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Troubled Asset Relief Program (TARP) Monthly Report to Congress – June 2013 July 10, 2013 This report to Congress is pursuant to Section 105(a) of the Emergency Economic Stabilization Act of 2008. Table of Contents Monthly 105(a) Report June 2013 Section Page Highlights………………………....……………………………………………………………………………………………………………….. 1 Where are the TARP Funds?.....……………………………………………………………………………………………………………….. 1 Daily TARP Update 3 Treasury Estimates of the Impact of TARP Programs and Other Treasury Investment in AIG on the Federal Budget 5 Program Updates…………………….………………………………………………………………………………………………….............. 7 Bank Support Programs…………………….…………………………………………………………………………………………………... 7 Capital Purchase Program 7 Community Development Capital Initiative 14 Credit Market Programs………………………………………………………………………………………………………………………... Public-Private Investment Program 15 15 Auto Industry Financing Program…………………………………………………………………………………………………………... 16 Housing Programs……………………………………………………………………………………………………………………………….. 17 Appendix – Financial Statements….………………………………………………………………………………………………………….. 21 More information is available at http://www.treasury.gov/initiatives/financial-stability. June Highlights Monthly 105(a) Report June 2013 The Troubled Asset Relief Program (TARP) was established pursuant to the Emergency Economic Stabilization Act of 2008 (EESA). More than four years after the establishment of the TARP, Treasury is making substantial progress in winding down the extraordinary assistance that had to be provided during the crisis. Treasury has continued to work to reduce the dependence of the financial system on emergency assistance and replace public support with private capital. To date, taxpayers have recovered $400.5 billion – or 95 percent – of the $420.3 billion in TARP funds disbursed. And, when excluding disbursements under the housing programs -- which were never intended to be repaid -- Treasury has disbursed $411.7 billion and recovered $418.1 billion (including the proceeds from sales of all Treasury AIG shares) 1. $271 billion has been recovered from TARP’s bank programs through repayments, dividends, interest, and other income, which represents a nearly $26 billion positive return compared to the $245 billion invested in those institutions. By any objective standards, the Troubled Asset Relief Program worked: it helped stop widespread financial panic, it helped prevent what could have been a devastating collapse of our financial system, and it did so at a cost that is far less than what most people expected at the time the law was passed. June Highlights On June 3, 2013 Treasury recovered its last remaining equity investment in the Legacy Securities Public-Private Investment Program (PPIP). The Oaktree Public-Private Investment Fund -- the last fund with a remaining Treasury investment under PPIP-- repaid the final $31.8 million in outstanding equity owed to Treasury plus an additional $48.5 million gain on the investment, for a total of $80.4 million. Treasury has fully recovered its original investment of $18.6 billion in PPIP, plus a net positive return of nearly $3.8 billion through interest, and proceeds in excess of original equity capital, including warrant proceeds. Remaining payments will provide the taxpayers with an additional positive return on their investment. On June 6, 2013, Treasury sold 30 million additional shares of GM common stock at $34.41 per share, for aggregate proceeds of approximately $1.03 billion. The most recent underwritten public offering was conducted in conjunction with GM’s inclusion in the S&P 500 index. The UAW Retiree Medical Benefits Trust also participated in the proposed offering by selling 20 million shares. In addition, Treasury continued selling shares of GM common stock under its second pre-arranged written trading plan initiated in May 2013. In June, Treasury continued its ongoing strategy for winding down its remaining bank investments in a way that protects taxpayer interests and preserves the strength of our nation’s community banks. Two institutions repurchased all of their outstanding Capital Purchase Program (CPP) preferred shares or subordinated debentures from Treasury’s investments in those institutions for total proceeds of $4.7 million, and Treasury held auctions for its outstanding preferred stock and subordinated debt in six financial institutions under the CPP, for aggregate gross proceeds of approximately $56 million. Also in June, Treasury launched an enhanced TARP Tracker on its website that will make it easier for the public to see how TARP funds have been disbursed, who has received them and on what terms, and how much has been recovered to date. The new TARP Tracker enables users to view the flow of funds for a specific period or over the lifetime of a TARP program, and is updated daily. . It also allows users to view each investment area separately to get the details of what has occurred in a particular program, and includes a scroll of 1 For more information, see note 9 to the Daily Tarp Update (Figure 1). 1 Where are the TARP Funds? Monthly 105(a) Report June 2013 events so they can understand how events, such as legislative actions, have impacted the program. The new TARP Tracker can be accessed at: http://www.treasury.gov/initiatives/financial-stability/reports/Pages/TARP-Tracker.aspx Where are the TARP Funds? 2 This report contains two charts that provide a complete picture of how TARP funds have been used, the extent to which they have been returned, and how much the program will cost. Figure 1: Daily TARP Update (DTU) The first chart shows for each TARP program the amount of funds obligated, the amount disbursed, repayments, income received and any losses. Thus, a reader can quickly see how much cash was disbursed under a particular program and how much cash has come back to Treasury. The Daily Tarp Update (DTU) is updated after every business day and is available at: http://www.treasury.gov/initiatives/financial-stability/reports/Pages/daily-tarp-reports.aspx. Figure 2: Treasury Estimates of the Impact of TARP Programs and Other Treasury Investment in AIG on the Federal Budget The second chart provides for each program within TARP the amount obligated, the amount disbursed, the outstanding balance, and the estimated lifetime cost. Estimated lifetime cost represents Treasury’s best estimate of what the program will ultimately cost the taxpayer. Estimated lifetime cost is calculated quarterly in conjunction with the Office of Management and Budget. Because some TARP investments are in publicly traded securities, we also provide additional information to help readers know the current value of those investments. This chart also shows the estimated lifetime cost of the additional investment by Treasury in AIG separate and apart from the TARP investment. This chart utilizes the methodology that OFS has consistently used to estimate lifetime costs including the requirement to use a discount rate that reflects market risk as required by EESA for future cash flows. Over time, market conditions and the performance of specific investments will be critical determinants of TARP’s lifetime cost. The methodology used adheres to government budgeting guidance and includes investments and other disbursements expected to be made in the future. It also includes assumptions regarding future events, which are inherently uncertain. These estimates do not necessarily reflect official Administration budgetary estimates of the deficit impact of TARP and may differ from the official estimates presented in the President’s Budget, the Midsession Review of the Budget, and the report required in 2013 under Section 134 of EESA. 2 Numbers in text and tables in this report may not add due to rounding. 2 Daily TARP Update Monthly 105(a) Report June 2013 Figure 1: Daily TARP Update for July 1, 2013 (through June 30, 2013) Principal/Investment (*Dollars in Billions*) Obligated Disbursed Refinancing to SBLF1 Repayments Income/Revenue CPP Exchanges Into CDCI2 Write-offs & Realized Losses Outstanding Dividends 3 3 Other Income (Expenses)5 4 Interest Warrants Sold 6 Total Income Total Cash Back Bank Support Programs Capital Purchase Program (CPP) Banks with Assets $10 Billion or Greater $ 165.33 $ $ 160.31 $ - $ - $ 2.58 $ 2.43 $ 9.43 $ - $ 7.48 $ 0.02 $ 16.92 $ 177.24 Banks with Assets Less Than $10 Billion $ 14.57 $ 14.57 $ 10.36 $ 2.21 $ 0.36 $ 0.85 $ 3.00 $ 1.64 $ - $ 0.31 $ (0.02) $ 1.93 $ 12.29 Citigroup Common7 $ 25.00 $ 25.00 $ 25.00 $ - $ - $ - $ 0.93 $ - $ 0.05 $ 6.85 $ 7.84 $ 32.84 Bank Of America $ 20.00 $ 20.00 $ 20.00 $ - $ - $ 1.44 $ - $ 1.24 $ - $ 2.67 $ 22.67 Citigroup $ 20.00 $ 20.00 $ 20.00 $ - $ - $ 1.57 $ - $ 0.19 $ - $ 1.76 $ 21.76 165.33 Targeted Investment Program (TIP) Asset Guarantee Program (AGP) Bank Of America $ - $ - $ - $ - $ - $ - $ - $ - $ 0.28 $ 0.28 $ 0.28 Citigroup $ 5.00 $ - $ - $ - $ - $ 0.64 $ - $ 0.07 $ 3.14 $ 3.85 $ 3.85 $ 0.57 $ 0.21 $ 0.06 $ 0.01 $ 0.51 $ 0.03 $ - $ - $ - $ 0.03 $ 0.09 $ 250.46 $ 245.10 $ 235.73 $ 3.44 $ 5.93 $ 15.68 $ - $ 9.34 $ 10.27 $ 35.28 $ 271.01 6.25 $ 6.25 $ - $ - $ 0.89 $ - $ - $ 2.56 $ 3.44 $ 9.69 12.38 $ 12.38 $ - $ - $ - $ 0.32 $ - $ - $ 0.32 $ 12.70 Community Development Capital Initiative (CDCI) Bank Program Totals (0.36) $ - $ Credit Market Programs Public-Private Investment Program (PPIP) Equity8 $ 7.23 $ Debt $ 12.38 $ Term Asset Backed Securities Lending Facility $ 0.10 $ 0.10 $ 0.10 $ - $ - $ - $ 0.01 $ - $ 0.42 $ 0.43 $ 0.53 Purchase SBA 7(a) Securities (SBA) $ 0.37 $ 0.37 $ 0.36 $ 0.00 $ - $ - $ 0.01 $ - $ 0.00 $ 0.01 $ 0.38 $ 20.08 $ 19.09 $ 19.09 $ 0.00 $ - $ 0.89 $ 0.35 $ - $ 2.97 $ 4.21 $ 23.29 Common $ 47.54 $ 47.54 $ 34.06 $ 13.48 $ - $ - $ - $ 0.03 $ - $ 0.03 $ 34.08 Preferred $ 20.29 $ 20.29 $ 20.29 $ - $ - $ 0.64 $ - $ - $ 0.29 $ 0.93 $ 21.23 $ 67.84 $ 67.84 $ 54.35 $ 13.48 $ - $ 0.64 $ - $ 0.29 $ 0.96 $ 55.31 32.95 $ 9.19 $ 8.89 $ - $ 0.77 $ - $ 9.44 $ 2.93 $ - $ - $ 1.19 $ - $ $ Credit Market Program Totals Other Programs American International Group (AIG)9 AIG Totals 0.03 $ Automotive Industry Financing Program (AIFP) GM10 $ 51.03 $ 51.03 $ Chrysler $ 12.37 $ 12.37 $ Ally (GMAC) $ 16.29 $ 16.29 $ 2.54 $ 13.75 $ 3.41 - $ - $ 79.69 $ 79.69 $ 44.93 $ 12.12 $ 22.64 $ 3.41 $ 1.95 $ - $ 147.53 $ 147.53 $ 99.28 $ 25.61 $ 22.64 $ 4.05 $ 1.95 $ 0.03 $ $ 354.10 $ 29.05 $ 28.58 $ 20.61 $ 2.30 $ 9.36 AIFP Totals Other Programs Totals 0.00 $ (0.00) $ 0.76 $ 33.71 1.69 $ 11.13 $ 3.53 $ 6.07 0.62 $ 5.98 $ 50.91 6.94 $ 106.22 0.50 $ $ 0.13 $ 0.92 $ Treasury Housing Programs Under TARP Making Homes Affordable $ 29.87 $ 5.84 HFA Hardest-Hit Fund $ 7.60 $ 2.68 FHA Refinance11 $ 1.03 $ 0.06 Housing Totals $ 38.49 $ 8.58 TARP Totals $ 456.56 $ 420.30 $ - $ 14.15 $ 46.43 $ 400.53 $ 17.55 $ 17.55 $ 17.55 $ 31.71 63.98 $ 418.08 Additional Treasury Holdings Additional AIG Common Shares Held by Treasury 9 Total for TARP Programs and Additional AIG Shares $ 456.56 $ 420.30 $ 354.10 $ - $ 29.05 $ 28.58 $ 20.61 $ 2.30 $ 9.36 $ Notes to Daily TARP Update 1/ This row represents the portion of CPP repayments that were received from refinancing to the Small Business Lending Fund (SBLF), which is not a TARP program. The law creating the SBLF provided that banks could refinance securities issued under the CPP and CDCI programs with securities issued under the SBLF. A total of 137 CPP banks refinanced under the SBLF resulting in repayments of $2.21 billion in CPP investments. This amount is included in total repayments and therefore, this column is not used to calculate the "Outstanding" amount. 3 Daily TARP Update Monthly 105(a) Report June 2013 2/ This column represents non-cash exchanges out of CPP into CDCI. A total of 28 CPP banks, representing $355.7 million, converted from CPP to CDCI. The total amount exchanged into CDCI, with converted warrants, was $363.3 million. 3/ For equity programs, all dividend and interest payments are classified in the “Dividends” category. For direct loan programs, all dividend and interest payments are classified in the “Interest” category. These classifications are consistent with the accounting treatment used to produce OFS’ financial statements. 4/ Amount of "Warrants Sold" reflects net cash receipts. 5/ "Other Income (Expenses)" includes gains on sales, investment income, fees collected, and disposition expenses. 6/ This column represents the sum of repayments plus income/revenue. All returned TARP funds are paid into the general fund of the Treasury for the reduction of the public debt. These amounts do not represent lifetime cost estimates, which are detailed in Figure 2. 7/ Citigroup CPP investment was originally in the form of preferred shares and was converted to common stock in September 2009. 8/ Allocation of Public-Private Investment Program (PPIP) Equity receipts between repayments and income are subject to reclassification. 9/ Treasury’s investment in AIG common shares consisted of shares acquired in exchange for preferred stock purchased with TARP funds (TARP shares) and shares received from the trust created by the FRBNY for the benefit of Treasury as a result of its loan to AIG (non-TARP shares). Treasury managed the TARP shares and non-TARP shares together, and disposed of them pro-rata in proportion to its holdings. Only the TARP shares are included under “Other Programs—AIG” and the "Write-offs & Realized Losses" column shows a loss based on Treasury’s cost basis of $43.53 in the TARP shares alone. The non-TARP shares are shown at the bottom of the page after the TARP Total under "Additional AIG Common Shares Held by Treasury." A gain in the "Other Income (Expenses)" column is shown for the non-TARP shares because Treasury’s cost basis in such shares is deemed to be zero. When the TARP shares and non-TARP shares are considered together, Treasury’s cost on a cash basis is $28.73 per share. With the sale of all remaining shares in December 2012, Treasury has recovered a total of $72.84 billion (including proceeds from the sale of the non-TARP shares), compared to total TARP disbursements of $67.84 billion. 10/ Treasury’s investment in GM was originally made primarily in the form of loans, some of which were subsequently converted into common and preferred stock. Treasury currently holds only common stock. The realized loss reflects the difference between the prices at which Treasury has sold common shares in GM’s initial public offering and subsequent sales and the Treasury’s cost basis ($43.52 per common share) for such shares. Treasury intends to continue to dispose of its GM shares in an orderly fashion, subject to market conditions. 11/ Treasury entered into an $8 billion letter of credit facility to fund a portion of losses associated with the FHA Short Refinance Program. Pursuant to this letter of credit facility, a reserve account was pre-funded with $50 million for any future loss claim payments. All unused amounts from this account will be returned to Treasury. In March 2013, Treasury extended the letter of credit facility to provide coverage for loans refinanced throughout the eligibility period, which had been extended to December 2014, but reduced the amount to $1 billion. The obligation related to the FHA Short Refinance Program was reduced accordingly from $8 billion to $1 billion, including administrative expenses. 4 Treasury Estimates of Impact on the Federal Budget Monthly 105(a) Report June 2013 Figure 2: Treasury Estimates of the Impact of TARP Programs and Other Treasury Investment in AIG on the Federal Budget Programs as of June 30, 2013 Estimated Lifetime Cost as of Outstanding Investment Balance as of June 30 Obligation/ Commitment Disbursed as of June 30 Citigroup $ 25.00 $ 25.00 $ - $ (6.89) Other banks with assets $10 billion or greater $ 165.33 $ 165.33 $ 2.43 $ (10.18) (dollar amounts in billions) Bank Support Programs: 1 May 31 Capital Purchase Program (CPP): 2 $ 14.57 $ 14.57 $ 3.00 $ 1.18 Total $ 204.89 $ 204.89 $ 5.43 $ (15.88) Targeted Investment Program (TIP) $ 40.00 $ 40.00 $ - $ (4.00) Asset Guarantee Program (AGP)3 Community Development Capital Initiative (CDCI) $ 5.00 $ 0.00 $ - $ (4.00) $ 0.57 $ 0.57 $ 0.51 $ 0.14 Debt $ $ 7.23 12.38 $ $ 6.25 12.38 $ $ - $ $ (3.04) 0.33 Total $ 19.61 $ 18.62 $ - $ (2.71) Term Asset Backed Securities Lending Facility (TALF) $ 0.10 $ 0.10 $ - $ (0.60) Purchase SBA 7(a) Securities (SBA) $ 0.37 $ 0.37 $ - $ (0.00) Common Stock $ $ 20.29 47.54 $ $ 20.29 47.54 $ $ - $ $ 15.18 Total $ 67.84 $ 67.84 $ - $ 15.18 Automotive Industry Financing Program (AIFP) $ 79.69 $ 79.69 $ 22.64 $ 17.91 Sub-total for Investment Programs $ 418.07 $ 411.72 $ 28.58 $ 6.02 Making Homes Affordable $ 29.87 $ 5.84 n/a $ 29.87 Hardest Hit Fund FHA-Refinance4 $ $ 7.60 1.03 $ $ 2.68 0.06 n/a n/a $ $ 7.60 0.21 Sub-total for Housing Programs $ 38.49 $ 8.58 n/a $ 37.67 $ 456.56 $ 420.30 28.58 $ 43.70 n/a $ (17.55) 28.58 $ 26.14 Banks with assets less than $10 billion Credit Market Programs: Public-Private Investment Program (PPIP): Equity Other Programs: American International Group (AIG): Preferred Stock Total for TARP Programs Additional AIG Common Shares Held by Treasury5 Total for TARP Programs and Additional AIG Shares n/a $ 456.56 $ n/a $ 420.30 $ 5 Treasury Estimates of Impact on the Federal Budget Monthly 105(a) Report June 2013 Notes to Treasury Estimates of the Impact of TARP Programs and Other Treasury Investment in AIG on the Federal Budget: 1/ Lifetime cost information are as of May 31, 2013. Estimated lifetime cost figures shown above are currently updated quarterly in conjunction with the Office of Management and Budget. The value of outstanding investments in publicly-traded securities is calculated by using the aggregate value of the investments at market prices as of May 31, 2013. The following common stock value information is provided for the convenience of the reader to show the increase or decrease in the aggregate value of the shares outstanding as of May 31, 2013, compared to the aggregate value of shares outstanding as of June 30, 2013, including the net proceeds from shares sold in June, 2013. 05/31/2013 Market Value Outstanding Investment 06/30/2013 Market Value Increase (Decrease) in Cost In billions GM Common Stock $ 7.43 $ 7.34 $ 0.09 Note: The share price for GM was $33.89 for the period ending May 31, 2013 and $33.31 for the period ending June 30, 2013. 2/ The law creating the Small Business Lending Fund (SBLF) provided that banks could refinance securities issued under the CPP and CDCI programs with securities issued under the SBLF. A total of 137 CPP banks refinanced under the SBLF resulting in repayments of $2.21 billion in CPP investments. 3/ Estimated lifetime costs for AGP includes $276 million for the termination fee Bank of America paid Treasury-OFS for the value received from the announcement of the negotiations on the guarantee and share losses on a pool of assets. 4/ In March 2013, Treasury extended the letter of credit facility to provide coverage for loans refinanced throughout the eligibility period, which had been extended to December 2014, but reduced the amount from $8 billion to $1 billion. Treasury believes this lower amount will be sufficient to accommodate any increased usage that could result through the close of the program. The figures in this line include administrative expenses associated with the letter of credit facility. 5/ As discussed in note 9 to the Daily TARP Update, Treasury’s investment in AIG common shares consisted of shares acquired in exchange for preferred stock purchased with TARP funds (TARP shares) and shares received from the trust created by the FRBNY for the benefit of Treasury as a result of its loan to AIG (non-TARP shares). Treasury managed the TARP shares and non-TARP shares together, and disposed of them pro-rata in proportion to its holdings. Only the TARP shares are included under “Other Programs—AIG” and the lifetime cost estimate shows a loss based on Treasury’s cost basis in the TARP shares alone. However, a gain is shown for the non-TARP shares in the line entitled “Additional AIG Common Shares Held by Treasury” because Treasury’s cost basis in such shares was deemed to be zero. When the TARP shares and non-TARP shares are considered together, Treasury’s cost on a cash basis was $28.73 per share. TARP estimates include financing costs (borrowing) from the time of initial investment through the reporting period. 6 Program Updates – Bank Support Programs Monthly 105(a) Report June 2013 Program Updates Bank Support Programs In early October 2008, Treasury launched a series of programs to stabilize the nation’s banking institutions. A total of $245 billion was invested in banking institutions, and as of March 31, 2011, Treasury had recovered more than 100 percent of that amount through repayments, dividends, interest, and other income. Treasury continues to recover additional funds, and so far taxpayers have realized a gain of nearly $26 billion on their investments through TARP’s bank programs. Capital Purchase Program (CPP) Treasury created the Capital Purchase Program in October 2008 to stabilize the financial system by providing capital to viable banking institutions of all sizes throughout the nation. Figure 3 shows the cumulative Capital Purchase Program activity since program inception. Today, every additional dollar recovered from CPP participants represents a positive return for taxpayers. Figure 3: Capital Purchase Program Snapshot as of June 30, 2013 Amount Invested: Largest Investment: Smallest Investment: CPP Cumulative Investments $204.9 billion $25 billion $301,000.00 CPP Institutions (Banks in 48 states, D.C and Puerto Rico) Total Institutions Funded: 707 Full Repayments: 214 SBLF Repayments: 137 CDCI Conversions: 28 Partial Repayments: 9 Sold Investments: 23 Auctioned Investments: 134 In Bankruptcy/Receivership: 25 Merged Institutions: 4 1 Currently in Common 3 Total Remaining Institutions: 142 CPP Proceeds to Treasury (in billions) $200 $193.56 $150 $100 $50 $2.45 $18.87 $7.87 $Repayments² Auctions³ Total Dividends, Interest & Other Income Total CPP Proceeds: Warrant Income⁴ $222.75 billion 7 Program Updates – Bank Support Programs Monthly 105(a) Report June 2013 Notes to Capital Purchase Program Snapshot as of June 30, 2013: 1/ Institutions where Treasury has converted its original investment at a discount, into shares of common stock in the institution. 2/ Actual collections to date. Includes $2.21 billion in SBLF transfers and $0.36 billion in CDCI transfers. 3/ Includes proceeds from all auctions of CPP preferred, warrant preferred, note, and warrant note securities where cash has settled with OFS as of June 30, 2013. 4/ Net proceeds; includes proceeds from exercised warrants. Repayments at Par In June, two institutions (Patterson Bancshares, Inc. and IBT Bancorp, Inc.) repurchased all of their outstanding CPP preferred shares or subordinated debentures from Treasury’s investments in those institutions for total proceeds of $4.7 million. Sales & Dispositions • On June 14, Treasury sold to private investors its preferred stock and subordinated debentures in six institutions (Farmers & Merchants Financial Corporation; First Western Financial, Inc.; Intervest Bancshares Corporation; Pathway Bancorp; Security State Bank Holding Company; and Worthington Financial Holdings, Inc.) for actual aggregate gross proceeds of $56 million. More information can be found in Treasury’s Press Release: http://www.treasury.gov/press-center/press-releases/Pages/jl1984.aspx. Restructurings In limited cases, in order to protect the taxpayers’ interest in the value of an investment and to promote the objectives of EESA, Treasury may exchange the CPP preferred stock for other securities or may sell the preferred stock. Treasury evaluates whether to participate in an exchange or sale on the basis of enabling the bank to (i) get new investors to provide additional capital, (ii) conduct a capital restructuring or (iii) strengthen its capital and financial condition. Exchanges made on this basis may be at a rate less than par, and sales by Treasury to a new investor may be made at a discount. • On June 28, Treasury completed the sale to MBG Investors I, L.P. of all preferred stock (including the preferred stock received upon the exercise of warrants) issued by Metropolitan Bank Group, Inc. to Treasury for an aggregate purchase price of $26.0 million, pursuant to the terms of the agreement among Treasury, MBG Investors I, L.P. and Metropolitan Bank Group, Inc. entered into on June 26. Warrant Repurchases In addition to the transactions above, Treasury disposed of its warrant positions in 20 institutions in June that were received in consideration for investments made under the CPP. These proceeds provided an additional return of $14.4 million to taxpayers from Treasury’s investments in banks beyond any dividend or interest payment. • On June 6, Treasury completed an auction to sell, in private transactions involving qualified institutional buyers, its warrant position in 16 institutions for net proceeds of $13.4 million. More in information can be found in Treasury’s Press Release: http://www.treasury.gov/press-center/press-releases/Pages/jl1972.aspx. 8 Program Updates – Bank Support Programs Monthly 105(a) Report June 2013 • Treasury completed the sale of warrants issued by Coastal Banking Company, Inc. and Hawthorn Bancshares, Inc. for a total of $0.8 million. • Patterson Bancshares, Inc. and IBT Bancorp, Inc. repurchased their preferred shares from exercised warrants from Treasury for a total of $0.3 million. Dividends and Interest In June, Treasury received dividends and interest income from CPP investments of $5.0 million. As of June 30, 2013, cumulative dividends, interest and fee income received from CPP investments total $12.0 billion. Figure 4: Top 25 Remaining Capital Purchase Program Investments as of June 30, 2013 A list of all remaining CPP investments can be found in the appendix to this report. 1 2 3 4 5 6 7 8 9 10 11 12 13 Institution City, State Synovus Financial Corp. Popular, Inc. First BanCorpa Columbus, GA San Juan, PR San Juan, PR Clayton, MO New York, NY Los Angeles, CA Madison, WI Norfolk, VA Ionia, MI Charlotte, NC Miami, FL Cary, NC Frontenac, MO First Banks, Inc. New York Private Bank & Trust Corp. Cathay General Bancorp Anchor BanCorp Wisconsin Inc. Hampton Roads Bankshares, Inc.b Independent Bank Corporation CommunityOne Bancorpc U.S. Century Bank Crescent Financial Bancshares, Inc. Reliance Bancshares, Inc. Outstanding Investment ($millions) $ $ $ $ $ $ $ $ $ $ $ $ $ 967.9 935.0 400.0 295.4 267.3 129.0 110.0 80.3 72.0 51.5 50.2 42.8 40.0 14 15 16 17 18 19 20 21 22 23 24 25 Institution City, State Bridgeview Bancorp, Inc. Porter Bancorp Inc. Centrue Financial Corporation Royal Bancshares of Pennsylvania, Inc. First United Corporation Spirit BankCorp, Inc. Intermountain Community Bancorp Patriot Bancshares, Inc. Rogers Bancshares, Inc. Eastern Virginia Bankshares, Inc. Severn Bancorp, Inc. Central Bancorp, Inc. Total Bridgeview, IL Louisville, KY St. Louis, MO Narberth, PA Oakland, MD Bristow, OK Sandpoint, ID Houston, TX Little Rock, AR Tappahannock, VA Annapolis, MD Garland, TX 9 Outstanding Investment ($millions) $ 38.0 $ 35.0 $ 32.7 $ 30.4 $ 30.0 $ 30.0 $ 27.0 $ 26.0 $ 25.0 $ 24.0 $ 23.4 $ 22.5 $3.79 billion Program Updates – Bank Support Programs Monthly 105(a) Report June 2013 Notes to Top 25 Remaining Capital Purchase Program Investments as of June 30, 2013: a/ Treasury exchanged its preferred stock for mandatorily convertible preferred stock (MCP) with capitalized dividends. First Bancorp fulfilled the conversion conditions and Treasury's MCP was converted into 32,941,797 shares of common stock. b/ Treasury exchanged its preferred stock for MCP. Hampton fulfilled the conversion conditions and Treasury's MCP was converted into 52,225,550 shares of common stock. Treasury currently holds 2,089,022 shares of Hampton common stock following a reverse stock split. c/ Treasury exchanged its preferred stock for 108,555,303 shares of FNB United common stock. Treasury currently holds 1,085,553 shares of FNB United common stock following a reverse stock split. On June 28, 2013, FNB United announced that, effective July 1, 2013; its name will change to CommunityOne Bancorp. Capital Purchase Program Regional Snapshots Following is a detailed breakdown of remaining institutions with outstanding investments under the Capital Purchase Program. The locations of remaining institutions’ headquarters are mapped to provide a visual overview of outstanding investments. The regional snapshots provide monthly overviews of outstanding CPP investments as TARP continues to wind down its investments. The regional snapshots include a state-by-state breakdown showing how many institutions remain in the program; the outstanding investment amount; and how many institutions in each state, if any, have outstanding payments due to Treasury. The regional snapshots also show the Top 10 largest outstanding investments in that region; the total amount outstanding; the number of missed payments, if any; and the amount owed in non-current dividends, if applicable. A full list of remaining CPP investments, including more detail about those banks with outstanding payments, is contained in the appendix to this report. This information is also available in the Dividends and Interest Report published monthly at: http://www.treasury.gov/initiatives/financial-stability/briefing-room/reports/dividends-interest/Pages/default.aspx. 10 Program Updates – Bank Support Programs Monthly 105(a) Report June 2013 Eastern Region CPP Institutions as of June 30, 2013 State by State Breakdown State Number of Number of Investment Institutions Institutions Outstanding with Missed Outstanding (millions) Payments Puerto Rico 2 0 $ 1,335.00 Georgia 9 6 $ 1,028.20 New York 2 1 $ 274.77 Virginia 8 4 $ 169.76 North Carolina 7 4 $ 135.88 Florida 7 7 $ 101.29 Maryland 7 7 $ 85.44 South Carolina 5 5 $ 48.60 Pennsylvania 2 1 $ 42.94 New Jersey 3 2 $ 25.74 Massachusetts 2 1 $ 17.06 Rhode Island 1 0 $ 1.07 Connecticut - - $ - Deleware - - $ - Maine - - $ - New Hampshire - - $ - Vermont - - $ - West Virginia - - $ - Top 10 Largest Institutions Outstanding Details Synovus Financial Corp. Columbus GA Public Number of Missed Payments - Popular, Inc. San Juan PR Public - First BanCorp* San Juan PR Public - $ - $ 400,000,000 New York Private Bank & Trust Corporation New York NY Private - $ - $ 267,274,000 Institution City State Public/ Private Non-Current Dividends Total Amount Outstanding $ - $ 967,870,000 $ - $ 935,000,000 Hampton Roads Bankshares, Inc.* CommunityOne Bancorp*ⁱ Norfolk VA Public - $ - $ 80,347,000 Charlotte NC Public - $ - $ 51,500,000 U.S. Century Bank Miami FL Private 14 $ 9,582,580 $ 50,236,000 Crescent Financial Bancshares, Inc. Cary NC Public - $ - $ 42,849,000 Royal Bancshares of Pennsylvania, Inc. Narberth PA Public 16 $ 6,081,400 $ 30,407,000 First United Corporation Oakland MD Public 11 $ 4,125,000 $ 30,000,000 *This institution's original investment has been converted into shares of common stock in the institution. Amount show n replects the original investment amount less sale proceeds as applicable. More information can be found in the Transaction Report located in the appendix. ⁱFormerly named FNB United Corp. 11 Program Updates – Bank Support Programs Monthly 105(a) Report June 2013 Central Region CPP Institutions as of June 30, 2013 State by State Breakdown State Number of Number of Investment Institutions Institutions with Missed Outstanding Outstanding Payments Missouri 6 4 $ 372.58 Wisconsin 2 2 $ 115.10 Arkansas 6 5 $ 92.74 Illinois 7 4 $ 88.25 Michigan 2 2 $ 78.79 Kentucky 5 3 $ 51.94 Minnesota 6 4 $ 45.73 Tennessee 2 1 $ 21.37 Indiana 2 1 $ 16.56 Mississippi 3 0 $ 10.12 Alabama 3 2 $ 7.72 Iowa 1 1 $ 6.35 Louisiana 1 1 $ 2.40 Ohio - - $ - Top 10 Largest Institutions Outstanding Details Institution City State Public/ Private Number of Missed Payments Non-Current Dividends Total Amount Outstanding First Banks, Inc. Clayton MO Private 16 $ 64,397,200 $ 295,400,000 Anchor BanCorp Wisconsin Inc. Madison WI Public 17 $ 23,604,167 $ 110,000,000 Independent Bank Corporation Ionia MI Public 13 $ 11,463,671 $ 72,000,000 Reliance Bancshares, Inc. Frontenac MO Public 10 $ 5,450,000 $ 40,000,000 Bridgeview Bancorp, Inc. Bridgeview IL Private 13 $ 6,730,750 $ 38,000,000 Porter Bancorp Inc. Louisville KY Public 7 $ 3,062,500 $ 35,000,000 32,668,000 Centrue Financial Corporation St. Louis MO Public 16 $ 6,533,600 $ Rogers Bancshares, Inc. Little Rock AR Private 15 $ 5,109,375 $ 25,000,000 Chambers Bancshares, Inc. Danville AR Private 2 $ 831,334 $ 19,817,000 Community First, Inc. Columbia TN Private 9 $ 2,183,400 $ 17,806,000 12 Program Updates – Bank Support Programs Monthly 105(a) Report June 2013 Western Region CPP Institutions as of June 30, 2013 State by State Breakdown State Number of Number of Investment Institutions Institutions Outstanding with Missed Outstanding (millions) Payments California Texas Idaho Kansas Oklahoma Colorado North Dakota Arizona Oregon Wyoming Nevada New Mexico Alaska Hawaii Montana Nebraska South Dakota Utah Washington 16 14 $ 245.60 7 5 $ 81.55 3 2 $ 41.90 3 2 $ 39.35 1 1 $ 30.00 4 3 $ 28.53 1 0 $ 20.09 2 1 $ 6.44 1 0 $ 3.22 1 0 $ 3.10 1 1 $ 2.67 1 0 $ 1.58 - - $ - - - $ - - - $ - - - $ - - - $ - - - $ $ - Top 10 Largest Institutions Outstanding Details Cathay General Bancorp Los Angeles CA Public Number of Missed Payments - $ - Spirit BankCorp, Inc. Bristow OK Private 11 $ 4,496,250 $ 30,000,000 Intermountain Community Bancorp Sandpoint ID Public - $ - 27,000,000 Patriot Bancshares, Inc. Houston TX Private 10 $ 3,547,700 $ 26,038,000 Central Bancorp, Inc. Garland TX Private 9 $ 2,759,063 $ 22,500,000 Blue Valley Ban Corp Overland Park KS Public 17 $ 4,621,875 $ 21,750,000 Heritage Oaks Bancorp Paso Robles Public - $ - $ 21,000,000 Institution City State CA Public/ Private Non-Current Dividends Total Amount Outstanding $ 129,000,000 $ BNCCORP, Inc. Bismarck ND Public - $ - $ 20,093,000 Pacific City Financial Corporation Los Angeles CA Public 16 $ 3,531,600 $ 16,200,000 Broadway Financial Corporation Los Angeles CA Private 12 $ 2,250,000 $ 15,000,000 13 Program Updates – Bank Support Programs Monthly 105(a) Report June 2013 Community Development Capital Initiative In order to provide lower-cost capital to community development financial institutions, Treasury established the Community Development Capital Initiative. In total, Treasury invested approximately $570 million in 84 community development financial institutions, which included approximately $363 million exchanged by 28 financial institutions from the Capital Purchase Program. There are currently 73 institutions remaining in the program. • On June 14, Freedom First Federal Credit Union repurchased all of its outstanding CDCI investment from Treasury for a total of $9.3 million plus accrued and unpaid dividends. 14 Program Program Updates Updates – Public-Private – Public-Private Investment Investment Program Program Monthly 105(a) Report June 2013 Credit Market Programs Public-Private Investment Program On June 3, 2013 Treasury reached an important milestone when the Oaktree Public-Private Investment Fund -- the last fund with a remaining Treasury investment under the Legacy Securities Public-Private Investment Program (PPIP) -- repaid the final $31.8 million in outstanding equity owed to Treasury, plus a $48.5 million gain on the investment, for a total of $80.37 million. PPIP was designed to help restart the market for non-agency residential mortgage-backed securities (RMBS) and commercial mortgagebacked securities (CMBS), thereby allowing banks and other financial institutions to re-deploy capital and extend new credit to households and businesses. As of June 30, 2013, Treasury has fully recovered its original investment of $18.6 billion in PPIP, plus a net positive return of nearly $3.8 billion through interest, and proceeds in excess of original equity capital, including warrant proceeds. Remaining payments will provide the taxpayers with an additional positive return on their investment. 15 Program Updates – Auto Industry Financing Program Monthly 105(a) Report June 2013 Auto Industry Financing Program The Automotive Industry Financing Program (AIFP) was launched in December 2008 to prevent the uncontrolled liquidation of Chrysler and General Motors (GM) and the collapse of the U.S. auto industry, because the potential for such a disruption at that time posed a significant risk to financial market stability and threatened the overall economy. Under AIFP, Treasury invested a total of $51.03 billion to help stabilize and restructure GM. In November 2010, GM completed an initial public offering, which yielded $13.5 billion in net proceeds for Treasury and reduced its stake in GM to 500.1 million remaining shares of GM common stock. In December 2012, as part of its continuing efforts to wind down TARP, Treasury announced its intent to fully exit its remaining investment in GM within the following 12-15 months, subject to market conditions. As part of that announcement, GM agreed to purchase 200 million shares of GM common stock from Treasury at $27.50 per share – a transaction that closed on December 21, 2012. In January 2013, the U.S. Department of the Treasury began the process of selling its shares into the market. On April 11, 2013, Treasury completed its first pre-arranged trading plan for the sale of its GM common stock. Under this plan, Treasury sold 58.4 million shares of GM common stock for total gross proceeds of approximately $1.6 billion. On June 6, 2013, Treasury sold 30 million additional shares of General Motors Company (GM) common stock at $34.41 per share, in an underwritten public offering in conjunction with GM’s inclusion in the S&P 500 index. The aggregate proceeds from the sale were approximately $1.03 billion. The UAW Retiree Medical Benefits Trust (VEBA) also sold 20 million shares in the offering, making the total offering size 50 million shares. Aggregate proceeds to VEBA from the common stock offering were approximately $688 million. For more information, see Treasury’s press release here: http://www.treasury.gov/press-center/press-releases/Pages/jl1976.aspx. Also in June, Treasury continued its sale of GM common stock, pursuant to its second pre-arranged written trading plan initiated in May 2013. For more information, see Treasury’s press release: http://www.treasury.gov/press-center/press-releases/Pages/jl1926.aspx. In June 2013, Treasury received total net proceeds of approximately $1.98 billion from the sales of GM common stock. 3 To date, Treasury has recovered approximately $33.35 billion 4 of its investment in GM through repayments, sales of stock, dividends, interest, and other income. 3 This includes proceeds from the June 6 sale of 30 million shares of common stock described below. Additional details on the number of GM shares and average price per share that Treasury sold under its pre-arranged written trading plan will be disclosed upon the completion of each pre-arranged trading plan and provided in the Monthly Report to Congress that is issued subsequent to the sale. 4 This amount only includes what Treasury has recovered from GM. As of June 30, 2013, the total amount that Treasury has recovered, including the investment in GM and loans for the Supplier and Warranty Programs, is $33.71 billion. 16 Program Updates – Housing Programs Monthly 105(a) Report June 2013 Housing Programs Making Home Affordable Program Performance Report On July 12, the U.S. Department of the Treasury plans to release the Making Home Affordable Program Performance Report through May 2013. The report will be available on the following page: http://www.treasury.gov/initiatives/financial-stability/reports/Pages/MakingHome-Affordable-Program-Performance-Report.aspx. Highlights will include: • Since the start of the program, more than 1.6 million homeowner assistance actions have been taken under MHA. • More than 1.3 million homeowners have received a permanent first lien modification through MHA since the start of the program, including more than 1.2 million through the Home Affordable Modification Program (HAMP). Approximately 16,000 new MHA first lien modifications have been reported since the April report. • To date, homeowners in HAMP permanent modifications have saved an estimated $20.3 billion in monthly mortgage payments. Homeowners in active first lien permanent modifications are currently saving a median of $547 per month – more than one-third of their median before-modification payment. • Homeowners currently in HAMP permanent modifications with some form of principal reduction have been granted an estimated $10.6 billion in principal reduction. Of all non-GSE loans eligible for principal reduction entering HAMP in May, 69 percent included a principal reduction feature. 2MP and HAFA Program Results • The Second Lien Modification Program (2MP) enables homeowners in a permanent first lien modification under HAMP to modify eligible second lien mortgages serviced by a participating servicer. To date, nearly 112,000 homeowners in a permanent first lien modification under HAMP have received assistance through 2MP. • Approximately 170,000 homeowners have exited their homes through a short sale or deed-in-lieu of foreclosure with assistance from the Home Affordable Foreclosure Alternatives Program (HAFA), which provides $3,000 for relocation assistance after a homeowner exits the home. 17 Program Updates – Housing Programs Monthly 105(a) Report June 2013 Hardest Hit Fund The Hardest Hit Fund provides $7.6 billion to 18 states and the District of Columbia to provide assistance to struggling homeowners through locally-tailored programs administered by each respective Housing Finance Agency (HFA). These areas were chosen because they have experienced steep home price declines or severe unemployment in the economic downturn. States are experimenting with a number of different programs to help homeowners, including principal reduction, reinstatement, short sale/transition assistance, modification assistance, and loan purchase and mortgage payment programs. • There are now 63 active programs across the 19 HFAs. Approximately 67 percent of total program funds are targeted to help unemployed borrowers, primarily through reinstatement and programs that help homeowners pay their mortgage while looking for work. • All 19 HFAs have created extensive infrastructures to operate these programs, including selecting and training networks of housing counselors to assist with applications, creating homeowner portals to aid homeowners in applying for assistance, and hiring underwriters and other staff to review and approve applications. • Treasury is working to identify best practices, share lessons learned, and provide additional assistance and oversight to HFAs. In June, Treasury continued to participate in bi-weekly conference calls with the 19 HFAs and the large servicers participating in the Hardest Hit Fund to discuss best practices in reaching the target population, ways to expand program eligibility and promising new programs that can effectively utilize Hardest Hit Funds. • Treasury approved program changes for Arizona, California, Michigan, and Oregon on June 6, 2013. Arizona’s most noteworthy changes included adding a lease-to-own option to their short sale program and increasing the maximum assistance available across their programs. California increased the maximum payment assistance available for unemployed homeowners and streamlined borrower eligibility criteria. Michigan introduced a new Blight Elimination program, providing funding for targeted demolition and property greening activities to stimulate recovery efforts in blighted neighborhoods. Building on targeted geographic success, Oregon expanded its mortgage assistance program to include underemployed homeowners and owners of condominiums and townhomes statewide. These program changes reflect the states’ efforts to remain flexible and adaptive to current housing market trends and homeowner needs. • Two HFAs drew a total of $83.0 million in June; over the life of the program, the 18 states and the District of Columbia have drawn a total of $2.68 billion. Each HFA draws down funds as they are needed. (See Figure 6) HFAs have until December 31, 2017 to expend funds, and must have no more than 5 percent of their allocation on hand before they can draw down additional funds. • Each state submits a quarterly report on the progress of its programs. Direct links to each state’s most recent performance report can be found at http://www.treasury.gov/initiatives/financial-stability/programs/housing-programs/hhf/Pages/default.aspx and below in Figure 5. 18 Program Updates – Housing Programs Monthly 105(a) Report Figure 5: Programs Available Through the Hardest Hit Fund AL AZ CA Statewide Launch 2/2/11 9/20/10 1/10/11 DC 4/19/11 FL GA IL IN KY MI MS NC NJ NV OH OR 4/18/11 4/1/11 7/25/11 5/10/11 4/1/11 7/12/10 5/16/11 12/1/10 5/8/11 2/21/11 9/27/10 12/10/10 RI 12/1/10 SC TN 1/20/11 3/1/11 State June 2013 Reporting Link Program Information Link http://www.hardesthitalabama.com/TreasuryHHA.html http://www.azhousing.gov/ShowPage.aspx?ID=405&CID=11 http://www.keepyourhomecalifornia.org/reports.htm http://www.dchfa.org/DCHFAHome/Homebuyers/ForeclosurePrevention/QuarterlyRepor ts/tabid/219/Default.aspx http://www.hardesthitalabama.com https://www.savemyhomeaz.gov/ www.keepyourhomecalifornia.org http://apps.floridahousing.org/StandAlone/FHFC_ECM/ContentPage.aspx?PAGE=0277 http://www.dca.state.ga.us/housing/homeownership/programs/treasuryReports.asp http://www.illinoishardesthit.org/spv-7.aspx http://www.877gethope.org/news/indianas-hardest-hit-funding-update http://www.kyhousing.org/page.aspx?id=3165 http://www.michigan.gov/mshda/0,1607,7-141-45866_47905-250571--,00.html http://www.mshomecorp.com/about%20mhc/disclosures.htm http://www.ncforeclosureprevention.gov/hardest_hit_funds.aspx http://www.njhomekeeper.gov/performance.htm http://www.nahac.org/ http://www.ohiohome.org/restoringstability/reports.aspx http://www.oregonhomeownerhelp.org/en/reporting http://www.hhfri.org/HHFRI_Dynamic_Content.aspx?id=10737418256&ekmensel=c580f a7b_10737418238_10737418240_btnlink http://www.scmortgagehelp.com/reports.html https://www.keepmytnhome.org/ https://www.flhardesthithelp.org/ https://www.homesafegeorgia.com https://www.illinoishardesthit.org/ http://www.877gethope.org/ http://www.ProtectMyKYHome.org http://www.stepforwardmichigan.org http://www.mshomesaver.com http://www.ncforeclosureprevention.gov/ http://www.njhomekeeper.gov http://www.nahac.org/ http://www.savethedream.ohio.gov/ http://www.oregonhomeownerhelp.org/ https://www.homesaverdc.org/ http://www.hhfri.org/ http://www.scmortgagehelp.com/ http://www.keepmytnhome.org 19 Program Updates – Housing Programs Monthly 105(a) Report Figure 6: June 2013 Hardest Hit Fund as of June 30, 2013 State (% Cap Disbursed) $0 Alabama (17.2%) Arizona (34.3%) $500,000,000 $28,000,000 $91,802,019 California (36.3%) Washington D.C. (68.3%) $717,490,000 $14,134,860 Florida (21.9%) Georgia (22.8%) $231,250,000 $77,508,000 $210,000,000 Illinois (47.1%) Indiana (29.9%) $66,338,828 Kentucky (43%) $64,000,000 Michigan (22%) Mississippi (27.8%) $109,806,018 $28,338,832 North Carolina (46.1%) New Jersey (44.4%) Nevada (50.9%) $222,400,000 $133,513,704 $98,842,000 Ohio (36.5%) Oregon (70.4%) Rhode Island (68.7%) South Carolina (30.5%) Tennessee (35.6%) $1,000,000,000 $208,100,000 $155,000,000 $54,500,000 $90,000,000 $77,315,593 Paid to Date (Amount Shown) 20 Table of Contents – Appendix Monthly 105(a) Report June 2013 5 Appendix Section Statutory Requirement Page Remaining CPP Institutions…………………………………………………………………………….. Additional Information 22 Administrative Obligations and Expenditures…………………………….………………………… EESA §105(a)(2) 26 Agreements under TARP………………………………………………………….…………………….. EESA §105(a)(3)(A) 27 Insurance Contracts……………………………………………………………….…………………….. EESA §105(a)(3)(B) 34 Transactions Report…………………………………………………………….……………………….. EESA §105(a)(3)(C,D,G) 35 Investment Programs 35 Home Affordable Modification Program 77 Projected Costs and Liabilities……………………………………………………………………….... EESA §105(a)(3)(E) 115 Programmatic Operating Expenses…………………………………………………………………… EESA §105(a)(3)(F) 116 Description of Vehicles Established…………………………………………………………...……... EESA §105(a)(3)(H) 117 HAMP Application Activity by Servicer………………………………………………………..……... Dodd-Frank §1483(b) 118 5 §105(a)(1) is covered by the body of this report. EESA (Emergency Economic Stabilization Act of 2008). Dodd-Frank (Dodd-Frank Wall Street Reform and Consumer Protection Act). 21 U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Remaining CPP Institutions Program Start - June 30, 2013 Name Synovus Financial Corp. Popular, Inc. First BanCorp* First Banks, Inc. New York Private Bank & Trust Corporation Cathay General Bancorp Anchor BanCorp Wisconsin Inc. Hampton Roads Bankshares, Inc.* Independent Bank Corporation FNB United Corp.* U.S. Century Bank Crescent Financial Bancshares, Inc. Reliance Bancshares, Inc. Bridgeview Bancorp, Inc. Porter Bancorp Inc. Centrue Financial Corporation Royal Bancshares of Pennsylvania, Inc. First United Corporation Spirit BankCorp, Inc. Intermountain Community Bancorp Patriot Bancshares, Inc. Rogers Bancshares, Inc. Eastern Virginia Bankshares, Inc. Severn Bancorp, Inc. Central Bancorp, Inc. Blue Valley Ban Corp Heritage Oaks Bancorp Florida Bank Group, Inc. BNCCORP, Inc. Chambers Bancshares, Inc. Community First Inc. Community Bankers Trust Corporation Location Columbus, GA San Juan, PR San Juan, PR Clayton, MO New York, NY Los Angeles, CA Madison, WI Norfolk, VA Ionia, MI Asheboro, NC Miami, FL Cary, NC Frontenac, MO Bridgeview, IL Louisville, KY St. Louis, MO Narberth, PA Oakland, MD Bristow, OK Sandpoint, ID Houston, TX Little Rock, AR Tappahannock, VA Annapolis, MD Garland, TX Overland Park, KS Paso Robles, CA Tampa, FL Bismarck, ND Danville, AR Columbia, TN Glen Allen, VA Public/P rivate Public Public Public Private Private Public Public Public Public Public Private Public Public Private Public Public Public Public Private Public Private Private Public Public Private Public Public Private Public Private Private Public Amount Outstanding $ 967,870,000 $ 935,000,000 $ 400,000,000 $ 295,400,000 $ 267,274,000 $ 129,000,000 $ 110,000,000 $ 80,347,000 $ 72,000,000 $ 51,500,000 $ 50,236,000 $ 42,849,000 $ 40,000,000 $ 38,000,000 $ 35,000,000 $ 32,668,000 $ 30,407,000 $ 30,000,000 $ 30,000,000 $ 27,000,000 $ 26,038,000 $ 25,000,000 $ 24,000,000 $ 23,393,000 $ 22,500,000 $ 21,750,000 $ 21,000,000 $ 20,471,000 $ 20,093,000 $ 19,817,000 $ 17,806,000 $ 17,680,000 22 OneFinancial Corporation Liberty Shares, Inc. Northern States Financial Corporation White River Bancshares Company 1st FS Corporation Pacific City Financial Corporation Broadway Financial Corporation Suburban Illinois Bancorp, Inc. Equity Bancshares, Inc. Village Bank and Trust Financial Corp Tidelands Bancshares, Inc Bank of the Carolinas Corporation HCSB Financial Corporation Community First Bancshares, Inc. Bankers' Bank of the West Bancorp, Inc. Meridian Bank PeoplesSouth Bancshares, Inc. OneUnited Bank Duke Financial Group, Inc. TCB Holding Company, Texas Community Bank Cecil Bancorp, Inc. Central Virginia Bankshares, Inc. Valley Financial Corporation Farmers & Merchants Bancshares, Inc. Crosstown Holding Company Unity Bancorp, Inc. NCAL Bancorp ColoEast Bankshares, Inc. Greer Bancshares Incorporated Regent Bancorp, Inc. Universal Bancorp City National Bancshares Corporation Provident Community Bancshares, Inc. RCB Financial Corporation United American Bank Great River Holding Company Private Bancorporation, Inc. Syringa Bancorp Commonwealth Business Bank BNB Financial Services Corporation Western Community Bancshares, Inc. Chicago Shore Corporation Idaho Bancorp Harbor Bankshares Corporation Monarch Community Bancorp, Inc. Highlands Independent Bancshares, Inc. Little Rock, AR Hinesville, GA Waukegan, IL Fayetteville, AR Hendersonville, NC Los Angeles, CA Los Angeles, CA Elmhurst, IL Wichita, KS Midlothian, VA Mount Pleasant, SC Mocksville, NC Loris, SC Harrison, AR Denver, CO Devon, PA Colquitt, GA Boston, MA Minneapolis, MN The Woodlands, TX Elkton, MD Powhatan, VA Roanoke, VA Houston, TX Blaine, MN Clinton, NJ Los Angeles, CA Lamar, CO Greer, SC Davie, FL Bloomfield, IN Newark, NJ Rock Hill, SC Rome, GA San Mateo, CA Baxter, MN Minneapolis, MN Boise, ID Los Angeles, CA New York, NY Palm Desert, CA Chicago, IL Boise, ID Baltimore, MD Coldwater, MI Sebring, FL Private Private Public Private Public Public Private Private Private Public Public Public Public Private Private Private Private Private Private Private Public Public Public Private Private Public Public Private Public Public Private Private Public Private Public Private Private Public Public Private Private Private Public Public Public Private $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 17,300,000 17,280,000 17,211,000 16,800,000 16,369,000 16,200,000 15,000,000 15,000,000 14,800,000 14,738,000 14,448,000 13,179,000 12,895,000 12,725,000 12,639,000 12,535,000 12,325,000 12,063,000 12,000,000 11,730,000 11,560,000 11,385,000 11,219,000 11,000,000 10,650,000 10,325,000 10,000,000 10,000,000 9,993,000 9,982,000 9,900,000 9,439,000 9,266,000 8,900,000 8,700,000 8,400,000 8,222,000 8,000,000 7,701,000 7,500,000 7,290,000 7,000,000 6,900,000 6,800,000 6,785,000 6,700,000 23 Fidelity Federal Bancorp Alarion Financial Services, Inc. Liberty Bancshares, Inc. First Intercontinental Bank Premier Financial Corp Citizens Commerce Bancshares, Inc. Randolph Bank & Trust Company Patapsco Bancorp, Inc. Peninsula Bank Holding Co. Rising Sun Bancorp IA Bancorp, Inc. Farmers Bank Valley Community Bank Midtown Bank & Trust Company Capital Commerce Bancorp, Inc. Covenant Financial Corporation Wachusett Financial Services, Inc. Virginia Company Bank CalWest Bancorp Georgia Primary Bank Community Pride Bank Corporation Pinnacle Bank Holding Company, Inc. Metropolitan Capital Bancorp, Inc. Pacific Commerce Bank Todd Bancshares, Inc. Premier Service Bank Community Bancshares, Inc. Allied First Bancorp, Inc. CedarStone Bank AB&T Financial Corporation Madison Financial Corporation Mountain Valley Bancshares, Inc. Citizens First Corporation Hometown Bancorp of Alabama, Inc. Oregon Bancorp, Inc. Crazy Woman Creek Bancorp, Inc. Grand Mountain Bancshares, Inc. Lone Star Bank St. Johns Bancshares, Inc. Marine Bank & Trust Company Freeport Bancshares, Inc. US Metro Bank Omega Capital Corp. Prairie Star Bancshares, Inc. SouthFirst Bancshares, Inc. DeSoto County Bank Evansville, IN Ocala, FL Fort Worth, TX Doraville, GA Dubuque, IA Versailles, KY Asheboro, NC Dundalk, MD Palo Alto, CA Rising Sun, MD Iselin, NJ Windsor, VA Pleasanton, CA Atlanta, GA Milwaukee, WI Clarksdale, MS Clinton, MA Newport News, VA Rancho Santa Margarita, CA Atlanta, GA Ham Lake, MN Orange City, FL Chicago, IL Los Angeles, CA Hopkinsville, KY Riverside, CA Kingman, AZ Oswego, IL Lebanon, TN Gastonia, NC Richmond, KY Cleveland, GA Bowling Green, KY Oneonta, AL Salem, OR Buffalo, WY Granby, CO Houston, TX St. Louis, MO Vero Beach, FL Freeport, IL Garden Grove, CA Lakewood, CO Olathe, KS Sylacauga, AL Horn Lake, MS Public Private Private Public Private Public Public Public Public Public Private Private Public Private Private Private Private Public Public Private Private Private Private Public Private Public Private Public Private Private Private Private Public Private Public Public Private Private Private Private Private Public Private Private Public Private $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 6,657,000 6,514,000 6,500,000 6,398,000 6,349,000 6,300,000 6,229,000 6,000,000 6,000,000 5,983,000 5,976,000 5,689,000 5,500,000 5,222,000 5,100,000 5,000,000 5,000,000 4,700,000 4,656,000 4,500,000 4,400,000 4,389,000 4,388,000 4,060,000 4,000,000 4,000,000 3,872,000 3,652,000 3,564,000 3,500,000 3,370,000 3,300,000 3,265,788 3,250,000 3,216,000 3,100,000 3,076,000 3,072,000 3,000,000 3,000,000 3,000,000 2,861,000 2,816,000 2,800,000 2,760,000 2,681,000 24 Bank of George Goldwater Bank, N.A. Grand Financial Corporation CSRA Bank Corp. Citizens Bank & Trust Company Uwharrie Capital Corp Ojai Community Bank Market Bancorporation, Inc. Atlantic Bancshares, Inc. BCB Holding Company, Inc. Maryland Financial Bank Union Financial Corporation Saigon National Bank Riverside Bancshares, Inc. Independence Bank Calvert Financial Corporation Vision Bank Kirksville Bancorp, Inc. Las Vegas, NV Scottsdale, AZ Hattiesburg, MS Wrens, GA Covington, LA Albemarle, NC Ojai, CA New Market, MN Bluffton, SC Theodore, AL Towson, MD Albuquerque, NM Westminster, CA Little Rock, AR East Greenwich, RI Ashland, MO Richardson, TX Kirksville, MO Private Private Private Private Private Public Public Private Public Private Private Private Public Private Private Private Private Private $ 2,672,000 $ 2,568,000 $ 2,443,320 $ 2,400,000 $ 2,400,000 $ 2,258,000 $ 2,080,000 $ 2,060,000 $ 2,000,000 $ 1,706,000 $ 1,700,000 $ 1,579,000 $ 1,549,000 $ 1,100,000 $ 1,065,000 $ 1,037,000 $ 712,500 $ 470,000 142 $ 4,679,418,608 *Original Investment has been converted at a discount into common stock in the institution. Amount shown is original invesment amount 25 United States Department of the Treasury Office of Financial Stability Report of Administrative Obligations and Expenditures For Period Ending June 30, 2013 PERSONNEL SERVICES NON-PERSONNEL SERVICES Budget Object Class (BOC) Budget Object Class Title 1100, 1200 & 1300 PERSONNEL COMPENSATION & BENEFITS PERSONNEL SERVICES Total: 2100 TRAVEL & TRANSPORTATION OF PERSONS 2200 TRANSPORTATION OF THINGS 2300 RENTS, COMMUNICATIONS, UTILITIES & MISC CHARGES 2400 PRINTING & REPRODUCTION 2500 OTHER SERVICES 2600 SUPPLIES AND MATERIALS 3100 3200 4200 4300 Projected Obligations $ 118,113,000 $ 118,113,000 $ 2,331,000 12,000 780,000 500 254,809,000 1,620,000 Projected Expenditures $ 118,048,000 $ 118,048,000 $ 2,316,000 12,000 696,000 500 204,773,000 1,617,000 $ 244,000 640 209,659,140 $ 327,707,140 $ $ $ $ $ $ $ $ Obligations 116,501,732 116,501,732 2,316,329 11,960 779,845 402 254,718,246 1,615,090 $ $ $ $ $ 253,286 634 259,695,791 $ $ $ $ $ 243,907 634 207,004,256 $ 254,000 640 259,807,140 GRAND TOTAL: $ 376,197,523 $ 323,441,194 $ 377,920,140 EQUIPMENT LAND & STRUCTURES INSURANCE CLAIMS & INDEMNITIES INTEREST & DIVIDENDS NON-PERSONNEL SERVICES Total: Expenditures $ 116,436,938 $ 116,436,938 $ 2,297,013 $ 11,960 $ 695,498 $ 402 $ 202,143,937 $ 1,610,905 For Period Ending July 31, 2013 Note: The amounts presented above are cumulative from the initiation of the TARP. 26 U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Agreements Under TARP [Section 105(a)(3)(A)] Program Start - June 30, 2013 Date Approved Type of Transaction 10/10/2008 10/11/2008 10/14/2008 10/16/2008 10/17/2008 10/18/2008 10/29/2008 10/29/2008 10/31/2008 11/7/2008 11/9/2008 11/17/2008 11/25/2008 12/3/2008 12/5/2008 12/10/2008 12/10/2008 12/15/2008 12/16/2008 12/22/2008 12/24/2008 1/6/2009 1/7/2009 1/27/2009 Contract Contract Financial Agent Contract Interagency Agreement Contract Contract Contract Contract Contract Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Contract Contract Interagency Agreement Interagency Agreement Interagency Agreement Contract Interagency Agreement Contract Contract Vendor Simpson Thacher & Bartlett Mnp LLP Ennis Knupp & Associates Inc. The Bank of New York Mellon PricewaterhouseCoopers LLP-1 Turner Consulting Group, Inc.* Ernst & Young LLP Hughes Hubbard & Reed LLP Squire Sanders & Dempsey LLP Lindholm & Associates Inc.* Sonnenschein Nath & Rosenthal LLP Internal Revenue Service Internal Revenue Service - CSC Department of the Treasury - Departmental Offices Trade and Tax Bureau - Treasury Washington Post Sonnenschein Nath & Rosenthal LLP Thacher Proffitt & Wood** Office of Thrift Supervision Department of Housing and Urban Development Office of Thrift Supervision Cushman And Wakefield Of Va Inc. Securities and Exchange Commission Colonial Parking Inc. Cadwalader Wickersham & Taft LLP Purpose Legal Advisory Investment and Advisory Services Custodian and Cash Management Accounting/Internal Controls Archive Services Accounting/Internal Controls Legal Advisory Legal Advisory Human Resources Services Legal Advisory Detailee Information Technology Administrative Support Information Technology Administrative Support Legal Advisory Legal Advisory Detailee Detailee Detailees Administrative Support Detailee Parking Legal Advisory 27 Date Approved Type of Transaction 1/27/2009 1/30/2009 2/2/2009 2/3/2009 2/9/2009 2/12/2009 2/18/2009 2/18/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/26/2009 2/27/2009 3/6/2009 3/16/2009 3/23/2009 3/30/2009 3/30/2009 3/30/2009 3/30/2009 3/30/2009 3/31/2009 4/3/2009 4/3/2009 4/17/2009 4/17/2009 4/21/2009 4/21/2009 4/21/2009 4/30/2009 5/5/2009 5/13/2009 Contract Interagency Agreement Interagency Agreement Interagency Agreement Contract Contract Financial Agent Financial Agent Interagency Agreement Interagency Agreement Contract Contract Interagency Agreement Interagency Agreement Contract Financial Agent Interagency Agreement Contract Contract Contract Contract Contract Contract Interagency Agreement Contract Interagency Agreement Contract Financial Agent Financial Agent Financial Agent Interagency Agreement Interagency Agreement Interagency Agreement Vendor Whitaker Brothers Bus Machines Inc.* Office of the Controller of the Currency Government Accountability Office Internal Revenue Service Pat Taylor & Assoc Inc.* Locke Lord Bissell & Liddell LLP Fannie Mae Freddie Mac Financial Clerk U.S. Senate Office of Thrift Supervision Simpson Thacher & Bartlett Mnp LLP Venable LLP-1 Securities and Exchange Commission Pension Benefit Guaranty Corp. The Boston Consulting Group Inc. EARNEST Partners* Heery International Inc.* Bingham Mccutchen LLP Cadwalader Wickersham & Taft LLP Haynes and Boone LLP McKee Nelson LLP*** Sonnenschein Nath & Rosenthal LLP FI Consulting Inc.* American Furniture Rentals* The Boston Consulting Group Inc. Bureau of Engraving and Printing Herman Miller Inc. Alliance Bernstein L.P. FSI Group, LLC Piedmont Investment Advisors, LLC* State Department Federal Reserve Board Department of Treasury - US Mint Purpose Office Machines Detailee Oversight Services Detailees Administrative Support Legal Advisory Homeownership Program Homeownership Program Oversight Services Detailees Legal Advisory Legal Advisory Detailee Legal Services Financial Advisory Small Business Assistance Program Architectural Services Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Accounting/Internal Controls Administrative Support Financial Advisory Detailee Facilities Support Asset Management Services Asset Management Services Asset Management Services Detailee Detailee Administrative Support 28 Date Approved Type of Transaction 5/14/2009 5/15/2009 5/20/2009 5/22/2009 5/26/2009 5/26/2009 6/9/2009 6/29/2009 7/15/2009 7/17/2009 7/30/2009 7/30/2009 7/30/2009 8/10/2009 8/10/2009 8/18/2009 8/25/2009 9/2/2009 9/10/2009 9/11/2009 9/18/2009 9/30/2009 9/30/2009 9/30/2009 9/30/2009 11/9/2009 12/16/2009 12/22/2009 12/22/2009 12/22/2009 12/22/2009 12/22/2009 12/22/2009 Contract Contract Interagency Agreement Interagency Agreement Contract Contract Interagency Agreement Interagency Agreement Interagency Agreement Contract Contract Contract Contract Interagency Agreement Interagency Agreement Contract Interagency Agreement Contract Contract Contract Interagency Agreement Interagency Agreement Interagency Agreement Contract Contract Interagency Agreement Interagency Agreement Financial Agent Financial Agent Financial Agent Contract Financial Agent Financial Agent Vendor Knowledgebank Inc.* Phacil Inc. Securities and Exchange Commission Department of Justice - ATF Anderson Mc Coy & Orta* Simpson Thacher & Bartlett Mnp LLP Financial Management Service - Gartner, Inc. Department of Interior Judicial Watch Korn/Ferry International Cadwalader Wickersham & Taft LLP Debevoise & Plimpton, LLP Fox Hefter Swibel Levin & Carol, LLP Department of Justice NASA Mercer (US) Inc. Department of Justice Knowledge Mosaic Inc.* Equilar Inc.* PricewaterhouseCoopers LLP-1 Bureau of the Public Debt - ARC IMMIXTECHNOLOGY INC. IMMIXTECHNOLOGY INC. NNA Inc. SNL Financial LC Department of the Treasury - Departmental Offices Internal Revenue Service Avondale Investments, LLC* Bell Rock Capital, LLC* Howe Barnes Hoefer & Arnett, Inc.****** Hughes Hubbard & Reed LLP KBW Asset Management, Inc.* Lombardia Capital Partners, LLC* Purpose Administrative Support FOIA Support Services Detailee Detailee Legal Advisory Legal Advisory Information Technology Information Technology Legal Advisory Administrative Support Legal Advisory Legal Advisory Legal Advisory Detailee Detailee Subscription Services Detailee Administrative Support Subscription Services Accounting/Internal Controls Administrative Support Information Technology Information Technology Administrative Support Subscription Services Administrative Support Detailee Asset Management Services Asset Management Services Asset Management Services Legal Advisory Asset Management Services Asset Management Services 29 Date Approved Type of Transaction 12/22/2009 1/14/2010 1/15/2010 2/16/2010 2/16/2010 2/18/2010 3/8/2010 3/22/2010 3/26/2010 3/29/2010 4/2/2010 4/8/2010 4/12/2010 4/22/2010 4/22/2010 4/23/2010 5/4/2010 5/17/2010 6/24/2010 6/30/2010 7/21/2010 7/21/2010 7/22/2010 7/22/2010 7/22/2010 7/27/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 Financial Agent Interagency Agreement Contract Interagency Agreement Contract Interagency Agreement Contract Interagency Agreement Interagency Agreement Financial Agent Interagency Agreement Contract Contract Contract Contract Contract Interagency Agreement Financial Agent Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Vendor Paradigm Asset Management Co., LLC* Government Accountability Office Association of Govt Accountants Internal Revenue Service The Mitre Corporation Bureau of the Public Debt - ARC Qualx Corporation* Financial Management Services - Gartner, Inc. Federal Maritime Commission (FMC) Morgan Stanley & Co. Incorporated Financial Clerk U.S. Senate Squire Sanders & Dempsey LLP Ennis Knupp & Associates Inc. Digital Management Inc.* Microlink Llc RDA Corporation* Internal Revenue Service Lazard Fréres & Co. LLC Reed Elsevier Inc. (dba LexisNexis) The George Washington University Navigant Consulting Inc. Regis & Associates PC* Ernst & Young LLP PricewaterhouseCoopers LLP-1 Schiff Hardin LLP West Publishing Corporation Alston & Bird LLP Cadwalader Wickersham & Taft LLP Fox Hefter Swibel Levin & Carol, LLP Haynes and Boone LLP Hughes Hubbard & Reed LLP Love & Long LLP* Orrick Herrington Sutcliffe LLP Purpose Asset Management Services Oversight Services Administrative Support Detailee Information Technology Information Technology FOIA Support Services Information Technology Detailee Disposition Agent Services Oversight Services Legal Advisory Financial Advisory Information Technology Information Technology Information Technology Administrative Support Transaction Structuring Services Subscription Services Administrative Support Compliance Compliance Compliance Compliance Legal Advisory Administrative Support Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory 30 Date Approved Type of Transaction 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/12/2010 8/30/2010 9/1/2010 9/17/2010 9/27/2010 9/30/2010 10/1/2010 10/8/2010 10/14/2010 10/26/2010 11/8/2010 11/18/2010 12/2/2010 12/29/2010 1/5/2011 1/18/2011 1/24/2011 1/26/2011 2/24/2011 2/28/2011 3/3/2011 3/10/2011 3/22/2011 3/28/2011 4/20/2011 4/26/2011 4/27/2011 Contract Contract Contract Contract Contract Contract Contract Interagency Agreement Contract Contract Contract Contract Interagency Agreement Contract Contract Interagency Agreement Contract Financial Agent Contract Contract Interagency Agreement Financial Agent Interagency Agreement Contract Contract Interagency Agreement Contract Contract Contract Interagency Agreement Interagency Agreement Contract Contract Vendor Paul Weiss Rfknd Whrtn & Grrsn LLP Perkins Coie LLP Seyfarth Shaw LLP Shulman Rgrs Gndl Pordy & Ecker Pa Sullivan Cove Reign Enterprises JV* Venable LLP-1 Knowledge Mosaic Inc.* Department of Housing and Urban Development CQ-Roll Call Inc. Bingham Mccutchen LLP Davis Audrey Robinette* CCH Incorporated Financial Clerk U.S. Senate Management Concepts Inc.**** Hispanic Assoc Of Coll & Univ* Government Accountability Office The Mitre Corporation* Greenhill & Co., LLC Addx Corporation* Reed Elsevier Inc. (dba LexisNexis) Canon U.S.A. Inc. Perella Weinberg Partners & Co. Bureau of the Public Debt - ARC Association of Govt Accountants ESI International Inc. Department of the Treasury - Departmental Offices Equilar Inc.* Mercer (US) Inc. Harrison Scott Publications Fox News Network LLC Federal Reserve Bank of New York PricewaterhouseCoopers LLP-1 Oculus Group Inc.* Purpose Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Administrative Support Detailee Administrative Support Legal Advisory Administrative Support Administrative Support Oversight Services Administrative Support Detailees Oversight Services Information Technology Structuring and Disposition Services Acquisition Support Services Subscription Services Administrative Support Structuring and Disposition Services Administrative Support Administrative Support Administrative Support Administrative Support Subscription Services Administrative Support Subscription Services Litigation Settlement Financial Reporting Financial Services Financial Services 31 Date Approved Type of Transaction 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/28/2011 4/28/2011 4/28/2011 5/31/2011 5/31/2011 6/9/2011 6/9/2011 6/17/2011 7/28/2011 9/9/2011 9/12/2011 9/15/2011 9/29/2011 9/29/2011 10/4/2011 10/20/2011 11/18/2011 11/29/2011 12/20/2011 12/30/2011 12/30/2011 1/4/2012 1/5/2012 2/2/2012 2/7/2012 2/14/2012 2/27/2012 3/6/2012 Contract Contract Contract Contract Contract Contract Contract Interagency Agreement Contract Contract Contract Contract Contract Interagency Agreement Interagency Agreement Contract Contract Contract Interagency Agreement Interagency Agreement Contract Contract Financial Agent Contract Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Contract Financial Agent Contract Contract Contract Vendor MorganFranklin Corporation Lani Eko & Company CPAs LLC* FI Consulting Inc.* Ernst & Young LLP ASR Analytics LLC* Booz Allen Hamilton Inc. KPMG LLP Office of Personnel Management Reed Elsevier Inc. (dba LexisNexis) West Publishing Corporation CQ-Roll Call Inc. ESI International Inc. Winvale Group LLC Internal Revenue Service Financial Management Service ADC LTD NM ABMI - All Business Machines, Inc.***** Knowledge Mosaic Inc.* Department of Interior Internal Revenue Service ABMI - All Business Machines, Inc.***** Qualx Corporation* Houlihan Lokey, Inc. Allison Group LLC* Department of the Treasury - Departmental Offices Bureau of the Public Debt - ARC Government Accountability Office Office of Personnel Management Moody's Analytics Inc. Greenhill & Co., LLC Association of Govt Accountants Diversified Search LLC Integrated Federal Solutions, Inc.* Purpose Financial Services Financial Services Financial Services Financial Services Financial Services Financial Services Financial Services Training Subscription Services Subscription Services Subscription Services Administrative Support Subscription Services Legal Services Interns Legal Services Administrative Support Administrative Support Information Technology Detailee Administrative Support FOIA Support Services Transaction Structuring Services Training Administrative Support Administrative Support Administrative Support Training Subscription Services Structuring and Disposition Services Administrative Support Financial Advisory Acquisition Support Services 32 Date Approved Type of Transaction 3/14/2012 3/30/2012 5/10/2012 6/12/2012 6/15/2012 6/30/2012 7/26/2012 8/1/2012 8/3/2012 9/8/2012 9/26/2012 11/19/2012 12/13/2012 12/19/2012 1/1/2013 1/1/2013 2/13/2013 2/21/2013 3/16/2013 3/7/2013 3/28/2013 5/1/2013 5/10/2013 6/13/2013 6/13/2013 Interagency Agreement Contract Contract Interagency Agreement Contract Contract Contract Interagency Agreement Contract Contract Interagency Agreement Interagency Agreement Contract Interagency Agreement Financial Agent Financial Agent Contract Financial Agent Contract Interagency Agreement Interagency Agreement Interagency Agreement Contract Contract Interagency Agreement Vendor Department of Interior E-Launch Multimedia, Inc. Equilar Inc.* Department of Justice Qualx Corporation* West Publishing Corporation Knowledge Mosaic Inc.* Internal Revenue Service Harrison Scott Publications SNL Financial LC Bureau of the Public Debt - ARC Government Accountability Office Association of Govt Accountants Department of the Treasury - Departmental Offices Lazard Fréres & Co. LLC Lazard Fréres & Co. LLC Mercer (US) Inc. Raymond James and Associates, Inc. Bloomberg Finance L.P. Department of Housing and Urban Development Treasury Acquisition Institute Internal Revenue Service Equilar Inc.* West Publishing Corporation Department of the Treasury - Departmental Offices Purpose Information Technology Administrative Support Subscription Services Legal Services Administrative Support Subscription Services Administrative Support Training Subscription Services Subscription Services Administrative Support Oversight Services Administrative Support Administrative Support Transaction Structuring Services Transaction Structuring Services Administrative Support Asset Management Services Subscription Services Research and analysis Training Detailee Data Subscription Services Subscription Services Administrative Support * Small or Women-, or Minority-Owned Small Business **Contract responsibilities assumed by Sonnenschein Nath & Rosenthal via novation. ***Contract responsibilities assumed by Bingham McCutchen, LLP via novation. **** Previously listed separate contracts for various training. 33 U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Insurance Contracts [Section 105(a)(3)(B)] For Period Ending June 30, 2013 Name Amount Termination of the $5,000,000,000 Master Agreement between Citigroup and the UST, and FDIC occurred on December 23, 2009 due to the improvement of Citigroup's financial condition and financial market stability. 34 Troubled Asset Relief Program Transactions Report - Investment Programs For Period Ending June 28, 2013 CAPITAL PURCHASE PROGRAM Footnote 1b 11, 23 5/26/2010 49 14 3a, 72 2/10/2012 119, 225 Seller Name of Institution Purchase Date 10/28/2008 Bank of America Corporation 10/28/2008 The Bank of New York Mellon Corporation Charlotte New York State Investment Amount NC NY Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 15,000,000,000 3,000,000,000 Pricing Mechanism Par Par Citigroup Inc. New York NY Common Stock w/ Warrants $ 25,000,000,000 Par 10/28/2008 10/28/2008 10/28/2008 10/28/2008 10/28/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 The Goldman Sachs Group, Inc. JPMorgan Chase & Co. Morgan Stanley State Street Corporation Wells Fargo & Company Bank of Commerce Holdings 1st FS Corporation UCBH Holdings, Inc. Northern Trust Corporation SunTrust Banks, Inc. New York New York New York Boston San Francisco Redding Hendersonville San Francisco Chicago Atlanta NY NY NY MA CA CA NC CA IL GA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ 10,000,000,000 25,000,000,000 10,000,000,000 2,000,000,000 25,000,000,000 17,000,000 16,369,000 298,737,000 1,576,000,000 3,500,000,000 Par Par Par Par Par Par Par Par Par Par 11/14/2008 Broadway Financial Corporation Los Angeles CA Preferred Stock $ 9,000,000 Par 11/14/2008 11/14/2008 Washington Federal, Inc. BB&T Corp. M&T Bank Corporation (Provident Bancshares Corp.) Umpqua Holdings Corp. Comerica Inc. Regions Financial Corporation Capital One Financial Corporation First Horizon National Corporation Huntington Bancshares KeyCorp Seattle Winston-Salem WA NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 200,000,000 3,133,640,000 Baltimore MD Preferred Stock w/ Warrants $ 151,500,000 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 49 City Valley National Bancorp Zions Bancorporation Marshall & Ilsley Corporation U.S. Bancorp TCF Financial Corporation First Niagara Financial Group HF Financial Corp. Centerstate Banks of Florida Inc. City National Corporation 11/21/2008 11/21/2008 First Community Bancshares Inc. Western Alliance Bancorporation 11/21/2008 Webster Financial Corporation Portland Dallas Birmingham McLean Memphis Columbus Cleveland Wayne Salt Lake City Milwaukee Minneapolis Wayzata Lockport Sioux Falls Davenport Beverly Hills OR TX AL VA TN OH OH NJ UT WI MN MN NY SD FL CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description $ $ 15,000,000,000 3,000,000,000 $ $ 23 $ 25,000,000,000 4 $ $ $ $ $ $ 10,000,000,000 25,000,000,000 10,000,000,000 2,000,000,000 25,000,000,000 17,000,000 $ $ Capital Repayment Details 10/28/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 44 5/16/2011 Purchase Details 214,181,000 2,250,000,000 3,500,000,000 3,555,199,000 866,540,000 1,398,071,000 2,500,000,000 300,000,000 1,400,000,000 1,715,000,000 6,599,000,000 361,172,000 184,011,000 25,000,000 27,875,000 400,000,000 Capital Repayment Date 12/9/2009 4 6/17/2009 4 ** 6/17/2009 6/17/2009 6/17/2009 6/17/2009 12/23/2009 9/27/2011 4 4 5 4 49 Final Disposition Date Final Disposition Disposition Final Disposition Investment 15 Proceeds Description 1b A $ Warrants 183,547,824 R $ Warrants 136,000,000 0 0 Warrants Warrants 3/3/2010 8/5/2009 $ 0 Warrants 1/25/2011 Warrants A $ $ $ $ $ $ $ 0 0 0 0 0 0 Warrants Warrants Warrants Warrants Warrants Warrants 7/22/2009 12/10/2009 8/12/2009 7/8/2009 5/20/2010 10/26/2011 Warrants Warrants Warrants Warrants Warrants Warrants R A R R A R 1,576,000,000 3,500,000,000 $ $ 0 0 Warrants Warrants 8/26/2009 9/22/2011 $ $ 200,000,000 3,133,640,000 $ $ 0 0 Warrants Warrants 54,621,849 $ $ $ $ $ $ 1,100,000,000 936,063,469 950,000,000 60,000,000 840,374,892 125,000 Warrants Warrants R $ A $ 87,000,000 14,069,763 3/9/2010 7/22/2009 Warrants Warrants A $ R $ 15,388,874 67,010,402 $ 19,047,077 $ $ $ $ $ $ $ 4,500,000 181,102,043 45,000,000 146,500,065 79,700,000 49,100,000 70,000,000 9 6/17/2009 3/30/2011 4 Par Par 5/27/2009 6/17/2009 4 Par 8/17/2012 119 $ 151,500,000 $ 0 Common Stock 3/19/2013 Common Stock 225 2/17/2010 3/17/2010 4/4/2012 6/17/2009 12/22/2010 12/22/2010 3/30/2011 5 $ $ $ $ $ $ $ 214,181,000 2,250,000,000 3,500,000,000 3,555,199,000 866,540,000 1,398,071,000 2,500,000,000 $ $ $ $ $ $ $ 0 0 0 0 0 0 0 3/31/2010 5/6/2010 5/2/2012 12/3/2009 3/9/2011 1/19/2011 4/20/2011 Warrants Warrants Warrants Warrants Warrants Warrants Warrants 9 6/3/2009 4 $ 75,000,000 $ 225,000,000 9/23/2009 4 $ 125,000,000 $ 100,000,000 5/18/2010 Warrants A $ 5,421,615 12/23/2009 4 $ 100,000,000 $ 3/28/2012 4 $ 700,000,000 $ 12/5/2012 Warrants P $ 7,666,419 9/26/2012 4 $ 700,000,000 $ 0 Warrants Warrants Warrants Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants Preferred Stock w/ Warrants Warrants 7/5/2011 44 $ 1,715,000,000 $ 0 Warrants 7/5/2011 Warrants 6/17/2009 4/22/2009 5/27/2009 6/3/2009 9/30/2009 4 $ $ $ $ $ 6,599,000,000 361,172,000 184,011,000 25,000,000 27,875,000 $ $ $ $ $ 0 0 0 0 0 7/15/2009 12/15/2009 6/24/2009 6/30/2009 10/28/2009 Warrants Warrants Warrants Warrants Warrants 12/30/2009 4 $ 200,000,000 $ 4/7/2010 3/3/2010 7/8/2009 9/27/2011 4 $ $ $ 200,000,000 41,500,000 140,000,000 $ $ $ Warrants Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Bluefield Las Vegas VA NV Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 41,500,000 140,000,000 Par Par Waterbury CT Preferred Stock w/ Warrants $ 400,000,000 Par 4 4 4 4 4 4 4 4 4 5 4 5 5 49 0 700,000,000 200,000,000 0 0 0 3/3/2010 4 $ 100,000,000 $ 300,000,000 10/13/2010 4 $ 100,000,000 $ 200,000,000 12/29/2010 4 $200,000,000 $ 0 44 R A R A R R R R $ R A R R R 3,250,000 $ $ $ $ $ 139,000,000 9,449,981 2,700,000 650,000 212,000 Warrants R $ 18,500,000 11/18/2011 11/18/2011 Warrants Warrants P $ P $ 30,600 415,000 6/2/2011 Warrants A $ 20,388,842 9 9 35 Footnote Seller Purchase Date 29 85 06/13/2012 74 3/28/2012 47 6/30/2011 14, 20 232 50 49 26 9/30/2010 50 131 12 130 State Investment Amount Capital Repayment Date Final Disposition Date $ $ 165,983,272 40,000,000 $ $ 0 0 Warrants Warrants 11/30/2012 6/12/2013 Warrants Warrants R $ P $ 393,121 140,000 R $ 2,670,000 P $ 134,201 Final Disposition Disposition Final Disposition Investment 15 Proceeds Description Santa Barbara San Jose CA CA Common Stock w/ Warrants Preferred Stock w/ Warrants $ $ 195,045,000 40,000,000 Par Par 11/30/2012 3/7/2012 4 11/21/2008 Ameris Bancorp Moultrie GA Preferred Stock w/ Warrants $ 52,000,000 Par 6/13/2012 85 $ 47,665,332 $ 0 Warrants 8/22/2012 Warrants 11/21/2008 Porter Bancorp Inc. Louisville KY Preferred Stock w/ Warrants $ 35,000,000 Par 11/21/2008 Banner Corporation Walla Walla WA Preferred Stock w/ Warrants $ 124,000,000 Par 3/28/2012 74 $ 108,071,915 $ 0 Warrants 6/12/2013 Warrants 11/21/2008 Cascade Financial Corporation Everett WA Preferred Stock w/ Warrants $ 38,970,000 Par 6/30/2011 47 $ 16,250,000 $ 0 N/A N/A 11/21/2008 11/21/2008 11/21/2008 11/21/2008 Columbia Banking System, Inc. Heritage Financial Corporation First PacTrust Bancorp, Inc. Severn Bancorp, Inc. Tacoma Olympia Chula Vista Annapolis WA WA CA MD Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 76,898,000 24,000,000 19,300,000 23,393,000 Par Par Par Par 8/11/2010 12/22/2010 12/15/2010 4 $ $ $ 76,898,000 24,000,000 19,300,000 $ $ $ 0 0 0 Warrants Warrants Warrants 9/1/2010 8/17/2011 1/5/2011 Boston Private Financial Holdings, Inc. Boston MA Preferred Stock w/ Warrants $ 154,000,000 Par 1/13/2010 4 11/21/2008 $ 50,000,000 $ 2/1/2011 6/16/2010 4 $ 104,000,000 $ 4/6/2011 4 $ 262,500,000 $ 9/14/2011 4 $ 262,500,000 $ 0 Warrants 4 $ $ 215,000,000 10,987,794 $ $ 0 0 Associated Banc-Corp Green Bay WI Preferred Stock w/ Warrants $ 525,000,000 4 4 4 104,000,000 0 262,500,000 Par N/A 47 - Warrants Warrants Warrants 9 R $ R $ R $ 3,301,647 450,000 1,003,227 Warrants A $ 6,202,523 11/30/2011 Warrants A $ 3,435,006 Warrants Warrants 12/30/2009 11/1/2012 Warrants Warrants R $ R $ 10,000,000 297,500 Preferred Stock w/ Warrants Warrants Preferred Stock w/ Warrants 9 N/A 11/21/2008 11/21/2008 Trustmark Corporation First Community Corporation Jackson Lexington MS SC Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 215,000,000 11,350,000 Par Par 12/9/2009 8/23/2012 11/21/2008 Taylor Capital Group Rosemont IL Preferred Stock w/ Warrants $ 104,823,000 Par 6/13/2012 86 $ 92,254,460 $ 0 Warrants 7/18/2012 Warrants R $ 9,839,273 11/21/2008 BBCN Bancorp, Inc. (Nara Bancorp, Inc.) Los Angeles CA Preferred Stock w/ Warrants $ 67,000,000 Par 6/27/2012 4 $ 67,000,000 $ 0 Warrants 8/8/2012 Warrants R $ 2,189,317 12/5/2008 Midwest Banc Holdings, Inc. Melrose Park IL $ 89,388,000 Par 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 MB Financial Inc. First Midwest Bancorp, Inc. United Community Banks, Inc. WesBanco, Inc. Encore Bancshares Inc. Manhattan Bancorp Iberiabank Corporation Chicago Itasca Blairsville Wheeling Houston El Segundo Lafayette $ $ $ $ $ $ $ 196,000,000 193,000,000 180,000,000 75,000,000 34,000,000 1,700,000 90,000,000 Par Par Par Par Par Par Par 3/14/2012 11/23/2011 3/28/2013 9/9/2009 9/27/2011 9/16/2009 3/31/2009 4 $ $ $ $ $ $ $ 196,000,000 193,000,000 171,517,500 75,000,000 34,000,000 1,700,000 90,000,000 $ $ $ $ $ $ $ 0 0 0 0 0 0 0 Warrants Warrants Warrants Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants 5/2/2012 12/21/2011 6/12/2013 12/23/2009 11/18/2011 10/14/2009 5/20/2009 Warrants Warrants Warrants Warrants Warrants Warrants Warrants R R P R P R R $ $ $ $ $ $ $ 1,518,072 900,000 6,677 950,000 637,071 63,364 1,200,000 11/18/2011 Warrants P $ 2,794,422 2/23/2011 Warrants R $ 4,450,000 Warrants Warrants Warrants R $ R $ R $ 99,000 225,647 14,500,000 12/5/2008 Eagle Bancorp, Inc. Sandy Spring Bancorp, Inc. Bethesda Olney IL IL GA WV TX CA LA MD MD Mandatorily Convertible Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 38,235,000 83,094,000 122 4 232 4 50 4 5 12/23/2009 5 $ 15,000,000 $ 7/14/2011 49 $ 23,235,000 $ 7/21/2010 4 $ 41,547,000 $ 12/15/2010 4 $ 41,547,000 $ 0 Preferred Stock w/ Warrants Warrants 217 $ 9,408,213 $ 0 Warrants 23,235,000 Par Par 0 41,547,000 Coastal Banking Company, Inc. Fernandina Beach FL Preferred Stock w/ Warrants $ 9,950,000 Par 12/5/2008 East West Bancorp Pasadena CA Preferred Stock w/ Warrants $ 306,546,000 Par 12/29/2010 4 $ 306,546,000 $ 0 Warrants 4/10/22013 6/12/2013 1/26/2011 12/5/2008 South Financial Group, Inc. Greenville SC Preferred Stock w/ Warrants $ 347,000,000 Par 9/30/2010 26 $ 130,179,219 $ 0 Warrants 9/30/2010 Warrants 12/5/2008 12/5/2008 12/5/2008 Great Southern Bancorp Cathay General Bancorp Southern Community Financial Corp. Springfield Los Angeles Winston-Salem MO CA NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 58,000,000 258,000,000 42,750,000 Par Par Par 8/18/2011 3/20/2013 10/1/2012 50 $ $ $ 58,000,000 129,000,000 42,750,000 $ $ $ 0 129,000,000 0 9/21/2011 Warrants N/A N/A $ 32,500,000 10/28/2009 Warrants 12/5/2008 CVB Financial Corp First Defiance Financial Corp. Ontario Defiance CA OH Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 130,000,000 37,000,000 Par Par 12/5/2008 First Financial Holdings Inc. Charleston SC Preferred Stock w/ Warrants $ 65,000,000 Par 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 Superior Bancorp Inc. Southwest Bancorp, Inc. Popular, Inc. Blue Valley Ban Corp Central Federal Corporation Bank of Marin Bancorp Birmingham Stillwater San Juan Overland Park Fairlawn Novato AL OK PR KS OH CA Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ 69,000,000 70,000,000 935,000,000 21,750,000 7,225,000 28,000,000 Par Par Par Par Par Par 3/11/2013 8/26/2009 4 $ 97,500,000 9/2/2009 4 $ 32,500,000 $ 0 Warrants Warrants N/A Preferred Stock w/ Warrants Warrants 6/13/2012 89 $ 35,084,144 $ 0 Warrants 3/28/2012 75 $ 55,926,478 $ 0 Warrants 5/22/2013 8/8/2012 4 $ 70,000,000 $ 0 Warrants 130 $ $ 3,000,000 28,000,000 $ $ 0 0 N/A Warrants 9/26/2012 3/31/2009 4 131 4 9 Warrants 12/5/2008 12/5/2008 89 06/13/2012 75 3/28/2012 17, 54 City Pricing Mechanism Pacific Capital Bancorp Heritage Commerce Corp. 12/5/2008 198, 217 Name of Institution Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Capital Repayment Details 11/21/2008 11/21/2008 11/21/2008 122 86 06/13/2012 66 11/30/2011 Purchase Details 9 26 R $ 400,000 R $ 6,436,364 9 N/A R $ 1,307,000 Warrants R $ 1,400,000 5/29/2013 Warrants R $ 2,287,197 N/A 11/18/2011 N/A Warrants P $ N/A 1,703,984 130 36 Footnote Seller Purchase Date 120 50 49 68 1/1/2012 32 9/30/2010 55 24, 118 50 35 208 88 06/13/2012 43 5/13/2011 50 76 3/28/2012 50 176 181 70 206 State Investment Amount Capital Repayment Date 120 $ $ $ 28,365,685 10,000,000 9,550,000 $ $ $ 0 0 0 Warrants Warrants Warrants Thomasville Somerville Poplar Bluff NC MA MO Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 31,260,000 10,000,000 9,550,000 Par Par Par 8/23/2012 8/25/2011 7/21/2011 12/5/2008 Valley National Bancorp (State Bancorp, Inc.) Wayne NJ Preferred Stock w/ Warrants $ 36,842,000 Par 12/14/2011 4 $ 36,842,000 $ 0 Warrants $ 12,119,637 $ 0 50 49 Final Disposition Date Final Disposition Disposition Final Disposition Investment 15 Proceeds Description 9/19/2012 10/19/2011 Warrants Warrants R $ R $ 939,920 2,525,000 Warrants 9/30/2010 Warrants R $ 40,000 9/2/2009 Warrants R $ 225,000 R $ R $ R $ - 825,000 560,000 1,200,000 N/A Naples FL Preferred Stock w/ Warrants $ 37,000,000 Par 9/30/2010 32 Unity Bancorp, Inc. Clinton NJ Preferred Stock w/ Warrants $ 20,649,000 Par 5/15/2013 4 $ 10,324,000 $ 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 Old Line Bancshares, Inc. FPB Bancorp, Inc. Sterling Financial Corporation Oak Valley Bancorp Old National Bancorp Capital Bank Corporation Pacific International Bancorp SVB Financial Group Bowie Port St. Lucie Spokane Oakdale Evansville Raleigh Seattle Santa Clara MD FL WA CA IN NC WA CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Common Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ 7,000,000 5,800,000 303,000,000 13,500,000 100,000,000 41,279,000 6,500,000 235,000,000 Par Par Par Par Par Par Par Par 7/15/2009 4 $ 7,000,000 $ 0 Preferred Stock w/ Warrants Warrants 8/14/2012 8/11/2011 3/31/2009 1/28/2011 2/15/2013 12/23/2009 118 $ $ $ $ $ $ 113,338,081 13,500,000 100,000,000 41,279,000 6,500,000 235,000,000 $ $ $ $ $ $ 0 0 0 0 0 0 Warrants Warrants Warrants N/A Warrants Warrants 9/19/2012 9/28/2011 5/8/2009 N/A Warrants Warrants Warrants N/A 6/16/2010 Warrants R $ 6,820,000 12/12/2008 LNB Bancorp Inc. Lorain OH Preferred Stock w/ Warrants $ 25,223,000 Par 6/13/2012 88 $ 21,594,229 $ 0 Warrants 7/18/2012 Warrants R $ 860,326 12/12/2008 M&T Bank Corporation (Wilmington Trust Corporation) Wilmington DE Preferred Stock w/ Warrants $ 330,000,000 Par 5/13/2011 43 $ 330,000,000 $ 0 Warrants Susquehanna Bancshares, Inc Lititz PA Preferred Stock w/ Warrants $ 300,000,000 Par 4/21/2010 4 12/12/2008 $ 200,000,000 $ Warrants R $ 5,269,179 $ $ $ 100,000,000 120,000,000 18,400,000 $ $ $ 0 0 0 Preferred Stock w/ Warrants Warrants Warrants Warrants 1/19/2011 4 3/10/2010 1/16/2013 Warrants Warrants A $ R $ 11,150,940 256,257 9/12/2012 11/24/2009 Warrants Warrants R $ R $ 1,800,000 2,650,000 R A R R $ $ $ $ 7,778,783 2,857,915 4,753,985 1,500,000 12/5/2008 TIB Financial Corp 12/5/2008 50 4 35 208 5 10,325,000 100,000,000 32 35 9 New York Hopkinsville NY KY Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 120,000,000 18,400,000 Par Par Flint MI Preferred Stock w/ Warrants $ 300,000,000 Par 4/12/2013 214 $ 300,000,000 $ 0 Warrants Columbus Little Rock IN AR Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 21,500,000 75,000,000 Par Par 9/12/2012 11/4/2009 4 $ $ 21,500,000 75,000,000 $ $ 0 0 Warrants Warrants Los Angeles CA Preferred Stock w/ Warrants $ 55,000,000 Par 6/27/2012 4 $ 55,000,000 $ 0 Warrants 12/12/2008 12/12/2008 12/12/2008 12/12/2008 Signature Bank HopFed Bancorp FirstMerit Corporation (Citizens Republic Bancorp, Inc.) Indiana Community Bancorp Bank of the Ozarks, Inc. BBCN Bancorp, Inc. (Center Financial Corporation) NewBridge Bancorp Sterling Bancshares, Inc. The Bancorp, Inc. TowneBank 12/22/2010 3/31/2009 12/19/2012 Greensboro Houston Wilmington Portsmouth NC TX DE VA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 52,372,000 125,198,000 45,220,000 76,458,000 Par Par Par Par 4/29/2013 5/5/2009 3/10/2010 9/22/2011 237 $ $ $ $ 50,837,239 125,198,000 45,220,000 76,458,000 $ $ $ $ 0 0 0 0 Warrants Warrants Warrants Warrants 5/15/2013 6/9/2010 9/8/2010 5/15/2013 Warrants Warrants Warrants Warrants 12/12/2008 Wilshire Bancorp, Inc. Los Angeles CA Preferred Stock w/ Warrants $ 62,158,000 Par 3/28/2012 76 $ 57,766,994 $ Warrants 6/20/2012 Warrants R $ 760,000 11/14/2012 4 $ 1,600,000 $ 14,419,000 2/20/2013 4 $ 1,600,000 $ 12,819,000 5/15/2013 4 $ 1,600,000 $ 11,219,000 12/28/2011 4 $ 23,750,000 $ 71,250,000 7/18/2012 Warrants R $ 755,000 6/20/2012 4 $ 71,250,000 $ 0 Warrants 4/7/2010 3/16/2011 11/28/2012 9/22/2011 12/11/2012 11/30/2012 11/18/2009 4 $ $ $ $ $ $ $ 10,000,000 150,000,000 4,227,000 20,500,000 71,000,000 7,000,000 15,000,000 $ $ $ $ $ $ $ 0 0 0 0 0 0 0 Warrants Warrants Warrants Warrants Warrants Warrants Warrants 4/7/2010 4/13/2011 12/28/2012 11/9/2011 Warrants Warrants Warrants Warrants 12/16/2009 $ 11,181,456 $ 0 Warrants $ 50,000,000 $ 0 Warrants 12/12/2008 12/12/2008 12/12/2008 22 City Pricing Mechanism BNC Bancorp Central Bancorp, Inc. Southern Missouri Bancorp, Inc. 12/12/2008 12/12/2008 66 11/30/2011 237 Name of Institution Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Capital Repayment Details 12/5/2008 12/5/2008 12/5/2008 12/12/2008 12/12/2008 214 Purchase Details Valley Financial Corporation Roanoke VA Preferred Stock w/ Warrants $ 16,019,000 Par 12/12/2008 Independent Bank Corporation Ionia MI Mandatorily Convertible Preferred Stock w/ $ Warrants 74,426,000 Par 12/12/2008 Pinnacle Financial Partners, Inc. Nashville TN Preferred Stock w/ Warrants 95,000,000 Par 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 First Litchfield Financial Corporation National Penn Bancshares, Inc. Northeast Bancorp Citizens South Banking Corporation Virginia Commerce Bancorp WesBanco, Inc. (Fidelity Bancorp, Inc.) LSB Corporation Intermountain Community Bancorp Community West Bancshares Synovus Financial Corp. Tennessee Commerce Bancorp, Inc. Community Bankers Trust Corporation BancTrust Financial Group, Inc. Litchfield Boyertown Lewiston Gastonia Arlington Wheeling North Andover Sandpoint Goleta Columbus Franklin Glen Allen Mobile CT PA ME NC VA WV MA ID CA GA TN VA AL Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,000,000 150,000,000 4,227,000 20,500,000 71,000,000 7,000,000 15,000,000 27,000,000 15,600,000 967,870,000 30,000,000 17,680,000 50,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par 4 4 4 4 5 50 4 4 50 4 176 4 12/11/2012 2/15/2013 206 0 9 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants R R R R $ $ $ $ 1,488,046 1,000,000 95,000 225,157 Warrants R $ 560,000 6/12/2013 Warrants P $ 698,351 2/15/2013 Warrants R $ 15,000 9 206 37 Footnote Seller Purchase Date 49 117 8/1/2012 45 6/3/2011 81 4/19/2012 50 64 10/21/2011 77 3/28/2012 50 92 6/27/2012 194 50 50 30 9/29/2010 18 2, 170 2, 49 2, 49 2, 3 2 2 2, 102 2, 103 2 2 2, 104 2 2 2, 50 City State Investment Amount $ $ $ 35,000,000 10,000,000 8,500,000 $ $ $ 0 0 0 Warrants Warrants Warrants 1/9/2013 1/23/2013 9/14/2011 Warrants Warrants Warrants 116 $ 25,000,000 $ 0 Warrants 8/1/2012 Warrants 4 $ 22,000,000 $ 0 Warrants 12/16/2009 Warrants $ 300,000,000 $ 0 Warrants 6/3/2011 Warrants Pricing Mechanism Capital Repayment Date Enterprise Financial Services Corp. Mid Penn Bancorp, Inc. Summit State Bank St. Louis Millersburg Santa Rosa MO PA CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 35,000,000 10,000,000 8,500,000 Par Par Par 11/7/2012 12/28/2012 8/4/2011 12/19/2008 VIST Financial Corp. Wyomissing PA Preferred Stock w/ Warrants $ 25,000,000 Par 8/1/2012 4 4 49 Final Disposition Date Final Disposition Disposition Final Disposition Investment 15 Proceeds Description 116 R $ R $ R $ 1,006,100 58,479 315,000 R $ 1,189,813 12/19/2008 Wainwright Bank & Trust Company Boston MA Preferred Stock w/ Warrants $ 22,000,000 Par 11/24/2009 12/19/2008 Whitney Holding Corporation New Orleans LA Preferred Stock w/ Warrants $ 300,000,000 Par 6/3/2011 12/19/2008 The Connecticut Bank and Trust Company Hartford CT Preferred Stock w/ Warrants $ 5,448,000 Par 4/19/2012 81 $ 5,448,000 $ 0 Warrants 4/19/2012 Warrants $ 64,450,000 $ 0 Warrants 11/18/2011 Warrants 0 N/A N/A N/A 0 Warrants 5/30/2012 Warrants R $ 55,000 Warrants 11/18/2011 Warrants P $ 1,750,551 6/24/2009 8/24/2011 11/2/2011 Warrants Warrants Warrants R $ R $ R $ 1,040,000 599,042 825,000 A $ R $ R $ 25,600,564 900,000 260,000 R $ 450,000 12/19/2008 CoBiz Financial Inc. Denver CO Preferred Stock w/ Warrants $ 64,450,000 Par 9/8/2011 50 12/19/2008 Santa Lucia Bancorp Atascadero CA Preferred Stock w/ Warrants $ 4,000,000 Par 10/21/2011 64 $ 2,800,000 $ 12/19/2008 Seacoast Banking Corporation of Florida Stuart FL Preferred Stock w/ Warrants $ 50,000,000 Par 3/28/2012 77 $ 40,404,700 $ 4 25,000,000 Par 11/10/2010 8/25/2011 $ $ 6,250,000 18,750,000 $ $ 12/19/2008 Horizon Bancorp Michigan City IN 12/19/2008 Fidelity Southern Corporation Atlanta 12/19/2008 12/19/2008 12/19/2008 12/19/2008 Community Financial Corporation Berkshire Hills Bancorp, Inc. First California Financial Group, Inc AmeriServ Financial, Inc Staunton Pittsfield Westlake Village Johnstown 12/19/2008 Security Federal Corporation 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 50 Name of Institution Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Capital Repayment Details 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 49 Purchase Details 18,750,000 0 R $ 568,700 45 R $ 6,900,000 81 R $ 792,783 P $ 64 - 143,677 N/A Preferred Stock w/ Warrants $ GA Preferred Stock w/ Warrants $ 48,200,000 Par 6/27/2012 92 $ 42,757,786 $ 0 Warrants VA MA CA PA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 12,643,000 40,000,000 25,000,000 21,000,000 Par Par Par Par 1/9/2013 5/27/2009 7/14/2011 8/11/2011 194 $ $ $ $ 12,643,000 40,000,000 25,000,000 21,000,000 $ $ $ $ 0 0 0 0 Warrants Warrants Warrants Warrants Aiken SC Preferred Stock w/ Warrants $ 18,000,000 Par 9/29/2010 4 $ 18,000,000 $ 0 Warrants Wintrust Financial Corporation Flushing Financial Corporation Monarch Financial Holdings, Inc. Lake Forest Lake Success Chesapeake IL NY VA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 250,000,000 70,000,000 14,700,000 Par Par Par 12/22/2010 10/28/2009 12/23/2009 4 $ $ $ 250,000,000 70,000,000 14,700,000 $ $ $ 0 0 0 2/8/2011 12/30/2009 2/10/2010 Warrants Warrants Warrants Charlottesville VA Preferred Stock w/ Warrants $ 30,000,000 Par 4/13/2011 4 StellarOne Corporation $ 7,500,000 $ 12/28/2011 4 $ 22,500,000 $ 0 Warrants Warrants Warrants Preferred Stock w/ Warrants Warrants 0 Warrants 12/23/2009 Warrants 0 9/30/2009 Warrants R $ 1,400,000 6/12/2013 Warrants R $ 540,000 6/17/2009 9/28/2011 Warrants Warrants R $ R $ 900,000 1,800,000 11/30/2012 9/27/2011 9/22/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 P $ R $ R $ 358,558 4,382,000 777,000 P $ P $ R $ 1,450,171 2,054,215 92,000 Union First Market Bankshares Corporation (Union Bankshares Corporation) Tidelands Bancshares, Inc Bancorp Rhode Island, Inc. Hawthorn Bancshares, Inc. 50 4 50 50 5 5 22,500,000 Bowling Green VA Preferred Stock w/ Warrants $ 59,000,000 Par 11/18/2009 5 $ 59,000,000 $ Mount Pleasant Providence SC RI Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 14,448,000 30,000,000 Par Par 8/5/2009 4 $ 30,000,000 $ 5/9/2012 4 $ 12,000,000 $ 4 $ $ $ $ 18,255,000 9,090,000 26,918,000 81,698,000 $ $ $ $ $ 6,566,692 3,265,788 Lee's Summit MO Preferred Stock w/ Warrants $ 30,255,000 Par 12/19/2008 12/19/2008 12/19/2008 The Elmira Savings Bank, FSB Alliance Financial Corporation Heartland Financial USA, Inc. Elmira Syracuse Dubuque NY NY IA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 9,090,000 26,918,000 81,698,000 Par Par Par 12/19/2008 Citizens First Corporation Bowling Green KY Preferred Stock w/ Warrants $ 8,779,000 Par 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/23/2008 FFW Corporation Plains Capital Corporation Tri-County Financial Corporation OneUnited Bank Patriot Bancshares, Inc. Pacific City Financial Corporation Marquette National Corporation Exchange Bank Monadnock Bancorp, Inc. Bridgeview Bancorp, Inc. Fidelity Financial Corporation Patapsco Bancorp, Inc. NCAL Bancorp FCB Bancorp, Inc. First Financial Bancorp Wabash Dallas Waldorf Boston Houston Los Angeles Chicago Santa Rosa Peterborough Bridgeview Wichita Dundalk Los Angeles Louisville Cincinnati IN TX MD MA TX CA IL CA NH IL KS MD CA KY OH Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 7,289,000 87,631,000 15,540,000 12,063,000 26,038,000 16,200,000 35,500,000 43,000,000 1,834,000 38,000,000 36,282,000 6,000,000 10,000,000 9,294,000 80,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 12/23/2008 Bridge Capital Holdings San Jose CA Preferred Stock w/ Warrants $ 23,864,000 Par 9 9 9 2/16/2011 4 $ 2,212,308 2/13/2013 4 $ 3,300,904 $ 11/30/2012 9/27/2011 9/22/2011 170 $ $ $ 6,515,426 87,631,000 15,540,000 $ $ $ 0 0 0 Warrants Preferred Stock w/ Warrants Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 7/27/2012 7/27/2012 12/28/2012 102 $ $ $ 25,313,186 37,259,393 1,834,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 7/27/2012 7/27/2012 12/28/2012 Preferred Stock Preferred Stock Preferred Stock 2, 7 7/27/2012 104 $ 32,013,328 $ 0 Preferred Stock 2 7/27/2012 Preferred Stock 2, 7 P $ 1,725,103 9/22/2011 2/24/2010 50 $ $ 9,294,000 80,000,000 $ $ 0 0 Preferred Stock 2 Warrants 9/22/2011 6/2/2010 Preferred Stock Warrants 2, 7 R $ A $ 465,000 2,966,288 2/23/2011 4 $ 15,000,000 $ Preferred Stock w/ Warrants 4/20/2011 Warrants R $ 1,395,000 5/15/2013 8/25/2011 5/13/2009 9/15/2011 49 4 50 49 49 103 4 5 18,255,000 0 0 0 0 8,864,000 2, 7 2, 7 2, 7 2, 7 9 38 Footnote Seller Name of Institution Purchase Date 12/23/2008 178 119 49 59 9/7/2011 30 9/3/2010 50 204 393/11/2011 246 93 6/27/2012 67 12/29/2011 154 2, 155 2 2, 148 2 3, 30 8/20/2010 2, 143 2 2, 49 2, 49 2 2 2, 49 2, 49 12/23/2008 International Bancshares Corporation First Sound Bank City Laredo Seattle State TX WA Capital Repayment Details Investment Amount Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 216,000,000 7,400,000 Pricing Mechanism Par Par Capital Repayment Date Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description 3/16/2011 4 $ 8,864,000 $ 7/11/2011 4 $ 40,000,000 $ 176,000,000 11/1/2012 4 $ 45,000,000 $ 131,000,000 11/28/2012 2/20/2013 4 $ $ 131,000,000 3,700,000 $ $ $ 370,000,000 $ $ $ $ 230,000,000 7,500,000 100,000,000 $ $ $ 0 0 0 Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants N/A Preferred Stock w/ Warrants Warrants Warrants Warrants 0 178 5/18/2011 4 0 0 0 230,000,000 12/23/2008 M&T Bank Corporation Buffalo NY Preferred Stock w/ Warrants $ 600,000,000 Par Emclaire Financial Corp. Park National Corporation Emlenton Newark PA OH Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 7,500,000 100,000,000 Par Par 8/17/2012 8/18/2011 4/25/2012 119 12/23/2008 12/23/2008 12/23/2008 Green Bankshares, Inc. Greeneville TN $ 72,278,000 Par 9/7/2011 59 $ 68,700,000 $ 12/23/2008 Cecil Bancorp, Inc. Elkton MD Preferred Stock w/ Warrants $ 11,560,000 Par 2/23/2011 4 $ 12,505,000 $ 12/23/2008 Financial Institutions, Inc. Warsaw NY Preferred Stock w/ Warrants $ 37,515,000 Par 3/30/2011 4 $ 25,010,000 $ 0 49 4 25,010,000 Final Disposition Date 6/12/2013 Final Disposition Disposition Final Disposition Investment 15 Proceeds Description Warrants P $ 4,018,511 N/A N/A 12/17/2012 Warrants P $ 31,838,761 12/7/2011 5/2/2012 Warrants Warrants R $ R $ 51,113 2,842,400 N/A N/A N/A Preferred Stock w/ Warrants 5/11/2011 Warrants R $ 2,079,963 9/8/2010 Warrants R $ 10,800,000 9/28/2011 4/19/2013 Warrants Warrants R $ R $ 900,194 1,442,000 N/A 59 - N/A Warrants 12/23/2008 Fulton Financial Corporation Lancaster PA Preferred Stock w/ Warrants $ 376,500,000 Par 7/14/2010 4 $ 376,500,000 $ 0 Warrants 12/23/2008 United Bancorporation of Alabama, Inc. Atmore AL Preferred Stock w/ Warrants $ 10,300,000 Par 9/3/2010 4 $ 10,300,000 $ 0 Warrants 12/23/2008 12/23/2008 12/23/2008 MutualFirst Financial, Inc. BCSB Bancorp, Inc. HMN Financial, Inc. Muncie Baltimore Rochester IN MD MN Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 32,382,000 10,800,000 26,000,000 Par Par Par 8/25/2011 1/26/2011 2/8/2013 50 $ $ $ 32,382,000 10,800,000 18,571,410 $ $ $ 0 0 0 Warrants Warrants Warrants 12/23/2008 First Community Bank Corporation of America Pinellas Park FL Preferred Stock w/ Warrants $ 10,685,000 Par 5/31/2011 39 $ 7,754,267 $ 0 N/A N/A N/A 12/23/2008 12/23/2008 Sterling Bancorp Intervest Bancshares Corporation New York New York NY NY Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 42,000,000 25,000,000 Par Par 4/27/2011 6/24/2013 4 $ $ 42,000,000 24,007,500 $ $ 0 0 Warrants Warrants 5/18/2011 Warrants R $ 945,775 12/23/2008 Peoples Bancorp of North Carolina, Inc. Newton NC Preferred Stock w/ Warrants $ 25,054,000 Par 6/27/2012 93 $ 23,033,635 $ 0 Warrants 8/8/2012 Warrants R $ 425,000 6/12/2013 11/18/2011 12/1/2010 11/9/2012 Warrants Warrants Warrants Preferred Stock 11/9/2012 Preferred Stock 4 204 246 Hermitage PA Preferred Stock w/ Warrants $ 31,762,000 Par 1/3/2012 67 $ 31,762,000 $ 0 Warrants 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 F.N.B. Corporation (Parkvale Financial Corporation) Timberland Bancorp, Inc. 1st Constitution Bancorp Central Jersey Bancorp Western Illinois Bancshares Inc. Saigon National Bank Capital Pacific Bancorp Uwharrie Capital Corp Hoquiam Cranbury Oakhurst Monmouth Westminster Portland Albemarle WA NJ NJ IL CA OR NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 16,641,000 12,000,000 11,300,000 6,855,000 1,549,000 4,000,000 10,000,000 Par Par Par Par Par Par Par 11/13/2012 10/27/2010 11/24/2010 11/9/2012 154 $ $ $ $ 14,209,334 12,000,000 11,300,000 6,398,944 $ $ $ $ 0 0 0 0 Warrants Warrants Warrants 11/9/2012 4/3/2013 148 $ $ 3,728,440 7,742,000 $ $ 12/23/2008 Mission Valley Bancorp Sun Valley CA Preferred Stock $ 5,500,000 Par 8/20/2010 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 2 2, 189 2 2, 49 2, 61 2, 238 2, 50 Purchase Details 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/31/2008 12/31/2008 The Little Bank, Incorporated Pacific Commerce Bank Citizens Community Bank Seacoast Commerce Bank TCNB Financial Corp. Leader Bancorp, Inc. Nicolet Bankshares, Inc. Magna Bank Western Community Bancshares, Inc. Community Investors Bancorp, Inc. Capital Bancorp, Inc. Cache Valley Banking Company Citizens Bancorp Tennessee Valley Financial Holdings, Inc. Pacific Coast Bankers' Bancshares SunTrust Banks, Inc. The PNC Financial Services Group Inc. Kinston Los Angeles South Hill Chula Vista Dayton Arlington Green Bay Memphis Palm Desert Bucyrus Rockville Logan Nevada City Oak Ridge San Francisco Atlanta Pittsburgh NC CA VA CA OH MA WI TN CA OH MD UT CA TN CA GA PA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 7,500,000 4,060,000 3,000,000 1,800,000 2,000,000 5,830,000 14,964,000 13,795,000 7,290,000 2,600,000 4,700,000 4,767,000 10,400,000 3,000,000 11,600,000 1,350,000,000 7,579,200,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 4 4 155 4 0 2,258,000 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 - P P R P N/A $ $ $ $ 1,301,856 326,576 319,659 335,417 2, 7 P $ 192,102 2, 7 4 $ 5,500,000 $ 0 N/A N/A N/A 10/31/2012 143 $ 7,285,410 $ 0 Preferred Stock 2 10/31/2012 Preferred Stock 2,7 R $ 371,250 7/28/2011 9/1/2011 8/3/2011 11/24/2010 9/1/2011 11/24/2009 6/8/2011 8/18/2011 49 $ $ $ $ $ $ $ $ 3,000,000 1,800,000 2,000,000 5,830,000 14,964,000 3,455,000 3,455,000 6,885,000 $ $ $ $ $ $ $ $ Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 7/28/2011 9/1/2011 8/3/2011 11/24/2010 9/1/2011 Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock 2, 7 R R R R R $ $ $ $ $ 150,000 90,000 100,000 292,000 748,000 8/18/2011 Preferred Stock 2, 7 R $ 690,000 12/20/2012 12/30/2010 7/14/2011 189 $ $ $ 2,445,000 4,700,000 4,767,000 $ $ $ 0 0 0 Preferred Stock 2 2 Preferred Stock Preferred Stock 2 12/20/2012 12/30/2010 7/14/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 P $ R $ R $ 105,000 235,000 238,000 4/29/2013 7/28/2011 3/30/2011 2/10/2010 238 $ $ $ $ 3,041,330 11,600,000 1,350,000,000 7,579,200,000 $ $ $ $ 0 0 0 0 Preferred Stock 2 Preferred Stock 2 Warrants Warrants 4/29/2013 7/28/2011 9/22/2011 4/29/2010 Preferred Stock Preferred Stock Warrants Warrants 2, 7 49 4 4 49 4 4 49 4 49 50 4 4 0 0 0 0 0 10,340,000 6,885,000 0 - 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 P R A A N/A $ $ $ $ 144,142 580,000 15,996,899 320,277,984 39 Footnote Seller Purchase Date 31 9/30/2010 16 2 1a, 1b 87 06/13/2012 209 50 239 49 49 215 2, 223 2 2, 49 2, 49 2, 152 3 2, 49 2 2 2 2 2, 49 2, 50 3,408,000,000 $ 0 Warrants 3/16/2011 Warrants R $ 280,025,936 Par Par Par Par Par 2/8/2010 6/29/2011 16 $ $ 0 36,000,000 $ $ 0 0 N/A Warrants N/A 8/31/2011 N/A Warrants R $ N/A 700,000 12/9/2009 4/22/2009 4 $ $ 10,000,000,000 125,000,000 $ $ 0 0 Warrants Warrants 3/3/2010 5/27/2009 Warrants Warrants A $ R $ 122,365,216 5,025,000 Par 6/13/2012 87 $ 21,863,750 $ 0 Warrants 7/18/2012 Warrants R $ 75,000 1/6/2010 4 $ 7,172,000 $ 21,513,000 3/2/2011 4 $ 7,172,000 $ 14,341,000 4/4/2012 Warrants R $ 110,000 1/11/2012 10/7/2009 4 $ $ 14,341,000 5,000,000 $ $ 8/24/2011 4 $ 12,500,000 $ 12,500,000 3/27/2013 4 $ 2,500,000 $ 10,000,000 5/8/2013 4/8/2009 4 $ $ 10,000,000 89,310,000 $ $ 5/27/2009 Warrants R $ 2,100,000 7/29/2009 Warrants R $ 340,000,000 6/12/2013 Warrants P $ 751,888 6/12/2013 5/27/2009 N/A 11/18/2011 12/7/2011 11/18/2011 Warrants Warrants N/A Warrants Warrants Warrants P $ R $ P $ R $ P $ 810,000 2,200,000 N/A 602,557 245,000 690,100 1/11/2012 4/19/2013 11/18/2011 Warrants Warrants Warrants R $ R $ P $ 600,000 1,800,000 924,462 Preferred Stock 2 Preferred Stock 2 9/28/2011 11/18/2011 N/A 11/16/2011 3/11/2013 11/2/2011 9/15/2011 7/14/2011 11/13/2012 N/A 8/18/2011 12/29/2010 Warrants Warrants N/A Warrants Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock N/A Preferred Stock Preferred Stock Preferred Stock 2 Preferred Stock 2 7/6/2011 9/8/2011 Preferred Stock Preferred Stock Par 12/31/2008 Hampton Roads Bankshares, Inc. Norfolk VA Common Stock w/ Warrants $ 80,347,000 Par 12/31/2008 12/31/2008 12/31/2008 1/9/2009 1/9/2009 CIT Group Inc. West Bancorporation, Inc. First Banks, Inc. Bank of America Corporation FirstMerit Corporation New York West Des Moines Clayton Charlotte Akron NY IA MO NC OH Contingent Value Rights Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ 2,330,000,000 36,000,000 295,400,000 10,000,000,000 125,000,000 Farmers Capital Bank Corporation Frankfort KY Preferred Stock w/ Warrants $ 30,000,000 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 Commerce National Bank The First Bancorp, Inc. Sun Bancorp, Inc. Crescent Financial Bancshares, Inc. (Crescent Financial Corporation) American Express Company Central Pacific Financial Corp. Centrue Financial Corporation Eastern Virginia Bankshares, Inc. Colony Bankcorp, Inc. Independent Bank Corp. Cadence Financial Corporation LCNB Corp. Center Bancorp, Inc. F.N.B. Corporation Gladstone Newport Beach Damariscotta NJ CA ME Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 28,685,000 5,000,000 25,000,000 Par Par Par Vineland NJ Preferred Stock w/ Warrants $ 89,310,000 Par Raleigh NC Preferred Stock w/ Warrants $ 24,900,000 Par New York NY Preferred Stock w/ Warrants $ 3,388,890,000 Par Honolulu St. Louis Tappahannock Fitzgerald Rockland Starkville Lebanon Union Hermitage HI MO VA GA MA MS OH NJ PA Common Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ 135,000,000 32,668,000 24,000,000 28,000,000 78,158,000 44,000,000 13,400,000 10,000,000 100,000,000 Final Disposition Disposition Final Disposition Investment 15 Proceeds Description $ 3,408,000,000 Peapack-Gladstone Financial Corporation Final Disposition Date 4 $ 1/9/2009 Capital Repayment Date 2/2/2011 Preferred Stock w/ Warrants 1/9/2009 49 Investment Amount OH 1/9/2009 33 State Cincinnati 1/9/2009 199 City Pricing Mechanism Fifth Third Bancorp 1/9/2009 37, 46 3/29/2012 Name of Institution Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Capital Repayment Details 12/31/2008 1/9/2009 65 11/15/2011 Purchase Details 4 4 4 4 0 0 0 0 6/17/2009 4 $ 3,388,890,000 $ 6/17/2011 46 $ 35,883,281 $ 3/29/2012 46 $ 36,039,222 $ 0 Warrants 2/7/2013 4/22/2009 3/4/2011 10/21/2009 9/15/2011 9/9/2009 199 $ $ $ $ $ $ 21,680,089 78,158,000 38,000,000 13,400,000 10,000,000 100,000,000 $ $ $ $ $ $ 0 0 0 0 0 0 Warrants Warrants N/A Warrants Warrants Warrants Preferred Stock w/ Warrants 0 99,116,719 Par Par Par Par Par Par Par Par Par 1/9/2009 C&F Financial Corporation West Point VA Preferred Stock w/ Warrants $ 20,000,000 Par 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 North Central Bancshares, Inc. Carolina Bank Holdings, Inc. First Bancorp First Financial Service Corporation Codorus Valley Bancorp, Inc. MidSouth Bancorp, Inc. First Security Group, Inc. Shore Bancshares, Inc. The Queensborough Company American State Bancshares, Inc. Security California Bancorp Security Business Bancorp Sound Banking Company Mission Community Bancorp Redwood Financial Inc. Surrey Bancorp Independence Bank Valley Community Bank Rising Sun Bancorp Community Trust Financial Corporation GrandSouth Bancorporation Fort Dodge Greensboro Troy Elizabethtown York Lafayette Chattanooga Easton Louisville Great Bend Riverside San Diego Morehead City San Luis Obispo Redwood Falls Mount Airy East Greenwich Pleasanton Rising Sun Ruston Greenville IA NC NC KY PA LA TN MD GA KS CA CA NC CA MN NC RI CA MD LA SC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,200,000 16,000,000 65,000,000 20,000,000 16,500,000 20,000,000 33,000,000 25,000,000 12,000,000 6,000,000 6,815,000 5,803,000 3,070,000 5,116,000 2,995,000 2,000,000 1,065,000 5,500,000 5,983,000 24,000,000 9,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants Warrants 4 33 4 49 4 Warrants Common Stock w/ Warrants 7/27/2011 4 $ 10,000,000 $ 4/11/2012 4 $ 10,000,000 $ 0 Warrants 12/14/2011 2/20/2013 9/1/2011 4/29/2013 8/18/2011 8/25/2011 4/11/2013 4/15/2009 3/11/2013 11/2/2011 9/15/2011 7/14/2011 11/13/2012 12/28/2011 8/18/2011 12/29/2010 4 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,200,000 14,811,984 65,000,000 10,733,778 16,500,000 20,000,000 14,912,862 25,000,000 11,605,572 6,000,000 6,815,000 5,803,000 2,807,413 5,116,000 2,995,000 2,000,000 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Warrants Warrants Warrants Warrants Warrants Warrants N/A Warrants $ $ 24,000,000 9,000,000 $ $ 0 0 7/6/2011 9/8/2011 209 50 239 49 49 215 4 223 4 49 49 152 4 49 4 49 50 10,000,000 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 N/A 1b 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 R P R P R R R P R R $ $ $ $ 526,604 206,557 N/A 25,000 576,774 300,000 341,000 290,000 147,918 N/A 150,000 100,000 R $ R $ 1,200,000 450,000 $ $ $ $ $ $ 40 Footnote Seller Name of Institution Purchase Date 2 2, 140 2 49 233 28 10/07/2011 1/9/2009 1/9/2009 1/9/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 City State Investment Amount Pricing Mechanism Capital Repayment Date 5/19/2010 10/31/2012 Jacksonville Cayce New York Conway Oak Harbor Newport Bar Harbor Bernardsville Columbia Indiana TX SC NY AR WA NH ME NJ SC PA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ 3,981,000 3,285,000 267,274,000 50,000,000 26,380,000 10,000,000 18,751,000 7,414,000 64,779,000 108,676,000 Par Par Par Par Par Par Par Par Par Par Raleigh NC Preferred Stock w/ Warrants $ 17,949,000 Par 1/16/2009 First BanCorp San Juan PR Common Stock w/ Warrants $ 424,174,000 Par 1/16/2009 Texas Capital Bancshares, Inc. Yadkin Financial Corporation (Yadkin Valley Financial Corporation) Dallas TX Preferred Stock w/ Warrants $ 75,000,000 Par 1/16/2009 0 0 Preferred Stock 2 2 Preferred Stock 5/19/2010 10/31/2012 Preferred Stock Preferred Stock 4 4 $ $ $ $ $ $ $ 50,000,000 26,380,000 10,000,000 18,751,000 7,414,000 64,779,000 108,676,000 $ $ $ $ $ $ $ 0 0 0 0 0 0 0 Warrants Warrants Warrants Warrants Warrants Warrants Warrants 7/27/2011 3/2/2011 2/15/2012 7/28/2010 6/24/2009 6/24/2009 6/12/2013 Warrants Warrants Warrants Warrants Warrants Warrants Warrants 49 5 4 4 4 2, 7 2,7 9 9 R $ R $ R R R R R R P 199,000 106,364 $ $ $ $ $ $ $ 1,300,000 1,625,000 737,100 250,000 275,000 1,400,000 527,361 5/13/2009 4 $ 75,000,000 $ 0 Warrants 3/11/2010 Warrants A $ 6,559,066 $ 31,843,080 $ 0 Warrants 6/12/2013 Warrants P $ 20,000 N/A $ 36,000,000 Par 9/12/2012 Carver Bancorp, Inc New York NY Preferred Stock $ 18,980,000 Par 8/27/2010 4 $ 18,980,000 $ 0 N/A N/A 1/16/2009 Citizens & Northern Corporation Wellsboro PA Preferred Stock w/ Warrants $ 26,440,000 Par 8/4/2010 4 $ 26,440,000 $ 0 Warrants 9/1/2010 Warrants R $ 400,000 1/16/2009 MainSource Financial Group, Inc. Greensburg IN Preferred Stock w/ Warrants $ 57,000,000 Par 3/28/2012 78 $ 52,277,171 $ 0 Warrants 6/12/2013 Warrants P $ 1,512,177 1/16/2009 MetroCorp Bancshares, Inc. Houston TX Preferred Stock w/ Warrants $ 45,000,000 Par 6/27/2012 95 $ 43,490,360 $ 0 Warrants 6/12/2013 Warrants P $ 2,087,368 6/13/2012 91 $ 16,750,221 $ 0 Warrants 7/18/2012 Warrants R $ 38,000 3/11/2013 224 $ 24,438,021 $ Preferred Stock w/ Warrants 6/12/2013 Warrants P $ 106,891 3/27/2013 227 $ 1,109,298 $ 0 Warrants R $ 1,100,000 R $ R $ 430,797 128,000 R $ R $ 750,000 500,000 N/A - N/A 1/16/2009 1/16/2009 159 $ $ Preferred Stock w/ Warrants United Bancorp, Inc. Tecumseh MI Preferred Stock w/ Warrants $ 20,600,000 Par 224, 227 2 2 3, 30 8/6/2010 2 2, 36 3,981,000 2,685,979 NC 1/16/2009 2, 201 2, 179 2, 162 2 $ $ Final Disposition Disposition Final Disposition Investment 15 Proceeds Description Elkin 3, 30 8/27/2010 2 2 2 2, 50 2, 19 3, 30 9/29/2010 2, 49 2 2 2, 49 2, 49 7/6/2011 1/12/2011 8/25/2011 2/24/2010 5/20/2009 5/20/2009 12/7/2011 4 140 Final Disposition Date 124 1/16/2009 96 6/27/2012 Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Capital Repayment Details Texas National Bancorporation Congaree Bancshares, Inc. New York Private Bank & Trust Corporation Home Bancshares, Inc. Washington Banking Company New Hampshire Thrift Bancshares, Inc. Bar Harbor Bankshares Somerset Hills Bancorp SCBT Financial Corporation S&T Bancorp Crescent Financial Bancshares, Inc. (ECB Bancorp, Inc.) 124 78 3/28/2012 95 6/27/2012 91 06/13/2012 Purchase Details Old Second Bancorp, Inc. Aurora IL Preferred Stock w/ Warrants $ 73,000,000 2,972,000 Par - N/A 1/16/2009 Pulaski Financial Corp Creve Coeur MO Preferred Stock w/ Warrants $ 32,538,000 Par 6/27/2012 96 $ 28,460,338 $ 0 Warrants 8/8/2012 Warrants 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 OceanFirst Financial Corp. Community 1st Bank TCB Holding Company, Texas Community Bank Centra Financial Holdings, Inc. First Bankers Trustshares, Inc. Pacific Coast National Bancorp Toms River Roseville The Woodlands Morgantown Quincy San Clemente NJ CA TX WV IL CA Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ 38,263,000 2,550,000 11,730,000 15,000,000 10,000,000 4,120,000 Par Par Par Par Par Par 12/30/2009 12/19/2012 5 $ $ 38,263,000 2,550,000 $ $ 0 0 Warrants Preferred Stock 2 2/3/2010 12/19/2012 Warrants Preferred Stock $ $ $ 15,000,000 10,000,000 0 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 N/A 4/15/2009 9/8/2011 N/A Preferred Stock Preferred Stock N/A 1/16/2009 Community Bank of the Bay Oakland CA Preferred Stock $ 1,747,000 Par 9/29/2010 4 $ 1,747,000 $ 0 N/A N/A N/A 1/16/2009 1/16/2009 1/16/2009 1/16/2009 Redwood Capital Bancorp Syringa Bancorp Idaho Bancorp Puget Sound Bank Eureka Boise Boise Bellevue CA ID ID WA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 3,800,000 8,000,000 6,900,000 4,500,000 Par Par Par Par 7/21/2011 49 $ 3,800,000 $ 0 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R $ 190,000 8/11/2011 12/15/2010 9/15/2011 2/8/2013 12/11/2012 11/30/2012 8/12/2009 6/29/2011 49 $ $ $ $ $ $ $ $ 4,500,000 3,000,000 2,658,000 79,903,245 13,399,227 2,477,000 12,500,000 37,500,000 $ $ $ $ $ $ $ $ Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 8/11/2011 Preferred Stock 2, 7 R $ 225,000 2,7 R $ 283,000 P $ P $ P $ 4,925,417 858,478 100,100 2,500,000 1/16/2009 United Financial Banking Companies, Inc. Vienna VA Preferred Stock w/ Exercised Warrants $ 5,658,000 Par 1/16/2009 1/16/2009 1/16/2009 Dickinson Financial Corporation II The Baraboo Bancorporation Bank of Commerce Kansas City Baraboo Charlotte MO WI NC Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 146,053,000 20,749,000 3,000,000 Par Par Par 1/16/2009 State Bankshares, Inc. Fargo ND 1/16/2009 1/16/2009 BNCCORP, Inc. First Manitowoc Bancorp, Inc. Bismarck Manitowoc ND WI 1/16/2009 Southern Bancorp, Inc. Arkadelphia 1/16/2009 Morrill Bancshares, Inc. Merriam Preferred Stock w/ Exercised Warrants 3/31/2009 9/8/2011 2/11/2010 4 4 50 19 4 49 162 4 0 2,658,000 0 0 0 0 37,500,000 0 9/15/2011 Preferred Stock 6/29/2011 Preferred Stock 2, 7 R $ 2, 7 R $ Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 20,093,000 12,000,000 Par Par 5/27/2009 4 $ 12,000,000 $ 0 Preferred Stock 2 5/27/2009 Preferred Stock AR Preferred Stock $ 11,000,000 Par 8/6/2010 4 $ 11,000,000 $ 0 N/A N/A N/A KS Preferred Stock w/ Exercised Warrants $ 13,000,000 Par 7/20/2011 2/15/2011 12/21/2012 12/29/2010 4 $ $ $ $ 13,000,000 500,000 150,000 111,000,000 $ $ $ $ 0 0 0 0 Preferred Stock 2 Warrants N/A Warrants 7/20/2011 Preferred Stock 3/9/2011 Warrants Austin TX Warrants $ 3,268,000 Par 1/23/2009 1/23/2009 1/23/2009 1st Source Corporation Princeton National Bancorp, Inc. AB&T Financial Corporation South Bend Princeton Gastonia IN IL NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 111,000,000 25,083,000 3,500,000 Par Par Par 36 4 2, 7 2, 7 Par Treaty Oak Bancorp, Inc. 2, 7 Preferred Stock Preferred Stock Preferred Stock 50,000,000 1/16/2009 2, 7 2/8/2013 12/11/2012 11/30/2012 $ 36 9 2, 7 2, 7 2, 7 600,000 N/A R $ 650,000 R $ 3,750,000 41 Footnote Seller Purchase Date 94 6/27/2012 79 3/28/2012 2 2, 13 12/4/2009, 153 Purchase Details Name of Institution City State Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Final Disposition Date Final Disposition Disposition Final Disposition Investment 15 Proceeds Description 1/23/2009 First Citizens Banc Corp Sandusky OH Preferred Stock w/ Warrants $ 23,184,000 Par 6/27/2012 94 $ 20,689,633 $ 0 Warrants 9/5/2012 Warrants R $ 563,174 1/23/2009 WSFS Financial Corporation Wilmington DE Preferred Stock w/ Warrants $ 52,625,000 Par 3/28/2012 79 $ 47,435,299 $ 0 Warrants 9/12/2012 Warrants R $ 1,800,000 1/23/2009 Commonwealth Business Bank Los Angeles CA Preferred Stock w/ Exercised Warrants $ 7,701,000 Par 1/23/2009 Three Shores Bancorporation, Inc. (Seaside National Bank & Trust) Orlando FL Preferred Stock w/ Exercised Warrants $ 5,677,000 Par 11/9/2012 153 $ 4,992,788 $ 0 Preferred Stock 2 11/9/2012 Preferred Stock 2, 7 P $ 282,285 2 1/23/2009 CalWest Bancorp 2 2 2 2 2 1/23/2009 1/23/2009 1/23/2009 1/23/2009 Fresno First Bank First ULB Corp. Alarion Financial Services, Inc. Midland States Bancorp, Inc. 11/1/2012 4/22/2009 49 $ $ 1,968,000 4,900,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 11/1/2012 4/22/2009 Preferred Stock Preferred Stock 2, 7 R $ R $ 98,000 245,000 4 509,000 Preferred Stock w/ Exercised Warrants $ 6,216,000 Par 12/5/2012 Preferred Stock 2, 7 R $ 311,000 2 2 2, 51 2 2, 50 2 2, 49 2, 49 2 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 Farmers Bank California Oaks State Bank Pierce County Bancorp Calvert Financial Corporation Liberty Bancshares, Inc. Crosstown Holding Company BankFirst Capital Corporation Southern Illinois Bancorp, Inc. Windsor Thousand Oaks Tacoma Ashland Jonesboro Blaine Macon Carmi VA CA WA MO AR MN MS IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ 8,752,000 3,300,000 6,800,000 1,037,000 57,500,000 10,650,000 15,500,000 5,000,000 Par Par Par Par Par Par Par Par Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 R $ TN $ $ $ $ $ 2, 7 Moscow 10,189,000 1,100,000 5,116,000 3,063,000 3,300,000 Preferred Stock Moscow Bancshares, Inc. $ $ $ $ $ 12/23/2009 1/23/2009 12/23/2009 4/25/2012 12/5/2012 1/9/2013 12/8/2010 12/8/2010 Preferred Stock 2, 7 R $ 165,000 7/21/2011 50 $ 57,500,000 $ Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R $ 2,875,000 9/8/2011 8/25/2011 12/16/2009 6/16/2010 3/27/2013 49 $ $ $ $ $ 15,500,000 5,000,000 1,000,000 2,240,000 1,879,145 $ $ $ $ $ 0 0 2,240,000 0 0 9/8/2011 8/25/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 775,000 250,000 6/16/2010 Preferred Stock 2, 7 R $ 162,000 3/27/2013 Preferred Stock 2, 7 P $ 139,063 18,000,000 2/15/2012 Warrants R $ 1,200,724 2, 229 Rancho Santa Margarita Fresno Oakland Ocala Effingham CA Preferred Stock w/ Exercised Warrants $ 4,656,000 Par CA CA FL IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 1,968,000 4,900,000 6,514,000 10,189,000 Par Par Par Par 1/23/2009 FPB Financial Corp. Hammond LA Preferred Stock w/ Exercised Warrants $ 3,240,000 Par 1/23/2009 Stonebridge Financial Corp. West Chester PA Preferred Stock w/ Exercised Warrants $ 10,973,000 Par 1/30/2009 Peoples Bancorp Inc. Marietta OH Preferred Stock w/ Warrants $ 39,000,000 Par 49 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 Anchor BanCorp Wisconsin Inc. Parke Bancorp, Inc. Central Virginia Bankshares, Inc. Flagstar Bancorp, Inc. Middleburg Financial Corporation Peninsula Bank Holding Co. PrivateBancorp, Inc. Central Valley Community Bancorp Plumas Bancorp Stewardship Financial Corporation Oak Ridge Financial Services, Inc. First United Corporation Community Partners Bancorp Madison Sewell Powhatan Troy Middleburg Palo Alto Chicago Fresno Quincy Midland Park Oak Ridge Oakland Middletown WI NJ VA MI VA CA IL CA CA NJ NC MD NJ Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ 110,000,000 16,288,000 11,385,000 266,657,000 22,000,000 6,000,000 243,815,000 7,000,000 11,949,000 10,000,000 7,700,000 30,000,000 9,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par 241 1/30/2009 Guaranty Federal Bancshares, Inc. Springfield MO Preferred Stock w/ Warrants $ 17,000,000 Par 174 228 5 50 240 49 139 234 49 97 6/27/2012 2 2 2 2, 49 2 4 4 4 4 4 0 5,116,000 0 5,689,000 0 0 2, 7 2/2/2011 4 $ 21,000,000 $ 12/28/2011 4 $ 18,000,000 $ 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock w/ Warrants Warrants 11/29/2012 174 $ 11,595,735 $ 0 Warrants 6/12/2013 Warrants P $ 1,650,288 3/27/2013 12/23/2009 228 $ $ 240,627,277 22,000,000 $ $ 0 0 Warrants Warrants 6/12/2013 11/18/2011 Warrants Warrants P $ P $ 12,905 301,001 $ $ $ $ $ 243,815,000 7,000,000 12,907,297 10,000,000 7,024,595 $ $ $ $ $ 0 0 0 0 0 Warrants Warrants Warrants Warrants Warrants 11/14/2012 9/28/2011 5/22/2013 10/26/2011 2/6/2013 Warrants Warrants Warrants Warrants Warrants R R R R R $ $ $ 9,000,000 5,000,000 11,493,900 $ $ $ 0 12,000,000 0 10/26/2011 Warrants R $ 460,000 5/15/2013 Warrants R $ 2,003,250 $ 4,076,000 $ 4,076,000 10/24/2012 8/18/2011 4/29/2013 9/1/2011 10/31/2012 8/11/2011 6/13/2012 4/29/2013 49 4 4 229 5 5 50 240 49 139 49 2, 7 $ $ $ $ $ 1,225,000 185,017 234,500 107,398 122,888 F.N.B. Corporation (Annapolis Bancorp, Inc.) Annapolis 3/6/2013 4 $ 4,076,000 $ 0 Warrants Warrants Warrants Preferred Stock w/ Warrants Warrants 1/30/2009 DNB Financial Corporation Downingtown PA Preferred Stock w/ Warrants $ 11,750,000 Par 8/4/2011 49 $ 11,750,000 $ 0 Warrants 9/21/2011 Warrants R $ 458,000 1/30/2009 Firstbank Corporation Alma MI Preferred Stock w/ Warrants $ 33,000,000 Par 6/27/2012 97 $ 30,587,530 $ 0 Warrants 7/18/2012 Warrants R $ 1,946,670 1/30/2009 1/30/2009 1/30/2009 1/30/2009 Valley Commerce Bancorp Greer Bancshares Incorporated Ojai Community Bank Adbanc, Inc Visalia Greer Ojai Ogallala CA SC CA NE Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 7,700,000 9,993,000 2,080,000 12,720,000 Par Par Par Par 3/21/2012 4 $ 7,700,000 $ 0 Preferred Stock 2 3/21/2012 Preferred Stock 2, 7 R $ 385,000 7/21/2011 7/6/2011 10/19/2011 3/7/2012 6/6/2012 6/27/2012 49 $ $ $ $ $ $ 12,720,000 1,500,000 1,500,000 1,500,000 1,200,000 300,000 $ $ $ $ $ $ Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R $ 636,000 6/27/2012 Preferred Stock 2, 7 R $ 300,000 1/30/2009 1/30/2009 Beach Business Bank Manhattan Beach MD CA Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $ $ 8,152,000 6,000,000 Par Par 4 241 4/18/2012 4 4 4 4 4 4 0 4,500,000 3,000,000 1,500,000 300,000 0 42 Footnote Seller Purchase Date 3, 53 2 2, 169 2, 49 2 2, 49 2 2, 50 2, 50 2 2, 49, 145 2, 13 10/30/2009, 49 2 2 2, 49 2, 49 2, 141 2, 202 2, 50 30 9/29/2010 163 161 3, 30 8/13/2010 2 2 2 2 2, 49 2 3, 30 9/24/2010 2 Purchase Details Name of Institution City State Investment Amount Pricing Mechanism Capital Repayment Date 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 Legacy Bancorp, Inc. First Southern Bancorp, Inc. Country Bank Shares, Inc. Katahdin Bankshares Corp. Rogers Bancshares, Inc. UBT Bancshares, Inc. Bankers' Bank of the West Bancorp, Inc. W.T.B. Financial Corporation AMB Financial Corp. Goldwater Bank, N.A. Equity Bancshares, Inc. Milwaukee Boca Raton Milford Houlton Little Rock Marysville Denver Spokane Munster Scottsdale Wichita WI FL NE ME AR KS CO WA IN AZ KS Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ 5,498,000 10,900,000 7,525,000 10,449,000 25,000,000 8,950,000 12,639,000 110,000,000 3,674,000 2,568,000 8,750,000 Par Par Par Par Par Par Par Par Par Par Par 1/30/2009 WashingtonFirst Bankshares, Inc. (WashingtonFirst Bank) Reston VA Preferred Stock w/ Exercised Warrants $ 6,633,000 Par 8/4/2011 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 2/6/2009 Central Bancshares, Inc. Hilltop Community Bancorp, Inc. Northway Financial, Inc. Monument Bank Metro City Bank F & M Bancshares, Inc. First Resource Bank MidWestOne Financial Group, Inc. Houston Summit Berlin Bethesda Doraville Trezevant Exton Iowa City TX NJ NH MD GA TN PA IA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ 5,800,000 4,000,000 10,000,000 4,734,000 7,700,000 4,609,000 2,600,000 16,000,000 Par Par Par Par Par Par Par Par 7/6/2011 4/21/2010 9/15/2011 8/11/2011 10/31/2012 2/7/2013 9/15/2011 7/6/2011 2/6/2009 Lakeland Bancorp, Inc. Oak Ridge NJ Preferred Stock w/ Warrants $ 59,000,000 Par 2/6/2009 Monarch Community Bancorp, Inc. Coldwater MI Preferred Stock w/ Warrants $ 6,785,000 Par 2/6/2009 The First Bancshares, Inc. Hattiesburg MS Preferred Stock w/ Warrants $ 5,000,000 Par 2/6/2009 2/6/2009 Carolina Trust Bank Alaska Pacific Bancshares, Inc. Lincolnton Juneau 2/6/2009 PGB Holdings, Inc. Chicago 2/6/2009 The Freeport State Bank 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 4 6/16/2010 11/29/2012 8/18/2011 169 $ $ $ 10,900,000 6,838,126 10,449,000 $ $ $ 0 0 0 Preferred Stock Preferred Stock 2 Preferred Stock 2 6/16/2010 11/29/2012 8/18/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 8/11/2011 49 9/15/2011 9/22/2011 50 8/11/2011 49 49 $ 8,950,000 $ 0 Preferred Stock 2 8/11/2011 Preferred Stock 2 8,750,000 $ 0 Preferred Stock 2 8/11/2011 Preferred Stock 2, 7 R $ 438,000 49 $ 6,633,000 $ 0 Preferred Stock 8/4/2011 Preferred Stock 2, 7 R $ 332,000 4 $ $ $ $ $ $ $ $ 5,800,000 4,000,000 10,000,000 4,734,000 6,861,462 4,300,543 2,600,000 16,000,000 $ $ $ $ $ $ $ $ 0 0 0 0 0 0 0 0 7/6/2011 4/21/2010 9/15/2011 8/11/2011 1031/2012 2/7/2013 9/15/2011 7/27/2011 Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Warrants 2, 7 R R R R R P R R 2/29/2012 6/12/2013 4 49 49 141 202 50 4 0 $ 0 Warrants $ $ 0 0 Warrants Warrants $ 20,000,000 $ 39,000,000 3/16/2011 4 $ 20,000,000 $ 19,000,000 2/8/2012 4 $ 19,000,000 $ 4 $ 5,000,000 163 $ $ 3,362,000 4,217,568 3,000,000 Par 8/13/2010 4 $ 3,000,000 $ Harper KS Preferred Stock w/ Exercised Warrants $ 301,000 Par 4 Stockmens Financial Corporation Rapid City SD $ 15,568,000 Par 12/19/2012 1/14/2011 3/16/2011 $ $ $ 301,000 4,000,000 11,568,000 $ $ $ US Metro Bank First Express of Nebraska, Inc. Mercantile Capital Corp. Citizens Commerce Bancshares, Inc. Garden Grove Gering Boston Versailles CA NE MA KY Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 2,861,000 5,000,000 3,500,000 6,300,000 Par Par Par Par 2/15/2012 8/4/2011 $ $ 5,000,000 3,500,000 $ $ 2/6/2009 Liberty Financial Services, Inc. New Orleans LA Preferred Stock $ 5,645,000 Par 9/24/2010 4 $ 5,645,000 2/6/2009 Lone Star Bank Union First Market Bankshares Corporation (First Market Bank, FSB) Banner County Ban Corporation Centrix Bank & Trust Todd Bancshares, Inc. Georgia Commerce Bancshares, Inc. First Bank of Charleston, Inc. F & M Financial Corporation The Bank of Currituck CedarStone Bank Community Bancshares of Mississippi, Inc. (Community Holding Company of Florida, Inc.) Hyperion Bank Pascack Bancorp, Inc. (Pascack Community Bank) Houston TX Preferred Stock w/ Exercised Warrants $ 3,072,000 Par Bowling Green VA Preferred Stock $ 33,900,000 Par 12/7/2011 4 $ Harrisburg Bedford Hopkinsville Atlanta Charleston Salisbury Moyock Lebanon NE NH KY GA WV NC NC TN Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ 795,000 7,500,000 4,000,000 8,700,000 3,345,000 17,000,000 4,021,000 3,564,000 Par Par Par Par Par Par Par Par 7/28/2011 7/28/2011 49 $ $ Brandon MS Preferred Stock w/ Exercised Warrants $ 1,050,000 Par 11/30/2012 166 $ 983,800 First Western Financial, Inc. 2/6/2009 2, 105, 250 2/6/2009 2/6/2009 161 4 4 4 49 49 4 50 126 34 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants $ 2, 192 2, 13 2/10/2010 5,500,000 184,000 $ Preferred Stock 2/6/2009 R $ R $ Preferred Stock Preferred Stock IL 2, 101, 166 450,000 9/15/2011 9/22/2011 4 2/16/2011 7/21/2011 9/12/2012 12/3/2010 R $ Preferred Stock Preferred Stock 2 11/30/2012 11/29/2012 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2, 7 2, 7 0 0 Par Par 2/6/2009 545,000 372,240 522,000 $ $ 4,000,000 4,781,000 18 R $ P $ R $ 2, 7 110,000,000 3,674,000 $ $ Preferred Stock w/ Exercised Warrants 2 Final Disposition Disposition Final Disposition Investment 15 Proceeds Description $ $ 50 8/4/2010 9/29/2010 Final Disposition Date 2, 7 Preferred Stock w/ Warrants Preferred Stock w/ Warrants 2, 49 2, 49 2 2 2, 50 2, 126 2, 34 2 NC AK Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Capital Repayment Details 0 2, 7 $ $ $ $ $ $ $ $ 290,000 200,000 500,000 237,000 369,948 222,008 130,000 1,000,000 Warrants R $ 2,800,000 Warrants P $ 19,132 2, 7 2, 7 2, 7 2,7 2,7 2, 7 N/A N/A N/A Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 12/19/2012 Preferred Stock 2, 7 R $ 15,000 3/16/2011 Preferred Stock 2, 7 R $ 778,000 0 0 Preferred Stock 2 Preferred Stock 2 2/15/2012 8/4/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 250,000 175,000 $ 0 N/A N/A N/A 35,595,000 $ 0 N/A N/A N/A 795,000 7,500,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 7/28/2011 7/28/2011 Preferred Stock Preferred Stock 2, 7 $ $ $ $ 8,700,000 3,345,000 15,988,500 1,742,850 $ $ $ $ 0 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 N/A 2/16/2011 7/21/2011 9/12/2012 N/A Preferred Stock Preferred Stock Preferred Stock N/A 2, 7 $ 977,750 $ 0 Preferred Stock 2 11/30/2012 Preferred Stock $ 0 Preferred Stock 2 12/20/2012 0 11,568,000 0 - 2, 7 N/A - N/A - N/A R $ R $ 40,000 375,000 R $ R $ P $ - 435,000 167,000 775,274 N/A 2, 7 P $ 25,000 Preferred Stock 2, 7 P $ 25,700 2, 7 R $ 188,000 P $ 351,052 Philadelphia PA Preferred Stock w/ Exercised Warrants $ 1,552,000 Par 12/20/2012 192 Westwood NJ Preferred Stock w/ Exercised Warrants $ 3,756,000 Par 10/19/2011 4 $ 3,756,000 $ 0 Preferred Stock 2 10/19/2011 Preferred Stock Denver CO Preferred Stock w/ Exercised Warrants $ 8,559,000 Par 6/24/2013 250 $ 7,647,253 $ 0 Preferred Stock 2 7/27/2012 Preferred Stock 2, 7 2, 7 2, 7 34 2, 7, 105 43 Footnote Seller Purchase Date 49 2/13/2009 2/13/2009 2/13/2009 186 58 10/21/2011 2, 49 2, 49 2 2, 185 Purchase Details Name of Institution QCR Holdings, Inc. Westamerica Bancorporation The Bank of Kentucky Financial Corporation City Moline San Rafael Crestview Hills State IL CA KY Investment Amount Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 38,237,000 83,726,000 11/18/2011 Warrants P $ 878,256 34,000,000 5/29/2013 Warrants R $ 2,150,649 N/A 4/19/2013 N/A Warrants R $ N/A 213,594 R $ R $ 240,000 220,000 P $ 93,245 R $ 750,000 P $ P $ R $ 46,412 3,960 250,000 $ 38,237,000 $ 9/2/2009 4 $ 41,863,000 $ 11/18/2009 4 $ 41,863,000 $ 12/22/2010 4 $ 17,000,000 $ 11/23/2011 4/9/2013 4/19/2013 4 $ $ $ 17,000,000 41,400,000 9,201,000 $ $ $ 0 0 0 Warrants Preferred Stock w/ Warrants Warrants Preferred Stock w/ Warrants Warrants N/A Warrants $ $ 4,797,000 4,400,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 9/15/2011 9/1/2011 Preferred Stock Preferred Stock $ 1,465,497 $ 0 Preferred Stock 2 12/11/2012 Preferred Stock Par Par 2/13/2009 2/13/2009 PremierWest Bancorp Carrollton Bancorp Medford Baltimore OR MD Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 41,400,000 9,201,000 Par Par 2/13/2009 FNB United Corp. Asheboro NC Common Stock w/ Warrants $ 51,500,000 Par 2/13/2009 2/13/2009 2/13/2009 2/13/2009 First Menasha Bancshares, Inc. 1st Enterprise Bank DeSoto County Bank Security Bancshares of Pulaski County, Inc. Neenah Los Angeles Horn Lake Waynesville WI CA MS MO Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 4,797,000 4,400,000 1,173,000 2,152,000 Par Par Par Par 9/15/2011 9/1/2011 186 4 49 49 12/11/2012 0 41,863,000 0 17,000,000 2, 7 2, 7 2, 7 2, 7, Greenwood MS Preferred Stock w/ Exercised Warrants $ 15,000,000 Par 9/29/2010 BankGreenville Corning Savings and Loan Association Financial Security Corporation ColoEast Bankshares, Inc. Santa Clara Valley Bank, N.A. Reliance Bancshares, Inc. Regional Bankshares, Inc. Peoples Bancorp Greenville Corning Basin Lamar Santa Paula Frontenac Hartsville Lynden SC AR WY CO CA MO SC WA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ 1,000,000 638,000 5,000,000 10,000,000 2,900,000 40,000,000 1,500,000 18,000,000 Par Par Par Par Par Par Par Par 4 $ 15,000,000 $ 9/29/2010 Preferred Stock 11/9/2012 11/30/2012 7/21/2011 147 $ $ $ 891,000 523,680 5,000,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 11/9/2012 11/30/2012 7/21/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 3/11/2013 221 $ 2,440,029 $ 0 Preferred Stock 2 3/11/2013 Preferred Stock 2, 7 P $ 98,251 11/9/2012 8/3/2011 151 $ $ 1,362,500 18,000,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 11/9/2012 8/3/2011 Preferred Stock Preferred Stock 2, 7 P $ R $ 74,250 900,000 R $ 110,000 168 50 62 0 Preferred Stock 2 30a 2, 7 2, 7 2, 7 2, 7, 2/13/2009 First Choice Bank Cerritos CA Preferred Stock w/ Exercised Warrants $ 2,200,000 Par 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/20/2009 Gregg Bancshares, Inc. Hometown Bancshares, Inc. Midwest Regional Bancorp, Inc. Bern Bancshares, Inc. Northwest Bancorporation, Inc. Liberty Bancshares, Inc. F&M Financial Corporation Meridian Bank Northwest Commercial Bank Royal Bancshares of Pennsylvania, Inc. Ozark Corbin Festus Bern Spokane Springfield Clarksville Devon Lakewood Narberth MO KY MO KS WA MO TN PA WA PA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Trust Preferred Securities Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 825,000 1,900,000 700,000 985,000 10,500,000 21,900,000 17,243,000 6,200,000 1,992,000 30,407,000 69,600,000 46,400,000 17,211,000 8,653,000 6,920,000 5,450,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 2/20/2009 First Merchants Corporation Muncie IN 2/20/2009 2/20/2009 2/20/2009 2/20/2009 Northern States Financial Corporation Sonoma Valley Bancorp Guaranty Bancorp, Inc. The Private Bank of California Waukegan Sonoma Woodsville Los Angeles IL CA NH CA 9/24/2010 11/30/2012 11/10/2009 9/1/2011 3/11/2013 8/18/2011 9/12/2012 4 171 4 49 220 50 127 $ 2,200,000 $ 0 N/A 9/24/2010 Preferred Stock $ $ $ $ $ $ 1,766,510 700,000 985,000 10,728,783 21,900,000 13,443,074 $ $ $ $ $ $ 0 0 0 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 11/30/2012 11/10/2009 9/1/2011 3/11/2013 8/18/2011 9/12/2012 Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock 2, 7 2. 7 1/9/2013 4 $ 1,992,000 $ 0 Preferred Stock 2 1/9/2013 Preferred Stock 9/22/2011 9/22/2011 50 $ $ 69,600,000 46,400,000 $ $ 0 0 Warrants 11/18/2011 Warrants 9/15/2011 9/1/2011 50 $ $ 6,920,000 5,450,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 9/15/2011 9/1/2011 Preferred Stock Preferred Stock 49 49 30a 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 P R R P R P $ $ $ $ $ $ 70,095 35,000 50,000 587,635 1,095,000 742,441 R $ 100,000 P $ 367,500 R $ R $ 346,000 273,000 R $ 100,000 P $ R $ 224,717 500,000 R $ P $ 625,000 115,861 2, 7, 2, 30 9/29/2010 2/20/2009 Lafayette Bancorp, Inc. Oxford MS Preferred Stock w/ Exercised Warrants $ 1,998,000 Par 9/29/2010 4 2 2 2 2 2, 203 2 2 2 2, 49 2, 164 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 Liberty Shares, Inc. White River Bancshares Company United American Bank Crazy Woman Creek Bancorp, Inc. First Priority Financial Corp. Mid-Wisconsin Financial Services, Inc. Market Bancorporation, Inc. Hometown Bancorp of Alabama, Inc. Security State Bancshares, Inc. CBB Bancorp Hinesville Fayetteville San Mateo Buffalo Malvern Medford New Market Oneonta Charleston Cartersville GA AR CA WY PA WI MN AL MO GA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ 17,280,000 16,800,000 8,700,000 3,100,000 4,579,000 10,000,000 2,060,000 3,250,000 12,500,000 2,644,000 Par Par Par Par Par Par Par Par Par Par 2/8/2013 4/26/2013 203 2, 180 2, 4, 7 1,100,000 49 State Capital Corporation 2, 30 9/29/2010 R $ 9/15/2011 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2, 25 2, 50 2, 49 Warrants Par 2/13/2009 27, 49, 50 11/16/2011 Final Disposition Disposition Final Disposition Investment 15 Proceeds Description Capital Repayment Date 2, 147 2, 168 2, 50 2 2, 221 2 2, 151 2, 62 2, 115 2, 171 2 2, 49 2, 220 2, 50 2, 127 2 2 Final Disposition Date Pricing Mechanism 2, 30 9/29/2010 2, 30 9/24/2010 Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Capital Repayment Details 9/22/2011 11/29/2012 4 49 164 $ 1,998,000 $ $ $ 4,002,371 10,000,000 $ $ $ $ 12,500,000 2,453,094 $ $ Preferred Stock 2 9/29/2010 Preferred Stock 0 0 Preferred Stock 2 Preferred Stock 2 2/8/2013 4/26/2013 Preferred Stock Preferred Stock 2, 7 0 0 Preferred Stock 2 Preferred Stock 2 9/22/2011 11/29/2012 Preferred Stock Preferred Stock 2, 7 0 30a 2, 7 2, 7 2, 7, 2/20/2009 BancPlus Corporation Ridgeland MS Preferred Stock w/ Exercised Warrants $ 48,000,000 Par 9/29/2010 2/20/2009 Central Community Corporation Temple TX Preferred Stock w/ Exercised Warrants $ 22,000,000 Par 2/20/2009 First BancTrust Corporation Paris IL Preferred Stock w/ Exercised Warrants $ 7 350 000 Par 12/11/2012 1/18/2012 4 4 $ 48,000,000 $ $ $ 20,172,636 3,675,000 $ $ 0 0 3,675,000 Preferred Stock 2 9/29/2010 Preferred Stock R $ 2,400,000 Preferred Stock 2 Preferred Stock 2 12/11/2012 Preferred Stock 2, 7 P $ 1,058,726 10/24/2012 Preferred Stock 2,7 R $ 368 000 30a 44 Footnote Seller Name of Institution Purchase Date 2/20/2009 First BancTrust Corporation 2 2, 49 2 30 9/29/2010 98 6/27/2012 14, 57 2 2, 49 2, 49 2, 49 2, 212 2 2, 213 2, 167 2, 49 2 2 2, 135 2 Purchase Details City Paris State IL Preferred Stock w/ Exercised Warrants $ Investment Amount 7,350,000 Pricing Mechanism Par Final Disposition Date 10/24/2012 Final Disposition Disposition Final Disposition Investment 15 Proceeds Description R $ Preferred Stock 368,000 9/22/2011 4/13/2011 11/18/2011 Preferred Stock Preferred Stock Warrants 10/24/2012 4 $ 3,675,000 $ 0 Preferred Stock 2 Premier Service Bank Florida Business BancGroup, Inc. Hamilton State Bancshares Lakeland Financial Corporation Riverside Tampa Hoschton Warsaw CA FL GA IN Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ 4,000,000 9,495,000 7,000,000 56,044,000 Par Par Par Par 9/22/2011 4/13/2011 6/9/2010 49 $ $ $ 9,495,000 7,000,000 56,044,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Warrants 2/27/2009 First M&F Corporation Kosciusko MS Preferred Stock w/ Warrants $ 30,000,000 Par 9/29/2010 4 $ 30,000,000 $ 0 Warrants 6/27/2012 98 $ 15,403,722 $ 0 Warrants 7/25/2012 Warrants 8/4/2011 9/15/2011 9/22/2011 2/20/2013 4/14/2010 2/20/2013 11/30/2012 9/27/2011 9/26/2012 7/14/2010 10/31/2012 11/14/2012 1/23/2013 4/24/2013 49 $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,797,000 4,000,000 2,260,000 18,318,148 731,000 8,876,677 3,692,560 19,891,000 23,000,000 651,000 6,822,136 800,000 800,000 800,000 $ $ $ $ $ $ $ $ $ $ $ $ $ $ Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Warrants Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Warrants Preferred Stock Preferred Stock 2, 7 Preferred Stock 2 Preferred Stock 2 8/4/2011 9/15/2011 9/22/2011 2/20/2013 4/14/2010 2/20/2013 11/30/2012 9/27/2011 9/26/2012 7/14/2010 10/31/2012 Preferred Stock2 4/24/2013 Preferred Stock $ 2,655,000 $ 0 Preferred Stock 2 7/21/2011 2 2/27/2009 Southern First Bancshares, Inc. Greenville SC Preferred Stock w/ Warrants $ 17,299,000 Par 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 Integra Bank Corporation Community First Inc. BNC Financial Group, Inc. California Bank of Commerce Columbine Capital Corp. National Bancshares, Inc. First State Bank of Mobeetie Ridgestone Financial Services, Inc. Community Business Bank D.L. Evans Bancorp TriState Capital Holdings, Inc. Green City Bancshares, Inc. First Gothenburg Bancshares, Inc. Evansville Columbia New Canaan Lafayette Buena Vista Bettendorf Mobeetie Brookfield West Sacramento Burley Pittsburgh Green City Gothenburg IN TN CT CA CO IA TX WI CA ID PA MO NE Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ 83,586,000 17,806,000 4,797,000 4,000,000 2,260,000 24,664,000 731,000 10,900,000 3,976,000 19,891,000 23,000,000 651,000 7,570,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Green Circle Investments, Inc. Clive IA Preferred Stock w/ Exercised Warrants $ 2,400,000 Par 2 2, 49 2 2, 49 2/27/2009 2/27/2009 2/27/2009 2/27/2009 Private Bancorporation, Inc. Regent Capital Corporation Central Bancorp, Inc. Medallion Bank Minneapolis Nowata Garland Salt Lake City MN OK TX UT Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 4,960,000 2,655,000 22,500,000 11,800,000 Par Par Par Par 2, 30 9/29/2010 2/27/2009 PSB Financial Corporation Many LA Preferred Stock w/ Exercised Warrants $ 9,270,000 Par 50 42 5/3/2011 3, 30 8/13/2010 2 2, 49 2 2, 134 2, 219 2, 62 2, 226 2, 137 2, 49 2, 49 2 2, 116 2, 71 2 2 Capital Repayment Date 2/20/2009 2/20/2009 2/20/2009 2/27/2009 2/27/2009 2, 49 2, 49 2, 50 2, 13 12/4/2009, 49 2, 49 2 Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Capital Repayment Details 4 5 49 49 212 4 213 167 49 4 4 135 4 4 4 0 0 0 0 0 0 0 0 0 0 0 1,600,000 800,000 0 7/21/2011 49 7/21/2011 49 $ 11,800,000 $ 0 Preferred Stock 9/29/2010 4 $ 9,270,000 $ 0 Preferred Stock 2 2 2, 7 R $ R $ P $ 475,000 350,000 877,557 R $ 1,100,000 R R R P R P P R R R R $ $ $ $ $ $ $ $ $ $ $ 240,000 200,000 113,000 845,448 37,000 476,207 167,035 995,000 1,150,000 33,000 362,119 2,7 R $ 120,000 Preferred Stock 2, 7 R $ 133,000 7/21/2011 Preferred Stock 2, 7 9/29/2010 Preferred Stock 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2,7 R $ 590,000 R $ 464,000 R $ R $ R $ 370,000 299,000 600,000 2, 7, 2/27/2009 2/27/2009 2/27/2009 Avenue Financial Holdings, Inc. Howard Bancorp, Inc. FNB Bancorp Nashville Ellicott City South San Francisco TN MD CA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 7,400,000 5,983,000 12,000,000 Par Par Par 9/15/2011 9/22/2011 9/15/2011 49 2/27/2009 The Victory Bancorp, Inc. (The Victory Bank) Limerick PA Preferred Stock w/ Exercised Warrants $ 541,000 Par 9/22/2011 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 3,000,000 5,222,000 12,895,000 100,000,000 Par Par Par Par 30a $ $ $ 7,400,000 5,983,000 12,000,000 $ $ $ 0 0 0 Preferred Stock Preferred Stock 2 Preferred Stock 2 9/15/2011 9/22/2011 9/15/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 49 $ 541,000 $ 0 Preferred Stock 2 9/22/2011 Preferred Stock 2, 7 R $ 27,000 7/21/2011 49 $ 3,000,000 $ 0 2 7/21/2011 Preferred Stock 2, 7 R $ 150,000 8/25/2011 50 $ 100,000,000 $ 0 Warrants 11/18/2011 Warrants 42 $ 6,000,000 $ 0 N/A N/A N/A 49 50 2, 7 2, 7 2/27/2009 2/27/2009 3/6/2009 3/6/2009 Catskill Hudson Bancorp, Inc Midtown Bank & Trust Company HCSB Financial Corporation First Busey Corporation Rock Hill Atlanta Loris Urbana NY GA SC IL 3/6/2009 First Federal Bancshares of Arkansas, Inc. Harrison AR Preferred Stock w/ Warrants $ 16,500,000 Par 5/3/2011 3/6/2009 Citizens Bancshares Corporation Atlanta GA Preferred Stock $ 7,462,000 Par 8/13/2010 4 $ 7,462,000 $ 0 N/A N/A N/A 11/1/2012 9/15/2011 49 $ $ 6,000,000 13,533,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 2, 7 9/15/2011 Preferred Stock Preferred Stock 10/31/2012 3/11/2013 9/7/2011 3/27/2013 10/31/2012 7/14/2011 9/15/2011 134 $ $ $ $ $ $ $ 8,969,400 10,327,021 1,881,000 4,900,609 4,495,616 10,000,000 2,492,000 $ $ $ $ $ $ $ 0 0 0 0 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 10/31/2012 3/11/2013 9/7/2011 3/27/2013 10/31/2012 7/14/2011 9/15/2011 Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock 2,7 $ 500,000 $ 0 Preferred Stock 2 7/18/2012 Preferred Stock 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 ICB Financial First Texas BHC, Inc. Farmers & Merchants Bancshares, Inc. Blue Ridge Bancshares, Inc. First Reliance Bancshares, Inc. Merchants and Planters Bancshares, Inc. First Southwest Bancorporation, Inc. Germantown Capital Corporation, Inc. BOH Holdings, Inc. AmeriBank Holding Company Highlands Independent Bancshares, Inc. Pinnacle Bank Holding Company, Inc. Blue River Bancshares, Inc. Marine Bank & Trust Company Community Bancshares of Kansas, Inc. Ontario Fort Worth Houston Independence Florence Toone Alamosa Germantown Houston Collinsville Sebring Orange City Shelbyville Vero Beach Goff CA TX TX MO SC TN CO TN TX OK FL FL IN FL KS Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 6,000,000 13,533,000 11,000,000 12,000,000 15,349,000 1,881,000 5,500,000 4,967,000 10,000,000 2,492,000 6,700,000 4,389,000 5,000,000 3,000,000 500,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 7/18/2012 49 219 62 226 137 49 49 4 Preferred Stock P $ 63,677 N/A 2, 7 2,7 2, 7 2, 7 2,7 2, 7 2, 7 2, 7 N/A R $ R $ 300,000 677,000 R P R P R R R $ $ $ $ $ $ $ 541,793 624,632 94,000 251,837 214,595 500,000 125,000 R $ 25,000 45 Footnote Seller Purchase Date 2 2, 106 2 146 49 49 3, 30 8/13/2010 2, 49 2 2 2 2, 123 2 2, 136 2, 3a 11/13/2009 30 9/3/2010 2 2 2, 50 2, 49 2 2, 49 2, 49 2, 49 2 2, 142 2, 14 2 2, 245 2, 50 2, 49 2 2, 107 2, 165 2, 247 2 2 2, 49 2, 128 2, 99 7/12/2012 2, 108 2 2 2 90 06/13/2012 2, 3, 30 8/13/2010 2, 50 2, 242 2 2, 84 2, 175 Purchase Details Name of Institution City State Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Capital Repayment Details Investment Amount Pricing Mechanism 3/6/2009 3/6/2009 3/6/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 Regent Bancorp, Inc. Park Bancorporation, Inc. PeoplesSouth Bancshares, Inc. First Place Financial Corp. Salisbury Bancorp, Inc. First Northern Community Bancorp Discover Financial Services Provident Community Bancshares, Inc. Davie Madison Colquitt Warren Lakeville Dixon Riverwoods Rock Hill FL WI GA OH CT CA IL SC Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ 9,982,000 23,200,000 12,325,000 72,927,000 8,816,000 17,390,000 1,224,558,000 9,266,000 Par Par Par Par Par Par Par Par 3/13/2009 First American International Corp. Brooklyn NY Preferred Stock $ 17,000,000 Par Capital Repayment Date 7/27/2012 106 $ 16,772,382 $ 0 8/25/2011 9/15/2011 4/21/2010 49 $ $ $ 8,816,000 17,390,000 1,224,558,000 $ $ $ 0 0 0 49 4 Preferred Stock Final Disposition Date 2 Warrants Warrants Warrants Final Disposition Disposition Final Disposition Investment 15 Proceeds Description 7/27/2012 Preferred Stock 11/2/2011 11/16/2011 7/7/2010 Warrants Warrants Warrants 8/13/2010 4 $ 17,000,000 $ 0 N/A N/A N/A $ $ $ 21,100,000 425,000 10,000,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 7/14/2011 12/29/2010 11/18/2009 Preferred Stock Preferred Stock Preferred Stock 2, 7 P $ 896,039 R $ R $ R $ 205,000 375,000 172,000,000 - BancIndependent, Inc. Haviland Bancshares, Inc. 1st United Bancorp, Inc. Madison Financial Corporation First National Corporation St. Johns Bancshares, Inc. Blackhawk Bancorp, Inc. Sheffield Haviland Boca Raton Richmond Strasburg St. Louis Beloit AL KS FL KY VA MO WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 21,100,000 425,000 10,000,000 3,370,000 13,900,000 3,000,000 10,000,000 Par Par Par Par Par Par Par 7/14/2011 12/29/2010 11/18/2009 8/23/2012 123 $ 12,082,749 $ 0 Preferred Stock 2 8/23/2012 Preferred Stock 10/31/2012 136 $ 9,009,000 $ 0 Preferred Stock 2 10/31/2012 Preferred Stock 3/13/2009 IBW Financial Corporation Washington DC Preferred Stock $ 6,000,000 Par 9/3/2010 4 $ 6,000,000 $ 0 N/A N/A N/A 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 Butler Point, Inc. Bank of George Moneytree Corporation Sovereign Bancshares, Inc. First Intercontinental Bank Heritage Oaks Bancorp Community First Bancshares Inc. First NBC Bank Holding Company First Colebrook Bancorp, Inc. Kirksville Bancorp, Inc. Peoples Bancshares of TN, Inc Premier Bank Holding Company Citizens Bank & Trust Company Farmers & Merchants Financial Corporation Farmers State Bankshares, Inc. SBT Bancorp, Inc. CSRA Bank Corp. Trinity Capital Corporation Clover Community Bankshares, Inc. Pathway Bancorp Colonial American Bank MS Financial, Inc. Triad Bancorp, Inc. Alpine Banks of Colorado Catlin Las Vegas Lenoir City Dallas Doraville Paso Robles Union City New Orleans Colebrook Kirksville Madisonville Tallahassee Covington Argonia Holton Simsbury Wrens Los Alamos Clover Cairo West Conshohocken Kingwood Frontenac Glenwood Springs IL NV TN TX GA CA TN LA NH MO TN FL LA KS KS CT GA NM SC NE PA TX MO CO Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 607,000 2,672,000 9,516,000 18,215,000 6,398,000 21,000,000 20,000,000 17,836,000 4,500,000 470,000 3,900,000 9,500,000 2,400,000 442,000 700,000 4,000,000 2,400,000 35,539,000 3,000,000 3,727,000 574,000 7,723,000 3,700,000 70,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 11/2/2011 4 $ 607,000 $ 0 Preferred Stock 2 11/2/2011 Preferred Stock 2, 7 R $ 30,000 9/15/2011 9/22/2011 50 $ $ 9,516,000 18,215,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 9/15/2011 9/22/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 476,000 911,000 8/18/2011 8/4/2011 9/22/2011 49 $ $ $ 20,000,000 17,836,000 4,500,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 8/18/2011 8/4/2011 9/22/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 R $ R $ R $ 1,000,000 892,000 225,000 10/31/2012 142 $ 2,919,500 $ 0 Preferred Stock 2 10/31/2012 Preferred Stock 2,7 R $ 122,225 6/24/2013 7/21/2011 8/11/2011 245 $ $ $ 400,425 700,000 4,000,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 6/24/2013 7/21/2011 8/11/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 P $ R $ R $ (2,835) 40,000 200,000 7/27/2012 11/29/2012 6/24/2013 10/26/2011 10/19/2011 9/22/2011 9/12/2012 107 $ $ $ $ $ $ $ 26,396,503 2,593,700 4,324,446 574,000 7,723,000 3,700,000 56,430,297 $ $ $ $ $ $ $ 0 0 0 0 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 7/27/2012 11/29/2012 6/24/2013 10/26/2011 10/19/2011 9/22/2011 9/12/2012 Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock 2, 7 $ 600,000 $ 0 N/A N/A N/A $ $ 21,776,396 2,295,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 7/27/2012 6/12/2013 Preferred Stock Preferred Stock Warrants 2/6/2013 Warrants 4 4 49 49 49 50 49 165 247 4 4 49 128 3/27/2009 Naples Bancorp, Inc. Naples FL Preferred Stock w/ Exercised Warrants $ 4,000,000 Par 7/12/2012 99 3/27/2009 3/27/2009 3/27/2009 3/27/2009 CBS Banc-Corp. IBT Bancorp, Inc. Spirit BankCorp, Inc. Maryland Financial Bank Russellville Irving Bristow Towson AL TX OK MD Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 24,300,000 2,295,000 30,000,000 1,700,000 Par Par Par Par 7/27/2012 6/12/2013 108 4/3/2009 First Capital Bancorp, Inc. Glen Allen VA Preferred Stock w/ Warrants $ 10,958,000 Par 6/13/2012 90 $ 9,931,327 $ 0 $ 2,795,000 $ 0 N/A N/A N/A $ $ $ $ $ 3,100,000 8,366,452 2,117,000 2,904,000 2,053,013 $ $ $ $ $ 0 0 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 9/15/2011 4/29/2013 4/4/2012 8/14/2012 11/29/2012 Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock 4/3/2009 Tri-State Bank of Memphis Memphis TN Preferred Stock $ 2,795,000 Par 8/13/2010 4 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 Fortune Financial Corporation BancStar, Inc. Titonka Bancshares, Inc Millennium Bancorp, Inc. TriSummit Bank Arnold Festus Titonka Edwards Kingsport MO MO IA CO TN Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ 3,100,000 8,600,000 2,117,000 7,260,000 2,765,000 Par Par Par Par Par 9/15/2011 4/29/2013 4/4/2012 8/14/2012 11/29/2012 50 242 4 84 175 2, 7 N/A 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 49 R $ R $ R $ 1,055,000 21,000 500,000 2, 7 P $ 624,675 2,7 R $ 470,250 2, 7 2, 7 - 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 P P P R R R P N/A $ $ $ $ $ $ $ 1,655,787 114,022 226,565 29,000 386,000 185,000 3,291,750 N/A 2, 7 2, 7 P $ R $ 1,107,825 115,000 R $ 266,042 2, 7 2, 7 2, 7 2, 84 2, 7 R $ P $ R $ $ P $ N/A 155,000 426,339 106,000 124,666 46 Footnote Seller Purchase Date 2 2 2 2, 3 4/3/2009 4/3/2009 4/3/2009 4/10/2009 2, 188 4/10/2009 2 2 2 4/10/2009 4/10/2009 4/10/2009 4/17/2009 4/17/2009 4/17/2009 2, 49 2, 52 2 4/17/2009 Purchase Details Name of Institution Prairie Star Bancshares, Inc. Community First Bancshares, Inc. BCB Holding Company, Inc. City National Bancshares Corporation Bank of Southern California, N.A. (First Business Bank, N.A.) SV Financial, Inc. Capital Commerce Bancorp, Inc. Metropolitan Capital Bancorp, Inc. Bank of the Carolinas Corporation Penn Liberty Financial Corp. Tifton Banking Company Patterson Bancshares, Inc City State Investment Amount Olathe Harrison Theodore Newark KS AR AL NJ San Diego CA Preferred Stock w/ Exercised Warrants Sterling Milwaukee Chicago Mocksville Wayne Tifton IL WI IL NC PA GA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Patterson LA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants $ $ $ $ Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Capital Repayment Details Pricing Mechanism Capital Repayment Date Final Disposition Date Final Disposition Disposition Final Disposition Investment 15 Proceeds Description 2,800,000 12,725,000 1,706,000 9,439,000 Par Par Par Par $ 2,211,000 Par 12/20/2012 188 $ 2,017,453 $ 0 Preferred Stock 2 12/20/2012 Preferred Stock 2, 7 P $ 90,462 $ $ $ $ $ $ 4,000,000 5,100,000 2,040,000 13,179,000 9,960,000 3,800,000 Par Par Par Par Par Par 8/31/2011 4 $ 4,000,000 $ 0 Preferred Stock 2 8/31/2011 Preferred Stock 2, 7 R $ 200,000 9/1/2011 49 $ 9,960,000 $ 0 Preferred Stock 2 9/1/2011 Preferred Stock 2, 7 R $ 498,000 3/7/2012 8/22/2012 12/5/2012 4 5/8/2013 6/5/2013 4 6/5/2013 Preferred Stock 2, 7 R $ 185,000 12/19/2012 7/28/2011 Warrants Preferred Stock R $ R $ 1,300,000 82,000 Preferred Stock 2 4/24/2012 Preferred Stock R $ 633,000 Preferred Stock 2 4/24/2013 Preferred Stock 2, 7 R $ 750,000 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 2/22/2013 7/14/2011 9/8/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 R $ R $ R $ 3,000,000 244,000 200,000 Subordinated Debentures 8 Subordinated Debentures 8 10/6/2010 Subordinated Debentures 8 7 R $ 150,000 $ 3,690,000 Par 2 2 121 2, 49 2 2 4/17/2009 4/17/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 BNB Financial Services Corporation Omega Capital Corp. Mackinac Financial Corporation Birmingham Bloomfield Bancshares, Inc Vision Bank - Texas Oregon Bancorp, Inc. New York Lakewood Manistique Birmingham Richardson Salem NY CO MI MI TX OR Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ 7,500,000 2,816,000 11,000,000 1,635,000 1,500,000 3,216,000 Par Par Par Par Par Par 2, 83 4/24/2009 Peoples Bancorporation, Inc. Easley SC Preferred Stock w/ Exercised Warrants $ 12,660,000 Par 2, 14, 236 2 4/24/2009 Indiana Bank Corp. Dana IN Preferred Stock w/ Exercised Warrants $ 1,312,000 Par 4/24/2009 Business Bancshares, Inc. Clayton MO Preferred Stock w/ Exercised Warrants $ 15,000,000 Par 4 4 4 8/23/2012 7/28/2011 12/28/2012 121 4/24/2012 83 5/23/2012 1/9/2013 4/24/2013 2/22/2013 7/14/2011 9/8/2011 4 49 4 2 $ $ $ $ $ 250,000 250,000 250,000 500,000 2,440,000 $ $ $ 3,440,000 3,190,000 2,940,000 $ $ 2,440,000 0 Preferred Stock Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 $ $ $ 10,380,905 1,635,000 787,500 $ $ $ 0 0 712,500 Preferred Stock 2 Preferred Stock 2 $ 12,660,000 $ $ $ $ $ $ $ 6,000,000 2,500,000 6,500,000 60,000,000 4,871,000 4,000,000 $ $ $ $ $ $ 9,000,000 6,500,000 0 0 0 0 1,400,000 Warrants 2, 7 2, 7, 2, 158 2, 50 2, 49 2 4/24/2009 4/24/2009 4/24/2009 4/24/2009 Standard Bancshares, Inc. York Traditions Bank Grand Capital Corporation Allied First Bancorp, Inc. Hickory Hills York Tulsa Oswego IL PA OK IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 60,000,000 4,871,000 4,000,000 3,652,000 Par Par Par Par 4/24/2009 Frontier Bancshares, Inc. Austin TX Subordinated Debentures w/ Exercised Warrants $ 3,000,000 Par 8 2, 138 2 2, 50 2 5/1/2009 5/1/2009 5/1/2009 5/1/2009 5/1/2009 Village Bank and Trust Financial Corp CenterBank Georgia Primary Bank Union Bank & Trust Company HPK Financial Corporation Midlothian Milford Atlanta Oxford Chicago VA OH GA NC IL 8 5/1/2009 OSB Financial Services, Inc. Orange TX 8, 248 4 4 158 50 49 0 83 2, 7 2, 7 11/24/2009 4 $ 1,600,000 $ 10/6/2010 4 $ 1,400,000 $ 0 10/31/2012 138 $ 1,831,250 $ 0 Preferred Stock 2 10/31/2012 Preferred Stock 2,7 R $ 84,057 9/22/2011 12/11/2012 50 $ $ 3,194,000 4,000,000 $ $ 0 0 9/22/2011 12/11/2012 R $ R $ 160,000 200,000 4 $ 6,100,000 $ 0 7 R $ 305,000 $ 12,409,261 $ 0 Preferred Stock Preferred Stock Subordinated Debentures 8 Subordinated Debentures 8 2, 7 10/5/2011 Preferred Stock 2 Preferred Stock 2 Subordinated Debentures 8 Subordinated Debentures 8 7 P $ 720,369 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ $ $ $ $ 14,738,000 2,250,000 4,500,000 3,194,000 4,000,000 Par Par Par Par Par $ 6,100,000 Par $ 10,750,000 Par 6/24/2013 248 4 10/5/2011 5/1/2009 Security State Bank Holding-Company Jamestown ND 5/8/2009 Highlands Bancorp, Inc. (Highlands State Bank) Vernon NJ Preferred Stock w/ Exercised Warrants $ 3,091,000 Par 9/22/2011 49 $ 3,091,000 $ 0 Preferred Stock 2 9/22/2011 Preferred Stock 2, 7 R $ 155,000 5/8/2009 5/8/2009 One Georgia Bank Gateway Bancshares, Inc. Atlanta Ringgold GA GA $ $ 5,500,000 6,000,000 Par Par 4/13/2012 80 $ 6,000,000 $ 0 Preferred Stock 2 4/13/2012 Preferred Stock 2, 7 R $ 300,000 8 5/8/2009 Freeport Bancshares, Inc. Freeport IL $ 3,000,000 Par 8, 133 5/8/2009 Investors Financial Corporation of Pettis County, In Sedalia MO $ 4,000,000 Par 8, 49 5/8/2009 Sword Financial Corporation Horicon WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 13,644,000 Par 9/15/2011 49 $ 13,644,000 $ 0 Subordinated Debentures 8 9/15/2011 Subordinated Debentures 8 7 R $ 682,000 3, 8, 30 8/13/2010 5/8/2009 Premier Bancorp, Inc. Wilmette IL $ 6,784,000 Par 8/13/2010 4 $ 6,784,000 $ 0 N/A N/A N/A 4/4/2012 4 Preferred Stock w/ Warrants 7/3/2012 Warrants 2, 13 8/31/2010, 49 2, 56 2, 80 5/15/2009 Mercantile Bank Corporation Grand Rapids MI Subordinated Debentures Preferred Stock w/ Warrants $ 21,000,000 Par $ 10,500,000 $ 10,500,000 6/24/2013 2, 7 R $ N/A 7,465,100 47 Footnote Seller Purchase Date Purchase Details Name of Institution p City p State $ Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Capital Repayment Details Investment Amount , , Pricing Mechanism Capital Repayment Date Final Disposition Date Final Disposition Disposition Final Disposition Investment 15 Proceeds Description $ , , 6/6/2012 4 $ 10,500,000 $ 0 Warrants 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 Northern State Bank Closter Western Reserve Bancorp, Inc Medina Community Financial Shares, Inc. Glen Ellyn Worthington Financial Holdings, Inc. Huntsville Equity Bancshares, Inc. [First Community Bancshar Wichita Southern Heritage Bancshares, Inc. Cleveland Foresight Financial Group, Inc. Rockford NJ OH IL AL KS TN IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 1,341,000 4,700,000 6,970,000 2,720,000 14,800,000 4,862,000 15,000,000 Par Par Par Par Par Par Par 3/28/2012 11/30/2012 12/21/2012 6/24/2013 4 $ $ $ $ 1,341,000 4,700,000 3,136,500 2,318,851 $ $ $ $ 0 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 3/28/2012 11/30/2012 12/21/2012 6/24/2013 Preferred Stock Preferred Stock Preferred Stock Preferred Stock $ $ 4,862,000 15,000,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 9/8/2011 12/11/2012 Preferred Stock Preferred Stock 5/15/2009 IBC Bancorp, Inc. Chicago IL Subordinated Debentures $ 4,205,000 Par 9/10/2010 4 $ 4,205,000 $ 0 8, 216 5/15/2009 Boscobel Bancorp, Inc Boscobel WI $ 5,586,000 Par 3/11/2013 216 $ 6,116,943 $ 0 8, 243 5/15/2009 Brogan Bankshares, Inc. Kaukauna WI $ 2,400,000 Par 4/29/2013 243 $ 2,495,024 $ 0 8 5/15/2009 Riverside Bancshares, Inc. Little Rock AR $ 1,100,000 Par 8, 49 5/15/2009 Deerfield Financial Corporation Deerfield WI $ 2,639,000 Par 9/8/2011 49 $ 2,639,000 $ 0 8, 109 5/15/2009 Market Street Bancshares, Inc. Mt. Vernon $ 20,300,000 Par 7/27/2012 109 $ 18,069,213 $ 0 2, 49 2, 182 2, 82 2 5/22/2009 5/22/2009 5/22/2009 The Landrum Company First Advantage Bancshares Inc. Fort Lee Federal Savings Bank Columbia Coon Rapids Fort Lee MO MN NJ Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 15,000,000 1,177,000 1,300,000 Par Par Par 8/18/2011 12/11/2012 49 $ $ 15,000,000 1,032,193 $ $ 0 0 Blackridge Financial, Inc. Fargo ND Preferred Stock w/ Exercised Warrants $ 5,000,000 Par 5/22/2009 5/22/2009 5/22/2009 Illinois State Bancorp, Inc. Universal Bancorp Franklin Bancorp, Inc. Chicago Bloomfield Washington IL IN MO Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ $ $ 6,272,000 9,900,000 5,097,000 Par Par Par 6/27/2012 9/12/2012 9/22/2011 4 5/22/2009 $ $ $ 2,250,000 2,750,000 6,272,000 $ $ $ $ 3,198,853 $ Preferred Stock w/ Exercised Warrants 2 2, 177 2, 158 2, 249 2, 145 2, 50 2 3, 8, 30 9/10/2010 2, 49 2 2, 150 IL 8, 110 5/22/2009 Commonwealth Bancshares, Inc. Louisville KY 8 5/22/2009 Premier Financial Corp Dubuque IA 8, 156 5/22/2009 F & C Bancorp, Inc. Holden MO 8, 111 5/22/2009 Diamond Bancorp, Inc. Washington MO 8 5/22/2009 United Bank Corporation Barnesville GA 49 2 2, 63 2, 197 2 2, 49 5/29/2009 5/29/2009 5/29/2009 5/29/2009 5/29/2009 5/29/2009 Community Bank Shares of Indiana, Inc. American Premier Bancorp CB Holding Corp. Citizens Bancshares Co. Grand Mountain Bancshares, Inc. Two Rivers Financial Group New Albany Arcadia Aledo Chillicothe Granby Burlington IN CA IL MO CO IA 8 5/29/2009 Fidelity Bancorp, Inc Baton Rouge LA 8 5/29/2009 Chambers Bancshares, Inc. Danville AR 2 6/5/2009 Covenant Financial Corporation Clarksdale MS 8, 211 6/5/2009 First Trust Corporation New Orleans LA 8, 10 6/5/2009 OneFinancial Corporation Little Rock AR 6/12/2009 Customers Bancorp, Inc. (Berkshire Bancorp, Inc.) Phoenixville PA 2, 60 09/19/2011 2, 10, 30 9/29/2010 2 2, 10 2, 49 9/8/2011 12/11/2012 4 158 249 4 4 49 2,750,000 0 0 11/13/2012 150 7/27/2012 110 $ 15,147,000 $ 0 0 $ 20,400,000 Par $ 6,349,000 Par $ 2,993,000 Par 11/13/2012 156 $ 2,844,599 $ 0 $ 20,445,000 Par 7/27/2012 111 $ 14,780,662 $ 0 4/29/2013 Subordinated Debentures 8 Subordinated Debentures 8 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Subordinated Debentures 8 2, 7 2, 7 2, 7 N/A Subordinated Debentures 8 Subordinated Debentures 8 R R P P $ $ $ $ 67,000 235,000 157,050 90,940 R $ R $ 243,000 750,000 - N/A 7 P $ 361,890 7 P $ 125,136 7 R $ 132,000 7 P $ 824,731 2, 7 R $ P $ 750,000 53,755 8/18/2011 12/11/2012 Subordinated Debentures 8 Subordinated Debentures 8 Preferred Stock Preferred Stock 9/12/2012 Preferred Stock 2, 7 R $ 250,000 9/22/2011 Preferred Stock 2, 7 R $ 314,000 11/13/2012 Preferred Stock Subordinated Debentures 8 2, 7 P $ 195,018 7 P $ 898,722 7 P $ 148,500 7 P $ 779,576 7 R $ 720,000 R $ R $ 1,100,870 90,000 645,047 9/8/2011 7/27/2012 7/27/2012 2, 7 Preferred Stock 2 0 Preferred Stock 2 2/8/2013 Preferred Stock 2, 7 P $ $ 0 Preferred Stock Subordinated Debentures 8 2, 7 R $ 600,000 0 Preferred Stock 2 Subordinated Debentures 8 9/1/2011 $ 7 R $ 197,000 13,612,558 $ 0 Subordinated 8 Debentures 7 P $ 644,726 2,892,000 $ 0 Preferred Stock 2, 7 R $ 145,000 R $ 245,000 R $ 200,000 14,400,000 Par 7/3/2012 4 $ 14,400,000 $ 0 19,468,000 1,800,000 4,114,000 24,990,000 3,076,000 12,000,000 Par Par Par Par Par Par 9/15/2011 1/26/2011 49 $ $ 19,468,000 1,800,000 $ $ 0 0 2/8/2013 197 $ 12,679,301 $ 9/1/2011 49 $ 12,000,000 $ 3,942,000 Par 3/27/2013 4 $ 3,942,000 $ 19,817,000 Par $ 5,000,000 Par $ 17,969,000 Par 2/20/2013 211 $ $ 17,300,000 Par $ 2,892,000 Par 4 $ Subordinated Debentures 8 Subordinated Debentures 8 Subordinated Debentures 8 Warrants 2, 7 10/19/2011 1/26/2011 $ 12/28/2011 N/A 3/11/2013 2, 7 Subordinated Debentures 8 Subordinated Debentures 8 Subordinated Debentures 8 Warrants Preferred Stock $ $ $ $ $ $ 4 N/A Subordinated Debentures 8 Subordinated Debentures 8 2, 7 11/13/2012 7/27/2012 7/3/2012 2 3/27/2013 2/20/2013 Subordinated 8 Debentures 12/28/2011 Preferred Stock 2, 7 2, 7, 6/12/2009 First Vernon Bancshares, Inc. Vernon AL Preferred Stock w/ Exercised Warrants $ 6,000,000 Par 9/29/2010 4 6/12/2009 6/12/2009 6/12/2009 SouthFirst Bancshares, Inc. Virginia Company Bank Enterprise Financial Services Group, Inc. Sylacauga Newport News Allison Park AL VA PA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 2,760,000 4,700,000 4,000,000 Par Par Par 8/25/2011 49 2 $ 6,000,000 $ 0 Preferred Stock $ 4,000,000 0 Preferred Stock 2 $ 9/29/2010 Preferred Stock 8/25/2011 Preferred Stock 30a 2, 7 48 Footnote Seller Purchase Date 8, 10, 49 8 6/12/2009 6/12/2009 Purchase Details Name of Institution First Financial Bancshares, Inc. River Valley Bancorporation, Inc. City Lawrence Wausau State KS WI 2, 49 2, 10 6/19/2009 6/19/2009 Merchants and Manufacturers Bank Corporation RCB Financial Corporation Joliet Rome IL GA 8, 183 6/19/2009 Manhattan Bancshares, Inc. Manhattan IL 8, 10, 196 6/19/2009 Biscayne Bancshares, Inc. Coconut Grove FL 8 6/19/2009 Duke Financial Group, Inc. Minneapolis MN 8, 157 6/19/2009 Farmers Enterprises, Inc. Great Bend KS 8, 193 8 6/19/2009 6/19/2009 Century Financial Services Corporation NEMO Bancshares Inc. Santa Fe Madison NM MO Investment Amount Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants 3, 8, 30 7/30/2010 6/19/2009 University Financial Corp, Inc. St. Paul MN 8 6/19/2009 Suburban Illinois Bancorp, Inc. Elmhurst IL 6/26/2009 Hartford Financial Services Group, Inc. Hartford CT Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants 6/26/2009 Veritex Holdings, Inc. (Fidelity Resources Company) Dallas TX 6/26/2009 6/26/2009 Waukesha Bankshares, Inc. FC Holdings, Inc. Waukesha Houston 6/26/2009 Security Capital Corporation 6/26/2009 6/26/2009 6/26/2009 2, 40 3/23/2011, 49 2, 10, 205 2, 210 2, 10, 30 9/29/2010 2, 190 2, 50 2, 10, 235 2, 3, 10, 30 8/20/2010 2, 41 3/30/2011, 252 2, 41 3/30/2011, 252 2, 230 $ 3,756,000 $ 6/6/2012 4 15,000,000 $ 10,500,000 $ 5/15/2013 4 $ 4,500,000 $ 0 49 $ 3,510,000 $ 0 $ 2,561,405 $ 0 Par 9/22/2011 3,510,000 8,900,000 Par Par 9/8/2011 $ 2,639,000 Par 12/11/2012 $ 6,400,000 Par $ 12,000,000 Par $ 12,000,000 Par $ 10,000,000 2,330,000 4,500,000 Par $ $ $ 0 Par Par 2/8/2013 196 $ 6,170,630 $ 0 11/13/2012 157 $ 11,439,252 $ 0 12/20/2012 193 4/24/2013 4 7/30/2010 4 $ 9,751,500 $ 0 Final Disposition Date Subordinated Debentures 8 Subordinated 8 Debentures Subordinated Debentures 8 Preferred Stock 2 Subordinated Debentures 8 Subordinated Debentures 8 9/22/2011 Subordinated Debentures 8 5/15/2013 Subordinated Debentures 8 9/8/2011 Preferred Stock 12/11/2012 2/8/2013 Subordinated Debentures 8 Subordinated Debentures 8 Subordinated Debentures 8 Final Disposition Disposition Final Disposition Investment 15 Proceeds Description 11/13/2012 12/20/2012 4/24/2013 Subordinated Debentures 8 Subordinated Debentures 8 Subordinated Debentures 8 Subordinated Debentures 8 Subordinated Debentures 8 $ 2,330,000 $ 0 $ 11,926,000 $ 0 N/A N/A N/A Warrants 9/21/2010 Warrants 11,926,000 Par 15,000,000 Par $ 3,400,000,000 Par 3/31/2010 4 $ 3,400,000,000 $ 0 Preferred Stock w/ Exercised Warrants $ 3,000,000 Par 8/25/2011 49 $ 3,000,000 $ 0 Preferred Stock 2 8/25/2011 Preferred Stock WI TX Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 5,625,000 21,042,000 Par Par 2/7/2013 2/20/2013 205 $ $ 5,161,674 18,685,927 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 2/7/2013 2/20/2013 Preferred Stock Preferred Stock Batesville MS Preferred Stock w/ Exercised Warrants $ 17,388,000 Par 9/29/2010 4 $ 17,388,000 $ 0 Preferred Stock 2 9/29/2010 Preferred Stock First Alliance Bancshares, Inc. Gulfstream Bancshares, Inc. Gold Canyon Bank Cordova Stuart Gold Canyon TN FL AZ Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 3,422,000 7,500,000 1,607,000 Par Par Par 12/20/2012 8/18/2011 190 $ $ $ $ 0 0 Preferred Stock 2 Preferred Stock 2 12/20/2012 8/18/2011 Preferred Stock Preferred Stock 6/26/2009 M&F Bancorp, Inc. Durham NC Preferred Stock $ 11,735,000 Par 8/20/2010 4 $ 11,735,000 $ 0 N/A N/A N/A 6/26/2009 Metropolitan Bank Group, Inc. Chicago IL Preferred Stock w/ Exercised Warrants $ 74,706,000 Par 6/28/2013 252 $ 23,718,542 $ 0 N/A N/A N/A 6/26/2009 Metropolitan Bank Group, Inc. (NC Bancorp, Inc.) Chicago IL Preferred Stock w/ Exercised Warrants $ 7,186,000 Par 6/28/2013 252 $ 2,281,458 $ 0 N/A N/A N/A 210 7 R $ 113,000 7 R $ 750,000 2, 7 R $ 176,000 7 P $ 131,021 7 P $ 204,507 7 P $ 590,323 7 P $ 496,589 7 R $ 117,000 - N/A A $ 706,264,560 2, 7 R $ 150,000 2, 7 P $ P $ 165,839 994,613 R $ 522,000 P $ R $ 94,702 375,000 2, 7 2, 7, Alliance Bancshares, Inc. Dalton GA 6/26/2009 Stearns Financial Services, Inc. St. Cloud MN 8 6/26/2009 Signature Bancshares, Inc. Dallas TX 2, 10, 49 2, 49 2, 222 2, 3 49 Capital Repayment Date $ 6/26/2009 8, 195 $ 3,756,000 Pricing Mechanism $ 8 8 Subordinated Debentures $ Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Capital Repayment Details 6/26/2009 6/26/2009 Fremont Bancorporation Alliance Financial Services Inc. Fremont Saint Paul CA MN Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants 50 $ 2,986,000 Par 3/28/2013 230 $ 2,831,437 $ 0 $ 24,900,000 Par 1/18/2012 4 $ 24,900,000 $ 0 $ 1,700,000 Par 12/15/2010 4 $ 1,700,000 $ 0 7/25/2012 4 $ $ 35,000,000 12,000,000 Par Par 2/7/2013 $ 35,000,000 $ 0 Preferred Stock Subordinated Debentures 8 Subordinated Debentures 8 Subordinated Debentures 8 Subordinated Debentures 8 2 3/28/2013 1/18/2012 12/15/2010 7/25/2012 Preferred Stock Subordinated Debentures 8 Subordinated Debentures 8 Subordinated Debentures 8 Subordinated Debentures 8 195 $ 8,912,495 $ 0 $ 950,000,000 $ 0 Warrants 9/16/2010 Warrants $ $ $ 13,669,000 11,000,000 11,587,256 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 8/18/2011 9/15/2011 3/11/2013 Preferred Stock Preferred Stock Preferred Stock Subordinated Debentures 8 Subordinated Debentures 8 11/28/2012 Subordinated Debentures 8 7/10/2009 Lincoln National Corporation Radnor PA Preferred Stock w/ Warrants $ 950,000,000 Par 6/30/2010 4 7/10/2009 7/17/2009 7/17/2009 7/17/2009 Bancorp Financial, Inc. Brotherhood Bancshares, Inc. SouthCrest Financial Group, Inc. Harbor Bankshares Corporation Oak Brook Kansas City Fayetteville Baltimore IL KS GA MD Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock $ $ $ $ 13,669,000 11,000,000 12,900,000 6,800,000 Par Par Par Par 8/18/2011 9/15/2011 3/11/2013 49 7/17/2009 First South Bancorp, Inc. Lexington TN Subordinated Debentures w/ Exercised Warrants $ 50,000,000 Par 8 2,370,742 7,500,000 49 222 9/28/2011 4 $ 13,125,000 $ 11/28/2012 4 $ 36,875,000 $ 36,875,000 0 2/7/2013 30a 2, 7 2, 7 - N/A N/A N/A 2, 7 P $ 138,900 7 R $ 1,245,000 7 R $ 85,000 7 R $ 1,750,000 7 P $ 504,900 A $ 213,671,319 2, 7 R $ R $ P $ 410,000 550,000 588,264 R $ 2,500,000 2, 7 2, 7 7 49 Footnote Seller Purchase Date Purchase Details Name of Institution City State 8 7/17/2009 Great River Holding Company Baxter MN 8, 10, 244 7/17/2009 Plato Holdings Inc. Saint Paul MN Elkin NC Kingman Tampa AZ FL Elk Grove Village IL 125 7/24/2009 2, 10 2, 207 7/24/2009 7/24/2009 Yadkin Financial Corporation (Yadkin Valley Financial Corporation) Community Bancshares, Inc. Florida Bank Group, Inc. 7/24/2009 First American Bank Corporation 8 2 7/31/2009 Chicago Shore Corporation Chicago IL 8, 10, 49 7/31/2009 Financial Services of Winger, Inc. Winger MN Investment Amount Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Par Par 4/29/2013 244 $ 2,478,750 $ 0 Subordinated Debentures 8 4/29/2013 Subordinated Debentures 8 Preferred Stock w/ Warrants $ 13,312,000 Par 9/12/2012 125 $ 11,643,740 $ 0 Warrants 6/12/2013 Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 3,872,000 20,471,000 Par Par 12/21/2011 4 Subordinated Debentures w/ Exercised Warrants $ 15,000,000 $ $ 50,000,000 Par 12/11/2012 12/11/2012 4 $ 35,000,000 $ 0 Subordinated Debentures 8 Subordinated Debentures 8 Subordinated Debentures 8 9/1/2011 49 $ 3,742,000 $ 0 8/25/2011 49 $ 20,000,000 $ 0 12/20/2012 11/30/2012 187 $ $ 907,937 3,283,000 $ $ 0 0 9/4/2009 The State Bank of Bartley Bartley NE Pathfinder Bancorp, Inc. Oswego NY 9/11/2009 Community Bancshares of Mississippi, Inc. Brandon MS TX FL MN NC 8, 231 8/21/2009 AmFirst Financial Services, Inc. McCook NE 2, 3, 191 2, 49 2, 10, 218 8/28/2009 8/28/2009 8/28/2009 First Independence Corporation First Guaranty Bancshares, Inc. CoastalSouth Bancshares, Inc. Detroit Hammond Hilton Head Island MI LA SC 8, 10, 50 8/28/2009 TCB Corporation Greenwood SC 2, 30 9/29/2010 2, 10, 100 7/17/2012 2, 10, 50 8, 30 9/17/2010 2, 10 2, 10, 144 2, 10, 50 $ 7,000,000 Par $ 3,742,000 Par $ $ $ $ 20,000,000 50,236,000 1,004,000 4,000,000 Par Par Par Par 172 35,000,000 $ 5,000,000 Par 3/28/2013 231 $ 4,752,000 $ 0 $ $ $ 3,223,000 20,699,000 16,015,000 Par Par Par 12/20/2012 9/22/2011 3/11/2013 191 $ $ $ 2,286,675 20,699,000 12,606,191 $ $ $ 0 0 0 $ 9,720,000 Par 9/8/2011 50 $ 9,720,000 $ 0 49 Subordinated Debentures 8 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Subordinated Debentures 8 N/A 8/25/2011 12/20/2012 11/30/2012 Subordinated Debentures 8 Preferred Stock 2/1/2012 Preferred Stock Preferred Stock Subordinated Debentures 8 N/A Preferred Stock Preferred Stock Subordinated Debentures 8 Subordinated Debentures 8 Warrants Preferred Stock 2 9/29/2010 Preferred Stock $ 1,697,000 Par 9/22/2011 49 $ 1,697,000 $ 0 $ 6,771,000 Par 9/1/2011 49 $ 6,771,000 $ 0 Preferred Stock 2 Preferred Stock 2 Subordinated Debentures 8 Subordinated Debentures 8 Warrants Preferred Stock w/ Exercised Warrants $ 52,000,000 Par 9/29/2010 4 $ 52,000,000 $ 0 218 9/1/2011 3/28/2013 N/A 9/22/2011 3/11/2013 9/8/2011 9/22/2011 7 P $ 90,582 P $ 55,677 7 R $ 2,500,000 7 R $ 112,000 2, 7 R $ 1,000,000 2, 7 P $ P $ 23,500 140,400 2, 7 7 P $ 259,875 R $ P $ N/A 1,030,000 415,848 7 R $ 292,000 7 R $ 51,000 R $ 537,633 R $ 2,600,000 248,000 2, 7 2, 7 2, 7, 30a 9/11/2009 Heartland Bancshares, Inc. Franklin IN Preferred Stock w/ Exercised Warrants $ 7,000,000 Par 7/17/2012 100 $ 7,000,000 $ 0 Preferred Stock 2 7/17/2012 Preferred Stock 2, 7 $ 9/11/2009 PFSB Bancorporation, Inc. Pigeon Falls WI $ 1,500,000 Par 8/25/2011 50 $ 1,500,000 $ 0 R $ 71,000 Hanover Park IL $ 7,500,000 Par 9/17/2010 4 $ 7,500,000 $ 0 Preferred Stock Subordinated Debentures 8 2, 7 First Eagle Bancshares, Inc. Preferred Stock 2 Subordinated Debentures 8 8/25/2011 9/11/2009 30a R $ 375,000 9/18/2009 9/18/2009 IA Bancorp, Inc. HomeTown Bankshares Corporation Iselin Roanoke NJ VA Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 5,976,000 10,000,000 Par Par Preferred Stock 2,7 R $ 315,462 9/25/2009 Heritage Bankshares, Inc. 2 9/25/2009 Mountain Valley Bancshares, Inc. Cleveland GA 8 9/25/2009 Grand Financial Corporation Hattiesburg MS 3, 8, 30 7/30/2010 10, 21, 132 9/25/2009 Guaranty Capital Corporation Belzoni MS 9/25/2009 GulfSouth Private Bank Destin FL 8, 10, 50 9/25/2009 Steele Street Bank Corporation Denver CO 112 2, 10, 49 10/2/2009 10/2/2009 Premier Financial Bancorp, Inc. Providence Bank Huntington Rocky Mount WV NC 2, 10, 69 1/27/2012 Final Disposition Disposition Final Disposition Investment 15 Proceeds Description 2,500,000 9/11/2009 Terrell Miami Eden Prairie Smithfield Final Disposition Date 8,400,000 49 The ANB Corporation U.S. Century Bank Bank Financial Services, Inc. KS Bancorp, Inc. Capital Repayment Date $ 8, 10, 49 8/7/2009 8/7/2009 8/14/2009 8/21/2009 Pricing Mechanism $ Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants 2, 49 2 2, 187 2, 172 Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Capital Repayment Details Norfolk VA Preferred Stock w/ Exercised Warrants $ 10,103,000 Par $ 3,300,000 Par $ 2,443,320 Par Subordinated Debentures $ 14,000,000 Par Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $ 7,500,000 Par $ 11,019,000 $ $ 22,252,000 4,000,000 Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants 10/31/2012 ## $ 3/16/2011 4 $ 9,093,150 2,606,000 $ $ 0 7,497,000 Preferred Stock 2 Preferred Stock 2 8/11/2011 50 $ 7,497,000 $ 0 Preferred Stock 2 7/30/2010 4 $ 14,000,000 $ 0 N/A Par 9/1/2011 50 $ 11,019,000 $ 0 Par Par 7/27/2012 9/15/2011 112 $ $ 19,849,222 4,000,000 $ $ 0 0 1/27/2012 69 50 $ 6,251,000 49 $ $ $ 49 Subordinated Debentures 8 Warrants Preferred Stock 2 9/17/2010 10/31/2012 8/11/2011 Preferred Stock N/A N/A 9/1/2011 Subordinated Debentures 8 9/15/2011 Preferred Stock 2, 7 R $ - 303,000 N/A 7 R $ 331,000 2, 7 R $ 175,000 R $ 381,000 R $ 313,000 2, 7, 10/23/2009 Regents Bancshares, Inc. Vancouver WA 8, 50 10/23/2009 Cardinal Bancorp II, Inc. Washington MO 2 2, 10a, 49 2, 10a, 202 2, 10 10/30/2009 10/30/2009 11/6/2009 11/13/2009 Randolph Bank & Trust Company WashingtonFirst Bankshares, Inc. F & M Bancshares, Inc. Fidelity Federal Bancorp Asheboro Reston Trezevant Evansville NC 8, 10 11/13/2009 Community Pride Bank Corporation Ham Lake MN 2, 10a 11/13/2009 HPK Financial Corporation Chicago VA TN IN IL Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ 12,700,000 Par $ 6,251,000 Par 9/8/2011 $ $ $ $ 6,229,000 6,842,000 3,535,000 6,657,000 Par Par Par Par 8/4/2011 2/7/2013 $ 4,400,000 Par $ 5,000,000 Par 12/11/2012 202 4 $ 12,700,000 $ 2 0 Preferred Stock 1/27/2012 Preferred Stock $ 0 Subordinated Debentures 8 9/8/2011 Subordinated Debentures 8 6,842,000 3,298,420 $ $ 0 0 N/A N/A N/A N/A N/A N/A 5,000,000 $ 0 Preferred Stock 2 12/11/2012 Preferred Stock 69 7 - 2, 7 R $ N/A N/A 144,000 50 Footnote Seller Purchase Date Purchase Details Name of Institution City State 2, 10, 184 2, 50 2, 10a 11/20/2009 11/20/2009 11/20/2009 Presidio Bank McLeod Bancshares, Inc. Metropolitan Capital Bancorp, Inc. San Francisco Shorewood Chicago MN 3, 10a, 72 2/10/2012 12/4/2009 Broadway Financial Corporation Los Angeles 2, 200 2, 10 12/4/2009 12/4/2009 Delmar Bancorp Liberty Bancshares, Inc. Delmar Fort Worth Investment Amount Pricing Mechanism Capital Repayment Date 12/11/2012 8/18/2011 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock $ $ $ 10,800,000 6,000,000 2,348,000 Par Par Par CA Preferred Stock $ 6,000,000 Par MD TX Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 9,000,000 6,500,000 Par Par CA IL Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description $ $ 9,058,369 6,000,000 $ $ 0 0 Preferred Stock 2 2 Preferred Stock 12/11/2012 8/18/2011 Preferred Stock Preferred Stock 2, 7 $ 5,453,900 $ 0 Preferred Stock 2 2/7/2013 Preferred Stock 2, 7 Capital Repayment Details 2/7/2013 50 200 Final Disposition Date Final Disposition Disposition Final Disposition Investment 15 Proceeds Description 2, 7 P $ R $ 278,381 300,000 P $ 311,944 P $ 720,374 2, 7, 2, 113, 129 12/11/2009 First Community Financial Partners, Inc. Joliet IL Preferred Stock w/ Exercised Warrants $ 22,000,000 Par 2, 10 12/11/2009 8 2, 10a, 49 2, 10a, 49 2, 10a, 49 2, 10a, 114, 251 2, 10a 2, 10a, 49 12/11/2009 12/11/2009 12/11/2009 12/11/2009 GrandSouth Bancorporation 1st Enterprise Bank First Resource Bank West Point Greenville Los Angeles Exton First Western Financial, Inc. Denver 12/11/2009 12/11/2009 Meridian Bank The Victory Bancorp, Inc. Bank of Southern California, N.A. (First Business Bank, N.A.) Layton Park Financial Group Centric Financial Corporation Valley Financial Group, Ltd., 1st State Bank Cache Valley Banking Company Birmingham Bloomfield Bancshares, Inc First Priority Financial Corp. Northern State Bank Union Bank & Trust Company First Freedom Bancshares, Inc. Devon Limerick 12/11/2009 2, 173 2, 10, 49 2, 49 2, 10a, 49 2, 10a, 49 2, 10a, 203 2, 10a 2, 10a, 49 2, 10, 149 2, 10a, 30 9/24/2010 2, 10a, 13 8/31/2010, 49 2, 10a, 49 2, 10a, 49 2, 10a, 175 2, 10 2, 10 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/22/2009 8, 10, 38 Nationwide Bankshares, Inc. Clinton 12/11/2009 2, 10a, 188 2, 73 3/9/2012 Wachusett Financial Services, Inc. MA NE SC CA PA CO PA PA Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock $ $ $ $ $ 12,000,000 2,000,000 6,319,000 6,000,000 2,417,000 9/12/2012 129 $ 14,211,450 $ 0 4/4/2012 4 $ 3,000,000 $ 9,000,000 1/30/2013 4 $ 4,000,000 $ 5,000,000 12/29/2010 4 $ 2,000,000 $ 9/8/2011 9/1/2011 9/15/2011 7/27/2012 6/24/2013 49 $ $ $ $ $ 6,319,000 6,000,000 2,417,000 6,138,000 3,237,045 $ $ $ $ $ Par Par Par Par Par Preferred Stock $ 11,881,000 Par Preferred Stock Preferred Stock w/ Exercised Warrants $ $ 6,335,000 1,505,000 Par Par 49 49 114 251 0 0 0 0 3,881,000 0 Preferred Stock 2 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Subordinated Debentures 8 N/A N/A N/A 7/27/2012 Preferred Stock N/A N/A N/A Subordinated Debentures 8 N/A N/A N/A N/A N/A N/A 12/29/2010 9/22/2011 49 $ 1,505,000 $ 0 Preferred Stock 2 9/22/2011 Preferred Stock $ 1,832,697 $ 0 N/A N/A N/A $ $ $ $ $ $ $ $ $ 2,345,930 6,056,000 1,300,000 4,640,000 1,744,000 4,009,723 1,230,000 2,997,000 7,945,493 $ $ $ $ $ $ $ $ $ 0 0 0 0 0 0 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 N/A N/A N/A N/A N/A Preferred Stock 2 11/29/2012 7/14/2011 9/22/2011 N/A N/A N/A N/A N/A 11/9/2012 Preferred Stock Preferred Stock Preferred Stock N/A N/A N/A N/A N/A Preferred Stock $ 2,836,000 $ 0 N/A N/A N/A San Diego CA Preferred Stock $ 2,032,000 Par 12/20/2012 188 Milwaukee Harrisburg Saginaw Logan Birmingham Malvern Closter Oxford Lebanon WI PA MI UT MI PA NJ NC TN Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ 3,000,000 6,056,000 1,300,000 4,640,000 1,744,000 4,596,000 1,230,000 2,997,000 8,700,000 Par Par Par Par Par Par Par Par Par 11/29/2012 7/14/2011 9/22/2011 7/14/2011 7/28/2011 2/8/2013 3/28/2012 9/22/2011 11/9/2012 173 49 49 49 49 203 4 49 149 12/22/2009 First Choice Bank Cerritos CA Preferred Stock $ 2,836,000 Par 9/24/2010 4 12/22/2009 Highlands Bancorp, Inc. (Highlands State Bank) Vernon NJ Preferred Stock $ 2,359,000 Par 9/22/2011 49 $ 2,359,000 $ 0 N/A N/A N/A 12/22/2009 12/22/2009 12/22/2009 12/29/2009 12/29/2009 Medallion Bank Catskill Hudson Bancorp, Inc TriSummit Bank Atlantic Bancshares, Inc. Union Financial Corporation Salt Lake City Rock Hill Kingsport Bluffton Albuquerque UT NY TN SC NM Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ 9,698,000 3,500,000 4,237,000 2,000,000 2,179,000 Par Par Par Par Par 7/21/2011 7/21/2011 11/29/2012 49 $ $ $ 9,698,000 3,500,000 3,145,973 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 N/A 7/21/2011 7/21/2011 N/A Preferred Stock Preferred Stock N/A 3/9/2012 Preferred Stock N/A N/A 49 175 7/25/2012 4 $ 600,000 $ 3/9/2012 73 $ 4,500,000 $ 0 $ 650,000 $ 0 1,579,000 113 7 2, 7 R $ 100,000 - N/A N/A N/A - N/A R $ 34,000 N/A 2, 7 2, 7 2, 7 2, 7 P $ R $ R $ P $ - 104,375 182,000 65,000 N/A N/A N/A N/A N/A 256,119 N/A N/A 2, 7 R 2, 7 R $ $ N/A 55,000 113,000 R $ 225,000 Preferred Stock 2 2, 7, 12/29/2009 12/29/2009 Mainline Bancorp, Inc. FBHC Holding Company Ebensburg Boulder PA Preferred Stock w/ Exercised Warrants $ 4,500,000 Par CO Subordinated Debentures w/ Exercised Warrants $ 3,035,000 Par 3/9/2011 38 Preferred Stock N/A 2 73 N/A 51 Footnote Seller Name of Institution Purchase Date 2, 10a, 155 2, 10a 2, 10a, 30 9/29/2010 2, 10a 2, 10a, 164 2, 10a, 49 Purchase Details City State Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Final Disposition Date Final Disposition Disposition Final Disposition Investment 15 Proceeds Description 12/29/2009 12/29/2009 Western Illinois Bancshares Inc. DeSoto County Bank Monmouth Horn Lake IL MS Preferred Stock Preferred Stock $ $ 4,567,000 1,508,000 Par Par 11/9/2012 155 $ 4,217,361 $ 0 N/A N/A N/A 12/29/2009 Lafayette Bancorp, Inc. Oxford MS Preferred Stock $ 2,453,000 Par 9/29/2010 4 $ 2,453,000 $ 0 N/A N/A N/A 12/29/2009 12/29/2009 12/29/2009 Private Bancorporation, Inc. CBB Bancorp Illinois State Bancorp, Inc. Minneapolis Cartersville Chicago MN GA IL Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants $ $ $ 3,262,000 1,753,000 4,000,000 Par Par Par 11/29/2012 9/22/2011 164 $ $ 1,613,658 4,000,000 $ $ 0 0 N/A Preferred Stock 2 N/A 9/22/2011 N/A Preferred Stock $ 204,943,827,320 Total Purchase Amount * 49 Total Repaid ** Losses*** TOTAL TREASURY CAPITAL PURCHASE PROGRAM (CPP) OUTSTANDING INVESTMENT AMOUNT $ 196,005,065,209 $ (3,486,315,340) $ 5,452,446,771 N/A - 2, 7 Total Warrant Proceeds**** N/A N/A R $ $ 92,000 7,874,131,974 * Total purchase amount includes the capitalization of accrued dividends referred to in Notes 20, 22, 28 and 29. ** Total repaid includes (i) the amount of $25 billion applied as repayment under the Capital Purchase Program from the total proceeds of $31.85 billion received pursuant to the sales of Citigroup, Inc. common stock as of December 6, 2010 (see Note 23 and "Capital Purchase Program - Citigroup Common Stock Disposition" on following pages) and (ii) the amount of $355,724,000 repaid by institutions that have completed exchanges for investments under the Community Development Capital Initiative (see Note 30 and "Community Development Capital Initiative" on following pages). *** Losses include (i) the investment amount for institutions that have completed bankruptcy proceedings and (ii) the investment amount less the amount of final proceeds for institutions where Treasury has completed a sale, but excludes investment amounts for institutions that have pending receivership or bankruptcy proceedings. **** Total warrant proceeds includes $7,566,000, which represents the total amount of warrants that were included in nine institutions' exchange into the CDCI program (see Note 30a). Beginning with the Transactions Report for the period ending April 20, 2012, disposition amounts for warrant sales by Treasury in a registered public offering ("A") are displayed after underwriting fees (net) as oppose to before underwriting fees and selling expenses (gross). Notes appear on the following page. 52 1a/ This transaction was included in previous Transaction Reports with Merrill Lynch & Co., Inc. listed as the qualifying institution and a 10/28/2008 transaction date, footnoted to indicate that settlement was deferred pending merger. The purchase of Merrill Lynch by Bank of America was completed on 1/1/2009, and this transaction under the CPP 1b/ The warrant disposition proceeds amount are stated pro rata in respect of the CPP investments in Bank of America Corporation that occurred on 10/28/2008 and 1/9/2009. The total net disposition proceeds from CPP warrants on 3/3/2010 was $305,913,040, consisting of $183,547,824 and $122,365,216. Proceeds from the disposition of TIP warrants on 3/3/2010 appear on a following page of this report. 2/ Privately-held qualified financial institution; Treasury received a warrant to purchase additional shares of preferred stock (unless the institution is a CDFI), which it exercised immediately. 3/ To promote community development financial institutions (CDFIs), Treasury does not require warrants as part of its investment in certified CDFIs when the size of the investment is $50 million or less. 3a/ Treasury cancelled the warrants received from this institution due to its designation as a CDFI. 4/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009. 5/ Redemption pursuant to a qualified equity offering. 6/ This amount does not include accrued and unpaid dividends, which must be paid at the time of capital repayment. 7/ The proceeds associated with the disposition of this investment do not include accrued and unpaid dividends. 8/ Subchapter S corporation; Treasury received a warrant to purchase additional subordinated debentures (unless the institution is a CDFI), which it exercised immediately. 9/ In its qualified equity offering, this institution raised more capital than Treasury’s original investment, therefore, the number of Treasury’s shares underlying the warrant was reduced by half. 10/ This institution participated in the expansion of CPP for small banks. 10a/ This institution received an additional investment through the expansion of CPP for small banks. 11/ Treasury made three separate investments in Citigroup Inc. (Citigroup) under the CPP, Targeted Investment Program (TIP), and Asset Guarantee Program (AGP) for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in Fixed Rate Cumulative Perpetual Preferred Stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. On 7/23/2009 and 7/30/2009, Treasury exchanged a total of $25 billion of the CPP shares for Series M Common Stock Equivalent (“Series M”) and a warrant to purchase shares of Series M. On 9/11/2009, Series M automatically converted to 7,692,307,692 shares of common stock and the associated warrant terminated on receipt of certain shareholder approvals. 12/ On 8/24/2009, Treasury exchanged its series C preferred stock issued by Popular, Inc. for a like amount of non tax-deductible trust preferred securities issued by Popular Capital Trust III, administrative trustee for Popular, Inc. Popular, Inc. paid a $13 million exchange fee in connection with this transaction. 13/ This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank holding companies. The institution in which Treasury's original investment was made is shown in parentheses. 14/ As of the date of this report, this institution is in bankruptcy proceedings. 15/ For final and partial disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution in a negotiated sale pursuant to the terms of the related securities purchase agreement, "A" represents the proceeds to Treasury, after underwriting fees, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution, and "P" represents the proceeds to Treasury from a sale by Treasury in a private auction principally involving qualified institutional buyers. 16/ On 12/10/2009, the bankruptcy reorganization plan of CIT Group Inc. became effective and Treasury's preferred stock and warrant investment were extinguished and replaced by contingent value rights (CVRs). On 2/8/2010, the CVRs expired without value as the terms and conditions for distribution of common shares to holders of CVRs were 17/ On 12/11/2009, Treasury exchanged its series A preferred stock issued by Superior Bancorp, Inc. for a like amount of non tax-deductible Trust Preferred Securities issued by Superior Capital Trust II, administrative trustee for Superior Bancorp. 18/ On 2/1/2010, following the acquisition of First Market Bank (First Market) by Union Bankshares Corporation (the acquiror), the preferred stock and exercised warrants issued by First Market on 2/6/2009 were exchanged for a like amount of securities of the acquiror in a single series but with a blended dividend rate equivalent to those of Treasury's 19/ On 2/11/2010, Pacific Coast National Bancorp dismissed its bankruptcy proceedings with no recovery to any creditors or investors, including Treasury, and the investment was extinguished. 20/ On 3/8/2010, Treasury exchanged its $84,784,000 of preferred stock in Midwest Banc Holdings, Inc. (MBHI) for $89,388,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $84,784,000, plus $4,604,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by MBHI of the conditions related to its capital plan, the MCP may be converted to common stock. 21/ On 3/30/2010, Treasury exchanged its $7,500,000 of subordinated debentures in GulfSouth Private Bank for an equivalent amount of preferred stock, in connection with its conversion from a Subchapter S-Corporation, that comply with the CPP terms applicable to privately held qualified financial institutions. 22/ On 4/16/2010, Treasury exchanged its $72,000,000 of preferred stock in Independent Bank Corporation (Independent) for $74,426,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $72,000,000, plus $2,426,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by Independent of the conditions related to its capital plan, the MCP may be converted to common stock. 23/ Treasury received Citigroup common stock pursuant to the June 2009 Exchange Agreement between Treasury and Citigroup which provided for the exchange into common shares of the preferred stock that Treasury purchased in connection with Citigroup's participation in the Capital Purchase Program (see note 11). On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. On May 26, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. On July 23, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on September 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on September 30, 2010. On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. All such sales were generally made at the market price. On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. See "Capital Purchase Program - Citigroup, Inc., Common Stock Disposition" on following page for the actual number of shares sold by Morgan Stanley, the weighted average price per share and the total proceeds to Treasury from all such sales during those periods. 24/ On 8/26/2010, Treasury completed the exchange of its $303,000,000 of preferred stock in Sterling Financial Corporation (Sterling) for a like amount of mandatorily convertible preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Sterling entered into on 4/29/2010. Since Sterling also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, including those related to its capital plan, Treasury’s $303,000,000 of MCP was subsequently, as of 8/26/2010, converted into 378,750,000 shares of common stock. 25/ On 8/20/2010, Sonoma Valley Bank, Sonoma, CA, the banking subsidiary of Sonoma Valley Bancorp, was closed by the California Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 26/ On 9/30/2010, Treasury completed the sale of all preferred stock and warrants issued by South Financial Group, Inc. to Toronto-Dominion Bank (TD) at an aggregate purchase price of $130,179,218.75 for the preferred stock and $400,000 for the warrants, pursuant to the terms of the agreement between Treasury and TD entered into on 5/18/2010. 27/ On 6/30/2010, Treasury exchanged $46,400,000 of its series A preferred stock in First Merchants Corporation for a like amount of non tax-deductible Trust Preferred Securities issued by First Merchants Capital Trust III. 28/ On 7/20/2010, Treasury completed the exchange of its $400,000,000 of preferred stock in First BanCorp for $424,174,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $400,000,000, plus $24,174,000 of capitalized previously accrued and unpaid dividends. On 10/07/2011, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 32,941,797 shares of common stock of First BanCorp. Treasury received all accrued and previously unpaid dividends on the MCP at the time of the conversion. First BanCorp has agreed to have a Treasury observer attend board of directors meetings. 29/ On 8/31/2010, following the completion of the conditions related to Pacific Capital Bancorp's (Pacific Capital) capital plan, Treasury exchanged its $180,634,000 of preferred stock in Pacific Capital for $195,045,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $180,634,000, plus $14,411,000 of capitalized previously accrued and unpaid dividends. On 9/27/2010, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 360,833,250 shares of common stock of Pacific Capital. Following a reverse stock split effective 12/28/10, Treasury held 3,608,332 shares of Pacific Capital common stock. Effective 11/30/12, Pacific Capital merged with and into UnionBanCal Corporation and each outstanding share of common stock of the Company was converted into the right to receive $46.00 per share in cash, and Treasury received $165,983,272 in respect of its common stock and $393,121 in respect of its warrant. 30/ This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has completed an exchange of its Capital Purchase Program investment for an investment under the terms of the CDCI program. See "Community Development Capital Initiative" below. 30a/ At the time of this institution’s exchange into the CDCI program, the warrant preferreds were included in the total amount of preferred stock exchanged for Treasury’s CDCI investment. Therefore this disposition amount does not represent cash proceeds to Treasury. 31/ On 9/30/2010, Treasury completed the exchange of its $80,347,000 of preferred stock in Hampton Roads Bankshares, Inc. (Hampton) for a like amount of mandatorily convertible preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Hampton entered into on 8/12/2010. Since Hampton also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, Treasury’s $80,347,000 of MCP was subsequently converted into 52,225,550 shares of common stock. 32/ On 9/30/2010, Treasury completed the sale of all preferred stock and warrants issued by TIB Financial Corp. to North American Financial Holdings, Inc. (NAFH) at an aggregate purchase price of $12,119,637.37 for the preferred stock and $40,000 for the warrants, pursuant to the terms of the agreement between Treasury and NAFH entered into on 9/24/2010. 33/ On 3/4/2011, Treasury completed the sale to Community Bancorp LLC (“CBC”) of all preferred stock and warrants issued by Cadence Financial Corporation (“Cadence”) to Treasury for an aggregate purchase price of $39,014,062.50, pursuant to the terms of the agreement between Treasury and CBC entered into on 10/29/2010. 34/ On 12/3/2010, Treasury completed the sale of all preferred stock (including the preferred stock received upon the exercise of warrants) issued by The Bank of Currituck (“Currituck”) to Treasury for an aggregate purchase price of $1,742,850, pursuant to the terms of the agreement between Treasury and Currituck entered into on 11/5/2010. 35/ Treasury entered into an agreement on 1/28/2011 with North American Financial Holdings, Inc. for the sale of all preferred stock and warrants issued by Capital Bank Corporation to Treasury for an aggregate purchase price of $41,279,000. Since the conditions to closing of the sale were satisfied, the closing of the sale also occurred on 1/28/2011. 36/ On 2/15/2011, Treasury completed the sale of all preferred stock (including the preferred stock received upon the exercise of warrants) issued by Treaty Oak Bancorp (“Treaty Oak”) to Treasury for (i) a cash payment of $500,000, (ii) the right to receive up to $150,000 in principal payments on a note payable by Carlile Bancshares, Inc. in favor of Treaty Oak, and (iii) a newly issued warrant to purchase 3,098,341 shares of Treaty Oak common stock, pursuant to the terms of the agreement between Treasury and Treaty Oak entered into on 2/15/2011. 37/ On 2/18/11, Treasury completed the exchange of its $135,000,000 of preferred stock (including accrued and unpaid dividends thereon) in Central Pacific Financial Corp. for not less than 5,620,117 shares of common stock, pursuant to an exchange agreement dated 2/17/2011. 38/ On 3/9/2011, Treasury completed the sale of all subordinated debentures (including the subordinated debentures received upon the exercise of warrants) issued by FBHC Holding Company ("FBHC") to Treasury for an aggregate purchase price of $650,000, pursuant to the terms of the agreement between Treasury and FBHC entered into on 3/9/2011. 39/ On 5/31/2011, Treasury completed the sale of all preferred stock and warrants issued by First Community Bank Corporation of America (FCBCA) for an aggregate purchase price of (i) $7.20 million plus (ii) 72% of the remaining cash assets after giving effect to the payment of defined acquisition expenses, debts, liabilities and distributions to other classes of security holders, pursuant to the terms of the agreement between Treasury and FCBCA entered into on 3/11/2011. 53 40/ As a result of the acquisition of Fidelity Resources Company (the acquired company) by Veritex Holdings, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/26/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/23/2011. 41/ As a result of the acquisition of NC Bancorp, Inc. (the acquired company) by Metropolitan Bank Group, Inc. (the acquiror), Treasury exchanged $6,880,000 of its preferred stock in NC Bancorp, Inc. and $71,526,000 of its preferred stock in Metropolitan Bank Group, Inc. for $81,892,000 of a new series of preferred stock in Metropolitan Bank Group, Inc., which is equivalent to the combined initial investment amount of $78,406,000 plus $3,486,000 of capitalized previously accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/30/2011. Exercised warrants were also exchanged at the time of the agreement. 42/ On 5/3/2011, Treasury completed the sale of all First Federal Bancshares of Arkansas, Inc. preferred stock and warrants held by Treasury to Bear State Financial Holdings, LLC (“Bear State”) for an aggregate purchase price of $6,000,000.00, pursuant to the terms of the agreement between Treasury and Bear State entered into on 05/03/2011. 43/ On 5/13/2011, Treasury completed the sale of all Wilmington Trust Corporation preferred stock held by Treasury to M&T Bank Corporation ("M&T") for an aggregate purchase price of $330,000,000.00 plus accrued dividends and exchanged its Wilmington Trust Corporation warrant for an equivalent warrant issued by M&T Bank Corporation, pursuant to the terms of the agreement between Treasury and M&T entered into on 5/13/2011. 44/ On 7/5/2011, Treasury completed a transaction with Harris Financial Corp., a wholly-owned subsidiary of Bank of Montreal ("BMO"), for the sale of (i) all Marshall & Ilsley Corporation ("M&I") Preferred Stock held by Treasury for a purchase price of $1,715,000,000 plus accrued dividends and (ii) the Treasury-held M&I Warrant for an amount equal to $3,250,000, pursuant to the terms of the agreement between Treasury and BMO entered into on 05/16/2011. 45/ On 6/3/2011, Treasury completed the sale of all Whitney Holding Corporation preferred stock and the related warrant held by Treasury to Hancock Holding Company ("HHC") for an aggregate purchase price equal to (i) the par amount of the preferred stock ($300,000,000) plus accrued and unpaid dividends thereon and (ii) $6,900,000 for the warrant, pursuant to the terms of the agreement between Treasury and HHC entered into on 6/3/2011. 46/ On 06/22/2011, Treasury completed the sale of 2,850,000 shares of common stock at $12.590625 per share (which represents the $12.75 public offering price less underwriting discounts) for net proceeds of $35,883,281.25 pursuant to an underwriting agreement executed on 06/17/2011. On 4/4/2012, Treasury completed the sale of all of Treasury’s remaining 2,770,117 shares of Central Pacific Financial Corp. common stock at $13.01 per share (which represents the $13.15 public offering price less underwriting discounts) for net proceeds of $36,039,222.17, pursuant to an underwriting agreement executed on 03/29/2012. 47/ On 6/30/2011, Treasury completed the sale of all Cascade Financial Corporation preferred stock held by Treasury and the related warrant to Opus Acquisition, Inc. ("Opus") for an aggregate purchase price of $16,250,000.00, pursuant to the terms of the agreement between Treasury and Opus entered into on 06/28/2011. 49/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 using proceeds received in connection with the institution’s participation in the Small Business Lending Fund. 50/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 - part of the repayment amount obtained from proceeds received in connection with the institution’s participation in the Small Business Lending Fund. 51 / On 11/5/2010, Pierce Commercial Bank, Tacoma, WA, the banking subsidiary of Pierce County Bancorp, was closed by the Washington Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 52/ On 11/12/2010, Tifton Banking Company, Tifton, GA, was closed by the Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 53/ On 3/11/2011, Legacy Bank, Milwaukee, WI, the banking subsidiary of Legacy Bancorp, Inc., was closed by the State of Wisconsin Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 54/ On 4/15/2011, Superior Bank, Birmingham, AL, the banking subsidiary of Superior Bancorp Inc., was closed by the Office of Thrift Supervision, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 55/ On 7/15/2011, First Peoples Bank, Port Saint Lucie, Florida, the banking subsidiary of FPB Bancorp, Inc., was closed by the Florida Office of Financial Regulation, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 56/ On 7/15/2011, One Georgia Bank, Atlanta, GA was closed by the State of Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 57/ On 7/29/2011, Integra Bank, National Association, Evansville, Indiana, the banking subsidiary of Integra Bank Corporation, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 58/ On 10/21/2011, Treasury completed the exchange of all FNB United Corp. ("FNB United") preferred stock and warrants held by Treasury for 108,555,303 shares of FNB United common stock and an amended and restated warrant, pursuant to the terms of the agreement between Treasury and FNB United entered into on 08/12/2011. 59/ On 9/7/2011, Treasury completed the sale of all Green Bankshares, Inc. preferred stock held by Treasury and the related Warrant to North American Financial Holdings, Inc. ("NAFH") for an aggregate purchase price of $68,700,000.00, pursuant to the terms of the agreement between Treasury and NAFH entered into on 9/6/2011. 60/ As a result of the acquisition of Berkshire Bancorp, Inc. (the acquired company) by Customers Bancorp, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/12/2009 were exchanged for a like amount of securities of the acquiror plus accrued and previously unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 9/16/2011. 61/ On 9/23/2011, Citizens Bank of Northern California, Nevada City, California, the banking subsidiary of Citizens Bancorp, was closed by the California Department of Financial Institutions, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 62/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 in connection with the institution’s participation in the Small Business Lending Fund, which occurred at a later date. 63/ On 10/14/2011, Country Bank, Aledo, Illinois, the banking subsidiary of CB Holding Corp., was closed by the Illinois Department of Financial and Professional Regulation - Division of Banking, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 64/ On 10/21/2011, Treasury completed the sale of all Santa Lucia Bancorp preferred stock and warrants held by Treasury to CCI One Acquisition Corporation ("CCI") for an aggregate purchase price of $2,800,000.00, pursuant to the terms of the agreement between Treasury and CCI entered into on 10/20/2011. 65/ As a result of a reincorporation transaction whereby Crescent Financial Corporation (CFC) was merged into Crescent Financial Bancshares, Inc. (CFB), the preferred stock and warrant issued by CFC on 1/9/2009 were exchanged for a like amount of securities of CFB, pursuant to the terms of an agreement among Treasury, CFC and CFB entered into on 11/15/2011. 66/ As a result of the acquisition of Center Financial Corporation by BBCN Bancorp, Inc. (formerly Nara Bancorp, Inc.), the preferred stock and warrant issued by Center Financial Corporation were exchanged for a like amount of securities of BBCN Bancorp, Inc., pursuant to the terms of an agreement among Treasury, Center Financial Corporation, and BBCN Bancorp, Inc. entered into on 11/30/2011. 67/ On 1/3/2012, Treasury completed (i) the sale to F.N.B. Corporation (“F.N.B.”) of all of the preferred stock that had been issued to Treasury by Parkvale Financial Corporation (“Parkvale”) for a purchase price of $31,762,000 plus accrued dividends and (ii) the exchange of the Parkvale warrant held by Treasury for a like F.N.B. warrant, pursuant to the terms of the agreement between Treasury and F.N.B. entered into on 12/29/2011 in connection with the merger of Parkvale and F.N.B. effective 01/01/2012. 68/ As a result of the acquisition of State Bancorp, Inc. (the acquired company) by Valley National Bancorp (the acquiror), the warrant issued by the acquired company on 12/5/2008 was exchanged for a like security of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 1/1/2012. 69/ On 1/27/2012, pursuant to the terms of the merger of Regents Bancshares, Inc. (“Regents”) with Grandpoint Capital, Inc., Treasury received $13,214,858.00 (representing the par amount together with accrued and unpaid dividends thereon) in respect of the preferred stock (including that received from the exercise of warrants) that had been issued to Treasury by Regents. 70/ On 1/27/2012, Tennessee Commerce Bank, Franklin, TN, the banking subsidiary of Tennessee Commerce Bancorp, Inc., was closed by the Tennessee Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 71/ On 2/10/2012, SCB Bank, Shelbyville, Indiana, the banking subsidiary of Blue River Bancshares, Inc., was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 72/ On 2/10/2012, Treasury entered into an agreement with Broadway Financial Corporation to exchange Treasury’s $15,000,000 of preferred stock for common stock. The exchange is subject to the fulfillment by Broadway Financial Corporation of certain conditions, including the satisfactory completion of a capital plan. 73/ On 3/9/2012, Treasury completed the sale of all Mainline Bancorp, Inc. preferred stock and exercised warrants held by Treasury to 9th Street Holdings, Inc., a subsidiary of S&T Bancorp, Inc., for an aggregate purchase price of $4,725,000 plus accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, 9th Street Holdings, Inc., and S&T Bancorp, Inc. entered into on 3/8/2012. 74/ On 4/3/2012, Treasury completed the sale of 124,000 shares of Banner Corporation preferred stock at $884.82 per share (less underwriting discounts) for net proceeds of $108,071,914.80 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 75/ On 4/3/2012, Treasury completed the sale of 65,000 shares of First Financial Holdings, Inc. preferred stock at $873.51 per share (less underwriting discounts) for net proceeds of $55,926,477.75 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 76/ On 4/3/2012, Treasury completed the sale of 62,158 shares of Wilshire Bancorp, Inc. preferred stock at $943.51 per share (less underwriting discounts) for net proceeds of $57,766,994.16 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 77/ On 4/3/2012, Treasury completed the sale of 2,000 shares of Seacoast Banking Corporation of Florida preferred stock at $20,510.00 per share (less underwriting discounts) for net proceeds of $40,404,700.00 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 78/ On 4/3/2012, Treasury completed the sale of 57,000 shares of MainSource Financial Group, Inc. preferred stock at $931.11 per share (less underwriting discounts) for net proceeds of $52,277,170.95 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 79/ On 4/3/2012, Treasury completed the sale of 52,625 shares of WSFS Financial Corporation preferred stock at $915.11 per share (less underwriting discounts) for net proceeds of $47,435,298.79 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 80/ On 4/13/2012, Treasury completed the sale of all Gateway Bancshares, Inc. preferred stock held by Treasury to First Volunteer Corporation ("First Volunteer") for an aggregate purchase price of $6,300,000.00 plus accrued and unpaid dividends, pursuant to the terms of the agreement between Treasury and First Volunteer entered into on 4/13/2012. 81/ On 4/20/2012, Treasury completed the sale of all The Connecticut Bank and Trust Company preferred stock held by Treasury to Berkshire Bank for an aggregate purchase price of $6,289,966.33 consisting of (a) (i) $5,448,000.00 for the preferred stock plus (ii) all accrued and unpaid dividends and (b) $792,783.00 for the Warrant, pursuant to the terms of the agreement by and among Treasury, The Connecticut Bank and Trust Company, and Berkshire Bank entered into on 4/19/2012. 82/ On 4/20/2012, Fort Lee Federal Savings Bank, FSB, Fort Lee, New Jersey, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 83/ On 4/24/2012, Treasury completed the sale of all Peoples Bancorporation, Inc. ("Peoples") preferred stock held by Treasury to SCBT Financial Corporation ("SCBT") for an aggregate purchase price of $13,293,000 plus accrued and unpaid dividends, pursuant to the terms of the agreement by and among Treasury, Peoples, and SCBT entered into on 4/24/2012. 84/ On 8/14/2012, Treasury completed the sale of all Millennium Bancorp, Inc. (Millennium) Preferred Stock held by Treasury to CIC Bancshares, Inc. (CIC) for an aggregate purchase price of (i) $2.904 million plus (ii) accrued and unpaid dividends on the Preferred Stock as of the closing date, pursuant to an agreement by and amount Treasury, CIC, and Millennium entered into on 4/20/2012. 85/ On 6/19/2012, Treasury completed the sale of 52,000 shares of Ameris Bancorp preferred stock at $930.60 per share (less underwriting discounts) for net proceeds of $47,665,332.00 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 86/ On 6/19/2012, Treasury completed the sale of 104,823 shares of Taylor Capital Group preferred stock at $893.50 per share (less underwriting discounts) for net proceeds of $92,254,460.24 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 87/ On 6/19/2012, Treasury completed the sale of 30,000 shares of Farmers Capital Bank Corporation preferred stock at $869.17 per share (less underwriting discounts) for net proceeds of $21,594,228.79 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 54 88/ On 6/19/2012, Treasury completed the sale of 25,223 shares of LNB Bancorp Inc. preferred stock at $739.89 per share (less underwriting discounts) for net proceeds of $21,863,749.50 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 89/ On 6/19/2012, Treasury completed the sale of 37,000 shares of First Defiance Financial Corp. preferred stock at $962.66 per share (less underwriting discounts) for net proceeds of $35,084,143.70 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 90/ On 6/19/2012, Treasury completed the sale of 10,958 shares of First Capital Bancorp, Inc. preferred stock at $920.11 per share (less underwriting discounts) for net proceeds of $9,931,326.90 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 91/ On 6/19/2012, Treasury completed the sale of 20,600 shares of United Bancorp, Inc. preferred stock at $825.50 per share (less underwriting discounts) for net proceeds of $16,750,220.50 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 92/ On 7/3/2012, Treasury completed the sale of 48,200 shares of Fidelity Southern Corporation preferred stock at $900.60 per share (less underwriting discounts) for net proceeds of $42,757,786.20 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 93/ On 7/3/2012, Treasury completed the sale of 25,054 shares of Peoples Bancorp of North Carolina, Inc. preferred stock at $933.36 per share (less underwriting discounts) for net proceeds of $23,033,635.42 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 94/ On 7/3/2012, Treasury completed the sale of 23,184 shares of First Citizens Banc Corp preferred stock at $906.00 per share (less underwriting discounts) for net proceeds of $20,689,633.44 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 95/ On 7/3/2012, Treasury completed the sale of 45,000 shares of MetroCorp Bancshares, Inc. preferred stock at $981.17 per share (less underwriting discounts) for net proceeds of $43,490,360.25 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 96/ On 7/3/2012, Treasury completed the sale of 32,538 shares of Pulaski Financial Corp preferred stock at $888.00 per share (less underwriting discounts) for net proceeds of $28,460,337.84 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 97/ On 7/3/2012, Treasury completed the sale of 33,000 shares of Firstbank Corporation preferred stock at $941.01 per share (less underwriting discounts) for net proceeds of $30,587,530.05 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 98/ On 7/3/2012, Treasury completed the sale of 17,299 shares of Southern First Bancshares, Inc. preferred stock at $904.00 per share (less underwriting discounts) for net proceeds of $15,403,721.56 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 99/ On 7/12/2012, Treasury completed the sale of all Naples Bancorp, Inc. ("Naples Bancorp") preferred stock held by Treasury to Naples Bancorp for an aggregate purchase price of $600,000.00, pursuant to the terms of the agreement between Treasury and Naples Bancorp entered into on 7/12/2012. 100/ On 7/17/2012, Treasury completed the sale of all Heartland Bancshares, Inc. ("Heartland") preferred stock held by Treasury to Horizon Bancorp for an aggregate purchase price of $7,248,000 plus accrued and unpaid dividends, pursuant to the terms of the agreement by and among Treasury, Heartland, and Horizon Bancorp entered into on 7/17/2012. 101/ As a result of the acquisition of Community Holding Company of Florida, Inc. (the acquired company) by Community Bancshares of Mississippi, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 2/6/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 7/19/2012. 102/ On 8/10/2012, Treasury completed the sale of 35,500 shares of Marquette National Corporation preferred stock at $720.25 per share (less a placement agent fee) for net proceeds of $25,313,186.25 and 1,775 shares of Marquette National Corporation preferred stock received upon the exercise of warrants at $825.25 per share (less a placement agent fee) for net proceeds of $1,450,170.56, pursuant to a placement agency agreement executed on 7/23/2012. 103/ On 8/13/2012, Treasury completed the sale of 43,000 shares of Exchange Bank preferred stock at $875.25 per share (less a placement agent fee) for net proceeds of $37,259,392.50 and 2,150 shares of Exchange Bank preferred stock received upon the exercise of warrants at $965.10 per share (less a placement agent fee) for net proceeds of $2,054,215.35, pursuant to a placement agency agreement executed on 7/23/2012. 104/ On 8/9/2012, Treasury completed the sale of 36,282 shares of Fidelity Financial Corporation preferred stock at $891.26 per share (less a placement agent fee) for net proceeds of $32,013,328.37 and 1,814 shares of Fidelity Financial Corporation preferred stock received upon the exercise of warrants at $960.60 per share (less a placement agent fee) for net proceeds of $1,725,103.12, pursuant to a placement agency agreement executed on 7/23/2012. 105/ On 8/9/2012, Treasury completed the sale of 428 shares of First Western Financial, Inc. preferred stock received upon the exercise of warrants at $828.50 per share (less a placement agent fee) for net proceeds of $351,052.02, pursuant to a placement agency agreement executed on 7/23/2012. 106/ On 8/10/2012, Treasury completed the sale of 23,200 shares of Park Bancorporation, Inc. preferred stock at $730.25 per share (less a placement agent fee) for net proceeds of $16,772,382.00 and 1,160 shares of Park Bancorporation, Inc. preferred stock received upon the exercise of warrants at $780.25 per share (less a placement agent fee) for net proceeds of $896,039.10, pursuant to a placement agency agreement executed on 7/23/2012. 107/ On 8/10/2012, Treasury completed the sale of 35,539 shares of Trinity Capital Corporation preferred stock at $750.25 per share (less a placement agent fee) for net proceeds of $26,396,503.40 and 1,777 shares of Trinity Capital Corporation preferred stock received upon the exercise of warrants at $941.20 per share (less a placement agent fee) for net proceeds of $1,655,787.28, pursuant to a placement agency agreement executed on 7/23/2012. 108/ On 8/10/2012, Treasury completed the sale of 24,300 shares of CBS Banc-Corp. preferred stock at $905.20 per share (less a placement agent fee) for net proceeds of $21,776,396.40 and 1,215 shares of CBS Banc-Corp. preferred stock received upon the exercise of warrants at $921.00 per share (less a placement agent fee) for net proceeds of $1,107,824.85, pursuant to a placement agency agreement executed on 7/23/2012. 109/ On 8/9/2012, Treasury completed the sale of its Market Street Bancshares, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $18,069,212.70 and its Market Street Bancshares, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $824,730.64, pursuant to a placement agency agreement executed on 7/23/2012. 110/ On 8/9/2012, Treasury completed the sale of its Commonwealth Bancshares, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $15,147,000.00 and its Commonwealth Bancshares, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $898,722.00, pursuant to a placement agency agreement executed on 7/23/2012. 111/ On 8/9/2012, Treasury completed the sale of its Diamond Bancorp, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $14,780,661.64 and its Diamond Bancorp, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $779,576.49, pursuant to a placement agency agreement executed on 7/23/2012. 112/ On 8/10/2012, Treasury completed the sale of 22,252 shares of Premier Financial Bancorp, Inc. preferred stock at $901.03 per share (less a placement agent fee) for net proceeds of $19,849,222.36, pursuant to a placement agency agreement executed on 7/23/2012. 113/ On 8/10/2012, Treasury completed the sale of 1,100 shares of First Community Financial Partners, Inc. preferred stock received upon the exercise of warrants at $661.50 per share (less a placement agent fee) for net proceeds of $720,373.50, pursuant to a placement agency agreement executed on 7/23/2012. 114/ On 8/9/2012, Treasury completed the sale of 8,000 shares of First Western Financial, Inc. preferred stock at $775.00 per share (less a placement agent fee) for net proceeds of $6,138,000.00, pursuant to a placement agency agreement executed on 7/23/2012. 115/ On 7/13/2012, Glasgow Savings Bank, Glasgow, MO, the banking subsidiary of Gregg Bancshares, Inc. , was closed by the Missouri Division of Finance, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 116/ On 7/27/2012, Treasury entered into an agreement with Pinnacle Bank Holding Company, Inc. (“Pinnacle”) pursuant to which Treasury agreed to sell its CPP preferred stock back to Pinnacle at a discount subject to the satisfaction of the conditions specified in the agreement. 117/ On 8/1/2012, Treasury completed the sale of all VIST Financial Corp. ("VIST") preferred stock and the related warrant held by Treasury to Tompkins Financial Corporation ("Tompkins") for an aggregate purchase price equal to (i) the par amount of the preferred stock ($25,000,000) plus accrued and unpaid dividends thereon and (ii) $1,189,813 for the warrant, pursuant to the terms of the agreement by and among Treasury, VIST, and Tompkins entered into on 8/1/2012. 118/ On 8/20/2012, Treasury completed the sale of 5,738,637 split adjusted shares of Sterling Financial Corporation common stock at $20.00 per share (less underwriting discounts) for net proceeds of $113,338,080.75, pursuant to an underwriting agreement executed on 8/14/2012. 119/ On 8/21/2012, Treasury completed the sale of 230,000 shares of M&T Bank Corporation Series A Preferred Shares and 151,500 shares of M&T Bank Corporation Series C Preferred Shares at $1,000.00 per share plus accrued dividends for proceeds of $381,500,000.00 plus accrued dividends, pursuant to an underwriting agreement executed 120/ On 8/29/2012, Treasury completed the sale of 31,260 shares of BNC Bancorp preferred stock at $921.23 per share (less underwriting discounts) for net proceeds of $28,365,685.05 plus accrued dividends, pursuant to an underwriting agreement executed on 8/23/2012. 121/ On 8/29/2012, Treasury completed the sale of 11,000 shares of Mackinac Financial Corporation preferred stock at $958.09 per share (less underwriting discounts) for net proceeds of $10,380,905.15 plus accrued dividends, pursuant to an underwriting agreement executed on 8/23/2012. 122/ On 8/29/2012 Treasury completed the sale of 11,350 shares of First Community Corporation preferred stock at $982.83 per share (less underwriting discounts) for net proceeds of $10,987,793.69 plus accrued dividends, pursuant to an underwriting agreement executed on 8/23/2012. 123/ On 8/29/2012, Treasury completed the sale of 13,900 shares of First National Corporation preferred stock at $882.50 per share (less underwriting discounts) for net proceeds of $12,082,748.75 plus accrued dividends and 695 shares of First National Corporation preferred stock (held as a result of warrant exercise) at $912.50 per share (less underwriting discounts) for net proceeds of $624,674.69 plus accrued dividends, pursuant to an underwriting agreement executed on 8/23/2012. 124/ On 9/18/2012, Treasury completed the sale of 36,000 shares of Yadkin Valley Financial Corporation Series T preferred stock at $884.82 per share (less underwriting discounts) for net proceeds of $31,843,080.00 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 9/12/2012. 125/ On 9/18/2012, Treasury completed the sale of 13,312 shares of Yadkin Valley Financial Corporation Series T-ACB preferred stock at $880.00 per share (less underwriting discounts) for net proceeds of $11,643,740.16 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 9/12/2012. 126/ On 9/20/2012, Treasury completed the sale of 17,000 shares of F&M Financial Corporation (NC) preferred stock at $950.00 per share (less a placement agent fee) for net proceeds of $15,988,500.00 and 850 shares of F&M Financial Corporation (NC) preferred stock received upon the exercise of warrants at $921.30 per share (less a placement agent fee) for net proceeds of $775,273.95, pursuant to a placement agency agreement executed on 9/12/2012. 127/ On 9/21/2012, Treasury completed the sale of 17,243 shares of F&M Financial Corporation (TN) preferred stock at $787.50 per share (less a placement agent fee) for net proceeds of $13,443,073.87 and 862 shares of F&M Financial Corporation (TN) preferred stock received upon the exercise of warrants at $870.00 per share (less a placement agent fee) for net proceeds of $742,440.60, pursuant to a placement agency agreement executed on 9/12/2012. 128/ On 9/20/2012, Treasury completed the sale of 70,000 shares of Alpine Banks of Colorado preferred stock at $814.29 per share (less a placement agent fee) for net proceeds of $56,430,297.00 and 3,500 shares of Alpine Banks of Colorado preferred stock received upon the exercise of warrants at $950.00 per share (less a placement agent fee) for net proceeds of $3,291,750.00, pursuant to a placement agency agreement executed on 9/12/2012. 129/ On 9/21/2012, Treasury completed the sale of 22,000 shares of First Community Financial Partners, Inc. preferred stock at $652.50 per share (less a placement agent fee) for net proceeds of $14,211,450.00, pursuant to a placement agency agreement executed on 9/12/2012. 130/ On 9/26/2012, Treasury completed the sale of all Central Federal Corporation preferred stock and the related warrant held by UST for an aggregate purchase price of $3,000,000, pursuant to the terms of the agreement entered into on 9/12/2012. 131/ On 10/1/2012, Treasury completed the sale of all Southern Community Financial Corp. preferred stock and the related warrant held by UST for an aggregate purchase price of $42,750,000, plus accrued and unpaid dividends, pursuant to the terms of the agreement entered into on 10/1/2012. 132/ On 10/19/2012, GulfSouth Private Bank, Destin, Florida, was closed by the Florida Office of Financial Regulation, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 133/ On 10/19/2012, Excel Bank, Sedalia, Missouri, the banking subsidiary of Investors Financial Corporation of Pettis County, Inc., was closed by the Missouri Division of Finance, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 134/ On 10/31/2012, Treasury completed the sale of 12,000 shares of Blue Ridge Bancshares, Inc. preferred stock at $755.00 per share (less a placement agent fee) for net proceeds of $8,969,400.00 and 600 shares of Blue Ridge Bancshares, Inc. preferred stock received upon the exercise of warrants at $912.11 per share (less a placement agent fee) for net proceeds of $541,793.34, pursuant to a placement agency agreement executed on 10/22/2012. 55 135/ On 10/31/2012, Treasury completed the sale of 7,570 shares of First Gothenburg Bancshares, Inc. preferred stock at $910.31 per share (less a placement agent fee) for net proceeds of $6,822,136.23 and 379 shares of First Gothenburg Bancshares, Inc. preferred stock received upon the exercise of warrants at $965.11 per share (less a placement agent fee) for net proceeds of $362,118.92, pursuant to a placement agency agreement executed on 10/22/2012. 136/ On 10/31/2012, Treasury completed the sale of 10,000 shares of Blackhawk Bancorp Inc. preferred stock at $910.00 per share (less a placement agent fee) for net proceeds of $9,009,000.00 and 500 shares of Blackhawk Bancorp Inc. preferred stock received upon the exercise of warrants at $950.00 per share (less a placement agent fee) for net proceeds of $470,250.00, pursuant to a placement agency agreement executed on 10/22/2012. 137/ On 10/31/2012, Treasury completed the sale of 4,967 shares of Germantown Capital Corporation, Inc. preferred stock at $910.13 per share (less a placement agent fee) for net proceeds of $4,495,615.71 and 248 shares of Germantown Capital Corporation, Inc. preferred stock received upon the exercise of warrants at $966.11 per share (less a placement agent fee) for net proceeds of $214,595.28, pursuant to a placement agency agreement executed on 10/22/2012. 138/ On 10/31/2012, Treasury completed the sale of 2,250 shares of CenterBank preferred stock at $825.00 per share (less a placement agent fee) for net proceeds of $1,831,250.00 and 113 shares of CenterBank preferred stock received upon the exercise of warrants at $965.11 per share (less a placement agent fee) for net proceeds of $84,057.43, pursuant to a placement agency agreement executed on 10/22/2012. 139/ On 10/31/2012, Treasury completed the sale of 7,700 shares of Oak Ridge Financial Services, Inc. preferred stock at $921.50 per share (less a placement agent fee) for net proceeds of $7,024,594.50, pursuant to a placement agency agreement executed on 10/22/2012. 140/ On 10/31/2012, Treasury completed the sale of 3,285 shares of Congaree Bancshares Inc. preferred stock at $825.26 per share (less a placement agent fee) for net proceeds of $2,685,979.10 and 164 shares of Congaree Bancshares Inc. preferred stock received upon the exercise of warrants at $801.00 per share (less a placement agent fee) for net proceeds of $106,364.00, pursuant to a placement agency agreement executed on 10/22/2012. 141/ On 10/31/2012, Treasury completed the sale of 7,700 shares of Metro City Bank preferred stock at $900.10 per share (less a placement agent fee) for net proceeds of $6,861,462.30 and 385 shares of Metro City Bank preferred stock received upon the exercise of warrants at $970.61 per share (less a placement agent fee) for net proceeds of $369,948.00, pursuant to a placement agency agreement executed on 10/22/2012. 142/ On 10/31/2012, Treasury completed the sale of 3,900 shares of Peoples Bancshares of TN, Inc. preferred stock at $755.00 per share (less a placement agent fee) for net proceeds of $2,919,500.00 and 195 shares of Peoples Bancshares of TN, Inc. preferred stock received upon the exercise of warrants at $755.00 per share (less a placement agent fee) for net proceeds of $122,225.00, pursuant to a placement agency agreement executed on 10/22/2012. 143/ On 10/31/2012, Treasury completed the sale of 7,500 shares of The Little Bank, Incorporated preferred stock at $981.20 per share (less a placement agent fee) for net proceeds of $7,285,410.00 and 375 shares of The Little Bank, Incorporated preferred stock received upon the exercise of warrants at $1,000.00 per share (less a placement agent fee) for net proceeds of $371,250.00, pursuant to a placement agency agreement executed on 10/22/2012. 144/ On 10/31/2012, Treasury completed the sale of 10,000 shares of HomeTown Bankshares Corporation preferred stock at $918.50 per share (less a placement agent fee) for net proceeds of $9,093,150.00 and 374 shares of HomeTown Bankshares Corporation preferred stock received upon the exercise of warrants at $852.00 per share (less a placement agent fee) for net proceeds of $315,461.52, pursuant to a placement agency agreement executed on 10/22/2012. 145/ On 10/25/2012, pursuant to the terms of the merger of First Community Bancshares, Inc. ("First Community") and Equity Bancshares, Inc. ("Equity"), Treasury received a like amount of preferred stock and exercised warrants from Equity in exchange for Treasury's original investment in First Community, plus accrued and unpaid dividends, pursuant to a placement agency agreement executed on 10/23/2012. 146/ On 10/29/2012, First Place Financial Corp. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the District of Delaware. 147/ On 11/9/2012, Treasury completed the sale of 1,000 shares of BankGreenville Financial Corp. preferred stock at $900.00 per share (less a placement agent fee) for net proceeds of $891,000.00 and 50 shares of BankGreenville Financial Corp. preferred stock received upon the exercise of warrants at $937.61 per share (less a placement agent fee) for net proceeds of $46,411.70, pursuant to a placement agency agreement executed on 11/1/2012. 148/ On 11/9/2012, Treasury completed the sale of 4,000 shares of Capital Pacific Bancorp preferred stock at $938.36 per share (less a placement agent fee) for net proceeds of $3,715,905.60 and 200 shares of Capital Pacific Bancorp preferred stock received upon the exercise of warrants at $970.21 per share (less a placement agent fee) for net proceeds of $192,101.58, pursuant to a placement agency agreement executed on 11/1/2012. 149/ On 11/9/2012, Treasury completed the sale of 8,700 shares of First Freedom Bancshares, Inc. preferred stock at $922.50 per share (less a placement agent fee) for net proceeds of $7,945,492.50 and 261 shares of First Freedom Bancshares, Inc. preferred stock received upon the exercise of warrants at $991.21 per share (less a placement agent fee) for net proceeds of $256,118.75, pursuant to a placement agency agreement executed on 11/1/2012. 150/ On 11/13/2012, Treasury completed the sale of 5,097 shares of Franklin Bancorp, Inc. preferred stock at $632.50 per share (less a placement agent fee) for net proceeds of $3,191,613.98 and 255 shares of Franklin Bancorp, Inc. preferred stock received upon the exercise of warrants at $772.50 per share (less a placement agent fee) for net proceeds of $195,017.63, pursuant to a placement agency agreement executed on 11/1/2012. 151/ On 11/9/2012, Treasury completed the sale of 1,500 shares of Regional Bankshares Inc. preferred stock at $925.00 per share (less a placement agent fee) for net proceeds of $1,373,625.00 and 75 shares of Regional Bankshares Inc. preferred stock received upon the exercise of warrants at $1,000 per share (less a placement agent fee) for net proceeds of $74,250.00, pursuant to a placement agency agreement executed on 11/1/2012. 152/ On 11/13/2012, Treasury completed the sale of 3,070 shares of Sound Banking Co. preferred stock at $922.61 per share (less a placement agent fee) for net proceeds of $2,804,088.57 and 154 shares of Sound Banking Co. preferred stock received upon the exercise of warrants at $970.21 per share (less a placement agent fee) for net proceeds of $147,918.22, pursuant to a placement agency agreement executed on 11/1/2012. 153/ On 11/9/2012, Treasury completed the sale of 5,677 shares of Three Shores Bancorporation, Inc. preferred stock at $888.36 per share (less a placement agent fee) for net proceeds of $4,992,787.52 and 284 shares of Three Shores Bancorporation, Inc. preferred stock received upon the exercise of warrants at $1,004.00 per share (less a placement agent fee) for net proceeds of $282,284.64, pursuant to a placement agency agreement executed on 11/1/2012. 154/ On 11/13/2012, Treasury completed the sale of 16,641 shares of Timberland Bancorp, Inc. preferred stock at $862.50 per share (less a placement agent fee) for net proceeds of $14,209,333.88, pursuant to a placement agency agreement executed on 11/1/2012. 155/ On 11/9/2012, Treasury completed the sale of 6,855 shares of Western Illinois Bancshares, Inc. Series A preferred stock at $942.90 per share (less a placement agent fee) for net proceeds of $6,398,943.71; 4,567 shares of Western Illinois Bancshares, Inc. Series C preferred stock at $932.77 per share (less a placement agent fee) for net proceeds of $4,217,360.98; and 343 shares of Western Illinois Bancshares, Inc. preferred stock received upon the exercise of warrants at $987.77 per share (less a placement agent fee) for net proceeds of $335,417.06, pursuant to a placement agency agreement executed on 11/1/2012. 156/ On 11/13/2012, Treasury completed the sale of its F&C Bancorp. Inc. subordinated debentures (less a placement agent fee) for net proceeds of $2,840,902.62 and its F&C Bancorp. Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $148,500.00, pursuant to a placement agency agreement executed on 11/1/2012. 157/ On 11/13/2012, Treasury completed the sale of its Farmers Enterprises, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $11,439,252.00 and its Farmers Enterprises, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $590,323.14, pursuant to a placement agency agreement executed on 11/1/2012. 158/ On 2/22/2013, Treasury completed the exchange of its Standard Bancshares, Inc. preferred stock for common stock, pursuant to an exchange agreement, dated as of 11/5/2012, with Standard Bancshares, Inc., and immediately sold the resulting Standard Bancshares, Inc. common stock, pursuant to securities purchase agreements, each dated as of 11/5/2012, with W Capital Partners II, L.P., Trident SBI Holdings, LLC, PEPI Capital, LP, LCB Investment, LLC, Cohesive Capital Partners, L.P., and Athena Select Private Investment Fund LLC. 159/ On 11/2/2012, Citizens First National Bank, Princeton, IL, the banking subsidiary of Princeton National Bancorp, was closed by the Office of the Comptroller of the Currency, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 160/ On 11/13/2012, Treasury entered into an agreement with Community Financial Shares, Inc. (“CFS”) pursuant to which Treasury agreed to sell its CPP preferred stock back to CFS at a discount subject to the satisfaction of the conditions specified in the agreement. 161/ On 11/29/2012, Treasury completed the sale of 4,781 shares of Alaska Pacific Bancshares, Inc. preferred stock at $892.61 per share (less a placement agent fee) for net proceeds of $4,217,568.41, pursuant to a placement agency agreement executed on 11/19/2012. 162/ On 11/30/2012, Treasury completed the sale of 3,000 shares of Bank of Commerce preferred stock at $834.00 per share (less a placement agent fee) for net proceeds of $2,477,000.00 and 150 shares of Bank of Commerce preferred stock received upon the exercise of warrants at $834.00 per share (less a placement agent fee) for net proceeds of $100,100.00, pursuant to a placement agency agreement executed on 11/19/2012. 163/ On 11/30/2012, Treasury completed the sale of 4,000 shares of Carolina Trust Bank preferred stock at $853.00 per share (less a placement agent fee) for net proceeds of $3,362,000.00, pursuant to a placement agency agreement executed on 11/19/2012. 164/ On 11/29/2012, Treasury completed the sale of 2,644 shares of CBB Bancorp Series A preferred stock at $934.10 per share (less a placement agent fee) for net proceeds of $2,453,093; 1,753 shares of CBB Bancorp Series C preferred stock at $930.02 per share (less a placement agent fee) for net proceeds of $1,613,658.39; and 132 shares of CBB Bancorp Series B preferred stock received upon the exercise of warrants at $1,004.00 per share (less a placement agent fee) for net proceeds of $115,861.33, pursuant to a placement agency agreement executed on 11/19/2012. 165/ On 11/29/2012, Treasury completed the sale of 3,000 shares of Clover Community Bankshares, Inc. preferred stock at $872.90 per share (less a placement agent fee) for net proceeds of $2,593,700.00 and 150 shares of Clover Community Bankshares, Inc. preferred stock received upon the exercise of warrants at $926.81 per share (less a placement agent fee) for net proceeds of $114,021.50, pursuant to a placement agency agreement executed on 11/19/2012. 166/ On 11/30/2012, Treasury completed the sale of 105 shares of Community Bancshares of Mississippi, Inc. preferred stock at $9,550.00 per share (less a placement agent fee) for net proceeds of $977,750.00 and 5 shares of Community Bancshares of Mississippi, Inc. preferred stock received upon the exercise of warrants at $10,000.00 per share (less a placement agent fee) for net proceeds of $25,000.00, pursuant to a placement agency agreement executed on 11/19/2012. 167/ On 11/30/2012, Treasury completed the sale of 3,976 shares of Community Business Bank preferred stock at $935.00 per share (less a placement agent fee) for net proceeds of $3,692,560.00 and 199 shares of Community Business Bank preferred stock received upon the exercise of warrants at $965.00 per share (less a placement agent fee) for net proceeds of $167,035.00, pursuant to a placement agency agreement executed on 11/19/2012. 168/ On 11/30/2012, Treasury completed the sale of 638 shares of Corning Savings and Loan Association preferred stock at $860.00 per share (less a placement agent fee) for net proceeds of $523,680.00 and 32 shares of Corning Savings and Loan Association preferred stock received upon the exercise of warrants at $905.00 per share (less a placement agent fee) for net proceeds of $3,960.00, pursuant to a placement agency agreement executed on 11/19/2012. 169/ On 11/29/2012, Treasury completed the sale of 7,525 shares of Country Bank Shares, Inc. preferred stock at $917.90 per share (less a placement agent fee) for net proceeds of $6,838,125.53 and 376 shares of Country Bank Shares, Inc. preferred stock received upon the exercise of warrants at $1,000.00 per share (less a placement agent fee) for net proceeds of $372,240.00, pursuant to a placement agency agreement executed on 11/19/2012. 170/ On 11/30/2012, Treasury completed the sale of 7,289 shares of FFW Corporation preferred stock at $902.90 per share (less a placement agent fee) for net proceeds of $6,515,425.72 and 364 shares of FFW Corporation preferred stock received upon the exercise of warrants at $995.00 per share (less a placement agent fee) for net proceeds of $358,558.20, pursuant to a placement agency agreement executed on 11/19/2012. 56 171/ On 11/30/2012, Treasury completed the sale of 1,900 shares of Hometown Bancshares, Inc. preferred stock at $942.90 per share (less a placement agent fee) for net proceeds of $1,766,510.00 and 95 shares of Hometown Bancshares, Inc. preferred stock received upon the exercise of warrants at $1,001.00 per share (less a placement agent fee) for net proceeds of $70,095.00, pursuant to a placement agency agreement executed on 11/19/2012. 172/ On 11/30/2012, Treasury completed the sale of 4,000 shares of KS Bancorp, Inc. preferred stock at $827.00 per share (less a placement agent fee) for net proceeds of $3,283,000 and 200 shares of KS Bancorp, Inc. preferred stock received upon the exercise of warrants at $827.00 per share (less a placement agent fee) for net proceeds of $140,400.00, pursuant to a placement agency agreement executed on 11/19/2012. 173/ On 11/29/2012, Treasury completed the sale of 3,000 shares of Layton Park Financial Group, Inc. preferred stock at $790.31 per share (less a placement agent fee) for net proceeds of $2,345,930.00 and 150 shares of Layton Park Financial Group, Inc. preferred stock received upon the exercise of warrants at $862.50 per share (less a placement agent fee) for net proceeds of $104,375.00, pursuant to a placement agency agreement executed on 11/19/2012. 174/ On 11/29/2012, Treasury completed the sale of 16,288 shares of Parke Bancorp, Inc. preferred stock at $719.11 per share (less a placement agent fee) for net proceeds of $11,595,735.04, pursuant to a placement agency agreement executed on 11/19/2012. 175/ On 11/29/2012, Treasury completed the sale of 2,765 shares of TriSummit Bank Series B preferred stock at $750.00 per share (less a placement agent fee) for net proceeds of $2,053,012.50; 4,237 shares of TriSummit Bank Series D preferred stock at $750.00 per share (less a placement agent fee) for net proceeds of $3,145,972.50; and 138 shares of TriSummit Bank Series C preferred stock received upon the exercise of warrants at $912.50 per share (less a placement agent fee) for net proceeds of $124,665.75, pursuant to a placement agency agreement executed on 11/19/2012. 176/ In connection with the merger of Fidelity Bancorp, Inc. (“Fidelity”) and WesBanco, Inc. (“WesBanco”) effective 01/01/2012, Treasury (i) sold to WesBanco all of the preferred stock that had been issued by Fidelity to Treasury for a purchase price of $7,000,000 plus accrued dividends and (ii) exchanged the Fidelity warrant held by Treasury for a like WesBanco warrant, pursuant to the terms of an agreement among Treasury and WesBanco entered into on 11/28/2012. 177/ On 11/30/12, Western Reserve Bancorp, Inc. was acquired by an affiliate of Westfield Bancorp, Inc. Pursuant to the terms of the merger, each outstanding share of Series A and Series B preferred stock issued to Treasury was redeemed for the respective principal amount together with accrued and unpaid dividends thereon. 178/ On 2/20/2013, Treasury sold its CPP preferred stock and warrant issued by First Sound Bank (“First Sound”) back to First Sound for an aggregate purchase price of $3,700,000, pursuant to the terms of the agreement between Treasury and First Sound entered into on 11/30/2012. 179/ On 12/11/2012, Treasury completed the sale of 20,749 shares of The Baraboo Bancorporation, Inc. preferred stock at $652.30 per share (less a placement agent fee) for net proceeds of $13,399,226.97 and 1,037 shares of The Baraboo Bancorporation, Inc. preferred stock received upon the exercise of warrants at $836.21 per share (less a placement agent fee) for net proceeds of $858,478.27, pursuant to a placement agency agreement executed on 12/3/2012. 180/ On 12/11/2012, Treasury completed the sale of 22,000 shares of Central Community Corporation preferred stock at $926.20 per share (less a placement agent fee) for net proceeds of $20,172,636.00 and 1,100 shares of Central Community Corporation preferred stock received upon the exercise of warrants at $972.20 per share (less a placement agent fee) for net proceeds of $1,058,725.80, pursuant to a placement agency agreement executed on 12/3/2012. 181/ On 12/11/2012, Treasury completed the sale of 15,600 shares of Community West Bancshares, Inc. preferred stock at $724.00 per share (less a placement agent fee) for net proceeds of $11,181,456.00, pursuant to a placement agency agreement executed on 12/3/2012. 182/ On 12/11/2012, Treasury completed the sale of 1,177 shares of First Advantage Bancshares, Inc. preferred stock at $898.21 per share (less a placement agent fee) for net proceeds of $1,046,621.24 and 59 shares of First Advantage Bancshares, Inc. preferred stock received upon the exercise of warrants at $920.31 per share (less a placement agent fee) for net proceeds of $53,755.31, pursuant to a placement agency agreement executed on 12/3/2012. 183/ On 12/11/2012, Treasury completed the sale of its Manhattan Bancshares, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $2,560,540.68 and its Manhattan Bancshares, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $131,021.07, pursuant to a placement agency agreement executed on 12/3/2012. 184/ On 12/11/2012, Treasury completed the sale of 10,800 shares of Presidio Bank preferred stock at $847.21 per share (less a placement agent fee) for net proceeds of $9,058,369.32 and 325 shares of Presidio Bank preferred stock received upon the exercise of warrants at $865.21 per share (less a placement agent fee) for net proceeds of $278,381.32, pursuant to a placement agency agreement executed on 12/3/2012. 185/ On 12/11/2012, Treasury completed the sale of 2,152 shares of Security Bancshares of Pulaski County, Inc. preferred stock at $692.61 per share (less a placement agent fee) for net proceeds of $1,475,591.75 and 108 shares of Security Bancshares of Pulaski County, Inc. preferred stock received upon the exercise of warrants at $872.10 per share (less a placement agent fee) for net proceeds of $93,244.93, pursuant to a placement agency agreement executed on 12/3/2012. 186/ On 4/9/2013, Treasury sold its CPP preferred stock and warrant issued by PremierWest Bancorp (“PremierWest”) pursuant to an agreement with PremierWest and Starbuck Bancshares, Inc. (“Starbuck”) entered into on 12/11/2012. 187/ On 12/20/2012, Treasury completed the sale of 1,004 shares of Bank Financial Services, Inc. preferred stock at $929.22 per share (less a placement agent fee) for net proceeds of $907,936.88 and 50 shares of Bank Financial Services, Inc. preferred stock received upon the exercise of warrants at $970.00 per share (less a placement agent fee) for net proceeds of $23,500.00, pursuant to a placement agency agreement executed on 12/11/2012. 188/ On 12/20/2012, Treasury completed the sale of 2,211 shares of Bank of Southern California, N.A. Series A preferred stock at $920.00 per share (less a placement agent fee) for net proceeds of $2,017,453.33; 2,032 shares of Bank of Southern California, N.A. Series C preferred stock at $910.12 per share (less a placement agent fee) for net proceeds of $1,832,697.18; and 111 shares of Bank of Southern California, N.A. preferred stock received upon the exercise of warrants at $965.12 per share (less a placement agent fee) for net proceeds of $90,461.65, pursuant to a placement agency agreement executed on 12/11/2012. 189/ On 12/20/2012, Treasury completed the sale of 2,600 shares of Community Investors Bancorp, Inc. preferred stock at $950.00 per share (less a placement agent fee) for net proceeds of $2,445,000.00 and 130 shares of Community Investors Bancorp, Inc. preferred stock received upon the exercise of warrants at $1,000.00 per share (less a placement agent fee) for net proceeds of $105,000.00, pursuant to a placement agency agreement executed on 12/11/2012. 190/ On 12/20/2012, Treasury completed the sale of 3,422 shares of First Alliance Bancshares, Inc. preferred stock at $700.10 per share (less a placement agent fee) for net proceeds of $2,370,742.20 and 171 shares of First Alliance Bancshares, Inc. preferred stock received upon the exercise of warrants at $700.01 per share (less a placement agent fee) for net proceeds of $94,701.71, pursuant to a placement agency agreement executed on 12/11/2012. 191/ On 12/20/2012, Treasury completed the sale of 3,223 shares of First Independence Corporation preferred stock at $725.00 per share (less a placement agent fee) for net proceeds of $2,286,675.00, pursuant to a placement agency agreement executed on 12/11/2012. 192/ On 12/20/2012, Treasury completed the sale of 1,552 shares of Hyperion Bank preferred stock at $650.00 per share (less a placement agent fee) for net proceeds of $983,800.00 and 78 shares of Hyperion Bank preferred stock received upon the exercise of warrants at $650.00 per share (less a placement agent fee) for net proceeds of $25,700.00, pursuant to a placement agency agreement executed on 12/11/2012. 193/ On 12/20/2012, Treasury completed the sale of its Century Financial Services Corporation subordinated debentures (less a placement agent fee) for net proceeds of $9,751,500.00 and its Century Financial Services Corporation subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $496,588.95, pursuant to a placement agency agreement executed on 12/11/2012. 194/ In connection with the merger of Community Financial Corporation (“Community Financial”) and City Holding Company (“City Holding”) effective 1/09/13, Treasury (i) sold to City Holding all of the preferred stock that had been issued by Community Financial to Treasury for a purchase price of $12,643,000 plus accrued dividends and (ii) exchanged the Community Financial warrant held by Treasury for a like City Holding warrant, pursuant to the terms of an agreement among Treasury and City Holding entered into on 1/09/13. 195/ On 2/7/2013, Treasury completed the sale of its Alliance Financial Services, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $8,912,494.80 and its Alliance Financial Services, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $504,900.00, pursuant to a placement agency agreement executed on 12/11/2012. 196/ On 2/8/2013, Treasury completed the sale of its Biscayne Bancshares, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $6,170,630.40 and its Biscayne Bancshares, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $204,506.72, pursuant to a placement agency agreement executed on 1/29/2013. 197/ On 2/8/2013, Treasury completed the sale of 24,990 shares of Citizens Bancshares Co. preferred stock at $512.50 per share (less a placement agent fee) for net proceeds of $12,679,301.25 and 1,250 shares of Citizens Bancshares Co. preferred stock received upon the exercise of warrants at $521.25 per share (less a placement agent fee) for net proceeds of $645,046.87, pursuant to a placement agency agreement executed on 1/29/2013. 198/ On 1/29/2013, Treasury executed a placement agency agreement pursuant to which Treasury agreed to sell 9,950 shares of Coastal Banking Company, Inc. preferred stock at $815.00 per share (less a placement agent fee) for net proceeds of $8,028,157.50. On 2/6/2013, the placement agent notified Coastal Banking Company, Inc. that, pursuant to the placement agency agreement, it was terminating the transaction and, therefore, Treasury did not receive any proceeds or pay any fees in connection with the transaction. 199/ On 2/7/2013, Treasury completed the sale of 28,000 shares of Colony Bankcorp, Inc. preferred stock at $782.11 per share (less a placement agent fee) for net proceeds of $21,680,089.20, pursuant to a placement agency agreement executed on 1/29/2013. 200/ On 2/7/2013, Treasury completed the sale of 9,000 shares of Delmar Bancorp preferred stock at $612.11 per share (less a placement agent fee) for net proceeds of $5,453,900.10 and 450 shares of Delmar Bancorp preferred stock received upon the exercise of warrants at $700.21 per share (less a placement agent fee) for net proceeds of $311,943.55, pursuant to a placement agency agreement executed on 1/29/2013. 201/ On 2/8/2013, Treasury completed the sale of 146,053 shares of Dickinson Financial Corporation II preferred stock at $552.61 per share (less a placement agent fee) for net proceeds of $79,903,244.85 and 7,303 shares of Dickinson Financial Corporation II preferred stock received upon the exercise of warrants at $681.25 per share (less a placement agent fee) for net proceeds of $4,925,417.06, pursuant to a placement agency agreement executed on 1/29/2013. 202/ On 2/7/2013, Treasury completed the sale of 4,609 shares of F & M Bancshares, Inc. Series A preferred stock at $942.50 per share (less a placement agent fee) for net proceeds of $4,300,542.67; 3,535 shares of F & M Bancshares, Inc. Series C preferred stock at $942.50 per share (less a placement agent fee) for net proceeds of $3,298,420.12; and 230 shares of F & M Bancshares, Inc. Series B preferred stock received upon the exercise of warrants at $975.00 per share (less a placement agent fee) for net proceeds of $222,007.50, pursuant to a placement agency agreement executed on 1/29/2013. 203/ On 2/8/2013, Treasury completed the sale of 4,579 shares of First Priority Financial Corp. Series A preferred stock at $882.90 per share (less a placement agent fee) for net proceeds of $4,002,371.11; 4,596 shares of First Priority Financial Corp. Series C preferred stock at $881.25 per share (less a placement agent fee) for net proceeds of $4,009,722.75; and 229 shares of First Priority Financial Corp. Series B preferred stock received upon the exercise of warrants at $991.21 per share (less a placement agent fee) for net proceeds of $224,717.22, pursuant to a placement agency agreement executed on 1/29/2013. 204/ On 2/8/2013, Treasury completed the sale of 26,000 shares of HMN Financial, Inc. preferred stock at $721.50 per share (less a placement agent fee) for net proceeds of $18,571,410.00, pursuant to a placement agency agreement executed on 1/29/2013. 205/ On 2/7/2013, Treasury completed the sale of 5,625 shares of Waukesha Bankshares, Inc. preferred stock at $926.90 per share (less a placement agent fee) for net proceeds of $5,161,674.37 and 169 shares of Waukesha Bankshares, Inc. preferred stock received upon the exercise of warrants at $991.21 per share (less a placement agent fee) for net proceeds of $165,839.35, pursuant to a placement agency agreement executed on 1/29/2013. 206/ On 2/15/2013, Treasury sold its CPP preferred stock and warrant issued by BancTrust Financial Group, Inc. (“BancTrust”) pursuant to an agreement with BancTrust and Trustmark Corporation (“Trustmark”) entered into on 02/11/2013. 207/ On 2/12/13, Treasury entered into an agreement with Florida Bank Group, Inc. (“FBG”) pursuant to which Treasury agreed to sell its CPP preferred stock back to FBG at a discount subject to the satisfaction of the conditions specified in the agreement. 208/ On 2/15/2013, pursuant to the terms of the merger of Pacific International Bancorp, Inc. (“Pacific International”) with BBCN Bancorp, Inc. (“BBCN”), Treasury received $7,474,619.97 (representing the par amount together with accrued and unpaid dividends thereon) in respect of the preferred stock that had been issued to Treasury by Pacific International. Treasury exchanged its Pacific International warrant for an equivalent warrant issued by BBCN. 57 209/ On 2/20/2013, Treasury completed the sale of 16,000 shares of Carolina Bank Holdings, Inc. preferred stock at $935.10 per share (less a placement agent fee) for net proceeds of $14,811,984.00, pursuant to a placement agency agreement executed on 2/6/2013. 210/ On 2/20/2013, Treasury completed the sale of 21,042 shares of FC Holdings, Inc. preferred stock at $897.00 per share (less a placement agent fee) for net proceeds of $18,685,927.26 and 1,052 shares of FC Holdings, Inc. preferred stock received upon the exercise of warrants at $955.00 per share (less a placement agent fee) for net proceeds of $994,613.40, pursuant to a placement agency agreement executed on 2/6/2013. 211/ On 2/20/2013, Treasury completed the sale of its First Trust Corporation subordinated debentures (less a placement agent fee) for net proceeds of $13,612,557.91 and its First Trust Corporation subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $644,726.19, pursuant to a placement agency agreement executed on 12/11/2012. 212/ On 2/20/2013, Treasury completed the sale of 24,664 shares of National Bancshares, Inc. preferred stock at $750.21 per share (less a placement agent fee) for net proceeds of $18,318,147.65 and 1,233 shares of National Bancshares, Inc. preferred stock received upon the exercise of warrants at $692.61 per share (less a placement agent fee) for net proceeds of $845,448.25, pursuant to a placement agency agreement executed on 2/6/2013. 213/ On 2/20/2013, Treasury completed the sale of 10,900 shares of Ridgestone Financial Services, Inc. preferred stock at $822.60 per share (less a placement agent fee) for net proceeds of $8,876,676.60 and 545 shares of Ridgestone Financial Services, Inc. preferred stock received upon the exercise of warrants at $882.60 per share (less a placement agent fee) for net proceeds of $476,206.83, pursuant to a placement agency agreement executed on 2/6/2013. 214/ On 4/12/2013, Treasury completed (i) the sale of its CPP preferred in Citizens Republic Bancorp, Inc. (Citizens Republic) to FirstMerit Corporation (FirstMerit) and (ii) the exchange of its warrant in Citizens Republic for a warrant issued by FirstMerit, pursuant to a securities purchase agreement, dated as of 2/19/13, among Treasury, FirstMerit and Citizens Republic. 215/ On 4/11/2013, Treasury completed the exchange of its First Security Group, Inc. (FSGI) preferred stock for common stock, pursuant to an exchange agreement, dated as of 2/25/2013, between Treasury and FSGI, and sold the resulting FSGI common stock, pursuant to securities purchase agreements, each dated as of 4/9/2013, between 216/ On 3/11/2013, Treasury completed the sale of its Boscobel Bancorp, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $6,116,943.16 and its Boscobel Bancorp, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $361,890.34, pursuant to a placement agency agreement executed on 2/25/2013. 217/ On 3/11/2013, Treasury completed the sale of 9,950 shares of Coastal Banking Company, Inc. preferred stock at $955.10 per share (less a placement agent fee) for net proceeds of $9,408,212.55, pursuant to a placement agency agreement executed on 2/25/2013. 218/ On 3/11/2013, Treasury completed the sale of 16,015 shares of CoastalSouth Bancshares, Inc. preferred stock at $795.10 per share (less a placement agent fee) for net proceeds of $12,606,191.23 and 480 shares of CoastalSouth Bancshares, Inc. preferred stock received upon the exercise of warrants at $875.10 per share (less a placement agent fee) for net proceeds of $415,847.52, pursuant to a placement agency agreement executed on 2/25/2013. 219/ On 3/11/2013, Treasury completed the sale of 15,349 shares of First Reliance Bancshares, Inc. preferred stock at $679.61 per share (less a placement agent fee) for net proceeds of $10,327,020.55 and 767 shares of First Reliance Bancshares, Inc. preferred stock received upon the exercise of warrants at $822.61 per share (less a placement agent fee) for net proceeds of $624,632.45, pursuant to a placement agency agreement executed on 2/25/2013. 220/ On 3/11/2013, Treasury completed the sale of 10,500 shares of Northwest Bancorporation, Inc. preferred stock at $1,032.11 per share (less a placement agent fee) for net proceeds of $10,728,783.45 and 525 shares of Northwest Bancorporation, Inc. preferred stock received upon the exercise of warrants at $1,130.61 per share (less a placement agent fee) for net proceeds of $587,634.55, pursuant to a placement agency agreement executed on 2/25/2013. 221/ On 3/11/2013, Treasury completed the sale of 2,900 shares of Santa Clara Valley Bank, N.A. preferred stock at $850.01 per share (less a placement agent fee) for net proceeds of $2,440,029.00 and 145 shares of Santa Clara Valley Bank, N.A. preferred stock received upon the exercise of warrants at $850.01 per share (less a placement agent fee) for net proceeds of $98,251.45, pursuant to a placement agency agreement executed on 2/25/2013. 222/ On 3/11/2013, Treasury completed the sale of 12,900 shares of SouthCrest Financial Group, Inc. preferred stock at $907.31 per share (less a placement agent fee) for net proceeds of $11,587,256.01 and 645 shares of SouthCrest Financial Group, Inc. preferred stock received upon the exercise of warrants at $921.25 per share (less a placement agent fee) for net proceeds of $588,264.19, pursuant to a placement agency agreement executed on 2/25/2013. 223/ On 3/11/2013, Treasury completed the sale of 12,000 shares of The Queensborough Company preferred stock at $976.90 per share (less a placement agent fee) for net proceeds of $11,605,572.00 and 600 shares of The Queensborough Company preferred stock received upon the exercise of warrants at $971.00 per share (less a placement agent fee) for net proceeds of $576,774.00, pursuant to a placement agency agreement executed on 2/25/2013. 224/ On 3/11/2013, Treasury completed the sale of 70,028 shares of Old Second Bancorp, Inc. preferred stock at $352.50 per share (less a placement agent fee) for net proceeds of $24,438,021.30, pursuant to a placement agency agreement executed on 2/25/2013. 225/ On 3/19/2013, Treasury exercised its warrant on a cashless basis and received (i) 186,589 shares of common stock and (ii) $71.62 in cash in lieu of fractional shares. Treasury sold such shares of common stock on 3/19/2013. 226/ On 3/27/2013, Treasury completed the sale of 5,500 shares of First Southwest Bancorporation, Inc. preferred stock at $900.02 per share (less a placement agent fee) for net proceeds of $4,900,608.90 and 275 shares of First Southwest Bancorporation, Inc. preferred stock received upon the exercise of warrants at $925.02 per share (less a placement agent fee) for net proceeds of $251,836.69, pursuant to a placement agency agreement executed on 3/11/2013. 227/ On 3/27/2013, Treasury completed the sale of 2,972 shares of Old Second Bancorp, Inc. preferred stock at $377.02 per share (less a placement agent fee) for net proceeds of $1,109,298.41, pursuant to a placement agency agreement executed on 3/11/2013. 228/ On 3/27/2013, Treasury completed the sale of 266,657 shares of Flagstar Bancorp, Inc. preferred stock at $911.50 per share (less a placement agent fee) for net proceeds of $240,627,276.94, pursuant to a placement agency agreement executed on 3/11/2013. 229/ On 3/27/2013, Treasury completed the sale of 10,973 shares of Stonebridge Financial Corp. preferred stock at $173.53 per share (less a placement agent fee) for net proceeds of $1,879,144.69 and 549 shares of Stonebridge Financial Corp. preferred stock received upon the exercise of warrants at $298.84 per share (less a placement agent fee) for net proceeds of $139,063.16, pursuant to a placement agency agreement executed on 3/11/2013. 230/ On 3/28/2013, Treasury completed the sale of 2,986 shares of Alliance Bancshares, Inc. preferred stock at $956.61 per share (less a placement agent fee) for net proceeds of $2,831,437.46 and 149 shares of Alliance Bancshares, Inc. preferred stock received upon the exercise of warrants at $1,100.00 per share (less a placement agent fee) for net proceeds of $138,900.00, pursuant to a placement agency agreement executed on 3/11/2013. 231/ On 3/28/2013, Treasury completed the sale of its AmFirst Financial Services, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $4,752,000.00 and its AmFirst Financial Services, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $259,875.00, pursuant to a placement agency agreement executed on 3/11/2013. 232/ On 3/28/2013, Treasury completed the sale of 180,000 shares of United Commercial Banks, Inc. preferred stock at $962.50 per share (less a placement agent fee) for net proceeds of $171,517,500.00, pursuant to a placement agency agreement executed on 3/11/2013. 233/ As a result of the acquisition of ECB Bancorp, Inc. by Crescent Financial Bancshares, Inc., the preferred stock and warrant issued by ECB Bancorp, Inc. were exchanged for a like amount of securities of Crescent Financial Bancshares, Inc., pursuant to the terms of an agreement among Treasury, ECB Bancorp, Inc., and Crescent Financial Bancshares, Inc. entered into on 4/1/2013. 234/ As a result of the merger of Annapolis Bancorp, Inc. into F.N.B. Corporation, the warrant issued by Annapolis Bancorp, Inc. was exchanged for a like warrant issued by F.N.B. Corporation, pursuant to the terms of an agreement among Treasury, Annapolis Bancorp, Inc., and F.N.B. Corporation entered into on 4/6/2013. 235/ On 04/05/2013, Gold Canyon Bank, Gold Canyon, Arizona was closed by the Arizona Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 236/ On 04/09/2013, Indiana Bank Corp. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the Southern District of Indiana. 237/ On 4/29/2013, Treasury completed the sale of 52,372 shares of NewBridge Bancorp preferred stock at $980.50 per share (less a placement agent fee) for net proceeds of $50,837,238.54, pursuant to a placement agency agreement executed on 4/15/2013. 238/ On 4/29/2013, Treasury completed the sale of 3,000 shares of Tennessee Valley Financial Holdings, Inc. preferred stock at $1,022.11 per share (less a placement agent fee) for net proceeds of $3,041,330.00 and 150 shares of Tennessee Valley Financial Holdings, Inc. preferred stock received upon the exercise of warrants at $1,127.61 per share (less a placement agent fee) for net proceeds of $144,141.50, pursuant to a placement agency agreement executed on 4/15/2013. 239/ On 4/29/2013, Treasury completed the sale of 20,000 shares of First Financial Service Corporation preferred stock at $542.11 per share (less a placement agent fee) for net proceeds of $10,733,778.00, pursuant to a placement agency agreement executed on 4/15/2013. 240/ On 4/29/2013, Treasury completed the sale of 11,949 shares of Plumas Bancorp preferred stock at $1,091.11 per share (less a placement agent fee) for net proceeds of $12,907,296.66, pursuant to a placement agency agreement executed on 4/15/2013. 241/ On 4/29/2013, Treasury completed the sale of 12,000 shares of Guaranty Federal Bancshares, Inc. preferred stock at $967.50 per share (less a placement agent fee) for net proceeds of $11,493,900.00, pursuant to a placement agency agreement executed on 4/15/2013. 242/ On 4/29/2013, Treasury completed the sale of 8,600 shares of BancStar, Inc. preferred stock at $982.67 per share (less a placement agent fee) for net proceeds of $8,366,452.38 and 430 shares of BancStar, Inc. preferred stock received upon the exercise of warrants at $1,001.50 per share (less a placement agent fee) for net proceeds of $426,338.55, pursuant to a placement agency agreement executed on 4/15/2013. 243/ On 4/29/2013, Treasury completed the sale of its Brogan Bankshares, Inc. subordinated debentures for net proceeds of $2,495,024.00 and its Brogan Bankshares, Inc. subordinated debentures received upon the exercise of warrants for net proceeds of $125,135.60, pursuant to a placement agency agreement executed on 4/15/2013. 244/ On 4/29/2013, Treasury completed the sale of its Plato Holdings Inc. subordinated debentures for net proceeds of $2,478,750.00 and its Plato Holdings Inc. subordinated debentures received upon the exercise of warrants for net proceeds of $90,582.47, pursuant to a placement agency agreement executed on 4/15/2013. 245/ On 6/24/2013, Treasury completed the sale of 442 shares of Farmer & Merchants Financial Corporation preferred stock at $962.50 per share (less a placement agent fee) for net proceeds of $400,425.00 and 22 shares of Farmer & Merchants Financial Corporation preferred stock received upon the exercise of warrants at $1,007.50 per share (less a placement agent fee) for net proceeds of -$2,835.00, pursuant to a placement agency agreement executed on 6/14/2013. 246/ On 6/24/2013, Treasury completed the sale of 25,000 shares of Intervest Bancshares Corp preferred stock at $970.00 per share (less a placement agent fee) for net proceeds of $24,007,500.00 , pursuant to a placement agency agreement executed on 6/14/2013. 247/ On 6/24/2013, Treasury completed the sale of 3,727 shares of Pathway Bancorp preferred stock at $1,167.01 per share (less a placement agent fee) for net proceeds of $4,324,446.27 and 186 shares of Pathway Bancorp preferred stock received upon the exercise of warrants at $1,352.50 per share (less a placement agent fee) for net proceeds of $226,565.00, pursuant to a placement agency agreement executed on 6/14/2013. 248/ On 6/24/2013, Treasury completed the sale of its Security State Bank Holding Company subordinated debentures for net proceeds of $12,409,261.43 and its Security State Bank Holding Company subordinated debentures received upon the exercise of warrants for proceeds of $720,368.55, pursuant to a placement agency agreement executed on 6/14/2013. 58 249/ On 6/24/2013, Treasury completed the sale of 2,720 shares of Worthington Financial Holdings, Inc. preferred stock at $861.71 per share (less a placement agent fee) for net proceeds of $2,318,851.2 and 136 shares of Worthington Financial Holdings, Inc. preferred stock received upon the exercise of warrants at $852.50 per share (less a placement agent fee) for proceeds of $90,940.00, pursuant to a placement agency agreement executed on 6/14/2013. 250/ On 6/24/2013, Treasury completed the sale of 8,559 shares of First Western Financial, Inc. preferred stock at $902.50 per share (less a placement agent fee) for net proceeds of $7,647,252.53 , pursuant to a placement agency agreement executed on 6/14/2013. 251/ On 6/24/2013, Treasury completed the sale of 3,881 shares of First Western Financial, Inc. preferred stock at $842.50 per share (less a placement agent fee) for net proceeds of $3,237,045.08, pursuant to a placement agency agreement executed on 6/14/2013. 252/ On 6/28/2013, Treasury completed the sale to MBG Investors I, L.P. of all preferred stock (including the preferred stock received upon the exercise of warrants) issued by Metropolitan Bank Group, Inc. to Treasury for an aggregate purchase price of $26,000,000.00, pursuant to the terms of the agreement among Treasury, MBG Investors I, L.P. and Metropolitan Bank Group, Inc. entered into on 6/26/2013. 59 CAPITAL PURCHASE PROGRAM - CITIGROUP, INC. COMMON STOCK DISPOSITION Date 4/26/2010 5/26/2010 5/26/2010 6/30/2010 7/23/2010 9/30/2010 10/19/2010 12/6/2010 Pricing Mechanism 6 Number of Shares Proceeds 7 1 $4.1217 1,500,000,000 $ 6,182,493,158 $3.8980 1,108,971,857 $ 4,322,726,825 $3.9090 1,500,000,000 $ 5,863,489,587 $4.2609 1,165,928,228 $ 4,967,921,811 $4.3500 2,417,407,607 $ 10,515,723,090 2 3 4 5 12/6/2010 Total Proceeds: $31,852,354,471 1/ On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. 2/ On May 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. 3/ On July 23, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on September 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occured on September 30, 2010. 4/ On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. 5/ On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. Closing of the offering is subject to the fulfillment of certain closing conditions. 6/ The price set forth is the weighted average price for all sales of Citigroup, Inc. common stock made by Treasury over the course of the corresponding period. 7/ Amount represents the gross proceeds to Treasury. 60 COMMUNITY DEVELOPMENT CAPITAL INITIATIVE Seller Name of Institution Footnote Purchase Date 1 1, 2 1, 2 1, 4 1 2a 1 1 1 1 2a 1 1, 3 1 1 1, 2 1 1, 2 1, 7 6 6 6 1, 2 1, 2 1, 2 1, 2 1 1 1 1, 7 1 1 1 7/30/2010 7/30/2010 8/6/2010 8/13/2010 8/13/2010 9/17/2010 8/13/2010 8/13/2010 8/13/2010 8/20/2010 9/24/2010 8/20/2010 8/27/2010 9/3/2010 9/3/2010 9/3/2010 9/10/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 Purchase Details City State Guaranty Capital Corporation University Financial Corp, Inc. Southern Bancorp, Inc. Premier Bancorp, Inc. Belzoni St. Paul Arkadelphia Wilmette MS MN AR IL Citizens Bancshares Corporation Atlanta GA PGB Holdings, Inc. First American International Corp. Tri-State Bank of Memphis Chicago Brooklyn Memphis IL NY TN Mission Valley Bancorp Sun Valley CA M&F Bancorp, Inc. Carver Bancorp, Inc Kilmichael Bancorp, Inc. United Bancorporation of Alabama, Inc. IBW Financial Corporation IBC Bancorp, Inc. CFBanc Corporation American Bancorp of Illinois, Inc. Hope Federal Credit Union Genesee Co-op Federal Credit Union First Eagle Bancshares, Inc. Liberty Financial Services, Inc. First Choice Bank Bainbridge Bancshares, Inc. Virginia Community Capital, Inc. Lower East Side People's Federal Credit Union Atlantic City Federal Credit Union Neighborhood Trust Federal Credit Union Gateway Community Federal Credit Union Union Baptist Church Federal Credit Union Buffalo Cooperative Federal Credit Union Tulane-Loyola Federal Credit Union Alternatives Federal Credit Union Liberty County Teachers Federal Credit Union UNO Federal Credit Union Butte Federal Credit Union Thurston Union of Low-Income People (TULIP) Cooperative Credit Union Phenix Pride Federal Credit Union Pyramid Federal Credit Union Cooperative Center Federal Credit Union Prince Kuhio Federal Credit Union Community First Guam Federal Credit Union Brewery Credit Union Tongass Federal Credit Union Santa Cruz Community Credit Union Northeast Community Federal Credit Union Fairfax County Federal Credit Union Security Federal Corporation Community Bank of the Bay The First Bancshares, Inc. BancPlus Corporation First M&F Corporation State Capital Corporation Lafayette Bancorp, Inc. PSB Financial Corporation Community Bancshares of Mississippi, Inc. First Vernon Bancshares, Inc. Security Capital Corporation BankAsiana Durham New York Kilmichael Atmore Washington Chicago Washington Oak Brook Jackson Rochester Hanover Park New Orleans Cerritos Bainbridge Christiansburg New York Lander New York Missoula Fort Wayne Buffalo New Orleans Ithaca Liberty New Orleans Biggs Olympia Phenix City Tucson Berkeley Honolulu Hagatna Milwaukee Ketchikan Santa Cruz San Francisco Fairfax Aiken Oakland Hattiesburg Ridgeland Kosciusko Greenwood Oxford Many Brandon Vernon Batesville Palisades Park NC NY MS AL DC IL DC IL MS NY IL LA CA GA VA NY WY NY MT IN NY LA NY TX LA CA WA AL AZ CA HI GU WI AK CA CA VA SC CA MS MS MS MS MS LA MS AL MS NJ Amount from CPP Investment Description Subordinated Debentures Subordinated Debentures Preferred Stock Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Common Stock Subordinated Debentures Preferred Stock Preferred Stock Subordinated Debentures Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 14,000,000 11,926,000 11,000,000 6,784,000 7,462,000 3,000,000 17,000,000 2,795,000 5,500,000 11,735,000 18,980,000 10,300,000 6,000,000 4,205,000 7,875,000 5,645,000 5,146,000 18,000,000 1,747,000 5,000,000 50,400,000 30,000,000 15,750,000 4,551,000 9,734,000 54,600,000 6,245,000 17,910,000 - Disposition Details Additional Investment $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,189,000 22,800,000 4,379,000 4,836,000 3,881,000 5,689,000 4,000,000 2,313,000 12,123,000 30,514,000 - Investment Amount $ $ $ $ 14,000,000 22,115,000 33,800,000 6,784,000 $ $ $ $ 11,841,000 3,000,000 17,000,000 2,795,000 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,336,000 11,735,000 18,980,000 3,154,000 10,300,000 6,000,000 8,086,000 5,781,000 5,457,000 4,520,000 300,000 7,875,000 11,334,000 5,146,000 3,372,000 1,915,000 898,000 2,500,000 283,000 1,657,000 10,000 145,000 424,000 2,234,000 435,000 743,000 1,000,000 75,000 153,000 2,500,000 2,799,000 273,000 2,650,000 1,096,000 1,600,000 2,828,000 350,000 8,044,000 22,000,000 4,060,000 17,123,000 80,914,000 30,000,000 15,750,000 4,551,000 9,734,000 54,600,000 6,245,000 17,910,000 5,250,000 Pricing Mechanism Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Amount Date Remaining Investment Amount 11/28/2012 6 $22,115,000 $0 1/29/2013 4 $79,900 $0 5/1/2013 7 $5,146,000 $0 9/26/2012 6 $2,500,000 $0 10/17/2012 6 $1,657,000 $0 10/3/2012 6 $1,096,000 $0 12/28/2012 7 $9,734,000 $0 61 Seller Footnote Purchase Date 6 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 6 9/29/2010 8 6 6 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/30/2010 Name of Institution The Magnolia State Corporation Bancorp of Okolona, Inc. Southern Chautauqua Federal Credit Union Fidelis Federal Credit Union Bethex Federal Credit Union Shreveport Federal Credit Union Carter Federal Credit Union UNITEHERE Federal Credit Union (Workers United Federal Credit Union) North Side Community Federal Credit Union East End Baptist Tabernacle Federal Credit Union Community Plus Federal Credit Union Border Federal Credit Union Opportunities Credit Union First Legacy Community Credit Union Union Settlement Federal Credit Union Southside Credit Union D.C. Federal Credit Union Faith Based Federal Credit Union Greater Kinston Credit Union Hill District Federal Credit Union Freedom First Federal Credit Union Episcopal Community Federal Credit Union Vigo County Federal Credit Union Renaissance Community Development Credit Union Independent Employers Group Federal Credit Union Brooklyn Cooperative Federal Credit Union Purchase Details City State Amount from CPP Investment Description Disposition Details Additional Investment Investment Amount Pricing Mechanism Bay Springs Okolona Lakewood New York Bronx Shreveport Springhill MS MS NY NY NY LA LA Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures $ $ $ $ $ $ $ - $ $ $ $ $ $ $ - $ $ $ $ $ $ $ 7,922,000 3,297,000 1,709,000 14,000 502,000 2,646,000 6,300,000 Par Par Par Par Par Par Par New York NY Subordinated Debentures $ - $ - $ 57,000 Par Chicago Bridgeport Rantoul Del Rio Burlington Charlotte New York San Antonio Washington Oceanside Kinston Pittsburgh Roanoke Los Angeles Terre Haute Somerset Hilo Brooklyn IL CT IL TX VT NC NY TX DC CA NC PA VA CA IN NJ HI NY Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ - $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ - $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 325,000 7,000 450,000 3,260,000 1,091,000 1,000,000 295,000 1,100,000 1,522,000 30,000 350,000 100,000 9,278,000 100,000 1,229,000 31,000 698,000 300,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Total Purchase Amount $ 570,073,000 Amount Date Remaining Investment Amount 3/13/2013 6 $3,297,000 $0 2/6/2013 6 $2,500,000 $3,800,000 3/20/2013 6 $57,000 $0 4/10/2012 6 $350,000 $0 6/12/2013 6 $9,278,000 $0 Total Capital Repayment Amount TOTAL TREASURY COMMUNITY DEVELOPMENT INITIATIVE (CDCI) INVESTMENT AMOUNT $ $57,809,900 512,263,100 1/ This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of investment with Treasury under the CDCI program terms. 2/ Treasury made an additional investment in this institution at the time it entered the CDCI program. 2a/ Treasury made an additional investment in this institution after the time it entered the CDCI program. 3/ On 10/28/2011, Treasury completed the exchange of all Carver Bancorp, Inc. ("Carver") preferred stock held by Treasury for 2,321,286 shares of Carver common stock, pursuant to the terms of the agreement between Treasury and Carver entered into on 06/29/2011. Accrued and previously unpaid dividends were paid on the date of the exchange. 4/ On 3/23/2012, Premier Bank, Wilmette, IL, the banking subsidiary of Premier Bancorp, Inc., was closed by the Illinois Department of Financial and Professional Regulation - Division of Banking, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. On 1/29/2013, UST received $79,900 representing the total amount of distributions paid to creditors as a result of the liquidation of Premier Bancorp, Inc. 5/ Repayment pursuant to Section 5 of the CDCI Certificate of Designation. 6/ Repayment pursuant to Section 6.10 of the CDCI Securities Purchase Agreement 7/ Repayment pursuant to Section 5 of the CDCI Exchange Agreement. 8/ Repayment pursuant to Section 6.11 of the CDCI Securities Purchase Agreement. 9/ Repayment pursuant to Section 5.11 of the CDCI Exchange Agreement. 62 AUTOMOTIVE INDUSTRY FINANCING PROGRAM Exchange/Transfer/Other Details Initial Investment City, State GMAC (Ally) Seller Pricing Mechanism Transaction Type 12/29/2008 Purchase GMAC 5,000,000,000 Par $ 5,000,000,000 N/A 5/21/2009 Purchase GMAC Convertible Preferred Stock w/ Exercised Warrants $ 7,500,000,000 Par 22 12/30/2009 Partial conversion of preferred $ stock for common stock 3,000,000,000 N/A 12/30/2009 Purchase GMAC Convertible Preferred Stock w/ Exercised Warrants $ 1,250,000,000 Par 22, 26 12/30/2010 Partial conversion of preferred $ stock for common stock 5,500,000,000 N/A 26 12/30/2009 Purchase GMAC Trust Preferred Securities w/ Exercised Warrants $ 2,540,000,000 Par 2,670,000,000 N/A 27 GMAC (Ally) 12/29/2008 Purchase 12/31/2008 Purchase 4/22/2009 Purchase General Motors Corporation General Motors Corporation General Motors Corporation Debt Obligation $ Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note Amount 884,024,131 Par 13,400,000,000 Par 2,000,000,000 Par Date 12/30/2009 3/1/2011 2 5/29/2009 7/10/2009 4 7/10/2009 Type Exchange for convertible preferred stock Exchange for amended and restated Trust Preferred Securities Exchange for equity interest in GMAC Exchange for preferred and common stock in New GM Exchange for preferred and common stock in New GM Amount Pricing Mechanism Date Detroit, MI Description Preferred Stock w/ Exercised $ Warrants $ $ 884,024,131 N/A $ 13,400,000,000 N/A $ 2,000,000,000 N/A Obligor Description GMAC (Ally) 21, 22 GMAC (Ally) 3, 26, 32 Convertible Preferred Stock Amount/Equity % $ General Motors General Motors Corporation Debt Obligation w/ Additional Note $ 4,000,000,000 Par 5 7/10/2009 Exchange for preferred and common stock in New GM $ 4,000,000,000 Amount/ Proceeds Remaining Investment Description Remaining Investment Amount/Equity % $ 2,670,000,000 10, Preferred Stock 11, 24 $ 2,100,000,000 3/2/2011 Disposition 28 $ 2,667,000,000 N/A $ 0 2,139,406,778 N/A $ 0 3 7 7 General Motors Company 10, 11, 25 60.8% Common Stock $ 25 $ 11,743,303,903 Common Stock 36.9% 11/26/2010 Partial Disposition 25 $ 1,761,495,577 Common Stock 32.04% 12/21/2012 Partial Disposition 33 $ 5,500,000,000 Common Stock 21.97% 4/11/2013 Partial Disposition 34 $ 1,637,839,844 Common Stock 17.69% 6/12/2013 Partial Disposition 35 $ 1,031,700,000 Common Stock 7/10/2009 Partial Repayment $ 360,624,198 Debt Obligation $ 6,711,864,407 12/18/2009 Partial Repayment $ 1,000,000,000 Debt Obligation $ 5,711,864,407 1/21/2010 Partial Repayment $ 35,084,421 Debt Obligation $ 5,676,779,986 3/31/2010 Partial Repayment $ 1,000,000,000 Debt Obligation $ 4,676,779,986 4/20/2010 Repayment $ 4,676,779,986 $ 0 11/18/2010 Partial Disposition General Motors Company N/A 12/15/2010 Repayment 13.80% Detroit, MI 5/27/2009 6/3/2009 1/16/2009 Chrysler FinCo Purchase Type 73.8% Common Stock Trust Preferred Securities 27 Date 5,937,500,000 7 5/20/2009 Payment or Disposition1 Treasury Investment After Exchange/Transfer/Other Purchase Purchase Purchase General Motors Corporation General Motors Corporation Chrysler FinCo Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note 360,624,198 30,100,000,000 1,500,000,000 Par Par Par 6 8 7/10/2009 Exchange for preferred and common stock in New GM $ 360,624,198 N/A 7/10/2009 Exchange for preferred and common stock in New GM $ 22,041,706,310 N/A 7/10/2009 Transfer of debt to New GM $ 7,072,488,605 N/A 7/10/2009 Debt left at Old GM $ 985,805,085 N/A 7 General Motors Holdings LLC 11, 12 Debt Obligation $ 7,072,488,605 9 9 Motors Liquidation Company 29 Debt Obligation $ 985,805,085 13 Farmington Hills, MI 1/2/2009 4/29/2009 4/29/2009 5/1/2009 Purchase Chrysler Holding Purchase Chrysler Holding Purchase Chrysler Holding Purchase Old Chrysler Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note 4,000,000,000 280,130,642 1,888,153,580 Par Par 6/10/2009 Transfer of debt to New Chrysler $ 4/30/2010 Completion of bankruptcy proceeding; transfer of $ 500,000,000 N/A 19 Chrysler Holding 20 Debt obligation w/ additional note $ 3,500,000,000 3/31/2011 Partial Repayment $ 50,000,000 Debt Obligation $ 935,805,085 4/5/2011 Partial Repayment $ 45,000,000 Debt Obligation $ 890,805,085 5/3/2011 874,917,290 Partial Repayment $ 15,887,795 Debt Obligation $ 12/16/2011 Partial Repayment $ 144,444 Debt Obligation $ 874,772,846 12/23/2011 Partial Repayment $ 18,890,294 Debt Obligation $ 855,882,552 1/11/2012 Partial Repayment $ 6,713,489 Debt Obligation $ 849,169,063 10/23/2012 Partial Repayment $ 435,097 Debt Obligation $ 848,733,966 5/22/2013 Partial Repayment $ 10,048,968 Debt Obligation $ 838,684,999 3/17/2009 Partial Repayment $ 1,496,500,945 4/17/2009 Partial Repayment 5/18/2009 Partial Repayment 6/17/2009 Partial Repayment 7/14/2009 Repayment 15 (1,888,153,580) N/A 23 Old Carco Liquidation Trust 23 Right to recover proceeds N/A $ 3,499,055 $ 31,810,122 $ 51,136,084 $ 44,357,710 Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Additional Note $ 1,464,690,823 $ 1,413,554,739 $ 1,369,197,029 $ 0 $ 1,369,197,029 15,000,000 N/A - N/A - 7/14/2009 Repayment* $ 5/14/2010 Termination and settlement payment 20 $ 1,900,000,000 7/10/2009 Repayment $ 280,130,642 5/10/2010 Proceeds from sale of collateral $ 30,544,528 14 16 N/A 9 N/A $ 0 Right to recover proceeds N/A 63 5/20/2009 Chrysler Purchase Old Chrysler Debt Obligation w/ Additional $ Note - - collateral security to liquidation trust 17 $ 9,666,784 Right to recover proceeds N/A 12/29/2010 Proceeds from sale of collateral $ Right to recover 7,844,409 proceeds N/A 4/30/2012 Proceeds from sale of collateral $ 9,302,185 Right to recover proceeds N/A 5/24/2011 Repayment - Principal $ 5,076,460,000 5/24/2011 Termination of undrawn facility 31 $ 2,065,540,000 5/24/2011 Repayment* - Additional Note $ 288,000,000 9/9/2010 Proceeds from sale of collateral Auburn Hills, MI 5/27/2009 Purchase New Chrysler Debt Obligation w/ Additional $ Note, Zero Coupon Note, Equity 18 6,642,000,000 N/A 6/10/2009 Issuance of equity in New Chrysler $ - N/A Chrysler Group LLC Chrysler Group LLC Total Initial Investment Amount $ 19, 31 Debt obligation w/ additional note & zero coupon note 30 81,344,932,551 Total Treasury Investment Amount $ Common equity $ 7,142,000,000 6.6% 5/24/2011 Repayment* - Zero Coupon Note $ 100,000,000 7/21/2011 Disposition $ 560,000,000 Total Payments $ 43,074,303,341 Additional Proceeds * $ 403,000,000 N/A $ 0 N/A - 32,716,935,630 Footnotes appear on following page. As used in this table and its footnotes: GMAC refers to GMAC Inc., formerly known as GMAC LLC., and now known as Ally Financial, Inc. ("Ally"). "Old GM" refers to General Motors Corporation, which is now known as Motors Liquidation Company. "New GM" refers to General Motors Company, the company that purchased Old GM's assets on 7/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. See also footnote 11. "Chrysler FinCo" refers to Chrysler Financial Services Americas LLC. "Chrysler Holding" refers to CGI Holding LLC, the company formerly known as "Chrysler Holding LLC". "Old Chrysler" refers to Old Carco LLC (fka Chrysler LLC). "New Chrysler" refers to Chrysler Group LLC, the company that purchased Old Chrysler's assets on 6/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. 1. Payment amount does not include accrued and unpaid interest on a debt obligation, which must be paid at the time of principal repayment. 2. Treasury committed to lend General Motors Corporation up to $1,000,000,000. The ultimate funding was dependent upon the level of investor participation in GMAC LLC's rights offering. The amount has been updated to reflect the final level of funding. 3. Pursuant to its rights under the loan agreement with Old GM reported on 12/29/2008, Treasury exchanged its $884 million loan to Old GM for a portion of Old GM’s common equity interest in GMAC. Treasury held a 35.4% common equity interest in GMAC until the transactions reported on 12/30/2009. (See transactions marked by orange line in the table above and footnote 22.) 4. This transaction is an amendment to Treasury's 12/31/2008 agreement with Old GM (the "Old GM Loan"), which brought the total loan amount to $15,400,000,000. 5. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,400,000,000. 6. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,760,624,198. The $360,624,198 loan was used to capitalize GM Warranty LLC, a special purpose vehicle created by Old GM . On 7/10/2009, the principal amount was included in the $7.07 billion of debt assumed by the new GM, as explained in footnote 10. 7. On 7/10/2009, the principal amount outstanding under the Old GM Loan and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM. (See green lines in the table above.) 8. Under the terms of the $33.3 billion debtor-in-possession credit agreement dated 6/3/2009 with Old GM (the "GM DIP Loan"), Treasury's commitment amount was $30.1 billion. The remaining $2.2 billion of the financing was provided by Canadian government entities. As of 7/09/2009, $30.1 billion of funds had been disbursed by Treasury. 9. On 7/10/2009, Treasury and Old GM amended the GM DIP Loan, and the principal amount and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM, except for (i) $7.07 billion, which was assumed by New GM as a new obligation under the terms of a separate credit agreement between Treasury and New GM (see transactions marked by green lines in table above) and (ii) $986 million, which remained a debt obligation of Old GM. 10. In total, for the exchange of the Old GM Loan and the GM DIP Loan (other than as explained in footnote 9), Treasury received $2.1 billion in preferred shares and 60.8% of the common shares of New GM. (See transactions marked by green lines in the table above.) 11. Pursuant to a corporate reorganization completed on or about 10/19/2009, the shareholders of New GM, including with respect to Treasury's preferred and common stock, became shareholders of General Motors Holding Company (the ultimate parent company of New GM), which was renamed "General Motors Company" on an equal basis to their shareholdings in New GM, and New GM was converted to "General Motors LLC". General Motors LLC is a wholly owned subsidiary of General Motors Holdings LLC, and General Motors Holdings LLC is a wholly owned subsidiary of General Motors Company. 12. Pursuant to a corporate reorganization completed on 10/19/2009, Treasury's loan with New GM was assigned and assumed by General Motors Holdings LLC. 13. The loan was funded through Chrysler LB Receivables Trust, a special purpose vehicle created by Chrysler FinCo. The amount of $1,500,000,000 represents the maximum loan amount. The loan was incrementally funded until it reached the maximum amount of $1.5 billion on 4/9/2009. 14. This transaction was an amendment to Treasury's 1/2/2009 agreement with Chrysler Holding. As of 4/30/2009, Treasury's obligation to lend any funds committed under this amendment had terminated. No funds were disbursed. 15. The loan was used to capitalize Chrysler Warranty SPV LLC, a special purpose vehicle created by Old Chrysler. 16. This transaction was set forth in a credit agreement with Old Chrysler fully executed on 5/5/2009 following a term sheet executed on 5/1/2009 and made effective on 4/30/2009. Treasury's commitment was $3.04 billion of the total $4.1 billion debtor-in-possession credit facility (the "Chrysler DIP Loan"). As of 6/30/2009, Treasury's commitment to lend under the Chrysler DIP Loan had terminated. The remaining principal amount reflects the final amount of funds disbursed under the Chrysler DIP Loan. 17. This transaction was an amendment to Treasury's commitment under the Chrysler DIP Loan, which increased Treasury's commitment by an amount $756,857,000 to a total of $3.8 billion under the Chrysler DIP Loan. As of 6/30/2009, Treasury's obligation to lend funds committed under the Chrysler DIP Loan had terminated. 18. This transaction, first reported based on a term sheet fully executed on 5/27/2009 for an amount up to $6.943 billion, was set forth in a credit agreement with New Chrysler fully executed on 6/10/2009. Under the terms of the credit agreement, Treasury made a new commitment to New Chrysler of up to $6.642 billion. The total loan amount is up to $7.142 billion including $500 million of debt assumed on 6/10/2009 from Chrysler Holding originally incurred under Treasury's 1/2/2009 credit agreement with Chrysler Holding. The debt obligations are secured by a first priority lien on the assets of New Chrysler. When the sale to new Chrysler was completed, Treasury acquired the rights to 9.85% of the common equity in new Chrysler. 19. Pursuant to the agreement explained in footnote 18, $500 million of this debt obligation was assumed by New Chrysler. 20. Under loan agreement, as amended on 7/23/2009, Treasury was entitled to proceeds Chrysler Holdco received from Chrysler FinCo equal to the greater of $1.375 billion or 40% of the equity value of Chrysler FinCo. Pursuant to a termination agreement dated 5/14/2010, Treasury agreed to accept a settlement payment of $1.9 billion as satisfaction in full of all existing debt obligations (including additional notes and accrued and unpaid interest) of Chrysler Holdco, and upon receipt of such payment to terminate all such obligations. 21. Amount of the Treasury investment exchange includes the exercised warrants from Treasury's initial investments. 22. Under the terms of an agreement dated 12/30/2009, the convertible preferred shares will mandatorily convert to common stock under the conditions and the conversion price as set forth in the terms of the agreement. 23. On April 30, 2010, the Plan of Liquidation for the debtors of Old Chrysler approved by the respective bankruptcy court became effective (the “Liquidation Plan”). Under the Liquidation Plan, the loan Treasury had provided to Old Chrysler was extinguished without repayment, and all assets of Old Chrysler were transferred to a liquidation trust. Treasury retained the right to recover the proceeds from the liquidation from time to time of the specified collateral security attached to such loan. 24. On October 27, 2010, Treasury accepted an offer by General Motors Company (GM) to repurchase all of the approximately $2.1 billion preferred stock at a price per share of $25.50, which is equal to 102% of the liquidation preference, subject to the closing of the proposed initial public offering of GM’s common stock. The repurchase was completed on 12/15/2010. 25. On 11/17/2010, Treasury agreed to sell 358,546,795 shares of common stock at $32.7525 per share (which represents the $33 public sale price less underwriting discounts and fees) pursuant to an underwriting agreement. Following settlement, the net proceeds to Treasury were $11,743,303,903. On 11/26/2010, the underwriters exercised their option to purchase an additional 53,782,019 shares of common stock from Treasury at the same purchase price resulting in additional proceeds of $1,761,495,577. Treasury's aggregate net proceeds from the sale of common stock pursuant to the underwriting agreement total $13,504,799,480. 26. On 12/30/2010, Treasury converted $5,500,000,000 of the total convertible preferred stock then outstanding and held by Treasury (including exercised warrants) into 531,850 shares of common stock of Ally. Following this conversion, Treasury holds $5,937,500,000 of convertible preferred stock. 27. On 3/1/2011, Treasury entered into an agreement with Ally Financial, Inc. (Ally) and certain other parties to amend and restate the $2,667,000,000 in aggregate liquidation preference of its Ally trust preferred securities so to facilitate a public underwritten offering. At the time of amendment and restatement, Treasury received all outstanding accrued and unpaid dividends and a distribution fee of $28,170,000. 28. On 3/2/2011, Treasury entered into an underwritten offering for all of its Ally trust preferred securities, the proceeds of which were $2,638,830,000, which together with the distribution fee referred to in footnote 27, provided total disposition proceeds to Treasury of $2,667,000,000. This amount does not include the accumulated and unpaid dividends on the trust preferred securities from the date of the amendment and restatement through but excluding the closing date that Treasury will receive separately at settlement. 29. On March 31, 2011, the Plan of Liquidation for Motors Liquidation Company (Old GM) became effective, Treasury’s $986 million loan to Old GM was converted to an administrative claim and the assets remaining with Old GM, including Treasury's liens on certain collateral and other rights attached to the loan, were transferred to liquidation trusts. On December 15, 2011, Old GM was dissolved, as required by the Plan of Liquidation. Treasury retained the right to recover additional proceeds; however, any additional recovery is dependent on actual liquidation proceeds and pending litigation. 30. In June 2009, Treasury provided a $6.6 billion loan commitment to Chrysler Group LLC and received a 9.9 percent equity ownership in Chrysler Group LLC (Chrysler). In January and April 2011, Chrysler met the first and second of three performance related milestones. As a result, Fiat’s ownership automatically increased from 20% to 30%, and Treasury’s ownership was reduced to 8.6%. On May 24, 2011, Fiat, through the exercise of an equity call option, purchased an incremental 16% fully diluted ownership interest in Chrysler for $1.268 billion, reducing Treasury’s ownership to 6.6% (or 6.0% on a fully diluted basis). On July 21, 2011, Fiat, through the exercise of an equity call option, purchased Treasury’s ownership interest for $500 million. In addition, Fiat paid $60 million to Treasury for its rights under an agreement with the UAW retirement trust pertaining to the trust's shares in Chrysler. 31 On May 24, 2011, Chrysler Group LLC terminated its ability to draw on the remaining $2.066 billion outstanding under this loan facility. 32. On November 1, 2011, Treasury received a $201,345.42 pro-rata tax distribution on its common stock from Ally Financial, Inc. pursuant to the terms of the Sixth Amended and Restated Limited Liability Company Operating Agreement of GMAC LLC dated May 22, 2009. 33. On 12/21/2012, Treasury sold 200,000,000 shares of common stock at $27.50 per share pursuant to a letter agreement. Following settlement, the net proceeds to Treasury were $5,500,000,000. 34 On January 18, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 58,392,078 shares of common stock from time to time during the period ending on April 17, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on April 11, 2013. 35. On 6/12/2013, Treasury sold 30,000,000 shares of GM common stock in a registered public offering at $34.41 per share for net proceeds to Treasury of $ 1,031,700,000. 64 AUTOMOTIVE SUPPLIER SUPPORT PROGRAM Seller Footnote Date Name of Institution City State Transaction Type Investment Description Investment Amount Pricing Mechanism Adjustment Details Adjustment Adjusted or Final Amount Investment Amount Adjustment Date Payment or Disposition4 Date 2/11/2010 Partial repayment Partial repayment 3/4/2010 Repayment5 11/20/2009 1 4/9/2009 GM Supplier Receivables LLC Wilmington DE Purchase Debt Obligation w/ Additional Note 7/8/2009 $ 3,500,000,000 3 $ (1,000,000,000) $ N/A 6 2 4/9/2009 Chrysler Receivables SPV LLC INITIAL TOTAL $ 5,000,000,000 Wilmington DE Purchase ADJUSTED TOTAL Debt Obligation w/ Additional Note $ $ 1,500,000,000 N/A 7/8/2009 3 $ (500,000,000) 7 413,076,735 2,500,000,000 Total Repayments $ 413,076,735 $ 290,000,000 $ 1,000,000,000 $ 123,076,735 Remaining Investment Description Type 6 Amount Debt Obligation w/ Additional Note $ 140,000,000 Debt Obligation w/ Additional Note $ 100,000,000 Additional Note $ 50,000,000 4/5/2010 Payment None $ 56,541,893 3/9/2010 4/7/2010 Repayment5 Payment7 Additional Note None $ $ 123,076,735 44,533,054 $ 101,074,947 Total Proceeds from Additional Notes 1/ The loan was funded through GM Supplier Receivables, LLC, a special purpose vehicle created by General Motors Corporation. The amount of $3,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/3/2009. General Motors Company assumed GM Supplier 2/ The loan was funded through Chrysler Receivables SPV LLC, a special purpose vehicle created by Chrysler LLC. The amount of $1,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/7/2009. Chrysler Group LLC assumed Chrysler Receivables SPV LLC on 3/ Treasury issued notice to the institution of the permanent reduced commitment on 7/8/2009; the reduction was effective on 7/1/2009. 4/ Does not include accrued and unpaid interest due on the amount of principal repayment, which interest must be paid at the time of principal repayment. 5/ All outstanding principal drawn under the credit agreement was repaid. 6/ Treasury's commitment was $2.5 billion (see note 3). As of 4/5/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. 7/ Treasury's commitment was $1 billion (see note 3). As of 4/7/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. 65 AUTOMOTIVE INDUSTRY FINANCING PROGRAM - GENERAL MOTORS COMPANY COMMON STOCK DISPOSITION Date 01/18/13 – 04/17/13 3 Pricing Mechanism1 Number of Shares $28.0490 58,392,078 Total Proceeds: Proceeds2 $ 1,637,839,844 $1,637,839,844 1/ The price set forth is the weighted average price for all sales of General Motors Company common stock made by Treasury over the course of the corresponding period. 2/ Amount represents the gross proceeds to Treasury. 3/ On January 18, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 58,392,078 shares of common stock from time to time during the period ending on April 17, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on April 11, 2013. 66 TARGETED INVESTMENT PROGRAM Seller Footnote 1 Date Name of Institution 12/31/2008 Citigroup Inc. Bank of America 1/16/2009 Corporation Treasury Investment Remaining After Capital Repayment Capital Repayment Details City State Transaction Type New York NY Purchase Charlotte NC Purchase Investment Amount Pricing Mechanism Capital Repayment Date Investment Description Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants $ 20,000,000,000 Par 12/23/2009 $ 20,000,000,000 Par 12/9/2009 TOTAL $ 2 Capital Repayment Amount Remaining Capital Amount $ 20,000,000,000 $ $ 20,000,000,000 $ $ 40,000,000,000 Final Disposition Remaining Capital Description Final Disposition Date 0 Warrants 1/25/2011 A Warrants $ 190,386,428 0 Warrants 3/3/2010 A Warrants $ 1,236,804,513 $ 1,427,190,941 3 Final Disposition Description Final Disposition Proceeds 2 40,000,000,000 TOTAL CAPITAL REPAYMENT TOTAL TREASURY TIP INVESTMENT AMOUNT $ Total Warrant Proceeds 0 1/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock, Series I (TIP Shares) “dollar for dollar” for Trust Preferred Securities. 2/ Repayment pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009. 3/ For final disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution, and "A" represents the proceeds to Treasury, after underwriting fees, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution. ASSET GUARANTEE PROGRAM Initial Investment Footnote 1 Date 1/16/2009 Seller Name of Institution Citigroup Inc. 12/23/2009 Citigroup Inc. City New York New York State NY NY Type Guarantee Termination Premium Description Master Agreement Termination Agreement Guarantee Limit $ $ Preferred Stock 5,000,000,000 w/ Warrants $ Exchange/Transfer/Other Details Amount $ Date 2 6/9/2009 Exchange preferred stock for Trust Preferred Securities $ trust preferred securities w/ Warrants 4,034,000,000 4 9/29/2010 Exchange trust preferred securities for trust preferred securities 2,246,000,000 4,034,000,000 Type Payment or Disposition Footnote Description Amount Trust Preferred Securities $ w/ Warrants Footnote Date Type 3 12/23/2009 5 9/30/2010 Disposition $ 1/25/2011 Warrant Auction $ Partial cancellation for early termination of guarantee Amount $ (1,800,000,000) Remaining Premium Description Trust Preferred Securities w/ Warrants Remaining Premium $ 2,234,000,000 $ 0 67,197,045 None $ 0 $ 894,000,000.00 None $ 0 2,246,000,000 Warrants (5,000,000,000) 3 TOTAL Description 0 6 12/28/2012 7 2/4/2013 Trust preferred securities received from the FDIC Exchange Trust preferred securities for subordinated note Trust Preferred Securities $ 800,000,000.00 $ 894,000,000.00 Subordinated Note 8 2/8/2013 Disposition Total Proceeds $ 3,207,197,045 1/ In consideration for the guarantee, Treasury received $4.03 billion of preferred stock, which pays 8% interest. 2/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” for Trust Preferred Securities. 3/ On 12/23/2009, Treasury entered into a Termination Agreement with the other parties to the Master Agreement which served to terminate Treasury’s guarantee and obligations under the Master Agreement. In connection with the early termination of the guarantee, Treasury agreed to cancel $1.8 billion of the AGP Trust Preferred Securities, and the Federal Deposit Insurance Corporation (FDIC) and Treasury agreed that, subject to the conditions set out in the Termination Agreement, the FDIC may transfer $800 million of Trust Preferred Securities to Treasury at the close of Citigroup’s participation in the FDIC’s Temporary Liquidity Guarantee Program. 4/ On 9/29/2010, Treasury entered into an agreement with Citigroup Inc. to exchange $2,234,000,000 in aggregate liquidation preference of its trust preferred securities for $2,246,000,000 in aggregate liquidation preference of trust preferred securities with certain modified terms. At the time of exchange, Citigroup Inc. paid the outstanding accrued and unpaid dividends. 5/ On 9/30/2010, Treasury entered into underwritten offering of the trust preferred securities, the gross proceeds of which do not include accumulated and unpaid distributions from the date of the exchange through the closing date. 6/ 12/28/2012, as contemplated by the Termination Agreement and the Letter Agreement dated 12/23/2009, between Treasury and the Federal Deposit Insurance Corporation (FDIC), Treasury received from the FDIC, Citigroup Inc. trust preferred securities in aggregate liquidation preference equal to $800 million and approximately $183 million in dividend and interest payments from those securities. 7/ On 2/4/2013, Treasury exchanged $800 million in Citigroup Capital XXXIII Trust Preferred Securities (TruPs) for $894 million in Citigroup subordinated notes pursuant to an agreement between Citigroup and Treasury executed on 2/4/2013. Accrued interest on the TruPs was received at the time of the exchange. 8/ On 2/8/2013, Treasury completed the sale of its Citigroup subordinated notes for $894 million plus accrued interest, pursuant to an underwriting agreement executed on 2/8/2012. 67 AMERICAN INTERNATIONAL GROUP, INC. (AIG) INVESTMENT PROGRAM (formerly referred to as Systemically Significant Failing Institutions Program) Seller Name of Institution Note Date 1 11/25/2008 AIG 2, 3 4/17/2009 AIG Purchase Details Exchange/Transfer Details State Transaction Type New York NY Purchase Preferred Stock w/ Warrants (Series D) $ 40,000,000,000 Par New York NY Purchase Preferred Stock w/ Warrants (Series F) $ 29,835,000,000 Par City Investment Description Investment Amount Pricing Mechanism 2 Date Transaction Type 4/17/2009 Exchange Pricing Mechanism Amount Investment Description Preferred Stock w/ Warrants (Series E) 1 $ 40,000,000,000 Par See table below for exchange/transfer details in connection with the recapitalization conducted on 1/14/2011. Final Disposition TOTAL $ 69,835,000,000 Date Investment Transaction Type 3/1/2013 Warrants (Series D) Repurchase $ 25,150,923.10 3/1/2013 Warrants (Series F) Repurchase $ 5,767.50 Total Warrant Proceeds $ Proceeds 25,156,690.60 1/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative Preferred Shares for Series E Fixed Rate Non-Cumulative Preferred Shares with no change to Treasury's initial investment amount. In addition, in order for AIG to fully redeem the Series E Preferred Shares, it had an additional obligation to Treasury of $1,604,576,000 to reflect the cumulative unpaid dividends for the Series D Preferred Shares due to Treasury through and including the exchange date. 2/ The investment amount reflected Treasury's commitment to invest up to $30 billion less a reduction of $165 million representing retention payments AIG Financial Products made to its employees in March 2009. 3/ This transaction does not include AIG's commitment fee of an additional $165 million paid from its operating income over the life of the facility. A $55 million payment was received by Treasury on 12/17/2010. The remaining $110 million payment was received by Treasury on 05/27/2011. AIG POST-RECAPITALIZATION Recapitalization Note Date Investment Description Treasury Holdings Post-Recapitalization Transaction Type Exchange Pricing Mechanism Par Investment Description Preferred Stock (Series G) AIA Preferred Units 4 1/14/2011 Preferred Stock (Series F) Exchange Exchange 1/14/2011 Preferred Stock (Series E) 1/14/2011 Common Stock (non-TARP) Exchange Transfer Amount / Shares $ $ 2,000,000,000 16,916,603,568 $ 3,375,328,432 167,623,733 924,546,133 N/A 6 Date 7 N/A ALICO Junior Preferred Interests 5 Final Disposition Common Stock 562,868,096 7 Transaction Type Proceeds 8 Pricing Mechanism 5/27/2011 Cancellation $ 2/14/2011 Payment $ 185,726,192 Par - N/A 3/8/2011 Payment $ 5,511,067,614 Par 3/15/2011 Payment $ 55,833,333 Par 8/17/2011 Payment $ 97,008,351 Par 8/18/2011 Payment $ 2,153,520,000 Par 9/2/2011 Payment $ 55,885,302 Par 11/1/2011 Payment $ 971,506,765 Par 3/8/2012 Payment $ 5,576,121,382 Par 3/15/2012 Payment $ 1,521,632,096 Par 3/22/2012 Payment $ 1,493,250,339 Par 2/14/2011 Payment $ 2,009,932,072 Par 3/8/2011 Payment $ 1,383,888,037 Par 3/15/2012 Payment $ 44,941,843 Par 5/24/2011 Partial Disposition $ 5,800,000,000 N/A 3/8/2012 Partial Disposition $ 6,000,000,008 N/A 5/6/2012 Partial Disposition $ 4,999,999,993 N/A 5/7/2012 Partial Disposition $ 749,999,972 N/A 8/3/2012 Partial Disposition $ 4,999,999,993 N/A 8/6/2012 Partial Disposition $ 750,000,002 N/A 9/10/2012 Partial Disposition $ 17,999,999,973 N/A 9/11/2012 Partial Disposition $ 2,699,999,965 N/A 12/14/2012 Final Disposition $ 7,610,497,570 N/A Remaining Recap Investment Amount, Shares, or Equity % $ 0 10 $ 0 8 $ 0 8 1,455,037,962 9 77% 1,248,141,410 11 70% 1,084,206,984 12 63% 1,059,616,821 12 61% 895,682,395 13 55% 871,092,231 13 53% 317,246,078 14 22% 234,169,156 14 16% 234,169,156 15 0% Footnotes appear on following page. 68 4/ On 1/14/2011, (A) Treasury exchanged $27,835,000,000 of Treasury's investment in AIG's Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series F) which is equal to the amount funded (including amounts drawn at closing) under the Series F equity capital facility, for (i) the transferred SPV preferred interests and (ii) 167,623,733 shares of AIG Common Stock, and (B) Treasury exchanged $2,000,000,000 of undrawn Series F for 20,000 shares of preferred stock under the new Series G Cumulative Mandatory Convertible Preferred Stock equity capital facility under which AIG has the right to draw up to $2,000,000,000. 5/ On 1/14/2011, Treasury exchanged an amount equivalent to the $40 billion initial investment plus capitalized interest from the April 2009 exchange (see note 1 above) of Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series E) for 924,546,133 shares of AIG Common Stock. 6/ On 1/14/2011, Treasury received 562,868,096 shares of AIG Common Stock from the AIG Credit Facility Trust, which trust was established in connection with the credit facility between AIG and the Federal Reserve Bank of New York. This credit facility was repaid and terminated pursuant to this recapitalization transaction. The trust had received 562,868,096 shares of AIG common stock in exchange for AIG's Series C Perpetual, Convertible Participating Preferred Stock, which was previously held by the trust for the benefit of the U.S. Treasury. 7/ The amount of Treasury's AIA Preferred Units and ALICO Junior Preferred Interests holdings do not reflect preferred returns on the securities that accrue quarterly. 8/ Proceeds include amounts applied to pay (i) accrued preferred returns and (ii) redeem the outstanding liquidation amount. 9/ On 5/27/2011, Treasury completed the sale of 200,000,000 shares of common stock at $29.00 per share for total proceeds of $5,800,000,000, pursuant to an underwriting agreement executed on 05/24/2011. 10/ On 5/27/2011, pursuant to the terms of the agreements governing the Preferred Stock (Series G), the available amount of the Preferred Stock (Series G) was reduced to $0 as a result of AIG’s primary offering of its common stock and the Preferred Stock (Series G) was cancelled. 11/ On 3/13/2012, Treasury completed the sale of 206,896,552 shares of common stock at $29.00 per share for total proceeds of $6,000,000,008, pursuant to an underwriting agreement executed on 3/8/2012. 12/ On 5/10/2012, Treasury completed the sale of 188,524,589 shares of common stock at $30.50 per share for total proceeds of $5,749,999,965, pursuant to an underwriting agreement executed on 5/6/2012. 13/ On 8/8/2012, Treasury completed the sale of 188,524,590 shares of common stock at $30.50 per share for total proceeds of $5,749,999,995, pursuant to an underwriting agreement executed on 8/3/2012. 14/ On 9/14/2012, Treasury completed the sale of 636,923,075 shares of common stock at $32.50 per share for total proceeds of $20,699,999,938, pursuant to an underwriting agreement executed on 9/10/2012. 15/ On 12/14/2012, Treasury completed the sale of 234,169,156 shares of common stock at $32.50 per share for total proceeds of $7,610,497,570, pursuant to an underwriting agreement executed on 12/10/2012. 69 CREDIT MARKET PROGRAMS TERM ASSET-BACKED SECURITIES LOAN FACILITY Seller Footnote Date Name of Institution City State Transaction Type Investment Description Investment Amount Pricing Mechanism Adjusted Investment Date Amount 2 7/19/2010 $ 4,300,000,000 6/28/2012 1 3/3/2009 TALF LLC Wilmington DE Purchase Debt Obligation w/ Additional Note $ 20,000,000,000 3 $ 1,400,000,000 $ 100,000,000 Total Investment Amount $ 100,000,000 N/A 1/15/2013 Final Investment Amount 4 $ 100,000,000 Repayment 5 Description Date Amount 2/6/2013 Principal Repayment $ 100,000,000 2/6/2013 3/6/2013 4/4/2013 5/6/2013 6/6/2013 Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds $ $ $ $ $ 212,829,610 97,594,053 6,069,968 4,419,259 96,496,772 $ 517,409,662 Total Repayment Amount 5 1/ The loan was funded through TALF LLC, a special purpose vehicle created by The Federal Reserve Bank of New York ("FRBNY"). The amount of $20,000,000,000 represents the maximum loan amount. The loan will be incrementally funded. 2/ On 7/19/2010, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously entered into on 3/3/2009, which amendment reduced Treasury's maximum loan amount to $4,300,000,000. 3/ On 6/28/2012, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously amended 7/19/2010, which reduced Treasury's maximum loan amount to $1,400,000,000. 4/ On 1/15/2013, Treasury, the FRBNY and TALF LLC entered into an amendment that stated that, due to the fact that the accumulated fees collected through TALF exceed the total principal amount of TALF loans outstanding, Treasury’s commitment of TARP funds to provide credit protection is no longer necessary. 5/ Repayment amounts do not include accrued interest proceeds received on 2/6/2013, which are reflected on the Dividends & Interest Report. 70 CREDIT MARKET PROGRAMS SBA 7a SECURITIES PURCHASE PROGRAM Purchase Details 1 Date 3/19/2010 3/19/2010 3/19/2010 4/8/2010 4/8/2010 5/11/2010 5/11/2010 5/11/2010 5/25/2010 5/25/2010 6/17/2010 6/17/2010 7/14/2010 7/14/2010 7/14/2010 7/29/2010 7/29/2010 8/17/2010 8/17/2010 8/17/2010 8/31/2010 8/31/2010 8/31/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 Investment Description Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2016 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2017 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2019 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2024 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2021 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2026 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2035 Total Purchase Face Amount Settlement Details Purchase Face Amount 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,070,000 7,617,617 8,030,000 23,500,000 8,900,014 10,751,382 12,898,996 8,744,333 8,417,817 17,119,972 34,441,059 28,209,085 6,004,156 6,860,835 13,183,361 2,598,386 9,719,455 8,279,048 5,000,000 10,000,000 9,272,482 10,350,000 6,900,000 8,902,230 8,050,000 5,750,000 5,741,753 3,450,000 11,482,421 13,402,491 14,950,000 $ 332,596,893 Pricing Mechanism TBA or PMF3 Investment Amount Settlement Date 107.75 109 108.875 110.502 107.5 106.806 109.42 110.798 110.125 109.553 110.785 112.028 106.625 108.505 111.86 108.4375 106.75 110.198 110.088 110.821 110.515 112.476 105.875 111.584 110.759 106.5 110.5 110.875 113.838 113.9 114.006 - 3/24/2010 3/24/2010 3/24/2010 5/28/2010 4/30/2010 6/30/2010 6/30/2010 6/30/2010 7/30/2010 7/30/2010 8/30/2010 8/30/2010 9/30/2010 9/30/2010 9/30/2010 9/30/2010 10/29/2010 9/30/2010 10/29/2010 10/29/2010 9/29/2010 10/29/2010 11/30/2010 10/29/2010 11/30/2010 11/30/2010 11/30/2010 11/30/2010 12/30/2010 11/30/2010 12/30/2010 TOTAL INVESTMENT AMOUNT 2, 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Senior Security Proceeds 4 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 2,184 4,130 4,348 12,983 4,783 5,741 7,057 4,844 4,635 9,377 19,077 15,801 3,200 3,722 7,373 1,408 5,187 4,561 2,752 5,541 5,123 5,820 3,652 4,966 4,458 3,061 3,172 1,912 6,535 7,632 8,521 Total Senior Security Proceeds $ 183,555 $ 4,377,249 8,279,156 8,716,265 26,041,643 9,598,523 11,511,052 14,151,229 9,717,173 9,294,363 18,801,712 38,273,995 31,693,810 6,416,804 7,462,726 14,789,302 2,826,678 10,394,984 9,150,989 5,520,652 11,115,031 10,277,319 11,672,766 7,319,688 9,962,039 8,940,780 6,134,172 6,361,173 3,834,428 13,109,070 15,308,612 17,092,069 TBA or PMF3 - Final Disposition 368,145,452 Trade Date PMF6 6/21/2011 10/19/2011 6/21/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 9/20/2011 6/21/2011 9/20/2011 6/21/2011 10/19/2011 6/21/2011 1/24/2012 6/21/2011 9/20/2011 10/19/2011 10/19/2011 9/20/2011 10/19/2011 1/24/2012 1/24/2012 1/24/2012 1/24/2012 1/24/2012 10/19/2011 1/24/2012 10/19/2011 1/24/2012 - Purchase Face Amount 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,070,000 7,617,617 8,030,000 23,500,000 8,900,014 10,751,382 12,898,996 8,744,333 8,417,817 17,119,972 34,441,059 28,209,085 6,004,156 6,860,835 13,183,361 2,598,386 9,719,455 8,279,048 5,000,000 10,000,000 9,272,482 10,350,000 6,900,000 8,902,230 8,050,000 5,750,000 5,741,753 3,450,000 11,482,421 13,402,491 14,950,000 Current Face Amount 6, 8 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 3,151,186 5,891,602 5,964,013 22,350,367 6,542,218 9,819,270 12,570,392 8,483,188 8,171,159 15,030,712 32,656,125 25,930,433 5,656,049 6,520,875 12,704,841 1,903,407 9,531,446 6,425,217 4,580,543 9,030,539 8,403,846 10,099,555 6,236,800 7,503,681 7,053,867 5,473,724 4,307,881 3,367,168 10,592,775 12,963,737 14,562,161 Life-to-date Principal Received Disposition Amount 5, 6 1, 8 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 902,633 1,685,710 2,022,652 1,149,633 2,357,796 932,112 328,604 261,145 246,658 2,089,260 1,784,934 2,278,652 348,107 339,960 478,520 694,979 188,009 1,853,831 419,457 969,461 868,636 250,445 663,200 1,398,549 996,133 276,276 1,433,872 82,832 889,646 438,754 387,839 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 3,457,746 6,462,972 6,555,383 25,039,989 7,045,774 10,550,917 13,886,504 9,482,247 8,985,818 16,658,561 36,072,056 29,142,474 6,051,772 7,105,304 14,182,379 2,052,702 10,223,264 7,078,089 5,029,356 9,994,806 9,230,008 11,314,651 6,556,341 8,269,277 7,703,610 5,764,858 4,693,918 3,698,411 11,818,944 14,433,039 16,383,544 Disposition Proceeds $ 334,924,711 TOTAL PROGRAM PROCEEDS TO DATE7 $ 376,748,302 1/ The amortizing principal and interest payments are reported on the monthly Dividends and Interest Report available at www.FinancialStability.gov. 2/ Investment Amount is stated after applying the appropriate month's factor and includes accrued interest paid at settlement, if applicable. 3/ If a purchase is listed as TBA, or To-Be-Announced, the underlying loans in the SBA Pool have yet to come to market, and the TBA pricing mechanism, purchase face amount, investment amount and senior security proceeds will be adjusted within the variance permitted under the program terms. If a purchase is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security and senior security are priced according to the prior-month's factor. The PMF investment amount and senior security proceeds will be adjusted after publication of the applicable month's factor (on or about the 11th business day of each month). 4/ In order to satisfy the requirements under Section 113 of the Emergency Economic Stabilization Act of 2008, Treasury will acquire a senior indebtedness instrument (a Senior Security) from the seller of each respective SBA 7a Security. Each Senior Security will (i) have an aggregate principal amount equal to the product of (A) 0.05% and (B) the Investment Amount (excluding accrued interest) paid by Treasury for the respective SBA 7a Security, and (ii) at the option of the respective seller, may be redeemed at par value immediately upon issuance, or remain outstanding with the terms and conditions as set forth in the Master Purchase Agreement. 5/ Disposition Amount is stated after applying the appropriate month's factor and includes accrued interest received at settlement, if applicable. If the disposition is listed as PMF, the disposition amount will be adjusted after publication of the applicable month's factor. 6/ If a disposition is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security is priced according to the prior-month's factor. The PMF disposition amount will be adjusted after publication of the applicable month's factor (on or about the 11th business day of each month). 7/ Total Program Proceeds To Date includes life-to-date disposition proceeds, life-to-date principal received, life-to-date interest received, and senior security proceeds (excluding accruals). 8/ The sum of Current Face Amount and Life-to-date Principal Received will equal Purchase Face Amount for CUSIPs that were originally purchased as TBAs only after the applicable month's factor has been published and trailing principal & interest payments have been received. 71 CREDIT MARKET PROGRAMS LEGACY SECURITIES PUBLIC-PRIVATE INVESTMENT PROGRAM (S-PPIP) Preliminary Adjusted Commitment Seller Footnote Date 1 9/30/2009 2 1 9/30/2009 9/30/2009 Name of Institution UST/TCW Senior Mortgage Securities Fund, L.P. UST/TCW Senior Mortgage Securities Fund, L.P. Invesco Legacy Securities Master Fund, L.P. City Wilmington Wilmington Wilmington Transaction State Type DE DE DE Purchase Purchase Purchase Commitment Amount Investment Description Membership Interest Debt Obligation w/ Contingent Proceeds Membership Interest $ $ $ 1,111,111,111 2,222,222,222 1,111,111,111 Pricing Mechanism Date Par 1/4/2010 Par Par 1/4/2010 3 Amount 4 $ 4 $ 156,250,000 200,000,000 3/22/2010 6 $ 1,244,437,500 Final Investment Final Commitment Amount Date 1/4/2010 1/4/2010 7/16/2010 7 Amount Amount 4 $ 4 $ $ 156,250,000 200,000,000 856,000,000 9 Amount $ $ $ 156,250,000 200,000,000 580,960,000 Capital Repayment Details Repayment Date 1/15/2010 9/30/2009 Invesco Legacy Securities Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 9/26/2011 8 $ 1,161,920,000 $ 1,161,920,000 Repayment Amount $ 156,250,000 Amount $ 1/11/2010 $ 34,000,000 $ 1/12/2010 $ 166,000,000 $ 2/18/2010 $ 2,444,347 $ 0 0 578,515,653 Membership Interest 3,533,199 $ 574,982,454 Membership Interest 30,011,187 $ 544,971,267 Membership Interest 11/15/2010 $ 66,463,982 $ 478,507,285 Membership Interest 12/14/2010 $ 15,844,536 $ 462,662,749 Membership Interest 1/14/2011 $ 13,677,726 $ 448,985,023 Membership Interest 2/14/2011 $ 48,523,845 $ 400,461,178 Membership Interest 3/14/2011 $ 68,765,544 $ 331,695,634 Membership Interest 4/14/2011 $ 77,704,254 $ 253,991,380 Membership Interest 5/20/2011 $ 28,883,733 $ 225,107,647 Membership Interest 6/14/2011 $ 9,129,709 $ 215,977,938 Membership Interest 7/15/2011 $ 31,061,747 $ 184,916,192 Membership Interest 8/12/2011 $ 10,381,214 $ 174,534,977 Membership Interest 10/17/2011 $ 6,230,731 $ 168,304,246 Membership Interest 12/14/2011 $ 1,183,959 $ 167,120,288 Membership Interest 1/17/2012 $ 1,096,185 $ 166,024,103 Membership Interest 2/14/2012 $ 1,601,688 $ 164,422,415 Membership Interest 3/14/2012 $ 3,035,546 $ 161,386,870 Membership Interest 2/18/2010 $ 4,888,718 $ 4/15/2010 $ 7,066,434 $ 9/15/2010 $ 60,022,674 $ 11/15/2010 $ 132,928,628 $ 12/14/2010 $ 31,689,230 $ 1/14/2010 $ 27,355,590 $ 2/14/2011 $ 92,300,138 $ 3/14/2011 $ 128,027,536 $ 4/14/2011 $ 155,409,286 $ 5/20/2011 $ 75,085,485 $ 6/14/2011 $ 18,259,513 $ 7/15/2011 $ 62,979,809 $ 8/12/2011 $ 20,762,532 $ 10/17/2011 $ 37,384,574 $ 12/14/2011 $ 7,103,787 $ 1/17/2012 $ 6,577,144 $ Proceeds 5 Distribution 2/24/2010 Final Distribution 1/29/2010 Distribution 2/24/2010 Final Distribution 3/29/2012 Distribution 8/9/2012 Distribution 9/28/2012 Final Distribution Adjusted 6/4/2013 Distribution Contingent Proceeds $ $ Description 1/29/2010 5 $ 20,091,872 $ 48,922 Debt Obligation w/ Contingent 166,000,000 Proceeds $ 161,386,870 Date Membership Interest 9/15/2010 $ Distribution or Disposition Description 4/15/2010 3/29/2012 2 Investment After Capital Repayment 0 5 $ 502,302 $ 1,223 $ 56,390,209 $ 1,056,751 $ 18,772 $ 69,399 5 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 Membership Interest 10 5 5 5, 13 5 Debt Obligation w/ Contingent 1,157,031,282 Proceeds Debt Obligation w/ Contingent 1,149,964,848 Proceeds Debt Obligation w/ Contingent 1,089,942,174 Proceeds Debt Obligation w/ Contingent 957,013,546 Proceeds Debt Obligation w/ Contingent 925,324,316 Proceeds Debt Obligation w/ Contingent 897,968,726 Proceeds Debt Obligation w/ Contingent 805,668,588 Proceeds Debt Obligation w/ Contingent 677,641,052 Proceeds Debt Obligation w/ Contingent 522,231,766 Proceeds Debt Obligation w/ Contingent 447,146,281 Proceeds Debt Obligation w/ Contingent 428,886,768 Proceeds Debt Obligation w/ Contingent 365,906,960 Proceeds Debt Obligation w/ Contingent 345,144,428 Proceeds Debt Obligation w/ Contingent 307,759,854 Proceeds Debt Obligation w/ Contingent 300,656,067 Proceeds Debt Obligation w/ Contingent 294,078,924 Proceeds 72 Preliminary Adjusted Seller Footnote Date Name of Institution Commitment City Transaction Type State Commitment Amount Investment Description Pricing Mechanism Date 3 Amount Final Investment Final Commitment Amount Date 7 Amount Amount 9 Amount Capital Repayment Details Repayment Date 2/14/2012 3/14/2012 1 2 1 10/1/2009 10/1/2009 10/2/2009 Wellington Management Legacy Securities PPIF Master Fund, LP Wellington Management Legacy Securities PPIF Master Fund, LP AllianceBernstein Legacy Securities Master Fund, L.P. Wilmington Wilmington Wilmington DE DE DE Purchase Purchase Purchase Membership Interest Debt Obligation w/ Contingent Proceeds Membership Interest $ $ $ 1,111,111,111 2,222,222,222 1,111,111,111 Par Par Par 3/22/2010 6 $ 1,262,037,500 3/22/2010 6 $ 2,524,075,000 3/22/2010 6 $ 1,244,437,500 7/16/2010 7/16/2010 7/16/2010 $ $ $ 1,149,487,000 2,298,974,000 1,150,423,500 $ $ $ 1,149,487,000 2,298,974,000 1,064,141,738 1 10/2/2009 10/2/2009 AllianceBernstein Legacy Securities Master Fund, L.P. Blackrock PPIF, L.P. Wilmington Wilmington DE DE Purchase Purchase Debt Obligation w/ Contingent Proceeds Membership Interest $ $ 2,222,222,222 1,111,111,111 Par Par 3/22/2010 6 $ 2,488,875,000 3/22/2010 6 $ 1,244,437,500 7/16/2010 7/16/2010 $ $ 2,300,847,000 694,980,000 12 $ $ 2,128,000,000 528,184,800 Repayment Amount $ $ 9,610,173 284,468,750 Amount $ $ Description Date 0 62,499,688 $ 1,086,987,313 Membership Interest $ 152,499,238 $ 934,488,075 Membership Interest 1/15/2013 $ 254,581,112 $ 679,906,963 Membership Interest 2/13/2013 $ 436,447,818 $ 243,459,145 Membership Interest 3/13/2013 $ 243,459,145 $ 6/26/2012 $ 125,000,000 $ 9/17/2012 $ 305,000,000 $ 12/6/2012 $ 800,000,000 $ 12/21/2012 $ 630,000,000 $ 1/15/2013 $ 97,494,310 $ 1/24/2013 $ 341,479,690 $ - Contingent Proceeds 1/15/2010 $ 44,043 $ 1,064,097,694 Membership Interest 10 2/14/2011 $ 712,284 $ 1,063,385,410 Membership Interest 10 3/14/2011 $ 6,716,327 $ 1,056,669,083 Membership Interest 10 4/14/2011 $ 7,118,388 $ 1,049,550,694 Membership Interest 10 5/14/2012 $ 39,999,800 $ 1,009,550,894 Membership Interest 10 6/14/2012 $ 287,098,565 $ 722,452,330 Membership Interest 10 653,702,674 Membership Interest 10 292,454,480 Membership Interest 10 $ 68,749,656 8/14/2012 $ 361,248,194 $ $ 5/16/2011 $ 6/14/2011 5/3/2012 292,454,480 $ 30,244,575 $ $ 88,087 $ $ 80,000,000 $ 5/14/2012 $ 30,000,000 $ 5/23/2012 $ 500,000,000 $ 6/14/2012 $ 44,200,000 $ 6/25/2012 $ 120,000,000 $ 7/16/2012 $ 17,500,000 $ 7/27/2012 $ 450,000,000 $ 8/14/2012 $ 272,500,000 $ 8/22/2012 $ 583,467,339 $ 8/14/2012 $ 90,269,076 $ Proceeds 5 3/29/2012 Distribution 8/9/2012 Distribution 9/28/2012 Final Distribution Adjusted 6/4/2013 Distribution 3/13/2013 Distribution 4/17/2013 Distribution 8/30/2012 Distribution 9/12/2012 Distribution 9/19/2012 Distribution 3,434,460 5, 13 5 40,556 $ 469 $ 1,735 $ 479,509,240 $ 16,195,771 $ 75,278,664 10 10 10 10 0 Membership Interest Debt Obligation w/ Contingent 2,173,974,000 Proceeds Debt Obligation w/ Contingent 1,868,974,000 Proceeds Debt Obligation w/ Contingent 1,068,974,000 Proceeds Debt Obligation w/ Contingent 438,974,000 Proceeds Debt Obligation w/ Contingent 341,479,690 Proceeds - $ $ 5 10 $ 7/16/2012 Description Contingent Proceeds 9/17/2012 $ Distribution or Disposition Debt Obligation w/ Contingent 284,468,750 Proceeds 7/16/2012 8/30/2012 2 Investment After Capital Repayment Membership Interest 10 10/1/2012 Distribution 12/21/2012 Distribution 10/3/2012 Distribution 12/21/2012 Distribution 11/5/2012 Distribution 5 5, 11 5, 11 5, 11 5, 11 5, 11 5, 11 $ 79,071,633 $ 106,300,357 $ 25,909,972 $ 678,683 $ 12,012,957 $ 16,967 $ 297,511,708 Debt Obligation w/ Contingent 2,097,755,425 Proceeds Debt Obligation w/ Contingent 2,097,667,339 Proceeds Debt Obligation w/ Contingent 2,017,667,339 Proceeds Debt Obligation w/ Contingent 1,987,667,339 Proceeds Debt Obligation w/ Contingent 1,487,667,339 Proceeds Debt Obligation w/ Contingent 1,443,467,339 Proceeds Debt Obligation w/ Contingent 1,323,467,339 Proceeds Debt Obligation w/ Contingent 1,305,967,339 Proceeds Debt Obligation w/ Contingent 855,967,339 Proceeds Debt Obligation w/ Contingent 583,467,339 Proceeds - Contingent Proceeds 437,915,724 Membership Interest 9/17/2012 $ 8,833,632 $ 429,082,092 Membership Interest 10/15/2012 $ 10,055,653 $ 419,026,439 Membership Interest 11/5/2012 $ 419 026 439 $ 5, 11 5, 11 10 10 10 - Membership Interest 10 5, 11 73 Preliminary Adjusted Seller Footnote 2 1 Date 10/2/2009 Name of Institution Blackrock PPIF, L.P. 10/30/2009 AG GECC PPIF Master Fund, L.P. Commitment City Wilmington Wilmington Transaction Type State DE DE Purchase Purchase Commitment Amount Investment Description Debt Obligation w/ Contingent Proceeds Membership Interest $ $ 2,222,222,222 1,111,111,111 Pricing Mechanism Par Par Date 3 Amount 3/22/2010 6 $ 2,488,875,000 3/22/2010 6 $ 1,271,337,500 Final Investment Final Commitment Amount Date 7/16/2010 7/16/2010 7 Amount Amount $ $ 1,389,960,000 1,243,275,000 9 Amount $ $ 1,053,000,000 1,117,399,170 Capital Repayment Details Repayment Date 11/5/2012 7/31/2012 1 10/30/2009 AG GECC PPIF Master Fund, L.P. 11/4/2009 RLJ Western Asset Public/Private Master Fund, L.P. Wilmington Wilmington DE DE Purchase Purchase Debt Obligation w/ Contingent Proceeds Membership Interest $ $ 2,222,222,222 1,111,111,111 Par Par 3/22/2010 6 $ 2,542,675,000 3/22/2010 6 $ 1,244,437,500 7/16/2010 7/16/2010 $ $ 2,486,550,000 620,578,258 $ $ 2,234,798,340 620,578,258 $ Repayment Amount 419,026,439 175,000,000 Amount $ $ 5,539,055 $ 8/31/2012 $ 16,000,000 $ 9/17/2012 $ 1,667,352 $ 9/28/2012 $ 35,000,000 $ 10/15/2012 $ 25,334,218 $ 10/18/2012 $ 794,459,374 $ - Contingent Proceeds $ 87,099,565 $ 1,030,299,606 Membership Interest 3/14/2012 $ 99,462,003 $ 930,837,603 Membership Interest 5/14/2012 $ 74,999,625 $ 855,837,978 Membership Interest 7/16/2012 $ 18,749,906 $ 837,088,072 Membership Interest 8/14/2012 $ 68,399,658 $ 768,688,414 Membership Interest 9/17/2012 $ 124,999,375 $ 643,689,039 Membership Interest 10/15/2012 $ 240,673,797 $ 403,015,242 Membership Interest 11/15/2012 $ 45,764,825 $ 357,250,417 Membership Interest 12/14/2012 $ 24,588,926 $ 332,661,491 Membership Interest 1/15/2013 $ 30,470,429 $ 302,191,061 Membership Interest 2/14/2013 $ 295,328,636 $ 6,862,425 Membership Interest 6,862,425 $ 2/14/2012 $ 174,200,000 $ 3/14/2012 $ 198,925,000 $ 5/14/2012 $ 150,000,000 $ 7/16/2012 $ 37,500,000 $ 8/14/2012 $ 136,800,000 $ 9/17/2012 $ 250,000,000 $ 10/15/2012 $ 481,350,000 $ 11/15/2012 $ 274,590,324 $ 12/14/2012 $ 147,534,295 $ 1/15/2013 $ 182,823,491 $ 2/14/2013 $ 201,075,230 $ 3/14/2011 $ 1,202,957 $ Date Description 12/5/2012 Distribution 11/5/2012 Distribution 12/5/2012 Distribution 5, 11 Proceeds $ 57,378,964 $ 8,289,431 $ 1,433,088 $ 184,431,858 Debt Obligation w/ Contingent 878,000,000 Proceeds Debt Obligation w/ Contingent 872,460,945 Proceeds Debt Obligation w/ Contingent 856,460,945 Proceeds Debt Obligation w/ Contingent 854,793,592 Proceeds Debt Obligation w/ Contingent 819,793,592 Proceeds Debt Obligation w/ Contingent 794,459,374 Proceeds 2/14/2012 $ Distribution or Disposition Description Membership Interest $ 8/14/2012 2/21/2013 2 $ Investment After Capital Repayment - 5, 11 5, 11 10 10 10 10 10 10 10 10 10 10 10 Membership Interest 10 2/21/2013 Distribution 2/27/2013 Distribution 3/14/2013 Distribution 4/19/2013 Distribution 4/25/2013 Distribution 5/29/2013 Distribution 4/19/2013 Distribution 4/25/2013 Distribution 5/29/2013 Distribution 5, 11 5, 11 5, 11 5, 11 5, 11 5, 11 $ 20,999,895 $ 156,174,219 $ 105,620,441 $ 42,099,442 $ 49,225,244 $ 17,118,005 $ 1,052,497 $ 1,230,643 Debt Obligation w/ Contingent 2,060,598,340 Proceeds Debt Obligation w/ Contingent 1,861,673,340 Proceeds Debt Obligation w/ Contingent 1,711,673,340 Proceeds Debt Obligation w/ Contingent 1,674,173,340 Proceeds Debt Obligation w/ Contingent 1,537,373,340 Proceeds Debt Obligation w/ Contingent 1,287,373,340 Proceeds Debt Obligation w/ Contingent 806,023,340 Proceeds Debt Obligation w/ Contingent 531,433,016 Proceeds Debt Obligation w/ Contingent 383,898,721 Proceeds Debt Obligation w/ Contingent 201,075,230 Proceeds - Contingent Proceeds 619,375,301 Membership Interest 10 4/14/2011 $ 3,521,835 $ 615,853,465 Membership Interest 10 8/14/2012 $ 104,959,251 $ 510,894,215 Membership Interest 10 9/17/2012 $ 72,640,245 $ 438,253,970 Membership Interest 10 9/28/2012 $ 180,999,095 $ 257,254,875 Membership Interest 10 10/15/2012 $ 134,999,325 $ 122,255,550 Membership Interest 10 5, 11 5, 11 5, 11 74 Preliminary Adjusted Seller Footnote Date Name of Institution Commitment City Transaction Type State Commitment Amount Investment Description Pricing Mechanism Date 3 Amount Final Investment Final Commitment Amount Date 7 Amount Amount 9 Amount Capital Repayment Details Repayment Date 10/19/2012 2 1 2 1 11/4/2009 RLJ Western Asset Public/Private Master Fund, L.P. 11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. 11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. 12/18/2009 Oaktree PPIP Fund, L.P. Wilmington Wilmington Wilmington Wilmington DE DE DE DE Purchase Purchase Purchase Purchase Debt Obligation w/ Contingent Proceeds Membership Interest Debt Obligation w/ Contingent Proceeds Membership Interest $ $ $ $ 2,222,222,222 1,111,111,111 2,222,222,222 1,111,111,111 Par Par Par Par 3/22/2010 6 $ 2,488,875,000 3/22/2010 6 $ 1,244,437,500 3/22/2010 6 $ 2,488,875,000 3/22/2010 6 $ 1,244,437,500 7/16/2010 7/16/2010 7/16/2010 7/16/2010 $ $ $ $ 1,241,156,516 474,550,000 949,100,000 1,160,784,100 $ $ $ $ 1,241,000,000 474,550,000 949,000,000 555,904,633 Investment After Capital Repayment Repayment Amount $ 122,255,550 Amount $ 5/13/2011 $ 13,531,530 $ 7/31/2012 $ 618,750,000 $ 8/9/2012 $ 151,006,173 $ 8/14/2012 $ 11,008,652 $ 8/23/2012 $ 160,493,230 $ 8/29/2012 $ 103,706,836 $ 9/17/2012 $ 20,637,410 $ 9/21/2012 $ 161,866,170 $ Description - - $ 400,050,373 Membership Interest 11/15/2012 $ 59,787,459 $ 340,262,914 Membership Interest 12/14/2012 $ 40,459,092 $ 299,803,821 Membership Interest 1/15/2013 $ 10,409,317 $ 289,394,504 Membership Interest 1/30/2013 $ 219,998,900 $ 69,395,604 Membership Interest 2/25/2013 $ 39,026,406 $ 30,369,198 Membership Interest 3/25/2013 $ 30,369,198 $ $ 11/15/2012 $ 119,575,516 $ 11/20/2012 $ 195,000,000 $ 12/14/2012 $ 47,755,767 $ 1/15/2013 $ 62,456,214 $ 1/24/2013 $ 375,212,503 $ Distribution 10/19/2012 Distribution 11/2/2012 Distribution 12/21/2012 Distribution 3/25/2013 Distribution 4/16/2013 Distribution 5/16/2013 Distribution 5, 11 147,464,888 $ 148,749,256 $ 549,997 - 5, 11 5, 11 $ 6,789,287 $ 5, 11 3,718,769 $ 13,750 10 10 10 Membership Interest 10 5, 11 5, 11 5, 11 $ 164,629,827 $ 71,462,104 $ 38,536,072 Debt Obligation w/ Contingent 800,000,000 Proceeds Debt Obligation w/ Contingent 680,424,484 Proceeds Debt Obligation w/ Contingent 485,424,484 Proceeds Debt Obligation w/ Contingent 437,668,717 Proceeds Debt Obligation w/ Contingent 375,212,503 Proceeds - Contingent Proceeds $ 516,404,830 Membership Interest 10 3/14/2012 $ 39,387,753 $ 477,017,077 Membership Interest 10 9/17/2012 $ 22,111,961 $ 454,905,116 Membership Interest 10 10/15/2012 $ 32,496,972 $ 422,408,144 Membership Interest 10 11/15/2012 $ 111,539,536 $ 310,868,608 Membership Interest 10 12/14/2012 $ 55,540,026 $ 255,328,581 Membership Interest 10 240,478,671 Membership Interest 10 1/15/2013 $ 14,849,910 $ 4/12/2013 $ 18,268,328 $ 222,210,343 Membership Interest 10 5/14/2013 $ 70,605,973 $ 151,604,370 Membership Interest 10 5/28/2013 $ 119,769,362 $ 31,835,008 Membership Interest 10 $ 12/21/2012 5, 11 10 39,499,803 31,835,008 Distribution Proceeds $ 10 $ $ 11/2/2012 5, 11 10 7/15/2011 6/3/2013 Distribution 10 Contingent Proceeds 74,499,628 149,000,000 Description 10/19/2012 Debt Obligation w/ Contingent 1,227,468,470 Proceeds Debt Obligation w/ Contingent 608,718,470 Proceeds Debt Obligation w/ Contingent 457,712,297 Proceeds Debt Obligation w/ Contingent 446,703,645 Proceeds Debt Obligation w/ Contingent 286,210,415 Proceeds Debt Obligation w/ Contingent 182,503,579 Proceeds Debt Obligation w/ Contingent 161,866,170 Proceeds $ $ Date Membership Interest 9/17/2012 9/17/2012 Distribution or Disposition - Membership Interest 10 4/16/2013 Distribution 5/16/2013 Distribution 6/3/2013 Distribution 6/14/2013 Distribution 6/24/2013 Distribution 6/26/2013 Distribution 5, 11 5, 11 5, 11 5, 11 5, 11 5, 11 $ 7,143,340 $ 963,411 $ 46,575,750 $ 54,999,725 $ 27,999,860 $ 11,749,941 75 Preliminary Adjusted Seller Footnote 2 Date Name of Institution 12/18/2009 Oaktree PPIP Fund, L.P. Commitment City Wilmington Transaction Type State DE Purchase Commitment Amount Investment Description Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Pricing Mechanism Par Date 3 Amount 3/22/2010 6 $ 2,488,875,000 Final Investment Final Commitment Amount Date 7/16/2010 7 Amount Amount $ 9 Amount 2,321,568,200 $ 1,111,000,000 Capital Repayment Details Repayment Date $ 30,000,000,000 FINAL COMMITMENT AMOUNT $ Repayment Amount Amount Description 7/15/2011 $ 79,000,000 $ 3/14/2012 $ 78,775,901 $ Debt Obligation w/ Contingent 1,032,000,000 Proceeds Debt Obligation w/ Contingent 953,224,099 Proceeds 9/17/2012 $ 44,224,144 $ Debt Obligation w/ Contingent 908,999,956 Proceeds 10/15/2012 $ 64,994,269 $ Debt Obligation w/ Contingent 844,005,687 Proceeds 11/15/2012 $ 223,080,187 $ Debt Obligation w/ Contingent 620,925,500 Proceeds 12/14/2012 $ 111,080,608 $ Debt Obligation w/ Contingent 509,844,892 Proceeds 1/15/2013 $ 89,099,906 $ Debt Obligation w/ Contingent 420,744,985 Proceeds 4/12/2013 $ 109,610,516 $ Debt Obligation w/ Contingent 311,134,469 Proceeds 5/14/2013 INITIAL COMMITMENT AMOUNT Investment After Capital Repayment $ 311,134,469 21,856,403,574 TOTAL CAPITAL REPAYMENT AMOUNT $ $ - Contingent Proceeds Distribution or Disposition Date Description 5/28/2013 Distribution 6/3/2013 Distribution 6/14/2013 Distribution 6/24/2013 Distribution 6/26/2013 Distribution 5, 11 5, 11 5, 11 5, 11 5, 11 TOTAL DISTRIBUTIONS 5 Proceeds $ 444,393 $ 1,960,289 $ 1,375,007 $ 700,004 $ 293,751 $ 2,555,315,773 18,625,147,938 1/ The equity amount may be incrementally funded. Commitment amount represents Treasury's maximum obligation if the limited partners other than Treasury fund their maximum equity capital obligations. 2/ The loan may be incrementally funded. Commitment amount represents Treasury's maximum obligation if Treasury and the limited partners other than Treasury fund 100% of their maximum equity obligations. 3/ Adjusted to show Treasury's maximum obligations to a fund. 4/ On 1/4/2010, Treasury and the fund manager entered into a Winding-Up and Liquidation Agreement. 5/ Distributions after capital repayments will be considered profit and are paid pro rata (subject to prior distribution of Contingent Proceeds to Treasury) to the fund's partners, including Treasury, in proportion to their membership interests. These figures exclude pro-rata distributions to Treasury of gross investment proceeds (reported on the Dividends & Interest report), which may be made from time to time in accordance with the terms of the fund's Limited Partnership Agreement. 6/ Following termination of the TCW fund, the $3.33 billion of obligations have been reallocated to the remaining eight funds pursuant to consent letters from Treasury dated as of 3/22/2010. $133 million of maximum equity capital obligation and $267 million of maximum debt obligation were reallocated per fund, after adjustment for the $17.6 million and $26.9 million equity capital reallocations from private investors in the TCW fund to the Wellington fund and the AG GECC fund, respectively. The $356 million of final investment in the TCW fund will remain a part of Treasury's total maximum S-PPIP investment amount. 7/ Amount adjusted to show Treasury's final capital commitment (membership interest) and the maximum amount of Treasury's debt obligation that may be drawn down in accordance with the Loan Agreement. 8/ On 09/26/2011, the General Partner notified Treasury that the Investment Period was terminated in accordance with the Limited Partnership Agreement. As a result, the Final Investment Amount, representing Treasury's debt obligation, has been reduced to the cumulative amount of debt funded. 9/ Cumulative capital drawn at end of the Investment Period. 10/ The Amount is adjusted to reflect pro-rata equity distributions that have been deemed to be capital repayments to Treasury. 11/ Distribution represents a gain on funded capital and is subject to revision pending any additional fundings of the outstanding commitment. 12/ On 08/23/2012, AllianceBernstein agreed to de-obligate its unused debt commitment. The Final Investment Amount represents the cumulative capital drawn as of the de-obligation. 13/ On, 6/5/2013, Invesco Mortgage Recovery Master Fund L.P. made a distribution to Treasury that is the result of adjustments made to positions previously held by the Invesco Legacy Securities Master Fund, L.P. “Partnership”, of which The U.S. Department of the Treasury is a Limited Partner. The adjusted distribution was made 18 months after the Final Distribution on 9/28/2012. 76 U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Transactions Report - Housing Programs For Period Ending June 27, 2013 MAKING HOME AFFORDABLE PROGRAM Servicer Modifying Borrowers' Loans Name of Institution Date 4/13/2009 Adjustment Details City Select Portfolio Servicing Salt Lake City State Transaction Type UT Purchase Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Financial Instrument for Home Loan Modifications $ 376,000,000 Pricing Mechanism N/A 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 4/13/2009 Citi Mortgage, Inc. O'Fallon 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 MO Purchase Financial Instrument for Home Loan Modifications $ 2,071,000,000 N/A Note Adjustment Date Cap Adjustment Amount Adjusted Cap 6/12/2009 $ 284,590,000 $ Reason for Adjustment 9/30/2009 $ 121,910,000 $ 12/30/2009 $ 131,340,000 $ 660,590,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 782,500,000 initial cap Updated portfolio data from servicer & HAFA 913,840,000 initial cap 3/26/2010 $ (355,530,000) $ 558,310,000 Updated portfolio data from servicer 7/14/2010 $ 128,690,000 $ 687,000,000 Updated portfolio data from servicer 9/30/2010 $ 4,000,000 $ 691,000,000 Initial FHA-HAMP cap and initial FHA-2LP cap 9/30/2010 $ 59,807,784 $ 750,807,784 Updated portfolio data from servicer 11/16/2010 $ (700,000) $ 750,107,784 Transfer of cap due to servicing transfer 12/15/2010 $ 64,400,000 $ 814,507,784 Updated portfolio data from servicer 1/6/2011 $ (639) $ 814,507,145 Updated portfolio data from servicer 1/13/2011 $ (2,300,000) $ 812,207,145 Transfer of cap due to servicing transfer 2/16/2011 $ 100,000 $ 812,307,145 Transfer of cap due to servicing transfer 3/16/2011 $ 3,600,000 $ 3/30/2011 $ (735) $ 815,907,145 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 815,906,410 reallocation 4/13/2011 $ (100,000) $ 815,806,410 Transfer of cap due to servicing transfer 5/13/2011 $ 400,000 $ 816,206,410 Transfer of cap due to servicing transfer 6/16/2011 $ (100,000) $ 6/29/2011 $ (6,805) $ 816,106,410 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 816,099,605 reallocation 8/16/2011 $ (100,000) $ 815,999,605 Transfer of cap due to servicing transfer 9/15/2011 $ (200,000) $ 815,799,605 Transfer of cap due to servicing transfer 10/14/2011 $ (100,000) $ 815,699,605 Transfer of cap due to servicing transfer 11/16/2011 $ (100,000) $ 815,599,605 Transfer of cap due to servicing transfer 1/13/2012 $ 200,000 $ 815,799,605 Transfer of cap due to servicing transfer 3/15/2012 $ 24,800,000 $ 840,599,605 Transfer of cap due to servicing transfer 4/16/2012 $ 1,900,000 $ 842,499,605 Transfer of cap due to servicing transfer 5/16/2012 $ 80,000 $ 842,579,605 Transfer of cap due to servicing transfer 6/14/2012 $ 8,710,000 $ 6/28/2012 $ (5,176) $ 851,289,605 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 851,284,429 reallocation 7/16/2012 $ 2,430,000 $ 853,714,429 Transfer of cap due to servicing transfer 8/16/2012 $ 2,310,000 $ 9/27/2012 $ (13,961) $ 856,024,429 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 856,010,468 reallocation 10/16/2012 $ 126,940,000 $ 982,950,468 Transfer of cap due to servicing transfer 11/15/2012 $ 9,990,000 $ 992,940,468 Transfer of cap due to servicing transfer 12/14/2012 $ 10,650,000 $ 12/27/2012 $ (2,663) $ 1,003,590,468 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,003,587,805 reallocation 1/16/2013 $ 18,650,000 $ 1,022,237,805 Transfer of cap due to servicing transfer 2/14/2013 $ 10,290,000 $ 1,032,527,805 Transfer of cap due to servicing transfer 3/14/2013 $ 4,320,000 $ 3/25/2013 $ (10,116) $ 1,036,847,805 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,036,837,689 reallocation 4/16/2013 $ 840,000 $ 1,037,677,689 Transfer of cap due to servicing transfer 5/16/2013 $ 1,330,000 $ 1,039,007,689 Transfer of cap due to servicing transfer 6/14/2013 $ 3,620,000 $ 6/27/2013 $ (3,564) $ 1,042,627,689 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,042,624,125 reallocation 6/12/2009 $ (991,580,000) $ 9/30/2009 $ 1,010,180,000 $ 12/30/2009 $ (105,410,000) $ 3/26/2010 $ (199,300,000) $ 4/19/2010 $ (230,000) $ 5/14/2010 $ (3,000,000) $ 6/16/2010 $ (12,280,000) $ 7/14/2010 $ (757,680,000) $ 7/16/2010 $ (7,110,000) $ 8/13/2010 $ (6,300,000) $ 9/15/2010 $ (8,300,000) $ 1,011,700,000 Updated portfolio data from servicer Transfer of cap to multiple servicers due to 1,004,590,000 servicing transfer Transfer of cap to multiple servicers due to 998,290,000 servicing transfer Transfer of cap to multiple servicers due to 989,990,000 servicing transfer 9/30/2010 $ 32,400,000 $ 1,022,390,000 Initial FHA-HAMP cap and initial FHA-2LP cap 9/30/2010 $ 101,287,484 $ 1,123,677,484 Updated portfolio data from servicer 10/15/2010 $ (1,400,000) $ 1,122,277,484 Transfer of cap due to servicing transfer 11/16/2010 $ (3,200,000) $ 1,119,077,484 Transfer of cap due to servicing transfer 1/6/2011 $ (981) $ 1,119,076,503 Updated portfolio data from servicer 1/13/2011 $ (10,500,000) $ 1,108,576,503 Transfer of cap due to servicing transfer 2/16/2011 $ (4,600,000) $ 1,103,976,503 Transfer of cap due to servicing transfer 3/16/2011 $ (30,500,000) $ 1,073,476,503 Transfer of cap due to servicing transfer 1,079,420,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 2,089,600,000 initial cap Updated portfolio data from servicer & HAFA 1,984,190,000 initial cap Updated portfolio data from servicer & 2MP initial 1,784,890,000 cap Transfer of cap to Service One, Inc. due to 1,784,660,000 servicing transfer Transfer of cap to Specialized Loan Servicing, 1,781,660,000 LLC due to servicing transfer Transfer of cap to multiple servicers due to 1,769,380,000 servicing transfer 77 Servicer Modifying Borrowers' Loans Date Name of Institution Adjustment Details City State Transaction Type Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Pricing Mechanism 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 4/13/2009 Wells Fargo Bank, NA Des Moines 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 IA Purchase Financial Instrument for Home Loan Modifications $ 2,873,000,000 N/A Note Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment (1,031) $ Updated due to quarterly assessment and 1,073,475,472 reallocation $ 100,000 $ 1,073,575,472 Transfer of cap due to servicing transfer $ (7,200,000) $ 1,066,375,472 Transfer of cap due to servicing transfer $ (400,000) $ 6/29/2011 $ (9,131) $ 1,065,975,472 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,065,966,341 reallocation 7/14/2011 $ (14,500,000) $ 1,051,466,341 Transfer of cap due to servicing transfer 8/16/2011 $ (1,600,000) $ 1,049,866,341 Transfer of cap due to servicing transfer 9/15/2011 $ 700,000 $ 1,050,566,341 Transfer of cap due to servicing transfer 10/14/2011 $ 15,200,000 $ 1,065,766,341 Transfer of cap due to servicing transfer 11/16/2011 $ (2,900,000) $ 1,062,866,341 Transfer of cap due to servicing transfer 12/15/2011 $ (5,000,000) $ 1,057,866,341 Transfer of cap due to servicing transfer 1/13/2012 $ (900,000) $ 1,056,966,341 Transfer of cap due to servicing transfer 2/16/2012 $ (1,100,000) $ 1,055,866,341 Transfer of cap due to servicing transfer 3/15/2012 $ (1,700,000) $ 1,054,166,341 Transfer of cap due to servicing transfer 4/16/2012 $ (600,000) $ 1,053,566,341 Transfer of cap due to servicing transfer 5/16/2012 $ (340,000) $ 1,053,226,341 Transfer of cap due to servicing transfer 6/14/2012 $ (2,880,000) $ 6/28/2012 $ (5,498) $ 1,050,346,341 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,050,340,843 reallocation 7/16/2012 $ (298,960,000) $ 751,380,843 Transfer of cap due to servicing transfer 7/27/2012 $ 263,550,000 $ 1,014,930,843 Transfer of cap due to servicing transfer 8/16/2012 $ 30,000 $ 9/27/2012 $ (12,722) $ 1,014,960,843 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,014,948,121 reallocation 10/16/2012 $ (4,020,000) $ 1,010,928,121 Transfer of cap due to servicing transfer 11/15/2012 $ (1,460,000) $ 1,009,468,121 Transfer of cap due to servicing transfer 12/14/2012 $ (6,000,000) $ 12/27/2012 $ (1,916) $ 1,003,468,121 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,003,466,205 reallocation 2/14/2013 $ (8,450,000) $ 995,016,205 Transfer of cap due to servicing transfer 3/14/2013 $ (1,890,000) $ 3/25/2013 $ (6,606) $ 993,126,205 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 993,119,599 reallocation 4/16/2013 $ (3,490,000) $ 989,629,599 Transfer of cap due to servicing transfer 6/14/2013 $ (3,630,000) $ 6/27/2013 $ (2,161) $ 985,999,599 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 985,997,438 reallocation 6/17/2009 $ (462,990,000) $ 9/30/2009 $ 65,070,000 $ 12/30/2009 $ 1,213,310,000 $ 2/17/2010 $ 2,050,236,344 $ 3/12/2010 $ 54,767 $ 2,410,010,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 2,475,080,000 initial cap Updated portfolio data from servicer & HAFA 3,688,390,000 initial cap Transfer of cap (from Wachovia Mortgage, FSB) 5,738,626,344 due to merger Transfer of cap (from Wachovia Mortgage, FSB) 5,738,681,110 due to merger 3/19/2010 $ 668,108,890 $ 6,406,790,000 Initial 2MP cap 3/26/2010 $ 683,130,000 $ 7,089,920,000 Updated portfolio data from servicer 7/14/2010 $ (2,038,220,000) $ 5,051,700,000 Updated portfolio data from servicer 9/30/2010 $ (287,348,828) $ 9/30/2010 $ 344,000,000 $ 4,764,351,172 Updated portfolio data from servicer Initial FHA-HAMP cap, initial FHA-2LP cap, and 5,108,351,172 initial RD-HAMP 3/30/2011 $ 4/13/2011 5/13/2011 6/16/2011 12/3/2010 $ 8,413,225 $ 5,116,764,397 Transfer of cap (from Wachovia) due to merger 12/15/2010 $ 22,200,000 $ 5,138,964,397 Updated portfolio data from servicer 1/6/2011 $ (6,312) $ 5,138,958,085 Updated portfolio data from servicer 1/13/2011 $ (100,000) $ 5,138,858,085 Transfer of cap due to servicing transfer 3/16/2011 $ (100,000) $ 3/30/2011 $ (7,171) $ 5,138,758,085 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 5,138,750,914 reallocation 4/13/2011 $ (9,800,000) $ 5,128,950,914 Transfer of cap due to servicing transfer 5/13/2011 $ 100,000 $ 5,129,050,914 Transfer of cap due to servicing transfer 6/16/2011 $ (600,000) $ 6/29/2011 $ (63,856) $ 5,128,450,914 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 5,128,387,058 reallocation 7/14/2011 $ (2,300,000) $ 5,126,087,058 Transfer of cap due to servicing transfer 8/16/2011 $ (1,100,000) $ 5,124,987,058 Transfer of cap due to servicing transfer 9/15/2011 $ 1,400,000 $ 5,126,387,058 Transfer of cap due to servicing transfer 10/14/2011 $ 200,000 $ 5,126,587,058 Transfer of cap due to servicing transfer 11/16/2011 $ (200,000) $ 5,126,387,058 Transfer of cap due to servicing transfer 12/15/2011 $ (200,000) $ 5,126,187,058 Transfer of cap due to servicing transfer 1/13/2012 $ (300,000) $ 5,125,887,058 Transfer of cap due to servicing transfer 2/16/2012 $ (200,000) $ 5,125,687,058 Transfer of cap due to servicing transfer 3/15/2012 $ (1,000,000) $ 5,124,687,058 Transfer of cap due to servicing transfer 4/16/2012 $ (800,000) $ 5,123,887,058 Transfer of cap due to servicing transfer 5/16/2012 $ (610,000) $ 5,123,277,058 Transfer of cap due to servicing transfer 6/14/2012 $ (2,040,000) $ 6/28/2012 $ (39,923) $ 5,121,237,058 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 5,121,197,135 reallocation 8/16/2012 $ (120,000) $ 9/27/2012 $ (104,111) $ 5,121,077,135 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 5,120,973,024 reallocation 10/16/2012 $ (1,590,000) $ 5,119,383,024 Transfer of cap due to servicing transfer 78 Servicer Modifying Borrowers' Loans Date Adjustment Details Name of Institution City State Transaction Type Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Pricing Mechanism 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 4/13/2009 GMAC Mortgage, Inc. Ft. Washington PA Purchase Financial Instrument for Home Loan Modifications $ 633,000,000 N/A 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 4/13/2009 Saxon Mortgage Services, Inc. Irving 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 TX Purchase Financial Instrument for Home Loan Modifications $ 407,000,000 N/A Note Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 11/15/2012 $ (2,910,000) $ 5,116,473,024 Transfer of cap due to servicing transfer 12/14/2012 $ (1,150,000) $ 12/27/2012 $ (16,392) $ 5,115,323,024 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 5,115,306,632 reallocation 1/16/2013 $ (3,350,000) $ 5,111,956,632 Transfer of cap due to servicing transfer 2/14/2013 $ (820,000) $ 5,111,136,632 Transfer of cap due to servicing transfer 3/14/2013 $ (270,000) $ 3/25/2013 $ (58,709) $ 5,110,866,632 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 5,110,807,923 reallocation 4/16/2013 $ (40,000) $ 5,110,767,923 Transfer of cap due to servicing transfer 5/16/2013 $ (5,320,000) $ 5,105,447,923 Transfer of cap due to servicing transfer 6/14/2013 $ (1,260,000) $ 6/27/2013 $ (20,596) $ 5,104,187,923 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 5,104,167,327 reallocation 6/12/2009 $ 384,650,000 $ 9/30/2009 $ 2,537,240,000 $ 12/30/2009 $ (1,679,520,000) $ 3/26/2010 $ 190,180,000 $ 5/14/2010 $ 1,880,000 $ 2,065,550,000 Updated portfolio data from servicer Transfer of cap from Wilshire Credit Corporation 2,067,430,000 due to servicing transfer 7/14/2010 $ (881,530,000) $ 1,185,900,000 Updated portfolio data from servicer 8/13/2010 $ (3,700,000) $ 9/30/2010 $ 119,200,000 $ 1,182,200,000 Transfer of cap due to servicing transfer Initial FHA-HAMP cap, initial FHA-2LP cap, and 1,301,400,000 initial 2MP cap 1,017,650,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 3,554,890,000 initial cap Updated portfolio data from servicer & HAFA 1,875,370,000 initial cap 9/30/2010 $ 216,998,139 $ 1,518,398,139 Updated portfolio data from servicer 12/15/2010 $ (500,000) $ 1,517,898,139 Updated portfolio data from servicer 1/6/2011 $ (1,734) $ 1,517,896,405 Updated portfolio data from servicer 3/16/2011 $ (100,000) $ 3/30/2011 $ (2,024) $ 1,517,796,405 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,517,794,381 reallocation 4/13/2011 $ (800,000) $ 1,516,994,381 Transfer of cap due to servicing transfer 5/13/2011 $ (17,900,000) $ 6/29/2011 $ (18,457) $ 1,499,094,381 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,499,075,924 reallocation 7/14/2011 $ (200,000) $ 1,498,875,924 Transfer of cap due to servicing transfer 8/16/2011 $ 3,400,000 $ 1,502,275,924 Transfer of cap due to servicing transfer 9/15/2011 $ 200,000 $ 1,502,475,924 Transfer of cap due to servicing transfer 10/14/2011 $ (800,000) $ 1,501,675,924 Transfer of cap due to servicing transfer 11/16/2011 $ (200,000) $ 1,501,475,924 Transfer of cap due to servicing transfer 12/15/2011 $ 2,600,000 $ 1,504,075,924 Transfer of cap due to servicing transfer 1/13/2012 $ (1,600,000) $ 1,502,475,924 Transfer of cap due to servicing transfer 3/15/2012 $ (400,000) $ 1,502,075,924 Transfer of cap due to servicing transfer 4/16/2012 $ (100,000) $ 1,501,975,924 Transfer of cap due to servicing transfer 5/16/2012 $ (800,000) $ 1,501,175,924 Transfer of cap due to servicing transfer 6/14/2012 $ (990,000) $ 6/28/2012 $ (12,463) $ 1,500,185,924 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,500,173,461 reallocation 8/16/2012 $ 10,000 $ 9/27/2012 $ (33,210) $ 1,500,183,461 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,500,150,251 reallocation 11/15/2012 $ (1,200,000) $ 1,498,950,251 Transfer of cap due to servicing transfer 12/14/2012 $ 40,000 $ 12/27/2012 $ (5,432) $ 1,498,990,251 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,498,984,819 reallocation 1/16/2013 $ 60,000 $ 1,499,044,819 Transfer of cap due to servicing transfer 2/14/2013 $ (30,000) $ 1,499,014,819 Transfer of cap due to servicing transfer 3/14/2013 $ (80,000) $ 3/25/2013 $ (19,838) $ 1,498,934,819 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,498,914,981 reallocation 6/14/2013 $ 30,000 $ 6/27/2013 $ (7,105) $ 6/17/2009 1,498,944,981 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,498,937,876 reallocation $ 225,040,000 $ 9/30/2009 $ 254,380,000 $ 12/30/2009 $ 355,710,000 $ 632,040,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 886,420,000 initial cap Updated portfolio data from servicer & HAFA 1,242,130,000 initial cap 3/26/2010 $ (57,720,000) $ 6/16/2010 $ (156,050,000) $ 7/14/2010 $ (513,660,000) $ 514,700,000 Updated portfolio data from servicer 7/16/2010 $ (22,980,000) $ 491,720,000 Transfer of cap due to multiple servicing transfers 9/15/2010 $ 1,800,000 $ 493,520,000 Transfer of cap due to servicing transfer 9/30/2010 $ 9,800,000 $ 503,320,000 Initial FHA-HAMP cap and initial FHA-2LP cap 9/30/2010 $ 116,222,668 $ 619,542,668 Updated portfolio data from servicer 10/15/2010 $ 100,000 $ 619,642,668 Transfer of cap due to servicing transfer 12/15/2010 $ 8,900,000 $ 628,542,668 Updated portfolio data from servicer 1,184,410,000 Updated portfolio data from servicer Transfer of cap to Ocwen Financial Corporation, 1,028,360,000 Inc. due to servicing transfer 1/6/2011 $ (556) $ 628,542,112 Updated portfolio data from servicer 1/13/2011 $ 2,300,000 $ 630,842,112 Transfer of cap due to servicing transfer 3/16/2011 $ 700,000 $ 3/30/2011 $ (654) $ 631,542,112 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 631,541,458 reallocation 4/13/2011 $ 2,100,000 $ 6/29/2011 $ (6,144) $ 633,641,458 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 633,635,314 reallocation 79 Servicer Modifying Borrowers' Loans Adjustment Details Name of Institution Date City State Transaction Type Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Pricing Mechanism Note 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 rbc 10458 10458 16 4/13/2009 Chase Home Finance, LLC Iselin NJ Purchase Financial Instrument for Home Loan Modifications $ 3,552,000,000 N/A 4/16/2009 Ocwen Loan Servicing LLC West Palm Beach FL Purchase Financial Instrument for Home Loan Modifications $ 659,000,000 N/A 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 4/17/2009 as amended on 1/26/2010 Bank of America, N.A. Simi Valley 10512 10512 10512 10512 10512 10512 10512 10512 10512 CA Purchase Financial Instrument for Home Loan Modifications $ 798,900,000 N/A 2 Adjustment Date Cap Adjustment Amount 7/14/2011 $ 8/16/2011 $ Adjusted Cap Reason for Adjustment 200,000 $ 633,835,314 Transfer of cap due to servicing transfer (100,000) $ 633,735,314 Transfer of cap due to servicing transfer 9/15/2011 $ (700,000) $ 633,035,314 Transfer of cap due to servicing transfer 12/15/2011 $ 17,500,000 $ 650,535,314 Transfer of cap due to servicing transfer 2/16/2012 $ (100,000) $ 650,435,314 Transfer of cap due to servicing transfer 3/15/2012 $ 100,000 $ 650,535,314 Transfer of cap due to servicing transfer 4/16/2012 $ (17,500,000) $ 633,035,314 Transfer of cap due to servicing transfer 5/16/2012 $ (760,000) $ 632,275,314 Transfer of cap due to servicing transfer 6/14/2012 $ (354,290,000) $ 6/28/2012 $ (1,831) $ 277,985,314 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 277,983,483 reallocation 7/16/2012 $ (10,120,000) $ 267,863,483 Transfer of cap due to servicing transfer 8/16/2012 $ (10,000) $ 9/27/2012 $ (4,701) $ 267,853,483 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 267,848,782 reallocation 10/16/2012 $ (9,220,000) $ 258,628,782 Transfer of cap due to servicing transfer 11/15/2012 $ (30,000) $ 258,598,782 Transfer of cap due to servicing transfer 12/14/2012 $ 60,000 $ 12/27/2012 $ (788) $ 258,658,782 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 258,657,994 reallocation 1/16/2013 $ (610,000) $ 3/25/2013 $ (2,979) $ 258,047,994 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 258,045,015 reallocation 100,807,086 Termination of SPA 4/9/2013 $ (157,237,929) $ 7/31/2009 $ (3,552,000,000) $ 6/12/2009 $ (105,620,000) $ - Termination of SPA 553,380,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 655,960,000 initial cap Updated portfolio data from servicer & HAFA 933,600,000 initial cap 9/30/2009 $ 102,580,000 $ 12/30/2009 $ 277,640,000 $ 3/26/2010 $ 46,860,000 $ 6/16/2010 $ 156,050,000 $ 7/14/2010 $ (191,610,000) $ 7/16/2010 $ 23,710,000 $ 944,900,000 Updated portfolio data from servicer Transfer of cap from Saxon Mortgage Services, 968,610,000 Inc. due to servicing transfer 9/15/2010 $ 100,000 $ 968,710,000 Initial FHA-HAMP cap 9/30/2010 $ 3,742,740 $ 10/15/2010 $ 170,800,000 $ 1,143,252,740 Transfer of cap due to servicing transfer 980,460,000 Updated portfolio data from servicer Transfer of cap from Saxon Mortgage Services, 1,136,510,000 Inc. due to servicing transfer 972,452,740 Updated portfolio data from servicer 1/6/2011 $ (1,020) $ 1,143,251,720 Updated portfolio data from servicer 2/16/2011 $ 900,000 $ 3/30/2011 $ (1,114) $ 6/29/2011 $ (10,044) $ 1,144,151,720 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,144,150,606 reallocation Updated due to quarterly assessment and 1,144,140,562 reallocation 10/14/2011 $ (100,000) $ 1,144,040,562 Transfer of cap due to servicing transfer 1/13/2012 $ 194,800,000 $ 1,338,840,562 Transfer of cap due to servicing transfer 2/16/2012 $ 400,000 $ 1,339,240,562 Transfer of cap due to servicing transfer 3/15/2012 $ 100,000 $ 1,339,340,562 Transfer of cap due to servicing transfer 5/16/2012 $ 123,530,000 $ 1,462,870,562 Transfer of cap due to servicing transfer 6/14/2012 $ 354,290,000 $ 6/28/2012 $ (6,308) $ 1,817,160,562 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,817,154,254 reallocation 7/16/2012 $ 10,080,000 $ 1,827,234,254 Transfer of cap due to servicing transfer 8/16/2012 $ 8,390,000 $ 9/27/2012 $ (10,733) $ 1,835,624,254 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,835,613,521 reallocation 10/16/2012 $ 14,560,000 $ 1,850,173,521 Transfer of cap due to servicing transfer 11/15/2012 $ 13,240,000 $ 1,863,413,521 Transfer of cap due to servicing transfer 12/14/2012 $ 2,080,000 $ 12/27/2012 $ (1,015) $ 1,865,493,521 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,865,492,506 reallocation 1/16/2013 $ 410,000 $ 1,865,902,506 Transfer of cap due to servicing transfer 2/14/2013 $ 960,000 $ 1,866,862,506 Transfer of cap due to servicing transfer 3/14/2013 $ 83,880,000 $ 3/25/2013 $ (1,877) $ 4/9/2013 $ 157,237,929 $ 1,950,742,506 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,950,740,629 reallocation Transfer of cap (from Saxon Mortgage Services, 2,107,978,558 Inc ) due to servicing transfer 4/16/2013 $ 620,860,000 $ 2,728,838,558 Transfer of cap due to servicing transfer 5/16/2013 $ 18,970,000 $ 2,747,808,558 Transfer of cap due to servicing transfer 6/14/2013 $ (190,000) $ 6/27/2013 $ (2,817) $ 2,747,618,558 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 2,747,615,741 reallocation 6/12/2009 $ 5,540,000 $ 9/30/2009 $ 162,680,000 $ 12/30/2009 $ 665,510,000 $ 804,440,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 967,120,000 initial cap Updated portfolio data from servicer & HAFA 1,632,630,000 initial cap 1/26/2010 $ 800,390,000 $ 2,433,020,000 Initial 2MP cap 3/26/2010 $ (829,370,000) $ 1,603,650,000 Updated portfolio data from servicer 7/14/2010 $ (366,750,000) $ 9/30/2010 $ 95,300,000 $ 1,236,900,000 Updated portfolio data from servicer Initial FHA-HAMP cap, initial FHA-2LP cap, and 1,332,200,000 initial RD-HAMP 9/30/2010 $ 222,941,084 $ 1,555,141,084 Updated portfolio data from servicer 1/6/2011 $ (2,199) $ 3/30/2011 $ (2,548) $ 1,555,138,885 Updated portfolio data from servicer Updated due to quarterly assessment and 1,555,136,337 reallocation 80 Servicer Modifying Borrowers' Loans Date Name of Institution Adjustment Details City State Transaction Type Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Pricing Mechanism Note 10512 10512 10512 10512 10512 10512 10512 4/17/2009 as amended on 1/26/2010 Bank of America, N.A. (BAC Home Loans Servicing, LP) 13 Simi Valley CA Purchase Financial Instrument for Home Loan Modifications $ 1,864,000,000 N/A 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 Adjustment Date Cap Adjustment Amount 6/29/2011 $ Adjusted Cap $ Updated due to quarterly assessment and 1,555,113,000 reallocation 8/16/2011 $ (300,000) $ 1,554,813,000 Transfer of cap due to servicing transfer 10/14/2011 $ (120,700,000) $ 1,434,113,000 Transfer of cap due to servicing transfer 11/16/2011 $ (900,000) $ 1,433,213,000 Transfer of cap due to servicing transfer 5/16/2012 $ (200,000) $ 6/28/2012 $ (17,893) $ 8/10/2012 $ (1,401,716,594) $ 1,433,013,000 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,432,995,107 reallocation Update of cap due to termination of SPA and 31,278,513 merger with BAC Home Loans, LP 6/12/2009 $ 3,318,840,000 $ 9/30/2009 $ (717,420,000) $ 12/30/2009 $ 2,290,780,000 $ 5,182,840,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 4,465,420,000 initial cap Updated portfolio data from servicer & HAFA 6,756,200,000 initial cap 1/26/2010 $ 450,100,000 $ 7,206,300,000 Initial 2MP cap 3/26/2010 $ 905,010,000 $ 4/19/2010 $ 10,280,000 $ 6/16/2010 $ 286,510,000 $ 8,111,310,000 Updated portfolio data from servicer Transfer of cap from Wilshire Credit Corporation 8,121,590,000 due to servicing transfer Transfer of cap from Wilshire Credit Corporation 8,408,100,000 due to servicing transfer 7/14/2010 $ (1,787,300,000) $ 9/30/2010 $ 105,500,000 $ 6,620,800,000 Updated portfolio data from servicer Initial FHA-HAMP cap, initial FHA-2LP cap, and 6,726,300,000 initial RD-HAMP 9/30/2010 $ (614,527,362) $ 6,111,772,638 Updated portfolio data from servicer 12/15/2010 $ 236,000,000 $ 6,347,772,638 Updated portfolio data from servicer 1/6/2011 $ (8,012) $ 6,347,764,626 Updated portfolio data from servicer 2/16/2011 $ 1,800,000 $ 6,349,564,626 Transfer of cap due to servicing transfer 3/16/2011 $ 100,000 $ 3/30/2011 $ (9,190) $ 6,349,664,626 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 6,349,655,436 reallocation 4/13/2011 $ 200,000 $ 6,349,855,436 Transfer of cap due to servicing transfer 5/13/2011 $ 300,000 $ 6,350,155,436 Transfer of cap due to servicing transfer 6/16/2011 $ (1,000,000) $ 6/29/2011 $ (82,347) $ 6,349,155,436 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 6,349,073,089 reallocation 7/14/2011 $ (200,000) $ 6,348,873,089 Transfer of cap due to servicing transfer 8/16/2011 $ (3,400,000) $ 6,345,473,089 Transfer of cap due to servicing transfer 9/15/2011 $ (1,400,000) $ 6,344,073,089 Transfer of cap due to servicing transfer 10/14/2011 $ 120,600,000 $ 10/19/2011 $ 317,956,289 $ 6,464,673,089 Transfer of cap due to servicing transfer Transfer of cap (from Home Loan Services, Inc. and Wilshire Credit Corporation due to merger.) 6,782,629,378 11/16/2011 $ 800,000 $ 6,783,429,378 Transfer of cap due to servicing transfer 12/15/2011 $ (17,600,000) $ 6,765,829,378 Transfer of cap due to servicing transfer 2/16/2012 $ (2,100,000) $ 6,763,729,378 Transfer of cap due to servicing transfer 3/15/2012 $ (23,900,000) $ 6,739,829,378 Transfer of cap due to servicing transfer 4/16/2012 $ (63,800,000) $ 6,676,029,378 Transfer of cap due to servicing transfer 5/16/2012 $ 20,000 $ 6,676,049,378 Transfer of cap due to servicing transfer 6/14/2012 $ (8,860,000) $ 6/28/2012 $ (58,550) $ 6,667,189,378 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 6,667,130,828 reallocation 7/16/2012 $ (6,840,000) $ 8/10/2012 $ 1,401,716,594 $ 8/16/2012 $ (4,780,000) $ 9/27/2012 $ (205,946) $ 8,057,227,423 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 8,057,021,476 reallocation 10/16/2012 $ (153,220,000) $ 7,903,801,476 Transfer of cap due to servicing transfer 11/15/2012 $ (27,300,000) $ 7,876,501,476 Transfer of cap due to servicing transfer 12/14/2012 $ (50,350,000) $ 12/27/2012 $ (33,515) $ 7,826,151,476 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 7,826,117,961 reallocation 1/16/2013 $ (27,000,000) $ 7,799,117,961 Transfer of cap due to servicing transfer 2/14/2013 $ (41,830,000) $ 7,757,287,961 Transfer of cap due to servicing transfer 3/14/2013 $ (5,900,000) $ 3/25/2013 $ (122,604) $ 7,751,387,961 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 7,751,265,357 reallocation 4/16/2013 $ (1,410,000) $ 7,749,855,357 Transfer of cap due to servicing transfer 5/16/2013 $ (940,000) $ 7,748,915,357 Transfer of cap due to servicing transfer 6/14/2013 $ (16,950,000) $ 6/27/2013 $ (45,103) $ 7,731,965,357 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 7,731,920,254 reallocation 6/12/2009 $ 128,300,000 $ 9/30/2009 $ 46,730,000 $ 12/30/2009 $ 145,820,000 $ 447,300,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 494,030,000 initial cap Updated portfolio data from servicer & HAFA 639,850,000 initial cap 3/26/2010 $ (17,440,000) $ 622,410,000 Updated portfolio data from servicer 7/14/2010 $ (73,010,000) $ 549,400,000 Updated portfolio data from servicer 9/30/2010 $ 6,700,000 $ 556,100,000 Initial FHA-2LP cap 9/30/2010 $ (77,126,410) $ 478,973,590 Updated portfolio data from servicer 12/15/2010 $ (314,900,000) $ 164,073,590 Updated portfolio data from servicer 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 4/20/2009 Home Loan Services, Inc. Pittsburgh 10316 10316 10316 10316 10316 10316 10316 10316 10316 10316 10316 10316 PA Purchase Financial Instrument for Home Loan Modifications $ 319,000,000 N/A Reason for Adjustment (23,337) 6,660,290,828 Transfer of cap due to servicing transfer Transfer of cap (from Bank of America, N.A.) due 8,062,007,423 to merger 1/6/2011 $ (233) $ 164,073,357 Updated portfolio data from servicer 2/16/2011 $ (1,900,000) $ 162,173,357 Transfer of cap due to servicing transfer 3/16/2011 $ (400,000) $ 3/30/2011 $ (278) $ 161,773,357 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 161,773,079 reallocation 5/13/2011 $ (400,000) $ 161,373,079 Transfer of cap due to servicing transfer 81 Servicer Modifying Borrowers' Loans Date Name of Institution Adjustment Details City State Transaction Type Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Pricing Mechanism Note 10316 10316 4/20/2009 Wilshire Credit Corporation 13 Beaverton OR Purchase Financial Instrument for Home Loan Modifications $ 366,000,000 N/A 10205 10205 10205 10205 10205 10205 10205 10205 10205 10205 10205 10205 10205 10205 4/24/2009 Green Tree Servicing LLC 13 Saint Paul MN Purchase Financial Instrument for Home Loan Modifications $ 156,000,000 N/A 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 4/27/2009 Carrington Mortgage Services, LLC Santa Ana 10503 10503 10503 10503 10503 10503 10503 10503 10503 10503 10503 10503 10503 10503 10503 CA Purchase Financial Instrument for Home Loan Modifications $ 195,000,000 N/A Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment Updated due to quarterly assessment and 161,370,454 reallocation 6/29/2011 $ (2,625) $ 10/19/2011 $ (155,061,221) $ 6/12/2009 $ 87,130,000 $ 9/30/2009 $ (249,670,000) $ 12/30/2009 $ 119,700,000 $ 3/26/2010 $ 52,270,000 $ 4/19/2010 $ (10,280,000) $ 5/14/2010 $ (1,880,000) $ 6/16/2010 $ (286,510,000) $ 7/14/2010 $ 19,540,000 $ 7/16/2010 $ (210,000) $ 8/13/2010 $ (100,000) $ 9/30/2010 $ 68,565,782 $ 164,555,782 Updated portfolio data from servicer 164,555,535 Updated portfolio data from servicer Updated due to quarterly assessment and 164,555,241 reallocation Updated due to quarterly assessment and 164,552,462 reallocation 1/6/2011 $ (247) $ 3/30/2011 $ (294) $ 6/29/2011 $ (2,779) $ 10/19/2011 $ (162,895,068) $ 6/17/2009 $ (64,990,000) $ 6,309,233 Termination of SPA 453,130,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 203,460,000 initial cap Updated portfolio data from servicer & HAFA 323,160,000 initial cap 375,430,000 Updated portfolio data from servicer Transfer of cap to Countrywide Home Loans due 365,150,000 to servicing transfer Transfer of cap to GMAC Mortgage, Inc. due to 363,270,000 servicing transfer Transfer of cap to Countrywide Home Loans due 76,760,000 to servicing transfer 96,300,000 Updated portfolio data from servicer Transfer of cap to Green Tree Servicing LLC due 96,090,000 to servicing transfer 95,990,000 Transfer of cap due to servicing transfer 1,657,394 Termination of SPA 9/30/2009 $ 130,780,000 $ 12/30/2009 $ (116,750,000) $ 91,010,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 221,790,000 initial cap Updated portfolio data from servicer & HAFA 105,040,000 initial cap 3/26/2010 $ 13,080,000 $ 118,120,000 Updated portfolio data from servicer 7/14/2010 $ (24,220,000) $ 7/16/2010 $ 210,000 $ 8/13/2010 $ 2,200,000 $ 9/10/2010 $ 34,600,000 $ 130,910,000 Initial 2MP cap 9/30/2010 93,900,000 Updated portfolio data from servicer Transfer of cap from Wilshire Credit Corporation 94,110,000 due to servicing transfer 96,310,000 Transfer of cap due to servicing transfer $ 5,600,000 $ 136,510,000 Initial FHA-2LP cap and FHA-HAMP 9/30/2010 $ 10,185,090 $ 146,695,090 Updated portfolio data from servicer 10/15/2010 $ 400,000 $ 147,095,090 Transfer of cap due to servicing transfer 1/6/2011 $ (213) $ 3/30/2011 $ (250) $ 147,094,877 Updated portfolio data from servicer Updated due to quarterly assessment and 147,094,627 reallocation 5/13/2011 $ 1,200,000 $ 148,294,627 Transfer of cap due to servicing transfer 6/16/2011 $ 100,000 $ 6/29/2011 $ (2,302) $ 148,394,627 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 148,392,325 reallocation 7/14/2011 $ 1,900,000 $ 150,292,325 Transfer of cap due to servicing transfer 9/15/2011 $ 200,000 $ 150,492,325 Transfer of cap due to servicing transfer 10/14/2011 $ 200,000 $ 150,692,325 Transfer of cap due to servicing transfer 11/16/2011 $ 400,000 $ 151,092,325 Transfer of cap due to servicing transfer 2/16/2012 $ 900,000 $ 151,992,325 Transfer of cap due to servicing transfer 3/15/2012 $ 100,000 $ 152,092,325 Transfer of cap due to servicing transfer 5/16/2012 $ 3,260,000 $ 155,352,325 Transfer of cap due to servicing transfer 6/14/2012 $ 920,000 $ 6/28/2012 $ (1,622) $ 156,272,325 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 156,270,703 reallocation 7/16/2012 $ 110,000 $ 156,380,703 Transfer of cap due to servicing transfer 8/16/2012 $ 5,120,000 $ 9/27/2012 $ (4,509) $ 161,500,703 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 161,496,194 reallocation 10/16/2012 $ 8,810,000 $ 170,306,194 Transfer of cap due to servicing transfer 11/15/2012 $ 2,910,000 $ 12/27/2012 $ (802) $ 173,216,194 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 173,215,392 reallocation 2/14/2013 $ 10,210,000 $ 3/25/2013 $ (3,023) $ 5/16/2013 $ 140,000 $ 6/27/2013 $ (1,077) $ 6/17/2009 $ 9/30/2009 $ 90,990,000 $ 12/30/2009 $ 57,980,000 $ 131,020,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 222,010,000 initial cap Updated portfolio data from servicer & HAFA 279,990,000 initial cap 3/26/2010 $ 74,520,000 $ 354,510,000 Updated portfolio data from servicer 7/14/2010 $ (75,610,000) $ 278,900,000 Updated portfolio data from servicer 8/13/2010 $ 1,100,000 $ 280,000,000 Transfer of cap due to servicing transfer 9/30/2010 $ 3,763,685 $ 283,763,685 Updated portfolio data from servicer 12/15/2010 $ 300,000 $ 284,063,685 Updated portfolio data from servicer 1/6/2011 $ (325) $ 284,063,360 Updated portfolio data from servicer 1/13/2011 $ 2,400,000 $ 3/30/2011 $ (384) $ 6/29/2011 $ (3,592) $ 286,463,360 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 286,462,976 reallocation Updated due to quarterly assessment and 286,459,384 reallocation 8/16/2011 $ 1,800,000 $ 288,259,384 Transfer of cap due to servicing transfer 9/15/2011 $ 100,000 $ 288,359,384 Transfer of cap due to servicing transfer 11/16/2011 $ 1,000,000 $ 289,359,384 Transfer of cap due to servicing transfer 2/16/2012 $ 1,100,000 $ 290,459,384 Transfer of cap due to servicing transfer (63,980,000) $ 183,425,392 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 183,422,369 reallocation 183,562,369 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 183,561,292 reallocation 82 Servicer Modifying Borrowers' Loans Name of Institution Date Adjustment Details City State Transaction Type Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Pricing Mechanism 10503 10503 10503 10503 10503 RBS 10503 10503 10503 10503 10503 10503 10503 10503 10503 10503 10503 10503 10503 5/1/2009 Aurora Loan Services, LLC Littleton CO Purchase Financial Instrument for Home Loan Modifications $ 798,000,000 N/A 10231 10231 10231 10231 10231 10231 10231 10231 10231 10231 10231 10231 10231 10231 10231 10231 10231 10231 10231 10231 10231 10231 10231 5/28/2009 Nationstar Mortgage LLC Lewisville 10406 10406 10406 10406 10406 10406 10406 10406 10406 10406 10406 10406 10406 10406 10406 10406 10406 10406 10406 10406 10406 10406 10406 10406 TX Purchase Financial Instrument for Home Loan Modifications $ 101,000,000 N/A Note Adjustment Date Cap Adjustment Amount 4/16/2012 $ 5/16/2012 6/14/2012 6/28/2012 Adjusted Cap Reason for Adjustment 100,000 $ 290,559,384 Transfer of cap due to servicing transfer $ 850,000 $ 291,409,384 Transfer of cap due to servicing transfer $ 2,240,000 $ $ (2,520) $ 293,649,384 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 293,646,864 reallocation 7/16/2012 $ 1,690,000 $ 295,336,864 Transfer of cap due to servicing transfer 8/16/2012 $ (30,000) $ 9/27/2012 $ (6,632) $ 295,306,864 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 295,300,232 reallocation 10/16/2012 $ 2,880,000 $ 298,180,232 Transfer of cap due to servicing transfer 11/15/2012 $ 1,500,000 $ 299,680,232 Transfer of cap due to servicing transfer 12/14/2012 $ 2,040,000 $ 12/27/2012 $ (1,103) $ 301,720,232 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 301,719,129 reallocation 1/16/2013 $ (10,000) $ 301,709,129 Transfer of cap due to servicing transfer 2/14/2013 $ 4,960,000 $ 306,669,129 Transfer of cap due to servicing transfer 3/14/2013 $ (30,000) $ 3/25/2013 $ (4,179) $ 306,639,129 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 306,634,950 reallocation 4/16/2013 $ (70,000) $ 306,564,950 Transfer of cap due to servicing transfer 5/16/2013 $ 1,570,000 $ 308,134,950 Transfer of cap due to servicing transfer 6/14/2013 $ (1,880,000) $ 6/27/2013 $ (1,522) $ 306,254,950 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 306,253,428 reallocation 6/17/2009 $ (338,450,000) $ 9/30/2009 $ (11,860,000) $ 12/30/2009 $ 21,330,000 $ 459,550,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 447,690,000 initial cap Updated portfolio data from servicer & HAFA 469,020,000 initial cap 3/26/2010 $ 9,150,000 $ 478,170,000 Updated portfolio data from servicer 7/14/2010 $ (76,870,000) $ 401,300,000 Updated portfolio data from servicer 9/1/2010 $ 400,000 $ 401,700,000 Initial FHA-HAMP cap 9/30/2010 $ (8,454,269) $ 393,245,731 Updated portfolio data from servicer 393,245,389 Updated portfolio data from servicer Updated due to quarterly assessment and 393,245,015 reallocation 1/6/2011 $ (342) $ 3/30/2011 $ (374) $ 5/13/2011 $ 18,000,000 $ 6/29/2011 $ (3,273) $ 411,245,015 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 411,241,742 reallocation 10/14/2011 $ (200,000) $ 411,041,742 Transfer of cap due to servicing transfer 3/15/2012 $ 100,000 $ 411,141,742 Transfer of cap due to servicing transfer 4/16/2012 $ (500,000) $ 6/28/2012 $ (1,768) $ 410,641,742 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 410,639,974 reallocation 7/16/2012 $ (90,000) $ 410,549,974 Transfer of cap due to servicing transfer 8/16/2012 $ (134,230,000) $ 276,319,974 Transfer of cap due to servicing transfer 8/23/2012 $ (166,976,849) $ 9/27/2012 $ 1 $ 109,343,125 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 109,343,126 reallocation 11/15/2012 $ (230,000) $ 3/25/2013 $ (1) $ 109,113,126 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 109,113,125 reallocation 5/16/2013 $ (20,000) $ 109,093,125 Transfer of cap due to servicing transfer 6/14/2013 $ (50,000) $ 6/27/2013 $ (15) $ 109,043,125 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 109,043,110 reallocation 6/12/2009 $ 16,140,000 $ 9/30/2009 $ 134,560,000 $ 12/30/2009 $ 80,250,000 $ 117,140,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 251,700,000 initial cap Updated portfolio data from servicer & HAFA 331,950,000 initial cap 3/26/2010 $ 67,250,000 $ 399,200,000 Updated portfolio data from servicer 7/14/2010 $ (85,900,000) $ 313,300,000 Updated portfolio data from servicer 8/13/2010 $ 100,000 $ 9/30/2010 $ 2,900,000 $ 313,400,000 Transfer of cap due to servicing transfer Initial FHA-HAMP cap, initial FHA-2LP cap, initial 316,300,000 RD-HAMP, and initial 2MP cap 9/30/2010 $ 33,801,486 $ 350,101,486 Updated portfolio data from servicer 11/16/2010 $ 700,000 $ 350,801,486 Transfer of cap due to servicing transfer 12/15/2010 $ 1,700,000 $ 352,501,486 Updated portfolio data from servicer 1/6/2011 $ (363) $ 352,501,123 Updated portfolio data from servicer 2/16/2011 $ 900,000 $ 353,401,123 Transfer of cap due to servicing transfer 3/16/2011 $ 29,800,000 $ 3/30/2011 $ (428) $ 383,201,123 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 383,200,695 reallocation 5/26/2011 $ 20,077,503 $ 6/29/2011 $ (4,248) $ 403,278,198 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 403,273,950 reallocation 11/16/2011 $ 100,000 $ 403,373,950 Transfer of cap due to servicing transfer 3/15/2012 $ (100,000) $ 403,273,950 Transfer of cap due to servicing transfer 5/16/2012 $ 90,000 $ 403,363,950 Transfer of cap due to servicing transfer 6/14/2012 $ (2,380,000) $ 6/28/2012 $ (2,957) $ 400,983,950 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 400,980,993 reallocation 7/16/2012 $ (2,580,000) $ 398,400,993 Transfer of cap due to servicing transfer 8/16/2012 $ 131,450,000 $ 529,850,993 Transfer of cap due to servicing transfer 8/23/2012 $ 166,976,849 $ 9/27/2012 $ (12,806) $ 696,827,842 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 696,815,036 reallocation 83 Servicer Modifying Borrowers' Loans Name of Institution Date Adjustment Details City State Transaction Type Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Pricing Mechanism 10406 10406 10406 10406 10406 10406 10406 10406 10406 10406 6/12/2009 Residential Credit Solutions, Inc. Fort Worth TX Purchase Financial Instrument for Home Loan Modifications $ 19,400,000 N/A 10326 10326 10326 10326 10326 10326 10326 10326 10326 10326 10326 10326 10326 10326 10326 10326 10326 10326 10326 10326 10326 10326 10326 10326 10326 10326 6/17/2009 CCO Mortgage Glen Allen VA Purchase Financial Instrument for Home Loan Modifications $ 16,520,000 N/A 10052 10052 10052 10052 10052 10052 10052 10052 10052 10052 10052 10052 6/17/2009 RG Mortgage Corporation San Juan PR Purchase Financial Instrument for Home Loan Modifications $ 57,000,000 N/A 10131 10131 10131 10131 10131 10131 10131 10131 10131 10131 10131 10131 10131 10131 6/19/2009 First Federal Savings and Loan Port Angeles 10224 10224 WA Purchase Financial Instrument for Home Loan Modifications $ 770,000 N/A Note Adjustment Date Cap Adjustment Amount 11/15/2012 $ 12/14/2012 $ 12/27/2012 $ 2/14/2013 $ 3/14/2013 $ 3/25/2013 $ 4/16/2013 5/16/2013 Adjusted Cap Reason for Adjustment 160,000 $ 696,975,036 Transfer of cap due to servicing transfer 50,000 $ (1,882) $ 697,025,036 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 697,023,154 reallocation (10,000) $ 697,013,154 Transfer of cap due to servicing transfer (280,000) $ (6,437) $ 696,733,154 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 696,726,717 reallocation $ 30,000 $ 696,756,717 Transfer of cap due to servicing transfer $ (1,510,000) $ 695,246,717 Transfer of cap due to servicing transfer 6/14/2013 $ (1,070,000) $ 6/27/2013 $ (2,099) $ 694,176,717 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 694,174,618 reallocation Updated portfolio data from servicer & HPDP 17,540,000 initial cap Updated portfolio data from servicer & HAFA 45,460,000 initial cap 9/30/2009 $ (1,860,000) $ 12/30/2009 $ 27,920,000 $ 3/26/2010 $ (1,390,000) $ 44,070,000 Updated portfolio data from servicer 7/14/2010 $ (13,870,000) $ 9/30/2010 $ 400,000 $ 30,200,000 Updated portfolio data from servicer Initial FHA-HAMP cap, initial FHA-2LP cap, and 30,600,000 initial 2MP cap 9/30/2010 $ 586,954 $ 31,186,954 Updated portfolio data from servicer 1/6/2011 $ (34) $ 3/30/2011 $ (37) $ 31,186,920 Updated portfolio data from servicer Updated due to quarterly assessment and 31,186,883 reallocation 4/13/2011 $ 100,000 $ 6/29/2011 $ (329) $ 31,286,883 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 31,286,554 reallocation 9/15/2011 $ (1,900,000) $ 29,386,554 Transfer of cap due to servicing transfer 11/16/2011 $ 2,800,000 $ 32,186,554 Transfer of cap due to servicing transfer 5/16/2012 $ 420,000 $ 32,606,554 Transfer of cap due to servicing transfer 6/14/2012 $ 8,060,000 $ 6/28/2012 $ (313) $ 40,666,554 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 40,666,241 reallocation 7/16/2012 $ 2,160,000 $ 9/27/2012 $ (911) $ 42,826,241 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 42,825,330 reallocation 10/16/2012 $ 5,690,000 $ 48,515,330 Transfer of cap due to servicing transfer 11/15/2012 $ 20,000 $ 12/27/2012 $ (178) $ 48,535,330 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 48,535,152 reallocation 2/14/2013 $ 3,190,000 $ 51,725,152 Transfer of cap due to servicing transfer 3/14/2013 $ (260,000) $ 3/25/2013 $ (713) $ 51,465,152 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 51,464,439 reallocation 4/16/2013 $ 1,330,000 $ 52,794,439 Transfer of cap due to servicing transfer 5/16/2013 $ 100,000 $ 52,894,439 Transfer of cap due to servicing transfer 6/14/2013 $ 20,000 $ 6/27/2013 $ (264) $ 52,914,439 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 52,914,175 reallocation Updated portfolio data from servicer & HPDP 29,590,000 initial cap Updated portfolio data from servicer & HAFA 175,100,000 initial cap 9/30/2009 $ 13,070,000 $ 12/30/2009 $ 145,510,000 $ 3/26/2010 $ (116,950,000) $ 58,150,000 Updated portfolio data from servicer 7/14/2010 $ (23,350,000) $ 34,800,000 Updated portfolio data from servicer 9/30/2010 $ 7,846,346 $ 42,646,346 Updated portfolio data from servicer 1/6/2011 $ (46) $ 3/30/2011 $ (55) $ 6/29/2011 $ (452) $ 6/28/2012 $ (309) $ 9/27/2012 $ (807) $ 12/27/2012 $ (131) $ 3/25/2013 $ (475) $ 6/27/2013 $ (175) $ 9/30/2009 $ (11,300,000) $ 12/30/2009 $ (42,210,000) $ 42,646,300 Updated portfolio data from servicer Updated due to quarterly assessment and 42,646,245 reallocation Updated due to quarterly assessment and 42,645,793 reallocation Updated due to quarterly assessment and 42,645,484 reallocation Updated due to quarterly assessment and 42,644,677 reallocation Updated due to quarterly assessment and 42,644,546 reallocation Updated due to quarterly assessment and 42,644,071 reallocation Updated due to quarterly assessment and 42,643,896 reallocation Updated portfolio data from servicer & HPDP 45,700,000 initial cap Updated portfolio data from servicer & HAFA 3,490,000 initial cap 3/26/2010 $ 65,640,000 $ 69,130,000 Updated portfolio data from servicer 4/9/2010 $ (14,470,000) $ 54,660,000 Updated portfolio data from servicer 7/14/2010 $ (8,860,000) $ 45,800,000 Updated portfolio data from servicer 9/30/2010 $ (4,459,154) $ 41,340,846 Updated portfolio data from servicer 12/15/2010 $ (4,300,000) $ 37,040,846 Updated portfolio data from servicer 1/6/2011 $ (51) $ 3/30/2011 $ (65) $ 6/29/2011 $ (616) $ 6/28/2012 $ (462) $ 9/27/2012 $ (1,270) $ 12/27/2012 $ (214) $ 3/25/2013 $ (812) $ 6/27/2013 $ (306) $ 12/30/2009 $ 2,020,000 $ 37,040,795 Updated portfolio data from servicer Updated due to quarterly assessment and 37,040,730 reallocation Updated due to quarterly assessment and 37,040,114 reallocation Updated due to quarterly assessment and 37,039,652 reallocation Updated due to quarterly assessment and 37,038,382 reallocation Updated due to quarterly assessment and 37,038,168 reallocation Updated due to quarterly assessment and 37,037,356 reallocation Updated due to quarterly assessment and 37,037,050 reallocation Updated portfolio data from servicer & HAFA 2,790,000 initial cap 3/26/2010 $ 11,370,000 $ 14,160,000 Updated portfolio data from servicer 5/26/2010 $ (14,160,000) $ - Termination of SPA 84 Servicer Modifying Borrowers' Loans Name of Institution Date 6/19/2009 Adjustment Details City Wescom Central Credit Union Anaheim State Transaction Type CA Purchase Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Financial Instrument for Home Loan Modifications $ 540,000 Pricing Mechanism Note N/A 10126 10126 10126 10126 10126 10126 10126 10126 10126 12 10126 9 10126 6/26/2009 Citizens First Wholesale Mortgage Company The Villages FL Purchase Financial Instrument for Home Loan Modifications $ 30,000 N/A 10002 10002 10002 10002 10002 6/26/2009 San Jose Technology Credit Union CA Purchase Financial Instrument for Home Loan Modifications $ 70,000 N/A 10014 10014 10014 10014 10014 10014 10014 10014 10014 10014 10014 6/26/2009 Miamisburg National City Bank OH Purchase Financial Instrument for Home Loan Modifications $ 294,980,000 N/A 10349 10349 10349 10349 10349 10349 10349 10349 10349 10349 10349 10349 10349 10349 10349 10349 10349 10349 10349 10349 10349 10349 10349 10349 7/1/2009 Wachovia Mortgage, FSB Des Moines IA Purchase Financial Instrument for Home Loan Modifications $ 634,010,000 N/A 1000642 1000642 3 1000642 7/1/2009 Bayview Loan Servicing, LLC Coral Gables 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 FL Purchase Financial Instrument for Home Loan Modifications $ 44,260,000 N/A Adjustment Date Cap Adjustment Amount 9/30/2009 $ 12/30/2009 3/26/2010 7/14/2010 Adjusted Cap Reason for Adjustment Updated portfolio data from servicer & HPDP 870,000 initial cap Updated portfolio data from servicer & HAFA 17,360,000 initial cap 330,000 $ $ 16,490,000 $ $ (14,260,000) $ 3,100,000 Updated portfolio data from servicer $ (1,800,000) $ 1,300,000 Updated portfolio data from servicer 7/30/2010 $ 1,500,000 $ 2,800,000 Updated portfolio data from servicer 9/30/2010 $ 1,551,668 $ 4,351,668 Updated portfolio data from servicer 1/6/2011 $ (2) $ 3/30/2011 $ (2) $ 4,351,666 Updated portfolio data from servicer Updated due to quarterly assessment and 4,351,664 reallocation 5/13/2011 $ (1,800,000) $ 2,551,664 Transfer of cap due to servicing transfer 6/3/2011 $ (1,872,787) $ 6/14/2012 $ 990,000 $ 9/27/2012 $ 372,177 $ 9/30/2009 $ (10,000) $ 12/30/2009 $ 590,000 $ 3/26/2010 $ (580,000) $ 30,000 Updated portfolio data from servicer 7/14/2010 $ 70,000 $ 100,000 Updated portfolio data from servicer 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 2/17/2011 $ (145,056) $ 12/30/2009 $ 2,180,000 $ - Termination of SPA Updated portfolio data from servicer & HAFA 2,250,000 initial cap 3/26/2010 $ (720,000) $ 1,530,000 Updated portfolio data from servicer 7/14/2010 $ (430,000) $ 1,100,000 Updated portfolio data from servicer 9/30/2010 $ 60,445 $ 1,160,445 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (12) $ 6/28/2012 $ (9) $ 678,877 Termination of SPA 1,668,877 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 2,041,054 reallocation Updated portfolio data from servicer & HPDP 20,000 initial cap Updated portfolio data from servicer & HAFA 610,000 initial cap 9/27/2012 $ (23) $ 12/27/2012 $ (4) $ 3/25/2013 $ (13) $ 6/27/2013 $ (5) $ 9/30/2009 $ 315,170,000 $ 12/30/2009 $ 90,280,000 $ 1,160,444 Updated portfolio data from servicer Updated due to quarterly assessment and 1,160,443 reallocation Updated due to quarterly assessment and 1,160,431 reallocation Updated due to quarterly assessment and 1,160,422 reallocation Updated due to quarterly assessment and 1,160,399 reallocation Updated due to quarterly assessment and 1,160,395 reallocation Updated due to quarterly assessment and 1,160,382 reallocation Updated due to quarterly assessment and 1,160,377 reallocation Updated portfolio data from servicer & HPDP 610,150,000 initial cap Updated portfolio data from servicer & HAFA 700,430,000 initial cap 3/26/2010 $ (18,690,000) $ 681,740,000 Updated portfolio data from servicer 7/14/2010 $ (272,640,000) $ 9/30/2010 $ 80,600,000 $ 409,100,000 Updated portfolio data from servicer Initial FHA-HAMP cap, Initial FHA-2LP cap, and 489,700,000 initial 2MP cap 9/30/2010 $ 71,230,004 $ 560,930,004 Updated portfolio data from servicer 1/6/2011 $ (828) $ 560,929,176 Updated portfolio data from servicer 2/16/2011 $ 200,000 $ 561,129,176 Transfer of cap due to servicing transfer 3/16/2011 $ (100,000) $ 3/30/2011 $ (981) $ 561,029,176 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 561,028,195 reallocation 4/13/2011 $ (2,300,000) $ 558,728,195 Transfer of cap due to servicing transfer 5/13/2011 $ (200,000) $ 558,528,195 Transfer of cap due to servicing transfer 6/16/2011 $ (200,000) $ 6/29/2011 $ (9,197) $ 558,328,195 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 558,318,998 reallocation 10/14/2011 $ 300,000 $ 558,618,998 Transfer of cap due to servicing transfer 11/16/2011 $ (300,000) $ 558,318,998 Transfer of cap due to servicing transfer 1/13/2012 $ 200,000 $ 558,518,998 Transfer of cap due to servicing transfer 2/16/2012 $ (100,000) $ 558,418,998 Transfer of cap due to servicing transfer 3/15/2012 $ 200,000 $ 558,618,998 Transfer of cap due to servicing transfer 6/14/2012 $ (10,000) $ 6/28/2012 $ (6,771) $ 558,608,998 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 558,602,227 reallocation Updated due to quarterly assessment and 558,583,760 reallocation Updated due to quarterly assessment and 558,580,655 reallocation Updated due to quarterly assessment and 558,568,942 reallocation Updated due to quarterly assessment and 558,564,549 reallocation Updated portfolio data from servicer & HPDP 1,357,890,000 initial cap Updated portfolio data from servicer & HAFA 2,050,530,000 initial cap Transfer of cap (to Wells Fargo Bank) due to 293,656 merger Transfer of cap (to Wells Fargo Bank) due to 238,890 merger Updated portfolio data from servicer & HPDP 68,110,000 initial cap Updated portfolio data from servicer & HAFA 111,700,000 initial cap 9/27/2012 $ (18,467) $ 12/27/2012 $ (3,105) $ 3/25/2013 $ (11,713) $ 6/27/2013 $ (4,393) $ 9/30/2009 $ 723,880,000 $ 12/30/2009 $ 692,640,000 $ 2/17/2010 $ (2,050,236,344) $ 3/12/2010 $ (54,767) $ 9/30/2009 $ 23,850,000 $ 12/30/2009 $ 43,590,000 $ 3/26/2010 $ 34,540,000 $ 146,240,000 Updated portfolio data from servicer 5/7/2010 $ 1,010,000 $ 147,250,000 Initial 2MP cap 7/14/2010 $ (34,250,000) $ 113,000,000 Updated portfolio data from servicer 9/30/2010 $ 600,000 $ 113,600,000 Initial FHA-2LP cap 9/30/2010 $ (15,252,303) $ 98,347,697 Updated portfolio data from servicer 1/6/2011 $ (70) $ 3/30/2011 $ (86) $ 98,347,627 Updated portfolio data from servicer Updated due to quarterly assessment and 98,347,541 reallocation 85 Servicer Modifying Borrowers' Loans Adjustment Details Name of Institution Date City State Transaction Type Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Pricing Mechanism Note 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 7/10/2009 Lake National Bank Mentor OH Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 10355 10355 10355 10355 10355 10355 10355 10355 10355 7/10/2009 IBM Southeast Employees' Federal Credit Union 12 Delray Beach FL Purchase Financial Instrument for Home Loan Modifications $ 870,000 N/A 10029 10029 10029 10029 10029 10029 10029 10029 10029 7/17/2009 MorEquity, Inc. 12 Evansville IN Purchase Financial Instrument for Home Loan Modifications $ 23,480,000 N/A 1000957 1000957 1000957 1000957 1000957 1000957 1000957 11 1000957 7/17/2009 PNC Bank, National Association Pittsburgh 1000834 1000834 1000834 1000834 1000834 1000834 1000834 1000834 1000834 1000834 1000834 1000834 PA Purchase Financial Instrument for Home Loan Modifications $ 54,470,000 N/A Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 4/13/2011 $ 400,000 $ 98,747,541 Transfer of cap due to servicing transfer 5/13/2011 $ 100,000 $ 6/29/2011 $ (771) $ 98,847,541 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 98,846,770 reallocation 9/15/2011 $ 600,000 $ 99,446,770 Transfer of cap due to servicing transfer 10/14/2011 $ (18,900,000) $ 80,546,770 Transfer of cap due to servicing transfer 1/13/2012 $ 900,000 $ 81,446,770 Transfer of cap due to servicing transfer 2/16/2012 $ 2,400,000 $ 83,846,770 Transfer of cap due to servicing transfer 3/15/2012 $ (100,000) $ 83,746,770 Transfer of cap due to servicing transfer 4/16/2012 $ 200,000 $ 83,946,770 Transfer of cap due to servicing transfer 5/16/2012 $ 30,000 $ 83,976,770 Transfer of cap due to servicing transfer 6/14/2012 $ 1,810,000 $ 6/28/2012 $ (508) $ 85,786,770 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 85,786,262 reallocation 7/16/2012 $ 2,660,000 $ 9/27/2012 $ (1,249) $ 88,446,262 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 88,445,013 reallocation 10/16/2012 $ 160,000 $ 88,605,013 Transfer of cap due to servicing transfer 11/15/2012 $ 6,970,000 $ 95,575,013 Transfer of cap due to servicing transfer 12/14/2012 $ 13,590,000 $ 12/27/2012 $ (298) $ 109,165,013 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 109,164,715 reallocation 1/16/2013 $ 90,000 $ 109,254,715 Transfer of cap due to servicing transfer 2/14/2013 $ 3,250,000 $ 112,504,715 Transfer of cap due to servicing transfer 3/14/2013 $ 830,000 $ 3/25/2013 $ (1,023) $ 113,334,715 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 113,333,692 reallocation 4/16/2013 $ 1,490,000 $ 114,823,692 Transfer of cap due to servicing transfer 5/16/2013 $ 660,000 $ 115,483,692 Transfer of cap due to servicing transfer 6/14/2013 $ 7,470,000 $ 6/27/2013 $ (308) $ 122,953,692 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 122,953,384 reallocation Updated portfolio data from servicer & HPDP 250,000 initial cap Updated portfolio data from servicer & HAFA 380,000 initial cap 9/30/2009 $ 150,000 $ 12/30/2009 $ 130,000 $ 3/26/2010 $ 50,000 $ 430,000 Updated portfolio data from servicer 7/14/2010 $ (30,000) $ 400,000 Updated portfolio data from servicer 9/30/2010 $ 35,167 $ 435,167 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (6) $ 6/28/2012 $ (4) $ 435,166 Updated portfolio data from servicer Updated due to quarterly assessment and 435,165 reallocation Updated due to quarterly assessment and 435,159 reallocation Updated due to quarterly assessment and 435,155 reallocation 8/23/2012 $ (424,504) $ 9/30/2009 $ 12/30/2009 $ 250,000 $ 10,651 Termination of SPA Updated portfolio data from servicer & HPDP 860,000 initial cap Updated portfolio data from servicer & HAFA 1,110,000 initial cap 3/26/2010 $ (10,000) $ 1,100,000 Updated portfolio data from servicer 7/14/2010 $ (400,000) $ 700,000 Updated portfolio data from servicer 9/30/2010 $ 170,334 $ 870,334 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (12) $ 6/28/2012 $ (9) $ 870,333 Updated portfolio data from servicer Updated due to quarterly assessment and 870,332 reallocation Updated due to quarterly assessment and 870,320 reallocation Updated due to quarterly assessment and 870,311 reallocation 9/14/2012 $ (821,722) $ 9/30/2009 $ 18,530,000 $ 12/30/2009 $ 24,510,000 $ 48,589 Termination of SPA Updated portfolio data from servicer & HPDP 42,010,000 initial cap Updated portfolio data from servicer & HAFA 66,520,000 initial cap 3/26/2010 $ 18,360,000 $ 84,880,000 Updated portfolio data from servicer 7/14/2010 $ (22,580,000) $ 62,300,000 Updated portfolio data from servicer 9/30/2010 $ (8,194,261) $ 54,105,739 Updated portfolio data from servicer (10,000) $ 1/6/2011 $ (37) $ 54,105,702 Updated portfolio data from servicer 3/16/2011 $ (29,400,000) $ 3/30/2011 $ (34) $ 5/26/2011 $ (20,077,503) $ 9/30/2009 $ (36,240,000) $ 12/30/2009 $ 19,280,000 $ 24,705,702 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 24,705,668 reallocation Termination of SPA 4,628,165 (remaining cap equals distribution amount) Updated portfolio data from servicer & HPDP 18,230,000 initial cap Updated portfolio data from servicer & HAFA 37,510,000 initial cap 3/26/2010 $ 2,470,000 $ 39,980,000 Updated portfolio data from servicer 7/14/2010 $ (17,180,000) $ 22,800,000 Updated portfolio data from servicer 9/30/2010 $ 35,500,000 $ 58,300,000 Initial FHA-2LP cap and initial 2MP cap 9/30/2010 $ 23,076,191 $ 81,376,191 Updated portfolio data from servicer 1/6/2011 $ (123) $ 3/30/2011 $ (147) $ 81,376,068 Updated portfolio data from servicer Updated due to quarterly assessment and 81,375,921 reallocation 5/13/2011 $ (100,000) $ 6/29/2011 $ (1,382) $ 10/14/2011 $ (300,000) $ 6/28/2012 $ (1,003) $ 9/27/2012 $ (2,745) $ 81,275,921 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 81,274,539 reallocation 80,974,539 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 80,973,536 reallocation Updated due to quarterly assessment and 80,970,791 reallocation 86 Servicer Modifying Borrowers' Loans Name of Institution Date Adjustment Details City State Transaction Type Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Pricing Mechanism Note 1000834 1000834 1000834 1000834 7/17/2009 Farmers State Bank West Salem OH Purchase Financial Instrument for Home Loan Modifications $ 170,000 N/A 10612 10612 10612 10612 10612 7/17/2009 ShoreBank Chicago IL Purchase Financial Instrument for Home Loan Modifications $ 1,410,000 N/A 10257 10257 10257 10257 10257 10257 10257 10257 10257 10257 10257 10257 12 10257 7/22/2009 Homeward Residential, Inc. (American Home Mortgage Servicing, Inc) Coppell TX Purchase Financial Instrument for Home Loan Modifications $ 1,272,490,000 N/A 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 7/22/2009 Mortgage Center, LLC Southfield 10439 10439 10439 10439 10439 10439 10439 10439 10439 10439 10439 10439 MI Purchase Financial Instrument for Home Loan Modifications $ 4,210,000 N/A Adjustment Date Cap Adjustment Amount Adjusted Cap 12/27/2012 $ (460) $ 3/25/2013 Reason for Adjustment Updated due to quarterly assessment and 80,970,331 reallocation Updated due to quarterly assessment and 80,968,591 reallocation Transfer of cap (from RBC bank (USA) ) due to 81,028,591 merger Updated due to quarterly assessment and 81,027,935 reallocation Updated portfolio data from servicer & HPDP 80,000 initial cap Updated portfolio data from servicer & HAFA 130,000 initial cap $ (1,740) $ 4/9/2013 $ 60,000 $ 6/27/2013 $ (656) $ 9/30/2009 $ (90,000) $ 12/30/2009 $ 50,000 $ 3/26/2010 $ 100,000 $ 230,000 Updated portfolio data from servicer 7/14/2010 $ (130,000) $ 100,000 Updated portfolio data from servicer 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 5/20/2011 $ (145,056) $ 9/30/2009 $ 890,000 $ 12/30/2009 $ 1,260,000 $ - Termination of SPA Updated portfolio data from servicer & HPDP 2,300,000 initial cap Updated portfolio data from servicer & HAFA 3,560,000 initial cap 3/26/2010 $ (20,000) $ 3,540,000 Updated portfolio data from servicer 7/14/2010 $ (240,000) $ 3,300,000 Updated portfolio data from servicer 9/30/2010 $ 471,446 $ 3,771,446 Updated portfolio data from servicer 1/6/2011 $ (3) $ 3/30/2011 $ (4) $ 3,771,443 Updated portfolio data from servicer Updated due to quarterly assessment and 3,771,439 reallocation 4/13/2011 $ (1,100,000) $ 6/29/2011 $ (38) $ 6/28/2012 $ (29) $ 9/27/2012 $ (79) $ 12/27/2012 $ (13) $ 3/25/2013 $ (50) $ 4/9/2013 $ (2,324,244) $ 9/30/2009 $ 12/30/2009 $ 250,450,000 $ 346,986 Termination of SPA Updated portfolio data from servicer & HPDP 1,218,820,000 initial cap Updated portfolio data from servicer & HAFA 1,469,270,000 initial cap 3/26/2010 $ 124,820,000 $ 1,594,090,000 Updated portfolio data from servicer 7/14/2010 $ (289,990,000) $ 1,304,100,000 Updated portfolio data from servicer 9/30/2010 $ 1,690,508 $ 1,305,790,508 Updated portfolio data from servicer 10/15/2010 $ 300,000 $ 1,306,090,508 Transfer of cap due to servicing transfer 11/16/2010 $ (100,000) $ 1,305,990,508 Transfer of cap due to servicing transfer 1/6/2011 $ (1,173) $ 1,305,989,335 Updated portfolio data from servicer 2/16/2011 $ (500,000) $ 3/30/2011 $ (1,400) $ 1,305,489,335 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,305,487,935 reallocation 4/13/2011 $ 3,100,000 $ 6/29/2011 $ (12,883) $ 1,308,587,935 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,308,575,052 reallocation (53,670,000) $ 2,671,439 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 2,671,401 reallocation Updated due to quarterly assessment and 2,671,372 reallocation Updated due to quarterly assessment and 2,671,293 reallocation Updated due to quarterly assessment and 2,671,280 reallocation Updated due to quarterly assessment and 2,671,230 reallocation 9/15/2011 $ (1,000,000) $ 1,307,575,052 Transfer of cap due to servicing transfer 10/14/2011 $ (100,000) $ 1,307,475,052 Transfer of cap due to servicing transfer 11/16/2011 $ (1,100,000) $ 1,306,375,052 Transfer of cap due to servicing transfer 5/16/2012 $ (10,000) $ 6/28/2012 $ (8,378) $ 1,306,365,052 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,306,356,674 reallocation 7/16/2012 $ (470,000) $ 1,305,886,674 Transfer of cap due to servicing transfer 8/16/2012 $ (80,000) $ 9/27/2012 $ (22,494) $ 1,305,806,674 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,305,784,180 reallocation 10/16/2012 $ (260,000) $ 1,305,524,180 Transfer of cap due to servicing transfer 11/15/2012 $ (30,000) $ 1,305,494,180 Transfer of cap due to servicing transfer 12/14/2012 $ (50,000) $ 12/27/2012 $ (3,676) $ 1,305,444,180 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,305,440,504 reallocation 1/16/2013 $ (80,000) $ 1,305,360,504 Transfer of cap due to servicing transfer 2/14/2013 $ 20,000 $ 1,305,380,504 Transfer of cap due to servicing transfer 3/14/2013 $ (84,160,000) $ 3/25/2013 $ (12,821) $ 1,221,220,504 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,221,207,683 reallocation 4/16/2013 $ (621,110,000) $ 600,097,683 Transfer of cap due to servicing transfer 5/16/2013 $ (19,120,000) $ 6/27/2013 $ (1,947) $ 580,977,683 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 580,975,736 reallocation Updated portfolio data from servicer & HPDP 5,990,000 initial cap Updated portfolio data from servicer & HAFA 8,830,000 initial cap 9/30/2009 $ 1,780,000 $ 12/30/2009 $ 2,840,000 $ 3/26/2010 $ 2,800,000 $ 11,630,000 Updated portfolio data from servicer 7/14/2010 $ (5,730,000) $ 5,900,000 Updated portfolio data from servicer 9/30/2010 $ 2,658,280 $ 8,558,280 Updated portfolio data from servicer 1/6/2011 $ (12) $ 3/30/2011 $ (14) $ 6/29/2011 $ (129) $ 6/28/2012 $ (94) $ 9/27/2012 $ (256) $ 12/27/2012 $ (43) $ 3/25/2013 $ (162) $ 6/27/2013 $ (60) $ 8,558,268 Updated portfolio data from servicer Updated due to quarterly assessment and 8,558,254 reallocation Updated due to quarterly assessment and 8,558,125 reallocation Updated due to quarterly assessment and 8,558,031 reallocation Updated due to quarterly assessment and 8,557,775 reallocation Updated due to quarterly assessment and 8,557,732 reallocation Updated due to quarterly assessment and 8,557,570 reallocation Updated due to quarterly assessment and 8,557,510 reallocation 87 Servicer Modifying Borrowers' Loans Name of Institution Date 7/22/2009 Adjustment Details City Mission Federal Credit Union San Diego State Transaction Type CA Purchase Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Financial Instrument for Home Loan Modifications $ 860,000 Pricing Mechanism N/A 1000455 1000455 1000455 1000455 1000455 1000455 1000455 1000455 1000455 7/29/2009 FIRST BANK St. Louis MO Purchase Financial Instrument for Home Loan Modifications $ 6,460,000 N/A 10455 10455 10455 10455 10455 10455 10455 10455 10455 10455 10455 10455 7/29/2009 Purdue Employees Federal Credit Union West Lafayette IN Purchase Financial Instrument for Home Loan Modifications $ 1,090,000 N/A 1000505 1000505 1000505 1000505 1000505 1000505 1000505 1000505 1000505 1000505 1000505 1000505 7/29/2009 Wachovia Bank, N.A. Charlotte NC Purchase Financial Instrument for Home Loan Modifications $ 85,020,000 N/A 1000902 1000902 1000902 1000902 1000902 7/31/2009 J.P. Morgan Chase Bank, NA Lewisville 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 TX Purchase Financial Instrument for Home Loan Modifications $ 2,699,720,000 N/A Note Adjustment Date Cap Adjustment Amount Adjusted Cap (490,000) $ Reason for Adjustment Updated portfolio data from servicer & HPDP 370,000 initial cap Updated portfolio data from servicer & HAFA 7,120,000 initial cap 9/30/2009 $ 12/30/2009 $ 6,750,000 $ 3/26/2010 $ (6,340,000) $ 780,000 Updated portfolio data from servicer 7/14/2010 $ (180,000) $ 600,000 Updated portfolio data from servicer 9/30/2010 $ 125,278 $ 3/30/2011 $ (1) $ 6/29/2011 $ (4) $ 6/28/2012 $ (1) $ 9/27/2012 $ (1) $ 3/25/2013 $ 47,663 $ 9/30/2009 $ (1,530,000) $ 12/30/2009 $ 680,000 $ 725,278 Updated portfolio data from servicer Updated due to quarterly assessment and 725,277 reallocation Updated due to quarterly assessment and 725,273 reallocation Updated due to quarterly assessment and 725,272 reallocation Updated due to quarterly assessment and 725,271 reallocation Updated due to quarterly assessment and 772,934 reallocation Updated portfolio data from servicer & HPDP 4,930,000 initial cap Updated portfolio data from servicer & HAFA 5,610,000 initial cap 3/26/2010 $ 2,460,000 $ 8,070,000 Updated portfolio data from servicer 7/14/2010 $ (2,470,000) $ 5,600,000 Updated portfolio data from servicer 9/30/2010 $ 2,523,114 $ 8,123,114 Updated portfolio data from servicer 1/6/2011 $ (2) $ 3/30/2011 $ (2) $ 6/29/2011 $ (15) $ 6/28/2012 $ (3) $ 9/27/2012 $ (5) $ 12/27/2012 $ (1) $ 3/25/2013 $ (5) $ 6/27/2013 $ (1) $ 9/30/2009 $ 12/30/2009 $ 1,260,000 $ 8,123,112 Updated portfolio data from servicer Updated due to quarterly assessment and 8,123,110 reallocation Updated due to quarterly assessment and 8,123,095 reallocation Updated due to quarterly assessment and 8,123,092 reallocation Updated due to quarterly assessment and 8,123,087 reallocation Updated due to quarterly assessment and 8,123,086 reallocation Updated due to quarterly assessment and 8,123,081 reallocation Updated due to quarterly assessment and 8,123,080 reallocation Updated portfolio data from servicer & HPDP 1,030,000 initial cap Updated portfolio data from servicer & HAFA 2,290,000 initial cap 3/26/2010 $ 2,070,000 $ 4,360,000 Updated portfolio data from servicer 7/14/2010 $ (3,960,000) $ 400,000 Updated portfolio data from servicer 9/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (8) $ 6/28/2012 $ (6) $ 9/27/2012 $ (17) $ 12/27/2012 $ (3) $ 3/25/2013 $ (11) $ 6/27/2013 $ (4) $ 9/30/2009 $ 12/30/2009 $ 26,160,000 $ 580,221 Updated portfolio data from servicer Updated due to quarterly assessment and 580,220 reallocation Updated due to quarterly assessment and 580,212 reallocation Updated due to quarterly assessment and 580,206 reallocation Updated due to quarterly assessment and 580,189 reallocation Updated due to quarterly assessment and 580,186 reallocation Updated due to quarterly assessment and 580,175 reallocation Updated due to quarterly assessment and 580,171 reallocation Updated portfolio data from servicer & HPDP 47,320,000 initial cap Updated portfolio data from servicer & HAFA 73,480,000 initial cap 3/26/2010 $ 9,820,000 $ 83,300,000 Updated portfolio data from servicer 7/14/2010 $ (46,200,000) $ 37,100,000 Updated portfolio data from servicer 9/30/2010 $ (28,686,775) $ 8,413,225 Updated portfolio data from servicer 12/3/2010 $ (8,413,225) $ 9/30/2009 $ 12/30/2009 $ 1,178,180,000 $ 3/26/2010 $ 1,006,580,000 $ 7/14/2010 $ (1,934,230,000) $ 9/30/2010 $ 72,400,000 $ 2,935,400,000 Updated portfolio data from servicer Initial FHA-HAMP cap, Initial FHA-2LP cap, and 3,007,800,000 initial RD-HAMP 9/30/2010 $ 215,625,536 $ 3,223,425,536 Updated portfolio data from servicer 1/6/2011 $ (3,636) $ 3,223,421,900 Updated portfolio data from servicer 3/16/2011 $ (100,000) $ 3/30/2011 $ (3,999) $ 3,223,321,900 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 3,223,317,901 reallocation 4/13/2011 $ (200,000) $ 3,223,117,901 Transfer of cap due to servicing transfer 5/13/2011 $ 122,700,000 $ 6/29/2011 $ (34,606) $ 3,345,817,901 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 3,345,783,295 reallocation 7/14/2011 $ 600,000 $ 3,346,383,295 Transfer of cap due to servicing transfer 8/16/2011 $ (400,000) $ 3,345,983,295 Transfer of cap due to servicing transfer 9/15/2011 $ (100,000) $ 3,345,883,295 Transfer of cap due to servicing transfer 10/14/2011 $ 200,000 $ 3,346,083,295 Transfer of cap due to servicing transfer 10/19/2011 $ 519,211,309 $ 3,865,294,604 Transfer of cap due to servicing transfer 11/16/2011 $ (2,800,000) $ 3,862,494,604 Transfer of cap due to servicing transfer 1/13/2012 $ (100,000) $ 3,862,394,604 Transfer of cap due to servicing transfer 2/16/2012 $ (100,000) $ 3,862,294,604 Transfer of cap due to servicing transfer 5/16/2012 $ (126,080,000) $ 3,736,214,604 Transfer of cap due to servicing transfer 6/14/2012 $ (1,620,000) $ 6/28/2012 $ (16,192) $ 3,734,594,604 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 3,734,578,412 reallocation 7/16/2012 $ (2,300,000) $ 3,732,278,412 Transfer of cap due to servicing transfer 8/16/2012 $ (20,000) $ 9/27/2012 $ (37,341) $ 3,732,258,412 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 3,732,221,071 reallocation (60,000) $ (37,700,000) $ (14,850,000) $ - Termination of SPA Updated portfolio data from servicer & HPDP 2,684,870,000 initial cap Updated portfolio data from servicer & HAFA 3,863,050,000 initial cap Updated portfolio data from servicer & 2MP initial 4,869,630,000 cap 88 Servicer Modifying Borrowers' Loans Name of Institution Date Adjustment Details City State Transaction Type Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Pricing Mechanism Note 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 7/31/2009 EMC Mortgage Corporation Lewisville TX Purchase Financial Instrument for Home Loan Modifications $ 707,380,000 N/A 1001020 1001020 1001020 1001020 1001020 1001020 1001020 1001020 1001020 1001020 1001020 1001020 1001020 1001020 1001020 1001020 8/5/2009 Lake City Bank 14 Warsaw IN Purchase Financial Instrument for Home Loan Modifications $ 420,000 N/A 1000840 1000840 1000840 1000840 1000840 1000840 1000840 1000840 1000840 1000840 8/5/2009 Oakland Municipal Credit Union Oakland CA Purchase Financial Instrument for Home Loan Modifications $ 140,000 N/A 1000609 1000609 1000609 1000609 1000609 1000609 1000609 1000609 12 1000609 8/5/2009 HomEq Servicing North Highlands 10717 10717 10717 10717 10717 10717 10717 10717 10717 10717 10717 10717 10717 10717 10717 10717 10717 CA Purchase Financial Instrument for Home Loan Modifications $ 674,000,000 N/A Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 10/16/2012 $ (1,130,000) $ 3,731,091,071 Transfer of cap due to servicing transfer 11/15/2012 $ (3,770,000) $ 3,727,321,071 Transfer of cap due to servicing transfer 12/14/2012 $ (180,000) $ 12/27/2012 $ (4,535) $ 3,727,141,071 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 3,727,136,536 reallocation 1/16/2013 $ (60,000) $ 3,727,076,536 Transfer of cap due to servicing transfer 2/14/2013 $ (520,000) $ 3,726,556,536 Transfer of cap due to servicing transfer 3/14/2013 $ (90,000) $ 3/25/2013 $ (14,310) $ 3,726,466,536 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 3,726,452,226 reallocation 4/16/2013 $ (110,000) $ 3,726,342,226 Transfer of cap due to servicing transfer 5/16/2013 $ (120,000) $ 3,726,222,226 Transfer of cap due to servicing transfer 6/14/2013 $ (50,000) $ 6/27/2013 $ (3,778) $ 3,726,172,226 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 3,726,168,448 reallocation Updated portfolio data from servicer & HPDP 707,370,000 initial cap Updated portfolio data from servicer & HAFA 1,209,800,000 initial cap Updated portfolio data from servicer & 2MP initial 1,075,240,000 cap 9/30/2009 $ 12/30/2009 $ 502,430,000 $ 3/26/2010 $ (134,560,000) (10,000) $ $ 7/14/2010 $ (392,140,000) $ 683,100,000 Updated portfolio data from servicer 7/16/2010 $ (630,000) $ 682,470,000 Transfer of cap to Saxon Mortgage Services, Inc. 9/30/2010 $ 13,100,000 $ 695,570,000 Initial FHA-HAMP cap and initial FHA-2LP cap 9/30/2010 $ (8,006,457) $ 687,563,543 Updated portfolio data from servicer 10/15/2010 $ (100,000) $ 687,463,543 Transfer of cap due to servicing transfer 12/15/2010 $ (4,400,000) $ 683,063,543 Updated portfolio data from servicer 1/6/2011 $ (802) $ 683,062,741 Updated portfolio data from servicer 2/16/2011 $ (900,000) $ 682,162,741 Transfer of cap due to servicing transfer 3/16/2011 $ (4,000,000) $ 3/30/2011 $ (925) $ 678,162,741 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 678,161,816 reallocation 5/13/2011 $ (122,900,000) $ 6/29/2011 $ (8,728) $ 555,261,816 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 555,253,088 reallocation 7/14/2011 $ (600,000) $ 554,653,088 Transfer of cap due to servicing transfer 10/19/2011 $ (519,211,309) $ 9/30/2009 $ 180,000 $ 12/30/2009 $ (350,000) $ 3/26/2010 $ 20,000 $ 270,000 Updated portfolio data from servicer 7/14/2010 $ (70,000) $ 200,000 Updated portfolio data from servicer 9/30/2010 $ 90,111 $ 6/29/2011 $ (3) $ 6/28/2012 $ (2) $ 9/27/2012 $ (7) $ 12/27/2012 $ (1) $ 3/25/2013 $ (4) $ 6/27/2013 $ (2) $ 9/30/2009 $ 290,000 $ 12/30/2009 $ 210,000 $ 290,111 Updated portfolio data from servicer Updated due to quarterly assessment and 290,108 reallocation Updated due to quarterly assessment and 290,106 reallocation Updated due to quarterly assessment and 290,099 reallocation Updated due to quarterly assessment and 290,098 reallocation Updated due to quarterly assessment and 290,094 reallocation Updated due to quarterly assessment and 290,092 reallocation Updated portfolio data from servicer & HPDP 430,000 initial cap Updated portfolio data from servicer & HAFA 640,000 initial cap 3/26/2010 $ 170,000 $ 810,000 Updated portfolio data from servicer 7/14/2010 $ (10,000) $ 800,000 Updated portfolio data from servicer 9/30/2010 $ (74,722) $ 725,278 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 725,277 Updated portfolio data from servicer Updated due to quarterly assessment and 725,276 reallocation 4/13/2011 $ (200,000) $ 6/29/2011 $ (7) $ 7/22/2011 $ (515,201) $ 9/30/2009 $ (121,190,000) $ 12/30/2009 $ (36,290,000) $ 10,068 Termination of SPA Updated portfolio data from servicer & HPDP 552,810,000 initial cap Updated portfolio data from servicer & HAFA 516,520,000 initial cap 3/26/2010 $ 199,320,000 $ 715,840,000 Updated portfolio data from servicer 7/14/2010 $ (189,040,000) $ 526,800,000 Updated portfolio data from servicer 9/30/2010 $ 38,626,728 $ 565,426,728 Updated portfolio data from servicer 10/15/2010 $ (170,800,000) $ 394,626,728 Transfer of cap due to servicing transfer 12/15/2010 $ (22,200,000) $ 372,426,728 Updated portfolio data from servicer 1/6/2011 $ (549) $ 372,426,179 Updated portfolio data from servicer 2/16/2011 $ (900,000) $ 3/30/2011 $ (653) $ 6/29/2011 $ (6,168) $ 6/28/2012 $ (4,634) $ 371,526,179 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 371,525,526 reallocation Updated due to quarterly assessment and 371,519,358 reallocation Updated due to quarterly assessment and 371,514,724 reallocation 8/16/2012 $ (430,000) $ 9/27/2012 $ (12,728) $ 12/14/2012 $ (20,000) $ 12/27/2012 $ (2,148) $ 3/25/2013 $ (8,137) $ 6/27/2013 $ (3,071) $ 35,441,779 Termination of SPA Updated portfolio data from servicer & HPDP 600,000 initial cap Updated portfolio data from servicer & HAFA 250,000 initial cap 525,276 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 525,269 reallocation 371,084,724 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 371,071,996 reallocation 371,051,996 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 371,049,848 reallocation Updated due to quarterly assessment and 371,041,711 reallocation Updated due to quarterly assessment and 371,038,640 reallocation 89 Servicer Modifying Borrowers' Loans Date 8/12/2009 Name of Institution Adjustment Details City Litton Loan Servicing, LP Houston State Transaction Type TX Purchase Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Financial Instrument for Home Loan Modifications $ 774,900,000 Pricing Mechanism N/A 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 8/12/2009 PennyMac Loan Services, LLC Calasbasa 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 CA Purchase Financial Instrument for Home Loan Modifications $ 6,210,000 N/A Note Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 313,050,000 $ 275,370,000 $ Updated portfolio data from servicer & HPDP 1,087,950,000 initial cap Updated portfolio data from servicer & HAFA 1,363,320,000 initial cap 278,910,000 $ 1,642,230,000 Updated portfolio data from servicer (474,730,000) $ 1,167,500,000 Updated portfolio data from servicer (700,000) $ 1,166,800,000 Transfer of cap to due to servicing transfer $ (1,000,000) $ 1,165,800,000 Transfer of cap to due to servicing transfer 9/30/2010 $ (115,017,236) $ 1,050,782,764 Updated portfolio data from servicer 10/15/2010 $ (800,000) $ 1,049,982,764 Transfer of cap due to servicing transfer 12/15/2010 $ 800,000 $ 1,050,782,764 Updated portfolio data from servicer 1/6/2011 $ (1,286) $ 1,050,781,478 Updated portfolio data from servicer 3/16/2011 $ 8,800,000 $ 3/30/2011 $ (1,470) $ 1,059,581,478 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,059,580,008 reallocation 4/13/2011 $ (3,300,000) $ 1,056,280,008 Transfer of cap due to servicing transfer 5/13/2011 $ (300,000) $ 1,055,980,008 Transfer of cap due to servicing transfer 6/16/2011 $ (700,000) $ 6/29/2011 $ (13,097) $ 1,055,280,008 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,055,266,911 reallocation 7/14/2011 $ (200,000) $ 1,055,066,911 Transfer of cap due to servicing transfer 9/15/2011 $ (2,900,000) $ 1,052,166,911 Transfer of cap due to servicing transfer 10/14/2011 $ (300,000) $ 1,051,866,911 Transfer of cap due to servicing transfer 11/16/2011 $ (500,000) $ 1,051,366,911 Transfer of cap due to servicing transfer 12/15/2011 $ (2,600,000) $ 1,048,766,911 Transfer of cap due to servicing transfer 1/13/2012 $ (194,800,000) $ 853,966,911 Transfer of cap due to servicing transfer 2/16/2012 $ (400,000) $ 6/28/2012 $ (9,728) $ 853,566,911 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 853,557,183 reallocation 8/16/2012 $ (7,990,000) $ 9/27/2012 $ (26,467) $ 12/27/2012 $ (4,466) $ 3/25/2013 $ (16,922) $ 6/27/2013 $ (6,386) $ 9/30/2009 $ (1,200,000) $ 12/30/2009 $ 30,800,000 $ 3/26/2010 $ 23,200,000 $ 6/16/2010 $ 2,710,000 $ 7/14/2010 $ (18,020,000) $ 7/16/2010 $ 6,680,000 $ 43,700,000 Updated portfolio data from servicer Transfer of cap from CitiMortgage, Inc. due to 50,380,000 servicing transfer 8/13/2010 $ 2,600,000 $ 52,980,000 Transfer of cap to due to servicing transfer 9/15/2010 $ (100,000) $ 52,880,000 Transfer of cap to due to servicing transfer 9/30/2010 $ 200,000 $ 53,080,000 Initial FHA-HAMP cap and 2MP initial cap 9/30/2009 $ 12/30/2009 $ 3/26/2010 $ 7/14/2010 $ 8/13/2010 $ 9/15/2010 845,567,183 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 845,540,716 reallocation Updated due to quarterly assessment and 845,536,250 reallocation Updated due to quarterly assessment and 845,519,328 reallocation Updated due to quarterly assessment and 845,512,942 reallocation Updated portfolio data from servicer & HPDP 5,010,000 initial cap Updated portfolio data from servicer & HAFA 35,810,000 initial cap 59,010,000 Updated portfolio data from servicer Transfer of cap from CitiMortgage, Inc. due to 61,720,000 servicing transfer 9/30/2010 $ (1,423,197) $ 51,656,803 Updated portfolio data from servicer 11/16/2010 $ 1,400,000 $ 53,056,803 Transfer of cap due to servicing transfer 12/15/2010 $ (100,000) $ 52,956,803 Updated portfolio data from servicer 1/6/2011 $ (72) $ 52,956,731 Updated portfolio data from servicer 1/13/2011 $ 4,100,000 $ 57,056,731 Transfer of cap due to servicing transfer 2/16/2011 $ (100,000) $ 56,956,731 Transfer of cap due to servicing transfer 3/16/2011 $ 4,000,000 $ 3/30/2011 $ (94) $ 60,956,731 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 60,956,637 reallocation 4/13/2011 $ (100,000) $ 60,856,637 Transfer of cap due to servicing transfer 5/13/2011 $ 5,800,000 $ 66,656,637 Transfer of cap due to servicing transfer 6/16/2011 $ 600,000 $ 6/29/2011 $ (812) $ 67,256,637 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 67,255,825 reallocation 7/14/2011 $ 2,500,000 $ 69,755,825 Transfer of cap due to servicing transfer 9/15/2011 $ 2,800,000 $ 72,555,825 Transfer of cap due to servicing transfer 10/14/2011 $ 300,000 $ 72,855,825 Transfer of cap due to servicing transfer 11/16/2011 $ 900,000 $ 73,755,825 Transfer of cap due to servicing transfer 12/15/2011 $ 800,000 $ 74,555,825 Transfer of cap due to servicing transfer 1/13/2012 $ 200,000 $ 74,755,825 Transfer of cap due to servicing transfer 3/15/2012 $ 1,900,000 $ 76,655,825 Transfer of cap due to servicing transfer 4/16/2012 $ 200,000 $ 76,855,825 Transfer of cap due to servicing transfer 6/14/2012 $ 1,340,000 $ 6/28/2012 $ (340) $ 78,195,825 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 78,195,485 reallocation 7/16/2012 $ 2,930,000 $ 81,125,485 Transfer of cap due to servicing transfer 8/16/2012 $ 890,000 $ 9/27/2012 $ (974) $ 82,015,485 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 82,014,511 reallocation 10/16/2012 $ 1,800,000 $ 83,814,511 Transfer of cap due to servicing transfer 12/14/2012 $ 3,860,000 $ 12/27/2012 $ (154) $ 87,674,511 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 87,674,357 reallocation 2/14/2013 $ 2,980,000 $ 3/25/2013 $ (506) $ 90,654,357 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 90,653,851 reallocation 90 Servicer Modifying Borrowers' Loans Name of Institution Date Adjustment Details City State Transaction Type Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Pricing Mechanism 1000744 1000744 1000744 8/12/2009 Servis One, Inc. Titusville PA Purchase Financial Instrument for Home Loan Modifications $ 29,730,000 N/A 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 8/28/2009 OneWest Bank Pasadena CA Purchase Financial Instrument for Home Loan Modifications $ 668,440,000 N/A 10008 10008 10008 10008 10008 10008 10008 10008 10008 10008 10008 10008 10008 8/28/2009 Stanford Federal Credit Union Palo Alto 1000576 1000576 1000576 1000576 CA Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A Note Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 4/16/2013 $ 2,160,000 $ 92,813,851 Transfer of cap due to servicing transfer 6/14/2013 $ 6/27/2013 $ 9/30/2009 $ 2,440,000 $ (128) $ 95,253,851 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 95,253,723 reallocation Updated portfolio data from servicer & HPDP 4,220,000 initial cap Updated portfolio data from servicer & HAFA 4,740,000 initial cap 12/30/2009 $ 520,000 $ 3/26/2010 $ 4,330,000 $ 4/19/2010 $ 230,000 $ 5/19/2010 $ 850,000 $ 7/14/2010 $ (850,000) $ 9,300,000 Updated portfolio data from servicer 9/15/2010 $ 100,000 $ 9,400,000 Transfer of cap to due to servicing transfer 9/30/2010 $ 100,000 $ 9/30/2010 $ 16,755,064 $ 26,255,064 Updated portfolio data from servicer 10/15/2010 $ 100,000 $ 26,355,064 Transfer of cap due to servicing transfer 12/15/2010 $ 100,000 $ 26,455,064 Updated portfolio data from servicer 1/6/2011 $ (40) $ 26,455,024 Updated portfolio data from servicer 1/13/2011 $ 300,000 $ 26,755,024 Transfer of cap due to servicing transfer 2/16/2011 $ 100,000 $ 26,855,024 Transfer of cap due to servicing transfer 3/16/2011 $ 2,200,000 $ 3/30/2011 $ (52) $ 29,055,024 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 29,054,972 reallocation 4/13/2011 $ 1,500,000 $ 30,554,972 Transfer of cap due to servicing transfer 5/13/2011 $ 1,000,000 $ 31,554,972 Transfer of cap due to servicing transfer 6/16/2011 $ 100,000 $ 6/29/2011 $ (534) $ 31,654,972 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 31,654,438 reallocation 8/16/2011 $ 700,000 $ 32,354,438 Transfer of cap due to servicing transfer 9/15/2011 $ (600,000) $ 31,754,438 Transfer of cap due to servicing transfer 10/14/2011 $ 4,000,000 $ 35,754,438 Transfer of cap due to servicing transfer 11/16/2011 $ 600,000 $ 36,354,438 Transfer of cap due to servicing transfer 12/15/2011 $ 200,000 $ 36,554,438 Transfer of cap due to servicing transfer 1/13/2012 $ 100,000 $ 36,654,438 Transfer of cap due to servicing transfer 2/16/2012 $ 1,300,000 $ 37,954,438 Transfer of cap due to servicing transfer 3/15/2012 $ 1,100,000 $ 39,054,438 Transfer of cap due to servicing transfer 4/16/2012 $ 800,000 $ 39,854,438 Transfer of cap due to servicing transfer 5/16/2012 $ (1,080,000) $ 38,774,438 Transfer of cap due to servicing transfer 6/14/2012 $ 1,560,000 $ 6/28/2012 $ (465) $ 40,334,438 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 40,333,973 reallocation 8/16/2012 $ 70,000 $ 9/27/2012 $ (1,272) $ 40,403,973 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 40,402,701 reallocation 10/16/2012 $ 2,100,000 $ 42,502,701 Transfer of cap due to servicing transfer 11/15/2012 $ 1,340,000 $ 43,842,701 Transfer of cap due to servicing transfer 12/14/2012 $ 1,160,000 $ 12/27/2012 $ (239) $ 45,002,701 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 45,002,462 reallocation 1/16/2013 $ 210,000 $ 45,212,462 Transfer of cap due to servicing transfer 2/14/2013 $ 1,790,000 $ 47,002,462 Transfer of cap due to servicing transfer 3/14/2013 $ 1,920,000 $ 3/25/2013 $ (960) $ 48,922,462 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 48,921,502 reallocation 4/16/2013 $ 410,000 $ 49,331,502 Transfer of cap due to servicing transfer 5/16/2013 $ (60,000) $ 49,271,502 Transfer of cap due to servicing transfer 6/14/2013 $ 1,620,000 $ 6/27/2013 $ (359) $ 50,891,502 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 50,891,143 reallocation (25,510,000) $ 9,070,000 Updated portfolio data from servicer Transfer of cap from CitiMortgage, Inc. due to 9,300,000 servicing transfer 10,150,000 Initial 2MP cap 9,500,000 Initial FHA-HAMP cap 10/2/2009 $ 145,800,000 $ 12/30/2009 $ 1,355,930,000 $ 814,240,000 HPDP initial cap Updated portfolio data from servicer & HAFA 2,170,170,000 initial cap 3/26/2010 $ 121,180,000 $ 2,291,350,000 Updated portfolio data from servicer 7/14/2010 $ (408,850,000) $ 1,882,500,000 Updated portfolio data from servicer 9/30/2010 $ 5,500,000 $ 1,888,000,000 2MP initial cap 9/30/2010 $ (51,741,163) $ 1,836,258,837 Updated portfolio data from servicer 1/6/2011 $ (2,282) $ 3/30/2011 $ (2,674) $ 6/29/2011 $ (24,616) $ 6/28/2012 $ (15,481) $ 9/27/2012 $ (40,606) $ 12/27/2012 $ (6,688) $ 3/25/2013 $ (24,811) $ 6/27/2013 $ (9,058) $ 1,836,256,555 Updated portfolio data from servicer Updated due to quarterly assessment and 1,836,253,881 reallocation Updated due to quarterly assessment and 1,836,229,265 reallocation Updated due to quarterly assessment and 1,836,213,784 reallocation Updated due to quarterly assessment and 1,836,173,178 reallocation Updated due to quarterly assessment and 1,836,166,490 reallocation Updated due to quarterly assessment and 1,836,141,679 reallocation Updated due to quarterly assessment and 1,836,132,621 reallocation 10/2/2009 $ 70,000 $ 12/30/2009 $ 2,680,000 $ 370,000 HPDP initial cap Updated portfolio data from servicer & HAFA 3,050,000 initial cap 3/26/2010 $ 350,000 $ 3,400,000 Updated portfolio data from servicer 7/14/2010 $ (1,900,000) $ 1,500,000 Updated portfolio data from servicer 9/30/2010 $ (1,209,889) $ 290,111 Updated portfolio data from servicer 91 Servicer Modifying Borrowers' Loans Adjustment Details Name of Institution Date City State Transaction Type Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Pricing Mechanism Note 1000576 8/28/2009 RoundPoint Mortgage Servicing Corporation 3/23/2010 Charlotte NC Purchase Financial Instrument for Home Loan Modifications $ 570,000 N/A 1001011 1001011 1001011 1001011 1001011 1001011 1001011 1001011 1001011 1001011 1001011 1001011 1001011 1001011 1001011 1001011 9/2/2009 Horicon Bank Horicon WI Purchase Financial Instrument for Home Loan Modifications $ 560,000 N/A 1001018 1001018 1001018 1001018 1001018 1001018 1001018 1001018 1001018 1001018 1001018 1001018 9/2/2009 as amended on 8/27/2010 Vantium Capital, Inc.dba Acqura Loan Services Plano TX Purchase Financial Instrument for Home Loan Modifications $ 6,000,000 N/A 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 9/9/2009 Central Florida Educators Federal Credit Union Lake Mary 1000890 1000890 1000890 1000890 1000890 1000890 1000890 Adjustment Date FL Purchase Financial Instrument for Home Loan Modifications $ 1,250,000 N/A 10 Cap Adjustment Amount $ Adjusted Cap (290,111) $ Reason for Adjustment - Termination of SPA 10/2/2009 $ 130,000 $ 12/30/2009 $ (310,000) $ 3/26/2010 $ 2,110,000 $ 2,500,000 Updated portfolio data from servicer 700,000 HPDP initial cap Updated portfolio data from servicer & HAFA 390,000 initial cap 7/14/2010 $ 8,300,000 $ 10,800,000 Updated portfolio data from servicer 9/30/2010 $ 5,301,172 $ 16,101,172 Updated portfolio data from servicer 1/6/2011 $ (22) $ 16,101,150 Updated portfolio data from servicer 3/16/2011 $ (400,000) $ 3/30/2011 $ (25) $ 6/29/2011 $ (232) $ 6/28/2012 $ (174) $ 9/27/2012 $ (479) $ 15,701,150 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 15,701,125 reallocation Updated due to quarterly assessment and 15,700,893 reallocation Updated due to quarterly assessment and 15,700,719 reallocation Updated due to quarterly assessment and 15,700,240 reallocation 11/15/2012 $ (350,000) $ 12/27/2012 $ (82) $ 3/25/2013 $ (308) $ 15,350,240 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 15,350,158 reallocation Updated due to quarterly assessment and 15,349,850 reallocation 4/16/2013 $ 80,000 $ 15,429,850 Transfer of cap due to servicing transfer 6/14/2013 $ 20,000 $ 6/27/2013 $ (108) $ 15,449,850 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 15,449,742 reallocation 10/2/2009 $ 130,000 $ 12/30/2009 $ 1,040,000 $ 690,000 HPDP initial cap Updated portfolio data from servicer & HAFA 1,730,000 initial cap 3/26/2010 $ (1,680,000) $ 50,000 Updated portfolio data from servicer 5/12/2010 $ 1,260,000 $ 1,310,000 Updated portfolio data from servicer 7/14/2010 $ (1,110,000) $ 200,000 Updated portfolio data from servicer 9/30/2010 $ 100,000 $ 300,000 Initial RD-HAMP 9/30/2010 $ (9,889) $ 6/29/2011 $ (3) $ 6/28/2012 290,111 Updated portfolio data from servicer Updated due to quarterly assessment and 290,108 reallocation Updated due to quarterly assessment and 290,106 reallocation Updated due to quarterly assessment and 290,099 reallocation Updated due to quarterly assessment and 290,098 reallocation Updated due to quarterly assessment and 290,094 reallocation Updated due to quarterly assessment and 290,092 reallocation $ (2) $ 9/27/2012 $ (7) $ 12/27/2012 $ (1) $ 3/25/2013 $ (4) $ 6/27/2013 $ (2) $ 10/2/2009 $ 1,310,000 $ 12/30/2009 $ (3,390,000) $ 7,310,000 HPDP initial cap Updated portfolio data from servicer & HAFA 3,920,000 initial cap 3/26/2010 $ 410,000 $ 4,330,000 Updated portfolio data from servicer 7/14/2010 $ (730,000) $ 3,600,000 Updated portfolio data from servicer 9/15/2010 $ 4,700,000 $ 8,300,000 Transfer of cap due to servicing transfer 9/30/2010 $ 117,764 $ 8,417,764 Updated portfolio data from servicer 11/16/2010 $ 800,000 $ 12/15/2010 $ 2,700,000 $ 11,917,764 Updated portfolio data from servicer 1/6/2011 $ (17) $ 11,917,747 Updated portfolio data from servicer 1/13/2011 $ 700,000 $ 12,617,747 Transfer of cap due to servicing transfer 2/16/2011 $ 1,800,000 $ 3/30/2011 $ (19) $ 14,417,747 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 14,417,728 reallocation 4/13/2011 $ 300,000 $ 6/29/2011 $ (189) $ 14,717,728 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 14,717,539 reallocation 8/16/2011 $ 300,000 $ 15,017,539 Transfer of cap due to servicing transfer 9/15/2011 $ 100,000 $ 15,117,539 Transfer of cap due to servicing transfer 10/14/2011 $ 100,000 $ 6/28/2012 $ (147) $ 15,217,539 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 15,217,392 reallocation 7/16/2012 $ (10,000) $ 9/27/2012 $ (413) $ 11/15/2012 $ (40,000) $ 12/27/2012 $ (71) $ 15,166,979 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 15,166,908 reallocation 2/14/2013 $ (770,000) $ 14,396,908 Transfer of cap due to servicing transfer 3/14/2013 $ (20,000) $ 3/25/2013 $ (256) $ 14,376,908 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 14,376,652 reallocation 4/16/2013 $ (620,000) $ 13,756,652 Transfer of cap due to servicing transfer 5/16/2013 $ 40,000 $ 13,796,652 Transfer of cap due to servicing transfer 6/14/2013 $ 10,000 $ 6/27/2013 $ (95) $ 13,806,652 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 13,806,557 reallocation 9,217,764 Transfer of cap due to servicing transfer 15,207,392 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 15,206,979 reallocation 10/2/2009 $ 280,000 $ 12/30/2009 $ (750,000) $ 1,530,000 HPDP initial cap Updated portfolio data from servicer & HAFA 780,000 initial cap 3/26/2010 $ 120,000 $ 900,000 Updated portfolio data from servicer 7/14/2010 $ (300,000) $ 600,000 Updated portfolio data from servicer 9/30/2010 $ 270,334 $ 870,334 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (5) $ 870,333 Updated portfolio data from servicer Updated due to quarterly assessment and 870,332 reallocation Updated due to quarterly assessment and 870,327 reallocation 92 Servicer Modifying Borrowers' Loans Date Adjustment Details Name of Institution City State Transaction Type Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Pricing Mechanism 1000890 1000890 1000890 1000890 1000890 9/9/2009 U.S. Bank National Association Owensboro KY Purchase Financial Instrument for Home Loan Modifications $ 114,220,000 N/A 10305 10305 10305 10305 10305 10305 10305 10305 10305 10305 10305 10305 9/9/2009 CUC Mortgage Corporation Albany NY Purchase Financial Instrument for Home Loan Modifications $ 4,350,000 N/A 1000483 1000483 1000483 1000483 1000483 1000483 1000483 1000483 1000483 1000483 1000483 1000483 9/11/2009 ORNL Federal Credit Union Oak Ridge TN Purchase Financial Instrument for Home Loan Modifications $ 2,070,000 N/A 1000467 1000467 1000467 1000467 1000467 1000467 1000467 1000467 1000467 1000467 1000467 1000467 9/11/2009 Allstate Mortgage Loans & Investments, Inc. Ocala FL Purchase Financial Instrument for Home Loan Modifications $ 250,000 N/A 1001029 1001029 1001029 1001029 1001029 1001029 1001029 1001029 9/11/2009 Metropolitan National Bank Little Rock AR Purchase Financial Instrument for Home Loan Modifications $ 280,000 N/A 1000747 1000747 1000747 1000747 1000747 1000747 9/11/2009 Franklin Credit Management Corporation Jersey City 1000955 1000955 1000955 1000955 1000955 1000955 1000955 NJ Purchase Financial Instrument for Home Loan Modifications $ 27,510,000 N/A Note Adjustment Date Cap Adjustment Amount Adjusted Cap 6/28/2012 $ 21,717 $ Reason for Adjustment Updated due to quarterly assessment and 892,044 reallocation Updated due to quarterly assessment and 1,082,121 reallocation Updated due to quarterly assessment and 1,118,087 reallocation Updated due to quarterly assessment and 1,177,551 reallocation Updated due to quarterly assessment and 1,212,989 reallocation 9/27/2012 $ 190,077 $ 12/27/2012 $ 35,966 $ 3/25/2013 $ 59,464 $ 6/27/2013 $ 35,438 $ 10/2/2009 $ 24,920,000 $ 12/30/2009 $ 49,410,000 $ 139,140,000 HPDP initial cap Updated portfolio data from servicer & HAFA 188,550,000 initial cap 3/26/2010 $ 41,830,000 $ 230,380,000 Updated portfolio data from servicer 7/14/2010 $ (85,780,000) $ 144,600,000 Updated portfolio data from servicer 9/30/2010 $ 36,574,444 $ 181,174,444 Updated portfolio data from servicer 1/6/2011 $ (160) $ 3/30/2011 $ (172) $ 6/29/2011 $ (1,431) $ 6/28/2012 $ (746) $ 9/27/2012 $ (1,926) $ 12/27/2012 $ (308) $ 3/25/2013 $ (1,135) $ 6/27/2013 $ (418) $ 181,174,284 Updated portfolio data from servicer Updated due to quarterly assessment and 181,174,112 reallocation Updated due to quarterly assessment and 181,172,681 reallocation Updated due to quarterly assessment and 181,171,935 reallocation Updated due to quarterly assessment and 181,170,009 reallocation Updated due to quarterly assessment and 181,169,701 reallocation Updated due to quarterly assessment and 181,168,566 reallocation Updated due to quarterly assessment and 181,168,148 reallocation 10/2/2009 $ 950,000 $ 12/30/2009 $ 5,700,000 $ 5,300,000 HPDP initial cap Updated portfolio data from servicer & HAFA 11,000,000 initial cap 3/26/2010 $ 740,000 $ 11,740,000 Updated portfolio data from servicer 7/14/2010 $ (1,440,000) $ 10,300,000 Updated portfolio data from servicer 9/30/2010 $ (6,673,610) $ 3,626,390 Updated portfolio data from servicer 1/6/2011 $ (5) $ 3/30/2011 $ (6) $ 6/29/2011 $ (52) $ 6/28/2012 $ (38) $ 9/27/2012 $ (107) $ 12/27/2012 $ (18) $ 3/25/2013 $ (69) $ 6/27/2013 $ (26) $ 3,626,385 Updated portfolio data from servicer Updated due to quarterly assessment and 3,626,379 reallocation Updated due to quarterly assessment and 3,626,327 reallocation Updated due to quarterly assessment and 3,626,289 reallocation Updated due to quarterly assessment and 3,626,182 reallocation Updated due to quarterly assessment and 3,626,164 reallocation Updated due to quarterly assessment and 3,626,095 reallocation Updated due to quarterly assessment and 3,626,069 reallocation 10/2/2009 $ 460,000 $ 12/30/2009 $ 2,730,000 $ 3/26/2010 $ 13,280,000 $ 18,540,000 Updated portfolio data from servicer 7/14/2010 $ (13,540,000) $ 5,000,000 Updated portfolio data from servicer 9/30/2010 $ 1,817,613 $ 6,817,613 Updated portfolio data from servicer 1/6/2011 $ (10) $ 3/30/2011 $ (12) $ 6/29/2011 $ (115) $ 6/28/2012 $ (86) $ 9/27/2012 $ (236) $ 12/27/2012 $ (40) $ 3/25/2013 $ (149) $ 6/27/2013 $ (56) $ 6,817,603 Updated portfolio data from servicer Updated due to quarterly assessment and 6,817,591 reallocation Updated due to quarterly assessment and 6,817,476 reallocation Updated due to quarterly assessment and 6,817,390 reallocation Updated due to quarterly assessment and 6,817,154 reallocation Updated due to quarterly assessment and 6,817,114 reallocation Updated due to quarterly assessment and 6,816,965 reallocation Updated due to quarterly assessment and 6,816,909 reallocation 10/2/2009 $ 60,000 $ 12/30/2009 $ (80,000) $ 310,000 HPDP initial cap Updated portfolio data from servicer & HAFA 230,000 initial cap 3/26/2010 $ 280,000 $ 510,000 Updated portfolio data from servicer 7/14/2010 $ (410,000) $ 100,000 Updated portfolio data from servicer 9/30/2010 $ 45,056 $ 6/29/2011 $ (1) $ 6/28/2012 $ (1) $ 9/27/2012 $ (2) $ 3/25/2013 $ (1) $ 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation Updated due to quarterly assessment and 145,054 reallocation Updated due to quarterly assessment and 145,052 reallocation Updated due to quarterly assessment and 145,051 reallocation 10/2/2009 $ 70,000 $ 12/30/2009 $ 620,000 $ 3/26/2010 $ 100,000 $ 1,070,000 Updated portfolio data from servicer 7/14/2010 $ (670,000) $ 400,000 Updated portfolio data from servicer 9/30/2010 $ 35,167 $ 435,167 Updated portfolio data from servicer 1/6/2011 $ (1) $ 435,166 Updated portfolio data from servicer 1/26/2011 $ (435,166) $ 10/2/2009 $ 6,010,000 $ 12/30/2009 $ (19,750,000) $ 3/26/2010 $ (4,780,000) $ 8,990,000 Updated portfolio data from servicer 7/14/2010 $ (2,390,000) $ 6,600,000 Updated portfolio data from servicer 9/30/2010 $ 2,973,670 $ 9,573,670 Updated portfolio data from servicer 1/6/2011 $ (3) $ 9,573,667 Updated portfolio data from servicer 2/16/2011 $ (1,800,000) $ 3/30/2011 $ (6) $ 7,773,667 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 7,773,661 reallocation 2,530,000 HPDP initial cap Updated portfolio data from servicer & HAFA 5,260,000 initial cap 350,000 HPDP initial cap Updated portfolio data from servicer & HAFA 970,000 initial cap - Termination of SPA 33,520,000 HPDP initial cap Updated portfolio data from servicer & HAFA 13,770,000 initial cap 93 Servicer Modifying Borrowers' Loans Date Adjustment Details Name of Institution City State Transaction Type Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Pricing Mechanism 1000955 1000955 1000955 1000955 1000955 1000955 1000955 9/16/2009 Bay Federal Credit Union Capitola CA Purchase Financial Instrument for Home Loan Modifications $ 410,000 N/A 1001037 1001037 1001037 1001037 1001037 1001037 1001037 1001037 9/23/2009 AMS Servicing, LLC Buffalo NY Purchase Financial Instrument for Home Loan Modifications $ 4,390,000 N/A 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 9/23/2009 Schools Financial Credit Union Sacramento CA Purchase Financial Instrument for Home Loan Modifications $ 390,000 N/A 1001045 1001045 1001045 1001045 1001045 1001045 1001045 1001045 1001045 1001045 1001045 1001045 9/23/2009 Glass City Federal Credit Union Maumee 10716 10716 10716 10716 10716 10716 10716 10716 10716 OH Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A Note Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment Updated due to quarterly assessment and 7,773,600 reallocation 6/29/2011 $ (61) $ 10/14/2011 $ (100,000) $ 6/28/2012 $ (58) $ 9/27/2012 $ (164) $ 12/27/2012 $ (29) $ 3/25/2013 $ (110) $ 6/27/2013 $ (42) $ 10/2/2009 $ 90,000 $ 12/30/2009 $ 1,460,000 $ 500,000 HPDP initial cap Updated portfolio data from servicer & HAFA 1,960,000 initial cap 3/26/2010 $ 160,000 $ 2,120,000 Updated portfolio data from servicer 7/14/2010 $ (120,000) $ 2,000,000 Updated portfolio data from servicer 9/30/2010 $ (1,419,778) $ 580,222 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (8) $ 580,221 Updated portfolio data from servicer Updated due to quarterly assessment and 580,220 reallocation Updated due to quarterly assessment and 580,212 reallocation 1/25/2012 $ (580,212) $ 10/2/2009 $ 960,000 $ 12/30/2009 $ (3,090,000) $ 5,350,000 HPDP initial cap Updated portfolio data from servicer & HAFA 2,260,000 initial cap 3/26/2010 $ 230,000 $ 2,490,000 Updated portfolio data from servicer 7/14/2010 $ 5,310,000 $ 7,800,000 Updated portfolio data from servicer 9/30/2010 $ 323,114 $ 8,123,114 Updated portfolio data from servicer 1/6/2011 $ (12) $ 8,123,102 Updated portfolio data from servicer 3/16/2011 $ 600,000 $ 3/30/2011 $ (16) $ 8,723,102 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 8,723,086 reallocation 4/13/2011 $ 200,000 $ 8,923,086 Transfer of cap due to servicing transfer 5/13/2011 $ 100,000 $ 6/29/2011 $ (153) $ 9,023,086 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 9,022,933 reallocation 9/15/2011 $ 100,000 $ 9,122,933 Transfer of cap due to servicing transfer 11/16/2011 $ 100,000 $ 9,222,933 Transfer of cap due to servicing transfer 4/16/2012 $ 1,100,000 $ 10,322,933 Transfer of cap due to servicing transfer 6/14/2012 $ 650,000 $ 6/28/2012 $ (136) $ 7,673,600 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 7,673,542 reallocation Updated due to quarterly assessment and 7,673,378 reallocation Updated due to quarterly assessment and 7,673,349 reallocation Updated due to quarterly assessment and 7,673,239 reallocation Updated due to quarterly assessment and 7,673,197 reallocation - Termination of SPA 9/27/2012 $ (347) $ 10,972,933 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 10,972,797 reallocation Updated due to quarterly assessment and 10,972,450 reallocation 10/16/2012 $ 250,000 $ 11,222,450 Transfer of cap due to servicing transfer 11/15/2012 $ 30,000 $ 11,252,450 Transfer of cap due to servicing transfer 12/14/2012 $ (10,000) $ 12/27/2012 $ (59) $ 11,242,450 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 11,242,391 reallocation 1/16/2013 $ 20,000 $ 11,262,391 Transfer of cap due to servicing transfer 2/14/2013 $ 290,000 $ 11,552,391 Transfer of cap due to servicing transfer 3/14/2013 $ 10,000 $ 3/25/2013 $ (220) $ 11,562,391 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 11,562,171 reallocation 4/16/2013 $ (60,000) $ 11,502,171 Transfer of cap due to servicing transfer 5/16/2013 $ 50,000 $ 11,552,171 Transfer of cap due to servicing transfer 6/14/2013 $ 10,000 $ 6/27/2013 $ (79) $ 11,562,171 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 11,562,092 reallocation 10/2/2009 $ 90,000 $ 12/30/2009 $ 940,000 $ 480,000 HPDP initial cap Updated portfolio data from servicer & HAFA 1,420,000 initial cap 3/26/2010 $ (980,000) $ 7/14/2010 $ (140,000) $ 300,000 Updated portfolio data from servicer 9/30/2010 $ 1,150,556 $ 1,450,556 Updated portfolio data from servicer 1,450,554 Updated portfolio data from servicer Updated due to quarterly assessment and 1,450,552 reallocation Updated due to quarterly assessment and 1,450,530 reallocation Updated due to quarterly assessment and 1,450,514 reallocation Updated due to quarterly assessment and 1,450,470 reallocation Updated due to quarterly assessment and 1,450,463 reallocation Updated due to quarterly assessment and 1,450,435 reallocation Updated due to quarterly assessment and 1,450,424 reallocation 440,000 Updated portfolio data from servicer 1/6/2011 $ (2) $ 3/30/2011 $ (2) $ 6/29/2011 $ (22) $ 6/28/2012 $ (16) $ 9/27/2012 $ (44) $ 12/27/2012 $ (7) $ 3/25/2013 $ (28) $ 6/27/2013 $ (11) $ 10/2/2009 $ 60,000 $ 12/30/2009 $ (10,000) $ 290,000 HPDP initial cap Updated portfolio data from servicer & HAFA 280,000 initial cap 3/26/2010 $ 130,000 $ 410,000 Updated portfolio data from servicer 7/14/2010 $ (110,000) $ 300,000 Updated portfolio data from servicer 9/30/2010 $ (9,889) $ 6/29/2011 $ (3) $ 6/28/2012 $ (2) $ 290,111 Updated portfolio data from servicer Updated due to quarterly assessment and 290,108 reallocation Updated due to quarterly assessment and 290,106 reallocation Updated due to quarterly assessment and 290,099 reallocation Updated due to quarterly assessment and 290,098 reallocation Updated due to quarterly assessment and 290,094 reallocation 9/27/2012 $ (7) $ 12/27/2012 $ (1) $ 3/25/2013 $ (4) $ 94 Servicer Modifying Borrowers' Loans Adjustment Details Name of Institution Date City State Transaction Type Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Pricing Mechanism 10716 9/23/2009 Central Jersey Federal Credit Union Woodbridge NJ Purchase Financial Instrument for Home Loan Modifications $ 30,000 N/A 10149 10149 10149 10149 9/23/2009 Elkin NC Purchase Financial Instrument for Home Loan Modifications $ 240,000 N/A 1001000 1001000 1001000 1001000 1001000 1001000 1001000 1001000 1001000 1001000 1001000 9/25/2009 SEFCU Albany NY Purchase Financial Instrument for Home Loan Modifications $ 440,000 N/A 1000924 1000924 1000924 1000924 1000924 1000924 10/14/2009 Great Lakes Credit Union North Chicago IL Purchase Financial Instrument for Home Loan Modifications $ 570,000 N/A 1001122 1001122 1001122 1001122 1001122 1001122 1001122 1001122 1001122 1001122 1001122 10/14/2009 Mortgage Clearing Corporation Tulsa OK Purchase Financial Instrument for Home Loan Modifications $ 4,860,000 N/A 1001180 1001180 1001180 1001180 10/21/2009 United Bank Mortgage Corporation Grand Rapids MI Purchase Financial Instrument for Home Loan Modifications $ 410,000 N/A 1000073 1000073 1000073 1000073 1000073 1000073 1000073 1000073 1000073 1000073 1000073 10/23/2009 Bank United Miami Lakes 10048 10048 10048 10048 10048 10048 10048 10048 10048 10048 10048 10048 Adjustment Date 6/27/2013 10149 Yadkin Valley Bank Note FL Purchase Financial Instrument for Home Loan Modifications $ 93,660,000 N/A Cap Adjustment Amount $ Adjusted Cap (2) $ Reason for Adjustment Updated due to quarterly assessment and 290,092 reallocation 10/2/2009 $ 10,000 $ 12/30/2009 $ 120,000 $ 40,000 HPDP initial cap Updated portfolio data from servicer & HAFA 160,000 initial cap 3/26/2010 $ 10,000 $ 170,000 Updated portfolio data from servicer 7/14/2010 $ (70,000) $ 100,000 Updated portfolio data from servicer 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 10/29/2010 $ (145,056) $ 10/2/2009 $ 60,000 $ 12/30/2009 $ 350,000 $ 3/26/2010 $ 1,360,000 $ 2,010,000 Updated portfolio data from servicer 7/14/2010 $ (1,810,000) $ 200,000 Updated portfolio data from servicer 9/30/2010 $ 235,167 $ 435,167 Updated portfolio data from servicer 1/6/2011 $ (1) $ 6/29/2011 $ (4) $ 6/28/2012 $ (3) $ 435,166 Updated portfolio data from servicer Updated due to quarterly assessment and 435,162 reallocation Updated due to quarterly assessment and 435,159 reallocation Updated due to quarterly assessment and 435,152 reallocation Updated due to quarterly assessment and 435,151 reallocation Updated due to quarterly assessment and 435,146 reallocation Updated due to quarterly assessment and 435,144 reallocation - Termination of SPA 300,000 HPDP initial cap Updated portfolio data from servicer & HAFA 650,000 initial cap 9/27/2012 $ (7) $ 12/27/2012 $ (1) $ 3/25/2013 $ (5) $ 6/27/2013 $ (2) $ 10/2/2009 $ 100,000 $ 12/30/2009 $ 20,000 $ 540,000 HPDP initial cap Updated portfolio data from servicer & HAFA 560,000 initial cap 3/26/2010 $ (290,000) $ 270,000 Updated portfolio data from servicer 7/14/2010 $ (70,000) $ 200,000 Updated portfolio data from servicer 9/30/2010 $ (54,944) $ 6/29/2011 $ (1) $ 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation 4/11/2012 $ $ (145,055) 12/30/2009 $ 1,030,000 $ 3/26/2010 $ (880,000) $ - Termination of SPA Updated portfolio data from servicer & HAFA 1,600,000 initial cap 720,000 Updated portfolio data from servicer 7/14/2010 $ (320,000) $ 400,000 Updated portfolio data from servicer 9/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (8) $ 6/28/2012 $ (6) $ 9/27/2012 $ (17) $ 12/27/2012 $ (3) $ 3/25/2013 $ (11) $ 6/27/2013 $ (4) $ 580,221 Updated portfolio data from servicer Updated due to quarterly assessment and 580,220 reallocation Updated due to quarterly assessment and 580,212 reallocation Updated due to quarterly assessment and 580,206 reallocation Updated due to quarterly assessment and 580,189 reallocation Updated due to quarterly assessment and 580,186 reallocation Updated due to quarterly assessment and 580,175 reallocation Updated due to quarterly assessment and 580,171 reallocation Updated portfolio data from servicer & HAFA 1,960,000 initial cap 12/30/2009 $ (2,900,000) $ 3/26/2010 $ (1,600,000) $ 360,000 Updated portfolio data from servicer 7/14/2010 $ (260,000) $ 100,000 Updated portfolio data from servicer 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 3/9/2011 $ (145,056) $ 1/22/2010 $ 20,000 $ 430,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 400,000 $ 830,000 Updated portfolio data from servicer 7/14/2010 $ (430,000) $ 400,000 Updated portfolio data from servicer 9/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (5) $ 6/28/2012 $ (4) $ 9/27/2012 $ (11) $ 12/27/2012 $ (2) $ 3/25/2013 $ (7) $ 6/27/2013 $ (2) $ 580,221 Updated portfolio data from servicer Updated due to quarterly assessment and 580,220 reallocation Updated due to quarterly assessment and 580,215 reallocation Updated due to quarterly assessment and 580,211 reallocation Updated due to quarterly assessment and 580,200 reallocation Updated due to quarterly assessment and 580,198 reallocation Updated due to quarterly assessment and 580,191 reallocation Updated due to quarterly assessment and 580,189 reallocation 1/22/2010 $ 4,370,000 $ 3/26/2010 $ 23,880,000 $ 121,910,000 Updated portfolio data from servicer 7/14/2010 $ (16,610,000) $ 105,300,000 Updated portfolio data from servicer 9/30/2010 $ 1,751,033 $ 107,051,033 Updated portfolio data from servicer 1/6/2011 $ (77) $ 107,050,956 Updated portfolio data from servicer 3/16/2011 $ (9,900,000) $ 3/30/2011 $ (88) $ 6/29/2011 $ (773) $ 3/15/2012 $ (1,400,000) $ 6/28/2012 $ (277) $ - Termination of SPA 98,030,000 Updated HPDP cap & HAFA initial cap 97,150,956 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 97,150,868 reallocation Updated due to quarterly assessment and 97,150,095 reallocation 9/27/2012 $ (549) $ 12/27/2012 $ (65) $ 95,750,095 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 95,749,818 reallocation Updated due to quarterly assessment and 95,749,269 reallocation Updated due to quarterly assessment and 95,749,204 reallocation 2/14/2013 $ (2,670,000) $ 93,079,204 Transfer of cap due to servicing transfer 95 Servicer Modifying Borrowers' Loans Date Adjustment Details Name of Institution City State Transaction Type Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Pricing Mechanism 10048 10048 10048 10/23/2009 IC Federal Credit Union Fitchburg MA Purchase Financial Instrument for Home Loan Modifications $ 760,000 N/A 1000740 1000740 1000740 1000740 1000740 1000740 1000740 1000740 1000740 1000740 1000740 10/28/2009 Harleysville National Bank & Trust Company Harleysville PA Purchase Financial Instrument for Home Loan Modifications $ 1,070,000 N/A 10/28/2009 Members Mortgage Company, Inc Woburn MA Purchase Financial Instrument for Home Loan Modifications $ 510,000 N/A 10/30/2009 DuPage Credit Union Naperville IL Purchase Financial Instrument for Home Loan Modifications $ 70,000 N/A 1000585 1000585 1000585 1000585 1000585 1000585 11/6/2009 Los Alamos National Bank Los Alamos NM Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 1000676 1000676 1000676 1000676 1000676 1000676 1000676 1000676 1000676 1000676 1000676 11/18/2009 Quantum Servicing Corporation Tampa FL Purchase Financial Instrument for Home Loan Modifications $ 18,960,000 N/A 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 11/18/2009 Hillsdale County National Bank Hillsdale 1000443 1000443 1000443 1000443 1000443 MI Purchase Financial Instrument for Home Loan Modifications $ 1,670,000 N/A Note Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment Updated due to quarterly assessment and 93,079,062 reallocation 3/25/2013 $ (142) $ 5/16/2013 $ (610,000) $ 6/27/2013 $ (48) $ 92,469,062 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 92,469,014 reallocation 1/22/2010 $ 40,000 $ 800,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ (760,000) $ 40,000 Updated portfolio data from servicer 5/12/2010 $ 2,630,000 $ 2,670,000 Updated portfolio data from servicer 7/14/2010 $ (770,000) $ 1,900,000 Updated portfolio data from servicer 9/30/2010 $ 565,945 $ 2,465,945 Updated portfolio data from servicer 1/6/2011 $ (4) $ 3/30/2011 $ (4) $ 6/29/2011 $ (40) $ 6/28/2012 $ (29) $ 9/27/2012 $ (80) $ 12/27/2012 $ (14) $ 3/25/2013 $ (52) $ 6/27/2013 $ (19) $ 2,465,941 Updated portfolio data from servicer Updated due to quarterly assessment and 2,465,937 reallocation Updated due to quarterly assessment and 2,465,897 reallocation Updated due to quarterly assessment and 2,465,868 reallocation Updated due to quarterly assessment and 2,465,788 reallocation Updated due to quarterly assessment and 2,465,774 reallocation Updated due to quarterly assessment and 2,465,722 reallocation Updated due to quarterly assessment and 2,465,703 reallocation 4/21/2010 $ (1,070,000) $ 4/21/2010 $ (510,000) $ - Termination of SPA - Termination of SPA 1/22/2010 $ 10,000 $ 80,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 10,000 $ 90,000 Updated portfolio data from servicer 7/14/2010 $ 10,000 $ 100,000 Updated portfolio data from servicer 9/30/2010 $ 45,056 $ 6/29/2011 $ (1) $ 9/27/2012 $ (1) $ 3/25/2013 $ (1) $ 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation Updated due to quarterly assessment and 145,054 reallocation Updated due to quarterly assessment and 145,053 reallocation 1/22/2010 $ 40,000 $ 740,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 50,000 $ 790,000 Updated portfolio data from servicer 7/14/2010 $ 1,310,000 $ 2,100,000 Updated portfolio data from servicer 9/30/2010 $ 75,834 $ 2,175,834 Updated portfolio data from servicer 1/6/2011 $ (3) $ 3/30/2011 $ (4) $ 6/29/2011 $ (35) $ 6/28/2012 $ (26) $ 9/27/2012 $ (70) $ 12/27/2012 $ (12) $ 3/25/2013 $ (45) $ 6/27/2013 $ (17) $ 2,175,831 Updated portfolio data from servicer Updated due to quarterly assessment and 2,175,827 reallocation Updated due to quarterly assessment and 2,175,792 reallocation Updated due to quarterly assessment and 2,175,766 reallocation Updated due to quarterly assessment and 2,175,696 reallocation Updated due to quarterly assessment and 2,175,684 reallocation Updated due to quarterly assessment and 2,175,639 reallocation Updated due to quarterly assessment and 2,175,622 reallocation 1/22/2010 $ 890,000 $ 19,850,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 3,840,000 $ 23,690,000 Updated portfolio data from servicer 7/14/2010 $ (2,890,000) $ 20,800,000 Updated portfolio data from servicer 9/30/2010 $ 9,661,676 $ 30,461,676 Updated portfolio data from servicer 1/6/2011 $ (46) $ 30,461,630 Updated portfolio data from servicer 1/13/2011 $ 1,600,000 $ 32,061,630 Transfer of cap due to servicing transfer 2/16/2011 $ 1,400,000 $ 3/30/2011 $ (58) $ 33,461,630 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 33,461,572 reallocation 4/13/2011 $ 100,000 $ 33,561,572 Transfer of cap due to servicing transfer 5/13/2011 $ 100,000 $ 33,661,572 Transfer of cap due to servicing transfer 6/16/2011 $ 800,000 $ 6/29/2011 $ (559) $ 34,461,572 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 34,461,013 reallocation 7/14/2011 $ 300,000 $ 34,761,013 Transfer of cap due to servicing transfer 8/16/2011 $ 200,000 $ 34,961,013 Transfer of cap due to servicing transfer 9/15/2011 $ 100,000 $ 35,061,013 Transfer of cap due to servicing transfer 1/13/2012 $ 100,000 $ 35,161,013 Transfer of cap due to servicing transfer 6/14/2012 $ 330,000 $ 6/28/2012 $ (428) $ 9/27/2012 $ (1,184) $ 35,491,013 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 35,490,585 reallocation Updated due to quarterly assessment and 35,489,401 reallocation 10/16/2012 $ (1,910,000) $ 33,579,401 Transfer of cap due to servicing transfer 11/15/2012 $ (980,000) $ 12/27/2012 $ (187) $ 3/25/2013 $ (707) $ 32,599,401 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 32,599,214 reallocation Updated due to quarterly assessment and 32,598,507 reallocation 4/16/2013 $ (240,000) $ 6/27/2013 $ (268) $ 32,358,507 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 32,358,239 reallocation 1/22/2010 $ 80,000 $ 1,750,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 330,000 $ 2,080,000 Updated portfolio data from servicer 7/14/2010 $ (1,080,000) $ 1,000,000 Updated portfolio data from servicer 9/30/2010 $ 160,445 $ 1,160,445 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (2) $ 1,160,444 Updated portfolio data from servicer Updated due to quarterly assessment and 1,160,442 reallocation 96 Servicer Modifying Borrowers' Loans Adjustment Details Name of Institution Date City State Transaction Type Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Pricing Mechanism Note 1000443 1000443 1000443 1000443 1000443 1000443 11/18/2009 QLending, Inc. Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 20,000 N/A 1001304 1001304 1001304 1001304 1001304 1001304 11/25/2009 Marix Servicing, LLC Phoenix AZ Purchase Financial Instrument for Home Loan Modifications $ 20,360,000 N/A 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 11/25/2009 Home Financing Center, Inc Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A 11/25/2009 First Keystone Bank Media PA Purchase Financial Instrument for Home Loan Modifications $ 1,280,000 N/A 10519 10519 10519 10519 10519 10519 10519 10519 12/4/2009 Community Bank & Trust Company 12 Clarks Summit PA Purchase Financial Instrument for Home Loan Modifications $ 380,000 N/A 1000978 1000978 1000978 1000978 1000978 1000978 1000978 12/4/2009 Idaho Housing and Finance Association Boise 10223 10223 10223 ID Purchase Financial Instrument for Home Loan Modifications $ 9,430,000 N/A Adjustment Date Cap Adjustment Amount Adjusted Cap 6/29/2011 $ (16) $ 6/28/2012 Reason for Adjustment Updated due to quarterly assessment and 1,160,426 reallocation Updated due to quarterly assessment and 1,160,414 reallocation Updated due to quarterly assessment and 1,160,381 reallocation Updated due to quarterly assessment and 1,160,375 reallocation Updated due to quarterly assessment and 1,160,354 reallocation Updated due to quarterly assessment and 1,160,346 reallocation $ (12) $ 9/27/2012 $ (33) $ 12/27/2012 $ (6) $ 3/25/2013 $ (21) $ 6/27/2013 $ (8) $ 3/26/2010 $ 7/14/2010 $ 90,000 $ 100,000 Updated portfolio data from servicer 9/30/2010 $ 45,056 $ 6/29/2011 $ (1) $ 6/28/2012 $ (1) $ 9/27/2012 $ (2) $ 3/25/2013 $ (1) $ 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation Updated due to quarterly assessment and 145,054 reallocation Updated due to quarterly assessment and 145,052 reallocation Updated due to quarterly assessment and 145,051 reallocation 1/22/2010 $ 950,000 $ 3/26/2010 $ (17,880,000) $ 6/16/2010 $ 1,030,000 $ 3,430,000 Updated portfolio data from servicer Transfer of cap from CitiMortgage, Inc. due to 4,460,000 servicing transfer 7/14/2010 $ (1,160,000) $ 3,300,000 Updated portfolio data from servicer 8/13/2010 $ 800,000 $ 4,100,000 Transfer of cap due to servicing transfer 9/30/2010 $ 200,000 $ 4,300,000 Initial FHA-HAMP cap and initial RD-HAMP 9/30/2010 $ 1,357,168 $ 5,657,168 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/16/2011 $ 5,700,000 $ 3/30/2011 $ (6) $ 11,357,167 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 11,357,161 reallocation 4/13/2011 $ 7,300,000 $ 18,657,161 Transfer of cap due to servicing transfer 5/13/2011 $ 300,000 $ 18,957,161 Transfer of cap due to servicing transfer 6/16/2011 $ 900,000 $ 6/29/2011 $ (154) $ 19,857,161 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 19,857,007 reallocation 7/14/2011 $ 100,000 $ 19,957,007 Transfer of cap due to servicing transfer 8/16/2011 $ 300,000 $ 20,257,007 Transfer of cap due to servicing transfer 1/13/2012 $ (1,500,000) $ 18,757,007 Transfer of cap due to servicing transfer 2/16/2012 $ (2,100,000) $ 16,657,007 Transfer of cap due to servicing transfer 4/16/2012 $ (1,300,000) $ 15,357,007 Transfer of cap due to servicing transfer 6/14/2012 $ (8,350,000) $ 6/28/2012 $ (38) $ 8/16/2012 $ (90,000) $ 9/27/2012 $ (103) $ 6,916,969 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 6,916,866 reallocation 10/16/2012 $ (1,020,000) $ 5,896,866 Transfer of cap due to servicing transfer 11/15/2012 $ 170,000 $ 12/27/2012 $ (15) $ 6,066,866 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 6,066,851 reallocation 2/14/2013 $ (100,000) $ 5,966,851 Transfer of cap due to servicing transfer 3/14/2013 $ (490,000) $ 3/25/2013 $ (61) $ 5,476,851 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 5,476,790 reallocation 4/16/2013 $ (10,000) $ 5,466,790 Transfer of cap due to servicing transfer 5/16/2013 $ (30,000) $ 5,436,790 Transfer of cap due to servicing transfer 6/14/2013 $ (10,000) $ 6/27/2013 $ (23) $ 5,426,790 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 5,426,767 reallocation 4/21/2010 $ 1/22/2010 $ 50,000 $ 1,330,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 1,020,000 $ 2,350,000 Updated portfolio data from servicer 7/14/2010 $ (950,000) $ 1,400,000 Updated portfolio data from servicer 9/30/2010 $ 50,556 $ 1,450,556 Updated portfolio data from servicer 1/6/2011 $ (2) $ 3/30/2011 $ (2) $ 1,450,554 Updated portfolio data from servicer Updated due to quarterly assessment and 1,450,552 reallocation 6/16/2011 $ (100,000) $ 6/29/2011 $ (21) $ 7/22/2011 $ (1,335,614) $ 1/22/2010 $ 10,000 $ 390,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 520,000 $ 910,000 Updated portfolio data from servicer 7/14/2010 $ (810,000) $ 100,000 Updated portfolio data from servicer 9/30/2010 $ 45,056 $ 6/29/2011 $ (1) $ 6/28/2012 $ (1) $ 9/27/2012 $ (2) $ 3/25/2013 $ (1) $ 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation Updated due to quarterly assessment and 145,054 reallocation Updated due to quarterly assessment and 145,052 reallocation Updated due to quarterly assessment and 145,051 reallocation 1/22/2010 $ 440,000 $ 3/26/2010 $ 14,480,000 $ 24,350,000 Updated portfolio data from servicer 5/26/2010 $ (24,200,000) $ 150,000 Updated portfolio data from servicer 7/14/2010 $ 150,000 $ 300,000 Updated portfolio data from servicer (10,000) $ (230,000) $ 10,000 Updated portfolio data from servicer 21,310,000 Updated HPDP cap & HAFA initial cap 5,657,167 Updated portfolio data from servicer 7,007,007 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 7,006,969 reallocation - Termination of SPA 1,350,552 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,350,531 reallocation 14,917 Termination of SPA 9,870,000 Updated HPDP cap & HAFA initial cap 97 Servicer Modifying Borrowers' Loans Date Adjustment Details Name of Institution City State Transaction Type Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Pricing Mechanism 10223 10223 10223 10223 10223 10223 10223 12/9/2009 Spirit of Alaska Federal Credit Union Fairbanks AK Purchase Financial Instrument for Home Loan Modifications $ 360,000 N/A 1000475 1000475 1000475 1000475 1000475 1000475 12/9/2009 American Eagle Federal Credit Union East Hartford CT Purchase Financial Instrument for Home Loan Modifications $ 1,590,000 N/A 1001228 1001228 1001228 1001228 1001228 1001228 1001228 12/9/2009 Silver State Schools Credit Union Las Vegas NV Purchase Financial Instrument for Home Loan Modifications $ 1,880,000 N/A 1001075 1001075 1001075 1001075 1001075 1001075 1001075 1001075 1001075 1001075 1001075 12/9/2009 Fidelity Homestead Savings Bank New Orleans LA Purchase Financial Instrument for Home Loan Modifications $ 2,940,000 N/A 1001269 1001269 1001269 1001269 1001269 1001269 1001269 1001269 1001269 1001269 1001269 12/9/2009 Bay Gulf Credit Union Tampa FL Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A 10141 10141 10141 10141 12/9/2009 The Golden 1 Credit Union Sacramento CA Purchase Financial Instrument for Home Loan Modifications $ 6,160,000 N/A 1001226 1001226 1001226 1001226 1001226 1001226 1001226 1001226 1001226 1001226 1001226 12/9/2009 Sterling Savings Bank Spokane 1000638 1000638 1000638 1000638 WA Purchase Financial Instrument for Home Loan Modifications $ 2,250,000 N/A Note Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 9/30/2010 $ (9,889) $ 290,111 Updated portfolio data from servicer Updated due to quarterly assessment and 290,108 reallocation Updated due to quarterly assessment and 290,106 reallocation Updated due to quarterly assessment and 290,100 reallocation Updated due to quarterly assessment and 290,099 reallocation Updated due to quarterly assessment and 290,096 reallocation Updated due to quarterly assessment and 290,095 reallocation 6/29/2011 $ (3) $ 6/28/2012 $ (2) $ 9/27/2012 $ (6) $ 12/27/2012 $ (1) $ 3/25/2013 $ (3) $ 6/27/2013 $ (1) $ 1/22/2010 $ 10,000 $ 3/26/2010 $ 850,000 $ 1,220,000 Updated portfolio data from servicer 7/14/2010 $ (120,000) $ 1,100,000 Updated portfolio data from servicer 9/30/2010 $ 100,000 $ 1,200,000 Initial FHA-HAMP cap 9/30/2010 $ 105,500 $ 1,305,500 Updated portfolio data from servicer 1/6/2011 $ (2) $ 1,305,498 Updated portfolio data from servicer 2/17/2011 $ (1,305,498) $ 1/22/2010 $ 70,000 $ 1,660,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ (290,000) $ 1,370,000 Updated portfolio data from servicer 7/14/2010 $ (570,000) $ 800,000 Updated portfolio data from servicer 9/30/2010 $ 70,334 $ 870,334 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (13) $ 870,333 Updated portfolio data from servicer Updated due to quarterly assessment and 870,332 reallocation Updated due to quarterly assessment and 870,319 reallocation 1/25/2012 $ (870,319) $ 1/22/2010 $ 90,000 $ 1,970,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 1,110,000 $ 3,080,000 Updated portfolio data from servicer 7/14/2010 $ (1,180,000) $ 1,900,000 Updated portfolio data from servicer 9/30/2010 $ 275,834 $ 2,175,834 Updated portfolio data from servicer 1/6/2011 $ (2) $ 3/30/2011 $ (3) $ 6/29/2011 $ (26) $ 6/28/2012 $ (21) $ 370,000 Updated HPDP cap & HAFA initial cap - Termination of SPA - Termination of SPA 9/27/2012 $ (57) $ 12/27/2012 $ (10) $ 3/25/2013 $ (37) $ 6/27/2013 $ (15) $ 2,175,832 Updated portfolio data from servicer Updated due to quarterly assessment and 2,175,829 reallocation Updated due to quarterly assessment and 2,175,803 reallocation Updated due to quarterly assessment and 2,175,782 reallocation Updated due to quarterly assessment and 2,175,725 reallocation Updated due to quarterly assessment and 2,175,715 reallocation Updated due to quarterly assessment and 2,175,678 reallocation Updated due to quarterly assessment and 2,175,663 reallocation 1/22/2010 $ 140,000 $ 3,080,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 6,300,000 $ 9,380,000 Updated portfolio data from servicer 7/14/2010 $ (1,980,000) $ 7,400,000 Updated portfolio data from servicer 9/30/2010 $ (6,384,611) $ 1,015,389 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (2) $ 6/29/2011 $ (16) $ 6/28/2012 $ (12) $ 9/27/2012 $ (32) $ 12/27/2012 $ (5) $ 3/25/2013 $ (21) $ 6/27/2013 $ (8) $ 1,015,388 Updated portfolio data from servicer Updated due to quarterly assessment and 1,015,386 reallocation Updated due to quarterly assessment and 1,015,370 reallocation Updated due to quarterly assessment and 1,015,358 reallocation Updated due to quarterly assessment and 1,015,326 reallocation Updated due to quarterly assessment and 1,015,321 reallocation Updated due to quarterly assessment and 1,015,300 reallocation Updated due to quarterly assessment and 1,015,292 reallocation 1/22/2010 $ 10,000 $ 240,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 440,000 $ 680,000 Updated portfolio data from servicer 7/14/2010 $ (80,000) $ 600,000 Updated portfolio data from servicer 9/30/2010 $ (19,778) $ 580,222 Updated portfolio data from servicer 10/15/2010 $ (580,222) $ 1/22/2010 $ 290,000 $ 6,450,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 40,000 $ 6,490,000 Updated portfolio data from servicer 7/14/2010 $ (2,890,000) $ 3,600,000 Updated portfolio data from servicer 9/30/2010 $ 606,612 $ 4,206,612 Updated portfolio data from servicer 1/6/2011 $ (4) $ 3/30/2011 $ (4) $ 6/29/2011 $ (35) $ 6/28/2012 $ (9) $ 9/27/2012 $ (14) $ 12/27/2012 $ (2) $ 3/25/2013 $ (8) $ 6/27/2013 $ (4) $ 4,206,608 Updated portfolio data from servicer Updated due to quarterly assessment and 4,206,604 reallocation Updated due to quarterly assessment and 4,206,569 reallocation Updated due to quarterly assessment and 4,206,560 reallocation Updated due to quarterly assessment and 4,206,546 reallocation Updated due to quarterly assessment and 4,206,544 reallocation Updated due to quarterly assessment and 4,206,536 reallocation Updated due to quarterly assessment and 4,206,532 reallocation 1/22/2010 $ 100,000 $ 2,350,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ (740,000) $ 1,610,000 Updated portfolio data from servicer 7/14/2010 $ (710,000) $ 900,000 Updated portfolio data from servicer 9/30/2010 $ 550,556 $ 1,450,556 Updated portfolio data from servicer 1/6/2011 $ (1) $ 1,450,555 Updated portfolio data from servicer - Termination of SPA 98 Servicer Modifying Borrowers' Loans Adjustment Details Name of Institution Date City State Transaction Type Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Pricing Mechanism Note techno 1000638 1000638 1000638 1000638 1000638 12/11/2009 HomeStar Bank & Financial Services Manteno IL Purchase Financial Instrument for Home Loan Modifications $ 310,000 N/A 10125 10125 10125 10125 10125 10125 10125 12 12/11/2009 Glenview Glenview State Bank IL Purchase Financial Instrument for Home Loan Modifications $ 370,000 N/A WA Purchase Financial Instrument for Home Loan Modifications $ 600,000 N/A 1000558 1000558 12/11/2009 Seattle Verity Credit Union 10139 10139 10139 10139 10139 12/11/2009 Hartford Hartford Savings Bank WI Purchase Financial Instrument for Home Loan Modifications $ 630,000 N/A 1000753 1000753 1000753 1000753 1000753 1000753 1000753 1000753 1000753 1000753 1000753 12/11/2009 Bryn Mawr The Bryn Mawr Trust Co. PA Purchase Financial Instrument for Home Loan Modifications $ 150,000 N/A 9 1000631 12/16/2009 Spring Valley Citizens First National Bank IL Purchase Financial Instrument for Home Loan Modifications $ 620,000 N/A 1000438 1000438 1000438 1000438 1000438 1000438 1000438 1000438 1000438 1000438 1000438 12/16/2009 Garden City Golden Plains Credit Union KS Purchase Financial Instrument for Home Loan Modifications $ 170,000 N/A 1001397 1001397 1001397 1001397 12/16/2009 First Federal Savings and Loan Association of Lakewood 12/16/2009 Sound Community Bank Lakewood OH Purchase Financial Instrument for Home Loan Modifications $ 3,460,000 N/A Seattle WA Purchase Financial Instrument for Home Loan Modifications $ 440,000 N/A 1000828 10524 10524 10524 12/16/2009 Michigan City Horizon Bank, NA 1000825 1000825 1000825 1000825 1000825 IN Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A Adjustment Date Cap Adjustment Amount 3/30/2011 $ 6/29/2011 Adjusted Cap (1) $ Reason for Adjustment Updated due to quarterly assessment and 1,450,554 reallocation Updated due to quarterly assessment and 1,450,543 reallocation Updated due to quarterly assessment and 1,481,450 reallocation Updated due to quarterly assessment and 1,540,138 reallocation Updated due to quarterly assessment and 1,775,313 reallocation Updated due to quarterly assessment and 1,859,504 reallocation $ (11) $ 9/27/2012 $ 30,907 $ 12/27/2012 $ 58,688 $ 3/25/2013 $ 235,175 $ 6/27/2013 $ 84,191 $ 1/22/2010 $ 20,000 $ 3/26/2010 $ 820,000 $ 1,150,000 Updated portfolio data from servicer 7/14/2010 $ (350,000) $ 800,000 Updated portfolio data from servicer 9/30/2010 $ 70,334 $ 870,334 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (13) $ 6/28/2012 $ (10) $ 870,333 Updated portfolio data from servicer Updated due to quarterly assessment and 870,332 reallocation Updated due to quarterly assessment and 870,319 reallocation Updated due to quarterly assessment and 870,309 reallocation 7/6/2012 $ (856,986) $ 1/22/2010 $ 20,000 $ 3/26/2010 $ 1,250,000 $ 5/26/2010 $ (1,640,000) $ 330,000 Updated HPDP cap & HAFA initial cap 13,323 Termination of SPA 390,000 Updated HPDP cap & HAFA initial cap 1,640,000 Updated portfolio data from servicer - Termination of SPA 1/22/2010 $ 30,000 $ 3/26/2010 $ 400,000 $ 1,030,000 Updated portfolio data from servicer 7/14/2010 $ (330,000) $ 700,000 Updated portfolio data from servicer 9/30/2010 $ 25,278 $ 725,278 Updated portfolio data from servicer 1/6/2011 $ (1) $ 725,277 Updated portfolio data from servicer 2/17/2011 $ (725,277) $ 1/22/2010 $ 30,000 $ 3/26/2010 $ 800,000 $ 1,460,000 Updated portfolio data from servicer 7/14/2010 $ (360,000) $ 1,100,000 Updated portfolio data from servicer 9/30/2010 $ 60,445 $ 1,160,445 Updated portfolio data from servicer 1/6/2011 $ (2) $ 3/30/2011 $ (2) $ 6/29/2011 $ (18) $ 6/28/2012 $ (14) $ 1,160,443 Updated portfolio data from servicer Updated due to quarterly assessment and 1,160,441 reallocation Updated due to quarterly assessment and 1,160,423 reallocation Updated due to quarterly assessment and 1,160,409 reallocation Updated due to quarterly assessment and 1,160,372 reallocation Updated due to quarterly assessment and 1,160,366 reallocation Updated due to quarterly assessment and 1,160,342 reallocation Updated due to quarterly assessment and 1,160,333 reallocation 9/27/2012 $ (37) $ 12/27/2012 $ (6) $ 3/25/2013 $ (24) $ 6/27/2013 $ (9) $ 4/21/2010 $ 6/16/2011 $ (150,000) $ 630,000 Updated HPDP cap & HAFA initial cap - Termination of SPA 660,000 Updated HPDP cap & HAFA initial cap - Termination of SPA 100,000 $ 100,000 Transfer of cap due to servicing transfer 650,000 Updated HPDP cap & HAFA initial cap 1/22/2010 $ 30,000 $ 3/26/2010 $ (580,000) $ 70,000 Updated portfolio data from servicer 7/14/2010 $ 1,430,000 $ 1,500,000 Updated portfolio data from servicer 9/30/2010 $ 95,612 $ 1,595,612 Updated portfolio data from servicer 1/6/2011 $ (2) $ 3/30/2011 $ (3) $ 6/29/2011 $ (24) $ 6/28/2012 $ (16) $ 9/27/2012 $ (45) $ 12/27/2012 $ (8) $ 3/25/2013 $ (30) $ 6/27/2013 $ (11) $ 1,595,610 Updated portfolio data from servicer Updated due to quarterly assessment and 1,595,607 reallocation Updated due to quarterly assessment and 1,595,583 reallocation Updated due to quarterly assessment and 1,595,567 reallocation Updated due to quarterly assessment and 1,595,522 reallocation Updated due to quarterly assessment and 1,595,514 reallocation Updated due to quarterly assessment and 1,595,484 reallocation Updated due to quarterly assessment and 1,595,473 reallocation 1/22/2010 $ 10,000 $ 180,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 30,000 $ 210,000 Updated portfolio data from servicer 7/14/2010 $ (10,000) $ 200,000 Updated portfolio data from servicer 9/30/2010 $ 90,111 $ 290,111 Updated portfolio data from servicer 2/17/2011 $ (290,111) $ 1/22/2010 $ 160,000 $ 4/21/2010 $ (3,620,000) $ 1/22/2010 $ 20,000 $ 3/26/2010 $ 1,430,000 $ 1,890,000 Updated portfolio data from servicer 7/14/2010 $ (390,000) $ 1,500,000 Updated portfolio data from servicer 9/8/2010 $ (1,500,000) $ 1/22/2010 $ 30,000 $ 3/26/2010 $ 1,740,000 $ 7/14/2010 $ (1,870,000) $ 600,000 Updated portfolio data from servicer 9/30/2010 $ 850,556 $ 1,450,556 Updated portfolio data from servicer 1/6/2011 $ (2) $ 3/30/2011 $ (2) $ 1,450,554 Updated portfolio data from servicer Updated due to quarterly assessment and 1,450,552 reallocation - Termination of SPA 3,620,000 Updated HPDP cap & HAFA initial cap - Termination of SPA 460,000 Updated HPDP cap & HAFA initial cap - Termination of SPA 730,000 Updated HPDP cap & HAFA initial cap 2,470,000 Updated portfolio data from servicer 99 Servicer Modifying Borrowers' Loans Adjustment Details Name of Institution Date City State Transaction Type Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Pricing Mechanism Note 1000825 1000825 1000825 12/16/2009 Solon Park View Federal Savings Bank OH Purchase Financial Instrument for Home Loan Modifications $ 760,000 N/A 10025 10025 10025 10025 10025 10025 10025 12 10025 12/23/2009 Sarasota Iberiabank FL Purchase Financial Instrument for Home Loan Modifications $ 4,230,000 N/A 1001411 1001411 1001411 1001411 1001411 1001411 12 1001411 12/23/2009 North Grafton Grafton Suburban Credit Union MA Purchase Financial Instrument for Home Loan Modifications $ 340,000 N/A 1001192 1001192 1001192 1001192 1001192 1001192 1001192 12/23/2009 Eaton Eaton National Bank & Trust Company OH Purchase Financial Instrument for Home Loan Modifications $ 60,000 N/A 1001078 1001078 1001078 12/23/2009 Tempe Tempe Schools Credit Union AZ Purchase Financial Instrument for Home Loan Modifications $ 110,000 N/A 1000703 1000703 1000703 1/13/2010 Fresno Fresno County Federal Credit Union CA Purchase Financial Instrument for Home Loan Modifications $ 260,000 N/A 10507 10507 10507 10507 10507 10507 12 1/13/2010 Roebling Roebling Bank NJ Purchase Financial Instrument for Home Loan Modifications $ 240,000 N/A 1001235 1001235 1001235 1001235 1/13/2010 Grant Park First National Bank of Grant Park IL Purchase Financial Instrument for Home Loan Modifications $ 140,000 N/A 1000901 1000901 1000901 1/13/2010 Highlands Ranch Specialized Loan Servicing, LLC 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 CO Purchase Financial Instrument for Home Loan Modifications $ 64,150,000 N/A Adjustment Date Cap Adjustment Amount 6/29/2011 $ 6/28/2012 9/21/2012 1/22/2010 3/26/2010 7/14/2010 Adjusted Cap Reason for Adjustment Updated due to quarterly assessment and 1,450,529 reallocation Updated due to quarterly assessment and 1,450,512 reallocation (23) $ $ (17) $ $ (1,450,512) $ $ 40,000 $ 800,000 Updated HPDP cap & HAFA initial cap $ 140,000 $ 940,000 Updated portfolio data from servicer $ (140,000) $ 800,000 Updated portfolio data from servicer 9/30/2010 $ 70,334 $ 870,334 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (12) $ 6/28/2012 $ (10) $ 870,333 Updated portfolio data from servicer Updated due to quarterly assessment and 870,332 reallocation Updated due to quarterly assessment and 870,320 reallocation Updated due to quarterly assessment and 870,310 reallocation 9/14/2012 $ (816,373) $ 1/22/2010 $ 200,000 $ 4,430,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ (1,470,000) $ 2,960,000 Updated portfolio data from servicer 7/14/2010 $ (1,560,000) $ 1,400,000 Updated portfolio data from servicer 9/30/2010 $ 5,852,780 $ 7,252,780 Updated portfolio data from servicer - Termination of SPA 53,937 Termination of SPA 1/6/2011 $ (11) $ 3/30/2011 $ (13) $ 7,252,769 Updated portfolio data from servicer Updated due to quarterly assessment and 7,252,756 reallocation 4/13/2011 $ (300,000) $ 6,952,756 Transfer of cap due to servicing transfer 6/3/2011 $ (6,927,254) $ 1/22/2010 $ 20,000 $ 3/26/2010 $ (320,000) $ 40,000 Updated portfolio data from servicer 7/14/2010 $ 760,000 $ 800,000 Updated portfolio data from servicer 9/30/2010 $ (74,722) $ 725,278 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (11) $ 725,277 Updated portfolio data from servicer Updated due to quarterly assessment and 725,276 reallocation Updated due to quarterly assessment and 725,265 reallocation 1/25/2012 $ (725,265) $ 3/26/2010 $ 90,000 $ 150,000 Updated portfolio data from servicer 7/14/2010 $ 50,000 $ 200,000 Updated portfolio data from servicer 9/30/2010 $ (54,944) $ 145,056 Updated portfolio data from servicer 5/20/2011 $ (145,056) $ 3/26/2010 $ (20,000) $ 90,000 Updated portfolio data from servicer 7/14/2010 $ 10,000 $ 100,000 Updated portfolio data from servicer 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 12/8/2010 $ (145,056) $ 3/26/2010 $ 480,000 $ 740,000 Updated portfolio data from servicer 7/14/2010 $ (140,000) $ 600,000 Updated portfolio data from servicer 9/30/2010 $ (19,778) $ 580,222 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (8) $ 6/28/2012 $ (6) $ 580,221 Updated portfolio data from servicer Updated due to quarterly assessment and 580,220 reallocation Updated due to quarterly assessment and 580,212 reallocation Updated due to quarterly assessment and 580,206 reallocation 7/6/2012 $ (555,252) $ 3/26/2010 $ 610,000 $ 850,000 Updated portfolio data from servicer 7/14/2010 $ 50,000 $ 900,000 Updated portfolio data from servicer 9/30/2010 $ (29,666) $ 870,334 Updated portfolio data from servicer 1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer 3/23/2011 $ (870,333) $ 3/26/2010 $ 150,000 $ 290,000 Updated portfolio data from servicer 7/14/2010 $ 10,000 $ 300,000 Updated portfolio data from servicer 9/30/2010 $ (9,889) $ 290,111 Updated portfolio data from servicer 1/26/2011 $ (290,111) $ 3/26/2010 $ (51,240,000) $ 5/14/2010 $ 3,000,000 $ 6/16/2010 $ 4,860,000 $ 7/14/2010 $ 3,630,000 $ 7/16/2010 $ 330,000 $ 24,400,000 Updated portfolio data from servicer Transfer of cap from CitiMortgage, Inc. due to 24,730,000 servicing transfer 8/13/2010 $ 700,000 $ 25,430,000 Transfer of cap due to servicing transfer 9/15/2010 $ 200,000 $ 25,630,000 Transfer of cap due to servicing transfer 9/30/2010 $ (1,695,826) $ 23,934,174 Updated portfolio data from servicer 11/16/2010 $ 200,000 $ 24,134,174 Transfer of cap due to servicing transfer 1/6/2011 $ (32) $ 24,134,142 Updated portfolio data from servicer 1/13/2011 $ 1,500,000 $ 25,634,142 Transfer of cap due to servicing transfer 3/16/2011 $ 7,100,000 $ 3/30/2011 $ (36) $ 32,734,142 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 32,734,106 reallocation 4/13/2011 $ 1,000,000 $ 33,734,106 Transfer of cap due to servicing transfer 5/13/2011 $ 100,000 $ 33,834,106 Transfer of cap due to servicing transfer 25,502 Termination of SPA 360,000 Updated HPDP cap & HAFA initial cap - Termination of SPA - Termination of SPA - Termination of SPA 24,954 Termination of SPA - Termination of SPA - Termination of SPA 12,910,000 Updated portfolio data from servicer Transfer of cap from CitiMortgage, Inc. due to 15,910,000 servicing transfer Transfer of cap from CitiMortgage, Inc. due to 20,770,000 servicing transfer 100 Servicer Modifying Borrowers' Loans Adjustment Details Name of Institution Date City State Transaction Type Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Pricing Mechanism 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1/13/2010 Carson City Greater Nevada Mortgage Services NV Purchase Financial Instrument for Home Loan Modifications $ 770,000 N/A 10517 10517 10517 10517 10517 10517 10517 10517 10517 10517 1/15/2010 Digital Federal Credit Union Marlborough MA Purchase Financial Instrument for Home Loan Modifications $ 3,050,000 N/A San Diego CA Purchase Financial Instrument for Home Loan Modifications $ 960,000 N/A 10416 1/29/2010 iServe Residential Lending, LLC 1001415 1001415 1001415 1001415 1001415 1001415 1001415 1001415 1001415 1001415 1001415 1001415 1/29/2010 Griffin United Bank GA Purchase Financial Instrument for Home Loan Modifications $ 540,000 N/A 1000893 1000893 1000893 1000893 1000893 1000893 1000893 1000893 1000893 3/3/2010 Urban Trust Bank Lake Mary FL Purchase Financial Instrument for Home Loan Modifications $ 1,060,000 N/A Irving TX Purchase Financial Instrument for Home Loan Modifications $ 28,040,000 N/A 1001435 3/5/2010 iServe Servicing, Inc. 1001384 Note Adjustment Date Cap Adjustment Amount 6/16/2011 $ 6/29/2011 8/16/2011 9/15/2011 Adjusted Cap Reason for Adjustment 300,000 $ $ (332) $ 34,134,106 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 34,133,774 reallocation $ 100,000 $ 34,233,774 Transfer of cap due to servicing transfer $ 300,000 $ 34,533,774 Transfer of cap due to servicing transfer 10/14/2011 $ 300,000 $ 34,833,774 Transfer of cap due to servicing transfer 12/15/2011 $ (1,700,000) $ 33,133,774 Transfer of cap due to servicing transfer 1/13/2012 $ 1,600,000 $ 34,733,774 Transfer of cap due to servicing transfer 2/16/2012 $ 100,000 $ 34,833,774 Transfer of cap due to servicing transfer 3/15/2012 $ 100,000 $ 34,933,774 Transfer of cap due to servicing transfer 4/16/2012 $ 77,600,000 $ 112,533,774 Transfer of cap due to servicing transfer 5/16/2012 $ 40,000 $ 112,573,774 Transfer of cap due to servicing transfer 6/14/2012 $ (350,000) $ 6/28/2012 $ (1,058) $ 112,223,774 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 112,222,716 reallocation 7/16/2012 $ 4,430,000 $ 116,652,716 Transfer of cap due to servicing transfer 8/16/2012 $ (1,280,000) $ 9/27/2012 $ (3,061) $ 115,372,716 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 115,369,655 reallocation 10/16/2012 $ 5,600,000 $ 120,969,655 Transfer of cap due to servicing transfer 11/15/2012 $ 880,000 $ 121,849,655 Transfer of cap due to servicing transfer 12/14/2012 $ 24,180,000 $ 12/27/2012 $ (663) $ 146,029,655 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 146,028,992 reallocation 1/16/2013 $ 2,410,000 $ 148,438,992 Transfer of cap due to servicing transfer 2/14/2013 $ 6,650,000 $ 155,088,992 Transfer of cap due to servicing transfer 3/14/2013 $ (1,450,000) $ 3/25/2013 $ (2,584) $ 153,638,992 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 153,636,408 reallocation 4/16/2013 $ (750,000) $ 152,886,408 Transfer of cap due to servicing transfer 5/16/2013 $ (1,250,000) $ 151,636,408 Transfer of cap due to servicing transfer 6/14/2013 $ 3,670,000 $ 6/27/2013 $ (985) $ 155,306,408 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 155,305,423 reallocation 3/26/2010 $ 8,680,000 $ 9,450,000 Updated portfolio data from servicer 7/14/2010 $ (8,750,000) $ 700,000 Updated portfolio data from servicer 9/30/2010 $ 170,334 $ 870,334 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (8) $ 6/28/2012 $ (4) $ 9/27/2012 $ (10) $ 12/27/2012 $ (2) $ 3/25/2013 $ (7) $ 6/27/2013 $ (2) $ 870,333 Updated portfolio data from servicer Updated due to quarterly assessment and 870,332 reallocation Updated due to quarterly assessment and 870,324 reallocation Updated due to quarterly assessment and 870,320 reallocation Updated due to quarterly assessment and 870,310 reallocation Updated due to quarterly assessment and 870,308 reallocation Updated due to quarterly assessment and 870,301 reallocation Updated due to quarterly assessment and 870,299 reallocation 3/26/2010 $ 12,190,000 $ 5/14/2010 $ (15,240,000) $ 3/26/2010 $ (730,000) $ 230,000 Updated portfolio data from servicer 7/14/2010 $ 370,000 $ 600,000 Updated portfolio data from servicer 9/30/2010 $ 200,000 $ 800,000 Initial FHA-HAMP cap and initial 2MP cap 9/30/2010 $ (364,833) $ 435,167 Updated portfolio data from servicer 11/16/2010 $ 100,000 $ 535,167 Transfer of cap due to servicing transfer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (7) $ 6/28/2012 $ (6) $ 9/27/2012 $ (15) $ 12/27/2012 $ (3) $ 3/25/2013 $ (10) $ 6/27/2013 $ (4) $ 535,166 Updated portfolio data from servicer Updated due to quarterly assessment and 535,165 reallocation Updated due to quarterly assessment and 535,158 reallocation Updated due to quarterly assessment and 535,152 reallocation Updated due to quarterly assessment and 535,137 reallocation Updated due to quarterly assessment and 535,134 reallocation Updated due to quarterly assessment and 535,124 reallocation Updated due to quarterly assessment and 535,120 reallocation 3/26/2010 $ 160,000 $ 700,000 Updated portfolio data from servicer 9/30/2010 $ 25,278 $ 725,278 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (11) $ 6/28/2012 $ (8) $ 9/27/2012 $ (22) $ 12/27/2012 $ (4) $ 3/25/2013 $ (14) $ 6/27/2013 $ (5) $ 725,277 Updated portfolio data from servicer Updated due to quarterly assessment and 725,276 reallocation Updated due to quarterly assessment and 725,265 reallocation Updated due to quarterly assessment and 725,257 reallocation Updated due to quarterly assessment and 725,235 reallocation Updated due to quarterly assessment and 725,231 reallocation Updated due to quarterly assessment and 725,217 reallocation Updated due to quarterly assessment and 725,212 reallocation 7/14/2010 $ 4,440,000 $ 9/24/2010 $ (5,500,000) $ 5/26/2010 $ 120,000 $ 28,160,000 Initial 2MP cap 7/14/2010 $ (12,660,000) $ 15,500,000 Updated portfolio data from servicer 15,240,000 Updated portfolio data from servicer - Termination of SPA 5,500,000 Updated portfolio data from servicer - Termination of SPA 101 Servicer Modifying Borrowers' Loans Adjustment Details Name of Institution Date City State Transaction Type Pricing Mechanism Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Note 1001384 1001384 1001384 1001384 1001384 1001384 1001384 1001384 1001384 1001384 1001384 3/10/2010 Vienna Navy Federal Credit Union VA Purchase Financial Instrument for Home Loan Modifications $ 60,780,000 N/A 1000494 1000494 1000494 1000494 1000494 1000494 1000494 1000494 1000494 3/10/2010 Wyomissing VIST Financial Corp PA Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 1000468 1000468 1000468 1000468 1000468 1000468 1000468 1000468 1000468 4/14/2010 Elmwood Park Midwest Bank and Trust Co. IL Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 1001521 1001521 1001521 1001521 1001521 4/14/2010 Beaverton Wealthbridge Mortgage Corp OR Purchase Financial Instrument for Home Loan Modifications $ 6,550,000 N/A 1000657 1000657 1000657 1000657 1000657 1000657 1000657 1000657 1000657 1000657 1000657 5/21/2010 Marlton Aurora Financial Group, Inc. NJ Purchase Financial Instrument for Home Loan Modifications $ 10,000 N/A 4, 8 10425 10425 10425 10425 10425 10425 10425 6/16/2010 Houston Selene Finance LP 1001460 1001460 1001460 1001460 1001460 1001460 1001460 1001460 1001460 1001460 TX Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 9/30/2010 $ 100,000 $ 15,600,000 Initial FHA-HAMP cap 9/30/2010 $ (3,125,218) $ 12,474,782 Updated portfolio data from servicer 11/16/2010 $ 800,000 $ 13,274,782 Transfer of cap due to servicing transfer 1/6/2011 $ (20) $ 3/30/2011 $ (24) $ 6/29/2011 $ (221) $ 6/28/2012 $ (169) $ 9/27/2012 $ (465) $ 12/27/2012 $ (78) $ 3/25/2013 $ (297) $ 6/27/2013 $ (112) $ 13,274,762 Updated portfolio data from servicer Updated due to quarterly assessment and 13,274,738 reallocation Updated due to quarterly assessment and 13,274,517 reallocation Updated due to quarterly assessment and 13,274,348 reallocation Updated due to quarterly assessment and 13,273,883 reallocation Updated due to quarterly assessment and 13,273,805 reallocation Updated due to quarterly assessment and 13,273,508 reallocation Updated due to quarterly assessment and 13,273,396 reallocation 7/14/2010 $ (44,880,000) $ 15,900,000 Updated portfolio data from servicer 9/30/2010 $ 1,071,505 $ 16,971,505 Updated portfolio data from servicer 1/6/2011 $ (23) $ 3/30/2011 $ (26) $ 6/29/2011 $ (238) $ 6/28/2012 $ (145) $ 9/27/2012 $ (374) $ 12/27/2012 $ (58) $ 3/25/2013 $ (199) $ 6/27/2013 $ (68) $ 16,971,482 Updated portfolio data from servicer Updated due to quarterly assessment and 16,971,456 reallocation Updated due to quarterly assessment and 16,971,218 reallocation Updated due to quarterly assessment and 16,971,073 reallocation Updated due to quarterly assessment and 16,970,699 reallocation Updated due to quarterly assessment and 16,970,641 reallocation Updated due to quarterly assessment and 16,970,442 reallocation Updated due to quarterly assessment and 16,970,374 reallocation 7/14/2010 $ 400,000 $ 700,000 Updated portfolio data from servicer 9/30/2010 $ 25,278 $ 725,278 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (11) $ 6/28/2012 $ (8) $ 9/27/2012 $ (22) $ 12/27/2012 $ (4) $ 3/25/2013 $ (14) $ 6/27/2013 $ (5) $ 725,277 Updated portfolio data from servicer Updated due to quarterly assessment and 725,276 reallocation Updated due to quarterly assessment and 725,265 reallocation Updated due to quarterly assessment and 725,257 reallocation Updated due to quarterly assessment and 725,235 reallocation Updated due to quarterly assessment and 725,231 reallocation Updated due to quarterly assessment and 725,217 reallocation Updated due to quarterly assessment and 725,212 reallocation 7/14/2010 $ 300,000 $ 600,000 Updated portfolio data from servicer 9/30/2010 $ (19,778) $ 580,222 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (8) $ 580,221 Updated portfolio data from servicer Updated due to quarterly assessment and 580,220 reallocation Updated due to quarterly assessment and 580,212 reallocation 7/14/2011 $ (580,212) $ 7/14/2010 $ (150,000) $ 6,400,000 Updated portfolio data from servicer 9/15/2010 $ 1,600,000 $ 8,000,000 Transfer of cap due to servicing transfer 9/30/2010 $ (4,352,173) $ 3,647,827 Updated portfolio data from servicer 1/6/2011 $ (5) $ 3/30/2011 $ (6) $ 3,647,822 Updated portfolio data from servicer Updated due to quarterly assessment and 3,647,816 reallocation 4/13/2011 $ (3,000,000) $ 6/29/2011 $ (9) $ 6/28/2012 $ (7) $ - Termination of SPA 647,816 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 647,807 reallocation Updated due to quarterly assessment and 647,800 reallocation Updated due to quarterly assessment and 647,781 reallocation Updated due to quarterly assessment and 647,778 reallocation Updated due to quarterly assessment and 647,766 reallocation Updated due to quarterly assessment and 647,761 reallocation 9/27/2012 $ (19) $ 12/27/2012 $ (3) $ 3/25/2013 $ (12) $ 6/27/2013 $ (5) $ 5/26/2010 $ 30,000 $ 9/30/2010 $ 250,111 $ 6/29/2011 $ 59,889 $ 6/28/2012 $ (2) $ 9/27/2012 $ (5) $ 12/27/2012 $ (1) $ 3/25/2013 $ (3) $ 6/27/2013 $ (1) $ 6/16/2010 $ 3,680,000 $ 8/13/2010 $ 3,300,000 $ 9/30/2010 $ 3,043,831 $ 10,023,831 Updated portfolio data from servicer 10/15/2010 $ 1,400,000 $ 11,423,831 Transfer of cap due to servicing transfer 1/6/2011 $ (17) $ 11,423,814 Updated portfolio data from servicer 3/16/2011 $ 2,100,000 $ 3/30/2011 $ (24) $ 13,523,814 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 13,523,790 reallocation 4/13/2011 $ 2,900,000 $ 16,423,790 Transfer of cap due to servicing transfer 6/16/2011 $ (200,000) $ 6/29/2011 $ (273) $ 16,223,790 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 16,223,517 reallocation 10/14/2011 $ 100,000 $ 16,323,517 Transfer of cap due to servicing transfer 40,000 Updated FHA-HAMP cap 290,111 Updated portfolio data from servicer Updated due to quarterly assessment and 350,000 reallocation Updated due to quarterly assessment and 349,998 reallocation Updated due to quarterly assessment and 349,993 reallocation Updated due to quarterly assessment and 349,992 reallocation Updated due to quarterly assessment and 349,989 reallocation Updated due to quarterly assessment and 349,988 reallocation Transfer of cap from CitiMortgage, Inc. due to 3,680,000 servicing transfer 6,980,000 Transfer of cap due to servicing transfer 102 Servicer Modifying Borrowers' Loans Name of Institution Date Adjustment Details City State Transaction Type Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Pricing Mechanism Note 1001460 1001460 1001460 1001460 1001460 1001460 1001460 1001460 1001460 1001460 1001460 1001460 1001460 1001460 8/4/2010 Albuquerque Suburban Mortgage Company of New Mexico NM Purchase Financial Instrument for Home Loan Modifications $ 880,000 N/A 1000602 1000602 1000602 1000602 1000602 8/20/2010 Cincinanati Bramble Savings Bank OH Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 1001708 1001708 1001708 1001708 8/25/2010 Oswego Pathfinder Bank NY Purchase Financial Instrument for Home Loan Modifications $ 1,300,000 N/A 1001240 1001240 1001240 1001240 1001240 1001240 1001240 1001240 8/27/2010 Terre Haute First Financial Bank, N.A. ID Purchase Financial Instrument for Home Loan Modifications $ 4,300,000 N/A 1000951 1000951 1000951 1000951 1000951 1000951 1000951 1000951 9/1/2010 Raleigh RBC Bank (USA) NC Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 1001421 1001421 1001421 1001421 1001421 15 1001421 9/3/2010 Chicago Fay Servicing, LLC 1001727 1001727 1001727 1001727 1001727 1001727 1001727 1001727 1001727 1001727 1001727 1001727 1001727 1001727 1001727 1001727 IL Purchase Financial Instrument for Home Loan Modifications $ 3,100,000 N/A Adjustment Date Cap Adjustment Amount Adjusted Cap 11/16/2011 $ 4/16/2012 $ 5/16/2012 $ 6/14/2012 $ 6/28/2012 $ (218) 7/16/2012 $ 8/16/2012 $ 9/27/2012 $ (600) $ 11/15/2012 $ 70,000 $ 12/27/2012 $ (102) $ 3/14/2013 $ 90,000 $ 3/25/2013 $ (384) $ 5/16/2013 $ (30,000) $ 6/27/2013 $ (146) $ 9/30/2010 Reason for Adjustment 1,100,000 $ 17,423,517 Transfer of cap due to servicing transfer 200,000 $ 17,623,517 Transfer of cap due to servicing transfer 10,000 $ 17,633,517 Transfer of cap due to servicing transfer (300,000) $ $ 17,333,517 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 17,333,299 reallocation 40,000 $ 17,373,299 Transfer of cap due to servicing transfer 480,000 $ 17,853,299 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 17,852,699 reallocation 17,922,699 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 17,922,597 reallocation 18,012,597 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 18,012,213 reallocation 17,982,213 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 17,982,067 reallocation $ 1,585,945 $ 2,465,945 Updated portfolio data from servicer 1/6/2011 $ (4) $ 3/30/2011 $ (4) $ 6/29/2011 $ (40) $ 6/28/2012 $ (30) $ 2,465,941 Updated portfolio data from servicer Updated due to quarterly assessment and 2,465,937 reallocation Updated due to quarterly assessment and 2,465,897 reallocation Updated due to quarterly assessment and 2,465,867 reallocation 8/10/2012 $ (2,465,867) $ 9/30/2010 $ 1,040,667 $ 1,740,667 Updated portfolio data from servicer 1,740,665 Updated portfolio data from servicer Updated due to quarterly assessment and 1,740,662 reallocation Updated due to quarterly assessment and 1,740,634 reallocation - Termination of SPA 1/6/2011 $ (2) $ 3/30/2011 $ (3) $ 6/29/2011 $ (28) $ 8/10/2011 $ (1,740,634) $ 9/30/2010 $ 2,181,334 $ 3,481,334 Updated portfolio data from servicer 3,481,329 Updated portfolio data from servicer Updated due to quarterly assessment and 3,481,323 reallocation Updated due to quarterly assessment and 3,481,265 reallocation Updated due to quarterly assessment and 3,481,222 reallocation Updated due to quarterly assessment and 3,481,103 reallocation Updated due to quarterly assessment and 3,481,083 reallocation Updated due to quarterly assessment and 3,481,007 reallocation Updated due to quarterly assessment and 3,480,978 reallocation - Termination of SPA 1/6/2011 $ (5) $ 3/30/2011 $ (6) $ 6/29/2011 $ (58) $ 6/28/2012 $ (43) $ 9/27/2012 $ (119) $ 12/27/2012 $ (20) $ 3/25/2013 $ (76) $ 6/27/2013 $ (29) $ 9/30/2010 $ 7,014,337 $ 11,314,337 Updated portfolio data from servicer 1/6/2011 $ (17) $ 3/30/2011 $ (20) $ 6/29/2011 $ (192) $ 6/28/2012 $ (144) $ 9/27/2012 $ (396) $ 12/27/2012 $ (67) $ 3/25/2013 $ (253) $ 6/27/2013 $ (95) $ 11,314,320 Updated portfolio data from servicer Updated due to quarterly assessment and 11,314,300 reallocation Updated due to quarterly assessment and 11,314,108 reallocation Updated due to quarterly assessment and 11,313,964 reallocation Updated due to quarterly assessment and 11,313,568 reallocation Updated due to quarterly assessment and 11,313,501 reallocation Updated due to quarterly assessment and 11,313,248 reallocation Updated due to quarterly assessment and 11,313,153 reallocation 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 1/6/2011 $ 34,944 $ 3/30/2011 $ 40,000 $ 6/29/2011 $ 50,000 $ 180,000 Updated portfolio data from servicer Updated due to quarterly assessment and 220,000 reallocation Updated due to quarterly assessment and 270,000 reallocation 3/15/2012 $ (200,000) $ 70,000 Transfer of cap due to servicing transfer 6/14/2012 $ (10,000) $ 60,000 Transfer of cap due to servicing transfer 4/9/2013 $ (60,000) $ 9/30/2010 $ 5,168,169 $ 8,268,169 Updated portfolio data from servicer 8,268,157 Updated portfolio data from servicer Updated due to quarterly assessment and 8,268,142 reallocation - Termination of SPA 1/6/2011 $ (12) $ 3/30/2011 $ (15) $ 4/13/2011 $ 400,000 $ 6/29/2011 $ (143) $ 8,668,142 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 8,667,999 reallocation 9/15/2011 $ 700,000 $ 9,367,999 Transfer of cap due to servicing transfer 10/14/2011 $ 100,000 $ 9,467,999 Transfer of cap due to servicing transfer 11/16/2011 $ 200,000 $ 9,667,999 Transfer of cap due to servicing transfer 12/15/2011 $ 1,700,000 $ 11,367,999 Transfer of cap due to servicing transfer 4/16/2012 $ 1,600,000 $ 12,967,999 Transfer of cap due to servicing transfer 5/16/2012 $ 40,000 $ 13,007,999 Transfer of cap due to servicing transfer 6/14/2012 $ (210,000) $ 6/28/2012 $ (105) $ 12,797,999 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 12,797,894 reallocation 7/16/2012 $ 50,000 $ 12,847,894 Transfer of cap due to servicing transfer 8/16/2012 $ 90,000 $ 9/27/2012 $ (294) $ 12,937,894 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 12,937,600 reallocation 10/16/2012 $ 1,810,000 $ 14,747,600 Transfer of cap due to servicing transfer 103 Servicer Modifying Borrowers' Loans Adjustment Details Name of Institution Date City State Transaction Type Pricing Mechanism Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Note 1001727 1001727 1001727 1001727 1001727 1001727 1001727 1001727 1001727 9/15/2010 Oklahoma City Vericrest Financial, Inc. OK Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 1001557 1001557 1001557 1001557 1001557 1001557 1001557 1001557 1001557 1001557 1001557 1001557 1001557 1001557 1001557 1001557 1001557 1001557 9/15/2010 Freeport Midwest Community Bank IL Purchase Financial Instrument for Home Loan Modifications $ 400,000 N/A 1000879 1000879 1000879 1000879 1000879 1000879 1000879 1000879 9/24/2010 Pasadena American Finance House LARIBA CA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A IL Purchase Financial Instrument for Home Loan Modifications $ 1,900,000 N/A Columbia SC Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A Amarillo TX Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 1000704 9/24/2010 Ottawa Centrue Bank 10204 10204 9/30/2010 AgFirst Farm Credit Bank 1001220 9/30/2010 Amarillo National Bank 4, 8 1000478 1000478 1000478 1000478 9/30/2010 Parsippany American Financial Resources Inc. NJ Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 1001726 1001726 1001726 1001726 9/30/2010 San Juan Banco Popular de Puerto Rico PR Purchase Financial Instrument for Home Loan Modifications $ 1,700,000 N/A 4, 5, 8 1000509 1000509 1000509 1000509 1000509 1000509 1000509 1000509 9/30/2010 Coral Gables Capital International Financial, Inc. 1001930 1001930 1001930 1001930 FL Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment (61) $ Updated due to quarterly assessment and 14,747,539 reallocation $ 30,000 $ 14,777,539 Transfer of cap due to servicing transfer $ (590,000) $ 14,187,539 Transfer of cap due to servicing transfer $ (80,000) $ 3/25/2013 $ (214) $ 14,107,539 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 14,107,325 reallocation 4/16/2013 $ 200,000 $ 14,307,325 Transfer of cap due to servicing transfer 5/16/2013 $ 3,710,000 $ 18,017,325 Transfer of cap due to servicing transfer 6/14/2013 $ 1,760,000 $ 6/27/2013 $ (86) $ 19,777,325 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 19,777,239 reallocation 9/15/2010 $ 1,000,000 $ 1,000,000 Transfer of cap due to servicing transfer 9/30/2010 $ 450,556 $ 1,450,556 Updated portfolio data from servicer 1/6/2011 $ (2) $ 1,450,554 Updated portfolio data from servicer 2/16/2011 $ 3,000,000 $ 4,450,554 Transfer of cap due to servicing transfer 3/16/2011 $ 10,200,000 $ 3/30/2011 $ (24) $ 6/29/2011 $ (227) $ 14,650,554 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 14,650,530 reallocation Updated due to quarterly assessment and 14,650,303 reallocation 7/14/2011 $ 12,000,000 $ 26,650,303 Transfer of cap due to servicing transfer 12/15/2011 $ 4,100,000 $ 30,750,303 Transfer of cap due to servicing transfer 1/13/2012 $ 900,000 $ 31,650,303 Transfer of cap due to servicing transfer 4/16/2012 $ 300,000 $ 6/28/2012 $ (266) $ 31,950,303 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 31,950,037 reallocation Updated due to quarterly assessment and 31,949,348 reallocation 12/27/2012 $ 1/16/2013 2/14/2013 3/14/2013 9/27/2012 $ (689) $ 11/15/2012 $ 720,000 $ 12/27/2012 $ (114) $ 1/16/2013 $ 8,020,000 $ 3/25/2013 $ (591) $ 5/16/2013 $ (40,000) $ 6/27/2013 $ (223) $ 9/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (8) $ 6/28/2012 $ (6) $ 9/27/2012 $ (17) $ 12/27/2012 $ (3) $ 3/25/2013 $ (11) $ 6/27/2013 $ (4) $ 580,221 Updated portfolio data from servicer Updated due to quarterly assessment and 580,220 reallocation Updated due to quarterly assessment and 580,212 reallocation Updated due to quarterly assessment and 580,206 reallocation Updated due to quarterly assessment and 580,189 reallocation Updated due to quarterly assessment and 580,186 reallocation Updated due to quarterly assessment and 580,175 reallocation Updated due to quarterly assessment and 580,171 reallocation 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 2/2/2011 $ (145,056) $ 9/30/2010 $ 856,056 $ 2,756,056 Updated portfolio data from servicer 1/6/2011 $ (4) $ 2,756,052 Updated portfolio data from servicer 3/9/2011 $ (2,756,052) $ 9/30/2010 $ 45,056 $ 3/23/2011 $ (145,056) $ 9/30/2010 $ 45,056 $ 6/29/2011 $ (1) $ 6/28/2012 $ (1) $ 9/27/2012 $ (2) $ 3/25/2013 $ (1) $ 9/30/2010 $ 45,056 $ 6/29/2011 $ (1) $ 6/28/2012 $ (1) $ 9/27/2012 $ (2) $ 3/25/2013 $ (1) $ 9/30/2010 $ 765,945 $ 2,465,945 Updated portfolio data from servicer 1/6/2011 $ (3) $ 3/30/2011 $ (4) $ 6/29/2011 $ (36) $ 6/28/2012 $ (30) $ 9/27/2012 $ (83) $ 12/27/2012 $ (14) $ 3/25/2013 $ (53) $ 6/27/2013 $ (20) $ 2,465,942 Updated portfolio data from servicer Updated due to quarterly assessment and 2,465,938 reallocation Updated due to quarterly assessment and 2,465,902 reallocation Updated due to quarterly assessment and 2,465,872 reallocation Updated due to quarterly assessment and 2,465,789 reallocation Updated due to quarterly assessment and 2,465,775 reallocation Updated due to quarterly assessment and 2,465,722 reallocation Updated due to quarterly assessment and 2,465,702 reallocation 9/30/2010 $ 45,056 $ 6/29/2011 $ (1) $ 6/28/2012 $ (1) $ 9/27/2012 $ (2) $ 3/25/2013 $ (1) $ 32,669,348 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 32,669,234 reallocation 40,689,234 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 40,688,643 reallocation 40,648,643 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 40,648,420 reallocation - Termination of SPA - Termination of SPA 145,056 Updated portfolio data from servicer - Termination of SPA 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation Updated due to quarterly assessment and 145,054 reallocation Updated due to quarterly assessment and 145,052 reallocation Updated due to quarterly assessment and 145,051 reallocation 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation Updated due to quarterly assessment and 145,054 reallocation Updated due to quarterly assessment and 145,052 reallocation Updated due to quarterly assessment and 145,051 reallocation 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation Updated due to quarterly assessment and 145,054 reallocation Updated due to quarterly assessment and 145,052 reallocation Updated due to quarterly assessment and 145,051 reallocation 104 Servicer Modifying Borrowers' Loans 9/24/2010 Adjustment Details Transaction Type Freeburg IL Purchase Financial Instrument for Home Loan Modifications $ 800,000 N/A Rockledge FL Purchase Financial Instrument for Home Loan Modifications $ 2,000,000 N/A City Citizens Community Bank Pricing Mechanism State Name of Institution Date Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Note 1001848 1001848 9/30/2010 Community Credit Union of Florida 6 8 8 8 8 8 9/30/2010 12 New Brighton CU Mortgage Services, Inc. MN Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 10616 10616 10616 10616 9/30/2010 Lake City First Federal Bank of Florida FL Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 10364 10364 10364 10364 9/30/2010 Diamond Bar First Mortgage Corporation CA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 10253 10253 10253 10253 9/30/2010 Cincinnati First Safety Bank OH Purchase Financial Instrument for Home Loan Modifications $ 400,000 N/A 1000487 1000487 9/30/2010 Troy Flagstar Capital Markets Corporation MI Purchase Financial Instrument for Home Loan Modifications $ 800,000 N/A 7, 8 10228 10228 10228 10228 10228 10228 10228 10228 9/30/2010 Cincinnati Franklin Savings OH Purchase Financial Instrument for Home Loan Modifications $ 1,700,000 N/A 4 1000773 1000773 1000773 1000773 1000773 1000773 1000773 1000773 1000773 9/30/2010 Tulsa Gateway Mortgage Group, LLC OK Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 1001744 1001744 1001744 1001744 9/30/2010 GFA Federal Credit Union Gardner MA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A Saint Paul MN Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 1001637 9/30/2010 Guaranty Bank 4, 8 10350 10350 10350 10350 9/24/2010 Kansas City James B. Nutter & Company 1000492 1000492 1000492 1000492 1000492 1000492 1000492 1000492 MO Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 4, 8 Adjustment Date Cap Adjustment Amount 9/30/2010 $ Adjusted Cap Reason for Adjustment 360,445 $ 1,160,445 Updated portfolio data from servicer 1,160,443 Updated portfolio data from servicer 1/6/2011 $ (2) $ 3/23/2011 $ (1,160,443) $ 9/30/2010 $ 901,112 $ 2,901,112 Updated portfolio data from servicer 2,901,108 Updated portfolio data from servicer Updated due to quarterly assessment and 2,901,103 reallocation Updated due to quarterly assessment and 2,901,055 reallocation Updated due to quarterly assessment and 2,901,019 reallocation - Termination of SPA 1/6/2011 $ (4) $ 3/30/2011 $ (5) $ 6/29/2011 $ (48) $ 6/28/2012 $ (36) $ 9/14/2012 $ (2,888,387) $ 9/30/2010 $ 45,056 $ 6/29/2011 $ (1) $ 6/28/2012 $ (1) $ 9/27/2012 $ (2) $ 3/25/2013 $ (1) $ 9/30/2010 $ 45,056 $ 6/29/2011 $ (1) $ 6/28/2012 $ (1) $ 9/27/2012 $ (2) $ 3/25/2013 $ (1) $ 9/30/2010 $ 45,056 $ 6/29/2011 $ (1) $ 6/28/2012 $ (1) $ 9/27/2012 $ (2) $ 3/25/2013 $ (1) $ 9/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer 1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer 3/23/2011 $ (580,221) $ 9/30/2010 $ 360,445 $ 1,160,445 Updated portfolio data from servicer 12,632 Termination of SPA 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation Updated due to quarterly assessment and 145,054 reallocation Updated due to quarterly assessment and 145,052 reallocation Updated due to quarterly assessment and 145,051 reallocation 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation Updated due to quarterly assessment and 145,054 reallocation Updated due to quarterly assessment and 145,052 reallocation Updated due to quarterly assessment and 145,051 reallocation 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation Updated due to quarterly assessment and 145,054 reallocation Updated due to quarterly assessment and 145,052 reallocation Updated due to quarterly assessment and 145,051 reallocation - Termination of SPA 1/6/2011 $ (2) $ 3/30/2011 $ (2) $ 6/29/2011 $ (18) $ 6/28/2012 $ (14) $ 9/27/2012 $ (37) $ 12/27/2012 $ (6) $ 3/25/2013 $ (24) $ 6/27/2013 $ (9) $ 1,160,443 Updated portfolio data from servicer Updated due to quarterly assessment and 1,160,441 reallocation Updated due to quarterly assessment and 1,160,423 reallocation Updated due to quarterly assessment and 1,160,409 reallocation Updated due to quarterly assessment and 1,160,372 reallocation Updated due to quarterly assessment and 1,160,366 reallocation Updated due to quarterly assessment and 1,160,342 reallocation Updated due to quarterly assessment and 1,160,333 reallocation 9/30/2010 $ 765,945 $ 2,465,945 Updated portfolio data from servicer 1/6/2011 $ (4) $ 3/30/2011 $ (4) $ 6/29/2011 $ (40) $ 6/28/2012 $ (30) $ 9/27/2012 $ (83) $ 12/27/2012 $ (14) $ 3/25/2013 $ (53) $ 2,465,941 Updated portfolio data from servicer Updated due to quarterly assessment and 2,465,937 reallocation Updated due to quarterly assessment and 2,465,897 reallocation Updated due to quarterly assessment and 2,465,867 reallocation Updated due to quarterly assessment and 2,465,784 reallocation Updated due to quarterly assessment and 2,465,770 reallocation Updated due to quarterly assessment and 2,465,717 reallocation 6/14/2013 $ (10,000) $ 6/27/2013 $ (20) $ 9/30/2010 $ 45,056 $ 6/29/2011 $ (1) $ 6/28/2012 $ (1) $ 9/27/2012 $ (2) $ 3/25/2013 $ (1) $ 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation Updated due to quarterly assessment and 145,054 reallocation Updated due to quarterly assessment and 145,052 reallocation Updated due to quarterly assessment and 145,051 reallocation 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 3/23/2011 $ (145,056) $ 9/30/2010 $ 45,056 $ 6/29/2011 $ (1) $ 6/28/2012 $ (1) $ 9/27/2012 $ (2) $ 3/25/2013 $ (1) $ 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation Updated due to quarterly assessment and 145,054 reallocation Updated due to quarterly assessment and 145,052 reallocation Updated due to quarterly assessment and 145,051 reallocation 9/30/2010 $ 135,167 $ 435,167 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (6) $ 6/28/2012 $ (4) $ 9/27/2012 $ (12) $ 12/27/2012 $ (2) $ 3/25/2013 $ (8) $ 6/27/2013 $ (3) $ 435,166 Updated portfolio data from servicer Updated due to quarterly assessment and 435,165 reallocation Updated due to quarterly assessment and 435,159 reallocation Updated due to quarterly assessment and 435,155 reallocation Updated due to quarterly assessment and 435,143 reallocation Updated due to quarterly assessment and 435,141 reallocation Updated due to quarterly assessment and 435,133 reallocation Updated due to quarterly assessment and 435,130 reallocation 2,455,717 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 2,455,697 reallocation - Termination of SPA 105 Servicer Modifying Borrowers' Loans 9/30/2010 Adjustment Details Name of Institution Date City New Orleans Liberty Bank and Trust Co State Transaction Type LA Purchase Financial Instrument for Home Loan Modifications Pricing Mechanism Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description $ 1,000,000 Note N/A 1001010 1001010 1001010 1001010 1001010 1001010 1001010 1001010 9/30/2010 Buffalo M&T Bank NY Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 4, 8 10529 10529 10529 10529 10529 10529 10529 10529 9/30/2010 Germantown Magna Bank TN Purchase Financial Instrument for Home Loan Modifications $ 1,400,000 N/A 5 1000645 1000645 1000645 1000645 1000645 1000645 1000645 1000645 9/30/2010 Lexena Mainstreet Credit Union KS Purchase Financial Instrument for Home Loan Modifications $ 500,000 N/A 1001636 1001636 9/30/2010 Charlotte Marsh Associates, Inc. NC Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 1001907 1001907 1001907 1001907 9/30/2010 Oklahoma City Midland Mortgage Company OK Purchase Financial Instrument for Home Loan Modifications $ 43,500,000 N/A 4, 5 10457 10457 10457 10457 10457 10457 10457 10457 10457 10457 9/30/2010 Mid America Mortgage, Inc. (Schmidt Mortgage Company) Rocky River OH Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 1001163 1001163 1001163 1001163 9/30/2010 Miles City Stockman Bank of Montana MT Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 1000818 1000818 1000818 1000818 9/30/2010 Salt Lake City University First Federal Credit Union UT Purchase Financial Instrument for Home Loan Modifications $ 600,000 N/A 1001721 1001721 9/30/2010 Woodbridge Weststar Mortgage, Inc. VA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 1001893 1001893 1001893 1001893 12/15/2010 Denver Statebridge Company, LLC 1001754 1001754 CO Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 9/30/2010 $ 450,556 $ 1,450,556 Updated portfolio data from servicer 1/6/2011 $ (2) $ 3/30/2011 $ (2) $ 6/29/2011 $ (23) $ 6/28/2012 $ (17) $ 9/27/2012 $ (48) $ 12/27/2012 $ (8) $ 3/25/2013 $ (30) $ 6/27/2013 $ (11) $ 1,450,554 Updated portfolio data from servicer Updated due to quarterly assessment and 1,450,552 reallocation Updated due to quarterly assessment and 1,450,529 reallocation Updated due to quarterly assessment and 1,450,512 reallocation Updated due to quarterly assessment and 1,450,464 reallocation Updated due to quarterly assessment and 1,450,456 reallocation Updated due to quarterly assessment and 1,450,426 reallocation Updated due to quarterly assessment and 1,450,415 reallocation 9/30/2010 $ 315,389 $ 1,015,389 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (11) $ 6/28/2012 $ (11) $ 9/27/2012 $ (30) $ 12/27/2012 $ (5) $ 3/25/2013 $ (20) $ 6/27/2013 $ (7) $ 1,015,388 Updated portfolio data from servicer Updated due to quarterly assessment and 1,015,387 reallocation Updated due to quarterly assessment and 1,015,376 reallocation Updated due to quarterly assessment and 1,015,365 reallocation Updated due to quarterly assessment and 1,015,335 reallocation Updated due to quarterly assessment and 1,015,330 reallocation Updated due to quarterly assessment and 1,015,310 reallocation Updated due to quarterly assessment and 1,015,303 reallocation 9/30/2010 $ 630,778 $ 2,030,778 Updated portfolio data from servicer 1/6/2011 $ (3) $ 3/30/2011 $ (3) $ 6/29/2011 $ (33) $ 6/28/2012 $ (25) $ 9/27/2012 $ (68) $ 12/27/2012 $ (11) $ 3/25/2013 $ (44) $ 6/27/2013 $ (16) $ 2,030,775 Updated portfolio data from servicer Updated due to quarterly assessment and 2,030,772 reallocation Updated due to quarterly assessment and 2,030,739 reallocation Updated due to quarterly assessment and 2,030,714 reallocation Updated due to quarterly assessment and 2,030,646 reallocation Updated due to quarterly assessment and 2,030,635 reallocation Updated due to quarterly assessment and 2,030,591 reallocation Updated due to quarterly assessment and 2,030,575 reallocation 9/30/2010 $ 225,278 $ 725,278 Updated portfolio data from servicer 1/6/2011 $ (1) $ 725,277 Updated portfolio data from servicer 3/9/2011 $ (725,277) $ 9/30/2010 $ 45,056 $ - Termination of SPA 6/29/2011 $ (1) $ 6/28/2012 $ (1) $ 9/27/2012 $ (1) $ 3/25/2013 $ (1) $ 9/30/2010 $ 49,915,806 $ 93,415,806 Updated portfolio data from servicer 1/6/2011 $ (125) $ 3/30/2011 $ (139) $ 6/29/2011 $ (1,223) $ 6/28/2012 $ (797) $ 93,415,681 Updated portfolio data from servicer Updated due to quarterly assessment and 93,415,542 reallocation Updated due to quarterly assessment and 93,414,319 reallocation Updated due to quarterly assessment and 93,413,522 reallocation 7/16/2012 $ 294,540,000 $ 387,953,522 Transfer of cap due to servicing transfer 7/27/2012 $ (263,550,000) $ 9/27/2012 $ (3,170) $ 12/27/2012 $ (507) $ 3/25/2013 $ (1,729) $ 6/27/2013 $ (593) $ 124,403,522 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 124,400,352 reallocation Updated due to quarterly assessment and 124,399,845 reallocation Updated due to quarterly assessment and 124,398,116 reallocation Updated due to quarterly assessment and 124,397,523 reallocation 9/30/2010 $ 45,056 $ 6/29/2011 $ (1) $ 6/28/2012 $ (1) $ 9/27/2012 $ (2) $ 3/25/2013 $ (1) $ 9/30/2010 $ 45,056 $ 6/29/2011 $ (1) $ 6/28/2012 $ (1) $ 9/27/2012 $ (2) $ 3/25/2013 $ (1) $ 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation Updated due to quarterly assessment and 145,054 reallocation Updated due to quarterly assessment and 145,052 reallocation Updated due to quarterly assessment and 145,051 reallocation 9/30/2010 $ 270,334 $ 870,334 Updated portfolio data from servicer 1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer 2/17/2011 $ (870,333) $ 9/30/2010 $ 45,056 $ 6/29/2011 $ (1) $ 6/28/2012 $ (1) $ 9/27/2012 $ (2) $ 3/25/2013 $ (1) $ 12/15/2010 $ 5,000,000 $ 5,000,000 Updated portfolio data from servicer 1/6/2011 $ (7) $ 4,999,993 Updated portfolio data from servicer 2/16/2011 $ 500,000 $ 5,499,993 Transfer of cap due to servicing transfer 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation Updated due to quarterly assessment and 145,054 reallocation Updated due to quarterly assessment and 145,053 reallocation Updated due to quarterly assessment and 145,052 reallocation 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation Updated due to quarterly assessment and 145,054 reallocation Updated due to quarterly assessment and 145,052 reallocation Updated due to quarterly assessment and 145,051 reallocation - Termination of SPA 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation Updated due to quarterly assessment and 145,054 reallocation Updated due to quarterly assessment and 145,052 reallocation Updated due to quarterly assessment and 145,051 reallocation 106 Servicer Modifying Borrowers' Loans Date Name of Institution Adjustment Details City State Transaction Type Pricing Mechanism Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Note 1001754 1001754 1001754 1001754 1001754 1001754 1001754 1001754 1001754 1001754 1001754 1001754 1001754 1001754 1001754 1001754 1001754 12/15/2010 San Juan Scotiabank de Puerto Rico PR Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 1000991 1000991 1000991 1000991 1000991 1000991 1000991 4/13/2011 Cleveland New York Community Bank (AmTrust Bank) OH Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 10151 10151 10151 10151 10151 10151 10151 10151 10151 4/13/2011 Richmond SunTrust Mortgage, Inc. VA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 10012 10012 4/13/2011 Chicago Urban Partnership Bank IL Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 1001970 1001970 1001970 1001970 1001970 1001970 1001970 4/13/2011 Hawthorne Western Federal Credit Union CA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 1001231 1001231 1001231 5/13/2011 Anaheim Hills FCI Lender Services, Inc. 1002025 1002025 1002025 1002025 1002025 1002025 1002025 1002025 1002025 1002025 1002025 1002025 1002025 1002025 1002025 1002025 CA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 Adjustment Date Cap Adjustment Amount 3/16/2011 $ 3/30/2011 $ Adjusted Cap 100,000 $ Reason for Adjustment (9) $ 6/29/2011 $ (85) $ 5,599,993 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 5,599,984 reallocation Updated due to quarterly assessment and 5,599,899 reallocation 11/16/2011 $ (2,500,000) $ 3,099,899 Transfer of cap due to servicing transfer 3/15/2012 $ 200,000 $ 6/28/2012 $ (40) $ 9/27/2012 $ (100) $ 3,299,899 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 3,299,859 reallocation Updated due to quarterly assessment and 3,299,759 reallocation 10/16/2012 $ 170,000 $ 3,469,759 Transfer of cap due to servicing transfer 11/15/2012 $ (30,000) $ 3,439,759 Transfer of cap due to servicing transfer 12/14/2012 $ (80,000) $ 12/27/2012 $ (17) $ 3,359,759 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 3,359,742 reallocation 1/16/2013 $ 50,000 $ 3,409,742 Transfer of cap due to servicing transfer 2/14/2013 $ 1,240,000 $ 4,649,742 Transfer of cap due to servicing transfer 3/14/2013 $ 90,000 $ 3/25/2013 $ (90) $ 4,739,742 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 4,739,652 reallocation 4/16/2013 $ (10,000) $ 6/27/2013 $ (34) $ 4,729,652 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 4,729,618 reallocation 12/15/2010 $ 4,300,000 $ 4,300,000 Updated portfolio data from servicer 1/6/2011 $ (4) $ 6/29/2011 $ (5) $ 6/28/2012 $ (23) $ 9/27/2012 $ (63) $ 12/27/2012 $ (11) $ 3/25/2013 $ (41) $ 6/27/2013 $ (16) $ 4,299,996 Updated portfolio data from servicer Updated due to quarterly assessment and 4,299,991 reallocation Updated due to quarterly assessment and 4,299,968 reallocation Updated due to quarterly assessment and 4,299,905 reallocation Updated due to quarterly assessment and 4,299,894 reallocation Updated due to quarterly assessment and 4,299,853 reallocation Updated due to quarterly assessment and 4,299,837 reallocation 4/13/2011 $ 200,000 $ 200,000 Transfer of cap due to servicing transfer 5/13/2011 $ 100,000 $ 300,000 Transfer of cap due to servicing transfer 6/16/2011 $ 300,000 $ 6/29/2011 $ (9) $ 600,000 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 599,991 reallocation 8/16/2011 $ 200,000 $ 6/28/2012 $ (7) $ 9/27/2012 $ (19) $ 12/27/2012 $ (3) $ 3/25/2013 $ (12) $ 6/27/2013 $ (5) $ 799,991 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 799,984 reallocation Updated due to quarterly assessment and 799,965 reallocation Updated due to quarterly assessment and 799,962 reallocation Updated due to quarterly assessment and 799,950 reallocation Updated due to quarterly assessment and 799,945 reallocation 4/13/2011 $ 100,000 $ 100,000 Transfer of cap due to servicing transfer 6/14/2013 $ 120,000 $ 6/27/2013 $ (1) $ 220,000 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 219,999 reallocation 4/13/2011 $ 1,000,000 $ 6/29/2011 $ 233,268 $ 11/16/2011 $ 100,000 $ 6/28/2012 $ (3) $ 1,000,000 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,233,268 reallocation 1,333,268 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,333,265 reallocation Updated due to quarterly assessment and 1,333,255 reallocation Updated due to quarterly assessment and 1,333,253 reallocation Updated due to quarterly assessment and 1,333,246 reallocation Updated due to quarterly assessment and 1,333,243 reallocation 9/27/2012 $ (10) $ 12/27/2012 $ (2) $ 3/25/2013 $ (7) $ 6/27/2013 $ (3) $ 4/13/2011 $ 200,000 $ 6/29/2011 $ 17,687 $ 9/27/2012 $ (1) $ 3/25/2013 $ (1) $ 5/13/2011 $ 500,000 $ 500,000 Transfer of cap due to servicing transfer 6/16/2011 $ 100,000 $ 6/29/2011 $ (9) $ 600,000 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 599,991 reallocation 7/14/2011 $ 200,000 $ 9/15/2011 $ 100,000 $ 899,991 Transfer of cap due to servicing transfer 11/16/2011 $ 2,500,000 $ 3,399,991 Transfer of cap due to servicing transfer 5/16/2012 $ 1,510,000 $ 4,909,991 Transfer of cap due to servicing transfer 6/14/2012 $ 450,000 $ 6/28/2012 $ (66) $ 5,359,991 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 5,359,925 reallocation 7/16/2012 $ 250,000 $ 5,609,925 Transfer of cap due to servicing transfer 8/16/2012 $ 90,000 $ 9/27/2012 $ (191) $ 5,699,925 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 5,699,734 reallocation 10/16/2012 $ 140,000 $ 5,839,734 Transfer of cap due to servicing transfer 11/15/2012 $ 70,000 $ 5,909,734 Transfer of cap due to servicing transfer 12/14/2012 $ 40,000 $ 12/27/2012 $ (34) $ 5,949,734 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 5,949,700 reallocation 1/16/2013 $ 40,000 $ 5,989,700 Transfer of cap due to servicing transfer 200,000 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 217,687 reallocation Updated due to quarterly assessment and 217,686 reallocation Updated due to quarterly assessment and 217,685 reallocation 799,991 Transfer of cap due to servicing transfer 107 Servicer Modifying Borrowers' Loans Date Adjustment Details Name of Institution City State Transaction Type Pricing Mechanism Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Note 1002025 1002025 1002025 1002025 1002025 1002025 1002025 7/14/2011 Beaverton Gregory Funding, LLC OR Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 1002041 1002041 1002041 1002041 1002041 1002041 1002041 1002041 1002041 1002041 1002041 1002041 1002041 1002041 9/15/2011 Bangor Savings Bank Bangor ME Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 9/15/2011 PHH Mortgage Corporation Mt. Laurel NJ Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 10107 10107 10107 10107 10107 10107 12/15/2011 Irvine Rushmore Loan Management Services LLC CA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 1002097 1002097 1002097 1002097 1002097 1002097 1002097 1002097 1002097 1002097 1002097 1002097 1002097 1002097 1002097 1/13/2012 Sun West Mortgage Company, Inc Cerritos CA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 3/15/2012 PrimeWest Mortgage Corporation Lubbock TX Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 6/14/2012 Resurgent Capital Solutions, LP Greenville SC Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 1001111 1001111 1001111 1001111 1001111 1001111 1001111 1001111 1001111 1001111 11/15/2012 Orange Kondaur Capital Corporation 1002292 1002292 1002292 1002292 1002292 1002292 CA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 2/14/2013 $ 50,000 $ 6,039,700 Transfer of cap due to servicing transfer 3/14/2013 $ 360,000 $ 3/25/2013 $ (135) $ 6,399,700 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 6,399,565 reallocation 4/16/2013 $ (10,000) $ 6,389,565 Transfer of cap due to servicing transfer 5/16/2013 $ 40,000 $ 6,429,565 Transfer of cap due to servicing transfer 6/14/2013 $ 200,000 $ 6/27/2013 $ (53) $ 6,629,565 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 6,629,512 reallocation 7/14/2011 $ 200,000 $ 200,000 Transfer of cap due to servicing transfer 11/16/2011 $ 900,000 $ 1,100,000 Transfer of cap due to servicing transfer 1/13/2012 $ 100,000 $ 6/28/2012 $ (9) $ 1,200,000 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,199,991 reallocation 8/16/2012 $ 20,000 $ 9/27/2012 $ (26) $ 1,219,991 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,219,965 reallocation 10/16/2012 $ 50,000 $ 1,269,965 Transfer of cap due to servicing transfer 12/14/2012 $ 10,000 $ 12/27/2012 $ (5) $ 1,279,965 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,279,960 reallocation 1/16/2013 $ 130,000 $ 1,409,960 Transfer of cap due to servicing transfer 2/14/2013 $ 120,000 $ 3/25/2013 $ (20) $ 1,529,960 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,529,940 reallocation 5/16/2013 $ 80,000 $ 1,609,940 Transfer of cap due to servicing transfer 6/14/2013 $ 420,000 $ 6/27/2013 $ (10) $ 2,029,940 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 2,029,930 reallocation 9/15/2011 $ 100,000 $ 100,000 Transfer of cap due to servicing transfer 9/15/2011 $ 1,300,000 $ 6/28/2012 $ (15) $ 9/27/2012 $ (42) $ 1,300,000 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,299,985 reallocation Updated due to quarterly assessment and 1,299,943 reallocation 10/16/2012 $ 140,000 $ 12/27/2012 $ (8) $ 3/25/2013 $ (30) $ 6/27/2013 $ (11) $ 1,439,943 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,439,935 reallocation Updated due to quarterly assessment and 1,439,905 reallocation Updated due to quarterly assessment and 1,439,894 reallocation 12/15/2011 $ 200,000 $ 200,000 Transfer of cap due to servicing transfer 4/16/2012 $ 600,000 $ 6/28/2012 $ (3) $ 800,000 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 799,997 reallocation 8/16/2012 $ 110,000 $ 9/27/2012 $ (13) $ 10/16/2012 $ 1,270,000 $ 2,179,984 Transfer of cap due to servicing transfer 11/15/2012 $ 230,000 $ 12/27/2012 $ (5) $ 2,409,984 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 2,409,979 reallocation 1/16/2013 $ 990,000 $ 3,399,979 Transfer of cap due to servicing transfer 2/14/2013 $ 600,000 $ 3,999,979 Transfer of cap due to servicing transfer 3/14/2013 $ 1,980,000 $ 3/25/2013 $ (77) $ 5,979,979 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 5,979,902 reallocation 4/16/2013 $ 340,000 $ 6,319,902 Transfer of cap due to servicing transfer 5/16/2013 $ 1,520,000 $ 7,839,902 Transfer of cap due to servicing transfer 6/14/2013 $ 2,740,000 $ 6/27/2013 $ (53) $ 10,579,902 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 10,579,849 reallocation 1/13/2012 $ 100,000 $ 100,000 Transfer of cap due to servicing transfer 3/15/2012 $ 100,000 $ 100,000 Transfer of cap due to servicing transfer 6/14/2012 $ 940,000 $ 6/28/2012 $ 205,242 $ 909,997 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 909,984 reallocation 9/27/2012 $ (3) $ 12/27/2012 $ (1) $ 940,000 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,145,242 reallocation Updated due to quarterly assessment and 1,145,239 reallocation Updated due to quarterly assessment and 1,145,238 reallocation 1/16/2013 $ 10,000 $ 1,155,238 Transfer of cap due to servicing transfer 2/14/2013 $ 8,690,000 $ 9,845,238 Transfer of cap due to servicing transfer 3/14/2013 $ 1,390,000 $ 3/25/2013 $ (219) $ 11,235,238 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 11,235,019 reallocation 5/16/2013 $ 620,000 $ 11,855,019 Transfer of cap due to servicing transfer 6/14/2013 $ 990,000 $ 6/27/2013 $ (96) $ 12,845,019 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 12,844,923 reallocation 11/15/2012 $ 30,000 $ 30,000 Transfer of cap due to servicing transfer 12/14/2012 $ 70,000 $ 100,000 Transfer of cap due to servicing transfer 1/16/2013 $ (10,000) $ 90,000 Transfer of cap due to servicing transfer 2/14/2013 $ (10,000) $ 80,000 Transfer of cap due to servicing transfer 4/16/2013 $ (10,000) $ 70,000 Transfer of cap due to servicing transfer 5/16/2013 $ 130,000 $ 200,000 Transfer of cap due to servicing transfer 6/14/2013 $ (50,000) $ 150,000 Transfer of cap due to servicing transfer 108 Servicer Modifying Borrowers' Loans Adjustment Details State Transaction Type Detroit MI Purchase Financial Instrument for Home Loan Modifications $ Baton Rouge LA Purchase Financial Instrument for Home Loan Modifications $ Name of Institution Date 12/14/2012 Quicken Loans Inc 2/14/2013 Home Servicing, LLC City 1002324 Pricing Mechanism Note - N/A 9 - N/A 9 Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Adjustment Date Cap Adjustment Amount Adjusted Cap 12/14/2012 $ 10,000 2/14/2013 $ 3/25/2013 $ Reason for Adjustment $ 10,000 Transfer of cap due to servicing transfer 510,000 $ (9) $ 510,000 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 509,991 reallocation 109 Servicer Modifying Borrowers' Loans Adjustment Details Name of Institution Date City State Transaction Type Pricing Mechanism Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 1 Investment Description Note 1002324 1002324 1002324 3/14/2013 21st Mortgage Corporation 5/16/2013 ViewPoint Bank 6/14/2013 Cheviot Savings Bank Knoxville TN Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 Plano TX Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 Cheviot OH Purchase Financial Instrument for Home Loan Modifications\ $ - N/A 9 1002367 1002040 Total Initial Cap $ 23,831,570,000 Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 4/16/2013 $ 200,000 $ 709,991 Transfer of cap due to servicing transfer 5/16/2013 $ 40,000 $ 6/27/2013 $ (4) $ 749,991 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 749,987 reallocation 3/14/2013 $ 130,000 $ 3/25/2013 $ (1) $ 5/16/2013 130,000 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 129,999 reallocation $ 50,000 $ 50,000 Transfer of cap due to servicing transfer 6/14/2013 $ 10,000 $ 6/27/2013 $ 1,344 $ 10,000 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 11,344 reallocation Total Cap Adjustments TOTAL CAP $ 6,037,129,760 $ 29,868,699,760.28 1/ The Cap of Incentive Payments represents the potential total amount allocated to each servicer and includes the maximum amount allotted for all payments on behalf of borrowers and payments to servicers and lenders/investors. The Cap is subject to adjustment based on the total amount allocated to the program and individual servicer usage for borrower modifications. Each adjustment to the Cap is reflected under Adjustment Details. 2/ On July 31, 2009, the SPA with Chase Home Finance, LLC was terminated and superseded by new SPAs with J.P. Morgan Chase Bank, NA and EMC Mortgage Corporation. 3/ Wachovia Mortgage, FSB was merged with Wells Fargo Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to Wachovia Mortgage, FSB prior to such merger. 4/ Initial cap amount includes FHA-HAMP. 5/ Initial cap amount includes RD-HAMP. 6/ Initial cap amount includes 2MP. 7/ Initial cap amount includes FHA-2LP. 8/ Initial cap does not include HAMP. 9/ This institution executed an Assignment and Assumption Agreement (a copy of which is available on www.FinancialStability.gov) with respect to all rights and obligations for the transferred loan modifications. The amount transferred is realized as a cap adjustment and not as initial cap. 10/ The amendment reflects a change in the legal name of the institution. 11/ MorEquity, Inc executed a subservicing agreement with Nationstar Mortgage, LLC, that took effect 02/01/2011. All mortgage loans including all HAMP loans were transferred to Nationstar. The remaining Adjusted Cap stated above represents the amount previously paid to MorEquity, Inc. prior to such agreement. 12/ The remaining Adjusted Cap stated above represents the amount paid to servicer prior to SPA termination. 13/ Bank of America, N.A., Home Loan Services, Inc. and Wilshire Credit Corporation were merged into BAC Home Loans Servicing, LP. and the remaining Adjusted Cap stated above represents the amount previously paid to each servicer prior to such merger. 14/ In April 2011, EMC Mortgage, an indirect subsidiary of JP Morgan Chase & Co, transferred the servicing of all loans to JP Morgan Chase Bank, NA. The remaining Adjusted Cap stated above represents the amount previously paid to EMC Mortgage prior to such transfer. 15/ RBC Bank (USA) was merged with PNC Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to RBC Bank (USA) prior to such merger. 16/ On July 1, 2012, Saxon Mortgage Services, Inc. ceased servicing operations by selling its mortgage servicing rights and transferring the subservicing relationships to third-party servicers. The remaining Adjusted Cap stated above represents the amount previously paid to Saxon Mortgage Services, Inc. prior to ceasing servicing operations. As used in this table: "HAFA" means the Home Affordable Foreclosure Alternatives program. "HPDP" means the Home Price Decline Protection program. "2MP" means the Second Lien Modification Program. "RD-HAMP" means the Rural Housing Service Home Affordable Modification Program. "FHA-2LP" means the FHA Second Lien Program 110 Supplemental Information [Not Required by EESA §114(a)] Making Home Affordable Program Non-GSE Incentive Payments (through June 2013) Name of Institution 21st Mortgage Corporation Allstate Mortgage Loans & Investments, Inc. AMS Servicing, LLC Aurora Financial Group, Inc Aurora Loan Services LLC Bank of America, N.A. Bank of America, National Association BankUnited Bayview Loan Servicing LLC Carrington Mortgage Services, LLC. CCO Mortgage, a division of RBS Citizens NA Central Florida Educators Federal Credit Union Cheviot Savings Bank CitiMortgage Inc Citizens First National Bank Community Credit Union of Florida CUC Mortgage Corporation DuPage Credit Union EMC Mortgage Corporation Fay Servicing, LLC FCI Lender Services, Inc. Fidelity Homestead Savings Bank FIRST BANK First Keystone Bank First Mortgage Corporation Franklin Credit Management Corporation Franklin Savings Fresno County Federal Credit Union Glass City Federal Credit Union GMAC Mortgage, LLC Great Lakes Credit Union Greater Nevada Mortgage Services Green Tree Servicing LLC Gregory Funding, LLC Guaranty Bank Hillsdale County National Bank Home Loan Services, Inc. Home Servicing, LLC HomEqServicing HomeStar Bank and Financial Services Homeward Residential, Inc. Horicon Bank Iberiabank IBM Southeast Employees' Federal Credit Union IC Federal Credit Union Idaho Housing and Finance Association James B.Nutter and Company JPMorgan Chase Bank, NA Kondaur Capital Corporation Lake City Bank Lake National Bank Litton Loan Servicing, LP Los Alamos National Bank M&T Bank Marix Servicing LLC Marsh Associates, Inc. Midland Mortgage Co. Midwest Community Bank Mission Federal Credit Union MorEquity, Inc. Mortgage Center LLC National City Bank Nationstar Mortgage LLC Navy Federal Credit Union New York Community Bank Oakland Municipal Credit Union Ocwen Loan Servicing, LLC OneWest Bank ORNL Federal Credit Union Park View Federal Savings Bank Pathfinder Bank PennyMac Loan Services, LLC PNC Bank, National Association Purdue Employees Federal Credit Union Quantum Servicing Corporation Residential Credit Solutions, Inc. Resurgent Capital Services L.P. RG Mortgage RoundPoint Mortgage Servicing Corporation Rushmore Loan Management Services LLC Borrowers $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 250.00 5,035.81 15,663.55 24,689.43 15,997,418.00 4,267,061.97 253,238,179.10 6,693,743.62 6,429,803.99 7,924,767.89 1,691,371.61 88,380.36 57,557,193.79 19,062.89 3,000.00 49,221.24 6,028.28 7,569,459.20 597,866.14 21,291.57 800,937.00 2,775.62 2,000.00 331,387.69 1,750.00 3,833.34 4,000.00 51,440,855.25 8,833.34 54,683.87 2,171,503.80 36,742.83 916.67 26,419.74 169,857.80 6,533.72 1,916.66 51,757,481.72 5,265.13 9,000.00 17,333.34 18,410.96 7,254.14 240,147,381.03 6,243.60 3,000.00 13,441,220.42 15,637.50 38,897.04 352,195.77 6,901.10 3,728,117.25 1,000.00 55,593.07 345,841.21 126,680.54 2,470,966.84 30,707,283.39 449,055.53 12,344.17 95,884,903.47 52,060,053.10 10,402.40 11,000.00 4,450.56 5,156,643.82 91,333.49 1,000.00 134,393.34 1,298,914.63 72,515.42 164,852.94 175,104.70 111,510.95 Lenders / Investors $ $ $ 8,759.28 9,262.69 72,231.49 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 41,236,849.69 17,852,011.77 507,607,381.67 17,975,306.82 11,603,677.95 21,873,193.74 4,213,192.46 152,123.51 62.33 191,002,036.04 49,277.26 4,631.53 123,722.97 26,847.00 11,592,937.05 1,130,917.70 40,192.66 1,692,966.20 3,423.27 $ $ $ $ $ $ $ $ $ 626,835.55 3,864.59 13,204.31 2,473.84 126,326,918.91 15,019.11 127,709.24 9,175,975.28 76,610.94 $ $ $ $ $ $ $ $ $ $ $ 34,119.28 2,440,767.73 11,311.24 3,036,319.34 5,572.90 133,689,960.39 15,433.35 10,502.00 23,589.08 33,642.99 20,805.81 $ $ $ $ $ $ 539,546,044.37 5,818.86 3,651.45 35,353,125.99 29,027.89 $ 970,196.74 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 772,299.64 1,817.60 145,783.35 2,305,003.00 218,691.63 7,695,790.29 60,345,965.14 1,046,409.35 31,779.17 3,568.11 281,559,617.33 164,279,146.86 22,216.94 23,936.55 6,143.53 10,564,532.37 633,131.62 1,325.40 335,507.71 3,519,875.61 181,441.59 227,582.28 438,540.56 364,836.17 Servicer $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 11,250.00 8,035.81 53,597.96 27,843.67 28,629,251.10 9,159,438.92 318,692,189.27 10,492,904.77 9,755,526.36 15,649,150.54 3,117,143.20 191,666.12 98,861,709.53 38,729.55 5,000.00 90,769.62 11,328.28 16,279,383.05 598,485.24 24,751.66 2,400.00 1,334,236.92 8,717.90 2,000.00 732,023.67 4,000.00 7,916.67 6,000.00 84,080,829.75 12,100.00 90,224.29 4,806,360.29 40,791.38 1,000.00 50,400.46 3,698,606.99 6,783.72 5,272,500.00 5,833.34 94,835,607.23 10,169.53 15,000.00 16,000.00 29,000.00 27,538.88 7,698.25 337,085,230.64 400.00 17,234.56 4,000.00 27,530,413.93 32,351.00 42,460.74 839,632.77 7,378.00 4,566,480.70 2,000.00 99,026.39 1,977,320.74 252,879.80 4,630,272.04 43,663,671.20 868,429.80 21,003.56 6,500.00 160,507,373.04 75,560,054.16 30,302.40 19,000.00 9,133.90 6,161,153.35 376,750.00 2,000.00 183,984.09 2,211,661.31 90,648.75 401,333.81 355,815.87 140,116.56 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Total Payments to Date 20,259.28 22,334.31 141,493.00 52,533.10 85,863,518.79 31,278,512.66 1,079,537,750.04 35,161,955.21 27,789,008.30 45,447,112.17 9,021,707.27 432,169.99 62.33 347,420,939.36 107,069.70 12,631.53 263,713.83 44,203.56 35,441,779.30 2,327,269.08 86,235.89 2,400.00 3,828,140.12 14,916.79 4,000.00 1,690,246.91 9,614.59 24,954.32 12,473.84 261,848,603.91 35,952.45 272,617.40 16,153,839.37 154,145.15 1,916.67 110,939.48 6,309,232.52 24,628.68 8,308,819.34 13,322.90 280,283,049.34 30,868.01 25,502.00 48,589.08 79,976.33 66,755.65 14,952.39 1,116,778,656.04 400.00 29,297.02 10,651.45 76,324,760.34 77,016.39 81,357.78 2,162,025.28 14,279.10 9,066,897.59 4,817.60 300,402.81 4,628,164.95 598,251.97 14,797,029.17 134,716,919.73 2,363,894.68 65,126.90 10,068.11 537,951,893.84 291,899,254.12 62,921.74 53,936.55 19,727.99 21,882,329.54 1,101,215.11 4,325.40 653,885.14 7,030,451.55 344,605.76 793,769.03 969,461.13 616,463.68 111 Name of Institution Saxon Mortgage Services Inc Schools Financial Credit Union Scotiabank de Puerto Rico Select Portfolio Servicing, Inc. Selene Finance LP Servis One, Inc., dba BSI Financial Services, Inc. ShoreBank Silver State Schools Credit Union Specialized Loan Servicing LLC Statebridge Company, LLC Sterling Savings Bank Technology Credit Union The Bryn Mawr Trust Company The Golden 1 Credit Union U.S. Bank National Association United Bank United Bank Mortgage Corporation Urban Partnership Bank Vantium Capital, Inc. d/b/a Acqura Loan Services Vericrest Financial, Inc. Wachovia Mortgage, FSB Wells Fargo Bank, N.A. Wescom Central Credit Union Western Federal Credit Union Wilshire Credit Corporation Yadkin Valley Bank Grand Total Borrowers Lenders / Investors Servicer $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 19,655,074.77 18,416.69 367,285.00 59,544,584.78 60,188.33 470,237.60 49,915.10 40,355.90 3,567,066.17 9,535.75 142,252.77 41,166.67 8,136.68 247,660.61 10,193,055.12 2,000.00 34,449.39 121,437.70 238,807.48 634,660.82 180,959,940.47 184,272.46 13,416.67 20,828.50 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 41,738,413.24 50,048.33 547,866.80 117,598,859.13 160,930.75 927,108.48 153,906.17 176,298.89 6,464,575.85 39,131.79 301,446.45 153,804.74 11,652.18 789,092.01 25,475,402.03 1,737.66 65,541.69 256,111.72 486,578.76 1,835,852.66 76,889.58 426,059,612.18 605,217.18 39,540.59 490,394.10 25,248.54 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 39,413,598.23 32,500.00 418,008.60 88,261,515.63 82,483.51 615,902.52 143,165.10 69,189.24 5,607,421.67 9,642.90 259,295.50 64,616.67 8,435.80 479,554.17 19,104,663.08 5,600.00 57,835.23 131,245.07 388,789.22 1,541,176.16 162,000.00 276,786,880.05 308,225.08 16,916.67 1,167,000.00 40,428.50 $ 1,192,789,363.77 $ 2,839,125,709.56 $ 1,809,673,995.63 Total Payments to Date $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 100,807,086.24 100,965.02 1,333,160.40 265,404,959.54 303,602.59 2,013,248.60 346,986.37 285,844.03 15,639,063.69 58,310.44 702,994.72 259,588.08 28,224.66 1,516,306.79 54,773,120.23 9,337.66 157,826.31 508,794.49 1,114,175.46 4,011,689.64 238,889.58 883,806,432.70 1,097,714.72 69,873.93 1,657,394.10 86,505.54 5,841,589,068.96 112 Housing Finance Agency Innovation Fund for the Hardest Hit Housing Markets Hardest Hit Funds (HHF) Program Seller Note Date Name of Institution 6/23/2010 Nevada Affordable Housing Assistance Corporation 2 3 2 3 2 3 3 9/23/2010 9/29/2010 6/23/2010 CalHFA Mortgage Assistance Corporation 9/23/2010 9/29/2010 6/23/2010 Florida Housing Finance Corporation 9/23/2010 2 3 3 3 3 3 3 3 3 3 3 Purchase Financial Instrument for HHF Program Purchase Purchase Purchase Purchase Financial Instrument for HHF Program Financial Instrument for HHF Program Financial Instrument for HHF Program Financial Instrument for HHF Program Purchase Purchase Purchase Financial Instrument for HHF Program Financial Instrument for HHF Program Financial Instrument for HHF Program Financial Instrument for HHF Program Financial Instrument for HHF Program CA FL AZ 9/29/2010 6/23/2010 Michigan Homeowner Assistance Nonprofit Housing Corporation Lansing MI Purchase Purchase Financial Instrument for HHF Program Financial Instrument for HHF Program NC Purchase Purchase Purchase Financial Instrument for HHF Program Financial Instrument for HHF Program Financial Instrument for HHF Program Purchase Purchase Financial Instrument for HHF Program Financial Instrument for HHF Program Purchase Purchase Purchase Purchase Purchase Financial Instrument for HHF Program Financial Instrument for HHF Program Financial Instrument for HHF Program Financial Instrument for HHF Program Financial Instrument for HHF Program Purchase Purchase Purchase Purchase Financial Instrument for HHF Program Financial Instrument for HHF Program Financial Instrument for HHF Program Financial Instrument for HHF Program Purchase Purchase Purchase Purchase Financial Instrument for HHF Program Financial Instrument for HHF Program Financial Instrument for HHF Program Financial Instrument for HHF Program Purchase Purchase Purchase Purchase Purchase Financial Instrument for HHF Program Financial Instrument for HHF Program Financial Instrument for HHF Program Financial Instrument for HHF Program Financial Instrument for HHF Program Purchase Purchase Purchase Financial Instrument for HHF Program Financial Instrument for HHF Program Financial Instrument for HHF Program Purchase Purchase Purchase Purchase Purchase Purchase Financial Instrument for HHF Program Financial Instrument for HHF Program Financial Instrument for HHF Program Financial Instrument for HHF Program Financial Instrument for HHF Program Financial Instrument for HHF Program Purchase Purchase Purchase Financial Instrument for HHF Program Financial Instrument for HHF Program Financial Instrument for HHF Program 9/23/2010 9/29/2010 2 3 Tallahassee NV Investment Description Phoenix 2 3 3 Sacramento Transaction Type Purchase Purchase 9/23/2010 9/29/2010 8/3/2010 North Carolina Housing Finance Agency 2 Reno State 9/29/2010 6/23/2010 Arizona (Home) Foreclosure Prevention Funding Corporation 2 3 2 3 City 8/3/2010 Ohio Homeowner Assistance LLC 9/23/2010 9/29/2010 8/3/2010 Oregon Affordable Housing Assistance Corporation 9/23/2010 9/29/2010 8/3/2010 Rhode Island Housing and Mortgage Finance Corporation 9/23/2010 9/29/2010 8/3/2010 SC Housing Corp 9/23/2010 9/29/2010 9/23/2010 Alabama Housing Finance Authority 9/29/2010 9/23/2010 Kentucky Housing Corporation 9/29/2010 9/23/2010 Mississippi Home Corporation 9/29/2010 9/23/2010 GHFA Affordable Housing, Inc. 9/29/2010 9/23/2010 Indiana Housing and Community Development Authority 9/29/2010 9/23/2010 Illinois Housing Development Authority 9/29/2010 9/23/2010 New Jersey Housing and Mortgage Finance Agency 9/29/2010 9/23/2010 District of Columbia Housing Finance Agency 9/29/2010 9/23/2010 Tennessee Housing Development Agency 9/29/2010 Raleigh Columbus Salem Providence Columbia Montgomery OH OR RI SC AL Frankfort KY Jackson MS Atlanta GA Indianapolis IN Chicago IL Trenton NJ Washington Nashville DC TN Investment Amount Pricing Additional 1 Investment Amount Mechanism $ 194,026,240 102,800,000 N/A Initial Investment Amount $ $ 699,600,000 - $ $ $ 34,056,581 57,169,659 476,257,070 $ 1,975,334,096 $ 1,057,839,136 400,974,381 - $ 267,766,006 N/A N/A 142,666,006 - $ 498,605,738 N/A N/A 482,781,786 N/A N/A N/A 418,000,000 - $ $ $ 125,100,000 154,500,000 $ $ $ $ $ 159,000,000 128,461,559 215,644,179 - $ $ 120,874,221 202,907,565 $ $ $ $ $ $ $ $ $ $ $ $ $ $ 172,000,000 88,000,000 43,000,000 138,000,000 60,672,471 55,588,050 38,036,950 126,650,987 82,762,859 $ $ $ $ $ $ $ $ $ $ $ $ $ 166,352,726 112,200,637 7,726,678 $ 81,128,260 - $ $ $ $ N/A N/A 799,477,026 238,864,755 148,728,864 249,666,235 49,294,215 82,748,571 13,570,770 22,780,803 58,772,347 98,659,200 101,848,874 93,313,825 63,851,373 212,604,832 138,931,280 279,250,831 188,347,507 12,970,520 136,187,333 TOTAL INVESTMENT AMOUNT $ N/A N/A N/A N/A N/A N/A N/A $ 570,395,099 $ 220,042,786 $ 79,351,573 $ 295,431,547 $ 162,521,345 N/A N/A N/A N/A $ 148,901,875 N/A N/A $ 101,888,323 $ 339,255,819 $ 221,694,139 $ 445,603,557 $ 300,548,144 $ 20,697,198 $ 217,315,593 $ 7,600,000,000 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 1/ The purchase will be incrementally funded up to the investment amount. 2/ On 9/23/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument. 3/ On 9/29/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument. 113 FHA SHORT REFINANCE PROGRAM Seller Footnote Date 1 9/3/2010 2 3/4/2013 Name Citigroup, Inc. City New York State Transaction Type NY Purchase Initial Investment Amount Investment Description Facility Purchase Agreement $ Investment Adjustments 8,117,000,000 - $ Investment Amount $ 1,025,000,000 (7,092,000,000) TOTAL INVESTMENT AMOUNT Pricing Mechanism N/A N/A $ 1,025,000,000 1/ On September 3, 2010, the U.S. Department of the Treasury and Citibank, N.A. entered into a facility purchase agreement (the 'L/C Facility Agreement"), which allowed Treasury to demand from Citigroup the issuance of an up to $8 billion, 10-year letter of credit (the "L/C"). Treasury will increase availability under the L/C incrementally in proportion to the mortgages refinanced under the FHA Short Refinance program during the eligibility period. After that time, the amount of the L/C will be capped at the then-current level. Under the terms of the L/C Facility Agreement, Treasury could incur fees for the availability and usage of the L/C up to a maximum amount of $117 million. 2/ On March 4, 2013, the U.S. Department of the Treasury and Citibank, N.A. entered into Amendment No. 1 to the L/C Facility Agreement, which reduced the maximum amount of the L/C from $8 billion to $1 billion; extends by two years the period of time Treasury has to increase the L/C to cover new loans that are entered into the program; and modified the fee structure paid to Citibank, N.A. Based on this new fee structure and the lower L/C, Treasury expects that the fees incurred for the availability and usage of the L/C will not exceed $25 million. 114 U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Projected Costs and Liabilities [Section 105(a)(3)(E)] For Period Ending June 30, 2013 Type of Expense/Liability Amount None Note: Treasury interprets this reporting requirement as applicable to costs and liabilities related to insurance contracts entered into under the provisions of section 102 of the EESA; and the single insurance contract with Citigroup was terminated on December 23, 2009. 115 U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Programmatic Operating Expenses [Section 105(a)(3)(F)] For Period Ending June 30, 2013 Type of Expense Amount Compensation for financial agents and legal firms $903,045,360 116 U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Description of Vehicles Established [Section 105(a)(3)(H)] For Period Ending June 30, 2013 Date Vehicle Description None 117 HAMP Application Activity by Servicer 1 As of May 2013 Servicer Name Bank of America, NA6 BankUnited Bayview Loan Servicing, LLC Carrington Mortgage Services, LLC CCO Mortgage, a division of RBS Citizens NA CitiMortgage Inc Green Tree Servicing LLC JPMorgan Chase Bank, NA Midland Mortgage Co. Nationstar Mortgage LLC Navy Federal Credit Union Ocwen Loan Servicing, LLC7 OneWest Bank ORNL Federal Credit Union PennyMac Loan Services, LLC PNC Bank, National Association PNC Mortgage8 Residential Credit Solutions, Inc. Select Portfolio Servicing, Inc. Specialized Loan Servicing LLC U.S. Bank National Association Wells Fargo Bank, NA Other Servicers9 TOTAL # Requests Received 2 14,725 59 1,400 1,832 467 992 1,548 15,902 2,074 13,018 246 26,573 3,756 5 916 6 511 332 2,590 1,515 2,058 9,564 100,089 Activity in May 2013 # Requests # Requests 3 Processed Approved 4 16,559 2,224 72 43 885 183 1,967 828 423 17 2,514 2,227 1,279 357 13,496 2,751 2,444 295 4,817 601 283 59 23,561 5,189 5,723 570 5 1 997 406 11 1 505 61 269 58 3,547 1,748 3,886 631 944 113 10,547 3,245 94,734 21,608 # Requests Denied 5 14,335 29 702 1,139 406 287 922 10,745 2,149 4,216 224 18,372 5,153 4 591 10 444 211 1,799 3,255 831 7,302 73,126 # Requests Received 2 1,292,686 9,274 28,184 59,335 23,544 522,397 75,685 1,461,865 88,262 342,861 8,728 1,171,323 368,162 445 13,821 582 33,987 14,333 116,586 37,073 105,050 766,759 170,842 6,711,784 Program-to-Date # Requests # Requests 3 Processed Approved 4 1,276,237 576,102 9,122 4,462 25,864 9,549 57,881 19,937 22,897 5,559 509,412 218,543 72,740 27,501 1,444,043 428,627 86,823 6,700 306,660 67,875 8,304 1,603 1,154,592 279,058 354,558 100,009 443 45 12,755 3,623 522 22 33,981 26,888 10,862 2,058 112,103 81,879 4,859 35,040 100,220 42,151 265,077 750,634 170,842 106,111 6,556,535 2,278,238 # Requests Denied 5 700,135 4,660 16,315 37,944 17,338 290,869 45,239 1,015,416 80,123 238,785 6,701 875,534 254,549 398 9,132 500 7,093 8,804 30,224 30,181 58,069 485,557 64,731 4,278,297 1 This report is sourced from the Monthly Servicer Survey of select servicers participating in MHA under a Servicer Participation Agreement. All data present in this report reflects what is provided by servicers participating in the survey, and cannot be separately reviewed or validated by Treasury. Beginning in August 2012, this report reflects a change in reporting requirements of the Monthly Servicer Survey; servicers report all HAMP modification requests received and their outcome, including multiple requests made on a loan. Prior to August 2012, servicers counted only one request per loan. As a result of this change, prior months' reporting contained data compiled under the different methodology. This update is reflected in this report on a going forward basis. From time to time, a servicer's current month's cumulative results may not equal that servicer's prior month's cumulative results and current month's activity; this is due to corrections or updates made to prior reporting methodology. Note that Requests Processed, Requests Approved, and Requests Denied in any given month may be related to Requests Received in prior months. 2 "Requests Received" is the total number of HAMP mortgage modification requests received, as reported by servicers to Monthly Servicer Survey question: "Number of requests received for a HAMP modification". Cumulative Requests Received include all HAMP mortgage modification requests received since implementation of Supplemental Directive 10-02, effective June 1, 2010, and any requests that were approved and sent a Trial Offer prior to implementation of this program guidance. 3 "Requests Processed" is the total number of the HAMP mortgage modifications approved or denied and communicated to the borrower by the servicer, calculated as the sum of Requests Approved and Requests Denied, defined below. Figures include HAMP mortgage modification requests evaluated and denied due to insufficient documentation. 4 "Requests Approved" is the total number of HAMP mortgage modification requests approved and Trial Offers sent to the borrowers, as reported by servicers to Monthly Servicer Survey question: "Number of requests Approved and Sent a HAMP Trial Offer". Note that all Requests Approved do not become Active Trials because some borrowers do not accept the trial or fail to make the first trial payment. Cumulative Requests Approved include all HAMP mortgage modification requests approved and Trial Offers sent since program inception, or March 2009. 5 "Requests Denied" is the total number of HAMP mortgage modification requests denied and communicated to the borrower by the servicer in accordance with program guidance, as reported by servicers to Monthly Servicer Survey question: "Number of requests Denied for a HAMP Trial". Cumulative Requests Denied include all HAMP mortgage modification requests denied and communicated to the borrower by the servicer since implementation of Supplemental Directive 10-02, effective June 1, 2010. Figures include HAMP mortgage modification requests evaluated and denied due to insufficient documentation. 6 Bank of America, NA includes BAC Home Loans Servicing, LP. 7 Ocwen Loan Servicing, LLC includes GMAC Mortgage, LLC. 8 Formerly National City Bank. 9 Includes servicers that are no longer actively participating in the survey process or whose Servicer Participation Agreement has been terminated. These servicers no longer submit a survey, and their results only reflect previous periods when the survey questions were not as extensive as current surveys (e.g. #Requests Denied was not a component of earlier surveys).