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Monthly Report to Congress
April 2016
May 10, 2016
Troubled Asset Relief Program
U.S. Department of the Treasury
Table of Contents
Section
Program Updates
Capital Purchase Program
Community Development Capital Initiative
Making Home Affordable
Hardest Hit Fund
Lifetime Costs
CPP & CDCI Institutions
Administrative Obligations and Expenditures
Agreements under TARP
Insurance Contracts
Transactions Report
Investment Programs
Home Affordable Modification Program
Projected Costs and Liabilities
Programmatic Operating Expenses
Description of Vehicles Established
HAMP Application Activity by Servicer
1
Page Number
1
1
2
3
4
5
6
8
9
15
16
16
63
126
127
128
129
Legislative Requirement 1
EESA §105(a)(1)
Additional Information
EESA §105(a)(2)
EESA §105(a)(3)(A)
EESA §105(a)(3)(B)
EESA §105(a)(3)(C,D,G)
EESA §105(a)(3)(E)
EESA §105(a)(3)(F)
EESA §105(a)(3)(H)
Dodd-Frank §1483(b)
EESA (Emergency Economic Stabilization Act of 2008); Dodd-Frank (Dodd-Frank Wall Street Reform and Consumer
Protection Act).
Capital Purchase Program (CPP)
CPP Snapshot
Total Institutions Funded
Full Repayments
SBLF Repayments
CDCI Conversions
Sold Investments
Auctioned Investments
In Bankruptcy/Receivership
Merged Institutions
Total Remaining Institutions
Partial Repayments
Currently in Common2
April 2016 Activity
Institution
Repurchases & Sales
HCSB Financial Corporation
707
262
137
28
40
190
32
4
14
0
2
Total CPP Proceeds1
$226.7 billion
$196.52
$200
$150
$100
$50
$19.03
$3.04
$8.07
$Repayments
Auctions
Total
Dividends,
Interest &
Other Income
Warrant
Income
Date
Additional Information
Amount
4/11/2016
Sold
$128,950
$128,950
Warrant Repurchases & Sales
None
$0
Monthly Dividends
$0
Remaining CPP Institutions
Institution
1
2
3
4
5
6
7
8
9
10
11
12
13
14
Location
First BanCorp3
OneFinancial Corporation
Liberty Shares, Inc.
Broadway Financial Corporation4
Tidelands Bancshares, Inc.
OneUnited Bank
Cecil Bancorp, Inc.
Harbor Bankshares Corporation
Citizens Commerce Bancshares, Inc.
Pinnacle Bank Holding Company, Inc.
Allied First Bancorp, Inc.
Grand Mountain Bancshares, Inc.
St. Johns Bancshares, Inc.
Saigon National Bank
San Juan, PR
Little Rock, AR
Hinesville, GA
Los Angeles, CA
Mount Pleasant, SC
Boston, MA
Elkton, MD
Baltimore, MD
Versailles, KY
Orange City, FL
Oswego, IL
Granby, CO
St. Louis, MO
Westminster, CA
Amount Outstanding
(millions)
$124.97
$17.30
$17.28
$15.00
$14.45
$12.06
$11.56
$6.80
$6.30
$4.39
$3.65
$3.08
$3.00
$1.55
1
Repayments: Actual collections as of April 30, 2016, including (i) $2.21 billion in CPP investments refinanced under the Small Business Lending Fund
(SBLF), a program created by Congress outside of TARP under which certain CPP institutions were allowed to repay TARP funds by borrowing
under that program, and (ii) $0.36 billion in exchanges of CPP investments into the Community Development Capital Initiative (CDCI), as permitted
under the terms of that program. Auctions: Includes net proceeds from all auctions of CPP preferred and note securities where cash has settled with
OFS as of April 30, 2016. Warrant Income: Net Proceeds. Includes proceeds from exercised warrants.
2
Institutions where Treasury has converted its original investment at a discount into shares of common stock in the institution.
3
Treasury exchanged its preferred stock for mandatorily convertible preferred stock (MCP) with capitalized dividends. First BanCorp fulfilled the
conversion conditions and Treasury's MCP was converted into 32,941,797 shares of common stock. Treasury sold 12,000,000 of such shares on
August 16, 2013. Treasury sold a further 1,261,356 shares on September 13, 2013 following the exercise by the underwriters of their over-allotment
option. On December 5, 2014, Treasury completed its first pre-defined written trading plan for the sale of 4,388,888 shares of common stock. On
March 6, 2015, Treasury completed its second pre-defined written trading plan for the sale of 5,000,000 shares of common stock.
4
On August 22, 2013, Treasury exchanged its preferred stock in Broadway Financial Corporation (Broadway) for 10,146 shares of common stock
equivalent representing 50% of the liquidation preference of the preferred stock, plus 100% of previously accrued and unpaid dividends on the
preferred stock. On December 5, 2013, Treasury's 10,146 shares of common stock equivalent in Broadway converted to 10,146,000 shares of
common stock.
1
Community Development Capital Initiative (CDCI)
CDCI Snapshot
Total Institutions Funded
Full Repayments
In Bankruptcy/Receivership
Merged Institutions
Total Remaining Institutions
Partial Repayments
Currently in Common
April 2016 Activity
Institution
84
25
1
1
57
6
1
Date
Additional Information
Amount
Repurchases
None
$0
Monthly Dividends
$0
Top 10 Remaining CDCI Institutions
Institution
1
2
3
4
5
6
7
8
9
10
1
Location
BancPlus Corporation
Community Bancshares of Mississippi, Inc.
Southern Bancorp, Inc.
Security Federal Corporation
Carver Bancorp, Inc1
The First Bancshares, Inc.
First American International Corp.
State Capital Corporation
Guaranty Capital Corporation
Citizens Bancshares Corporation
Ridgeland, MS
Brandon, MS
Arkadelphia, AR
Aiken, SC
New York, NY
Hattiesburg, MS
Brooklyn, NY
Greenwood, MS
Belzoni, MS
Atlanta, GA
Amount Outstanding
(millions)
$80.91
$54.60
$33.80
$22.00
$18.98
$17.12
$17.00
$15.75
$14.00
$11.84
On October 28, 2011, Treasury completed the exchange of all Carver Bancorp, Inc. (Carver) preferred stock held by Treasury for 2,321,286
shares of Carver common stock, pursuant to the terms of the agreement between Treasury and Carver entered into on June 29, 2011. Accrued
and previously unpaid dividends were paid on the date of the exchange.
2
Making Home Affordable (MHA)
Program Update1
In total,2 more than 2.6 million homeowner assistance actions have taken place under MHA programs. These include
permanent first and second lien mortgage modifications, completed short sales and deeds-in-lieu of foreclosure, and
unemployment forbearance plans.
As of April 30, 2016, $22.8 billion of MHA funds has been committed for existing MHA transactions. Of this amount,
$14.3 billion has been disbursed and $8.5 billion is committed for the payment of future financial incentives. The
committed and disbursed funds do not include funds needed for future MHA transactions.
HAMP Activity through March 2016
All Trials Started
Tier 1
Trial
Tier 2
Modifications
Trials Reported Since Last Report
Active Trials
All Permanent Modifications Started
Tier 1
Permanent
Tier 2
Modifications
Permanent Modifications Reported Since Last Report
Active Permanent Modifications
Median Monthly Savings
2,419,508
2,231,470
188,038
7,876
28,911
1,590,052
1,431,453
158,599
8,551
978,819
(477.84)
$
Other MHA Program Activity through March 2016
Program-to-Date
FHA and RD-HAMP Permanent Modifications Started
2MP Modifications Started
HAFA Transactions Completed
UP Forbearance Plans Started (through February 2016)
1
2
115,839
156,799
417,382
45,326
Reported Since
Prior Period
3,146
617
4,871
155
For more information about Treasury’s housing programs, please visit: http://www.treasury.gov/initiatives/financial-stability/TARPPrograms/housing/Pages/default.aspx.
Program Total Includes: Government Sponsored Enterprise (GSE) and Non-GSE HAMP permanent modifications; FHA- and RD-HAMP
modification; and GSE Standard Modifications since October 2011 under the GSEs’ Servicer Alignment Initiative as reported by the GSEs to
Treasury. HAFA Transactions Completed in the ‘Other MHA Programs’ table includes both GSE and Non-GSE HAFA transactions completed,
including those completed by the GSEs since the GSEs jointly streamlined their short sale and deed-in-lieu of foreclosure programs in November
2012. The GSE Standard HAFA program is closely aligned with Treasury’s MHA HAFA program.
3
Hardest Hit Fund (HHF)
Program Changes in April
On April 20, 2016, Treasury announced that thirteen HHF participants would receive funds as part of
the final $1 billion under the Fifth Round Funding. For further information on this investment, please
see: https://www.treasury.gov/press-center/press-releases/Pages/jl0434.aspx
CA
California received approval to allocate Fifth Round funds to its Unemployment Mortgage Assistance
Program, Mortgage Reinstatement Assistance Program, Principal Reduction Program, and Transition
Assistance Program.
IN
Indiana received approval to allocate Fifth Round funds to its Unemployment Bridge Program and
remove a job training requirement from its program.
KY
Kentucky received approval to allocate Fifth Round funds to its Unemployment Bridge Program and
Down Payment Assistance Program, and to reduce the maximum amount of unemployment
assistance.
MI
Michigan received approval to allocate Fifth Round funds to its Loan Rescue and Blight Elimination
programs.
NC
North Carolina received approval to allocate Fifth Round funds to its Mortgage Payment, Second
Mortgage Reduction, Principal Reduction, and Down Payment Assistance programs.
OR
Oregon received approval to allocate Fifth Round funds to its Mortgage Payment Assistance and
Loan Preservation Assistance programs.
TN
Tennessee received approval to allocate Fifth Round funds to its unemployment assistance program.
Funds Drawn Down in April
State
Alabama
Indiana
Total Drawn to Date
$
$
$
Amount (millions)
10
50
6,476
1
Funds Drawn as of April 30, 2016
State (% Cap Disbursed)
$0.00
Alabama (35.1%)
Arizona (65.2%)
$1,000,000,000.00
Paid to Date (Amount Shown)
$57,000,000
$174,571,919
California (94.3%)
Washington D.C. (88.1%)
Remaining Allocation1
$1,862,556,819
$18,234,860
Florida (70.3%)
$744,000,000
Georgia (57.2%)
$193,983,000
Illinois (100%)
Indiana (88.7%)
Kentucky (97%)
$445,603,557
$196,563,760
$144,500,000
Michigan (88.4%)
Mississippi (81%)
$440,847,220
$82,538,832
North Carolina (100%)
New Jersey (90%)
Nevada (57.7%)
$482,781,786
$270,513,704
$112,049,869
$540,395,099
Ohio (94.7%)
Oregon (100%)
Rhode Island (100%)
South Carolina (71.9%)
Tennessee (91.3%)
1
$2,000,000,000.00
$220,042,786
$79,351,573
$212,500,000
$198,315,593
Remaining Allocation represents funds allocated prior to Fifth Round funding.
4
Lifetime Costs
Program Update
When Congress created TARP, it authorized up to $700 billion for the programs. That authority was later reduced to $475 billion. To date, a total of
$432.5 billion has been disbursed under TARP. As of April 30, 2016, cumulative collections under TARP, together with Treasury’s additional proceeds
from the sale of non-TARP shares of AIG,¹ total $442.1 billion, exceeding disbursements by $9.6 billion.² Treasury estimates that the combined overall
cost of TARP will be approximately $34.5 billion. These estimates do not include Treasury’s additional proceeds from its non-TARP AIG shares. For a
monthly snapshot of the amount of funds obligated, the amount disbursed, repayments, income received and any losses by program, please visit the
Monthly TARP Update at: http://www.treasury.gov/initiatives/financial-stability/reports/Pages/daily-tarp-reports.aspx.
Programs as of April 30, 2016 (dollar amounts in billions)
Obligation/
Commitment
Bank Support Programs:
Capital Purchase Program (CPP):
Citigroup
Other banks with assets $10 billion or greater
Banks with assets less than $10 billion 4
Total
Targeted Investment Program (TIP)
Asset Guarantee Program (AGP) 5
Community Development Capital Initiative (CDCI)
Credit Market Programs:
Public-Private Investment Program (PPIP):
Equity
Debt
Total
Term Asset Backed Securities Lending Facility (TALF)
Purchase SBA 7(a) Securities (SBA)
Other Programs:
American International Group (AIG):
Preferred Stock
Common Stock
Total
Disbursed as of April
30
Outstanding
Investment
Balance as of
April 30
Estimated Lifetime
Cost as of
November 30, 2015 3
$
$
$
$
$
$
$
25.00
165.33
14.57
204.89
40.00
5.00
0.57
$
$
$
$
$
$
$
25.00
165.33
14.57
204.89
40.00
0.00
0.57
$
$
$
$
$
$
$
0.12
0.12
0.24
0.43
$
$
$
$
$
$
$
(6.89)
(10.22)
0.83
(16.27)
(4.00)
(4.00)
0.09
$
$
$
$
$
6.25
12.38
18.63
0.10
0.37
$
$
$
$
$
6.25
12.38
18.63
0.10
0.37
$
$
$
$
-
$
$
$
$
$
(3.06)
0.33
(2.73)
(0.61)
(0.00)
$
$
$
20.29
47.54
67.84
$
$
$
20.29
47.54
67.84
$
$
-
$
$
$
15.18
15.18
Automotive Industry Financing Program (AIFP)
$
79.69
$
79.69
$
-
$
12.16
Sub-total for Investment Programs 6
$
417.08
$
411.72
$
0.67
$
(0.19)
Making Home Affordable
Hardest Hit Fund 7
FHA-Refinance 8
Sub-total for Housing Programs
$
$
$
27.78
9.60
0.13
$
$
$
14.29
6.48
0.02
n/a
n/a
n/a
$
$
$
25.09
9.60
0.02
$
37.51
$
20.78
n/a
$
34.71
$
454.59
$
432.51
0.67
$
34.52
n/a
$
(17.55)
0.67
$
16.96
Total for TARP Programs
n/a
Additional AIG Common Shares Held by Treasury 9
Total for TARP Programs and Additional AIG Shares
$
454.59
$
n/a
$
432.51
$
-
1
For more information, see note 10 to the Monthly TARP Update: http://www.treasury.gov/initiatives/financial-stability/reports/Pages/daily-tarp-reports.aspx
2
Treasury is continuing to disburse funds related to its housing programs, and continuing to recoup its outstanding investments.
3
4
5
6
Estimated lifetime cost figures shown above are currently updated in conjunction with the Office of Management and Budget. Figures include interest on reestimates. Lifetime cost
information for Making Home Affordable and Hardest Hit Fund reflect the cost estimates published in the 2017 President's Budget.
The law creating the Small Business Lending Fund (SBLF) provided that banks could refinance securities issued under the CPP and CDCI programs with securities issued under the
SBLF. A total of 137 CPP banks refinanced under the SBLF resulting in repayments of $2.21 billion in CPP investments.
Estimated lifetime costs for AGP includes $276 million for the termination fee Bank of America paid Treasury-OFS for the value received from the announcement of the negotiations on the
guarantee and share losses on a pool of assets.
$411.72 is the actual amount disbursed under the various TARP investment programs as opposed to obligations totaling $412.08. This is because 28 CPP banks converted from the CPP
program to the CDCI program and those conversions, totaling $363.3 million, are not reflected as new disbursements.
7
In December 2015, Congress passed the Consolidated Appropriations Act, 2016, which gave the Secretary of the Treasury the authority to commit up to $2 billion in additional TARP
funds to current HHF program participants. The total obligation of $9.6 billion includes the additionas $2.0 billion, which Treasury expects to obligate this year.
8
In March 2015, Treasury extended the letter of credit facility to provide coverage for loans refinanced throughout the eligibility period, which has been extended to December 2016, but
reduced the amount from $1 billion to $100 million. Treasury believes this lower amount will be sufficient to accommodate any increased usage that could result through the close of the
program. The figures in this line include administrative expenses associated with the letter of credit facility.
9
As discussed in note 10 to the Monthly TARP Update, Treasury’s investment in AIG common shares consisted of shares acquired in exchange for preferred stock purchased with TARP
funds (TARP shares) and shares received from the trust created by the FRBNY for the benefit of Treasury as a result of its loan to AIG (non-TARP shares). Treasury managed the TARP
shares and non-TARP shares together, and disposed of them pro-rata in proportion to its holdings. Only the TARP shares are included under “Other Programs—AIG” and the lifetime cost
estimate shows a loss based on Treasury’s cost basis in the TARP shares alone. However, a gain is shown for the non-TARP shares on the line entitled “Additional AIG Common Shares
Held by Treasury” because Treasury’s cost basis in such shares was deemed to be zero. When the TARP shares and non-TARP shares are considered together, Treasury’s cost on a
cash basis was $28.73 per share. TARP estimates include financing costs (borrowing) from the time of initial investment through the close of the program.
5
Troubled Asset Relief Program
CPP & CDCI Institutions
As of April 30, 2016
A. Remaining CPP Portfolio Institutions
B. CPP Institutions Entered into Bankruptcy/Receivership - Realized Loss/Write-Off
C. Remaining CDCI Portfolio Institutions
D. CDCI Institutions Entered into Bankruptcy/Receivership - Realized Loss/Write-Off
A. Remaining CPP Portfolio Institutions
Institution Name
First BanCorp*
OneFinancial Corporation
Liberty Shares, Inc.
Broadway Financial Corporation*
Tidelands Bancshares, Inc
OneUnited Bank
Cecil Bancorp, Inc.
Harbor Bankshares Corporation
Citizens Commerce Bancshares, Inc.
Pinnacle Bank Holding Company, Inc.
Allied First Bancorp, Inc.
Grand Mountain Bancshares, Inc.
St. Johns Bancshares, Inc.
Saigon National Bank
Location
San Juan, PR
Little Rock, AR
Hinesville, GA
Los Angeles, CA
Mount Pleasant, SC
Boston, MA
Elkton, MD
Baltimore, MD
Versailles, KY
Orange City, FL
Oswego, IL
Granby, CO
St. Louis, MO
Westminster, CA
Public/P
rivate
Public
Private
Private
Public
Public
Private
Public
Public
Public
Private
Public
Private
Private
Public
Amount
Outstanding
$ 124,966,503.71
$
17,300,000.00
$
17,280,000.00
$
15,000,000.00
$
14,448,000.00
$
12,063,000.00
$
11,560,000.00
$
6,800,000.00
$
6,300,000.00
$
4,389,000.00
$
3,652,000.00
$
3,076,000.00
$
3,000,000.00
$
1,549,000.00
*Original Investment has been converted at a discount into common stock in the institution. Amount shown is original invesment amount
B. CPP Institutions Entered into Bankruptcy/Receivership - Realized Loss/Write-Off
Institution Name
CIT Group Inc.*
UCBH Holdings, Inc.
Pacific Coast National Bancorp*
Midwest Banc Holdings, Inc.*
Sonoma Valley Bancorp
Pierce County Bancorp
Tifton Banking Company*
Legacy Bancorp, Inc.
Superior Bancorp Inc.
FPB Bancorp Inc.
One Georgia Bank*
Integra Bank Corporation
Citizens Bancorp
CB Holding Corp.
Tennessee Commerce Bancorp, Inc.
Blue River Bancshares, Inc.
Fort Lee Federal Savings Bank*
Gregg Bancshares, Inc.
GulfSouth Private Bank*
Investors Financial Corporation of Pettis County, Inc.
First Place Financial Corporation*
Princeton National Bancorp
Premier Bank Holding Company*
Gold Canyon Bank*
Indiana Bank Corp.*
Rogers Bancshares, Inc.
Anchor Bancorp Wisconsin, Inc.*
TCB Holding Company
Syringa Bancorp
Idaho Bancorp*
Rising Sun Bancorp
Western Community Bancshares, Inc.
Bankruptcy/ Receivership Date
11/1/2009
11/6/2009
11/13/2009
5/14/2010
8/20/2010
11/5/2010
11/12/2010
3/11/2011
4/15/2011
7/15/2011
7/15/2011
7/29/2011
9/23/2011
10/14/2011
1/27/2012
2/10/2012
4/20/2012
7/13/2012
10/19/2012
10/19/2012
10/29/2012
11/2/2012
8/14/2012
4/5/2013
4/9/2013
7/5/2013
8/12/2013
12/13/2013
1/31/2014
4/24/2014
10/17/2014
11/7/2014
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Realized Loss/ Write-Off
Amount
2,330,000,000.00
298,737,000.00
4,120,000.00
84,784,000.00
8,653,000.00
6,800,000.00
3,800,000.00
5,498,000.00
69,000,000.00
5,800,000.00
5,500,000.00
83,586,000.00
10,400,000.00
4,114,000.00
30,000,000.00
5,000,000.00
1,300,000.00
825,000.00
7,500,000.00
4,000,000.00
72,927,000.00
25,083,000.00
9,500,000.00
1,607,000.00
1,312,000.00
25,000,000.00
104,000,000.00
11,730,000.00
8,000,000.00
6,900,000.00
5,983,000.00
7,290,000.00
6
*Institution has exited the bankruptcy/receivership process
C. Remaining CDCI Portfolio Institutions
Institution Name
BancPlus Corporation
Community Bancshares of Mississippi, Inc.
Southern Bancorp, Inc.
Security Federal Corporation
Carver Bancorp, Inc*
The First Bancshares, Inc.
First American International Corp.
State Capital Corporation
Guaranty Capital Corporation
Citizens Bancshares Corporation
M&F Bancorp, Inc.
Liberty Financial Services, Inc.
Mission Valley Bancorp
United Bancorporation of Alabama, Inc.
IBC Bancorp, Inc.
Fairfax County Federal Credit Union
First Vernon Bancshares, Inc.
IBW Financial Corporation
CFBanc Corporation
Security Capital Corporation
American Bancorp of Illinois, Inc.
Hope Federal Credit Union
The Magnolia State Corporation
Community Bank of the Bay
Carter Federal Credit Union
Kilmichael Bancorp, Inc.
PGB Holdings, Inc.
Santa Cruz Community Credit Union
Cooperative Center Federal Credit Union
Tri-State Bank of Memphis
Community First Guam Federal Credit Union
Shreveport Federal Credit Union
Alternatives Federal Credit Union
Virginia Community Capital, Inc.
Southern Chautauqua Federal Credit Union
Tongass Federal Credit Union
D.C. Federal Credit Union
Lower East Side People's Federal Credit Union
Opportunities Credit Union
Pyramid Federal Credit Union
Vigo County Federal Credit Union
Community Plus Federal Credit Union
Tulane-Loyola Federal Credit Union
Northeast Community Federal Credit Union
North Side Community Federal Credit Union
Genesee Co-op Federal Credit Union
Brooklyn Cooperative Federal Credit Union
Neighborhood Trust Federal Credit Union
Liberty County Teachers Federal Credit Union
Phenix Pride Federal Credit Union
Buffalo Cooperative Federal Credit Union
Hill District Federal Credit Union
Episcopal Community Federal Credit Union
Thurston Union of Low-Income People (TULIP) Cooperative Credit Union
Renaissance Community Development Credit Union
Union Baptist Church Federal Credit Union
East End Baptist Tabernacle Federal Credit Union
Location
Ridgeland, MS
Brandon, MS
Arkadelphia, AR
Aiken, SC
New York, NY
Hattiesburg, MS
Brooklyn, NY
Greenwood, MS
Belzoni, MS
Atlanta, GA
Durham, NC
New Orleans, LA
Sun Valley, CA
Atmore, AL
Chicago, IL
Fairfax, VA
Vernon, AL
Washington, DC
Washington, DC
Batesville, MS
Oak Brook, IL
Jackson, MS
Bay Springs, MS
Oakland, CA
Springhill, LA
Kilmichael, MS
Chicago, IL
Santa Cruz, CA
Berkeley, CA
Memphis, TN
Hagatna, GU
Shreveport, LA
Ithaca, NY
Christiansburg, VA
Lakewood, NY
Ketchikan, AK
Washington, DC
New York, NY
Burlington, VT
Tucson, AZ
Terre Haute, IN
Rantoul, IL
New Orleans, LA
San Francisco, CA
Chicago, IL
Rochester, NY
Brooklyn, NY
New York, NY
Liberty, TX
Phenix City, AL
Buffalo, NY
Pittsburgh, PA
Los Angeles, CA
Olympia, WA
Somerset, NJ
Fort Wayne, IN
Bridgeport, CT
Amount Outstanding
$
80,914,000.00
$
54,600,000.00
$
33,800,000.00
$
22,000,000.00
$
18,980,000.00
$
17,123,000.00
$
17,000,000.00
$
15,750,000.00
$
14,000,000.00
$
11,841,000.00
$
11,735,000.00
$
11,334,000.00
$
10,336,000.00
$
10,300,000.00
$
8,086,000.00
$
8,044,000.00
$
6,245,000.00
$
6,000,000.00
$
5,781,000.00
$
5,660,000.00
$
5,457,000.00
$
4,520,000.00
$
4,222,000.00
$
4,060,000.00
$
3,800,000.00
$
3,154,000.00
$
3,000,000.00
$
2,828,000.00
$
2,799,000.00
$
2,795,000.00
$
2,650,000.00
$
2,646,000.00
$
2,234,000.00
$
1,915,000.00
$
1,709,000.00
$
1,600,000.00
$
1,522,000.00
$
1,193,000.00
$
1,091,000.00
$
1,000,000.00
$
491,600.00
$
450,000.00
$
424,000.00
$
350,000.00
$
325,000.00
$
300,000.00
$
300,000.00
$
283,000.00
$
174,000.00
$
153,000.00
$
145,000.00
$
100,000.00
$
100,000.00
$
75,000.00
$
31,000.00
$
10,000.00
$
7,000.00
*Original Investment has been converted into common stock in the institution. Amount shown is original invesment amount.
D. CDCI Institutions Entered into Bankruptcy/Receivership - Realized Loss/Write-Off
Institution Name
Premier Bancorp, Inc.*
*Institution has exited the bankruptcy/receivership process
Bankruptcy/ Receivership Date
1/29/2013 $
Realized Loss/ Write-Off
Amount
6,704,100.00
7
United States Department of the Treasury
Office of Financial Stability
Report of Administrative Obligations and Expenditures
For Period Ending
April 30, 2016
PERSONNEL SERVICES
NON-PERSONNEL
SERVICES
Budget
Object Class (BOC)
Budget Object Class Title
Obligations
1100, 1200 & 1300 PERSONNEL COMPENSATION & BENEFITS
$
152,711,930
PERSONNEL SERVICES Total: $
152,711,930
2100
TRAVEL & TRANSPORTATION OF PERSONS
$
2,772,733
2200
TRANSPORTATION OF THINGS
11,960
2300
RENTS, COMMUNICATIONS, UTILITIES & MISC CHARGES
731,191
2400
PRINTING & REPRODUCTION
1,049
2500
OTHER SERVICES
322,457,404
2600
SUPPLIES AND MATERIALS
2,395,782
3100
3200
4200
4300
EQUIPMENT
LAND & STRUCTURES
$
INSURANCE CLAIMS & INDEMNITIES
$
INTEREST & DIVIDENDS
NON-PERSONNEL SERVICES Total: $
GRAND TOTAL: $
320,983
711
328,691,812
481,403,741
For Period Ending
May 31, 2016
Expenditures
$
152,711,930
$
152,711,930
$
2,761,865
11,960
731,191
1,049
275,794,721
2,395,422
Projected
Obligations
$
153,638,000
$
153,638,000
$
2,786,000
12,000
732,000
1,100
325,074,000
2,397,000
Projected
Expenditures
$
153,638,000
$
153,638,000
$
2,776,000
12,000
732,000
1,100
277,260,000
2,397,000
246,699
711
281,943,618
321,000
720
331,323,820
247,000
720
283,425,820
$
$
434,655,547
$
$
484,961,820
$
$
437,063,820
Note: The amounts presented above are cumulative from the initiation of the TARP.
8
U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Agreements Under TARP [Section 105(a)(3)(A)]
For Period April 2016
Date Approved
10/10/2008
10/11/2008
10/14/2008
10/16/2008
10/17/2008
10/18/2008
10/29/2008
10/29/2008
10/31/2008
11/07/2008
11/09/2008
11/17/2008
11/25/2008
12/03/2008
12/05/2008
12/10/2008
12/10/2008
12/15/2008
12/16/2008
12/22/2008
12/24/2008
01/06/2009
01/07/2009
01/27/2009
01/27/2009
01/30/2009
02/02/2009
02/03/2009
02/09/2009
02/12/2009
02/18/2009
02/18/2009
02/20/2009
02/20/2009
02/20/2009
02/20/2009
02/26/2009
02/27/2009
03/06/2009
Type of Transaction
Contract
Contract
Financial Agent
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Interagency Agreement
Interagency Agreement
Interagency Agreement
Interagency Agreement
Contract
Contract
Contract
Interagency Agreement
Interagency Agreement
Interagency Agreement
Contract
Interagency Agreement
Contract
Contract
Contract
Interagency Agreement
Interagency Agreement
Interagency Agreement
Contract
Contract
Financial Agent
Financial Agent
Interagency Agreement
Interagency Agreement
Contract
Contract
Interagency Agreement
Interagency Agreement
Contract
Vendor
Simpson Thacher & Bartlett LLP
Ennis Knupp & Associates Inc.
The Bank of New York Mellon
PricewaterhouseCoopers LLP
Turner Consulting Group, Inc.
Ernst & Young LLP
Hughes Hubbard & Reed LLP
Squire, Sanders & Dempsey LLP
Lindholm & Associates, Inc.
Sonnenschein Nath & Rosenthal LLP
Internal Revenue Service (IRS)
Internal Revenue Service (IRS)
Department of the Treasury ‐ Departmental Offices
Trade and Tax Bureau ‐ Treasury
Washington Post
Sonnenschein Nath & Rosenthal LLP
Thacher Proffitt & Wood LLP
Office of Thrift Supervision
Department of Housing and Urban Development
Office of Thrift Supervision
Cushman And Wakefield Of VA Inc.
U.S. Securities and Exchange Commission
Colonial Parking Inc.
Cadwalader Wickersham & Taft LLP
Whitaker Brothers Business Machines Inc
Office of the Comptroller of the Currency
Government Accountability Office
Internal Revenue Service (IRS)
Pat Taylor and Associates, Inc.
Locke Lord Bissell & Liddell LLP
Fannie Mae
Freddie Mac
FINANCIAL CLERK U.S. SENATE
Office of Thrift Supervision
Simpson Thacher & Bartlett LLP
Venable LLP
U.S. Securities and Exchange Commission
Pension Benefit Guaranty Corporation
The Boston Consulting Group
Purpose
Legal Advisory
Investment and Advisory Services
Custodian and Cash Management
Accounting/Internal Controls
Archiving Services
Accounting/Internal Controls
Legal Advisory
Legal Advisory
Human Resources Services
Legal Advisory
Administrative Support
Information Technology
Administrative Support
Information Technology
Administrative Support
Legal Advisory
Legal Advisory
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Legal Advisory
Facilities Support
Administrative Support
Compliance
Administrative Support
Administrative Support
Legal Advisory
Homeownership Program
Homeownership Program
Financial Advisory
Administrative Support
Legal Advisory
Legal Advisory
Administrative Support
Legal Advisory
Financial Advisory
Socio‐Economic Category
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Woman‐Owned Small Business,Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Business
Woman‐Owned Small Business,Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
9
03/16/2009
03/30/2009
03/30/2009
03/30/2009
03/30/2009
03/30/2009
03/31/2009
04/03/2009
04/03/2009
04/17/2009
04/17/2009
04/21/2009
04/21/2009
04/21/2009
04/30/2009
05/05/2009
05/13/2009
05/14/2009
05/15/2009
05/20/2009
05/22/2009
05/26/2009
05/26/2009
06/09/2009
06/29/2009
07/17/2009
07/30/2009
07/30/2009
07/30/2009
08/10/2009
08/10/2009
08/18/2009
08/25/2009
09/02/2009
09/10/2009
09/11/2009
09/18/2009
09/30/2009
09/30/2009
09/30/2009
09/30/2009
11/09/2009
12/16/2009
12/22/2009
12/22/2009
12/22/2009
12/22/2009
12/22/2009
12/22/2009
12/22/2009
Financial Agent
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Interagency Agreement
Contract
Financial Agent
Financial Agent
Financial Agent
Interagency Agreement
Interagency Agreement
Interagency Agreement
Contract
Contract
Interagency Agreement
Interagency Agreement
Contract
Contract
Interagency Agreement
Interagency Agreement
Contract
Contract
Contract
Contract
Interagency Agreement
Interagency Agreement
Contract
Interagency Agreement
Contract
Contract
Contract
Interagency Agreement
Contract
Contract
Contract
Contract
Interagency Agreement
Interagency Agreement
Financial Agent
Financial Agent
Financial Agent
Contract
Financial Agent
Financial Agent
Financial Agent
EARNEST Partners
Bingham McCutchen LLP
Cadwalader Wickersham & Taft LLP
Haynes and Boone LLP
Mckee Nelson LLP
Sonnenschein Nath & Rosenthal LLP
FI Consulting Inc.
American Furniture Rentals, Inc.
The Boston Consulting Group
Bureau of Engraving and Printing (BEP)
Herman Miller, Inc.
Alliance Bernstein L.P.
FSI Group, LLC
Piedmont Investment Advisors, LLC
U.S. Department of State
Federal Reserve Board
Department of Treasury ‐ US Mint
Knowledgebank Inc.
Phacil Inc.
U.S. Securities and Exchange Commission
Department of Justice ‐ ATF
Anderson Mc Coy & Orta
Simpson Thacher & Bartlett LLP
Financial Management Service
Department of the Interior
Korn/Ferry International
Cadwalader Wickersham & Taft LLP
Debevoise & Plimpton, LLP
Fox, Swibel, Levin & Carroll, LLP
NASA
U.S. Department of Justice
The Mercer Group, Inc.
U.S. Department of Justice
Knowledge Mosaic Inc.
Equilar, Inc.
PricewaterhouseCoopers LLP
Department of the Treasury ‐ ARC
Immixtechnology, Inc.
Immixtechnology, Inc.
Nna Incorporated
SNL Financial LC
Department of the Treasury ‐ Departmental Offices
Internal Revenue Service (IRS)
Avondale Investments, LLC
Bell Rock Capital, LLC
Howe Barnes Hoefer & Arnett, Inc.
Hughes Hubbard & Reed LLP
KBW Asset Management, Inc.
Lombardia Capital Partners, LLC
Paradigm Asset Management Co., LLC
Small Business Assistance Program
Legal Advisory
Legal Advisory
Legal Advisory
Legal Advisory
Legal Advisory
Accounting/Internal Controls
Administrative Support
Financial Advisory
Administrative Support
Facilities Support
Asset Management Services
Asset Management Services
Asset Management Services
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Contract FOIA Support Services
Administrative Support
Administrative Support
Legal Advisory
Legal Advisory
Information Technology
Administrative Support
Administrative Support
Legal Advisory
Legal Advisory
Legal Advisory
Detailee(s)
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Accounting/Internal Controls
Administrative Support
Information Technology
Information Technology
Administrative Support
Financial Advisory
Administrative Support
Administrative Support
Asset Management Services
Asset Management Services
Asset Management Services
Legal Advisory
Asset Management Services
Asset Management Services
Asset Management Services
Small Disadvantaged Business, Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Business
Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Disadvantaged Business, Small Business
Small Disadvantaged Business, Small Business
Small Disadvantaged Business, HUBZone Small Business, Small Business
Woman‐Owned Small Business,Small Disadvantaged Business,Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Business
Small Disadvantaged Business,Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Business
Other Than Small Business
Small Disadvantaged Business, Small Business
Woman‐Owned Small Business, Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Disadvantaged Business, Small Business
Small Disadvantaged Business, Small Business
10
01/14/2010
01/15/2010
02/16/2010
02/16/2010
02/18/2010
03/08/2010
03/12/2010
03/22/2010
03/26/2010
03/29/2010
04/02/2010
04/08/2010
04/12/2010
04/22/2010
04/22/2010
04/23/2010
05/04/2010
05/17/2010
06/24/2010
06/30/2010
07/21/2010
07/21/2010
07/22/2010
07/22/2010
07/22/2010
07/27/2010
08/06/2010
08/06/2010
08/06/2010
08/06/2010
08/06/2010
08/06/2010
08/06/2010
08/06/2010
08/06/2010
08/06/2010
08/06/2010
08/06/2010
08/06/2010
08/12/2010
08/30/2010
09/01/2010
09/17/2010
09/27/2010
09/30/2010
10/01/2010
10/01/2010
10/08/2010
10/08/2010
10/08/2010
Interagency Agreement
Contract
Interagency Agreement
Contract
Interagency Agreement
Contract
Interagency Agreement
Interagency Agreement
Interagency Agreement
Financial Agent
Interagency Agreement
Contract
Contract
Contract
Contract
Contract
Interagency Agreement
Financial Agent
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Interagency Agreement
Contract
Contract
Contract
Contract
Interagency Agreement
Interagency Agreement
Contract
Contract
Contract
Government Accountability Office
Association of Govt Accountants
Internal Revenue Service (IRS)
The MITRE Corporation
Department of the Treasury ‐ ARC
QualX Corporation
Department of the Treasury ‐ Departmental Offices
Financial Management Service
Federal Maritime Commission
Morgan Stanley & Co. Incorporated
FINANCIAL CLERK U.S. SENATE
Squire, Sanders & Dempsey LLP
Hewitt EnnisKnupp, Inc.
Digital Management Inc.
MicroLink, LLC
RDA Corporation
Internal Revenue Service (IRS)
Lazard Fréres & Co. LLC
Reed Elsevier PLC (dba LexisNexis)
The George Washington University
Navigant Consulting, Inc.
Regis & Associates, PC
Ernst & Young LLP
PricewaterhouseCoopers LLP
Schiff Hardin LLP
West Publishing Corporation
Alston & Bird LLP
Cadwalader Wickersham & Taft LLP
Fox, Swibel, Levin & Carroll, LLP
Haynes and Boone LLP
Hughes Hubbard & Reed LLP
Love and Long, LLP
Orrick, Herrington & Sutcliffe LLP
Paul, Weiss, Rifkind, Wharton & Garrison LLP
Perkins Coie LLP
Seyfarth Shaw LLP
Shulman, Rogers, Gandal, Pordy & Ecker, PA
Sullivan Cove Reign Enterprises Jv
Venable LLP
Knowledge Mosaic Inc.
Department of Housing and Urban Development
CQ‐Roll Call Inc.
Bingham McCutchen LLP
Davis Audrey Robinette
CCH Incorporated
Department of the Treasury ‐ Departmental Offices
FINANCIAL CLERK U.S. SENATE
Management Concepts, Inc.
Management Concepts, Inc.
Management Concepts, Inc.
Compliance
Administrative Support
Administrative Support
Information Technology
Administrative Support
Administrative Support
Administrative Support
Information Technology
Administrative Support
Disposition Agent Services
Financial Advisory
Legal Advisory
Investment and Advisory Services
Information Technology
Administrative Support
Information Technology
Administrative Support
Transaction Structuring Services
Administrative Support
Administrative Support
Compliance
Compliance
Compliance
Compliance
Legal Advisory
Administrative Support
Legal Advisory
Legal Advisory
Legal Advisory
Legal Advisory
Legal Advisory
Legal Advisory
Legal Advisory
Legal Advisory
Legal Advisory
Legal Advisory
Legal Advisory
Legal Advisory
Legal Advisory
Administrative Support
Administrative Support
Administrative Support
Legal Advisory
Administrative Support
Administrative Support
Administrative Support
Financial Advisory
Administrative Support
Administrative Support
Administrative Support
Other Than Small Business
Other Than Small Business
Service‐Disabled Veteran‐Owned Small Business,Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Business
Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Disadvantaged Business,Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Woman‐Owned Small Business,Small Disadvantaged Business,Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Disadvantaged Business,Small Business
Other Than Small Business
Small Business
Other Than Small Business
Other Than Small Business
Small Disadvantaged Business,Woman‐Owned Small Business,Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
11
10/08/2010
10/08/2010
10/08/2010
10/08/2010
10/08/2010
10/14/2010
10/26/2010
11/08/2010
11/18/2010
12/02/2010
12/29/2010
01/05/2011
01/18/2011
01/24/2011
01/26/2011
02/24/2011
02/28/2011
03/03/2011
03/10/2011
03/22/2011
04/20/2011
04/26/2011
04/27/2011
04/27/2011
04/27/2011
04/27/2011
04/27/2011
04/27/2011
04/28/2011
04/28/2011
04/28/2011
05/31/2011
05/31/2011
06/02/2011
06/09/2011
06/17/2011
07/28/2011
09/09/2011
09/12/2011
09/15/2011
09/29/2011
09/29/2011
10/04/2011
10/20/2011
11/18/2011
11/29/2011
12/20/2011
12/30/2011
12/30/2011
01/04/2012
Contract
Contract
Contract
Contract
Contract
Contract
Interagency Agreement
Contract
Financial Agent
Contract
Contract
Contract
Financial Agent
Interagency Agreement
Contract
Contract
Interagency Agreement
Contract
Contract
Contract
Interagency Agreement
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Contract
Interagency Agreement
Contract
Contract
Contract
Contract
Contract
Interagency Agreement
Interagency Agreement
Contract
Contract
Interagency Agreement
Contract
Interagency Agreement
Contract
Contract
Financial Agent
Contract
Interagency Agreement
Interagency Agreement
Interagency Agreement
Management Concepts, Inc.
Management Concepts, Inc.
Management Concepts, Inc.
Management Concepts, Inc.
Management Concepts, Inc.
Hispanic Assoc Of Coll & Univ
Government Accountability Office
The Mitre Corporation
Greenhill & Co., LLC
Addx Corporation
Reed Elsevier PLC (dba LexisNexis)
Canon U.S.A. Inc.
Perella Weinberg Partners & Co.
Department of the Treasury ‐ ARC
Association of Govt Accountants
ESI International Inc.
Department of the Treasury ‐ Departmental Offices
Equilar, Inc.
The Mercer Group, Inc.
Harrison Scott Publications, Inc.
Federal Reserve Bank of New York
PricewaterhouseCoopers LLP
ASR Analytics LLC
Ernst & Young LLP
FI Consulting Inc.
Lani Eko & Company, CPAs, LLC
MorganFranklin Consulting, LLC
Oculus Group LLC
Booz Allen Hamilton Inc.
KPMG LLP
Office of Personnel Management (OPM) ‐ Western Management Development Center
Reed Elsevier PLC (dba LexisNexis)
West Publishing Corporation
ESI International Inc.
CQ‐Roll Call Inc.
Winvale Group LLC
Internal Revenue Service (IRS)
Financial Management Service
ADC LTD NM
All Business Machines, Inc.
Department of the Interior
Knowledge Mosaic Inc.
Internal Revenue Service (IRS)
All Business Machines, Inc.
QualX Corporation
Houlihan Lokey, Inc.
The Allison Group, LLC
Department of the Treasury ‐ ARC
Department of the Treasury ‐ Departmental Offices
Government Accountability Office
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Compliance
Information Technology
Structuring and Disposition Services
Acquisition Support Services
Administrative Support
Administrative Support
Structuring and Disposition Services
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Financial Advisory
Financial Advisory
Financial Advisory
Financial Advisory
Financial Advisory
Financial Advisory
Financial Advisory
Financial Advisory
Financial Advisory
Financial Advisory
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Subscription Services
Administrative Support
Intern
Compliance
Administrative Support
Administrative Support
Administrative Support
Detailee
Administrative Support
Administrative Support
Transaction Structuring Services
Professional/Management Training
Administrative Support
Administrative Support
Compliance
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Service‐Disabled Veteran‐Owned Small Business, Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Disadvantaged Business,Small Business
Other Than Small Business
Small Business
Other Than Small Business
Small Business
Other Than Small Business
Small Business
Small Disadvantaged Business,Small Business
Other Than Small Business
Small Disadvantaged Business,Woman‐Owned Small Business,Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Business
Small Disadvantaged Business,HUBZone Small Business,Small Business
Service‐Disabled Veteran‐Owned Small Business,HUBZone Small Business,Small Business
Small Business
Service‐Disabled Veteran‐Owned Small Business,HUBZone Small Business,Small Business
Service‐Disabled Veteran‐Owned Small Business,Small Business
Other Than Small Business
Woman‐Owned Small Business,Small Business
12
01/05/2012
02/02/2012
02/07/2012
02/14/2012
02/27/2012
03/06/2012
03/14/2012
03/30/2012
03/30/2012
05/02/2012
05/10/2012
06/12/2012
06/15/2012
06/30/2012
07/26/2012
08/01/2012
08/03/2012
09/19/2012
09/28/2012
11/19/2012
12/13/2012
12/19/2012
01/01/2013
01/01/2013
02/13/2013
02/21/2013
03/04/2013
03/07/2013
03/26/2013
03/27/2013
05/01/2013
05/10/2013
06/13/2013
08/01/2013
08/20/2013
09/25/2013
09/27/2013
11/22/2013
11/22/2013
11/27/2013
12/12/2013
12/18/2013
03/05/2014
03/12/2014
03/24/2014
04/14/2014
06/13/2014
10/01/2014
10/29/2014
11/06/2014
Interagency Agreement
Contract
Financial Agent
Contract
Contract
Contract
Interagency Agreement
Interagency Agreement
Contract
Contract
Contract
Interagency Agreement
Contract
Contract
Contract
Interagency Agreement
Contract
Interagency Agreement
Contract
Interagency Agreement
Contract
Interagency Agreement
Financial Agent
Financial Agent
Contract
Financial Agent
Interagency Agreement
Interagency Agreement
Contract
Interagency Agreement
Interagency Agreement
Contract
Contract
Contract
Contract
Interagency Agreement
Contract
Interagency Agreement
Interagency Agreement
Interagency Agreement
Contract
Interagency Agreement
Interagency Agreement
Interagency Agreement
Contract
Contract
Contract
Interagency Agreement
Interagency Agreement
Interagency Agreement
Office of Personnel Management (OPM) ‐ Western Management Development Center
Moody's Analytics, Inc.
Greenhill & Co., LLC
Association of Govt Accountants
Diversified Search LLC
Integrated Federal Solutions, Inc.
Department of the Interior
Department of the Treasury ‐ Departmental Offices ‐ WCF
E‐Launch Multimedia, Inc.
Cartridge Technologies, Inc.
Equilar, Inc.
U.S. Department of Justice
QualX Corporation
West Publishing Corporation
Knowledge Mosaic Inc.
Internal Revenue Service (IRS)
Harrison Scott Publications, Inc.
Department of the Treasury ‐ ARC
SNL Financial LC
Government Accountability Office
Association of Govt Accountants
Department of the Treasury ‐ Departmental Offices
Lazard Fréres & Co. LLC
Lazard Fréres & Co. LLC
The Mercer Group, Inc.
Raymond James and Associates, Inc.
Department of the Treasury ‐ Departmental Offices ‐ WCF
Department of Housing and Urban Development
Bloomberg Finance L.P.
IRS ‐ Treasury Acquisition Institute
Internal Revenue Service (IRS)
Equilar, Inc.
West Publishing Corporation
Evolution Management, Inc.
Knowledge Mosaic Inc.
Department of the Treasury ‐ ARC
SNL Financial LC
Department of the Treasury ‐ Departmental Offices
Internal Revenue Service (IRS)
Department of the Treasury ‐ Departmental Offices ‐ WCF
Association of Govt Accountants
U.S. Department of Justice
U.S. Department of Justice
Department of the Treasury ‐ Departmental Offices
The Mercer Group, Inc.
Bloomberg Finance L.P.
The Winvale Group, LLC
Internal Revenue Service Office of Procurement
Department of the Treasury ‐ Departmental Offices
Department of the Treasury ‐ Departmental Offices
Administrative Support
Administrative Support
Structuring and Disposition Services
Administrative Support
Financial Advisory
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Facilities Support
Administrative Support
Administrative Support
Administrative Support
Subscription Services
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Information Technology
Compliance
Administrative Support
Administrative Support
Transaction Structuring Services
Transaction Structuring Services
Administrative Support
Asset Management Services
Administrative Support
Administrative Support
Subscription
Administrative Support
Administrative Support
Administrative
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Information Technology
Compliance
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Other Than Small Business
Other Than Small Business
Other Than Small Business
Woman‐Owned Small Business,Small Business
Small Disadvantaged Business,Small Business
Small Disadvantaged Business,Service‐Disabled Veteran‐Owned Small Business,Small Business
Small Business,Small Disadvantaged Business,Woman‐Owned Small Business
Small Disadvantaged Business,Small Business
Service‐Disabled Veteran‐Owned Small Business,Small Business
Other Than Small Business
Small Business
Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Disadvantaged Business,Small Business
Other Than Small Business
Small Disadvantaged Business,Woman‐Owned Small Business,Small Business
Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Other Than Small Business
Small Business
13
11/07/2014
11/17/2014
11/25/2014
01/26/2015
04/02/2015
09/17/2015
10/01/2015
10/01/2015
11/02/2015
11/23/2015
01/12/2016
01/14/2016
01/20/2016
03/18/2016
04/22/2016
Interagency Agreement
Interagency Agreement
Interagency Agreement
Interagency Agreement
Contract
Interagency Agreement
Interagency Agreement
Interagency Agreement
Interagency Agreement
Interagency Agreement
Contract
Contract
Interagency Agreement
Contract
Contract
Department of the Treasury ‐ ARC
Department of the Treasury ‐ Departmental Offices
Government Accountability Office
Department of the Interior
Integrated Federal Solutions, Inc.
Department of the Treasury ‐ ARC
Government Accountability Office
Government Accountability Office
Department of the Treasury ‐ Departmental Offices
Department of the Treasury ‐ Departmental Offices
Hughes Hubbard & Reed LLP
Cadwalader Wickersham & Taft LLP
Department of the Interior
Hewlett‐Packard (HP)
RDA Corporation
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Administrative Support
Legal Advisory
Legal Advisory
Information Technology
Information Technology
Information Technology
Other Than Small Business
Small Business,Small Disadvantaged Business
Other Than Small Business
Other than Small Business
Other than Small Business
Other than Small Business
Other than Small Business
‐Contract responsibilities for Thatcher Proffitt & Wood assumed by Sonnenschein Nath & Rosenthal via novation.
‐Contract responsibilities for McKee Nelson LLP assumed by Bingham McCutchen, LLP via novation.
‐Management Concepts contracts for various training are now being reported separately rather than combined single line item.
‐Financial Agent responsibilities assumed by Raymond James and Associates, Inc. via novation.
14
U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Insurance Contracts [Section 105(a)(3)(B)]
For Period Ending April 30, 2016
Name
Amount
Termination of the $5,000,000,000 Master Agreement
between Citigroup and the UST, and FDIC occurred on
December 23, 2009 due to the improvement of Citigroup's
financial condition and financial market stability.
15
This copy of the Transactions Report is subject to the terms and conditions of download as stated at http://www.treasury.gov/initiatives/financial-stability/reports/Pages/default.aspx.
*Investment Status Definition Key
Full investment outstanding: Treasury's full investment is still outstanding
Redeemed – institution has repaid Treasury’s investment
Sold – by auction, an offering, or through a restructuring
Exited bankruptcy/receivership - Treasury has no outstanding investment
Currently not collectible - investment is currently not collectible; therefore there is no outstanding investment and a corresponding (Realized Loss) / (Write-off)
In full – all of Treasury’s investment amount
In part – part of the investment is no longer held by Treasury, but some remains
Troubled Asset Relief Program
Transactions Report - Investment Programs
For Period Ending April 11, 2016
CAPITAL PURCHASE PROGRAM
Warrants outstanding – Treasury’s warrant to purchase additional stock is still outstanding, including any exercised warrants
Warrants not outstanding – Treasury has disposed of its warrant to purchase additional stock through various means as described in the Warrant Report (such as sale back to company
and auctions) or Treasury did not receive a warrant to purchase additional stock
Capital Repayment / Disposition / Auction3,5
Footnote
11
8,14,18,44
102
11
8,11,14
8,14,44
8,14
104
11
14,15
8
8,14
8,14,45
8,14,44
11
8,11,14
8,11,14
45
14,15
94
11,90
11
8,17
8,14,44
11
8,44
8,17,44
11
8,11,14
8,14
Institution Name
1ST CONSTITUTION BANCORP
1ST CONSTITUTION BANCORP
1ST CONSTITUTION BANCORP
1ST ENTERPRISE BANK
1ST ENTERPRISE BANK
1ST ENTERPRISE BANK
1ST FINANCIAL SERVICES CORPORATION
1ST FINANCIAL SERVICES CORPORATION
1ST SOURCE CORPORATION
1ST SOURCE CORPORATION
1ST SOURCE CORPORATION
1ST UNITED BANCORP, INC.
1ST UNITED BANCORP, INC.
AB&T FINANCIAL CORPORATION
AB&T FINANCIAL CORPORATION
AB&T FINANCIAL CORPORATION
AB&T FINANCIAL CORPORATION
AB&T FINANCIAL CORPORATION
ADBANC, INC.
ADBANC, INC.
ALARION FINANCIAL SERVICES, INC.
ALARION FINANCIAL SERVICES, INC.
ALARION FINANCIAL SERVICES, INC.
ALARION FINANCIAL SERVICES, INC.
ALASKA PACIFIC BANCSHARES, INC.
ALASKA PACIFIC BANCSHARES, INC.
ALASKA PACIFIC BANCSHARES, INC.
ALASKA PACIFIC BANCSHARES, INC.
ALASKA PACIFIC BANCSHARES, INC.
ALASKA PACIFIC BANCSHARES, INC.
ALLIANCE BANCSHARES, INC.
ALLIANCE BANCSHARES, INC.
ALLIANCE BANCSHARES, INC.
ALLIANCE BANCSHARES, INC.
ALLIANCE FINANCIAL CORPORATION
ALLIANCE FINANCIAL CORPORATION
ALLIANCE FINANCIAL CORPORATION
ALLIANCE FINANCIAL SERVICES, INC.
ALLIANCE FINANCIAL SERVICES, INC.
ALLIANCE FINANCIAL SERVICES, INC.
ALLIANCE FINANCIAL SERVICES, INC.
ALLIED FIRST BANCORP, INC.
ALPINE BANKS OF COLORADO
ALPINE BANKS OF COLORADO
ALPINE BANKS OF COLORADO
ALPINE BANKS OF COLORADO
ALPINE BANKS OF COLORADO
AMB FINANCIAL CORPORATION
AMB FINANCIAL CORPORATION
AMERIBANK HOLDING COMPANY, INC. / AMERICAN BANK OF OKLAHOMA
AMERIBANK HOLDING COMPANY, INC. / AMERICAN BANK OF OKLAHOMA
AMERICAN EXPRESS COMPANY
AMERICAN EXPRESS COMPANY
AMERICAN EXPRESS COMPANY
AMERICAN PREMIER BANCORP
AMERICAN PREMIER BANCORP
AMERICAN STATE BANCSHARES, INC.
AMERICAN STATE BANCSHARES, INC.
AMERIS BANCORP
AMERIS BANCORP
AMERIS BANCORP
AMERISERV FINANCIAL, INC.
AMERISERV FINANCIAL, INC.
AMERISERV FINANCIAL, INC.
AMFIRST FINANCIAL SERVICES, INC
AMFIRST FINANCIAL SERVICES, INC
AMFIRST FINANCIAL SERVICES, INC
AMFIRST FINANCIAL SERVICES, INC
AMFIRST FINANCIAL SERVICES, INC
ANCHOR BANCORP WISCONSIN, INC.
ANCHOR BANCORP WISCONSIN, INC.
ANNAPOLIS BANCORP, INC. / F.N.B. CORPORATION
ANNAPOLIS BANCORP, INC. / F.N.B. CORPORATION
ANNAPOLIS BANCORP, INC. / F.N.B. CORPORATION
ANNAPOLIS BANCORP, INC. / F.N.B. CORPORATION
ASSOCIATED BANC-CORP
ASSOCIATED BANC-CORP
ASSOCIATED BANC-CORP
ASSOCIATED BANC-CORP
ATLANTIC BANCSHARES, INC.
ATLANTIC BANCSHARES, INC.
ATLANTIC BANCSHARES, INC.
ATLANTIC BANCSHARES, INC.
AVENUE FINANCIAL HOLDINGS
AVENUE FINANCIAL HOLDINGS
AVIDBANK HOLDING, INC. / PENINSULA BANK HOLDING CO.
AVIDBANK HOLDING, INC. / PENINSULA BANK HOLDING CO.
AVIDBANK HOLDING, INC. / PENINSULA BANK HOLDING CO.
BANCINDEPENDENT, INCORPORATED
BANCINDEPENDENT, INCORPORATED
BANCORP FINANCIAL, INC.
BANCORP FINANCIAL, INC.
BANCORP RHODE ISLAND, INC.
BANCORP RHODE ISLAND, INC.
BANCORP RHODE ISLAND, INC.
BANCPLUS CORPORATION
BANCPLUS CORPORATION
BANCSTAR, INC.
BANCSTAR, INC.
BANCSTAR, INC.
BANCSTAR, INC.
City
CRANBURY
CRANBURY
CRANBURY
LOS ANGELES
LOS ANGELES
LOS ANGELES
HENDERSONVILLE
HENDERSONVILLE
SOUTH BEND
SOUTH BEND
SOUTH BEND
BOCA RATON
BOCA RATON
GASTONIA
GASTONIA
GASTONIA
GASTONIA
GASTONIA
OGALLALA
OGALLALA
OCALA
OCALA
OCALA
OCALA
JUNEAU
JUNEAU
JUNEAU
JUNEAU
JUNEAU
JUNEAU
DALTON
DALTON
DALTON
DALTON
SYRACUSE
SYRACUSE
SYRACUSE
SAINT PAUL
SAINT PAUL
SAINT PAUL
SAINT PAUL
OSWEGO
GLENWOOD SPRINGS
GLENWOOD SPRINGS
GLENWOOD SPRINGS
GLENWOOD SPRINGS
GLENWOOD SPRINGS
MUNSTER
MUNSTER
COLLINSVILLE
COLLINSVILLE
NEW YORK
NEW YORK
NEW YORK
ARCADIA
ARCADIA
GREAT BEND
GREAT BEND
MOULTRIE
MOULTRIE
MOULTRIE
JOHNSTOWN
JOHNSTOWN
JOHNSTOWN
MCCOOK
MCCOOK
MCCOOK
MCCOOK
MCCOOK
MADISON
MADISON
ANNAPOLIS
ANNAPOLIS
ANNAPOLIS
ANNAPOLIS
GREEN BAY
GREEN BAY
GREEN BAY
GREEN BAY
BLUFFTON
BLUFFTON
BLUFFTON
BLUFFTON
NASHVILLE
NASHVILLE
PALO ALTO
PALO ALTO
PALO ALTO
SHEFFIELD
SHEFFIELD
OAK BROOK
OAK BROOK
PROVIDENCE
PROVIDENCE
PROVIDENCE
RIDGELAND
RIDGELAND
FESTUS
FESTUS
FESTUS
FESTUS
State
NJ
NJ
NJ
CA
CA
CA
NC
NC
IN
IN
IN
FL
FL
NC
NC
NC
NC
NC
NE
NE
FL
FL
FL
FL
AK
AK
AK
AK
AK
AK
GA
GA
GA
GA
NY
NY
NY
MN
MN
MN
MN
IL
CO
CO
CO
CO
CO
IN
IN
OK
OK
NY
NY
NY
CA
CA
KS
KS
GA
GA
GA
PA
PA
PA
NE
NE
NE
NE
NE
WI
WI
MD
MD
MD
MD
WI
WI
WI
WI
SC
SC
SC
SC
TN
TN
CA
CA
CA
AL
AL
IL
IL
RI
RI
RI
MS
MS
MO
MO
MO
MO
Date
12/23/2008
10/27/2010
11/22/2011
2/13/2009
12/11/2009
9/1/2011
11/14/2008
12/31/2013
1/23/2009
12/29/2010
3/9/2011
3/13/2009
11/18/2009
1/23/2009
11/19/2013
1/6/2014
2/10/2014
3/19/2014
1/30/2009
7/21/2011
1/23/2009
7/19/2013
7/22/2013
9/12/2013
2/6/2009
11/28/2012
11/29/2012
1/11/2013
3/26/2013
4/1/2014
6/26/2009
3/27/2013
3/28/2013
4/9/2013
12/19/2008
5/13/2009
6/17/2009
6/26/2009
2/6/2013
2/7/2013
3/26/2013
4/24/2009
3/27/2009
9/18/2012
9/19/2012
9/20/2012
11/16/2012
1/30/2009
9/22/2011
3/6/2009
9/15/2011
1/9/2009
6/17/2009
7/29/2009
5/29/2009
1/26/2011
1/9/2009
11/2/2011
11/21/2008
6/19/2012
8/22/2012
12/19/2008
8/11/2011
11/2/2011
8/21/2009
3/26/2013
3/27/2013
3/28/2013
4/9/2013
1/30/2009
9/27/2013
1/30/2009
4/18/2012
3/6/2013
5/28/2015
11/21/2008
4/6/2011
9/14/2011
12/6/2011
12/29/2009
2/7/2014
2/10/2014
3/19/2014
2/27/2009
9/15/2011
1/30/2009
7/31/2013
8/28/2013
3/13/2009
7/14/2011
7/10/2009
8/18/2011
12/19/2008
8/5/2009
9/30/2009
2/20/2009
9/29/2010
4/3/2009
4/26/2013
4/29/2013
5/31/2013
Original Investment Type1
Preferred Stock w/ Warrants
Original Investment Amount
$12,000,000.00
Outstanding Investment
$0.00
Total Cash Back2
Investment Status*
$13,433,242.67 Redeemed, in full; warrants not outstanding
Amount
(Fee)4
Shares
Avg. Price
(Realized Loss) / (Write-off)
$12,000,000.00
12,000
$10,400,000.00
10,400
$1,000.00
$8,000,000.00
16,369
$488.73
$111,000,000.00
111,000
10,000
$1,000.00
2,964
$275.00
Warrant Proceeds
Wt Amount
Wt Shares
$1,000.00
$10,000,000.00
Gain5
$1,000.00
($2,148,900.00)
($385,378.64)
$326,576.00
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$4,400,000.00
$6,000,000.00
$16,369,000.00
$0.00
$0.00
231,782
$220,000.00
220
$3,750,000.00
Preferred Stock w/ Warrants
837,947
$500,000.00
500
$11,748,156.44 Redeemed, in full; warrants not outstanding
$9,229,948.97 Sold, in full; warrants not outstanding
$111,000,000.00
$0.00
$125,480,000.00 Redeemed, in full; warrants not outstanding
$10,000,000.00
$0.00
($8,369,000.00)
$10,870,902.67 Redeemed, in full; warrants not outstanding
$3,500,000.00
$0.00
$1,274,909.59 Sold, in full; warrants outstanding
$815,100.00
($50,000.00)
536
$281.01
$12,720,000.00
$150,621.36
12,720
$1,000.00
$877,729.70
$5,524,880.90
893
5,621
$982.90
$982.90
($15,270.30)
($96,119.10)
234
4,547
$892.61
$892.61
($25,129.26)
($488,302.33)
2,986
$956.61
($129,562.54)
$26,918,000.00
26,918
$1,000.00
$900,000.00
173,069
$3,375,945.00
$5,626,575.00
4,500,000
7,500,000
$0.75
$0.75
($1,124,055.00)
($1,873,425.00)
$504,900.00
600,000
344
8,056
61,600
$814.29
$814.29
$814.29
($63,884.24)
($1,496,079.76)
($11,439,736.00)
$3,291,750.00
3,500
$3,674,000.00
3,674
$1,000.00
$184,000.00
184
$2,492,000.00
2,492
$1,000.00
$125,000.00
125
$3,388,890,000.00
3,388,890
$1,000.00
$340,000,000.00
24,264,129
($1,506.21)
Preferred Stock w/ Exercised Warrants
$12,720,000.00
$0.00
$15,071,769.00 Redeemed, in full; warrants not outstanding
$6,514,000.00
$0.00
$636,000.00
636
$337,363.35
326
$2,370,908.26
Preferred Stock w/ Exercised Warrants
175,772
$94,153.69
$44,746.31
101
48
$7,674,004.73 Sold, in full; warrants not outstanding
($64,026.11)
Preferred Stock w/ Warrants
$4,781,000.00
$0.00
$7,501,881.70 Sold, in full; warrants not outstanding
$208,870.74
$4,058,697.67
($42,675.67)
($7,324.33)
Preferred Stock w/ Exercised Warrants
$2,986,000.00
$0.00
$3,581,397.27 Sold, in full; warrants not outstanding
$2,856,437.46
($25,000.00)
Preferred Stock w/ Warrants
$26,918,000.00
$0.00
Subordinated Debentures w/ Exercised Warrants
$12,000,000.00
$0.00
$28,356,360.00 Redeemed, in full; warrants not outstanding
$9,806,136.60 Sold, in full; warrants not outstanding
($90,025.20)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$3,652,000.00
$70,000,000.00
$3,652,000.00
$0.00
$409,753.00 Full investment outstanding; warrants outstanding
$73,129,160.69 Sold, in full; warrants not outstanding
$280,115.76
$6,559,920.24
$50,160,264.00
($570,003.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$3,674,000.00
$0.00
$4,387,576.45 Redeemed, in full; warrants not outstanding
$2,492,000.00
$0.00
$2,960,021.33 Redeemed, in full; warrants not outstanding
$3,388,890,000.00
$0.00
$3,803,257,308.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,800,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$6,000,000.00
$0.00
$2,052,682.49 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$52,000,000.00
$0.00
$59,637,438.67 Sold, in full; warrants not outstanding
Preferred Stock w/ Warrants
$21,000,000.00
$0.00
$24,601,666.66 Redeemed, in full; warrants not outstanding
$1,800,000.00
1,800
$1,000.00
$90,000.00
90
$6,000,000.00
6,000
$1,000.00
$300,000.00
300
$7,220,141.67 Redeemed, in full; warrants not outstanding
$48,391,200.00
($725,868.00)
52,000
$930.60
21,000
$1,000.00
($3,608,800.00)
$2,670,000.00
$0.00
$259,875.00
250,000
367,916
$3,435,005.65
$5,000,000.00
1,312,500
$3,735,577.67
Subordinated Debentures w/ Exercised Warrants
698,554
$825,000.00
$21,000,000.00
3,983,308
$95,031.02
$10,798.98
88
10
$6,523,255.00 Sold, in full; warrants not outstanding
$359,040.00
$2,112,000.00
$2,328,960.00
374,000
2,200,000
2,426,000
$0.96
$0.96
$0.96
($14,960.00)
($88,000.00)
($97,040.00)
($104,000,000.00)
($48,000.00)
Preferred Stock w/ Warrants
$110,000,000.00
$0.00
Preferred Stock w/ Warrants
$8,152,000.00
$0.00
$6,000,000.00 Sold, in full; warrants not outstanding
$6,000,000.00
$1,000.00
$1,000.00
1,950
50
$1,150.00
$1,150.00
7,400
$1,000.00
$6,000,000.00
$0.00
262,500
262,500
$7,400,000.00
$2,000,000.00
$0.00
$1,000.00
$1,000.00
$1,950,000.00
$50,000.00
Preferred Stock w/ Exercised Warrants
$525,000,000.00
$0.10
4,076
4,076
$262,500,000.00
$262,500,000.00
Preferred Stock w/ Warrants
60,000,000
$4,076,000.00
$4,076,000.00
6,000
$1,000.00
$13,378,714.00 Redeemed, in full; warrants not outstanding
$596,539,172.32 Redeemed, in full; warrants not outstanding
$2,503,554.78 Sold, in full; warrants not outstanding
$292,500.00
$7,500.00
($25,000.00)
Preferred Stock w/ Exercised Warrants
$7,400,000.00
$0.00
$8,798,415.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$6,000,000.00
$0.00
$7,563,057.15 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$21,100,000.00
$0.00
$0.00
$30,000,000.00
$0.00
1,055
$15,595,736.93 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
81,670
$24,841,411.03 Redeemed, in full; warrants not outstanding
$13,669,000.00
370
$190,781.12
Preferred Stock w/ Exercised Warrants
$370,000.00
$32,341,666.66 Redeemed, in full; warrants not outstanding
$21,100,000.00
$48,000,000.00
$0.00
$0.00
$410,000.00
410
30,000
$1,000.00
192,967
$2,400,000.00
2,400
$426,338.55
430
$54,607,399.33 Redeemed, in full; warrants not outstanding
$8,600,000.00
$1,055,000.00
$1,000.00
$1,400,000.00
Preferred Stock w/ Exercised Warrants
$1,000.00
13,669
$30,000,000.00
Preferred Stock w/ Exercised Warrants
21,100
$13,669,000.00
$10,701,460.58 Sold, in full; warrants not outstanding
$48,000,000.00
48,000
$1,000.00
$98,267.00
$8,352,695.00
100
8,500
$982.67
$982.67
($1,733.00)
($147,305.00)
($84,509.62)
16
Footnote
83
8,14
6,7,11
8,14
44
8
11
11
105
11
8,106
8,14,44
8,14
8,14,44
12,16
11
8,112
11
8,11,14
8,11,14
11
8,14,44
8,14,18
15,17
8
8,14
8,14
8,64,97
8
8,14,44
8
8,14,44
14,15
11
11
Institution Name
BANCTRUST FINANCIAL GROUP, INC.
BANCTRUST FINANCIAL GROUP, INC.
BANK FINANCIAL SERVICES, INC.
BANK FINANCIAL SERVICES, INC.
BANK FINANCIAL SERVICES, INC.
BANK FINANCIAL SERVICES, INC.
BANK FINANCIAL SERVICES, INC.
BANK OF AMERICA
BANK OF AMERICA
BANK OF AMERICA
BANK OF AMERICA
BANK OF COMMERCE
BANK OF COMMERCE
BANK OF COMMERCE
BANK OF COMMERCE HOLDINGS
BANK OF COMMERCE HOLDINGS
BANK OF COMMERCE HOLDINGS
BANK OF GEORGE
BANK OF GEORGE
BANK OF GEORGE
BANK OF MARIN BANCORP
BANK OF MARIN BANCORP
BANK OF MARIN BANCORP
BANK OF NEW YORK MELLON
BANK OF NEW YORK MELLON
BANK OF NEW YORK MELLON
BANK OF THE CAROLINAS CORPORATION
BANK OF THE CAROLINAS CORPORATION
BANK OF THE OZARKS, INC.
BANK OF THE OZARKS, INC.
BANK OF THE OZARKS, INC.
BANKERS' BANK OF THE WEST BANCORP, INC.
BANKERS' BANK OF THE WEST BANCORP, INC.
BANKFIRST CAPITAL CORPORATION
BANKFIRST CAPITAL CORPORATION
BANKGREENVILLE FINANCIAL CORPORATION
BANKGREENVILLE FINANCIAL CORPORATION
BANKGREENVILLE FINANCIAL CORPORATION
BANKGREENVILLE FINANCIAL CORPORATION
BANNER CORPORATION/BANNER BANK
BANNER CORPORATION/BANNER BANK
BANNER CORPORATION/BANNER BANK
BANNER COUNTY BAN CORPORATION
BANNER COUNTY BAN CORPORATION
BAR HARBOR BANKSHARES
BAR HARBOR BANKSHARES
BAR HARBOR BANKSHARES
BB&T CORP.
BB&T CORP.
BB&T CORP.
BCB HOLDING COMPANY, INC.
BCB HOLDING COMPANY, INC.
BCSB BANCORP, INC.
BCSB BANCORP, INC.
BCSB BANCORP, INC.
BEACH BUSINESS BANK
BEACH BUSINESS BANK
BEACH BUSINESS BANK
BEACH BUSINESS BANK
BEACH BUSINESS BANK
BEACH BUSINESS BANK
BERKSHIRE BANCORP, INC. / CUSTOMERS BANCORP, INC.
BERKSHIRE BANCORP, INC. / CUSTOMERS BANCORP, INC.
BERKSHIRE HILLS BANCORP, INC.
BERKSHIRE HILLS BANCORP, INC.
BERKSHIRE HILLS BANCORP, INC.
BERN BANCSHARES, INC.
BERN BANCSHARES, INC.
BIRMINGHAM BLOOMFIELD BANCSHARES, INC.
BIRMINGHAM BLOOMFIELD BANCSHARES, INC.
BIRMINGHAM BLOOMFIELD BANCSHARES, INC.
BISCAYNE BANCSHARES, INC.
BISCAYNE BANCSHARES, INC.
BISCAYNE BANCSHARES, INC.
BISCAYNE BANCSHARES, INC.
BLACKHAWK BANCORP, INC.
BLACKHAWK BANCORP, INC.
BLACKHAWK BANCORP, INC.
BLACKHAWK BANCORP, INC.
BLACKRIDGE FINANCIAL, INC.
BLACKRIDGE FINANCIAL, INC.
BLACKRIDGE FINANCIAL, INC.
BLUE RIDGE BANCSHARES, INC.
BLUE RIDGE BANCSHARES, INC.
BLUE RIDGE BANCSHARES, INC.
BLUE RIDGE BANCSHARES, INC.
BLUE RIVER BANCSHARES, INC.
BLUE RIVER BANCSHARES, INC.
BLUE VALLEY BAN CORP
BLUE VALLEY BAN CORP
BLUE VALLEY BAN CORP
BLUE VALLEY BAN CORP
BLUE VALLEY BAN CORP
BNB FINANCIAL SERVICES CORPORATION
BNB FINANCIAL SERVICES CORPORATION
BNC BANCORP
BNC BANCORP
BNC BANCORP
BNC FINANCIAL GROUP, INC.
BNC FINANCIAL GROUP, INC.
BNCCORP, INC.
BNCCORP, INC.
BNCCORP, INC.
BNCCORP, INC.
BOH HOLDINGS, INC.
BOH HOLDINGS, INC.
BOSCOBEL BANCORP, INC.
BOSCOBEL BANCORP, INC.
BOSCOBEL BANCORP, INC.
BOSCOBEL BANCORP, INC.
BOSTON PRIVATE FINANCIAL HOLDINGS INC.
BOSTON PRIVATE FINANCIAL HOLDINGS INC.
BOSTON PRIVATE FINANCIAL HOLDINGS INC.
BOSTON PRIVATE FINANCIAL HOLDINGS INC.
BRIDGE CAPITAL HOLDINGS
BRIDGE CAPITAL HOLDINGS
BRIDGE CAPITAL HOLDINGS
BRIDGE CAPITAL HOLDINGS
City
MOBILE
MOBILE
EDEN PRAIRIE
EDEN PRAIRIE
EDEN PRAIRIE
EDEN PRAIRIE
EDEN PRAIRIE
CHARLOTTE
CHARLOTTE
CHARLOTTE
CHARLOTTE
CHARLOTTE
CHARLOTTE
CHARLOTTE
REDDING
REDDING
REDDING
LAS VEGAS
LAS VEGAS
LAS VEGAS
NOVATO
NOVATO
NOVATO
NEW YORK
NEW YORK
NEW YORK
MOCKSVILLE
MOCKSVILLE
LITTLE ROCK
LITTLE ROCK
LITTLE ROCK
DENVER
DENVER
MACON
MACON
GREENVILLE
GREENVILLE
GREENVILLE
GREENVILLE
WALLA WALLA
WALLA WALLA
WALLA WALLA
HARRISBURG
HARRISBURG
BAR HARBOR
BAR HARBOR
BAR HARBOR
WINSTON-SALEM
WINSTON-SALEM
WINSTON-SALEM
THEODORE
THEODORE
BALTIMORE
BALTIMORE
BALTIMORE
MANHATTAN BEACH
MANHATTAN BEACH
MANHATTAN BEACH
MANHATTAN BEACH
MANHATTAN BEACH
MANHATTAN BEACH
PHOENIXVILLE
PHOENIXVILLE
PITTSFIELD
PITTSFIELD
PITTSFIELD
BERN
BERN
BIRMINGHAM
BIRMINGHAM
BIRMINGHAM
COCONUT GROVE
COCONUT GROVE
COCONUT GROVE
COCONUT GROVE
BELOIT
BELOIT
BELOIT
BELOIT
FARGO
FARGO
FARGO
INDEPENDENCE
INDEPENDENCE
INDEPENDENCE
INDEPENDENCE
SHELBYVILLE
SHELBYVILLE
OVERLAND PARK
OVERLAND PARK
OVERLAND PARK
OVERLAND PARK
OVERLAND PARK
NEW YORK
NEW YORK
THOMASVILLE
THOMASVILLE
THOMASVILLE
NEW CANAAN
NEW CANAAN
BISMARCK
BISMARCK
BISMARCK
BISMARCK
HOUSTON
HOUSTON
BOSCOBEL
BOSCOBEL
BOSCOBEL
BOSCOBEL
BOSTON
BOSTON
BOSTON
BOSTON
SAN JOSE
SAN JOSE
SAN JOSE
SAN JOSE
State
AL
AL
MN
MN
MN
MN
MN
NC
NC
NC
NC
NC
NC
NC
CA
CA
CA
NV
NV
NV
CA
CA
CA
NY
NY
NY
NC
NC
AR
AR
AR
CO
CO
MS
MS
SC
SC
SC
SC
WA
WA
WA
NE
NE
ME
ME
ME
NC
NC
NC
AL
AL
MD
MD
MD
CA
CA
CA
CA
CA
CA
PA
PA
MA
MA
MA
KS
KS
MI
MI
MI
FL
FL
FL
FL
WI
WI
WI
WI
ND
ND
ND
MO
MO
MO
MO
IN
IN
KS
KS
KS
KS
KS
NY
NY
NC
NC
NC
CT
CT
ND
ND
ND
ND
TX
TX
WI
WI
WI
WI
MA
MA
MA
MA
CA
CA
CA
CA
Date
12/19/2008
2/15/2013
8/14/2009
12/19/2012
12/20/2012
1/11/2013
3/26/2013
10/28/2008
1/9/2009
12/9/2009
3/9/2010
1/16/2009
11/30/2012
1/11/2013
11/14/2008
9/27/2011
10/26/2011
3/13/2009
10/21/2013
1/6/2014
12/5/2008
3/31/2009
11/23/2011
10/28/2008
6/17/2009
8/5/2009
4/17/2009
7/16/2014
12/12/2008
11/4/2009
11/24/2009
1/30/2009
4/24/2014
1/23/2009
9/8/2011
2/13/2009
11/9/2012
1/11/2013
3/26/2013
11/21/2008
4/3/2012
6/12/2013
2/6/2009
7/28/2011
1/16/2009
2/24/2010
7/28/2010
11/14/2008
6/17/2009
7/22/2009
4/3/2009
7/1/2014
12/23/2008
1/26/2011
4/19/2013
1/30/2009
7/6/2011
10/19/2011
3/7/2012
6/6/2012
6/27/2012
6/12/2009
12/28/2011
12/19/2008
5/27/2009
6/24/2009
2/13/2009
9/1/2011
4/24/2009
12/18/2009
7/28/2011
6/19/2009
2/7/2013
2/8/2013
3/26/2013
3/13/2009
10/29/2012
10/31/2012
1/11/2013
5/22/2009
6/27/2012
9/12/2012
3/6/2009
10/29/2012
10/31/2012
1/11/2013
3/6/2009
2/10/2012
12/5/2008
10/18/2013
10/21/2013
1/6/2014
1/7/2015
4/17/2009
8/30/2013
12/5/2008
8/29/2012
9/19/2012
2/27/2009
8/4/2011
1/16/2009
3/14/2014
3/17/2014
4/25/2014
3/6/2009
7/14/2011
5/15/2009
3/8/2013
3/11/2013
4/9/2013
11/21/2008
1/13/2010
6/16/2010
2/7/2011
12/23/2008
2/23/2011
3/16/2011
4/20/2011
Original Investment Type1
Preferred Stock w/ Warrants
Original Investment Amount
$50,000,000.00
Outstanding Investment
$0.00
$1,004,000.00
$0.00
Total Cash Back2
Investment Status*
$60,451,155.74 Redeemed, in full; warrants not outstanding
Amount
(Fee)4
Shares
Avg. Price
$50,000,000.00
50,000
486
518
$929.22
$929.22
$25,000,000,000.00
1,000,000
3,000
$834.00
17,000
$357.50
$28,000,000.00
28,000
3,000,000
Wt Shares
$1,000.00
$3,000,000,000.00
Wt Amount
$1,000.00
2,672
Gain5
$25,000.00
$2,502,000.00
(Realized Loss) / (Write-off)
$1,000.00
$451,600.92
$481,335.96
$15,000.00
730,994
$23,500.00
50
$305,913,040.28
121,792,790
$100,100.00
150
$125,000.00
Preferred Stock w/ Exercised Warrants
405,405
$23,709.00
134
$1,000.00
$1,114,680.76 Sold, in full; warrants not outstanding
($34,399.08)
($36,664.04)
($9,329.37)
($15,670.63)
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$15,000,000,000.00
$10,000,000,000.00
$0.00
$26,599,663,040.28 Redeemed, in full; warrants not outstanding
$3,000,000.00
$0.00
$3,087,573.33 Sold, in full; warrants not outstanding
($498,000.00)
($25,000.00)
Preferred Stock w/ Warrants
$17,000,000.00
$0.00
$19,564,027.78 Redeemed, in full; warrants not outstanding
$17,000,000.00
Preferred Stock w/ Exercised Warrants
$2,672,000.00
$0.00
$1,233,940.00 Sold, in full; warrants not outstanding
$955,240.00
($1,716,760.00)
($25,000.00)
Preferred Stock w/ Warrants
$28,000,000.00
$0.00
$30,155,095.11 Redeemed, in full; warrants not outstanding
$1,703,984.00
$0.00
Preferred Stock w/ Warrants
$13,179,000.00
$0.00
Preferred Stock w/ Warrants
$75,000,000.00
$0.00
14,516,129
$2,650,000.00
$3,000,000,000.00
154,908
$136,000,000.00
Preferred Stock w/ Warrants
379,811
$3,231,416,666.67 Redeemed, in full; warrants not outstanding
$4,334,427.00 Sold, in full; warrants not outstanding
$3,294,750.00
13,179
$250.00
$75,000,000.00
75,000
$1,000.00
($9,884,250.00)
$12,639,000.00
12,639
$1,000.00
$632,000.00
632
$15,500,000.00
15,500
$1,000.00
$775,000.00
775
1,000
$900.00
($100,000.00)
$21,880.50
50
($14,282,320.00)
$134,201.00
243,998
$81,004,166.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$12,639,000.00
$0.00
$17,097,990.60 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$15,500,000.00
$0.00
$18,492,469.25 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,000,000.00
$0.00
$1,100,653.50 Sold, in full; warrants not outstanding
$124,000,000.00
$0.00
$129,079,862.47 Sold, in full; warrants not outstanding
$795,000.00
$0.00
$900,000.00
($9,000.00)
($16,000.00)
Preferred Stock w/ Warrants
$109,717,680.00
124,000
$884.82
$795,000.00
795
$1,000.00
$18,751,000.00
Preferred Stock w/ Exercised Warrants
($1,645,765.20)
18,751
$1,000.00
$942,411.42 Redeemed, in full; warrants not outstanding
$0.00
13,902,573
$20,037,514.11 Redeemed, in full; warrants not outstanding
$3,133,640,000.00
$0.00
$3,293,353,918.53 Redeemed, in full; warrants not outstanding
$1,706,000.00
$0.00
$2,315,853.14 Redeemed, in full; warrants not outstanding
$3,133,640,000.00
3,134
$1,000,000.00
$1,706,000.00
1,706
$1,000.00
$10,800,000.00
Preferred Stock w/ Exercised Warrants
4
52,455
$67,010,401.86
Preferred Stock w/ Warrants
$18,751,000.00
$40,000.00
$250,000.00
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$10,800,000.00
$6,000,000.00
$0.00
10,800
$1,000.00
$0.00
$85,000.00
85
$1,442,000.00
Preferred Stock w/ Warrants
183,465
300
$13,371,500.00 Redeemed, in full; warrants not outstanding
$7,263,316.66 Redeemed, in full; warrants not outstanding
$1,500,000.00
$1,500,000.00
$1,500,000.00
$1,200,000.00
$300,000.00
$300,000.00
$145,000.00
145
40,000
$1,000.00
226,330
$50,000.00
5
$3,444,478.21 Redeemed, in full; warrants not outstanding
$0.00
$1,000.00
$1,040,000.00
$0.00
2,892
$40,000,000.00
$2,892,000.00
$40,000,000.00
$1,000.00
$1,000.00
$1,000.00
$1,000.00
$1,000.00
$2,892,000.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
1,500
1,500
1,500
1,200
300
$41,917,777.78 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$985,000.00
$0.00
$1,172,062.50 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,635,000.00
$1,744,000.00
$0.00
$3,803,022.67 Redeemed, in full; warrants not outstanding
Subordinated Debentures w/ Exercised Warrants
$6,400,000.00
$0.00
$8,271,975.28 Sold, in full; warrants not outstanding
$985,000.00
985
$1,000.00
$3,379,000.00
3,379
$1,000.00
$82,000.00
82
$2,532,140.00
$3,700,820.00
2,600,000
3,800,000
$0.97
$0.97
($67,860.00)
($99,180.00)
$64,158.97
$140,347.75
64,000
140,000
205
9,795
$910.00
$910.00
($18,450.00)
($881,550.00)
$470,250.00
500
$2,250,000.00
$2,750,000.00
2,250
2,750
$1,000.00
$1,000.00
$250,000.00
250
$19,630.00
$9,040,370.00
26
11,974
$755.00
$755.00
($6,370.00)
($2,933,630.00)
$541,793.34
600
3,250
18,500
$977.61
$977.61
$3,056.00
130,977
7,500
$1,000.00
31,260
$921.23
($62,329.60)
Preferred Stock w/ Exercised Warrants
$10,000,000.00
$0.00
$11,459,461.11 Sold, in full; warrants not outstanding
$186,550.00
$8,913,450.00
($91,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$5,000,000.00
$12,000,000.00
$0.00
$0.00
$6,127,326.35 Redeemed, in full; warrants not outstanding
$11,938,437.34 Sold, in full; warrants not outstanding
($90,600.00)
Preferred Stock w/ Exercised Warrants
$5,000,000.00
$0.00
$21,750,000.00
$0.00
$529,105.00 Currently Not Collectible
($5,000,000.00)
Preferred Stock w/ Warrants
$21,264,901.65 Sold, in full; warrants not outstanding
$3,177,232.50
$18,085,785.00
($72,767.50)
($414,215.00)
($212,630.18)
Preferred Stock w/ Exercised Warrants
$7,500,000.00
$0.00
$31,260,000.00
$0.00
$9,776,051.62 Redeemed, in full; warrants not outstanding
$7,500,000.00
$4,797,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$20,093,000.00
$0.00
375
543,337
$35,140,666.12 Sold, in full; warrants not outstanding
$28,797,649.80
Preferred Stock w/ Exercised Warrants
$375,000.00
$939,920.00
Preferred Stock w/ Warrants
($431,964.75)
($2,462,350.20)
$5,673,920.75 Redeemed, in full; warrants not outstanding
$4,797,000.00
4,797
$1,000.00
$143,000.00
$19,950,000.00
143
19,950
$1,001.08
$1,001.08
$10,000,000.00
10,000
$1,000.00
$5,586,000.00
5,586,000
$1.11
$50,000,000.00
$104,000,000.00
50,000
104,000
$1,000.00
$1,000.00
$15,000,000.00
$8,864,000.00
15,000
8,864
$240,000.00
240
$29,737.13
$966,456.56
30
975
$1,000.00
$1,000.00
$26,941,865.35 Sold, in full; warrants not outstanding
$154.44
$21,546.00
($201,147.00)
Preferred Stock w/ Exercised Warrants
$10,000,000.00
$0.00
$5,586,000.00
$0.00
$11,783,777.44 Redeemed, in full; warrants not outstanding
$500,000.00
500
$232,180.54
$129,709.80
179,000
100,000
$6,202,523.25
Subordinated Debentures w/ Exercised Warrants
2,887,500
$1,395,000.00
396,412
$6,947,457.50 Sold, in full; warrants not outstanding
$592,730.46
($61,787.30)
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$154,000,000.00
$23,864,000.00
$0.00
$0.00
$171,224,745.48 Redeemed, in full; warrants not outstanding
$27,872,582.22 Redeemed, in full; warrants not outstanding
17
Footnote
Institution Name
BRIDGEVIEW BANCORP, INC.
BRIDGEVIEW BANCORP, INC.
BRIDGEVIEW BANCORP, INC.
9,10,18,65,96,99 BROADWAY FINANCIAL CORPORATION
BROADWAY FINANCIAL CORPORATION
14,15
BROGAN BANKSHARES, INC.
BROGAN BANKSHARES, INC.
BROGAN BANKSHARES, INC.
BROGAN BANKSHARES, INC.
8,14,44
BROTHERHOOD BANCSHARES, INC.
BROTHERHOOD BANCSHARES, INC.
8,11,14
BUSINESS BANCSHARES, INC.
BUSINESS BANCSHARES, INC.
BUSINESS BANCSHARES, INC.
BUSINESS BANCSHARES, INC.
8,11,14
BUTLER POINT, INC.
BUTLER POINT, INC.
11
C&F FINANCIAL CORPORATION
C&F FINANCIAL CORPORATION
C&F FINANCIAL CORPORATION
C&F FINANCIAL CORPORATION
8,14,18,44
CACHE VALLEY BANKING COMPANY
CACHE VALLEY BANKING COMPANY
CACHE VALLEY BANKING COMPANY
125
CADENCE FINANCIAL CORPORATION
CADENCE FINANCIAL CORPORATION
8,14,44
CALIFORNIA BANK OF COMMERCE
CALIFORNIA BANK OF COMMERCE
8,11,14
CALIFORNIA OAKS STATE BANK
CALIFORNIA OAKS STATE BANK
8
CALVERT FINANCIAL CORPORATION
CALVERT FINANCIAL CORPORATION
8,130
CALWEST BANCORP
CALWEST BANCORP
8,11,14
CAPITAL BANCORP, INC.
CAPITAL BANCORP, INC.
39
CAPITAL BANK CORPORATION
CAPITAL BANK CORPORATION
8,128
CAPITAL COMMERCE BANCORP, INC.
CAPITAL COMMERCE BANCORP, INC.
11
CAPITAL ONE FINANCIAL CORP
CAPITAL ONE FINANCIAL CORP
CAPITAL ONE FINANCIAL CORP
8,14
CAPITAL PACIFIC BANCORP
CAPITAL PACIFIC BANCORP
CAPITAL PACIFIC BANCORP
CAPITAL PACIFIC BANCORP
14,15,45
CARDINAL BANCORP II, INC.
CARDINAL BANCORP II, INC.
CAROLINA BANK HOLDINGS, INC.
CAROLINA BANK HOLDINGS, INC.
CAROLINA BANK HOLDINGS, INC.
CAROLINA BANK HOLDINGS, INC.
CAROLINA BANK HOLDINGS, INC.
CAROLINA TRUST BANK
CAROLINA TRUST BANK
CAROLINA TRUST BANK
CAROLINA TRUST BANK
CAROLINA TRUST BANK
11
CARROLLTON BANCORP
CARROLLTON BANCORP
9,11,36
CARVER BANCORP, INC.
CARVER BANCORP, INC.
CASCADE FINANCIAL CORPORATION
CASCADE FINANCIAL CORPORATION
11
CATHAY GENERAL BANCORP
CATHAY GENERAL BANCORP
CATHAY GENERAL BANCORP
CATHAY GENERAL BANCORP
8,14,18,44
CATSKILL HUDSON BANCORP, INC.
CATSKILL HUDSON BANCORP, INC.
CATSKILL HUDSON BANCORP, INC.
8,57,97
CB HOLDING CORP.
CB HOLDING CORP.
8,18
CBB BANCORP
CBB BANCORP
CBB BANCORP
CBB BANCORP
CBB BANCORP
CBB BANCORP
8,14
CBS BANC-CORP.
CBS BANC-CORP.
CBS BANC-CORP.
CBS BANC-CORP.
CBS BANC-CORP.
CECIL BANCORP, INC.
8
CEDARSTONE BANK
CEDARSTONE BANK
44
CENTER BANCORP, INC.
CENTER BANCORP, INC.
CENTER BANCORP, INC.
11,59
CENTER FINANCIAL CORPORATION / BBCN BANCORP, INC.
CENTER FINANCIAL CORPORATION / BBCN BANCORP, INC.
CENTER FINANCIAL CORPORATION / BBCN BANCORP, INC.
8,14
CENTERBANK
CENTERBANK
CENTERBANK
CENTERBANK
CENTERBANK
12,16
CENTERSTATE BANKS OF FLORIDA INC.
CENTERSTATE BANKS OF FLORIDA INC.
CENTERSTATE BANKS OF FLORIDA INC.
8,11,14
CENTRA FINANCIAL HOLDINGS, INC.
CENTRA FINANCIAL HOLDINGS, INC.
CENTRA FINANCIAL HOLDINGS, INC.
45
CENTRAL BANCORP, INC. (MA)
CENTRAL BANCORP, INC. (MA)
CENTRAL BANCORP, INC. (MA)
8,113
CENTRAL BANCORP, INC. (TX)
CENTRAL BANCORP, INC. (TX)
8,11,14
CENTRAL BANCSHARES, INC.
CENTRAL BANCSHARES, INC.
8,14
CENTRAL COMMUNITY CORPORATION
CENTRAL COMMUNITY CORPORATION
CENTRAL COMMUNITY CORPORATION
CENTRAL COMMUNITY CORPORATION
CENTRAL FEDERAL CORPORATION
CENTRAL FEDERAL CORPORATION
8
City
BRIDGEVIEW
BRIDGEVIEW
BRIDGEVIEW
LOS ANGELES
LOS ANGELES
KAUKAUNA
KAUKAUNA
KAUKAUNA
KAUKAUNA
KANSAS CITY
KANSAS CITY
CLAYTON
CLAYTON
CLAYTON
CLAYTON
CATLIN
CATLIN
WEST POINT
WEST POINT
WEST POINT
WEST POINT
LOGAN
LOGAN
LOGAN
STARKVILLE
STARKVILLE
LAFAYETTE
LAFAYETTE
THOUSAND OAKS
THOUSAND OAKS
ASHLAND
ASHLAND
RANCHO SANTA MARGARITA
RANCHO SANTA MARGARITA
ROCKVILLE
ROCKVILLE
RALEIGH
RALEIGH
MILWAUKEE
MILWAUKEE
MCLEAN
MCLEAN
MCLEAN
PORTLAND
PORTLAND
PORTLAND
PORTLAND
WASHINGTON
WASHINGTON
GREENSBORO
GREENSBORO
GREENSBORO
GREENSBORO
GREENSBORO
LINCOLNTON
LINCOLNTON
LINCOLNTON
LINCOLNTON
LINCOLNTON
BALTIMORE
BALTIMORE
NEW YORK
NEW YORK
EVERETT
EVERETT
LOS ANGELES
LOS ANGELES
LOS ANGELES
LOS ANGELES
ROCK HILL
ROCK HILL
ROCK HILL
ALEDO
ALEDO
CARTERSVILLE
CARTERSVILLE
CARTERSVILLE
CARTERSVILLE
CARTERSVILLE
CARTERSVILLE
RUSSELLVILLE
RUSSELLVILLE
RUSSELLVILLE
RUSSELLVILLE
RUSSELLVILLE
ELKTON
LEBANON
LEBANON
UNION
UNION
UNION
LOS ANGELES
LOS ANGELES
LOS ANGELES
MILFORD
MILFORD
MILFORD
MILFORD
MILFORD
DAVENPORT
DAVENPORT
DAVENPORT
MORGANTOWN
MORGANTOWN
MORGANTOWN
SOMERVILLE
SOMERVILLE
SOMERVILLE
GARLAND
GARLAND
HOUSTON
HOUSTON
TEMPLE
TEMPLE
TEMPLE
TEMPLE
FAIRLAWN
FAIRLAWN
State
IL
IL
IL
CA
CA
WI
WI
WI
WI
KS
KS
MO
MO
MO
MO
IL
IL
VA
VA
VA
VA
UT
UT
UT
MS
MS
CA
CA
CA
CA
MO
MO
CA
CA
MD
MD
NC
NC
WI
WI
VA
VA
VA
OR
OR
OR
OR
MO
MO
NC
NC
NC
NC
NC
NC
NC
NC
NC
NC
MD
MD
NY
NY
WA
WA
CA
CA
CA
CA
NY
NY
NY
IL
IL
GA
GA
GA
GA
GA
GA
AL
AL
AL
AL
AL
MD
TN
TN
NJ
NJ
NJ
CA
CA
CA
OH
OH
OH
OH
OH
FL
FL
FL
WV
WV
WV
MA
MA
MA
TX
TX
TX
TX
TX
TX
TX
TX
OH
OH
Date
12/19/2008
11/19/2013
1/6/2014
11/14/2008
12/4/2009
5/15/2009
4/26/2013
4/29/2013
5/31/2013
7/17/2009
9/15/2011
4/24/2009
5/23/2012
1/9/2013
4/24/2013
3/13/2009
11/2/2011
1/9/2009
7/27/2011
4/11/2012
5/14/2014
12/23/2008
12/18/2009
7/14/2011
1/9/2009
3/4/2011
2/27/2009
9/15/2011
1/23/2009
12/8/2010
1/23/2009
2/17/2016
1/23/2009
12/23/2015
12/23/2008
12/30/2010
12/12/2008
1/28/2011
4/10/2009
10/2/2015
11/14/2008
6/17/2009
12/9/2009
12/23/2008
11/8/2012
11/9/2012
1/11/2013
10/23/2009
9/8/2011
1/9/2009
2/20/2013
2/21/2013
3/26/2013
4/19/2013
2/6/2009
11/30/2012
1/11/2013
3/26/2013
6/11/2013
2/13/2009
4/19/2013
1/16/2009
8/27/2010
11/21/2008
6/30/2011
12/5/2008
3/20/2013
9/30/2013
12/9/2013
2/27/2009
12/22/2009
7/21/2011
5/29/2009
10/14/2011
2/20/2009
12/29/2009
11/28/2012
11/29/2012
1/11/2013
3/26/2013
3/27/2009
8/7/2012
8/9/2012
8/10/2012
9/11/2012
12/23/2008
2/6/2009
11/20/2013
1/9/2009
9/15/2011
12/7/2011
12/12/2008
6/27/2012
5/27/2015
5/1/2009
10/29/2012
11/1/2012
1/11/2013
3/26/2013
11/21/2008
9/30/2009
10/28/2009
1/16/2009
3/31/2009
4/15/2009
12/5/2008
8/25/2011
10/19/2011
2/27/2009
8/29/2014
1/30/2009
7/6/2011
2/20/2009
12/10/2012
12/11/2012
1/11/2013
12/5/2008
9/26/2012
Original Investment Type1
Preferred Stock w/ Exercised Warrants
Original Investment Amount
$38,000,000.00
Outstanding Investment
$0.00
Total Cash Back2
Investment Status*
$13,447,811.37 Sold, in full; warrants not outstanding
Amount
(Fee)4
$10,450,000.00
Shares
Avg. Price
38,000
$275.00
60,000
2,340,000
$1.05
$1.05
$11,000,000.00
11,000
$6,000,000.00
$2,500,000.00
$6,500,000.00
6,000
2,500
6,500
$607,000.00
(Realized Loss) / (Write-off)
Gain5
($27,550,000.00)
Wt Amount
Wt Shares
$709,155.81
1,900
$125,135.60
120,000
$1,000.00
$550,000.00
550
$1,000.00
$1,000.00
$1,000.00
$750,000.00
750
607
$1,000.00
$30,000.00
30
$10,000,000.00
$10,000,000.00
10,000
10,000
$1,000.00
$1,000.00
$2,303,180.00
167,504
$9,407,000.00
9,407
$1,000.00
$238,000.00
238
$38,000,000.00
44,000
$863.64
($104,500.00)
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
$9,000,000.00
$6,000,000.00
$2,400,000.00
$15,000,000.00
$0.00
$810,416.67 Full investment outstanding; warrants not outstanding
$3,022,879.60 Sold, in full; warrants not outstanding
$60,000.00
$2,340,000.00
$3,000.60
$117,023.40
($25,000.00)
Preferred Stock w/ Exercised Warrants
$11,000,000.00
$0.00
$12,845,586.01 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$15,000,000.00
$0.00
$18,707,708.84 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$607,000.00
$0.00
$724,123.53 Redeemed, in full; warrants not outstanding
$20,000,000.00
$0.00
$25,205,957.78 Redeemed, in full; warrants not outstanding
$4,767,000.00
$4,640,000.00
$0.00
$10,674,333.80 Redeemed, in full; warrants not outstanding
$44,000,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$4,000,000.00
$0.00
$41,984,062.50 Sold, in full; warrants not outstanding
$4,755,899.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$3,300,000.00
$0.00
$3,802,219.25 Redeemed, in full; warrants not outstanding
($6,000,000.00)
$4,000,000.00
$0.00
$0.00
$3,555,199,000.00
$0.00
$52,000.00
52
$0.20
$235,000.00
235
12,657,960
$169,042.00
200
$313,000.00
313,000
357,675
$45,252,104.25 Redeemed, in full; warrants not outstanding
$5,100,000.00
$1,000.00
$5,452,281.19 Redeemed, in full; warrants not outstanding
$41,279,000.00
1,037
$1,800,000.00
$0.00
24,445,000
$1,604,019.48 Redeemed, in full; warrants not outstanding
$4,700,000.00
165
$5,285,163.67 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
200
$165,000.00
$146,500,064.55
$0.00
$0.00
$200,000.00
$1,000.00
$4,656,000.00
$1,037,000.00
$4,656,000.00
$1,000.00
3,300
$1,037,000.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
4,000
$3,300,000.00
$4,700,000.00
Preferred Stock w/ Exercised Warrants
4,700
$1,000.00
$41,279,000.00
Preferred Stock w/ Warrants
41,279
$1,000.00
$2,764,934.40 Sold, in full; warrants not outstanding
$2,455,328.00
$4,000,000.00
$0.00
$2.00
3,555,199
$1,000.00
$247,727.04
$3,505,712.96
Preferred Stock w/ Exercised Warrants
1,227,664
$3,555,199,000.00
Preferred Stock w/ Warrants
$233,000.00
264
3,736
$938.36
$938.36
($2,644,672.00)
$3,806,873,702.13 Redeemed, in full; warrants not outstanding
$4,742,850.89 Sold, in full; warrants not outstanding
($16,272.96)
($230,287.04)
($25,000.00)
Subordinated Debentures w/ Exercised Warrants
$6,251,000.00
$0.00
$16,000,000.00
$0.00
$7,547,479.56 Redeemed, in full; warrants not outstanding
$6,251,000.00
6,251,000
$1.00
$14,525,843.40
$435,756.60
Preferred Stock w/ Warrants
15,534
466
$935.10
$935.10
($1,008,156.60)
($30,243.40)
4,000
$853.00
($588,000.00)
9,201
$1,000.00
$1,000.00
$19,941,788.94 Sold, in full; warrants not outstanding
($149,616.00)
Preferred Stock w/ Warrants
$4,000,000.00
$0.00
$3,994,452.00 Sold, in full; warrants not outstanding
$3,412,000.00
($34,120.00)
($15,880.00)
$19,132.00
$9,201,000.00
$0.00
$0.00
Preferred Stock w/ Warrants
$38,970,000.00
$0.00
$258,000,000.00
$0.00
1,846,374
$263,000.00
263
$20,511,580.55 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
86,957
205,379
$11,388,958.51 Redeemed, in full; warrants not outstanding
$18,980,000.00
$213,594.16
$13,107,778.30
Preferred Stock w/ Warrants
$9,201,000.00
Preferred Stock
$18,980,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$4,114,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$2,644,000.00
$1,753,000.00
$0.00
$416.99
129,000
129,000
$1,000.00
$1,000.00
$6,500,000.00
$3,000,000.00
$3,500,000.00
38,970
$129,000,000.00
$129,000,000.00
Preferred Stock w/ Exercised Warrants
18,980
$16,250,000.00
6,500
$1,000.00
$17,678,900.00 Sold, in full; warrants not outstanding
($22,720,000.00)
$329,874,444.96 Redeemed, in full; warrants not outstanding
$7,448,071.47 Redeemed, in full; warrants not outstanding
$271,579.53 Currently Not Collectible
($4,114,000.00)
$4,982,141.86 Sold, in full; warrants not outstanding
$1,268,825.60
$2,831,259.86
1,360
3,037
$932.96
$932.26
($91,174.40)
($205,740.14)
$115,861.34
132
1,020
23,280
$905.20
$905.20
($96,696.00)
($2,206,944.00)
$287,213.85
$689,313.24
$131,297.76
315
756
144
$178,000.00
178
($32,969.92)
($363.42)
Preferred Stock w/ Exercised Warrants
$24,300,000.00
$0.00
$27,432,357.95 Sold, in full; warrants not outstanding
$923,304.00
$21,073,056.00
($219,963.60)
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$11,560,000.00
$3,564,000.00
$11,560,000.00
$0.00
Preferred Stock w/ Warrants
$10,000,000.00
$0.00
$516,988.89 Full investment outstanding; warrants outstanding
$4,672,098.50 Redeemed, in full; warrants not outstanding
$3,564,000.00
3,564
$1,000.00
$10,000,000.00
10,000
$1,000.00
$55,000,000.00
55,000
$1,000.00
$11,586,666.67 Redeemed, in full; warrants not outstanding
$245,000.00
$2,250,000.00
$0.00
$0.00
350,767
$84,057.43
113
$212,000.00
Preferred Stock w/ Exercised Warrants
$55,000,000.00
86,705
$1,115,500.00
Preferred Stock w/ Warrants
125,413
$65,855,083.33 Redeemed, in full; warrants not outstanding
$2,344,662.43 Sold, in full; warrants not outstanding
$24,750.00
$1,831,500.00
30
2,220
$825.00
$825.00
($5,250.00)
($388,500.00)
($18,562.50)
($6,437.50)
Preferred Stock w/ Warrants
$27,875,000.00
$0.00
$29,283,302.58 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$15,000,000.00
$0.00
$15,922,937.50 Redeemed, in full; warrants not outstanding
$27,875,000.00
27,875
$1,000.00
$15,000,000.00
15,000
$1,000.00
$750,000.00
$10,000,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$22,500,000.00
$0.00
$5,800,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$22,000,000.00
$0.00
234,742
1,125
$13,886,111.11 Redeemed, in full; warrants not outstanding
$10,000,000.00
Preferred Stock w/ Exercised Warrants
750
$2,525,000.00
Preferred Stock w/ Warrants
10,000
$1,000.00
$31,086,221.13 Redeemed, in full; warrants not outstanding
$22,500,000.00
22,500
$1,000.00
$1,125,000.00
$5,800,000.00
5,800
$1,000.00
$290,000.00
290
$5,333,059.60
$15,043,340.40
5,758
16,242
$926.20
$926.20
($424,940.40)
($1,198,659.60)
$1,058,725.80
1,100
7,225
$415.22
($4,225,000.00)
$6,859,176.83 Redeemed, in full; warrants not outstanding
$25,797,528.80 Sold, in full; warrants not outstanding
($203,764.00)
Preferred Stock w/ Warrants
$7,225,000.00
$0.00
$3,612,118.06 Sold, in full; warrants not outstanding
$3,000,000.00
18
Footnote
11
40
45
93
8,17,44
8,14,44
14,15
15
8
23
19,30
11
8,55,97
8,14
9,11,36
8
8
8,14,44
11
86
45
8,9,124
11
8,14
82
8,17
45
44
8,14
8,11,14
11,16
8,14,44
11
11
14,15
Institution Name
CENTRAL JERSEY BANCORP
CENTRAL JERSEY BANCORP
CENTRAL JERSEY BANCORP
CENTRAL PACIFIC FINANCIAL CORP.
CENTRAL PACIFIC FINANCIAL CORP.
CENTRAL PACIFIC FINANCIAL CORP.
CENTRAL PACIFIC FINANCIAL CORP.
CENTRAL VALLEY COMMUNITY BANCORP
CENTRAL VALLEY COMMUNITY BANCORP
CENTRAL VALLEY COMMUNITY BANCORP
CENTRAL VIRGINIA BANKSHARES, INC.
CENTRAL VIRGINIA BANKSHARES, INC.
CENTRIC FINANCIAL CORPORATION
CENTRIC FINANCIAL CORPORATION
CENTRIX BANK & TRUST
CENTRIX BANK & TRUST
CENTRUE FINANCIAL CORPORATION
CENTRUE FINANCIAL CORPORATION
CENTRUE FINANCIAL CORPORATION
CENTRUE FINANCIAL CORPORATION
CENTRUE FINANCIAL CORPORATION
CENTRUE FINANCIAL CORPORATION
CENTRUE FINANCIAL CORPORATION
CENTRUE FINANCIAL CORPORATION
CENTURY FINANCIAL SERVICES CORPORATION
CENTURY FINANCIAL SERVICES CORPORATION
CENTURY FINANCIAL SERVICES CORPORATION
CENTURY FINANCIAL SERVICES CORPORATION
CHAMBERS BANCSHARES, INC.
CHAMBERS BANCSHARES, INC.
CHICAGO SHORE CORPORATION
CHICAGO SHORE CORPORATION
CHICAGO SHORE CORPORATION
CHICAGO SHORE CORPORATION
CIT GROUP INC.
CIT GROUP INC.
CITIGROUP INC.
CITIGROUP INC.
CITIGROUP INC.
CITIZENS & NORTHERN CORPORATION
CITIZENS & NORTHERN CORPORATION
CITIZENS & NORTHERN CORPORATION
CITIZENS BANCORP
CITIZENS BANCORP
CITIZENS BANCSHARES CO.
CITIZENS BANCSHARES CO.
CITIZENS BANCSHARES CO.
CITIZENS BANCSHARES CO.
CITIZENS BANCSHARES CORPORATION
CITIZENS BANCSHARES CORPORATION
CITIZENS BANK & TRUST COMPANY, ESTABLISHED 1945
CITIZENS BANK & TRUST COMPANY, ESTABLISHED 1945
CITIZENS BANK & TRUST COMPANY, ESTABLISHED 1945
CITIZENS COMMERCE BANCSHARES, INC.
CITIZENS COMMUNITY BANK
CITIZENS COMMUNITY BANK
CITIZENS FIRST CORPORATION
CITIZENS FIRST CORPORATION
CITIZENS FIRST CORPORATION
CITIZENS FIRST CORPORATION
CITIZENS FIRST CORPORATION
CITIZENS REPUBLIC BANCORP, INC. / FIRSTMERIT CORPORATION
CITIZENS REPUBLIC BANCORP, INC. / FIRSTMERIT CORPORATION
CITIZENS REPUBLIC BANCORP, INC. / FIRSTMERIT CORPORATION
CITIZENS SOUTH BANKING CORPORATION
CITIZENS SOUTH BANKING CORPORATION
CITIZENS SOUTH BANKING CORPORATION
CITY NATIONAL BANCSHARES CORPORATION
CITY NATIONAL BANCSHARES CORPORATION
CITY NATIONAL CORPORATION
CITY NATIONAL CORPORATION
CITY NATIONAL CORPORATION
CITY NATIONAL CORPORATION
CLOVER COMMUNITY BANKSHARES, INC.
CLOVER COMMUNITY BANKSHARES, INC.
CLOVER COMMUNITY BANKSHARES, INC.
CLOVER COMMUNITY BANKSHARES, INC.
COASTAL BANKING COMPANY, INC.
COASTAL BANKING COMPANY, INC.
COASTAL BANKING COMPANY, INC.
COASTAL BANKING COMPANY, INC.
COASTAL BANKING COMPANY, INC.
COASTAL BANKING COMPANY, INC.
COASTALSOUTH BANCHARES, INC.
COASTALSOUTH BANCHARES, INC.
COASTALSOUTH BANCHARES, INC.
COASTALSOUTH BANCHARES, INC.
COBIZ FINANCIAL INC.
COBIZ FINANCIAL INC.
COBIZ FINANCIAL INC.
CODORUS VALLEY BANCORP, INC.
CODORUS VALLEY BANCORP, INC.
CODORUS VALLEY BANCORP, INC.
COLOEAST BANKSHARES, INC.
COLOEAST BANKSHARES, INC.
COLOEAST BANKSHARES, INC.
COLOEAST BANKSHARES, INC.
COLONIAL AMERICAN BANK
COLONIAL AMERICAN BANK
COLONY BANKCORP, INC.
COLONY BANKCORP, INC.
COLONY BANKCORP, INC.
COLONY BANKCORP, INC.
COLONY BANKCORP, INC.
COLUMBIA BANKING SYSTEM, INC.
COLUMBIA BANKING SYSTEM, INC.
COLUMBIA BANKING SYSTEM, INC.
COLUMBINE CAPITAL CORP.
COLUMBINE CAPITAL CORP.
COMERICA INC.
COMERICA INC.
COMERICA INC.
COMMERCE NATIONAL BANK
COMMERCE NATIONAL BANK
COMMERCE NATIONAL BANK
COMMONWEALTH BANCSHARES, INC.
COMMONWEALTH BANCSHARES, INC.
COMMONWEALTH BANCSHARES, INC.
City
OAKHURST
OAKHURST
OAKHURST
HONOLULU
HONOLULU
HONOLULU
HONOLULU
FRESNO
FRESNO
FRESNO
POWHATAN
POWHATAN
HARRISBURG
HARRISBURG
BEDFORD
BEDFORD
OTTAWA
OTTAWA
OTTAWA
OTTAWA
OTTAWA
OTTAWA
OTTAWA
OTTAWA
SANTA FE
SANTA FE
SANTA FE
SANTA FE
DANVILLE
DANVILLE
CHICAGO
CHICAGO
CHICAGO
CHICAGO
NEW YORK
NEW YORK
NEW YORK
NEW YORK
NEW YORK
WELLSBORO
WELLSBORO
WELLSBORO
NEVADA CITY
NEVADA CITY
CHILLICOTHE
CHILLICOTHE
CHILLICOTHE
CHILLICOTHE
ATLANTA
ATLANTA
COVINGTON
COVINGTON
COVINGTON
VERSAILLES
SOUTH HILL
SOUTH HILL
BOWLING GREEN
BOWLING GREEN
BOWLING GREEN
BOWLING GREEN
BOWLING GREEN
FLINT
FLINT
FLINT
GASTONIA
GASTONIA
GASTONIA
NEWARK
NEWARK
BEVERLY HILLS
BEVERLY HILLS
BEVERLY HILLS
BEVERLY HILLS
CLOVER
CLOVER
CLOVER
CLOVER
FERNANDINA BEACH
FERNANDINA BEACH
FERNANDINA BEACH
FERNANDINA BEACH
FERNANDINA BEACH
FERNANDINA BEACH
HILTON HEAD ISLAND
HILTON HEAD ISLAND
HILTON HEAD ISLAND
HILTON HEAD ISLAND
DENVER
DENVER
DENVER
YORK
YORK
YORK
LAMAR
LAMAR
LAMAR
LAMAR
WEST CONSHOHOCKEN
WEST CONSHOHOCKEN
FITZGERALD
FITZGERALD
FITZGERALD
FITZGERALD
FITZGERALD
TACOMA
TACOMA
TACOMA
BUENA VISTA
BUENA VISTA
DALLAS
DALLAS
DALLAS
NEWPORT BEACH
NEWPORT BEACH
NEWPORT BEACH
LOUISVILLE
LOUISVILLE
LOUISVILLE
State
NJ
NJ
NJ
HI
HI
HI
HI
CA
CA
CA
VA
VA
PA
PA
NH
NH
IL
IL
IL
IL
IL
IL
IL
IL
NM
NM
NM
NM
AR
AR
IL
IL
IL
IL
NY
NY
NY
NY
NY
PA
PA
PA
CA
CA
MO
MO
MO
MO
GA
GA
LA
LA
LA
KY
VA
VA
KY
KY
KY
KY
KY
MI
MI
MI
NC
NC
NC
NJ
NJ
CA
CA
CA
CA
SC
SC
SC
SC
FL
FL
FL
FL
FL
FL
SC
SC
SC
SC
CO
CO
CO
PA
PA
PA
CO
CO
CO
CO
PA
PA
GA
GA
GA
GA
GA
WA
WA
WA
CO
CO
TX
TX
TX
CA
CA
CA
KY
KY
KY
Date
12/23/2008
11/24/2010
12/1/2010
1/9/2009
6/22/2011
4/4/2012
6/11/2013
1/30/2009
8/18/2011
9/28/2011
1/30/2009
10/1/2013
12/18/2009
7/14/2011
2/6/2009
7/28/2011
1/9/2009
9/25/2013
10/18/2013
10/29/2013
1/6/2014
2/10/2014
3/19/2014
10/15/2014
6/19/2009
12/19/2012
12/20/2012
1/11/2013
5/29/2009
4/1/2015
7/31/2009
3/14/2014
3/17/2014
4/25/2014
12/31/2008
12/10/2009
10/28/2008
12/10/2010
1/31/2011
1/16/2009
8/4/2010
9/1/2010
12/23/2008
9/23/2011
5/29/2009
2/7/2013
2/8/2013
3/26/2013
3/6/2009
8/13/2010
3/20/2009
6/29/2015
8/6/2015
2/6/2009
12/23/2008
7/28/2011
12/19/2008
2/16/2011
2/13/2013
1/15/2014
4/15/2015
12/12/2008
4/12/2013
5/13/2015
12/12/2008
9/22/2011
11/9/2011
4/10/2009
8/7/2015
11/21/2008
12/30/2009
3/3/2010
4/7/2010
3/27/2009
11/28/2012
11/29/2012
1/11/2013
12/5/2008
3/8/2013
3/11/2013
4/9/2013
4/10/2013
6/12/2013
8/28/2009
3/8/2013
3/11/2013
4/9/2013
12/19/2008
9/8/2011
11/23/2011
1/9/2009
8/18/2011
9/28/2011
2/13/2009
7/19/2013
7/22/2013
9/12/2013
3/27/2009
10/26/2011
1/9/2009
2/7/2013
2/8/2013
3/26/2013
6/12/2013
11/21/2008
8/11/2010
9/1/2010
2/27/2009
9/22/2011
11/14/2008
3/17/2010
5/12/2010
1/9/2009
10/7/2009
10/1/2013
5/22/2009
8/7/2012
8/8/2012
Original Investment Type1
Preferred Stock w/ Warrants
Original Investment Amount
$11,300,000.00
Outstanding Investment
$0.00
Total Cash Back2
Investment Status*
$12,704,145.10 Redeemed, in full; warrants not outstanding
Amount
(Fee)4
$11,300,000.00
Shares
Avg. Price
11,300
(Realized Loss) / (Write-off)
Gain5
Wt Amount
Wt Shares
$1,000.00
$319,658.99
$0.00
79,288
$185,016.80
$135,000,000.00
268,621
$751,888.00
Preferred Stock w/ Warrants
79,067
$75,036,891.42 Sold, in full; warrants not outstanding
$36,337,500.00
$36,427,038.55
7,000
$1,000.00
11,385
$294.25
$6,056,000.00
6,056
$1,000.00
$182,000.00
182
$7,500,000.00
7,500
$1,000.00
$375,000.00
375
$8,211,450.00
$1,950,000.00
25,266
6,000
$325.00
$325.00
($17,054,550.00)
($4,050,000.00)
1,402
$412.01
($824,361.98)
$2,000.00
508,320
40,000
9,960,000
$0.99
$0.99
($600.00)
($149,400.00)
$198,635.58
$297,953.37
200,000
300,000
$991,000.00
991,000
($2,340.00)
($60,660.00)
$347,193.00
350
$54,621,848.84
210,084,034
$400,000.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$0.00
$12.75
$13.15
$3,350,000.00
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$7,000,000.00
2,850,000
2,770,117
$7,000,000.00
Preferred Stock w/ Warrants
($454,218.75)
($387,816.38)
($32,121,928.87)
($30,113,532.58)
194,794
($6,332,625.00)
($5,850,000.00)
$258,018.75
$387,028.12
500
750
($839,688.00)
$53,015.60
120
$150,000.00
150
$8,077,516.47 Redeemed, in full; warrants not outstanding
$11,385,000.00
$0.00
$3,800,656.00 Sold, in full; warrants not outstanding
$6,056,000.00
$0.00
$6,739,821.89 Redeemed, in full; warrants not outstanding
$7,500,000.00
$0.00
$32,668,000.00
$0.00
($8,035,000.00)
$8,887,791.42 Redeemed, in full; warrants not outstanding
$11,205,387.14 Sold, in full; warrants not outstanding
($82,114.50)
($19,500.00)
$577,638.02
($5,776.38)
Subordinated Debentures w/ Exercised Warrants
$10,000,000.00
$0.00
$13,186,960.25 Sold, in full; warrants not outstanding
$39,400.00
$9,810,600.00
($98,500.00)
Subordinated Debentures w/ Exercised Warrants
$19,817,000.00
$0.00
$32,098,302.62 Redeemed, in full; warrants not outstanding
$19,817,000.00
$7,000,000.00
$0.00
19,817,000
$1.00
$257,660.00
$6,679,340.00
Preferred Stock w/ Exercised Warrants
260
6,740
$991.00
$991.00
$8,981,348.81 Sold, in full; warrants not outstanding
($69,370.00)
Preferred Stock w/ Warrants
$2,330,000,000.00
$0.00
$43,687,500.00 Exited bankruptcy/Receivership
($2,330,000,000.00)
Preferred Stock w/ Warrants
$25,000,000,000.00
$0.00
$32,839,267,986.46 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$26,440,000.00
$0.00
$28,889,100.00 Redeemed, in full; warrants not outstanding
$25,000,000,000.00
Preferred Stock w/ Exercised Warrants
$10,400,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$24,990,000.00
$0.00
7,692,307,692
$4.14
$26,440,000.00
26,440
$1,000.00
$6,852,354,470.95
$223,571.11 Currently Not Collectible
($10,400,000.00)
$13,952,381.45 Sold, in full; warrants not outstanding
$6,657,375.00
$6,150,000.00
12,990
12,000
$512.50
$512.50
7,462
$1,000.00
2,400
$650.13
($128,073.75)
Preferred Stock
$7,462,000.00
$0.00
$7,997,813.22 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$2,400,000.00
$0.00
$2,353,330.60 Sold, in full; warrants not outstanding
$7,462,000.00
$1,560,312.00
($25,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$6,300,000.00
$3,000,000.00
$6,300,000.00
$0.00
Preferred Stock w/ Warrants
$8,779,000.00
$0.00
$180,258.50 Full investment outstanding; warrants outstanding
$3,574,645.84 Redeemed, in full; warrants not outstanding
$3,000,000.00
3,000
$1,000.00
$2,212,308.00
$3,300,904.00
$3,265,788.00
63
94
93
$35,116.00
$35,116.00
$35,116.00
$300,000,000.00
300,000
$1,000.00
$12,236,725.89 Redeemed, in full; warrants not outstanding
$1,705,802.78
$0.00
$9,439,000.00
$0.00
$3,000,000.00
$0.00
150
60,000
145,579
$389,857.05
$25,990.47
450
30
$1,000.00
9,439
$235.91
200,000
200,000
$1,000.00
$1,000.00
$955,825.50
$1,662,874.50
$0.00
20,500
$200,000,000.00
$200,000,000.00
Preferred Stock w/ Exercised Warrants
$400,000,000.00
1,128,668
$23,572,379.22 Redeemed, in full; warrants not outstanding
$2,226,750.00
Preferred Stock w/ Warrants
$114,021.50
$99,000.00
$225,647.45
$20,500,000.00
$381,395,557.08 Redeemed, in full; warrants not outstanding
$20,500,000.00
Preferred Stock
450,314
$18,500,000.00
$0.00
2,571,998
$225,157.00
Preferred Stock w/ Warrants
$300,000,000.00
254,218
$12,150,120.44
Preferred Stock w/ Warrants
1,095
1,905
$872.90
$872.90
($139,174.50)
($242,125.50)
3,950
6,000
$955.10
$955.10
($177,355.00)
($269,400.00)
500
15,515
$795.10
$795.10
($102,450.00)
($3,179,023.50)
$2,508,609.00 Sold, in full; warrants not outstanding
($7,212,250.00)
$442,416,666.67 Redeemed, in full; warrants not outstanding
$3,318,585.05 Sold, in full; warrants not outstanding
($25,000.00)
Preferred Stock w/ Warrants
$9,950,000.00
$0.00
$11,166,897.79 Sold, in full; warrants not outstanding
$3,772,645.00
$5,730,600.00
($95,032.45)
Preferred Stock w/ Exercised Warrants
$16,015,000.00
$0.00
$14,257,487.71 Sold, in full; warrants not outstanding
$397,550.00
$12,335,976.50
($127,335.27)
Preferred Stock w/ Warrants
$64,450,000.00
$0.00
$73,357,086.72 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$16,500,000.00
$0.00
$19,178,479.00 Redeemed, in full; warrants not outstanding
$64,450,000.00
64,450
$1,000.00
$16,500,000.00
16,500
$1,000.00
$143,677.00
Preferred Stock w/ Exercised Warrants
$10,000,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$574,000.00
$0.00
895,968
$526,604.00
263,859
$494,381.25
50
$29,000.00
29
$10,670,784.03 Sold, in full; warrants not outstanding
$46,995.00
$8,990,505.00
52
9,948
$903.75
$903.75
$574,000.00
574
$1,000.00
$21,633,944.71
$265,135.29
27,661
339
$782.11
$782.11
76,898
($5,005.00)
($957,495.00)
$1,000.00
($90,375.00)
Preferred Stock w/ Warrants
$28,000,000.00
$0.00
$668,142.53 Redeemed, in full; warrants not outstanding
$26,480,089.20 Sold, in full; warrants not outstanding
($6,027,055.29)
($73,864.71)
($218,990.80)
$810,000.00
Preferred Stock w/ Exercised Warrants
$2,260,000.00
$0.00
$0.00
87,209
$2,582,039,543.40 Redeemed, in full; warrants not outstanding
$2,260,000.00
$5,000,000.00
$20,400,000.00
$0.00
$0.00
2,260
$1,000.00
2,250,000
$1,000.00
$5,000,000.00
Subordinated Debentures w/ Exercised Warrants
11,479,592
$2,689,478.64 Redeemed, in full; warrants not outstanding
$2,250,000,000.00
$2,250,000,000.00
Preferred Stock w/ Warrants
113
$86,821,419.22 Redeemed, in full; warrants not outstanding
$76,898,000.00
Preferred Stock w/ Warrants
$113,000.00
$566,858.50
$0.00
398,023
$181,102,043.40
$76,898,000.00
500,000
$3,301,647.00
Preferred Stock w/ Warrants
5,000
$1,000.00
$5,602,969.61 Redeemed, in full; warrants not outstanding
$21,575,016.54 Sold, in full; warrants not outstanding
$130,500.00
$1,469,250.00
174,000
1,959,000
$0.75
$0.75
($43,500.00)
($489,750.00)
19
Footnote
8,14
8,11,14
8,11,14
8,11,14
8,17
9,11,36
44
11,101
8,14
81
8,14,76
8
8,14,44
8
8,67
8,14
44
15,17
8,14,44
53,110
8,14
8,14
8,14
8
8
58
8,14
8
11,16
8,14,44
14,15,44
8,14
8,18
14,15
8,14
Institution Name
COMMONWEALTH BANCSHARES, INC.
COMMONWEALTH BANCSHARES, INC.
COMMONWEALTH BANCSHARES, INC.
COMMONWEALTH BUSINESS BANK
COMMONWEALTH BUSINESS BANK
COMMONWEALTH BUSINESS BANK
COMMUNITY 1ST BANK
COMMUNITY 1ST BANK
COMMUNITY BANCSHARES OF KANSAS, INC.
COMMUNITY BANCSHARES OF KANSAS, INC.
COMMUNITY BANCSHARES OF MISSISSIPPI, INC./COMMUNITY BANK OF MISSISSIPPI
COMMUNITY BANCSHARES OF MISSISSIPPI, INC./COMMUNITY BANK OF MISSISSIPPI
COMMUNITY BANCSHARES, INC.
COMMUNITY BANCSHARES, INC.
COMMUNITY BANK OF THE BAY
COMMUNITY BANK OF THE BAY
COMMUNITY BANK SHARES OF INDIANA, INC.
COMMUNITY BANK SHARES OF INDIANA, INC.
COMMUNITY BANK SHARES OF INDIANA, INC.
COMMUNITY BANKERS TRUST CORPORATION
COMMUNITY BANKERS TRUST CORPORATION
COMMUNITY BANKERS TRUST CORPORATION
COMMUNITY BANKERS TRUST CORPORATION
COMMUNITY BANKERS TRUST CORPORATION
COMMUNITY BUSINESS BANK
COMMUNITY BUSINESS BANK
COMMUNITY BUSINESS BANK
COMMUNITY FINANCIAL CORPORATION / CITY HOLDING COMPANY
COMMUNITY FINANCIAL CORPORATION / CITY HOLDING COMPANY
COMMUNITY FINANCIAL CORPORATION / CITY HOLDING COMPANY
COMMUNITY FINANCIAL SHARES, INC.
COMMUNITY FINANCIAL SHARES, INC.
COMMUNITY FIRST BANCSHARES, INC. (AR)
COMMUNITY FIRST BANCSHARES, INC. (AR)
COMMUNITY FIRST BANCSHARES, INC. (AR)
COMMUNITY FIRST BANCSHARES, INC. (AR)
COMMUNITY FIRST BANCSHARES, INC. (TN)
COMMUNITY FIRST BANCSHARES, INC. (TN)
COMMUNITY FIRST, INC.
COMMUNITY FIRST, INC.
COMMUNITY FIRST, INC.
COMMUNITY FIRST, INC.
COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC.
COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC.
COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC.
COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC.
COMMUNITY INVESTORS BANCORP, INC.
COMMUNITY INVESTORS BANCORP, INC.
COMMUNITY INVESTORS BANCORP, INC.
COMMUNITY INVESTORS BANCORP, INC.
COMMUNITY INVESTORS BANCORP, INC.
COMMUNITY PARTNERS BANCORP
COMMUNITY PARTNERS BANCORP
COMMUNITY PARTNERS BANCORP
COMMUNITY PRIDE BANK CORPORATION
COMMUNITY PRIDE BANK CORPORATION
COMMUNITY PRIDE BANK CORPORATION
COMMUNITY TRUST FINANCIAL CORPORATION
COMMUNITY TRUST FINANCIAL CORPORATION
COMMUNITY WEST BANCSHARES
COMMUNITY WEST BANCSHARES
COMMUNITY WEST BANCSHARES
COMMUNITY WEST BANCSHARES
COMMUNITY WEST BANCSHARES
COMMUNITYONE BANCORP / FNB UNITED CORP.
COMMUNITYONE BANCORP / FNB UNITED CORP.
COMMUNITYONE BANCORP / FNB UNITED CORP.
CONGAREE BANCSHARES, INC.
CONGAREE BANCSHARES, INC.
CONGAREE BANCSHARES, INC.
CONGAREE BANCSHARES, INC.
CORNING SAVINGS AND LOAN ASSOCIATION
CORNING SAVINGS AND LOAN ASSOCIATION
CORNING SAVINGS AND LOAN ASSOCIATION
CORNING SAVINGS AND LOAN ASSOCIATION
COUNTRY BANK SHARES, INC.
COUNTRY BANK SHARES, INC.
COUNTRY BANK SHARES, INC.
COUNTRY BANK SHARES, INC.
COVENANT FINANCIAL CORPORATION
COVENANT FINANCIAL CORPORATION
CRAZY WOMAN CREEK BANCORP INCORPORATED
CRAZY WOMAN CREEK BANCORP INCORPORATED
CRAZY WOMAN CREEK BANCORP INCORPORATED
CRESCENT FINANCIAL BANCSHARES, INC. (CRESCENT FINANCIAL CORPORATION) / VantageSouth Bancshares, Inc.
CRESCENT FINANCIAL BANCSHARES, INC. (CRESCENT FINANCIAL CORPORATION) / VantageSouth Bancshares, Inc.
CRESCENT FINANCIAL BANCSHARES, INC. (CRESCENT FINANCIAL CORPORATION) / VantageSouth Bancshares, Inc.
CROSSTOWN HOLDING COMPANY
CROSSTOWN HOLDING COMPANY
CROSSTOWN HOLDING COMPANY
CROSSTOWN HOLDING COMPANY
CSRA BANK CORP.
CSRA BANK CORP.
CSRA BANK CORP.
CVB FINANCIAL CORP.
CVB FINANCIAL CORP.
CVB FINANCIAL CORP.
CVB FINANCIAL CORP.
D.L. EVANS BANCORP
D.L. EVANS BANCORP
DEERFIELD FINANCIAL CORPORATION
DEERFIELD FINANCIAL CORPORATION
DELMAR BANCORP
DELMAR BANCORP
DELMAR BANCORP
DELMAR BANCORP
DESOTO COUNTY BANK
DESOTO COUNTY BANK
DESOTO COUNTY BANK
DESOTO COUNTY BANK
DESOTO COUNTY BANK
DIAMOND BANCORP, INC.
DIAMOND BANCORP, INC.
DIAMOND BANCORP, INC.
DIAMOND BANCORP, INC.
DIAMOND BANCORP, INC.
DICKINSON FINANCIAL CORPORATION II
DICKINSON FINANCIAL CORPORATION II
City
LOUISVILLE
LOUISVILLE
LOUISVILLE
LOS ANGELES
LOS ANGELES
LOS ANGELES
ROSEVILLE
ROSEVILLE
GOFF
GOFF
BRANDON
BRANDON
KINGMAN
KINGMAN
OAKLAND
OAKLAND
NEW ALBANY
NEW ALBANY
NEW ALBANY
GLEN ALLEN
GLEN ALLEN
GLEN ALLEN
GLEN ALLEN
GLEN ALLEN
WEST SACRAMENTO
WEST SACRAMENTO
WEST SACRAMENTO
STAUNTON
STAUNTON
STAUNTON
GLEN ELLYN
GLEN ELLYN
HARRISON
HARRISON
HARRISON
HARRISON
UNION CITY
UNION CITY
COLUMBIA
COLUMBIA
COLUMBIA
COLUMBIA
BRANDON
BRANDON
BRANDON
BRANDON
BUCYRUS
BUCYRUS
BUCYRUS
BUCYRUS
BUCYRUS
MIDDLETOWN
MIDDLETOWN
MIDDLETOWN
HAM LAKE
HAM LAKE
HAM LAKE
RUSTON
RUSTON
GOLETA
GOLETA
GOLETA
GOLETA
GOLETA
ASHEBORO
ASHEBORO
ASHEBORO
CAYCE
CAYCE
CAYCE
CAYCE
CORNING
CORNING
CORNING
CORNING
MILFORD
MILFORD
MILFORD
MILFORD
CLARKSDALE
CLARKSDALE
BUFFALO
BUFFALO
BUFFALO
RALEIGH
RALEIGH
RALEIGH
BLAINE
BLAINE
BLAINE
BLAINE
WRENS
WRENS
WRENS
ONTARIO
ONTARIO
ONTARIO
ONTARIO
BURLEY
BURLEY
DEERFIELD
DEERFIELD
DELMAR
DELMAR
DELMAR
DELMAR
HORN LAKE
HORN LAKE
HORN LAKE
HORN LAKE
HORN LAKE
WASHINGTON
WASHINGTON
WASHINGTON
WASHINGTON
WASHINGTON
KANSAS CITY
KANSAS CITY
State
KY
KY
KY
CA
CA
CA
CA
CA
KS
KS
MS
MS
AZ
AZ
CA
CA
IN
IN
IN
VA
VA
VA
VA
VA
CA
CA
CA
VA
VA
VA
IL
IL
AR
AR
AR
AR
TN
TN
TN
TN
TN
TN
MS
MS
MS
MS
OH
OH
OH
OH
OH
NJ
NJ
NJ
MN
MN
MN
LA
LA
CA
CA
CA
CA
CA
NC
NC
NC
SC
SC
SC
SC
AR
AR
AR
AR
NE
NE
NE
NE
MS
MS
WY
WY
WY
NC
NC
NC
MN
MN
MN
MN
GA
GA
GA
CA
CA
CA
CA
ID
ID
WI
WI
MD
MD
MD
MD
MS
MS
MS
MS
MS
MO
MO
MO
MO
MO
MO
MO
Date
8/9/2012
8/10/2012
9/11/2012
1/23/2009
7/17/2013
9/12/2013
1/16/2009
12/19/2012
3/6/2009
7/18/2012
9/11/2009
9/29/2010
7/24/2009
2/11/2015
1/16/2009
9/29/2010
5/29/2009
9/15/2011
10/19/2011
12/19/2008
7/24/2013
11/20/2013
4/23/2014
6/4/2014
2/27/2009
11/30/2012
1/11/2013
12/19/2008
1/9/2013
5/28/2015
5/15/2009
12/21/2012
4/3/2009
2/7/2014
2/10/2014
3/19/2014
3/20/2009
8/18/2011
2/27/2009
4/11/2014
4/14/2014
7/18/2014
2/6/2009
11/30/2012
1/11/2013
3/26/2013
12/23/2008
12/19/2012
12/20/2012
1/11/2013
3/26/2013
1/30/2009
8/11/2011
10/26/2011
11/13/2009
8/12/2013
9/12/2013
1/9/2009
7/6/2011
12/19/2008
12/10/2012
12/11/2012
1/11/2013
6/12/2013
2/13/2009
5/23/2014
5/27/2015
1/9/2009
10/29/2012
10/31/2012
1/11/2013
2/13/2009
11/30/2012
1/11/2013
3/26/2013
1/30/2009
11/28/2012
11/29/2012
1/11/2013
6/5/2009
4/30/2014
2/20/2009
1/8/2014
11/19/2014
1/9/2009
2/19/2014
6/11/2014
1/23/2009
7/19/2013
7/22/2013
9/12/2013
3/27/2009
6/29/2015
8/6/2015
12/5/2008
8/26/2009
9/2/2009
10/28/2009
2/27/2009
9/27/2011
5/15/2009
9/8/2011
12/4/2009
2/7/2013
2/8/2013
3/26/2013
2/13/2009
12/29/2009
9/24/2013
9/25/2013
10/29/2013
5/22/2009
8/8/2012
8/9/2012
8/10/2012
9/11/2012
1/16/2009
2/7/2013
Original Investment Type1
Original Investment Amount
Outstanding Investment
Total Cash Back2
Investment Status*
Amount
$13,100,250.00
$600,000.00
(Fee)4
Shares
17,467,000
800,000
Avg. Price
$0.75
$0.75
(Realized Loss) / (Write-off)
($4,366,750.00)
($200,000.00)
Gain5
($377,349.00)
Wt Amount
$792,990.00
$105,732.00
Wt Shares
900,000
120,000
($153,000.00)
Preferred Stock w/ Exercised Warrants
$7,701,000.00
$0.00
$8,451,110.79 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$2,550,000.00
$0.00
$2,899,659.67 Redeemed, in full; warrants not outstanding
$7,323,651.00
7,701
$951.00
$362,427.91
385
$2,550,000.00
2,550
$1,000.00
$128,000.00
128
$500,000.00
500
$1,000.00
$25,000.00
25
$52,000,000.00
52,000
$1,000.00
$2,600,000.00
2,600
$116,000.00
116
$1,100,869.50
386,270
($73,236.51)
Preferred Stock w/ Exercised Warrants
$500,000.00
$0.00
$616,741.75 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$52,000,000.00
$0.00
$57,575,699.54 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$3,872,000.00
$0.00
$5,197,157.57 Redeemed, in full; warrants not outstanding
$3,872,000.00
$1,000.00
$1,000.00
$1,000.00
$1,000.00
3,976
$935.00
12,643
$1,000.00
$3,136,500.00
6,970
$3,705,037.50
$8,867,389.75
$0.00
4,500
2,500
10,680
$12,643,000.00
$17,680,000.00
19,468
$22,802,281.62 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$1,000.00
$1,823,188.61 Redeemed, in full; warrants not outstanding
$0.00
$1,000.00
$4,500,000.00
$2,500,000.00
$10,680,000.00
$0.00
$19,468,000.00
1,747
$19,468,000.00
$1,747,000.00
Preferred Stock w/ Warrants
3,872
$1,747,000.00
Preferred Stock
$23,135,879.12 Redeemed, in full; warrants not outstanding
$780,000.00
780,000
199
61,796
$450.00
($3,833,500.00)
$157,050.00
349
3,750
8,975
$988.01
$988.01
($44,962.50)
($107,610.25)
$85,157.88
$544,614.34
86
550
20,000
$1,000.00
$1,000,000.00
1,000
$1,322,500.50
$4,028,202.50
4,401
13,405
$300.50
$300.50
($3,078,499.50)
($9,376,797.50)
$72,314.55
$387,399.37
140
750
105
$9,550.00
($47,250.00)
$25,000.00
5
1,003
1,597
$950.00
$950.00
($50,150.00)
($79,850.00)
$105,000.00
130
$9,000,000.00
9,000
$1,000.00
$4,400,000.00
4,400,000
$1.11
$24,000,000.00
24,000
$1,000.00
$2,172,000.00
$9,122,400.00
$0.00
$167,035.00
$20,000,000.00
$3,976,000.00
($258,440.00)
$873,485.00
Preferred Stock w/ Exercised Warrants
3,000
12,600
$724.00
$724.00
($828,000.00)
($3,477,600.00)
1,085,554
$9.35
($41,350,070.10)
$4,674,050.16 Sold, in full; warrants not outstanding
$3,717,560.00
($25,000.00)
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$12,643,000.00
$0.00
$6,970,000.00
$0.00
$12,725,000.00
$0.00
$16,080,204.94 Redeemed, in full; warrants not outstanding
$4,240,743.82 Sold, in full; warrants not outstanding
$16,441,884.63 Sold, in full; warrants not outstanding
($125,724.27)
Preferred Stock w/ Exercised Warrants
$20,000,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$17,806,000.00
$0.00
$23,628,111.33 Redeemed, in full; warrants not outstanding
$7,665,362.89 Sold, in full; warrants not outstanding
($53,507.03)
Preferred Stock w/ Exercised Warrants
$1,050,000.00
$0.00
$1,220,300.65 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$2,600,000.00
$0.00
$3,115,616.28 Sold, in full; warrants not outstanding
$1,002,750.00
($10,027.50)
($14,972.50)
$952,850.00
$1,517,150.00
($24,700.00)
($300.00)
Preferred Stock w/ Warrants
$9,000,000.00
$0.00
Subordinated Debentures w/ Exercised Warrants
$4,400,000.00
$0.00
$10,598,750.00 Redeemed, in full; warrants not outstanding
$460,000.00
311,972
$177,716.96
132,000
$1,200,000.00
1,200
$698,351.00
521,158
$10,356.69
22,071
$5,462,045.14 Sold, in full; warrants not outstanding
$484,924.00
($48,849.24)
Preferred Stock w/ Exercised Warrants
$24,000,000.00
$0.00
$28,459,100.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$15,600,000.00
$0.00
$14,341,140.33 Sold, in full; warrants not outstanding
($112,944.00)
Preferred Stock w/ Warrants
$51,500,000.00
$0.00
$12,749,591.59 Sold, in full; warrants not outstanding
$10,149,929.90
Preferred Stock w/ Exercised Warrants
$3,285,000.00
$0.00
$3,483,629.20 Sold, in full; warrants not outstanding
$23,932.54
$2,687,046.56
29
3,256
$825.26
$825.26
($5,067.46)
($568,953.44)
$106,364.00
164
638
$860.00
($89,320.00)
$3,960.00
32
777
6,748
$917.90
$917.90
($63,791.70)
($554,010.80)
$372,240.00
376
$5,000,000.00
5,000
$1,000.00
$250,000.00
250
$1,000,000.00
$2,100,000.00
1,000
2,100
$1,000.00
$1,000.00
$155,000.00
155
$24,900,000.00
24,900
$1,000.00
$1,681,000.00
833,705
$343,794.50
$10,117,381.00
350
10,300
$982.27
$982.27
$531,210.67
533
2,400
$1,213.75
$141,815.60
120
$97,500,000.00
$32,500,000.00
97,500
32,500
$1,000.00
$1,000.00
$1,307,000.00
834,761
$19,891,000.00
19,891
$1,000.00
$995,000.00
995
$2,639,000.00
2,639,000
$1.00
$132,000.00
132,000
8,648
352
$612.11
$612.11
($3,354,472.72)
($136,537.28)
$311,943.55
450
366
2,315
$823.58
$818.78
($64,571.42)
($419,532.41)
$40,563.34
59
6,000,000
13,965,000
480,000
$0.73
$0.73
$0.73
($1,618,500.00)
($3,767,058.75)
($129,480.00)
$688,041.09
$91,535.40
902,000
120,000
14,523
$552.61
($6,497,444.97)
$3,372.19
5
($25,000.00)
Preferred Stock w/ Exercised Warrants
$638,000.00
$0.00
$659,705.04 Sold, in full; warrants not outstanding
$548,680.00
($5,486.80)
($19,513.20)
Preferred Stock w/ Exercised Warrants
$7,525,000.00
$0.00
$8,781,205.02 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$5,000,000.00
$0.00
$6,594,635.27 Redeemed, in full; warrants not outstanding
$713,208.30
$6,193,989.20
($69,071.98)
Preferred Stock w/ Exercised Warrants
$3,100,000.00
$0.00
$4,225,732.08 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$24,900,000.00
$0.00
$33,014,741.20 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$10,650,000.00
$0.00
$13,498,324.83 Sold, in full; warrants not outstanding
($6,205.50)
($182,619.00)
($104,611.76)
Preferred Stock w/ Exercised Warrants
$2,400,000.00
$0.00
$3,210,755.60 Sold, in full; warrants not outstanding
$2,400,000.00
$513,000.00
($25,000.00)
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$130,000,000.00
$0.00
$136,046,583.33 Redeemed, in full; warrants not outstanding
$19,891,000.00
$0.00
$23,686,592.33 Redeemed, in full; warrants not outstanding
Subordinated Debentures w/ Exercised Warrants
$2,639,000.00
$0.00
$3,283,338.96 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$9,000,000.00
$0.00
$6,598,331.15 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,173,000.00
$1,508,000.00
$0.00
$2,781,331.97 Sold, in full; warrants not outstanding
$20,445,000.00
$0.00
$21,101,618.19 Sold, in full; warrants not outstanding
$5,293,527.28
$215,462.72
($55,089.90)
$301,428.58
$1,895,467.59
($33,333.34)
Subordinated Debentures w/ Exercised Warrants
$4,381,500.00
$10,197,941.25
$350,520.00
($149,299.61)
Preferred Stock w/ Exercised Warrants
$146,053,000.00
$0.00
$87,459,858.69 Sold, in full; warrants not outstanding
$8,025,555.03
20
Footnote
11
44
15
12,44
11,16
89
44
45
11
8,14,44
8,44,73
8,14
8,14,18
8,14
14,15
8,14
11
8,120
8,14
8,11
14,15
8,14,45
15,17
8,14
8,14,45
8,14
11,15,44
77
8,17
8,14
Institution Name
DICKINSON FINANCIAL CORPORATION II
DICKINSON FINANCIAL CORPORATION II
DISCOVER FINANCIAL SERVICES
DISCOVER FINANCIAL SERVICES
DISCOVER FINANCIAL SERVICES
DNB FINANCIAL CORPORATION
DNB FINANCIAL CORPORATION
DNB FINANCIAL CORPORATION
DUKE FINANCIAL GROUP, INC.
DUKE FINANCIAL GROUP, INC.
DUKE FINANCIAL GROUP, INC.
DUKE FINANCIAL GROUP, INC.
EAGLE BANCORP, INC.
EAGLE BANCORP, INC.
EAGLE BANCORP, INC.
EAGLE BANCORP, INC.
EAST WEST BANCORP, INC.
EAST WEST BANCORP, INC.
EAST WEST BANCORP, INC.
EASTERN VIRGINIA BANKSHARES, INC.
EASTERN VIRGINIA BANKSHARES, INC.
EASTERN VIRGINIA BANKSHARES, INC.
EASTERN VIRGINIA BANKSHARES, INC.
EASTERN VIRGINIA BANKSHARES, INC.
ECB BANCORP, INC. / CRESCENT FINANCIAL BANCSHARES, INC. / VantageSouth Bancshares, Inc.
ECB BANCORP, INC. / CRESCENT FINANCIAL BANCSHARES, INC. / VantageSouth Bancshares, Inc.
ECB BANCORP, INC. / CRESCENT FINANCIAL BANCSHARES, INC. / VantageSouth Bancshares, Inc.
EMCLAIRE FINANCIAL CORP.
EMCLAIRE FINANCIAL CORP.
EMCLAIRE FINANCIAL CORP.
ENCORE BANCSHARES INC.
ENCORE BANCSHARES INC.
ENCORE BANCSHARES INC.
ENTERPRISE FINANCIAL SERVICES CORP.
ENTERPRISE FINANCIAL SERVICES CORP.
ENTERPRISE FINANCIAL SERVICES CORP.
ENTERPRISE FINANCIAL SERVICES GROUP, INC.
ENTERPRISE FINANCIAL SERVICES GROUP, INC.
EQUITY BANCSHARES, INC.
EQUITY BANCSHARES, INC.
EXCHANGE BANK
EXCHANGE BANK
EXCHANGE BANK
EXCHANGE BANK
EXCHANGE BANK
EXCHANGE BANK
EXCHANGE BANK
F & M BANCSHARES, INC.
F & M BANCSHARES, INC.
F & M BANCSHARES, INC.
F & M BANCSHARES, INC.
F & M BANCSHARES, INC.
F & M BANCSHARES, INC.
F & M FINANCIAL CORPORATION (NC)
F & M FINANCIAL CORPORATION (NC)
F & M FINANCIAL CORPORATION (NC)
F & M FINANCIAL CORPORATION (NC)
F & M FINANCIAL CORPORATION (NC)
F&C BANCORP. INC.
F&C BANCORP. INC.
F&C BANCORP. INC.
F&C BANCORP. INC.
F&M FINANCIAL CORPORATION (TN)
F&M FINANCIAL CORPORATION (TN)
F&M FINANCIAL CORPORATION (TN)
F&M FINANCIAL CORPORATION (TN)
F&M FINANCIAL CORPORATION (TN)
F.N.B. CORPORATION
F.N.B. CORPORATION
F.N.B. CORPORATION
FARMERS & MERCHANTS BANCSHARES, INC.
FARMERS & MERCHANTS BANCSHARES, INC.
FARMERS & MERCHANTS FINANCIAL CORPORATION
FARMERS & MERCHANTS FINANCIAL CORPORATION
FARMERS & MERCHANTS FINANCIAL CORPORATION
FARMERS BANK, WINDSOR, VIRGINIA
FARMERS BANK, WINDSOR, VIRGINIA
FARMERS BANK, WINDSOR, VIRGINIA
FARMERS CAPITAL BANK CORPORATION
FARMERS CAPITAL BANK CORPORATION
FARMERS CAPITAL BANK CORPORATION
FARMERS ENTERPRISES, INC.
FARMERS ENTERPRISES, INC.
FARMERS ENTERPRISES, INC.
FARMERS ENTERPRISES, INC.
FARMERS ENTERPRISES, INC.
FARMERS STATE BANKSHARES, INC.
FARMERS STATE BANKSHARES, INC.
FBHC HOLDING COMPANY
FBHC HOLDING COMPANY
FC HOLDINGS, INC.
FC HOLDINGS, INC.
FC HOLDINGS, INC.
FCB BANCORP, INC.
FCB BANCORP, INC.
FFW CORPORATION
FFW CORPORATION
FFW CORPORATION
FFW CORPORATION
FIDELITY BANCORP, INC. (LA)
FIDELITY BANCORP, INC. (LA)
FIDELITY BANCORP, INC. (PA) / WESBANCO, INC.
FIDELITY BANCORP, INC. (PA) / WESBANCO, INC.
FIDELITY BANCORP, INC. (PA) / WESBANCO, INC.
FIDELITY FEDERAL BANCORP
FIDELITY FEDERAL BANCORP
FIDELITY FEDERAL BANCORP
FIDELITY FEDERAL BANCORP
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY SOUTHERN CORPORATION
City
KANSAS CITY
KANSAS CITY
RIVERWOODS
RIVERWOODS
RIVERWOODS
DOWNINGTOWN
DOWNINGTOWN
DOWNINGTOWN
MINNEAPOLIS
MINNEAPOLIS
MINNEAPOLIS
MINNEAPOLIS
BETHESDA
BETHESDA
BETHESDA
BETHESDA
PASADENA
PASADENA
PASADENA
TAPPAHANNOCK
TAPPAHANNOCK
TAPPAHANNOCK
TAPPAHANNOCK
TAPPAHANNOCK
ENGELHARD
ENGELHARD
ENGELHARD
EMLENTON
EMLENTON
EMLENTON
HOUSTON
HOUSTON
HOUSTON
ST. LOUIS
ST. LOUIS
ST. LOUIS
ALLISON PARK
ALLISON PARK
WICHITA
WICHITA
SANTA ROSA
SANTA ROSA
SANTA ROSA
SANTA ROSA
SANTA ROSA
SANTA ROSA
SANTA ROSA
TREZEVANT
TREZEVANT
TREZEVANT
TREZEVANT
TREZEVANT
TREZEVANT
SALISBURY
SALISBURY
SALISBURY
SALISBURY
SALISBURY
HOLDEN
HOLDEN
HOLDEN
HOLDEN
CLARKSVILLE
CLARKSVILLE
CLARKSVILLE
CLARKSVILLE
CLARKSVILLE
HERMITAGE
HERMITAGE
HERMITAGE
HOUSTON
HOUSTON
ARGONIA
ARGONIA
ARGONIA
WINDSOR
WINDSOR
WINDSOR
FRANKFORT
FRANKFORT
FRANKFORT
GREAT BEND
GREAT BEND
GREAT BEND
GREAT BEND
GREAT BEND
HOLTON
HOLTON
BOULDER
BOULDER
HOUSTON
HOUSTON
HOUSTON
LOUISVILLE
LOUISVILLE
WABASH
WABASH
WABASH
WABASH
BATON ROUGE
BATON ROUGE
PITTSBURGH
PITTSBURGH
PITTSBURGH
EVANSVILLE
EVANSVILLE
EVANSVILLE
EVANSVILLE
WICHITA
WICHITA
WICHITA
WICHITA
WICHITA
WICHITA
WICHITA
WICHITA
WICHITA
ATLANTA
State
MO
MO
IL
IL
IL
PA
PA
PA
MN
MN
MN
MN
MD
MD
MD
MD
CA
CA
CA
VA
VA
VA
VA
VA
NC
NC
NC
PA
PA
PA
TX
TX
TX
MO
MO
MO
PA
PA
KS
KS
CA
CA
CA
CA
CA
CA
CA
TN
TN
TN
TN
TN
TN
NC
NC
NC
NC
NC
MO
MO
MO
MO
TN
TN
TN
TN
TN
PA
PA
PA
TX
TX
KS
KS
KS
VA
VA
VA
KY
KY
KY
KS
KS
KS
KS
KS
KS
KS
CO
CO
TX
TX
TX
KY
KY
IN
IN
IN
IN
LA
LA
PA
PA
PA
IN
IN
IN
IN
KS
KS
KS
KS
KS
KS
KS
KS
KS
GA
Date
2/8/2013
3/26/2013
3/13/2009
4/21/2010
7/7/2010
1/30/2009
8/4/2011
9/21/2011
6/19/2009
11/27/2013
3/5/2014
4/2/2014
12/5/2008
12/23/2009
7/14/2011
11/23/2011
12/5/2008
12/29/2010
1/26/2011
1/9/2009
10/18/2013
10/21/2013
1/6/2014
5/13/2015
1/16/2009
2/19/2014
6/11/2014
12/23/2008
8/18/2011
12/7/2011
12/5/2008
9/27/2011
11/23/2011
12/19/2008
11/7/2012
1/9/2013
6/12/2009
8/25/2011
1/30/2009
8/11/2011
12/19/2008
8/3/2012
8/8/2012
8/9/2012
8/10/2012
8/13/2012
9/11/2012
1/30/2009
11/6/2009
2/6/2013
2/7/2013
2/8/2013
3/26/2013
2/6/2009
9/18/2012
9/19/2012
9/20/2012
11/16/2012
5/22/2009
11/8/2012
11/13/2012
1/11/2013
2/13/2009
9/19/2012
9/20/2012
9/21/2012
11/16/2012
1/9/2009
9/9/2009
11/23/2011
3/6/2009
7/15/2015
3/20/2009
6/24/2013
7/26/2013
1/23/2009
1/9/2013
12/31/2013
1/9/2009
6/19/2012
7/18/2012
6/19/2009
11/8/2012
11/9/2012
11/13/2012
1/11/2013
3/20/2009
7/21/2011
12/29/2009
3/9/2011
6/26/2009
2/20/2013
3/26/2013
12/19/2008
9/22/2011
12/19/2008
11/28/2012
11/30/2012
1/11/2013
5/29/2009
3/27/2013
12/12/2008
11/30/2012
5/6/2015
11/13/2009
7/19/2013
7/22/2013
9/12/2013
12/19/2008
8/1/2012
8/2/2012
8/3/2012
8/7/2012
8/8/2012
8/9/2012
8/10/2012
9/11/2012
12/19/2008
Original Investment Type1
Original Investment Amount
Outstanding Investment
Total Cash Back2
Investment Status*
Amount
$72,684,793.30
(Fee)4
Shares
131,530
Avg. Price
$552.61
$1,224,558,000.00
1,224,558
11,750
Gain5
$1,000.00
$11,750,000.00
(Realized Loss) / (Write-off)
($58,845,206.70)
Wt Amount
$4,922,044.87
Wt Shares
7,298
$1,000.00
$172,000,000.00
20,500,413
$458,000.00
186,311
$600,000.00
600,000
($807,103.48)
Preferred Stock w/ Warrants
$1,224,558,000.00
$0.00
$1,464,248,844.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$11,750,000.00
$0.00
$13,683,277.61 Redeemed, in full; warrants not outstanding
Subordinated Debentures w/ Exercised Warrants
$12,000,000.00
$0.00
$17,424,285.82 Redeemed, in full; warrants not outstanding
$5,000,000.00
$2,000,000.00
$5,000,000.00
$0.00
15,000
23,235
$1,000.00
$1,000.00
$306,546,000.00
$38,235,000.00
$1.00
$1.00
$1.00
$15,000,000.00
$23,235,000.00
Preferred Stock w/ Warrants
5,000,000
2,000,000
5,000,000
306,546
$1,000.00
$44,847,153.76 Redeemed, in full; warrants not outstanding
$2,794,422.00
Preferred Stock w/ Warrants
$306,546,000.00
$24,000,000.00
$0.00
$0.00
385,434
$14,500,000.00
Preferred Stock w/ Warrants
1,517,555
$352,722,420.00 Redeemed, in full; warrants not outstanding
$28,568,653.60 Sold, in full; warrants not outstanding
$3,900,000.00
$20,100,000.00
3,900
20,100
$1,104.11
$1,104.11
17,949
$406,029.00
$2,092,611.00
$1,000.00
($264,986.40)
$115,000.00
$17,949,000.00
$0.00
384,041
$871,000.00
Preferred Stock w/ Warrants
514,693
$23,397,494.08 Redeemed, in full; warrants not outstanding
$17,949,000.00
Preferred Stock w/ Warrants
$7,500,000.00
$0.00
$8,545,904.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$34,000,000.00
$0.00
$39,415,959.89 Redeemed, in full; warrants not outstanding
$7,500,000.00
7,500
$1,000.00
$34,000,000.00
34,000
$1,000.00
$51,113.00
Preferred Stock w/ Warrants
$35,000,000.00
$0.00
$0.00
364,026
$42,801,933.33 Redeemed, in full; warrants not outstanding
$4,000,000.00
50,111
$637,071.00
$4,680,205.56 Redeemed, in full; warrants not outstanding
$35,000,000.00
$0.00
200
8,750
$1,000.00
$438,000.00
438
550
20,000
9,969
481
12,000
$875.25
$875.25
$875.25
$875.25
$875.25
($68,612.50)
($2,495,000.00)
($1,243,632.75)
($60,004.75)
($1,497,000.00)
$1,910,898.00
$120,386.57
$22,930.78
2,000
126
24
5,090
2,901
153
$942.50
$942.50
$942.50
($292,675.00)
($166,807.50)
($8,797.50)
$222,007.50
230
$136,813.05
$43,000,000.00
$200,000.00
150
2,805
14,195
$950.00
$950.00
($140,250.00)
($709,750.00)
$638,460.90
700
1,659,000
1,334,000
$0.96
$0.96
($68,400.57)
($55,000.82)
$125,000.00
150,000
$10,394,872.56 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
324,074
$1,000.00
$481,387.50
$17,505,000.00
$8,725,367.25
$420,995.25
$10,503,000.00
$0.00
4,000
$8,750,000.00
$8,750,000.00
$1,000.00
$1,006,100.00
Preferred Stock w/ Exercised Warrants
35,000
$4,000,000.00
Preferred Stock w/ Exercised Warrants
$47,294,527.29 Sold, in full; warrants not outstanding
($376,357.50)
Preferred Stock w/ Exercised Warrants
$4,609,000.00
$3,535,000.00
$0.00
$9,405,391.28 Sold, in full; warrants not outstanding
$4,797,325.00
$2,734,192.50
$144,202.50
($76,757.21)
Preferred Stock w/ Exercised Warrants
$17,000,000.00
$0.00
$20,119,744.45 Sold, in full; warrants not outstanding
$2,664,750.00
$13,485,250.00
($161,500.00)
Subordinated Debentures w/ Exercised Warrants
$2,993,000.00
$0.00
$3,842,376.65 Sold, in full; warrants not outstanding
$17,243,000.00
$0.00
$17,573,762.97 Sold, in full; warrants not outstanding
$1,590,599.43
$1,278,999.18
($25,000.00)
Preferred Stock w/ Exercised Warrants
$96,465.60
200
17,043
$787.50
$787.50
$100,000,000.00
100,000
11,000
442
$962.50
3,063
5,689
$1,000.00
$1,000.00
30,000
$739.89
651,042
$550,000.00
$1,000.00
750
550
$1,000.00
$11,000,000.00
($42,500.00)
($3,621,637.50)
112
$645,975.00
$690,100.00
$157,500.00
$13,421,362.50
($135,788.63)
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$100,000,000.00
$0.00
$104,023,433.33 Redeemed, in full; warrants not outstanding
$11,000,000.00
$0.00
$15,971,339.07 Redeemed, in full; warrants not outstanding
$442,000.00
$0.00
$500,199.14 Sold, in full; warrants not outstanding
$425,425.00
($16,575.00)
($2,835.00)
22
($25,000.00)
Preferred Stock w/ Exercised Warrants
$8,752,000.00
$0.00
$11,396,202.11 Redeemed, in full; warrants not outstanding
$3,063,000.00
$5,689,000.00
$30,000,000.00
$0.00
$12,000,000.00
$0.00
438
223,992
$37,387.14
$552,936.00
38,000
562,000
$40,000.00
4
$994,613.40
1,052
$27,105,349.50 Sold, in full; warrants not outstanding
$22,196,700.00
Subordinated Debentures w/ Exercised Warrants
$438,000.00
$75,000.00
Preferred Stock w/ Warrants
($332,950.50)
($7,803,300.00)
$15,452,669.34 Sold, in full; warrants not outstanding
$96,290.00
100,000
$0.96
($3,710.00)
11,900,000
$0.96
($441,490.00)
$700,000.00
700
$1,000.00
$650,000.00
3,035,000
$0.21
($2,385,000.00)
($2,167,326.00)
$11,458,510.00
($115,548.00)
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
$700,000.00
$0.00
$830,173.67 Redeemed, in full; warrants not outstanding
$3,035,000.00
$0.00
$804,592.16 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$21,042,000.00
$0.00
$19,836,630.66 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$9,294,000.00
$0.00
$11,156,234.25 Redeemed, in full; warrants not outstanding
$18,874,674.00
21,042
$897.00
$9,294,000.00
9,294
$1,000.00
$879,424.60
$5,701,813.50
974
6,315
$902.90
$902.90
($188,746.74)
Preferred Stock w/ Exercised Warrants
$7,289,000.00
$0.00
$465,000.00
465
$358,558.20
364
$8,441,836.26 Sold, in full; warrants not outstanding
($94,575.40)
($613,186.50)
($65,812.38)
Subordinated Debentures w/ Exercised Warrants
$3,942,000.00
$0.00
$5,404,924.35 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$7,000,000.00
$0.00
$10,634,864.33 Redeemed, in full; warrants not outstanding
$3,942,000.00
$6,657,000.00
$0.00
$1.00
7,000
$197,000.00
197,000
$2,246,531.00
Preferred Stock w/ Exercised Warrants
3,942,000
$7,000,000.00
$1,000.00
101,321
$242,302.50
200
$170,227.93
$167,374.94
$1,210,615.36
$176,884.89
179
176
1,273
186
$7,220,908.83 Sold, in full; warrants not outstanding
$439,000.00
$6,218,000.00
439
6,218
$1,058.90
$1,058.90
135
30
335
3,591
2,635
29,236
320
$891.26
$891.26
$891.26
$891.26
$891.26
$891.26
$891.26
$25,857.10
$366,240.20
($70,490.97)
Preferred Stock w/ Exercised Warrants
$36,282,000.00
$0.00
$40,966,780.82 Sold, in full; warrants not outstanding
$120,320.10
$26,737.80
$298,572.10
$3,200,514.66
$2,348,470.10
$26,056,877.36
$285,203.20
($14,679.90)
($3,262.20)
($36,427.90)
($390,485.34)
($286,529.90)
($3,179,122.64)
($34,796.80)
($323,366.95)
Preferred Stock w/ Warrants
$48,200,000.00
$0.00
$82,715,982.47 Sold, in full; warrants not outstanding
21
Footnote
11
11
8,14,45
15,17,44
8,14
8,14
11,14,15
9,11,36
45
34,118,121
8,11,14
8,14,45
8,14,45
8
45
8,14,18
45
8,11,14,18,36
8,14,44
12
8,72
8
11,15,36
8,11,14
12,16
15,17,44
9,17
8,14
Institution Name
FIDELITY SOUTHERN CORPORATION
FIDELITY SOUTHERN CORPORATION
FIFTH THIRD BANCORP
FIFTH THIRD BANCORP
FIFTH THIRD BANCORP
FINANCIAL INSTITUTIONS, INC.
FINANCIAL INSTITUTIONS, INC.
FINANCIAL INSTITUTIONS, INC.
FINANCIAL INSTITUTIONS, INC.
FINANCIAL SECURITY CORPORATION
FINANCIAL SECURITY CORPORATION
FINANCIAL SERVICES OF WINGER, INC.
FINANCIAL SERVICES OF WINGER, INC.
FIRST ADVANTAGE BANCSHARES, INC.
FIRST ADVANTAGE BANCSHARES, INC.
FIRST ADVANTAGE BANCSHARES, INC.
FIRST ADVANTAGE BANCSHARES, INC.
FIRST ADVANTAGE BANCSHARES, INC.
FIRST ALLIANCE BANCSHARES, INC.
FIRST ALLIANCE BANCSHARES, INC.
FIRST ALLIANCE BANCSHARES, INC.
FIRST ALLIANCE BANCSHARES, INC.
FIRST AMERICAN BANK CORPORATION
FIRST AMERICAN BANK CORPORATION
FIRST AMERICAN BANK CORPORATION
FIRST AMERICAN INTERNATIONAL CORP.
FIRST AMERICAN INTERNATIONAL CORP.
FIRST BANCORP (NC)
FIRST BANCORP (NC)
FIRST BANCORP (NC)
FIRST BANCORP (PR)
FIRST BANCORP (PR)
FIRST BANCORP (PR)
FIRST BANCORP (PR)
FIRST BANCORP (PR)
FIRST BANCTRUST CORPORATION
FIRST BANCTRUST CORPORATION
FIRST BANCTRUST CORPORATION
FIRST BANK OF CHARLESTON, INC.
FIRST BANK OF CHARLESTON, INC.
FIRST BANKERS TRUSTSHARES, INC.
FIRST BANKERS TRUSTSHARES, INC.
FIRST BANKS, INC.
FIRST BANKS, INC.
FIRST BANKS, INC.
FIRST BANKS, INC.
FIRST BANKS, INC.
FIRST BANKS, INC.
FIRST BANKS, INC.
FIRST BANKS, INC.
FIRST BUSEY CORPORATION
FIRST BUSEY CORPORATION
FIRST BUSEY CORPORATION
FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A.
FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A.
FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A.
FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A.
FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A.
FIRST CALIFORNIA FINANCIAL GROUP, INC.
FIRST CALIFORNIA FINANCIAL GROUP, INC.
FIRST CALIFORNIA FINANCIAL GROUP, INC.
FIRST CAPITAL BANCORP, INC.
FIRST CAPITAL BANCORP, INC.
FIRST CAPITAL BANCORP, INC.
FIRST CHOICE BANK
FIRST CHOICE BANK
FIRST CHOICE BANK
FIRST CITIZENS BANC CORP
FIRST CITIZENS BANC CORP
FIRST CITIZENS BANC CORP
FIRST COLEBROOK BANCORP, INC.
FIRST COLEBROOK BANCORP, INC.
FIRST COMMUNITY BANCSHARES INC.
FIRST COMMUNITY BANCSHARES INC.
FIRST COMMUNITY BANCSHARES INC.
FIRST COMMUNITY BANCSHARES, INC. / EQUITY BANCSHARES, INC.
FIRST COMMUNITY BANCSHARES, INC. / EQUITY BANCSHARES, INC.
FIRST COMMUNITY BANK CORPORATION OF AMERICA
FIRST COMMUNITY BANK CORPORATION OF AMERICA
FIRST COMMUNITY CORPORATION
FIRST COMMUNITY CORPORATION
FIRST COMMUNITY CORPORATION
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST DEFIANCE FINANCIAL CORP.
FIRST DEFIANCE FINANCIAL CORP.
FIRST DEFIANCE FINANCIAL CORP.
FIRST EAGLE BANCSHARES, INC.
FIRST EAGLE BANCSHARES, INC.
FIRST EXPRESS OF NEBRASKA, INC.
FIRST EXPRESS OF NEBRASKA, INC.
FIRST FEDERAL BANCSHARES OF ARKANSAS, INC.
FIRST FEDERAL BANCSHARES OF ARKANSAS, INC.
FIRST FINANCIAL BANCORP
FIRST FINANCIAL BANCORP
FIRST FINANCIAL BANCORP
FIRST FINANCIAL BANCSHARES, INC.
FIRST FINANCIAL BANCSHARES, INC.
FIRST FINANCIAL HOLDINGS INC.
FIRST FINANCIAL HOLDINGS INC.
FIRST FINANCIAL HOLDINGS INC.
FIRST FINANCIAL SERVICE CORPORATION / YOUR COMMUNITY BANKSHARES, INC.
FIRST FINANCIAL SERVICE CORPORATION / YOUR COMMUNITY BANKSHARES, INC.
FIRST FINANCIAL SERVICE CORPORATION / YOUR COMMUNITY BANKSHARES, INC.
FIRST FINANCIAL SERVICE CORPORATION / YOUR COMMUNITY BANKSHARES, INC.
FIRST FREEDOM BANCSHARES, INC.
FIRST FREEDOM BANCSHARES, INC.
FIRST FREEDOM BANCSHARES, INC.
FIRST GOTHENBURG BANCSHARES, INC.
FIRST GOTHENBURG BANCSHARES, INC.
FIRST GOTHENBURG BANCSHARES, INC.
FIRST GOTHENBURG BANCSHARES, INC.
City
ATLANTA
ATLANTA
CINCINNATI
CINCINNATI
CINCINNATI
WARSAW
WARSAW
WARSAW
WARSAW
BASIN
BASIN
WINGER
WINGER
COON RAPIDS
COON RAPIDS
COON RAPIDS
COON RAPIDS
COON RAPIDS
CORDOVA
CORDOVA
CORDOVA
CORDOVA
ELK GROVE VILLAGE
ELK GROVE VILLAGE
ELK GROVE VILLAGE
BROOKLYN
BROOKLYN
TROY
TROY
TROY
SAN JUAN
SAN JUAN
SAN JUAN
SAN JUAN
SAN JUAN
PARIS
PARIS
PARIS
CHARLESTON
CHARLESTON
QUINCY
QUINCY
CLAYTON
CLAYTON
CLAYTON
CLAYTON
CLAYTON
CLAYTON
CLAYTON
CLAYTON
URBANA
URBANA
URBANA
SAN DIEGO
SAN DIEGO
SAN DIEGO
SAN DIEGO
SAN DIEGO
WESTLAKE VILLAGE
WESTLAKE VILLAGE
WESTLAKE VILLAGE
GLEN ALLEN
GLEN ALLEN
GLEN ALLEN
CERRITOS
CERRITOS
CERRITOS
SANDUSKY
SANDUSKY
SANDUSKY
COLEBROOK
COLEBROOK
BLUEFIELD
BLUEFIELD
BLUEFIELD
WICHITA
WICHITA
PINELLAS PARK
PINELLAS PARK
LEXINGTON
LEXINGTON
LEXINGTON
JOLIET
JOLIET
JOLIET
JOLIET
JOLIET
JOLIET
JOLIET
JOLIET
DEFIANCE
DEFIANCE
DEFIANCE
HANOVER PARK
HANOVER PARK
GERING
GERING
HARRISON
HARRISON
CINCINNATI
CINCINNATI
CINCINNATI
LAWRENCE
LAWRENCE
CHARLESTON
CHARLESTON
CHARLESTON
ELIZABETHTOWN
ELIZABETHTOWN
ELIZABETHTOWN
ELIZABETHTOWN
LEBANON
LEBANON
LEBANON
GOTHENBURG
GOTHENBURG
GOTHENBURG
GOTHENBURG
State
GA
GA
OH
OH
OH
NY
NY
NY
NY
WY
WY
MN
MN
MN
MN
MN
MN
MN
TN
TN
TN
TN
IL
IL
IL
NY
NY
NC
NC
NC
PR
PR
PR
PR
PR
IL
IL
IL
WV
WV
IL
IL
MO
MO
MO
MO
MO
MO
MO
MO
IL
IL
IL
CA
CA
CA
CA
CA
CA
CA
CA
VA
VA
VA
CA
CA
CA
OH
OH
OH
NH
NH
VA
VA
VA
KS
KS
FL
FL
SC
SC
SC
IL
IL
IL
IL
IL
IL
IL
IL
OH
OH
OH
IL
IL
NE
NE
AR
AR
OH
OH
OH
KS
KS
SC
SC
SC
KY
KY
KY
KY
TN
TN
TN
NE
NE
NE
NE
Date
7/3/2012
5/28/2015
12/31/2008
2/2/2011
3/16/2011
12/23/2008
2/23/2011
3/30/2011
5/11/2011
2/13/2009
7/21/2011
7/31/2009
9/1/2011
5/22/2009
12/10/2012
12/11/2012
1/11/2013
3/26/2013
6/26/2009
12/20/2012
1/11/2013
3/26/2013
7/24/2009
12/21/2011
12/11/2012
3/13/2009
8/13/2010
1/9/2009
9/1/2011
11/23/2011
1/16/2009
8/16/2013
9/13/2013
12/5/2014
3/6/2015
2/20/2009
1/18/2012
10/24/2012
2/6/2009
7/21/2011
1/16/2009
9/8/2011
12/31/2008
8/8/2013
8/9/2013
8/12/2013
9/12/2013
9/24/2013
9/25/2013
10/29/2013
3/6/2009
8/25/2011
11/23/2011
4/10/2009
12/11/2009
12/19/2012
12/20/2012
1/11/2013
12/19/2008
7/14/2011
8/24/2011
4/3/2009
6/19/2012
2/6/2013
2/13/2009
12/22/2009
9/24/2010
1/23/2009
7/3/2012
9/5/2012
3/20/2009
9/22/2011
11/21/2008
7/8/2009
11/22/2011
5/15/2009
7/16/2014
12/23/2008
5/31/2011
11/21/2008
8/29/2012
11/1/2012
12/11/2009
8/8/2012
8/9/2012
8/10/2012
9/19/2012
9/20/2012
9/21/2012
11/16/2012
12/5/2008
6/19/2012
3/11/2015
9/11/2009
9/17/2010
2/6/2009
2/15/2012
3/6/2009
5/3/2011
12/23/2008
2/24/2010
6/8/2010
6/12/2009
9/22/2011
12/5/2008
4/3/2012
5/22/2013
1/9/2009
4/29/2013
5/31/2013
7/1/2015
12/22/2009
11/9/2012
1/11/2013
2/27/2009
10/29/2012
10/31/2012
1/11/2013
Original Investment Type1
Original Investment Amount
Outstanding Investment
Total Cash Back2
Investment Status*
Amount
$43,408,920.00
(Fee)4
($651,133.80)
Shares
48,200
Avg. Price
$900.60
(Realized Loss) / (Write-off)
($4,791,080.00)
Gain5
Wt Amount
Wt Shares
$31,429,313.38
$0.00
$37,515,000.00
$0.00
378,175
$4,043,972,602.67 Redeemed, in full; warrants not outstanding
$3,408,000,000.00
Preferred Stock w/ Warrants
43,617,747
$2,079,962.50
$3,408,000,000.00
2,693,747
$280,025,936.00
Preferred Stock w/ Warrants
136,320
$25,000.00
$43,787,611.61 Redeemed, in full; warrants not outstanding
$12,505,000.00
$25,010,000.00
$1,177,000.00
$0.00
$250,000.00
250
3,742,000
$1.00
$112,000.00
112,000
769
408
$898.21
$898.21
($78,276.51)
($41,530.32)
$2,979.49
$26,318.80
6
53
3,422
$700.10
($1,026,257.80)
$94,701.71
171
$2,500,000.00
2,500,000
616,308
368
$5,914,597.33 Redeemed, in full; warrants not outstanding
$4,487,322.46 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,000.00
$924,462.00
$0.00
$0.00
5,000
$3,742,000.00
$5,000,000.00
$3,742,000.00
$5,000.00
$5,000.00
$5,000,000.00
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
2,501
5,002
$1,289,436.37 Sold, in full; warrants not outstanding
$690,723.49
$366,469.68
($10,571.93)
($14,428.07)
Preferred Stock w/ Exercised Warrants
$3,422,000.00
$0.00
$3,003,674.75 Sold, in full; warrants not outstanding
Subordinated Debentures w/ Exercised Warrants
$50,000,000.00
$0.00
$65,558,530.56 Redeemed, in full; warrants not outstanding
Preferred Stock
$17,000,000.00
$0.00
$18,204,166.78 Redeemed, in full; warrants not outstanding
$2,395,742.20
($23,957.42)
($1,042.58)
$15,000,000.00
$35,000,000.00
$3,345,000.00
$0.00
$0.00
Preferred Stock w/ Exercised Warrants
$10,000,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$295,400,000.00
$0.00
$1,000.00
$1,000.00
$368,000.00
3,345
$1,000.00
$167,000.00
167
10,000
$1,000.00
$500,000.00
500
300
34,777
248,654
$350.00
$350.00
$350.00
($195,000.00)
($22,605,050.00)
($161,625,100.00)
$2,430,181.71
$5,919,151.59
4,299
10,471
5,819
5,850
$551.59
$551.59
($2,609,297.79)
($2,623,198.50)
100,000
$1,000.00
$63,677.00
Preferred Stock w/ Exercised Warrants
$7,350,000.00
3,675
3,675
573,833
$1,373,084.00
$2,510,399.84
Preferred Stock w/ Exercised Warrants
$6.75
$6.75
$5.03
$5.94
$100,000,000.00
$124,966,503.71
$1,000.00
$10,000,000.00
$400,000,000.00
65,000
$3,345,000.00
Preferred Stock w/ Warrants
12,000,000
1,261,356
4,388,888
5,000,000
$3,675,000.00
$3,675,000.00
$0.00
$1,000.00
$65,000,000.00
$65,000,000.00
$1.00
$1.00
17,000
$81,000,000.00
$8,514,153.00
$22,063,492.11
$29,708,351.90
Preferred Stock w/ Warrants
15,000,000
35,000,000
$17,000,000.00
1,500
2,743
$915.39
$915.20
$90,461.65
111
25,000
$1,000.00
10,958
$920.11
$74,518,906.44 Redeemed, in full; warrants not outstanding
$174,125,772.24 Sold, in part; warrants outstanding
($74,611.09)
($85,000.00)
($64,711,540.92)
($6,802,024.20)
($31,229,144.01)
($31,004,790.15)
$9,050,516.50 Redeemed, in full; warrants not outstanding
$3,960,105.00 Redeemed, in full; warrants not outstanding
$11,941,222.22 Redeemed, in full; warrants not outstanding
$119,071,500.97 Sold, in full; warrants not outstanding
$105,000.00
$12,171,950.00
$87,028,900.00
($993,058.50)
$3,209,702.21
$3,226,801.50
($64,365.04)
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$100,000,000.00
$2,211,000.00
$2,032,000.00
$0.00
$0.00
$112,410,898.89 Redeemed, in full; warrants not outstanding
$4,693,275.61 Sold, in full; warrants not outstanding
($126,916.00)
($232,600.16)
($33,333.33)
Preferred Stock w/ Warrants
$25,000,000.00
$0.00
$28,810,847.55 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$10,958,000.00
$0.00
$11,956,712.44 Sold, in full; warrants not outstanding
$25,000,000.00
$599,042.00
$2,200,000.00
$2,836,000.00
$0.00
$23,184,000.00
$0.00
5,036
$1,000.00
23,184
$906.00
110
$4,500,000.00
4,500
$1,000.00
469,312
$41,500,000.00
41,500
$1,000.00
$25,245,684.71 Sold, in full; warrants not outstanding
$21,004,704.00
Preferred Stock w/ Exercised Warrants
$110,000.00
($875,434.62)
$5,446,642.94 Redeemed, in full; warrants not outstanding
$5,036,000.00
Preferred Stock w/ Warrants
417,648
$563,174.00
Preferred Stock w/ Exercised Warrants
($151,238.48)
599,042
$266,041.78
$10,082,565.38
$4,500,000.00
$0.00
$0.00
($2,179,296.00)
$5,339,487.75 Redeemed, in full; warrants not outstanding
$41,500,000.00
($315,070.56)
$42,839,002.78 Redeemed, in full; warrants not outstanding
$0.00
$10,685,000.00
$0.00
$11,350,000.00
$0.00
$22,000,000.00
$0.00
195,915
108
672
320
$13,425,979.36 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
740
$8,499,249.92 Sold, in full; warrants not outstanding
Preferred Stock w/ Warrants
$740,000.00
$297,500.00
$14,800,000.00
225
88,273
$70,727.58
$440,082.72
$209,563.20
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$225,000.00
$30,600.00
Preferred Stock w/ Warrants
$19,957,763.30 Redeemed, in full; warrants not outstanding
$18,252,479.06 Sold, in full; warrants not outstanding
$14,800,000.00
14,800
$1,000.00
$7,754,267.48
10,685
$725.72
($2,930,732.52)
11,350
$982.83
($194,879.50)
$11,155,120.50
($167,326.81)
$326,250.00
$3,051,090.00
$10,977,660.00
500
4,676
16,824
$652.50
$652.50
$652.50
($173,750.00)
($1,624,910.00)
($5,846,340.00)
($1,381,580.00)
($143,550.00)
Preferred Stock w/ Warrants
$37,000,000.00
$0.00
$53,610,300.92 Sold, in full; warrants not outstanding
$35,618,420.00
($534,276.30)
37,000
$962.66
7,500,000
$1.00
$5,000,000.00
5,000
$1,000.00
$6,000,000.00
16,500
$363.64
$80,000,000.00
80,000
$1,000.00
$3,756,000.00
3,756,000
$1.00
65,000
$873.51
($8,221,850.00)
20,000
$542.11
($9,157,800.00)
8,700
$922.50
($674,250.00)
29
7,541
$910.31
$910.31
($2,601.01)
($676,352.29)
$362,118.92
379
$11,979,295.00
Subordinated Debentures w/ Exercised Warrants
$7,500,000.00
$0.00
$7,500,000.00
Preferred Stock w/ Exercised Warrants
550,595
$375,000.00
375,000
$250,000.00
250
$8,514,738.21 Redeemed, in full; warrants not outstanding
$5,000,000.00
$0.00
$6,074,313.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$16,500,000.00
$0.00
Preferred Stock w/ Warrants
$80,000,000.00
$0.00
$87,644,066.10 Redeemed, in full; warrants not outstanding
$3,756,000.00
$0.00
$4,563,280.34 Redeemed, in full; warrants not outstanding
$6,570,625.00 Sold, in full; warrants not outstanding
($10,500,000.00)
$2,966,288.32
$65,000,000.00
$0.00
$20,000,000.00
$0.00
241,696
215,983
$256,118.75
261
$68,141,972.19 Sold, in full; warrants not outstanding
Preferred Stock w/ Warrants
465,117
113,000
$2,500.00
Preferred Stock w/ Warrants
$113,000.00
$1,400,000.00
Subordinated Debentures w/ Exercised Warrants
$12,336,278.00 Sold, in full; warrants not outstanding
$56,778,150.00
($851,672.25)
$10,842,200.00
($108,422.00)
Preferred Stock w/ Exercised Warrants
$8,700,000.00
$0.00
$9,522,346.17 Sold, in full; warrants not outstanding
$8,025,750.00
($80,257.50)
Preferred Stock w/ Exercised Warrants
$7,570,000.00
$0.00
$8,702,021.25 Sold, in full; warrants not outstanding
$26,398.99
$6,864,647.71
($68,910.46)
22
Footnote
8,14,44
11
8,9
8
11
11,36
8,11,14
11,25
8,14,44
33,44,45
11
8,14
8,14,44
12,16
44
11
73,97
8,14,18
8,14
8,14,18,44,45
87
79
11,14,15
8,11,14
8,14
8,14,44
14,15
8,11,14
8,11,14,36
8,14,18
11
8,84
8,14,44
12,16
8,14,45
8,11,14
8,66,97
8,14,45
50,97
Institution Name
FIRST GUARANTY BANCSHARES, INC.
FIRST GUARANTY BANCSHARES, INC.
FIRST HORIZON NATIONAL CORPORATION
FIRST HORIZON NATIONAL CORPORATION
FIRST HORIZON NATIONAL CORPORATION
FIRST INDEPENDENCE CORPORATION
FIRST INDEPENDENCE CORPORATION
FIRST INDEPENDENCE CORPORATION
FIRST INDEPENDENCE CORPORATION
FIRST INTERCONTINENTAL BANK
FIRST INTERCONTINENTAL BANK
FIRST INTERCONTINENTAL BANK
FIRST LITCHFIELD FINANCIAL CORPORATION
FIRST LITCHFIELD FINANCIAL CORPORATION
FIRST M&F CORPORATION
FIRST M&F CORPORATION
FIRST M&F CORPORATION
FIRST MANITOWOC BANCORP, INC.
FIRST MANITOWOC BANCORP, INC.
FIRST MARKET BANK, FSB / UNION FIRST MARKET BANKSHARES CORPORATION
FIRST MARKET BANK, FSB / UNION FIRST MARKET BANKSHARES CORPORATION
FIRST MENASHA BANCSHARES, INC.
FIRST MENASHA BANCSHARES, INC.
FIRST MERCHANTS CORPORATION
FIRST MERCHANTS CORPORATION
FIRST MERCHANTS CORPORATION
FIRST MIDWEST BANCORP, INC.
FIRST MIDWEST BANCORP, INC.
FIRST MIDWEST BANCORP, INC.
FIRST NATIONAL CORPORATION
FIRST NATIONAL CORPORATION
FIRST NBC BANK HOLDING COMPANY
FIRST NBC BANK HOLDING COMPANY
FIRST NIAGARA FINANCIAL GROUP
FIRST NIAGARA FINANCIAL GROUP
FIRST NIAGARA FINANCIAL GROUP
FIRST NORTHERN COMMUNITY BANCORP
FIRST NORTHERN COMMUNITY BANCORP
FIRST NORTHERN COMMUNITY BANCORP
FIRST PACTRUST BANCORP, INC.
FIRST PACTRUST BANCORP, INC.
FIRST PACTRUST BANCORP, INC.
FIRST PLACE FINANCIAL CORP.
FIRST PLACE FINANCIAL CORP.
FIRST PRIORITY FINANCIAL CORP.
FIRST PRIORITY FINANCIAL CORP.
FIRST PRIORITY FINANCIAL CORP.
FIRST PRIORITY FINANCIAL CORP.
FIRST PRIORITY FINANCIAL CORP.
FIRST RELIANCE BANCSHARES, INC.
FIRST RELIANCE BANCSHARES, INC.
FIRST RELIANCE BANCSHARES, INC.
FIRST RESOURCE BANK
FIRST RESOURCE BANK
FIRST RESOURCE BANK
FIRST SECURITY GROUP, INC.
FIRST SECURITY GROUP, INC.
FIRST SOUND BANK
FIRST SOUND BANK
FIRST SOUTH BANCORP, INC.
FIRST SOUTH BANCORP, INC.
FIRST SOUTH BANCORP, INC.
FIRST SOUTHERN BANCORP, INC.
FIRST SOUTHERN BANCORP, INC.
FIRST SOUTHWEST BANCORPORATION, INC.
FIRST SOUTHWEST BANCORPORATION, INC.
FIRST SOUTHWEST BANCORPORATION, INC.
FIRST SOUTHWEST BANCORPORATION, INC.
FIRST SOUTHWEST BANCORPORATION, INC.
FIRST TEXAS BHC, INC.
FIRST TEXAS BHC, INC.
FIRST TRUST CORPORATION
FIRST TRUST CORPORATION
FIRST TRUST CORPORATION
FIRST ULB CORP.
FIRST ULB CORP.
FIRST UNITED CORPORATION
FIRST UNITED CORPORATION
FIRST UNITED CORPORATION
FIRST UNITED CORPORATION
FIRST UNITED CORPORATION
FIRST VERNON BANCSHARES, INC.
FIRST VERNON BANCSHARES, INC.
FIRST WESTERN FINANCIAL, INC.
FIRST WESTERN FINANCIAL, INC.
FIRST WESTERN FINANCIAL, INC.
FIRST WESTERN FINANCIAL, INC.
FIRST WESTERN FINANCIAL, INC.
FIRST WESTERN FINANCIAL, INC.
FIRST WESTERN FINANCIAL, INC.
FIRSTBANK CORPORATION
FIRSTBANK CORPORATION
FIRSTBANK CORPORATION
FIRSTMERIT CORPORATION
FIRSTMERIT CORPORATION
FIRSTMERIT CORPORATION
FLAGSTAR BANCORP, INC.
FLAGSTAR BANCORP, INC.
FLAGSTAR BANCORP, INC.
FLAGSTAR BANCORP, INC.
FLAGSTAR BANCORP, INC.
FLAGSTAR BANCORP, INC.
FLORIDA BANK GROUP, INC.
FLORIDA BANK GROUP, INC.
FLORIDA BUSINESS BANCGROUP, INC.
FLORIDA BUSINESS BANCGROUP, INC.
FLUSHING FINANCIAL CORPORATION
FLUSHING FINANCIAL CORPORATION
FLUSHING FINANCIAL CORPORATION
FNB BANCORP
FNB BANCORP
FORESIGHT FINANCIAL GROUP, INC.
FORESIGHT FINANCIAL GROUP, INC.
FORT LEE FEDERAL SAVINGS BANK, FSB
FORT LEE FEDERAL SAVINGS BANK, FSB
FORTUNE FINANCIAL CORPORATION
FORTUNE FINANCIAL CORPORATION
FPB BANCORP, INC.
City
HAMMOND
HAMMOND
MEMPHIS
MEMPHIS
MEMPHIS
DETROIT
DETROIT
DETROIT
DETROIT
DORAVILLE
DORAVILLE
DORAVILLE
LITCHFIELD
LITCHFIELD
KOSCIUSKO
KOSCIUSKO
KOSCIUSKO
MANITOWOC
MANITOWOC
RICHMOND
RICHMOND
NEENAH
NEENAH
MUNCIE
MUNCIE
MUNCIE
ITASCA
ITASCA
ITASCA
STRASBURG
STRASBURG
NEW ORLEANS
NEW ORLEANS
LOCKPORT
LOCKPORT
LOCKPORT
DIXON
DIXON
DIXON
CHULA VISTA
CHULA VISTA
CHULA VISTA
WARREN
WARREN
MALVERN
MALVERN
MALVERN
MALVERN
MALVERN
FLORENCE
FLORENCE
FLORENCE
EXTON
EXTON
EXTON
CHATTANOOGA
CHATTANOOGA
SEATTLE
SEATTLE
LEXINGTON
LEXINGTON
LEXINGTON
BOCA RATON
BOCA RATON
ALAMOSA
ALAMOSA
ALAMOSA
ALAMOSA
ALAMOSA
FORT WORTH
FORT WORTH
NEW ORLEANS
NEW ORLEANS
NEW ORLEANS
OAKLAND
OAKLAND
OAKLAND
OAKLAND
OAKLAND
OAKLAND
OAKLAND
VERNON
VERNON
DENVER
DENVER
DENVER
DENVER
DENVER
DENVER
DENVER
ALMA
ALMA
ALMA
AKRON
AKRON
AKRON
TROY
TROY
TROY
TROY
TROY
TROY
TAMPA
TAMPA
TAMPA
TAMPA
LAKE SUCCESS
LAKE SUCCESS
LAKE SUCCESS
SOUTH SAN FRANCISCO
SOUTH SAN FRANCISCO
ROCKFORD
ROCKFORD
FORT LEE
FORT LEE
ARNOLD
ARNOLD
PORT ST. LUCIE
State
LA
LA
TN
TN
TN
MI
MI
MI
MI
GA
GA
GA
CT
CT
MS
MS
MS
WI
WI
VA
VA
WI
WI
IN
IN
IN
IL
IL
IL
VA
VA
LA
LA
NY
NY
NY
CA
CA
CA
CA
CA
CA
OH
OH
PA
PA
PA
PA
PA
SC
SC
SC
PA
PA
PA
TN
TN
WA
WA
TN
TN
TN
FL
FL
CO
CO
CO
CO
CO
TX
TX
LA
LA
LA
CA
CA
MD
MD
MD
MD
MD
AL
AL
CO
CO
CO
CO
CO
CO
CO
MI
MI
MI
OH
OH
OH
MI
MI
MI
MI
MI
MI
FL
FL
FL
FL
NY
NY
NY
CA
CA
IL
IL
NJ
NJ
MO
MO
FL
Date
8/28/2009
9/22/2011
11/14/2008
12/22/2010
3/9/2011
8/28/2009
12/20/2012
1/11/2013
3/26/2013
3/13/2009
8/12/2013
9/12/2013
12/12/2008
4/7/2010
2/27/2009
9/29/2010
8/30/2013
1/16/2009
5/27/2009
2/6/2009
12/7/2011
2/13/2009
9/15/2011
2/20/2009
9/22/2011
11/23/2011
12/5/2008
11/23/2011
12/21/2011
3/13/2009
8/29/2012
3/20/2009
8/4/2011
11/21/2008
5/27/2009
6/24/2009
3/13/2009
9/15/2011
11/16/2011
11/21/2008
12/15/2010
1/5/2011
3/13/2009
10/29/2012
2/20/2009
12/18/2009
2/7/2013
2/8/2013
3/26/2013
3/6/2009
3/11/2013
4/9/2013
1/30/2009
12/11/2009
9/15/2011
1/9/2009
4/11/2013
12/23/2008
2/20/2013
7/17/2009
9/28/2011
11/28/2012
1/30/2009
6/16/2010
3/6/2009
3/26/2013
3/27/2013
3/28/2013
4/9/2013
3/6/2009
9/15/2011
6/5/2009
2/20/2013
3/26/2013
1/23/2009
4/22/2009
1/30/2009
12/3/2014
12/4/2014
1/9/2015
5/27/2015
6/12/2009
9/29/2010
2/6/2009
12/11/2009
8/9/2012
8/10/2012
9/11/2012
6/24/2013
7/26/2013
1/30/2009
7/3/2012
7/18/2012
1/9/2009
4/22/2009
5/27/2009
1/30/2009
3/26/2013
3/27/2013
3/28/2013
4/9/2013
6/12/2013
7/24/2009
8/14/2013
2/20/2009
9/22/2011
12/19/2008
10/28/2009
12/30/2009
2/27/2009
9/15/2011
5/15/2009
12/11/2012
5/22/2009
4/20/2012
4/3/2009
9/15/2011
12/5/2008
Original Investment Type1
Preferred Stock w/ Exercised Warrants
Original Investment Amount
$20,699,000.00
Outstanding Investment
$0.00
Total Cash Back2
Investment Status*
$24,059,476.66 Redeemed, in full; warrants not outstanding
$866,540,000.00
$0.00
$1,037,467,405.56 Redeemed, in full; warrants not outstanding
Amount
(Fee)4
Shares
Avg. Price
$20,699,000.00
Gain5
$3,223,000.00
$0.00
$10,000.00
866,540
(Realized Loss) / (Write-off)
Wt Amount
Wt Shares
$1,030,000.00
103
$79,700,000.00
Preferred Stock
2,070
$866,540,000.00
Preferred Stock w/ Warrants
$1,000.00
14,842,321
$2,820,256.96 Sold, in full; warrants not outstanding
$2,336,675.00
3,223
$725.00
($886,325.00)
6,398
$507.52
($3,150,887.04)
10,000
$1,000.00
($23,366.75)
($26,633.25)
Preferred Stock w/ Exercised Warrants
$6,398,000.00
$0.00
$10,000,000.00
$0.00
$4,118,886.85 Sold, in full; warrants not outstanding
$3,247,112.96
$139,320.00
320
$1,488,046.41
199,203
$4,089,510.61
513,113
$600,000.00
600
($25,000.00)
Preferred Stock w/ Warrants
$12,147,768.63 Redeemed, in full; warrants not outstanding
$10,000,000.00
Preferred Stock w/ Warrants
$30,000,000.00
$0.00
$36,472,843.94 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$12,000,000.00
$0.00
$12,837,983.33 Redeemed, in full; warrants not outstanding
$30,000,000.00
Preferred Stock w/ Exercised Warrants
$33,900,000.00
$0.00
$0.00
$0.00
35,595
$1,000.00
$5,713,865.00 Redeemed, in full; warrants not outstanding
$116,000,000.00
$1,000.00
$40,834,859.35 Redeemed, in full; warrants not outstanding
$4,797,000.00
$1,000.00
12,000
$33,900,000.00
Preferred Stock w/ Warrants
30,000
$12,000,000.00
$131,383,055.11 Redeemed, in full; warrants not outstanding
$4,797,000.00
$193,000,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$13,900,000.00
$0.00
$17,836,000.00
$0.00
$0.00
1,305,230
$624,674.69
695
$21,033,989.56 Redeemed, in full; warrants not outstanding
$184,011,000.00
$1,000.00
$15,329,326.44 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
240
991,453
$900,000.00
Preferred Stock w/ Warrants
$1,000.00
116,000
$240,000.00
$367,500.00
Preferred Stock w/ Warrants
4,797
$116,000,000.00
$1,695,000.00
$222,528,333.33 Redeemed, in full; warrants not outstanding
$191,464,618.00 Redeemed, in full; warrants not outstanding
$193,000,000.00
193,000
$1,000.00
13,900
$882.50
$17,836,000.00
17,836
$1,000.00
$184,011,000.00
184,011
$1,000.00
$12,266,750.00
($184,001.25)
($1,633,250.00)
Preferred Stock w/ Warrants
$17,390,000.00
$0.00
$19,300,000.00
$0.00
892
953,096
$19,943,580.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$892,000.00
$2,700,000.00
Preferred Stock w/ Warrants
$22,297,560.34 Redeemed, in full; warrants not outstanding
$17,390,000.00
17,390
$1,000.00
$19,300,000.00
19,300
$1,000.00
$375,000.00
Preferred Stock w/ Warrants
$72,927,000.00
$0.00
$0.00
280,795
$7,009,094.50 Exited bankruptcy/Receivership
$4,579,000.00
$4,596,000.00
352,977
$1,003,227.00
$9,948,069.58 Sold, in full; warrants not outstanding
($72,927,000.00)
Preferred Stock w/ Exercised Warrants
$6,682,192.50
$1,410,831.60
7,575
1,600
$882.14
$881.77
($892,807.50)
($189,168.40)
$48,083.60
$176,633.62
49
180
15,349
$679.61
($4,917,666.11)
$624,632.45
767
$5,017,000.00
5,017
$1,000.00
$130,000.00
130
$14,912,862.00
9,941,908
$1.50
($18,087,138.00)
($3,700,000.00)
2,500,000
($80,930.24)
Preferred Stock w/ Exercised Warrants
$15,349,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$2,600,000.00
$2,417,000.00
$0.00
$12,994,059.00 Sold, in full; warrants not outstanding
Preferred Stock w/ Warrants
$33,000,000.00
$0.00
$16,315,362.00 Sold, in full; warrants not outstanding
Preferred Stock w/ Warrants
$7,400,000.00
$0.00
$4,030,944.44 Sold, in full; warrants not outstanding
$50,000,000.00
$0.00
$10,431,333.89
($104,313.34)
$5,731,793.60 Redeemed, in full; warrants not outstanding
$3,700,000.00
$0.00
$2,500,000.00
10,900
$1,000.00
$545,000.00
545
350
3,150
2,000
$900.02
$900.02
$900.02
($34,993.00)
($314,937.00)
($199,960.00)
$206,048.21
$45,788.48
225
50
13,533
$1,000.00
$677,000.00
677
17,969,000
$0.77
($4,218,941.51)
$644,726.19
898,000
$245,000.00
245
$117,162.42
$0.00
$5,500,000.00
$1.00
$1.00
$315,007.00
$2,835,063.00
$1,800,040.00
$10,900,000.00
Preferred Stock w/ Exercised Warrants
$500.00
13,125,000
36,875,000
$10,900,000.00
Preferred Stock w/ Exercised Warrants
7,400
$13,125,000.00
$36,875,000.00
Subordinated Debentures w/ Exercised Warrants
326,323
$65,432,450.94 Redeemed, in full; warrants not outstanding
$12,263,468.31 Redeemed, in full; warrants not outstanding
$5,359,772.59 Sold, in full; warrants not outstanding
($49,501.10)
Preferred Stock w/ Exercised Warrants
$13,533,000.00
$0.00
$16,072,389.00 Redeemed, in full; warrants not outstanding
Subordinated Debentures w/ Exercised Warrants
$17,969,000.00
$0.00
$15,304,180.50 Sold, in full; warrants not outstanding
$13,533,000.00
$13,750,058.49
($137,500.58)
Preferred Stock w/ Exercised Warrants
$4,900,000.00
$0.00
$30,000,000.00
$0.00
$5,211,020.69 Redeemed, in full; warrants not outstanding
$4,900,000.00
4,900
$1,000.00
$7,800,000.00
$22,200,000.00
7,800
22,200
$1,002.01
$1,002.01
$6,000,000.00
6,000
$1,000.00
$6,138,000.00
$62,000.00
Preferred Stock w/ Warrants
7,920
80
$775.00
$775.00
$40,183,721.33 Sold, in full; warrants not outstanding
$15,678.00
$44,622.00
($300,603.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$6,000,000.00
$8,559,000.00
$11,881,000.00
$0.00
$0.00
$6,662,770.42 Redeemed, in full; warrants not outstanding
$245,000.00
245
$311,681.70
$39,370.32
380
48
$21,142,314.80 Sold, in full; warrants not outstanding
($1,782,000.00)
($18,000.00)
($62,000.00)
$10,994,240.00
12,440
$883.78
($1,445,760.00)
33,000
$941.01
($1,946,670.00)
125,000
$1,000.00
($109,942.41)
Preferred Stock w/ Warrants
$33,000,000.00
$0.00
$38,185,560.05 Sold, in full; warrants not outstanding
$31,053,330.00
($465,799.95)
$1,946,670.00
$0.00
$266,657,000.00
$0.00
645,138
$131,813,194.44 Redeemed, in full; warrants not outstanding
$125,000,000.00
Preferred Stock w/ Warrants
952,260
$12,905.00
$125,000,000.00
578,947
$5,025,000.00
Preferred Stock w/ Warrants
$277,861,053.94 Sold, in full; warrants not outstanding
$1,439,258.50
$228,401,847.00
$13,216,750.00
1,579
250,578
14,500
$911.50
$911.50
$911.50
($139,741.50)
($22,176,153.00)
($1,283,250.00)
20,471
$390.80
($12,471,000.00)
$9,495,000.00
9,495
$1,000.00
$70,000,000.00
70,000
$1,000.00
($2,430,578.56)
Preferred Stock w/ Exercised Warrants
$20,471,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$9,495,000.00
$0.00
$11,309,750.50 Redeemed, in full; warrants not outstanding
$9,180,793.08 Sold, in full; warrants not outstanding
$70,000,000.00
$0.00
$73,904,166.66 Redeemed, in full; warrants not outstanding
$8,000,000.00
Preferred Stock w/ Exercised Warrants
$12,000,000.00
$0.00
$15,000,000.00
$0.00
$18,670,291.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,300,000.00
$0.00
475
375,806
$14,267,700.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$475,000.00
$900,000.00
Preferred Stock w/ Warrants
$12,000,000.00
12,000
$1,000.00
$600,000.00
600
$15,000,000.00
15,000
$1,000.00
$750,000.00
750
$3,100,000.00
3,100
$1,000.00
$155,000.00
155
$87,184.85 Exited bankruptcy/Receivership
($1,300,000.00)
Preferred Stock w/ Exercised Warrants
$3,100,000.00
$0.00
Preferred Stock w/ Warrants
$5,800,000.00
$0.00
$3,668,927.67 Redeemed, in full; warrants not outstanding
$273,888.89 Currently Not Collectible
23
Footnote
8,11,14
8,14
15
11,14,15
8,14,44
11,14,15
11
8,14
8,11,14
8
8,14
8,17,91,97
11
8,127
8,14,44
15
8
8,14,18,44
15
45
8,11,14
8,11,14
8
8,68,97
8,14,45
9,15,36
11
17,28,70,97
8,14,45
8,11,14
38
8,9
8,11,14
11
131
8,17
45
8,17,45
11
11,16
11
11
8,18,21,44
Institution Name
FPB BANCORP, INC.
FPB FINANCIAL CORP.
FPB FINANCIAL CORP.
FPB FINANCIAL CORP.
FRANKLIN BANCORP, INC.
FRANKLIN BANCORP, INC.
FRANKLIN BANCORP, INC.
FRANKLIN BANCORP, INC.
FREEPORT BANCSHARES, INC.
FREEPORT BANCSHARES, INC.
FREEPORT BANCSHARES, INC.
FREEPORT BANCSHARES, INC.
FREMONT BANCORPORATION
FREMONT BANCORPORATION
FRESNO FIRST BANK
FRESNO FIRST BANK
FRONTIER BANCSHARES, INC
FRONTIER BANCSHARES, INC
FRONTIER BANCSHARES, INC
FULTON FINANCIAL CORPORATION
FULTON FINANCIAL CORPORATION
FULTON FINANCIAL CORPORATION
GATEWAY BANCSHARES, INC.
GATEWAY BANCSHARES, INC.
GEORGIA COMMERCE BANCSHARES, INC.
GEORGIA COMMERCE BANCSHARES, INC.
GEORGIA PRIMARY BANK
GEORGIA PRIMARY BANK
GEORGIA PRIMARY BANK
GERMANTOWN CAPITAL CORPORATION
GERMANTOWN CAPITAL CORPORATION
GERMANTOWN CAPITAL CORPORATION
GERMANTOWN CAPITAL CORPORATION
GOLD CANYON BANK
GOLD CANYON BANK
GOLDMAN SACHS GROUP, INC.
GOLDMAN SACHS GROUP, INC.
GOLDMAN SACHS GROUP, INC.
GOLDWATER BANK, N.A.
GOLDWATER BANK, N.A.
GRAND CAPITAL CORPORATION
GRAND CAPITAL CORPORATION
GRAND FINANCIAL CORPORATION
GRAND FINANCIAL CORPORATION
GRAND MOUNTAIN BANCSHARES, INC.
GRANDSOUTH BANCORPORATION
GRANDSOUTH BANCORPORATION
GRANDSOUTH BANCORPORATION
GREAT RIVER HOLDING COMPANY
GREAT RIVER HOLDING COMPANY
GREAT RIVER HOLDING COMPANY
GREAT RIVER HOLDING COMPANY
GREAT SOUTHERN BANCORP
GREAT SOUTHERN BANCORP
GREAT SOUTHERN BANCORP
GREEN BANKSHARES, INC.
GREEN BANKSHARES, INC.
GREEN CIRCLE INVESTMENTS, INC.
GREEN CIRCLE INVESTMENTS, INC.
GREEN CIRCLE INVESTMENTS, INC.
GREEN CIRCLE INVESTMENTS, INC.
GREEN CITY BANCSHARES, INC.
GREEN CITY BANCSHARES, INC.
GREER BANCSHARES INCORPORATED
GREER BANCSHARES INCORPORATED
GREER BANCSHARES INCORPORATED
GREER BANCSHARES INCORPORATED
GREGG BANCSHARES, INC.
GREGG BANCSHARES, INC.
GUARANTY BANCORP, INC.
GUARANTY BANCORP, INC.
GUARANTY CAPITAL CORPORATION
GUARANTY CAPITAL CORPORATION
GUARANTY FEDERAL BANCSHARES, INC.
GUARANTY FEDERAL BANCSHARES, INC.
GUARANTY FEDERAL BANCSHARES, INC.
GUARANTY FEDERAL BANCSHARES, INC.
GUARANTY FEDERAL BANCSHARES, INC.
GUARANTY FEDERAL BANCSHARES, INC.
GULFSOUTH PRIVATE BANK
GULFSOUTH PRIVATE BANK
GULFSTREAM BANCSHARES, INC.
GULFSTREAM BANCSHARES, INC.
HAMILTON STATE BANCSHARES, INC.
HAMILTON STATE BANCSHARES, INC.
HAMPTON ROADS BANKSHARES, INC.
HAMPTON ROADS BANKSHARES, INC.
HARBOR BANKSHARES CORPORATION
HAVILAND BANCSHARES, INC.
HAVILAND BANCSHARES, INC.
HAWTHORN BANCSHARES, INC.
HAWTHORN BANCSHARES, INC.
HAWTHORN BANCSHARES, INC.
HAWTHORN BANCSHARES, INC.
HCSB FINANCIAL CORPORATION
HCSB FINANCIAL CORPORATION
HEARTLAND BANCSHARES, INC.
HEARTLAND BANCSHARES, INC.
HEARTLAND FINANCIAL USA, INC.
HEARTLAND FINANCIAL USA, INC.
HEARTLAND FINANCIAL USA, INC.
HERITAGE BANKSHARES, INC.
HERITAGE BANKSHARES, INC.
HERITAGE BANKSHARES, INC.
HERITAGE COMMERCE CORP.
HERITAGE COMMERCE CORP.
HERITAGE COMMERCE CORP.
HERITAGE FINANCIAL CORPORATION
HERITAGE FINANCIAL CORPORATION
HERITAGE FINANCIAL CORPORATION
HERITAGE OAKS BANCORP
HERITAGE OAKS BANCORP
HERITAGE OAKS BANCORP
HF FINANCIAL CORP.
HF FINANCIAL CORP.
HF FINANCIAL CORP.
HIGHLANDS BANCORP, INC.
HIGHLANDS BANCORP, INC.
City
PORT ST. LUCIE
HAMMOND
HAMMOND
HAMMOND
WASHINGTON
WASHINGTON
WASHINGTON
WASHINGTON
FREEPORT
FREEPORT
FREEPORT
FREEPORT
FREMONT
FREMONT
FRESNO
FRESNO
AUSTIN
AUSTIN
AUSTIN
LANCASTER
LANCASTER
LANCASTER
RINGGOLD
RINGGOLD
ATLANTA
ATLANTA
ATLANTA
ATLANTA
ATLANTA
GERMANTOWN
GERMANTOWN
GERMANTOWN
GERMANTOWN
GOLD CANYON
GOLD CANYON
NEW YORK
NEW YORK
NEW YORK
SCOTTSDALE
SCOTTSDALE
TULSA
TULSA
HATTIESBURG
HATTIESBURG
GRANBY
GREENVILLE
GREENVILLE
GREENVILLE
BAXTER
BAXTER
BAXTER
BAXTER
SPRINGFIELD
SPRINGFIELD
SPRINGFIELD
GREENEVILLE
GREENEVILLE
CLIVE
CLIVE
CLIVE
CLIVE
GREEN CITY
GREEN CITY
GREER
GREER
GREER
GREER
OZARK
OZARK
WOODSVILLE
WOODSVILLE
BELZONI
BELZONI
SPRINGFIELD
SPRINGFIELD
SPRINGFIELD
SPRINGFIELD
SPRINGFIELD
SPRINGFIELD
DESTIN
DESTIN
STUART
STUART
HOSCHTON
HOSCHTON
NORFOLK
NORFOLK
BALTIMORE
HAVILAND
HAVILAND
LEE'S SUMMIT
LEE'S SUMMIT
LEE'S SUMMIT
LEE'S SUMMIT
LORIS
LORIS
FRANKLIN
FRANKLIN
DUBUQUE
DUBUQUE
DUBUQUE
NORFOLK
NORFOLK
NORFOLK
SAN JOSE
SAN JOSE
SAN JOSE
OLYMPIA
OLYMPIA
OLYMPIA
PASO ROBLES
PASO ROBLES
PASO ROBLES
SIOUX FALLS
SIOUX FALLS
SIOUX FALLS
VERNON
VERNON
State
FL
LA
LA
LA
MO
MO
MO
MO
IL
IL
IL
IL
CA
CA
CA
CA
TX
TX
TX
PA
PA
PA
GA
GA
GA
GA
GA
GA
GA
TN
TN
TN
TN
AZ
AZ
NY
NY
NY
AZ
AZ
OK
OK
MS
MS
CO
SC
SC
SC
MN
MN
MN
MN
MO
MO
MO
TN
TN
IA
IA
IA
IA
MO
MO
SC
SC
SC
SC
MO
MO
NH
NH
MS
MS
MO
MO
MO
MO
MO
MO
FL
FL
FL
FL
GA
GA
VA
VA
MD
KS
KS
MO
MO
MO
MO
SC
SC
IN
IN
IA
IA
IA
VA
VA
VA
CA
CA
CA
WA
WA
WA
CA
CA
CA
SD
SD
SD
NJ
NJ
Date
7/15/2011
1/23/2009
12/16/2009
6/16/2010
5/22/2009
11/9/2012
11/13/2012
1/11/2013
5/8/2009
4/11/2014
4/14/2014
7/18/2014
6/26/2009
7/25/2012
1/23/2009
11/1/2012
4/24/2009
11/24/2009
10/6/2010
12/23/2008
7/14/2010
9/8/2010
5/8/2009
4/13/2012
2/6/2009
2/16/2011
5/1/2009
2/10/2014
3/19/2014
3/6/2009
10/29/2012
10/31/2012
1/11/2013
6/26/2009
4/5/2013
10/28/2008
6/17/2009
7/22/2009
1/30/2009
9/21/2015
4/24/2009
9/8/2011
9/25/2009
7/8/2015
5/29/2009
1/9/2009
12/11/2009
9/8/2011
7/17/2009
4/11/2014
4/14/2014
7/18/2014
12/5/2008
8/18/2011
9/21/2011
12/23/2008
9/7/2011
2/27/2009
11/14/2012
1/23/2013
4/24/2013
2/27/2009
7/14/2010
1/30/2009
3/19/2014
6/11/2014
7/23/2014
2/13/2009
7/13/2012
2/20/2009
9/15/2011
9/25/2009
7/30/2010
1/30/2009
6/13/2012
4/26/2013
4/29/2013
5/15/2013
5/31/2013
9/25/2009
10/19/2012
6/26/2009
8/18/2011
2/20/2009
4/13/2011
12/31/2008
4/14/2014
7/17/2009
3/13/2009
12/29/2010
12/19/2008
5/9/2012
5/15/2013
6/12/2013
3/6/2009
4/11/2016
9/11/2009
7/17/2012
12/19/2008
9/15/2011
9/28/2011
9/25/2009
3/16/2011
8/11/2011
11/21/2008
3/7/2012
6/10/2013
11/21/2008
12/22/2010
8/17/2011
3/20/2009
7/17/2013
8/7/2013
11/21/2008
6/3/2009
6/30/2009
5/8/2009
12/22/2009
Original Investment Type1
Preferred Stock w/ Exercised Warrants
Original Investment Amount
$3,240,000.00
Outstanding Investment
$0.00
Total Cash Back2
Investment Status*
Amount
(Fee)4
Shares
Avg. Price
$1,000,000.00
$2,240,000.00
$5,097,000.00
$0.00
1,000
2,240
Gain5
$1,000.00
$1,000.00
$594,550.00
$2,629,302.50
Preferred Stock w/ Exercised Warrants
(Realized Loss) / (Write-off)
($5,800,000.00)
Wt Amount
Wt Shares
$3,623,721.50 Redeemed, in full; warrants not outstanding
940
4,157
$632.50
$632.50
2,800,000
200,000
$1.01
$1.01
$162,000.00
162
$126,798.62
$45,188.88
188
67
$84,514.33
$42,257.17
100,000
50,000
1,750,000
$4,336,183.67 Sold, in full; warrants not outstanding
($345,450.00)
($1,527,697.50)
($25,000.00)
Subordinated Debentures w/ Exercised Warrants
$3,000,000.00
$0.00
$4,363,022.95 Sold, in full; warrants not outstanding
$2,800,000.00
$200,000.00
$18,228.00
$1,302.00
($25,000.00)
Subordinated Debentures w/ Exercised Warrants
$35,000,000.00
$0.00
$45,796,066.36 Redeemed, in full; warrants not outstanding
$35,000,000.00
$1.00
$1,750,000.00
$98,000.00
98
1,600,000
1,400,000
$1.00
$1.00
$150,000.00
150,000
376,500
$1,000.00
$10,800,000.00
5,509,756
$6,000,000.00
6,000
$1,000.00
$300,000.00
300
$8,700,000.00
8,700
$1,000.00
$435,000.00
435
$1,556,145.00
4,500
$345.81
($2,943,855.00)
$45,312.50
225
29
4,938
$910.13
$910.13
($2,606.23)
($443,778.06)
$214,595.28
248
$1,100,000,000.00
12,205,045
$2,437,100.33 Redeemed, in full; warrants not outstanding
$0.00
$1,000.00
$376,500,000.00
$0.00
$3,000,000.00
1,968
$1,600,000.00
$1,400,000.00
$1,968,000.00
Subordinated Debentures w/ Exercised Warrants
35,000,000
$1,968,000.00
Preferred Stock w/ Exercised Warrants
$3,408,191.65 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$376,500,000.00
$0.00
$416,635,625.00 Redeemed, in full; warrants not outstanding
$6,000,000.00
$0.00
$7,260,794.87 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$8,700,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$4,500,000.00
$0.00
$10,096,470.83 Redeemed, in full; warrants not outstanding
$1,576,457.50 Sold, in full; warrants not outstanding
($25,000.00)
Preferred Stock w/ Exercised Warrants
$4,967,000.00
$0.00
$5,699,100.75 Sold, in full; warrants not outstanding
$26,393.77
$4,494,221.94
($25,000.00)
Preferred Stock w/ Exercised Warrants
$1,607,000.00
$0.00
$53,859.52 Exited bankruptcy/Receivership
($1,607,000.00)
Preferred Stock w/ Warrants
$10,000,000,000.00
$0.00
$11,418,055,555.44 Redeemed, in full; warrants not outstanding
$2,568,000.00
$0.00
$1,493,750.00 Sold, in full; warrants not outstanding
$10,000,000,000.00
4,000
$1,000.00
$200,000.00
200
2,443,320
$1.00
$122,000.00
122,000
$15,319,000.00
15,319
$1,000.00
$450,000.00
450
$4,800,000.00
$3,600,000.00
4,800,000
3,600,000
$1.19
$1.19
$626,007.69
420,000
$58,000,000.00
58,000
$1,000.00
$6,436,364.00
909,091
$68,700,000.00
72,278
$950.50
$800,000.00
$800,000.00
$800,000.00
800
800
800
$1,000.00
$1,000.00
$1,000.00
$120,000.00
120
$651,000.00
651
$1,000.00
$33,000.00
33
$3,150,000.00
$1,980,000.00
$4,863,000.00
3,150
1,980
4,863
$1,000.00
$1,000.00
$1,000.00
$500,000.00
500
$346,000.00
346
$2,003,250.00
$0.00
$524.92
$4,000,000.00
$4,000,000.00
$1,000.00
2,568
$2,443,320.00
Preferred Stock w/ Exercised Warrants
10,000,000
$1,348,000.00
Preferred Stock w/ Exercised Warrants
459,459
($1,220,000.00)
$4,717,144.78 Redeemed, in full; warrants not outstanding
$3,868,471.61 Redeemed, in full; warrants not outstanding
Subordinated Debentures w/ Exercised Warrants
$2,443,320.00
$0.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$3,076,000.00
$9,000,000.00
$6,319,000.00
$3,076,000.00
$0.00
Subordinated Debentures w/ Exercised Warrants
$8,400,000.00
$0.00
$0.00 Full investment outstanding; warrants outstanding
$17,625,917.08 Redeemed, in full; warrants not outstanding
$11,306,571.15 Sold, in full; warrants not outstanding
$926,400.00
$694,800.00
($100,212.00)
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$58,000,000.00
$0.00
$72,274,419.56 Redeemed, in full; warrants not outstanding
$72,278,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$2,400,000.00
$0.00
$3,036,021.12 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$651,000.00
$0.00
$733,037.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$9,993,000.00
$0.00
$13,693,111.07 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$825,000.00
$0.00
$74,642,857.78 Sold, in full; warrants not outstanding
($3,578,000.00)
$45,190.00 Currently Not Collectible
($825,000.00)
Preferred Stock w/ Exercised Warrants
$6,920,000.00
$0.00
$8,235,040.33 Redeemed, in full; warrants not outstanding
Subordinated Debentures
$14,000,000.00
$0.00
$14,913,299.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$17,000,000.00
$0.00
$21,887,871.44 Sold, in full; warrants not outstanding
$6,920,000.00
6,920
$1,000.00
$14,000,000.00
14,000,000
$1.00
$5,000,000.00
$96,750.00
$11,513,250.00
5,000
100
11,900
$1,000.00
$967.50
$967.50
($3,250.00)
($386,750.00)
($116,100.00)
Preferred Stock w/ Exercised Warrants
$7,500,000.00
$0.00
$757,380.08 Exited bankruptcy/Receivership
($7,500,000.00)
Preferred Stock w/ Exercised Warrants
$7,500,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$7,000,000.00
$0.00
$8,751,541.63 Redeemed, in full; warrants not outstanding
$8,169,165.89 Redeemed, in full; warrants not outstanding
$80,347,000.00
$0.00
$5,790,608.79 Sold, in full; warrants outstanding
$6,800,000.00
$425,000.00
$6,800,000.00
$0.00
$30,255,000.00
$0.00
$7,500,000.00
$1,000.00
$375,000.00
375
280
$25,000.00
$350,000.00
35
$3,279,764.54
2,089,022
$1.57
$21,000.00
21
$540,000.00
Preferred Stock
Preferred Stock w/ Exercised Warrants
7,500
$7,000,000.00
Preferred Stock w/ Warrants
287,134
$425,000.00
Preferred Stock w/ Exercised Warrants
$1,000.00
12,000
18,255
$1,000.00
$1,000.00
$128,950.00
Preferred Stock w/ Warrants
425
$12,000,000.00
$18,255,000.00
Preferred Stock w/ Warrants
($77,067,235.46)
$282,744.47 Full investment outstanding; warrants not outstanding
$487,524.22 Redeemed, in full; warrants not outstanding
12,895
$10.00
$36,849,504.67 Redeemed, in full; warrants not outstanding
$12,895,000.00
$0.00
$1,219,652.00 Sold, in full; warrants not outstanding
$7,000,000.00
$0.00
$8,321,471.08 Redeemed, in full; warrants not outstanding
$81,698,000.00
$0.00
$94,686,087.22 Redeemed, in full; warrants not outstanding
$7,000,000.00
Preferred Stock w/ Exercised Warrants
$10,103,000.00
$0.00
$40,000,000.00
$0.00
$1,000.00
248
609,687
$11,353,284.46 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$1,000.00
81,698
$248,000.00
$1,800,000.00
Preferred Stock w/ Warrants
7,000
$81,698,000.00
($12,766,050.00)
$46,901,266.80 Redeemed, in full; warrants not outstanding
$2,606,000.00
$7,497,000.00
2,606
7,497
$1,000.00
$1,000.00
$40,000,000.00
40,000
$1,000.00
$24,000,000.00
$0.00
$21,000,000.00
$0.00
462,963
$26,953,333.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
303
$140,000.00
Preferred Stock w/ Warrants
$303,000.00
$27,241,335.26 Redeemed, in full; warrants not outstanding
$24,000,000.00
24,000
$1,000.00
$21,000,000.00
21,000
$1,000.00
$450,000.00
$25,000,000.00
$0.00
$0.00
302,419
$26,316,666.67 Redeemed, in full; warrants not outstanding
$3,091,000.00
$2,359,000.00
611,650
$650,000.00
Preferred Stock w/ Warrants
$6,211,926.79 Redeemed, in full; warrants not outstanding
$25,000,000.00
Preferred Stock w/ Exercised Warrants
138,037
$1,575,000.00
25,000
$1,000.00
24
Footnote
8,111
8,11,14
11
8
8,14
8,17
11
11,45
8,14,44
8,11,14,18
11
8,14
8,17
9,15,36
12,16
8,14
8,10,11
8,14,44
8,108
8,14,18,44
8
11
29
8,22,92,97
11
22,52,97
115
11
15,71,97
11
8,14,44
11
8
8,14
8,11,14,18,36
11
12
8,14
Institution Name
HIGHLANDS BANCORP, INC.
HIGHLANDS INDEPENDENT BANCSHARES, INC.
HIGHLANDS INDEPENDENT BANCSHARES, INC.
HILLTOP COMMUNITY BANCORP, INC.
HILLTOP COMMUNITY BANCORP, INC.
HMN FINANCIAL, INC.
HMN FINANCIAL, INC.
HMN FINANCIAL, INC.
HMN FINANCIAL, INC.
HMN FINANCIAL, INC.
HMN FINANCIAL, INC.
HOME BANCSHARES, INC.
HOME BANCSHARES, INC.
HOME BANCSHARES, INC.
HOMETOWN BANCORP OF ALABAMA, INC.
HOMETOWN BANCORP OF ALABAMA, INC.
HOMETOWN BANCSHARES, INC.
HOMETOWN BANCSHARES, INC.
HOMETOWN BANCSHARES, INC.
HOMETOWN BANCSHARES, INC.
HOMETOWN BANCSHARES, INC.
HOMETOWN BANKSHARES CORPORATION
HOMETOWN BANKSHARES CORPORATION
HOMETOWN BANKSHARES CORPORATION
HOPFED BANCORP
HOPFED BANCORP
HOPFED BANCORP
HORIZON BANCORP
HORIZON BANCORP
HORIZON BANCORP
HORIZON BANCORP
HOWARD BANCORP, INC.
HOWARD BANCORP, INC.
HPK FINANCIAL CORPORATION
HPK FINANCIAL CORPORATION
HPK FINANCIAL CORPORATION
HUNTINGTON BANCSHARES
HUNTINGTON BANCSHARES
HUNTINGTON BANCSHARES
HYPERION BANK
HYPERION BANK
HYPERION BANK
HYPERION BANK
IA BANCORP, INC / INDUS AMERICAN BANK
IA BANCORP, INC / INDUS AMERICAN BANK
IA BANCORP, INC / INDUS AMERICAN BANK
IA BANCORP, INC / INDUS AMERICAN BANK
IBC BANCORP, INC.
IBC BANCORP, INC.
IBERIABANK CORPORATION
IBERIABANK CORPORATION
IBERIABANK CORPORATION
IBT BANCORP, INC.
IBT BANCORP, INC.
IBW FINANCIAL CORPORATION
IBW FINANCIAL CORPORATION
ICB FINANCIAL
ICB FINANCIAL
IDAHO BANCORP
IDAHO BANCORP
ILLINOIS STATE BANCORP, INC.
ILLINOIS STATE BANCORP, INC.
ILLINOIS STATE BANCORP, INC.
INDEPENDENCE BANK
INDEPENDENCE BANK
INDEPENDENT BANK CORP.
INDEPENDENT BANK CORP.
INDEPENDENT BANK CORP.
INDEPENDENT BANK CORPORATION
INDEPENDENT BANK CORPORATION
INDIANA BANK CORP.
INDIANA BANK CORP.
INDIANA COMMUNITY BANCORP
INDIANA COMMUNITY BANCORP
INTEGRA BANK CORPORATION
INTEGRA BANK CORPORATION
INTERMOUNTAIN COMMUNITY BANCORP
INTERMOUNTAIN COMMUNITY BANCORP
INTERMOUNTAIN COMMUNITY BANCORP
INTERNATIONAL BANCSHARES CORPORATION
INTERNATIONAL BANCSHARES CORPORATION
INTERNATIONAL BANCSHARES CORPORATION
INTERNATIONAL BANCSHARES CORPORATION
INTERNATIONAL BANCSHARES CORPORATION
INTERVEST BANCSHARES CORPORATION
INTERVEST BANCSHARES CORPORATION
INTERVEST BANCSHARES CORPORATION
INTERVEST BANCSHARES CORPORATION
INVESTORS FINANCIAL CORPORATION OF PETTIS COUNTY, INC.
INVESTORS FINANCIAL CORPORATION OF PETTIS COUNTY, INC.
JPMORGAN CHASE & CO.
JPMORGAN CHASE & CO.
JPMORGAN CHASE & CO.
KATAHDIN BANKSHARES CORP.
KATAHDIN BANKSHARES CORP.
KEYCORP
KEYCORP
KEYCORP
KIRKSVILLE BANCORP, INC.
KIRKSVILLE BANCORP, INC.
KS BANCORP, INC
KS BANCORP, INC
KS BANCORP, INC
LAFAYETTE BANCORP, INC.
LAFAYETTE BANCORP, INC.
LAFAYETTE BANCORP, INC.
LAKELAND BANCORP, INC.
LAKELAND BANCORP, INC.
LAKELAND BANCORP, INC.
LAKELAND BANCORP, INC.
LAKELAND BANCORP, INC.
LAKELAND FINANCIAL CORPORATION
LAKELAND FINANCIAL CORPORATION
LAKELAND FINANCIAL CORPORATION
LAYTON PARK FINANCIAL GROUP, INC.
LAYTON PARK FINANCIAL GROUP, INC.
LAYTON PARK FINANCIAL GROUP, INC.
LAYTON PARK FINANCIAL GROUP, INC.
City
VERNON
SEBRING
SEBRING
SUMMIT
SUMMIT
ROCHESTER
ROCHESTER
ROCHESTER
ROCHESTER
ROCHESTER
ROCHESTER
CONWAY
CONWAY
CONWAY
ONEONTA
ONEONTA
CORBIN
CORBIN
CORBIN
CORBIN
CORBIN
ROANOKE
ROANOKE
ROANOKE
HOPKINSVILLE
HOPKINSVILLE
HOPKINSVILLE
MICHIGAN CITY
MICHIGAN CITY
MICHIGAN CITY
MICHIGAN CITY
ELLICOTT CITY
ELLICOTT CITY
CHICAGO
CHICAGO
CHICAGO
COLUMBUS
COLUMBUS
COLUMBUS
PHILADELPHIA
PHILADELPHIA
PHILADELPHIA
PHILADELPHIA
ISELIN
ISELIN
ISELIN
ISELIN
CHICAGO
CHICAGO
LAFAYETTE
LAFAYETTE
LAFAYETTE
IRVING
IRVING
WASHINGTON
WASHINGTON
ONTARIO
ONTARIO
BOISE
BOISE
CHICAGO
CHICAGO
CHICAGO
EAST GREENWICH
EAST GREENWICH
ROCKLAND
ROCKLAND
ROCKLAND
IONIA
IONIA
DANA
DANA
COLUMBUS
COLUMBUS
EVANSVILLE
EVANSVILLE
SANDPOINT
SANDPOINT
SANDPOINT
LAREDO
LAREDO
LAREDO
LAREDO
LAREDO
NEW YORK
NEW YORK
NEW YORK
NEW YORK
SEDALIA
SEDALIA
NEW YORK
NEW YORK
NEW YORK
HOULTON
HOULTON
CLEVELAND
CLEVELAND
CLEVELAND
KIRKSVILLE
KIRKSVILLE
SMITHFIELD
SMITHFIELD
SMITHFIELD
OXFORD
OXFORD
OXFORD
OAK RIDGE
OAK RIDGE
OAK RIDGE
OAK RIDGE
OAK RIDGE
WARSAW
WARSAW
WARSAW
MILWAUKEE
MILWAUKEE
MILWAUKEE
MILWAUKEE
State
NJ
FL
FL
NJ
NJ
MN
MN
MN
MN
MN
MN
AR
AR
AR
AL
AL
KY
KY
KY
KY
KY
VA
VA
VA
KY
KY
KY
IN
IN
IN
IN
MD
MD
IL
IL
IL
OH
OH
OH
PA
PA
PA
PA
NJ
NJ
NJ
NJ
IL
IL
LA
LA
LA
TX
TX
DC
DC
CA
CA
ID
ID
IL
IL
IL
RI
RI
MA
MA
MA
MI
MI
IN
IN
IN
IN
IN
IN
ID
ID
ID
TX
TX
TX
TX
TX
NY
NY
NY
NY
MO
MO
NY
NY
NY
ME
ME
OH
OH
OH
MO
MO
NC
NC
NC
MS
MS
MS
NJ
NJ
NJ
NJ
NJ
IN
IN
IN
WI
WI
WI
WI
Date
9/22/2011
3/6/2009
10/24/2014
1/30/2009
4/21/2010
12/23/2008
2/7/2013
2/8/2013
3/26/2013
5/26/2015
5/28/2015
1/16/2009
7/6/2011
7/27/2011
2/20/2009
8/28/2013
2/13/2009
11/28/2012
11/30/2012
1/11/2013
3/26/2013
9/18/2009
10/31/2012
1/11/2013
12/12/2008
12/19/2012
1/16/2013
12/19/2008
11/10/2010
8/25/2011
11/23/2011
2/27/2009
9/22/2011
5/1/2009
11/13/2009
12/11/2012
11/14/2008
12/22/2010
1/19/2011
2/6/2009
12/20/2012
1/11/2013
3/26/2013
9/18/2009
3/14/2014
3/17/2014
4/25/2014
5/15/2009
9/10/2010
12/5/2008
3/31/2009
5/20/2009
3/27/2009
6/12/2013
3/13/2009
9/3/2010
3/6/2009
11/1/2012
1/16/2009
4/24/2014
5/22/2009
12/29/2009
9/22/2011
1/9/2009
10/16/2013
1/9/2009
4/22/2009
5/27/2009
12/12/2008
8/30/2013
4/24/2009
4/9/2013
12/12/2008
9/12/2012
2/27/2009
7/29/2011
12/19/2008
11/20/2013
10/31/2014
12/23/2008
7/11/2012
11/1/2012
11/28/2012
6/11/2013
12/23/2008
6/24/2013
7/26/2013
9/3/2014
5/8/2009
10/19/2012
10/28/2008
6/17/2009
12/16/2009
1/30/2009
8/18/2011
11/14/2008
3/30/2011
4/20/2011
3/20/2009
3/19/2014
8/21/2009
11/30/2012
1/11/2013
2/20/2009
12/29/2009
9/29/2010
2/6/2009
8/4/2010
3/16/2011
2/8/2012
2/29/2012
2/27/2009
6/9/2010
11/22/2011
12/18/2009
11/29/2012
1/11/2013
3/26/2013
Original Investment Type1
Original Investment Amount
Shares
5,450
Avg. Price
$1,000.00
6,700
$828.00
4,000
Amount
$5,450,000.00
$721.50
$721.50
50,000
$1,000.00
$3,250,000.00
3,250
$1,000.00
$608,170.50
$1,183,339.50
645
1,255
$942.90
$942.90
200
277,778
555,555
158,472
$163,000.00
163
($36,829.50)
($71,660.50)
$70,095.00
95
($815,000.00)
$315,461.52
374
$256,257.00
$0.00
$0.00
$200,000.00
$1,300,000.00
$4,000,000.00
$26,000,000.00
Wt Shares
155
$1,843,194.00
$3,686,388.00
Preferred Stock w/ Warrants
Wt Amount
$155,000.00
253,666
$6,165,312.00 Sold, in full; warrants not outstanding
$5,547,600.00
Preferred Stock w/ Exercised Warrants
(Realized Loss) / (Write-off)
Gain5
$1,000.00
3,550
22,450
$50,000,000.00
$0.00
Investment Status*
(Fee)4
$4,000,000.00
$6,700,000.00
Outstanding Investment
Total Cash Back2
$2,561,325.00
$16,197,675.00
Preferred Stock w/ Exercised Warrants
($1,152,400.00)
$4,467,049.67 Redeemed, in full; warrants not outstanding
$26,563,769.78 Sold, in full; warrants not outstanding
($988,675.00)
($6,252,325.00)
($187,590.00)
Preferred Stock w/ Warrants
$50,000,000.00
$0.00
$57,480,555.56 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$3,250,000.00
$0.00
$4,214,202.31 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,900,000.00
$0.00
$2,229,801.03 Sold, in full; warrants not outstanding
($17,915.11)
($7,084.89)
Preferred Stock w/ Exercised Warrants
$10,000,000.00
$0.00
$11,111,011.94 Sold, in full; warrants not outstanding
Preferred Stock w/ Warrants
$18,400,000.00
$0.00
$22,354,145.89 Redeemed, in full; warrants not outstanding
10,000
$918.50
$18,400,000.00
$9,185,000.00
18,400
$1,000.00
$6,250,000.00
$18,750,000.00
6,250
18,750
$1,000.00
$1,000.00
$1,750,551.00
212,188
$5,983,000.00
5,983
$1,000.00
$299,000.00
299
$9,000,000.00
9,000
$1,000.00
$344,000.00
344
$1,398,071,000.00
1,398,071
$1,000.00
$49,100,000.00
23,562,994
($91,850.00)
Preferred Stock w/ Warrants
$25,000,000.00
$0.00
$29,857,321.83 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$5,983,000.00
$0.00
$7,119,793.05 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$4,000,000.00
$5,000,000.00
$0.00
$10,940,554.65 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$1,398,071,000.00
$0.00
$1,594,356,808.56 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,552,000.00
$0.00
$1,337,166.22 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$5,976,000.00
$0.00
$6,907,223.22 Sold, in full; warrants not outstanding
Subordinated Debentures
$4,205,000.00
$0.00
$4,632,216.32 Redeemed, in full; warrants not outstanding
$90,000,000.00
$0.00
$92,650,000.00 Redeemed, in full; warrants not outstanding
$1,008,800.00
1,552
$650.00
($543,200.00)
$25,700.00
78
2,770
3,206
$981.11
$981.11
($52,325.30)
($60,561.34)
$186,513.52
179
$1,200,000.00
138,490
$115,000.00
115
$300,000.00
300
406
($10,088.00)
($14,912.00)
$2,717,674.70
$3,145,438.66
($58,631.13)
$4,205,000.00
$6,000,000.00
$0.00
6,000
$1,000.00
6,000
$1,000.00
$6,453,067.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,000.00
$2,936,462.50 Redeemed, in full; warrants not outstanding
$0.00
2,295
$6,000,000.00
$0.00
$6,000,000.00
$1,000.00
$6,000,000.00
$2,295,000.00
Preferred Stock w/ Warrants
$1.00
90,000
$2,295,000.00
Preferred Stock w/ Exercised Warrants
4,205,000
$90,000,000.00
Preferred Stock w/ Warrants
$7,494,458.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$6,900,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$6,272,000.00
$4,000,000.00
$0.00
$555,673.08 Currently Not Collectible
($6,900,000.00)
$11,836,113.40 Redeemed, in full; warrants not outstanding
$10,272,000.00
$406,000.00
$1,000.00
$53,000.00
53
78,158
$1,000.00
481,664
$1,800,000.00
188,707
$10,635.00
65,323
$4,018,511.00
1,326,238
$2,892,066.00
691,882
$936,063,469.11
Preferred Stock w/ Warrants
$1,000.00
$2,200,000.00
$0.00
88,401,697
$1,394,723.17 Redeemed, in full; warrants not outstanding
$0.00
1,065
$78,158,000.00
$1,065,000.00
$78,158,000.00
10,272
$1,065,000.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$81,476,093.61 Redeemed, in full; warrants not outstanding
$72,000,000.00
$0.00
$1,312,000.00
$0.00
$21,500,000.00
$0.00
$83,430,000.00 Redeemed, in full; warrants not outstanding
$72,000,000.00
Preferred Stock w/ Exercised Warrants
72,000
$1,000.00
$2,426,000.00
$165,139.00 Currently Not Collectible
($1,312,000.00)
Preferred Stock w/ Warrants
$27,331,250.00 Redeemed, in full; warrants not outstanding
$21,500,000.00
Preferred Stock w/ Warrants
$83,586,000.00
$0.00
Preferred Stock w/ Warrants
$27,000,000.00
$0.00
Preferred Stock w/ Warrants
$216,000,000.00
$0.00
21,500
$1,000.00
$33,955,519.23 Redeemed, in full; warrants not outstanding
$1,950,340.00 Currently Not Collectible
$261,538,649.89 Redeemed, in full; warrants not outstanding
($83,586,000.00)
$27,000,000.00
Preferred Stock w/ Warrants
$25,000,000.00
$0.00
27,000
$1,000.00
$40,000,000.00
$45,000,000.00
$131,000,000.00
40,000
45,000
131,000
$1,000.00
$1,000.00
$1,000.00
25,000
$970.00
$32,927,621.56 Sold, in full; warrants not outstanding
$24,250,000.00
($750,000.00)
($242,500.00)
Subordinated Debentures w/ Exercised Warrants
$4,000,000.00
$0.00
$174,324.60 Currently Not Collectible
($4,000,000.00)
Preferred Stock w/ Warrants
$25,000,000,000.00
$0.00
$26,731,202,358.00 Redeemed, in full; warrants not outstanding
$10,449,000.00
$0.00
$12,423,046.75 Redeemed, in full; warrants not outstanding
$25,000,000,000.00
2,500,000
$10,000.00
$10,449,000.00
10,449
$1,000.00
$2,500,000,000.00
Preferred Stock w/ Exercised Warrants
$2,500,000,000.00
$0.00
25,000
$100,000.00
Preferred Stock w/ Exercised Warrants
$470,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$4,000,000.00
$0.00
$522,000.00
522
$70,000,000.00
Preferred Stock w/ Warrants
35,244,361
$2,867,222,222.22 Redeemed, in full; warrants not outstanding
$622,228.44 Redeemed, in full; warrants not outstanding
$470,000.00
470
$1,000.00
4,000
$827.00
$24,000.00
24
$140,400.00
200
$100,000.00
100
$4,137,336.64 Sold, in full; warrants not outstanding
$3,308,000.00
($692,000.00)
($25,000.00)
Preferred Stock w/ Exercised Warrants
$1,998,000.00
$2,453,000.00
$0.00
$4,818,134.50 Redeemed, in full; warrants not outstanding
$59,000,000.00
$0.00
$68,260,833.33 Redeemed, in full; warrants not outstanding
$4,451,000.00
4,451
$1,000.00
$20,000,000.00
$20,000,000.00
$19,000,000.00
20,000
20,000
19,000
$1,000.00
$1,000.00
$1,000.00
$56,044,000.00
Preferred Stock w/ Warrants
56,044
$1,000.00
$2,800,000.00
Preferred Stock w/ Exercised Warrants
$56,044,000.00
$3,000,000.00
$0.00
$0.00
997,050
$877,557.00
Preferred Stock w/ Warrants
198,269
$104,375.00
150
$60,517,713.33 Redeemed, in full; warrants not outstanding
$2,932,162.50 Sold, in full; warrants not outstanding
$2,370,930.00
3,000
$790.31
($629,070.00)
($23,709.29)
($1,290.71)
25
Footnote
11
8,11,14
9,48,97
8,14,45
8,14,45
8,17
9,11,36
8
11
8
11
8,9,17
11
8
8,11,44
8,14
11
14,15
8
8
14,15
8,14
43
8
11
8,14,45
8,14,18,44
11
8,14,44
8,14,56
8,14,44
8,18
8,14
8,42
8,18
11
12
Institution Name
LCNB CORP.
LCNB CORP.
LCNB CORP.
LEADER BANCORP, INC.
LEADER BANCORP, INC.
LEGACY BANCORP, INC.
LEGACY BANCORP, INC.
LIBERTY BANCSHARES, INC. (AR)
LIBERTY BANCSHARES, INC. (AR)
LIBERTY BANCSHARES, INC. (MO)
LIBERTY BANCSHARES, INC. (MO)
LIBERTY BANCSHARES, INC. (TX)
LIBERTY BANCSHARES, INC. (TX)
LIBERTY FINANCIAL SERVICES, INC.
LIBERTY FINANCIAL SERVICES, INC.
LIBERTY SHARES, INC.
LINCOLN NATIONAL CORPORATION
LINCOLN NATIONAL CORPORATION
LINCOLN NATIONAL CORPORATION
LNB BANCORP, INC.
LNB BANCORP, INC.
LNB BANCORP, INC.
LONE STAR BANK
LONE STAR BANK
LONE STAR BANK
LONE STAR BANK
LSB CORPORATION
LSB CORPORATION
LSB CORPORATION
M&F BANCORP, INC.
M&F BANCORP, INC.
M&T BANK CORPORATION
M&T BANK CORPORATION
M&T BANK CORPORATION
M&T BANK CORPORATION
MACKINAC FINANCIAL CORPORATION
MACKINAC FINANCIAL CORPORATION
MACKINAC FINANCIAL CORPORATION
MADISON FINANCIAL CORPORATION
MADISON FINANCIAL CORPORATION
MADISON FINANCIAL CORPORATION
MAGNA BANK
MAGNA BANK
MAGNA BANK
MAGNA BANK
MAINLINE BANCORP, INC.
MAINLINE BANCORP, INC.
MAINSOURCE FINANCIAL GROUP, INC.
MAINSOURCE FINANCIAL GROUP, INC.
MAINSOURCE FINANCIAL GROUP, INC.
MANHATTAN BANCORP
MANHATTAN BANCORP
MANHATTAN BANCORP
MANHATTAN BANCSHARES, INC.
MANHATTAN BANCSHARES, INC.
MANHATTAN BANCSHARES, INC.
MANHATTAN BANCSHARES, INC.
MARINE BANK & TRUST COMPANY
MARINE BANK & TRUST COMPANY
MARINE BANK & TRUST COMPANY
MARINE BANK & TRUST COMPANY
MARINE BANK & TRUST COMPANY
MARKET BANCORPORATION, INC.
MARKET BANCORPORATION, INC.
MARKET BANCORPORATION, INC.
MARKET STREET BANCSHARES, INC.
MARKET STREET BANCSHARES, INC.
MARKET STREET BANCSHARES, INC.
MARKET STREET BANCSHARES, INC.
MARQUETTE NATIONAL CORPORATION
MARQUETTE NATIONAL CORPORATION
MARQUETTE NATIONAL CORPORATION
MARQUETTE NATIONAL CORPORATION
MARQUETTE NATIONAL CORPORATION
MARSHALL & ILSLEY CORPORATION
MARSHALL & ILSLEY CORPORATION
MARYLAND FINANCIAL BANK
MARYLAND FINANCIAL BANK
MARYLAND FINANCIAL BANK
MB FINANCIAL INC.
MB FINANCIAL INC.
MB FINANCIAL INC.
MCLEOD BANCSHARES, INC.
MCLEOD BANCSHARES, INC.
MEDALLION BANK
MEDALLION BANK
MEDALLION BANK
MERCANTILE BANK CORPORATION
MERCANTILE BANK CORPORATION
MERCANTILE BANK CORPORATION
MERCANTILE BANK CORPORATION
MERCANTILE CAPITAL CORPORATION
MERCANTILE CAPITAL CORPORATION
MERCHANTS & PLANTERS BANCSHARES, INC.
MERCHANTS & PLANTERS BANCSHARES, INC.
MERCHANTS AND MANUFACTURERS BANK CORPORATION
MERCHANTS AND MANUFACTURERS BANK CORPORATION
MERIDIAN BANK
MERIDIAN BANK
MERIDIAN BANK
MERIDIAN BANK
METRO CITY BANK
METRO CITY BANK
METRO CITY BANK
METRO CITY BANK
METROCORP BANCSHARES, INC.
METROCORP BANCSHARES, INC.
METROCORP BANCSHARES, INC.
METROPOLITAN BANK GROUP, INC.
METROPOLITAN BANK GROUP, INC.
METROPOLITAN CAPITAL BANCORP, INC.
METROPOLITAN CAPITAL BANCORP, INC.
METROPOLITAN CAPITAL BANCORP, INC.
METROPOLITAN CAPITAL BANCORP, INC.
MID PENN BANCORP, INC./MID PENN BANK
MID PENN BANCORP, INC./MID PENN BANK
MID PENN BANCORP, INC./MID PENN BANK
MIDDLEBURG FINANCIAL CORPORATION
City
LEBANON
LEBANON
LEBANON
ARLINGTON
ARLINGTON
MILWAUKEE
MILWAUKEE
JONESBORO
JONESBORO
SPRINGFIELD
SPRINGFIELD
FORT WORTH
FORT WORTH
NEW ORLEANS
NEW ORLEANS
HINESVILLE
RADNOR
RADNOR
RADNOR
LORAIN
LORAIN
LORAIN
HOUSTON
HOUSTON
HOUSTON
HOUSTON
NORTH ANDOVER
NORTH ANDOVER
NORTH ANDOVER
DURHAM
DURHAM
BUFFALO
BUFFALO
BUFFALO
BUFFALO
MANISTIQUE
MANISTIQUE
MANISTIQUE
RICHMOND
RICHMOND
RICHMOND
MEMPHIS
MEMPHIS
MEMPHIS
MEMPHIS
EBENSBURG
EBENSBURG
GREENSBURG
GREENSBURG
GREENSBURG
EL SEGUNDO
EL SEGUNDO
EL SEGUNDO
MANHATTAN
MANHATTAN
MANHATTAN
MANHATTAN
VERO BEACH
VERO BEACH
VERO BEACH
VERO BEACH
VERO BEACH
NEW MARKET
NEW MARKET
NEW MARKET
MT. VERNON
MT. VERNON
MT. VERNON
MT. VERNON
CHICAGO
CHICAGO
CHICAGO
CHICAGO
CHICAGO
MILWAUKEE
MILWAUKEE
TOWSON
TOWSON
TOWSON
CHICAGO
CHICAGO
CHICAGO
SHOREWOOD
SHOREWOOD
SALT LAKE CITY
SALT LAKE CITY
SALT LAKE CITY
GRAND RAPIDS
GRAND RAPIDS
GRAND RAPIDS
GRAND RAPIDS
BOSTON
BOSTON
TOONE
TOONE
JOLIET
JOLIET
DEVON
DEVON
DEVON
DEVON
DORAVILLE
DORAVILLE
DORAVILLE
DORAVILLE
HOUSTON
HOUSTON
HOUSTON
CHICAGO
CHICAGO
CHICAGO
CHICAGO
CHICAGO
CHICAGO
MILLERSBURG
MILLERSBURG
MILLERSBURG
MIDDLEBURG
State
OH
OH
OH
MA
MA
WI
WI
AR
AR
MO
MO
TX
TX
LA
LA
GA
PA
PA
PA
OH
OH
OH
TX
TX
TX
TX
MA
MA
MA
NC
NC
NY
NY
NY
NY
MI
MI
MI
KY
KY
KY
TN
TN
TN
TN
PA
PA
IN
IN
IN
CA
CA
CA
IL
IL
IL
IL
FL
FL
FL
FL
FL
MN
MN
MN
IL
IL
IL
IL
IL
IL
IL
IL
IL
WI
WI
MD
MD
MD
IL
IL
IL
MN
MN
UT
UT
UT
MI
MI
MI
MI
MA
MA
TN
TN
IL
IL
PA
PA
PA
PA
GA
GA
GA
GA
TX
TX
TX
IL
IL
IL
IL
IL
IL
PA
PA
PA
VA
Date
1/9/2009
10/21/2009
11/22/2011
12/23/2008
11/24/2010
1/30/2009
3/11/2011
1/23/2009
7/21/2011
2/13/2009
8/18/2011
12/4/2009
1/14/2015
2/6/2009
9/24/2010
2/20/2009
7/10/2009
6/30/2010
9/22/2010
12/12/2008
6/19/2012
7/18/2012
2/6/2009
12/3/2014
12/4/2014
1/9/2015
12/12/2008
11/18/2009
12/16/2009
6/26/2009
8/20/2010
12/23/2008
5/18/2011
8/21/2012
12/17/2012
4/24/2009
8/29/2012
12/19/2012
3/13/2009
11/19/2013
1/6/2014
12/23/2008
11/24/2009
6/8/2011
8/18/2011
12/29/2009
3/9/2012
1/16/2009
4/3/2012
6/11/2013
12/5/2008
9/16/2009
10/14/2009
6/19/2009
12/10/2012
12/11/2012
1/11/2013
3/6/2009
7/1/2014
7/2/2014
7/3/2014
9/26/2014
2/20/2009
7/2/2014
9/26/2014
5/15/2009
8/9/2012
8/10/2012
9/11/2012
12/19/2008
8/7/2012
8/9/2012
8/10/2012
9/11/2012
11/14/2008
7/5/2011
3/27/2009
7/2/2014
9/26/2014
12/5/2008
3/14/2012
5/2/2012
11/20/2009
8/18/2011
2/27/2009
12/22/2009
7/21/2011
5/15/2009
4/4/2012
6/6/2012
7/3/2012
2/6/2009
8/4/2011
3/6/2009
9/7/2011
6/19/2009
9/8/2011
2/13/2009
12/11/2009
3/17/2014
4/25/2014
1/30/2009
10/29/2012
11/1/2012
1/11/2013
1/16/2009
7/3/2012
6/11/2013
6/26/2009
6/28/2013
4/10/2009
11/20/2009
6/29/2015
8/6/2015
12/19/2008
12/28/2012
1/23/2013
1/30/2009
Original Investment Type1
Preferred Stock w/ Warrants
Original Investment Amount
$13,400,000.00
Outstanding Investment
$0.00
Total Cash Back2
Investment Status*
$14,527,390.33 Redeemed, in full; warrants not outstanding
Amount
(Fee)4
$13,400,000.00
Shares
13,400
Avg. Price
(Realized Loss) / (Write-off)
Gain5
Wt Amount
Wt Shares
$1,000.00
$602,557.00
Preferred Stock w/ Exercised Warrants
$5,830,000.00
$0.00
Preferred Stock
$5,498,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$57,500,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$21,900,000.00
$0.00
$25,995,452.08 Redeemed, in full; warrants not outstanding
$6,500,000.00
$0.00
292
$68,191,965.77 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
217,063
$292,000.00
$6,731,961.06 Redeemed, in full; warrants not outstanding
$8,447,271.11 Redeemed, in full; warrants not outstanding
$5,830,000.00
5,830
$1,000.00
$355,079.00 Currently Not Collectible
($5,498,000.00)
$57,500,000.00
57,500
$1,000.00
$2,875,000.00
2,875
$21,900,000.00
21,900
$1,000.00
$1,095,000.00
1,095
$196,000.00
196
$213,671,319.20
13,049,451
$860,326.00
561,343
$67,401.54
154
$560,000.00
209,497
$31,838,761.34
1,218,522
$1,300,000.00
398,734
$182,878.45
169
$6,500,000.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$5,645,000.00
$0.00
$17,280,000.00
$950,000,000.00
$17,280,000.00
$0.00
$25,223,000.00
$0.00
6,500
$1,000.00
$5,645,000.00
Preferred Stock
5,645
$1,000.00
950,000
$1,000.00
25,223
$869.17
$6,106,008.58 Redeemed, in full; warrants not outstanding
$1,399,560.00 Full investment outstanding; warrants outstanding
$1,209,851,873.70 Redeemed, in full; warrants not outstanding
$950,000,000.00
Preferred Stock w/ Warrants
$26,893,046.60 Sold, in full; warrants not outstanding
$21,923,074.91
Preferred Stock w/ Exercised Warrants
$3,072,000.00
$0.00
($328,846.12)
($3,299,925.09)
$1,950,881.54 Sold, in full; warrants not outstanding
$1,195,906.25
$712,573.75
1,925
1,147
$621.25
$621.25
$15,000,000.00
15,000
$1,000.00
$11,735,000.00
11,735
$1,000.00
$370,000,000.00
$230,000,000.00
370,000
230,000
$1,000.00
$1,000.00
11,000
$958.09
($729,093.75)
($434,426.25)
($25,000.00)
Preferred Stock w/ Warrants
Preferred Stock
$15,000,000.00
$0.00
$16,260,000.00 Redeemed, in full; warrants not outstanding
$11,735,000.00
$0.00
$12,409,762.50 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$600,000,000.00
$0.00
$718,392,161.34 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$11,000,000.00
$0.00
$13,521,828.15 Sold, in full; warrants not outstanding
$10,538,990.00
Preferred Stock w/ Exercised Warrants
$3,370,000.00
$0.00
($158,084.85)
($461,010.00)
$3,773,495.65 Sold, in full; warrants not outstanding
$3,370,000.00
3,370
$1,022.61
$76,195.70
$3,455,000.00
$3,455,000.00
$6,885,000.00
3,455
3,455
6,885
$1,000.00
$1,000.00
$1,000.00
$690,000.00
690
$4,500,000.00
4,500
$1,000.00
$225,000.00
225
$1,512,177.00
571,906
($25,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$13,795,000.00
$0.00
$4,500,000.00
$0.00
Preferred Stock w/ Warrants
$57,000,000.00
$0.00
Preferred Stock w/ Warrants
$1,700,000.00
$0.00
$16,146,467.87 Redeemed, in full; warrants not outstanding
$5,263,187.50 Redeemed, in full; warrants not outstanding
$62,949,121.28 Sold, in full; warrants not outstanding
$53,073,270.00
($796,099.05)
57,000
$931.11
1,700
$1,000.00
($3,926,730.00)
$1,829,711.12 Redeemed, in full; warrants not outstanding
$1,700,000.00
$63,363.90
Subordinated Debentures w/ Exercised Warrants
$2,639,000.00
$0.00
29,480
$3,438,793.11 Sold, in full; warrants not outstanding
2,639,000
$0.98
($52,595.27)
$11,385.02
$95,959.50
14,000
118,000
2,246
722
32
$2,586,404.73
$670.00
$670.00
$670.00
($741,180.00)
($238,260.00)
($10,560.00)
$55,870.00
$19,126.67
$503.33
111
38
1
($25,000.00)
Preferred Stock w/ Exercised Warrants
$3,000,000.00
$0.00
$2,296,213.00 Sold, in full; warrants not outstanding
$1,504,820.00
$483,740.00
$21,440.00
($25,000.00)
Preferred Stock w/ Exercised Warrants
$2,060,000.00
$0.00
$2,714,911.32 Sold, in full; warrants not outstanding
$20,300,000.00
$0.00
$24,429,245.84 Sold, in full; warrants not outstanding
$2,060,000.00
2,060
$1,210.03
$108,471.52
103
19,931,000
369,000
$0.90
$0.90
($2,011,037.90)
($37,232.10)
$432,661.80
$727,225.54
$97,505.10
895,000
120,000
3,514
8,198
23,788
$720.25
$720.25
$720.25
($983,041.50)
($2,293,390.50)
($6,654,693.00)
$142,974.56
$1,054,743.77
$252,452.23
175
1,291
309
1,715,000
$1,000.00
$3,250,000.00
13,815,789
1,700
$310.00
$1,775.00
85
$196,000,000.00
196,000
$1,000.00
$1,518,072.00
506,024
$6,000,000.00
600
$10,000.00
$300,000.00
30
$21,498,000.00
21,498
$1,000.00
$645,000.00
645
$10,500,000.00
$10,500,000.00
10,500
10,500
$1,000.00
$1,000.00
$7,465,100.00
616,438
$3,500,000.00
3,500
$1,000.00
$175,000.00
175
$1,881,000.00
1,881
$1,000.00
$94,000.00
94
$3,510,000.00
3,510
$1,000.00
$176,000.00
176
12,535
$823.95
($2,206,847.65)
$262,399.50
310
29
7,671
$900.10
$900.10
($2,897.10)
($766,332.90)
$369,948.00
385
45,000
$981.17
($847,350.00)
$2,087,368.00
771,429
71,526
$331.61
($47,807,458.05)
4,388
$942.49
($252,344.76)
$84,445.94
102
10,000
$1,000.00
$58,479.20
73,099
($25,000.00)
Subordinated Debentures w/ Exercised Warrants
$17,919,962.10
$331,767.90
($182,517.30)
Preferred Stock w/ Exercised Warrants
$35,500,000.00
$0.00
$33,835,943.42 Sold, in full; warrants not outstanding
$2,530,958.50
$5,904,609.50
$17,133,307.00
($255,688.75)
Preferred Stock w/ Warrants
$1,715,000,000.00
$0.00
$1,944,772,916.66 Redeemed, in full; warrants not outstanding
$1,700,000.00
$0.00
$817,240.50 Sold, in full; warrants not outstanding
$1,715,000,000.00
Preferred Stock w/ Exercised Warrants
$527,000.00
($1,173,000.00)
($25,000.00)
Preferred Stock w/ Warrants
$196,000,000.00
$0.00
$229,613,072.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$6,000,000.00
$0.00
$6,870,433.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$11,800,000.00
$9,698,000.00
$0.00
$24,460,674.81 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$21,000,000.00
$0.00
$31,631,120.56 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$3,500,000.00
$0.00
$4,150,815.03 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,881,000.00
$0.00
$2,231,560.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$3,510,000.00
$0.00
$4,110,668.47 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$6,200,000.00
$6,335,000.00
$0.00
$13,582,165.84 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$7,700,000.00
$0.00
$8,806,297.80 Sold, in full; warrants not outstanding
$10,328,152.35
($103,281.52)
$26,102.90
$6,904,667.10
($69,307.70)
Preferred Stock w/ Warrants
$45,000,000.00
$0.00
$53,406,628.25 Sold, in full; warrants not outstanding
$44,152,650.00
Preferred Stock w/ Exercised Warrants
$71,526,000.00
$0.00
($662,289.75)
$27,172,726.72 Sold, in full; warrants not outstanding
$23,718,541.95
Preferred Stock w/ Exercised Warrants
$2,040,000.00
$2,348,000.00
$0.00
$10,000,000.00
$0.00
$5,663,197.28 Sold, in full; warrants not outstanding
$4,135,655.24
($33,333.34)
Preferred Stock w/ Warrants
$12,070,979.20 Redeemed, in full; warrants not outstanding
$10,000,000.00
Preferred Stock w/ Warrants
$22,000,000.00
$0.00
$23,287,945.11 Redeemed, in full; warrants not outstanding
26
Footnote
8,11,14
44
8
22,27,97
8,11,14
11
8,11,14
8
9,11
9,11,36
8,11,14
98
12,16
8,14,45
8,14,44
11
8,11,14
8,11,14
8,14
8,11,14
45
8
11,59
8,14
11,16
11,14,15
8,42
8,119
11,14,15
44
8,11,14
8,14,44
11
11
8,11,14,18
109
11
8,14,44
8,14
8,11,14
45
12,16
8
Institution Name
MIDDLEBURG FINANCIAL CORPORATION
MIDDLEBURG FINANCIAL CORPORATION
MIDLAND STATES BANCORP, INC.
MIDLAND STATES BANCORP, INC.
MIDSOUTH BANCORP, INC.
MIDSOUTH BANCORP, INC.
MIDSOUTH BANCORP, INC.
MIDTOWN BANK & TRUST COMPANY
MIDTOWN BANK & TRUST COMPANY
MIDTOWN BANK & TRUST COMPANY
MIDWEST BANC HOLDINGS, INC.
MIDWEST BANC HOLDINGS, INC.
MIDWEST REGIONAL BANCORP, INC. / THE BANK OF OTTERVILLE
MIDWEST REGIONAL BANCORP, INC. / THE BANK OF OTTERVILLE
MIDWESTONE FINANCIAL GROUP, INC.
MIDWESTONE FINANCIAL GROUP, INC.
MIDWESTONE FINANCIAL GROUP, INC.
MID-WISCONSIN FINANCIAL SERVICES, INC.
MID-WISCONSIN FINANCIAL SERVICES, INC.
MILLENNIUM BANCORP, INC.
MILLENNIUM BANCORP, INC.
MISSION COMMUNITY BANCORP
MISSION COMMUNITY BANCORP
MISSION VALLEY BANCORP
MISSION VALLEY BANCORP
MONADNOCK BANCORP, INC.
MONADNOCK BANCORP, INC.
MONARCH COMMUNITY BANCORP, INC.
MONARCH COMMUNITY BANCORP, INC.
MONARCH FINANCIAL HOLDINGS, INC.
MONARCH FINANCIAL HOLDINGS, INC.
MONARCH FINANCIAL HOLDINGS, INC.
MONEYTREE CORPORATION
MONEYTREE CORPORATION
MONUMENT BANK
MONUMENT BANK
MORGAN STANLEY
MORGAN STANLEY
MORGAN STANLEY
MORRILL BANCSHARES, INC.
MORRILL BANCSHARES, INC.
MOSCOW BANCSHARES, INC.
MOSCOW BANCSHARES, INC.
MOSCOW BANCSHARES, INC.
MOUNTAIN VALLEY BANCSHARES, INC.
MOUNTAIN VALLEY BANCSHARES, INC.
MOUNTAIN VALLEY BANCSHARES, INC.
MS FINANCIAL, INC.
MS FINANCIAL, INC.
MUTUALFIRST FINANCIAL, INC.
MUTUALFIRST FINANCIAL, INC.
MUTUALFIRST FINANCIAL, INC.
NAPLES BANCORP, INC.
NAPLES BANCORP, INC.
NARA BANCORP, INC. / BBCN BANCORP, INC.
NARA BANCORP, INC. / BBCN BANCORP, INC.
NARA BANCORP, INC. / BBCN BANCORP, INC.
NATIONAL BANCSHARES, INC.
NATIONAL BANCSHARES, INC.
NATIONAL BANCSHARES, INC.
NATIONAL BANCSHARES, INC.
NATIONAL PENN BANCSHARES, INC.
NATIONAL PENN BANCSHARES, INC.
NATIONAL PENN BANCSHARES, INC.
NATIONWIDE BANKSHARES, INC.
NATIONWIDE BANKSHARES, INC.
NC BANCORP, INC. / METROPOLITAN BANK GROUP, INC.
NC BANCORP, INC. / METROPOLITAN BANK GROUP, INC.
NCAL BANCORP
NCAL BANCORP
NEMO BANCSHARES, INC.
NEMO BANCSHARES, INC.
NEW HAMPSHIRE THRIFT BANCSHARES, INC.
NEW HAMPSHIRE THRIFT BANCSHARES, INC.
NEW HAMPSHIRE THRIFT BANCSHARES, INC.
NEW YORK PRIVATE BANK & TRUST CORPORATION
NEW YORK PRIVATE BANK & TRUST CORPORATION
NEWBRIDGE BANCORP
NEWBRIDGE BANCORP
NEWBRIDGE BANCORP
NEWBRIDGE BANCORP
NEWBRIDGE BANCORP
NICOLET BANKSHARES, INC.
NICOLET BANKSHARES, INC.
NORTH CENTRAL BANCSHARES, INC.
NORTH CENTRAL BANCSHARES, INC.
NORTH CENTRAL BANCSHARES, INC.
NORTHEAST BANCORP
NORTHEAST BANCORP
NORTHEAST BANCORP
NORTHERN STATE BANK / FIRST COMMERCE BANK
NORTHERN STATE BANK / FIRST COMMERCE BANK
NORTHERN STATE BANK / FIRST COMMERCE BANK
NORTHERN STATES FINANCIAL CORPORATION
NORTHERN STATES FINANCIAL CORPORATION
NORTHERN TRUST CORPORATION
NORTHERN TRUST CORPORATION
NORTHERN TRUST CORPORATION
NORTHWAY FINANCIAL, INC.
NORTHWAY FINANCIAL, INC.
NORTHWEST BANCORPORATION, INC.
NORTHWEST BANCORPORATION, INC.
NORTHWEST BANCORPORATION, INC.
NORTHWEST BANCORPORATION, INC.
NORTHWEST COMMERCIAL BANK
NORTHWEST COMMERCIAL BANK
OAK RIDGE FINANCIAL SERVICES, INC.
OAK RIDGE FINANCIAL SERVICES, INC.
OAK RIDGE FINANCIAL SERVICES, INC.
OAK RIDGE FINANCIAL SERVICES, INC.
OAK VALLEY BANCORP
OAK VALLEY BANCORP
OAK VALLEY BANCORP
OCEANFIRST FINANCIAL CORP.
OCEANFIRST FINANCIAL CORP.
OCEANFIRST FINANCIAL CORP.
OJAI COMMUNITY BANK
OJAI COMMUNITY BANK
City
MIDDLEBURG
MIDDLEBURG
EFFINGHAM
EFFINGHAM
LAFAYETTE
LAFAYETTE
LAFAYETTE
ATLANTA
ATLANTA
ATLANTA
MELROSE PARK
MELROSE PARK
FESTUS
FESTUS
IOWA CITY
IOWA CITY
IOWA CITY
MEDFORD
MEDFORD
EDWARDS
EDWARDS
SAN LUIS OBISPO
SAN LUIS OBISPO
SUN VALLEY
SUN VALLEY
PETERBOROUGH
PETERBOROUGH
COLDWATER
COLDWATER
CHESAPEAKE
CHESAPEAKE
CHESAPEAKE
LENOIR CITY
LENOIR CITY
BETHESDA
BETHESDA
NEW YORK
NEW YORK
NEW YORK
MERRIAM
MERRIAM
MOSCOW
MOSCOW
MOSCOW
CLEVELAND
CLEVELAND
CLEVELAND
KINGWOOD
KINGWOOD
MUNCIE
MUNCIE
MUNCIE
NAPLES
NAPLES
LOS ANGELES
LOS ANGELES
LOS ANGELES
BETTENDORF
BETTENDORF
BETTENDORF
BETTENDORF
BOYERTOWN
BOYERTOWN
BOYERTOWN
WEST POINT
WEST POINT
CHICAGO
CHICAGO
LOS ANGELES
LOS ANGELES
MADISON
MADISON
NEWPORT
NEWPORT
NEWPORT
NEW YORK
NEW YORK
GREENSBORO
GREENSBORO
GREENSBORO
GREENSBORO
GREENSBORO
GREEN BAY
GREEN BAY
FORT DODGE
FORT DODGE
FORT DODGE
LEWISTON
LEWISTON
LEWISTON
CLOSTER
CLOSTER
CLOSTER
WAUKEGAN
WAUKEGAN
CHICAGO
CHICAGO
CHICAGO
BERLIN
BERLIN
SPOKANE
SPOKANE
SPOKANE
SPOKANE
LAKEWOOD
LAKEWOOD
OAK RIDGE
OAK RIDGE
OAK RIDGE
OAK RIDGE
OAKDALE
OAKDALE
OAKDALE
TOMS RIVER
TOMS RIVER
TOMS RIVER
OJAI
OJAI
State
VA
VA
IL
IL
LA
LA
LA
GA
GA
GA
IL
IL
MO
MO
IA
IA
IA
WI
WI
CO
CO
CA
CA
CA
CA
NH
NH
MI
MI
VA
VA
VA
TN
TN
MD
MD
NY
NY
NY
KS
KS
TN
TN
TN
GA
GA
GA
TX
TX
IN
IN
IN
FL
FL
CA
CA
CA
IA
IA
IA
IA
PA
PA
PA
NE
NE
IL
IL
CA
CA
MO
MO
NH
NH
NH
NY
NY
NC
NC
NC
NC
NC
WI
WI
IA
IA
IA
ME
ME
ME
NJ
NJ
NJ
IL
IL
IL
IL
IL
NH
NH
WA
WA
WA
WA
WA
WA
NC
NC
NC
NC
CA
CA
CA
NJ
NJ
NJ
CA
CA
Date
12/23/2009
11/18/2011
1/23/2009
12/23/2009
1/9/2009
8/25/2011
11/22/2011
2/27/2009
11/19/2013
1/6/2014
12/5/2008
5/14/2010
2/13/2009
11/10/2009
2/6/2009
7/6/2011
7/27/2011
2/20/2009
4/26/2013
4/3/2009
8/14/2012
1/9/2009
12/28/2011
12/23/2008
8/20/2010
12/19/2008
12/28/2012
2/6/2009
11/15/2013
12/19/2008
12/23/2009
2/10/2010
3/13/2009
9/15/2011
1/30/2009
8/11/2011
10/28/2008
6/17/2009
8/12/2009
1/16/2009
7/20/2011
1/23/2009
4/25/2012
12/5/2012
9/25/2009
7/22/2013
9/12/2013
3/27/2009
10/19/2011
12/23/2008
8/25/2011
9/28/2011
3/27/2009
7/12/2012
11/21/2008
6/27/2012
8/8/2012
2/27/2009
2/19/2013
2/20/2013
3/26/2013
12/12/2008
3/16/2011
4/13/2011
12/11/2009
12/29/2010
6/26/2009
6/28/2013
12/19/2008
12/10/2014
6/19/2009
4/24/2013
1/16/2009
8/25/2011
2/15/2012
1/9/2009
7/24/2013
12/12/2008
4/26/2013
4/29/2013
5/15/2013
5/31/2013
12/23/2008
9/1/2011
1/9/2009
12/14/2011
1/11/2012
12/12/2008
11/28/2012
12/28/2012
5/15/2009
12/18/2009
3/28/2012
2/20/2009
4/30/2014
11/14/2008
6/17/2009
8/26/2009
1/30/2009
9/15/2011
2/13/2009
3/8/2013
3/11/2013
4/9/2013
2/13/2009
1/9/2013
1/30/2009
10/31/2012
1/11/2013
2/6/2013
12/5/2008
8/11/2011
9/28/2011
1/16/2009
12/30/2009
2/3/2010
1/30/2009
9/25/2013
Original Investment Type1
Original Investment Amount
Outstanding Investment
Total Cash Back2
Investment Status*
Amount
$22,000,000.00
(Fee)4
Shares
22,000
Avg. Price
$1,000.00
(Realized Loss) / (Write-off)
Gain5
Wt Amount
$301,001.00
Preferred Stock w/ Exercised Warrants
$10,189,000.00
$0.00
Preferred Stock w/ Warrants
$20,000,000.00
$0.00
Wt Shares
104,101
$11,206,989.34 Redeemed, in full; warrants not outstanding
$22,834,334.78 Redeemed, in full; warrants not outstanding
$10,189,000.00
$0.00
$84,784,000.00
$0.00
20,000
$509,000.00
509
$206,557.00
$5,222,000.00
$1,000.00
$20,000,000.00
Preferred Stock w/ Exercised Warrants
10,189
$1,000.00
104,384
$136,833.05
261
$3,520,137.55 Sold, in full; warrants not outstanding
$3,133,200.00
5,222
$600.00
($2,088,800.00)
($25,000.00)
Preferred Stock w/ Warrants
$824,288.89 Exited bankruptcy/Receivership
($84,784,000.00)
Preferred Stock w/ Exercised Warrants
$700,000.00
$0.00
$763,294.14 Redeemed, in full; warrants not outstanding
$16,000,000.00
$0.00
$18,933,333.33 Redeemed, in full; warrants not outstanding
$700,000.00
$10,000,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$7,260,000.00
$0.00
$5,116,000.00
$0.00
$1,000.00
35
198,675
$500,000.00
500
$92,000.00
92
$4,296,561.73 Sold, in full; warrants not outstanding
Preferred Stock
$1,000.00
16,000
$35,000.00
$1,000,000.00
Preferred Stock w/ Exercised Warrants
700
$16,000,000.00
Preferred Stock w/ Warrants
$12,844,226.31 Redeemed, in full; warrants not outstanding
$5,875,583.89 Redeemed, in full; warrants not outstanding
$10,000,000.00
10,000
$1,000.00
$2,904,000.00
7,260
$400.00
$5,116,000.00
$5,500,000.00
$0.00
$0.00
$6,785,000.00
$0.00
$1,000.00
$2,339,348.60 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$1,000.00
5,500
$5,956,041.66 Redeemed, in full; warrants not outstanding
$1,834,000.00
5,116
$5,500,000.00
Preferred Stock
Preferred Stock w/ Exercised Warrants
($4,356,000.00)
$4,808,121.00 Sold, in full; warrants not outstanding
$1,834,000.00
$1,000.00
132,353
$1,000.00
$476,000.00
476
4,734
$1,000.00
$237,000.00
237
$10,000,000,000.00
10,000,000
$1,000.00
$950,000,000.00
65,245,759
650
($2,239,798.00)
$15,703,166.66 Redeemed, in full; warrants not outstanding
$0.00
9,516
$4,734,000.00
Preferred Stock w/ Warrants
$0.00
$9,516,000.00
14,700
$260,000.00
Preferred Stock w/ Exercised Warrants
$14,700,000.00
$2.00
$9,516,000.00
Preferred Stock w/ Exercised Warrants
$1,000.00
2,272,601
$14,700,000.00
Preferred Stock w/ Warrants
1,834
$4,545,202.00
$11,291,481.00 Redeemed, in full; warrants not outstanding
$4,734,000.00
$0.00
$5,623,958.50 Redeemed, in full; warrants not outstanding
$10,000,000,000.00
$0.00
$11,268,055,555.11 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$13,000,000.00
$0.00
$15,429,122.22 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$6,216,000.00
$0.00
$7,803,377.38 Redeemed, in full; warrants not outstanding
$13,000,000.00
Preferred Stock w/ Exercised Warrants
$3,300,000.00
$0.00
13,000
$1,000.00
$650,000.00
$1,100,000.00
$5,116,000.00
1,100
5,116
$1,000.00
$1,000.00
$311,000.00
311
3,300
$990.00
$140,034.65
165
$4,069,975.55 Sold, in full; warrants not outstanding
$3,267,000.00
($33,000.00)
($25,000.00)
Preferred Stock w/ Exercised Warrants
$7,723,000.00
$0.00
$9,206,289.90 Redeemed, in full; warrants not outstanding
$32,382,000.00
$0.00
$37,608,789.00 Redeemed, in full; warrants not outstanding
$7,723,000.00
$0.00
$0.00
$1,000.00
$600,000.00
3,250
21,414
$750.21
$750.21
150,000
521,266
500
733
$1,000.00
$2,000,000.00
$0.00
$150.00
$1,000.00
$150,000,000.00
$24,664,000.00
4,000
67,000
$2,438,182.50
$16,064,996.94
Preferred Stock w/ Exercised Warrants
$342,841.95
$502,606.30
$956,066.67 Sold, in full; warrants not outstanding
$67,000,000.00
Preferred Stock w/ Warrants
386
625,135
$2,189,317.20
$4,000,000.00
$67,000,000.00
$1,000.00
32,382
$386,000.00
$900,194.00
Preferred Stock w/ Exercised Warrants
7,723
$32,382,000.00
Preferred Stock w/ Warrants
2,000,000
($3,400,000.00)
$1.00
$81,249,317.20 Redeemed, in full; warrants not outstanding
$21,471,087.90 Sold, in full; warrants not outstanding
($811,817.50)
($5,349,003.06)
($185,031.79)
Preferred Stock w/ Warrants
$150,000,000.00
$0.00
$167,958,333.33 Redeemed, in full; warrants not outstanding
$2,000,000.00
$0.00
$2,276,190.00 Redeemed, in full; warrants not outstanding
$1,000,000.00
$6,880,000.00
$0.00
$10,000,000.00
$0.00
$117,000.00
Preferred Stock w/ Exercised Warrants
$0.00
2,330,000
$1.00
10,000
2,567,255
$1,000.00
$12,041,266.67 Redeemed, in full; warrants not outstanding
$267,274,000.00
$0.00
$52,372,000.00
$0.00
$346,794,005.83 Redeemed, in full; warrants not outstanding
$267,274,000.00
267,274
$1,000.00
$2,709,121.50
$48,641,624.50
2,763
49,609
$980.50
$980.50
$14,964,000.00
14,964
$1,000.00
$10,200,000.00
Preferred Stock w/ Warrants
13,364
($4,598,541.95)
($6,100,000.00)
$3,199,347.39 Redeemed, in full; warrants not outstanding
$0.00
$331.61
$390.00
$2,330,000.00
$2,330,000.00
$10,000,000.00
6,880
10,000
$10,000,000.00
Subordinated Debentures w/ Exercised Warrants
184,275
$13,364,000.00
$5,211,027.78 Sold, in full; warrants not outstanding
$3,900,000.00
Preferred Stock w/ Warrants
117,000
$2,613,714.23 Sold, in full; warrants not outstanding
$2,281,458.05
Preferred Stock w/ Exercised Warrants
735,294
100,000
$7,778,782.65
Preferred Stock w/ Warrants
$100,000.00
$737,100.00
Subordinated Debentures w/ Exercised Warrants
10,200
$1,000.00
$70,087,060.35 Sold, in full; warrants not outstanding
($53,878.50)
($967,375.50)
($513,507.46)
Preferred Stock w/ Exercised Warrants
$14,964,000.00
$0.00
$17,904,842.66 Redeemed, in full; warrants not outstanding
$10,200,000.00
$0.00
748
$600,000.00
Preferred Stock w/ Warrants
$748,000.00
99,157
$12,294,583.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$4,227,000.00
$0.00
$5,159,181.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$1,341,000.00
$1,230,000.00
$0.00
$2,987,782.33 Redeemed, in full; warrants not outstanding
$4,227,000.00
4,227
$1,000.00
$2,571,000.00
2,571
$1,000.00
$6,023,850.00
20,079,500
$0.30
$1,576,000,000.00
1,576,000
$1,000.00
$10,000,000.00
10,000
$1,000.00
$2,000,000.00
$8,500,000.00
2,000
8,500
$1,032.11
$1,032.11
1,992
$1,000.00
7,700
$921.50
13,500
$1,000.00
$95,000.00
$17,211,000.00
$0.00
$1,576,000,000.00
$0.00
$0.00
3,824,624
$1,709,623,333.35 Redeemed, in full; warrants not outstanding
$10,000,000.00
67
$87,000,000.00
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
67,958
$67,000.00
$11,930,624.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$10,500,000.00
$0.00
$6,442,172.50 Sold, in full; warrants not outstanding
($11,187,150.00)
$500,000.00
500
$587,634.55
525
$100,000.00
100
$11,891,847.50 Sold, in full; warrants not outstanding
$64,220.00
$272,935.00
($108,371.55)
Preferred Stock w/ Exercised Warrants
$1,992,000.00
$0.00
$2,380,393.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$7,700,000.00
$0.00
$8,592,336.00 Sold, in full; warrants not outstanding
$1,992,000.00
$7,095,550.00
($604,450.00)
($70,955.50)
$122,887.50
$0.00
Preferred Stock w/ Warrants
190,427
$104,000.00
104
$15,871,250.00 Redeemed, in full; warrants not outstanding
$13,500,000.00
$38,263,000.00
$0.00
$40,521,918.61 Redeemed, in full; warrants not outstanding
$2,080,000.00
$0.00
$2,654,758.89 Redeemed, in full; warrants not outstanding
$38,263,000.00
Preferred Stock w/ Exercised Warrants
350,346
$430,797.00
$13,500,000.00
163,830
$560,000.00
Preferred Stock w/ Warrants
38,263
$1,000.00
$2,080,000.00
2,080
$1,000.00
27
Footnote
11
11
8,14
8,51,97
8,9
15,17,129
8
11,14,15
11,35
8
8,14,45
8,26
8
85
8,14
11
60
8,11,21
8,126
44
8,14
8
8,11,14
11
8,14,44
11
8,14,56
8,14
8,14
8
8,17,45
9,11,36
8,46,97
8,69
11
8,14,44
15,17
Institution Name
OLD LINE BANCSHARES, INC.
OLD LINE BANCSHARES, INC.
OLD LINE BANCSHARES, INC.
OLD NATIONAL BANCORP
OLD NATIONAL BANCORP
OLD NATIONAL BANCORP
OLD SECOND BANCORP, INC.
OLD SECOND BANCORP, INC.
OLD SECOND BANCORP, INC.
OLD SECOND BANCORP, INC.
OLD SECOND BANCORP, INC.
OLD SECOND BANCORP, INC.
OMEGA CAPITAL CORP.
OMEGA CAPITAL CORP.
OMEGA CAPITAL CORP.
OMEGA CAPITAL CORP.
ONE GEORGIA BANK
ONE GEORGIA BANK
ONE UNITED BANK
ONEFINANCIAL CORPORATION
OREGON BANCORP, INC.
OREGON BANCORP, INC.
OREGON BANCORP, INC.
OREGON BANCORP, INC.
OSB FINANCIAL SERVICES, INC.
OSB FINANCIAL SERVICES, INC.
PACIFIC CAPITAL BANCORP
PACIFIC CAPITAL BANCORP
PACIFIC CAPITAL BANCORP
PACIFIC CITY FINANCIAL CORPORATION
PACIFIC CITY FINANCIAL CORPORATION
PACIFIC CITY FINANCIAL CORPORATION
PACIFIC COAST BANKERS' BANCSHARES
PACIFIC COAST BANKERS' BANCSHARES
PACIFIC COAST NATIONAL BANCORP
PACIFIC COAST NATIONAL BANCORP
PACIFIC COMMERCE BANK
PACIFIC COMMERCE BANK
PACIFIC COMMERCE BANK
PACIFIC INTERNATIONAL BANCORP / BBCN BANCORP, INC.
PACIFIC INTERNATIONAL BANCORP / BBCN BANCORP, INC.
PARK BANCORPORATION, INC.
PARK BANCORPORATION, INC.
PARK BANCORPORATION, INC.
PARK BANCORPORATION, INC.
PARK BANCORPORATION, INC.
PARK NATIONAL CORPORATION
PARK NATIONAL CORPORATION
PARK NATIONAL CORPORATION
PARKE BANCORP, INC.
PARKE BANCORP, INC.
PARKE BANCORP, INC.
PARKE BANCORP, INC.
PARKE BANCORP, INC.
PARKVALE FINANCIAL CORPORATION / F.N.B. CORPORATION
PARKVALE FINANCIAL CORPORATION / F.N.B. CORPORATION
PARKVALE FINANCIAL CORPORATION / F.N.B. CORPORATION
PASCACK BANCORP, INC.
PASCACK BANCORP, INC.
PATAPSCO BANCORP, INC.
PATAPSCO BANCORP, INC.
PATHFINDER BANCORP, INC.
PATHFINDER BANCORP, INC.
PATHFINDER BANCORP, INC.
PATHWAY BANCORP
PATHWAY BANCORP
PATHWAY BANCORP
PATRIOT BANCSHARES, INC.
PATRIOT BANCSHARES, INC.
PATRIOT BANCSHARES, INC.
PATRIOT BANCSHARES, INC.
PATTERSON BANCSHARES, INC.
PATTERSON BANCSHARES, INC.
PATTERSON BANCSHARES, INC.
PATTERSON BANCSHARES, INC.
PATTERSON BANCSHARES, INC.
PATTERSON BANCSHARES, INC.
PEAPACK-GLADSTONE FINANCIAL CORPORATION
PEAPACK-GLADSTONE FINANCIAL CORPORATION
PEAPACK-GLADSTONE FINANCIAL CORPORATION
PEAPACK-GLADSTONE FINANCIAL CORPORATION
PEAPACK-GLADSTONE FINANCIAL CORPORATION
PENN LIBERTY FINANCIAL CORP.
PENN LIBERTY FINANCIAL CORP.
PEOPLES BANCORP (OH)
PEOPLES BANCORP (OH)
PEOPLES BANCORP (OH)
PEOPLES BANCORP (OH)
PEOPLES BANCORP (WA)
PEOPLES BANCORP (WA)
PEOPLES BANCORP OF NORTH CAROLINA, INC.
PEOPLES BANCORP OF NORTH CAROLINA, INC.
PEOPLES BANCORP OF NORTH CAROLINA, INC.
PEOPLES BANCORPORATION, INC.
PEOPLES BANCORPORATION, INC.
PEOPLES BANCSHARES OF TN, INC.
PEOPLES BANCSHARES OF TN, INC.
PEOPLES BANCSHARES OF TN, INC.
PEOPLESSOUTH BANCSHARES, INC.
PEOPLESSOUTH BANCSHARES, INC.
PFSB BANCORPORATION, INC. / PIGEON FALLS STATE BANK
PFSB BANCORPORATION, INC. / PIGEON FALLS STATE BANK
PGB HOLDINGS, INC.
PGB HOLDINGS, INC.
PIERCE COUNTY BANCORP
PIERCE COUNTY BANCORP
PINNACLE BANK HOLDING COMPANY, INC.
PINNACLE FINANCIAL PARTNERS, INC.
PINNACLE FINANCIAL PARTNERS, INC.
PINNACLE FINANCIAL PARTNERS, INC.
PINNACLE FINANCIAL PARTNERS, INC.
PLAINS CAPITAL CORPORATION
PLAINS CAPITAL CORPORATION
PLATO HOLDINGS INC.
PLATO HOLDINGS INC.
PLATO HOLDINGS INC.
PLATO HOLDINGS INC.
PLUMAS BANCORP
City
BOWIE
BOWIE
BOWIE
EVANSVILLE
EVANSVILLE
EVANSVILLE
AURORA
AURORA
AURORA
AURORA
AURORA
AURORA
LAKEWOOD
LAKEWOOD
LAKEWOOD
LAKEWOOD
ATLANTA
ATLANTA
BOSTON
LITTLE ROCK
SALEM
SALEM
SALEM
SALEM
ORANGE
ORANGE
SANTA BARBARA
SANTA BARBARA
SANTA BARBARA
LOS ANGELES
LOS ANGELES
LOS ANGELES
SAN FRANCISCO
SAN FRANCISCO
SAN CLEMENTE
SAN CLEMENTE
LOS ANGELES
LOS ANGELES
LOS ANGELES
SEATTLE
SEATTLE
MADISON
MADISON
MADISON
MADISON
MADISON
NEWARK
NEWARK
NEWARK
SEWELL
SEWELL
SEWELL
SEWELL
SEWELL
MONROEVILLE
MONROEVILLE
MONROEVILLE
WESTWOOD
WESTWOOD
DUNDALK
DUNDALK
OSWEGO
OSWEGO
OSWEGO
CAIRO
CAIRO
CAIRO
HOUSTON
HOUSTON
HOUSTON
HOUSTON
PATTERSON
PATTERSON
PATTERSON
PATTERSON
PATTERSON
PATTERSON
GLADSTONE
GLADSTONE
GLADSTONE
GLADSTONE
GLADSTONE
WAYNE
WAYNE
MARIETTA
MARIETTA
MARIETTA
MARIETTA
LYNDEN
LYNDEN
NEWTON
NEWTON
NEWTON
EASLEY
EASLEY
MADISONVILLE
MADISONVILLE
MADISONVILLE
COLQUITT
COLQUITT
PIGEON FALLS
PIGEON FALLS
CHICAGO
CHICAGO
TACOMA
TACOMA
ORANGE CITY
NASHVILLE
NASHVILLE
NASHVILLE
NASHVILLE
DALLAS
DALLAS
SAINT PAUL
SAINT PAUL
SAINT PAUL
SAINT PAUL
QUINCY
State
MD
MD
MD
IN
IN
IN
IL
IL
IL
IL
IL
IL
CO
CO
CO
CO
GA
GA
MA
AR
OR
OR
OR
OR
TX
TX
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
WA
WA
WI
WI
WI
WI
WI
OH
OH
OH
NJ
NJ
NJ
NJ
NJ
PA
PA
PA
NJ
NJ
MD
MD
NY
NY
NY
NE
NE
NE
TX
TX
TX
TX
LA
LA
LA
LA
LA
LA
NJ
NJ
NJ
NJ
NJ
PA
PA
OH
OH
OH
OH
WA
WA
NC
NC
NC
SC
SC
TN
TN
TN
GA
GA
WI
WI
IL
IL
WA
WA
FL
TN
TN
TN
TN
TX
TX
MN
MN
MN
MN
CA
Date
12/5/2008
7/15/2009
9/2/2009
12/12/2008
3/31/2009
5/8/2009
1/16/2009
3/11/2013
3/26/2013
3/27/2013
4/9/2013
6/11/2013
4/17/2009
7/19/2013
7/22/2013
9/12/2013
5/8/2009
7/15/2011
12/19/2008
6/5/2009
4/24/2009
10/18/2013
10/21/2013
1/6/2014
5/1/2009
10/5/2011
11/21/2008
2/23/2011
11/30/2012
12/19/2008
11/19/2013
1/6/2014
12/23/2008
7/28/2011
1/16/2009
2/11/2010
12/23/2008
2/10/2014
3/19/2014
12/12/2008
2/15/2013
3/6/2009
8/7/2012
8/9/2012
8/10/2012
9/11/2012
12/23/2008
4/25/2012
5/2/2012
1/30/2009
11/28/2012
11/29/2012
1/11/2013
6/12/2013
12/23/2008
1/3/2012
5/27/2015
2/6/2009
10/19/2011
12/19/2008
8/28/2015
9/11/2009
9/1/2011
2/1/2012
3/27/2009
6/24/2013
7/26/2013
12/19/2008
4/11/2014
4/14/2014
7/18/2014
4/17/2009
3/7/2012
8/22/2012
12/5/2012
5/8/2013
6/5/2013
1/9/2009
1/6/2010
3/2/2011
1/11/2012
4/4/2012
4/17/2009
9/1/2011
1/30/2009
2/2/2011
12/28/2011
2/15/2012
2/13/2009
8/3/2011
12/23/2008
7/3/2012
8/8/2012
4/24/2009
4/24/2012
3/20/2009
10/31/2012
1/11/2013
3/6/2009
9/18/2013
9/11/2009
8/25/2011
2/6/2009
8/13/2010
1/23/2009
11/5/2010
3/6/2009
12/12/2008
12/28/2011
6/20/2012
7/18/2012
12/19/2008
9/27/2011
7/17/2009
4/26/2013
4/29/2013
5/31/2013
1/30/2009
Original Investment Type1
Preferred Stock w/ Warrants
Original Investment Amount
$7,000,000.00
Outstanding Investment
$0.00
Total Cash Back2
Investment Status*
$7,438,888.89 Redeemed, in full; warrants not outstanding
Amount
(Fee)4
$7,000,000.00
Shares
7,000
Avg. Price
(Realized Loss) / (Write-off)
Gain5
Wt Amount
Wt Shares
$1,000.00
$225,000.00
$100,000,000.00
$0.00
$73,000,000.00
$0.00
813,008
$102,713,888.89 Redeemed, in full; warrants not outstanding
$100,000,000.00
Preferred Stock w/ Warrants
141,892
$1,200,000.00
Preferred Stock w/ Warrants
100,000
$1,000.00
$31,423,238.49 Sold, in full; warrants not outstanding
$24,684,870.00
$452,424.00
$668,079.44
70,028
1,200
1,772
$352.50
$377.02
$377.02
1,239
1,577
($45,343,130.00)
($747,576.00)
($1,103,920.56)
$1,142.90
$1,142.90
($258,053.73)
$106,891.00
Preferred Stock w/ Exercised Warrants
$2,816,000.00
$0.00
815,339
$159,886.25
141
$9,459.13
$128,988.07
11
150
$305,000.00
305,000
$3,403,603.15 Sold, in full; warrants not outstanding
$1,239,000.00
$1,577,000.00
$177,053.10
$225,353.30
($25,000.00)
Preferred Stock w/ Exercised Warrants
$5,500,000.00
$0.00
$0.00 Exited bankruptcy/Receivership
($5,500,000.00)
Preferred Stock
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$12,063,000.00
$17,300,000.00
$3,216,000.00
$12,063,000.00
$17,300,000.00
$0.00
Subordinated Debentures w/ Exercised Warrants
$6,100,000.00
$0.00
$180,634,000.00
$0.00
$93,823.33 Full investment outstanding; warrants not outstanding
$7,662,990.59 Full investment outstanding; warrants outstanding
$4,116,801.92 Sold, in full; warrants not outstanding
$100,000.00
$3,116,000.00
100
3,116
$1,000.00
$1,000.00
($25,000.00)
$7,662,314.53 Redeemed, in full; warrants not outstanding
$6,100,000.00
6,100,000
$1.00
$14.75
$165,983,272.00
Preferred Stock w/ Warrants
1
3,608,332
$29.50
$46.00
16,200
$1,215.17
11,600
$1,000.00
$168,483,804.20 Sold, in full; warrants not outstanding
($10.28)
($14,650,702.97)
15,120
810
$580,000.00
580
($1,540,039.20)
$109,487.50
203
($619,346.00)
($1,495,494.00)
($4,143,360.00)
$88,059.01
$482,779.69
$325,200.40
114
625
421
227,376
438,906
$6,025,649.70
$0.00
$393,120.78
$1,650,288.00
$16,200,000.00
$1,156,636.50
$2,842,400.00
Preferred Stock w/ Exercised Warrants
819,640
188
$21,003,597.96 Sold, in full; warrants not outstanding
$16,200,000.00
$3,485,754.00
($196,857.54)
Preferred Stock w/ Exercised Warrants
$11,600,000.00
$0.00
$13,821,963.89 Redeemed, in full; warrants not outstanding
$11,600,000.00
Preferred Stock w/ Exercised Warrants
$4,120,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$4,060,000.00
$0.00
$2,991,670.80 Sold, in full; warrants not outstanding
$18,087.94 Exited bankruptcy/Receivership
Preferred Stock w/ Warrants
$6,500,000.00
$0.00
$7,937,744.97 Redeemed, in full; warrants outstanding
($4,120,000.00)
$2,519,960.80
4,060
$620.68
6,500
$1,000.00
2,296
5,544
15,360
$730.25
$730.25
$730.25
$100,000,000.00
100,000
$1,000.00
$394,072.28
$11,318,791.40
548
15,740
$719.11
$719.11
31,762
$1,000.00
($25,000.00)
$6,500,000.00
Preferred Stock w/ Exercised Warrants
$23,200,000.00
$0.00
$22,020,064.10 Sold, in full; warrants not outstanding
$1,676,654.00
$4,048,506.00
$11,216,640.00
($169,418.00)
Preferred Stock w/ Warrants
$100,000,000.00
$0.00
Preferred Stock w/ Warrants
$16,288,000.00
$0.00
$119,536,844.44 Redeemed, in full; warrants not outstanding
$16,365,554.76 Sold, in full; warrants not outstanding
($153,927.72)
($4,421,208.60)
($117,128.64)
Preferred Stock w/ Warrants
$31,762,000.00
$0.00
$42,596,063.59 Redeemed, in full; warrants not outstanding
$31,762,000.00
Preferred Stock w/ Exercised Warrants
$3,756,000.00
$0.00
$4,497,312.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$6,000,000.00
$0.00
$9,260,824.26 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$6,771,000.00
$0.00
$7,976,328.84 Redeemed, in full; warrants not outstanding
$3,756,000.00
$3,727,000.00
$0.00
$3,690,000.00
$0.00
$300,000.00
300
6,771
$1,000.00
154,354
$33,824,567.35 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,000.00
$4,628,862.77 Sold, in full; warrants not outstanding
$0.00
6,000
$537,633.00
$26,038,000.00
$188,000.00
$6,771,000.00
Preferred Stock w/ Exercised Warrants
$1,000.00
$6,000,000.00
Preferred Stock w/ Exercised Warrants
3,756
$3,727,000.00
3,727
$1,167.01
$622,446.27
$226,565.00
186
12,000
14,038
$1,142.03
$1,142.03
$1,704,360.00
$1,993,817.14
$1,035,834.25
$645,781.95
802
500
$250,000.00
$250,000.00
$250,000.00
$500,000.00
$2,440,000.00
250
250
250
500
2,440
$1,000.00
$1,000.00
$1,000.00
$1,000.00
$1,000.00
$185,000.00
185
$7,172,000.00
$7,172,000.00
$14,341,000.00
7,172
7,172
14,341
$1,000.00
$1,000.00
$1,000.00
$9,960,000.00
9,960
$1,000.00
$21,000,000.00
$18,000,000.00
21,000
18,000
$1,000.00
$1,000.00
$18,000,000.00
18,000
$1,000.00
25,054
$933.36
($25,000.00)
$12,000,000.00
$14,038,000.00
($297,361.77)
Preferred Stock w/ Warrants
$28,685,000.00
$0.00
$4,692,022.77 Redeemed, in full; warrants not outstanding
$32,075,739.67 Redeemed, in full; warrants not outstanding
$110,000.00
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$9,960,000.00
$0.00
$0.00
150,296
498
313,505
$11,745,689.33 Redeemed, in full; warrants not outstanding
$39,000,000.00
$498,000.00
$1,200,724.15
Preferred Stock w/ Exercised Warrants
$44,926,557.48 Redeemed, in full; warrants not outstanding
$18,000,000.00
$0.00
$21,325,250.00 Redeemed, in full; warrants not outstanding
$25,054,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$12,660,000.00
$0.00
$3,900,000.00
$0.00
357,234
$27,877,966.16 Sold, in full; warrants not outstanding
$23,384,401.44
Preferred Stock w/ Exercised Warrants
900
$425,000.00
Preferred Stock w/ Warrants
$900,000.00
($350,766.02)
($1,669,598.56)
$15,362,909.75 Redeemed, in full; warrants not outstanding
$12,660,000.00
12,660
$1,000.00
3,900
$755.00
$633,000.00
633
$122,225.00
195
$12,325,000.00
12,325
$1,500,000.00
1,500
$1,000.00
$616,000.00
616
$1,000.00
$71,000.00
$3,000,000.00
3,000
$1,000.00
71
$755,000.00
267,455
$3,809,874.42 Sold, in full; warrants not outstanding
$2,944,500.00
($955,500.00)
($25,000.00)
Preferred Stock w/ Exercised Warrants
$12,325,000.00
$0.00
$15,985,994.66 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,500,000.00
$0.00
$1,730,162.66 Redeemed, in full; warrants not outstanding
Preferred Stock
$3,000,000.00
$0.00
$3,227,916.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$6,800,000.00
$0.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$4,389,000.00
$95,000,000.00
$4,389,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$87,631,000.00
$0.00
$2,500,000.00
$0.00
$207,947.78 Currently Not Collectible
($6,800,000.00)
$284,999.00 Full investment outstanding; warrants outstanding
$111,918,194.45 Redeemed, in full; warrants not outstanding
$23,750,000.00
$71,250,000.00
$1,000.00
$1,000.00
$87,631,000.00
87,631
$1,000.00
$120,000.00
$2,380,000.00
Subordinated Debentures w/ Exercised Warrants
23,750
71,250
120,000
2,380,000
$1.00
$1.00
$105,252,939.77 Redeemed, in full; warrants not outstanding
$4,382,000.00
4,382
$90,582.47
107,000
$3,103,618.40 Sold, in full; warrants not outstanding
$180.00
$3,570.00
($25,000.00)
Preferred Stock w/ Warrants
$11,949,000.00
$0.00
$13,764,140.41 Sold, in full; warrants not outstanding
28
Footnote
20
8
9,15,36
8,22,97
14,15
8
80
8,17
75,97
8,18
12
8,17,44
88
107
8,11,14
8,14,44
44
8
8,17
8,14,44
8,14,44
8,114
8,14,44
8,17,62
8,14
11
8
8,14
8,116
11,14,15
15
8,95,97
11
8
44
11,44
8,14
Institution Name
PLUMAS BANCORP
PLUMAS BANCORP
PLUMAS BANCORP
POPULAR, INC.
POPULAR, INC.
POPULAR, INC.
PORTER BANCORP, INC.(PBI) LOUISVILLE, KY
PORTER BANCORP, INC.(PBI) LOUISVILLE, KY
PORTER BANCORP, INC.(PBI) LOUISVILLE, KY
PORTER BANCORP, INC.(PBI) LOUISVILLE, KY
PRAIRIE STAR BANCSHARES, INC.
PRAIRIE STAR BANCSHARES, INC.
PRAIRIE STAR BANCSHARES, INC.
PREMIER BANCORP, INC.
PREMIER BANCORP, INC.
PREMIER BANK HOLDING COMPANY
PREMIER BANK HOLDING COMPANY
PREMIER FINANCIAL BANCORP, INC.
PREMIER FINANCIAL BANCORP, INC.
PREMIER FINANCIAL BANCORP, INC.
PREMIER FINANCIAL BANCORP, INC.
PREMIER FINANCIAL BANCORP, INC.
PREMIER FINANCIAL BANCORP, INC.
PREMIER FINANCIAL CORP.
PREMIER FINANCIAL CORP.
PREMIER FINANCIAL CORP.
PREMIER SERVICE BANK
PREMIER SERVICE BANK
PREMIERWEST BANCORP
PREMIERWEST BANCORP
PRESIDIO BANK
PRESIDIO BANK
PRESIDIO BANK
PRESIDIO BANK
PRINCETON NATIONAL BANCORP, INC.
PRINCETON NATIONAL BANCORP, INC.
PRIVATE BANCORPORATION, INC.
PRIVATE BANCORPORATION, INC.
PRIVATE BANCORPORATION, INC.
PRIVATEBANCORP, INC.
PRIVATEBANCORP, INC.
PRIVATEBANCORP, INC.
PROVIDENCE BANK
PROVIDENCE BANK
PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION
PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION
PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION
PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION
PROVIDENT COMMUNITY BANCSHARES, INC.
PROVIDENT COMMUNITY BANCSHARES, INC.
PSB FINANCIAL CORPORATION
PSB FINANCIAL CORPORATION
PUGET SOUND BANK
PUGET SOUND BANK
PULASKI FINANCIAL CORP.
PULASKI FINANCIAL CORP.
PULASKI FINANCIAL CORP.
QCR HOLDINGS, INC.
QCR HOLDINGS, INC.
QCR HOLDINGS, INC.
RANDOLPH BANK & TRUST COMPANY
RANDOLPH BANK & TRUST COMPANY
RCB FINANCIAL CORPORATION
RCB FINANCIAL CORPORATION
RCB FINANCIAL CORPORATION
REDWOOD CAPITAL BANCORP
REDWOOD CAPITAL BANCORP
REDWOOD FINANCIAL, INC.
REDWOOD FINANCIAL, INC.
REGENT BANCORP, INC.
REGENT BANCORP, INC.
REGENT CAPITAL CORPORATION, INC. / REGENT BANK
REGENT CAPITAL CORPORATION, INC. / REGENT BANK
REGENTS BANCSHARES, INC.
REGENTS BANCSHARES, INC.
REGIONAL BANKSHARES, INC.
REGIONAL BANKSHARES, INC.
REGIONAL BANKSHARES, INC.
REGIONAL BANKSHARES, INC.
REGIONAL BANKSHARES, INC.
REGIONS FINANCIAL CORPORATION
REGIONS FINANCIAL CORPORATION
REGIONS FINANCIAL CORPORATION
RELIANCE BANCSHARES, INC.
RELIANCE BANCSHARES, INC.
RELIANCE BANCSHARES, INC.
RIDGESTONE FINANCIAL SERVICES, INC.
RIDGESTONE FINANCIAL SERVICES, INC.
RIDGESTONE FINANCIAL SERVICES, INC.
RISING SUN BANCORP
RISING SUN BANCORP
RIVER VALLEY BANCORPORATION, INC.
RIVER VALLEY BANCORPORATION, INC.
RIVER VALLEY BANCORPORATION, INC.
RIVERSIDE BANCSHARES, INC.
RIVERSIDE BANCSHARES, INC.
ROGERS BANCSHARES, INC.
ROGERS BANCSHARES, INC.
ROYAL BANCSHARES OF PENNSYLVANIA, INC.
ROYAL BANCSHARES OF PENNSYLVANIA, INC.
ROYAL BANCSHARES OF PENNSYLVANIA, INC.
ROYAL BANCSHARES OF PENNSYLVANIA, INC.
S&T BANCORP, INC.
S&T BANCORP, INC.
S&T BANCORP, INC.
SAIGON NATIONAL BANK
SALISBURY BANCORP, INC.
SALISBURY BANCORP, INC.
SALISBURY BANCORP, INC.
SANDY SPRING BANCORP, INC.
SANDY SPRING BANCORP, INC.
SANDY SPRING BANCORP, INC.
SANDY SPRING BANCORP, INC.
SANTA CLARA VALLEY BANK, N.A
SANTA CLARA VALLEY BANK, N.A
SANTA CLARA VALLEY BANK, N.A
SANTA LUCIA BANCORP
SANTA LUCIA BANCORP
City
QUINCY
QUINCY
QUINCY
SAN JUAN
SAN JUAN
SAN JUAN
LOUISVILLE
LOUISVILLE
LOUISVILLE
LOUISVILLE
OLATHE
OLATHE
OLATHE
WILMETTE
WILMETTE
TALLAHASSEE
TALLAHASSEE
HUNTINGTON
HUNTINGTON
HUNTINGTON
HUNTINGTON
HUNTINGTON
HUNTINGTON
DUBUQUE
DUBUQUE
DUBUQUE
RIVERSIDE
RIVERSIDE
MEDFORD
MEDFORD
SAN FRANCISCO
SAN FRANCISCO
SAN FRANCISCO
SAN FRANCISCO
PRINCETON
PRINCETON
MINNEAPOLIS
MINNEAPOLIS
MINNEAPOLIS
CHICAGO
CHICAGO
CHICAGO
ROCKY MOUNT
ROCKY MOUNT
BALTIMORE
BALTIMORE
BALTIMORE
BALTIMORE
ROCK HILL
ROCK HILL
MANY
MANY
BELLEVUE
BELLEVUE
CREVE COEUR
CREVE COEUR
CREVE COEUR
MOLINE
MOLINE
MOLINE
ASHEBORO
ASHEBORO
ROME
ROME
ROME
EUREKA
EUREKA
REDWOOD FALLS
REDWOOD FALLS
DAVIE
DAVIE
NOWATA
NOWATA
VANCOUVER
VANCOUVER
HARTSVILLE
HARTSVILLE
HARTSVILLE
HARTSVILLE
HARTSVILLE
BIRMINGHAM
BIRMINGHAM
BIRMINGHAM
FRONTENAC
FRONTENAC
FRONTENAC
BROOKFIELD
BROOKFIELD
BROOKFIELD
RISING SUN
RISING SUN
WAUSAU
WAUSAU
WAUSAU
LITTLE ROCK
LITTLE ROCK
LITTLE ROCK
LITTLE ROCK
NARBERTH
NARBERTH
NARBERTH
NARBERTH
INDIANA
INDIANA
INDIANA
WESTMINSTER
LAKEVILLE
LAKEVILLE
LAKEVILLE
OLNEY
OLNEY
OLNEY
OLNEY
SANTA PAULA
SANTA PAULA
SANTA PAULA
ATASCADERO
ATASCADERO
State
CA
CA
CA
PR
PR
PR
KY
KY
KY
KY
KS
KS
KS
IL
IL
FL
FL
WV
WV
WV
WV
WV
WV
IA
IA
IA
CA
CA
OR
OR
CA
CA
CA
CA
IL
IL
MN
MN
MN
IL
IL
IL
NC
NC
MD
MD
MD
MD
SC
SC
LA
LA
WA
WA
MO
MO
MO
IL
IL
IL
NC
NC
GA
GA
GA
CA
CA
MN
MN
FL
FL
OK
OK
WA
WA
SC
SC
SC
SC
SC
AL
AL
AL
MO
MO
MO
WI
WI
WI
MD
MD
WI
WI
WI
AR
AR
AR
AR
PA
PA
PA
PA
PA
PA
PA
CA
CT
CT
CT
MD
MD
MD
MD
CA
CA
CA
CA
CA
Date
4/29/2013
5/22/2013
5/31/2013
12/5/2008
7/2/2014
7/23/2014
11/21/2008
12/3/2014
12/4/2014
1/9/2015
4/3/2009
6/29/2015
8/6/2015
5/8/2009
8/13/2010
3/20/2009
8/14/2012
10/2/2009
8/8/2012
8/9/2012
8/10/2012
9/11/2012
5/6/2015
5/22/2009
7/22/2013
9/12/2013
2/20/2009
1/31/2014
2/13/2009
4/9/2013
11/20/2009
12/10/2012
12/11/2012
1/11/2013
1/23/2009
11/2/2012
2/27/2009
12/29/2009
6/25/2014
1/30/2009
10/24/2012
11/14/2012
10/2/2009
9/15/2011
11/14/2008
8/21/2012
3/20/2013
3/25/2013
3/13/2009
4/30/2014
2/27/2009
9/29/2010
1/16/2009
8/11/2011
1/16/2009
7/3/2012
8/8/2012
2/13/2009
9/15/2011
11/16/2011
10/30/2009
9/30/2013
6/19/2009
9/25/2013
10/29/2013
1/16/2009
7/21/2011
1/9/2009
8/18/2011
3/6/2009
10/17/2014
2/27/2009
7/21/2011
10/23/2009
1/26/2012
2/13/2009
11/8/2012
11/9/2012
1/11/2013
3/26/2013
11/14/2008
4/4/2012
5/2/2012
2/13/2009
9/25/2013
10/29/2013
2/27/2009
2/20/2013
3/26/2013
1/9/2009
10/17/2014
6/12/2009
6/6/2012
5/15/2013
5/15/2009
5/14/2014
1/30/2009
7/5/2013
2/20/2009
7/1/2014
7/2/2014
9/26/2014
1/16/2009
12/7/2011
6/11/2013
12/23/2008
3/13/2009
8/25/2011
11/2/2011
12/5/2008
7/21/2010
12/15/2010
2/23/2011
2/13/2009
3/8/2013
4/9/2013
12/19/2008
10/21/2011
Original Investment Type1
Original Investment Amount
Outstanding Investment
Total Cash Back2
Investment Status*
Amount
$11,949,000.00
(Fee)4
Shares
11,949
Avg. Price
$1,091.11
(Realized Loss) / (Write-off)
Gain5
$1,088,673.39
Wt Amount
Wt Shares
$234,500.00
237,712
$3,000,000.00
2,093,284
$164,018.20
140
($130,376.73)
Preferred Stock w/ Warrants
$935,000,000.00
$0.00
$1,220,280,000.00 Redeemed, in full; warrants not outstanding
$935,000,000.00
$35,000,000.00
$0.00
$1,000.00
$2,693,800.00
$806,200.00
Preferred Stock w/ Warrants
935,000
26,938
8,062
$100.00
$100.00
$8,233,333.33 Sold, in full; warrants outstanding
($24,244,200.00)
($7,255,800.00)
($50,000.00)
Preferred Stock w/ Exercised Warrants
$2,800,000.00
$0.00
$3,596,579.20 Sold, in full; warrants not outstanding
$2,800,000.00
2,800
$1,187.61
$6,784,000.00
6,784,000
$1.00
$1,678,618.89
$8,575,102.51
$9,795,998.16
1,863
9,517
10,872
$901.03
$901.03
$901.03
6,349,000
$525,308.00
$1.24
($25,000.00)
Subordinated Debentures
Preferred Stock w/ Exercised Warrants
$6,784,000.00
$0.00
$9,500,000.00
$0.00
$22,252,000.00
$0.00
$7,444,215.12 Redeemed, in full; warrants not outstanding
$467,412.50 Exited bankruptcy/Receivership
($9,500,000.00)
Preferred Stock w/ Warrants
$28,727,240.29 Sold, in full; warrants not outstanding
($184,381.11)
($941,897.49)
($1,076,001.84)
($200,497.20)
$5,675,000.00
Subordinated Debentures w/ Exercised Warrants
$6,349,000.00
$0.00
636,378
$478,590.75
317,000
$200,000.00
200
$83,086.12
$195,295.20
97
228
$8,778,669.11 Sold, in full; warrants not outstanding
$6,349,000.00
$1,507,379.58
($78,563.80)
Preferred Stock w/ Exercised Warrants
$4,000,000.00
$0.00
$4,300,522.22 Redeemed, in full; warrants not outstanding
$41,400,000.00
$0.00
$42,446,500.00 Redeemed, in full; warrants not outstanding
$4,000,000.00
$0.00
Preferred Stock w/ Warrants
$25,083,000.00
$0.00
$4,960,000.00
$3,262,000.00
$0.00
$1,000.00
310
10,490
$847.21
$847.21
8,222
$1,000.00
$243,815,000.00
$10,800,000.00
$1,000.00
41,400
$8,222,000.00
Preferred Stock w/ Exercised Warrants
4,000
$41,400,000.00
Preferred Stock w/ Warrants
243,815
$1,000.00
$11,077,694.89 Sold, in full; warrants not outstanding
$262,635.10
$8,887,232.90
($47,364.90)
($1,602,767.10)
($91,498.68)
$2,271,405.00 Currently Not Collectible
($25,083,000.00)
Preferred Stock w/ Exercised Warrants
$10,836,280.71 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$243,815,000.00
$0.00
$4,000,000.00
$0.00
$151,500,000.00
$0.00
248
645,013
$175,000.00
175
$290,552,132.92 Redeemed, in full; warrants not outstanding
$4,596,311.80 Redeemed, in full; warrants not outstanding
$4,000,000.00
4,000
$1,000.00
$151,500,000.00
Preferred Stock w/ Warrants
$248,000.00
$1,225,000.00
Preferred Stock w/ Warrants
151,500
$1,000.00
$199,100,113.41 Sold, in full; warrants not outstanding
$71.62
$19,047,005.12
Preferred Stock w/ Warrants
$9,266,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$9,270,000.00
$0.00
$10,536,802.00 Redeemed, in full; warrants not outstanding
$5,639,391.00 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$4,500,000.00
$0.00
$5,355,156.75 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$32,538,000.00
$0.00
$35,195,847.13 Sold, in full; warrants not outstanding
Preferred Stock w/ Warrants
$38,237,000.00
$0.00
$44,286,567.33 Redeemed, in full; warrants not outstanding
$5,096,300.00
9,266
$550.00
$9,270,000.00
9,270
$1,000.00
$464,000.00
464
$4,500,000.00
4,500
$1,000.00
$225,000.00
225
$28,893,744.00
($433,406.16)
32,538
$888.00
38,237
($4,169,700.00)
$1,000.00
($3,644,256.00)
$1,100,000.00
Preferred Stock w/ Exercised Warrants
$6,229,000.00
$0.00
$8,900,000.00
$0.00
521,888
$7,190,593.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
778,421
$1,100,000.00
$38,237,000.00
$9,139,863.61 Sold, in full; warrants not outstanding
$6,229,000.00
6,229
$1,000.00
8,900
$907.11
$3,800,000.00
3,800
$2,995,000.00
2,995
$7,970,737.50
1,449,225
$5.50
$8,073,279.00
$311,000.00
311
$253,383.25
268
$1,000.00
$190,000.00
190
$1,000.00
$150,000.00
150
($826,721.00)
($80,732.79)
Preferred Stock w/ Exercised Warrants
$3,800,000.00
$0.00
$4,510,626.39 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$2,995,000.00
$0.00
$3,570,810.92 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$9,982,000.00
$0.00
$8,755,019.00 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$2,655,000.00
$0.00
$3,135,328.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$12,700,000.00
$0.00
$14,594,338.99 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,500,000.00
$0.00
($2,011,262.50)
$2,655,000.00
2,655
$1,000.00
$133,000.00
133
$12,700,000.00
12,700
$1,000.00
$381,000.00
381
267
1,233
$925.00
$925.00
$50,000.00
75
$3,500,000,000.00
3,500,000
$1,000.00
$45,000,000.00
48,253,677
$40,000,000.00
40,000
$1,004.90
$2,199,799.80
2,000
10,900
$822.60
$476,206.83
545
$10,500,000.00
$4,500,000.00
10,500,000
4,500,000
$1.00
$1.00
$750,000.00
750,000
$1,100,000.00
1,100,000
$1.00
$55,000.00
55,000
$527,361.00
517,012
$205,000.00
57,671
$4,450,000.00
651,547
$98,251.45
145
$1,718,159.50 Sold, in full; warrants not outstanding
$246,975.00
$1,140,525.00
($20,025.00)
($92,475.00)
($13,875.00)
($11,125.00)
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$3,500,000,000.00
$0.00
$40,000,000.00
$0.00
$4,138,055,555.55 Redeemed, in full; warrants not outstanding
$45,820,950.80 Sold, in full; warrants not outstanding
$196,000.00
($401,960.00)
Preferred Stock w/ Exercised Warrants
$10,900,000.00
$0.00
$9,630,106.93 Sold, in full; warrants not outstanding
$8,966,340.00
($1,933,660.00)
($89,663.40)
Preferred Stock w/ Exercised Warrants
$5,983,000.00
$0.00
$15,000,000.00
$0.00
$195,637.00 Currently Not Collectible
($5,983,000.00)
Subordinated Debentures w/ Exercised Warrants
$1,100,000.00
$0.00
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
$25,000,000.00
$0.00
Preferred Stock w/ Warrants
$30,407,000.00
$0.00
Preferred Stock w/ Warrants
$108,676,000.00
$0.00
$1,549,000.00
$8,816,000.00
$1,549,000.00
$0.00
$19,928,275.00 Redeemed, in full; warrants not outstanding
$1,622,708.57 Redeemed, in full; warrants not outstanding
$738,021.00 Currently Not Collectible
($25,000,000.00)
$36,696,518.83 Sold, in full; warrants outstanding
$9,000,000.00
$21,407,000.00
9,000
21,407
$1,207.11
$1,207.11
$1,863,990.00
$4,433,603.77
$108,676,000.00
108,676
$1,000.00
$8,816,000.00
8,816
$1,000.00
$41,547,000.00
$41,547,000.00
41,547
41,547
$1,000.00
$1,000.00
2,900
$850.01
($434,971.00)
4,000
$700.00
($1,200,000.00)
($367,045.94)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$83,094,000.00
$2,900,000.00
$0.00
$0.00
$124,916,099.34 Redeemed, in full; warrants not outstanding
$0.00 Full investment outstanding; warrants outstanding
$10,100,960.44 Redeemed, in full; warrants not outstanding
$95,137,868.33 Redeemed, in full; warrants not outstanding
$2,697,208.51 Sold, in full; warrants not outstanding
$2,465,029.00
($25,000.00)
Preferred Stock w/ Warrants
$4,000,000.00
$0.00
$3,131,111.11 Sold, in full; warrants not outstanding
$2,800,000.00
29
Footnote
8,14,44
11
8,14,44
8,14
8,14,44
8,14,44
8,14,36,111
11,36
8,14,44
14,15
11
11,14,15
11
11
8,32,97
8,14
8,14
9,11,36
8,14,45
8,14,44
44
8
11
8,14,44
8
8
8,14,74
11,61
15,17,44
8,11
8,11,36
12,16
11,14,15
15,17,45
11
11
11
31
44
8,11,14
Institution Name
SBT BANCORP, INC.
SBT BANCORP, INC.
SCBT FINANCIAL CORPORATION
SCBT FINANCIAL CORPORATION
SCBT FINANCIAL CORPORATION
SEACOAST BANKING CORPORATION OF FLORIDA
SEACOAST BANKING CORPORATION OF FLORIDA
SEACOAST BANKING CORPORATION OF FLORIDA
SEACOAST COMMERCE BANK
SEACOAST COMMERCE BANK
SECURITY BANCSHARES OF PULASKI COUNTY, INC.
SECURITY BANCSHARES OF PULASKI COUNTY, INC.
SECURITY BANCSHARES OF PULASKI COUNTY, INC.
SECURITY BANCSHARES OF PULASKI COUNTY, INC.
SECURITY BANCSHARES OF PULASKI COUNTY, INC.
SECURITY BUSINESS BANCORP
SECURITY BUSINESS BANCORP
SECURITY CALIFORNIA BANCORP
SECURITY CALIFORNIA BANCORP
SECURITY CAPITAL CORPORATION
SECURITY CAPITAL CORPORATION
SECURITY FEDERAL CORPORATION
SECURITY FEDERAL CORPORATION
SECURITY FEDERAL CORPORATION
SECURITY STATE BANCSHARES, INC.
SECURITY STATE BANCSHARES, INC.
SECURITY STATE BANK HOLDING COMPANY
SECURITY STATE BANK HOLDING COMPANY
SECURITY STATE BANK HOLDING COMPANY
SEVERN BANCORP, INC.
SEVERN BANCORP, INC.
SEVERN BANCORP, INC.
SHORE BANCSHARES, INC.
SHORE BANCSHARES, INC.
SHORE BANCSHARES, INC.
SIGNATURE BANCSHARES, INC.
SIGNATURE BANCSHARES, INC.
SIGNATURE BANK
SIGNATURE BANK
SIGNATURE BANK
SOMERSET HILLS BANCORP
SOMERSET HILLS BANCORP
SOMERSET HILLS BANCORP
SONOMA VALLEY BANCORP
SONOMA VALLEY BANCORP
SOUND BANKING COMPANY
SOUND BANKING COMPANY
SOUND BANKING COMPANY
SOUTH FINANCIAL GROUP, INC./ CAROLINA FIRST BANK
SOUTH FINANCIAL GROUP, INC./ CAROLINA FIRST BANK
SOUTHCREST FINANCIAL GROUP, INC.
SOUTHCREST FINANCIAL GROUP, INC.
SOUTHCREST FINANCIAL GROUP, INC.
SOUTHCREST FINANCIAL GROUP, INC.
SOUTHERN BANCORP, INC.
SOUTHERN BANCORP, INC.
SOUTHERN COMMUNITY FINANCIAL CORP.
SOUTHERN COMMUNITY FINANCIAL CORP.
SOUTHERN FIRST BANCSHARES, INC.
SOUTHERN FIRST BANCSHARES, INC.
SOUTHERN FIRST BANCSHARES, INC.
SOUTHERN HERITAGE BANCSHARES, INC.
SOUTHERN HERITAGE BANCSHARES, INC.
SOUTHERN ILLINOIS BANCORP, INC.
SOUTHERN ILLINOIS BANCORP, INC.
SOUTHERN MISSOURI BANCORP, INC.
SOUTHERN MISSOURI BANCORP, INC.
SOUTHERN MISSOURI BANCORP, INC.
SOUTHFIRST BANCSHARES, INC.
SOUTHFIRST BANCSHARES, INC.
SOUTHFIRST BANCSHARES, INC.
SOUTHWEST BANCORP, INC.
SOUTHWEST BANCORP, INC.
SOUTHWEST BANCORP, INC.
SOVEREIGN BANCSHARES, INC.
SOVEREIGN BANCSHARES, INC.
SPIRIT BANKCORP, INC.
SPIRIT BANKCORP, INC.
SPIRIT BANKCORP, INC.
ST. JOHNS BANCSHARES, INC.
STANDARD BANCSHARES, INC.
STANDARD BANCSHARES, INC.
STATE BANCORP, INC. / VALLEY NATIONAL BANCORP
STATE BANCORP, INC. / VALLEY NATIONAL BANCORP
STATE BANCORP, INC. / VALLEY NATIONAL BANCORP
STATE BANK OF BARTLEY, THE
STATE BANK OF BARTLEY, THE
STATE BANKSHARES, INC.
STATE BANKSHARES, INC.
STATE BANKSHARES, INC.
STATE CAPITAL CORP.
STATE CAPITAL CORP.
STATE STREET CORPORATION
STATE STREET CORPORATION
STATE STREET CORPORATION
STEARNS FINANCIAL SERVICES, INC.
STEARNS FINANCIAL SERVICES, INC.
STEELE STREET BANK CORPORATION
STEELE STREET BANK CORPORATION
STELLARONE CORPORATION
STELLARONE CORPORATION
STELLARONE CORPORATION
STELLARONE CORPORATION
STERLING BANCORP
STERLING BANCORP
STERLING BANCORP
STERLING BANCSHARES, INC.
STERLING BANCSHARES, INC.
STERLING BANCSHARES, INC.
STERLING FINANCIAL CORPORATION
STERLING FINANCIAL CORPORATION
STERLING FINANCIAL CORPORATION
STEWARDSHIP FINANCIAL CORPORATION
STEWARDSHIP FINANCIAL CORPORATION
STEWARDSHIP FINANCIAL CORPORATION
STOCKMENS FINANCIAL CORPORATION
STOCKMENS FINANCIAL CORPORATION
STOCKMENS FINANCIAL CORPORATION
City
SIMSBURY
SIMSBURY
COLUMBIA
COLUMBIA
COLUMBIA
STUART
STUART
STUART
CHULA VISTA
CHULA VISTA
WAYNESVILLE
WAYNESVILLE
WAYNESVILLE
WAYNESVILLE
WAYNESVILLE
SAN DIEGO
SAN DIEGO
RIVERSIDE
RIVERSIDE
BATESVILLE
BATESVILLE
AIKEN
AIKEN
AIKEN
CHARLESTON
CHARLESTON
JAMESTOWN
JAMESTOWN
JAMESTOWN
ANNAPOLIS
ANNAPOLIS
ANNAPOLIS
EASTON
EASTON
EASTON
DALLAS
DALLAS
NEW YORK
NEW YORK
NEW YORK
BERNARDSVILLE
BERNARDSVILLE
BERNARDSVILLE
SONOMA
SONOMA
MOREHEAD CITY
MOREHEAD CITY
MOREHEAD CITY
GREENVILLE
GREENVILLE
FAYETTEVILLE
FAYETTEVILLE
FAYETTEVILLE
FAYETTEVILLE
ARKADELPHIA
ARKADELPHIA
WINSTON-SALEM
WINSTON-SALEM
GREENVILLE
GREENVILLE
GREENVILLE
CLEVELAND
CLEVELAND
CARMI
CARMI
POPLAR BLUFF
POPLAR BLUFF
POPLAR BLUFF
SYLACAUGA
SYLACAUGA
SYLACAUGA
STILLWATER
STILLWATER
STILLWATER
DALLAS
DALLAS
BRISTOW
BRISTOW
BRISTOW
ST. LOUIS
HICKORY HILLS
HICKORY HILLS
JERICHO
JERICHO
JERICHO
BARTLEY
BARTLEY
FARGO
FARGO
FARGO
GREENWOOD
GREENWOOD
BOSTON
BOSTON
BOSTON
ST. CLOUD
ST. CLOUD
DENVER
DENVER
CHARLOTTESVILLE
CHARLOTTESVILLE
CHARLOTTESVILLE
CHARLOTTESVILLE
NEW YORK
NEW YORK
NEW YORK
HOUSTON
HOUSTON
HOUSTON
SPOKANE
SPOKANE
SPOKANE
MIDLAND PARK
MIDLAND PARK
MIDLAND PARK
RAPID CITY
RAPID CITY
RAPID CITY
State
CT
CT
SC
SC
SC
FL
FL
FL
CA
CA
MO
MO
MO
MO
MO
CA
CA
CA
CA
MS
MS
SC
SC
SC
MO
MO
ND
ND
ND
MD
MD
MD
MD
MD
MD
TX
TX
NY
NY
NY
NJ
NJ
NJ
CA
CA
NC
NC
NC
SC
SC
GA
GA
GA
GA
AR
AR
NC
NC
SC
SC
SC
TN
TN
IL
IL
MO
MO
MO
AL
AL
AL
OK
OK
OK
TX
TX
OK
OK
OK
MO
IL
IL
NY
NY
NY
NE
NE
ND
ND
ND
MS
MS
MA
MA
MA
MN
MN
CO
CO
VA
VA
VA
VA
NY
NY
NY
TX
TX
TX
WA
WA
WA
NJ
NJ
NJ
SD
SD
SD
Date
3/27/2009
8/11/2011
1/16/2009
5/20/2009
6/24/2009
12/19/2008
4/3/2012
5/30/2012
12/23/2008
9/1/2011
2/13/2009
12/10/2012
12/11/2012
1/11/2013
3/26/2013
1/9/2009
7/14/2011
1/9/2009
9/15/2011
6/26/2009
9/29/2010
12/19/2008
9/29/2010
7/31/2013
2/20/2009
9/22/2011
5/1/2009
6/24/2013
7/26/2013
11/21/2008
9/25/2013
10/29/2013
1/9/2009
4/15/2009
11/16/2011
6/26/2009
12/15/2010
12/12/2008
3/31/2009
3/16/2010
1/16/2009
5/20/2009
6/24/2009
2/20/2009
8/20/2010
1/9/2009
11/13/2012
1/11/2013
12/5/2008
9/30/2010
7/17/2009
3/8/2013
3/11/2013
4/9/2013
1/16/2009
8/6/2010
12/5/2008
10/1/2012
2/27/2009
7/3/2012
7/25/2012
5/15/2009
9/8/2011
1/23/2009
8/25/2011
12/5/2008
7/21/2011
5/13/2015
6/12/2009
6/29/2015
8/6/2015
12/5/2008
8/8/2012
5/29/2013
3/13/2009
9/22/2011
3/27/2009
10/21/2013
1/6/2014
3/13/2009
4/24/2009
2/22/2013
12/5/2008
12/14/2011
5/27/2015
9/4/2009
9/22/2011
1/16/2009
8/12/2009
6/29/2011
2/13/2009
9/29/2010
10/28/2008
6/17/2009
7/8/2009
6/26/2009
1/18/2012
9/25/2009
9/1/2011
12/19/2008
4/13/2011
12/28/2011
12/18/2013
12/23/2008
4/27/2011
5/18/2011
12/12/2008
5/5/2009
6/15/2010
12/5/2008
8/20/2012
9/19/2012
1/30/2009
9/1/2011
10/26/2011
2/6/2009
1/12/2011
3/16/2011
Original Investment Type1
Preferred Stock w/ Exercised Warrants
Original Investment Amount
$4,000,000.00
Outstanding Investment
$0.00
Total Cash Back2
Investment Status*
$4,717,144.78 Redeemed, in full; warrants not outstanding
$64,779,000.00
$0.00
$67,294,638.84 Redeemed, in full; warrants not outstanding
Amount
(Fee)4
Shares
Avg. Price
$4,000,000.00
Gain5
Wt Amount
Wt Shares
$0.00
$1,800,000.00
$0.00
$1,000.00
$0.00
$20,510.00
1,800
$1,000.00
$174,537.72
$1,315,959.00
$2,152,000.00
2,000
$1,800,000.00
Preferred Stock w/ Exercised Warrants
200
303,083
589,623
$49,045,470.38 Sold, in full; warrants not outstanding
$41,020,000.00
Preferred Stock w/ Exercised Warrants
$200,000.00
$55,000.00
$50,000,000.00
$1,000.00
64,779
(Realized Loss) / (Write-off)
$1,400,000.00
Preferred Stock w/ Warrants
4,000
$64,779,000.00
Preferred Stock w/ Warrants
($615,300.00)
252
1,900
$692.61
$692.61
($8,980,000.00)
$2,153,780.00 Redeemed, in full; warrants not outstanding
$90,000.00
90
$69,186.80
108
$1,983,756.24 Sold, in full; warrants not outstanding
($77,462.28)
($584,041.00)
($14,904.97)
($10,095.03)
Preferred Stock w/ Exercised Warrants
$5,803,000.00
$0.00
$6,888,017.86 Redeemed, in full; warrants not outstanding
$5,803,000.00
$0.00
$0.00
$18,000,000.00
$0.00
$290,000.00
290
$341,000.00
341
$522,000.00
522
137,966
$19,063,111.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$1,000.00
$1,000.00
$8,152,698.33 Redeemed, in full; warrants not outstanding
$17,388,000.00
6,815
$50,000.00
$6,815,000.00
Preferred Stock w/ Exercised Warrants
5,803
$6,815,000.00
Preferred Stock w/ Exercised Warrants
$19,650,000.00 Redeemed, in full; warrants not outstanding
$17,388,000.00
Preferred Stock w/ Exercised Warrants
$12,500,000.00
$0.00
$10,750,000.00
$0.00
$1,000.00
18,000
$1,000.00
$14,888,679.86 Redeemed, in full; warrants not outstanding
Subordinated Debentures w/ Exercised Warrants
17,388
$18,000,000.00
$14,543,635.13 Sold, in full; warrants not outstanding
$12,500,000.00
12,500
$1,000.00
$10,750,000.00
10,750,000
$1.17
$625,000.00
625
$720,368.55
538,000
$25,000.00
$1,784,607.50
172,970
($125,346.08)
Preferred Stock w/ Warrants
$23,393,000.00
$0.00
$26,915,463.85 Sold, in full; warrants outstanding
$23,367,267.70
23,393
$998.90
$25,000,000.00
25,000
$1,000.00
$1,700,000.00
1,700,000
$1.00
$120,000,000.00
120,000
($25,732.30)
$1,000.00
($233,672.68)
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
$25,000,000.00
$0.00
$25,358,333.33 Redeemed, in full; warrants not outstanding
$1,700,000.00
$0.00
$1,994,587.59 Redeemed, in full; warrants not outstanding
$120,000,000.00
$0.00
$132,967,606.41 Redeemed, in full; warrants not outstanding
$7,414,000.00
$0.00
$8,653,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$3,070,000.00
$0.00
$0.00
$146,965,329.86 Sold, in full; warrants not outstanding
$12,900,000.00
$0.00
163,065
$3,575,224.44 Sold, in full; warrants not outstanding
$347,000,000.00
85,000
595,829
$275,000.00
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$85,000.00
$11,150,939.74
Preferred Stock w/ Warrants
$7,816,685.55 Redeemed, in full; warrants not outstanding
$13,109,014.25 Sold, in full; warrants not outstanding
$7,414,000.00
7,414
$1,000.00
$347,164.00 Currently Not Collectible
($8,653,000.00)
$2,832,412.70
3,070
$922.61
($237,587.30)
$124,412.34
154
$130,179,218.75
130,179
$1,000.00
($216,820,781.25)
$400,000.00
10,106,796
$1,814,620.00
$9,889,679.00
2,000
10,900
$907.31
$907.31
($185,380.00)
($1,010,321.00)
$588,264.19
645
11,000
$1,000.00
42,750
$1,000.00
$1,100,000.00
399,970
($25,000.00)
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
($117,042.99)
Preferred Stock
$11,000,000.00
$0.00
$11,855,555.56 Redeemed, in full; warrants not outstanding
$11,000,000.00
Preferred Stock w/ Warrants
$42,750,000.00
$0.00
$51,088,046.14 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$17,299,000.00
$0.00
$19,401,361.89 Sold, in full; warrants not outstanding
$42,750,000.00
$15,638,296.00
$904.00
$1,000.00
$243,000.00
243
5,000
$1,000.00
$250,000.00
250
$9,550,000.00
9,550
$1,000.00
$2,700,000.00
231,891
$2,722,050.00
2,760
$986.25
$140,617.94
138
$70,000,000.00
70,000
$1,000.00
$2,287,197.00
703,753
$18,215,000.00
$0.00
4,862
$5,000,000.00
$4,862,000.00
17,299
$4,862,000.00
Preferred Stock w/ Exercised Warrants
($234,574.44)
($1,660,704.00)
18,215
$1,000.00
30,000
$300.00
$5,718,111.14 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$5,000,000.00
$0.00
$5,955,472.22 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$9,550,000.00
$0.00
$13,504,763.89 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$2,760,000.00
$0.00
$3,202,464.28 Sold, in full; warrants not outstanding
($37,950.00)
($25,000.00)
Preferred Stock w/ Warrants
$70,000,000.00
$0.00
$85,247,569.91 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$18,215,000.00
$0.00
$21,632,668.61 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$30,000,000.00
$0.00
$11,803,691.75 Sold, in full; warrants not outstanding
$9,000,000.00
$911,000.00
911
$631,941.75
($21,000,000.00)
1,500
($90,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$3,000,000.00
$60,000,000.00
$3,000,000.00
$0.00
Preferred Stock w/ Warrants
$36,842,000.00
$0.00
$1,341,783.00 Full investment outstanding; warrants outstanding
$75,757,163.03 Redeemed, in full; warrants not outstanding
$60,000,000.00
$1.00
$51,000.00
51,000
12,500
37,500
$1,000.00
$1,000.00
$2,500,000.00
250
$15,000,000.00
15,000
$1,000.00
$750,000.00
750
$2,000,000,000.00
20,000
$100,000.00
$60,000,000.00
2,788,104
$24,900,000.00
24,900,000
$1.00
$1,245,000.00
1,245,000
$331,000.00
331,000
$2,920,000.00
302,623
$945,775.00
516,817
$2,857,914.52
Subordinated Debentures w/ Exercised Warrants
488,847
1,697,000
$12,500,000.00
$37,500,000.00
Preferred Stock w/ Warrants
$1,000.00
$100,566.69
Preferred Stock w/ Exercised Warrants
$4.65
36,842
$1,697,000.00
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
12,903,226
$36,842,000.00
$3,000,000.00
2,615,557
$42,514,919.19 Redeemed, in full; warrants not outstanding
$1,697,000.00
$0.00
$2,030,299.18 Redeemed, in full; warrants not outstanding
$50,000,000.00
$0.00
$58,008,472.23 Redeemed, in full; warrants not outstanding
$15,000,000.00
$0.00
$17,080,708.67 Redeemed, in full; warrants not outstanding
$2,000,000,000.00
$0.00
$2,123,611,111.12 Redeemed, in full; warrants not outstanding
$24,900,000.00
$0.00
$31,495,442.29 Redeemed, in full; warrants not outstanding
Subordinated Debentures w/ Exercised Warrants
$11,019,000.00
$0.00
$13,078,672.60 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$30,000,000.00
$0.00
$37,191,875.00 Redeemed, in full; warrants not outstanding
$11,019,000.00
Preferred Stock w/ Warrants
$42,000,000.00
$125,198,000.00
$0.00
$0.00
$1.00
7,500
22,500
$1,000.00
$1,000.00
$42,000,000.00
Preferred Stock w/ Warrants
11,019,000
$7,500,000.00
$22,500,000.00
42,000
$1,000.00
$47,869,108.33 Redeemed, in full; warrants not outstanding
$130,542,485.91 Redeemed, in full; warrants not outstanding
$125,198,000.00
Preferred Stock w/ Warrants
$303,000,000.00
$0.00
125,198
$1,000.00
5,738,637
$20.00
$121,757,209.63 Sold, in full; warrants not outstanding
$114,772,740.00
($1,434,659.25)
($188,227,260.00)
$825,000.00
$10,000,000.00
$0.00
$15,568,000.00
$0.00
133,475
$778,000.00
778
$11,400,453.22 Redeemed, in full; warrants not outstanding
$10,000,000.00
Preferred Stock w/ Exercised Warrants
97,541
$107,398.00
Preferred Stock w/ Warrants
10,000
$1,000.00
$18,101,553.84 Redeemed, in full; warrants not outstanding
$4,000,000.00
$11,568,000.00
4,000
11,568
$1,000.00
$1,000.00
30
Footnote
8,14
15,123
44
11
11
24,49,97
8,11,14
11
8,11,14
12,16
14,15,44
11
8,103
15,17,45
8,97,100
11
8,11,14
63,97
8,14
11
8,11,14
8,14,44
12,16
8
11
8,14
44
11
11,36
8,11,14
8,11,14
11
8,14,44
8,14
11
8,14,44
8,14
8,18,21,44
8,21
8,47,97
Institution Name
STONEBRIDGE FINANCIAL CORP.
STONEBRIDGE FINANCIAL CORP.
STONEBRIDGE FINANCIAL CORP.
STONEBRIDGE FINANCIAL CORP.
SUBURBAN ILLINOIS BANCORP, INC.
SUBURBAN ILLINOIS BANCORP, INC.
SUMMIT STATE BANK
SUMMIT STATE BANK
SUMMIT STATE BANK
SUN BANCORP, INC.
SUN BANCORP, INC.
SUN BANCORP, INC.
SUNTRUST BANKS, INC.
SUNTRUST BANKS, INC.
SUNTRUST BANKS, INC.
SUNTRUST BANKS, INC.
SUPERIOR BANCORP INC.
SUPERIOR BANCORP INC.
SURREY BANCORP
SURREY BANCORP
SUSQUEHANNA BANCSHARES, INC.
SUSQUEHANNA BANCSHARES, INC.
SUSQUEHANNA BANCSHARES, INC.
SUSQUEHANNA BANCSHARES, INC.
SV FINANCIAL, INC.
SV FINANCIAL, INC.
SVB FINANCIAL GROUP
SVB FINANCIAL GROUP
SVB FINANCIAL GROUP
SWORD FINANCIAL CORPORATION
SWORD FINANCIAL CORPORATION
SYNOVUS FINANCIAL CORP.
SYNOVUS FINANCIAL CORP.
SYRINGA BANCORP
SYRINGA BANCORP
TAYLOR CAPITAL GROUP
TAYLOR CAPITAL GROUP
TAYLOR CAPITAL GROUP
TCB CORPORATION/COUNTY BANK
TCB CORPORATION/COUNTY BANK
TCB HOLDING COMPANY
TCB HOLDING COMPANY
TCF FINANCIAL CORPORATION
TCF FINANCIAL CORPORATION
TCF FINANCIAL CORPORATION
TCNB FINANCIAL CORP
TCNB FINANCIAL CORP
TENNESSEE COMMERCE BANCORP, INC.
TENNESSEE COMMERCE BANCORP, INC.
TENNESSEE VALLEY FINANCIAL HOLDINGS, INC.
TENNESSEE VALLEY FINANCIAL HOLDINGS, INC.
TENNESSEE VALLEY FINANCIAL HOLDINGS, INC.
TENNESSEE VALLEY FINANCIAL HOLDINGS, INC.
TEXAS CAPITAL BANCSHARES, INC.
TEXAS CAPITAL BANCSHARES, INC.
TEXAS CAPITAL BANCSHARES, INC.
TEXAS NATIONAL BANCORPORATION INC.
TEXAS NATIONAL BANCORPORATION INC.
THE ANB CORPORATION
THE ANB CORPORATION
THE BANCORP, INC.
THE BANCORP, INC.
THE BANCORP, INC.
THE BANK OF CURRITUCK
THE BANK OF CURRITUCK
THE BANK OF KENTUCKY FINANCIAL CORPORATION
THE BANK OF KENTUCKY FINANCIAL CORPORATION
THE BANK OF KENTUCKY FINANCIAL CORPORATION
THE BANK OF KENTUCKY FINANCIAL CORPORATION
THE BARABOO BANCORPORATION, INC.
THE BARABOO BANCORPORATION, INC.
THE BARABOO BANCORPORATION, INC.
THE BARABOO BANCORPORATION, INC.
THE CONNECTICUT BANK AND TRUST COMPANY
THE CONNECTICUT BANK AND TRUST COMPANY
THE ELMIRA SAVINGS BANK, FSB
THE ELMIRA SAVINGS BANK, FSB
THE ELMIRA SAVINGS BANK, FSB
THE FIRST BANCORP, INC.
THE FIRST BANCORP, INC.
THE FIRST BANCORP, INC.
THE FIRST BANCORP, INC.
THE FIRST BANCORP, INC.
THE FIRST BANCSHARES, INC.
THE FIRST BANCSHARES, INC.
THE FIRST BANCSHARES, INC.
THE FIRST STATE BANK OF MOBEETIE
THE FIRST STATE BANK OF MOBEETIE
THE FREEPORT STATE BANK
THE FREEPORT STATE BANK
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
THE LANDRUM COMPANY
THE LANDRUM COMPANY
THE LITTLE BANK, INCORPORATED
THE LITTLE BANK, INCORPORATED
THE LITTLE BANK, INCORPORATED
THE PNC FINANCIAL SERVICES GROUP, INC.
THE PNC FINANCIAL SERVICES GROUP, INC.
THE PNC FINANCIAL SERVICES GROUP, INC.
THE PRIVATE BANK OF CALIFORNIA
THE PRIVATE BANK OF CALIFORNIA
THE QUEENSBOROUGH COMPANY
THE QUEENSBOROUGH COMPANY
THE QUEENSBOROUGH COMPANY
THE QUEENSBOROUGH COMPANY
THE VICTORY BANCORP, INC.
THE VICTORY BANCORP, INC.
THE VICTORY BANCORP, INC.
THREE SHORES BANCORPORATION, INC.
THREE SHORES BANCORPORATION, INC.
THREE SHORES BANCORPORATION, INC.
THREE SHORES BANCORPORATION, INC.
TIB FINANCIAL CORP
TIB FINANCIAL CORP
TIDELANDS BANCSHARES, INC.
TIFTON BANKING COMPANY
City
WEST CHESTER
WEST CHESTER
WEST CHESTER
WEST CHESTER
ELMHURST
ELMHURST
SANTA ROSA
SANTA ROSA
SANTA ROSA
VINELAND
VINELAND
VINELAND
ATLANTA
ATLANTA
ATLANTA
ATLANTA
BIRMINGHAM
BIRMINGHAM
MOUNT AIRY
MOUNT AIRY
LITITZ
LITITZ
LITITZ
LITITZ
STERLING
STERLING
SANTA CLARA
SANTA CLARA
SANTA CLARA
HORICON
HORICON
COLUMBUS
COLUMBUS
BOISE
BOISE
ROSEMONT
ROSEMONT
ROSEMONT
GREENWOOD
GREENWOOD
THE WOODLANDS
THE WOODLANDS
WAYZATA
WAYZATA
WAYZATA
DAYTON
DAYTON
FRANKLIN
FRANKLIN
OAK RIDGE
OAK RIDGE
OAK RIDGE
OAK RIDGE
DALLAS
DALLAS
DALLAS
JACKSONVILLE
JACKSONVILLE
TERRELL
TERRELL
WILMINGTON
WILMINGTON
WILMINGTON
MOYOCK
MOYOCK
CRESTVIEW HILLS
CRESTVIEW HILLS
CRESTVIEW HILLS
CRESTVIEW HILLS
BARABOO
BARABOO
BARABOO
BARABOO
HARTFORD
HARTFORD
ELMIRA
ELMIRA
ELMIRA
DAMARISCOTTA
DAMARISCOTTA
DAMARISCOTTA
DAMARISCOTTA
DAMARISCOTTA
HATTIESBURG
HATTIESBURG
HATTIESBURG
MOBEETIE
MOBEETIE
HARPER
HARPER
HARTFORD
HARTFORD
HARTFORD
COLUMBIA
COLUMBIA
KINSTON
KINSTON
KINSTON
PITTSBURGH
PITTSBURGH
PITTSBURGH
LOS ANGELES
LOS ANGELES
LOUISVILLE
LOUISVILLE
LOUISVILLE
LOUISVILLE
LIMERICK
LIMERICK
LIMERICK
ORLANDO
ORLANDO
ORLANDO
ORLANDO
NAPLES
NAPLES
MT. PLEASANT
TIFTON
State
PA
PA
PA
PA
IL
IL
CA
CA
CA
NJ
NJ
NJ
GA
GA
GA
GA
AL
AL
NC
NC
PA
PA
PA
PA
IL
IL
CA
CA
CA
WI
WI
GA
GA
ID
ID
IL
IL
IL
SC
SC
TX
TX
MN
MN
MN
OH
OH
TN
TN
TN
TN
TN
TN
TX
TX
TX
TX
TX
TX
TX
DE
DE
DE
NC
NC
KY
KY
KY
KY
WI
WI
WI
WI
CT
CT
NY
NY
NY
ME
ME
ME
ME
ME
MS
MS
MS
TX
TX
KS
KS
CT
CT
CT
MO
MO
NC
NC
NC
PA
PA
PA
CA
CA
GA
GA
GA
GA
PA
PA
PA
FL
FL
FL
FL
FL
FL
SC
GA
Date
1/23/2009
3/26/2013
3/27/2013
4/9/2013
6/19/2009
7/16/2015
12/19/2008
8/4/2011
9/14/2011
1/9/2009
4/8/2009
5/27/2009
11/14/2008
12/31/2008
3/30/2011
9/28/2011
12/5/2008
4/15/2011
1/9/2009
12/29/2010
12/12/2008
4/21/2010
12/22/2010
1/19/2011
4/10/2009
8/31/2011
12/12/2008
12/23/2009
6/16/2010
5/8/2009
9/15/2011
12/19/2008
7/26/2013
1/16/2009
1/31/2014
11/21/2008
6/19/2012
7/18/2012
8/28/2009
9/8/2011
1/16/2009
12/13/2013
11/14/2008
4/22/2009
12/21/2009
12/23/2008
8/3/2011
12/19/2008
1/27/2012
12/23/2008
4/26/2013
4/29/2013
5/31/2013
1/16/2009
5/13/2009
3/17/2010
1/9/2009
5/19/2010
8/7/2009
8/25/2011
12/12/2008
3/10/2010
9/8/2010
2/6/2009
12/3/2010
2/13/2009
12/22/2010
11/23/2011
5/29/2013
1/16/2009
12/10/2012
12/11/2012
1/11/2013
12/19/2008
4/19/2012
12/19/2008
8/25/2011
5/6/2015
1/9/2009
8/24/2011
3/27/2013
5/8/2013
5/28/2015
2/6/2009
9/29/2010
5/13/2015
2/27/2009
4/14/2010
2/6/2009
12/19/2012
6/26/2009
3/31/2010
9/27/2010
5/22/2009
8/18/2011
12/23/2008
10/31/2012
1/11/2013
12/31/2008
2/10/2010
5/5/2010
2/20/2009
9/1/2011
1/9/2009
3/8/2013
3/11/2013
4/9/2013
2/27/2009
12/11/2009
9/22/2011
1/23/2009
11/8/2012
11/9/2012
1/11/2013
12/5/2008
9/30/2010
12/19/2008
4/17/2009
Original Investment Type1
Preferred Stock w/ Exercised Warrants
Original Investment Amount
$10,973,000.00
Outstanding Investment
$0.00
Total Cash Back2
Investment Status*
$2,652,816.96 Sold, in full; warrants not outstanding
Amount
(Fee)4
$1,796,209.03
$107,935.66
Shares
10,351
622
Avg. Price
$173.53
$173.53
(Realized Loss) / (Write-off)
Gain5
($8,554,790.97)
($514,064.34)
Wt Amount
Wt Shares
$130,704.17
$8,358.99
516
33
$750,000.00
750,000
($25,000.00)
Subordinated Debentures w/ Exercised Warrants
$15,000,000.00
$0.00
$24,929,429.70 Redeemed, in full; warrants not outstanding
$8,500,000.00
$0.00
$9,930,625.00 Redeemed, in full; warrants not outstanding
$15,000,000.00
15,000,000
$1.00
$8,500,000.00
8,500
$1,000.00
$89,310,000.00
Preferred Stock w/ Warrants
89,310
$1,000.00
$315,000.00
17,900,182
$100,000.00
100
$5,269,179.36
$0.00
1,620,545
$30,066,661.40
$89,310,000.00
239,212
$2,100,000.00
Preferred Stock w/ Warrants
3,028,264
$200,000.00
200
$92,513,970.83 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$3,500,000,000.00
$1,350,000,000.00
$0.00
$5,448,052,772.51 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$69,000,000.00
$0.00
$4,983,333.33 Currently Not Collectible
$2,000,000.00
$0.00
$2,314,972.22 Redeemed, in full; warrants not outstanding
$300,000,000.00
$0.00
$328,991,401.58 Redeemed, in full; warrants not outstanding
$4,850,000,000.00
48,500
$100,000.00
($69,000,000.00)
Preferred Stock w/ Exercised Warrants
$2,000,000.00
235,000
$1,000.00
13,644,000
$1.00
967,870
$1,000.00
104,823
$893.50
9,720,000
$1.00
$4,721,382.89 Redeemed, in full; warrants not outstanding
$0.00
$1,000.00
$967,870,000.00
$0.00
4,000
$13,644,000.00
$4,000,000.00
$235,000,000.00
$1,000.00
$1,000.00
$235,000,000.00
Preferred Stock w/ Warrants
$1,000.00
200,000
100,000
$4,000,000.00
Preferred Stock w/ Exercised Warrants
2,000
$200,000,000.00
$100,000,000.00
Preferred Stock w/ Warrants
$253,929,027.78 Redeemed, in full; warrants not outstanding
$6,820,000.00
$0.00
$8,000,000.00
$0.00
$104,823,000.00
$0.00
354,058
1,462,647
$292,000.00
292,000
3,199,988
$100,000.00
100
$19,218.87
$124,922.63
20
130
$6,559,066.21
$0.00
682,000
$9,449,980.56
Preferred Stock w/ Exercised Warrants
$13,644,000.00
$967,870,000.00
$682,000.00
$9,839,273.00
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
758,086
$17,019,233.91 Redeemed, in full; warrants not outstanding
$1,190,614,526.39 Redeemed, in full; warrants outstanding
$253,122.22 Currently Not Collectible
($8,000,000.00)
Preferred Stock w/ Warrants
$120,845,170.80 Sold, in full; warrants not outstanding
$93,659,350.50
Subordinated Debentures w/ Exercised Warrants
$9,720,000.00
$0.00
$11,730,000.00
$0.00
$361,172,000.00
$0.00
$11,611,381.34 Redeemed, in full; warrants not outstanding
$0.00
$2,384,611.11 Redeemed, in full; warrants not outstanding
$9,720,000.00
Preferred Stock w/ Exercised Warrants
($11,163,649.50)
$378,547,699.45 Redeemed, in full; warrants not outstanding
$2,000,000.00
($1,404,890.26)
$690,832.08 Currently Not Collectible
($11,730,000.00)
Preferred Stock w/ Warrants
$361,172,000.00
Preferred Stock w/ Warrants
$30,000,000.00
$0.00
361,172
$1,000.00
$2,000,000.00
Preferred Stock w/ Exercised Warrants
2,000
$1,000.00
$3,233,333.33 Currently Not Collectible
($30,000,000.00)
Preferred Stock w/ Exercised Warrants
$3,000,000.00
$0.00
$3,331,713.17 Sold, in full; warrants not outstanding
$75,000,000.00
$0.00
$82,777,816.21 Redeemed, in full; warrants not outstanding
$3,981,000.00
$0.00
$4,475,307.67 Redeemed, in full; warrants not outstanding
$298,000.00
$2,702,000.00
298
2,702
$1,022.11
$1,022.11
$6,588.78
$59,741.22
$75,000,000.00
75,000
$1,000.00
$3,981,000.00
3,981
$1,000.00
$199,000.00
199
$20,000,000.00
20,000
$1,000.00
$1,000,000.00
1,000
$45,220,000.00
45,220
$1,000.00
$4,753,984.55
980,203
$1,742,850.00
4,021
$433.44
$17,000,000.00
$17,000,000.00
17,000
17,000
$1,000.00
$1,000.00
$2,150,648.55
276,078
$1,956,900.00
$11,577,672.70
3,000
17,749
$652.30
$652.30
$403,161.92
$455,316.35
487
550
($25,000.00)
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$20,000,000.00
$0.00
$23,234,499.98 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$45,220,000.00
$0.00
$52,787,673.44 Redeemed, in full; warrants not outstanding
$4,021,000.00
$0.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$34,000,000.00
$20,749,000.00
$0.00
$0.00
$1,912,684.00 Sold, in full; warrants not outstanding
($2,278,150.00)
$40,091,342.55 Redeemed, in full; warrants not outstanding
$18,023,831.85 Sold, in full; warrants not outstanding
($1,043,100.00)
($6,171,327.30)
($135,345.73)
Preferred Stock w/ Warrants
$5,448,000.00
$0.00
$6,902,866.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$9,090,000.00
$0.00
$11,795,867.07 Redeemed, in full; warrants not outstanding
$5,448,000.00
$1,000.00
Preferred Stock w/ Exercised Warrants
$731,000.00
$0.00
$0.00
12,500
2,500
10,000
54,705
$1,000.00
$1,000.00
$1,000.00
$5,000,000.00
$5,000,000.00
226,819
$29,722,063.78 Redeemed, in full; warrants not outstanding
$12,500,000.00
$2,500,000.00
$10,000,000.00
Preferred Stock w/ Warrants
151,030
$389,077.67
$0.00
175,742
$302,410.00
$25,000,000.00
$1,000.00
9,090
$792,783.00
$1,486,292.07
Preferred Stock w/ Warrants
5,448
$9,090,000.00
5,000
$1,000.00
$5,714,215.56 Redeemed, in full; warrants not outstanding
$813,086.56 Redeemed, in full; warrants not outstanding
$731,000.00
37
301
$1,000.00
$15,000.00
15
3,400,000
$1,000.00
$706,264,559.89
52,093,973
$15,000,000.00
15,000
$1,000.00
7,500
$981.20
$7,579,200,000.00
75,792
$100,000.00
$5,450,000.00
5,450
$1,000.00
$244,225.00
$11,478,575.00
250
11,750
$976.90
$976.90
$2,046,000.00
2,046
$1,000.00
$1,165,528.32
$3,877,691.40
$0.00
$37,000.00
$3,400,000,000.00
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$301,000.00
$1,000.00
$301,000.00
Preferred Stock w/ Exercised Warrants
731
1,312
4,365
12,120
$379,458.89 Redeemed, in full; warrants not outstanding
$3,400,000,000.00
$0.00
$4,236,125,671.00 Redeemed, in full; warrants not outstanding
$15,000,000.00
$0.00
$17,580,291.55 Redeemed, in full; warrants not outstanding
$7,500,000.00
$0.00
$750,000.00
750
$371,250.00
375
$320,372,284.16
Preferred Stock w/ Exercised Warrants
16,885,192
$9,232,652.17 Sold, in full; warrants not outstanding
$7,359,000.00
($141,000.00)
($73,590.00)
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$7,579,200,000.00
$0.00
$8,320,638,950.83 Redeemed, in full; warrants not outstanding
$5,450,000.00
$0.00
$6,474,752.14 Redeemed, in full; warrants not outstanding
$12,000,000.00
$0.00
$273,000.00
273
($5,775.00)
($271,425.00)
$4,806.45
$571,967.55
5
595
$61,000.00
61
$888.36
$888.36
($146,471.68)
($487,308.60)
$282,284.64
284
$1,000.00
($24,880,362.63)
$40,000.00
1,106,389
$13,065,246.00 Sold, in full; warrants not outstanding
($117,228.00)
Preferred Stock w/ Exercised Warrants
$541,000.00
$1,505,000.00
$0.00
$2,322,183.20 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$5,677,000.00
$0.00
$6,449,130.64 Sold, in full; warrants not outstanding
($50,432.20)
Preferred Stock w/ Warrants
$37,000,000.00
$0.00
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$14,448,000.00
$3,800,000.00
$14,448,000.00
$0.00
$13,444,359.59 Sold, in full; warrants not outstanding
$12,119,637.37
$1,195,973.33 Full investment outstanding; warrants outstanding
$223,208.00 Exited bankruptcy/Receivership
31
Footnote
8,11,14
8
45
8
8,14,44
8,14,44
8,14
8,9,11
8,11
8,14,18
11
8,14,44
11
8,122
8,14,44
22,97
12,16
8,14,18,44,45
8,11,17
12,16,25
8
11,36
11,14,15
8,11,44
11
8
9,11,15
8
8,11
8,11,14
8
11
8,14,44
11
8,41,44
Institution Name
TIFTON BANKING COMPANY
TIMBERLAND BANCORP, INC.
TIMBERLAND BANCORP, INC.
TIMBERLAND BANCORP, INC.
TIMBERLAND BANCORP, INC.
TIMBERLAND BANCORP, INC.
TIMBERLAND BANCORP, INC.
TITONKA BANCSHARES, INC.
TITONKA BANCSHARES, INC.
TODD BANCSHARES, INC.
TODD BANCSHARES, INC.
TOWNEBANK
TOWNEBANK
TOWNEBANK
TREATY OAK BANCORP, INC.
TREATY OAK BANCORP, INC.
TREATY OAK BANCORP, INC.
TREATY OAK BANCORP, INC.
TRIAD BANCORP, INC.
TRIAD BANCORP, INC.
TRI-COUNTY FINANCIAL CORPORATION
TRI-COUNTY FINANCIAL CORPORATION
TRINITY CAPITAL CORPORATION
TRINITY CAPITAL CORPORATION
TRINITY CAPITAL CORPORATION
TRINITY CAPITAL CORPORATION
TRINITY CAPITAL CORPORATION
TRI-STATE BANK OF MEMPHIS
TRI-STATE BANK OF MEMPHIS
TRISTATE CAPITAL HOLDINGS, INC.
TRISTATE CAPITAL HOLDINGS, INC.
TRISUMMIT BANK
TRISUMMIT BANK
TRISUMMIT BANK
TRISUMMIT BANK
TRUSTMARK CORPORATION
TRUSTMARK CORPORATION
TRUSTMARK CORPORATION
TWO RIVERS FINANCIAL GROUP, INC.
TWO RIVERS FINANCIAL GROUP, INC.
U.S. BANCORP
U.S. BANCORP
U.S. BANCORP
U.S. CENTURY BANK
U.S. CENTURY BANK
UBT BANCSHARES, INC.
UBT BANCSHARES, INC.
UCBH HOLDINGS INC.
UCBH HOLDINGS INC.
UMPQUA HOLDINGS CORP.
UMPQUA HOLDINGS CORP.
UMPQUA HOLDINGS CORP.
UNION BANK & TRUST COMPANY
UNION BANK & TRUST COMPANY
UNION BANK & TRUST COMPANY
UNION FINANCIAL CORPORATION
UNION FINANCIAL CORPORATION
UNION FINANCIAL CORPORATION
UNION FIRST MARKET BANKSHARES CORPORATION
UNION FIRST MARKET BANKSHARES CORPORATION
UNION FIRST MARKET BANKSHARES CORPORATION
UNITED AMERICAN BANK
UNITED AMERICAN BANK
UNITED AMERICAN BANK
UNITED BANCORP, INC.
UNITED BANCORP, INC.
UNITED BANCORP, INC.
UNITED BANCORPORATION OF ALABAMA, INC.
UNITED BANCORPORATION OF ALABAMA, INC.
UNITED BANCORPORATION OF ALABAMA, INC.
UNITED BANK CORPORATION
UNITED BANK CORPORATION
UNITED COMMUNITY BANKS, INC.
UNITED COMMUNITY BANKS, INC.
UNITED COMMUNITY BANKS, INC.
UNITED COMMUNITY BANKS, INC.
UNITED COMMUNITY BANKS, INC.
UNITED COMMUNITY BANKS, INC.
UNITED FINANCIAL BANKING COMPANIES, INC.
UNITED FINANCIAL BANKING COMPANIES, INC.
UNITED FINANCIAL BANKING COMPANIES, INC.
UNITY BANCORP, INC.
UNITY BANCORP, INC.
UNITY BANCORP, INC.
UNITY BANCORP, INC.
UNIVERSAL BANCORP
UNIVERSAL BANCORP
UNIVERSAL BANCORP
UNIVERSAL BANCORP
UNIVERSITY FINANCIAL CORP.
UNIVERSITY FINANCIAL CORP.
US METRO BANK
US METRO BANK
UWHARRIE CAPITAL CORP
UWHARRIE CAPITAL CORP
UWHARRIE CAPITAL CORP
VALLEY COMMERCE BANCORP
VALLEY COMMERCE BANCORP
VALLEY COMMUNITY BANK
VALLEY COMMUNITY BANK
VALLEY COMMUNITY BANK
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL GROUP, LTD.
VALLEY FINANCIAL GROUP, LTD.
VALLEY NATIONAL BANCORP
VALLEY NATIONAL BANCORP
VALLEY NATIONAL BANCORP
VALLEY NATIONAL BANCORP
VALLEY NATIONAL BANCORP
VERITEX HOLDINGS, INC. (FIDELITY RESOURCES COMPANY)
VERITEX HOLDINGS, INC. (FIDELITY RESOURCES COMPANY)
VILLAGE BANK AND TRUST FINANCIAL CORP.
City
TIFTON
HOQUIAM
HOQUIAM
HOQUIAM
HOQUIAM
HOQUIAM
HOQUIAM
TITONKA
TITONKA
HOPKINSVILLE
HOPKINSVILLE
PORTSMOUTH
PORTSMOUTH
PORTSMOUTH
AUSTIN
AUSTIN
AUSTIN
AUSTIN
FRONTENAC
FRONTENAC
WALDORF
WALDORF
LOS ALAMOS
LOS ALAMOS
LOS ALAMOS
LOS ALAMOS
LOS ALAMOS
MEMPHIS
MEMPHIS
PITTSBURGH
PITTSBURGH
KINGSPORT
KINGSPORT
KINGSPORT
KINGSPORT
JACKSON
JACKSON
JACKSON
BURLINGTON
BURLINGTON
MINNEAPOLIS
MINNEAPOLIS
MINNEAPOLIS
MIAMI
MIAMI
MARYSVILLE
MARYSVILLE
SAN FRANCISCO
SAN FRANCISCO
PORTLAND
PORTLAND
PORTLAND
OXFORD
OXFORD
OXFORD
ALBUQUERQUE
ALBUQUERQUE
ALBUQUERQUE
BOWLING GREEN
BOWLING GREEN
BOWLING GREEN
SAN MATEO
SAN MATEO
SAN MATEO
TECUMSEH
TECUMSEH
TECUMSEH
ATMORE
ATMORE
ATMORE
BARNESVILLE
BARNESVILLE
BLAIRSVILLE
BLAIRSVILLE
BLAIRSVILLE
BLAIRSVILLE
BLAIRSVILLE
BLAIRSVILLE
VIENNA
VIENNA
VIENNA
CLINTON
CLINTON
CLINTON
CLINTON
BLOOMFIELD
BLOOMFIELD
BLOOMFIELD
BLOOMFIELD
ST. PAUL
ST. PAUL
GARDEN GROVE
GARDEN GROVE
ALBEMARLE
ALBEMARLE
ALBEMARLE
VISALIA
VISALIA
PLEASANTON
PLEASANTON
PLEASANTON
ROANOKE
ROANOKE
ROANOKE
ROANOKE
ROANOKE
ROANOKE
ROANOKE
SAGINAW
SAGINAW
WAYNE
WAYNE
WAYNE
WAYNE
WAYNE
DALLAS
DALLAS
MIDLOTHIAN
State
GA
WA
WA
WA
WA
WA
WA
IA
IA
KY
KY
VA
VA
VA
TX
TX
TX
TX
MO
MO
MD
MD
NM
NM
NM
NM
NM
TN
TN
PA
PA
TN
TN
TN
TN
MS
MS
MS
IA
IA
MN
MN
MN
FL
FL
KS
KS
CA
CA
OR
OR
OR
NC
NC
NC
NM
NM
NM
VA
VA
VA
CA
CA
CA
MI
MI
MI
AL
AL
AL
GA
GA
GA
GA
GA
GA
GA
GA
VA
VA
VA
NJ
NJ
NJ
NJ
IN
IN
IN
IN
MN
MN
CA
CA
NC
NC
NC
CA
CA
CA
CA
CA
VA
VA
VA
VA
VA
VA
VA
MI
MI
NJ
NJ
NJ
NJ
NJ
TX
TX
VA
Date
11/12/2010
12/23/2008
11/8/2012
11/9/2012
11/13/2012
1/11/2013
6/11/2013
4/3/2009
4/4/2012
2/6/2009
9/25/2013
12/12/2008
9/22/2011
5/15/2013
1/16/2009
2/15/2011
12/21/2012
8/6/2015
3/27/2009
9/22/2011
12/19/2008
9/22/2011
3/27/2009
8/7/2012
8/9/2012
8/10/2012
9/11/2012
4/3/2009
8/13/2010
2/27/2009
9/26/2012
4/3/2009
12/22/2009
11/29/2012
1/11/2013
11/21/2008
12/9/2009
12/30/2009
5/29/2009
9/1/2011
11/14/2008
6/17/2009
7/15/2009
8/7/2009
3/17/2015
1/30/2009
8/11/2011
11/14/2008
11/6/2009
11/14/2008
2/17/2010
3/31/2010
5/1/2009
12/18/2009
9/22/2011
12/29/2009
7/25/2012
10/2/2013
12/19/2008
11/18/2009
12/23/2009
2/20/2009
7/2/2014
9/26/2014
1/16/2009
6/19/2012
7/18/2012
12/23/2008
9/3/2010
5/13/2015
5/22/2009
7/3/2012
12/5/2008
3/26/2013
3/27/2013
3/28/2013
4/9/2013
6/10/2013
1/16/2009
12/15/2010
9/15/2011
12/5/2008
5/15/2013
7/3/2013
8/28/2013
5/22/2009
8/8/2013
8/12/2013
9/12/2013
6/19/2009
7/30/2010
2/6/2009
3/23/2016
12/23/2008
4/3/2013
10/16/2013
1/30/2009
3/21/2012
1/9/2009
10/21/2013
1/6/2014
12/12/2008
11/14/2012
2/20/2013
5/15/2013
8/14/2013
10/16/2013
11/13/2013
12/18/2009
9/22/2011
11/14/2008
6/3/2009
9/23/2009
12/23/2009
5/24/2010
6/26/2009
8/25/2011
5/1/2009
Original Investment Type1
Preferred Stock w/ Warrants
Original Investment Amount
$16,641,000.00
Outstanding Investment
$0.00
Total Cash Back2
Investment Status*
Amount
(Fee)4
Shares
Avg. Price
(Realized Loss) / (Write-off)
($3,800,000.00)
Gain5
Wt Amount
Wt Shares
$18,857,818.52 Sold, in full; warrants not outstanding
$3,290,437.50
$1,580,962.50
$9,481,462.50
3,815
1,833
10,993
$862.50
$862.50
$862.50
($524,562.50)
($252,037.50)
($1,511,537.50)
$1,301,856.00
370,899
$2,117,000.00
2,117
$1,000.00
$106,000.00
106
$4,000,000.00
4,000
$1,000.00
$200,000.00
200
$76,458,000.00
76,458
$1,000.00
$1,500,000.00
554,330
($143,528.63)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$2,117,000.00
$0.00
$2,569,490.36 Redeemed, in full; warrants not outstanding
$4,000,000.00
$0.00
$5,210,672.22 Redeemed, in full; warrants not outstanding
$76,458,000.00
$0.00
$88,577,166.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$3,268,000.00
$0.00
$2,412,702.03 Sold, in full; warrants outstanding
Preferred Stock w/ Exercised Warrants
$3,700,000.00
$0.00
$4,386,324.64 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$15,540,000.00
$0.00
$18,653,115.75 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$35,539,000.00
$0.00
$34,644,476.74 Sold, in full; warrants not outstanding
$500,000.00
$150,000.00
3,118
150,000
$160.36
$1.00
($2,618,000.00)
$3,700,000.00
3,700
$1,000.00
$185,000.00
185
$15,540,000.00
15,540
$1,000.00
$777,000.00
777
3,518
9,382
22,639
$750.25
$750.25
$750.25
$163,062.90
$1,300,776.05
$191,948.33
175
1,396
206
$1,150,000.00
1,150
$124,665.75
138
$10,000,000.00
1,647,931
$1,570,287.00
$2,639,379.50
$7,038,845.50
$16,984,909.75
($878,620.50)
($2,343,154.50)
($5,654,090.25)
($266,631.35)
Preferred Stock
$2,795,000.00
$0.00
$2,985,215.11 Redeemed, in full; warrants not outstanding
$23,000,000.00
$0.00
$28,642,402.33 Redeemed, in full; warrants not outstanding
$2,765,000.00
$4,237,000.00
$0.00
$2,795,000.00
$1,000.00
23,000
$1,000.00
$5,251,500.00
7,002
$750.00
$215,000,000.00
215,000
$1,000.00
$12,000,000.00
12,000
$1,000.00
$6,599,000,000.00
Preferred Stock w/ Warrants
2,795
$23,000,000.00
Preferred Stock w/ Exercised Warrants
6,599,000
$1,000.00
$6,496,417.16 Sold, in full; warrants not outstanding
($1,750,500.00)
($52,515.00)
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$215,000,000.00
$0.00
$236,287,500.00 Redeemed, in full; warrants not outstanding
$12,000,000.00
$0.00
$14,075,133.27 Redeemed, in full; warrants not outstanding
$6,599,000,000.00
$0.00
$6,933,220,416.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$50,236,000.00
$0.00
$8,950,000.00
$0.00
$0.00
$586,953.92
2,512
$450,000.00
45
$10,634,911.78 Redeemed, in full; warrants not outstanding
$298,737,000.00
60
32,679,102
$13,070,409.40 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$600,000.00
$139,000,000.00
Preferred Stock w/ Warrants
$11,738,143.76
50,236
$233.66
$8,950,000.00
Preferred Stock w/ Warrants
8,950
$1,000.00
($38,497,856.24)
$7,509,920.07 Currently Not Collectible
($298,737,000.00)
Preferred Stock w/ Warrants
$214,181,000.00
$0.00
$232,156,554.58 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$3,194,000.00
$2,997,000.00
$0.00
$7,031,291.65 Redeemed, in full; warrants not outstanding
$214,181,000.00
$4,500,000.00
160
600
1,579
$1,000.00
$1,000.00
$65,000.00
65
59,000
$1,000.00
211,318
$138,607.85
435
$38,000.00
Preferred Stock w/ Exercised Warrants
$0.00
$160,000.00
$450,000.00
$59,000,000.00
$1,000.00
$59,000,000.00
Preferred Stock w/ Warrants
$0.00
1,110,898
6,191
$600,000.00
$1,579,000.00
$2,179,000.00
$1,000.00
$6,191,000.00
Preferred Stock w/ Exercised Warrants
214,181
311,492
$2,639,873.33 Redeemed, in full; warrants not outstanding
$62,145,972.22 Redeemed, in full; warrants not outstanding
$8,700,000.00
$0.00
$3,432,657.85 Sold, in full; warrants not outstanding
$20,600,000.00
$0.00
$20,315,924.72 Sold, in full; warrants not outstanding
$3,319,050.00
8,700
$381.50
($5,380,950.00)
20,600
$825.50
($3,594,700.00)
$10,300,000.00
10,300
$1,000.00
$14,400,000.00
14,400,000
$1.00
1,576
13,078
165,346
$962.50
$962.50
$962.50
$3,000,000.00
$2,658,000.00
3,000
2,658
$1,000.00
$1,000.00
$10,324,000.00
$10,325,000.00
10,324
10,325
$1,000.00
$1,000.00
$237,527.50
$9,168,561.50
250
9,650
$950.11
$950.11
($25,000.00)
Preferred Stock w/ Warrants
$17,005,300.00
Preferred Stock w/ Warrants
$10,300,000.00
$0.00
($255,079.50)
$11,182,763.89 Redeemed, in full; warrants not outstanding
$10,125.00
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
$14,400,000.00
$0.00
$180,000,000.00
$0.00
111,258
$720,000.00
720,000
$18,882,079.62 Redeemed, in full; warrants not outstanding
$210,367,527.00 Sold, in full; warrants not outstanding
$1,516,900.00
$12,587,575.00
$159,145,525.00
($59,100.00)
($490,425.00)
($6,200,475.00)
($1,732,500.00)
$6,677.00
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$5,658,000.00
$20,649,000.00
$9,900,000.00
$0.00
$0.00
$0.00
219,908
$283,000.00
283
$2,707,314.00
Preferred Stock w/ Exercised Warrants
764,778
$476,573.62
495
$6,649,963.92 Redeemed, in full; warrants not outstanding
$28,013,814.50 Redeemed, in full; warrants not outstanding
$12,066,668.65 Sold, in full; warrants not outstanding
($12,472.50)
($481,438.50)
($94,060.89)
Subordinated Debentures
$11,926,000.00
$0.00
$12,948,886.40 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$2,861,000.00
$0.00
$3,465,216.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$10,000,000.00
$0.00
$12,916,040.83 Redeemed, in full; warrants not outstanding
$11,926,000.00
143
$1,000.00
$1,000.00
$500,000.00
500
7,700
$1,000.00
$385,000.00
385
5,500
$417.60
$45,815.25
275
1,600
1,600
1,600
1,600
9,619
$1,000.00
$1,000.00
$1,000.00
$1,000.00
$1,000.00
$1,547,891.58
344,742
$1,300,000.00
1,300
$1,000.00
$65,000.00
65
$75,000,000.00
$125,000,000.00
$100,000,000.00
75,000
125,000
100,000
$1,000.00
$1,000.00
$1,000.00
$5,421,615.27
2,532,542
$3,000,000.00
3,000
$1,000.00
$150,000.00
150
$9,403,400.50 Redeemed, in full; warrants not outstanding
$0.00
$143,000.00
7,742
2,258
$1,600,000.00
$1,600,000.00
$1,600,000.00
$1,600,000.00
$9,619,000.00
$0.00
$5,500,000.00
$1,000.00
$7,700,000.00
$7,700,000.00
Preferred Stock w/ Exercised Warrants
$1.00
2,861
$7,742,000.00
$2,258,000.00
Preferred Stock w/ Exercised Warrants
11,926,000
$2,861,000.00
$2,947,090.75 Sold, in full; warrants not outstanding
$2,296,800.00
($3,203,200.00)
($25,000.00)
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$16,019,000.00
$1,300,000.00
$300,000,000.00
$0.00
$0.00
$0.00
$21,311,670.48 Redeemed, in full; warrants not outstanding
$1,489,774.73 Redeemed, in full; warrants not outstanding
$318,400,781.94 Redeemed, in full; warrants not outstanding
$3,000,000.00
$0.00
$3,503,795.81 Redeemed, in full; warrants not outstanding
$14,738,000.00
$0.00
$6,933,870.05 Sold, in full; warrants outstanding
32
Footnote
11
8,17
8,11,14
8,14,45
8,11,17
11
11,16
11
8,18,21,44
8,17
11
11
11
11
11
44
8,117
8,14,18
8,11,78
8
11
11
8,14
8,14,45
11
Institution Name
VILLAGE BANK AND TRUST FINANCIAL CORP.
VILLAGE BANK AND TRUST FINANCIAL CORP.
VIRGINIA COMMERCE BANCORP, INC.
VIRGINIA COMMERCE BANCORP, INC.
VIRGINIA COMMERCE BANCORP, INC.
VIRGINIA COMPANY BANK
VIRGINIA COMPANY BANK
VIRGINIA COMPANY BANK
VIRGINIA COMPANY BANK
VISION BANK - TEXAS
VISION BANK - TEXAS
VISION BANK - TEXAS
VIST FINANCIAL CORP.
VIST FINANCIAL CORP.
W.T.B. FINANCIAL CORPORATION
W.T.B. FINANCIAL CORPORATION
WACHUSETT FINANCIAL SERVICES, INC.
WACHUSETT FINANCIAL SERVICES, INC.
WACHUSETT FINANCIAL SERVICES, INC.
WACHUSETT FINANCIAL SERVICES, INC.
WAINWRIGHT BANK & TRUST COMPANY
WAINWRIGHT BANK & TRUST COMPANY
WAINWRIGHT BANK & TRUST COMPANY
WASHINGTON BANKING COMPANY
WASHINGTON BANKING COMPANY
WASHINGTON BANKING COMPANY
WASHINGTON FEDERAL, INC.
WASHINGTON FEDERAL, INC.
WASHINGTON FEDERAL, INC.
WASHINGTONFIRST BANKSHARES, INC.
WASHINGTONFIRST BANKSHARES, INC.
WASHINGTONFIRST BANKSHARES, INC.
WAUKESHA BANKSHARES, INC.
WAUKESHA BANKSHARES, INC.
WAUKESHA BANKSHARES, INC.
WAUKESHA BANKSHARES, INC.
WAUKESHA BANKSHARES, INC.
WEBSTER FINANCIAL CORPORATION
WEBSTER FINANCIAL CORPORATION
WEBSTER FINANCIAL CORPORATION
WEBSTER FINANCIAL CORPORATION
WEBSTER FINANCIAL CORPORATION
WELLS FARGO & CO.
WELLS FARGO & CO.
WELLS FARGO & CO.
WESBANCO, INC.
WESBANCO, INC.
WESBANCO, INC.
WEST BANCORPORATION, INC.
WEST BANCORPORATION, INC.
WEST BANCORPORATION, INC.
WESTAMERICA BANCORPORATION
WESTAMERICA BANCORPORATION
WESTAMERICA BANCORPORATION
WESTAMERICA BANCORPORATION
WESTERN ALLIANCE BANCORPORATION
WESTERN ALLIANCE BANCORPORATION
WESTERN ALLIANCE BANCORPORATION
WESTERN COMMUNITY BANCSHARES, INC.
WESTERN COMMUNITY BANCSHARES, INC.
WESTERN ILLINOIS BANCSHARES, INC.
WESTERN ILLINOIS BANCSHARES, INC.
WESTERN ILLINOIS BANCSHARES, INC.
WESTERN ILLINOIS BANCSHARES, INC.
WESTERN ILLINOIS BANCSHARES, INC.
WESTERN RESERVE BANCORP, INC.
WESTERN RESERVE BANCORP, INC.
WHITE RIVER BANCSHARES COMPANY
WHITE RIVER BANCSHARES COMPANY
WHITE RIVER BANCSHARES COMPANY
WHITE RIVER BANCSHARES COMPANY
WHITNEY HOLDING CORPORATION
WHITNEY HOLDING CORPORATION
WILMINGTON TRUST CORPORATION / M&T BANK CORPORATION
WILMINGTON TRUST CORPORATION / M&T BANK CORPORATION
WILSHIRE BANCORP, INC.
WILSHIRE BANCORP, INC.
WILSHIRE BANCORP, INC.
WINTRUST FINANCIAL CORPORATION
WINTRUST FINANCIAL CORPORATION
WINTRUST FINANCIAL CORPORATION
WORTHINGTON FINANCIAL HOLDINGS, INC.
WORTHINGTON FINANCIAL HOLDINGS, INC.
WORTHINGTON FINANCIAL HOLDINGS, INC.
WSFS FINANCIAL CORPORATION
WSFS FINANCIAL CORPORATION
WSFS FINANCIAL CORPORATION
YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION
YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION
YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION
YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION
YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION
YORK TRADITIONS BANK
YORK TRADITIONS BANK
ZIONS BANCORPORATION
ZIONS BANCORPORATION
ZIONS BANCORPORATION
ZIONS BANCORPORATION
City
MIDLOTHIAN
MIDLOTHIAN
ARLINGTON
ARLINGTON
ARLINGTON
NEWPORT NEWS
NEWPORT NEWS
NEWPORT NEWS
NEWPORT NEWS
RICHARDSON
RICHARDSON
RICHARDSON
WYOMISSING
WYOMISSING
SPOKANE
SPOKANE
CLINTON
CLINTON
CLINTON
CLINTON
BOSTON
BOSTON
BOSTON
OAK HARBOR
OAK HARBOR
OAK HARBOR
SEATTLE
SEATTLE
SEATTLE
RESTON
RESTON
RESTON
WAUKESHA
WAUKESHA
WAUKESHA
WAUKESHA
WAUKESHA
WATERBURY
WATERBURY
WATERBURY
WATERBURY
WATERBURY
MINNEAPOLIS
MINNEAPOLIS
MINNEAPOLIS
WHEELING
WHEELING
WHEELING
WEST DES MOINES
WEST DES MOINES
WEST DES MOINES
SAN RAFAEL
SAN RAFAEL
SAN RAFAEL
SAN RAFAEL
LAS VEGAS
LAS VEGAS
LAS VEGAS
PALM DESERT
PALM DESERT
MONMOUTH
MONMOUTH
MONMOUTH
MONMOUTH
MONMOUTH
MEDINA
MEDINA
FAYETTEVILLE
FAYETTEVILLE
FAYETTEVILLE
FAYETTEVILLE
NEW ORLEANS
NEW ORLEANS
WILMINGTON
WILMINGTON
LOS ANGELES
LOS ANGELES
LOS ANGELES
LAKE FOREST
LAKE FOREST
LAKE FOREST
HUNTSVILLE
HUNTSVILLE
HUNTSVILLE
WILMINGTON
WILMINGTON
WILMINGTON
ELKIN
ELKIN
ELKIN
ELKIN
ELKIN
YORK
YORK
SALT LAKE CITY
SALT LAKE CITY
SALT LAKE CITY
SALT LAKE CITY
State
VA
VA
VA
VA
VA
VA
VA
VA
VA
TX
TX
TX
PA
PA
WA
WA
MA
MA
MA
MA
MA
MA
MA
WA
WA
WA
WA
WA
WA
VA
VA
VA
WI
WI
WI
WI
WI
CT
CT
CT
CT
CT
MN
MN
MN
WV
WV
WV
IA
IA
IA
CA
CA
CA
CA
NV
NV
NV
CA
CA
IL
IL
IL
IL
IL
OH
OH
AR
AR
AR
AR
LA
LA
DE
DE
CA
CA
CA
IL
IL
IL
AL
AL
AL
DE
DE
DE
NC
NC
NC
NC
NC
PA
PA
UT
UT
UT
UT
Date
11/19/2013
1/6/2014
12/12/2008
12/11/2012
1/31/2014
6/12/2009
8/8/2013
8/12/2013
9/12/2013
4/24/2009
12/28/2012
7/10/2013
12/19/2008
8/1/2012
1/30/2009
9/15/2011
12/11/2009
4/4/2012
1/30/2013
4/23/2014
12/19/2008
11/24/2009
12/16/2009
1/16/2009
1/12/2011
3/2/2011
11/14/2008
5/27/2009
3/15/2010
1/30/2009
10/30/2009
8/4/2011
6/26/2009
2/6/2013
2/7/2013
2/8/2013
3/26/2013
11/21/2008
3/3/2010
10/13/2010
12/29/2010
6/8/2011
10/28/2008
12/23/2009
5/26/2010
12/5/2008
9/9/2009
12/23/2009
12/31/2008
6/29/2011
8/31/2011
2/13/2009
9/2/2009
11/18/2009
11/21/2011
11/21/2008
9/27/2011
11/23/2011
12/23/2008
11/7/2014
12/23/2008
12/29/2009
11/8/2012
11/9/2012
1/11/2013
5/15/2009
11/30/2012
2/20/2009
7/1/2014
7/2/2014
9/26/2014
12/19/2008
6/3/2011
12/12/2008
5/13/2011
12/12/2008
4/3/2012
6/20/2012
12/19/2008
12/22/2010
2/14/2011
5/15/2009
6/24/2013
7/26/2013
1/23/2009
4/3/2012
9/12/2012
1/16/2009
7/24/2009
9/18/2012
6/10/2013
6/11/2013
4/24/2009
7/14/2011
11/14/2008
3/28/2012
9/26/2012
12/5/2012
Original Investment Type1
Original Investment Amount
Outstanding Investment
Total Cash Back2
Investment Status*
Amount
$5,672,361.44
(Fee)4
Shares
14,738
Avg. Price
$384.88
$71,000,000.00
71,000
533
4,167
$610.42
$610.42
Gain5
$1,000.00
$325,353.86
$2,543,620.14
(Realized Loss) / (Write-off)
($9,065,638.56)
Wt Amount
Wt Shares
($56,723.61)
Preferred Stock w/ Warrants
$71,000,000.00
$0.00
$4,700,000.00
$0.00
$118,453,138.89 Redeemed, in full; warrants not outstanding
$33,263,000.00
Preferred Stock w/ Exercised Warrants
2,696,203
$63,481.25
143
$3,694,442.50 Sold, in full; warrants not outstanding
($207,646.14)
($1,623,379.86)
($25,000.00)
Preferred Stock w/ Exercised Warrants
$1,500,000.00
$0.00
$1,898,258.59 Redeemed, in full; warrants not outstanding
$25,000,000.00
$0.00
$30,710,646.33 Redeemed, in full; warrants not outstanding
$787,500.00
$712,500.00
$1,000.00
$5,500,000.00
5,500
3,000
4,000
5,000
$1,000.00
$1,000.00
$1,000.00
$478,000.00
478
22,000
$1,000.00
390,071
$1,625,000.00
246,082
$15,388,874.07
$0.00
110,000
$568,700.00
$12,000,000.00
75
367,984
1,707,456
$131,236,874.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$75,000.00
$1,189,813.00
$22,000,000.00
$0.00
$1,000.00
$3,000,000.00
$4,000,000.00
$5,000,000.00
$110,000,000.00
$1,000.00
$1,000.00
25,000
$110,000,000.00
Preferred Stock w/ Exercised Warrants
788
713
$25,000,000.00
Preferred Stock w/ Warrants
$14,731,826.23 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$22,000,000.00
$0.00
$23,592,311.11 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$26,380,000.00
$0.00
$30,628,344.45 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$200,000,000.00
$0.00
$220,749,985.18 Redeemed, in full; warrants not outstanding
$26,380,000.00
$0.00
$1,000.00
5,212
100
313
$926.90
$926.90
$926.90
100,000
100,000
200,000
$1,000.00
$1,000.00
$1,000.00
$25,000,000,000.00
$5,625,000.00
13,475
$100,000,000.00
$100,000,000.00
$200,000,000.00
Preferred Stock w/ Exercised Warrants
$0.00
$1,000.00
$4,831,002.80
$92,690.00
$290,119.70
$6,633,000.00
$6,842,000.00
$1,000.00
200,000
$13,475,000.00
Preferred Stock w/ Warrants
26,380
$200,000,000.00
25,000
$1,000,000.00
$15,317,317.86 Redeemed, in full; warrants not outstanding
$332,000.00
332
$18,644.66
$147,194.69
19
150
$6,398,893.44 Sold, in full; warrants not outstanding
($380,997.20)
($7,310.00)
($22,880.30)
($52,138.13)
Preferred Stock w/ Warrants
$400,000,000.00
$0.00
$457,333,286.51 Redeemed, in full; warrants not outstanding
$20,388,842.06
439,282
$700,000.00
$0.00
110,261,688
$950,000.00
$25,000,000,000.00
3,282,276
$840,374,891.73
Preferred Stock w/ Warrants
474,100
$27,281,347,113.95 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$75,000,000.00
$0.00
$78,804,166.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$36,000,000.00
$0.00
$41,195,000.00 Redeemed, in full; warrants not outstanding
$75,000,000.00
$1,000.00
41,863
41,863
$1,000.00
$1,000.00
$140,000,000.00
$0.00
36,000
$41,863,000.00
$41,863,000.00
$83,726,000.00
$1,000.00
$36,000,000.00
Preferred Stock w/ Warrants
75,000
140,000
$1,000.00
$87,360,236.61 Redeemed, in full; warrants not outstanding
$878,256.00
$140,000,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$7,290,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$6,855,000.00
$4,567,000.00
$0.00
246,698
$415,000.00
Preferred Stock w/ Warrants
787,107
$335,417.06
343
$235,000.00
235
$160,365,000.00 Redeemed, in full; warrants not outstanding
$554,083.00 Currently Not Collectible
($7,290,000.00)
$13,053,910.87 Sold, in full; warrants not outstanding
$1,050,524.72
$9,673,015.37
1,117
10,305
$940.49
$938.67
$4,700,000.00
4,700
$1,000.00
$1,300,000.00
$15,500,000.00
1,300
15,500
$1,063.21
$1,063.21
300,000
$1,000.00
330,000
($66,475.28)
($631,984.63)
$1,000.00
($107,235.41)
Preferred Stock w/ Exercised Warrants
$4,700,000.00
Preferred Stock w/ Exercised Warrants
$16,800,000.00
$0.00
$0.00
$5,842,197.92 Redeemed, in full; warrants not outstanding
$20,275,427.10 Sold, in full; warrants not outstanding
$82,173.00
$979,755.00
$1,002,535.38
840
$6,900,000.00
2,631,579
($178,619.28)
Preferred Stock w/ Warrants
$300,000,000.00
$0.00
$343,733,333.33 Redeemed, in full; warrants not outstanding
$300,000,000.00
Preferred Stock w/ Warrants
$330,000,000.00
$0.00
Preferred Stock w/ Warrants
$62,158,000.00
$0.00
$369,920,833.33 Redeemed, in full; warrants outstanding
$330,000,000.00
$68,809,170.52 Sold, in full; warrants not outstanding
$58,646,694.58
($879,700.42)
62,158
$943.51
250,000
$1,000.00
($3,511,305.42)
$760,000.00
$0.00
$90,940.00
136
175,105
$300,704,730.81 Redeemed, in full; warrants not outstanding
$250,000,000.00
Preferred Stock w/ Exercised Warrants
1,643,295
$1,800,000.00
$250,000,000.00
949,460
$25,600,564.15
Preferred Stock w/ Warrants
$2,720,000.00
$0.00
$2,780,391.21 Sold, in full; warrants not outstanding
$52,625,000.00
$0.00
$57,640,856.64 Sold, in full; warrants not outstanding
$2,343,851.20
2,720
$861.71
($376,148.80)
52,625
$915.11
($4,467,336.25)
($24,999.99)
Preferred Stock w/ Warrants
$48,157,663.75
Preferred Stock w/ Warrants
$36,000,000.00
$13,312,000.00
$0.00
$4,871,000.00
$0.00
($722,364.96)
$52,383,419.85 Sold, in full; warrants not outstanding
$44,149,056.00
49,312
$895.30
$4,871,000.00
($662,235.84)
4,871
$1,000.00
$700,000,000.00
$700,000,000.00
700,000
700,000
($5,162,944.00)
$1,000.00
$1,000.00
$55,677.00
$20,000.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$1,400,000,000.00
TOTALS
$204,894,726,320.00
$0.00
$241,383,503.71
91,178
128,663
$244,000.00
244
$7,666,418.51
$8,065,534,497.60
5,789,909
$5,705,022.14 Redeemed, in full; warrants not outstanding
$1,661,027,529.62 Redeemed, in full; warrants not outstanding
$226,656,254,703.43
$199,571,079,284.37 ($38,027,858.19)
($5,082,263,531.92) $6,906,966,060.44
33
Footnote
Footnote Description
All pricing is at par.
Total Cash Back includes net capital repayments, interest and dividends, warrant proceeds, and other income (less expenses).
Capital Repayments includes gross capital repayments, gross auction proceeds, exchanges into CDCI, and SBLF fundings.
Includes: (i) placement fees in private auctions of a CPP issuer’s securities where Treasury pays placement fees to the placement agents in an amount equal to a minimum of $50,000 (per
issuer) or 1.00% of gross aggregate proceeds for each security and (ii) unreimbursed underwriting fees in public offerings. Placement fees in private auctions are paid approximately one
month after settlement.
5 Net proceeds from sales and auctions can be calculated by adding the “Amount” and “(Fee)” columns under the "Capital Repayment / Disposition / Auction" plus any amount in the "Gain"
column. Note that "(Fee)" is a negative number.
6 This transaction was included in previous Transaction Reports with Merrill Lynch & Co., Inc. listed as the qualifying institution and a 10/28/2008 transaction date, footnoted to indicate that
settlement was deferred pending merger. The purchase of Merrill Lynch by Bank of America was completed on 1/1/2009, and this transaction under the CPP was funded on 1/9/2009.
1
2
3
4
7 The warrant disposition proceeds amount are stated pro rata in respect of the CPP investments in Bank of America Corporation that occurred on 10/28/2008 and 1/9/2009. The total net
disposition proceeds from CPP warrants on 3/3/2010 was $305,913,040, consisting of $183,547,824 and $122,365,216. Proceeds from the disposition of TIP warrants on 3/3/2010 appear
on a following page of this report.
8 Privately-held qualified financial institution; Treasury received a warrant to purchase additional shares of preferred stock (unless the institution is a CDFI), which it exercised immediately.
9 To promote community development financial institutions (CDFIs), Treasury does not require warrants as part of its investment in certified CDFIs when the size of the investment is $50
million or less.
10 Treasury cancelled the warrants received from this institution due to its designation as a CDFI.
11 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009.
12 Redemption pursuant to a qualified equity offering.
13 This amount does not include accrued and unpaid dividends, which must be paid at the time of capital repayment.
14 The proceeds associated with the disposition of this investment do not include accrued and unpaid dividends.
15 Subchapter S corporation; Treasury received a warrant to purchase additional subordinated debentures (unless the institution is a CDFI), which it exercised immediately.
16 In its qualified equity offering, this institution raised more capital than Treasury’s original investment, therefore, the number of Treasury’s shares underlying the warrant was reduced by half.
17 This institution participated in the expansion of CPP for small banks.
18 This institution received an additional investment through the expansion of CPP for small banks.
19 Treasury made three separate investments in Citigroup Inc. (Citigroup) under the CPP, Targeted Investment Program (TIP), and Asset Guarantee Program (AGP) for a total of $49 billion.
On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in Fixed Rate Cumulative Perpetual Preferred Stock, Series H (CPP
Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. On 7/23/2009 and 7/30/2009, Treasury exchanged a total of $25 billion of the CPP shares for Series M
Common Stock Equivalent (“Series M”) and a warrant to purchase shares of Series M. On 9/11/2009, Series M automatically converted to 7,692,307,692 shares of common stock and the
associated warrant terminated on receipt of certain shareholder approvals.
20 On 8/24/2009, Treasury exchanged its series C preferred stock issued by Popular, Inc. for a like amount of non tax-deductible trust preferred securities issued by Popular Capital Trust III,
administrative trustee for Popular, Inc. Popular, Inc. paid a $13 million exchange fee in connection with this transaction.
21 This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank
holding companies. The institution in which Treasury's original investment was made is shown in parentheses.
22 As of the date of this report, this institution is in bankruptcy proceedings.
34
Footnote
Footnote Description
23 On 12/10/2009, the bankruptcy reorganization plan of CIT Group Inc. became effective and Treasury's preferred stock and warrant investment were extinguished and replaced by
contingent value rights (CVRs). On 2/8/2010, the CVRs expired without value as the terms and conditions for distribution of common shares to holders of CVRs were not met.
24 On 12/11/2009, Treasury exchanged its series A preferred stock issued by Superior Bancorp, Inc. for a like amount of non tax-deductible Trust Preferred Securities issued by Superior
Capital Trust II, administrative trustee for Superior Bancorp.
25 On 2/1/2010, following the acquisition of First Market Bank (First Market) by Union Bankshares Corporation (the acquiror), the preferred stock and exercised warrants issued by First Market
on 2/6/2009 were exchanged for a like amount of securities of the acquiror in a single series but with a blended dividend rate equivalent to those of Treasury's original investment.
26 On 2/11/2010, Pacific Coast National Bancorp dismissed its bankruptcy proceedings with no recovery to any creditors or investors, including Treasury, and the investment was
extinguished.
27 On 3/8/2010, Treasury exchanged its $84,784,000 of preferred stock in Midwest Banc Holdings, Inc. (MBHI) for $89,388,000 of mandatory convertible preferred Stock (MCP), which is
equivalent to the initial investment amount of $84,784,000, plus $4,604,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by MBHI of the conditions
related to its capital plan, the MCP may be converted to common stock.
28 On 3/30/2010, Treasury exchanged its $7,500,000 of subordinated debentures in GulfSouth Private Bank for an equivalent amount of preferred stock, in connection with its conversion from
a Subchapter S-Corporation, that comply with the CPP terms applicable to privately held qualified financial institutions.
29 On 4/16/2010, Treasury exchanged its $72,000,000 of preferred stock in Independent Bank Corporation (Independent) for $74,426,000 of mandatory convertible preferred Stock (MCP),
which is equivalent to the initial investment amount of $72,000,000, plus $2,426,000 of capitalized previously accrued and unpaid dividends. On 7/26/13, Treasury entered into a securities
purchase agreement with Independent pursuant to which Treasury agreed to sell to Independent the MCP and the warrant issued by Independent, subject to the conditions specified in such
agreement. On 8/30/13, Treasury completed the sale of the MCP and warrant to Independent pursuant to the terms of such agreement.
30 Treasury received Citigroup common stock pursuant to the June 2009 Exchange Agreement between Treasury and Citigroup which provided for the exchange into common shares of the
preferred stock that Treasury purchased in connection with Citigroup's participation in the Capital Purchase Program (see note 11). On April 26, 2010, Treasury gave Morgan Stanley & Co.
Incorporated (Morgan Stanley) discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the
period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. On May 26, 2010, Treasury again gave Morgan
Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June
30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. On July 23, 2010, Treasury again gave Morgan Stanley discretionary
authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on September 30, 2010 (or on
completion of the sale). Completion of the sale under this authority occurred on September 30, 2010. On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan
Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on
December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. All such sales were generally made at the market price. On December 6, 2010,
Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. See "Capital Purchase Program - Citigroup, Inc., Common Stock Disposition" on following
page for the actual number of shares sold by Morgan Stanley, the weighted average price per share and the total proceeds to Treasury from all such sales during those periods.
31 On 8/26/2010, Treasury completed the exchange of its $303,000,000 of preferred stock in Sterling Financial Corporation (Sterling) for a like amount of mandatorily convertible preferred
Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Sterling entered into on 4/29/2010. Since Sterling also fulfilled the conversion conditions set forth in
the Certificate of Designations for the MCP, including those related to its capital plan, Treasury’s $303,000,000 of MCP was subsequently, as of 8/26/2010, converted into 378,750,000
shares of common stock.
32 On 8/20/2010, Sonoma Valley Bank, Sonoma, CA, the banking subsidiary of Sonoma Valley Bancorp, was closed by the California Department of Financial Institutions, and the Federal
Deposit Insurance Corporation (FDIC) was named Receiver.
33 On 6/30/2010, Treasury exchanged $46,400,000 of its series A preferred stock in First Merchants Corporation for a like amount of non tax-deductible Trust Preferred Securities issued by
First Merchants Capital Trust III.
35
Footnote
Footnote Description
34 On 7/20/2010, Treasury completed the exchange of its $400,000,000 of preferred stock in First BanCorp for $424,174,000 of mandatorily convertible preferred Stock (MCP), which is
equivalent to the initial investment amount of $400,000,000, plus $24,174,000 of capitalized previously accrued and unpaid dividends. On 10/07/2011, following the completion of the
conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 32,941,797 shares of common stock of First BanCorp. Treasury
received all accrued and previously unpaid dividends on the MCP at the time of the conversion. First BanCorp has agreed to have a Treasury observer attend board of directors meetings.
35 On 8/31/2010, following the completion of the conditions related to Pacific Capital Bancorp's (Pacific Capital) capital plan, Treasury exchanged its $180,634,000 of preferred stock in Pacific
Capital for $195,045,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $180,634,000, plus $14,411,000 of capitalized previously
accrued and unpaid dividends. On 9/27/2010, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was
converted into 360,833,250 shares of common stock of Pacific Capital. Following a reverse stock split effective 12/28/10, Treasury held 3,608,332 shares of Pacific Capital common stock.
Effective 11/30/12, Pacific Capital merged with and into UnionBanCal Corporation and each outstanding share of common stock of the Company was converted into the right to receive
$46.00 per share in cash, and Treasury received $165,983,272 in respect of its common stock and $393,121 in respect of its warrant.
36 This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has completed an exchange of its Capital Purchase Program investment for an
investment under the terms of the CDCI program. See "Community Development Capital Initiative" below.
37 At the time of this institution’s exchange into the CDCI program, the warrant preferreds were included in the total amount of preferred stock exchanged for Treasury’s CDCI investment.
Therefore this disposition amount does not represent cash proceeds to Treasury.
38 On 9/30/2010, Treasury completed the exchange of its $80,347,000 of preferred stock in Hampton Roads Bankshares, Inc. (Hampton) for a like amount of mandatorily convertible preferred
Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Hampton entered into on 8/12/2010. Since Hampton also fulfilled the conversion conditions set forth
in the Certificate of Designations for the MCP, Treasury’s $80,347,000 of MCP was subsequently converted into 52,225,550 shares of common stock.
39 Treasury entered into an agreement on 1/28/2011 with North American Financial Holdings, Inc. for the sale of all preferred stock and warrants issued by Capital Bank Corporation to
Treasury for an aggregate purchase price of $41,279,000. Since the conditions to closing of the sale were satisfied, the closing of the sale also occurred on 1/28/2011.
40 On 2/18/11, Treasury completed the exchange of its $135,000,000 of preferred stock (including accrued and unpaid dividends thereon) in Central Pacific Financial Corp. for not less than
5,620,117 shares of common stock, pursuant to an exchange agreement dated 2/17/2011.
41 As a result of the acquisition of Fidelity Resources Company (the acquired company) by Veritex Holdings, Inc. (the acquiror), the preferred stock and exercised warrants issued by the
acquired company on 6/26/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the
acquiror entered into on 3/23/2011.
42 As a result of the acquisition of NC Bancorp, Inc. (the acquired company) by Metropolitan Bank Group, Inc. (the acquiror), Treasury exchanged $6,880,000 of its preferred stock in NC
Bancorp, Inc. and $71,526,000 of its preferred stock in Metropolitan Bank Group, Inc. for $81,892,000 of a new series of preferred stock in Metropolitan Bank Group, Inc., which is
equivalent to the combined initial investment amount of $78,406,000 plus $3,486,000 of capitalized previously accrued and unpaid dividends, pursuant to the terms of an agreement among
Treasury, the acquired company and the acquiror entered into on 3/30/2011. Exercised warrants were also exchanged at the time of the agreement.
43 On 7/5/2011, Treasury completed a transaction with Harris Financial Corp., a wholly-owned subsidiary of Bank of Montreal ("BMO"), for the sale of (i) all Marshall & Ilsley Corporation
("M&I") Preferred Stock held by Treasury for a purchase price of $1,715,000,000 plus accrued dividends and (ii) the Treasury-held M&I Warrant for an amount equal to $3,250,000,
pursuant to the terms of the agreement between Treasury and BMO entered into on 05/16/2011.
44 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 using proceeds received in connection with the institution’s participation in the
Small Business Lending Fund.
45 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 - part of the repayment amount obtained from proceeds received in connection
with the institution’s participation in the Small Business Lending Fund.
36
Footnote
Footnote Description
46 On 11/5/2010, Pierce Commercial Bank, Tacoma, WA, the banking subsidiary of Pierce County Bancorp, was closed by the Washington Department of Financial Institutions, and the
Federal Deposit Insurance Corporation (FDIC) was named Receiver.
47 On 11/12/2010, Tifton Banking Company, Tifton, GA, was closed by the Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named
Receiver.
48 On 3/11/2011, Legacy Bank, Milwaukee, WI, the banking subsidiary of Legacy Bancorp, Inc., was closed by the State of Wisconsin Department of Financial Institutions, and the Federal
Deposit Insurance Corporation (FDIC) was named Receiver.
49 On 4/15/2011, Superior Bank, Birmingham, AL, the banking subsidiary of Superior Bancorp Inc., was closed by the Office of Thrift Supervision, and the Federal Deposit Insurance
Corporation (FDIC) was named Receiver.
50 On 7/15/2011, First Peoples Bank, Port Saint Lucie, Florida, the banking subsidiary of FPB Bancorp, Inc., was closed by the Florida Office of Financial Regulation, and the Federal Deposit
Insurance Corporation (FDIC) was named Receiver.
51 On 7/15/2011, One Georgia Bank, Atlanta, GA was closed by the State of Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named
Receiver.
52 On 7/29/2011, Integra Bank, National Association, Evansville, Indiana, the banking subsidiary of Integra Bank Corporation, was closed by the Office of the Comptroller of the Currency,
which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver.
53 On 10/21/2011, Treasury completed the exchange of all FNB United Corp. ("FNB United") preferred stock and warrants held by Treasury for 108,555,303 shares of FNB United common
stock and an amended and restated warrant, pursuant to the terms of the agreement between Treasury and FNB United entered into on 08/12/2011.
54 As a result of the acquisition of Berkshire Bancorp, Inc. (the acquired company) by Customers Bancorp, Inc. (the acquiror), the preferred stock and exercised warrants issued by the
acquired company on 6/12/2009 were exchanged for a like amount of securities of the acquiror plus accrued and previously unpaid dividends, pursuant to the terms of an agreement
among Treasury, the acquired company and the acquiror entered into on 9/16/2011.
55 On 9/23/2011, Citizens Bank of Northern California, Nevada City, California, the banking subsidiary of Citizens Bancorp, was closed by the California Department of Financial Institutions,
which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver.
56 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 in connection with the institution’s participation in the Small Business Lending
Fund, which occurred at a later date.
57 On 10/14/2011, Country Bank, Aledo, Illinois, the banking subsidiary of CB Holding Corp., was closed by the Illinois Department of Financial and Professional Regulation - Division of
Banking, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver.
58 As a result of a reincorporation transaction whereby Crescent Financial Corporation (CFC) was merged into Crescent Financial Bancshares, Inc. (CFB), the preferred stock and warrant
issued by CFC on 1/9/2009 were exchanged for a like amount of securities of CFB, pursuant to the terms of an agreement among Treasury, CFC and CFB entered into on 11/15/2011.
59 As a result of the acquisition of Center Financial Corporation by BBCN Bancorp, Inc. (formerly Nara Bancorp, Inc.), the preferred stock and warrant issued by Center Financial Corporation
were exchanged for a like amount of securities of BBCN Bancorp, Inc., pursuant to the terms of an agreement among Treasury, Center Financial Corporation, and BBCN Bancorp, Inc.
entered into on 11/30/2011.
60 On 1/3/2012, Treasury completed (i) the sale to F.N.B. Corporation (“F.N.B.”) of all of the preferred stock that had been issued to Treasury by Parkvale Financial Corporation (“Parkvale”)
for a purchase price of $31,762,000 plus accrued dividends and (ii) the exchange of the Parkvale warrant held by Treasury for a like F.N.B. warrant, pursuant to the terms of the agreement
between Treasury and F.N.B. entered into on 12/29/2011 in connection with the merger of Parkvale and F.N.B. effective 01/01/2012.
61 As a result of the acquisition of State Bancorp, Inc. (the acquired company) by Valley National Bancorp (the acquiror), the warrant issued by the acquired company on 12/5/2008 was
exchanged for a like security of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 1/1/2012.
62 On 1/27/2012, pursuant to the terms of the merger of Regents Bancshares, Inc. (“Regents”) with Grandpoint Capital, Inc., Treasury received $13,214,858.00 (representing the par amount
together with accrued and unpaid dividends thereon) in respect of the preferred stock (including that received from the exercise of warrants) that had been issued to Treasury by Regents.
37
Footnote
Footnote Description
63 On 1/27/2012, Tennessee Commerce Bank, Franklin, TN, the banking subsidiary of Tennessee Commerce Bancorp, Inc., was closed by the Tennessee Department of Financial
Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver.
64 On 2/10/2012, SCB Bank, Shelbyville, Indiana, the banking subsidiary of Blue River Bancshares, Inc., was closed by the Office of the Comptroller of the Currency, which appointed the
Federal Deposit Insurance Corporation (FDIC) as receiver.
65 On 2/10/2012, Treasury entered into an agreement with Broadway Financial Corporation to exchange Treasury’s $15,000,000 of preferred stock for common stock. The exchange is
subject to the fulfillment by Broadway Financial Corporation of certain conditions, including the satisfactory completion of a capital plan.
66 On 4/20/2012, Fort Lee Federal Savings Bank, FSB, Fort Lee, New Jersey, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance
Corporation (FDIC) as receiver.
67 As a result of the acquisition of Community Holding Company of Florida, Inc. (the acquired company) by Community Bancshares of Mississippi, Inc. (the acquiror), the preferred stock and
exercised warrants issued by the acquired company on 2/6/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury,
the acquired company and the acquiror entered into on 7/19/2012.
68 On 7/13/2012, Glasgow Savings Bank, Glasgow, MO, the banking subsidiary of Gregg Bancshares, Inc. , was closed by the Missouri Division of Finance, which appointed the Federal
Deposit Insurance Corporation (FDIC) as receiver.
69 On 7/27/2012, Treasury entered into an agreement with Pinnacle Bank Holding Company, Inc. (“Pinnacle”) pursuant to which Treasury agreed to sell its CPP preferred stock back to
Pinnacle at a discount subject to the satisfaction of the conditions specified in the agreement.
70 On 10/19/2012, GulfSouth Private Bank, Destin, Florida, was closed by the Florida Office of Financial Regulation, which appointed the Federal Deposit Insurance Corporation (FDIC) as
receiver.
71 On 10/19/2012, Excel Bank, Sedalia, Missouri, the banking subsidiary of Investors Financial Corporation of Pettis County, Inc., was closed by the Missouri Division of Finance, which
appointed the Federal Deposit Insurance Corporation (FDIC) as receiver.
72 On 10/25/2012, pursuant to the terms of the merger of First Community Bancshares, Inc. ("First Community") and Equity Bancshares, Inc. ("Equity"), Treasury received a like amount of
preferred stock and exercised warrants from Equity in exchange for Treasury's original investment in First Community, plus accrued and unpaid dividends, pursuant to a placement agency
agreement executed on 10/23/2012.
73 On 10/29/2012, First Place Financial Corp. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the District of Delaware.
74 On 2/22/2013, Treasury completed the exchange of its Standard Bancshares, Inc. preferred stock for common stock, pursuant to an exchange agreement, dated as of 11/5/2012, with
Standard Bancshares, Inc., and immediately sold the resulting Standard Bancshares, Inc. common stock, pursuant to securities purchase agreements, each dated as of 11/5/2012, with W
Capital Partners II, L.P., Trident SBI Holdings, LLC, PEPI Capital, LP, LCB Investment, LLC, Cohesive Capital Partners, L.P., and Athena Select Private Investment Fund LLC.
75 On 11/2/2012, Citizens First National Bank, Princeton, IL, the banking subsidiary of Princeton National Bancorp, was closed by the Office of the Comptroller of the Currency, and the
Federal Deposit Insurance Corporation (FDIC) was named Receiver.
76 On 11/13/2012, Treasury entered into an agreement with Community Financial Shares, Inc. (“CFS”) pursuant to which Treasury agreed to sell its CPP preferred stock back to CFS at a
discount subject to the satisfaction of the conditions specified in the agreement.
77 In connection with the merger of Fidelity Bancorp, Inc. (“Fidelity”) and WesBanco, Inc. (“WesBanco”) effective 01/01/2012, Treasury (i) sold to WesBanco all of the preferred stock that had
been issued by Fidelity to Treasury for a purchase price of $7,000,000 plus accrued dividends and (ii) exchanged the Fidelity warrant held by Treasury for a like WesBanco warrant,
pursuant to the terms of an agreement among Treasury and WesBanco entered into on 11/28/2012.
78 On 11/30/12, Western Reserve Bancorp, Inc. was acquired by an affiliate of Westfield Bancorp, Inc. Pursuant to the terms of the merger, each outstanding share of Series A and Series B
preferred stock issued to Treasury was redeemed for the respective principal amount together with accrued and unpaid dividends thereon.
79 On 2/20/2013, Treasury sold its CPP preferred stock and warrant issued by First Sound Bank (“First Sound”) back to First Sound for an aggregate purchase price of $3,700,000, pursuant
to the terms of the agreement between Treasury and First Sound entered into on 11/30/2012.
80 On 4/9/2013, Treasury sold its CPP preferred stock and warrant issued by PremierWest Bancorp (“PremierWest”) pursuant to an agreement with PremierWest and Starbuck Bancshares,
Inc. (“Starbuck”) entered into on 12/11/2012.
38
Footnote
Footnote Description
81 In connection with the merger of Community Financial Corporation (“Community Financial”) and City Holding Company (“City Holding”) effective 1/09/13, Treasury (i) sold to City Holding all
of the preferred stock that had been issued by Community Financial to Treasury for a purchase price of $12,643,000 plus accrued dividends and (ii) exchanged the Community Financial
warrant held by Treasury for a like City Holding warrant, pursuant to the terms of an agreement among Treasury and City Holding entered into on 1/09/13.
82 On 1/29/2013, Treasury executed a placement agency agreement pursuant to which Treasury agreed to sell 9,950 shares of Coastal Banking Company, Inc. Preferred stock at $815.00
per share (less a placement agent fee) for net proceeds of $8,028,157.50. On 2/6/2013, the placement agent notified Coastal Banking Company, Inc. that, pursuant to the placement
agency agreement, it was terminating the transaction and, therefore, Treasury did not receive any proceeds or pay any fees in connection with the transaction.
83 On 2/15/2013, Treasury sold its CPP preferred stock and warrant issued by BancTrust Financial Group, Inc. (“BancTrust”) pursuant to an agreement with BancTrust and Trustmark
Corporation (“Trustmark”) entered into on 02/11/2013.
84 On 8/14/2013, Treasury sold its CPP preferred stock issued by Florida Bank Group, Inc. (“FBG”) back to FBG for an aggregate purchase price of $8,000,000, pursuant to the terms of the
agreement between Treasury and FBG entered into on 2/12/13.
85 On 2/15/2013, pursuant to the terms of the merger of Pacific International Bancorp, Inc. (“Pacific International”) with BBCN Bancorp, Inc. (“BBCN”), Treasury received $7,474,619.97
(representing the par amount together with accrued and unpaid dividends thereon) in respect of the preferred stock that had been issued to Treasury by Pacific International. Treasury
exchanged its Pacific International warrant for an equivalent warrant issued by BBCN.
86 On 4/12/2013, Treasury completed (i) the sale of its CPP preferred in Citizens Republic Bancorp, Inc. (Citizens Republic) to FirstMerit Corporation (FirstMerit) and (ii) the exchange of its
warrant in Citizens Republic for a warrant issued by FirstMerit, pursuant to a securities purchase agreement, dated as of 2/19/13, among Treasury, FirstMerit and Citizens Republic.
87 On 4/11/2013, Treasury completed the exchange of its First Security Group, Inc. (FSGI) preferred stock for common stock, pursuant to an exchange agreement, dated as of 2/25/2013,
between Treasury and FSGI, and sold the resulting FSGI common stock, pursuant to securities purchase agreements, each dated as of 4/9/2013, between Treasury and the purchasers
party thereto.
88 On 3/19/2013, Treasury exercised its warrant on a cashless basis and received (i) 186,589 shares of common stock and (ii) $71.62 in cash in lieu of fractional shares. Treasury sold such
shares of common stock on 3/19/2013.
89 As a result of the acquisition of ECB Bancorp, Inc. by Crescent Financial Bancshares, Inc., the preferred stock and warrant issued by ECB Bancorp, Inc. were exchanged for a like amount
of securities of Crescent Financial Bancshares, Inc., pursuant to the terms of an agreement among Treasury, ECB Bancorp, Inc., and Crescent Financial Bancshares, Inc. entered into on
4/1/2013.
90 As a result of the merger of Annapolis Bancorp, Inc. into F.N.B. Corporation, the warrant issued by Annapolis Bancorp, Inc. was exchanged for a like warrant issued by F.N.B. Corporation,
pursuant to the terms of an agreement among Treasury, Annapolis Bancorp, Inc., and F.N.B. Corporation entered into on 4/6/2013.
91 On 04/05/2013, Gold Canyon Bank, Gold Canyon, Arizona was closed by the Arizona Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was
named Receiver.
92 On 04/09/2013, Indiana Bank Corp. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the Southern District of Indiana.
93 On 7/17/13, Treasury entered into a securities purchase agreement with Central Virginia Bankshares, Inc. (CVB) and C&F Financial Corporation (C&F) pursuant to which Treasury agreed
to sell to C&F the CPP preferred stock and warrant issued by CVB, subject to the conditions specified in such agreement. The sale was completed on 10/01/2013.
94 On 8/12/2013, Anchor BanCorp Wisconsin Inc. ( “Anchor”) filed a voluntary petition for Chapter 11 protection in the U.S. Bankruptcy Court for the Western District of Wisconsin to
implement a “pre-packaged” Plan of Reorganization in order to facilitate the restructuring of Anchor. On 9/27/ 2013, the Plan of Reorganization became effective in accordance with its
terms, pursuant to which (i) Treasury’s preferred stock was exchanged for 60,000,000 shares of common stock (the “Common Stock”) and (ii) Treasury’s warrant was cancelled. On
9/27/2013, Treasury sold the Common Stock to purchasers pursuant to securities purchase agreements entered into on 9/19/2013.
95 On 7/5/2013, Rogers Bancshares, Inc. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the Eastern District of Arkansas.
39
Footnote
Footnote Description
96 On 8/22/2013, Treasury exchanged its preferred stock in Broadway Financial Corporation for 10,146 shares of common stock equivalent representing (i) 50% of the liquidation preference
of the preferred stock, plus (ii) 100% of previously accrued and unpaid dividends on the preferred stock ($2,646,000). The common stock equivalent will be converted to common stock
upon the receipt of certain shareholder approvals.
97 This institution has entered into bankruptcy or receivership. For a full list of institutions that have entered bankruptcy or receivership and Treasury's remaining investments, reference
appendices B and C in the section titled “Capital Purchase Program Institutions” in the most recent report to congress found on Treasury’s website:
http://www.treasury.gov/initiatives/financial-stability/reports/Pages/Monthly-Report-to-Congress.aspx.
98 On 10/30/2013, Treasury entered into an agreement with Monarch Community Bancorp, Inc. (Monarch) to exchange Treasury's CPP warrant and $6,785,000 of preferred stock for common
stock. The exchange was subject to the fulfillment by Monarch of certain conditions, including the satisfactory completion of a capital plan. On 11/15/2013, the exchange of the CPP
warrant and preferred stock for common stock was completed and Treasury sold such common stock to purchasers pursuant to securities purchase agreements dated as of 11/15/2013.
99 On 12/5/2013, Treasury's 10,146 shares of common stock equivalent in Broadway Financial converted to 10,146,000 shares of common stock.
100 On 12/13/2013, Texas Community Bank, National Association, The Woodlands, Texas, the banking subsidiary of TCB Holding Company, was closed by the Office of the Comptroller of the
Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver.
101 As a result of a reincorporation merger of Community Bankers Trust Corporation, a Delaware corporation (CBTC Delaware) into Community Bankers Trust Corporation, a Virginia
corporation (CBTC Virginia), the outstanding preferred stock and warrant issued by CBTC Delaware were exchanged for a like amount of securities issued by CBTC Virginia, pursuant to
the terms of an agreement among Treasury, CBTC Delaware and CBTC Virginia entered into on 1/1/14.
102 On 10/15/13, Treasury entered into a securities purchase agreement with First-Citizens Bank & Trust Company (FCBTC) and 1st Financial Services Corporation (FFSC) pursuant to which
Treasury agreed to sell to FCBTC the CPP preferred stock and warrant issued by FFSC, subject to the conditions specified in such agreement. The sale was completed on 12/31/2013.
103 On 1/31/2014, Syringa Bank, Boise, Idaho, the banking subsidiary of Syringa Bancorp, was closed by the Idaho Department of Finance, which appointed the Federal Deposit Insurance
Corporation (FDIC) as receiver.
104 On 4/1/2014, pursuant to the terms of the merger of Alaska Pacific Bancshares, Inc. with Northrim Bancorp, Inc., Treasury received $2,370,908.26 for the warrants that had been issued to
Treasury by Alaska Pacific Bancshares, Inc.
105 On 4/18/2014, Treasury entered into an agreement with Bank of the Carolinas Corporation (“BCAR”) pursuant to which Treasury agreed to sell its CPP preferred stock and warrant back to
BCAR at a discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 7/16/2014.
106 On 4/24/2014, Treasury sold all of its preferred stock issued by Bankers’ Bank of the West Bancorp, Inc. (BBW) to private investors for total proceeds of $13.5million, pursuant to securities
purchase agreements dated as of April 21, 2014. BBW paid all accrued and unpaid dividends on the preferred stock as of April 24, 2014.
107 On 4/25/2014, Treasury entered into a securities purchase agreement with Provident Community Bankshares, Inc. (PCBS) and Park Sterling Corporation (Park Sterling) pursuant to which
Treasury agreed to sell to Park Sterling the CPP preferred stock and warrant issued by PCBS, subject to the conditions specified in such agreement. The sale was completed on 4/30/2014.
108 On 4/24/2014, Idaho Bancorp filed for Chapter 11 protection in the U.S. Bankruptcy Court for the District of Idaho. On 11/25/2014, the bankruptcy court for the District of Idaho confirmed
Idaho Bancorp’s amended plan of reorganization. On 8/5/2015 and 9/29/2015, UST received net distributions of $427,844.29 and $3,522.87, respectively, from Idaho Bancorp (after
payment to the Department of Justice of a 3% litigation fee).
109 On 4/30/2014, Treasury completed the exchange of its Northern States Financial Corporation preferred stock for common stock, pursuant to an exchange agreement, dated as of
4/29/2014, with Northern States Financial Corporation, and immediately sold the resulting Northern States Financial Corporation common stock, pursuant to securities purchase
agreements, each dated as of 4/29/14, with Blue Pine Financial Opportunities Fund II, LP, EJF Sidecar Fund, Series LLC, Endeavour Regional Bank Opportunities Fund L.P., Endeavour
Regional Bank Opportunities Fund II L.P., Hot Creek Investors, L.P.,JCSD Partners, LP, and PRB Investors, LP.
110 On 5/23/2014 Treasury completed the sale of its CommunityOne Bancorp common stock in an underwritten public offering.
40
Footnote Description
Footnote
111 On 5/30/2014, Treasury entered into a securities purchase agreement with Highlands Independent Bancshares, Inc. ("Highlands") and HCBF Holding Company, Inc. ("HCBF") pursuant to
which Treasury agreed to sell to HCBF the CPP preferred stock issued by Highlands, subject to the conditions specified in such agreement. The sale was completed on 10/24/2014.
112 On 6/30/2014, BCB Holding Company, Inc. (the “Institution”) repurchased their preferred and warrant preferred shares from Treasury and funds were wired from the Institution to the Bank
of New York Mellon (BNYM) for the benefit of Treasury. The repurchase was finalized after the close of business on 6/30/14 and the funds were subsequently transferred from BNYM to
Treasury on 7/1/2014.
113 On 8/28/2014, Treasury entered into an agreement with Central Bancorp, Inc. and Hanmi Financial Corporation, in connection with a merger, pursuant to which Treasury agreed to sell its
Central Bancorp, Inc. CPP preferred stock (including warrant preferred stock) to Hanmi Financial Corporation for (i) $23,625,000, plus (ii) all accrued and unpaid dividends, subject to the
satisfaction of the conditions specified in the agreement. The sale was completed on 8/29/2014.
114 On 10/17/2014, Treasury completed the exchange of its Regent Bancorp, Inc. preferred stock and warrant-preferred stock for common stock, pursuant to an exchange agreement, dated
as of 10/16/2014, with Regent Bancorp, Inc., and immediately sold the resulting Regent Bancorp, Inc. common stock to purchasers pursuant to securities purchase agreements dated as of
10/16/2014.
115 On 10/30/2014, Treasury entered into an agreement with Columbia Banking System, Inc. (Columbia) pursuant to which Treasury agreed to sell its warrant in Intermountain Community
Bancorp to Columbia subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 10/31/2014.
116 The subsidiary bank of Rising Sun Bancorp, NBRS Financial, was closed by the Maryland Office of the Commissioner of Financial Regulation, and the FDIC was named Receiver on
Friday, 10/17/2014.
117 The subsidiary bank of Western Community Bancshares, Inc., Frontier Bank, was closed by the Office of the Comptroller of the Currency, and the FDIC was named Receiver on Friday,
11/7/2014.
118 On 9/8/2014, Treasury gave Credit Suisse Securities (USA) LLC discretionary authority, as its sales agent, to sell subject to certain parameters shares of common stock from time to time
during the period ending on 12/7/2014. Completion of the sale under this authority occurred on December 5, 2014.
119 On 12/10/2014, Treasury sold all of its preferred stock issued by NCAL Bancorp to purchasers for total proceeds of $3.9 million, pursuant to a securities purchase agreement dated as of
November 25, 2014.
120 As a result of the merger of Farmers & Merchants Bancshares, Inc. into Allegiance Bancshares, Inc., the outstanding preferred stock and warrant preferred stock issued by Farmers &
Merchants Bancshares, Inc. was exchanged for a like amount of securities issued by Allegiance Bancshares, Inc., pursuant to the terms of an agreement among Treasury, Farmers &
Merchants Bancshares, Inc. and Allegiance Bancshares, Inc., entered into on 1/1/2015.
121 On 12/11/2014, Treasury gave Credit Suisse Securities (USA) LLC discretionary authority, as its sales agent, to sell subject to certain parameters shares of common stock from time to time
during the period ending on 3/8/2015. Completion of the sale under this authority occurred on 3/6/2015.
122 On 03/17/2015, Treasury sold all of its preferred stock issued by U.S. Century Bank to purchasers for total proceeds of $12.3 million, pursuant to a securities purchase agreement dated as
of March 17, 2015.
123 On 7/15/2015, Treasury entered into an agreement with Suburban Illinois Bancorp, Inc. (Suburban), pursuant to which Treasury agreed to sell its CPP senior subordinated securities to
Suburban for (i) $15,750,000, plus (ii) all accrued and unpaid dividends through 4/1/2015 subject to the conditions specified in such agreement. This transaction was in conjunction with a
merger between Suburban and Wintrust Financial Corporation. The sale was completed on 7/16/2015.
124 On 8/4/2015, Treasury entered into an agreement with City National Bancshares Corporation (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to the
Company at a discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 8/7/2015.
125 On 3/4/2011, Treasury completed the sale to Community Bancorp LLC (“CBC”) of all Preferred Stock and Warrants issued by Cadence Financial Corporation (“Cadence”) to Treasury for
an aggregate purchase price of $39,014,062.50, pursuant to the terms of the agreement between Treasury and CBC entered into on 10/29/2010.
126 On 8/27/2015, Treasury entered into an agreement with Patapsco Bancorp, Inc. and Howard Bancorp, Inc., in connection with a merger pursuant to which Treasury agreed to sell its
Patapsco Bancorp, Inc. CPP preferred stock (including warrant preferred stock) to Howard Bancorp, Inc. for (i) $6,300,000, plus (ii) all accrued and unpaid dividends, subject to the
satisfaction of the conditions specified in the agreement. The sale was completed on 8/28/2015.
41
Footnote Description
Footnote
127 On 9/18/2015, Treasury entered into an agreement with Goldwater Bank, N.A. and Kent Wiechert, pursuant to which Treasury agreed to sell all of its CPP preferred stock issued by
Goldwater Bank, N.A.to Wiechert for total proceeds of $1,348,000 subject to the satisfaction of conditions specified in the agreement. The sale was completed on 9/21/2015.
128 On 10/2/2015, Treasury completed the exchange of its Capital Commerce Bancorp, Inc. preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement
of the same date with Capital Commerce Bancorp, Inc. The consideration for that exchange included accrued and unpaid dividends through June 30, 2015. As part of the exchange
transaction, Treasury immediately sold the resulting Capital Commerce Bancorp, Inc. common stock to purchasers pursuant to securities purchase agreements, each dated as of
10/2/2015, with the purchaser parties thereto.
129 On 11/13/2015, Treasury received $3.88 million from the Department of Justice as a payment related to the United States’ $4.00 million False Claims Act action against the estate and
trusts of the late Layton P. Stuart, former owner, president, and Chief Executive Officer of One Financial Corporation.
130 On 12/23/2015, Treasury completed the exchange of its CalWest Bancorp preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement of the same
date with CalWest Bancorp. As part of that transaction, Treasury immediately sold the resulting CalWest Bancorp common stock to purchasers pursuant to securities purchase
agreements, each dated as of 12/23/2015, with the purchaser parties thereto.
131 On 2/29/2016, Treasury entered into an agreement with HCSB (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to the Company at a discount
subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 4/11/2016.
42
CAPITAL PURCHASE PROGRAM - CITIGROUP, INC.
COMMON STOCK DISPOSITION
Date
4/26/2010 5/26/2010
5/26/2010 6/30/2010
7/23/2010 9/30/2010
10/19/2010 12/6/2010
12/6/2010
Pricing Mechanism
1
2
3
4
5
6
Number of Shares
Proceeds
7
$4.1217
1,500,000,000 $
6,182,493,158
$3.8980
1,108,971,857 $
4,322,726,825
$3.9090
1,500,000,000 $
5,863,489,587
$4.2609
1,165,928,228 $
4,967,921,811
$4.3500
2,417,407,607 $
10,515,723,090
Total Proceeds:
$31,852,354,471
1/ On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common
stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on May 26, 2010.
2/ On May 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common
stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on June 30, 2010.
3/ On July 23, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common
stock from time to time during the period ending on September 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occured on September 30, 2010.
4/ On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of
common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010.
5/ On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. Closing of the offering is subject to the fulfillment of certain closing conditions.
6/ The price set forth is the weighted average price for all sales of Citigroup, Inc. common stock made by Treasury over the course of the corresponding period.
7/ Amount represents the gross proceeds to Treasury.
43
*Investment Status Definition Key
COMMUNITY DEVELOPMENT CAPITAL INITIATIVE
Full investment outstanding: Treasury's full investment is still outstanding
Redeemed – institution has repaid Treasury’s investment
Sold – by auction, an offering, or through a restructuring
Exited bankruptcy/receivership - Treasury has no outstanding investment
Currently not collectible - investment is currently not collectible; therefore there is no outstanding investment
and a corresponding (Realized Loss) / (Write-off)
In full – all of Treasury’s investment amount
In part – part of the investment is no longer held by Treasury, but some remains
Footnote
9
8
11
3,4
9,15
9
9
9
9,14
9
3,6
3,5
3
3,4
9
9
3
3,10
3,12
9
3,10
3
9
9
9
3
3,4
3
9
3,10
9
3,4
Institution Name
Alternatives Federal Credit Union
American Bancorp of Illinois, Inc.
Atlantic City Federal Credit Union
Atlantic City Federal Credit Union
Bainbridge Bancshares, Inc.
Bainbridge Bancshares, Inc.
Bainbridge Bancshares, Inc.
Bancorp of Okolona, Inc.
Bancorp of Okolona, Inc.
BancPlus Corporation
BankAsiana
BankAsiana
Bethex Federal Credit Union
Bethex Federal Credit Union
Border Federal Credit Union
Border Federal Credit Union
Brewery Credit Union
Brewery Credit Union
Brooklyn Cooperative Federal Credit Union
Buffalo Cooperative Federal Credit Union
Butte Federal Credit Union
Butte Federal Credit Union
Carter Federal Credit Union
Carter Federal Credit Union
Carver Bancorp, Inc
CFBanc Corporation
Citizens Bancshares Corporation
Citizens Bancshares Corporation
Community Bancshares of Mississippi, Inc.
Community Bank of the Bay
Community First Guam Federal Credit Union
Community Plus Federal Credit Union
Cooperative Center Federal Credit Union
D.C. Federal Credit Union
East End Baptist Tabernacle Federal Credit Union
Episcopal Community Federal Credit Union
Fairfax County Federal Credit Union
Faith Based Federal Credit Union
Faith Based Federal Credit Union
Fidelis Federal Credit Union
Fidelis Federal Credit Union
First American International Corp.
First Choice Bank
First Choice Bank
First Eagle Bancshares, Inc.
First Eagle Bancshares, Inc.
First Legacy Community Credit Union
First Legacy Community Credit Union
First M&F Corporation
First M&F Corporation
First Vernon Bancshares, Inc.
Freedom First Federal Credit Union
Freedom First Federal Credit Union
Gateway Community Federal Credit Union
Gateway Community Federal Credit Union
Genesee Co-op Federal Credit Union
Greater Kinston Credit Union
Greater Kinston Credit Union
Guaranty Capital Corporation
Hill District Federal Credit Union
Hope Federal Credit Union
IBC Bancorp, Inc.
IBW Financial Corporation
Independent Employers Group Federal Credit Union
Independent Employers Group Federal Credit Union
Kilmichael Bancorp, Inc.
Lafayette Bancorp, Inc.
Lafayette Bancorp, Inc.
Liberty County Teachers Federal Credit Union
Liberty County Teachers Federal Credit Union
Liberty County Teachers Federal Credit Union
Liberty County Teachers Federal Credit Union
Liberty Financial Services, Inc.
City
Ithaca
Oak Brook
Lander
Lander
Bainbridge
Bainbridge
Bainbridge
Okolona
Okolona
Ridgeland
Palisades Park
Palisades Park
Bronx
Bronx
Del Rio
Del Rio
Milwaukee
Milwaukee
Brooklyn
Buffalo
Biggs
Biggs
Springhill
Springhill
New York
Washington
Atlanta
Atlanta
Brandon
Oakland
Hagatna
Rantoul
Berkeley
Washington
Bridgeport
Los Angeles
Fairfax
Oceanside
Oceanside
New York
New York
Brooklyn
Cerritos
Cerritos
Hanover Park
Hanover Park
Charlotte
Charlotte
Kosciusko
Kosciusko
Vernon
Roanoke
Roanoke
Missoula
Missoula
Rochester
Kinston
Kinston
Belzoni
Pittsburgh
Jackson
Chicago
Washington
Hilo
Hilo
Kilmichael
Oxford
Oxford
Liberty
Liberty
Liberty
Liberty
New Orleans
State
NY
IL
WY
WY
GA
GA
GA
MS
MS
MS
NJ
NJ
NY
NY
TX
TX
WI
WI
NY
NY
CA
CA
LA
LA
NY
DC
GA
GA
MS
CA
GU
IL
CA
DC
CT
CA
VA
CA
CA
NY
NY
NY
CA
CA
IL
IL
NC
NC
MS
MS
AL
VA
VA
MT
MT
NY
NC
NC
MS
PA
MS
IL
DC
HI
HI
MS
MS
MS
TX
TX
TX
TX
LA
Date
9/24/2010
9/17/2010
9/24/2010
9/26/2012
9/24/2010
9/10/2014
1/7/2015
9/29/2010
3/13/2013
9/29/2010
9/29/2010
10/1/2013
9/29/2010
11/18/2015
9/29/2010
10/15/2014
9/24/2010
10/3/2012
9/30/2010
9/24/2010
9/24/2010
12/31/2014
9/29/2010
2/6/2013
8/27/2010
9/17/2010
8/13/2010
9/17/2010
9/29/2010
9/29/2010
9/24/2010
9/29/2010
9/24/2010
9/29/2010
9/29/2010
9/29/2010
9/24/2010
9/29/2010
8/19/2015
9/29/2010
10/14/2015
8/13/2010
9/24/2010
5/1/2013
9/17/2010
3/25/2016
9/29/2010
4/2/2014
9/29/2010
8/30/2013
9/29/2010
9/29/2010
6/12/2013
9/24/2010
10/17/2012
9/17/2010
9/29/2010
4/10/2012
7/30/2010
9/29/2010
9/17/2010
9/10/2010
9/3/2010
9/29/2010
11/18/2015
9/3/2010
9/29/2010
1/27/2016
9/24/2010
4/2/2014
12/31/2014
12/16/2015
9/24/2010
1
Original Investment Type
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Exchange From CPP
Original Investment Amount
$2,234,000.00
$5,457,000.00
$2,500,000.00
Outstanding Investment
$2,234,000.00
$5,457,000.00
$0.00
$3,372,000.00
$0.00
Total Cash Back2
Investment Status*
$240,899.67 Full investment outstanding
$915,381.43 Full investment outstanding
$2,600,277.77 Redeemed, in Full
Capital Repayment / Disposition / Auction
Amount
(Fee)
Shares
Avg. Price
$2,500,000.00
$1.00
5,146
$1,000.00
7,875,000
$1.00
1,000,000
$1.00
30,000
$1,000.00
9,278,000
$1.00
1,657,000
$1.00
350,000
$1.00
698,000
$1.00
$4,551,000.00
4,551
$1,000.00
$87,000.00
$87,000.00
$87,000.00
$54,600,000.00
$1,747,000.00
$1.00
$698,000.00
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
14,000
$350,000.00
$18,980,000.00
30,000
$1,657,000.00
Common Stock
Preferred Stock
Preferred Stock
$1.00
$9,278,000.00
$3,800,000.00
$1.00
$30,000,000.00
$6,300,000.00
2,500,000
$1,000,000.00
Subordinated Debentures
1,000,000
$7,875,000.00
$300,000.00
$145,000.00
$0.00
$1.00
$5,146,000.00
$0.00
$300,000.00
$145,000.00
$1,000,000.00
1,096,000
$14,000.00
$1,096,000.00
$1.00
$30,000.00
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
$1.00
3,260,000
$2,500,000.00
$0.00
$1,000.00
$1,000,000.00
$3,260,000.00
5,250
502,000
$1,096,000.00
$0.00
$1.00
$3,260,000.00
Subordinated Debentures
$80,914,000.00
$0.00
$502,000.00
Subordinated Debentures
$0.00
$30,514,000.00
$5,250,000.00
3,297,000
$502,000.00
$3,297,000.00
$50,400,000.00
$1,000.00
$1,000.00
$5,250,000.00
Preferred Stock
Preferred Stock
87,000
87,000
87,000
Gain
$1.00
2,372
1,000
$3,297,000.00
Subordinated Debentures
2,500,000
$2,372,000.00
$1,000,000.00
Preferred Stock
(Realized Loss) / (Write-off)
$1.00
$1.00
$1.00
$3,645,637.33 Redeemed, in Full
$3,547,974.96 Redeemed, in Full
$8,702,750.22 Full investment outstanding
$5,565,583.34 Redeemed, in Full
$553,566.56 Redeemed, in Full
$3,523,697.78 Redeemed, in Full
$1,140,388.00 Redeemed, in Full
$32,250.00 Full investment outstanding
$15,635.83 Full investment outstanding
$1,085,388.88 Redeemed, in Full
$3,026,350.00 Redeemed, in part
$18,980,000.00
$5,781,000.00
$11,841,000.00
$446,512.41 Full investment outstanding
$625,632.67 Full investment outstanding
$1,295,554.22 Full investment outstanding
$2,313,000.00
$2,650,000.00
$450,000.00
$2,799,000.00
$1,522,000.00
$7,000.00
$100,000.00
$8,044,000.00
$30,000.00
$54,600,000.00
$4,060,000.00
$2,650,000.00
$450,000.00
$2,799,000.00
$1,522,000.00
$7,000.00
$100,000.00
$8,044,000.00
$0.00
$5,872,533.33
$416,375.56
$285,758.33
$48,400.00
$301,825.50
$163,699.56
$752.89
$10,755.56
$867,411.33
$32,933.34
$14,000.00
$0.00
$5,781,000.00
$7,462,000.00
$4,379,000.00
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
$17,000,000.00
$5,146,000.00
$17,000,000.00
$0.00
$7,875,000.00
$0.00
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
$1,000,000.00
$30,000,000.00
$9,278,000.00
$0.00
$300,000.00
$350,000.00
$14,000,000.00
$4,205,000.00
$6,000,000.00
$100,000.00
$4,520,000.00
$3,881,000.00
$698,000.00
$300,000.00
$0.00
$14,000,000.00
$100,000.00
$4,520,000.00
$8,086,000.00
$6,000,000.00
$0.00
$3,154,000.00
$3,154,000.00
$0.00
$435,000.00
$174,000.00
$4,551,000.00
Subordinated Debentures
Preferred Stock
$6,245,000.00
$0.00
$1,657,000.00
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
$0.00
$6,245,000.00
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
$0.00
$5,645,000.00
$5,689,000.00
$11,334,000.00
Full investment outstanding
Full investment outstanding
Full investment outstanding
Full investment outstanding
Full investment outstanding
Full investment outstanding
Full investment outstanding
Full investment outstanding
Full investment outstanding
Redeemed, in Full
$15,411.67 Redeemed, in Full
$1,887,975.79 Full investment outstanding
$5,413,877.89 Redeemed, in Full
$9,223,112.50 Redeemed, in Full
$1,070,166.67 Redeemed, in Full
$31,751,666.67 Redeemed, in Full
$557,013.90 Full investment outstanding
$9,779,527.44 Redeemed, in Full
$1,725,397.27 Redeemed, in Full
$32,466.67 Full investment outstanding
$360,714.44 Redeemed, in Full
$2,405,083.33
$10,755.56
$489,164.44
$1,361,255.64
$654,000.00
$769,700.70
Full investment outstanding
Full investment outstanding
Full investment outstanding
Full investment outstanding
Full investment outstanding
Redeemed, in Full
$532,868.30 Full investment outstanding
$5,035,934.33 Redeemed, in Full
$302,416.83 Redeemed, in part
$1,222,183.00 Full investment outstanding
44
Footnote
3
3,5
3
3,7
9
3,10
9
3,10
3,4
3,4
9
3
3,4
11
3
13
3
9
3,4,12
9
9
Institution Name
Lower East Side People's Federal Credit Union
M&F Bancorp, Inc.
Mission Valley Bancorp
Mission Valley Bancorp
Neighborhood Trust Federal Credit Union
North Side Community Federal Credit Union
Northeast Community Federal Credit Union
Opportunities Credit Union
PGB Holdings, Inc.
Phenix Pride Federal Credit Union
Premier Bancorp, Inc.
Premier Bancorp, Inc.
Prince Kuhio Federal Credit Union / Hawaii Federal Credit Union
Prince Kuhio Federal Credit Union / Hawaii Federal Credit Union
PSB Financial Corporation
PSB Financial Corporation
Pyramid Federal Credit Union
Pyramid Federal Credit Union
Renaissance Community Development Credit Union
Santa Cruz Community Credit Union
Security Capital Corporation
Security Capital Corporation
Security Capital Corporation
Security Federal Corporation
Shreveport Federal Credit Union
Southern Bancorp, Inc.
Southern Chautauqua Federal Credit Union
Southside Credit Union
Southside Credit Union
State Capital Corporation
The First Bancshares, Inc.
The Magnolia State Corporation
The Magnolia State Corporation
Thurston Union of Low-Income People (TULIP) Cooperative Credit Union
Tongass Federal Credit Union
Tri-State Bank of Memphis
Tulane-Loyola Federal Credit Union
Union Baptist Church Federal Credit Union
Union Settlement Federal Credit Union
United Bancorporation of Alabama, Inc.
UNITEHERE Federal Credit Union(Workers United Federal Credit Union)
UNITEHERE Federal Credit Union(Workers United Federal Credit Union)
University Financial Corp, Inc.
University Financial Corp, Inc.
UNO Federal Credit Union
UNO Federal Credit Union
Vigo County Federal Credit Union
Vigo County Federal Credit Union
Vigo County Federal Credit Union
Virginia Community Capital, Inc.
City
New York
Durham
Sun Valley
Sun Valley
New York
Chicago
San Francisco
Burlington
Chicago
Phenix City
Wilmette
Wilmette
Honolulu
Honolulu
Many
Many
Tucson
Tucson
Somerset
Santa Cruz
Batesville
Batesville
Batesville
Aiken
Shreveport
Arkadelphia
Lakewood
San Antonio
San Antonio
Greenwood
Hattiesburg
Bay Springs
Bay Springs
Olympia
Ketchikan
Memphis
New Orleans
Fort Wayne
New York
Atmore
New York
New York
St. Paul
St. Paul
New Orleans
New Orleans
Terre Haute
Terre Haute
Terre Haute
Christiansburg
State
NY
NC
CA
CA
NY
IL
CA
VT
IL
AL
IL
IL
HI
HI
LA
LA
AZ
AZ
NJ
CA
MS
MS
MS
SC
LA
AR
NY
TX
TX
MS
MS
MS
MS
WA
AK
TN
LA
IN
NY
AL
NY
NY
MN
MN
LA
LA
IN
IN
IN
VA
Date
9/24/2010
8/20/2010
8/20/2010
9/24/2010
9/24/2010
9/29/2010
9/24/2010
9/29/2010
8/13/2010
9/24/2010
8/13/2010
1/29/2013
9/24/2010
9/9/2015
9/29/2010
12/28/2012
9/24/2010
3/9/2016
9/29/2010
9/24/2010
9/29/2010
9/9/2015
3/23/2016
9/29/2010
9/29/2010
8/6/2010
9/29/2010
9/29/2010
10/30/2013
9/29/2010
9/29/2010
9/29/2010
12/17/2014
9/24/2010
9/24/2010
8/13/2010
9/24/2010
9/24/2010
9/29/2010
9/3/2010
9/29/2010
3/20/2013
7/30/2010
11/28/2012
9/24/2010
9/4/2013
9/29/2010
2/25/2015
12/23/2015
9/24/2010
Original Investment Type1
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Exchange From CPP
Original Investment Amount
$898,000.00
$11,735,000.00
$5,500,000.00
$4,836,000.00
$283,000.00
$325,000.00
$350,000.00
$1,091,000.00
$3,000,000.00
$153,000.00
$6,784,000.00
Outstanding Investment
$898,000.00
$11,735,000.00
$10,336,000.00
Total Cash Back2
Investment Status*
$104,455.16 Full investment outstanding
$1,287,590.28 Full investment outstanding
$1,124,954.22 Full investment outstanding
$283,000.00
$325,000.00
$350,000.00
$1,091,000.00
$3,000,000.00
$153,000.00
$0.00
$30,518.01
$34,955.56
$37,741.67
$117,343.11
$336,291.95
$16,498.50
$79,900.00
$0.00
Amount
(Fee)
Shares
Avg. Price
$300,072.50
$79,900.00
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
$4,000,000.00
$2,646,000.00
$22,800,000.00
$1,709,000.00
$1,100,000.00
$22,000,000.00
$2,646,000.00
$33,800,000.00
$1,709,000.00
$0.00
$2,366,222.22
$284,592.00
$3,734,900.00
$183,811.64
$1,167,894.44
$12,123,000.00
$7,922,000.00
$15,750,000.00
$17,123,000.00
$4,222,000.00
$1,000.00
$1,000.00
1,100,000
$1.00
3,700,000
$1.00
$1,694,000.00 Full investment outstanding
$1,841,673.78 Full investment outstanding
$4,887,505.98 Redeemed, in part
$57,000.00
$15,750,000.00
$5,000,000.00
9,250
3,000
$3,700,000.00
Preferred Stock
Preferred Stock
Subordinated Debentures
$31,000.00
$2,828,000.00
$5,660,000.00
$75,000.00
$1,600,000.00
$2,795,000.00
$424,000.00
$10,000.00
$295,000.00
$10,300,000.00
$0.00
$8,087.50
$172,533.33
$209,935.56
$45,721.33
$1,078.33
$24,124.45
$1,122,700.00
$59,821.50
$10,189,000.00
$0.00
$17,910,000.00
$11,000,000.00
$1.00
$1,771,583.33 Redeemed, in part
$31,000.00
$2,828,000.00
$18,000,000.00
$1,000.00
$1,100,000.00
Preferred Stock
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
9,734
1,500,000
$75,000.00
$1,600,000.00
$2,795,000.00
$424,000.00
$10,000.00
$295,000.00
$10,300,000.00
$3,334.22 Full investment outstanding
$304,952.67 Full investment outstanding
$14,102,486.66 Redeemed, in part
Full investment outstanding
Full investment outstanding
Full investment outstanding
Full investment outstanding
Redeemed, in Full
Full investment outstanding
Full investment outstanding
Full investment outstanding
Full investment outstanding
Full investment outstanding
Full investment outstanding
Full investment outstanding
Redeemed, in Full
$57,000.00
$1.00
22,115,000
$1.00
$743,000.00
743,000
$1.00
$491,600.00
$245,800.00
$11,926,000.00
57,000
$22,115,000.00
Subordinated Debentures
($6,704,100.00)
$10,171,489.22 Redeemed, in Full
$1,000,000.00
$1.00
$9,250,000.00
$3,000,000.00
Subordinated Debentures
Subordinated Debentures
Preferred Stock
$0.00
$2,500,000.00
$0.01
273,000
$1,500,000.00
$9,734,000.00
Subordinated Debentures
6,784,000
$9,734,000.00
Preferred Stock
$273,000.00
Gain
Full investment outstanding
Full investment outstanding
Full investment outstanding
Full investment outstanding
Full investment outstanding
Full investment outstanding
Sold, in full
$273,000.00
Subordinated Debentures
(Realized Loss) / (Write-off)
491,600
245,800
$1.00
$1.00
$23,710,842.97 Redeemed, in Full
Subordinated Debentures
$743,000.00
$0.00
$786,754.45 Redeemed, in Full
Subordinated Debentures
$1,229,000.00
$491,600.00
$859,316.80 Redeemed, in part
Subordinated Debentures
TOTALS
$363,290,000.00
$1,915,000.00
$206,783,000.00
$1,915,000.00
$427,442,600.00
$206,500.83 Full investment outstanding
$192,756,803.68
$135,926,300.00
$0.00
($6,704,100.00)
$0.00
45
Footnote
Footnote Description
1 All pricing is at par.
2 Total Cash Back includes net capital repayments, interest and dividends, warrant proceeds, and other income (less expenses).
This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of
3 investment with Treasury under the CDCI program terms.
4 Treasury made an additional investment in this institution at the time it entered the CDCI program.
5 Treasury made an additional investment in this institution after the time it entered the CDCI program.
On 10/28/2011, Treasury completed the exchange of all Carver Bancorp, Inc. ("Carver") preferred stock held by Treasury for 2,321,286 shares of Carver common stock, pursuant to the
terms of the agreement between Treasury and Carver entered into on 06/29/2011. Accrued and previously unpaid dividends were paid on the date of the exchange.
6
On 3/23/2012, Premier Bank, Wilmette, IL, the banking subsidiary of Premier Bancorp, Inc., was closed by the Illinois Department of Financial and Professional Regulation - Division of
Banking, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. On 1/29/2013, UST received $79,900 representing the total amount of distributions paid to creditors
7 as a result of the liquidation of Premier Bancorp, Inc.
8 Repayment pursuant to Section 5 of the CDCI Certificate of Designation.
9 Repayment pursuant to Section 6.10 of the CDCI Securities Purchase Agreement
10 Repayment pursuant to Section 5 of the CDCI Exchange Agreement.
11 Repayment pursuant to Section 6.11 of the CDCI Securities Purchase Agreement.
12 Repayment pursuant to Section 5.11 of the CDCI Exchange Agreement.
On 10/31/2014, in connection with the merger of Union Settlement Federal Credit Union (Union) with Lower East Side People’s Federal Credit Union (Lower East Side), Treasury
exchanged its $295,000 in aggregate principal amount of Union senior subordinated securities for a like amount of additional Lower East Side senior subordinated securities. Accrued
13 dividends on the Union senior subordinated securities were paid on the date of the exchange.
On 12/23/2014, in connection with the merger of Butte Federal Credit Union (Butte) with Self-Help Credit Union (SHFCU), Treasury exchanged its 1,000,000 in senior subordinated
14 securities for a like amount of SHFCU senior subordinated securities. Accrued and unpaid interest were paid on the date of the exchange.
On 10/1/2013, Treasury completed the sale to Wilshire Bancorp, Inc. (“Wilshire”) of all of the preferred stock that had been issued by BankAsiana (“BankAsiana”) to Treasury for a
purchase price of $5,250,000 plus accrued dividends, pursuant to the terms of the agreement between Treasury, Wilshire and BankAsiana entered into on 9/25/2013 in connection with the
15 merger of Wilshire and BankAsiana.
46
AUTOMOTIVE INDUSTRY FINANCING PROGRAM
Initial Investment
City, State
Date
Transaction Type
12/29/2008
Purchase
Seller
GMAC
Exchange/Transfer/Other Details
Description
Preferred Stock w/ Exercised
$
Warrants
Amount
5,000,000,000
Pricing
Mechanism
Date
Par
12/30/2009
Type
Exchange for convertible
preferred stock
Payment or Disposition1
Treasury Investment After Exchange/Transfer/Other
Amount
Pricing
Mechanism
$
5,000,000,000
N/A
Partial conversion of preferred
$
stock for common stock
3,000,000,000
Obligor
Description
Convertible
Preferred Stock
Amount/Equity %
N/A
11/20/2013 Disposition 38
Amount/ Proceeds
Remaining
Investment
Description
12/30/2009
12/30/2009
Purchase
Purchase
12/29/2008
Purchase
12/31/2008
Purchase
4/22/2009
Purchase
GMAC
GMAC
General Motors
Corporation
General Motors
Corporation
General Motors
Corporation
Convertible Preferred Stock
w/ Exercised Warrants
Trust Preferred Securities w/
Exercised Warrants
Debt Obligation
$
$
$
Debt Obligation w/ Additional
$
Note
Debt Obligation w/ Additional
$
Note
7,500,000,000
1,250,000,000
2,540,000,000
Par
Par
22
22,
26
Par
884,024,131
Par
13,400,000,000
Par
12/30/2010
3/1/2011
2
Par
2,000,000,000
12/30/2009
5/29/2009
7/10/2009
4
7/10/2009
Partial conversion of preferred
stock for common stock
Exchange for amended and
restated Trust Preferred
Securities
Exchange for equity interest in
GMAC
Exchange for preferred and
common stock in New GM
Exchange for preferred and
common stock in New GM
$
5,500,000,000
2,667,000,000
N/A
N/A
$
884,024,131
N/A
$
13,400,000,000
N/A
$
2,000,000,000
N/A
5,925,000,000
$
3,023,750,000 Common Stock
36.96%
$
2,375,000,000 Common Stock
17.09%
$
181,141,750 Common Stock
15.60%
9/12/2014 Partial Disposition43
$
218,680,700 Common Stock
13.40%
$
245,492,605 Common Stock
11.40%
$
1,277,036,382 Common Stock
$
2,667,000,000
N/A
$
2,139,406,778
N/A
$
1/23/2014 Partial Disposition
GMAC (Ally)
$
$
12/24/2014 Partial Disposition45
Detroit, MI
$
40
10/16/2014 Partial Disposition44
GMAC
21, 22
26
27 GMAC (Ally)
3, 26,
32, 38
Common Stock
$
0
63.45%
Trust Preferred
Securities
$
2,667,000,000
10, 11,
Preferred Stock
24
$
2,100,000,000
27
N/A
Remaining
Investment
Amount/Equity %
5/14/2014 Partial Disposition42
GMAC
(Ally)
Purchase
GMAC (Ally)
5,937,500,000
Type
4/15/2014 Partial Disposition41
5/21/2009
Convertible Preferred Stock
w/ Exercised Warrants
$
Date
3/2/2011 Disposition 28
0.00%
0
3
7
7
General Motors Company
12/15/2010 Repayment
$
11/18/2010 Partial Disposition 25
7
$
11,743,303,903 Common Stock
36.9%
0
11/26/2010 Partial Disposition 25
General
Motors
General Motors
Corporation
Debt Obligation w/ Additional
$
Note
Debt Obligation w/ Additional
$
Note
360,624,198
Par
6
Exchange for preferred and
common stock in New GM
$
360,624,198
N/A
30,100,000,000
Par
Exchange for preferred and
common stock in New GM
$
22,041,706,310
N/A
Transfer of debt to New GM
$
7,072,488,605
N/A
7/10/2009
Purchase
7/10/2009
7/10/2009
6/3/2009
8
7/10/2009
Debt left at Old GM
$
985,805,085
N/A
7
General Motors Holdings
LLC
11, 12 Debt Obligation
2.24%
Partial Disposition 39
$
1,208,249,982 Common Stock
Partial Repayment
$
360,624,198 Debt Obligation
$
1,000,000,000 Debt Obligation
$
5,711,864,407
1/21/2010
Partial Repayment
$
35,084,421 Debt Obligation
$
5,676,779,986
Partial Repayment
$
1,000,000,000 Debt Obligation
$
4,676,779,986
Repayment
$
4,676,779,986
$
0
3/31/2011
Partial Repayment
$
50,000,000
Partial Repayment
$
45,000,000
Partial Repayment
$
15,887,795
$
144,444
$
18,890,294
Partial Repayment
$
6,713,489
$
435,097
Partial Repayment
$
10,048,968
Partial Repayment
$
11,832,877
12/27/2013 Partial Repayment
General Motors
Corporation
2,563,441,956 Common Stock
9/20/2013
Purchase
7.32%
$
$
410,705
$
470,269
$
8,325,185
$
3,499,055
60.8%
Common Stock
Detroit, MI
5/27/2009
13.80%
3,822,724,832 Common Stock
5/22/2013
10, 11,
25
$
10/23/2012 Partial Repayment
General Motors Company
Partial Disposition 36
1/11/2012
N/A
17.69%
12/23/2011 Partial Repayment
4,000,000,000
1,031,700,000 Common Stock
12/16/2011 Partial Repayment
$
$
5/3/2011
Exchange for preferred and
common stock in New GM
Partial Disposition 35
4/5/2011
7/10/2009
6/12/2013
4/20/2010
5
1,637,839,844 Common Stock
3/31/2010
Par
$
12/18/2009 Partial Repayment
4,000,000,000
Partial Disposition 34
7/10/2009
Debt Obligation w/ Additional
$
Note
21.97%
4/11/2013
12/9/2013
General Motors
Corporation
32.04%
5,500,000,000 Common Stock
11/20/2013 Partial Disposition 37
Purchase
1,761,495,577 Common Stock
$
9/13/2013
5/20/2009
$
12/21/2012 Partial Disposition 33
$
7,072,488,605
9
9
Motors Liquidation
Company
29
Debt Obligation
$
985,805,085
Chrysler FinCo
Debt Obligation w/ Additional
$
Note
1,500,000,000
Par
13
Partial Repayment
5/22/2015
Purchase
6,711,864,407
9
1/9/2014
1/16/2009
N/A
0.00%
$
Partial Repayment
3/17/2009
Partial Repayment
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Debt Obligation w/
Additional Note
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
$
47
1,496,500,945
Debt Obligation w/
31,810,122 Additional Note
Debt Obligation w/
51,136,084 Additional Note
Debt Obligation w/
44,357,710 Additional Note
4/17/2009
6/17/2009
1/2/2009
4/29/2009
Purchase
Chrysler Holding
Purchase
Chrysler Holding
Purchase
Chrysler Holding
5/1/2009
Purchase
Old Chrysler
5/20/2009
Purchase
Old Chrysler
4/29/2009
Debt Obligation w/ Additional
Note
Debt Obligation w/ Additional
Note
Debt Obligation w/ Additional
Note
Debt Obligation w/ Additional
Note
Debt Obligation w/ Additional
Note
$
4,000,000,000
$
-
$
280,130,642
$
-
-
1,888,153,580
$
Par
Par
6/10/2009
$
500,000,000
N/A
19
20
Chrysler Holding
Debt obligation w/
additional note
$
3,500,000,000
Repayment
$
1,369,197,029
Repayment*
$
15,000,000
N/A
-
5/14/2010
Termination and settlement
payment 20
$
1,900,000,000
N/A
-
N/A
14
15
16
-
Transfer of debt to New
Chrysler
Partial Repayment
7/14/2009
Farmington
Hills, MI
Partial Repayment
7/14/2009
Chrysler
FinCo
Partial Repayment
5/18/2009
$
$
$
7/10/2009
4/30/2010
17
Completion of bankruptcy
proceeding; transfer of
collateral security to liquidation
trust
(1,888,153,580)
N/A
23 Old Carco Liquidation
Trust
23
Right to recover
proceeds
N/A
Repayment
$
280,130,642
5/10/2010
Proceeds from sale of collateral
$
Proceeds from sale of collateral
$
1,464,690,823
$
1,413,554,739
$
1,369,197,029
$
30,544,528
9/9/2010
$
Additional Note
$
12/29/2010 Proceeds from sale of collateral
0
$
Right to recover
proceeds
Right to recover
9,666,784
proceeds
0
N/A
N/A
$
Right to recover
7,844,409
proceeds
N/A
Right to recover
9,302,185
proceeds
N/A
4/30/2012
9/21/2015
6,642,000,000
N/A
6/10/2009
Issuance of equity in New
Chrysler
-
N/A
Chrysler Group LLC
Chrysler Group LLC
Total Initial Investment Amount $
30
81,344,932,551
Total Treasury Investment Amount $
Debt obligation w/
additional note &
zero coupon note
Common equity
$
7,142,000,000
6.6%
Proceeds from sale of collateral
$
6,341,426
Right to recover
proceeds
N/A
Proceeds from sale of collateral
$
2,000,000
Right to recover
proceeds
N/A
5/24/2011
Repayment - Principal
$
5,076,460,000
Termination of undrawn facility 31
$
2,065,540,000
Repayment* - Additional Note
$
288,000,000
Repayment* - Zero Coupon Note
$
100,000,000
7/21/2011
Disposition
$
560,000,000
Total Payments $
$
N/A
64,038,073,315
Additional Proceeds * $
Debt Obligation w/ Additional
Note, Zero Coupon Note,
$
Equity
Right to recover
proceeds
5/24/2011
New Chrysler
93,871,306
5/24/2011
Purchase
19, 31
$
5/24/2011
5/27/2009
18
Proceeds from sale of collateral
2/26/2016
Auburn Hills,
MI
$
9/29/2015
Chrysler
Proceeds from sale of collateral
403,000,000
N/A
$
N/A
0
-
11,753,165,656
Footnotes appear on following page.
48
As used in this table and its footnotes:
GMAC refers to GMAC Inc., formerly known as GMAC LLC., and now known as Ally Financial, Inc. ("Ally").
"Old GM" refers to General Motors Corporation, which is now known as Motors Liquidation Company.
"New GM" refers to General Motors Company, the company that purchased Old GM's assets on 7/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. See also footnote 11.
"Chrysler FinCo" refers to Chrysler Financial Services Americas LLC.
"Chrysler Holding" refers to CGI Holding LLC, the company formerly known as "Chrysler Holding LLC".
"Old Chrysler" refers to Old Carco LLC (fka Chrysler LLC).
"New Chrysler" refers to Chrysler Group LLC, the company that purchased Old Chrysler's assets on 6/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code.
1. Payment amount does not include accrued and unpaid interest on a debt obligation, which must be paid at the time of principal repayment.
2. Treasury committed to lend General Motors Corporation up to $1,000,000,000. The ultimate funding was dependent upon the level of investor participation in GMAC LLC's rights offering. The amount has been updated to reflect the final level of funding.
3. Pursuant to its rights under the loan agreement with Old GM reported on 12/29/2008, Treasury exchanged its $884 million loan to Old GM for a portion of Old GM’s common equity interest in GMAC. Treasury held a 35.4% common equity interest in GMAC until the transactions reported on 12/30/2009. (See transactions marked by orange line in the table above and footnote 22.)
4. This transaction is an amendment to Treasury's 12/31/2008 agreement with Old GM (the "Old GM Loan"), which brought the total loan amount to $15,400,000,000.
5. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,400,000,000.
6. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,760,624,198. The $360,624,198 loan was used to capitalize GM Warranty LLC, a special purpose vehicle created by Old GM . On 7/10/2009, the principal amount was included in the $7.07 billion of debt assumed by the new GM, as explained in footnote 10.
7. On 7/10/2009, the principal amount outstanding under the Old GM Loan and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM. (See green lines in the table above.)
8. Under the terms of the $33.3 billion debtor-in-possession credit agreement dated 6/3/2009 with Old GM (the "GM DIP Loan"), Treasury's commitment amount was $30.1 billion. The remaining $2.2 billion of the financing was provided by Canadian government entities. As of 7/09/2009, $30.1 billion of funds had been disbursed by Treasury.
9. On 7/10/2009, Treasury and Old GM amended the GM DIP Loan, and the principal amount and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM, except for (i) $7.07 billion, which was assumed by New GM as a new obligation under the terms of a separate credit agreement between Treasury and New GM (see transactions marked by green lines in table
above) and (ii) $986 million, which remained a debt obligation of Old GM.
10. In total, for the exchange of the Old GM Loan and the GM DIP Loan (other than as explained in footnote 9), Treasury received $2.1 billion in preferred shares and 60.8% of the common shares of New GM. (See transactions marked by green lines in the table above.)
11. Pursuant to a corporate reorganization completed on or about 10/19/2009, the shareholders of New GM, including with respect to Treasury's preferred and common stock, became shareholders of General Motors Holding Company (the ultimate parent company of New GM), which was renamed "General Motors Company" on an equal basis to their shareholdings in New GM, and New GM was converted to "General Motors LLC".
General Motors LLC is a wholly owned subsidiary of General Motors Holdings LLC, and General Motors Holdings LLC is a wholly owned subsidiary of General Motors Company.
12. Pursuant to a corporate reorganization completed on 10/19/2009, Treasury's loan with New GM was assigned and assumed by General Motors Holdings LLC.
13. The loan was funded through Chrysler LB Receivables Trust, a special purpose vehicle created by Chrysler FinCo. The amount of $1,500,000,000 represents the maximum loan amount. The loan was incrementally funded until it reached the maximum amount of $1.5 billion on 4/9/2009.
14. This transaction was an amendment to Treasury's 1/2/2009 agreement with Chrysler Holding. As of 4/30/2009, Treasury's obligation to lend any funds committed under this amendment had terminated. No funds were disbursed.
15. The loan was used to capitalize Chrysler Warranty SPV LLC, a special purpose vehicle created by Old Chrysler.
16. This transaction was set forth in a credit agreement with Old Chrysler fully executed on 5/5/2009 following a term sheet executed on 5/1/2009 and made effective on 4/30/2009. Treasury's commitment was $3.04 billion of the total $4.1 billion debtor-in-possession credit facility (the "Chrysler DIP Loan"). As of 6/30/2009, Treasury's commitment to lend under the Chrysler DIP Loan had terminated. The remaining principal amount
reflects the final amount of funds disbursed under the Chrysler DIP Loan.
17. This transaction was an amendment to Treasury's commitment under the Chrysler DIP Loan, which increased Treasury's commitment by an amount $756,857,000 to a total of $3.8 billion under the Chrysler DIP Loan. As of 6/30/2009, Treasury's obligation to lend funds committed under the Chrysler DIP Loan had terminated.
18. This transaction, first reported based on a term sheet fully executed on 5/27/2009 for an amount up to $6.943 billion, was set forth in a credit agreement with New Chrysler fully executed on 6/10/2009. Under the terms of the credit agreement, Treasury made a new commitment to New Chrysler of up to $6.642 billion. The total loan amount is up to $7.142 billion including $500 million of debt assumed on 6/10/2009 from Chrysler
Holding originally incurred under Treasury's 1/2/2009 credit agreement with Chrysler Holding. The debt obligations are secured by a first priority lien on the assets of New Chrysler. When the sale to new Chrysler was completed, Treasury acquired the rights to 9.85% of the common equity in new Chrysler.
19. Pursuant to the agreement explained in footnote 18, $500 million of this debt obligation was assumed by New Chrysler.
20. Under loan agreement, as amended on 7/23/2009, Treasury was entitled to proceeds Chrysler Holdco received from Chrysler FinCo equal to the greater of $1.375 billion or 40% of the equity value of Chrysler FinCo. Pursuant to a termination agreement dated 5/14/2010, Treasury agreed to accept a settlement payment of $1.9 billion as satisfaction in full of all existing debt obligations (including additional notes and accrued and
unpaid interest) of Chrysler Holdco, and upon receipt of such payment to terminate all such obligations.
21. Amount of the Treasury investment exchange includes the exercised warrants from Treasury's initial investments.
22. Under the terms of an agreement dated 12/30/2009, the convertible preferred shares will mandatorily convert to common stock under the conditions and the conversion price as set forth in the terms of the agreement.
23. On April 30, 2010, the Plan of Liquidation for the debtors of Old Chrysler approved by the respective bankruptcy court became effective (the “Liquidation Plan”). Under the Liquidation Plan, the loan Treasury had provided to Old Chrysler was extinguished without repayment, and all assets of Old Chrysler were transferred to a liquidation trust. Treasury retained the right to recover the proceeds from the liquidation from time to time of
the specified collateral security attached to such loan.
24. On October 27, 2010, Treasury accepted an offer by General Motors Company (GM) to repurchase all of the approximately $2.1 billion preferred stock at a price per share of $25.50, which is equal to 102% of the liquidation preference, subject to the closing of the proposed initial public offering of GM’s common stock. The repurchase was completed on 12/15/2010.
25. On 11/17/2010, Treasury agreed to sell 358,546,795 shares of common stock at $32.7525 per share (which represents the $33 public sale price less underwriting discounts and fees) pursuant to an underwriting agreement. Following settlement, the net proceeds to Treasury were $11,743,303,903. On 11/26/2010, the underwriters exercised their option to purchase an additional 53,782,019 shares of common stock from Treasury at
the same purchase price resulting in additional proceeds of $1,761,495,577. Treasury's aggregate net proceeds from the sale of common stock pursuant to the underwriting agreement total $13,504,799,480.
26. On 12/30/2010, Treasury converted $5,500,000,000 of the total convertible preferred stock then outstanding and held by Treasury (including exercised warrants) into 531,850 shares of common stock of Ally. Following this conversion, Treasury holds $5,937,500,000 of convertible preferred stock.
27. On 3/1/2011, Treasury entered into an agreement with Ally Financial, Inc. (Ally) and certain other parties to amend and restate the $2,667,000,000 in aggregate liquidation preference of its Ally trust preferred securities so to facilitate a public underwritten offering. At the time of amendment and restatement, Treasury received all outstanding accrued and unpaid dividends and a distribution fee of $28,170,000.
28. On 3/2/2011, Treasury entered into an underwritten offering for all of its Ally trust preferred securities, the proceeds of which were $2,638,830,000, which together with the distribution fee referred to in footnote 27, provided total disposition proceeds to Treasury of $2,667,000,000. This amount does not include the accumulated and unpaid dividends on the trust preferred securities from the date of the amendment and restatement
through but excluding the closing date that Treasury will receive separately at settlement.
29. On March 31, 2011, the Plan of Liquidation for Motors Liquidation Company (Old GM) became effective, Treasury’s $986 million loan to Old GM was converted to an administrative claim and the assets remaining with Old GM, including Treasury's liens on certain collateral and other rights attached to the loan, were transferred to liquidation trusts. On December 15, 2011, Old GM was dissolved, as required by the Plan of Liquidation.
Treasury retained the right to recover additional proceeds; however, any additional recovery is dependent on actual liquidation proceeds and pending litigation.
30. In June 2009, Treasury provided a $6.6 billion loan commitment to Chrysler Group LLC and received a 9.9 percent equity ownership in Chrysler Group LLC (Chrysler). In January and April 2011, Chrysler met the first and second of three performance related milestones. As a result, Fiat’s ownership automatically increased from 20% to 30%, and Treasury’s ownership was reduced to 8.6%. On May 24, 2011, Fiat, through the exercise
of an equity call option, purchased an incremental 16% fully diluted ownership interest in Chrysler for $1.268 billion, reducing Treasury’s ownership to 6.6% (or 6.0% on a fully diluted basis). On July 21, 2011, Fiat, through the exercise of an equity call option, purchased Treasury’s ownership interest for $500 million. In addition, Fiat paid $60 million to Treasury for its rights under an agreement with the UAW retirement trust pertaining to
the trust's shares in Chrysler.
31 On May 24, 2011, Chrysler Group LLC terminated its ability to draw on the remaining $2.066 billion outstanding under this loan facility.
32. On November 1, 2011, Treasury received a $201,345.42 pro-rata tax distribution on its common stock from Ally Financial, Inc. pursuant to the terms of the Sixth Amended and Restated Limited Liability Company Operating Agreement of GMAC LLC dated May 22, 2009.
33. On 12/21/2012, Treasury sold 200,000,000 shares of common stock at $27.50 per share pursuant to a letter agreement. Following settlement, the net proceeds to Treasury were $5,500,000,000.
34. On January 18, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 58,392,078 shares of common stock from time to time during the period ending on April 17, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on April 11, 2013.
35. On 6/12/2013, Treasury sold 30,000,000 shares of GM common stock in a registered public offering at $34.41 per share for net proceeds to Treasury of $ 1,031,700,000.
36. Pursuant to pre-arranged written trading plans dated May 6, 2013, as amended, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 142,814,136 shares of common stock from time to time during the period ending on September 13, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred
on September 13, 2013.
37. On September 26, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 70,214,460 shares of common stock from time to time during the period ending on December 20, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on November 20, 2013.
38. On November 20, 2013, Ally completed a private placement of an aggregate of 216,667 shares of its common stock for an aggregate price of approximately $1.3 billion and the repurchase of all outstanding shares of its Fixed Rate Cumulative Mandatorily Convertible Preferred Stock, Series F-2, held by Treasury, including payment for the elimination or relinquishment of any right to receive additional shares of common stock to be
issued (the “Share Adjustment Right”). Ally paid to Treasury a total of approximately $5.93 billion for the repurchase of the Series F-2 Preferred Stock and the elimination of the Share Adjustment Right. As a result of the private placement, Treasury's common stock ownership stake was diluted from 73.8 percent to 63.45 percent. Treasury continues to own 981,971 shares of common stock in Ally.
39. On November 21, 2013, Treasury gave J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell, subject to certain parameters, the remaining shares of common stock, from time to time during the period ending on February 15, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on December 9, 2013.
40. On January 23, 2014, Treasury sold 410,000 shares of Ally common stock in a private offering at $7,375 per share for gross proceeds of $3,023,750,000.
41. On April 15, 2014, Treasury sold 95,000,000 shares of Ally common stock in an IPO at $25.00 per share for net proceeds of $2,375,000,000.
42. On 5/14/2014, the underwriters partially exercised their option to purchase an additional 7,245,670 shares of Ally common stock from Treasury at $25.00 resulting in additional proceeds of $181,141,750.
43. On August 14, 2014, Treasury gave Goldman Sachs discretionary authority, as its sales agent, to sell subject to certain parameters up to 8,890,000 shares of common stock from time to time during the period ending on November 12, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on September 12, 2014.
44. 4/ On September 12, 2014, Treasury gave Goldman Sachs discretionary authority, as its sales agent, to sell subject to certain parameters up to 11,249,044 of common stock from time to time during the period ending on December 11, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on October 16, 2014.
45. On December 24, 2014, Treasury sold 54,926,296 shares of Ally common stock in an underwritten offering at $23.25 per share for net proceeds of $1,277,036,382.
49
AUTOMOTIVE SUPPLIER SUPPORT PROGRAM
Footnote
Date
Name of Institution
City
Payment or Disposition4
Adjustment Details
Seller
State
Transaction Type
Investment
Description
Investment Amount
Pricing Mechanism
Adjustment
Date
Adjusted or Final
Investment Amount
Adjustment Amount
Date
Type
2/11/2010
Partial
repayment
Partial
repayment
3/4/2010
1
4/9/2009
GM Supplier Receivables LLC
Wilmington
DE
Purchase
7/8/2009
$
3,500,000,000
3
$
(1,000,000,000) $
N/A
6
2
4/9/2009
Chrysler Receivables SPV LLC
INITIAL TOTAL
$
5,000,000,000
Wilmington
DE
Purchase
ADJUSTED TOTAL
Debt Obligation w/
Additional Note
$
$
1,500,000,000
N/A
7/8/2009
3
$
$
290,000,000
(500,000,000) $
1,000,000,000
$
123,076,735
7
413,076,735
2,500,000,000
Total Repayments
$
413,076,735
Amount
Debt Obligation w/ Additional Note
$
140,000,000
Debt Obligation w/ Additional Note
$
100,000,000
Repayment5
Additional Note
$
50,000,000
4/5/2010
Payment6
None
$
56,541,893
3/9/2010
4/7/2010
Repayment5
Payment7
Additional Note
None
$
$
123,076,735
44,533,054
$
101,074,947
11/20/2009
Debt Obligation w/
Additional Note
Remaining Investment
Description
Total Proceeds from Additional Notes
1/ The loan was funded through GM Supplier Receivables, LLC, a special purpose vehicle created by General Motors Corporation. The amount of $3,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/3/2009. General Motors Company assumed GM Supplier Receivables LLC on 7/10/2009.
2/ The loan was funded through Chrysler Receivables SPV LLC, a special purpose vehicle created by Chrysler LLC. The amount of $1,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/7/2009. Chrysler Group LLC assumed Chrysler Receivables SPV LLC on 6/10/2009.
3/ Treasury issued notice to the institution of the permanent reduced commitment on 7/8/2009; the reduction was effective on 7/1/2009.
4/ Does not include accrued and unpaid interest due on the amount of principal repayment, which interest must be paid at the time of principal repayment.
5/ All outstanding principal drawn under the credit agreement was repaid.
6/ Treasury's commitment was $2.5 billion (see note 3). As of 4/5/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid.
7/ Treasury's commitment was $1 billion (see note 3). As of 4/7/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid.
50
AUTOMOTIVE INDUSTRY FINANCING PROGRAM - GENERAL MOTORS COMPANY
COMMON STOCK DISPOSITION
Date
01/18/13 –
04/17/13
05/6/13 –
9/13/2013
9/26/13 –
11/20/13
11/21/2013 12/9/2013
Pricing Mechanism1
3
4
5
6
Number of Shares
$28.0490
58,392,078
$
1,637,839,844
$34.6461
110,336,510
$
3,822,724,832
$36.5087
70,214,460
$
2,563,441,956
$38.8228
31,122,206
$
1,208,249,982
Total Proceeds:
Proceeds2
$9,232,256,614
1/ The price set forth is the weighted average price for all sales of General Motors Company common stock made by Treasury over the course of the corresponding period.
2/ Amount represents the gross proceeds to Treasury.
3/ On January 18, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 58,392,078 shares of
common stock from time to time during the period ending on April 17, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on April 11, 2013.
4/ Pursuant to pre-arranged written trading plans dated May 6, 2013, as amended, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell
subject to certain parameters up to 142,814,136 shares of common stock from time to time during the period ending on September 13, 2013 (or upon completion of the sale). Completion of the sale under this
authority occurred on September 13, 2013.
5/ On September 26, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 70,214,460 shares
of common stock from time to time during the period ending on December 20, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on November 20, 2013.
6/ On November 21, 2013, Treasury gave J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell, subject to certain parameters, the remaining shares of common stock, from time to time
during the period ending on February 15, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on December 9, 2013.
51
AUTOMOTIVE INDUSTRY FINANCING PROGRAM - ALLY FINANCIAL, INC.
COMMON STOCK DISPOSITION
Date
08/14/14 –
09/12/14
09/12/14 10/16/14
Pricing Mechanism1
3
4
Number of Shares
$24.5985
8,890,000
$
218,680,700
$21.8234
11,249,044
$
245,492,605
Total Proceeds:
Proceeds2
$464,173,305
1/ The price set forth is the weighted average price for all sales of Ally Financial, Inc.(Ally) common stock made by Treasury over the course of the corresponding period.
2/ Amount represents the gross proceeds to Treasury.
3/ On August 14, 2014, Treasury gave Goldman Sachs discretionary authority, as its sales agent, to sell subject to certain parameters up to 8,890,000 shares of common stock from time to time during the period
ending on November 12, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on September 12, 2014.
4/ On September 12, 2014, Treasury gave Goldman Sachs discretionary authority, as its sales agent, to sell subject to certain parameters up to 11,249,044 of common stock from time to time during the period
ending on December 11, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on October 16, 2014.
52
TARGETED INVESTMENT PROGRAM
Seller
Footnote
Date
Name of Institution
City
State
Transaction
Type
12/31/2008 Citigroup Inc.
Bank of America
1/16/2009 Corporation
New York
NY
Purchase
Charlotte
NC
Purchase
Investment Amount
Pricing
Mechanism
Capital
Repayment Date
Investment Description
Trust Preferred Securities
w/ Warrants
Preferred Stock w/
Warrants
$
20,000,000,000
Par
12/23/2009
$
20,000,000,000
Par
$
Capital Repayment Remaining Capital
Amount
Amount
12/9/2009
TOTAL
1
Treasury Investment Remaining After Capital
Repayment
Capital Repayment Details
2
Final Disposition
Remaining Capital
Description
Final Disposition Date
3
Final Disposition
Description
Final Disposition
Proceeds
$
20,000,000,000
$
0
Warrants
1/25/2011
A
Warrants
$
190,386,428
$
20,000,000,000
$
0
Warrants
3/3/2010
A
Warrants
$
1,236,804,513
$
40,000,000,000
$
1,427,190,941
2
40,000,000,000
TOTAL CAPITAL REPAYMENT
TOTAL TREASURY TIP INVESTMENT AMOUNT
$
Total Warrant Proceeds
0
1/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock,
Series I (TIP Shares) “dollar for dollar” for Trust Preferred Securities.
2/ Repayment pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009.
3/ For final disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution, and "A" represents the proceeds to Treasury, after underwriting fees, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution.
ASSET GUARANTEE PROGRAM
Initial Investment
Footnote
Date
Seller
Name of Institution
City
State
12/23/2009 Citigroup Inc.
New York
New York
NY
NY
Guarantee
Termination
Master Agreement
Termination Agreement
Guarantee Limit
$
$
Description
Preferred Stock
5,000,000,000
w/ Warrants
Amount
Exchange/Transfer/Other Details
$
6/9/2009
Exchange preferred stock for Trust Preferred
trust preferred securities
Securities w/ Warrants
$
4,034,000,000
9/29/2010
Exchange trust preferred
securities for trust preferred
securities
$
6
0
12/28/2012
7
$
Type
Date
3
12/23/2009
5
9/30/2010 Disposition
$ 2,246,000,000 Warrants
$
0
$
67,197,045 None
$
0
$ 894,000,000.00 None
$
0
Partial cancellation for early
termination of guarantee
Amount
Remaining
Premium
Footnote
1/25/2011 Warrant Auction
Trust Preferred
Securities w/ Warrants
Amount
$ (1,800,000,000)
Trust Preferred
Securities w/ Warrants
$ 2,234,000,000
(5,000,000,000)
3
TOTAL
Description
Remaining Premium
Description
2,246,000,000
4,034,000,000
Type
Payment or Disposition
Date
4
1/16/2009 Citigroup Inc.
Description
Footnote
2
1
Type
Premium
2/4/2013
Trust preferred securities
received from the FDIC
Exchange Trust preferred
securities for subordinated
note
Trust Preferred
Securities
$
800,000,000.00
Subordinated Note
$
894,000,000.00
8
2/8/2013 Disposition
Total Proceeds
$ 3,207,197,045
1/ In consideration for the guarantee, Treasury received $4.03 billion of preferred stock, which pays 8% interest.
2/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” for Trust Preferred
Securities.
3/ On 12/23/2009, Treasury entered into a Termination Agreement with the other parties to the Master Agreement which served to terminate Treasury’s guarantee and obligations under the Master Agreement. In connection with the early termination of the guarantee, Treasury agreed to cancel $1.8 billion of the AGP Trust Preferred Securities, and the Federal Deposit Insurance Corporation (FDIC) and Treasury agreed that, subject to the
conditions set out in the Termination Agreement, the FDIC may transfer $800 million of Trust Preferred Securities to Treasury at the close of Citigroup’s participation in the FDIC’s Temporary Liquidity Guarantee Program.
4/ On 9/29/2010, Treasury entered into an agreement with Citigroup Inc. to exchange $2,234,000,000 in aggregate liquidation preference of its trust preferred securities for $2,246,000,000 in aggregate liquidation preference of trust preferred securities with certain modified terms. At the time of exchange, Citigroup Inc. paid the outstanding accrued and unpaid dividends.
5/ On 9/30/2010, Treasury entered into underwritten offering of the trust preferred securities, the gross proceeds of which do not include accumulated and unpaid distributions from the date of the exchange through the closing date.
6/ 12/28/2012, as contemplated by the Termination Agreement and the Letter Agreement dated 12/23/2009, between Treasury and the Federal Deposit Insurance Corporation (FDIC), Treasury received from the FDIC, Citigroup Inc. trust preferred securities in aggregate liquidation preference equal to $800 million and approximately $183 million in dividend and interest payments from those securities.
7/ On 2/4/2013, Treasury exchanged $800 million in Citigroup Capital XXXIII Trust Preferred Securities (TruPs) for $894 million in Citigroup subordinated notes pursuant to an agreement between Citigroup and Treasury executed on 2/4/2013. Accrued interest on the TruPs was received at the time of the exchange.
8/ On 2/8/2013, Treasury completed the sale of its Citigroup subordinated notes for $894 million plus accrued interest, pursuant to an underwriting agreement executed on 2/8/2012.
53
AMERICAN INTERNATIONAL GROUP, INC. (AIG) INVESTMENT PROGRAM
(formerly referred to as Systemically Significant Failing Institutions Program)
Purchase Details
Seller
Note
1
11/25/2008
Name of Institution
Date
2, 3
4/17/2009
AIG
City
New York
AIG
New York
State
Transaction
Type
NY
Purchase
Preferred Stock w/ Warrants
(Series D)
Purchase
Preferred Stock w/ Warrants
(Series F)
NY
Investment Description
Exchange/Transfer Details
$
40,000,000,000
$
Date
Par
29,835,000,000
Par
2
Transaction Type
4/17/2009
Pricing Mechanism
Investment Amount
Exchange
Pricing
Mechanism
Amount
Investment Description
Preferred Stock w/ Warrants
(Series E)
1
$
40,000,000,000
Par
See table below for exchange/transfer details in connection with the recapitalization conducted on 1/14/2011.
Final Disposition
69,835,000,000
Transaction Type
Warrants (Series D)
Repurchase
$
25,150,923.10
3/1/2013
$
Investment
3/1/2013
TOTAL
Date
Warrants (Series F)
Repurchase
$
5,767.50
Total Warrant Proceeds
$
Proceeds
25,156,690.60
1/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative Preferred Shares for Series E Fixed Rate Non-Cumulative Preferred Shares with no change to Treasury's initial investment amount. In addition, in order for AIG to fully redeem the Series E Preferred Shares, it had an additional obligation to Treasury of $1,604,576,000 to reflect the
cumulative unpaid dividends for the Series D Preferred Shares due to Treasury through and including the exchange date.
2/ The investment amount reflected Treasury's commitment to invest up to $30 billion less a reduction of $165 million representing retention payments AIG Financial Products made to its employees in March 2009.
3/ This transaction does not include AIG's commitment fee of an additional $165 million paid from its operating income over the life of the facility. A $55 million payment was received by Treasury on 12/17/2010. The remaining $110 million payment was received by Treasury on 05/27/2011.
AIG POST-RECAPITALIZATION
Recapitalization
Note
Date
Investment Description
Treasury Holdings Post-Recapitalization
Transaction Type
Exchange
Pricing Mechanism
Par
Final Disposition
Investment Description
Preferred Stock (Series G)
Date
Amount / Shares
Proceeds 8
Transaction Type
Pricing Mechanism
5/27/2011
2,000,000,000
Cancellation
$
2/14/2011
$
Payment
$
185,726,192
-
N/A
3/8/2011
1/14/2011
Preferred Stock (Series E)
167,623,733
Exchange
924,546,133
N/A
Common Stock
7
Par
Payment
$
55,885,302
Payment
$
971,506,765
$
5,576,121,382
$
1,521,632,096
Transfer
Payment
$
1,493,250,339
8
Par
Payment
$
2,009,932,072
Par
3/8/2011
Payment
$
1,383,888,037
Par
Payment
$
44,941,843
Par
5/24/2011
Partial Disposition
$
5,800,000,000
N/A
Partial Disposition
$
6,000,000,008
N/A
5/6/2012
Partial Disposition
$
4,999,999,993
N/A
Partial Disposition
$
749,999,972
N/A
8/3/2012
562,868,096
0
Par
Partial Disposition
$
4,999,999,993
N/A
Partial Disposition
$
750,000,002
N/A
9/10/2012
Partial Disposition
$
17,999,999,973
N/A
Partial Disposition
$
2,699,999,965
N/A
12/14/2012
Common Stock (non-TARP)
$
Par
Payment
9/11/2012
1/14/2011
8
Par
Payment
8/6/2012
6
0
Par
5/7/2012
5
3,375,328,432
$
Par
2,153,520,000
3/8/2012
Exchange
$
97,008,351
$
3/15/2012
ALICO Junior Preferred Interests
$
Payment
11/1/2011
N/A
Payment
8/18/2011
2/14/2011
Exchange
10
Par
3/22/2012
Preferred Stock (Series F)
0
Par
55,833,333
3/15/2012
1/14/2011
5,511,067,614
3/8/2012
4
7
$
$
9/2/2011
16,916,603,568
Payment
Payment
8/17/2011
$
$
Par
3/15/2011
AIA Preferred Units
Remaining Recap
Investment Amount,
Shares, or Equity %
Final Disposition
$
7,610,497,570
N/A
1,455,037,962
9
77%
1,248,141,410
11
70%
1,084,206,984
12
63%
1,059,616,821
12
61%
895,682,395
13
55%
871,092,231
13
53%
317,246,078
14
22%
234,169,156
14
16%
234,169,156
15
0%
Footnotes appear on following page.
54
4/ On 1/14/2011, (A) Treasury exchanged $27,835,000,000 of Treasury's investment in AIG's Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series F) which is equal to the amount funded (including amounts drawn at closing) under the Series F equity capital facility, for (i) the transferred SPV preferred interests and (ii) 167,623,733 shares of AIG Common
Stock, and (B) Treasury exchanged $2,000,000,000 of undrawn Series F for 20,000 shares of preferred stock under the new Series G Cumulative Mandatory Convertible Preferred Stock equity capital facility under which AIG has the right to draw up to $2,000,000,000.
5/ On 1/14/2011, Treasury exchanged an amount equivalent to the $40 billion initial investment plus capitalized interest from the April 2009 exchange (see note 1 above) of Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series E) for 924,546,133 shares of AIG Common Stock.
6/ On 1/14/2011, Treasury received 562,868,096 shares of AIG Common Stock from the AIG Credit Facility Trust, which trust was established in connection with the credit facility between AIG and the Federal Reserve Bank of New York. This credit facility was repaid and terminated pursuant to this recapitalization transaction. The trust had received 562,868,096
shares of AIG common stock in exchange for AIG's Series C Perpetual, Convertible Participating Preferred Stock, which was previously held by the trust for the benefit of the U.S. Treasury.
7/ The amount of Treasury's AIA Preferred Units and ALICO Junior Preferred Interests holdings do not reflect preferred returns on the securities that accrue quarterly.
8/ Proceeds include amounts applied to pay (i) accrued preferred returns and (ii) redeem the outstanding liquidation amount.
9/ On 5/27/2011, Treasury completed the sale of 200,000,000 shares of common stock at $29.00 per share for total proceeds of $5,800,000,000, pursuant to an underwriting agreement executed on 05/24/2011.
10/ On 5/27/2011, pursuant to the terms of the agreements governing the Preferred Stock (Series G), the available amount of the Preferred Stock (Series G) was reduced to $0 as a result of AIG’s primary offering of its common stock and the Preferred Stock (Series G) was cancelled.
11/ On 3/13/2012, Treasury completed the sale of 206,896,552 shares of common stock at $29.00 per share for total proceeds of $6,000,000,008, pursuant to an underwriting agreement executed on 3/8/2012.
12/ On 5/10/2012, Treasury completed the sale of 188,524,589 shares of common stock at $30.50 per share for total proceeds of $5,749,999,965, pursuant to an underwriting agreement executed on 5/6/2012.
13/ On 8/8/2012, Treasury completed the sale of 188,524,590 shares of common stock at $30.50 per share for total proceeds of $5,749,999,995, pursuant to an underwriting agreement executed on 8/3/2012.
14/ On 9/14/2012, Treasury completed the sale of 636,923,075 shares of common stock at $32.50 per share for total proceeds of $20,699,999,938, pursuant to an underwriting agreement executed on 9/10/2012.
15/ On 12/14/2012, Treasury completed the sale of 234,169,156 shares of common stock at $32.50 per share for total proceeds of $7,610,497,570, pursuant to an underwriting agreement executed on 12/10/2012.
55
CREDIT MARKET PROGRAMS
TERM ASSET-BACKED SECURITIES LOAN FACILITY
Seller
Footnote
Date
Name of Institution
City
State
Transaction
Type
Investment Description
Investment Amount
Pricing Mechanism
Adjusted Investment
Date
Amount
2
$ 4,300,000,000
7/19/2010
6/28/2012
1/15/2013
3/3/2009
TALF LLC
Wilmington
DE
Debt Obligation w/ Additional Note
$
20,000,000,000
4
$
1,400,000,000
$
100,000,000
N/A
Date
Repayment 5
Description
Amount
2/6/2013
$
100,000,000
Total Investment Amount $
1
Purchase
3
Final Investment Amount
100,000,000
Principal Repayment
$
100,000,000
2/6/2013
3/6/2013
4/4/2013
5/6/2013
6/6/2013
7/5/2013
8/6/2013
9/6/2013
10/4/2013
11/6/2013
12/5/2013
1/7/2014
2/6/2014
3/6/2014
4/4/2014
5/6/2014
6/5/2014
7/7/2014
8/6/2014
9/5/2014
10/6/2014
11/6/2014
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
212,829,610
97,594,053
6,069,968
4,419,259
96,496,772
11,799,670
66,072,965
74,797,684
1,114,074
933,181
1,102,424
1,026,569
1,107,574
1,225,983
11,597,602
1,055,556
1,343,150
27,005,139
14,059,971
262,036
17,394,583
21,835,385
$
771,143,209
Total Repayment Amount 5
1/ The loan was funded through TALF LLC, a special purpose vehicle created by The Federal Reserve Bank of New York ("FRBNY"). The amount of $20,000,000,000 represents the maximum loan amount. The loan will be incrementally funded.
2/ On 7/19/2010, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously entered into on 3/3/2009, which amendment reduced Treasury's maximum loan amount to $4,300,000,000.
3/ On 6/28/2012, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously amended 7/19/2010, which reduced Treasury's maximum loan amount to $1,400,000,000.
4/ On 1/15/2013, Treasury, the FRBNY and TALF LLC entered into an amendment that stated that, due to the fact that the accumulated fees collected through TALF exceed the total principal amount of TALF loans outstanding, Treasury’s commitment of TARP funds to provide credit protection is no longer necessary.
5/ Repayment amounts do not include accrued interest proceeds received on 2/6/2013, which are reflected on the Dividends & Interest Report.
56
CREDIT MARKET PROGRAMS
SBA 7a SECURITIES PURCHASE PROGRAM
Purchase Details 1
Date
3/19/2010
3/19/2010
3/19/2010
4/8/2010
4/8/2010
5/11/2010
5/11/2010
5/11/2010
5/25/2010
5/25/2010
6/17/2010
6/17/2010
7/14/2010
7/14/2010
7/14/2010
7/29/2010
7/29/2010
8/17/2010
8/17/2010
8/17/2010
8/31/2010
8/31/2010
8/31/2010
9/14/2010
9/14/2010
9/14/2010
9/14/2010
9/28/2010
9/28/2010
9/28/2010
9/28/2010
Investment Description
Floating Rate SBA 7a security due 2025
Floating Rate SBA 7a security due 2022
Floating Rate SBA 7a security due 2022
Floating Rate SBA 7a security due 2034
Floating Rate SBA 7a security due 2016
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2035
Floating Rate SBA 7a security due 2033
Floating Rate SBA 7a security due 2029
Floating Rate SBA 7a security due 2033
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2034
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2025
Floating Rate SBA 7a security due 2034
Floating Rate SBA 7a security due 2017
Floating Rate SBA 7a security due 2034
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2019
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2024
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2021
Floating Rate SBA 7a security due 2029
Floating Rate SBA 7a security due 2026
Floating Rate SBA 7a security due 2035
Floating Rate SBA 7a security due 2034
Floating Rate SBA 7a security due 2034
Floating Rate SBA 7a security due 2035
Total Purchase Face Amount
Settlement Details
Purchase Face
Amount 3
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
4,070,000
7,617,617
8,030,000
23,500,000
8,900,014
10,751,382
12,898,996
8,744,333
8,417,817
17,119,972
34,441,059
28,209,085
6,004,156
6,860,835
13,183,361
2,598,386
9,719,455
8,279,048
5,000,000
10,000,000
9,272,482
10,350,000
6,900,000
8,902,230
8,050,000
5,750,000
5,741,753
3,450,000
11,482,421
13,402,491
14,950,000
$
Investment Amount2,
Pricing Mechanism
TBA or
PMF3
Settlement Date
107.75
109
108.875
110.502
107.5
106.806
109.42
110.798
110.125
109.553
110.785
112.028
106.625
108.505
111.86
108.4375
106.75
110.198
110.088
110.821
110.515
112.476
105.875
111.584
110.759
106.5
110.5
110.875
113.838
113.9
114.006
-
3/24/2010
3/24/2010
3/24/2010
5/28/2010
4/30/2010
6/30/2010
6/30/2010
6/30/2010
7/30/2010
7/30/2010
8/30/2010
8/30/2010
9/30/2010
9/30/2010
9/30/2010
9/30/2010
10/29/2010
9/30/2010
10/29/2010
10/29/2010
9/29/2010
10/29/2010
11/30/2010
10/29/2010
11/30/2010
11/30/2010
11/30/2010
11/30/2010
12/30/2010
11/30/2010
12/30/2010
332,596,893
3
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
2,184
4,130
4,348
12,983
4,783
5,741
7,057
4,844
4,635
9,377
19,077
15,801
3,200
3,722
7,373
1,408
5,187
4,561
2,752
5,541
5,123
5,820
3,652
4,966
4,458
3,061
3,172
1,912
6,535
7,632
8,521
Total Senior Security Proceeds $
TOTAL INVESTMENT AMOUNT
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
183,555
$
4,377,249
8,279,156
8,716,265
26,041,643
9,598,523
11,511,052
14,151,229
9,717,173
9,294,363
18,801,712
38,273,995
31,693,810
6,416,804
7,462,726
14,789,302
2,826,678
10,394,984
9,150,989
5,520,652
11,115,031
10,277,319
11,672,766
7,319,688
9,962,039
8,940,780
6,134,172
6,361,173
3,834,428
13,109,070
15,308,612
17,092,069
TBA or
PMF3
-
Final Disposition
Senior Security
Proceeds 4
368,145,452
Trade Date
PMF6
6/21/2011
10/19/2011
6/21/2011
6/7/2011
6/7/2011
6/7/2011
6/7/2011
6/7/2011
6/7/2011
9/20/2011
6/21/2011
9/20/2011
6/21/2011
10/19/2011
6/21/2011
1/24/2012
6/21/2011
9/20/2011
10/19/2011
10/19/2011
9/20/2011
10/19/2011
1/24/2012
1/24/2012
1/24/2012
1/24/2012
1/24/2012
10/19/2011
1/24/2012
10/19/2011
1/24/2012
-
Purchase Face
Amount 3
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
4,070,000
7,617,617
8,030,000
23,500,000
8,900,014
10,751,382
12,898,996
8,744,333
8,417,817
17,119,972
34,441,059
28,209,085
6,004,156
6,860,835
13,183,361
2,598,386
9,719,455
8,279,048
5,000,000
10,000,000
9,272,482
10,350,000
6,900,000
8,902,230
8,050,000
5,750,000
5,741,753
3,450,000
11,482,421
13,402,491
14,950,000
Current Face
Amount 6, 8
$
3,151,186
$
5,891,602
$
5,964,013
$
22,350,367
$
6,542,218
$
9,819,270
$
12,570,392
$
8,483,188
$
8,171,159
$
15,030,712
$
32,656,125
$
25,930,433
$
5,656,049
$
6,520,875
$
12,704,841
$
1,903,407
$
9,531,446
$
6,425,217
$
4,580,543
$
9,030,539
$
8,403,846
$
10,099,555
$
6,236,800
$
7,503,681
$
7,053,867
$
5,473,724
$
4,307,881
$
3,367,168
$
10,592,775
$
12,963,737
$
14,562,161
Life-to-date
Principal Received
Disposition
Amount 5, 6
1, 8
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
902,633
1,685,710
2,022,652
1,149,633
2,357,796
932,112
328,604
261,145
246,658
2,089,260
1,784,934
2,278,652
348,107
339,960
478,520
694,979
188,009
1,853,831
419,457
969,461
868,636
250,445
663,200
1,398,549
996,133
276,276
1,433,872
82,832
889,646
438,754
387,839
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
3,457,746
6,462,972
6,555,383
25,039,989
7,045,774
10,550,917
13,886,504
9,482,247
8,985,818
16,658,561
36,072,056
29,142,474
6,051,772
7,105,304
14,182,379
2,052,702
10,223,264
7,078,089
5,029,356
9,994,806
9,230,008
11,314,651
6,556,341
8,269,277
7,703,610
5,764,858
4,693,918
3,698,411
11,818,944
14,433,039
16,383,544
Disposition Proceeds $
334,924,711
TOTAL PROGRAM PROCEEDS TO DATE7 $
376,748,302
1/ The amortizing principal and interest payments are reported on the monthly Dividends and Interest Report available at www.FinancialStability.gov.
2/ Investment Amount is stated after applying the appropriate month's factor and includes accrued interest paid at settlement, if applicable.
3/ If a purchase is listed as TBA, or To-Be-Announced, the underlying loans in the SBA Pool have yet to come to market, and the TBA pricing mechanism, purchase face amount, investment amount and senior security proceeds will be adjusted within the variance permitted under the program terms. If a
purchase is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security and senior security are priced according to the prior-month's factor. The PMF investment amount and senior security proceeds will be adjusted after publication of
the applicable month's factor (on or about the 11th business day of each month).
4/ In order to satisfy the requirements under Section 113 of the Emergency Economic Stabilization Act of 2008, Treasury will acquire a senior indebtedness instrument (a Senior Security) from the seller of each respective SBA 7a Security. Each Senior Security will (i) have an aggregate principal amount equal
the product of (A) 0.05% and (B) the Investment Amount (excluding accrued interest) paid by Treasury for the respective SBA 7a Security, and (ii) at the option of the respective seller, may be redeemed at par value immediately upon issuance, or remain outstanding with the terms and conditions as set forth in
the Master Purchase Agreement.
5/ Disposition Amount is stated after applying the appropriate month's factor and includes accrued interest received at settlement, if applicable. If the disposition is listed as PMF, the disposition amount will be adjusted after publication of the applicable month's factor.
6/ If a disposition is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security is priced according to the prior-month's factor. The PMF disposition amount will be adjusted after publication of the applicable month's factor (on or about
the 11th business day of each month).
7/ Total Program Proceeds To Date includes life-to-date disposition proceeds, life-to-date principal received, life-to-date interest received, and senior security proceeds (excluding accruals).
8/ The sum of Current Face Amount and Life-to-date Principal Received will equal Purchase Face Amount for CUSIPs that were originally purchased as TBAs only after the applicable month's factor has been published and trailing principal & interest payments have been received.
57
CREDIT MARKET PROGRAMS
LEGACY SECURITIES PUBLIC-PRIVATE INVESTMENT PROGRAM (S-PPIP)
Preliminary Adjusted
Seller
Footnote
Date
1
9/30/2009
Name of Institution
City
Purchase
Investment Description
Date
Par
1/4/2010
Amount
Date
Purchase
Membership Interest
$
2,222,222,222
1,111,111,111
Par
Par
1/4/2010
4 $
3/22/2010 6 $
200,000,000
1/4/2010
Amount
1,244,437,500
1/4/2010
4 $
7/16/2010
4 $
156,250,000
Amount
$
200,000,000
$
856,000,000
$
156,250,000
Repayment Amount
Amount
Description
$
200,000,000
1/15/2010
$
156,250,000
$
580,960,000
1/11/2010
$
34,000,000
$
$
166,000,000
$
2/18/2010
$
4/15/2010
9/15/2010
0
Date
Description
Membership Interest
0
$
3,533,199
$
574,982,454 Membership Interest
$
30,011,187
$
544,971,267 Membership Interest
11/15/2010
$
66,463,982
$
478,507,285 Membership Interest
12/14/2010
$
15,844,536
$
462,662,749 Membership Interest
1/14/2011
$
13,677,726
$
448,985,023 Membership Interest
2/14/2011
$
48,523,845
$
400,461,178 Membership Interest
3/14/2011
$
68,765,544
$
331,695,634 Membership Interest
4/14/2011
$
77,704,254
$
253,991,380 Membership Interest
5/20/2011
$
28,883,733
$
225,107,647 Membership Interest
6/14/2011
$
9,129,709
$
215,977,938 Membership Interest
7/15/2011
$
31,061,747
$
184,916,192 Membership Interest
8/12/2011
$
10,381,214
$
174,534,977 Membership Interest
10/17/2011
$
6,230,731
$
168,304,246 Membership Interest
12/14/2011
$
1,183,959
$
167,120,288 Membership Interest
1/17/2012
$
1,096,185
$
166,024,103 Membership Interest
2/14/2012
$
1,601,688
$
164,422,415 Membership Interest
3/14/2012
$
3,035,546
$
161,386,870 Membership Interest
2
9/30/2009
Invesco Legacy Securities Master Fund, L.P.
Wilmington
DE
Purchase
Debt Obligation w/ Contingent Proceeds
$
2,222,222,222
Par
3/22/2010 6 $
2,488,875,000
9/26/2011 8 $
1,161,920,000
$
1,161,920,000
2/18/2010
$
4/15/2010
9/15/2010
161,386,870
$
4,888,718
$
$
7,066,434
$
$
60,022,674
$
11/15/2010
$
132,928,628
$
12/14/2010
$
31,689,230
$
1/14/2010
$
27,355,590
$
2/14/2011
$
92,300,138
$
3/14/2011
$
128,027,536
$
4/14/2011
$
155,409,286
$
5/20/2011
$
75,085,485
$
6/14/2011
$
18,259,513
$
7/15/2011
$
62,979,809
$
8/12/2011
$
20,762,532
$
10/17/2011
$
37,384,574
$
12/14/2011
$
7,103,787
$
1/17/2012
$
6,577,144
$
Final Distribution
Distribution
Final Distribution
Distribution
Distribution
9/28/2012
Final Distribution
Adjusted Distribution
Distribution
$
20,091,872
$
5
48,922
578,515,653 Membership Interest
0
5
$
Membership Interest
502,302
$
Contingent Proceeds
$
$
Distribution
Debt Obligation w/ Contingent
166,000,000 Proceeds
2,444,347
3/29/2012
Proceeds
5
1/29/2010
7/8/2013
DE
$
156,250,000
Distribution or Disposition
Investment After Capital Repayment
6/4/2013
Wilmington
Debt Obligation w/ Contingent Proceeds
4 $
Capital Repayment Details
Repayment
Date
8/9/2012
Invesco Legacy Securities Master Fund, L.P.
Purchase
1,111,111,111
9
3/29/2012
9/30/2009
DE
$
Amount
1/12/2010
1
Wilmington
Membership Interest
Pricing
Mechanism
7
2/24/2010
UST/TCW Senior Mortgage Securities Fund, L.P.
DE
Commitment
Amount
Final Investment
Final Commitment Amount
1/29/2010
9/30/2009
Wilmington
Transaction
Type
State
3
2/24/2010
2
UST/TCW Senior Mortgage Securities Fund, L.P.
Commitment
1,223
5
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
5
$
10
5, 14
5, 13
1,056,751
$
5
56,390,209
$
5
18,772
$
69,399
$
64,444
Debt Obligation w/ Contingent
1,157,031,282 Proceeds
Debt Obligation w/ Contingent
1,149,964,848 Proceeds
Debt Obligation w/ Contingent
1,089,942,174 Proceeds
Debt Obligation w/ Contingent
957,013,546 Proceeds
Debt Obligation w/ Contingent
925,324,316 Proceeds
Debt Obligation w/ Contingent
897,968,726 Proceeds
Debt Obligation w/ Contingent
805,668,588 Proceeds
Debt Obligation w/ Contingent
677,641,052 Proceeds
Debt Obligation w/ Contingent
522,231,766 Proceeds
Debt Obligation w/ Contingent
447,146,281 Proceeds
Debt Obligation w/ Contingent
428,886,768 Proceeds
Debt Obligation w/ Contingent
365,906,960 Proceeds
Debt Obligation w/ Contingent
345,144,428 Proceeds
Debt Obligation w/ Contingent
307,759,854 Proceeds
Debt Obligation w/ Contingent
300,656,067 Proceeds
Debt Obligation w/ Contingent
294,078,924 Proceeds
58
Preliminary Adjusted
Seller
Footnote
Date
Name of Institution
Commitment
City
Transaction
Type
State
Commitment
Amount
Investment Description
Pricing
Mechanism
Date
3
Amount
Final Investment
Final Commitment Amount
Date
7
Amount
Amount
9
Amount
Capital Repayment Details
Repayment
Date
2/14/2012
Repayment Amount
$
Distribution or Disposition
Investment After Capital Repayment
9,610,173
Amount
$
Description
Date
Description
5
3/29/2012
10/1/2009
Wellington Management Legacy Securities PPIF Master Fund, LP
Wilmington
DE
Purchase
Membership Interest
$
1,111,111,111
Par
3/22/2010 6 $
1,262,037,500
7/16/2010
$
1,149,487,000
$
1,149,487,000
$
0
9/28/2012
Contingent Proceeds
7/16/2012
$
62,499,688
$
1,086,987,313 Membership Interest
9/17/2012
$
152,499,238
$
934,488,075 Membership Interest
1/15/2013
$
254,581,112
$
679,906,963 Membership Interest
2/13/2013
$
436,447,818
$
243,459,145 Membership Interest
3/13/2013
$
243,459,145
$
0
Membership Interest
Final Distribution
Adjusted Distribution
7/8/2013
1
284,468,750
Distribution
6/4/2013
$
Distribution
8/9/2012
3/14/2012
Distribution
3/13/2013
Distribution
10/1/2009
Wellington Management Legacy Securities PPIF Master Fund, LP
Wilmington
DE
Purchase
Debt Obligation w/ Contingent Proceeds
$
2,222,222,222
Par
3/22/2010 6 $
2,524,075,000
7/16/2010
$
2,298,974,000
$
2,298,974,000
6/26/2012
$
125,000,000
$
9/17/2012
12/6/2012
$
305,000,000
$
$
800,000,000
$
12/21/2012
$
630,000,000
$
1/15/2013
$
97,494,310
$
1/24/2013
$
341,479,690
$
Wilmington
DE
Purchase
Membership Interest
$
1,111,111,111
Par
3/22/2010 6 $
1,244,437,500
7/16/2010
$
1,150,423,500
$
1,064,141,738
10
Distribution
4/17/2013
- Contingent Proceeds
1,064,097,694 Membership Interest
$
712,284 $
1,063,385,410 Membership Interest
6,716,327 $
1,056,669,083 Membership Interest
7,118,388 $
1,049,550,694 Membership Interest
39,999,800 $
1,009,550,894 Membership Interest
5, 11
287,098,565 $
722,452,330 Membership Interest
68,749,656 $
653,702,674 Membership Interest
361,248,194 $
292,454,480 Membership Interest
Distribution
Distribution
Distribution
9/19/2012
Distribution
5, 11
5, 11
$
292,454,480
$
- Membership Interest 10
5, 11
5, 11
5, 11
5, 11
10/1/2012
3/22/2010 6 $
2,488,875,000
7/16/2010
$
2,300,847,000 12 $
2,128,000,000
5/16/2011
$
30,244,575
$
6/14/2011
5/3/2012
$
88,087
$
$
80,000,000
$
5/14/2012
$
30,000,000
$
5/23/2012
$
500,000,000
$
6/14/2012
$
44,200,000
$
6/25/2012
$
120,000,000
$
7/16/2012
$
17,500,000
$
7/27/2012
$
450,000,000
$
8/14/2012
$
272,500,000
$
Distribution
8/13/2013
Par
Distribution
12/21/2012
2,222,222,222
16,195,771
69,932
$
75,278,664
10
8/30/2012
$
$
$
10
$
Distribution
10
$
8/14/2012
Debt Obligation w/ Contingent Proceeds
2,802,754
10
$
7/16/2012
Purchase
479,509,240
$
5
10
$
6/14/2012
DE
1,611
10
$
5/14/2012
Wilmington
$
10
$
4/14/2011
AllianceBernstein Legacy Securities Master Fund, L.P.
1,735
10
$
3/14/2011
10/2/2009
469
$
$
5, 14
5, 13
Debt Obligation w/ Contingent
2,173,974,000 Proceeds
Debt Obligation w/ Contingent
1,868,974,000 Proceeds
Debt Obligation w/ Contingent
1,068,974,000 Proceeds
Debt Obligation w/ Contingent
438,974,000 Proceeds
Debt Obligation w/ Contingent
341,479,690 Proceeds
44,043 $
1/15/2010
2/14/2011
2
40,556
$
10
9/12/2012
AllianceBernstein Legacy Securities Master Fund, L.P.
5
10
8/30/2012
10/2/2009
3,434,460
10
7/11/2013
1
$
$
5
10
7/11/2013
2
Proceeds
Debt Obligation w/ Contingent
284,468,750 Proceeds
Distribution Refund
5, 11
$
583,467,339
$
79,071,633
$
106,300,357
$
25,909,972
$
678,683
$
(18,405)
Debt Obligation w/ Contingent
2,097,755,425 Proceeds
Debt Obligation w/ Contingent
2,097,667,339 Proceeds
Debt Obligation w/ Contingent
2,017,667,339 Proceeds
Debt Obligation w/ Contingent
1,987,667,339 Proceeds
Debt Obligation w/ Contingent
1,487,667,339 Proceeds
Debt Obligation w/ Contingent
1,443,467,339 Proceeds
Debt Obligation w/ Contingent
1,323,467,339 Proceeds
Debt Obligation w/ Contingent
1,305,967,339 Proceeds
Debt Obligation w/ Contingent
855,967,339 Proceeds
Debt Obligation w/ Contingent
583,467,339 Proceeds
5, 11
10/3/2012
8/22/2012
$
-
Contingent Proceeds
Distribution
12/21/2012
Distribution
8/13/2013
Distribution Refund
5, 11
$
12,012,957
$
16,967
$
(460)
59
Preliminary Adjusted
Seller
Footnote
Date
Name of Institution
1
10/2/2009
Blackrock PPIF, L.P.
Commitment
City
Wilmington
Transaction
Type
State
DE
Purchase
Commitment
Amount
Investment Description
Membership Interest
$
1,111,111,111
Pricing
Mechanism
Par
Date
3/22/2010 6 $
3
Amount
1,244,437,500
Final Investment
Final Commitment Amount
Date
7/16/2010
7
Amount
Amount
$
694,980,000
9
Amount
$
528,184,800
Capital Repayment Details
Repayment
Date
Repayment Amount
8/14/2012
$
Distribution or Disposition
Investment After Capital Repayment
Amount
90,269,076
$
Description
437,915,724 Membership Interest
9/17/2012
$
8,833,632
$
429,082,092 Membership Interest
10/15/2012
$
10,055,653
$
419,026,439 Membership Interest
11/5/2012
$
419,026,439
$
Date
Description
10
10
5, 11
11/5/2012
Par
3/22/2010 6 $
2,488,875,000
7/16/2010
$
1,389,960,000
$
1,053,000,000
1,271,337,500
7/16/2010
$
1,243,275,000
$
1,117,399,170
$
$
35,000,000
$
$
25,334,218
$
$
794,459,374
$
- Contingent Proceeds
2/14/2012
$
87,099,565
$
1,030,299,606 Membership Interest
$
99,462,003
$
930,837,603 Membership Interest
$
74,999,625
$
855,837,978 Membership Interest
$
18,749,906
$
837,088,072 Membership Interest
8/14/2012
3/22/2010 6 $
1,667,352
7/16/2012
Par
$
$
5/14/2012
1,111,111,111
$
16,000,000
3/14/2012
$
5,539,055
$
10/18/2012
Membership Interest
$
10/15/2012
Purchase
$
9/28/2012
DE
$
68,399,658
$
768,688,414 Membership Interest
9/17/2012
$
124,999,375
$
643,689,039 Membership Interest
10/15/2012
$
240,673,797
$
403,015,242 Membership Interest
11/15/2012
$
45,764,825
$
357,250,417 Membership Interest
12/14/2012
$
24,588,926
$
332,661,491 Membership Interest
1/15/2013
$
30,470,429
$
302,191,061 Membership Interest
2/14/2013
$
295,328,636
$
6,862,425 Membership Interest
2/21/2013
2
10/30/2009 AG GECC PPIF Master Fund, L.P.
Wilmington
DE
Purchase
Debt Obligation w/ Contingent Proceeds
$
2,222,222,222
Par
3/22/2010 6 $
2,542,675,000
7/16/2010
$
2,486,550,000
$
2,234,798,340
$
6,862,425
$
2/14/2012
$
174,200,000
$
3/14/2012
$
198,925,000
$
5/14/2012
$
150,000,000
$
7/16/2012
$
37,500,000
$
8/14/2012
$
136,800,000
$
9/17/2012
$
250,000,000
$
10/15/2012
$
481,350,000
$
11/15/2012
$
274,590,324
$
12/14/2012
$
147,534,295
$
1/15/2013
$
182,823,491
$
2/14/2013
$
201,075,230
$
Distribution
4/19/2013
Distribution
Distribution
Distribution 5, 11
Final Distribution
Distribution
4/25/2013
Distribution
5/29/2013
Distribution 5, 11
$
57,378,964
$
5, 11
297,511,708
$
1,609,739
Debt Obligation w/ Contingent
878,000,000 Proceeds
Debt Obligation w/ Contingent
872,460,945 Proceeds
Debt Obligation w/ Contingent
856,460,945 Proceeds
Debt Obligation w/ Contingent
854,793,592 Proceeds
Debt Obligation w/ Contingent
819,793,592 Proceeds
Debt Obligation w/ Contingent
794,459,374 Proceeds
175,000,000
9/17/2012
Wilmington
Distribution
4/19/2013
8/31/2012
10/30/2009 AG GECC PPIF Master Fund, L.P.
$
8/14/2012
1
7/31/2012
Distribution
9/30/2014
2,222,222,222
Distribution
5/29/2013
$
Distribution 5, 11
4/25/2013
Debt Obligation w/ Contingent Proceeds
Distribution
3/14/2013
Purchase
12/5/2012
2/27/2013
DE
Distribution
2/21/2013
Wilmington
Distribution 5, 11
12/6/2013
Blackrock PPIF, L.P.
Distribution
11/5/2012
10/2/2009
- Membership Interest 10
12/5/2012
12/6/2013
2
Proceeds
10
5, 11
$
1,433,088
$
141,894
$
5, 11
8,289,431
$
184,431,858
10
10
10
10
10
10
10
10
10
10
10
- Membership Interest 10
5, 11
5, 11
$
5, 11
156,174,219
$
5, 11
20,999,895
$
5, 11
105,620,441
$
5, 11
42,099,442
$
49,225,244
$
1,748,833
$
17,118,005
Debt Obligation w/ Contingent
2,060,598,340 Proceeds
Debt Obligation w/ Contingent
1,861,673,340 Proceeds
Debt Obligation w/ Contingent
1,711,673,340 Proceeds
Debt Obligation w/ Contingent
1,674,173,340 Proceeds
Debt Obligation w/ Contingent
1,537,373,340 Proceeds
Debt Obligation w/ Contingent
1,287,373,340 Proceeds
Debt Obligation w/ Contingent
806,023,340 Proceeds
Debt Obligation w/ Contingent
531,433,016 Proceeds
Debt Obligation w/ Contingent
383,898,721 Proceeds
Debt Obligation w/ Contingent
201,075,230 Proceeds
- Contingent Proceeds
5, 11
5, 11
$
1,052,497
$
1,230,643
60
Preliminary Adjusted
Seller
Footnote
Date
Name of Institution
Commitment
City
Transaction
Type
State
Commitment
Amount
Investment Description
Pricing
Mechanism
Date
3
Amount
Final Investment
Final Commitment Amount
Date
7
Amount
Amount
9
Amount
Capital Repayment Details
Repayment
Date
Distribution or Disposition
Investment After Capital Repayment
Repayment Amount
Amount
Description
Date
Description
9/30/2014
10/19/2012
7/16/2010
$
620,578,258
$
620,578,258
1,202,957 $
619,375,301 Membership Interest
3,521,835 $
615,853,465 Membership Interest
104,959,251 $
510,894,215 Membership Interest
$
72,640,245 $
438,253,970 Membership Interest
$
180,999,095 $
257,254,875 Membership Interest
$
134,999,325 $
122,255,550 Membership Interest
$
8/14/2012
10/19/2012
11/4/2009
RLJ Western Asset Public/Private Master Fund, L.P.
Wilmington
DE
Purchase
Debt Obligation w/ Contingent Proceeds
$
2,222,222,222
Par
3/22/2010 6 $
2,488,875,000
7/16/2010
$
1,241,156,516
$
1,241,000,000
$
122,255,550
$
5/13/2011
$
13,531,530
$
7/31/2012
$
618,750,000
$
8/9/2012
$
151,006,173
$
8/14/2012
$
11,008,652
$
8/23/2012
$
160,493,230
$
8/29/2012
$
103,706,836
$
9/17/2012
$
20,637,410
$
9/21/2012
1
11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P.
Wilmington
DE
Purchase
Membership Interest
$
1,111,111,111
Par
3/22/2010 6 $
1,244,437,500
7/16/2010
$
474,550,000
$
474,550,000
$
161,866,170
$
- Membership Interest 10
- Contingent Proceeds
9/17/2012
$
74,499,628
$
400,050,373 Membership Interest
$
59,787,459
$
340,262,914 Membership Interest
12/14/2012
$
40,459,092
$
299,803,821 Membership Interest
1/15/2013
$
10,409,317
$
289,394,504 Membership Interest
1/30/2013
$
219,998,900
$
69,395,604 Membership Interest
2/25/2013
$
39,026,406
$
30,369,198 Membership Interest
3/25/2013
11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P.
Wilmington
DE
Purchase
Debt Obligation w/ Contingent Proceeds
$
2,222,222,222
Par
3/22/2010 6 $
2,488,875,000
7/16/2010
$
949,100,000
$
949,000,000
Distribution
5/16/2013
Distribution
Distribution
Distribution
Distribution
4/16/2013
Distribution
549,997
$
75,372
$
61,767
$
6,789,287
$
3,718,769
$
$
30,369,198
$
9/17/2012
$
149,000,000
$
11/15/2012
$
119,575,516
$
11/20/2012
$
195,000,000
$
12/14/2012
$
47,755,767
$
1/15/2013
$
62,456,214
$
5, 11
5, 11
5, 11
5, 11
5, 15
13,750
$
1,884
$
1,544
$
164,629,827
$
71,462,104
$
38,536,072
$
29,999,850
$
3,999,980
$
5,707,723
$
7,143,340
Debt Obligation w/ Contingent
1,227,468,470 Proceeds
Debt Obligation w/ Contingent
608,718,470 Proceeds
Debt Obligation w/ Contingent
457,712,297 Proceeds
Debt Obligation w/ Contingent
446,703,645 Proceeds
Debt Obligation w/ Contingent
286,210,415 Proceeds
Debt Obligation w/ Contingent
182,503,579 Proceeds
Debt Obligation w/ Contingent
161,866,170 Proceeds
11/15/2012
2
Distribution
148,749,256
$
10
3/14/2011
4/14/2011
2
147,464,888
$
10
10/15/2012
$
10
9/28/2012
41,556
10
9/17/2012
Proceeds
$
10
$
5, 11
10
$
Distribution
12/27/2013
1,244,437,500
Final Distribution
9/5/2013
3/22/2010 6 $
Distribution
7/11/2013
Par
12/21/2012
4/16/2013
1,111,111,111
Distribution
3/25/2013
$
Distribution
1/28/2015
Membership Interest
Distribution
12/11/2013
Purchase
Final Distribution
11/2/2012
DE
Distribution
10/19/2012
Wilmington
12/21/2012
1/28/2015
RLJ Western Asset Public/Private Master Fund, L.P.
Distribution
12/11/2013
11/4/2009
Distribution
11/2/2012
1
Final Distribution
5, 11
5, 11
5, 11
5, 15
5, 11
10
10
10
10
10
10
- Membership Interest 10
5, 11
5, 11
5, 11
5, 11
5, 11
5, 11
Debt Obligation w/ Contingent
800,000,000 Proceeds
Debt Obligation w/ Contingent
680,424,484 Proceeds
Debt Obligation w/ Contingent
485,424,484 Proceeds
Debt Obligation w/ Contingent
437,668,717 Proceeds
Debt Obligation w/ Contingent
375,212,503 Proceeds
5, 11
61
Preliminary Adjusted
Seller
Footnote
Date
Name of Institution
Commitment
City
Transaction
Type
State
Commitment
Amount
Investment Description
Pricing
Mechanism
Date
3
Amount
Final Investment
Final Commitment Amount
Date
7
Amount
Amount
9
Amount
Capital Repayment Details
Repayment
Date
Distribution or Disposition
Investment After Capital Repayment
Repayment Amount
Amount
Description
Date
Description
5/16/2013
1
12/18/2009 Oaktree PPIP Fund, L.P.
Wilmington
DE
Purchase
Membership Interest
$
1,111,111,111
Par
3/22/2010 6 $
1,244,437,500
7/16/2010
$
1,160,784,100
$
555,904,633
375,212,503
$
-
Contingent Proceeds
7/15/2011
$
39,499,803 $
516,404,830 Membership Interest
$
39,387,753 $
477,017,077 Membership Interest
$
22,111,961 $
454,905,116 Membership Interest
$
32,496,972 $
422,408,144 Membership Interest
$
111,539,536 $
310,868,608 Membership Interest
$
55,540,026 $
255,328,581 Membership Interest
$
14,849,910 $
240,478,671 Membership Interest
$
18,268,328 $
222,210,343 Membership Interest
$
70,605,973 $
151,604,370 Membership Interest
$
119,769,362 $
31,835,008 Membership Interest
5, 11
6/3/2013
3/22/2010 6 $
2,488,875,000
7/16/2010
$
2,321,568,200
$
1,111,000,000
7/15/2011
$
79,000,000
$
3/14/2012
$
78,775,901
$
9/17/2012
$
44,224,144
$
10/15/2012
$
64,994,269
$
11/15/2012
$
223,080,187
$
12/14/2012
$
111,080,608
$
1/15/2013
$
89,099,906
$
4/12/2013
$
109,610,516
$
5/14/2013
INITIAL COMMITMENT AMOUNT
$
30,000,000,000
FINAL COMMITMENT AMOUNT
$
$
311,134,469
$
Distribution
6/24/2013
Distribution
Distribution
Distribution 5, 11
12/12/2013
Par
Distribution
7/9/2013
2,222,222,222
Distribution
6/26/2013
$
Final Distribution
6/14/2013
Debt Obligation w/ Contingent Proceeds
Distribution 5, 11
6/3/2013
Purchase
- Membership Interest
Distribution
5/28/2013
DE
$
Distribution
12/12/2013
Wilmington
31,835,008
6/24/2013
7/9/2013
$
10
Distribution
Distribution
6/26/2013
6/3/2013
12/18/2009 Oaktree PPIP Fund, L.P.
27,999,860
10
6/14/2013
2
54,999,725
10
5/28/2013
$
10
5/14/2013
46,575,750
10
4/12/2013
$
10
1/15/2013
$
10
12/14/2012
142,168
10
11/15/2012
100,001
$
5, 11
750,004
$
5, 11
963,411
$
5, 11
10
10/15/2012
Distribution
Proceeds
$
10
9/17/2012
Distribution
5, 11
10
3/14/2012
Distribution
12/27/2013
$
7/11/2013
9/5/2013
1/24/2013
Distribution
Final Distribution
5, 11
5, 11
5, 11
$
5, 11
TOTAL CAPITAL REPAYMENT AMOUNT $
40,974,795
$
539,009
Debt Obligation w/ Contingent
1,032,000,000 Proceeds
Debt Obligation w/ Contingent
953,224,099 Proceeds
Debt Obligation w/ Contingent
908,999,956 Proceeds
Debt Obligation w/ Contingent
844,005,687 Proceeds
Debt Obligation w/ Contingent
620,925,500 Proceeds
Debt Obligation w/ Contingent
509,844,892 Proceeds
Debt Obligation w/ Contingent
420,744,985 Proceeds
Debt Obligation w/ Contingent
311,134,469 Proceeds
- Contingent Proceeds
5, 11
$
$
5, 11
5, 11
1,960,289
1,375,007
$
5, 11
444,393
$
5, 11
700,004
$
5, 11
293,751
$
TOTAL DISTRIBUTIONS 5
21,856,403,574
11,749,941
$
1,024,380
$
13,475
$
2,645,169,622
18,625,147,938
1/ The equity amount may be incrementally funded. Commitment amount represents Treasury's maximum obligation if the limited partners other than Treasury fund their maximum equity capital obligations.
2/ The loan may be incrementally funded. Commitment amount represents Treasury's maximum obligation if Treasury and the limited partners other than Treasury fund 100% of their maximum equity obligations.
3/ Adjusted to show Treasury's maximum obligations to a fund.
4/ On 1/4/2010, Treasury and the fund manager entered into a Winding-Up and Liquidation Agreement.
5/ Distributions after capital repayments will be considered profit and are paid pro rata (subject to prior distribution of Contingent Proceeds to Treasury) to the fund's partners, including Treasury, in proportion to their membership interests. These figures exclude pro-rata distributions to Treasury of gross investment proceeds (reported on the Dividends & Interest report), which may be made from time to time in accordance with the terms of the fund's Limited Partnership Agreement.
6/ Following termination of the TCW fund, the $3.33 billion of obligations have been reallocated to the remaining eight funds pursuant to consent letters from Treasury dated as of 3/22/2010. $133 million of maximum equity capital obligation and $267 million of maximum debt obligation were reallocated per fund, after adjustment for the $17.6 million and $26.9 million equity capital reallocations from private investors in the TCW fund to the Wellington fund and the AG GECC fund, respectively. The
$356 million of final investment in the TCW fund will remain a part of Treasury's total maximum S-PPIP investment amount.
7/ Amount adjusted to show Treasury's final capital commitment (membership interest) and the maximum amount of Treasury's debt obligation that may be drawn down in accordance with the Loan Agreement.
8/ On 09/26/2011, the General Partner notified Treasury that the Investment Period was terminated in accordance with the Limited Partnership Agreement. As a result, the Final Investment Amount, representing Treasury's debt obligation, has been reduced to the cumulative amount of debt funded.
9/ Cumulative capital drawn at end of the Investment Period.
10/ The Amount is adjusted to reflect pro-rata equity distributions that have been deemed to be capital repayments to Treasury.
11/ Distribution represents a gain on funded capital and is subject to revision pending any additional fundings of the outstanding commitment.
12/ On 08/23/2012, AllianceBernstein agreed to de-obligate its unused debt commitment. The Final Investment Amount represents the cumulative capital drawn as of the de-obligation.
13/ On, 6/5/2013, Invesco Mortgage Recovery Master Fund L.P. made a distribution to Treasury that is the result of adjustments made to positions previously held by the Invesco Legacy Securities Master Fund, L.P. “Partnership”, of which The U.S. Department of the Treasury is a Limited Partner. The adjusted distribution was made 18 months after the Final Distribution on 9/28/2012.
14/ On 7/8/2013, Invesco Mortgage Recovery Master Fund L.P. made a distribution to Treasury arising from the Settlement Agreement between Jefferies LLC and Invesco Advisers, Inc. dated as of 3/20/2013.
15/ On 1/28/2015, Western Asset Management Company made a distribution to Treasury in respect of certain settlement proceeds.
62
U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Transactions Report - Housing
Programs
For Period Ending 4/14/2016
MAKING HOME AFFORDABLE PROGRAM
Servicer Modifying Borrowers' Loans
Date
03/14/2013
Name of Institution
City
Adjustment Details
State
Transaction
Type
Cap of Incentive Payments on Behalf of
Borrowers and to Servicers &
Lenders/Investors (Cap) *
Note
Adjustment
Date
CAP Adjustment Amount
Adjusted CAP
Reason for Adjustment
130,000
$
130,000 Transfer of cap due to servicing transfer
(1)
$
129,999 Updated due to quarterly assessment and reallocation
$
30,000
$
159,999 Transfer of cap due to servicing transfer
$
(96)
$
159,903 Updated due to quarterly assessment and reallocation
$
180,000
$
03/26/2014
$
(20)
$
04/16/2014
$
10,000,000
$
06/16/2014
$
190,000
$
10,529,883 Transfer of cap due to servicing transfer
06/26/2014
$
(3,148)
$
10,526,735 Updated due to quarterly assessment and reallocation
07/29/2014
$
(6,175)
$
10,520,560 Updated due to quarterly assessment and reallocation
08/14/2014
$
50,000
$
09/16/2014
$
130,000
$
10,700,560 Transfer of cap due to servicing transfer
09/29/2014
$
(2,146)
$
10,698,414 Updated due to quarterly assessment and reallocation
11/14/2014
$
50,000
$
10,748,414 Transfer of cap due to servicing transfer
12/29/2014
$
3,463,801
$
14,212,215 Updated due to quarterly assessment and reallocation
01/15/2015
$
40,000
$
14,252,215 Transfer of cap due to servicing transfer
03/26/2015
$
81,081
$
14,333,296 Updated due to quarterly assessment and reallocation
04/16/2015
$
50,000
$
14,383,296 Transfer of cap due to servicing transfer
04/28/2015
$
(66,521)
$
14,316,775 Updated due to quarterly assessment and reallocation
06/25/2015
3
$
01/16/2014
- N/A
$
12/23/2013
TN
03/14/2013
12/16/2013
Knoxville
Financial Instrument for Home Loan Modifications
Pricing
Mechanism
03/25/2013
21st Mortgage Corporation
Purchase
Investment Description
$
41,868
$
14,358,643 Updated due to quarterly assessment and reallocation
09/28/2015
10,570,560 Transfer of cap due to servicing transfer
09/11/2009
Allstate Mortgage Loans & Investments,
Ocala
Inc.
SC
FL
Purchase
Purchase
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
$
$
14,610,796 Updated due to quarterly assessment and reallocation
$
14,114,277 Reallocation due to MHA program deobligation
$
(11,842)
$
14,102,435 Updated due to quarterly assessment and reallocation
$
45,056
$
145,056 Updated portfolio data from servicer
$
(145,056)
10/02/2009
250,000 N/A
$
09/30/2010
100,000 N/A
14,671,585 Updated due to quarterly assessment and reallocation
(60,789)
(496,519)
03/23/2011
Columbia
$
$
$
03/28/2016
AgFirst Farm Credit Bank
312,942
12/28/2015
02/25/2016
09/30/2010
$
339,903 Transfer of cap due to servicing transfer
339,883 Updated due to quarterly assessment and reallocation
10,339,883 Transfer of cap due to servicing transfer
$
60,000
$
310,000 Updated portfolio data from servicer/additional program initial cap
- Termination of SPA
12/30/2009
$
145,056 Updated portfolio data from servicer
(1)
$
145,055 Updated due to quarterly assessment and reallocation
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
$
(2)
$
145,052 Updated due to quarterly assessment and reallocation
$
(1)
$
145,051 Updated due to quarterly assessment and reallocation
$
(232)
$
144,819 Updated due to quarterly assessment and reallocation
03/26/2014
$
(8)
$
144,811 Updated due to quarterly assessment and reallocation
06/26/2014
$
(96)
$
144,715 Updated due to quarterly assessment and reallocation
07/29/2014
$
(191)
$
144,524 Updated due to quarterly assessment and reallocation
09/29/2014
$
(63)
$
144,461 Updated due to quarterly assessment and reallocation
12/29/2014
$
(7,654)
$
136,807 Updated due to quarterly assessment and reallocation
03/26/2015
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
04/28/2015
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
06/25/2015
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
09/28/2015
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
12/28/2015
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
02/25/2016
$
(7,597)
$
106,038 Reallocation due to MHA program deobligation
03/28/2016
$
(159)
$
08/14/2014
$
7,600,000
$
7,600,000 Transfer of cap due to servicing transfer
09/29/2014
$
(1,152)
$
7,598,848 Updated due to quarterly assessment and reallocation
12/29/2014
$
1,832,887
$
9,431,735 Updated due to quarterly assessment and reallocation
01/15/2015
$
70,000
$
02/13/2015
$
110,000
$
9,611,735 Transfer of cap due to servicing transfer
03/26/2015
$
(3,238)
$
9,608,497 Updated due to quarterly assessment and reallocation
04/28/2015
$
(34,544)
$
9,573,953 Updated due to quarterly assessment and reallocation
06/25/2015
$
(29,284)
$
9,544,669 Updated due to quarterly assessment and reallocation
08/14/2015
3
45,056
$
12/23/2013
- N/A
$
03/25/2013
UT
100,000 Updated portfolio data from servicer
09/27/2012
Midvale
510,000 Updated portfolio data from servicer
$
06/28/2012
Ally Bank
230,000 Updated portfolio data from servicer/additional program initial cap
$
(410,000)
06/29/2011
Financial Instrument for Home Loan Modifications
$
280,000
$
09/30/2010
Purchase
(80,000)
$
07/14/2010
08/14/2014
$
03/26/2010
$
(3,800,000)
$
5,744,669 Transfer of cap due to servicing transfer
5,579,534 Updated due to quarterly assessment and reallocation
105,879 Updated due to quarterly assessment and reallocation
9,501,735 Transfer of cap due to servicing transfer
09/28/2015
Purchase
Financial Instrument for Home Loan Modifications
$
100,000 N/A
5,179,534 Transfer of cap due to servicing transfer
$
(164,461)
$
5,015,073 Updated due to quarterly assessment and reallocation
$
(616,326)
$
$
10,000
$
4,408,747 Transfer of cap due to servicing transfer
03/28/2016
TX
$
03/16/2016
Amarillo
$
(400,000)
02/25/2016
Amarillo National Bank
(165,135)
$
12/28/2015
09/30/2010
$
10/15/2015
$
(13,035)
$
4,395,712 Updated due to quarterly assessment and reallocation
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
06/29/2011
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
06/28/2012
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
09/27/2012
$
(2)
$
145,052 Updated due to quarterly assessment and reallocation
4,398,747 Reallocation due to MHA program deobligation
63
03/25/2013
(1)
$
870,332 Updated due to quarterly assessment and reallocation
$
(13)
$
870,319 Updated due to quarterly assessment and reallocation
$
(870,319)
$
45,056
$
145,056 Updated portfolio data from servicer
$
(145,056)
$
45,056
$
145,056 Updated portfolio data from servicer
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
$
(2)
$
145,052 Updated due to quarterly assessment and reallocation
$
(1)
$
145,051 Updated due to quarterly assessment and reallocation
$
(232)
$
144,819 Updated due to quarterly assessment and reallocation
$
(8)
$
144,811 Updated due to quarterly assessment and reallocation
$
(96)
$
144,715 Updated due to quarterly assessment and reallocation
$
(191)
$
144,524 Updated due to quarterly assessment and reallocation
$
(63)
$
144,461 Updated due to quarterly assessment and reallocation
$
(7,654)
$
136,807 Updated due to quarterly assessment and reallocation
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
$
(3,595)
$
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
$
(7,597)
$
106,038 Reallocation due to MHA program deobligation
$
(159)
$
105,879 Updated due to quarterly assessment and reallocation
04/16/2015
$
20,000
$
05/26/2010
$
30,000
$
$
250,111
$
290,111 Updated portfolio data from servicer
$
59,889
$
350,000 Updated due to quarterly assessment and reallocation
$
(2)
$
349,998 Updated due to quarterly assessment and reallocation
$
(5)
$
349,993 Updated due to quarterly assessment and reallocation
$
(1)
$
349,992 Updated due to quarterly assessment and reallocation
$
(3)
$
349,989 Updated due to quarterly assessment and reallocation
$
(1)
$
349,988 Updated due to quarterly assessment and reallocation
$
(759)
$
349,229 Updated due to quarterly assessment and reallocation
$
(27)
$
349,202 Updated due to quarterly assessment and reallocation
$
(315)
$
348,887 Updated due to quarterly assessment and reallocation
$
(625)
$
348,262 Updated due to quarterly assessment and reallocation
$
(207)
$
348,055 Updated due to quarterly assessment and reallocation
12/29/2014
$
(3,496)
$
344,559 Updated due to quarterly assessment and reallocation
03/16/2015
$
(210,000)
$
134,559 Transfer of cap due to servicing transfer
03/26/2015
$
(2,703)
$
131,856 Updated due to quarterly assessment and reallocation
04/28/2015
$
(10,654)
$
121,202 Updated due to quarterly assessment and reallocation
06/25/2015
$
(2,527)
$
118,675 Updated due to quarterly assessment and reallocation
09/28/2015
$
(3,375)
$
115,300 Updated due to quarterly assessment and reallocation
12/28/2015
$
(2,498)
$
112,802 Updated due to quarterly assessment and reallocation
02/25/2016
$
(7,133)
$
03/28/2016
798,000,000 N/A
870,333 Updated due to quarterly assessment and reallocation
$
09/29/2014
$
870,334 Updated portfolio data from servicer
$
07/29/2014
Financial Instrument for Home Loan Modifications
800,000 Updated portfolio data from servicer
$
(1)
06/26/2014
Purchase
$
70,334
$
03/26/2014
CO
(570,000)
$
12/23/2013
Littleton
$
06/27/2013
Aurora Loan Services, LLC
1,370,000 Updated portfolio data from servicer
03/25/2013
05/01/2009
$
12/27/2012
3
(290,000)
09/27/2012
10,000 N/A
$
06/28/2012
- N/A
$
1,660,000 Updated portfolio data from servicer/additional program initial cap
06/29/2011
Financial Instrument for Home Loan Modifications
$
09/30/2010
Financial Instrument for Home Loan Modifications
70,000
03/28/2016
Purchase
$
02/25/2016
Purchase
$
12/28/2015
TN
60,000
09/28/2015
NJ
$
06/25/2015
Knoxville
$
07/16/2014
04/28/2015
Marlton
(159)
03/26/2015
Aurora Financial Group, Inc.
106,038 Reallocation due to MHA program deobligation
$
12/29/2014
Apex Bank (Bank of Camden)
$
09/29/2014
05/21/2010
(7,597)
07/29/2014
04/16/2015
113,635 Updated due to quarterly assessment and reallocation
$
09/30/2010
100,000 N/A
$
06/26/2014
$
(2,660)
03/26/2014
Financial Instrument for Home Loan Modifications
116,295 Updated due to quarterly assessment and reallocation
$
12/23/2013
Purchase
$
03/25/2013
NJ
(3,595)
09/27/2012
Parsippany
119,890 Updated due to quarterly assessment and reallocation
$
09/30/2010
100,000 N/A
$
06/28/2012
American Financial Resources Inc.
$
(2,691)
06/29/2011
09/30/2010
Financial Instrument for Home Loan Modifications
122,581 Updated due to quarterly assessment and reallocation
$
02/02/2011
Purchase
$
01/25/2012
CA
(11,347)
06/29/2011
Pasadena
133,928 Updated due to quarterly assessment and reallocation
$
03/30/2011
American Finance House LARIBA
136,807 Updated due to quarterly assessment and reallocation
$
01/06/2011
09/24/2010
$
(2,879)
01/22/2010
1,590,000 N/A
(7,654)
$
09/30/2010
$
144,461 Updated due to quarterly assessment and reallocation
$
07/14/2010
Financial Instrument for Home Loan Modifications
$
03/26/2010
Purchase
(63)
03/28/2016
CT
144,524 Updated due to quarterly assessment and reallocation
$
02/25/2016
East Hartford
$
12/28/2015
American Eagle Federal Credit Union
(191)
09/28/2015
12/09/2009
144,715 Updated due to quarterly assessment and reallocation
$
06/25/2015
3
$
04/28/2015
- N/A
(96)
03/26/2015
Financial Instrument for Home Loan Modifications
144,811 Updated due to quarterly assessment and reallocation
$
12/29/2014
Purchase
144,819 Updated due to quarterly assessment and reallocation
$
09/29/2014
IN
145,051 Updated due to quarterly assessment and reallocation
$
(8)
07/29/2014
New Castle
$
(232)
$
06/26/2014
Ameriana Bank
(1)
$
03/26/2014
07/16/2014
$
12/23/2013
$
(149)
$
06/17/2009
$
(338,450,000)
$
459,550,000 Updated portfolio data from servicer
09/30/2009
$
(11,860,000)
$
447,690,000 Updated portfolio data from servicer/additional program initial cap
105,879 Updated due to quarterly assessment and reallocation
60,000 Transfer of cap due to servicing transfer
- Termination of SPA
- Termination of SPA
116,295 Updated due to quarterly assessment and reallocation
20,000 Transfer of cap due to servicing transfer
40,000 Updated portfolio data from servicer/additional program initial cap
105,669 Reallocation due to MHA program deobligation
105,520 Updated due to quarterly assessment and reallocation
12/30/2009
$
21,330,000
$
469,020,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
9,150,000
$
478,170,000 Updated portfolio data from servicer
07/14/2010
$
(76,870,000)
$
401,300,000 Updated portfolio data from servicer
09/01/2010
$
400,000
$
401,700,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
(8,454,269)
$
393,245,731 Updated portfolio data from servicer
01/06/2011
$
(342)
$
393,245,389 Updated due to quarterly assessment and reallocation
03/30/2011
$
(374)
$
393,245,015 Updated due to quarterly assessment and reallocation
05/13/2011
$
18,000,000
$
411,245,015 Transfer of cap due to servicing transfer
06/29/2011
$
(3,273)
$
411,241,742 Updated due to quarterly assessment and reallocation
10/14/2011
$
(200,000)
$
411,041,742 Transfer of cap due to servicing transfer
03/15/2012
$
100,000
$
411,141,742 Transfer of cap due to servicing transfer
04/16/2012
$
(500,000)
$
410,641,742 Transfer of cap due to servicing transfer
64
06/28/2012
$
(1,768)
$
410,639,974 Updated due to quarterly assessment and reallocation
07/16/2012
$
(90,000)
$
410,549,974 Transfer of cap due to servicing transfer
08/16/2012
$
(134,230,000)
$
276,319,974 Transfer of cap due to servicing transfer
08/23/2012
$
(166,976,849)
$
109,343,125 Transfer of cap due to servicing transfer
09/27/2012
$
1
$
109,343,126 Updated due to quarterly assessment and reallocation
11/15/2012
$
(230,000)
$
109,113,126 Transfer of cap due to servicing transfer
03/25/2013
$
(1)
$
109,113,125 Updated due to quarterly assessment and reallocation
05/16/2013
$
(20,000)
$
109,093,125 Transfer of cap due to servicing transfer
06/14/2013
$
(50,000)
$
109,043,125 Transfer of cap due to servicing transfer
06/27/2013
$
(15)
$
109,043,110 Updated due to quarterly assessment and reallocation
07/09/2013
$
(23,179,591)
$
07/14/2010
$
4,440,000
$
09/24/2010
$
(5,500,000)
12/16/2013
$
40,000
$
40,000 Transfer of cap due to servicing transfer
12/29/2014
$
2,719
$
42,719 Updated due to quarterly assessment and reallocation
09/30/2010
$
765,945
$
2,465,945 Updated portfolio data from servicer
01/06/2011
$
(3)
$
2,465,942 Updated due to quarterly assessment and reallocation
03/30/2011
$
(4)
$
2,465,938 Updated due to quarterly assessment and reallocation
06/29/2011
$
(36)
$
2,465,902 Updated due to quarterly assessment and reallocation
06/28/2012
$
(30)
$
2,465,872 Updated due to quarterly assessment and reallocation
09/27/2012
$
(83)
$
2,465,789 Updated due to quarterly assessment and reallocation
12/27/2012
$
(14)
$
2,465,775 Updated due to quarterly assessment and reallocation
03/25/2013
$
(53)
$
2,465,722 Updated due to quarterly assessment and reallocation
06/27/2013
$
(20)
$
2,465,702 Updated due to quarterly assessment and reallocation
09/16/2013
$
460,000
$
2,925,702 Transfer of cap due to servicing transfer
09/27/2013
$
(7)
$
2,925,695 Updated due to quarterly assessment and reallocation
12/23/2013
$
(12,339)
$
2,913,356 Updated due to quarterly assessment and reallocation
01/16/2014
$
50,000
$
2,963,356 Transfer of cap due to servicing transfer
03/26/2014
$
(449)
$
2,962,907 Updated due to quarterly assessment and reallocation
04/16/2014
$
10,000
$
2,972,907 Transfer of cap due to servicing transfer
05/15/2014
$
20,000
$
2,992,907 Transfer of cap due to servicing transfer
06/26/2014
$
(5,322)
$
2,987,585 Updated due to quarterly assessment and reallocation
07/29/2014
$
(10,629)
$
2,976,956 Updated due to quarterly assessment and reallocation
09/29/2014
$
(3,515)
$
2,973,441 Updated due to quarterly assessment and reallocation
12/29/2014
$
(354,804)
$
2,618,637 Updated due to quarterly assessment and reallocation
03/26/2015
$
(134,454)
$
2,484,183 Updated due to quarterly assessment and reallocation
04/28/2015
$
(530,072)
$
1,954,111 Updated due to quarterly assessment and reallocation
06/25/2015
$
(126,525)
$
1,827,586 Updated due to quarterly assessment and reallocation
09/28/2015
$
(171,928)
$
1,655,658 Updated due to quarterly assessment and reallocation
12/28/2015
$
(147,262)
$
1,508,396 Updated due to quarterly assessment and reallocation
02/25/2016
$
(449,391)
$
1,059,005 Reallocation due to MHA program deobligation
03/28/2016
$
(9,603)
$
09/15/2011
$
100,000
$
06/12/2009
$
5,540,000
$
804,440,000 Updated portfolio data from servicer
09/30/2009
$
162,680,000
$
967,120,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
665,510,000
$
1,632,630,000 Updated portfolio data from servicer/additional program initial cap
01/26/2010
$
800,390,000
$
2,433,020,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(829,370,000)
$
1,603,650,000 Updated portfolio data from servicer
07/14/2010
$
(366,750,000)
$
1,236,900,000 Updated portfolio data from servicer
09/30/2010
$
95,300,000
$
1,332,200,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
222,941,084
$
1,555,141,084 Updated portfolio data from servicer
01/06/2011
$
(2,199)
$
1,555,138,885 Updated due to quarterly assessment and reallocation
03/30/2011
$
(2,548)
$
1,555,136,337 Updated due to quarterly assessment and reallocation
06/29/2011
$
(23,337)
$
1,555,113,000 Updated due to quarterly assessment and reallocation
08/16/2011
$
(300,000)
$
1,554,813,000 Transfer of cap due to servicing transfer
10/14/2011
$
(120,700,000)
$
1,434,113,000 Transfer of cap due to servicing transfer
11/16/2011
$
(900,000)
$
1,433,213,000 Transfer of cap due to servicing transfer
05/16/2012
$
(200,000)
$
1,433,013,000 Transfer of cap due to servicing transfer
06/28/2012
$
(17,893)
$
1,432,995,107 Updated due to quarterly assessment and reallocation
7
08/10/2012
$
(1,401,716,594)
$
7
10/16/2013
$
(260,902)
$
06/12/2009
$
3,318,840,000
$
5,182,840,000 Updated portfolio data from servicer
09/30/2009
$
(717,420,000)
$
4,465,420,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
2,290,780,000
$
01/26/2010
$
450,100,000
$
7,206,300,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
905,010,000
$
8,111,310,000 Updated portfolio data from servicer
04/19/2010
$
10,280,000
$
06/16/2010
$
286,510,000
$
8,408,100,000 Transfer of cap due to servicing transfer
07/14/2010
$
(1,787,300,000)
$
6,620,800,000 Updated portfolio data from servicer
09/30/2010
$
105,500,000
$
6,726,300,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
(614,527,362)
$
6,111,772,638 Updated portfolio data from servicer
12/15/2010
$
236,000,000
$
6,347,772,638 Transfer of cap due to servicing transfer
01/06/2011
$
(8,012)
$
6,347,764,626 Updated due to quarterly assessment and reallocation
02/16/2011
$
1,800,000
$
6,349,564,626 Transfer of cap due to servicing transfer
03/16/2011
$
100,000
$
6,349,664,626 Transfer of cap due to servicing transfer
03/30/2011
$
(9,190)
$
6,349,655,436 Updated due to quarterly assessment and reallocation
04/13/2011
$
200,000
$
6,349,855,436 Transfer of cap due to servicing transfer
05/13/2011
$
300,000
$
6,350,155,436 Transfer of cap due to servicing transfer
06/16/2011
$
(1,000,000)
$
6,349,155,436 Transfer of cap due to servicing transfer
11
03/03/2010
Axiom Bank (Urban Trust Bank)
Lake Mary
FL
Purchase
Financial Instrument for Home Loan Modifications
$
1,060,000 N/A
3
09/30/2010
Banco Popular de Puerto Rico
San Juan
PR
Purchase
Financial Instrument for Home Loan Modifications
09/15/2011
Bangor Savings Bank
Bangor
ME
Purchase
Financial Instrument for Home Loan Modifications
04/17/2009
Bank of America, N.A.
Simi Valley
CA
Purchase
Financial Instrument for Home Loan Modifications
$
04/17/2009
Bank of America, N.A. (BAC Home
Loans Servicing, LP)
Simi Valley
CA
Purchase
Financial Instrument for Home Loan Modifications
1,700,000 N/A
- N/A
$
$
3
798,900,000 N/A
1,864,000,000 N/A
85,863,519 Termination of SPA
5,500,000 Updated portfolio data from servicer
- Termination of SPA
1,049,402 Updated due to quarterly assessment and reallocation
100,000 Transfer of cap due to servicing transfer
31,278,513 Termination of SPA
31,017,611 Termination of SPA
6,756,200,000 Updated portfolio data from servicer/additional program initial cap
8,121,590,000 Transfer of cap due to servicing transfer
65
06/29/2011
6,344,073,089 Transfer of cap due to servicing transfer
$
120,600,000
$
6,464,673,089 Transfer of cap due to servicing transfer
$
317,956,289
$
6,782,629,378 Transfer of cap due to merger/acquisition
$
800,000
$
6,783,429,378 Transfer of cap due to servicing transfer
$
(17,600,000)
$
6,765,829,378 Transfer of cap due to servicing transfer
$
(2,100,000)
$
6,763,729,378 Transfer of cap due to servicing transfer
03/15/2012
$
(23,900,000)
$
6,739,829,378 Transfer of cap due to servicing transfer
04/16/2012
$
(63,800,000)
$
6,676,029,378 Transfer of cap due to servicing transfer
05/16/2012
$
20,000
$
6,676,049,378 Transfer of cap due to servicing transfer
06/14/2012
$
(8,860,000)
$
6,667,189,378 Transfer of cap due to servicing transfer
06/28/2012
$
(58,550)
$
6,667,130,828 Updated due to quarterly assessment and reallocation
07/16/2012
$
(6,840,000)
$
6,660,290,828 Transfer of cap due to servicing transfer
08/10/2012
$
1,401,716,594
$
8,062,007,423 Transfer of cap due to merger/acquisition
08/16/2012
$
(4,780,000)
$
8,057,227,423 Transfer of cap due to servicing transfer
09/27/2012
$
(205,946)
$
8,057,021,476 Updated due to quarterly assessment and reallocation
10/16/2012
$
(153,220,000)
$
7,903,801,476 Transfer of cap due to servicing transfer
11/15/2012
$
(27,300,000)
$
7,876,501,476 Transfer of cap due to servicing transfer
12/14/2012
$
(50,350,000)
$
7,826,151,476 Transfer of cap due to servicing transfer
12/27/2012
$
(33,515)
$
7,826,117,961 Updated due to quarterly assessment and reallocation
01/16/2013
$
(27,000,000)
$
7,799,117,961 Transfer of cap due to servicing transfer
02/14/2013
$
(41,830,000)
$
7,757,287,961 Transfer of cap due to servicing transfer
03/14/2013
$
(5,900,000)
$
7,751,387,961 Transfer of cap due to servicing transfer
03/25/2013
$
(122,604)
$
7,751,265,357 Updated due to quarterly assessment and reallocation
04/16/2013
$
(1,410,000)
$
7,749,855,357 Transfer of cap due to servicing transfer
05/16/2013
$
(940,000)
$
7,748,915,357 Transfer of cap due to servicing transfer
06/14/2013
$
(16,950,000)
$
7,731,965,357 Transfer of cap due to servicing transfer
06/27/2013
$
(45,103)
$
7,731,920,254 Updated due to quarterly assessment and reallocation
07/16/2013
$
(25,580,000)
$
7,706,340,254 Transfer of cap due to servicing transfer
08/15/2013
$
(6,730,000)
$
7,699,610,254 Transfer of cap due to servicing transfer
09/16/2013
$
(290,640,000)
$
7,408,970,254 Transfer of cap due to servicing transfer
09/27/2013
$
(15,411)
$
7,408,954,843 Updated due to quarterly assessment and reallocation
10/15/2013
$
(79,200,000)
$
7,329,754,843 Transfer of cap due to servicing transfer
10/16/2013
$
260,902
$
7,330,015,745 Transfer of cap due to merger/acquisition
11/14/2013
$
(14,600,000)
$
7,315,415,745 Transfer of cap due to servicing transfer
12/16/2013
$
(23,220,000)
$
7,292,195,745 Transfer of cap due to servicing transfer
12/23/2013
$
(25,226,860)
$
7,266,968,885 Updated due to quarterly assessment and reallocation
01/16/2014
$
(27,070,000)
$
7,239,898,885 Transfer of cap due to servicing transfer
02/13/2014
$
(110,110,000)
$
7,129,788,885 Transfer of cap due to servicing transfer
03/14/2014
$
(27,640,000)
$
7,102,148,885 Transfer of cap due to servicing transfer
03/26/2014
$
(868,425)
$
7,101,280,460 Updated due to quarterly assessment and reallocation
04/16/2014
$
(17,710,000)
$
7,083,570,460 Transfer of cap due to servicing transfer
05/15/2014
$
(30,040,000)
$
7,053,530,460 Transfer of cap due to servicing transfer
06/16/2014
$
(9,660,000)
$
7,043,870,460 Transfer of cap due to servicing transfer
06/26/2014
$
(10,084,970)
$
7,033,785,490 Updated due to quarterly assessment and reallocation
07/16/2014
$
(6,180,000)
$
7,027,605,490 Transfer of cap due to servicing transfer
07/29/2014
$
(19,885,198)
$
7,007,720,292 Updated due to quarterly assessment and reallocation
08/14/2014
$
(11,870,000)
$
6,995,850,292 Transfer of cap due to servicing transfer
09/16/2014
$
(21,390,000)
$
6,974,460,292 Transfer of cap due to servicing transfer
09/29/2014
$
(6,533,419)
$
6,967,926,873 Updated due to quarterly assessment and reallocation
10/16/2014
$
(18,450,000)
$
6,949,476,873 Transfer of cap due to servicing transfer
11/14/2014
$
(20,390,000)
$
6,929,086,873 Transfer of cap due to servicing transfer
12/16/2014
$
(9,530,000)
$
6,919,556,873 Transfer of cap due to servicing transfer
12/29/2014
$
(719,816,794)
$
6,199,740,079 Updated due to quarterly assessment and reallocation
01/15/2015
$
(1,240,000)
$
6,198,500,079 Transfer of cap due to servicing transfer
02/13/2015
$
(35,010,000)
$
6,163,490,079 Transfer of cap due to servicing transfer
03/16/2015
$
(4,990,000)
$
6,158,500,079 Transfer of cap due to servicing transfer
03/26/2015
$
(265,121,573)
$
5,893,378,506 Updated due to quarterly assessment and reallocation
04/16/2015
$
1,180,000
$
5,894,558,506 Transfer of cap due to servicing transfer
04/28/2015
$
(990,712,937)
$
4,903,845,569 Updated due to quarterly assessment and reallocation
05/14/2015
$
(6,070,000)
$
4,897,775,569 Transfer of cap due to servicing transfer
06/16/2015
$
(7,390,000)
$
4,890,385,569 Transfer of cap due to servicing transfer
06/25/2015
$
(232,108,104)
$
4,658,277,465 Updated due to quarterly assessment and reallocation
07/16/2015
$
2,950,000
$
4,661,227,465 Transfer of cap due to servicing transfer
08/14/2015
$
(6,830,000)
$
4,654,397,465 Transfer of cap due to servicing transfer
09/16/2015
$
(8,550,000)
$
4,645,847,465 Transfer of cap due to servicing transfer
09/28/2015
$
(308,347,786)
$
4,337,499,679 Updated due to quarterly assessment and reallocation
10/15/2015
$
(14,980,000)
$
4,322,519,679 Transfer of cap due to servicing transfer
11/16/2015
$
1,680,000
$
4,324,199,679 Transfer of cap due to servicing transfer
12/16/2015
$
(37,410,000)
$
4,286,789,679 Transfer of cap due to servicing transfer
12/28/2015
$
(220,497,529)
$
4,066,292,150 Updated due to quarterly assessment and reallocation
01/14/2016
$
7,480,000
$
4,073,772,150 Transfer of cap due to servicing transfer
02/16/2016
$
4,960,000
$
4,078,732,150 Transfer of cap due to servicing transfer
02/25/2016
$
(716,991,131)
$
3,361,741,019 Reallocation due to MHA program deobligation
03/16/2016
$
(6,710,000)
$
3,355,031,019 Transfer of cap due to servicing transfer
03/28/2016
$
(14,773,723)
$
3,340,257,296 Updated due to quarterly assessment and reallocation
04/14/2016
93,660,000 N/A
$
02/16/2012
$
(1,400,000)
12/15/2011
FL
6,345,473,089 Transfer of cap due to servicing transfer
$
11/16/2011
Miami Lakes
6,348,873,089 Transfer of cap due to servicing transfer
$
10/19/2011
Bank United
6,349,073,089 Updated due to quarterly assessment and reallocation
$
(3,400,000)
10/14/2011
Financial Instrument for Home Loan Modifications
$
(200,000)
$
09/15/2011
Purchase
(82,347)
$
08/16/2011
10/23/2009
$
07/14/2011
$
4,630,000
$
3,344,887,296 Transfer of cap due to servicing transfer
01/22/2010
$
4,370,000
$
98,030,000 Updated portfolio data from servicer/additional program initial cap
66
03/26/2010
107,050,956 Updated due to quarterly assessment and reallocation
$
(9,900,000)
$
97,150,956 Transfer of cap due to servicing transfer
$
(88)
$
97,150,868 Updated due to quarterly assessment and reallocation
$
(773)
$
97,150,095 Updated due to quarterly assessment and reallocation
$
(1,400,000)
$
95,750,095 Transfer of cap due to servicing transfer
$
(277)
$
95,749,818 Updated due to quarterly assessment and reallocation
09/27/2012
$
(549)
$
95,749,269 Updated due to quarterly assessment and reallocation
12/27/2012
$
(65)
$
95,749,204 Updated due to quarterly assessment and reallocation
02/14/2013
$
(2,670,000)
$
93,079,204 Transfer of cap due to servicing transfer
03/25/2013
$
(142)
$
93,079,062 Updated due to quarterly assessment and reallocation
05/16/2013
$
(610,000)
$
92,469,062 Transfer of cap due to servicing transfer
06/27/2013
$
(48)
$
92,469,014 Updated due to quarterly assessment and reallocation
09/16/2013
$
(40,000)
$
92,429,014 Transfer of cap due to servicing transfer
09/27/2013
$
(14)
$
92,429,000 Updated due to quarterly assessment and reallocation
11/14/2013
$
(30,000)
$
12/16/2013
$
(1,190,000)
$
91,209,000 Transfer of cap due to servicing transfer
12/23/2013
$
(14,953)
$
91,194,047 Updated due to quarterly assessment and reallocation
02/13/2014
$
(170,000)
$
91,024,047 Transfer of cap due to servicing transfer
03/26/2014
$
(721)
$
91,023,326 Updated due to quarterly assessment and reallocation
06/16/2014
$
(660,000)
$
90,363,326 Transfer of cap due to servicing transfer
06/26/2014
$
(6,982)
$
90,356,344 Updated due to quarterly assessment and reallocation
07/29/2014
$
(13,755)
$
90,342,589 Updated due to quarterly assessment and reallocation
09/16/2014
$
(440,000)
$
89,902,589 Transfer of cap due to servicing transfer
09/29/2014
$
(3,805)
$
89,898,784 Updated due to quarterly assessment and reallocation
12/16/2014
$
(250,000)
$
12/29/2014
$
11,779,329
$
101,428,113 Updated due to quarterly assessment and reallocation
01/15/2015
$
(100,000)
$
101,328,113 Transfer of cap due to servicing transfer
03/16/2015
$
(600,000)
$
100,728,113 Transfer of cap due to servicing transfer
03/26/2015
$
(7,703)
$
100,720,410 Updated due to quarterly assessment and reallocation
04/16/2015
$
(330,000)
$
100,390,410 Transfer of cap due to servicing transfer
04/28/2015
$
189,139
$
100,579,549 Updated due to quarterly assessment and reallocation
05/14/2015
$
(10,000)
$
100,569,549 Transfer of cap due to servicing transfer
06/25/2015
$
311,061
$
100,880,610 Updated due to quarterly assessment and reallocation
09/28/2015
$
2,219,656
$
103,100,266 Updated due to quarterly assessment and reallocation
11/16/2015
$
(30,000)
$
12/28/2015
$
2,627,838
$
105,698,104 Updated due to quarterly assessment and reallocation
02/25/2016
$
(3,503,217)
$
102,194,887 Reallocation due to MHA program deobligation
03/28/2016
$
(74,514)
$
102,120,373 Updated due to quarterly assessment and reallocation
10/02/2009
$
90,000
$
12/30/2009
$
1,460,000
$
1,960,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
410,000 N/A
$
06/28/2012
$
(77)
03/15/2012
Financial Instrument for Home Loan Modifications
107,051,033 Updated portfolio data from servicer
$
06/29/2011
Purchase
105,300,000 Updated portfolio data from servicer
$
03/30/2011
CA
121,910,000 Updated portfolio data from servicer
$
1,751,033
03/16/2011
Capitola
$
(16,610,000)
$
01/06/2011
Bay Federal Credit Union
23,880,000
$
09/30/2010
09/16/2009
$
07/14/2010
$
160,000
$
2,120,000 Updated portfolio data from servicer
07/14/2010
92,399,000 Transfer of cap due to servicing transfer
89,648,784 Transfer of cap due to servicing transfer
103,070,266 Transfer of cap due to servicing transfer
500,000 Updated portfolio data from servicer/additional program initial cap
Bayview Loan Servicing, LLC
Coral Gables
FL
Purchase
Financial Instrument for Home Loan Modifications
$
230,000 N/A
44,260,000 N/A
$
580,220 Updated due to quarterly assessment and reallocation
(8)
$
580,212 Updated due to quarterly assessment and reallocation
$
(580,212)
01/22/2010
$
10,000
$
240,000 Updated portfolio data from servicer/additional program initial cap
$
440,000
$
680,000 Updated portfolio data from servicer
$
(80,000)
$
600,000 Updated portfolio data from servicer
$
(19,778)
$
10/15/2010
07/01/2009
$
(1)
$
09/30/2010
Financial Instrument for Home Loan Modifications
580,221 Updated due to quarterly assessment and reallocation
$
07/14/2010
Purchase
580,222 Updated portfolio data from servicer
$
03/26/2010
FL
2,000,000 Updated portfolio data from servicer
$
(1)
01/25/2012
Tampa
$
(1,419,778)
06/29/2011
Bay Gulf Credit Union
(120,000)
$
$
03/30/2011
12/09/2009
$
09/30/2010
01/06/2011
$
(580,222)
09/30/2009
$
23,850,000
$
68,110,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
43,590,000
$
111,700,000 Updated portfolio data from servicer/additional program initial cap
146,240,000 Updated portfolio data from servicer
- Termination of SPA
580,222 Updated portfolio data from servicer
- Termination of SPA
03/26/2010
$
34,540,000
$
05/07/2010
$
1,010,000
$
147,250,000 Updated portfolio data from servicer/additional program initial cap
07/14/2010
$
(34,250,000)
$
113,000,000 Updated portfolio data from servicer
09/30/2010
$
600,000
$
113,600,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
(15,252,303)
$
98,347,697 Updated portfolio data from servicer
01/06/2011
$
(70)
$
98,347,627 Updated due to quarterly assessment and reallocation
03/30/2011
$
(86)
$
98,347,541 Updated due to quarterly assessment and reallocation
04/13/2011
$
400,000
$
05/13/2011
$
100,000
$
98,847,541 Transfer of cap due to servicing transfer
06/29/2011
$
(771)
$
98,846,770 Updated due to quarterly assessment and reallocation
09/15/2011
$
600,000
$
99,446,770 Transfer of cap due to servicing transfer
10/14/2011
$
(18,900,000)
$
80,546,770 Transfer of cap due to servicing transfer
01/13/2012
$
900,000
$
81,446,770 Transfer of cap due to servicing transfer
02/16/2012
$
2,400,000
$
83,846,770 Transfer of cap due to servicing transfer
03/15/2012
$
(100,000)
$
83,746,770 Transfer of cap due to servicing transfer
04/16/2012
$
200,000
$
83,946,770 Transfer of cap due to servicing transfer
05/16/2012
$
30,000
$
06/14/2012
$
1,810,000
$
85,786,770 Transfer of cap due to servicing transfer
06/28/2012
$
(508)
$
85,786,262 Updated due to quarterly assessment and reallocation
07/16/2012
$
2,660,000
$
88,446,262 Transfer of cap due to servicing transfer
09/27/2012
$
(1,249)
$
88,445,013 Updated due to quarterly assessment and reallocation
10/16/2012
$
160,000
$
88,605,013 Transfer of cap due to servicing transfer
11/15/2012
$
6,970,000
$
95,575,013 Transfer of cap due to servicing transfer
98,747,541 Transfer of cap due to servicing transfer
83,976,770 Transfer of cap due to servicing transfer
67
12/14/2012
122,953,384 Updated due to quarterly assessment and reallocation
$
21,430,000
$
144,383,384 Transfer of cap due to servicing transfer
$
11,730,000
$
156,113,384 Transfer of cap due to servicing transfer
$
(91)
$
156,113,293 Updated due to quarterly assessment and reallocation
$
5,430,000
$
161,543,293 Transfer of cap due to servicing transfer
$
20,900,000
$
182,443,293 Transfer of cap due to servicing transfer
$
260,000
$
182,703,293 Transfer of cap due to servicing transfer
$
(131,553)
$
182,571,740 Updated due to quarterly assessment and reallocation
$
1,070,000
$
183,641,740 Transfer of cap due to servicing transfer
$
2,570,000
$
186,211,740 Transfer of cap due to servicing transfer
$
1,530,000
$
187,741,740 Transfer of cap due to servicing transfer
$
(1,050)
$
187,740,690 Updated due to quarterly assessment and reallocation
$
5,270,000
$
193,010,690 Transfer of cap due to servicing transfer
$
500,000
$
193,510,690 Transfer of cap due to servicing transfer
$
2,600,000
$
196,110,690 Transfer of cap due to servicing transfer
$
18,557,651
$
214,668,341 Updated due to quarterly assessment and reallocation
07/16/2014
$
10,000
$
214,678,341 Transfer of cap due to servicing transfer
07/29/2014
$
13,360,843
$
228,039,184 Updated due to quarterly assessment and reallocation
08/14/2014
$
4,260,000
$
232,299,184 Transfer of cap due to servicing transfer
09/16/2014
$
260,000
$
232,559,184 Transfer of cap due to servicing transfer
09/29/2014
$
13,718,841
$
246,278,025 Updated due to quarterly assessment and reallocation
10/16/2014
$
(680,000)
$
245,598,025 Transfer of cap due to servicing transfer
11/14/2014
$
6,070,000
$
251,668,025 Transfer of cap due to servicing transfer
12/16/2014
$
10,000
$
251,678,025 Transfer of cap due to servicing transfer
12/29/2014
$
81,111,129
$
332,789,154 Updated due to quarterly assessment and reallocation
01/15/2015
$
330,000
$
333,119,154 Transfer of cap due to servicing transfer
02/13/2015
$
120,000
$
333,239,154 Transfer of cap due to servicing transfer
03/16/2015
$
39,430,000
$
372,669,154 Transfer of cap due to servicing transfer
03/26/2015
$
36,955,812
$
409,624,966 Updated due to quarterly assessment and reallocation
04/16/2015
$
6,870,000
$
416,494,966 Transfer of cap due to servicing transfer
04/28/2015
$
(752,669)
$
415,742,297 Updated due to quarterly assessment and reallocation
05/14/2015
$
5,890,000
$
421,632,297 Transfer of cap due to servicing transfer
06/16/2015
$
16,940,000
$
438,572,297 Transfer of cap due to servicing transfer
06/25/2015
$
(180,754)
$
438,391,543 Updated due to quarterly assessment and reallocation
07/16/2015
$
9,500,000
$
447,891,543 Transfer of cap due to servicing transfer
08/14/2015
$
430,000
$
448,321,543 Transfer of cap due to servicing transfer
09/16/2015
$
(3,540,000)
$
444,781,543 Transfer of cap due to servicing transfer
09/28/2015
$
12,163,584
$
456,945,127 Updated due to quarterly assessment and reallocation
10/15/2015
$
16,640,000
$
473,585,127 Transfer of cap due to servicing transfer
11/16/2015
$
(3,150,000)
$
470,435,127 Transfer of cap due to servicing transfer
12/16/2015
$
11,150,000
$
481,585,127 Transfer of cap due to servicing transfer
12/28/2015
$
(435,564)
$
481,149,563 Updated due to quarterly assessment and reallocation
01/14/2016
$
(180,000)
$
480,969,563 Transfer of cap due to servicing transfer
02/16/2016
$
(17,340,000)
$
463,629,563 Transfer of cap due to servicing transfer
02/25/2016
$
(950,288)
$
462,679,275 Reallocation due to MHA program deobligation
03/16/2016
$
(530,000)
$
462,149,275 Transfer of cap due to servicing transfer
03/28/2016
$
38,851,352
$
501,000,627 Updated due to quarterly assessment and reallocation
04/14/2016
$
530,000
$
501,530,627 Transfer of cap due to servicing transfer
05/15/2014
$
30,000
$
30,000 Transfer of cap due to servicing transfer
11/14/2014
$
40,000
$
04/16/2015
$
20,000
$
09/30/2010
$
1,040,667
$
1,740,667 Updated portfolio data from servicer
01/06/2011
$
(2)
$
1,740,665 Updated due to quarterly assessment and reallocation
03/30/2011
$
(3)
$
1,740,662 Updated due to quarterly assessment and reallocation
06/29/2011
$
(28)
$
1,740,634 Updated due to quarterly assessment and reallocation
08/10/2011
3
$
06/26/2014
- N/A
(308)
06/16/2014
Financial Instrument for Home Loan Modifications
122,953,692 Transfer of cap due to servicing transfer
$
05/15/2014
Purchase
$
04/16/2014
CA
7,470,000
03/26/2014
Woodland Hills
115,483,692 Transfer of cap due to servicing transfer
$
03/14/2014
Bridgelock Capital dba Peak Loan
Servicing
114,823,692 Transfer of cap due to servicing transfer
$
02/13/2014
07/16/2013
$
660,000
01/16/2014
700,000 N/A
1,490,000
$
12/23/2013
$
113,333,692 Updated due to quarterly assessment and reallocation
$
12/16/2013
Financial Instrument for Home Loan Modifications
$
11/14/2013
Purchase
(1,023)
10/15/2013
OH
113,334,715 Transfer of cap due to servicing transfer
$
09/27/2013
Cincinanati
$
09/16/2013
Bramble Savings Bank
830,000
07/16/2013
08/20/2010
112,504,715 Transfer of cap due to servicing transfer
$
06/27/2013
3
$
06/14/2013
- N/A
3,250,000
05/16/2013
Financial Instrument for Home Loan Modifications
109,254,715 Transfer of cap due to servicing transfer
$
04/16/2013
Purchase
109,164,715 Updated due to quarterly assessment and reallocation
$
03/25/2013
IL
109,165,013 Transfer of cap due to servicing transfer
$
90,000
03/14/2013
Chicago
$
(298)
$
02/14/2013
BMO Harris Bank, NA
13,590,000
$
01/16/2013
05/15/2014
$
12/27/2012
$
(1,740,634)
07/16/2013
$
10,000
$
12/16/2013
$
70,000 Transfer of cap due to servicing transfer
90,000 Transfer of cap due to servicing transfer
- Termination of SPA
10,000 Transfer of cap due to servicing transfer
30,000
$
04/16/2014
$
30,000
$
70,000 Transfer of cap due to servicing transfer
06/16/2014
$
40,000
$
110,000 Transfer of cap due to servicing transfer
06/26/2014
$
(21)
$
109,979 Updated due to quarterly assessment and reallocation
07/29/2014
$
(43)
$
109,936 Updated due to quarterly assessment and reallocation
09/29/2014
$
(14)
$
109,922 Updated due to quarterly assessment and reallocation
10/16/2014
$
40,000
$
12/16/2014
$
(30,000)
$
119,922 Transfer of cap due to servicing transfer
12/29/2014
$
(3,430)
$
116,492 Updated due to quarterly assessment and reallocation
03/26/2015
$
(1,290)
$
115,202 Updated due to quarterly assessment and reallocation
04/28/2015
$
(5,084)
$
110,118 Updated due to quarterly assessment and reallocation
06/25/2015
$
(1,206)
$
108,912 Updated due to quarterly assessment and reallocation
08/14/2015
$
10,000
$
118,912 Transfer of cap due to servicing transfer
40,000 Transfer of cap due to servicing transfer
149,922 Transfer of cap due to servicing transfer
68
09/16/2015
09/15/2010
$
1,000,000
$
1,000,000 Transfer of cap due to servicing transfer
$
450,556
$
1,450,556 Updated portfolio data from servicer
$
(2)
$
1,450,554 Updated due to quarterly assessment and reallocation
$
3,000,000
$
$
10,200,000
$
14,650,554 Transfer of cap due to servicing transfer
$
(24)
$
14,650,530 Updated due to quarterly assessment and reallocation
$
(227)
$
14,650,303 Updated due to quarterly assessment and reallocation
$
12,000,000
$
26,650,303 Transfer of cap due to servicing transfer
$
4,100,000
$
30,750,303 Transfer of cap due to servicing transfer
$
900,000
$
$
300,000
$
31,950,303 Transfer of cap due to servicing transfer
06/28/2012
$
(266)
$
31,950,037 Updated due to quarterly assessment and reallocation
09/27/2012
$
(689)
$
31,949,348 Updated due to quarterly assessment and reallocation
11/15/2012
$
720,000
$
32,669,348 Transfer of cap due to servicing transfer
12/27/2012
$
(114)
$
32,669,234 Updated due to quarterly assessment and reallocation
01/16/2013
$
8,020,000
$
40,689,234 Transfer of cap due to servicing transfer
03/25/2013
$
(591)
$
40,688,643 Updated due to quarterly assessment and reallocation
05/16/2013
$
(40,000)
$
40,648,643 Transfer of cap due to servicing transfer
06/27/2013
$
(223)
$
40,648,420 Updated due to quarterly assessment and reallocation
09/27/2013
$
(80)
$
40,648,340 Updated due to quarterly assessment and reallocation
12/23/2013
$
(135,776)
$
40,512,564 Updated due to quarterly assessment and reallocation
01/16/2014
$
(1,130,000)
$
39,382,564 Transfer of cap due to servicing transfer
02/13/2014
$
(2,500,000)
$
03/14/2014
$
90,000
$
36,972,564 Transfer of cap due to servicing transfer
03/26/2014
$
(4,697)
$
36,967,867 Updated due to quarterly assessment and reallocation
06/26/2014
$
(55,442)
$
36,912,425 Updated due to quarterly assessment and reallocation
07/16/2014
$
2,590,000
$
39,502,425 Transfer of cap due to servicing transfer
07/29/2014
$
(120,725)
$
39,381,700 Updated due to quarterly assessment and reallocation
09/29/2014
$
(40,882)
$
39,340,818 Updated due to quarterly assessment and reallocation
10/16/2014
$
7,680,000
$
47,020,818 Transfer of cap due to servicing transfer
11/14/2014
$
7,720,000
$
12/16/2014
$
4,210,000
$
58,950,818 Transfer of cap due to servicing transfer
12/29/2014
$
(8,067,210)
$
50,883,608 Updated due to quarterly assessment and reallocation
01/15/2015
$
2,100,000
$
52,983,608 Transfer of cap due to servicing transfer
02/13/2015
$
80,000
$
03/16/2015
$
8,990,000
$
62,053,608 Transfer of cap due to servicing transfer
03/26/2015
$
(3,781,724)
$
58,271,884 Updated due to quarterly assessment and reallocation
04/16/2015
$
(20,000)
$
58,251,884 Transfer of cap due to servicing transfer
04/28/2015
$
(14,815,120)
$
43,436,764 Updated due to quarterly assessment and reallocation
05/14/2015
$
2,670,000
$
06/16/2015
$
(30,000)
$
46,076,764 Transfer of cap due to servicing transfer
06/25/2015
$
(3,633,382)
$
42,443,382 Updated due to quarterly assessment and reallocation
07/16/2015
$
1,440,000
$
43,883,382 Transfer of cap due to servicing transfer
08/14/2015
$
(10,000)
$
43,873,382 Transfer of cap due to servicing transfer
09/16/2015
$
7,260,000
$
51,133,382 Transfer of cap due to servicing transfer
09/28/2015
$
(5,284,205)
$
45,849,177 Updated due to quarterly assessment and reallocation
10/15/2015
$
12,370,000
$
58,219,177 Transfer of cap due to servicing transfer
11/16/2015
$
4,160,000
$
12/16/2015
$
10,500,000
$
72,879,177 Transfer of cap due to servicing transfer
12/28/2015
$
(7,908,989)
$
64,970,188 Updated due to quarterly assessment and reallocation
01/14/2016
$
(1,130,000)
$
63,840,188 Transfer of cap due to servicing transfer
02/16/2016
$
(50,000)
$
63,790,188 Transfer of cap due to servicing transfer
02/25/2016
$
(22,722,990)
$
41,067,198 Reallocation due to MHA program deobligation
03/16/2016
$
3,010,000
$
44,077,198 Transfer of cap due to servicing transfer
03/28/2016
$
(507,342)
$
43,569,856 Updated due to quarterly assessment and reallocation
04/14/2016
3
$
04/16/2012
- N/A
(133)
01/13/2012
Financial Instrument for Home Loan Modifications
105,072 Reallocation due to MHA program deobligation
$
12/15/2011
Purchase
$
07/14/2011
CA
(6,381)
06/29/2011
Sacramento
$
03/30/2011
California Housing Finance Agency
111,453 Updated due to quarterly assessment and reallocation
03/16/2011
03/14/2014
113,687 Transfer of cap due to servicing transfer
$
02/16/2011
3
$
(2,234)
01/06/2011
- N/A
(20,000)
$
09/30/2010
Financial Instrument for Home Loan Modifications
$
03/28/2016
Purchase
123,687 Updated due to quarterly assessment and reallocation
$
02/25/2016
OK
128,912 Transfer of cap due to servicing transfer
$
10,000
12/28/2015
Oklahoma City
$
(5,225)
$
11/16/2015
09/15/2010
10,000
$
10/15/2015
Caliber Home Loans, Inc (Vericrest
Financial, Inc.)
$
09/28/2015
$
(280,000)
$
43,289,856 Transfer of cap due to servicing transfer
03/14/2014
$
210,000
$
210,000 Transfer of cap due to servicing transfer
03/26/2014
$
(20)
$
209,980 Updated due to quarterly assessment and reallocation
06/16/2014
$
10,000
$
219,980 Transfer of cap due to servicing transfer
133,687 Transfer of cap due to servicing transfer
104,939 Updated due to quarterly assessment and reallocation
4,450,554 Transfer of cap due to servicing transfer
31,650,303 Transfer of cap due to servicing transfer
36,882,564 Transfer of cap due to servicing transfer
54,740,818 Transfer of cap due to servicing transfer
53,063,608 Transfer of cap due to servicing transfer
46,106,764 Transfer of cap due to servicing transfer
62,379,177 Transfer of cap due to servicing transfer
06/26/2014
$
(258)
$
219,722 Updated due to quarterly assessment and reallocation
07/29/2014
$
(512)
$
219,210 Updated due to quarterly assessment and reallocation
09/29/2014
$
(169)
$
219,041 Updated due to quarterly assessment and reallocation
12/29/2014
$
(20,494)
$
198,547 Updated due to quarterly assessment and reallocation
01/15/2015
$
110,000
$
308,547 Transfer of cap due to servicing transfer
03/26/2015
$
(16,311)
$
292,236 Updated due to quarterly assessment and reallocation
04/28/2015
$
(64,289)
$
227,947 Updated due to quarterly assessment and reallocation
06/25/2015
$
(15,247)
$
212,700 Updated due to quarterly assessment and reallocation
09/28/2015
$
(20,367)
$
192,333 Updated due to quarterly assessment and reallocation
12/28/2015
$
(15,073)
$
177,260 Updated due to quarterly assessment and reallocation
02/25/2016
$
(43,047)
$
134,213 Reallocation due to MHA program deobligation
03/28/2016
$
(899)
$
133,314 Updated due to quarterly assessment and reallocation
04/14/2016
$
360,000
$
493,314 Transfer of cap due to servicing transfer
69
09/30/2010
145,052 Updated due to quarterly assessment and reallocation
$
(1)
$
145,051 Updated due to quarterly assessment and reallocation
$
(232)
$
144,819 Updated due to quarterly assessment and reallocation
$
(8)
$
144,811 Updated due to quarterly assessment and reallocation
$
(96)
$
144,715 Updated due to quarterly assessment and reallocation
$
(191)
$
144,524 Updated due to quarterly assessment and reallocation
$
(63)
$
144,461 Updated due to quarterly assessment and reallocation
$
(7,654)
$
136,807 Updated due to quarterly assessment and reallocation
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
06/25/2015
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
09/28/2015
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
12/28/2015
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
02/25/2016
$
(7,597)
$
03/28/2016
195,000,000 N/A
$
04/28/2015
$
(2)
03/26/2015
Financial Instrument for Home Loan Modifications
145,054 Updated due to quarterly assessment and reallocation
$
12/29/2014
Purchase
145,055 Updated due to quarterly assessment and reallocation
$
09/29/2014
CA
145,056 Updated portfolio data from servicer
$
07/29/2014
Santa Ana
$
(1)
06/26/2014
100,000 N/A
(1)
03/26/2014
$
45,056
12/23/2013
Carrington Mortgage Services, LLC
Financial Instrument for Home Loan Modifications
$
03/25/2013
04/27/2009
Purchase
$
09/27/2012
FL
$
06/28/2012
Coral Gables
09/30/2010
06/29/2011
Capital International Financial, Inc.
$
(159)
$
06/17/2009
$
(63,980,000)
$
131,020,000 Updated portfolio data from servicer
09/30/2009
$
90,990,000
$
222,010,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
57,980,000
$
279,990,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
74,520,000
$
354,510,000 Updated portfolio data from servicer
07/14/2010
$
(75,610,000)
$
278,900,000 Updated portfolio data from servicer
08/13/2010
$
1,100,000
$
280,000,000 Transfer of cap due to servicing transfer
09/30/2010
$
3,763,685
$
283,763,685 Updated portfolio data from servicer
12/15/2010
$
300,000
$
284,063,685 Transfer of cap due to servicing transfer
01/06/2011
$
(325)
$
284,063,360 Updated due to quarterly assessment and reallocation
01/13/2011
$
2,400,000
$
286,463,360 Transfer of cap due to servicing transfer
03/30/2011
$
(384)
$
286,462,976 Updated due to quarterly assessment and reallocation
06/29/2011
$
(3,592)
$
286,459,384 Updated due to quarterly assessment and reallocation
08/16/2011
$
1,800,000
$
288,259,384 Transfer of cap due to servicing transfer
09/15/2011
$
100,000
$
288,359,384 Transfer of cap due to servicing transfer
11/16/2011
$
1,000,000
$
289,359,384 Transfer of cap due to servicing transfer
02/16/2012
$
1,100,000
$
290,459,384 Transfer of cap due to servicing transfer
04/16/2012
$
100,000
$
290,559,384 Transfer of cap due to servicing transfer
05/16/2012
$
850,000
$
291,409,384 Transfer of cap due to servicing transfer
06/14/2012
$
2,240,000
$
293,649,384 Transfer of cap due to servicing transfer
06/28/2012
$
(2,520)
$
293,646,864 Updated due to quarterly assessment and reallocation
07/16/2012
$
1,690,000
$
295,336,864 Transfer of cap due to servicing transfer
08/16/2012
$
(30,000)
$
295,306,864 Transfer of cap due to servicing transfer
09/27/2012
$
(6,632)
$
295,300,232 Updated due to quarterly assessment and reallocation
10/16/2012
$
2,880,000
$
298,180,232 Transfer of cap due to servicing transfer
11/15/2012
$
1,500,000
$
299,680,232 Transfer of cap due to servicing transfer
12/14/2012
$
2,040,000
$
301,720,232 Transfer of cap due to servicing transfer
12/27/2012
$
(1,103)
$
301,719,129 Updated due to quarterly assessment and reallocation
01/16/2013
$
(10,000)
$
301,709,129 Transfer of cap due to servicing transfer
02/14/2013
$
4,960,000
$
306,669,129 Transfer of cap due to servicing transfer
03/14/2013
$
(30,000)
$
306,639,129 Transfer of cap due to servicing transfer
03/25/2013
$
(4,179)
$
306,634,950 Updated due to quarterly assessment and reallocation
04/16/2013
$
(70,000)
$
306,564,950 Transfer of cap due to servicing transfer
05/16/2013
$
1,570,000
$
308,134,950 Transfer of cap due to servicing transfer
06/14/2013
$
(1,880,000)
$
306,254,950 Transfer of cap due to servicing transfer
06/27/2013
$
(1,522)
$
306,253,428 Updated due to quarterly assessment and reallocation
07/16/2013
$
270,000
$
306,523,428 Transfer of cap due to servicing transfer
09/16/2013
$
5,370,000
$
311,893,428 Transfer of cap due to servicing transfer
09/27/2013
$
(525)
$
311,892,903 Updated due to quarterly assessment and reallocation
10/15/2013
$
(240,000)
$
311,652,903 Transfer of cap due to servicing transfer
11/14/2013
$
2,000,000
$
313,652,903 Transfer of cap due to servicing transfer
12/16/2013
$
1,370,000
$
315,022,903 Transfer of cap due to servicing transfer
12/23/2013
$
(873,891)
$
314,149,012 Updated due to quarterly assessment and reallocation
01/16/2014
$
120,000
$
314,269,012 Transfer of cap due to servicing transfer
02/13/2014
$
280,000
$
314,549,012 Transfer of cap due to servicing transfer
03/14/2014
$
50,000
$
314,599,012 Transfer of cap due to servicing transfer
03/26/2014
$
(30,084)
$
314,568,928 Updated due to quarterly assessment and reallocation
04/16/2014
$
2,660,000
$
317,228,928 Transfer of cap due to servicing transfer
05/15/2014
$
(430,000)
$
316,798,928 Transfer of cap due to servicing transfer
06/16/2014
$
(130,000)
$
316,668,928 Transfer of cap due to servicing transfer
06/26/2014
$
(351,513)
$
316,317,415 Updated due to quarterly assessment and reallocation
07/16/2014
$
(23,460,000)
$
292,857,415 Transfer of cap due to servicing transfer
07/29/2014
$
(621,598)
$
292,235,817 Updated due to quarterly assessment and reallocation
08/14/2014
$
(560,000)
$
291,675,817 Transfer of cap due to servicing transfer
09/16/2014
$
8,810,000
$
300,485,817 Transfer of cap due to servicing transfer
09/29/2014
$
(205,371)
$
300,280,446 Updated due to quarterly assessment and reallocation
10/16/2014
$
(19,600,000)
$
280,680,446 Transfer of cap due to servicing transfer
11/14/2014
$
10,000
$
280,690,446 Transfer of cap due to servicing transfer
12/16/2014
$
50,000
$
280,740,446 Transfer of cap due to servicing transfer
12/29/2014
$
(14,927,467)
$
265,812,979 Updated due to quarterly assessment and reallocation
01/15/2015
$
32,230,000
$
298,042,979 Transfer of cap due to servicing transfer
03/16/2015
$
(20,000)
$
298,022,979 Transfer of cap due to servicing transfer
03/26/2015
$
(8,127,120)
$
289,895,859 Updated due to quarterly assessment and reallocation
106,038 Reallocation due to MHA program deobligation
105,879 Updated due to quarterly assessment and reallocation
70
04/16/2015
267,890,493 Transfer of cap due to servicing transfer
$
(8,177,266)
$
259,713,227 Updated due to quarterly assessment and reallocation
$
(270,000)
$
259,443,227 Transfer of cap due to servicing transfer
$
(150,000)
$
259,293,227 Transfer of cap due to servicing transfer
$
(680,000)
$
258,613,227 Transfer of cap due to servicing transfer
$
(10,203,040)
$
248,410,187 Updated due to quarterly assessment and reallocation
10/15/2015
$
(730,000)
$
247,680,187 Transfer of cap due to servicing transfer
11/16/2015
$
(540,000)
$
247,140,187 Transfer of cap due to servicing transfer
12/16/2015
$
(50,000)
$
247,090,187 Transfer of cap due to servicing transfer
12/28/2015
$
(6,579,685)
$
240,510,502 Updated due to quarterly assessment and reallocation
01/14/2016
$
(420,000)
$
240,090,502 Transfer of cap due to servicing transfer
02/16/2016
$
30,000
$
240,120,502 Transfer of cap due to servicing transfer
02/25/2016
$
(24,021,774)
$
216,098,728 Reallocation due to MHA program deobligation
03/16/2016
$
4,710,000
$
220,808,728 Transfer of cap due to servicing transfer
03/28/2016
$
(580,686)
$
220,228,042 Updated due to quarterly assessment and reallocation
04/14/2016
$
6,440,000
$
226,668,042 Transfer of cap due to servicing transfer
09/30/2009
$
13,070,000
$
29,590,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
16,520,000 N/A
$
09/28/2015
$
9,790,000
09/16/2015
Financial Instrument for Home Loan Modifications
258,100,493 Transfer of cap due to servicing transfer
$
08/14/2015
Purchase
258,130,493 Updated due to quarterly assessment and reallocation
$
07/16/2015
VA
289,935,859 Transfer of cap due to servicing transfer
$
(30,000)
06/25/2015
Glen Allen
$
(31,805,366)
$
06/16/2015
CCO Mortgage, a division of RBS
Citizens NA
40,000
$
05/14/2015
06/17/2009
$
04/28/2015
$
145,510,000
$
175,100,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
(475)
$
42,644,071 Updated due to quarterly assessment and reallocation
$
(175)
$
42,643,896 Updated due to quarterly assessment and reallocation
$
(62)
$
42,643,834 Updated due to quarterly assessment and reallocation
$
(97,446)
$
42,546,388 Updated due to quarterly assessment and reallocation
$
(3,201)
$
42,543,187 Updated due to quarterly assessment and reallocation
$
(35,874)
$
42,507,313 Updated due to quarterly assessment and reallocation
$
(69,315)
$
42,437,998 Updated due to quarterly assessment and reallocation
$
(21,381)
$
42,416,617 Updated due to quarterly assessment and reallocation
$
(960,875)
$
41,455,742 Updated due to quarterly assessment and reallocation
$
(307,107)
$
41,148,635 Updated due to quarterly assessment and reallocation
$
3,297,369
$
44,446,004 Updated due to quarterly assessment and reallocation
$
(31,427)
$
44,414,577 Updated due to quarterly assessment and reallocation
$
2,309,433
$
46,724,010 Updated due to quarterly assessment and reallocation
$
(20,000)
$
46,704,010 Transfer of cap due to servicing transfer
$
1,311,814
$
48,015,824 Updated due to quarterly assessment and reallocation
02/25/2016
$
(1,667,058)
$
46,348,766 Reallocation due to MHA program deobligation
03/28/2016
$
(24,922)
$
46,323,844 Updated due to quarterly assessment and reallocation
11/16/2015
$
10,000
$
10/02/2009
$
280,000
$
12/30/2009
$
(750,000)
$
780,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
120,000
$
900,000 Updated portfolio data from servicer
07/14/2010
$
(300,000)
$
600,000 Updated portfolio data from servicer
09/30/2010
$
270,334
$
870,334 Updated portfolio data from servicer
01/06/2011
$
(1)
$
870,333 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
870,332 Updated due to quarterly assessment and reallocation
06/29/2011
$
(5)
$
870,327 Updated due to quarterly assessment and reallocation
06/28/2012
$
21,717
$
892,044 Updated due to quarterly assessment and reallocation
09/27/2012
$
190,077
$
1,082,121 Updated due to quarterly assessment and reallocation
12/27/2012
$
35,966
$
1,118,087 Updated due to quarterly assessment and reallocation
03/25/2013
$
59,464
$
1,177,551 Updated due to quarterly assessment and reallocation
06/27/2013
$
35,438
$
1,212,989 Updated due to quarterly assessment and reallocation
09/27/2013
$
26,926
$
1,239,915 Updated due to quarterly assessment and reallocation
12/23/2013
$
87,045
$
1,326,960 Updated due to quarterly assessment and reallocation
03/26/2014
$
31,204
$
1,358,164 Updated due to quarterly assessment and reallocation
06/26/2014
$
68,259
$
1,426,423 Updated due to quarterly assessment and reallocation
07/29/2014
$
(2)
$
1,426,421 Updated due to quarterly assessment and reallocation
09/29/2014
$
(21)
$
1,426,400 Updated due to quarterly assessment and reallocation
12/29/2014
$
441,316
$
1,867,716 Updated due to quarterly assessment and reallocation
03/26/2015
$
(540)
$
1,867,176 Updated due to quarterly assessment and reallocation
04/28/2015
$
33,587
$
1,900,763 Updated due to quarterly assessment and reallocation
06/25/2015
$
30,826
$
1,931,589 Updated due to quarterly assessment and reallocation
09/28/2015
$
(1,954)
$
1,929,635 Updated due to quarterly assessment and reallocation
12/28/2015
$
3,864
$
1,933,499 Updated due to quarterly assessment and reallocation
02/25/2016
$
(62,589)
$
1,870,910 Reallocation due to MHA program deobligation
03/28/2016
30,000 N/A
42,644,546 Updated due to quarterly assessment and reallocation
$
12/28/2015
$
$
10/15/2015
Financial Instrument for Home Loan Modifications
(131)
09/28/2015
Purchase
42,644,677 Updated due to quarterly assessment and reallocation
$
06/25/2015
NJ
$
04/28/2015
Woodbridge
42,645,484 Updated due to quarterly assessment and reallocation
(807)
03/26/2015
Central Jersey Federal Credit Union
$
$
12/29/2014
09/23/2009
(309)
09/29/2014
1,250,000 N/A
42,645,793 Updated due to quarterly assessment and reallocation
$
07/29/2014
$
$
06/26/2014
Financial Instrument for Home Loan Modifications
(452)
03/26/2014
Purchase
42,646,245 Updated due to quarterly assessment and reallocation
$
12/23/2013
FL
$
09/27/2013
09/09/2009
(55)
06/27/2013
Central Florida Educators Federal Credit
Lake Mary
Union
42,646,300 Updated due to quarterly assessment and reallocation
$
03/25/2013
3
$
12/27/2012
- N/A
(46)
09/27/2012
Financial Instrument for Home Loan Modifications
42,646,346 Updated portfolio data from servicer
$
06/28/2012
Purchase
34,800,000 Updated portfolio data from servicer
$
06/29/2011
NJ
58,150,000 Updated portfolio data from servicer
$
7,846,346
03/30/2011
Ewing
$
(23,350,000)
$
01/06/2011
Cenlar FSB
(116,950,000)
$
09/30/2010
11/16/2015
$
07/14/2010
$
(1,311)
$
1,869,599 Updated due to quarterly assessment and reallocation
10/02/2009
$
10,000
$
12/30/2009
$
120,000
$
160,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
10,000
$
170,000 Updated portfolio data from servicer
07/14/2010
$
(70,000)
$
100,000 Updated portfolio data from servicer
10,000 Transfer of cap due to servicing transfer
1,530,000 Updated portfolio data from servicer/additional program initial cap
40,000 Updated portfolio data from servicer/additional program initial cap
71
09/30/2010
HI
Purchase
Financial Instrument for Home Loan Modifications
09/24/2010
Centrue Bank
Ottawa
IL
Purchase
Financial Instrument for Home Loan Modifications
04/13/2009
Chase Home Finance, LLC
Iselin
NJ
Purchase
Financial Instrument for Home Loan Modifications
06/14/2013
Cheviot Savings Bank
Cincinnati
OH
Purchase
- N/A
$
Financial Instrument for Home Loan Modifications
1,900,000 N/A
45,056
(145,056)
$
20,000
$
09/30/2010
3
$
$
856,056
$
2,756,056 Updated portfolio data from servicer
$
(4)
$
2,756,052 Updated due to quarterly assessment and reallocation
03/09/2011
Honolulu
03/16/2016
01/06/2011
Central Pacific Bank
$
10/29/2010
03/16/2016
$
(2,756,052)
$
145,056 Updated portfolio data from servicer
- Termination of SPA
20,000 Transfer of cap due to servicing transfer
- Termination of SPA
$
145,800,000
$
814,240,000 Updated portfolio data from servicer/additional program initial cap
$
1,355,930,000
$
2,170,170,000 Updated portfolio data from servicer/additional program initial cap
$
121,180,000
$
2,291,350,000 Updated portfolio data from servicer
$
(408,850,000)
$
1,882,500,000 Updated portfolio data from servicer
$
5,500,000
$
1,888,000,000 Updated portfolio data from servicer/additional program initial cap
$
(51,741,163)
$
1,836,258,837 Updated portfolio data from servicer
$
(2,282)
$
1,836,256,555 Updated due to quarterly assessment and reallocation
$
(2,674)
$
1,836,253,881 Updated due to quarterly assessment and reallocation
$
(24,616)
$
1,836,229,265 Updated due to quarterly assessment and reallocation
$
(15,481)
$
1,836,213,784 Updated due to quarterly assessment and reallocation
$
(40,606)
$
1,836,173,178 Updated due to quarterly assessment and reallocation
$
(6,688)
$
1,836,166,490 Updated due to quarterly assessment and reallocation
03/25/2013
$
(24,811)
$
1,836,141,679 Updated due to quarterly assessment and reallocation
06/27/2013
$
(9,058)
$
1,836,132,621 Updated due to quarterly assessment and reallocation
09/27/2013
$
(3,154)
$
1,836,129,467 Updated due to quarterly assessment and reallocation
10/15/2013
$
(500,000)
$
1,835,629,467 Transfer of cap due to servicing transfer
11/14/2013
$
(4,440,000)
$
1,831,189,467 Transfer of cap due to servicing transfer
12/16/2013
$
(277,680,000)
$
1,553,509,467 Transfer of cap due to servicing transfer
12/23/2013
$
(5,188,787)
$
1,548,320,680 Updated due to quarterly assessment and reallocation
01/16/2014
$
(25,750,000)
$
1,522,570,680 Transfer of cap due to servicing transfer
02/13/2014
$
(10,000)
$
1,522,560,680 Transfer of cap due to servicing transfer
03/14/2014
$
(6,240,000)
$
1,516,320,680 Transfer of cap due to servicing transfer
03/26/2014
$
(181,765)
$
1,516,138,915 Updated due to quarterly assessment and reallocation
06/16/2014
$
(30,000)
$
1,516,108,915 Transfer of cap due to servicing transfer
06/26/2014
$
(2,139,762)
$
1,513,969,153 Updated due to quarterly assessment and reallocation
07/16/2014
$
(17,620,000)
$
1,496,349,153 Transfer of cap due to servicing transfer
07/29/2014
$
(4,233,602)
$
1,492,115,551 Updated due to quarterly assessment and reallocation
09/16/2014
$
650,000
$
1,492,765,551 Transfer of cap due to servicing transfer
09/29/2014
$
(1,394,443)
$
1,491,371,108 Updated due to quarterly assessment and reallocation
11/14/2014
$
100,000
$
1,491,471,108 Transfer of cap due to servicing transfer
12/16/2014
$
180,000
$
1,491,651,108 Transfer of cap due to servicing transfer
12/29/2014
$
(164,135,059)
$
1,327,516,049 Updated due to quarterly assessment and reallocation
01/15/2015
$
20,000
$
1,327,536,049 Transfer of cap due to servicing transfer
03/26/2015
$
(61,475,721)
$
1,266,060,328 Updated due to quarterly assessment and reallocation
04/16/2015
$
10,000
$
1,266,070,328 Transfer of cap due to servicing transfer
04/28/2015
$
(241,812,784)
$
1,024,257,544 Updated due to quarterly assessment and reallocation
05/14/2015
$
(10,000)
$
1,024,247,544 Transfer of cap due to servicing transfer
06/16/2015
$
(140,000)
$
1,024,107,544 Transfer of cap due to servicing transfer
06/25/2015
$
(57,027,798)
$
967,079,746 Updated due to quarterly assessment and reallocation
07/16/2015
$
(220,000)
$
966,859,746 Transfer of cap due to servicing transfer
09/28/2015
$
(75,969,820)
$
890,889,926 Updated due to quarterly assessment and reallocation
12/28/2015
$
(55,846,129)
$
835,043,797 Updated due to quarterly assessment and reallocation
02/25/2016
$
(176,741,972)
$
658,301,825 Reallocation due to MHA program deobligation
03/28/2016
$
6,250
$
12/27/2012
Financial Instrument for Home Loan Modifications
$
10/02/2009
09/27/2012
Purchase
11,344 Updated due to quarterly assessment and reallocation
06/28/2012
MO
$
06/29/2011
O'Fallon
1,344
03/30/2011
CitiMortgage, Inc.
$
01/06/2011
04/13/2009
10,000 Transfer of cap due to servicing transfer
09/30/2010
$
$
09/30/2010
Financial Instrument for Home Loan Modifications
10,000
07/14/2010
Purchase
(3,552,000,000)
$
03/26/2010
CA
$
06/14/2013
12/30/2009
Pasadena
07/31/2009
3
12/29/2014
CIT Bank, N.A. (OneWest Bank, N.A.)
1
06/27/2013
08/28/2009
3,552,000,000 N/A
- N/A
$
$
(3,622,613)
$
06/12/2009
$
(991,580,000)
$
1,079,420,000 Updated portfolio data from servicer
09/30/2009
$
1,010,180,000
$
2,089,600,000 Updated portfolio data from servicer/additional program initial cap
668,440,000 N/A
2,071,000,000 N/A
- Termination of SPA
17,594 Updated due to quarterly assessment and reallocation
654,679,212 Updated due to quarterly assessment and reallocation
12/30/2009
$
(105,410,000)
$
1,984,190,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(199,300,000)
$
1,784,890,000 Updated portfolio data from servicer/additional program initial cap
04/19/2010
$
(230,000)
$
1,784,660,000 Transfer of cap due to servicing transfer
05/14/2010
$
(3,000,000)
$
1,781,660,000 Transfer of cap due to servicing transfer
06/16/2010
$
(12,280,000)
$
1,769,380,000 Transfer of cap due to servicing transfer
07/14/2010
$
(757,680,000)
$
1,011,700,000 Updated portfolio data from servicer
07/16/2010
$
(7,110,000)
$
1,004,590,000 Transfer of cap due to servicing transfer
08/13/2010
$
(6,300,000)
$
09/15/2010
$
(8,300,000)
$
09/30/2010
$
32,400,000
$
1,022,390,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
101,287,484
$
1,123,677,484 Updated portfolio data from servicer
10/15/2010
$
(1,400,000)
$
1,122,277,484 Transfer of cap due to servicing transfer
11/16/2010
$
(3,200,000)
$
1,119,077,484 Transfer of cap due to servicing transfer
01/06/2011
$
(981)
$
1,119,076,503 Updated due to quarterly assessment and reallocation
01/13/2011
$
(10,500,000)
$
1,108,576,503 Transfer of cap due to servicing transfer
02/16/2011
$
(4,600,000)
$
1,103,976,503 Transfer of cap due to servicing transfer
03/16/2011
$
(30,500,000)
$
1,073,476,503 Transfer of cap due to servicing transfer
03/30/2011
$
(1,031)
$
1,073,475,472 Updated due to quarterly assessment and reallocation
04/13/2011
$
100,000
$
1,073,575,472 Transfer of cap due to servicing transfer
05/13/2011
$
(7,200,000)
$
1,066,375,472 Transfer of cap due to servicing transfer
06/16/2011
$
(400,000)
$
1,065,975,472 Transfer of cap due to servicing transfer
06/29/2011
$
(9,131)
$
1,065,966,341 Updated due to quarterly assessment and reallocation
07/14/2011
$
(14,500,000)
$
1,051,466,341 Transfer of cap due to servicing transfer
08/16/2011
$
(1,600,000)
$
1,049,866,341 Transfer of cap due to servicing transfer
998,290,000 Transfer of cap due to servicing transfer
989,990,000 Transfer of cap due to servicing transfer
72
09/15/2011
$
1,054,166,341 Transfer of cap due to servicing transfer
(600,000)
$
1,053,566,341 Transfer of cap due to servicing transfer
$
(340,000)
$
1,053,226,341 Transfer of cap due to servicing transfer
$
(2,880,000)
$
1,050,346,341 Transfer of cap due to servicing transfer
$
(5,498)
$
1,050,340,843 Updated due to quarterly assessment and reallocation
$
(298,960,000)
$
751,380,843 Transfer of cap due to servicing transfer
$
263,550,000
$
1,014,930,843 Transfer of cap due to servicing transfer
$
30,000
$
1,014,960,843 Transfer of cap due to servicing transfer
$
(12,722)
$
1,014,948,121 Updated due to quarterly assessment and reallocation
$
(4,020,000)
$
1,010,928,121 Transfer of cap due to servicing transfer
$
(1,460,000)
$
1,009,468,121 Transfer of cap due to servicing transfer
12/14/2012
$
(6,000,000)
$
1,003,468,121 Transfer of cap due to servicing transfer
12/27/2012
$
(1,916)
$
1,003,466,205 Updated due to quarterly assessment and reallocation
02/14/2013
$
(8,450,000)
$
995,016,205 Transfer of cap due to servicing transfer
03/14/2013
$
(1,890,000)
$
993,126,205 Transfer of cap due to servicing transfer
03/25/2013
$
(6,606)
$
993,119,599 Updated due to quarterly assessment and reallocation
04/16/2013
$
(3,490,000)
$
989,629,599 Transfer of cap due to servicing transfer
06/14/2013
$
(3,630,000)
$
985,999,599 Transfer of cap due to servicing transfer
06/27/2013
$
(2,161)
$
985,997,438 Updated due to quarterly assessment and reallocation
07/16/2013
$
(26,880,000)
$
959,117,438 Transfer of cap due to servicing transfer
09/16/2013
$
(12,160,000)
$
946,957,438 Transfer of cap due to servicing transfer
09/27/2013
$
(610)
$
946,956,828 Updated due to quarterly assessment and reallocation
11/14/2013
$
(38,950,000)
$
908,006,828 Transfer of cap due to servicing transfer
12/16/2013
$
(8,600,000)
$
899,406,828 Transfer of cap due to servicing transfer
12/23/2013
$
(769,699)
$
898,637,129 Updated due to quarterly assessment and reallocation
01/16/2014
$
(5,360,000)
$
893,277,129 Transfer of cap due to servicing transfer
02/13/2014
$
(7,680,000)
$
885,597,129 Transfer of cap due to servicing transfer
03/14/2014
$
(2,950,000)
$
882,647,129 Transfer of cap due to servicing transfer
03/26/2014
$
(21,827)
$
882,625,302 Updated due to quarterly assessment and reallocation
04/16/2014
$
(60,000)
$
882,565,302 Transfer of cap due to servicing transfer
05/15/2014
$
(30,000)
$
882,535,302 Transfer of cap due to servicing transfer
06/16/2014
$
(330,000)
$
882,205,302 Transfer of cap due to servicing transfer
06/26/2014
$
(195,762)
$
882,009,540 Updated due to quarterly assessment and reallocation
07/16/2014
$
(430,000)
$
881,579,540 Transfer of cap due to servicing transfer
07/29/2014
$
(377,564)
$
881,201,976 Updated due to quarterly assessment and reallocation
08/14/2014
$
(1,080,000)
$
880,121,976 Transfer of cap due to servicing transfer
09/29/2014
$
(92,495)
$
880,029,481 Updated due to quarterly assessment and reallocation
10/16/2014
$
(1,510,000)
$
878,519,481 Transfer of cap due to servicing transfer
11/14/2014
$
30,000
$
878,549,481 Transfer of cap due to servicing transfer
12/16/2014
$
(2,910,000)
$
875,639,481 Transfer of cap due to servicing transfer
12/29/2014
$
94,089,225
$
969,728,706 Updated due to quarterly assessment and reallocation
01/15/2015
$
(34,650,000)
$
935,078,706 Transfer of cap due to servicing transfer
02/13/2015
$
(2,440,000)
$
932,638,706 Transfer of cap due to servicing transfer
03/16/2015
$
(19,110,000)
$
913,528,706 Transfer of cap due to servicing transfer
03/26/2015
$
76,351,360
$
04/16/2015
$
(6,750,000)
$
04/28/2015
$
57,599,924
$
1,040,729,990 Updated due to quarterly assessment and reallocation
05/14/2015
$
(27,080,000)
$
1,013,649,990 Transfer of cap due to servicing transfer
06/16/2015
$
(79,070,000)
$
06/25/2015
$
86,251,406
$
1,020,831,396 Updated due to quarterly assessment and reallocation
07/16/2015
$
(30,000)
$
1,020,801,396 Transfer of cap due to servicing transfer
08/14/2015
$
(18,320,000)
$
1,002,481,396 Transfer of cap due to servicing transfer
09/16/2015
$
(290,000)
$
1,002,191,396 Transfer of cap due to servicing transfer
09/28/2015
$
24,031,176
$
1,026,222,572 Updated due to quarterly assessment and reallocation
10/15/2015
$
(10,000)
$
1,026,212,572 Transfer of cap due to servicing transfer
11/16/2015
$
(2,430,000)
$
1,023,782,572 Transfer of cap due to servicing transfer
12/16/2015
$
(13,640,000)
$
1,010,142,572 Transfer of cap due to servicing transfer
12/28/2015
$
20,325,747
$
1,030,468,319 Updated due to quarterly assessment and reallocation
01/14/2016
$
(440,000)
$
1,030,028,319 Transfer of cap due to servicing transfer
02/16/2016
$
(250,000)
$
1,029,778,319 Transfer of cap due to servicing transfer
02/25/2016
$
(34,557,541)
$
995,220,778 Reallocation due to MHA program deobligation
03/16/2016
$
(6,120,000)
$
989,100,778 Transfer of cap due to servicing transfer
03/28/2016
$
(588,465)
$
988,512,313 Updated due to quarterly assessment and reallocation
04/14/2016
$
(14,990,000)
$
973,522,313 Transfer of cap due to servicing transfer
09/30/2010
$
360,445
$
1,160,445 Updated portfolio data from servicer
01/06/2011
$
(2)
$
1,160,443 Updated due to quarterly assessment and reallocation
03/23/2011
620,000 N/A
(1,700,000)
$
11/15/2012
$
1,055,866,341 Transfer of cap due to servicing transfer
$
10/16/2012
Financial Instrument for Home Loan Modifications
$
09/27/2012
Purchase
(1,100,000)
08/16/2012
IL
1,056,966,341 Transfer of cap due to servicing transfer
$
07/27/2012
Spring Valley
$
07/16/2012
Citizens First National Bank
(900,000)
06/28/2012
12/16/2009
1,057,866,341 Transfer of cap due to servicing transfer
$
06/14/2012
800,000 N/A
$
05/16/2012
$
(5,000,000)
04/16/2012
Financial Instrument for Home Loan Modifications
1,062,866,341 Transfer of cap due to servicing transfer
$
03/15/2012
Purchase
1,065,766,341 Transfer of cap due to servicing transfer
$
02/16/2012
IL
1,050,566,341 Transfer of cap due to servicing transfer
$
(2,900,000)
01/13/2012
Freeburg
$
15,200,000
$
12/15/2011
Citizens Community Bank
700,000
$
11/16/2011
09/24/2010
$
10/14/2011
$
(1,160,443)
01/22/2010
$
30,000
$
03/26/2010
$
(580,000)
$
70,000 Updated portfolio data from servicer
07/14/2010
$
1,430,000
$
1,500,000 Updated portfolio data from servicer
09/30/2010
$
95,612
$
1,595,612 Updated portfolio data from servicer
01/06/2011
$
(2)
$
1,595,610 Updated due to quarterly assessment and reallocation
03/30/2011
$
(3)
$
1,595,607 Updated due to quarterly assessment and reallocation
06/29/2011
$
(24)
$
1,595,583 Updated due to quarterly assessment and reallocation
989,880,066 Updated due to quarterly assessment and reallocation
983,130,066 Transfer of cap due to servicing transfer
934,579,990 Transfer of cap due to servicing transfer
- Termination of SPA
650,000 Updated portfolio data from servicer/additional program initial cap
73
06/28/2012
(11)
$
1,595,473 Updated due to quarterly assessment and reallocation
$
(4)
$
1,595,469 Updated due to quarterly assessment and reallocation
$
(6,733)
$
1,588,736 Updated due to quarterly assessment and reallocation
$
(237)
$
1,588,499 Updated due to quarterly assessment and reallocation
$
(90,000)
$
1,498,499 Transfer of cap due to servicing transfer
$
(2,840)
$
1,495,659 Updated due to quarterly assessment and reallocation
07/01/2014
$
(1,353,853)
$
09/30/2009
$
(10,000)
$
20,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
590,000
$
610,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(580,000)
$
30,000 Updated portfolio data from servicer
07/14/2010
$
70,000
$
100,000 Updated portfolio data from servicer
09/30/2010
30,000 N/A
1,595,484 Updated due to quarterly assessment and reallocation
$
06/26/2014
$
$
05/15/2014
Financial Instrument for Home Loan Modifications
(30)
03/26/2014
Purchase
1,595,514 Updated due to quarterly assessment and reallocation
$
12/23/2013
FL
1,595,522 Updated due to quarterly assessment and reallocation
$
09/27/2013
The Villages
1,595,567 Updated due to quarterly assessment and reallocation
$
(8)
06/27/2013
Citizens First Wholesale Mortgage
Company
$
(45)
$
03/25/2013
06/26/2009
(16)
$
12/27/2012
6
$
09/27/2012
$
45,056
$
145,056 Updated portfolio data from servicer
141,806 Termination of SPA
02/17/2011
09/02/2009
ClearSpring Loan Services, Inc.
(Vantium Capital, Inc. d/b/a Acqura Loan Plano
Services)
TX
Purchase
Financial Instrument for Home Loan Modifications
$
6,000,000 N/A
4
$
(145,056)
10/02/2009
$
1,310,000
$
12/30/2009
$
(3,390,000)
$
3,920,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
410,000
$
4,330,000 Updated portfolio data from servicer
07/14/2010
$
(730,000)
$
3,600,000 Updated portfolio data from servicer
09/15/2010
$
4,700,000
$
8,300,000 Transfer of cap due to servicing transfer
09/30/2010
$
117,764
$
8,417,764 Updated portfolio data from servicer
11/16/2010
$
800,000
$
12/15/2010
$
2,700,000
$
11,917,764 Transfer of cap due to servicing transfer
01/06/2011
$
(17)
$
11,917,747 Updated due to quarterly assessment and reallocation
01/13/2011
$
700,000
$
02/16/2011
$
1,800,000
$
14,417,747 Transfer of cap due to servicing transfer
03/30/2011
$
(19)
$
14,417,728 Updated due to quarterly assessment and reallocation
04/13/2011
$
300,000
$
14,717,728 Transfer of cap due to servicing transfer
06/29/2011
$
(189)
$
14,717,539 Updated due to quarterly assessment and reallocation
08/16/2011
$
300,000
$
15,017,539 Transfer of cap due to servicing transfer
09/15/2011
$
100,000
$
10/14/2011
$
100,000
$
15,217,539 Transfer of cap due to servicing transfer
06/28/2012
$
(147)
$
15,217,392 Updated due to quarterly assessment and reallocation
07/16/2012
$
(10,000)
$
15,207,392 Transfer of cap due to servicing transfer
09/27/2012
$
(413)
$
15,206,979 Updated due to quarterly assessment and reallocation
11/15/2012
$
(40,000)
$
15,166,979 Transfer of cap due to servicing transfer
12/27/2012
$
(71)
$
15,166,908 Updated due to quarterly assessment and reallocation
02/14/2013
$
(770,000)
$
03/14/2013
$
(20,000)
$
14,376,908 Transfer of cap due to servicing transfer
03/25/2013
$
(256)
$
14,376,652 Updated due to quarterly assessment and reallocation
04/16/2013
$
(620,000)
$
13,756,652 Transfer of cap due to servicing transfer
05/16/2013
$
40,000
$
06/14/2013
$
10,000
$
13,806,652 Transfer of cap due to servicing transfer
06/27/2013
$
(95)
$
13,806,557 Updated due to quarterly assessment and reallocation
07/16/2013
$
(290,000)
$
13,516,557 Transfer of cap due to servicing transfer
09/27/2013
$
(34)
$
13,516,523 Updated due to quarterly assessment and reallocation
12/16/2013
$
40,000
$
13,556,523 Transfer of cap due to servicing transfer
12/23/2013
$
(57,271)
$
13,499,252 Updated due to quarterly assessment and reallocation
02/13/2014
$
(90,000)
$
03/14/2014
$
(40,000)
$
13,369,252 Transfer of cap due to servicing transfer
03/26/2014
$
(1,989)
$
13,367,263 Updated due to quarterly assessment and reallocation
04/16/2014
$
80,000
$
13,447,263 Transfer of cap due to servicing transfer
05/15/2014
$
(230,000)
$
06/16/2014
$
100,000
$
13,317,263 Transfer of cap due to servicing transfer
06/26/2014
$
(23,438)
$
13,293,825 Updated due to quarterly assessment and reallocation
07/16/2014
$
1,210,000
$
14,503,825 Transfer of cap due to servicing transfer
07/29/2014
$
(51,728)
$
14,452,097 Updated due to quarterly assessment and reallocation
09/29/2014
$
(17,168)
$
14,434,929 Updated due to quarterly assessment and reallocation
10/16/2014
$
500,000
$
11/14/2014
$
(10,000)
$
14,924,929 Transfer of cap due to servicing transfer
12/29/2014
$
(2,097,962)
$
12,826,967 Updated due to quarterly assessment and reallocation
03/26/2015
$
(789,030)
$
12,037,937 Updated due to quarterly assessment and reallocation
04/28/2015
$
(3,110,011)
$
8,927,926 Updated due to quarterly assessment and reallocation
06/25/2015
$
(735,363)
$
8,192,563 Updated due to quarterly assessment and reallocation
07/16/2015
$
(230,000)
$
7,962,563 Transfer of cap due to servicing transfer
08/14/2015
$
(970,000)
$
09/16/2015
$
(370,000)
$
6,622,563 Transfer of cap due to servicing transfer
09/28/2015
$
(898,229)
$
5,724,334 Updated due to quarterly assessment and reallocation
10/15/2015
$
590,000
$
12/16/2015
$
10,000
$
6,324,334 Transfer of cap due to servicing transfer
12/28/2015
$
(774,973)
$
5,549,361 Updated due to quarterly assessment and reallocation
01/14/2016
$
(20,000)
$
5,529,361 Transfer of cap due to servicing transfer
02/25/2016
$
(2,262,695)
$
3,266,666 Reallocation due to MHA program deobligation
03/16/2016
$
190,000
$
3,456,666 Transfer of cap due to servicing transfer
03/28/2016
$
(52,053)
$
3,404,613 Updated due to quarterly assessment and reallocation
- Termination of SPA
7,310,000 Updated portfolio data from servicer/additional program initial cap
9,217,764 Transfer of cap due to servicing transfer
12,617,747 Transfer of cap due to servicing transfer
15,117,539 Transfer of cap due to servicing transfer
14,396,908 Transfer of cap due to servicing transfer
13,796,652 Transfer of cap due to servicing transfer
13,409,252 Transfer of cap due to servicing transfer
13,217,263 Transfer of cap due to servicing transfer
14,934,929 Transfer of cap due to servicing transfer
6,992,563 Transfer of cap due to servicing transfer
6,314,334 Transfer of cap due to servicing transfer
74
03/16/2015
Purchase
Financial Instrument for Home Loan Modifications
- N/A
3
70,000
$
$
10,000
$
$
240,000
$
320,000 Transfer of cap due to servicing transfer
12/28/2015
CO
$
11/16/2015
Greenwood Village
03/16/2015
10/15/2015
Colorado Federal Savings Bank
$
(35,915)
$
284,085 Updated due to quarterly assessment and reallocation
02/16/2016
70,000 Transfer of cap due to servicing transfer
80,000 Transfer of cap due to servicing transfer
NJ
Purchase
Financial Instrument for Home Loan Modifications
- N/A
3
274,085 Transfer of cap due to servicing transfer
$
177,091 Reallocation due to MHA program deobligation
10,000
$
187,091 Transfer of cap due to servicing transfer
$
(2,289)
$
184,802 Updated due to quarterly assessment and reallocation
05/15/2014
$
160,000
$
160,000 Transfer of cap due to servicing transfer
$
(72)
$
159,928 Updated due to quarterly assessment and reallocation
07/29/2014
Fair Lawn
$
(96,994)
06/26/2014
Columbia Bank
(10,000)
$
$
03/28/2016
05/15/2014
$
02/25/2016
03/16/2016
$
(143)
$
159,785 Updated due to quarterly assessment and reallocation
09/29/2014
04/24/2009
Ditech Financial LLC (Green Tree
Servicing LLC)
Saint Paul
MN
Purchase
Financial Instrument for Home Loan Modifications
$
156,000,000 N/A
(96)
$
144,715 Updated due to quarterly assessment and reallocation
$
(191)
$
$
(144,524)
$
901,112
$
2,901,112 Updated portfolio data from servicer
$
(4)
$
2,901,108 Updated due to quarterly assessment and reallocation
$
(5)
$
2,901,103 Updated due to quarterly assessment and reallocation
$
(48)
$
2,901,055 Updated due to quarterly assessment and reallocation
$
(36)
$
2,901,019 Updated due to quarterly assessment and reallocation
09/14/2012
$
(2,888,387)
$
$
45,056
$
145,056 Updated portfolio data from servicer
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
$
(2)
$
145,052 Updated due to quarterly assessment and reallocation
$
(1)
$
145,051 Updated due to quarterly assessment and reallocation
$
(232)
$
144,819 Updated due to quarterly assessment and reallocation
$
(8)
$
144,811 Updated due to quarterly assessment and reallocation
$
(96)
$
144,715 Updated due to quarterly assessment and reallocation
$
(191)
$
144,524 Updated due to quarterly assessment and reallocation
$
(63)
$
144,461 Updated due to quarterly assessment and reallocation
$
(7,654)
$
136,807 Updated due to quarterly assessment and reallocation
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
$
(7,597)
$
106,038 Reallocation due to MHA program deobligation
$
(159)
$
105,879 Updated due to quarterly assessment and reallocation
12/16/2013
$
30,000
$
$
10,000
$
03/26/2010
$
12,190,000
$
15,240,000 Updated portfolio data from servicer
05/14/2010
3,050,000 N/A
144,811 Updated due to quarterly assessment and reallocation
$
09/16/2014
$
$
03/28/2016
Financial Instrument for Home Loan Modifications
(8)
02/25/2016
Purchase
144,819 Updated due to quarterly assessment and reallocation
$
12/28/2015
MA
$
09/28/2015
Marlborough
(232)
06/25/2015
Digital Federal Credit Union
145,051 Updated due to quarterly assessment and reallocation
$
04/28/2015
01/15/2010
$
03/26/2015
3
(1)
12/29/2014
- N/A
145,052 Updated due to quarterly assessment and reallocation
$
09/29/2014
Financial Instrument for Home Loan Modifications
$
07/29/2014
Purchase
(2)
06/26/2014
FL
145,054 Updated due to quarterly assessment and reallocation
$
03/26/2014
Hallandale Beach
$
12/23/2013
Desjardins Bank N.A.
(1)
03/25/2013
12/16/2013
145,055 Updated due to quarterly assessment and reallocation
$
09/30/2010
100,000 N/A
$
09/27/2012
$
(1)
06/28/2012
Financial Instrument for Home Loan Modifications
145,056 Updated portfolio data from servicer
$
06/29/2011
Purchase
100,000 Updated portfolio data from servicer
$
06/28/2012
MN
$
45,056
06/29/2011
New Brighton
(810,000)
$
03/30/2011
CU Mortgage Services, Inc.
910,000 Updated portfolio data from servicer
$
01/06/2011
09/30/2010
$
09/30/2010
6
520,000
08/26/2014
2,000,000 N/A
$
07/29/2014
$
390,000 Updated portfolio data from servicer/additional program initial cap
06/26/2014
Financial Instrument for Home Loan Modifications
$
03/26/2014
Purchase
10,000
12/23/2013
FL
181,922 Updated due to quarterly assessment and reallocation
$
03/25/2013
Rockledge
$
09/27/2012
Community Credit Union of Florida
(240)
06/28/2012
09/30/2010
$
01/22/2010
380,000 N/A
$
06/29/2011
$
(11,344)
09/30/2010
Financial Instrument for Home Loan Modifications
193,506 Updated due to quarterly assessment and reallocation
$
07/14/2010
Purchase
195,347 Updated due to quarterly assessment and reallocation
$
03/26/2010
PA
159,738 Updated due to quarterly assessment and reallocation
$
(1,841)
03/28/2016
Clarks Summit
$
35,609
$
02/25/2016
Community Bank & Trust Company
(47)
$
12/28/2015
12/04/2009
$
12/29/2014
$
(15,240,000)
06/17/2009
$
(64,990,000)
$
91,010,000 Updated portfolio data from servicer
09/30/2009
182,162 Reallocation due to MHA program deobligation
144,524 Updated due to quarterly assessment and reallocation
- Termination of SPA
12,632 Termination of SPA
30,000 Transfer of cap due to servicing transfer
40,000 Transfer of cap due to servicing transfer
- Termination of SPA
$
130,780,000
$
12/30/2009
$
(116,750,000)
$
105,040,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
13,080,000
$
118,120,000 Updated portfolio data from servicer
07/14/2010
$
(24,220,000)
$
93,900,000 Updated portfolio data from servicer
07/16/2010
$
210,000
$
94,110,000 Transfer of cap due to servicing transfer
08/13/2010
$
2,200,000
$
09/10/2010
$
34,600,000
$
130,910,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
5,600,000
$
136,510,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
10,185,090
$
146,695,090 Updated portfolio data from servicer
10/15/2010
$
400,000
$
147,095,090 Transfer of cap due to servicing transfer
01/06/2011
$
(213)
$
147,094,877 Updated due to quarterly assessment and reallocation
03/30/2011
$
(250)
$
147,094,627 Updated due to quarterly assessment and reallocation
05/13/2011
$
1,200,000
$
148,294,627 Transfer of cap due to servicing transfer
06/16/2011
$
100,000
$
148,394,627 Transfer of cap due to servicing transfer
06/29/2011
$
(2,302)
$
148,392,325 Updated due to quarterly assessment and reallocation
07/14/2011
$
1,900,000
$
150,292,325 Transfer of cap due to servicing transfer
09/15/2011
$
200,000
$
150,492,325 Transfer of cap due to servicing transfer
10/14/2011
$
200,000
$
150,692,325 Transfer of cap due to servicing transfer
11/16/2011
$
400,000
$
151,092,325 Transfer of cap due to servicing transfer
02/16/2012
$
900,000
$
151,992,325 Transfer of cap due to servicing transfer
03/15/2012
$
100,000
$
152,092,325 Transfer of cap due to servicing transfer
221,790,000 Updated portfolio data from servicer/additional program initial cap
96,310,000 Transfer of cap due to servicing transfer
75
05/16/2012
183,425,392 Transfer of cap due to servicing transfer
$
(3,023)
$
183,422,369 Updated due to quarterly assessment and reallocation
$
140,000
$
183,562,369 Transfer of cap due to servicing transfer
$
(1,077)
$
183,561,292 Updated due to quarterly assessment and reallocation
$
7,210,000
$
190,771,292 Transfer of cap due to servicing transfer
$
6,730,000
$
197,501,292 Transfer of cap due to servicing transfer
$
(388)
$
197,500,904 Updated due to quarterly assessment and reallocation
$
3,610,000
$
201,110,904 Transfer of cap due to servicing transfer
$
(320,000)
$
200,790,904 Transfer of cap due to servicing transfer
$
21,280,000
$
222,070,904 Transfer of cap due to servicing transfer
$
(710,351)
$
221,360,553 Updated due to quarterly assessment and reallocation
$
1,700,000
$
223,060,553 Transfer of cap due to servicing transfer
$
(22,400)
$
223,038,153 Updated due to quarterly assessment and reallocation
$
2,280,000
$
225,318,153 Transfer of cap due to servicing transfer
$
12,810,000
$
238,128,153 Transfer of cap due to servicing transfer
$
(2,000,000)
$
236,128,153 Transfer of cap due to servicing transfer
06/26/2014
$
(262,535)
$
235,865,618 Updated due to quarterly assessment and reallocation
07/16/2014
$
130,000
$
235,995,618 Transfer of cap due to servicing transfer
07/29/2014
$
(499,786)
$
235,495,832 Updated due to quarterly assessment and reallocation
08/14/2014
$
(1,940,000)
$
233,555,832 Transfer of cap due to servicing transfer
09/16/2014
$
380,000
$
233,935,832 Transfer of cap due to servicing transfer
09/29/2014
$
(150,666)
$
233,785,166 Updated due to quarterly assessment and reallocation
10/16/2014
$
(1,120,000)
$
232,665,166 Transfer of cap due to servicing transfer
11/14/2014
$
760,000
$
233,425,166 Transfer of cap due to servicing transfer
12/16/2014
$
5,910,000
$
239,335,166 Transfer of cap due to servicing transfer
12/29/2014
$
(10,171,749)
$
229,163,417 Updated due to quarterly assessment and reallocation
01/15/2015
$
(770,000)
$
228,393,417 Transfer of cap due to servicing transfer
02/13/2015
$
6,000,000
$
234,393,417 Transfer of cap due to servicing transfer
03/16/2015
$
(1,400,000)
$
232,993,417 Transfer of cap due to servicing transfer
03/26/2015
$
(2,999,340)
$
229,994,077 Updated due to quarterly assessment and reallocation
04/16/2015
$
(1,440,000)
$
228,554,077 Transfer of cap due to servicing transfer
04/28/2015
$
406,883,574
$
635,437,651 Updated due to quarterly assessment and reallocation
05/14/2015
$
3,840,000
$
639,277,651 Transfer of cap due to servicing transfer
06/25/2015
$
1,933,295
$
641,210,946 Updated due to quarterly assessment and reallocation
07/16/2015
$
6,480,000
$
647,690,946 Transfer of cap due to servicing transfer
08/14/2015
$
160,000
$
647,850,946 Transfer of cap due to servicing transfer
09/16/2015
$
(730,000)
$
647,120,946 Transfer of cap due to servicing transfer
09/28/2015
$
1,314,631
$
648,435,577 Updated due to quarterly assessment and reallocation
11/16/2015
$
(30,000)
$
648,405,577 Transfer of cap due to servicing transfer
12/16/2015
$
(1,800,000)
$
646,605,577 Transfer of cap due to servicing transfer
12/28/2015
$
(491,522)
$
646,114,055 Updated due to quarterly assessment and reallocation
01/14/2016
$
(10,000)
$
646,104,055 Transfer of cap due to servicing transfer
02/16/2016
$
(2,820,000)
$
643,284,055 Transfer of cap due to servicing transfer
02/25/2016
$
(57,817,969)
$
585,466,086 Reallocation due to MHA program deobligation
03/16/2016
$
1,530,000
$
586,996,086 Transfer of cap due to servicing transfer
03/28/2016
$
(1,385,279)
$
585,610,807 Updated due to quarterly assessment and reallocation
04/14/2016
$
3,860,000
$
589,470,807 Transfer of cap due to servicing transfer
01/22/2010
$
10,000
$
03/26/2010
$
10,000
$
90,000 Updated portfolio data from servicer
07/14/2010
$
10,000
$
100,000 Updated portfolio data from servicer
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
06/29/2011
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
09/27/2012
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
03/25/2013
$
(1)
$
145,053 Updated due to quarterly assessment and reallocation
12/23/2013
$
(145)
$
144,908 Updated due to quarterly assessment and reallocation
03/26/2014
$
(5)
$
144,903 Updated due to quarterly assessment and reallocation
06/26/2014
$
(59)
$
144,844 Updated due to quarterly assessment and reallocation
07/29/2014
$
(117)
$
144,727 Updated due to quarterly assessment and reallocation
09/29/2014
$
(39)
$
144,688 Updated due to quarterly assessment and reallocation
12/29/2014
$
(377)
$
144,311 Updated due to quarterly assessment and reallocation
03/26/2015
$
(142)
$
144,169 Updated due to quarterly assessment and reallocation
04/28/2015
$
73,328
$
217,497 Updated due to quarterly assessment and reallocation
09/28/2015
$
(2,259)
$
215,238 Updated due to quarterly assessment and reallocation
12/28/2015
$
(1,672)
$
213,566 Updated due to quarterly assessment and reallocation
02/25/2016
$
(11,493)
$
202,073 Reallocation due to MHA program deobligation
03/28/2016
60,000 N/A
$
06/16/2014
$
10,210,000
05/15/2014
Financial Instrument for Home Loan Modifications
173,215,392 Updated due to quarterly assessment and reallocation
$
04/16/2014
Purchase
$
03/26/2014
OH
(802)
02/13/2014
Eaton
173,216,194 Transfer of cap due to servicing transfer
$
12/23/2013
Eaton National Bank & Trust Company
170,306,194 Transfer of cap due to servicing transfer
$
12/16/2013
12/23/2009
$
2,910,000
11/14/2013
3
8,810,000
$
10/15/2013
- N/A
161,496,194 Updated due to quarterly assessment and reallocation
$
09/27/2013
Financial Instrument for Home Loan Modifications
$
08/15/2013
Purchase
(4,509)
07/16/2013
MA
161,500,703 Transfer of cap due to servicing transfer
$
06/27/2013
Boston
$
05/16/2013
Eastern Bank
5,120,000
03/25/2013
03/16/2016
156,380,703 Transfer of cap due to servicing transfer
$
02/14/2013
70,000 N/A
$
12/27/2012
$
110,000
11/15/2012
Financial Instrument for Home Loan Modifications
156,270,703 Updated due to quarterly assessment and reallocation
$
10/16/2012
Purchase
156,272,325 Transfer of cap due to servicing transfer
$
09/27/2012
IL
155,352,325 Transfer of cap due to servicing transfer
$
(1,622)
08/16/2012
Naperville
$
920,000
$
07/16/2012
DuPage Credit Union
3,260,000
$
06/28/2012
10/30/2009
$
06/14/2012
$
(240)
$
201,833 Updated due to quarterly assessment and reallocation
03/16/2016
$
20,000
$
03/26/2010
$
90,000
$
150,000 Updated portfolio data from servicer
07/14/2010
$
50,000
$
200,000 Updated portfolio data from servicer
09/30/2010
$
(54,944)
$
145,056 Updated portfolio data from servicer
80,000 Updated portfolio data from servicer/additional program initial cap
20,000 Transfer of cap due to servicing transfer
76
05/20/2011
EMC Mortgage Corporation
Lewisville
TX
Purchase
Financial Instrument for Home Loan Modifications
$
707,380,000 N/A
$
09/30/2009
$
(10,000)
$
707,370,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
07/31/2009
$
502,430,000
(145,056)
$
1,209,800,000 Updated portfolio data from servicer/additional program initial cap
1,075,240,000 Updated portfolio data from servicer/additional program initial cap
- Termination of SPA
03/26/2010
$
678,162,741 Transfer of cap due to servicing transfer
$
(925)
$
678,161,816 Updated due to quarterly assessment and reallocation
$
(122,900,000)
$
555,261,816 Transfer of cap due to servicing transfer
$
(8,728)
$
555,253,088 Updated due to quarterly assessment and reallocation
$
(600,000)
$
554,653,088 Transfer of cap due to servicing transfer
10/19/2011
$
(519,211,309)
$
3
07/16/2013
$
60,000
$
$
30,000
$
$
80,000
$
170,000 Transfer of cap due to servicing transfer
$
(8,692)
$
161,308 Updated due to quarterly assessment and reallocation
$
(10,008)
$
151,300 Updated due to quarterly assessment and reallocation
$
(28,583)
$
122,717 Reallocation due to MHA program deobligation
$
(597)
$
122,120 Updated due to quarterly assessment and reallocation
09/30/2009
$
(90,000)
$
80,000 Updated portfolio data from servicer/additional program initial cap
$
50,000
$
130,000 Updated portfolio data from servicer/additional program initial cap
$
100,000
$
230,000 Updated portfolio data from servicer
$
(130,000)
$
100,000 Updated portfolio data from servicer
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
05/20/2011
3,100,000 N/A
682,162,741 Transfer of cap due to servicing transfer
(4,000,000)
07/14/2010
$
$
$
03/26/2010
Financial Instrument for Home Loan Modifications
(900,000)
12/30/2009
Purchase
683,062,741 Updated due to quarterly assessment and reallocation
$
03/28/2016
IL
683,063,543 Transfer of cap due to servicing transfer
$
02/25/2016
Chicago
$
(802)
12/28/2015
Fay Servicing, LLC
(4,400,000)
$
09/28/2015
09/03/2010
687,463,543 Transfer of cap due to servicing transfer
$
08/14/2015
170,000 N/A
$
09/16/2014
$
(100,000)
8
Financial Instrument for Home Loan Modifications
$
07/14/2011
Purchase
687,563,543 Updated portfolio data from servicer
06/29/2011
OH
$
05/13/2011
West Salem
(8,006,457)
03/30/2011
Farmers State Bank
695,570,000 Updated portfolio data from servicer/additional program initial cap
$
03/16/2011
07/17/2009
$
02/16/2011
- N/A
13,100,000
01/06/2011
Financial Instrument for Home Loan Modifications
$
12/15/2010
Purchase
$
10/15/2010
FL
$
(630,000)
09/30/2010
Jacksonville
$
(392,140,000)
$
09/30/2010
Everbank
(134,560,000)
$
07/16/2010
07/16/2013
$
07/14/2010
$
(145,056)
09/30/2010
$
5,168,169
$
8,268,169 Updated portfolio data from servicer
01/06/2011
$
(12)
$
8,268,157 Updated due to quarterly assessment and reallocation
03/30/2011
$
(15)
$
8,268,142 Updated due to quarterly assessment and reallocation
04/13/2011
$
400,000
$
8,668,142 Transfer of cap due to servicing transfer
06/29/2011
$
(143)
$
8,667,999 Updated due to quarterly assessment and reallocation
09/15/2011
$
700,000
$
9,367,999 Transfer of cap due to servicing transfer
10/14/2011
$
100,000
$
11/16/2011
$
200,000
$
9,667,999 Transfer of cap due to servicing transfer
12/15/2011
$
1,700,000
$
11,367,999 Transfer of cap due to servicing transfer
04/16/2012
$
1,600,000
$
12,967,999 Transfer of cap due to servicing transfer
05/16/2012
$
40,000
$
06/14/2012
$
(210,000)
$
12,797,999 Transfer of cap due to servicing transfer
06/28/2012
$
(105)
$
12,797,894 Updated due to quarterly assessment and reallocation
07/16/2012
$
50,000
$
08/16/2012
$
90,000
$
12,937,894 Transfer of cap due to servicing transfer
09/27/2012
$
(294)
$
12,937,600 Updated due to quarterly assessment and reallocation
10/16/2012
$
1,810,000
$
14,747,600 Transfer of cap due to servicing transfer
12/27/2012
$
(61)
$
14,747,539 Updated due to quarterly assessment and reallocation
01/16/2013
$
30,000
$
14,777,539 Transfer of cap due to servicing transfer
02/14/2013
$
(590,000)
$
14,187,539 Transfer of cap due to servicing transfer
03/14/2013
$
(80,000)
$
14,107,539 Transfer of cap due to servicing transfer
03/25/2013
$
(214)
$
14,107,325 Updated due to quarterly assessment and reallocation
04/16/2013
$
200,000
$
14,307,325 Transfer of cap due to servicing transfer
05/16/2013
$
3,710,000
$
06/14/2013
$
1,760,000
$
19,777,325 Transfer of cap due to servicing transfer
06/27/2013
$
(86)
$
19,777,239 Updated due to quarterly assessment and reallocation
07/16/2013
$
6,650,000
$
26,427,239 Transfer of cap due to servicing transfer
08/15/2013
$
20,000
$
09/16/2013
$
4,840,000
$
31,287,239 Transfer of cap due to servicing transfer
09/27/2013
$
(54)
$
31,287,185 Updated due to quarterly assessment and reallocation
10/15/2013
$
720,000
$
32,007,185 Transfer of cap due to servicing transfer
11/14/2013
$
1,040,000
$
12/16/2013
$
140,000
$
33,187,185 Transfer of cap due to servicing transfer
12/23/2013
$
(84,376)
$
33,102,809 Updated due to quarterly assessment and reallocation
01/16/2014
$
8,350,000
$
41,452,809 Transfer of cap due to servicing transfer
02/13/2014
$
5,890,000
$
03/14/2014
$
5,720,000
$
53,062,809 Transfer of cap due to servicing transfer
03/26/2014
$
(4,045)
$
53,058,764 Updated due to quarterly assessment and reallocation
04/16/2014
$
70,000
$
53,128,764 Transfer of cap due to servicing transfer
05/15/2014
$
640,000
$
06/16/2014
$
15,780,000
$
69,548,764 Transfer of cap due to servicing transfer
06/26/2014
$
(69,560)
$
69,479,204 Updated due to quarterly assessment and reallocation
07/16/2014
$
(290,000)
$
69,189,204 Transfer of cap due to servicing transfer
07/29/2014
$
(138,184)
$
69,051,020 Updated due to quarterly assessment and reallocation
08/14/2014
$
990,000
$
70,041,020 Transfer of cap due to servicing transfer
09/16/2014
$
2,890,000
$
72,931,020 Transfer of cap due to servicing transfer
09/29/2014
$
(38,150)
$
72,892,870 Updated due to quarterly assessment and reallocation
10/16/2014
$
(1,830,000)
$
71,062,870 Transfer of cap due to servicing transfer
11/14/2014
$
5,980,000
$
77,042,870 Transfer of cap due to servicing transfer
683,100,000 Updated portfolio data from servicer
682,470,000 Transfer of cap due to servicing transfer
35,441,779 Termination of SPA
60,000 Transfer of cap due to servicing transfer
90,000 Transfer of cap due to servicing transfer
- Termination of SPA
9,467,999 Transfer of cap due to servicing transfer
13,007,999 Transfer of cap due to servicing transfer
12,847,894 Transfer of cap due to servicing transfer
18,017,325 Transfer of cap due to servicing transfer
26,447,239 Transfer of cap due to servicing transfer
33,047,185 Transfer of cap due to servicing transfer
47,342,809 Transfer of cap due to servicing transfer
53,768,764 Transfer of cap due to servicing transfer
77
12/16/2014
$
71,623,986 Transfer of cap due to servicing transfer
$
1,070,605
$
72,694,591 Updated due to quarterly assessment and reallocation
$
630,000
$
73,324,591 Transfer of cap due to servicing transfer
$
(118,190)
$
73,206,401 Updated due to quarterly assessment and reallocation
$
180,000
$
06/16/2015
$
530,000
$
73,916,401 Transfer of cap due to servicing transfer
06/25/2015
$
(179,814)
$
73,736,587 Updated due to quarterly assessment and reallocation
07/16/2015
$
(6,500,000)
$
67,236,587 Transfer of cap due to servicing transfer
08/14/2015
$
6,280,000
$
09/16/2015
$
1,750,000
$
75,266,587 Transfer of cap due to servicing transfer
09/28/2015
$
1,030,559
$
76,297,146 Updated due to quarterly assessment and reallocation
10/15/2015
$
5,310,000
$
81,607,146 Transfer of cap due to servicing transfer
11/16/2015
$
3,880,000
$
12/16/2015
$
3,920,000
$
89,407,146 Transfer of cap due to servicing transfer
12/28/2015
$
(1,157,968)
$
88,249,178 Updated due to quarterly assessment and reallocation
01/14/2016
$
7,400,000
$
95,649,178 Transfer of cap due to servicing transfer
02/16/2016
$
(740,000)
$
94,909,178 Transfer of cap due to servicing transfer
02/25/2016
$
(8,019,526)
$
03/16/2016
$
2,980,000
$
89,869,652 Transfer of cap due to servicing transfer
03/28/2016
$
(179,850)
$
89,689,802 Updated due to quarterly assessment and reallocation
04/14/2016
3
$
(770,000)
05/14/2015
- N/A
1,530,000
$
04/28/2015
Financial Instrument for Home Loan Modifications
70,863,986 Transfer of cap due to servicing transfer
$
04/16/2015
Purchase
70,783,986 Updated due to quarterly assessment and reallocation
$
03/26/2015
CA
71,112,870 Transfer of cap due to servicing transfer
$
80,000
03/16/2015
Anaheim Hills
$
(328,884)
$
02/13/2015
FCI Lender Services, Inc.
(5,930,000)
$
01/15/2015
05/13/2011
$
12/29/2014
$
1,110,000
$
90,799,802 Transfer of cap due to servicing transfer
05/13/2011
$
500,000
$
06/16/2011
$
100,000
$
600,000 Transfer of cap due to servicing transfer
06/29/2011
$
(9)
$
599,991 Updated due to quarterly assessment and reallocation
07/14/2011
$
200,000
$
09/15/2011
$
100,000
$
899,991 Transfer of cap due to servicing transfer
11/16/2011
$
2,500,000
$
3,399,991 Transfer of cap due to servicing transfer
05/16/2012
$
1,510,000
$
06/14/2012
$
450,000
$
5,359,991 Transfer of cap due to servicing transfer
06/28/2012
$
(66)
$
5,359,925 Updated due to quarterly assessment and reallocation
07/16/2012
$
250,000
$
08/16/2012
$
90,000
$
5,699,925 Transfer of cap due to servicing transfer
09/27/2012
$
(191)
$
5,699,734 Updated due to quarterly assessment and reallocation
10/16/2012
$
140,000
$
5,839,734 Transfer of cap due to servicing transfer
11/15/2012
$
70,000
$
12/14/2012
$
40,000
$
5,949,734 Transfer of cap due to servicing transfer
12/27/2012
$
(34)
$
5,949,700 Updated due to quarterly assessment and reallocation
01/16/2013
$
40,000
$
5,989,700 Transfer of cap due to servicing transfer
02/14/2013
$
50,000
$
03/14/2013
$
360,000
$
6,399,700 Transfer of cap due to servicing transfer
03/25/2013
$
(135)
$
6,399,565 Updated due to quarterly assessment and reallocation
04/16/2013
$
(10,000)
$
6,389,565 Transfer of cap due to servicing transfer
05/16/2013
$
40,000
$
06/14/2013
$
200,000
$
6,629,565 Transfer of cap due to servicing transfer
06/27/2013
$
(53)
$
6,629,512 Updated due to quarterly assessment and reallocation
07/16/2013
$
20,000
$
6,649,512 Transfer of cap due to servicing transfer
09/27/2013
$
(19)
$
6,649,493 Updated due to quarterly assessment and reallocation
10/15/2013
$
260,000
$
11/14/2013
$
30,000
$
6,939,493 Transfer of cap due to servicing transfer
12/23/2013
$
(33,755)
$
6,905,738 Updated due to quarterly assessment and reallocation
02/13/2014
$
110,000
$
7,015,738 Transfer of cap due to servicing transfer
03/14/2014
$
640,000
$
7,655,738 Transfer of cap due to servicing transfer
03/26/2014
$
(1,305)
$
7,654,433 Updated due to quarterly assessment and reallocation
04/16/2014
$
120,000
$
7,774,433 Transfer of cap due to servicing transfer
05/15/2014
$
40,000
$
06/16/2014
$
110,000
$
7,924,433 Transfer of cap due to servicing transfer
06/26/2014
$
(15,838)
$
7,908,595 Updated due to quarterly assessment and reallocation
07/16/2014
$
440,000
$
8,348,595 Transfer of cap due to servicing transfer
07/29/2014
$
(33,291)
$
8,315,304 Updated due to quarterly assessment and reallocation
08/14/2014
$
1,110,000
$
09/16/2014
$
40,000
$
9,465,304 Transfer of cap due to servicing transfer
09/29/2014
$
(12,454)
$
9,452,850 Updated due to quarterly assessment and reallocation
10/16/2014
$
20,000
$
9,472,850 Transfer of cap due to servicing transfer
11/14/2014
$
20,000
$
12/16/2014
$
190,000
$
9,682,850 Transfer of cap due to servicing transfer
12/29/2014
$
(1,564,671)
$
8,118,179 Updated due to quarterly assessment and reallocation
01/15/2015
$
10,000
$
8,128,179 Transfer of cap due to servicing transfer
02/13/2015
$
10,000
$
8,138,179 Transfer of cap due to servicing transfer
03/26/2015
$
(593,009)
$
7,545,170 Updated due to quarterly assessment and reallocation
04/28/2015
$
(2,341,121)
$
5,204,049 Updated due to quarterly assessment and reallocation
05/14/2015
$
50,000
$
06/16/2015
$
60,000
$
5,314,049 Transfer of cap due to servicing transfer
06/25/2015
$
(566,166)
$
4,747,883 Updated due to quarterly assessment and reallocation
07/16/2015
$
80,000
$
4,827,883 Transfer of cap due to servicing transfer
08/14/2015
$
220,000
$
5,047,883 Transfer of cap due to servicing transfer
09/16/2015
$
260,000
$
5,307,883 Transfer of cap due to servicing transfer
72,393,986 Transfer of cap due to servicing transfer
73,386,401 Transfer of cap due to servicing transfer
73,516,587 Transfer of cap due to servicing transfer
85,487,146 Transfer of cap due to servicing transfer
86,889,652 Reallocation due to MHA program deobligation
500,000 Transfer of cap due to servicing transfer
799,991 Transfer of cap due to servicing transfer
4,909,991 Transfer of cap due to servicing transfer
5,609,925 Transfer of cap due to servicing transfer
5,909,734 Transfer of cap due to servicing transfer
6,039,700 Transfer of cap due to servicing transfer
6,429,565 Transfer of cap due to servicing transfer
6,909,493 Transfer of cap due to servicing transfer
7,814,433 Transfer of cap due to servicing transfer
9,425,304 Transfer of cap due to servicing transfer
9,492,850 Transfer of cap due to servicing transfer
5,254,049 Transfer of cap due to servicing transfer
78
09/28/2015
$
9,380,000 Updated portfolio data from servicer
$
(1,980,000)
$
7,400,000 Updated portfolio data from servicer
$
(6,384,611)
$
1,015,389 Updated portfolio data from servicer
$
(1)
$
1,015,388 Updated due to quarterly assessment and reallocation
$
(2)
$
1,015,386 Updated due to quarterly assessment and reallocation
$
(16)
$
1,015,370 Updated due to quarterly assessment and reallocation
$
(12)
$
1,015,358 Updated due to quarterly assessment and reallocation
$
(32)
$
1,015,326 Updated due to quarterly assessment and reallocation
$
(5)
$
1,015,321 Updated due to quarterly assessment and reallocation
$
(21)
$
1,015,300 Updated due to quarterly assessment and reallocation
$
(8)
$
1,015,292 Updated due to quarterly assessment and reallocation
$
(3)
$
1,015,289 Updated due to quarterly assessment and reallocation
$
(4,716)
$
1,010,573 Updated due to quarterly assessment and reallocation
$
(165)
$
1,010,408 Updated due to quarterly assessment and reallocation
$
(1,944)
$
1,008,464 Updated due to quarterly assessment and reallocation
$
(3,862)
$
1,004,602 Updated due to quarterly assessment and reallocation
$
(1,276)
$
1,003,326 Updated due to quarterly assessment and reallocation
$
(130,634)
$
872,692 Updated due to quarterly assessment and reallocation
$
(49,137)
$
823,555 Updated due to quarterly assessment and reallocation
$
(187,406)
$
636,149 Updated due to quarterly assessment and reallocation
$
(45,604)
$
590,545 Updated due to quarterly assessment and reallocation
09/28/2015
$
(60,938)
$
529,607 Updated due to quarterly assessment and reallocation
12/28/2015
$
(41,224)
$
488,383 Updated due to quarterly assessment and reallocation
02/25/2016
$
(126,974)
$
03/28/2016
$
(2,655)
$
09/30/2009
$
(1,530,000)
$
12/30/2009
$
680,000
$
5,610,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
2,460,000
$
8,070,000 Updated portfolio data from servicer
07/14/2010
$
(2,470,000)
$
5,600,000 Updated portfolio data from servicer
09/30/2010
$
2,523,114
$
8,123,114 Updated portfolio data from servicer
01/06/2011
$
(2)
$
8,123,112 Updated due to quarterly assessment and reallocation
03/30/2011
$
(2)
$
8,123,110 Updated due to quarterly assessment and reallocation
06/29/2011
$
(15)
$
8,123,095 Updated due to quarterly assessment and reallocation
06/28/2012
$
(3)
$
8,123,092 Updated due to quarterly assessment and reallocation
09/27/2012
$
(5)
$
8,123,087 Updated due to quarterly assessment and reallocation
12/27/2012
$
(1)
$
8,123,086 Updated due to quarterly assessment and reallocation
03/25/2013
$
(5)
$
8,123,081 Updated due to quarterly assessment and reallocation
06/27/2013
$
(1)
$
8,123,080 Updated due to quarterly assessment and reallocation
12/23/2013
$
(474)
$
8,122,606 Updated due to quarterly assessment and reallocation
03/26/2014
$
(18)
$
8,122,588 Updated due to quarterly assessment and reallocation
06/26/2014
$
(35)
$
8,122,553 Updated due to quarterly assessment and reallocation
07/29/2014
$
1,722
$
09/29/2014
$
33,199
$
8,157,474 Updated due to quarterly assessment and reallocation
12/29/2014
$
2,304,333
$
10,461,807 Updated due to quarterly assessment and reallocation
03/26/2015
$
4,415
$
10,466,222 Updated due to quarterly assessment and reallocation
04/28/2015
$
495,986
$
10,962,208 Updated due to quarterly assessment and reallocation
06/25/2015
$
38,337
$
11,000,545 Updated due to quarterly assessment and reallocation
09/28/2015
$
16,222
$
11,016,767 Updated due to quarterly assessment and reallocation
12/28/2015
$
12,289
$
11,029,056 Updated due to quarterly assessment and reallocation
02/25/2016
$
(392,747)
$
10,636,309 Reallocation due to MHA program deobligation
03/28/2016
100,000 N/A
6,300,000
06/25/2015
$
$
04/28/2015
Financial Instrument for Home Loan Modifications
3,080,000 Updated portfolio data from servicer/additional program initial cap
03/26/2015
Purchase
2,869,447 Transfer of cap due to servicing transfer
$
12/29/2014
FL
$
140,000
09/29/2014
Lake City
350,000
$
07/29/2014
First Federal Bank of Florida
(54,350)
$
06/26/2014
09/30/2010
$
03/26/2014
3
2,573,797 Transfer of cap due to servicing transfer
12/23/2013
- N/A
$
09/27/2013
Financial Instrument for Home Loan Modifications
30,000
06/27/2013
Purchase
$
03/25/2013
NC
2,543,797 Reallocation due to MHA program deobligation
12/27/2012
Hendersonville
5,080,203 Transfer of cap due to servicing transfer
$
09/27/2012
First Citizens Bank & Trust Company
$
(2,536,406)
06/28/2012
05/15/2014
250,000
$
01/22/2010
6,460,000 N/A
$
06/29/2011
$
$
03/30/2011
Financial Instrument for Home Loan Modifications
230,000
01/06/2011
Purchase
$
09/30/2010
MO
4,600,203 Updated due to quarterly assessment and reallocation
07/14/2010
St. Louis
$
03/26/2010
FIRST BANK
(780,127)
04/14/2016
07/29/2009
5,380,330 Transfer of cap due to servicing transfer
$
03/28/2016
2,940,000 N/A
$
03/16/2016
$
420,000
02/25/2016
Financial Instrument for Home Loan Modifications
$
02/16/2016
Purchase
4,540,330 Transfer of cap due to servicing transfer
$
01/14/2016
LA
4,460,330 Updated due to quarterly assessment and reallocation
$
420,000
12/28/2015
New Orleans
$
80,000
$
12/16/2015
Fidelity Bank
(847,553)
$
11/16/2015
12/09/2009
$
10/15/2015
$
(8,110)
$
10,628,199 Updated due to quarterly assessment and reallocation
05/15/2014
$
10,000
$
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
$
4,960,330 Transfer of cap due to servicing transfer
4,830,203 Transfer of cap due to servicing transfer
2,519,447 Updated due to quarterly assessment and reallocation
361,409 Reallocation due to MHA program deobligation
358,754 Updated due to quarterly assessment and reallocation
4,930,000 Updated portfolio data from servicer/additional program initial cap
8,124,275 Updated due to quarterly assessment and reallocation
10,000 Transfer of cap due to servicing transfer
06/29/2011
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
06/28/2012
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
09/27/2012
$
(2)
$
145,052 Updated due to quarterly assessment and reallocation
03/25/2013
$
(1)
$
145,051 Updated due to quarterly assessment and reallocation
12/23/2013
$
(232)
$
144,819 Updated due to quarterly assessment and reallocation
03/26/2014
$
(8)
$
144,811 Updated due to quarterly assessment and reallocation
06/26/2014
$
(96)
$
144,715 Updated due to quarterly assessment and reallocation
07/29/2014
$
(191)
$
144,524 Updated due to quarterly assessment and reallocation
09/29/2014
$
(63)
$
144,461 Updated due to quarterly assessment and reallocation
12/29/2014
$
(7,654)
$
136,807 Updated due to quarterly assessment and reallocation
03/26/2015
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
04/28/2015
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
06/25/2015
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
09/28/2015
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
79
12/28/2015
Financial Instrument for Home Loan Modifications
$
12/30/2009
12/16/2009
First Federal Savings and Loan
Association of Lakewood
Lakewood
OH
Purchase
Financial Instrument for Home Loan Modifications
$
08/27/2010
First Financial Bank, N.A.
Terre Haute
ID
Purchase
Financial Instrument for Home Loan Modifications
$
4,300,000 N/A
$
$
11,370,000
$
(14,160,000)
$
160,000
$
(3,620,000)
09/30/2010
3,460,000 N/A
2,020,000
01/22/2010
770,000 N/A
$
$
7,014,337
$
11,314,337 Updated portfolio data from servicer
01/06/2011
Purchase
$
04/21/2010
WA
$
(159)
05/26/2010
Port Angeles
$
(7,597)
$
03/26/2010
First Federal Savings and Loan
(2,660)
$
03/28/2016
06/19/2009
$
02/25/2016
$
(17)
$
11,314,320 Updated due to quarterly assessment and reallocation
$
113,635 Updated due to quarterly assessment and reallocation
106,038 Reallocation due to MHA program deobligation
105,879 Updated due to quarterly assessment and reallocation
2,790,000 Updated portfolio data from servicer/additional program initial cap
14,160,000 Updated portfolio data from servicer
- Termination of SPA
$
3,620,000 Updated portfolio data from servicer/additional program initial cap
- Termination of SPA
03/30/2011
11,313,568 Updated due to quarterly assessment and reallocation
$
(67)
$
11,313,501 Updated due to quarterly assessment and reallocation
$
(253)
$
11,313,248 Updated due to quarterly assessment and reallocation
$
(95)
$
11,313,153 Updated due to quarterly assessment and reallocation
$
(34)
$
11,313,119 Updated due to quarterly assessment and reallocation
$
(57,776)
$
11,255,343 Updated due to quarterly assessment and reallocation
03/26/2014
$
(2,031)
$
11,253,312 Updated due to quarterly assessment and reallocation
06/26/2014
$
(23,972)
$
11,229,340 Updated due to quarterly assessment and reallocation
07/29/2014
$
(47,613)
$
11,181,727 Updated due to quarterly assessment and reallocation
09/29/2014
$
(15,728)
$
11,165,999 Updated due to quarterly assessment and reallocation
12/29/2014
$
(1,905,128)
$
9,260,871 Updated due to quarterly assessment and reallocation
03/26/2015
$
(716,488)
$
8,544,383 Updated due to quarterly assessment and reallocation
04/28/2015
$
(2,824,053)
$
5,720,330 Updated due to quarterly assessment and reallocation
06/25/2015
$
(669,754)
$
5,050,576 Updated due to quarterly assessment and reallocation
07/16/2015
$
10,000
$
5,060,576 Transfer of cap due to servicing transfer
09/28/2015
$
(896,475)
$
4,164,101 Updated due to quarterly assessment and reallocation
12/28/2015
$
(663,462)
$
3,500,639 Updated due to quarterly assessment and reallocation
02/25/2016
$
(1,894,718)
03/28/2016
$
(39,578)
$
1,566,343 Updated due to quarterly assessment and reallocation
01/22/2010
$
50,000
$
1,330,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
1,280,000 N/A
$
12/23/2013
$
(396)
09/27/2013
Financial Instrument for Home Loan Modifications
11,313,964 Updated due to quarterly assessment and reallocation
$
06/27/2013
Purchase
11,314,108 Updated due to quarterly assessment and reallocation
$
03/25/2013
PA
11,314,300 Updated due to quarterly assessment and reallocation
$
(144)
12/27/2012
Media
$
(192)
$
09/27/2012
First Keystone Bank
(20)
$
06/28/2012
11/25/2009
$
06/29/2011
$
1,020,000
$
2,350,000 Updated portfolio data from servicer
$
1,605,921 Reallocation due to MHA program deobligation
07/14/2010
First State Bank
Mendota
IL
Purchase
Financial Instrument for Home Loan Modifications
09/30/2010
Flagstar Capital Markets Corporation
Troy
MI
Purchase
Financial Instrument for Home Loan Modifications
- N/A
$
800,000 N/A
(1)
$
145,055 Updated due to quarterly assessment and reallocation
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
$
(2)
$
145,052 Updated due to quarterly assessment and reallocation
$
(1)
$
145,051 Updated due to quarterly assessment and reallocation
$
(232)
$
144,819 Updated due to quarterly assessment and reallocation
$
(8)
$
144,811 Updated due to quarterly assessment and reallocation
$
(96)
$
144,715 Updated due to quarterly assessment and reallocation
$
(191)
$
144,524 Updated due to quarterly assessment and reallocation
$
(63)
$
144,461 Updated due to quarterly assessment and reallocation
$
(7,654)
$
136,807 Updated due to quarterly assessment and reallocation
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
$
(10,000)
$
103,635 Transfer of cap due to servicing transfer
$
(2,025)
$
101,610 Reallocation due to MHA program deobligation
$
(42)
$
101,568 Updated due to quarterly assessment and reallocation
03/26/2010
$
150,000
$
290,000 Updated portfolio data from servicer
$
10,000
$
300,000 Updated portfolio data from servicer
$
(9,889)
$
290,111 Updated portfolio data from servicer
$
(290,111)
09/30/2010
$
180,222
$
580,222 Updated portfolio data from servicer
$
(1)
$
580,221 Updated due to quarterly assessment and reallocation
03/23/2011
04/14/2016
400,000 N/A
$
01/06/2011
$
145,056 Updated portfolio data from servicer
01/26/2011
Financial Instrument for Home Loan Modifications
$
09/30/2010
Purchase
$
45,056
07/14/2010
OH
20,000
$
03/28/2016
Cincinnati
$
09/30/2010
02/25/2016
First Safety Bank
06/16/2014
02/16/2016
09/30/2010
3
12/28/2015
140,000 N/A
$
09/28/2015
$
(1,335,614)
06/25/2015
Financial Instrument for Home Loan Modifications
$
04/28/2015
Purchase
1,350,531 Updated due to quarterly assessment and reallocation
07/22/2011
03/26/2015
IL
$
12/29/2014
Grant Park
(21)
09/29/2014
First National Bank of Grant Park
1,350,552 Transfer of cap due to servicing transfer
$
07/29/2014
01/13/2010
$
06/26/2014
100,000 N/A
(100,000)
03/26/2014
- N/A
$
1,450,552 Updated due to quarterly assessment and reallocation
$
12/23/2013
Financial Instrument for Home Loan Modifications
$
03/25/2013
Financial Instrument for Home Loan Modifications
Purchase
(2)
09/27/2012
Purchase
1,450,554 Updated due to quarterly assessment and reallocation
$
06/28/2012
OK
CA
$
06/29/2011
Oklahoma City
(2)
6
Diamond Bar
1,450,556 Updated portfolio data from servicer
$
06/29/2011
First Mortgage Corporation
1,400,000 Updated portfolio data from servicer
$
06/16/2011
First Mortgage Company, LLC
$
50,556
03/30/2011
09/30/2010
(950,000)
$
01/06/2011
06/16/2014
$
09/30/2010
$
(580,221)
04/14/2016
$
30,000
$
$
09/30/2010
14,917 Termination of SPA
20,000 Transfer of cap due to servicing transfer
- Termination of SPA
- Termination of SPA
30,000 Transfer of cap due to servicing transfer
360,445
$
1,160,445 Updated portfolio data from servicer
01/06/2011
$
(2)
$
1,160,443 Updated due to quarterly assessment and reallocation
03/30/2011
$
(2)
$
1,160,441 Updated due to quarterly assessment and reallocation
06/29/2011
$
(18)
$
1,160,423 Updated due to quarterly assessment and reallocation
06/28/2012
$
(14)
$
1,160,409 Updated due to quarterly assessment and reallocation
09/27/2012
$
(37)
$
1,160,372 Updated due to quarterly assessment and reallocation
12/27/2012
$
(6)
$
1,160,366 Updated due to quarterly assessment and reallocation
03/25/2013
$
(24)
$
1,160,342 Updated due to quarterly assessment and reallocation
06/27/2013
$
(9)
$
1,160,333 Updated due to quarterly assessment and reallocation
09/27/2013
$
(3)
$
1,160,330 Updated due to quarterly assessment and reallocation
80
12/23/2013
Purchase
Financial Instrument for Home Loan Modifications
- N/A
3
1,152,408 Updated due to quarterly assessment and reallocation
$
(1,152,408)
04/16/2015
$
10,000
$
10,000 Transfer of cap due to servicing transfer
$
10,000
$
20,000 Transfer of cap due to servicing transfer
$
10,000
$
02/13/2014
$
150,000
$
150,000 Transfer of cap due to servicing transfer
03/26/2014
FL
1,154,675 Updated due to quarterly assessment and reallocation
$
01/14/2016
Weston
1,154,867 Updated due to quarterly assessment and reallocation
$
(2,267)
05/14/2015
Florida Community Bank, NA
$
(192)
$
07/01/2014
02/13/2014
(5,463)
$
06/26/2014
3
$
03/26/2014
$
(2)
$
149,998 Updated due to quarterly assessment and reallocation
- Termination of SPA
30,000 Transfer of cap due to servicing transfer
04/16/2014
(15)
$
196,928 Updated due to quarterly assessment and reallocation
$
(20)
$
196,908 Updated due to quarterly assessment and reallocation
$
(14,536)
$
182,372 Updated due to quarterly assessment and reallocation
$
(45,046)
$
$
(10,000)
$
127,326 Transfer of cap due to servicing transfer
$
(718)
$
126,608 Updated due to quarterly assessment and reallocation
10/02/2009
$
6,010,000
$
33,520,000 Updated portfolio data from servicer/additional program initial cap
$
(19,750,000)
$
13,770,000 Updated portfolio data from servicer/additional program initial cap
$
(4,780,000)
$
8,990,000 Updated portfolio data from servicer
$
(2,390,000)
$
6,600,000 Updated portfolio data from servicer
09/30/2010
$
2,973,670
$
9,573,670 Updated portfolio data from servicer
01/06/2011
$
(3)
$
9,573,667 Updated due to quarterly assessment and reallocation
02/16/2011
$
(1,800,000)
$
7,773,667 Transfer of cap due to servicing transfer
03/30/2011
$
(6)
$
7,773,661 Updated due to quarterly assessment and reallocation
06/29/2011
$
(61)
$
7,773,600 Updated due to quarterly assessment and reallocation
10/14/2011
$
(100,000)
$
7,673,600 Transfer of cap due to servicing transfer
06/28/2012
$
(58)
$
7,673,542 Updated due to quarterly assessment and reallocation
09/27/2012
$
(164)
$
7,673,378 Updated due to quarterly assessment and reallocation
12/27/2012
$
(29)
$
7,673,349 Updated due to quarterly assessment and reallocation
03/25/2013
$
(110)
$
7,673,239 Updated due to quarterly assessment and reallocation
06/27/2013
$
(42)
$
7,673,197 Updated due to quarterly assessment and reallocation
09/27/2013
$
(15)
$
7,673,182 Updated due to quarterly assessment and reallocation
12/23/2013
$
(25,724)
$
7,647,458 Updated due to quarterly assessment and reallocation
03/14/2014
$
40,000
$
7,687,458 Transfer of cap due to servicing transfer
03/26/2014
$
(913)
$
7,686,545 Updated due to quarterly assessment and reallocation
06/26/2014
$
(10,778)
$
7,675,767 Updated due to quarterly assessment and reallocation
07/29/2014
$
(21,410)
$
7,654,357 Updated due to quarterly assessment and reallocation
09/29/2014
$
(7,073)
$
7,647,284 Updated due to quarterly assessment and reallocation
12/29/2014
$
(757,196)
$
6,890,088 Updated due to quarterly assessment and reallocation
03/26/2015
$
(284,769)
$
6,605,319 Updated due to quarterly assessment and reallocation
04/16/2015
$
(10,000)
$
6,595,319 Transfer of cap due to servicing transfer
04/28/2015
$
(1,122,099)
$
5,473,220 Updated due to quarterly assessment and reallocation
06/25/2015
$
(266,118)
$
5,207,102 Updated due to quarterly assessment and reallocation
08/14/2015
$
(10,000)
$
5,197,102 Transfer of cap due to servicing transfer
09/28/2015
$
(353,677)
$
4,843,425 Updated due to quarterly assessment and reallocation
11/16/2015
$
(10,000)
$
4,833,425 Transfer of cap due to servicing transfer
12/28/2015
$
(257,877)
$
4,575,548 Updated due to quarterly assessment and reallocation
02/25/2016
$
(843,088)
$
03/28/2016
$
(17,611)
$
3,714,849 Updated due to quarterly assessment and reallocation
09/30/2010
$
765,945
$
2,465,945 Updated portfolio data from servicer
01/06/2011
1,700,000 N/A
196,943 Updated due to quarterly assessment and reallocation
$
07/14/2010
$
$
03/26/2010
Financial Instrument for Home Loan Modifications
(64)
12/30/2009
Purchase
197,007 Updated due to quarterly assessment and reallocation
$
03/28/2016
OH
197,023 Updated due to quarterly assessment and reallocation
$
03/16/2016
Cincinnati
169,863 Updated due to quarterly assessment and reallocation
$
(16)
02/25/2016
Franklin Savings
$
27,160
$
12/28/2015
09/30/2010
(25)
$
09/28/2015
27,510,000 N/A
$
06/25/2015
$
169,888 Updated due to quarterly assessment and reallocation
04/28/2015
Financial Instrument for Home Loan Modifications
169,961 Updated due to quarterly assessment and reallocation
$
03/26/2015
Purchase
169,998 Transfer of cap due to servicing transfer
$
(73)
12/29/2014
NJ
$
(37)
$
09/29/2014
Franklin Credit Management Corporation Jersey City
20,000
$
07/29/2014
09/11/2009
$
06/26/2014
$
(4)
$
2,465,941 Updated due to quarterly assessment and reallocation
137,326 Reallocation due to MHA program deobligation
3,732,460 Reallocation due to MHA program deobligation
03/30/2011
Fresno County Federal Credit Union
Fresno
CA
Financial Instrument for Home Loan Modifications
- N/A
$
(83)
$
2,465,784 Updated due to quarterly assessment and reallocation
$
(14)
$
2,465,770 Updated due to quarterly assessment and reallocation
$
(53)
$
2,465,717 Updated due to quarterly assessment and reallocation
$
(10,000)
$
2,455,717 Transfer of cap due to servicing transfer
$
(20)
$
2,455,697 Updated due to quarterly assessment and reallocation
$
(7)
$
2,455,690 Updated due to quarterly assessment and reallocation
6
Financial Instrument for Home Loan Modifications
2,465,867 Updated due to quarterly assessment and reallocation
$
09/27/2013
Purchase
$
06/27/2013
Purchase
(30)
06/14/2013
IN
2,465,897 Updated due to quarterly assessment and reallocation
$
03/25/2013
Fishers
2,465,937 Updated due to quarterly assessment and reallocation
$
12/27/2012
Freedom Mortgage Corporation
$
(40)
09/27/2012
01/13/2010
(4)
$
06/28/2012
02/16/2016
$
06/29/2011
10/24/2013
$
(2,446,075)
$
3
02/16/2016
$
10,000
$
03/26/2010
$
480,000
260,000 N/A
9,615 Termination of SPA
10,000 Transfer of cap due to servicing transfer
OK
Purchase
Financial Instrument for Home Loan Modifications
$
100,000 N/A
600,000 Updated portfolio data from servicer
$
580,222 Updated portfolio data from servicer
$
(1)
$
580,221 Updated due to quarterly assessment and reallocation
$
(1)
$
580,220 Updated due to quarterly assessment and reallocation
$
(8)
$
580,212 Updated due to quarterly assessment and reallocation
06/28/2012
Tulsa
$
(19,778)
06/29/2011
Gateway Mortgage Group, LLC
(140,000)
03/30/2011
09/30/2010
740,000 Updated portfolio data from servicer
$
$
01/06/2011
6
$
07/14/2010
09/30/2010
$
(6)
$
580,206 Updated due to quarterly assessment and reallocation
07/06/2012
$
(555,252)
$
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
06/29/2011
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
06/28/2012
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
24,954 Termination of SPA
81
09/27/2012
09/23/2009
Glass City Federal Credit Union
Maumee
OH
Purchase
Financial Instrument for Home Loan Modifications
$
144,461 Updated due to quarterly assessment and reallocation
$
136,807 Updated due to quarterly assessment and reallocation
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
$
(7,597)
$
106,038 Reallocation due to MHA program deobligation
$
(159)
$
105,879 Updated due to quarterly assessment and reallocation
05/14/2015
$
40,000
$
$
45,056
$
145,056 Updated portfolio data from servicer
$
(145,056)
10/02/2009
230,000 N/A
$
(7,654)
09/30/2010
100,000 N/A
(63)
$
$
60,000
$
290,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
144,524 Updated due to quarterly assessment and reallocation
$
03/23/2011
Financial Instrument for Home Loan Modifications
$
03/28/2016
Purchase
(191)
02/25/2016
MA
144,715 Updated due to quarterly assessment and reallocation
$
12/28/2015
Gardner
$
09/28/2015
GFA Federal Credit Union
(96)
06/25/2015
09/30/2010
144,811 Updated due to quarterly assessment and reallocation
$
04/28/2015
3
$
03/26/2015
- N/A
(8)
12/29/2014
Financial Instrument for Home Loan Modifications
144,819 Updated due to quarterly assessment and reallocation
$
09/29/2014
Purchase
145,051 Updated due to quarterly assessment and reallocation
$
07/29/2014
GA
145,052 Updated due to quarterly assessment and reallocation
$
(232)
06/26/2014
Atlanta
$
(1)
$
03/26/2014
05/14/2015
(2)
$
12/23/2013
Georgia Housing & Finance Authority
DBA State Home Mortgage
$
03/25/2013
$
(10,000)
$
280,000 Updated portfolio data from servicer/additional program initial cap
40,000 Transfer of cap due to servicing transfer
- Termination of SPA
03/26/2010
130,000
$
410,000 Updated portfolio data from servicer
$
(110,000)
$
300,000 Updated portfolio data from servicer
09/30/2010
$
(9,889)
$
290,111 Updated portfolio data from servicer
06/29/2011
$
(3)
$
290,108 Updated due to quarterly assessment and reallocation
06/28/2012
$
(2)
$
290,106 Updated due to quarterly assessment and reallocation
09/27/2012
$
(7)
$
290,099 Updated due to quarterly assessment and reallocation
12/27/2012
$
(1)
$
290,098 Updated due to quarterly assessment and reallocation
03/25/2013
$
(4)
$
290,094 Updated due to quarterly assessment and reallocation
06/27/2013
$
(2)
$
290,092 Updated due to quarterly assessment and reallocation
09/27/2013
$
(1)
$
290,091 Updated due to quarterly assessment and reallocation
12/23/2013
$
(979)
$
289,112 Updated due to quarterly assessment and reallocation
03/26/2014
$
(34)
$
289,078 Updated due to quarterly assessment and reallocation
06/26/2014
$
(406)
$
288,672 Updated due to quarterly assessment and reallocation
07/29/2014
$
(807)
$
287,865 Updated due to quarterly assessment and reallocation
09/29/2014
6
$
07/14/2010
$
(267)
$
11/03/2014
$
(275,124)
$
$
20,000
$
287,598 Updated due to quarterly assessment and reallocation
12,474 Termination of SPA
12/11/2009
Glenview State Bank
Glenview
IL
Purchase
Financial Instrument for Home Loan Modifications
$
370,000 N/A
01/22/2010
$
1,250,000
05/26/2010
$
(1,640,000)
12/16/2009
Golden Plains Credit Union
Garden City
KS
Purchase
Financial Instrument for Home Loan Modifications
$
170,000 N/A
01/22/2010
$
10,000
$
180,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
30,000
$
210,000 Updated portfolio data from servicer
07/14/2010
$
(10,000)
$
200,000 Updated portfolio data from servicer
09/30/2010
$
90,111
$
290,111 Updated portfolio data from servicer
02/17/2011
$
(290,111)
360,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
12/23/2009
- Termination of SPA
- Termination of SPA
North Chicago
IL
Purchase
Financial Instrument for Home Loan Modifications
$
570,000 N/A
$
40,000 Updated portfolio data from servicer
$
760,000
$
800,000 Updated portfolio data from servicer
$
(74,722)
$
725,278 Updated portfolio data from servicer
$
(1)
$
725,277 Updated due to quarterly assessment and reallocation
$
(1)
$
725,276 Updated due to quarterly assessment and reallocation
$
(11)
$
01/25/2012
Great Lakes Credit Union
$
06/29/2011
10/14/2009
20,000
(320,000)
03/30/2011
340,000 N/A
$
01/06/2011
$
$
09/30/2010
MA
01/22/2010
07/14/2010
North Grafton
Financial Instrument for Home Loan Modifications
1,640,000 Updated portfolio data from servicer
03/26/2010
Grafton Suburban Credit Union
Purchase
$
390,000 Updated portfolio data from servicer/additional program initial cap
$
(725,265)
12/30/2009
$
1,030,000
$
03/26/2010
$
(880,000)
$
720,000 Updated portfolio data from servicer
07/14/2010
$
(320,000)
$
400,000 Updated portfolio data from servicer
09/30/2010
$
180,222
$
580,222 Updated portfolio data from servicer
01/06/2011
$
(1)
$
580,221 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
580,220 Updated due to quarterly assessment and reallocation
06/29/2011
$
(8)
$
580,212 Updated due to quarterly assessment and reallocation
06/28/2012
$
(6)
$
580,206 Updated due to quarterly assessment and reallocation
09/27/2012
$
(17)
$
580,189 Updated due to quarterly assessment and reallocation
12/27/2012
$
(3)
$
580,186 Updated due to quarterly assessment and reallocation
03/25/2013
$
(11)
$
580,175 Updated due to quarterly assessment and reallocation
06/27/2013
$
(4)
$
580,171 Updated due to quarterly assessment and reallocation
09/27/2013
$
(1)
$
580,170 Updated due to quarterly assessment and reallocation
12/23/2013
$
(2,438)
$
577,732 Updated due to quarterly assessment and reallocation
03/26/2014
$
(86)
$
577,646 Updated due to quarterly assessment and reallocation
06/26/2014
$
(925)
$
576,721 Updated due to quarterly assessment and reallocation
07/29/2014
$
(1,789)
$
574,932 Updated due to quarterly assessment and reallocation
09/29/2014
$
(607)
$
574,325 Updated due to quarterly assessment and reallocation
12/29/2014
$
(64,898)
$
509,427 Updated due to quarterly assessment and reallocation
03/26/2015
$
(25,379)
$
484,048 Updated due to quarterly assessment and reallocation
04/28/2015
$
(85,402)
$
398,646 Updated due to quarterly assessment and reallocation
06/25/2015
$
(19,002)
$
379,644 Updated due to quarterly assessment and reallocation
09/28/2015
$
(23,268)
$
356,376 Updated due to quarterly assessment and reallocation
12/28/2015
$
(20,061)
$
336,315 Updated due to quarterly assessment and reallocation
02/25/2016
$
(71,077)
$
265,238 Reallocation due to MHA program deobligation
03/28/2016
$
(1,485)
$
263,753 Updated due to quarterly assessment and reallocation
725,265 Updated due to quarterly assessment and reallocation
- Termination of SPA
1,600,000 Updated portfolio data from servicer/additional program initial cap
82
01/13/2010
Greater Nevada LLC dba Greater
Nevada Mortgage
870,333 Updated due to quarterly assessment and reallocation
$
(1)
$
870,332 Updated due to quarterly assessment and reallocation
$
(8)
$
870,324 Updated due to quarterly assessment and reallocation
$
(4)
$
870,320 Updated due to quarterly assessment and reallocation
$
(10)
$
870,310 Updated due to quarterly assessment and reallocation
$
(2)
$
870,308 Updated due to quarterly assessment and reallocation
$
(7)
$
870,301 Updated due to quarterly assessment and reallocation
$
(2)
$
870,299 Updated due to quarterly assessment and reallocation
$
(1)
$
870,298 Updated due to quarterly assessment and reallocation
12/23/2013
$
(1,504)
$
868,794 Updated due to quarterly assessment and reallocation
03/26/2014
$
(43)
$
868,751 Updated due to quarterly assessment and reallocation
06/26/2014
$
(491)
$
868,260 Updated due to quarterly assessment and reallocation
07/29/2014
$
(975)
$
867,285 Updated due to quarterly assessment and reallocation
09/29/2014
$
(322)
$
866,963 Updated due to quarterly assessment and reallocation
12/29/2014
$
(10,113)
$
03/26/2015
$
(1,772)
$
855,078 Updated due to quarterly assessment and reallocation
04/28/2015
$
497,659
$
1,352,737 Updated due to quarterly assessment and reallocation
06/25/2015
$
(757)
$
1,351,980 Updated due to quarterly assessment and reallocation
09/28/2015
$
(5,586)
$
1,346,394 Updated due to quarterly assessment and reallocation
12/28/2015
$
(10,273)
$
1,336,121 Updated due to quarterly assessment and reallocation
02/25/2016
$
(215,610)
$
1,120,511 Reallocation due to MHA program deobligation
03/28/2016
$
(5,125)
$
1,115,386 Updated due to quarterly assessment and reallocation
07/14/2011
$
200,000
$
200,000 Transfer of cap due to servicing transfer
11/16/2011
$
900,000
$
1,100,000 Transfer of cap due to servicing transfer
01/13/2012
$
100,000
$
1,200,000 Transfer of cap due to servicing transfer
06/28/2012
$
(9)
$
1,199,991 Updated due to quarterly assessment and reallocation
08/16/2012
$
20,000
$
1,219,991 Transfer of cap due to servicing transfer
09/27/2012
$
(26)
$
1,219,965 Updated due to quarterly assessment and reallocation
10/16/2012
$
50,000
$
12/14/2012
$
10,000
$
1,279,965 Transfer of cap due to servicing transfer
12/27/2012
$
(5)
$
1,279,960 Updated due to quarterly assessment and reallocation
01/16/2013
$
130,000
$
1,409,960 Transfer of cap due to servicing transfer
02/14/2013
$
120,000
$
1,529,960 Transfer of cap due to servicing transfer
03/25/2013
$
(20)
$
1,529,940 Updated due to quarterly assessment and reallocation
05/16/2013
$
80,000
$
06/14/2013
$
420,000
$
2,029,940 Transfer of cap due to servicing transfer
06/27/2013
$
(10)
$
2,029,930 Updated due to quarterly assessment and reallocation
09/27/2013
$
(4)
$
2,029,926 Updated due to quarterly assessment and reallocation
11/14/2013
$
120,000
$
2,149,926 Transfer of cap due to servicing transfer
12/23/2013
$
(7,685)
$
2,142,241 Updated due to quarterly assessment and reallocation
03/14/2014
$
10,000
$
2,152,241 Transfer of cap due to servicing transfer
03/26/2014
$
(274)
$
2,151,967 Updated due to quarterly assessment and reallocation
04/16/2014
$
240,000
$
06/16/2014
$
30,000
$
2,421,967 Transfer of cap due to servicing transfer
06/26/2014
$
(3,396)
$
2,418,571 Updated due to quarterly assessment and reallocation
07/29/2014
$
(6,541)
$
2,412,030 Updated due to quarterly assessment and reallocation
08/14/2014
$
90,000
$
09/16/2014
$
30,000
$
2,532,030 Transfer of cap due to servicing transfer
09/29/2014
$
(2,150)
$
2,529,880 Updated due to quarterly assessment and reallocation
11/14/2014
$
100,000
$
12/16/2014
$
260,000
$
2,889,880 Transfer of cap due to servicing transfer
12/29/2014
$
(122,632)
$
2,767,248 Updated due to quarterly assessment and reallocation
01/15/2015
$
60,000
$
03/16/2015
$
690,000
$
3,517,248 Transfer of cap due to servicing transfer
03/26/2015
$
(37,405)
$
3,479,843 Updated due to quarterly assessment and reallocation
04/28/2015
$
(144,484)
$
3,335,359 Updated due to quarterly assessment and reallocation
06/25/2015
$
(41,229)
$
3,294,130 Updated due to quarterly assessment and reallocation
07/16/2015
$
40,000
$
3,334,130 Transfer of cap due to servicing transfer
08/14/2015
$
1,860,000
$
09/16/2015
$
1,560,000
$
6,754,130 Transfer of cap due to servicing transfer
09/28/2015
$
(408,264)
$
6,345,866 Updated due to quarterly assessment and reallocation
10/15/2015
$
740,000
$
12/16/2015
$
550,000
$
7,635,866 Transfer of cap due to servicing transfer
12/28/2015
$
(469,266)
$
7,166,600 Updated due to quarterly assessment and reallocation
01/14/2016
3
$
09/27/2013
- N/A
870,334 Updated portfolio data from servicer
(1)
06/27/2013
Financial Instrument for Home Loan Modifications
700,000 Updated portfolio data from servicer
$
$
03/25/2013
Purchase
9,450,000 Updated portfolio data from servicer
$
12/27/2012
OR
$
170,334
09/27/2012
Beaverton
8,680,000
06/28/2012
770,000 N/A
(8,750,000)
06/29/2011
$
$
03/30/2011
Gregory Funding, LLC
Financial Instrument for Home Loan Modifications
$
01/06/2011
07/14/2011
Purchase
$
09/30/2010
NV
03/26/2010
07/14/2010
Carson City
$
630,000
$
856,850 Updated due to quarterly assessment and reallocation
1,269,965 Transfer of cap due to servicing transfer
1,609,940 Transfer of cap due to servicing transfer
2,391,967 Transfer of cap due to servicing transfer
2,502,030 Transfer of cap due to servicing transfer
2,629,880 Transfer of cap due to servicing transfer
2,827,248 Transfer of cap due to servicing transfer
5,194,130 Transfer of cap due to servicing transfer
7,085,866 Transfer of cap due to servicing transfer
7,796,600 Transfer of cap due to servicing transfer
02/16/2016
MN
Purchase
Financial Instrument for Home Loan Modifications
$
100,000 N/A
8,536,600 Transfer of cap due to servicing transfer
$
6,147,489 Reallocation due to MHA program deobligation
$
180,000
$
6,327,489 Transfer of cap due to servicing transfer
$
(53,531)
$
6,273,958 Updated due to quarterly assessment and reallocation
04/14/2016
Saint Paul
$
(2,389,111)
03/28/2016
Guaranty Bank
740,000
$
03/16/2016
09/30/2010
$
02/25/2016
$
750,000
$
7,023,958 Transfer of cap due to servicing transfer
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
06/29/2011
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
06/28/2012
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
09/27/2012
$
(2)
$
145,052 Updated due to quarterly assessment and reallocation
03/25/2013
$
(1)
$
145,051 Updated due to quarterly assessment and reallocation
12/23/2013
$
(232)
$
144,819 Updated due to quarterly assessment and reallocation
83
03/26/2014
Hartford
WI
Purchase
Financial Instrument for Home Loan Modifications
$
136,807 Updated due to quarterly assessment and reallocation
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
$
(7,597)
$
106,038 Reallocation due to MHA program deobligation
$
(159)
$
105,879 Updated due to quarterly assessment and reallocation
04/21/2010
630,000 N/A
$
03/28/2016
Hartford Savings Bank
(7,654)
02/25/2016
12/11/2009
144,461 Updated due to quarterly assessment and reallocation
$
12/28/2015
1,070,000 N/A
$
09/28/2015
$
(63)
06/25/2015
PA
144,524 Updated due to quarterly assessment and reallocation
$
04/28/2015
Harleysville
144,715 Updated due to quarterly assessment and reallocation
$
03/26/2015
Financial Instrument for Home Loan Modifications
144,811 Updated due to quarterly assessment and reallocation
$
(191)
12/29/2014
Purchase
$
(96)
$
09/29/2014
Harleysville National Bank & Trust
Company
(8)
$
07/29/2014
10/28/2009
$
06/26/2014
$
(1,070,000)
- Termination of SPA
1,160,423 Updated due to quarterly assessment and reallocation
$
(14)
$
1,160,409 Updated due to quarterly assessment and reallocation
$
(37)
$
1,160,372 Updated due to quarterly assessment and reallocation
$
(6)
$
1,160,366 Updated due to quarterly assessment and reallocation
$
(24)
$
1,160,342 Updated due to quarterly assessment and reallocation
$
(9)
$
1,160,333 Updated due to quarterly assessment and reallocation
$
(3)
$
1,160,330 Updated due to quarterly assessment and reallocation
$
(5,463)
$
1,154,867 Updated due to quarterly assessment and reallocation
$
(192)
$
1,154,675 Updated due to quarterly assessment and reallocation
$
(2,267)
$
1,152,408 Updated due to quarterly assessment and reallocation
$
(4,502)
$
1,147,906 Updated due to quarterly assessment and reallocation
09/29/2014
$
(1,487)
$
1,146,419 Updated due to quarterly assessment and reallocation
12/29/2014
$
(180,152)
$
966,267 Updated due to quarterly assessment and reallocation
03/26/2015
$
(67,752)
$
898,515 Updated due to quarterly assessment and reallocation
04/02/2015
$
(898,515)
05/15/2014
$
90,000
$
06/26/2014
$
20,556
$
110,556 Updated due to quarterly assessment and reallocation
09/29/2014
$
(1)
$
110,555 Updated due to quarterly assessment and reallocation
12/29/2014
$
80,001
$
190,556 Updated due to quarterly assessment and reallocation
03/26/2015
$
(24)
$
190,532 Updated due to quarterly assessment and reallocation
04/28/2015
$
(131)
$
190,401 Updated due to quarterly assessment and reallocation
06/25/2015
$
(56)
$
190,345 Updated due to quarterly assessment and reallocation
09/28/2015
$
(131)
$
190,214 Updated due to quarterly assessment and reallocation
12/28/2015
$
(1,938)
$
188,276 Updated due to quarterly assessment and reallocation
02/25/2016
$
(11,380)
$
03/28/2016
$
(238)
$
01/22/2010
$
80,000
$
1,750,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
330,000
$
2,080,000 Updated portfolio data from servicer
07/14/2010
$
(1,080,000)
$
1,000,000 Updated portfolio data from servicer
09/30/2010
$
160,445
$
1,160,445 Updated portfolio data from servicer
01/06/2011
$
(1)
$
1,160,444 Updated due to quarterly assessment and reallocation
03/30/2011
$
(2)
$
1,160,442 Updated due to quarterly assessment and reallocation
06/29/2011
$
(16)
$
1,160,426 Updated due to quarterly assessment and reallocation
06/28/2012
$
(12)
$
1,160,414 Updated due to quarterly assessment and reallocation
09/27/2012
$
(33)
$
1,160,381 Updated due to quarterly assessment and reallocation
12/27/2012
$
(6)
$
1,160,375 Updated due to quarterly assessment and reallocation
03/25/2013
$
(21)
$
1,160,354 Updated due to quarterly assessment and reallocation
06/27/2013
$
(8)
$
1,160,346 Updated due to quarterly assessment and reallocation
09/27/2013
$
(3)
$
1,160,343 Updated due to quarterly assessment and reallocation
12/23/2013
$
(4,797)
$
1,155,546 Updated due to quarterly assessment and reallocation
03/26/2014
$
(169)
$
1,155,377 Updated due to quarterly assessment and reallocation
06/26/2014
$
(1,996)
$
1,153,381 Updated due to quarterly assessment and reallocation
07/29/2014
$
(3,965)
$
1,149,416 Updated due to quarterly assessment and reallocation
09/29/2014
$
(1,311)
$
1,148,105 Updated due to quarterly assessment and reallocation
12/29/2014
$
(144,011)
$
1,004,094 Updated due to quarterly assessment and reallocation
03/26/2015
$
(55,020)
$
949,074 Updated due to quarterly assessment and reallocation
04/28/2015
$
(152,138)
$
796,936 Updated due to quarterly assessment and reallocation
06/25/2015
$
(33,425)
$
763,511 Updated due to quarterly assessment and reallocation
09/28/2015
$
(44,706)
$
718,805 Updated due to quarterly assessment and reallocation
12/28/2015
$
(34,106)
$
684,699 Updated due to quarterly assessment and reallocation
02/25/2016
$
(179,660)
$
505,039 Reallocation due to MHA program deobligation
03/28/2016
1,670,000 N/A
$
07/29/2014
$
1,160,441 Updated due to quarterly assessment and reallocation
(18)
06/26/2014
Financial Instrument for Home Loan Modifications
$
$
03/26/2014
Purchase
(2)
12/23/2013
MI
1,160,443 Updated due to quarterly assessment and reallocation
$
09/27/2013
Hillsdale
1,160,445 Updated portfolio data from servicer
$
06/27/2013
Hillsdale County National Bank
1,100,000 Updated portfolio data from servicer
$
(2)
03/25/2013
11/18/2009
$
60,445
$
12/27/2012
3
(360,000)
$
09/27/2012
- N/A
$
06/28/2012
Financial Instrument for Home Loan Modifications
1,460,000 Updated portfolio data from servicer
06/29/2011
Purchase
$
03/30/2011
IL
$
01/06/2011
Bloomington
30,000
800,000
09/30/2010
Heartland Bank & Trust Company
$
$
07/14/2010
05/15/2014
01/22/2010
03/26/2010
$
(3,907)
$
660,000 Updated portfolio data from servicer/additional program initial cap
- Termination of SPA
90,000 Transfer of cap due to servicing transfer
176,896 Reallocation due to MHA program deobligation
176,658 Updated due to quarterly assessment and reallocation
501,132 Updated due to quarterly assessment and reallocation
11/25/2009
Home Financing Center, Inc
Coral Gables
FL
Purchase
Financial Instrument for Home Loan Modifications
$
230,000 N/A
04/21/2010
$
(230,000)
04/20/2009
Home Loan Services, Inc.
Pittsburgh
PA
Purchase
Financial Instrument for Home Loan Modifications
$
319,000,000 N/A
06/12/2009
$
128,300,000
$
447,300,000 Updated portfolio data from servicer
09/30/2009
$
46,730,000
$
494,030,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
145,820,000
$
639,850,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(17,440,000)
$
622,410,000 Updated portfolio data from servicer
07/14/2010
$
(73,010,000)
$
549,400,000 Updated portfolio data from servicer
09/30/2010
$
6,700,000
$
556,100,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
(77,126,410)
$
478,973,590 Updated portfolio data from servicer
- Termination of SPA
84
12/15/2010
$
(314,900,000)
$
164,073,590 Transfer of cap due to servicing transfer
01/06/2011
$
(233)
$
164,073,357 Updated due to quarterly assessment and reallocation
02/16/2011
$
(1,900,000)
$
162,173,357 Transfer of cap due to servicing transfer
03/16/2011
$
(400,000)
$
161,773,357 Transfer of cap due to servicing transfer
03/30/2011
$
(278)
$
161,773,079 Updated due to quarterly assessment and reallocation
05/13/2011
$
(400,000)
$
161,373,079 Transfer of cap due to servicing transfer
161,370,454 Updated due to quarterly assessment and reallocation
06/29/2011
200,000
$
$
40,000
$
749,991 Transfer of cap due to servicing transfer
$
(4)
$
749,987 Updated due to quarterly assessment and reallocation
$
(120,000)
$
629,987 Transfer of cap due to servicing transfer
$
(2)
$
629,985 Updated due to quarterly assessment and reallocation
$
(2,620)
$
627,365 Updated due to quarterly assessment and reallocation
$
(92)
$
627,273 Updated due to quarterly assessment and reallocation
$
(1,088)
$
626,185 Updated due to quarterly assessment and reallocation
$
(2,161)
$
624,024 Updated due to quarterly assessment and reallocation
$
(290,000)
$
334,024 Transfer of cap due to servicing transfer
$
(332)
$
333,692 Updated due to quarterly assessment and reallocation
$
(40,233)
$
293,459 Updated due to quarterly assessment and reallocation
03/26/2015
$
(15,131)
$
278,328 Updated due to quarterly assessment and reallocation
04/28/2015
$
(59,638)
$
218,690 Updated due to quarterly assessment and reallocation
06/16/2015
$
70,000
$
288,690 Transfer of cap due to servicing transfer
06/25/2015
$
(22,485)
$
266,205 Updated due to quarterly assessment and reallocation
07/16/2015
$
20,000
$
08/14/2015
$
350,000
$
636,205 Transfer of cap due to servicing transfer
09/28/2015
$
(76,282)
$
559,923 Updated due to quarterly assessment and reallocation
12/16/2015
$
30,000
$
589,923 Transfer of cap due to servicing transfer
12/28/2015
$
(64,113)
$
525,810 Updated due to quarterly assessment and reallocation
02/25/2016
$
(189,556)
$
03/16/2016
$
430,000
$
766,254 Transfer of cap due to servicing transfer
03/28/2016
$
509,991 Updated due to quarterly assessment and reallocation
$
12/29/2014
Financial Instrument for Home Loan Modifications
$
09/29/2014
Purchase
(9)
09/16/2014
CA
510,000 Transfer of cap due to servicing transfer
$
07/29/2014
North Highlands
$
06/26/2014
HomEq Servicing
510,000
03/26/2014
08/05/2009
$
12/23/2013
- N/A
02/14/2013
09/27/2013
Financial Instrument for Home Loan Modifications
3
07/16/2013
Purchase
$
06/27/2013
LA
(155,061,221)
05/16/2013
Baton Rouge
$
$
04/16/2013
Home Servicing, LLC
(2,625)
10/19/2011
03/25/2013
02/14/2013
$
7
$
(14,867)
$
751,387 Updated due to quarterly assessment and reallocation
09/30/2009
$
(121,190,000)
$
674,000,000 N/A
12/30/2009
709,991 Transfer of cap due to servicing transfer
286,205 Transfer of cap due to servicing transfer
336,254 Reallocation due to MHA program deobligation
552,810,000 Updated portfolio data from servicer/additional program initial cap
371,526,179 Transfer of cap due to servicing transfer
$
(653)
$
371,525,526 Updated due to quarterly assessment and reallocation
$
(6,168)
$
371,519,358 Updated due to quarterly assessment and reallocation
$
(4,634)
$
371,514,724 Updated due to quarterly assessment and reallocation
$
(430,000)
$
371,084,724 Transfer of cap due to servicing transfer
$
(12,728)
$
371,071,996 Updated due to quarterly assessment and reallocation
$
(20,000)
$
371,051,996 Transfer of cap due to servicing transfer
$
(2,148)
$
371,049,848 Updated due to quarterly assessment and reallocation
$
(8,137)
$
371,041,711 Updated due to quarterly assessment and reallocation
$
(3,071)
$
371,038,640 Updated due to quarterly assessment and reallocation
$
(1,101)
$
371,037,539 Updated due to quarterly assessment and reallocation
$
(10,000)
$
371,027,539 Transfer of cap due to servicing transfer
12/23/2013
$
(1,858,220)
$
369,169,319 Updated due to quarterly assessment and reallocation
02/27/2014
$
(360,860,500)
$
01/22/2010
$
20,000
$
03/26/2010
$
820,000
$
1,150,000 Updated portfolio data from servicer
07/14/2010
$
(350,000)
$
800,000 Updated portfolio data from servicer
09/30/2010
$
70,334
$
870,334 Updated portfolio data from servicer
01/06/2011
$
(1)
$
870,333 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
870,332 Updated due to quarterly assessment and reallocation
06/29/2011
$
(13)
$
870,319 Updated due to quarterly assessment and reallocation
06/28/2012
1,272,490,000 N/A
$
11/14/2013
$
(900,000)
09/27/2013
Financial Instrument for Home Loan Modifications
372,426,179 Updated due to quarterly assessment and reallocation
$
06/27/2013
Purchase
$
03/25/2013
TX
(549)
12/27/2012
Coppell
372,426,728 Transfer of cap due to servicing transfer
$
12/14/2012
07/22/2009
394,626,728 Transfer of cap due to servicing transfer
$
09/27/2012
Homeward Residential, Inc. (American
Home Mortgage Servicing, Inc)
565,426,728 Updated portfolio data from servicer
$
(22,200,000)
08/16/2012
6
$
(170,800,000)
$
06/28/2012
310,000 N/A
38,626,728
$
06/29/2011
$
$
03/30/2011
Financial Instrument for Home Loan Modifications
526,800,000 Updated portfolio data from servicer
02/16/2011
Purchase
715,840,000 Updated portfolio data from servicer
$
01/06/2011
IL
$
12/15/2010
Manteno
516,520,000 Updated portfolio data from servicer/additional program initial cap
199,320,000
(189,040,000)
10/15/2010
HomeStar Bank & Financial Services
$
$
$
09/30/2010
12/11/2009
(36,290,000)
03/26/2010
07/14/2010
13
$
6,309,233 Termination of SPA
$
(10)
$
870,309 Updated due to quarterly assessment and reallocation
07/06/2012
$
(856,986)
$
09/30/2009
$
(53,670,000)
$
8,308,819 Termination of SPA
330,000 Updated portfolio data from servicer/additional program initial cap
13,323 Termination of SPA
1,218,820,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
250,450,000
$
1,469,270,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
124,820,000
$
1,594,090,000 Updated portfolio data from servicer
07/14/2010
$
(289,990,000)
$
1,304,100,000 Updated portfolio data from servicer
09/30/2010
$
1,690,508
$
1,305,790,508 Updated portfolio data from servicer
10/15/2010
$
300,000
$
1,306,090,508 Transfer of cap due to servicing transfer
11/16/2010
$
(100,000)
$
1,305,990,508 Transfer of cap due to servicing transfer
01/06/2011
$
(1,173)
$
1,305,989,335 Updated due to quarterly assessment and reallocation
02/16/2011
$
(500,000)
$
1,305,489,335 Transfer of cap due to servicing transfer
03/30/2011
$
(1,400)
$
1,305,487,935 Updated due to quarterly assessment and reallocation
04/13/2011
$
3,100,000
$
1,308,587,935 Transfer of cap due to servicing transfer
06/29/2011
$
(12,883)
$
1,308,575,052 Updated due to quarterly assessment and reallocation
09/15/2011
$
(1,000,000)
$
1,307,575,052 Transfer of cap due to servicing transfer
85
10/14/2011
1,305,784,180 Updated due to quarterly assessment and reallocation
$
1,305,524,180 Transfer of cap due to servicing transfer
$
(30,000)
$
1,305,494,180 Transfer of cap due to servicing transfer
$
(50,000)
$
1,305,444,180 Transfer of cap due to servicing transfer
$
(3,676)
$
1,305,440,504 Updated due to quarterly assessment and reallocation
$
(80,000)
$
1,305,360,504 Transfer of cap due to servicing transfer
$
20,000
$
1,305,380,504 Transfer of cap due to servicing transfer
$
(84,160,000)
$
1,221,220,504 Transfer of cap due to servicing transfer
$
(12,821)
$
1,221,207,683 Updated due to quarterly assessment and reallocation
$
(621,110,000)
$
600,097,683 Transfer of cap due to servicing transfer
$
(19,120,000)
$
580,977,683 Transfer of cap due to servicing transfer
$
(1,947)
$
580,975,736 Updated due to quarterly assessment and reallocation
07/16/2013
$
(14,870,000)
$
566,105,736 Transfer of cap due to servicing transfer
09/27/2013
$
(655)
$
566,105,081 Updated due to quarterly assessment and reallocation
12/16/2013
$
20,000
$
566,125,081 Transfer of cap due to servicing transfer
12/23/2013
$
(1,110,189)
$
565,014,892 Updated due to quarterly assessment and reallocation
03/26/2014
$
(39,031)
$
04/16/2014
$
(10,000)
$
564,965,861 Transfer of cap due to servicing transfer
05/28/2014
$
(284,475,088)
$
280,490,773 Termination of SPA
10/02/2009
$
130,000
$
690,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
1,040,000
$
1,730,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(1,680,000)
$
50,000 Updated portfolio data from servicer
05/12/2010
$
1,260,000
$
1,310,000 Updated portfolio data from servicer
07/14/2010
$
(1,110,000)
$
200,000 Updated portfolio data from servicer
09/30/2010
$
100,000
$
300,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
(9,889)
$
290,111 Updated portfolio data from servicer
06/29/2011
$
(3)
$
290,108 Updated due to quarterly assessment and reallocation
06/28/2012
$
(2)
$
290,106 Updated due to quarterly assessment and reallocation
09/27/2012
$
(7)
$
290,099 Updated due to quarterly assessment and reallocation
12/27/2012
$
(1)
$
290,098 Updated due to quarterly assessment and reallocation
03/25/2013
$
(4)
$
290,094 Updated due to quarterly assessment and reallocation
06/27/2013
$
(2)
$
290,092 Updated due to quarterly assessment and reallocation
09/27/2013
$
(1)
$
290,091 Updated due to quarterly assessment and reallocation
12/23/2013
$
(979)
$
289,112 Updated due to quarterly assessment and reallocation
03/26/2014
$
(34)
$
289,078 Updated due to quarterly assessment and reallocation
06/26/2014
$
(406)
$
288,672 Updated due to quarterly assessment and reallocation
07/29/2014
$
(807)
$
287,865 Updated due to quarterly assessment and reallocation
09/29/2014
$
(267)
$
287,598 Updated due to quarterly assessment and reallocation
12/29/2014
$
(32,297)
$
255,301 Updated due to quarterly assessment and reallocation
03/26/2015
$
(12,146)
$
243,155 Updated due to quarterly assessment and reallocation
04/28/2015
$
(47,875)
$
195,280 Updated due to quarterly assessment and reallocation
06/25/2015
$
(11,354)
$
183,926 Updated due to quarterly assessment and reallocation
09/28/2015
$
(15,167)
$
168,759 Updated due to quarterly assessment and reallocation
12/28/2015
$
(11,225)
$
157,534 Updated due to quarterly assessment and reallocation
02/25/2016
$
(32,056)
$
03/28/2016
$
(670)
$
124,808 Updated due to quarterly assessment and reallocation
01/22/2010
$
30,000
$
730,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
700,000 N/A
$
(260,000)
06/27/2013
$
(22,494)
$
05/16/2013
Financial Instrument for Home Loan Modifications
1,305,806,674 Transfer of cap due to servicing transfer
$
04/16/2013
Purchase
$
03/25/2013
IN
(80,000)
03/14/2013
Michigan City
1,305,886,674 Transfer of cap due to servicing transfer
$
02/14/2013
Horizon Bank, NA
$
01/16/2013
12/16/2009
(470,000)
12/27/2012
560,000 N/A
1,306,356,674 Updated due to quarterly assessment and reallocation
$
12/14/2012
$
$
11/15/2012
Financial Instrument for Home Loan Modifications
(8,378)
10/16/2012
Purchase
1,306,365,052 Transfer of cap due to servicing transfer
$
09/27/2012
WI
1,306,375,052 Transfer of cap due to servicing transfer
$
08/16/2012
Horicon
1,307,475,052 Transfer of cap due to servicing transfer
$
(10,000)
07/16/2012
Horicon Bank
$
(1,100,000)
$
06/28/2012
09/02/2009
(100,000)
$
05/16/2012
14
$
11/16/2011
$
1,740,000
$
564,975,861 Updated due to quarterly assessment and reallocation
125,478 Reallocation due to MHA program deobligation
2,470,000 Updated portfolio data from servicer
07/14/2010
FL
Purchase
Financial Instrument for Home Loan Modifications
$
200,000
$
4,430,000 Updated portfolio data from servicer/additional program initial cap
$
(1,470,000)
$
2,960,000 Updated portfolio data from servicer
$
(1,560,000)
$
1,400,000 Updated portfolio data from servicer
$
5,852,780
$
7,252,780 Updated portfolio data from servicer
$
(11)
$
7,252,769 Updated due to quarterly assessment and reallocation
$
(13)
$
7,252,756 Updated due to quarterly assessment and reallocation
$
(300,000)
$
6,952,756 Transfer of cap due to servicing transfer
06/03/2011
$
(6,927,254)
$
$
(10,000)
$
12/30/2009
$
250,000
$
1,110,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(10,000)
$
1,100,000 Updated portfolio data from servicer
07/14/2010
$
(400,000)
$
700,000 Updated portfolio data from servicer
09/30/2010
$
170,334
$
870,334 Updated portfolio data from servicer
01/06/2011
$
(1)
$
870,333 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
870,332 Updated due to quarterly assessment and reallocation
06/29/2011
$
(12)
$
870,320 Updated due to quarterly assessment and reallocation
06/28/2012
6
$
09/30/2009
870,000 N/A
(1,450,512)
04/13/2011
Delray Beach
1,450,512 Updated due to quarterly assessment and reallocation
$
03/30/2011
07/10/2009
1,450,529 Updated due to quarterly assessment and reallocation
$
01/06/2011
IBM Southeast Employees' Federal
Credit Union
1,450,552 Updated due to quarterly assessment and reallocation
$
(17)
09/30/2010
6
$
(23)
$
01/22/2010
4,230,000 N/A
(2)
$
07/14/2010
$
$
03/26/2010
FL
1,450,554 Updated due to quarterly assessment and reallocation
09/21/2012
Sarasota
1,450,556 Updated portfolio data from servicer
$
06/28/2012
Iberiabank
600,000 Updated portfolio data from servicer
$
(2)
06/29/2011
Financial Instrument for Home Loan Modifications
$
850,556
$
03/30/2011
Purchase
(1,870,000)
$
01/06/2011
12/23/2009
$
09/30/2010
$
(9)
$
870,311 Updated due to quarterly assessment and reallocation
09/14/2012
$
(821,722)
$
- Termination of SPA
25,502 Termination of SPA
860,000 Updated portfolio data from servicer/additional program initial cap
48,589 Termination of SPA
86
10/23/2009
(80)
$
2,465,788 Updated due to quarterly assessment and reallocation
$
(14)
$
2,465,774 Updated due to quarterly assessment and reallocation
$
(52)
$
2,465,722 Updated due to quarterly assessment and reallocation
$
(19)
$
2,465,703 Updated due to quarterly assessment and reallocation
$
(7)
$
2,465,696 Updated due to quarterly assessment and reallocation
$
(11,558)
$
2,454,138 Updated due to quarterly assessment and reallocation
$
(410)
$
2,453,728 Updated due to quarterly assessment and reallocation
$
(4,837)
$
2,448,891 Updated due to quarterly assessment and reallocation
$
(9,607)
$
2,439,284 Updated due to quarterly assessment and reallocation
$
(3,173)
$
2,436,111 Updated due to quarterly assessment and reallocation
$
(374,717)
$
2,061,394 Updated due to quarterly assessment and reallocation
$
(140,949)
$
1,920,445 Updated due to quarterly assessment and reallocation
$
(534,653)
$
1,385,792 Updated due to quarterly assessment and reallocation
$
(128,282)
$
1,257,510 Updated due to quarterly assessment and reallocation
$
(172,975)
$
1,084,535 Updated due to quarterly assessment and reallocation
$
(128,015)
$
956,520 Updated due to quarterly assessment and reallocation
$
(381,987)
$
574,533 Reallocation due to MHA program deobligation
$
(8,288)
$
01/22/2010
$
440,000
$
$
14,480,000
$
24,350,000 Updated portfolio data from servicer
05/26/2010
$
(24,200,000)
$
150,000 Updated portfolio data from servicer
07/14/2010
$
150,000
$
300,000 Updated portfolio data from servicer
09/30/2010
$
(9,889)
$
290,111 Updated portfolio data from servicer
06/29/2011
$
(3)
$
290,108 Updated due to quarterly assessment and reallocation
06/28/2012
$
(2)
$
290,106 Updated due to quarterly assessment and reallocation
09/27/2012
$
(6)
$
290,100 Updated due to quarterly assessment and reallocation
12/27/2012
$
(1)
$
290,099 Updated due to quarterly assessment and reallocation
03/25/2013
$
(3)
$
290,096 Updated due to quarterly assessment and reallocation
06/27/2013
$
(1)
$
290,095 Updated due to quarterly assessment and reallocation
12/23/2013
$
(747)
$
289,348 Updated due to quarterly assessment and reallocation
03/26/2014
$
(26)
$
289,322 Updated due to quarterly assessment and reallocation
06/26/2014
$
(314)
$
289,008 Updated due to quarterly assessment and reallocation
07/29/2014
$
(626)
$
288,382 Updated due to quarterly assessment and reallocation
09/29/2014
$
(226)
$
288,156 Updated due to quarterly assessment and reallocation
12/29/2014
$
(18,852)
$
269,304 Updated due to quarterly assessment and reallocation
03/26/2015
$
(7,136)
$
262,168 Updated due to quarterly assessment and reallocation
04/28/2015
$
259,548
$
521,716 Updated due to quarterly assessment and reallocation
06/25/2015
$
(35)
$
521,681 Updated due to quarterly assessment and reallocation
09/28/2015
$
(1,297)
$
520,384 Updated due to quarterly assessment and reallocation
12/28/2015
$
(6,174)
$
514,210 Updated due to quarterly assessment and reallocation
02/25/2016
$
(36,778)
$
477,432 Reallocation due to MHA program deobligation
03/28/2016
$
(923)
$
476,509 Updated due to quarterly assessment and reallocation
03/26/2010
$
(730,000)
$
230,000 Updated portfolio data from servicer
07/14/2010
$
370,000
$
600,000 Updated portfolio data from servicer
09/30/2010
$
200,000
$
800,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
(364,833)
$
435,167 Updated portfolio data from servicer
11/16/2010
$
100,000
$
535,167 Transfer of cap due to servicing transfer
01/06/2011
$
(1)
$
535,166 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
535,165 Updated due to quarterly assessment and reallocation
06/29/2011
$
(7)
$
535,158 Updated due to quarterly assessment and reallocation
06/28/2012
$
(6)
$
535,152 Updated due to quarterly assessment and reallocation
09/27/2012
$
(15)
$
535,137 Updated due to quarterly assessment and reallocation
12/27/2012
$
(3)
$
535,134 Updated due to quarterly assessment and reallocation
03/25/2013
$
(10)
$
535,124 Updated due to quarterly assessment and reallocation
06/27/2013
$
(4)
$
535,120 Updated due to quarterly assessment and reallocation
09/27/2013
$
(1)
$
535,119 Updated due to quarterly assessment and reallocation
12/23/2013
$
(2,242)
$
532,877 Updated due to quarterly assessment and reallocation
03/26/2014
$
(79)
$
532,798 Updated due to quarterly assessment and reallocation
06/26/2014
$
(930)
$
531,868 Updated due to quarterly assessment and reallocation
07/29/2014
$
(1,848)
$
530,020 Updated due to quarterly assessment and reallocation
09/29/2014
$
(610)
$
529,410 Updated due to quarterly assessment and reallocation
12/29/2014
$
(73,927)
$
455,483 Updated due to quarterly assessment and reallocation
03/26/2015
$
(27,803)
$
427,680 Updated due to quarterly assessment and reallocation
04/28/2015
$
(109,586)
$
318,094 Updated due to quarterly assessment and reallocation
06/25/2015
$
(25,989)
$
292,105 Updated due to quarterly assessment and reallocation
09/28/2015
$
(34,717)
$
257,388 Updated due to quarterly assessment and reallocation
12/28/2015
$
(25,693)
$
231,695 Updated due to quarterly assessment and reallocation
02/25/2016
$
(73,376)
$
03/28/2016
28,040,000 N/A
2,465,868 Updated due to quarterly assessment and reallocation
$
03/26/2010
$
$
03/28/2016
Financial Instrument for Home Loan Modifications
(29)
02/25/2016
Purchase
2,465,897 Updated due to quarterly assessment and reallocation
$
12/28/2015
TX
$
09/28/2015
Irving
(40)
06/25/2015
iServe Servicing, Inc.
2,465,937 Updated due to quarterly assessment and reallocation
$
04/28/2015
03/05/2010
2,465,941 Updated due to quarterly assessment and reallocation
$
03/26/2015
960,000 N/A
2,465,945 Updated portfolio data from servicer
$
(4)
12/29/2014
$
$
(4)
$
09/29/2014
Financial Instrument for Home Loan Modifications
565,945
$
07/29/2014
Purchase
$
06/26/2014
CA
1,900,000 Updated portfolio data from servicer
03/26/2014
San Diego
$
12/23/2013
iServe Residential Lending, LLC
(770,000)
09/27/2013
01/29/2010
$
06/27/2013
9,430,000 N/A
2,670,000 Updated portfolio data from servicer
03/25/2013
$
40,000 Updated portfolio data from servicer
$
12/27/2012
Financial Instrument for Home Loan Modifications
$
09/27/2012
Purchase
$
06/28/2012
ID
40,000
06/29/2011
760,000 N/A
(760,000)
03/30/2011
$
2,630,000
01/06/2011
Idaho Housing and Finance Association Boise
Financial Instrument for Home Loan Modifications
$
09/30/2010
12/04/2009
Purchase
$
07/14/2010
MA
$
05/12/2010
Fitchburg
01/22/2010
03/26/2010
IC Federal Credit Union
$
(1,533)
$
05/26/2010
$
120,000
$
800,000 Updated portfolio data from servicer/additional program initial cap
566,245 Updated due to quarterly assessment and reallocation
9,870,000 Updated portfolio data from servicer/additional program initial cap
158,319 Reallocation due to MHA program deobligation
156,786 Updated due to quarterly assessment and reallocation
28,160,000 Updated portfolio data from servicer/additional program initial cap
87
07/14/2010
$
(12,660,000)
$
09/30/2010
$
100,000
$
15,600,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
(3,125,218)
$
12,474,782 Updated portfolio data from servicer
11/16/2010
$
800,000
$
13,274,782 Transfer of cap due to servicing transfer
01/06/2011
$
(20)
$
13,274,762 Updated due to quarterly assessment and reallocation
03/30/2011
$
(24)
$
13,274,738 Updated due to quarterly assessment and reallocation
06/29/2011
$
(221)
$
13,274,517 Updated due to quarterly assessment and reallocation
06/28/2012
$
(169)
$
13,274,348 Updated due to quarterly assessment and reallocation
09/27/2012
$
(465)
$
13,273,883 Updated due to quarterly assessment and reallocation
12/27/2012
$
(78)
$
13,273,805 Updated due to quarterly assessment and reallocation
03/25/2013
$
(297)
$
13,273,508 Updated due to quarterly assessment and reallocation
06/27/2013
$
(112)
$
13,273,396 Updated due to quarterly assessment and reallocation
07/16/2013
$
(10,000)
$
13,263,396 Transfer of cap due to servicing transfer
09/27/2013
$
(40)
$
13,263,356 Updated due to quarterly assessment and reallocation
11/14/2013
$
(60,000)
$
13,203,356 Updated due to quarterly assessment and reallocation
12/23/2013
$
(67,516)
$
13,135,840 Updated due to quarterly assessment and reallocation
03/26/2014
$
(2,373)
$
13,133,467 Updated due to quarterly assessment and reallocation
06/26/2014
$
(28,014)
$
13,105,453 Updated due to quarterly assessment and reallocation
07/29/2014
$
(55,640)
$
13,049,813 Updated due to quarterly assessment and reallocation
09/29/2014
$
(18,379)
$
13,031,434 Updated due to quarterly assessment and reallocation
12/29/2014
$
(2,226,283)
$
10,805,151 Updated due to quarterly assessment and reallocation
03/26/2015
$
(837,269)
$
9,967,882 Updated due to quarterly assessment and reallocation
15,500,000 Updated portfolio data from servicer
04/02/2015
435,155 Updated due to quarterly assessment and reallocation
$
(12)
$
435,143 Updated due to quarterly assessment and reallocation
$
(2)
$
435,141 Updated due to quarterly assessment and reallocation
$
(8)
$
435,133 Updated due to quarterly assessment and reallocation
$
(3)
$
435,130 Updated due to quarterly assessment and reallocation
$
(1)
$
435,129 Updated due to quarterly assessment and reallocation
$
(1,727)
$
433,402 Updated due to quarterly assessment and reallocation
$
(61)
$
433,341 Updated due to quarterly assessment and reallocation
$
(716)
$
432,625 Updated due to quarterly assessment and reallocation
$
(1,423)
$
431,202 Updated due to quarterly assessment and reallocation
$
(470)
$
430,732 Updated due to quarterly assessment and reallocation
$
(56,939)
$
373,793 Updated due to quarterly assessment and reallocation
03/26/2015
$
(21,414)
$
352,379 Updated due to quarterly assessment and reallocation
04/28/2015
$
(84,403)
$
267,976 Updated due to quarterly assessment and reallocation
06/25/2015
$
(20,017)
$
247,959 Updated due to quarterly assessment and reallocation
09/28/2015
$
(26,739)
$
221,220 Updated due to quarterly assessment and reallocation
12/28/2015
$
(19,789)
$
201,431 Updated due to quarterly assessment and reallocation
02/25/2016
$
(56,514)
$
03/28/2016
2,699,720,000 N/A
435,159 Updated due to quarterly assessment and reallocation
$
12/29/2014
$
435,165 Updated due to quarterly assessment and reallocation
$
(4)
09/29/2014
Financial Instrument for Home Loan Modifications
$
(6)
$
07/29/2014
Purchase
(1)
$
06/26/2014
TX
$
03/26/2014
Lewisville
435,166 Updated due to quarterly assessment and reallocation
12/23/2013
JP Morgan Chase Bank, NA
$
09/27/2013
07/31/2009
435,167 Updated portfolio data from servicer
(1)
06/27/2013
300,000 N/A
$
03/25/2013
$
$
12/27/2012
Financial Instrument for Home Loan Modifications
135,167
09/27/2012
Purchase
(9,967,882)
06/28/2012
MO
$
06/29/2011
Kansas City
$
03/30/2011
James B. Nutter & Company
09/30/2010
01/06/2011
09/24/2010
$
(1,180)
$
09/30/2009
$
(14,850,000)
$
12/30/2009
$
1,178,180,000
$
03/26/2010
$
1,006,580,000
$
4,869,630,000 Updated portfolio data from servicer/additional program initial cap
07/14/2010
$
(1,934,230,000)
$
2,935,400,000 Updated portfolio data from servicer
09/30/2010
$
72,400,000
$
3,007,800,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
215,625,536
$
3,223,425,536 Updated portfolio data from servicer
01/06/2011
$
(3,636)
$
3,223,421,900 Updated due to quarterly assessment and reallocation
03/16/2011
$
(100,000)
$
3,223,321,900 Transfer of cap due to servicing transfer
03/30/2011
$
(3,999)
$
3,223,317,901 Updated due to quarterly assessment and reallocation
04/13/2011
$
(200,000)
$
3,223,117,901 Transfer of cap due to servicing transfer
05/13/2011
$
122,700,000
$
3,345,817,901 Transfer of cap due to servicing transfer
06/29/2011
$
(34,606)
$
3,345,783,295 Updated due to quarterly assessment and reallocation
07/14/2011
$
600,000
$
3,346,383,295 Transfer of cap due to servicing transfer
08/16/2011
$
(400,000)
$
3,345,983,295 Transfer of cap due to servicing transfer
09/15/2011
$
(100,000)
$
3,345,883,295 Transfer of cap due to servicing transfer
10/14/2011
$
200,000
$
3,346,083,295 Transfer of cap due to servicing transfer
10/19/2011
$
519,211,309
$
3,865,294,604 Transfer of cap due to servicing transfer
11/16/2011
$
(2,800,000)
$
3,862,494,604 Transfer of cap due to servicing transfer
01/13/2012
$
(100,000)
$
3,862,394,604 Transfer of cap due to servicing transfer
02/16/2012
$
(100,000)
$
3,862,294,604 Transfer of cap due to servicing transfer
05/16/2012
$
(126,080,000)
$
3,736,214,604 Transfer of cap due to servicing transfer
06/14/2012
$
(1,620,000)
$
3,734,594,604 Transfer of cap due to servicing transfer
06/28/2012
$
(16,192)
$
3,734,578,412 Updated due to quarterly assessment and reallocation
07/16/2012
$
(2,300,000)
$
3,732,278,412 Transfer of cap due to servicing transfer
08/16/2012
$
(20,000)
$
3,732,258,412 Transfer of cap due to servicing transfer
09/27/2012
$
(37,341)
$
3,732,221,071 Updated due to quarterly assessment and reallocation
10/16/2012
$
(1,130,000)
$
3,731,091,071 Transfer of cap due to servicing transfer
11/15/2012
$
(3,770,000)
$
3,727,321,071 Transfer of cap due to servicing transfer
12/14/2012
$
(180,000)
$
3,727,141,071 Transfer of cap due to servicing transfer
12/27/2012
$
(4,535)
$
3,727,136,536 Updated due to quarterly assessment and reallocation
01/16/2013
$
(60,000)
$
3,727,076,536 Transfer of cap due to servicing transfer
02/14/2013
$
(520,000)
$
3,726,556,536 Transfer of cap due to servicing transfer
03/14/2013
$
(90,000)
$
3,726,466,536 Transfer of cap due to servicing transfer
03/25/2013
$
(14,310)
$
3,726,452,226 Updated due to quarterly assessment and reallocation
- Termination of SPA
144,917 Reallocation due to MHA program deobligation
143,737 Updated due to quarterly assessment and reallocation
2,684,870,000 Updated portfolio data from servicer/additional program initial cap
3,863,050,000 Updated portfolio data from servicer/additional program initial cap
88
04/16/2013
3,726,168,448 Updated due to quarterly assessment and reallocation
$
(103,240,000)
$
3,622,928,448 Transfer of cap due to servicing transfer
$
(20,000)
$
3,622,908,448 Transfer of cap due to servicing transfer
$
(99,960,000)
$
3,522,948,448 Transfer of cap due to servicing transfer
$
(724)
$
3,522,947,724 Updated due to quarterly assessment and reallocation
$
(77,990,000)
$
3,444,957,724 Transfer of cap due to servicing transfer
11/14/2013
$
(15,610,000)
$
3,429,347,724 Transfer of cap due to servicing transfer
12/16/2013
$
(50,000)
$
3,429,297,724 Transfer of cap due to servicing transfer
12/23/2013
$
(840,396)
$
3,428,457,328 Updated due to quarterly assessment and reallocation
01/16/2014
$
(5,790,000)
$
3,422,667,328 Transfer of cap due to servicing transfer
02/13/2014
$
(52,670,000)
$
3,369,997,328 Transfer of cap due to servicing transfer
03/14/2014
$
(3,730,000)
$
3,366,267,328 Transfer of cap due to servicing transfer
03/26/2014
$
(21,412)
$
3,366,245,916 Updated due to quarterly assessment and reallocation
04/16/2014
$
(14,000,000)
$
3,352,245,916 Transfer of cap due to servicing transfer
05/15/2014
$
(18,970,000)
$
3,333,275,916 Transfer of cap due to servicing transfer
06/16/2014
$
(30,170,000)
$
3,303,105,916 Transfer of cap due to servicing transfer
06/26/2014
$
(101,752)
$
3,303,004,164 Updated due to quarterly assessment and reallocation
07/16/2014
$
(12,980,000)
$
3,290,024,164 Transfer of cap due to servicing transfer
07/29/2014
$
(154,293)
$
3,289,869,871 Updated due to quarterly assessment and reallocation
08/14/2014
$
(7,180,000)
$
3,282,689,871 Transfer of cap due to servicing transfer
09/16/2014
$
(9,640,000)
$
3,273,049,871 Transfer of cap due to servicing transfer
09/29/2014
$
(18,088)
$
3,273,031,783 Updated due to quarterly assessment and reallocation
10/16/2014
$
(390,000)
$
3,272,641,783 Transfer of cap due to servicing transfer
11/14/2014
$
(10,150,000)
$
3,262,491,783 Transfer of cap due to servicing transfer
12/16/2014
$
(4,800,000)
$
3,257,691,783 Transfer of cap due to servicing transfer
12/29/2014
$
549,933,107
$
3,807,624,890 Updated due to quarterly assessment and reallocation
01/15/2015
$
(10,720,000)
$
3,796,904,890 Transfer of cap due to servicing transfer
02/13/2015
$
(4,030,000)
$
3,792,874,890 Transfer of cap due to servicing transfer
03/16/2015
$
(47,020,000)
$
3,745,854,890 Transfer of cap due to servicing transfer
03/26/2015
$
40,703,961
$
3,786,558,851 Updated due to quarterly assessment and reallocation
04/16/2015
$
(3,010,000)
$
3,783,548,851 Transfer of cap due to servicing transfer
04/28/2015
$
332,660,757
$
4,116,209,608 Updated due to quarterly assessment and reallocation
05/14/2015
$
(8,210,000)
$
4,107,999,608 Transfer of cap due to servicing transfer
06/16/2015
$
(14,130,000)
$
4,093,869,608 Transfer of cap due to servicing transfer
06/25/2015
$
40,588,882
$
4,134,458,490 Updated due to quarterly assessment and reallocation
07/16/2015
$
(17,520,000)
$
4,116,938,490 Transfer of cap due to servicing transfer
08/14/2015
$
(10,000)
$
4,116,928,490 Transfer of cap due to servicing transfer
09/16/2015
$
760,000
$
4,117,688,490 Transfer of cap due to servicing transfer
09/28/2015
$
27,225,885
$
4,144,914,375 Updated due to quarterly assessment and reallocation
10/15/2015
$
(7,740,000)
$
4,137,174,375 Transfer of cap due to servicing transfer
11/16/2015
$
(6,050,000)
$
4,131,124,375 Transfer of cap due to servicing transfer
12/16/2015
$
(1,730,000)
$
4,129,394,375 Transfer of cap due to servicing transfer
12/28/2015
$
37,401,098
$
4,166,795,473 Updated due to quarterly assessment and reallocation
01/14/2016
$
(36,700,000)
$
4,130,095,473 Transfer of cap due to servicing transfer
02/16/2016
$
(200,000)
$
4,129,895,473 Transfer of cap due to servicing transfer
02/25/2016
$
(132,520,607)
$
3,997,374,866 Reallocation due to MHA program deobligation
03/16/2016
$
(9,320,000)
$
3,988,054,866 Transfer of cap due to servicing transfer
03/28/2016
$
(2,278,595)
$
3,985,776,271 Updated due to quarterly assessment and reallocation
04/14/2016
3
$
10/15/2013
- N/A
(3,778)
09/27/2013
Financial Instrument for Home Loan Modifications
3,726,172,226 Transfer of cap due to servicing transfer
$
09/16/2013
Purchase
3,726,222,226 Transfer of cap due to servicing transfer
$
08/15/2013
CA
3,726,342,226 Transfer of cap due to servicing transfer
$
(50,000)
07/16/2013
Orange
$
(120,000)
$
06/27/2013
Kondaur Capital Corporation
(110,000)
$
06/14/2013
11/15/2012
$
05/16/2013
$
(10,440,000)
$
3,975,336,271 Transfer of cap due to servicing transfer
11/15/2012
$
30,000
$
30,000 Transfer of cap due to servicing transfer
12/14/2012
$
70,000
$
100,000 Transfer of cap due to servicing transfer
01/16/2013
$
(10,000)
$
90,000 Transfer of cap due to servicing transfer
02/14/2013
$
(10,000)
$
04/16/2013
$
(10,000)
$
70,000 Transfer of cap due to servicing transfer
05/16/2013
$
130,000
$
200,000 Transfer of cap due to servicing transfer
06/14/2013
$
(50,000)
$
150,000 Transfer of cap due to servicing transfer
07/16/2013
$
(20,000)
$
12/23/2013
$
(155)
$
03/14/2014
$
2,240,000
$
2,369,845 Transfer of cap due to servicing transfer
03/26/2014
$
(373)
$
2,369,472 Updated due to quarterly assessment and reallocation
06/26/2014
$
(4,497)
$
2,364,975 Updated due to quarterly assessment and reallocation
07/29/2014
$
(8,932)
$
2,356,043 Updated due to quarterly assessment and reallocation
09/16/2014
$
(40,000)
$
2,316,043 Transfer of cap due to servicing transfer
09/29/2014
$
(2,954)
$
2,313,089 Updated due to quarterly assessment and reallocation
11/14/2014
$
(340,000)
$
12/16/2014
$
(50,000)
$
1,923,089 Transfer of cap due to servicing transfer
12/29/2014
$
(296,094)
$
1,626,995 Updated due to quarterly assessment and reallocation
01/15/2015
$
(100,000)
$
1,526,995 Transfer of cap due to servicing transfer
02/13/2015
$
(20,000)
$
1,506,995 Transfer of cap due to servicing transfer
03/26/2015
$
(92,587)
$
1,414,408 Updated due to quarterly assessment and reallocation
04/16/2015
$
6,360,000
$
7,774,408 Transfer of cap due to servicing transfer
04/28/2015
$
(2,372,693)
$
5,401,715 Updated due to quarterly assessment and reallocation
05/14/2015
$
(430,000)
$
06/16/2015
$
(240,000)
$
4,731,715 Transfer of cap due to servicing transfer
06/25/2015
$
(505,871)
$
4,225,844 Updated due to quarterly assessment and reallocation
07/16/2015
$
(30,000)
$
4,195,844 Transfer of cap due to servicing transfer
08/14/2015
$
(160,000)
$
4,035,844 Transfer of cap due to servicing transfer
80,000 Transfer of cap due to servicing transfer
130,000 Transfer of cap due to servicing transfer
129,845 Updated due to quarterly assessment and reallocation
1,973,089 Transfer of cap due to servicing transfer
4,971,715 Transfer of cap due to servicing transfer
89
09/16/2015
$
(20,000)
$
4,015,844 Transfer of cap due to servicing transfer
09/28/2015
$
(647,986)
$
3,367,858 Updated due to quarterly assessment and reallocation
10/15/2015
$
170,000
$
3,537,858 Transfer of cap due to servicing transfer
11/16/2015
$
(260,000)
$
12/16/2015
$
460,000
$
3,737,858 Transfer of cap due to servicing transfer
12/28/2015
$
(546,139)
$
3,191,719 Updated due to quarterly assessment and reallocation
3,277,858 Transfer of cap due to servicing transfer
01/14/2016
(4)
$
290,094 Updated due to quarterly assessment and reallocation
$
(2)
$
290,092 Updated due to quarterly assessment and reallocation
$
(1)
$
290,091 Updated due to quarterly assessment and reallocation
$
(979)
$
289,112 Updated due to quarterly assessment and reallocation
$
(34)
$
289,078 Updated due to quarterly assessment and reallocation
$
(406)
$
288,672 Updated due to quarterly assessment and reallocation
$
(807)
$
287,865 Updated due to quarterly assessment and reallocation
$
(267)
$
287,598 Updated due to quarterly assessment and reallocation
$
(26,057)
$
261,541 Updated due to quarterly assessment and reallocation
$
(9,806)
$
251,735 Updated due to quarterly assessment and reallocation
$
(17,748)
$
233,987 Updated due to quarterly assessment and reallocation
$
(4,963)
$
229,024 Updated due to quarterly assessment and reallocation
$
(6,649)
$
222,375 Updated due to quarterly assessment and reallocation
$
(4,972)
$
217,403 Updated due to quarterly assessment and reallocation
$
(23,766)
$
$
(342)
$
193,295 Updated due to quarterly assessment and reallocation
09/30/2009
$
150,000
$
250,000 Updated portfolio data from servicer/additional program initial cap
$
130,000
$
380,000 Updated portfolio data from servicer/additional program initial cap
$
50,000
$
430,000 Updated portfolio data from servicer
$
(30,000)
$
400,000 Updated portfolio data from servicer
$
35,167
$
435,167 Updated portfolio data from servicer
$
(1)
$
435,166 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
435,165 Updated due to quarterly assessment and reallocation
06/29/2011
$
(6)
$
435,159 Updated due to quarterly assessment and reallocation
06/28/2012
$
(4)
$
435,155 Updated due to quarterly assessment and reallocation
6
08/23/2012
$
(424,504)
$
3
06/16/2014
$
40,000
$
09/16/2014
$
20,000
$
60,000 Transfer of cap due to servicing transfer
01/16/2014
$
100,000
$
100,000 Transfer of cap due to servicing transfer
03/14/2014
$
10,000
$
110,000 Transfer of cap due to servicing transfer
03/26/2014
$
(2)
$
109,998 Updated due to quarterly assessment and reallocation
05/15/2014
$
20,000
$
06/16/2014
$
80,000
$
209,998 Transfer of cap due to servicing transfer
06/26/2014
$
(236)
$
209,762 Updated due to quarterly assessment and reallocation
07/16/2014
$
140,000
$
349,762 Transfer of cap due to servicing transfer
07/29/2014
$
(1,069)
$
348,693 Updated due to quarterly assessment and reallocation
08/14/2014
$
60,000
$
408,693 Transfer of cap due to servicing transfer
09/29/2014
$
(438)
$
408,255 Updated due to quarterly assessment and reallocation
12/29/2014
$
(30,607)
$
377,648 Updated due to quarterly assessment and reallocation
03/26/2015
$
(11,543)
$
366,105 Updated due to quarterly assessment and reallocation
04/28/2015
$
(45,568)
$
320,537 Updated due to quarterly assessment and reallocation
06/25/2015
$
(10,869)
$
309,668 Updated due to quarterly assessment and reallocation
07/16/2015
$
10,000
$
319,668 Transfer of cap due to servicing transfer
09/28/2015
$
(16,383)
$
303,285 Updated due to quarterly assessment and reallocation
11/16/2015
$
10,000
$
313,285 Transfer of cap due to servicing transfer
12/28/2015
$
(13,791)
$
299,494 Updated due to quarterly assessment and reallocation
02/16/2016
$
360,000
$
659,494 Transfer of cap due to servicing transfer
02/25/2016
$
(251,560)
$
03/16/2016
$
20,000
$
427,934 Transfer of cap due to servicing transfer
03/28/2016
$
(5,780)
$
422,154 Updated due to quarterly assessment and reallocation
04/14/2016
$
(70,000)
$
09/30/2010
$
450,556
$
1,450,556 Updated portfolio data from servicer
01/06/2011
$
(2)
$
1,450,554 Updated due to quarterly assessment and reallocation
03/30/2011
$
(2)
$
1,450,552 Updated due to quarterly assessment and reallocation
06/29/2011
$
(23)
$
1,450,529 Updated due to quarterly assessment and reallocation
06/28/2012
$
(17)
$
1,450,512 Updated due to quarterly assessment and reallocation
09/27/2012
$
(48)
$
1,450,464 Updated due to quarterly assessment and reallocation
12/27/2012
$
(8)
$
1,450,456 Updated due to quarterly assessment and reallocation
03/25/2013
$
(30)
$
1,450,426 Updated due to quarterly assessment and reallocation
06/27/2013
$
(11)
$
1,450,415 Updated due to quarterly assessment and reallocation
420,000 N/A
100,000 N/A
- N/A
- N/A
$
290,098 Updated due to quarterly assessment and reallocation
$
01/06/2011
Financial Instrument for Home Loan Modifications
$
09/30/2010
Purchase
(1)
07/14/2010
LA
290,099 Updated due to quarterly assessment and reallocation
$
03/26/2010
New Orleans
$
12/30/2009
Liberty Bank and Trust Co
(7)
03/28/2016
09/30/2010
290,106 Updated due to quarterly assessment and reallocation
$
02/25/2016
Financial Instrument for Home Loan Modifications
290,108 Updated due to quarterly assessment and reallocation
$
12/28/2015
Purchase
290,111 Updated portfolio data from servicer
$
(2)
09/28/2015
CO
$
(3)
$
06/25/2015
Glendale
90,111
$
04/28/2015
LenderLive Network, Inc
$
03/26/2015
01/16/2014
200,000 Updated portfolio data from servicer
12/29/2014
Financial Instrument for Home Loan Modifications
270,000 Updated portfolio data from servicer
$
09/29/2014
Purchase
$
(70,000)
07/29/2014
CA
20,000
$
06/26/2014
Concord
250,000 Updated portfolio data from servicer/additional program initial cap
$
03/26/2014
Land/Home Financial Services, Inc.
600,000 Updated portfolio data from servicer/additional program initial cap
$
12/23/2013
06/16/2014
$
(350,000)
09/27/2013
$
180,000
$
06/27/2013
Financial Instrument for Home Loan Modifications
$
03/25/2013
Purchase
284,002 Transfer of cap due to servicing transfer
09/30/2009
12/27/2012
OH
$
09/27/2012
Mentor
(50,000)
06/28/2012
Lake National Bank
334,002 Updated due to quarterly assessment and reallocation
$
06/29/2011
07/10/2009
$
09/30/2010
$
42,705
07/14/2010
Financial Instrument for Home Loan Modifications
291,297 Transfer of cap due to servicing transfer
$
03/26/2010
Purchase
1,641,297 Reallocation due to MHA program deobligation
$
12/30/2009
IN
3,241,719 Transfer of cap due to servicing transfer
$
(1,350,000)
04/14/2016
Warsaw
$
(1,600,422)
$
03/28/2016
Lake City Bank
50,000
$
03/16/2016
08/05/2009
$
02/25/2016
1,000,000 N/A
3
193,637 Reallocation due to MHA program deobligation
10,651 Termination of SPA
40,000 Transfer of cap due to servicing transfer
129,998 Transfer of cap due to servicing transfer
407,934 Reallocation due to MHA program deobligation
352,154 Transfer of cap due to servicing transfer
90
09/27/2013
280,994 Reallocation due to MHA program deobligation
$
(4,757)
$
12/16/2014
$
10,000
$
$
313,050,000
$
1,087,950,000 Updated portfolio data from servicer/additional program initial cap
$
275,370,000
$
1,363,320,000 Updated portfolio data from servicer/additional program initial cap
$
278,910,000
$
1,642,230,000 Updated portfolio data from servicer
$
(474,730,000)
$
1,167,500,000 Updated portfolio data from servicer
$
(700,000)
$
$
(1,000,000)
$
1,165,800,000 Transfer of cap due to servicing transfer
$
(115,017,236)
$
1,050,782,764 Updated portfolio data from servicer
$
(800,000)
$
1,049,982,764 Transfer of cap due to servicing transfer
$
800,000
$
1,050,782,764 Transfer of cap due to servicing transfer
$
(1,286)
$
1,050,781,478 Updated due to quarterly assessment and reallocation
$
8,800,000
$
1,059,581,478 Transfer of cap due to servicing transfer
$
(1,470)
$
1,059,580,008 Updated due to quarterly assessment and reallocation
$
(3,300,000)
$
1,056,280,008 Transfer of cap due to servicing transfer
$
(300,000)
$
1,055,980,008 Transfer of cap due to servicing transfer
$
(700,000)
$
1,055,280,008 Transfer of cap due to servicing transfer
$
(13,097)
$
1,055,266,911 Updated due to quarterly assessment and reallocation
$
(200,000)
$
1,055,066,911 Transfer of cap due to servicing transfer
$
(2,900,000)
$
1,052,166,911 Transfer of cap due to servicing transfer
$
(300,000)
$
1,051,866,911 Transfer of cap due to servicing transfer
$
(500,000)
$
1,051,366,911 Transfer of cap due to servicing transfer
12/15/2011
$
(2,600,000)
$
1,048,766,911 Transfer of cap due to servicing transfer
01/13/2012
$
(194,800,000)
$
853,966,911 Transfer of cap due to servicing transfer
02/16/2012
$
(400,000)
$
853,566,911 Transfer of cap due to servicing transfer
06/28/2012
$
(9,728)
$
853,557,183 Updated due to quarterly assessment and reallocation
08/16/2012
$
(7,990,000)
$
845,567,183 Transfer of cap due to servicing transfer
09/27/2012
$
(26,467)
$
845,540,716 Updated due to quarterly assessment and reallocation
12/27/2012
$
(4,466)
$
845,536,250 Updated due to quarterly assessment and reallocation
03/25/2013
$
(16,922)
$
845,519,328 Updated due to quarterly assessment and reallocation
06/27/2013
$
(6,386)
$
845,512,942 Updated due to quarterly assessment and reallocation
09/27/2013
$
(2,289)
$
845,510,653 Updated due to quarterly assessment and reallocation
12/16/2013
$
(60,000)
$
845,450,653 Transfer of cap due to servicing transfer
12/23/2013
$
(3,864,503)
$
841,586,150 Updated due to quarterly assessment and reallocation
01/16/2014
$
(30,000)
$
841,556,150 Transfer of cap due to servicing transfer
01/31/2014
$
(765,231,390)
$
01/22/2010
$
40,000
$
03/26/2010
$
50,000
$
790,000 Updated portfolio data from servicer
07/14/2010
$
1,310,000
$
2,100,000 Updated portfolio data from servicer
09/30/2010
$
75,834
$
2,175,834 Updated portfolio data from servicer
01/06/2011
$
(3)
$
2,175,831 Updated due to quarterly assessment and reallocation
03/30/2011
$
(4)
$
2,175,827 Updated due to quarterly assessment and reallocation
06/29/2011
$
(35)
$
2,175,792 Updated due to quarterly assessment and reallocation
06/28/2012
$
(26)
$
2,175,766 Updated due to quarterly assessment and reallocation
09/27/2012
$
(70)
$
2,175,696 Updated due to quarterly assessment and reallocation
12/27/2012
$
(12)
$
2,175,684 Updated due to quarterly assessment and reallocation
03/25/2013
$
(45)
$
2,175,639 Updated due to quarterly assessment and reallocation
06/27/2013
$
(17)
$
2,175,622 Updated due to quarterly assessment and reallocation
09/27/2013
$
(6)
$
2,175,616 Updated due to quarterly assessment and reallocation
12/23/2013
$
(9,932)
$
2,165,684 Updated due to quarterly assessment and reallocation
03/26/2014
$
(346)
$
2,165,338 Updated due to quarterly assessment and reallocation
06/26/2014
$
(4,087)
$
2,161,251 Updated due to quarterly assessment and reallocation
07/29/2014
$
(8,119)
$
2,153,132 Updated due to quarterly assessment and reallocation
09/29/2014
$
(2,682)
$
2,150,450 Updated due to quarterly assessment and reallocation
12/29/2014
$
(306,175)
$
1,844,275 Updated due to quarterly assessment and reallocation
03/26/2015
$
(116,051)
$
1,728,224 Updated due to quarterly assessment and reallocation
04/28/2015
$
(350,852)
$
1,377,372 Updated due to quarterly assessment and reallocation
06/25/2015
$
(83,233)
$
1,294,139 Updated due to quarterly assessment and reallocation
09/28/2015
$
(111,184)
$
1,182,955 Updated due to quarterly assessment and reallocation
12/28/2015
$
(82,285)
$
1,100,670 Updated due to quarterly assessment and reallocation
02/25/2016
$
(266,057)
$
03/28/2016
700,000 N/A
$
11/16/2011
$
(227,724)
10/14/2011
Financial Instrument for Home Loan Modifications
508,718 Updated due to quarterly assessment and reallocation
$
09/15/2011
Purchase
$
07/14/2011
NY
(79,741)
06/29/2011
Buffalo
588,459 Updated due to quarterly assessment and reallocation
$
06/16/2011
M&T Bank
$
05/13/2011
09/30/2010
(107,746)
04/13/2011
700,000 N/A
696,205 Updated due to quarterly assessment and reallocation
$
03/30/2011
$
$
03/16/2011
Financial Instrument for Home Loan Modifications
(80,659)
01/06/2011
Purchase
776,864 Updated due to quarterly assessment and reallocation
$
12/15/2010
NM
$
10/15/2010
Los Alamos
(340,104)
09/30/2010
Los Alamos National Bank
1,116,968 Updated due to quarterly assessment and reallocation
$
09/15/2010
11/06/2009
1,203,256 Updated due to quarterly assessment and reallocation
$
08/13/2010
12
$
(86,288)
09/30/2009
774,900,000 N/A
(229,437)
$
07/14/2010
$
1,432,693 Updated due to quarterly assessment and reallocation
$
03/26/2010
Financial Instrument for Home Loan Modifications
$
12/30/2009
Purchase
(1,894)
03/28/2016
TX
1,434,587 Updated due to quarterly assessment and reallocation
$
02/25/2016
Houston
$
12/28/2015
Litton Loan Servicing, LP
(5,734)
09/28/2015
08/12/2009
1,440,321 Updated due to quarterly assessment and reallocation
$
06/25/2015
3
$
04/28/2015
- N/A
(2,887)
03/26/2015
Financial Instrument for Home Loan Modifications
1,443,208 Updated due to quarterly assessment and reallocation
$
12/29/2014
Purchase
1,443,453 Updated due to quarterly assessment and reallocation
$
09/29/2014
OH
1,450,411 Updated due to quarterly assessment and reallocation
$
(245)
07/29/2014
Wilmington
$
(6,958)
$
06/26/2014
Liberty Savings Bank, FSB
(4)
$
03/26/2014
12/16/2014
$
12/23/2013
$
(5,558)
$
09/30/2010
$
315,389
$
1,015,389 Updated portfolio data from servicer
01/06/2011
$
(1)
$
1,015,388 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
1,015,387 Updated due to quarterly assessment and reallocation
06/29/2011
$
(11)
$
1,015,376 Updated due to quarterly assessment and reallocation
06/28/2012
$
(11)
$
1,015,365 Updated due to quarterly assessment and reallocation
276,237 Updated due to quarterly assessment and reallocation
10,000 Transfer of cap due to servicing transfer
1,166,800,000 Transfer of cap due to servicing transfer
76,324,760 Termination of SPA
740,000 Updated portfolio data from servicer/additional program initial cap
834,613 Reallocation due to MHA program deobligation
829,055 Updated due to quarterly assessment and reallocation
91
09/27/2012
$
2,656,065 Transfer of cap due to servicing transfer
$
230,716
$
2,886,781 Updated due to quarterly assessment and reallocation
$
688,320
$
3,575,101 Updated due to quarterly assessment and reallocation
$
2,310,000
$
$
20,000
$
5,905,101 Transfer of cap due to servicing transfer
$
1,468,864
$
7,373,965 Updated due to quarterly assessment and reallocation
$
60,000
$
$
5,916,728
$
13,350,693 Updated due to quarterly assessment and reallocation
$
3,793,179
$
17,143,872 Updated due to quarterly assessment and reallocation
$
(253,976)
$
16,889,896 Updated due to quarterly assessment and reallocation
$
2,727,797
$
19,617,693 Updated due to quarterly assessment and reallocation
$
4,943,712
$
24,561,405 Updated due to quarterly assessment and reallocation
$
830,000
$
$
20,000
$
25,411,405 Transfer of cap due to servicing transfer
$
(112,429)
$
25,298,976 Updated due to quarterly assessment and reallocation
02/16/2016
$
1,180,000
$
26,478,976 Transfer of cap due to servicing transfer
02/25/2016
$
(2,303,668)
$
24,175,308 Reallocation due to MHA program deobligation
03/28/2016
$
(44,805)
$
24,130,503 Updated due to quarterly assessment and reallocation
09/30/2010
$
630,778
$
2,030,778 Updated portfolio data from servicer
01/06/2011
$
(3)
$
2,030,775 Updated due to quarterly assessment and reallocation
03/30/2011
$
(3)
$
2,030,772 Updated due to quarterly assessment and reallocation
06/29/2011
$
(33)
$
2,030,739 Updated due to quarterly assessment and reallocation
06/28/2012
$
(25)
$
2,030,714 Updated due to quarterly assessment and reallocation
09/27/2012
$
(68)
$
2,030,646 Updated due to quarterly assessment and reallocation
12/27/2012
$
(11)
$
2,030,635 Updated due to quarterly assessment and reallocation
03/25/2013
$
(44)
$
2,030,591 Updated due to quarterly assessment and reallocation
06/27/2013
$
(16)
$
2,030,575 Updated due to quarterly assessment and reallocation
09/27/2013
$
(6)
$
2,030,569 Updated due to quarterly assessment and reallocation
12/23/2013
$
(9,947)
$
2,020,622 Updated due to quarterly assessment and reallocation
03/26/2014
$
(350)
$
2,020,272 Updated due to quarterly assessment and reallocation
06/26/2014
$
(4,127)
$
2,016,145 Updated due to quarterly assessment and reallocation
07/29/2014
$
(8,198)
$
2,007,947 Updated due to quarterly assessment and reallocation
09/29/2014
$
(2,708)
$
2,005,239 Updated due to quarterly assessment and reallocation
12/29/2014
$
(328,007)
$
1,677,232 Updated due to quarterly assessment and reallocation
03/26/2015
$
(123,358)
$
1,553,874 Updated due to quarterly assessment and reallocation
04/28/2015
$
(486,219)
$
1,067,655 Updated due to quarterly assessment and reallocation
06/25/2015
$
(115,312)
$
952,343 Updated due to quarterly assessment and reallocation
09/28/2015
$
(154,035)
$
798,308 Updated due to quarterly assessment and reallocation
12/28/2015
$
(113,998)
$
684,310 Updated due to quarterly assessment and reallocation
02/25/2016
$
(325,557)
$
358,753 Reallocation due to MHA program deobligation
03/28/2016
$
(6,800)
$
351,953 Updated due to quarterly assessment and reallocation
09/30/2010
$
225,278
$
725,278 Updated portfolio data from servicer
01/06/2011
$
(1)
$
725,277 Updated due to quarterly assessment and reallocation
03/09/2011
20,360,000 N/A
$
140,000
12/28/2015
$
80,000
$
12/16/2015
AZ
2,436,065 Transfer of cap due to servicing transfer
$
11/16/2015
Phoenix
$
09/28/2015
Marix Servicing, LLC
20,000
06/25/2015
Financial Instrument for Home Loan Modifications
2,416,065 Updated due to quarterly assessment and reallocation
$
04/28/2015
Purchase
2,290,919 Transfer of cap due to servicing transfer
$
03/26/2015
11/25/2009
$
125,146
12/29/2014
500,000 N/A
1,280,000
$
11/14/2014
$
1,010,919 Updated due to quarterly assessment and reallocation
$
09/29/2014
Financial Instrument for Home Loan Modifications
$
09/16/2014
Purchase
(4,381)
08/14/2014
KS
1,015,300 Updated due to quarterly assessment and reallocation
$
07/29/2014
Lexena
$
06/26/2014
Mainstreet Credit Union
(3)
06/16/2014
09/30/2010
1,015,303 Updated due to quarterly assessment and reallocation
$
05/15/2014
1,400,000 N/A
$
04/16/2014
$
(7)
03/26/2014
Financial Instrument for Home Loan Modifications
1,015,310 Updated due to quarterly assessment and reallocation
$
02/13/2014
Purchase
1,015,330 Updated due to quarterly assessment and reallocation
$
12/23/2013
TN
1,015,335 Updated due to quarterly assessment and reallocation
$
(20)
09/27/2013
Germantown
$
(5)
$
06/27/2013
Magna Bank
(30)
$
03/25/2013
09/30/2010
$
12/27/2012
$
(725,277)
01/22/2010
$
950,000
$
03/26/2010
$
(17,880,000)
$
2,516,065 Transfer of cap due to servicing transfer
5,885,101 Transfer of cap due to servicing transfer
7,433,965 Transfer of cap due to servicing transfer
25,391,405 Transfer of cap due to servicing transfer
- Termination of SPA
21,310,000 Updated portfolio data from servicer/additional program initial cap
3,430,000 Updated portfolio data from servicer
06/16/2010
$
1,030,000
$
4,460,000 Transfer of cap due to servicing transfer
07/14/2010
$
(1,160,000)
$
3,300,000 Updated portfolio data from servicer
08/13/2010
$
800,000
$
09/30/2010
$
200,000
$
4,300,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
1,357,168
$
5,657,168 Updated portfolio data from servicer
01/06/2011
$
(1)
$
5,657,167 Updated due to quarterly assessment and reallocation
03/16/2011
$
5,700,000
$
11,357,167 Transfer of cap due to servicing transfer
03/30/2011
$
(6)
$
11,357,161 Updated due to quarterly assessment and reallocation
04/13/2011
$
7,300,000
$
18,657,161 Transfer of cap due to servicing transfer
05/13/2011
$
300,000
$
06/16/2011
$
900,000
$
19,857,161 Transfer of cap due to servicing transfer
06/29/2011
$
(154)
$
19,857,007 Updated due to quarterly assessment and reallocation
07/14/2011
$
100,000
$
19,957,007 Transfer of cap due to servicing transfer
08/16/2011
$
300,000
$
20,257,007 Transfer of cap due to servicing transfer
01/13/2012
$
(1,500,000)
$
18,757,007 Transfer of cap due to servicing transfer
02/16/2012
$
(2,100,000)
$
16,657,007 Transfer of cap due to servicing transfer
04/16/2012
$
(1,300,000)
$
15,357,007 Transfer of cap due to servicing transfer
06/14/2012
$
(8,350,000)
$
7,007,007 Transfer of cap due to servicing transfer
06/28/2012
$
(38)
$
7,006,969 Updated due to quarterly assessment and reallocation
08/16/2012
$
(90,000)
$
6,916,969 Transfer of cap due to servicing transfer
09/27/2012
$
(103)
$
6,916,866 Updated due to quarterly assessment and reallocation
10/16/2012
$
(1,020,000)
$
5,896,866 Transfer of cap due to servicing transfer
11/15/2012
$
170,000
$
6,066,866 Transfer of cap due to servicing transfer
12/27/2012
$
(15)
$
6,066,851 Updated due to quarterly assessment and reallocation
4,100,000 Transfer of cap due to servicing transfer
18,957,161 Transfer of cap due to servicing transfer
92
02/14/2013
4,739,032 Updated due to quarterly assessment and reallocation
$
(681,066)
$
4,057,966 Updated due to quarterly assessment and reallocation
$
(161,522)
$
3,896,444 Updated due to quarterly assessment and reallocation
$
(215,764)
$
3,680,680 Updated due to quarterly assessment and reallocation
$
(159,682)
$
3,520,998 Updated due to quarterly assessment and reallocation
$
(544,595)
$
2,976,403 Reallocation due to MHA program deobligation
$
(11,376)
$
2,965,027 Updated due to quarterly assessment and reallocation
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
$
(1)
$
145,053 Updated due to quarterly assessment and reallocation
$
(1)
$
145,052 Updated due to quarterly assessment and reallocation
$
(60,000)
$
510,000 N/A
04/21/2010
$
(510,000)
280,000 N/A
10/02/2009
$
70,000
$
350,000 Updated portfolio data from servicer/additional program initial cap
$
620,000
$
970,000 Updated portfolio data from servicer/additional program initial cap
$
100,000
$
1,070,000 Updated portfolio data from servicer
$
(670,000)
$
400,000 Updated portfolio data from servicer
$
35,167
$
435,167 Updated portfolio data from servicer
$
(1)
$
435,166 Updated due to quarterly assessment and reallocation
$
(435,166)
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
$
(2)
$
145,052 Updated due to quarterly assessment and reallocation
03/25/2013
$
(1)
$
145,051 Updated due to quarterly assessment and reallocation
12/23/2013
$
(232)
$
144,819 Updated due to quarterly assessment and reallocation
03/26/2014
$
(8)
$
144,811 Updated due to quarterly assessment and reallocation
06/26/2014
$
(96)
$
144,715 Updated due to quarterly assessment and reallocation
07/29/2014
$
(191)
$
144,524 Updated due to quarterly assessment and reallocation
09/29/2014
$
(63)
$
144,461 Updated due to quarterly assessment and reallocation
12/29/2014
$
(7,654)
$
136,807 Updated due to quarterly assessment and reallocation
03/26/2015
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
04/28/2015
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
06/25/2015
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
09/28/2015
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
12/28/2015
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
02/25/2016
$
(7,597)
$
03/28/2016
$
$
09/27/2012
Financial Instrument for Home Loan Modifications
(172,793)
06/28/2012
Purchase
4,911,825 Updated due to quarterly assessment and reallocation
$
06/29/2011
OK
$
01/26/2011
Oklahoma City
5,371,278 Updated due to quarterly assessment and reallocation
(459,453)
01/06/2011
MidFirst Bank (Midland Mortgage Co.)
$
$
09/30/2010
09/30/2010
(3,793)
07/14/2010
$
5,375,071 Updated due to quarterly assessment and reallocation
$
03/26/2010
Financial Instrument for Home Loan Modifications
5,386,554 Updated due to quarterly assessment and reallocation
$
12/30/2009
Purchase
5,392,335 Updated due to quarterly assessment and reallocation
$
(11,483)
10/15/2013
OH
$
(5,781)
$
03/25/2013
Rocky River
(490)
$
09/27/2012
09/30/2010
$
06/28/2012
Mid America Mortgage, Inc. (Schmidt
Mortgage Company)
5,392,825 Updated due to quarterly assessment and reallocation
06/29/2011
$
5,406,759 Updated due to quarterly assessment and reallocation
$
03/28/2016
AR
$
(13,934)
02/25/2016
Little Rock
(8)
$
12/28/2015
Metropolitan National Bank
5,406,767 Transfer of cap due to servicing transfer
$
09/28/2015
Financial Instrument for Home Loan Modifications
5,426,767 Updated due to quarterly assessment and reallocation
$
06/25/2015
Purchase
$
(20,000)
04/28/2015
09/11/2009
(23)
$
03/26/2015
$
5,426,790 Transfer of cap due to servicing transfer
$
12/29/2014
Financial Instrument for Home Loan Modifications
5,436,790 Transfer of cap due to servicing transfer
$
09/29/2014
Purchase
$
(10,000)
07/29/2014
MA
(30,000)
$
06/26/2014
Woburn
5,466,790 Transfer of cap due to servicing transfer
$
03/26/2014
Members Mortgage Company, Inc
$
12/23/2013
10/28/2009
(10,000)
09/27/2013
$
$
07/16/2013
NC
5,476,790 Updated due to quarterly assessment and reallocation
06/27/2013
Charlotte
5,476,851 Transfer of cap due to servicing transfer
$
06/14/2013
Marsh Associates, Inc.
$
(61)
05/16/2013
Financial Instrument for Home Loan Modifications
$
(490,000)
$
04/16/2013
Purchase
(100,000)
$
03/25/2013
09/30/2010
$
03/14/2013
$
(159)
$
09/30/2010
$
49,915,806
$
93,415,806 Updated portfolio data from servicer
01/06/2011
$
(125)
$
93,415,681 Updated due to quarterly assessment and reallocation
03/30/2011
$
(139)
$
93,415,542 Updated due to quarterly assessment and reallocation
06/29/2011
$
(1,223)
$
06/28/2012
$
(797)
$
07/16/2012
$
294,540,000
$
387,953,522 Transfer of cap due to servicing transfer
07/27/2012
$
(263,550,000)
$
124,403,522 Transfer of cap due to servicing transfer
09/27/2012
$
(3,170)
$
124,400,352 Updated due to quarterly assessment and reallocation
12/27/2012
$
(507)
$
124,399,845 Updated due to quarterly assessment and reallocation
03/25/2013
$
(1,729)
$
124,398,116 Updated due to quarterly assessment and reallocation
06/27/2013
$
(593)
$
124,397,523 Updated due to quarterly assessment and reallocation
09/27/2013
$
(199)
$
124,397,324 Updated due to quarterly assessment and reallocation
12/23/2013
$
(280,061)
$
124,117,263 Updated due to quarterly assessment and reallocation
03/26/2014
$
(8,934)
$
124,108,329 Updated due to quarterly assessment and reallocation
06/26/2014
$
(95,352)
$
124,012,977 Updated due to quarterly assessment and reallocation
07/29/2014
$
30,892,185
$
154,905,162 Updated due to quarterly assessment and reallocation
09/29/2014
$
(9,245)
$
154,895,917 Updated due to quarterly assessment and reallocation
12/29/2014
$
75,614,324
$
230,510,241 Updated due to quarterly assessment and reallocation
03/26/2015
$
(240,368)
$
230,269,873 Updated due to quarterly assessment and reallocation
04/28/2015
$
(679,405)
$
229,590,468 Updated due to quarterly assessment and reallocation
05/14/2015
$
27,080,000
$
256,670,468 Transfer of cap due to servicing transfer
06/16/2015
$
8,250,000
$
264,920,468 Transfer of cap due to servicing transfer
06/25/2015
$
(87,379)
$
264,833,089 Updated due to quarterly assessment and reallocation
08/14/2015
$
13,920,000
$
278,753,089 Transfer of cap due to servicing transfer
09/28/2015
$
34,217,510
$
312,970,599 Updated due to quarterly assessment and reallocation
100,000 N/A
100,000 N/A
43,500,000 N/A
5,966,851 Transfer of cap due to servicing transfer
85,052 Transfer of cap due to servicing transfer
- Termination of SPA
- Termination of SPA
106,038 Reallocation due to MHA program deobligation
105,879 Updated due to quarterly assessment and reallocation
93,414,319 Updated due to quarterly assessment and reallocation
93,413,522 Updated due to quarterly assessment and reallocation
93
12/16/2015
580,221 Updated due to quarterly assessment and reallocation
$
(1)
$
580,220 Updated due to quarterly assessment and reallocation
$
(8)
$
580,212 Updated due to quarterly assessment and reallocation
$
(6)
$
580,206 Updated due to quarterly assessment and reallocation
$
(17)
$
580,189 Updated due to quarterly assessment and reallocation
$
(3)
$
580,186 Updated due to quarterly assessment and reallocation
$
(11)
$
580,175 Updated due to quarterly assessment and reallocation
$
(4)
$
580,171 Updated due to quarterly assessment and reallocation
$
(1)
$
580,170 Updated due to quarterly assessment and reallocation
$
(2,474)
$
577,696 Updated due to quarterly assessment and reallocation
$
(87)
$
577,609 Updated due to quarterly assessment and reallocation
$
(1,027)
$
576,582 Updated due to quarterly assessment and reallocation
$
(2,039)
$
574,543 Updated due to quarterly assessment and reallocation
$
(673)
$
573,870 Updated due to quarterly assessment and reallocation
$
(81,582)
$
492,288 Updated due to quarterly assessment and reallocation
$
(30,682)
$
461,606 Updated due to quarterly assessment and reallocation
$
(120,932)
$
340,674 Updated due to quarterly assessment and reallocation
$
(28,680)
$
311,994 Updated due to quarterly assessment and reallocation
$
(38,312)
$
273,682 Updated due to quarterly assessment and reallocation
$
(28,353)
$
245,329 Updated due to quarterly assessment and reallocation
$
(80,972)
$
03/28/2016
$
(1,691)
$
162,666 Updated due to quarterly assessment and reallocation
09/30/2009
$
(490,000)
$
370,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
6,750,000
$
7,120,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(6,340,000)
$
780,000 Updated portfolio data from servicer
07/14/2010
$
(180,000)
$
600,000 Updated portfolio data from servicer
09/30/2010
$
125,278
$
725,278 Updated portfolio data from servicer
03/30/2011
$
(1)
$
725,277 Updated due to quarterly assessment and reallocation
06/29/2011
$
(4)
$
725,273 Updated due to quarterly assessment and reallocation
06/28/2012
$
(1)
$
725,272 Updated due to quarterly assessment and reallocation
09/27/2012
$
(1)
$
725,271 Updated due to quarterly assessment and reallocation
03/25/2013
$
47,663
$
772,934 Updated due to quarterly assessment and reallocation
12/23/2013
$
(149)
$
772,785 Updated due to quarterly assessment and reallocation
03/26/2014
$
(5)
$
772,780 Updated due to quarterly assessment and reallocation
06/26/2014
$
(64)
$
772,716 Updated due to quarterly assessment and reallocation
07/29/2014
$
(19)
$
772,697 Updated due to quarterly assessment and reallocation
09/29/2014
$
(7)
$
772,690 Updated due to quarterly assessment and reallocation
12/29/2014
$
221,158
$
993,848 Updated due to quarterly assessment and reallocation
03/26/2015
$
(880)
$
992,968 Updated due to quarterly assessment and reallocation
04/28/2015
$
(2,830)
$
06/25/2015
$
(2,036)
$
988,102 Updated due to quarterly assessment and reallocation
09/28/2015
$
15,293
$
1,003,395 Updated due to quarterly assessment and reallocation
12/28/2015
$
22,214
$
1,025,609 Updated due to quarterly assessment and reallocation
02/25/2016
$
(33,723)
$
03/28/2016
$
(707)
$
09/30/2009
$
18,530,000
$
42,010,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
23,480,000 N/A
$
02/25/2016
$
(1)
12/28/2015
Financial Instrument for Home Loan Modifications
580,222 Updated portfolio data from servicer
$
09/28/2015
Purchase
$
06/25/2015
IN
180,222
04/28/2015
Evansville
$
03/26/2015
MorEquity, Inc.
(580,212)
12/29/2014
07/17/2009
580,212 Updated due to quarterly assessment and reallocation
$
09/29/2014
860,000 N/A
$
07/29/2014
$
(8)
06/26/2014
Financial Instrument for Home Loan Modifications
580,220 Updated due to quarterly assessment and reallocation
$
03/26/2014
Purchase
$
12/23/2013
CA
(1)
09/27/2013
San Diego
580,221 Updated due to quarterly assessment and reallocation
$
06/27/2013
Mission Federal Credit Union
580,222 Updated portfolio data from servicer
$
03/25/2013
07/22/2009
$
(1)
09/30/2010
400,000 N/A
(19,778)
$
12/27/2012
$
600,000 Updated portfolio data from servicer
$
09/27/2012
Financial Instrument for Home Loan Modifications
$
06/28/2012
Purchase
300,000
06/29/2011
IL
322,518,360 Transfer of cap due to servicing transfer
$
03/30/2011
Freeport
$
01/06/2011
Midwest Community Bank
3,320,000
07/14/2011
09/15/2010
319,198,360 Updated due to quarterly assessment and reallocation
$
07/14/2010
300,000 N/A
$
06/29/2011
$
(80,000)
03/30/2011
Financial Instrument for Home Loan Modifications
319,278,360 Reallocation due to MHA program deobligation
$
01/06/2011
Purchase
327,498,892 Updated due to quarterly assessment and reallocation
$
09/30/2010
IL
315,070,599 Transfer of cap due to servicing transfer
$
(8,220,532)
04/14/2016
Elmwood Park
$
12,428,293
$
03/28/2016
Midwest Bank and Trust Co.
2,100,000
$
02/25/2016
04/14/2010
$
12/28/2015
$
24,510,000
$
66,520,000 Updated portfolio data from servicer/additional program initial cap
- Termination of SPA
164,357 Reallocation due to MHA program deobligation
990,138 Updated due to quarterly assessment and reallocation
991,886 Reallocation due to MHA program deobligation
991,179 Updated due to quarterly assessment and reallocation
03/26/2010
MI
Purchase
Financial Instrument for Home Loan Modifications
$
4,210,000 N/A
62,300,000 Updated portfolio data from servicer
$
54,105,739 Updated portfolio data from servicer
$
(37)
$
54,105,702 Updated due to quarterly assessment and reallocation
$
(29,400,000)
$
24,705,702 Transfer of cap due to servicing transfer
03/30/2011
Southfield
84,880,000 Updated portfolio data from servicer
$
(8,194,261)
03/16/2011
Mortgage Center, LLC
$
(22,580,000)
$
01/06/2011
07/22/2009
18,360,000
$
09/30/2010
5
$
07/14/2010
$
(34)
$
24,705,668 Updated due to quarterly assessment and reallocation
05/26/2011
$
(20,077,503)
$
4,628,165 Termination of SPA
09/30/2009
$
1,780,000
$
5,990,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
2,840,000
$
03/26/2010
$
2,800,000
$
11,630,000 Updated portfolio data from servicer
07/14/2010
$
(5,730,000)
$
5,900,000 Updated portfolio data from servicer
09/30/2010
$
2,658,280
$
8,558,280 Updated portfolio data from servicer
01/06/2011
$
(12)
$
8,558,268 Updated due to quarterly assessment and reallocation
03/30/2011
$
(14)
$
8,558,254 Updated due to quarterly assessment and reallocation
06/29/2011
$
(129)
$
8,558,125 Updated due to quarterly assessment and reallocation
06/28/2012
$
(94)
$
8,558,031 Updated due to quarterly assessment and reallocation
09/27/2012
$
(256)
$
8,557,775 Updated due to quarterly assessment and reallocation
12/27/2012
$
(43)
$
8,557,732 Updated due to quarterly assessment and reallocation
03/25/2013
$
(162)
$
8,557,570 Updated due to quarterly assessment and reallocation
06/27/2013
$
(60)
$
8,557,510 Updated due to quarterly assessment and reallocation
09/27/2013
$
(21)
$
8,557,489 Updated due to quarterly assessment and reallocation
8,830,000 Updated portfolio data from servicer/additional program initial cap
94
12/23/2013
8,476,846 Updated due to quarterly assessment and reallocation
$
(9,490)
$
8,467,356 Updated due to quarterly assessment and reallocation
$
(1,009,361)
$
7,457,995 Updated due to quarterly assessment and reallocation
$
(376,129)
$
7,081,866 Updated due to quarterly assessment and reallocation
$
(1,379,506)
$
5,702,360 Updated due to quarterly assessment and reallocation
$
(322,597)
$
5,379,763 Updated due to quarterly assessment and reallocation
09/28/2015
$
(416,164)
$
4,963,599 Updated due to quarterly assessment and reallocation
12/28/2015
$
(295,000)
$
4,668,599 Updated due to quarterly assessment and reallocation
02/25/2016
$
(988,991)
$
3,679,608 Reallocation due to MHA program deobligation
03/28/2016
$
(20,369)
$
3,659,239 Updated due to quarterly assessment and reallocation
12/30/2009
$
(2,900,000)
$
1,960,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
4,860,000 N/A
$
06/25/2015
$
(28,986)
04/28/2015
OK
8,505,832 Updated due to quarterly assessment and reallocation
$
03/26/2015
Tulsa
8,520,492 Updated due to quarterly assessment and reallocation
$
12/29/2014
Mortgage Clearing Corporation
8,521,738 Updated due to quarterly assessment and reallocation
$
(14,660)
09/29/2014
Financial Instrument for Home Loan Modifications
$
(1,246)
$
07/29/2014
Purchase
(35,751)
$
06/26/2014
10/14/2009
$
03/26/2014
$
(1,600,000)
$
360,000 Updated portfolio data from servicer
07/14/2010
05/28/2009
Nationstar Mortgage LLC
Knoxville
Lewisville
TN
TX
Purchase
Purchase
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
- N/A
$
101,000,000 N/A
3
$
100,000 Updated portfolio data from servicer
45,056
$
145,056 Updated portfolio data from servicer
$
(145,056)
07/16/2014
$
10,000
$
10,000 Transfer of cap due to servicing transfer
12/29/2014
Mortgage Investors Group
(260,000)
$
03/09/2011
07/16/2014
$
09/30/2010
$
6,042
$
16,042 Updated due to quarterly assessment and reallocation
06/12/2009
$
16,140,000
$
09/30/2009
$
134,560,000
$
12/30/2009
$
80,250,000
$
331,950,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
67,250,000
$
399,200,000 Updated portfolio data from servicer
07/14/2010
$
(85,900,000)
$
313,300,000 Updated portfolio data from servicer
08/13/2010
$
100,000
$
09/30/2010
$
2,900,000
$
316,300,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
33,801,486
$
350,101,486 Updated portfolio data from servicer
11/16/2010
$
700,000
$
350,801,486 Transfer of cap due to servicing transfer
12/15/2010
$
1,700,000
$
352,501,486 Transfer of cap due to servicing transfer
01/06/2011
$
(363)
$
352,501,123 Updated due to quarterly assessment and reallocation
02/16/2011
$
900,000
$
353,401,123 Transfer of cap due to servicing transfer
03/16/2011
$
29,800,000
$
383,201,123 Transfer of cap due to servicing transfer
03/30/2011
$
(428)
$
383,200,695 Updated due to quarterly assessment and reallocation
05/26/2011
$
20,077,503
$
403,278,198 Transfer of cap due to servicing transfer
06/29/2011
$
(4,248)
$
403,273,950 Updated due to quarterly assessment and reallocation
11/16/2011
$
100,000
$
403,373,950 Transfer of cap due to servicing transfer
03/15/2012
$
(100,000)
$
403,273,950 Transfer of cap due to servicing transfer
05/16/2012
$
90,000
$
403,363,950 Transfer of cap due to servicing transfer
06/14/2012
$
(2,380,000)
$
400,983,950 Transfer of cap due to servicing transfer
06/28/2012
$
(2,957)
$
400,980,993 Updated due to quarterly assessment and reallocation
07/16/2012
$
(2,580,000)
$
398,400,993 Transfer of cap due to servicing transfer
08/16/2012
$
131,450,000
$
529,850,993 Transfer of cap due to servicing transfer
08/23/2012
$
166,976,849
$
696,827,842 Transfer of cap due to servicing transfer
09/27/2012
$
(12,806)
$
696,815,036 Updated due to quarterly assessment and reallocation
11/15/2012
$
160,000
$
696,975,036 Transfer of cap due to servicing transfer
12/14/2012
$
50,000
$
697,025,036 Transfer of cap due to servicing transfer
12/27/2012
$
(1,882)
$
697,023,154 Updated due to quarterly assessment and reallocation
02/14/2013
$
(10,000)
$
697,013,154 Transfer of cap due to servicing transfer
03/14/2013
$
(280,000)
$
696,733,154 Transfer of cap due to servicing transfer
03/25/2013
$
(6,437)
$
696,726,717 Updated due to quarterly assessment and reallocation
04/16/2013
$
30,000
$
696,756,717 Transfer of cap due to servicing transfer
05/16/2013
$
(1,510,000)
$
695,246,717 Transfer of cap due to servicing transfer
06/14/2013
$
(1,070,000)
$
694,176,717 Transfer of cap due to servicing transfer
06/27/2013
$
(2,099)
$
694,174,618 Updated due to quarterly assessment and reallocation
07/09/2013
$
23,179,591
$
07/16/2013
$
490,000
$
717,844,209 Transfer of cap due to servicing transfer
09/16/2013
$
289,070,000
$
1,006,914,209 Transfer of cap due to servicing transfer
09/27/2013
$
(1,118)
$
1,006,913,091 Updated due to quarterly assessment and reallocation
10/15/2013
$
63,440,000
$
1,070,353,091 Transfer of cap due to servicing transfer
11/14/2013
$
5,060,000
$
1,075,413,091 Transfer of cap due to servicing transfer
12/16/2013
$
3,210,000
$
1,078,623,091 Transfer of cap due to servicing transfer
12/23/2013
$
(1,697,251)
$
1,076,925,840 Updated due to quarterly assessment and reallocation
01/16/2014
$
(100,000)
$
1,076,825,840 Transfer of cap due to servicing transfer
02/13/2014
$
32,370,000
$
1,109,195,840 Transfer of cap due to servicing transfer
03/14/2014
$
(20,000)
$
1,109,175,840 Transfer of cap due to servicing transfer
03/26/2014
$
(47,177)
$
1,109,128,663 Updated due to quarterly assessment and reallocation
04/16/2014
$
370,000
$
1,109,498,663 Transfer of cap due to servicing transfer
05/15/2014
$
41,040,000
$
1,150,538,663 Transfer of cap due to servicing transfer
06/16/2014
$
120,000
$
1,150,658,663 Transfer of cap due to servicing transfer
06/26/2014
$
(496,816)
$
1,150,161,847 Updated due to quarterly assessment and reallocation
07/16/2014
$
90,000
$
1,150,251,847 Transfer of cap due to servicing transfer
07/29/2014
$
(917,451)
$
1,149,334,396 Updated due to quarterly assessment and reallocation
08/14/2014
$
47,000,000
$
1,196,334,396 Transfer of cap due to servicing transfer
09/16/2014
$
4,250,000
$
1,200,584,396 Transfer of cap due to servicing transfer
09/29/2014
$
(345,854)
$
1,200,238,542 Updated due to quarterly assessment and reallocation
10/16/2014
$
23,560,000
$
1,223,798,542 Transfer of cap due to servicing transfer
11/14/2014
$
350,000
$
1,224,148,542 Transfer of cap due to servicing transfer
12/16/2014
$
(1,170,000)
$
1,222,978,542 Transfer of cap due to servicing transfer
12/29/2014
$
115,871,484
$
1,338,850,026 Updated due to quarterly assessment and reallocation
- Termination of SPA
117,140,000 Updated portfolio data from servicer
251,700,000 Updated portfolio data from servicer/additional program initial cap
313,400,000 Transfer of cap due to servicing transfer
717,354,209 Transfer of cap due to servicing transfer
95
01/15/2015
$
390,000
$
1,339,240,026 Transfer of cap due to servicing transfer
02/13/2015
$
(20,000)
$
1,339,220,026 Transfer of cap due to servicing transfer
03/16/2015
$
3,770,000
$
1,342,990,026 Transfer of cap due to servicing transfer
03/26/2015
$
77,475,779
$
1,420,465,805 Updated due to quarterly assessment and reallocation
04/16/2015
$
1,400,000
$
1,421,865,805 Transfer of cap due to servicing transfer
04/28/2015
$
436,566,037
$
1,858,431,842 Updated due to quarterly assessment and reallocation
-
$
1,858,431,842 Transfer of cap due to servicing transfer
06/16/2015
$
70,000
$
1,858,501,842 Transfer of cap due to servicing transfer
06/25/2015
$
47,906,687
$
1,906,408,529 Updated due to quarterly assessment and reallocation
07/16/2015
$
(1,480,000)
$
1,904,928,529 Transfer of cap due to servicing transfer
08/14/2015
$
(10,000)
$
1,904,918,529 Transfer of cap due to servicing transfer
09/16/2015
$
(1,870,000)
$
1,903,048,529 Transfer of cap due to servicing transfer
09/28/2015
$
161,750,620
$
2,064,799,149 Updated due to quarterly assessment and reallocation
10/15/2015
$
350,000
$
2,065,149,149 Transfer of cap due to servicing transfer
11/16/2015
$
(60,000)
$
2,065,089,149 Transfer of cap due to servicing transfer
12/16/2015
$
(90,000)
$
2,064,999,149 Transfer of cap due to servicing transfer
12/28/2015
$
130,704,697
$
2,195,703,846 Updated due to quarterly assessment and reallocation
01/14/2016
$
(2,860,000)
$
2,192,843,846 Transfer of cap due to servicing transfer
02/16/2016
$
3,400,000
$
2,196,243,846 Transfer of cap due to servicing transfer
02/25/2016
$
(102,109,507)
$
2,094,134,339 Reallocation due to MHA program deobligation
03/16/2016
$
1,050,000
$
2,095,184,339 Transfer of cap due to servicing transfer
03/28/2016
$
(1,853,801)
$
2,093,330,538 Updated due to quarterly assessment and reallocation
04/14/2016
$
(120,000)
$
2,093,210,538 Transfer of cap due to servicing transfer
12/16/2013
$
10,000
$
05/15/2014
$
10,000
$
07/14/2010
$
(44,880,000)
$
15,900,000 Updated portfolio data from servicer
09/30/2010
$
1,071,505
$
16,971,505 Updated portfolio data from servicer
01/06/2011
$
(23)
$
16,971,482 Updated due to quarterly assessment and reallocation
03/30/2011
$
(26)
$
16,971,456 Updated due to quarterly assessment and reallocation
06/29/2011
$
(238)
$
16,971,218 Updated due to quarterly assessment and reallocation
06/28/2012
$
(145)
$
16,971,073 Updated due to quarterly assessment and reallocation
09/27/2012
$
(374)
$
16,970,699 Updated due to quarterly assessment and reallocation
12/27/2012
$
(58)
$
16,970,641 Updated due to quarterly assessment and reallocation
03/25/2013
$
(199)
$
16,970,442 Updated due to quarterly assessment and reallocation
06/27/2013
$
(68)
$
16,970,374 Updated due to quarterly assessment and reallocation
09/27/2013
$
(22)
$
16,970,352 Updated due to quarterly assessment and reallocation
12/23/2013
$
(36,317)
$
16,934,035 Updated due to quarterly assessment and reallocation
03/26/2014
$
(1,230)
$
16,932,805 Updated due to quarterly assessment and reallocation
06/26/2014
$
(13,708)
$
16,919,097 Updated due to quarterly assessment and reallocation
07/29/2014
$
(26,600)
$
16,892,497 Updated due to quarterly assessment and reallocation
09/29/2014
$
(8,647)
$
16,883,850 Updated due to quarterly assessment and reallocation
12/29/2014
$
(473,803)
$
16,410,047 Updated due to quarterly assessment and reallocation
03/26/2015
$
(141,405)
$
16,268,642 Updated due to quarterly assessment and reallocation
04/28/2015
$
989,851
$
17,258,493 Updated due to quarterly assessment and reallocation
06/25/2015
$
78,769
$
17,337,262 Updated due to quarterly assessment and reallocation
09/28/2015
$
259,191
$
17,596,453 Updated due to quarterly assessment and reallocation
12/28/2015
$
280,053
$
17,876,506 Updated due to quarterly assessment and reallocation
02/25/2016
$
(611,191)
$
17,265,315 Reallocation due to MHA program deobligation
03/28/2016
$
(7,004)
$
17,258,311 Updated due to quarterly assessment and reallocation
08/14/2014
$
240,000
$
240,000 Transfer of cap due to servicing transfer
09/16/2014
$
59,230,004
$
59,470,004 Transfer of cap due to servicing transfer
09/29/2014
$
(69,838)
$
59,400,166 Updated due to quarterly assessment and reallocation
10/16/2014
$
11,480,000
$
70,880,166 Transfer of cap due to servicing transfer
11/03/2014
$
800,680
$
71,680,846 Transfer of cap due to merger/acquisition
11/14/2014
$
1,750,000
$
12/16/2014
$
440,000
$
73,870,846 Transfer of cap due to servicing transfer
12/29/2014
$
(7,109,361)
$
66,761,485 Updated due to quarterly assessment and reallocation
01/15/2015
$
300,000
$
67,061,485 Transfer of cap due to servicing transfer
02/13/2015
$
3,380,000
$
03/16/2015
$
1,300,000
$
71,741,485 Transfer of cap due to servicing transfer
03/26/2015
$
(3,077,094)
$
68,664,391 Updated due to quarterly assessment and reallocation
04/16/2015
$
(2,060,000)
$
66,604,391 Transfer of cap due to servicing transfer
04/28/2015
$
(11,593,331)
$
55,011,060 Updated due to quarterly assessment and reallocation
05/14/2015
$
1,410,000
$
06/16/2015
$
5,720,000
$
62,141,060 Transfer of cap due to servicing transfer
06/25/2015
$
(2,857,812)
$
59,283,248 Updated due to quarterly assessment and reallocation
07/16/2015
$
13,130,000
$
72,413,248 Transfer of cap due to servicing transfer
08/14/2015
$
(2,810,000)
$
09/16/2015
$
1,280,000
$
70,883,248 Transfer of cap due to servicing transfer
09/28/2015
$
(3,708,330)
$
67,174,918 Updated due to quarterly assessment and reallocation
10/15/2015
$
680,000
$
67,854,918 Transfer of cap due to servicing transfer
11/16/2015
$
(300,000)
$
12/16/2015
$
1,410,000
$
68,964,918 Transfer of cap due to servicing transfer
12/28/2015
$
(2,856,501)
$
66,108,417 Updated due to quarterly assessment and reallocation
01/14/2016
$
3,030,000
$
69,138,417 Transfer of cap due to servicing transfer
02/16/2016
$
4,770,000
$
73,908,417 Transfer of cap due to servicing transfer
02/25/2016
$
(13,405,332)
$
03/16/2016
$
19,990,000
$
80,493,085 Transfer of cap due to servicing transfer
03/28/2016
$
(758,592)
$
79,734,493 Updated due to quarterly assessment and reallocation
05/14/2015
12/16/2013
Nationwide Advantage Mortgage
Company
Des Moines
IA
Purchase
Financial Instrument for Home Loan Modifications
03/10/2010
Navy Federal Credit Union
Vienna
VA
Purchase
Financial Instrument for Home Loan Modifications
08/14/2014
New Penn Financial, LLC dba Shellpoint
Greenville
Mortgage Servicing
SC
Purchase
Financial Instrument for Home Loan Modifications
- N/A
$
3
60,780,000 N/A
- N/A
3
10,000 Transfer of cap due to servicing transfer
20,000 Transfer of cap due to servicing transfer
73,430,846 Transfer of cap due to servicing transfer
70,441,485 Transfer of cap due to servicing transfer
56,421,060 Transfer of cap due to servicing transfer
69,603,248 Transfer of cap due to servicing transfer
67,554,918 Transfer of cap due to servicing transfer
60,503,085 Reallocation due to MHA program deobligation
96
04/14/2016
Purchase
Financial Instrument for Home Loan Modifications
- N/A
3
7,800,000
$
87,534,493 Transfer of cap due to servicing transfer
200,000
$
200,000 Transfer of cap due to servicing transfer
$
100,000
$
$
300,000
$
600,000 Transfer of cap due to servicing transfer
$
(9)
$
599,991 Updated due to quarterly assessment and reallocation
08/16/2011
OH
$
06/29/2011
Cleveland
$
06/16/2011
New York Community Bank (AmTrust
Bank)
04/13/2011
05/13/2011
04/13/2011
$
200,000
$
799,991 Transfer of cap due to servicing transfer
300,000 Transfer of cap due to servicing transfer
06/28/2012
$
941,149 Updated due to quarterly assessment and reallocation
$
(93,451)
$
847,698 Updated due to quarterly assessment and reallocation
$
(38,280)
$
809,418 Updated due to quarterly assessment and reallocation
$
(150,882)
$
658,536 Updated due to quarterly assessment and reallocation
$
(36,528)
$
622,008 Updated due to quarterly assessment and reallocation
$
(48,795)
$
573,213 Updated due to quarterly assessment and reallocation
$
(36,112)
$
537,101 Updated due to quarterly assessment and reallocation
$
(114,666)
$
$
(2,395)
$
420,040 Updated due to quarterly assessment and reallocation
03/16/2015
$
210,000
$
210,000 Transfer of cap due to servicing transfer
$
52,082
$
262,082 Updated due to quarterly assessment and reallocation
$
(20,260)
$
241,822 Updated due to quarterly assessment and reallocation
$
(4,820)
$
237,002 Updated due to quarterly assessment and reallocation
$
(6,306)
$
230,696 Updated due to quarterly assessment and reallocation
$
(4,751)
$
225,945 Updated due to quarterly assessment and reallocation
$
(20,231)
$
03/28/2016
$
(423)
$
205,291 Updated due to quarterly assessment and reallocation
09/30/2009
$
290,000
$
430,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
210,000
$
640,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
170,000
$
810,000 Updated portfolio data from servicer
07/14/2010
$
(10,000)
$
800,000 Updated portfolio data from servicer
09/30/2010
$
(74,722)
$
725,278 Updated portfolio data from servicer
01/06/2011
$
(1)
$
725,277 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
725,276 Updated due to quarterly assessment and reallocation
04/13/2011
$
(200,000)
$
525,276 Transfer of cap due to servicing transfer
06/29/2011
6
(940)
02/25/2016
659,000,000 N/A
942,089 Updated due to quarterly assessment and reallocation
$
12/28/2015
$
944,935 Updated due to quarterly assessment and reallocation
$
09/28/2015
Financial Instrument for Home Loan Modifications
946,368 Updated due to quarterly assessment and reallocation
$
(2,846)
06/25/2015
Purchase
$
(1,433)
$
04/28/2015
FL
(121)
$
03/26/2015
West Palm Beach
$
03/28/2016
Ocwen Loan Servicing LLC
946,489 Updated due to quarterly assessment and reallocation
02/25/2016
04/16/2009
$
12/28/2015
140,000 N/A
(3,454)
09/28/2015
$
949,943 Updated due to quarterly assessment and reallocation
$
06/25/2015
Financial Instrument for Home Loan Modifications
949,945 Transfer of cap due to servicing transfer
$
04/28/2015
Purchase
$
(2)
03/26/2015
CA
150,000
$
12/29/2014
Oakland
799,945 Updated due to quarterly assessment and reallocation
$
09/29/2014
Oakland Municipal Credit Union
799,950 Updated due to quarterly assessment and reallocation
$
07/29/2014
08/05/2009
799,962 Updated due to quarterly assessment and reallocation
$
(5)
06/26/2014
3
$
(12)
$
03/26/2014
- N/A
(3)
$
12/23/2013
Financial Instrument for Home Loan Modifications
$
09/27/2013
Purchase
799,965 Updated due to quarterly assessment and reallocation
07/16/2013
NJ
799,984 Updated due to quarterly assessment and reallocation
$
06/27/2013
Trenton
$
(19)
03/25/2013
NJ Housing & Mortgage Finance
(7)
$
12/27/2012
03/16/2015
$
09/27/2012
$
(7)
$
525,269 Updated due to quarterly assessment and reallocation
07/22/2011
$
(515,201)
$
06/12/2009
$
(105,620,000)
$
553,380,000 Updated portfolio data from servicer
09/30/2009
$
102,580,000
$
655,960,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
277,640,000
$
03/26/2010
$
46,860,000
$
06/16/2010
$
156,050,000
$
07/14/2010
$
(191,610,000)
$
07/16/2010
$
23,710,000
$
09/15/2010
$
100,000
$
968,710,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
3,742,740
$
972,452,740 Updated portfolio data from servicer
10/15/2010
$
170,800,000
$
1,143,252,740 Transfer of cap due to servicing transfer
01/06/2011
$
(1,020)
$
1,143,251,720 Updated due to quarterly assessment and reallocation
02/16/2011
$
900,000
$
1,144,151,720 Transfer of cap due to servicing transfer
03/30/2011
$
(1,114)
$
1,144,150,606 Updated due to quarterly assessment and reallocation
06/29/2011
$
(10,044)
$
1,144,140,562 Updated due to quarterly assessment and reallocation
10/14/2011
$
(100,000)
$
1,144,040,562 Transfer of cap due to servicing transfer
01/13/2012
$
194,800,000
$
1,338,840,562 Transfer of cap due to servicing transfer
02/16/2012
$
400,000
$
1,339,240,562 Transfer of cap due to servicing transfer
03/15/2012
$
100,000
$
1,339,340,562 Transfer of cap due to servicing transfer
05/16/2012
$
123,530,000
$
1,462,870,562 Transfer of cap due to servicing transfer
06/14/2012
$
354,290,000
$
1,817,160,562 Transfer of cap due to servicing transfer
06/28/2012
$
(6,308)
$
1,817,154,254 Updated due to quarterly assessment and reallocation
07/16/2012
$
10,080,000
$
1,827,234,254 Transfer of cap due to servicing transfer
08/16/2012
$
8,390,000
$
1,835,624,254 Transfer of cap due to servicing transfer
09/27/2012
$
(10,733)
$
1,835,613,521 Updated due to quarterly assessment and reallocation
10/16/2012
$
14,560,000
$
1,850,173,521 Transfer of cap due to servicing transfer
11/15/2012
$
13,240,000
$
1,863,413,521 Transfer of cap due to servicing transfer
12/14/2012
$
2,080,000
$
1,865,493,521 Transfer of cap due to servicing transfer
12/27/2012
$
(1,015)
$
1,865,492,506 Updated due to quarterly assessment and reallocation
01/16/2013
$
410,000
$
1,865,902,506 Transfer of cap due to servicing transfer
02/14/2013
$
960,000
$
1,866,862,506 Transfer of cap due to servicing transfer
03/14/2013
$
83,880,000
$
1,950,742,506 Transfer of cap due to servicing transfer
03/25/2013
$
(1,877)
$
1,950,740,629 Updated due to quarterly assessment and reallocation
04/09/2013
$
157,237,929
$
2,107,978,558 Transfer of cap due to servicing transfer
04/16/2013
$
620,860,000
$
2,728,838,558 Transfer of cap due to servicing transfer
05/16/2013
$
18,970,000
$
2,747,808,558 Transfer of cap due to servicing transfer
422,435 Reallocation due to MHA program deobligation
205,714 Reallocation due to MHA program deobligation
10,068 Termination of SPA
933,600,000 Updated portfolio data from servicer/additional program initial cap
980,460,000 Updated portfolio data from servicer
1,136,510,000 Transfer of cap due to servicing transfer
944,900,000 Updated portfolio data from servicer
968,610,000 Transfer of cap due to servicing transfer
97
06/14/2013
2,828,495,741 Transfer of cap due to servicing transfer
$
(276)
$
2,828,495,465 Updated due to quarterly assessment and reallocation
$
267,580,000
$
3,096,075,465 Transfer of cap due to servicing transfer
$
4,290,000
$
3,100,365,465 Transfer of cap due to servicing transfer
$
280,370,000
$
3,380,735,465 Transfer of cap due to servicing transfer
$
49,286,732
$
3,430,022,197 Updated due to quarterly assessment and reallocation
01/16/2014
$
51,180,000
$
3,481,202,197 Transfer of cap due to servicing transfer
01/31/2014
$
765,231,390
$
4,246,433,587 Transfer of cap due to merger/acquisition
02/13/2014
$
38,900,000
$
4,285,333,587 Transfer of cap due to servicing transfer
02/27/2014
$
360,860,500
$
4,646,194,086 Transfer of cap due to merger/acquisition
03/14/2014
$
25,080,000
$
4,671,274,086 Transfer of cap due to servicing transfer
03/26/2014
$
(167,651)
$
4,671,106,435 Updated due to quarterly assessment and reallocation
04/16/2014
$
11,980,000
$
4,683,086,435 Transfer of cap due to servicing transfer
05/15/2014
$
130,000
$
4,683,216,435 Transfer of cap due to servicing transfer
05/28/2014
$
284,475,088
$
4,967,691,523 Transfer of cap due to merger/acquisition
06/16/2014
$
690,000
$
4,968,381,523 Transfer of cap due to servicing transfer
06/26/2014
$
(2,284,678)
$
4,966,096,845 Updated due to quarterly assessment and reallocation
07/16/2014
$
(10,000)
$
4,966,086,845 Transfer of cap due to servicing transfer
07/29/2014
$
(4,336,420)
$
4,961,750,425 Updated due to quarterly assessment and reallocation
08/14/2014
$
1,030,000
$
4,962,780,425 Transfer of cap due to servicing transfer
09/16/2014
$
2,290,000
$
4,965,070,425 Transfer of cap due to servicing transfer
09/29/2014
$
(1,332,356)
$
4,963,738,069 Updated due to quarterly assessment and reallocation
10/16/2014
$
(55,610,000)
$
4,908,128,069 Transfer of cap due to servicing transfer
11/14/2014
$
(560,000)
$
4,907,568,069 Transfer of cap due to servicing transfer
12/16/2014
$
1,110,000
$
4,908,678,069 Transfer of cap due to servicing transfer
12/29/2014
$
301,404,585
$
5,210,082,654 Updated due to quarterly assessment and reallocation
01/15/2015
$
100,000
$
5,210,182,654 Transfer of cap due to servicing transfer
02/13/2015
$
31,540,000
$
5,241,722,654 Transfer of cap due to servicing transfer
03/26/2015
$
185,944,745
$
5,427,667,399 Updated due to quarterly assessment and reallocation
04/16/2015
$
(4,540,000)
$
5,423,127,399 Transfer of cap due to servicing transfer
04/28/2015
$
427,273,750
$
5,850,401,149 Updated due to quarterly assessment and reallocation
05/14/2015
$
(2,790,000)
$
5,847,611,149 Transfer of cap due to servicing transfer
06/16/2015
$
(8,130,000)
$
5,839,481,149 Transfer of cap due to servicing transfer
06/25/2015
$
166,414,320
$
6,005,895,469 Updated due to quarterly assessment and reallocation
07/16/2015
$
(7,110,000)
$
5,998,785,469 Transfer of cap due to servicing transfer
08/14/2015
$
(10,500,000)
$
5,988,285,469 Transfer of cap due to servicing transfer
09/16/2015
$
(7,770,000)
$
5,980,515,469 Transfer of cap due to servicing transfer
09/28/2015
$
158,658,251
$
6,139,173,720 Updated due to quarterly assessment and reallocation
10/15/2015
$
(5,660,000)
$
6,133,513,720 Transfer of cap due to servicing transfer
11/16/2015
$
(600,000)
$
6,132,913,720 Transfer of cap due to servicing transfer
12/16/2015
$
(9,870,000)
$
6,123,043,720 Transfer of cap due to servicing transfer
12/28/2015
$
85,621,261
$
6,208,664,981 Updated due to quarterly assessment and reallocation
01/14/2016
$
(350,000)
$
6,208,314,981 Transfer of cap due to servicing transfer
02/16/2016
$
30,000
$
6,208,344,981 Transfer of cap due to servicing transfer
02/25/2016
$
(168,638,885)
$
6,039,706,096 Reallocation due to MHA program deobligation
03/04/2016
$
161,526,035
$
6,201,232,131 Transfer of cap due to merger/acquisition
03/16/2016
$
(21,390,000)
$
6,179,842,131 Transfer of cap due to servicing transfer
03/28/2016
$
(5,796,239)
$
6,174,045,892 Updated due to quarterly assessment and reallocation
04/14/2016
633,000,000 N/A
$
12/23/2013
$
66,170,000
12/16/2013
Financial Instrument for Home Loan Modifications
2,762,325,741 Transfer of cap due to servicing transfer
$
11/14/2013
Purchase
2,747,615,741 Updated due to quarterly assessment and reallocation
$
10/15/2013
PA
2,747,618,558 Transfer of cap due to servicing transfer
$
14,710,000
09/27/2013
Ft. Washington
$
(2,817)
$
09/16/2013
04/13/2009
(190,000)
$
07/16/2013
Ocwen Loan Servicing, LLC (as
successor in interest to GMAC
Mortgage, LLC)
$
06/27/2013
$
(460,000)
$
6,173,585,892 Transfer of cap due to servicing transfer
06/12/2009
$
384,650,000
$
1,017,650,000 Updated portfolio data from servicer
3,554,890,000 Updated portfolio data from servicer/additional program initial cap
09/30/2009
$
2,537,240,000
$
12/30/2009
$
(1,679,520,000)
$
1,875,370,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
190,180,000
$
2,065,550,000 Updated portfolio data from servicer
05/14/2010
$
1,880,000
$
2,067,430,000 Transfer of cap due to servicing transfer
07/14/2010
$
(881,530,000)
$
1,185,900,000 Updated portfolio data from servicer
08/13/2010
$
(3,700,000)
$
09/30/2010
$
119,200,000
$
1,301,400,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
216,998,139
$
1,518,398,139 Updated portfolio data from servicer
12/15/2010
$
(500,000)
$
1,517,898,139 Transfer of cap due to servicing transfer
01/06/2011
$
(1,734)
$
1,517,896,405 Updated due to quarterly assessment and reallocation
03/16/2011
$
(100,000)
$
1,517,796,405 Transfer of cap due to servicing transfer
03/30/2011
$
(2,024)
$
1,517,794,381 Updated due to quarterly assessment and reallocation
04/13/2011
$
(800,000)
$
1,516,994,381 Transfer of cap due to servicing transfer
05/13/2011
$
(17,900,000)
$
1,499,094,381 Transfer of cap due to servicing transfer
06/29/2011
$
(18,457)
$
1,499,075,924 Updated due to quarterly assessment and reallocation
07/14/2011
$
(200,000)
$
1,498,875,924 Transfer of cap due to servicing transfer
08/16/2011
$
3,400,000
$
1,502,275,924 Transfer of cap due to servicing transfer
09/15/2011
$
200,000
$
1,502,475,924 Transfer of cap due to servicing transfer
10/14/2011
$
(800,000)
$
1,501,675,924 Transfer of cap due to servicing transfer
11/16/2011
$
(200,000)
$
1,501,475,924 Transfer of cap due to servicing transfer
12/15/2011
$
2,600,000
$
1,504,075,924 Transfer of cap due to servicing transfer
01/13/2012
$
(1,600,000)
$
1,502,475,924 Transfer of cap due to servicing transfer
03/15/2012
$
(400,000)
$
1,502,075,924 Transfer of cap due to servicing transfer
04/16/2012
$
(100,000)
$
1,501,975,924 Transfer of cap due to servicing transfer
05/16/2012
$
(800,000)
$
1,501,175,924 Transfer of cap due to servicing transfer
06/14/2012
$
(990,000)
$
1,500,185,924 Transfer of cap due to servicing transfer
1,182,200,000 Transfer of cap due to servicing transfer
98
06/28/2012
1,499,044,819 Transfer of cap due to servicing transfer
$
1,499,014,819 Transfer of cap due to servicing transfer
$
(80,000)
$
1,498,934,819 Transfer of cap due to servicing transfer
$
(19,838)
$
1,498,914,981 Updated due to quarterly assessment and reallocation
$
30,000
$
1,498,944,981 Transfer of cap due to servicing transfer
$
(7,105)
$
1,498,937,876 Updated due to quarterly assessment and reallocation
$
(66,500,000)
$
1,432,437,876 Transfer of cap due to servicing transfer
$
(2,430)
$
1,432,435,446 Updated due to quarterly assessment and reallocation
$
(197,220,000)
$
1,235,215,446 Transfer of cap due to servicing transfer
$
(30,000)
$
1,235,185,446 Transfer of cap due to servicing transfer
$
(2,230,000)
$
1,232,955,446 Transfer of cap due to servicing transfer
$
(3,902,818)
$
1,229,052,628 Updated due to quarterly assessment and reallocation
01/16/2014
$
(9,350,000)
$
1,219,702,628 Transfer of cap due to servicing transfer
02/13/2014
$
(36,560,000)
$
1,183,142,628 Transfer of cap due to servicing transfer
03/14/2014
$
(17,170,000)
$
1,165,972,628 Transfer of cap due to servicing transfer
03/26/2014
$
(136,207)
$
1,165,836,421 Updated due to quarterly assessment and reallocation
04/16/2014
$
(20,570,000)
$
1,145,266,421 Transfer of cap due to servicing transfer
05/15/2014
$
(260,000)
$
1,145,006,421 Transfer of cap due to servicing transfer
06/16/2014
$
(400,000)
$
1,144,606,421 Transfer of cap due to servicing transfer
06/26/2014
$
(1,585,532)
$
1,143,020,889 Updated due to quarterly assessment and reallocation
07/16/2014
$
(70,000)
$
1,142,950,889 Transfer of cap due to servicing transfer
07/29/2014
$
(3,099,444)
$
1,139,851,445 Updated due to quarterly assessment and reallocation
08/14/2014
$
(7,900,000)
$
1,131,951,445 Transfer of cap due to servicing transfer
09/16/2014
$
(2,480,000)
$
1,129,471,445 Transfer of cap due to servicing transfer
09/29/2014
$
(1,022,008)
$
1,128,449,437 Updated due to quarterly assessment and reallocation
10/16/2014
$
(240,000)
$
1,128,209,437 Transfer of cap due to servicing transfer
11/14/2014
$
(260,000)
$
1,127,949,437 Transfer of cap due to servicing transfer
12/16/2014
$
(1,200,000)
$
1,126,749,437 Transfer of cap due to servicing transfer
12/29/2014
$
(120,415,077)
$
1,006,334,360 Updated due to quarterly assessment and reallocation
01/15/2015
$
(90,000)
$
1,006,244,360 Transfer of cap due to servicing transfer
02/13/2015
$
(32,040,000)
$
974,204,360 Transfer of cap due to servicing transfer
03/26/2015
$
(45,741,813)
$
928,462,547 Updated due to quarterly assessment and reallocation
04/16/2015
$
80,000
$
928,542,547 Transfer of cap due to servicing transfer
04/28/2015
$
(180,258,444)
$
748,284,103 Updated due to quarterly assessment and reallocation
06/16/2015
$
(180,000)
$
748,104,103 Transfer of cap due to servicing transfer
06/25/2015
$
(42,755,476)
$
705,348,627 Updated due to quarterly assessment and reallocation
09/28/2015
$
(57,116,228)
$
648,232,399 Updated due to quarterly assessment and reallocation
12/28/2015
$
(42,653,357)
$
02/25/2016
$
(134,493,339)
$
471,085,703 Reallocation due to MHA program deobligation
03/04/2016
$
(161,526,035)
$
309,559,668 Termination of SPA
10/02/2009
$
460,000
$
12/30/2009
$
2,730,000
$
03/26/2010
$
13,280,000
$
18,540,000 Updated portfolio data from servicer
07/14/2010
$
(13,540,000)
$
5,000,000 Updated portfolio data from servicer
09/30/2010
$
1,817,613
$
6,817,613 Updated portfolio data from servicer
01/06/2011
$
(10)
$
6,817,603 Updated due to quarterly assessment and reallocation
03/30/2011
$
(12)
$
6,817,591 Updated due to quarterly assessment and reallocation
06/29/2011
$
(115)
$
6,817,476 Updated due to quarterly assessment and reallocation
06/28/2012
$
(86)
$
6,817,390 Updated due to quarterly assessment and reallocation
09/27/2012
$
(236)
$
6,817,154 Updated due to quarterly assessment and reallocation
12/27/2012
$
(40)
$
6,817,114 Updated due to quarterly assessment and reallocation
03/25/2013
$
(149)
$
6,816,965 Updated due to quarterly assessment and reallocation
06/27/2013
$
(56)
$
6,816,909 Updated due to quarterly assessment and reallocation
09/27/2013
$
(20)
$
6,816,889 Updated due to quarterly assessment and reallocation
12/23/2013
$
(33,979)
$
6,782,910 Updated due to quarterly assessment and reallocation
03/26/2014
$
(1,192)
$
6,781,718 Updated due to quarterly assessment and reallocation
06/26/2014
$
(14,049)
$
6,767,669 Updated due to quarterly assessment and reallocation
07/29/2014
$
(27,888)
$
6,739,781 Updated due to quarterly assessment and reallocation
09/29/2014
$
(9,230)
$
6,730,551 Updated due to quarterly assessment and reallocation
12/29/2014
$
(1,104,824)
$
5,625,727 Updated due to quarterly assessment and reallocation
03/26/2015
$
(416,543)
$
5,209,184 Updated due to quarterly assessment and reallocation
04/28/2015
$
(1,600,867)
$
3,608,317 Updated due to quarterly assessment and reallocation
06/25/2015
$
(379,686)
$
3,228,631 Updated due to quarterly assessment and reallocation
09/28/2015
$
(508,298)
$
2,720,333 Updated due to quarterly assessment and reallocation
12/28/2015
$
(376,180)
$
2,344,153 Updated due to quarterly assessment and reallocation
02/25/2016
$
(1,091,210)
$
1,252,943 Reallocation due to MHA program deobligation
03/28/2016
4,350,000 N/A
$
(30,000)
12/23/2013
$
60,000
$
12/16/2013
Financial Instrument for Home Loan Modifications
1,498,984,819 Updated due to quarterly assessment and reallocation
$
11/14/2013
Purchase
$
10/15/2013
NY
(5,432)
09/27/2013
Albany
1,498,990,251 Transfer of cap due to servicing transfer
$
09/16/2013
09/09/2009
$
06/27/2013
OwnersChoice Funding, Inc. (CUC
Mortgage Corporation)
40,000
06/14/2013
2,070,000 N/A
1,498,950,251 Transfer of cap due to servicing transfer
$
03/25/2013
$
$
03/14/2013
Financial Instrument for Home Loan Modifications
(1,200,000)
02/14/2013
Purchase
1,500,150,251 Updated due to quarterly assessment and reallocation
$
01/16/2013
TN
1,500,183,461 Transfer of cap due to servicing transfer
$
12/27/2012
Oak Ridge
1,500,173,461 Updated due to quarterly assessment and reallocation
$
(33,210)
12/14/2012
ORNL Federal Credit Union
$
10,000
$
11/15/2012
09/11/2009
(12,463)
$
09/27/2012
16
$
08/16/2012
$
(22,798)
$
1,230,145 Updated due to quarterly assessment and reallocation
10/02/2009
$
950,000
$
5,300,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
5,700,000
$
11,000,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
740,000
$
11,740,000 Updated portfolio data from servicer
07/14/2010
$
(1,440,000)
$
10,300,000 Updated portfolio data from servicer
09/30/2010
$
(6,673,610)
$
3,626,390 Updated portfolio data from servicer
01/06/2011
$
(5)
$
3,626,385 Updated due to quarterly assessment and reallocation
605,579,042 Updated due to quarterly assessment and reallocation
2,530,000 Updated portfolio data from servicer/additional program initial cap
5,260,000 Updated portfolio data from servicer/additional program initial cap
99
03/30/2011
(6,538)
$
3,603,229 Updated due to quarterly assessment and reallocation
$
(12,989)
$
3,590,240 Updated due to quarterly assessment and reallocation
$
(4,292)
$
3,585,948 Updated due to quarterly assessment and reallocation
$
(498,170)
$
3,087,778 Updated due to quarterly assessment and reallocation
$
(183,056)
$
2,904,722 Updated due to quarterly assessment and reallocation
$
(704,893)
$
2,199,829 Updated due to quarterly assessment and reallocation
$
(167,093)
$
2,032,736 Updated due to quarterly assessment and reallocation
$
(224,207)
$
1,808,529 Updated due to quarterly assessment and reallocation
$
(150,962)
$
1,657,567 Updated due to quarterly assessment and reallocation
$
(466,555)
$
1,191,012 Reallocation due to MHA program deobligation
$
(9,753)
$
1,181,259 Updated due to quarterly assessment and reallocation
01/22/2010
$
40,000
$
800,000 Updated portfolio data from servicer/additional program initial cap
$
140,000
$
940,000 Updated portfolio data from servicer
$
(140,000)
$
800,000 Updated portfolio data from servicer
$
70,334
$
870,334 Updated portfolio data from servicer
$
(1)
$
870,333 Updated due to quarterly assessment and reallocation
$
(1)
$
870,332 Updated due to quarterly assessment and reallocation
06/29/2011
$
(12)
$
870,320 Updated due to quarterly assessment and reallocation
06/28/2012
$
(10)
$
09/14/2012
$
(816,373)
$
09/30/2010
$
2,181,334
$
3,481,334 Updated portfolio data from servicer
01/06/2011
$
(5)
$
3,481,329 Updated due to quarterly assessment and reallocation
03/30/2011
$
(6)
$
3,481,323 Updated due to quarterly assessment and reallocation
06/29/2011
$
(58)
$
3,481,265 Updated due to quarterly assessment and reallocation
06/28/2012
$
(43)
$
3,481,222 Updated due to quarterly assessment and reallocation
09/27/2012
$
(119)
$
3,481,103 Updated due to quarterly assessment and reallocation
12/27/2012
$
(20)
$
3,481,083 Updated due to quarterly assessment and reallocation
03/25/2013
$
(76)
$
3,481,007 Updated due to quarterly assessment and reallocation
06/27/2013
$
(29)
$
3,480,978 Updated due to quarterly assessment and reallocation
09/27/2013
$
(10)
$
3,480,968 Updated due to quarterly assessment and reallocation
12/23/2013
$
(17,421)
$
3,463,547 Updated due to quarterly assessment and reallocation
03/26/2014
$
(612)
$
3,462,935 Updated due to quarterly assessment and reallocation
06/26/2014
$
(7,228)
$
3,455,707 Updated due to quarterly assessment and reallocation
07/29/2014
$
(14,356)
$
3,441,351 Updated due to quarterly assessment and reallocation
09/29/2014
$
(4,742)
$
3,436,609 Updated due to quarterly assessment and reallocation
12/29/2014
$
(563,436)
$
2,873,173 Updated due to quarterly assessment and reallocation
03/26/2015
$
(211,377)
$
2,661,796 Updated due to quarterly assessment and reallocation
04/28/2015
$
(828,966)
$
1,832,830 Updated due to quarterly assessment and reallocation
06/25/2015
$
(197,512)
$
1,635,318 Updated due to quarterly assessment and reallocation
09/28/2015
$
(265,281)
$
1,370,037 Updated due to quarterly assessment and reallocation
12/28/2015
$
(198,838)
$
1,171,199 Updated due to quarterly assessment and reallocation
02/25/2016
$
(574,396)
$
03/28/2016
6,210,000 N/A
3,609,767 Updated due to quarterly assessment and reallocation
$
03/30/2011
$
$
01/06/2011
Financial Instrument for Home Loan Modifications
(554)
09/30/2010
Purchase
3,610,321 Updated due to quarterly assessment and reallocation
$
07/14/2010
CA
$
03/26/2010
Calasbasa
(15,739)
03/28/2016
PennyMac Loan Services, LLC
3,626,060 Updated due to quarterly assessment and reallocation
$
02/25/2016
08/12/2009
3,626,069 Updated due to quarterly assessment and reallocation
$
12/28/2015
6
$
(9)
09/28/2015
1,300,000 N/A
(26)
$
06/25/2015
$
3,626,095 Updated due to quarterly assessment and reallocation
$
04/28/2015
Financial Instrument for Home Loan Modifications
$
03/26/2015
Purchase
(69)
12/29/2014
NY
3,626,164 Updated due to quarterly assessment and reallocation
$
09/29/2014
Oswego
$
07/29/2014
Pathfinder Bank
(18)
06/26/2014
08/25/2010
3,626,182 Updated due to quarterly assessment and reallocation
$
03/26/2014
760,000 N/A
$
12/23/2013
$
(107)
09/27/2013
Financial Instrument for Home Loan Modifications
3,626,289 Updated due to quarterly assessment and reallocation
$
06/27/2013
Purchase
3,626,327 Updated due to quarterly assessment and reallocation
$
03/25/2013
OH
3,626,379 Updated due to quarterly assessment and reallocation
$
(38)
12/27/2012
Solon
$
(52)
$
09/27/2012
Park View Federal Savings Bank
(6)
$
06/28/2012
12/16/2009
$
06/29/2011
$
(11,998)
$
09/30/2009
$
(1,200,000)
$
12/30/2009
$
30,800,000
$
35,810,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
23,200,000
$
59,010,000 Updated portfolio data from servicer
06/16/2010
$
2,710,000
$
61,720,000 Transfer of cap due to servicing transfer
870,310 Updated due to quarterly assessment and reallocation
53,937 Termination of SPA
596,803 Reallocation due to MHA program deobligation
584,805 Updated due to quarterly assessment and reallocation
5,010,000 Updated portfolio data from servicer/additional program initial cap
07/14/2010
$
(18,020,000)
$
43,700,000 Updated portfolio data from servicer
07/16/2010
$
6,680,000
$
50,380,000 Transfer of cap due to servicing transfer
08/13/2010
$
2,600,000
$
52,980,000 Transfer of cap due to servicing transfer
09/15/2010
$
(100,000)
$
09/30/2010
$
200,000
$
53,080,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
(1,423,197)
$
51,656,803 Updated portfolio data from servicer
11/16/2010
$
1,400,000
$
12/15/2010
$
(100,000)
$
52,956,803 Transfer of cap due to servicing transfer
01/06/2011
$
(72)
$
52,956,731 Updated due to quarterly assessment and reallocation
01/13/2011
$
4,100,000
$
57,056,731 Transfer of cap due to servicing transfer
02/16/2011
$
(100,000)
$
03/16/2011
$
4,000,000
$
60,956,731 Transfer of cap due to servicing transfer
03/30/2011
$
(94)
$
60,956,637 Updated due to quarterly assessment and reallocation
04/13/2011
$
(100,000)
$
60,856,637 Transfer of cap due to servicing transfer
05/13/2011
$
5,800,000
$
06/16/2011
$
600,000
$
67,256,637 Transfer of cap due to servicing transfer
06/29/2011
$
(812)
$
67,255,825 Updated due to quarterly assessment and reallocation
07/14/2011
$
2,500,000
$
69,755,825 Transfer of cap due to servicing transfer
09/15/2011
$
2,800,000
$
72,555,825 Transfer of cap due to servicing transfer
10/14/2011
$
300,000
$
72,855,825 Transfer of cap due to servicing transfer
11/16/2011
$
900,000
$
73,755,825 Transfer of cap due to servicing transfer
12/15/2011
$
800,000
$
74,555,825 Transfer of cap due to servicing transfer
01/13/2012
$
200,000
$
74,755,825 Transfer of cap due to servicing transfer
52,880,000 Transfer of cap due to servicing transfer
53,056,803 Transfer of cap due to servicing transfer
56,956,731 Transfer of cap due to servicing transfer
66,656,637 Transfer of cap due to servicing transfer
100
03/15/2012
$
2,980,000
$
90,654,357 Transfer of cap due to servicing transfer
$
(506)
$
90,653,851 Updated due to quarterly assessment and reallocation
$
2,160,000
$
$
2,440,000
$
95,253,851 Transfer of cap due to servicing transfer
$
(128)
$
95,253,723 Updated due to quarterly assessment and reallocation
$
(7)
$
95,253,716 Updated due to quarterly assessment and reallocation
$
4,450,000
$
$
15,826,215
$
115,529,931 Updated due to quarterly assessment and reallocation
$
5,130,000
$
120,659,931 Transfer of cap due to servicing transfer
$
(2,390,000)
$
118,269,931 Transfer of cap due to servicing transfer
$
2,017,426
$
120,287,357 Updated due to quarterly assessment and reallocation
$
(10,000)
$
120,277,357 Transfer of cap due to servicing transfer
$
2,360,000
$
122,637,357 Transfer of cap due to servicing transfer
$
5,959,201
$
128,596,558 Updated due to quarterly assessment and reallocation
$
10,000
$
128,606,558 Transfer of cap due to servicing transfer
07/29/2014
$
3,708,381
$
132,314,939 Updated due to quarterly assessment and reallocation
08/14/2014
$
150,000
$
132,464,939 Transfer of cap due to servicing transfer
09/16/2014
$
(2,610,000)
$
129,854,939 Transfer of cap due to servicing transfer
09/29/2014
$
(7,217)
$
129,847,722 Updated due to quarterly assessment and reallocation
10/16/2014
$
(25,090,000)
$
104,757,722 Transfer of cap due to servicing transfer
11/14/2014
$
20,000
$
104,777,722 Transfer of cap due to servicing transfer
12/29/2014
$
16,799,847
$
121,577,569 Updated due to quarterly assessment and reallocation
02/13/2015
$
20,000
$
121,597,569 Transfer of cap due to servicing transfer
03/26/2015
$
2,467,104
$
124,064,673 Updated due to quarterly assessment and reallocation
04/16/2015
$
3,210,000
$
127,274,673 Transfer of cap due to servicing transfer
04/28/2015
$
1,404,045
$
128,678,718 Updated due to quarterly assessment and reallocation
05/14/2015
$
(3,370,000)
$
125,308,718 Transfer of cap due to servicing transfer
06/16/2015
$
3,380,000
$
128,688,718 Transfer of cap due to servicing transfer
06/25/2015
$
2,364,052
$
131,052,770 Updated due to quarterly assessment and reallocation
07/16/2015
$
450,000
$
131,502,770 Transfer of cap due to servicing transfer
08/14/2015
$
4,410,000
$
135,912,770 Transfer of cap due to servicing transfer
09/28/2015
$
6,612,807
$
142,525,577 Updated due to quarterly assessment and reallocation
12/28/2015
$
4,078,670
$
146,604,247 Updated due to quarterly assessment and reallocation
02/25/2016
$
(5,430,455)
$
141,173,792 Reallocation due to MHA program deobligation
03/16/2016
$
20,000
$
141,193,792 Transfer of cap due to servicing transfer
03/28/2016
$
(125,261)
$
141,068,531 Updated due to quarterly assessment and reallocation
04/14/2016
$
30,000
$
141,098,531 Transfer of cap due to servicing transfer
09/15/2011
$
1,300,000
$
1,300,000 Transfer of cap due to servicing transfer
06/28/2012
$
(15)
$
1,299,985 Updated due to quarterly assessment and reallocation
09/27/2012
$
(42)
$
1,299,943 Updated due to quarterly assessment and reallocation
10/16/2012
$
140,000
$
1,439,943 Transfer of cap due to servicing transfer
12/27/2012
$
(8)
$
1,439,935 Updated due to quarterly assessment and reallocation
03/25/2013
$
(30)
$
1,439,905 Updated due to quarterly assessment and reallocation
06/27/2013
$
(11)
$
1,439,894 Updated due to quarterly assessment and reallocation
07/16/2013
$
5,850,000
$
7,289,894 Transfer of cap due to servicing transfer
09/27/2013
$
(20)
$
7,289,874 Updated due to quarterly assessment and reallocation
12/23/2013
$
(34,545)
$
7,255,329 Updated due to quarterly assessment and reallocation
03/26/2014
$
(1,216)
$
7,254,113 Updated due to quarterly assessment and reallocation
06/26/2014
$
(14,371)
$
7,239,742 Updated due to quarterly assessment and reallocation
07/29/2014
$
(28,561)
$
7,211,181 Updated due to quarterly assessment and reallocation
09/29/2014
$
(9,436)
$
7,201,745 Updated due to quarterly assessment and reallocation
12/29/2014
$
(1,078,208)
$
6,123,537 Updated due to quarterly assessment and reallocation
03/26/2015
$
(406,380)
$
5,717,157 Updated due to quarterly assessment and reallocation
04/28/2015
$
(1,601,860)
$
4,115,297 Updated due to quarterly assessment and reallocation
06/25/2015
$
(382,420)
$
3,732,877 Updated due to quarterly assessment and reallocation
08/14/2015
$
(10,000)
$
3,722,877 Transfer of cap due to servicing transfer
09/28/2015
$
(512,596)
$
3,210,281 Updated due to quarterly assessment and reallocation
12/28/2015
$
(387,831)
$
2,822,450 Updated due to quarterly assessment and reallocation
02/25/2016
$
(1,134,993)
$
1,687,457 Reallocation due to MHA program deobligation
03/28/2016
$
(23,709)
$
1,663,748 Updated due to quarterly assessment and reallocation
11/14/2013
$
10,000
$
07/16/2014
54,470,000 N/A
87,674,357 Updated due to quarterly assessment and reallocation
07/16/2014
$
87,674,511 Transfer of cap due to servicing transfer
$
06/26/2014
Financial Instrument for Home Loan Modifications
$
(154)
06/16/2014
Purchase
3,860,000
$
05/15/2014
PA
$
03/26/2014
Pittsburgh
82,014,511 Updated due to quarterly assessment and reallocation
$
03/14/2014
PNC Bank, National Association
$
1,800,000
02/13/2014
07/17/2009
(974)
$
12/23/2013
3
82,015,485 Transfer of cap due to servicing transfer
$
10/15/2013
- N/A
$
09/27/2013
Financial Instrument for Home Loan Modifications
890,000
06/27/2013
Purchase
81,125,485 Transfer of cap due to servicing transfer
$
06/14/2013
CA
$
04/16/2013
San Diego
2,930,000
03/25/2013
Plaza Home Mortgage, Inc
$
02/14/2013
11/14/2013
78,195,485 Updated due to quarterly assessment and reallocation
12/27/2012
3
$
12/14/2012
- N/A
(340)
10/16/2012
NJ
78,195,825 Transfer of cap due to servicing transfer
$
09/27/2012
Mt. Laurel
$
08/16/2012
PHH Mortgage Corporation
$
1,340,000
07/16/2012
Financial Instrument for Home Loan Modifications
$
200,000
$
06/28/2012
Purchase
1,900,000
$
06/14/2012
09/15/2011
$
04/16/2012
$
20,000
$
09/30/2009
$
(36,240,000)
$
18,230,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
19,280,000
$
37,510,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
2,470,000
$
39,980,000 Updated portfolio data from servicer
07/14/2010
$
(17,180,000)
$
22,800,000 Updated portfolio data from servicer
09/30/2010
$
35,500,000
$
58,300,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
23,076,191
$
81,376,191 Updated portfolio data from servicer
01/06/2011
$
(123)
$
81,376,068 Updated due to quarterly assessment and reallocation
03/30/2011
$
(147)
$
81,375,921 Updated due to quarterly assessment and reallocation
76,655,825 Transfer of cap due to servicing transfer
76,855,825 Transfer of cap due to servicing transfer
83,814,511 Transfer of cap due to servicing transfer
92,813,851 Transfer of cap due to servicing transfer
99,703,716 Transfer of cap due to servicing transfer
10,000 Transfer of cap due to servicing transfer
30,000 Transfer of cap due to servicing transfer
101
05/13/2011
80,632,775 Updated due to quarterly assessment and reallocation
$
(13,845)
$
80,618,930 Updated due to quarterly assessment and reallocation
$
(162,401)
$
80,456,529 Updated due to quarterly assessment and reallocation
$
(322,480)
$
80,134,049 Updated due to quarterly assessment and reallocation
$
(106,405)
$
80,027,644 Updated due to quarterly assessment and reallocation
$
(12,871,888)
$
67,155,756 Updated due to quarterly assessment and reallocation
$
(4,826,204)
$
62,329,552 Updated due to quarterly assessment and reallocation
$
(19,002,914)
$
43,326,638 Updated due to quarterly assessment and reallocation
$
(4,501,445)
$
38,825,193 Updated due to quarterly assessment and reallocation
$
(5,972,171)
$
32,853,022 Updated due to quarterly assessment and reallocation
$
(4,421,272)
$
28,431,750 Updated due to quarterly assessment and reallocation
$
(12,807,238)
$
15,624,512 Reallocation due to MHA program deobligation
$
(268,339)
$
09/30/2009
$
315,170,000
$
$
90,280,000
$
700,430,000 Updated portfolio data from servicer/additional program initial cap
$
(18,690,000)
$
681,740,000 Updated portfolio data from servicer
07/14/2010
$
(272,640,000)
$
409,100,000 Updated portfolio data from servicer
09/30/2010
$
80,600,000
$
489,700,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
71,230,004
$
560,930,004 Updated portfolio data from servicer
01/06/2011
$
(828)
$
560,929,176 Updated due to quarterly assessment and reallocation
02/16/2011
$
200,000
$
561,129,176 Transfer of cap due to servicing transfer
03/16/2011
$
(100,000)
$
561,029,176 Transfer of cap due to servicing transfer
03/30/2011
$
(981)
$
561,028,195 Updated due to quarterly assessment and reallocation
04/13/2011
$
(2,300,000)
$
558,728,195 Transfer of cap due to servicing transfer
05/13/2011
$
(200,000)
$
558,528,195 Transfer of cap due to servicing transfer
06/16/2011
$
(200,000)
$
558,328,195 Transfer of cap due to servicing transfer
06/29/2011
$
(9,197)
$
558,318,998 Updated due to quarterly assessment and reallocation
10/14/2011
$
300,000
$
558,618,998 Transfer of cap due to servicing transfer
11/16/2011
$
(300,000)
$
558,318,998 Transfer of cap due to servicing transfer
01/13/2012
$
200,000
$
558,518,998 Transfer of cap due to servicing transfer
02/16/2012
$
(100,000)
$
558,418,998 Transfer of cap due to servicing transfer
03/15/2012
$
200,000
$
558,618,998 Transfer of cap due to servicing transfer
06/14/2012
$
(10,000)
$
558,608,998 Transfer of cap due to servicing transfer
06/28/2012
$
(6,771)
$
558,602,227 Updated due to quarterly assessment and reallocation
09/27/2012
$
(18,467)
$
558,583,760 Updated due to quarterly assessment and reallocation
12/27/2012
$
(3,105)
$
558,580,655 Updated due to quarterly assessment and reallocation
03/25/2013
$
(11,713)
$
558,568,942 Updated due to quarterly assessment and reallocation
06/27/2013
$
(4,393)
$
558,564,549 Updated due to quarterly assessment and reallocation
09/27/2013
$
(1,565)
$
558,562,984 Updated due to quarterly assessment and reallocation
12/23/2013
$
(2,622,925)
$
555,940,059 Updated due to quarterly assessment and reallocation
03/14/2014
$
7,680,000
$
563,620,059 Transfer of cap due to servicing transfer
03/26/2014
$
(92,836)
$
563,527,223 Updated due to quarterly assessment and reallocation
06/26/2014
$
(1,090,169)
$
562,437,054 Updated due to quarterly assessment and reallocation
07/29/2014
$
(2,140,858)
$
560,296,196 Updated due to quarterly assessment and reallocation
08/14/2014
$
(940,000)
$
559,356,196 Transfer of cap due to servicing transfer
09/29/2014
$
(704,516)
$
558,651,680 Updated due to quarterly assessment and reallocation
10/16/2014
$
10,000
$
558,661,680 Transfer of cap due to servicing transfer
11/14/2014
$
(1,380,000)
$
557,281,680 Transfer of cap due to servicing transfer
12/29/2014
$
(81,896,499)
$
475,385,181 Updated due to quarterly assessment and reallocation
03/16/2015
$
(840,000)
$
474,545,181 Transfer of cap due to servicing transfer
03/26/2015
$
(30,405,344)
$
444,139,837 Updated due to quarterly assessment and reallocation
04/28/2015
$
(109,179,651)
$
334,960,186 Updated due to quarterly assessment and reallocation
06/25/2015
$
(25,425,688)
$
309,534,498 Updated due to quarterly assessment and reallocation
09/28/2015
$
(33,194,831)
$
276,339,667 Updated due to quarterly assessment and reallocation
10/15/2015
$
(30,000)
$
276,309,667 Transfer of cap due to servicing transfer
11/16/2015
$
(2,810,000)
$
273,499,667 Transfer of cap due to servicing transfer
12/28/2015
$
(24,862,414)
$
248,637,253 Updated due to quarterly assessment and reallocation
02/25/2016
$
(75,905,149)
$
172,732,104 Reallocation due to MHA program deobligation
03/28/2016
$
(1,587,446)
$
171,144,658 Updated due to quarterly assessment and reallocation
04/14/2016
1,090,000 N/A
$
03/26/2010
$
(394,926)
12/30/2009
Financial Instrument for Home Loan Modifications
81,027,701 Updated due to quarterly assessment and reallocation
$
03/28/2016
Purchase
$
02/25/2016
IN
(234)
12/28/2015
West Lafayette
81,027,935 Updated due to quarterly assessment and reallocation
$
09/28/2015
Purdue Federal Credit Union (Purdue
Employees Federal Credit Union)
$
06/25/2015
07/29/2009
(656)
04/28/2015
3
81,028,591 Transfer of cap due to merger/acquisition
$
03/26/2015
- N/A
80,968,591 Updated due to quarterly assessment and reallocation
$
12/29/2014
Financial Instrument for Home Loan Modifications
80,970,331 Updated due to quarterly assessment and reallocation
$
60,000
09/29/2014
Purchase
$
(1,740)
$
07/29/2014
TX
(460)
$
06/26/2014
Lubbock
$
03/26/2014
PrimeWest Mortgage Corporation
80,970,791 Updated due to quarterly assessment and reallocation
12/23/2013
03/15/2012
80,973,536 Updated due to quarterly assessment and reallocation
$
09/27/2013
294,980,000 N/A
$
(2,745)
06/27/2013
$
(1,003)
$
04/09/2013
Financial Instrument for Home Loan Modifications
80,974,539 Transfer of cap due to servicing transfer
$
03/25/2013
Purchase
81,274,539 Updated due to quarterly assessment and reallocation
$
12/27/2012
OH
81,275,921 Transfer of cap due to servicing transfer
$
(300,000)
09/27/2012
Miamisburg
$
(1,382)
$
06/28/2012
06/26/2009
(100,000)
$
10/14/2011
PNC Bank, National Association
(successor to National City Bank)
$
06/29/2011
$
30,000
$
171,174,658 Transfer of cap due to servicing transfer
03/15/2012
$
100,000
$
09/30/2009
$
(60,000)
$
12/30/2009
$
1,260,000
$
2,290,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
2,070,000
$
4,360,000 Updated portfolio data from servicer
07/14/2010
$
(3,960,000)
$
400,000 Updated portfolio data from servicer
09/30/2010
$
180,222
$
580,222 Updated portfolio data from servicer
01/06/2011
$
(1)
$
580,221 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
580,220 Updated due to quarterly assessment and reallocation
15,356,173 Updated due to quarterly assessment and reallocation
610,150,000 Updated portfolio data from servicer/additional program initial cap
100,000 Transfer of cap due to servicing transfer
1,030,000 Updated portfolio data from servicer/additional program initial cap
102
06/29/2011
$
580,170 Updated due to quarterly assessment and reallocation
(2,474)
$
577,696 Updated due to quarterly assessment and reallocation
$
(87)
$
577,609 Updated due to quarterly assessment and reallocation
$
(1,027)
$
576,582 Updated due to quarterly assessment and reallocation
$
(2,039)
$
574,543 Updated due to quarterly assessment and reallocation
$
(673)
$
573,870 Updated due to quarterly assessment and reallocation
$
(81,582)
$
492,288 Updated due to quarterly assessment and reallocation
$
(30,682)
$
461,606 Updated due to quarterly assessment and reallocation
$
(120,932)
$
340,674 Updated due to quarterly assessment and reallocation
$
(28,680)
$
311,994 Updated due to quarterly assessment and reallocation
$
(38,312)
$
273,682 Updated due to quarterly assessment and reallocation
12/28/2015
$
(28,353)
$
245,329 Updated due to quarterly assessment and reallocation
02/25/2016
$
(80,972)
$
164,357 Reallocation due to MHA program deobligation
03/28/2016
$
(1,691)
$
162,666 Updated due to quarterly assessment and reallocation
03/26/2010
$
(10,000)
$
10,000 Updated portfolio data from servicer
07/14/2010
$
90,000
$
100,000 Updated portfolio data from servicer
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
06/29/2011
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
06/28/2012
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
09/27/2012
$
(2)
$
145,052 Updated due to quarterly assessment and reallocation
03/25/2013
$
(1)
$
145,051 Updated due to quarterly assessment and reallocation
12/23/2013
$
(232)
$
144,819 Updated due to quarterly assessment and reallocation
03/26/2014
$
(8)
$
144,811 Updated due to quarterly assessment and reallocation
06/26/2014
$
(96)
$
144,715 Updated due to quarterly assessment and reallocation
07/29/2014
$
(191)
$
144,524 Updated due to quarterly assessment and reallocation
09/29/2014
$
(63)
$
144,461 Updated due to quarterly assessment and reallocation
12/29/2014
$
(7,654)
$
136,807 Updated due to quarterly assessment and reallocation
03/26/2015
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
04/28/2015
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
06/25/2015
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
09/28/2015
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
12/28/2015
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
02/25/2016
$
(7,597)
$
03/28/2016
$
(159)
$
01/22/2010
$
890,000
$
19,850,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
3,840,000
$
23,690,000 Updated portfolio data from servicer
07/14/2010
$
(2,890,000)
$
20,800,000 Updated portfolio data from servicer
09/30/2010
$
9,661,676
$
30,461,676 Updated portfolio data from servicer
01/06/2011
$
(46)
$
30,461,630 Updated due to quarterly assessment and reallocation
01/13/2011
$
1,600,000
$
32,061,630 Transfer of cap due to servicing transfer
02/16/2011
$
1,400,000
$
33,461,630 Transfer of cap due to servicing transfer
03/30/2011
$
(58)
$
33,461,572 Updated due to quarterly assessment and reallocation
04/13/2011
$
100,000
$
33,561,572 Transfer of cap due to servicing transfer
05/13/2011
$
100,000
$
06/16/2011
$
800,000
$
34,461,572 Transfer of cap due to servicing transfer
06/29/2011
$
(559)
$
34,461,013 Updated due to quarterly assessment and reallocation
07/14/2011
$
300,000
$
34,761,013 Transfer of cap due to servicing transfer
08/16/2011
$
200,000
$
34,961,013 Transfer of cap due to servicing transfer
09/15/2011
$
100,000
$
35,061,013 Transfer of cap due to servicing transfer
01/13/2012
$
100,000
$
06/14/2012
$
330,000
$
35,491,013 Transfer of cap due to servicing transfer
06/28/2012
$
(428)
$
35,490,585 Updated due to quarterly assessment and reallocation
09/27/2012
$
(1,184)
$
35,489,401 Updated due to quarterly assessment and reallocation
10/16/2012
$
(1,910,000)
$
11/15/2012
$
(980,000)
$
32,599,401 Transfer of cap due to servicing transfer
12/27/2012
$
(187)
$
32,599,214 Updated due to quarterly assessment and reallocation
03/25/2013
$
(707)
$
32,598,507 Updated due to quarterly assessment and reallocation
04/16/2013
$
(240,000)
$
32,358,507 Transfer of cap due to servicing transfer
06/27/2013
$
(268)
$
32,358,239 Updated due to quarterly assessment and reallocation
07/16/2013
$
10,000
$
32,368,239 Transfer of cap due to servicing transfer
09/27/2013
$
(96)
$
32,368,143 Updated due to quarterly assessment and reallocation
11/14/2013
18,960,000 N/A
(1)
$
09/28/2015
$
580,171 Updated due to quarterly assessment and reallocation
$
06/25/2015
Financial Instrument for Home Loan Modifications
$
04/28/2015
Purchase
(4)
03/26/2015
FL
580,175 Updated due to quarterly assessment and reallocation
$
12/29/2014
Tampa
$
09/29/2014
Quantum Servicing Corporation
(11)
07/29/2014
11/18/2009
580,186 Updated due to quarterly assessment and reallocation
$
06/26/2014
20,000 N/A
$
03/26/2014
$
(3)
12/23/2013
Financial Instrument for Home Loan Modifications
580,189 Updated due to quarterly assessment and reallocation
$
09/27/2013
Purchase
580,206 Updated due to quarterly assessment and reallocation
$
06/27/2013
FL
580,212 Updated due to quarterly assessment and reallocation
$
(17)
03/25/2013
Coral Gables
$
(6)
$
12/27/2012
QLending, Inc.
(8)
$
09/27/2012
11/18/2009
$
06/28/2012
$
(20,000)
$
32,348,143 Transfer of cap due to servicing transfer
32,185,625 Updated due to quarterly assessment and reallocation
106,038 Reallocation due to MHA program deobligation
105,879 Updated due to quarterly assessment and reallocation
33,661,572 Transfer of cap due to servicing transfer
35,161,013 Transfer of cap due to servicing transfer
33,579,401 Transfer of cap due to servicing transfer
12/23/2013
09/01/2010
RBC Bank (USA)
Raleigh
NC
Purchase
Purchase
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
- N/A
$
100,000 N/A
$
3
12/14/2012
$
10,000
$
10,000 Transfer of cap due to servicing transfer
$
10,000
$
20,000 Transfer of cap due to servicing transfer
$
30,000
$
50,000 Transfer of cap due to servicing transfer
$
10,000
$
01/15/2015
MI
(31,540,186)
05/15/2014
Detroit
$
$
03/14/2014
Quicken Loans Inc
(162,518)
02/27/2014
08/15/2013
12/14/2012
$
6
$
10,000
$
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
01/06/2011
$
34,944
$
180,000 Updated due to quarterly assessment and reallocation
645,439 Termination of SPA
60,000 Transfer of cap due to servicing transfer
70,000 Transfer of cap due to servicing transfer
03/30/2011
$
40,000
$
220,000 Updated due to quarterly assessment and reallocation
06/29/2011
$
50,000
$
270,000 Updated due to quarterly assessment and reallocation
03/15/2012
$
(200,000)
$
70,000 Transfer of cap due to servicing transfer
103
06/14/2012
44,070,000 Updated portfolio data from servicer
$
30,200,000 Updated portfolio data from servicer
$
400,000
$
30,600,000 Updated portfolio data from servicer/additional program initial cap
$
586,954
$
31,186,954 Updated portfolio data from servicer
$
(34)
$
31,186,920 Updated due to quarterly assessment and reallocation
$
(37)
$
31,186,883 Updated due to quarterly assessment and reallocation
$
100,000
$
31,286,883 Transfer of cap due to servicing transfer
$
(329)
$
31,286,554 Updated due to quarterly assessment and reallocation
$
(1,900,000)
$
29,386,554 Transfer of cap due to servicing transfer
$
2,800,000
$
32,186,554 Transfer of cap due to servicing transfer
$
420,000
$
$
8,060,000
$
40,666,554 Transfer of cap due to servicing transfer
$
(313)
$
40,666,241 Updated due to quarterly assessment and reallocation
07/16/2012
$
2,160,000
$
42,826,241 Transfer of cap due to servicing transfer
09/27/2012
$
(911)
$
42,825,330 Updated due to quarterly assessment and reallocation
10/16/2012
$
5,690,000
$
11/15/2012
$
20,000
$
48,535,330 Transfer of cap due to servicing transfer
12/27/2012
$
(178)
$
48,535,152 Updated due to quarterly assessment and reallocation
02/14/2013
$
3,190,000
$
03/14/2013
$
(260,000)
$
51,465,152 Transfer of cap due to servicing transfer
03/25/2013
$
(713)
$
51,464,439 Updated due to quarterly assessment and reallocation
04/16/2013
$
1,330,000
$
52,794,439 Transfer of cap due to servicing transfer
05/16/2013
$
100,000
$
06/14/2013
$
20,000
$
52,914,439 Transfer of cap due to servicing transfer
06/27/2013
$
(264)
$
52,914,175 Updated due to quarterly assessment and reallocation
07/16/2013
$
6,080,000
$
09/16/2013
$
(2,130,000)
$
56,864,175 Transfer of cap due to servicing transfer
09/27/2013
$
(101)
$
56,864,074 Updated due to quarterly assessment and reallocation
10/15/2013
$
6,910,000
$
12/16/2013
$
(1,050,000)
$
62,724,074 Transfer of cap due to servicing transfer
12/23/2013
$
(173,584)
$
62,550,490 Updated due to quarterly assessment and reallocation
01/16/2014
$
1,310,000
$
63,860,490 Transfer of cap due to servicing transfer
02/13/2014
$
(2,210,000)
$
61,650,490 Transfer of cap due to servicing transfer
03/14/2014
$
(1,390,000)
$
60,260,490 Transfer of cap due to servicing transfer
03/26/2014
$
(5,632)
$
60,254,858 Updated due to quarterly assessment and reallocation
04/16/2014
$
(220,000)
$
60,034,858 Transfer of cap due to servicing transfer
05/15/2014
$
940,000
$
06/16/2014
$
(640,000)
$
60,334,858 Transfer of cap due to servicing transfer
06/26/2014
$
(63,739)
$
60,271,119 Updated due to quarterly assessment and reallocation
07/16/2014
$
1,000,000
$
61,271,119 Transfer of cap due to servicing transfer
07/29/2014
$
(128,318)
$
61,142,801 Updated due to quarterly assessment and reallocation
08/14/2014
$
(2,700,000)
$
09/16/2014
$
(2,860,000)
$
55,582,801 Transfer of cap due to servicing transfer
09/29/2014
$
(37,047)
$
55,545,754 Updated due to quarterly assessment and reallocation
10/16/2014
$
690,000
$
56,235,754 Transfer of cap due to servicing transfer
11/14/2014
$
40,000
$
12/16/2014
$
(780,000)
$
55,495,754 Transfer of cap due to servicing transfer
12/29/2014
$
(3,041,582)
$
52,454,172 Updated due to quarterly assessment and reallocation
01/15/2015
$
(270,000)
$
52,184,172 Transfer of cap due to servicing transfer
02/13/2015
$
1,300,000
$
03/16/2015
$
(140,000)
$
53,344,172 Transfer of cap due to servicing transfer
03/26/2015
$
(1,134,415)
$
52,209,757 Updated due to quarterly assessment and reallocation
04/16/2015
$
(10,000)
$
52,199,757 Transfer of cap due to servicing transfer
04/28/2015
$
(4,012,710)
$
48,187,047 Updated due to quarterly assessment and reallocation
05/14/2015
$
570,000
$
06/16/2015
$
350,000
$
49,107,047 Transfer of cap due to servicing transfer
06/25/2015
$
(936,320)
$
48,170,727 Updated due to quarterly assessment and reallocation
07/16/2015
$
(40,000)
$
48,130,727 Transfer of cap due to servicing transfer
08/14/2015
$
10,000
$
09/16/2015
$
(300,000)
$
47,840,727 Transfer of cap due to servicing transfer
09/28/2015
$
(999,808)
$
46,840,919 Updated due to quarterly assessment and reallocation
10/15/2015
$
290,000
$
47,130,919 Transfer of cap due to servicing transfer
11/16/2015
$
(120,000)
$
12/16/2015
$
(250,000)
$
46,760,919 Transfer of cap due to servicing transfer
12/28/2015
$
(660,712)
$
46,100,207 Updated due to quarterly assessment and reallocation
02/16/2016
$
(3,250,000)
$
42,850,207 Transfer of cap due to servicing transfer
02/25/2016
$
(3,134,539)
$
03/16/2016
$
(2,070,000)
$
37,645,668 Transfer of cap due to servicing transfer
03/28/2016
$
(86,358)
$
37,559,310 Updated due to quarterly assessment and reallocation
04/14/2016
3
$
(13,870,000)
06/28/2012
- N/A
(1,390,000)
$
06/14/2012
Financial Instrument for Home Loan Modifications
$
05/16/2012
Purchase
45,460,000 Updated portfolio data from servicer/additional program initial cap
11/16/2011
SC
$
09/15/2011
Greenville
27,920,000
06/29/2011
Resurgent Capital Solutions L.P.
$
04/13/2011
06/14/2012
17,540,000 Updated portfolio data from servicer/additional program initial cap
03/30/2011
19,400,000 N/A
$
01/06/2011
$
(60,000)
09/30/2010
Financial Instrument for Home Loan Modifications
(1,860,000)
09/30/2010
Purchase
$
07/14/2010
TX
$
03/26/2010
Fort Worth
$
12/30/2009
Residential Credit Solutions, Inc.
04/09/2013
09/30/2009
9
06/12/2009
(10,000)
$
(8,730,000)
$
28,829,310 Transfer of cap due to servicing transfer
06/14/2012
$
940,000
$
06/28/2012
$
205,242
$
1,145,242 Updated due to quarterly assessment and reallocation
09/27/2012
$
(3)
$
1,145,239 Updated due to quarterly assessment and reallocation
12/27/2012
$
(1)
$
1,145,238 Updated due to quarterly assessment and reallocation
01/16/2013
$
10,000
$
1,155,238 Transfer of cap due to servicing transfer
02/14/2013
$
8,690,000
$
9,845,238 Transfer of cap due to servicing transfer
$
60,000 Transfer of cap due to servicing transfer
- Termination of SPA
32,606,554 Transfer of cap due to servicing transfer
48,515,330 Transfer of cap due to servicing transfer
51,725,152 Transfer of cap due to servicing transfer
52,894,439 Transfer of cap due to servicing transfer
58,994,175 Transfer of cap due to servicing transfer
63,774,074 Transfer of cap due to servicing transfer
60,974,858 Transfer of cap due to servicing transfer
58,442,801 Transfer of cap due to servicing transfer
56,275,754 Transfer of cap due to servicing transfer
53,484,172 Transfer of cap due to servicing transfer
48,757,047 Transfer of cap due to servicing transfer
48,140,727 Transfer of cap due to servicing transfer
47,010,919 Transfer of cap due to servicing transfer
39,715,668 Reallocation due to MHA program deobligation
940,000 Transfer of cap due to servicing transfer
104
03/14/2013
11,235,019 Updated due to quarterly assessment and reallocation
$
$
990,000
$
12,845,019 Transfer of cap due to servicing transfer
$
(96)
$
12,844,923 Updated due to quarterly assessment and reallocation
07/16/2013
$
5,780,000
$
18,624,923 Transfer of cap due to servicing transfer
09/27/2013
$
(50)
$
18,624,873 Updated due to quarterly assessment and reallocation
10/15/2013
$
880,000
$
19,504,873 Transfer of cap due to servicing transfer
11/14/2013
$
6,610,000
$
12/16/2013
$
20,000
$
26,134,873 Transfer of cap due to servicing transfer
12/23/2013
$
(118,329)
$
26,016,544 Updated due to quarterly assessment and reallocation
01/16/2014
$
1,770,000
$
27,786,544 Transfer of cap due to servicing transfer
02/13/2014
$
23,920,000
$
03/14/2014
$
1,460,000
$
53,166,544 Transfer of cap due to servicing transfer
03/26/2014
$
(7,186)
$
53,159,358 Updated due to quarterly assessment and reallocation
04/16/2014
$
2,370,000
$
55,529,358 Transfer of cap due to servicing transfer
05/15/2014
$
1,990,000
$
06/16/2014
$
1,720,000
$
59,239,358 Transfer of cap due to servicing transfer
06/26/2014
$
(96,715)
$
59,142,643 Updated due to quarterly assessment and reallocation
07/16/2014
$
1,310,000
$
60,452,643 Transfer of cap due to servicing transfer
07/29/2014
$
(197,950)
$
60,254,693 Updated due to quarterly assessment and reallocation
09/16/2014
$
(56,740,004)
$
09/29/2014
$
488,713
$
4,003,402 Updated due to quarterly assessment and reallocation
11/03/2014
$
(800,680)
$
3,202,722 Termination of SPA
09/30/2009
11,855,019 Transfer of cap due to servicing transfer
26,114,873 Transfer of cap due to servicing transfer
51,706,544 Transfer of cap due to servicing transfer
57,519,358 Transfer of cap due to servicing transfer
3,514,689 Transfer of cap due to servicing transfer
$
37,040,730 Updated due to quarterly assessment and reallocation
$
(616)
$
37,040,114 Updated due to quarterly assessment and reallocation
$
(462)
$
37,039,652 Updated due to quarterly assessment and reallocation
$
(1,270)
$
37,038,382 Updated due to quarterly assessment and reallocation
$
(214)
$
37,038,168 Updated due to quarterly assessment and reallocation
$
(812)
$
37,037,356 Updated due to quarterly assessment and reallocation
$
(306)
$
37,037,050 Updated due to quarterly assessment and reallocation
$
(110)
$
37,036,940 Updated due to quarterly assessment and reallocation
$
(185,423)
$
36,851,517 Updated due to quarterly assessment and reallocation
$
(6,518)
$
36,844,999 Updated due to quarterly assessment and reallocation
$
(77,004)
$
36,767,995 Updated due to quarterly assessment and reallocation
$
(152,943)
$
36,615,052 Updated due to quarterly assessment and reallocation
$
(50,520)
$
36,564,532 Updated due to quarterly assessment and reallocation
$
(30,000)
$
36,534,532 Transfer of cap due to servicing transfer
11/03/2014
$
(35,740,763)
$
793,769 Termination of SPA
03/26/2010
$
610,000
$
850,000 Updated portfolio data from servicer
07/14/2010
$
50,000
$
900,000 Updated portfolio data from servicer
09/30/2010
$
(29,666)
$
870,334 Updated portfolio data from servicer
01/06/2011
$
(1)
$
870,333 Updated due to quarterly assessment and reallocation
03/23/2011
570,000 N/A
(65)
10/16/2014
$
37,040,795 Updated due to quarterly assessment and reallocation
$
09/29/2014
Financial Instrument for Home Loan Modifications
$
07/29/2014
Purchase
(51)
06/26/2014
NC
37,040,846 Transfer of cap due to servicing transfer
$
03/26/2014
Charlotte
41,340,846 Updated portfolio data from servicer
$
12/23/2013
08/28/2009
45,800,000 Updated portfolio data from servicer
$
(4,300,000)
09/27/2013
RoundPoint Mortgage Servicing
Corporation
$
(4,459,154)
$
06/27/2013
240,000 N/A
(8,860,000)
$
03/25/2013
$
$
12/27/2012
Financial Instrument for Home Loan Modifications
54,660,000 Updated portfolio data from servicer
09/27/2012
Purchase
$
06/28/2012
NJ
(14,470,000)
06/29/2011
Roebling
69,130,000 Updated portfolio data from servicer
$
03/30/2011
Roebling Bank
$
01/06/2011
01/13/2010
$
65,640,000
12/15/2010
6
$
(42,210,000)
09/30/2010
57,000,000 N/A
(11,300,000)
07/14/2010
$
$
04/09/2010
PR
$
03/26/2010
San Juan
$
12/30/2009
RG Mortgage Corporation
Financial Instrument for Home Loan Modifications
11,235,238 Transfer of cap due to servicing transfer
$
620,000
06/27/2013
Purchase
$
(219)
$
06/14/2013
06/17/2009
1,390,000
$
05/16/2013
15
$
03/25/2013
$
(870,333)
10/02/2009
$
130,000
$
700,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
(310,000)
$
03/26/2010
$
2,110,000
$
2,500,000 Updated portfolio data from servicer
07/14/2010
$
8,300,000
$
10,800,000 Updated portfolio data from servicer
09/30/2010
$
5,301,172
$
16,101,172 Updated portfolio data from servicer
01/06/2011
$
(22)
$
16,101,150 Updated due to quarterly assessment and reallocation
03/16/2011
$
(400,000)
$
15,701,150 Transfer of cap due to servicing transfer
03/30/2011
$
(25)
$
15,701,125 Updated due to quarterly assessment and reallocation
06/29/2011
$
(232)
$
15,700,893 Updated due to quarterly assessment and reallocation
06/28/2012
$
(174)
$
15,700,719 Updated due to quarterly assessment and reallocation
09/27/2012
$
(479)
$
15,700,240 Updated due to quarterly assessment and reallocation
11/15/2012
$
(350,000)
$
15,350,240 Transfer of cap due to servicing transfer
12/27/2012
$
(82)
$
15,350,158 Updated due to quarterly assessment and reallocation
03/25/2013
$
(308)
$
15,349,850 Updated due to quarterly assessment and reallocation
04/16/2013
$
80,000
$
15,429,850 Transfer of cap due to servicing transfer
06/14/2013
$
20,000
$
15,449,850 Transfer of cap due to servicing transfer
06/27/2013
$
(108)
$
15,449,742 Updated due to quarterly assessment and reallocation
07/16/2013
$
30,000
$
09/16/2013
$
640,000
$
16,119,742 Transfer of cap due to servicing transfer
09/27/2013
$
(40)
$
16,119,702 Updated due to quarterly assessment and reallocation
12/16/2013
$
190,000
$
16,309,702 Transfer of cap due to servicing transfer
12/23/2013
$
(67,286)
$
16,242,416 Updated due to quarterly assessment and reallocation
01/16/2014
$
520,000
$
16,762,416 Transfer of cap due to servicing transfer
02/13/2014
$
10,000
$
16,772,416 Transfer of cap due to servicing transfer
03/14/2014
$
(30,000)
$
16,742,416 Transfer of cap due to servicing transfer
03/26/2014
$
(2,463)
$
16,739,953 Updated due to quarterly assessment and reallocation
04/16/2014
$
(20,000)
$
16,719,953 Transfer of cap due to servicing transfer
45,700,000 Updated portfolio data from servicer/additional program initial cap
3,490,000 Updated portfolio data from servicer/additional program initial cap
- Termination of SPA
390,000 Updated portfolio data from servicer/additional program initial cap
15,479,742 Transfer of cap due to servicing transfer
105
06/26/2014
17,472,025 Transfer of cap due to servicing transfer
$
(19,992)
$
17,452,033 Updated due to quarterly assessment and reallocation
$
530,000
$
$
(120,000)
$
17,862,033 Transfer of cap due to servicing transfer
$
(2,352,678)
$
15,509,355 Updated due to quarterly assessment and reallocation
$
(891,303)
$
14,618,052 Updated due to quarterly assessment and reallocation
04/28/2015
$
(3,450,733)
$
11,167,319 Updated due to quarterly assessment and reallocation
05/14/2015
$
(50,000)
$
11,117,319 Transfer of cap due to servicing transfer
06/25/2015
$
(822,251)
$
10,295,068 Updated due to quarterly assessment and reallocation
08/14/2015
$
20,000
$
10,315,068 Transfer of cap due to servicing transfer
09/28/2015
$
(1,064,251)
$
12/16/2015
$
10,000
$
9,260,817 Transfer of cap due to servicing transfer
12/28/2015
$
(732,290)
$
8,528,527 Updated due to quarterly assessment and reallocation
01/14/2016
$
50,000
$
02/16/2016
$
10,000
$
8,588,527 Transfer of cap due to servicing transfer
02/25/2016
$
(2,314,829)
$
6,273,698 Reallocation due to MHA program deobligation
03/16/2016
$
200,000
$
6,473,698 Transfer of cap due to servicing transfer
03/28/2016
3
$
03/26/2015
- N/A
360,000
12/29/2014
Financial Instrument for Home Loan Modifications
17,112,025 Updated due to quarterly assessment and reallocation
$
12/16/2014
Purchase
17,171,080 Transfer of cap due to servicing transfer
$
10/16/2014
CA
$
(59,055)
09/29/2014
Irvine
$
480,000
$
08/14/2014
Rushmore Loan Management Services
LLC
(28,873)
$
07/29/2014
12/15/2011
$
07/16/2014
$
(55,575)
$
6,418,123 Updated due to quarterly assessment and reallocation
12/15/2011
$
200,000
$
04/16/2012
$
600,000
$
800,000 Transfer of cap due to servicing transfer
06/28/2012
$
(3)
$
799,997 Updated due to quarterly assessment and reallocation
08/16/2012
$
110,000
$
09/27/2012
$
(13)
$
10/16/2012
$
1,270,000
$
11/15/2012
$
230,000
$
2,409,984 Transfer of cap due to servicing transfer
12/27/2012
$
(5)
$
2,409,979 Updated due to quarterly assessment and reallocation
01/16/2013
$
990,000
$
3,399,979 Transfer of cap due to servicing transfer
02/14/2013
$
600,000
$
03/14/2013
$
1,980,000
$
5,979,979 Transfer of cap due to servicing transfer
03/25/2013
$
(77)
$
5,979,902 Updated due to quarterly assessment and reallocation
04/16/2013
$
340,000
$
05/16/2013
$
1,520,000
$
7,839,902 Transfer of cap due to servicing transfer
06/14/2013
$
2,740,000
$
10,579,902 Transfer of cap due to servicing transfer
06/27/2013
$
(53)
$
10,579,849 Updated due to quarterly assessment and reallocation
09/16/2013
$
2,570,000
$
13,149,849 Transfer of cap due to servicing transfer
09/27/2013
$
(26)
$
13,149,823 Updated due to quarterly assessment and reallocation
10/15/2013
$
10,000
$
13,159,823 Transfer of cap due to servicing transfer
11/14/2013
$
19,140,000
$
12/16/2013
$
1,330,000
$
33,629,823 Transfer of cap due to servicing transfer
12/23/2013
$
(60,644)
$
33,569,179 Updated due to quarterly assessment and reallocation
01/16/2014
$
10,000
$
33,579,179 Transfer of cap due to servicing transfer
03/14/2014
$
50,000
$
33,629,179 Transfer of cap due to servicing transfer
03/26/2014
$
(2,090)
$
33,627,089 Updated due to quarterly assessment and reallocation
04/16/2014
$
4,440,000
$
38,067,089 Transfer of cap due to servicing transfer
05/15/2014
$
60,000
$
06/16/2014
$
380,000
$
38,507,089 Transfer of cap due to servicing transfer
06/26/2014
$
(35,305)
$
38,471,784 Updated due to quarterly assessment and reallocation
07/16/2014
$
270,000
$
38,741,784 Transfer of cap due to servicing transfer
07/29/2014
$
(69,974)
$
38,671,810 Updated due to quarterly assessment and reallocation
08/14/2014
$
4,040,000
$
09/16/2014
$
1,670,000
$
44,381,810 Transfer of cap due to servicing transfer
09/29/2014
$
(27,982)
$
44,353,828 Updated due to quarterly assessment and reallocation
10/16/2014
$
13,870,000
$
58,223,828 Transfer of cap due to servicing transfer
11/14/2014
$
8,350,000
$
12/16/2014
$
2,520,000
$
69,093,828 Transfer of cap due to servicing transfer
12/29/2014
$
(1,524,773)
$
67,569,055 Updated due to quarterly assessment and reallocation
01/15/2015
$
2,220,000
$
69,789,055 Transfer of cap due to servicing transfer
02/13/2015
$
980,000
$
03/16/2015
$
140,000
$
70,909,055 Transfer of cap due to servicing transfer
03/26/2015
$
(1,062,455)
$
69,846,600 Updated due to quarterly assessment and reallocation
04/16/2015
$
(2,050,000)
$
67,796,600 Transfer of cap due to servicing transfer
04/28/2015
$
(3,536,729)
$
64,259,871 Updated due to quarterly assessment and reallocation
05/14/2015
$
210,000
$
06/16/2015
$
8,540,000
$
73,009,871 Transfer of cap due to servicing transfer
06/25/2015
$
(1,665,379)
$
71,344,492 Updated due to quarterly assessment and reallocation
07/16/2015
$
2,050,000
$
73,394,492 Transfer of cap due to servicing transfer
08/14/2015
$
10,390,000
$
09/16/2015
$
5,300,000
$
89,084,492 Transfer of cap due to servicing transfer
09/28/2015
$
(3,202,247)
$
85,882,245 Updated due to quarterly assessment and reallocation
10/15/2015
$
(1,260,000)
$
84,622,245 Transfer of cap due to servicing transfer
11/16/2015
$
100,000
$
12/16/2015
$
350,000
$
85,072,245 Transfer of cap due to servicing transfer
12/28/2015
$
(2,075,474)
$
82,996,771 Updated due to quarterly assessment and reallocation
01/14/2016
$
250,000
$
83,246,771 Transfer of cap due to servicing transfer
02/16/2016
$
2,170,000
$
85,416,771 Transfer of cap due to servicing transfer
02/25/2016
$
(9,768,061)
$
75,648,710 Reallocation due to MHA program deobligation
16,691,080 Updated due to quarterly assessment and reallocation
17,982,033 Transfer of cap due to servicing transfer
9,250,817 Updated due to quarterly assessment and reallocation
8,578,527 Transfer of cap due to servicing transfer
200,000 Transfer of cap due to servicing transfer
909,997 Transfer of cap due to servicing transfer
909,984 Updated due to quarterly assessment and reallocation
2,179,984 Transfer of cap due to servicing transfer
3,999,979 Transfer of cap due to servicing transfer
6,319,902 Transfer of cap due to servicing transfer
32,299,823 Transfer of cap due to servicing transfer
38,127,089 Transfer of cap due to servicing transfer
42,711,810 Transfer of cap due to servicing transfer
66,573,828 Transfer of cap due to servicing transfer
70,769,055 Transfer of cap due to servicing transfer
64,469,871 Transfer of cap due to servicing transfer
83,784,492 Transfer of cap due to servicing transfer
84,722,245 Transfer of cap due to servicing transfer
106
03/16/2016
Irving
TX
Purchase
Financial Instrument for Home Loan Modifications
$
81,148,710 Transfer of cap due to servicing transfer
$
80,801,696 Updated due to quarterly assessment and reallocation
(1,040,000)
$
06/17/2009
407,000,000 N/A
$
(347,014)
$
$
225,040,000
$
09/30/2009
Saxon Mortgage Services, Inc.
5,500,000
$
04/14/2016
04/13/2009
$
03/28/2016
$
254,380,000
$
79,761,696 Transfer of cap due to servicing transfer
632,040,000 Updated portfolio data from servicer
886,420,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
116,222,668
$
619,542,668 Updated portfolio data from servicer
$
100,000
$
619,642,668 Transfer of cap due to servicing transfer
$
8,900,000
$
628,542,668 Transfer of cap due to servicing transfer
$
(556)
$
628,542,112 Updated due to quarterly assessment and reallocation
$
2,300,000
$
630,842,112 Transfer of cap due to servicing transfer
$
700,000
$
631,542,112 Transfer of cap due to servicing transfer
$
(654)
$
631,541,458 Updated due to quarterly assessment and reallocation
$
2,100,000
$
633,641,458 Transfer of cap due to servicing transfer
$
(6,144)
$
633,635,314 Updated due to quarterly assessment and reallocation
$
200,000
$
633,835,314 Transfer of cap due to servicing transfer
$
(100,000)
$
633,735,314 Transfer of cap due to servicing transfer
09/15/2011
$
(700,000)
$
633,035,314 Transfer of cap due to servicing transfer
12/15/2011
$
17,500,000
$
650,535,314 Transfer of cap due to servicing transfer
02/16/2012
$
(100,000)
$
650,435,314 Transfer of cap due to servicing transfer
03/15/2012
$
100,000
$
650,535,314 Transfer of cap due to servicing transfer
04/16/2012
$
(17,500,000)
$
633,035,314 Transfer of cap due to servicing transfer
05/16/2012
$
(760,000)
$
632,275,314 Transfer of cap due to servicing transfer
06/14/2012
$
(354,290,000)
$
277,985,314 Transfer of cap due to servicing transfer
06/28/2012
$
(1,831)
$
277,983,483 Updated due to quarterly assessment and reallocation
07/16/2012
$
(10,120,000)
$
267,863,483 Transfer of cap due to servicing transfer
08/16/2012
$
(10,000)
$
267,853,483 Transfer of cap due to servicing transfer
09/27/2012
$
(4,701)
$
267,848,782 Updated due to quarterly assessment and reallocation
10/16/2012
$
(9,220,000)
$
258,628,782 Transfer of cap due to servicing transfer
11/15/2012
$
(30,000)
$
258,598,782 Transfer of cap due to servicing transfer
12/14/2012
$
60,000
$
258,658,782 Transfer of cap due to servicing transfer
12/27/2012
$
(788)
$
258,657,994 Updated due to quarterly assessment and reallocation
01/16/2013
$
(610,000)
$
03/25/2013
$
(2,979)
$
258,045,015 Updated due to quarterly assessment and reallocation
04/09/2013
$
(157,237,929)
$
100,807,086 Termination of SPA
10/02/2009
$
90,000
$
480,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
940,000
$
1,420,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(980,000)
$
07/14/2010
$
(140,000)
$
300,000 Updated portfolio data from servicer
09/30/2010
$
1,150,556
$
1,450,556 Updated portfolio data from servicer
01/06/2011
$
(2)
$
1,450,554 Updated due to quarterly assessment and reallocation
03/30/2011
$
(2)
$
1,450,552 Updated due to quarterly assessment and reallocation
06/29/2011
$
(22)
$
1,450,530 Updated due to quarterly assessment and reallocation
06/28/2012
$
(16)
$
1,450,514 Updated due to quarterly assessment and reallocation
09/27/2012
$
(44)
$
1,450,470 Updated due to quarterly assessment and reallocation
12/27/2012
$
(7)
$
1,450,463 Updated due to quarterly assessment and reallocation
03/25/2013
$
(28)
$
1,450,435 Updated due to quarterly assessment and reallocation
06/27/2013
$
(11)
$
1,450,424 Updated due to quarterly assessment and reallocation
09/27/2013
$
(4)
$
1,450,420 Updated due to quarterly assessment and reallocation
12/23/2013
$
(6,411)
$
1,444,009 Updated due to quarterly assessment and reallocation
03/26/2014
$
(225)
$
1,443,784 Updated due to quarterly assessment and reallocation
06/26/2014
$
(2,661)
$
1,441,123 Updated due to quarterly assessment and reallocation
07/29/2014
$
(5,285)
$
1,435,838 Updated due to quarterly assessment and reallocation
09/29/2014
$
(1,746)
$
1,434,092 Updated due to quarterly assessment and reallocation
12/29/2014
$
(201,817)
$
1,232,275 Updated due to quarterly assessment and reallocation
03/26/2015
$
(76,420)
$
1,155,855 Updated due to quarterly assessment and reallocation
04/28/2015
$
(301,210)
$
854,645 Updated due to quarterly assessment and reallocation
06/25/2015
$
(71,460)
$
783,185 Updated due to quarterly assessment and reallocation
09/28/2015
$
(95,514)
$
687,671 Updated due to quarterly assessment and reallocation
12/28/2015
$
(70,705)
$
616,966 Updated due to quarterly assessment and reallocation
02/25/2016
$
(210,262)
$
03/28/2016
3
503,320,000 Updated portfolio data from servicer/additional program initial cap
$
08/16/2011
- N/A
$
07/14/2011
Financial Instrument for Home Loan Modifications
9,800,000
06/29/2011
Purchase
$
04/13/2011
PR
$
03/30/2011
San Juan
1,800,000
03/16/2011
Scotiabank de Puerto Rico
491,720,000 Transfer of cap due to servicing transfer
$
01/13/2011
12/15/2010
514,700,000 Updated portfolio data from servicer
$
01/06/2011
390,000 N/A
1,028,360,000 Transfer of cap due to servicing transfer
$
(22,980,000)
12/15/2010
$
$
(513,660,000)
$
10/15/2010
Financial Instrument for Home Loan Modifications
(156,050,000)
$
09/30/2010
Purchase
$
09/30/2010
CA
1,184,410,000 Updated portfolio data from servicer
09/15/2010
Sacramento
1,242,130,000 Updated portfolio data from servicer/additional program initial cap
$
07/16/2010
Schools Financial Credit Union
$
(57,720,000)
07/14/2010
09/23/2009
355,710,000
$
06/16/2010
10
$
03/26/2010
$
(4,392)
$
12/15/2010
$
4,300,000
$
4,300,000 Transfer of cap due to servicing transfer
01/06/2011
$
(4)
$
4,299,996 Updated due to quarterly assessment and reallocation
06/29/2011
$
(5)
$
4,299,991 Updated due to quarterly assessment and reallocation
06/28/2012
$
(23)
$
4,299,968 Updated due to quarterly assessment and reallocation
09/27/2012
$
(63)
$
4,299,905 Updated due to quarterly assessment and reallocation
12/27/2012
$
(11)
$
4,299,894 Updated due to quarterly assessment and reallocation
03/25/2013
$
(41)
$
4,299,853 Updated due to quarterly assessment and reallocation
06/27/2013
$
(16)
$
4,299,837 Updated due to quarterly assessment and reallocation
09/27/2013
$
(6)
$
4,299,831 Updated due to quarterly assessment and reallocation
12/23/2013
$
(9,679)
$
4,290,152 Updated due to quarterly assessment and reallocation
03/26/2014
$
(344)
$
4,289,808 Updated due to quarterly assessment and reallocation
06/26/2014
$
(4,087)
$
4,285,721 Updated due to quarterly assessment and reallocation
493,520,000 Transfer of cap due to servicing transfer
258,047,994 Transfer of cap due to servicing transfer
440,000 Updated portfolio data from servicer
406,704 Reallocation due to MHA program deobligation
402,312 Updated due to quarterly assessment and reallocation
107
07/29/2014
4,141,444 Updated due to quarterly assessment and reallocation
$
(65,464)
$
4,075,980 Updated due to quarterly assessment and reallocation
$
(260,119)
$
3,815,861 Updated due to quarterly assessment and reallocation
$
(63,179)
$
3,752,682 Updated due to quarterly assessment and reallocation
$
(87,785)
$
3,664,897 Updated due to quarterly assessment and reallocation
$
(65,988)
$
3,598,909 Updated due to quarterly assessment and reallocation
02/25/2016
$
(298,593)
$
3,300,316 Reallocation due to MHA program deobligation
03/28/2016
$
(6,237)
$
3,294,079 Updated due to quarterly assessment and reallocation
10/02/2009
$
100,000
$
12/30/2009
$
20,000
$
560,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(290,000)
$
270,000 Updated portfolio data from servicer
07/14/2010
440,000 N/A
$
12/28/2015
$
(163,461)
09/28/2015
Financial Instrument for Home Loan Modifications
4,304,905 Transfer of cap due to servicing transfer
$
06/25/2015
Purchase
4,274,905 Updated due to quarterly assessment and reallocation
$
04/28/2015
NY
4,277,595 Updated due to quarterly assessment and reallocation
$
30,000
03/26/2015
Albany
$
(2,690)
$
12/29/2014
SEFCU
(8,126)
$
10/16/2014
09/25/2009
$
09/29/2014
$
(70,000)
$
200,000 Updated portfolio data from servicer
145,056 Updated portfolio data from servicer
540,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
Select Portfolio Servicing, Inc.
Salt Lake City
UT
Purchase
Financial Instrument for Home Loan Modifications
$
376,000,000 N/A
(54,944)
$
$
(1)
$
04/11/2012
04/13/2009
$
06/29/2011
$
(145,055)
06/12/2009
$
284,590,000
$
660,590,000 Updated portfolio data from servicer
09/30/2009
$
121,910,000
$
782,500,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
131,340,000
$
913,840,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(355,530,000)
$
558,310,000 Updated portfolio data from servicer
07/14/2010
$
128,690,000
$
687,000,000 Updated portfolio data from servicer
09/30/2010
$
4,000,000
$
691,000,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
$
59,807,784
$
750,807,784 Updated portfolio data from servicer
11/16/2010
$
(700,000)
$
750,107,784 Transfer of cap due to servicing transfer
12/15/2010
$
64,400,000
$
814,507,784 Transfer of cap due to servicing transfer
01/06/2011
$
(639)
$
814,507,145 Updated due to quarterly assessment and reallocation
01/13/2011
$
(2,300,000)
$
812,207,145 Transfer of cap due to servicing transfer
02/16/2011
$
100,000
$
812,307,145 Transfer of cap due to servicing transfer
03/16/2011
$
3,600,000
$
815,907,145 Transfer of cap due to servicing transfer
03/30/2011
$
(735)
$
815,906,410 Updated due to quarterly assessment and reallocation
04/13/2011
$
(100,000)
$
815,806,410 Transfer of cap due to servicing transfer
05/13/2011
$
400,000
$
816,206,410 Transfer of cap due to servicing transfer
06/16/2011
$
(100,000)
$
816,106,410 Transfer of cap due to servicing transfer
06/29/2011
$
(6,805)
$
816,099,605 Updated due to quarterly assessment and reallocation
08/16/2011
$
(100,000)
$
815,999,605 Transfer of cap due to servicing transfer
09/15/2011
$
(200,000)
$
815,799,605 Transfer of cap due to servicing transfer
10/14/2011
$
(100,000)
$
815,699,605 Transfer of cap due to servicing transfer
11/16/2011
$
(100,000)
$
815,599,605 Transfer of cap due to servicing transfer
01/13/2012
$
200,000
$
815,799,605 Transfer of cap due to servicing transfer
03/15/2012
$
24,800,000
$
840,599,605 Transfer of cap due to servicing transfer
04/16/2012
$
1,900,000
$
842,499,605 Transfer of cap due to servicing transfer
05/16/2012
$
80,000
$
842,579,605 Transfer of cap due to servicing transfer
06/14/2012
$
8,710,000
$
851,289,605 Transfer of cap due to servicing transfer
06/28/2012
$
(5,176)
$
851,284,429 Updated due to quarterly assessment and reallocation
07/16/2012
$
2,430,000
$
853,714,429 Transfer of cap due to servicing transfer
08/16/2012
$
2,310,000
$
856,024,429 Transfer of cap due to servicing transfer
09/27/2012
$
(13,961)
$
856,010,468 Updated due to quarterly assessment and reallocation
10/16/2012
$
126,940,000
$
11/15/2012
$
9,990,000
$
992,940,468 Transfer of cap due to servicing transfer
12/14/2012
$
10,650,000
$
1,003,590,468 Transfer of cap due to servicing transfer
12/27/2012
$
(2,663)
$
1,003,587,805 Updated due to quarterly assessment and reallocation
01/16/2013
$
18,650,000
$
1,022,237,805 Transfer of cap due to servicing transfer
02/14/2013
$
10,290,000
$
1,032,527,805 Transfer of cap due to servicing transfer
03/14/2013
$
4,320,000
$
1,036,847,805 Transfer of cap due to servicing transfer
03/25/2013
$
(10,116)
$
1,036,837,689 Updated due to quarterly assessment and reallocation
04/16/2013
$
840,000
$
1,037,677,689 Transfer of cap due to servicing transfer
05/16/2013
$
1,330,000
$
1,039,007,689 Transfer of cap due to servicing transfer
06/14/2013
$
3,620,000
$
1,042,627,689 Transfer of cap due to servicing transfer
06/27/2013
$
(3,564)
$
1,042,624,125 Updated due to quarterly assessment and reallocation
07/16/2013
$
105,080,000
$
1,147,704,125 Transfer of cap due to servicing transfer
08/15/2013
$
10,000
$
1,147,714,125 Transfer of cap due to servicing transfer
09/16/2013
$
98,610,000
$
1,246,324,125 Transfer of cap due to servicing transfer
09/27/2013
$
(1,541)
$
1,246,322,584 Updated due to quarterly assessment and reallocation
10/15/2013
$
1,280,000
$
1,247,602,584 Transfer of cap due to servicing transfer
11/14/2013
$
15,130,000
$
1,262,732,584 Transfer of cap due to servicing transfer
12/16/2013
$
6,290,000
$
1,269,022,584 Transfer of cap due to servicing transfer
12/23/2013
$
(2,481,777)
$
1,266,540,807 Updated due to quarterly assessment and reallocation
01/16/2014
$
1,580,000
$
1,268,120,807 Transfer of cap due to servicing transfer
02/13/2014
$
75,350,000
$
1,343,470,807 Transfer of cap due to servicing transfer
03/14/2014
$
16,900,000
$
1,360,370,807 Transfer of cap due to servicing transfer
03/26/2014
$
(85,696)
$
1,360,285,111 Updated due to quarterly assessment and reallocation
04/16/2014
$
12,470,000
$
1,372,755,111 Transfer of cap due to servicing transfer
05/15/2014
$
20,960,000
$
1,393,715,111 Transfer of cap due to servicing transfer
06/16/2014
$
14,220,000
$
1,407,935,111 Transfer of cap due to servicing transfer
06/26/2014
$
(1,023,387)
$
1,406,911,724 Updated due to quarterly assessment and reallocation
07/16/2014
$
12,690,000
$
1,419,601,724 Transfer of cap due to servicing transfer
07/29/2014
$
(1,968,183)
$
1,417,633,541 Updated due to quarterly assessment and reallocation
08/14/2014
$
(42,210,000)
$
1,375,423,541 Transfer of cap due to servicing transfer
145,055 Updated due to quarterly assessment and reallocation
- Termination of SPA
982,950,468 Transfer of cap due to servicing transfer
108
09/16/2014
1,441,203,176 Transfer of cap due to servicing transfer
$
3,740,000
$
1,444,943,176 Transfer of cap due to servicing transfer
$
6,991,378
$
1,451,934,554 Updated due to quarterly assessment and reallocation
$
10,630,000
$
1,462,564,554 Transfer of cap due to servicing transfer
$
4,120,000
$
1,466,684,554 Transfer of cap due to servicing transfer
$
(900,000)
$
1,465,784,554 Transfer of cap due to servicing transfer
03/26/2015
$
71,365,159
$
1,537,149,713 Updated due to quarterly assessment and reallocation
04/16/2015
$
710,000
$
1,537,859,713 Transfer of cap due to servicing transfer
04/28/2015
$
36,897,540
$
1,574,757,253 Updated due to quarterly assessment and reallocation
05/14/2015
$
3,890,000
$
1,578,647,253 Transfer of cap due to servicing transfer
06/16/2015
$
34,620,000
$
1,613,267,253 Transfer of cap due to servicing transfer
06/25/2015
$
41,497,746
$
1,654,764,999 Updated due to quarterly assessment and reallocation
07/16/2015
$
(16,430,000)
$
1,638,334,999 Transfer of cap due to servicing transfer
08/14/2015
$
3,520,000
$
1,641,854,999 Transfer of cap due to servicing transfer
09/16/2015
$
10,280,000
$
1,652,134,999 Transfer of cap due to servicing transfer
09/28/2015
$
87,496,640
$
1,739,631,639 Updated due to quarterly assessment and reallocation
10/15/2015
$
(16,640,000)
$
1,722,991,639 Transfer of cap due to servicing transfer
11/16/2015
$
(260,000)
$
1,722,731,639 Transfer of cap due to servicing transfer
12/16/2015
$
45,960,000
$
1,768,691,639 Transfer of cap due to servicing transfer
12/28/2015
$
43,906,188
$
1,812,597,827 Updated due to quarterly assessment and reallocation
01/14/2016
$
24,710,000
$
1,837,307,827 Transfer of cap due to servicing transfer
02/16/2016
$
2,670,000
$
1,839,977,827 Transfer of cap due to servicing transfer
02/25/2016
$
(47,775,866)
$
1,792,201,961 Reallocation due to MHA program deobligation
03/16/2016
$
(1,310,000)
$
1,790,891,961 Transfer of cap due to servicing transfer
03/28/2016
$
(194,564)
$
1,790,697,397 Updated due to quarterly assessment and reallocation
04/14/2016
3
$
03/16/2015
- N/A
1,490,000
02/13/2015
Financial Instrument for Home Loan Modifications
1,439,713,176 Transfer of cap due to servicing transfer
$
01/15/2015
Purchase
1,382,303,176 Updated due to quarterly assessment and reallocation
$
12/29/2014
TX
1,382,843,541 Transfer of cap due to servicing transfer
$
57,410,000
12/16/2014
Houston
$
(540,365)
$
11/14/2014
Selene Finance LP
7,420,000
$
10/16/2014
06/16/2010
$
09/29/2014
$
940,000
$
1,791,637,397 Transfer of cap due to servicing transfer
06/16/2010
$
3,680,000
$
3,680,000 Transfer of cap due to servicing transfer
08/13/2010
$
3,300,000
$
6,980,000 Transfer of cap due to servicing transfer
09/30/2010
$
3,043,831
$
10,023,831 Updated portfolio data from servicer
10/15/2010
$
1,400,000
$
11,423,831 Transfer of cap due to servicing transfer
01/06/2011
$
(17)
$
11,423,814 Updated due to quarterly assessment and reallocation
03/16/2011
$
2,100,000
$
13,523,814 Transfer of cap due to servicing transfer
03/30/2011
$
(24)
$
13,523,790 Updated due to quarterly assessment and reallocation
04/13/2011
$
2,900,000
$
16,423,790 Transfer of cap due to servicing transfer
06/16/2011
$
(200,000)
$
16,223,790 Transfer of cap due to servicing transfer
06/29/2011
$
(273)
$
16,223,517 Updated due to quarterly assessment and reallocation
10/14/2011
$
100,000
$
16,323,517 Transfer of cap due to servicing transfer
11/16/2011
$
1,100,000
$
17,423,517 Transfer of cap due to servicing transfer
04/16/2012
$
200,000
$
17,623,517 Transfer of cap due to servicing transfer
05/16/2012
$
10,000
$
06/14/2012
$
(300,000)
$
17,333,517 Transfer of cap due to servicing transfer
06/28/2012
$
(218)
$
17,333,299 Updated due to quarterly assessment and reallocation
07/16/2012
$
40,000
$
17,373,299 Transfer of cap due to servicing transfer
08/16/2012
$
480,000
$
17,853,299 Transfer of cap due to servicing transfer
09/27/2012
$
(600)
$
17,852,699 Updated due to quarterly assessment and reallocation
11/15/2012
$
70,000
$
17,922,699 Transfer of cap due to servicing transfer
12/27/2012
$
(102)
$
17,922,597 Updated due to quarterly assessment and reallocation
03/14/2013
$
90,000
$
18,012,597 Transfer of cap due to servicing transfer
03/25/2013
$
(384)
$
18,012,213 Updated due to quarterly assessment and reallocation
05/16/2013
$
(30,000)
$
17,982,213 Transfer of cap due to servicing transfer
06/27/2013
$
(146)
$
17,982,067 Updated due to quarterly assessment and reallocation
07/16/2013
$
170,000
$
18,152,067 Transfer of cap due to servicing transfer
09/27/2013
$
(52)
$
18,152,015 Updated due to quarterly assessment and reallocation
12/23/2013
$
(88,613)
$
18,063,402 Updated due to quarterly assessment and reallocation
03/14/2014
$
10,000
$
18,073,402 Transfer of cap due to servicing transfer
03/26/2014
$
(3,125)
$
18,070,277 Updated due to quarterly assessment and reallocation
04/16/2014
$
30,000
$
18,100,277 Transfer of cap due to servicing transfer
06/26/2014
$
(36,971)
$
18,063,306 Updated due to quarterly assessment and reallocation
07/16/2014
$
23,490,000
$
41,553,306 Transfer of cap due to servicing transfer
07/29/2014
$
(142,594)
$
41,410,712 Updated due to quarterly assessment and reallocation
08/14/2014
$
2,480,000
$
09/16/2014
$
11,650,000
$
55,540,712 Transfer of cap due to servicing transfer
09/29/2014
$
(52,910)
$
55,487,802 Updated due to quarterly assessment and reallocation
12/16/2014
$
30,000
$
55,517,802 Transfer of cap due to servicing transfer
12/29/2014
$
(4,478,535)
$
51,039,267 Updated due to quarterly assessment and reallocation
01/15/2015
$
10,000
$
03/16/2015
$
20,000
$
51,069,267 Transfer of cap due to servicing transfer
03/26/2015
$
(1,844,353)
$
49,224,914 Updated due to quarterly assessment and reallocation
04/16/2015
$
2,860,000
$
52,084,914 Transfer of cap due to servicing transfer
04/28/2015
$
(8,202,554)
$
43,882,360 Updated due to quarterly assessment and reallocation
06/16/2015
$
30,000
$
43,912,360 Transfer of cap due to servicing transfer
06/25/2015
$
(1,996,581)
$
41,915,779 Updated due to quarterly assessment and reallocation
08/14/2015
$
7,610,000
$
09/16/2015
$
370,000
$
49,895,779 Transfer of cap due to servicing transfer
09/28/2015
$
(4,239,474)
$
45,656,305 Updated due to quarterly assessment and reallocation
10/15/2015
$
3,760,000
$
49,416,305 Transfer of cap due to servicing transfer
11/16/2015
$
1,150,000
$
50,566,305 Transfer of cap due to servicing transfer
17,633,517 Transfer of cap due to servicing transfer
43,890,712 Transfer of cap due to servicing transfer
51,049,267 Transfer of cap due to servicing transfer
49,525,779 Transfer of cap due to servicing transfer
109
12/16/2015
$
4,390,000 N/A
1,250,000
$
48,143,515 Transfer of cap due to servicing transfer
$
(11,934,020)
$
36,209,495 Reallocation due to MHA program deobligation
$
(220,000)
$
35,989,495 Transfer of cap due to servicing transfer
$
(226,478)
$
35,763,017 Updated due to quarterly assessment and reallocation
04/14/2016
Financial Instrument for Home Loan Modifications
46,893,515 Transfer of cap due to servicing transfer
$
03/28/2016
Purchase
46,903,515 Updated due to quarterly assessment and reallocation
$
03/16/2016
NY
50,656,305 Transfer of cap due to servicing transfer
$
(10,000)
02/25/2016
Buffalo
$
(3,752,790)
$
02/16/2016
Seneca Mortgage Servicing LLC (AMS
Servicing, LLC)
90,000
$
01/14/2016
09/23/2009
$
12/28/2015
$
(740,000)
$
35,023,017 Transfer of cap due to servicing transfer
10/02/2009
$
960,000
$
12/30/2009
$
(3,090,000)
$
2,260,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
230,000
$
2,490,000 Updated portfolio data from servicer
07/14/2010
$
5,310,000
$
7,800,000 Updated portfolio data from servicer
09/30/2010
$
323,114
$
8,123,114 Updated portfolio data from servicer
01/06/2011
$
(12)
$
8,123,102 Updated due to quarterly assessment and reallocation
03/16/2011
$
600,000
$
8,723,102 Transfer of cap due to servicing transfer
03/30/2011
$
(16)
$
8,723,086 Updated due to quarterly assessment and reallocation
04/13/2011
$
200,000
$
8,923,086 Transfer of cap due to servicing transfer
05/13/2011
$
100,000
$
9,023,086 Transfer of cap due to servicing transfer
06/29/2011
$
(153)
$
9,022,933 Updated due to quarterly assessment and reallocation
09/15/2011
$
100,000
$
11/16/2011
$
100,000
$
9,222,933 Transfer of cap due to servicing transfer
04/16/2012
$
1,100,000
$
10,322,933 Transfer of cap due to servicing transfer
06/14/2012
$
650,000
$
10,972,933 Transfer of cap due to servicing transfer
06/28/2012
$
(136)
$
10,972,797 Updated due to quarterly assessment and reallocation
09/27/2012
$
(347)
$
10,972,450 Updated due to quarterly assessment and reallocation
10/16/2012
$
250,000
$
11,222,450 Transfer of cap due to servicing transfer
11/15/2012
$
30,000
$
12/14/2012
$
(10,000)
$
11,242,450 Transfer of cap due to servicing transfer
12/27/2012
$
(59)
$
11,242,391 Updated due to quarterly assessment and reallocation
01/16/2013
$
20,000
$
11,262,391 Transfer of cap due to servicing transfer
02/14/2013
$
290,000
$
03/14/2013
$
10,000
$
11,562,391 Transfer of cap due to servicing transfer
03/25/2013
$
(220)
$
11,562,171 Updated due to quarterly assessment and reallocation
04/16/2013
$
(60,000)
$
11,502,171 Transfer of cap due to servicing transfer
05/16/2013
$
50,000
$
11,552,171 Transfer of cap due to servicing transfer
06/14/2013
$
10,000
$
11,562,171 Transfer of cap due to servicing transfer
06/27/2013
$
(79)
$
11,562,092 Updated due to quarterly assessment and reallocation
07/16/2013
$
(90,000)
$
09/16/2013
$
310,000
$
11,782,092 Transfer of cap due to servicing transfer
09/27/2013
$
(28)
$
11,782,064 Updated due to quarterly assessment and reallocation
10/15/2013
$
230,000
$
12,012,064 Transfer of cap due to servicing transfer
11/14/2013
$
120,000
$
12,132,064 Transfer of cap due to servicing transfer
12/16/2013
$
460,000
$
12,592,064 Transfer of cap due to servicing transfer
12/23/2013
$
(49,413)
$
12,542,651 Updated due to quarterly assessment and reallocation
01/16/2014
$
40,000
$
03/14/2014
$
(260,000)
$
12,322,651 Transfer of cap due to servicing transfer
03/26/2014
$
(1,697)
$
12,320,954 Updated due to quarterly assessment and reallocation
04/16/2014
$
100,000
$
06/16/2014
$
30,000
$
12,450,954 Transfer of cap due to servicing transfer
06/26/2014
$
(20,009)
$
12,430,945 Updated due to quarterly assessment and reallocation
07/29/2014
$
(39,741)
$
12,391,204 Updated due to quarterly assessment and reallocation
08/14/2014
$
(40,000)
$
09/16/2014
$
70,000
$
12,421,204 Transfer of cap due to servicing transfer
09/29/2014
$
(13,236)
$
12,407,968 Updated due to quarterly assessment and reallocation
12/16/2014
$
(10,000)
$
12,397,968 Transfer of cap due to servicing transfer
12/29/2014
$
(1,446,220)
$
10,951,748 Updated due to quarterly assessment and reallocation
01/15/2015
$
(280,000)
$
10,671,748 Transfer of cap due to servicing transfer
02/13/2015
$
(70,000)
$
10,601,748 Transfer of cap due to servicing transfer
03/16/2015
$
(1,970,000)
$
8,631,748 Transfer of cap due to servicing transfer
03/26/2015
$
(563,340)
$
8,068,408 Updated due to quarterly assessment and reallocation
04/16/2015
$
(20,000)
$
8,048,408 Transfer of cap due to servicing transfer
04/28/2015
$
(1,823,241)
$
6,225,167 Updated due to quarterly assessment and reallocation
05/14/2015
$
160,000
$
06/16/2015
$
(60,000)
$
6,325,167 Transfer of cap due to servicing transfer
06/25/2015
$
(427,170)
$
5,897,997 Updated due to quarterly assessment and reallocation
07/16/2015
$
330,000
$
6,227,997 Transfer of cap due to servicing transfer
08/14/2015
$
80,000
$
6,307,997 Transfer of cap due to servicing transfer
09/16/2015
$
140,000
$
6,447,997 Transfer of cap due to servicing transfer
09/28/2015
$
(561,929)
$
5,886,068 Updated due to quarterly assessment and reallocation
10/15/2015
$
40,000
$
5,926,068 Transfer of cap due to servicing transfer
11/16/2015
$
580,000
$
12/16/2015
$
230,000
$
6,736,068 Transfer of cap due to servicing transfer
12/28/2015
$
(486,283)
$
6,249,785 Updated due to quarterly assessment and reallocation
01/14/2016
$
1,080,000
$
7,329,785 Transfer of cap due to servicing transfer
02/16/2016
$
500,000
$
7,829,785 Transfer of cap due to servicing transfer
02/25/2016
$
(2,321,321)
$
5,508,464 Reallocation due to MHA program deobligation
03/16/2016
$
330,000
$
5,838,464 Transfer of cap due to servicing transfer
03/28/2016
$
(54,203)
$
5,784,261 Updated due to quarterly assessment and reallocation
04/14/2016
$
840,000
$
6,624,261 Transfer of cap due to servicing transfer
5,350,000 Updated portfolio data from servicer/additional program initial cap
9,122,933 Transfer of cap due to servicing transfer
11,252,450 Transfer of cap due to servicing transfer
11,552,391 Transfer of cap due to servicing transfer
11,472,092 Transfer of cap due to servicing transfer
12,582,651 Transfer of cap due to servicing transfer
12,420,954 Transfer of cap due to servicing transfer
12,351,204 Transfer of cap due to servicing transfer
6,385,167 Transfer of cap due to servicing transfer
6,506,068 Transfer of cap due to servicing transfer
110
08/12/2009
Servis One, Inc. dba BSI Financial
Services
Titusville
PA
Purchase
Financial Instrument for Home Loan Modifications
$
29,730,000 N/A
09/30/2009
$
(25,510,000)
$
12/30/2009
$
520,000
$
4,740,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
4,330,000
$
9,070,000 Updated portfolio data from servicer
04/19/2010
$
230,000
$
4,220,000 Updated portfolio data from servicer/additional program initial cap
9,300,000 Transfer of cap due to servicing transfer
05/19/2010
$
850,000
$
07/14/2010
$
(850,000)
$
09/15/2010
$
100,000
$
09/30/2010
$
100,000
$
09/30/2010
$
16,755,064
$
10/15/2010
$
100,000
$
12/15/2010
$
100,000
$
26,455,064 Transfer of cap due to servicing transfer
01/06/2011
$
(40)
$
26,455,024 Updated due to quarterly assessment and reallocation
01/13/2011
$
300,000
$
26,755,024 Transfer of cap due to servicing transfer
02/16/2011
$
100,000
$
03/16/2011
$
2,200,000
$
29,055,024 Transfer of cap due to servicing transfer
03/30/2011
$
(52)
$
29,054,972 Updated due to quarterly assessment and reallocation
04/13/2011
$
1,500,000
$
30,554,972 Transfer of cap due to servicing transfer
05/13/2011
$
1,000,000
$
06/16/2011
$
100,000
$
31,654,972 Transfer of cap due to servicing transfer
06/29/2011
$
(534)
$
31,654,438 Updated due to quarterly assessment and reallocation
08/16/2011
$
700,000
$
32,354,438 Transfer of cap due to servicing transfer
09/15/2011
$
(600,000)
$
31,754,438 Transfer of cap due to servicing transfer
10/14/2011
$
4,000,000
$
35,754,438 Transfer of cap due to servicing transfer
11/16/2011
$
600,000
$
36,354,438 Transfer of cap due to servicing transfer
12/15/2011
$
200,000
$
36,554,438 Transfer of cap due to servicing transfer
01/13/2012
$
100,000
$
36,654,438 Transfer of cap due to servicing transfer
02/16/2012
$
1,300,000
$
37,954,438 Transfer of cap due to servicing transfer
03/15/2012
$
1,100,000
$
39,054,438 Transfer of cap due to servicing transfer
04/16/2012
$
800,000
$
39,854,438 Transfer of cap due to servicing transfer
05/16/2012
$
(1,080,000)
$
06/14/2012
$
1,560,000
$
40,334,438 Transfer of cap due to servicing transfer
06/28/2012
$
(465)
$
40,333,973 Updated due to quarterly assessment and reallocation
08/16/2012
$
70,000
$
40,403,973 Transfer of cap due to servicing transfer
09/27/2012
$
(1,272)
$
40,402,701 Updated due to quarterly assessment and reallocation
10/16/2012
$
2,100,000
$
42,502,701 Transfer of cap due to servicing transfer
11/15/2012
$
1,340,000
$
12/14/2012
$
1,160,000
$
45,002,701 Transfer of cap due to servicing transfer
12/27/2012
$
(239)
$
45,002,462 Updated due to quarterly assessment and reallocation
01/16/2013
$
210,000
$
45,212,462 Transfer of cap due to servicing transfer
02/14/2013
$
1,790,000
$
03/14/2013
$
1,920,000
$
48,922,462 Transfer of cap due to servicing transfer
03/25/2013
$
(960)
$
48,921,502 Updated due to quarterly assessment and reallocation
04/16/2013
$
410,000
$
49,331,502 Transfer of cap due to servicing transfer
05/16/2013
$
(60,000)
$
06/14/2013
$
1,620,000
$
50,891,502 Transfer of cap due to servicing transfer
06/27/2013
$
(359)
$
50,891,143 Updated due to quarterly assessment and reallocation
07/16/2013
$
2,030,000
$
52,921,143 Transfer of cap due to servicing transfer
08/15/2013
$
10,000
$
09/16/2013
$
2,600,000
$
55,531,143 Transfer of cap due to servicing transfer
09/27/2013
$
(135)
$
55,531,008 Updated due to quarterly assessment and reallocation
10/15/2013
$
270,000
$
55,801,008 Transfer of cap due to servicing transfer
11/14/2013
$
30,000
$
12/16/2013
$
9,960,000
$
65,791,008 Transfer of cap due to servicing transfer
12/23/2013
$
(239,727)
$
65,551,281 Updated due to quarterly assessment and reallocation
01/16/2014
$
2,090,000
$
67,641,281 Transfer of cap due to servicing transfer
02/13/2014
$
2,450,000
$
03/14/2014
$
(130,000)
$
69,961,281 Transfer of cap due to servicing transfer
03/26/2014
$
(8,837)
$
69,952,444 Updated due to quarterly assessment and reallocation
04/16/2014
$
60,000
$
70,012,444 Transfer of cap due to servicing transfer
05/15/2014
$
(460,000)
$
06/16/2014
$
920,000
$
70,472,444 Transfer of cap due to servicing transfer
06/26/2014
$
(103,723)
$
70,368,721 Updated due to quarterly assessment and reallocation
07/29/2014
$
(205,396)
$
70,163,325 Updated due to quarterly assessment and reallocation
08/14/2014
$
4,050,000
$
09/16/2014
$
420,000
$
74,633,325 Transfer of cap due to servicing transfer
09/29/2014
$
(73,587)
$
74,559,738 Updated due to quarterly assessment and reallocation
10/16/2014
$
7,390,000
$
81,949,738 Transfer of cap due to servicing transfer
11/14/2014
$
(390,000)
$
12/16/2014
$
4,990,000
$
86,549,738 Transfer of cap due to servicing transfer
12/29/2014
$
(8,713,039)
$
77,836,699 Updated due to quarterly assessment and reallocation
01/15/2015
$
(50,000)
$
02/13/2015
$
11,850,000
$
89,636,699 Transfer of cap due to servicing transfer
03/16/2015
$
11,660,000
$
101,296,699 Transfer of cap due to servicing transfer
03/26/2015
$
(4,671,888)
$
04/16/2015
$
590,000
$
97,214,811 Transfer of cap due to servicing transfer
04/28/2015
$
(18,231,781)
$
78,983,030 Updated due to quarterly assessment and reallocation
05/14/2015
$
2,100,000
$
06/16/2015
$
2,820,000
$
83,903,030 Transfer of cap due to servicing transfer
06/25/2015
$
(4,782,922)
$
79,120,108 Updated due to quarterly assessment and reallocation
10,150,000 Updated portfolio data from servicer/additional program initial cap
9,300,000 Updated portfolio data from servicer
9,400,000 Transfer of cap due to servicing transfer
9,500,000 Updated portfolio data from servicer/additional program initial cap
26,255,064 Updated portfolio data from servicer
26,355,064 Transfer of cap due to servicing transfer
26,855,024 Transfer of cap due to servicing transfer
31,554,972 Transfer of cap due to servicing transfer
38,774,438 Transfer of cap due to servicing transfer
43,842,701 Transfer of cap due to servicing transfer
47,002,462 Transfer of cap due to servicing transfer
49,271,502 Transfer of cap due to servicing transfer
52,931,143 Transfer of cap due to servicing transfer
55,831,008 Transfer of cap due to servicing transfer
70,091,281 Transfer of cap due to servicing transfer
69,552,444 Transfer of cap due to servicing transfer
74,213,325 Transfer of cap due to servicing transfer
81,559,738 Transfer of cap due to servicing transfer
77,786,699 Transfer of cap due to servicing transfer
96,624,811 Updated due to quarterly assessment and reallocation
81,083,030 Transfer of cap due to servicing transfer
111
07/16/2015
$
60,000
$
08/14/2015
$
2,240,000
$
09/16/2015
$
(430,000)
$
80,990,108 Transfer of cap due to servicing transfer
09/28/2015
$
(6,107,608)
$
74,882,500 Updated due to quarterly assessment and reallocation
10/15/2015
$
1,040,000
$
75,922,500 Transfer of cap due to servicing transfer
11/16/2015
$
3,700,000
$
12/16/2015
$
500,000
$
80,122,500 Transfer of cap due to servicing transfer
12/28/2015
$
(4,760,843)
$
75,361,657 Updated due to quarterly assessment and reallocation
01/14/2016
$
100,000
$
75,461,657 Transfer of cap due to servicing transfer
76,031,657 Transfer of cap due to servicing transfer
79,180,108 Transfer of cap due to servicing transfer
81,420,108 Transfer of cap due to servicing transfer
79,622,500 Transfer of cap due to servicing transfer
02/16/2016
67,609,858 Transfer of cap due to servicing transfer
$
(334,912)
$
67,274,946 Updated due to quarterly assessment and reallocation
$
5,270,000
$
72,544,946 Transfer of cap due to servicing transfer
09/30/2009
$
890,000
$
$
1,260,000
$
3,560,000 Updated portfolio data from servicer/additional program initial cap
$
(20,000)
$
3,540,000 Updated portfolio data from servicer
$
(240,000)
$
3,300,000 Updated portfolio data from servicer
09/30/2010
$
471,446
$
3,771,446 Updated portfolio data from servicer
01/06/2011
$
(3)
$
3,771,443 Updated due to quarterly assessment and reallocation
03/30/2011
$
(4)
$
3,771,439 Updated due to quarterly assessment and reallocation
04/13/2011
$
(1,100,000)
$
2,671,439 Transfer of cap due to servicing transfer
06/29/2011
$
(38)
$
2,671,401 Updated due to quarterly assessment and reallocation
06/28/2012
$
(29)
$
2,671,372 Updated due to quarterly assessment and reallocation
09/27/2012
$
(79)
$
2,671,293 Updated due to quarterly assessment and reallocation
12/27/2012
$
(13)
$
2,671,280 Updated due to quarterly assessment and reallocation
03/25/2013
$
(50)
$
04/09/2013
$
(2,324,244)
$
01/22/2010
$
90,000
$
1,970,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
1,110,000
$
3,080,000 Updated portfolio data from servicer
07/14/2010
$
(1,180,000)
$
1,900,000 Updated portfolio data from servicer
09/30/2010
$
275,834
$
2,175,834 Updated portfolio data from servicer
01/06/2011
$
(2)
$
2,175,832 Updated due to quarterly assessment and reallocation
03/30/2011
$
(3)
$
2,175,829 Updated due to quarterly assessment and reallocation
06/29/2011
$
(26)
$
2,175,803 Updated due to quarterly assessment and reallocation
06/28/2012
$
(21)
$
2,175,782 Updated due to quarterly assessment and reallocation
09/27/2012
$
(57)
$
2,175,725 Updated due to quarterly assessment and reallocation
12/27/2012
$
(10)
$
2,175,715 Updated due to quarterly assessment and reallocation
03/25/2013
$
(37)
$
2,175,678 Updated due to quarterly assessment and reallocation
06/27/2013
$
(15)
$
2,175,663 Updated due to quarterly assessment and reallocation
6
07/09/2013
$
(1,889,819)
$
3
10/15/2013
$
60,000
$
12/16/2013
$
10,000
$
70,000 Transfer of cap due to servicing transfer
07/16/2014
$
170,000
$
240,000 Transfer of cap due to servicing transfer
07/29/2014
$
$
07/14/2010
Financial Instrument for Home Loan Modifications
6,270,000
03/26/2010
Purchase
$
12/30/2009
IL
$
04/14/2016
Chicago
$
(14,691,799)
03/28/2016
ShoreBank
570,000
$
03/16/2016
07/17/2009
$
02/25/2016
$
(544)
$
239,456 Updated due to quarterly assessment and reallocation
1,410,000 N/A
6
12/09/2009
10/15/2013
Silver State Schools Credit Union
SN Servicing Corporation
Las Vegas
Baton Rouge
NV
LA
Purchase
Purchase
Financial Instrument for Home Loan Modifications
$
Financial Instrument for Home Loan Modifications
1,880,000 N/A
- N/A
61,339,858 Reallocation due to MHA program deobligation
2,300,000 Updated portfolio data from servicer/additional program initial cap
2,671,230 Updated due to quarterly assessment and reallocation
346,986 Termination of SPA
285,844 Termination of SPA
60,000 Transfer of cap due to servicing transfer
09/29/2014
555,870 Transfer of cap due to servicing transfer
$
(18,475)
$
537,395 Updated due to quarterly assessment and reallocation
$
(72,818)
$
464,577 Updated due to quarterly assessment and reallocation
$
1,310,000
$
$
80,000
$
1,854,577 Transfer of cap due to servicing transfer
$
(158,664)
$
1,695,913 Updated due to quarterly assessment and reallocation
$
20,000
$
1,715,913 Transfer of cap due to servicing transfer
$
20,000
$
$
160,000
$
1,895,913 Transfer of cap due to servicing transfer
$
(260,437)
$
1,635,476 Updated due to quarterly assessment and reallocation
$
2,820,000
$
$
990,000
$
5,445,476 Transfer of cap due to servicing transfer
12/28/2015
$
(716,235)
$
4,729,241 Updated due to quarterly assessment and reallocation
01/14/2016
$
330,000
$
02/16/2016
$
(80,000)
$
4,979,241 Transfer of cap due to servicing transfer
02/25/2016
$
(2,295,159)
$
2,684,082 Reallocation due to MHA program deobligation
03/16/2016
$
1,170,000
$
3,854,082 Transfer of cap due to servicing transfer
03/28/2016
$
(76,689)
$
3,777,393 Updated due to quarterly assessment and reallocation
04/14/2016
$
840,000
$
4,617,393 Transfer of cap due to servicing transfer
01/22/2010
$
20,000
$
03/26/2010
$
1,430,000
$
1,890,000 Updated portfolio data from servicer
07/14/2010
$
(390,000)
$
1,500,000 Updated portfolio data from servicer
09/08/2010
64,150,000 N/A
$
11/16/2015
$
90,000
10/15/2015
Financial Instrument for Home Loan Modifications
$
09/28/2015
Purchase
465,870 Updated due to quarterly assessment and reallocation
09/16/2015
CO
$
08/14/2015
Highlands Ranch
(13,406)
07/16/2015
Specialized Loan Servicing LLC
479,276 Transfer of cap due to servicing transfer
$
06/25/2015
01/13/2010
$
06/16/2015
440,000 N/A
60,000
05/14/2015
$
$
04/28/2015
Financial Instrument for Home Loan Modifications
$
03/26/2015
Purchase
399,276 Transfer of cap due to servicing transfer
20,000
01/15/2015
WA
239,276 Updated due to quarterly assessment and reallocation
$
$
12/29/2014
Seattle
$
160,000
12/16/2014
Sound Community Bank
(180)
$
11/14/2014
12/16/2009
$
10/16/2014
$
(1,500,000)
03/26/2010
$
(51,240,000)
$
12,910,000 Updated portfolio data from servicer
05/14/2010
$
3,000,000
$
15,910,000 Transfer of cap due to servicing transfer
419,276 Transfer of cap due to servicing transfer
1,774,577 Transfer of cap due to servicing transfer
1,735,913 Transfer of cap due to servicing transfer
4,455,476 Transfer of cap due to servicing transfer
5,059,241 Transfer of cap due to servicing transfer
460,000 Updated portfolio data from servicer/additional program initial cap
- Termination of SPA
06/16/2010
$
4,860,000
$
20,770,000 Transfer of cap due to servicing transfer
07/14/2010
$
3,630,000
$
24,400,000 Updated portfolio data from servicer
07/16/2010
$
330,000
$
24,730,000 Transfer of cap due to servicing transfer
08/13/2010
$
700,000
$
25,430,000 Transfer of cap due to servicing transfer
09/15/2010
$
200,000
$
25,630,000 Transfer of cap due to servicing transfer
112
09/30/2010
$
(1,695,826)
$
11/16/2010
$
200,000
$
24,134,174 Transfer of cap due to servicing transfer
01/06/2011
$
(32)
$
24,134,142 Updated due to quarterly assessment and reallocation
01/13/2011
$
1,500,000
$
03/16/2011
$
7,100,000
$
32,734,142 Transfer of cap due to servicing transfer
03/30/2011
$
(36)
$
32,734,106 Updated due to quarterly assessment and reallocation
04/13/2011
$
1,000,000
$
33,734,106 Transfer of cap due to servicing transfer
05/13/2011
$
100,000
$
06/16/2011
$
300,000
$
34,134,106 Transfer of cap due to servicing transfer
06/29/2011
$
(332)
$
34,133,774 Updated due to quarterly assessment and reallocation
08/16/2011
$
100,000
$
34,233,774 Transfer of cap due to servicing transfer
09/15/2011
$
300,000
$
34,533,774 Transfer of cap due to servicing transfer
10/14/2011
$
300,000
$
34,833,774 Transfer of cap due to servicing transfer
12/15/2011
$
(1,700,000)
$
33,133,774 Transfer of cap due to servicing transfer
01/13/2012
$
1,600,000
$
34,733,774 Transfer of cap due to servicing transfer
02/16/2012
$
100,000
$
03/15/2012
$
100,000
$
34,933,774 Transfer of cap due to servicing transfer
04/16/2012
$
77,600,000
$
112,533,774 Transfer of cap due to servicing transfer
05/16/2012
$
40,000
$
112,573,774 Transfer of cap due to servicing transfer
06/14/2012
$
(350,000)
$
112,223,774 Transfer of cap due to servicing transfer
06/28/2012
$
(1,058)
$
112,222,716 Updated due to quarterly assessment and reallocation
07/16/2012
$
4,430,000
$
116,652,716 Transfer of cap due to servicing transfer
08/16/2012
$
(1,280,000)
$
115,372,716 Transfer of cap due to servicing transfer
09/27/2012
$
(3,061)
$
115,369,655 Updated due to quarterly assessment and reallocation
10/16/2012
$
5,600,000
$
120,969,655 Transfer of cap due to servicing transfer
11/15/2012
$
880,000
$
121,849,655 Transfer of cap due to servicing transfer
12/14/2012
$
24,180,000
$
146,029,655 Transfer of cap due to servicing transfer
12/27/2012
$
(663)
$
146,028,992 Updated due to quarterly assessment and reallocation
01/16/2013
$
2,410,000
$
148,438,992 Transfer of cap due to servicing transfer
02/14/2013
$
6,650,000
$
155,088,992 Transfer of cap due to servicing transfer
03/14/2013
$
(1,450,000)
$
153,638,992 Transfer of cap due to servicing transfer
03/25/2013
$
(2,584)
$
153,636,408 Updated due to quarterly assessment and reallocation
04/16/2013
$
(750,000)
$
152,886,408 Transfer of cap due to servicing transfer
05/16/2013
$
(1,250,000)
$
151,636,408 Transfer of cap due to servicing transfer
06/14/2013
$
3,670,000
$
155,306,408 Transfer of cap due to servicing transfer
06/27/2013
$
(985)
$
155,305,423 Updated due to quarterly assessment and reallocation
07/16/2013
$
(3,720,000)
$
151,585,423 Transfer of cap due to servicing transfer
09/16/2013
$
(180,000)
$
151,405,423 Transfer of cap due to servicing transfer
09/27/2013
$
(346)
$
151,405,077 Updated due to quarterly assessment and reallocation
10/15/2013
$
860,000
$
152,265,077 Transfer of cap due to servicing transfer
11/14/2013
$
(410,000)
$
151,855,077 Transfer of cap due to servicing transfer
12/16/2013
$
(10,160,000)
$
141,695,077 Transfer of cap due to servicing transfer
12/23/2013
$
(381,129)
$
141,313,948 Updated due to quarterly assessment and reallocation
01/16/2014
$
8,200,000
$
149,513,948 Transfer of cap due to servicing transfer
02/13/2014
$
21,910,000
$
171,423,948 Transfer of cap due to servicing transfer
03/14/2014
$
300,000
$
171,723,948 Transfer of cap due to servicing transfer
03/26/2014
$
(10,851)
$
171,713,097 Updated due to quarterly assessment and reallocation
04/16/2014
$
4,470,000
$
176,183,097 Transfer of cap due to servicing transfer
05/15/2014
$
(28,460,000)
$
147,723,097 Transfer of cap due to servicing transfer
06/16/2014
$
4,680,000
$
152,403,097 Transfer of cap due to servicing transfer
06/26/2014
$
(57,511)
$
152,345,586 Updated due to quarterly assessment and reallocation
07/16/2014
$
16,450,000
$
168,795,586 Transfer of cap due to servicing transfer
07/29/2014
$
(115,275)
$
168,680,311 Updated due to quarterly assessment and reallocation
08/14/2014
$
230,000
$
168,910,311 Transfer of cap due to servicing transfer
09/16/2014
$
(4,270,000)
$
164,640,311 Transfer of cap due to servicing transfer
09/29/2014
$
(27,454)
$
164,612,857 Updated due to quarterly assessment and reallocation
11/14/2014
$
540,000
$
165,152,857 Transfer of cap due to servicing transfer
12/29/2014
$
52,945,861
$
218,098,718 Updated due to quarterly assessment and reallocation
01/15/2015
$
(520,000)
$
217,578,718 Transfer of cap due to servicing transfer
02/13/2015
$
12,630,000
$
230,208,718 Transfer of cap due to servicing transfer
03/16/2015
$
11,890,000
$
242,098,718 Transfer of cap due to servicing transfer
03/26/2015
$
1,352,322
$
243,451,040 Updated due to quarterly assessment and reallocation
04/16/2015
$
1,050,000
$
244,501,040 Transfer of cap due to servicing transfer
04/28/2015
$
4,448,221
$
248,949,261 Updated due to quarterly assessment and reallocation
05/14/2015
$
7,170,000
$
256,119,261 Transfer of cap due to servicing transfer
06/16/2015
$
18,070,000
$
274,189,261 Transfer of cap due to servicing transfer
06/25/2015
$
18,792,626
$
292,981,887 Updated due to quarterly assessment and reallocation
07/16/2015
$
14,500,000
$
307,481,887 Transfer of cap due to servicing transfer
08/14/2015
$
1,710,000
$
309,191,887 Transfer of cap due to servicing transfer
09/16/2015
$
(390,000)
$
308,801,887 Transfer of cap due to servicing transfer
09/28/2015
$
10,523,228
$
319,325,115 Updated due to quarterly assessment and reallocation
10/15/2015
$
3,450,000
$
322,775,115 Transfer of cap due to servicing transfer
11/16/2015
$
970,000
$
323,745,115 Transfer of cap due to servicing transfer
12/16/2015
$
(210,000)
$
323,535,115 Transfer of cap due to servicing transfer
12/28/2015
$
6,558,413
$
330,093,528 Updated due to quarterly assessment and reallocation
01/14/2016
$
25,010,000
$
02/16/2016
$
2,470,000
$
357,573,528 Transfer of cap due to servicing transfer
02/25/2016
$
(13,592,686)
$
343,980,842 Reallocation due to MHA program deobligation
03/16/2016
$
1,040,000
$
345,020,842 Transfer of cap due to servicing transfer
03/28/2016
$
(174,419)
$
344,846,423 Updated due to quarterly assessment and reallocation
23,934,174 Updated portfolio data from servicer
25,634,142 Transfer of cap due to servicing transfer
33,834,106 Transfer of cap due to servicing transfer
34,833,774 Transfer of cap due to servicing transfer
355,103,528 Transfer of cap due to servicing transfer
113
04/14/2016
Palo Alto
CA
Purchase
Financial Instrument for Home Loan Modifications
$
300,000 N/A
$
$
$
1,220,000 Updated portfolio data from servicer
$
(120,000)
$
1,100,000 Updated portfolio data from servicer
$
100,000
$
1,200,000 Updated portfolio data from servicer/additional program initial cap
$
105,500
$
1,305,500 Updated portfolio data from servicer
$
(2)
$
1,305,498 Updated due to quarterly assessment and reallocation
$
(1,305,498)
10/02/2009
360,000 N/A
10,000
$
70,000
$
370,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
Stanford Federal Credit Union
$
850,000
02/17/2011
08/28/2009
Financial Instrument for Home Loan Modifications
(390,000)
01/06/2011
Purchase
$
09/30/2010
AK
$
09/30/2010
Fairbanks
$
07/14/2010
Spirit of Alaska Federal Credit Union
01/22/2010
03/26/2010
12/09/2009
$
2,680,000
$
3,050,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
370,000 Updated portfolio data from servicer/additional program initial cap
- Termination of SPA
12/15/2010
$
5,000,000
$
5,000,000 Transfer of cap due to servicing transfer
$
(7)
$
4,999,993 Updated due to quarterly assessment and reallocation
$
500,000
$
$
100,000
$
5,599,993 Transfer of cap due to servicing transfer
$
(9)
$
5,599,984 Updated due to quarterly assessment and reallocation
$
(85)
$
5,599,899 Updated due to quarterly assessment and reallocation
11/16/2011
$
(2,500,000)
$
03/15/2012
$
200,000
$
3,299,899 Transfer of cap due to servicing transfer
06/28/2012
$
(40)
$
3,299,859 Updated due to quarterly assessment and reallocation
09/27/2012
$
(100)
$
3,299,759 Updated due to quarterly assessment and reallocation
10/16/2012
$
170,000
$
3,469,759 Transfer of cap due to servicing transfer
11/15/2012
$
(30,000)
$
12/14/2012
$
(80,000)
$
3,359,759 Transfer of cap due to servicing transfer
12/27/2012
$
(17)
$
3,359,742 Updated due to quarterly assessment and reallocation
01/16/2013
$
50,000
$
3,409,742 Transfer of cap due to servicing transfer
02/14/2013
$
1,240,000
$
03/14/2013
$
90,000
$
4,739,742 Transfer of cap due to servicing transfer
03/25/2013
$
(90)
$
4,739,652 Updated due to quarterly assessment and reallocation
04/16/2013
$
(10,000)
$
4,729,652 Transfer of cap due to servicing transfer
06/27/2013
$
(34)
$
4,729,618 Updated due to quarterly assessment and reallocation
09/27/2013
$
(13)
$
4,729,605 Updated due to quarterly assessment and reallocation
11/14/2013
$
60,000
$
4,789,605 Transfer of cap due to servicing transfer
12/23/2013
$
(21,773)
$
4,767,832 Updated due to quarterly assessment and reallocation
01/16/2014
$
(20,000)
$
4,747,832 Transfer of cap due to servicing transfer
02/13/2014
$
60,000
$
03/14/2014
$
(30,000)
$
4,777,832 Transfer of cap due to servicing transfer
03/26/2014
$
(770)
$
4,777,062 Updated due to quarterly assessment and reallocation
06/26/2014
$
(8,978)
$
4,768,084 Updated due to quarterly assessment and reallocation
07/16/2014
$
150,000
$
4,918,084 Transfer of cap due to servicing transfer
07/29/2014
$
(18,319)
$
4,899,765 Updated due to quarterly assessment and reallocation
08/14/2014
$
330,000
$
09/16/2014
$
510,000
$
5,739,765 Transfer of cap due to servicing transfer
09/29/2014
$
(7,084)
$
5,732,681 Updated due to quarterly assessment and reallocation
10/16/2014
$
1,310,000
$
12/16/2014
$
5,780,000
$
12,822,681 Transfer of cap due to servicing transfer
12/29/2014
$
(2,009,472)
$
10,813,209 Updated due to quarterly assessment and reallocation
03/16/2015
$
(20,000)
$
10,793,209 Transfer of cap due to servicing transfer
03/26/2015
$
(759,640)
$
10,033,569 Updated due to quarterly assessment and reallocation
04/28/2015
$
(2,994,140)
$
7,039,429 Updated due to quarterly assessment and reallocation
06/16/2015
$
30,000
$
7,069,429 Transfer of cap due to servicing transfer
06/25/2015
$
(711,743)
$
6,357,686 Updated due to quarterly assessment and reallocation
08/14/2015
$
160,000
$
09/16/2015
$
90,000
$
6,607,686 Transfer of cap due to servicing transfer
09/28/2015
$
(969,232)
$
5,638,454 Updated due to quarterly assessment and reallocation
10/15/2015
$
680,000
$
6,318,454 Transfer of cap due to servicing transfer
11/16/2015
$
40,000
$
6,358,454 Transfer of cap due to servicing transfer
12/16/2015
$
550,000
$
6,908,454 Transfer of cap due to servicing transfer
12/28/2015
$
(816,550)
$
6,091,904 Updated due to quarterly assessment and reallocation
02/25/2016
$
(2,359,857)
$
03/16/2016
$
980,000
$
4,712,047 Transfer of cap due to servicing transfer
03/28/2016
3
(290,111)
06/29/2011
- N/A
$
03/30/2011
Financial Instrument for Home Loan Modifications
1,500,000 Updated portfolio data from servicer
$
03/16/2011
Purchase
$
02/16/2011
CO
3,400,000 Updated portfolio data from servicer
(1,900,000)
(1,209,889)
01/06/2011
Denver
$
$
$
03/23/2011
Statebridge Company, LLC
350,000
07/14/2010
09/30/2010
12/15/2010
$
344,456,423 Transfer of cap due to servicing transfer
$
(72,124)
$
4,639,923 Updated due to quarterly assessment and reallocation
290,111 Updated portfolio data from servicer
- Termination of SPA
5,499,993 Transfer of cap due to servicing transfer
3,099,899 Transfer of cap due to servicing transfer
3,439,759 Transfer of cap due to servicing transfer
4,649,742 Transfer of cap due to servicing transfer
4,807,832 Transfer of cap due to servicing transfer
5,229,765 Transfer of cap due to servicing transfer
7,042,681 Transfer of cap due to servicing transfer
6,517,686 Transfer of cap due to servicing transfer
3,732,047 Reallocation due to MHA program deobligation
04/14/2016
12/09/2009
Sterling Savings Bank
Spokane
WA
Purchase
Financial Instrument for Home Loan Modifications
$
2,250,000 N/A
$
300,000
$
4,939,923 Transfer of cap due to servicing transfer
01/22/2010
$
100,000
$
2,350,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(740,000)
$
1,610,000 Updated portfolio data from servicer
07/14/2010
$
(710,000)
$
900,000 Updated portfolio data from servicer
09/30/2010
$
550,556
$
1,450,556 Updated portfolio data from servicer
(1)
$
1,450,555 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
1,450,554 Updated due to quarterly assessment and reallocation
06/29/2011
01/06/2011
$
$
(11)
$
1,450,543 Updated due to quarterly assessment and reallocation
09/27/2012
$
30,907
$
1,481,450 Updated due to quarterly assessment and reallocation
12/27/2012
$
58,688
$
1,540,138 Updated due to quarterly assessment and reallocation
03/25/2013
$
235,175
$
1,775,313 Updated due to quarterly assessment and reallocation
06/27/2013
$
84,191
$
1,859,504 Updated due to quarterly assessment and reallocation
09/27/2013
$
13,786
$
1,873,290 Updated due to quarterly assessment and reallocation
12/23/2013
$
(35)
$
1,873,255 Updated due to quarterly assessment and reallocation
03/26/2014
$
12,095
$
1,885,350 Updated due to quarterly assessment and reallocation
114
06/26/2014
$
2,624,439 Updated due to quarterly assessment and reallocation
(11,773)
$
2,612,666 Updated due to quarterly assessment and reallocation
$
(11,798)
$
2,600,868 Updated due to quarterly assessment and reallocation
$
(130,663)
$
2,470,205 Reallocation due to MHA program deobligation
$
(2,930)
$
2,467,275 Updated due to quarterly assessment and reallocation
09/30/2010
$
45,056
$
145,056 Updated portfolio data from servicer
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
$
(2)
$
145,052 Updated due to quarterly assessment and reallocation
$
(1)
$
145,051 Updated due to quarterly assessment and reallocation
$
(232)
$
144,819 Updated due to quarterly assessment and reallocation
$
(8)
$
144,811 Updated due to quarterly assessment and reallocation
06/26/2014
$
(96)
$
144,715 Updated due to quarterly assessment and reallocation
07/29/2014
$
(191)
$
144,524 Updated due to quarterly assessment and reallocation
09/29/2014
$
(63)
$
144,461 Updated due to quarterly assessment and reallocation
12/29/2014
$
(7,654)
$
136,807 Updated due to quarterly assessment and reallocation
03/26/2015
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
04/28/2015
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
06/25/2015
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
09/28/2015
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
12/28/2015
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
02/25/2016
$
(7,597)
$
106,038 Reallocation due to MHA program deobligation
03/28/2016
$
(159)
$
09/30/2010
$
1,585,945
$
2,465,945 Updated portfolio data from servicer
01/06/2011
$
(4)
$
2,465,941 Updated due to quarterly assessment and reallocation
03/30/2011
$
(4)
$
2,465,937 Updated due to quarterly assessment and reallocation
06/29/2011
$
(40)
$
2,465,897 Updated due to quarterly assessment and reallocation
06/28/2012
$
(30)
$
2,465,867 Updated due to quarterly assessment and reallocation
08/10/2012
880,000 N/A
(6,530)
$
03/26/2014
$
2,630,969 Updated due to quarterly assessment and reallocation
$
12/23/2013
Financial Instrument for Home Loan Modifications
$
03/25/2013
Purchase
(4,285)
09/27/2012
NM
2,635,254 Updated due to quarterly assessment and reallocation
$
06/28/2012
Albuquerque
$
06/29/2011
08/04/2010
(1,034)
03/28/2016
Suburban Mortgage Company of New
Mexico
2,636,288 Updated due to quarterly assessment and reallocation
$
02/25/2016
100,000 N/A
$
12/28/2015
$
581,882
09/28/2015
Financial Instrument for Home Loan Modifications
2,054,406 Updated due to quarterly assessment and reallocation
$
06/25/2015
Purchase
2,029,841 Updated due to quarterly assessment and reallocation
$
04/28/2015
MT
2,007,657 Updated due to quarterly assessment and reallocation
$
24,565
03/26/2015
Miles City
$
22,184
$
12/29/2014
Stockman Bank of Montana
122,307
$
09/29/2014
09/30/2010
$
07/29/2014
$
(2,465,867)
105,879 Updated due to quarterly assessment and reallocation
- Termination of SPA
01/13/2012
Sun West Mortgage Company, Inc
Cerritos
CA
Purchase
Financial Instrument for Home Loan Modifications
- N/A
3
01/13/2012
$
100,000
$
04/13/2011
SunTrust Mortgage, Inc.
Richmond
VA
Purchase
Financial Instrument for Home Loan Modifications
- N/A
3
04/13/2011
$
100,000
$
06/14/2013
$
120,000
$
220,000 Transfer of cap due to servicing transfer
06/27/2013
$
(1)
$
219,999 Updated due to quarterly assessment and reallocation
07/16/2013
$
10,000
$
229,999 Transfer of cap due to servicing transfer
12/23/2013
$
(670)
$
229,329 Updated due to quarterly assessment and reallocation
01/16/2014
$
20,000
$
249,329 Transfer of cap due to servicing transfer
02/13/2014
$
90,000
$
03/14/2014
$
50,000
$
389,329 Transfer of cap due to servicing transfer
03/26/2014
$
(38)
$
389,291 Updated due to quarterly assessment and reallocation
04/16/2014
$
60,000
$
449,291 Transfer of cap due to servicing transfer
06/26/2014
$
(486)
$
448,805 Updated due to quarterly assessment and reallocation
07/16/2014
$
70,000
$
518,805 Transfer of cap due to servicing transfer
07/29/2014
$
(989)
$
517,816 Updated due to quarterly assessment and reallocation
08/14/2014
$
30,000
$
547,816 Transfer of cap due to servicing transfer
09/29/2014
$
(358)
$
547,458 Updated due to quarterly assessment and reallocation
12/29/2014
$
(28,730)
$
518,728 Updated due to quarterly assessment and reallocation
02/13/2015
$
(20,000)
$
498,728 Transfer of cap due to servicing transfer
03/26/2015
$
(10,741)
$
487,987 Updated due to quarterly assessment and reallocation
04/28/2015
$
(42,369)
$
445,618 Updated due to quarterly assessment and reallocation
06/25/2015
$
(14,001)
$
431,617 Updated due to quarterly assessment and reallocation
08/14/2015
$
(20,000)
$
411,617 Transfer of cap due to servicing transfer
09/28/2015
$
(20,248)
$
391,369 Updated due to quarterly assessment and reallocation
12/28/2015
$
(14,985)
$
376,384 Updated due to quarterly assessment and reallocation
01/14/2016
$
2,040,000
$
02/25/2016
$
250,500
$
03/16/2016
$
140,000
$
2,806,884 Transfer of cap due to servicing transfer
03/28/2016
$
4,517
$
2,811,401 Updated due to quarterly assessment and reallocation
12/30/2009
$
2,180,000
$
2,250,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(720,000)
$
1,530,000 Updated portfolio data from servicer
07/14/2010
$
(430,000)
$
1,100,000 Updated portfolio data from servicer
09/30/2010
$
60,445
$
1,160,445 Updated portfolio data from servicer
01/06/2011
$
(1)
$
1,160,444 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
1,160,443 Updated due to quarterly assessment and reallocation
06/29/2011
$
(12)
$
1,160,431 Updated due to quarterly assessment and reallocation
06/28/2012
$
(9)
$
1,160,422 Updated due to quarterly assessment and reallocation
09/27/2012
$
(23)
$
1,160,399 Updated due to quarterly assessment and reallocation
12/27/2012
$
(4)
$
1,160,395 Updated due to quarterly assessment and reallocation
03/25/2013
$
(13)
$
1,160,382 Updated due to quarterly assessment and reallocation
06/27/2013
$
(5)
$
1,160,377 Updated due to quarterly assessment and reallocation
09/27/2013
$
(2)
$
1,160,375 Updated due to quarterly assessment and reallocation
12/23/2013
$
(2,729)
$
1,157,646 Updated due to quarterly assessment and reallocation
03/26/2014
$
(101)
$
1,157,545 Updated due to quarterly assessment and reallocation
06/26/2014
$
(1,195)
$
1,156,350 Updated due to quarterly assessment and reallocation
06/26/2009
Technology Credit Union
San Jose
CA
Purchase
Financial Instrument for Home Loan Modifications
$
70,000 N/A
100,000 Transfer of cap due to servicing transfer
100,000 Transfer of cap due to servicing transfer
339,329 Transfer of cap due to servicing transfer
2,416,384 Transfer of cap due to servicing transfer
2,666,884 Reallocation due to MHA program deobligation
115
07/29/2014
3,600,000 Updated portfolio data from servicer
$
4,206,612 Updated portfolio data from servicer
$
(4)
$
4,206,608 Updated due to quarterly assessment and reallocation
$
(4)
$
4,206,604 Updated due to quarterly assessment and reallocation
$
(35)
$
4,206,569 Updated due to quarterly assessment and reallocation
$
(9)
$
4,206,560 Updated due to quarterly assessment and reallocation
$
(14)
$
4,206,546 Updated due to quarterly assessment and reallocation
$
(2)
$
4,206,544 Updated due to quarterly assessment and reallocation
$
(8)
$
4,206,536 Updated due to quarterly assessment and reallocation
$
(4)
$
4,206,532 Updated due to quarterly assessment and reallocation
$
(1)
$
4,206,531 Updated due to quarterly assessment and reallocation
$
(2,412)
$
4,204,119 Updated due to quarterly assessment and reallocation
$
(84)
$
4,204,035 Updated due to quarterly assessment and reallocation
$
(302)
$
4,203,733 Updated due to quarterly assessment and reallocation
$
(16)
$
4,203,717 Updated due to quarterly assessment and reallocation
$
20,590
$
4,224,307 Updated due to quarterly assessment and reallocation
$
1,125,205
$
5,349,512 Updated due to quarterly assessment and reallocation
$
(5,668)
$
5,343,844 Updated due to quarterly assessment and reallocation
$
(7,804)
$
5,336,040 Updated due to quarterly assessment and reallocation
$
(7,282)
$
5,328,758 Updated due to quarterly assessment and reallocation
$
(6,050)
$
5,322,708 Updated due to quarterly assessment and reallocation
$
(13,076)
$
5,309,632 Updated due to quarterly assessment and reallocation
$
(214,916)
$
5,094,716 Reallocation due to MHA program deobligation
$
(4,496)
$
10/16/2014
$
20,000
$
10/02/2009
$
24,920,000
$
139,140,000 Updated portfolio data from servicer/additional program initial cap
$
49,410,000
$
188,550,000 Updated portfolio data from servicer/additional program initial cap
$
41,830,000
$
230,380,000 Updated portfolio data from servicer
$
(85,780,000)
$
144,600,000 Updated portfolio data from servicer
$
36,574,444
$
181,174,444 Updated portfolio data from servicer
$
(160)
$
181,174,284 Updated due to quarterly assessment and reallocation
$
(172)
$
181,174,112 Updated due to quarterly assessment and reallocation
$
(1,431)
$
181,172,681 Updated due to quarterly assessment and reallocation
$
(746)
$
181,171,935 Updated due to quarterly assessment and reallocation
$
(1,926)
$
181,170,009 Updated due to quarterly assessment and reallocation
12/27/2012
$
(308)
$
181,169,701 Updated due to quarterly assessment and reallocation
03/25/2013
$
(1,135)
$
181,168,566 Updated due to quarterly assessment and reallocation
06/27/2013
$
(418)
$
181,168,148 Updated due to quarterly assessment and reallocation
09/27/2013
$
(139)
$
181,168,009 Updated due to quarterly assessment and reallocation
12/23/2013
$
(212,077)
$
180,955,932 Updated due to quarterly assessment and reallocation
03/26/2014
$
(6,391)
$
180,949,541 Updated due to quarterly assessment and reallocation
06/26/2014
$
(71,209)
$
180,878,332 Updated due to quarterly assessment and reallocation
07/29/2014
$
(125,785)
$
180,752,547 Updated due to quarterly assessment and reallocation
09/29/2014
$
(39,094)
$
180,713,453 Updated due to quarterly assessment and reallocation
12/29/2014
$
26,402,243
$
207,115,696 Updated due to quarterly assessment and reallocation
03/26/2015
$
337,594
$
207,453,290 Updated due to quarterly assessment and reallocation
04/28/2015
$
50,708,179
$
258,161,469 Updated due to quarterly assessment and reallocation
06/16/2015
$
20,000
$
258,181,469 Transfer of cap due to servicing transfer
06/25/2015
$
1,999,564
$
260,181,033 Updated due to quarterly assessment and reallocation
09/28/2015
$
2,168,165
$
262,349,198 Updated due to quarterly assessment and reallocation
11/16/2015
$
(10,000)
$
262,339,198 Transfer of cap due to servicing transfer
12/28/2015
$
1,002,694
$
263,341,892 Updated due to quarterly assessment and reallocation
02/25/2016
$
(11,290,848)
$
252,051,044 Reallocation due to MHA program deobligation
03/16/2016
$
(180,000)
$
251,871,044 Transfer of cap due to servicing transfer
03/28/2016
$
(208,622)
$
251,662,422 Updated due to quarterly assessment and reallocation
04/14/2016
540,000 N/A
6,490,000 Updated portfolio data from servicer
$
606,612
09/27/2012
$
$
(2,890,000)
$
06/28/2012
Financial Instrument for Home Loan Modifications
40,000
$
06/29/2011
Purchase
$
03/30/2011
GA
6,450,000 Updated portfolio data from servicer/additional program initial cap
01/06/2011
Griffin
$
09/30/2010
United Bank
290,000
07/14/2010
01/29/2010
$
03/26/2010
114,220,000 N/A
100,000 Transfer of cap due to servicing transfer
12/30/2009
$
$
03/28/2016
Financial Instrument for Home Loan Modifications
100,000
02/25/2016
Purchase
$
12/28/2015
KY
(150,000)
06/16/2011
09/28/2015
Owensboro
(145,056)
$
06/25/2015
U.S. Bank National Association
$
04/28/2015
09/09/2009
145,056 Updated portfolio data from servicer
03/26/2015
3
$
12/29/2014
- N/A
45,056
09/29/2014
Financial Instrument for Home Loan Modifications
100,000 Updated portfolio data from servicer
$
07/29/2014
Purchase
$
06/26/2014
NJ
10,000
03/26/2014
Jersey City
90,000 Updated portfolio data from servicer
$
12/23/2013
The Provident Bank
$
09/27/2013
10/16/2014
(20,000)
01/22/2010
6,160,000 N/A
678,902 Updated due to quarterly assessment and reallocation
$
06/27/2013
$
$
03/25/2013
Financial Instrument for Home Loan Modifications
(2,635)
12/27/2012
Purchase
681,537 Reallocation due to MHA program deobligation
$
09/27/2012
CA
$
06/28/2012
Sacramento
(126,159)
06/29/2011
The Golden 1 Credit Union
807,696 Updated due to quarterly assessment and reallocation
$
03/30/2011
12/09/2009
841,048 Updated due to quarterly assessment and reallocation
$
04/21/2010
3
$
(33,352)
03/26/2010
150,000 N/A
(42,234)
$
01/06/2011
$
883,282 Updated due to quarterly assessment and reallocation
$
09/30/2010
Financial Instrument for Home Loan Modifications
$
07/14/2010
Purchase
(30,757)
03/26/2010
PA
914,039 Updated due to quarterly assessment and reallocation
$
12/08/2010
Bryn Mawr
$
09/30/2010
The Bryn Mawr Trust Co.
(123,650)
07/14/2010
12/11/2009
1,037,689 Updated due to quarterly assessment and reallocation
$
03/28/2016
110,000 N/A
$
02/25/2016
$
(32,953)
12/28/2015
Financial Instrument for Home Loan Modifications
1,070,642 Updated due to quarterly assessment and reallocation
$
09/28/2015
Purchase
1,153,193 Updated due to quarterly assessment and reallocation
$
06/25/2015
AZ
1,153,977 Updated due to quarterly assessment and reallocation
$
(82,551)
04/28/2015
Tempe
$
(784)
$
03/26/2015
Tempe Schools Credit Union
(2,373)
$
12/29/2014
12/23/2009
$
09/29/2014
$
(90,000)
$
251,572,422 Transfer of cap due to servicing transfer
03/26/2010
$
160,000
$
700,000 Updated portfolio data from servicer
09/30/2010
$
25,278
$
725,278 Updated portfolio data from servicer
01/06/2011
$
(1)
$
725,277 Updated due to quarterly assessment and reallocation
03/30/2011
$
(1)
$
725,276 Updated due to quarterly assessment and reallocation
06/29/2011
$
(11)
$
725,265 Updated due to quarterly assessment and reallocation
06/28/2012
$
(8)
$
725,257 Updated due to quarterly assessment and reallocation
- Termination of SPA
- Termination of SPA
5,090,220 Updated due to quarterly assessment and reallocation
20,000 Transfer of cap due to servicing transfer
116
09/27/2012
$
550,694 Updated due to quarterly assessment and reallocation
$
(5,521)
$
545,173 Updated due to quarterly assessment and reallocation
$
(14,152)
$
531,021 Updated due to quarterly assessment and reallocation
$
(10,474)
$
520,547 Updated due to quarterly assessment and reallocation
$
(58,322)
$
$
(1,682)
$
460,543 Updated due to quarterly assessment and reallocation
$
20,000
$
430,000 Updated portfolio data from servicer/additional program initial cap
$
400,000
$
830,000 Updated portfolio data from servicer
$
(430,000)
$
400,000 Updated portfolio data from servicer
$
180,222
$
580,222 Updated portfolio data from servicer
$
(1)
$
580,221 Updated due to quarterly assessment and reallocation
$
(1)
$
580,220 Updated due to quarterly assessment and reallocation
$
(5)
$
580,215 Updated due to quarterly assessment and reallocation
$
(4)
$
580,211 Updated due to quarterly assessment and reallocation
$
(11)
$
580,200 Updated due to quarterly assessment and reallocation
$
(2)
$
580,198 Updated due to quarterly assessment and reallocation
$
(7)
$
580,191 Updated due to quarterly assessment and reallocation
$
(2)
$
580,189 Updated due to quarterly assessment and reallocation
$
(1)
$
580,188 Updated due to quarterly assessment and reallocation
$
(1,471)
$
578,717 Updated due to quarterly assessment and reallocation
$
(52)
$
578,665 Updated due to quarterly assessment and reallocation
06/26/2014
$
(613)
$
578,052 Updated due to quarterly assessment and reallocation
07/29/2014
$
(1,217)
$
576,835 Updated due to quarterly assessment and reallocation
09/29/2014
$
(403)
$
576,432 Updated due to quarterly assessment and reallocation
12/29/2014
$
(33,790)
$
542,642 Updated due to quarterly assessment and reallocation
03/26/2015
$
(12,708)
$
529,934 Updated due to quarterly assessment and reallocation
04/28/2015
$
(10,375)
$
519,559 Updated due to quarterly assessment and reallocation
06/25/2015
$
(2,461)
$
517,098 Updated due to quarterly assessment and reallocation
09/28/2015
$
(5,546)
$
511,552 Updated due to quarterly assessment and reallocation
12/28/2015
$
(4,104)
$
507,448 Updated due to quarterly assessment and reallocation
02/25/2016
$
(27,664)
$
479,784 Reallocation due to MHA program deobligation
03/28/2016
$
(578)
$
479,206 Updated due to quarterly assessment and reallocation
09/30/2010
$
270,334
$
870,334 Updated portfolio data from servicer
01/06/2011
$
(1)
$
02/17/2011
$
(870,333)
04/13/2011
$
1,000,000
$
1,000,000 Transfer of cap due to servicing transfer
06/29/2011
$
233,268
$
1,233,268 Updated due to quarterly assessment and reallocation
11/16/2011
$
100,000
$
1,333,268 Transfer of cap due to servicing transfer
06/28/2012
$
(3)
$
1,333,265 Updated due to quarterly assessment and reallocation
09/27/2012
$
(10)
$
1,333,255 Updated due to quarterly assessment and reallocation
12/27/2012
$
(2)
$
1,333,253 Updated due to quarterly assessment and reallocation
03/25/2013
$
(7)
$
1,333,246 Updated due to quarterly assessment and reallocation
06/27/2013
$
(3)
$
1,333,243 Updated due to quarterly assessment and reallocation
09/27/2013
$
(1)
$
1,333,242 Updated due to quarterly assessment and reallocation
12/23/2013
$
(1,744)
$
1,331,498 Updated due to quarterly assessment and reallocation
03/26/2014
$
(62)
$
1,331,436 Updated due to quarterly assessment and reallocation
06/26/2014
$
(735)
$
1,330,701 Updated due to quarterly assessment and reallocation
07/29/2014
$
(1,463)
$
1,329,238 Updated due to quarterly assessment and reallocation
09/29/2014
$
(498)
$
1,328,740 Updated due to quarterly assessment and reallocation
12/29/2014
$
(12,100)
$
1,316,640 Updated due to quarterly assessment and reallocation
03/26/2015
$
(5,115)
$
1,311,525 Updated due to quarterly assessment and reallocation
04/28/2015
$
(23,199)
$
1,288,326 Updated due to quarterly assessment and reallocation
06/25/2015
$
(5,527)
$
1,282,799 Updated due to quarterly assessment and reallocation
09/28/2015
$
(9,641)
$
1,273,158 Updated due to quarterly assessment and reallocation
12/28/2015
$
(7,135)
$
1,266,023 Updated due to quarterly assessment and reallocation
02/25/2016
$
(60,672)
$
1,205,351 Reallocation due to MHA program deobligation
03/28/2016
$
(1,267)
$
1,204,084 Updated due to quarterly assessment and reallocation
01/22/2010
$
30,000
$
03/26/2010
$
400,000
$
1,030,000 Updated portfolio data from servicer
07/14/2010
600,000 N/A
(20,140)
03/26/2014
$
570,834 Updated due to quarterly assessment and reallocation
$
12/23/2013
Financial Instrument for Home Loan Modifications
$
09/27/2013
Purchase
(39,949)
06/27/2013
WA
610,783 Updated due to quarterly assessment and reallocation
$
03/25/2013
Seattle
$
12/27/2012
Verity Credit Union
(106,224)
09/27/2012
12/11/2009
717,007 Updated due to quarterly assessment and reallocation
$
01/22/2010
3
$
06/28/2012
- N/A
(877)
06/29/2011
Financial Instrument for Home Loan Modifications
717,884 Updated due to quarterly assessment and reallocation
$
03/30/2011
Purchase
$
01/06/2011
IL
(2,655)
09/30/2010
Chicago
720,539 Updated due to quarterly assessment and reallocation
$
07/14/2010
Urban Partnership Bank
721,876 Updated due to quarterly assessment and reallocation
$
03/26/2010
04/13/2011
$
(1,337)
03/28/2016
600,000 N/A
(113)
$
02/25/2016
$
721,989 Updated due to quarterly assessment and reallocation
$
12/28/2015
UT
$
09/28/2015
Salt Lake City
(3,221)
06/25/2015
University First Federal Credit Union
725,210 Updated due to quarterly assessment and reallocation
$
04/28/2015
Financial Instrument for Home Loan Modifications
$
03/26/2015
Purchase
(2)
12/29/2014
09/30/2010
725,212 Updated due to quarterly assessment and reallocation
$
09/29/2014
410,000 N/A
$
07/29/2014
$
(5)
06/26/2014
Financial Instrument for Home Loan Modifications
725,217 Updated due to quarterly assessment and reallocation
$
03/26/2014
Purchase
725,231 Updated due to quarterly assessment and reallocation
$
12/23/2013
MI
725,235 Updated due to quarterly assessment and reallocation
$
(14)
09/27/2013
Grand Rapids
$
(4)
$
06/27/2013
United Bank Mortgage Corporation
(22)
$
03/25/2013
10/21/2009
$
12/27/2012
$
(330,000)
$
700,000 Updated portfolio data from servicer
462,225 Reallocation due to MHA program deobligation
870,333 Updated due to quarterly assessment and reallocation
- Termination of SPA
630,000 Updated portfolio data from servicer/additional program initial cap
09/30/2010
03/10/2010
VIST Financial Corp
Plano
Wyomissing
TX
PA
Purchase
Purchase
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
- N/A
$
300,000 N/A
3
$
725,278 Updated portfolio data from servicer
(1)
$
725,277 Updated due to quarterly assessment and reallocation
$
(725,277)
05/16/2013
$
50,000
$
50,000 Transfer of cap due to servicing transfer
12/16/2013
ViewPoint Bank
25,278
$
02/17/2011
05/16/2013
$
01/06/2011
$
10,000
$
60,000 Transfer of cap due to servicing transfer
07/14/2010
$
400,000
$
700,000 Updated portfolio data from servicer
09/30/2010
$
25,278
$
725,278 Updated portfolio data from servicer
- Termination of SPA
117
01/06/2011
725,257 Updated due to quarterly assessment and reallocation
$
(22)
$
725,235 Updated due to quarterly assessment and reallocation
$
(4)
$
725,231 Updated due to quarterly assessment and reallocation
$
(14)
$
725,217 Updated due to quarterly assessment and reallocation
$
(5)
$
725,212 Updated due to quarterly assessment and reallocation
$
(2)
$
725,210 Updated due to quarterly assessment and reallocation
12/23/2013
$
(3,221)
$
721,989 Updated due to quarterly assessment and reallocation
03/26/2014
$
(113)
$
04/23/2014
$
(721,876)
09/30/2009
$
(37,700,000)
$
12/30/2009
$
26,160,000
$
73,480,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
9,820,000
$
83,300,000 Updated portfolio data from servicer
07/14/2010
85,020,000 N/A
$
09/27/2013
$
(8)
06/27/2013
Financial Instrument for Home Loan Modifications
725,265 Updated due to quarterly assessment and reallocation
$
03/25/2013
Purchase
725,276 Updated due to quarterly assessment and reallocation
$
12/27/2012
NC
725,277 Updated due to quarterly assessment and reallocation
$
(11)
09/27/2012
Charlotte
$
(1)
$
06/28/2012
Wachovia Bank, N.A.
(1)
$
06/29/2011
07/29/2009
$
03/30/2011
$
(46,200,000)
$
37,100,000 Updated portfolio data from servicer
$
(28,686,775)
09/30/2010
721,876 Updated due to quarterly assessment and reallocation
- Termination of SPA
$
47,320,000 Updated portfolio data from servicer/additional program initial cap
8,413,225 Updated portfolio data from servicer
12/03/2010
Des Moines
IA
Purchase
Financial Instrument for Home Loan Modifications
$
2
04/14/2016
WALLICK AND VOLK
Cheyenne
WY
Purchase
Financial Instrument for Home Loan Modifications
04/14/2010
Wealthbridge Mortgage Corp
Beaverton
OR
Purchase
Financial Instrument for Home Loan Modifications
- N/A
$
(8,413,225)
723,880,000
$
1,357,890,000 Updated portfolio data from servicer/additional program initial cap
$
692,640,000
$
2,050,530,000 Updated portfolio data from servicer/additional program initial cap
$
(2,050,236,344)
$
293,656 Transfer of cap due to merger/acquisition
03/12/2010
$
(54,767)
$
238,890 Termination of SPA
04/14/2016
634,010,000 N/A
$
02/17/2010
Wachovia Mortgage, FSB
09/30/2009
12/30/2009
07/01/2009
$
30,000
$
- Termination of SPA
30,000 Transfer of cap due to servicing transfer
MA
Purchase
Financial Instrument for Home Loan Modifications
Des Moines
IA
Purchase
Financial Instrument for Home Loan Modifications
- N/A
$
2,873,000,000 N/A
3
$
647,816 Transfer of cap due to servicing transfer
$
(9)
$
647,807 Updated due to quarterly assessment and reallocation
$
(7)
$
647,800 Updated due to quarterly assessment and reallocation
$
(19)
$
647,781 Updated due to quarterly assessment and reallocation
$
(3)
$
647,778 Updated due to quarterly assessment and reallocation
$
(12)
$
647,766 Updated due to quarterly assessment and reallocation
$
(5)
$
647,761 Updated due to quarterly assessment and reallocation
$
(2)
$
647,759 Updated due to quarterly assessment and reallocation
$
(2,822)
$
644,937 Updated due to quarterly assessment and reallocation
$
(644,937)
12/16/2014
$
10,000
$
10,000 Transfer of cap due to servicing transfer
12/29/2014
Worcester
(3,000,000)
02/27/2014
Wells Fargo Bank, NA
3,647,816 Updated due to quarterly assessment and reallocation
$
12/23/2013
Webster First Federal Credit Union
3,647,822 Updated due to quarterly assessment and reallocation
$
09/27/2013
04/13/2009
3,647,827 Updated portfolio data from servicer
$
(6)
06/27/2013
02/13/2015
$
(5)
$
03/25/2013
3
(4,352,173)
$
12/27/2012
- N/A
$
09/27/2012
Financial Instrument for Home Loan Modifications
8,000,000 Transfer of cap due to servicing transfer
06/28/2012
Purchase
6,400,000 Updated portfolio data from servicer
$
06/29/2011
CT
$
04/13/2011
Cheshire
(150,000)
1,600,000
03/30/2011
Webster Bank, N.A.
$
01/06/2011
6,550,000 N/A
$
09/30/2010
12/16/2014
07/14/2010
09/15/2010
$
$
6,250
$
16,250 Updated due to quarterly assessment and reallocation
02/13/2015
- Termination of SPA
$
20,000
$
06/17/2009
$
(462,990,000)
$
2,410,010,000 Updated portfolio data from servicer
09/30/2009
$
65,070,000
$
2,475,080,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
1,213,310,000
$
3,688,390,000 Updated portfolio data from servicer/additional program initial cap
02/17/2010
$
2,050,236,344
$
5,738,626,344 Transfer of cap due to merger/acquisition
03/12/2010
$
54,767
$
03/19/2010
$
668,108,890
$
6,406,790,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
683,130,000
$
7,089,920,000 Updated portfolio data from servicer
07/14/2010
$
(2,038,220,000)
$
5,051,700,000 Updated portfolio data from servicer
09/30/2010
$
(287,348,828)
$
4,764,351,172 Updated portfolio data from servicer
09/30/2010
$
344,000,000
$
5,108,351,172 Updated portfolio data from servicer/additional program initial cap
12/03/2010
$
8,413,225
$
5,116,764,397 Transfer of cap due to merger/acquisition
12/15/2010
$
22,200,000
$
5,138,964,397 Transfer of cap due to servicing transfer
01/06/2011
$
(6,312)
$
5,138,958,085 Updated due to quarterly assessment and reallocation
01/13/2011
$
(100,000)
$
5,138,858,085 Transfer of cap due to servicing transfer
03/16/2011
$
(100,000)
$
5,138,758,085 Transfer of cap due to servicing transfer
03/30/2011
$
(7,171)
$
5,138,750,914 Updated due to quarterly assessment and reallocation
04/13/2011
$
(9,800,000)
$
5,128,950,914 Transfer of cap due to servicing transfer
05/13/2011
$
100,000
$
5,129,050,914 Transfer of cap due to servicing transfer
06/16/2011
$
(600,000)
$
5,128,450,914 Transfer of cap due to servicing transfer
06/29/2011
$
(63,856)
$
5,128,387,058 Updated due to quarterly assessment and reallocation
07/14/2011
$
(2,300,000)
$
5,126,087,058 Transfer of cap due to servicing transfer
08/16/2011
$
(1,100,000)
$
5,124,987,058 Transfer of cap due to servicing transfer
09/15/2011
$
1,400,000
$
5,126,387,058 Transfer of cap due to servicing transfer
10/14/2011
$
200,000
$
5,126,587,058 Transfer of cap due to servicing transfer
11/16/2011
$
(200,000)
$
5,126,387,058 Transfer of cap due to servicing transfer
12/15/2011
$
(200,000)
$
5,126,187,058 Transfer of cap due to servicing transfer
01/13/2012
$
(300,000)
$
5,125,887,058 Transfer of cap due to servicing transfer
02/16/2012
$
(200,000)
$
5,125,687,058 Transfer of cap due to servicing transfer
03/15/2012
$
(1,000,000)
$
5,124,687,058 Transfer of cap due to servicing transfer
04/16/2012
$
(800,000)
$
5,123,887,058 Transfer of cap due to servicing transfer
05/16/2012
$
(610,000)
$
5,123,277,058 Transfer of cap due to servicing transfer
06/14/2012
$
(2,040,000)
$
5,121,237,058 Transfer of cap due to servicing transfer
06/28/2012
$
(39,923)
$
5,121,197,135 Updated due to quarterly assessment and reallocation
08/16/2012
$
(120,000)
$
5,121,077,135 Transfer of cap due to servicing transfer
09/27/2012
$
(104,111)
$
5,120,973,024 Updated due to quarterly assessment and reallocation
10/16/2012
$
(1,590,000)
$
5,119,383,024 Transfer of cap due to servicing transfer
11/15/2012
$
(2,910,000)
$
5,116,473,024 Transfer of cap due to servicing transfer
12/14/2012
$
(1,150,000)
$
5,115,323,024 Transfer of cap due to servicing transfer
12/27/2012
$
(16,392)
$
5,115,306,632 Updated due to quarterly assessment and reallocation
20,000 Transfer of cap due to servicing transfer
5,738,681,110 Transfer of cap due to merger/acquisition
118
01/16/2013
5,110,807,923 Updated due to quarterly assessment and reallocation
$
(40,000)
$
5,110,767,923 Transfer of cap due to servicing transfer
$
(5,320,000)
$
5,105,447,923 Transfer of cap due to servicing transfer
$
(1,260,000)
$
5,104,187,923 Transfer of cap due to servicing transfer
$
(20,596)
$
5,104,167,327 Updated due to quarterly assessment and reallocation
$
(1,200,000)
$
5,102,967,327 Transfer of cap due to servicing transfer
08/15/2013
$
(30,000)
$
5,102,937,327 Transfer of cap due to servicing transfer
09/16/2013
$
(10,760,000)
$
5,092,177,327 Transfer of cap due to servicing transfer
09/27/2013
$
(6,701)
$
5,092,170,626 Updated due to quarterly assessment and reallocation
10/15/2013
$
(780,000)
$
5,091,390,626 Transfer of cap due to servicing transfer
11/14/2013
$
(60,000)
$
5,091,330,626 Transfer of cap due to servicing transfer
12/16/2013
$
(860,000)
$
5,090,470,626 Transfer of cap due to servicing transfer
12/23/2013
$
(10,569,304)
$
5,079,901,322 Updated due to quarterly assessment and reallocation
01/16/2014
$
(1,990,000)
$
5,077,911,322 Transfer of cap due to servicing transfer
02/13/2014
$
(170,000)
$
5,077,741,322 Transfer of cap due to servicing transfer
03/14/2014
$
(80,000)
$
5,077,661,322 Transfer of cap due to servicing transfer
03/26/2014
$
(358,566)
$
5,077,302,756 Updated due to quarterly assessment and reallocation
04/16/2014
$
(4,560,000)
$
5,072,742,756 Transfer of cap due to servicing transfer
05/15/2014
$
(560,000)
$
5,072,182,756 Transfer of cap due to servicing transfer
06/16/2014
$
(240,000)
$
5,071,942,756 Transfer of cap due to servicing transfer
06/26/2014
$
(4,070,420)
$
5,067,872,336 Updated due to quarterly assessment and reallocation
07/16/2014
$
250,000
$
5,068,122,336 Transfer of cap due to servicing transfer
07/29/2014
$
(8,035,053)
$
5,060,087,283 Updated due to quarterly assessment and reallocation
08/14/2014
$
10,000
$
5,060,097,283 Transfer of cap due to servicing transfer
09/16/2014
$
(20,000)
$
5,060,077,283 Transfer of cap due to servicing transfer
09/29/2014
$
(2,607,017)
$
5,057,470,266 Updated due to quarterly assessment and reallocation
10/16/2014
$
(150,000)
$
5,057,320,266 Transfer of cap due to servicing transfer
11/14/2014
$
(20,000)
$
5,057,300,266 Transfer of cap due to servicing transfer
12/16/2014
$
(2,720,000)
$
5,054,580,266 Transfer of cap due to servicing transfer
12/29/2014
$
(167,572,118)
$
4,887,008,148 Updated due to quarterly assessment and reallocation
01/15/2015
$
(10,000)
$
4,886,998,148 Transfer of cap due to servicing transfer
02/13/2015
$
(40,000)
$
4,886,958,148 Transfer of cap due to servicing transfer
03/16/2015
$
(180,000)
$
4,886,778,148 Transfer of cap due to servicing transfer
03/26/2015
$
(54,309,222)
$
4,832,468,926 Updated due to quarterly assessment and reallocation
04/16/2015
$
(4,850,000)
$
4,827,618,926 Transfer of cap due to servicing transfer
04/28/2015
$
(93,632,400)
$
4,733,986,526 Updated due to quarterly assessment and reallocation
05/14/2015
$
(8,530,000)
$
4,725,456,526 Transfer of cap due to servicing transfer
06/25/2015
$
(16,983,994)
$
4,708,472,532 Updated due to quarterly assessment and reallocation
07/16/2015
$
(1,210,000)
$
4,707,262,532 Transfer of cap due to servicing transfer
08/14/2015
$
(9,870,000)
$
4,697,392,532 Transfer of cap due to servicing transfer
09/16/2015
$
(4,280,000)
$
4,693,112,532 Transfer of cap due to servicing transfer
09/28/2015
$
(12,147,919)
$
4,680,964,613 Updated due to quarterly assessment and reallocation
10/15/2015
$
(1,560,000)
$
4,679,404,613 Transfer of cap due to servicing transfer
11/16/2015
$
(2,080,000)
$
4,677,324,613 Transfer of cap due to servicing transfer
12/16/2015
$
(13,210,000)
$
4,664,114,613 Transfer of cap due to servicing transfer
12/28/2015
$
42,094,262
$
4,706,208,875 Updated due to quarterly assessment and reallocation
01/14/2016
$
(30,280,000)
$
4,675,928,875 Transfer of cap due to servicing transfer
02/16/2016
$
(620,000)
$
4,675,308,875 Transfer of cap due to servicing transfer
02/25/2016
$
(152,559,254)
$
4,522,749,621 Reallocation due to MHA program deobligation
03/16/2016
$
(620,000)
$
4,522,129,621 Transfer of cap due to servicing transfer
03/28/2016
$
(2,062,907)
$
4,520,066,714 Updated due to quarterly assessment and reallocation
04/14/2016
$
(60,000)
$
4,520,006,714 Transfer of cap due to servicing transfer
09/30/2009
$
330,000
$
870,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
16,490,000
$
17,360,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
(14,260,000)
$
3,100,000 Updated portfolio data from servicer
07/14/2010
$
(1,800,000)
$
1,300,000 Updated portfolio data from servicer
07/30/2010
$
1,500,000
$
2,800,000 Updated portfolio data from servicer
09/30/2010
$
1,551,668
$
4,351,668 Updated portfolio data from servicer
01/06/2011
$
(2)
$
4,351,666 Updated due to quarterly assessment and reallocation
03/30/2011
540,000 N/A
$
07/16/2013
$
(58,709)
06/27/2013
Financial Instrument for Home Loan Modifications
5,110,866,632 Transfer of cap due to servicing transfer
$
06/14/2013
Purchase
5,111,136,632 Transfer of cap due to servicing transfer
$
05/16/2013
CA
5,111,956,632 Transfer of cap due to servicing transfer
$
(270,000)
04/16/2013
Anaheim
$
(820,000)
$
03/25/2013
Wescom Central Credit Union
(3,350,000)
$
03/14/2013
06/19/2009
$
02/14/2013
$
(2)
$
4,351,664 Updated due to quarterly assessment and reallocation
05/13/2011
$
(1,800,000)
$
6
06/03/2011
$
(1,872,787)
$
3
06/14/2012
$
990,000
$
1,668,877 Transfer of cap due to servicing transfer
09/27/2012
$
372,177
$
2,041,054 Updated due to quarterly assessment and reallocation
12/23/2013
$
(192)
$
2,040,862 Updated due to quarterly assessment and reallocation
03/26/2014
$
(8)
$
2,040,854 Updated due to quarterly assessment and reallocation
06/26/2014
$
(102)
$
2,040,752 Updated due to quarterly assessment and reallocation
07/29/2014
$
(207)
$
2,040,545 Updated due to quarterly assessment and reallocation
09/29/2014
$
(76)
$
2,040,469 Updated due to quarterly assessment and reallocation
12/29/2014
$
465,893
$
2,506,362 Updated due to quarterly assessment and reallocation
03/26/2015
$
(24)
$
2,506,338 Updated due to quarterly assessment and reallocation
04/28/2015
$
(2,291)
$
2,504,047 Updated due to quarterly assessment and reallocation
06/25/2015
$
(2,058)
$
2,501,989 Updated due to quarterly assessment and reallocation
09/28/2015
$
(5,008)
$
2,496,981 Updated due to quarterly assessment and reallocation
12/28/2015
$
(5,747)
$
2,491,234 Updated due to quarterly assessment and reallocation
02/25/2016
$
(97,095)
$
2,394,139 Reallocation due to MHA program deobligation
03/28/2016
$
(2,337)
$
2,391,802 Updated due to quarterly assessment and reallocation
2,551,664 Transfer of cap due to servicing transfer
678,877 Termination of SPA
119
04/13/2011
(3,084)
$
210,998 Updated due to quarterly assessment and reallocation
$
(732)
$
210,266 Updated due to quarterly assessment and reallocation
$
(977)
$
209,289 Updated due to quarterly assessment and reallocation
$
(1,754)
$
207,535 Updated due to quarterly assessment and reallocation
$
(11,517)
$
196,018 Reallocation due to MHA program deobligation
$
(401)
$
195,617 Updated due to quarterly assessment and reallocation
$
45,056
$
145,056 Updated portfolio data from servicer
$
(1)
$
145,055 Updated due to quarterly assessment and reallocation
$
(1)
$
145,054 Updated due to quarterly assessment and reallocation
$
(2)
$
145,052 Updated due to quarterly assessment and reallocation
$
(1)
$
145,051 Updated due to quarterly assessment and reallocation
$
(232)
$
144,819 Updated due to quarterly assessment and reallocation
$
(8)
$
144,811 Updated due to quarterly assessment and reallocation
$
(96)
$
144,715 Updated due to quarterly assessment and reallocation
$
(191)
$
144,524 Updated due to quarterly assessment and reallocation
$
(63)
$
144,461 Updated due to quarterly assessment and reallocation
$
(7,654)
$
136,807 Updated due to quarterly assessment and reallocation
$
(2,879)
$
133,928 Updated due to quarterly assessment and reallocation
$
(11,347)
$
122,581 Updated due to quarterly assessment and reallocation
06/25/2015
$
(2,691)
$
119,890 Updated due to quarterly assessment and reallocation
09/28/2015
$
(3,595)
$
116,295 Updated due to quarterly assessment and reallocation
12/28/2015
$
(2,660)
$
113,635 Updated due to quarterly assessment and reallocation
02/25/2016
$
(7,597)
$
03/28/2016
$
(159)
$
06/12/2009
$
87,130,000
$
453,130,000 Updated portfolio data from servicer
09/30/2009
$
(249,670,000)
$
203,460,000 Updated portfolio data from servicer/additional program initial cap
12/30/2009
$
119,700,000
$
323,160,000 Updated portfolio data from servicer/additional program initial cap
03/26/2010
$
52,270,000
$
375,430,000 Updated portfolio data from servicer
04/19/2010
$
(10,280,000)
$
365,150,000 Transfer of cap due to servicing transfer
05/14/2010
$
(1,880,000)
$
363,270,000 Transfer of cap due to servicing transfer
06/16/2010
$
(286,510,000)
$
76,760,000 Transfer of cap due to servicing transfer
07/14/2010
$
19,540,000
$
96,300,000 Updated portfolio data from servicer
07/16/2010
$
(210,000)
$
08/13/2010
$
(100,000)
$
09/30/2010
$
68,565,782
$
164,555,782 Updated portfolio data from servicer
01/06/2011
$
(247)
$
164,555,535 Updated due to quarterly assessment and reallocation
03/30/2011
$
$
164,555,241 Updated due to quarterly assessment and reallocation
06/29/2011
$
(2,779)
$
164,552,462 Updated due to quarterly assessment and reallocation
10/19/2011
$
(162,895,068)
$
10/02/2009
$
60,000
$
12/30/2009
$
350,000
$
03/26/2010
$
1,360,000
$
2,010,000 Updated portfolio data from servicer
07/14/2010
240,000 N/A
214,082 Updated due to quarterly assessment and reallocation
$
04/28/2015
$
$
03/26/2015
Financial Instrument for Home Loan Modifications
(782)
12/29/2014
Purchase
214,864 Updated due to quarterly assessment and reallocation
$
09/29/2014
NC
$
07/29/2014
Elkin
(2,081)
06/26/2014
Yadkin Valley Bank
216,945 Updated due to quarterly assessment and reallocation
$
03/26/2014
09/23/2009
$
12/23/2013
7
(79)
09/30/2010
366,000,000 N/A
217,024 Updated due to quarterly assessment and reallocation
$
03/25/2013
$
217,264 Updated due to quarterly assessment and reallocation
$
09/27/2012
Financial Instrument for Home Loan Modifications
$
(240)
06/28/2012
Purchase
(121)
$
06/29/2011
OR
217,385 Updated due to quarterly assessment and reallocation
$
03/28/2016
Beaverton
217,395 Updated due to quarterly assessment and reallocation
$
02/25/2016
Wilshire Credit Corporation
217,685 Updated due to quarterly assessment and reallocation
$
(10)
12/28/2015
04/20/2009
$
(290)
$
09/28/2015
100,000 N/A
(1)
$
06/25/2015
$
$
04/28/2015
Financial Instrument for Home Loan Modifications
217,686 Updated due to quarterly assessment and reallocation
03/26/2015
Purchase
217,687 Updated due to quarterly assessment and reallocation
$
12/29/2014
VA
200,000 Transfer of cap due to servicing transfer
$
09/29/2014
Woodbridge
$
(1)
07/29/2014
3
17,687
06/26/2014
- N/A
200,000
03/26/2014
Weststar Mortgage, Inc.
Financial Instrument for Home Loan Modifications
$
12/23/2013
09/30/2010
Purchase
$
03/25/2013
CA
$
09/27/2012
Hawthorne
04/13/2011
06/29/2011
Western Federal Credit Union
$
(1,810,000)
$
200,000 Updated portfolio data from servicer
$
09/30/2010
(294)
106,038 Reallocation due to MHA program deobligation
105,879 Updated due to quarterly assessment and reallocation
96,090,000 Transfer of cap due to servicing transfer
95,990,000 Transfer of cap due to servicing transfer
1,657,394 Termination of SPA
300,000 Updated portfolio data from servicer/additional program initial cap
650,000 Updated portfolio data from servicer/additional program initial cap
$
435,166 Updated due to quarterly assessment and reallocation
$
435,162 Updated due to quarterly assessment and reallocation
$
(3)
$
435,159 Updated due to quarterly assessment and reallocation
$
(7)
$
435,152 Updated due to quarterly assessment and reallocation
12/27/2012
$
(1)
$
435,151 Updated due to quarterly assessment and reallocation
03/25/2013
$
(5)
$
435,146 Updated due to quarterly assessment and reallocation
06/27/2013
$
(2)
$
435,144 Updated due to quarterly assessment and reallocation
09/27/2013
$
(1)
$
435,143 Updated due to quarterly assessment and reallocation
12/23/2013
$
(1,174)
$
433,969 Updated due to quarterly assessment and reallocation
03/26/2014
$
(43)
$
433,926 Updated due to quarterly assessment and reallocation
06/26/2014
$
(507)
$
433,419 Updated due to quarterly assessment and reallocation
07/29/2014
$
(1,008)
$
432,411 Updated due to quarterly assessment and reallocation
09/29/2014
$
(333)
$
432,078 Updated due to quarterly assessment and reallocation
12/29/2014
$
(33,311)
$
398,767 Updated due to quarterly assessment and reallocation
03/26/2015
$
(12,544)
$
386,223 Updated due to quarterly assessment and reallocation
04/28/2015
$
(50,158)
$
336,065 Updated due to quarterly assessment and reallocation
06/25/2015
$
(8,455)
$
327,610 Updated due to quarterly assessment and reallocation
09/28/2015
$
(11,549)
$
316,061 Updated due to quarterly assessment and reallocation
12/28/2015
$
(9,568)
$
306,493 Updated due to quarterly assessment and reallocation
02/25/2016
$
(48,871)
$
257,622 Reallocation due to MHA program deobligation
03/28/2016
23,831,570,000
435,167 Updated portfolio data from servicer
(1)
(4)
09/27/2012
$
$
$
$
06/28/2012
Total Initial CAP
235,167
01/06/2011
06/29/2011
$
(1,021)
$
256,601 Updated due to quarterly assessment and reallocation
Total CAP Adjustments
$
3,950,353,798
120
Total CAP
1/
$
27,781,923,798
On July 31, 2009, the SPA with Chase Home Finance, LLC was terminated and superseded by new SPAs with J.P. Morgan Chase Bank, NA and EMC Mortgage Corporation.
2/
Wachovia Mortgage, FSB was merged with Wells Fargo Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to Wachovia Mortgage, FSB prior to such merger.
3/
This institution executed an Assignment and Assumption Agreement (a copy of which is available on www.FinancialStability.gov) with respect to all rights and obligations for the transferred loan modifications. The amount transferred is realized as a cap adjustment and not as initial cap.
4/
On 8/27/10, an amendment was executed to reflect a change in the legal name of the institution.
5/
MorEquity, Inc executed a subservicing agreement with Nationstar Mortgage, LLC, that took effect 02/01/2011. All mortgage loans including all HAMP loans were transferred to Nationstar. The remaining Adjusted Cap stated above represents the amount previously paid to MorEquity, Inc. prior to such agreement.
6/
The remaining Adjusted Cap stated above represents the amount paid to servicer prior to SPA termination.
7/
Bank of America, N.A., Home Loan Services, Inc. and Wilshire Credit Corporation were merged into BAC Home Loans Servicing, LP. and the remaining Adjusted Cap stated above represents the amount previously paid to each servicer prior to such merger.
8/
In April 2011, EMC Mortgage, an indirect subsidiary of JP Morgan Chase & Co, transferred the servicing of all loans to JP Morgan Chase Bank, NA. The remaining Adjusted Cap stated above represents the amount previously paid to EMC Mortgage prior to such transfer.
9/
RBC Bank (USA) was merged with PNC Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to RBC Bank (USA) prior to such merger.
10/
On July 1, 2012, Saxon Mortgage Services, Inc. ceased servicing operations by selling its mortgage servicing rights and transferring the subservicing relationships to third-party servicers. The remaining Adjusted Cap stated above represents the amount previously paid to Saxon Mortgage Services, Inc. prior to ceasing servicing operations.
11/
As of July,3 2012, Aurora Loan Services LLC has discontinued its servicing function and sold all remaining servicing rights to Nationstar Mortgage. The remaining Adjusted Cap stated above represents the amount previously paid to Aurora Loan Services LLC, prior to ceasing servicing operations.
12/
Effective September 1, 2011 Litton Loan Servicing LP was acquired by Ocwen Financial Corporation. The remaining Adjusted Cap stated above represents the amount previously paid to Litton prior to such acquistion.
13/
In May 2010, U.S. mortgage servicing business HomEq was sold to Ocwen Loan Servicing. The remaining Adjusted Cap stated above represents the amount previously paid to HomEq prior to such sale.
14/
In December 2012, Ocwen Financial Corporation completed the acquisition of Homeward Residential, Inc. The remaining Adjusted Cap stated above represents the amount previously paid to Homeward prior to such acquisition.
Effective June, 2014, New Penn Financial LLC d/b/a Shellpoint Mortgage Servicing, a AAA servicer, completed the acquisition of Resurgent Mortgage Servicing, from Resurgent Capital Services L.P., also a AAA servicer. The Adjusted Cap of Resurgent Capital Services L.C. stated above represents the amount previously paid to Resurgent under their AAA
obligations pursuant to certain Servicer Participation Agreements prior to such acquisition.
Effective February 15, 2013, Ocwen Loan Servicing, LLC acquired certain assets of GMAC Mortgage, LLC, pursuant to a Sale Order entered in connection with the bankruptcy cases of Residential Capital, LLC and certain of its affiliated debtors.
15/
16/
* The Cap of Incentive Payments represents the potential total amount allocated to each servicer and includes the maximum amount allotted for all payments on
behalf of borrowers and payments to servicers and lenders/investors. The Cap is subject to adjustment based on the total amount allocated to the program and
individual servicer usage for borrower modifications. Each adjustment to the Cap is reflected under Adjustment Details.
121
Supplemental Information [Not Required by EESA §114(a)]
Making Home Affordable Program
Non‐GSE Incentive Payments (through April 2016)
Name of Institution
21st Mortgage Corporation
Allstate Mortgage Loans & Investments, Inc
Ally Bank
Ameriana Bank
Apex Bank
Aurora Financial Group, Inc
Aurora Loan Services LLC
Axiom Bank
Banco Popular de Puerto Rico
Bank of America, N.A.
Bank of America, National Association
BankUnited
Bayview Loan Servicing LLC
BMO Harris Bank, N.A.
Caliber Home Loans, Inc.
California Housing Finance Agency
Carrington Mortgage Services, LLC
CCO Mortgage, a division of RBS Citizens NA
Central Florida Educators Federal Credit Union
Cheviot Savings Bank
CIT Bank, N.A.
CitiMortgage Inc
Citizens First National Bank
ClearSpring Loan Services, Inc.
Colorado Federal Savings Bank
Columbia Bank
Community Credit Union of Florida
Desjardins Bank
Ditech Financial LLC
DuPage Credit Union
Eastern Bank
EMC Mortgage Corporation
EverBank
Fay Servicing LLC
FCI Lender Services, Inc.
Fidelity Bank
FIRST BANK
First Citizens Bank & Trust Company
First Financial Bank N.A.
First Keystone Bank
First Mortgage Corporation
Flagstar Capital Markets Corporation
Florida Community Bank, NA
Franklin Credit Management Corporation
Franklin Savings
Fresno County Federal Credit Union
Georgia Housing & Finance Authority DBA State Home
Glass City Federal Credit Union
GMAC Mortgage, LLC
Great Lakes Credit Union
Greater Nevada LLC dba Greater Nevada Mortgage
Gregory Funding, LLC
Guaranty Bank
Heartland Bank & Trust Company
Hillsdale County National Bank
Home Loan Services, Inc.
Home Servicing, LLC
HomEqServicing
HomeStar Bank and Financial Services
Homeward Residential, Inc.
Horicon Bank
Iberiabank
IBM Southeast Employees' Federal Credit Union
IC Federal Credit Union
Idaho Housing and Finance Association
Borrowers
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
2,222,083.51
18,448.57
625,848.44
8,000.00
1,000.00
24,689.43
15,997,418.00
10,000.00
222,101.55
4,099,061.97
498,262,211.14
13,434,713.47
61,105,964.61
682.17
1,557,421.76
2,000.00
26,200,040.45
7,435,764.50
259,570.74
3,000.00
72,141,644.50
141,538,096.65
27,229.56
246,671.25
7,833.33
21,666.67
3,000.00
3,000.00
95,576,925.57
45,570.70
3,000.00
7,569,459.20
3,916.67
11,890,962.96
66,325.76
17,115.84
1,953,989.10
5,916.67
333.33
2,775.62
3,916.67
7,000.00
11,000.00
342,554.37
1,750.00
3,833.34
1,000.00
4,000.00
63,425,899.58
31,022.79
183,501.07
798,965.83
916.67
22,625.77
99,549.62
169,857.80
15,033.72
1,916.66
51,759,481.72
17,181.80
9,000.00
36,333.34
120,181.12
Lenders / Investors
$
$
$
$
$
3,542,215.11
12,609.60
1,663,268.07
8,749.96
2,543.04
$
$
$
$
$
$
$
41,236,849.69
12,650.16
139,175.88
17,843,110.01
867,183,832.99
38,313,613.63
102,124,764.13
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
4,139,319.89
3,290.18
45,533,653.81
9,305,112.98
350,724.60
2,701.55
238,659,300.02
351,858,758.37
67,847.26
544,565.77
30,963.65
38,036.51
4,631.53
11,687.72
61,047,989.66
42,965.66
11,592,937.05
7,981.00
20,209,218.39
151,493.10
31,060.55
2,916,024.36
3,423.27
$
$
$
$
$
14,428.47
658,317.58
3,864.59
13,204.31
$
$
$
$
$
2,473.84
148,796,298.28
37,545.33
229,481.96
985,558.87
$
$
$
$
$
$
$
$
$
$
$
$
38,022.98
60,793.67
2,440,767.73
29,571.85
3,036,319.34
5,572.90
133,893,684.23
27,034.56
10,502.00
23,589.08
66,652.12
35,689.23
Servicer
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
678,036.41
8,035.81
204,932.67
27,843.67
28,629,251.10
1,000.00
49,315.52
9,075,438.92
456,368,503.51
14,123,819.40
40,318,951.42
744.18
3,298,868.18
2,800.00
29,466,441.72
5,933,307.23
332,526.94
2,000.00
90,829,604.72
140,344,396.00
46,729.55
398,564.09
4,000.00
9,000.00
5,000.00
1,000.00
22,153,988.87
19,442.42
3,000.00
16,279,383.05
3,000.00
5,438,720.57
55,412.38
30,765.84
1,694,312.28
1,000.00
8,717.90
3,000.00
11,000.00
743,023.67
4,000.00
7,916.67
1,000.00
6,000.00
97,337,470.22
27,572.78
127,018.91
161,518.28
1,000.00
7,625.76
67,400.46
3,698,606.99
14,783.72
5,272,500.00
5,833.34
94,837,607.23
13,169.53
15,000.00
16,000.00
42,200.00
33,025.20
Total Payments to Date
$ 6,442,335.03
$ 39,093.98
$ 2,494,049.18
$ 16,749.96
$ 3,543.04
$ 52,533.10
$ 85,863,518.79
$ 23,650.16
$ 410,592.95
$ 31,017,610.90
$
1,821,814,547.64
$ 65,872,146.50
$ 203,549,680.16
$ 1,426.35
$ 8,995,609.83
$ 8,090.18
$ 101,200,135.98
$ 22,674,184.71
$ 942,822.28
$ 7,701.55
$ 401,630,549.24
$ 633,741,251.02
$ 141,806.37
$ 1,189,801.11
$ 42,796.98
$ 68,703.18
$ 12,631.53
$ 15,687.72
$ 178,778,904.10
$ 107,978.78
$ 6,000.00
$ 35,441,779.30
$ 14,897.67
$ 37,538,901.92
$ 273,231.24
$ 78,942.23
$ 6,564,325.74
$ 5,916.67
$ 1,333.33
$ 14,916.79
$ 6,916.67
$ 7,000.00
$ 36,428.47
$ 1,743,895.62
$ 9,614.59
$ 24,954.32
$ 2,000.00
$ 12,473.84
$ 309,559,668.08
$ 96,140.90
$ 540,001.94
$ 1,946,042.98
$ 1,916.67
$ 68,274.51
$ 227,743.75
$ 6,309,232.52
$ 59,389.29
$ 8,308,819.34
$ 13,322.90
$ 280,490,773.18
$ 57,385.89
$ 25,502.00
$ 48,589.08
$ 145,185.46
$ 188,895.55
122
Name of Institution
James B.Nutter and Company
JPMorgan Chase Bank, NA
Kondaur Capital Corporation
Lake City Bank
Lake National Bank
Land/Home Financial Services, Inc.
LenderLive Network, Inc
Litton Loan Servicing, LP
Los Alamos National Bank
M&T Bank
Marix Servicing LLC
Marsh Associates, Inc.
MidFirst Bank
Midwest Community Bank
Mission Federal Credit Union
MorEquity, Inc.
Mortgage Center LLC
Mortgage Investors Group
National City Bank
Nationstar Mortgage LLC
Navy Federal Credit Union
New Penn Financial, LLC dba Shellpoint Mortgage Ser
New York Community Bank
NJ Housing & Mortgage Finance
Oakland Municipal Credit Union
Ocwen Loan Servicing, LLC
ORNL Federal Credit Union
OwnersChoice Funding, Incorporated
Park View Federal Savings Bank
Pathfinder Bank
PennyMac Loan Services, LLC
PHH Mortgage Corporation
Plaza Home Mortgage, Inc
PNC Bank, National Association
Purdue Federal Credit Union
Quantum Servicing Corporation
Quicken Loans, Inc.
Residential Credit Solutions, Inc.
Resurgent Capital Services L.P.
RG Mortgage
RoundPoint Mortgage Servicing Corporation
Rushmore Loan Management Services LLC
Saxon Mortgage Services Inc
Schools Financial Credit Union
Scotiabank de Puerto Rico
Select Portfolio Servicing, Inc.
Selene Finance LP
Seneca Mortgage Servicing LLC
Servis One, Inc. dba BSI Financial Services
ShoreBank
Silver State Schools Credit Union
SN Servicing Corporation
Specialized Loan Servicing LLC
Statebridge Company, LLC
Sterling Savings Bank
SunTrust Mortgage, Inc
Technology Credit Union
The Bryn Mawr Trust Company
The Golden 1 Credit Union
U.S. Bank National Association
United Bank
United Bank Mortgage Corporation
Urban Partnership Bank
ViewPoint Bank
Wachovia Mortgage, FSB
Webster Bank, N.A.
Wells Fargo Bank, N.A.
Wescom Central Credit Union
Western Federal Credit Union
Wilshire Credit Corporation
Yadkin Valley Bank
Grand Total
Borrowers
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
18,431.28
561,599,263.49
27,231.80
23,211.79
3,000.00
916.67
38,500.01
13,441,220.42
131,484.16
1,586,654.73
352,195.77
9,687.97
34,272,874.55
1,000.00
146,602.80
345,841.21
411,196.30
9,916.67
18,114,448.52
240,284,661.46
1,769,503.65
4,423,067.68
81,474.51
52,612.07
594,128,290.17
45,259.79
131,917.83
11,000.00
8,417.47
11,210,133.71
173,067.13
9,916.67
377,354.35
5,000.00
133,393.34
9,916.67
6,549,983.74
708,326.40
164,852.94
468,719.80
13,602,365.16
19,655,074.77
50,666.70
1,355,278.38
257,644,732.62
2,265,275.40
279,387.66
10,230,872.77
49,915.10
40,355.90
53,080.41
36,263,032.74
167,873.57
385,881.14
525,746.61
102,333.33
29,316.16
731,786.50
39,459,643.91
112,916.67
157,900.51
344,704.09
10,000.00
598,841,639.16
647,676.47
31,166.68
37,411.94
Lenders / Investors
$
$
$
$
$
$
$
$
$
$
1,358,659,672.96
26,980.55
18,945.06
3,651.45
232.46
69,769.61
35,353,125.99
64,350.50
1,332.31
970,196.74
$
$
$
$
$
$
$
$
$
$
$
3,025,691.05
1,817.60
291,870.01
2,305,003.00
485,731.60
19,187,898.51
394,031,557.37
3,451,853.58
8,763,004.15
92,752.66
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
3,568.11
1,760,408,213.87
56,375.36
218,665.45
23,936.55
17,315.80
38,862,045.15
141,953.61
2,097,671.40
3,843.66
332,061.47
10,858,048.62
1,696,730.62
227,582.28
1,026,168.36
14,401,352.89
41,738,413.24
81,006.49
831,258.35
400,726,134.70
1,444,641.81
352,472.54
10,228,915.73
153,906.17
176,298.89
114,489.74
60,175,241.22
297,700.83
662,679.74
578,415.56
257,258.00
18,315.73
1,581,662.21
51,540,889.81
2,651.90
97,934.44
392,373.93
1,584.92
76,889.58
1,202,919,361.36
934,521.56
74,554.15
490,394.10
39,124.83
$ 3,554,038,557.43 $ 7,542,216,503.96
Servicer
Total Payments to Date
$ 35,555.04
$
2,425,540,888.61
$ 84,051.51
$ 69,353.29
$ 10,651.45
$ 2,149.13
$ 116,269.62
$ 76,324,760.34
$ 261,922.33
$ 3,224,807.11
$ 2,162,025.28
$ 20,337.35
$ 73,525,909.71
$ 4,817.60
$ 580,454.06
$ 4,628,164.95
$ 1,375,949.29
$ 12,833.34
$ 48,638,846.63
$ 787,666,934.95
$ 7,353,621.04
$ 15,561,433.54
$ 218,984.29
$ 85,500.51
$ 10,068.11
$
2,848,341,576.53
$ 164,641.03
$ 467,312.56
$ 53,936.55
$ 59,040.11
$ 64,002,972.77
$ 388,138.58
$ 12,916.67
$ 3,240,025.75
$ 12,843.66
$ 645,438.90
$ 16,916.67
$ 22,025,835.25
$ 3,202,721.54
$ 793,769.03
$ 2,144,025.67
$ 31,138,889.76
$ 100,807,086.24
$ 171,173.19
$ 2,603,545.33
$ 866,664,130.42
$ 5,974,316.78
$ 850,151.53
$ 24,168,048.58
$ 346,986.37
$ 285,844.03
$ 214,024.60
$ 130,778,408.18
$ 595,584.78
$ 1,452,757.57
$ 1,389,145.67
$ 441,408.00
$ 56,067.69
$ 3,070,036.08
$ 123,053,005.66
$ 122,168.57
$ 322,413.42
$ 872,996.89
$ 1,584.92
$ 238,889.58
$ 13,000.00
$
2,337,269,645.49
$ 1,894,423.11
$ 128,637.50
$ 1,657,394.10
$ 128,109.75
$ 3,190,573,757.49 $ 14,286,828,818.88
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
17,123.76
505,281,952.16
29,839.16
27,196.44
4,000.00
1,000.00
8,000.00
27,530,413.93
66,087.67
1,636,820.07
839,632.77
10,649.38
36,227,344.11
2,000.00
141,981.25
1,977,320.74
479,021.39
2,916.67
11,336,499.60
153,350,716.12
2,132,263.81
2,375,361.71
44,757.12
32,888.44
6,500.00
493,805,072.49
63,005.88
116,729.28
19,000.00
33,306.84
13,930,793.91
73,117.84
3,000.00
765,000.00
4,000.00
179,984.09
7,000.00
4,617,802.89
797,664.52
401,333.81
649,137.51
3,135,171.71
39,413,598.23
39,500.00
417,008.60
208,293,263.10
2,264,399.57
218,291.33
3,708,260.08
143,165.10
69,189.24
46,454.45
34,340,134.22
130,010.38
404,196.69
284,983.50
81,816.67
8,435.80
756,587.37
32,052,471.94
6,600.00
66,578.47
135,918.87
162,000.00
3,000.00
535,508,644.97
312,225.08
22,916.67
1,167,000.00
51,572.98
123
Housing Finance Agency Innovation Fund for the Hardest Hit Housing Markets
Hardest Hit Funds (HHF) Program
Seller
Note
Date
Name of Institution
6/23/2010 Nevada Affordable Housing Assistance Corporation
City
Reno
Investment Amount
Initial Investment
Additional
1
Amount
Investment Amount
State
Transaction
Type
NV
Purchase
Financial Instrument for HHF Program
$
102,800,000
$
-
Investment Description
2
9/23/2010
Purchase
Financial Instrument for HHF Program
$
-
$
9/29/2010
Purchase
Financial Instrument for HHF Program
$
-
$
57,169,659
Purchase
Financial Instrument for HHF Program
$
699,600,000
$
N/A
34,056,581
3
-
6/23/2010 CalHFA Mortgage Assistance Corporation
Sacramento
CA
2
9/23/2010
Purchase
Financial Instrument for HHF Program
$
-
$
9/29/2010
Purchase
Financial Instrument for HHF Program
$
-
$
4/1/2016
Purchase
Financial Instrument for HHF Program
$
-
$
213,489,977
Purchase
Financial Instrument for HHF Program
$
418,000,000
$
194,026,240
-
6/23/2010 Florida Housing Finance Corporation
Tallahassee
FL
2
9/23/2010
Purchase
Financial Instrument for HHF Program
$
-
$
9/29/2010
Purchase
Financial Instrument for HHF Program
$
-
$
N/A
N/A
$
2,188,824,073
400,974,381
5
5/3/2016
N/A
N/A
$
1,135,735,674
Purchase
Phoenix
AZ
9/29/2010
Financial Instrument for HHF Program
$
-
$
77,896,538
Purchase
Financial Instrument for HHF Program
$
125,100,000
$
-
N/A
Purchase
6/23/2010 Arizona (Home) Foreclosure Prevention Funding Corporation
3
N/A
N/A
238,864,755
3
N/A
N/A
799,477,026
4
N/A
$
476,257,070
3
Pricing
Mechanism
Financial Instrument for HHF Program
$
-
$
142,666,006
N/A
$
296,048,525
5
5/3/2016
Purchase
Financial Instrument for HHF Program
$
-
$
Purchase
Financial Instrument for HHF Program
$
154,500,000
$
-
N/A
2
9/23/2010
Purchase
Financial Instrument for HHF Program
$
-
$
128,461,559
N/A
3
9/29/2010
Purchase
Financial Instrument for HHF Program
$
-
$
215,644,179
4
4/1/2016
Purchase
Financial Instrument for HHF Program
$
-
$
74,491,816
Purchase
Financial Instrument for HHF Program
$
159,000,000
$
-
N/A
2
9/23/2010
Purchase
Financial Instrument for HHF Program
$
-
$
120,874,221
N/A
3
9/29/2010
Purchase
Financial Instrument for HHF Program
$
-
$
202,907,565
4
4/1/2016
Purchase
Financial Instrument for HHF Program
$
-
$
78,016,445
Financial Instrument for HHF Program
$
172,000,000
$
-
6/23/2010 Michigan Homeowner Assistance Nonprofit Housing Corporation
8/3/2010
8/3/2010
2
Raleigh
MI
NC
Ohio Homeowner Assistance LLC
Columbus
OH
Purchase
Financial Instrument for HHF Program
$
$
Financial Instrument for HHF Program
$
-
$
249,666,235
Salem
OR
Purchase
Financial Instrument for HHF Program
$
88,000,000
$
8/3/2010
573,097,554
Purchase
-
2
9/23/2010
Purchase
Financial Instrument for HHF Program
$
-
$
560,798,231
9/29/2010
Purchase
Financial Instrument for HHF Program
$
-
$
4/1/2016
Purchase
Financial Instrument for HHF Program
$
-
$
36,425,456
Purchase
Financial Instrument for HHF Program
$
43,000,000
$
N/A
$
570,395,099
-
8/3/2010
Rhode Island Housing and Mortgage Finance Corporation
Providence
RI
N/A
N/A
82,748,571
4
N/A
N/A
49,294,215
3
N/A
N/A
$
-
9/29/2010
N/A
N/A
$
148,728,864
Purchase
Oregon Affordable Housing Assistance Corporation
9/23/2010
3
North Carolina Housing Finance Agency
Lansing
28,282,519
N/A
N/A
N/A
$
256,468,242
N/A
N/A
2
9/23/2010
Purchase
Financial Instrument for HHF Program
$
-
$
13,570,770
3
9/29/2010
Purchase
Financial Instrument for HHF Program
$
-
$
22,780,803
Purchase
Financial Instrument for HHF Program
$
138,000,000
$
-
N/A
2
9/23/2010
Purchase
Financial Instrument for HHF Program
$
-
$
58,772,347
N/A
3
9/29/2010
Purchase
Financial Instrument for HHF Program
$
-
$
98,659,200
5
5/3/2016
Purchase
Financial Instrument for HHF Program
$
-
$
22,030,274
Purchase
Financial Instrument for HHF Program
$
60,672,471
$
-
3
9/29/2010
Purchase
Financial Instrument for HHF Program
$
-
$
101,848,874
Financial Instrument for HHF Program
$
55,588,050
$
-
8/3/2010
SC Housing Corp
9/23/2010 Alabama Housing Finance Authority
9/23/2010 Kentucky Housing Corporation
3
4
5
5
4
3
N/A
N/A
N/A
Financial Instrument for HHF Program
$
$
93,313,825
Purchase
Financial Instrument for HHF Program
$
-
$
30,148,245
Financial Instrument for HHF Program
$
38,036,950
$
-
N/A
Purchase
Financial Instrument for HHF Program
$
-
$
63,851,373
N/A
Purchase
-
Purchase
Financial Instrument for HHF Program
$
-
$
19,340,040
Atlanta
GA
Purchase
Financial Instrument for HHF Program
$
126,650,987
$
Financial Instrument for HHF Program
$
$
Financial Instrument for HHF Program
$
-
$
30,880,575
IN
Purchase
Financial Instrument for HHF Program
$
82,762,859
$
Financial Instrument for HHF Program
$
$
Financial Instrument for HHF Program
$
-
$
28,565,323
Purchase
Financial Instrument for HHF Program
$
166,352,726
$
-
Purchase
Financial Instrument for HHF Program
$
-
$
279,250,831
Purchase
Financial Instrument for HHF Program
$
112,200,637
$
121,228,363
138,931,280
Purchase
IL
$
179,050,120
-
Chicago
N/A
$
212,604,832
Purchase
Indianapolis
N/A
-
-
Purchase
Purchase
9/29/2010
Trenton
NJ
9/29/2010
9/29/2010
9/23/2010 Tennessee Housing Development Agency
162,521,345
Purchase
4/1/2016
9/23/2010 District of Columbia Housing Finance Agency
$
MS
9/29/2010
3
317,461,821
Jackson
5/3/2016
3
N/A
$
Purchase
9/29/2010
9/23/2010 New Jersey Housing and Mortgage Finance Agency
N/A
KY
5/3/2016
9/23/2010 Illinois Housing Development Authority
79,351,573
Frankfort
9/29/2010
9/23/2010 Indiana Housing and Community Development Authority
3
AL
4/1/2016
9/23/2010 GHFA Affordable Housing, Inc.
3
Montgomery
SC
9/29/2010
9/23/2010 Mississippi Home Corporation
3
Columbia
N/A
$
-
-
Purchase
Nashville
DC
TN
Financial Instrument for HHF Program
$
-
$
Purchase
Financial Instrument for HHF Program
$
7,726,678
$
Financial Instrument for HHF Program
$
-
$
188,347,507
12,970,520
Purchase
Financial Instrument for HHF Program
$
81,128,260
$
N/A
$
370,136,394
9/29/2010
Purchase
Financial Instrument for HHF Program
$
-
$
N/A
$
250,259,462
$
445,603,557
$
300,548,144
$
20,697,198
4/1/2016
Purchase
Financial Instrument for HHF Program
$
-
$
51,945,211
TOTAL INVESTMENT AMOUNT
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
136,187,333
4
N/A
N/A
-
3
N/A
N/A
-
Purchase
Washington
N/A
N/A
$
269,260,804
$
8,291,512,419
N/A
1/ The purchase will be incrementally funded up to the investment amount.
2/ On 9/23/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.
3/ On 9/29/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.
4/ On 4/1/2016, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.
5/ On 5/3/2016, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.
124
FHA SHORT REFINANCE PROGRAM
Seller
Footnote
Date
1
9/3/2010
2
3/4/2013
3
3/31/2015
Name
Citigroup, Inc.
City
New York
State
Transaction
Type
NY
Purchase
Initial Investment
Amount
Investment Description
Facility Purchase Agreement
$
8,117,000,000
Investment Adjustments
$
-
Investment Amount
Pricing Mechanism
$
8,117,000,000
N/A
$
(7,092,000,000) $
1,025,000,000
N/A
$
(900,000,000) $
125,000,000
N/A
$
125,000,000
TOTAL INVESTMENT AMOUNT
1/ On September 3, 2010, the U.S. Department of the Treasury and Citibank, N.A. entered into a facility purchase agreement (the 'L/C Facility Agreement"), which allowed Treasury to demand from Citigroup the issuance of an up to $8 billion, 10-year letter of credit
(the "L/C"). Treasury will increase availability under the L/C incrementally in proportion to the mortgages refinanced under the FHA Short Refinance program during the eligibility period. After that time, the amount of the L/C will be capped at the then-current level.
Under the terms of the L/C Facility Agreement, Treasury could incur fees for the availability and usage of the L/C up to a maximum amount of $117 million.
2/ On March 4, 2013, the U.S. Department of the Treasury and Citibank, N.A. entered into Amendment No. 1 to the L/C Facility Agreement, which reduced the maximum amount of the L/C from $8 billion to $1 billion; extends by two years the period of time Treasury
has to increase the L/C to cover new loans that are entered into the program; and modified the fee structure paid to Citibank, N.A. Based on this new fee structure and the lower L/C, Treasury expects that the fees incurred for the availability and usage of the L/C
will not exceed $25 million.
3/ On March 31, 2015, the U.S. Department of the Treasury and Citibank, N.A. entered into Amendment No. 2 to the L/C Facility Agreement. Amendments included reducing the maximum amount of the L/C from $1 billion to $100 million; extending by approximately
two years the term of the L/C and the period of time Treasury has to increase the L/C to cover new loans entered into the program; and modifying the structure of administrative fees associated with the facility.
125
U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Projected Costs and Liabilities [Section 105(a)(3)(E)]
For Period Ending April 30, 2016
Type of Expense/Liability
Amount
None
Note: Treasury interprets this reporting requirement as
applicable to costs and liabilities related to insurance contracts
entered into under the provisions of section 102 of the EESA;
and the single insurance contract with Citigroup was
terminated on December 23, 2009.
126
U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Programmatic Operating Expenses [Section 105(a)(3)(F)]
For Period Ending April 30, 2016
Type of Expense
Amount
Compensation for financial agents
and legal firms
$1,266,169,292
127
U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Description of Vehicles Established [Section 105(a)(3)(H)]
For Period Ending April 30, 2016
Date
Vehicle
Description
None
128
HAMP Application Activity by Servicer 1
As of March 2016
Servicer Name
Bank of America, NA
BankUnited
Bayview Loan Servicing, LLC
Carrington Mortgage Services, LLC
CCO Mortgage, a division of RBS Citizens NA
CIT Bank, NA6
CitiMortgage Inc
Ditech Financial LLC7
JPMorgan Chase Bank, NA
Nationstar Mortgage LLC
Navy Federal Credit Union
Ocwen Loan Servicing, LLC
ORNL Federal Credit Union
PennyMac Loan Services, LLC
PNC Bank NA8
Residential Credit Solutions, Inc.
Select Portfolio Servicing, Inc.
Specialized Loan Servicing LLC
U.S. Bank National Association
Wells Fargo Bank, NA
Other Servicers9
TOTAL
# Requests
Received 2
6,675
13
2,099
933
280
100
1,277
429
3,903
6,477
158
12,037
6
107
384
36
3,456
2,533
1,144
7,102
49,149
Activity in March 2016
# Requests
# Requests
Processed 3
Approved 4
3,755
217
15
14
1,958
220
927
94
339
35
118
19
1,493
137
525
212
3,763
603
6,998
1,710
175
15
12,147
3,376
6
89
23
373
41
38
4
3,181
1,167
2,570
433
828
257
7,171
1,019
46,469
9,596
# Requests
Denied 5
3,538
1
1,738
833
304
99
1,356
313
3,160
5,288
160
8,771
6
66
332
34
2,014
2,137
571
6,152
36,873
# Requests
Received 2
1,503,053
10,267
76,443
97,693
38,114
387,509
611,652
115,671
1,832,105
591,924
14,604
1,600,680
733
23,498
51,114
41,789
272,598
109,368
155,374
1,576,446
170,842
9,281,477
Program-to-Date
# Requests
# Requests
Processed 3
Approved 4
1,472,335
586,518
9,873
4,921
72,900
19,099
97,599
26,642
37,750
6,843
387,295
103,501
597,303
193,627
113,530
44,356
1,811,843
450,237
585,489
123,917
14,429
2,437
1,550,142
483,463
733
56
23,352
6,495
50,991
28,963
41,618
4,983
249,875
127,693
105,080
18,940
153,774
47,394
1,553,781
447,565
170,842
106,111
9,100,534
2,833,761
# Requests
Denied 5
885,817
4,952
53,801
70,957
30,907
283,794
403,676
69,174
1,361,606
461,572
11,992
1,066,679
677
16,857
22,028
36,635
122,182
86,140
106,380
1,106,216
64,731
6,266,773
This report is sourced from the Monthly Servicer Survey of select servicers participating in MHA under a Servicer Participation Agreement. All data present in this report reflects what is provided by servicers participating in the survey and is not
separately validated by Treasury. Servicers regularly perform evaluation and refinement of reporting, which can lead to updating of Program-to-Date results.
1
In 2013, the Bureau of Consumer Financial Protection (CFPB) issued new mortgage servicing rules under the Real Estate Settlement Procedures Act (Regulation X). These rules, which became effective on January 10, 2014, may impact servicer
processes for evaluation of requests for assistance under MHA. As a result, servicers’ reporting of Requests Received, Requests Processed, and Requests Denied (defined below) may include all mortgage modification requests. Previously, servicer
reporting for these categories included only requests that met basic HAMP eligibility criteria. Due to the ongoing implementation of the mortgage servicing rules and refinement of reporting, some servicers have updated Program-to-Date results
to better reflect HAMP Application Activity.
From time to time, a servicer's current month's cumulative results may not equal the sum of that servicer's prior month's cumulative results and current month's activity; this may be due to servicing transfers or servicer corrections to prior
reporting. Note that Requests Processed, Requests Approved, and Requests Denied in any given month may be related to Requests Received in prior months.
"Requests Received" is the total number of mortgage modification requests received, as reported by servicers. Cumulative Requests Received include all mortgage modification requests received since implementation of Supplemental Directive
10-02, effective June 1, 2010, and any requests that were approved for a trial modification prior to implementation of such guidance. As noted in Footnote 1 above, some servicers may include all mortgage modification requests received,
whereas they previously included only requests that met basic HAMP eligibility criteria.
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"Requests Processed" is the sum of Requests Approved and Requests Denied, defined below.
"Requests Approved" is the total number of complete mortgage modification requests approved for a trial modification under HAMP and trial offers sent to the borrowers, as reported by servicers. Note that all Requests Approved do not
become Active Trials because some borrowers do not accept the trial or fail to make the first trial payment.
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"Requests Denied" is the total number of mortgage modification requests not approved for a trial modification under HAMP and the decision communicated to the borrower by the servicer in accordance with program guidance, as reported by
servicers. Cumulative Requests Denied include all mortgage modification requests denied and communicated to the borrower by the servicer since implementation of Supplemental Directive 10-02, effective June 1, 2010; servicers do not report
Requests Denied prior to then as relevant data is incomplete. Figures include HAMP mortgage modification requests denied due to insufficient documentation, failure to meet basic eligibility criteria, and/or other reasons.
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Formerly OneWest Bank.
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Formerly GreenTree Servicing LLC.
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Includes both PNC Bank, NA and PNC Mortgage, formerly National City Bank.
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Includes servicers that are no longer actively participating in the survey process or those whose Servicer Participation Agreement has been terminated. These servicers no longer submit a survey, and their results only reflect previous periods
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