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*Investment Status Definition Key U.S. Treasury Department Office of Financial Stability Full investment outstanding: Treasury's full investment is still outstanding Redeemed – institution has repaid Treasury’s investment Sold – by auction, an offering, or through a restructuring Troubled Asset Relief Program In full – all of Treasury’s investment amount In part – part of the investment is no longer held by Treasury, but some remains Transactions Report - Investment Programs Warrants outstanding – Treasury’s warrant to purchase additional stock is still outstanding, including any exercised warrants Warrants not outstanding – Treasury has disposed of its warrant to purchase additional stock through various means as described in the Warrant Report (such as sale back to company and auctions) or Treasury did not receive a warrant to purchase additional stock For Period Ending September 04, 2013 CAPITAL PURCHASE PROGRAM FootNote 9 6,12,16,42 9 9,6,12 42,6,12 6,12 9 13,12 6 6,12 43,6,12 42,6,12 9 9,6,12 9,6,12 43 13,12 92 9,88 9 Institution Name City 1ST CONSTITUTION BANCORP CRANBURY 1ST CONSTITUTION BANCORP CRANBURY 1ST CONSTITUTION BANCORP CRANBURY 1ST ENTERPRISE BANK LOS ANGELES 1ST ENTERPRISE BANK LOS ANGELES 1ST ENTERPRISE BANK LOS ANGELES 1ST FINANCIAL SERVICES CORPORATION HENDERSONVILLE 1ST SOURCE CORPORATION SOUTH BEND 1ST SOURCE CORPORATION SOUTH BEND 1ST SOURCE CORPORATION SOUTH BEND 1ST UNITED BANCORP, INC. BOCA RATON 1ST UNITED BANCORP, INC. BOCA RATON AB&T FINANCIAL CORPORATION GASTONIA ADBANC, INC. OGALLALA ADBANC, INC. OGALLALA ALARION FINANCIAL SERVICES, INC. OCALA ALARION FINANCIAL SERVICES, INC. OCALA ALARION FINANCIAL SERVICES, INC. OCALA ALASKA PACIFIC BANCSHARES, INC. JUNEAU ALASKA PACIFIC BANCSHARES, INC. JUNEAU ALASKA PACIFIC BANCSHARES, INC. JUNEAU ALLIANCE BANCSHARES, INC. DALTON ALLIANCE BANCSHARES, INC. DALTON ALLIANCE BANCSHARES, INC. DALTON ALLIANCE FINANCIAL CORPORATION SYRACUSE ALLIANCE FINANCIAL CORPORATION SYRACUSE ALLIANCE FINANCIAL CORPORATION SYRACUSE ALLIANCE FINANCIAL SERVICES, INC. SAINT PAUL ALLIANCE FINANCIAL SERVICES, INC. SAINT PAUL ALLIANCE FINANCIAL SERVICES, INC. SAINT PAUL ALLIED FIRST BANCORP, INC. OSWEGO ALPINE BANKS OF COLORADO GLENWOOD SPRINGS ALPINE BANKS OF COLORADO GLENWOOD SPRINGS ALPINE BANKS OF COLORADO GLENWOOD SPRINGS ALPINE BANKS OF COLORADO GLENWOOD SPRINGS AMB FINANCIAL CORPORATION MUNSTER AMB FINANCIAL CORPORATION MUNSTER AMERIBANK HOLDING COMPANY, INC. / AMERICAN BANK OF OCOLLINSVILLE AMERIBANK HOLDING COMPANY, INC. / AMERICAN BANK OF OCOLLINSVILLE AMERICAN EXPRESS COMPANY NEW YORK AMERICAN EXPRESS COMPANY NEW YORK AMERICAN EXPRESS COMPANY NEW YORK AMERICAN PREMIER BANCORP ARCADIA AMERICAN PREMIER BANCORP ARCADIA AMERICAN STATE BANCSHARES, INC. GREAT BEND AMERICAN STATE BANCSHARES, INC. GREAT BEND AMERIS BANCORP MOULTRIE AMERIS BANCORP MOULTRIE AMERIS BANCORP MOULTRIE AMERISERV FINANCIAL, INC. JOHNSTOWN AMERISERV FINANCIAL, INC. JOHNSTOWN AMERISERV FINANCIAL, INC. JOHNSTOWN AMFIRST FINANCIAL SERVICES, INC MCCOOK AMFIRST FINANCIAL SERVICES, INC MCCOOK AMFIRST FINANCIAL SERVICES, INC MCCOOK AMFIRST FINANCIAL SERVICES, INC MCCOOK ANCHOR BANCORP WISCONSIN, INC. MADISON ANNAPOLIS BANCORP, INC. ANNAPOLIS ANNAPOLIS BANCORP, INC. ANNAPOLIS ANNAPOLIS BANCORP, INC. ANNAPOLIS ASSOCIATED BANC-CORP GREEN BAY ASSOCIATED BANC-CORP GREEN BAY State NJ NJ NJ CA CA CA NC IN IN IN FL FL NC NE NE FL FL FL AK AK AK GA GA GA NY NY NY MN MN MN IL CO CO CO CO IN IN OK OK NY NY NY CA CA KS KS GA GA GA PA PA PA NE NE NE NE WI MD MD MD WI WI Date 23-Dec-08 27-Oct-10 22-Nov-11 13-Feb-09 11-Dec-09 1-Sep-11 14-Nov-08 23-Jan-09 29-Dec-10 9-Mar-11 13-Mar-09 18-Nov-09 23-Jan-09 30-Jan-09 21-Jul-11 23-Jan-09 19-Jul-13 22-Jul-13 6-Feb-09 28-Nov-12 29-Nov-12 26-Jun-09 27-Mar-13 28-Mar-13 19-Dec-08 13-May-09 17-Jun-09 26-Jun-09 6-Feb-13 7-Feb-13 24-Apr-09 27-Mar-09 18-Sep-12 19-Sep-12 20-Sep-12 30-Jan-09 22-Sep-11 6-Mar-09 15-Sep-11 9-Jan-09 17-Jun-09 29-Jul-09 29-May-09 26-Jan-11 9-Jan-09 2-Nov-11 21-Nov-08 19-Jun-12 22-Aug-12 19-Dec-08 11-Aug-11 2-Nov-11 21-Aug-09 26-Mar-13 27-Mar-13 28-Mar-13 30-Jan-09 30-Jan-09 18-Apr-12 6-Mar-13 21-Nov-08 6-Apr-11 Original Investment Type1 Preferred Stock w/ Warrants Original Investment Amount $12,000,000.00 Total Cash Back2 Outstanding Investment $0.00 $13,433,242.67 Investment Status* Capital Repayment / Disposition / Auction3 Amount Shares Avg. Price Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $4,400,000.00 $6,000,000.00 $16,369,000.00 $111,000,000.00 $10,000,000.00 $3,500,000.00 $12,720,000.00 $6,514,000.00 $4,781,000.00 $2,986,000.00 $26,918,000.00 $12,000,000.00 $3,652,000.00 $70,000,000.00 $3,674,000.00 $2,492,000.00 $3,388,890,000.00 $0.00 $16,369,000.00 $0.00 $0.00 $3,500,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $3,652,000.00 $0.00 $0.00 $0.00 $0.00 $11,748,156.44 $1,229,948.97 $125,480,000.00 $360,694.44 $15,071,769.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $7,741,438.55 Sold, in full; warrants not outstanding $28,356,360.00 $9,806,136.60 $409,753.00 $73,129,160.69 $1,000.00 $2,960,021.33 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $6,000,000.00 $0.00 $7,220,141.67 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $52,000,000.00 $0.00 $59,637,438.67 Sold, in full; warrants not outstanding $111,000,000.00 111,000 $1,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $110,000,000.00 $8,152,000.00 $525,000,000.00 $0.00 $110,000,000.00 $0.00 $0.00 $6,523,255.00 $0.00 $9,643,136.33 $596,539,172.32 $3,750,000.00 837,947 $10,000,000.00 10,000 $1,000.00 $500,000.00 500 $12,720,000.00 12,720 $1,000.00 $636,000.00 636 $877,729.70 $5,524,880.90 893 5,621 $982.90 $982.90 ($15,270.30) ($96,119.10) $340,771.06 326 $208,870.74 $4,058,697.67 234 4,547 $892.60 $892.60 ($25,129.26) ($488,302.33) $111,100.00 $27,800.00 101 48 $900,000.00 173,069 $2,856,437.46 2,986 $956.60 $26,918,000.00 26,918 $1,000.00 ($129,562.54) $3,375,945.00 $5,626,575.00 4,500,000 7,500,000 $0.75 $0.75 ($1,124,055.00) ($1,873,425.00) $504,900.00 600,000 $280,115.76 $6,559,920.24 $50,160,264.00 344 8,056 61,600 $814.30 $814.30 $814.30 ($63,884.24) ($1,496,079.76) ($11,439,736.00) $3,291,750.00 3,500 $3,674,000.00 3,674 $1,000.00 $184,000.00 184 $2,492,000.00 2,492 $1,000.00 $125,000.00 125 $3,388,890,000.00 3,388,890 $1,000.00 $340,000,000.00 24,264,129 $1,800,000.00 1,800 $1,000.00 $90,000.00 90 $6,000,000.00 6,000 $1,000.00 $300,000.00 300 $48,391,200.00 52,000 $930.60 $2,670,000.00 698,554 $825,000.00 1,312,500 $259,875.00 250,000 ($3,608,800.00) Redeemed, in full; warrants not outstanding $21,000,000.00 $5,000,000.00 220 Redeemed, in full; warrants not outstanding $2,052,682.49 Subordinated Debentures w/ Exercised Warrants $220,000.00 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $24,601,666.66 10,400 Sold, in full; warrants not outstanding $0.00 $0.00 $10,400,000.00 Redeemed, in full; warrants not outstanding $1,800,000.00 $21,000,000.00 231,782 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $326,576.00 Sold, in full; warrants outstanding $4,387,576.45 $3,803,257,308.33 $1,000.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $3,581,397.27 12,000 Redeemed, in full; warrants not outstanding $10,870,902.67 $5,130,973.44 Warrant Proceeds Amount Shares Redeemed, in full; warrants not outstanding $12,000,000.00 Preferred Stock w/ Warrants (Realized Loss) / (Write-off) / Gain 21,000 $1,000.00 Sold, in full; warrants not outstanding $359,040.00 $2,112,000.00 $2,328,960.00 374,000 2,200,000 2,426,000 $0.96 $0.96 $0.96 $4,076,000.00 $4,076,000.00 4,076 4,076 $1,000.00 $1,000.00 $262,500,000.00 262,500 $1,000.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants outstanding Redeemed, in full; warrants not outstanding ($14,960.00) ($88,000.00) ($97,040.00) FootNote 6,15 42,6,12 9 6,42 6,15,42 9 9,6,12 6,12 81 6,12 4,5,9 6,12 42 6 9 9 9 6 42,6,12 6,12 42,6,12 10,14 9 6 9 9,6,12 9,12,6 9 42,6,12 Institution Name ASSOCIATED BANC-CORP ASSOCIATED BANC-CORP ATLANTIC BANCSHARES, INC. AVENUE FINANCIAL HOLDINGS AVENUE FINANCIAL HOLDINGS AVIDBANK HOLDING, INC. / PENINSULA BANK HOLDING CO. AVIDBANK HOLDING, INC. / PENINSULA BANK HOLDING CO. AVIDBANK HOLDING, INC. / PENINSULA BANK HOLDING CO. BANCINDEPENDENT, INCORPORATED BANCINDEPENDENT, INCORPORATED BANCORP FINANCIAL, INC. BANCORP FINANCIAL, INC. BANCORP RHODE ISLAND, INC. BANCORP RHODE ISLAND, INC. BANCORP RHODE ISLAND, INC. BANCPLUS CORPORATION BANCPLUS CORPORATION BANCSTAR, INC. BANCSTAR, INC. BANCSTAR, INC. BANCTRUST FINANCIAL GROUP, INC. BANCTRUST FINANCIAL GROUP, INC. BANK FINANCIAL SERVICES, INC. BANK FINANCIAL SERVICES, INC. BANK FINANCIAL SERVICES, INC. BANK OF AMERICA BANK OF AMERICA BANK OF AMERICA BANK OF AMERICA BANK OF COMMERCE BANK OF COMMERCE BANK OF COMMERCE HOLDINGS BANK OF COMMERCE HOLDINGS BANK OF COMMERCE HOLDINGS BANK OF GEORGE BANK OF MARIN BANCORP BANK OF MARIN BANCORP BANK OF MARIN BANCORP BANK OF NEW YORK MELLON BANK OF NEW YORK MELLON BANK OF NEW YORK MELLON BANK OF THE CAROLINAS CORPORATION BANK OF THE OZARKS, INC. BANK OF THE OZARKS, INC. BANK OF THE OZARKS, INC. BANKERS' BANK OF THE WEST BANCORP, INC. BANKFIRST CAPITAL CORPORATION BANKFIRST CAPITAL CORPORATION BANKGREENVILLE FINANCIAL CORPORATION BANKGREENVILLE FINANCIAL CORPORATION BANNER CORPORATION/BANNER BANK BANNER CORPORATION/BANNER BANK BANNER CORPORATION/BANNER BANK BANNER COUNTY BAN CORPORATION BANNER COUNTY BAN CORPORATION BAR HARBOR BANKSHARES BAR HARBOR BANKSHARES BAR HARBOR BANKSHARES BB&T CORP. BB&T CORP. BB&T CORP. BCB HOLDING COMPANY, INC. BCSB BANCORP, INC. BCSB BANCORP, INC. BCSB BANCORP, INC. BEACH BUSINESS BANK BEACH BUSINESS BANK BEACH BUSINESS BANK BEACH BUSINESS BANK BEACH BUSINESS BANK BEACH BUSINESS BANK BERKSHIRE BANCORP, INC. / CUSTOMERS BANCORP, INC. BERKSHIRE BANCORP, INC. / CUSTOMERS BANCORP, INC. BERKSHIRE BANCORP, INC. / CUSTOMERS BANCORP, INC. BERKSHIRE HILLS BANCORP, INC. BERKSHIRE HILLS BANCORP, INC. BERKSHIRE HILLS BANCORP, INC. BERN BANCSHARES, INC. BERN BANCSHARES, INC. City GREEN BAY GREEN BAY BLUFFTON NASHVILLE NASHVILLE PALO ALTO PALO ALTO PALO ALTO SHEFFIELD SHEFFIELD OAK BROOK OAK BROOK PROVIDENCE PROVIDENCE PROVIDENCE RIDGELAND RIDGELAND FESTUS FESTUS FESTUS MOBILE MOBILE EDEN PRAIRIE EDEN PRAIRIE EDEN PRAIRIE CHARLOTTE CHARLOTTE CHARLOTTE CHARLOTTE CHARLOTTE CHARLOTTE REDDING REDDING REDDING LAS VEGAS NOVATO NOVATO NOVATO NEW YORK NEW YORK NEW YORK MOCKSVILLE LITTLE ROCK LITTLE ROCK LITTLE ROCK DENVER MACON MACON GREENVILLE GREENVILLE WALLA WALLA WALLA WALLA WALLA WALLA HARRISBURG HARRISBURG BAR HARBOR BAR HARBOR BAR HARBOR WINSTON-SALEM WINSTON-SALEM WINSTON-SALEM THEODORE BALTIMORE BALTIMORE BALTIMORE MANHATTAN BEACH MANHATTAN BEACH MANHATTAN BEACH MANHATTAN BEACH MANHATTAN BEACH MANHATTAN BEACH PHOENIXVILLE PHOENIXVILLE PHOENIXVILLE PITTSFIELD PITTSFIELD PITTSFIELD BERN BERN State WI WI SC TN TN CA CA CA AL AL IL IL RI RI RI MS MS MO MO MO AL AL MN MN MN NC NC NC NC NC NC CA CA CA NV CA CA CA NY NY NY NC AR AR AR CO MS MS SC SC WA WA WA NE NE ME ME ME NC NC NC AL MD MD MD CA CA CA CA CA CA PA PA PA MA MA MA KS KS Date 14-Sep-11 6-Dec-11 29-Dec-09 27-Feb-09 15-Sep-11 30-Jan-09 31-Jul-13 28-Aug-13 13-Mar-09 14-Jul-11 10-Jul-09 18-Aug-11 19-Dec-08 5-Aug-09 30-Sep-09 20-Feb-09 29-Sep-10 3-Apr-09 26-Apr-13 29-Apr-13 19-Dec-08 15-Feb-13 14-Aug-09 19-Dec-12 20-Dec-12 28-Oct-08 9-Jan-09 9-Dec-09 9-Mar-10 16-Jan-09 30-Nov-12 14-Nov-08 27-Sep-11 26-Oct-11 13-Mar-09 5-Dec-08 31-Mar-09 23-Nov-11 28-Oct-08 17-Jun-09 5-Aug-09 17-Apr-09 12-Dec-08 4-Nov-09 24-Nov-09 30-Jan-09 23-Jan-09 8-Sep-11 13-Feb-09 9-Nov-12 21-Nov-08 3-Apr-12 12-Jun-13 6-Feb-09 28-Jul-11 16-Jan-09 24-Feb-10 28-Jul-10 14-Nov-08 17-Jun-09 22-Jul-09 3-Apr-09 23-Dec-08 26-Jan-11 19-Apr-13 30-Jan-09 6-Jul-11 19-Oct-11 7-Mar-12 6-Jun-12 27-Jun-12 12-Jun-09 19-Sep-11 28-Dec-11 19-Dec-08 27-May-09 24-Jun-09 13-Feb-09 1-Sep-11 Original Investment Type1 Original Investment Amount Total Cash Back2 Outstanding Investment Investment Status* Capital Repayment / Disposition / Auction3 Avg. Price Amount Shares $262,500,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $2,000,000.00 $7,400,000.00 $2,000,000.00 $0.00 $122,724.78 $8,798,415.33 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $6,000,000.00 $0.00 $7,563,057.15 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $21,100,000.00 $13,669,000.00 $30,000,000.00 $0.00 $0.00 $0.00 $24,841,411.03 Redeemed, in full; warrants not outstanding $15,595,736.93 Redeemed, in full; warrants not outstanding $32,341,666.66 $48,000,000.00 $0.00 $54,607,399.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $8,600,000.00 $0.00 $10,701,460.58 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $50,000,000.00 $0.00 $60,451,155.74 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,004,000.00 $0.00 $1,114,680.76 Sold, in full; warrants not outstanding $15,000,000,000.00 $10,000,000,000.00 $0.00 $26,599,663,040.28 $3,000,000.00 $0.00 $3,087,573.33 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $17,000,000.00 $0.00 $19,564,027.78 Redeemed, in full; warrants not outstanding $2,672,000.00 $28,000,000.00 $2,672,000.00 $0.00 $279,991.00 $30,155,095.11 $7,400,000.00 7,400 $1,000.00 $6,000,000.00 6,000 $1,000.00 $3,000,000,000.00 $0.00 $3,231,416,666.67 $13,179,000.00 $75,000,000.00 $13,179,000.00 $0.00 $1,039,677.00 $81,004,166.67 $12,639,000.00 $15,500,000.00 $12,639,000.00 $0.00 $3,253,650.85 $18,492,469.25 $1,055,000.00 1,055 $13,669,000.00 13,669 $1,000.00 $410,000.00 410 $30,000,000.00 30,000 $1,000.00 $1,400,000.00 192,967 $2,400,000.00 2,400 $426,338.55 430 $15,000.00 730,994 $23,500.00 50 $305,913,040.28 121,792,790 $100,100.00 150 $125,000.00 405,405 $1,703,984.00 154,908 $136,000,000.00 14,516,129 $2,650,000.00 379,811 $775,000.00 775 $21,880.50 50 $134,201.00 243,998 $40,000.00 4 $250,000.00 52,455 $67,010,401.86 13,902,573 $1,442,000.00 183,465 $48,000,000.00 48,000 $1,000.00 $98,267.00 $8,352,695.00 100 8,500 $982.70 $982.70 $50,000,000.00 50,000 $1,000.00 $451,600.92 $481,335.96 486 518 $929.20 $929.20 $25,000,000,000.00 1,000,000 $25,000.00 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $124,000,000.00 $0.00 $129,079,862.47 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $18,751,000.00 $3,133,640,000.00 $0.00 $0.00 $942,411.42 Redeemed, in full; warrants not outstanding $20,037,514.11 Redeemed, in full; warrants not outstanding $3,293,353,918.53 $2,502,000.00 3,000 $834.00 $17,000,000.00 17,000 $1,000.00 $1,706,000.00 $10,800,000.00 $1,706,000.00 $0.00 $173,507.50 $13,371,500.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $6,000,000.00 $2,892,000.00 $40,000,000.00 $985,000.00 $0.00 $0.00 $0.00 $0.00 $7,263,316.66 $3,444,478.21 $41,917,777.78 $1,172,062.50 ($498,000.00) 28,000 $1,000.00 3,000,000 $1,000.00 75,000 $1,000.00 15,500 $1,000.00 $900,000.00 1,000 $900.00 ($100,000.00) $109,717,680.00 124,000 $884.80 ($14,282,320.00) $795,000.00 795 $1,000.00 $18,751,000.00 18,751 $1,000.00 Redeemed, in full; warrants not outstanding 3,134 $1,000,000.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $10,800,000.00 Preferred Stock w/ Exercised Warrants ($34,399.08) ($36,664.04) $15,500,000.00 $3,133,640,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants ($1,733.00) ($147,305.00) Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $1,100,653.50 Preferred Stock w/ Warrants 81,670 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $0.00 $0.00 $190,781.12 Redeemed, in full; warrants not outstanding $1,000,000.00 $795,000.00 370 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $370,000.00 $1,000.00 $75,000,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 3,983,308 21,100 $3,000,000,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Warrants $3,435,005.65 $21,100,000.00 $28,000,000.00 Preferred Stock w/ Warrants $1,000.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Warrant Proceeds Amount Shares Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants 262,500 (Realized Loss) / (Write-off) / Gain 10,800 $1,000.00 Redeemed, in full; warrants not outstanding $1,500,000.00 $1,500,000.00 $1,500,000.00 $1,200,000.00 $300,000.00 1,500 1,500 1,500 1,200 300 $1,000.00 $1,000.00 $1,000.00 $1,000.00 $1,000.00 $300,000.00 300 $0.00 $2,892,000.00 2,892 2,892 $1,000.00 $1,000.00 $145,000.00 145 $40,000,000.00 40,000 $1,000.00 $1,040,000.00 226,330 $50,000.00 5 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $985,000.00 985 $1,000.00 FootNote 6,12,16,42 13,15 6,12 12,6,12 6,12 6,62 6 42,6,12 6 42,6,12 13,12 Institution Name BIRMINGHAM BLOOMFIELD BANCSHARES, INC. BIRMINGHAM BLOOMFIELD BANCSHARES, INC. BIRMINGHAM BLOOMFIELD BANCSHARES, INC. BISCAYNE BANCSHARES, INC. BISCAYNE BANCSHARES, INC. BISCAYNE BANCSHARES, INC. BLACKHAWK BANCORP, INC. BLACKHAWK BANCORP, INC. BLACKHAWK BANCORP, INC. BLACKRIDGE FINANCIAL, INC. BLACKRIDGE FINANCIAL, INC. BLACKRIDGE FINANCIAL, INC. BLUE RIDGE BANCSHARES, INC. BLUE RIDGE BANCSHARES, INC. BLUE RIDGE BANCSHARES, INC. BLUE RIVER BANCSHARES, INC. BLUE VALLEY BAN CORP BNB FINANCIAL SERVICES CORPORATION BNB FINANCIAL SERVICES CORPORATION BNC BANCORP BNC BANCORP BNC BANCORP BNC FINANCIAL GROUP, INC. BNC FINANCIAL GROUP, INC. BNCCORP, INC. BOH HOLDINGS, INC. BOH HOLDINGS, INC. BOSCOBEL BANCORP, INC. BOSCOBEL BANCORP, INC. BOSCOBEL BANCORP, INC. BOSTON PRIVATE FINANCIAL HOLDINGS INC. BOSTON PRIVATE FINANCIAL HOLDINGS INC. BOSTON PRIVATE FINANCIAL HOLDINGS INC. BOSTON PRIVATE FINANCIAL HOLDINGS INC. 9 BRIDGE CAPITAL HOLDINGS BRIDGE CAPITAL HOLDINGS BRIDGE CAPITAL HOLDINGS BRIDGE CAPITAL HOLDINGS 6 BRIDGEVIEW BANCORP, INC. 7,8,16,63,94 BROADWAY FINANCIAL CORPORATION BROADWAY FINANCIAL CORPORATION 13,12 BROGAN BANKSHARES, INC. BROGAN BANKSHARES, INC. BROGAN BANKSHARES, INC. 6,42,12 BROTHERHOOD BANCSHARES, INC. BROTHERHOOD BANCSHARES, INC. 9,6,12 BUSINESS BANCSHARES, INC. BUSINESS BANCSHARES, INC. BUSINESS BANCSHARES, INC. BUSINESS BANCSHARES, INC. 9,6,12 BUTLER POINT, INC. BUTLER POINT, INC. 9 C&F FINANCIAL CORPORATION C&F FINANCIAL CORPORATION C&F FINANCIAL CORPORATION 6,12,16,42 CACHE VALLEY BANKING COMPANY CACHE VALLEY BANKING COMPANY CACHE VALLEY BANKING COMPANY CADENCE FINANCIAL CORPORATION CADENCE FINANCIAL CORPORATION 42,6,12 CALIFORNIA BANK OF COMMERCE CALIFORNIA BANK OF COMMERCE 9,6,12 CALIFORNIA OAKS STATE BANK CALIFORNIA OAKS STATE BANK 6 CALVERT FINANCIAL CORPORATION 6 CALWEST BANCORP 9,6,12 CAPITAL BANCORP, INC. CAPITAL BANCORP, INC. 37 CAPITAL BANK CORPORATION CAPITAL BANK CORPORATION 6 CAPITAL COMMERCE BANCORP, INC. 9 CAPITAL ONE FINANCIAL CORP CAPITAL ONE FINANCIAL CORP CAPITAL ONE FINANCIAL CORP 6,12 CAPITAL PACIFIC BANCORP CAPITAL PACIFIC BANCORP CAPITAL PACIFIC BANCORP 13,43,12 CARDINAL BANCORP II, INC. 9 City BIRMINGHAM BIRMINGHAM BIRMINGHAM COCONUT GROVE COCONUT GROVE COCONUT GROVE BELOIT BELOIT BELOIT FARGO FARGO FARGO INDEPENDENCE INDEPENDENCE INDEPENDENCE SHELBYVILLE OVERLAND PARK NEW YORK NEW YORK THOMASVILLE THOMASVILLE THOMASVILLE NEW CANAAN NEW CANAAN BISMARCK HOUSTON HOUSTON BOSCOBEL BOSCOBEL State Date MI MI MI FL FL FL WI WI WI ND ND ND MO MO MO IN KS NY NY NC NC NC CT CT ND TX TX WI WI 24-Apr-09 18-Dec-09 28-Jul-11 19-Jun-09 7-Feb-13 8-Feb-13 13-Mar-09 29-Oct-12 31-Oct-12 22-May-09 27-Jun-12 12-Sep-12 6-Mar-09 29-Oct-12 31-Oct-12 6-Mar-09 5-Dec-08 17-Apr-09 30-Aug-13 5-Dec-08 29-Aug-12 19-Sep-12 27-Feb-09 4-Aug-11 16-Jan-09 6-Mar-09 14-Jul-11 15-May-09 8-Mar-13 BOSCOBEL WI BOSTON MA BOSTON MA BOSTON MA BOSTON MA SAN JOSE CA SAN JOSE CA SAN JOSE CA SAN JOSE CA BRIDGEVIEW IL LOS ANGELES CA LOS ANGELES CA KAUKAUNA WI KAUKAUNA WI KAUKAUNA WI KANSAS CITY KS KANSAS CITY KS CLAYTON MO CLAYTON MO CLAYTON MO CLAYTON MO CATLIN IL CATLIN IL WEST POINT VA WEST POINT VA WEST POINT VA LOGAN UT LOGAN UT LOGAN UT STARKVILLE MS STARKVILLE MS LAFAYETTE CA LAFAYETTE CA THOUSAND OAKS CA THOUSAND OAKS CA ASHLAND MO RANCHO SANTA MARGAR CA ROCKVILLE MD ROCKVILLE MD RALEIGH NC RALEIGH NC MILWAUKEE WI MCLEAN VA MCLEAN VA MCLEAN VA PORTLAND OR PORTLAND OR PORTLAND OR WASHINGTON MO 11-Mar-13 21-Nov-08 13-Jan-10 16-Jun-10 7-Feb-11 23-Dec-08 23-Feb-11 16-Mar-11 20-Apr-11 19-Dec-08 14-Nov-08 4-Dec-09 15-May-09 26-Apr-13 29-Apr-13 17-Jul-09 15-Sep-11 24-Apr-09 23-May-12 9-Jan-13 24-Apr-13 13-Mar-09 2-Nov-11 9-Jan-09 27-Jul-11 11-Apr-12 23-Dec-08 18-Dec-09 14-Jul-11 9-Jan-09 4-Mar-11 27-Feb-09 15-Sep-11 23-Jan-09 8-Dec-10 23-Jan-09 23-Jan-09 23-Dec-08 30-Dec-10 12-Dec-08 28-Jan-11 10-Apr-09 14-Nov-08 17-Jun-09 9-Dec-09 23-Dec-08 8-Nov-12 9-Nov-12 23-Oct-09 Original Investment Type1 Original Investment Amount Total Cash Back2 Outstanding Investment Investment Status* Preferred Stock w/ Exercised Warrants $1,635,000.00 $1,744,000.00 $0.00 $3,803,022.67 Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants $6,400,000.00 $0.00 $8,271,975.28 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $10,000,000.00 $5,000,000.00 $12,000,000.00 $0.00 $0.00 $0.00 $11,459,461.11 $6,127,326.35 $11,938,437.34 $529,105.00 $211,458.33 $9,776,051.62 Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $31,260,000.00 $0.00 $35,140,666.12 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $20,093,000.00 $10,000,000.00 $5,586,000.00 $154,000,000.00 $23,864,000.00 $20,093,000.00 $0.00 $0.00 $0.00 $0.00 $5,673,920.75 Redeemed, in full; warrants not outstanding $5,315,784.22 $11,783,777.44 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $6,947,457.50 Sold, in full; warrants not outstanding $171,224,745.48 $27,872,582.22 $1,000.00 $2,532,140.00 $3,700,820.00 2,600,000 3,800,000 $0.97 $0.97 $186,550.00 $8,913,450.00 205 9,795 $910.00 $910.00 $2,250,000.00 $2,750,000.00 2,250 2,750 $1,000.00 $1,000.00 $19,630.00 $9,040,370.00 26 11,974 $755.00 $755.00 $7,500,000.00 7,500 $1,000.00 $28,797,649.80 31,260 $921.20 Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $38,000,000.00 $9,000,000.00 $6,000,000.00 $2,400,000.00 $11,000,000.00 $15,000,000.00 $607,000.00 $20,000,000.00 $2,393,155.56 $810,416.67 $0.00 $3,022,879.60 Sold, in full; warrants not outstanding $0.00 $0.00 $0.00 $18,707,708.84 $724,123.53 Redeemed, in full; warrants not outstanding $22,902,777.78 Redeemed, in full; warrants outstanding $0.00 $10,674,333.80 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $44,000,000.00 $0.00 $41,984,062.50 Sold, in full; warrants not outstanding $0.00 $4,755,899.67 $3,300,000.00 $0.00 $3,802,219.25 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $1,037,000.00 $4,656,000.00 $4,700,000.00 $1,037,000.00 $4,656,000.00 $0.00 $215,442.61 $396,163.67 $5,452,281.19 Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $41,279,000.00 $0.00 $45,252,104.25 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $5,100,000.00 $3,555,199,000.00 $5,100,000.00 $0.00 $304,973.00 $3,806,873,702.13 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $4,000,000.00 $0.00 $4,742,850.89 $6,251,000.00 $0.00 $7,547,479.56 500 $250,000.00 250 $541,793.34 600 $375,000.00 375 $939,920.00 543,337 ($6,370.00) ($2,933,630.00) ($2,462,350.20) 4,797 $1,000.00 $240,000.00 240 $10,000,000.00 10,000 $1,000.00 $500,000.00 500 $234,525.80 179,000 $127,364.54 100,000 $6,202,523.25 2,887,500 $1,395,000.00 396,412 $125,135.60 120,000 $5,586,000.00 5,586,000 $1.11 $50,000,000.00 $104,000,000.00 50,000 104,000 $1,000.00 $1,000.00 $592,730.46 15,000 8,864 $1,000.00 $1,000.00 $60,000.00 $2,340,000.00 60,000 2,340,000 $1.05 $1.05 $11,000,000.00 11,000 $1,000.00 $550,000.00 550 $6,000,000.00 $2,500,000.00 $6,500,000.00 6,000 2,500 6,500 $1,000.00 $1,000.00 $1,000.00 $750,000.00 750 $607,000.00 607 $1,000.00 $30,000.00 30 $10,000,000.00 $10,000,000.00 10,000 10,000 $1,000.00 $1,000.00 $9,407,000.00 9,407 $1,000.00 $238,000.00 238 $38,000,000.00 44,000 $863.60 $4,000,000.00 4,000 $1,000.00 $200,000.00 200 $3,300,000.00 3,300 $1,000.00 $165,000.00 165 $4,700,000.00 4,700 $1,000.00 $235,000.00 235 $41,279,000.00 41,279 $1,000.00 $3,555,199,000.00 3,555,199 $1,000.00 $146,500,064.55 12,657,960 $3,000.60 $117,023.40 $169,042.00 200 ($6,000,000.00) Sold, in full; warrants not outstanding $247,727.04 $3,505,712.96 Subordinated Debentures w/ Exercised Warrants $470,250.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants ($18,450.00) ($881,550.00) Redeemed, in full; warrants not outstanding $4,767,000.00 $4,640,000.00 $4,000,000.00 64,000 140,000 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $64,807.04 $139,699.68 Redeemed, in full; warrants not outstanding $38,000,000.00 $15,000,000.00 $12,845,586.01 ($67,860.00) ($99,180.00) Redeemed, in full; warrants not outstanding Full investment outstanding; warrants outstanding Full investment outstanding; warrants not outstanding $0.00 82 $4,797,000.00 $15,000,000.00 $8,864,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $82,000.00 Sold, in full; warrants not outstanding $5,000,000.00 $21,750,000.00 $0.00 $0.00 3,379 Warrant Proceeds Amount Shares Redeemed, in full; warrants not outstanding $5,000,000.00 $21,750,000.00 $7,500,000.00 $4,797,000.00 $3,379,000.00 (Realized Loss) / (Write-off) / Gain Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Capital Repayment / Disposition / Auction3 Avg. Price Amount Shares Redeemed, in full; warrants not outstanding 264 3,736 $938.40 $938.40 ($16,272.96) ($230,287.04) FootNote 9 9,7,34 9 6,16,12,42 6,55 6,16,16 6,12 6 42 9,57 6,12 10,14 9,6,12 43 6 9,6,12 6,12 9 38 43 91 6,15,42 42,6,12 13,12 13 6 21 Institution Name CARDINAL BANCORP II, INC. CAROLINA BANK HOLDINGS, INC. CAROLINA BANK HOLDINGS, INC. CAROLINA BANK HOLDINGS, INC. CAROLINA BANK HOLDINGS, INC. CAROLINA TRUST BANK CAROLINA TRUST BANK CAROLINA TRUST BANK CARROLLTON BANCORP CARROLLTON BANCORP CARVER BANCORP, INC. CARVER BANCORP, INC. CASCADE FINANCIAL CORPORATION CASCADE FINANCIAL CORPORATION CATHAY GENERAL BANCORP CATHAY GENERAL BANCORP CATSKILL HUDSON BANCORP, INC. CATSKILL HUDSON BANCORP, INC. CATSKILL HUDSON BANCORP, INC. CB HOLDING CORP. CBB BANCORP CBB BANCORP CBB BANCORP CBB BANCORP CBS BANC-CORP. CBS BANC-CORP. CBS BANC-CORP. CBS BANC-CORP. CECIL BANCORP, INC. CEDARSTONE BANK CENTER BANCORP, INC. CENTER BANCORP, INC. CENTER BANCORP, INC. CENTER FINANCIAL CORPORATION / BBCN BANCORP, INC. CENTER FINANCIAL CORPORATION / BBCN BANCORP, INC. CENTERBANK CENTERBANK CENTERBANK CENTERBANK CENTERSTATE BANKS OF FLORIDA INC. CENTERSTATE BANKS OF FLORIDA INC. CENTERSTATE BANKS OF FLORIDA INC. CENTRA FINANCIAL HOLDINGS, INC. CENTRA FINANCIAL HOLDINGS, INC. CENTRA FINANCIAL HOLDINGS, INC. CENTRAL BANCORP, INC. (MA) CENTRAL BANCORP, INC. (MA) CENTRAL BANCORP, INC. (MA) CENTRAL BANCORP, INC. (TX) CENTRAL BANCSHARES, INC. CENTRAL BANCSHARES, INC. CENTRAL COMMUNITY CORPORATION CENTRAL COMMUNITY CORPORATION CENTRAL COMMUNITY CORPORATION CENTRAL FEDERAL CORPORATION CENTRAL FEDERAL CORPORATION CENTRAL JERSEY BANCORP CENTRAL JERSEY BANCORP CENTRAL JERSEY BANCORP CENTRAL PACIFIC FINANCIAL CORP. CENTRAL PACIFIC FINANCIAL CORP. CENTRAL PACIFIC FINANCIAL CORP. CENTRAL PACIFIC FINANCIAL CORP. CENTRAL VALLEY COMMUNITY BANCORP CENTRAL VALLEY COMMUNITY BANCORP CENTRAL VALLEY COMMUNITY BANCORP CENTRAL VIRGINIA BANKSHARES, INC. CENTRIC FINANCIAL CORPORATION CENTRIC FINANCIAL CORPORATION CENTRIX BANK & TRUST CENTRIX BANK & TRUST CENTRUE FINANCIAL CORPORATION CENTURY FINANCIAL SERVICES CORPORATION CENTURY FINANCIAL SERVICES CORPORATION CENTURY FINANCIAL SERVICES CORPORATION CHAMBERS BANCSHARES, INC. CHICAGO SHORE CORPORATION CIT GROUP INC. CIT GROUP INC. City WASHINGTON GREENSBORO GREENSBORO GREENSBORO GREENSBORO LINCOLNTON LINCOLNTON LINCOLNTON BALTIMORE BALTIMORE NEW YORK NEW YORK EVERETT EVERETT LOS ANGELES LOS ANGELES ROCK HILL ROCK HILL ROCK HILL ALEDO CARTERSVILLE CARTERSVILLE CARTERSVILLE CARTERSVILLE RUSSELLVILLE RUSSELLVILLE RUSSELLVILLE RUSSELLVILLE ELKTON LEBANON UNION UNION UNION LOS ANGELES LOS ANGELES MILFORD MILFORD MILFORD MILFORD DAVENPORT DAVENPORT DAVENPORT MORGANTOWN MORGANTOWN MORGANTOWN SOMERVILLE SOMERVILLE SOMERVILLE GARLAND HOUSTON HOUSTON TEMPLE TEMPLE TEMPLE FAIRLAWN FAIRLAWN OAKHURST OAKHURST OAKHURST HONOLULU HONOLULU HONOLULU HONOLULU FRESNO FRESNO FRESNO POWHATAN HARRISBURG HARRISBURG BEDFORD BEDFORD ST. LOUIS SANTA FE SANTA FE SANTA FE DANVILLE CHICAGO NEW YORK NEW YORK State MO NC NC NC NC NC NC NC MD MD NY NY WA WA CA CA NY NY NY IL GA GA GA GA AL AL AL AL MD TN NJ NJ NJ CA CA OH OH OH OH FL FL FL WV WV WV MA MA MA TX TX TX TX TX TX OH OH NJ NJ NJ HI HI HI HI CA CA CA VA PA PA NH NH IL NM NM NM AR IL NY NY Date 8-Sep-11 9-Jan-09 20-Feb-13 21-Feb-13 19-Apr-13 6-Feb-09 30-Nov-12 11-Jun-13 13-Feb-09 19-Apr-13 16-Jan-09 27-Aug-10 21-Nov-08 30-Jun-11 5-Dec-08 20-Mar-13 27-Feb-09 22-Dec-09 21-Jul-11 29-May-09 20-Feb-09 29-Dec-09 28-Nov-12 29-Nov-12 27-Mar-09 7-Aug-12 9-Aug-12 10-Aug-12 23-Dec-08 6-Feb-09 9-Jan-09 15-Sep-11 7-Dec-11 12-Dec-08 27-Jun-12 1-May-09 29-Oct-12 31-Oct-12 1-Nov-12 21-Nov-08 30-Sep-09 28-Oct-09 16-Jan-09 31-Mar-09 15-Apr-09 5-Dec-08 25-Aug-11 19-Oct-11 27-Feb-09 30-Jan-09 6-Jul-11 20-Feb-09 10-Dec-12 11-Dec-12 5-Dec-08 26-Sep-12 23-Dec-08 24-Nov-10 1-Dec-10 9-Jan-09 22-Jun-11 4-Apr-12 11-Jun-13 30-Jan-09 18-Aug-11 28-Sep-11 30-Jan-09 18-Dec-09 14-Jul-11 6-Feb-09 28-Jul-11 9-Jan-09 19-Jun-09 19-Dec-12 20-Dec-12 29-May-09 31-Jul-09 31-Dec-08 10-Dec-09 Original Investment Type1 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Original Investment Amount $16,000,000.00 $4,000,000.00 Total Cash Back2 Outstanding Investment $0.00 $0.00 $19,941,788.94 $3,994,452.00 Investment Status* Capital Repayment / Disposition / Auction3 Avg. Price Amount Shares $6,251,000.00 6,251,000 $1.00 $14,525,843.40 $435,756.60 15,534 466 $935.10 $935.10 Preferred Stock $9,201,000.00 $18,980,000.00 $0.00 $0.00 $11,388,958.51 Redeemed, in full; warrants not outstanding $20,511,580.55 Redeemed, in full; warrants not outstanding $38,970,000.00 $0.00 $17,678,900.00 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $258,000,000.00 $129,000,000.00 $186,960,416.66 Redeemed, in part; warrants outstanding Preferred Stock w/ Exercised Warrants $3,000,000.00 $3,500,000.00 $0.00 $7,448,071.47 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $4,114,000.00 $2,644,000.00 $1,753,000.00 $4,114,000.00 $0.00 $271,579.53 $4,982,141.86 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $24,300,000.00 $11,560,000.00 $3,564,000.00 $10,000,000.00 $55,000,000.00 $2,250,000.00 $27,875,000.00 $15,000,000.00 $0.00 $11,560,000.00 $3,564,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $27,432,357.95 $516,988.89 $878,846.00 $11,586,666.67 $64,739,583.33 $2,344,662.43 $29,283,302.58 $15,922,937.50 $10,000,000.00 $0.00 $13,886,111.11 Preferred Stock w/ Exercised Warrants $22,500,000.00 $5,800,000.00 $22,000,000.00 $22,500,000.00 $0.00 $0.00 $2,411,625.00 $6,859,176.83 $25,797,528.80 $1,000.00 $18,980,000.00 18,980 $1,000.00 $16,250,000.00 38,970 $417.00 $129,000,000.00 129,000 $1,000.00 $6,500,000.00 6,500 $1,000.00 Redeemed, in full; warrants not outstanding $1,268,825.60 $2,831,259.86 1,360 3,037 $932.05 $932.05 $923,304.00 $21,073,056.00 1,020 23,280 $905.20 $905.20 $10,000,000.00 10,000 $1,000.00 $55,000,000.00 55,000 $1,000.00 $24,750.00 30 $825.00 $1,831,500.00 2,220 $825.00 $27,875,000.00 27,875 $1,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $7,500,000.00 $32,668,000.00 $10,000,000.00 $19,817,000.00 $7,000,000.00 $2,330,000,000.00 $0.00 $32,668,000.00 $0.00 $19,817,000.00 $7,000,000.00 $0.00 ($96,696.00) ($2,206,944.00) $290,115.00 $696,276.00 $121,433.85 315 756 144 $245,000.00 86,705 ($5,250.00) ($388,500.00) ($25,000.00) $109,057.43 113 $212,000.00 125,413 15,000 $750,000.00 750 $2,525,000.00 234,742 $290,000.00 290 $1,058,725.80 1,100 $319,658.99 268,621 $751,888.00 79,288 $185,016.80 79,067 $1,000.00 10,000 $1,000.00 $1,000.00 $5,333,059.60 $15,043,340.40 5,758 16,242 $926.20 $926.20 ($424,940.40) ($1,198,659.60) $3,000,000.00 7,225 $415.20 ($4,225,000.00) $11,300,000.00 11,300 $1,000.00 2,850,000 2,770,117 $12.75 $13.15 ($32,121,928.87) ($30,113,532.58) Redeemed, in full; warrants not outstanding $450,656.00 $6,739,821.89 $8,887,791.42 Redeemed, in full; warrants not outstanding $5,754,674.98 $1,541,895.81 $43,687,500.00 132 Sold, in full; warrants not outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $571,690.00 $13,186,960.25 $115,861.34 5,800 $7,000,000.00 $11,385,000.00 $0.00 ($91,174.40) ($205,740.14) $5,800,000.00 $36,337,500.00 $36,427,038.55 $11,385,000.00 $6,056,000.00 263 Sold, in full; warrants not outstanding $12,704,145.10 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $263,000.00 ($22,720,000.00) Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $0.00 $8,077,516.47 205,379 Redeemed, in full; warrants not outstanding $11,300,000.00 $0.00 $213,594.16 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $7,000,000.00 86,957 Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $19,132.00 ($588,000.00) Sold, in full; warrants not outstanding $3,612,118.06 $75,036,891.42 357,675 Redeemed, in full; warrants outstanding $0.00 $0.00 $1,800,000.00 ($1,008,156.60) ($30,243.40) Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $7,225,000.00 $135,000,000.00 313,000 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Warrants $853.00 9,201 $10,000,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 4,000 $9,201,000.00 $15,000,000.00 Preferred Stock w/ Warrants $313,000.00 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Warrant Proceeds Amount Shares Sold, in full; warrants not outstanding $3,412,000.00 Preferred Stock w/ Warrants (Realized Loss) / (Write-off) / Gain 7,000 $1,000.00 $6,056,000.00 6,056 $1,000.00 $182,000.00 182 $7,500,000.00 7,500 $1,000.00 $375,000.00 375 $39,400.00 $9,810,600.00 40,000 9,960,000 $0.99 $0.99 $200,642.00 $295,946.95 200,000 300,000 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding ($600.00) ($149,400.00) Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding ($2,330,000,000.00) FootNote 17,28 9 6,53 6,12 9,7,34 6 6 42,6,12 9 84 43 6,7 9 6,12 80 6,15 43 42 6,12 9,6,12 9,14 42,6,12 9 9 13,12 6,12 9,6,12 9,6,12 9,6,12 6,15 Institution Name CITIGROUP INC. CITIGROUP INC. CITIGROUP INC. CITIZENS & NORTHERN CORPORATION CITIZENS & NORTHERN CORPORATION CITIZENS & NORTHERN CORPORATION CITIZENS BANCORP CITIZENS BANCSHARES CO. CITIZENS BANCSHARES CO. CITIZENS BANCSHARES CO. CITIZENS BANCSHARES CORPORATION CITIZENS BANCSHARES CORPORATION CITIZENS BANK & TRUST COMPANY, ESTABLISHED 1945 CITIZENS COMMERCE BANCSHARES, INC. CITIZENS COMMUNITY BANK CITIZENS COMMUNITY BANK CITIZENS FIRST CORPORATION CITIZENS FIRST CORPORATION CITIZENS FIRST CORPORATION CITIZENS REPUBLIC BANCORP, INC. CITIZENS REPUBLIC BANCORP, INC. CITIZENS SOUTH BANKING CORPORATION CITIZENS SOUTH BANKING CORPORATION CITIZENS SOUTH BANKING CORPORATION CITY NATIONAL BANCSHARES CORPORATION CITY NATIONAL CORPORATION CITY NATIONAL CORPORATION CITY NATIONAL CORPORATION CITY NATIONAL CORPORATION CLOVER COMMUNITY BANKSHARES, INC. CLOVER COMMUNITY BANKSHARES, INC. CLOVER COMMUNITY BANKSHARES, INC. COASTAL BANKING COMPANY, INC. COASTAL BANKING COMPANY, INC. COASTAL BANKING COMPANY, INC. COASTAL BANKING COMPANY, INC. COASTAL BANKING COMPANY, INC. COASTALSOUTH BANCHARES, INC. COASTALSOUTH BANCHARES, INC. COASTALSOUTH BANCHARES, INC. COBIZ FINANCIAL INC. COBIZ FINANCIAL INC. COBIZ FINANCIAL INC. CODORUS VALLEY BANCORP, INC. CODORUS VALLEY BANCORP, INC. CODORUS VALLEY BANCORP, INC. COLOEAST BANKSHARES, INC. COLOEAST BANKSHARES, INC. COLOEAST BANKSHARES, INC. COLONIAL AMERICAN BANK COLONIAL AMERICAN BANK COLONY BANKCORP, INC. COLONY BANKCORP, INC. COLONY BANKCORP, INC. COLONY BANKCORP, INC. COLUMBIA BANKING SYSTEM, INC. COLUMBIA BANKING SYSTEM, INC. COLUMBIA BANKING SYSTEM, INC. COLUMBINE CAPITAL CORP. COLUMBINE CAPITAL CORP. COMERICA INC. COMERICA INC. COMERICA INC. COMMERCE NATIONAL BANK COMMERCE NATIONAL BANK COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BUSINESS BANK COMMONWEALTH BUSINESS BANK COMMUNITY 1ST BANK COMMUNITY 1ST BANK COMMUNITY BANCSHARES OF KANSAS, INC. COMMUNITY BANCSHARES OF KANSAS, INC. COMMUNITY BANCSHARES OF MISSISSIPPI, INC./COMMUNITY COMMUNITY BANCSHARES OF MISSISSIPPI, INC./COMMUNITY COMMUNITY BANCSHARES, INC. City NEW YORK NEW YORK NEW YORK WELLSBORO WELLSBORO WELLSBORO NEVADA CITY CHILLICOTHE CHILLICOTHE CHILLICOTHE ATLANTA ATLANTA COVINGTON VERSAILLES SOUTH HILL SOUTH HILL BOWLING GREEN BOWLING GREEN BOWLING GREEN FLINT FLINT GASTONIA GASTONIA GASTONIA NEWARK BEVERLY HILLS BEVERLY HILLS BEVERLY HILLS BEVERLY HILLS CLOVER CLOVER CLOVER FERNANDINA BEACH FERNANDINA BEACH FERNANDINA BEACH FERNANDINA BEACH FERNANDINA BEACH HILTON HEAD ISLAND HILTON HEAD ISLAND HILTON HEAD ISLAND DENVER DENVER DENVER YORK YORK YORK LAMAR LAMAR LAMAR WEST CONSHOHOCKEN WEST CONSHOHOCKEN FITZGERALD FITZGERALD FITZGERALD FITZGERALD TACOMA TACOMA TACOMA BUENA VISTA BUENA VISTA DALLAS DALLAS DALLAS NEWPORT BEACH NEWPORT BEACH LOUISVILLE LOUISVILLE LOUISVILLE LOUISVILLE LOUISVILLE LOS ANGELES LOS ANGELES ROSEVILLE ROSEVILLE GOFF GOFF BRANDON BRANDON KINGMAN State NY NY NY PA PA PA CA MO MO MO GA GA LA KY VA VA KY KY KY MI MI NC NC NC NJ CA CA CA CA SC SC SC FL FL FL FL FL SC SC SC CO CO CO PA PA PA CO CO CO PA PA GA GA GA GA WA WA WA CO CO TX TX TX CA CA KY KY KY KY KY CA CA CA CA KS KS MS MS AZ Date 28-Oct-08 10-Dec-10 31-Jan-11 16-Jan-09 4-Aug-10 1-Sep-10 23-Dec-08 29-May-09 7-Feb-13 8-Feb-13 6-Mar-09 13-Aug-10 20-Mar-09 6-Feb-09 23-Dec-08 28-Jul-11 19-Dec-08 16-Feb-11 13-Feb-13 12-Dec-08 12-Apr-13 12-Dec-08 22-Sep-11 9-Nov-11 10-Apr-09 21-Nov-08 30-Dec-09 3-Mar-10 7-Apr-10 27-Mar-09 28-Nov-12 29-Nov-12 5-Dec-08 8-Mar-13 11-Mar-13 10-Apr-13 12-Jun-13 28-Aug-09 8-Mar-13 11-Mar-13 19-Dec-08 8-Sep-11 23-Nov-11 9-Jan-09 18-Aug-11 28-Sep-11 13-Feb-09 19-Jul-13 22-Jul-13 27-Mar-09 26-Oct-11 9-Jan-09 7-Feb-13 8-Feb-13 12-Jun-13 21-Nov-08 11-Aug-10 1-Sep-10 27-Feb-09 22-Sep-11 14-Nov-08 17-Mar-10 12-May-10 9-Jan-09 7-Oct-09 22-May-09 7-Aug-12 8-Aug-12 9-Aug-12 10-Aug-12 23-Jan-09 17-Jul-13 16-Jan-09 19-Dec-12 6-Mar-09 18-Jul-12 11-Sep-09 29-Sep-10 24-Jul-09 Original Investment Type1 Preferred Stock w/ Warrants Original Investment Amount $25,000,000,000.00 Total Cash Back2 Outstanding Investment $0.00 $32,839,267,986.44 Investment Status* Capital Repayment / Disposition / Auction3 Avg. Price Amount Shares $26,440,000.00 $0.00 $28,889,100.00 Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock Preferred Stock w/ Warrants $10,400,000.00 $24,990,000.00 $7,462,000.00 $2,400,000.00 $6,300,000.00 $3,000,000.00 $8,779,000.00 $300,000,000.00 $20,500,000.00 $9,439,000.00 $400,000,000.00 $10,400,000.00 $0.00 $0.00 $2,400,000.00 $6,300,000.00 $0.00 $3,265,788.00 $0.00 $0.00 $9,439,000.00 $0.00 $223,571.11 $13,952,381.45 $7,997,813.22 $7,197,097.86 Redeemed, in part; warrants outstanding $281,859.00 $442,416,666.67 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $3,000,000.00 $9,950,000.00 $16,015,000.00 $64,450,000.00 $16,500,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $3,318,585.05 $11,166,897.79 $14,257,487.71 $73,357,086.72 $19,178,479.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $10,000,000.00 $574,000.00 $28,000,000.00 $76,898,000.00 $0.00 $0.00 $0.00 $0.00 $10,766,152.78 $668,142.53 $26,480,089.20 $86,821,419.22 $512.50 $512.50 $7,462,000.00 7,462 $1,000.00 $3,000,000.00 3,000 $1,000.00 $2,212,308.00 $3,300,904.00 63 94 $35,116.00 $35,116.00 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $2,260,000.00 $2,250,000,000.00 $5,000,000.00 $20,400,000.00 $7,701,000.00 $2,550,000.00 $500,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $2,689,478.64 $2,582,039,543.40 $5,036,111.11 $21,575,016.54 $400,000.00 194,794 $300,000,000.00 300,000 $1,000.00 $20,500,000.00 20,500 $1,000.00 ($6,332,625.00) ($5,850,000.00) $260,625.00 $384,421.87 500 750 $150,000.00 150 $225,157.00 450,314 $18,500,000.00 1,128,668 $114,021.50 150 $99,000.00 $225,647.45 60,000 145,579 $393,795.00 $22,052.52 450 30 $143,677.00 895,968 $526,604.00 263,859 $499,375.00 50 $29,000.00 29 $810,000.00 500,000 $3,301,647.00 398,023 $113,000.00 113 $181,102,043.40 11,479,592 Redeemed, in full; warrants not outstanding Full investment outstanding; warrants not outstanding Redeemed, in full; warrants not outstanding 200,000 200,000 $1,000.00 $1,000.00 Sold, in full; warrants not outstanding $955,825.50 $1,662,874.50 1,095 1,905 $872.90 $872.90 ($139,174.50) ($242,125.50) $3,772,645.00 $5,730,600.00 3,950 6,000 $955.10 $955.10 ($177,355.00) ($269,400.00) Sold, in full; warrants not outstanding Sold, in full; warrants not outstanding $397,550.00 $12,335,976.50 500 15,515 $795.10 $795.10 $64,450,000.00 64,450 $1,000.00 ($102,450.00) ($3,179,023.50) Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding 16,500 $1,000.00 Sold, in full; warrants not outstanding $46,995.00 $8,990,505.00 52 9,948 $903.80 $903.80 $574,000.00 574 $1,000.00 $21,633,944.71 $265,135.29 27,661 339 $782.10 $782.10 ($5,005.00) ($957,495.00) Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding ($6,027,055.29) ($73,864.71) Redeemed, in full; warrants not outstanding 76,898 $1,000.00 Redeemed, in full; warrants not outstanding $2,260,000.00 2,260 $1,000.00 $2,250,000,000.00 2,250,000 $1,000.00 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants outstanding $5,000,000.00 5,000 $1,000.00 $130,500.00 $1,469,250.00 $13,100,250.00 $600,000.00 174,000 1,959,000 17,467,000 800,000 $0.75 $0.75 $0.75 $0.75 ($43,500.00) ($489,750.00) ($4,366,750.00) ($200,000.00) $791,922.00 $106,800.00 900,000 120,000 $7,323,651.00 7,701 $951.00 ($377,349.00) $366,088.80 385 $2,550,000.00 2,550 $1,000.00 $128,000.00 128 $500,000.00 500 $1,000.00 $25,000.00 25 $52,000,000.00 52,000 $1,000.00 $2,600,000.00 2,600 Sold, in full; warrants not outstanding $8,528,008.19 Sold, in full; warrants not outstanding $2,899,659.67 Redeemed, in full; warrants not outstanding $616,741.75 210,084,034 Redeemed, in full; warrants outstanding $76,898,000.00 Preferred Stock w/ Exercised Warrants $54,621,848.84 $1,000.00 12,990 12,000 $16,500,000.00 Preferred Stock w/ Exercised Warrants 26,440 $6,657,375.00 $6,150,000.00 $200,000,000.00 $200,000,000.00 Preferred Stock w/ Exercised Warrants $6,852,354,470.93 Redeemed, in full; warrants not outstanding Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $23,572,379.22 $4.14 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $412,383.00 $180,258.50 $3,574,645.84 $369,245,436.64 7,692,307,692 Redeemed, in full; warrants not outstanding $26,440,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Warrant Proceeds Amount Shares Sold, in full; warrants not outstanding $25,000,000,000.00 Preferred Stock w/ Warrants (Realized Loss) / (Write-off) / Gain Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $52,000,000.00 $0.00 $57,575,699.54 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,872,000.00 $3,872,000.00 $828,128.70 Full investment outstanding; warrants outstanding FootNote 9,7,34 42 9 6,12 79 72,6,12 6 42,6,12 6 6,65 6,12 42 13,15 42,6,12 51 6,12 6,12 6,12 6 6 56 6,12 6 9,14 42,6,12 13,42,12 6,12 6,16 13,12 6,12 9 42 13 10,42 Institution Name City COMMUNITY BANK OF THE BAY OAKLAND COMMUNITY BANK OF THE BAY OAKLAND COMMUNITY BANK SHARES OF INDIANA, INC. NEW ALBANY COMMUNITY BANK SHARES OF INDIANA, INC. NEW ALBANY COMMUNITY BANK SHARES OF INDIANA, INC. NEW ALBANY COMMUNITY BANKERS TRUST CORPORATION GLEN ALLEN COMMUNITY BANKERS TRUST CORPORATION GLEN ALLEN COMMUNITY BUSINESS BANK WEST SACRAMENTO COMMUNITY BUSINESS BANK WEST SACRAMENTO COMMUNITY FINANCIAL CORPORATION STAUNTON COMMUNITY FINANCIAL CORPORATION STAUNTON COMMUNITY FINANCIAL SHARES, INC. GLEN ELLYN COMMUNITY FINANCIAL SHARES, INC. GLEN ELLYN COMMUNITY FIRST BANCSHARES, INC. (AR) HARRISON COMMUNITY FIRST BANCSHARES, INC. (TN) UNION CITY COMMUNITY FIRST BANCSHARES, INC. (TN) UNION CITY COMMUNITY FIRST, INC. COLUMBIA COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMU BRANDON COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMU BRANDON COMMUNITY INVESTORS BANCORP, INC. BUCYRUS COMMUNITY INVESTORS BANCORP, INC. BUCYRUS COMMUNITY INVESTORS BANCORP, INC. BUCYRUS COMMUNITY PARTNERS BANCORP MIDDLETOWN COMMUNITY PARTNERS BANCORP MIDDLETOWN COMMUNITY PARTNERS BANCORP MIDDLETOWN COMMUNITY PRIDE BANK CORPORATION HAM LAKE COMMUNITY PRIDE BANK CORPORATION HAM LAKE COMMUNITY TRUST FINANCIAL CORPORATION RUSTON COMMUNITY TRUST FINANCIAL CORPORATION RUSTON COMMUNITY WEST BANCSHARES GOLETA COMMUNITY WEST BANCSHARES GOLETA COMMUNITY WEST BANCSHARES GOLETA COMMUNITY WEST BANCSHARES GOLETA COMMUNITYONE BANCORP / FNB UNITED CORP. ASHEBORO CONGAREE BANCSHARES, INC. CAYCE CONGAREE BANCSHARES, INC. CAYCE CONGAREE BANCSHARES, INC. CAYCE CORNING SAVINGS AND LOAN ASSOCIATION CORNING CORNING SAVINGS AND LOAN ASSOCIATION CORNING COUNTRY BANK SHARES, INC. MILFORD COUNTRY BANK SHARES, INC. MILFORD COUNTRY BANK SHARES, INC. MILFORD COVENANT FINANCIAL CORPORATION CLARKSDALE CRAZY WOMAN CREEK BANCORP INCORPORATED BUFFALO CRESCENT FINANCIAL BANCSHARES, INC. (CRESCENT FINANCIA RALEIGH CROSSTOWN HOLDING COMPANY BLAINE CROSSTOWN HOLDING COMPANY BLAINE CROSSTOWN HOLDING COMPANY BLAINE CSRA BANK CORP. WRENS CVB FINANCIAL CORP. ONTARIO CVB FINANCIAL CORP. ONTARIO CVB FINANCIAL CORP. ONTARIO CVB FINANCIAL CORP. ONTARIO D.L. EVANS BANCORP BURLEY D.L. EVANS BANCORP BURLEY DEERFIELD FINANCIAL CORPORATION DEERFIELD DEERFIELD FINANCIAL CORPORATION DEERFIELD DELMAR BANCORP DELMAR DELMAR BANCORP DELMAR DELMAR BANCORP DELMAR DESOTO COUNTY BANK HORN LAKE DESOTO COUNTY BANK HORN LAKE DIAMOND BANCORP, INC. WASHINGTON DIAMOND BANCORP, INC. WASHINGTON DIAMOND BANCORP, INC. WASHINGTON DIAMOND BANCORP, INC. WASHINGTON DICKINSON FINANCIAL CORPORATION II KANSAS CITY DICKINSON FINANCIAL CORPORATION II KANSAS CITY DICKINSON FINANCIAL CORPORATION II KANSAS CITY DISCOVER FINANCIAL SERVICES RIVERWOODS DISCOVER FINANCIAL SERVICES RIVERWOODS DISCOVER FINANCIAL SERVICES RIVERWOODS DNB FINANCIAL CORPORATION DOWNINGTOWN DNB FINANCIAL CORPORATION DOWNINGTOWN DNB FINANCIAL CORPORATION DOWNINGTOWN DUKE FINANCIAL GROUP, INC. MINNEAPOLIS EAGLE BANCORP, INC. BETHESDA EAGLE BANCORP, INC. BETHESDA EAGLE BANCORP, INC. BETHESDA State CA CA IN IN IN VA VA CA CA VA VA IL IL AR TN TN TN MS MS OH OH OH NJ NJ NJ MN MN LA LA CA CA CA CA NC SC SC SC AR AR NE NE NE MS WY NC MN MN MN GA CA CA CA CA ID ID WI WI MD MD MD MS MS MO MO MO MO MO MO MO IL IL IL PA PA PA MN MD MD MD Date 16-Jan-09 29-Sep-10 29-May-09 15-Sep-11 19-Oct-11 19-Dec-08 24-Jul-13 27-Feb-09 30-Nov-12 19-Dec-08 9-Jan-13 15-May-09 21-Dec-12 3-Apr-09 20-Mar-09 18-Aug-11 27-Feb-09 6-Feb-09 30-Nov-12 23-Dec-08 19-Dec-12 20-Dec-12 30-Jan-09 11-Aug-11 26-Oct-11 13-Nov-09 12-Aug-13 9-Jan-09 6-Jul-11 19-Dec-08 10-Dec-12 11-Dec-12 12-Jun-13 13-Feb-09 9-Jan-09 29-Oct-12 31-Oct-12 13-Feb-09 30-Nov-12 30-Jan-09 28-Nov-12 29-Nov-12 5-Jun-09 20-Feb-09 9-Jan-09 23-Jan-09 19-Jul-13 22-Jul-13 27-Mar-09 5-Dec-08 26-Aug-09 2-Sep-09 28-Oct-09 27-Feb-09 27-Sep-11 15-May-09 8-Sep-11 4-Dec-09 7-Feb-13 8-Feb-13 13-Feb-09 29-Dec-09 22-May-09 8-Aug-12 9-Aug-12 10-Aug-12 16-Jan-09 7-Feb-13 8-Feb-13 13-Mar-09 21-Apr-10 7-Jul-10 30-Jan-09 4-Aug-11 21-Sep-11 19-Jun-09 5-Dec-08 23-Dec-09 14-Jul-11 Original Investment Type1 Preferred Stock Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Original Investment Amount $1,747,000.00 $19,468,000.00 $17,680,000.00 $3,976,000.00 Total Cash Back2 Outstanding Investment $0.00 $0.00 $13,180,000.00 $0.00 Investment Status* $1,823,188.61 Redeemed, in full; warrants not outstanding $22,802,281.62 Redeemed, in full; warrants not outstanding $8,694,333.01 $4,674,050.16 $0.00 $15,206,719.94 Redeemed, in full; warrants outstanding Preferred Stock w/ Exercised Warrants $6,970,000.00 $0.00 $4,240,743.82 Sold, in full; warrants not outstanding $3,028,239.68 $23,628,111.33 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $12,725,000.00 $0.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $17,806,000.00 $1,050,000.00 $17,806,000.00 $0.00 $1,908,453.00 $1,220,300.65 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $2,600,000.00 $0.00 $3,115,616.28 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $9,000,000.00 $4,400,000.00 $24,000,000.00 $15,600,000.00 $51,500,000.00 $3,285,000.00 $0.00 $0.00 $0.00 $0.00 $51,500,000.00 $0.00 $10,598,750.00 Sold, in full; warrants not outstanding $28,459,100.00 Redeemed, in full; warrants not outstanding $2,589,305.00 $3,483,629.20 $0.00 $659,705.04 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $7,525,000.00 $0.00 $8,781,205.02 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $2,400,000.00 $130,000,000.00 $19,891,000.00 $2,639,000.00 $9,000,000.00 $1,173,000.00 $1,508,000.00 $20,445,000.00 $146,053,000.00 $1,224,558,000.00 $11,750,000.00 $5,000,000.00 $3,100,000.00 $24,900,000.00 $0.00 $2,400,000.00 $0.00 $0.00 $0.00 $0.00 $1,151,614.44 $757,928.47 $5,786,341.20 $13,608,302.35 $180,940.00 $136,046,583.33 Redeemed, in full; warrants not outstanding $3,283,338.96 Redeemed, in full; warrants not outstanding Full investment outstanding; warrants outstanding $0.00 $21,101,618.19 Sold, in full; warrants not outstanding $0.00 $0.00 $1,464,248,844.00 $13,683,277.61 $12,000,000.00 $38,235,000.00 $12,000,000.00 $0.00 $4,334,673.04 $44,847,153.76 ($258,440.00) $167,035.00 199 ($3,833,500.00) $157,050.00 349 $1,000,000.00 1,000 $4,500,000.00 4,500 $1,000.00 $3,717,560.00 3,976 $935.00 $12,643,000.00 12,643 $1,000.00 $3,136,500.00 6,970 $450.00 $20,000,000.00 20,000 $1,000.00 $1,002,750.00 105 $9,550.00 ($47,250.00) $25,000.00 5 $952,850.00 $1,517,150.00 1,003 1,597 $950.00 $950.00 ($50,150.00) ($79,850.00) $105,000.00 130 $9,000,000.00 9,000 $1,000.00 $460,000.00 311,972 $179,512.08 132,000 $1,200,000.00 1,200 $698,351.00 521,158 $4,400,000.00 4,400,000 $1.11 $24,000,000.00 24,000 $1,000.00 $2,172,000.00 $9,122,400.00 3,000 12,600 $724.00 $724.00 $484,924.00 ($828,000.00) ($3,477,600.00) $23,932.54 $2,687,046.56 29 3,256 $825.30 $825.30 ($5,067.46) ($568,953.44) $106,364.00 164 $548,680.00 638 $860.00 ($89,320.00) $3,960.00 32 $713,208.30 $6,193,989.20 777 6,748 $917.90 $917.90 ($63,791.70) ($554,010.80) $372,240.00 376 $343,794.50 $10,117,381.00 350 10,300 $982.30 $982.30 ($6,205.50) ($182,619.00) $536,576.43 533 $97,500,000.00 $32,500,000.00 97,500 32,500 $1,000.00 $1,000.00 $1,307,000.00 834,761 $19,891,000.00 19,891 $1,000.00 $995,000.00 995 $2,639,000.00 2,639,000 $1.00 $132,000.00 132,000 $5,293,527.28 $215,462.72 8,648 352 $612.10 $612.10 ($3,354,472.72) ($136,537.28) $311,943.55 450 $4,381,500.00 $10,197,941.25 $350,520.00 6,000,000 13,965,000 480,000 $0.73 $0.73 $0.73 ($1,618,500.00) ($3,767,058.75) ($129,480.00) $687,116.49 $92,460.00 902,000 120,000 $8,025,555.03 $72,684,793.30 14,523 131,530 $552.60 $552.60 ($6,497,444.97) ($58,845,206.70) $3,406.25 $4,922,010.81 5 7,298 $1,224,558,000.00 1,224,558 $1,000.00 $172,000,000.00 20,500,413 $458,000.00 186,311 Sold, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $11,750,000.00 Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants 386,270 Sold, in full; warrants not outstanding $561,709.44 $87,459,858.69 $1,100,869.50 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $2,681,000.00 $0.00 $1,000.00 Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $23,686,592.33 $6,598,331.15 19,468 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $638,000.00 $5,000,000.00 $3,100,000.00 $24,900,000.00 $10,650,000.00 $19,468,000.00 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $1,000.00 Redeemed, in full; warrants not outstanding $5,512,689.50 $14,341,140.33 1,747 Warrant Proceeds Amount Shares Sold, in full; warrants not outstanding $12,643,000.00 $12,725,000.00 $20,000,000.00 $1,747,000.00 (Realized Loss) / (Write-off) / Gain Redeemed, in part; warrants outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Capital Repayment / Disposition / Auction3 Avg. Price Amount Shares 11,750 $1,000.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants outstanding $15,000,000.00 $23,235,000.00 15,000 23,235 $1,000.00 $1,000.00 FootNote 9,14 87 42 43 9 6,42,12 6,42,70 6,12 6,12,16 6,12 13,12 6,12 9 6 6,12 9,6 13,12 43,6,12 13,15 6,12 43,6,12 6,12 13,9,12 75 6,15 6,12 Institution Name EAGLE BANCORP, INC. EAST WEST BANCORP, INC. EAST WEST BANCORP, INC. EAST WEST BANCORP, INC. EASTERN VIRGINIA BANKSHARES, INC. ECB BANCORP, INC. / CRESCENT FINANCIAL BANCSHARES, INC. EMCLAIRE FINANCIAL CORP. EMCLAIRE FINANCIAL CORP. EMCLAIRE FINANCIAL CORP. ENCORE BANCSHARES INC. ENCORE BANCSHARES INC. ENCORE BANCSHARES INC. ENTERPRISE FINANCIAL SERVICES CORP. ENTERPRISE FINANCIAL SERVICES CORP. ENTERPRISE FINANCIAL SERVICES CORP. ENTERPRISE FINANCIAL SERVICES GROUP, INC. ENTERPRISE FINANCIAL SERVICES GROUP, INC. EQUITY BANCSHARES, INC. EQUITY BANCSHARES, INC. EXCHANGE BANK EXCHANGE BANK EXCHANGE BANK EXCHANGE BANK EXCHANGE BANK EXCHANGE BANK F & M BANCSHARES, INC. F & M BANCSHARES, INC. F & M BANCSHARES, INC. F & M BANCSHARES, INC. F & M BANCSHARES, INC. F & M FINANCIAL CORPORATION (NC) F & M FINANCIAL CORPORATION (NC) F & M FINANCIAL CORPORATION (NC) F & M FINANCIAL CORPORATION (NC) F&C BANCORP. INC. F&C BANCORP. INC. F&C BANCORP. INC. F&M FINANCIAL CORPORATION (TN) F&M FINANCIAL CORPORATION (TN) F&M FINANCIAL CORPORATION (TN) F&M FINANCIAL CORPORATION (TN) F.N.B. CORPORATION F.N.B. CORPORATION F.N.B. CORPORATION FARMERS & MERCHANTS BANCSHARES, INC. FARMERS & MERCHANTS FINANCIAL CORPORATION FARMERS & MERCHANTS FINANCIAL CORPORATION FARMERS BANK, WINDSOR, VIRGINIA FARMERS BANK, WINDSOR, VIRGINIA FARMERS CAPITAL BANK CORPORATION FARMERS CAPITAL BANK CORPORATION FARMERS CAPITAL BANK CORPORATION FARMERS ENTERPRISES, INC. FARMERS ENTERPRISES, INC. FARMERS ENTERPRISES, INC. FARMERS ENTERPRISES, INC. FARMERS STATE BANKSHARES, INC. FARMERS STATE BANKSHARES, INC. FBHC HOLDING COMPANY FBHC HOLDING COMPANY FC HOLDINGS, INC. FC HOLDINGS, INC. FCB BANCORP, INC. FCB BANCORP, INC. FFW CORPORATION FFW CORPORATION FFW CORPORATION FIDELITY BANCORP, INC. (LA) FIDELITY BANCORP, INC. (LA) FIDELITY BANCORP, INC. (PA) / WESBANCO, INC. FIDELITY BANCORP, INC. (PA) / WESBANCO, INC. FIDELITY FEDERAL BANCORP FIDELITY FEDERAL BANCORP FIDELITY FEDERAL BANCORP FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION City BETHESDA PASADENA PASADENA PASADENA TAPPAHANNOCK ENGELHARD EMLENTON EMLENTON EMLENTON HOUSTON HOUSTON HOUSTON ST. LOUIS ST. LOUIS ST. LOUIS ALLISON PARK ALLISON PARK WICHITA WICHITA SANTA ROSA SANTA ROSA SANTA ROSA SANTA ROSA SANTA ROSA SANTA ROSA TREZEVANT TREZEVANT TREZEVANT TREZEVANT TREZEVANT SALISBURY SALISBURY SALISBURY SALISBURY HOLDEN HOLDEN HOLDEN CLARKSVILLE CLARKSVILLE CLARKSVILLE CLARKSVILLE HERMITAGE HERMITAGE HERMITAGE HOUSTON ARGONIA ARGONIA WINDSOR WINDSOR FRANKFORT FRANKFORT FRANKFORT GREAT BEND GREAT BEND GREAT BEND GREAT BEND HOLTON HOLTON BOULDER BOULDER HOUSTON HOUSTON LOUISVILLE LOUISVILLE WABASH WABASH WABASH BATON ROUGE BATON ROUGE PITTSBURGH PITTSBURGH EVANSVILLE EVANSVILLE EVANSVILLE WICHITA WICHITA WICHITA WICHITA WICHITA State MD CA CA CA VA NC PA PA PA TX TX TX MO MO MO PA PA KS KS CA CA CA CA CA CA TN TN TN TN TN NC NC NC NC MO MO MO TN TN TN TN PA PA PA TX KS KS VA VA KY KY KY KS KS KS KS KS KS CO CO TX TX KY KY IN IN IN LA LA PA PA IN IN IN KS KS KS KS KS Date 23-Nov-11 5-Dec-08 29-Dec-10 26-Jan-11 9-Jan-09 16-Jan-09 23-Dec-08 18-Aug-11 7-Dec-11 5-Dec-08 27-Sep-11 23-Nov-11 19-Dec-08 7-Nov-12 9-Jan-13 12-Jun-09 25-Aug-11 30-Jan-09 11-Aug-11 19-Dec-08 3-Aug-12 8-Aug-12 9-Aug-12 10-Aug-12 13-Aug-12 30-Jan-09 6-Nov-09 6-Feb-13 7-Feb-13 8-Feb-13 6-Feb-09 18-Sep-12 19-Sep-12 20-Sep-12 22-May-09 8-Nov-12 13-Nov-12 13-Feb-09 19-Sep-12 20-Sep-12 21-Sep-12 9-Jan-09 9-Sep-09 23-Nov-11 6-Mar-09 20-Mar-09 24-Jun-13 23-Jan-09 9-Jan-13 9-Jan-09 19-Jun-12 18-Jul-12 19-Jun-09 8-Nov-12 9-Nov-12 13-Nov-12 20-Mar-09 21-Jul-11 29-Dec-09 9-Mar-11 26-Jun-09 20-Feb-13 19-Dec-08 22-Sep-11 19-Dec-08 28-Nov-12 30-Nov-12 29-May-09 27-Mar-13 12-Dec-08 30-Nov-12 13-Nov-09 19-Jul-13 22-Jul-13 19-Dec-08 1-Aug-12 2-Aug-12 3-Aug-12 7-Aug-12 Original Investment Type1 Preferred Stock w/ Warrants Original Investment Amount $306,546,000.00 Total Cash Back2 Outstanding Investment $0.00 $352,722,420.00 Investment Status* Capital Repayment / Disposition / Auction3 Avg. Price Amount Shares $24,000,000.00 $17,949,000.00 $7,500,000.00 $24,000,000.00 $17,949,000.00 $0.00 $2,220,000.00 $4,110,820.08 $8,545,904.67 $34,000,000.00 $0.00 $39,415,959.89 $35,000,000.00 $0.00 $42,801,933.33 Preferred Stock w/ Exercised Warrants $4,000,000.00 $0.00 $4,680,205.56 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $8,750,000.00 $0.00 $10,394,872.56 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $43,000,000.00 $0.00 $47,294,527.29 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $4,609,000.00 $3,535,000.00 $17,000,000.00 $2,993,000.00 $17,243,000.00 $100,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $9,405,391.28 $20,119,744.45 $3,842,376.65 $17,573,762.97 $104,023,433.33 Preferred Stock w/ Exercised Warrants $8,752,000.00 $5,689,000.00 $5,146,851.22 Redeemed, in part; warrants outstanding $12,000,000.00 $0.00 $15,452,669.34 Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $700,000.00 $3,035,000.00 $21,042,000.00 $0.00 $0.00 $0.00 Redeemed, in full; warrants not outstanding $804,592.16 Sold, in full; warrants not outstanding $0.00 $11,156,234.25 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $7,289,000.00 $0.00 $8,441,836.26 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $7,000,000.00 $6,657,000.00 $36,282,000.00 $0.00 $0.00 $0.00 $0.00 $5,404,924.35 Redeemed, in full; warrants not outstanding $8,388,333.33 Redeemed, in full; warrants outstanding $7,293,847.30 $40,966,780.82 35,000 $1,006,100.00 324,074 $1,000.00 4,000 $1,000.00 $200,000.00 200 $8,750,000.00 8,750 $1,000.00 $438,000.00 438 $481,387.50 $17,505,000.00 $8,725,367.25 $420,995.25 $10,503,000.00 550 20,000 9,969 481 12,000 $875.20 $875.20 $875.20 $875.20 $875.20 ($68,612.50) ($2,495,000.00) ($1,243,632.75) ($60,004.75) ($1,497,000.00) $1,930,200.00 $100,852.95 $23,162.40 2,000 126 24 $4,797,325.00 $2,734,192.50 $144,202.50 5,090 2,901 153 $942.50 $942.50 $942.50 ($292,675.00) ($166,807.50) ($8,797.50) $222,007.50 230 $138,195.00 150 $2,664,750.00 $13,485,250.00 2,805 14,195 $950.00 $950.00 ($140,250.00) ($709,750.00) $637,078.95 700 $1,590,599.43 $1,278,999.18 1,659,000 1,334,000 $0.96 $0.96 ($68,400.57) ($55,000.82) $125,000.00 150,000 $97,440.00 112 $157,500.00 $13,421,362.50 200 17,043 $787.50 $787.50 ($42,500.00) ($3,621,637.50) $645,000.60 750 $100,000,000.00 100,000 $1,000.00 $690,100.00 651,042 $425,425.00 442 $962.50 $3,063,000.00 3,063 $1,000.00 $22,196,700.00 30,000 $739.90 ($16,575.00) ($2,835.00) 22 ($7,803,300.00) $75,000.00 223,992 100,000 $0.96 $37,764.78 $552,558.36 38,000 562,000 $40,000.00 4 $994,613.40 1,052 $465,000.00 465 $358,558.20 364 $197,000.00 197,000 $25,857.10 $366,240.20 $244,750.00 200 ($14,679.90) ($3,262.20) ($36,427.90) ($390,485.34) $171,947.40 179 ($3,710.00) $11,458,510.00 11,900,000 $0.96 ($441,490.00) $700,000.00 700 $1,000.00 $650,000.00 3,035,000 $0.21 ($2,385,000.00) $18,874,674.00 21,042 $897.00 ($2,167,326.00) $9,294,000.00 9,294 $1,000.00 $879,424.60 $5,701,813.50 974 6,315 $902.90 $902.90 $3,942,000.00 3,942,000 $1.00 $7,000,000.00 7,000 $1,000.00 $439,000.00 $6,218,000.00 439 6,218 $1,058.90 $1,058.90 $120,320.10 $26,737.80 $298,572.10 $3,200,514.66 135 30 335 3,591 $891.30 $891.30 $891.30 $891.30 Sold, in full; warrants not outstanding $9,294,000.00 $3,942,000.00 728,052 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $637,071.00 $1,000.00 Sold, in full; warrants not outstanding $830,173.67 $19,836,630.66 34,000 $4,000,000.00 $96,290.00 Preferred Stock w/ Exercised Warrants 50,111 Redeemed, in full; warrants not outstanding $1,913,405.00 $500,199.14 Subordinated Debentures w/ Exercised Warrants $51,113.00 $1,000.00 Sold, in full; warrants not outstanding $11,000,000.00 $0.00 $27,105,349.50 7,500 Sold, in full; warrants not outstanding $11,000,000.00 $442,000.00 $0.00 1,517,555 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $30,000,000.00 $14,500,000.00 $1,000.00 Sold, in full; warrants not outstanding Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding Preferred Stock w/ Warrants 306,546 Redeemed, in full; warrants not outstanding $35,000,000.00 Preferred Stock w/ Exercised Warrants 770,868 Redeemed, in full; warrants outstanding $34,000,000.00 Preferred Stock w/ Warrants $2,794,422.00 Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $7,500,000.00 Preferred Stock w/ Warrants Warrant Proceeds Amount Shares Redeemed, in full; warrants not outstanding $306,546,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants (Realized Loss) / (Write-off) / Gain ($94,575.40) ($613,186.50) Sold, in full; warrants not outstanding Sold, in full; warrants not outstanding FootNote Institution Name City FIDELITY FINANCIAL CORPORATION WICHITA FIDELITY FINANCIAL CORPORATION WICHITA FIDELITY FINANCIAL CORPORATION WICHITA FIDELITY SOUTHERN CORPORATION ATLANTA FIDELITY SOUTHERN CORPORATION ATLANTA 9 FIFTH THIRD BANCORP CINCINNATI FIFTH THIRD BANCORP CINCINNATI FIFTH THIRD BANCORP CINCINNATI 9 FINANCIAL INSTITUTIONS, INC. WARSAW FINANCIAL INSTITUTIONS, INC. WARSAW FINANCIAL INSTITUTIONS, INC. WARSAW FINANCIAL INSTITUTIONS, INC. WARSAW 43,6,12 FINANCIAL SECURITY CORPORATION BASIN FINANCIAL SECURITY CORPORATION BASIN 13,15,42 FINANCIAL SERVICES OF WINGER, INC. WINGER FINANCIAL SERVICES OF WINGER, INC. WINGER 6,12 FIRST ADVANTAGE BANCSHARES, INC. COON RAPIDS FIRST ADVANTAGE BANCSHARES, INC. COON RAPIDS FIRST ADVANTAGE BANCSHARES, INC. COON RAPIDS 6,12 FIRST ALLIANCE BANCSHARES, INC. CORDOVA FIRST ALLIANCE BANCSHARES, INC. CORDOVA 13,9,12 FIRST AMERICAN BANK CORPORATION ELK GROVE VILLAGE FIRST AMERICAN BANK CORPORATION ELK GROVE VILLAGE FIRST AMERICAN BANK CORPORATION ELK GROVE VILLAGE 9,7,34 FIRST AMERICAN INTERNATIONAL CORP. BROOKLYN FIRST AMERICAN INTERNATIONAL CORP. BROOKLYN 43 FIRST BANCORP (NC) TROY FIRST BANCORP (NC) TROY FIRST BANCORP (NC) TROY 32 FIRST BANCORP (PR) SAN JUAN FIRST BANCORP (PR) SAN JUAN 6,9,12 FIRST BANCTRUST CORPORATION PARIS FIRST BANCTRUST CORPORATION PARIS FIRST BANCTRUST CORPORATION PARIS 43,6,12 FIRST BANK OF CHARLESTON, INC. CHARLESTON FIRST BANK OF CHARLESTON, INC. CHARLESTON 43,6,12 FIRST BANKERS TRUSTSHARES, INC. QUINCY FIRST BANKERS TRUSTSHARES, INC. QUINCY 6 FIRST BANKS, INC. CLAYTON FIRST BANKS, INC. CLAYTON FIRST BANKS, INC. CLAYTON FIRST BANKS, INC. CLAYTON 43 FIRST BUSEY CORPORATION URBANA FIRST BUSEY CORPORATION URBANA FIRST BUSEY CORPORATION URBANA FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUSAN DIEGO 6,12,16 FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUSAN DIEGO FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUSAN DIEGO FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUSAN DIEGO 43 FIRST CALIFORNIA FINANCIAL GROUP, INC. WESTLAKE VILLAGE FIRST CALIFORNIA FINANCIAL GROUP, INC. WESTLAKE VILLAGE FIRST CALIFORNIA FINANCIAL GROUP, INC. WESTLAKE VILLAGE FIRST CAPITAL BANCORP, INC. GLEN ALLEN FIRST CAPITAL BANCORP, INC. GLEN ALLEN FIRST CAPITAL BANCORP, INC. GLEN ALLEN 6,9,12,16,34 FIRST CHOICE BANK CERRITOS FIRST CHOICE BANK CERRITOS FIRST CHOICE BANK CERRITOS FIRST CITIZENS BANC CORP SANDUSKY FIRST CITIZENS BANC CORP SANDUSKY FIRST CITIZENS BANC CORP SANDUSKY 42,6,12 FIRST COLEBROOK BANCORP, INC. COLEBROOK FIRST COLEBROOK BANCORP, INC. COLEBROOK 10 FIRST COMMUNITY BANCSHARES INC. BLUEFIELD FIRST COMMUNITY BANCSHARES INC. BLUEFIELD FIRST COMMUNITY BANCSHARES INC. BLUEFIELD 6,70 FIRST COMMUNITY BANCSHARES, INC. / EQUITY BANCSHARES, WICHITA FIRST COMMUNITY BANK CORPORATION OF AMERICA PINELLAS PARK FIRST COMMUNITY BANK CORPORATION OF AMERICA PINELLAS PARK FIRST COMMUNITY CORPORATION LEXINGTON FIRST COMMUNITY CORPORATION LEXINGTON FIRST COMMUNITY CORPORATION LEXINGTON 6 FIRST COMMUNITY FINANCIAL PARTNERS, INC. JOLIET FIRST COMMUNITY FINANCIAL PARTNERS, INC. JOLIET FIRST COMMUNITY FINANCIAL PARTNERS, INC. JOLIET FIRST COMMUNITY FINANCIAL PARTNERS, INC. JOLIET FIRST COMMUNITY FINANCIAL PARTNERS, INC. JOLIET FIRST COMMUNITY FINANCIAL PARTNERS, INC. JOLIET FIRST COMMUNITY FINANCIAL PARTNERS, INC. JOLIET State KS KS KS GA GA OH OH OH NY NY NY NY WY WY MN MN MN MN MN TN TN IL IL IL NY NY NC NC NC PR PR IL IL IL WV WV IL IL MO MO MO MO IL IL IL CA CA CA CA CA CA CA VA VA VA CA CA CA OH OH OH NH NH VA VA VA KS FL FL SC SC SC IL IL IL IL IL IL IL Date 8-Aug-12 9-Aug-12 10-Aug-12 19-Dec-08 3-Jul-12 31-Dec-08 2-Feb-11 16-Mar-11 23-Dec-08 23-Feb-11 30-Mar-11 11-May-11 13-Feb-09 21-Jul-11 31-Jul-09 1-Sep-11 22-May-09 10-Dec-12 11-Dec-12 26-Jun-09 20-Dec-12 24-Jul-09 21-Dec-11 11-Dec-12 13-Mar-09 13-Aug-10 9-Jan-09 1-Sep-11 23-Nov-11 16-Jan-09 16-Aug-13 20-Feb-09 18-Jan-12 24-Oct-12 6-Feb-09 21-Jul-11 16-Jan-09 8-Sep-11 31-Dec-08 8-Aug-13 9-Aug-13 12-Aug-13 6-Mar-09 25-Aug-11 23-Nov-11 10-Apr-09 11-Dec-09 19-Dec-12 20-Dec-12 19-Dec-08 14-Jul-11 24-Aug-11 3-Apr-09 19-Jun-12 6-Feb-13 13-Feb-09 22-Dec-09 24-Sep-10 23-Jan-09 3-Jul-12 5-Sep-12 20-Mar-09 22-Sep-11 21-Nov-08 8-Jul-09 22-Nov-11 15-May-09 23-Dec-08 31-May-11 21-Nov-08 29-Aug-12 1-Nov-12 11-Dec-09 8-Aug-12 9-Aug-12 10-Aug-12 19-Sep-12 20-Sep-12 21-Sep-12 Original Investment Type1 Original Investment Amount Total Cash Back2 Outstanding Investment Investment Status* Preferred Stock w/ Warrants $48,200,000.00 $0.00 $51,286,669.09 Sold, in full; warrants outstanding Preferred Stock w/ Warrants $3,408,000,000.00 $0.00 $4,043,972,602.67 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $37,515,000.00 $0.00 $43,787,611.61 Capital Repayment / Disposition / Auction3 Avg. Price Amount Shares $2,348,470.10 $26,056,877.36 $285,203.20 2,635 29,236 320 $891.30 $891.30 $891.30 ($286,529.90) ($3,179,122.64) ($34,796.80) $43,408,920.00 48,200 $900.60 ($4,791,080.00) $3,408,000,000.00 136,320 $25,000.00 Preferred Stock w/ Exercised Warrants $5,000,000.00 $0.00 $5,914,597.33 Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants $3,742,000.00 $0.00 $4,487,322.46 Redeemed, in full; warrants not outstanding $1,289,436.37 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock Preferred Stock w/ Warrants $1,177,000.00 $3,422,000.00 $50,000,000.00 $17,000,000.00 $65,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $3,003,674.75 $65,558,530.56 $18,204,166.78 $74,518,906.44 Sold, in part; warrants outstanding Preferred Stock w/ Exercised Warrants $7,350,000.00 $0.00 $9,050,516.50 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,345,000.00 $0.00 $3,960,105.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $10,000,000.00 $0.00 $11,941,222.22 Redeemed, in full; warrants not outstanding $113,776,757.50 Sold, in part; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $100,000,000.00 $2,211,000.00 $2,032,000.00 $25,000,000.00 $10,958,000.00 $0.00 $0.00 $0.00 $0.00 $112,410,898.89 $4,693,275.61 $28,810,847.55 $11,956,712.44 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $2,200,000.00 $2,836,000.00 $23,184,000.00 $4,500,000.00 $41,500,000.00 $14,800,000.00 $10,685,000.00 $11,350,000.00 $22,000,000.00 $0.00 $0.00 $0.00 $0.00 $14,800,000.00 $0.00 $0.00 $0.00 5,000 $1,000.00 $250,000.00 250 $3,742,000.00 3,742,000 $1.00 $112,000.00 112,000 $690,723.49 $366,469.68 769 408 $898.20 $898.20 ($78,276.51) ($41,530.32) $5,521.86 $23,776.43 6 53 $2,395,742.20 3,422 $700.10 ($1,026,257.80) $94,701.71 171 $15,000,000.00 $35,000,000.00 15,000,000 35,000,000 $1.00 $1.00 $2,500,000.00 2,500,000 $17,000,000.00 17,000 $1,000.00 $65,000,000.00 65,000 $1,000.00 $924,462.00 616,308 $81,000,000.00 12,000,000 $6.75 ($64,711,540.92) $3,675,000.00 $3,675,000.00 3,675 3,675 $1,000.00 $1,000.00 $368,000.00 368 $3,345,000.00 3,345 $1,000.00 $167,000.00 167 $10,000,000.00 10,000 $1,000.00 $500,000.00 500 $105,000.00 $12,171,950.00 $87,028,900.00 300 34,777 248,654 $350.00 $350.00 $350.00 $2,454,729.00 $5,978,941.00 4,299 10,471 $100,000,000.00 100,000 $1,000.00 $63,677.00 573,833 ($195,000.00) ($22,605,050.00) ($161,625,100.00) $1,373,084.00 $2,510,399.84 1,500 2,743 $916.70 $915.60 $25,000,000.00 25,000 $1,000.00 ($126,916.00) ($232,600.16) $107,128.32 ($16,666.67) 111 - Redeemed, in full; warrants not outstanding $599,042.00 599,042 $266,041.78 417,648 $110,000.00 110 $563,174.00 469,312 $225,000.00 225 $30,600.00 88,273 $297,500.00 195,915 $71,442.00 $444,528.00 $204,403.50 108 672 320 Sold, in full; warrants not outstanding $25,245,684.71 Sold, in full; warrants not outstanding 10,958 $920.10 $5,036,000.00 5,036 $1,000.00 $21,004,704.00 23,184 $906.00 ($875,434.62) ($2,179,296.00) Redeemed, in full; warrants not outstanding $4,500,000.00 4,500 $1,000.00 $41,500,000.00 41,500 $1,000.00 Redeemed, in full; warrants not outstanding $3,575,828.30 $8,499,249.92 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $13,425,979.36 Sold, in full; warrants not outstanding $18,252,479.06 378,175 Sold, in full; warrants not outstanding $5,446,642.94 $42,839,002.78 $2,079,962.50 $5,000.00 $5,000.00 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $5,339,487.75 2,501 5,002 $5,000,000.00 $10,082,565.38 Preferred Stock w/ Exercised Warrants 43,617,747 Redeemed, in full; warrants not outstanding $113,999,386.32 Preferred Stock w/ Warrants $280,025,936.00 Redeemed, in full; warrants not outstanding $254,288,459.08 $11,669,000.00 176 1,273 186 Redeemed, in full; warrants not outstanding $400,000,000.00 $295,400,000.00 $169,065.60 $1,205,418.52 $178,671.60 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Warrant Proceeds Amount Shares Redeemed, in full; warrants not outstanding $12,505,000.00 $25,010,000.00 Preferred Stock w/ Exercised Warrants (Realized Loss) / (Write-off) / Gain $7,754,267.48 10,685 $725.70 ($2,930,732.52) $11,155,120.50 11,350 $982.80 ($194,879.50) Sold, in full; warrants not outstanding $326,250.00 $3,051,090.00 $10,977,660.00 500 4,676 16,824 $652.50 $652.50 $652.50 ($173,750.00) ($1,624,910.00) ($5,846,340.00) FootNote Institution Name City FIRST DEFIANCE FINANCIAL CORP. DEFIANCE FIRST DEFIANCE FINANCIAL CORP. DEFIANCE 13,34,9 FIRST EAGLE BANCSHARES, INC. HANOVER PARK FIRST EAGLE BANCSHARES, INC. HANOVER PARK 9,6,12 FIRST EXPRESS OF NEBRASKA, INC. GERING FIRST EXPRESS OF NEBRASKA, INC. GERING FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. HARRISON FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. HARRISON 10,14 FIRST FINANCIAL BANCORP CINCINNATI FIRST FINANCIAL BANCORP CINCINNATI FIRST FINANCIAL BANCORP CINCINNATI 13,15,42 FIRST FINANCIAL BANCSHARES, INC. LAWRENCE FIRST FINANCIAL BANCSHARES, INC. LAWRENCE FIRST FINANCIAL HOLDINGS INC. CHARLESTON FIRST FINANCIAL HOLDINGS INC. CHARLESTON FIRST FINANCIAL HOLDINGS INC. CHARLESTON FIRST FINANCIAL SERVICE CORPORATION ELIZABETHTOWN FIRST FINANCIAL SERVICE CORPORATION ELIZABETHTOWN 7,15 FIRST FREEDOM BANCSHARES, INC. LEBANON FIRST FREEDOM BANCSHARES, INC. LEBANON 6,12 FIRST GOTHENBURG BANCSHARES, INC. GOTHENBURG FIRST GOTHENBURG BANCSHARES, INC. GOTHENBURG FIRST GOTHENBURG BANCSHARES, INC. GOTHENBURG 6,12,42 FIRST GUARANTY BANCSHARES, INC. HAMMOND FIRST GUARANTY BANCSHARES, INC. HAMMOND 9 FIRST HORIZON NATIONAL CORPORATION MEMPHIS FIRST HORIZON NATIONAL CORPORATION MEMPHIS FIRST HORIZON NATIONAL CORPORATION MEMPHIS 6,7 FIRST INDEPENDENCE CORPORATION DETROIT FIRST INDEPENDENCE CORPORATION DETROIT 6 FIRST INTERCONTINENTAL BANK DORAVILLE FIRST INTERCONTINENTAL BANK DORAVILLE 9 FIRST LITCHFIELD FINANCIAL CORPORATION LITCHFIELD FIRST LITCHFIELD FINANCIAL CORPORATION LITCHFIELD 9,34 FIRST M&F CORPORATION KOSCIUSKO FIRST M&F CORPORATION KOSCIUSKO FIRST M&F CORPORATION KOSCIUSKO 9,6,12 FIRST MANITOWOC BANCORP, INC. MANITOWOC FIRST MANITOWOC BANCORP, INC. MANITOWOC FIRST MARKET BANK, FSB / UNION FIRST MARKET BANKSHARESRICHMOND 9,23 FIRST MARKET BANK, FSB / UNION FIRST MARKET BANKSHARESRICHMOND 42,6,12 FIRST MENASHA BANCSHARES, INC. NEENAH FIRST MENASHA BANCSHARES, INC. NEENAH 31,42,43 FIRST MERCHANTS CORPORATION MUNCIE FIRST MERCHANTS CORPORATION MUNCIE FIRST MERCHANTS CORPORATION MUNCIE 9 FIRST MIDWEST BANCORP, INC. ITASCA FIRST MIDWEST BANCORP, INC. ITASCA FIRST MIDWEST BANCORP, INC. ITASCA 6,12 FIRST NATIONAL CORPORATION STRASBURG FIRST NATIONAL CORPORATION STRASBURG 42,6,12 FIRST NBC BANK HOLDING COMPANY NEW ORLEANS FIRST NBC BANK HOLDING COMPANY NEW ORLEANS 10,14 FIRST NIAGARA FINANCIAL GROUP LOCKPORT FIRST NIAGARA FINANCIAL GROUP LOCKPORT FIRST NIAGARA FINANCIAL GROUP LOCKPORT 42 FIRST NORTHERN COMMUNITY BANCORP DIXON FIRST NORTHERN COMMUNITY BANCORP DIXON FIRST NORTHERN COMMUNITY BANCORP DIXON 9 FIRST PACTRUST BANCORP, INC. CHULA VISTA FIRST PACTRUST BANCORP, INC. CHULA VISTA FIRST PACTRUST BANCORP, INC. CHULA VISTA 71 FIRST PLACE FINANCIAL CORP. WARREN 6,12,16 FIRST PRIORITY FINANCIAL CORP. MALVERN FIRST PRIORITY FINANCIAL CORP. MALVERN FIRST PRIORITY FINANCIAL CORP. MALVERN FIRST PRIORITY FINANCIAL CORP. MALVERN 6,12 FIRST RELIANCE BANCSHARES, INC. FLORENCE FIRST RELIANCE BANCSHARES, INC. FLORENCE 6,12,16,42,43 FIRST RESOURCE BANK EXTON FIRST RESOURCE BANK EXTON FIRST RESOURCE BANK EXTON 85 FIRST SECURITY GROUP, INC. CHATTANOOGA FIRST SECURITY GROUP, INC. CHATTANOOGA 77 FIRST SOUND BANK SEATTLE FIRST SOUND BANK SEATTLE 13,9,12 FIRST SOUTH BANCORP, INC. LEXINGTON FIRST SOUTH BANCORP, INC. LEXINGTON FIRST SOUTH BANCORP, INC. LEXINGTON State OH OH IL IL NE NE AR AR OH OH OH KS KS SC SC SC KY KY TN TN NE NE NE LA LA TN TN TN MI MI GA GA CT CT MS MS MS WI WI VA VA WI WI IN IN IN IL IL IL VA VA LA LA NY NY NY CA CA CA CA CA CA OH PA PA PA PA SC SC PA PA PA TN TN WA WA TN TN TN Date 5-Dec-08 19-Jun-12 11-Sep-09 17-Sep-10 6-Feb-09 15-Feb-12 6-Mar-09 3-May-11 23-Dec-08 24-Feb-10 8-Jun-10 12-Jun-09 22-Sep-11 5-Dec-08 3-Apr-12 22-May-13 9-Jan-09 29-Apr-13 22-Dec-09 9-Nov-12 27-Feb-09 29-Oct-12 31-Oct-12 28-Aug-09 22-Sep-11 14-Nov-08 22-Dec-10 9-Mar-11 28-Aug-09 20-Dec-12 13-Mar-09 12-Aug-13 12-Dec-08 7-Apr-10 27-Feb-09 29-Sep-10 30-Aug-13 16-Jan-09 27-May-09 6-Feb-09 7-Dec-11 13-Feb-09 15-Sep-11 20-Feb-09 22-Sep-11 23-Nov-11 5-Dec-08 23-Nov-11 21-Dec-11 13-Mar-09 29-Aug-12 20-Mar-09 4-Aug-11 21-Nov-08 27-May-09 24-Jun-09 13-Mar-09 15-Sep-11 16-Nov-11 21-Nov-08 15-Dec-10 5-Jan-11 13-Mar-09 20-Feb-09 18-Dec-09 7-Feb-13 8-Feb-13 6-Mar-09 11-Mar-13 30-Jan-09 11-Dec-09 15-Sep-11 9-Jan-09 11-Apr-13 23-Dec-08 20-Feb-13 17-Jul-09 28-Sep-11 28-Nov-12 Original Investment Type1 Preferred Stock w/ Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Original Investment Amount $37,000,000.00 $7,500,000.00 $5,000,000.00 Total Cash Back2 Outstanding Investment $0.00 $0.00 $0.00 Investment Status* $41,631,005.92 Sold, in full; warrants outstanding $8,514,738.21 Redeemed, in full; warrants not outstanding $6,074,313.00 $16,500,000.00 $0.00 $6,570,625.00 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $80,000,000.00 $0.00 $87,644,066.10 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $3,756,000.00 $65,000,000.00 $20,000,000.00 $8,700,000.00 $7,570,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $4,563,280.34 Redeemed, in full; warrants not outstanding $68,141,972.19 Sold, in full; warrants not outstanding $12,333,778.00 $9,522,346.17 $8,702,021.25 $24,059,476.66 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $866,540,000.00 $0.00 $1,037,467,405.56 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $6,398,000.00 $10,000,000.00 $30,000,000.00 $0.00 $0.00 $0.00 $2,820,256.96 Sold, in full; warrants not outstanding $4,168,886.85 Sold, in full; warrants not outstanding $12,147,768.63 $36,472,843.94 $0.00 $12,837,983.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $33,900,000.00 $0.00 $40,834,859.35 Redeemed, in full; warrants not outstanding $5,713,865.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Warrants $116,000,000.00 $193,000,000.00 $0.00 $0.00 $0.00 $131,383,055.11 $222,528,333.33 $7,500,000.00 7,500,000 $1.00 $375,000.00 375,000 $5,000,000.00 5,000 $1,000.00 $250,000.00 250 $6,000,000.00 16,500 $363.60 $80,000,000.00 80,000 $1,000.00 $2,966,288.32 465,117 $113,000.00 113,000 $1,400,000.00 241,696 $3,756,000.00 3,756,000 $1.00 $56,778,150.00 65,000 $873.50 $13,900,000.00 $0.00 $15,329,326.44 20,000 $542.10 ($9,157,800.00) $8,025,750.00 8,700 $922.50 ($674,250.00) $256,118.75 261 $26,398.99 $6,864,647.71 29 7,541 $910.30 $910.30 ($2,601.01) ($676,352.29) $362,118.92 379 $20,699,000.00 2,070 $10,000.00 $1,030,000.00 103 $866,540,000.00 866,540 $1,000.00 $79,700,000.00 14,842,321 $164,320.00 320 $1,488,046.41 199,203 $4,089,510.61 513,113 $600,000.00 600 $240,000.00 240 $367,500.00 991,453 $900,000.00 1,305,230 $624,674.69 695 $892,000.00 892 $2,700,000.00 953,096 $375,000.00 352,977 $1,003,227.00 280,795 $2,336,675.00 3,223 $725.00 ($886,325.00) $3,247,112.96 6,398 $507.50 ($3,150,887.04) $10,000,000.00 10,000 $1,000.00 $30,000,000.00 30,000 $1,000.00 $12,000,000.00 12,000 $1,000.00 $33,900,000.00 35,595 $1,000.00 $4,797,000.00 4,797 $1,000.00 $116,000,000.00 116,000 $1,000.00 $21,033,989.56 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $184,011,000.00 $0.00 $191,464,618.00 Redeemed, in full; warrants not outstanding $19,943,580.33 $19,300,000.00 $0.00 $22,297,560.34 13,900 $882.50 $17,836,000.00 17,836 $1,000.00 $184,011,000.00 184,011 $1,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Subordinated Debentures w/ Exercised Warrants $72,927,000.00 $4,579,000.00 $4,596,000.00 $15,349,000.00 $2,600,000.00 $2,417,000.00 $33,000,000.00 $7,400,000.00 $50,000,000.00 $72,927,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $7,009,094.50 $9,948,069.58 $1,000.00 19,300 $1,000.00 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding Sold, in full; warrants not outstanding $5,731,793.60 Redeemed, in full; warrants not outstanding $16,315,362.00 Sold, in full; warrants not outstanding $65,432,450.94 17,390 Redeemed, in full; warrants not outstanding $12,994,059.00 $4,030,944.44 ($1,633,250.00) Redeemed, in full; warrants not outstanding $19,300,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $1,000.00 $12,266,750.00 $17,390,000.00 Preferred Stock w/ Warrants 193,000 Sold, in full; warrants not outstanding $0.00 $0.00 $1,695,000.00 Redeemed, in full; warrants not outstanding $17,836,000.00 $17,390,000.00 ($8,221,850.00) Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants ($10,500,000.00) $10,842,200.00 $193,000,000.00 Preferred Stock w/ Exercised Warrants ($1,381,580.00) Redeemed, in full; warrants not outstanding $12,000,000.00 $4,797,000.00 $962.70 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 37,000 Sold, in full; warrants not outstanding $0.00 $0.00 $35,618,420.00 Sold, in full; warrants not outstanding $20,699,000.00 $3,223,000.00 Warrant Proceeds Amount Shares Sold, in full; warrants outstanding Preferred Stock w/ Exercised Warrants Preferred Stock (Realized Loss) / (Write-off) / Gain Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Subordinated Debentures w/ Exercised Warrants Capital Repayment / Disposition / Auction3 Avg. Price Amount Shares $6,682,192.50 $1,410,831.60 7,575 1,600 $882.23 $882.05 ($892,807.50) ($189,168.40) $48,569.29 $176,147.93 49 180 $10,431,333.89 15,349 $679.60 ($4,917,666.11) $624,632.45 767 $5,017,000.00 5,017 $1,000.00 $130,000.00 130 $14,912,862.00 9,941,908 $1.50 ($18,087,138.00) $3,700,000.00 7,400 $500.00 ($3,700,000.00) $13,125,000.00 $36,875,000.00 13,125,000 36,875,000 $1.00 $1.00 $2,500,000.00 2,500,000 Sold, in full; warrants not outstanding Redeemed, in full; warrants not outstanding FootNote 9,6,12 6,12 42,6,12 13,12 9,6,12 9,6,12,34 6,12,16 9 6,82 6,42,12 10,14 43,6,12 9,6,12 6,64 43,6,12 48 9,6,12 6,12 13 13,9,12 42,6,12 13,9,12 9 6,12 9,6,12 6 6,12 6,15,89 9 6 42,6,12 13 Institution Name FIRST SOUTHERN BANCORP, INC. FIRST SOUTHERN BANCORP, INC. FIRST SOUTHWEST BANCORPORATION, INC. FIRST SOUTHWEST BANCORPORATION, INC. FIRST SOUTHWEST BANCORPORATION, INC. FIRST SOUTHWEST BANCORPORATION, INC. FIRST TEXAS BHC, INC. FIRST TEXAS BHC, INC. FIRST TRUST CORPORATION FIRST TRUST CORPORATION FIRST ULB CORP. FIRST ULB CORP. FIRST UNITED CORPORATION FIRST VERNON BANCSHARES, INC. FIRST VERNON BANCSHARES, INC. FIRST WESTERN FINANCIAL, INC. FIRST WESTERN FINANCIAL, INC. FIRST WESTERN FINANCIAL, INC. FIRST WESTERN FINANCIAL, INC. FIRST WESTERN FINANCIAL, INC. FIRSTBANK CORPORATION FIRSTBANK CORPORATION FIRSTBANK CORPORATION FIRSTMERIT CORPORATION FIRSTMERIT CORPORATION FIRSTMERIT CORPORATION FLAGSTAR BANCORP, INC. FLAGSTAR BANCORP, INC. FLAGSTAR BANCORP, INC. FLAGSTAR BANCORP, INC. FLAGSTAR BANCORP, INC. FLORIDA BANK GROUP, INC. FLORIDA BANK GROUP, INC. FLORIDA BUSINESS BANCGROUP, INC. FLORIDA BUSINESS BANCGROUP, INC. FLUSHING FINANCIAL CORPORATION FLUSHING FINANCIAL CORPORATION FLUSHING FINANCIAL CORPORATION FNB BANCORP FNB BANCORP FORESIGHT FINANCIAL GROUP, INC. FORESIGHT FINANCIAL GROUP, INC. FORT LEE FEDERAL SAVINGS BANK, FSB FORTUNE FINANCIAL CORPORATION FORTUNE FINANCIAL CORPORATION FPB BANCORP, INC. FPB FINANCIAL CORP. FPB FINANCIAL CORP. FPB FINANCIAL CORP. FRANKLIN BANCORP, INC. FRANKLIN BANCORP, INC. FRANKLIN BANCORP, INC. FREEPORT BANCSHARES, INC. FREMONT BANCORPORATION FREMONT BANCORPORATION FRESNO FIRST BANK FRESNO FIRST BANK FRONTIER BANCSHARES, INC FRONTIER BANCSHARES, INC FRONTIER BANCSHARES, INC FULTON FINANCIAL CORPORATION FULTON FINANCIAL CORPORATION FULTON FINANCIAL CORPORATION GATEWAY BANCSHARES, INC. GATEWAY BANCSHARES, INC. GEORGIA COMMERCE BANCSHARES, INC. GEORGIA COMMERCE BANCSHARES, INC. GEORGIA PRIMARY BANK GERMANTOWN CAPITAL CORPORATION GERMANTOWN CAPITAL CORPORATION GERMANTOWN CAPITAL CORPORATION GOLD CANYON BANK GOLDMAN SACHS GROUP, INC. GOLDMAN SACHS GROUP, INC. GOLDMAN SACHS GROUP, INC. GOLDWATER BANK, N.A. GRAND CAPITAL CORPORATION GRAND CAPITAL CORPORATION GRAND FINANCIAL CORPORATION City BOCA RATON BOCA RATON ALAMOSA ALAMOSA ALAMOSA ALAMOSA FORT WORTH FORT WORTH NEW ORLEANS NEW ORLEANS OAKLAND OAKLAND OAKLAND VERNON VERNON DENVER DENVER DENVER DENVER DENVER ALMA ALMA ALMA AKRON AKRON AKRON TROY TROY TROY TROY TROY TAMPA TAMPA TAMPA TAMPA LAKE SUCCESS LAKE SUCCESS LAKE SUCCESS SOUTH SAN FRANCISCO SOUTH SAN FRANCISCO ROCKFORD ROCKFORD FORT LEE ARNOLD ARNOLD PORT ST. LUCIE HAMMOND HAMMOND HAMMOND WASHINGTON WASHINGTON WASHINGTON FREEPORT FREMONT FREMONT FRESNO FRESNO AUSTIN AUSTIN AUSTIN LANCASTER LANCASTER LANCASTER RINGGOLD RINGGOLD ATLANTA ATLANTA ATLANTA GERMANTOWN GERMANTOWN GERMANTOWN GOLD CANYON NEW YORK NEW YORK NEW YORK SCOTTSDALE TULSA TULSA HATTIESBURG State FL FL CO CO CO CO TX TX LA LA CA CA MD AL AL CO CO CO CO CO MI MI MI OH OH OH MI MI MI MI MI FL FL FL FL NY NY NY CA CA IL IL NJ MO MO FL LA LA LA MO MO MO IL CA CA CA CA TX TX TX PA PA PA GA GA GA GA GA TN TN TN AZ NY NY NY AZ OK OK MS Date 30-Jan-09 16-Jun-10 6-Mar-09 26-Mar-13 27-Mar-13 28-Mar-13 6-Mar-09 15-Sep-11 5-Jun-09 20-Feb-13 23-Jan-09 22-Apr-09 30-Jan-09 12-Jun-09 29-Sep-10 6-Feb-09 11-Dec-09 9-Aug-12 10-Aug-12 24-Jun-13 30-Jan-09 3-Jul-12 18-Jul-12 9-Jan-09 22-Apr-09 27-May-09 30-Jan-09 26-Mar-13 27-Mar-13 28-Mar-13 12-Jun-13 24-Jul-09 14-Aug-13 20-Feb-09 22-Sep-11 19-Dec-08 28-Oct-09 30-Dec-09 27-Feb-09 15-Sep-11 15-May-09 11-Dec-12 22-May-09 3-Apr-09 15-Sep-11 5-Dec-08 23-Jan-09 16-Dec-09 16-Jun-10 22-May-09 9-Nov-12 13-Nov-12 8-May-09 26-Jun-09 25-Jul-12 23-Jan-09 1-Nov-12 24-Apr-09 24-Nov-09 6-Oct-10 23-Dec-08 14-Jul-10 8-Sep-10 8-May-09 13-Apr-12 6-Feb-09 16-Feb-11 1-May-09 6-Mar-09 29-Oct-12 31-Oct-12 26-Jun-09 28-Oct-08 17-Jun-09 22-Jul-09 30-Jan-09 24-Apr-09 8-Sep-11 25-Sep-09 Original Investment Type1 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Original Investment Amount $10,900,000.00 $5,500,000.00 Total Cash Back2 Outstanding Investment $0.00 $0.00 Investment Status* $12,263,468.31 Redeemed, in full; warrants not outstanding $5,359,772.59 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $13,533,000.00 $0.00 $16,072,389.00 Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants $17,969,000.00 $0.00 $15,304,180.50 Sold, in full; warrants not outstanding $5,211,020.69 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $4,900,000.00 $30,000,000.00 $6,000,000.00 $8,559,000.00 $11,881,000.00 $33,000,000.00 $125,000,000.00 $0.00 $30,000,000.00 $0.00 $0.00 $0.00 $0.00 $2,312,500.00 $6,662,770.42 $21,142,314.80 $38,185,560.05 $131,813,194.44 Capital Repayment / Disposition / Auction3 Avg. Price Amount Shares $10,900,000.00 10,900 $1,000.00 $315,007.00 $2,835,063.00 $1,800,040.00 350 3,150 2,000 $900.00 $900.00 $900.00 $13,533,000.00 13,533 $1,000.00 $13,750,058.49 17,969,000 $0.77 $4,900,000.00 4,900 $6,000,000.00 $266,657,000.00 $0.00 $277,861,053.94 545 $205,585.69 $46,251.00 225 50 $677,000.00 677 $644,726.19 898,000 $1,000.00 $245,000.00 245 6,000 $1,000.00 $245,000.00 245 $6,138,000.00 $62,000.00 $10,994,240.00 7,920 80 12,440 $775.00 $775.00 $874.81 ($1,782,000.00) ($18,000.00) ($1,445,760.00) $311,284.02 $39,768.00 380 48 $31,053,330.00 33,000 $941.00 ($1,946,670.00) $1,946,670.00 578,947 $5,025,000.00 952,260 $12,905.00 645,138 $475,000.00 475 $900,000.00 375,806 Sold, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $0.00 $9,180,793.08 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $9,495,000.00 $0.00 $11,309,750.50 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $12,000,000.00 $0.00 $73,904,166.66 $14,267,700.00 $0.00 $18,670,291.67 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $1,300,000.00 $3,100,000.00 $1,300,000.00 $0.00 $87,184.85 $3,668,927.67 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $5,800,000.00 $3,240,000.00 $5,800,000.00 $0.00 $273,888.89 $3,623,721.50 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $3,000,000.00 $35,000,000.00 $1,968,000.00 $3,000,000.00 $376,500,000.00 $6,000,000.00 $0.00 $3,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $4,336,183.67 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $2,437,100.33 Redeemed, in full; warrants not outstanding $416,635,625.00 $7,260,794.87 $10,096,470.83 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $4,500,000.00 $4,967,000.00 $4,500,000.00 $0.00 $0.00 $5,699,100.75 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $53,859.52 $11,418,055,555.44 $390.80 $9,495,000.00 9,495 $1,000.00 $70,000,000.00 70,000 $1,000.00 ($12,471,000.00) $12,000,000.00 12,000 $1,000.00 $600,000.00 600 $15,000,000.00 15,000 $1,000.00 $750,000.00 750 $3,100,000.00 3,100 $1,000.00 $155,000.00 155 $1,000,000.00 $2,240,000.00 1,000 2,240 $1,000.00 $1,000.00 $162,000.00 162 $594,550.00 $2,629,302.50 940 4,157 $632.50 $632.50 $145,230.00 $26,757.50 188 67 $35,000,000.00 35,000,000 $1.00 $1,750,000.00 1,750,000 $1,968,000.00 1,968 $1,000.00 $98,000.00 98 $1,600,000.00 $1,400,000.00 1,600,000 1,400,000 $1.00 $1.00 $150,000.00 150,000 $376,500,000.00 376,500 $1,000.00 $10,800,000.00 5,509,756 ($345,450.00) ($1,527,697.50) Redeemed, in full; warrants not outstanding $0.00 $1,607,000.00 $0.00 20,471 Redeemed, in full; warrants not outstanding $8,700,000.00 $1,607,000.00 $10,000,000,000.00 $8,000,000.00 ($139,741.50) ($22,176,153.00) ($1,283,250.00) Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $911.50 $911.50 $911.50 Sold, in full; warrants not outstanding $1,074,618.45 $45,796,066.36 $3,408,191.65 1,579 250,578 14,500 Redeemed, in full; warrants not outstanding $15,000,000.00 $5,097,000.00 $1,000.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 125,000 Sold, in full; warrants not outstanding $20,471,000.00 $0.00 ($4,218,941.51) Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $70,000,000.00 ($34,993.00) ($314,937.00) ($199,960.00) Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $1,439,258.50 $228,401,847.00 $13,216,750.00 Preferred Stock w/ Warrants Warrant Proceeds Amount Shares $545,000.00 $125,000,000.00 Preferred Stock w/ Warrants (Realized Loss) / (Write-off) / Gain $6,000,000.00 6,000 $1,000.00 $300,000.00 300 $8,700,000.00 8,700 $1,000.00 $435,000.00 435 $26,393.77 $4,494,221.94 29 4,938 $910.10 $910.10 $214,595.28 248 $10,000,000,000.00 10,000,000 $1,000.00 $1,100,000,000.00 12,205,045 $200,000.00 200 ($2,606.23) ($443,778.06) Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $2,568,000.00 $4,000,000.00 $2,568,000.00 $0.00 $145,750.00 $4,717,144.78 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants $2,443,320.00 $2,443,320.00 $797,110.88 Full investment outstanding; warrants outstanding $4,000,000.00 4,000 $1,000.00 FootNote 6 6,12,16,42 13 43 9,6,12 9,6,12 6 6,66 43,6,12 7,13,34 9 15,26,68 43,6,12 9,6,12 36 6,7 9,6,12 9 6,15 43 6,15,43 9 9,14 9 9 6,16,19,42 6 9,6,12 9 6 6,12 6,15 Institution Name GRAND MOUNTAIN BANCSHARES, INC. GRANDSOUTH BANCORPORATION GRANDSOUTH BANCORPORATION GRANDSOUTH BANCORPORATION GREAT RIVER HOLDING COMPANY GREAT SOUTHERN BANCORP GREAT SOUTHERN BANCORP GREAT SOUTHERN BANCORP GREEN BANKSHARES, INC. GREEN BANKSHARES, INC. GREEN CIRCLE INVESTMENTS, INC. GREEN CIRCLE INVESTMENTS, INC. GREEN CIRCLE INVESTMENTS, INC. GREEN CIRCLE INVESTMENTS, INC. GREEN CITY BANCSHARES, INC. GREEN CITY BANCSHARES, INC. GREER BANCSHARES INCORPORATED GREGG BANCSHARES, INC. GUARANTY BANCORP, INC. GUARANTY BANCORP, INC. GUARANTY CAPITAL CORPORATION GUARANTY CAPITAL CORPORATION GUARANTY FEDERAL BANCSHARES, INC. GUARANTY FEDERAL BANCSHARES, INC. GUARANTY FEDERAL BANCSHARES, INC. GUARANTY FEDERAL BANCSHARES, INC. GUARANTY FEDERAL BANCSHARES, INC. GULFSOUTH PRIVATE BANK GULFSTREAM BANCSHARES, INC. GULFSTREAM BANCSHARES, INC. HAMILTON STATE BANCSHARES, INC. HAMILTON STATE BANCSHARES, INC. HAMPTON ROADS BANKSHARES, INC. HARBOR BANKSHARES CORPORATION HAVILAND BANCSHARES, INC. HAVILAND BANCSHARES, INC. HAWTHORN BANCSHARES, INC. HAWTHORN BANCSHARES, INC. HAWTHORN BANCSHARES, INC. HAWTHORN BANCSHARES, INC. HCSB FINANCIAL CORPORATION HEARTLAND BANCSHARES, INC. HEARTLAND BANCSHARES, INC. HEARTLAND FINANCIAL USA, INC. HEARTLAND FINANCIAL USA, INC. HEARTLAND FINANCIAL USA, INC. HERITAGE BANKSHARES, INC. HERITAGE BANKSHARES, INC. HERITAGE BANKSHARES, INC. HERITAGE COMMERCE CORP. HERITAGE COMMERCE CORP. HERITAGE COMMERCE CORP. HERITAGE FINANCIAL CORPORATION HERITAGE FINANCIAL CORPORATION HERITAGE FINANCIAL CORPORATION HERITAGE OAKS BANCORP HERITAGE OAKS BANCORP HERITAGE OAKS BANCORP HF FINANCIAL CORP. HF FINANCIAL CORP. HF FINANCIAL CORP. HIGHLANDS BANCORP, INC. HIGHLANDS BANCORP, INC. HIGHLANDS BANCORP, INC. HIGHLANDS INDEPENDENT BANCSHARES, INC. HILLTOP COMMUNITY BANCORP, INC. HILLTOP COMMUNITY BANCORP, INC. HMN FINANCIAL, INC. HMN FINANCIAL, INC. HMN FINANCIAL, INC. HOME BANCSHARES, INC. HOME BANCSHARES, INC. HOME BANCSHARES, INC. HOMETOWN BANCORP OF ALABAMA, INC. HOMETOWN BANCORP OF ALABAMA, INC. HOMETOWN BANCSHARES, INC. HOMETOWN BANCSHARES, INC. HOMETOWN BANCSHARES, INC. HOMETOWN BANKSHARES CORPORATION City GRANBY GREENVILLE GREENVILLE GREENVILLE BAXTER SPRINGFIELD SPRINGFIELD SPRINGFIELD GREENEVILLE GREENEVILLE CLIVE CLIVE CLIVE CLIVE GREEN CITY GREEN CITY GREER OZARK WOODSVILLE WOODSVILLE BELZONI BELZONI SPRINGFIELD SPRINGFIELD SPRINGFIELD SPRINGFIELD SPRINGFIELD DESTIN STUART STUART HOSCHTON HOSCHTON NORFOLK BALTIMORE HAVILAND HAVILAND LEE'S SUMMIT LEE'S SUMMIT LEE'S SUMMIT LEE'S SUMMIT LORIS FRANKLIN FRANKLIN DUBUQUE DUBUQUE DUBUQUE NORFOLK NORFOLK NORFOLK SAN JOSE SAN JOSE SAN JOSE OLYMPIA OLYMPIA OLYMPIA PASO ROBLES PASO ROBLES PASO ROBLES SIOUX FALLS SIOUX FALLS SIOUX FALLS VERNON VERNON VERNON SEBRING SUMMIT SUMMIT ROCHESTER ROCHESTER ROCHESTER CONWAY CONWAY CONWAY ONEONTA ONEONTA CORBIN CORBIN CORBIN ROANOKE State CO SC SC SC MN MO MO MO TN TN IA IA IA IA MO MO SC MO NH NH MS MS MO MO MO MO MO FL FL FL GA GA VA MD KS KS MO MO MO MO SC IN IN IA IA IA VA VA VA CA CA CA WA WA WA CA CA CA SD SD SD NJ NJ NJ FL NJ NJ MN MN MN AR AR AR AL AL KY KY KY VA Date 29-May-09 9-Jan-09 11-Dec-09 8-Sep-11 17-Jul-09 5-Dec-08 18-Aug-11 21-Sep-11 23-Dec-08 7-Sep-11 27-Feb-09 14-Nov-12 23-Jan-13 24-Apr-13 27-Feb-09 14-Jul-10 30-Jan-09 13-Feb-09 20-Feb-09 15-Sep-11 25-Sep-09 30-Jul-10 30-Jan-09 13-Jun-12 26-Apr-13 29-Apr-13 15-May-13 25-Sep-09 26-Jun-09 18-Aug-11 20-Feb-09 13-Apr-11 31-Dec-08 17-Jul-09 13-Mar-09 29-Dec-10 19-Dec-08 9-May-12 15-May-13 12-Jun-13 6-Mar-09 11-Sep-09 17-Jul-12 19-Dec-08 15-Sep-11 28-Sep-11 25-Sep-09 16-Mar-11 11-Aug-11 21-Nov-08 7-Mar-12 10-Jun-13 21-Nov-08 22-Dec-10 17-Aug-11 20-Mar-09 17-Jul-13 7-Aug-13 21-Nov-08 3-Jun-09 30-Jun-09 8-May-09 22-Dec-09 22-Sep-11 6-Mar-09 30-Jan-09 21-Apr-10 23-Dec-08 7-Feb-13 8-Feb-13 16-Jan-09 6-Jul-11 27-Jul-11 20-Feb-09 28-Aug-13 13-Feb-09 28-Nov-12 30-Nov-12 18-Sep-09 Original Investment Type1 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Original Investment Amount $3,076,000.00 $9,000,000.00 $6,319,000.00 $8,400,000.00 $58,000,000.00 $72,278,000.00 $2,400,000.00 $651,000.00 $9,993,000.00 $825,000.00 $6,920,000.00 Total Cash Back2 Outstanding Investment $3,076,000.00 $0.00 $8,400,000.00 $0.00 $0.00 $0.00 $0.00 $9,993,000.00 $825,000.00 $0.00 $0.00 $17,625,917.08 $759,575.46 $72,274,419.56 Investment Status* $74,642,857.78 Sold, in full; warrants not outstanding $3,036,021.12 Redeemed, in full; warrants not outstanding $733,037.33 Redeemed, in full; warrants not outstanding $975,831.00 $45,190.00 $8,235,040.33 Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $0.00 $14,913,299.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $17,000,000.00 $0.00 $21,887,871.44 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $7,000,000.00 $7,500,000.00 $0.00 $0.00 $757,380.08 $8,751,541.63 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $8,169,165.89 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock Preferred Stock w/ Exercised Warrants $80,347,000.00 $6,800,000.00 $425,000.00 $80,347,000.00 $6,800,000.00 $0.00 $2,510,844.25 $282,744.47 $487,524.22 Full investment outstanding; warrants outstanding Full investment outstanding; warrants not outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $30,255,000.00 $0.00 $36,849,504.67 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $12,895,000.00 $7,000,000.00 $81,698,000.00 $10,103,000.00 $40,000,000.00 $24,000,000.00 $12,895,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,090,702.00 $8,321,471.08 $94,686,087.22 $11,353,284.46 $46,901,266.80 $26,953,333.33 $15,319,000.00 15,319 $1,000.00 $58,000,000.00 58,000 $1,000.00 $21,000,000.00 $0.00 $27,241,335.26 $25,000,000.00 $0.00 $26,316,666.67 $800,000.00 $800,000.00 $800,000.00 800 800 800 $1,000.00 $1,000.00 $1,000.00 $120,000.00 120 $651,000.00 651 $1,000.00 $33,000.00 33 $6,920,000.00 6,920 $1,000.00 $346,000.00 346 $14,000,000.00 14,000,000 $1.00 $5,000,000.00 $96,750.00 $11,513,250.00 5,000 100 11,900 $1,000.00 $967.50 $967.50 $2,003,250.00 459,459 $7,500,000.00 7,500 $1,000.00 $375,000.00 375 $7,000,000.00 280 $25,000.00 $350,000.00 35 $425,000.00 425 $1,000.00 $21,000.00 21 $12,000,000.00 $18,255,000.00 12,000 18,255 $1,000.00 $1,000.00 $540,000.00 287,134 $248,000.00 248 $1,800,000.00 609,687 $303,000.00 303 $140,000.00 462,963 $450,000.00 138,037 $1,575,000.00 611,650 $650,000.00 302,419 $7,000,000.00 7,000 $1,000.00 $81,698,000.00 81,698 $1,000.00 $2,606,000.00 $7,497,000.00 2,606 7,497 $1,000.00 $1,000.00 $40,000,000.00 40,000 $1,000.00 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $6,700,000.00 $4,000,000.00 $6,700,000.00 $0.00 $617,712.00 $4,467,049.67 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $26,000,000.00 $0.00 $21,034,187.78 Sold, in full; warrants outstanding $3,250,000.00 $0.00 $4,214,202.31 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,900,000.00 $0.00 $2,229,801.03 Sold, in full; warrants not outstanding $11,111,011.94 21,000 $1,000.00 25,000 $1,000.00 $5,450,000.00 5,450 $1,000.00 $155,000.00 155 $4,000,000.00 4,000 $1,000.00 $200,000.00 200 $2,561,325.00 $16,197,675.00 3,550 22,450 $721.50 $721.50 $50,000,000.00 50,000 $1,000.00 $1,300,000.00 158,472 $163,000.00 163 $70,095.00 95 ($988,675.00) ($6,252,325.00) Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $0.00 $1,000.00 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $10,000,000.00 24,000 Redeemed, in full; warrants not outstanding $6,211,926.79 Preferred Stock w/ Exercised Warrants ($3,250.00) ($386,750.00) Redeemed, in full; warrants not outstanding $0.00 $57,480,555.56 ($3,578,000.00) Redeemed, in full; warrants not outstanding $3,091,000.00 $2,359,000.00 $0.00 909,091 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $50,000,000.00 $6,436,364.00 $950.50 $25,000,000.00 Preferred Stock w/ Warrants 450 72,278 $21,000,000.00 Preferred Stock w/ Warrants $450,000.00 $68,700,000.00 $24,000,000.00 Preferred Stock w/ Warrants Warrant Proceeds Amount Shares Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $14,000,000.00 $7,500,000.00 $7,500,000.00 (Realized Loss) / (Write-off) / Gain Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Subordinated Debentures Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Capital Repayment / Disposition / Auction3 Avg. Price Amount Shares Sold, in full; warrants not outstanding $3,250,000.00 3,250 $1,000.00 $608,170.50 $1,183,339.50 645 1,255 $942.90 $942.90 ($36,829.50) ($71,660.50) FootNote Institution Name City HOMETOWN BANKSHARES CORPORATION ROANOKE 9 HOPFED BANCORP HOPKINSVILLE HOPFED BANCORP HOPKINSVILLE HOPFED BANCORP HOPKINSVILLE 9,43 HORIZON BANCORP MICHIGAN CITY HORIZON BANCORP MICHIGAN CITY HORIZON BANCORP MICHIGAN CITY HORIZON BANCORP MICHIGAN CITY 42,6,12 HOWARD BANCORP, INC. ELLICOTT CITY HOWARD BANCORP, INC. ELLICOTT CITY 6,9,12,16 HPK FINANCIAL CORPORATION CHICAGO HPK FINANCIAL CORPORATION CHICAGO HPK FINANCIAL CORPORATION CHICAGO 9 HUNTINGTON BANCSHARES COLUMBUS HUNTINGTON BANCSHARES COLUMBUS HUNTINGTON BANCSHARES COLUMBUS 6,12 HYPERION BANK PHILADELPHIA HYPERION BANK PHILADELPHIA 6,15 IA BANCORP, INC / INDUS AMERICAN BANK ISELIN 7,13,34 IBC BANCORP, INC. CHICAGO IBC BANCORP, INC. CHICAGO 10,14 IBERIABANK CORPORATION LAFAYETTE IBERIABANK CORPORATION LAFAYETTE IBERIABANK CORPORATION LAFAYETTE 6,12 IBT BANCORP, INC. IRVING IBT BANCORP, INC. IRVING 9,6,8 IBW FINANCIAL CORPORATION WASHINGTON IBW FINANCIAL CORPORATION WASHINGTON 42,6,12 ICB FINANCIAL ONTARIO ICB FINANCIAL ONTARIO 6 IDAHO BANCORP BOISE 6,12,16,42 ILLINOIS STATE BANCORP, INC. CHICAGO ILLINOIS STATE BANCORP, INC. CHICAGO ILLINOIS STATE BANCORP, INC. CHICAGO 6 INDEPENDENCE BANK EAST GREENWICH 9 INDEPENDENT BANK CORP. ROCKLAND INDEPENDENT BANK CORP. ROCKLAND INDEPENDENT BANK CORP. ROCKLAND 27 INDEPENDENT BANK CORPORATION IONIA INDEPENDENT BANK CORPORATION IONIA 6,20,90 INDIANA BANK CORP. DANA 9 INDIANA COMMUNITY BANCORP COLUMBUS INDIANA COMMUNITY BANCORP COLUMBUS 20,50 INTEGRA BANK CORPORATION EVANSVILLE INTERMOUNTAIN COMMUNITY BANCORP SANDPOINT 9 INTERNATIONAL BANCSHARES CORPORATION LAREDO INTERNATIONAL BANCSHARES CORPORATION LAREDO INTERNATIONAL BANCSHARES CORPORATION LAREDO INTERNATIONAL BANCSHARES CORPORATION LAREDO INTERNATIONAL BANCSHARES CORPORATION LAREDO INTERVEST BANCSHARES CORPORATION NEW YORK INTERVEST BANCSHARES CORPORATION NEW YORK 13,69 INVESTORS FINANCIAL CORPORATION OF PETTIS COUNTY, INC. SEDALIA 9 JPMORGAN CHASE & CO. NEW YORK JPMORGAN CHASE & CO. NEW YORK JPMORGAN CHASE & CO. NEW YORK 42,6,12 KATAHDIN BANKSHARES CORP. HOULTON KATAHDIN BANKSHARES CORP. HOULTON 9 KEYCORP CLEVELAND KEYCORP CLEVELAND KEYCORP CLEVELAND 6 KIRKSVILLE BANCORP, INC. KIRKSVILLE 6,12 KS BANCORP, INC SMITHFIELD KS BANCORP, INC SMITHFIELD 6,9,12,16,34 LAFAYETTE BANCORP, INC. OXFORD LAFAYETTE BANCORP, INC. OXFORD LAFAYETTE BANCORP, INC. OXFORD 9 LAKELAND BANCORP, INC. OAK RIDGE LAKELAND BANCORP, INC. OAK RIDGE LAKELAND BANCORP, INC. OAK RIDGE LAKELAND BANCORP, INC. OAK RIDGE LAKELAND BANCORP, INC. OAK RIDGE 10 LAKELAND FINANCIAL CORPORATION WARSAW LAKELAND FINANCIAL CORPORATION WARSAW LAKELAND FINANCIAL CORPORATION WARSAW 6,12 LAYTON PARK FINANCIAL GROUP, INC. MILWAUKEE LAYTON PARK FINANCIAL GROUP, INC. MILWAUKEE 9 LCNB CORP. LEBANON LCNB CORP. LEBANON State VA KY KY KY IN IN IN IN MD MD IL IL IL OH OH OH PA PA NJ IL IL LA LA LA TX TX DC DC CA CA ID IL IL IL RI MA MA MA MI MI IN IN IN IN ID TX TX TX TX TX NY NY MO NY NY NY ME ME OH OH OH MO NC NC MS MS MS NJ NJ NJ NJ NJ IN IN IN WI WI OH OH Date 31-Oct-12 12-Dec-08 19-Dec-12 16-Jan-13 19-Dec-08 10-Nov-10 25-Aug-11 23-Nov-11 27-Feb-09 22-Sep-11 1-May-09 13-Nov-09 11-Dec-12 14-Nov-08 22-Dec-10 19-Jan-11 6-Feb-09 20-Dec-12 18-Sep-09 15-May-09 10-Sep-10 5-Dec-08 31-Mar-09 20-May-09 27-Mar-09 12-Jun-13 13-Mar-09 3-Sep-10 6-Mar-09 1-Nov-12 16-Jan-09 22-May-09 29-Dec-09 22-Sep-11 9-Jan-09 9-Jan-09 22-Apr-09 27-May-09 12-Dec-08 30-Aug-13 24-Apr-09 12-Dec-08 12-Sep-12 27-Feb-09 19-Dec-08 23-Dec-08 11-Jul-12 1-Nov-12 28-Nov-12 11-Jun-13 23-Dec-08 24-Jun-13 8-May-09 28-Oct-08 17-Jun-09 16-Dec-09 30-Jan-09 18-Aug-11 14-Nov-08 30-Mar-11 20-Apr-11 20-Mar-09 21-Aug-09 30-Nov-12 20-Feb-09 29-Dec-09 29-Sep-10 6-Feb-09 4-Aug-10 16-Mar-11 8-Feb-12 29-Feb-12 27-Feb-09 9-Jun-10 22-Nov-11 18-Dec-09 29-Nov-12 9-Jan-09 21-Oct-09 Original Investment Type1 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Original Investment Amount $18,400,000.00 $25,000,000.00 Total Cash Back2 Outstanding Investment $0.00 $0.00 $22,354,145.89 $29,857,321.83 Investment Status* Capital Repayment / Disposition / Auction3 Avg. Price Amount Shares $9,185,000.00 10,000 $918.50 $18,400,000.00 18,400 $1,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $5,983,000.00 $4,000,000.00 $5,000,000.00 $1,398,071,000.00 $1,552,000.00 $5,976,000.00 $4,205,000.00 $90,000,000.00 $2,295,000.00 $0.00 $0.00 $0.00 $0.00 $5,976,000.00 $0.00 $0.00 $0.00 Redeemed, in full; warrants not outstanding $10,940,554.65 Redeemed, in full; warrants not outstanding $1,594,356,808.56 Redeemed, in full; warrants not outstanding $916,227.47 $4,632,216.32 $92,650,000.00 $2,936,462.50 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $6,000,000.00 $0.00 $7,494,458.33 Redeemed, in full; warrants not outstanding $124,305.92 $11,836,113.40 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $1,065,000.00 $78,158,000.00 $72,000,000.00 $1,312,000.00 $21,500,000.00 $83,586,000.00 $27,000,000.00 $216,000,000.00 $25,000,000.00 $4,000,000.00 $25,000,000,000.00 $10,449,000.00 $2,500,000,000.00 $1,065,000.00 $0.00 $0.00 $1,312,000.00 $0.00 $83,586,000.00 $27,000,000.00 $0.00 $0.00 $4,000,000.00 $0.00 $0.00 $0.00 $266,892.00 $81,476,093.61 $83,430,000.00 $165,139.00 $27,331,250.00 $1,950,340.00 $6,588,634.23 $261,538,649.89 5,983 $1,000.00 $299,000.00 299 $9,000,000.00 9,000 $1,000.00 $344,000.00 344 $1,398,071,000.00 1,398,071 $1,000.00 $49,100,000.00 23,562,994 $25,700.00 78 $1,200,000.00 138,490 $115,000.00 115 $1,008,800.00 1,552 $650.00 $4,205,000.00 4,205,000 $1.00 $90,000,000.00 90,000 $1,000.00 Sold, in full; warrants outstanding $174,324.60 $26,731,202,358.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $12,423,046.75 Redeemed, in full; warrants not outstanding $2,867,222,222.22 Redeemed, in full; warrants not outstanding $112,975.00 $4,137,336.64 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,998,000.00 $2,453,000.00 $0.00 $4,818,134.50 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $59,000,000.00 $0.00 $68,260,833.33 Redeemed, in full; warrants not outstanding $2,295,000.00 2,295 $1,000.00 $6,000,000.00 6,000 $1,000.00 $6,000,000.00 6,000 $1,000.00 $300,000.00 300 $10,272,000.00 10,272 $1,000.00 $406,000.00 406 $78,158,000.00 78,158 $1,000.00 $2,200,000.00 481,664 $1,800,000.00 188,707 $4,018,511.00 1,326,238 $936,063,469.11 88,401,697 $522,000.00 522 $70,000,000.00 35,244,361 $140,400.00 200 $100,000.00 100 $2,800,000.00 997,050 $877,557.00 198,269 $104,375.00 150 $72,000,000.00 72,000 $1,000.00 $21,500,000.00 21,500 $1,000.00 $40,000,000.00 $45,000,000.00 $131,000,000.00 40,000 45,000 131,000 $1,000.00 $1,000.00 $1,000.00 $24,250,000.00 25,000 $970.00 $25,000,000,000.00 2,500,000 $10,000.00 $10,449,000.00 10,449 $1,000.00 $2,500,000,000.00 25,000 $100,000.00 $3,308,000.00 4,000 $827.00 $4,451,000.00 4,451 $1,000.00 $20,000,000.00 $20,000,000.00 $19,000,000.00 20,000 20,000 19,000 $1,000.00 $1,000.00 $1,000.00 Preferred Stock w/ Warrants $3,000,000.00 $13,400,000.00 $0.00 $0.00 $2,932,162.50 $14,527,390.33 $2,426,000.00 ($750,000.00) ($692,000.00) Redeemed, in full; warrants not outstanding $56,044,000.00 Preferred Stock w/ Exercised Warrants ($543,200.00) Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $30,035,555.56 $60,517,713.33 $5,983,000.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $470,000.00 $0.00 $0.00 212,188 Redeemed, in full; warrants not outstanding $470,000.00 $4,000,000.00 $56,044,000.00 $1,750,551.00 $1,000.00 $1,000.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants 6,250 18,750 Redeemed, in full; warrants not outstanding $6,453,067.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants 253,666 Redeemed, in full; warrants not outstanding $0.00 $6,900,000.00 $0.00 $256,257.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $6,000,000.00 $6,900,000.00 $6,272,000.00 $4,000,000.00 374 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $315,461.52 Redeemed, in full; warrants not outstanding $7,119,793.05 $1,337,166.22 ($815,000.00) Warrant Proceeds Amount Shares Redeemed, in full; warrants not outstanding $6,250,000.00 $18,750,000.00 Preferred Stock w/ Exercised Warrants (Realized Loss) / (Write-off) / Gain 56,044 $1,000.00 Sold, in full; warrants not outstanding $2,370,930.00 3,000 $790.30 $13,400,000.00 13,400 $1,000.00 Redeemed, in full; warrants not outstanding ($629,070.00) FootNote 9,6,12 7,46 43,6,12 43,6,12 6,15 9,7,34 6 9 6 9 6,7,15 9 6 42,9,6 6,12 9 13,12 6 6 13,12 6,12 41 6 9 6,43,12 6,12,16,42 9 42,6,12 54,6,12 6,42,12 6,16 Institution Name LCNB CORP. LEADER BANCORP, INC. LEADER BANCORP, INC. LEGACY BANCORP, INC. LIBERTY BANCSHARES, INC. (AR) LIBERTY BANCSHARES, INC. (AR) LIBERTY BANCSHARES, INC. (MO) LIBERTY BANCSHARES, INC. (MO) LIBERTY BANCSHARES, INC. (TX) LIBERTY FINANCIAL SERVICES, INC. LIBERTY FINANCIAL SERVICES, INC. LIBERTY SHARES, INC. LINCOLN NATIONAL CORPORATION LINCOLN NATIONAL CORPORATION LINCOLN NATIONAL CORPORATION LNB BANCORP, INC. LNB BANCORP, INC. LNB BANCORP, INC. LONE STAR BANK LSB CORPORATION LSB CORPORATION LSB CORPORATION M&F BANCORP, INC. M&F BANCORP, INC. M&T BANK CORPORATION M&T BANK CORPORATION M&T BANK CORPORATION M&T BANK CORPORATION MACKINAC FINANCIAL CORPORATION MACKINAC FINANCIAL CORPORATION MACKINAC FINANCIAL CORPORATION MADISON FINANCIAL CORPORATION MAGNA BANK MAGNA BANK MAGNA BANK MAGNA BANK MAINLINE BANCORP, INC. MAINLINE BANCORP, INC. MAINSOURCE FINANCIAL GROUP, INC. MAINSOURCE FINANCIAL GROUP, INC. MAINSOURCE FINANCIAL GROUP, INC. MANHATTAN BANCORP MANHATTAN BANCORP MANHATTAN BANCORP MANHATTAN BANCSHARES, INC. MANHATTAN BANCSHARES, INC. MANHATTAN BANCSHARES, INC. MARINE BANK & TRUST COMPANY MARKET BANCORPORATION, INC. MARKET STREET BANCSHARES, INC. MARKET STREET BANCSHARES, INC. MARKET STREET BANCSHARES, INC. MARQUETTE NATIONAL CORPORATION MARQUETTE NATIONAL CORPORATION MARQUETTE NATIONAL CORPORATION MARQUETTE NATIONAL CORPORATION MARSHALL & ILSLEY CORPORATION MARSHALL & ILSLEY CORPORATION MARYLAND FINANCIAL BANK MB FINANCIAL INC. MB FINANCIAL INC. MB FINANCIAL INC. MCLEOD BANCSHARES, INC. MCLEOD BANCSHARES, INC. MEDALLION BANK MEDALLION BANK MEDALLION BANK MERCANTILE BANK CORPORATION MERCANTILE BANK CORPORATION MERCANTILE BANK CORPORATION MERCANTILE BANK CORPORATION MERCANTILE CAPITAL CORPORATION MERCANTILE CAPITAL CORPORATION MERCHANTS & PLANTERS BANCSHARES, INC. MERCHANTS & PLANTERS BANCSHARES, INC. MERCHANTS AND MANUFACTURERS BANK CORPORATION MERCHANTS AND MANUFACTURERS BANK CORPORATION MERIDIAN BANK MERIDIAN BANK City LEBANON ARLINGTON ARLINGTON MILWAUKEE JONESBORO JONESBORO SPRINGFIELD SPRINGFIELD FORT WORTH NEW ORLEANS NEW ORLEANS HINESVILLE RADNOR RADNOR RADNOR LORAIN LORAIN LORAIN HOUSTON NORTH ANDOVER NORTH ANDOVER NORTH ANDOVER DURHAM DURHAM BUFFALO BUFFALO BUFFALO BUFFALO MANISTIQUE MANISTIQUE MANISTIQUE RICHMOND MEMPHIS MEMPHIS MEMPHIS MEMPHIS EBENSBURG EBENSBURG GREENSBURG GREENSBURG GREENSBURG EL SEGUNDO EL SEGUNDO EL SEGUNDO MANHATTAN MANHATTAN MANHATTAN VERO BEACH NEW MARKET MT. VERNON MT. VERNON MT. VERNON CHICAGO CHICAGO CHICAGO CHICAGO MILWAUKEE MILWAUKEE TOWSON CHICAGO CHICAGO CHICAGO SHOREWOOD SHOREWOOD SALT LAKE CITY SALT LAKE CITY SALT LAKE CITY GRAND RAPIDS GRAND RAPIDS GRAND RAPIDS GRAND RAPIDS BOSTON BOSTON TOONE TOONE JOLIET JOLIET DEVON DEVON State OH MA MA WI AR AR MO MO TX LA LA GA PA PA PA OH OH OH TX MA MA MA NC NC NY NY NY NY MI MI MI KY TN TN TN TN PA PA IN IN IN CA CA CA IL IL IL FL MN IL IL IL IL IL IL IL WI WI MD IL IL IL MN MN UT UT UT MI MI MI MI MA MA TN TN IL IL PA PA Date 22-Nov-11 23-Dec-08 24-Nov-10 30-Jan-09 23-Jan-09 21-Jul-11 13-Feb-09 18-Aug-11 4-Dec-09 6-Feb-09 24-Sep-10 20-Feb-09 10-Jul-09 30-Jun-10 22-Sep-10 12-Dec-08 19-Jun-12 18-Jul-12 6-Feb-09 12-Dec-08 18-Nov-09 16-Dec-09 26-Jun-09 20-Aug-10 23-Dec-08 18-May-11 21-Aug-12 17-Dec-12 24-Apr-09 29-Aug-12 19-Dec-12 13-Mar-09 23-Dec-08 24-Nov-09 8-Jun-11 18-Aug-11 29-Dec-09 9-Mar-12 16-Jan-09 3-Apr-12 11-Jun-13 5-Dec-08 16-Sep-09 14-Oct-09 19-Jun-09 10-Dec-12 11-Dec-12 6-Mar-09 20-Feb-09 15-May-09 9-Aug-12 10-Aug-12 19-Dec-08 7-Aug-12 9-Aug-12 10-Aug-12 14-Nov-08 5-Jul-11 27-Mar-09 5-Dec-08 14-Mar-12 2-May-12 20-Nov-09 18-Aug-11 27-Feb-09 22-Dec-09 21-Jul-11 15-May-09 4-Apr-12 6-Jun-12 3-Jul-12 6-Feb-09 4-Aug-11 6-Mar-09 7-Sep-11 19-Jun-09 8-Sep-11 13-Feb-09 11-Dec-09 Original Investment Type1 Original Investment Amount Total Cash Back2 Outstanding Investment Investment Status* Preferred Stock w/ Exercised Warrants $5,830,000.00 $0.00 $6,731,961.06 Redeemed, in full; warrants not outstanding Preferred Stock Preferred Stock w/ Exercised Warrants $5,498,000.00 $57,500,000.00 $5,498,000.00 $0.00 $355,079.00 $68,191,965.77 Full investment outstanding; warrants not outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $21,900,000.00 $0.00 $25,995,452.08 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock $6,500,000.00 $5,645,000.00 $6,500,000.00 $0.00 $1,266,816.22 $6,106,008.58 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $17,280,000.00 $950,000,000.00 $17,280,000.00 $0.00 $1,399,560.00 $1,209,851,873.70 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $25,223,000.00 $0.00 $26,893,046.60 Capital Repayment / Disposition / Auction3 Avg. Price Amount Shares $3,072,000.00 $15,000,000.00 $3,072,000.00 $0.00 $0.00 $16,260,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Warrants $11,735,000.00 $600,000,000.00 $11,000,000.00 $0.00 $0.00 $0.00 $1,000.00 $292,000.00 292 $57,500,000.00 57,500 $1,000.00 $2,875,000.00 2,875 $21,900,000.00 21,900 $1,000.00 $1,095,000.00 1,095 $5,645,000.00 5,645 $1,000.00 $950,000,000.00 950,000 $1,000.00 $213,671,319.20 13,049,451 $860,326.00 561,343 $560,000.00 209,497 $31,838,761.34 1,218,522 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $3,370,000.00 $13,795,000.00 $4,500,000.00 $57,000,000.00 $1,700,000.00 $3,370,000.00 $0.00 Redeemed, in full; warrants not outstanding $718,392,161.34 Redeemed, in full; warrants not outstanding $0.00 $0.00 $0.00 $169,421.50 $16,146,467.87 $1,300,000.00 398,734 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $2,639,000.00 $3,000,000.00 $2,060,000.00 $20,300,000.00 $35,500,000.00 $1,715,000,000.00 $1,700,000.00 $196,000,000.00 $0.00 $3,000,000.00 $2,060,000.00 $0.00 $62,949,121.28 Sold, in full; warrants not outstanding $0.00 $0.00 $1,700,000.00 $0.00 $235,713.00 $138,778.00 $24,429,245.84 $33,835,943.42 11,735 $1,000.00 $370,000,000.00 $230,000,000.00 370,000 230,000 $1,000.00 $1,000.00 ($461,010.00) $3,455,000.00 $3,455,000.00 $6,885,000.00 3,455 3,455 6,885 $1,000.00 $1,000.00 $1,000.00 $690,000.00 690 $4,500,000.00 4,500 $1,000.00 $225,000.00 225 $53,073,270.00 57,000 $931.10 $1,512,177.00 571,906 $63,363.90 29,480 14,000 118,000 ($3,926,730.00) 1,700 $1,000.00 $2,586,404.73 2,639,000 $0.98 ($52,595.27) $14,036.54 $93,307.98 $17,919,962.10 $331,767.90 19,931,000 369,000 $0.90 $0.90 ($2,011,037.90) ($37,232.10) $726,240.64 $98,490.00 895,000 120,000 $2,530,958.50 $5,904,609.50 $17,133,307.00 3,514 8,198 23,788 $720.20 $720.20 $720.20 ($983,041.50) ($2,293,390.50) ($6,654,693.00) $144,418.75 $1,065,397.75 $240,354.06 175 1,291 309 $1,715,000,000.00 1,715,000 $1,000.00 $3,250,000.00 13,815,789 $196,000,000.00 196,000 $1,000.00 $1,518,072.00 506,024 Sold, in full; warrants not outstanding $1,944,772,916.66 Redeemed, in full; warrants not outstanding $313,465.50 $229,613,072.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $6,870,433.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $11,800,000.00 $9,698,000.00 $0.00 $24,460,674.81 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $21,000,000.00 $0.00 $31,631,120.56 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,500,000.00 $0.00 $4,150,815.03 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,881,000.00 $0.00 $2,231,560.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,510,000.00 $0.00 $4,110,668.47 Redeemed, in full; warrants not outstanding $2,687,363.11 $958.10 Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $0.00 $12,535,000.00 11,000 Sold, in full; warrants not outstanding $6,000,000.00 $6,200,000.00 $6,335,000.00 $1,000.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants ($3,299,925.09) Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $3,438,793.11 15,000 $11,735,000.00 $1,700,000.00 Subordinated Debentures w/ Exercised Warrants $869.20 Sold, in full; warrants not outstanding $5,263,187.50 $1,829,711.12 25,223 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $10,538,990.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 217,063 Sold, in full; warrants not outstanding $12,409,762.50 $13,521,828.15 $602,557.00 5,830 $15,000,000.00 Preferred Stock Warrant Proceeds Amount Shares $5,830,000.00 $21,923,074.91 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants (Realized Loss) / (Write-off) / Gain Full investment outstanding; warrants outstanding $6,000,000.00 600 $10,000.00 $300,000.00 30 $21,498,000.00 21,498 $1,000.00 $645,000.00 645 $10,500,000.00 $10,500,000.00 10,500 10,500 $1,000.00 $1,000.00 $7,465,100.00 616,438 $3,500,000.00 3,500 $1,000.00 $175,000.00 175 $1,881,000.00 1,881 $1,000.00 $94,000.00 94 $3,510,000.00 3,510 $1,000.00 $176,000.00 176 FootNote 6,12 6,40 6,16 9 10 9,6,12 42 6 20,25 9,6,12 9 9,6,12 6 9,7 9,7,34 9,6,12 10,14 43,6,12 42,6,12 9 9,6,12 9,6,12 6,12 9,6,12 43 6 57,9 6,12 9,14 13,9,12 6,40 6 13,9,12 Institution Name City METRO CITY BANK DORAVILLE METRO CITY BANK DORAVILLE METRO CITY BANK DORAVILLE METRO CITY BANK DORAVILLE METROCORP BANCSHARES, INC. HOUSTON METROCORP BANCSHARES, INC. HOUSTON METROCORP BANCSHARES, INC. HOUSTON METROPOLITAN BANK GROUP, INC. CHICAGO METROPOLITAN BANK GROUP, INC. CHICAGO METROPOLITAN CAPITAL BANCORP, INC. CHICAGO METROPOLITAN CAPITAL BANCORP, INC. CHICAGO MID PENN BANCORP, INC./MID PENN BANK MILLERSBURG MID PENN BANCORP, INC./MID PENN BANK MILLERSBURG MID PENN BANCORP, INC./MID PENN BANK MILLERSBURG MIDDLEBURG FINANCIAL CORPORATION MIDDLEBURG MIDDLEBURG FINANCIAL CORPORATION MIDDLEBURG MIDDLEBURG FINANCIAL CORPORATION MIDDLEBURG MIDLAND STATES BANCORP, INC. EFFINGHAM MIDLAND STATES BANCORP, INC. EFFINGHAM MIDSOUTH BANCORP, INC. LAFAYETTE MIDSOUTH BANCORP, INC. LAFAYETTE MIDSOUTH BANCORP, INC. LAFAYETTE MIDTOWN BANK & TRUST COMPANY ATLANTA MIDWEST BANC HOLDINGS, INC. MELROSE PARK MIDWEST REGIONAL BANCORP, INC. / THE BANK OF OTTERVILLFESTUS MIDWEST REGIONAL BANCORP, INC. / THE BANK OF OTTERVILLFESTUS MIDWESTONE FINANCIAL GROUP, INC. IOWA CITY MIDWESTONE FINANCIAL GROUP, INC. IOWA CITY MIDWESTONE FINANCIAL GROUP, INC. IOWA CITY MID-WISCONSIN FINANCIAL SERVICES, INC. MEDFORD MID-WISCONSIN FINANCIAL SERVICES, INC. MEDFORD MILLENNIUM BANCORP, INC. EDWARDS MILLENNIUM BANCORP, INC. EDWARDS MISSION COMMUNITY BANCORP SAN LUIS OBISPO MISSION COMMUNITY BANCORP SAN LUIS OBISPO MISSION VALLEY BANCORP SUN VALLEY MISSION VALLEY BANCORP SUN VALLEY MONADNOCK BANCORP, INC. PETERBOROUGH MONADNOCK BANCORP, INC. PETERBOROUGH MONARCH COMMUNITY BANCORP, INC. COLDWATER MONARCH FINANCIAL HOLDINGS, INC. CHESAPEAKE MONARCH FINANCIAL HOLDINGS, INC. CHESAPEAKE MONARCH FINANCIAL HOLDINGS, INC. CHESAPEAKE MONEYTREE CORPORATION LENOIR CITY MONEYTREE CORPORATION LENOIR CITY MONUMENT BANK BETHESDA MONUMENT BANK BETHESDA MORGAN STANLEY NEW YORK MORGAN STANLEY NEW YORK MORGAN STANLEY NEW YORK MORRILL BANCSHARES, INC. MERRIAM MORRILL BANCSHARES, INC. MERRIAM MOSCOW BANCSHARES, INC. MOSCOW MOSCOW BANCSHARES, INC. MOSCOW MOSCOW BANCSHARES, INC. MOSCOW MOUNTAIN VALLEY BANCSHARES, INC. CLEVELAND MOUNTAIN VALLEY BANCSHARES, INC. CLEVELAND MS FINANCIAL, INC. KINGWOOD MS FINANCIAL, INC. KINGWOOD MUTUALFIRST FINANCIAL, INC. MUNCIE MUTUALFIRST FINANCIAL, INC. MUNCIE MUTUALFIRST FINANCIAL, INC. MUNCIE NAPLES BANCORP, INC. NAPLES NAPLES BANCORP, INC. NAPLES NARA BANCORP, INC. LOS ANGELES NARA BANCORP, INC. LOS ANGELES NARA BANCORP, INC. LOS ANGELES NATIONAL BANCSHARES, INC. BETTENDORF NATIONAL BANCSHARES, INC. BETTENDORF NATIONAL BANCSHARES, INC. BETTENDORF NATIONAL PENN BANCSHARES, INC. BOYERTOWN NATIONAL PENN BANCSHARES, INC. BOYERTOWN NATIONAL PENN BANCSHARES, INC. BOYERTOWN NATIONWIDE BANKSHARES, INC. WEST POINT NATIONWIDE BANKSHARES, INC. WEST POINT NC BANCORP, INC. / METROPOLITAN BANK GROUP, INC. CHICAGO NC BANCORP, INC. / METROPOLITAN BANK GROUP, INC. CHICAGO NCAL BANCORP LOS ANGELES NEMO BANCSHARES, INC. MADISON State GA GA GA GA TX TX TX IL IL IL IL PA PA PA VA VA VA IL IL LA LA LA GA IL MO MO IA IA IA WI WI CO CO CA CA CA CA NH NH MI VA VA VA TN TN MD MD NY NY NY KS KS TN TN TN GA GA TX TX IN IN IN FL FL CA CA CA IA IA IA PA PA PA NE NE IL IL CA MO Date 30-Jan-09 29-Oct-12 31-Oct-12 1-Nov-12 16-Jan-09 3-Jul-12 11-Jun-13 26-Jun-09 28-Jun-13 10-Apr-09 20-Nov-09 19-Dec-08 28-Dec-12 23-Jan-13 30-Jan-09 23-Dec-09 18-Nov-11 23-Jan-09 23-Dec-09 9-Jan-09 25-Aug-11 22-Nov-11 27-Feb-09 5-Dec-08 13-Feb-09 10-Nov-09 6-Feb-09 6-Jul-11 27-Jul-11 20-Feb-09 26-Apr-13 3-Apr-09 14-Aug-12 9-Jan-09 28-Dec-11 23-Dec-08 20-Aug-10 19-Dec-08 28-Dec-12 6-Feb-09 19-Dec-08 23-Dec-09 10-Feb-10 13-Mar-09 15-Sep-11 30-Jan-09 11-Aug-11 28-Oct-08 17-Jun-09 12-Aug-09 16-Jan-09 20-Jul-11 23-Jan-09 25-Apr-12 5-Dec-12 25-Sep-09 22-Jul-13 27-Mar-09 19-Oct-11 23-Dec-08 25-Aug-11 28-Sep-11 27-Mar-09 12-Jul-12 21-Nov-08 27-Jun-12 8-Aug-12 27-Feb-09 19-Feb-13 20-Feb-13 12-Dec-08 16-Mar-11 13-Apr-11 11-Dec-09 29-Dec-10 26-Jun-09 28-Jun-13 19-Dec-08 19-Jun-09 Original Investment Type1 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Original Investment Amount $7,700,000.00 $45,000,000.00 $71,526,000.00 $2,040,000.00 $2,348,000.00 $10,000,000.00 $22,000,000.00 Total Cash Back2 Outstanding Investment $0.00 $0.00 -$0.01 $8,806,297.80 $53,406,628.25 $27,172,726.72 Investment Status* $26,102.90 29 $900.10 ($2,897.10) $6,904,667.10 7,671 $900.10 ($766,332.90) $44,152,650.00 45,000 $981.20 ($847,350.00) Full investment outstanding; warrants outstanding $0.00 $12,070,979.20 Redeemed, in full; warrants not outstanding $10,189,000.00 $0.00 $11,206,989.34 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $20,000,000.00 $0.00 $22,834,334.78 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $16,000,000.00 $5,222,000.00 $84,784,000.00 $0.00 $0.00 $275,104.50 $824,288.89 $763,294.14 $18,933,333.33 $0.00 $12,844,226.31 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $7,260,000.00 $0.00 $4,296,561.73 Sold, in full; warrants not outstanding Preferred Stock $5,116,000.00 $0.00 $5,875,583.89 Redeemed, in full; warrants not outstanding $0.00 $5,956,041.66 $23,718,541.95 71,526 $331.60 $10,000,000.00 10,000 $1,000.00 $1,834,000.00 $0.00 $2,339,348.60 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Warrants $6,785,000.00 $14,700,000.00 $6,785,000.00 $0.00 $262,919.00 $15,703,166.66 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $9,516,000.00 $0.00 $11,291,481.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $4,734,000.00 $0.00 $5,623,958.50 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $10,000,000,000.00 $0.00 $11,268,055,555.11 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $13,000,000.00 $6,216,000.00 $3,300,000.00 $0.00 $0.00 $0.00 $15,429,122.22 Redeemed, in full; warrants not outstanding $7,803,377.38 Redeemed, in full; warrants not outstanding $4,119,975.55 $7,723,000.00 $0.00 $9,206,289.90 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $32,382,000.00 $0.00 $37,608,789.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $4,000,000.00 $0.00 $956,066.67 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $67,000,000.00 $0.00 $81,249,317.20 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $24,664,000.00 $150,000,000.00 $0.00 $0.00 $21,471,087.90 $167,958,333.33 $0.00 $2,276,190.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $6,880,000.00 $0.00 $2,613,714.23 Sold, in full; warrants not outstanding $10,000,000.00 $0.00 $1,311,027.78 $3,199,347.39 $301,001.00 104,101 $509,000.00 509 $206,557.00 104,384 $35,000.00 35 $1,000,000.00 198,675 $500,000.00 500 $92,000.00 92 $260,000.00 132,353 $1,000.00 $10,189,000.00 10,189 $1,000.00 $20,000,000.00 20,000 $1,000.00 $700,000.00 700 $1,000.00 $16,000,000.00 16,000 $1,000.00 $10,000,000.00 10,000 $1,000.00 $2,904,000.00 7,260 $400.00 $5,116,000.00 5,116 $1,000.00 $5,500,000.00 5,500 $1,000.00 $1,834,000.00 1,834 $1,000.00 $14,700,000.00 14,700 $1,000.00 ($4,356,000.00) $9,516,000.00 9,516 $1,000.00 $476,000.00 476 $4,734,000.00 4,734 $1,000.00 $237,000.00 237 $10,000,000,000.00 10,000,000 $1,000.00 $950,000,000.00 65,245,759 $13,000,000.00 13,000 $1,000.00 $650,000.00 650 $1,100,000.00 $5,116,000.00 1,100 5,116 $1,000.00 $1,000.00 $311,000.00 311 $3,267,000.00 3,300 $990.00 $165,034.65 165 $7,723,000.00 7,723 $1,000.00 $386,000.00 386 $32,382,000.00 32,382 $1,000.00 $900,194.00 625,135 $2,189,317.20 521,266 $346,305.00 $499,143.25 500 733 $1,000,000.00 735,294 $100,000.00 100,000 $600,000.00 4,000 $150.00 $67,000,000.00 67,000 $1,000.00 ($33,000.00) ($3,400,000.00) $2,438,182.50 $16,064,996.94 3,250 21,414 $750.20 $750.20 $150,000,000.00 150,000 $1,000.00 ($811,817.50) ($5,349,003.06) Redeemed, in full; warrants not outstanding $2,000,000.00 $10,000,000.00 $2,330,000.00 22,000 Sold, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants 73,099 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $58,479.20 ($47,807,458.06) Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 771,429 Redeemed, in full; warrants not outstanding $10,000,000.00 $5,500,000.00 $2,087,368.00 Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock 385 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $5,222,000.00 $84,784,000.00 $700,000.00 ($3,736.85) $373,684.85 Sold, in full; warrants not outstanding $22,000,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Warrant Proceeds Amount Shares Sold, in full; warrants not outstanding $921,944.44 $23,287,945.11 (Realized Loss) / (Write-off) / Gain Sold, in full; warrants not outstanding $4,388,000.00 $0.00 Capital Repayment / Disposition / Auction3 Avg. Price Amount Shares Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $2,000,000.00 2,000,000 $1.00 $2,281,458.05 6,880 $331.60 ($4,598,541.95) FootNote 42 9,6,12 42,6,12 9 9 6,9,12,16 9 42,6,12 6,12 9,6,12 43 10,14 6 9 9 6,12 6,49 6,7 13,15 6 13,9,12 33,9 6 43,6,12 6,24 6 83 6,12 9 Institution Name NEMO BANCSHARES, INC. NEW HAMPSHIRE THRIFT BANCSHARES, INC. NEW HAMPSHIRE THRIFT BANCSHARES, INC. NEW HAMPSHIRE THRIFT BANCSHARES, INC. NEW YORK PRIVATE BANK & TRUST CORPORATION NEW YORK PRIVATE BANK & TRUST CORPORATION NEWBRIDGE BANCORP NEWBRIDGE BANCORP NEWBRIDGE BANCORP NEWBRIDGE BANCORP NICOLET BANKSHARES, INC. NICOLET BANKSHARES, INC. NORTH CENTRAL BANCSHARES, INC. NORTH CENTRAL BANCSHARES, INC. NORTH CENTRAL BANCSHARES, INC. NORTHEAST BANCORP NORTHEAST BANCORP NORTHEAST BANCORP NORTHERN STATE BANK NORTHERN STATE BANK NORTHERN STATE BANK NORTHERN STATES FINANCIAL CORPORATION NORTHERN TRUST CORPORATION NORTHERN TRUST CORPORATION NORTHERN TRUST CORPORATION NORTHWAY FINANCIAL, INC. NORTHWAY FINANCIAL, INC. NORTHWEST BANCORPORATION, INC. NORTHWEST BANCORPORATION, INC. NORTHWEST BANCORPORATION, INC. NORTHWEST COMMERCIAL BANK NORTHWEST COMMERCIAL BANK OAK RIDGE FINANCIAL SERVICES, INC. OAK RIDGE FINANCIAL SERVICES, INC. OAK RIDGE FINANCIAL SERVICES, INC. OAK VALLEY BANCORP OAK VALLEY BANCORP OAK VALLEY BANCORP OCEANFIRST FINANCIAL CORP. OCEANFIRST FINANCIAL CORP. OCEANFIRST FINANCIAL CORP. OJAI COMMUNITY BANK OLD LINE BANCSHARES, INC. OLD LINE BANCSHARES, INC. OLD LINE BANCSHARES, INC. OLD NATIONAL BANCORP OLD NATIONAL BANCORP OLD NATIONAL BANCORP OLD SECOND BANCORP, INC. OLD SECOND BANCORP, INC. OLD SECOND BANCORP, INC. OLD SECOND BANCORP, INC. OLD SECOND BANCORP, INC. OMEGA CAPITAL CORP. OMEGA CAPITAL CORP. OMEGA CAPITAL CORP. ONE GEORGIA BANK ONE UNITED BANK ONEFINANCIAL CORPORATION OREGON BANCORP, INC. OSB FINANCIAL SERVICES, INC. OSB FINANCIAL SERVICES, INC. PACIFIC CAPITAL BANCORP PACIFIC CAPITAL BANCORP PACIFIC CAPITAL BANCORP PACIFIC CITY FINANCIAL CORPORATION PACIFIC COAST BANKERS' BANCSHARES PACIFIC COAST BANKERS' BANCSHARES PACIFIC COAST NATIONAL BANCORP PACIFIC COAST NATIONAL BANCORP PACIFIC COMMERCE BANK PACIFIC INTERNATIONAL BANCORP PACIFIC INTERNATIONAL BANCORP PARK BANCORPORATION, INC. PARK BANCORPORATION, INC. PARK BANCORPORATION, INC. PARK BANCORPORATION, INC. PARK NATIONAL CORPORATION PARK NATIONAL CORPORATION City MADISON NEWPORT NEWPORT NEWPORT NEW YORK NEW YORK GREENSBORO GREENSBORO GREENSBORO GREENSBORO GREEN BAY GREEN BAY FORT DODGE FORT DODGE FORT DODGE LEWISTON LEWISTON LEWISTON CLOSTER CLOSTER CLOSTER WAUKEGAN CHICAGO CHICAGO CHICAGO BERLIN BERLIN SPOKANE SPOKANE SPOKANE LAKEWOOD LAKEWOOD OAK RIDGE OAK RIDGE OAK RIDGE OAKDALE OAKDALE OAKDALE TOMS RIVER TOMS RIVER TOMS RIVER OJAI BOWIE BOWIE BOWIE EVANSVILLE EVANSVILLE EVANSVILLE AURORA AURORA AURORA AURORA AURORA LAKEWOOD LAKEWOOD LAKEWOOD ATLANTA BOSTON LITTLE ROCK SALEM ORANGE ORANGE SANTA BARBARA SANTA BARBARA SANTA BARBARA LOS ANGELES SAN FRANCISCO SAN FRANCISCO SAN CLEMENTE SAN CLEMENTE LOS ANGELES SEATTLE SEATTLE MADISON MADISON MADISON MADISON NEWARK NEWARK State MO NH NH NH NY NY NC NC NC NC WI WI IA IA IA ME ME ME NJ NJ NJ IL IL IL IL NH NH WA WA WA WA WA NC NC NC CA CA CA NJ NJ NJ CA MD MD MD IN IN IN IL IL IL IL IL CO CO CO GA MA AR OR TX TX CA CA CA CA CA CA CA CA CA WA WA WI WI WI WI OH OH Date 24-Apr-13 16-Jan-09 25-Aug-11 15-Feb-12 9-Jan-09 24-Jul-13 12-Dec-08 26-Apr-13 29-Apr-13 15-May-13 23-Dec-08 1-Sep-11 9-Jan-09 14-Dec-11 11-Jan-12 12-Dec-08 28-Nov-12 28-Dec-12 15-May-09 18-Dec-09 28-Mar-12 20-Feb-09 14-Nov-08 17-Jun-09 26-Aug-09 30-Jan-09 15-Sep-11 13-Feb-09 8-Mar-13 11-Mar-13 13-Feb-09 9-Jan-13 30-Jan-09 31-Oct-12 6-Feb-13 5-Dec-08 11-Aug-11 28-Sep-11 16-Jan-09 30-Dec-09 3-Feb-10 30-Jan-09 5-Dec-08 15-Jul-09 2-Sep-09 12-Dec-08 31-Mar-09 8-May-09 16-Jan-09 11-Mar-13 26-Mar-13 27-Mar-13 11-Jun-13 17-Apr-09 19-Jul-13 22-Jul-13 8-May-09 19-Dec-08 5-Jun-09 24-Apr-09 1-May-09 5-Oct-11 21-Nov-08 23-Feb-11 30-Nov-12 19-Dec-08 23-Dec-08 28-Jul-11 16-Jan-09 11-Feb-10 23-Dec-08 12-Dec-08 15-Feb-13 6-Mar-09 7-Aug-12 9-Aug-12 10-Aug-12 23-Dec-08 25-Apr-12 Original Investment Type1 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Original Investment Amount $10,000,000.00 $267,274,000.00 $52,372,000.00 $14,964,000.00 $10,200,000.00 $4,227,000.00 Total Cash Back2 Outstanding Investment $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $12,041,266.67 $346,794,005.83 $70,087,060.35 $17,904,842.66 $12,294,583.33 $5,159,181.33 Investment Status* Capital Repayment / Disposition / Auction3 Avg. Price Amount Shares $2,330,000.00 2,330,000 $1.00 $10,000,000.00 10,000 $1,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $1,341,000.00 $1,230,000.00 $17,211,000.00 $1,576,000,000.00 $10,000,000.00 $10,500,000.00 $1,992,000.00 $7,700,000.00 $13,500,000.00 $0.00 $17,211,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $2,987,782.33 $418,322.50 $1,709,623,333.35 $267,274,000.00 267,274 $1,000.00 $2,709,121.50 $48,641,624.50 2,763 49,609 $980.50 $980.50 $14,964,000.00 14,964 $1,000.00 $38,263,000.00 $0.00 $10,200,000.00 10,200 $1,000.00 $2,080,000.00 $7,000,000.00 $2,080,000.00 $0.00 $458,163.33 $7,438,888.89 $100,000,000.00 $0.00 $102,713,888.89 $73,000,000.00 $0.00 $31,423,238.49 $1,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $2,816,000.00 $5,500,000.00 $12,063,000.00 $17,300,000.00 $3,216,000.00 $6,100,000.00 $180,634,000.00 $16,200,000.00 $11,600,000.00 $0.00 $5,500,000.00 $12,063,000.00 $17,300,000.00 $3,216,000.00 $0.00 $0.00 $16,200,000.00 $0.00 $3,453,603.15 $0.00 $93,823.33 $3,782,990.59 $755,207.50 $7,662,314.53 $168,483,804.20 $358,065.00 $13,821,963.89 2,567,255 $748,000.00 748 $600,000.00 99,157 $95,000.00 67,958 $67,000.00 67 $1,576,000,000.00 1,576,000 $1,000.00 $87,000,000.00 3,824,624 $500,000.00 500 $587,634.55 525 $100,000.00 100 $122,887.50 163,830 $560,000.00 350,346 $430,797.00 190,427 $225,000.00 141,892 $1,200,000.00 813,008 $106,891.00 815,339 $184,886.25 141 $305,000.00 305,000 $393,120.78 15,120 $580,000.00 580 $88,948.50 $487,656.25 $319,434.35 114 625 421 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $10,000,000.00 10,000 $1,000.00 $2,000,000.00 $8,500,000.00 2,000 8,500 $1,032.10 $1,032.10 $1,992,000.00 1,992 $1,000.00 $7,095,550.00 7,700 $921.50 $64,220.00 $272,935.00 Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding ($604,450.00) Redeemed, in full; warrants not outstanding 13,500 $1,000.00 Redeemed, in full; warrants not outstanding 38,263 $1,000.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding 7,000 $1,000.00 Redeemed, in full; warrants not outstanding 100,000 $1,000.00 Sold, in full; warrants not outstanding $24,684,870.00 $452,424.00 $668,079.44 Preferred Stock w/ Exercised Warrants $7,778,782.65 ($53,878.50) ($967,375.50) $1,000.00 2,571 $100,000,000.00 Preferred Stock w/ Warrants 4,227 $2,571,000.00 $7,000,000.00 Preferred Stock w/ Warrants 13,364 Redeemed, in full; warrants not outstanding $38,263,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $13,364,000.00 Redeemed, in full; warrants not outstanding $11,891,847.50 $40,521,918.61 184,275 Redeemed, in full; warrants not outstanding $13,500,000.00 Preferred Stock w/ Warrants $737,100.00 Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding $15,871,250.00 117,000 Sold, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $8,592,336.00 $117,000.00 Redeemed, in full; warrants not outstanding $11,930,624.67 $2,380,393.00 Warrant Proceeds Amount Shares Redeemed, in full; warrants not outstanding $4,227,000.00 Preferred Stock w/ Warrants (Realized Loss) / (Write-off) / Gain 70,028 1,200 1,772 $352.50 $377.00 $377.00 ($45,343,130.00) ($747,576.00) ($1,103,920.56) Sold, in full; warrants not outstanding $1,239,000.00 $1,577,000.00 1,239 1,577 $1,142.90 $1,142.90 $6,100,000.00 6,100,000 $1.00 $14.75 $165,983,272.00 1 3,608,332 $29.50 $46.00 $11,600,000.00 11,600 $1,000.00 $177,053.10 $225,353.30 Full investment outstanding; warrants outstanding Full investment outstanding; warrants not outstanding Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding ($10.28) ($14,650,702.97) Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $4,120,000.00 $0.00 $18,087.94 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $4,060,000.00 $6,500,000.00 $4,060,000.00 $0.00 $387,222.50 $7,937,744.97 Full investment outstanding; warrants outstanding Redeemed, in full; warrants outstanding Preferred Stock w/ Exercised Warrants $23,200,000.00 $0.00 $22,020,064.10 Sold, in full; warrants not outstanding ($4,120,000.00) Preferred Stock w/ Warrants $100,000,000.00 $0.00 $119,536,844.44 $6,500,000.00 6,500 $1,000.00 $1,676,654.00 $4,048,506.00 $11,216,640.00 2,296 5,544 15,360 $730.20 $730.20 $730.20 $100,000,000.00 100,000 $1,000.00 Redeemed, in full; warrants not outstanding ($619,346.00) ($1,495,494.00) ($4,143,360.00) FootNote 58 6,19,9 6 42 6,12 6 6,9,12 9 42,6,12 9 54,6,12 6,12 6,12 6 6,15,43 9,7,34 6,44 6,67 9 42,6,12 13,15 18 6 7,13,34 6,20 13,12 6 78 6,15 Institution Name PARK NATIONAL CORPORATION PARKE BANCORP, INC. PARKE BANCORP, INC. PARKE BANCORP, INC. PARKE BANCORP, INC. PARKVALE FINANCIAL CORPORATION / F.N.B. CORPORATION PARKVALE FINANCIAL CORPORATION / F.N.B. CORPORATION PASCACK BANCORP, INC. PASCACK BANCORP, INC. PATAPSCO BANCORP, INC. PATHFINDER BANCORP, INC. PATHFINDER BANCORP, INC. PATHFINDER BANCORP, INC. PATHWAY BANCORP PATHWAY BANCORP PATRIOT BANCSHARES, INC. PATTERSON BANCSHARES, INC. PATTERSON BANCSHARES, INC. PATTERSON BANCSHARES, INC. PATTERSON BANCSHARES, INC. PATTERSON BANCSHARES, INC. PATTERSON BANCSHARES, INC. PEAPACK-GLADSTONE FINANCIAL CORPORATION PEAPACK-GLADSTONE FINANCIAL CORPORATION PEAPACK-GLADSTONE FINANCIAL CORPORATION PEAPACK-GLADSTONE FINANCIAL CORPORATION PEAPACK-GLADSTONE FINANCIAL CORPORATION PENN LIBERTY FINANCIAL CORP. PENN LIBERTY FINANCIAL CORP. PEOPLES BANCORP (OH) PEOPLES BANCORP (OH) PEOPLES BANCORP (OH) PEOPLES BANCORP (OH) PEOPLES BANCORP (WA) PEOPLES BANCORP (WA) PEOPLES BANCORP OF NORTH CAROLINA, INC. PEOPLES BANCORP OF NORTH CAROLINA, INC. PEOPLES BANCORP OF NORTH CAROLINA, INC. PEOPLES BANCORPORATION, INC. PEOPLES BANCORPORATION, INC. PEOPLES BANCSHARES OF TN, INC. PEOPLES BANCSHARES OF TN, INC. PEOPLESSOUTH BANCSHARES, INC. PFSB BANCORPORATION, INC. / PIGEON FALLS STATE BANK PFSB BANCORPORATION, INC. / PIGEON FALLS STATE BANK PGB HOLDINGS, INC. PGB HOLDINGS, INC. PIERCE COUNTY BANCORP PINNACLE BANK HOLDING COMPANY, INC. PINNACLE FINANCIAL PARTNERS, INC. PINNACLE FINANCIAL PARTNERS, INC. PINNACLE FINANCIAL PARTNERS, INC. PINNACLE FINANCIAL PARTNERS, INC. PLAINS CAPITAL CORPORATION PLAINS CAPITAL CORPORATION PLATO HOLDINGS INC. PLATO HOLDINGS INC. PLATO HOLDINGS INC. PLUMAS BANCORP PLUMAS BANCORP PLUMAS BANCORP POPULAR, INC. PORTER BANCORP, INC.(PBI) LOUISVILLE, KY PRAIRIE STAR BANCSHARES, INC. PREMIER BANCORP, INC. PREMIER BANCORP, INC. PREMIER BANK HOLDING COMPANY PREMIER FINANCIAL BANCORP, INC. PREMIER FINANCIAL BANCORP, INC. PREMIER FINANCIAL BANCORP, INC. PREMIER FINANCIAL BANCORP, INC. PREMIER FINANCIAL CORP. PREMIER FINANCIAL CORP. PREMIER SERVICE BANK PREMIERWEST BANCORP PREMIERWEST BANCORP PRESIDIO BANK PRESIDIO BANK PRESIDIO BANK City NEWARK SEWELL SEWELL SEWELL SEWELL MONROEVILLE MONROEVILLE WESTWOOD WESTWOOD DUNDALK OSWEGO OSWEGO OSWEGO CAIRO CAIRO HOUSTON PATTERSON PATTERSON PATTERSON PATTERSON PATTERSON PATTERSON GLADSTONE GLADSTONE GLADSTONE GLADSTONE GLADSTONE WAYNE WAYNE MARIETTA MARIETTA MARIETTA MARIETTA LYNDEN LYNDEN NEWTON NEWTON NEWTON EASLEY EASLEY MADISONVILLE MADISONVILLE COLQUITT PIGEON FALLS PIGEON FALLS CHICAGO CHICAGO TACOMA ORANGE CITY NASHVILLE NASHVILLE NASHVILLE NASHVILLE DALLAS DALLAS SAINT PAUL SAINT PAUL SAINT PAUL QUINCY QUINCY QUINCY SAN JUAN LOUISVILLE OLATHE WILMETTE WILMETTE TALLAHASSEE HUNTINGTON HUNTINGTON HUNTINGTON HUNTINGTON DUBUQUE DUBUQUE RIVERSIDE MEDFORD MEDFORD SAN FRANCISCO SAN FRANCISCO SAN FRANCISCO State OH NJ NJ NJ NJ PA PA NJ NJ MD NY NY NY NE NE TX LA LA LA LA LA LA NJ NJ NJ NJ NJ PA PA OH OH OH OH WA WA NC NC NC SC SC TN TN GA WI WI IL IL WA FL TN TN TN TN TX TX MN MN MN CA CA CA PR KY KS IL IL FL WV WV WV WV IA IA CA OR OR CA CA CA Date 2-May-12 30-Jan-09 28-Nov-12 29-Nov-12 12-Jun-13 23-Dec-08 3-Jan-12 6-Feb-09 19-Oct-11 19-Dec-08 11-Sep-09 1-Sep-11 1-Feb-12 27-Mar-09 24-Jun-13 19-Dec-08 17-Apr-09 7-Mar-12 22-Aug-12 5-Dec-12 8-May-13 5-Jun-13 9-Jan-09 6-Jan-10 2-Mar-11 11-Jan-12 4-Apr-12 17-Apr-09 1-Sep-11 30-Jan-09 2-Feb-11 28-Dec-11 15-Feb-12 13-Feb-09 3-Aug-11 23-Dec-08 3-Jul-12 8-Aug-12 24-Apr-09 24-Apr-12 20-Mar-09 31-Oct-12 6-Mar-09 11-Sep-09 25-Aug-11 6-Feb-09 13-Aug-10 23-Jan-09 6-Mar-09 12-Dec-08 28-Dec-11 20-Jun-12 18-Jul-12 19-Dec-08 27-Sep-11 17-Jul-09 26-Apr-13 29-Apr-13 30-Jan-09 29-Apr-13 22-May-13 5-Dec-08 21-Nov-08 3-Apr-09 8-May-09 13-Aug-10 20-Mar-09 2-Oct-09 8-Aug-12 9-Aug-12 10-Aug-12 22-May-09 22-Jul-13 20-Feb-09 13-Feb-09 9-Apr-13 20-Nov-09 10-Dec-12 11-Dec-12 Original Investment Type1 Preferred Stock w/ Warrants Original Investment Amount $16,288,000.00 Total Cash Back2 Outstanding Investment $0.00 $16,365,554.76 Investment Status* Capital Repayment / Disposition / Auction3 Avg. Price Amount Shares Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $31,762,000.00 $3,756,000.00 $6,000,000.00 $6,771,000.00 $3,727,000.00 $26,038,000.00 $3,690,000.00 $28,685,000.00 $9,960,000.00 $39,000,000.00 $18,000,000.00 $25,054,000.00 $12,660,000.00 $0.00 $0.00 $6,000,000.00 $0.00 $0.00 $26,038,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $36,570,413.89 $4,497,312.67 $377,866.67 $7,976,328.84 $4,628,862.77 $2,704,135.78 $4,692,022.77 $32,075,739.67 $11,745,689.33 $44,926,557.48 $21,325,250.00 $27,877,966.16 $15,362,909.75 $3,000,000.00 $0.00 $3,227,916.67 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $6,800,000.00 $4,389,000.00 $95,000,000.00 $6,800,000.00 $4,389,000.00 $0.00 $207,947.78 $284,999.00 $111,918,194.45 Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $935,000,000.00 $35,000,000.00 $2,800,000.00 $6,784,000.00 $9,500,000.00 $22,252,000.00 $935,000,000.00 $35,000,000.00 $2,800,000.00 $0.00 $9,500,000.00 $0.00 $105,252,939.77 Redeemed, in full; warrants not outstanding $3,103,618.40 Sold, in full; warrants not outstanding $219,609,027.78 $4,783,333.33 $132,253.00 $7,444,215.12 Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $467,412.50 $23,052,240.29 Full investment outstanding; warrants outstanding Sold, in full; warrants outstanding $6,349,000.00 $0.00 $8,862,067.16 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $4,000,000.00 $41,400,000.00 $4,000,000.00 $0.00 $54,500.00 $42,446,500.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $10,800,000.00 $0.00 $11,077,694.89 $1,000.00 $188,000.00 188 $6,771,000.00 6,771 $1,000.00 $537,633.00 154,354 $3,727,000.00 3,727 $1,167.00 $226,565.00 186 $250,000.00 $250,000.00 $250,000.00 $500,000.00 $2,440,000.00 250 250 250 500 2,440 $1,000.00 $1,000.00 $1,000.00 $1,000.00 $1,000.00 $185,000.00 185 $7,172,000.00 $7,172,000.00 $14,341,000.00 7,172 7,172 14,341 $1,000.00 $1,000.00 $1,000.00 $110,000.00 150,296 $498,000.00 498 $1,200,724.15 313,505 $900,000.00 900 $425,000.00 357,234 $633,000.00 633 $122,225.00 195 $71,000.00 71 $755,000.00 267,455 $4,382,000.00 4,382 $90,582.47 107,000 $234,500.00 237,712 $1,507,379.58 $483,425.00 317,000 ($47,364.90) ($1,602,767.10) $83,925.37 $194,455.95 97 228 $622,446.27 $9,960,000.00 9,960 $1,000.00 $21,000,000.00 $18,000,000.00 21,000 18,000 $1,000.00 $1,000.00 $18,000,000.00 18,000 $1,000.00 $23,384,401.44 25,054 $933.40 ($1,669,598.56) $12,660,000.00 12,660 $1,000.00 $2,944,500.00 3,900 $755.00 $1,500,000.00 1,500 $1,000.00 $3,000,000.00 3,000 $1,000.00 $23,750,000.00 $71,250,000.00 23,750 71,250 $1,000.00 $1,000.00 ($955,500.00) $87,631,000.00 87,631 $1,000.00 $120,000.00 $2,380,000.00 120,000 2,380,000 $1.00 $1.00 $180.00 $3,570.00 $11,949,000.00 11,949 $1,091.10 $1,088,673.39 Sold, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 3,756 Redeemed, in full; warrants not outstanding Preferred Stock Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures $3,756,000.00 Sold, in full; warrants not outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $13,764,140.41 $1,000.00 Redeemed, in full; warrants not outstanding $2,983,423.08 $1,730,162.66 $0.00 31,762 Redeemed, in full; warrants not outstanding $12,325,000.00 $0.00 $11,949,000.00 $31,762,000.00 Redeemed, in full; warrants not outstanding $12,325,000.00 $1,500,000.00 Preferred Stock w/ Warrants 438,906 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $0.00 $1,650,288.00 ($153,927.72) ($4,421,208.60) Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding $2,500,000.00 $719.10 $719.10 Sold, in full; warrants not outstanding $3,809,874.42 Subordinated Debentures w/ Exercised Warrants 548 15,740 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $0.00 $0.00 227,376 Redeemed, in full; warrants not outstanding $3,900,000.00 $87,631,000.00 $2,842,400.00 Redeemed, in full; warrants outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Warrant Proceeds Amount Shares Sold, in full; warrants not outstanding $394,072.28 $11,318,791.40 Preferred Stock w/ Warrants (Realized Loss) / (Write-off) / Gain $6,784,000.00 6,784,000 $1.00 $1,678,618.89 $8,575,102.51 $9,795,998.16 1,863 9,517 10,872 $901.00 $901.00 $901.00 $6,349,000.00 6,349,000 $1.24 $41,400,000.00 41,400 $1,000.00 $262,635.10 $8,887,232.90 310 10,490 $847.20 $847.20 ($184,381.11) ($941,897.49) ($1,076,001.84) Sold, in full; warrants not outstanding FootNote 73 6,16 10 6,15,42 86 9,6,12 42,6,12 42 6 6,15 42,6,12 42,6,12 6 42,6,12 6,15,60 6,12 9 6 6,12 6 13,9,12 13 6,93 9 6 42 9,42 6,12 42,6,12 9 42,6,12 6,12 Institution Name PRINCETON NATIONAL BANCORP, INC. PRIVATE BANCORPORATION, INC. PRIVATE BANCORPORATION, INC. PRIVATEBANCORP, INC. PRIVATEBANCORP, INC. PRIVATEBANCORP, INC. PROVIDENCE BANK PROVIDENCE BANK PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION PROVIDENT COMMUNITY BANCSHARES, INC. PSB FINANCIAL CORPORATION PSB FINANCIAL CORPORATION PUGET SOUND BANK PUGET SOUND BANK PULASKI FINANCIAL CORP. PULASKI FINANCIAL CORP. PULASKI FINANCIAL CORP. QCR HOLDINGS, INC. QCR HOLDINGS, INC. QCR HOLDINGS, INC. RANDOLPH BANK & TRUST COMPANY RCB FINANCIAL CORPORATION REDWOOD CAPITAL BANCORP REDWOOD CAPITAL BANCORP REDWOOD FINANCIAL, INC. REDWOOD FINANCIAL, INC. REGENT BANCORP, INC. REGENT CAPITAL CORPORATION, INC. / REGENT BANK REGENT CAPITAL CORPORATION, INC. / REGENT BANK REGENTS BANCSHARES, INC. REGENTS BANCSHARES, INC. REGIONAL BANKSHARES, INC. REGIONAL BANKSHARES, INC. REGIONAL BANKSHARES, INC. REGIONS FINANCIAL CORPORATION REGIONS FINANCIAL CORPORATION REGIONS FINANCIAL CORPORATION RELIANCE BANCSHARES, INC. RIDGESTONE FINANCIAL SERVICES, INC. RIDGESTONE FINANCIAL SERVICES, INC. RISING SUN BANCORP RIVER VALLEY BANCORPORATION, INC. RIVER VALLEY BANCORPORATION, INC. RIVER VALLEY BANCORPORATION, INC. RIVERSIDE BANCSHARES, INC. ROGERS BANCSHARES, INC. ROYAL BANCSHARES OF PENNSYLVANIA, INC. S&T BANCORP, INC. S&T BANCORP, INC. S&T BANCORP, INC. SAIGON NATIONAL BANK SALISBURY BANCORP, INC. SALISBURY BANCORP, INC. SALISBURY BANCORP, INC. SANDY SPRING BANCORP, INC. SANDY SPRING BANCORP, INC. SANDY SPRING BANCORP, INC. SANDY SPRING BANCORP, INC. SANTA CLARA VALLEY BANK, N.A SANTA CLARA VALLEY BANK, N.A SANTA CLARA VALLEY BANK, N.A SANTA LUCIA BANCORP SANTA LUCIA BANCORP SBT BANCORP, INC. SBT BANCORP, INC. SCBT FINANCIAL CORPORATION SCBT FINANCIAL CORPORATION SCBT FINANCIAL CORPORATION SEACOAST BANKING CORPORATION OF FLORIDA SEACOAST BANKING CORPORATION OF FLORIDA SEACOAST BANKING CORPORATION OF FLORIDA SEACOAST COMMERCE BANK SEACOAST COMMERCE BANK SECURITY BANCSHARES OF PULASKI COUNTY, INC. SECURITY BANCSHARES OF PULASKI COUNTY, INC. SECURITY BANCSHARES OF PULASKI COUNTY, INC. City PRINCETON MINNEAPOLIS MINNEAPOLIS CHICAGO CHICAGO CHICAGO ROCKY MOUNT ROCKY MOUNT BALTIMORE BALTIMORE BALTIMORE BALTIMORE ROCK HILL MANY MANY BELLEVUE BELLEVUE CREVE COEUR CREVE COEUR CREVE COEUR MOLINE MOLINE MOLINE ASHEBORO ROME EUREKA EUREKA REDWOOD FALLS REDWOOD FALLS DAVIE NOWATA NOWATA VANCOUVER VANCOUVER HARTSVILLE HARTSVILLE HARTSVILLE BIRMINGHAM BIRMINGHAM BIRMINGHAM FRONTENAC BROOKFIELD BROOKFIELD RISING SUN WAUSAU WAUSAU WAUSAU LITTLE ROCK LITTLE ROCK NARBERTH INDIANA INDIANA INDIANA WESTMINSTER LAKEVILLE LAKEVILLE LAKEVILLE OLNEY OLNEY OLNEY OLNEY SANTA PAULA SANTA PAULA SANTA PAULA ATASCADERO ATASCADERO SIMSBURY SIMSBURY COLUMBIA COLUMBIA COLUMBIA STUART STUART STUART CHULA VISTA CHULA VISTA WAYNESVILLE WAYNESVILLE WAYNESVILLE State IL MN MN IL IL IL NC NC MD MD MD MD SC LA LA WA WA MO MO MO IL IL IL NC GA CA CA MN MN FL OK OK WA WA SC SC SC AL AL AL MO WI WI MD WI WI WI AR AR PA PA PA PA CA CT CT CT MD MD MD MD CA CA CA CA CA CT CT SC SC SC FL FL FL CA CA MO MO MO Date 23-Jan-09 27-Feb-09 29-Dec-09 30-Jan-09 24-Oct-12 14-Nov-12 2-Oct-09 15-Sep-11 14-Nov-08 21-Aug-12 20-Mar-13 25-Mar-13 13-Mar-09 27-Feb-09 29-Sep-10 16-Jan-09 11-Aug-11 16-Jan-09 3-Jul-12 8-Aug-12 13-Feb-09 15-Sep-11 16-Nov-11 30-Oct-09 19-Jun-09 16-Jan-09 21-Jul-11 9-Jan-09 18-Aug-11 6-Mar-09 27-Feb-09 21-Jul-11 23-Oct-09 26-Jan-12 13-Feb-09 8-Nov-12 9-Nov-12 14-Nov-08 4-Apr-12 2-May-12 13-Feb-09 27-Feb-09 20-Feb-13 9-Jan-09 12-Jun-09 6-Jun-12 15-May-13 15-May-09 30-Jan-09 20-Feb-09 16-Jan-09 7-Dec-11 11-Jun-13 23-Dec-08 13-Mar-09 25-Aug-11 2-Nov-11 5-Dec-08 21-Jul-10 15-Dec-10 23-Feb-11 13-Feb-09 8-Mar-13 11-Mar-13 19-Dec-08 21-Oct-11 27-Mar-09 11-Aug-11 16-Jan-09 20-May-09 24-Jun-09 19-Dec-08 3-Apr-12 30-May-12 23-Dec-08 1-Sep-11 13-Feb-09 10-Dec-12 11-Dec-12 Original Investment Type1 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Original Investment Amount $25,083,000.00 $4,960,000.00 $3,262,000.00 $243,815,000.00 Total Cash Back2 Outstanding Investment Investment Status* $25,083,000.00 $8,222,000.00 $2,271,405.00 $498,859.56 Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding $0.00 $290,552,132.92 Redeemed, in full; warrants not outstanding Capital Repayment / Disposition / Auction3 Avg. Price Amount Shares $243,815,000.00 Preferred Stock w/ Exercised Warrants $4,000,000.00 $0.00 $4,596,311.80 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $151,500,000.00 $0.00 $199,100,113.41 Sold, in full; warrants not outstanding 243,815 (Realized Loss) / (Write-off) / Gain Warrant Proceeds Amount Shares $1,000.00 $4,000,000.00 4,000 $1,000.00 $151,500,000.00 151,500 $1,000.00 $1,225,000.00 645,013 $175,000.00 175 $71.62 $19,047,005.12 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $9,266,000.00 $9,270,000.00 $9,266,000.00 $0.00 $543,091.00 $10,536,802.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $4,500,000.00 $0.00 $5,355,156.75 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $32,538,000.00 $0.00 $35,195,847.13 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $38,237,000.00 $0.00 $44,286,567.33 $9,270,000.00 9,270 $1,000.00 $464,000.00 464 $4,500,000.00 4,500 $1,000.00 $225,000.00 225 $28,893,744.00 32,538 $888.00 $1,100,000.00 778,421 $1,100,000.00 521,888 Redeemed, in full; warrants not outstanding $38,237,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $6,229,000.00 $8,900,000.00 $3,800,000.00 $2,995,000.00 $9,982,000.00 $2,655,000.00 $12,700,000.00 $1,500,000.00 $3,500,000,000.00 $40,000,000.00 $10,900,000.00 $5,983,000.00 $15,000,000.00 $1,100,000.00 $25,000,000.00 $30,407,000.00 $108,676,000.00 $1,549,000.00 $8,816,000.00 $6,229,000.00 $8,900,000.00 $0.00 $0.00 $9,982,000.00 $0.00 $0.00 $0.00 $0.00 $40,000,000.00 $0.00 $5,983,000.00 $0.00 $1,100,000.00 $25,000,000.00 $30,407,000.00 $0.00 $1,549,000.00 $0.00 $608,163.33 $893,934.15 $4,510,626.39 Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $3,570,810.92 Redeemed, in full; warrants not outstanding $784,281.50 $3,135,328.00 $14,594,338.99 $1,718,159.50 $4,138,055,555.55 $3,827,111.00 $9,630,106.93 $195,637.00 $19,928,275.00 $346,087.50 $738,021.00 $358,971.00 $124,916,099.34 $0.00 $10,100,960.44 $83,094,000.00 $0.00 $95,137,868.33 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $2,900,000.00 $4,000,000.00 $4,000,000.00 $64,779,000.00 $50,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $2,697,208.51 $1,000.00 $190,000.00 190 $2,995,000.00 2,995 $1,000.00 $150,000.00 150 $2,655,000.00 2,655 $1,000.00 $133,000.00 133 $12,700,000.00 12,700 $1,000.00 $381,000.00 381 $246,975.00 $1,140,525.00 267 1,233 $925.00 $925.00 $50,000.00 75 $3,500,000,000.00 3,500,000 $1,000.00 $45,000,000.00 48,253,677 $476,206.83 545 $750,000.00 750,000 $527,361.00 517,012 $205,000.00 57,671 $4,450,000.00 651,547 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $8,966,340.00 10,900 $822.60 $10,500,000.00 $4,500,000.00 10,500,000 4,500,000 $1.00 $1.00 $108,676,000.00 108,676 $1,000.00 Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,800,000.00 $2,152,000.00 $0.00 $0.00 $4,717,144.78 $1,983,756.24 $1,000.00 41,547 41,547 $1,000.00 $1,000.00 Sold, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $2,153,780.00 8,816 Redeemed, in full; warrants not outstanding $2,465,029.00 2,900 $850.00 ($434,971.00) $2,800,000.00 4,000 $700.00 ($1,200,000.00) $4,000,000.00 4,000 $1,000.00 $64,779,000.00 64,779 $1,000.00 $123,251.45 ($25,000.00) 145 - $200,000.00 200 $1,400,000.00 303,083 $55,000.00 589,623 $90,000.00 90 $69,186.80 108 Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding $41,020,000.00 Preferred Stock w/ Exercised Warrants ($1,933,660.00) Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding $49,045,470.38 ($20,025.00) ($92,475.00) Redeemed, in full; warrants not outstanding $3,131,111.11 $67,294,638.84 $1,000.00 3,800 $41,547,000.00 $41,547,000.00 Preferred Stock w/ Exercised Warrants 38,237 $3,800,000.00 $8,816,000.00 Preferred Stock w/ Warrants ($3,644,256.00) 2,000 $20,510.00 ($8,980,000.00) Redeemed, in full; warrants not outstanding $1,800,000.00 1,800 $1,000.00 $174,537.72 $1,315,959.00 252 1,900 $692.60 $692.60 Sold, in full; warrants not outstanding ($77,462.28) ($584,041.00) FootNote 42,6,12 42,6,12 9,6,12,34 9,34 42,6,12 13,12 9 13,9,12 9 9 6,30 6,12 6,12 9,7,34 6,43,12 42,6,12 42 6 9 42,6,12 6 6 72,6,12 9,59 13,15,42 6,9 6,34,9 10,14 13,9,12 13,15,43 9 9 9 Institution Name SECURITY BUSINESS BANCORP SECURITY BUSINESS BANCORP SECURITY CALIFORNIA BANCORP SECURITY CALIFORNIA BANCORP SECURITY CAPITAL CORPORATION SECURITY CAPITAL CORPORATION SECURITY FEDERAL CORPORATION SECURITY FEDERAL CORPORATION SECURITY FEDERAL CORPORATION SECURITY STATE BANCSHARES, INC. SECURITY STATE BANCSHARES, INC. SECURITY STATE BANK HOLDING COMPANY SECURITY STATE BANK HOLDING COMPANY SEVERN BANCORP, INC. SHORE BANCSHARES, INC. SHORE BANCSHARES, INC. SHORE BANCSHARES, INC. SIGNATURE BANCSHARES, INC. SIGNATURE BANCSHARES, INC. SIGNATURE BANK SIGNATURE BANK SIGNATURE BANK SOMERSET HILLS BANCORP SOMERSET HILLS BANCORP SOMERSET HILLS BANCORP SONOMA VALLEY BANCORP SOUND BANKING COMPANY SOUND BANKING COMPANY SOUTH FINANCIAL GROUP, INC./ CAROLINA FIRST BANK SOUTH FINANCIAL GROUP, INC./ CAROLINA FIRST BANK SOUTHCREST FINANCIAL GROUP, INC. SOUTHCREST FINANCIAL GROUP, INC. SOUTHCREST FINANCIAL GROUP, INC. SOUTHERN BANCORP, INC. SOUTHERN BANCORP, INC. SOUTHERN COMMUNITY FINANCIAL CORP. SOUTHERN COMMUNITY FINANCIAL CORP. SOUTHERN FIRST BANCSHARES, INC. SOUTHERN FIRST BANCSHARES, INC. SOUTHERN FIRST BANCSHARES, INC. SOUTHERN HERITAGE BANCSHARES, INC. SOUTHERN HERITAGE BANCSHARES, INC. SOUTHERN ILLINOIS BANCORP, INC. SOUTHERN ILLINOIS BANCORP, INC. SOUTHERN MISSOURI BANCORP, INC. SOUTHERN MISSOURI BANCORP, INC. SOUTHFIRST BANCSHARES, INC. SOUTHWEST BANCORP, INC. SOUTHWEST BANCORP, INC. SOUTHWEST BANCORP, INC. SOVEREIGN BANCSHARES, INC. SOVEREIGN BANCSHARES, INC. SPIRIT BANKCORP, INC. ST. JOHNS BANCSHARES, INC. STANDARD BANCSHARES, INC. STANDARD BANCSHARES, INC. STATE BANCORP, INC. / VALLEY NATIONAL BANCORP STATE BANCORP, INC. / VALLEY NATIONAL BANCORP STATE BANK OF BARTLEY, THE STATE BANK OF BARTLEY, THE STATE BANKSHARES, INC. STATE BANKSHARES, INC. STATE BANKSHARES, INC. STATE CAPITAL CORP. STATE CAPITAL CORP. STATE STREET CORPORATION STATE STREET CORPORATION STATE STREET CORPORATION STEARNS FINANCIAL SERVICES, INC. STEARNS FINANCIAL SERVICES, INC. STEELE STREET BANK CORPORATION STEELE STREET BANK CORPORATION STELLARONE CORPORATION STELLARONE CORPORATION STELLARONE CORPORATION STERLING BANCORP STERLING BANCORP STERLING BANCORP STERLING BANCSHARES, INC. City SAN DIEGO SAN DIEGO RIVERSIDE RIVERSIDE BATESVILLE BATESVILLE AIKEN AIKEN AIKEN CHARLESTON CHARLESTON JAMESTOWN JAMESTOWN ANNAPOLIS EASTON EASTON EASTON DALLAS DALLAS NEW YORK NEW YORK NEW YORK BERNARDSVILLE BERNARDSVILLE BERNARDSVILLE SONOMA MOREHEAD CITY MOREHEAD CITY GREENVILLE GREENVILLE FAYETTEVILLE FAYETTEVILLE FAYETTEVILLE ARKADELPHIA ARKADELPHIA WINSTON-SALEM WINSTON-SALEM GREENVILLE GREENVILLE GREENVILLE CLEVELAND CLEVELAND CARMI CARMI POPLAR BLUFF POPLAR BLUFF SYLACAUGA STILLWATER STILLWATER STILLWATER DALLAS DALLAS BRISTOW ST. LOUIS HICKORY HILLS HICKORY HILLS JERICHO JERICHO BARTLEY BARTLEY FARGO FARGO FARGO GREENWOOD GREENWOOD BOSTON BOSTON BOSTON ST. CLOUD ST. CLOUD DENVER DENVER CHARLOTTESVILLE CHARLOTTESVILLE CHARLOTTESVILLE NEW YORK NEW YORK NEW YORK HOUSTON State CA CA CA CA MS MS SC SC SC MO MO ND ND MD MD MD MD TX TX NY NY NY NJ NJ NJ CA NC NC SC SC GA GA GA AR AR NC NC SC SC SC TN TN IL IL MO MO AL OK OK OK TX TX OK MO IL IL NY NY NE NE ND ND ND MS MS MA MA MA MN MN CO CO VA VA VA NY NY NY TX Date 9-Jan-09 14-Jul-11 9-Jan-09 15-Sep-11 26-Jun-09 29-Sep-10 19-Dec-08 29-Sep-10 31-Jul-13 20-Feb-09 22-Sep-11 1-May-09 24-Jun-13 21-Nov-08 9-Jan-09 15-Apr-09 16-Nov-11 26-Jun-09 15-Dec-10 12-Dec-08 31-Mar-09 16-Mar-10 16-Jan-09 20-May-09 24-Jun-09 20-Feb-09 9-Jan-09 13-Nov-12 5-Dec-08 30-Sep-10 17-Jul-09 8-Mar-13 11-Mar-13 16-Jan-09 6-Aug-10 5-Dec-08 1-Oct-12 27-Feb-09 3-Jul-12 25-Jul-12 15-May-09 8-Sep-11 23-Jan-09 25-Aug-11 5-Dec-08 21-Jul-11 12-Jun-09 5-Dec-08 8-Aug-12 29-May-13 13-Mar-09 22-Sep-11 27-Mar-09 13-Mar-09 24-Apr-09 22-Feb-13 5-Dec-08 14-Dec-11 4-Sep-09 22-Sep-11 16-Jan-09 12-Aug-09 29-Jun-11 13-Feb-09 29-Sep-10 28-Oct-08 17-Jun-09 8-Jul-09 26-Jun-09 18-Jan-12 25-Sep-09 1-Sep-11 19-Dec-08 13-Apr-11 28-Dec-11 23-Dec-08 27-Apr-11 18-May-11 12-Dec-08 Original Investment Type1 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Original Investment Amount $5,803,000.00 $6,815,000.00 $17,388,000.00 $18,000,000.00 Total Cash Back2 Outstanding Investment $0.00 $0.00 $0.00 $0.00 Investment Status* $6,888,017.86 Redeemed, in full; warrants not outstanding $8,152,698.33 Redeemed, in full; warrants not outstanding $19,063,111.00 $19,650,000.00 $0.00 $14,888,679.86 Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants $10,750,000.00 $0.00 $14,543,635.13 Sold, in full; warrants not outstanding $3,781,868.83 $25,358,333.33 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $23,393,000.00 $0.00 Subordinated Debentures w/ Exercised Warrants $1,700,000.00 $0.00 $1,994,587.59 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $120,000,000.00 $0.00 $132,967,606.41 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $7,414,000.00 $0.00 $7,816,685.55 $5,803,000.00 5,803 $1,000.00 $290,000.00 290 $6,815,000.00 6,815 $1,000.00 $341,000.00 341 $17,388,000.00 17,388 $1,000.00 $522,000.00 522 $18,000,000.00 18,000 $1,000.00 $50,000.00 137,966 $625,000.00 625 $720,368.55 538,000 $25,000.00 172,970 $85,000.00 85,000 $11,150,939.74 595,829 $275,000.00 163,065 $12,500,000.00 12,500 $1,000.00 $10,750,000.00 10,750,000 $1.17 $25,000,000.00 25,000 $1,000.00 $1,700,000.00 1,700,000 $1.00 $120,000,000.00 120,000 $1,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $8,653,000.00 $3,070,000.00 $8,653,000.00 $0.00 $347,164.00 $3,575,224.44 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $347,000,000.00 $0.00 $146,965,329.86 Sold, in full; warrants not outstanding $13,109,014.25 Sold, in full; warrants not outstanding Preferred Stock Preferred Stock w/ Warrants Preferred Stock w/ Warrants $12,900,000.00 $11,000,000.00 $42,750,000.00 $17,299,000.00 $0.00 $0.00 $0.00 $0.00 $11,855,555.56 $51,088,046.14 $19,401,361.89 $5,718,111.14 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $5,000,000.00 $0.00 $5,955,472.22 Redeemed, in full; warrants not outstanding $10,804,763.89 Redeemed, in full; warrants outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $2,760,000.00 $70,000,000.00 $18,215,000.00 $2,760,000.00 $0.00 $0.00 $364,796.34 $85,247,569.91 $21,632,668.61 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $30,000,000.00 $3,000,000.00 $60,000,000.00 $30,000,000.00 $3,000,000.00 $0.00 $2,261,750.00 $723,033.00 $75,757,163.03 Preferred Stock w/ Warrants $36,842,000.00 $0.00 $42,414,352.50 Redeemed, in full; warrants outstanding $2,030,299.18 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $1,697,000.00 $50,000,000.00 $15,000,000.00 $2,000,000,000.00 $0.00 $0.00 $0.00 $0.00 $58,008,472.23 $17,080,708.67 $2,123,611,111.12 $31,495,442.29 Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants $11,019,000.00 $0.00 $13,078,672.60 Redeemed, in full; warrants not outstanding $34,271,875.00 Redeemed, in full; warrants outstanding Preferred Stock w/ Warrants Preferred Stock w/ Warrants $42,000,000.00 $125,198,000.00 $0.00 $0.00 $47,869,108.33 $130,542,485.91 $124,412.34 154 $130,179,218.75 130,179 $1,000.00 ($216,820,781.25) $400,000.00 10,106,796 $1,814,620.00 $9,889,679.00 2,000 10,900 $907.30 $907.30 ($185,380.00) ($1,010,321.00) $588,264.19 645 $11,000,000.00 11,000 $1,000.00 $42,750,000.00 42,750 $1,000.00 $15,638,296.00 17,299 $904.00 $1,100,000.00 399,970 ($1,660,704.00) $4,862,000.00 4,862 $1,000.00 $243,000.00 243 $5,000,000.00 5,000 $1,000.00 $250,000.00 250 $9,550,000.00 9,550 $1,000.00 $70,000,000.00 70,000 $1,000.00 $2,287,197.00 703,753 $911,000.00 911 $18,215,000.00 18,215 $1,000.00 $60,000,000.00 12,903,226 $1,432.56 $36,842,000.00 36,842 $1,000.00 $1,697,000.00 1,697,000 $1.00 $51,000.00 51,000 $12,500,000.00 $37,500,000.00 12,500 37,500 $1,000.00 $1,000.00 $2,500,000.00 250 $15,000,000.00 15,000 $1,000.00 $750,000.00 750 $2,000,000,000.00 20,000 $100,000.00 $60,000,000.00 2,788,104 $3,000,000.00 Redeemed, in full; warrants not outstanding $0.00 $0.00 ($237,587.30) Redeemed, in full; warrants not outstanding $24,900,000.00 $30,000,000.00 $922.60 Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants 3,070 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants $2,832,412.70 Sold, in full; warrants not outstanding $0.00 $0.00 $1,000.00 Redeemed, in full; warrants not outstanding $4,862,000.00 $9,550,000.00 7,414 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $1,784,607.50 Redeemed, in full; warrants not outstanding $7,414,000.00 Preferred Stock w/ Exercised Warrants Warrant Proceeds Amount Shares Redeemed, in full; warrants not outstanding $12,500,000.00 $23,393,000.00 $25,000,000.00 (Realized Loss) / (Write-off) / Gain Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Capital Repayment / Disposition / Auction3 Avg. Price Amount Shares $24,900,000.00 24,900,000 $1.00 $1,245,000.00 1,245,000 $11,019,000.00 11,019,000 $1.00 $331,000.00 331,000 $7,500,000.00 $22,500,000.00 7,500 22,500 $1,000.00 $1,000.00 $42,000,000.00 42,000 $1,000.00 $945,775.00 516,817 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding FootNote 29 42 9,6,12 6,12 13 42 9 9 22,47 9,6,12 9 9,6,12 10,14 13,42,12 9 6 13,15,43 6 9 9,6,12 61 6,12 9 9,6,12 42,6,12 10,14 6 9 6,12 42 Institution Name STERLING BANCSHARES, INC. STERLING BANCSHARES, INC. STERLING FINANCIAL CORPORATION STERLING FINANCIAL CORPORATION STERLING FINANCIAL CORPORATION STEWARDSHIP FINANCIAL CORPORATION STEWARDSHIP FINANCIAL CORPORATION STEWARDSHIP FINANCIAL CORPORATION STOCKMENS FINANCIAL CORPORATION STOCKMENS FINANCIAL CORPORATION STOCKMENS FINANCIAL CORPORATION STONEBRIDGE FINANCIAL CORP. STONEBRIDGE FINANCIAL CORP. STONEBRIDGE FINANCIAL CORP. SUBURBAN ILLINOIS BANCORP, INC. SUMMIT STATE BANK SUMMIT STATE BANK SUMMIT STATE BANK SUN BANCORP, INC. SUN BANCORP, INC. SUN BANCORP, INC. SUNTRUST BANKS, INC. SUNTRUST BANKS, INC. SUNTRUST BANKS, INC. SUNTRUST BANKS, INC. SUPERIOR BANCORP INC. SURREY BANCORP SURREY BANCORP SUSQUEHANNA BANCSHARES, INC. SUSQUEHANNA BANCSHARES, INC. SUSQUEHANNA BANCSHARES, INC. SUSQUEHANNA BANCSHARES, INC. SV FINANCIAL, INC. SV FINANCIAL, INC. SVB FINANCIAL GROUP SVB FINANCIAL GROUP SVB FINANCIAL GROUP SWORD FINANCIAL CORPORATION SWORD FINANCIAL CORPORATION SYNOVUS FINANCIAL CORP. SYNOVUS FINANCIAL CORP. SYRINGA BANCORP TAYLOR CAPITAL GROUP TAYLOR CAPITAL GROUP TAYLOR CAPITAL GROUP TCB CORPORATION/COUNTY BANK TCB CORPORATION/COUNTY BANK TCB HOLDING COMPANY TCF FINANCIAL CORPORATION TCF FINANCIAL CORPORATION TCF FINANCIAL CORPORATION TCNB FINANCIAL CORP TCNB FINANCIAL CORP TENNESSEE COMMERCE BANCORP, INC. TENNESSEE VALLEY FINANCIAL HOLDINGS, INC. TENNESSEE VALLEY FINANCIAL HOLDINGS, INC. TENNESSEE VALLEY FINANCIAL HOLDINGS, INC. TEXAS CAPITAL BANCSHARES, INC. TEXAS CAPITAL BANCSHARES, INC. TEXAS CAPITAL BANCSHARES, INC. TEXAS NATIONAL BANCORPORATION INC. TEXAS NATIONAL BANCORPORATION INC. THE ANB CORPORATION THE ANB CORPORATION THE BANCORP, INC. THE BANCORP, INC. THE BANCORP, INC. THE BANK OF CURRITUCK THE BANK OF CURRITUCK THE BANK OF KENTUCKY FINANCIAL CORPORATION THE BANK OF KENTUCKY FINANCIAL CORPORATION THE BANK OF KENTUCKY FINANCIAL CORPORATION THE BANK OF KENTUCKY FINANCIAL CORPORATION THE BARABOO BANCORPORATION, INC. THE BARABOO BANCORPORATION, INC. THE BARABOO BANCORPORATION, INC. THE CONNECTICUT BANK AND TRUST COMPANY THE CONNECTICUT BANK AND TRUST COMPANY THE ELMIRA SAVINGS BANK, FSB City HOUSTON HOUSTON SPOKANE SPOKANE SPOKANE MIDLAND PARK MIDLAND PARK MIDLAND PARK RAPID CITY RAPID CITY RAPID CITY WEST CHESTER WEST CHESTER WEST CHESTER ELMHURST SANTA ROSA SANTA ROSA SANTA ROSA VINELAND VINELAND VINELAND ATLANTA ATLANTA ATLANTA ATLANTA BIRMINGHAM MOUNT AIRY MOUNT AIRY LITITZ LITITZ LITITZ LITITZ STERLING STERLING SANTA CLARA SANTA CLARA SANTA CLARA HORICON HORICON COLUMBUS COLUMBUS BOISE ROSEMONT ROSEMONT ROSEMONT GREENWOOD GREENWOOD THE WOODLANDS WAYZATA WAYZATA WAYZATA DAYTON DAYTON FRANKLIN OAK RIDGE OAK RIDGE OAK RIDGE DALLAS DALLAS DALLAS JACKSONVILLE JACKSONVILLE TERRELL TERRELL WILMINGTON WILMINGTON WILMINGTON MOYOCK MOYOCK CRESTVIEW HILLS CRESTVIEW HILLS CRESTVIEW HILLS CRESTVIEW HILLS BARABOO BARABOO BARABOO HARTFORD HARTFORD ELMIRA State TX TX WA WA WA NJ NJ NJ SD SD SD PA PA PA IL CA CA CA NJ NJ NJ GA GA GA GA AL NC NC PA PA PA PA IL IL CA CA CA WI WI GA GA ID IL IL IL SC SC TX MN MN MN OH OH TN TN TN TN TX TX TX TX TX TX TX DE DE DE NC NC KY KY KY KY WI WI WI CT CT NY Date 5-May-09 15-Jun-10 5-Dec-08 20-Aug-12 19-Sep-12 30-Jan-09 1-Sep-11 26-Oct-11 6-Feb-09 12-Jan-11 16-Mar-11 23-Jan-09 26-Mar-13 27-Mar-13 19-Jun-09 19-Dec-08 4-Aug-11 14-Sep-11 9-Jan-09 8-Apr-09 27-May-09 14-Nov-08 31-Dec-08 30-Mar-11 28-Sep-11 5-Dec-08 9-Jan-09 29-Dec-10 12-Dec-08 21-Apr-10 22-Dec-10 19-Jan-11 10-Apr-09 31-Aug-11 12-Dec-08 23-Dec-09 16-Jun-10 8-May-09 15-Sep-11 19-Dec-08 26-Jul-13 16-Jan-09 21-Nov-08 19-Jun-12 18-Jul-12 28-Aug-09 8-Sep-11 16-Jan-09 14-Nov-08 22-Apr-09 21-Dec-09 23-Dec-08 3-Aug-11 19-Dec-08 23-Dec-08 26-Apr-13 29-Apr-13 16-Jan-09 13-May-09 17-Mar-10 9-Jan-09 19-May-10 7-Aug-09 25-Aug-11 12-Dec-08 10-Mar-10 8-Sep-10 6-Feb-09 3-Dec-10 13-Feb-09 22-Dec-10 23-Nov-11 29-May-13 16-Jan-09 10-Dec-12 11-Dec-12 19-Dec-08 19-Apr-12 19-Dec-08 Original Investment Type1 Original Investment Amount Total Cash Back2 Outstanding Investment Investment Status* Capital Repayment / Disposition / Auction3 Avg. Price Amount Shares $125,198,000.00 Preferred Stock w/ Warrants $303,000,000.00 $0.00 $121,757,209.63 $10,000,000.00 $0.00 $11,400,453.22 Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $15,568,000.00 $10,973,000.00 $15,000,000.00 $8,500,000.00 $89,310,000.00 $0.00 $0.00 $15,000,000.00 $0.00 $0.00 $18,101,553.84 $2,652,816.96 $2,083,520.25 $9,930,625.00 $92,513,970.83 $3,500,000,000.00 $1,350,000,000.00 $0.00 $5,448,052,772.51 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $300,000,000.00 $0.00 $328,991,401.58 Redeemed, in full; warrants not outstanding $235,000,000.00 $0.00 $253,929,027.78 $0.00 $17,019,233.91 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $967,870,000.00 $0.00 $1,190,614,526.39 Redeemed, in full; warrants outstanding $253,122.22 $120,845,170.80 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $8,000,000.00 $0.00 Subordinated Debentures w/ Exercised Warrants $9,720,000.00 $0.00 $11,611,381.34 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $11,730,000.00 $361,172,000.00 $11,730,000.00 $0.00 $690,832.08 $378,547,699.45 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $2,000,000.00 $0.00 $2,384,611.11 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $30,000,000.00 $3,000,000.00 $30,000,000.00 $0.00 $3,233,333.33 $3,331,713.17 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $75,000,000.00 $3,981,000.00 $0.00 $0.00 $82,777,816.21 $4,475,307.67 4,000 11,568 $1,000.00 $1,000.00 $0.00 $23,234,499.98 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $45,220,000.00 $0.00 $52,787,673.44 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $34,000,000.00 $20,749,000.00 $0.00 $0.00 $0.00 $1,912,684.00 Sold, in full; warrants not outstanding $40,091,342.55 Redeemed, in full; warrants not outstanding $18,023,831.85 $778,000.00 778 $1,796,209.03 $107,935.66 10,351 622 $173.50 $173.50 $8,500,000.00 8,500 $1,000.00 ($8,554,790.97) ($514,064.34) $154,201.44 ($15,138.28) 516 33 $315,000.00 239,212 89,310 $2,100,000.00 1,620,545 $30,066,661.40 17,900,182 $100,000.00 100 $5,269,179.36 3,028,264 $200,000.00 200 $6,820,000.00 354,058 $682,000.00 682,000 $9,839,273.00 1,462,647 $292,000.00 292,000 $9,449,980.56 3,199,988 $100,000.00 100 $22,552.20 $121,589.30 20 130 $6,559,066.21 758,086 $1,000.00 48,500 $100,000.00 $2,000,000.00 2,000 $1,000.00 $200,000,000.00 $100,000,000.00 200,000 100,000 $1,000.00 $1,000.00 $4,000,000.00 4,000 $1,000.00 $235,000,000.00 235,000 $1,000.00 $13,644,000.00 13,644,000 $1.00 $967,870,000.00 967,870 $1,000.00 $93,659,350.50 104,823 $893.50 $9,720,000.00 9,720,000 $1.00 $361,172,000.00 361,172 $1,000.00 $2,000,000.00 2,000 $1,000.00 $298,000.00 $2,702,000.00 298 2,702 $1,022.10 $1,022.10 $75,000,000.00 75,000 $1,000.00 ($11,163,649.50) $6,588.78 $59,741.22 Redeemed, in full; warrants not outstanding $20,000,000.00 $4,021,000.00 133,475 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $107,398.00 $1,000.00 Redeemed, in full; warrants not outstanding $13,644,000.00 $8,000,000.00 $104,823,000.00 10,000 Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants 97,541 Redeemed, in full; warrants not outstanding $4,983,333.33 $2,314,972.22 Preferred Stock w/ Warrants $825,000.00 ($188,227,260.00) Redeemed, in full; warrants not outstanding $69,000,000.00 $0.00 $4,721,382.89 $20.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $69,000,000.00 $2,000,000.00 $0.00 2,615,557 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $4,000,000.00 5,738,637 $4,000,000.00 $11,568,000.00 $4,850,000,000.00 Preferred Stock w/ Exercised Warrants $2,857,914.52 Redeemed, in full; warrants not outstanding $89,310,000.00 Preferred Stock w/ Warrants $1,000.00 Redeemed, in full; warrants not outstanding $10,000,000.00 Preferred Stock w/ Exercised Warrants Warrant Proceeds Amount Shares Sold, in full; warrants not outstanding $114,772,740.00 Preferred Stock w/ Warrants 125,198 (Realized Loss) / (Write-off) / Gain $3,981,000.00 3,981 $1,000.00 $199,000.00 199 $20,000,000.00 20,000 $1,000.00 $1,000,000.00 1,000 $45,220,000.00 45,220 $1,000.00 $4,753,984.55 980,203 $2,150,648.55 276,078 $407,234.27 $451,244.00 487 550 $792,783.00 175,742 $1,742,850.00 4,021 $433.40 $17,000,000.00 $17,000,000.00 17,000 17,000 $1,000.00 $1,000.00 ($2,278,150.00) Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $5,448,000.00 $0.00 $6,902,866.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $9,090,000.00 $0.00 $10,309,575.00 Redeemed, in full; warrants outstanding $1,956,900.00 $11,577,672.70 3,000 17,749 $652.30 $652.30 $5,448,000.00 5,448 $1,000.00 ($1,043,100.00) ($6,171,327.30) FootNote 9 9,34 9,6,12 9,6,12 9 6,42,12 6,12 9 42,6,12 6,12 6,16,19,42 6,19 6,45 9,6,12 6 43 6 42,6,12 42,6,12 6,12 9,6,7 9,6 6,12,16 9 42,6,12 9 6 42,6,12 20 10,14 Institution Name THE ELMIRA SAVINGS BANK, FSB THE FIRST BANCORP, INC. THE FIRST BANCORP, INC. THE FIRST BANCORP, INC. THE FIRST BANCORP, INC. THE FIRST BANCSHARES, INC. THE FIRST BANCSHARES, INC. THE FIRST STATE BANK OF MOBEETIE THE FIRST STATE BANK OF MOBEETIE THE FREEPORT STATE BANK THE FREEPORT STATE BANK THE HARTFORD FINANCIAL SERVICES GROUP, INC. THE HARTFORD FINANCIAL SERVICES GROUP, INC. THE HARTFORD FINANCIAL SERVICES GROUP, INC. THE LANDRUM COMPANY THE LANDRUM COMPANY THE LITTLE BANK, INCORPORATED THE LITTLE BANK, INCORPORATED THE PNC FINANCIAL SERVICES GROUP, INC. THE PNC FINANCIAL SERVICES GROUP, INC. THE PNC FINANCIAL SERVICES GROUP, INC. THE PRIVATE BANK OF CALIFORNIA THE PRIVATE BANK OF CALIFORNIA THE QUEENSBOROUGH COMPANY THE QUEENSBOROUGH COMPANY THE QUEENSBOROUGH COMPANY THE VICTORY BANCORP, INC. THE VICTORY BANCORP, INC. THE VICTORY BANCORP, INC. THREE SHORES BANCORPORATION, INC. THREE SHORES BANCORPORATION, INC. THREE SHORES BANCORPORATION, INC. TIB FINANCIAL CORP TIB FINANCIAL CORP TIDELANDS BANCSHARES, INC. TIFTON BANKING COMPANY TIMBERLAND BANCORP, INC. TIMBERLAND BANCORP, INC. TIMBERLAND BANCORP, INC. TIMBERLAND BANCORP, INC. TIMBERLAND BANCORP, INC. TITONKA BANCSHARES, INC. TITONKA BANCSHARES, INC. TODD BANCSHARES, INC. TOWNEBANK TOWNEBANK TOWNEBANK TREATY OAK BANCORP, INC. TREATY OAK BANCORP, INC. TREATY OAK BANCORP, INC. TRIAD BANCORP, INC. TRIAD BANCORP, INC. TRI-COUNTY FINANCIAL CORPORATION TRI-COUNTY FINANCIAL CORPORATION TRINITY CAPITAL CORPORATION TRINITY CAPITAL CORPORATION TRINITY CAPITAL CORPORATION TRINITY CAPITAL CORPORATION TRI-STATE BANK OF MEMPHIS TRI-STATE BANK OF MEMPHIS TRISTATE CAPITAL HOLDINGS, INC. TRISTATE CAPITAL HOLDINGS, INC. TRISUMMIT BANK TRISUMMIT BANK TRISUMMIT BANK TRUSTMARK CORPORATION TRUSTMARK CORPORATION TRUSTMARK CORPORATION TWO RIVERS FINANCIAL GROUP, INC. TWO RIVERS FINANCIAL GROUP, INC. U.S. BANCORP U.S. BANCORP U.S. BANCORP U.S. CENTURY BANK UBT BANCSHARES, INC. UBT BANCSHARES, INC. UCBH HOLDINGS INC. UMPQUA HOLDINGS CORP. UMPQUA HOLDINGS CORP. City ELMIRA DAMARISCOTTA DAMARISCOTTA DAMARISCOTTA DAMARISCOTTA HATTIESBURG HATTIESBURG MOBEETIE MOBEETIE HARPER HARPER HARTFORD HARTFORD HARTFORD COLUMBIA COLUMBIA KINSTON KINSTON PITTSBURGH PITTSBURGH PITTSBURGH LOS ANGELES LOS ANGELES LOUISVILLE LOUISVILLE LOUISVILLE LIMERICK LIMERICK LIMERICK ORLANDO ORLANDO ORLANDO NAPLES NAPLES MT. PLEASANT TIFTON HOQUIAM HOQUIAM HOQUIAM HOQUIAM HOQUIAM TITONKA TITONKA HOPKINSVILLE PORTSMOUTH PORTSMOUTH PORTSMOUTH AUSTIN AUSTIN AUSTIN FRONTENAC FRONTENAC WALDORF WALDORF LOS ALAMOS LOS ALAMOS LOS ALAMOS LOS ALAMOS MEMPHIS MEMPHIS PITTSBURGH PITTSBURGH KINGSPORT KINGSPORT KINGSPORT JACKSON JACKSON JACKSON BURLINGTON BURLINGTON MINNEAPOLIS MINNEAPOLIS MINNEAPOLIS MIAMI MARYSVILLE MARYSVILLE SAN FRANCISCO PORTLAND PORTLAND State NY ME ME ME ME MS MS TX TX KS KS CT CT CT MO MO NC NC PA PA PA CA CA GA GA GA PA PA PA FL FL FL FL FL SC GA WA WA WA WA WA IA IA KY VA VA VA TX TX TX MO MO MD MD NM NM NM NM TN TN PA PA TN TN TN MS MS MS IA IA MN MN MN FL KS KS CA OR OR Date 25-Aug-11 9-Jan-09 24-Aug-11 27-Mar-13 8-May-13 6-Feb-09 29-Sep-10 27-Feb-09 14-Apr-10 6-Feb-09 19-Dec-12 26-Jun-09 31-Mar-10 27-Sep-10 22-May-09 18-Aug-11 23-Dec-08 31-Oct-12 31-Dec-08 10-Feb-10 5-May-10 20-Feb-09 1-Sep-11 9-Jan-09 8-Mar-13 11-Mar-13 27-Feb-09 11-Dec-09 22-Sep-11 23-Jan-09 8-Nov-12 9-Nov-12 5-Dec-08 30-Sep-10 19-Dec-08 17-Apr-09 23-Dec-08 8-Nov-12 9-Nov-12 13-Nov-12 11-Jun-13 3-Apr-09 4-Apr-12 6-Feb-09 12-Dec-08 22-Sep-11 15-May-13 16-Jan-09 15-Feb-11 21-Dec-12 27-Mar-09 22-Sep-11 19-Dec-08 22-Sep-11 27-Mar-09 7-Aug-12 9-Aug-12 10-Aug-12 3-Apr-09 13-Aug-10 27-Feb-09 26-Sep-12 3-Apr-09 22-Dec-09 29-Nov-12 21-Nov-08 9-Dec-09 30-Dec-09 29-May-09 1-Sep-11 14-Nov-08 17-Jun-09 15-Jul-09 7-Aug-09 30-Jan-09 11-Aug-11 14-Nov-08 14-Nov-08 17-Feb-10 Original Investment Type1 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Original Investment Amount $25,000,000.00 $5,000,000.00 $731,000.00 Total Cash Back2 Outstanding Investment $0.00 $0.00 $0.00 $29,332,986.11 $5,411,805.56 $813,086.56 Investment Status* $379,458.89 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $3,400,000,000.00 $0.00 $4,236,125,671.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $7,500,000.00 $7,579,200,000.00 $5,450,000.00 $12,000,000.00 $541,000.00 $1,505,000.00 $5,677,000.00 $37,000,000.00 $14,448,000.00 $3,800,000.00 $16,641,000.00 $2,117,000.00 $4,000,000.00 $76,458,000.00 $3,268,000.00 $3,700,000.00 $15,540,000.00 $35,539,000.00 $2,795,000.00 $23,000,000.00 $2,765,000.00 $4,237,000.00 $215,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $14,448,000.00 $3,800,000.00 $0.00 $0.00 $4,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $17,580,291.55 Redeemed, in full; warrants not outstanding $9,232,652.17 Sold, in full; warrants not outstanding $8,320,638,950.83 $6,474,752.14 $13,065,246.00 $2,322,183.20 $6,449,130.64 $13,444,359.59 $1,195,973.33 $223,208.00 $18,857,818.52 $2,569,490.36 $986,450.00 $88,577,166.67 $842,415.03 $236,287,500.00 $37,000.00 37 $301,000.00 301 $1,000.00 $15,000.00 15 $3,400,000,000.00 3,400,000 $1,000.00 $706,264,559.89 52,093,973 $750,000.00 750 $371,250.00 375 $320,372,284.16 16,885,192 $273,000.00 273 $4,855.00 $571,919.00 5 595 $61,000.00 61 $15,000,000.00 15,000 $1,000.00 $7,359,000.00 7,500 $981.20 $7,579,200,000.00 75,792 $100,000.00 ($141,000.00) $5,450,000.00 5,450 $1,000.00 $244,225.00 $11,478,575.00 250 11,750 $976.90 $976.90 $2,046,000.00 2,046 $1,000.00 $1,165,528.32 $3,877,691.40 1,312 4,365 $888.40 $888.40 ($146,471.68) ($487,308.60) $282,284.64 284 $12,119,637.37 12,120 $1,000.00 ($24,880,362.63) $40,000.00 1,106,389 $3,290,437.50 $1,580,962.50 $9,481,462.50 3,815 1,833 10,993 $862.50 $862.50 $862.50 ($524,562.50) ($252,037.50) ($1,511,537.50) $1,301,856.00 370,899 $106,000.00 106 $1,500,000.00 554,330 ($5,775.00) ($271,425.00) $2,117,000.00 2,117 $1,000.00 $76,458,000.00 76,458 $1,000.00 $500,000.00 $150,000.00 3,118 150,000 $155.47 $1.00 ($2,618,000.00) $3,700,000.00 3,700 $1,000.00 $185,000.00 185 $15,540,000.00 15,540 $1,000.00 $777,000.00 777 $2,639,379.50 $7,038,845.50 $16,984,909.75 3,518 9,382 22,639 $750.20 $750.20 $750.20 $164,710.00 $1,313,915.20 $177,162.08 175 1,396 206 $2,795,000.00 2,795 $1,000.00 $23,000,000.00 23,000 $1,000.00 $1,150,000.00 1,150 $5,251,500.00 7,002 $750.00 $124,665.75 138 $215,000,000.00 215,000 $1,000.00 $10,000,000.00 1,647,931 $600,000.00 60 $139,000,000.00 32,679,102 $450,000.00 45 ($878,620.50) ($2,343,154.50) ($5,654,090.25) Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding ($1,750,500.00) Redeemed, in full; warrants not outstanding $0.00 $6,933,220,416.67 Redeemed, in full; warrants not outstanding $7,509,920.07 $232,156,554.58 $1,000.00 Sold, in full; warrants not outstanding $6,599,000,000.00 $298,737,000.00 $0.00 731 Sold, in full; warrants outstanding Preferred Stock w/ Warrants $298,737,000.00 $214,181,000.00 $731,000.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Warrants $1,000.00 Redeemed, in full; warrants not outstanding $14,075,133.27 $745,311.72 $10,634,911.78 5,000 Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $0.00 $50,236,000.00 $0.00 $5,000,000.00 Sold, in full; warrants not outstanding $12,000,000.00 $50,236,000.00 $8,950,000.00 $1,000.00 $1,000.00 $1,000.00 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 12,500 2,500 10,000 Redeemed, in full; warrants not outstanding $18,653,115.75 $6,496,417.16 $12,500,000.00 $2,500,000.00 $10,000,000.00 Sold, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $28,642,402.33 $1,000.00 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $2,985,215.11 9,090 Redeemed, in full; warrants not outstanding $4,386,324.64 $34,644,476.74 $9,090,000.00 Redeemed, in full; warrants not outstanding $0.00 $0.00 Warrant Proceeds Amount Shares Redeemed, in full; warrants outstanding $301,000.00 $15,000,000.00 (Realized Loss) / (Write-off) / Gain Redeemed, in full; warrants outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Capital Repayment / Disposition / Auction3 Avg. Price Amount Shares $12,000,000.00 12,000 $1,000.00 $6,599,000,000.00 6,599,000 $1,000.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $8,950,000.00 8,950 $1,000.00 $214,181,000.00 214,181 $1,000.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding FootNote Institution Name UMPQUA HOLDINGS CORP. 6,12,16,42,43 UNION BANK & TRUST COMPANY UNION BANK & TRUST COMPANY UNION BANK & TRUST COMPANY 6,15,9 UNION FINANCIAL CORPORATION UNION FINANCIAL CORPORATION 10,14,23 UNION FIRST MARKET BANKSHARES CORPORATION UNION FIRST MARKET BANKSHARES CORPORATION UNION FIRST MARKET BANKSHARES CORPORATION 6 UNITED AMERICAN BANK UNITED BANCORP, INC. UNITED BANCORP, INC. UNITED BANCORP, INC. 9,34 UNITED BANCORPORATION OF ALABAMA, INC. UNITED BANCORPORATION OF ALABAMA, INC. 13,9,12 UNITED BANK CORPORATION UNITED BANK CORPORATION UNITED COMMUNITY BANKS, INC. UNITED COMMUNITY BANKS, INC. UNITED COMMUNITY BANKS, INC. UNITED COMMUNITY BANKS, INC. UNITED COMMUNITY BANKS, INC. 42,9,6 UNITED FINANCIAL BANKING COMPANIES, INC. UNITED FINANCIAL BANKING COMPANIES, INC. UNITED FINANCIAL BANKING COMPANIES, INC. 9 UNITY BANCORP, INC. UNITY BANCORP, INC. UNITY BANCORP, INC. UNITY BANCORP, INC. 6 UNIVERSAL BANCORP UNIVERSAL BANCORP UNIVERSAL BANCORP 9,7,13 UNIVERSITY FINANCIAL CORP. UNIVERSITY FINANCIAL CORP. 6 US METRO BANK 9,6 UWHARRIE CAPITAL CORP UWHARRIE CAPITAL CORP 9,6,12 VALLEY COMMERCE BANCORP VALLEY COMMERCE BANCORP 6 VALLEY COMMUNITY BANK 9 VALLEY FINANCIAL CORPORATION VALLEY FINANCIAL CORPORATION VALLEY FINANCIAL CORPORATION VALLEY FINANCIAL CORPORATION VALLEY FINANCIAL CORPORATION 6,42,12 VALLEY FINANCIAL GROUP, LTD. VALLEY FINANCIAL GROUP, LTD. 9 VALLEY NATIONAL BANCORP VALLEY NATIONAL BANCORP VALLEY NATIONAL BANCORP VALLEY NATIONAL BANCORP VALLEY NATIONAL BANCORP 6,39,42 VERITEX HOLDINGS, INC. (FIDELITY RESOURCES COMPANY) VERITEX HOLDINGS, INC. (FIDELITY RESOURCES COMPANY) VILLAGE BANK AND TRUST FINANCIAL CORP. 9 VIRGINIA COMMERCE BANCORP VIRGINIA COMMERCE BANCORP 6,15 VIRGINIA COMPANY BANK VIRGINIA COMPANY BANK VIRGINIA COMPANY BANK 9,6,12 VISION BANK - TEXAS VISION BANK - TEXAS VISION BANK - TEXAS VIST FINANCIAL CORP. VIST FINANCIAL CORP. 43,6,12 W.T.B. FINANCIAL CORPORATION W.T.B. FINANCIAL CORPORATION 6,15,9 WACHUSETT FINANCIAL SERVICES, INC. WACHUSETT FINANCIAL SERVICES, INC. WACHUSETT FINANCIAL SERVICES, INC. 9 WAINWRIGHT BANK & TRUST COMPANY WAINWRIGHT BANK & TRUST COMPANY WAINWRIGHT BANK & TRUST COMPANY 9,14 WASHINGTON BANKING COMPANY WASHINGTON BANKING COMPANY WASHINGTON BANKING COMPANY 9 WASHINGTON FEDERAL, INC. WASHINGTON FEDERAL, INC. WASHINGTON FEDERAL, INC. City PORTLAND OXFORD OXFORD OXFORD ALBUQUERQUE ALBUQUERQUE BOWLING GREEN BOWLING GREEN BOWLING GREEN SAN MATEO TECUMSEH TECUMSEH TECUMSEH ATMORE ATMORE BARNESVILLE BARNESVILLE BLAIRSVILLE BLAIRSVILLE BLAIRSVILLE BLAIRSVILLE BLAIRSVILLE VIENNA VIENNA VIENNA CLINTON CLINTON CLINTON CLINTON BLOOMFIELD BLOOMFIELD BLOOMFIELD ST. PAUL ST. PAUL GARDEN GROVE ALBEMARLE ALBEMARLE VISALIA VISALIA PLEASANTON ROANOKE ROANOKE ROANOKE ROANOKE ROANOKE SAGINAW SAGINAW WAYNE WAYNE WAYNE WAYNE WAYNE DALLAS DALLAS MIDLOTHIAN ARLINGTON ARLINGTON NEWPORT NEWS NEWPORT NEWS NEWPORT NEWS RICHARDSON RICHARDSON RICHARDSON WYOMISSING WYOMISSING SPOKANE SPOKANE CLINTON CLINTON CLINTON BOSTON BOSTON BOSTON OAK HARBOR OAK HARBOR OAK HARBOR SEATTLE SEATTLE SEATTLE State OR NC NC NC NM NM VA VA VA CA MI MI MI AL AL GA GA GA GA GA GA GA VA VA VA NJ NJ NJ NJ IN IN IN MN MN CA NC NC CA CA CA VA VA VA VA VA MI MI NJ NJ NJ NJ NJ TX TX VA VA VA VA VA VA TX TX TX PA PA WA WA MA MA MA MA MA MA WA WA WA WA WA WA Date 31-Mar-10 1-May-09 18-Dec-09 22-Sep-11 29-Dec-09 25-Jul-12 19-Dec-08 18-Nov-09 23-Dec-09 20-Feb-09 16-Jan-09 19-Jun-12 18-Jul-12 23-Dec-08 3-Sep-10 22-May-09 3-Jul-12 5-Dec-08 26-Mar-13 27-Mar-13 28-Mar-13 10-Jun-13 16-Jan-09 15-Dec-10 15-Sep-11 5-Dec-08 15-May-13 3-Jul-13 28-Aug-13 22-May-09 8-Aug-13 12-Aug-13 19-Jun-09 30-Jul-10 6-Feb-09 23-Dec-08 3-Apr-13 30-Jan-09 21-Mar-12 9-Jan-09 12-Dec-08 14-Nov-12 20-Feb-13 15-May-13 14-Aug-13 18-Dec-09 22-Sep-11 14-Nov-08 3-Jun-09 23-Sep-09 23-Dec-09 24-May-10 26-Jun-09 25-Aug-11 1-May-09 12-Dec-08 11-Dec-12 12-Jun-09 8-Aug-13 12-Aug-13 24-Apr-09 28-Dec-12 10-Jul-13 19-Dec-08 1-Aug-12 30-Jan-09 15-Sep-11 11-Dec-09 4-Apr-12 30-Jan-13 19-Dec-08 24-Nov-09 16-Dec-09 16-Jan-09 12-Jan-11 2-Mar-11 14-Nov-08 27-May-09 15-Mar-10 Original Investment Type1 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Original Investment Amount $3,194,000.00 $2,997,000.00 $2,179,000.00 $59,000,000.00 $8,700,000.00 $20,600,000.00 Total Cash Back2 Outstanding Investment $0.00 $1,579,000.00 $0.00 $8,700,000.00 $0.00 $7,031,291.65 $984,802.22 $62,145,972.22 $0.00 $20,315,924.72 Investment Status* Capital Repayment / Disposition / Auction3 Avg. Price Amount Shares $10,300,000.00 $0.00 $11,172,638.89 $6,191,000.00 6,191 $1,000.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $180,000,000.00 $0.00 $210,367,527.00 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $20,649,000.00 $9,900,000.00 $11,926,000.00 $2,861,000.00 $10,000,000.00 $0.00 $0.00 $0.00 $2,861,000.00 $2,258,000.00 $28,013,814.50 $12,165,543.42 $12,948,886.40 $432,678.00 $10,131,285.55 $600,000.00 600 $1,000.00 $59,000,000.00 59,000 $1,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $5,500,000.00 $16,019,000.00 $5,500,000.00 $9,619,000.00 $629,475.50 $10,063,284.59 Full investment outstanding; warrants outstanding Redeemed, in part; warrants outstanding Preferred Stock w/ Exercised Warrants $1,300,000.00 $0.00 $1,489,774.73 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $300,000,000.00 $0.00 $318,400,781.94 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $14,738,000.00 $71,000,000.00 $4,700,000.00 $1,500,000.00 $25,000,000.00 $14,738,000.00 $0.00 $0.00 $0.00 $0.00 $1,318,232.22 $85,190,138.89 $3,744,442.50 $1,898,258.59 $30,710,646.33 Preferred Stock w/ Exercised Warrants $12,000,000.00 $5,000,000.00 $9,051,968.01 Redeemed, in part; warrants outstanding $26,380,000.00 $0.00 $30,628,344.45 $14,400,000.00 14,400,000 $1.00 $1,516,900.00 $12,587,575.00 $159,145,525.00 1,576 13,078 165,346 $962.50 $962.50 $962.50 $3,000,000.00 $2,658,000.00 3,000 2,658 $1,000.00 $1,000.00 $10,324,000.00 $10,325,000.00 10,324 10,325 $1,000.00 $1,000.00 $237,527.50 $9,168,561.50 250 9,650 $950.10 $950.10 $11,926,000.00 11,926,000 $1.00 $7,742,000.00 7,742 $1,000.00 $7,700,000.00 7,700 $1,000.00 $1,600,000.00 $1,600,000.00 $1,600,000.00 $1,600,000.00 1,600 1,600 1,600 1,600 $1,000.00 $1,000.00 $1,000.00 $1,000.00 $1,300,000.00 1,300 $1,000.00 $75,000,000.00 $125,000,000.00 $100,000,000.00 75,000 125,000 100,000 $1,000.00 $1,000.00 $1,000.00 $200,000,000.00 $0.00 $220,749,985.18 720,000 $6,677.00 219,908 $283,000.00 283 $2,707,314.00 764,778 $481,387.50 495 $385,000.00 385 $65,000.00 65 $5,421,615.27 2,532,542 $150,000.00 150 $88,481.25 143 ($59,100.00) ($490,425.00) ($6,200,475.00) ($12,472.50) ($481,438.50) $3,000,000.00 3,000 $1,000.00 $71,000,000.00 71,000 $1,000.00 $325,353.86 $2,543,620.14 533 4,167 $610.40 $610.40 $787,500.00 $712,500.00 788 713 $1,000.00 $1,000.00 $75,000.00 75 $25,000,000.00 25,000 $1,000.00 $1,189,813.00 367,984 $110,000,000.00 110,000 $1,000.00 $5,500,000.00 5,500 $3,000,000.00 $4,000,000.00 3,000 4,000 $1,000.00 $1,000.00 $22,000,000.00 22,000 $1,000.00 $568,700.00 390,071 $1,625,000.00 246,082 $15,388,874.07 1,707,456 ($207,646.14) ($1,623,379.86) Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $26,380,000.00 Preferred Stock w/ Warrants $720,000.00 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $1,000.00 Redeemed, in full; warrants not outstanding $131,236,874.33 $23,592,311.11 10,300 Sold, in full; warrants not outstanding $0.00 $0.00 $10,300,000.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants outstanding $110,000,000.00 $22,000,000.00 311,492 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $38,000.00 ($3,594,700.00) Full investment outstanding; warrants outstanding Redeemed, in part; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Warrants $825.50 Redeemed, in full; warrants not outstanding $9,403,400.50 $3,503,795.81 20,600 Sold, in full; warrants not outstanding $0.00 $0.00 211,318 Redeemed, in full; warrants not outstanding $7,700,000.00 $3,000,000.00 $450,000.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 160 Redeemed, in full; warrants outstanding $18,882,079.62 $6,649,963.92 $160,000.00 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $0.00 $0.00 1,110,898 Redeemed, in full; warrants not outstanding $14,400,000.00 $5,658,000.00 $4,500,000.00 Redeemed, in part; warrants outstanding Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Warrant Proceeds Amount Shares Redeemed, in full; warrants not outstanding $17,005,300.00 Preferred Stock w/ Warrants (Realized Loss) / (Write-off) / Gain 26,380 $1,000.00 Redeemed, in full; warrants not outstanding $200,000,000.00 200,000 $1,000.00 FootNote 6,16,19,42 6,15 9 9 9 9 9 42 6 6,12,16 6,76,9 6 9 9 6,12 43,6,12 9 Institution Name WASHINGTONFIRST BANKSHARES, INC. WASHINGTONFIRST BANKSHARES, INC. WASHINGTONFIRST BANKSHARES, INC. WAUKESHA BANKSHARES, INC. WAUKESHA BANKSHARES, INC. WAUKESHA BANKSHARES, INC. WAUKESHA BANKSHARES, INC. WEBSTER FINANCIAL CORPORATION WEBSTER FINANCIAL CORPORATION WEBSTER FINANCIAL CORPORATION WEBSTER FINANCIAL CORPORATION WEBSTER FINANCIAL CORPORATION WELLS FARGO & CO. WELLS FARGO & CO. WELLS FARGO & CO. WESBANCO, INC. WESBANCO, INC. WESBANCO, INC. WEST BANCORPORATION, INC. WEST BANCORPORATION, INC. WEST BANCORPORATION, INC. WESTAMERICA BANCORPORATION WESTAMERICA BANCORPORATION WESTAMERICA BANCORPORATION WESTAMERICA BANCORPORATION WESTERN ALLIANCE BANCORPORATION WESTERN ALLIANCE BANCORPORATION WESTERN ALLIANCE BANCORPORATION WESTERN COMMUNITY BANCSHARES, INC. WESTERN ILLINOIS BANCSHARES, INC. WESTERN ILLINOIS BANCSHARES, INC. WESTERN ILLINOIS BANCSHARES, INC. WESTERN ILLINOIS BANCSHARES, INC. WESTERN RESERVE BANCORP, INC. WESTERN RESERVE BANCORP, INC. WHITE RIVER BANCSHARES COMPANY WHITNEY HOLDING CORPORATION WHITNEY HOLDING CORPORATION WILMINGTON TRUST CORPORATION WILMINGTON TRUST CORPORATION WILSHIRE BANCORP, INC. WILSHIRE BANCORP, INC. WILSHIRE BANCORP, INC. WINTRUST FINANCIAL CORPORATION WINTRUST FINANCIAL CORPORATION WINTRUST FINANCIAL CORPORATION WORTHINGTON FINANCIAL HOLDINGS, INC. WORTHINGTON FINANCIAL HOLDINGS, INC. WSFS FINANCIAL CORPORATION WSFS FINANCIAL CORPORATION WSFS FINANCIAL CORPORATION YADKIN VALLEY FINANCIAL CORPORATION YADKIN VALLEY FINANCIAL CORPORATION YADKIN VALLEY FINANCIAL CORPORATION YADKIN VALLEY FINANCIAL CORPORATION YADKIN VALLEY FINANCIAL CORPORATION YORK TRADITIONS BANK YORK TRADITIONS BANK ZIONS BANCORPORATION ZIONS BANCORPORATION ZIONS BANCORPORATION ZIONS BANCORPORATION City RESTON RESTON RESTON WAUKESHA WAUKESHA WAUKESHA WAUKESHA WATERBURY WATERBURY WATERBURY WATERBURY WATERBURY MINNEAPOLIS MINNEAPOLIS MINNEAPOLIS WHEELING WHEELING WHEELING WEST DES MOINES WEST DES MOINES WEST DES MOINES SAN RAFAEL SAN RAFAEL SAN RAFAEL SAN RAFAEL LAS VEGAS LAS VEGAS LAS VEGAS PALM DESERT MONMOUTH MONMOUTH MONMOUTH MONMOUTH MEDINA MEDINA FAYETTEVILLE NEW ORLEANS NEW ORLEANS WILMINGTON WILMINGTON LOS ANGELES LOS ANGELES LOS ANGELES LAKE FOREST LAKE FOREST LAKE FOREST HUNTSVILLE HUNTSVILLE WILMINGTON WILMINGTON WILMINGTON ELKIN ELKIN ELKIN ELKIN ELKIN YORK YORK SALT LAKE CITY SALT LAKE CITY SALT LAKE CITY SALT LAKE CITY State VA VA VA WI WI WI WI CT CT CT CT CT MN MN MN WV WV WV IA IA IA CA CA CA CA NV NV NV CA IL IL IL IL OH OH AR LA LA DE DE CA CA CA IL IL IL AL AL DE DE DE NC NC NC NC NC PA PA UT UT UT UT Date 30-Jan-09 30-Oct-09 4-Aug-11 26-Jun-09 6-Feb-13 7-Feb-13 8-Feb-13 21-Nov-08 3-Mar-10 13-Oct-10 29-Dec-10 8-Jun-11 28-Oct-08 23-Dec-09 26-May-10 5-Dec-08 9-Sep-09 23-Dec-09 31-Dec-08 29-Jun-11 31-Aug-11 13-Feb-09 2-Sep-09 18-Nov-09 21-Nov-11 21-Nov-08 27-Sep-11 23-Nov-11 23-Dec-08 23-Dec-08 29-Dec-09 8-Nov-12 9-Nov-12 15-May-09 30-Nov-12 20-Feb-09 19-Dec-08 3-Jun-11 12-Dec-08 13-May-11 12-Dec-08 3-Apr-12 20-Jun-12 19-Dec-08 22-Dec-10 14-Feb-11 15-May-09 24-Jun-13 23-Jan-09 3-Apr-12 12-Sep-12 16-Jan-09 24-Jul-09 18-Sep-12 10-Jun-13 11-Jun-13 24-Apr-09 14-Jul-11 14-Nov-08 28-Mar-12 26-Sep-12 5-Dec-12 Original Investment Type1 Original Investment Amount Total Cash Back2 Outstanding Investment Investment Status* Preferred Stock w/ Warrants $6,633,000.00 $6,842,000.00 $0.00 $15,317,317.86 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $5,625,000.00 $0.00 $6,398,893.44 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Warrants $400,000,000.00 $25,000,000,000.00 $0.00 $0.00 $457,333,286.51 $27,281,347,113.95 Capital Repayment / Disposition / Auction3 Avg. Price Amount Shares $13,475,000.00 13,475 $1,000.00 $4,831,002.80 $92,690.00 $290,119.70 5,212 100 313 $926.90 $926.90 $926.90 $100,000,000.00 $100,000,000.00 $200,000,000.00 100,000 100,000 200,000 $1,000.00 $1,000.00 $1,000.00 $75,000,000.00 $0.00 $78,804,166.67 $36,000,000.00 $0.00 $41,195,000.00 $83,726,000.00 $0.00 $87,360,236.61 $140,000,000.00 $0.00 $160,365,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $7,290,000.00 $6,855,000.00 $4,567,000.00 $4,700,000.00 $16,800,000.00 $300,000,000.00 $330,000,000.00 $62,158,000.00 $250,000,000.00 $7,290,000.00 $0.00 $0.00 $16,800,000.00 $0.00 $0.00 $0.00 $0.00 $554,083.00 $13,053,910.87 $5,842,197.92 $1,589,583.00 $343,733,333.33 $369,920,833.33 $68,809,170.52 $300,704,730.81 Preferred Stock w/ Warrants Preferred Stock w/ Warrants $2,720,000.00 $52,625,000.00 $36,000,000.00 $13,312,000.00 $0.00 $0.00 $0.00 $2,780,391.21 $57,640,856.64 $52,383,419.85 Preferred Stock w/ Warrants TOTALS $4,871,000.00 $1,400,000,000.00 $204,894,726,320.00 $0.00 $0.00 $3,533,814,567.07 25,000 $840,374,891.73 110,261,688 $950,000.00 439,282 $700,000.00 474,100 $878,256.00 246,698 $415,000.00 787,107 $335,417.06 343 $1,000,000.00 75,000 $1,000.00 36,000 $1,000.00 41,863 41,863 $1,000.00 $1,000.00 140,000 $1,000.00 $1,050,524.72 $9,673,015.37 1,117 10,305 $940.38 $939.53 ($66,475.28) ($631,984.63) $4,700,000.00 4,700 $1,000.00 $235,000.00 235 $300,000,000.00 300,000 $1,000.00 $6,900,000.00 2,631,579 $330,000,000.00 330,000 $1,000.00 $58,646,694.58 62,158 $943.50 $760,000.00 949,460 $25,600,564.15 1,643,295 $90,940.00 136 $1,800,000.00 175,105 $55,677.00 $20,000.00 91,178 128,663 $244,000.00 244 $7,666,418.51 $7,886,723,011.88 5,789,909 Redeemed, in full; warrants not outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants outstanding Sold, in full; warrants not outstanding ($3,511,305.42) Redeemed, in full; warrants not outstanding 250,000 $1,000.00 Sold, in full; warrants not outstanding $2,343,851.20 2,720 $861.70 ($376,148.80) $48,157,663.75 52,625 $915.10 ($4,467,336.25) Sold, in full; warrants not outstanding Sold, in full; warrants not outstanding $5,705,022.14 Redeemed, in full; warrants not outstanding $1,661,027,529.62 Redeemed, in full; warrants not outstanding $224,431,375,260.62 3,282,276 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $44,149,056.00 Preferred Stock w/ Exercised Warrants $20,388,842.06 Redeemed, in full; warrants not outstanding $250,000,000.00 Preferred Stock w/ Exercised Warrants 19 150 Redeemed, in full; warrants not outstanding $140,000,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $18,832.99 $147,006.36 Redeemed, in full; warrants not outstanding $41,863,000.00 $41,863,000.00 Preferred Stock w/ Warrants 332 Redeemed, in full; warrants not outstanding $36,000,000.00 Preferred Stock w/ Warrants $332,000.00 Redeemed, in full; warrants not outstanding $75,000,000.00 Preferred Stock w/ Warrants ($380,997.20) ($7,310.00) ($22,880.30) Warrant Proceeds Amount Shares Redeemed, in full; warrants not outstanding $25,000,000,000.00 Preferred Stock w/ Warrants (Realized Loss) / (Write-off) / Gain 49,312 $893.00 $4,871,000.00 4,871 $1,000.00 $700,000,000.00 $700,000,000.00 700,000 700,000 $1,000.00 $1,000.00 $197,653,175,449.76 ($5,162,944.00) $3,178,188,768.39 Footnote Description All pricing is at par. Total Cash Back includes capital repayments, interest and dividends, warrant proceeds, and other income (less expenses). Capital Repayments includes capital repayments, auction proceeds, exchanges into CDCI, and SBLF fundings. This transaction was included in previous Transaction Reports with Merrill Lynch & Co., Inc. listed as the qualifying institution and a 10/28/2008 transaction date, footnoted to indicate that settlement was deferred pending merger. The purchase of Merrill Lynch by Bank of America was completed on 1/1/2009, and this transaction under the CPP was funded on 1/9/2009. 5 The warrant disposition proceeds amount are stated pro rata in respect of the CPP investments in Bank of America Corporation that occurred on 10/28/2008 and 1/9/2009. The total net disposition proceeds from CPP warrants on 3/3/2010 was $305,913,040, consisting of $183,547,824 and $122,365,216. Proceeds from the disposition of TIP warrants on 3/3/2010 appear on a following page of this report. 6 Privately-held qualified financial institution; Treasury received a warrant to purchase additional shares of preferred stock (unless the institution is a CDFI), which it exercised immediately. Footnote 1 2 3 4 7 To promote community development financial institutions (CDFIs), Treasury does not require warrants as part of its investment in certified CDFIs when the size of the investment is $50 million or less. 8 Treasury cancelled the warrants received from this institution due to its designation as a CDFI. 9 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009. 10 Redemption pursuant to a qualified equity offering. 11 This amount does not include accrued and unpaid dividends, which must be paid at the time of capital repayment. 12 The proceeds associated with the disposition of this investment do not include accrued and unpaid dividends. 13 Subchapter S corporation; Treasury received a warrant to purchase additional subordinated debentures (unless the institution is a CDFI), which it exercised immediately. 14 In its qualified equity offering, this institution raised more capital than Treasury’s original investment, therefore, the number of Treasury’s shares underlying the warrant was reduced by half. 15 This institution participated in the expansion of CPP for small banks. 16 This institution received an additional investment through the expansion of CPP for small banks. 17 Treasury made three separate investments in Citigroup Inc. (Citigroup) under the CPP, Targeted Investment Program (TIP), and Asset Guarantee Program (AGP) for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in Fixed Rate Cumulative Perpetual Preferred Stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. On 7/23/2009 and 7/30/2009, Treasury exchanged a total of $25 billion of the CPP shares for Series M Common Stock Equivalent (“Series M”) and a warrant to purchase shares of Series M. On 9/11/2009, Series M automatically converted to 7,692,307,692 shares of common stock and the associated warrant terminated on receipt of certain shareholder approvals. 18 On 8/24/2009, Treasury exchanged its series C preferred stock issued by Popular, Inc. for a like amount of non tax-deductible trust preferred securities issued by Popular Capital Trust III, administrative trustee for Popular, Inc. Popular, Inc. paid a $13 million exchange fee in connection with this transaction. 19 This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank holding companies. The institution in which Treasury's original investment was made is shown in parentheses. 20 As of the date of this report, this institution is in bankruptcy proceedings. 21 On 12/10/2009, the bankruptcy reorganization plan of CIT Group Inc. became effective and Treasury's preferred stock and warrant investment were extinguished and replaced by contingent value rights (CVRs). On 2/8/2010, the CVRs expired without value as the terms and conditions for distribution of common shares to holders of CVRs were not met. 22 On 12/11/2009, Treasury exchanged its series A preferred stock issued by Superior Bancorp, Inc. for a like amount of non tax-deductible Trust Preferred Securities issued by Superior Capital Trust II, administrative trustee for Superior Bancorp. Footnote Description Footnote 23 On 2/1/2010, following the acquisition of First Market Bank (First Market) by Union Bankshares Corporation (the acquiror), the preferred stock and exercised warrants issued by First Market on 2/6/2009 were exchanged for a like amount of securities of the acquiror in a single series but with a blended dividend rate equivalent to those of Treasury's original investment. 24 On 2/11/2010, Pacific Coast National Bancorp dismissed its bankruptcy proceedings with no recovery to any creditors or investors, including Treasury, and the investment was extinguished. 25 On 3/8/2010, Treasury exchanged its $84,784,000 of preferred stock in Midwest Banc Holdings, Inc. (MBHI) for $89,388,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $84,784,000, plus $4,604,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by MBHI of the conditions related to its capital plan, the MCP may be converted to common stock. 26 On 3/30/2010, Treasury exchanged its $7,500,000 of subordinated debentures in GulfSouth Private Bank for an equivalent amount of preferred stock, in connection with its conversion from a Subchapter S-Corporation, that comply with the CPP terms applicable to privately held qualified financial institutions. 27 On 4/16/2010, Treasury exchanged its $72,000,000 of preferred stock in Independent Bank Corporation (Independent) for $74,426,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $72,000,000, plus $2,426,000 of capitalized previously accrued and unpaid dividends. On 7/26/13, Treasury entered into a securities purchase agreement with Independent pursuant to which Treasury agreed to sell to Independent the MCP and the warrant issued by Independent, subject to the conditions specified in such agreement. On 8/30/13, Treasury completed the sale of the MCP and warrant to Independent pursuant to the terms of such agreement. 28 Treasury received Citigroup common stock pursuant to the June 2009 Exchange Agreement between Treasury and Citigroup which provided for the exchange into common shares of the preferred stock that Treasury purchased in connection with Citigroup's participation in the Capital Purchase Program (see note 11). On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. On May 26, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. On July 23, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on September 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on September 30, 2010. On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. All such sales were generally made at the market price. On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. See "Capital Purchase Program - Citigroup, Inc., Common Stock Disposition" on following page for the actual number of shares sold by Morgan Stanley, the weighted average price per share and the total proceeds to Treasury from all such sales during those periods. 29 On 8/26/2010, Treasury completed the exchange of its $303,000,000 of preferred stock in Sterling Financial Corporation (Sterling) for a like amount of mandatorily convertible preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Sterling entered into on 4/29/2010. Since Sterling also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, including those related to its capital plan, Treasury’s $303,000,000 of MCP was subsequently, as of 8/26/2010, converted into 378,750,000 shares of common stock. 30 On 8/20/2010, Sonoma Valley Bank, Sonoma, CA, the banking subsidiary of Sonoma Valley Bancorp, was closed by the California Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 31 On 6/30/2010, Treasury exchanged $46,400,000 of its series A preferred stock in First Merchants Corporation for a like amount of non tax-deductible Trust Preferred Securities issued by First Merchants Capital Trust III. Footnote Description Footnote 32 On 7/20/2010, Treasury completed the exchange of its $400,000,000 of preferred stock in First BanCorp for $424,174,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $400,000,000, plus $24,174,000 of capitalized previously accrued and unpaid dividends. On 10/07/2011, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 32,941,797 shares of common stock of First BanCorp. Treasury received all accrued and previously unpaid dividends on the MCP at the time of the conversion. First BanCorp has agreed to have a Treasury observer attend board of directors meetings. 33 On 8/31/2010, following the completion of the conditions related to Pacific Capital Bancorp's (Pacific Capital) capital plan, Treasury exchanged its $180,634,000 of preferred stock in Pacific Capital for $195,045,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $180,634,000, plus $14,411,000 of capitalized previously accrued and unpaid dividends. On 9/27/2010, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 360,833,250 shares of common stock of Pacific Capital. Following a reverse stock split effective 12/28/10, Treasury held 3,608,332 shares of Pacific Capital common stock. Effective 11/30/12, Pacific Capital merged with and into UnionBanCal Corporation and each outstanding share of common stock of the Company was converted into the right to receive $46.00 per share in cash, and Treasury received $165,983,272 in respect of its common stock and $393,121 in respect of its warrant. 34 This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has completed an exchange of its Capital Purchase Program investment for an investment under the terms of the CDCI program. See "Community Development Capital Initiative" below. 35 At the time of this institution’s exchange into the CDCI program, the warrant preferreds were included in the total amount of preferred stock exchanged for Treasury’s CDCI investment. Therefore this disposition amount does not represent cash proceeds to Treasury. 36 On 9/30/2010, Treasury completed the exchange of its $80,347,000 of preferred stock in Hampton Roads Bankshares, Inc. (Hampton) for a like amount of mandatorily convertible preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Hampton entered into on 8/12/2010. Since Hampton also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, Treasury’s $80,347,000 of MCP was subsequently converted into 52,225,550 shares of common stock. 37 Treasury entered into an agreement on 1/28/2011 with North American Financial Holdings, Inc. for the sale of all preferred stock and warrants issued by Capital Bank Corporation to Treasury for an aggregate purchase price of $41,279,000. Since the conditions to closing of the sale were satisfied, the closing of the sale also occurred on 1/28/2011. 38 On 2/18/11, Treasury completed the exchange of its $135,000,000 of preferred stock (including accrued and unpaid dividends thereon) in Central Pacific Financial Corp. for not less than 5,620,117 shares of common stock, pursuant to an exchange agreement dated 2/17/2011. 39 As a result of the acquisition of Fidelity Resources Company (the acquired company) by Veritex Holdings, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/26/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/23/2011. 40 As a result of the acquisition of NC Bancorp, Inc. (the acquired company) by Metropolitan Bank Group, Inc. (the acquiror), Treasury exchanged $6,880,000 of its preferred stock in NC Bancorp, Inc. and $71,526,000 of its preferred stock in Metropolitan Bank Group, Inc. for $81,892,000 of a new series of preferred stock in Metropolitan Bank Group, Inc., which is equivalent to the combined initial investment amount of $78,406,000 plus $3,486,000 of capitalized previously accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/30/2011. Exercised warrants were also exchanged at the time of the agreement. 41 On 7/5/2011, Treasury completed a transaction with Harris Financial Corp., a wholly-owned subsidiary of Bank of Montreal ("BMO"), for the sale of (i) all Marshall & Ilsley Corporation ("M&I") Preferred Stock held by Treasury for a purchase price of $1,715,000,000 plus accrued dividends and (ii) the Treasury-held M&I Warrant for an amount equal to $3,250,000, pursuant to the terms of the agreement between Treasury and BMO entered into on 05/16/2011. 42 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 using proceeds received in connection with the institution’s participation in the Small Business Lending Fund. Footnote Description Footnote 43 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 - part of the repayment amount obtained from proceeds received in connection with the institution’s participation in the Small Business Lending Fund. 44 On 11/5/2010, Pierce Commercial Bank, Tacoma, WA, the banking subsidiary of Pierce County Bancorp, was closed by the Washington Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 45 On 11/12/2010, Tifton Banking Company, Tifton, GA, was closed by the Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 46 On 3/11/2011, Legacy Bank, Milwaukee, WI, the banking subsidiary of Legacy Bancorp, Inc., was closed by the State of Wisconsin Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 47 On 4/15/2011, Superior Bank, Birmingham, AL, the banking subsidiary of Superior Bancorp Inc., was closed by the Office of Thrift Supervision, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 48 On 7/15/2011, First Peoples Bank, Port Saint Lucie, Florida, the banking subsidiary of FPB Bancorp, Inc., was closed by the Florida Office of Financial Regulation, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 49 On 7/15/2011, One Georgia Bank, Atlanta, GA was closed by the State of Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 50 On 7/29/2011, Integra Bank, National Association, Evansville, Indiana, the banking subsidiary of Integra Bank Corporation, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 51 On 10/21/2011, Treasury completed the exchange of all FNB United Corp. ("FNB United") preferred stock and warrants held by Treasury for 108,555,303 shares of FNB United common stock and an amended and restated warrant, pursuant to the terms of the agreement between Treasury and FNB United entered into on 08/12/2011. 52 As a result of the acquisition of Berkshire Bancorp, Inc. (the acquired company) by Customers Bancorp, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/12/2009 were exchanged for a like amount of securities of the acquiror plus accrued and previously unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 9/16/2011. 53 On 9/23/2011, Citizens Bank of Northern California, Nevada City, California, the banking subsidiary of Citizens Bancorp, was closed by the California Department of Financial Institutions, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 54 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 in connection with the institution’s participation in the Small Business Lending Fund, which occurred at a later date. 55 On 10/14/2011, Country Bank, Aledo, Illinois, the banking subsidiary of CB Holding Corp., was closed by the Illinois Department of Financial and Professional Regulation - Division of Banking, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 56 As a result of a reincorporation transaction whereby Crescent Financial Corporation (CFC) was merged into Crescent Financial Bancshares, Inc. (CFB), the preferred stock and warrant issued by CFC on 1/9/2009 were exchanged for a like amount of securities of CFB, pursuant to the terms of an agreement among Treasury, CFC and CFB entered into on 11/15/2011. 57 As a result of the acquisition of Center Financial Corporation by BBCN Bancorp, Inc. (formerly Nara Bancorp, Inc.), the preferred stock and warrant issued by Center Financial Corporation were exchanged for a like amount of securities of BBCN Bancorp, Inc., pursuant to the terms of an agreement among Treasury, Center Financial Corporation, and BBCN Bancorp, Inc. entered into on 11/30/2011. 58 On 1/3/2012, Treasury completed (i) the sale to F.N.B. Corporation (“F.N.B.”) of all of the preferred stock that had been issued to Treasury by Parkvale Financial Corporation (“Parkvale”) for a purchase price of $31,762,000 plus accrued dividends and (ii) the exchange of the Parkvale warrant held by Treasury for a like F.N.B. warrant, pursuant to the terms of the agreement between Treasury and F.N.B. entered into on 12/29/2011 in connection with the merger of Parkvale and F.N.B. effective 01/01/2012. 59 As a result of the acquisition of State Bancorp, Inc. (the acquired company) by Valley National Bancorp (the acquiror), the warrant issued by the acquired company on 12/5/2008 was exchanged for a like security of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 1/1/2012. Footnote Description Footnote 60 On 1/27/2012, pursuant to the terms of the merger of Regents Bancshares, Inc. (“Regents”) with Grandpoint Capital, Inc., Treasury received $13,214,858.00 (representing the par amount together with accrued and unpaid dividends thereon) in respect of the preferred stock (including that received from the exercise of warrants) that had been issued to Treasury by Regents. 61 On 1/27/2012, Tennessee Commerce Bank, Franklin, TN, the banking subsidiary of Tennessee Commerce Bancorp, Inc., was closed by the Tennessee Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 62 On 2/10/2012, SCB Bank, Shelbyville, Indiana, the banking subsidiary of Blue River Bancshares, Inc., was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 63 On 2/10/2012, Treasury entered into an agreement with Broadway Financial Corporation to exchange Treasury’s $15,000,000 of preferred stock for common stock. The exchange is subject to the fulfillment by Broadway Financial Corporation of certain conditions, including the satisfactory completion of a capital plan. 64 On 4/20/2012, Fort Lee Federal Savings Bank, FSB, Fort Lee, New Jersey, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 65 As a result of the acquisition of Community Holding Company of Florida, Inc. (the acquired company) by Community Bancshares of Mississippi, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 2/6/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 7/19/2012. 66 On 7/13/2012, Glasgow Savings Bank, Glasgow, MO, the banking subsidiary of Gregg Bancshares, Inc. , was closed by the Missouri Division of Finance, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 67 On 7/27/2012, Treasury entered into an agreement with Pinnacle Bank Holding Company, Inc. (“Pinnacle”) pursuant to which Treasury agreed to sell its CPP preferred stock back to Pinnacle at a discount subject to the satisfaction of the conditions specified in the agreement. 68 On 10/19/2012, GulfSouth Private Bank, Destin, Florida, was closed by the Florida Office of Financial Regulation, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 69 On 10/19/2012, Excel Bank, Sedalia, Missouri, the banking subsidiary of Investors Financial Corporation of Pettis County, Inc., was closed by the Missouri Division of Finance, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 70 On 10/25/2012, pursuant to the terms of the merger of First Community Bancshares, Inc. ("First Community") and Equity Bancshares, Inc. ("Equity"), Treasury received a like amount of preferred stock and exercised warrants from Equity in exchange for Treasury's original investment in First Community, plus accrued and unpaid dividends, pursuant to a placement agency agreement executed on 10/23/2012. 71 On 10/29/2012, First Place Financial Corp. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the District of Delaware. 72 On 2/22/2013, Treasury completed the exchange of its Standard Bancshares, Inc. preferred stock for common stock, pursuant to an exchange agreement, dated as of 11/5/2012, with Standard Bancshares, Inc., and immediately sold the resulting Standard Bancshares, Inc. common stock, pursuant to securities purchase agreements, each dated as of 11/5/2012, with W Capital Partners II, L.P., Trident SBI Holdings, LLC, PEPI Capital, LP, LCB Investment, LLC, Cohesive Capital Partners, L.P., and Athena Select Private Investment Fund LLC. 73 On 11/2/2012, Citizens First National Bank, Princeton, IL, the banking subsidiary of Princeton National Bancorp, was closed by the Office of the Comptroller of the Currency, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 74 On 11/13/2012, Treasury entered into an agreement with Community Financial Shares, Inc. (“CFS”) pursuant to which Treasury agreed to sell its CPP preferred stock back to CFS at a discount subject to the satisfaction of the conditions specified in the agreement. 75 In connection with the merger of Fidelity Bancorp, Inc. (“Fidelity”) and WesBanco, Inc. (“WesBanco”) effective 01/01/2012, Treasury (i) sold to WesBanco all of the preferred stock that had been issued by Fidelity to Treasury for a purchase price of $7,000,000 plus accrued dividends and (ii) exchanged the Fidelity warrant held by Treasury for a like WesBanco warrant, pursuant to the terms of an agreement among Treasury and WesBanco entered into on 11/28/2012. 76 On 11/30/12, Western Reserve Bancorp, Inc. was acquired by an affiliate of Westfield Bancorp, Inc. Pursuant to the terms of the merger, each outstanding share of Series A and Series B preferred stock issued to Treasury was redeemed for the respective principal amount together with accrued and unpaid dividends thereon. Footnote Description Footnote 77 On 2/20/2013, Treasury sold its CPP preferred stock and warrant issued by First Sound Bank (“First Sound”) back to First Sound for an aggregate purchase price of $3,700,000, pursuant to the terms of the agreement between Treasury and First Sound entered into on 11/30/2012. 78 On 4/9/2013, Treasury sold its CPP preferred stock and warrant issued by PremierWest Bancorp (“PremierWest”) pursuant to an agreement with PremierWest and Starbuck Bancshares, Inc. (“Starbuck”) entered into on 12/11/2012. 79 In connection with the merger of Community Financial Corporation (“Community Financial”) and City Holding Company (“City Holding”) effective 1/09/13, Treasury (i) sold to City Holding all of the preferred stock that had been issued by Community Financial to Treasury for a purchase price of $12,643,000 plus accrued dividends and (ii) exchanged the Community Financial warrant held by Treasury for a like City Holding warrant, pursuant to the terms of an agreement among Treasury and City Holding entered into on 1/09/13. 80 On 1/29/2013, Treasury executed a placement agency agreement pursuant to which Treasury agreed to sell 9,950 shares of Coastal Banking Company, Inc. Preferred stock at $815.00 per share (less a placement agent fee) for net proceeds of $8,028,157.50. On 2/6/2013, the placement agent notified Coastal Banking Company, Inc. that, pursuant to the placement agency agreement, it was terminating the transaction and, therefore, Treasury did not receive any proceeds or pay any fees in connection with the transaction. 81 On 2/15/2013, Treasury sold its CPP preferred stock and warrant issued by BancTrust Financial Group, Inc. (“BancTrust”) pursuant to an agreement with BancTrust and Trustmark Corporation (“Trustmark”) entered into on 02/11/2013. 82 On 8/14/2013, Treasury sold its CPP preferred stock issued by Florida Bank Group, Inc. (“FBG”) back to FBG for an aggregate purchase price of $8,000,000, pursuant to the terms of the agreement between Treasury and FBG entered into on 2/12/13. 83 On 2/15/2013, pursuant to the terms of the merger of Pacific International Bancorp, Inc. (“Pacific International”) with BBCN Bancorp, Inc. (“BBCN”), Treasury received $7,474,619.97 (representing the par amount together with accrued and unpaid dividends thereon) in respect of the preferred stock that had been issued to Treasury by Pacific International. Treasury exchanged its Pacific International warrant for an equivalent warrant issued by BBCN. 84 On 4/12/2013, Treasury completed (i) the sale of its CPP preferred in Citizens Republic Bancorp, Inc. (Citizens Republic) to FirstMerit Corporation (FirstMerit) and (ii) the exchange of its warrant in Citizens Republic for a warrant issued by FirstMerit, pursuant to a securities purchase agreement, dated as of 2/19/13, among Treasury, FirstMerit and Citizens Republic. 85 On 4/11/2013, Treasury completed the exchange of its First Security Group, Inc. (FSGI) preferred stock for common stock, pursuant to an exchange agreement, dated as of 2/25/2013, between Treasury and FSGI, and sold the resulting FSGI common stock, pursuant to securities purchase agreements, each dated as of 4/9/2013, between Treasury and the purchasers party thereto. 86 On 3/19/2013, Treasury exercised its warrant on a cashless basis and received (i) 186,589 shares of common stock and (ii) $71.62 in cash in lieu of fractional shares. Treasury sold such shares of common stock on 3/19/2013. 87 As a result of the acquisition of ECB Bancorp, Inc. by Crescent Financial Bancshares, Inc., the preferred stock and warrant issued by ECB Bancorp, Inc. were exchanged for a like amount of securities of Crescent Financial Bancshares, Inc., pursuant to the terms of an agreement among Treasury, ECB Bancorp, Inc., and Crescent Financial Bancshares, Inc. entered into on 4/1/2013. 88 As a result of the merger of Annapolis Bancorp, Inc. into F.N.B. Corporation, the warrant issued by Annapolis Bancorp, Inc. was exchanged for a like warrant issued by F.N.B. Corporation, pursuant to the terms of an agreement among Treasury, Annapolis Bancorp, Inc., and F.N.B. Corporation entered into on 4/6/2013. 89 On 04/05/2013, Gold Canyon Bank, Gold Canyon, Arizona was closed by the Arizona Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 90 On 04/09/2013, Indiana Bank Corp. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the Southern District of Indiana. 91 On 7/17/13, Treasury entered into a securities purchase agreement with Central Virginia Bankshares, Inc. (CVB) and C&F Financial Corporation (C&F) pursuant to which Treasury agreed to sell to C&F the CPP preferred stock and warrant issued by CVB, subject to the conditions specified in such agreement. 92 On 08/12/2013, Anchor BanCorp Wisconsin Inc. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the Western District of Wisconsin. 93 On 7/5/2013, Rogers Bancshares, Inc. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the Eastern District of Arkansas. Footnote Description Footnote 94 On 8/22/2013, Treasury exchanged its preferred stock in Broadway Financial Corporation for 10,146 shares of common stock equivalent representing (i) 50% of the liquidation preference of the preferred stock, plus (ii) 100% of previously accrued and unpaid dividends on the preferred stock ($2,646,000). The common stock equivalent will be converted to common stock upon the receipt of certain shareholder approvals. CAPITAL PURCHASE PROGRAM - CITIGROUP, INC. COMMON STOCK DISPOSITION Date 4/26/2010 5/26/2010 5/26/2010 6/30/2010 7/23/2010 9/30/2010 10/19/2010 12/6/2010 12/6/2010 Pricing Mechanism 1 2 3 4 5 6 Number of Shares Proceeds 7 $4.1217 1,500,000,000 $ 6,182,493,158 $3.8980 1,108,971,857 $ 4,322,726,825 $3.9090 1,500,000,000 $ 5,863,489,587 $4.2609 1,165,928,228 $ 4,967,921,811 $4.3500 2,417,407,607 $ 10,515,723,090 Total Proceeds: $31,852,354,471 1/ On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. 2/ On May 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. 3/ On July 23, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on September 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occured on September 30, 2010. 4/ On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. 5/ On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. Closing of the offering is subject to the fulfillment of certain closing conditions. 6/ The price set forth is the weighted average price for all sales of Citigroup, Inc. common stock made by Treasury over the course of the corresponding period. 7/ Amount represents the gross proceeds to Treasury. Page 30 of 47 COMMUNITY DEVELOPMENT CAPITAL INITIATIVE Seller Footnote Purchase Date 1 1, 2 1, 2 1, 4 1 2a 1 1 1 1 2a 1 1, 3 7/30/2010 7/30/2010 8/6/2010 8/13/2010 8/13/2010 9/17/2010 8/13/2010 8/13/2010 8/13/2010 8/20/2010 9/24/2010 8/20/2010 8/27/2010 9/3/2010 9/3/2010 9/3/2010 9/10/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 1 1 1, 2 1 1, 2 1, 7 6 6 6 6 1, 2 1, 2 1, 2 1, 2 1 1 1 1, 7 1 1 Purchase Details Name of Institution City State Guaranty Capital Corporation University Financial Corp, Inc. Southern Bancorp, Inc. Premier Bancorp, Inc. Belzoni St. Paul Arkadelphia Wilmette MS MN AR IL Citizens Bancshares Corporation Atlanta GA PGB Holdings, Inc. First American International Corp. Tri-State Bank of Memphis Chicago Brooklyn Memphis IL NY TN Mission Valley Bancorp Sun Valley CA M&F Bancorp, Inc. Carver Bancorp, Inc Kilmichael Bancorp, Inc. United Bancorporation of Alabama, Inc. IBW Financial Corporation IBC Bancorp, Inc. CFBanc Corporation American Bancorp of Illinois, Inc. Hope Federal Credit Union Genesee Co-op Federal Credit Union First Eagle Bancshares, Inc. Liberty Financial Services, Inc. First Choice Bank Bainbridge Bancshares, Inc. Virginia Community Capital, Inc. Lower East Side People's Federal Credit Union Atlantic City Federal Credit Union Neighborhood Trust Federal Credit Union Gateway Community Federal Credit Union Union Baptist Church Federal Credit Union Buffalo Cooperative Federal Credit Union Tulane-Loyola Federal Credit Union Alternatives Federal Credit Union Liberty County Teachers Federal Credit Union UNO Federal Credit Union Butte Federal Credit Union Thurston Union of Low-Income People (TULIP) Cooperative Credit Union Phenix Pride Federal Credit Union Pyramid Federal Credit Union Cooperative Center Federal Credit Union Prince Kuhio Federal Credit Union Community First Guam Federal Credit Union Brewery Credit Union Tongass Federal Credit Union Santa Cruz Community Credit Union Northeast Community Federal Credit Union Fairfax County Federal Credit Union Security Federal Corporation Community Bank of the Bay The First Bancshares, Inc. BancPlus Corporation First M&F Corporation State Capital Corporation Lafayette Bancorp, Inc. PSB Financial Corporation Community Bancshares of Mississippi, Inc. First Vernon Bancshares, Inc. Durham New York Kilmichael Atmore Washington Chicago Washington Oak Brook Jackson Rochester Hanover Park New Orleans Cerritos Bainbridge Christiansburg New York Lander New York Missoula Fort Wayne Buffalo New Orleans Ithaca Liberty New Orleans Biggs Olympia Phenix City Tucson Berkeley Honolulu Hagatna Milwaukee Ketchikan Santa Cruz San Francisco Fairfax Aiken Oakland Hattiesburg Ridgeland Kosciusko Greenwood Oxford Many Brandon Vernon NC NY MS AL DC IL DC IL MS NY IL LA CA GA VA NY WY NY MT IN NY LA NY TX LA CA WA AL AZ CA HI GU WI AK CA CA VA SC CA MS MS MS MS MS LA MS AL Investment Description Subordinated Debentures Subordinated Debentures Preferred Stock Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Common Stock Subordinated Debentures Preferred Stock Preferred Stock Subordinated Debentures Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Amount from CPP $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 14,000,000 11,926,000 11,000,000 6,784,000 7,462,000 3,000,000 17,000,000 2,795,000 5,500,000 11,735,000 18,980,000 10,300,000 6,000,000 4,205,000 7,875,000 5,645,000 5,146,000 18,000,000 1,747,000 5,000,000 50,400,000 30,000,000 15,750,000 4,551,000 9,734,000 54,600,000 6,245,000 Disposition Details Additional Investment $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,189,000 22,800,000 4,379,000 4,836,000 3,881,000 5,689,000 4,000,000 2,313,000 12,123,000 30,514,000 - Investment Amount $ $ $ $ 14,000,000 22,115,000 33,800,000 6,784,000 $ $ $ $ 11,841,000 3,000,000 17,000,000 2,795,000 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,336,000 11,735,000 18,980,000 3,154,000 10,300,000 6,000,000 8,086,000 5,781,000 5,457,000 4,520,000 300,000 7,875,000 11,334,000 5,146,000 3,372,000 1,915,000 898,000 2,500,000 283,000 1,657,000 10,000 145,000 424,000 2,234,000 435,000 743,000 1,000,000 75,000 153,000 2,500,000 2,799,000 273,000 2,650,000 1,096,000 1,600,000 2,828,000 350,000 8,044,000 22,000,000 4,060,000 17,123,000 80,914,000 30,000,000 15,750,000 4,551,000 9,734,000 54,600,000 6,245,000 Pricing Mechanism Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Amount Date Remaining Investment Amount 11/28/2012 6 $22,115,000 $0 1/29/2013 4 $79,900 $0 5/1/2013 7 $5,146,000 $0 9/26/2012 6 $2,500,000 $0 10/17/2012 6 $1,657,000 $0 9/4/2013 6 $743,000 $0 10/3/2012 6 $1,096,000 $0 8/30/2013 7 $30,000,000 $0 12/28/2012 7 $9,734,000 $0 Page 31 of 47 Seller Footnote Purchase Date 1 6 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 6 9/29/2010 8 6 6 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/30/2010 Name of Institution Security Capital Corporation BankAsiana The Magnolia State Corporation Bancorp of Okolona, Inc. Southern Chautauqua Federal Credit Union Fidelis Federal Credit Union Bethex Federal Credit Union Shreveport Federal Credit Union Carter Federal Credit Union UNITEHERE Federal Credit Union (Workers United Federal Credit Union) North Side Community Federal Credit Union East End Baptist Tabernacle Federal Credit Union Community Plus Federal Credit Union Border Federal Credit Union Opportunities Credit Union First Legacy Community Credit Union Union Settlement Federal Credit Union Southside Credit Union D.C. Federal Credit Union Faith Based Federal Credit Union Greater Kinston Credit Union Hill District Federal Credit Union Freedom First Federal Credit Union Episcopal Community Federal Credit Union Vigo County Federal Credit Union Renaissance Community Development Credit Union Independent Employers Group Federal Credit Union Brooklyn Cooperative Federal Credit Union Purchase Details City State Investment Description Preferred Stock Amount from CPP Batesville Palisades Park Bay Springs Okolona Lakewood New York Bronx Shreveport Springhill MS NJ MS MS NY NY NY LA LA Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures $ $ $ $ $ $ $ $ $ New York NY Subordinated Debentures $ Chicago Bridgeport Rantoul Del Rio Burlington Charlotte New York San Antonio Washington Oceanside Kinston Pittsburgh Roanoke Los Angeles Terre Haute Somerset Hilo Brooklyn IL CT IL TX VT NC NY TX DC CA NC PA VA CA IN NJ HI NY Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 17,910,000 - Disposition Details Additional Investment Investment Amount Pricing Mechanism $ $ $ $ $ $ $ $ $ - $ $ $ $ $ $ $ $ $ 17,910,000 5,250,000 7,922,000 3,297,000 1,709,000 14,000 502,000 2,646,000 6,300,000 Par Par Par Par Par Par Par Par Par - $ - $ 57,000 Par - $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ - $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 325,000 7,000 450,000 3,260,000 1,091,000 1,000,000 295,000 1,100,000 1,522,000 30,000 350,000 100,000 9,278,000 100,000 1,229,000 31,000 698,000 300,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Total Purchase Amount $ 570,073,000 Amount Date Remaining Investment Amount 3/13/2013 6 $3,297,000 $0 2/6/2013 6 $2,500,000 $3,800,000 3/20/2013 6 $57,000 $0 4/10/2012 6 $350,000 $0 6/12/2013 6 $9,278,000 $0 Total Capital Repayment Amount TOTAL TREASURY COMMUNITY DEVELOPMENT INITIATIVE (CDCI) INVESTMENT AMOUNT $ $88,552,900 481,520,100 1/ This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of investment with Treasury under the CDCI program terms. 2/ Treasury made an additional investment in this institution at the time it entered the CDCI program. 2a/ Treasury made an additional investment in this institution after the time it entered the CDCI program. 3/ On 10/28/2011, Treasury completed the exchange of all Carver Bancorp, Inc. ("Carver") preferred stock held by Treasury for 2,321,286 shares of Carver common stock, pursuant to the terms of the agreement between Treasury and Carver entered into on 06/29/2011. Accrued and previously unpaid dividends were paid on the date of the exchange. 4/ On 3/23/2012, Premier Bank, Wilmette, IL, the banking subsidiary of Premier Bancorp, Inc., was closed by the Illinois Department of Financial and Professional Regulation - Division of Banking, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. On 1/29/2013, UST received $79,900 representing the total amount of distributions paid to creditors as a result of the liquidation of Premier Bancorp, Inc. 5/ Repayment pursuant to Section 5 of the CDCI Certificate of Designation. 6/ Repayment pursuant to Section 6.10 of the CDCI Securities Purchase Agreement 7/ Repayment pursuant to Section 5 of the CDCI Exchange Agreement. 8/ Repayment pursuant to Section 6.11 of the CDCI Securities Purchase Agreement. 9/ Repayment pursuant to Section 5.11 of the CDCI Exchange Agreement. Page 32 of 47 AUTOMOTIVE INDUSTRY FINANCING PROGRAM Initial Investment City, State GMAC (Ally) Date Transaction Type 12/29/2008 Purchase GMAC 5/21/2009 Purchase GMAC Detroit, MI Convertible Preferred Stock w/ Exercised Warrants Pricing Mechanism Amount $ 5,000,000,000 Par $ 7,500,000,000 Par Purchase GMAC Convertible Preferred Stock w/ Exercised Warrants $ 1,250,000,000 Par 12/30/2009 Purchase GMAC Trust Preferred Securities w/ Exercised Warrants $ 2,540,000,000 Par 12/29/2008 Purchase Debt Obligation $ 884,024,131 Par 12/31/2008 Purchase 13,400,000,000 Par 4/22/2009 Purchase 2,000,000,000 Par Purchase General Motors Corporation General Motors Corporation General Motors Corporation General Motors Corporation Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note 4,000,000,000 Par Date 12/30/2009 22 22, 26 12/30/2009 12/30/2010 3/1/2011 2 5/29/2009 7/10/2009 4 5 7/10/2009 7/10/2009 Type Exchange for convertible preferred stock Amount Treasury Investment After Exchange/Transfer/Other Pricing Mechanism $ 5,000,000,000 N/A Partial conversion of preferred $ stock for common stock 3,000,000,000 N/A Partial conversion of preferred $ stock for common stock Exchange for amended and restated Trust Preferred $ Securities Exchange for equity interest in $ GMAC Exchange for preferred and $ common stock in New GM Exchange for preferred and $ common stock in New GM Exchange for preferred and common stock in New GM $ Obligor GMAC (Ally) 21, 22 GMAC (Ally) 3, 26, 32 5,500,000,000 N/A 26 2,670,000,000 N/A 27 GMAC (Ally) 884,024,131 N/A 13,400,000,000 N/A 2,000,000,000 N/A 4,000,000,000 Description Convertible Preferred Stock Amount/Equity % $ Date Type 1 Amount/ Proceeds Remaining Investment Description Remaining Investment Amount/Equity % 5,937,500,000 73.8% Common Stock Trust Preferred Securities $ 2,670,000,000 10, 11, Preferred Stock 24 $ 2,100,000,000 27 Payment or Disposition 3/2/2011 Disposition 28 $ 2,667,000,000 N/A $ 0 12/15/2010 Repayment $ 2,139,406,778 N/A $ 0 11/18/2010 Partial Disposition 25 $ 11,743,303,903 Common Stock 36.9% 11/26/2010 Partial Disposition 25 $ 1,761,495,577 Common Stock 32.04% 12/21/2012 Partial Disposition 33 $ 5,500,000,000 Common Stock 21.97% 4/11/2013 Partial Disposition 34 $ 1,637,839,844 Common Stock 17.69% 6/12/2013 Partial Disposition 35 $ 1,031,700,000 Common Stock 13.80% 7/10/2009 Partial Repayment $ 360,624,198 Debt Obligation $ 6,711,864,407 12/18/2009 Partial Repayment $ 1,000,000,000 Debt Obligation $ 5,711,864,407 1/21/2010 Partial Repayment $ 35,084,421 Debt Obligation $ 5,676,779,986 3/31/2010 Partial Repayment $ 1,000,000,000 Debt Obligation $ 4,676,779,986 4/20/2010 Repayment $ 4,676,779,986 3/31/2011 Partial Repayment $ 50,000,000 Debt Obligation $ 935,805,085 4/5/2011 Partial Repayment $ 45,000,000 Debt Obligation $ 890,805,085 5/3/2011 Partial Repayment $ 15,887,795 Debt Obligation $ 874,917,290 12/16/2011 Partial Repayment $ 144,444 Debt Obligation $ 874,772,846 12/23/2011 Partial Repayment $ 18,890,294 Debt Obligation $ 855,882,552 1/11/2012 Partial Repayment $ 6,713,489 Debt Obligation $ 849,169,063 10/23/2012 Partial Repayment $ 435,097 Debt Obligation $ 848,733,966 5/22/2013 Partial Repayment $ 10,048,968 Debt Obligation $ 838,684,999 3/17/2009 Partial Repayment $ 1,496,500,945 4/17/2009 Partial Repayment $ 1,464,690,823 5/18/2009 Partial Repayment $ 1,413,554,739 6/17/2009 Partial Repayment $ 1,369,197,029 7/14/2009 Repayment 7/14/2009 Repayment* 3 7 7 General Motors Company 7 General Motors Company N/A 10, 11, 25 Common Stock 60.8% Detroit, MI 5/27/2009 6/3/2009 1/16/2009 Chrysler FinCo Description Preferred Stock w/ Exercised Warrants 12/30/2009 5/20/2009 General Motors Seller Exchange/Transfer/Other Details Purchase Purchase Purchase General Motors Corporation General Motors Corporation Chrysler FinCo Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note 360,624,198 30,100,000,000 1,500,000,000 Par Par Par 6 8 7/10/2009 Exchange for preferred and common stock in New GM $ 360,624,198 N/A 7/10/2009 Exchange for preferred and common stock in New GM $ 22,041,706,310 N/A 7/10/2009 Transfer of debt to New GM $ 7,072,488,605 N/A 7/10/2009 Debt left at Old GM $ 985,805,085 N/A 7 General Motors Holdings LLC 11, 12 Debt Obligation $ 7,072,488,605 4/29/2009 4/29/2009 5/1/2009 Purchase Chrysler Holding Purchase Chrysler Holding Purchase Chrysler Holding Purchase Old Chrysler Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note $ 4,000,000,000 $ - $ 280,130,642 $ 1,888,153,580 Par 6/10/2009 Transfer of debt to New Chrysler $ 500,000,000 N/A 9 Motors Liquidation Company 29 Debt Obligation $ 985,805,085 19 Chrysler Holding 20 Debt obligation w/ additional note $ 3,500,000,000 5/14/2010 14 15 16 4/30/2010 Completion of bankruptcy proceeding; transfer of $ (1,888,153,580) N/A 0 9 13 Par $ 9 Farmington Hills, MI 1/2/2009 N/A 23 Old Carco Liquidation Trust 23 Right to recover proceeds N/A Termination and settlement 20 payment $ $ $ $ Debt Obligation w/ 3,499,055 Additional Note Debt Obligation w/ 31,810,122 Additional Note Debt Obligation w/ 51,136,084 Additional Note Debt Obligation w/ 44,357,710 Additional Note Additional Note $ 0 $ 1,369,197,029 $ 15,000,000 N/A - $ 1,900,000,000 N/A - N/A 7/10/2009 Repayment $ 280,130,642 5/10/2010 Proceeds from sale of collateral $ 30,544,528 Right to recover proceeds $ 0 N/A Page 33 of 47 5/20/2009 Chrysler Purchase Old Chrysler Debt Obligation w/ Additional $ Note - - collateral security to liquidation trust 17 Proceeds from sale of collateral $ 9,666,784 Right to recover proceeds N/A 12/29/2010 Proceeds from sale of collateral $ 7,844,409 Right to recover proceeds N/A 4/30/2012 Proceeds from sale of collateral $ 9,302,185 Right to recover proceeds N/A 5/24/2011 Repayment - Principal $ 5,076,460,000 5/24/2011 Termination of undrawn facility 31 $ 2,065,540,000 5/24/2011 Repayment* - Additional Note $ 288,000,000 5/24/2011 Repayment* - Zero Coupon Note $ 100,000,000 7/21/2011 Disposition $ 560,000,000 Total Payments $ 43,074,303,341 Additional Proceeds * $ 403,000,000 9/9/2010 Auburn Hills, MI 5/27/2009 Purchase New Chrysler Debt Obligation w/ Additional Note, Zero Coupon Note, $ Equity 18 6,642,000,000 N/A 6/10/2009 Issuance of equity in New Chrysler $ - N/A Chrysler Group LLC Chrysler Group LLC Total Initial Investment Amount $ 19, 31 Debt obligation w/ additional note & zero coupon note 30 81,344,932,551 Total Treasury Investment Amount $ Common equity $ 7,142,000,000 6.6% N/A N/A $ 0 - 32,716,935,630 Footnotes appear on following page. As used in this table and its footnotes: GMAC refers to GMAC Inc., formerly known as GMAC LLC., and now known as Ally Financial, Inc. ("Ally"). "Old GM" refers to General Motors Corporation, which is now known as Motors Liquidation Company. "New GM" refers to General Motors Company, the company that purchased Old GM's assets on 7/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. See also footnote 11. "Chrysler FinCo" refers to Chrysler Financial Services Americas LLC. "Chrysler Holding" refers to CGI Holding LLC, the company formerly known as "Chrysler Holding LLC". "Old Chrysler" refers to Old Carco LLC (fka Chrysler LLC). "New Chrysler" refers to Chrysler Group LLC, the company that purchased Old Chrysler's assets on 6/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. 1. Payment amount does not include accrued and unpaid interest on a debt obligation, which must be paid at the time of principal repayment. 2. Treasury committed to lend General Motors Corporation up to $1,000,000,000. The ultimate funding was dependent upon the level of investor participation in GMAC LLC's rights offering. The amount has been updated to reflect the final level of funding. 3. Pursuant to its rights under the loan agreement with Old GM reported on 12/29/2008, Treasury exchanged its $884 million loan to Old GM for a portion of Old GM’s common equity interest in GMAC. Treasury held a 35.4% common equity interest in GMAC until the transactions reported on 12/30/2009. (See transactions marked by orange line in the table above and footnote 22.) 4. This transaction is an amendment to Treasury's 12/31/2008 agreement with Old GM (the "Old GM Loan"), which brought the total loan amount to $15,400,000,000. 5. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,400,000,000. 6. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,760,624,198. The $360,624,198 loan was used to capitalize GM Warranty LLC, a special purpose vehicle created by Old GM . On 7/10/2009, the principal amount was included in the $7.07 billion of debt assumed by the new GM, as explained in footnote 10. 7. On 7/10/2009, the principal amount outstanding under the Old GM Loan and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM. (See green lines in the table above.) 8. Under the terms of the $33.3 billion debtor-in-possession credit agreement dated 6/3/2009 with Old GM (the "GM DIP Loan"), Treasury's commitment amount was $30.1 billion. The remaining $2.2 billion of the financing was provided by Canadian government entities. As of 7/09/2009, $30.1 billion of funds had been disbursed by Treasury. 9. On 7/10/2009, Treasury and Old GM amended the GM DIP Loan, and the principal amount and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM, except for (i) $7.07 billion, which was assumed by New GM as a new obligation under the terms of a separate credit agreement between Treasury and New GM (see transactions marked by green lines in table above) and (ii) $986 million, which remained a debt obligation of Old GM. 10. In total, for the exchange of the Old GM Loan and the GM DIP Loan (other than as explained in footnote 9), Treasury received $2.1 billion in preferred shares and 60.8% of the common shares of New GM. (See transactions marked by green lines in the table above.) 11. Pursuant to a corporate reorganization completed on or about 10/19/2009, the shareholders of New GM, including with respect to Treasury's preferred and common stock, became shareholders of General Motors Holding Company (the ultimate parent company of New GM), which was renamed "General Motors Company" on an equal basis to their shareholdings in New GM, and New GM was converted to "General Motors LLC". General Motors LLC is a wholly owned subsidiary of General Motors Holdings LLC, and General Motors Holdings LLC is a wholly owned subsidiary of General Motors Company. 12. Pursuant to a corporate reorganization completed on 10/19/2009, Treasury's loan with New GM was assigned and assumed by General Motors Holdings LLC. 13. The loan was funded through Chrysler LB Receivables Trust, a special purpose vehicle created by Chrysler FinCo. The amount of $1,500,000,000 represents the maximum loan amount. The loan was incrementally funded until it reached the maximum amount of $1.5 billion on 4/9/2009. 14. This transaction was an amendment to Treasury's 1/2/2009 agreement with Chrysler Holding. As of 4/30/2009, Treasury's obligation to lend any funds committed under this amendment had terminated. No funds were disbursed. 15. The loan was used to capitalize Chrysler Warranty SPV LLC, a special purpose vehicle created by Old Chrysler. 16. This transaction was set forth in a credit agreement with Old Chrysler fully executed on 5/5/2009 following a term sheet executed on 5/1/2009 and made effective on 4/30/2009. Treasury's commitment was $3.04 billion of the total $4.1 billion debtor-in-possession credit facility (the "Chrysler DIP Loan"). As of 6/30/2009, Treasury's commitment to lend under the Chrysler DIP Loan had terminated. The remaining principal amount reflects the final amount of funds disbursed under the Chrysler DIP Loan. 17. This transaction was an amendment to Treasury's commitment under the Chrysler DIP Loan, which increased Treasury's commitment by an amount $756,857,000 to a total of $3.8 billion under the Chrysler DIP Loan. As of 6/30/2009, Treasury's obligation to lend funds committed under the Chrysler DIP Loan had terminated. 18. This transaction, first reported based on a term sheet fully executed on 5/27/2009 for an amount up to $6.943 billion, was set forth in a credit agreement with New Chrysler fully executed on 6/10/2009. Under the terms of the credit agreement, Treasury made a new commitment to New Chrysler of up to $6.642 billion. The total loan amount is up to $7.142 billion including $500 million of debt assumed on 6/10/2009 from Chrysler Holding originally incurred under Treasury's 1/2/2009 credit agreement with Chrysler Holding. The debt obligations are secured by a first priority lien on the assets of New Chrysler. When the sale to new Chrysler was completed, Treasury acquired the rights to 9.85% of the common equity in new Chrysler. 19. Pursuant to the agreement explained in footnote 18, $500 million of this debt obligation was assumed by New Chrysler. 20. Under loan agreement, as amended on 7/23/2009, Treasury was entitled to proceeds Chrysler Holdco received from Chrysler FinCo equal to the greater of $1.375 billion or 40% of the equity value of Chrysler FinCo. Pursuant to a termination agreement dated 5/14/2010, Treasury agreed to accept a settlement payment of $1.9 billion as satisfaction in full of all existing debt obligations (including additional notes and accrued and unpaid interest) of Chrysler Holdco, and upon receipt of such payment to terminate all such obligations. 21. Amount of the Treasury investment exchange includes the exercised warrants from Treasury's initial investments. 22. Under the terms of an agreement dated 12/30/2009, the convertible preferred shares will mandatorily convert to common stock under the conditions and the conversion price as set forth in the terms of the agreement. 23. On April 30, 2010, the Plan of Liquidation for the debtors of Old Chrysler approved by the respective bankruptcy court became effective (the “Liquidation Plan”). Under the Liquidation Plan, the loan Treasury had provided to Old Chrysler was extinguished without repayment, and all assets of Old Chrysler were transferred to a liquidation trust. Treasury retained the right to recover the proceeds from the liquidation from time to time of the specified collateral security attached to such loan. 24. On October 27, 2010, Treasury accepted an offer by General Motors Company (GM) to repurchase all of the approximately $2.1 billion preferred stock at a price per share of $25.50, which is equal to 102% of the liquidation preference, subject to the closing of the proposed initial public offering of GM’s common stock. The repurchase was completed on 12/15/2010. 25. On 11/17/2010, Treasury agreed to sell 358,546,795 shares of common stock at $32.7525 per share (which represents the $33 public sale price less underwriting discounts and fees) pursuant to an underwriting agreement. Following settlement, the net proceeds to Treasury were $11,743,303,903. On 11/26/2010, the underwriters exercised their option to purchase an additional 53,782,019 shares of common stock from Treasury at the same purchase price resulting in additional proceeds of $1,761,495,577. Treasury's aggregate net proceeds from the sale of common stock pursuant to the underwriting agreement total $13,504,799,480. 26. On 12/30/2010, Treasury converted $5,500,000,000 of the total convertible preferred stock then outstanding and held by Treasury (including exercised warrants) into 531,850 shares of common stock of Ally. Following this conversion, Treasury holds $5,937,500,000 of convertible preferred stock. 27. On 3/1/2011, Treasury entered into an agreement with Ally Financial, Inc. (Ally) and certain other parties to amend and restate the $2,667,000,000 in aggregate liquidation preference of its Ally trust preferred securities so to facilitate a public underwritten offering. At the time of amendment and restatement, Treasury received all outstanding accrued and unpaid dividends and a distribution fee of $28,170,000. 28. On 3/2/2011, Treasury entered into an underwritten offering for all of its Ally trust preferred securities, the proceeds of which were $2,638,830,000, which together with the distribution fee referred to in footnote 27, provided total disposition proceeds to Treasury of $2,667,000,000. This amount does not include the accumulated and unpaid dividends on the trust preferred securities from the date of the amendment and restatement through but excluding the closing date that Treasury will receive separately at settlement. 29. On March 31, 2011, the Plan of Liquidation for Motors Liquidation Company (Old GM) became effective, Treasury’s $986 million loan to Old GM was converted to an administrative claim and the assets remaining with Old GM, including Treasury's liens on certain collateral and other rights attached to the loan, were transferred to liquidation trusts. On December 15, 2011, Old GM was dissolved, as required by the Plan of Liquidation. Treasury retained the right to recover additional proceeds; however, any additional recovery is dependent on actual liquidation proceeds and pending litigation. 30. In June 2009, Treasury provided a $6.6 billion loan commitment to Chrysler Group LLC and received a 9.9 percent equity ownership in Chrysler Group LLC (Chrysler). In January and April 2011, Chrysler met the first and second of three performance related milestones. As a result, Fiat’s ownership automatically increased from 20% to 30%, and Treasury’s ownership was reduced to 8.6%. On May 24, 2011, Fiat, through the exercise of an equity call option, purchased an incremental 16% fully diluted ownership interest in Chrysler for $1.268 billion, reducing Treasury’s ownership to 6.6% (or 6.0% on a fully diluted basis). On July 21, 2011, Fiat, through the exercise of an equity call option, purchased Treasury’s ownership interest for $500 million. In addition, Fiat paid $60 million to Treasury for its rights under an agreement with the UAW retirement trust pertaining to the trust's shares in Chrysler. 31 On May 24, 2011, Chrysler Group LLC terminated its ability to draw on the remaining $2.066 billion outstanding under this loan facility. 32. On November 1, 2011, Treasury received a $201,345.42 pro-rata tax distribution on its common stock from Ally Financial, Inc. pursuant to the terms of the Sixth Amended and Restated Limited Liability Company Operating Agreement of GMAC LLC dated May 22, 2009. 33. On 12/21/2012, Treasury sold 200,000,000 shares of common stock at $27.50 per share pursuant to a letter agreement. Following settlement, the net proceeds to Treasury were $5,500,000,000. 34 On January 18, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 58,392,078 shares of common stock from time to time during the period ending on April 17, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on April 11, 2013. Page 34 of 47 35. On 6/12/2013, Treasury sold 30,000,000 shares of GM common stock in a registered public offering at $34.41 per share for net proceeds to Treasury of $ 1,031,700,000. AUTOMOTIVE SUPPLIER SUPPORT PROGRAM Adjustment Details Adjustment Adjusted or Final Amount Investment Amount Seller Footnote Date Name of Institution City State Transaction Type Investment Description Investment Amount Pricing Mechanism Adjustment Date Payment or Disposition Date Type 1 4/9/2009 GM Supplier Receivables LLC Wilmington DE Purchase 7/8/2009 3 $ (1,000,000,000) $ N/A 6 2 4/9/2009 Chrysler Receivables SPV LLC INITIAL TOTAL $ 5,000,000,000 Wilmington DE Purchase ADJUSTED TOTAL Debt Obligation w/ $ 1,500,000,000 Additional Note $ 413,076,735 2,500,000,000 N/A 7/8/2009 3 $ $ 290,000,000 (500,000,000) $ 1,000,000,000 $ 123,076,735 7 Total Repayments $ 413,076,735 Remaining Investment Description Amount 2/11/2010 Partial repayment Partial repayment 3/4/2010 Repayment5 Additional Note $ 50,000,000 4/5/2010 Payment6 None $ 56,541,893 3/9/2010 4/7/2010 Repayment5 Payment7 Additional Note None $ $ 123,076,735 44,533,054 $ 101,074,947 11/20/2009 Debt Obligation w/ $ 3,500,000,000 Additional Note 4 Debt Obligation w/ Additional Note $ 140,000,000 Debt Obligation w/ Additional Note $ 100,000,000 Total Proceeds from Additional Notes 1/ The loan was funded through GM Supplier Receivables, LLC, a special purpose vehicle created by General Motors Corporation. The amount of $3,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/3/2009. General Motors Company assumed GM Supplier 2/ The loan was funded through Chrysler Receivables SPV LLC, a special purpose vehicle created by Chrysler LLC. The amount of $1,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/7/2009. Chrysler Group LLC assumed Chrysler Receivables SPV LLC on 3/ Treasury issued notice to the institution of the permanent reduced commitment on 7/8/2009; the reduction was effective on 7/1/2009. 4/ Does not include accrued and unpaid interest due on the amount of principal repayment, which interest must be paid at the time of principal repayment. 5/ All outstanding principal drawn under the credit agreement was repaid. 6/ Treasury's commitment was $2.5 billion (see note 3). As of 4/5/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. 7/ Treasury's commitment was $1 billion (see note 3). As of 4/7/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. Page 35 of 47 AUTOMOTIVE INDUSTRY FINANCING PROGRAM - GENERAL MOTORS COMPANY COMMON STOCK DISPOSITION Date 01/18/13 – 04/17/13 3 Pricing Mechanism1 Number of Shares $28.0490 58,392,078 Total Proceeds: Proceeds2 $ 1,637,839,844 $1,637,839,844 1/ The price set forth is the weighted average price for all sales of General Motors Company common stock made by Treasury over the course of the corresponding period. 2/ Amount represents the gross proceeds to Treasury. 3/ On January 18, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 58,392,078 shares of common stock from time to time during the period ending on April 17, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on April 11, 2013. TARGETED INVESTMENT PROGRAM Seller Footnote 1 Date Name of Institution 12/31/2008 Citigroup Inc. Bank of America 1/16/2009 Corporation Treasury Investment Remaining After Capital Repayment Capital Repayment Details City State Transaction Type New York NY Purchase Charlotte NC Purchase Investment Description Investment Amount Trust Preferred $ 20,000,000,000 Securities w/ Warrants Preferred Stock w/ $ 20,000,000,000 Warrants TOTAL $ 40,000,000,000 Pricing Mechanism Capital Repayment Date Par 12/23/2009 2 Remaining Capital Description Final Disposition Final Disposition Final Disposition Date 3 Description Capital Repayment Amount Remaining Capital Amount Final Disposition Proceeds $ 20,000,000,000 $ 0 Warrants 1/25/2011 A Warrants $ 190,386,428 $ 20,000,000,000 $ 0 Warrants 3/3/2010 A Warrants $ 1,236,804,513 $ 40,000,000,000 $ 1,427,190,941 2 Par 12/9/2009 AMOUNT TOTAL TREASURY TIP INVESTMENT AMOUNT $ Total Warrant Proceeds 0 1/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock, Series I (TIP Shares) “dollar for dollar” for Trust Preferred Securities. 2/ Repayment pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009. 3/ For final disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution, and "A" represents the proceeds to Treasury, after underwriting fees, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution. ASSET GUARANTEE PROGRAM Initial Investment Footnote 1 Date Seller Name of Institution 1/16/2009 Citigroup Inc. City New York State NY Type Guarantee Premium Description Master Agreement Guarantee Limit $ 5,000,000,000 Description Preferred Stock $ w/ Warrants Amount Exchange/Transfer/Other Details Footnote Date 2 6/9/2009 Exchange preferred stock Trust Preferred for trust preferred securities Securities w/ Warrants 9/29/2010 Exchange trust preferred Trust Preferred securities for trust preferred Securities w/ Warrants securities 4,034,000,000 4 12/23/2009 Citigroup Inc. New York NY Termination Termination Agreement $ $ Description Amount $ $ 4,034,000,000 Remaining Premium Description Remaining Premium Trust Preferred Securities w/ Warrants $2,234,000,000 Footnote Date Type Amount 3 12/23/2009 Partial cancellation for early termination of guarantee $ (1,800,000,000) 5 9/30/2010 Disposition $ 2,246,000,000 Warrants $ 0 1/25/2011 Warrant Auction $ 67,197,045 None $ 0 $894,000,000.00 None $ 0 2,246,000,000 (5,000,000,000) 3 TOTAL Type Payment or Disposition 0 6 12/28/2012 7 2/4/2013 Trust preferred securities received from the FDIC Exchange Trust preferred securities for subordinated note Trust Preferred Securities $ 800,000,000.00 Subordinated Note $ 894,000,000.00 8 2/8/2013 Disposition Total Proceeds $ 3,207,197,045 1/ In consideration for the guarantee, Treasury received $4.03 billion of preferred stock, which pays 8% interest. 2/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” for Trust Preferred Securities. 3/ On 12/23/2009, Treasury entered into a Termination Agreement with the other parties to the Master Agreement which served to terminate Treasury’s guarantee and obligations under the Master Agreement. In connection with the early termination of the guarantee, Treasury agreed to cancel $1.8 billion of the AGP Trust Preferred Securities, and the Federal Deposit Insurance Corporation (FDIC) and Treasury agreed that, subject to the conditions set out in the Termination Agreement, the FDIC may transfer $800 million of Trust Preferred Securities to Treasury at the close of Citigroup’s participation in the FDIC’s Temporary Liquidity Guarantee Program. 4/ On 9/29/2010, Treasury entered into an agreement with Citigroup Inc. to exchange $2,234,000,000 in aggregate liquidation preference of its trust preferred securities for $2,246,000,000 in aggregate liquidation preference of trust preferred securities with certain modified terms. At the time of exchange, Citigroup Inc. paid the outstanding accrued and unpaid dividends. 5/ On 9/30/2010, Treasury entered into underwritten offering of the trust preferred securities, the gross proceeds of which do not include accumulated and unpaid distributions from the date of the exchange through the closing date. 6/ 12/28/2012, as contemplated by the Termination Agreement and the Letter Agreement dated 12/23/2009, between Treasury and the Federal Deposit Insurance Corporation (FDIC), Treasury received from the FDIC, Citigroup Inc. trust preferred securities in aggregate liquidation preference equal to $800 million and approximately $183 million in dividend and interest payments from those securities. 7/ On 2/4/2013, Treasury exchanged $800 million in Citigroup Capital XXXIII Trust Preferred Securities (TruPs) for $894 million in Citigroup subordinated notes pursuant to an agreement between Citigroup and Treasury executed on 2/4/2013. Accrued interest on the TruPs was received at the time of the exchange. 8/ On 2/8/2013, Treasury completed the sale of its Citigroup subordinated notes for $894 million plus accrued interest, pursuant to an underwriting agreement executed on 2/8/2012. Page 37 of 47 AMERICAN INTERNATIONAL GROUP, INC. (AIG) INVESTMENT PROGRAM (formerly referred to as Systemically Significant Failing Institutions Program) Seller Name of Institution Purchase Details City State Transaction Type Investment Description Exchange/Transfer Details Pricing Mechanism Investment Amount Note Date 1 11/25/2008 AIG New York NY Purchase Preferred Stock w/ Warrants (Series D) $ 40,000,000,000 Par 2, 3 4/17/2009 AIG New York NY Purchase Preferred Stock w/ Warrants (Series F) $ 29,835,000,000 Par 2 Date Transaction Type 4/17/2009 Exchange Pricing Mechanism Amount Investment Description Preferred Stock w/ Warrants (Series E) 1 $ 40,000,000,000 Par See table below for exchange/transfer details in connection with the recapitalization conducted on 1/14/2011. Final Disposition TOTAL $ 69,835,000,000 Date Investment Transaction Type 3/1/2013 Warrants (Series D) Repurchase $ 25,150,923.10 3/1/2013 Warrants (Series F) Repurchase $ 5,767.50 Total Warrant Proceeds $ Proceeds 25,156,690.60 1/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative Preferred Shares for Series E Fixed Rate Non-Cumulative Preferred Shares with no change to Treasury's initial investment amount. In addition, in order for AIG to fully redeem the Series E Preferred Shares, it had an additional obligation to Treasury of $1,604,576,000 to reflect the cumulative unpaid dividends for the Series D Preferred Shares due to Treasury through and including the exchange date. 2/ The investment amount reflected Treasury's commitment to invest up to $30 billion less a reduction of $165 million representing retention payments AIG Financial Products made to its employees in March 2009. 3/ This transaction does not include AIG's commitment fee of an additional $165 million paid from its operating income over the life of the facility. A $55 million payment was received by Treasury on 12/17/2010. The remaining $110 million payment was received by Treasury on 05/27/2011. AIG POST-RECAPITALIZATION Recapitalization Note Date Investment Description Treasury Holdings Post-Recapitalization Transaction Type Pricing Mechanism Exchange Par Investment Description Preferred Stock (Series G) AIA Preferred Units 4 1/14/2011 Preferred Stock (Series F) Exchange Exchange 1/14/2011 Preferred Stock (Series E) 1/14/2011 Common Stock (non-TARP) Exchange Transfer $ $ 2,000,000,000 16,916,603,568 $ 3,375,328,432 167,623,733 924,546,133 N/A 6 Date Amount / Shares 7 N/A ALICO Junior Preferred Interests 5 Final Disposition Common Stock 562,868,096 7 Proceeds 8 Transaction Type Pricing Mechanism 5/27/2011 Cancellation $ 2/14/2011 Payment $ 185,726,192 Par 3/8/2011 Payment $ 5,511,067,614 Par 3/15/2011 Payment $ 55,833,333 Par 8/17/2011 Payment $ 97,008,351 Par 8/18/2011 Payment $ 2,153,520,000 Par 9/2/2011 Payment $ 55,885,302 Par 11/1/2011 Payment $ 971,506,765 Par 3/8/2012 Payment $ 5,576,121,382 Par 3/15/2012 Payment $ 1,521,632,096 Par 3/22/2012 Payment $ 1,493,250,339 Par 2/14/2011 Payment $ 2,009,932,072 Par 3/8/2011 Payment $ 1,383,888,037 Par 3/15/2012 Payment $ 44,941,843 Par 5/24/2011 Partial Disposition $ 5,800,000,000 N/A 3/8/2012 Partial Disposition $ 6,000,000,008 N/A 5/6/2012 Partial Disposition $ 4,999,999,993 N/A 5/7/2012 Partial Disposition $ 749,999,972 N/A 8/3/2012 Partial Disposition $ 4,999,999,993 N/A 8/6/2012 Partial Disposition $ 750,000,002 N/A 9/10/2012 Partial Disposition $ 17,999,999,973 N/A 9/11/2012 Partial Disposition $ 2,699,999,965 N/A 12/14/2012 Final Disposition $ 7,610,497,570 N/A - N/A Remaining Recap Investment Amount, Shares, or Equity % $ 0 10 $ 0 8 $ 0 8 1,455,037,962 9 77% 1,248,141,410 11 70% 1,084,206,984 12 63% 1,059,616,821 12 61% 895,682,395 13 55% 871,092,231 13 53% 317,246,078 14 22% 234,169,156 14 16% 234,169,156 15 0% Footnotes appear on following page. Page 38 of 47 4/ On 1/14/2011, (A) Treasury exchanged $27,835,000,000 of Treasury's investment in AIG's Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series F) which is equal to the amount funded (including amounts drawn at closing) under the Series F equity capital facility, for (i) the transferred SPV preferred interests and (ii) 167,623,733 shares of AIG Common Stock, and (B) Treasury exchanged $2,000,000,000 of undrawn Series F for 20,000 shares of preferred stock under the new Series G Cumulative Mandatory Convertible Preferred Stock equity capital facility under which AIG has the right to draw up to $2,000,000,000. 5/ On 1/14/2011, Treasury exchanged an amount equivalent to the $40 billion initial investment plus capitalized interest from the April 2009 exchange (see note 1 above) of Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series E) for 924,546,133 shares of AIG Common Stock. 6/ On 1/14/2011, Treasury received 562,868,096 shares of AIG Common Stock from the AIG Credit Facility Trust, which trust was established in connection with the credit facility between AIG and the Federal Reserve Bank of New York. This credit facility was repaid and terminated pursuant to this recapitalization transaction. The trust had received 562,868,096 shares of AIG common stock in exchange for AIG's Series C Perpetual, Convertible Participating Preferred Stock, which was previously held by the trust for the benefit of the U.S. Treasury. 7/ The amount of Treasury's AIA Preferred Units and ALICO Junior Preferred Interests holdings do not reflect preferred returns on the securities that accrue quarterly. 8/ Proceeds include amounts applied to pay (i) accrued preferred returns and (ii) redeem the outstanding liquidation amount. 9/ On 5/27/2011, Treasury completed the sale of 200,000,000 shares of common stock at $29.00 per share for total proceeds of $5,800,000,000, pursuant to an underwriting agreement executed on 05/24/2011. 10/ On 5/27/2011, pursuant to the terms of the agreements governing the Preferred Stock (Series G), the available amount of the Preferred Stock (Series G) was reduced to $0 as a result of AIG’s primary offering of its common stock and the Preferred Stock (Series G) was cancelled. 11/ On 3/13/2012, Treasury completed the sale of 206,896,552 shares of common stock at $29.00 per share for total proceeds of $6,000,000,008, pursuant to an underwriting agreement executed on 3/8/2012. 12/ On 5/10/2012, Treasury completed the sale of 188,524,589 shares of common stock at $30.50 per share for total proceeds of $5,749,999,965, pursuant to an underwriting agreement executed on 5/6/2012. 13/ On 8/8/2012, Treasury completed the sale of 188,524,590 shares of common stock at $30.50 per share for total proceeds of $5,749,999,995, pursuant to an underwriting agreement executed on 8/3/2012. 14/ On 9/14/2012, Treasury completed the sale of 636,923,075 shares of common stock at $32.50 per share for total proceeds of $20,699,999,938, pursuant to an underwriting agreement executed on 9/10/2012. 15/ On 12/14/2012, Treasury completed the sale of 234,169,156 shares of common stock at $32.50 per share for total proceeds of $7,610,497,570, pursuant to an underwriting agreement executed on 12/10/2012. Page 39 of 47 CREDIT MARKET PROGRAMS TERM ASSET-BACKED SECURITIES LOAN FACILITY Seller Footnote Date Name of Institution City Transaction State Type Investment Description Investment Amount Pricing Mechanism Adjusted Investment Date Amount 2 7/19/2010 $ 4,300,000,000 6/28/2012 1 3/3/2009 TALF LLC Wilmington DE Purchase Debt Obligation w/ Additional Note $ 20,000,000,000 3 $ 1,400,000,000 N/A 1/15/2013 Final Investment Amount $ 100,000,000 Total Investment Amount $ 100,000,000 4 $ 100,000,000 Date Repayment 5 Description Amount 2/6/2013 Principal Repayment $ 100,000,000 2/6/2013 3/6/2013 4/4/2013 5/6/2013 6/6/2013 7/5/2013 8/6/2013 Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds $ $ $ $ $ $ $ 212,829,610 97,594,053 6,069,968 4,419,259 96,496,772 11,799,670 66,072,965 $ 595,282,297 Total Repayment Amount 5 1/ The loan was funded through TALF LLC, a special purpose vehicle created by The Federal Reserve Bank of New York ("FRBNY"). The amount of $20,000,000,000 represents the maximum loan amount. The loan will be incrementally funded. 2/ On 7/19/2010, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously entered into on 3/3/2009, which amendment reduced Treasury's maximum loan amount to $4,300,000,000. 3/ On 6/28/2012, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously amended 7/19/2010, which reduced Treasury's maximum loan amount to $1,400,000,000. 4/ On 1/15/2013, Treasury, the FRBNY and TALF LLC entered into an amendment that stated that, due to the fact that the accumulated fees collected through TALF exceed the total principal amount of TALF loans outstanding, Treasury’s commitment of TARP funds to provide credit protection is no longer necessary. 5/ Repayment amounts do not include accrued interest proceeds received on 2/6/2013, which are reflected on the Dividends & Interest Report. Page 40 of 47 CREDIT MARKET PROGRAMS SBA 7a SECURITIES PURCHASE PROGRAM Purchase Details 1 Date 3/19/2010 3/19/2010 3/19/2010 4/8/2010 4/8/2010 5/11/2010 5/11/2010 5/11/2010 5/25/2010 5/25/2010 6/17/2010 6/17/2010 7/14/2010 7/14/2010 7/14/2010 7/29/2010 7/29/2010 8/17/2010 8/17/2010 8/17/2010 8/31/2010 8/31/2010 8/31/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 Investment Description Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2016 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2017 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2019 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2024 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2021 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2026 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2035 Total Purchase Face Amount Settlement Details Purchase Face Amount 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,070,000 7,617,617 8,030,000 23,500,000 8,900,014 10,751,382 12,898,996 8,744,333 8,417,817 17,119,972 34,441,059 28,209,085 6,004,156 6,860,835 13,183,361 2,598,386 9,719,455 8,279,048 5,000,000 10,000,000 9,272,482 10,350,000 6,900,000 8,902,230 8,050,000 5,750,000 5,741,753 3,450,000 11,482,421 13,402,491 14,950,000 $ 332,596,893 Investment Amount Pricing Mechanism TBA or 3 PMF Settlement Date 107.75 109 108.875 110.502 107.5 106.806 109.42 110.798 110.125 109.553 110.785 112.028 106.625 108.505 111.86 108.4375 106.75 110.198 110.088 110.821 110.515 112.476 105.875 111.584 110.759 106.5 110.5 110.875 113.838 113.9 114.006 - 3/24/2010 3/24/2010 3/24/2010 5/28/2010 4/30/2010 6/30/2010 6/30/2010 6/30/2010 7/30/2010 7/30/2010 8/30/2010 8/30/2010 9/30/2010 9/30/2010 9/30/2010 9/30/2010 10/29/2010 9/30/2010 10/29/2010 10/29/2010 9/29/2010 10/29/2010 11/30/2010 10/29/2010 11/30/2010 11/30/2010 11/30/2010 11/30/2010 12/30/2010 11/30/2010 12/30/2010 TOTAL INVESTMENT AMOUNT 2, 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Senior Security 4 Proceeds $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 2,184 4,130 4,348 12,983 4,783 5,741 7,057 4,844 4,635 9,377 19,077 15,801 3,200 3,722 7,373 1,408 5,187 4,561 2,752 5,541 5,123 5,820 3,652 4,966 4,458 3,061 3,172 1,912 6,535 7,632 8,521 Total Senior Security Proceeds $ 183,555 $ 4,377,249 8,279,156 8,716,265 26,041,643 9,598,523 11,511,052 14,151,229 9,717,173 9,294,363 18,801,712 38,273,995 31,693,810 6,416,804 7,462,726 14,789,302 2,826,678 10,394,984 9,150,989 5,520,652 11,115,031 10,277,319 11,672,766 7,319,688 9,962,039 8,940,780 6,134,172 6,361,173 3,834,428 13,109,070 15,308,612 17,092,069 TBA or 3 PMF - Final Disposition 368,145,452 Trade Date PMF 6/21/2011 10/19/2011 6/21/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 9/20/2011 6/21/2011 9/20/2011 6/21/2011 10/19/2011 6/21/2011 1/24/2012 6/21/2011 9/20/2011 10/19/2011 10/19/2011 9/20/2011 10/19/2011 1/24/2012 1/24/2012 1/24/2012 1/24/2012 1/24/2012 10/19/2011 1/24/2012 10/19/2011 1/24/2012 - Purchase Face 3 Amount 6 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,070,000 7,617,617 8,030,000 23,500,000 8,900,014 10,751,382 12,898,996 8,744,333 8,417,817 17,119,972 34,441,059 28,209,085 6,004,156 6,860,835 13,183,361 2,598,386 9,719,455 8,279,048 5,000,000 10,000,000 9,272,482 10,350,000 6,900,000 8,902,230 8,050,000 5,750,000 5,741,753 3,450,000 11,482,421 13,402,491 14,950,000 Life-to-date Principal Received Current Face Amount 6, 8 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Disposition 5, 6 Amount 1, 8 3,151,186 5,891,602 5,964,013 22,350,367 6,542,218 9,819,270 12,570,392 8,483,188 8,171,159 15,030,712 32,656,125 25,930,433 5,656,049 6,520,875 12,704,841 1,903,407 9,531,446 6,425,217 4,580,543 9,030,539 8,403,846 10,099,555 6,236,800 7,503,681 7,053,867 5,473,724 4,307,881 3,367,168 10,592,775 12,963,737 14,562,161 902,633 1,685,710 2,022,652 1,149,633 2,357,796 932,112 328,604 261,145 246,658 2,089,260 1,784,934 2,278,652 348,107 339,960 478,520 694,979 188,009 1,853,831 419,457 969,461 868,636 250,445 663,200 1,398,549 996,133 276,276 1,433,872 82,832 889,646 438,754 387,839 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 3,457,746 6,462,972 6,555,383 25,039,989 7,045,774 10,550,917 13,886,504 9,482,247 8,985,818 16,658,561 36,072,056 29,142,474 6,051,772 7,105,304 14,182,379 2,052,702 10,223,264 7,078,089 5,029,356 9,994,806 9,230,008 11,314,651 6,556,341 8,269,277 7,703,610 5,764,858 4,693,918 3,698,411 11,818,944 14,433,039 16,383,544 Disposition Proceeds $ 334,924,711 7 TOTAL PROGRAM PROCEEDS TO DATE $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 376,748,302 1/ The amortizing principal and interest payments are reported on the monthly Dividends and Interest Report available at www.FinancialStability.gov. 2/ Investment Amount is stated after applying the appropriate month's factor and includes accrued interest paid at settlement, if applicable. 3/ If a purchase is listed as TBA, or To-Be-Announced, the underlying loans in the SBA Pool have yet to come to market, and the TBA pricing mechanism, purchase face amount, investment amount and senior security proceeds will be adjusted within the variance permitted under the program terms. If a purchase is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security and senior security are priced according to the prior-month's factor. The PMF investment amount and senior security proceeds will be adjusted after publication of the applicable month's factor (on or about the 11th business day of each month). 4/ In order to satisfy the requirements under Section 113 of the Emergency Economic Stabilization Act of 2008, Treasury will acquire a senior indebtedness instrument (a Senior Security) from the seller of each respective SBA 7a Security. Each Senior Security will (i) have an aggregate principal amount equal to the product of (A) 0.05% and (B) the Investment Amount (excluding accrued interest) paid by Treasury for the respective SBA 7a Security, and (ii) at the option of the respective seller, may be redeemed at par value immediately upon issuance, or remain outstanding with the terms and conditions as set forth in the Master Purchase Agreement. 5/ Disposition Amount is stated after applying the appropriate month's factor and includes accrued interest received at settlement, if applicable. If the disposition is listed as PMF, the disposition amount will be adjusted after publication of the applicable month's factor. 6/ If a disposition is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security is priced according to the prior-month's factor. The PMF disposition amount will be adjusted after publication of the applicable month's factor (on or about the 11th business day of each month). 7/ Total Program Proceeds To Date includes life-to-date disposition proceeds, life-to-date principal received, life-to-date interest received, and senior security proceeds (excluding accruals). 8/ The sum of Current Face Amount and Life-to-date Principal Received will equal Purchase Face Amount for CUSIPs that were originally purchased as TBAs only after the applicable month's factor has been published and trailing principal & interest payments have been received. Page 41 of 47 CREDIT MARKET PROGRAMS LEGACY SECURITIES PUBLIC-PRIVATE INVESTMENT PROGRAM (S-PPIP) Preliminary Adjusted Seller Footnote Date 1 9/30/2009 2 9/30/2009 Name of Institution UST/TCW Senior Mortgage Securities Fund, L.P. UST/TCW Senior Mortgage Securities Fund, L.P. Commitment City Wilmington Wilmington Transaction Type State DE DE Purchase Purchase Commitment Amount Investment Description Membership Interest Debt Obligation w/ Contingent Proceeds $ $ 1,111,111,111 2,222,222,222 Pricing Mechanism Date Par 1/4/2010 Par 1/4/2010 3 Amount 4 $ 4 $ 156,250,000 200,000,000 Final Investment Final Commitment Amount Date 1/4/2010 1/4/2010 7 Amount Amount 4 $ 4 $ 156,250,000 200,000,000 9 Amount $ $ 156,250,000 200,000,000 Capital Repayment Details Repayment Date 1/15/2010 1/11/2010 1/12/2010 1 9/30/2009 Invesco Legacy Securities Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 856,000,000 $ 580,960,000 9/30/2009 Invesco Legacy Securities Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 9/26/2011 8 $ 1,161,920,000 $ 1,161,920,000 Repayment Amount $ $ $ 156,250,000 34,000,000 166,000,000 Amount $ $ $ Description 0 0 $ 578,515,653 Membership Interest 4/15/2010 $ 3,533,199 $ 574,982,454 Membership Interest 9/15/2010 $ 30,011,187 $ 544,971,267 Membership Interest 11/15/2010 $ 66,463,982 $ 478,507,285 Membership Interest 12/14/2010 $ 15,844,536 $ 462,662,749 Membership Interest 1/14/2011 $ 13,677,726 $ 448,985,023 Membership Interest 2/14/2011 $ 48,523,845 $ 400,461,178 Membership Interest 3/14/2011 $ 68,765,544 $ 331,695,634 Membership Interest 4/14/2011 $ 77,704,254 $ 253,991,380 Membership Interest 5/20/2011 $ 28,883,733 $ 225,107,647 Membership Interest 6/14/2011 $ 9,129,709 $ 215,977,938 Membership Interest 7/15/2011 $ 31,061,747 $ 184,916,192 Membership Interest 8/12/2011 $ 10,381,214 $ 174,534,977 Membership Interest 10/17/2011 $ 6,230,731 $ 168,304,246 Membership Interest 12/14/2011 $ 1,183,959 $ 167,120,288 Membership Interest 1/17/2012 $ 1,096,185 $ 166,024,103 Membership Interest 2/14/2012 $ 1,601,688 $ 164,422,415 Membership Interest 3/14/2012 $ 3,035,546 $ 161,386,870 Membership Interest $ 2/18/2010 $ 4,888,718 $ 4/15/2010 $ 7,066,434 $ 9/15/2010 $ 60,022,674 $ 11/15/2010 $ 132,928,628 $ 12/14/2010 $ 31,689,230 $ 1/14/2010 $ 27,355,590 $ 2/14/2011 $ 92,300,138 $ 3/14/2011 $ 128,027,536 $ 4/14/2011 $ 155,409,286 $ 5/20/2011 $ 75,085,485 $ 6/14/2011 $ 18,259,513 $ 7/15/2011 $ 62,979,809 $ 8/12/2011 $ 20,762,532 $ 10/17/2011 $ 37,384,574 $ Proceeds 5 1/29/2010 Distribution 2/24/2010 Final Distribution 1/29/2010 Distribution 2/24/2010 Final Distribution 3/29/2012 Distribution 8/9/2012 Distribution 9/28/2012 Final Distribution 6/4/2013 Adjusted Distribution 7/8/2013 Distribution 5 $ 20,091,872 $ 48,922 $ 502,302 $ 1,223 $ 56,390,209 $ 1,056,751 0 $ 18,772 $ 69,399 $ 64,444 5 Contingent Proceeds 2,444,347 161,386,870 Description Debt Obligation w/ Contingent 166,000,000 Proceeds $ $ Distribution or Disposition Date Membership Interest 2/18/2010 3/29/2012 2 Investment After Capital Repayment Membership Interest 5 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 5 5 10 5, 14 5 5, 13 Debt Obligation w/ Contingent 1,157,031,282 Proceeds Debt Obligation w/ Contingent 1,149,964,848 Proceeds Debt Obligation w/ Contingent 1,089,942,174 Proceeds Debt Obligation w/ Contingent 957,013,546 Proceeds Debt Obligation w/ Contingent 925,324,316 Proceeds Debt Obligation w/ Contingent 897,968,726 Proceeds Debt Obligation w/ Contingent 805,668,588 Proceeds Debt Obligation w/ Contingent 677,641,052 Proceeds Debt Obligation w/ Contingent 522,231,766 Proceeds Debt Obligation w/ Contingent 447,146,281 Proceeds Debt Obligation w/ Contingent 428,886,768 Proceeds Debt Obligation w/ Contingent 365,906,960 Proceeds Debt Obligation w/ Contingent 345,144,428 Proceeds Debt Obligation w/ Contingent 307,759,854 Proceeds Page 42 of 47 Preliminary Adjusted Seller Footnote Date Name of Institution Commitment City Transaction Type State Commitment Amount Investment Description Pricing Mechanism Date 3 Amount Final Investment Final Commitment Amount Date 7 Amount Amount 9 Amount Capital Repayment Details Repayment Date 1 10/1/2009 Wellington Management Legacy Securities PPIF Master Fund, LP Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,262,037,500 7/16/2010 $ 1,149,487,000 $ 1,149,487,000 Repayment Amount Amount 12/14/2011 $ 7,103,787 $ 1/17/2012 $ 6,577,144 $ 2/14/2012 $ 9,610,173 $ 3/14/2012 $ 284,468,750 $ Description 0 Contingent Proceeds $ 62,499,688 $ 1,086,987,313 Membership Interest 9/17/2012 $ 152,499,238 $ 934,488,075 Membership Interest 1/15/2013 $ 254,581,112 $ 679,906,963 Membership Interest 2/13/2013 $ 436,447,818 $ 243,459,145 Membership Interest $ 243,459,145 $ Date 1 10/1/2009 10/2/2009 Wellington Management Legacy Securities PPIF Master Fund, LP AllianceBernstein Legacy Securities Master Fund, L.P. Wilmington Wilmington DE DE Purchase Purchase Debt Obligation w/ Contingent Proceeds Membership Interest $ $ 2,222,222,222 1,111,111,111 Par Par 3/22/2010 6 $ 3/22/2010 6 $ 2,524,075,000 1,244,437,500 7/16/2010 7/16/2010 $ $ 2,298,974,000 1,150,423,500 $ $ 2,298,974,000 1,064,141,738 6/26/2012 $ 125,000,000 $ 9/17/2012 $ 305,000,000 $ 12/6/2012 $ 800,000,000 $ 12/21/2012 $ 630,000,000 $ 1/15/2013 $ 97,494,310 $ 1/24/2013 $ 341,479,690 $ 0 Membership Interest Distribution 8/9/2012 Distribution 9/28/2012 Final Distribution 6/4/2013 Adjusted Distribution 7/8/2013 Distribution 3/13/2013 Distribution 2 10/2/2009 AllianceBernstein Legacy Securities Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 2,300,847,000 12 $ 2,128,000,000 40,556 5 $ 469 5, 14 5, 13 $ 1,735 $ 1,611 $ 479,509,240 $ 2,802,754 $ 16,195,771 $ 69,932 $ 75,278,664 $ 79,071,633 $ 106,300,357 $ 25,909,972 $ 678,683 $ (18,405) 10 10 Distribution 5 5, 11 Debt Obligation w/ Contingent 2,173,974,000 Proceeds Debt Obligation w/ Contingent 1,868,974,000 Proceeds Debt Obligation w/ Contingent 1,068,974,000 Proceeds Debt Obligation w/ Contingent 438,974,000 Proceeds Debt Obligation w/ Contingent 341,479,690 Proceeds - Contingent Proceeds 1,064,097,694 Membership Interest 10 2/14/2011 $ 712,284 $ 1,063,385,410 Membership Interest 10 3/14/2011 $ 6,716,327 $ 1,056,669,083 Membership Interest 10 4/14/2011 $ 7,118,388 $ 1,049,550,694 Membership Interest 10 5/14/2012 $ 39,999,800 $ 1,009,550,894 Membership Interest 10 6/14/2012 $ 287,098,565 $ 722,452,330 Membership Interest 10 7/16/2012 $ 68,749,656 $ 653,702,674 Membership Interest 10 8/14/2012 $ 361,248,194 $ 292,454,480 Membership Interest 10 $ $ 5 10 44,043 $ 292,454,480 3,434,460 10 $ $ $ 10 1/15/2010 8/30/2012 Proceeds 5 3/29/2012 7/11/2013 2 Description Debt Obligation w/ Contingent 300,656,067 Proceeds Debt Obligation w/ Contingent 294,078,924 Proceeds Debt Obligation w/ Contingent 284,468,750 Proceeds 7/16/2012 3/13/2013 Distribution or Disposition Investment After Capital Repayment - Membership Interest 5/16/2011 $ 30,244,575 $ 2,097,755,425 6/14/2011 $ 88,087 $ 2,097,667,339 5/3/2012 $ 80,000,000 $ 2,017,667,339 5/14/2012 $ 30,000,000 $ 1,987,667,339 5/23/2012 $ 500,000,000 $ 1,487,667,339 6/14/2012 $ 44,200,000 $ 1,443,467,339 6/25/2012 $ 120,000,000 $ 1,323,467,339 7/16/2012 $ 17,500,000 $ 1,305,967,339 7/27/2012 $ 450,000,000 $ 855,967,339 10 5, 11 4/17/2013 Distribution 7/11/2013 Distribution 8/30/2012 Distribution 9/12/2012 Distribution 9/19/2012 Distribution 10/1/2012 Distribution 12/21/2012 Distribution 8/13/2013 Distribution Refund 5, 11 5, 11 5, 11 5, 11 5, 11 5, 11 Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Page 43 of 47 Preliminary Adjusted Seller Footnote Date Name of Institution Commitment City Transaction Type State Commitment Amount Investment Description Pricing Mechanism Date 3 Amount Final Investment Final Commitment Amount Date 7 Amount Amount 9 Amount Capital Repayment Details Repayment Date 8/14/2012 8/22/2012 1 10/2/2009 Blackrock PPIF, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 694,980,000 $ 528,184,800 1 10/2/2009 Blackrock PPIF, L.P. 10/30/2009 AG GECC PPIF Master Fund, L.P. Wilmington Wilmington DE DE Purchase Purchase Debt Obligation w/ Contingent Proceeds Membership Interest $ $ 2,222,222,222 1,111,111,111 Par Par 3/22/2010 6 $ 3/22/2010 6 $ 2,488,875,000 1,271,337,500 7/16/2010 7/16/2010 $ $ 1,389,960,000 1,243,275,000 $ $ 1,053,000,000 1,117,399,170 10/30/2009 AG GECC PPIF Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,542,675,000 7/16/2010 $ 2,486,550,000 $ 2,234,798,340 583,467,339 $ $ Description - Contingent Proceeds 90,269,076 $ 437,915,724 Membership Interest 9/17/2012 $ 8,833,632 $ 429,082,092 Membership Interest 10/15/2012 $ 10,055,653 $ 419,026,439 Membership Interest $ 419,026,439 $ 7/31/2012 $ 175,000,000 $ 8/14/2012 $ 5,539,055 $ 8/31/2012 $ 16,000,000 $ 9/17/2012 $ 1,667,352 $ 9/28/2012 $ 35,000,000 $ 10/15/2012 $ 25,334,218 $ 10/18/2012 $ 794,459,374 $ - Membership Interest 87,099,565 $ 1,030,299,606 Membership Interest 3/14/2012 $ 99,462,003 $ 930,837,603 Membership Interest 5/14/2012 $ 74,999,625 $ 855,837,978 Membership Interest 7/16/2012 $ 18,749,906 $ 837,088,072 Membership Interest 8/14/2012 $ 68,399,658 $ 768,688,414 Membership Interest 9/17/2012 $ 124,999,375 $ 643,689,039 Membership Interest 10/15/2012 $ 240,673,797 $ 403,015,242 Membership Interest 11/15/2012 $ 45,764,825 $ 357,250,417 Membership Interest 12/14/2012 $ 24,588,926 $ 332,661,491 Membership Interest 1/15/2013 $ 30,470,429 $ 302,191,061 Membership Interest 2/14/2013 $ 295,328,636 $ 6,862,425 Membership Interest $ Proceeds 5, 11 10/3/2012 Distribution 12/21/2012 Distribution 8/13/2013 Distribution Refund 11/5/2012 Distribution 12/5/2012 Distribution 11/5/2012 Distribution 12/5/2012 Distribution 2/21/2013 Distribution 2/27/2013 Distribution 3/14/2013 Distribution 4/19/2013 Distribution 4/25/2013 Distribution 5/29/2013 Distribution 5, 11 $ 12,012,957 $ 16,967 $ (460) 10 10 10 10 - Contingent Proceeds $ 6,862,425 Description 5, 11 5, 11 $ 297,511,708 $ 57,378,964 $ 8,289,431 $ 1,433,088 $ 184,431,858 $ 20,999,895 $ 156,174,219 $ 105,620,441 $ 42,099,442 $ 49,225,244 Debt Obligation w/ Contingent 878,000,000 Proceeds Debt Obligation w/ Contingent 872,460,945 Proceeds Debt Obligation w/ Contingent 856,460,945 Proceeds Debt Obligation w/ Contingent 854,793,592 Proceeds Debt Obligation w/ Contingent 819,793,592 Proceeds Debt Obligation w/ Contingent 794,459,374 Proceeds 2/14/2012 $ Date Debt Obligation w/ Contingent 583,467,339 Proceeds $ 2/21/2013 2 $ 272,500,000 Amount 8/14/2012 11/5/2012 2 Repayment Amount $ Distribution or Disposition Investment After Capital Repayment - Membership Interest 2/14/2012 $ 174,200,000 $ 2,060,598,340 3/14/2012 $ 198,925,000 $ 1,861,673,340 5/14/2012 $ 150,000,000 $ 1,711,673,340 7/16/2012 $ 37,500,000 $ 1,674,173,340 8/14/2012 $ 136,800,000 $ 1,537,373,340 9/17/2012 $ 250,000,000 $ 1,287,373,340 10/15/2012 $ 481,350,000 $ 806,023,340 11/15/2012 $ 274,590,324 $ 531,433,016 12/14/2012 $ 147,534,295 $ 383,898,721 1/15/2013 $ 182,823,491 $ 201,075,230 5, 11 5, 11 10 10 10 10 10 10 10 10 10 10 10 10 5, 11 5, 11 5, 11 5, 11 5, 11 5, 11 Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Page 44 of 47 Preliminary Adjusted Seller Footnote Date Name of Institution Commitment City Transaction Type State Commitment Amount Investment Description Pricing Mechanism Date 3 Amount Final Investment Final Commitment Amount Date 7 Amount Amount 9 Amount Capital Repayment Details Repayment Date 2/14/2013 1 11/4/2009 RLJ Western Asset Public/Private Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 620,578,258 $ 620,578,258 11/4/2009 RLJ Western Asset Public/Private Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 1,241,156,516 $ 1,241,000,000 11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 474,550,000 $ 474,550,000 11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 949,100,000 $ 949,000,000 12/18/2009 Oaktree PPIP Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 1,160,784,100 $ 555,904,633 - Contingent Proceeds 619,375,301 Membership Interest 10 4/14/2011 $ 3,521,835 $ 615,853,465 Membership Interest 10 8/14/2012 $ 104,959,251 $ 510,894,215 Membership Interest 10 9/17/2012 $ 72,640,245 $ 438,253,970 Membership Interest 10 9/28/2012 $ 180,999,095 $ 257,254,875 Membership Interest 10 10/15/2012 $ 134,999,325 $ 122,255,550 Membership Interest 10 $ 122,255,550 $ - Membership Interest 10 5/13/2011 $ 13,531,530 $ 1,227,468,470 7/31/2012 $ 618,750,000 $ 608,718,470 8/9/2012 $ 151,006,173 $ 457,712,297 8/14/2012 $ 11,008,652 $ 446,703,645 8/23/2012 $ 160,493,230 $ 286,210,415 8/29/2012 $ 103,706,836 $ 182,503,579 9/17/2012 $ 20,637,410 $ 161,866,170 $ 161,866,170 $ - Contingent Proceeds $ 74,499,628 $ 400,050,373 Membership Interest 11/15/2012 $ 59,787,459 $ 340,262,914 Membership Interest 12/14/2012 $ 40,459,092 $ 299,803,821 Membership Interest 1/15/2013 $ 10,409,317 $ 289,394,504 Membership Interest 1/30/2013 $ 219,998,900 $ 69,395,604 Membership Interest 2/25/2013 $ 39,026,406 $ 30,369,198 Membership Interest $ 30,369,198 $ 9/17/2012 $ 149,000,000 $ 11/15/2012 $ 119,575,516 $ 11/20/2012 $ 195,000,000 $ 12/14/2012 $ 47,755,767 $ 1/15/2013 $ 62,456,214 $ $ 375,212,503 $ Description 4/19/2013 Distribution 4/25/2013 Distribution 5/29/2013 Distribution 10/19/2012 Distribution 11/2/2012 Distribution 12/21/2012 Distribution 10/19/2012 Distribution 11/2/2012 Distribution 12/21/2012 Distribution 3/25/2013 Distribution 4/16/2013 Distribution 5/16/2013 Distribution 7/11/2013 Distribution 4/16/2013 Distribution 5/16/2013 Distribution 7/11/2013 Distribution 5, 11 5, 11 5, 11 5, 11 5, 11 5, 11 Proceeds $ 17,118,005 $ 1,052,497 $ 1,230,643 $ 147,464,888 $ 148,749,256 $ 549,997 $ 6,789,287 $ 3,718,769 $ 13,750 $ 164,629,827 $ 71,462,104 $ 38,536,072 $ 29,999,850 $ 7,143,340 $ 963,411 $ 750,004 Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds 9/17/2012 1/24/2013 1 Date 1,202,957 $ 3/25/2013 2 $ Description $ 9/21/2012 1 201,075,230 Amount 3/14/2011 10/19/2012 2 Repayment Amount $ Distribution or Disposition Investment After Capital Repayment 5, 11 5, 11 5, 11 10 10 10 10 10 10 - Membership Interest 10 5, 11 5, 11 5, 11 5, 11 Debt Obligation w/ Contingent 800,000,000 Proceeds Debt Obligation w/ Contingent 680,424,484 Proceeds Debt Obligation w/ Contingent 485,424,484 Proceeds Debt Obligation w/ Contingent 437,668,717 Proceeds Debt Obligation w/ Contingent 375,212,503 Proceeds - Contingent Proceeds 7/15/2011 $ 39,499,803 $ 516,404,830 Membership Interest 10 3/14/2012 $ 39,387,753 $ 477,017,077 Membership Interest 10 9/17/2012 $ 22,111,961 $ 454,905,116 Membership Interest 10 10/15/2012 $ 32,496,972 $ 422,408,144 Membership Interest 10 5, 11 5, 11 5, 11 Page 45 of 47 Preliminary Adjusted Seller Footnote Date Name of Institution Commitment City Transaction Type State Investment Description Commitment Amount Pricing Mechanism Date 3 Amount Final Investment Final Commitment Amount Date Amount 7 Amount 9 Amount Capital Repayment Details Repayment Date Repayment Amount Amount Description Date 11/15/2012 $ 111,539,536 $ 310,868,608 Membership Interest 10 12/14/2012 $ 55,540,026 $ 255,328,581 Membership Interest 10 1/15/2013 $ 14,849,910 $ 240,478,671 Membership Interest 10 4/12/2013 $ 18,268,328 $ 222,210,343 Membership Interest 10 5/14/2013 $ 70,605,973 $ 151,604,370 Membership Interest 10 5/28/2013 $ 119,769,362 $ 31,835,008 Membership Interest 10 6/3/2013 $ 31,835,008 Distribution or Disposition Investment After Capital Repayment $ - Membership Interest 10 Description 6/3/2013 Distribution 6/14/2013 Distribution 6/24/2013 Distribution 6/26/2013 Distribution 7/9/2013 Distribution 5, 11 5, 11 5, 11 5, 11 5, 11 Proceeds $ 46,575,750 $ 54,999,725 $ 27,999,860 $ 11,749,941 $ 40,974,795 Page 46 of 47 Preliminary Adjusted Seller Footnote 2 Date Name of Institution 12/18/2009 Oaktree PPIP Fund, L.P. Commitment City Wilmington Transaction Type State DE Purchase Commitment Amount Investment Description Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Pricing Mechanism Par Date 3 Amount 3/22/2010 6 $ 2,488,875,000 Final Investment Final Commitment Amount Date 7/16/2010 7 Amount Amount $ 9 Amount 2,321,568,200 $ 1,111,000,000 Capital Repayment Details Repayment Date $ 30,000,000,000 FINAL COMMITMENT AMOUNT $ Amount Description $ 79,000,000 $ 3/14/2012 $ 78,775,901 $ Debt Obligation w/ Contingent 1,032,000,000 Proceeds Debt Obligation w/ Contingent 953,224,099 Proceeds 9/17/2012 $ 44,224,144 $ Debt Obligation w/ Contingent 908,999,956 Proceeds 10/15/2012 $ 64,994,269 $ Debt Obligation w/ Contingent 844,005,687 Proceeds $ Debt Obligation w/ Contingent 620,925,500 Proceeds $ 223,080,187 12/14/2012 $ 111,080,608 $ Debt Obligation w/ Contingent 509,844,892 Proceeds 1/15/2013 $ 89,099,906 $ Debt Obligation w/ Contingent 420,744,985 Proceeds 4/12/2013 $ 109,610,516 $ Debt Obligation w/ Contingent 311,134,469 Proceeds 5/14/2013 INITIAL COMMITMENT AMOUNT Repayment Amount 7/15/2011 11/15/2012 $ 311,134,469 $ - Contingent Proceeds Date Description 5/28/2013 Distribution 6/3/2013 Distribution 6/14/2013 Distribution 6/24/2013 Distribution 6/26/2013 Distribution 7/9/2013 Distribution 5, 11 5, 11 5, 11 5, 11 5, 11 5, 11 TOTAL DISTRIBUTIONS 5 21,856,403,574 TOTAL CAPITAL REPAYMENT AMOUNT $ Distribution or Disposition Investment After Capital Repayment Proceeds $ 444,393 $ 1,960,289 $ 1,375,007 $ 700,004 $ 293,751 $ 1,024,380 $ 2,630,984,677 18,625,147,938 1/ The equity amount may be incrementally funded. Commitment amount represents Treasury's maximum obligation if the limited partners other than Treasury fund their maximum equity capital obligations. 2/ The loan may be incrementally funded. Commitment amount represents Treasury's maximum obligation if Treasury and the limited partners other than Treasury fund 100% of their maximum equity obligations. 3/ Adjusted to show Treasury's maximum obligations to a fund. 4/ On 1/4/2010, Treasury and the fund manager entered into a Winding-Up and Liquidation Agreement. 5/ Distributions after capital repayments will be considered profit and are paid pro rata (subject to prior distribution of Contingent Proceeds to Treasury) to the fund's partners, including Treasury, in proportion to their membership interests. These figures exclude pro-rata distributions to Treasury of gross investment proceeds (reported on the Dividends & Interest report), which may be made from time to time in accordance with the terms of the fund's Limited Partnership Agreement. 6/ Following termination of the TCW fund, the $3.33 billion of obligations have been reallocated to the remaining eight funds pursuant to consent letters from Treasury dated as of 3/22/2010. $133 million of maximum equity capital obligation and $267 million of maximum debt obligation were reallocated per fund, after adjustment for the $17.6 million and $26.9 million equity capital reallocations from private investors in the TCW fund to the Wellington fund and the AG GECC fund, respectively. The $356 million of final investment in the TCW fund will remain a part of Treasury's total maximum S-PPIP investment amount. 7/ Amount adjusted to show Treasury's final capital commitment (membership interest) and the maximum amount of Treasury's debt obligation that may be drawn down in accordance with the Loan Agreement. 8/ On 09/26/2011, the General Partner notified Treasury that the Investment Period was terminated in accordance with the Limited Partnership Agreement. As a result, the Final Investment Amount, representing Treasury's debt obligation, has been reduced to the cumulative amount of debt funded. 9/ Cumulative capital drawn at end of the Investment Period. 10/ The Amount is adjusted to reflect pro-rata equity distributions that have been deemed to be capital repayments to Treasury. 11/ Distribution represents a gain on funded capital and is subject to revision pending any additional fundings of the outstanding commitment. 12/ On 08/23/2012, AllianceBernstein agreed to de-obligate its unused debt commitment. The Final Investment Amount represents the cumulative capital drawn as of the de-obligation. 13/ On, 6/5/2013, Invesco Mortgage Recovery Master Fund L.P. made a distribution to Treasury that is the result of adjustments made to positions previously held by the Invesco Legacy Securities Master Fund, L.P. “Partnership”, of which The U.S. Department of the Treasury is a Limited Partner. The adjusted distribution was made 18 months after the Final Distribution on 9/28/2012. 14/ On 7/8/2013, Invesco Mortgage Recovery Master Fund L.P. made a distribution to Treasury arising from the Settlement Agreement between Jefferies LLC and Invesco Advisers, Inc. dated as of 3/20/2013. Page 47 of 47