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UNITED STATES DEPARTMENT OF THE TREASURY
SECTION 105(a) TROUBLED ASSETS RELIEF PROGRAM
REPORT TO CONGRESS
FOR THE PERIOD
APRIL 1, 2009 TO APRIL 30, 2009
I. OVERVIEW
During the reporting period of April! to April 30, 2009, the Department ofthe Treasury
(Treasury) continued to develop, refine, and implement a number of programs under the
Troubled Assets Relief Program (TARP), including the Financial Stability Plan (FSP), pursuant to
the goals ofthe Emergency Economic Stabilization Act of2008 (EESA). Treasury's
comprehensive approach to restoring stability to the financial system includes actions to stabilize
systemically important financial institutions, promote the availability of credit to consumers and
small businesses, reduce preventable foreclosures, and promote the transparency of programs
under the TARP. Given the critical role financial institutions and markets play in the U.S.
economy, financial stability is a necessary precondition to the resumption of economic growth.
Specifically, during this reporting period, Treasury took the following steps toward promoting
fmancial stability:
•

Auto Industry Financing Program (AIFP) - The Administration announced the ChryslerFiat alliance, which should position Chrysler for a viable future. As part of the
agreement, Treasury will purchase debt obligations from Chrysler in the form of a
debtor-in-possession loan of up to $3.3 billion to provide working capital to help
Chrysler through its restructuring period. Treasury will also purchase debt obligations
from a new Chrysler company in the form of acquisition financing of up to $4.7 billion.
In addition, Treasury purchased debt obligations of approximately $280 million to
finance Chrysler's participation in the Warranty Commitment Program, a component of
the AIFP. Treasury purchased $2 billion of debt obligations from General Motors
Corporation (GM) as part of the AIFP. Treasury also announced Chrysler LLC and
GM's participation in the Auto Supplier Support Program, a component ofthe AIFP.

•

Capital Purchase Program (CPP) - Treasury released four new term sheets for qualifying
financial institutions applying to the CPP that are mutual holding companies and mutual
banks or savings associations.

•

Homeowner Affordability and Stability Plan - Treasury released final Program Guidelines
and Servicer Participation Agreements for the Home Affordable Modification Program
(HAMP), a component of the Homeowner Affordability and Stability Plan. Treasury also
announced the Second Lien Program, which will work in tandem with the first lien
modifications offered under HAMP and will help lower payments for homeowners on
second mortgages. To further help to increase homeowners' equity in homes, it is
Treasury's goal that the Hope for Homeowners Program established by the Hope for
Homeowners Act of 2008 be better integrated with Making Home Affordable through
improvements now under consideration by Congress. The Hope for Homeowners
Program is administered by HUD's Federal Housing Administration.

•

Public-Private Investment Program (pPIP) - Treasury released additional guidance for
potential investors in the securities portion of the PPIP and received over 100 applications
from private sector fund managers. Treasury launched the PPIP in conjunction with the
Federal Deposit Insurance Corporation (FDIC) and the Board of Governors of the Federal
Reserve System (Federal Reserve) as part of an effort to repair the balance sheets of banks
and enable the flow of credit to the households and businesses, ensuring faster economic
recovery.

•

Systemically Significant Failing Institution Program (SSFI) - In conjunction with the
Federal Reserve, Treasury provided additional assistance to American International
Group, Inc. (AIG) under the SSFI Program. This assistance took the fonn of a
conversion of Treasury's existing $40 billion investment from cumulative to noncumulative preferred stock and a new $29.835 billion equity capital commitment facility.

Treasury continues to implement the TARP with a high degree of transparency and accountability.
On April 15, 2009, Treasury published the third Monthly Lending and Intermediation Snapshot
and survey. This report describes the results of Treasury's montWy survey oflending and
intennediation activities ofthe top 21 recipients of government investment under the CPP. The three
reports demonstrated that, despite the headwinds posed by the economic downturn and recession,
the nation's largest banks continued to originate, refmance, and renew loans in the period of
January to February 2009. Notably, lending levels increased from January to February in the
residential mortgage sector, driven in large part by low mortgage rates. With a historically high
application volume for mortgages in December and January, Treasury expects the high level of
originations to continue throughout the first quarter of 2009. The survey also found that the
commercial lending segment remained constrained in February, as demand for credit is weak as
consumers and businesses are hesitant to take on additional debt during this deteriorating
economic environment.
During the reporting period, Treasury also continued to procure services in order to implement
TARP programs. On April 22, 2009, Treasury announced the hiring of three fInns to manage its
portfolio of investments in banks and other institutions participating in the CPP and other
similar programs under the EESA. AllianceBernstein LP; FSI Group, LLC; and Piedmont
Investment Advisors, LLC will manage shares of senior preferred stock, senior debt, equity
warrants, and other equity and debt obligations. Treasury received over 200 submissions from
fInns interested in the solicitation, which was issued on November 7,2008. Treasury also hired
The Boston Consulting Group to provide management consulting services relating to the AIFP.

II. REPORTING REQUIREMENTS
This is Treasury's sixth Section l05(a) Troubled Assets ReliefProgram Report to Congress
(TARP Report) required by the EESA. Treasury submitted its fifth TARP Report on April 10,
2009, covering activities from March 1 through March 31, 2009. This TARP Report covers the
following activities listed in EESA section 105(a) that occurred in April:

•

An overview of actions taken by the Secretary, including the considerations required by
section 103 and the efforts under section 109.
2

•
•

The actual obligation and expenditure of the funds provided for administrative expenses
by section 118.
A detailed financial statement with respect to the exercise of authority, including:
1. all agreements made or renewed;
2. all insurance contracts entered into pursuant to section 102;
3. all transactions occurring during the reporting period, including the types of
parties involved;
4. the nature of the assets purchased;
5. all projected costs and liabilities;
6. operating expenses, including compensation for financial agents;
7. the valuation or pricing method used for each transaction; and
8. a description of the vehicles established to exercise such authority.

ID. PROGRAMS AND INITIATIVES
Automotive Industry Financing Program
On April 8,2009, General Motors Corporation (GM) and Chrysler LLC (Chrysler) announced
their participation in the Auto Supplier Support Program, which is part of the Automotive
Industry Financing Program (AIFP). Treasury released details and eligibility information in
March 2009 for the Auto Supplier Support Program, which provides auto suppliers access to
government-backed protection for accounts receivable attributable to products they ship to
participating auto manufacturers. Participating suppliers are able to sell their receivables into the
program for payment at maturity at a modest discount or enhance their liquidity by selling the
receivables before maturity for an additional discount. The program is expected to help increase
liquidity in the supplier industry.
Any supplier that ships to a participating auto manufacturer on qualifying commercial terms is
eligible to be selected for participation in the program. Participating auto manufacturers decide
which suppliers and receivables receive protection under the program.
Under the program, Treasury, through the TARP, will provide up to $5 billion of funding
through the purchase of debt obligations from special purpose limited liability companies
(SPLLCs) established by GM and Chrysler. Each SPLLC received an allocation of the funding
from Treasury to provide government backing for supplier receivables and each was required to
make a fmancial commitment of its own funds equal to five percent of the allocation it received
from Treasury pursuant to the TARP. A third-party servicer administers the program for each
manufacturer. Receivables for goods shipped after March 19, 2009 are eligible for the program.
These efforts, backed by TARP resources, will help stabilize the auto supply base and restore
credit flows in a critical sector that employs more than 500,000 American workers across the
country (eligible suppliers may also include suppliers that are not domiciled in the United
States). During this difficult period of restructuring in the auto industry, the Auto Supplier
Support Program will provide supply companies access to liquidity and protect American jobs.

3

On April 22, 2009, Treasury announced a purchase of debt obligations from GM of $2.0 billion
as part of the AIFP. The funding aims to prevent a significant disruption of the American
automotive industry, which would pose a systemic risk to financial market stability and have a
negative effect on the U.S. economy. The program requires participating institutions to
implement plans that will achieve long-term viability.
On April 29, 2009, Treasury purchased debt obligations from Chrysler of approximately $280
million to fmance Chrysler's participation in the Warranty Commitment Program. The Warranty
Commitment Program, announced March 30, 2009, is part of the AIFP and provides
government-funded protection for warranties issued by Chrysler while it is in the process of
restructuring. The program covers warranties on new vehicles purchased from Chrysler dealers
during the restructuring period, and will apply if, during the restructuring period, Chrysler fails
to honor the warranties on its vehicles. On the same date, Treasury committed to purchase debt
obligations from Chrysler of approximately $500 million for working capital.
On April 30, 2009, the Administration announced the Chrysler-Fiat alliance, which will help
position Chrysler for a viable future. Consistent with the President's commitment to provide
adequate working capital to help Chrysler through its restructuring period and loan funds to the
Chrysler-Fiat alliance, the U.S. government has committed to provide assistance sufficient to
help give Chrysler a chance to achieve financial viability. Government support of Chrysler
includes:
•

The U.S. government is prepared to purchase debt obligations from Chrysler to provide
approximately $3.3 billion in debtor-in-possession financing to support Chrysler through
an expedited Chapter 11 proceeding. In connection with the DIP loan, Treasury will
obtain an additional ~ote of 6.67 percent of the commitment.

•

Upon closing, Treasury is prepared to purchase debt obligations of approximately $4.7
billion from the new Chrysler, with $2.1 billion due in 30 months, 50 percent of the
balance due on the seventh anniversary of the closing, and 50 percent due on the eighth
anniversary. The interest will be an appropriate combination of cash and payment-inkind. These debt obligations will be secured by a first priority lien on all of the new
Chrysler's assets. In connection with the acquisition loan, Treasury will obtain an equity
interest in the new company and an additional note.

During the reporting period, Treasury received $1.7 million in interest from participants in the
AIFP. Since the conception of the AIFP, Treasury has received $252.3 million in interest and
dividend payments from participants in the AIFP.
Complete details about the Chrysler-Fiat alliance are available at:
http://www.financialstability.gov/latest/tg 043009.html.
Complete details about the AIFP are available on Treasury's website at:
http://www.financialstability.gov/roadtostability/autoprogram.htm1.

4

Capital Purchase Program
Treasury established the Capital Purchase Program (CPP) to stabilize the financial system by
building the capital base of viable U.S. financial institutions, enabling them to continue to lend to
businesses and consumers during this unprecedented financial crisis and economic downturn.
Through the CPP, Treasury is purchasing shares of senior preferred stock from qualifying U.S.
controlled banks, savings associations, certain bank and savings and loan holding companies,
mutual holding companies, and mutual banks. Treasury is also purchasing subordinated
debentures from Subchapter S corporations.
In the period between April 1 and April 30, 2009, Treasury purchased $240.4 million in
senior preferred stock and subordinated debentures from 33 financial institutions through the
CPP. Since the establishment of the CPP in October 2008 through April 30, 2009, Treasury has
invested a total of$199.0 billion in senior preferred shares and subordinated debentures in 565
financial institutions in 48 states, the District of Columbia, and Puerto Rico. Treasury received
$125 million in dividend payments from CPP investments in April 2009 and has received a total
of$2.6 billion in dividends from CPP investments since the program's inception.
Treasury designed the CPP to include the broad range of financial institutions that comprise our
financial system and has benefited every banking community in the country. The 565 institutions
Treasury has funded under the CPP include small, community, regional, and national banks, as
well as Community Development Financial Institutions. The application deadlines have passed
for publicly-held institutions, eligible privately-held financial institutions, and Subchapter S
corporations. The deadline for mutual holding companies was May 7, 2009; for mutual banks, the
deadline is May 14,2009. The nation's federal banking regulators continue to evaluate all received
CPP applications and send qualifying applications to Treasury for final approval.
In addition to making investments, Treasury is receiving both principal and dividend payments
under the CPP. Since October 2008, Treasury has received $1 billion in principal payments and
$51 million in accrued dividends from the repurchase of senior preferred shares by 11
financial institutions since the CPP's inception. During this reporting period, Treasury
received $683.5 million in principal and $6.2 million in accrued dividends from the repurchase
of senior preferred shares by six financial institutions. In addition, Treasury received $995,000
in proceeds from the sale of preferred shares and $15,353 in accrued dividends from two
financial institutions that participated in CPP associated with the exercise of warrants at
closing during the reporting period and since the program's inception. Treasury will continue
to work with federal banking regulators to evaluate requests from CPP participants interested
in repaying Treasury.

Complete details about the CPP are available at:
http://www.financialstability.gov/impact/index.html.

5

Homeowner Affordability and Stability Plan
On April 13, 2009, Treasury released fmal Program Guidelines and Servicer Participation
Agreements for the Home Affordable Modification Program (HAMP). HAMP, along with the
Home Affordable Refinance Program, was announced as part of the Administration's
Homeowner Affordability and Stability Plan in February 2009. HAMP is a $50 billion
homeowner stability initiative designed to offer assistance to as many as three to four million
homeowners making a good-faith effort to pay their mortgages, helping to prevent the
destructive impact of foreclosures on families and communities. The program will help
borrowers avoid foreclosure by encouraging mortgage loan servicers to modify at-risk mortgage
loans to achieve a payment the borrower can afford.
Borrowers must meet several eligibility criteria to participate in the program and must
successfully complete a three-month trial modification period before the modification becomes
permanent. These requirements are designed to protect the taxpayers and ensure sound loan
modifications. To encourage foreclosure mitigation efforts, fees and incentive payments are
provided to the servicers, lender/investors, and borrowers. Servicers will receive an up-front
payment of $1,000 when a modification becomes permanent and "pay for success" payments of
$1,000 per year for eligible loan modifications for up to three years. The program also will
provide one-time bonus incentive payments of $1 ,500 to lenders/investors and $500 to servicers
for modifications made while a borrower is still current on mortgage payments.
Additionally, all borrowers are eligible for up to $1,000 of principal reduction payments each
year for five years as long as they remain current on their monthly modified mortgage payments.
Fannie Mae and Freddie Mac are responsible for administering the program and monitoring
servicer compliance with the program guidelines, subject to oversight by Treasury: Servicer
funding for the HAMP began on April 13, 2009 and, during the reporting period, 13 servicers
executed Servicer Participation Agreements and more than $14 billion (of a total potential
allocation of $50 billion) was allocated to implement the program. Between loans serviced by
the participants and loans owned or securitized by the GSEs, more than 75 percent of all
mortgage loans are now subject to Making Home Affordable Program requirements.
On April 28, 2009, Treasury released details on the Second Lien Program and proposed to
coordinate the Hope for Homeowners Program (H4H) with the Making Home Affordable
program, a component of the Homeowner Affordability and Stability Plan. The Second Lien
Program will complement the first lien modification program by automatically lowering monthly
payments on qualified second liens when the first mortgage is modified through HAMP. The
Second Lien Program is intended to provide additional relief to more than a million struggling
homeowners by offering incentives to servicers and investors who agree to modify or extinguish
second lien debts. Servicers of subordinate liens must execute a Second Lien Servicer
Participation Agreement in order to be eligible for these incentives.
Also on April 28, 2009, Treasury announced new efforts relating to the H4H program, which
was established by the Hope for Homeowners Act of 2008 and offers an important avenue for
struggling borrowers to refinance into a sustainable mortgage. An H4H refinance requires the
current first mortgage holder to write down the amount due on the mortgage to below 100

6

percent loan to value and requires all subordinate lien holders to extinguish their liens in
exchange for an incentive payment. This provides borrowers with increased equity and an
affordable monthly payment. Congress is currently considering changes to improve H4H.
Integration ofH4H into the Making Home Affordable Program is subject to passage of that
legislation.
Complete details about Making Home Affordable are available at
http://www.makinghomeaffordable.gov and
'
http://www.financialstability.gov/roadtostability/homeowner.html.
Public-Private Investment Program
On April 6, 2009, Treasury released additional guidance for potential investors in the securities
portion ofthe Public Private Investment Program (pPIP). Additional guidance on the Legacy
Securities Public-Private Investment Funds (PPIFs) includes the following:
•

Treasury extended the deadline for the e-mail submission of fund manager applications to
5:00 p.m. ET on April 24, 2009. Treasury expects to inform applicants of their preliminary
qualification on or before May 15,2009.

•

Treasury issued enhanced guidance on application evaluation, clarifying that Fund
Managers will be pre-qualified based on criteria anticipated to include various eligibility
requirements such as a proven ability to raise capital, demonstrated experience investing
in the eligible asset classes, and a minimum threshold of eligible assets under
management. Treasury will view the criteria on a holistic basis and anticipates that
failure to meet anyone criterion will not necessarily disqualify an applicant.

•

In order to ensure broad-based participation in the program, Treasury will encourage
small, veteran-, minority- and women-owned businesses to partner with private asset
managers. Smaller firms can partner with fund managers in several ways including as an
asset manager, equity partner, or fund raising partner. Other ways to participate include
providing services such as trade execution, valuation, and other important financial
services. Treasury will allow smaller firms to partner before or after the application
deadline, even after the selection of the initial group of pre-qualified Fund Managers.
Treasury encourages innovative proposals from Fund Managers that incorporate the
options listed above as well as other potential options.

•

To restart the market for legacy securities effectively, Treasury announced the potential
for program expansion. In order to maximize the inflow of private capital into the market
from firms large and small while protecting the interests of U.S. taxpayers, Treasury will
consider opening the program to smaller Fund Managers that are not selected in the initial
pre-qualification process after the initial pre-qualification of Fund Managers.

•

The Legacy Securities PPIP will work together with the Term Asset-Backed Securities
Loan Facility (TALF) program for legacy assets, but they will remain separate. The
Legacy TALF will be an expansion of the existing Federal Reserve lending program with
7

its own set of terms, conditions, and eligibility requirements. Legacy TALF will be made
available to investors (who meet Federal Reserve eligibility standards) regardless of
whether they participate in the Legacy Securities PPIP. A qualified investor utilizing
Legacy TALF will do so on the same terms and conditions as a Legacy Securities PPIP
investor utilizing Legacy TALF, making the funding of legacy assets available to a broad
range of market participants.
•

The Legacy Securities PPIP is limited to eligible assets that include commercial mortgage
backed securities and non-agency residential mortgage backed securities issued before
2009 that were originally rated AAA or an equivalent rating by two or more nationally
recognized statistical rating organizations without ratings enhancement and that are
secured directly by the actual mortgage loans, leases, or other assets and not other
securities. However, Treasury may solicit comment from Fund Managers regarding
potential expansion of the Legacy Securities PPIP at a later date to include other asset
classes.

Complete details about PPIP are available at:
http://www.financialstability.gov/roadtostability/publicprivatefund.html.
Systemically Significant Failing Institutions Program
The Systemically Significant Failing Institution (SSFI) Program is intended to provide stability
and prevent disruptions to financial markets from the failure of a systemically significant
institution. In coordination with the Federal Reserve, Treasury provided additional assistance to
American International Group, Inc. (AIG) under the SSFI Program in the form of a conversion of
Treasury's existing $40 billion investment from cumulative to non-cumulative preferred stock
and a $29.835 billion equity capital commitment facility on April 17, 2009.
The latest round of assistance involved a restructuring and expansion of Treasury's assistance to
AIG through the TARP with the goal of enhancing the company's capital and liquidity in order
to stabilize the company and facilitate the orderly completion of its global divestiture program.
Specific components of the restructuring include:
•

Treasury exchanged its existing $40 billion of cumulative perpetual preferred shares for
$41.6 billion of new non-cumulative perpetual preferred shares with revised terms that
more closely resemble common equity, which improves the quality of AIG's equity and
its fmancialleverage. The new securities provide for non-cumulative dividends and limit
AIG's ability to redeem the preferred stock, except with the proceeds from the issuance
of equity capital.

•

Treasury's purchase of additional preferred stock of AIG created a new equity capital
commitment facility, which will allow AIG to draw up to $29.835 billion (Treasury's
commitment to invest up to $30 billion less a reduction of $165 million for retention
payments AIG Financial Products made to its employees in March 2009) as needed over
time. This facility will further strengthen AIG's capital levels and improve its leverage.

8

•

The Federal Reserve took several actions relating to the Revolving Credit Facility for
AIG, established in September 2008, to further the goals described above. As required
by the credit agreement governing the Revolving Credit Facility, on March 4,2009, AIG
issued shares of convertible preferred stock representing an approximate 77.9 percent
equity interest in AIG to an independent trust for the sole benefit of Treasury.

Complete information about the AIG restructuring plan is available at:
http://www.financialstability.gov/latest/tg44.html.

IV. Certification
I am the official with delegated authority to approve purchases oftroubled assets under the
Troubled Assets Relief Program. I certify to the Congress that each decision ofthe Office of
Financial Stability at the United States Department of the Treasury (the Office) to approve purchases
of troubled assets, during this reporting period, was based on the Office's evaluation ofthe facts
and circumstances of each proposed investment, including recommendations from
regulators, in order to promote financial stability and the other purposes of the Emergency
Economic Stabilization Act of2008.

~JJ~

Duane D. Morse
Chief Risk and Compliance Officer
Office of Financial Stability

9

United States Department of Treasury
Office of Financial Stability
Troubled Asset Relief Program
Report of Administrative Obligations and Expenditures [Section 105(a)(2)]

For Period Ending
April 30, 2009

For Period Ending
May 31, 2009

NON-PERSONNEL
SERVICES

Obligations
$4,700,928
$4,700,928
$51,788
24,105
76,109
395
48,507,224
52,085
52 085
209,128
$48,920,834

Expenditures
$4,048,882
$4,048,882
$31,682
105
15,059
395
13,766,104
46 512
46,512
130,360
$13,990,218

Projected
Obligations
$6,100,000
$6,100,000
$60,000
25,000
77,000
400
50,000,000
55 000
55,000
225,000
$50,442,400

Projected
Expenditures
$5,600,000
$5,600,000
$50,000
1,000
22,000
400
20,000,000
50 000
50,000
175,000
$20,298,400

GRAND TOTAL:

PERSONNEL SERVICES

Budget
Object Class
(BOC)
Budget Object Class Title
1100 & 1200 PERSONNEL COMPENSATION & BENEFITS
PERSONNEL SERVICES Total:
2100
TRAVEL & TRANSPORTATION OF PERSONS
2200
TRANSPORTATION OF THINGS
2300
RENTS, COMMUNICATIONS, UTILITIES & MISC CHARGES
2400
PRINTING & REPRODUCTION
2500
OTHER SERVICES
2600
SUPPLIES AND MATERIALS
3100
EQUIPMENT
3200
LAND & STRUCTURES
NON-PERSONNEL SERVICES Total:

$53,621,762

$18,039,100

$56,542,400

$25,898,400

Note: Some common services provided by Treasury were previously obligated and expended in certain BOCs (e.g. rent, IT services and equipment, etc.). These services are now obligated and
expended in BOC 2500.

U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Agreements Under TARP [Section 105(a)(3)(A)]
For Period Ending April 30, 2009
Date
Approved
or Renewed
10/10/2008
10/11/2008
10/14/2008
10/16/2008
10/18/2008
10/23/2008
10/29/2008
10/29/2008
10/31/2008
11/7/2008
11/14/2008
11/14/2008
12/3/2008
12/5/2008
12/5/2008
12/10/2008
12/12/2008
12/15/2008
12/24/2008
1/6/2009
1/6/2009
1/7/2009
1/9/2009
1/27/2009
1/27/2009
2/2/2009
2/9/2009
2/12/2009
2/18/2009
2/18/2009
2/20/2009
2/20/2009
2/22/2009
3/6/2009
3/16/2009
3/23/2009
3/30/2009
3/30/2009
3/30/2009
3/30/2009
3/31/2009
4/3/2009
4/17/2009
4/17/2009
4/21/2009
4/21/2009
4/21/2009

Type of
Transaction
BPA
BPA
Financial Agent
BPA
BPA
IAA
BPA
BPA
Contract
BPA
IAA
Procurement
IAA
IAA
Procurement
BPA
IAA
IAA
Procurement
IAA
IAA
Procurement
IAA
BPA
Procurement
IAA
Contract
Contract
Financial Agent
Financial Agent
IAA
Contract
Contract
Contract
Financial Agent
Procurement
Contract
Contract
Contract
Contract
BPA
Procurement
Procurement
IAA
Financial Agent
Financial Agent
Financial Agent

Vendor
Simpson, Thacher & Bartlett
EnnisKnupp
Bank of New York Mellon
PricewaterhouseCoopers
Ernst & Young
GSA - Turner Consulting*
Hughes Hubbard & Reed
Squire Sanders & Dempsey
Lindholm & Associates*
Thacher Proffitt & Wood**
Securities and Exchange Commission
CSC Systems and Solutions
Trade and Tax Bureau - Treasury
Department of Housing and Urban Development
Washington Post
Thacher Proffitt & Wood**
Pension Benefit Guaranty Corp.
Office of Thrift Supervision
Cushman and Wakefield of VA, Inc.
Office of the Controller of the Currency
State Department
Colonial Parking
Internal Revenue Service
Cadwalader Wickersham & Taft, LLP
Whitaker Brothers Bus. Machines
Government Accountability Office
Pat Taylor and Associates, Inc*
Locke Lord Bissell & Lidell LLP
Freddie Mac
Fannie Mae
Congressional Oversight Panel
Simpson, Thacher & Bartlett
Venable LLP
Boston Consulting Group
EARNEST Partners
Heery International Inc.
McKee Nelson, LLP
Sonnenschein Nath & Rosenthal
Cadwalader Wickersham & Taft, LLP
Haynes and Boone LLP
FI Consulting*
American Furniture Rentals
Herman Miller
Bureau of Printing and Engraving
AllianceBernstein
FSI Group
Piedmont Investment Advisors

* Small or Women-, or Minority-Owned Small Business
**Contract responsibilities assumed by Sonnenschein Nath & Rosenthal via novation.

Purpose
Legal Services
Investment and Advisory Services
Custodian and Cash Management
Internal Control Services
Accounting Services
Archiving Services
Legal Services
Legal Services
Human Resources Services
Legal Services
Detailees
IT Services
IT Services
Detailees
Vacancy Announcement
Legal Services
Legal Services
Detailees
Painting
Detailees
Detailees
Parking
Detailees
Legal Services
Office Machines
Oversight
Temporary Employee Services
Legal Services
Homeownership Program
Homeownership Program
Oversight
Legal Services
Legal Services
Management Consulting Support
Asset Management Services
Architects
Legal Services
Legal Services
Legal Services
Legal Services
Modeling and Analysis
Office Furniture
Office Furniture
Detailee
Asset Management Services
Asset Management Services
Asset Management Services

U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Insurance Contracts [Section 105(a)(3)(B)]
For Period Ending April 30, 2009

Name
Citigroup

Amount
$5,000,000,000

The subsidy rate for this insurance contract is determined to be 0.25 percent. Per EESA section 102(c)(3), premiums shall be
set at a level necessary to meet anticipated claims. To ensure
that the guarantee remains compliant with section 102(c)(3), the
Master Agreement provides for post-signing adjustments
including additional Citigroup preferred stock, a reduction of the
covered asset pool, and/or an increased Citigroup deductible
(section 5.2 of th M t Agreement). Under this section of the
(
ti 5 2 f the Master A
t) U d thi
ti
f th
agreement, the subsidy rate will be reassessed once the loan
pools are finalized and details are provided to Treasury (changes
in the composition of assets are expected). Citigroup must either
transfer more preferred stock or absorb more in first losses (it is
unlikely the size of the asset pool would be reduced), if it is found
that the risks of the assets in the loan pool exceed those
estimated today and would not meet the requirements of EESA
section 102(c)(3). This “true-up” would occur over the next 6
months.

U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Projected Costs and Liabilities [Section 105(a)(3)(E)]
For Period Ending April 30, 2009

Type of Expense/Liability

Amount

None

Note: Treasury interprets this reporting requirement as
applicable to costs and liabilities related to insurance contracts
entered into under the provisions of section 102 of the EESA;
and the single insurance contract with Citigroup is structured
such that no costs are anticipated, i.e. the currently
anticipated cash inflows of the contract slightly exceed
anticipated cash outflows.

U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Programmatic Operating Expenses [Section 105(a)(3)(F)]
For Period Ending April 30, 2009

Type of Expense
Compensation for financial agents
and legal firms

Amount

$28,298,733

U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Description of Vehicles Established [Section 105(a)(3)(H)]
For Period Ending April 30, 2009

Date

Vehicle
None

Description

U.S. Treasury Department
Office of Financial Stability
Troubled Asset Relief Program
Transactions Report [Section 105(3)(C, D, G)]
For Period Ending April 29, 2009
CAPITAL PURCHASE PROGRAM

Seller

Footnote

Purchase Details

Treasury Investment Remaining
After Capital Repayment

Capital Repayment Details

Purchase
Date
10/28/2008
10/28/2008
10/28/2008
10/28/2008
10/28/2008
10/28/2008
10/28/2008
10/28/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008
11/14/2008

Bank of America Corporation
Bank of New York Mellon Corporation
Citigroup Inc.
The Goldman Sachs Group, Inc.
JPMorgan Chase & Co.
Morgan Stanley
State Street Corporation
Wells Fargo & Company
Bank of Commerce Holdings
1st FS Corporation
UCBH Holdings, Inc.
Northern Trust Corporation
SunTrust Banks, Inc.
Broadway Financial Corporation
Washington Federal Inc.
BB&T Corp.
Provident Bancshares Corp.
Umpqua Holdings Corp.
Comerica Inc.
Regions Financial Corp.
Capital One Financial Corporation
First Horizon National Corporation
Huntington Bancshares
KeyCorp
Valley National Bancorp
Zions Bancorporation
Marshall & Ilsley Corporation
U.S. Bancorp

Charlotte
New York
New York
New York
New York
New York
Boston
San Francisco
Redding
Hendersonville
San Francisco
Chicago
Atlanta
Los Angeles
Seattle
Winston-Salem
Baltimore
Portland
Dallas
Birmingham
McLean
Memphis
Columbus
Cleveland
Wayne
Salt Lake City
Milwaukee
Minneapolis

NC
NY
NY
NY
NY
NY
MA
CA
CA
NC
CA
IL
GA
CA
WA
NC
MD
OR
TX
AL
VA
TN
OH
OH
NJ
UT
WI
MN

Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

15,000,000,000
3,000,000,000
25,000,000,000
10,000,000,000
25,000,000,000
10,000,000,000
2,000,000,000
25,000,000,000
17,000,000
16,369,000
298,737,000
1,576,000,000
3,500,000,000
9,000,000
200,000,000
3,133,640,000
151,500,000
214,181,000
2,250,000,000
3,500,000,000
3,555,199,000
866,540,000
1,398,071,000
2,500,000,000
300,000,000
1,400,000,000
1,715,000,000
6,599,000,000

TCF Financial Corporation
First Niagara Financial Group
HF Financial Corp.
Centerstate Banks of Florida Inc.
City National Corporation
First Community Bankshares Inc.
Western Alliance Bancorporation
Webster Financial Corporation
Pacific Capital Bancorp
Heritage Commerce Corp.
Ameris Bancorp
Porter Bancorp Inc.
Banner Corporation
Cascade Financial Corporation
Columbia Banking System, Inc.
Heritage Financial Corporation
First PacTrust Bancorp, Inc.
Severn Bancorp, Inc.
Boston Private Financial Holdings, Inc.
Associated Banc-Corp
Trustmark Corporation
First Community Corporation
Taylor Capital Group
Nara Bancorp, Inc.
Midwest Banc Holdings, Inc.
MB Financial Inc.
First Midwest Bancorp, Inc.
United Community Banks, Inc.
Wesbanco Bank Inc.
Encore Bancshares Inc.
Manhattan Bancorp

Wayzata
Lockport
Sioux Falls
Davenport
Beverly Hills
Bluefield
Las Vegas
Waterbury
Santa Barbara
San Jose
Moultrie
Louisville
Walla Walla
Everett
Tacoma
Olympia
Chula Vista
Annapolis
Boston
Green Bay
Jackson
Lexington
Rosemont
Los Angeles
Melrose Park
Chicago
Itasca
Blairsville
Wheeling
Houston
El Segundo

MN
NY
SD
FL
CA
VA
NV
CT
CA
CA
GA
KY
WA
WA
WA
WA
CA
MD
MA
WI
MS
SC
IL
CA
IL
IL
IL
GA
WV
TX
CA

Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

361,172,000
184,011,000
25,000,000
27,875,000
400,000,000
41,500,000
140,000,000
400,000,000
180,634,000
40,000,000
52,000,000
35,000,000
124,000,000
38,970,000
76,898,000
24,000,000
19,300,000
23,393,000
154,000,000
525,000,000
215,000,000
11,350,000
104,823,000
67,000,000
84,784,000
196,000,000
193,000,000
180,000,000
75,000,000
34,000,000
1,700,000

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

4/22/2009

12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008

Iberiabank Corporation
Eagle Bancorp, Inc.
Sandy Spring Bancorp, Inc.
Coastal Banking Company, Inc.
East West Bancorp
South Financial Group, Inc.
Great Southern Bancorp
Cathay General Bancorp
Southern Community Financial Corp.
CVB Financial Corp
First Defiance Financial Corp.
First Financial Holdings Inc.
Superior Bancorp Inc.

Lafayette
Bethesda
Olney
Fernandina Beach
Pasadena
Greenville
Springfield
Los Angeles
Winston-Salem
Ontario
Defiance
Charleston
Birmingham

LA
MD
MD
FL
CA
SC
MO
CA
NC
CA
OH
SC
AL

Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants

$
$
$
$
$
$
$
$
$
$
$
$
$

90,000,000
38,235,000
83,094,000
9,950,000
306,546,000
347,000,000
58,000,000
258,000,000
42,750,000
130,000,000
37,000,000
65,000,000
69,000,000

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

3/31/2009

Final Disposition
Final Disposition
Date

Final Disposition
Proceeds

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

11/14/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
11/21/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008

Remaining Investment
Description

Name of Institution

City

State

Investment Description

Investment Amount

Pricing Mechanism Capital Repayment Date Capital Repayment Amount

4

5

6

Remaining Capital Amount

$

361,172,000

$

0

Warrants

$

90,000,000

$

0

Disposition Investment Description

Warrants

Page 1 of 11

Seller

Purchase Details

Southwest Bancorp, Inc.
Popular, Inc.
Blue Valley Ban Corp
Central Federal Corporation

Stillwater
San Juan
Overland Park
Fairlawn

OK
PR
KS
OH

Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants

$
$
$
$

70,000,000
935,000,000
21,750,000
7,225,000

Bank of Marin Bancorp
Bank of North Carolina
Central Bancorp, Inc.
Southern Missouri Bancorp, Inc.
State Bancorp, Inc.
TIB Financial Corp
Unity Bancorp, Inc.
Old Line Bancshares, Inc.
FPB Bancorp, Inc.
Sterling Financial Corporation
Oak Valley Bancorp

Novato
Thomasville
Somerville
Poplar Bluff
Jericho
Naples
Clinton
Bowie
Port St. Lucie
Spokane
Oakdale

CA
NC
MA
MO
NY
FL
NJ
MD
FL
WA
CA

Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants

$
$
$
$
$
$
$
$
$
$
$

28,000,000
31,260,000
10,000,000
9,550,000
36,842,000
37,000,000
20,649,000
7,000,000
5,800,000
303,000,000
13,500,000

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

3/31/2009

Old National Bancorp
Capital Bank Corporation
Pacific International Bancorp
SVB Financial Group
LNB Bancorp Inc.
Wilmington Trust Corporation
Susquehanna Bancshares, Inc

Evansville
Raleigh
Seattle
Santa Clara
Lorain
Wilmington
Lititz

IN
NC
WA
CA
OH
DE
PA

Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants

$
$
$
$
$
$
$

100,000,000
41,279,000
6,500,000
235,000,000
25,223,000
330,000,000
300,000,000

Par
Par
Par
Par
Par
Par
Par

3/31/2009

12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008

Signature Bank
HopFed Bancorp
Citizens Republic Bancorp, Inc.
Indiana Community Bancorp
Bank of the Ozarks, Inc.
Center Financial Corporation
NewBridge Bancorp
Sterling Bancshares, Inc.
The Bancorp, Inc.
TowneBank
Wilshire Bancorp, Inc.
Valley Financial Corporation
Independent Bank Corporation
Pinnacle Financial Partners, Inc.
First Litchfield Financial Corporation
National Penn Bancshares, Inc.
Northeast Bancorp
Citizens South Banking Corporation
Virginia Commerce Bancorp
Fidelity Bancorp, Inc.
LSB Corporation
Intermountain Community Bancorp
Community West Bancshares
Synovus Financial Corp.
Tennessee Commerce Bancorp, Inc.
Community Bankers Trust Corporation
BancTrust Financial Group, Inc.
Enterprise Financial Services Corp.
Mid Penn Bancorp, Inc.
Summit State Bank
VIST Financial Corp.
Wainwright Bank & Trust Company
Whitney Holding Corporation
The Connecticut Bank and Trust Company
CoBiz Financial Inc.
Santa Lucia Bancorp
Seacoast Banking Corporation of Florida
Horizon Bancorp
Fidelity Southern Corporation
Community Financial Corporation
Berkshire Hills Bancorp, Inc.
Group,
First California Financial Group Inc
AmeriServ Financial, Inc
Security Federal Corporation
Wintrust Financial Corporation
Flushing Financial Corporation
Monarch Financial Holdings, Inc.
StellarOne Corporation
Union Bankshares Corporation
Tidelands Bancshares, Inc
Bancorp Rhode Island, Inc.
Hawthorn Bancshares, Inc.
The Elmira Savings Bank, FSB
Alliance Financial Corporation
Heartland Financial USA, Inc.
Citizens First Corporation
FFW Corporation
Plains Capital Corporation
Tri-County Financial Corporation
OneUnited Bank
Patriot Bancshares, Inc.
Pacific City Financial Corporation

New York
Hopkinsville
Flint
Columbus
Little Rock
Los Angeles
Greensboro
Houston
Wilmington
Portsmouth
Los Angeles
Roanoke
Ionia
Nashville
Litchfield
Boyertown
Lewiston
Gastonia
Arlington
Pittsburgh
North Andover
Sandpoint
Goleta
Columbus
Franklin
Glen Allen
Mobile
St. Louis
Millersburg
Santa Rosa
Wyomissing
Boston
New Orleans
Hartford
Denver
Atascadero
Stuart
Michigan City
Atlanta
Staunton
Pittsfield
Westlake Village
Johnstown
Aiken
Lake Forest
Lake Success
Chesapeake
Charlottesville
Bowling Green
Mt. Pleasant
Providence
Lee's Summit
Elmira
Syracuse
Dubuque
Bowling Green
Wabash
Dallas
Waldorf
Boston
Houston
Los Angeles

NY
KY
MI
IN
AR
CA
NC
TX
DE
VA
CA
VA
MI
TN
CT
PA
ME
NC
VA
PA
MA
ID
CA
GA
TN
VA
AL
MO
PA
CA
PA
MA
LA
CT
CO
CA
FL
IN
GA
VA
MA
CA
PA
SC
IL
NY
VA
VA
VA
SC
RI
MO
NY
NY
IA
KY
IN
TX
MD
MA
TX
CA

Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

120,000,000
18,400,000
300,000,000
21,500,000
75,000,000
55,000,000
52,372,000
125,198,000
45,220,000
76,458,000
62,158,000
16,019,000
72,000,000
95,000,000
10,000,000
150,000,000
4,227,000
20,500,000
71,000,000
7,000,000
15,000,000
27,000,000
15,600,000
967,870,000
30,000,000
17,680,000
50,000,000
35,000,000
10,000,000
8,500,000
25,000,000
22,000,000
300,000,000
5,448,000
64,450,000
4,000,000
50,000,000
25,000,000
48,200,000
12,643,000
40,000,000
25,000,000
25 000 000
21,000,000
18,000,000
250,000,000
70,000,000
14,700,000
30,000,000
59,000,000
14,448,000
30,000,000
30,255,000
9,090,000
26,918,000
81,698,000
8,779,000
7,289,000
87,631,000
15,540,000
12,063,000
26,038,000
16,200,000

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

3/31/2009

Remaining Investment
Description

Final Disposition
Final Disposition
Date

Final Disposition
Proceeds

Par
Par
Par
Par

12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008
12/12/2008

2
2
2
3
2
2

Purchase
Date
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008
12/5/2008

Footnote

Treasury Investment Remaining
After Capital Repayment

Capital Repayment Details

Name of Institution

City

State

Investment Description

Investment Amount

Pricing Mechanism Capital Repayment Date Capital Repayment Amount

4

4

4

6

Remaining Capital Amount

$

28,000,000

$

0

Warrants

$

100,000,000

$

0

Warrants

$

120,000,000

$

0

Disposition Investment Description

Warrants

Page 2 of 11

Seller

Footnote
2
2
2
2
2
2
2
2

2
2
2
2
3
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2

2
1

Purchase
Date
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/19/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/23/2008
12/31/2008
12/31/2008
12/31/2008
12/31/2008
12/31/2008
12/31/2008
12/31/2008
1/9/2009

Name of Institution

Purchase Details

City

State

Investment Description

Treasury Investment Remaining
After Capital Repayment

Capital Repayment Details

Investment Amount

Pricing Mechanism Capital Repayment Date Capital Repayment Amount

Marquette National Corporation
Exchange Bank
Monadnock Bancorp, Inc.
Bridgeview Bancorp, Inc.
Fidelity Financial Corporation
Patapsco Bancorp, Inc.
NCAL Bancorp
FCB Bancorp, Inc.
First Financial Bancorp
Bridge Capital Holdings
International Bancshares Corporation
First Sound Bank
M&T Bank Corporation
Emclaire Financial Corp.
Park National Corporation
Green Bankshares, Inc.
Cecil Bancorp, Inc.
Financial Institutions, Inc.
Fulton Financial Corporation
United Bancorporation of Alabama, Inc.
MutualFirst Financial, Inc.
BCSB Bancorp, Inc.
HMN Financial, Inc.
First Community Bank Corporation of America
Sterling Bancorp
Intervest Bancshares Corporation
Peoples Bancorp of North Carolina, Inc.
P k l Fi
i l Corporation
ti
Parkvale Financial C
Timberland Bancorp, Inc.
1st Constitution Bancorp
Central Jersey Bancorp
Western Illinois Bancshares Inc.
Saigon National Bank
Capital Pacific Bancorp
Uwharrie Capital Corp
Mission Valley Bancorp
The Little Bank, Incorporated
Pacific Commerce Bank
Citizens Community Bank
Seacoast Commerce Bank
TCNB Financial Corp.
Leader Bancorp, Inc.
Nicolet Bankshares, Inc.
Magna Bank
Western Community Bancshares, Inc.
Community Investors Bancorp, Inc.
Capital Bancorp, Inc.
Cache Valley Banking Company
Citizens Bancorp
Tennessee Valley Financial Holdings, Inc.
Pacific Coast Bankers' Bancshares
SunTrust Banks, Inc.
The PNC Financial Services Group Inc.
Fifth Third Bancorp
Hampton Roads Bankshares, Inc.
CIT Group Inc.
West Bancorporation, Inc.
First Banks, Inc.
Bank of America Corporation

Chicago
Santa Rosa
Peterborough
Bridgeview
Wichita
Dundalk
Los Angeles
Louisville
Cincinnati
San Jose
Laredo
Seattle
Buffalo
Emlenton
Newark
Greeneville
Elkton
Warsaw
Lancaster
Atmore
Muncie
Baltimore
Rochester
Pinellas Park
New York
New York
Newton
M
ill
Monroeville
Hoquiam
Cranbury
Oakhurst
Monmouth
Westminster
Portland
Albemarle
Sun Valley
Kinston
Los Angeles
South Hill
Chula Vista
Dayton
Arlington
Green Bay
Memphis
Palm Desert
Bucyrus
Rockville
Logan
Nevada City
Oak Ridge
San Francisco
Atlanta
Pittsburgh
Cincinnati
Norfolk
New York
West Des Moines
Clayton
Charlotte

IL
CA
NH
IL
KS
MD
CA
KY
OH
CA
TX
WA
NY
PA
OH
TN
MD
NY
PA
AL
IN
MD
MN
FL
NY
NY
NC
PA
WA
NJ
NJ
IL
CA
OR
NC
CA
NC
CA
VA
CA
OH
MA
WI
TN
CA
OH
MD
UT
CA
TN
CA
GA
PA
OH
VA
NY
IA
MO
NC

Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
P f
d St k / W
t
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

35,500,000
43,000,000
1,834,000
38,000,000
36,282,000
6,000,000
10,000,000
9,294,000
80,000,000
23,864,000
216,000,000
7,400,000
600,000,000
7,500,000
100,000,000
72,278,000
11,560,000
37,515,000
376,500,000
10,300,000
32,382,000
10,800,000
26,000,000
10,685,000
42,000,000
25,000,000
25,054,000
31 762 000
31,762,000
16,641,000
12,000,000
11,300,000
6,855,000
1,549,000
4,000,000
10,000,000
5,500,000
7,500,000
4,060,000
3,000,000
1,800,000
2,000,000
5,830,000
14,964,000
13,795,000
7,290,000
2,600,000
4,700,000
4,767,000
10,400,000
3,000,000
11,600,000
1,350,000,000
7,579,200,000
3,408,000,000
80,347,000
2,330,000,000
36,000,000
295,400,000
10,000,000,000

FirstMerit Corporation
Farmers Capital Bank Corporation
Peapack-Gladstone Financial Corporation
Commerce National Bank
The First Bancorp, Inc.

Akron
Frankfort
Gladstone
Newport Beach
Damariscotta

OH
KY
NJ
CA
ME

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$
$
$

125,000,000
30,000,000
28,685,000
5,000,000
25,000,000

Par
Par
Par
Par
Par

4/22/2009

1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009

Sun Bancorp, Inc.
Crescent Financial Corporation
American Express Company
Central Pacific Financial Corp.
Centrue Financial Corporation
Eastern Virginia Bankshares, Inc.
Colony Bankcorp, Inc.

Vineland
Cary
New York
Honolulu
St. Louis
Tappahannock
Fitzgerald

NJ
NC
NY
HI
MO
VA
GA

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$
$
$
$
$

89,310,000
24,900,000
3,388,890,000
135,000,000
32,668,000
24,000,000
28,000,000

Par
Par
Par
Par
Par
Par
Par

4/8/2009

1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009

Independent Bank Corp.
Cadence Financial Corporation
LCNB Corp.
Center Bancorp, Inc.
F.N.B. Corporation
C&F Financial Corporation
North Central Bancshares, Inc.
Carolina Bank Holdings, Inc.
First Bancorp
First Financial Service Corporation
Codorus Valley Bancorp, Inc.
MidSouth Bancorp, Inc.
First Security Group, Inc.

Rockland
Starkville
Lebanon
Union
Hermitage
West Point
Fort Dodge
Greensboro
Troy
Elizabethtown
York
Lafayette
Chattanooga

MA
MS
OH
NJ
PA
VA
IA
NC
NC
KY
PA
LA
TN

Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants

$
$
$
$
$
$
$
$
$
$
$
$
$

78,158,000
44,000,000
13,400,000
10,000,000
100,000,000
20,000,000
10,200,000
16,000,000
65,000,000
20,000,000
16,500,000
20,000,000
33,000,000

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

4/22/2009

Remaining Capital Amount

Final Disposition
Final Disposition
Date

Disposition Investment Description

Final Disposition
Proceeds

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
P
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009

6

Remaining Investment
Description

4

4

4

$

125,000,000

$

0

Warrants

$

89,310,000

$

0

Warrants

$

78,158,000

$

0

Warrants

Page 3 of 11

Seller

Footnote
2
2
2
2
2
3
2
2
2
2
2
2
2
2
2
2

3

2
2
2
2
2
3
2
2
2
2
2
2
2
2
2
2
2
3
2
2

2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2

Purchase
Date

Name of Institution

Purchase Details

City

State

Investment Description

Treasury Investment Remaining
After Capital Repayment

Capital Repayment Details

Investment Amount

Pricing Mechanism Capital Repayment Date Capital Repayment Amount

1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/9/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009

Shore Bancshares, Inc.
The Queensborough Company
American State Bancshares, Inc.
Security California Bancorp
Security Business Bancorp
Sound Banking Company
Mission Community Bancorp
Redwood Financial Inc.
Surrey Bancorp
Independence Bank
Valley Community Bank
Rising Sun Bancorp
Community Trust Financial Corporation
GrandSouth Bancorporation
Texas National Bancorporation
Congaree Bancshares, Inc.
New York Private Bank & Trust Corporation
Home Bancshares, Inc.
Washington Banking Company/ Whidbey Island Bank
New Hampshire Thrift Bancshares, Inc.
Bar Harbor Bankshares/Bar Harbor Bank & Trust
Somerset Hills Bancorp
SCBT Financial Corporation
S&T Bancorp
ECB Bancorp, Inc./East Carolina Bank
First BanCorp
Texas Capital Bancshares, Inc.
p
Yadkin Valley Financial Corporation
Carver Bancorp, Inc
Citizens & Northern Corporation
MainSource Financial Group, Inc.
MetroCorp Bancshares, Inc.
United Bancorp, Inc.
Old Second Bancorp, Inc.
Pulaski Financial Corp
OceanFirst Financial Corp.
Community 1st Bank
TCB Holding Company, Texas Community Bank

Easton
Louisville
Great Bend
Riverside
San Diego
Morehead City
San Luis Obispo
Redwood Falls
Mount Airy
East Greenwich
Pleasanton
Rising Sun
Ruston
Greenville
Jacksonville
Cayce
New York
Conway
Oak Harbor
Newport
Bar Harbor
Bernardsville
Columbia
Indiana
Engelhard
San Juan
Dallas
Elkin
New York
Wellsboro
Greensburg
Houston
Tecumseh
Aurora
Creve Coeur
Toms River
Roseville
The Woodlands

MD
GA
KS
CA
CA
NC
CA
MN
NC
RI
CA
MD
LA
SC
TX
SC
NY
AR
WA
NH
ME
NJ
SC
PA
NC
PR
TX
NC
NY
PA
IN
TX
MI
IL
MO
NJ
CA
TX

Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

25,000,000
12,000,000
6,000,000
6,815,000
5,803,000
3,070,000
5,116,000
2,995,000
2,000,000
1,065,000
5,500,000
5,983,000
24,000,000
9,000,000
3,981,000
3,285,000
267,274,000
50,000,000
26,380,000
10,000,000
18,751,000
7,414,000
64,779,000
108,676,000
17,949,000
400,000,000
75,000,000
36,000,000
18,980,000
26,440,000
57,000,000
45,000,000
20,600,000
73,000,000
32,538,000
38,263,000
2,550,000
11,730,000

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

4/15/2009

1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/16/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009

Centra Financial Holdings, Inc./Centra Bank, Inc.
First Bankers Trustshares, Inc.
Pacific Coast National Bancorp
Community Bank of the Bay
Redwood Capital Bancorp
Syringa Bancorp
Idaho Bancorp
Puget Sound Bank
United Financial Banking Companies, Inc.
Dickinson Financial Corporation II
The Baraboo Bancorporation
Bank of Commerce
State Bankshares, Inc.
BNCCORP, Inc.
First Manitowoc Bancorp, Inc.
Southern Bancorp, Inc.
Morrill Bancshares, Inc.
Treaty Oak Bancorp, Inc.
1st Source Corporation
Princeton National Bancorp, Inc.
AB&T Financial Corporation
First Citizens Banc Corp
WSFS Financial Corporation
Commonwealth Business Bank
Seaside National Bank & Trust
CalWest Bancorp
Fresno First Bank

Morgantown
Quincy
San Clemente
Oakland
Eureka
Boise
Boise
Bellevue
Vienna
Kansas City
Baraboo
Charlotte
Fargo
Bismarck
Manitowoc
Arkadelphia
Merriam
Austin
South Bend
Princeton
Gastonia
Sandusky
Wilmington
Los Angeles
Orlando
Rancho Santa Margarita
Fresno

WV
IL
CA
CA
CA
ID
ID
WA
VA
MO
WI
NC
ND
ND
WI
AR
KS
TX
IN
IL
NC
OH
DE
CA
FL
CA
CA

Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

15,000,000
10,000,000
4,120,000
1,747,000
3,800,000
8,000,000
6,900,000
4,500,000
5,658,000
146,053,000
20,749,000
3,000,000
50,000,000
20,093,000
12,000,000
11,000,000
13,000,000
3,268,000
111,000,000
25,083,000
3,500,000
23,184,000
52,625,000
7,701,000
5,677,000
4,656,000
1,968,000

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

3/31/2009

1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/23/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009

First ULB Corp.
Alarion Financial Services, Inc.
Midland States Bancorp, Inc.
Moscow Bancshares, Inc.
Farmers Bank
California Oaks State Bank
Pierce County Bancorp
Calvert Financial Corporation
Liberty Bancshares, Inc.
Crosstown Holding Company
BankFirst Capital Corporation
Southern Illinois Bancorp, Inc.
FPB Financial Corp.
Stonebridge Financial Corp.
Peoples Bancorp Inc.
Anchor BanCorp Wisconsin Inc.
Parke Bancorp, Inc.
Central Virginia Bankshares, Inc.
Flagstar Bancorp, Inc.

Oakland
Ocala
Effingham
Moscow
Windsor
Thousand Oaks
Tacoma
Ashland
Jonesboro
Blaine
Macon
Carmi
Hammond
West Chester
Marietta
Madison
Sewell
Powhatan
Troy

CA
FL
IL
TN
VA
CA
WA
MO
AR
MN
MS
IL
LA
PA
OH
WI
NJ
VA
MI

Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants

$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

4,900,000
6,514,000
10,189,000
6,216,000
8,752,000
3,300,000
6,800,000
1,037,000
57,500,000
10,650,000
15,500,000
5,000,000
3,240,000
10,973,000
39,000,000
110,000,000
16,288,000
11,385,000
266,657,000

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

4/22/2009

4

4

4

6

Remaining Capital Amount

Final Disposition

Remaining Investment
Description

Final Disposition
Date

Final Disposition
Proceeds

Disposition Investment Description

Warrants

$

25,000,000

$

0

$

15,000,000

$

0

Preferred Stock

$

4,900,000

$

0

Preferred Stock

2

2

4/15/2009

Preferred Stock

4/22/2009

Preferred Stock

2, 7

2, 7

$

750,000

$

245,000

Page 4 of 11

Seller

Footnote

2
2
2
2
2
3
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2

3
2
2
2
2
2
2
3
2
2
2
2
2
2
2
2
2
2
2
2
2
2

2
2
2
2
2
2
2
2
2
2
2
2
2
2

Purchase
Date
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
1/30/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/6/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009

Name of Institution
Middleburg Financial Corporation
Peninsula Bank Holding Co.
PrivateBancorp, Inc.
Central Valley Community Bancorp
Plumas Bancorp
Stewardship Financial Corporation
Oak Ridge Financial Services, Inc.
First United Corporation
Community Partners Bancorp
Guaranty Federal Bancshares, Inc.
Annapolis Bancorp, Inc.
DNB Financial Corporation
Firstbank Corporation
Valley Commerce Bancorp
Greer Bancshares Incorporated
Ojai Community Bank
Adbanc, Inc
Beach Business Bank
Legacy Bancorp, Inc.
First Southern Bancorp, Inc.
Country Bank Shares, Inc.
Katahdin Bankshares Corp.
Rogers Bancshares, Inc.
UBT Bancshares, Inc.
Bankers' Bank of the West Bancorp, Inc.
W.T.B. Financial Corporation
AMB Financial Corp.
G ld t Bank, N.A.
Goldwater B k N A
Equity Bancshares, Inc.
WashingtonFirst Bank
Central Bancshares, Inc.
Hilltop Community Bancorp, Inc.
Northway Financial, Inc.
Monument Bank
Metro City Bank
F & M Bancshares, Inc.
First Resource Bank
MidWestOne Financial Group, Inc.
Lakeland Bancorp, Inc.
Monarch Community Bancorp, Inc.
The First Bancshares, Inc.
Carolina Trust Bank
Alaska Pacific Bancshares, Inc.
PGB Holdings, Inc.
The Freeport State Bank
Stockmens Financial Corporation
US Metro Bank
First Express of Nebraska, Inc.
Mercantile Capital Corp.
Citizens Commerce Bancshares, Inc.
Liberty Financial Services, Inc.
Lone Star Bank
First Market Bank, FSB
Banner County Ban Corporation
Centrix Bank & Trust
Todd Bancshares, Inc.
Georgia Commerce Bancshares, Inc.
First Bank of Charleston, Inc.
F & M Financial Corporation
The Bank of Currituck
CedarStone Bank
Community Holding Company of Florida, Inc.
Hyperion Bank
Pascack Community Bank
First Western Financial, Inc.
QCR Holdings, Inc.
Westamerica Bancorporation
The Bank of Kentucky Financial Corporation
PremierWest Bancorp
Carrollton Bancorp
FNB United Corp.
First Menasha Bancshares, Inc.
1st Enterprise Bank
DeSoto County Bank
Security Bancshares of Pulaski County, Inc.
State Capital Corporation
BankGreenville
Corning Savings and Loan Association
Financial Security Corporation
ColoEast Bankshares, Inc.
Santa Clara Valley Bank, N.A.
Reliance Bancshares, Inc.
Regional Bankshares, Inc.
Peoples Bancorp
First Choice Bank

Purchase Details

City
Middleburg
Palo Alto
Chicago
Fresno
Quincy
Midland Park
Oak Ridge
Oakland
Middletown
Springfield
Annapolis
Downingtown
Alma
Visalia
Greer
Ojai
Ogallala
Manhattan Beach
Milwaukee
Boca Raton
Milford
Houlton
Little Rock
Marysville
Denver
Spokane
Munster
S tt d l
Scottsdale
Wichita
Reston
Houston
Summit
Berlin
Bethesda
Doraville
Trezevant
Exton
Iowa City
Oak Ridge
Coldwater
Hattiesburg
Lincolnton
Juneau
Chicago
Harper
Rapid City
Garden Grove
Gering
Boston
Versailles
New Orleans
Houston
Richmond
Harrisburg
Bedford
Hopkinsville
Atlanta
Charleston
Salisbury
Moyock
Lebanon
Miramar Beach
Philadelphia
Westwood
Denver
Moline
San Rafael
Crestview Hills
Medford
Baltimore
Asheboro
Neenah
Los Angeles
Horn Lake
Waynesville
Greenwood
Greenville
Corning
Basin
Lamar
Santa Paula
Frontenac
Hartsville
Lynden
Cerritos

State
VA
CA
IL
CA
CA
NJ
NC
MD
NJ
MO
MD
PA
MI
CA
SC
CA
NE
CA
WI
FL
NE
ME
AR
KS
CO
WA
IN
AZ
KS
VA
TX
NJ
NH
MD
GA
TN
PA
IA
NJ
MI
MS
NC
AK
IL
KS
SD
CA
NE
MA
KY
LA
TX
VA
NE
NH
KY
GA
WV
NC
NC
TN
FL
PA
NJ
CO
IL
CA
KY
OR
MD
NC
WI
CA
MS
MO
MS
SC
AR
WY
CO
CA
MO
SC
WA
CA

Investment Description
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
P f
d St k / E
i dW
t
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants

Investment Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

Treasury Investment Remaining
After Capital Repayment

Capital Repayment Details

22,000,000
6,000,000
243,815,000
7,000,000
11,949,000
10,000,000
7,700,000
30,000,000
9,000,000
17,000,000
8,152,000
11,750,000
33,000,000
7,700,000
9,993,000
2,080,000
12,720,000
6,000,000
5,498,000
10,900,000
7,525,000
10,449,000
25,000,000
8,950,000
12,639,000
110,000,000
3,674,000
2 568 000
2,568,000
8,750,000
6,633,000
5,800,000
4,000,000
10,000,000
4,734,000
7,700,000
4,609,000
2,600,000
16,000,000
59,000,000
6,785,000
5,000,000
4,000,000
4,781,000
3,000,000
301,000
15,568,000
2,861,000
5,000,000
3,500,000
6,300,000
5,645,000
3,072,000
33,900,000
795,000
7,500,000
4,000,000
8,700,000
3,345,000
17,000,000
4,021,000
3,564,000
1,050,000
1,552,000
3,756,000
8,559,000
38,237,000
83,726,000
34,000,000
41,400,000
9,201,000
51,500,000
4,797,000
4,400,000
1,173,000
2,152,000
15,000,000
1,000,000
638,000
5,000,000
10,000,000
2,900,000
40,000,000
1,500,000
18,000,000
2,200,000

Pricing Mechanism Capital Repayment Date Capital Repayment Amount

6

Remaining Capital Amount

Remaining Investment
Description

Final Disposition
Final Disposition
Date

Disposition Investment Description

Final Disposition
Proceeds

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
P
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

Page 5 of 11

Seller

Footnote
2
2
2
2
2
2
2
2
2

2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2

2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2

3
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2

Purchase
Date
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/13/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/20/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
2/27/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/6/2009
3/13/2009
3/13/2009
3/13/2009

Name of Institution
Gregg Bancshares, Inc.
Hometown Bancshares, Inc.
Midwest Regional Bancorp, Inc.
Bern Bancshares, Inc.
Northwest Bancorporation, Inc.
Liberty Bancshares, Inc.
F&M Financial Corporation
Meridian Bank
Northwest Commercial Bank
Royal Bancshares of Pennsylvania, Inc.
First Merchants Corporation
Northern States Financial Corporation
Sonoma Valley Bancorp
Guaranty Bancorp, Inc.
The Private Bank of California
Lafayette Bancorp, Inc.
Liberty Shares, Inc.
White River Bancshares Company
United American Bank
Crazy Woman Creek Bancorp, Inc.
First Priority Financial Corp.
Mid-Wisconsin Financial Services, Inc.
Market Bancorporation, Inc.
Hometown Bancorp of Alabama, Inc.
Security State Bancshares, Inc.
CBB Bancorp
BancPlus Corporation
C t lC
it Corporation
ti
Central Community C
First BancTrust Corporation
Premier Service Bank
Florida Business BancGroup, Inc.
Hamilton State Bancshares
Lakeland Financial Corporation
First M&F Corporation
Southern First Bancshares, Inc.
Integra Bank Corporation
Community First Inc.
BNC Financial Group, Inc.
California Bank of Commerce
Columbine Capital Corp.
National Bancshares, Inc.
First State Bank of Mobeetie
Ridgestone Financial Services, Inc.
Community Business Bank
D.L. Evans Bancorp
TriState Capital Holdings, Inc.
Green City Bancshares, Inc.
First Gothenburg Bancshares, Inc.
Green Circle Investments, Inc.
Private Bancorporation, Inc.
Regent Capital Corporation
Central Bancorp, Inc.
Medallion Bank
PSB Financial Corporation
Avenue Financial Holdings, Inc.
Howard Bancorp, Inc.
FNB Bancorp
The Victory Bank
Catskill Hudson Bancorp, Inc
Midtown Bank & Trust Company
HCSB Financial Corporation
First Busey Corporation
First Federal Bancshares of Arkansas, Inc.
Citizens Bancshares Corporation
ICB Financial
First Texas BHC, Inc.
Farmers & Merchants Bancshares, Inc.
Blue Ridge Bancshares, Inc.
First Reliance Bancshares, Inc.
Merchants and Planters Bancshares, Inc.
First Southwest Bancorporation, Inc.
Germantown Capital Corporation, Inc.
BOH Holdings, Inc.
AmeriBank Holding Company
Highlands Independent Bancshares, Inc.
Pinnacle Bank Holding Company, Inc.
Blue River Bancshares, Inc.
Marine Bank & Trust Company
Community Bancshares of Kansas, Inc.
Regent Bancorp, Inc.
Park Bancorporation, Inc.
PeoplesSouth Bancshares, Inc.
First Place Financial Corp.
Salisbury Bancorp, Inc.
First Northern Community Bancorp

Purchase Details

City
Ozark
Corbin
Festus
Bern
Spokane
Springfield
Clarksville
Devon
Lakewood
Narberth
Muncie
Waukegan
Sonoma
Woodsville
Los Angeles
Oxford
Hinesville
Fayetteville
San Mateo
Buffalo
Malvern
Medford
New Market
Oneonta
Charleston
Cartersville
Ridgeland
T
l
Temple
Paris
Riverside
Tampa
Hoschton
Warsaw
Kosciusko
Greenville
Evansville
Columbia
New Canaan
Lafayette
Buena Vista
Bettendorf
Mobeetie
Brookfield
West Sacramento
Burley
Pittsburgh
Green City
Gothenburg
Clive
Minneapolis
Nowata
Garland
Salt Lake City
Many
Nashville
Ellicott City
South San Francisco
Limerick
Rock Hill
Atlanta
Loris
Urbana
Harrison
Atlanta
Ontario
Fort Worth
Houston
Independence
Florence
Toone
Alamosa
Germantown
Houston
Collinsville
Sebring
Orange City
Shelbyville
Vero Beach
Goff
Davie
Madison
Colquitt
Warren
Lakeville
Dixon

State
MO
KY
MO
KS
WA
MO
TN
PA
WA
PA
IN
IL
CA
NH
CA
MS
GA
AR
CA
WY
PA
WI
MN
AL
MO
GA
MS
TX
IL
CA
FL
GA
IN
MS
SC
IN
TN
CT
CA
CO
IA
TX
WI
CA
ID
PA
MO
NE
IA
MN
OK
TX
UT
LA
TN
MD
CA
PA
NY
GA
SC
IL
AR
GA
CA
TX
TX
MO
SC
TN
CO
TN
TX
OK
FL
FL
IN
FL
KS
FL
WI
GA
OH
CT
CA

Investment Description
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
P f
d St k / E
i dW
t
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock w/Warrants

Investment Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

Treasury Investment Remaining
After Capital Repayment

Capital Repayment Details

825,000
1,900,000
700,000
985,000
10,500,000
21,900,000
17,243,000
6,200,000
1,992,000
30,407,000
116,000,000
17,211,000
8,653,000
6,920,000
5,450,000
1,998,000
17,280,000
16,800,000
8,700,000
3,100,000
4,579,000
10,000,000
2,060,000
3,250,000
12,500,000
2,644,000
48,000,000
22 000 000
22,000,000
7,350,000
4,000,000
9,495,000
7,000,000
56,044,000
30,000,000
17,299,000
83,586,000
17,806,000
4,797,000
4,000,000
2,260,000
24,664,000
731,000
10,900,000
3,976,000
19,891,000
23,000,000
651,000
7,570,000
2,400,000
4,960,000
2,655,000
22,500,000
11,800,000
9,270,000
7,400,000
5,983,000
12,000,000
541,000
3,000,000
5,222,000
12,895,000
100,000,000
16,500,000
7,462,000
6,000,000
13,533,000
11,000,000
12,000,000
15,349,000
1,881,000
5,500,000
4,967,000
10,000,000
2,492,000
6,700,000
4,389,000
5,000,000
3,000,000
500,000
9,982,000
23,200,000
12,325,000
72,927,000
8,816,000
17,390,000

Pricing Mechanism Capital Repayment Date Capital Repayment Amount

6

Remaining Capital Amount

Remaining Investment
Description

Final Disposition
Final Disposition
Date

Disposition Investment Description

Final Disposition
Proceeds

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
P
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

Page 6 of 11

Seller

Footnote

3
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
3
2
2
2
2
2
2
2
2
3
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2

Purchase
Date
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/13/2009
3/20/2009
3/20/2009
3/20/2009
3/20/2009
3/20/2009
3/20/2009
3/20/2009
3/20/2009
3/20/2009
3/20/2009
3/27/2009
3/27/2009
3/27/2009
3/27/2009
3/27/2009
3/27/2009
3/27/2009
3/27/2009
3/27/2009
3/27/2009
3/27/2009
3/27/2009
3/27/2009
3/27/2009
4/3/2009
4/3/2009
4/3/2009
4/3/2009
4/3/2009
4/3/2009
4/3/2009
4/3/2009
4/3/2009
4/3/2009
4/10/2009
4/10/2009
4/10/2009
4/10/2009
4/10/2009
4/17/2009
4/17/2009
4/17/2009
4/17/2009
4/17/2009
4/17/2009
4/24/2009
4/24/2009
4/24/2009
4/24/2009
4/24/2009
4/24/2009
4/24/2009
4/24/2009
4/24/2009

Name of Institution
Discover Financial Services
Provident Community Bancshares, Inc.
First American International Corp.
BancIndependent, Inc.
Haviland Bancshares, Inc.
1st United Bancorp, Inc.
Madison Financial Corporation
First National Corporation
St. Johns Bancshares, Inc.
Blackhawk Bancorp, Inc.
IBW Financial Corporation
Butler Point, Inc.
Bank of George
Moneytree Corporation
Sovereign Bancshares, Inc.
First Intercontinental Bank
Heritage Oaks Bancorp
Community First Bancshares Inc.
First NBC Bank Holding Company
First Colebrook Bancorp, Inc.
Kirksville Bancorp, Inc.
Peoples Bancshares of TN, Inc
Premier Bank Holding Company
Citizens Bank & Trust Company
Farmers & Merchants Financial Corporation
Farmers State Bankshares, Inc.
SBT Bancorp, Inc.
CSRA B k C
Bank Corp.
Trinity Capital Corporation
Clover Community Bankshares, Inc.
Pathway Bancorp
Colonial American Bank
MS Financial, Inc.
Triad Bancorp, Inc.
Alpine Banks of Colorado
Naples Bancorp, Inc.
CBS Banc-Corp.
IBT Bancorp, Inc.
Spirit BankCorp, Inc.
Maryland Financial Bank
First Capital Bancorp, Inc.
Tri-State Bank of Memphis
Fortune Financial Corporation
BancStar, Inc.
Titonka Bancshares, Inc
Millennium Bancorp, Inc.
TriSummit Bank
Prairie Star Bancshares, Inc.
Community First Bancshares, Inc.
BCB Holding Company, Inc.
City National Bancshares Corporation
First Business Bank, N.A.
SV Financial, Inc.
Capital Commerce Bancorp, Inc.
Metropolitan Capital Bancorp, Inc.
Bank of the Carolinas Corporation
Penn Liberty Financial Corp.
Tifton Banking Company
Patterson Bancshares, Inc
BNB Financial Services Corporation
Omega Capital Corp.
Mackinac Financial Corporation / mBank
Birmingham Bloomfield Bancshares, Inc
Vision Bank - Texas
Oregon Bancorp, Inc.
Peoples Bancorporation, Inc.
Indiana Bank Corp.
Business Bancshares, Inc.
Standard Bancshares, Inc.
York Traditions Bank

Purchase Details

City
Riverwoods
Rock Hill
Brooklyn
Sheffield
Haviland
Boca Raton
Richmond
Strasburg
St. Louis
Beloit
Washington
Catlin
Las Vegas
Lenoir City
Dallas
Doraville
Paso Robles
Union City
New Orleans
Colebrook
Kirksville
Madisonville
Tallahassee
Covington
Argonia
Holton
Simsbury
W
Wrens
Los Alamos
Clover
Cairo
West Conshohocken
Kingwood
Frontenac
Glenwood Springs
Naples
Russellville
Irving
Bristow
Towson
Glen Ellen
Memphis
Arnold
Festus
Titonka
Edwards
Kingsport
Olathe
Harrison
Theodore
Newark
San Diego
Sterling
Milwaukee
Chicago
Mocksville
Wayne
Tifton
Patterson
New York
Lakewood
Manistique
Birmingham
Richardson
Salem
Easley
Dana
Clayton
Hickory Hills
York

State
IL
SC
NY
AL
KS
FL
KY
VA
MO
WI
DC
IL
NV
TN
TX
GA
CA
TN
LA
NH
MO
TN
FL
LA
KS
KS
CT
GA
NM
SC
NE
PA
TX
MO
CO
FL
AL
TX
OK
MD
VA
TN
MO
MO
IA
CO
TN
KS
AR
AL
NJ
CA
IL
WI
IL
NC
PA
GA
LA
NY
CO
MI
MI
TX
OR
SC
IN
MO
IL
PA

Investment Description
Preferred Stock w/Warrants
Preferred Stock w/Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
P f
d St k / E
i dW
t
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants

Investment Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$

1,224,558,000
9,266,000
17,000,000
21,100,000
425,000
10,000,000
3,370,000
13,900,000
3,000,000
10,000,000
6,000,000
607,000
2,672,000
9,516,000
18,215,000
6,398,000
21,000,000
20,000,000
17,836,000
4,500,000
470,000
3,900,000
9,500,000
2,400,000
442,000
700,000
4,000,000
2 400 000
2,400,000
35,539,000
3,000,000
3,727,000
574,000
7,723,000
3,700,000
70,000,000
4,000,000
24,300,000
2,295,000
30,000,000
1,700,000
10,958,000
2,795,000
3,100,000
8,600,000
2,117,000
7,260,000
2,765,000
2,800,000
12,725,000
1,706,000
9,439,000
2,211,000
4,000,000
5,100,000
2,040,000
13,179,000
9,960,000
3,800,000
3,690,000
7,500,000
2,816,000
11,000,000
1,635,000
1,500,000
3,216,000
12,660,000
1,312,000
15,000,000
60,000,000
4,871,000

Treasury Investment Remaining
After Capital Repayment

Capital Repayment Details

Pricing Mechanism Capital Repayment Date Capital Repayment Amount

6

Remaining Capital Amount

Remaining Investment
Description

Final Disposition
Final Disposition
Date

Disposition Investment Description

Final Disposition
Proceeds

Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
P
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par
Par

Page 7 of 11

Seller

Purchase Details

Footnote
2
2

Purchase
Date
4/24/2009
4/24/2009

Grand Capital Corporation
Allied First Bancorp, Inc.

Tulsa
Oswego

OK
IL

8

4/24/2009

Frontier Bancshares, Inc.

Austin

TX

Name of Institution

City

State

Investment Description

Treasury Investment Remaining
After Capital Repayment

Capital Repayment Details

Investment Amount

Pricing Mechanism Capital Repayment Date Capital Repayment Amount

Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/Exercised
Warrants

$
$

4,000,000
3,652,000
3,000,000

$

199,010,094,000

Disposition Investment Description

Final Disposition
Proceeds

Par

Total Purchase Amount

Remaining Capital Amount

Final Disposition
Final Disposition
Date

Par
Par

$

6

Remaining Investment
Description

TOTAL TREASURY CPP INVESTMENT AMOUNT

Total Capital Repayment Amount

$

$

1,036,540,000

197,973,554,000

1/ This transaction was included in previous Transaction Reports with Merrill Lynch & Co., Inc. listed as the qualifying institution and a 10/28/2008 transaction date, footnoted to indicate that settlement was deferred pending merger. The purchase of Merrill Lynch by Bank of America was completed on 1/1/2009, and this transaction under the CPP was funded on 1/9/2009.
2/ Privately-held qualified financial institution; Treasury received a warrant to purchase additional shares of preferred stock, which it exercised immediately.
3/ To promote community development financial institutions (CDFIs), Treasury does not require warrants as part of its investment in certified CDFIs when the size of the investment is $50 million or less.
4/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009.
5/ Redemption pursuant to a qualified equity offering.
6/ This amount does not include accrued and unpaid dividends, which must be paid at the time of capital repayment.
7/ The proceeds associated with the disposition of this investment do not include accrued and unpaid dividends.
8/ Subchapter S corporation; Treasury received a warrant to purchase additional subordinated debentures, which it exercised immediately.

Page 8 of 11

SYSTEMICALLY SIGNIFICANT FAILING INSTITUTIONS
Seller
Foot
note

11/25/2008
3

Name of Institution

Date

4/17/2009

AIG

Purchase Details

City
New York

AIG

New York

State

Transaction
Type

NY

Purchase

NY

Purchase

Investment Description
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
TOTAL

Exchange Details

Investment Amount
$

40,000,000,000

$

29,835,000,000

$

Pricing
Mechanism

Date

Transaction
Type

Par

4/17/2009

Exchange

Par

Pricing
Investment Amount Mechanism

Investment Description
Preferred Stock w/ Warrants

1

$40,000,000,000

Par

2

69,835,000,000

1/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative Preferred Shares for Series E Fixed Rate Non-Cumulative Preferred Shares with no change to Treasury's initial investment amount. In addition, in order for AIG to fully redeem the Series E Preferred Shares, it has an additional
obligation to Treasury of $1,604,576,000 to reflect the cumulative unpaid dividends for the Series D Preferred Shares due to Treasury through and including the exchange date.
2/ The investment price reflects Treasury's commitment to invest up to $30 billion less a reduction of $165 million representing retention payments AIG Financial Products made to its employees in March 2009.
3/ This transaction does not include AIG's commitment fee of an additional $165 million scheduled to be paid from its operating income in three equal installments over the five-year life of the facility.

AUTOMOTIVE INDUSTRY FINANCING PROGRAM
Seller
State

Transaction
Type

Detroit
Detroit

MI
MI

Purchase
Purchase

Preferred Stock w/ Exercised Warrants
Debt Obligation

$
$

5,000,000,000
884,024,131

Pricing
Mechanism
Liquidation
Preference
N/A

General Motors Corporation
Chrysler Holding LLC

Detroit
Auburn Hills

MI
MI

Purchase
Purchase

Debt Obligation w/ Warrants and
Additional Note
Debt Obligation w/ Additional Note

$
$

13,400,000,000
4,000,000,000

N/A
N/A

Chrysler Financial Services Americas LLC
General Motors Corporation
Chrysler Holding LLC
Chrysler Holding LLC

Farmington Hills
Detroit
Auburn Hills
Auburn Hills

MI
MI
MI
MI

Purchase
Purchase
Purchase
Purchase

Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note

$
$
$
$

1,500,000,000
2,000,000,000
500,000,000
280,130,642

N/A
N/A
N/A
N/A

$

27,564,154,773

Foot
note

Date

1

12/29/2008
12/29/2008

GMAC LLC
General Motors Corporation

12/31/2008
1/2/2009
1/16/2009
4/22/2009
4/29/2009
4/29/2009

2
3
4, 5
4, 6

Name of Institution

City

Investment Description

TOTAL

Investment Amount

1/ Treasury committed to lend General Motors Corporation up to $1,000,000,000. The ultimate level of funding was dependent upon the level of investor participation in GMAC LLC's rights
offering. The amount has been updated to reflect the final level of funding.
2/ The loan was funded through Chrysler LB Receivables Trust, a special purpose vehicle created by Chrysler Financial. The amount of $1,500,000,000 represents the maximum
loan amount. The loan will be incrementally funded.
3/ This transaction is an amendment to Treasury's 12/31/2008 agreement with General Motors Corporation, bringing the total loan amount to $15,400,000,000.
4/ This transaction is an amendment to Treasury's 1/2/2009 agreement with Chrysler Holding LLC, increasing the total loan amount to $4,780,130,642.
5/ The loan may be incrementally funded.
6/ The loan was used to capitalize Chrysler Warranty SPV LLC, a special purpose vehicle created by Chrysler LLC.

Page 9 of 11

AUTOMOTIVE SUPPLIER SUPPORT PROGRAM
Foot
note
1
2

Seller
Date
4/9/2009
4/9/2009

Name of Institution
GM Supplier Receivables, LLC
Chrysler Receivables SPV LLC

City
Wilmington
Wilmington

State
DE
DE

Transaction
Type
Purchase
Purchase

Investment Description
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
TOTAL

Investment Amount
$
3,500,000,000
$
1,500,000,000
$

Pricing
Mechanism
N/A
N/A

5,000,000,000

1/ The loan was funded through GM Supplier Receivables, LLC, a special purpose vehicle created by General Motors Corporation. The amount of $3,500,000,000 represents the maximum
loan amount. The loan will be incrementally funded. The agreement was fully executed on 4/9/2009, but was made effective as of 4/3/2009.
2/ The loan was funded through Chrysler Receivables SPV LLC, a special purpose vehicle created by Chrysler LLC. The amount of $1,500,000,000 represents the maximum loan amount.
The loan will be incrementally funded. The agreement was fully executed on 4/9/2009, but was made effective as of 4/7/2009.

TARGETED INVESTMENT PROGRAM
Foot
note

Seller
Date
12/31/2008
1/16/2009

Name of Institution
Citigroup Inc.
Bank of America Corporation

City
New York
Charlotte

State
NY
NC

Transaction
Type
Purchase
Purchase

Investment Description
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
TOTAL

Investment Amount
$
20,000,000,000
$
20,000,000,000
$

Pricing
Mechanism
Par
Par

40,000,000,000

ASSET GUARANTEE PROGRAM
Foot
note

Seller
Name of Institution

Date
1/16/2009

City

Citigroup Inc.

New York

State

Transaction
Type

NY

Guarantee

Investment Description
Second-Loss Guarantee on Asset Pool
TOTAL

Guarantee Limit
$

5,000,000,000

$

Premium
Received
Preferred Stock
and Warrants

5,000,000,000

CONSUMER AND BUSINESS LENDING INITIATIVE INVESTMENT PROGRAM
Seller

Foot
note

Date

1

3/3/2009

Name of Institution
TALF LLC

City
Wilmington

State

Transaction
Type

DE

Purchase

Investment Description
Debt Obligation w/ Additional Note
TOTAL

Investment Amount
$

20,000,000,000

$

Pricing
Mechanism
N/A

20,000,000,000

1/ The loan was funded through TALF LLC, a special purpose vehicle created by The Federal Reserve Bank of New York. The amount of $20,000,000,000 represents the maximum loan
amount. The loan will be incrementally funded.

Page 10 of 11

HOME AFFORDABLE MODIFICATION PROGRAM
Foot
note

Date
4/13/2009
4/13/2009
4/13/2009
4/13/2009
4/13/2009
4/13/2009
4/16/2009
4/17/2009
4/17/2009
4/20/2009
4/20/2009
4/24/2009
4/27/2009

Servicer
Name of Institution
Select Portfolio Servicing
CitiMortgage, Inc.
Wells Fargo Bank, NA
GMAC Mortgage, Inc.
Saxon Mortgage Services, Inc.
Chase Home Finance, LLC
Ocwen Financial Corporation, Inc.
Bank of America, N.A.
Countrywide Home Loans Servicing LP
Home Loan Services, Inc.
Wilshire Credit Corporation
Green Tree Servicing LLC
Carrington Mortgage Services, LLC

City
Salt Lake City
O'Fallon
Des Moines
Ft. Washington
Irving
Iselin
West Palm Beach
Simi Valley
Simi Valley
Pittsburgh
Beaverton
Saint Paul
Santa Ana

State
UT
MO
IA
PA
TX
NJ
FL
CA
CA
PA
OR
MN
CA

Transaction Type
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase

Investment Description
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications
Financial Instrument for Home Loan Modifications

TOTAL

$
$
$
$
$
$
$
$
$
$
$
$
$

Investment Cap
1
Amount
376,000,000
2,071,000,000
2,873,000,000
633,000,000
407,000,000
3,552,000,000
659,000,000
798,900,000
1,864,000,000
319,000,000
366,000,000
156,000,000
195,000,000

$

14,269,900,000

Pricing
Mechanism
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A

1 / The Investment Cap represents the potential total amount allocated to each servicer and includes the maximum amount allotted for all payments to servicers and lenders/investors as well as payments on behalf of borrowers.
This Investment Cap is subject to adjustment based on the total amount allocated to the program and individual servicer usage for borrower modifications. Any adjustments to the Cap will be reflected in future Transaction Reports.

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Federal Reserve Bank of St. Louis, One Federal Reserve Bank Plaza, St. Louis, MO 63102