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Troubled Asset Relief Program (TARP) Monthly Report to Congress – March 2012 April 10, 2012 This report to Congress is pursuant to Section 105(a) of the Emergency Economic Stabilization Act of 2008. Table of Contents Monthly 105(a) Report March 2012 Section Page Highlights………………………....……………………………………………………………………………………………………………….. 1 Where are the TARP Funds?.....……………………………………………………………………………………………………………….. 2 Daily TARP Update 3 Treasury Estimates of the Impact of TARP Programs and Other Treasury Investment in AIG on the Federal Budget 5 Program Updates…………………….………………………………………………………………………………………………….............. 7 Bank Support Programs…………………….…………………………………………………………………………………………………... 7 Capital Purchase Program 7 Credit Market Programs…………………………………………………………………………………………………………………………. Public-Private Investment Program (PPIP) 19 19 Investment in American International Group (AIG)…………………………………………………………………………………..……. 20 Housing Programs……………………………………………………………………………………………………………………………….. 21 Appendix – Financial Statements….………………………………………………………………………………………………………….. 25 More information is available at FinancialStability.gov. Highlights Monthly 105(a) Report March 2012 The Troubled Asset Relief Program (TARP) was established pursuant to the Emergency Economic Stabilization Act of 2008 (EESA). Three and a half years after the establishment of the TARP, we are making substantial progress in winding down the extraordinary assistance that had to be provided during the crisis. Treasury has moved quickly to reduce the dependence of the financial system on emergency assistance and replace public support with private capital. As of March 31, 2012, taxpayers have recovered almost $260 billion from TARP’s bank programs through repayments, dividends, interest, and other income – approximately $15 billion more than the $245 billion invested in banks. By any objective standards, the Troubled Asset Relief Program has worked: it helped stop widespread financial panic, it helped prevent what could have been a devastating collapse of our financial system, and it did so at a cost that is far less than what most people expected at the time the law was passed. Highlights In March, Treasury made significant progress toward exiting its investments in AIG, recovering more than $14.6 billion. The proceeds included $6 billion from the sale of common stock and $8.6 billion in repayments of the government’s preferred equity investment in the AIG-owned entity AIA Aurora LLC (AIA SPV) – more than one year ahead of schedule. Treasury’s preferred equity investment in AIG has now been repaid in full. During the financial crisis, overall support for AIG through Treasury and the Federal Reserve Bank of New York (FRBNY) totaled approximately $182 billion. Following the March transactions, the government’s remaining outstanding investment is $45 billion, which represents a more than 75 percent reduction from that original commitment. Of that amount TARP holds $36 billion in AIG common stock and the company owes the Federal Reserve $9 billion in loan proceeds tied to the Maiden Lane III investment vehicle. Since the last monthly report to Congress, Treasury made additional progress in exiting its remaining investments in banks. On March 28, Zions Bancorporation, the institution with the second largest remaining CPP investment, redeemed one half of its outstanding preferred shares for $700 million. Also, on March 28, Treasury held a successful auction of its preferred positions in 6 banks, which resulted in proceeds of approximately $362 million. On March 30, Treasury sold its remaining shares of common stock in Central Pacific Financial Corporation, which resulted in approximate proceeds of $36 million for a total of approximately $71.9 million in proceeds from all sales of Central Pacific Financial Corporation. Finally, on April 4, the bank with the largest remaining TARP investment, Regions Financial Corporation, repurchased all of its 3,500,000 outstanding preferred shares for $3.5 billion, including accrued dividends.1 1 Because the Regions repurchase took place after the end of the reporting period, it is not reflected in the tables and charts that follow. 1 Where are the TARP Funds? Monthly 105(a) Report March 2012 Where are the TARP Funds?2 This report contains two charts that provide a complete picture of how TARP funds have been used, the extent to which they have been returned, and how much the program will cost. Figure 1: Daily TARP Update The first chart shows for each TARP program the amount of funds obligated, the amount actually disbursed, the repayments and income received and any losses. Thus, a reader can quickly see how much cash was disbursed under a particular program and how much cash has come back to Treasury. These amounts do not represent lifetime cost estimates, which are shown in the next chart. The Daily Tarp Update is also available on FinancialStability.gov and is updated after every business day. http://www.treasury.gov/initiatives/financial-stability/briefing-room/reports/tarp-daily-summary-report/Pages/default.aspx. Figure 2: Treasury Estimates of the Impact of TARP Programs and Other Treasury Investment in AIG on the Federal Budget The second chart provides for each program within TARP the amount obligated, the amount disbursed, the outstanding balance, and the estimated lifetime cost. Estimated lifetime cost represents Treasury’s best estimate of what the program will ultimately cost the taxpayer. Estimated lifetime cost is calculated quarterly in conjunction with the Office of Management and Budget. Because some of the TARP investments are in publicly traded securities, we also provide additional information to help readers know the current value of those investments. This chart also shows the estimated lifetime cost of the additional investment by Treasury in AIG separate and apart from the TARP investment. This chart utilizes the methodology that TARP has consistently used to estimate these lifetime costs including the requirement to use a discount rate that reflects market risk as required by EESA for future cash flows. Over time, market conditions and the performance of specific investments will be critical determinants of TARP’s lifetime cost. The methodology used adheres to government budgeting guidance and includes investments and other disbursements expected to be made in the future and includes assumptions regarding future events, which are inherently uncertain. These estimates do not necessarily reflect official Administration budgetary estimates of the deficit impact of TARP and may differ from the official estimates presented in the President’s Budget the Midsession Review of the Budget, and the report required in 2013 under Section 134 of EESA. 2 Numbers in text and tables in this report may not add because of rounding. 2 Daily TARP Update Monthly 105(a) Report March 2012 Figure 1: Daily TARP Update for April 2, 2012 (through March 31, 2012) Principal/Investment (*Dollars in Billions*) Obligated Disbursed Repayments Refinancing to SBLF1 Income/Revenue Write‐offs Realized Loss2 Dividends3 Outstanding Interest3 Gain / Other Income2 Warrants Sold2 Total Income Total Cash Back4 Bank Support Programs Capital Purchase Program (CPP)5 Banks with Assets $10 Billion or Greater6 $ 165.33 $ 165.33 $ 154.81 $ ‐ $ 2.55 $ ‐ $ 7.97 $ 9.22 $ ‐ $ ‐ $ 7.38 $ 16.60 $ Banks with Assets Less Than $10 Billion7 $ 14.57 $ 14.57 $ 6.35 $ 2.21 $ 0.03 $ 0.09 $ 7.74 $ 1.41 $ ‐ $ 0.00 $ 0.19 $ 1.60 $ 7.95 Citigroup Common $ 25.00 $ 25.00 $ 25.00 $ ‐ $ ‐ $ ‐ $ 0.93 $ ‐ $ 6.85 $ 0.05 $ 7.84 $ 32.84 171.41 Targeted Investment Program (TIP) Bank Of America $ 20.00 $ 20.00 $ 20.00 $ ‐ $ ‐ $ ‐ $ 1.44 $ ‐ $ ‐ $ 1.24 $ 2.67 $ 22.67 Citigroup $ 20.00 $ 20.00 $ 20.00 $ ‐ $ ‐ $ ‐ $ 1.57 $ ‐ $ ‐ $ 0.19 $ 1.76 $ 21.76 Asset Guarantee Program (AGP) Bank Of America Citigroup8 Community Development Capital Initiative (CDCI) Exchanges From CPP to CDCI Not From Exchanges Bank Program Totals $ ‐ $ ‐ $ ‐ $ ‐ $ ‐ $ ‐ $ ‐ $ ‐ $ 0.28 $ ‐ $ 0.28 $ 0.28 $ 5.00 $ ‐ $ ‐ $ ‐ $ ‐ $ ‐ $ 0.44 $ ‐ $ 2.25 $ 0.07 $ 2.76 $ 2.76 9 10 $ 0.36 $ 0.36 $ ‐ $ ‐ $ ‐ $ ‐ $ ‐ $ ‐ $ ‐ $ ‐ $ ‐ $ ‐ $ 0.21 $ 0.21 $ 0.00 $ ‐ $ ‐ $ 0.57 $ 0.02 $ ‐ $ ‐ $ ‐ $ 0.02 $ 0.02 $ 250.46 $ 245.10 $ 226.16 0.09 $ 16.29 $ 15.02 $ ‐ $ 9.38 $ 9.11 $ 33.52 $ 259.68 $ 2.21 $ 2.58 $ Credit Market Programs Public‐Private Investment Program (PPIP) Equity11 $ 7.51 $ 6.06 $ 0.74 $ ‐ $ ‐ $ 5.32 $ 0.92 $ ‐ $ 0.00 $ ‐ $ 0.93 $ 1.67 Debt $ 14.35 $ 11.75 $ 1.94 $ ‐ $ ‐ $ 9.81 $ ‐ $ 0.24 $ ‐ $ ‐ $ 0.24 $ 2.18 Term Asset Backed Securities Lending Facility $ 4.30 $ 0.10 $ ‐ $ ‐ $ ‐ $ 0.10 $ ‐ $ ‐ $ ‐ $ ‐ $ ‐ $ ‐ Purchase SBA 7(a) Securities (SBA) $ 0.37 $ 0.37 $ 0.36 $ ‐ $ ‐ $ 0.00 $ ‐ $ 0.01 $ 0.00 $ ‐ $ 0.01 $ 0.38 $ 26.52 $ 18.27 $ 3.04 $ ‐ $ ‐ $ 15.24 $ 0.92 $ 0.26 $ 0.00 $ ‐ $ 1.19 $ 4.22 Credit Market Program Totals Other Programs American International Group (AIG)12 Common13 $ 47.54 $ 47.54 $ 7.79 $ ‐ $ 3.90 $ 35.85 $ ‐ $ ‐ $ 0.06 $ ‐ $ 0.06 $ 7.84 Preferred $ 20.29 $ 20.29 $ 20.29 $ ‐ $ ‐ $ ‐ $ 0.64 $ ‐ $ 0.24 $ ‐ $ 0.88 $ 21.17 $ 67.84 $ 67.84 $ 28.08 $ ‐ $ 3.90 $ 35.85 $ 0.64 $ ‐ $ 0.29 $ ‐ $ 0.93 $ 29.01 23.20 $ ‐ $ 4.44 $ 23.39 $ ‐ $ 0.77 $ 0.10 $ ‐ $ 0.86 $ 24.07 9.44 $ 1.60 $ 1.33 $ ‐ $ ‐ $ 1.19 $ 0.49 $ ‐ $ 1.68 $ 11.12 $ AIG Totals Automotive Industry Financing Program (AIFP) GM14 $ 51.03 $ 51.03 $ Chrysler $ 12.37 $ 12.37 $ Ally (GMAC) $ 16.29 $ 16.29 $ 2.54 ‐ $ 13.75 $ 2.74 ‐ $ 0.13 $ ‐ $ 2.86 $ 5.40 $ 79.69 $ 79.69 $ 35.18 $ 1.60 $ 5.77 $ 37.14 $ 2.74 $ 1.95 $ 0.72 $ ‐ $ 5.41 $ 40.59 $ 147.53 $ 147.53 $ 63.26 $ 1.60 $ 9.67 $ 73.00 $ 3.38 $ 1.95 $ 1.01 $ ‐ $ 6.34 $ 69.60 Making Homes Affordable $ 29.88 $ 2.70 HFA Hardest‐Hit Fund $ 7.60 $ 0.89 $ 292.46 $ 4.18 $ 9.76 $ 104.52 $ 19.32 $ 2.21 $ 10.39 $ 9.11 $ 41.05 $ 333.50 AIFP Totals Other Programs Totals $ Treasury Housing Programs Under TARP FHA Refinance 15 $ 8.12 $ 0.06 Housing Totals $ 45.60 $ 3.65 Grand Totals $ 470.12 $ 414.56 Notes to Daily TARP Update 1/ This represents the portion of the repayments that were received from refinancing to the Small Business Lending Fund (SBLF), a program established by law outside of TARP. This column is not used to calculate the outstanding amount. 2/ Amounts of "Realized Loss," "Gain / Other Income," and "Warrants Sold" reflect net cash receipts. 3/ For equity programs, all dividend and interest payments are classified in the “Dividends” category. For direct loan programs, all dividend and interest payments are classified in the “Interest” category. These classifications are consistent with the accounting treatment used to produce OFS’ financial statements. 3 Daily TARP Update Monthly 105(a) Report March 2012 4/ This column represents the sum of repayments plus income/revenue. All returned TARP funds are paid into the general fund of the Treasury for the reduction of the public debt. These amounts do not represent lifetime cost estimates, which OFS provides in a separate table. 5/ Citigroup Capital Purchase Program (CPP) investment was originally in the form of preferred shares and was converted to common stock in September 2009. 6/ Repayments do not include the repurchase of $3.5 billion by Regions Financial Corporation on April 4, 2012. 7/ Repayments do not include the preferred auction sales totally $362 million that traded on March 28, 2012 and TARP received payment for on April 3, 2012. 8/ Gain/Other Income does not include the receivable for up to $800 million in trust preferred securities from the Federal Deposit Insurance Corporation (FDIC). 9/ All Community Development Capital Initiative (CDCI) collections are grouped in the "Not From Exchanges" row/category. 10/ The "Bank Program Totals" do not include the disbursements, repayments, or gain on warrants sold for the CPP to CDCI exchanges as they were cashless. 11/ Allocation of Public-Private Investment Program (PPIP) Equity receipts between repayments and income are subject to reclassification. 12/ TARP’s investment in AIG was originally made in the form of preferred stock, some of which was converted to common stock in the recapitalization in January 2011. For convenience of the reader, the amount converted into common stock is listed under the “obligated” and “disbursed” columns. 13/ Treasury’s investment in AIG common shares consisted of 1.09 billion shares acquired on conversion of preferred stock purchased with TARP funds (“TARP shares”) and 563 million shares received from the trust created by the Federal Reserve Bank of New York (FRBNY) for the benefit of Treasury (“non-TARP shares”). The non-TARP shares were part of the consideration owed to the FRBNY for its original loan to AIG. On repayment of that loan (which was repaid in part with TARP funds), the shares were distributed to Treasury. Treasury manages the TARP shares and non-TARP shares together, and disposes of them pro-rata in proportion to its holdings. To date, Treasury has sold a total of 407 million shares, consisting of approximately 268 million TARP shares and 138 million non-TARP shares, at an average price of $29 per share. For accounting purposes, only the TARP shares and cash from the sale of such shares are shown in the Daily TARP Update. Therefore, the Daily TARP Update shows cash back of $7.79 billion from the sale of such 268 million shares, and a realized loss based on Treasury’s cost basis in the TARP shares alone. However, Treasury has realized a gain on sales sold to date overall when one includes the “non-TARP” shares in the calculation of Treasury’s cash basis. See also the lifetime cost estimates and note 5 thereto. The CBO estimate for the cost of the TARP investment in AIG refers only to the TARP shares. 14/ Treasury’s investment in GM was originally made primarily in the form of loans, some of which were subsequently converted into common and preferred stock. Treasury currently holds only common stock. The realized loss reflects the difference between the price at which Treasury sold common shares in GM’s initial public offering and the Treasury’s cost basis ($43.52 per common share) for such shares. This calculation is not a projection of current or expected losses with respect to dispositions of the remaining shares. 15/ Treasury has entered into a letter of credit (L/C) to fund the FHA Short Refinance Program. Pursuant to this L/C, a reserve account has been pre-funded with $50 million in funds for any future loss claim payments. Treasury will be reimbursed for all unused amounts from this account. As of the date hereof, no disbursements for loss claim payments under the FHA Short Refinance Program have been made. 4 Treasury Estimates of Impact on the Federal Budget Monthly 105(a) Report March 2012 Figure 2: Treasury Estimates of the Impact of TARP Programs and Other Treasury Investment in AIG on the Federal Budget Programs as of March 31, 2012 (dollar amounts in billions) Bank Support Programs: Obligation/ Commitment Disbursed as of March 31 $ $ Outstanding Investment Balance as of March 31 Estimated Lifetime Cost as of 1,2 February 29 Capital Purchase Program (CPP): Citigroup Other banks with assets $10 billion or greater Banks with assets less than $10 billion3 Total 25.00 165.33 14.57 $ 204.89 25.00 $ 165.33 14.57 $ 204.89 0.00 $ (6.46) 7.97 $ (12.62) $ (14.72) 7.74 $ 15.71 4.36 Targeted Investment Program (TIP) $ 40.00 $ 40.00 $ 0.00 $ (4.00) Asset Guarantee Program (AGP)4 $ 5.00 $ 0.00 $ 0.00 $ (3.72) Community Development Capital Initiative (CDCI) $ 0.57 $ 0.57 $ 0.57 $ 0.17 $ 7.51 14.35 $ 6.06 11.75 $ 5.32 9.81 $ (2.74) 0.27 (2.47) Credit Market Programs: Public-Private Investment Program (PPIP): Equity Debt Total $ 21.86 $ 17.81 $ 15.13 $ Term Asset Backed Securities Lending Facility (TALF) $ 4.30 $ 0.10 $ 0.10 $ (0.43) Purchase SBA 7(a) Securities (SBA) $ 0.37 $ 0.37 $ 0.00 $ (0.00) Preferred Stock Common Stock $ 20.29 47.54 $ 20.29 47.54 $ 35.85 $ 17.62 Total $ 67.84 $ 67.84 $ 35.85 $ 17.62 Automotive Industry Financing Program (AIFP) $ 79.69 $ 79.69 $ 37.14 $ 21.70 Sub-total for Investment Programs $ 424.51 $ 410.91 $ 104.50 $ 14.15 Treasury Housing Programs Under TARP $ 45.60 $ 3.65 $ - $ 45.60 $ 470.12 $ 414.56 $ 104.50 $ 59.75 Other Programs: American International Group (AIG): Total for TARP Programs Additional AIG Common Shares Held by Treasury5 Total for TARP Programs and Additional AIG Shares n/a $ 470.12 n/a $ 414.56 n/a $ 104.50 (16.43) $ 43.32 5 Treasury Estimates of Impact on the Federal Budget Monthly 105(a) Report March 2012 Notes to Treasury Estimates of the Impact of TARP Programs and Other Treasury Investment in AIG on the Federal Budget: 1/ Lifetime cost information is as of February 29, 2012, except for TALF and PPIP. 2/ Estimated lifetime cost figures shown above are currently updated quarterly in conjunction with the Office of Management and Budget. The value of outstanding investments in publicly-traded securities is calculated by using the aggregate value of the investments at market prices as of February 29, 2012. The following common stock value information is provided for the convenience of the reader to show the increase or decrease in aggregate value of the shares outstanding as of February 29, 2012. The amounts as of March 31, 2012 include the market value of the outstanding AIG shares and the proceeds from the sale of AIG common stock in March. Outstanding Investment 02/29/2012 Market Value 03/31/2012 Market Value Increase (Decrease) in Cost In billions $ 28.06 $ 29.35 $ (1.29) AIG Common Stock $ 13.01 $ 12.83 $ 0.18 GM Common Stock $ 14.46 $ 15.13 $ (0.67) Additional AIG Common Shares Note: For the period ending 02/29/2012, the share price for AIG was $29.22 and for GM was $26.02. For the period ending 03/31/2012, the share price for AIG was $30.83 and for GM was $25.65. 3/ The law creating the Small Business Lending Fund (SBLF) provided that banks could refinance securities issued under the CPP and CDCI programs with securities issued under the SBLF. A total of 137 CPP banks refinanced under the SBLF resulting in repayments of $2.21 billion in CPP investments. 4/ Estimated lifetime costs for AGP includes $276 million for the termination fee Bank of America paid Treasury-OFS for the value received from the announcement of the negotiations on the guarantee and share losses on a pool of assets. 5/ As discussed in note 13 to the Daily TARP Update, Treasury’s investment in AIG common shares consisted of shares acquired on conversion of preferred stock purchased with TARP funds (“TARP shares”) and shares received from the trust created by the FRBNY for the benefit of Treasury as a result of its loan to AIG. Treasury manages the TARP shares and non-TARP shares together, and disposes of them pro-rata in proportion to its holdings. Only the TARP shares are included under “Other Programs—AIG” and the lifetime cost estimate shows a loss based on Treasury’s cost basis in the TARP shares alone. However, a gain is shown for the nonTARP shares in the line entitled “Additional AIG Common Shares Held by Treasury” because Treasury’s cost basis in such shares is deemed to be zero. When the TARP shares and non-TARP shares are considered together, Treasury’s cost on a cash basis is $28.73 per shares and there is currently an estimated loss of $1.19 billion overall, which reflects proceeds of sales to date (at an average price of $29.00 per share), the closing price of AIG common shares on February 29, 2012 of $29.22 and the financing costs associated with Treasury borrowings from the time of initial investment through the reporting period. 6 Program Updates – Bank Support Programs Monthly 105(a) Report March 2012 Program Updates Bank Support Programs In early October 2008, Treasury launched a series of programs to stabilize the nation’s banking institutions. A total of $245 billion was invested in banking institutions, and as of March 31, 2011, Treasury had recovered more than 100% of that amount through repayments, dividends, interest, and other income. Treasury continues to recover additional funds and estimates that the bank programs will result in a lifetime positive return for taxpayers of more than $20 billion (see Figure 2). Capital Purchase Program (CPP) Treasury created the Capital Purchase Program in October 2008 to stabilize the financial system by providing capital to viable banks of all sizes throughout the nation. Figure 3 shows the cumulative Capital Purchase Program activity since program inception. Every additional dollar recovered from CPP participants represents a positive return for taxpayers. Figure 3: Capital Purchase Program Snapshot as of March 31, 2012 Amount Invested: Largest Investment: Smallest Investment: CPP Cumulative Investments $204.9 billion $25 billion $301,000.00 CPP Institutions (Banks in 48 states, D.C and Puerto Rico) Total Institutions Funded: 707 1 Full Repayments : 153 SBLF Repayments: 137 CDCI Conversions: 28 Partial Repayments: 11 2 Sold Investments : 19 In Bankruptcy/Receivership: 16 Merged Institutions: 3 3 Currently in Common 5 Total Remaining Institutions: 351 CPP Income to Treasury4 5 Total Amount of Repayments : $186.91 billion Total Dividends, Interest, & Fee Income: $11.56 billion Mar. Dividends and Interest: $5.5 million Citigroup Gain: $6.85 billion 6 Total Warrant Income : Total CPP Income: $7.67 billion $213.0 billion 7 Program Updates – Bank Support Programs Monthly 105(a) Report March 2012 Notes to Capital Purchase Program Snapshot as of March 31, 2012: 1/ The repurchase by Regions Financial Corporation of its remaining outstanding CPP investments is not reflected in this table as it took place after the end of the reporting period. 2/ Includes six institutions whose preferred shares were auctioned and 1 institution whose common stock has been sold. 3/ Institutions where Treasury has converted its original investment, at a discount, into shares of common stock in the institution. 4/ Total Amount of Repayments and CPP Income includes proceeds from Treasury’s auction of preferred stock in six institutions as described below in Dispositions. Cash was not received by Treasury until April 4, 2012 and thus is not reflected in charts at the beginning of this report. 5/ Includes repayment of $25 billion from completed Citigroup common stock conversion, $335.72 million from CDCI conversions and $2.21 billion from SBLF refinancings. Also see footnote 3 on page 6. 6/ Gross proceeds excluding commissions paid. Includes proceeds from exercised warrants. Repayments In March, eight institutions repurchased all or part of their outstanding CPP preferred shares or subordinated debentures from Treasury’s investments in those institutions, for total proceeds of $952.52 million. Heritage Commerce Corporation; Mainline Bancorp, Inc.; MB Financial Inc.; Valley Commerce Bancorp; First Commerce Bank, formerly known as Northern State Bank, repurchased all outstanding CPP investment in that institution for a total of $250.77 million. Beach Business Bank; Patterson Bancshares, Inc.; and Zions Bancorporation made partial repayments of the outstanding CPP investment in that institution for a total of $701.75 million. A total of $704.94 million of outstanding CPP investment remains in those institutions. Dispositions On March 9, Treasury completed the sale of all Mainline Bancorp, Inc. preferred stock and exercised warrants held by Treasury to 9th Street Holdings, Inc., a subsidiary of S&T Bancorp, Inc., for an aggregate purchase price of $4,725,000 plus accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, 9th Street Holdings, Inc., and S&T Bancorp, Inc., entered into on March 8, 2012. On March 28, Treasury executed underwriting agreements for the sale of all preferred stock at six institutions through a modified Dutch auction (Banner Corporation; First Financial Holdings Inc.; MainSource Financial Group, Inc.; Seacoast Banking Corporation of Florida; Wilshire Bancorp, Inc.; and WSFS Financial Corporation) for a total of approximately $362 million in proceeds. More information can be found in Treasury’s Press Release here: http://www.treasury.gov/press-center/press-releases/Pages/tg1513.aspx 8 Program Updates – Bank Support Programs Monthly 105(a) Report March 2012 On March 29, Treasury executed an underwriting agreement for the sale of all of Treasury’s remaining 2,770,117 shares of Central Pacific Financial Corporation common stock at $13.01 per share (which represents the $13.15 public offering price less underwriting discounts) for proceeds of approximately $36 million for total proceeds across all sales of Central Pacific Financial Corporation of approximately $71.9 million. Warrant Repurchases In March, Treasury disposed of warrant positions in three institutions that were received in consideration for investments made under the CPP. These proceeds provided an additional return to the American taxpayer of $0.45 million from Treasury’s investments in banks beyond any dividend or interest payments. Valley Commerce Bancorp and First Commerce Bank repurchased preferred shares and/or subordinated debentures from exercised warrants from Treasury for a total of $452,000. Dividends and Interest In March, Treasury received dividends and interest income from CPP investments of approximately $5.5 million. Cumulative dividends, interest and fee income received from Capital Purchase Program investments is approximately $11.56 billion. Board of Directors Appointments In March, Treasury exercised its right to elect members to the board of directors of three institutions participating in CPP. William Grant was elected to the Board of Directors of First Security Group, Inc. (Chattanooga, TN). This is Treasury’s second and final appointment at the institution. Bruce Currier was elected to the Board of Directors of PremierWest Bancorp (Medford, OR). This is Treasury’s second and final appointment at the institution. Susan Roth Katzke was elected to the Board of Directors of Intervest Bancshares Corporation (New York, NY). As a participant in CPP, each institution entered into securities purchase agreements with Treasury that provide Treasury the contractual right to nominate up to two members to the board of a CPP recipient in the event that the institution misses a sixth dividend or interest payments on the preferred stock issued to Treasury. These appointments bring the total number of Treasury elected board of director members to sixteen at nine CPP institutions. 9 Program Updates – Bank Support Programs Monthly 105(a) Report March 2012 Community Development Capital Initiative In order to provide lower cost capital to community development financial institutions, Treasury established the Community Development Capital Initiative. In total, Treasury invested approximately $570 million in 84 community development financial institutions, which includes approximately $363 million exchanged by 28 financial institutions from the Capital Purchase Program. On March 23, 2012, Premier Bank, Wilmette, IL, the banking subsidiary of Premier Bancorp, Inc., was closed by the Illinois Department of Financial and Professional Regulation - Division of Banking, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. Figure 4: Top 25 Remaining Capital Purchase Program Investments as of March 31, 2012 A list of all remaining CPP investments can be found in the appendix to this report. Institution 1 2 3 4 5 6 7 8 9 10 11 12 13 City, State a Regions Financial Corp. Synovus Financial Corp. Popular, Inc. Zions Bancorporation b First Bancorp M&T Bank Corporation c Sterling Financial Corporation Citizens Republic Bancorp, Inc. First Banks, Inc. New York Private Bank & Trust Corp. Flagstar Bancorp, Inc. Cathay General Bancorp PrivateBancorp, Inc. Birmingham, AL Columbus, GA Hato Rey, PR Salt Lake City, UT San Juan, PR Buffalo, NY Spokane, WA Flint, MI Clayton, MO New York, NY Troy, MI El Monte, CA Chicago, IL Outstanding Investment ($millions) $ $ $ $ $ $ $ $ $ $ $ $ $ 3,500.0 967.9 935.0 700.0 400.0 381.5 303.0 300.0 295.4 267.3 266.7 258.0 243.8 14 15 16 17 18 19 20 21 22 23 24 25 Institution City, State International Bancshares Corporation d Pacific Capital Bancorp Laredo, TX Santa Barbara, CA Blairsville, GA Kansas City, MO Los Angeles, CA Madison, WI Rosemont, IL Newark, OH Norfolk, VA Chicago, IL Aurora, IL Warren, OH United Community Banks, Inc. Dickinson Financial Corporation II BBCN Bancorp, Inc. Anchor BanCorp Wisconsin, Inc. Taylor Capital Group Park National Corporation e Hampton Roads Bankshares, Inc. Metropolitan Bank Group, Inc. Old Second Bancorp, Inc. First Place Financial Corp. Total Outstanding Investment ($millions) $ 216.0 $ 180.6 $ 180.0 $ 146.1 $ 122.0 $ 110.0 $ 104.8 $ 100.0 $ 80.3 $ 78.4 $ 73.0 $ 72.9 $10.3 billion Notes to Top 25 Remaining Capital Purchase Program Investments as of March 31, 2012: a/ The repurchase by Regions Financial Corporation of its remaining outstanding CPP investment is not reflected in this table as it took place after the end of the reporting period. b/ Treasury exchanged its preferred stock for mandatorily convertible preferred stock (MCP) with capitalized dividends. First Bancorp fulfilled the conversion conditions and Treasury's MCP was converted into 32,941,797 shares of common stock. c/ Treasury exchanged its preferred stock for mandatorily convertible preferred stock (MCP). Sterling fulfilled the conversion conditions and Treasury's MCP was converted into 378,750,000 shares of common stock. Treasury currently holds 5,738,637 shares of Sterling common stock following a reverse stock split. 10 Program Updates – Bank Support Programs Monthly 105(a) Report March 2012 d/ Treasury exchanged its preferred stock for mandatorily convertible preferred stock (MCP) with capitalized dividends. Pacific Capital fulfilled the conversion conditions and Treasury's MCP was converted into 360,833,250 shares of common stock. Treasury currently holds 3,608,333 shares of Pacific Capital common stock following a reverse stock split. On March 12, 2012, UnionBanCal Corporation announced that it had entered into a definitive agreement to acquire Pacific Capital, subject to standard approval from banking regulators and other closing conditions, and expected to be completed in the fourth quarter of 2012. e/ Treasury exchanged its preferred stock for mandatorily convertible preferred stock (MCP). Hampton fulfilled the conversion conditions and Treasury's MCP was converted into 52,225,550 shares of common stock. Treasury currently holds 2,089,022 shares of Hampton common stock following a reverse stock split. Capital Purchase Program Density Maps and Regional Snapshots3 Following is a detailed breakdown of remaining institutions with outstanding investments under the Capital Purchase Program. The locations of remaining institutions’ headquarters are mapped nationwide and regionally to provide a visual overview of outstanding investments. The maps and regional snapshots will provide monthly overviews of outstanding CPP investments as TARP continues to wind down its investments. The regional maps are shown with a list of the Top 15 largest outstanding investments in that region, and a state by state snapshot is provided for further detail. The regional maps also indicate which of the top 15 institutions in each region have outstanding payments due to Treasury. A full list of remaining CPP investments, including more detail about those banks with outstanding payments including the number of payments they have missed, is contained in the appendix to this report. This information is also available in the Dividends and Interest Report published monthly at http://www.treasury.gov/initiatives/financial-stability/briefing-room/reports/dividendsinterest/Pages/default.aspx. 3 The regional maps do not reflect the repurchase by Regions Financial Corporation of its remaining outstanding CPP investment as it took place after the end of the reporting period. 11 Program Updates – Bank Support Programs Monthly 105(a) Report Nationwide CPP Institution Density Map* March 2012 as of March 31, 2012 Total Remaining Institutions 351 *Fo r purpo ses o f the maps sho wing the lo catio n o f CP P institutio ns, CP P banks are deemed to be lo cated in the state in which they maintain their headquarters. **The regio nal maps do no t reflect the repurchase by Regio ns Financial Co rpo ratio n o f its remaining o utstanding CP P investment as it to o k place after the end o f the repo rting perio d. 12 Program Updates – Bank Support Programs Monthly 105(a) Report March 2012 Southeast CPP Institutions as of March 31, 2012 Largest 15 Investments in the Southeast Regional Density Map* Regions Financial Corporation** AL Investment Amount ($ Millions) 3,500 Synovus Financial Corp. GA 968 Popular, Inc. PR 935 First BanCorp* PR 400 United Community Banks, Inc. GA 180 Bank *Fo r purpo ses o f the maps sho wing the lo catio n o f CP P institutio ns, CP P banks are deemed to be lo cated in the state in which they maintain their headquarters. State Pinnacle Financial Partners, Inc. TN 71 NewBridge Bancorp NC 52 Ameris Bancorp GA 52 FNB United Corp.* NC 52 U.S. Century Bank FL 50 BancTrust Financial Group, Inc. AL 50 Yadk in Valley Financial Corporation NC 49 Fidelity Southern Corporation GA 48 Southern Community Financial Corp. NC 43 First South Bancorp, Inc. TN 37 Top 15 Total $ 6,487 Region Total $ 7,234 No te: Italic red text indicates institutio ns that have missed dividend payments. M o re details can be fo und in the appendix to this repo rt and in the Dividends and Interest Repo rt published mo nthly at www.treasury.go v/initiatives/financial-stability/briefing-ro o m/repo rts/dividends-interest/P ages/default.aspx *This institutio n’ s o riginal investment has been co nverted into shares o f co mmo n sto ck in the institutio n. A mo unt sho wn reflects the o riginal investment amo unt less sale pro ceeds as applicable. M o re info rmatio n can be fo und in the Transactio n Repo rt lo cated in the appendix. State/Territory Snapshot **The regio nal maps do no t reflect the repurchase by Regio ns Financial Co rpo ratio n o f its remaining o utstanding CP P investment as it to o k place after the end o f the repo rting perio d. Number of CPP Institutions Investment Amount ($ Millions) AL FL GA MS NC PR SC TN 7 $3,585 14 $145 20 $1,397 3 $10 21 $407 2 $1,335 14 $130 14 $225 13 Program Updates – Bank Support Programs Monthly 105(a) Report March 2012 Mid Atlantic and Northeast CPP Institutions as of March 31, 2012 Largest 15 Investments in the Northeast Regional Density Map* M&T Bank Corporation NY Investment Amount ($ Millions) 382 New York Private Bank & Trust Corporation NY 267 Bank *Fo r purpo ses o f the maps sho wing the lo catio n o f CP P institutio ns, CP P banks are deemed to be lo cated in the state in which they maintain their headquarters. Hampton Roads Bankshares, Inc.* VA 80 Virginia Commerce Bancorp VA 71 Royal Bancshares of Pennsylvania, Inc. PA 30 First United Corporation MD 30 VIST Financial Corp. PA 25 Intervest Bancshares Corporation NY 25 Eastern Virginia Bank shares, Inc. VA 24 Severn Bancorp, Inc. MD 23 TriState Capital Holdings, Inc. PA 23 Premier Financial Bancorp, Inc. WV 22 Unity Bancorp, Inc. NJ 21 Community Bank ers Trust Corporation VA 18 Parke Bancorp, Inc. NJ 16 Top 15 Total $ 1,058 Region Total $ 1,354 No te: Italic red text indicates institutio ns that have missed dividend payments. M o re details can be fo und in the appendix to this repo rt and in the Dividends and Interest Repo rt published mo nthly at www.treasury.go v/initiatives/financial-stability/briefing-ro o m/repo rts/dividends-interest/P ages/default.aspx *This institutio n’ s o riginal investment has been co nverted into shares o f co mmo n sto ck in the institutio n. A mo unt sho wn reflects the o riginal investment amo unt less sale pro ceeds as applicable. M o re info rmatio n can be fo und in the Transactio n Repo rt lo cated in the appendix. State Snapshot Number of CPP Institutions Investment Amount ($ Millions) State CT DE MA MD ME NH NJ NY PA RI VA VT WV 1 $5 0 $0 2 $24 10 $112 2 $17 1 $2 5 $54 4 $681 9 $130 1 $1 14 $306 0 $0 1 $22 14 Program Updates – Bank Support Programs Monthly 105(a) Report March 2012 Southwest and South Central CPP Institutions as of March 31, 2012 Largest 15 Investments in the Southwest Regional Density Map* International Bancshares Corporation TX Investment Amount ($ Millions) 216 Southwest Bancorp, Inc. OK 70 Bank *Fo r purpo ses o f the maps sho wing the lo catio n o f CP P institutio ns, CP P banks are deemed to be lo cated in the state in which they maintain their headquarters. State MetroCorp Bancshares, Inc. TX 45 Trinity Capital Corporation NM 36 Spirit Bank Corp, Inc. OK 30 Patriot Bancshares, Inc. TX 26 Rogers Bancshares, Inc. AR 25 Central Bancorp, Inc. TX 23 Central Community Corporation TX 22 FC Holdings, Inc. TX 21 Chambers Bancshares, Inc. AR 20 First Trust Corporation LA 18 OneFinancial Corporation AR 17 White River Bancshares Company AR 17 Community First Bancshares, Inc. AR 13 Top 15 Total $ 598 Region Total $ 666 No te: Italic red text indicates institutio ns that have missed dividend payments. M o re details can be fo und in the appendix to this repo rt and in the Dividends and Interest Repo rt published mo nthly at www.treasury.go v/initiatives/financial-stability/briefing-ro o m/repo rts/dividends-interest/P ages/default.aspx State Snapshot Number of CPP Institutions Investment Amount ($ Millions) AR AZ LA NM OK TX 7 $93 3 $8 4 $28 3 $48 2 $100 12 $389 15 Program Updates – Bank Support Programs Monthly 105(a) Report March 2012 Mountain West and Plains States CPP Institutions as of March 31, 2012 Largest 15 Investments in the Mountain West Regional Density Map* Zions Bancorporation UT Investment Amount ($ Millions) 700 Alpine Banks of Colorado CO 70 Fidelity Financial Corporation KS 36 Intermountain Community Bancorp ID 27 Blue Valley Ban Corp KS 22 First Western Financial, Inc. CO 20 BNCCORP, Inc. ND 20 First Community Bancshares, Inc KS 15 Bank ers' Bank of the West Bancorp, Inc. CO 13 Farmers Enterprises, Inc. KS 12 Security State Bank Holding-Company ND 11 ColoEast Bank shares, Inc. CO 10 Syringa Bancorp ID 8 First Gothenburg Bancshares, Inc. NE 8 Country Bank Shares, Inc. NE 8 Bank *Fo r purpo ses o f the maps sho wing the lo catio n o f CP P institutio ns, CP P banks are deemed to be lo cated in the state in which they maintain their headquarters. State Top 15 Total $ 979 Region Total $ 1,028 No te: Italic red text indicates institutio ns that have missed dividend payments. M o re details can be fo und in the appendix to this repo rt and in the Dividends and Interest Repo rt published mo nthly at www.treasury.go v/initiatives/financial-stability/briefing-ro o m/repo rts/dividends-interest/P ages/default.aspx State Snapshot Number of CPP Institutions Investment Amount ($ Millions) CO ID KS MT ND NE NV SD UT WY 8 $132 3 $42 8 $89 0 $0 3 $36 4 $24 1 $3 0 $0 1 $700 1 $3 16 Program Updates – Bank Support Programs Monthly 105(a) Report March 2012 Midwest CPP Institutions as of March 31, 2012 Largest 15 Investments in the Midwest Regional Density Map* Citizens Republic Bancorp, Inc. MI Investment Amount ($ Millions) 300 First Bank s, Inc. MO 295 Flagstar Bancorp, Inc. MI 267 PrivateBancorp, Inc. IL 244 Dick inson Financial Corporation II MO 146 Anchor BanCorp Wisconsin Inc. WI 110 Bank State Taylor Capital Group IL 105 Park National Corporation OH 100 Metropolitan Bank Group, Inc. IL 78 Old Second Bancorp, Inc. IL 73 First Place Financial Corp. OH 73 Independent Bank Corporation MI 72 Standard Bancshares, Inc. IL 60 Reliance Bancshares, Inc. MO 40 IL 38 Bridgeview Bancorp, Inc. *Fo r purpo ses o f the maps sho wing the lo catio n o f CP P institutio ns, CP P banks are deemed to be lo cated in the state in which they maintain their headquarters. Top 15 Total $ 2,001 Region Total $ 3,121 No te: Italic red text indicates institutio ns that have missed dividend payments. M o re details can be fo und in the appendix to this repo rt and in the Dividends and Interest Repo rt published mo nthly at www.treasury.go v/initiatives/financial-stability/briefing-ro o m/repo rts/dividends-interest/P ages/default.aspx State Snapshot Number of CPP Institutions Investment Amount ($ Millions) IA IL IN KY MI MN MO OH WI 4 $36 23 $835 6 $54 10 $146 9 $734 11 $88 22 $732 9 $275 12 $222 17 Program Updates – Bank Support Programs Monthly 105(a) Report March 2012 Western Region CPP Institutions as of March 31, 2012 Largest 15 Investments in the West Regional Density Map* *Fo r purpo ses o f the maps sho wing the lo catio n o f CP P institutio ns, CP P banks are deemed to be lo cated in the state in which they maintain their headquarters. State Sterling Financial Corporation* WA Investment Amount ($ Millions) 303 Cathay General Bancorp CA 258 Pacific Capital Bancorp* CA 181 BBCN Bancorp, Inc. CA 122 Exchange Bank CA 43 PremierWest Bancorp OR 41 Fremont Bancorporation CA 35 Heritage Oak s Bancorp CA 21 Timberland Bancorp, Inc. WA 17 Pacific City Financial Corporation CA 16 Community West Bancshares CA 16 Broadway Financial Corporation CA 15 Plumas Bancorp CA 12 Presidio Bank CA 11 Northwest Bancorporation, Inc. WA 11 Top 15 Total $ 1,101 Region Total $ 1,216 No te: Italic red text indicates institutio ns that have missed dividend payments. M o re details can be fo und in the appendix to this repo rt and in the Dividends and Interest Repo rt published mo nthly at www.treasury.go v/initiatives/financial-stability/briefing-ro o m/repo rts/dividends-interest/P ages/default.aspx *This institutio n’ s o riginal investment has been co nverted into shares o f co mmo n sto ck in the institutio n. A mo unt sho wn reflects the o riginal investment amo unt less sale pro ceeds as applicable. M o re info rmatio n can be fo und in the Transactio n Repo rt lo cated in the appendix. State Snapshot Number of CPP Institutions Investment Amount ($ Millions) Bank AK CA HI OR WA 1 $5 30 $817 0 $0 3 $49 6 $346 18 Program Updates – Other Investment Programs Monthly 105(a) Report March 2012 Credit Market Programs Public-Private Investment Program (PPIP) The Legacy Securities Public-Private Investment Program (PPIP) supports credit market functions by bringing private capital back into the market for legacy securities (i.e., non-agency residential mortgage-backed securities (RMBS) and commercial mortgage-backed securities (CMBS)) that were central to the problems facing the U.S. financial system. By restarting the market for these securities, the program has helped financial institutions begin to remove these assets from their balance sheets and allowed for a general increase in credit availability to consumers and small businesses. In March, Invesco Legacy Securities Master Fund (Invesco) became the first of eight remaining Public-Private Investment Funds (PPIFs) established under PPIP, to sell its remaining investments and return substantially all of the proceeds to Treasury and its private investors. Invesco is expected to retain a small amount of capital to satisfy remaining obligations of the fund, with a wind up and final liquidation expected to occur in the next few months. Invesco has repaid all of the approximately $1.2 billion in debt and $581 million in equity capital invested by Treasury in the fund. In addition, Treasury received approximately $18 million in interest, $3 million in warrant proceeds and $135 million in cumulative realized gains net of fees and expenses on the equity invested (approximately 18% net internal rate of return) in the Invesco PPIF. The seven remaining PPIFs collectively have approximately $26.0 billion in total purchasing power and have drawn down more than 80% of the total purchasing power to date. These PPIFs continue to invest in legacy mortgage-backed securities for the remainder of their investment periods, which end in late 2012. Following the end of the investment period, these PPIFs may continue to manage their investments for an additional five years, which may be extended for consecutive periods of up to one-year each, up to a maximum of two years. For more details regarding the activity, holdings and performance of the PPIFs, please see the latest quarterly report at: http://www.treasury.gov/initiatives/financial-stability/programs/Credit%20Market%20Programs/ppip/Pages/publicprivatefund.aspx. The next PPIP quarterly report for the period ended March 31, 2012 is scheduled to be released in late April. 19 Program Updates – Investment in AIG Monthly 105(a) Report March 2012 Investment in American International Group (AIG) In March 2012, Treasury recovered more than $14.6 billion on its investment in AIG. That includes $6 billion in proceeds from the sale of common stock and $8.6 billion in repayments of preferred equity interests. On March 13, Treasury sold 206,896,552 shares of its American International Group (AIG) common stock for proceeds of $6.0 billion. Of that, 103,448,276 shares were purchased by AIG. In addition, in March, AIG fully repaid the government’s $8.5 billion (plus accrued preferred return) preferred equity investment in the AIG-owned entity AIA Aurora LLC (AIA SPV) – a special purpose vehicle that holds ordinary shares in AIA Group Limited (AIA) – more than a year ahead of schedule. During the financial crisis, overall support for AIG through Treasury and the Federal Reserve Bank of New York (FRBNY) totaled approximately $182 billion. With last month’s transactions, the government’s remaining outstanding investment is now $45 billion, which represents a more than 75 percent reduction from that original commitment. The remaining $45 billion investment consists of: Treasury holds 1.248 billion shares of AIG common stock (approximately 824 million TARP shares and 424 million non-TARP shares) as described in footnote 13 on page 4. The FRBNY’s loan to Maiden Lane III ($9 billion), which is collateralized by assets with a current value well in excess of the outstanding loan value. 20 Program Updates – Housing Programs Monthly 105(a) Report March 2012 Housing Programs Making Home Affordable Program Performance Report On April 6, 2012, the U.S. Department of the Treasury released the Making Home Affordable (MHA) Program Performance Report through February 2012: http://www.treasury.gov/initiatives/financial-stability/results/MHA-Reports/Pages/default.aspx. Highlights from this month include: In total, more than 1.1 million homeowner assistance actions have been granted through MHA, consisting of first and second lien permanent modifications, HAFA transactions, and UP forbearance plans. More than 970,000 homeowners have been granted permanent modifications since the start of the program. Approximately 22,000 new permanent modifications and 17,000 trial modification starts have been reported since the January report. To date, homeowners in permanent modifications have saved an estimated $11.6 billion in monthly mortgage payments. Homeowners in active first lien permanent modifications are currently saving a median of $534 per month – more than one-third of the median before-modification payment. Eighty-five percent of eligible homeowners entering a HAMP trial modification since June 1, 2010 received a permanent modification, with an average trial period of 3.5 months. For homeowners currently in HAMP permanent modifications with the Principal Reduction Alternative feature, the median amount of principal reduced is $68,523. To date, more than 50,000 permanent PRA modifications have been started. 2MP and HAFA Program Results The Second Lien Modification Program (2MP) enables homeowners in a HAMP first lien permanent modification to modify eligible second lien mortgages held by a participating servicer. To date, more than 70,000 homeowners in a HAMP first lien permanent modification have received assistance through 2MP. Since homeowners with HAMP first lien permanent mortgage modifications become automatically eligible when their second lien servicer participates in 2MP, this number will likely continue to grow. Homeowners in 2MP have saved a median of $161 per month on their second mortgage, in addition to the savings realized from the modification of their first mortgage under HAMP. Over 50 percent of second lien borrowers reside in three states: California (36%); Florida (9%); and New York (6%). Nearly 55,000 homeowners have reached agreements with their servicer to exit their home and transition to a more affordable living situation under the Home Affordable Foreclosure Alternatives (HAFA) Program through a short sale or deed-in-lieu of foreclosure. Nearly 36,000 homeowners have completed a short sale or deed-in-lieu under HAFA, which provides $3,000 for relocation assistance after a homeowner exits the home. 21 Program Updates – Housing Programs Monthly 105(a) Report March 2012 Hardest Hit Fund The Hardest Hit Fund provides $7.6 billion to 18 states and the District of Columbia to provide assistance to struggling homeowners through locally-tailored programs administered by each respective Housing Finance Agency (HFA). These areas were chosen because they have experienced steep home price declines or unemployment in the economic downturn. States are experimenting with a number of different programs to help homeowners, including principal reduction, reinstatement, short sale/transition assistance, modification assistance, loan purchase and mortgage payment programs. There are now 55 programs across the 19 HFAs. Approximately 70 percent of total program funds are being targeted to help unemployed borrowers, primarily through reinstatement and programs that help homeowners pay their mortgage while looking for work. All 19 HFAs have created extensive infrastructures to operate these programs, including selecting and training networks of housing counselors to assist with applications, creating homeowner portals to aid homeowners in applying for assistance, and hiring of underwriters and other staff to review and approve applications. The five largest servicers (Bank of America, GMAC, JPMorgan Chase, Citibank, and Wells Fargo) are participating in all states, primarily in mortgage payment assistance and reinstatement programs; several states have over one hundred participating servicers. All HFAs are now up and fully operational. Although states take time to refine processes and build volume, a number of states that have been up and running for longer periods of time are starting to show substantial growth in the number of borrowers assisted (e.g. Michigan, Ohio, North Carolina, Oregon, California, and Florida). Treasury is working to identify best practices, share lessons learned between states, and develop other ways to provide technical assistance to states with lower participation volumes. Treasury recently approved changes to programs in Arizona, Oregon, Rhode Island, and the District of Columbia. The changes to these states’ programs are designed to make these programs more flexible and offer deeper levels of assistance to enable particularly hard hit homeowners to recover from unemployment. Treasury continues to hold conversations with HFAs, servicers, the Government Sponsored Enterprises(GSEs), and other relevant stakeholders on ways to improve the delivery of foreclosure prevention assistance. Discussion topics include enhancing states’ transition assistance programs and identifying ways to help transition homeowners at the end of unemployment mortgage assistance to other resources available. Three HFAs drew a total of $65.2 million in March; over the life of the program, a total of $894 million has been drawn down by the 18 states and DC. Each state draws down funds as they are needed. (See Figure 6) States have until December 31, 2017 to expend funds, and must have no more than 5 percent of its allocation on hand before they can draw down additional funds. Each state submits a quarterly report on the progress of its program. Direct links to each state’s most recent performance report can be found at http://www.treasury.gov/initiatives/financial-stability/programs/housing-programs/hhf/Pages/default.aspx and below in Figure 5. These reports include the states’ performance on metrics set by Treasury on various aspects of their programs. 22 Program Updates – Housing Programs Monthly 105(a) Report Figure 5: Programs Available Through the Hardest Hit Fund AL AZ CA Statewide Launch 2/2/11 9/20/10 1/10/11 DC 4/19/11 FL GA IL IN KY MI MS NC NJ NV OH OR 4/18/11 4/1/11 7/25/11 5/10/11 4/1/11 7/12/10 5/16/11 12/1/10 5/8/11 2/21/11 9/27/10 12/10/10 RI 12/1/10 SC TN 1/20/11 3/1/11 State March 2012 Reporting Link Program Information Link http://www.hardesthitalabama.com/TreasuryHHA.html http://www.azhousing.gov/ShowPage.aspx?ID=405&CID=11 http://www.keepyourhomecalifornia.org/reports.htm http://www.dchfa.org/DCHFAHome/Homebuyers/ForeclosurePrevention/QuarterlyRepor ts/tabid/219/Default.aspx http://www.hardesthitalabama.com https://www.savemyhomeaz.gov/ www.keepyourhomecalifornia.org http://apps.floridahousing.org/StandAlone/FHFC_ECM/ContentPage.aspx?PAGE=0277 http://www.dca.state.ga.us/housing/homeownership/programs/treasuryReports.asp http://www.illinoishardesthit.org/spv-7.aspx http://www.877gethope.org/news/indianas-hardest-hit-funding-update http://www.kyhousing.org/page.aspx?id=3165 http://www.michigan.gov/mshda/0,1607,7-141-45866_47905-250571--,00.html http://www.mshomecorp.com/about%20mhc/disclosures.htm http://www.ncforeclosureprevention.gov/hardest_hit_funds.aspx http://www.njhomekeeper.gov/performance.htm http://www.nahac.org/ http://www.ohiohome.org/restoringstability/reports.aspx http://www.oregonhomeownerhelp.org/en/reporting http://www.hhfri.org/HHFRI_Dynamic_Content.aspx?id=10737418256&ekmensel=c580f a7b_10737418238_10737418240_btnlink http://www.scmortgagehelp.com/reports.html https://www.keepmytnhome.org/ https://www.homesaverdc.org/ https://www.flhardesthithelp.org/ https://www.homesafegeorgia.com https://www.illinoishardesthit.org/ http://www.877gethope.org/ http://www.ProtectMyKYHome.org http://www.stepforwardmichigan.org http://www.mshomesaver.com http://www.ncforeclosureprevention.gov/ http://www.njhomekeeper.gov http://www.nahac.org/ http://www.savethedream.ohio.gov/ http://www.oregonhomeownerhelp.org/ http://www.hhfri.org/ http://www.scmortgagehelp.com/ http://www.keepmytnhome.org 23 Program Updates – Housing Programs Monthly 105(a) Report Figure 6: March 2012 Hardest Hit Fund as of March 31, 2012 State (% Cap Disbursed) Alabama (9.8%) $0.0 $500,000,000.0 $1,000,000,000.0 $1,500,000,000.0 $2,000,000,000.0 $16,000,000 Arizona (7.9%) $21,255,000 California (11%) Washington D.C. (29.2%) $217,490,000 $6,034,860 Florida (6%) $63,350,000 Georgia (11.3%) $38,200,000 Illinois (10.4%) Indiana (9.9%) Kentucky (16.1%) $46,500,000 $22,000,000 $24,000,000 Michigan (6.1%) Mississippi (5%) $30,166,175 $5,094,416 North Carolina (26.5%) $128,000,000 New Jersey (2.5%) Nevada (6.3%) $7,513,704 $12,302,000 Ohio (16.8%) Oregon (37.9%) Rhode Island (32.8%) South Carolina (10.2%) Tennessee (9.3%) $96,100,000 $83,501,070 $26,000,000 $30,000,000 $20,315,593 Funds Remaining Paid to Date (Amount Shown) 24 Table of Contents – Appendix Monthly 105(a) Report March 2012 Appendix Section EESA Requirement4 Page Remaining CPP Institutions…………………………………………………………………………….. Additional Information 26 Administrative Obligations and Expenditures……………………………………………………… Section 105(a)(2) 34 Agreements under TARP……………………………………………………………………………….. Section 105(a)(3)(A) 35 Insurance Contracts…………………………………………………………………………………….. Section 105(a)(3)(B) 41 Transactions Report…………………………………………………………………………………….. Section 105(a)(3)(C,D,G) 42 Investment Programs 42 Home Affordable Modification Program 72 Projected Costs and Liabilities……………………………………………………………………….... Section 105(a)(3)(E) 117 Programmatic Operating Expenses…………………………………………………………………… Section 105(a)(3)(F) 118 Description of Vehicles Established…………………………………………………………………... Section 105(a)(3)(H) 119 4 Section 105(a)(1) is covered by the body of this report. 25 Remaining CPP Institutions UST 19 100 117 37 368 160 183 116 446 524 317 103 332 136 53 59 441 88 193 83 174 236 1261 489 111 182 184 221 114 885 1114 141 58 706 782 131 391 178 440 177 105 Name Regions Financial Corporation Synovus Financial Corp. Popular, Inc. Zions Bancorporation First BanCorp* M&T Bank Corporation Sterling Financial Corporation* Citizens Republic Bancorp, Inc. First Banks, Inc. New York Private Bank & Trust Corporation Flagstar Bancorp, Inc. Cathay General Bancorp PrivateBancorp, Inc. International Bancshares Corporation Pacific Capital Bancorp* United Community Banks, Inc. Dickinson Financial Corporation II BBCN Bancorp, Inc. Anchor BanCorp Wisconsin Inc. Taylor Capital Group Park National Corporation Hampton Roads Bankshares, Inc.* Metropolitan Bank Group, Inc. Old Second Bancorp, Inc. First Place Financial Corp. Independent Bank Corporation Pinnacle Financial Partners, Inc. Virginia Commerce Bancorp Southwest Bancorp, Inc. Alpine Banks of Colorado Standard Bancshares, Inc. NewBridge Bancorp Ameris Bancorp FNB United Corp.* U.S. Century Bank BancTrust Financial Group, Inc. Yadkin Valley Financial Corporation Fidelity Southern Corporation MetroCorp Bancshares, Inc. Exchange Bank Southern Community Financial Corp. City Birmingham Columbus San Juan Salt Lake City San Juan Buffalo Spokane Flint Clayton New York Troy Los Angeles Chicago Laredo Santa Barbara Blairsville Kansas City Los Angeles Madison Rosemont Newark Norfolk Chicago Aurora Warren Ionia Nashville Arlington Stillwater Glenwood Springs Hickory Hills Greensboro Moultrie Asheboro Miami Mobile Elkin Atlanta Houston Santa Rosa Winston-Salem Amount State Outstanding AL $ 3,500,000,000 GA $ 967,870,000 PR $ 935,000,000 UT $ 700,000,000 PR $ 400,000,000 NY $ 381,500,000 WA $ 303,000,000 MI $ 300,000,000 MO $ 295,400,000 NY $ 267,274,000 MI $ 266,657,000 CA $ 258,000,000 IL $ 243,815,000 TX $ 216,000,000 CA $ 180,634,000 GA $ 180,000,000 MO $ 146,053,000 CA $ 122,000,000 WI $ 110,000,000 IL $ 104,823,000 OH $ 100,000,000 VA $ 80,347,000 IL $ 78,406,000 IL $ 73,000,000 OH $ 72,927,000 MI $ 72,000,000 TN $ 71,250,000 VA $ 71,000,000 OK $ 70,000,000 CO $ 70,000,000 IL $ 60,000,000 NC $ 52,372,000 GA $ 52,000,000 NC $ 51,500,000 FL $ 50,236,000 AL $ 50,000,000 NC $ 49,312,000 GA $ 48,200,000 TX $ 45,000,000 CA $ 43,000,000 NC $ 42,750,000 Public/Private Public Public Public Public Public Public Public Public Private Private Public Public Public Public Public Public Private Public Public Public Public Public Private Public Public Public Public Public Public Private Private Public Public Public Private Public Public Public Public Public Public Number of Missed Payments 9 11 1 11 12 4 6 4 8 3 3 9 4 1 5 26 562 595 253 108 1057 275 700 167 60 135 1242 1302 374 552 248 507 128 512 264 85 385 1009 259 62 98 295 91 372 329 155 316 501 1205 201 544 941 250 71 887 427 696 755 1078 784 1067 PremierWest Bancorp Reliance Bancshares, Inc. Bridgeview Bancorp, Inc. First Defiance Financial Corp. First South Bancorp, Inc. Fidelity Financial Corporation Trinity Capital Corporation Marquette National Corporation Porter Bancorp Inc. Enterprise Financial Services Corp. Fremont Bancorporation First American Bank Corporation First Security Group, Inc. Firstbank Corporation Centrue Financial Corporation Pulaski Financial Corp BNC Bancorp Royal Bancshares of Pennsylvania, Inc. Hawthorn Bancshares, Inc. Farmers Capital Bank Corporation First United Corporation Spirit BankCorp, Inc. Colony Bankcorp, Inc. Intermountain Community Bancorp Patriot Bancshares, Inc. HMN Financial, Inc. LNB Bancorp Inc. Princeton National Bancorp, Inc. Peoples Bancorp of North Carolina, Inc. VIST Financial Corp. Intervest Bancshares Corporation Rogers Bancshares, Inc. Citizens Bancshares Co. Crescent Financial Bancshares, Inc. National Bancshares, Inc. CBS Banc-Corp. Eastern Virginia Bankshares, Inc. Severn Bancorp, Inc. Park Bancorporation, Inc. First Citizens Banc Corp TriState Capital Holdings, Inc. Central Bancorp, Inc. Premier Financial Bancorp, Inc. Central Community Corporation First Community Financial Partners, Inc. Medford Frontenac Bridgeview Defiance Lexington Wichita Los Alamos Chicago Louisville St. Louis Fremont Elk Grove Village Chattanooga Alma St. Louis Creve Coeur Thomasville Narberth Lee's Summit Frankfort Oakland Bristow Fitzgerald Sandpoint Houston Rochester Lorain Princeton Newton Wyomissing New York Little Rock Chillicothe Cary Bettendorf Russellville Tappahannock Annapolis Madison Sandusky Pittsburgh Garland Huntington Temple Joliet OR MO IL OH TN KS NM IL KY MO CA IL TN MI MO MO NC PA MO KY MD OK GA ID TX MN OH IL NC PA NY AR MO NC IA AL VA MD WI OH PA TX WV TX IL $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 41,400,000 40,000,000 38,000,000 37,000,000 36,875,000 36,282,000 35,539,000 35,500,000 35,000,000 35,000,000 35,000,000 35,000,000 33,000,000 33,000,000 32,668,000 32,538,000 31,260,000 30,407,000 30,255,000 30,000,000 30,000,000 30,000,000 28,000,000 27,000,000 26,038,000 26,000,000 25,223,000 25,083,000 25,054,000 25,000,000 25,000,000 25,000,000 24,990,000 24,900,000 24,664,000 24,300,000 24,000,000 23,393,000 23,200,000 23,184,000 23,000,000 22,500,000 22,252,000 22,000,000 22,000,000 Public Public Private Public Private Private Private Public Public Public Private Private Public Public Public Public Public Public Public Public Public Private Public Public Private Public Public Public Public Public Public Private Private Public Public Private Public Public Private Public Private Private Public Private Public 10 5 8 2 9 11 11 6 6 1 9 5 5 5 9 10 9 5 5 5 4 27 118 119 1180 449 607 443 154 448 1296 1098 695 911 1188 483 342 1037 109 967 349 330 113 1175 701 611 778 747 422 627 660 365 2 266 142 169 1336 338 82 623 7 1077 1213 1216 1289 1075 1137 Blue Valley Ban Corp Indiana Community Bancorp FC Holdings, Inc. Mercantile Bank Corporation Heritage Oaks Bancorp The Baraboo Bancorporation Unity Bancorp, Inc. United Bancorp, Inc. Florida Bank Group, Inc. Diamond Bancorp, Inc. First Western Financial, Inc. Commonwealth Bancshares, Inc. Market Street Bancshares, Inc. BNCCORP, Inc. First Financial Service Corporation Chambers Bancshares, Inc. HopFed Bancorp First Trust Corporation ECB Bancorp, Inc. Community First Inc. Community Bankers Trust Corporation OneFinancial Corporation Southern First Bancshares, Inc. Liberty Shares, Inc. F&M Financial Corporation Northern States Financial Corporation Guaranty Federal Bancshares, Inc. F & M Financial Corporation White River Bancshares Company Timberland Bancorp, Inc. 1st FS Corporation Parke Bancorp, Inc. Pacific City Financial Corporation Valley Financial Corporation CoastalSouth Bancshares, Inc. Carolina Bank Holdings, Inc. Community West Bancshares First Reliance Bancshares, Inc. Broadway Financial Corporation Business Bancshares, Inc. Foresight Financial Group, Inc. River Valley Bancorporation, Inc. Suburban Illinois Bancorp, Inc. First Community Bancshares, Inc Village Bank and Trust Financial Corp Overland Park Columbus Houston Grand Rapids Paso Robles Baraboo Clinton Tecumseh Tampa Washington Denver Louisville Mt. Vernon Bismarck Elizabethtown Danville Hopkinsville New Orleans Engelhard Columbia Glen Allen Little Rock Greenville Hinesville Clarksville Waukegan Springfield Salisbury Fayetteville Hoquiam Hendersonville Sewell Los Angeles Roanoke Hilton Head Island Greensboro Goleta Florence Los Angeles Clayton Rockford Wausau Elmhurst Overland Park Midlothian KS IN TX MI CA WI NJ MI FL MO CO KY IL ND KY AR KY LA NC TN VA AR SC GA TN IL MO NC AR WA NC NJ CA VA SC NC CA SC CA MO IL WI IL KS VA $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 21,750,000 21,500,000 21,042,000 21,000,000 21,000,000 20,749,000 20,649,000 20,600,000 20,471,000 20,445,000 20,440,000 20,400,000 20,300,000 20,093,000 20,000,000 19,817,000 18,400,000 17,969,000 17,949,000 17,806,000 17,680,000 17,300,000 17,299,000 17,280,000 17,243,000 17,211,000 17,000,000 17,000,000 16,800,000 16,641,000 16,369,000 16,288,000 16,200,000 16,019,000 16,015,000 16,000,000 15,600,000 15,349,000 15,000,000 15,000,000 15,000,000 15,000,000 15,000,000 14,800,000 14,738,000 Public Public Private Public Public Public Public Public Private Private Private Private Private Public Public Private Public Private Public Private Public Private Public Private Private Public Public Private Private Public Public Public Public Public Private Public Public Public Private Private Public Private Private Private Public 12 10 8 6 9 6 8 4 6 6 10 5 8 7 11 4 3 2 7 8 4 28 246 1111 699 1008 1210 328 1051 921 194 503 791 186 950 97 47 612 1166 1237 1253 1345 359 218 192 6 312 78 557 803 559 444 655 165 1055 456 739 129 138 301 324 523 740 789 931 1238 355 Tidelands Bancshares, Inc United Bank Corporation First National Corporation Bank of the Carolinas Corporation SouthCrest Financial Group, Inc. HCSB Financial Corporation Community First Bancshares, Inc. Peoples Bancorporation, Inc. Community Financial Corporation Bankers' Bank of the West Bancorp, Inc. Meridian Bank The First Bancorp, Inc. PeoplesSouth Bancshares, Inc. OneUnited Bank The Queensborough Company Blue Ridge Bancshares, Inc. Duke Financial Group, Inc. Farmers Enterprises, Inc. Alliance Financial Services Inc. Wachusett Financial Services, Inc. Plumas Bancorp TCB Holding Company, Texas Community Bank Cecil Bancorp, Inc. Western Illinois Bancshares Inc. Central Virginia Bankshares, Inc. First Community Corporation Farmers & Merchants Bancshares, Inc. Mackinac Financial Corporation Stonebridge Financial Corp. First Capital Bancorp, Inc. Ridgestone Financial Services, Inc. Presidio Bank Security State Bank Holding-Company Crosstown Holding Company Northwest Bancorporation, Inc. Uwharrie Capital Corp Mid Penn Bancorp, Inc. NCAL Bancorp C&F Financial Corporation ColoEast Bankshares, Inc. Mid-Wisconsin Financial Services, Inc. Blackhawk Bancorp, Inc. HomeTown Bankshares Corporation Century Financial Services Corporation Greer Bancshares Incorporated Mount Pleasant Barnesville Strasburg Mocksville Fayetteville Loris Harrison Easley Staunton Denver Devon Damariscotta Colquitt Boston Louisville Independence Minneapolis Great Bend Saint Paul Clinton Quincy The Woodlands Elkton Monmouth Powhatan Lexington Houston Manistique West Chester Glen Allen Brookfield San Francisco Jamestown Blaine Spokane Albemarle Millersburg Los Angeles West Point Lamar Medford Beloit Roanoke Santa Fe Greer SC GA VA NC GA SC AR SC VA CO PA ME GA MA GA MO MN KS MN MA CA TX MD IL VA SC TX MI PA VA WI CA ND MN WA NC PA CA VA CO WI WI VA NM SC $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 14,448,000 14,400,000 13,900,000 13,179,000 12,900,000 12,895,000 12,725,000 12,660,000 12,643,000 12,639,000 12,535,000 12,500,000 12,325,000 12,063,000 12,000,000 12,000,000 12,000,000 12,000,000 12,000,000 12,000,000 11,949,000 11,730,000 11,560,000 11,422,000 11,385,000 11,350,000 11,000,000 11,000,000 10,973,000 10,958,000 10,900,000 10,800,000 10,750,000 10,650,000 10,500,000 10,000,000 10,000,000 10,000,000 10,000,000 10,000,000 10,000,000 10,000,000 10,000,000 10,000,000 9,993,000 Public Private Public Public Public Public Private Public Public Private Private Public Private Private Private Private Private Private Private Private Public Private Public Private Public Public Private Public Private Public Private Public Private Private Public Public Public Public Public Private Public Public Public Private Public 6 5 5 5 8 12 7 2 9 8 8 9 9 8 10 8 3 3 4 5 29 868 90 1197 867 840 918 591 686 1070 1160 1248 406 468 664 768 1277 726 482 650 395 57 381 601 720 467 150 926 1243 137 280 8 915 123 933 261 1286 1328 970 396 1273 447 780 826 339 378 Regent Bancorp, Inc. Coastal Banking Company, Inc. Universal Bancorp Premier Bank Holding Company City National Bancshares Corporation Provident Community Bancshares, Inc. Carrollton Bancorp First Priority Financial Corp. Delmar Bancorp HPK Financial Corporation RCB Financial Corporation Farmers Bank First Freedom Bancshares, Inc. United American Bank BancStar, Inc. Great River Holding Company Private Bancorporation, Inc. Annapolis Bancorp, Inc. F & M Bancshares, Inc. Syringa Bancorp Commonwealth Business Bank Oak Ridge Financial Services, Inc. Metro City Bank First Gothenburg Bancshares, Inc. Country Bank Shares, Inc. The Little Bank, Incorporated BNB Financial Services Corporation GulfSouth Private Bank First Sound Bank Western Community Bancshares, Inc. FFW Corporation Millennium Bancorp, Inc. Central Federal Corporation TriSummit Bank Fidelity Bancorp, Inc. Chicago Shore Corporation Heartland Bancshares, Inc. Community Financial Shares, Inc. Idaho Bancorp Harbor Bankshares Corporation Monarch Community Bancorp, Inc. Highlands Independent Bancshares, Inc. Fidelity Federal Bancorp Citizens First Corporation Alarion Financial Services, Inc. Davie Fernandina Beach Bloomfield Tallahassee Newark Rock Hill Baltimore Malvern Delmar Chicago Rome Windsor Lebanon San Mateo Festus Baxter Minneapolis Annapolis Trezevant Boise Los Angeles Oak Ridge Doraville Gothenburg Milford Kinston New York Destin Seattle Palm Desert Wabash Edwards Fairlawn Kingsport Pittsburgh Chicago Franklin Glen Ellyn Boise Baltimore Coldwater Sebring Evansville Bowling Green Ocala FL FL IN FL NJ SC MD PA MD IL GA VA TN CA MO MN MN MD TN ID CA NC GA NE NE NC NY FL WA CA IN CO OH TN PA IL IN IL ID MD MI FL IN KY FL $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 9,982,000 9,950,000 9,900,000 9,500,000 9,439,000 9,266,000 9,201,000 9,175,000 9,000,000 9,000,000 8,900,000 8,752,000 8,700,000 8,700,000 8,600,000 8,400,000 8,222,000 8,152,000 8,144,000 8,000,000 7,701,000 7,700,000 7,700,000 7,570,000 7,525,000 7,500,000 7,500,000 7,500,000 7,400,000 7,290,000 7,289,000 7,260,000 7,225,000 7,002,000 7,000,000 7,000,000 7,000,000 6,970,000 6,900,000 6,800,000 6,785,000 6,700,000 6,657,000 6,566,692 6,514,000 Public Public Private Private Private Public Public Private Public Private Private Private Private Public Private Private Private Public Private Public Public Public Private Private Private Public Private Private Public Private Public Private Public Private Public Private Public Public Public Public Public Private Public Public Private 6 5 8 9 7 4 2 3 12 6 6 10 8 7 3 9 7 8 6 5 11 7 9 5 9 1 30 67 1326 1141 943 932 547 1339 401 289 331 485 1203 313 881 212 1169 857 254 666 163 883 1082 1201 663 1014 1320 683 644 949 1231 219 1144 1274 764 781 1088 1020 191 162 64 582 597 808 939 1142 Pacific International Bancorp Liberty Bancshares, Inc. Biscayne Bancshares, Inc. First Intercontinental Bank Premier Financial Corp Citizens Commerce Bancshares, Inc. Randolph Bank & Trust Company Moscow Bancshares, Inc. Patapsco Bancorp, Inc. Peninsula Bank Holding Co. ICB Financial Gateway Bancshares, Inc. Rising Sun Bancorp IA Bancorp, Inc. Three Shores Bancorporation, Inc. Waukesha Bankshares, Inc. Boscobel Bancorp, Inc Valley Community Bank First Southwest Bancorporation, Inc. The Connecticut Bank and Trust Company Midtown Bank & Trust Company Capital Commerce Bancorp, Inc. Franklin Bancorp, Inc. Covenant Financial Corporation Blackridge Financial, Inc. AmFirst Financial Services, Inc. Germantown Capital Corporation, Inc. Alaska Pacific Bancshares, Inc. Western Reserve Bancorp, Inc Virginia Company Bank CalWest Bancorp Georgia Primary Bank Community Pride Bank Corporation CBB Bancorp Pinnacle Bank Holding Company, Inc. Metropolitan Capital Bancorp, Inc. First Business Bank, N.A. Northeast Bancorp Pacific Commerce Bank Capital Pacific Bancorp Todd Bancshares, Inc. Carolina Trust Bank Premier Service Bank Naples Bancorp, Inc. Investors Financial Corporation of Pettis County, Inc. Seattle Fort Worth Coconut Grove Doraville Dubuque Versailles Asheboro Moscow Dundalk Palo Alto Ontario Ringgold Rising Sun Iselin Orlando Waukesha Boscobel Pleasanton Alamosa Hartford Atlanta Milwaukee Washington Clarksdale Fargo McCook Germantown Juneau Medina Newport News Rancho Santa Margarita Atlanta Ham Lake Cartersville Orange City Chicago San Diego Lewiston Los Angeles Portland Hopkinsville Lincolnton Riverside Naples Sedalia WA TX FL GA IA KY NC TN MD CA CA GA MD NJ FL WI WI CA CO CT GA WI MO MS ND NE TN AK OH VA CA GA MN GA FL IL CA ME CA OR KY NC CA FL MO $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 6,500,000 6,500,000 6,400,000 6,398,000 6,349,000 6,300,000 6,229,000 6,216,000 6,000,000 6,000,000 6,000,000 6,000,000 5,983,000 5,976,000 5,677,000 5,625,000 5,586,000 5,500,000 5,500,000 5,448,000 5,222,000 5,100,000 5,097,000 5,000,000 5,000,000 5,000,000 4,967,000 4,781,000 4,700,000 4,700,000 4,656,000 4,500,000 4,400,000 4,397,000 4,389,000 4,388,000 4,243,000 4,227,000 4,060,000 4,000,000 4,000,000 4,000,000 4,000,000 4,000,000 4,000,000 Public Private Private Public Private Public Public Private Public Public Public Private Public Private Private Private Private Public Private Public Private Private Private Private Private Private Private Public Public Public Public Private Private Private Private Private Public Public Public Public Private Public Public Private Private 7 3 7 10 3 8 2 10 7 4 9 4 8 7 6 11 4 7 6 3 11 5 9 31 1294 681 1031 865 1226 753 794 1153 647 379 864 1209 697 1293 384 756 1030 811 673 1219 563 144 350 458 713 751 860 1108 1303 1038 1268 540 499 1048 940 1221 986 466 876 895 284 545 134 1285 KS Bancorp, Inc. Community Business Bank Fidelity Bancorp, Inc Peoples Bancshares of TN, Inc Community Bancshares, Inc. Pathway Bancorp First BancTrust Corporation Allied First Bancorp, Inc. CedarStone Bank AB&T Financial Corporation Patterson Bancshares, Inc First Alliance Bancshares, Inc. Madison Financial Corporation Mountain Valley Bancshares, Inc. Congaree Bancshares, Inc. Hometown Bancorp of Alabama, Inc. First Independence Corporation Oregon Bancorp, Inc. Crazy Woman Creek Bancorp, Inc. Grand Mountain Bancshares, Inc. Lone Star Bank Sound Banking Company Tennessee Valley Financial Holdings, Inc. Bank of Commerce Clover Community Bankshares, Inc. St. Johns Bancshares, Inc. Marine Bank & Trust Company Freeport Bancshares, Inc. Layton Park Financial Group F & C Bancorp, Inc. Alliance Bancshares, Inc. Santa Clara Valley Bank, N.A. US Metro Bank Omega Capital Corp. Prairie Star Bancshares, Inc. SouthFirst Bancshares, Inc. Worthington Financial Holdings, Inc. DeSoto County Bank Bank of George Manhattan Bancshares, Inc. Community Investors Bancorp, Inc. Goldwater Bank, N.A. Community 1st Bank Plato Holdings Inc. Smithfield West Sacramento Baton Rouge Madisonville Kingman Cairo Paris Oswego Lebanon Gastonia Patterson Cordova Richmond Cleveland Cayce Oneonta Detroit Salem Buffalo Granby Houston Morehead City Oak Ridge Charlotte Clover St. Louis Vero Beach Freeport Milwaukee Holden Dalton Santa Paula Garden Grove Lakewood Olathe Sylacauga Huntsville Horn Lake Las Vegas Manhattan Bucyrus Scottsdale Roseville Saint Paul NC CA LA TN AZ NE IL IL TN NC LA TN KY GA SC AL MI OR WY CO TX NC TN NC SC MO FL IL WI MO GA CA CA CO KS AL AL MS NV IL OH AZ CA MN $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,000,000 3,976,000 3,942,000 3,900,000 3,872,000 3,727,000 3,675,000 3,652,000 3,564,000 3,500,000 3,440,000 3,422,000 3,370,000 3,300,000 3,285,000 3,250,000 3,223,000 3,216,000 3,100,000 3,076,000 3,072,000 3,070,000 3,000,000 3,000,000 3,000,000 3,000,000 3,000,000 3,000,000 3,000,000 2,993,000 2,986,000 2,900,000 2,861,000 2,816,000 2,800,000 2,760,000 2,720,000 2,681,000 2,672,000 2,639,000 2,600,000 2,568,000 2,550,000 2,500,000 Public Public Private Private Private Private Public Public Private Private Private Private Private Private Public Private Private Public Public Private Private Public Private Public Private Private Private Private Private Private Public Public Public Private Private Public Private Private Private Private Public Private Public Private 10 3 4 8 11 12 9 3 5 6 8 1 10 8 1 1 4 8 9 32 198 657 725 978 980 1250 960 1034 1350 474 906 386 750 1171 804 262 656 227 1084 1047 1254 689 33 416 620 732 928 1010 913 1060 203 667 432 1151 494 654 504 861 710 997 470 Grand Financial Corporation Hattiesburg MS $ 2,443,320 Private CSRA Bank Corp. Wrens GA $ 2,400,000 Private Green Circle Investments, Inc. Clive IA $ 2,400,000 Private Brogan Bankshares, Inc. Kaukauna WI $ 2,400,000 Private Citizens Bank & Trust Company Covington LA $ 2,400,000 Private NEMO Bancshares Inc. Madison MO $ 2,330,000 Private IBT Bancorp, Inc. Irving TX $ 2,295,000 Private CenterBank Milford OH $ 2,250,000 Private Union Financial Corporation Albuquerque NM $ 2,179,000 Private Security Bancshares of Pulaski County, Inc. Waynesville MO $ 2,152,000 Private Titonka Bancshares, Inc Titonka IA $ 2,117,000 Private Ojai Community Bank Ojai CA $ 2,080,000 Public Market Bancorporation, Inc. New Market MN $ 2,060,000 Private Atlantic Bancshares, Inc. Bluffton SC $ 2,000,000 Public Northwest Commercial Bank Lakewood WA $ 1,992,000 Public Fresno First Bank Fresno CA $ 1,968,000 Public Hometown Bancshares, Inc. Corbin KY $ 1,900,000 Private Monadnock Bancorp, Inc. Peterborough NH $ 1,834,000 Public BCB Holding Company, Inc. Theodore AL $ 1,706,000 Private Maryland Financial Bank Towson MD $ 1,700,000 Private Gold Canyon Bank Gold Canyon AZ $ 1,607,000 Public Hyperion Bank Philadelphia PA $ 1,552,000 Private Saigon National Bank Westminster CA $ 1,549,000 Public Beach Business Bank Manhattan Beach CA $ 1,500,000 Public Regional Bankshares, Inc. Hartsville SC $ 1,500,000 Private Vision Bank - Texas Richardson TX $ 1,500,000 Private Indiana Bank Corp. Dana IN $ 1,312,000 Private Fort Lee Federal Savings Bank Fort Lee NJ $ 1,300,000 Private First Advantage Bancshares Inc. Coon Rapids MN $ 1,177,000 Private Riverside Bancshares, Inc. Little Rock AR $ 1,100,000 Private Independence Bank East Greenwich RI $ 1,065,000 Private Community Holding Company of Florida, Inc. Miramar Beach FL $ 1,050,000 Private Calvert Financial Corporation Ashland MO $ 1,037,000 Private Bank Financial Services, Inc. Eden Prairie MN $ 1,004,000 Private BankGreenville Greenville SC $ 1,000,000 Public Gregg Bancshares, Inc. Ozark MO $ 825,000 Private Corning Savings and Loan Association Corning AR $ 638,000 Private Community Bancshares of Kansas, Inc. Goff KS $ 500,000 Private Kirksville Bancorp, Inc. Kirksville MO $ 470,000 Private Farmers & Merchants Financial Corporation Argonia KS $ 442,000 Private The Freeport State Bank Harper KS $ 301,000 Private *Original Investment has been converted at a discount into common stock in the institution. Amount shown is original invesment amount 6 3 5 2 7 4 2 2 5 4 4 8 13 2 6 8 33 United States Department of the Treasury Office of Financial Stability Report of Administrative Obligations and Expenditures For Period Ending March 31, 2012 PERSONNEL SERVICES NON-PERSONNEL SERVICES Budget Object Class (BOC) Budget Object Class Title 1100 & 1200 PERSONNEL COMPENSATION & BENEFITS PERSONNEL SERVICES Total: 2100 TRAVEL & TRANSPORTATION OF PERSONS 2200 TRANSPORTATION OF THINGS 2300 RENTS, COMMUNICATIONS, UTILITIES & MISC CHARGES 2400 PRINTING & REPRODUCTION 2500 OTHER SERVICES 2600 SUPPLIES AND MATERIALS 3100 EQUIPMENT 3200 LAND & STRUCTURES 4300 INTEREST & DIVIDENDS NON-PERSONNEL SERVICES Total: $ $ $ $ $ $ $ $ $ $ $ $ Obligations 87,964,498 87,964,498 1,714,162 11,960 759,156 402 202,760,047 1,355,767 253,286 142 206,854,921 GRAND TOTAL: $ 294,819,419 Expenditures $ 87,795,838 $ 87,795,838 $ 1,659,091 $ 11,960 $ 684,393 $ 402 $ 157,244,409 $ 1,347,007 $ 243,907 $ $ 142 $ 161,191,311 $ 248,987,149 For Period Ending April 30, 2012 $ $ $ $ $ Projected Obligations 90,085,000 90,085,000 1,765,000 12,000 760,000 500 209,609,000 1,363,000 254,000 150 213,763,650 303,848,650 $ $ $ $ $ Projected Expenditures 89,916,000 89,916,000 1,704,000 12,000 685,000 500 159,827,000 1,354,000 244,000 150 163,826,650 253,742,650 Note: The amounts presented above are cumulative from the initiation of the TARP. 34 U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Agreements Under TARP [Section 105(a)(3)(A)] For Period March 2012 Date Approved Type of Transaction 10/10/2008 10/11/2008 10/14/2008 10/16/2008 10/17/2008 10/18/2008 10/29/2008 10/29/2008 10/31/2008 11/7/2008 11/9/2008 11/17/2008 11/25/2008 12/3/2008 12/5/2008 12/10/2008 12/10/2008 12/15/2008 12/16/2008 12/22/2008 12/24/2008 1/6/2009 1/7/2009 1/27/2009 1/27/2009 1/30/2009 2/2/2009 2/3/2009 Contract Contract Financial Agent Contract Interagency Agreement Contract Contract Contract Contract Contract Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Contract Contract Interagency Agreement Interagency Agreement Interagency Agreement Contract Interagency Agreement Contract Contract Contract Interagency Agreement Interagency Agreement Interagency Agreement Vendor Simpson Thacher & Bartlett Mnp LLP Ennis Knupp & Associates Inc The Bank of New York Mellon PricewaterhouseCoopers LLP-1 Turner Consulting Group, Inc.* Ernst & Young LLP Hughes Hubbard & Reed LLP Squire Sanders & Dempsey LLP Lindholm & Associates Inc.* Sonnenschein Nath & Rosenthal LLP Internal Revenue Service Internal Revenue Service - CSC Department of the Treasury - Departmental Offices Trade and Tax Bureau - Treasury Washington Post Sonnenschein Nath & Rosenthal LLP Thacher Proffitt & Wood** Office of Thrift Supervision Department of Housing and Urban Development Office of Thrift Supervision Cushman And Wakefield Of Va Inc Securities and Exchange Commission Colonial Parking Inc. Cadwalader Wickersham & Taft LLP Whitaker Brothers Bus Machines Inc.* Office of the Controller of the Currency Government Accountability Office Internal Revenue Service Purpose Legal Advisory Investment and Advisory Services Custodian and Cash Management Accounting/Internal Controls Archive Services Accounting/Internal Controls Legal Advisory Legal Advisory Human Resources Services Legal Advisory Detailee Information Technology Administrative Support Information Technology Administrative Support Legal Advisory Legal Advisory Detailee Detailee Detailees Administrative Support Detailee Parking Legal Advisory Office Machines Detailee Oversight Services Detailees 35 Date Approved Type of Transaction 2/9/2009 2/12/2009 2/18/2009 2/18/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/26/2009 2/27/2009 3/6/2009 3/16/2009 3/23/2009 3/30/2009 3/30/2009 3/30/2009 3/30/2009 3/30/2009 3/31/2009 4/3/2009 4/3/2009 4/17/2009 4/17/2009 4/21/2009 4/21/2009 4/21/2009 4/30/2009 5/5/2009 5/13/2009 5/14/2009 5/15/2009 5/20/2009 5/22/2009 5/26/2009 5/26/2009 6/9/2009 6/29/2009 Contract Contract Financial Agent Financial Agent Interagency Agreement Interagency Agreement Contract Contract Interagency Agreement Interagency Agreement Contract Financial Agent Interagency Agreement Contract Contract Contract Contract Contract Contract Interagency Agreement Contract Interagency Agreement Contract Financial Agent Financial Agent Financial Agent Interagency Agreement Interagency Agreement Interagency Agreement Contract Contract Interagency Agreement Interagency Agreement Contract Contract Interagency Agreement Interagency Agreement Vendor Pat Taylor & Assoc Inc.* Locke Lord Bissell & Liddell LLP Fannie Mae Freddie Mac Financial Clerk U.S. Senate Office of Thrift Supervision Simpson Thacher & Bartlett Mnp LLP Venable LLP-1 Securities and Exchange Commission Pension Benefit Guaranty Corp. The Boston Consulting Group Inc EARNEST Partners* Heery International Inc.* Bingham Mccutchen LLP Cadwalader Wickersham & Taft LLP Haynes and Boone LLP Mckee Nelson LLP*** Sonnenschein Nath & Rosenthal LLP FI Consulting Inc.* American Furniture Rentals* The Boston Consulting Group Inc Bureau of Engraving and Printing Herman Miller Inc. AllianceBernstein L.P. FSI Group, LLC Piedmont Investment Advisors, LLC* State Department Federal Reserve Board Department of Treasury - US Mint Knowledgebank Inc.* Phacil Inc. Securities and Exchange Commission Department of Justice - ATF Anderson Mc Coy & Orta* Simpson Thacher & Bartlett Mnp LLP Financial Management Service - Gartner, Inc. Department of Interior Purpose Administrative Support Legal Advisory Homeownership Program Homeownership Program Oversight Services Detailees Legal Advisory Legal Advisory Detailee Legal Services Financial Advisory Small Business Assistance Program Architectural Services Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Accounting/Internal Controls Administrative Support Financial Advisory Detailee Facilities Support Asset Management Services Asset Management Services Asset Management Services Detailee Detailee Administrative Support Administrative Support FOIA Support Services Detailee Detailee Legal Advisory Legal Advisory Information Technology Information Technology 36 Date Approved Type of Transaction 7/15/2009 7/17/2009 7/30/2009 7/30/2009 7/30/2009 8/10/2009 8/10/2009 8/18/2009 8/25/2009 9/2/2009 9/10/2009 9/11/2009 9/18/2009 9/30/2009 9/30/2009 9/30/2009 9/30/2009 11/9/2009 12/16/2009 12/22/2009 12/22/2009 12/22/2009 12/22/2009 12/22/2009 12/22/2009 12/22/2009 1/14/2010 1/15/2010 2/16/2010 2/16/2010 2/18/2010 3/8/2010 3/22/2010 3/26/2010 3/29/2010 4/2/2010 4/8/2010 Interagency Agreement Contract Contract Contract Contract Interagency Agreement Interagency Agreement Contract Interagency Agreement Contract Contract Contract Interagency Agreement Interagency Agreement Interagency Agreement Contract Contract Interagency Agreement Interagency Agreement Financial Agent Financial Agent Financial Agent Contract Financial Agent Financial Agent Financial Agent Interagency Agreement Contract Interagency Agreement Contract Interagency Agreement Contract Interagency Agreement Interagency Agreement Financial Agent Interagency Agreement Contract Vendor Judicial Watch Korn/Ferry International Cadwalader Wickersham & Taft LLP Debevoise & Plimpton, LLP Fox Hefter Swibel Levin & Carol, LLP Department of Justice NASA Mercer (US) Inc. Department of Justice Knowledge Mosaic Inc.* Equilar Inc.* PricewaterhouseCoopers LLP-1 Bureau of the Public Debt - ARC IMMIXTECHNOLOGY INC. IMMIXTECHNOLOGY INC. NNA Inc. SNL Financial LC Department of the Treasury - Departmental Offices Internal Revenue Service Avondale Investments, LLC* Bell Rock Capital, LLC* Howe Barnes Hoefer & Arnett, Inc.* Hughes Hubbard & Reed LLP KBW Asset Management, Inc.* Lombardia Capital Partners, LLC* Paradigm Asset Management Co., LLC* Government Accountability Office Association of Govt Accountants Internal Revenue Service The Mitre Corporation Bureau of the Public Debt - ARC Qualx Corporation* Financial Management Services - Gartner, Inc. Federal Maritime Commission (FMC) Morgan Stanley & Co. Incorporated Financial Clerk U.S. Senate Squire Sanders & Dempsey LLP Purpose Legal Advisory Administrative Support Legal Advisory Legal Advisory Legal Advisory Detailee Detailee Subscription Services Detailee Administrative Support Subscription Services Accounting/Internal Controls Administrative Support Information Technology Information Technology Administrative Support Subscription Services Administrative Support Detailee Asset Management Services Asset Management Services Asset Management Services Legal Advisory Asset Management Services Asset Management Services Asset Management Services Oversight Services Administrative Support Detailee Information Technology Information Technology FOIA Support Services Information Technology Detailee Disposition Agent Services Oversight Services Legal Advisory 37 Date Approved Type of Transaction 4/12/2010 4/22/2010 4/22/2010 4/23/2010 5/4/2010 5/17/2010 6/24/2010 6/30/2010 7/21/2010 7/21/2010 7/22/2010 7/22/2010 7/22/2010 7/27/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/6/2010 8/12/2010 8/30/2010 9/1/2010 9/17/2010 9/27/2010 9/30/2010 10/1/2010 10/8/2010 10/14/2010 10/26/2010 11/8/2010 11/18/2010 12/2/2010 Contract Contract Contract Contract Interagency Agreement Financial Agent Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Contract Interagency Agreement Contract Contract Contract Contract Interagency Agreement Contract Contract Interagency Agreement Contract Financial Agent Contract Vendor Ennis Knupp & Associates Inc Digital Management Inc.* Microlink Llc RDA Corporation* Internal Revenue Service Lazard Fréres & Co. LLC Reed Elsevier Inc (dba LexisNexis) The George Washington University Navigant Consulting Inc. Regis & Associates PC* Ernst & Young LLP PricewaterhouseCoopers LLP-1 Schiff Hardin LLP West Publishing Corporation Alston & Bird LLP Cadwalader Wickersham & Taft LLP Fox Hefter Swibel Levin & Carol, LLP Haynes and Boone LLP Hughes Hubbard & Reed LLP Love & Long LLP* Orrick Herrington Sutcliffe LLP Paul Weiss Rfknd Whrtn & Grrsn LLP Perkins Coie LLP Seyfarth Shaw LLP Shulman Rgrs Gndl Pordy & Ecker Pa Sullivan Cove Reign Enterprises JV* Venable LLP-1 Knowledge Mosaic Inc.* Department of Housing and Urban Development CQ-Roll Call Inc. Bingham Mccutchen LLP Davis Audrey Robinette* CCH Incorporated Financial Clerk U.S. Senate Management Concepts Inc**** Hispanic Assoc Of Coll & Univ* Government Accountability Office The Mitre Corporation* Greenhill & Co., LLC Addx Corporation* Purpose Financial Advisory Information Technology Information Technology Information Technology Administrative Support Transaction Structuring Services Subscription Services Administrative Support Compliance Compliance Compliance Compliance Legal Advisory Administrative Support Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Legal Advisory Administrative Support Detailee Administrative Support Legal Advisory Administrative Support Administrative Support Oversight Services Administrative Support Detailees Oversight Services Information Technology Structuring and Disposition Services Acquisition Support Services 38 Date Approved Type of Transaction 12/29/2010 1/5/2011 1/18/2011 1/24/2011 1/26/2011 2/24/2011 2/28/2011 3/3/2011 3/10/2011 3/22/2011 3/28/2011 4/20/2011 4/26/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/27/2011 4/28/2011 4/28/2011 4/28/2011 5/31/2011 5/31/2011 6/9/2011 6/9/2011 6/17/2011 7/28/2011 9/9/2011 9/12/2011 9/15/2011 9/29/2011 9/29/2011 10/4/2011 10/20/2011 11/18/2011 11/29/2011 12/20/2011 12/30/2011 12/30/2011 1/4/2012 1/5/2012 2/2/2012 Contract Interagency Agreement Financial Agent Interagency Agreement Contract Contract Interagency Agreement Contract Contract Contract Interagency Agreement Interagency Agreement Contract Contract Contract Contract Contract Contract Contract Contract Contract Interagency Agreement Contract Contract Contract Contract Contract Interagency Agreement Interagency Agreement Contract Contract Contract Interagency Agreement Interagency Agreement Contract Contract Financial Agent Contract Interagency Agreement Interagency Agreement Interagency Agreement Interagency Agreement Contract Vendor Reed Elsevier Inc (dba LexisNexis) Canon U.S.A. Inc. Perella Weinberg Partners & Co. Bureau of the Public Debt - ARC Association of Govt Accountants ESI International Inc. Department of the Treasury - Departmental Offices Equilar Inc.* Mercer (US) Inc. Harrison Scott Publications Fox News Network LLC Federal Reserve Bank of New York PricewaterhouseCoopers LLP-1 Oculus Group Inc.* MorganFranklin Corporation Lani Eko & Company CPAs LLC* FI Consulting Inc.* Ernst & Young LLP ASR Analytics LLC* Booz Allen Hamilton Inc. KPMG LLP Office of Personnel Management Reed Elsevier Inc (dba LexisNexis) West Publishing Corporation CQ-Roll Call Inc. ESI International Inc. Winvale Group LLC Internal Revenue Service Financial Management Service ADC LTD NM ABMI - All Business Machines, Inc.***** Knowledge Mosaic Inc.* Department of Interior Internal Revenue Service ABMI - All Business Machines, Inc.***** Qualx Corporation* Houlihan Lokey, Inc. Allison Group LLC* Department of the Treasury - Departmental Offices Bureau of the Public Debt - ARC Government Accountability Office Office of Personnel Management Moody's Analytics Inc. Purpose Subscription Services Administrative Support Structuring and Disposition Services Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Administrative Support Subscription Services Litigation Settlement Financial Reporting Financial Services Financial Services Financial Services Financial Services Financial Services Financial Services Financial Services Financial Services Financial Services Training Subscription Services Subscription Services Subscription Services Administrative Support Subscription Services Legal Services Interns Legal Services Administrative Support Administrative Support Information Technology Detailee Administrative Support FOIA Support Services Transaction Structuring Services Training Administrative Support Administrative Support Administrative Support Training Subscription Services 39 Date Approved Type of Transaction 2/14/2012 2/27/2012 2/7/2012 3/30/2012 3/6/2012 3/14/2012 Contract Contract Financial Agent Contract Contract Interagency Agreement Vendor Association of Govt Accountants Diversified Search LLC Greenhill & Co., LLC E-Launch Multimedia, Inc. Integrated Federal Solutions, Inc.* Department of Interior Purpose Administrative Support Financial Advisory Structuring and Disposition Services Administrative Support Acquisition Support Services Information Technology * Small or Women-, or Minority-Owned Small Business **Contract responsibilities assumed by Sonnenschein Nath & Rosenthal via novation. ***Contract responsibilities assumed by Bingham McCutchen, LLP via novation. **** Previously listed separate contracts for various training. ***** Service Disabled Veteran; HubZone business 40 U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Insurance Contracts [Section 105(a)(3)(B)] For Period Ending March 31, 2012 Name Amount Termination of the $5,000,000,000 Master Agreement between Citigroup and the UST, and FDIC occurred on December 23, 2009 due to the improvement of Citigroup's financial condition and financial market stability. 41 Troubled Asset Relief Program Transactions Report - Investment Programs For Period Ending March 31, 2012 CAPITAL PURCHASE PROGRAM Seller Footnote 1b 11, 23 5/26/2010 49 14 3a, 72 2/10/2012 Name of Institution Purchase Date 10/28/2008 Bank of America Corporation 10/28/2008 The Bank of New York Mellon Corporation Charlotte New York State Investment Description Investment Amount NC NY Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 15,000,000,000 3,000,000,000 Pricing Mechanism Par Par Citigroup Inc. New York NY Common Stock w/ Warrants $ 25,000,000,000 Par 10/28/2008 10/28/2008 10/28/2008 10/28/2008 10/28/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 The Goldman Sachs Group, Inc. JPMorgan Chase & Co. Morgan Stanley State Street Corporation Wells Fargo & Company Bank of Commerce Holdings 1st FS Corporation UCBH Holdings, Inc. Northern Trust Corporation SunTrust Banks, Inc. New York New York New York Boston San Francisco Redding Hendersonville San Francisco Chicago Atlanta NY NY NY MA CA CA NC CA IL GA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ 10,000,000,000 25,000,000,000 10,000,000,000 2,000,000,000 25,000,000,000 17,000,000 16,369,000 298,737,000 1,576,000,000 3,500,000,000 Par Par Par Par Par Par Par Par Par Par 11/14/2008 Broadway Financial Corporation Los Angeles CA Preferred Stock $ 9,000,000 Par 11/14/2008 11/14/2008 Washington Federal, Inc. BB&T Corp. M&T Bank Corporation (Provident Bancshares Corp.) Umpqua Holdings Corp. Comerica Inc. Regions Financial Corporation Capital One Financial Corporation First Horizon National Corporation Huntington Bancshares KeyCorp Seattle Winston-Salem WA NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 200,000,000 3,133,640,000 Par Par Baltimore MD Preferred Stock w/ Warrants $ 151,500,000 Par Portland Dallas Birmingham McLean Memphis Columbus Cleveland OR TX AL VA TN OH OH Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ 214,181,000 2,250,000,000 3,500,000,000 3,555,199,000 866,540,000 1,398,071,000 2,500,000,000 Par Par Par Par Par Par Par 11/14/2008 11/14/2008 Valley National Bancorp Wayne NJ Preferred Stock w/ Warrants $ 300,000,000 Par Capital Repayment Capital Repayment Date Amount (Loss) 6 4 12/9/2009 $ 15,000,000,000 6/17/2009 4 $ 3,000,000,000 ** 6/17/2009 6/17/2009 6/17/2009 6/17/2009 12/23/2009 9/27/2011 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Final Disposition Date $ $ 0 0 Warrants Warrants 3/3/2010 8/5/2009 Final Disposition Disposition Final Disposition Investment 15 Proceeds Description 1b A $ Warrants 186,342,969 R $ Warrants 136,000,000 23 $ 25,000,000,000 $ 0 Warrants 1/25/2011 Warrants A $ 4 $ $ $ $ $ $ 10,000,000,000 25,000,000,000 10,000,000,000 2,000,000,000 25,000,000,000 17,000,000 $ $ $ $ $ $ 0 0 0 0 0 0 Warrants Warrants Warrants Warrants Warrants Warrants 7/22/2009 12/10/2009 8/12/2009 7/8/2009 5/20/2010 10/26/2011 Warrants Warrants Warrants Warrants Warrants Warrants R A R R A R $ $ 1,576,000,000 3,500,000,000 $ $ 0 0 Warrants Warrants 8/26/2009 9/22/2011 $ $ 200,000,000 3,133,640,000 $ $ 0 0 Warrants Warrants $ $ 214,181,000 2,250,000,000 $ $ 0 0 $ $ $ $ 3,555,199,000 866,540,000 1,398,071,000 2,500,000,000 $ $ $ $ 0 0 0 0 4 4 5 4 49 6/17/2009 3/30/2011 4 5/27/2009 6/17/2009 4 2/17/2010 3/17/2010 5 6/17/2009 12/22/2010 12/22/2010 3/30/2011 4 6/3/2009 4 $ 75,000,000 $ 225,000,000 9/23/2009 4 $ 125,000,000 $ 100,000,000 4 4 4 4 4 4 1,100,000,000 950,318,243 950,000,000 60,000,000 849,014,998 125,000 Warrants Warrants R $ A $ 87,000,000 14,269,536 3/9/2010 7/22/2009 Warrants Warrants A $ R $ 15,623,222 67,010,402 Warrants Warrants 3/31/2010 5/6/2010 Warrants Warrants R $ A $ 4,500,000 183,673,472 Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants Preferred Stock w/ Warrants 12/3/2009 3/9/2011 1/19/2011 4/20/2011 Warrants Warrants Warrants Warrants A R R R $ $ $ $ 148,731,030 79,700,000 49,100,000 70,000,000 5/18/2010 Warrants A $ 5,571,592 12/23/2009 $ 100,000,000 $ 11/14/2008 Zions Bancorporation Salt Lake City UT Preferred Stock w/ Warrants $ 1,400,000,000 Par 3/28/2012 4 $ 700,000,000 $ 11/14/2008 Marshall & Ilsley Corporation Milwaukee WI Preferred Stock w/ Warrants $ 1,715,000,000 Par 7/5/2011 44 $ 1,715,000,000 $ 0 Warrants 7/5/2011 Warrants 6/17/2009 4/22/2009 5/27/2009 6/3/2009 9/30/2009 4 $ $ $ $ $ 6,599,000,000 361,172,000 184,011,000 25,000,000 27,875,000 $ $ $ $ $ 0 0 0 0 0 7/15/2009 12/15/2009 6/24/2009 6/30/2009 10/28/2009 Warrants Warrants Warrants Warrants Warrants 12/30/2009 4 $ 200,000,000 $ 4/7/2010 3/3/2010 7/8/2009 9/27/2011 4 $ $ $ 200,000,000 41,500,000 140,000,000 $ $ $ Warrants Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants 11/21/2008 11/21/2008 11/21/2008 11/21/2008 U.S. Bancorp TCF Financial Corporation First Niagara Financial Group HF Financial Corp. Centerstate Banks of Florida Inc. City National Corporation First Community Bancshares Inc. Western Alliance Bancorporation Webster Financial Corporation Minneapolis Wayzata Lockport Sioux Falls Davenport Beverly Hills Bluefield Las Vegas Waterbury MN MN NY SD FL CA VA NV CT Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ 6,599,000,000 361,172,000 184,011,000 25,000,000 27,875,000 400,000,000 41,500,000 140,000,000 400,000,000 Par Par Par Par Par Par Par Par Par 4 5 4 5 5 49 0 700,000,000 200,000,000 0 0 0 3/3/2010 4 $ 100,000,000 $ 300,000,000 10/13/2010 4 $ 100,000,000 $ 200,000,000 12/29/2010 4 $200,000,000 $ 0 54,621,849 $ $ $ $ $ $ 4 11/14/2008 11/14/2008 11/21/2008 11/21/2008 11/21/2008 49 City Capital Repayment Details 10/28/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 44 5/16/2011 Purchase Details 9 9 44 R $ R A R R R 3,250,000 $ $ $ $ $ 139,000,000 9,599,964 2,700,000 650,000 212,000 Warrants R $ 18,500,000 11/18/2011 11/18/2011 Warrants Warrants P $ P $ 30,600 415,000 6/2/2011 Warrants A $ 20,678,339 9 9 42 Seller Footnote 29 9/24/2010 74 3/28/2012 47 6/30/2011 Purchase Date 50 49 75 3/28/2012 17, 54 12 State Investment Description Investment Amount Capital Repayment Date Capital Repayment Amount (Loss) 6 Final Disposition Date Final Disposition Disposition Investment 15 Description Final Disposition Proceeds Pacific Capital Bancorp Santa Barbara CA Common Stock w/ Warrants $ 195,045,000 Par Heritage Commerce Corp. Ameris Bancorp Porter Bancorp Inc. San Jose Moultrie Louisville CA GA KY Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 40,000,000 52,000,000 35,000,000 Par Par Par 3/7/2012 4 $ 40,000,000 $ 0 Warrants 11/21/2008 Banner Corporation Walla Walla WA Preferred Stock w/ Warrants $ 124,000,000 Par 3/28/2012 74 $ 108,071,915 $ 0 Warrants 6/30/2011 47 $ 16,250,000 $ 0 N/A N/A N/A 47 - 8/11/2010 12/22/2010 12/15/2010 4 $ $ $ 76,898,000 24,000,000 19,300,000 $ $ $ 0 0 0 Warrants Warrants Warrants 9/1/2010 8/17/2011 1/5/2011 Warrants Warrants Warrants 9 R $ R $ R $ 3,301,647 450,000 1,003,227 1/13/2010 4 $ 50,000,000 $ Warrants A $ 6,352,500 $ 104,000,000 $ Preferred Stock w/ Warrants Warrants 2/1/2011 6/16/2010 4 4/6/2011 4 $ 262,500,000 $ 11/30/2011 Warrants A $ 3,584,977 9/14/2011 4 $ 262,500,000 $ 0 Warrants 12/9/2009 4 $ 215,000,000 $ 0 Warrants 12/30/2009 Warrants R $ 10,000,000 3/14/2012 11/23/2011 4 $ $ 196,000,000 193,000,000 $ $ 0 0 Warrants Warrants 12/21/2011 Warrants R $ 900,000 $ $ $ $ 75,000,000 34,000,000 1,700,000 90,000,000 $ $ $ $ 0 0 0 0 12/23/2009 11/18/2011 10/14/2009 5/20/2009 Warrants Warrants Warrants Warrants R P R R 12/23/2009 5 $ 15,000,000 $ Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants 11/18/2011 7/14/2011 49 $ 23,235,000 $ 7/21/2010 4 $ 41,547,000 $ 12/15/2010 4 $ 41,547,000 $ 0 Preferred Stock w/ Warrants Warrants 11/21/2008 Cascade Financial Corporation Everett WA Preferred Stock w/ Warrants $ 38,970,000 Par 11/21/2008 11/21/2008 11/21/2008 11/21/2008 Columbia Banking System, Inc. Heritage Financial Corporation First PacTrust Bancorp, Inc. Severn Bancorp, Inc. Tacoma Olympia Chula Vista Annapolis WA WA CA MD Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 76,898,000 24,000,000 19,300,000 23,393,000 Par Par Par Par 11/21/2008 Boston Private Financial Holdings, Inc. Boston MA Preferred Stock w/ Warrants $ 154,000,000 Par 11/21/2008 Associated Banc-Corp Trustmark Corporation First Community Corporation Taylor Capital Group BBCN Bancorp, Inc. (Nara Bancorp, Inc.) Green Bay 525,000,000 215,000,000 11,350,000 104,823,000 Par Par Par Los Angeles CA Preferred Stock w/ Warrants $ 67,000,000 Par Melrose Park Chicago Itasca Blairsville Wheeling Houston El Segundo Lafayette Bethesda Olney IL IL IL GA WV TX CA LA MD MD Mandatorily Convertible Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ 89,388,000 Par $ $ $ $ $ $ $ 196,000,000 193,000,000 180,000,000 75,000,000 34,000,000 1,700,000 90,000,000 Par Par Par Par Par Par Par $ $ 38,235,000 83,094,000 4 4 104,000,000 0 262,500,000 Par $ $ $ Midwest Banc Holdings, Inc. Sandy Spring Bancorp, Inc. $ Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants MB Financial Inc. First Midwest Bancorp, Inc. United Community Banks, Inc. WesBanco, Inc. Encore Bancshares Inc. Manhattan Bancorp Iberiabank Corporation Eagle Bancorp, Inc. Preferred Stock w/ Warrants MS SC IL 12/5/2008 12/5/2008 WI Jackson Lexington Rosemont 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 26 9/30/2010 50 City Pricing Mechanism Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 14, 20 Name of Institution Capital Repayment Details 11/21/2008 11/21/2008 66 11/30/2011 Purchase Details 9/9/2009 9/27/2011 9/16/2009 3/31/2009 4 4 50 4 5 23,235,000 Par Par 0 41,547,000 Preferred Stock w/ Warrants 9 N/A $ $ $ $ 950,000 637,071 63,364 1,200,000 Warrants P $ 2,794,422 2/23/2011 Warrants R $ 4,450,000 14,500,000 9 Warrants 12/5/2008 12/5/2008 Coastal Banking Company, Inc. East West Bancorp Fernandina Beach Pasadena FL CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 9,950,000 306,546,000 Par Par 12/29/2010 4 $ 306,546,000 $ 0 Warrants 1/26/2011 Warrants 9 R $ 12/5/2008 South Financial Group, Inc. Greenville SC Preferred Stock w/ Warrants $ 347,000,000 Par 9/30/2010 26 $ 130,179,219 $ 0 Warrants 9/30/2010 Warrants 26 R $ 400,000 12/5/2008 12/5/2008 12/5/2008 Great Southern Bancorp Cathay General Bancorp Southern Community Financial Corp. Springfield Los Angeles Winston-Salem MO CA NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 58,000,000 258,000,000 42,750,000 Par Par Par 8/18/2011 50 $ 58,000,000 $ 0 Warrants 9/21/2011 Warrants R $ 6,436,364 CVB Financial Corp Ontario CA Preferred Stock w/ Warrants $ 130,000,000 Par 8/26/2009 4 12/5/2008 $ 97,500,000 $ Warrants R $ 1,307,000 $ 32,500,000 $ 0 Preferred Stock w/ Warrants Warrants 10/28/2009 9/2/2009 4 3/28/2012 75 $ 55,926,478 $ 0 Warrants 3/31/2009 4 $ 28,000,000 $ 0 Warrants 11/18/2011 Warrants P $ 1,703,984 12/5/2008 First Defiance Financial Corp. Defiance OH Preferred Stock w/ Warrants $ 37,000,000 Par 12/5/2008 First Financial Holdings Inc. Charleston SC Preferred Stock w/ Warrants $ 65,000,000 Par 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 Superior Bancorp Inc. Southwest Bancorp, Inc. Popular, Inc. Blue Valley Ban Corp Central Federal Corporation Bank of Marin Bancorp BNC Bancorp Birmingham Stillwater San Juan Overland Park Fairlawn Novato Thomasville AL OK PR KS OH CA NC Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ 69,000,000 70,000,000 935,000,000 21,750,000 7,225,000 28,000,000 31,260,000 Par Par Par Par Par Par Par 32,500,000 9 43 Seller Purchase Details Name of Institution City State Investment Description Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Footnote Purchase Date 50 49 12/5/2008 12/5/2008 Central Bancorp, Inc. Southern Missouri Bancorp, Inc. Somerville Poplar Bluff MA MO Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 10,000,000 9,550,000 Par Par 8/25/2011 7/21/2011 68 - 1/1/2012 12/5/2008 Valley National Bancorp (State Bancorp, Inc.) Wayne NJ Preferred Stock w/ Warrants $ 36,842,000 Par 12/14/2011 32 9/30/2010 55 24 50 35 43 5/13/2011 12/5/2008 TIB Financial Corp Naples FL Preferred Stock w/ Warrants $ 37,000,000 Par 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 Unity Bancorp, Inc. Old Line Bancshares, Inc. FPB Bancorp, Inc. Sterling Financial Corporation Oak Valley Bancorp Old National Bancorp Capital Bank Corporation Pacific International Bancorp SVB Financial Group LNB Bancorp Inc. M&T Bank Corporation (Wilmington Trust Corporation) Clinton Bowie Port St. Lucie Spokane Oakdale Evansville Raleigh Seattle Santa Clara Lorain NJ MD FL WA CA IN NC WA CA OH Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Common Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ 20,649,000 7,000,000 5,800,000 303,000,000 13,500,000 100,000,000 41,279,000 6,500,000 235,000,000 25,223,000 Par Par Par Par Par Par Par Par Par Par Wilmington DE Preferred Stock w/ Warrants $ 330,000,000 Par 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 66 11/30/2011 50 76 3/28/2012 22 50 70 49 45 - 6/3/2011 Susquehanna Bancshares, Inc Lititz PA Preferred Stock w/ Warrants $ 300,000,000 Par 50 Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description $ $ 10,000,000 9,550,000 $ $ 0 0 Warrants Warrants 4 $ 36,842,000 $ 0 Warrants 9/30/2010 32 $ 12,119,637 $ 0 7/15/2009 4 $ 7,000,000 $ 8/11/2011 3/31/2009 1/28/2011 50 $ $ $ 13,500,000 100,000,000 41,279,000 12/23/2009 5 $ 5/13/2011 43 4/21/2010 4 12/22/2010 3/31/2009 4 11/4/2009 Final Disposition Date Final Disposition Disposition Investment 15 Description 10/19/2011 Warrants Warrants 9/30/2010 Warrants 0 Warrants 9/2/2009 $ $ $ 0 0 0 Warrants Warrants N/A 235,000,000 $ 0 Warrants $ 330,000,000 $ $ 200,000,000 $ $ $ 100,000,000 120,000,000 $ $ 0 0 Preferred Stock w/ Warrants Warrants Warrants 4 $ 75,000,000 $ 0 4 $ $ $ 125,198,000 45,220,000 76,458,000 $ $ $ 49 4 35 4 Final Disposition Proceeds R $ 2,525,000 R $ 40,000 Warrants R $ 225,000 9/28/2011 5/8/2009 N/A Warrants Warrants N/A R $ R $ - 560,000 1,200,000 N/A 6/16/2010 Warrants R $ 6,820,000 1/19/2011 Warrants R $ 5,269,179 3/10/2010 Warrants A $ 11,320,751 Warrants 11/24/2009 Warrants R $ 2,650,000 0 0 0 Warrants Warrants Warrants 6/9/2010 9/8/2010 Warrants Warrants A $ R $ 3,007,891 4,753,985 0 Warrants 4/7/2010 4/13/2011 Warrants Warrants R $ R $ 1,488,046 1,000,000 0 100,000,000 32 35 9 Warrants New York Hopkinsville Flint Columbus Little Rock NY KY MI IN AR Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ 120,000,000 18,400,000 300,000,000 21,500,000 75,000,000 Par Par Par Par Par Los Angeles CA Preferred Stock w/ Warrants $ 55,000,000 Par 12/12/2008 12/12/2008 12/12/2008 12/12/2008 Signature Bank HopFed Bancorp Citizens Republic Bancorp, Inc. Indiana Community Bancorp Bank of the Ozarks, Inc. BBCN Bancorp, Inc. (Center Financial Corporation) NewBridge Bancorp Sterling Bancshares, Inc. The Bancorp, Inc. TowneBank Greensboro Houston Wilmington Portsmouth NC TX DE VA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 52,372,000 125,198,000 45,220,000 76,458,000 Par Par Par Par 5/5/2009 3/10/2010 9/22/2011 12/12/2008 Wilshire Bancorp, Inc. Los Angeles CA Preferred Stock w/ Warrants $ 62,158,000 Par 3/28/2012 76 $ 57,766,994 $ 12/12/2008 Valley Financial Corporation Roanoke VA $ 16,019,000 Par 12/12/2008 Independent Bank Corporation Ionia MI Preferred Stock w/ Warrants Mandatorily Convertible Preferred Stock w/ Warrants $ 74,426,000 Par 12/12/2008 Pinnacle Financial Partners, Inc. Nashville TN Preferred Stock w/ Warrants $ 95,000,000 Par 12/28/2011 4 $ 23,750,000 $ 4/7/2010 3/16/2011 4 $ $ 10,000,000 150,000,000 $ $ 0 0 Preferred Stock w/ Warrants Warrants Warrants 9/22/2011 50 $ 20,500,000 $ 0 Warrants 11/9/2011 Warrants R $ 225,157 11/18/2009 4 $ 15,000,000 $ 0 Warrants 12/16/2009 Warrants R $ 560,000 8/4/2011 49 $ 8,500,000 $ 0 Warrants 9/14/2011 Warrants R $ 315,000 11/24/2009 4 $ 22,000,000 $ 0 Warrants 12/16/2009 Warrants $ 300,000,000 $ 0 Warrants 6/3/2011 Warrants 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 First Litchfield Financial Corporation National Penn Bancshares, Inc. Northeast Bancorp Citizens South Banking Corporation Virginia Commerce Bancorp Fidelity Bancorp, Inc. LSB Corporation Intermountain Community Bancorp Community West Bancshares Synovus Financial Corp. Tennessee Commerce Bancorp, Inc. Community Bankers Trust Corporation BancTrust Financial Group, Inc. Enterprise Financial Services Corp. Mid Penn Bancorp, Inc. Summit State Bank VIST Financial Corp. Wainwright Bank & Trust Company Litchfield Boyertown Lewiston Gastonia Arlington Pittsburgh North Andover Sandpoint Goleta Columbus Franklin Glen Allen Mobile St. Louis Millersburg Santa Rosa Wyomissing Boston CT PA ME NC VA PA MA ID CA GA TN VA AL MO PA CA PA MA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,000,000 150,000,000 4,227,000 20,500,000 71,000,000 7,000,000 15,000,000 27,000,000 15,600,000 967,870,000 30,000,000 17,680,000 50,000,000 35,000,000 10,000,000 8,500,000 25,000,000 22,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 12/19/2008 Whitney Holding Corporation New Orleans LA Preferred Stock w/ Warrants $ 300,000,000 Par 12/19/2008 The Connecticut Bank and Trust Company Hartford CT Preferred Stock w/ Warrants $ 5,448,000 Par 6/3/2011 5 50 4 71,250,000 9 9 45 R $ 568,700 R $ 6,900,000 44 Seller Purchase Details Name of Institution City State Investment Description Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Final Disposition Date Final Disposition Disposition Investment 15 Description Final Disposition Proceeds Footnote Purchase Date 50 64 10/21/2011 77 3/28/2012 12/19/2008 CoBiz Financial Inc. Denver CO Preferred Stock w/ Warrants $ 64,450,000 Par 9/8/2011 50 $ 64,450,000 $ 0 Warrants 11/18/2011 Warrants 12/19/2008 Santa Lucia Bancorp Atascadero CA Preferred Stock w/ Warrants $ 4,000,000 Par 10/21/2011 64 $ 2,800,000 $ 0 N/A N/A N/A 12/19/2008 Seacoast Banking Corporation of Florida Stuart FL Preferred Stock w/ Warrants $ 50,000,000 Par 3/28/2012 77 $ 40,404,700 $ 0 Warrants 11/10/2010 8/25/2011 4 $ $ 6,250,000 18,750,000 $ $ Warrants 11/18/2011 Warrants P $ 1,750,551 $ $ $ 40,000,000 25,000,000 21,000,000 $ $ $ 0 0 0 Warrants Warrants Warrants 6/24/2009 8/24/2011 11/2/2011 Warrants Warrants Warrants R $ R $ R $ 1,040,000 599,042 825,000 A $ R $ R $ 25,964,061 900,000 260,000 R $ 450,000 50 50 50 30 9/29/2010 49 50 2 2, 49 2, 49 2, 3 2 2 2 2 2 2 2 2 2 2, 50 49 59 - 9/7/2011 - 143,677 N/A 12/19/2008 Horizon Bancorp Michigan City IN Preferred Stock w/ Warrants $ 25,000,000 Par 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 Fidelity Southern Corporation Community Financial Corporation Berkshire Hills Bancorp, Inc. First California Financial Group, Inc AmeriServ Financial, Inc Atlanta Staunton Pittsfield Westlake Village Johnstown GA VA MA CA PA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ 48,200,000 12,643,000 40,000,000 25,000,000 21,000,000 Par Par Par Par Par 5/27/2009 7/14/2011 8/11/2011 50 12/19/2008 Security Federal Corporation Aiken SC Preferred Stock w/ Warrants $ 18,000,000 Par 9/29/2010 4 $ 18,000,000 $ 0 Warrants 12/19/2008 12/19/2008 12/19/2008 Wintrust Financial Corporation Flushing Financial Corporation Monarch Financial Holdings, Inc. Lake Forest Lake Success Chesapeake IL NY VA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 250,000,000 70,000,000 14,700,000 Par Par Par 12/22/2010 10/28/2009 12/23/2009 4 $ $ $ 250,000,000 70,000,000 14,700,000 $ $ $ 0 0 0 2/8/2011 12/30/2009 2/10/2010 Warrants Warrants Warrants 4/13/2011 4 $ 7,500,000 $ 12/28/2011 4 $ 22,500,000 $ 0 Warrants Warrants Warrants Preferred Stock w/ Warrants Warrants 11/18/2009 5 $ 59,000,000 $ 0 Warrants 12/23/2009 Warrants 9/30/2009 Warrants R $ 1,400,000 6/17/2009 9/28/2011 Warrants Warrants R $ R $ 900,000 1,800,000 R $ R $ 4,382,000 777,000 R $ A $ 465,000 3,116,284 12/19/2008 18 18,750,000 0 P $ 64 StellarOne Corporation 50 5 5 22,500,000 9 9 VA Preferred Stock w/ Warrants $ 30,000,000 Par Bowling Green VA Preferred Stock w/ Warrants $ 59,000,000 Par Mount Pleasant Providence Lee's Summit Elmira Syracuse Dubuque SC RI MO NY NY IA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ 14,448,000 30,000,000 30,255,000 9,090,000 26,918,000 81,698,000 Par Par Par Par Par Par 8/5/2009 4 $ 30,000,000 $ 0 Warrants 8/25/2011 5/13/2009 9/15/2011 49 $ $ $ 9,090,000 26,918,000 81,698,000 $ $ $ 0 0 0 2/16/2011 4 $ 2,212,308 $ Warrants Warrants Warrants Preferred Stock w/ Warrants 9/27/2011 9/22/2011 49 $ $ 87,631,000 15,540,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 9/27/2011 9/22/2011 Preferred Stock Preferred Stock 2, 7 9/22/2011 2/24/2010 50 $ $ 9,294,000 80,000,000 $ $ 0 0 Preferred Stock 2 Warrants 9/22/2011 6/2/2010 Preferred Stock Warrants 2, 7 2/23/2011 4 $ 15,000,000 $ Preferred Stock w/ Warrants 4/20/2011 Warrants R $ 1,395,000 3/16/2011 4 $ 8,864,000 $ 5/18/2011 4 $ 370,000,000 $ $ 7,500,000 $ 0 Preferred Stock w/ Warrants Warrants 12/7/2011 Warrants R $ 51,113 0 N/A N/A N/A 5/11/2011 Warrants 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 Citizens First Corporation Bowling Green KY Preferred Stock w/ Warrants $ 8,779,000 Par 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/23/2008 FFW Corporation Plains Capital Corporation Tri-County Financial Corporation OneUnited Bank Patriot Bancshares, Inc. Pacific City Financial Corporation Marquette National Corporation Exchange Bank Monadnock Bancorp, Inc. Bridgeview Bancorp, Inc. Fidelity Financial Corporation Patapsco Bancorp, Inc. NCAL Bancorp FCB Bancorp, Inc. First Financial Bancorp Wabash Dallas Waldorf Boston Houston Los Angeles Chicago Santa Rosa Peterborough Bridgeview Wichita Dundalk Los Angeles Louisville Cincinnati IN TX MD MA TX CA IL CA NH IL KS MD CA KY OH Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 7,289,000 87,631,000 15,540,000 12,063,000 26,038,000 16,200,000 35,500,000 43,000,000 1,834,000 38,000,000 36,282,000 6,000,000 10,000,000 9,294,000 80,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 12/23/2008 Bridge Capital Holdings San Jose CA Preferred Stock w/ Warrants $ 23,864,000 Par 12/23/2008 12/23/2008 International Bancshares Corporation First Sound Bank Laredo Seattle TX WA Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 216,000,000 7,400,000 Par Par 12/23/2008 M&T Bank Corporation Buffalo NY Preferred Stock w/ Warrants $ 600,000,000 Par 12/23/2008 12/23/2008 4 Charlottesville Union First Market Bankshares Corporation (Union Bankshares Corporation) Tidelands Bancshares, Inc Bancorp Rhode Island, Inc. Hawthorn Bancshares, Inc. The Elmira Savings Bank, FSB Alliance Financial Corporation Heartland Financial USA, Inc. 12/19/2008 50 Emclaire Financial Corp. Park National Corporation Emlenton Newark 4 50 49 5 PA OH Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 7,500,000 100,000,000 Par Par 8/18/2011 49 9/7/2011 59 $ 68,700,000 $ 2/23/2011 4 $ 12,505,000 $ 12/23/2008 Green Bankshares, Inc. Greeneville TN Preferred Stock w/ Warrants $ 72,278,000 Par 12/23/2008 Cecil Bancorp, Inc. Elkton MD Preferred Stock w/ Warrants $ 11,560,000 Par 12/23/2008 Financial Institutions Inc Warsaw NY Preferred Stock w/ Warrants $ 37 515 000 Par 6,566,692 8,864,000 0 230,000,000 25,010,000 9 2, 7 9 Warrants Preferred Stock w/ Warrants 59 - N/A R $ 2 079 963 45 Seller Footnote Name of Institution Purchase Date 12/23/2008 Financial Institutions, Inc. Purchase Details City Warsaw State Investment Description NY Preferred Stock w/ Warrants $ Capital Repayment Details Investment Amount 37,515,000 Pricing Mechanism Par Capital Repayment Date 3/30/2011 4 Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Final Disposition Date 5/11/2011 Final Disposition Disposition Final Disposition Investment 15 Proceeds Description R $ Warrants 2,079,963 $ 25,010,000 $ 0 Warrants 12/23/2008 Fulton Financial Corporation Lancaster PA Preferred Stock w/ Warrants $ 376,500,000 Par 7/14/2010 4 $ 376,500,000 $ 0 Warrants 30 - 9/3/2010 12/23/2008 United Bancorporation of Alabama, Inc. Atmore AL Preferred Stock w/ Warrants $ 10,300,000 Par 9/3/2010 4 $ 10,300,000 $ 0 Warrants 50 12/23/2008 12/23/2008 12/23/2008 MutualFirst Financial, Inc. BCSB Bancorp, Inc. HMN Financial, Inc. Muncie Baltimore Rochester IN MD MN Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 32,382,000 10,800,000 26,000,000 Par Par Par 8/25/2011 1/26/2011 50 $ $ 32,382,000 10,800,000 $ $ 0 0 Warrants Warrants 12/23/2008 First Community Bank Corporation of America Pinellas Park FL Preferred Stock w/ Warrants $ 10,685,000 Par 5/31/2011 39 $ 7,754,267 $ 0 N/A N/A N/A 12/23/2008 12/23/2008 12/23/2008 New York New York Newton NY NY NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 42,000,000 25,000,000 25,054,000 Par Par Par 4/27/2011 4 $ 42,000,000 $ 0 Warrants 5/18/2011 Warrants R $ 945,775 Hermitage PA Preferred Stock w/ Warrants $ 31,762,000 Par 1/3/2012 67 $ 31,762,000 $ 0 Warrants 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 Sterling Bancorp Intervest Bancshares Corporation Peoples Bancorp of North Carolina, Inc. F.N.B. Corporation (Parkvale Financial Corporation) Timberland Bancorp, Inc. 1st Constitution Bancorp Central Jersey Bancorp Western Illinois Bancshares Inc. Saigon National Bank Capital Pacific Bancorp Uwharrie Capital Corp Hoquiam Cranbury Oakhurst Monmouth Westminster Portland Albemarle WA NJ NJ IL CA OR NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 16,641,000 12,000,000 11,300,000 6,855,000 1,549,000 4,000,000 10,000,000 Par Par Par Par Par Par Par 10/27/2010 11/24/2010 4 $ $ 12,000,000 11,300,000 $ $ 0 0 Warrants Warrants 11/18/2011 12/1/2010 Warrants Warrants P $ R $ 326,576 319,659 12/23/2008 Mission Valley Bancorp Sun Valley CA Preferred Stock $ 5,500,000 Par 8/20/2010 4 $ 5,500,000 $ 0 N/A N/A N/A 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 The Little Bank, Incorporated Pacific Commerce Bank Citizens Community Bank Seacoast Commerce Bank TCNB Financial Corp. Leader Bancorp, Inc. Nicolet Bankshares, Inc. Kinston Los Angeles South Hill Chula Vista Dayton Arlington Green Bay NC CA VA CA OH MA WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 7,500,000 4,060,000 3,000,000 1,800,000 2,000,000 5,830,000 14,964,000 Par Par Par Par Par Par Par 7/28/2011 9/1/2011 8/3/2011 11/24/2010 9/1/2011 11/24/2009 6/8/2011 8/18/2011 49 $ $ $ $ $ $ $ $ 3,000,000 1,800,000 2,000,000 5,830,000 14,964,000 3,455,000 3,455,000 6,885,000 $ $ $ $ $ $ $ $ Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 7/28/2011 9/1/2011 8/3/2011 11/24/2010 9/1/2011 Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock 2, 7 8/18/2011 Preferred Stock $ $ 4,700,000 4,767,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 12/30/2010 7/14/2011 $ $ $ $ 11,600,000 1,350,000,000 7,579,200,000 3,408,000,000 $ $ $ $ 0 0 0 0 Preferred Stock 2 Warrants Warrants Warrants $ $ 0 36,000,000 $ $ 0 0 $ $ 10,000,000,000 125,000,000 $ $ 0 0 7,172,000 $ 21,513,000 14,341,000 393/11/2011 67 12/29/2011 2 2 2 2 3, 30 8/20/2010 2 2 2, 49 2, 49 2 2 2, 49 2, 49 2 2 2 2, 49 2, 61 2 2, 50 31 9/30/2010 16 2 1a, 1b 12/23/2008 12/23/2008 Magna Bank Memphis TN Preferred Stock w/ Exercised Warrants $ 13,795,000 Par 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/31/2008 12/31/2008 12/31/2008 Western Community Bancshares, Inc. Community Investors Bancorp, Inc. Capital Bancorp, Inc. Cache Valley Banking Company Citizens Bancorp Tennessee Valley Financial Holdings, Inc. Pacific Coast Bankers' Bancshares SunTrust Banks, Inc. The PNC Financial Services Group Inc. Fifth Third Bancorp Palm Desert Bucyrus Rockville Logan Nevada City Oak Ridge San Francisco Atlanta Pittsburgh Cincinnati CA OH MD UT CA TN CA GA PA OH Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ 7,290,000 2,600,000 4,700,000 4,767,000 10,400,000 3,000,000 11,600,000 1,350,000,000 7,579,200,000 3,408,000,000 Par Par Par Par Par Par Par Par Par Par 12/31/2008 Hampton Roads Bankshares, Inc. Norfolk VA Common Stock w/ Warrants $ 80,347,000 Par 12/31/2008 12/31/2008 12/31/2008 1/9/2009 1/9/2009 1/9/2009 CIT Group Inc. West Bancorporation, Inc. First Banks, Inc. Bank of America Corporation FirstMerit Corporation Farmers Capital Bank Corporation New York West Des Moines Clayton Charlotte Akron Frankfort NY IA MO NC OH KY Contingent Value Rights Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ 2,330,000,000 36,000,000 295,400,000 10,000,000,000 125,000,000 30,000,000 Par Par Par Par Par Par 1/9/2009 Peapack-Gladstone Financial Corporation Gladstone NJ Preferred Stock w/ Warrants $ 28,685,000 Par 12/30/2010 7/14/2011 4 4 49 4 4 49 4 4 49 4 49 7/28/2011 3/30/2011 2/10/2010 2/2/2011 50 2/8/2010 6/29/2011 16 12/9/2009 4/22/2009 4 1/6/2010 4 $ 3/2/2011 4 $ 7,172,000 $ 4 $ $ 14,341,000 5,000,000 $ $ 4 $ 12,500,000 $ 1/9/2009 Commerce National Bank Newport Beach CA Preferred Stock w/ Warrants $ 5,000,000 Par 1/11/2012 10/7/2009 1/9/2009 The First Bancorp, Inc. Damariscotta ME Preferred Stock w/ Warrants $ 25,000,000 Par 8/24/2011 4 4 4 4 4 4 0 0 0 0 0 10,340,000 6,885,000 0 0 0 12,500,000 9/8/2010 Warrants R $ 10,800,000 9/28/2011 Warrants R $ 900,194 - N/A - R R R R R N/A $ $ $ $ $ 150,000 90,000 100,000 292,000 748,000 2, 7 R $ 690,000 Preferred Stock Preferred Stock 2, 7 R $ R $ 235,000 238,000 7/28/2011 9/22/2011 4/29/2010 3/16/2011 Preferred Stock Warrants Warrants Warrants 2, 7 N/A Warrants N/A 8/31/2011 N/A Warrants Warrants Warrants 3/3/2010 5/27/2009 Warrants Warrants 2, 7 2, 7 2, 7 2, 7 2, 7 1b R A A R $ $ $ $ 580,000 16,224,035 324,195,686 280,025,936 R $ N/A 700,000 A $ R $ 124,228,646 5,025,000 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants Warrants Preferred Stock w/ Warrants 46 Seller Footnote 1/9/2009 1/9/2009 37, 46 3/29/2012 33 49 50 49 49 2 2 2, 49 2, 49 2 3 2, 49 2 2 2 2 2, 49 2, 50 2 2 2 49 28 10/07/2011 3, 30 8/27/2010 78 3/28/2012 Name of Institution Purchase Date 1/9/2009 65 11/15/2011 Purchase Details Sun Bancorp, Inc. Crescent Financial Bancshares, Inc. (Crescent Financial Corporation) American Express Company City State Investment Description Capital Repayment Details Investment Amount Pricing Mechanism Vineland NJ Preferred Stock w/ Warrants $ 89,310,000 Par Cary NC Preferred Stock w/ Warrants $ 24,900,000 Par New York NY Preferred Stock w/ Warrants $ 3,388,890,000 Par 1/9/2009 Central Pacific Financial Corp. Honolulu HI 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 Centrue Financial Corporation Eastern Virginia Bankshares, Inc. Colony Bankcorp, Inc. Independent Bank Corp. Cadence Financial Corporation LCNB Corp. Center Bancorp, Inc. F.N.B. Corporation St. Louis Tappahannock Fitzgerald Rockland Starkville Lebanon Union Hermitage MO VA GA MA MS OH NJ PA 1/9/2009 C&F Financial Corporation West Point 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 North Central Bancshares, Inc. Carolina Bank Holdings, Inc. First Bancorp First Financial Service Corporation Codorus Valley Bancorp, Inc. MidSouth Bancorp, Inc. First Security Group, Inc. Shore Bancshares, Inc. The Queensborough Company American State Bancshares, Inc. Security California Bancorp Security Business Bancorp Sound Banking Company Mission Community Bancorp Redwood Financial Inc. Surrey Bancorp Independence Bank Valley Community Bank Rising Sun Bancorp Community Trust Financial Corporation GrandSouth Bancorporation Texas National Bancorporation Congaree Bancshares, Inc. New York Private Bank & Trust Corporation Home Bancshares, Inc. Washington Banking Company New Hampshire Thrift Bancshares, Inc. Bar Harbor Bankshares Somerset Hills Bancorp SCBT Financial Corporation S&T Bancorp ECB Bancorp, Inc. 1/16/2009 1/16/2009 1/16/2009 Common Stock w/ Warrants Capital Repayment Date Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description 4 $ 89,310,000 $ 6/17/2009 4 $ 3,388,890,000 $ 6/17/2011 46 $ 35,883,281 $ 3/29/2012 46 $ 36,039,222 $ 0 Warrants 4 $ $ $ $ $ 78,158,000 38,000,000 13,400,000 10,000,000 100,000,000 $ $ $ $ $ 0 0 0 0 0 4/8/2009 Final Disposition Date Final Disposition Disposition Investment 15 Description Final Disposition Proceeds 0 Warrants 5/27/2009 Warrants R $ 2,100,000 0 Warrants Common Stock w/ Warrants 7/29/2009 Warrants R $ 340,000,000 5/27/2009 N/A 11/18/2011 12/7/2011 11/18/2011 Warrants N/A Warrants Warrants Warrants R $ P $ R $ P $ 2,200,000 N/A 602,557 245,000 690,100 1/11/2012 Warrants R $ 600,000 99,116,719 $ 135,000,000 Par Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ 32,668,000 24,000,000 28,000,000 78,158,000 44,000,000 13,400,000 10,000,000 100,000,000 Par Par Par Par Par Par Par Par 4/22/2009 3/4/2011 10/21/2009 9/15/2011 9/9/2009 VA Preferred Stock w/ Warrants $ 20,000,000 Par 7/27/2011 4 $ 10,000,000 $ Fort Dodge Greensboro Troy Elizabethtown York Lafayette Chattanooga Easton Louisville Great Bend Riverside San Diego Morehead City San Luis Obispo Redwood Falls Mount Airy East Greenwich Pleasanton Rising Sun Ruston Greenville Jacksonville Cayce New York Conway Oak Harbor Newport Bar Harbor Bernardsville Columbia Indiana Engelhard IA NC NC KY PA LA TN MD GA KS CA CA NC CA MN NC RI CA MD LA SC TX SC NY AR WA NH ME NJ SC PA NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,200,000 16,000,000 65,000,000 20,000,000 16,500,000 20,000,000 33,000,000 25,000,000 12,000,000 6,000,000 6,815,000 5,803,000 3,070,000 5,116,000 2,995,000 2,000,000 1,065,000 5,500,000 5,983,000 24,000,000 9,000,000 3,981,000 3,285,000 267,274,000 50,000,000 26,380,000 10,000,000 18,751,000 7,414,000 64,779,000 108,676,000 17,949,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 12/14/2011 4 $ 10,200,000 $ 0 Warrants N/A Warrants Warrants Warrants Preferred Stock w/ Warrants Warrants 9/1/2011 50 $ 65,000,000 $ 0 Warrants 11/18/2011 Warrants P $ 924,462 8/18/2011 8/25/2011 49 $ $ 16,500,000 20,000,000 $ $ 0 0 Warrants Warrants 9/28/2011 11/18/2011 Warrants Warrants R $ P $ 526,604 206,557 4/15/2009 4 $ 25,000,000 $ 0 Warrants 11/16/2011 Warrants R $ 25,000 11/2/2011 9/15/2011 7/14/2011 4 49 $ $ $ 6,000,000 6,815,000 5,803,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 11/2/2011 9/15/2011 7/14/2011 Preferred Stock Preferred Stock Preferred Stock R $ R $ R $ 300,000 341,000 290,000 12/28/2011 8/18/2011 12/29/2010 $ $ $ 5,116,000 2,995,000 2,000,000 $ $ $ 0 0 0 N/A 49 Preferred Stock 2 Preferred Stock 2 N/A 8/18/2011 12/29/2010 N/A Preferred Stock Preferred Stock R $ R $ N/A 150,000 100,000 $ $ $ 24,000,000 9,000,000 3,981,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 7/6/2011 9/8/2011 5/19/2010 Preferred Stock Preferred Stock Preferred Stock R $ R $ R $ 1,200,000 450,000 199,000 $ $ $ $ $ $ $ 50,000,000 26,380,000 10,000,000 18,751,000 7,414,000 64,779,000 108,676,000 $ $ $ $ $ $ $ 0 0 0 0 0 0 0 Warrants Warrants Warrants Warrants Warrants Warrants Warrants 7/27/2011 3/2/2011 2/15/2012 7/28/2010 6/24/2009 6/24/2009 Warrants Warrants Warrants Warrants Warrants Warrants R R R R R R $ $ $ $ $ $ 1,300,000 1,625,000 737,100 250,000 275,000 1,400,000 First BanCorp San Juan PR Common Stock w/ Warrants $ 424,174,000 Par Texas Capital Bancshares, Inc. Yadkin Valley Financial Corporation Dallas Elkin TX NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 75,000,000 36,000,000 Par Par 5/13/2009 4 $ 75,000,000 $ 0 Warrants 3/11/2010 Warrants A $ 6,709,061 1/16/2009 Carver Bancorp, Inc New York NY Preferred Stock $ 18,980,000 Par 8/27/2010 4 $ 18,980,000 $ 0 N/A N/A N/A 1/16/2009 Citizens & Northern Corporation Wellsboro PA Preferred Stock w/ Warrants $ 26,440,000 Par 8/4/2010 4 $ 26,440,000 $ 0 Warrants 9/1/2010 Warrants 1/16/2009 MainSource Financial Group, Inc. Greensburg IN Preferred Stock w/ Warrants $ 57,000,000 Par 3/28/2012 78 $ 52,277,171 $ 0 Warrants 1/16/2009 MetroCorp Bancshares, Inc. Houston TX Preferred Stock w/ Warrants $ 45,000,000 Par 33 4 49 4 49 49 4 4 7/6/2011 9/8/2011 5/19/2010 49 7/6/2011 1/12/2011 8/25/2011 2/24/2010 5/20/2009 5/20/2009 12/7/2011 4 50 4 4 49 5 4 4 4 10,000,000 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 9 9 - N/A R $ 400,000 47 Seller Footnote 2 2 2 2, 50 2, 19 3, 30 9/29/2010 2, 49 2 2 2, 49 Purchase Date Purchase Details Name of Institution City State Investment Description Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 United Bancorp, Inc. Old Second Bancorp, Inc. Pulaski Financial Corp OceanFirst Financial Corp. Community 1st Bank TCB Holding Company, Texas Community Bank Centra Financial Holdings, Inc. First Bankers Trustshares, Inc. Pacific Coast National Bancorp Tecumseh Aurora Creve Coeur Toms River Roseville The Woodlands Morgantown Quincy San Clemente MI IL MO NJ CA TX WV IL CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ 20,600,000 73,000,000 32,538,000 38,263,000 2,550,000 11,730,000 15,000,000 10,000,000 4,120,000 Par Par Par Par Par Par Par Par Par 1/16/2009 Community Bank of the Bay Oakland CA Preferred Stock $ 1,747,000 Par 9/29/2010 1/16/2009 1/16/2009 1/16/2009 1/16/2009 Redwood Capital Bancorp Syringa Bancorp Idaho Bancorp Puget Sound Bank Eureka Boise Boise Bellevue CA ID ID WA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 3,800,000 8,000,000 6,900,000 4,500,000 Par Par Par Par 7/21/2011 8/11/2011 12/15/2010 9/15/2011 49 8/12/2009 6/29/2011 4 5/27/2009 2, 49 1/16/2009 United Financial Banking Companies, Inc. Vienna VA Preferred Stock w/ Exercised Warrants $ 5,658,000 Par 2 2 2 1/16/2009 1/16/2009 1/16/2009 Dickinson Financial Corporation II The Baraboo Bancorporation Bank of Commerce Kansas City Baraboo Charlotte MO WI NC Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 146,053,000 20,749,000 3,000,000 Par Par Par 2 1/16/2009 State Bankshares, Inc. Fargo ND $ 50,000,000 Par 2 2 3, 30 8/6/2010 2 2, 36 1/16/2009 1/16/2009 BNCCORP, Inc. First Manitowoc Bancorp, Inc. Bismarck Manitowoc ND WI $ $ 20,093,000 12,000,000 Par Par Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Final Disposition Date 5 $ 38,263,000 $ 0 Warrants 2/3/2010 Warrants 9 R $ 430,797 3/31/2009 9/8/2011 2/11/2010 4 $ $ $ 15,000,000 10,000,000 0 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 N/A 4/15/2009 9/8/2011 N/A Preferred Stock Preferred Stock N/A 2, 7 50 R $ R $ 750,000 500,000 N/A 4 $ 1,747,000 $ 0 N/A - N/A 49 $ 3,800,000 $ 0 $ $ $ 4,500,000 3,000,000 2,658,000 $ $ $ $ $ 12,500,000 37,500,000 $ $ 4 $ 12,000,000 $ $ 11,000,000 4 $ $ $ 19 4 49 N/A N/A 7/21/2011 Preferred Stock 2, 7 R $ 190,000 0 2,658,000 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 8/11/2011 Preferred Stock 2, 7 R $ 225,000 2,7 R $ 283,000 37,500,000 0 Preferred Stock 2 Preferred Stock 2 6/29/2011 Preferred Stock 2, 7 R $ 2,500,000 0 Preferred Stock 2 5/27/2009 Preferred Stock 2, 7 R $ $ 0 N/A N/A N/A 13,000,000 500,000 111,000,000 $ $ $ 0 0 0 Preferred Stock 2 Warrants Warrants 7/20/2011 Preferred Stock 3/9/2011 Warrants 4/22/2009 Preferred Stock 12/23/2009 Preferred Stock Southern Bancorp, Inc. Arkadelphia AR Preferred Stock $ 11,000,000 Par 8/6/2010 1/16/2009 1/16/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 Morrill Bancshares, Inc. Treaty Oak Bancorp, Inc. 1st Source Corporation Princeton National Bancorp, Inc. AB&T Financial Corporation First Citizens Banc Corp Merriam Austin South Bend Princeton Gastonia Sandusky KS TX IN IL NC OH Preferred Stock w/ Exercised Warrants Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ 13,000,000 3,268,000 111,000,000 25,083,000 3,500,000 23,184,000 Par Par Par Par Par Par 7/20/2011 2/15/2011 12/29/2010 36 3/28/2012 79 $ 47,435,299 $ 0 Warrants 4/22/2009 4 $ 4,900,000 $ 0 Preferred Stock 2 12/23/2009 4 $ 10,189,000 $ 0 Preferred Stock 2 12/8/2010 4 $ 3,300,000 $ 0 Preferred Stock 2 7/21/2011 50 $ 57,500,000 $ 0 9/8/2011 8/25/2011 12/16/2009 6/16/2010 49 $ $ $ $ 15,500,000 5,000,000 1,000,000 2,240,000 $ $ $ $ 0 0 2,240,000 0 2/2/2011 4 $ 21,000,000 $ 18,000,000 12/28/2011 4 $ 18,000,000 $ WSFS Financial Corporation Wilmington DE Preferred Stock w/ Warrants $ 52,625,000 Par 1/23/2009 Commonwealth Business Bank Three Shores Bancorporation, Inc. (Seaside National Bank & Trust) Los Angeles CA Preferred Stock w/ Exercised Warrants $ 7,701,000 Par Par 2 1/23/2009 CalWest Bancorp 2 2 2 2 2 2 2 2, 51 2 2, 50 2 2, 49 2, 49 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 2 2 1/23/2009 FL Preferred Stock w/ Exercised Warrants $ 5,677,000 CA Preferred Stock w/ Exercised Warrants $ 4,656,000 Par Fresno First Bank First ULB Corp. Alarion Financial Services, Inc. Midland States Bancorp, Inc. Moscow Bancshares, Inc. Farmers Bank California Oaks State Bank Pierce County Bancorp Calvert Financial Corporation Liberty Bancshares, Inc. Crosstown Holding Company BankFirst Capital Corporation Southern Illinois Bancorp, Inc. Rancho Santa Margarita Fresno Oakland Ocala Effingham Moscow Windsor Thousand Oaks Tacoma Ashland Jonesboro Blaine Macon Carmi CA CA FL IL TN VA CA WA MO AR MN MS IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ 1,968,000 4,900,000 6,514,000 10,189,000 6,216,000 8,752,000 3,300,000 6,800,000 1,037,000 57,500,000 10,650,000 15,500,000 5,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par 1/23/2009 FPB Financial Corp. Hammond LA Preferred Stock w/ Exercised Warrants $ 3,240,000 Par 1/23/2009 Stonebridge Financial Corp. West Chester PA Preferred Stock w/ Exercised Warrants $ 10,973,000 Par 1/30/2009 Peoples Bancorp Inc. Marietta OH Preferred Stock w/ Warrants $ 39,000,000 Par 1/30/2009 Anchor BanCorp Wisconsin Inc. Orlando Madison WI Preferred Stock w/ Warrants $ 110,000,000 4 49 4 4 2, 7 2 1/16/2009 1/23/2009 Final Disposition Proceeds 12/30/2009 4 79 3/28/2012 2 2, 13 12/4/2009 Final Disposition Disposition Investment 15 Description 0 9/15/2011 Preferred Stock 2, 7 600,000 N/A R $ 650,000 R $ 3,750,000 2, 7 R $ 245,000 Preferred Stock 2, 7 R $ 509,000 12/8/2010 Preferred Stock 2, 7 R $ 165,000 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R $ 2,875,000 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 9/8/2011 8/25/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 775,000 250,000 6/16/2010 Preferred Stock 2, 7 R $ 162,000 2/15/2012 Warrants R $ 1,200,724 Preferred Stock w/ Warrants Warrants 2, 7 Par 48 Seller Footnote 50 49 49 49 2 2 2 2, 49 Purchase Date 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 Purchase Details Name of Institution Parke Bancorp, Inc. Central Virginia Bankshares, Inc. Flagstar Bancorp, Inc. Middleburg Financial Corporation Peninsula Bank Holding Co. PrivateBancorp, Inc. Central Valley Community Bancorp Plumas Bancorp Stewardship Financial Corporation Oak Ridge Financial Services, Inc. First United Corporation Community Partners Bancorp Guaranty Federal Bancshares, Inc. Annapolis Bancorp, Inc. DNB Financial Corporation Firstbank Corporation Valley Commerce Bancorp Greer Bancshares Incorporated Ojai Community Bank Adbanc, Inc City Sewell Powhatan Troy Middleburg Palo Alto Chicago Fresno Quincy Midland Park Oak Ridge Oakland Middletown Springfield Annapolis Downingtown Alma Visalia Greer Ojai Ogallala State NJ VA MI VA CA IL CA CA NJ NC MD NJ MO MD PA MI CA SC CA NE Investment Description Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Capital Repayment Details Investment Amount $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 16,288,000 11,385,000 266,657,000 22,000,000 6,000,000 243,815,000 7,000,000 11,949,000 10,000,000 7,700,000 30,000,000 9,000,000 17,000,000 8,152,000 11,750,000 33,000,000 7,700,000 9,993,000 2,080,000 12,720,000 Pricing Mechanism Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Capital Repayment Date Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Final Disposition Date Final Disposition Disposition Investment 15 Description Final Disposition Proceeds 12/23/2009 5 $ 22,000,000 $ 0 Warrants 11/18/2011 Warrants P $ 301,001 8/18/2011 50 $ 7,000,000 $ 0 Warrants 9/28/2011 Warrants R $ 185,017 9/1/2011 49 $ 10,000,000 $ 0 Warrants 10/26/2011 Warrants R $ 107,398 8/11/2011 49 $ 9,000,000 $ 0 Warrants 10/26/2011 Warrants R $ 460,000 8/4/2011 49 $ 11,750,000 $ 0 Warrants 9/21/2011 Warrants 3/21/2012 4 $ 7,700,000 $ 0 7/21/2011 49 $ 12,720,000 $ 0 7/6/2011 4 $ 1,500,000 $ 4,500,000 10/19/2011 4 $ 1,500,000 $ 3,000,000 3/7/2012 4 $ 1,500,000 $ 1,500,000 6/16/2010 4 $ 10,900,000 $ R $ 458,000 R $ 385,000 3/21/2012 Preferred Stock 2, 7 Preferred Stock 2 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 7/21/2011 Preferred Stock 2, 7 R $ 636,000 0 Preferred Stock 2 6/16/2010 Preferred Stock 2, 7 R $ 545,000 Preferred Stock 2 2 1/30/2009 Beach Business Bank Manhattan Beach CA Preferred Stock w/ Exercised Warrants $ 6,000,000 Par 3, 53 2 2 2, 49 2 2, 49 2 2, 50 2, 50 2 2, 49 2, 13 10/30/2009, 49 2 2 2, 49 2, 49 2 2 2, 50 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 Legacy Bancorp, Inc. First Southern Bancorp, Inc. Country Bank Shares, Inc. Katahdin Bankshares Corp. Rogers Bancshares, Inc. UBT Bancshares, Inc. Bankers' Bank of the West Bancorp, Inc. W.T.B. Financial Corporation AMB Financial Corp. Goldwater Bank, N.A. Equity Bancshares, Inc. Milwaukee Boca Raton Milford Houlton Little Rock Marysville Denver Spokane Munster Scottsdale Wichita WI FL NE ME AR KS CO WA IN AZ KS Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ 5,498,000 10,900,000 7,525,000 10,449,000 25,000,000 8,950,000 12,639,000 110,000,000 3,674,000 2,568,000 8,750,000 Par Par Par Par Par Par Par Par Par Par Par 8/18/2011 49 $ 10,449,000 $ 0 Preferred Stock 2 8/18/2011 Preferred Stock 2, 7 R $ 522,000 8/11/2011 49 $ 8,950,000 $ 0 Preferred Stock 2 8/11/2011 Preferred Stock 2, 7 R $ 450,000 9/15/2011 9/22/2011 50 $ $ 110,000,000 3,674,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 9/15/2011 9/22/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 5,500,000 184,000 8/11/2011 49 $ 8,750,000 $ 0 Preferred Stock 2 8/11/2011 Preferred Stock 2, 7 R $ 438,000 1/30/2009 WashingtonFirst Bankshares, Inc. (WashingtonFirst Bank) Reston VA Preferred Stock w/ Exercised Warrants $ 6,633,000 Par 8/4/2011 49 $ 6,633,000 $ 0 Preferred Stock 2 8/4/2011 Preferred Stock 2, 7 R $ 332,000 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 2/6/2009 Central Bancshares, Inc. Hilltop Community Bancorp, Inc. Northway Financial, Inc. Monument Bank Metro City Bank F & M Bancshares, Inc. First Resource Bank MidWestOne Financial Group, Inc. Houston Summit Berlin Bethesda Doraville Trezevant Exton Iowa City TX NJ NH MD GA TN PA IA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ 5,800,000 4,000,000 10,000,000 4,734,000 7,700,000 4,609,000 2,600,000 16,000,000 Par Par Par Par Par Par Par Par 7/6/2011 4/21/2010 9/15/2011 8/11/2011 4 $ $ $ $ 5,800,000 4,000,000 10,000,000 4,734,000 $ $ $ $ 0 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 7/6/2011 4/21/2010 9/15/2011 8/11/2011 Preferred Stock Preferred Stock Preferred Stock Preferred Stock 2, 7 R R R R $ $ $ $ 290,000 200,000 500,000 237,000 $ $ 2,600,000 16,000,000 $ $ 0 0 Preferred Stock 2 Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants 9/15/2011 7/27/2011 Preferred Stock Warrants R $ R $ 130,000 1,000,000 2/29/2012 Warrants R $ 2,800,000 2/6/2009 30 9/29/2010 Lakeland Bancorp, Inc. Oak Ridge NJ Preferred Stock w/ Warrants $ 59,000,000 Par 2/6/2009 Monarch Community Bancorp, Inc. Coldwater MI Preferred Stock w/ Warrants $ 6,785,000 Par 2/6/2009 The First Bancshares, Inc. Hattiesburg MS Preferred Stock w/ Warrants $ 5,000,000 Par 2/6/2009 2/6/2009 Carolina Trust Bank Alaska Pacific Bancshares, Inc. Lincolnton Juneau NC AK Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 4,000,000 4,781,000 Par Par 50 4 49 49 9/15/2011 7/6/2011 50 8/4/2010 4 $ 20,000,000 $ 39,000,000 3/16/2011 4 $ 20,000,000 $ 19,000,000 2/8/2012 4 $ 19,000,000 $ 0 Warrants 9/29/2010 4 $ 5,000,000 $ 0 Warrants 4 2, 7 2, 7 2, 7 2, 7 2, 7 49 Seller Footnote 3, 30 8/13/2010 2 Purchase Date Purchase Details Name of Institution City State Investment Description Capital Repayment Details Investment Amount Pricing Mechanism 8/13/2010 4 $ 3,000,000 $ 1/14/2011 3/16/2011 4 Par $ $ 4,000,000 11,568,000 $ $ 2,861,000 5,000,000 3,500,000 6,300,000 Par Par Par Par 2/15/2012 8/4/2011 $ $ 5,000,000 3,500,000 $ $ $ 5,645,000 Par 9/24/2010 4 $ 5,645,000 Preferred Stock w/ Exercised Warrants $ 3,072,000 Par Preferred Stock $ 33,900,000 Par 12/7/2011 4 $ 49 $ $ 2/6/2009 PGB Holdings, Inc. Chicago IL Preferred Stock $ 3,000,000 Par 2/6/2009 The Freeport State Bank Harper KS Preferred Stock w/ Exercised Warrants $ 301,000 Par 2 2/6/2009 Stockmens Financial Corporation Rapid City SD $ 15,568,000 2 2 2, 49 2 3, 30 9/24/2010 2 2/6/2009 2/6/2009 2/6/2009 2/6/2009 US Metro Bank First Express of Nebraska, Inc. Mercantile Capital Corp. Citizens Commerce Bancshares, Inc. Garden Grove Gering Boston Versailles CA NE MA KY Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 2/6/2009 Liberty Financial Services, Inc. New Orleans LA Preferred Stock 2/6/2009 Lone Star Bank Union First Market Bankshares Corporation (First Market Bank, FSB) Banner County Ban Corporation Centrix Bank & Trust Todd Bancshares, Inc. Georgia Commerce Bancshares, Inc. First Bank of Charleston, Inc. F & M Financial Corporation The Bank of Currituck CedarStone Bank Community Holding Company of Florida, Inc. Hyperion Bank Pascack Bancorp, Inc. (Pascack Community Bank) First Western Financial, Inc. QCR Holdings, Inc. Houston TX Bowling Green VA 18 2, 49 2, 49 2 2 2, 50 2 2, 34 2 2 2 2, 13 2/10/2010 2 49 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/13/2009 2/13/2009 2/13/2009 Westamerica Bancorporation The Bank of Kentucky Financial Corporation Capital Repayment Date Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Preferred Stock w/ Exercised Warrants 4 4 49 0 Final Disposition Date N/A Final Disposition Disposition Investment 15 Description N/A N/A Preferred Stock Preferred Stock 2 3/16/2011 Preferred Stock 2, 7 R $ 778,000 0 0 Preferred Stock 2 Preferred Stock 2 2/15/2012 8/4/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 250,000 175,000 $ 0 N/A N/A N/A 35,595,000 $ 0 N/A N/A N/A 795,000 7,500,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 7/28/2011 7/28/2011 Preferred Stock Preferred Stock 2, 7 $ $ 8,700,000 3,345,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 2/16/2011 7/21/2011 Preferred Stock Preferred Stock 2, 7 11,568,000 0 2 - 2, 7 N/A - N/A - N/A Harrisburg Bedford Hopkinsville Atlanta Charleston Salisbury Moyock Lebanon Miramar Beach Philadelphia NE NH KY GA WV NC NC TN FL PA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ 795,000 7,500,000 4,000,000 8,700,000 3,345,000 17,000,000 4,021,000 3,564,000 1,050,000 1,552,000 Par Par Par Par Par Par Par Par Par Par 7/28/2011 7/28/2011 12/3/2010 34 $ 1,742,850 $ 0 N/A N/A N/A 34 - Westwood NJ Preferred Stock w/ Exercised Warrants $ 3,756,000 Par 10/19/2011 4 $ 3,756,000 $ 0 Preferred Stock 2 10/19/2011 Preferred Stock 2, 7 R $ 188,000 Denver Moline CO IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ 8,559,000 38,237,000 Par Par 9/15/2011 49 $ 38,237,000 $ 0 Warrants R $ 1,100,000 4 $ 41,863,000 $ 11/18/2011 Warrants P $ 878,256 11/18/2009 4 $ 41,863,000 $ 12/22/2010 4 $ 17,000,000 $ 11/23/2011 4 $ 17,000,000 $ 0 Warrants Preferred Stock w/ Warrants Warrants Preferred Stock w/ Warrants Warrants 11/16/2011 9/2/2009 $ $ 4,797,000 4,400,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 9/15/2011 9/1/2011 Preferred Stock Preferred Stock R $ R $ 240,000 220,000 Preferred Stock 2 9/29/2010 Preferred Stock R $ 750,000 R $ 250,000 San Rafael Crestview Hills CA KY Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 83,726,000 34,000,000 Par Par 2/16/2011 7/21/2011 49 4 50 41,863,000 0 17,000,000 2/13/2009 2/13/2009 PremierWest Bancorp Carrollton Bancorp Medford Baltimore OR MD Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 41,400,000 9,201,000 Par Par 2/13/2009 FNB United Corp. Asheboro NC Common Stock w/ Warrants $ 51,500,000 Par 2/13/2009 2/13/2009 2/13/2009 2/13/2009 First Menasha Bancshares, Inc. 1st Enterprise Bank DeSoto County Bank Security Bancshares of Pulaski County, Inc. Neenah Los Angeles Horn Lake Waynesville WI CA MS MO Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 4,797,000 4,400,000 1,173,000 2,152,000 Par Par Par Par 9/15/2011 9/1/2011 49 2, 30 9/29/2010 2/13/2009 State Capital Corporation Greenwood MS Preferred Stock w/ Exercised Warrants $ 15,000,000 Par 9/29/2010 4 2 2 2, 50 2 2 2 2 2, 62 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 BankGreenville Corning Savings and Loan Association Financial Security Corporation ColoEast Bankshares, Inc. Santa Clara Valley Bank, N.A. Reliance Bancshares, Inc. Regional Bankshares, Inc. Peoples Bancorp Greenville Corning Basin Lamar Santa Paula Frontenac Hartsville Lynden SC AR WY CO CA MO SC WA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ 1,000,000 638,000 5,000,000 10,000,000 2,900,000 40,000,000 1,500,000 18,000,000 Par Par Par Par Par Par Par Par 7/21/2011 50 $ 5,000,000 $ 0 Preferred Stock 2 7/21/2011 Preferred Stock 8/3/2011 62 $ 18,000,000 $ 0 Preferred Stock 2 8/3/2011 Preferred Stock 58 10/21/2011 2, 49 2, 49 2 2 Final Disposition Proceeds 49 2, 7 2, 7 2, 7 2, 7 R $ R $ 40,000 375,000 R $ R $ 435,000 167,000 N/A 2, 7, $ 15,000,000 $ 0 30a 2, 7 2, 7 R $ 900,000 R $ 110,000 R $ R $ 35,000 50,000 2, 7, 2, 30 9/24/2010 2/13/2009 First Choice Bank Cerritos CA Preferred Stock w/ Exercised Warrants $ 2,200,000 Par 2 2 2 2, 49 2 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 Gregg Bancshares, Inc. Hometown Bancshares, Inc. Midwest Regional Bancorp, Inc. Bern Bancshares, Inc. Northwest Bancorporation, Inc. Ozark Corbin Festus Bern Spokane MO KY MO KS WA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ 825,000 1,900,000 700,000 985,000 10,500,000 Par Par Par Par Par 9/24/2010 11/10/2009 9/1/2011 4 4 49 $ 2,200,000 $ 0 N/A 9/24/2010 Preferred Stock $ $ 700,000 985,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 11/10/2009 9/1/2011 Preferred Stock Preferred Stock 30a 2, 7 2, 7 50 Seller Purchase Details Name of Institution City State Footnote Purchase Date 2, 50 2 2 2 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/20/2009 Liberty Bancshares, Inc. F&M Financial Corporation Meridian Bank Northwest Commercial Bank Royal Bancshares of Pennsylvania, Inc. Springfield Clarksville Devon Lakewood Narberth 27, 49, 50 2/20/2009 First Merchants Corporation Muncie IN 2, 25 2, 50 2, 49 2/20/2009 2/20/2009 2/20/2009 2/20/2009 Northern States Financial Corporation Sonoma Valley Bancorp Guaranty Bancorp, Inc. The Private Bank of California Waukegan Sonoma Woodsville Los Angeles 2, 30 9/29/2010 2/20/2009 Lafayette Bancorp, Inc. 2 2 2 2 2 2 2 2 2, 49 2 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2, 30 9/29/2010 2 2 2 2, 49 2 30 9/29/2010 14, 57 2 2, 49 2, 49 2, 49 2 2 2 2 2, 49 2 2 2 2 2 2, 49 2 2, 49 2, 30 9/29/2010 2, 49 2, 49 2, 50 MO TN PA WA PA Investment Description Capital Repayment Details Investment Amount Pricing Mechanism IL CA NH CA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Trust Preferred Securities Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ 21,900,000 17,243,000 6,200,000 1,992,000 30,407,000 69,600,000 46,400,000 17,211,000 8,653,000 6,920,000 5,450,000 Par Par Par Par Par Par Par Par Par Par Par Oxford MS Preferred Stock w/ Exercised Warrants $ 1,998,000 Par Liberty Shares, Inc. White River Bancshares Company United American Bank Crazy Woman Creek Bancorp, Inc. First Priority Financial Corp. Mid-Wisconsin Financial Services, Inc. Market Bancorporation, Inc. Hometown Bancorp of Alabama, Inc. Security State Bancshares, Inc. CBB Bancorp Hinesville Fayetteville San Mateo Buffalo Malvern Medford New Market Oneonta Charleston Cartersville GA AR CA WY PA WI MN AL MO GA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ 17,280,000 16,800,000 8,700,000 3,100,000 4,579,000 10,000,000 2,060,000 3,250,000 12,500,000 2,644,000 Par Par Par Par Par Par Par Par Par Par 2/20/2009 BancPlus Corporation Ridgeland MS Preferred Stock w/ Exercised Warrants $ 48,000,000 Par 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/27/2009 Central Community Corporation First BancTrust Corporation Premier Service Bank Florida Business BancGroup, Inc. Hamilton State Bancshares Lakeland Financial Corporation Temple Paris Riverside Tampa Hoschton Warsaw TX IL CA FL GA IN Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ 22,000,000 7,350,000 4,000,000 9,495,000 7,000,000 56,044,000 Par Par Par Par Par Par Capital Repayment Date Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Final Disposition Date 8/18/2011 50 $ 21,900,000 $ 0 9/22/2011 9/22/2011 50 $ $ 69,600,000 46,400,000 $ $ 0 0 9/15/2011 9/1/2011 50 $ $ 6,920,000 5,450,000 $ $ 0 0 9/29/2010 4 $ 1,998,000 $ 9/22/2011 49 $ 12,500,000 $ 9/29/2010 4 $ 48,000,000 $ 1/18/2012 4 $ 3,675,000 $ 9/22/2011 4/13/2011 6/9/2010 49 $ $ $ 9,495,000 7,000,000 56,044,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Warrants 9/29/2010 4 $ 30,000,000 $ 0 Warrants 8/4/2011 9/15/2011 9/22/2011 49 $ $ $ 4,797,000 4,000,000 2,260,000 $ $ $ 0 0 0 4/14/2010 4 $ 731,000 $ 9/27/2011 49 $ 19,891,000 $ 7/14/2010 4 $ 651,000 7/21/2011 49 $ 2,655,000 7/21/2011 49 $ 11,800,000 $ 0 Preferred Stock 2 9/29/2010 4 $ 9,270,000 $ 0 2 9/15/2011 9/22/2011 9/15/2011 49 49 49 2 Final Disposition Disposition Investment 15 Description 2, 7 8/18/2011 Preferred Stock Warrants 11/18/2011 Warrants Preferred Stock 2 Preferred Stock 2 9/15/2011 9/1/2011 Preferred Stock Preferred Stock Preferred Stock 2 9/29/2010 Preferred Stock 0 Preferred Stock 2 9/22/2011 Preferred Stock 0 Preferred Stock 2 9/29/2010 Preferred Stock 9/22/2011 4/13/2011 11/18/2011 Preferred Stock Preferred Stock Warrants 2, 7 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 8/4/2011 9/15/2011 9/22/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 0 Preferred Stock 2 4/14/2010 Preferred Stock 0 Preferred Stock 2 9/27/2011 $ 0 Preferred Stock 2 $ 0 Preferred Stock 2 Preferred Stock Final Disposition Proceeds R $ 1,095,000 P $ 367,500 R $ R $ 346,000 273,000 R $ 100,000 R $ 625,000 R $ 2,400,000 R $ R $ P $ 475,000 350,000 877,557 R $ R $ R $ 240,000 200,000 113,000 2, 7 R $ 37,000 Preferred Stock 2, 7 R $ 995,000 7/14/2010 Preferred Stock 2, 7 R $ 33,000 7/21/2011 Preferred Stock 2, 7 R $ 133,000 7/21/2011 Preferred Stock 2, 7 9/29/2010 Preferred Stock 2, 7 2, 7 2, 7, 0 30a 2, 7 2, 7, 2/27/2009 First M&F Corporation Kosciusko MS Preferred Stock w/ Warrants $ 30,000,000 Par 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 Southern First Bancshares, Inc. Integra Bank Corporation Community First Inc. BNC Financial Group, Inc. California Bank of Commerce Columbine Capital Corp. National Bancshares, Inc. First State Bank of Mobeetie Ridgestone Financial Services, Inc. Community Business Bank D.L. Evans Bancorp TriState Capital Holdings, Inc. Green City Bancshares, Inc. First Gothenburg Bancshares, Inc. Green Circle Investments, Inc. Private Bancorporation, Inc. Regent Capital Corporation Central Bancorp, Inc. Medallion Bank Greenville Evansville Columbia New Canaan Lafayette Buena Vista Bettendorf Mobeetie Brookfield West Sacramento Burley Pittsburgh Green City Gothenburg Clive Minneapolis Nowata Garland Salt Lake City SC IN TN CT CA CO IA TX WI CA ID PA MO NE IA MN OK TX UT Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 17,299,000 83,586,000 17,806,000 4,797,000 4,000,000 2,260,000 24,664,000 731,000 10,900,000 3,976,000 19,891,000 23,000,000 651,000 7,570,000 2,400,000 4,960,000 2,655,000 22,500,000 11,800,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 2/27/2009 PSB Financial Corporation Many LA Preferred Stock w/ Exercised Warrants $ 9,270,000 Par 4 5 49 49 3,675,000 30a Preferred Stock 2 2, 7 2, 7 2, 7 R $ 590,000 R $ 464,000 R $ R $ R $ 370,000 299,000 600,000 2, 7, 2/27/2009 2/27/2009 2/27/2009 Avenue Financial Holdings, Inc. Howard Bancorp, Inc. FNB Bancorp Nashville Ellicott City South San Francisco TN MD CA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 7,400,000 5,983,000 12,000,000 Par Par Par 49 50 $ $ $ 7,400,000 5,983,000 12,000,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock Preferred Stock 2 Preferred Stock 2 9/15/2011 9/22/2011 9/15/2011 Preferred Stock Preferred Stock Preferred Stock 30a 2, 7 2, 7 2, 7 51 Seller Footnote 2, 13 12/4/2009, 49 2, 49 2 Purchase Date 2/27/2009 Purchase Details Name of Institution The Victory Bancorp, Inc. (The Victory Bank) City Limerick State PA Investment Description Preferred Stock w/ Exercised Warrants Capital Repayment Details Investment Amount $ 541,000 Pricing Mechanism Par Capital Repayment Date Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description 9/22/2011 49 $ 3,000,000 $ 0 $ 541,000 $ 0 Final Disposition Date Preferred Stock 2 Preferred Stock 2 Final Disposition Disposition Investment 15 Description Final Disposition Proceeds Preferred Stock 2, 7 R $ 27,000 7/21/2011 Preferred Stock 2, 7 R $ 150,000 9/22/2011 Catskill Hudson Bancorp, Inc Midtown Bank & Trust Company HCSB Financial Corporation First Busey Corporation Rock Hill Atlanta Loris Urbana NY GA SC IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 3,000,000 5,222,000 12,895,000 100,000,000 Par Par Par Par 7/21/2011 50 2/27/2009 2/27/2009 3/6/2009 3/6/2009 49 8/25/2011 50 $ 100,000,000 $ 0 Warrants 11/18/2011 Warrants 42 - 5/3/2011 3/6/2009 First Federal Bancshares of Arkansas, Inc. Harrison AR Preferred Stock w/ Warrants $ 16,500,000 Par 5/3/2011 42 $ 6,000,000 $ 0 N/A N/A N/A 3/6/2009 Citizens Bancshares Corporation Atlanta GA Preferred Stock $ 7,462,000 Par 8/13/2010 4 $ 7,462,000 $ 0 N/A N/A N/A 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 ICB Financial First Texas BHC, Inc. Farmers & Merchants Bancshares, Inc. Blue Ridge Bancshares, Inc. First Reliance Bancshares, Inc. Merchants and Planters Bancshares, Inc. First Southwest Bancorporation, Inc. Germantown Capital Corporation, Inc. BOH Holdings, Inc. AmeriBank Holding Company Highlands Independent Bancshares, Inc. Pinnacle Bank Holding Company, Inc. Blue River Bancshares, Inc. Marine Bank & Trust Company Community Bancshares of Kansas, Inc. Regent Bancorp, Inc. Park Bancorporation, Inc. PeoplesSouth Bancshares, Inc. First Place Financial Corp. Salisbury Bancorp, Inc. First Northern Community Bancorp Discover Financial Services Provident Community Bancshares, Inc. Ontario Fort Worth Houston Independence Florence Toone Alamosa Germantown Houston Collinsville Sebring Orange City Shelbyville Vero Beach Goff Davie Madison Colquitt Warren Lakeville Dixon Riverwoods Rock Hill CA TX TX MO SC TN CO TN TX OK FL FL IN FL KS FL WI GA OH CT CA IL SC Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 6,000,000 13,533,000 11,000,000 12,000,000 15,349,000 1,881,000 5,500,000 4,967,000 10,000,000 2,492,000 6,700,000 4,389,000 5,000,000 3,000,000 500,000 9,982,000 23,200,000 12,325,000 72,927,000 8,816,000 17,390,000 1,224,558,000 9,266,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 9/15/2011 49 $ 13,533,000 $ 0 Preferred Stock 2 9/15/2011 Preferred Stock 2, 7 R $ 677,000 9/7/2011 62 $ 1,881,000 $ 0 Preferred Stock 2 9/7/2011 Preferred Stock 2, 7 R $ 94,000 7/14/2011 9/15/2011 49 $ $ 10,000,000 2,492,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 7/14/2011 9/15/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 500,000 125,000 8/25/2011 9/15/2011 4/21/2010 49 $ $ $ 8,816,000 17,390,000 1,224,558,000 $ $ $ 0 0 0 Warrants Warrants Warrants 11/2/2011 11/16/2011 7/7/2010 Warrants Warrants Warrants R $ R $ R $ 205,000 375,000 172,000,000 3/13/2009 First American International Corp. Brooklyn NY Preferred Stock $ 17,000,000 Par 8/13/2010 4 $ 17,000,000 $ 0 N/A N/A N/A 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 BancIndependent, Inc. Haviland Bancshares, Inc. 1st United Bancorp, Inc. Madison Financial Corporation First National Corporation St. Johns Bancshares, Inc. Blackhawk Bancorp, Inc. Sheffield Haviland Boca Raton Richmond Strasburg St. Louis Beloit AL KS FL KY VA MO WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 21,100,000 425,000 10,000,000 3,370,000 13,900,000 3,000,000 10,000,000 Par Par Par Par Par Par Par 7/14/2011 12/29/2010 11/18/2009 49 $ $ $ 21,100,000 425,000 10,000,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 7/14/2011 12/29/2010 11/18/2009 Preferred Stock Preferred Stock Preferred Stock 3/13/2009 IBW Financial Corporation Washington DC Preferred Stock $ 6,000,000 Par 9/3/2010 4 $ 6,000,000 $ 0 N/A N/A N/A 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 Butler Point, Inc. Bank of George Moneytree Corporation Sovereign Bancshares, Inc. First Intercontinental Bank Heritage Oaks Bancorp Community First Bancshares Inc. First NBC Bank Holding Company First Colebrook Bancorp, Inc. Kirksville Bancorp, Inc. Peoples Bancshares of TN, Inc Premier Bank Holding Company Catlin Las Vegas Lenoir City Dallas Doraville Paso Robles Union City New Orleans Colebrook Kirksville Madisonville Tallahassee IL NV TN TX GA CA TN LA NH MO TN FL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ 607,000 2,672,000 9,516,000 18,215,000 6,398,000 21,000,000 20,000,000 17,836,000 4,500,000 470,000 3,900,000 9,500,000 Par Par Par Par Par Par Par Par Par Par Par Par 11/2/2011 4 $ 607,000 $ 0 Preferred Stock 2 11/2/2011 Preferred Stock 2, 7 R $ 30,000 9/15/2011 9/22/2011 50 $ $ 9,516,000 18,215,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 9/15/2011 9/22/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 476,000 911,000 8/18/2011 8/4/2011 9/22/2011 49 $ $ $ 20,000,000 17,836,000 4,500,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 8/18/2011 8/4/2011 9/22/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 R $ R $ R $ 1,000,000 892,000 225,000 3, 30 8/13/2010 2 2, 49 2 2 2 2, 62 2 2 2, 49 2, 49 2 2 2, 71 2 2 2 2 2 49 49 3, 30 8/13/2010 2, 49 2 2 2 2 2 2 2, 3a 11/13/2009 30 - 9/3/2010 2 2 2, 50 2, 49 2 2, 49 2, 49 2, 49 2 2 2 49 49 4 4 4 49 49 49 P $ 63,677 N/A - 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 N/A R $ R $ R $ - 2, 7 N/A 1,055,000 21,000 500,000 N/A 52 Seller Footnote Purchase Date 2 2 2, 50 2, 49 2 2 2 2 2 2 2, 49 2 2 2 2 2 2 3/20/2009 3/20/2009 3/20/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 4/3/2009 Purchase Details Name of Institution City Citizens Bank & Trust Company Farmers & Merchants Financial Corporation Farmers State Bankshares, Inc. SBT Bancorp, Inc. CSRA Bank Corp. Trinity Capital Corporation Clover Community Bankshares, Inc. Pathway Bancorp Colonial American Bank MS Financial, Inc. Triad Bancorp, Inc. Alpine Banks of Colorado Naples Bancorp, Inc. CBS Banc-Corp. IBT Bancorp, Inc. Spirit BankCorp, Inc. Maryland Financial Bank First Capital Bancorp, Inc. Covington Argonia Holton Simsbury Wrens Los Alamos Clover Cairo West Conshohocken Kingwood Frontenac Glenwood Springs Naples Russellville Irving Bristow Towson Glen Allen 4/3/2009 Tri-State Bank of Memphis 2, 49 2 2 2 2 2 2 2, 50 2, 49 2 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/10/2009 4/10/2009 4/10/2009 4/10/2009 4/10/2009 4/17/2009 4/17/2009 4/17/2009 4/17/2009 4/17/2009 4/17/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 Fortune Financial Corporation BancStar, Inc. Titonka Bancshares, Inc Millennium Bancorp, Inc. TriSummit Bank Prairie Star Bancshares, Inc. Community First Bancshares, Inc. BCB Holding Company, Inc. City National Bancshares Corporation First Business Bank, N.A. SV Financial, Inc. Capital Commerce Bancorp, Inc. Metropolitan Capital Bancorp, Inc. Bank of the Carolinas Corporation Penn Liberty Financial Corp. Tifton Banking Company Patterson Bancshares, Inc BNB Financial Services Corporation Omega Capital Corp. Mackinac Financial Corporation Birmingham Bloomfield Bancshares, Inc Vision Bank - Texas Oregon Bancorp, Inc. Peoples Bancorporation, Inc. Indiana Bank Corp. Business Bancshares, Inc. Standard Bancshares, Inc. York Traditions Bank Grand Capital Corporation Allied First Bancorp, Inc. 8 4/24/2009 Frontier Bancshares, Inc. 2, 3, 30 8/13/2010 2, 50 2 2 2 2 2 2 2 2, 3 2 2 2 2 2, 49 2, 52 2 2 2 2 2 2, 50 5/1/2009 5/1/2009 5/1/2009 5/1/2009 Village Bank and Trust Financial Corp CenterBank Georgia Primary Bank Union Bank & Trust Company State Investment Description Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date LA KS KS CT GA NM SC NE PA TX MO CO FL AL TX OK MD VA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 2,400,000 442,000 700,000 4,000,000 2,400,000 35,539,000 3,000,000 3,727,000 574,000 7,723,000 3,700,000 70,000,000 4,000,000 24,300,000 2,295,000 30,000,000 1,700,000 10,958,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Memphis TN Preferred Stock $ 2,795,000 Par 8/13/2010 Arnold Festus Titonka Edwards Kingsport Olathe Harrison Theodore Newark San Diego Sterling Milwaukee Chicago Mocksville Wayne Tifton Patterson New York Lakewood Manistique Birmingham Richardson Salem Easley Dana Clayton Hickory Hills York Tulsa Oswego MO MO IA CO TN KS AR AL NJ CA IL WI IL NC PA GA LA NY CO MI MI TX OR SC IN MO IL PA OK IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 3,100,000 8,600,000 2,117,000 7,260,000 2,765,000 2,800,000 12,725,000 1,706,000 9,439,000 2,211,000 4,000,000 5,100,000 2,040,000 13,179,000 9,960,000 3,800,000 3,690,000 7,500,000 2,816,000 11,000,000 1,635,000 1,500,000 3,216,000 12,660,000 1,312,000 15,000,000 60,000,000 4,871,000 4,000,000 3,652,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 9/15/2011 8/31/2011 Austin TX Subordinated Debentures w/ Exercised Warrants $ 3,000,000 Par Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ Midlothian Milford Atlanta Oxford VA OH GA NC 14,738,000 2,250,000 4,500,000 3,194,000 Par Par Par Par 7/21/2011 8/11/2011 50 10/26/2011 10/19/2011 9/22/2011 4 Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Final Disposition Date Final Disposition Disposition Investment 15 Description Final Disposition Proceeds $ $ 700,000 4,000,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 7/21/2011 8/11/2011 Preferred Stock Preferred Stock 2, 7 $ $ $ 574,000 7,723,000 3,700,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 10/26/2011 10/19/2011 9/22/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 4 $ 2,795,000 $ 0 N/A N/A N/A 50 $ 3,100,000 $ 0 Preferred Stock 2 9/15/2011 Preferred Stock 2, 7 R $ 155,000 4 $ 4,000,000 $ 0 Preferred Stock 2 8/31/2011 Preferred Stock 2, 7 R $ 200,000 9/1/2011 49 $ 9,960,000 $ 0 Preferred Stock 2 9/1/2011 Preferred Stock 2, 7 R $ 498,000 3/7/2012 4 $ 250,000 $ 7/28/2011 49 $ 1,635,000 $ 0 Preferred Stock 2 7/28/2011 Preferred Stock 2, 7 R $ 82,000 7/14/2011 9/8/2011 50 $ $ 4,871,000 4,000,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 7/14/2011 9/8/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 244,000 200,000 11/24/2009 4 $ 1,600,000 $ 10/6/2010 R $ 150,000 4 $ 1,400,000 $ 0 Subordinated Debentures 8 7 10/6/2010 Subordinated Debentures 8 Subordinated Debentures 8 9/22/2011 50 $ 3,194,000 $ 0 Preferred Stock 2 9/22/2011 Preferred Stock 2, 7 R $ 160,000 49 4 49 49 3,440,000 1,400,000 2, 7 2, 7 2, 7 R $ R $ 40,000 200,000 R $ R $ R $ 29,000 386,000 185,000 - N/A Preferred Stock 2 2, 7 53 Seller Footnote Purchase Date Purchase Details Name of Institution City State 2 5/1/2009 HPK Financial Corporation Chicago IL 8 5/1/2009 OSB Financial Services, Inc. Orange TX 8 5/1/2009 Security State Bank Holding-Company Jamestown ND Investment Description Capital Repayment Details Investment Amount Pricing Mechanism Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 4,000,000 Par $ 6,100,000 Par $ 10,750,000 Par 2, 13 8/31/2010, 49 2, 56 2 5/8/2009 Highlands Bancorp, Inc. (Highlands State Bank) Vernon NJ Preferred Stock w/ Exercised Warrants $ 3,091,000 Par 5/8/2009 5/8/2009 One Georgia Bank Gateway Bancshares, Inc. Atlanta Ringgold GA GA $ $ 5,500,000 6,000,000 Par Par 8 5/8/2009 Freeport Bancshares, Inc. Freeport IL $ 3,000,000 Par 8 5/8/2009 Investors Financial Corporation of Pettis County, Inc Sedalia MO $ 4,000,000 Par 8, 49 5/8/2009 Sword Financial Corporation WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 13,644,000 Par 3, 8, 30 8/13/2010 2 2 2 2 2 2, 50 2 3, 8, 30 9/10/2010 Horicon 5/8/2009 Premier Bancorp, Inc. Wilmette Subordinated Debentures $ 6,784,000 Par 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 Mercantile Bank Corporation Northern State Bank Western Reserve Bancorp, Inc Community Financial Shares, Inc. Worthington Financial Holdings, Inc. First Community Bancshares, Inc Southern Heritage Bancshares, Inc. Foresight Financial Group, Inc. Grand Rapids Closter Medina Glen Ellyn Huntsville Overland Park Cleveland Rockford MI NJ OH IL AL KS TN IL IL Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ 21,000,000 1,341,000 4,700,000 6,970,000 2,720,000 14,800,000 4,862,000 15,000,000 Par Par Par Par Par Par Par Par 5/15/2009 IBC Bancorp, Inc. Chicago IL Subordinated Debentures $ 4,205,000 Par $ 5,586,000 Par $ 2,400,000 Par $ 1,100,000 Par $ 2,639,000 Par 8 5/15/2009 Boscobel Bancorp, Inc Boscobel WI 8 5/15/2009 Brogan Bankshares, Inc. Kaukauna WI 8 5/15/2009 Riverside Bancshares, Inc. Little Rock AR 8, 49 5/15/2009 Deerfield Financial Corporation Deerfield WI 8 5/15/2009 Market Street Bancshares, Inc. Mt. Vernon 2, 49 2 2 2 2, 49 2 2 5/22/2009 5/22/2009 5/22/2009 5/22/2009 5/22/2009 5/22/2009 5/22/2009 The Landrum Company First Advantage Bancshares Inc. Fort Lee Federal Savings Bank Blackridge Financial, Inc. Illinois State Bancorp, Inc. Universal Bancorp Franklin Bancorp, Inc. Columbia Coon Rapids Fort Lee Fargo Chicago Bloomfield Washington MO MN NJ ND IL IN MO IL 8 5/22/2009 Commonwealth Bancshares, Inc. Louisville KY 8 5/22/2009 Premier Financial Corp Dubuque IA 8 5/22/2009 F & C Bancorp, Inc. Holden MO 8 5/22/2009 Diamond Bancorp, Inc. Washington MO 8 5/22/2009 United Bank Corporation Barnesville GA 49 2 2, 63 2 2 2, 49 5/29/2009 5/29/2009 5/29/2009 5/29/2009 5/29/2009 5/29/2009 Community Bank Shares of Indiana, Inc. American Premier Bancorp CB Holding Corp. Citizens Bancshares Co. Grand Mountain Bancshares, Inc. Two Rivers Financial Group New Albany Arcadia Aledo Chillicothe Granby Burlington IN CA IL MO CO IA Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ 20,300,000 Par $ $ $ $ $ $ $ 15,000,000 1,177,000 1,300,000 5,000,000 6,272,000 9,900,000 5,097,000 Par Par Par Par Par Par Par $ 20,400,000 Par $ 6,349,000 Par $ 2,993,000 Par $ 20,445,000 Par $ 14,400,000 Par $ $ $ $ $ $ 19,468,000 1,800,000 4,114,000 24,990,000 3,076,000 12,000,000 Par Par Par Par Par Par Capital Repayment Date Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Final Disposition Date Final Disposition Disposition Investment 15 Description Final Disposition Proceeds 10/5/2011 4 $ 6,100,000 $ 0 Subordinated Debentures 8 10/5/2011 Subordinated Debentures 8 9/22/2011 49 $ 3,091,000 $ 0 Preferred Stock 2 9/22/2011 Preferred Stock 9/15/2011 49 $ 13,644,000 $ 0 Subordinated Debentures 8 9/15/2011 Subordinated Debentures 8 8/13/2010 4 $ 6,784,000 $ 0 N/A N/A N/A 3/28/2012 4 $ 1,341,000 $ 0 Preferred Stock 2 3/28/2012 Preferred Stock 2, 7 R $ 67,000 $ 4,862,000 $ 0 Preferred Stock 2 9/8/2011 Preferred Stock 2, 7 R $ 243,000 4 $ 4,205,000 $ 0 N/A N/A N/A 9/8/2011 49 $ 2,639,000 $ 0 Subordinated Debentures 8 9/8/2011 Subordinated Debentures 8 8/18/2011 49 $ 15,000,000 $ 0 Preferred Stock 2 8/18/2011 9/22/2011 49 $ 6,272,000 $ 0 Preferred Stock 2 9/15/2011 1/26/2011 49 $ $ 19,468,000 1,800,000 $ $ 0 0 Warrants 9/1/2011 49 $ 12,000,000 $ 0 9/8/2011 9/10/2010 4 7 R $ 305,000 2, 7 R $ 155,000 7 R $ 682,000 - - N/A N/A 7 R $ 132,000 Preferred Stock 2, 7 R $ 750,000 9/22/2011 Preferred Stock 2, 7 R $ 314,000 Preferred Stock 2 10/19/2011 1/26/2011 Warrants Preferred Stock R $ R $ 1,100,870 90,000 Preferred Stock 2 9/1/2011 Preferred Stock R $ 600,000 2, 7 2, 7 54 Seller Purchase Details Name of Institution City State Footnote Purchase Date 8 5/29/2009 Fidelity Bancorp, Inc Baton Rouge 8 5/29/2009 Chambers Bancshares, Inc. Danville AR 2 6/5/2009 Covenant Financial Corporation Clarksdale MS 8 6/5/2009 First Trust Corporation New Orleans LA 8, 10 6/5/2009 OneFinancial Corporation Little Rock AR 6/12/2009 Customers Bancorp, Inc. (Berkshire Bancorp, Inc.) Phoenixville PA 2, 60 09/19/2011 2, 10, 30 9/29/2010 2 2, 10 2, 49 LA 19,817,000 Par 5,000,000 Par $ 17,969,000 Par $ 17,300,000 Par $ 2,892,000 Par 12/28/2011 4 AL Preferred Stock w/ Exercised Warrants $ 6,000,000 Par 9/29/2010 4 6/12/2009 6/12/2009 6/12/2009 SouthFirst Bancshares, Inc. Virginia Company Bank Enterprise Financial Services Group, Inc. Sylacauga Newport News Allison Park AL VA PA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ $ $ 2,760,000 4,700,000 4,000,000 Par Par Par 8/25/2011 Subordinated Debentures KS 8 6/12/2009 River Valley Bancorporation, Inc. Wausau WI 2, 49 2, 10 6/19/2009 6/19/2009 Merchants and Manufacturers Bank Corporation RCB Financial Corporation Joliet Rome IL GA 8 6/19/2009 Manhattan Bancshares, Inc. Manhattan IL 8, 10 6/19/2009 Biscayne Bancshares, Inc. Coconut Grove FL 8 6/19/2009 Duke Financial Group, Inc. Minneapolis MN 8 6/19/2009 Farmers Enterprises, Inc. Great Bend KS 8 6/19/2009 Century Financial Services Corporation Santa Fe NM 8 6/19/2009 NEMO Bancshares Inc. Madison MO 3, 8, 30 7/30/2010 6/19/2009 University Financial Corp, Inc. St. Paul MN 8 $ $ Capital Repayment Amount (Loss) 6 Final Disposition Date Final Disposition Disposition Investment 15 Description Final Disposition Proceeds Par Vernon Lawrence 2 2, 50 2, 10 2, 3, 10, 30 8/20/2010 2, 41 3/30/2011 2, 41 3/30/2011 2 3,942,000 First Vernon Bancshares, Inc. First Financial Bancshares, Inc. 2, 10, 30 9/29/2010 Preferred Stock w/ Exercised Warrants $ Capital Repayment Date 6/12/2009 6/12/2009 2, 40 3/23/2011, 49 2, 10 2 Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Investment Amount Pricing Mechanism Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description $ 2,892,000 $ 0 Preferred Stock 2 12/28/2011 Preferred Stock 2, 7 R $ 145,000 R $ 245,000 2, 7, 8, 10, 49 8 Investment Description Capital Repayment Details Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants $ 3,756,000 Par $ 15,000,000 Par $ $ 3,510,000 8,900,000 Par Par $ 2,639,000 Par $ 6,400,000 Par $ 12,000,000 Par $ 12,000,000 Par $ 10,000,000 Par $ 2,330,000 Par $ 11,926,000 Par $ 15,000,000 Par $ 3,400,000,000 Par $ 6,000,000 $ 0 Preferred Stock 2 9/29/2010 Preferred Stock 49 $ 4,000,000 $ 0 R $ 200,000 $ 3,756,000 $ 0 Preferred Stock Subordinated Debentures 8 2, 7 9/22/2011 Preferred Stock 2 Subordinated Debentures 8 8/25/2011 49 7 R $ 113,000 9/8/2011 49 $ 3,510,000 $ 0 Preferred Stock 2 9/8/2011 Preferred Stock 2, 7 R $ 176,000 $ 11,926,000 $ 0 N/A N/A N/A $ 3,400,000,000 $ 0 Warrants 9/21/2010 Warrants 7/30/2010 4 3/31/2010 4 8/25/2011 49 $ $ 6/19/2009 Suburban Illinois Bancorp, Inc. Elmhurst IL 6/26/2009 Hartford Financial Services Group, Inc. Hartford CT 6/26/2009 Veritex Holdings, Inc. (Fidelity Resources Company) Dallas TX Preferred Stock w/ Exercised Warrants $ 3,000,000 Par 6/26/2009 6/26/2009 Waukesha Bankshares, Inc. FC Holdings, Inc. Waukesha Houston WI TX Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 5,625,000 21,042,000 Par Par 6/26/2009 Security Capital Corporation Batesville MS Preferred Stock w/ Exercised Warrants $ 17,388,000 Par 9/29/2010 4 6/26/2009 6/26/2009 6/26/2009 First Alliance Bancshares, Inc. Gulfstream Bancshares, Inc. Gold Canyon Bank Cordova Stuart Gold Canyon TN FL AZ Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 3,422,000 7,500,000 1,607,000 Par Par Par 8/18/2011 50 $ 6/26/2009 M&F Bancorp, Inc. Durham NC Preferred Stock $ 11,735,000 Par 8/20/2010 4 6/26/2009 Metropolitan Bank Group, Inc. Chicago IL Preferred Stock w/ Exercised Warrants $ 74,706,000 Par IL Preferred Stock w/ Exercised Warrants $ 7,186,000 Par 6/26/2009 Metropolitan Bank Group, Inc. (NC Bancorp, Inc.) Alliance Bancshares, Inc. Dalton GA $ 2,986,000 Par 6/26/2009 Stearns Financial Services, Inc. St. Cloud MN Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 24,900,000 Par 1/18/2012 4 12/15/2010 4 3,000,000 9/22/2011 2 8/25/2011 Preferred Stock $ 0 Preferred Stock 17,388,000 $ 0 Preferred Stock 2 9/29/2010 Preferred Stock $ 0 Preferred Stock 2 8/18/2011 Preferred Stock $ 11,735,000 $ 0 N/A N/A N/A $ 24,900,000 0 30a - 2, 7 N/A A $ 713,687,430 R $ 150,000 R $ 522,000 R $ 375,000 2, 7, 6/26/2009 Chicago 8 6/26/2009 Signature Bancshares, Inc. Dallas TX 8 6/26/2009 Fremont Bancorporation Fremont CA $ 1,700,000 Par $ 35,000,000 Par $ 7,500,000 1,700,000 $ $ 0 Subordinated Debentures 8 Subordinated Debentures 8 1/18/2012 12/15/2010 Subordinated Debentures 8 Subordinated Debentures 8 30a 2, 7 - N/A 7 R $ 1,245,000 7 R $ 85,000 55 Seller Purchase Details Name of Institution City State Investment Description Capital Repayment Details Investment Amount Pricing Mechanism Footnote Purchase Date 8 6/26/2009 Alliance Financial Services Inc. Saint Paul MN Subordinated Debentures w/ Exercised Warrants $ 12,000,000 Par 7/10/2009 Lincoln National Corporation Radnor PA Preferred Stock w/ Warrants $ 950,000,000 Par Capital Repayment Date Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description 4 $ 950,000,000 $ 0 Warrants 9/16/2010 Warrants $ $ 13,669,000 11,000,000 $ $ 0 0 Preferred Stock 2 2 Preferred Stock 8/18/2011 9/15/2011 Preferred Stock Preferred Stock 2, 10, 49 2, 49 2 2, 3 7/10/2009 7/17/2009 7/17/2009 7/17/2009 Bancorp Financial, Inc. Brotherhood Bancshares, Inc. SouthCrest Financial Group, Inc. Harbor Bankshares Corporation Oak Brook Kansas City Fayetteville Baltimore IL KS GA MD Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock $ $ $ $ 13,669,000 11,000,000 12,900,000 6,800,000 Par Par Par Par 8/18/2011 9/15/2011 8 7/17/2009 First South Bancorp, Inc. Lexington TN Subordinated Debentures w/ Exercised Warrants $ 50,000,000 Par 9/28/2011 4 $ 13,125,000 $ 36,875,000 Subordinated Debentures w/ Exercised Warrants 8 7/17/2009 Great River Holding Company Baxter MN $ 8,400,000 Par 8, 10 7/17/2009 Plato Holdings Inc. Saint Paul MN 2, 10 2 7/24/2009 7/24/2009 7/24/2009 Yadkin Valley Financial Corporation Community Bancshares, Inc. Florida Bank Group, Inc. Elkin Kingman Tampa NC AZ FL 8 7/24/2009 First American Bank Corporation Elk Grove Village 12/21/2011 4 $ 15,000,000 $ 35,000,000 Subordinated Debentures w/ Exercised Warrants IL 2 7/31/2009 Chicago Shore Corporation Chicago IL 8, 10, 49 7/31/2009 Financial Services of Winger, Inc. Winger MN 2, 49 2 2 2 8/7/2009 8/7/2009 8/14/2009 8/21/2009 The ANB Corporation U.S. Century Bank Bank Financial Services, Inc. KS Bancorp, Inc. Terrell Miami Eden Prairie Smithfield TX FL MN NC Subordinated Debentures w/ Exercised Warrants 49 $ 2,500,000 Par $ $ $ 13,312,000 3,872,000 20,471,000 Par Par Par $ 50,000,000 Par $ 7,000,000 Par $ 3,742,000 Par 9/1/2011 49 $ 3,742,000 $ 0 $ $ $ $ 20,000,000 50,236,000 1,004,000 4,000,000 Par Par Par Par 8/25/2011 49 $ 20,000,000 $ $ 5,000,000 Par $ $ $ 3,223,000 20,699,000 16,015,000 Par Par Par 9/22/2011 49 $ 20,699,000 $ 9,720,000 Par 9/8/2011 50 $ $ 1,697,000 Par 9/22/2011 49 $ 49 $ $ 49 9/11/2009 Pathfinder Bancorp, Inc. Oswego NY Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants $ 6,771,000 Par 9/1/2011 2, 30 9/29/2010 9/11/2009 Community Bancshares of Mississippi, Inc. Brandon MS Preferred Stock w/ Exercised Warrants $ 52,000,000 Par 9/29/2010 4 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 7,000,000 1,500,000 Par Par 8/25/2011 50 $ 1,500,000 $ 0 $ 7,500,000 Par 9/17/2010 4 $ 7,500,000 $ 0 $ $ 5,976,000 10,000,000 Par Par 10,103,000 Par 3/16/2011 4 $ $ 2,606,000 $ 8/11/2011 50 $ 7,497,000 $ 0 Preferred Stock 2 7/30/2010 4 $ 14,000,000 $ 0 8 8/21/2009 AmFirst Financial Services, Inc. McCook NE 2, 3 2, 49 2, 10 8/28/2009 8/28/2009 8/28/2009 First Independence Corporation First Guaranty Bancshares, Inc. CoastalSouth Bancshares, Inc. Detroit Hammond Hilton Head Island MI LA SC 8, 10, 50 8/28/2009 TCB Corporation Greenwood SC 8, 10, 49 9/4/2009 The State Bank of Bartley Bartley NE Final Disposition Disposition Investment 15 Description 6/30/2010 49 Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Final Disposition Date 0 Subordinated Debentures 8 Preferred Stock 2 8/25/2011 Subordinated Debentures 8 Preferred Stock $ 0 Preferred Stock 2 9/22/2011 Preferred Stock 9,720,000 $ 0 1,697,000 $ 0 6,771,000 $ 0 Subordinated Debentures 8 Subordinated Debentures 8 Warrants 52,000,000 $ 0 Preferred Stock 2 Preferred Stock 2 Subordinated Debentures 8 9/1/2011 2/1/2012 Subordinated Debentures 8 Subordinated Debentures 8 Warrants 9/29/2010 Preferred Stock 8/25/2011 Preferred Stock Subordinated Debentures 8 9/8/2011 9/22/2011 2, 7 2, 7 Final Disposition Proceeds A $ 216,620,887 R $ R $ 410,000 550,000 7 R $ 112,000 2, 7 R $ 1,000,000 2, 7 R $ 1,030,000 7 R $ 292,000 7 R $ 51,000 R $ 537,633 R $ 2,600,000 2, 7, 2, 10 2, 10, 50 8, 30 9/17/2010 2, 10 2, 10 9/11/2009 9/11/2009 Heartland Bancshares, Inc. PFSB Bancorporation, Inc. Franklin Pigeon Falls IN WI 9/11/2009 First Eagle Bancshares, Inc. Hanover Park IL 9/18/2009 9/18/2009 IA Bancorp, Inc. HomeTown Bankshares Corporation Iselin Roanoke NJ VA 2, 10, 50 9/25/2009 Heritage Bankshares, Inc. Norfolk VA 2 9/25/2009 Mountain Valley Bancshares, Inc. Cleveland GA 8 9/25/2009 Grand Financial Corporation Hattiesburg MS Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 3,300,000 Par $ 2,443,320 Par 7,497,000 Preferred Stock w/ Exercised Warrants 9/17/2010 8/11/2011 Preferred Stock N/A N/A N/A 3, 8, 30 7/30/2010 10, 21 9/25/2009 Guaranty Capital Corporation Belzoni MS Subordinated Debentures $ 14,000,000 Par 9/25/2009 GulfSouth Private Bank Destin FL $ 7,500,000 Par 8, 10, 50 9/25/2009 Steele Street Bank Corporation Denver CO $ 11,019,000 Par 9/1/2011 50 $ 11,019,000 $ 0 Subordinated Debentures 8 9/1/2011 Subordinated Debentures 8 2, 10, 49 10/2/2009 10/2/2009 Premier Financial Bancorp, Inc. Providence Bank Huntington Rocky Mount WV NC Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $ $ 22,252,000 4,000,000 Par Par 9/15/2011 49 $ 4,000,000 $ 0 Preferred Stock 2 9/15/2011 Preferred Stock 30a 2, 7 R $ 71,000 30a R $ 375,000 2, 7 R $ 303,000 - N/A 7 R $ 331,000 2, 7 R $ 175,000 56 Seller Footnote Purchase Date 2, 10, 69 1/27/2012 10/23/2009 Purchase Details Name of Institution City State Investment Description Capital Repayment Details Investment Amount Pricing Mechanism Vancouver WA Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock $ 12,700,000 Par 10/23/2009 Cardinal Bancorp II, Inc. Washington MO 2 2, 10a, 49 2, 10a 2, 10 10/30/2009 10/30/2009 11/6/2009 11/13/2009 Randolph Bank & Trust Company WashingtonFirst Bankshares, Inc. F & M Bancshares, Inc. Fidelity Federal Bancorp Asheboro Reston Trezevant Evansville NC 8, 10 11/13/2009 Community Pride Bank Corporation Ham Lake MN 2, 10a 2, 10 2, 50 2, 10a 11/13/2009 11/20/2009 11/20/2009 11/20/2009 HPK Financial Corporation Presidio Bank McLeod Bancshares, Inc. Metropolitan Capital Bancorp, Inc. Chicago San Francisco Shorewood Chicago 3, 10a, 72 2/10/2012 12/4/2009 Broadway Financial Corporation Los Angeles CA Preferred Stock 2 2, 10 2 2, 10 12/4/2009 12/4/2009 12/11/2009 12/11/2009 Delmar Bancorp Liberty Bancshares, Inc. First Community Financial Partners, Inc. Wachusett Financial Services, Inc. Delmar Fort Worth Joliet Clinton MD TX IL MA 8 12/11/2009 Nationwide Bankshares, Inc. West Point NE $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 6,319,000 6,000,000 2,417,000 11,881,000 6,335,000 1,505,000 2,032,000 3,000,000 6,056,000 1,300,000 4,640,000 1,744,000 4,596,000 1,230,000 2,997,000 8,700,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 2, 73 3/9/2012 Final Disposition Date Final Disposition Disposition Investment 15 Description Final Disposition Proceeds 2, 7, Regents Bancshares, Inc. 8, 50 2, 10a, 49 2, 10a, 49 2, 10a, 49 2, 10a 2, 10a 2, 10a, 49 2, 10a 2 2, 10, 49 2, 49 2, 10a, 49 2, 10a, 49 2, 10a 2, 10a 2, 10a, 49 2, 10 2, 10a, 30 9/24/2010 2, 10a, 13 8/31/2010, 49 2, 10a, 49 2, 10a, 49 2, 10a 2, 10 2, 10 Capital Repayment Date Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description VA TN IN IL CA MN IL $ 6,251,000 Par $ $ $ $ 6,229,000 6,842,000 3,535,000 6,657,000 Par Par Par Par $ 4,400,000 Par $ $ $ $ 5,000,000 10,800,000 6,000,000 2,348,000 Par Par Par Par $ 6,000,000 Par $ $ $ $ 9,000,000 6,500,000 22,000,000 12,000,000 Par Par Par Par $ 2,000,000 Par 1/27/2012 69 $ 0 Preferred Stock 2 1/27/2012 Preferred Stock 9/8/2011 Subordinated Debentures 8 9/8/2011 50 $ 6,251,000 $ 0 8/4/2011 49 $ 6,842,000 $ 0 N/A N/A N/A 8/18/2011 50 $ 6,000,000 $ 0 Preferred Stock 2 8/18/2011 Preferred Stock 12/29/2010 4 $ 2,000,000 $ 0 9/8/2011 9/1/2011 9/15/2011 49 $ $ $ 6,319,000 6,000,000 2,417,000 $ $ $ 0 0 0 Subordinated Debentures 8 N/A N/A N/A 9/22/2011 49 $ 1,505,000 $ 0 7/14/2011 9/22/2011 7/14/2011 7/28/2011 49 $ $ $ $ 6,056,000 1,300,000 4,640,000 1,744,000 $ $ $ $ $ $ 1,230,000 2,997,000 The Victory Bancorp, Inc. First Business Bank, N.A. Layton Park Financial Group Centric Financial Corporation Valley Financial Group, Ltd., 1st State Bank Cache Valley Banking Company Birmingham Bloomfield Bancshares, Inc First Priority Financial Corp. Northern State Bank Union Bank & Trust Company First Freedom Bancshares, Inc. Greenville Los Angeles Exton Denver Devon Limerick San Diego Milwaukee Harrisburg Saginaw Logan Birmingham Malvern Closter Oxford Lebanon SC CA PA CO PA PA CA WI PA MI UT MI PA NJ NC TN 12/22/2009 First Choice Bank Cerritos CA Preferred Stock $ 2,836,000 Par 9/24/2010 4 $ 12/22/2009 Highlands Bancorp, Inc. (Highlands State Bank) Vernon NJ Preferred Stock $ 2,359,000 Par 9/22/2011 49 $ 49 GrandSouth Bancorporation 1st Enterprise Bank First Resource Bank First Western Financial, Inc. Meridian Bank $ Subordinated Debentures 8 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants 12/11/2009 12/11/2009 12/11/2009 12/11/2009 12/11/2009 12/11/2009 12/11/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/22/2009 12,700,000 3/28/2012 9/22/2011 12/22/2009 12/22/2009 12/22/2009 12/29/2009 12/29/2009 Medallion Bank Catskill Hudson Bancorp, Inc TriSummit Bank Atlantic Bancshares, Inc. Union Financial Corporation Salt Lake City Rock Hill Kingsport Bluffton Albuquerque UT NY TN SC NM Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ 9,698,000 3,500,000 4,237,000 2,000,000 2,179,000 Par Par Par Par Par 7/21/2011 7/21/2011 12/29/2009 Mainline Bancorp, Inc. Ebensburg PA Preferred Stock w/ Exercised Warrants $ 4,500,000 Par 3/9/2012 49 49 49 49 49 4 49 7 R $ 381,000 R $ 313,000 - 2, 7 R $ 7 R $ N/A 300,000 N/A N/A N/A Subordinated Debentures 8 N/A N/A N/A Preferred Stock 2 9/22/2011 Preferred Stock 2, 7 R $ 34,000 0 0 0 0 Preferred Stock 2 Preferred Stock 2 N/A N/A 7/14/2011 9/22/2011 N/A N/A Preferred Stock Preferred Stock N/A N/A 2, 7 R $ R $ - 182,000 65,000 N/A N/A $ $ 0 0 N/A N/A N/A N/A N/A N/A - N/A 2,836,000 $ 0 N/A N/A N/A - 2,359,000 $ 0 N/A N/A N/A 12/29/2010 2 $ $ 9,698,000 3,500,000 $ $ 0 0 Preferred Stock Preferred Stock 2 7/21/2011 7/21/2011 Preferred Stock Preferred Stock $ 4,500,000 $ 0 Preferred Stock 2 3/9/2012 Preferred Stock 38 $ 650,000 $ 0 N/A N/A N/A 49 69 - 2, 7 100,000 N/A N/A N/A N/A N/A N/A 2, 7 2, 7 R $ R $ 55,000 113,000 R $ 225,000 2, 7, 73 8, 10, 38 12/29/2009 FBHC Holding Company Boulder CO 2, 10a 2, 10a 2, 10a, 30 9/29/2010 2, 10a 2, 10a 2, 10a, 49 12/29/2009 12/29/2009 Western Illinois Bancshares Inc. DeSoto County Bank Monmouth Horn Lake IL MS Subordinated Debentures w/ Exercised Warrants Preferred Stock Preferred Stock 12/29/2009 Lafayette Bancorp, Inc. Oxford MS Preferred Stock $ 2,453,000 Par 9/29/2010 4 $ 2,453,000 $ 0 N/A N/A N/A 12/29/2009 12/29/2009 12/29/2009 Private Bancorporation, Inc. CBB Bancorp Illinois State Bancorp, Inc. Minneapolis Cartersville Chicago MN GA IL Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants $ $ $ 3,262,000 1,753,000 4,000,000 Par Par Par 9/22/2011 49 $ 4,000,000 $ 0 Preferred Stock 2 9/22/2011 Preferred Stock $ 3,035,000 Par $ $ 4,567,000 1,508,000 Par Par 3/9/2011 73 N/A - 2, 7 N/A R $ 92,000 57 Seller Footnote Purchase Date Name of Institution Purchase Details City State Investment Description Total Purchase Amount * Capital Repayment Details Investment Amount $ 204,943,827,320 Pricing Mechanism Capital Repayment Date Capital Repayment Amount (Loss) 6 Total Repaid ** $ 186,914,050,341 Losses*** TOTAL TREASURY CAPITAL PURCHASE PROGRAM (CPP) OUTSTANDING INVESTMENT AMOUNT $ (2,739,390,967) $ 15,290,386,012 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Final Disposition Date Final Disposition Disposition Investment 15 Description Total Warrant Proceeds**** Final Disposition Proceeds $ 7,674,262,865 * Total purchase amount includes the capitalization of accrued dividends referred to in Notes 20, 22, 28 and 29. ** Total repaid includes (i) the amount of $25 billion applied as repayment under the Capital Purchase Program from the total proceeds of $31.85 billion received pursuant to the sales of Citigroup, Inc. common stock as of December 6, 2010 (see Note 23 and "Capital Purchase Program - Citigroup Common Stock Disposition" on following pages) and (ii) the amount of $355,724,000 repaid by institutions that have completed exchanges for investments under the Community Development Capital Initiative (see Note 30 and "Community Development Capital Initiative" on following pages). *** Losses include (i) the investment amount for institutions that have completed bankruptcy proceedings (see Notes 16 and 19) and (ii) the investment amount less the amount of final proceeds for institutions where Treasury has completed a sale (see Notes 26, 32, 33, 34, 38, 39, 42, 46, 47, 59, 64, 74, 75, 76, 77, 78, 79), but excludes investment amounts for institutions that have pending receivership or bankruptcy proceedings (see Notes 14, 25, 51, 52, 53, 54, 55, 56, 57, 61, 63, 70, and 71). **** Total warrant proceeds includes $7,566,000, which represents the total amount of warrants that were included in nine institutions' exchange into the CDCI program (see Note 30a). Notes appear on the following page. 58 1a/ This transaction was included in previous Transaction Reports with Merrill Lynch & Co., Inc. listed as the qualifying institution and a 10/28/2008 transaction date, footnoted to indicate that settlement was deferred pending merger. The purchase of Merrill Lynch by Bank of America was completed on 1/1/2009, and this transaction under the CPP 1b/ The warrant disposition proceeds amount are stated pro rata in respect of the CPP investments in Bank of America Corporation that occurred on 10/28/2008 and 1/9/2009. The total gross disposition proceeds from CPP warrants on 3/3/2010 was $310,571,615, consisting of $186,342,969 and $124,228,646. Proceeds from the disposition of TIP warrants on 3/3/2010 appear on a following page of this report. 2/ Privately-held qualified financial institution; Treasury received a warrant to purchase additional shares of preferred stock (unless the institution is a CDFI), which it exercised immediately. 3/ To promote community development financial institutions (CDFIs), Treasury does not require warrants as part of its investment in certified CDFIs when the size of the investment is $50 million or less. 3a/ Treasury cancelled the warrants received from this institution due to its designation as a CDFI. 4/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009. 5/ Redemption pursuant to a qualified equity offering. 6/ This amount does not include accrued and unpaid dividends, which must be paid at the time of capital repayment. 7/ The proceeds associated with the disposition of this investment do not include accrued and unpaid dividends. 8/ Subchapter S corporation; Treasury received a warrant to purchase additional subordinated debentures (unless the institution is a CDFI), which it exercised immediately. 9/ In its qualified equity offering, this institution raised more capital than Treasury’s original investment, therefore, the number of Treasury’s shares underlying the warrant was reduced by half. 10/ This institution participated in the expansion of CPP for small banks. 10a/ This institution received an additional investment through the expansion of CPP for small banks. 11/ Treasury made three separate investments in Citigroup Inc. (Citigroup) under the CPP, Targeted Investment Program (TIP), and Asset Guarantee Program (AGP) for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in Fixed Rate Cumulative Perpetual Preferred Stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. On 7/23/2009 and 7/30/2009, Treasury exchanged a total of $25 billion of the CPP shares for Series M Common Stock Equivalent (“Series M”) and a warrant to purchase shares of Series M. On 9/11/2009, Series M automatically converted to 7,692,307,692 shares of common stock and the associated warrant terminated on receipt of certain shareholder approvals. 12/ On 8/24/2009, Treasury exchanged its series C preferred stock issued by Popular, Inc. for a like amount of non tax-deductible trust preferred securities issued by Popular Capital Trust III, administrative trustee for Popular, Inc. Popular, Inc. paid a $13 million exchange fee in connection with this transaction. 13/ This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank holding companies. The institution in which Treasury's original investment was made is shown in parentheses. 14/ As of the date of this report, this institution is in bankruptcy proceedings. 15/ For final disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution in a negotiated sale pursuant to the terms of the related securities purchase agreement, "A" represents the proceeds to Treasury, before underwriting fees and selling expenses, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution, and "P" represents the proceeds to Treasury, before placement expenses, from a sale by Treasury in a private auction principally involving qualified institutional buyers. 16/ On 12/10/2009, the bankruptcy reorganization plan of CIT Group Inc. became effective and Treasury's preferred stock and warrant investment were extinguished and replaced by contingent value rights (CVRs). On 2/8/2010, the CVRs expired without value as the terms and conditions for distribution of common shares to holders of CVRs were 17/ On 12/11/2009, Treasury exchanged its series A preferred stock issued by Superior Bancorp, Inc. for a like amount of non tax-deductible Trust Preferred Securities issued by Superior Capital Trust II, administrative trustee for Superior Bancorp. 18/ On 2/1/2010, following the acquisition of First Market Bank (First Market) by Union Bankshares Corporation (the acquiror), the preferred stock and exercised warrants issued by First Market on 2/6/2009 were exchanged for a like amount of securities of the acquiror in a single series but with a blended dividend rate equivalent to those of Treasury's 19/ On 2/11/2010, Pacific Coast National Bancorp dismissed its bankruptcy proceedings with no recovery to any creditors or investors, including Treasury, and the investment was extinguished. 20/ On 3/8/2010, Treasury exchanged its $84,784,000 of preferred stock in Midwest Banc Holdings, Inc. (MBHI) for $89,388,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $84,784,000, plus $4,604,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by MBHI of the conditions related to its capital plan, the MCP may be converted to common stock. 21/ On 3/30/2010, Treasury exchanged its $7,500,000 of subordinated debentures in GulfSouth Private Bank for an equivalent amount of preferred stock, in connection with its conversion from a Subchapter S-Corporation, that comply with the CPP terms applicable to privately held qualified financial institutions. 22/ On 4/16/2010, Treasury exchanged its $72,000,000 of preferred stock in Independent Bank Corporation (Independent) for $74,426,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $72,000,000, plus $2,426,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by Independent of the conditions related to its capital plan, the MCP may be converted to common stock. 23/ Treasury received Citigroup common stock pursuant to the June 2009 Exchange Agreement between Treasury and Citigroup which provided for the exchange into common shares of the preferred stock that Treasury purchased in connection with Citigroup's participation in the Capital Purchase Program (see note 11). On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. On May 26, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. On July 23, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on September 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on September 30, 2010. On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. All such sales were generally made at the market price. On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. See "Capital Purchase Program - Citigroup, Inc., Common Stock Disposition" on following page for the actual number of shares sold by Morgan Stanley, the weighted average price per share and the total proceeds to Treasury from all such sales during those periods. 24/ On 8/26/2010, Treasury completed the exchange of its $303,000,000 of preferred stock in Sterling Financial Corporation (Sterling) for a like amount of mandatorily convertible preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Sterling entered into on 4/29/2010. Since Sterling also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, including those related to its capital plan, Treasury’s $303,000,000 of MCP was subsequently, as of 8/26/2010, converted into 378,750,000 shares of common stock. 25/ On 8/20/2010, Sonoma Valley Bank, Sonoma, CA, the banking subsidiary of Sonoma Valley Bancorp, was closed by the California Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 26/ On 9/30/2010, Treasury completed the sale of all preferred stock and warrants issued by South Financial Group, Inc. to Toronto-Dominion Bank (TD) at an aggregate purchase price of $130,179,218.75 for the preferred stock and $400,000 for the warrants, pursuant to the terms of the agreement between Treasury and TD entered into on 5/18/2010. 27/ On 6/30/2010, Treasury exchanged $46,400,000 of its series A preferred stock in First Merchants Corporation for a like amount of non tax-deductible Trust Preferred Securities issued by First Merchants Capital Trust III. 28/ On 7/20/2010, Treasury completed the exchange of its $400,000,000 of preferred stock in First BanCorp for $424,174,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $400,000,000, plus $24,174,000 of capitalized previously accrued and unpaid dividends. On 10/07/2011, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 32,941,797 shares of common stock of First BanCorp. Treasury received all accrued and previously unpaid dividends on the MCP at the time of the conversion. First BanCorp has agreed to have a Treasury observer attend board of directors meetings. 29/ On 8/31/2010, following the completion of the conditions related to Pacific Capital Bancorp's (Pacific Capital) capital plan, Treasury exchanged its $180,634,000 of preferred stock in Pacific Capital for $195,045,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $180,634,000, plus $14,411,000 of capitalized previously accrued and unpaid dividends. On 9/27/2010, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 360,833,250 shares of common stock of Pacific Capital. Pacific Capital has agreed to have Treasury observers attend board of directors meetings. 30/ This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has completed an exchange of its Capital Purchase Program investment for an investment under the terms of the CDCI program. See "Community Development Capital Initiative" below. 30a/ At the time of this institution’s exchange into the CDCI program, the warrant preferreds were included in the total amount of preferred stock exchanged for Treasury’s CDCI investment. Therefore this disposition amount does not represent cash proceeds to Treasury. 31/ On 9/30/2010, Treasury completed the exchange of its $80,347,000 of preferred stock in Hampton Roads Bankshares, Inc. (Hampton) for a like amount of mandatorily convertible preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Hampton entered into on 8/12/2010. Since Hampton also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, Treasury’s $80,347,000 of MCP was subsequently converted into 52,225,550 shares of common stock. 32/ On 9/30/2010, Treasury completed the sale of all preferred stock and warrants issued by TIB Financial Corp. to North American Financial Holdings, Inc. (NAFH) at an aggregate purchase price of $12,119,637.37 for the preferred stock and $40,000 for the warrants, pursuant to the terms of the agreement between Treasury and NAFH entered into on 9/24/2010. 33/ On 3/4/2011, Treasury completed the sale to Community Bancorp LLC (“CBC”) of all preferred stock and warrants issued by Cadence Financial Corporation (“Cadence”) to Treasury for an aggregate purchase price of $39,014,062.50, pursuant to the terms of the agreement between Treasury and CBC entered into on 10/29/2010. 34/ On 12/3/2010, Treasury completed the sale of all preferred stock (including the preferred stock received upon the exercise of warrants) issued by The Bank of Currituck (“Currituck”) to Treasury for an aggregate purchase price of $1,742,850, pursuant to the terms of the agreement between Treasury and Currituck entered into on 11/5/2010. 35/ Treasury entered into an agreement on 1/28/2011 with North American Financial Holdings, Inc. for the sale of all preferred stock and warrants issued by Capital Bank Corporation to Treasury for an aggregate purchase price of $41,279,000. Since the conditions to closing of the sale were satisfied, the closing of the sale also occurred on 1/28/2011. 36/ On 2/15/2011, Treasury completed the sale of all preferred stock (including the preferred stock received upon the exercise of warrants) issued by Treaty Oak Bancorp (“Treaty Oak”) to Treasury for (i) a cash payment of $500,000, (ii) the right to receive up to $150,000 in principal payments on a note payable by Carlile Bancshares, Inc. in favor of Treaty Oak, and (iii) a newly issued warrant to purchase 3,098,341 shares of Treaty Oak common stock, pursuant to the terms of the agreement between Treasury and Treaty Oak entered into on 2/15/2011. 37/ On 2/18/11, Treasury completed the exchange of its $135,000,000 of preferred stock (including accrued and unpaid dividends thereon) in Central Pacific Financial Corp. for not less than 5,620,117 shares of common stock, pursuant to an exchange agreement dated 2/17/2011. 38/ On 3/9/2011, Treasury completed the sale of all subordinated debentures (including the subordinated debentures received upon the exercise of warrants) issued by FBHC Holding Company ("FBHC") to Treasury for an aggregate purchase price of $650,000, pursuant to the terms of the agreement between Treasury and FBHC entered into on 3/9/2011. 39/ On 5/31/2011, Treasury completed the sale of all preferred stock and warrants issued by First Community Bank Corporation of America (FCBCA) for an aggregate purchase price of (i) $7.20 million plus (ii) 72% of the remaining cash assets after giving effect to the payment of defined acquisition expenses, debts, liabilities and distributions to other classes of security holders, pursuant to the terms of the agreement between Treasury and FCBCA entered into on 3/11/2011. 40/ As a result of the acquisition of Fidelity Resources Company (the acquired company) by Veritex Holdings, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/26/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/23/2011. 59 41/ As a result of the acquisition of NC Bancorp, Inc. (the acquired company) by Metropolitan Bank Group, Inc. (the acquiror), Treasury exchanged $6,880,000 of its preferred stock in NC Bancorp, Inc. and $71,526,000 of its preferred stock in Metropolitan Bank Group, Inc. for $81,892,000 of a new series of preferred stock in Metropolitan Bank Group, Inc., which is equivalent to the combined initial investment amount of $78,406,000 plus $3,486,000 of capitalized previously accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/30/2011. Exercised warrants were also exchanged at the time of the agreement. 42/ On 5/3/2011, Treasury completed the sale of all First Federal Bancshares of Arkansas, Inc. preferred stock and warrants held by Treasury to Bear State Financial Holdings, LLC (“Bear State”) for an aggregate purchase price of $6,000,000.00, pursuant to the terms of the agreement between Treasury and Bear State entered into on 05/03/2011. 43/ On 5/13/2011, Treasury completed the sale of all Wilmington Trust Corporation preferred stock held by Treasury to M&T Bank Corporation ("M&T") for an aggregate purchase price of $330,000,000.00 plus accrued dividends and exchanged its Wilmington Trust Corporation warrant for an equivalent warrant issued by M&T Bank Corporation, pursuant to the terms of the agreement between Treasury and M&T entered into on 5/13/2011. 44/ On 7/5/2011, Treasury completed a transaction with Harris Financial Corp., a wholly-owned subsidiary of Bank of Montreal ("BMO"), for the sale of (i) all Marshall & Ilsley Corporation ("M&I") Preferred Stock held by Treasury for a purchase price of $1,715,000,000 plus accrued dividends and (ii) the Treasury-held M&I Warrant for an amount equal to $3,250,000, pursuant to the terms of the agreement between Treasury and BMO entered into on 05/16/2011. 45/ On 6/3/2011, Treasury completed the sale of all Whitney Holding Corporation preferred stock and the related warrant held by Treasury to Hancock Holding Company ("HHC") for an aggregate purchase price equal to (i) the par amount of the preferred stock ($300,000,000) plus accrued and unpaid dividends thereon and (ii) $6,900,000 for the warrant, pursuant to the terms of the agreement between Treasury and HHC entered into on 6/3/2011. 46/ On 06/22/2011, Treasury completed the sale of 2,850,000 shares of common stock at $12.590625 per share (which represents the $12.75 public offering price less underwriting discounts) for net proceeds of $35,883,281.25 pursuant to an underwriting agreement executed on 06/17/2011. On 3/29/2012, Treasury executed an underwriting agreement for the sale of all of Treasury’s remaining 2,770,117 shares of Central Pacific Financial Corp. common stock at $13.01 per share (which represents the $13.15 public offering price less underwriting discounts) for net proceeds of $36,039,222.17. 47/ On 6/30/2011, Treasury completed the sale of all Cascade Financial Corporation preferred stock held by Treasury and the related warrant to Opus Acquisition, Inc. ("Opus") for an aggregate purchase price of $16,250,000.00, pursuant to the terms of the agreement between Treasury and Opus entered into on 06/28/2011. 49/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 using proceeds received in connection with the institution’s participation in the Small Business Lending Fund. 50/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 - part of the repayment amount obtained from proceeds received in connection with the institution’s participation in the Small Business Lending Fund. 51 / On 11/5/2010, Pierce Commercial Bank, Tacoma, WA, the banking subsidiary of Pierce County Bancorp, was closed by the Washington Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 52/ On 11/12/2010, Tifton Banking Company, Tifton, GA, was closed by the Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 53/ On 3/11/2011, Legacy Bank, Milwaukee, WI, the banking subsidiary of Legacy Bancorp, Inc., was closed by the State of Wisconsin Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 54/ On 4/15/2011, Superior Bank, Birmingham, AL, the banking subsidiary of Superior Bancorp Inc., was closed by the Office of Thrift Supervision, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 55/ On 7/15/2011, First Peoples Bank, Port Saint Lucie, Florida, the banking subsidiary of FPB Bancorp, Inc., was closed by the Florida Office of Financial Regulation, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 56/ On 7/15/2011, One Georgia Bank, Atlanta, GA was closed by the State of Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 57/ On 7/29/2011, Integra Bank, National Association, Evansville, Indiana, the banking subsidiary of Integra Bank Corporation, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 58/ On 10/21/2011, Treasury completed the exchange of all FNB United Corp. ("FNB United") preferred stock and warrants held by Treasury for 108,555,303 shares of FNB United common stock and an amended and restated warrant, pursuant to the terms of the agreement between Treasury and FNB United entered into on 08/12/2011. 59/ On 9/7/2011, Treasury completed the sale of all Green Bankshares, Inc. preferred stock held by Treasury and the related Warrant to North American Financial Holdings, Inc. ("NAFH") for an aggregate purchase price of $68,700,000.00, pursuant to the terms of the agreement between Treasury and NAFH entered into on 9/6/2011. 60/ As a result of the acquisition of Berkshire Bancorp, Inc. (the acquired company) by Customers Bancorp, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/12/2009 were exchanged for a like amount of securities of the acquiror plus accrued and previously unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 9/16/2011. 61/ On 9/23/2011, Citizens Bank of Northern California, Nevada City, California, the banking subsidiary of Citizens Bancorp, was closed by the California Department of Financial Institutions, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 62/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 in connection with the institution’s participation in the Small Business Lending Fund, which occurred at a later date. 63/ On 10/14/2011, Country Bank, Aledo, Illinois, the banking subsidiary of CB Holding Corp., was closed by the Illinois Department of Financial and Professional Regulation - Division of Banking, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 64/ On 10/21/2011, Treasury completed the sale of all Santa Lucia Bancorp preferred stock and warrants held by Treasury to CCI One Acquisition Corporation ("CCI") for an aggregate purchase price of $2,800,000.00, pursuant to the terms of the agreement between Treasury and CCI entered into on 10/20/2011. 65/ As a result of a reincorporation transaction whereby Crescent Financial Corporation (CFC) was merged into Crescent Financial Bancshares, Inc. (CFB), the preferred stock and warrant issued by CFC on 1/9/2009 were exchanged for a like amount of securities of CFB, pursuant to the terms of an agreement among Treasury, CFC and CFB entered into on 11/15/2011. 66/ As a result of the acquisition of Center Financial Corporation by BBCN Bancorp, Inc. (formerly Nara Bancorp, Inc.), the preferred stock and warrant issued by Center Financial Corporation were exchanged for a like amount of securities of BBCN Bancorp, Inc., pursuant to the terms of an agreement among Treasury, Center Financial Corporation, and BBCN Bancorp, Inc. entered into on 11/30/2011. 67/ On 1/3/2012, Treasury completed (i) the sale to F.N.B. Corporation (“F.N.B.”) of all of the preferred stock that had been issued to Treasury by Parkvale Financial Corporation (“Parkvale”) for a purchase price of $31,762,000 plus accrued dividends and (ii) the exchange of the Parkvale warrant held by Treasury for a like F.N.B. warrant, pursuant to the terms of the agreement between Treasury and F.N.B. entered into on 12/29/2011 in connection with the merger of Parkvale and F.N.B. effective 01/01/2012. 68/ As a result of the acquisition of State Bancorp, Inc. (the acquired company) by Valley National Bancorp (the acquiror), the warrant issued by the acquired company on 12/5/2008 was exchanged for a like security of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 1/1/2012. 69/ On 1/27/2012, pursuant to the terms of the merger of Regents Bancshares, Inc. (“Regents”) with Grandpoint Capital, Inc., Treasury received $13,214,858.00 (representing the par amount together with accrued and unpaid dividends thereon) in respect of the preferred stock (including that received from the exercise of warrants) that had been issued to Treasury by Regents. 70/ On 1/27/2012, Tennessee Commerce Bank, Franklin, TN was closed by the Tennessee Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 71/ On 2/10/2012, SCB Bank, Shelbyville, Indiana, the banking subsidiary of Blue River Bancshares, Inc., was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 72/ On 2/10/2012, Treasury entered into an agreement with Broadway Financial Corporation to exchange Treasury’s $15,000,000 of preferred stock for common stock. The exchange is subject to the fulfillment by Broadway Financial Corporation of certain conditions, including the satisfactory completion of a capital plan. 73/ On 3/9/2012, Treasury completed the sale of all Mainline Bancorp, Inc. preferred stock and exercised warrants held by Treasury to 9th Street Holdings, Inc., a subsidiary of S&T Bancorp, Inc., for an aggregate purchase price of $4,725,000 plus accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, 9th Street Holdings, Inc., and S&T Bancorp, Inc. entered into on 3/8/2012. 74/ On 3/28/2012, Treasury executed an underwriting agreement for the sale of 124,000 shares of Banner Corporation preferred stock at $884.82 per share (less underwriting discounts) for net proceeds of $108,071,914.80 plus accrued and unpaid dividends. 75/ On 3/28/2012, Treasury executed an underwriting agreement for the sale of 65,000 shares of First Financial Holdings, Inc. preferred stock at $873.51 per share (less underwriting discounts) for net proceeds of $55,926,477.75 plus accrued and unpaid dividends. 76/ On 3/28/2012, Treasury executed an underwriting agreement for the sale of 62,158 shares of Wilshire Bancorp, Inc. preferred stock at $943.51 per share (less underwriting discounts) for net proceeds of $57,766,994.16 plus accrued and unpaid dividends. 77/ On 3/28/2012, Treasury executed an underwriting agreement for the sale of 2,000 shares of Seacoast Banking Corporation of Florida preferred stock at $20,510.00 per share (less underwriting discounts) for net proceeds of $40,404,700.00 plus accrued and unpaid dividends. 78/ On 3/28/2012, Treasury executed an underwriting agreement for the sale of 57,000 shares of MainSource Financial Group, Inc. preferred stock at $931.11 per share (less underwriting discounts) for net proceeds of $52,277,170.95 plus accrued and unpaid dividends. 79/ On 3/28/2012, Treasury executed an underwriting agreement for the sale of 52,625 shares of WSFS Financial Corporation preferred stock at $915.11 per share (less underwriting discounts) for net proceeds of $47,435,298.79 plus accrued and unpaid dividends. 60 CAPITAL PURCHASE PROGRAM - CITIGROUP, INC. COMMON STOCK DISPOSITION Date 4/26/2010 5/26/2010 5/26/2010 6/30/2010 7/23/2010 9/30/2010 10/19/2010 12/6/2010 Pricing Mechanism 6 Number of Shares Proceeds 7 1 $4.1217 1,500,000,000 $ 6,182,493,158 $3.8980 1,108,971,857 $ 4,322,726,825 $3.9090 1,500,000,000 $ 5,863,489,587 $4.2609 1,165,928,228 $ 4,967,921,811 $4.3500 2,417,407,607 $ 10,515,723,090 2 3 4 5 12/6/2010 Total Proceeds: $31,852,354,471 1/ On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. 2/ On May 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. 3/ On July 23, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on September 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occured on September 30, 2010. 4/ On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. 5/ On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. Closing of the offering is subject to the fulfillment of certain closing conditions. 6/ The price set forth is the weighted average price for all sales of Citigroup, Inc. common stock made by Treasury over the course of the corresponding period. 7/ Amount represents the gross proceeds to Treasury. 61 COMMUNITY DEVELOPMENT CAPITAL INITIATIVE Seller Footnote Purchase Date 1 1, 2 1, 2 1, 4 1 2a 1 1 1 1 2a 1 1, 3 1 1 1, 2 1 1, 2 1 1, 2 1, 2 1, 2 1, 2 1 1 1 1 1 1 1 7/30/2010 7/30/2010 8/6/2010 8/13/2010 8/13/2010 9/17/2010 8/13/2010 8/13/2010 8/13/2010 8/20/2010 9/24/2010 8/20/2010 8/27/2010 9/3/2010 9/3/2010 9/3/2010 9/10/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 Name of Institution Purchase Details City State Guaranty Capital Corporation University Financial Corp, Inc. Southern Bancorp, Inc. Premier Bancorp, Inc. Citizens Bancshares Corporation Belzoni St. Paul Arkadelphia Wilmette Atlanta MS MN AR IL GA PGB Holdings, Inc. First American International Corp. Tri-State Bank of Memphis Mission Valley Bancorp Chicago Brooklyn Memphis Sun Valley IL NY TN CA M&F Bancorp, Inc. Carver Bancorp, Inc Kilmichael Bancorp, Inc. United Bancorporation of Alabama, Inc. IBW Financial Corporation IBC Bancorp, Inc. CFBanc Corporation American Bancorp of Illinois, Inc. Hope Federal Credit Union Genesee Co-op Federal Credit Union First Eagle Bancshares, Inc. Liberty Financial Services, Inc. First Choice Bank Bainbridge Bancshares, Inc. Virginia Community Capital, Inc. Lower East Side People's Federal Credit Union Atlantic City Federal Credit Union Neighborhood Trust Federal Credit Union Gateway Community Federal Credit Union Union Baptist Church Federal Credit Union Buffalo Cooperative Federal Credit Union Tulane-Loyola Federal Credit Union Alternatives Federal Credit Union Liberty County Teachers Federal Credit Union UNO Federal Credit Union Butte Federal Credit Union Thurston Union of Low-Income People (TULIP) Cooperative Credit Union Phenix Pride Federal Credit Union Pyramid Federal Credit Union Cooperative Center Federal Credit Union Prince Kuhio Federal Credit Union Community First Guam Federal Credit Union Brewery Credit Union Tongass Federal Credit Union Santa Cruz Community Credit Union Northeast Community Federal Credit Union Fairfax County Federal Credit Union Security Federal Corporation Community Bank of the Bay The First Bancshares, Inc. BancPlus Corporation First M&F Corporation State Capital Corporation Lafayette Bancorp, Inc. PSB Financial Corporation Community Bancshares of Mississippi, Inc. First Vernon Bancshares, Inc. Security Capital Corporation BankAsiana Durham New York Kilmichael Atmore Washington Chicago Washington Oak Brook Jackson Rochester Hanover Park New Orleans Cerritos Bainbridge Christiansburg New York Lander New York Missoula Fort Wayne Buffalo New Orleans Ithaca Liberty New Orleans Biggs Olympia Phenix City Tucson Berkeley Honolulu Hagatna Milwaukee Ketchikan Santa Cruz San Francisco Fairfax Aiken Oakland Hattiesburg Ridgeland Kosciusko Greenwood Oxford Many Brandon Vernon Batesville Palisades Park NC NY MS AL DC IL DC IL MS NY IL LA CA GA VA NY WY NY MT IN NY LA NY TX LA CA WA AL AZ CA HI GU WI AK CA CA VA SC CA MS MS MS MS MS LA MS AL MS NJ Amount from CPP Investment Description Subordinated Debentures Subordinated Debentures Preferred Stock Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Common Stock Subordinated Debentures Preferred Stock Preferred Stock Subordinated Debentures Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 14,000,000 11,926,000 11,000,000 6,784,000 7,462,000 3,000,000 17,000,000 2,795,000 5,500,000 11,735,000 18,980,000 10,300,000 6,000,000 4,205,000 7,875,000 5,645,000 5,146,000 18,000,000 1,747,000 5,000,000 50,400,000 30,000,000 15,750,000 4,551,000 9,734,000 54,600,000 6,245,000 17,910,000 - Disposition Details Additional Investment $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,189,000 22,800,000 4,379,000 4,836,000 3,881,000 5,689,000 4,000,000 2,313,000 12,123,000 30,514,000 - Investment Amount $ $ $ $ 14,000,000 22,115,000 33,800,000 6,784,000 $ $ $ $ 11,841,000 3,000,000 17,000,000 2,795,000 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,336,000 11,735,000 18,980,000 3,154,000 10,300,000 6,000,000 8,086,000 5,781,000 5,457,000 4,520,000 300,000 7,875,000 11,334,000 5,146,000 3,372,000 1,915,000 898,000 2,500,000 283,000 1,657,000 10,000 145,000 424,000 2,234,000 435,000 743,000 1,000,000 75,000 153,000 2,500,000 2,799,000 273,000 2,650,000 1,096,000 1,600,000 2,828,000 350,000 8,044,000 22,000,000 4,060,000 17,123,000 80,914,000 30,000,000 15,750,000 4,551,000 9,734,000 54,600,000 6,245,000 17,910,000 5,250,000 Pricing Mechanism Date Amount Remaining Investment Amount Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 62 Seller Footnote Purchase Date 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/30/2010 Name of Institution The Magnolia State Corporation Bancorp of Okolona, Inc. Southern Chautauqua Federal Credit Union Fidelis Federal Credit Union Bethex Federal Credit Union Shreveport Federal Credit Union Carter Federal Credit Union UNITEHERE Federal Credit Union (Workers United Federal Credit Union) North Side Community Federal Credit Union East End Baptist Tabernacle Federal Credit Union Community Plus Federal Credit Union Border Federal Credit Union Opportunities Credit Union First Legacy Community Credit Union Union Settlement Federal Credit Union Southside Credit Union D.C. Federal Credit Union Faith Based Federal Credit Union Greater Kinston Credit Union Hill District Federal Credit Union Freedom First Federal Credit Union Episcopal Community Federal Credit Union Vigo County Federal Credit Union Renaissance Community Development Credit Union Independent Employers Group Federal Credit Union Brooklyn Cooperative Federal Credit Union Purchase Details City State Amount from CPP Investment Description Disposition Details Additional Investment Investment Amount Bay Springs Okolona Lakewood New York Bronx Shreveport Springhill MS MS NY NY NY LA LA Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures $ $ $ $ $ $ $ - $ $ $ $ $ $ $ - $ $ $ $ $ $ $ New York NY Subordinated Debentures $ - $ - Chicago Bridgeport Rantoul Del Rio Burlington Charlotte New York San Antonio Washington Oceanside Kinston Pittsburgh Roanoke Los Angeles Terre Haute Somerset Hilo Brooklyn IL CT IL TX VT NC NY TX DC CA NC PA VA CA IN NJ HI NY Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ - $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ - Pricing Mechanism 7,922,000 3,297,000 1,709,000 14,000 502,000 2,646,000 6,300,000 Par Par Par Par Par Par Par $ 57,000 Par $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 325,000 7,000 450,000 3,260,000 1,091,000 1,000,000 295,000 1,100,000 1,522,000 30,000 350,000 100,000 9,278,000 100,000 1,229,000 31,000 698,000 300,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Total Purchase Amount $ 570,073,000 Amount Date Remaining Investment Amount Total Capital Repayment Amount TOTAL TREASURY COMMUNITY DEVELOPMENT INITIATIVE (CDCI) INVESTMENT AMOUNT $ $0 570,073,000 1/ This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of investment with Treasury under the CDCI program terms. 2/ Treasury made an additional investment in this institution at the time it entered the CDCI program. 2a/ Treasury made an additional investment in this institution after the time it entered the CDCI program. 3/ On 10/28/2011, Treasury completed the exchange of all Carver Bancorp, Inc. ("Carver") preferred stock held by Treasury for 2,321,286 shares of Carver common stock, pursuant to the terms of the agreement between Treasury and Carver entered into on 06/29/2011. Accrued and previously unpaid dividends were paid on the date of the exchange. 4/ On 3/23/2012, Premier Bank, Wilmette, IL, the banking subsidiary of Premier Bancorp, Inc., was closed by the Illinois Department of Financial and Professional Regulation - Division of Banking, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 63 AUTOMOTIVE INDUSTRY FINANCING PROGRAM Exchange/Transfer/Other Details Initial Investment City, State GMAC (Ally) Date Transaction Type Seller Description Preferred Stock w/ Exercised Warrants Pricing Mechanism Amount Date Pricing Mechanism Amount Obligor 12/29/2008 Purchase GMAC $ 5,000,000,000 Par $ 5,000,000,000 N/A 5/21/2009 Purchase GMAC Convertible Preferred Stock w/ Exercised Warrants $ 7,500,000,000 Par 22 12/30/2009 Partial conversion of preferred $ stock for common stock 3,000,000,000 N/A 12/30/2009 Purchase GMAC Convertible Preferred Stock w/ Exercised Warrants $ 1,250,000,000 Par 22, 26 12/30/2010 Partial conversion of preferred $ stock for common stock 5,500,000,000 N/A 26 12/30/2009 Purchase GMAC Trust Preferred Securities w/ Exercised Warrants $ 2,540,000,000 Par 2,670,000,000 N/A 27 GMAC (Ally) Detroit, MI 12/29/2008 Purchase 12/31/2008 Purchase 4/22/2009 Purchase General Motors Corporation General Motors Corporation General Motors Corporation $ 884,024,131 Par Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note 13,400,000,000 Par 2,000,000,000 Par Debt Obligation 12/30/2009 Type Exchange for convertible preferred stock 3/1/2011 2 5/29/2009 7/10/2009 4 7/10/2009 Exchange for amended and restated Trust Preferred Securities Exchange for equity interest in GMAC Exchange for preferred and common stock in New GM Exchange for preferred and common stock in New GM $ $ 884,024,131 N/A $ 13,400,000,000 N/A $ N/A 2,000,000,000 GMAC (Ally) 21, 22 GMAC (Ally) 3, 26, 32 Description Amount/Equity % Convertible Preferred Stock $ 5,937,500,000 Trust Preferred Securities $ 2,670,000,000 10, Preferred Stock 11, 24 $ 2,100,000,000 27 General Motors 6/3/2009 1/16/2009 Debt Obligation w/ Additional $ Note 4,000,000,000 Par 5 7/10/2009 Exchange for preferred and common stock in New GM $ 4,000,000,000 Purchase Purchase Purchase General Motors Corporation General Motors Corporation Chrysler FinCo Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note 360,624,198 30,100,000,000 1,500,000,000 Par Par Par 6 8 7/10/2009 Exchange for preferred and common stock in New GM $ 360,624,198 7 General Motors Company General Motors Company N/A N/A 7/10/2009 Exchange for preferred and common stock in New GM $ 22,041,706,310 N/A 7/10/2009 Transfer of debt to New GM $ 7,072,488,605 N/A 7/10/2009 Debt left at Old GM $ 985,805,085 N/A Purchase Chrysler Holding Purchase Chrysler Holding Purchase Chrysler Holding 5/1/2009 Purchase Old Chrysler 5/20/2009 Purchase Old Chrysler 4/29/2009 4/29/2009 Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note $ 4,000,000,000 $ - 10, Common Stock 11, 25 $ 280,130,642 $ 1,888,153,580 $ - - 6/10/2009 Par $ 500,000,000 N/A 7 General Motors Holdings LLC 11, 12 Debt Obligation $ 7,072,488,605 17 Completion of bankruptcy proceeding; transfer of collateral security to liquidation trust $ (1,888,153,580) N/A 5/27/2009 Purchase New Chrysler 6,642,000,000 N/A 18 6/10/2009 Issuance of equity in New Chrysler $ - N/A $ 2,667,000,000 N/A $ 2,139,406,778 N/A $ 0 12/15/2010 Repayment $ 11/18/2010 Partial Disposition 25 $ 11,743,303,903 Common Stock 11/26/2010 Partial Disposition 25 $ 1,761,495,577 Common Stock 7/10/2009 $ 360,624,198 Debt Obligation 12/18/2009 Partial Repayment $ 1,000,000,000 Debt Obligation $ 5,711,864,407 1/21/2010 $ 35,084,421 Debt Obligation $ 5,676,779,986 0 36.9% Partial Repayment Partial Repayment 32.04% $ 6,711,864,407 Partial Repayment $ 1,000,000,000 Debt Obligation $ 4,676,779,986 Repayment $ 4,676,779,986 $ 0 3/31/2011 Partial Repayment $ 50,000,000 Debt Obligation $ 935,805,085 4/5/2011 Partial Repayment $ 45,000,000 Debt Obligation $ 890,805,085 5/3/2011 Partial Repayment $ 15,887,795 Debt Obligation $ 874,917,290 12/16/2011 Partial Repayment $ 144,444 Debt Obligation $ 874,772,846 12/23/2011 Partial Repayment $ 18,890,294 Debt Obligation $ 855,882,552 1/11/2012 Partial Repayment $ 6,713,489 Debt Obligation $ 849,169,063 3/17/2009 Partial Repayment $ 1,496,500,945 4/17/2009 Partial Repayment $ 1,464,690,823 5/18/2009 Partial Repayment $ 1,413,554,739 6/17/2009 Partial Repayment $ 1,369,197,029 7/14/2009 Repayment 7/14/2009 $ 3,500,000,000 5/14/2010 7/10/2009 N/A 5/10/2010 9/9/2010 Proceeds from sale of collateral $ N/A 9 9 9 Motors Liquidation Company 19 Chrysler Holding 23 Old Carco Liquidation Trust Chrysler Group LLC Chrysler Group Total Initial Investment Amount $ Remaining Investment Amount/Equity % 3/31/2010 29 Debt Obligation $ 985,805,085 20 Debt obligation w/ additional note 15 4/30/2010 Remaining Investment Description 4/20/2010 23 Right to recover proceeds Auburn Hills, MI Debt Obligation w/ Additional $ Note, Zero Coupon Note, Equity 3/2/2011 Disposition 28 14 16 - Transfer of debt to New Chrysler Amount/ Proceeds 60.8% 13 Par Type 7 Farmington Hills, MI 1/2/2009 Chrysler General Motors Corporation Date 3 Detroit, MI 5/27/2009 Chrysler FinCo Purchase Payment or Disposition 73.8% Common Stock 7 5/20/2009 1 Treasury Investment After Exchange/Transfer/Other 19, 31 Debt obligation w/ additional note & zero coupon note 30 81,344,932,551 Total Treasury Investment Amount $ Common equity $ 7,142,000,000 6.6% $ $ $ $ Debt Obligation w/ 3,499,055 Additional Note Debt Obligation w/ 31,810,122 Additional Note Debt Obligation w/ 51,136,084 Additional Note Debt Obligation w/ 44,357,710 Additional Note Additional Note $ 0 $ 1,369,197,029 Repayment* $ 15,000,000 N/A - Termination and settlement payment 20 $ 1,900,000,000 N/A - Repayment $ 280,130,642 N/A Proceeds from sale of collateral $ 30,544,528 12/29/2010 Proceeds from sale of collateral $ $ Right to recover proceeds Right to recover 9,666,784 proceeds N/A Right to recover 7,844,409 proceeds 5/24/2011 Repayment - Principal $ 5,076,460,000 5/24/2011 Termination of undrawn facility 31 $ 2,065,540,000 5/24/2011 Repayment* - Additional Note $ 288,000,000 5/24/2011 Repayment* - Zero Coupon Note $ 100,000,000 7/21/2011 Disposition $ 560,000,000 Total Payments $ 34,884,977,248 Additional Proceeds * $ 403,000,000 N/A N/A 0 N/A N/A $ 0 - 40,906,261,723 Footnotes appear on following page. 64 As used in this table and its footnotes: GMAC refers to GMAC Inc., formerly known as GMAC LLC., and now known as Ally Financial, Inc. ("Ally"). "Old GM" refers to General Motors Corporation, which is now known as Motors Liquidation Company. "New GM" refers to General Motors Company, the company that purchased Old GM's assets on 7/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. See also footnote 11. "Chrysler FinCo" refers to Chrysler Financial Services Americas LLC. "Chrysler Holding" refers to CGI Holding LLC, the company formerly known as "Chrysler Holding LLC". "Old Chrysler" refers to Old Carco LLC (fka Chrysler LLC). "New Chrysler" refers to Chrysler Group LLC, the company that purchased Old Chrysler's assets on 6/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. 1. Payment amount does not include accrued and unpaid interest on a debt obligation, which must be paid at the time of principal repayment. 2. Treasury committed to lend General Motors Corporation up to $1,000,000,000. The ultimate funding was dependent upon the level of investor participation in GMAC LLC's rights offering. The amount has been updated to reflect the final level of funding. 3. Pursuant to its rights under the loan agreement with Old GM reported on 12/29/2008, Treasury exchanged its $884 million loan to Old GM for a portion of Old GM’s common equity interest in GMAC. Treasury held a 35.4% common equity interest in GMAC until the transactions reported on 12/30/2009. (See transactions marked by orange line in the table above and footnote 22.) 4. This transaction is an amendment to Treasury's 12/31/2008 agreement with Old GM (the "Old GM Loan"), which brought the total loan amount to $15,400,000,000. 5. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,400,000,000. 6. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,760,624,198. The $360,624,198 loan was used to capitalize GM Warranty LLC, a special purpose vehicle created by Old GM . On 7/10/2009, the principal amount was included in the $7.07 billion of debt assumed by the new GM, as explained in footnote 10. 7. On 7/10/2009, the principal amount outstanding under the Old GM Loan and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM. (See green lines in the table above.) 8. Under the terms of the $33.3 billion debtor-in-possession credit agreement dated 6/3/2009 with Old GM (the "GM DIP Loan"), Treasury's commitment amount was $30.1 billion. The remaining $2.2 billion of the financing was provided by Canadian government entities. As of 7/09/2009, $30.1 billion of funds had been disbursed by Treasury. 9. On 7/10/2009, Treasury and Old GM amended the GM DIP Loan, and the principal amount and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM, except for (i) $7.07 billion, which was assumed by New GM as a new obligation under the terms of a separate credit agreement between Treasury and New GM (see transactions marked by green lines in table above) and (ii) $986 million, which remained a debt obligation of Old GM. 10. In total, for the exchange of the Old GM Loan and the GM DIP Loan (other than as explained in footnote 9), Treasury received $2.1 billion in preferred shares and 60.8% of the common shares of New GM. (See transactions marked by green lines in the table above.) 11. Pursuant to a corporate reorganization completed on or about 10/19/2009, the shareholders of New GM, including with respect to Treasury's preferred and common stock, became shareholders of General Motors Holding Company (the ultimate parent company of New GM), which was renamed "General Motors Company" on an equal basis to their shareholdings in New GM, and New GM was converted to "General Motors LLC". General Motors LLC is a wholly owned subsidiary of General Motors Holdings LLC, and General Motors Holdings LLC is a wholly owned subsidiary of General Motors Company. 12. Pursuant to a corporate reorganization completed on 10/19/2009, Treasury's loan with New GM was assigned and assumed by General Motors Holdings LLC. 13. The loan was funded through Chrysler LB Receivables Trust, a special purpose vehicle created by Chrysler FinCo. The amount of $1,500,000,000 represents the maximum loan amount. The loan was incrementally funded until it reached the maximum amount of $1.5 billion on 4/9/2009. 14. This transaction was an amendment to Treasury's 1/2/2009 agreement with Chrysler Holding. As of 4/30/2009, Treasury's obligation to lend any funds committed under this amendment had terminated. No funds were disbursed. 15. The loan was used to capitalize Chrysler Warranty SPV LLC, a special purpose vehicle created by Old Chrysler. 16. This transaction was set forth in a credit agreement with Old Chrysler fully executed on 5/5/2009 following a term sheet executed on 5/1/2009 and made effective on 4/30/2009. Treasury's commitment was $3.04 billion of the total $4.1 billion debtor-in-possession credit facility (the "Chrysler DIP Loan"). As of 6/30/2009, Treasury's commitment to lend under the Chrysler DIP Loan had terminated. The remaining principal amount reflects the final amount of funds disbursed under the Chrysler DIP Loan. 17. This transaction was an amendment to Treasury's commitment under the Chrysler DIP Loan, which increased Treasury's commitment by an amount $756,857,000 to a total of $3.8 billion under the Chrysler DIP Loan. As of 6/30/2009, Treasury's obligation to lend funds committed under the Chrysler DIP Loan had terminated. 18. This transaction, first reported based on a term sheet fully executed on 5/27/2009 for an amount up to $6.943 billion, was set forth in a credit agreement with New Chrysler fully executed on 6/10/2009. Under the terms of the credit agreement, Treasury made a new commitment to New Chrysler of up to $6.642 billion. The total loan amount is up to $7.142 billion including $500 million of debt assumed on 6/10/2009 from Chrysler Holding originally incurred under Treasury's 1/2/2009 credit agreement with Chrysler Holding. The debt obligations are secured by a first priority lien on the assets of New Chrysler. When the sale to new Chrysler was completed, Treasury acquired the rights to 9.85% of the common equity in new Chrysler. 19. Pursuant to the agreement explained in footnote 18, $500 million of this debt obligation was assumed by New Chrysler. 20. Under loan agreement, as amended on 7/23/2009, Treasury was entitled to proceeds Chrysler Holdco received from Chrysler FinCo equal to the greater of $1.375 billion or 40% of the equity value of Chrysler FinCo. Pursuant to a termination agreement dated 5/14/2010, Treasury agreed to accept a settlement payment of $1.9 billion as satisfaction in full of all existing debt obligations (including additional notes and accrued and unpaid interest) of Chrysler Holdco, and upon receipt of such payment to terminate all such obligations. 21. Amount of the Treasury investment exchange includes the exercised warrants from Treasury's initial investments. 22. Under the terms of an agreement dated 12/30/2009, the convertible preferred shares will mandatorily convert to common stock under the conditions and the conversion price as set forth in the terms of the agreement. 23. On April 30, 2010, the Plan of Liquidation for the debtors of Old Chrysler approved by the respective bankruptcy court became effective (the “Liquidation Plan”). Under the Liquidation Plan, the loan Treasury had provided to Old Chrysler was extinguished without repayment, and all assets of Old Chrysler were transferred to a liquidation trust. Treasury retained the right to recover the proceeds from the liquidation from time to time of the specified collateral security attached to such loan. 24. On October 27, 2010, Treasury accepted an offer by General Motors Company (GM) to repurchase all of the approximately $2.1 billion preferred stock at a price per share of $25.50, which is equal to 102% of the liquidation preference, subject to the closing of the proposed initial public offering of GM’s common stock. The repurchase was completed on 12/15/2010. 25. On 11/17/2010, Treasury agreed to sell 358,546,795 shares of common stock at $32.7525 per share (which represents the $33 public sale price less underwriting discounts and fees) pursuant to an underwriting agreement. Following settlement, the net proceeds to Treasury were $11,743,303,903. On 11/26/2010, the underwriters exercised their option to purchase an additional 53,782,019 shares of common stock from Treasury at the same purchase price resulting in additional proceeds of $1,761,495,577. Treasury's aggregate net proceeds from the sale of common stock pursuant to the underwriting agreement total $13,504,799,480. 26. On 12/30/2010, Treasury converted $5,500,000,000 of the total convertible preferred stock then outstanding and held by Treasury (including exercised warrants) into 531,850 shares of common stock of Ally. Following this conversion, Treasury holds $5,937,500,000 of convertible preferred stock. 27. On 3/1/2011, Treasury entered into an agreement with Ally Financial, Inc. (Ally) and certain other parties to amend and restate the $2,667,000,000 in aggregate liquidation preference of its Ally trust preferred securities so to facilitate a public underwritten offering. At the time of amendment and restatement, Treasury received all outstanding accrued and unpaid dividends and a distribution fee of $28,170,000. 28. On 3/2/2011, Treasury entered into an underwritten offering for all of its Ally trust preferred securities, the proceeds of which were $2,638,830,000, which together with the distribution fee referred to in footnote 27, provided total disposition proceeds to Treasury of $2,667,000,000. This amount does not include the accumulated and unpaid dividends on the trust preferred securities from the date of the amendment and restatement through but excluding the closing date that Treasury will receive separately at settlement. 29. On March 31, 2011, the Plan of Liquidation for Motors Liquidation Company (Old GM) became effective, Treasury’s $986 million loan to Old GM was converted to an administrative claim and the assets remaining with Old GM, including Treasury's liens on certain collateral and other rights attached to the loan, were transferred to liquidation trusts. On December 15, 2011, Old GM was dissolved, as required by the Plan of Liquidation. Treasury retained the right to recover additional proceeds; however, any additional recovery is dependent on actual liquidation proceeds and pending litigation. 30. In June 2009, Treasury provided a $6.6 billion loan commitment to Chrysler Group LLC and received a 9.9 percent equity ownership in Chrysler Group LLC (Chrysler). In January and April 2011, Chrysler met the first and second of three performance related milestones. As a result, Fiat’s ownership automatically increased from 20% to 30%, and Treasury’s ownership was reduced to 8.6%. On May 24, 2011, Fiat, through the exercise of an equity call option, purchased an incremental 16% fully diluted ownership interest in Chrysler for $1.268 billion, reducing Treasury’s ownership to 6.6% (or 6.0% on a fully diluted basis). On July 21, 2011, Fiat, through the exercise of an equity call option, purchased Treasury’s ownership interest for $500 million. In addition, Fiat paid $60 million to Treasury for its rights under an agreement with the UAW retirement trust pertaining to the trust's shares in Chrysler. 31 On May 24, 2011, Chrysler Group LLC terminated its ability to draw on the remaining $2.066 billion outstanding under this loan facility. 32. On November 1, 2011, Treasury received a $201,345.42 pro-rata tax distribution on its common stock from Ally Financial, Inc. pursuant to the terms of the Sixth Amended and Restated Limited Liability Company Operating Agreement of GMAC LLC dated May 22, 2009. AUTOMOTIVE SUPPLIER SUPPORT PROGRAM Seller Footnote Date Name of Institution City State Transaction Type Investment Description Investment Amount Pricing Mechanism Adjustment Date Adjustment Details Adjustment Adjusted or Final Amount Investment Amount Payment or Disposition4 Date Type 2/11/2010 Partial repayment Partial repayment 3/4/2010 11/20/2009 1 4/9/2009 GM Supplier Receivables LLC Wilmington DE Purchase Debt Obligation w/ Additional Note 7/8/2009 $ 3,500,000,000 3 $ (1,000,000,000) $ 6 2 4/9/2009 Chrysler Receivables SPV LLC INITIAL TOTAL $ 5,000,000,000 Wilmington DE Purchase ADJUSTED TOTAL Debt Obligation w/ Additional Note $ $ 1,500,000,000 N/A 7/8/2009 3 $ (500,000,000) 7 413,076,735 2,500,000,000 N/A Total Repayments $ 413,076,735 $ 290,000,000 $ 1,000,000,000 $ 123,076,735 Remaining Investment Description Amount Debt Obligation w/ Additional Note $ 140,000,000 Debt Obligation w/ Additional Note $ 100,000,000 Repayment5 Additional Note $ 50,000,000 4/5/2010 Payment6 None $ 56,541,893 3/9/2010 4/7/2010 Repayment5 Payment7 Additional Note None $ $ 123,076,735 44,533,054 $ 101,074,947 Total Proceeds from Additional Notes 1/ The loan was funded through GM Supplier Receivables, LLC, a special purpose vehicle created by General Motors Corporation. The amount of $3,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/3/2009. General Motors Company assumed GM Supplier 2/ The loan was funded through Chrysler Receivables SPV LLC, a special purpose vehicle created by Chrysler LLC. The amount of $1,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/7/2009. Chrysler Group LLC assumed Chrysler Receivables SPV LLC on 3/ Treasury issued notice to the institution of the permanent reduced commitment on 7/8/2009; the reduction was effective on 7/1/2009. 4/ Does not include accrued and unpaid interest due on the amount of principal repayment, which interest must be paid at the time of principal repayment. 5/ All outstanding principal drawn under the credit agreement was repaid. 6/ Treasury's commitment was $2.5 billion (see note 3). As of 4/5/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. 7/ Treasury's commitment was $1 billion (see note 3). As of 4/7/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. 65 TARGETED INVESTMENT PROGRAM Seller Footnote 1 Date Name of Institution 12/31/2008 Citigroup Inc. Bank of America 1/16/2009 Corporation Treasury Investment Remaining After Capital Repayment Capital Repayment Details City State Transaction Type New York NY Purchase Charlotte NC Purchase Investment Amount Pricing Mechanism Capital Repayment Date Investment Description Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants $ 20,000,000,000 Par 12/23/2009 $ 20,000,000,000 Par 12/9/2009 TOTAL $ Capital Repayment Amount 2 Remaining Capital Amount Remaining Capital Description Final Disposition Final Disposition Description Final Disposition Date 3 Final Disposition Proceeds $ 20,000,000,000 $ 0 Warrants 1/25/2011 A Warrants $ 190,386,428 $ 20,000,000,000 $ 0 Warrants 3/3/2010 A Warrants $ 1,255,639,099 $ 40,000,000,000 $ 1,446,025,527 2 40,000,000,000 TOTAL CAPITAL REPAYMENT TOTAL TREASURY TIP INVESTMENT AMOUNT $ Total Warrant Proceeds 0 1/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock, Series I (TIP Shares) “dollar for dollar” for Trust Preferred Securities. 2/ Repayment pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009. 3/ For final disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution, and "A" represents the proceeds to Treasury, before underwriting fees and selling expenses, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution. ASSET GUARANTEE PROGRAM Initial Investment Footnote 1 3 Date Seller Name of Institution 1/16/2009 Citigroup Inc. 12/23/2009 Citigroup Inc. City State Type New York NY Guarantee New York NY Termination Exchange/Transfer/Other Details Premium Description Master Agreement Termination Agreement TOTAL Guarantee Limit $ $ $ 5,000,000,000 Description Preferred Stock w/ Warrants Amount $ Footnote Date 2 6/9/2009 4,034,000,000 4 9/29/2010 Type Description Exchange preferred stock for Trust Preferred trust preferred securities Securities w/ Warrants Exchange trust preferred securities for trust preferred securities Trust Preferred Securities w/ Warrants Payment or Disposition Amount Footnote Date Remaining Premium Description Trust Preferred $ (1,800,000,000) Securities w/ Warrants $2,234,000,000 $ 0 $ 0 $ 4,034,000,000 3 Type Partial cancellation for early 12/23/2009 termination of guarantee $ 2,246,000,000 5 9/30/2010 Disposition $ 2,246,000,000 1/25/2011 Warrant Auction $ Remaining Premium Amount Warrants 67,197,045 None (5,000,000,000) 0 Total Proceeds $ 2,313,197,045 1/ In consideration for the guarantee, Treasury received $4.03 billion of preferred stock, which pays 8% interest. 2/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” for Trust Preferred Securities. 3/ On 12/23/2009, Treasury entered into a Termination Agreement with the other parties to the Master Agreement which served to terminate Treasury’s guarantee and obligations under the Master Agreement. In connection with the early termination of the guarantee, Treasury agreed to cancel $1.8 billion of the AGP Trust Preferred Securities, and the Federal Deposit Insurance Corporation (FDIC) and Treasury agreed that, subject to the conditions set out in the Termination Agreement, the FDIC may transfer $800 million of Trust Preferred Securities to Treasury at the close of Citigroup’s participation in the FDIC’s Temporary Liquidity Guarantee Program. 4/ On 9/29/2010, Treasury entered into an agreement with Citigroup Inc. to exchange $2,234,000,000 in aggregate liquidation preference of its trust preferred securities for $2,246,000,000 in aggregate liquidation preference of trust preferred securities with certain modified terms. At the time of exchange, Citigroup Inc. paid the outstanding accrued and unpaid dividends. 5/ On 9/30/2010, Treasury entered into underwritten offering of the trust preferred securities, the gross proceeds of which do not include accumulated and unpaid distributions from the date of the exchange through the closing date. 66 AMERICAN INTERNATIONAL GROUP, INC. (AIG) INVESTMENT PROGRAM (formerly referred to as Systemically Significant Failing Institutions Program) Seller Name of Institution Purchase Details City Transaction Type State Exchange/Transfer Details Investment Amount Investment Description Pricing Mechanism Note Date 1 11/25/2008 AIG New York NY Purchase Preferred Stock w/ Warrants (Series D) $ 40,000,000,000 Par 2, 3 4/17/2009 AIG New York NY Purchase Preferred Stock w/ Warrants (Series F) $ 29,835,000,000 Par $ 69,835,000,000 2 Date Transaction Type 4/17/2009 Exchange Investment Description Preferred Stock w/ Warrants (Series E) 1 Amount Pricing Mechanism $ 40,000,000,000 Par See table below for exchange/transfer details in connection with the recapitalization conducted on 1/14/2011. Final Disposition TOTAL Date Pricing Mechanism Proceeds Transaction Type Investment Warrants (Series E) Warrants (Series F) Total 1/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative Preferred Shares for Series E Fixed Rate Non-Cumulative Preferred Shares with no change to Treasury's initial investment amount. In addition, in order for AIG to fully redeem the Series E Preferred Shares, it had an additional obligation to Treasury of $1,604,576,000 to reflect the cumulative unpaid dividends for the Series D Preferred Shares due to Treasury through and including the exchange date. 2/ The investment amount reflected Treasury's commitment to invest up to $30 billion less a reduction of $165 million representing retention payments AIG Financial Products made to its employees in March 2009. 3/ This transaction does not include AIG's commitment fee of an additional $165 million paid from its operating income over the life of the facility. A $55 million payment was received by Treasury on 12/17/2010. The remaining $110 million payment was received by Treasury on 05/27/2011. AIG POST-RECAPITALIZATION Recapitalization Note Date Investment Description Treasury Holdings Post-Recapitalization Transaction Type Exchange Pricing Mechanism Par Investment Description Preferred Stock (Series G) AIA Preferred Units 4 1/14/2011 Preferred Stock (Series F) Exchange Exchange 1/14/2011 Preferred Stock (Series E) 6 1/14/2011 Common Stock (non-TARP) $ $ 2,000,000,000 16,916,603,568 $ 3,375,328,432 167,623,733 Exchange N/A Transfer Date Amount / Shares 7 N/A ALICO Junior Preferred Interests 5 Final Disposition Common Stock 7 Pricing Mechanism Proceeds 8 Transaction Type 5/27/2011 Cancellation $ 2/14/2011 Payment $ 185,726,192 Par - N/A 3/8/2011 Payment $ 5,511,067,614 Par 3/15/2011 Payment $ 55,833,333 Par 8/17/2011 Payment $ 97,008,351 Par 8/18/2011 Payment $ 2,153,520,000 Par 9/2/2011 Payment $ 55,885,302 Par 11/1/2011 Payment $ 971,506,765 Par 3/8/2012 Payment $ 5,576,121,382 Par 3/15/2012 Payment $ 1,521,632,096 Par 3/22/2012 Payment $ 1,493,250,339 Par 2/14/2011 Payment $ 2,009,932,072 Par 3/8/2011 Payment $ 1,383,888,037 Par 3/15/2012 Payment $ 44,941,843 Par 5/24/2011 Partial Disposition $ 5,800,000,000 N/A $ 0 10 $ 0 8 $ 0 8 1,455,037,962 9 77% 924,546,133 562,868,096 Remaining Recap Investment Amount, Shares, or Equity % 3/8/2012 Partial Disposition $ 6,000,000,008 N/A 1,248,141,410 11 70% Total $ 32,860,313,335 4/ On 1/14/2011, (A) Treasury exchanged $27,835,000,000 of Treasury's investment in AIG's Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series F) which is equal to the amount funded (including amounts drawn at closing) under the Series F equity capital facility, for (i) the transferred SPV preferred interests and (ii) 167,623,733 shares of AIG Common Stock, and (B) Treasury exchanged $2,000,000,000 of undrawn Series F for 20,000 shares of preferred stock under the new Series G Cumulative Mandatory Convertible Preferred Stock equity capital facility under which AIG has the right to draw up to $2,000,000,000. 5/ On 1/14/2011, Treasury exchanged an amount equivalent to the $40 billion initial investment plus capitalized interest from the April 2009 exchange (see note 1 above) of Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series E) for 924,546,133 shares of AIG Common Stock. 6/ On 1/14/2011, Treasury received 562,868,096 shares of AIG Common Stock from the AIG Credit Facility Trust, which trust was established in connection with the credit facility between AIG and the Federal Reserve Bank of New York. This credit facility was repaid and terminated pursuant to this recapitalization transaction. The trust had received 562,868,096 shares of AIG common stock in exchange for AIG's Series C Perpetual, Convertible Participating Preferred Stock, which was previously held by the trust for the benefit of the U.S. Treasury. 7/ The amount of Treasury's AIA Preferred Units and ALICO Junior Preferred Interests holdings do not reflect preferred returns on the securities that accrue quarterly. 8/ Proceeds include amounts applied to pay (i) accrued preferred returns and (ii) redeem the outstanding liquidation amount. 9/ On 5/27/2011, Treasury completed the sale of 200,000,000 shares of common stock at $29.00 per share for an aggregate amount equal to $5,800,000,000, pursuant to an underwriting agreement executed on 05/24/2011. 10/ On 5/27/2011, pursuant to the terms of the agreements governing the Preferred Stock (Series G), the available amount of the Preferred Stock (Series G) was reduced to $0 as a result of AIG’s primary offering of its common stock and the Preferred Stock (Series G) was cancelled. 11/ On 3/13/2012, Treasury completed the sale of 206,896,552 shares of common stock at $29.00 per share for an aggregate amount equal to $6,000,000,008, pursuant to an underwriting agreement executed on 3/8/2012. 67 CONSUMER AND BUSINESS LENDING INITIATIVE INVESTMENT PROGRAM Seller Footnote Date 1 3/3/2009 Name of Institution City State Transaction Type Investment Description DE Purchase Debt Obligation w/ Additional Note Investment Amount Pricing Mechanism Adjusted Investment Date Amount 2 TALF LLC Wilmington TOTAL $ 20,000,000,000 $ 4,300,000,000 N/A 7/19/2010 $ 4,300,000,000 1/ The loan was funded through TALF LLC, a special purpose vehicle created by The Federal Reserve Bank of New York ("FRBNY"). The amount of $20,000,000,000 represents the maximum loan amount. The loan will be incrementally funded. 2/ On 7/19/2010, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously entered into on 3/3/2009, which amendment reduced Treasury's maximum loan amount to $4,300,000,000. 68 SMALL BUSINESS AND COMMUNITY LENDING INITIATIVE SBA 7a Securities Purchase Program Purchase Details Date 3/19/2010 3/19/2010 3/19/2010 4/8/2010 4/8/2010 5/11/2010 5/11/2010 5/11/2010 5/25/2010 5/25/2010 6/17/2010 6/17/2010 7/14/2010 7/14/2010 7/14/2010 7/29/2010 7/29/2010 8/17/2010 8/17/2010 8/17/2010 8/31/2010 8/31/2010 8/31/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 1 Investment Description Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2016 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2017 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2019 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2024 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2021 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2026 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2035 Total Purchase Face Amount Final Disposition Settlement Details Purchase Face 3 Amount $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,070,000 7,617,617 8,030,000 23,500,000 8,900,014 10,751,382 12,898,996 8,744,333 8,417,817 17,119,972 34,441,059 28,209,085 6,004,156 6,860,835 13,183,361 2,598,386 9,719,455 8,279,048 5,000,000 10,000,000 9,272,482 10,350,000 6,900,000 8,902,230 8,050,000 5,750,000 5,741,753 3,450,000 11,482,421 13,402,491 14,950,000 $ 332,596,893 Investment Amount Pricing Mechanism TBA or PMF3 Settlement Date 107.75 109 108.875 110.502 107.5 106.806 109.42 110.798 110.125 109.553 110.785 112.028 106.625 108.505 111.86 108.4375 106.75 110.198 110.088 110.821 110.515 112.476 105.875 111.584 110.759 106.5 110.5 110.875 113.838 113.9 114.006 - 3/24/2010 3/24/2010 3/24/2010 5/28/2010 4/30/2010 6/30/2010 6/30/2010 6/30/2010 7/30/2010 7/30/2010 8/30/2010 8/30/2010 9/30/2010 9/30/2010 9/30/2010 9/30/2010 10/29/2010 9/30/2010 10/29/2010 10/29/2010 9/29/2010 10/29/2010 11/30/2010 10/29/2010 11/30/2010 11/30/2010 11/30/2010 11/30/2010 12/30/2010 11/30/2010 12/30/2010 TOTAL INVESTMENT AMOUNT 2, 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Senior Security Proceeds 4 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 2,184 4,130 4,348 12,983 4,783 5,741 7,057 4,844 4,635 9,377 19,077 15,801 3,200 3,722 7,373 1,408 5,187 4,561 2,752 5,541 5,123 5,820 3,652 4,966 4,458 3,061 3,172 1,912 6,535 7,632 8,521 Total Senior Security Proceeds $ 183,555 $ 4,377,249 8,279,156 8,716,265 26,041,643 9,598,523 11,511,052 14,151,229 9,717,173 9,294,363 18,801,712 38,273,995 31,693,810 6,416,804 7,462,726 14,789,302 2,826,678 10,394,984 9,150,989 5,520,652 11,115,031 10,277,319 11,672,766 7,319,688 9,962,039 8,940,780 6,134,172 6,361,173 3,834,428 13,109,070 15,308,612 17,092,069 TBA or PMF3 - 368,145,452 6 Trade Date PMF 6/21/2011 10/19/2011 6/21/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 9/20/2011 6/21/2011 9/20/2011 6/21/2011 10/19/2011 6/21/2011 1/24/2012 6/21/2011 9/20/2011 10/19/2011 10/19/2011 9/20/2011 10/19/2011 1/24/2012 1/24/2012 1/24/2012 1/24/2012 1/24/2012 10/19/2011 1/24/2012 10/19/2011 1/24/2012 - Purchase Face Amount 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,070,000 7,617,617 8,030,000 23,500,000 8,900,014 10,751,382 12,898,996 8,744,333 8,417,817 17,119,972 34,441,059 28,209,085 6,004,156 6,860,835 13,183,361 2,598,386 9,719,455 8,279,048 5,000,000 10,000,000 9,272,482 10,350,000 6,900,000 8,902,230 8,050,000 5,750,000 5,741,753 3,450,000 11,482,421 13,402,491 14,950,000 Life-to-date Principal Received 1, 8 Current Face Amount 6, 8 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 3,151,186 5,891,602 5,964,013 22,350,367 6,542,218 9,819,270 12,570,392 8,483,188 8,171,159 15,030,712 32,656,125 25,930,433 5,656,049 6,520,875 12,704,841 1,903,407 9,531,446 6,425,217 4,580,543 9,030,539 8,403,846 10,099,555 6,236,800 7,503,681 7,053,867 5,473,724 4,307,881 3,367,168 10,592,775 12,963,737 14,562,161 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Disposition Amount 5, 6 902,633 1,685,710 2,022,652 1,149,633 2,357,796 932,112 328,604 261,145 246,658 2,089,260 1,784,934 2,278,652 348,107 339,960 478,520 694,979 188,009 1,853,831 419,457 969,461 868,636 250,445 663,200 1,398,549 996,133 276,276 1,433,872 82,832 889,646 438,754 387,839 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 3,457,746 6,462,972 6,555,383 25,039,989 7,045,774 10,550,917 13,886,504 9,482,247 8,985,818 16,658,561 36,072,056 29,142,474 6,051,772 7,105,304 14,182,379 2,052,702 10,223,264 7,078,089 5,029,356 9,994,806 9,230,008 11,314,651 6,556,341 8,269,277 7,703,610 5,764,858 4,693,918 3,698,411 11,818,944 14,433,039 16,383,544 Disposition Proceeds $ 334,924,711 TOTAL PROGRAM PROCEEDS TO DATE7 $ 376,748,302 1/ The amortizing principal and interest payments are reported on the monthly Dividends and Interest Report available at www.FinancialStability.gov. 2/ Investment Amount is stated after applying the appropriate month's factor and includes accrued interest paid at settlement, if applicable. 3/ If a purchase is listed as TBA, or To-Be-Announced, the underlying loans in the SBA Pool have yet to come to market, and the TBA pricing mechanism, purchase face amount, investment amount and senior security proceeds will be adjusted within the variance permitted under the program terms. If a purchase is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security and senior security are priced according to the prior-month's factor. The PMF investment amount and senior security proceeds will be adjusted after publication of the applicable month's factor (on or about the 11th business day of each month). 4/ In order to satisfy the requirements under Section 113 of the Emergency Economic Stabilization Act of 2008, Treasury will acquire a senior indebtedness instrument (a Senior Security) from the seller of each respective SBA 7a Security. Each Senior Security will (i) have an aggregate principal amount equal to the product of (A) 0.05% and (B) the Investment Amount (excluding accrued interest) paid by Treasury for the respective SBA 7a Security, and (ii) at the option of the respective seller, may be redeemed at par value immediately upon issuance, or remain outstanding with the terms and conditions as set forth in the Master Purchase Agreement. 5/ Disposition Amount is stated after applying the appropriate month's factor and includes accrued interest received at settlement, if applicable. If the disposition is listed as PMF, the disposition amount will be adjusted after publication of the applicable month's factor. 6/ If a disposition is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security is priced according to the prior-month's factor. The PMF disposition amount will be adjusted after publication of the applicable month's factor (on or about the 11th business day of each month). 7/ Total Program Proceeds To Date includes life-to-date disposition proceeds, life-to-date principal received, life-to-date interest received, and senior security proceeds (excluding accruals). 8/ The sum of Current Face Amount and Life-to-date Principal Received will equal Purchase Face Amount for CUSIPs that were originally purchased as TBAs only after the applicable month's factor has been published and trailing principal & interest payments have been received. 69 LEGACY SECURITIES PUBLIC-PRIVATE INVESTMENT PROGRAM (S-PPIP) Seller Footnote Date 1 9/30/2009 2 9/30/2009 Name of Institution UST/TCW Senior Mortgage Securities Fund, L.P. UST/TCW Senior Mortgage Securities Fund, L.P. Adjusted Investment City Wilmington Wilmington Transaction State Type DE DE Purchase Purchase 1 9/30/2009 Invesco Legacy Securities Master Fund, L.P. Wilmington DE Purchase 2 9/30/2009 Invesco Legacy Securities Master Fund, L.P. Wilmington DE Purchase Investment Description Membership Interest Debt Obligation w/ Contingent Proceeds Membership Interest Debt Obligation w/ Contingent Proceeds Pricing Investment Amount Mechanism $ $ 1,111,111,111 2,222,222,222 Par Par Date 1/4/2010 1/4/2010 3 Amount 4 $ 4 $ Final Investment Amount Date 156,250,000 Amount 4 200,000,000 7 4 $ $ 156,250,000 200,000,000 $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 856,000,000 $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 9/26/2011 8 $ 1,161,920,000 1 10/1/2009 Wellington Management Legacy Securities PPIF Master Fund, LP Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,262,037,500 7/16/2010 $ 1,149,487,000 2 10/1/2009 Wellington Management Legacy Securities PPIF Master Fund, LP Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,524,075,000 7/16/2010 $ 2,298,974,000 1 10/2/2009 AllianceBernstein Legacy Securities Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 1,150,423,500 2 10/2/2009 AllianceBernstein Legacy Securities Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 2,300,847,000 1 10/2/2009 Blackrock PPIF, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 694,980,000 2 10/2/2009 Blackrock PPIF, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 1,389,960,000 1 10/30/2009 AG GECC PPIF Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,271,337,500 7/16/2010 $ 1,243,275,000 2 10/30/2009 AG GECC PPIF Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,542,675,000 7/16/2010 $ 2,486,550,000 Capital Repayment Details Repayment Date 1/15/2010 Investment After Capital Repayment Repayment Amount $ 156,250,000 Amount $ 1/11/2010 $ 34,000,000 $ 1/12/2010 $ 166,000,000 $ 2/18/2010 $ 4,888,718 $ 4/15/2010 9/15/2010 $ 7,066,434 $ $ 60,022,674 $ 11/15/2010 $ 132,928,628 $ 12/14/2010 $ 31,689,230 $ 1/14/2010 $ 27,355,590 $ 2/14/2011 $ 92,300,138 $ 3/14/2011 $ 128,027,536 $ 4/14/2011 $ 155,409,286 $ 5/20/2011 $ 75,085,485 $ 6/14/2011 $ 18,259,513 $ 7/15/2011 $ 62,979,809 $ 8/12/2011 $ 20,762,532 $ 10/17/2011 $ 37,384,574 $ 12/14/2011 $ 7,103,787 $ 1/17/2012 $ 6,577,144 $ 2/14/2012 $ 9,610,173 $ 3/14/2012 $ 284,468,750 $ 5/16/2011 $ 30,244,575 $ 6/14/2011 $ 88,087 $ 2/14/2012 $ 174,200,000 $ 3/14/2012 $ 198,925,000 $ Description 0 Membership Interest Distribution or Disposition Date 5 Description Proceeds 5 1/29/2010 Distribution 2/24/2010 Final Distribution 1/29/2010 Distribution 2/24/2010 Final Distribution 3/29/2012 Distribution 5 $ 20,091,872 $ 48,922 $ 502,302 $ 1,223 $ 3,434,460 Debt Obligation w/ 166,000,000 Contingent Proceeds 0 Contingent Proceeds 5 5 Debt Obligation w/ 1,157,031,282 Contingent Proceeds Debt Obligation w/ 1,149,964,848 Contingent Proceeds Debt Obligation w/ 1,089,942,174 Contingent Proceeds Debt Obligation w/ 957,013,546 Contingent Proceeds Debt Obligation w/ 925,324,316 Contingent Proceeds Debt Obligation w/ 897,968,726 Contingent Proceeds Debt Obligation w/ 805,668,588 Contingent Proceeds Debt Obligation w/ 677,641,052 Contingent Proceeds Debt Obligation w/ 522,231,766 Contingent Proceeds Debt Obligation w/ 447,146,281 Contingent Proceeds Debt Obligation w/ 428,886,768 Contingent Proceeds Debt Obligation w/ 365,906,960 Contingent Proceeds Debt Obligation w/ 345,144,428 Contingent Proceeds Debt Obligation w/ 307,759,854 Contingent Proceeds Debt Obligation w/ 300,656,067 Contingent Proceeds Debt Obligation w/ 294,078,924 Contingent Proceeds Debt Obligation w/ 284,468,750 Contingent Proceeds 0 Contingent Proceeds 5 Debt Obligation w/ 2,270,602,425 Contingent Proceeds Debt Obligation w/ 2,270,514,339 Contingent Proceeds Debt Obligation w/ 2,312,350,000 Contingent Proceeds Debt Obligation w/ 2,113,425,000 Contingent Proceeds 70 Seller Name of Institution Footnote Date 1 11/4/2009 RLJ Western Asset Public/Private Master Fund, L.P. RLJ Western Asset Public/Private Master Fund, L.P. Adjusted Investment City Wilmington Transaction State Type DE Purchase Investment Description Membership Interest Pricing Investment Amount Mechanism $ 1,111,111,111 Par Date 3 Amount 3/22/2010 6 $ 1,244,437,500 Final Investment Amount Date 7/16/2010 7 Amount $ 620,578,258 2 11/4/2009 Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 1,241,156,516 1 11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 474,550,000 2 11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 949,100,000 1 12/18/2009 Oaktree PPIP Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 1,160,784,100 2 12/18/2009 Oaktree PPIP Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 2,321,568,200 INITIAL INVESTMENT AMOUNT $ 30,000,000,000 FINAL INVESTMENT AMOUNT $ 21,856,403,574 Investment After Capital Repayment Capital Repayment Details Repayment Date Repayment Amount Amount 5/13/2011 $ 13,531,530 $ 7/15/2011 $ 79,000,000 $ 3/14/2012 $ 78,775,901 $ Description Distribution or Disposition Date Description Proceeds Debt Obligation w/ 1,227,624,986 Contingent Proceeds Debt Obligation w/ 2,242,568,200 Contingent Proceeds Debt Obligation w/ 2,163,792,299 Contingent Proceeds TOTAL CAPITAL REPAYMENT AMOUNT $ 2,092,935,092 TOTAL PROCEEDS $ 24,078,780 1/ The equity amount may be incrementally funded. Investment amount represents Treasury's maximum obligation if the limited partners other than Treasury fund their maximum equity capital obligations. 2/ The loan may be incrementally funded. Investment amount represents Treasury's maximum obligation if Treasury and the limited partners other than Treasury fund 100% of their maximum equity obligations. 3/ Adjusted to show Treasury's maximum obligations to a fund. 4/ On 1/4/2010, Treasury and the fund manager entered into a Winding-Up and Liquidation Agreement. 5/ Profit after capital repayments will be paid pro rata (subject to prior distribution of Contingent Proceeds to Treasury) to the fund's partners, including Treasury, in respect of their membership interests. 6/ Following termination of the TCW fund, the $3.33 billion of obligations have been reallocated to the remaining eight funds pursuant to consent letters from Treasury dated as of 3/22/2010. $133 million of maximum equity capital obligation and $267 million of maximum debt obligation were reallocated per fund, after adjustment for the $17.6 million and $26.9 million equity capital reallocations from private investors in the TCW fund to the Wellington fund and the AG GECC fund, respectively. The $356 million of final investment in the TCW fund will remain a part of Treasury's total maximum S-PPIP investment amount. 7/ Amount adjusted to show Treasury's final capital commitment (membership interest) and the maximum amount of Treasury's debt obligation that may be drawn down in accordance with the Loan Agreement. 8/ On 09/26/2011, the General Partner notified Treasury that the Investment Period was terminated in accordance with the Limited Partnership Agreement. As a result, the Final Investment Amount, representing Treasury's debt obligation, has been reduced to the cumulative amount of debt funded. 71 U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Transactions Report - Housing Programs For Period Ending March 15, 2012 HOME AFFORDABLE MODIFICATION PROGRAM Servicer Modifying Borrowers' Loans Name of Institution Date 4/13/2009 City Select Portfolio Servicing Salt Lake City State Transaction Type UT Purchase Investment Description Financial Instrument for Home Loan Modifications Cap of Incentive Payments on Behalf of Borrowers and to Servicers & $ 376,000,000 Adjustment Details Pricing Mechanism N/A 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 10310 4/13/2009 CitiMortgage, Inc. O'Fallon 10722 10722 10722 10722 10722 10722 MO Purchase Financial Instrument for Home Loan Modifications $ 2,071,000,000 N/A Note Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 6/12/2009 $ 284,590,000 $ 9/30/2009 $ 121,910,000 $ 12/30/2009 $ 131,340,000 $ 3/26/2010 $ 7/14/2010 $ 128,690,000 $ 687,000,000 Updated portfolio data from servicer 9/30/2010 $ 4,000,000 $ 691,000,000 Initial FHA-HAMP cap and initial FHA-2LP cap 59,807,784 $ 750,807,784 Updated portfolio data from servicer 9/30/2010 $ 11/16/2010 $ 12/15/2010 $ (355,530,000) $ (700,000) $ 64,400,000 660,590,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 782,500,000 initial cap Updated portfolio data from servicer & HAFA 913,840,000 initial cap 558,310,000 Updated portfolio data from servicer 750,107,784 Transfer of cap due to servicing transfer $ 814,507,784 Updated portfolio data from servicer 814,507,145 Updated portfolio data from servicer 1/6/2011 $ (639) $ 1/13/2011 $ (2,300,000) $ 812,207,145 Transfer of cap due to servicing transfer 2/16/2011 $ 100,000 $ 812,307,145 Transfer of cap due to servicing transfer 3/16/2011 $ 3,600,000 $ 3/30/2011 $ (735) $ 815,907,145 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 815,906,410 reallocation 4/13/2011 $ (100,000) $ 5/13/2011 $ 6/16/2011 $ (100,000) $ 6/29/2011 $ (6,805) $ 8/16/2011 $ (100,000) $ 815,999,605 Transfer of cap due to servicing transfer 9/15/2011 $ (200,000) $ 815,799,605 Transfer of cap due to servicing transfer 10/14/2011 $ (100,000) $ 815,699,605 Transfer of cap due to servicing transfer 11/16/2011 $ (100,000) $ 815,599,605 Transfer of cap due to servicing transfer 1/13/2012 $ 200,000 $ 815,799,605 Transfer of cap due to servicing transfer 3/15/2012 $ 24,800,000 $ 840,599,605 Transfer of cap due to servicing transfer 6/12/2009 $ (991,580,000) $ 9/30/2009 $ 1,010,180,000 12/30/2009 $ (105,410,000) $ 3/26/2010 $ (199,300,000) $ 4/19/2010 $ (230,000) $ 5/14/2010 $ (3,000,000) $ 6/16/2010 $ (12,280,000) $ 400,000 $ $ 815,806,410 Transfer of cap due to servicing transfer 816,206,410 Transfer of cap due to servicing transfer 816,106,410 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 816,099,605 reallocation 1,079,420,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 2,089,600,000 initial cap Updated portfolio data from servicer & HAFA 1,984,190,000 initial cap Updated portfolio data from servicer & 2MP initial 1,784,890,000 cap Transfer of cap to Service One, Inc. due to 1,784,660,000 servicing transfer Transfer of cap to Specialized Loan Servicing, 1,781,660,000 LLC due to servicing transfer Transfer of cap to multiple servicers due to 1,769,380,000 servicing transfer 72 Servicer Modifying Borrowers' Loans Date Name of Institution City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 10722 4/13/2009 Wells Fargo Bank, NA Des Moines 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 IA Purchase Financial Instrument for Home Loan Modifications $ 2,873,000,000 N/A Note Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 7/14/2010 $ (757,680,000) $ 7/16/2010 $ (7,110,000) $ 8/13/2010 $ (6,300,000) $ 9/15/2010 $ (8,300,000) $ 1,011,700,000 Updated portfolio data from servicer Transfer of cap to multiple servicers due to 1,004,590,000 servicing transfer Transfer of cap to multiple servicers due to 998,290,000 servicing transfer Transfer of cap to multiple servicers due to 989,990,000 servicing transfer 9/30/2010 $ 32,400,000 $ 1,022,390,000 Initial FHA-HAMP cap and initial FHA-2LP cap 101,287,484 $ 1,123,677,484 Updated portfolio data from servicer 9/30/2010 $ 10/15/2010 $ (1,400,000) $ 1,122,277,484 Transfer of cap due to servicing transfer 11/16/2010 $ (3,200,000) $ 1,119,077,484 Transfer of cap due to servicing transfer 1/6/2011 $ (981) $ 1/13/2011 $ (10,500,000) $ 1,108,576,503 Transfer of cap due to servicing transfer 2/16/2011 $ (4,600,000) $ 1,103,976,503 Transfer of cap due to servicing transfer 3/16/2011 $ (30,500,000) $ 3/30/2011 $ 4/13/2011 $ 100,000 $ 1,073,575,472 Transfer of cap due to servicing transfer 5/13/2011 $ (7,200,000) $ 1,066,375,472 Transfer of cap due to servicing transfer 6/16/2011 $ (400,000) $ 6/29/2011 $ (9,131) $ 7/14/2011 $ (14,500,000) $ 1,051,466,341 Transfer of cap due to servicing transfer 8/16/2011 $ (1,600,000) $ 1,049,866,341 Transfer of cap due to servicing transfer (1,031) $ 1,119,076,503 Updated portfolio data from servicer 1,073,476,503 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,073,475,472 reallocation 1,065,975,472 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,065,966,341 reallocation 9/15/2011 $ 700,000 $ 1,050,566,341 Transfer of cap due to servicing transfer 10/14/2011 $ 15,200,000 $ 1,065,766,341 Transfer of cap due to servicing transfer 11/16/2011 $ (2,900,000) $ 1,062,866,341 Transfer of cap due to servicing transfer 12/15/2011 $ (5,000,000) $ 1,057,866,341 Transfer of cap due to servicing transfer 1/13/2012 $ (900,000) $ 1,056,966,341 Transfer of cap due to servicing transfer 2/16/2012 $ (1,100,000) $ 1,055,866,341 Transfer of cap due to servicing transfer 3/15/2012 $ (1,700,000) $ 1,054,166,341 Transfer of cap due to servicing transfer 6/17/2009 $ (462,990,000) $ 9/30/2009 $ 65,070,000 $ 12/30/2009 $ 1,213,310,000 $ 2,410,010,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 2,475,080,000 initial cap Updated portfolio data from servicer & HAFA 3,688,390,000 initial cap 2/17/2010 $ 2,050,236,344 $ 5,738,626,344 Transfer of cap (from Wachovia) due to merger 3/12/2010 $ 54,767 $ 5,738,681,110 Transfer of cap (from Wachovia) due to merger 3/19/2010 $ 668,108,890 $ 6,406,790,000 Initial 2MP cap 3/26/2010 $ 683,130,000 $ 7,089,920,000 Updated portfolio data from servicer 7/14/2010 $ (2,038,220,000) $ 5,051,700,000 Updated portfolio data from servicer 9/30/2010 $ (287,348,828) $ 9/30/2010 $ 344,000,000 $ 4,764,351,172 Updated portfolio data from servicer Initial FHA-HAMP cap, initial FHA-2LP cap, and 5,108,351,172 initial RD-HAMP 12/3/2010 $ 8,413,225 $ 5,116,764,397 Transfer of cap (from Wachovia) due to merger 73 Servicer Modifying Borrowers' Loans Date Name of Institution City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 10423 4/13/2009 GMAC Mortgage, Inc. Ft. Washington 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 10315 PA Purchase Financial Instrument for Home Loan Modifications $ 633,000,000 N/A Note Adjustment Date Cap Adjustment Amount 12/15/2010 $ 22,200,000 Adjusted Cap Reason for Adjustment $ 5,138,964,397 Updated portfolio data from servicer 5,138,958,085 Updated portfolio data from servicer 1/6/2011 $ (6,312) $ 1/13/2011 $ (100,000) $ 5,138,858,085 Transfer of cap due to servicing transfer 3/16/2011 $ (100,000) $ 3/30/2011 $ (7,171) $ 5,138,758,085 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 5,138,750,914 reallocation 4/13/2011 $ (9,800,000) $ 5,128,950,914 Transfer of cap due to servicing transfer 5/13/2011 $ 100,000 5,129,050,914 Transfer of cap due to servicing transfer 6/16/2011 $ 6/29/2011 $ (63,856) $ 7/14/2011 $ (2,300,000) $ 5,126,087,058 Transfer of cap due to servicing transfer 8/16/2011 $ (1,100,000) $ 5,124,987,058 Transfer of cap due to servicing transfer 9/15/2011 $ 10/14/2011 $ 11/16/2011 $ 12/15/2011 $ (200,000) $ 5,126,187,058 Transfer of cap due to servicing transfer 1/13/2012 $ (300,000) $ 5,125,887,058 Transfer of cap due to servicing transfer 2/16/2012 $ (200,000) $ 5,125,687,058 Transfer of cap due to servicing transfer 3/15/2012 $ (1,000,000) $ 5,124,687,058 Transfer of cap due to servicing transfer 6/12/2009 $ $ (600,000) $ 5,128,450,914 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 5,128,387,058 reallocation 1,400,000 $ 5,126,387,058 Transfer of cap due to servicing transfer 200,000 $ 5,126,587,058 Transfer of cap due to servicing transfer (200,000) $ 5,126,387,058 Transfer of cap due to servicing transfer 384,650,000 $ 2,537,240,000 $ 1,017,650,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 3,554,890,000 initial cap Updated portfolio data from servicer & HAFA 1,875,370,000 initial cap 9/30/2009 $ 12/30/2009 $ (1,679,520,000) $ 3/26/2010 $ 190,180,000 $ 5/14/2010 $ 1,880,000 $ 7/14/2010 $ (881,530,000) $ 8/13/2010 $ (3,700,000) $ 9/30/2010 $ 119,200,000 $ 1,182,200,000 Transfer of cap due to servicing transfer Initial FHA-HAMP cap, initial FHA-2LP cap, and 1,301,400,000 initial 2MP cap 9/30/2010 $ 216,998,139 12/15/2010 $ 2,065,550,000 Updated portfolio data from servicer Transfer of cap from Wilshire Credit Corporation 2,067,430,000 due to servicing transfer 1,185,900,000 Updated portfolio data from servicer $ 1,518,398,139 Updated portfolio data from servicer (500,000) $ 1,517,898,139 Updated portfolio data from servicer 1,517,896,405 Updated portfolio data from servicer 1/6/2011 $ (1,734) $ 3/16/2011 $ (100,000) $ 3/30/2011 $ (2,024) $ 4/13/2011 $ (800,000) $ 5/13/2011 $ (17,900,000) $ 6/29/2011 $ (18,457) $ 7/14/2011 $ (200,000) $ 1,498,875,924 Transfer of cap due to servicing transfer 8/16/2011 $ 3,400,000 $ 1,502,275,924 Transfer of cap due to servicing transfer 9/15/2011 $ 200,000 $ 1,502,475,924 Transfer of cap due to servicing transfer 1,517,796,405 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,517,794,381 reallocation 1,516,994,381 Transfer of cap due to servicing transfer 1,499,094,381 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,499,075,924 reallocation 74 Servicer Modifying Borrowers' Loans Date Name of Institution City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism Note 10315 10315 10315 10315 10315 4/13/2009 Saxon Mortgage Services, Inc. Irving TX Purchase Financial Instrument for Home Loan Modifications $ 407,000,000 N/A 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 10458 4/13/2009 Chase Home Finance, LLC Iselin NJ Purchase Financial Instrument for Home Loan Modifications $ 3,552,000,000 N/A 4/16/2009 Ocwen Financial Corporation, Inc. West Palm Beach FL Purchase Financial Instrument for Home Loan Modifications $ 659,000,000 N/A 10500 10500 10500 10500 10500 10500 2 Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 10/14/2011 $ (800,000) $ 1,501,675,924 Transfer of cap due to servicing transfer 11/16/2011 12/15/2011 $ (200,000) $ 1,501,475,924 Transfer of cap due to servicing transfer $ 2,600,000 $ 1,504,075,924 Transfer of cap due to servicing transfer 1/13/2012 3/15/2012 $ (1,600,000) $ 1,502,475,924 Transfer of cap due to servicing transfer $ (400,000) $ 1,502,075,924 Transfer of cap due to servicing transfer 6/17/2009 $ 225,040,000 $ 9/30/2009 $ 254,380,000 $ 12/30/2009 $ 355,710,000 $ 3/26/2010 $ (57,720,000) $ 6/16/2010 $ (156,050,000) $ 7/14/2010 $ (513,660,000) $ 7/16/2010 $ (22,980,000) $ 9/15/2010 $ 1,800,000 $ 493,520,000 Transfer of cap due to servicing transfer 9/30/2010 $ 9,800,000 $ 503,320,000 Initial FHA-HAMP cap and initial FHA-2LP cap 632,040,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 886,420,000 initial cap Updated portfolio data from servicer & HAFA 1,242,130,000 initial cap 1,184,410,000 Updated portfolio data from servicer Transfer of cap to Ocwen Financial Corporation, 1,028,360,000 Inc. due to servicing transfer 514,700,000 Updated portfolio data from servicer 491,720,000 Transfer of cap due to multiple servicing transfers 9/30/2010 $ 116,222,668 $ 619,542,668 Updated portfolio data from servicer 10/15/2010 $ 100,000 $ 619,642,668 Transfer of cap due to servicing transfer 12/15/2010 $ 8,900,000 $ 628,542,668 Updated portfolio data from servicer (556) $ 628,542,112 Updated portfolio data from servicer 1/6/2011 $ 1/13/2011 $ 2,300,000 $ 630,842,112 Transfer of cap due to servicing transfer 3/16/2011 $ 700,000 $ 3/30/2011 $ 631,542,112 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 631,541,458 reallocation 4/13/2011 $ 6/29/2011 $ 7/14/2011 $ 8/16/2011 $ (654) $ 2,100,000 $ (6,144) $ 200,000 633,641,458 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 633,635,314 reallocation $ 633,835,314 Transfer of cap due to servicing transfer (100,000) $ 633,735,314 Transfer of cap due to servicing transfer (700,000) $ 633,035,314 Transfer of cap due to servicing transfer 9/15/2011 $ 12/15/2011 $ 2/16/2012 $ 3/15/2012 $ 7/31/2009 $ (3,552,000,000) $ 6/12/2009 $ (105,620,000) $ 9/30/2009 $ 102,580,000 $ 12/30/2009 $ 277,640,000 $ 3/26/2010 $ 46,860,000 $ 6/16/2010 $ 156,050,000 $ 7/14/2010 $ (191,610,000) $ 7/16/2010 $ 23,710,000 17,500,000 $ 650,535,314 Transfer of cap due to servicing transfer (100,000) $ 650,435,314 Transfer of cap due to servicing transfer 100,000 $ $ 650,535,314 Transfer of cap due to servicing transfer - Termination of SPA 553,380,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 655,960,000 initial cap Updated portfolio data from servicer & HAFA 933,600,000 initial cap 980,460,000 Updated portfolio data from servicer Transfer of cap from Saxon Mortgage Services, 1,136,510,000 Inc. due to servicing transfer 944,900,000 Updated portfolio data from servicer Transfer of cap from Saxon Mortgage Services, 968,610,000 Inc. due to servicing transfer 75 Servicer Modifying Borrowers' Loans Date Name of Institution City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 10500 4/17/2009 as amended on 1/26/2010 Bank of America, N.A. Simi Valley CA Purchase Financial Instrument for Home Loan Modifications $ 798,900,000 N/A 10512 10512 10512 10512 10512 10512 10512 10512 10512 10512 10512 10512 10512 4/17/2009 as amended on 1/26/2010 Countrywide Home Loans Servicing LP Simi Valley 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 CA Purchase Financial Instrument for Home Loan Modifications $ 1,864,000,000 N/A Note Adjustment Date Cap Adjustment Amount 9/15/2010 $ Adjusted Cap 100,000 $ 9/30/2010 $ 3,742,740 $ 10/15/2010 $ 170,800,000 $ Reason for Adjustment 968,710,000 Initial FHA-HAMP cap 972,452,740 Updated portfolio data from servicer 1,143,252,740 Transfer of cap due to servicing transfer 1/6/2011 $ 2/16/2011 $ 3/30/2011 $ (1,114) $ 6/29/2011 $ (10,044) $ 10/14/2011 $ (100,000) $ 1/13/2012 $ 194,800,000 $ 1,338,840,562 Transfer of cap due to servicing transfer 2/16/2012 $ 400,000 $ 1,339,240,562 Transfer of cap due to servicing transfer 3/15/2012 $ 100,000 $ 1,339,340,562 Transfer of cap due to servicing transfer 6/12/2009 $ 5,540,000 $ (1,020) $ 900,000 $ 1,143,251,720 Updated portfolio data from servicer 1,144,151,720 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,144,150,606 reallocation Updated due to quarterly assessment and 1,144,140,562 reallocation 1,144,040,562 Transfer of cap due to servicing transfer 9/30/2009 $ 162,680,000 $ 12/30/2009 $ 665,510,000 $ 804,440,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 967,120,000 initial cap Updated portfolio data from servicer & HAFA 1,632,630,000 initial cap 1/26/2010 $ 800,390,000 $ 2,433,020,000 Initial 2MP cap 3/26/2010 $ (829,370,000) $ 1,603,650,000 Updated portfolio data from servicer 7/14/2010 $ (366,750,000) $ 9/30/2010 $ 95,300,000 $ 1,236,900,000 Updated portfolio data from servicer Initial FHA-HAMP cap, initial FHA-2LP cap, and 1,332,200,000 initial RD-HAMP 9/30/2010 $ 222,941,084 $ 1,555,141,084 Updated portfolio data from servicer 1/6/2011 $ (2,199) $ 3/30/2011 $ (2,548) $ 6/29/2011 $ (23,337) $ 8/16/2011 $ (300,000) $ 1,554,813,000 Transfer of cap due to servicing transfer 10/14/2011 $ (120,700,000) $ 1,434,113,000 Transfer of cap due to servicing transfer 11/16/2011 $ (900,000) $ 1,433,213,000 Transfer of cap due to servicing transfer 6/12/2009 $ 3,318,840,000 9/30/2009 $ (717,420,000) $ 12/30/2009 $ 2,290,780,000 $ 5,182,840,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 4,465,420,000 initial cap Updated portfolio data from servicer & HAFA 6,756,200,000 initial cap 1/26/2010 $ 450,100,000 $ 7,206,300,000 Initial 2MP cap 3/26/2010 $ 905,010,000 $ 4/19/2010 $ 10,280,000 $ 6/16/2010 $ 286,510,000 $ 8,111,310,000 Updated portfolio data from servicer Transfer of cap from Wilshire Credit Corporation 8,121,590,000 due to servicing transfer Transfer of cap from Wilshire Credit Corporation 8,408,100,000 due to servicing transfer 7/14/2010 $ (1,787,300,000) $ 9/30/2010 $ 105,500,000 9/30/2010 $ 12/15/2010 $ 1/6/2011 $ $ $ (614,527,362) $ 236,000,000 1,555,138,885 Updated portfolio data from servicer Updated due to quarterly assessment and 1,555,136,337 reallocation Updated due to quarterly assessment and 1,555,113,000 reallocation 6,620,800,000 Updated portfolio data from servicer Initial FHA-HAMP cap, initial FHA-2LP cap, and 6,726,300,000 initial RD-HAMP 6,111,772,638 Updated portfolio data from servicer $ 6,347,772,638 Updated portfolio data from servicer (8,012) $ 6,347,764,626 Updated portfolio data from servicer 76 Servicer Modifying Borrowers' Loans Date Name of Institution City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism Note 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 1000832 4/20/2009 Home Loan Services, Inc. Pittsburgh PA Purchase Financial Instrument for Home Loan Modifications $ 319,000,000 N/A 10316 10316 10316 10316 10316 10316 10316 10316 10316 10316 10316 10316 10316 10316 4/20/2009 Wilshire Credit Corporation 13 Beaverton 10205 10205 10205 10205 10205 OR Purchase Financial Instrument for Home Loan Modifications $ 366,000,000 N/A Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 2/16/2011 $ 1,800,000 $ 6,349,564,626 Transfer of cap due to servicing transfer 3/16/2011 $ 100,000 $ 3/30/2011 $ 6,349,664,626 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 6,349,655,436 reallocation 4/13/2011 $ 200,000 $ 6,349,855,436 Transfer of cap due to servicing transfer 5/13/2011 $ 300,000 $ 6,350,155,436 Transfer of cap due to servicing transfer 6/16/2011 $ (1,000,000) $ 6/29/2011 $ (82,347) $ 7/14/2011 $ (200,000) $ 6,348,873,089 Transfer of cap due to servicing transfer 8/16/2011 $ (3,400,000) $ 6,345,473,089 Transfer of cap due to servicing transfer 9/15/2011 $ (1,400,000) $ 6,344,073,089 Transfer of cap due to servicing transfer 10/14/2011 $ 120,600,000 $ 10/19/2011 $ 317,956,289 $ 6,464,673,089 Transfer of cap due to servicing transfer and Wilshire Credit Corporation due to merger. 6,782,629,378 11/16/2011 $ 800,000 $ 6,783,429,378 Transfer of cap due to servicing transfer 12/15/2011 $ (17,600,000) $ 6,765,829,378 Transfer of cap due to servicing transfer 2/16/2012 $ (2,100,000) $ 6,763,729,378 Transfer of cap due to servicing transfer 3/15/2012 $ (23,900,000) $ 6,739,829,378 Transfer of cap due to servicing transfer 6/12/2009 $ 128,300,000 $ (9,190) $ 6,349,155,436 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 6,349,073,089 reallocation 447,300,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 494,030,000 initial cap Updated portfolio data from servicer & HAFA 639,850,000 initial cap 9/30/2009 $ 46,730,000 $ 12/30/2009 $ 145,820,000 $ 3/26/2010 $ (17,440,000) $ 622,410,000 Updated portfolio data from servicer 7/14/2010 $ (73,010,000) $ 549,400,000 Updated portfolio data from servicer 9/30/2010 $ 6,700,000 9/30/2010 $ (77,126,410) $ 478,973,590 Updated portfolio data from servicer 12/15/2010 $ (314,900,000) $ 164,073,590 Updated portfolio data from servicer 1/6/2011 $ (233) $ 164,073,357 Updated portfolio data from servicer 2/16/2011 $ (1,900,000) $ 3/16/2011 $ (400,000) $ 3/30/2011 $ (278) $ 5/13/2011 $ (400,000) $ 6/29/2011 $ (2,625) $ 10/19/2011 $ (155,061,221) $ 6/12/2009 $ 87,130,000 (249,670,000) $ $ $ 9/30/2009 $ 12/30/2009 $ 3/26/2010 $ 4/19/2010 $ (10,280,000) $ 5/14/2010 $ (1,880,000) $ 119,700,000 $ 52,270,000 $ 556,100,000 Initial FHA-2LP cap 162,173,357 Transfer of cap due to servicing transfer 161,773,357 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 161,773,079 reallocation 161,373,079 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 161,370,454 reallocation 6,309,233 Termination of SPA 453,130,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 203,460,000 initial cap Updated portfolio data from servicer & HAFA 323,160,000 initial cap 375,430,000 Updated portfolio data from servicer Transfer of cap to Countrywide Home Loans due 365,150,000 to servicing transfer Transfer of cap to GMAC Mortgage, Inc. due to 363,270,000 servicing transfer 77 Servicer Modifying Borrowers' Loans Date Name of Institution City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism Note 10205 10205 10205 10205 10205 10205 10205 10205 10205 4/24/2009 Green Tree Servicing LLC 13 Saint Paul MN Purchase Financial Instrument for Home Loan Modifications $ 156,000,000 N/A 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 10309 4/27/2009 Carrington Mortgage Services, LLC Santa Ana 10503 10503 10503 10503 10503 CA Purchase Financial Instrument for Home Loan Modifications $ 195,000,000 N/A Adjustment Date Cap Adjustment Amount Adjusted Cap 6/16/2010 $ (286,510,000) $ 7/14/2010 $ 19,540,000 7/16/2010 $ 8/13/2010 $ 9/30/2010 $ $ (210,000) $ (100,000) $ 68,565,782 $ 1/6/2011 $ (247) $ 3/30/2011 $ (294) $ 6/29/2011 $ (2,779) $ 10/19/2011 $ (162,895,068) $ 6/17/2009 $ (64,990,000) $ 130,780,000 $ Reason for Adjustment Transfer of cap to Countrywide Home Loans due 76,760,000 to servicing transfer 96,300,000 Updated portfolio data from servicer Transfer of cap to Green Tree Servicing LLC due 96,090,000 to servicing transfer 95,990,000 Transfer of cap due to servicing transfer 164,555,782 Updated portfolio data from servicer 164,555,535 Updated portfolio data from servicer Updated due to quarterly assessment and 164,555,241 reallocation Updated due to quarterly assessment and 164,552,462 reallocation 1,657,394 Termination of SPA 91,010,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 221,790,000 initial cap Updated portfolio data from servicer & HAFA 105,040,000 initial cap 9/30/2009 $ 12/30/2009 $ 3/26/2010 $ 7/14/2010 $ 7/16/2010 $ 210,000 $ 8/13/2010 $ 2,200,000 $ 9/10/2010 $ 34,600,000 $ 130,910,000 Initial 2MP cap 9/30/2010 $ 5,600,000 $ 136,510,000 Initial FHA-2LP cap and FHA-HAMP 9/30/2010 $ 10,185,090 $ 146,695,090 Updated portfolio data from servicer 10/15/2010 $ 400,000 $ 147,095,090 Transfer of cap due to servicing transfer 1/6/2011 $ 3/30/2011 $ 5/13/2011 $ 1,200,000 $ 148,294,627 Transfer of cap due to servicing transfer 6/16/2011 $ 100,000 $ 6/29/2011 $ 148,394,627 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 148,392,325 reallocation 7/14/2011 $ 1,900,000 $ 150,292,325 Transfer of cap due to servicing transfer 9/15/2011 $ 200,000 $ 150,492,325 Transfer of cap due to servicing transfer 10/14/2011 $ 200,000 $ 150,692,325 Transfer of cap due to servicing transfer 11/16/2011 $ 400,000 $ 151,092,325 Transfer of cap due to servicing transfer 2/16/2012 $ 900,000 $ 151,992,325 Transfer of cap due to servicing transfer 3/15/2012 $ 100,000 $ 6/17/2009 $ (63,980,000) $ (116,750,000) $ 13,080,000 $ (24,220,000) $ (213) $ (250) $ (2,302) $ 118,120,000 Updated portfolio data from servicer 93,900,000 Updated portfolio data from servicer Transfer of cap from Wilshire Credit Corporation 94,110,000 due to servicing transfer 96,310,000 Transfer of cap due to servicing transfer 147,094,877 Updated portfolio data from servicer Updated due to quarterly assessment and 147,094,627 reallocation 152,092,325 Transfer of cap due to servicing transfer 9/30/2009 $ 90,990,000 $ 12/30/2009 $ 57,980,000 $ 131,020,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 222,010,000 initial cap Updated portfolio data from servicer & HAFA 279,990,000 initial cap 3/26/2010 $ 74,520,000 $ 354,510,000 Updated portfolio data from servicer 7/14/2010 $ (75,610,000) $ 278,900,000 Updated portfolio data from servicer 8/13/2010 $ 1,100,000 $ 280,000,000 Transfer of cap due to servicing transfer 78 Servicer Modifying Borrowers' Loans Date Name of Institution City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism 10503 10503 10503 10503 10503 10503 10503 10503 10503 10503 5/1/2009 Aurora Loan Services, LLC Littleton CO Purchase Financial Instrument for Home Loan Modifications $ 798,000,000 N/A 10231 10231 10231 10231 10231 10231 10231 10231 10231 10231 10231 10231 5/28/2009 Nationstar Mortgage LLC Lewisville 10406 10406 10406 10406 10406 10406 10406 10406 10406 10406 10406 10406 10406 TX Purchase Financial Instrument for Home Loan Modifications $ 101,000,000 N/A Note Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 9/30/2010 $ 3,763,685 $ 283,763,685 Updated portfolio data from servicer 12/15/2010 $ 300,000 $ 284,063,685 Updated portfolio data from servicer 1/6/2011 $ (325) $ 284,063,360 Updated portfolio data from servicer 1/13/2011 $ 3/30/2011 $ 6/29/2011 $ 8/16/2011 $ 1,800,000 $ 288,259,384 Transfer of cap due to servicing transfer 9/15/2011 $ 100,000 $ 288,359,384 Transfer of cap due to servicing transfer 11/16/2011 $ 1,000,000 $ 289,359,384 Transfer of cap due to servicing transfer 2/16/2012 $ 1,100,000 $ 290,459,384 Transfer of cap due to servicing transfer 6/17/2009 $ (338,450,000) $ 9/30/2009 $ (11,860,000) $ 12/30/2009 $ 21,330,000 $ 459,550,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 447,690,000 initial cap Updated portfolio data from servicer & HAFA 469,020,000 initial cap 3/26/2010 $ 9,150,000 $ 478,170,000 Updated portfolio data from servicer 7/14/2010 $ (76,870,000) $ 401,300,000 Updated portfolio data from servicer 9/1/2010 $ 400,000 9/30/2010 $ (8,454,269) $ 2,400,000 $ (384) $ (3,592) $ $ 1/6/2011 $ (342) $ 3/30/2011 $ (374) $ 5/13/2011 $ 6/29/2011 $ (3,273) $ 10/14/2011 $ (200,000) $ 3/15/2012 $ 18,000,000 $ 286,463,360 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 286,462,976 reallocation Updated due to quarterly assessment and 286,459,384 reallocation 401,700,000 Initial FHA-HAMP cap 393,245,731 Updated portfolio data from servicer 393,245,389 Updated portfolio data from servicer Updated due to quarterly assessment and 393,245,015 reallocation 411,245,015 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 411,241,742 reallocation 411,041,742 Transfer of cap due to servicing transfer 100,000 $ 411,141,742 Transfer of cap due to servicing transfer 6/12/2009 $ 16,140,000 $ 9/30/2009 $ 134,560,000 $ 12/30/2009 $ 80,250,000 $ 117,140,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 251,700,000 initial cap Updated portfolio data from servicer & HAFA 331,950,000 initial cap 3/26/2010 $ 67,250,000 $ 399,200,000 Updated portfolio data from servicer 7/14/2010 $ (85,900,000) $ 313,300,000 Updated portfolio data from servicer 8/13/2010 $ 100,000 $ 9/30/2010 $ 2,900,000 $ 313,400,000 Transfer of cap due to servicing transfer Initial FHA-HAMP cap, initial FHA-2LP cap, initial 316,300,000 RD-HAMP, and initial 2MP cap 9/30/2010 $ 33,801,486 $ 350,101,486 Updated portfolio data from servicer 11/16/2010 $ 700,000 $ 350,801,486 Transfer of cap due to servicing transfer 12/15/2010 $ 1,700,000 $ 352,501,486 Updated portfolio data from servicer 1/6/2011 $ (363) $ 352,501,123 Updated portfolio data from servicer 2/16/2011 $ 900,000 $ 353,401,123 Transfer of cap due to servicing transfer 3/16/2011 $ 29,800,000 $ 3/30/2011 $ 383,201,123 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 383,200,695 reallocation (428) $ 79 Servicer Modifying Borrowers' Loans Name of Institution Date City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism 10406 10406 10406 10406 6/12/2009 Residential Credit Solutions Fort Worth TX Purchase Financial Instrument for Home Loan Modifications $ 19,400,000 N/A 10326 10326 10326 10326 10326 10326 10326 10326 10326 10326 10326 6/17/2009 CCO Mortgage Glen Allen VA Purchase Financial Instrument for Home Loan Modifications $ 16,520,000 N/A 10052 10052 10052 10052 10052 10052 10052 6/17/2009 RG Mortgage Corporation San Juan PR Purchase Financial Instrument for Home Loan Modifications $ 57,000,000 N/A 10131 10131 10131 10131 10131 10131 10131 10131 10131 6/19/2009 First Federal Savings and Loan Port Angeles 10224 10224 WA Purchase Financial Instrument for Home Loan Modifications $ 770,000 N/A Note Adjustment Date Cap Adjustment Amount 5/26/2011 $ 20,077,503 Adjusted Cap $ (4,248) $ Reason for Adjustment 403,278,198 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 403,273,950 reallocation 6/29/2011 $ 11/16/2011 $ 3/15/2012 $ (100,000) $ 9/30/2009 $ (1,860,000) $ 12/30/2009 $ 27,920,000 3/26/2010 $ (1,390,000) $ 7/14/2010 $ (13,870,000) $ 9/30/2010 $ 400,000 $ 30,200,000 Updated portfolio data from servicer Initial FHA-HAMP cap, initial FHA-2LP cap, and 30,600,000 initial 2MP cap 9/30/2010 $ 586,954 $ 31,186,954 Updated portfolio data from servicer 100,000 $ $ 1/6/2011 $ (34) $ 3/30/2011 $ (37) $ 4/13/2011 $ 6/29/2011 $ (329) $ (1,900,000) $ 100,000 $ 403,373,950 Transfer of cap due to servicing transfer 403,273,950 Transfer of cap due to servicing transfer Updated portfolio data from servicer & HPDP 17,540,000 initial cap Updated portfolio data from servicer & HAFA 45,460,000 initial cap 44,070,000 Updated portfolio data from servicer 31,186,920 Updated portfolio data from servicer Updated due to quarterly assessment and 31,186,883 reallocation 31,286,883 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 31,286,554 reallocation 9/15/2011 $ 11/16/2011 $ 2,800,000 $ 9/30/2009 $ 13,070,000 $ 12/30/2009 $ 145,510,000 $ 3/26/2010 $ (116,950,000) $ 58,150,000 Updated portfolio data from servicer 7/14/2010 $ (23,350,000) $ 34,800,000 Updated portfolio data from servicer 9/30/2010 $ 7,846,346 42,646,346 Updated portfolio data from servicer $ 29,386,554 Transfer of cap due to servicing transfer 32,186,554 Transfer of cap due to servicing transfer Updated portfolio data from servicer & HPDP 29,590,000 initial cap Updated portfolio data from servicer & HAFA 175,100,000 initial cap 1/6/2011 $ (46) $ 3/30/2011 $ (55) $ 6/29/2011 $ (452) $ 9/30/2009 $ (11,300,000) $ 12/30/2009 $ (42,210,000) $ 3/26/2010 $ $ 69,130,000 Updated portfolio data from servicer 4/9/2010 $ (14,470,000) $ 54,660,000 Updated portfolio data from servicer 7/14/2010 $ (8,860,000) $ 45,800,000 Updated portfolio data from servicer 9/30/2010 $ (4,459,154) $ 41,340,846 Updated portfolio data from servicer 12/15/2010 $ (4,300,000) $ 37,040,846 Updated portfolio data from servicer 1/6/2011 $ (51) $ 3/30/2011 $ (65) $ 6/29/2011 $ (616) $ 65,640,000 42,646,300 Updated portfolio data from servicer Updated due to quarterly assessment and 42,646,245 reallocation Updated due to quarterly assessment and 42,645,793 reallocation Updated portfolio data from servicer & HPDP 45,700,000 initial cap Updated portfolio data from servicer & HAFA 3,490,000 initial cap 12/30/2009 $ 2,020,000 $ 37,040,795 Updated portfolio data from servicer Updated due to quarterly assessment and 37,040,730 reallocation Updated due to quarterly assessment and 37,040,114 reallocation Updated portfolio data from servicer & HAFA 2,790,000 initial cap 3/26/2010 $ 11,370,000 $ 14,160,000 Updated portfolio data from servicer 5/26/2010 $ (14,160,000) $ - Termination of SPA 80 Servicer Modifying Borrowers' Loans Name of Institution Date 6/19/2009 City Wescom Central Credit Union Anaheim State Transaction Type CA Purchase Investment Description Financial Instrument for Home Loan Modifications Cap of Incentive Payments on Behalf of Borrowers and to Servicers & $ 540,000 Adjustment Details Pricing Mechanism Note N/A 10126 10126 10126 10126 10126 10126 10126 10126 10126 6/26/2009 12 The Villages Citizens First Wholesale Mortgage Company FL Purchase Financial Instrument for Home Loan Modifications $ 30,000 N/A 10002 10002 10002 10002 10002 6/26/2009 San Jose Technology Credit Union CA Purchase Financial Instrument for Home Loan Modifications $ 70,000 N/A 10014 10014 10014 10014 10014 10014 6/26/2009 Miamisburg National City Bank 10349 10349 10349 10349 10349 10349 10349 10349 10349 10349 10349 10349 10349 OH Purchase Financial Instrument for Home Loan Modifications $ 294,980,000 N/A Adjustment Date Cap Adjustment Amount Adjusted Cap 330,000 $ 16,490,000 $ Reason for Adjustment Updated portfolio data from servicer & HPDP 870,000 initial cap Updated portfolio data from servicer & HAFA 17,360,000 initial cap 9/30/2009 $ 12/30/2009 $ 3/26/2010 $ (14,260,000) $ 3,100,000 Updated portfolio data from servicer 7/14/2010 $ (1,800,000) $ 1,300,000 Updated portfolio data from servicer 7/30/2010 $ 1,500,000 $ 2,800,000 Updated portfolio data from servicer 9/30/2010 $ 1,551,668 $ 4,351,668 Updated portfolio data from servicer 1/6/2011 $ (2) $ 3/30/2011 $ (2) $ 5/13/2011 $ (1,800,000) $ 6/3/2011 $ (1,872,787) $ 4,351,666 Updated portfolio data from servicer Updated due to quarterly assessment and 4,351,664 reallocation 2,551,664 Transfer of cap due to servicing transfer 678,877 Termination of SPA Updated portfolio data from servicer & HPDP 20,000 initial cap Updated portfolio data from servicer & HAFA 610,000 initial cap 9/30/2009 $ (10,000) $ 12/30/2009 $ 590,000 3/26/2010 $ (580,000) $ 30,000 Updated portfolio data from servicer 7/14/2010 $ 70,000 $ 100,000 Updated portfolio data from servicer 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 2/17/2011 $ (145,056) $ 12/30/2009 $ 3/26/2010 $ (720,000) $ 1,530,000 Updated portfolio data from servicer 7/14/2010 $ (430,000) $ 1,100,000 Updated portfolio data from servicer 9/30/2010 $ 60,445 1,160,445 Updated portfolio data from servicer 1/6/2011 $ 3/30/2011 $ (1) $ 6/29/2011 $ (12) $ 2,180,000 $ $ $ (1) $ - Termination of SPA Updated portfolio data from servicer & HAFA 2,250,000 initial cap 1,160,444 Updated portfolio data from servicer Updated due to quarterly assessment and 1,160,443 reallocation Updated due to quarterly assessment and 1,160,431 reallocation Updated portfolio data from servicer & HPDP 610,150,000 initial cap Updated portfolio data from servicer & HAFA 700,430,000 initial cap 9/30/2009 $ 315,170,000 $ 12/30/2009 $ 90,280,000 $ 3/26/2010 $ (18,690,000) $ 7/14/2010 $ (272,640,000) $ 9/30/2010 $ 80,600,000 $ 409,100,000 Updated portfolio data from servicer Initial FHA-HAMP cap, Initial FHA-2LP cap, and 489,700,000 initial 2MP cap 9/30/2010 $ 71,230,004 $ 560,930,004 Updated portfolio data from servicer 1/6/2011 $ (828) $ 560,929,176 Updated portfolio data from servicer 2/16/2011 $ 3/16/2011 $ 3/30/2011 $ (981) $ 4/13/2011 $ (2,300,000) $ 558,728,195 Transfer of cap due to servicing transfer 5/13/2011 $ (200,000) $ 558,528,195 Transfer of cap due to servicing transfer 6/16/2011 $ (200,000) $ 6/29/2011 $ (9,197) $ 558,328,195 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 558,318,998 reallocation 200,000 $ (100,000) $ 681,740,000 Updated portfolio data from servicer 561,129,176 Transfer of cap due to servicing transfer 561,029,176 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 561,028,195 reallocation 81 Servicer Modifying Borrowers' Loans Date Name of Institution City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism Note 10349 10349 10349 10349 10349 10349 7/1/2009 Wachovia Mortgage, FSB Des Moines IA Purchase Financial Instrument for Home Loan Modifications $ 634,010,000 N/A 1000642 1000642 3 1000642 7/1/2009 Bayview Loan Servicing, LLC Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 44,260,000 N/A 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 1000667 7/10/2009 Lake National Bank Mentor OH Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 10355 10355 10355 10355 10355 10355 10355 7/10/2009 IBM Southeast Employees' Federal Credit Union Delray Beach 10029 FL Purchase Financial Instrument for Home Loan Modifications $ 870,000 N/A Adjustment Date Cap Adjustment Amount Adjusted Cap 8/16/2011 $ 10/14/2011 $ 11/16/2011 $ 1/13/2012 $ 2/16/2012 $ 3/15/2012 $ 200,000 $ 9/30/2009 $ 723,880,000 $ 12/30/2009 $ 692,640,000 $ 2/17/2010 $ (2,050,236,344) $ 3/12/2010 $ (54,767) $ Reason for Adjustment - $ 558,318,998 Transfer of cap due to servicing transfer 300,000 $ 558,618,998 Transfer of cap due to servicing transfer (300,000) $ 558,318,998 Transfer of cap due to servicing transfer $ 558,518,998 Transfer of cap due to servicing transfer (100,000) $ 200,000 558,418,998 Transfer of cap due to servicing transfer 558,618,998 Transfer of cap due to servicing transfer Updated portfolio data from servicer & HPDP 1,357,890,000 initial cap Updated portfolio data from servicer & HAFA 2,050,530,000 initial cap Transfer of cap (to Wells Fargo Bank) due to 293,656 merger Transfer of cap (to Wells Fargo Bank) due to 238,890 merger Updated portfolio data from servicer & HPDP 68,110,000 initial cap Updated portfolio data from servicer & HAFA 111,700,000 initial cap 9/30/2009 $ 23,850,000 $ 12/30/2009 $ 43,590,000 $ 3/26/2010 $ 34,540,000 $ 146,240,000 Updated portfolio data from servicer 5/7/2010 $ 1,010,000 $ 147,250,000 Initial 2MP cap 7/14/2010 $ (34,250,000) $ 9/30/2010 $ 600,000 9/30/2010 $ (15,252,303) $ $ 113,000,000 Updated portfolio data from servicer 113,600,000 Initial FHA-2LP cap 98,347,697 Updated portfolio data from servicer 1/6/2011 $ (70) $ 3/30/2011 $ (86) $ 4/13/2011 $ 400,000 $ 98,747,541 Transfer of cap due to servicing transfer 5/13/2011 $ 100,000 $ 6/29/2011 $ 98,847,541 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 98,846,770 reallocation 9/15/2011 $ 600,000 $ 99,446,770 Transfer of cap due to servicing transfer 10/14/2011 $ (18,900,000) $ 80,546,770 Transfer of cap due to servicing transfer 1/13/2012 $ 900,000 $ 81,446,770 Transfer of cap due to servicing transfer 2/16/2012 $ 2,400,000 $ 83,846,770 Transfer of cap due to servicing transfer 3/15/2012 $ (100,000) $ 9/30/2009 $ 150,000 $ 12/30/2009 $ 130,000 $ 3/26/2010 $ 50,000 $ 430,000 Updated portfolio data from servicer 7/14/2010 $ (30,000) $ 400,000 Updated portfolio data from servicer 9/30/2010 $ (771) $ 35,167 $ 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (6) $ 9/30/2009 $ (10,000) $ 12/30/2009 $ 250,000 $ 98,347,627 Updated portfolio data from servicer Updated due to quarterly assessment and 98,347,541 reallocation 83,746,770 Transfer of cap due to servicing transfer Updated portfolio data from servicer & HPDP 250,000 initial cap Updated portfolio data from servicer & HAFA 380,000 initial cap 435,167 Updated portfolio data from servicer 435,166 Updated portfolio data from servicer Updated due to quarterly assessment and 435,165 reallocation Updated due to quarterly assessment and 435,159 reallocation Updated portfolio data from servicer & HPDP 860,000 initial cap Updated portfolio data from servicer & HAFA 1,110,000 initial cap 82 Servicer Modifying Borrowers' Loans Name of Institution Date City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism Note 10029 10029 10029 10029 10029 10029 7/17/2009 MorEquity, Inc. Evansville IN Purchase Financial Instrument for Home Loan Modifications $ 23,480,000 N/A 1000957 1000957 1000957 1000957 1000957 1000957 1000957 11 1000957 7/17/2009 PNC Bank, National Association Pittsburgh PA Purchase Financial Instrument for Home Loan Modifications $ 54,470,000 N/A 1000834 1000834 1000834 1000834 1000834 1000834 1000834 1000834 1000834 1000834 7/17/2009 Farmers State Bank West Salem OH Purchase Financial Instrument for Home Loan Modifications $ 170,000 N/A 10612 10612 10612 10612 10612 7/17/2009 ShoreBank Chicago 10257 10257 10257 10257 IL Purchase Financial Instrument for Home Loan Modifications $ 1,410,000 N/A Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 3/26/2010 $ (10,000) $ 1,100,000 Updated portfolio data from servicer 7/14/2010 $ (400,000) $ 700,000 Updated portfolio data from servicer 9/30/2010 $ 170,334 $ 870,334 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ 9/30/2009 $ 18,530,000 $ 12/30/2009 $ 24,510,000 $ 870,333 Updated portfolio data from servicer Updated due to quarterly assessment and 870,332 reallocation Updated due to quarterly assessment and 870,320 reallocation Updated portfolio data from servicer & HPDP 42,010,000 initial cap Updated portfolio data from servicer & HAFA 66,520,000 initial cap 3/26/2010 $ 18,360,000 $ 84,880,000 Updated portfolio data from servicer 7/14/2010 $ (22,580,000) $ 62,300,000 Updated portfolio data from servicer 9/30/2010 $ (8,194,261) $ 54,105,739 Updated portfolio data from servicer 1/6/2011 $ (37) $ 54,105,702 Updated portfolio data from servicer 3/16/2011 $ (29,400,000) $ 3/30/2011 $ (34) $ 5/26/2011 $ (20,077,503) $ 9/30/2009 $ (36,240,000) $ 12/30/2009 $ 3/26/2010 7/14/2010 9/30/2010 $ 35,500,000 $ 58,300,000 Initial FHA-2LP cap and initial 2MP cap 9/30/2010 $ 23,076,191 $ 81,376,191 Updated portfolio data from servicer (12) $ 19,280,000 $ 24,705,702 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 24,705,668 reallocation Termination of SPA 4,628,165 (remaining cap equals distribution amount) Updated portfolio data from servicer & HPDP 18,230,000 initial cap Updated portfolio data from servicer & HAFA 37,510,000 initial cap $ 2,470,000 $ 39,980,000 Updated portfolio data from servicer $ (17,180,000) $ 22,800,000 Updated portfolio data from servicer 1/6/2011 $ (123) $ 3/30/2011 $ (147) $ 5/13/2011 $ (100,000) $ 6/29/2011 $ (1,382) $ 10/14/2011 $ (300,000) $ 9/30/2009 $ (90,000) $ 12/30/2009 $ 3/26/2010 $ 7/14/2010 $ 9/30/2010 5/20/2011 50,000 $ 100,000 81,376,068 Updated portfolio data from servicer Updated due to quarterly assessment and 81,375,921 reallocation 81,275,921 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 81,274,539 reallocation 80,974,539 Transfer of cap due to servicing transfer Updated portfolio data from servicer & HPDP 80,000 initial cap Updated portfolio data from servicer & HAFA 130,000 initial cap $ 230,000 Updated portfolio data from servicer (130,000) $ 100,000 Updated portfolio data from servicer $ 45,056 145,056 Updated portfolio data from servicer $ (145,056) $ $ - Termination of SPA Updated portfolio data from servicer & HPDP 2,300,000 initial cap Updated portfolio data from servicer & HAFA 3,560,000 initial cap 9/30/2009 $ 890,000 $ 12/30/2009 $ 1,260,000 $ 3/26/2010 $ (20,000) $ 3,540,000 Updated portfolio data from servicer 7/14/2010 $ (240,000) $ 3,300,000 Updated portfolio data from servicer 9/30/2010 $ 471,446 $ 3,771,446 Updated portfolio data from servicer 83 Servicer Modifying Borrowers' Loans Name of Institution Date City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism 10257 10257 10257 10257 7/22/2009 American Home Mortgage Servicing, Inc Coppell TX Purchase Financial Instrument for Home Loan Modifications $ 1,272,490,000 N/A 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 10727 7/22/2009 Mortgage Center, LLC Southfield MI Purchase Financial Instrument for Home Loan Modifications $ 4,210,000 N/A 10439 10439 10439 10439 10439 10439 10439 7/22/2009 Mission Federal Credit Union San Diego CA Purchase Financial Instrument for Home Loan Modifications $ 860,000 N/A 1000455 1000455 1000455 1000455 1000455 1000455 7/29/2009 First Bank St. Louis 10455 10455 MO Purchase Financial Instrument for Home Loan Modifications $ 6,460,000 N/A Note Adjustment Date Cap Adjustment Amount Adjusted Cap (3) $ Reason for Adjustment 1/6/2011 $ 3,771,443 Updated portfolio data from servicer Updated due to quarterly assessment and 3,771,439 reallocation 3/30/2011 $ (4) $ 4/13/2011 $ (1,100,000) $ 6/29/2011 $ (38) $ 9/30/2009 $ (53,670,000) $ 12/30/2009 $ 250,450,000 $ 2,671,439 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 2,671,401 reallocation Updated portfolio data from servicer & HPDP 1,218,820,000 initial cap Updated portfolio data from servicer & HAFA 1,469,270,000 initial cap 3/26/2010 $ 124,820,000 $ 1,594,090,000 Updated portfolio data from servicer 7/14/2010 $ (289,990,000) $ 1,304,100,000 Updated portfolio data from servicer 9/30/2010 $ 1,690,508 $ 1,305,790,508 Updated portfolio data from servicer 10/15/2010 $ 300,000 $ 1,306,090,508 Transfer of cap due to servicing transfer 11/16/2010 $ (100,000) $ 1,305,990,508 Transfer of cap due to servicing transfer 1/6/2011 $ (1,173) $ 2/16/2011 $ (500,000) $ 3/30/2011 $ (1,400) $ 4/13/2011 $ 6/29/2011 $ (12,883) $ 9/15/2011 $ (1,000,000) $ 1,307,575,052 Transfer of cap due to servicing transfer 10/14/2011 $ (100,000) $ 1,307,475,052 Transfer of cap due to servicing transfer 11/16/2011 $ (1,100,000) $ 3,100,000 $ 1,305,989,335 Updated portfolio data from servicer 1,305,489,335 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,305,487,935 reallocation 1,308,587,935 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,308,575,052 reallocation 1,306,375,052 Transfer of cap due to servicing transfer Updated portfolio data from servicer & HPDP 5,990,000 initial cap Updated portfolio data from servicer & HAFA 8,830,000 initial cap 9/30/2009 $ 1,780,000 $ 12/30/2009 $ 2,840,000 $ 3/26/2010 $ 2,800,000 $ 11,630,000 Updated portfolio data from servicer 7/14/2010 $ (5,730,000) $ 5,900,000 Updated portfolio data from servicer 9/30/2010 $ 1/6/2011 $ 3/30/2011 $ (14) $ 6/29/2011 $ (129) $ 9/30/2009 $ (490,000) $ 12/30/2009 $ 3/26/2010 $ (6,340,000) $ 780,000 Updated portfolio data from servicer 7/14/2010 $ (180,000) $ 600,000 Updated portfolio data from servicer 9/30/2010 $ 3/30/2011 $ (1) $ 6/29/2011 $ (4) $ (1,530,000) $ 2,658,280 $ (12) $ 6,750,000 125,278 $ $ 8,558,280 Updated portfolio data from servicer 8,558,268 Updated portfolio data from servicer Updated due to quarterly assessment and 8,558,254 reallocation Updated due to quarterly assessment and 8,558,125 reallocation Updated portfolio data from servicer & HPDP 370,000 initial cap Updated portfolio data from servicer & HAFA 7,120,000 initial cap 9/30/2009 $ 12/30/2009 $ 680,000 $ 725,278 Updated portfolio data from servicer Updated due to quarterly assessment and 725,277 reallocation Updated due to quarterly assessment and 725,273 reallocation Updated portfolio data from servicer & HPDP 4,930,000 initial cap Updated portfolio data from servicer & HAFA 5,610,000 initial cap 3/26/2010 $ 2,460,000 $ 8,070,000 Updated portfolio data from servicer 84 Servicer Modifying Borrowers' Loans Date Name of Institution City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism 10455 10455 10455 10455 10455 7/29/2009 Purdue Employees Federal Credit Union West Lafayette IN Purchase Financial Instrument for Home Loan Modifications $ 1,090,000 N/A 1000505 1000505 1000505 1000505 1000505 1000505 1000505 7/29/2009 Wachovia Bank, N.A. Charlotte NC Purchase Financial Instrument for Home Loan Modifications $ 85,020,000 N/A 1000902 1000902 1000902 1000902 1000902 7/31/2009 J.P. Morgan Chase Bank, NA Lewisville 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 10706 TX Purchase Financial Instrument for Home Loan Modifications $ 2,699,720,000 N/A Note Adjustment Date Cap Adjustment Amount Adjusted Cap 7/14/2010 $ (2,470,000) $ 9/30/2010 $ 1/6/2011 $ 3/30/2011 $ (2) $ 6/29/2011 $ (15) $ 2,523,114 $ (2) $ Reason for Adjustment 5,600,000 Updated portfolio data from servicer 8,123,114 Updated portfolio data from servicer 9/30/2009 $ 12/30/2009 $ 1,260,000 $ 8,123,112 Updated portfolio data from servicer Updated due to quarterly assessment and 8,123,110 reallocation Updated due to quarterly assessment and 8,123,095 reallocation Updated portfolio data from servicer & HPDP 1,030,000 initial cap Updated portfolio data from servicer & HAFA 2,290,000 initial cap 3/26/2010 $ 2,070,000 $ 4,360,000 Updated portfolio data from servicer 7/14/2010 $ (3,960,000) $ 400,000 Updated portfolio data from servicer 9/30/2010 $ 180,222 580,222 Updated portfolio data from servicer (60,000) $ $ 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (8) $ 9/30/2009 $ (37,700,000) $ 12/30/2009 $ 26,160,000 $ 580,221 Updated portfolio data from servicer Updated due to quarterly assessment and 580,220 reallocation Updated due to quarterly assessment and 580,212 reallocation Updated portfolio data from servicer & HPDP 47,320,000 initial cap Updated portfolio data from servicer & HAFA 73,480,000 initial cap 3/26/2010 $ 9,820,000 $ 83,300,000 Updated portfolio data from servicer 7/14/2010 $ (46,200,000) $ 37,100,000 Updated portfolio data from servicer 9/30/2010 $ (28,686,775) $ 8,413,225 Updated portfolio data from servicer 12/3/2010 $ (8,413,225) $ (14,850,000) $ - Termination of SPA Updated portfolio data from servicer & HPDP 2,684,870,000 initial cap Updated portfolio data from servicer & HAFA 3,863,050,000 initial cap Updated portfolio data from servicer & 2MP initial 4,869,630,000 cap 9/30/2009 $ 12/30/2009 $ 3/26/2010 $ 7/14/2010 $ 9/30/2010 $ 72,400,000 $ 2,935,400,000 Updated portfolio data from servicer Initial FHA-HAMP cap, Initial FHA-2LP cap, and 3,007,800,000 initial RD-HAMP 9/30/2010 $ 215,625,536 $ 3,223,425,536 Updated portfolio data from servicer 3,223,421,900 Updated portfolio data from servicer 1,178,180,000 $ 1,006,580,000 $ (1,934,230,000) $ 1/6/2011 $ (3,636) $ 3/16/2011 $ (100,000) $ 3/30/2011 $ (3,999) $ 4/13/2011 $ 5/13/2011 $ 6/29/2011 $ (34,606) $ 3,345,817,901 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 3,345,783,295 reallocation 7/14/2011 $ 600,000 $ 3,346,383,295 Transfer of cap due to servicing transfer 8/16/2011 $ (400,000) $ 3,345,983,295 Transfer of cap due to servicing transfer 9/15/2011 $ (100,000) $ 3,345,883,295 Transfer of cap due to servicing transfer 10/14/2011 $ 200,000 $ 3,346,083,295 Transfer of cap due to servicing transfer 10/19/2011 $ 519,211,309 $ 3,865,294,604 Transfer of cap due to servicing transfer 11/16/2011 $ (2,800,000) $ 3,862,494,604 Transfer of cap due to servicing transfer (200,000) $ 122,700,000 $ 3,223,321,900 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 3,223,317,901 reallocation 3,223,117,901 Transfer of cap due to servicing transfer 85 Servicer Modifying Borrowers' Loans Name of Institution Date City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism Note 10706 10706 7/31/2009 EMC Mortgage Corporation Lewisville TX Purchase Financial Instrument for Home Loan Modifications $ 707,380,000 N/A 1001020 1001020 1001020 1001020 1001020 1001020 1001020 1001020 1001020 1001020 1001020 1001020 1001020 1001020 1001020 1001020 8/5/2009 Lake City Bank 14 Warsaw IN Purchase Financial Instrument for Home Loan Modifications $ 420,000 N/A 1000840 1000840 1000840 1000840 1000840 8/5/2009 Oakland Municipal Credit Union Oakland CA Purchase Financial Instrument for Home Loan Modifications $ 140,000 N/A 1000609 1000609 1000609 1000609 1000609 1000609 1000609 1000609 12 1000609 8/5/2009 HomEq Servicing North Highlands 10717 CA Purchase Financial Instrument for Home Loan Modifications $ 674,000,000 N/A Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 1/13/2012 $ (100,000) $ 3,862,394,604 Transfer of cap due to servicing transfer 2/16/2012 $ (100,000) $ 9/30/2009 $ (10,000) $ 12/30/2009 $ 3/26/2010 $ (134,560,000) $ 3,862,294,604 Transfer of cap due to servicing transfer Updated portfolio data from servicer & HPDP 707,370,000 initial cap Updated portfolio data from servicer & HAFA 1,209,800,000 initial cap Updated portfolio data from servicer & 2MP initial 1,075,240,000 cap 7/14/2010 $ (392,140,000) $ 7/16/2010 $ (630,000) $ 9/30/2010 $ 13,100,000 502,430,000 $ $ 683,100,000 Updated portfolio data from servicer 682,470,000 Transfer of cap to Saxon Mortgage Services, Inc. 695,570,000 Initial FHA-HAMP cap and initial FHA-2LP cap 9/30/2010 $ (8,006,457) $ 10/15/2010 $ (100,000) $ 12/15/2010 $ (4,400,000) $ 683,063,543 Updated portfolio data from servicer 1/6/2011 $ (802) $ 683,062,741 Updated portfolio data from servicer 2/16/2011 $ (900,000) $ 3/16/2011 $ (4,000,000) $ 3/30/2011 $ (925) $ 5/13/2011 $ (122,900,000) $ 6/29/2011 $ (8,728) $ 7/14/2011 $ (600,000) $ 10/19/2011 $ (519,211,309) $ 9/30/2009 $ 12/30/2009 $ 3/26/2010 $ 7/14/2010 $ 9/30/2010 $ 6/29/2011 $ 180,000 $ (350,000) $ 20,000 687,563,543 Updated portfolio data from servicer 687,463,543 Transfer of cap due to servicing transfer 682,162,741 Transfer of cap due to servicing transfer 678,162,741 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 678,161,816 reallocation 555,261,816 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 555,253,088 reallocation 554,653,088 Transfer of cap due to servicing transfer 35,441,779 Termination of SPA Updated portfolio data from servicer & HPDP 600,000 initial cap Updated portfolio data from servicer & HAFA 250,000 initial cap $ 270,000 Updated portfolio data from servicer (70,000) $ 200,000 Updated portfolio data from servicer 90,111 $ 9/30/2009 $ 290,000 $ 12/30/2009 $ 210,000 $ 290,111 Updated portfolio data from servicer Updated due to quarterly assessment and 290,108 reallocation Updated portfolio data from servicer & HPDP 430,000 initial cap Updated portfolio data from servicer & HAFA 640,000 initial cap 3/26/2010 $ 170,000 $ 810,000 Updated portfolio data from servicer 7/14/2010 $ (10,000) $ 800,000 Updated portfolio data from servicer 9/30/2010 $ (74,722) $ 725,278 Updated portfolio data from servicer (3) $ 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 4/13/2011 $ (200,000) $ 6/29/2011 $ (7) $ 7/22/2011 $ (515,201) $ 9/30/2009 $ (121,190,000) $ 12/30/2009 $ (36,290,000) $ 725,277 Updated portfolio data from servicer Updated due to quarterly assessment and 725,276 reallocation 525,276 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 525,269 reallocation 10,068 Termination of SPA Updated portfolio data from servicer & HPDP 552,810,000 initial cap Updated portfolio data from servicer & HAFA 516,520,000 initial cap 86 Servicer Modifying Borrowers' Loans Date Name of Institution City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism 10717 10717 10717 10717 10717 10717 10717 10717 10717 8/12/2009 Litton Loan Servicing LP Houston TX Purchase Financial Instrument for Home Loan Modifications $ 774,900,000 N/A 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 10438 8/12/2009 PennyMac Loan Services, LLC Calasbasa 1000744 1000744 1000744 1000744 CA Purchase Financial Instrument for Home Loan Modifications $ 6,210,000 N/A Note Adjustment Date Cap Adjustment Amount 3/26/2010 $ 7/14/2010 9/30/2010 199,320,000 Adjusted Cap Reason for Adjustment $ 715,840,000 Updated portfolio data from servicer $ (189,040,000) $ 526,800,000 Updated portfolio data from servicer $ 38,626,728 565,426,728 Updated portfolio data from servicer 10/15/2010 $ (170,800,000) $ 12/15/2010 $ (22,200,000) $ 372,426,728 Updated portfolio data from servicer 372,426,179 Updated portfolio data from servicer $ 394,626,728 Transfer of cap due to servicing transfer 1/6/2011 $ (549) $ 2/16/2011 $ (900,000) $ 3/30/2011 $ (653) $ 6/29/2011 $ 9/30/2009 $ 313,050,000 $ 12/30/2009 $ 275,370,000 $ 371,526,179 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 371,525,526 reallocation Updated due to quarterly assessment and 371,519,358 reallocation Updated portfolio data from servicer & HPDP 1,087,950,000 initial cap Updated portfolio data from servicer & HAFA 1,363,320,000 initial cap 3/26/2010 $ 278,910,000 $ 1,642,230,000 Updated portfolio data from servicer 7/14/2010 $ (474,730,000) $ 1,167,500,000 Updated portfolio data from servicer 8/13/2010 $ (700,000) $ 1,166,800,000 Transfer of cap to due to servicing transfer 9/15/2010 $ (1,000,000) $ 1,165,800,000 Transfer of cap to due to servicing transfer 9/30/2010 $ (115,017,236) $ 10/15/2010 $ (800,000) $ 12/15/2010 $ 1/6/2011 $ 3/16/2011 $ 3/30/2011 $ (1,470) $ 4/13/2011 $ (3,300,000) $ 1,056,280,008 Transfer of cap due to servicing transfer 5/13/2011 $ (300,000) $ 1,055,980,008 Transfer of cap due to servicing transfer 6/16/2011 $ (700,000) $ 6/29/2011 $ (13,097) $ 1,055,280,008 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,055,266,911 reallocation 7/14/2011 $ (200,000) $ 1,055,066,911 Transfer of cap due to servicing transfer 9/15/2011 $ (2,900,000) $ 1,052,166,911 Transfer of cap due to servicing transfer 10/14/2011 $ (300,000) $ 1,051,866,911 Transfer of cap due to servicing transfer 11/16/2011 $ (500,000) $ 1,051,366,911 Transfer of cap due to servicing transfer 12/15/2011 $ (2,600,000) $ 1,048,766,911 Transfer of cap due to servicing transfer 1/13/2012 $ (194,800,000) $ 853,966,911 Transfer of cap due to servicing transfer 2/16/2012 $ (400,000) $ (6,168) $ 800,000 1,050,782,764 Updated portfolio data from servicer 1,049,982,764 Transfer of cap due to servicing transfer $ 1,050,782,764 Updated portfolio data from servicer (1,286) $ 1,050,781,478 Updated portfolio data from servicer 8,800,000 $ 9/30/2009 $ (1,200,000) $ 12/30/2009 $ 30,800,000 $ 3/26/2010 $ 23,200,000 $ 6/16/2010 $ 2,710,000 $ 7/14/2010 $ (18,020,000) $ 1,059,581,478 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,059,580,008 reallocation 853,566,911 Transfer of cap due to servicing transfer Updated portfolio data from servicer & HPDP 5,010,000 initial cap Updated portfolio data from servicer & HAFA 35,810,000 initial cap 59,010,000 Updated portfolio data from servicer Transfer of cap from CitiMortgage, Inc. due to 61,720,000 servicing transfer 43,700,000 Updated portfolio data from servicer 87 Servicer Modifying Borrowers' Loans Name of Institution Date City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 1000744 8/12/2009 Servis One, Inc. Titusville 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 PA Purchase Financial Instrument for Home Loan Modifications $ 29,730,000 N/A Note Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 7/16/2010 $ 6,680,000 $ Transfer of cap from CitiMortgage, Inc. due to 50,380,000 servicing transfer 8/13/2010 $ 2,600,000 $ 52,980,000 Transfer of cap to due to servicing transfer 9/15/2010 $ (100,000) $ 52,880,000 Transfer of cap to due to servicing transfer 9/30/2010 $ 200,000 9/30/2010 $ (1,423,197) $ 11/16/2010 $ 1,400,000 12/15/2010 $ (100,000) $ 52,956,803 Updated portfolio data from servicer 1/6/2011 $ (72) $ 52,956,731 Updated portfolio data from servicer 1/13/2011 $ 4,100,000 $ 57,056,731 Transfer of cap due to servicing transfer 2/16/2011 $ (100,000) $ 56,956,731 Transfer of cap due to servicing transfer 3/16/2011 $ 4,000,000 3/30/2011 $ 60,956,731 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 60,956,637 reallocation 4/13/2011 $ (100,000) $ 60,856,637 Transfer of cap due to servicing transfer 5/13/2011 $ 5,800,000 $ 66,656,637 Transfer of cap due to servicing transfer 6/16/2011 $ 600,000 $ 6/29/2011 $ 67,256,637 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 67,255,825 reallocation 7/14/2011 $ 2,500,000 $ 69,755,825 Transfer of cap due to servicing transfer $ $ $ (94) $ (812) $ 53,080,000 Initial FHA-HAMP cap and 2MP initial cap 51,656,803 Updated portfolio data from servicer 53,056,803 Transfer of cap due to servicing transfer 9/15/2011 $ 2,800,000 $ 72,555,825 Transfer of cap due to servicing transfer 10/14/2011 $ 300,000 $ 72,855,825 Transfer of cap due to servicing transfer 11/16/2011 $ 900,000 $ 73,755,825 Transfer of cap due to servicing transfer 12/15/2011 $ 800,000 $ 74,555,825 Transfer of cap due to servicing transfer 1/13/2012 $ 200,000 $ 74,755,825 Transfer of cap due to servicing transfer 3/15/2012 $ 1,900,000 $ 76,655,825 Transfer of cap due to servicing transfer Updated portfolio data from servicer & HPDP 4,220,000 initial cap Updated portfolio data from servicer & HAFA 4,740,000 initial cap 9/30/2009 $ (25,510,000) $ 12/30/2009 $ 520,000 $ 3/26/2010 $ 4,330,000 $ 4/19/2010 $ 230,000 $ 5/19/2010 $ 850,000 $ 7/14/2010 $ 9/15/2010 $ 9/30/2010 9/30/2010 (850,000) $ 9,070,000 Updated portfolio data from servicer Transfer of cap from CitiMortgage, Inc. due to 9,300,000 servicing transfer 10,150,000 Initial 2MP cap 9,300,000 Updated portfolio data from servicer 100,000 $ 9,400,000 Transfer of cap to due to servicing transfer $ 100,000 $ $ 16,755,064 $ 26,255,064 Updated portfolio data from servicer 10/15/2010 $ 100,000 $ 26,355,064 Transfer of cap due to servicing transfer 12/15/2010 $ 100,000 $ 26,455,064 Updated portfolio data from servicer (40) $ 26,455,024 Updated portfolio data from servicer 9,500,000 Initial FHA-HAMP cap 1/6/2011 $ 1/13/2011 $ 300,000 $ 26,755,024 Transfer of cap due to servicing transfer 2/16/2011 $ 100,000 $ 26,855,024 Transfer of cap due to servicing transfer 88 Servicer Modifying Borrowers' Loans Name of Institution Date City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 10454 8/28/2009 OneWest Bank Pasadena CA Purchase Financial Instrument for Home Loan Modifications $ 668,440,000 N/A 10008 10008 10008 10008 10008 10008 10008 10008 8/28/2009 Stanford Federal Credit Union Palo Alto CA Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 1000576 1000576 1000576 1000576 1000576 8/28/2009 RoundPoint Mortgage Servicing Corporation Charlotte 1001011 1001011 1001011 1001011 1001011 1001011 1001011 NC Purchase Financial Instrument for Home Loan Modifications $ 570,000 N/A Note Adjustment Date Cap Adjustment Amount 2,200,000 Adjusted Cap $ Reason for Adjustment 3/16/2011 $ 3/30/2011 $ 4/13/2011 $ 1,500,000 $ 30,554,972 Transfer of cap due to servicing transfer 5/13/2011 $ 1,000,000 $ 31,554,972 Transfer of cap due to servicing transfer 6/16/2011 $ 100,000 $ 6/29/2011 $ 31,654,972 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 31,654,438 reallocation 8/16/2011 $ $ 32,354,438 Transfer of cap due to servicing transfer 9/15/2011 $ (600,000) $ 31,754,438 Transfer of cap due to servicing transfer 10/14/2011 $ 4,000,000 $ 35,754,438 Transfer of cap due to servicing transfer 11/16/2011 $ 600,000 $ 36,354,438 Transfer of cap due to servicing transfer 12/15/2011 $ 200,000 $ 36,554,438 Transfer of cap due to servicing transfer 1/13/2012 $ 100,000 $ 36,654,438 Transfer of cap due to servicing transfer 2/16/2012 $ 1,300,000 $ 37,954,438 Transfer of cap due to servicing transfer 3/15/2012 $ 1,100,000 $ 39,054,438 Transfer of cap due to servicing transfer (52) $ (534) $ 700,000 29,055,024 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 29,054,972 reallocation 10/2/2009 $ 145,800,000 $ 12/30/2009 $ 1,355,930,000 $ 814,240,000 HPDP initial cap Updated portfolio data from servicer & HAFA 2,170,170,000 initial cap 3/26/2010 $ 121,180,000 $ 2,291,350,000 Updated portfolio data from servicer 7/14/2010 $ (408,850,000) $ 1,882,500,000 Updated portfolio data from servicer 9/30/2010 $ 5,500,000 9/30/2010 $ (51,741,163) $ 1/6/2011 $ (2,282) $ 3/30/2011 $ (2,674) $ 6/29/2011 $ (24,616) $ $ 1,888,000,000 2MP initial cap 1,836,258,837 Updated portfolio data from servicer 1,836,256,555 Updated portfolio data from servicer Updated due to quarterly assessment and 1,836,253,881 reallocation Updated due to quarterly assessment and 1,836,229,265 reallocation 10/2/2009 $ 70,000 $ 12/30/2009 $ 2,680,000 $ 370,000 HPDP initial cap Updated portfolio data from servicer & HAFA 3,050,000 initial cap 3/26/2010 $ 350,000 $ 3,400,000 Updated portfolio data from servicer 7/14/2010 $ (1,900,000) $ 1,500,000 Updated portfolio data from servicer 9/30/2010 $ (1,209,889) $ 290,111 Updated portfolio data from servicer 3/23/2010 $ (290,111) $ 10/2/2009 $ 12/30/2009 $ (310,000) $ 3/26/2010 $ 2,110,000 $ 2,500,000 Updated portfolio data from servicer 7/14/2010 $ 8,300,000 $ 10,800,000 Updated portfolio data from servicer 9/30/2010 $ 5,301,172 $ 16,101,172 Updated portfolio data from servicer 16,101,150 Updated portfolio data from servicer 130,000 $ 1/6/2011 $ (22) $ 3/16/2011 $ (400,000) $ 3/30/2011 $ (25) $ - Termination of SPA 700,000 HPDP initial cap Updated portfolio data from servicer & HAFA 390,000 initial cap 15,701,150 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 15,701,125 reallocation 89 Servicer Modifying Borrowers' Loans Name of Institution Date City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism Note 1001011 1001011 9/2/2009 Horicon Bank Horicon WI Purchase Financial Instrument for Home Loan Modifications $ 560,000 N/A 1001018 1001018 1001018 1001018 1001018 1001018 1001018 9/2/2009 as amended on 8/27/2010 Vantium Capital, Inc.dba Acqura Loan Services Plano TX Purchase Financial Instrument for Home Loan Modifications $ 6,000,000 N/A 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 10354 9/9/2009 Central Florida Educators Federal Credit Union Lake Mary FL Purchase Financial Instrument for Home Loan Modifications $ 1,250,000 N/A 1000890 1000890 1000890 1000890 1000890 1000890 1000890 9/9/2009 U.S. Bank National Association Owensboro 10305 KY Purchase Financial Instrument for Home Loan Modifications $ 114,220,000 N/A 10 Adjustment Date Cap Adjustment Amount Adjusted Cap - $ Reason for Adjustment 4/13/2011 $ 6/29/2011 $ 10/2/2009 $ 12/30/2009 $ 3/26/2010 $ 5/12/2010 $ $ 1,310,000 Updated portfolio data from servicer 7/14/2010 $ (1,110,000) $ 200,000 Updated portfolio data from servicer 9/30/2010 $ 100,000 9/30/2010 $ (9,889) $ 6/29/2011 $ (3) $ (232) $ 130,000 $ 1,040,000 $ (1,680,000) $ 1,260,000 1,310,000 $ $ 15,701,125 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 15,700,893 reallocation 690,000 HPDP initial cap Updated portfolio data from servicer & HAFA 1,730,000 initial cap 50,000 Updated portfolio data from servicer 300,000 Initial RD-HAMP 290,111 Updated portfolio data from servicer Updated due to quarterly assessment and 290,108 reallocation 10/2/2009 $ 12/30/2009 $ 3/26/2010 $ $ 4,330,000 Updated portfolio data from servicer 7/14/2010 $ (730,000) $ 3,600,000 Updated portfolio data from servicer 9/15/2010 $ 4,700,000 $ 8,300,000 Transfer of cap due to servicing transfer 9/30/2010 $ 117,764 $ 8,417,764 Updated portfolio data from servicer 11/16/2010 $ 800,000 $ 9,217,764 Transfer of cap due to servicing transfer 12/15/2010 $ 2,700,000 $ 11,917,764 Updated portfolio data from servicer 1/6/2011 $ (17) $ 11,917,747 Updated portfolio data from servicer 1/13/2011 $ 700,000 $ 12,617,747 Transfer of cap due to servicing transfer 2/16/2011 $ 1,800,000 $ 3/30/2011 $ 14,417,747 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 14,417,728 reallocation 4/13/2011 $ 6/29/2011 $ 8/16/2011 $ 300,000 $ 15,017,539 Transfer of cap due to servicing transfer (3,390,000) $ 410,000 (19) $ 300,000 $ (189) $ 7,310,000 HPDP initial cap Updated portfolio data from servicer & HAFA 3,920,000 initial cap 14,717,728 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 14,717,539 reallocation 9/15/2011 $ 100,000 $ 15,117,539 Transfer of cap due to servicing transfer 10/14/2011 $ 100,000 $ 15,217,539 Transfer of cap due to servicing transfer 10/2/2009 $ 280,000 $ 12/30/2009 $ 3/26/2010 $ 7/14/2010 $ 9/30/2010 $ (750,000) $ 120,000 1,530,000 HPDP initial cap Updated portfolio data from servicer & HAFA 780,000 initial cap $ 900,000 Updated portfolio data from servicer (300,000) $ 600,000 Updated portfolio data from servicer 270,334 $ 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ 10/2/2009 $ 24,920,000 $ 12/30/2009 $ 49,410,000 $ (5) $ 870,334 Updated portfolio data from servicer 870,333 Updated portfolio data from servicer Updated due to quarterly assessment and 870,332 reallocation Updated due to quarterly assessment and 870,327 reallocation 139,140,000 HPDP initial cap Updated portfolio data from servicer & HAFA 188,550,000 initial cap 90 Servicer Modifying Borrowers' Loans Date Name of Institution City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism 10305 10305 10305 10305 10305 10305 9/9/2009 CUC Mortgage Corporation Albany NY Purchase Financial Instrument for Home Loan Modifications $ 4,350,000 N/A 1000483 1000483 1000483 1000483 1000483 1000483 1000483 9/11/2009 ORNL Federal Credit Union Oak Ridge TN Purchase Financial Instrument for Home Loan Modifications $ 2,070,000 N/A 1000467 1000467 1000467 1000467 1000467 1000467 1000467 9/11/2009 Allstate Mortgage Loans & Investments, Inc. Ocala FL Purchase Financial Instrument for Home Loan Modifications $ 250,000 N/A 1001029 1001029 1001029 1001029 1001029 9/11/2009 Metropolitan National Bank Little Rock AR Purchase Financial Instrument for Home Loan Modifications $ 280,000 N/A 1000747 1000747 1000747 1000747 1000747 1000747 9/11/2009 Franklin Credit Management Corporation Jersey City 1000955 NJ Purchase Financial Instrument for Home Loan Modifications $ 27,510,000 N/A Note Adjustment Date Cap Adjustment Amount 3/26/2010 $ 7/14/2010 $ 9/30/2010 $ Adjusted Cap 41,830,000 Reason for Adjustment $ 230,380,000 Updated portfolio data from servicer (85,780,000) $ 144,600,000 Updated portfolio data from servicer 36,574,444 $ 181,174,444 Updated portfolio data from servicer 1/6/2011 $ (160) $ 3/30/2011 $ (172) $ 6/29/2011 $ 10/2/2009 $ 950,000 $ 12/30/2009 $ 5,700,000 $ 5,300,000 HPDP initial cap Updated portfolio data from servicer & HAFA 11,000,000 initial cap 3/26/2010 $ 740,000 $ 11,740,000 Updated portfolio data from servicer 7/14/2010 $ (1,440,000) $ 10,300,000 Updated portfolio data from servicer 9/30/2010 $ (6,673,610) $ 3,626,390 Updated portfolio data from servicer 1/6/2011 $ (5) $ 3/30/2011 $ (6) $ 6/29/2011 $ (52) $ (1,431) $ 181,174,284 Updated portfolio data from servicer Updated due to quarterly assessment and 181,174,112 reallocation Updated due to quarterly assessment and 181,172,681 reallocation 3,626,385 Updated portfolio data from servicer Updated due to quarterly assessment and 3,626,379 reallocation Updated due to quarterly assessment and 3,626,327 reallocation 10/2/2009 $ 460,000 $ 12/30/2009 $ 2,730,000 $ 3/26/2010 $ 13,280,000 $ 18,540,000 Updated portfolio data from servicer 7/14/2010 $ (13,540,000) $ 5,000,000 Updated portfolio data from servicer 9/30/2010 $ 1,817,613 6,817,613 Updated portfolio data from servicer $ 2,530,000 HPDP initial cap Updated portfolio data from servicer & HAFA 5,260,000 initial cap 1/6/2011 $ (10) $ 3/30/2011 $ (12) $ 6/29/2011 $ 10/2/2009 $ 12/30/2009 $ (80,000) $ 310,000 HPDP initial cap Updated portfolio data from servicer & HAFA 230,000 initial cap 3/26/2010 $ 280,000 $ 510,000 Updated portfolio data from servicer 7/14/2010 $ (410,000) $ 100,000 Updated portfolio data from servicer 9/30/2010 $ 45,056 6/29/2011 $ (115) $ 60,000 $ $ (1) $ 6,817,603 Updated portfolio data from servicer Updated due to quarterly assessment and 6,817,591 reallocation Updated due to quarterly assessment and 6,817,476 reallocation 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation 10/2/2009 $ 70,000 $ 12/30/2009 $ 620,000 $ 3/26/2010 $ 100,000 $ 1,070,000 Updated portfolio data from servicer 7/14/2010 $ (670,000) $ 400,000 Updated portfolio data from servicer 9/30/2010 $ 35,167 $ 435,167 Updated portfolio data from servicer 1/6/2011 $ (1) $ 435,166 Updated portfolio data from servicer 1/26/2011 $ 10/2/2009 $ 6,010,000 12/30/2009 $ (19,750,000) $ (435,166) $ $ 350,000 HPDP initial cap Updated portfolio data from servicer & HAFA 970,000 initial cap - Termination of SPA 33,520,000 HPDP initial cap Updated portfolio data from servicer & HAFA 13,770,000 initial cap 91 Servicer Modifying Borrowers' Loans Date Name of Institution City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism 1000955 1000955 1000955 1000955 1000955 1000955 1000955 1000955 9/16/2009 Bay Federal Credit Union Capitola CA Purchase Financial Instrument for Home Loan Modifications $ 410,000 N/A 1001037 1001037 1001037 1001037 1001037 1001037 1001037 1001037 9/23/2009 AMS Servicing, LLC Buffalo NY Purchase Financial Instrument for Home Loan Modifications $ 4,390,000 N/A 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 1001184 9/23/2009 Schools Financial Credit Union Sacramento 1001045 1001045 1001045 1001045 1001045 1001045 CA Purchase Financial Instrument for Home Loan Modifications $ 390,000 N/A Note Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 3/26/2010 $ (4,780,000) $ 8,990,000 Updated portfolio data from servicer 7/14/2010 $ (2,390,000) $ 6,600,000 Updated portfolio data from servicer 9/30/2010 $ 2,973,670 $ 9,573,670 Updated portfolio data from servicer 9,573,667 Updated portfolio data from servicer 1/6/2011 $ (3) $ 2/16/2011 $ (1,800,000) $ 3/30/2011 $ (6) $ 6/29/2011 $ (61) $ 10/14/2011 $ (100,000) $ 7,773,667 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 7,773,661 reallocation Updated due to quarterly assessment and 7,773,600 reallocation 7,673,600 Transfer of cap due to servicing transfer 10/2/2009 $ 90,000 $ 12/30/2009 $ 1,460,000 $ 500,000 HPDP initial cap Updated portfolio data from servicer & HAFA 1,960,000 initial cap 3/26/2010 $ 160,000 $ 2,120,000 Updated portfolio data from servicer 7/14/2010 $ (120,000) $ 2,000,000 Updated portfolio data from servicer 9/30/2010 $ (1,419,778) $ 580,222 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (8) $ 1/25/2012 $ (580,212) $ - Termination of SPA 10/2/2009 $ 960,000 12/30/2009 $ (3,090,000) $ 3/26/2010 $ 230,000 $ 2,490,000 Updated portfolio data from servicer 7/14/2010 $ 5,310,000 $ 7,800,000 Updated portfolio data from servicer 9/30/2010 $ 323,114 $ 8,123,114 Updated portfolio data from servicer 1/6/2011 $ (12) $ 8,123,102 Updated portfolio data from servicer 3/16/2011 $ 3/30/2011 $ 4/13/2011 $ 200,000 $ 8,923,086 Transfer of cap due to servicing transfer 5/13/2011 $ 100,000 $ 6/29/2011 $ 9,023,086 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 9,022,933 reallocation 9/15/2011 $ 100,000 $ 9,122,933 Transfer of cap due to servicing transfer 11/16/2011 $ 100,000 $ 9,222,933 Transfer of cap due to servicing transfer 480,000 HPDP initial cap Updated portfolio data from servicer & HAFA 1,420,000 initial cap 600,000 $ 580,221 Updated portfolio data from servicer Updated due to quarterly assessment and 580,220 reallocation Updated due to quarterly assessment and 580,212 reallocation $ (16) $ (153) $ 5,350,000 HPDP initial cap Updated portfolio data from servicer & HAFA 2,260,000 initial cap 8,723,102 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 8,723,086 reallocation 10/2/2009 $ 90,000 $ 12/30/2009 $ 940,000 $ 3/26/2010 $ (980,000) $ 440,000 Updated portfolio data from servicer 7/14/2010 $ (140,000) $ 300,000 Updated portfolio data from servicer 9/30/2010 $ 1,150,556 1/6/2011 $ (2) $ 3/30/2011 $ (2) $ $ 1,450,556 Updated portfolio data from servicer 1,450,554 Updated portfolio data from servicer Updated due to quarterly assessment and 1,450,552 reallocation 92 Servicer Modifying Borrowers' Loans Name of Institution Date City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism 1001045 9/23/2009 Glass City Federal Credit Union 6/29/2011 Maumee OH Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A 10716 10716 10716 10716 10716 9/23/2009 Central Jersey Federal Credit Union Woodbridge NJ Purchase Financial Instrument for Home Loan Modifications $ 30,000 N/A 10149 10149 10149 10149 10149 9/23/2009 Yadkin Valley Bank Elkin NC Purchase Financial Instrument for Home Loan Modifications $ 240,000 N/A 1001000 1001000 1001000 1001000 1001000 1001000 9/25/2009 SEFCU Albany NY Purchase Financial Instrument for Home Loan Modifications $ 440,000 N/A 1000924 1000924 1000924 1000924 1000924 10/14/2009 Great Lakes Credit Union North Chicago IL Purchase Financial Instrument for Home Loan Modifications $ 570,000 N/A 1001122 1001122 1001122 1001122 1001122 1001122 10/14/2009 Mortgage Clearing Corporation Tulsa 1001180 1001180 1001180 Note Adjustment Date OK Purchase Financial Instrument for Home Loan Modifications $ 4,860,000 N/A Cap Adjustment Amount $ Adjusted Cap (22) $ 60,000 $ Reason for Adjustment Updated due to quarterly assessment and 1,450,530 reallocation 10/2/2009 $ 12/30/2009 $ (10,000) $ 290,000 HPDP initial cap Updated portfolio data from servicer & HAFA 280,000 initial cap 3/26/2010 $ 7/14/2010 $ 130,000 $ 410,000 Updated portfolio data from servicer (110,000) $ 300,000 Updated portfolio data from servicer 9/30/2010 $ (9,889) $ 6/29/2011 $ (3) $ 10/2/2009 $ 10,000 $ 12/30/2009 $ 120,000 $ 40,000 HPDP initial cap Updated portfolio data from servicer & HAFA 160,000 initial cap 3/26/2010 $ 10,000 $ 170,000 Updated portfolio data from servicer 7/14/2010 $ (70,000) $ 100,000 Updated portfolio data from servicer 9/30/2010 $ 45,056 10/29/2010 $ (145,056) $ 10/2/2009 $ 12/30/2009 3/26/2010 7/14/2010 $ 9/30/2010 $ 235,167 435,167 Updated portfolio data from servicer 1/6/2011 $ 6/29/2011 $ 10/2/2009 $ 12/30/2009 3/26/2010 $ 290,111 Updated portfolio data from servicer Updated due to quarterly assessment and 290,108 reallocation 145,056 Updated portfolio data from servicer - Termination of SPA 60,000 $ $ 350,000 $ $ 1,360,000 $ 2,010,000 Updated portfolio data from servicer (1,810,000) $ 200,000 Updated portfolio data from servicer $ (1) $ (4) $ 300,000 HPDP initial cap Updated portfolio data from servicer & HAFA 650,000 initial cap 435,166 Updated portfolio data from servicer Updated due to quarterly assessment and 435,162 reallocation 100,000 $ $ 20,000 $ $ (290,000) $ 270,000 Updated portfolio data from servicer 7/14/2010 $ (70,000) $ 200,000 Updated portfolio data from servicer 9/30/2010 $ (54,944) $ (1) $ 540,000 HPDP initial cap Updated portfolio data from servicer & HAFA 560,000 initial cap 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation Updated portfolio data from servicer & HAFA 1,600,000 initial cap 6/29/2011 $ 12/30/2009 $ 3/26/2010 $ (880,000) $ 720,000 Updated portfolio data from servicer 7/14/2010 $ (320,000) $ 400,000 Updated portfolio data from servicer 9/30/2010 $ 1,030,000 180,222 $ $ 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 580,222 Updated portfolio data from servicer 580,221 Updated portfolio data from servicer Updated due to quarterly assessment and 580,220 reallocation Updated due to quarterly assessment and 580,212 reallocation Updated portfolio data from servicer & HAFA 1,960,000 initial cap 6/29/2011 $ (8) $ 12/30/2009 $ (2,900,000) $ 3/26/2010 $ (1,600,000) $ 360,000 Updated portfolio data from servicer 7/14/2010 $ (260,000) $ 100,000 Updated portfolio data from servicer 9/30/2010 $ 45,056 145,056 Updated portfolio data from servicer $ 93 Servicer Modifying Borrowers' Loans Name of Institution Date City State Transaction Type MI Purchase Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism 1001180 10/21/2009 United Bank Mortgage Corporation 3/9/2011 Grand Rapids Financial Instrument for Home Loan Modifications $ 410,000 N/A 1000073 1000073 1000073 1000073 1000073 1000073 10/23/2009 Bank United Miami Lakes FL Purchase Financial Instrument for Home Loan Modifications $ 93,660,000 N/A 10048 10048 10048 10048 10048 10048 10048 10048 10/23/2009 IC Federal Credit Union Fitchburg MA Purchase Financial Instrument for Home Loan Modifications $ 760,000 N/A 1000740 1000740 1000740 1000740 1000740 1000740 1000740 10/28/2009 Harleysville National Bank & Trust Company Harleysville PA Purchase Financial Instrument for Home Loan Modifications $ 1,070,000 N/A 10/28/2009 Members Mortgage Company, Inc Woburn MA Purchase Financial Instrument for Home Loan Modifications $ 510,000 N/A 10/30/2009 DuPage Credit Union Naperville IL Purchase Financial Instrument for Home Loan Modifications $ 70,000 N/A 1000585 1000585 1000585 1000585 11/6/2009 Los Alamos National Bank Los Alamos 1000676 1000676 1000676 1000676 Note Adjustment Date NM Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A Cap Adjustment Amount $ Adjusted Cap (145,056) $ Reason for Adjustment - Termination of SPA 1/22/2010 $ 20,000 $ 430,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 400,000 $ 830,000 Updated portfolio data from servicer 7/14/2010 $ (430,000) $ 400,000 Updated portfolio data from servicer 9/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ 1/22/2010 $ 3/26/2010 $ 7/14/2010 $ 9/30/2010 $ 1,751,033 $ 107,051,033 Updated portfolio data from servicer 1/6/2011 $ (77) $ 107,050,956 Updated portfolio data from servicer 3/16/2011 $ (9,900,000) $ 3/30/2011 $ (88) $ 6/29/2011 $ (773) $ 3/15/2012 $ (1,400,000) $ 1/22/2010 $ 40,000 3/26/2010 $ (760,000) $ 5/12/2010 $ 2,630,000 $ 2,670,000 Updated portfolio data from servicer 7/14/2010 $ (770,000) $ 1,900,000 Updated portfolio data from servicer 9/30/2010 $ (5) $ 580,221 Updated portfolio data from servicer Updated due to quarterly assessment and 580,220 reallocation Updated due to quarterly assessment and 580,215 reallocation 4,370,000 $ 23,880,000 $ 121,910,000 Updated portfolio data from servicer (16,610,000) $ 105,300,000 Updated portfolio data from servicer 565,945 $ $ 98,030,000 Updated HPDP cap & HAFA initial cap 97,150,956 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 97,150,868 reallocation Updated due to quarterly assessment and 97,150,095 reallocation 95,750,095 Transfer of cap due to servicing transfer 800,000 Updated HPDP cap & HAFA initial cap 40,000 Updated portfolio data from servicer 2,465,945 Updated portfolio data from servicer 1/6/2011 $ (4) $ 3/30/2011 $ (4) $ 6/29/2011 $ (40) $ 4/21/2010 $ (1,070,000) $ 4/21/2010 $ (510,000) $ 1/22/2010 $ 10,000 $ 3/26/2010 $ 10,000 $ 90,000 Updated portfolio data from servicer 7/14/2010 $ 10,000 $ 100,000 Updated portfolio data from servicer 9/30/2010 $ 45,056 $ 6/29/2011 $ 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation (1) $ 2,465,941 Updated portfolio data from servicer Updated due to quarterly assessment and 2,465,937 reallocation Updated due to quarterly assessment and 2,465,897 reallocation - Termination of SPA - Termination of SPA 80,000 Updated HPDP cap & HAFA initial cap 1/22/2010 $ 40,000 $ 740,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 50,000 $ 790,000 Updated portfolio data from servicer 7/14/2010 $ 1,310,000 $ 2,100,000 Updated portfolio data from servicer 9/30/2010 $ 75,834 $ 2,175,834 Updated portfolio data from servicer 1/6/2011 $ (3) $ 2,175,831 Updated portfolio data from servicer 94 Servicer Modifying Borrowers' Loans Name of Institution Date City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism 1000676 1000676 11/18/2009 Quantum Servicing Corporation Tampa FL Purchase Financial Instrument for Home Loan Modifications $ 18,960,000 N/A 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 1001271 11/18/2009 Hillsdale County National Bank Hillsdale MI Purchase Financial Instrument for Home Loan Modifications $ 1,670,000 N/A 1000443 1000443 1000443 1000443 1000443 1000443 11/18/2009 QLending, Inc. Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 20,000 N/A 1001304 1001304 1001304 1001304 11/25/2009 Marix Servicing, LLC Phoenix 10412 10412 10412 10412 10412 10412 AZ Purchase Financial Instrument for Home Loan Modifications $ 20,360,000 N/A Note Adjustment Date Cap Adjustment Amount Adjusted Cap (4) $ Reason for Adjustment Updated due to quarterly assessment and 2,175,827 reallocation Updated due to quarterly assessment and 2,175,792 reallocation 3/30/2011 $ 6/29/2011 $ 1/22/2010 $ 3/26/2010 $ 7/14/2010 $ 9/30/2010 $ 1/6/2011 $ 1/13/2011 $ 1,600,000 $ 32,061,630 Transfer of cap due to servicing transfer 2/16/2011 $ 1,400,000 $ 3/30/2011 $ 33,461,630 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 33,461,572 reallocation 4/13/2011 $ 100,000 $ 33,561,572 Transfer of cap due to servicing transfer 5/13/2011 $ 100,000 $ 33,661,572 Transfer of cap due to servicing transfer 6/16/2011 $ 800,000 $ 6/29/2011 $ 34,461,572 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 34,461,013 reallocation 7/14/2011 $ 300,000 $ 34,761,013 Transfer of cap due to servicing transfer 8/16/2011 $ 200,000 $ 34,961,013 Transfer of cap due to servicing transfer 9/15/2011 $ 100,000 $ 35,061,013 Transfer of cap due to servicing transfer 1/13/2012 $ 100,000 $ 35,161,013 Transfer of cap due to servicing transfer (35) $ 890,000 $ 19,850,000 Updated HPDP cap & HAFA initial cap 3,840,000 $ 23,690,000 Updated portfolio data from servicer (2,890,000) $ 20,800,000 Updated portfolio data from servicer 9,661,676 $ 30,461,676 Updated portfolio data from servicer (46) $ 30,461,630 Updated portfolio data from servicer (58) $ (559) $ 1/22/2010 $ 80,000 $ 1,750,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 330,000 $ 2,080,000 Updated portfolio data from servicer 7/14/2010 $ (1,080,000) $ 1,000,000 Updated portfolio data from servicer 9/30/2010 $ 160,445 1,160,445 Updated portfolio data from servicer $ 1/6/2011 $ (1) $ 3/30/2011 $ (2) $ 6/29/2011 $ (16) $ 1/22/2010 $ - 3/26/2010 $ 7/14/2010 $ 90,000 $ 100,000 Updated portfolio data from servicer 9/30/2010 $ 45,056 $ 6/29/2011 $ 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation 1/22/2010 $ 950,000 3/26/2010 $ (17,880,000) $ 6/16/2010 $ 1,030,000 7/14/2010 $ (1,160,000) $ 8/13/2010 $ 800,000 $ 4,100,000 Transfer of cap due to servicing transfer 9/30/2010 $ 200,000 $ 4,300,000 Initial FHA-HAMP cap and initial RD-HAMP 9/30/2010 $ 1,357,168 $ 5,657,168 Updated portfolio data from servicer $ (10,000) $ (1) $ $ $ 1,160,444 Updated portfolio data from servicer Updated due to quarterly assessment and 1,160,442 reallocation Updated due to quarterly assessment and 1,160,426 reallocation 20,000 Updated HPDP cap & HAFA initial cap 10,000 Updated portfolio data from servicer 21,310,000 Updated HPDP cap & HAFA initial cap 3,430,000 Updated portfolio data from servicer Transfer of cap from CitiMortgage, Inc. due to 4,460,000 servicing transfer 3,300,000 Updated portfolio data from servicer 95 Servicer Modifying Borrowers' Loans Date Name of Institution City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism Note 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 10412 11/25/2009 Home Financing Center, Inc Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A 11/25/2009 First Keystone Bank Media PA Purchase Financial Instrument for Home Loan Modifications $ 1,280,000 N/A 10519 10519 10519 10519 10519 10519 10519 10519 12/4/2009 Community Bank & Trust Company 12 Clarks Summit PA Purchase Financial Instrument for Home Loan Modifications $ 380,000 N/A 1000978 1000978 1000978 1000978 12/4/2009 Idaho Housing and Finance Association Boise ID Purchase Financial Instrument for Home Loan Modifications $ 9,430,000 N/A 10223 10223 10223 10223 10223 12/9/2009 Spirit of Alaska Federal Credit Union Fairbanks 1000475 1000475 1000475 1000475 AK Purchase Financial Instrument for Home Loan Modifications $ 360,000 N/A Adjustment Date Cap Adjustment Amount Adjusted Cap (1) $ Reason for Adjustment 1/6/2011 $ 3/16/2011 $ 3/30/2011 $ 4/13/2011 $ 7,300,000 $ 18,657,161 Transfer of cap due to servicing transfer 5/13/2011 $ 300,000 $ 18,957,161 Transfer of cap due to servicing transfer 6/16/2011 $ 900,000 $ 6/29/2011 $ 19,857,161 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 19,857,007 reallocation 7/14/2011 $ 8/16/2011 1/13/2012 5,700,000 $ (6) $ (154) $ 5,657,167 Updated portfolio data from servicer 11,357,167 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 11,357,161 reallocation 100,000 $ 19,957,007 Transfer of cap due to servicing transfer $ 300,000 $ 20,257,007 Transfer of cap due to servicing transfer $ (1,500,000) $ 18,757,007 Transfer of cap due to servicing transfer 2/16/2012 $ (2,100,000) $ 16,657,007 Transfer of cap due to servicing transfer 4/21/2010 $ (230,000) $ - Termination of SPA 1/22/2010 $ 50,000 $ 1,330,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 1,020,000 $ 2,350,000 Updated portfolio data from servicer 7/14/2010 $ (950,000) $ 1,400,000 Updated portfolio data from servicer 9/30/2010 $ 50,556 1,450,556 Updated portfolio data from servicer $ 1/6/2011 $ (2) $ 3/30/2011 $ (2) $ 6/16/2011 $ (100,000) $ 6/29/2011 $ (21) $ 7/22/2011 $ (1,335,614) $ 1/22/2010 $ 10,000 $ 390,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 520,000 $ 910,000 Updated portfolio data from servicer 7/14/2010 $ (810,000) $ 100,000 Updated portfolio data from servicer 9/30/2010 $ 45,056 6/29/2011 $ $ (1) $ 1,450,554 Updated portfolio data from servicer Updated due to quarterly assessment and 1,450,552 reallocation 1,350,552 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,350,531 reallocation 14,917 Termination of SPA 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation 1/22/2010 $ 440,000 $ 3/26/2010 $ 14,480,000 $ 24,350,000 Updated portfolio data from servicer 5/26/2010 $ (24,200,000) $ 150,000 Updated portfolio data from servicer 7/14/2010 $ 150,000 300,000 Updated portfolio data from servicer 9/30/2010 $ (9,889) $ 6/29/2011 $ (3) $ 1/22/2010 $ 3/26/2010 $ 7/14/2010 $ 9/30/2010 $ 100,000 $ 1,200,000 Initial FHA-HAMP cap 9/30/2010 $ 105,500 $ 1,305,500 Updated portfolio data from servicer $ 9,870,000 Updated HPDP cap & HAFA initial cap 290,111 Updated portfolio data from servicer Updated due to quarterly assessment and 290,108 reallocation 10,000 $ 370,000 Updated HPDP cap & HAFA initial cap 850,000 $ 1,220,000 Updated portfolio data from servicer (120,000) $ 1,100,000 Updated portfolio data from servicer 96 Servicer Modifying Borrowers' Loans Date Name of Institution City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism 1000475 1000475 12/9/2009 American Eagle Federal Credit Union East Hartford CT Purchase Financial Instrument for Home Loan Modifications $ 1,590,000 N/A 1001228 1001228 1001228 1001228 1001228 1001228 1001228 12/9/2009 Silver State Schools Credit Union Las Vegas NV Purchase Financial Instrument for Home Loan Modifications $ 1,880,000 N/A 1001075 1001075 1001075 1001075 1001075 1001075 12/9/2009 Fidelity Homestead Savings Bank New Orleans LA Purchase Financial Instrument for Home Loan Modifications $ 2,940,000 N/A 1001269 1001269 1001269 1001269 1001269 1001269 12/9/2009 Bay Gulf Credit Union Tampa FL Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A 10141 10141 10141 10141 12/9/2009 The Golden 1 Credit Union Sacramento CA Purchase Financial Instrument for Home Loan Modifications $ 6,160,000 N/A 1001226 1001226 1001226 1001226 1001226 1001226 12/9/2009 Sterling Savings Bank Spokane WA Purchase Financial Instrument for Home Loan Modifications $ 2,250,000 N/A Note Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 1/6/2011 $ (2) $ 2/17/2011 $ (1,305,498) $ 1/22/2010 $ 70,000 3/26/2010 $ (290,000) $ 1,370,000 Updated portfolio data from servicer 7/14/2010 $ (570,000) $ 800,000 Updated portfolio data from servicer 9/30/2010 $ 70,334 870,334 Updated portfolio data from servicer 1/6/2011 $ 3/30/2011 $ (1) $ 6/29/2011 $ (13) $ 1/25/2012 $ (870,319) $ 1/22/2010 $ 3/26/2010 $ 7/14/2010 $ 9/30/2010 $ 275,834 2,175,834 Updated portfolio data from servicer $ $ (1) $ 1,305,498 Updated portfolio data from servicer - Termination of SPA 1,660,000 Updated HPDP cap & HAFA initial cap 870,333 Updated portfolio data from servicer Updated due to quarterly assessment and 870,332 reallocation Updated due to quarterly assessment and 870,319 reallocation - Termination of SPA 90,000 $ 1,970,000 Updated HPDP cap & HAFA initial cap 1,110,000 $ 3,080,000 Updated portfolio data from servicer (1,180,000) $ 1,900,000 Updated portfolio data from servicer $ 1/6/2011 $ (2) $ 3/30/2011 $ (3) $ 6/29/2011 $ 1/22/2010 $ 3/26/2010 $ 7/14/2010 $ 9/30/2010 $ (6,384,611) $ 1,015,389 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (2) $ 6/29/2011 $ (16) $ (26) $ 2,175,832 Updated portfolio data from servicer Updated due to quarterly assessment and 2,175,829 reallocation Updated due to quarterly assessment and 2,175,803 reallocation 140,000 $ 3,080,000 Updated HPDP cap & HAFA initial cap 6,300,000 $ 9,380,000 Updated portfolio data from servicer (1,980,000) $ 7,400,000 Updated portfolio data from servicer 1,015,388 Updated portfolio data from servicer Updated due to quarterly assessment and 1,015,386 reallocation Updated due to quarterly assessment and 1,015,370 reallocation 1/22/2010 $ 10,000 $ 240,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 440,000 $ 680,000 Updated portfolio data from servicer 7/14/2010 $ (80,000) $ 600,000 Updated portfolio data from servicer 9/30/2010 $ (19,778) $ 580,222 Updated portfolio data from servicer 10/15/2010 $ (580,222) $ 1/22/2010 $ 3/26/2010 7/14/2010 - Termination of SPA 290,000 $ 6,450,000 Updated HPDP cap & HAFA initial cap $ 40,000 $ 6,490,000 Updated portfolio data from servicer $ (2,890,000) $ 3,600,000 Updated portfolio data from servicer 9/30/2010 $ 606,612 4,206,612 Updated portfolio data from servicer 1/6/2011 $ (4) $ 3/30/2011 $ (4) $ 6/29/2011 $ 1/22/2010 $ $ (35) $ 100,000 $ 4,206,608 Updated portfolio data from servicer Updated due to quarterly assessment and 4,206,604 reallocation Updated due to quarterly assessment and 4,206,569 reallocation 2,350,000 Updated HPDP cap & HAFA initial cap 97 Servicer Modifying Borrowers' Loans Name of Institution Date City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism Note 1000638 1000638 1000638 1000638 1000638 1000638 12/11/2009 Manteno HomeStar Bank & Financial Services IL Purchase Financial Instrument for Home Loan Modifications $ 310,000 N/A 10125 10125 10125 10125 10125 10125 12/11/2009 Glenview Glenview State Bank IL Purchase Financial Instrument for Home Loan Modifications $ 370,000 N/A 1000558 1000558 12/11/2009 Seattle Verity Credit Union WA Purchase Financial Instrument for Home Loan Modifications $ 600,000 N/A 10139 10139 10139 10139 10139 12/11/2009 Hartford Hartford Savings Bank WI Purchase Financial Instrument for Home Loan Modifications $ 630,000 N/A 1000753 1000753 1000753 1000753 1000753 1000753 12/11/2009 Bryn Mawr The Bryn Mawr Trust Co. PA Purchase Financial Instrument for Home Loan Modifications $ 150,000 N/A 9 1000631 12/16/2009 Spring Valley Citizens 1st National Bank 1000438 1000438 1000438 1000438 1000438 IL Purchase Financial Instrument for Home Loan Modifications $ 620,000 N/A Adjustment Date Cap Adjustment Amount Adjusted Cap 3/26/2010 $ (740,000) $ 7/14/2010 $ (710,000) $ 9/30/2010 $ 550,556 $ Reason for Adjustment 1,610,000 Updated portfolio data from servicer 900,000 Updated portfolio data from servicer 1,450,556 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ 1/22/2010 $ 3/26/2010 $ 7/14/2010 $ 9/30/2010 $ 70,334 870,334 Updated portfolio data from servicer 1/6/2011 $ 3/30/2011 $ (1) $ 6/29/2011 $ (13) $ 1/22/2010 $ 20,000 $ 3/26/2010 $ 1,250,000 $ 5/26/2010 $ (1,640,000) $ 1/22/2010 $ 30,000 $ 3/26/2010 $ 400,000 $ 1,030,000 Updated portfolio data from servicer 7/14/2010 $ (330,000) $ 700,000 Updated portfolio data from servicer 9/30/2010 $ 25,278 $ 725,278 Updated portfolio data from servicer 1/6/2011 $ (1) $ 725,277 Updated portfolio data from servicer 2/17/2011 $ (725,277) $ 1/22/2010 $ 3/26/2010 $ 7/14/2010 $ 9/30/2010 $ 60,445 1,160,445 Updated portfolio data from servicer (11) $ 1,450,555 Updated portfolio data from servicer Updated due to quarterly assessment and 1,450,554 reallocation Updated due to quarterly assessment and 1,450,543 reallocation 20,000 $ 820,000 $ 1,150,000 Updated portfolio data from servicer (350,000) $ 800,000 Updated portfolio data from servicer $ (1) $ 330,000 Updated HPDP cap & HAFA initial cap 870,333 Updated portfolio data from servicer Updated due to quarterly assessment and 870,332 reallocation Updated due to quarterly assessment and 870,319 reallocation 390,000 Updated HPDP cap & HAFA initial cap 1,640,000 Updated portfolio data from servicer - Termination of SPA 630,000 Updated HPDP cap & HAFA initial cap - Termination of SPA 30,000 $ 800,000 $ 1,460,000 Updated portfolio data from servicer (360,000) $ 1,100,000 Updated portfolio data from servicer $ 1/6/2011 $ (2) $ 3/30/2011 $ (2) $ 6/29/2011 $ (18) $ 4/21/2010 $ (150,000) $ 660,000 Updated HPDP cap & HAFA initial cap 1,160,443 Updated portfolio data from servicer Updated due to quarterly assessment and 1,160,441 reallocation Updated due to quarterly assessment and 1,160,423 reallocation - Termination of SPA 6/16/2011 $ 100,000 $ 100,000 Transfer of cap due to servicing transfer 1/22/2010 $ 30,000 $ 650,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ (580,000) $ 7/14/2010 $ 1,430,000 $ 1,500,000 Updated portfolio data from servicer 9/30/2010 $ 95,612 $ 1,595,612 Updated portfolio data from servicer 1/6/2011 $ (2) $ 3/30/2011 $ (3) $ 70,000 Updated portfolio data from servicer 1,595,610 Updated portfolio data from servicer Updated due to quarterly assessment and 1,595,607 reallocation 98 Servicer Modifying Borrowers' Loans Name of Institution Date City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism Note 1000438 12/16/2009 6/29/2011 Garden City Golden Plains Credit Union KS Purchase Financial Instrument for Home Loan Modifications $ 170,000 N/A 1001397 1001397 1001397 1001397 12/16/2009 First Federal Savings and Loan Association of Lakewood 12/16/2009 Sound Community Bank Lakewood OH Purchase Financial Instrument for Home Loan Modifications $ 3,460,000 N/A Seattle WA Purchase Financial Instrument for Home Loan Modifications $ 440,000 N/A 1000828 10524 10524 10524 12/16/2009 Michigan City Horizon Bank, NA IN Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 1000825 1000825 1000825 1000825 1000825 1000825 12/16/2009 Solon Park View Federal Savings Bank OH Purchase Financial Instrument for Home Loan Modifications $ 760,000 N/A 10025 10025 10025 10025 10025 10025 12/23/2009 Sarasota Iberiabank FL Purchase Financial Instrument for Home Loan Modifications $ 4,230,000 N/A 1001411 1001411 1001411 1001411 1001411 1001411 12 1001411 12/23/2009 North Grafton Grafton Suburban Credit Union 1001192 1001192 Adjustment Date MA Purchase Financial Instrument for Home Loan Modifications $ 340,000 N/A Cap Adjustment Amount $ Adjusted Cap (24) $ Reason for Adjustment Updated due to quarterly assessment and 1,595,583 reallocation 1/22/2010 $ 10,000 $ 180,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 30,000 $ 210,000 Updated portfolio data from servicer 7/14/2010 $ (10,000) $ 200,000 Updated portfolio data from servicer 9/30/2010 $ 90,111 2/17/2011 $ (290,111) $ 1/22/2010 $ 160,000 4/21/2010 $ (3,620,000) $ 1/22/2010 $ 20,000 $ 3/26/2010 $ 1,430,000 $ 1,890,000 Updated portfolio data from servicer 7/14/2010 $ (390,000) $ 1,500,000 Updated portfolio data from servicer $ $ 290,111 Updated portfolio data from servicer - Termination of SPA 3,620,000 Updated HPDP cap & HAFA initial cap - Termination of SPA 460,000 Updated HPDP cap & HAFA initial cap 9/8/2010 $ (1,500,000) $ 1/22/2010 $ 30,000 $ 3/26/2010 $ 1,740,000 $ 2,470,000 Updated portfolio data from servicer 7/14/2010 $ (1,870,000) $ 600,000 Updated portfolio data from servicer 9/30/2010 $ 850,556 1/6/2011 $ 3/30/2011 $ (2) $ 6/29/2011 $ (23) $ $ (2) $ - Termination of SPA 730,000 Updated HPDP cap & HAFA initial cap 1,450,556 Updated portfolio data from servicer 1,450,554 Updated portfolio data from servicer Updated due to quarterly assessment and 1,450,552 reallocation Updated due to quarterly assessment and 1,450,529 reallocation 1/22/2010 $ 40,000 $ 800,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 140,000 $ 940,000 Updated portfolio data from servicer 7/14/2010 $ (140,000) $ 800,000 Updated portfolio data from servicer 9/30/2010 $ 70,334 870,334 Updated portfolio data from servicer $ 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (12) $ 1/22/2010 $ 200,000 3/26/2010 $ (1,470,000) $ 2,960,000 Updated portfolio data from servicer 7/14/2010 $ (1,560,000) $ 1,400,000 Updated portfolio data from servicer 9/30/2010 $ 5,852,780 $ $ 1/6/2011 $ (11) $ 3/30/2011 $ (13) $ 4/13/2011 $ (300,000) $ 6/3/2011 $ (6,927,254) $ 1/22/2010 $ 3/26/2010 $ 7/14/2010 $ 20,000 $ (320,000) $ 760,000 $ 870,333 Updated portfolio data from servicer Updated due to quarterly assessment and 870,332 reallocation Updated due to quarterly assessment and 870,320 reallocation 4,430,000 Updated HPDP cap & HAFA initial cap 7,252,780 Updated portfolio data from servicer 7,252,769 Updated portfolio data from servicer Updated due to quarterly assessment and 7,252,756 reallocation 6,952,756 Transfer of cap due to servicing transfer 25,502 Termination of SPA 360,000 Updated HPDP cap & HAFA initial cap 40,000 Updated portfolio data from servicer 800,000 Updated portfolio data from servicer 99 Servicer Modifying Borrowers' Loans Name of Institution Date City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism 1001192 1001192 1001192 1001192 1001192 12/23/2009 Eaton Eaton National Bank & Trust Company OH Purchase Financial Instrument for Home Loan Modifications $ 60,000 N/A 1001078 1001078 1001078 1001078 12/23/2009 Tempe Tempe Schools Credit Union AZ Purchase Financial Instrument for Home Loan Modifications $ 110,000 N/A 1000703 1000703 1000703 1000703 1/13/2010 Fresno Fresno County Federal Credit Union CA Purchase Financial Instrument for Home Loan Modifications $ 260,000 N/A 10507 10507 10507 10507 10507 1/13/2010 Roebling Roebling Bank NJ Purchase Financial Instrument for Home Loan Modifications $ 240,000 N/A 1001235 1001235 1001235 1001235 1/13/2010 Grant Park First National Bank of Grant Park IL Purchase Financial Instrument for Home Loan Modifications $ 140,000 N/A 1000901 1000901 1000901 1/13/2010 Highlands Ranch Specialized Loan Servicing, LLC 1000635 1000635 1000635 1000635 1000635 1000635 CO Purchase Financial Instrument for Home Loan Modifications $ 64,150,000 N/A Note Adjustment Date Cap Adjustment Amount Adjusted Cap 9/30/2010 $ (74,722) $ 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (11) $ 1/25/2012 $ (725,265) $ Reason for Adjustment 725,278 Updated portfolio data from servicer 725,277 Updated portfolio data from servicer Updated due to quarterly assessment and 725,276 reallocation Updated due to quarterly assessment and 725,265 reallocation - Termination of SPA 1/22/2010 $ - $ 3/26/2010 $ 90,000 $ 150,000 Updated portfolio data from servicer 7/14/2010 $ 50,000 $ 200,000 Updated portfolio data from servicer 9/30/2010 $ (54,944) $ 145,056 Updated portfolio data from servicer 5/20/2011 $ (145,056) $ 1/22/2010 $ 3/26/2010 $ 7/14/2010 $ 10,000 $ 100,000 Updated portfolio data from servicer 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 12/8/2010 $ (145,056) $ 3/26/2010 $ 7/14/2010 9/30/2010 - $ (20,000) $ 480,000 60,000 Updated HPDP cap & HAFA initial cap - Termination of SPA 110,000 Updated HPDP cap & HAFA initial cap 90,000 Updated portfolio data from servicer - Termination of SPA $ 740,000 Updated portfolio data from servicer $ (140,000) $ 600,000 Updated portfolio data from servicer $ (19,778) $ 580,222 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ 3/26/2010 $ 7/14/2010 $ 9/30/2010 $ (8) $ 580,221 Updated portfolio data from servicer Updated due to quarterly assessment and 580,220 reallocation Updated due to quarterly assessment and 580,212 reallocation 610,000 $ 850,000 Updated portfolio data from servicer 50,000 $ 900,000 Updated portfolio data from servicer (29,666) $ 870,334 Updated portfolio data from servicer 870,333 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/23/2011 $ (870,333) $ 3/26/2010 $ 150,000 $ 290,000 Updated portfolio data from servicer 7/14/2010 $ 10,000 $ 300,000 Updated portfolio data from servicer 9/30/2010 $ (9,889) $ 290,111 Updated portfolio data from servicer 1/26/2011 $ (290,111) $ 3/26/2010 $ (51,240,000) $ 5/14/2010 $ 3,000,000 $ 6/16/2010 $ 4,860,000 $ 7/14/2010 $ 3,630,000 $ 7/16/2010 $ 330,000 $ 24,400,000 Updated portfolio data from servicer Transfer of cap from CitiMortgage, Inc. due to 24,730,000 servicing transfer 8/13/2010 $ 700,000 $ 25,430,000 Transfer of cap due to servicing transfer 9/15/2010 $ 200,000 $ 25,630,000 Transfer of cap due to servicing transfer - Termination of SPA - Termination of SPA 12,910,000 Updated portfolio data from servicer Transfer of cap from CitiMortgage, Inc. due to 15,910,000 servicing transfer Transfer of cap from CitiMortgage, Inc. due to 20,770,000 servicing transfer 100 Servicer Modifying Borrowers' Loans Date Name of Institution City 1000635 1000635 1000635 1000635 1000635 1000635 1000635 State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism Note Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 9/30/2010 $ (1,695,826) $ 11/16/2010 $ 200,000 1/6/2011 $ 1/13/2011 $ 1,500,000 $ 25,634,142 Transfer of cap due to servicing transfer 3/16/2011 $ 7,100,000 $ 3/30/2011 $ 32,734,142 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 32,734,106 reallocation 4/13/2011 $ $ (32) $ (36) $ 1,000,000 $ 23,934,174 Updated portfolio data from servicer 24,134,174 Transfer of cap due to servicing transfer 24,134,142 Updated portfolio data from servicer 33,734,106 Transfer of cap due to servicing transfer 101 Servicer Modifying Borrowers' Loans Name of Institution Date City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1000635 1/13/2010 Carson City Greater Nevada Mortgage Services NV Purchase Financial Instrument for Home Loan Modifications $ 770,000 N/A 10517 10517 10517 10517 10517 1/15/2010 Marlborough Digital Federal Credit Union MA Purchase Financial Instrument for Home Loan Modifications $ 3,050,000 N/A 10416 1/29/2010 San Diego iServe Residential Lending, LLC CA Purchase Financial Instrument for Home Loan Modifications $ 960,000 N/A 1001415 1001415 1001415 1001415 1001415 1001415 1001415 1/29/2010 Griffin United Bank GA Purchase Financial Instrument for Home Loan Modifications $ 540,000 N/A 1000893 1000893 1000893 1000893 3/3/2010 Lake Mary Urban Trust Bank FL Purchase Financial Instrument for Home Loan Modifications $ 1,060,000 N/A 1001435 3/5/2010 Irving iServe Servicing, Inc. 1001384 1001384 1001384 TX Purchase Financial Instrument for Home Loan Modifications $ 28,040,000 N/A Note Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 5/13/2011 $ 100,000 $ 33,834,106 Transfer of cap due to servicing transfer 6/16/2011 $ 300,000 $ 6/29/2011 $ 34,134,106 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 34,133,774 reallocation 8/16/2011 $ 100,000 $ 34,233,774 Transfer of cap due to servicing transfer 9/15/2011 $ 300,000 $ 34,533,774 Transfer of cap due to servicing transfer 10/14/2011 $ 300,000 $ 34,833,774 Transfer of cap due to servicing transfer 12/15/2011 $ (1,700,000) $ 33,133,774 Transfer of cap due to servicing transfer 1/13/2012 $ 1,600,000 $ 34,733,774 Transfer of cap due to servicing transfer 2/16/2012 $ 100,000 $ 34,833,774 Transfer of cap due to servicing transfer 3/15/2012 $ 100,000 $ 34,933,774 Transfer of cap due to servicing transfer 3/26/2010 $ 8,680,000 $ 9,450,000 Updated portfolio data from servicer 7/14/2010 $ (8,750,000) $ 700,000 Updated portfolio data from servicer 9/30/2010 $ 170,334 870,334 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (8) $ 3/26/2010 $ 5/14/2010 $ (15,240,000) $ 3/26/2010 $ (730,000) $ 7/14/2010 $ 9/30/2010 $ 9/30/2010 $ 11/16/2010 $ 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ 3/26/2010 $ 160,000 $ 700,000 Updated portfolio data from servicer 9/30/2010 $ 25,278 $ 725,278 Updated portfolio data from servicer 1/6/2011 $ 3/30/2011 $ (1) $ 6/29/2011 $ (11) $ 7/14/2010 $ 9/24/2010 $ (332) $ 12,190,000 $ $ 870,333 Updated portfolio data from servicer Updated due to quarterly assessment and 870,332 reallocation Updated due to quarterly assessment and 870,324 reallocation 15,240,000 Updated portfolio data from servicer - Termination of SPA 230,000 Updated portfolio data from servicer 370,000 $ 600,000 Updated portfolio data from servicer 200,000 $ 800,000 Initial FHA-HAMP cap and initial 2MP cap (364,833) $ 100,000 $ (7) $ (1) $ 4,440,000 $ (5,500,000) $ 5/26/2010 $ 120,000 7/14/2010 $ (12,660,000) $ $ 9/30/2010 $ 100,000 9/30/2010 $ (3,125,218) $ $ 435,167 Updated portfolio data from servicer 535,167 Transfer of cap due to servicing transfer 535,166 Updated portfolio data from servicer Updated due to quarterly assessment and 535,165 reallocation Updated due to quarterly assessment and 535,158 reallocation 725,277 Updated portfolio data from servicer Updated due to quarterly assessment and 725,276 reallocation Updated due to quarterly assessment and 725,265 reallocation 5,500,000 Updated portfolio data from servicer - Termination of SPA 28,160,000 Initial 2MP cap 15,500,000 Updated portfolio data from servicer 15,600,000 Initial FHA-HAMP cap 12,474,782 Updated portfolio data from servicer 102 Servicer Modifying Borrowers' Loans Date Name of Institution City 1001384 1001384 1001384 State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism Note Adjustment Date Cap Adjustment Amount 800,000 Adjusted Cap 11/16/2010 $ $ 1/6/2011 $ (20) $ 3/30/2011 $ (24) $ Reason for Adjustment 13,274,782 Transfer of cap due to servicing transfer 13,274,762 Updated portfolio data from servicer Updated due to quarterly assessment and 13,274,738 reallocation 103 Servicer Modifying Borrowers' Loans Name of Institution Date City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism Note 1001384 3/10/2010 Vienna Navy Federal Credit Union VA Purchase Financial Instrument for Home Loan Modifications $ 60,780,000 N/A 1000494 1000494 1000494 1000494 3/10/2010 Wyomissing Vist Financial Corp PA Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 1000468 1000468 1000468 1000468 4/14/2010 Elmwood Park Midwest Bank and Trust Co. IL Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 1001521 1001521 1001521 1001521 1001521 4/14/2010 Beaverton Wealthbridge Mortgage Corp OR Purchase Financial Instrument for Home Loan Modifications $ 6,550,000 N/A 1000657 1000657 1000657 1000657 1000657 1000657 5/21/2010 Marlton Aurora Financial Group, Inc. NJ Purchase Financial Instrument for Home Loan Modifications $ 10,000 N/A 4, 8 10425 10425 6/16/2010 Houston Selene Finance LP 1001460 1001460 1001460 1001460 1001460 1001460 1001460 1001460 1001460 TX Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment Updated due to quarterly assessment and 13,274,517 reallocation 6/29/2011 $ (221) $ 7/14/2010 $ (44,880,000) $ 15,900,000 Updated portfolio data from servicer 9/30/2010 $ 1,071,505 16,971,505 Updated portfolio data from servicer $ 1/6/2011 $ (23) $ 3/30/2011 $ (26) $ 6/29/2011 $ 7/14/2010 $ 400,000 $ 700,000 Updated portfolio data from servicer 9/30/2010 $ 25,278 $ 725,278 Updated portfolio data from servicer 1/6/2011 $ 3/30/2011 $ (1) $ 6/29/2011 $ (11) $ 7/14/2010 $ 300,000 $ 600,000 Updated portfolio data from servicer 9/30/2010 $ (19,778) $ 580,222 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (8) $ 7/14/2011 $ (580,212) $ 7/14/2010 $ (150,000) $ 6,400,000 Updated portfolio data from servicer 9/15/2010 $ 1,600,000 8,000,000 Transfer of cap due to servicing transfer 9/30/2010 $ (4,352,173) $ (238) $ (1) $ $ 1/6/2011 $ (5) $ 3/30/2011 $ (6) $ 4/13/2011 $ (3,000,000) $ 6/29/2011 $ (9) $ 5/26/2010 $ 30,000 $ 9/30/2010 $ 250,111 $ 6/29/2011 $ 59,889 $ 6/16/2010 $ 3,680,000 $ 16,971,482 Updated portfolio data from servicer Updated due to quarterly assessment and 16,971,456 reallocation Updated due to quarterly assessment and 16,971,218 reallocation 725,277 Updated portfolio data from servicer Updated due to quarterly assessment and 725,276 reallocation Updated due to quarterly assessment and 725,265 reallocation 580,221 Updated portfolio data from servicer Updated due to quarterly assessment and 580,220 reallocation Updated due to quarterly assessment and 580,212 reallocation - Termination of SPA 3,647,827 Updated portfolio data from servicer 3,647,822 Updated portfolio data from servicer Updated due to quarterly assessment and 3,647,816 reallocation 647,816 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 647,807 reallocation 40,000 Updated FHA-HAMP cap 290,111 Updated portfolio data from servicer Updated due to quarterly assessment and 350,000 reallocation Transfer of cap from CitiMortgage, Inc. due to 3,680,000 servicing transfer 8/13/2010 $ 3,300,000 $ 9/30/2010 $ 3,043,831 $ 10,023,831 Updated portfolio data from servicer 10/15/2010 $ 1,400,000 $ 11,423,831 Transfer of cap due to servicing transfer 1/6/2011 $ 3/16/2011 $ 3/30/2011 $ 4/13/2011 $ 2,900,000 6/16/2011 $ (200,000) $ 6/29/2011 $ (273) $ (17) $ 2,100,000 $ (24) $ $ 6,980,000 Transfer of cap due to servicing transfer 11,423,814 Updated portfolio data from servicer 13,523,814 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 13,523,790 reallocation 16,423,790 Transfer of cap due to servicing transfer 16,223,790 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 16,223,517 reallocation 104 Servicer Modifying Borrowers' Loans Name of Institution Date City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism Note 1001460 1001460 8/4/2010 Albuquerque Suburban Mortgage Company of New Mexico NM Purchase Financial Instrument for Home Loan Modifications $ 880,000 N/A 1000602 1000602 1000602 8/20/2010 Cincinanati Bramble Savings Bank OH Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 1001708 1001708 1001708 1001708 8/25/2010 Oswego Pathfinder Bank NY Purchase Financial Instrument for Home Loan Modifications $ 1,300,000 N/A 1001240 1001240 1001240 8/27/2010 Terre Haute First Financial Bank, N.A. ID Purchase Financial Instrument for Home Loan Modifications $ 4,300,000 N/A 1000951 1000951 1000951 9/1/2010 Raleigh RBC Bank (USA) NC Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 1001421 1001421 1001421 1001421 9/3/2010 Chicago Fay Servicing, LLC IL Purchase Financial Instrument for Home Loan Modifications $ 3,100,000 N/A 1001727 1001727 1001727 1001727 1001727 1001727 1001727 1001727 9/15/2010 Oklahoma City Vericrest Financial, Inc. 1001557 1001557 OK Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 10/14/2011 $ 100,000 $ 16,323,517 Transfer of cap due to servicing transfer 11/16/2011 $ 1,100,000 $ 17,423,517 Transfer of cap due to servicing transfer 9/30/2010 $ 1,585,945 $ 1/6/2011 $ (4) $ 3/30/2011 $ (4) $ 6/29/2011 $ 9/30/2010 $ (40) $ 1,040,667 $ 1/6/2011 $ (2) $ 3/30/2011 $ (3) $ 6/29/2011 $ (28) $ 8/10/2011 $ (1,740,634) $ 9/30/2010 $ 1/6/2011 $ 3/30/2011 $ (6) $ 6/29/2011 $ (58) $ 9/30/2010 $ 2,181,334 $ (5) $ 7,014,337 $ 2,465,945 Updated portfolio data from servicer 2,465,941 Updated portfolio data from servicer Updated due to quarterly assessment and 2,465,937 reallocation Updated due to quarterly assessment and 2,465,897 reallocation 1,740,667 Updated portfolio data from servicer 1,740,665 Updated portfolio data from servicer Updated due to quarterly assessment and 1,740,662 reallocation Updated due to quarterly assessment and 1,740,634 reallocation - Termination of SPA 3,481,334 Updated portfolio data from servicer 3,481,329 Updated portfolio data from servicer Updated due to quarterly assessment and 3,481,323 reallocation Updated due to quarterly assessment and 3,481,265 reallocation 11,314,337 Updated portfolio data from servicer 1/6/2011 $ (17) $ 3/30/2011 $ (20) $ 6/29/2011 $ 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer 180,000 Updated portfolio data from servicer Updated due to quarterly assessment and 220,000 reallocation Updated due to quarterly assessment and 270,000 reallocation (192) $ 11,314,320 Updated portfolio data from servicer Updated due to quarterly assessment and 11,314,300 reallocation Updated due to quarterly assessment and 11,314,108 reallocation 1/6/2011 $ 34,944 $ 3/30/2011 $ 40,000 $ 6/29/2011 $ 50,000 $ 3/15/2012 $ (200,000) $ 9/30/2010 $ 5,168,169 1/6/2011 $ 3/30/2011 $ 4/13/2011 $ 6/29/2011 $ 9/15/2011 $ 700,000 $ 9,367,999 Transfer of cap due to servicing transfer 10/14/2011 $ 100,000 $ 9,467,999 Transfer of cap due to servicing transfer 11/16/2011 $ 200,000 $ 9,667,999 Transfer of cap due to servicing transfer 12/15/2011 $ 1,700,000 $ 11,367,999 Transfer of cap due to servicing transfer 9/15/2010 $ 1,000,000 $ 1,000,000 Transfer of cap due to servicing transfer 9/30/2010 $ 450,556 $ 1,450,556 Updated portfolio data from servicer 1/6/2011 $ (2) $ 1,450,554 Updated portfolio data from servicer $ (12) $ (15) $ 400,000 $ (143) $ 70,000 Transfer of cap due to servicing transfer 8,268,169 Updated portfolio data from servicer 8,268,157 Updated portfolio data from servicer Updated due to quarterly assessment and 8,268,142 reallocation 8,668,142 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 8,667,999 reallocation 105 Servicer Modifying Borrowers' Loans Name of Institution Date City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism Note 1001557 1001557 1001557 1001557 1001557 1001557 1001557 9/15/2010 Freeport Midwest Community Bank IL Purchase Financial Instrument for Home Loan Modifications $ 400,000 N/A 1000879 1000879 1000879 9/24/2010 Pasadena American Finance House LARIBA CA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 1000704 9/24/2010 Ottawa Centrue Bank IL Purchase Financial Instrument for Home Loan Modifications $ 1,900,000 N/A 10204 10204 9/30/2010 AgFirst Farm Credit Bank Columbia SC Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A Amarillo TX Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 Parsippany NJ Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 San Juan PR Purchase Financial Instrument for Home Loan Modifications $ 1,700,000 N/A 4, 5, 8 1001220 9/30/2010 Amarillo National Bank 9/30/2010 American Financial Resources Inc. 1000478 1001726 9/30/2010 Banco Popular de Puerto Rico 1000509 1000509 1000509 9/30/2010 Capital International Financial, Inc. Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A Freeburg IL Purchase Financial Instrument for Home Loan Modifications $ 800,000 N/A 4, 8 1001930 9/24/2010 Citizens Community Bank 1001848 1001848 9/30/2010 Rockledge Community Credit Union of Florida FL Purchase Financial Instrument for Home Loan Modifications $ 2,000,000 N/A 6 8 8 8 9/30/2010 CU Mortgage Services, Inc. New Brighton MN Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 2/16/2011 $ 3,000,000 $ 4,450,554 Transfer of cap due to servicing transfer 3/16/2011 $ 10,200,000 $ 3/30/2011 $ 6/29/2011 $ 14,650,554 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 14,650,530 reallocation Updated due to quarterly assessment and 14,650,303 reallocation 7/14/2011 $ 12,000,000 $ 26,650,303 Transfer of cap due to servicing transfer 12/15/2011 $ 4,100,000 $ 30,750,303 Transfer of cap due to servicing transfer 1/13/2012 $ 900,000 $ 31,650,303 Transfer of cap due to servicing transfer 9/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (8) $ 9/30/2010 $ 45,056 2/2/2011 $ (145,056) $ 9/30/2010 $ $ 2,756,056 Updated portfolio data from servicer 1/6/2011 $ (4) $ 2,756,052 Updated portfolio data from servicer 3/9/2011 $ (2,756,052) $ 9/30/2010 $ 45,056 3/23/2011 $ (145,056) $ 9/30/2010 $ 45,056 6/29/2011 $ 9/30/2010 $ 6/29/2011 $ 9/30/2010 $ (24) $ (227) $ 856,056 $ $ $ (1) $ 45,056 $ (1) $ 765,945 $ 1/6/2011 $ (3) $ 3/30/2011 $ (4) $ 6/29/2011 $ 9/30/2010 $ 6/29/2011 $ 9/30/2010 $ (36) $ 45,056 $ (1) $ 360,445 145,056 Updated portfolio data from servicer - Termination of SPA - Termination of SPA 145,056 Updated portfolio data from servicer - Termination of SPA 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation 2,465,945 Updated portfolio data from servicer 2,465,942 Updated portfolio data from servicer Updated due to quarterly assessment and 2,465,938 reallocation Updated due to quarterly assessment and 2,465,902 reallocation 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation $ 1,160,445 Updated portfolio data from servicer 1,160,443 Updated portfolio data from servicer 1/6/2011 $ (2) $ 3/23/2011 $ (1,160,443) $ 9/30/2010 $ 901,112 1/6/2011 $ 3/30/2011 $ (5) $ 6/29/2011 $ (48) $ 9/30/2010 $ $ (4) $ 45,056 580,221 Updated portfolio data from servicer Updated due to quarterly assessment and 580,220 reallocation Updated due to quarterly assessment and 580,212 reallocation $ - Termination of SPA 2,901,112 Updated portfolio data from servicer 2,901,108 Updated portfolio data from servicer Updated due to quarterly assessment and 2,901,103 reallocation Updated due to quarterly assessment and 2,901,055 reallocation 145,056 Updated portfolio data from servicer 106 Servicer Modifying Borrowers' Loans Name of Institution Date City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism Note 10616 9/30/2010 Lake City First Federal Bank of Florida FL Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 10364 9/30/2010 First Mortgage Coporation Diamond Bar CA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A Cincinnati OH Purchase Financial Instrument for Home Loan Modifications $ 400,000 N/A 4, 8 10253 9/30/2010 First Safety Bank 1000487 1000487 9/30/2010 Troy Flagstar Capital Markets Corporation MI Purchase Financial Instrument for Home Loan Modifications $ 800,000 N/A 7, 8 10228 10228 10228 9/30/2010 Cincinnati Franklin Savings OH Purchase Financial Instrument for Home Loan Modifications $ 1,700,000 N/A 4 1000773 1000773 1000773 9/30/2010 Tulsa Gateway Mortgage Group, LLC OK Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 1001744 9/30/2010 Gardner GFA Federal Credit Union 1001637 MA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 Adjustment Date Cap Adjustment Amount 6/29/2011 $ 9/30/2010 $ 6/29/2011 $ 9/30/2010 $ 6/29/2011 $ 9/30/2010 $ Adjusted Cap (1) $ 45,056 $ (1) $ 45,056 $ (1) $ 180,222 580,221 Updated portfolio data from servicer $ (1) $ $ (580,221) $ 9/30/2010 $ 1/6/2011 $ 3/30/2011 $ (2) $ 6/29/2011 $ (18) $ 9/30/2010 $ 1/6/2011 $ 3/30/2011 $ (4) $ 6/29/2011 $ (40) $ 9/30/2010 $ 6/29/2011 $ 9/30/2010 $ 45,056 3/23/2011 $ (145,056) $ $ (2) $ $ (4) $ 45,056 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation 580,222 Updated portfolio data from servicer 1/6/2011 765,945 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation $ 3/23/2011 360,445 Reason for Adjustment Updated due to quarterly assessment and 145,055 reallocation $ (1) $ $ - Termination of SPA 1,160,445 Updated portfolio data from servicer 1,160,443 Updated portfolio data from servicer Updated due to quarterly assessment and 1,160,441 reallocation Updated due to quarterly assessment and 1,160,423 reallocation 2,465,945 Updated portfolio data from servicer 2,465,941 Updated portfolio data from servicer Updated due to quarterly assessment and 2,465,937 reallocation Updated due to quarterly assessment and 2,465,897 reallocation 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation 145,056 Updated portfolio data from servicer - Termination of SPA 107 Servicer Modifying Borrowers' Loans Date 9/30/2010 Transaction Type Saint Paul MN Purchase Financial Instrument for Home Loan Modifications $ Kansas City MO Purchase Financial Instrument for Home Loan Modifications $ City Guaranty Bank Cap of Incentive Payments on Behalf of Borrowers and to Servicers & State Name of Institution Investment Description Adjustment Details Pricing Mechanism Note 100,000 N/A 4, 8 300,000 N/A 4, 8 10350 9/24/2010 James B. Nutter & Company 1000492 1000492 1000492 9/30/2010 New Orleans Liberty Bank and Trust Co LA Purchase Financial Instrument for Home Loan Modifications $ 1,000,000 N/A 1001010 1001010 1001010 9/30/2010 Buffalo M&T Bank NY Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 4, 8 10529 10529 10529 9/30/2010 Germantown Magna Bank TN Purchase Financial Instrument for Home Loan Modifications $ 1,400,000 N/A 5 1000645 1000645 1000645 9/30/2010 Lexena Mainstreet Credit Union KS Purchase Financial Instrument for Home Loan Modifications $ 500,000 N/A 1001636 1001636 9/30/2010 Marsh Associates, Inc. 9/30/2010 Midland Mortgage Company Charlotte NC Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 Oklahoma City OK Purchase Financial Instrument for Home Loan Modifications $ 43,500,000 N/A 4, 5 1001907 10457 10457 10457 9/30/2010 Schmidt Mortgage Company Rocky River OH Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 Miles City MT Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 Salt Lake City UT Purchase Financial Instrument for Home Loan Modifications $ 600,000 N/A 1001163 9/30/2010 Stockman Bank of Montana 1000818 9/30/2010 University First Federal Credit Union 1001721 1001721 Adjustment Date Cap Adjustment Amount Adjusted Cap 45,056 $ Reason for Adjustment 9/30/2010 $ 6/29/2011 $ 9/30/2010 $ 1/6/2011 $ (1) $ 3/30/2011 $ (1) $ 6/29/2011 $ (6) $ 9/30/2010 $ 1/6/2011 $ 3/30/2011 $ (2) $ 6/29/2011 $ (23) $ 9/30/2010 $ 1/6/2011 $ 3/30/2011 $ (1) $ 6/29/2011 $ (11) $ 9/30/2010 $ 1/6/2011 $ 3/30/2011 $ (3) $ 6/29/2011 $ (33) $ 9/30/2010 $ $ 725,278 Updated portfolio data from servicer 1/6/2011 $ (1) $ 725,277 Updated portfolio data from servicer (1) $ 135,167 450,556 $ $ (2) $ 315,389 $ (1) $ 630,778 $ (3) $ 225,278 3/9/2011 $ (725,277) $ 9/30/2010 $ 45,056 6/29/2011 $ 9/30/2010 $ $ (1) $ 49,915,806 $ 1/6/2011 $ (125) $ 3/30/2011 $ (139) $ 6/29/2011 $ (1,223) $ 9/30/2010 $ 45,056 6/29/2011 $ 9/30/2010 $ 6/29/2011 $ 9/30/2010 $ 1/6/2011 2/17/2011 $ (1) $ 45,056 $ (1) $ 270,334 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation 435,167 Updated portfolio data from servicer 435,166 Updated portfolio data from servicer Updated due to quarterly assessment and 435,165 reallocation Updated due to quarterly assessment and 435,159 reallocation 1,450,556 Updated portfolio data from servicer 1,450,554 Updated portfolio data from servicer Updated due to quarterly assessment and 1,450,552 reallocation Updated due to quarterly assessment and 1,450,529 reallocation 1,015,389 Updated portfolio data from servicer 1,015,388 Updated portfolio data from servicer Updated due to quarterly assessment and 1,015,387 reallocation Updated due to quarterly assessment and 1,015,376 reallocation 2,030,778 Updated portfolio data from servicer 2,030,775 Updated portfolio data from servicer Updated due to quarterly assessment and 2,030,772 reallocation Updated due to quarterly assessment and 2,030,739 reallocation - Termination of SPA 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation 93,415,806 Updated portfolio data from servicer 93,415,681 Updated portfolio data from servicer Updated due to quarterly assessment and 93,415,542 reallocation Updated due to quarterly assessment and 93,414,319 reallocation 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation $ 870,334 Updated portfolio data from servicer $ (1) $ 870,333 Updated portfolio data from servicer $ (870,333) $ - Termination of SPA 108 Servicer Modifying Borrowers' Loans Date 9/30/2010 Transaction Type Woodbridge VA Purchase Financial Instrument for Home Loan Modifications $ Denver CO Purchase Financial Instrument for Home Loan Modifications $ City Weststar Mortgage, Inc. Cap of Incentive Payments on Behalf of Borrowers and to Servicers & State Name of Institution Investment Description Adjustment Details Pricing Mechanism Note 100,000 N/A 4, 8 - N/A 9 1001893 12/15/2010 Statebridge Company, LLC 1001754 1001754 1001754 1001754 1001754 1001754 1001754 12/15/2010 San Juan Scotiabank de Puerto Rico PR Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 1000991 1000991 4/13/2011 AmTrust Bank, A Division of New York Community Bank Cleveland OH Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 10151 10151 10151 10151 4/13/2011 SunTrust Mortgage, Inc. Richmond VA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 4/13/2011 Urban Partnership Bank Chicago IL Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 1001970 1001970 4/13/2011 Hawthorne Western Federal Credit Union CA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 1001231 5/13/2011 Anaheim Hills FCI Lender Services, Inc. CA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 1002025 1002025 1002025 1002025 1002025 7/14/2011 Beaverton Gregory Funding, LLC OR Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 1002041 1002041 9/15/2011 Bangor Savings Bank Bangor ME Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 9/15/2011 PHH Mortgage Corporation Mt. Laurel NJ Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 12/15/2011 Rushmore Loan Management Services LLC Irvine CA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 Adjustment Date Cap Adjustment Amount 9/30/2010 $ 6/29/2011 $ 12/15/2010 $ Adjusted Cap 45,056 $ (1) $ 5,000,000 Reason for Adjustment 145,056 Updated portfolio data from servicer Updated due to quarterly assessment and 145,055 reallocation $ 5,000,000 Updated portfolio data from servicer (7) $ 4,999,993 Updated portfolio data from servicer 1/6/2011 $ 2/16/2011 $ 500,000 $ 5,499,993 Transfer of cap due to servicing transfer 3/16/2011 $ 100,000 $ 3/30/2011 $ 5,599,993 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 5,599,984 reallocation Updated due to quarterly assessment and 5,599,899 reallocation (9) $ 6/29/2011 $ (85) $ 11/16/2011 $ (2,500,000) $ 3,099,899 Transfer of cap due to servicing transfer 3/15/2012 $ 200,000 $ 3,299,899 Transfer of cap due to servicing transfer 12/15/2010 $ 4,300,000 $ 4,300,000 Updated portfolio data from servicer 1/6/2011 $ (4) $ 6/29/2011 $ (5) $ 4/13/2011 $ 200,000 $ 200,000 Transfer of cap due to servicing transfer 5/13/2011 $ 100,000 $ 300,000 Transfer of cap due to servicing transfer 6/16/2011 $ 300,000 $ 6/29/2011 $ 600,000 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 599,991 reallocation 8/16/2011 $ 200,000 $ 799,991 Transfer of cap due to servicing transfer 4/13/2011 $ 100,000 $ 100,000 Transfer of cap due to servicing transfer 4/13/2011 $ 1,000,000 $ (9) $ 4,299,996 Updated portfolio data from servicer Updated due to quarterly assessment and 4,299,991 reallocation 6/29/2011 $ 233,268 $ 1,000,000 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 1,233,268 reallocation 11/16/2011 $ 100,000 $ 1,333,268 Transfer of cap due to servicing transfer 4/13/2011 $ 200,000 $ 6/29/2011 $ 17,687 $ 200,000 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 217,687 reallocation 5/13/2011 $ 500,000 $ 500,000 Transfer of cap due to servicing transfer 6/16/2011 $ 100,000 $ 6/29/2011 $ 600,000 Transfer of cap due to servicing transfer Updated due to quarterly assessment and 599,991 reallocation 7/14/2011 $ (9) $ 200,000 $ 799,991 Transfer of cap due to servicing transfer 9/15/2011 $ 100,000 $ 899,991 Transfer of cap due to servicing transfer 11/16/2011 $ 2,500,000 $ 3,399,991 Transfer of cap due to servicing transfer 7/14/2011 $ 200,000 $ 200,000 Transfer of cap due to servicing transfer 11/16/2011 $ 900,000 $ 1,100,000 Transfer of cap due to servicing transfer 1/13/2012 $ 100,000 $ 1,200,000 Transfer of cap due to servicing transfer 9/15/2011 $ 100,000 $ 100,000 Transfer of cap due to servicing transfer 9/15/2011 $ 1,300,000 $ 1,300,000 Transfer of cap due to servicing transfer 12/15/2011 $ 200,000 $ 200,000 Transfer of cap due to servicing transfer 109 Servicer Modifying Borrowers' Loans Date Name of Institution City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism Note 1/13/2012 Sun West Mortgage Company, Inc Cerritos CA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 3/15/2012 PrimeWest Mortgage Corporation Lubbock TX Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 Total Initial Cap $ 23,831,570,000 TOTAL CAP Adjustment Date Cap Adjustment Amount 1/13/2012 $ 3/15/2012 Total Cap Adjustments Adjusted Cap Reason for Adjustment 100,000 $ 100,000 Transfer of cap due to servicing transfer $ 100,000 $ 100,000 Transfer of cap due to servicing transfer $ 6,049,878,662 $ 29,881,448,662.08 110 Servicer Modifying Borrowers' Loans Date Name of Institution City State Transaction Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Adjustment Details Pricing Mechanism Note Adjustment Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment 1/ The Cap of Incentive Payments represents the potential total amount allocated to each servicer and includes the maximum amount allotted for all payments on behalf of borrowers and payments to servicers and lenders/investors. The Cap is subject to adjustment based on the total amount allocated to the program and individual servicer usage for borrower modifications. Each adjustment to the Cap is reflected under Adjustment Details. 2/ On July 31, 2009, the SPA with Chase Home Finance, LLC was terminated and superseded by new SPAs with J.P. Morgan Chase Bank, NA and EMC Mortgage Corporation. 3/ Wachovia Mortgage, FSB was merged with Wells Fargo Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to Wachovia Mortgage, FSB prior to such merger. 4/ Initial cap amount includes FHA-HAMP. 5/ Initial cap amount includes RD-HAMP. 6/ Initial cap amount includes 2MP. 7/ Initial cap amount includes FHA-2LP. 8/ Initial cap does not include HAMP. 9/ This institution executed an Assignment and Assumption Agreement (a copy of which is available on www.FinancialStability.gov) with respect to all rights and obligations for the transferred loan modifications. The amount transferred is realized as a cap adjustment and not as initial cap. 10/ The amendment reflects a change in the legal name of the institution. 11/ MorEquity, Inc executed a subservicing agreement with Nationstar Mortgage, LLC, that took effect 02/01/2011. All mortgage loans including all HAMP loans were transferred to Nationstar. The remaining Adjusted Cap stated above represents the amount previously paid to MorEquity, Inc. prior to such agreement. 12/ The remaining Adjusted Cap stated above represents the amount paid to servicer prior to SPA termination. 13/ Home Loan Services, Inc. and Wilshire Credit Corporation were merged into BAC Home Loans Servicing, Inc. and the remaining Adjusted Cap stated above represents the amount previously paid to each servicer prior prior to such merger. 14/ In April 2011, EMC Mortgage, an indirect subsidiary of JP Morgan Chase & Co, transferred the servicing of all loans to JP Morgan Chase Bank, NA. The remaining Adjusted Cap stated above represents the amount previously paid to EMC Mortgage prior to such transfer. As used in this table: "HAFA" means the Home Affordable Foreclosure Alternatives program. "HPDP" means the Home Price Decline Protection program. "2MP" means the Second Lien Modification Program. "RD-HAMP" means the Rural Housing Service Home Affordable Modification Program. "FHA-2LP" means the FHA Second Lien Program 111 Supplemental Information [Not Required by EESA §114(a)] Home Affordable Modification Program Non-GSE Incentive Payments (through March 2012) Name of Institution Borrowers Allstate Mortgage Loans & Investments, Inc. American Home Mortgage Servicing, Inc. Aurora Financial Group, Inc Aurora Loan Services LLC BAC Home Loans Servicing, LP Bank of America, N.A. $ $ $ $ $ $ BANKUNITED Bayview Loan Servicing LLC Carrington Mortgage Services, LLC. CCO Mortgage, a division of RBS Citizens NA Central Florida Educators Federal Credit Union CitiMortgage Inc Citizens First National Bank CUC Mortgage Corporation DuPage Credit Union EMC Mortgage Corporation Fay Servicing, LLC FCI Lender Services, Inc. FIRST BANK First Keystone Bank Franklin Credit Management Corporation Franklin Savings Fresno County Federal Credit Union Glass City Federal Credit Union GMAC Mortgage, LLC Great Lakes Credit Union Greater Nevada Mortgage Services Green Tree Servicing LLC Gregory Funding, LLC Guaranty Bank Hillsdale County National Bank Home Loan Services, Inc. HomEqServicing HomeStar Bank and Financial Services Horicon Bank Iberiabank IBM Southeast Employees' Federal Credit Union Lenders/Investors Servicer 3,329.43 27,775,626.97 17,334.44 12,651,625.29 88,572,728.62 4,267,061.97 $ $ 6,860.29 88,516,948.40 $ $ $ 33,177,013.27 229,374,764.93 17,852,011.77 $ $ $ $ $ $ 6,329.43 63,451,613.35 20,238.69 24,534,320.54 73,093,914.63 8,874,438.92 $ 2,776,100 $ 9,038,525 $ 6,210,813 $ $ $ 3,288,961.73 4,028,228.52 969,133.63 $ $ $ 7,440,767.06 12,814,197.17 2,517,024.47 $ $ $ 6,206,271.41 9,150,672.08 1,956,729.30 $ 37,070.26 $ 67,951.69 $ 87,112.68 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 32,894,213.17 7,250.00 25,046.18 2,514.14 7,569,459.20 130,221.74 11,671.73 374,674.25 2,775.62 200,792.26 3,833.34 3,000.00 24,152,075.90 4,916.67 27,411.29 699,474.69 27,076.17 916.67 13,943.49 169,857.80 1,916.66 3,348.46 6,916.67 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 100,688,358.50 20,338.05 66,529.94 14,601.80 11,592,937.05 269,521.52 21,828.98 990,056.06 3,423.27 450,464.12 881.02 11,136.73 2,154.78 70,635,977.85 6,421.83 68,777.02 2,094,285.10 61,342.25 $ $ $ $ $ $ $ 17,524.31 2,440,767.73 3,036,319.34 5,288.99 9,122.36 10,502.00 20,518.32 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 66,686,646.70 18,316.67 59,121.96 6,214.14 16,279,383.05 132,971.72 12,780.74 823,630.76 8,717.90 543,009.67 1,000.00 7,916.67 5,000.00 49,607,850.90 5,500.00 56,944.63 2,031,805.49 28,391.38 1,000.00 33,528.96 3,698,606.99 5,272,500.00 5,833.34 6,569.53 15,000.00 14,000.00 IC Federal Credit Union $ 7,000.00 $ 16,686.41 $ 18,000.00 Idaho Housing and Finance Association James B.Nutter and Company JPMorgan Chase Bank, NA Lake City Bank Lake National Bank Litton Loan Servicing, LP Los Alamos National Bank M&T Bank $ $ $ $ $ $ $ $ 10,247.15 750.00 107,158,243.05 3,176.15 2,000.00 13,441,220.42 5,537.50 24,940.22 $ 11,181.83 $ $ $ $ $ 203,699,721.57 3,001.41 3,319.50 35,353,125.99 10,477.18 $ $ $ $ $ $ $ $ 17,330.48 1,000.00 92,030,286.06 8,672.68 3,000.00 27,530,413.93 18,993.00 26,587.26 Marix Servicing LLC $ 335,423.57 $ 916,640.79 $ 783,853.53 Marsh Associates, Inc. $ 1,288.78 $ 1,553.10 Total Payments $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 16,519.15 179,744,188.72 37,573.13 70,362,959.10 391,041,408.18 30,993,512.66 18,025,438 16,936,000.20 25,993,097.77 5,442,887.40 192,134.63 200,269,218.37 45,904.72 150,698.08 23,330.08 35,441,779.30 532,714.98 46,281.45 2,188,361.07 14,916.79 1,194,266.05 1,881.02 22,886.74 10,154.78 144,395,904.65 16,838.50 153,132.94 4,825,565.28 116,809.80 1,916.67 64,996.76 6,309,232.52 8,308,819.34 13,038.99 19,040.35 25,502.00 41,434.99 41,686.41 38,759.46 1,750.00 402,888,250.68 14,850.24 8,319.50 76,324,760.34 35,007.68 51,527.48 2,035,917.89 2,841.88 112 Name of Institution Borrowers Lenders/Investors Midland Mortgage Co. Midwest Community Bank Mission Federal Credit Union MorEquity, Inc. Mortgage Center LLC National City Bank Nationstar Mortgage LLC Navy Federal Credit Union New York Community Bank Oakland Municipal Credit Union Ocwen Loan Servicing, LLC OneWest Bank ORNL Federal Credit Union $ $ $ $ $ $ $ $ $ $ $ $ $ 1,192,956.24 1,000.00 23,833.35 345,841.21 60,930.17 1,033,163.71 8,696,952.45 92,468.51 6,000.00 30,143,382.08 21,530,176.77 3,000.00 Park View Federal Savings Bank $ Pathfinder Bank $ PennyMac Loan Services, LLC PNC Bank, National Association Purdue Employees Federal Credit Union Quantum Servicing Corporation RBC Bank (USA) Residential Credit Solutions, Inc. RG Mortgage RoundPoint Mortgage Servicing Corporation Rushmore Loan Management Services LLC Saxon Mortgage Services, Inc. Schools Financial Credit Union Scotiabank de Puerto Rico Servicer $ $ $ $ $ $ $ $ $ $ $ $ $ 117,904.99 908.80 73,884.58 2,305,003.00 124,813.95 3,571,358.64 21,041,185.29 372,593.12 25,472.37 3,568.11 85,817,298.30 74,553,635.92 4,342.02 $ $ $ $ $ $ $ $ $ $ $ $ $ 1,492,992.27 2,000.00 52,916.67 1,977,320.74 141,426.02 2,404,026.89 17,337,214.09 292,468.50 13,400.00 6,500.00 60,800,515.08 41,713,918.28 9,600.00 7,000.00 $ 22,088.63 $ 15,000.00 916.67 $ 1,784.66 $ 1,916.67 $ 2,167,260.86 $ 2,870,995.06 $ 2,901,033.37 $ $ $ $ $ $ $ $ $ $ $ 12,833.34 1,000.00 106,300.88 22,735.24 488,495.45 164,852.94 66,039.00 2,916.67 19,177,301.99 9,750.00 210,339.88 $ $ $ 171,728.39 596.43 237,437.10 $ $ $ $ $ $ $ 1,466,432.24 227,582.28 205,119.75 15,715.69 39,283,213.08 32,617.43 310,403.73 $ $ $ $ $ $ $ $ $ $ $ 184,500.00 2,000.00 150,259.96 23,617.31 1,178,055.80 401,333.81 166,496.44 3,916.67 38,964,868.84 22,500.00 244,752.36 $ 30,677,223.12 $ 66,532,295.29 $ 54,597,166.64 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,500.00 62,556.64 49,915.10 25,355.90 833,543.33 41,378.72 21,250.00 4,717.90 75,821.27 4,908,474.25 1,000.00 18,535.44 68,008.22 141,740.25 171,871.58 - $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 27,077.21 229,133.96 153,906.17 120,571.89 2,041,681.11 114,177.42 84,562.54 6,574.53 357,369.31 14,122,381.12 750.81 38,030.25 147,826.86 295,997.41 485,957.43 76,889.58 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 18,416.67 146,306.64 143,165.10 54,189.24 1,547,549.78 113,310.30 39,416.67 4,717.90 232,454.59 11,574,279.42 3,000.00 38,407.17 71,500.35 236,295.36 651,442.39 162,000.00 Wells Fargo Bank, N.A. $ 73,037,618.63 $ 182,256,994.35 $ 141,967,112.39 Wescom Central Credit Union Western Federal Credit Union Wilshire Credit Corporation Yadkin Valley Bank $ $ $ $ 93,545.55 7,416.67 10,634.02 $ $ $ $ 374,718.56 20,405.49 490,394.10 11,129.60 $ $ $ $ 210,612.54 10,916.67 1,167,000.00 27,884.02 Select Portfolio Servicing, Inc. Selene Finance LP Servis One, Inc., dba BSI Financial Services, Inc. ShoreBank Silver State Schools Credit Union Specialized Loan Servicing LLC Sterling Savings Bank Technology Credit Union The Bryn Mawr Trust Company The Golden 1 Credit Union U.S. Bank National Association United Bank United Bank Mortgage Corporation Urban Partnership Bank Vantium Capital, Inc. d/b/a Acqura Loan Services Vericrest Financial, Inc. Wachovia Mortgage, FSB 527,538,888.10 1,334,205,806.38 842,916,078.77 Total Payments $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 2,803,853.50 3,908.80 150,634.60 4,628,164.95 327,170.14 7,008,549.24 47,075,351.83 757,530.13 44,872.37 10,068.11 176,761,195.46 137,797,730.97 16,942.02 44,088.63 4,618.00 7,939,289.29 369,061.73 3,596.43 493,997.94 46,352.55 3,132,983.49 793,769.03 437,655.19 22,549.03 97,425,383.91 64,867.43 765,495.97 151,806,685.05 55,993.88 437,997.24 346,986.37 200,117.03 4,422,774.22 268,866.44 145,229.21 16,010.33 665,645.17 30,605,134.79 4,750.81 94,972.86 287,335.43 674,033.02 1,309,271.40 238,889.58 397,261,725.37 678,876.65 38,738.83 1,657,394.10 49,647.64 2,704,660,773.25 113 Housing Finance Agency Innovation Fund for the Hardest Hit Housing Markets Hardest Hit Funds (HHF) Program Seller Note Date 2 9/23/2010 3 9/29/2010 Name of Institution 6/23/2010 Nevada Affordable Housing Assistance Corporation 6/23/2010 CalHFA Mortgage Assistance Corporation City Reno Sacramento Investment Amount Pricing Additional 1 Investment Amount Mechanism $ 194,026,240 102,800,000 N/A State Transaction Type NV Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program - $ 34,056,581 Purchase Financial Instrument for HHF Program - $ 57,169,659 Purchase Financial Instrument for HHF Program CA Investment Description Initial Investment Amount $ $ 699,600,000 - 2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 476,257,070 3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 799,477,026 Purchase Financial Instrument for HHF Program 6/23/2010 Florida Housing Finance Corporation Tallahassee FL $ 418,000,000 - 2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 238,864,755 3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 400,974,381 Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program 6/23/2010 Arizona (Home) Foreclosure Prevention Funding Corporation 3 Phoenix AZ Lansing MI 9/29/2010 6/23/2010 Michigan Homeowner Assistance Nonprofit Housing Corporation $ 125,100,000 $ 154,500,000 - $ - 9/23/2010 Purchase Financial Instrument for HHF Program - $ 128,461,559 3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 215,644,179 Purchase Financial Instrument for HHF Program North Carolina Housing Finance Agency Raleigh NC $ 159,000,000 - 2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 120,874,221 3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 202,907,565 Purchase Financial Instrument for HHF Program 8/3/2010 Ohio Homeowner Assistance LLC Columbus OH $ 172,000,000 - 2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 148,728,864 3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 249,666,235 Purchase Financial Instrument for HHF Program 8/3/2010 Oregon Affordable Housing Assistance Corporation Salem OR $ 88,000,000 - 2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 49,294,215 3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 82,748,571 Purchase Financial Instrument for HHF Program 8/3/2010 Rhode Island Housing and Mortgage Finance Corporation Providence RI $ 43,000,000 - 2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 13,570,770 3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 22,780,803 Purchase Financial Instrument for HHF Program 8/3/2010 SC Housing Corp Columbia SC $ 138,000,000 - 2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 58,772,347 3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 98,659,200 Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program 9/23/2010 Alabama Housing Finance Authority 3 KY Jackson MS 9/29/2010 9/23/2010 GHFA Affordable Housing, Inc. 3 Frankfort 9/29/2010 9/23/2010 Mississippi Home Corporation 3 AL 9/29/2010 9/23/2010 Kentucky Housing Corporation 3 Montgomery 9/29/2010 Atlanta GA $ 60,672,471 - $ 55,588,050 $ 38,036,950 $ $ 126,650,987 - $ N/A $ 1,057,839,136 212,604,832 N/A N/A N/A $ 267,766,006 N/A $ 498,605,738 N/A N/A N/A N/A $ 482,781,786 N/A N/A N/A $ 570,395,099 N/A N/A N/A $ 220,042,786 N/A N/A N/A $ 79,351,573 N/A N/A N/A $ 295,431,547 N/A N/A N/A $ 162,521,345 N/A $ 148,901,875 N/A $ 101,888,323 $ 339,255,819 N/A N/A 63,851,373 - N/A N/A 93,313,825 - $ 1,975,334,096 101,848,874 - $ N/A $ 142,666,006 2 8/3/2010 N/A N/A N/A N/A N/A 114 Seller Note Date Name of Institution 9/23/2010 Indiana Housing and Community Development Authority 3 Transaction Type IN Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Purchase Financial Instrument for HHF Program Financial Instrument for HHF Program Chicago IL Trenton NJ Washington DC Nashville TN 9/29/2010 9/23/2010 New Jersey Housing and Mortgage Finance Agency 3 Indianapolis State 9/29/2010 9/23/2010 Illinois Housing Development Authority 3 City 9/29/2010 9/23/2010 District of Columbia Housing Finance Agency 3 9/29/2010 3 9/23/2010 Tennessee Housing Development Agency 9/29/2010 Investment Description Initial Investment Amount $ Investment Amount Pricing Additional 1 Investment Amount Mechanism 82,762,859 - $ 166,352,726 $ 112,200,637 $ 7,726,678 $ 81,128,260 - - $ $ 221,694,139 N/A $ 445,603,557 N/A $ 300,548,144 N/A $ 20,697,198 N/A $ 217,315,593 $ 7,600,000,000 N/A 279,250,831 - $ $ 138,931,280 N/A 188,347,507 - $ 12,970,520 $ 136,187,333 TOTAL INVESTMENT AMOUNT N/A N/A N/A N/A 1/ The purchase will be incrementally funded up to the investment amount. 2/ On 9/23/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument. 3/ On 9/29/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument. 115 FHA SHORT REFINANCE PROGRAM Seller Footnote Date 1 9/3/2010 Name Citigroup, Inc. City New York State Transaction Type NY Purchase Investment Description Facility Purchase Agreement, dated as of September 3, 2010, between the U.S. Department of the Treasury and Citibank, N.A $ TOTAL $ Investment Amount 8,117,000,000 Pricing Mechanism N/A 8,117,000,000 1/ On September 3, 2010, the U.S. Department of the Treasury and Citibank, N.A. entered into a facility purchase agreement (the 'L/C Facility Agreement"), which allowed Treasury to demand from Citigroup the issuance of an up to $8 billion, 10-year letter of credit (the "L/C"). Treasury will increase availability under the L/C incrementally in proportion to the dollar value of mortgages refinanced under the FHA Short Refinance program from time to time during the first 2.5 years. At that time, the amount of the L/C will be capped at the then-current level. Under the terms of the L/C Facility Agreement, Treasury will incur fees for the availability and usage of the L/C up to a maximum amount of $117 million. 116 U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Projected Costs and Liabilities [Section 105(a)(3)(E)] For Period Ending March 31, 2012 Type of Expense/Liability Amount None Note: Treasury interprets this reporting requirement as applicable to costs and liabilities related to insurance contracts entered into under the provisions of section 102 of the EESA; and the single insurance contract with Citigroup was terminated on December 23, 2009. 117 U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Programmatic Operating Expenses [Section 105(a)(3)(F)] For Period Ending March 31, 2012 Type of Expense Compensation for financial agents and legal firms Amount $643,676,236 118 U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Description of Vehicles Established [Section 105(a)(3)(H)] For Period Ending March 31, 2012 Date Vehicle Description None 119