430,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
210,000
$
640,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
170,000
$
810,000 Updated portfolio data from servicer
07/14/2010
$
(10,000)
$
800,000 Updated portfolio data from servicer
09/30/2010
$
(74,722)
$
725,278 Updated portfolio data from servicer
01/06/2011
$
(1)
$
725,277 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
725,276 Updated due to quarterly assessment and reallocation
04/13/2011
$
(200,000)
$
525,276 Transfer of cap due to servicing transfer
06/29/2011
$
(7)
$
525,269 Updated due to quarterly assessment and reallocation
104
04/16/2009
Ocwen Loan Servicing LLC
West Palm
Beach
6
FL
Purchase
Financial Instrument for Home Loan Modifications
$
659,000,000 N/A
07/22/2011
$
(515,201)
$
06/12/2009
$
(105,620,000)
$
553,380,000 Updated portfolio data from servicer
09/30/2009
$
102,580,000
$
655,960,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
277,640,000
$
933,600,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
46,860,000
$
06/16/2010
$
156,050,000
$
07/14/2010
$
(191,610,000)
$
944,900,000 Updated portfolio data from servicer
07/16/2010
$
23,710,000
$
968,610,000 Transfer of cap due to servicing transfer
09/15/2010
$
100,000
$
968,710,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
3,742,740
$
10/15/2010
$
170,800,000
$
1,143,252,740 Transfer of cap due to servicing transfer
01/06/2011
$
(1,020)
$
1,143,251,720 Updated due to quarterly assessment and reallocation
02/16/2011
$
900,000
$
1,144,151,720 Transfer of cap due to servicing transfer
03/30/2011
$
(1,114)
$
1,144,150,606 Updated due to quarterly assessment and reallocation
06/29/2011
$
(10,044)
$
1,144,140,562 Updated due to quarterly assessment and reallocation
10/14/2011
$
(100,000)
$
1,144,040,562 Transfer of cap due to servicing transfer
01/13/2012
$
194,800,000
$
1,338,840,562 Transfer of cap due to servicing transfer
02/16/2012
$
400,000
$
1,339,240,562 Transfer of cap due to servicing transfer
03/15/2012
$
100,000
$
1,339,340,562 Transfer of cap due to servicing transfer
05/16/2012
$
123,530,000
$
1,462,870,562 Transfer of cap due to servicing transfer
06/14/2012
$
354,290,000
$
1,817,160,562 Transfer of cap due to servicing transfer
06/28/2012
$
(6,308)
$
1,817,154,254 Updated due to quarterly assessment and reallocation
07/16/2012
$
10,080,000
$
1,827,234,254 Transfer of cap due to servicing transfer
08/16/2012
$
8,390,000
$
1,835,624,254 Transfer of cap due to servicing transfer
09/27/2012
$
(10,733)
$
1,835,613,521 Updated due to quarterly assessment and reallocation
10/16/2012
$
14,560,000
$
1,850,173,521 Transfer of cap due to servicing transfer
11/15/2012
$
13,240,000
$
1,863,413,521 Transfer of cap due to servicing transfer
12/14/2012
$
2,080,000
$
1,865,493,521 Transfer of cap due to servicing transfer
12/27/2012
$
(1,015)
$
1,865,492,506 Updated due to quarterly assessment and reallocation
01/16/2013
$
410,000
$
1,865,902,506 Transfer of cap due to servicing transfer
02/14/2013
$
960,000
$
1,866,862,506 Transfer of cap due to servicing transfer
03/14/2013
$
83,880,000
$
1,950,742,506 Transfer of cap due to servicing transfer
03/25/2013
$
(1,877)
$
1,950,740,629 Updated due to quarterly assessment and reallocation
04/09/2013
$
157,237,929
$
2,107,978,558 Transfer of cap due to servicing transfer
04/16/2013
$
620,860,000
$
2,728,838,558 Transfer of cap due to servicing transfer
05/16/2013
$
18,970,000
$
2,747,808,558 Transfer of cap due to servicing transfer
06/14/2013
$
(190,000)
$
2,747,618,558 Transfer of cap due to servicing transfer
06/27/2013
$
(2,817)
$
2,747,615,741 Updated due to quarterly assessment and reallocation
07/16/2013
$
14,710,000
$
2,762,325,741 Transfer of cap due to servicing transfer
09/16/2013
$
66,170,000
$
2,828,495,741 Transfer of cap due to servicing transfer
09/27/2013
$
(276)
$
2,828,495,465 Updated due to quarterly assessment and reallocation
10/15/2013
$
267,580,000
$
3,096,075,465 Transfer of cap due to servicing transfer
11/14/2013
$
4,290,000
$
3,100,365,465 Transfer of cap due to servicing transfer
12/16/2013
$
280,370,000
$
3,380,735,465 Transfer of cap due to servicing transfer
12/23/2013
$
49,286,732
$
3,430,022,197 Updated due to quarterly assessment and reallocation
01/16/2014
$
51,180,000
$
3,481,202,197 Transfer of cap due to servicing transfer
01/31/2014
$
765,231,390
$
4,246,433,587 Transfer of cap due to merger/acquisition
02/13/2014
$
38,900,000
$
4,285,333,587 Transfer of cap due to servicing transfer
02/27/2014
$
360,860,500
$
4,646,194,086 Transfer of cap due to merger/acquisition
03/14/2014
$
25,080,000
$
4,671,274,086 Transfer of cap due to servicing transfer
03/26/2014
$
(167,651)
$
4,671,106,435 Updated due to quarterly assessment and reallocation
04/16/2014
$
11,980,000
$
4,683,086,435 Transfer of cap due to servicing transfer
05/15/2014
$
130,000
$
4,683,216,435 Transfer of cap due to servicing transfer
05/28/2014
$
284,475,088
$
4,967,691,523 Transfer of cap due to merger/acquisition
06/16/2014
$
690,000
$
4,968,381,523 Transfer of cap due to servicing transfer
06/26/2014
$
(2,284,678)
$
4,966,096,845 Updated due to quarterly assessment and reallocation
07/16/2014
$
(10,000)
$
4,966,086,845 Transfer of cap due to servicing transfer
07/29/2014
$
(4,336,420)
$
4,961,750,425 Updated due to quarterly assessment and reallocation
08/14/2014
$
1,030,000
$
4,962,780,425 Transfer of cap due to servicing transfer
09/16/2014
$
2,290,000
$
4,965,070,425 Transfer of cap due to servicing transfer
09/29/2014
$
(1,332,356)
$
4,963,738,069 Updated due to quarterly assessment and reallocation
10/16/2014
$
(55,610,000)
$
4,908,128,069 Transfer of cap due to servicing transfer
11/14/2014
$
(560,000)
$
4,907,568,069 Transfer of cap due to servicing transfer
12/16/2014
$
1,110,000
$
4,908,678,069 Transfer of cap due to servicing transfer
12/29/2014
$
301,404,585
$
5,210,082,654 Updated due to quarterly assessment and reallocation
01/15/2015
$
100,000
$
5,210,182,654 Transfer of cap due to servicing transfer
02/13/2015
$
31,540,000
$
5,241,722,654 Transfer of cap due to servicing transfer
03/26/2015
$
185,944,745
$
5,427,667,399 Updated due to quarterly assessment and reallocation
04/16/2015
$
(4,540,000)
$
5,423,127,399 Transfer of cap due to servicing transfer
04/28/2015
$
427,273,750
$
5,850,401,149 Updated due to quarterly assessment and reallocation
05/14/2015
$
(2,790,000)
$
5,847,611,149 Transfer of cap due to servicing transfer
06/16/2015
$
(8,130,000)
$
5,839,481,149 Transfer of cap due to servicing transfer
06/25/2015
$
166,414,320
$
6,005,895,469 Updated due to quarterly assessment and reallocation
07/16/2015
$
(7,110,000)
$
5,998,785,469 Transfer of cap due to servicing transfer
08/14/2015
$
(10,500,000)
$
5,988,285,469 Transfer of cap due to servicing transfer
09/16/2015
$
(7,770,000)
$
5,980,515,469 Transfer of cap due to servicing transfer
10,068 Termination of SPA
980,460,000 Updated portfolio data from servicer
1,136,510,000 Transfer of cap due to servicing transfer
972,452,740 Updated portfolio data from servicer
105
09/28/2015
6,123,043,720 Transfer of cap due to servicing transfer
$
85,621,261
$
6,208,664,981 Updated due to quarterly assessment and reallocation
$
(350,000)
$
6,208,314,981 Transfer of cap due to servicing transfer
$
30,000
$
6,208,344,981 Transfer of cap due to servicing transfer
$
(168,638,885)
$
6,039,706,096 Reallocation due to MHA program deobligation
$
161,526,035
$
6,201,232,131 Transfer of cap due to merger/acquisition
03/16/2016
$
(21,390,000)
$
6,179,842,131 Transfer of cap due to servicing transfer
03/28/2016
$
(5,796,239)
$
6,174,045,892 Updated due to quarterly assessment and reallocation
04/14/2016
$
(460,000)
$
6,173,585,892 Transfer of cap due to servicing transfer
05/16/2016
$
(44,490,000)
$
6,129,095,892 Transfer of cap due to servicing transfer
05/31/2016
$
78,956,346
$
6,208,052,238 Updated due to quarterly assessment and reallocation
06/16/2016
$
(870,000)
$
6,207,182,238 Transfer of cap due to servicing transfer
06/27/2016
$
84,587,240
$
6,291,769,478 Updated due to quarterly assessment and reallocation
07/14/2016
$
(20,000)
$
6,291,749,478 Transfer of cap due to servicing transfer
07/27/2016
$
94,250,614
$
6,386,000,092 Updated due to quarterly assessment and reallocation
09/15/2016
$
(16,590,000)
$
6,369,410,092 Transfer of cap due to servicing transfer
09/28/2016
633,000,000 N/A
$
03/04/2016
$
(9,870,000)
02/25/2016
Financial Instrument for Home Loan Modifications
6,132,913,720 Transfer of cap due to servicing transfer
$
02/16/2016
Purchase
6,133,513,720 Transfer of cap due to servicing transfer
$
01/14/2016
PA
6,139,173,720 Updated due to quarterly assessment and reallocation
$
(600,000)
12/28/2015
Ft. Washington
$
(5,660,000)
$
12/16/2015
04/13/2009
158,658,251
$
11/16/2015
Ocwen Loan Servicing, LLC (as
successor in interest to GMAC
Mortgage, LLC)
$
10/15/2015
$
101,998,896
$
6,471,408,988 Updated due to quarterly assessment and reallocation
06/12/2009
$
384,650,000
$
1,017,650,000 Updated portfolio data from servicer
09/30/2009
$
2,537,240,000
$
3,554,890,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
(1,679,520,000)
$
1,875,370,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
190,180,000
$
2,065,550,000 Updated portfolio data from servicer
05/14/2010
$
1,880,000
$
2,067,430,000 Transfer of cap due to servicing transfer
07/14/2010
$
(881,530,000)
$
1,185,900,000 Updated portfolio data from servicer
08/13/2010
$
(3,700,000)
$
1,182,200,000 Transfer of cap due to servicing transfer
09/30/2010
$
119,200,000
$
1,301,400,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
216,998,139
$
1,518,398,139 Updated portfolio data from servicer
12/15/2010
$
(500,000)
$
1,517,898,139 Transfer of cap due to servicing transfer
01/06/2011
$
(1,734)
$
1,517,896,405 Updated due to quarterly assessment and reallocation
03/16/2011
$
(100,000)
$
1,517,796,405 Transfer of cap due to servicing transfer
03/30/2011
$
(2,024)
$
1,517,794,381 Updated due to quarterly assessment and reallocation
04/13/2011
$
(800,000)
$
1,516,994,381 Transfer of cap due to servicing transfer
05/13/2011
$
(17,900,000)
$
1,499,094,381 Transfer of cap due to servicing transfer
06/29/2011
$
(18,457)
$
1,499,075,924 Updated due to quarterly assessment and reallocation
07/14/2011
$
(200,000)
$
1,498,875,924 Transfer of cap due to servicing transfer
08/16/2011
$
3,400,000
$
1,502,275,924 Transfer of cap due to servicing transfer
09/15/2011
$
200,000
$
1,502,475,924 Transfer of cap due to servicing transfer
10/14/2011
$
(800,000)
$
1,501,675,924 Transfer of cap due to servicing transfer
11/16/2011
$
(200,000)
$
1,501,475,924 Transfer of cap due to servicing transfer
12/15/2011
$
2,600,000
$
1,504,075,924 Transfer of cap due to servicing transfer
01/13/2012
$
(1,600,000)
$
1,502,475,924 Transfer of cap due to servicing transfer
03/15/2012
$
(400,000)
$
1,502,075,924 Transfer of cap due to servicing transfer
04/16/2012
$
(100,000)
$
1,501,975,924 Transfer of cap due to servicing transfer
05/16/2012
$
(800,000)
$
1,501,175,924 Transfer of cap due to servicing transfer
06/14/2012
$
(990,000)
$
1,500,185,924 Transfer of cap due to servicing transfer
06/28/2012
$
(12,463)
$
1,500,173,461 Updated due to quarterly assessment and reallocation
08/16/2012
$
10,000
$
1,500,183,461 Transfer of cap due to servicing transfer
09/27/2012
$
(33,210)
$
1,500,150,251 Updated due to quarterly assessment and reallocation
11/15/2012
$
(1,200,000)
$
1,498,950,251 Transfer of cap due to servicing transfer
12/14/2012
$
40,000
$
1,498,990,251 Transfer of cap due to servicing transfer
12/27/2012
$
(5,432)
$
1,498,984,819 Updated due to quarterly assessment and reallocation
01/16/2013
$
60,000
$
1,499,044,819 Transfer of cap due to servicing transfer
02/14/2013
$
(30,000)
$
1,499,014,819 Transfer of cap due to servicing transfer
03/14/2013
$
(80,000)
$
1,498,934,819 Transfer of cap due to servicing transfer
03/25/2013
$
(19,838)
$
1,498,914,981 Updated due to quarterly assessment and reallocation
06/14/2013
$
30,000
$
1,498,944,981 Transfer of cap due to servicing transfer
06/27/2013
$
(7,105)
$
1,498,937,876 Updated due to quarterly assessment and reallocation
09/16/2013
$
(66,500,000)
$
1,432,437,876 Transfer of cap due to servicing transfer
09/27/2013
$
(2,430)
$
1,432,435,446 Updated due to quarterly assessment and reallocation
10/15/2013
$
(197,220,000)
$
1,235,215,446 Transfer of cap due to servicing transfer
11/14/2013
$
(30,000)
$
1,235,185,446 Transfer of cap due to servicing transfer
12/16/2013
$
(2,230,000)
$
1,232,955,446 Transfer of cap due to servicing transfer
12/23/2013
$
(3,902,818)
$
1,229,052,628 Updated due to quarterly assessment and reallocation
01/16/2014
$
(9,350,000)
$
1,219,702,628 Transfer of cap due to servicing transfer
02/13/2014
$
(36,560,000)
$
1,183,142,628 Transfer of cap due to servicing transfer
03/14/2014
$
(17,170,000)
$
1,165,972,628 Transfer of cap due to servicing transfer
03/26/2014
$
(136,207)
$
1,165,836,421 Updated due to quarterly assessment and reallocation
04/16/2014
$
(20,570,000)
$
1,145,266,421 Transfer of cap due to servicing transfer
05/15/2014
$
(260,000)
$
1,145,006,421 Transfer of cap due to servicing transfer
06/16/2014
$
(400,000)
$
1,144,606,421 Transfer of cap due to servicing transfer
06/26/2014
$
(1,585,532)
$
1,143,020,889 Updated due to quarterly assessment and reallocation
07/16/2014
$
(70,000)
$
1,142,950,889 Transfer of cap due to servicing transfer
106
07/29/2014
1,006,334,360 Updated due to quarterly assessment and reallocation
$
(90,000)
$
1,006,244,360 Transfer of cap due to servicing transfer
$
(32,040,000)
$
974,204,360 Transfer of cap due to servicing transfer
$
(45,741,813)
$
928,462,547 Updated due to quarterly assessment and reallocation
$
80,000
$
928,542,547 Transfer of cap due to servicing transfer
$
(180,258,444)
$
748,284,103 Updated due to quarterly assessment and reallocation
$
(180,000)
$
748,104,103 Transfer of cap due to servicing transfer
$
(42,755,476)
$
705,348,627 Updated due to quarterly assessment and reallocation
$
(57,116,228)
$
648,232,399 Updated due to quarterly assessment and reallocation
$
(42,653,357)
$
605,579,042 Updated due to quarterly assessment and reallocation
$
(134,493,339)
$
471,085,703 Reallocation due to MHA program deobligation
03/04/2016
$
(161,526,035)
$
309,559,668 Termination of SPA
10/02/2009
$
460,000
$
12/30/2009
$
2,730,000
$
03/26/2010
$
13,280,000
$
18,540,000 Updated portfolio data from servicer
07/14/2010
$
(13,540,000)
$
5,000,000 Updated portfolio data from servicer
09/30/2010
$
1,817,613
$
6,817,613 Updated portfolio data from servicer
01/06/2011
$
(10)
$
6,817,603 Updated due to quarterly assessment and reallocation
03/30/2011
$
(12)
$
6,817,591 Updated due to quarterly assessment and reallocation
06/29/2011
$
(115)
$
6,817,476 Updated due to quarterly assessment and reallocation
06/28/2012
$
(86)
$
6,817,390 Updated due to quarterly assessment and reallocation
09/27/2012
$
(236)
$
6,817,154 Updated due to quarterly assessment and reallocation
12/27/2012
$
(40)
$
6,817,114 Updated due to quarterly assessment and reallocation
03/25/2013
$
(149)
$
6,816,965 Updated due to quarterly assessment and reallocation
06/27/2013
$
(56)
$
6,816,909 Updated due to quarterly assessment and reallocation
09/27/2013
$
(20)
$
6,816,889 Updated due to quarterly assessment and reallocation
12/23/2013
$
(33,979)
$
6,782,910 Updated due to quarterly assessment and reallocation
03/26/2014
$
(1,192)
$
6,781,718 Updated due to quarterly assessment and reallocation
06/26/2014
$
(14,049)
$
6,767,669 Updated due to quarterly assessment and reallocation
07/29/2014
$
(27,888)
$
6,739,781 Updated due to quarterly assessment and reallocation
09/29/2014
$
(9,230)
$
6,730,551 Updated due to quarterly assessment and reallocation
12/29/2014
$
(1,104,824)
$
5,625,727 Updated due to quarterly assessment and reallocation
03/26/2015
$
(416,543)
$
5,209,184 Updated due to quarterly assessment and reallocation
04/28/2015
$
(1,600,867)
$
3,608,317 Updated due to quarterly assessment and reallocation
06/25/2015
$
(379,686)
$
3,228,631 Updated due to quarterly assessment and reallocation
09/28/2015
$
(508,298)
$
2,720,333 Updated due to quarterly assessment and reallocation
12/28/2015
$
(376,180)
$
2,344,153 Updated due to quarterly assessment and reallocation
02/25/2016
$
(1,091,210)
$
1,252,943 Reallocation due to MHA program deobligation
03/28/2016
$
(22,798)
$
1,230,145 Updated due to quarterly assessment and reallocation
05/31/2016
$
(178,458)
$
1,051,687 Updated due to quarterly assessment and reallocation
06/27/2016
$
(106,634)
$
945,053 Updated due to quarterly assessment and reallocation
07/27/2016
$
(106,698)
$
838,355 Updated due to quarterly assessment and reallocation
09/28/2016
4,350,000 N/A
$
02/25/2016
$
1,126,749,437 Transfer of cap due to servicing transfer
(120,415,077)
12/28/2015
Financial Instrument for Home Loan Modifications
1,127,949,437 Transfer of cap due to servicing transfer
$
$
09/28/2015
Purchase
$
(1,200,000)
06/25/2015
NY
(260,000)
$
06/16/2015
Albany
1,128,209,437 Transfer of cap due to servicing transfer
$
04/28/2015
09/09/2009
$
04/16/2015
OwnersChoice Funding, Inc. (CUC
Mortgage Corporation)
(240,000)
03/26/2015
2,070,000 N/A
1,128,449,437 Updated due to quarterly assessment and reallocation
$
02/13/2015
$
$
01/15/2015
TN
(1,022,008)
12/29/2014
Oak Ridge
1,129,471,445 Transfer of cap due to servicing transfer
$
12/16/2014
ORNL Federal Credit Union
1,131,951,445 Transfer of cap due to servicing transfer
$
11/14/2014
16
1,139,851,445 Updated due to quarterly assessment and reallocation
$
(2,480,000)
10/16/2014
Financial Instrument for Home Loan Modifications
$
(7,900,000)
$
09/29/2014
Purchase
(3,099,444)
$
09/16/2014
09/11/2009
$
08/14/2014
$
(193,368)
$
10/02/2009
$
950,000
$
5,300,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
5,700,000
$
11,000,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
740,000
$
11,740,000 Updated portfolio data from servicer
07/14/2010
$
(1,440,000)
$
10,300,000 Updated portfolio data from servicer
09/30/2010
$
(6,673,610)
$
3,626,390 Updated portfolio data from servicer
01/06/2011
$
(5)
$
3,626,385 Updated due to quarterly assessment and reallocation
03/30/2011
$
(6)
$
3,626,379 Updated due to quarterly assessment and reallocation
06/29/2011
$
(52)
$
3,626,327 Updated due to quarterly assessment and reallocation
06/28/2012
$
(38)
$
3,626,289 Updated due to quarterly assessment and reallocation
09/27/2012
$
(107)
$
3,626,182 Updated due to quarterly assessment and reallocation
12/27/2012
$
(18)
$
3,626,164 Updated due to quarterly assessment and reallocation
03/25/2013
$
(69)
$
3,626,095 Updated due to quarterly assessment and reallocation
06/27/2013
$
(26)
$
3,626,069 Updated due to quarterly assessment and reallocation
09/27/2013
$
(9)
$
3,626,060 Updated due to quarterly assessment and reallocation
12/23/2013
$
(15,739)
$
3,610,321 Updated due to quarterly assessment and reallocation
03/26/2014
$
(554)
$
3,609,767 Updated due to quarterly assessment and reallocation
06/26/2014
$
(6,538)
$
3,603,229 Updated due to quarterly assessment and reallocation
07/29/2014
$
(12,989)
$
3,590,240 Updated due to quarterly assessment and reallocation
09/29/2014
$
(4,292)
$
3,585,948 Updated due to quarterly assessment and reallocation
12/29/2014
$
(498,170)
$
3,087,778 Updated due to quarterly assessment and reallocation
03/26/2015
$
(183,056)
$
2,904,722 Updated due to quarterly assessment and reallocation
04/28/2015
$
(704,893)
$
2,199,829 Updated due to quarterly assessment and reallocation
06/25/2015
$
(167,093)
$
2,032,736 Updated due to quarterly assessment and reallocation
09/28/2015
$
(224,207)
$
1,808,529 Updated due to quarterly assessment and reallocation
12/28/2015
$
(150,962)
$
1,657,567 Updated due to quarterly assessment and reallocation
2,530,000 Updated portfolio data from servicer/additional program initial cap
5,260,000 Updated portfolio data from servicer/additional program initial cap
644,987 Updated due to quarterly assessment and reallocation
107
02/25/2016
$
870,333 Updated due to quarterly assessment and reallocation
(1)
$
870,332 Updated due to quarterly assessment and reallocation
$
(12)
$
870,320 Updated due to quarterly assessment and reallocation
$
(10)
$
870,310 Updated due to quarterly assessment and reallocation
09/14/2012
$
(816,373)
$
09/30/2010
$
2,181,334
$
3,481,334 Updated portfolio data from servicer
$
(5)
$
3,481,329 Updated due to quarterly assessment and reallocation
$
(6)
$
3,481,323 Updated due to quarterly assessment and reallocation
$
(58)
$
3,481,265 Updated due to quarterly assessment and reallocation
$
(43)
$
3,481,222 Updated due to quarterly assessment and reallocation
$
(119)
$
3,481,103 Updated due to quarterly assessment and reallocation
$
(20)
$
3,481,083 Updated due to quarterly assessment and reallocation
$
(76)
$
3,481,007 Updated due to quarterly assessment and reallocation
$
(29)
$
3,480,978 Updated due to quarterly assessment and reallocation
$
(10)
$
3,480,968 Updated due to quarterly assessment and reallocation
$
(17,421)
$
3,463,547 Updated due to quarterly assessment and reallocation
$
(612)
$
3,462,935 Updated due to quarterly assessment and reallocation
$
(7,228)
$
3,455,707 Updated due to quarterly assessment and reallocation
07/29/2014
$
(14,356)
$
3,441,351 Updated due to quarterly assessment and reallocation
09/29/2014
$
(4,742)
$
3,436,609 Updated due to quarterly assessment and reallocation
12/29/2014
$
(563,436)
$
2,873,173 Updated due to quarterly assessment and reallocation
03/26/2015
$
(211,377)
$
2,661,796 Updated due to quarterly assessment and reallocation
04/28/2015
$
(828,966)
$
1,832,830 Updated due to quarterly assessment and reallocation
06/25/2015
$
(197,512)
$
1,635,318 Updated due to quarterly assessment and reallocation
09/28/2015
$
(265,281)
$
1,370,037 Updated due to quarterly assessment and reallocation
12/28/2015
$
(198,838)
$
1,171,199 Updated due to quarterly assessment and reallocation
02/25/2016
$
(574,396)
$
596,803 Reallocation due to MHA program deobligation
03/28/2016
$
(11,998)
$
584,805 Updated due to quarterly assessment and reallocation
05/31/2016
$
(93,018)
$
491,787 Updated due to quarterly assessment and reallocation
06/27/2016
$
(55,567)
$
436,220 Updated due to quarterly assessment and reallocation
07/27/2016
$
(55,584)
$
09/28/2016
6,210,000 N/A
(1)
$
06/26/2014
$
870,334 Updated portfolio data from servicer
$
03/26/2014
Financial Instrument for Home Loan Modifications
$
12/23/2013
Purchase
70,334
09/27/2013
CA
800,000 Updated portfolio data from servicer
$
06/27/2013
Calasbasa
$
03/25/2013
PennyMac Loan Services, LLC
(140,000)
12/27/2012
08/12/2009
940,000 Updated portfolio data from servicer
$
09/27/2012
1,300,000 N/A
$
06/28/2012
$
800,000 Updated portfolio data from servicer/additional program initial cap
140,000
06/29/2011
NY
959,091 Updated due to quarterly assessment and reallocation
$
$
03/30/2011
Oswego
$
40,000
01/06/2011
Pathfinder Bank
(66,682)
$
06/28/2012
6
1,025,773 Updated due to quarterly assessment and reallocation
$
06/29/2011
Financial Instrument for Home Loan Modifications
$
03/30/2011
Purchase
(42,814)
01/06/2011
08/25/2010
1,068,587 Updated due to quarterly assessment and reallocation
$
01/22/2010
760,000 N/A
$
09/30/2010
$
(42,745)
07/14/2010
OH
1,111,332 Updated due to quarterly assessment and reallocation
$
03/26/2010
Solon
1,181,259 Updated due to quarterly assessment and reallocation
$
09/28/2016
Park View Federal Savings Bank
1,191,012 Reallocation due to MHA program deobligation
$
(69,927)
07/27/2016
Financial Instrument for Home Loan Modifications
$
(9,753)
$
06/27/2016
Purchase
(466,555)
$
05/31/2016
12/16/2009
$
03/28/2016
$
(99,629)
$
09/30/2009
$
(1,200,000)
$
5,010,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
30,800,000
$
35,810,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
23,200,000
$
59,010,000 Updated portfolio data from servicer
06/16/2010
$
2,710,000
$
61,720,000 Transfer of cap due to servicing transfer
07/14/2010
$
(18,020,000)
$
43,700,000 Updated portfolio data from servicer
07/16/2010
$
6,680,000
$
50,380,000 Transfer of cap due to servicing transfer
08/13/2010
$
2,600,000
$
52,980,000 Transfer of cap due to servicing transfer
09/15/2010
$
(100,000)
$
52,880,000 Transfer of cap due to servicing transfer
09/30/2010
$
200,000
$
53,080,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
(1,423,197)
$
51,656,803 Updated portfolio data from servicer
11/16/2010
$
1,400,000
$
53,056,803 Transfer of cap due to servicing transfer
12/15/2010
$
(100,000)
$
52,956,803 Transfer of cap due to servicing transfer
01/06/2011
$
(72)
$
52,956,731 Updated due to quarterly assessment and reallocation
01/13/2011
$
4,100,000
$
57,056,731 Transfer of cap due to servicing transfer
02/16/2011
$
(100,000)
$
56,956,731 Transfer of cap due to servicing transfer
03/16/2011
$
4,000,000
$
60,956,731 Transfer of cap due to servicing transfer
03/30/2011
$
(94)
$
60,956,637 Updated due to quarterly assessment and reallocation
04/13/2011
$
(100,000)
$
60,856,637 Transfer of cap due to servicing transfer
05/13/2011
$
5,800,000
$
66,656,637 Transfer of cap due to servicing transfer
06/16/2011
$
600,000
$
67,256,637 Transfer of cap due to servicing transfer
06/29/2011
$
(812)
$
67,255,825 Updated due to quarterly assessment and reallocation
07/14/2011
$
2,500,000
$
69,755,825 Transfer of cap due to servicing transfer
09/15/2011
$
2,800,000
$
72,555,825 Transfer of cap due to servicing transfer
10/14/2011
$
300,000
$
72,855,825 Transfer of cap due to servicing transfer
11/16/2011
$
900,000
$
73,755,825 Transfer of cap due to servicing transfer
12/15/2011
$
800,000
$
74,555,825 Transfer of cap due to servicing transfer
01/13/2012
$
200,000
$
74,755,825 Transfer of cap due to servicing transfer
03/15/2012
$
1,900,000
$
76,655,825 Transfer of cap due to servicing transfer
04/16/2012
$
200,000
$
76,855,825 Transfer of cap due to servicing transfer
06/14/2012
$
1,340,000
$
78,195,825 Transfer of cap due to servicing transfer
06/28/2012
$
(340)
$
78,195,485 Updated due to quarterly assessment and reallocation
07/16/2012
$
2,930,000
$
81,125,485 Transfer of cap due to servicing transfer
08/16/2012
$
890,000
$
82,015,485 Transfer of cap due to servicing transfer
09/27/2012
$
(974)
$
82,014,511 Updated due to quarterly assessment and reallocation
53,937 Termination of SPA
380,636 Updated due to quarterly assessment and reallocation
281,007 Updated due to quarterly assessment and reallocation
108
10/16/2012
$
95,253,723 Updated due to quarterly assessment and reallocation
$
(7)
$
95,253,716 Updated due to quarterly assessment and reallocation
$
4,450,000
$
$
15,826,215
$
115,529,931 Updated due to quarterly assessment and reallocation
$
5,130,000
$
120,659,931 Transfer of cap due to servicing transfer
$
(2,390,000)
$
118,269,931 Transfer of cap due to servicing transfer
$
2,017,426
$
120,287,357 Updated due to quarterly assessment and reallocation
$
(10,000)
$
120,277,357 Transfer of cap due to servicing transfer
$
2,360,000
$
122,637,357 Transfer of cap due to servicing transfer
$
5,959,201
$
128,596,558 Updated due to quarterly assessment and reallocation
07/16/2014
$
10,000
$
128,606,558 Transfer of cap due to servicing transfer
07/29/2014
$
3,708,381
$
132,314,939 Updated due to quarterly assessment and reallocation
08/14/2014
$
150,000
$
132,464,939 Transfer of cap due to servicing transfer
09/16/2014
$
(2,610,000)
$
129,854,939 Transfer of cap due to servicing transfer
09/29/2014
$
(7,217)
$
129,847,722 Updated due to quarterly assessment and reallocation
10/16/2014
$
(25,090,000)
$
104,757,722 Transfer of cap due to servicing transfer
11/14/2014
$
20,000
$
104,777,722 Transfer of cap due to servicing transfer
12/29/2014
$
16,799,847
$
121,577,569 Updated due to quarterly assessment and reallocation
02/13/2015
$
20,000
$
121,597,569 Transfer of cap due to servicing transfer
03/26/2015
$
2,467,104
$
124,064,673 Updated due to quarterly assessment and reallocation
04/16/2015
$
3,210,000
$
127,274,673 Transfer of cap due to servicing transfer
04/28/2015
$
1,404,045
$
128,678,718 Updated due to quarterly assessment and reallocation
05/14/2015
$
(3,370,000)
$
125,308,718 Transfer of cap due to servicing transfer
06/16/2015
$
3,380,000
$
128,688,718 Transfer of cap due to servicing transfer
06/25/2015
$
2,364,052
$
131,052,770 Updated due to quarterly assessment and reallocation
07/16/2015
$
450,000
$
131,502,770 Transfer of cap due to servicing transfer
08/14/2015
$
4,410,000
$
135,912,770 Transfer of cap due to servicing transfer
09/28/2015
$
6,612,807
$
142,525,577 Updated due to quarterly assessment and reallocation
12/28/2015
$
4,078,670
$
146,604,247 Updated due to quarterly assessment and reallocation
02/25/2016
$
(5,430,455)
$
141,173,792 Reallocation due to MHA program deobligation
03/16/2016
$
20,000
$
141,193,792 Transfer of cap due to servicing transfer
03/28/2016
$
(125,261)
$
141,068,531 Updated due to quarterly assessment and reallocation
04/14/2016
$
30,000
$
141,098,531 Transfer of cap due to servicing transfer
05/16/2016
$
(10,000)
$
141,088,531 Transfer of cap due to servicing transfer
05/31/2016
$
1,973,967
$
143,062,498 Updated due to quarterly assessment and reallocation
06/16/2016
$
(16,870,000)
$
126,192,498 Transfer of cap due to servicing transfer
06/27/2016
$
(126,953)
$
126,065,545 Updated due to quarterly assessment and reallocation
07/14/2016
$
(40,000)
$
126,025,545 Transfer of cap due to servicing transfer
07/27/2016
$
(277,813)
$
125,747,732 Updated due to quarterly assessment and reallocation
09/28/2016
$
3,823,487
$
129,571,219 Updated due to quarterly assessment and reallocation
09/15/2011
$
1,300,000
$
1,300,000 Transfer of cap due to servicing transfer
06/28/2012
$
(15)
$
1,299,985 Updated due to quarterly assessment and reallocation
09/27/2012
$
(42)
$
1,299,943 Updated due to quarterly assessment and reallocation
10/16/2012
$
140,000
$
1,439,943 Transfer of cap due to servicing transfer
12/27/2012
$
(8)
$
1,439,935 Updated due to quarterly assessment and reallocation
03/25/2013
$
(30)
$
1,439,905 Updated due to quarterly assessment and reallocation
06/27/2013
$
(11)
$
1,439,894 Updated due to quarterly assessment and reallocation
07/16/2013
$
5,850,000
$
7,289,894 Transfer of cap due to servicing transfer
09/27/2013
$
(20)
$
7,289,874 Updated due to quarterly assessment and reallocation
12/23/2013
$
(34,545)
$
7,255,329 Updated due to quarterly assessment and reallocation
03/26/2014
$
(1,216)
$
7,254,113 Updated due to quarterly assessment and reallocation
06/26/2014
$
(14,371)
$
7,239,742 Updated due to quarterly assessment and reallocation
07/29/2014
$
(28,561)
$
7,211,181 Updated due to quarterly assessment and reallocation
09/29/2014
$
(9,436)
$
7,201,745 Updated due to quarterly assessment and reallocation
12/29/2014
$
(1,078,208)
$
6,123,537 Updated due to quarterly assessment and reallocation
03/26/2015
$
(406,380)
$
5,717,157 Updated due to quarterly assessment and reallocation
04/28/2015
$
(1,601,860)
$
4,115,297 Updated due to quarterly assessment and reallocation
06/25/2015
$
(382,420)
$
3,732,877 Updated due to quarterly assessment and reallocation
08/14/2015
$
(10,000)
$
3,722,877 Transfer of cap due to servicing transfer
09/28/2015
$
(512,596)
$
3,210,281 Updated due to quarterly assessment and reallocation
12/28/2015
$
(387,831)
$
2,822,450 Updated due to quarterly assessment and reallocation
02/25/2016
$
(1,134,993)
$
1,687,457 Reallocation due to MHA program deobligation
03/28/2016
$
(23,709)
$
1,663,748 Updated due to quarterly assessment and reallocation
05/31/2016
$
(185,561)
$
1,478,187 Updated due to quarterly assessment and reallocation
06/27/2016
$
(111,846)
$
1,366,341 Updated due to quarterly assessment and reallocation
07/27/2016
$
(111,885)
$
1,254,456 Updated due to quarterly assessment and reallocation
09/28/2016
3
95,253,851 Transfer of cap due to servicing transfer
(128)
06/26/2014
- N/A
92,813,851 Transfer of cap due to servicing transfer
$
$
06/16/2014
Financial Instrument for Home Loan Modifications
$
2,440,000
05/15/2014
Purchase
2,160,000
$
03/26/2014
CA
90,653,851 Updated due to quarterly assessment and reallocation
$
03/14/2014
San Diego
$
02/13/2014
Plaza Home Mortgage, Inc
(506)
12/23/2013
11/14/2013
90,654,357 Transfer of cap due to servicing transfer
$
10/15/2013
3
$
09/27/2013
- N/A
2,980,000
06/27/2013
Financial Instrument for Home Loan Modifications
87,674,357 Updated due to quarterly assessment and reallocation
$
06/14/2013
Purchase
87,674,511 Transfer of cap due to servicing transfer
$
04/16/2013
NJ
83,814,511 Transfer of cap due to servicing transfer
$
(154)
03/25/2013
Mt. Laurel
$
3,860,000
$
02/14/2013
PHH Mortgage Corporation
1,800,000
$
12/27/2012
09/15/2011
$
12/14/2012
$
(195,668)
$
1,058,788 Updated due to quarterly assessment and reallocation
11/14/2013
$
10,000
$
10,000 Transfer of cap due to servicing transfer
07/16/2014
$
20,000
$
30,000 Transfer of cap due to servicing transfer
99,703,716 Transfer of cap due to servicing transfer
109
07/17/2009
22,800,000 Updated portfolio data from servicer
$
35,500,000
$
58,300,000 Updated portfolio data from servicer/additional program initial cap
$
23,076,191
$
81,376,191 Updated portfolio data from servicer
$
(123)
$
81,376,068 Updated due to quarterly assessment and reallocation
$
(147)
$
81,375,921 Updated due to quarterly assessment and reallocation
$
(100,000)
$
81,275,921 Transfer of cap due to servicing transfer
$
(1,382)
$
81,274,539 Updated due to quarterly assessment and reallocation
$
(300,000)
$
80,974,539 Transfer of cap due to servicing transfer
$
(1,003)
$
80,973,536 Updated due to quarterly assessment and reallocation
$
(2,745)
$
80,970,791 Updated due to quarterly assessment and reallocation
12/27/2012
$
(460)
$
80,970,331 Updated due to quarterly assessment and reallocation
03/25/2013
$
(1,740)
$
80,968,591 Updated due to quarterly assessment and reallocation
04/09/2013
$
60,000
$
81,028,591 Transfer of cap due to merger/acquisition
06/27/2013
$
(656)
$
81,027,935 Updated due to quarterly assessment and reallocation
09/27/2013
$
(234)
$
81,027,701 Updated due to quarterly assessment and reallocation
12/23/2013
$
(394,926)
$
80,632,775 Updated due to quarterly assessment and reallocation
03/26/2014
$
(13,845)
$
80,618,930 Updated due to quarterly assessment and reallocation
06/26/2014
$
(162,401)
$
80,456,529 Updated due to quarterly assessment and reallocation
07/29/2014
$
(322,480)
$
80,134,049 Updated due to quarterly assessment and reallocation
09/29/2014
$
(106,405)
$
80,027,644 Updated due to quarterly assessment and reallocation
12/29/2014
$
(12,871,888)
$
67,155,756 Updated due to quarterly assessment and reallocation
03/26/2015
$
(4,826,204)
$
62,329,552 Updated due to quarterly assessment and reallocation
04/28/2015
$
(19,002,914)
$
43,326,638 Updated due to quarterly assessment and reallocation
06/25/2015
$
(4,501,445)
$
38,825,193 Updated due to quarterly assessment and reallocation
09/28/2015
$
(5,972,171)
$
32,853,022 Updated due to quarterly assessment and reallocation
12/28/2015
$
(4,421,272)
$
28,431,750 Updated due to quarterly assessment and reallocation
02/25/2016
$
(12,807,238)
$
15,624,512 Reallocation due to MHA program deobligation
03/28/2016
$
(268,339)
$
15,356,173 Updated due to quarterly assessment and reallocation
05/31/2016
$
(2,078,999)
$
13,277,174 Updated due to quarterly assessment and reallocation
06/27/2016
$
(1,239,369)
$
12,037,805 Updated due to quarterly assessment and reallocation
07/27/2016
$
(1,229,840)
$
10,807,965 Updated due to quarterly assessment and reallocation
09/28/2016
294,980,000 N/A
$
09/27/2012
$
(17,180,000)
06/28/2012
Financial Instrument for Home Loan Modifications
39,980,000 Updated portfolio data from servicer
$
10/14/2011
Purchase
37,510,000 Updated portfolio data from servicer/additional program initial cap
$
06/29/2011
OH
18,230,000 Updated portfolio data from servicer/additional program initial cap
$
05/13/2011
Miamisburg
$
2,470,000
03/30/2011
54,470,000 N/A
19,280,000
01/06/2011
$
(36,240,000)
09/30/2010
PNC Bank, National Association
(successor to National City Bank)
Financial Instrument for Home Loan Modifications
$
09/30/2010
06/26/2009
Purchase
$
07/14/2010
PA
$
03/26/2010
Pittsburgh
09/30/2009
12/30/2009
PNC Bank, National Association
$
(2,157,825)
$
09/30/2009
$
315,170,000
$
610,150,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
90,280,000
$
700,430,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(18,690,000)
$
681,740,000 Updated portfolio data from servicer
07/14/2010
$
(272,640,000)
$
409,100,000 Updated portfolio data from servicer
09/30/2010
$
80,600,000
$
489,700,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
71,230,004
$
560,930,004 Updated portfolio data from servicer
01/06/2011
$
(828)
$
560,929,176 Updated due to quarterly assessment and reallocation
02/16/2011
$
200,000
$
561,129,176 Transfer of cap due to servicing transfer
03/16/2011
$
(100,000)
$
561,029,176 Transfer of cap due to servicing transfer
03/30/2011
$
(981)
$
561,028,195 Updated due to quarterly assessment and reallocation
04/13/2011
$
(2,300,000)
$
558,728,195 Transfer of cap due to servicing transfer
05/13/2011
$
(200,000)
$
558,528,195 Transfer of cap due to servicing transfer
06/16/2011
$
(200,000)
$
558,328,195 Transfer of cap due to servicing transfer
06/29/2011
$
(9,197)
$
558,318,998 Updated due to quarterly assessment and reallocation
10/14/2011
$
300,000
$
558,618,998 Transfer of cap due to servicing transfer
11/16/2011
$
(300,000)
$
558,318,998 Transfer of cap due to servicing transfer
01/13/2012
$
200,000
$
558,518,998 Transfer of cap due to servicing transfer
02/16/2012
$
(100,000)
$
558,418,998 Transfer of cap due to servicing transfer
03/15/2012
$
200,000
$
558,618,998 Transfer of cap due to servicing transfer
06/14/2012
$
(10,000)
$
558,608,998 Transfer of cap due to servicing transfer
06/28/2012
$
(6,771)
$
558,602,227 Updated due to quarterly assessment and reallocation
09/27/2012
$
(18,467)
$
558,583,760 Updated due to quarterly assessment and reallocation
12/27/2012
$
(3,105)
$
558,580,655 Updated due to quarterly assessment and reallocation
03/25/2013
$
(11,713)
$
558,568,942 Updated due to quarterly assessment and reallocation
06/27/2013
$
(4,393)
$
558,564,549 Updated due to quarterly assessment and reallocation
09/27/2013
$
(1,565)
$
558,562,984 Updated due to quarterly assessment and reallocation
12/23/2013
$
(2,622,925)
$
555,940,059 Updated due to quarterly assessment and reallocation
03/14/2014
$
7,680,000
$
563,620,059 Transfer of cap due to servicing transfer
03/26/2014
$
(92,836)
$
563,527,223 Updated due to quarterly assessment and reallocation
06/26/2014
$
(1,090,169)
$
562,437,054 Updated due to quarterly assessment and reallocation
07/29/2014
$
(2,140,858)
$
560,296,196 Updated due to quarterly assessment and reallocation
08/14/2014
$
(940,000)
$
559,356,196 Transfer of cap due to servicing transfer
09/29/2014
$
(704,516)
$
558,651,680 Updated due to quarterly assessment and reallocation
10/16/2014
$
10,000
$
558,661,680 Transfer of cap due to servicing transfer
11/14/2014
$
(1,380,000)
$
557,281,680 Transfer of cap due to servicing transfer
12/29/2014
$
(81,896,499)
$
475,385,181 Updated due to quarterly assessment and reallocation
03/16/2015
$
(840,000)
$
474,545,181 Transfer of cap due to servicing transfer
03/26/2015
$
(30,405,344)
$
444,139,837 Updated due to quarterly assessment and reallocation
04/28/2015
$
(109,179,651)
$
334,960,186 Updated due to quarterly assessment and reallocation
06/25/2015
$
(25,425,688)
$
309,534,498 Updated due to quarterly assessment and reallocation
8,650,140 Updated due to quarterly assessment and reallocation
110
09/28/2015
$
100,000
$
09/30/2009
$
(60,000)
$
1,030,000 Updated portfolio data from servicer/additional program initial cap
$
1,260,000
$
2,290,000 Updated portfolio data from servicer/additional program initial cap
$
2,070,000
$
4,360,000 Updated portfolio data from servicer
$
(3,960,000)
$
400,000 Updated portfolio data from servicer
$
180,222
$
580,222 Updated portfolio data from servicer
$
(1)
$
580,221 Updated due to quarterly assessment and reallocation
$
(1)
$
580,220 Updated due to quarterly assessment and reallocation
$
(8)
$
580,212 Updated due to quarterly assessment and reallocation
$
(6)
$
580,206 Updated due to quarterly assessment and reallocation
$
(17)
$
580,189 Updated due to quarterly assessment and reallocation
$
(3)
$
580,186 Updated due to quarterly assessment and reallocation
$
(11)
$
580,175 Updated due to quarterly assessment and reallocation
$
(4)
$
580,171 Updated due to quarterly assessment and reallocation
$
(1)
$
580,170 Updated due to quarterly assessment and reallocation
$
(2,474)
$
577,696 Updated due to quarterly assessment and reallocation
$
(87)
$
577,609 Updated due to quarterly assessment and reallocation
$
(1,027)
$
576,582 Updated due to quarterly assessment and reallocation
$
(2,039)
$
574,543 Updated due to quarterly assessment and reallocation
$
(673)
$
573,870 Updated due to quarterly assessment and reallocation
$
(81,582)
$
492,288 Updated due to quarterly assessment and reallocation
03/26/2015
$
(30,682)
$
461,606 Updated due to quarterly assessment and reallocation
04/28/2015
$
(120,932)
$
340,674 Updated due to quarterly assessment and reallocation
06/25/2015
$
(28,680)
$
311,994 Updated due to quarterly assessment and reallocation
09/28/2015
$
(38,312)
$
273,682 Updated due to quarterly assessment and reallocation
12/28/2015
$
(28,353)
$
245,329 Updated due to quarterly assessment and reallocation
02/25/2016
$
(80,972)
$
164,357 Reallocation due to MHA program deobligation
03/28/2016
$
(1,691)
$
162,666 Updated due to quarterly assessment and reallocation
05/31/2016
$
(13,238)
$
149,428 Updated due to quarterly assessment and reallocation
06/27/2016
$
(7,908)
$
141,520 Updated due to quarterly assessment and reallocation
07/27/2016
$
(7,911)
$
133,609 Updated due to quarterly assessment and reallocation
09/28/2016
$
(13,835)
$
119,774 Updated due to quarterly assessment and reallocation
03/26/2010
$
(10,000)
$
10,000 Updated portfolio data from servicer
07/14/2010
$
90,000
$
100,000 Updated portfolio data from servicer
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
06/29/2011
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
06/28/2012
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
09/27/2012
$
(2)
$
145,052 Updated due to quarterly assessment and reallocation
03/25/2013
$
(1)
$
145,051 Updated due to quarterly assessment and reallocation
12/23/2013
$
(232)
$
144,819 Updated due to quarterly assessment and reallocation
03/26/2014
$
(8)
$
144,811 Updated due to quarterly assessment and reallocation
06/26/2014
$
(96)
$
144,715 Updated due to quarterly assessment and reallocation
07/29/2014
$
(191)
$
144,524 Updated due to quarterly assessment and reallocation
09/29/2014
$
(63)
$
144,461 Updated due to quarterly assessment and reallocation
12/29/2014
$
(7,654)
$
136,807 Updated due to quarterly assessment and reallocation
03/26/2015
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
04/28/2015
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
06/25/2015
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
09/28/2015
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
12/28/2015
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
02/25/2016
$
(7,597)
$
106,038 Reallocation due to MHA program deobligation
03/28/2016
$
(159)
$
105,879 Updated due to quarterly assessment and reallocation
05/31/2016
$
(1,242)
$
104,637 Updated due to quarterly assessment and reallocation
06/27/2016
$
(742)
$
103,895 Updated due to quarterly assessment and reallocation
07/27/2016
$
(742)
$
08/29/2016
18,960,000 N/A
132,336,717 Updated due to quarterly assessment and reallocation
03/15/2012
12/29/2014
$
$
09/29/2014
Financial Instrument for Home Loan Modifications
(12,171,310)
07/29/2014
Purchase
144,508,027 Transfer of cap due to servicing transfer
$
06/26/2014
FL
144,488,027 Updated due to quarterly assessment and reallocation
$
03/26/2014
Tampa
$
20,000
12/23/2013
Quantum Servicing Corporation
(7,216,359)
$
09/27/2013
11/18/2009
151,704,386 Updated due to quarterly assessment and reallocation
$
06/27/2013
20,000 N/A
$
03/25/2013
$
(7,133,429)
12/27/2012
FL
158,837,815 Transfer of cap due to servicing transfer
$
09/27/2012
Coral Gables
$
06/28/2012
QLending, Inc.
(810,000)
06/29/2011
Financial Instrument for Home Loan Modifications
159,647,815 Updated due to quarterly assessment and reallocation
$
03/30/2011
Purchase
$
01/06/2011
11/18/2009
171,174,658 Transfer of cap due to servicing transfer
(11,526,843)
09/30/2010
1,090,000 N/A
171,144,658 Updated due to quarterly assessment and reallocation
$
$
07/14/2010
$
$
30,000
03/26/2010
Financial Instrument for Home Loan Modifications
(1,587,446)
$
12/30/2009
Purchase
172,732,104 Reallocation due to MHA program deobligation
$
09/28/2016
IN
$
09/15/2016
West Lafayette
(75,905,149)
07/27/2016
07/29/2009
248,637,253 Updated due to quarterly assessment and reallocation
$
06/27/2016
3
$
06/16/2016
- N/A
(24,862,414)
05/31/2016
Financial Instrument for Home Loan Modifications
273,499,667 Transfer of cap due to servicing transfer
$
04/14/2016
Purchase
276,309,667 Transfer of cap due to servicing transfer
$
03/28/2016
TX
276,339,667 Updated due to quarterly assessment and reallocation
$
(2,810,000)
02/25/2016
Lubbock
$
(30,000)
$
12/28/2015
PrimeWest Mortgage Corporation
Purdue Federal Credit Union (Purdue
Employees Federal Credit Union)
(33,194,831)
$
11/16/2015
03/15/2012
$
10/15/2015
$
(103,153)
01/22/2010
$
890,000
$
19,850,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
3,840,000
$
23,690,000 Updated portfolio data from servicer
07/14/2010
$
(2,890,000)
$
20,800,000 Updated portfolio data from servicer
09/30/2010
$
9,661,676
$
30,461,676 Updated portfolio data from servicer
01/06/2011
$
(46)
$
30,461,630 Updated due to quarterly assessment and reallocation
01/13/2011
$
1,600,000
$
32,061,630 Transfer of cap due to servicing transfer
100,000 Transfer of cap due to servicing transfer
103,153 Updated due to quarterly assessment and reallocation
- Termination of SPA
111
02/16/2011
34,461,013 Updated due to quarterly assessment and reallocation
$
34,761,013 Transfer of cap due to servicing transfer
$
200,000
$
34,961,013 Transfer of cap due to servicing transfer
$
100,000
$
35,061,013 Transfer of cap due to servicing transfer
$
100,000
$
35,161,013 Transfer of cap due to servicing transfer
$
330,000
$
35,491,013 Transfer of cap due to servicing transfer
$
(428)
$
35,490,585 Updated due to quarterly assessment and reallocation
$
(1,184)
$
35,489,401 Updated due to quarterly assessment and reallocation
$
(1,910,000)
$
33,579,401 Transfer of cap due to servicing transfer
$
(980,000)
$
32,599,401 Transfer of cap due to servicing transfer
12/27/2012
$
(187)
$
32,599,214 Updated due to quarterly assessment and reallocation
03/25/2013
$
(707)
$
32,598,507 Updated due to quarterly assessment and reallocation
04/16/2013
$
(240,000)
$
32,358,507 Transfer of cap due to servicing transfer
06/27/2013
$
(268)
$
32,358,239 Updated due to quarterly assessment and reallocation
07/16/2013
$
10,000
$
32,368,239 Transfer of cap due to servicing transfer
09/27/2013
$
(96)
$
32,368,143 Updated due to quarterly assessment and reallocation
11/14/2013
$
(20,000)
$
32,348,143 Transfer of cap due to servicing transfer
12/23/2013
$
(162,518)
$
32,185,625 Updated due to quarterly assessment and reallocation
6
02/27/2014
$
(31,540,186)
$
3
12/14/2012
$
10,000
$
10,000 Transfer of cap due to servicing transfer
08/15/2013
$
10,000
$
20,000 Transfer of cap due to servicing transfer
03/14/2014
$
30,000
$
50,000 Transfer of cap due to servicing transfer
05/15/2014
$
10,000
$
01/15/2015
$
10,000
$
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
01/06/2011
$
34,944
$
180,000 Updated due to quarterly assessment and reallocation
03/30/2011
$
40,000
$
220,000 Updated due to quarterly assessment and reallocation
06/29/2011
$
50,000
$
270,000 Updated due to quarterly assessment and reallocation
03/15/2012
$
(200,000)
$
70,000 Transfer of cap due to servicing transfer
06/14/2012
$
$
300,000
11/15/2012
Financial Instrument for Home Loan Modifications
(559)
$
10/16/2012
Purchase
34,461,572 Transfer of cap due to servicing transfer
$
09/27/2012
NC
$
06/28/2012
Raleigh
800,000
06/14/2012
RBC Bank (USA)
33,661,572 Transfer of cap due to servicing transfer
$
01/13/2012
09/01/2010
$
09/15/2011
- N/A
100,000
08/16/2011
Financial Instrument for Home Loan Modifications
33,561,572 Transfer of cap due to servicing transfer
$
07/14/2011
Purchase
33,461,572 Updated due to quarterly assessment and reallocation
$
06/29/2011
MI
33,461,630 Transfer of cap due to servicing transfer
$
100,000
06/16/2011
Detroit
$
(58)
$
05/13/2011
Quicken Loans Inc
1,400,000
$
04/13/2011
12/14/2012
$
03/30/2011
$
(10,000)
$
60,000 Transfer of cap due to servicing transfer
04/09/2013
$
(60,000)
09/30/2009
$
(1,860,000)
$
17,540,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
27,920,000
$
45,460,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(1,390,000)
$
44,070,000 Updated portfolio data from servicer
07/14/2010
$
(13,870,000)
$
30,200,000 Updated portfolio data from servicer
09/30/2010
$
400,000
$
30,600,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
586,954
$
31,186,954 Updated portfolio data from servicer
01/06/2011
$
(34)
$
31,186,920 Updated due to quarterly assessment and reallocation
03/30/2011
$
(37)
$
31,186,883 Updated due to quarterly assessment and reallocation
04/13/2011
$
100,000
$
31,286,883 Transfer of cap due to servicing transfer
06/29/2011
$
(329)
$
31,286,554 Updated due to quarterly assessment and reallocation
09/15/2011
$
(1,900,000)
$
29,386,554 Transfer of cap due to servicing transfer
11/16/2011
$
2,800,000
$
32,186,554 Transfer of cap due to servicing transfer
05/16/2012
$
420,000
$
32,606,554 Transfer of cap due to servicing transfer
06/14/2012
$
8,060,000
$
40,666,554 Transfer of cap due to servicing transfer
06/28/2012
$
(313)
$
40,666,241 Updated due to quarterly assessment and reallocation
07/16/2012
$
2,160,000
$
42,826,241 Transfer of cap due to servicing transfer
09/27/2012
$
(911)
$
42,825,330 Updated due to quarterly assessment and reallocation
10/16/2012
$
5,690,000
$
48,515,330 Transfer of cap due to servicing transfer
11/15/2012
$
20,000
$
48,535,330 Transfer of cap due to servicing transfer
12/27/2012
$
(178)
$
48,535,152 Updated due to quarterly assessment and reallocation
02/14/2013
$
3,190,000
$
51,725,152 Transfer of cap due to servicing transfer
03/14/2013
$
(260,000)
$
51,465,152 Transfer of cap due to servicing transfer
03/25/2013
$
(713)
$
51,464,439 Updated due to quarterly assessment and reallocation
04/16/2013
$
1,330,000
$
52,794,439 Transfer of cap due to servicing transfer
05/16/2013
$
100,000
$
52,894,439 Transfer of cap due to servicing transfer
06/14/2013
$
20,000
$
52,914,439 Transfer of cap due to servicing transfer
06/27/2013
$
(264)
$
52,914,175 Updated due to quarterly assessment and reallocation
07/16/2013
$
6,080,000
$
58,994,175 Transfer of cap due to servicing transfer
09/16/2013
$
(2,130,000)
$
56,864,175 Transfer of cap due to servicing transfer
09/27/2013
$
(101)
$
56,864,074 Updated due to quarterly assessment and reallocation
10/15/2013
$
6,910,000
$
63,774,074 Transfer of cap due to servicing transfer
12/16/2013
$
(1,050,000)
$
62,724,074 Transfer of cap due to servicing transfer
12/23/2013
$
(173,584)
$
62,550,490 Updated due to quarterly assessment and reallocation
01/16/2014
$
1,310,000
$
63,860,490 Transfer of cap due to servicing transfer
02/13/2014
$
(2,210,000)
$
61,650,490 Transfer of cap due to servicing transfer
03/14/2014
$
(1,390,000)
$
60,260,490 Transfer of cap due to servicing transfer
03/26/2014
$
(5,632)
$
60,254,858 Updated due to quarterly assessment and reallocation
04/16/2014
$
(220,000)
$
60,034,858 Transfer of cap due to servicing transfer
05/15/2014
$
940,000
$
60,974,858 Transfer of cap due to servicing transfer
06/16/2014
$
(640,000)
$
60,334,858 Transfer of cap due to servicing transfer
100,000 N/A
9
06/12/2009
Residential Credit Solutions, Inc.
Fort Worth
TX
Purchase
Financial Instrument for Home Loan Modifications
$
19,400,000 N/A
645,439 Termination of SPA
60,000 Transfer of cap due to servicing transfer
70,000 Transfer of cap due to servicing transfer
- Termination of SPA
112
06/26/2014
56,275,754 Transfer of cap due to servicing transfer
$
(780,000)
$
55,495,754 Transfer of cap due to servicing transfer
$
(3,041,582)
$
52,454,172 Updated due to quarterly assessment and reallocation
$
(270,000)
$
52,184,172 Transfer of cap due to servicing transfer
$
1,300,000
$
53,484,172 Transfer of cap due to servicing transfer
$
(140,000)
$
53,344,172 Transfer of cap due to servicing transfer
$
(1,134,415)
$
52,209,757 Updated due to quarterly assessment and reallocation
$
(10,000)
$
52,199,757 Transfer of cap due to servicing transfer
$
(4,012,710)
$
48,187,047 Updated due to quarterly assessment and reallocation
$
570,000
$
48,757,047 Transfer of cap due to servicing transfer
$
350,000
$
49,107,047 Transfer of cap due to servicing transfer
06/25/2015
$
(936,320)
$
48,170,727 Updated due to quarterly assessment and reallocation
07/16/2015
$
(40,000)
$
48,130,727 Transfer of cap due to servicing transfer
08/14/2015
$
10,000
$
48,140,727 Transfer of cap due to servicing transfer
09/16/2015
$
(300,000)
$
47,840,727 Transfer of cap due to servicing transfer
09/28/2015
$
(999,808)
$
46,840,919 Updated due to quarterly assessment and reallocation
10/15/2015
$
290,000
$
47,130,919 Transfer of cap due to servicing transfer
11/16/2015
$
(120,000)
$
47,010,919 Transfer of cap due to servicing transfer
12/16/2015
$
(250,000)
$
46,760,919 Transfer of cap due to servicing transfer
12/28/2015
$
(660,712)
$
46,100,207 Updated due to quarterly assessment and reallocation
02/16/2016
$
(3,250,000)
$
42,850,207 Transfer of cap due to servicing transfer
02/25/2016
$
(3,134,539)
$
39,715,668 Reallocation due to MHA program deobligation
03/16/2016
$
(2,070,000)
$
37,645,668 Transfer of cap due to servicing transfer
03/28/2016
$
(86,358)
$
37,559,310 Updated due to quarterly assessment and reallocation
04/14/2016
$
(8,730,000)
$
28,829,310 Transfer of cap due to servicing transfer
05/16/2016
$
(350,000)
$
28,479,310 Transfer of cap due to servicing transfer
05/31/2016
$
(80,165)
$
28,399,145 Updated due to quarterly assessment and reallocation
06/16/2016
$
20,000
$
28,419,145 Transfer of cap due to servicing transfer
06/27/2016
$
(46,949)
$
28,372,196 Updated due to quarterly assessment and reallocation
07/14/2016
$
(1,880,000)
$
26,492,196 Transfer of cap due to servicing transfer
07/27/2016
$
27,521
$
26,519,717 Updated due to quarterly assessment and reallocation
08/16/2016
$
(10,000)
$
26,509,717 Transfer of cap due to servicing transfer
09/15/2016
$
(10,000)
$
26,499,717 Transfer of cap due to servicing transfer
09/28/2016
$
20,000
$
26,519,717 Updated due to quarterly assessment and reallocation
06/14/2012
$
940,000
$
06/28/2012
$
205,242
$
1,145,242 Updated due to quarterly assessment and reallocation
09/27/2012
$
(3)
$
1,145,239 Updated due to quarterly assessment and reallocation
12/27/2012
$
(1)
$
1,145,238 Updated due to quarterly assessment and reallocation
01/16/2013
$
10,000
$
02/14/2013
$
8,690,000
$
9,845,238 Transfer of cap due to servicing transfer
03/14/2013
$
1,390,000
$
11,235,238 Transfer of cap due to servicing transfer
03/25/2013
$
(219)
$
11,235,019 Updated due to quarterly assessment and reallocation
05/16/2013
$
620,000
$
11,855,019 Transfer of cap due to servicing transfer
06/14/2013
$
990,000
$
12,845,019 Transfer of cap due to servicing transfer
06/27/2013
$
(96)
$
12,844,923 Updated due to quarterly assessment and reallocation
07/16/2013
$
5,780,000
$
18,624,923 Transfer of cap due to servicing transfer
09/27/2013
$
(50)
$
18,624,873 Updated due to quarterly assessment and reallocation
10/15/2013
$
880,000
$
19,504,873 Transfer of cap due to servicing transfer
11/14/2013
$
6,610,000
$
26,114,873 Transfer of cap due to servicing transfer
12/16/2013
$
20,000
$
26,134,873 Transfer of cap due to servicing transfer
12/23/2013
$
(118,329)
$
26,016,544 Updated due to quarterly assessment and reallocation
01/16/2014
$
1,770,000
$
27,786,544 Transfer of cap due to servicing transfer
02/13/2014
$
23,920,000
$
51,706,544 Transfer of cap due to servicing transfer
03/14/2014
$
1,460,000
$
53,166,544 Transfer of cap due to servicing transfer
03/26/2014
$
(7,186)
$
53,159,358 Updated due to quarterly assessment and reallocation
04/16/2014
$
2,370,000
$
55,529,358 Transfer of cap due to servicing transfer
05/15/2014
$
1,990,000
$
57,519,358 Transfer of cap due to servicing transfer
06/16/2014
$
1,720,000
$
59,239,358 Transfer of cap due to servicing transfer
06/26/2014
$
(96,715)
$
59,142,643 Updated due to quarterly assessment and reallocation
07/16/2014
$
1,310,000
$
60,452,643 Transfer of cap due to servicing transfer
07/29/2014
$
(197,950)
$
60,254,693 Updated due to quarterly assessment and reallocation
09/16/2014
$
(56,740,004)
$
3,514,689 Transfer of cap due to servicing transfer
09/29/2014
57,000,000 N/A
$
06/16/2015
$
56,235,754 Transfer of cap due to servicing transfer
40,000
05/14/2015
Financial Instrument for Home Loan Modifications
55,545,754 Updated due to quarterly assessment and reallocation
$
$
04/28/2015
Purchase
$
690,000
04/16/2015
PR
(37,047)
$
03/26/2015
San Juan
55,582,801 Transfer of cap due to servicing transfer
$
03/16/2015
RG Mortgage Corporation
$
02/13/2015
06/17/2009
(2,860,000)
01/15/2015
15
58,442,801 Transfer of cap due to servicing transfer
$
12/29/2014
3
$
12/16/2014
- N/A
(2,700,000)
11/14/2014
SC
61,142,801 Updated due to quarterly assessment and reallocation
$
10/16/2014
Greenville
61,271,119 Transfer of cap due to servicing transfer
$
09/29/2014
Resurgent Capital Solutions L.P.
60,271,119 Updated due to quarterly assessment and reallocation
$
(128,318)
09/16/2014
Financial Instrument for Home Loan Modifications
$
1,000,000
$
08/14/2014
Purchase
(63,739)
$
07/29/2014
06/14/2012
$
07/16/2014
$
488,713
$
4,003,402 Updated due to quarterly assessment and reallocation
11/03/2014
$
(800,680)
$
09/30/2009
$
(11,300,000)
$
12/30/2009
$
(42,210,000)
$
03/26/2010
$
65,640,000
$
69,130,000 Updated portfolio data from servicer
04/09/2010
$
(14,470,000)
$
54,660,000 Updated portfolio data from servicer
07/14/2010
$
(8,860,000)
$
45,800,000 Updated portfolio data from servicer
940,000 Transfer of cap due to servicing transfer
1,155,238 Transfer of cap due to servicing transfer
3,202,722 Termination of SPA
45,700,000 Updated portfolio data from servicer/additional program initial cap
3,490,000 Updated portfolio data from servicer/additional program initial cap
113
09/30/2010
Financial Instrument for Home Loan Modifications
$
570,000 N/A
37,037,356 Updated due to quarterly assessment and reallocation
$
(306)
$
37,037,050 Updated due to quarterly assessment and reallocation
$
(110)
$
37,036,940 Updated due to quarterly assessment and reallocation
$
(185,423)
$
36,851,517 Updated due to quarterly assessment and reallocation
$
(6,518)
$
36,844,999 Updated due to quarterly assessment and reallocation
$
(77,004)
$
36,767,995 Updated due to quarterly assessment and reallocation
$
(152,943)
$
36,615,052 Updated due to quarterly assessment and reallocation
$
(50,520)
$
36,564,532 Updated due to quarterly assessment and reallocation
$
(30,000)
$
36,534,532 Transfer of cap due to servicing transfer
11/03/2014
$
(35,740,763)
$
3
06/16/2016
$
40,000
$
03/26/2010
$
610,000
$
850,000 Updated portfolio data from servicer
$
50,000
$
900,000 Updated portfolio data from servicer
$
(29,666)
$
870,334 Updated portfolio data from servicer
$
(1)
$
870,333 Updated due to quarterly assessment and reallocation
03/23/2011
Purchase
$
01/06/2011
NC
(812)
09/30/2010
Charlotte
37,038,168 Updated due to quarterly assessment and reallocation
$
07/14/2010
08/28/2009
$
6
RoundPoint Mortgage Servicing
Corporation
37,038,382 Updated due to quarterly assessment and reallocation
(214)
10/16/2014
240,000 N/A
37,039,652 Updated due to quarterly assessment and reallocation
$
$
09/29/2014
$
$
(1,270)
07/29/2014
NJ
(462)
$
06/26/2014
Roebling
37,040,114 Updated due to quarterly assessment and reallocation
$
03/26/2014
Roebling Bank
$
12/23/2013
- N/A
(616)
09/27/2013
Financial Instrument for Home Loan Modifications
37,040,730 Updated due to quarterly assessment and reallocation
$
06/27/2013
Financial Instrument for Home Loan Modifications
$
03/25/2013
Purchase
(65)
12/27/2012
Purchase
37,040,795 Updated due to quarterly assessment and reallocation
$
09/27/2012
MA
37,040,846 Transfer of cap due to servicing transfer
$
06/28/2012
Rockland
41,340,846 Updated portfolio data from servicer
$
(51)
06/29/2011
Rockland Trust Company
$
(4,300,000)
$
03/30/2011
01/13/2010
(4,459,154)
$
01/06/2011
06/16/2016
$
12/15/2010
$
(870,333)
10/02/2009
$
130,000
$
700,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
(310,000)
$
03/26/2010
$
2,110,000
$
2,500,000 Updated portfolio data from servicer
07/14/2010
$
8,300,000
$
10,800,000 Updated portfolio data from servicer
09/30/2010
$
5,301,172
$
16,101,172 Updated portfolio data from servicer
01/06/2011
$
(22)
$
16,101,150 Updated due to quarterly assessment and reallocation
03/16/2011
$
(400,000)
$
15,701,150 Transfer of cap due to servicing transfer
03/30/2011
$
(25)
$
15,701,125 Updated due to quarterly assessment and reallocation
06/29/2011
$
(232)
$
15,700,893 Updated due to quarterly assessment and reallocation
06/28/2012
$
(174)
$
15,700,719 Updated due to quarterly assessment and reallocation
09/27/2012
$
(479)
$
15,700,240 Updated due to quarterly assessment and reallocation
11/15/2012
$
(350,000)
$
15,350,240 Transfer of cap due to servicing transfer
12/27/2012
$
(82)
$
15,350,158 Updated due to quarterly assessment and reallocation
03/25/2013
$
(308)
$
15,349,850 Updated due to quarterly assessment and reallocation
04/16/2013
$
80,000
$
15,429,850 Transfer of cap due to servicing transfer
06/14/2013
$
20,000
$
15,449,850 Transfer of cap due to servicing transfer
06/27/2013
$
(108)
$
15,449,742 Updated due to quarterly assessment and reallocation
07/16/2013
$
30,000
$
15,479,742 Transfer of cap due to servicing transfer
09/16/2013
$
640,000
$
16,119,742 Transfer of cap due to servicing transfer
09/27/2013
$
(40)
$
16,119,702 Updated due to quarterly assessment and reallocation
12/16/2013
$
190,000
$
16,309,702 Transfer of cap due to servicing transfer
12/23/2013
$
(67,286)
$
16,242,416 Updated due to quarterly assessment and reallocation
01/16/2014
$
520,000
$
16,762,416 Transfer of cap due to servicing transfer
02/13/2014
$
10,000
$
16,772,416 Transfer of cap due to servicing transfer
03/14/2014
$
(30,000)
$
16,742,416 Transfer of cap due to servicing transfer
03/26/2014
$
(2,463)
$
16,739,953 Updated due to quarterly assessment and reallocation
04/16/2014
$
(20,000)
$
16,719,953 Transfer of cap due to servicing transfer
06/26/2014
$
(28,873)
$
16,691,080 Updated due to quarterly assessment and reallocation
07/16/2014
$
480,000
$
17,171,080 Transfer of cap due to servicing transfer
07/29/2014
$
(59,055)
$
17,112,025 Updated due to quarterly assessment and reallocation
08/14/2014
$
360,000
$
17,472,025 Transfer of cap due to servicing transfer
09/29/2014
$
(19,992)
$
17,452,033 Updated due to quarterly assessment and reallocation
10/16/2014
$
530,000
$
17,982,033 Transfer of cap due to servicing transfer
12/16/2014
$
(120,000)
$
17,862,033 Transfer of cap due to servicing transfer
12/29/2014
$
(2,352,678)
$
15,509,355 Updated due to quarterly assessment and reallocation
03/26/2015
$
(891,303)
$
14,618,052 Updated due to quarterly assessment and reallocation
04/28/2015
$
(3,450,733)
$
11,167,319 Updated due to quarterly assessment and reallocation
05/14/2015
$
(50,000)
$
11,117,319 Transfer of cap due to servicing transfer
06/25/2015
$
(822,251)
$
10,295,068 Updated due to quarterly assessment and reallocation
08/14/2015
$
20,000
$
10,315,068 Transfer of cap due to servicing transfer
09/28/2015
$
(1,064,251)
$
9,250,817 Updated due to quarterly assessment and reallocation
12/16/2015
$
10,000
$
9,260,817 Transfer of cap due to servicing transfer
12/28/2015
$
(732,290)
$
8,528,527 Updated due to quarterly assessment and reallocation
01/14/2016
$
50,000
$
8,578,527 Transfer of cap due to servicing transfer
02/16/2016
$
10,000
$
8,588,527 Transfer of cap due to servicing transfer
02/25/2016
$
(2,314,829)
$
6,273,698 Reallocation due to MHA program deobligation
03/16/2016
$
200,000
$
6,473,698 Transfer of cap due to servicing transfer
03/28/2016
$
(55,575)
$
6,418,123 Updated due to quarterly assessment and reallocation
05/16/2016
$
20,000
$
6,438,123 Transfer of cap due to servicing transfer
05/31/2016
$
(455,300)
$
5,982,823 Updated due to quarterly assessment and reallocation
06/16/2016
$
(10,000)
$
5,972,823 Transfer of cap due to servicing transfer
793,769 Termination of SPA
40,000 Transfer of cap due to servicing transfer
- Termination of SPA
390,000 Updated portfolio data from servicer/additional program initial cap
114
06/27/2016
800,000 Transfer of cap due to servicing transfer
$
799,997 Updated due to quarterly assessment and reallocation
$
110,000
$
909,997 Transfer of cap due to servicing transfer
$
(13)
$
$
1,270,000
$
2,179,984 Transfer of cap due to servicing transfer
$
230,000
$
2,409,984 Transfer of cap due to servicing transfer
$
(5)
$
2,409,979 Updated due to quarterly assessment and reallocation
$
990,000
$
3,399,979 Transfer of cap due to servicing transfer
$
600,000
$
3,999,979 Transfer of cap due to servicing transfer
$
1,980,000
$
5,979,979 Transfer of cap due to servicing transfer
$
(77)
$
5,979,902 Updated due to quarterly assessment and reallocation
$
340,000
$
6,319,902 Transfer of cap due to servicing transfer
05/16/2013
$
1,520,000
$
7,839,902 Transfer of cap due to servicing transfer
06/14/2013
$
2,740,000
$
10,579,902 Transfer of cap due to servicing transfer
06/27/2013
$
(53)
$
10,579,849 Updated due to quarterly assessment and reallocation
09/16/2013
$
2,570,000
$
13,149,849 Transfer of cap due to servicing transfer
09/27/2013
$
(26)
$
13,149,823 Updated due to quarterly assessment and reallocation
10/15/2013
$
10,000
$
13,159,823 Transfer of cap due to servicing transfer
11/14/2013
$
19,140,000
$
32,299,823 Transfer of cap due to servicing transfer
12/16/2013
$
1,330,000
$
33,629,823 Transfer of cap due to servicing transfer
12/23/2013
$
(60,644)
$
33,569,179 Updated due to quarterly assessment and reallocation
01/16/2014
$
10,000
$
33,579,179 Transfer of cap due to servicing transfer
03/14/2014
$
50,000
$
33,629,179 Transfer of cap due to servicing transfer
03/26/2014
$
(2,090)
$
33,627,089 Updated due to quarterly assessment and reallocation
04/16/2014
$
4,440,000
$
38,067,089 Transfer of cap due to servicing transfer
05/15/2014
$
60,000
$
38,127,089 Transfer of cap due to servicing transfer
06/16/2014
$
380,000
$
38,507,089 Transfer of cap due to servicing transfer
06/26/2014
$
(35,305)
$
38,471,784 Updated due to quarterly assessment and reallocation
07/16/2014
$
270,000
$
38,741,784 Transfer of cap due to servicing transfer
07/29/2014
$
(69,974)
$
38,671,810 Updated due to quarterly assessment and reallocation
08/14/2014
$
4,040,000
$
42,711,810 Transfer of cap due to servicing transfer
09/16/2014
$
1,670,000
$
44,381,810 Transfer of cap due to servicing transfer
09/29/2014
$
(27,982)
$
44,353,828 Updated due to quarterly assessment and reallocation
10/16/2014
$
13,870,000
$
58,223,828 Transfer of cap due to servicing transfer
11/14/2014
$
8,350,000
$
66,573,828 Transfer of cap due to servicing transfer
12/16/2014
$
2,520,000
$
69,093,828 Transfer of cap due to servicing transfer
12/29/2014
$
(1,524,773)
$
67,569,055 Updated due to quarterly assessment and reallocation
01/15/2015
$
2,220,000
$
69,789,055 Transfer of cap due to servicing transfer
02/13/2015
$
980,000
$
70,769,055 Transfer of cap due to servicing transfer
03/16/2015
$
140,000
$
70,909,055 Transfer of cap due to servicing transfer
03/26/2015
$
(1,062,455)
$
69,846,600 Updated due to quarterly assessment and reallocation
04/16/2015
$
(2,050,000)
$
67,796,600 Transfer of cap due to servicing transfer
04/28/2015
$
(3,536,729)
$
64,259,871 Updated due to quarterly assessment and reallocation
05/14/2015
$
210,000
$
64,469,871 Transfer of cap due to servicing transfer
06/16/2015
$
8,540,000
$
73,009,871 Transfer of cap due to servicing transfer
06/25/2015
$
(1,665,379)
$
71,344,492 Updated due to quarterly assessment and reallocation
07/16/2015
$
2,050,000
$
73,394,492 Transfer of cap due to servicing transfer
08/14/2015
$
10,390,000
$
83,784,492 Transfer of cap due to servicing transfer
09/16/2015
$
5,300,000
$
89,084,492 Transfer of cap due to servicing transfer
09/28/2015
$
(3,202,247)
$
85,882,245 Updated due to quarterly assessment and reallocation
10/15/2015
$
(1,260,000)
$
84,622,245 Transfer of cap due to servicing transfer
11/16/2015
$
100,000
$
84,722,245 Transfer of cap due to servicing transfer
12/16/2015
$
350,000
$
85,072,245 Transfer of cap due to servicing transfer
12/28/2015
$
(2,075,474)
$
82,996,771 Updated due to quarterly assessment and reallocation
01/14/2016
$
250,000
$
83,246,771 Transfer of cap due to servicing transfer
02/16/2016
$
2,170,000
$
85,416,771 Transfer of cap due to servicing transfer
02/25/2016
$
(9,768,061)
$
75,648,710 Reallocation due to MHA program deobligation
03/16/2016
$
5,500,000
$
81,148,710 Transfer of cap due to servicing transfer
03/28/2016
$
(347,014)
$
80,801,696 Updated due to quarterly assessment and reallocation
04/14/2016
$
(1,040,000)
$
79,761,696 Transfer of cap due to servicing transfer
05/16/2016
$
(1,740,000)
$
78,021,696 Transfer of cap due to servicing transfer
05/31/2016
$
(2,271,991)
$
75,749,705 Updated due to quarterly assessment and reallocation
06/16/2016
$
5,480,000
$
81,229,705 Transfer of cap due to servicing transfer
06/27/2016
$
(1,805,648)
$
79,424,057 Updated due to quarterly assessment and reallocation
07/14/2016
$
1,700,000
$
81,124,057 Transfer of cap due to servicing transfer
07/27/2016
$
(2,019,779)
$
79,104,278 Updated due to quarterly assessment and reallocation
08/16/2016
$
(1,500,000)
$
77,604,278 Transfer of cap due to servicing transfer
09/15/2016
$
(1,630,000)
$
75,974,278 Transfer of cap due to servicing transfer
09/28/2016
3
$
(3)
04/16/2013
- N/A
600,000
$
03/25/2013
Financial Instrument for Home Loan Modifications
200,000 Transfer of cap due to servicing transfer
$
03/14/2013
Purchase
$
02/14/2013
PA
200,000
01/16/2013
Reading
$
12/27/2012
Santander Bank, N.A.
5,734,094 Updated due to quarterly assessment and reallocation
12/15/2011
11/15/2012
07/14/2016
$
10/16/2012
3
(928,842)
09/27/2012
- N/A
6,662,936 Transfer of cap due to servicing transfer
$
08/16/2012
Financial Instrument for Home Loan Modifications
5,432,936 Updated due to quarterly assessment and reallocation
$
06/28/2012
Purchase
5,701,331 Updated due to quarterly assessment and reallocation
$
1,230,000
04/16/2012
CA
$
(268,395)
$
09/28/2016
Rushmore Loan Management Services
Irvine
LLC
(271,492)
$
09/15/2016
12/15/2011
$
07/27/2016
$
(2,318,267)
$
73,656,011 Updated due to quarterly assessment and reallocation
07/14/2016
$
20,000
$
909,984 Updated due to quarterly assessment and reallocation
20,000 Transfer of cap due to servicing transfer
115
04/13/2009
Purchase
Financial Instrument for Home Loan Modifications
9,800,000
$
503,320,000 Updated portfolio data from servicer/additional program initial cap
$
116,222,668
$
619,542,668 Updated portfolio data from servicer
$
100,000
$
619,642,668 Transfer of cap due to servicing transfer
$
8,900,000
$
628,542,668 Transfer of cap due to servicing transfer
$
(556)
$
628,542,112 Updated due to quarterly assessment and reallocation
$
2,300,000
$
630,842,112 Transfer of cap due to servicing transfer
$
700,000
$
631,542,112 Transfer of cap due to servicing transfer
$
(654)
$
631,541,458 Updated due to quarterly assessment and reallocation
$
2,100,000
$
633,641,458 Transfer of cap due to servicing transfer
$
(6,144)
$
633,635,314 Updated due to quarterly assessment and reallocation
$
200,000
$
633,835,314 Transfer of cap due to servicing transfer
$
(100,000)
$
633,735,314 Transfer of cap due to servicing transfer
$
(700,000)
$
633,035,314 Transfer of cap due to servicing transfer
$
17,500,000
$
650,535,314 Transfer of cap due to servicing transfer
02/16/2012
$
(100,000)
$
650,435,314 Transfer of cap due to servicing transfer
03/15/2012
$
100,000
$
650,535,314 Transfer of cap due to servicing transfer
04/16/2012
$
(17,500,000)
$
633,035,314 Transfer of cap due to servicing transfer
05/16/2012
$
(760,000)
$
632,275,314 Transfer of cap due to servicing transfer
06/14/2012
$
(354,290,000)
$
277,985,314 Transfer of cap due to servicing transfer
06/28/2012
$
(1,831)
$
277,983,483 Updated due to quarterly assessment and reallocation
07/16/2012
$
(10,120,000)
$
267,863,483 Transfer of cap due to servicing transfer
08/16/2012
$
(10,000)
$
267,853,483 Transfer of cap due to servicing transfer
09/27/2012
$
(4,701)
$
267,848,782 Updated due to quarterly assessment and reallocation
10/16/2012
$
(9,220,000)
$
258,628,782 Transfer of cap due to servicing transfer
11/15/2012
$
(30,000)
$
258,598,782 Transfer of cap due to servicing transfer
12/14/2012
$
60,000
$
258,658,782 Transfer of cap due to servicing transfer
12/27/2012
$
(788)
$
258,657,994 Updated due to quarterly assessment and reallocation
01/16/2013
$
(610,000)
$
258,047,994 Transfer of cap due to servicing transfer
03/25/2013
$
(2,979)
$
258,045,015 Updated due to quarterly assessment and reallocation
04/09/2013
$
(157,237,929)
$
100,807,086 Termination of SPA
10/02/2009
$
90,000
$
480,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
940,000
$
1,420,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(980,000)
$
07/14/2010
$
(140,000)
$
300,000 Updated portfolio data from servicer
09/30/2010
$
1,150,556
$
1,450,556 Updated portfolio data from servicer
01/06/2011
$
(2)
$
1,450,554 Updated due to quarterly assessment and reallocation
03/30/2011
$
(2)
$
1,450,552 Updated due to quarterly assessment and reallocation
06/29/2011
$
(22)
$
1,450,530 Updated due to quarterly assessment and reallocation
06/28/2012
$
(16)
$
1,450,514 Updated due to quarterly assessment and reallocation
09/27/2012
$
(44)
$
1,450,470 Updated due to quarterly assessment and reallocation
12/27/2012
$
(7)
$
1,450,463 Updated due to quarterly assessment and reallocation
03/25/2013
$
(28)
$
1,450,435 Updated due to quarterly assessment and reallocation
06/27/2013
$
(11)
$
1,450,424 Updated due to quarterly assessment and reallocation
09/27/2013
$
(4)
$
1,450,420 Updated due to quarterly assessment and reallocation
12/23/2013
$
(6,411)
$
1,444,009 Updated due to quarterly assessment and reallocation
03/26/2014
$
(225)
$
1,443,784 Updated due to quarterly assessment and reallocation
06/26/2014
$
(2,661)
$
1,441,123 Updated due to quarterly assessment and reallocation
07/29/2014
$
(5,285)
$
1,435,838 Updated due to quarterly assessment and reallocation
09/29/2014
$
(1,746)
$
1,434,092 Updated due to quarterly assessment and reallocation
12/29/2014
$
(201,817)
$
1,232,275 Updated due to quarterly assessment and reallocation
03/26/2015
$
(76,420)
$
1,155,855 Updated due to quarterly assessment and reallocation
04/28/2015
$
(301,210)
$
854,645 Updated due to quarterly assessment and reallocation
06/25/2015
$
(71,460)
$
783,185 Updated due to quarterly assessment and reallocation
09/28/2015
$
(95,514)
$
687,671 Updated due to quarterly assessment and reallocation
12/28/2015
$
(70,705)
$
616,966 Updated due to quarterly assessment and reallocation
02/25/2016
$
(210,262)
$
406,704 Reallocation due to MHA program deobligation
03/28/2016
$
(4,392)
$
402,312 Updated due to quarterly assessment and reallocation
05/31/2016
$
(35,674)
$
366,638 Updated due to quarterly assessment and reallocation
06/27/2016
$
(21,311)
$
345,327 Updated due to quarterly assessment and reallocation
07/27/2016
$
(21,317)
$
09/28/2016
3
493,520,000 Transfer of cap due to servicing transfer
$
12/15/2011
- N/A
$
09/15/2011
Financial Instrument for Home Loan Modifications
491,720,000 Transfer of cap due to servicing transfer
1,800,000
08/16/2011
Purchase
514,700,000 Updated portfolio data from servicer
$
$
07/14/2011
PR
1,028,360,000 Transfer of cap due to servicing transfer
$
(22,980,000)
06/29/2011
San Juan
$
(513,660,000)
$
04/13/2011
Scotiabank de Puerto Rico
(156,050,000)
$
03/30/2011
12/15/2010
$
03/16/2011
390,000 N/A
1,184,410,000 Updated portfolio data from servicer
01/13/2011
$
$
01/06/2011
Financial Instrument for Home Loan Modifications
(57,720,000)
12/15/2010
Purchase
$
10/15/2010
CA
1,242,130,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
Sacramento
886,420,000 Updated portfolio data from servicer/additional program initial cap
$
09/30/2010
Schools Financial Credit Union
$
355,710,000
09/15/2010
09/23/2009
$
254,380,000
07/16/2010
10
225,040,000
07/14/2010
407,000,000 N/A
$
06/16/2010
$
$
03/26/2010
TX
$
12/30/2009
Irving
06/17/2009
09/30/2009
Saxon Mortgage Services, Inc.
$
(37,281)
$
12/15/2010
$
4,300,000
$
4,300,000 Transfer of cap due to servicing transfer
01/06/2011
$
(4)
$
4,299,996 Updated due to quarterly assessment and reallocation
06/29/2011
$
(5)
$
4,299,991 Updated due to quarterly assessment and reallocation
06/28/2012
$
(23)
$
4,299,968 Updated due to quarterly assessment and reallocation
09/27/2012
$
(63)
$
4,299,905 Updated due to quarterly assessment and reallocation
12/27/2012
$
(11)
$
4,299,894 Updated due to quarterly assessment and reallocation
03/25/2013
$
(41)
$
4,299,853 Updated due to quarterly assessment and reallocation
632,040,000 Updated portfolio data from servicer
440,000 Updated portfolio data from servicer
324,010 Updated due to quarterly assessment and reallocation
286,729 Updated due to quarterly assessment and reallocation
116
06/27/2013
$
4,304,905 Transfer of cap due to servicing transfer
$
(163,461)
$
4,141,444 Updated due to quarterly assessment and reallocation
$
(65,464)
$
4,075,980 Updated due to quarterly assessment and reallocation
$
(260,119)
$
3,815,861 Updated due to quarterly assessment and reallocation
$
(63,179)
$
3,752,682 Updated due to quarterly assessment and reallocation
$
(87,785)
$
3,664,897 Updated due to quarterly assessment and reallocation
$
(65,988)
$
3,598,909 Updated due to quarterly assessment and reallocation
$
(298,593)
$
3,300,316 Reallocation due to MHA program deobligation
$
(6,237)
$
3,294,079 Updated due to quarterly assessment and reallocation
$
(48,817)
$
3,245,262 Updated due to quarterly assessment and reallocation
06/27/2016
$
(29,163)
$
3,216,099 Updated due to quarterly assessment and reallocation
07/27/2016
$
(29,171)
$
3,186,928 Updated due to quarterly assessment and reallocation
09/28/2016
$
(51,016)
$
3,135,912 Updated due to quarterly assessment and reallocation
10/02/2009
$
100,000
$
540,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
20,000
$
560,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(290,000)
$
270,000 Updated portfolio data from servicer
07/14/2010
$
(70,000)
$
200,000 Updated portfolio data from servicer
09/30/2010
$
(54,944)
$
145,056 Updated portfolio data from servicer
06/29/2011
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
04/11/2012
376,000,000 N/A
4,274,905 Updated due to quarterly assessment and reallocation
30,000
05/31/2016
$
4,277,595 Updated due to quarterly assessment and reallocation
$
$
03/28/2016
Financial Instrument for Home Loan Modifications
$
(2,690)
02/25/2016
Purchase
(8,126)
$
12/28/2015
UT
4,285,721 Updated due to quarterly assessment and reallocation
$
09/28/2015
Salt Lake City
$
06/25/2015
Select Portfolio Servicing, Inc.
(4,087)
04/28/2015
04/13/2009
4,289,808 Updated due to quarterly assessment and reallocation
$
03/26/2015
440,000 N/A
$
12/29/2014
$
(344)
10/16/2014
Financial Instrument for Home Loan Modifications
4,290,152 Updated due to quarterly assessment and reallocation
$
09/29/2014
Purchase
4,299,831 Updated due to quarterly assessment and reallocation
$
07/29/2014
NY
4,299,837 Updated due to quarterly assessment and reallocation
$
(9,679)
06/26/2014
Albany
$
(6)
$
03/26/2014
SEFCU
(16)
$
12/23/2013
09/25/2009
$
09/27/2013
$
(145,055)
06/12/2009
$
284,590,000
$
660,590,000 Updated portfolio data from servicer
09/30/2009
$
121,910,000
$
782,500,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
131,340,000
$
913,840,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(355,530,000)
$
558,310,000 Updated portfolio data from servicer
07/14/2010
$
128,690,000
$
687,000,000 Updated portfolio data from servicer
09/30/2010
$
4,000,000
$
691,000,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
59,807,784
$
750,807,784 Updated portfolio data from servicer
11/16/2010
$
(700,000)
$
750,107,784 Transfer of cap due to servicing transfer
12/15/2010
$
64,400,000
$
814,507,784 Transfer of cap due to servicing transfer
01/06/2011
$
(639)
$
814,507,145 Updated due to quarterly assessment and reallocation
01/13/2011
$
(2,300,000)
$
812,207,145 Transfer of cap due to servicing transfer
02/16/2011
$
100,000
$
812,307,145 Transfer of cap due to servicing transfer
03/16/2011
$
3,600,000
$
815,907,145 Transfer of cap due to servicing transfer
03/30/2011
$
(735)
$
815,906,410 Updated due to quarterly assessment and reallocation
04/13/2011
$
(100,000)
$
815,806,410 Transfer of cap due to servicing transfer
05/13/2011
$
400,000
$
816,206,410 Transfer of cap due to servicing transfer
06/16/2011
$
(100,000)
$
816,106,410 Transfer of cap due to servicing transfer
06/29/2011
$
(6,805)
$
816,099,605 Updated due to quarterly assessment and reallocation
08/16/2011
$
(100,000)
$
815,999,605 Transfer of cap due to servicing transfer
09/15/2011
$
(200,000)
$
815,799,605 Transfer of cap due to servicing transfer
10/14/2011
$
(100,000)
$
815,699,605 Transfer of cap due to servicing transfer
11/16/2011
$
(100,000)
$
815,599,605 Transfer of cap due to servicing transfer
01/13/2012
$
200,000
$
815,799,605 Transfer of cap due to servicing transfer
03/15/2012
$
24,800,000
$
840,599,605 Transfer of cap due to servicing transfer
04/16/2012
$
1,900,000
$
842,499,605 Transfer of cap due to servicing transfer
05/16/2012
$
80,000
$
842,579,605 Transfer of cap due to servicing transfer
06/14/2012
$
8,710,000
$
851,289,605 Transfer of cap due to servicing transfer
06/28/2012
$
(5,176)
$
851,284,429 Updated due to quarterly assessment and reallocation
07/16/2012
$
2,430,000
$
853,714,429 Transfer of cap due to servicing transfer
08/16/2012
$
2,310,000
$
856,024,429 Transfer of cap due to servicing transfer
09/27/2012
$
(13,961)
$
856,010,468 Updated due to quarterly assessment and reallocation
10/16/2012
$
126,940,000
$
11/15/2012
$
9,990,000
$
992,940,468 Transfer of cap due to servicing transfer
12/14/2012
$
10,650,000
$
1,003,590,468 Transfer of cap due to servicing transfer
12/27/2012
$
(2,663)
$
1,003,587,805 Updated due to quarterly assessment and reallocation
01/16/2013
$
18,650,000
$
1,022,237,805 Transfer of cap due to servicing transfer
02/14/2013
$
10,290,000
$
1,032,527,805 Transfer of cap due to servicing transfer
03/14/2013
$
4,320,000
$
1,036,847,805 Transfer of cap due to servicing transfer
03/25/2013
$
(10,116)
$
1,036,837,689 Updated due to quarterly assessment and reallocation
04/16/2013
$
840,000
$
1,037,677,689 Transfer of cap due to servicing transfer
05/16/2013
$
1,330,000
$
1,039,007,689 Transfer of cap due to servicing transfer
06/14/2013
$
3,620,000
$
1,042,627,689 Transfer of cap due to servicing transfer
06/27/2013
$
(3,564)
$
1,042,624,125 Updated due to quarterly assessment and reallocation
07/16/2013
$
105,080,000
$
1,147,704,125 Transfer of cap due to servicing transfer
08/15/2013
$
10,000
$
1,147,714,125 Transfer of cap due to servicing transfer
09/16/2013
$
98,610,000
$
1,246,324,125 Transfer of cap due to servicing transfer
09/27/2013
$
(1,541)
$
1,246,322,584 Updated due to quarterly assessment and reallocation
10/15/2013
$
1,280,000
$
1,247,602,584 Transfer of cap due to servicing transfer
11/14/2013
$
15,130,000
$
1,262,732,584 Transfer of cap due to servicing transfer
- Termination of SPA
982,950,468 Transfer of cap due to servicing transfer
117
12/16/2013
1,343,470,807 Transfer of cap due to servicing transfer
$
16,900,000
$
1,360,370,807 Transfer of cap due to servicing transfer
$
(85,696)
$
1,360,285,111 Updated due to quarterly assessment and reallocation
$
12,470,000
$
1,372,755,111 Transfer of cap due to servicing transfer
$
20,960,000
$
1,393,715,111 Transfer of cap due to servicing transfer
$
14,220,000
$
1,407,935,111 Transfer of cap due to servicing transfer
06/26/2014
$
(1,023,387)
$
1,406,911,724 Updated due to quarterly assessment and reallocation
07/16/2014
$
12,690,000
$
1,419,601,724 Transfer of cap due to servicing transfer
07/29/2014
$
(1,968,183)
$
1,417,633,541 Updated due to quarterly assessment and reallocation
08/14/2014
$
(42,210,000)
$
1,375,423,541 Transfer of cap due to servicing transfer
09/16/2014
$
7,420,000
$
1,382,843,541 Transfer of cap due to servicing transfer
09/29/2014
$
(540,365)
$
1,382,303,176 Updated due to quarterly assessment and reallocation
10/16/2014
$
57,410,000
$
1,439,713,176 Transfer of cap due to servicing transfer
11/14/2014
$
1,490,000
$
1,441,203,176 Transfer of cap due to servicing transfer
12/16/2014
$
3,740,000
$
1,444,943,176 Transfer of cap due to servicing transfer
12/29/2014
$
6,991,378
$
1,451,934,554 Updated due to quarterly assessment and reallocation
01/15/2015
$
10,630,000
$
1,462,564,554 Transfer of cap due to servicing transfer
02/13/2015
$
4,120,000
$
1,466,684,554 Transfer of cap due to servicing transfer
03/16/2015
$
(900,000)
$
1,465,784,554 Transfer of cap due to servicing transfer
03/26/2015
$
71,365,159
$
1,537,149,713 Updated due to quarterly assessment and reallocation
04/16/2015
$
710,000
$
1,537,859,713 Transfer of cap due to servicing transfer
04/28/2015
$
36,897,540
$
1,574,757,253 Updated due to quarterly assessment and reallocation
05/14/2015
$
3,890,000
$
1,578,647,253 Transfer of cap due to servicing transfer
06/16/2015
$
34,620,000
$
1,613,267,253 Transfer of cap due to servicing transfer
06/25/2015
$
41,497,746
$
1,654,764,999 Updated due to quarterly assessment and reallocation
07/16/2015
$
(16,430,000)
$
1,638,334,999 Transfer of cap due to servicing transfer
08/14/2015
$
3,520,000
$
1,641,854,999 Transfer of cap due to servicing transfer
09/16/2015
$
10,280,000
$
1,652,134,999 Transfer of cap due to servicing transfer
09/28/2015
$
87,496,640
$
1,739,631,639 Updated due to quarterly assessment and reallocation
10/15/2015
$
(16,640,000)
$
1,722,991,639 Transfer of cap due to servicing transfer
11/16/2015
$
(260,000)
$
1,722,731,639 Transfer of cap due to servicing transfer
12/16/2015
$
45,960,000
$
1,768,691,639 Transfer of cap due to servicing transfer
12/28/2015
$
43,906,188
$
1,812,597,827 Updated due to quarterly assessment and reallocation
01/14/2016
$
24,710,000
$
1,837,307,827 Transfer of cap due to servicing transfer
02/16/2016
$
2,670,000
$
1,839,977,827 Transfer of cap due to servicing transfer
02/25/2016
$
(47,775,866)
$
1,792,201,961 Reallocation due to MHA program deobligation
03/16/2016
$
(1,310,000)
$
1,790,891,961 Transfer of cap due to servicing transfer
03/28/2016
$
(194,564)
$
1,790,697,397 Updated due to quarterly assessment and reallocation
04/14/2016
$
940,000
$
1,791,637,397 Transfer of cap due to servicing transfer
05/16/2016
$
10,880,000
$
1,802,517,397 Transfer of cap due to servicing transfer
05/31/2016
$
119,002,590
$
1,921,519,987 Updated due to quarterly assessment and reallocation
06/16/2016
$
38,730,000
$
1,960,249,987 Transfer of cap due to servicing transfer
06/27/2016
$
19,191,131
$
1,979,441,118 Updated due to quarterly assessment and reallocation
07/14/2016
$
(2,280,000)
$
1,977,161,118 Transfer of cap due to servicing transfer
07/27/2016
$
(1,954,173)
$
1,975,206,945 Updated due to quarterly assessment and reallocation
08/16/2016
$
26,510,000
$
2,001,716,945 Transfer of cap due to servicing transfer
09/15/2016
$
16,540,000
$
2,018,256,945 Transfer of cap due to servicing transfer
09/28/2016
3
$
06/16/2014
- N/A
75,350,000
05/15/2014
Financial Instrument for Home Loan Modifications
1,268,120,807 Transfer of cap due to servicing transfer
$
04/16/2014
Purchase
1,266,540,807 Updated due to quarterly assessment and reallocation
$
03/26/2014
TX
1,269,022,584 Transfer of cap due to servicing transfer
$
1,580,000
03/14/2014
Houston
$
(2,481,777)
$
02/13/2014
Selene Finance LP
6,290,000
$
01/16/2014
06/16/2010
$
12/23/2013
$
36,150,560
$
2,054,407,505 Updated due to quarterly assessment and reallocation
06/16/2010
$
3,680,000
$
08/13/2010
$
3,300,000
$
09/30/2010
$
3,043,831
$
10,023,831 Updated portfolio data from servicer
10/15/2010
$
1,400,000
$
11,423,831 Transfer of cap due to servicing transfer
01/06/2011
$
(17)
$
11,423,814 Updated due to quarterly assessment and reallocation
03/16/2011
$
2,100,000
$
13,523,814 Transfer of cap due to servicing transfer
03/30/2011
$
(24)
$
13,523,790 Updated due to quarterly assessment and reallocation
04/13/2011
$
2,900,000
$
16,423,790 Transfer of cap due to servicing transfer
06/16/2011
$
(200,000)
$
16,223,790 Transfer of cap due to servicing transfer
06/29/2011
$
(273)
$
16,223,517 Updated due to quarterly assessment and reallocation
10/14/2011
$
100,000
$
16,323,517 Transfer of cap due to servicing transfer
11/16/2011
$
1,100,000
$
17,423,517 Transfer of cap due to servicing transfer
04/16/2012
$
200,000
$
17,623,517 Transfer of cap due to servicing transfer
05/16/2012
$
10,000
$
17,633,517 Transfer of cap due to servicing transfer
06/14/2012
$
(300,000)
$
17,333,517 Transfer of cap due to servicing transfer
06/28/2012
$
(218)
$
17,333,299 Updated due to quarterly assessment and reallocation
07/16/2012
$
40,000
$
17,373,299 Transfer of cap due to servicing transfer
08/16/2012
$
480,000
$
17,853,299 Transfer of cap due to servicing transfer
09/27/2012
$
(600)
$
17,852,699 Updated due to quarterly assessment and reallocation
11/15/2012
$
70,000
$
17,922,699 Transfer of cap due to servicing transfer
12/27/2012
$
(102)
$
17,922,597 Updated due to quarterly assessment and reallocation
03/14/2013
$
90,000
$
18,012,597 Transfer of cap due to servicing transfer
03/25/2013
$
(384)
$
18,012,213 Updated due to quarterly assessment and reallocation
05/16/2013
$
(30,000)
$
17,982,213 Transfer of cap due to servicing transfer
06/27/2013
$
(146)
$
17,982,067 Updated due to quarterly assessment and reallocation
3,680,000 Transfer of cap due to servicing transfer
6,980,000 Transfer of cap due to servicing transfer
118
07/16/2013
$
18,073,402 Transfer of cap due to servicing transfer
$
(3,125)
$
18,070,277 Updated due to quarterly assessment and reallocation
$
30,000
$
18,100,277 Transfer of cap due to servicing transfer
$
(36,971)
$
18,063,306 Updated due to quarterly assessment and reallocation
$
23,490,000
$
41,553,306 Transfer of cap due to servicing transfer
07/29/2014
$
(142,594)
$
41,410,712 Updated due to quarterly assessment and reallocation
08/14/2014
$
2,480,000
$
43,890,712 Transfer of cap due to servicing transfer
09/16/2014
$
11,650,000
$
55,540,712 Transfer of cap due to servicing transfer
09/29/2014
$
(52,910)
$
55,487,802 Updated due to quarterly assessment and reallocation
12/16/2014
$
30,000
$
55,517,802 Transfer of cap due to servicing transfer
12/29/2014
$
(4,478,535)
$
51,039,267 Updated due to quarterly assessment and reallocation
01/15/2015
$
10,000
$
51,049,267 Transfer of cap due to servicing transfer
03/16/2015
$
20,000
$
51,069,267 Transfer of cap due to servicing transfer
03/26/2015
$
(1,844,353)
$
49,224,914 Updated due to quarterly assessment and reallocation
04/16/2015
$
2,860,000
$
52,084,914 Transfer of cap due to servicing transfer
04/28/2015
$
(8,202,554)
$
43,882,360 Updated due to quarterly assessment and reallocation
06/16/2015
$
30,000
$
43,912,360 Transfer of cap due to servicing transfer
06/25/2015
$
(1,996,581)
$
41,915,779 Updated due to quarterly assessment and reallocation
08/14/2015
$
7,610,000
$
49,525,779 Transfer of cap due to servicing transfer
09/16/2015
$
370,000
$
49,895,779 Transfer of cap due to servicing transfer
09/28/2015
$
(4,239,474)
$
45,656,305 Updated due to quarterly assessment and reallocation
10/15/2015
$
3,760,000
$
49,416,305 Transfer of cap due to servicing transfer
11/16/2015
$
1,150,000
$
50,566,305 Transfer of cap due to servicing transfer
12/16/2015
$
90,000
$
50,656,305 Transfer of cap due to servicing transfer
12/28/2015
$
(3,752,790)
$
46,903,515 Updated due to quarterly assessment and reallocation
01/14/2016
$
(10,000)
$
46,893,515 Transfer of cap due to servicing transfer
02/16/2016
$
1,250,000
$
48,143,515 Transfer of cap due to servicing transfer
02/25/2016
$
(11,934,020)
$
36,209,495 Reallocation due to MHA program deobligation
03/16/2016
$
(220,000)
$
35,989,495 Transfer of cap due to servicing transfer
03/28/2016
$
(226,478)
$
35,763,017 Updated due to quarterly assessment and reallocation
04/14/2016
$
(740,000)
$
35,023,017 Transfer of cap due to servicing transfer
05/16/2016
$
(220,000)
$
34,803,017 Transfer of cap due to servicing transfer
05/31/2016
$
(1,623,427)
$
33,179,590 Updated due to quarterly assessment and reallocation
06/16/2016
$
(80,000)
$
33,099,590 Transfer of cap due to servicing transfer
06/27/2016
$
(1,004,539)
$
32,095,051 Updated due to quarterly assessment and reallocation
07/14/2016
$
1,200,000
$
33,295,051 Transfer of cap due to servicing transfer
07/27/2016
$
(1,270,059)
$
32,024,992 Updated due to quarterly assessment and reallocation
08/16/2016
$
(30,000)
$
31,994,992 Transfer of cap due to servicing transfer
09/15/2016
$
290,000
$
32,284,992 Transfer of cap due to servicing transfer
09/28/2016
4,390,000 N/A
10,000
07/16/2014
$
18,063,402 Updated due to quarterly assessment and reallocation
$
06/26/2014
NY
18,152,015 Updated due to quarterly assessment and reallocation
$
04/16/2014
Financial Instrument for Home Loan Modifications
18,152,067 Transfer of cap due to servicing transfer
$
(88,613)
03/26/2014
Purchase
$
(52)
$
03/14/2014
Seneca Mortgage Servicing LLC (AMS
Buffalo
Servicing, LLC)
170,000
$
12/23/2013
09/23/2009
$
09/27/2013
$
(2,103,641)
$
30,181,351 Updated due to quarterly assessment and reallocation
10/02/2009
$
960,000
$
5,350,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
(3,090,000)
$
2,260,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
230,000
$
2,490,000 Updated portfolio data from servicer
07/14/2010
$
5,310,000
$
7,800,000 Updated portfolio data from servicer
09/30/2010
$
323,114
$
8,123,114 Updated portfolio data from servicer
01/06/2011
$
(12)
$
8,123,102 Updated due to quarterly assessment and reallocation
03/16/2011
$
600,000
$
8,723,102 Transfer of cap due to servicing transfer
03/30/2011
$
(16)
$
8,723,086 Updated due to quarterly assessment and reallocation
04/13/2011
$
200,000
$
8,923,086 Transfer of cap due to servicing transfer
05/13/2011
$
100,000
$
9,023,086 Transfer of cap due to servicing transfer
06/29/2011
$
(153)
$
9,022,933 Updated due to quarterly assessment and reallocation
09/15/2011
$
100,000
$
11/16/2011
$
100,000
$
9,222,933 Transfer of cap due to servicing transfer
04/16/2012
$
1,100,000
$
10,322,933 Transfer of cap due to servicing transfer
06/14/2012
$
650,000
$
10,972,933 Transfer of cap due to servicing transfer
06/28/2012
$
(136)
$
10,972,797 Updated due to quarterly assessment and reallocation
09/27/2012
$
(347)
$
10,972,450 Updated due to quarterly assessment and reallocation
10/16/2012
$
250,000
$
11,222,450 Transfer of cap due to servicing transfer
11/15/2012
$
30,000
$
11,252,450 Transfer of cap due to servicing transfer
12/14/2012
$
(10,000)
$
11,242,450 Transfer of cap due to servicing transfer
12/27/2012
$
(59)
$
11,242,391 Updated due to quarterly assessment and reallocation
01/16/2013
$
20,000
$
11,262,391 Transfer of cap due to servicing transfer
02/14/2013
$
290,000
$
11,552,391 Transfer of cap due to servicing transfer
03/14/2013
$
10,000
$
11,562,391 Transfer of cap due to servicing transfer
03/25/2013
$
(220)
$
11,562,171 Updated due to quarterly assessment and reallocation
04/16/2013
$
(60,000)
$
11,502,171 Transfer of cap due to servicing transfer
05/16/2013
$
50,000
$
11,552,171 Transfer of cap due to servicing transfer
06/14/2013
$
10,000
$
11,562,171 Transfer of cap due to servicing transfer
06/27/2013
$
(79)
$
11,562,092 Updated due to quarterly assessment and reallocation
07/16/2013
$
(90,000)
$
11,472,092 Transfer of cap due to servicing transfer
09/16/2013
$
310,000
$
11,782,092 Transfer of cap due to servicing transfer
09/27/2013
$
(28)
$
11,782,064 Updated due to quarterly assessment and reallocation
9,122,933 Transfer of cap due to servicing transfer
119
10/15/2013
12,542,651 Updated due to quarterly assessment and reallocation
$
40,000
$
12,582,651 Transfer of cap due to servicing transfer
$
(260,000)
$
12,322,651 Transfer of cap due to servicing transfer
$
(1,697)
$
12,320,954 Updated due to quarterly assessment and reallocation
$
100,000
$
12,420,954 Transfer of cap due to servicing transfer
$
30,000
$
12,450,954 Transfer of cap due to servicing transfer
06/26/2014
$
(20,009)
$
12,430,945 Updated due to quarterly assessment and reallocation
07/29/2014
$
(39,741)
$
12,391,204 Updated due to quarterly assessment and reallocation
08/14/2014
$
(40,000)
$
12,351,204 Transfer of cap due to servicing transfer
09/16/2014
$
70,000
$
12,421,204 Transfer of cap due to servicing transfer
09/29/2014
$
(13,236)
$
12,407,968 Updated due to quarterly assessment and reallocation
12/16/2014
$
(10,000)
$
12,397,968 Transfer of cap due to servicing transfer
12/29/2014
$
(1,446,220)
$
10,951,748 Updated due to quarterly assessment and reallocation
01/15/2015
$
(280,000)
$
10,671,748 Transfer of cap due to servicing transfer
02/13/2015
$
(70,000)
$
10,601,748 Transfer of cap due to servicing transfer
03/16/2015
$
(1,970,000)
$
8,631,748 Transfer of cap due to servicing transfer
03/26/2015
$
(563,340)
$
8,068,408 Updated due to quarterly assessment and reallocation
04/16/2015
$
(20,000)
$
8,048,408 Transfer of cap due to servicing transfer
04/28/2015
$
(1,823,241)
$
6,225,167 Updated due to quarterly assessment and reallocation
05/14/2015
$
160,000
$
6,385,167 Transfer of cap due to servicing transfer
06/16/2015
$
(60,000)
$
6,325,167 Transfer of cap due to servicing transfer
06/25/2015
$
(427,170)
$
5,897,997 Updated due to quarterly assessment and reallocation
07/16/2015
$
330,000
$
6,227,997 Transfer of cap due to servicing transfer
08/14/2015
$
80,000
$
6,307,997 Transfer of cap due to servicing transfer
09/16/2015
$
140,000
$
6,447,997 Transfer of cap due to servicing transfer
09/28/2015
$
(561,929)
$
5,886,068 Updated due to quarterly assessment and reallocation
10/15/2015
$
40,000
$
5,926,068 Transfer of cap due to servicing transfer
11/16/2015
$
580,000
$
6,506,068 Transfer of cap due to servicing transfer
12/16/2015
$
230,000
$
6,736,068 Transfer of cap due to servicing transfer
12/28/2015
$
(486,283)
$
6,249,785 Updated due to quarterly assessment and reallocation
01/14/2016
$
1,080,000
$
7,329,785 Transfer of cap due to servicing transfer
02/16/2016
$
500,000
$
7,829,785 Transfer of cap due to servicing transfer
02/25/2016
$
(2,321,321)
$
5,508,464 Reallocation due to MHA program deobligation
03/16/2016
$
330,000
$
5,838,464 Transfer of cap due to servicing transfer
03/28/2016
$
(54,203)
$
5,784,261 Updated due to quarterly assessment and reallocation
04/14/2016
$
840,000
$
6,624,261 Transfer of cap due to servicing transfer
05/16/2016
$
1,780,000
$
8,404,261 Transfer of cap due to servicing transfer
05/31/2016
$
(767,027)
$
7,637,234 Updated due to quarterly assessment and reallocation
06/16/2016
$
640,000
$
8,277,234 Transfer of cap due to servicing transfer
06/27/2016
$
(516,588)
$
7,760,646 Updated due to quarterly assessment and reallocation
07/14/2016
$
(130,000)
$
7,630,646 Transfer of cap due to servicing transfer
07/27/2016
$
(519,860)
$
7,110,786 Updated due to quarterly assessment and reallocation
08/16/2016
$
(50,000)
$
7,060,786 Transfer of cap due to servicing transfer
09/15/2016
$
640,000
$
7,700,786 Transfer of cap due to servicing transfer
09/28/2016
29,730,000 N/A
$
06/16/2014
$
(49,413)
04/16/2014
Financial Instrument for Home Loan Modifications
12,592,064 Transfer of cap due to servicing transfer
$
03/26/2014
Purchase
12,132,064 Transfer of cap due to servicing transfer
$
03/14/2014
PA
12,012,064 Transfer of cap due to servicing transfer
$
460,000
01/16/2014
Titusville
$
120,000
$
12/23/2013
Servis One, Inc. dba BSI Financial
Services
230,000
$
12/16/2013
08/12/2009
$
11/14/2013
$
(841,593)
$
6,859,193 Updated due to quarterly assessment and reallocation
09/30/2009
$
(25,510,000)
$
4,220,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
520,000
$
4,740,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
4,330,000
$
9,070,000 Updated portfolio data from servicer
04/19/2010
$
230,000
$
05/19/2010
$
850,000
$
07/14/2010
$
(850,000)
$
09/15/2010
$
100,000
$
09/30/2010
$
100,000
$
09/30/2010
$
16,755,064
$
26,255,064 Updated portfolio data from servicer
10/15/2010
$
100,000
$
26,355,064 Transfer of cap due to servicing transfer
12/15/2010
$
100,000
$
26,455,064 Transfer of cap due to servicing transfer
01/06/2011
$
(40)
$
26,455,024 Updated due to quarterly assessment and reallocation
01/13/2011
$
300,000
$
26,755,024 Transfer of cap due to servicing transfer
02/16/2011
$
100,000
$
26,855,024 Transfer of cap due to servicing transfer
03/16/2011
$
2,200,000
$
29,055,024 Transfer of cap due to servicing transfer
03/30/2011
$
(52)
$
29,054,972 Updated due to quarterly assessment and reallocation
04/13/2011
$
1,500,000
$
30,554,972 Transfer of cap due to servicing transfer
05/13/2011
$
1,000,000
$
31,554,972 Transfer of cap due to servicing transfer
06/16/2011
$
100,000
$
31,654,972 Transfer of cap due to servicing transfer
06/29/2011
$
(534)
$
31,654,438 Updated due to quarterly assessment and reallocation
08/16/2011
$
700,000
$
32,354,438 Transfer of cap due to servicing transfer
09/15/2011
$
(600,000)
$
31,754,438 Transfer of cap due to servicing transfer
10/14/2011
$
4,000,000
$
35,754,438 Transfer of cap due to servicing transfer
11/16/2011
$
600,000
$
36,354,438 Transfer of cap due to servicing transfer
12/15/2011
$
200,000
$
36,554,438 Transfer of cap due to servicing transfer
01/13/2012
$
100,000
$
36,654,438 Transfer of cap due to servicing transfer
02/16/2012
$
1,300,000
$
37,954,438 Transfer of cap due to servicing transfer
9,300,000 Transfer of cap due to servicing transfer
10,150,000 Updated portfolio data from servicer/additional program initial cap
9,300,000 Updated portfolio data from servicer
9,400,000 Transfer of cap due to servicing transfer
9,500,000 Updated portfolio data from servicer/additional program initial cap
120
03/15/2012
40,334,438 Transfer of cap due to servicing transfer
$
(465)
$
40,333,973 Updated due to quarterly assessment and reallocation
$
70,000
$
40,403,973 Transfer of cap due to servicing transfer
$
(1,272)
$
40,402,701 Updated due to quarterly assessment and reallocation
$
2,100,000
$
42,502,701 Transfer of cap due to servicing transfer
$
1,340,000
$
43,842,701 Transfer of cap due to servicing transfer
12/14/2012
$
1,160,000
$
45,002,701 Transfer of cap due to servicing transfer
12/27/2012
$
(239)
$
45,002,462 Updated due to quarterly assessment and reallocation
01/16/2013
$
210,000
$
45,212,462 Transfer of cap due to servicing transfer
02/14/2013
$
1,790,000
$
47,002,462 Transfer of cap due to servicing transfer
03/14/2013
$
1,920,000
$
48,922,462 Transfer of cap due to servicing transfer
03/25/2013
$
(960)
$
48,921,502 Updated due to quarterly assessment and reallocation
04/16/2013
$
410,000
$
49,331,502 Transfer of cap due to servicing transfer
05/16/2013
$
(60,000)
$
49,271,502 Transfer of cap due to servicing transfer
06/14/2013
$
1,620,000
$
50,891,502 Transfer of cap due to servicing transfer
06/27/2013
$
(359)
$
50,891,143 Updated due to quarterly assessment and reallocation
07/16/2013
$
2,030,000
$
52,921,143 Transfer of cap due to servicing transfer
08/15/2013
$
10,000
$
52,931,143 Transfer of cap due to servicing transfer
09/16/2013
$
2,600,000
$
55,531,143 Transfer of cap due to servicing transfer
09/27/2013
$
(135)
$
55,531,008 Updated due to quarterly assessment and reallocation
10/15/2013
$
270,000
$
55,801,008 Transfer of cap due to servicing transfer
11/14/2013
$
30,000
$
55,831,008 Transfer of cap due to servicing transfer
12/16/2013
$
9,960,000
$
65,791,008 Transfer of cap due to servicing transfer
12/23/2013
$
(239,727)
$
65,551,281 Updated due to quarterly assessment and reallocation
01/16/2014
$
2,090,000
$
67,641,281 Transfer of cap due to servicing transfer
02/13/2014
$
2,450,000
$
70,091,281 Transfer of cap due to servicing transfer
03/14/2014
$
(130,000)
$
69,961,281 Transfer of cap due to servicing transfer
03/26/2014
$
(8,837)
$
69,952,444 Updated due to quarterly assessment and reallocation
04/16/2014
$
60,000
$
70,012,444 Transfer of cap due to servicing transfer
05/15/2014
$
(460,000)
$
69,552,444 Transfer of cap due to servicing transfer
06/16/2014
$
920,000
$
70,472,444 Transfer of cap due to servicing transfer
06/26/2014
$
(103,723)
$
70,368,721 Updated due to quarterly assessment and reallocation
07/29/2014
$
(205,396)
$
70,163,325 Updated due to quarterly assessment and reallocation
08/14/2014
$
4,050,000
$
74,213,325 Transfer of cap due to servicing transfer
09/16/2014
$
420,000
$
74,633,325 Transfer of cap due to servicing transfer
09/29/2014
$
(73,587)
$
74,559,738 Updated due to quarterly assessment and reallocation
10/16/2014
$
7,390,000
$
81,949,738 Transfer of cap due to servicing transfer
11/14/2014
$
(390,000)
$
81,559,738 Transfer of cap due to servicing transfer
12/16/2014
$
4,990,000
$
86,549,738 Transfer of cap due to servicing transfer
12/29/2014
$
(8,713,039)
$
77,836,699 Updated due to quarterly assessment and reallocation
01/15/2015
$
(50,000)
$
77,786,699 Transfer of cap due to servicing transfer
02/13/2015
$
11,850,000
$
89,636,699 Transfer of cap due to servicing transfer
03/16/2015
$
11,660,000
$
101,296,699 Transfer of cap due to servicing transfer
03/26/2015
$
(4,671,888)
$
96,624,811 Updated due to quarterly assessment and reallocation
04/16/2015
$
590,000
$
97,214,811 Transfer of cap due to servicing transfer
04/28/2015
$
(18,231,781)
$
78,983,030 Updated due to quarterly assessment and reallocation
05/14/2015
$
2,100,000
$
81,083,030 Transfer of cap due to servicing transfer
06/16/2015
$
2,820,000
$
83,903,030 Transfer of cap due to servicing transfer
06/25/2015
$
(4,782,922)
$
79,120,108 Updated due to quarterly assessment and reallocation
07/16/2015
$
60,000
$
79,180,108 Transfer of cap due to servicing transfer
08/14/2015
$
2,240,000
$
81,420,108 Transfer of cap due to servicing transfer
09/16/2015
$
(430,000)
$
80,990,108 Transfer of cap due to servicing transfer
09/28/2015
$
(6,107,608)
$
74,882,500 Updated due to quarterly assessment and reallocation
10/15/2015
$
1,040,000
$
75,922,500 Transfer of cap due to servicing transfer
11/16/2015
$
3,700,000
$
79,622,500 Transfer of cap due to servicing transfer
12/16/2015
$
500,000
$
80,122,500 Transfer of cap due to servicing transfer
12/28/2015
$
(4,760,843)
$
75,361,657 Updated due to quarterly assessment and reallocation
01/14/2016
$
100,000
$
75,461,657 Transfer of cap due to servicing transfer
02/16/2016
$
570,000
$
76,031,657 Transfer of cap due to servicing transfer
02/25/2016
$
(14,691,799)
$
61,339,858 Reallocation due to MHA program deobligation
03/16/2016
$
6,270,000
$
67,609,858 Transfer of cap due to servicing transfer
03/28/2016
$
(334,912)
$
67,274,946 Updated due to quarterly assessment and reallocation
04/14/2016
$
5,270,000
$
72,544,946 Transfer of cap due to servicing transfer
05/16/2016
$
(500,000)
$
72,044,946 Transfer of cap due to servicing transfer
05/31/2016
$
(3,185,286)
$
68,859,660 Updated due to quarterly assessment and reallocation
06/16/2016
$
660,000
$
69,519,660 Transfer of cap due to servicing transfer
06/27/2016
$
(2,064,146)
$
67,455,514 Updated due to quarterly assessment and reallocation
07/14/2016
$
5,170,000
$
72,625,514 Transfer of cap due to servicing transfer
07/27/2016
$
(2,535,644)
$
70,089,870 Updated due to quarterly assessment and reallocation
08/16/2016
$
5,570,000
$
75,659,870 Transfer of cap due to servicing transfer
09/15/2016
$
3,400,000
$
79,059,870 Transfer of cap due to servicing transfer
09/28/2016
1,410,000 N/A
$
11/15/2012
$
1,560,000
10/16/2012
Financial Instrument for Home Loan Modifications
38,774,438 Transfer of cap due to servicing transfer
$
09/27/2012
Purchase
39,854,438 Transfer of cap due to servicing transfer
$
08/16/2012
IL
39,054,438 Transfer of cap due to servicing transfer
$
(1,080,000)
06/28/2012
Chicago
$
800,000
$
06/14/2012
ShoreBank
1,100,000
$
05/16/2012
07/17/2009
$
04/16/2012
$
(7,231,925)
$
71,827,945 Updated due to quarterly assessment and reallocation
09/30/2009
$
890,000
$
2,300,000 Updated portfolio data from servicer/additional program initial cap
121
12/30/2009
$
1,260,000
$
3,560,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(20,000)
$
3,540,000 Updated portfolio data from servicer
07/14/2010
$
(240,000)
$
3,300,000 Updated portfolio data from servicer
09/30/2010
$
471,446
$
3,771,446 Updated portfolio data from servicer
01/06/2011
$
(3)
$
3,771,443 Updated due to quarterly assessment and reallocation
03/30/2011
$
(4)
$
3,771,439 Updated due to quarterly assessment and reallocation
04/13/2011
$
(1,100,000)
$
2,671,439 Transfer of cap due to servicing transfer
06/29/2011
$
(38)
$
2,671,401 Updated due to quarterly assessment and reallocation
06/28/2012
$
(29)
$
2,671,372 Updated due to quarterly assessment and reallocation
09/27/2012
$
(79)
$
2,671,293 Updated due to quarterly assessment and reallocation
12/27/2012
$
(13)
$
2,671,280 Updated due to quarterly assessment and reallocation
03/25/2013
$
(50)
$
2,671,230 Updated due to quarterly assessment and reallocation
04/09/2013
$
(2,324,244)
$
01/22/2010
$
90,000
$
1,970,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
1,110,000
$
3,080,000 Updated portfolio data from servicer
07/14/2010
$
(1,180,000)
$
1,900,000 Updated portfolio data from servicer
09/30/2010
$
275,834
$
2,175,834 Updated portfolio data from servicer
01/06/2011
$
(2)
$
2,175,832 Updated due to quarterly assessment and reallocation
03/30/2011
$
(3)
$
2,175,829 Updated due to quarterly assessment and reallocation
06/29/2011
$
(26)
$
2,175,803 Updated due to quarterly assessment and reallocation
06/28/2012
$
(21)
$
2,175,782 Updated due to quarterly assessment and reallocation
09/27/2012
$
(57)
$
2,175,725 Updated due to quarterly assessment and reallocation
12/27/2012
$
(10)
$
2,175,715 Updated due to quarterly assessment and reallocation
03/25/2013
$
(37)
$
2,175,678 Updated due to quarterly assessment and reallocation
06/27/2013
$
(15)
$
2,175,663 Updated due to quarterly assessment and reallocation
6
07/09/2013
$
(1,889,819)
$
3
10/15/2013
$
60,000
$
12/16/2013
$
10,000
$
70,000 Transfer of cap due to servicing transfer
07/16/2014
$
170,000
$
240,000 Transfer of cap due to servicing transfer
07/29/2014
$
(544)
$
239,456 Updated due to quarterly assessment and reallocation
09/29/2014
$
(180)
$
239,276 Updated due to quarterly assessment and reallocation
10/16/2014
$
160,000
$
399,276 Transfer of cap due to servicing transfer
11/14/2014
$
20,000
$
419,276 Transfer of cap due to servicing transfer
12/16/2014
$
60,000
$
479,276 Transfer of cap due to servicing transfer
12/29/2014
$
(13,406)
$
465,870 Updated due to quarterly assessment and reallocation
01/15/2015
$
90,000
$
555,870 Transfer of cap due to servicing transfer
03/26/2015
$
(18,475)
$
04/28/2015
$
(72,818)
$
05/14/2015
$
1,310,000
$
1,774,577 Transfer of cap due to servicing transfer
06/16/2015
$
80,000
$
1,854,577 Transfer of cap due to servicing transfer
06/25/2015
$
(158,664)
$
1,695,913 Updated due to quarterly assessment and reallocation
07/16/2015
$
20,000
$
1,715,913 Transfer of cap due to servicing transfer
08/14/2015
$
20,000
$
1,735,913 Transfer of cap due to servicing transfer
09/16/2015
$
160,000
$
1,895,913 Transfer of cap due to servicing transfer
09/28/2015
$
(260,437)
$
1,635,476 Updated due to quarterly assessment and reallocation
10/15/2015
$
2,820,000
$
4,455,476 Transfer of cap due to servicing transfer
11/16/2015
$
990,000
$
5,445,476 Transfer of cap due to servicing transfer
12/28/2015
$
(716,235)
$
4,729,241 Updated due to quarterly assessment and reallocation
01/14/2016
$
330,000
$
5,059,241 Transfer of cap due to servicing transfer
02/16/2016
$
(80,000)
$
4,979,241 Transfer of cap due to servicing transfer
02/25/2016
$
(2,295,159)
$
2,684,082 Reallocation due to MHA program deobligation
03/16/2016
$
1,170,000
$
3,854,082 Transfer of cap due to servicing transfer
03/28/2016
$
(76,689)
$
3,777,393 Updated due to quarterly assessment and reallocation
04/14/2016
$
840,000
$
4,617,393 Transfer of cap due to servicing transfer
05/16/2016
$
390,000
$
5,007,393 Transfer of cap due to servicing transfer
05/31/2016
$
(826,282)
$
4,181,111 Updated due to quarterly assessment and reallocation
06/27/2016
$
(499,359)
$
3,681,752 Updated due to quarterly assessment and reallocation
07/14/2016
$
110,000
$
3,791,752 Transfer of cap due to servicing transfer
07/27/2016
$
(515,833)
$
3,275,919 Updated due to quarterly assessment and reallocation
08/16/2016
$
30,000
$
3,305,919 Transfer of cap due to servicing transfer
09/15/2016
$
690,000
$
3,995,919 Transfer of cap due to servicing transfer
09/28/2016
$
(1,167,343)
$
2,828,576 Updated due to quarterly assessment and reallocation
01/22/2010
$
20,000
$
03/26/2010
$
1,430,000
$
1,890,000 Updated portfolio data from servicer
07/14/2010
$
(390,000)
$
1,500,000 Updated portfolio data from servicer
09/08/2010
$
(1,500,000)
03/26/2010
$
(51,240,000)
$
12,910,000 Updated portfolio data from servicer
05/14/2010
$
3,000,000
$
15,910,000 Transfer of cap due to servicing transfer
06/16/2010
$
4,860,000
$
20,770,000 Transfer of cap due to servicing transfer
07/14/2010
$
3,630,000
$
24,400,000 Updated portfolio data from servicer
07/16/2010
$
330,000
$
24,730,000 Transfer of cap due to servicing transfer
08/13/2010
$
700,000
$
25,430,000 Transfer of cap due to servicing transfer
09/15/2010
$
200,000
$
25,630,000 Transfer of cap due to servicing transfer
09/30/2010
$
(1,695,826)
$
23,934,174 Updated portfolio data from servicer
11/16/2010
$
200,000
$
24,134,174 Transfer of cap due to servicing transfer
01/06/2011
$
(32)
$
24,134,142 Updated due to quarterly assessment and reallocation
6
12/09/2009
10/15/2013
12/16/2009
01/13/2010
Silver State Schools Credit Union
SN Servicing Corporation
Sound Community Bank
Specialized Loan Servicing LLC
Las Vegas
Baton Rouge
Seattle
NV
LA
WA
Highlands Ranch CO
Purchase
Purchase
Purchase
Purchase
Financial Instrument for Home Loan Modifications
$
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
1,880,000 N/A
- N/A
$
$
440,000 N/A
64,150,000 N/A
346,986 Termination of SPA
285,844 Termination of SPA
60,000 Transfer of cap due to servicing transfer
537,395 Updated due to quarterly assessment and reallocation
464,577 Updated due to quarterly assessment and reallocation
460,000 Updated portfolio data from servicer/additional program initial cap
- Termination of SPA
122
01/13/2011
$
1,500,000
$
25,634,142 Transfer of cap due to servicing transfer
03/16/2011
$
7,100,000
$
32,734,142 Transfer of cap due to servicing transfer
03/30/2011
$
(36)
$
32,734,106 Updated due to quarterly assessment and reallocation
04/13/2011
$
1,000,000
$
33,734,106 Transfer of cap due to servicing transfer
05/13/2011
$
100,000
$
33,834,106 Transfer of cap due to servicing transfer
06/16/2011
$
300,000
$
34,134,106 Transfer of cap due to servicing transfer
06/29/2011
$
(332)
$
34,133,774 Updated due to quarterly assessment and reallocation
08/16/2011
$
100,000
$
34,233,774 Transfer of cap due to servicing transfer
09/15/2011
$
300,000
$
34,533,774 Transfer of cap due to servicing transfer
10/14/2011
$
300,000
$
34,833,774 Transfer of cap due to servicing transfer
12/15/2011
$
(1,700,000)
$
33,133,774 Transfer of cap due to servicing transfer
01/13/2012
$
1,600,000
$
34,733,774 Transfer of cap due to servicing transfer
02/16/2012
$
100,000
$
34,833,774 Transfer of cap due to servicing transfer
03/15/2012
$
100,000
$
34,933,774 Transfer of cap due to servicing transfer
04/16/2012
$
77,600,000
$
112,533,774 Transfer of cap due to servicing transfer
05/16/2012
$
40,000
$
112,573,774 Transfer of cap due to servicing transfer
06/14/2012
$
(350,000)
$
112,223,774 Transfer of cap due to servicing transfer
06/28/2012
$
(1,058)
$
112,222,716 Updated due to quarterly assessment and reallocation
07/16/2012
$
4,430,000
$
116,652,716 Transfer of cap due to servicing transfer
08/16/2012
$
(1,280,000)
$
115,372,716 Transfer of cap due to servicing transfer
09/27/2012
$
(3,061)
$
115,369,655 Updated due to quarterly assessment and reallocation
10/16/2012
$
5,600,000
$
120,969,655 Transfer of cap due to servicing transfer
11/15/2012
$
880,000
$
121,849,655 Transfer of cap due to servicing transfer
12/14/2012
$
24,180,000
$
146,029,655 Transfer of cap due to servicing transfer
12/27/2012
$
(663)
$
146,028,992 Updated due to quarterly assessment and reallocation
01/16/2013
$
2,410,000
$
148,438,992 Transfer of cap due to servicing transfer
02/14/2013
$
6,650,000
$
155,088,992 Transfer of cap due to servicing transfer
03/14/2013
$
(1,450,000)
$
153,638,992 Transfer of cap due to servicing transfer
03/25/2013
$
(2,584)
$
153,636,408 Updated due to quarterly assessment and reallocation
04/16/2013
$
(750,000)
$
152,886,408 Transfer of cap due to servicing transfer
05/16/2013
$
(1,250,000)
$
151,636,408 Transfer of cap due to servicing transfer
06/14/2013
$
3,670,000
$
155,306,408 Transfer of cap due to servicing transfer
06/27/2013
$
(985)
$
155,305,423 Updated due to quarterly assessment and reallocation
07/16/2013
$
(3,720,000)
$
151,585,423 Transfer of cap due to servicing transfer
09/16/2013
$
(180,000)
$
151,405,423 Transfer of cap due to servicing transfer
09/27/2013
$
(346)
$
151,405,077 Updated due to quarterly assessment and reallocation
10/15/2013
$
860,000
$
152,265,077 Transfer of cap due to servicing transfer
11/14/2013
$
(410,000)
$
151,855,077 Transfer of cap due to servicing transfer
12/16/2013
$
(10,160,000)
$
141,695,077 Transfer of cap due to servicing transfer
12/23/2013
$
(381,129)
$
141,313,948 Updated due to quarterly assessment and reallocation
01/16/2014
$
8,200,000
$
149,513,948 Transfer of cap due to servicing transfer
02/13/2014
$
21,910,000
$
171,423,948 Transfer of cap due to servicing transfer
03/14/2014
$
300,000
$
171,723,948 Transfer of cap due to servicing transfer
03/26/2014
$
(10,851)
$
171,713,097 Updated due to quarterly assessment and reallocation
04/16/2014
$
4,470,000
$
176,183,097 Transfer of cap due to servicing transfer
05/15/2014
$
(28,460,000)
$
147,723,097 Transfer of cap due to servicing transfer
06/16/2014
$
4,680,000
$
152,403,097 Transfer of cap due to servicing transfer
06/26/2014
$
(57,511)
$
152,345,586 Updated due to quarterly assessment and reallocation
07/16/2014
$
16,450,000
$
168,795,586 Transfer of cap due to servicing transfer
07/29/2014
$
(115,275)
$
168,680,311 Updated due to quarterly assessment and reallocation
08/14/2014
$
230,000
$
168,910,311 Transfer of cap due to servicing transfer
09/16/2014
$
(4,270,000)
$
164,640,311 Transfer of cap due to servicing transfer
09/29/2014
$
(27,454)
$
164,612,857 Updated due to quarterly assessment and reallocation
11/14/2014
$
540,000
$
165,152,857 Transfer of cap due to servicing transfer
12/29/2014
$
52,945,861
$
218,098,718 Updated due to quarterly assessment and reallocation
01/15/2015
$
(520,000)
$
217,578,718 Transfer of cap due to servicing transfer
02/13/2015
$
12,630,000
$
230,208,718 Transfer of cap due to servicing transfer
03/16/2015
$
11,890,000
$
242,098,718 Transfer of cap due to servicing transfer
03/26/2015
$
1,352,322
$
243,451,040 Updated due to quarterly assessment and reallocation
04/16/2015
$
1,050,000
$
244,501,040 Transfer of cap due to servicing transfer
04/28/2015
$
4,448,221
$
248,949,261 Updated due to quarterly assessment and reallocation
05/14/2015
$
7,170,000
$
256,119,261 Transfer of cap due to servicing transfer
06/16/2015
$
18,070,000
$
274,189,261 Transfer of cap due to servicing transfer
06/25/2015
$
18,792,626
$
292,981,887 Updated due to quarterly assessment and reallocation
07/16/2015
$
14,500,000
$
307,481,887 Transfer of cap due to servicing transfer
08/14/2015
$
1,710,000
$
309,191,887 Transfer of cap due to servicing transfer
09/16/2015
$
(390,000)
$
308,801,887 Transfer of cap due to servicing transfer
09/28/2015
$
10,523,228
$
319,325,115 Updated due to quarterly assessment and reallocation
10/15/2015
$
3,450,000
$
322,775,115 Transfer of cap due to servicing transfer
11/16/2015
$
970,000
$
323,745,115 Transfer of cap due to servicing transfer
12/16/2015
$
(210,000)
$
323,535,115 Transfer of cap due to servicing transfer
12/28/2015
$
6,558,413
$
330,093,528 Updated due to quarterly assessment and reallocation
01/14/2016
$
25,010,000
$
355,103,528 Transfer of cap due to servicing transfer
02/16/2016
$
2,470,000
$
357,573,528 Transfer of cap due to servicing transfer
02/25/2016
$
(13,592,686)
$
343,980,842 Reallocation due to MHA program deobligation
03/16/2016
$
1,040,000
$
345,020,842 Transfer of cap due to servicing transfer
123
03/28/2016
Financial Instrument for Home Loan Modifications
- N/A
$
371,323,126 Transfer of cap due to servicing transfer
$
6,401,607
$
377,724,733 Updated due to quarterly assessment and reallocation
$
10,000
$
$
850,000
$
1,220,000 Updated portfolio data from servicer
$
(120,000)
$
1,100,000 Updated portfolio data from servicer
$
100,000
$
1,200,000 Updated portfolio data from servicer/additional program initial cap
$
105,500
$
1,305,500 Updated portfolio data from servicer
$
(2)
$
1,305,498 Updated due to quarterly assessment and reallocation
$
(1,305,498)
10/02/2009
3
(5,050,000)
$
70,000
$
370,000 Updated portfolio data from servicer/additional program initial cap
$
2,680,000
$
3,050,000 Updated portfolio data from servicer/additional program initial cap
$
350,000
$
3,400,000 Updated portfolio data from servicer
$
(1,900,000)
$
1,500,000 Updated portfolio data from servicer
$
(1,209,889)
$
03/23/2011
Purchase
376,373,126 Transfer of cap due to servicing transfer
$
09/30/2010
CO
$
07/14/2010
Denver
(1,540,000)
03/26/2010
Statebridge Company, LLC
377,913,126 Updated due to quarterly assessment and reallocation
$
12/30/2009
12/15/2010
$
01/22/2010
300,000 N/A
378,203,664 Transfer of cap due to servicing transfer
(290,538)
02/17/2011
$
346,563,664 Updated due to quarterly assessment and reallocation
$
$
01/06/2011
Financial Instrument for Home Loan Modifications
$
31,640,000
09/30/2010
Purchase
3,970,965
$
09/30/2010
CA
342,592,699 Transfer of cap due to servicing transfer
$
07/14/2010
Palo Alto
$
03/26/2010
Stanford Federal Credit Union
(2,510,000)
09/28/2016
08/28/2009
345,102,699 Updated due to quarterly assessment and reallocation
$
09/15/2016
360,000 N/A
$
08/16/2016
$
9,566,276
07/27/2016
Financial Instrument for Home Loan Modifications
335,536,423 Transfer of cap due to servicing transfer
$
07/14/2016
Purchase
344,456,423 Transfer of cap due to servicing transfer
$
06/27/2016
AK
344,846,423 Updated due to quarterly assessment and reallocation
$
(8,920,000)
06/16/2016
Fairbanks
$
(390,000)
$
05/31/2016
Spirit of Alaska Federal Credit Union
(174,419)
$
05/16/2016
12/09/2009
$
04/14/2016
$
(290,111)
12/15/2010
$
5,000,000
$
5,000,000 Transfer of cap due to servicing transfer
01/06/2011
$
(7)
$
4,999,993 Updated due to quarterly assessment and reallocation
02/16/2011
$
500,000
$
5,499,993 Transfer of cap due to servicing transfer
03/16/2011
$
100,000
$
5,599,993 Transfer of cap due to servicing transfer
03/30/2011
$
(9)
$
5,599,984 Updated due to quarterly assessment and reallocation
06/29/2011
$
(85)
$
5,599,899 Updated due to quarterly assessment and reallocation
11/16/2011
$
(2,500,000)
$
3,099,899 Transfer of cap due to servicing transfer
03/15/2012
$
200,000
$
3,299,899 Transfer of cap due to servicing transfer
06/28/2012
$
(40)
$
3,299,859 Updated due to quarterly assessment and reallocation
09/27/2012
$
(100)
$
3,299,759 Updated due to quarterly assessment and reallocation
10/16/2012
$
170,000
$
3,469,759 Transfer of cap due to servicing transfer
11/15/2012
$
(30,000)
$
3,439,759 Transfer of cap due to servicing transfer
12/14/2012
$
(80,000)
$
3,359,759 Transfer of cap due to servicing transfer
12/27/2012
$
(17)
$
3,359,742 Updated due to quarterly assessment and reallocation
01/16/2013
$
50,000
$
3,409,742 Transfer of cap due to servicing transfer
02/14/2013
$
1,240,000
$
4,649,742 Transfer of cap due to servicing transfer
03/14/2013
$
90,000
$
4,739,742 Transfer of cap due to servicing transfer
03/25/2013
$
(90)
$
4,739,652 Updated due to quarterly assessment and reallocation
04/16/2013
$
(10,000)
$
4,729,652 Transfer of cap due to servicing transfer
06/27/2013
$
(34)
$
4,729,618 Updated due to quarterly assessment and reallocation
09/27/2013
$
(13)
$
4,729,605 Updated due to quarterly assessment and reallocation
11/14/2013
$
60,000
$
4,789,605 Transfer of cap due to servicing transfer
12/23/2013
$
(21,773)
$
4,767,832 Updated due to quarterly assessment and reallocation
01/16/2014
$
(20,000)
$
4,747,832 Transfer of cap due to servicing transfer
02/13/2014
$
60,000
$
4,807,832 Transfer of cap due to servicing transfer
03/14/2014
$
(30,000)
$
4,777,832 Transfer of cap due to servicing transfer
03/26/2014
$
(770)
$
4,777,062 Updated due to quarterly assessment and reallocation
06/26/2014
$
(8,978)
$
4,768,084 Updated due to quarterly assessment and reallocation
07/16/2014
$
150,000
$
4,918,084 Transfer of cap due to servicing transfer
07/29/2014
$
(18,319)
$
4,899,765 Updated due to quarterly assessment and reallocation
08/14/2014
$
330,000
$
5,229,765 Transfer of cap due to servicing transfer
09/16/2014
$
510,000
$
5,739,765 Transfer of cap due to servicing transfer
09/29/2014
$
(7,084)
$
5,732,681 Updated due to quarterly assessment and reallocation
10/16/2014
$
1,310,000
$
7,042,681 Transfer of cap due to servicing transfer
12/16/2014
$
5,780,000
$
12,822,681 Transfer of cap due to servicing transfer
12/29/2014
$
(2,009,472)
$
10,813,209 Updated due to quarterly assessment and reallocation
03/16/2015
$
(20,000)
$
10,793,209 Transfer of cap due to servicing transfer
03/26/2015
$
(759,640)
$
10,033,569 Updated due to quarterly assessment and reallocation
04/28/2015
$
(2,994,140)
$
7,039,429 Updated due to quarterly assessment and reallocation
06/16/2015
$
30,000
$
7,069,429 Transfer of cap due to servicing transfer
06/25/2015
$
(711,743)
$
6,357,686 Updated due to quarterly assessment and reallocation
08/14/2015
$
160,000
$
6,517,686 Transfer of cap due to servicing transfer
09/16/2015
$
90,000
$
6,607,686 Transfer of cap due to servicing transfer
09/28/2015
$
(969,232)
$
5,638,454 Updated due to quarterly assessment and reallocation
10/15/2015
$
680,000
$
6,318,454 Transfer of cap due to servicing transfer
11/16/2015
$
40,000
$
6,358,454 Transfer of cap due to servicing transfer
12/16/2015
$
550,000
$
6,908,454 Transfer of cap due to servicing transfer
12/28/2015
$
(816,550)
$
6,091,904 Updated due to quarterly assessment and reallocation
02/25/2016
$
(2,359,857)
$
3,732,047 Reallocation due to MHA program deobligation
03/16/2016
$
980,000
$
4,712,047 Transfer of cap due to servicing transfer
03/28/2016
$
(72,124)
$
4,639,923 Updated due to quarterly assessment and reallocation
04/14/2016
$
300,000
$
4,939,923 Transfer of cap due to servicing transfer
370,000 Updated portfolio data from servicer/additional program initial cap
- Termination of SPA
290,111 Updated portfolio data from servicer
- Termination of SPA
124
05/16/2016
$
4,174,269 Transfer of cap due to servicing transfer
$
(346,056)
$
3,828,213 Updated due to quarterly assessment and reallocation
$
(624,521)
$
3,203,692 Updated due to quarterly assessment and reallocation
01/22/2010
$
100,000
$
2,350,000 Updated portfolio data from servicer/additional program initial cap
$
(740,000)
$
1,610,000 Updated portfolio data from servicer
$
(710,000)
$
900,000 Updated portfolio data from servicer
09/30/2010
$
550,556
$
1,450,556 Updated portfolio data from servicer
01/06/2011
$
(1)
$
1,450,555 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
1,450,554 Updated due to quarterly assessment and reallocation
06/29/2011
$
(11)
$
1,450,543 Updated due to quarterly assessment and reallocation
09/27/2012
$
30,907
$
1,481,450 Updated due to quarterly assessment and reallocation
12/27/2012
$
58,688
$
1,540,138 Updated due to quarterly assessment and reallocation
03/25/2013
$
235,175
$
1,775,313 Updated due to quarterly assessment and reallocation
06/27/2013
$
84,191
$
1,859,504 Updated due to quarterly assessment and reallocation
09/27/2013
$
13,786
$
1,873,290 Updated due to quarterly assessment and reallocation
12/23/2013
$
(35)
$
1,873,255 Updated due to quarterly assessment and reallocation
03/26/2014
$
12,095
$
1,885,350 Updated due to quarterly assessment and reallocation
06/26/2014
$
122,307
$
2,007,657 Updated due to quarterly assessment and reallocation
07/29/2014
$
22,184
$
2,029,841 Updated due to quarterly assessment and reallocation
09/29/2014
$
24,565
$
2,054,406 Updated due to quarterly assessment and reallocation
12/29/2014
$
581,882
$
2,636,288 Updated due to quarterly assessment and reallocation
03/26/2015
$
(1,034)
$
2,635,254 Updated due to quarterly assessment and reallocation
04/28/2015
$
(4,285)
$
2,630,969 Updated due to quarterly assessment and reallocation
06/25/2015
$
(6,530)
$
2,624,439 Updated due to quarterly assessment and reallocation
09/28/2015
$
(11,773)
$
2,612,666 Updated due to quarterly assessment and reallocation
12/28/2015
$
(11,798)
$
2,600,868 Updated due to quarterly assessment and reallocation
02/25/2016
$
(130,663)
$
2,470,205 Reallocation due to MHA program deobligation
03/28/2016
$
(2,930)
$
2,467,275 Updated due to quarterly assessment and reallocation
05/16/2016
$
(590,000)
$
1,877,275 Transfer of cap due to servicing transfer
05/31/2016
$
(18,881)
$
1,858,394 Updated due to quarterly assessment and reallocation
06/16/2016
$
554,145
$
2,412,539 Transfer of cap due to servicing transfer
06/27/2016
$
(15,623)
$
2,396,916 Updated due to quarterly assessment and reallocation
07/14/2016
$
(520,000)
$
1,876,916 Transfer of cap due to servicing transfer
07/27/2016
$
(31,749)
$
1,845,167 Updated due to quarterly assessment and reallocation
08/04/2016
$
(391,427)
$
1,453,740 Termination of SPA
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
06/29/2011
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
06/28/2012
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
09/27/2012
$
(2)
$
145,052 Updated due to quarterly assessment and reallocation
03/25/2013
$
(1)
$
145,051 Updated due to quarterly assessment and reallocation
12/23/2013
$
(232)
$
144,819 Updated due to quarterly assessment and reallocation
03/26/2014
$
(8)
$
144,811 Updated due to quarterly assessment and reallocation
06/26/2014
$
(96)
$
144,715 Updated due to quarterly assessment and reallocation
07/29/2014
$
(191)
$
144,524 Updated due to quarterly assessment and reallocation
09/29/2014
$
(63)
$
144,461 Updated due to quarterly assessment and reallocation
12/29/2014
$
(7,654)
$
136,807 Updated due to quarterly assessment and reallocation
03/26/2015
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
04/28/2015
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
06/25/2015
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
09/28/2015
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
12/28/2015
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
02/25/2016
$
(7,597)
$
106,038 Reallocation due to MHA program deobligation
03/28/2016
$
(159)
$
105,879 Updated due to quarterly assessment and reallocation
05/31/2016
$
(1,242)
$
104,637 Updated due to quarterly assessment and reallocation
06/27/2016
$
(742)
$
103,895 Updated due to quarterly assessment and reallocation
07/27/2016
$
(742)
$
103,153 Updated due to quarterly assessment and reallocation
09/28/2016
$
(1,298)
$
09/30/2010
$
1,585,945
$
2,465,945 Updated portfolio data from servicer
01/06/2011
$
(4)
$
2,465,941 Updated due to quarterly assessment and reallocation
03/30/2011
$
(4)
$
2,465,937 Updated due to quarterly assessment and reallocation
06/29/2011
$
(40)
$
2,465,897 Updated due to quarterly assessment and reallocation
06/28/2012
$
(30)
$
2,465,867 Updated due to quarterly assessment and reallocation
08/10/2012
$
150,000
07/14/2010
WA
4,024,269 Updated due to quarterly assessment and reallocation
$
03/26/2010
Spokane
4,386,557 Updated due to quarterly assessment and reallocation
$
09/28/2016
Sterling Savings Bank
5,019,923 Transfer of cap due to servicing transfer
$
(362,288)
07/27/2016
Financial Instrument for Home Loan Modifications
$
(633,366)
$
07/14/2016
Purchase
80,000
$
06/27/2016
12/09/2009
$
05/31/2016
$
(2,465,867)
3
01/13/2012
$
100,000
$
100,000 Transfer of cap due to servicing transfer
3
04/13/2011
$
100,000
$
100,000 Transfer of cap due to servicing transfer
06/14/2013
$
120,000
$
220,000 Transfer of cap due to servicing transfer
06/27/2013
$
(1)
$
219,999 Updated due to quarterly assessment and reallocation
07/16/2013
$
10,000
$
229,999 Transfer of cap due to servicing transfer
12/23/2013
$
(670)
$
229,329 Updated due to quarterly assessment and reallocation
01/16/2014
$
20,000
$
249,329 Transfer of cap due to servicing transfer
02/13/2014
$
90,000
$
339,329 Transfer of cap due to servicing transfer
03/14/2014
$
50,000
$
389,329 Transfer of cap due to servicing transfer
2,250,000 N/A
6
09/30/2010
08/04/2010
01/13/2012
04/13/2011
Stockman Bank of Montana
Suburban Mortgage Company of New
Mexico
Sun West Mortgage Company, Inc
SunTrust Mortgage, Inc.
Miles City
Albuquerque
Cerritos
Richmond
MT
NM
Purchase
Purchase
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
CA
Purchase
Financial Instrument for Home Loan Modifications
VA
Purchase
Financial Instrument for Home Loan Modifications
$
$
100,000 N/A
880,000 N/A
- N/A
- N/A
101,855 Updated due to quarterly assessment and reallocation
- Termination of SPA
125
03/26/2014
391,369 Updated due to quarterly assessment and reallocation
$
(14,985)
$
$
2,040,000
$
2,416,384 Transfer of cap due to servicing transfer
$
250,500
$
2,666,884 Reallocation due to MHA program deobligation
$
140,000
$
2,806,884 Transfer of cap due to servicing transfer
$
4,517
$
2,811,401 Updated due to quarterly assessment and reallocation
$
(184,936)
$
2,626,465 Updated due to quarterly assessment and reallocation
$
(161,110)
$
2,465,355 Updated due to quarterly assessment and reallocation
$
(162,362)
$
2,302,993 Updated due to quarterly assessment and reallocation
$
(313,972)
$
1,989,021 Updated due to quarterly assessment and reallocation
$
2,180,000
$
2,250,000 Updated portfolio data from servicer/additional program initial cap
$
(720,000)
$
1,530,000 Updated portfolio data from servicer
$
(430,000)
$
1,100,000 Updated portfolio data from servicer
$
60,445
$
1,160,445 Updated portfolio data from servicer
$
(1)
$
1,160,444 Updated due to quarterly assessment and reallocation
$
(1)
$
1,160,443 Updated due to quarterly assessment and reallocation
$
(12)
$
1,160,431 Updated due to quarterly assessment and reallocation
$
(9)
$
1,160,422 Updated due to quarterly assessment and reallocation
$
(23)
$
1,160,399 Updated due to quarterly assessment and reallocation
$
(4)
$
1,160,395 Updated due to quarterly assessment and reallocation
$
(13)
$
1,160,382 Updated due to quarterly assessment and reallocation
06/27/2013
$
(5)
$
1,160,377 Updated due to quarterly assessment and reallocation
09/27/2013
$
(2)
$
1,160,375 Updated due to quarterly assessment and reallocation
12/23/2013
$
(2,729)
$
1,157,646 Updated due to quarterly assessment and reallocation
03/26/2014
$
(101)
$
1,157,545 Updated due to quarterly assessment and reallocation
06/26/2014
$
(1,195)
$
1,156,350 Updated due to quarterly assessment and reallocation
07/29/2014
$
(2,373)
$
1,153,977 Updated due to quarterly assessment and reallocation
09/29/2014
$
(784)
$
1,153,193 Updated due to quarterly assessment and reallocation
12/29/2014
$
(82,551)
$
1,070,642 Updated due to quarterly assessment and reallocation
03/26/2015
$
(32,953)
$
1,037,689 Updated due to quarterly assessment and reallocation
04/28/2015
$
(123,650)
$
914,039 Updated due to quarterly assessment and reallocation
06/25/2015
$
(30,757)
$
883,282 Updated due to quarterly assessment and reallocation
09/28/2015
$
(42,234)
$
841,048 Updated due to quarterly assessment and reallocation
12/28/2015
$
(33,352)
$
807,696 Updated due to quarterly assessment and reallocation
02/25/2016
$
(126,159)
$
681,537 Reallocation due to MHA program deobligation
03/28/2016
$
(2,635)
$
678,902 Updated due to quarterly assessment and reallocation
05/31/2016
$
(22,713)
$
656,189 Updated due to quarterly assessment and reallocation
06/27/2016
$
(13,568)
$
642,621 Updated due to quarterly assessment and reallocation
07/27/2016
$
(13,572)
$
629,049 Updated due to quarterly assessment and reallocation
09/28/2016
$
(23,736)
$
605,313 Updated due to quarterly assessment and reallocation
03/26/2010
$
(20,000)
$
90,000 Updated portfolio data from servicer
07/14/2010
$
10,000
$
100,000 Updated portfolio data from servicer
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
12/08/2010
$
(145,056)
04/21/2010
3
$
03/25/2013
6,160,000 N/A
(20,248)
12/27/2012
$
411,617 Transfer of cap due to servicing transfer
$
09/27/2012
Financial Instrument for Home Loan Modifications
$
06/28/2012
Purchase
(20,000)
06/29/2011
CA
431,617 Updated due to quarterly assessment and reallocation
$
03/30/2011
Sacramento
445,618 Updated due to quarterly assessment and reallocation
$
01/06/2011
The Golden 1 Credit Union
$
(14,001)
09/30/2010
12/09/2009
(42,369)
$
12/30/2009
150,000 N/A
487,987 Updated due to quarterly assessment and reallocation
$
07/14/2010
$
$
03/26/2010
Financial Instrument for Home Loan Modifications
(10,741)
09/28/2016
Purchase
498,728 Transfer of cap due to servicing transfer
$
07/27/2016
PA
$
06/27/2016
Bryn Mawr
(20,000)
05/31/2016
The Bryn Mawr Trust Co.
518,728 Updated due to quarterly assessment and reallocation
$
03/28/2016
12/11/2009
$
03/16/2016
110,000 N/A
547,458 Updated due to quarterly assessment and reallocation
(28,730)
02/25/2016
$
547,816 Transfer of cap due to servicing transfer
$
$
01/14/2016
Financial Instrument for Home Loan Modifications
$
(358)
12/28/2015
Purchase
30,000
$
09/28/2015
AZ
517,816 Updated due to quarterly assessment and reallocation
$
08/14/2015
Tempe
$
06/25/2015
Tempe Schools Credit Union
(989)
04/28/2015
12/23/2009
518,805 Transfer of cap due to servicing transfer
$
03/26/2015
70,000 N/A
$
02/13/2015
$
70,000
12/29/2014
Financial Instrument for Home Loan Modifications
448,805 Updated due to quarterly assessment and reallocation
$
09/29/2014
Purchase
449,291 Transfer of cap due to servicing transfer
$
08/14/2014
CA
389,291 Updated due to quarterly assessment and reallocation
$
(486)
07/29/2014
San Jose
$
60,000
$
07/16/2014
Technology Credit Union
(38)
$
06/26/2014
06/26/2009
$
04/16/2014
$
(150,000)
06/16/2011
$
100,000
$
01/22/2010
$
290,000
$
6,450,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
40,000
$
6,490,000 Updated portfolio data from servicer
07/14/2010
$
(2,890,000)
$
3,600,000 Updated portfolio data from servicer
09/30/2010
$
606,612
$
4,206,612 Updated portfolio data from servicer
01/06/2011
$
(4)
$
4,206,608 Updated due to quarterly assessment and reallocation
03/30/2011
$
(4)
$
4,206,604 Updated due to quarterly assessment and reallocation
06/29/2011
$
(35)
$
4,206,569 Updated due to quarterly assessment and reallocation
06/28/2012
$
(9)
$
4,206,560 Updated due to quarterly assessment and reallocation
09/27/2012
$
(14)
$
4,206,546 Updated due to quarterly assessment and reallocation
12/27/2012
$
(2)
$
4,206,544 Updated due to quarterly assessment and reallocation
03/25/2013
$
(8)
$
4,206,536 Updated due to quarterly assessment and reallocation
06/27/2013
$
(4)
$
4,206,532 Updated due to quarterly assessment and reallocation
09/27/2013
$
(1)
$
4,206,531 Updated due to quarterly assessment and reallocation
12/23/2013
$
(2,412)
$
4,204,119 Updated due to quarterly assessment and reallocation
03/26/2014
$
(84)
$
4,204,035 Updated due to quarterly assessment and reallocation
06/26/2014
$
(302)
$
4,203,733 Updated due to quarterly assessment and reallocation
07/29/2014
$
(16)
$
4,203,717 Updated due to quarterly assessment and reallocation
376,384 Updated due to quarterly assessment and reallocation
- Termination of SPA
- Termination of SPA
100,000 Transfer of cap due to servicing transfer
126
09/29/2014
20,000
$
$
10,000
$
$
24,920,000
$
139,140,000 Updated portfolio data from servicer/additional program initial cap
$
49,410,000
$
188,550,000 Updated portfolio data from servicer/additional program initial cap
$
41,830,000
$
230,380,000 Updated portfolio data from servicer
$
(85,780,000)
$
144,600,000 Updated portfolio data from servicer
$
36,574,444
$
181,174,444 Updated portfolio data from servicer
$
(160)
$
181,174,284 Updated due to quarterly assessment and reallocation
$
(172)
$
181,174,112 Updated due to quarterly assessment and reallocation
$
(1,431)
$
181,172,681 Updated due to quarterly assessment and reallocation
$
(746)
$
181,171,935 Updated due to quarterly assessment and reallocation
$
(1,926)
$
181,170,009 Updated due to quarterly assessment and reallocation
$
(308)
$
181,169,701 Updated due to quarterly assessment and reallocation
$
(1,135)
$
181,168,566 Updated due to quarterly assessment and reallocation
$
(418)
$
181,168,148 Updated due to quarterly assessment and reallocation
$
(139)
$
181,168,009 Updated due to quarterly assessment and reallocation
$
(212,077)
$
180,955,932 Updated due to quarterly assessment and reallocation
$
(6,391)
$
180,949,541 Updated due to quarterly assessment and reallocation
$
(71,209)
$
180,878,332 Updated due to quarterly assessment and reallocation
$
(125,785)
$
180,752,547 Updated due to quarterly assessment and reallocation
$
(39,094)
$
180,713,453 Updated due to quarterly assessment and reallocation
12/29/2014
$
26,402,243
$
207,115,696 Updated due to quarterly assessment and reallocation
03/26/2015
$
337,594
$
207,453,290 Updated due to quarterly assessment and reallocation
04/28/2015
$
50,708,179
$
258,161,469 Updated due to quarterly assessment and reallocation
06/16/2015
$
20,000
$
258,181,469 Transfer of cap due to servicing transfer
06/25/2015
$
1,999,564
$
260,181,033 Updated due to quarterly assessment and reallocation
09/28/2015
$
2,168,165
$
262,349,198 Updated due to quarterly assessment and reallocation
11/16/2015
$
(10,000)
$
262,339,198 Transfer of cap due to servicing transfer
12/28/2015
$
1,002,694
$
263,341,892 Updated due to quarterly assessment and reallocation
02/25/2016
$
(11,290,848)
$
252,051,044 Reallocation due to MHA program deobligation
03/16/2016
$
(180,000)
$
251,871,044 Transfer of cap due to servicing transfer
03/28/2016
$
(208,622)
$
251,662,422 Updated due to quarterly assessment and reallocation
04/14/2016
$
(90,000)
$
251,572,422 Transfer of cap due to servicing transfer
05/16/2016
$
(100,000)
$
251,472,422 Transfer of cap due to servicing transfer
05/31/2016
$
(1,039,451)
$
250,432,971 Updated due to quarterly assessment and reallocation
06/16/2016
$
(60,000)
$
250,372,971 Transfer of cap due to servicing transfer
06/27/2016
$
(258,661)
$
250,114,310 Updated due to quarterly assessment and reallocation
07/27/2016
$
(222,543)
$
249,891,767 Updated due to quarterly assessment and reallocation
09/15/2016
$
(20,000)
$
249,871,767 Transfer of cap due to servicing transfer
09/28/2016
$
4,024,610
$
253,896,377 Updated due to quarterly assessment and reallocation
05/16/2016
$
590,000
$
590,000 Transfer of cap due to servicing transfer
05/31/2016
$
(5,854)
$
584,146 Updated due to quarterly assessment and reallocation
06/16/2016
$
(554,145)
$
30,001 Transfer of cap due to servicing transfer
07/14/2016
$
520,000
$
550,001 Transfer of cap due to servicing transfer
07/27/2016
$
89,907
$
639,908 Updated due to quarterly assessment and reallocation
09/28/2016
540,000 N/A
$
09/29/2014
$
4,941,804 Updated due to quarterly assessment and reallocation
10/16/2014
07/29/2014
Financial Instrument for Home Loan Modifications
$
06/26/2014
Purchase
(59,141)
03/26/2014
GA
5,000,945 Updated due to quarterly assessment and reallocation
$
12/23/2013
Griffin
5,030,659 Updated due to quarterly assessment and reallocation
$
09/27/2013
United Bank
$
(29,714)
06/27/2013
01/29/2010
(22,867)
$
03/25/2013
3
5,053,526 Updated due to quarterly assessment and reallocation
$
12/27/2012
- N/A
$
09/27/2012
Financial Instrument for Home Loan Modifications
(36,694)
06/28/2012
Purchase
5,090,220 Updated due to quarterly assessment and reallocation
$
06/29/2011
OR
$
03/30/2011
Tigard
(4,496)
01/06/2011
Umpqua Bank
5,094,716 Reallocation due to MHA program deobligation
$
09/30/2010
05/16/2016
$
10/02/2009
114,220,000 N/A
5,309,632 Updated due to quarterly assessment and reallocation
(214,916)
07/14/2010
$
5,322,708 Updated due to quarterly assessment and reallocation
$
$
03/26/2010
KY
$
(13,076)
12/30/2009
Owensboro
(6,050)
$
07/14/2016
U.S. Bank National Association
5,328,758 Updated due to quarterly assessment and reallocation
$
09/28/2016
Financial Instrument for Home Loan Modifications
$
07/27/2016
Purchase
(7,282)
06/27/2016
09/09/2009
5,336,040 Updated due to quarterly assessment and reallocation
$
05/31/2016
3
$
03/28/2016
- N/A
(7,804)
02/25/2016
Financial Instrument for Home Loan Modifications
5,343,844 Updated due to quarterly assessment and reallocation
$
12/28/2015
Purchase
5,349,512 Updated due to quarterly assessment and reallocation
$
09/28/2015
NJ
4,224,307 Updated due to quarterly assessment and reallocation
$
(5,668)
06/25/2015
Jersey City
$
1,125,205
$
04/28/2015
The Provident Bank
20,590
$
03/26/2015
10/16/2014
$
12/29/2014
$
(5,146)
$
634,762 Updated due to quarterly assessment and reallocation
03/26/2010
$
160,000
$
700,000 Updated portfolio data from servicer
09/30/2010
$
25,278
$
725,278 Updated portfolio data from servicer
01/06/2011
$
(1)
$
725,277 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
725,276 Updated due to quarterly assessment and reallocation
06/29/2011
$
(11)
$
725,265 Updated due to quarterly assessment and reallocation
06/28/2012
$
(8)
$
725,257 Updated due to quarterly assessment and reallocation
09/27/2012
$
(22)
$
725,235 Updated due to quarterly assessment and reallocation
12/27/2012
$
(4)
$
725,231 Updated due to quarterly assessment and reallocation
03/25/2013
$
(14)
$
725,217 Updated due to quarterly assessment and reallocation
06/27/2013
$
(5)
$
725,212 Updated due to quarterly assessment and reallocation
09/27/2013
$
(2)
$
725,210 Updated due to quarterly assessment and reallocation
12/23/2013
$
(3,221)
$
721,989 Updated due to quarterly assessment and reallocation
03/26/2014
$
(113)
$
721,876 Updated due to quarterly assessment and reallocation
06/26/2014
$
(1,337)
$
720,539 Updated due to quarterly assessment and reallocation
07/29/2014
$
(2,655)
$
717,884 Updated due to quarterly assessment and reallocation
09/29/2014
$
(877)
$
717,007 Updated due to quarterly assessment and reallocation
12/29/2014
$
(106,224)
$
610,783 Updated due to quarterly assessment and reallocation
20,000 Transfer of cap due to servicing transfer
30,000 Transfer of cap due to servicing transfer
127
03/26/2015
$
400,000 Updated portfolio data from servicer
$
180,222
$
580,222 Updated portfolio data from servicer
$
(1)
$
580,221 Updated due to quarterly assessment and reallocation
$
(1)
$
580,220 Updated due to quarterly assessment and reallocation
$
(5)
$
580,215 Updated due to quarterly assessment and reallocation
$
(4)
$
580,211 Updated due to quarterly assessment and reallocation
$
(11)
$
580,200 Updated due to quarterly assessment and reallocation
$
(2)
$
580,198 Updated due to quarterly assessment and reallocation
$
(7)
$
580,191 Updated due to quarterly assessment and reallocation
$
(2)
$
580,189 Updated due to quarterly assessment and reallocation
$
(1)
$
580,188 Updated due to quarterly assessment and reallocation
$
(1,471)
$
578,717 Updated due to quarterly assessment and reallocation
$
(52)
$
578,665 Updated due to quarterly assessment and reallocation
$
(613)
$
578,052 Updated due to quarterly assessment and reallocation
$
(1,217)
$
576,835 Updated due to quarterly assessment and reallocation
$
(403)
$
576,432 Updated due to quarterly assessment and reallocation
$
(33,790)
$
542,642 Updated due to quarterly assessment and reallocation
$
(12,708)
$
529,934 Updated due to quarterly assessment and reallocation
$
(10,375)
$
519,559 Updated due to quarterly assessment and reallocation
$
(2,461)
$
517,098 Updated due to quarterly assessment and reallocation
09/28/2015
$
(5,546)
$
511,552 Updated due to quarterly assessment and reallocation
12/28/2015
$
(4,104)
$
507,448 Updated due to quarterly assessment and reallocation
02/25/2016
$
(27,664)
$
479,784 Reallocation due to MHA program deobligation
03/28/2016
$
(578)
$
479,206 Updated due to quarterly assessment and reallocation
05/31/2016
$
(4,523)
$
474,683 Updated due to quarterly assessment and reallocation
06/27/2016
$
(2,702)
$
471,981 Updated due to quarterly assessment and reallocation
07/27/2016
$
(2,702)
$
469,279 Updated due to quarterly assessment and reallocation
09/28/2016
$
(4,726)
$
464,553 Updated due to quarterly assessment and reallocation
09/30/2010
$
270,334
$
870,334 Updated portfolio data from servicer
01/06/2011
$
(1)
$
870,333 Updated due to quarterly assessment and reallocation
02/17/2011
$
(870,333)
04/13/2011
$
1,000,000
$
1,000,000 Transfer of cap due to servicing transfer
06/29/2011
$
233,268
$
1,233,268 Updated due to quarterly assessment and reallocation
11/16/2011
$
100,000
$
1,333,268 Transfer of cap due to servicing transfer
06/28/2012
$
(3)
$
1,333,265 Updated due to quarterly assessment and reallocation
09/27/2012
$
(10)
$
1,333,255 Updated due to quarterly assessment and reallocation
12/27/2012
$
(2)
$
1,333,253 Updated due to quarterly assessment and reallocation
03/25/2013
$
(7)
$
1,333,246 Updated due to quarterly assessment and reallocation
06/27/2013
$
(3)
$
1,333,243 Updated due to quarterly assessment and reallocation
09/27/2013
$
(1)
$
1,333,242 Updated due to quarterly assessment and reallocation
12/23/2013
$
(1,744)
$
1,331,498 Updated due to quarterly assessment and reallocation
03/26/2014
$
(62)
$
1,331,436 Updated due to quarterly assessment and reallocation
06/26/2014
$
(735)
$
1,330,701 Updated due to quarterly assessment and reallocation
07/29/2014
$
(1,463)
$
1,329,238 Updated due to quarterly assessment and reallocation
09/29/2014
$
(498)
$
1,328,740 Updated due to quarterly assessment and reallocation
12/29/2014
$
(12,100)
$
1,316,640 Updated due to quarterly assessment and reallocation
03/26/2015
$
(5,115)
$
1,311,525 Updated due to quarterly assessment and reallocation
04/28/2015
$
(23,199)
$
1,288,326 Updated due to quarterly assessment and reallocation
06/25/2015
$
(5,527)
$
1,282,799 Updated due to quarterly assessment and reallocation
09/28/2015
$
(9,641)
$
1,273,158 Updated due to quarterly assessment and reallocation
12/28/2015
$
(7,135)
$
1,266,023 Updated due to quarterly assessment and reallocation
02/25/2016
$
(60,672)
$
1,205,351 Reallocation due to MHA program deobligation
03/28/2016
$
(1,267)
$
1,204,084 Updated due to quarterly assessment and reallocation
05/31/2016
$
(9,920)
$
1,194,164 Updated due to quarterly assessment and reallocation
06/27/2016
$
(5,926)
$
1,188,238 Updated due to quarterly assessment and reallocation
07/14/2016
$
(60,000)
$
1,128,238 Transfer of cap due to servicing transfer
07/27/2016
$
(2,341)
$
1,125,897 Updated due to quarterly assessment and reallocation
09/28/2016
600,000 N/A
(430,000)
06/25/2015
$
830,000 Updated portfolio data from servicer
$
04/28/2015
Financial Instrument for Home Loan Modifications
$
03/26/2015
Purchase
400,000
12/29/2014
WA
430,000 Updated portfolio data from servicer/additional program initial cap
$
09/29/2014
Seattle
403,517 Updated due to quarterly assessment and reallocation
$
07/29/2014
Verity Credit Union
$
20,000
06/26/2014
12/11/2009
(24,281)
$
03/26/2014
3
427,798 Updated due to quarterly assessment and reallocation
$
12/23/2013
- N/A
$
09/27/2013
Financial Instrument for Home Loan Modifications
(9,730)
06/27/2013
Purchase
437,528 Updated due to quarterly assessment and reallocation
$
03/25/2013
IL
$
12/27/2012
Chicago
(8,607)
09/27/2012
Urban Partnership Bank
446,135 Updated due to quarterly assessment and reallocation
$
06/28/2012
04/13/2011
$
01/22/2010
600,000 N/A
460,543 Updated due to quarterly assessment and reallocation
(14,408)
06/29/2011
$
462,225 Reallocation due to MHA program deobligation
$
$
03/30/2011
UT
$
(1,682)
01/06/2011
Salt Lake City
(58,322)
$
09/30/2010
University First Federal Credit Union
520,547 Updated due to quarterly assessment and reallocation
$
07/14/2010
Financial Instrument for Home Loan Modifications
$
03/26/2010
Purchase
(10,474)
09/28/2016
09/30/2010
531,021 Updated due to quarterly assessment and reallocation
$
07/27/2016
410,000 N/A
$
06/27/2016
$
(14,152)
05/31/2016
Financial Instrument for Home Loan Modifications
545,173 Updated due to quarterly assessment and reallocation
$
03/28/2016
Purchase
550,694 Updated due to quarterly assessment and reallocation
$
02/25/2016
MI
570,834 Updated due to quarterly assessment and reallocation
$
(5,521)
12/28/2015
Grand Rapids
$
(20,140)
$
09/28/2015
United Bank Mortgage Corporation
(39,949)
$
06/25/2015
10/21/2009
$
04/28/2015
$
(4,094)
$
1,121,803 Updated due to quarterly assessment and reallocation
01/22/2010
$
30,000
$
03/26/2010
$
400,000
$
1,030,000 Updated portfolio data from servicer
07/14/2010
$
(330,000)
$
700,000 Updated portfolio data from servicer
09/30/2010
$
25,278
$
725,278 Updated portfolio data from servicer
01/06/2011
$
(1)
$
725,277 Updated due to quarterly assessment and reallocation
- Termination of SPA
630,000 Updated portfolio data from servicer/additional program initial cap
128
02/17/2011
Financial Instrument for Home Loan Modifications
$
$
725,257 Updated due to quarterly assessment and reallocation
$
(22)
$
725,235 Updated due to quarterly assessment and reallocation
$
(4)
$
725,231 Updated due to quarterly assessment and reallocation
$
(14)
$
725,217 Updated due to quarterly assessment and reallocation
$
(5)
$
725,212 Updated due to quarterly assessment and reallocation
$
(2)
$
725,210 Updated due to quarterly assessment and reallocation
$
(3,221)
$
721,989 Updated due to quarterly assessment and reallocation
$
(113)
$
$
(721,876)
$
(37,700,000)
$
47,320,000 Updated portfolio data from servicer/additional program initial cap
$
26,160,000
$
73,480,000 Updated portfolio data from servicer/additional program initial cap
$
9,820,000
$
83,300,000 Updated portfolio data from servicer
$
(46,200,000)
$
37,100,000 Updated portfolio data from servicer
$
(28,686,775)
$
8,413,225 Updated portfolio data from servicer
$
(8,413,225)
09/30/2009
634,010,000 N/A
(8)
$
723,880,000
$
1,357,890,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
Purchase
725,265 Updated due to quarterly assessment and reallocation
$
12/03/2010
IA
$
09/30/2010
Des Moines
725,276 Updated due to quarterly assessment and reallocation
(11)
07/14/2010
Wachovia Mortgage, FSB
725,277 Updated due to quarterly assessment and reallocation
$
$
03/26/2010
07/01/2009
$
(1)
09/30/2009
85,020,000 N/A
(1)
$
12/30/2009
$
725,278 Updated portfolio data from servicer
$
04/23/2014
Financial Instrument for Home Loan Modifications
700,000 Updated portfolio data from servicer
$
03/26/2014
Purchase
$
25,278
12/23/2013
NC
400,000
$
09/27/2013
Charlotte
$
06/27/2013
Wachovia Bank, N.A.
60,000 Transfer of cap due to servicing transfer
03/25/2013
07/29/2009
50,000 Transfer of cap due to servicing transfer
$
07/14/2010
300,000 N/A
$
12/27/2012
$
3
10,000
09/27/2012
Financial Instrument for Home Loan Modifications
- N/A
50,000
06/28/2012
Purchase
Financial Instrument for Home Loan Modifications
(725,277)
06/29/2011
PA
Purchase
$
03/30/2011
Wyomissing
TX
$
01/06/2011
VIST Financial Corp
Plano
$
09/30/2010
03/10/2010
ViewPoint Bank
05/16/2013
12/16/2013
05/16/2013
$
692,640,000
$
2,050,530,000 Updated portfolio data from servicer/additional program initial cap
- Termination of SPA
721,876 Updated due to quarterly assessment and reallocation
- Termination of SPA
- Termination of SPA
02/17/2010
Financial Instrument for Home Loan Modifications
02/13/2015
Webster First Federal Credit Union
Worcester
MA
Purchase
Financial Instrument for Home Loan Modifications
04/13/2009
Wells Fargo Bank, NA
Des Moines
IA
Purchase
Financial Instrument for Home Loan Modifications
$
(4,352,173)
$
3,647,827 Updated portfolio data from servicer
$
(5)
$
3,647,822 Updated due to quarterly assessment and reallocation
$
(6)
$
3,647,816 Updated due to quarterly assessment and reallocation
$
(3,000,000)
$
647,816 Transfer of cap due to servicing transfer
$
(9)
$
647,807 Updated due to quarterly assessment and reallocation
$
(7)
$
647,800 Updated due to quarterly assessment and reallocation
$
(19)
$
647,781 Updated due to quarterly assessment and reallocation
$
(3)
$
647,778 Updated due to quarterly assessment and reallocation
$
(12)
$
647,766 Updated due to quarterly assessment and reallocation
$
(5)
$
647,761 Updated due to quarterly assessment and reallocation
$
(2)
$
647,759 Updated due to quarterly assessment and reallocation
$
(2,822)
$
644,937 Updated due to quarterly assessment and reallocation
$
(644,937)
12/16/2014
$
10,000
$
12/29/2014
Purchase
8,000,000 Transfer of cap due to servicing transfer
02/27/2014
CT
$
12/23/2013
Cheshire
6,400,000 Updated portfolio data from servicer
1,600,000
09/27/2013
Webster Bank, N.A.
$
$
06/27/2013
12/16/2014
$
(150,000)
03/25/2013
$
238,890 Termination of SPA
30,000
$
12/27/2012
- N/A
$
09/27/2012
OR
Financial Instrument for Home Loan Modifications
07/14/2010
06/28/2012
Financial Instrument for Home Loan Modifications
Purchase
04/14/2016
06/29/2011
Purchase
3
04/13/2011
Beaverton
WY
$
03/30/2011
Wealthbridge Mortgage Corp
Cheyenne
293,656 Transfer of cap due to merger/acquisition
(54,767)
01/06/2011
WALLICK AND VOLK
$
$
09/30/2010
04/14/2010
(2,050,236,344)
03/12/2010
09/15/2010
04/14/2016
$
2
$
6,250
$
02/13/2015
$
20,000
$
06/17/2009
$
(462,990,000)
$
2,410,010,000 Updated portfolio data from servicer
09/30/2009
$
65,070,000
$
2,475,080,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
1,213,310,000
$
3,688,390,000 Updated portfolio data from servicer/additional program initial cap
02/17/2010
$
2,050,236,344
$
5,738,626,344 Transfer of cap due to merger/acquisition
03/12/2010
$
54,767
$
5,738,681,110 Transfer of cap due to merger/acquisition
03/19/2010
$
668,108,890
$
6,406,790,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
683,130,000
$
7,089,920,000 Updated portfolio data from servicer
07/14/2010
$
(2,038,220,000)
$
5,051,700,000 Updated portfolio data from servicer
09/30/2010
$
(287,348,828)
$
4,764,351,172 Updated portfolio data from servicer
09/30/2010
$
344,000,000
$
5,108,351,172 Updated portfolio data from servicer/additional program initial cap
12/03/2010
$
8,413,225
$
5,116,764,397 Transfer of cap due to merger/acquisition
12/15/2010
$
22,200,000
$
5,138,964,397 Transfer of cap due to servicing transfer
01/06/2011
$
(6,312)
$
5,138,958,085 Updated due to quarterly assessment and reallocation
01/13/2011
$
(100,000)
$
5,138,858,085 Transfer of cap due to servicing transfer
03/16/2011
$
(100,000)
$
5,138,758,085 Transfer of cap due to servicing transfer
03/30/2011
$
(7,171)
$
5,138,750,914 Updated due to quarterly assessment and reallocation
04/13/2011
$
(9,800,000)
$
5,128,950,914 Transfer of cap due to servicing transfer
05/13/2011
$
100,000
$
5,129,050,914 Transfer of cap due to servicing transfer
06/16/2011
$
(600,000)
$
5,128,450,914 Transfer of cap due to servicing transfer
06/29/2011
$
(63,856)
$
5,128,387,058 Updated due to quarterly assessment and reallocation
07/14/2011
$
(2,300,000)
$
5,126,087,058 Transfer of cap due to servicing transfer
08/16/2011
$
(1,100,000)
$
5,124,987,058 Transfer of cap due to servicing transfer
09/15/2011
$
1,400,000
$
5,126,387,058 Transfer of cap due to servicing transfer
10/14/2011
$
200,000
$
5,126,587,058 Transfer of cap due to servicing transfer
11/16/2011
$
(200,000)
$
5,126,387,058 Transfer of cap due to servicing transfer
12/15/2011
$
(200,000)
$
5,126,187,058 Transfer of cap due to servicing transfer
01/13/2012
$
(300,000)
$
5,125,887,058 Transfer of cap due to servicing transfer
02/16/2012
$
(200,000)
$
5,125,687,058 Transfer of cap due to servicing transfer
03/15/2012
$
(1,000,000)
$
5,124,687,058 Transfer of cap due to servicing transfer
04/16/2012
$
(800,000)
$
5,123,887,058 Transfer of cap due to servicing transfer
6,550,000 N/A
- N/A
- N/A
$
3
3
2,873,000,000 N/A
30,000 Transfer of cap due to servicing transfer
- Termination of SPA
10,000 Transfer of cap due to servicing transfer
16,250 Updated due to quarterly assessment and reallocation
20,000 Transfer of cap due to servicing transfer
129
05/16/2012
5,121,077,135 Transfer of cap due to servicing transfer
$
(104,111)
$
5,120,973,024 Updated due to quarterly assessment and reallocation
$
(1,590,000)
$
5,119,383,024 Transfer of cap due to servicing transfer
$
(2,910,000)
$
5,116,473,024 Transfer of cap due to servicing transfer
$
(1,150,000)
$
5,115,323,024 Transfer of cap due to servicing transfer
$
(16,392)
$
5,115,306,632 Updated due to quarterly assessment and reallocation
01/16/2013
$
(3,350,000)
$
5,111,956,632 Transfer of cap due to servicing transfer
02/14/2013
$
(820,000)
$
5,111,136,632 Transfer of cap due to servicing transfer
03/14/2013
$
(270,000)
$
5,110,866,632 Transfer of cap due to servicing transfer
03/25/2013
$
(58,709)
$
5,110,807,923 Updated due to quarterly assessment and reallocation
04/16/2013
$
(40,000)
$
5,110,767,923 Transfer of cap due to servicing transfer
05/16/2013
$
(5,320,000)
$
5,105,447,923 Transfer of cap due to servicing transfer
06/14/2013
$
(1,260,000)
$
5,104,187,923 Transfer of cap due to servicing transfer
06/27/2013
$
(20,596)
$
5,104,167,327 Updated due to quarterly assessment and reallocation
07/16/2013
$
(1,200,000)
$
5,102,967,327 Transfer of cap due to servicing transfer
08/15/2013
$
(30,000)
$
5,102,937,327 Transfer of cap due to servicing transfer
09/16/2013
$
(10,760,000)
$
5,092,177,327 Transfer of cap due to servicing transfer
09/27/2013
$
(6,701)
$
5,092,170,626 Updated due to quarterly assessment and reallocation
10/15/2013
$
(780,000)
$
5,091,390,626 Transfer of cap due to servicing transfer
11/14/2013
$
(60,000)
$
5,091,330,626 Transfer of cap due to servicing transfer
12/16/2013
$
(860,000)
$
5,090,470,626 Transfer of cap due to servicing transfer
12/23/2013
$
(10,569,304)
$
5,079,901,322 Updated due to quarterly assessment and reallocation
01/16/2014
$
(1,990,000)
$
5,077,911,322 Transfer of cap due to servicing transfer
02/13/2014
$
(170,000)
$
5,077,741,322 Transfer of cap due to servicing transfer
03/14/2014
$
(80,000)
$
5,077,661,322 Transfer of cap due to servicing transfer
03/26/2014
$
(358,566)
$
5,077,302,756 Updated due to quarterly assessment and reallocation
04/16/2014
$
(4,560,000)
$
5,072,742,756 Transfer of cap due to servicing transfer
05/15/2014
$
(560,000)
$
5,072,182,756 Transfer of cap due to servicing transfer
06/16/2014
$
(240,000)
$
5,071,942,756 Transfer of cap due to servicing transfer
06/26/2014
$
(4,070,420)
$
5,067,872,336 Updated due to quarterly assessment and reallocation
07/16/2014
$
250,000
$
5,068,122,336 Transfer of cap due to servicing transfer
07/29/2014
$
(8,035,053)
$
5,060,087,283 Updated due to quarterly assessment and reallocation
08/14/2014
$
10,000
$
5,060,097,283 Transfer of cap due to servicing transfer
09/16/2014
$
(20,000)
$
5,060,077,283 Transfer of cap due to servicing transfer
09/29/2014
$
(2,607,017)
$
5,057,470,266 Updated due to quarterly assessment and reallocation
10/16/2014
$
(150,000)
$
5,057,320,266 Transfer of cap due to servicing transfer
11/14/2014
$
(20,000)
$
5,057,300,266 Transfer of cap due to servicing transfer
12/16/2014
$
(2,720,000)
$
5,054,580,266 Transfer of cap due to servicing transfer
12/29/2014
$
(167,572,118)
$
4,887,008,148 Updated due to quarterly assessment and reallocation
01/15/2015
$
(10,000)
$
4,886,998,148 Transfer of cap due to servicing transfer
02/13/2015
$
(40,000)
$
4,886,958,148 Transfer of cap due to servicing transfer
03/16/2015
$
(180,000)
$
4,886,778,148 Transfer of cap due to servicing transfer
03/26/2015
$
(54,309,222)
$
4,832,468,926 Updated due to quarterly assessment and reallocation
04/16/2015
$
(4,850,000)
$
4,827,618,926 Transfer of cap due to servicing transfer
04/28/2015
$
(93,632,400)
$
4,733,986,526 Updated due to quarterly assessment and reallocation
05/14/2015
$
(8,530,000)
$
4,725,456,526 Transfer of cap due to servicing transfer
06/25/2015
$
(16,983,994)
$
4,708,472,532 Updated due to quarterly assessment and reallocation
07/16/2015
$
(1,210,000)
$
4,707,262,532 Transfer of cap due to servicing transfer
08/14/2015
$
(9,870,000)
$
4,697,392,532 Transfer of cap due to servicing transfer
09/16/2015
$
(4,280,000)
$
4,693,112,532 Transfer of cap due to servicing transfer
09/28/2015
$
(12,147,919)
$
4,680,964,613 Updated due to quarterly assessment and reallocation
10/15/2015
$
(1,560,000)
$
4,679,404,613 Transfer of cap due to servicing transfer
11/16/2015
$
(2,080,000)
$
4,677,324,613 Transfer of cap due to servicing transfer
12/16/2015
$
(13,210,000)
$
4,664,114,613 Transfer of cap due to servicing transfer
12/28/2015
$
42,094,262
$
4,706,208,875 Updated due to quarterly assessment and reallocation
01/14/2016
$
(30,280,000)
$
4,675,928,875 Transfer of cap due to servicing transfer
02/16/2016
$
(620,000)
$
4,675,308,875 Transfer of cap due to servicing transfer
02/25/2016
$
(152,559,254)
$
4,522,749,621 Reallocation due to MHA program deobligation
03/16/2016
$
(620,000)
$
4,522,129,621 Transfer of cap due to servicing transfer
03/28/2016
$
(2,062,907)
$
4,520,066,714 Updated due to quarterly assessment and reallocation
04/14/2016
$
(60,000)
$
4,520,006,714 Transfer of cap due to servicing transfer
05/16/2016
$
(3,580,000)
$
4,516,426,714 Transfer of cap due to servicing transfer
05/31/2016
$
(8,187,730)
$
4,508,238,984 Updated due to quarterly assessment and reallocation
06/16/2016
$
(3,520,000)
$
4,504,718,984 Transfer of cap due to servicing transfer
06/27/2016
$
(1,375,486)
$
4,503,343,498 Updated due to quarterly assessment and reallocation
07/14/2016
$
(43,340,000)
$
4,460,003,498 Transfer of cap due to servicing transfer
07/27/2016
$
28,966,713
$
4,488,970,211 Updated due to quarterly assessment and reallocation
08/16/2016
$
20,000
$
4,488,990,211 Transfer of cap due to servicing transfer
09/15/2016
$
(880,000)
$
4,488,110,211 Transfer of cap due to servicing transfer
09/28/2016
540,000 N/A
$
12/27/2012
$
(120,000)
12/14/2012
Financial Instrument for Home Loan Modifications
5,121,197,135 Updated due to quarterly assessment and reallocation
$
11/15/2012
Purchase
5,121,237,058 Transfer of cap due to servicing transfer
$
10/16/2012
CA
5,123,277,058 Transfer of cap due to servicing transfer
$
(39,923)
09/27/2012
Anaheim
$
(2,040,000)
$
08/16/2012
Wescom Central Credit Union
(610,000)
$
06/28/2012
06/19/2009
$
06/14/2012
$
23,991,528
$
4,512,101,739 Updated due to quarterly assessment and reallocation
09/30/2009
$
330,000
$
870,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
16,490,000
$
17,360,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(14,260,000)
$
3,100,000 Updated portfolio data from servicer
130
07/14/2010
(192)
$
2,040,862 Updated due to quarterly assessment and reallocation
$
(8)
$
2,040,854 Updated due to quarterly assessment and reallocation
$
(102)
$
2,040,752 Updated due to quarterly assessment and reallocation
$
(207)
$
2,040,545 Updated due to quarterly assessment and reallocation
$
(76)
$
2,040,469 Updated due to quarterly assessment and reallocation
$
465,893
$
2,506,362 Updated due to quarterly assessment and reallocation
$
(24)
$
2,506,338 Updated due to quarterly assessment and reallocation
$
(2,291)
$
2,504,047 Updated due to quarterly assessment and reallocation
$
(2,058)
$
2,501,989 Updated due to quarterly assessment and reallocation
$
(5,008)
$
2,496,981 Updated due to quarterly assessment and reallocation
$
(5,747)
$
2,491,234 Updated due to quarterly assessment and reallocation
$
(97,095)
$
2,394,139 Reallocation due to MHA program deobligation
$
(2,337)
$
2,391,802 Updated due to quarterly assessment and reallocation
$
(19,537)
$
2,372,265 Updated due to quarterly assessment and reallocation
$
(12,612)
$
2,359,653 Updated due to quarterly assessment and reallocation
07/27/2016
$
(12,616)
$
2,347,037 Updated due to quarterly assessment and reallocation
09/28/2016
$
(22,063)
$
2,324,974 Updated due to quarterly assessment and reallocation
04/13/2011
$
200,000
$
200,000 Transfer of cap due to servicing transfer
06/29/2011
$
17,687
$
217,687 Updated due to quarterly assessment and reallocation
09/27/2012
$
(1)
$
217,686 Updated due to quarterly assessment and reallocation
03/25/2013
$
(1)
$
217,685 Updated due to quarterly assessment and reallocation
12/23/2013
$
(290)
$
217,395 Updated due to quarterly assessment and reallocation
03/26/2014
$
(10)
$
217,385 Updated due to quarterly assessment and reallocation
06/26/2014
$
(121)
$
217,264 Updated due to quarterly assessment and reallocation
07/29/2014
$
(240)
$
217,024 Updated due to quarterly assessment and reallocation
09/29/2014
$
(79)
$
216,945 Updated due to quarterly assessment and reallocation
12/29/2014
$
(2,081)
$
214,864 Updated due to quarterly assessment and reallocation
03/26/2015
$
(782)
$
214,082 Updated due to quarterly assessment and reallocation
04/28/2015
$
(3,084)
$
210,998 Updated due to quarterly assessment and reallocation
06/25/2015
$
(732)
$
210,266 Updated due to quarterly assessment and reallocation
09/28/2015
$
(977)
$
209,289 Updated due to quarterly assessment and reallocation
12/28/2015
$
(1,754)
$
207,535 Updated due to quarterly assessment and reallocation
02/25/2016
$
(11,517)
$
196,018 Reallocation due to MHA program deobligation
03/28/2016
$
(401)
$
195,617 Updated due to quarterly assessment and reallocation
05/31/2016
$
(3,141)
$
192,476 Updated due to quarterly assessment and reallocation
06/27/2016
$
(1,876)
$
190,600 Updated due to quarterly assessment and reallocation
07/27/2016
$
(1,877)
$
188,723 Updated due to quarterly assessment and reallocation
09/28/2016
$
(3,282)
$
185,441 Updated due to quarterly assessment and reallocation
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
06/29/2011
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
06/28/2012
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
09/27/2012
$
(2)
$
145,052 Updated due to quarterly assessment and reallocation
03/25/2013
$
(1)
$
145,051 Updated due to quarterly assessment and reallocation
12/23/2013
$
(232)
$
144,819 Updated due to quarterly assessment and reallocation
03/26/2014
$
(8)
$
144,811 Updated due to quarterly assessment and reallocation
06/26/2014
$
(96)
$
144,715 Updated due to quarterly assessment and reallocation
07/29/2014
$
(191)
$
144,524 Updated due to quarterly assessment and reallocation
09/29/2014
$
(63)
$
144,461 Updated due to quarterly assessment and reallocation
12/29/2014
$
(7,654)
$
136,807 Updated due to quarterly assessment and reallocation
03/26/2015
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
04/28/2015
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
06/25/2015
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
09/28/2015
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
12/28/2015
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
02/25/2016
$
(7,597)
$
106,038 Reallocation due to MHA program deobligation
03/28/2016
$
(159)
$
105,879 Updated due to quarterly assessment and reallocation
05/31/2016
$
(1,242)
$
104,637 Updated due to quarterly assessment and reallocation
06/27/2016
$
(742)
$
103,895 Updated due to quarterly assessment and reallocation
07/27/2016
$
(742)
$
09/28/2016
366,000,000 N/A
$
06/27/2016
$
2,041,054 Updated due to quarterly assessment and reallocation
05/31/2016
Financial Instrument for Home Loan Modifications
$
03/28/2016
Purchase
372,177
02/25/2016
OR
1,668,877 Transfer of cap due to servicing transfer
$
12/28/2015
Beaverton
$
09/28/2015
Wilshire Credit Corporation
990,000
06/25/2015
04/20/2009
$
04/28/2015
100,000 N/A
2,551,664 Transfer of cap due to servicing transfer
$
06/14/2012
03/26/2015
$
$
(1,872,787)
12/29/2014
Financial Instrument for Home Loan Modifications
(1,800,000)
$
09/29/2014
Purchase
4,351,664 Updated due to quarterly assessment and reallocation
$
06/03/2011
07/29/2014
VA
$
06/26/2014
Woodbridge
(2)
03/26/2014
Weststar Mortgage, Inc.
4,351,666 Updated due to quarterly assessment and reallocation
$
12/23/2013
09/30/2010
$
09/27/2012
- N/A
(2)
3
Financial Instrument for Home Loan Modifications
4,351,668 Updated portfolio data from servicer
$
6
Purchase
2,800,000 Updated portfolio data from servicer
$
05/13/2011
CA
1,300,000 Updated portfolio data from servicer
$
1,551,668
03/30/2011
Hawthorne
$
1,500,000
$
01/06/2011
Western Federal Credit Union
(1,800,000)
$
09/30/2010
04/13/2011
$
07/30/2010
$
(1,298)
$
06/12/2009
$
87,130,000
$
453,130,000 Updated portfolio data from servicer
09/30/2009
$
(249,670,000)
$
203,460,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
119,700,000
$
323,160,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
52,270,000
$
375,430,000 Updated portfolio data from servicer
04/19/2010
$
(10,280,000)
$
365,150,000 Transfer of cap due to servicing transfer
05/14/2010
$
(1,880,000)
$
363,270,000 Transfer of cap due to servicing transfer
06/16/2010
$
(286,510,000)
$
76,760,000 Transfer of cap due to servicing transfer
3
678,877 Termination of SPA
103,153 Updated due to quarterly assessment and reallocation
101,855 Updated due to quarterly assessment and reallocation
131
07/14/2010
$
350,000
$
$
1,360,000
$
2,010,000 Updated portfolio data from servicer
$
(1,810,000)
$
200,000 Updated portfolio data from servicer
$
235,167
$
435,167 Updated portfolio data from servicer
$
(1)
$
435,166 Updated due to quarterly assessment and reallocation
$
(4)
$
435,162 Updated due to quarterly assessment and reallocation
$
(3)
$
435,159 Updated due to quarterly assessment and reallocation
$
(7)
$
435,152 Updated due to quarterly assessment and reallocation
$
(1)
$
435,151 Updated due to quarterly assessment and reallocation
$
(5)
$
435,146 Updated due to quarterly assessment and reallocation
$
(2)
$
435,144 Updated due to quarterly assessment and reallocation
$
(1)
$
435,143 Updated due to quarterly assessment and reallocation
$
(1,174)
$
433,969 Updated due to quarterly assessment and reallocation
03/26/2014
$
(43)
$
433,926 Updated due to quarterly assessment and reallocation
06/26/2014
$
(507)
$
433,419 Updated due to quarterly assessment and reallocation
07/29/2014
$
(1,008)
$
432,411 Updated due to quarterly assessment and reallocation
09/29/2014
$
(333)
$
432,078 Updated due to quarterly assessment and reallocation
12/29/2014
$
(33,311)
$
398,767 Updated due to quarterly assessment and reallocation
03/26/2015
$
(12,544)
$
386,223 Updated due to quarterly assessment and reallocation
04/28/2015
$
(50,158)
$
336,065 Updated due to quarterly assessment and reallocation
06/25/2015
$
(8,455)
$
327,610 Updated due to quarterly assessment and reallocation
09/28/2015
$
(11,549)
$
316,061 Updated due to quarterly assessment and reallocation
12/28/2015
$
(9,568)
$
306,493 Updated due to quarterly assessment and reallocation
02/25/2016
$
(48,871)
$
257,622 Reallocation due to MHA program deobligation
03/28/2016
$
(1,021)
$
256,601 Updated due to quarterly assessment and reallocation
05/31/2016
$
(6,747)
$
249,854 Updated due to quarterly assessment and reallocation
06/27/2016
$
(4,031)
$
245,823 Updated due to quarterly assessment and reallocation
07/27/2016
$
(6,273)
$
239,550 Updated due to quarterly assessment and reallocation
09/28/2016
23,831,570,000
$
12/23/2013
$
60,000
09/27/2013
Total Initial CAP
$
06/27/2013
3
$
03/25/2013
- N/A
(162,895,068)
12/27/2012
Financial Instrument for Home Loan Modifications
164,552,462 Updated due to quarterly assessment and reallocation
$
09/27/2012
Purchase
164,555,241 Updated due to quarterly assessment and reallocation
$
10/19/2011
06/28/2012
UT
164,555,535 Updated due to quarterly assessment and reallocation
$
(2,779)
06/29/2011
Salt Lake City
$
(294)
$
01/06/2011
ZB, N.A.
(247)
$
09/30/2010
09/15/2016
$
10/02/2009
240,000 N/A
164,555,782 Updated portfolio data from servicer
07/14/2010
$
$
03/26/2010
Financial Instrument for Home Loan Modifications
68,565,782
12/30/2009
Purchase
$
06/29/2011
NC
$
03/30/2011
Elkin
$
(100,000)
01/06/2011
Yadkin Valley Bank
$
(210,000)
$
09/30/2010
09/23/2009
19,540,000
$
08/13/2010
7
$
07/16/2010
$
(10,971)
$
228,579 Updated due to quarterly assessment and reallocation
09/15/2016
$
20,000
$
Total CAP Adjustments
Total CAP
$
96,090,000 Transfer of cap due to servicing transfer
95,990,000 Transfer of cap due to servicing transfer
1,657,394 Termination of SPA
300,000 Updated portfolio data from servicer/additional program initial cap
650,000 Updated portfolio data from servicer/additional program initial cap
20,000 Transfer of cap due to servicing transfer
3,949,624,093
$
96,300,000 Updated portfolio data from servicer
27,781,194,093
1/
On July 31, 2009, the SPA with Chase Home Finance, LLC was terminated and superseded by new SPAs with J.P. Morgan Chase Bank, NA and EMC Mortgage Corporation.
2/
Wachovia Mortgage, FSB was merged with Wells Fargo Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to Wachovia Mortgage, FSB prior to such merger.
3/
This institution executed an Assignment and Assumption Agreement (a copy of which is available on www.FinancialStability.gov) with respect to all rights and obligations for the transferred loan modifications. The amount transferred is realized as a cap adjustment and not as initial cap.
4/
On 8/27/10, an amendment was executed to reflect a change in the legal name of the institution.
5/
MorEquity, Inc executed a subservicing agreement with Nationstar Mortgage, LLC, that took effect 02/01/2011. All mortgage loans including all HAMP loans were transferred to Nationstar. The remaining Adjusted Cap stated above represents the amount previously paid to MorEquity, Inc. prior to such agreement.
6/
The remaining Adjusted Cap stated above represents the amount paid to servicer prior to SPA termination.
7/
Bank of America, N.A., Home Loan Services, Inc. and Wilshire Credit Corporation were merged into BAC Home Loans Servicing, LP. and the remaining Adjusted Cap stated above represents the amount previously paid to each servicer prior to such merger.
8/
In April 2011, EMC Mortgage, an indirect subsidiary of JP Morgan Chase & Co, transferred the servicing of all loans to JP Morgan Chase Bank, NA. The remaining Adjusted Cap stated above represents the amount previously paid to EMC Mortgage prior to such transfer.
9/
RBC Bank (USA) was merged with PNC Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to RBC Bank (USA) prior to such merger.
10/
On July 1, 2012, Saxon Mortgage Services, Inc. ceased servicing operations by selling its mortgage servicing rights and transferring the subservicing relationships to third-party servicers. The remaining Adjusted Cap stated above represents the amount previously paid to Saxon Mortgage Services, Inc. prior to ceasing servicing operations.
11/
As of July,3 2012, Aurora Loan Services LLC has discontinued its servicing function and sold all remaining servicing rights to Nationstar Mortgage. The remaining Adjusted Cap stated above represents the amount previously paid to Aurora Loan Services LLC, prior to ceasing servicing operations.
12/
Effective September 1, 2011 Litton Loan Servicing LP was acquired by Ocwen Financial Corporation. The remaining Adjusted Cap stated above represents the amount previously paid to Litton prior to such acquistion.
13/
In May 2010, U.S. mortgage servicing business HomEq was sold to Ocwen Loan Servicing. The remaining Adjusted Cap stated above represents the amount previously paid to HomEq prior to such sale.
14/
In December 2012, Ocwen Financial Corporation completed the acquisition of Homeward Residential, Inc. The remaining Adjusted Cap stated above represents the amount previously paid to Homeward prior to such acquisition.
Effective June, 2014, New Penn Financial LLC d/b/a Shellpoint Mortgage Servicing, a AAA servicer, completed the acquisition of Resurgent Mortgage Servicing, from Resurgent Capital Services L.P., also a AAA servicer. The Adjusted Cap of Resurgent Capital Services L.C. stated above represents the amount previously paid to Resurgent
under their AAA obligations pursuant to certain Servicer Participation Agreements prior to such acquisition.
Effective February 15, 2013, Ocwen Loan Servicing, LLC acquired certain assets of GMAC Mortgage, LLC, pursuant to a Sale Order entered in connection with the bankruptcy cases of Residential Capital, LLC and certain of its affiliated debtors.
15/
16/
* The Cap of Incentive Payments represents the potential total amount allocated to each servicer and includes the maximum amount allotted for all
payments on behalf of borrowers and payments to servicers and lenders/investors. The Cap is subject to adjustment based on the total amount
allocated to the program and individual servicer usage for borrower modifications. Each adjustment to the Cap is reflected under Adjustment Details.
132
Supplemental Information [Not Required by EESA §114(a)]
Making Home Affordable Program
Non-GSE Incentive Payments (through September 2016)
Name of Institution
21st Mortgage Corporation
Allstate Mortgage Loans & Investments, Inc
Ally Bank
Ameriana Bank
Apex Bank
Aurora Financial Group, Inc
Aurora Loan Services LLC
Axiom Bank
Banco Popular de Puerto Rico
Bank of America, N.A.
Bank of America, National Association
BankUnited, N.A.
Bayview Loan Servicing LLC
BMO Harris Bank, N.A.
Caliber Home Loans, Inc.
California Housing Finance Agency
Carrington Mortgage Services, LLC
CCO Mortgage, a division of RBS Citizens NA
Central Florida Educators Federal Credit Union
Central Pacific Bank
Cheviot Savings Bank
CIT Bank, N.A.
CitiMortgage Inc
Citizens First National Bank
ClearSpring Loan Services, Inc.
Colorado Federal Savings Bank
Columbia Bank
Community Credit Union of Florida
Desjardins Bank
Ditech Financial LLC
DuPage Credit Union
Eastern Bank
EMC Mortgage Corporation
EverBank
Fay Servicing LLC
FCI Lender Services, Inc.
Fidelity Bank
FIRST BANK
First Citizens Bank & Trust Company
First Financial Bank N.A.
First Keystone Bank
First Mortgage Corporation
First State Bank
Flagstar Capital Markets Corporation
Florida Community Bank, NA
Franklin Credit Management Corporation
Franklin Savings
Fresno County Federal Credit Union
Georgia Housing & Finance Authority DBA State Home Mortgage
Glass City Federal Credit Union
GMAC Mortgage, LLC
Great Lakes Credit Union
Greater Nevada LLC dba Greater Nevada Mortgage
Gregory Funding, LLC
Guaranty Bank
Heartland Bank & Trust Company
Hillsdale County National Bank
Home Loan Services, Inc.
Home Servicing, LLC
HomEqServicing
HomeStar Bank and Financial Services
Homeward Residential, Inc.
Horicon Bank
Iberiabank
IBM Southeast Employees' Federal Credit Union
Borrowers
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
2,763,804.30
18,448.57
673,203.76
8,000.00
15,666.67
24,689.43
15,997,418.00
10,000.00
251,045.34
4,099,061.97
529,096,410.11
14,678,725.52
71,713,231.31
682.17
1,743,648.31
3,916.67
30,067,704.14
8,258,390.75
311,013.19
10,000.00
4,000.00
74,355,034.24
147,591,609.27
27,229.56
249,671.25
7,833.33
23,583.34
3,000.00
3,000.00
109,488,999.96
45,570.70
4,000.00
7,569,459.20
4,916.67
18,074,971.71
92,748.82
17,949.17
2,571,319.56
5,916.67
750.00
2,775.62
3,916.67
14,000.00
7,000.00
11,000.00
348,804.37
1,750.00
3,833.34
1,750.00
4,000.00
63,425,899.58
32,753.64
243,501.07
1,191,988.95
916.67
30,438.65
220,549.62
169,857.80
21,509.67
1,916.66
51,759,481.72
22,181.80
9,000.00
Lenders / Investors
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
4,016,044.39
12,609.60
1,778,830.41
8,749.96
28,484.64
41,236,849.69
13,174.90
144,995.95
17,843,110.01
893,131,449.58
39,235,760.60
121,615,424.44
4,645,217.22
4,257.88
48,590,406.48
9,986,961.84
373,719.80
2,950.87
243,544,908.56
366,026,950.25
67,847.26
551,046.85
30,963.65
44,487.34
4,631.53
12,176.72
64,911,290.97
45,362.09
11,592,937.05
9,337.80
24,486,985.52
173,622.30
34,567.11
2,982,385.35
3,423.27
14,627.02
659,459.08
3,864.59
13,204.31
2,473.84
148,796,298.28
40,295.22
235,214.93
1,125,564.37
43,554.29
61,667.42
2,440,767.73
33,071.78
3,036,319.34
5,572.90
133,893,684.23
27,034.56
10,502.00
23,589.08
Servicer
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
766,854.45
8,035.81
213,632.67
7,000.00
27,843.67
28,629,251.10
1,000.00
59,404.16
9,075,438.92
466,788,856.10
14,264,355.28
45,041,005.92
744.18
3,767,086.56
3,800.00
31,450,290.27
6,379,693.63
343,526.94
3,000.00
2,000.00
91,703,876.80
143,427,613.84
46,729.55
400,564.09
4,000.00
10,000.00
5,000.00
1,000.00
23,841,788.75
19,442.42
3,000.00
16,279,383.05
3,000.00
6,678,251.09
57,835.44
31,765.84
1,720,009.40
1,000.00
8,717.90
3,000.00
6,000.00
11,000.00
743,023.67
4,000.00
7,916.67
2,000.00
6,000.00
97,337,470.22
28,449.80
127,018.91
194,734.45
1,000.00
7,625.76
67,400.46
3,698,606.99
16,594.38
5,272,500.00
5,833.34
94,837,607.23
13,169.53
15,000.00
16,000.00
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Total Payments to Date
7,546,703.14
39,093.98
2,665,666.84
16,749.96
51,151.31
52,533.10
85,863,518.79
24,174.90
455,445.45
31,017,610.90
1,889,016,715.79
68,178,841.40
238,369,661.67
1,426.35
10,155,952.09
11,974.55
110,108,400.89
24,625,046.22
1,028,259.93
13,000.00
8,950.87
409,603,819.60
657,046,173.36
141,806.37
1,201,282.19
42,796.98
78,070.68
12,631.53
16,176.72
198,242,079.68
110,375.21
7,000.00
35,441,779.30
17,254.47
49,240,208.32
324,206.56
84,282.12
7,273,714.31
5,916.67
1,750.00
14,916.79
6,916.67
20,000.00
7,000.00
36,627.02
1,751,287.12
9,614.59
24,954.32
3,750.00
12,473.84
309,559,668.08
101,498.66
605,734.91
2,512,287.77
1,916.67
81,618.70
349,617.50
6,309,232.52
71,175.83
8,308,819.34
13,322.90
280,490,773.18
62,385.89
25,502.00
48,589.08
133
Name of Institution
IC Federal Credit Union
Idaho Housing and Finance Association
James B.Nutter and Company
JPMorgan Chase Bank, NA
Kondaur Capital Corporation
Lake City Bank
Lake National Bank
Land/Home Financial Services, Inc.
LenderLive Network, Inc
Litton Loan Servicing, LP
Los Alamos National Bank
M&T Bank
Marix Servicing LLC
Marsh Associates, Inc.
MidFirst Bank
Midwest Community Bank
Mission Federal Credit Union
MorEquity, Inc.
Mortgage Center LLC
Mortgage Investors Group
National City Bank
Nationstar Mortgage LLC
Nationwide Advantage Mortgage Company
Navy Federal Credit Union
New Penn Financial, LLC dba Shellpoint Mortgage Servicing
New York Community Bank
NJ Housing & Mortgage Finance
Oakland Municipal Credit Union
Ocwen Loan Servicing, LLC
ORNL Federal Credit Union
OwnersChoice Funding, Incorporated
Park View Federal Savings Bank
Pathfinder Bank
PennyMac Loan Services, LLC
PHH Mortgage Corporation
Plaza Home Mortgage, Inc
PNC Bank, National Association
Purdue Federal Credit Union
Quantum Servicing Corporation
Quicken Loans, Inc.
Residential Credit Solutions, Inc.
Resurgent Capital Services L.P.
RG Mortgage
Rockland Trust Company
RoundPoint Mortgage Servicing Corporation
Rushmore Loan Management Services LLC
Saxon Mortgage Services Inc
Schools Financial Credit Union
Scotiabank de Puerto Rico
Select Portfolio Servicing, Inc.
Selene Finance LP
Seneca Mortgage Servicing LLC
Servis One, Inc. dba BSI Financial Services
ShoreBank
Silver State Schools Credit Union
SN Servicing Corporation
Specialized Loan Servicing LLC
Statebridge Company, LLC
Sterling Savings Bank
SunTrust Mortgage, Inc
Technology Credit Union
The Bryn Mawr Trust Company
The Golden 1 Credit Union
U.S. Bank National Association
Umpqua Bank
United Bank
United Bank Mortgage Corporation
Urban Partnership Bank
Borrowers
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
43,250.01
140,181.12
19,431.28
606,664,926.95
34,068.65
24,711.79
3,000.00
916.67
38,500.01
13,441,220.42
178,234.16
2,126,996.46
352,195.77
9,687.97
40,277,639.65
1,000.00
167,941.01
345,841.21
459,802.01
9,916.67
20,573,007.24
282,460,483.64
7,916.67
2,010,741.26
6,298,069.32
101,271.74
67,612.07
683,054,193.54
47,204.67
142,917.83
11,000.00
8,417.47
12,448,038.66
212,973.85
9,916.67
430,520.82
5,000.00
133,393.34
9,916.67
6,562,210.62
708,326.40
164,852.94
14,000.00
635,322.28
15,136,058.20
19,655,074.77
61,583.37
1,355,278.38
290,397,607.97
2,776,867.83
442,122.62
13,042,252.18
49,915.10
40,355.90
72,314.62
43,954,196.32
188,699.55
385,881.14
446,449.04
107,333.33
29,316.16
858,904.53
46,794,842.62
73,828.29
117,916.67
168,900.51
344,704.09
Lenders / Investors
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
68,773.19
36,019.68
1,419,914,311.31
31,719.72
20,235.09
3,651.45
232.46
69,769.61
35,353,125.99
67,111.04
1,332.31
970,196.74
3,311,261.30
1,817.60
305,316.71
2,305,003.00
529,872.35
21,433,592.25
449,170,101.06
3,776,640.55
12,740,447.00
104,549.44
3,568.11
1,989,191,765.14
60,006.66
224,011.87
23,936.55
18,430.62
41,477,051.21
149,442.76
2,332,815.14
3,976.20
332,061.47
10,869,991.12
1,696,730.62
227,582.28
1,080,295.75
16,249,637.63
41,738,413.24
82,160.18
831,258.35
451,577,237.06
1,801,729.43
460,687.53
11,965,512.34
153,906.17
176,298.89
176,696.93
72,801,929.25
327,656.08
663,661.88
434,467.06
259,408.90
18,315.73
1,643,890.41
55,732,280.82
29,323.94
2,651.90
99,456.87
392,373.93
Servicer
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
42,200.00
33,025.20
17,123.76
519,722,809.72
46,679.36
28,196.44
4,000.00
1,000.00
8,000.00
27,530,413.93
66,087.67
2,207,026.08
839,632.77
10,649.38
41,560,262.93
2,000.00
144,981.25
1,977,320.74
510,773.07
2,916.67
12,548,908.56
171,347,341.75
2,215,032.35
3,481,141.55
48,757.12
32,888.44
6,500.00
543,625,032.55
63,005.88
121,729.28
19,000.00
33,306.84
15,164,890.97
73,117.84
3,000.00
800,000.00
4,000.00
179,984.09
7,000.00
4,629,986.15
797,664.52
401,333.81
6,000.00
666,705.43
3,612,493.18
39,413,598.23
39,500.00
417,008.60
233,792,525.43
2,901,317.66
299,673.25
4,398,565.73
143,165.10
69,189.24
68,759.65
39,765,131.43
161,772.32
404,196.69
211,352.94
81,816.67
8,435.80
768,333.73
34,286,096.72
4,000.00
6,600.00
66,578.47
135,918.87
Total Payments to Date
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
154,223.20
209,226.00
36,555.04
2,546,302,047.98
112,467.73
73,143.32
10,651.45
2,149.13
116,269.62
76,324,760.34
311,432.87
4,335,354.85
2,162,025.28
20,337.35
85,149,163.88
4,817.60
618,238.97
4,628,164.95
1,500,447.43
12,833.34
54,555,508.05
902,977,926.45
7,916.67
8,002,414.16
22,519,657.87
254,578.30
100,500.51
10,068.11
3,215,870,991.23
170,217.21
488,658.98
53,936.55
60,154.93
69,089,980.84
435,534.45
12,916.67
3,563,335.96
12,976.20
645,438.90
16,916.67
22,062,187.89
3,202,721.54
793,769.03
20,000.00
2,382,323.46
34,998,189.01
100,807,086.24
183,243.55
2,603,545.33
975,767,370.46
7,479,914.92
1,202,483.40
29,406,330.25
346,986.37
285,844.03
317,771.20
156,521,257.00
678,127.95
1,453,739.71
1,092,269.04
448,558.90
56,067.69
3,271,128.67
136,813,220.16
107,152.23
127,168.57
334,935.85
872,996.89
134
Name of Institution
ViewPoint Bank
Wachovia Mortgage, FSB
Wallick and Volk
Webster Bank, N.A.
Wells Fargo Bank, N.A.
Wescom Central Credit Union
Western Federal Credit Union
Wilshire Credit Corporation
Yadkin Valley Bank
Grand Total
Borrowers
$
$
$
$
$
$
$
$
$
10,000.00
10,000.00
708,670,270.26
702,676.47
36,166.68
39,411.94
Lenders / Investors
$
$
$
$
$
$
$
$
$
$ 3,983,841,147.54 $
1,646.66
76,889.58
8,330.60
1,290,887,502.18
934,521.56
74,554.15
490,394.10
40,316.13
Servicer
$
$
$
$
$
$
$
$
$
8,135,698,541.68 $
162,000.00
3,000.00
3,000.00
567,441,830.85
312,225.08
22,916.67
1,167,000.00
52,572.98
$
$
$
$
$
$
$
$
$
3,374,749,750.63 $
Total Payments to Date
1,646.66
238,889.58
21,330.60
13,000.00
2,566,999,603.29
1,949,423.11
133,637.50
1,657,394.10
132,301.05
15,494,289,439.85
135
Housing Finance Agency Innovation Fund for the Hardest Hit Housing Markets
Hardest Hit Funds (HHF) Program
Seller
Note
2
3
7
2
3
4
6
2
3
5
3
5
2
3
4
6
2
3
4
6
2
3
7
2
3
4
7
2
3
6
2
3
5
3
3
4
6
3
5
7
3
5
3
4
7
3
6
3
7
3
6
3
4
7
Date
6/23/2010
9/23/2010
9/29/2010
6/28/2016
6/23/2010
9/23/2010
9/29/2010
4/1/2016
6/1/2016
6/23/2010
9/23/2010
9/29/2010
5/3/2016
6/23/2010
9/29/2010
5/3/2016
6/23/2010
9/23/2010
9/29/2010
4/1/2016
6/1/2016
8/3/2010
9/23/2010
9/29/2010
4/1/2016
6/1/2016
8/3/2010
9/23/2010
9/29/2010
6/28/2016
8/3/2010
9/23/2010
9/29/2010
4/1/2016
6/28/2016
8/3/2010
9/23/2010
9/29/2010
6/1/2016
8/3/2010
9/23/2010
9/29/2010
5/3/2016
9/23/2010
9/29/2010
9/23/2010
9/29/2010
4/1/2016
6/1/2016
9/23/2010
9/29/2010
5/3/2016
6/28/2016
9/23/2010
9/29/2010
5/3/2016
9/23/2010
9/29/2010
4/1/2016
6/28/2016
9/23/2010
9/29/2010
6/1/2016
9/23/2010
9/29/2010
6/28/2016
9/23/2010
9/29/2010
6/1/2016
9/23/2010
9/29/2010
4/1/2016
6/28/2016
Name of Institution
City
State
Nevada Affordable Housing Assistance Corporation
Reno
NV
CalHFA Mortgage Assistance Corporation
Sacramento
CA
Florida Housing Finance Corporation
Tallahassee
FL
Arizona (Home) Foreclosure Prevention Funding Corporation
Phoenix
AZ
Michigan Homeowner Assistance Nonprofit Housing Corporation
Lansing
MI
North Carolina Housing Finance Agency
Raleigh
NC
Ohio Homeowner Assistance LLC
Columbus
OH
Oregon Affordable Housing Assistance Corporation
Salem
OR
Rhode Island Housing and Mortgage Finance Corporation
Providence
RI
SC Housing Corp
Columbia
SC
Alabama Housing Finance Authority
Montgomery
AL
Kentucky Housing Corporation
Frankfort
KY
Mississippi Home Corporation
Jackson
MS
GHFA Affordable Housing, Inc.
Atlanta
GA
Indiana Housing and Community Development Authority
Indianapolis
IN
Illinois Housing Development Authority
Chicago
IL
New Jersey Housing and Mortgage Finance Agency
Trenton
NJ
District of Columbia Housing Finance Agency
Washington
DC
Tennessee Housing Development Agency
Nashville
TN
Transaction
Type
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Investment Description
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Financial Instrument for HHF Program
Initial Investment
Amount
$
102,800,000
$
$
$
$
699,600,000
$
$
$
$
$
418,000,000
$
$
$
$
125,100,000
$
$
$
154,500,000
$
$
$
$
$
159,000,000
$
$
$
$
$
172,000,000
$
$
$
$
88,000,000
$
$
$
$
$
43,000,000
$
$
$
$
138,000,000
$
$
$
$
60,672,471
$
$
55,588,050
$
$
$
$
38,036,950
$
$
$
$
126,650,987
$
$
$
82,762,859
$
$
$
$
166,352,726
$
$
$
112,200,637
$
$
$
7,726,678
$
$
$
81,128,260
$
$
$
-
Additional
Investment Amount
$
$
34,056,581
$
57,169,659
$
8,885,641
$
$
476,257,070
$
799,477,026
$
213,489,977
$
169,769,247
$
$
238,864,755
$
400,974,381
$
77,896,538
$
$
142,666,006
$
28,282,519
$
$
128,461,559
$
215,644,179
$
74,491,816
$
188,106,491
$
$
120,874,221
$
202,907,565
$
78,016,445
$
145,709,333
$
$
148,728,864
$
249,666,235
$
191,906,968
$
$
49,294,215
$
82,748,571
$
36,425,456
$
58,110,108
$
$
13,570,770
$
22,780,803
$
36,623,730
$
$
58,772,347
$
98,659,200
$
22,030,274
$
$
101,848,874
$
$
93,313,825
$
30,148,245
$
27,955,713
$
$
63,851,373
$
19,340,040
$
23,063,338
$
$
212,604,832
$
30,880,575
$
$
138,931,280
$
28,565,323
$
33,454,975
$
$
279,250,831
$
269,474,060
$
$
188,347,507
$
114,585,818
$
$
12,970,520
$
8,047,933
$
$
136,187,333
$
51,945,211
$
32,794,226
TOTAL INVESTMENT AMOUNT
Investment Amount 1
$
202,911,881
$
2,358,593,320
$
1,135,735,674
$
296,048,525
$
761,204,045
$
706,507,564
$
762,302,067
$
314,578,350
$
115,975,303
$
317,461,821
$
162,521,345
$
207,005,833
$
144,291,701
$
370,136,394
$
283,714,437
$
715,077,617
$
415,133,962
$
28,745,131
$
302,055,030
$
9,600,000,000
1/ The purchase will be incrementally funded up to the investment amount.
2/ On 9/23/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.
3/ On 9/29/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.
4/ On 4/1/2016, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.
5/ On 5/3/2016, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.
6/ On 6/1/2016, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.
7/ On 6/28/2016, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.
136
Pricing
Mechanism
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
FHA SHORT REFINANCE PROGRAM
State
Transaction
Type
NY
Purchase
Seller
Footnote
Date
1
9/3/2010
2
3/4/2013
3
3/31/2015
Name
Citigroup, Inc.
City
New York
Initial Investment
Amount
Investment Description
Facility Purchase Agreement
$
Investment Adjustments
Investment Amount
Pricing Mechanism
$
8,117,000,000
N/A
$
(7,092,000,000) $
1,025,000,000
N/A
$
8,117,000,000
(900,000,000) $
125,000,000
N/A
$
-
TOTAL INVESTMENT AMOUNT
$
125,000,000
1/ On September 3, 2010, the U.S. Department of the Treasury and Citibank, N.A. entered into a facility purchase agreement (the 'L/C Facility Agreement"), which allowed Treasury to demand from Citigroup the issuance of an up to $8 billion, 10-year letter of
credit (the "L/C"). Treasury will increase availability under the L/C incrementally in proportion to the mortgages refinanced under the FHA Short Refinance program during the eligibility period. After that time, the amount of the L/C will be capped at the thencurrent level. Under the terms of the L/C Facility Agreement, Treasury could incur fees for the availability and usage of the L/C up to a maximum amount of $117 million.
2/ On March 4, 2013, the U.S. Department of the Treasury and Citibank, N.A. entered into Amendment No. 1 to the L/C Facility Agreement, which reduced the maximum amount of the L/C from $8 billion to $1 billion; extends by two years the period of time
Treasury has to increase the L/C to cover new loans that are entered into the program; and modified the fee structure paid to Citibank, N.A. Based on this new fee structure and the lower L/C, Treasury expects that the fees incurred for the availability and
usage of the L/C will not exceed $25 million.
3/ On March 31, 2015, the U.S. Department of the Treasury and Citibank, N.A. entered into Amendment No. 2 to the L/C Facility Agreement. Amendments included reducing the maximum amount of the L/C from $1 billion to $100 million; extending by
approximately two years the term of the L/C and the period of time Treasury has to increase the L/C to cover new loans entered into the program; and modifying the structure of administrative fees associated with the facility.
137
U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Projected Costs and Liabilities [Section 105(a)(3)(E)]
For Period Ending September 30, 2017
Type of Expense/Liability
Amount
None
Note: Treasury interprets this reporting requirement as applicable
to costs and liabilities related to insurance contracts entered into
under the provisions of section 102 of the EESA; and the single
insurance contract with Citigroup was terminated on December 23,
2009.
138
U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Programmatic Operating Expenses [Section 105(a)(3)(F)]
For Period Ending September 30, 2017
Type of Expense
Amount
Compensation for financial agents
and legal firms
$1,369,325,910
139
U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Description of Vehicles Established [Section 105(a)(3)(H)]
For Period Ending September 30, 2017
Date
Vehicle
Description
None
140
HAMP Application Activity by Servicer 1
As of August 2017
Servicer Name
Bank of America, NA
BankUnited
Bayview Loan Servicing, LLC
Carrington Mortgage Services, LLC
CCO Mortgage, a division of RBS Citizens NA
CIT Bank, NA6
CitiMortgage Inc
Ditech Financial LLC7
JPMorgan Chase Bank, NA
Nationstar Mortgage LLC
Navy Federal Credit Union
Ocwen Loan Servicing, LLC
ORNL Federal Credit Union
PennyMac Loan Services, LLC
PNC Bank NA8
Select Portfolio Servicing, Inc.
Specialized Loan Servicing LLC
U.S. Bank National Association
Wells Fargo Bank, NA
Other Servicers9
TOTAL
Activity in August 2017
# Requests
# Requests
# Requests
Processed 3
Approved 4
Denied 5
196
196
24
11
13
8
8
427
427
82
1
81
490
32
458
16
16
1,697
325
1,372
48
48
138
138
3,126
417
2,709
# Requests
Received 2
1,525,914
9,959
92,548
105,590
39,479
388,421
614,846
131,064
1,853,776
635,579
16,222
1,680,054
824
24,531
53,888
304,057
130,912
161,867
1,620,184
212,677
9,602,392
Program-to-Date
# Requests
# Requests
Processed 3
Approved 4
1,505,172
588,284
9,959
4,970
92,371
20,911
105,590
27,443
39,479
7,041
388,312
103,632
612,419
194,698
131,064
50,828
1,847,897
455,099
635,578
134,794
16,222
2,509
1,653,002
507,500
824
66
24,527
6,705
53,846
29,336
294,701
139,382
130,892
22,932
161,801
49,524
1,611,146
455,124
212,504
111,096
9,527,306
2,911,874
# Requests
Denied 5
916,888
4,989
71,460
78,147
32,438
284,680
417,721
80,236
1,392,798
500,784
13,713
1,145,502
758
17,822
24,510
155,319
107,960
112,277
1,156,022
101,408
6,615,432
This report is sourced from the Monthly Servicer Survey of select servicers participating in MHA under a Servicer Participation Agreement. All data present in this report reflects what is provided by servicers participating in
the survey and is not separately validated by Treasury. Servicers regularly perform evaluation and refinement of reporting, which can lead to updating of Program-to-Date results.
1
In 2013, the Bureau of Consumer Financial Protection (CFPB) issued new mortgage servicing rules under the Real Estate Settlement Procedures Act (Regulation X). These rules, which became effective on January 10, 2014,
may impact servicer processes for evaluation of requests for assistance under MHA. As a result, servicers’ reporting of Requests Received, Requests Processed, and Requests Denied (defined below) may include all mortgage
modification requests. Previously, servicer reporting for these categories included only requests that met basic HAMP eligibility criteria. Due to the ongoing implementation of the mortgage servicing rules and refinement of
reporting, some servicers have updated Program-to-Date results to better reflect HAMP Application Activity.
From time to time, a servicer's current month's cumulative results may not equal the sum of that servicer's prior month's cumulative results and current month's activity; this may be due to servicing transfers or servicer
corrections to prior reporting. Note that Requests Processed, Requests Approved, and Requests Denied in any given month may be related to Requests Received in prior months.
"Requests Received" is the total number of mortgage modification requests received, as reported by servicers. Cumulative Requests Received include all mortgage modification requests received since implementation of
Supplemental Directive 10-02, effective June 1, 2010, and any requests that were approved for a trial modification prior to implementation of such guidance. As noted in Footnote 1 above, some servicers may include all
mortgage modification requests received, whereas they previously included only requests that met basic HAMP eligibility criteria. As of January 2017, servicers were no longer required to provide monthly requests received
volumes. Due to the December 30, 2016 HAMP application deadline, servicers will not report any requests received after that date and therefore, the monthly Requests Received column has been removed from the report.
Servicers continue to evaluate and decision requests which were submitted by the application deadline.
2
3
"Requests Processed" is the sum of Requests Approved and Requests Denied, defined below.
"Requests Approved" is the total number of complete mortgage modification requests approved for a trial modification under HAMP and trial offers sent to the borrowers, as reported by servicers. Note that all Requests
Approved do not become Active Trials because some borrowers do not accept the trial or fail to make the first trial payment.
4
"Requests Denied" is the total number of mortgage modification requests not approved for a trial modification under HAMP and the decision communicated to the borrower by the servicer in accordance with program
guidance, as reported by servicers. Cumulative Requests Denied include all mortgage modification requests denied and communicated to the borrower by the servicer since implementation of Supplemental Directive 10-02,
effective June 1, 2010; servicers do not report Requests Denied prior to then as relevant data is incomplete. Figures include HAMP mortgage modification requests denied due to insufficient documentation, failure to meet
basic eligibility criteria, and/or other reasons.
5
6
Formerly OneWest Bank.
7
Formerly GreenTree Servicing LLC.
8
Includes both PNC Bank, NA and PNC Mortgage, formerly National City Bank.
9
Includes servicers that are no longer actively participating in the survey process or those whose Servicer Participation Agreement has been terminated. These servicers no longer submit a survey, and their results only
141
@FedFRASER