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U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Transactions Report For Period Ending September 30, 2010 CAPITAL PURCHASE PROGRAM Seller Footnote 1b 11, 23 5/26/2010 14 3a 11/24/2009 Purchase Details Name of Institution Purchase Date City Investment Amount Pricing Mechanism Bank of America Corporation The Bank of New York Mellon Corporation 10/28/2008 Citigroup Inc. New York 10/28/2008 10/28/2008 10/28/2008 10/28/2008 10/28/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 The Goldman Sachs Group, Inc. JPMorgan Chase & Co. Morgan Stanley State Street Corporation Wells Fargo & Company Bank of Commerce Holdings 1st FS Corporation UCBH Holdings, Inc. Northern Trust Corporation SunTrust Banks, Inc. New York New York New York Boston San Francisco Redding Hendersonville San Francisco Chicago Atlanta 11/14/2008 Broadway Financial Corporation Los Angeles CA Preferred Stock $ 9,000,000 Par 11/14/2008 11/14/2008 Seattle Winston-Salem WA NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 200,000,000 3,133,640,000 Par Par 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 Washington Federal, Inc. BB&T Corp. M&T Bank Corporation (Provident Bancshares Corp.) Umpqua Holdings Corp. Comerica Inc. Regions Financial Corporation Capital One Financial Corporation First Horizon National Corporation Huntington Bancshares KeyCorp Baltimore Portland Dallas Birmingham McLean Memphis Columbus Cleveland MD OR TX AL VA TN OH OH Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ 151,500,000 214,181,000 2,250,000,000 3,500,000,000 3,555,199,000 866,540,000 1,398,071,000 2,500,000,000 Par Par Par Par Par Par Par Par 11/14/2008 Valley National Bancorp Wayne NJ Preferred Stock w/ Warrants $ 300,000,000 Par Zions Bancorporation Marshall & Ilsley Corporation U.S. Bancorp TCF Financial Corporation First Niagara Financial Group HF Financial Corp. Centerstate Banks of Florida Inc. Salt Lake City Milwaukee Minneapolis Wayzata Lockport Sioux Falls Davenport NC NY Investment Description 10/28/2008 10/28/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/21/2008 11/21/2008 11/21/2008 Charlotte New York State Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 15,000,000,000 3,000,000,000 NY Common Stock w/ Warrants $ 25,000,000,000 Par NY NY NY MA CA CA NC CA IL GA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ 10,000,000,000 25,000,000,000 10,000,000,000 2,000,000,000 25,000,000,000 17,000,000 16,369,000 298,737,000 1,576,000,000 3,500,000,000 Par Par Par Par Par Par Par Par Par Par UT WI MN MN NY SD FL Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ Treasury Investment Remaining After Capital Repayment Capital Repayment Details 1,400,000,000 1,715,000,000 6,599,000,000 361,172,000 184,011,000 25,000,000 27,875,000 Par Par Par Par Par Par Par Par Par Capital Repayment Date 12/9/2009 6/17/2009 ** 4 4 Capital Repayment Amount (Loss) 6 Remaining Capital Amount $ $ 0 0 Warrants Warrants 3/3/2010 8/5/2009 Warrants Warrants $ $ $ $ $ 10,000,000,000 25,000,000,000 10,000,000,000 2,000,000,000 25,000,000,000 $ $ $ $ $ 0 0 0 0 0 Warrants Warrants Warrants Warrants Warrants 7/22/2009 12/10/2009 8/12/2009 7/8/2009 5/20/2010 Warrants Warrants Warrants Warrants Warrants 4 6/17/2009 4 $ 1,576,000,000 $ 0 Warrants 8/26/2009 5/27/2009 6/17/2009 4 $ $ 200,000,000 3,133,640,000 $ $ 0 0 Warrants Warrants 2/17/2010 3/17/2010 5 $ $ 214,181,000 2,250,000,000 $ $ 0 0 6/17/2009 4 $ 3,555,199,000 $ 0 6/3/2009 4 $ 75,000,000 $ 225,000,000 9/23/2009 4 $ 125,000,000 $ 100,000,000 12/23/2009 4 $ 100,000,000 $ 0 6/17/2009 4/22/2009 5/27/2009 6/3/2009 9/30/2009 4 $ $ $ $ $ 6,599,000,000 361,172,000 184,011,000 25,000,000 27,875,000 $ $ $ $ $ 0 0 0 0 0 $ 200,000,000 $ 4 4 5 4 4 4 4 5 4 5 12/30/2009 200,000,000 Beverly Hills CA Preferred Stock w/ Warrants $ 400,000,000 Par 3/3/2010 4 $ 200,000,000 $ 0 11/21/2008 11/21/2008 First Community Bankshares Inc. Western Alliance Bancorporation Bluefield Las Vegas VA NV Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 41,500,000 140,000,000 Par Par 7/8/2009 5 $ 41,500,000 $ 0 11/21/2008 Webster Financial Corporation Waterbury CT Preferred Stock w/ Warrants $ 400,000,000 Par 3/3/2010 4 $ 100,000,000 $ 8/11/2010 4 $ 76,898,000 $ Pacific Capital Bancorp Santa Barbara CA Common Stock w/ Warrants $ 195,045,000 Par Heritage Commerce Corp. Ameris Bancorp Porter Bancorp Inc. Banner Corporation Cascade Financial Corporation Columbia Banking System, Inc. Heritage Financial Corporation San Jose Moultrie Louisville Walla Walla Everett Tacoma Olympia CA GA KY WA WA WA WA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ 40,000,000 52,000,000 35,000,000 124,000,000 38,970,000 76,898,000 24,000,000 Par Par Par Par Par Par Par 15 1b Final Disposition Proceeds A $ R $ 186,342,969 136,000,000 23 6/17/2009 6/17/2009 6/17/2009 6/17/2009 12/23/2009 City National Corporation 11/21/2008 Disposition Investment Description 15,000,000,000 3,000,000,000 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 Final Disposition Final Disposition Date $ $ 4 29 9/24/2010 Remaining Investment Description 300,000,000 0 $ $ $ $ $ 1,100,000,000 950,318,243 950,000,000 60,000,000 849,014,998 Warrants R $ 87,000,000 3/9/2010 7/22/2009 Warrants Warrants A $ R $ 15,623,222 67,010,402 Warrants Warrants 3/31/2010 5/6/2010 Warrants Warrants R $ A $ 4,500,000 183,673,472 Warrants 12/3/2009 Warrants A $ 148,731,030 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants 5/18/2010 Warrants A $ 5,571,592 7/15/2009 12/15/2009 6/24/2009 6/30/2009 10/28/2009 Warrants Warrants Warrants Warrants Warrants R A R R R 4/7/2010 Warrants 9/1/2010 Warrants Warrants Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants Warrants Warrants 9 9 9 9 R A R R A $ $ $ $ $ 139,000,000 9,599,964 2,700,000 650,000 212,000 R $ 18,500,000 R $ 3,301,647 Preferred Stock w/ Warrants Warrants 9 Page 1 of 44 Seller Footnote 14, 20 26 9/30/2010 Purchase Date Purchase Details Name of Institution City State Investment Description Investment Amount Pricing Mechanism 11/21/2008 11/21/2008 First PacTrust Bancorp, Inc. Severn Bancorp, Inc. Chula Vista Annapolis CA MD Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 19,300,000 23,393,000 Par Par 11/21/2008 Boston Private Financial Holdings, Inc. Boston MA Preferred Stock w/ Warrants $ 154,000,000 Par Green Bay Jackson Lexington Rosemont Los Angeles WI MS SC IL CA Midwest Banc Holdings, Inc. Melrose Park IL MB Financial Inc. First Midwest Bancorp, Inc. United Community Banks, Inc. WesBanco, Inc. Encore Bancshares Inc. Manhattan Bancorp Iberiabank Corporation Chicago Itasca Blairsville Wheeling Houston El Segundo Lafayette 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 Associated Banc-Corp Trustmark Corporation First Community Corporation Taylor Capital Group Nara Bancorp, Inc. 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 IL IL GA WV TX CA LA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Mandatorily Convertible Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ Treasury Investment Remaining After Capital Repayment Capital Repayment Details 525,000,000 215,000,000 11,350,000 104,823,000 67,000,000 Par Par Par Par Par Capital Repayment Date Capital Repayment Amount (Loss) 6 Remaining Capital Amount 12 32 9/30/2010 24 Final Disposition Proceeds $ 50,000,000 $ 4 $ 104,000,000 $ 0 Preferred Stock w/ Warrants Warrants 12/9/2009 4 $ 215,000,000 $ 0 Warrants 12/30/2009 Warrants R $ 10,000,000 R $ 950,000 104,000,000 $ 89,388,000 Par $ $ $ $ $ $ $ 196,000,000 193,000,000 180,000,000 75,000,000 34,000,000 1,700,000 90,000,000 Par Par Par Par Par Par Par 9/9/2009 4 $ 75,000,000 $ 0 Warrants 12/23/2009 Warrants 9/16/2009 3/31/2009 4 5 $ $ 1,700,000 90,000,000 $ $ 0 0 Warrants Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants 10/14/2009 5/20/2009 Warrants Warrants 9 R $ R $ 63,364 1,200,000 Warrants 9/30/2010 Warrants 26 R $ 400,000 10/28/2009 Warrants R $ 1,307,000 R $ 40,000 Eagle Bancorp, Inc. Bethesda MD Preferred Stock w/ Warrants $ 38,235,000 Par 12/23/2009 5 $ 15,000,000 $ 23,235,000 Sandy Spring Bancorp, Inc. Olney MD Preferred Stock w/ Warrants $ 83,094,000 Par 7/21/2010 4 $ 41,547,000 $ 41,547,000 12/5/2008 12/5/2008 Coastal Banking Company, Inc. East West Bancorp Fernandina Beach Pasadena FL CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 9,950,000 306,546,000 Par Par 9/30/2010 26 $ 130,179,219 $ $ 12/5/2008 South Financial Group, Inc. Greenville SC Preferred Stock w/ Warrants $ 347,000,000 Par 12/5/2008 12/5/2008 12/5/2008 Great Southern Bancorp Cathay General Bancorp Southern Community Financial Corp. Springfield Los Angeles Winston-Salem MO CA NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 58,000,000 258,000,000 42,750,000 Par Par Par 12/5/2008 CVB Financial Corp Ontario CA Preferred Stock w/ Warrants $ 130,000,000 Par Defiance Charleston Birmingham Stillwater San Juan Overland Park Fairlawn Novato Thomasville Somerville Poplar Bluff Jericho 15 4 12/5/2008 First Defiance Financial Corp. First Financial Holdings Inc. Superior Bancorp Inc. Southwest Bancorp, Inc. Popular, Inc. Blue Valley Ban Corp Central Federal Corporation Bank of Marin Bancorp BNC Bancorp Central Bancorp, Inc. Southern Missouri Bancorp, Inc. State Bancorp, Inc. Disposition Investment Description 6/16/2010 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 Final Disposition Final Disposition Date 1/13/2010 0 4 17 Remaining Investment Description OH SC AL OK PR KS OH CA NC MA MO NY Preferred Stock w/ Warrants Preferred Stock w/ Warrants Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ 37,000,000 65,000,000 69,000,000 70,000,000 935,000,000 21,750,000 7,225,000 28,000,000 31,260,000 10,000,000 9,550,000 36,842,000 Par Par Par Par Par Par Par Par Par Par Par Par 12/5/2008 TIB Financial Corp Naples FL Preferred Stock w/ Warrants $ 37,000,000 Par 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 Unity Bancorp, Inc. Old Line Bancshares, Inc. FPB Bancorp, Inc. Sterling Financial Corporation Oak Valley Bancorp Old National Bancorp Capital Bank Corporation Pacific International Bancorp SVB Financial Group LNB Bancorp Inc. Wilmington Trust Corporation Susquehanna Bancshares, Inc Signature Bank HopFed Bancorp Citizens Republic Bancorp, Inc. Indiana Community Bancorp Bank of the Ozarks, Inc. Center Financial Corporation NewBridge Bancorp Sterling Bancshares, Inc. The Bancorp, Inc. TowneBank Wilshire Bancorp, Inc. Valley Financial Corporation Clinton Bowie Port St. Lucie Spokane Oakdale Evansville Raleigh Seattle Santa Clara Lorain Wilmington Lititz New York Hopkinsville Flint Columbus Little Rock Los Angeles Greensboro Houston Wilmington Portsmouth Los Angeles Roanoke NJ MD FL WA CA IN NC WA CA OH DE PA NY KY MI IN AR CA NC TX DE VA CA VA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Common Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 20,649,000 7,000,000 5,800,000 303,000,000 13,500,000 100,000,000 41,279,000 6,500,000 235,000,000 25,223,000 330 000 000 330,000,000 300,000,000 120,000,000 18,400,000 300,000,000 21,500,000 75,000,000 55,000,000 52,372,000 125,198,000 45,220,000 76,458,000 62,158,000 16,019,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 9 $ 97,500,000 9/2/2009 4 $ 32,500,000 $ 0 Preferred Stock w/ Warrants Warrants 3/31/2009 4 $ 28,000,000 $ 0 Warrants 9/30/2010 32 $ 12,119,637 $ 0 Warrants 9/30/2010 Warrants 7/15/2009 4 $ 7,000,000 $ 0 Warrants 9/2/2009 Warrants R $ 225,000 3/31/2009 4 $ 100,000,000 $ 0 Warrants 5/8/2009 Warrants R $ 1,200,000 12/23/2009 5 $ 235,000,000 $ 0 Warrants 6/16/2010 Warrants R $ 6,820,000 4/21/2010 3/31/2009 4 $ $ 200,000,000 120,000,000 $ $ Warrants Warrants 3/10/2010 Warrants A $ 11,320,751 11/4/2009 4 $ 75,000,000 $ 0 Warrants 11/24/2009 Warrants R $ 2,650,000 5/5/2009 3/10/2010 4 $ $ 125,198,000 45,220,000 $ $ 0 0 Warrants Warrants 6/9/2010 9/8/2010 Warrants Warrants A $ R $ 3,007,891 4,753,985 8/26/2009 4 5 32,500,000 100,000,000 0 32 Page 2 of 44 Seller Purchase Details Name of Institution City State Investment Description Footnote Purchase Date 22 12/12/2008 Independent Bank Corporation Ionia MI 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 Pinnacle Financial Partners, Inc. First Litchfield Financial Corporation National Penn Bancshares, Inc. Northeast Bancorp Citizens South Banking Corporation Virginia Commerce Bancorp Fidelity Bancorp, Inc. LSB Corporation Intermountain Community Bancorp Community West Bancshares Synovus Financial Corp. Tennessee Commerce Bancorp, Inc. Community Bankers Trust Corporation BancTrust Financial Group, Inc. Enterprise Financial Services Corp. Mid Penn Bancorp, Inc. Summit State Bank VIST Financial Corp. Wainwright Bank & Trust Company Whitney Holding Corporation The Connecticut Bank and Trust Company CoBiz Financial Inc. Santa Lucia Bancorp Seacoast Banking Corporation of Florida Horizon Bancorp Fidelity Southern Corporation Community Financial Corporation Berkshire Hills Bancorp, Inc. First California Financial Group, Inc AmeriServ Financial, Inc Nashville Litchfield Boyertown Lewiston Gastonia Arlington Pittsburgh North Andover Sandpoint Goleta Columbus Franklin Glen Allen Mobile St. Louis Millersburg Santa Rosa Wyomissing Boston New Orleans Hartford Denver Atascadero Stuart Michigan City Atlanta Staunton Pittsfield Westlake Village Johnstown TN CT PA ME NC VA PA MA ID CA GA TN VA AL MO PA CA PA MA LA CT CO CA FL IN GA VA MA CA PA Mandatorily Convertible Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants 12/19/2008 Security Federal Corporation Aiken SC 12/19/2008 12/19/2008 12/19/2008 12/19/2008 Wintrust Financial Corporation Flushing Financial Corporation Monarch Financial Holdings, Inc. StellarOne Corporation Union First Market Bankshares Corporation (Union Bankshares Corporation) Tidelands Bancshares, Inc Bancorp Rhode Island, Inc. Hawthorn Bancshares, Inc. The Elmira Savings Bank, FSB Alliance Financial Corporation Heartland Financial USA, Inc. Citizens First Corporation FFW Corporation Plains Capital Corporation Tri-County Financial Corporation OneUnited Bank Patriot Bancshares, Inc. Pacific City Financial Corporation Marquette National Corporation Exchange Bank Monadnock Bancorp, Inc. Bridgeview B id i Bancorp, B Inc. I Fidelity Financial Corporation Patapsco Bancorp, Inc. NCAL Bancorp FCB Bancorp, Inc. First Financial Bancorp Bridge Capital Holdings International Bancshares Corporation First Sound Bank M&T Bank Corporation Emclaire Financial Corp. Park National Corporation Green Bankshares, Inc. Lake Forest Lake Success Chesapeake Charlottesville 30 9/29/2010 18 2 2 2 2, 3 2 2 2 2 2 2 2 2 2 2 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Mechanism $ 74,426,000 Par $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 95,000,000 10,000,000 150,000,000 4,227,000 20,500,000 71,000,000 7,000,000 15,000,000 27,000,000 15,600,000 967,870,000 30,000,000 17,680,000 50,000,000 35,000,000 10,000,000 8,500,000 25,000,000 22,000,000 300,000,000 5,448,000 64,450,000 4,000,000 50 000 000 50,000,000 25,000,000 48,200,000 12,643,000 40,000,000 25,000,000 21,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Preferred Stock w/ Warrants $ 18,000,000 IL NY VA VA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 250,000,000 70,000,000 14,700,000 30,000,000 Bowling Green VA Preferred Stock w/ Warrants $ Mt. Pleasant Providence Lee's Summit Elmira Syracuse Dubuque Bowling Green Wabash Dallas Waldorf Boston Houston Los Angeles Chicago Santa Rosa Peterborough Bridgeview B id i Wichita Dundalk Los Angeles Louisville Cincinnati San Jose Laredo Seattle Buffalo Emlenton Newark Greeneville SC RI MO NY NY IA KY IN TX MD MA TX CA IL CA NH IL KS MD CA KY OH CA TX WA NY PA OH TN Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants P Preferred f d Stock St k w// Exercised E i d Warrants W t Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Capital Repayment Date Capital Repayment Amount (Loss) 6 Remaining Capital Amount Final Disposition Remaining Investment Description Final Disposition Date Disposition Investment Description 15 Final Disposition Proceeds 4/7/2010 4 $ 10,000,000 $ 0 Warrants 4/7/2010 Warrants R $ 1,488,046 11/18/2009 4 $ 15,000,000 $ 0 Warrants 12/16/2009 Warrants R $ 560,000 11/24/2009 4 $ 22,000,000 $ 0 Warrants 12/16/2009 Warrants R $ 568,700 5/27/2009 4 $ 40,000,000 $ 0 Warrants 6/24/2009 Warrants R $ 1,040,000 Par 9/29/2010 4 $ 18,000,000 $ 0 Warrants Par Par Par Par 10/28/2009 12/23/2009 5 $ $ 70,000,000 14,700,000 $ $ 0 0 Warrants Warrants 12/30/2009 2/10/2010 Warrants Warrants 9 5 9 R $ R $ 900,000 260,000 59,000,000 Par 11/18/2009 5 $ 59,000,000 $ 0 Warrants 12/23/2009 Warrants 9 R $ 450,000 14,448,000 30,000,000 30,255,000 9,090,000 26,918,000 81,698,000 8,779,000 7,289,000 87,631,000 15,540,000 12,063,000 26,038,000 16,200,000 35,500,000 43,000,000 1,834,000 38,000,000 38 000 000 36,282,000 6,000,000 10,000,000 9,294,000 80,000,000 23,864,000 216,000,000 7,400,000 600,000,000 7,500,000 100,000,000 72,278,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par P Par Par Par Par Par Par Par Par Par Par Par Par Par 8/5/2009 4 $ 30,000,000 $ 0 Warrants 9/30/2009 Warrants R $ 1,400,000 5/13/2009 4 $ 26,918,000 $ 0 Warrants 6/17/2009 Warrants R $ 900,000 2/24/2010 5 $ 80,000,000 $ 0 Warrants 6/2/2010 Warrants A $ 3,116,284 9 Page 3 of 44 Seller Footnote 30 9/3/2010 2 2 2 2 3, 30 8/20/2010 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 31 9/30/2010 16 2 1a, 1b Purchase Date Purchase Details Name of Institution City State Investment Description Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Capital Repayment Amount (Loss) 6 Remaining Capital Amount Final Disposition Remaining Investment Description Final Disposition Date 9/8/2010 Warrants N/A N/A Disposition Investment Description 12/23/2008 12/23/2008 12/23/2008 Cecil Bancorp, Inc. Financial Institutions, Inc. Fulton Financial Corporation Elkton Warsaw Lancaster MD NY PA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 11,560,000 37,515,000 376,500,000 Par Par Par 7/14/2010 4 $ 376,500,000 $ 0 Warrants 12/23/2008 United Bancorporation of Alabama, Inc. Atmore AL Preferred Stock w/ Warrants $ 10,300,000 Par 9/3/2010 4 $ 10,300,000 $ 0 Warrants 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 MutualFirst Financial, Inc. BCSB Bancorp, Inc. HMN Financial, Inc. First Community Bank Corporation of America Sterling Bancorp Intervest Bancshares Corporation Peoples Bancorp of North Carolina, Inc. Parkvale Financial Corporation Timberland Bancorp, Inc. 1st Constitution Bancorp Central Jersey Bancorp Western Illinois Bancshares Inc. Saigon National Bank Capital Pacific Bancorp Uwharrie Capital Corp Muncie Baltimore Rochester Pinellas Park New York New York Newton Monroeville Hoquiam Cranbury Oakhurst Monmouth Westminster Portland Albemarle IN MD MN FL NY NY NC PA WA NJ NJ IL CA OR NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 32,382,000 10,800,000 26,000,000 10,685,000 42,000,000 25,000,000 25,054,000 31,762,000 16,641,000 12,000,000 11,300,000 6,855,000 1,549,000 4,000,000 10,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 12/23/2008 Mission Valley Bancorp Sun Valley CA Preferred Stock $ 5,500,000 Par 8/20/2010 4 $ 5,500,000 $ 0 N/A 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/31/2008 12/31/2008 12/31/2008 The Little Bank, Incorporated Pacific Commerce Bank Citizens Community Bank Seacoast Commerce Bank TCNB Financial Corp. Leader Bancorp, Inc. Nicolet Bankshares, Inc. Magna Bank Western Community Bancshares, Inc. Community Investors Bancorp, Inc. Capital Bancorp, Inc. Cache Valley Banking Company Citizens Bancorp Tennessee Valley Financial Holdings, Inc. Pacific Coast Bankers' Bancshares SunTrust Banks, Inc. The PNC Financial Services Group Inc. Fifth Third Bancorp Kinston Los Angeles South Hill Chula Vista Dayton Arlington Green Bay Memphis Palm Desert Bucyrus Rockville Logan Nevada City Oak Ridge San Francisco Atlanta Pittsburgh Cincinnati NC CA VA CA OH MA WI TN CA OH MD UT CA TN CA GA PA OH Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 7,500,000 4,060,000 3,000,000 1,800,000 2,000,000 5,830,000 14,964,000 13,795,000 7,290,000 2,600,000 4,700,000 4,767,000 10,400,000 3,000,000 11,600,000 1,350,000,000 7,579,200,000 3,408,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 11/24/2009 4 $ 3,455,000 $ 2/10/2010 4 $ 7,579,200,000 $ 0 Warrants 4/29/2010 Warrants 2/8/2010 16 $ $ 0 N/A N/A N/A 12/9/2009 4/22/2009 4 $ $ 10,000,000,000 125,000,000 $ $ 0 0 Warrants Warrants 3/3/2010 5/27/2009 Warrants Warrants 10,340,000 12/31/2008 Hampton Roads Bankshares, Inc. Norfolk VA Common Stock w/ Warrants $ 80,347,000 Par CIT Group Inc. West Bancorporation, Inc. First Banks, Inc. Bank of America Corporation FirstMerit Corporation Farmers Capital Bank Corporation New York West Des Moines Clayton Charlotte Akron Frankfort NY IA MO NC OH KY Contingent Value Rights Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ 2,330,000,000 36,000,000 295,400,000 10,000,000,000 125,000,000 30,000,000 Par Par Par Par Par Par 1/9/2009 Peapack-Gladstone Financial Corporation Gladstone NJ Preferred Stock w/ Warrants $ 28,685,000 Par 1/6/2010 $ 7,172,000 $ 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 Commerce National Bank The First Bancorp, Inc. Sun Bancorp, Inc. Crescent Financial Corporation American Express Company Central Pacific Financial Corp. Centrue Financial Corporation Eastern Virginia Bankshares, Inc. Colony Bankcorp, Inc. Independent Bank Corp. Cadence Financial Corporation LCNB Corp. Center Bancorp, Inc. F.N.B. Corporation C&F Financial Corporation North Central Bancshares, Inc. Carolina Bank Holdings, Inc. First Bancorp First Financial Service Corporation Codorus Valley Bancorp, Inc. Newport Beach Damariscotta Vineland Cary New York Honolulu St Louis St. Tappahannock Fitzgerald Rockland Starkville Lebanon Union Hermitage West Point Fort Dodge Greensboro Troy Elizabethtown York CA ME NJ NC NY HI MO VA GA MA MS OH NJ PA VA IA NC NC KY PA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 5,000,000 25,000,000 89,310,000 24,900,000 3,388,890,000 135,000,000 32 668 000 32,668,000 24,000,000 28,000,000 78,158,000 44,000,000 13,400,000 10,000,000 100,000,000 20,000,000 10,200,000 16,000,000 65,000,000 20,000,000 16,500,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 10/7/2009 4 $ 5,000,000 $ 0 Preferred Stock w/ Warrants Warrants 4/8/2009 4 $ 89,310,000 $ 0 Warrants 5/27/2009 6/17/2009 4 $ 3,388,890,000 $ 0 Warrants 4/22/2009 4 $ 78,158,000 $ 0 Warrants 10/21/2009 4 $ 13,400,000 $ 0 Warrants 9/9/2009 4 $ 100,000,000 $ 0 Warrants 4 4 21,513,000 Final Disposition Proceeds R $ 10,800,000 - N/A Preferred Stock 2 12/31/2008 12/31/2008 12/31/2008 1/9/2009 1/9/2009 1/9/2009 0 15 A $ 324,195,686 N/A 1b A $ R $ 124,228,646 5,025,000 Warrants R $ 2,100,000 7/29/2009 Warrants R $ 340,000,000 5/27/2009 Warrants R $ 2,200,000 Page 4 of 44 Seller Footnote 2 2 2 2 2 3 2 2 2 2 2 2 2 2 2 2 28 7/20/2010 3, 30 8/27/2010 2 2 2 2 2, 19 3, 30 9/29/2010 2 2 2 2 2 2 2 2 2 2 2 3, 30 8/6/2010 2 2 2 2, 13 12/4/2009 Name of Institution Purchase Date 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 Purchase Details MidSouth Bancorp, Inc. First Security Group, Inc. Shore Bancshares, Inc. The Queensborough Company American State Bancshares, Inc. Security California Bancorp Security Business Bancorp Sound Banking Company Mission Community Bancorp Redwood Financial Inc. Surrey Bancorp Independence Bank Valley Community Bank Rising Sun Bancorp Community Trust Financial Corporation GrandSouth Bancorporation Texas National Bancorporation Congaree Bancshares, Inc. New York Private Bank & Trust Corporation Home Bancshares, Inc. Washington Banking Company New Hampshire Thrift Bancshares, Inc. Bar Harbor Bankshares Somerset Hills Bancorp SCBT Financial Corporation S&T B Bancorp ECB Bancorp, Inc. City State Lafayette Chattanooga Easton Louisville Great Bend Riverside San Diego Morehead City San Luis Obispo Redwood Falls Mount Airy East Greenwich Pleasanton Rising Sun Ruston Greenville Jacksonville Cayce New York Conway Oak Harbor Newport Bar Harbor Bernardsville Columbia Indiana I di Engelhard LA TN MD GA KS CA CA NC CA MN NC RI CA MD LA SC TX SC NY AR WA NH ME NJ SC PA NC 1/16/2009 First BanCorp San Juan PR 1/16/2009 1/16/2009 Texas Capital Bancshares, Inc. Yadkin Valley Financial Corporation Dallas Elkin TX NC Investment Description Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred P f d Stock St k w// Warrants W t Preferred Stock w/ Warrants Mandatorily Convertible Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Mechanism $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 20,000,000 33,000,000 25,000,000 12,000,000 6,000,000 6,815,000 5,803,000 3,070,000 5,116,000 2,995,000 2,000,000 1,065,000 5,500,000 5,983,000 24,000,000 9,000,000 3,981,000 3,285,000 267,274,000 50,000,000 26,380,000 10,000,000 18,751,000 7,414,000 64,779,000 108,676,000 108 676 000 17,949,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par P Par Par $ 424,174,000 Par $ $ 75,000,000 36,000,000 Capital Repayment Date Capital Repayment Amount (Loss) 6 Remaining Capital Amount Remaining Investment Description Final Disposition Final Disposition Date Disposition Investment Description 4/15/2009 4 $ 25,000,000 $ 0 Warrants 5/19/2010 4 $ 3,981,000 $ 0 Preferred Stock 2 5/19/2010 Preferred Stock 2/24/2010 5/20/2009 5/20/2009 5 $ $ $ 18,751,000 7,414,000 64,779,000 $ $ $ 0 0 0 Warrants Warrants Warrants 7/28/2010 6/24/2009 6/24/2009 Par Par 5/13/2009 4 $ 75,000,000 $ 0 Warrants 3/11/2010 4 4 199,000 Warrants Warrants Warrants R $ R $ R $ 250,000 275,000 1,400,000 Warrants A $ 6,709,061 1/16/2009 Carver Bancorp, Inc New York NY Preferred Stock $ 18,980,000 Par 8/27/2010 4 $ 18,980,000 $ 0 N/A N/A N/A Citizens & Northern Corporation MainSource Financial Group, Inc. MetroCorp Bancshares, Inc. United Bancorp, Inc. Old Second Bancorp, Inc. Pulaski Financial Corp OceanFirst Financial Corp. Community 1st Bank TCB Holding Company, Texas Community Bank Centra Financial Holdings, Inc. First Bankers Trustshares, Inc. Pacific Coast National Bancorp Wellsboro Greensburg Houston Tecumseh Aurora Creve Coeur Toms River Roseville The Woodlands Morgantown Quincy San Clemente PA IN TX MI IL MO NJ CA TX WV IL CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ 26,440,000 57,000,000 45,000,000 20,600,000 73,000,000 32,538,000 38,263,000 2,550,000 11,730,000 15,000,000 10,000,000 4,120,000 Par Par Par Par Par Par Par Par Par Par Par Par 8/4/2010 4 $ 26,440,000 $ 0 Warrants 9/1/2010 Warrants 12/30/2009 5 $ 38,263,000 $ 0 Warrants 2/3/2010 Warrants 3/31/2009 4 $ 15,000,000 $ 0 Preferred Stock 2 4/15/2009 Preferred Stock 2/11/2010 19 $ $ 0 N/A N/A N/A 1/16/2009 Community Bank of the Bay Oakland CA Preferred Stock $ 1,747,000 Par 9/29/2010 4 $ 1,747,000 $ 0 N/A N/A N/A 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 Redwood Capital Bancorp Syringa Bancorp Idaho Bancorp Puget Sound Bank United Financial Banking Companies, Inc. Dickinson Financial Corporation II The Baraboo Bancorporation Bank of Commerce State Bankshares, Inc. BNCCORP, BNCCORP IInc. First Manitowoc Bancorp, Inc. Eureka Boise Boise Bellevue Vienna Kansas City Baraboo Charlotte Fargo Bismarck Bi k Manitowoc CA ID ID WA VA MO WI NC ND ND WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred P f d Stock St k w// Exercised E i d Warrants W t Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ 3,800,000 8,000,000 6,900,000 4,500,000 5,658,000 146,053,000 20,749,000 3,000,000 50,000,000 20,093,000 20 093 000 12,000,000 Par Par Par Par Par Par Par Par Par P Par Par 8/12/2009 4 $ 12,500,000 $ 5/27/2009 4 $ 12,000,000 $ 0 Preferred Stock 2 5/27/2009 Preferred Stock 1/16/2009 Southern Bancorp, Inc. Arkadelphia AR Preferred Stock $ 11,000,000 Par 8/6/2010 4 $ 11,000,000 $ 0 N/A N/A N/A 1/16/2009 1/16/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 Morrill Bancshares, Inc. Treaty Oak Bancorp, Inc. 1st Source Corporation Princeton National Bancorp, Inc. AB&T Financial Corporation First Citizens Banc Corp WSFS Financial Corporation Commonwealth Business Bank Three Shores Bancorporation, Inc. (Seaside National Bank & Trust) Merriam Austin South Bend Princeton Gastonia Sandusky Wilmington Los Angeles KS TX IN IL NC OH DE CA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ 13,000,000 3,268,000 111,000,000 25,083,000 3,500,000 23,184,000 52,625,000 7,701,000 Par Par Par Par Par Par Par Par Orlando FL Preferred Stock w/ Exercised Warrants $ 5,677,000 Par 1/23/2009 37,500,000 2, 7 Final Disposition Proceeds R $ 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 0 15 - N/A R $ 400,000 9 R $ 430,797 2, 7 R $ 750,000 N/A - N/A Preferred Stock 2 2, 7 R $ - 600,000 N/A Page 5 of 44 Seller Name of Institution Footnote Purchase Date 2 1/23/2009 CalWest Bancorp 2 2 2 2 2 2 2 2 2 2 2 2 2 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 2 2 2 2 2 2 2 3 2 2 2 2 2 2 2 2 2 2 2, 13 10/30/2009 2 2 2 2 2 2 2 30 9/29/2010 Purchase Details City State Investment Description Investment Amount Pricing Mechanism CA Preferred Stock w/ Exercised Warrants $ 4,656,000 Par Fresno First Bank First ULB Corp. Alarion Financial Services, Inc. Midland States Bancorp, Inc. Moscow Bancshares, Inc. Farmers Bank California Oaks State Bank Pierce County Bancorp Calvert Financial Corporation Liberty Bancshares, Inc. Crosstown Holding Company BankFirst Capital Corporation Southern Illinois Bancorp, Inc. Rancho Santa Margarita Fresno Oakland Ocala Effingham Moscow Windsor Thousand Oaks Tacoma Ashland Jonesboro Blaine Macon Carmi CA CA FL IL TN VA CA WA MO AR MN MS IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ 1,968,000 4,900,000 6,514,000 10,189,000 6,216,000 8,752,000 3,300,000 6,800,000 1,037,000 57,500,000 10,650,000 15,500,000 5,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par 1/23/2009 FPB Financial Corp. Hammond LA Preferred Stock w/ Exercised Warrants $ 3,240,000 Par 1/23/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 West Chester Marietta Madison Sewell Powhatan Troy Middleburg Palo Alto Chicago Fresno Quincy Midland Park Oak Ridge Oakland Middletown Springfield Annapolis Downingtown Alma Visalia Greer Ojai Ogallala Manhattan Beach Milwaukee Boca Raton Milford Houlton Little Rock Marysville Denver Spokane Munster Scottsdale Wichita PA OH WI NJ VA MI VA CA IL CA CA NJ NC MD NJ MO MD PA MI CA SC CA NE CA WI FL NE ME AR KS CO WA IN AZ KS Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,973,000 39,000,000 110,000,000 16,288,000 11,385,000 266,657,000 22,000,000 6,000,000 243 815 000 243,815,000 7,000,000 11,949,000 10,000,000 7,700,000 30,000,000 9,000,000 17,000,000 8,152,000 11,750,000 33,000,000 7,700,000 9,993,000 2,080,000 12,720,000 6,000,000 5,498,000 10,900,000 7,525,000 10,449,000 25,000,000 8,950,000 12,639,000 110,000,000 3,674,000 2,568,000 8,750,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Reston VA Preferred Stock w/ Exercised Warrants $ 6,633,000 Par 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 2/6/2009 Stonebridge Financial Corp. Peoples Bancorp Inc. Anchor BanCorp Wisconsin Inc. Parke Bancorp, Inc. Central Virginia Bankshares, Inc. Flagstar Bancorp, Inc. Middleburg Financial Corporation Peninsula Bank Holding Co. PrivateBancorp Inc PrivateBancorp, Inc. Central Valley Community Bancorp Plumas Bancorp Stewardship Financial Corporation Oak Ridge Financial Services, Inc. First United Corporation Community Partners Bancorp Guaranty Federal Bancshares, Inc. Annapolis Bancorp, Inc. DNB Financial Corporation Firstbank Corporation Valley Commerce Bancorp Greer Bancshares Incorporated Ojai Community Bank Adbanc, Inc Beach Business Bank Legacy Bancorp, Inc. First Southern Bancorp, Inc. Country Bank Shares, Inc. Katahdin Bankshares Corp. Rogers Bancshares, Inc. UBT Bancshares, Inc. Bankers' Bank of the West Bancorp, Inc. W.T.B. Financial Corporation AMB Financial Corp. Goldwater Bank, N.A. Equity Bancshares, Inc. WashingtonFirst Bankshares, Inc. (WashingtonFirst Bank) Central Bancshares, Inc. Hilltop Community Bancorp, Inc. Northway Financial, Inc. Monument Bank Metro City Bank F & M Bancshares, Inc. First Resource Bank MidWestOne Financial Group, Inc. Houston Summit Berlin Bethesda Doraville Trezevant Exton Iowa City TX NJ NH MD GA TN PA IA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ 5,800,000 4,000,000 10,000,000 4,734,000 7,700,000 4,609,000 2,600,000 16,000,000 Par Par Par Par Par Par Par Par 2/6/2009 Lakeland Bancorp, Inc. Oak Ridge NJ Preferred Stock w/ Warrants $ 59,000,000 Par 1/30/2009 Treasury Investment Remaining After Capital Repayment Capital Repayment Details 2/6/2009 Monarch Community Bancorp, Inc. Coldwater MI Preferred Stock w/ Warrants $ 6,785,000 Par 2/6/2009 The First Bancshares, Inc. Hattiesburg MS Preferred Stock w/ Warrants $ 5,000,000 Par 2/6/2009 2/6/2009 Carolina Trust Bank Alaska Pacific Bancshares, Inc. Lincolnton Juneau NC AK Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 4,000,000 4,781,000 Par Par Capital Repayment Date Capital Repayment Amount (Loss) 6 Remaining Capital Amount 4/22/2009 4 12/23/2009 4 $ 10,189,000 $ 12/16/2009 6/16/2010 4 $ $ 1,000,000 2,240,000 $ $ 12/23/2009 5 $ 22,000,000 $ 0 Warrants 6/16/2010 4 $ 10,900,000 $ 0 4/21/2010 4 $ 4,000,000 $ 0 8/4/2010 4 $ 20,000,000 $ 9/29/2010 4 $ 5,000,000 $ 4 $ 4,900,000 $ Final Disposition Remaining Investment Description Final Disposition Date 0 Preferred Stock 2 0 2 2,240,000 0 39,000,000 0 Disposition Investment Description 15 Final Disposition Proceeds Preferred Stock 2, 7 R $ 245,000 12/23/2009 Preferred Stock 2, 7 R $ 509,000 6/16/2010 Preferred Stock 2, 7 R $ 162,000 Preferred Stock 2 6/16/2010 Preferred Stock 2, 7 R $ 545,000 Preferred Stock 2 4/21/2010 Preferred Stock 2, 7 R $ 200,000 Preferred Stock Preferred Stock 2 Preferred Stock 2 4/22/2009 Preferred Stock w/ Warrants Warrants Page 6 of 44 Seller Footnote 3, 30 8/13/2010 2 2 2 2 2 2 3, 30 9/24/2010 2 Purchase Date 18 2/6/2009 2 2 2 2 2 2 2 2 2 2 2, 13 2/10/2010 2 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 Purchase Details Name of Institution City 2/6/2009 PGB Holdings, Inc. Chicago 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 The Freeport State Bank Stockmens Financial Corporation US Metro Bank First Express of Nebraska, Inc. Mercantile Capital Corp. Citizens Commerce Bancshares, Inc. Harper Rapid City Garden Grove Gering Boston Versailles 2/6/2009 Liberty Financial Services, Inc. 2/6/2009 2/6/2009 2/13/2009 Lone Star Bank Union First Market Bankshares Corporation (First Market Bank, FSB) Banner County Ban Corporation Centrix Bank & Trust Todd Bancshares, Inc. Georgia Commerce Bancshares, Inc. First Bank of Charleston, Inc. F & M Financial Corporation The Bank of Currituck CedarStone Bank Community Holding Company of Florida, Inc. Hyperion Bank Pascack Bancorp, Inc. (Pascack Community Bank) First Western Financial, Inc. QCR H Holdings, ldi IInc. 2/13/2009 Westamerica Bancorporation 2/6/2009 State IL Investment Description Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Mechanism Preferred Stock $ 3,000,000 Par KS SD CA NE MA KY Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ 301,000 15,568,000 2,861,000 5,000,000 3,500,000 6,300,000 Par Par Par Par Par Par New Orleans LA Preferred Stock $ 5,645,000 Par Houston TX Preferred Stock w/ Exercised Warrants $ 3,072,000 Par Bowling Green VA Preferred Stock $ 33,900,000 Par Harrisburg Bedford Hopkinsville Atlanta Charleston Salisbury Moyock Lebanon Miramar Beach Philadelphia NE NH KY GA WV NC NC TN FL PA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ 795,000 7,500,000 4,000,000 8,700,000 3,345,000 17,000,000 4,021,000 3,564,000 1,050,000 1,552,000 Par Par Par Par Par Par Par Par Par Par Westwood NJ Preferred Stock w/ Exercised Warrants $ 3,756,000 Par Denver M li Moline CO IL Preferred Stock w/ Exercised Warrants P f Preferred d Stock St k w// Warrants W t $ $ 8,559,000 38 237 000 38,237,000 Par P Par San Rafael CA Preferred Stock w/ Warrants $ 83,726,000 Par Capital Repayment Date Capital Repayment Amount (Loss) 6 Remaining Capital Amount 8/13/2010 4 $ 3,000,000 $ 9/24/2010 4 $ 5,645,000 $ 0 0 4 2 2 2 2 2, 30 9/29/2010 2 2 2 2 2 2 2 2 2, 30 9/24/2010 2 2 2 2 2 2 2 2 2 27 2, 25 2 2 2, 30 9/29/2010 2 2 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 The Bank of Kentucky Financial Corporation PremierWest Bancorp Carrollton Bancorp FNB United Corp. First Menasha Bancshares, Inc. 1st Enterprise Bank DeSoto County Bank Security Bancshares of Pulaski County, Inc. Crestview Hills Medford Baltimore Asheboro Neenah Los Angeles Horn Lake Waynesville KY OR MD NC WI CA MS MO Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ 34,000,000 41,400,000 9,201,000 51,500,000 4,797,000 4,400,000 1,173,000 2,152,000 Par Par Par Par Par Par Par Par 2/13/2009 State Capital Corporation Greenwood MS Preferred Stock w/ Exercised Warrants $ 15,000,000 Par 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 BankGreenville Corning Savings and Loan Association Financial Security Corporation ColoEast Bankshares, Inc. Santa Clara Valley Bank, N.A. Reliance Bancshares, Inc. Regional Bankshares, Inc. Peoples Bancorp Greenville Corning Basin Lamar Santa Paula Frontenac Hartsville Lynden SC AR WY CO CA MO SC WA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ 1,000,000 638,000 5,000,000 10,000,000 2,900,000 40,000,000 1,500,000 18,000,000 Par Par Par Par Par Par Par Par 2/13/2009 First Choice Bank Cerritos CA Preferred Stock w/ Exercised Warrants $ 2,200,000 Par 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/20/2009 Gregg Bancshares, Inc. Hometown Bancshares, Inc. Midwest Regional Bancorp, Inc. Bern Bancshares, Inc. Northwest Bancorporation, Inc. Liberty Bancshares, Inc. F&M Financial Corporation Meridian Bank Northwest Commercial Bank Royal Bancshares of Pennsylvania, Inc. Ozark Corbin Festus Bern Spokane Springfield Clarksville Devon Lakewood Narberth MO KY MO KS WA MO TN PA WA PA $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 825,000 1,900,000 700,000 985,000 10,500,000 21,900,000 17,243,000 6,200,000 1,992,000 30,407,000 69,600,000 46,400,000 17,211,000 8,653,000 6,920,000 5,450,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 9/2/2009 41,863,000 Final Disposition Remaining Investment Description Final Disposition Date N/A N/A N/A Disposition Investment Description 15 Final Disposition Proceeds N/A - N/A N/A N/A - N/A Preferred Stock w/ Warrants Warrants $ 41,863,000 $ 11/18/2009 4 $ 41,863,000 $ 9/29/2010 4 $ 15,000,000 $ 0 Preferred Stock 2 9/29/2010 Preferred Stock 9/24/2010 4 $ 2,200,000 $ 0 N/A 9/24/2010 Preferred Stock 11/10/2009 4 $ 700,000 $ Preferred Stock 2 11/10/2009 Preferred Stock 9/29/2010 4 $ 1,998,000 $ Preferred Stock 2 9/29/2010 Preferred Stock 0 2, 7, 30a R $ 750,000 R $ 110,000 R $ 35,000 R $ 100,000 2, 7, 2/20/2009 First Merchants Corporation Muncie IN 2/20/2009 2/20/2009 2/20/2009 2/20/2009 Northern States Financial Corporation Sonoma Valley Bancorp Guaranty Bancorp, Inc. The Private Bank of California Waukegan Sonoma Woodsville Los Angeles IL CA NH CA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 2/20/2009 Lafayette Bancorp, Inc. Oxford MS Preferred Stock w/ Exercised Warrants $ 1,998,000 Par 2/20/2009 2/20/2009 Liberty Shares, Inc. White River Bancshares Company Hinesville Fayetteville GA AR Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 17,280,000 16,800,000 Par Par 0 30a 2, 7 2, 7, 0 30a Page 7 of 44 Seller Purchase Details Name of Institution City State Investment Description Investment Amount Pricing Mechanism Capital Repayment Date Capital Repayment Amount (Loss) 6 Footnote Purchase Date 2 2 2 2 2 2 2 2 2, 30 9/29/2010 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 United American Bank Crazy Woman Creek Bancorp, Inc. First Priority Financial Corp. Mid-Wisconsin Financial Services, Inc. Market Bancorporation, Inc. Hometown Bancorp of Alabama, Inc. Security State Bancshares, Inc. CBB Bancorp San Mateo Buffalo Malvern Medford New Market Oneonta Charleston Cartersville CA WY PA WI MN AL MO GA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ 8,700,000 3,100,000 4,579,000 10,000,000 2,060,000 3,250,000 12,500,000 2,644,000 Par Par Par Par Par Par Par Par 2/20/2009 BancPlus Corporation Ridgeland MS Preferred Stock w/ Exercised Warrants $ 48,000,000 Par 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/27/2009 Central Community Corporation First BancTrust Corporation Premier Service Bank Florida Business BancGroup, Inc. Hamilton State Bancshares Lakeland Financial Corporation Temple Paris Riverside Tampa Hoschton Warsaw TX IL CA FL GA IN Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ 22,000,000 7,350,000 4,000,000 9,495,000 7,000,000 56,044,000 Par Par Par Par Par Par 6/9/2010 5 $ 56,044,000 2/27/2009 First M&F Corporation Kosciusko MS Preferred Stock w/ Warrants $ 30,000,000 Par 9/29/2010 4 $ 30,000,000 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 Southern First Bancshares, Inc. Integra Bank Corporation Community First Inc. BNC Financial Group, Inc. California Bank of Commerce Columbine Capital Corp. National Bancshares, Inc. First State Bank of Mobeetie Ridgestone Financial Services, Inc. Community Business Bank D.L. Evans Bancorp TriState Capital Holdings, Inc. Green City Bancshares, Inc. First Gothenburg Bancshares, Inc. Green Circle Investments, Inc. Private Bancorporation, Inc. Regent Capital Corporation Central Bancorp, Inc. Medallion Bank Greenville Evansville Columbia New Canaan Lafayette Buena Vista Bettendorf Mobeetie Brookfield West Sacramento Burley Pittsburgh Green City Gothenburg Clive Minneapolis Nowata Garland Salt Lake City SC IN TN CT CA CO IA TX WI CA ID PA MO NE IA MN OK TX UT Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 17,299,000 83,586,000 17,806,000 4,797,000 4,000,000 2,260,000 24,664,000 731 000 731,000 10,900,000 3,976,000 19,891,000 23,000,000 651,000 7,570,000 2,400,000 4,960,000 2,655,000 22,500,000 11,800,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 4/14/2010 4 $ 7/14/2010 4 2/27/2009 PSB Financial Corporation Many LA Preferred Stock w/ Exercised Warrants $ 9,270,000 Par 9/29/2010 4 2/27/2009 2/27/2009 2/27/2009 Nashville Ellicott City South San Francisco TN MD CA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 7,400,000 5,983,000 12,000,000 Par Par Par Limerick PA Preferred Stock w/ Exercised Warrants $ 541,000 Par 2/27/2009 2/27/2009 3/6/2009 3/6/2009 3/6/2009 Avenue Financial Holdings, Inc. Howard Bancorp, Inc. FNB Bancorp The Victory Bancorp, Inc. (The Victory Bank) Catskill Hudson Bancorp, Inc Midtown Bank & Trust Company HCSB Financial Corporation First Busey Corporation First Federal Bancshares of Arkansas, Inc. Rock Hill Atlanta Loris Urbana Harrison NY GA SC IL AR Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ 3,000,000 5,222,000 12,895,000 100,000,000 16,500,000 Par Par Par Par Par 3/6/2009 Citizens Bancshares Corporation Atlanta GA Preferred Stock $ 7,462,000 Par 8/13/2010 4 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/13/2009 ICB Financial First Texas BHC, Inc. Farmers & Merchants Bancshares, Inc. Blue Ridge Bancshares, Inc. First Reliance Bancshares, Inc. Merchants M h t and d Planters Pl t Bancshares, B h Inc. I First Southwest Bancorporation, Inc. Germantown Capital Corporation, Inc. BOH Holdings, Inc. AmeriBank Holding Company Highlands Independent Bancshares, Inc. Pinnacle Bank Holding Company, Inc. Blue River Bancshares, Inc. Marine Bank & Trust Company Community Bancshares of Kansas, Inc. Regent Bancorp, Inc. Park Bancorporation, Inc. PeoplesSouth Bancshares, Inc. First Place Financial Corp. Ontario Fort Worth Houston Independence Florence Toone T Alamosa Germantown Houston Collinsville Sebring Orange City Shelbyville Vero Beach Goff Davie Madison Colquitt Warren CA TX TX MO SC TN CO TN TX OK FL FL IN FL KS FL WI GA OH Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred P f d Stock St k w// Exercised E i d Warrants W t Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 6,000,000 13,533,000 11,000,000 12,000,000 15,349,000 1,881,000 1 881 000 5,500,000 4,967,000 10,000,000 2,492,000 6,700,000 4,389,000 5,000,000 3,000,000 500,000 9,982,000 23,200,000 12,325,000 72,927,000 Par Par Par Par Par P Par Par Par Par Par Par Par Par Par Par Par Par Par Par 2 2 2 2 2 30 9/29/2010 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2, 30 9/29/2010 2 2 2 2, 13 12/4/2009 2 2 3, 30 8/13/2010 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 Treasury Investment Remaining After Capital Repayment Capital Repayment Details Remaining Capital Amount Final Disposition Remaining Investment Description Final Disposition Date Preferred Stock 2 9/29/2010 Preferred Stock Disposition Investment Description 15 Final Disposition Proceeds 2, 7, 9/29/2010 4 $ 48,000,000 $ 0 $ 0 30a R $ 2,400,000 Warrants Warrants $ 0 731 000 731,000 $ 0 Preferred Stock 2 4/14/2010 Preferred Stock 2,, 7 R $ 37 37,000 000 $ 651,000 $ 0 Preferred Stock 2 7/14/2010 Preferred Stock 2, 7 R $ 33,000 $ 9,270,000 $ Preferred Stock 2 9/29/2010 Preferred Stock R $ 464,000 $ 7,462,000 $ N/A N/A N/A 2, 7, 2/27/2009 0 0 30a - N/A Page 8 of 44 Seller Footnote Purchase Date Purchase Details Name of Institution City State Investment Description Investment Amount Pricing Mechanism 3/13/2009 3/13/2009 3/13/2009 3/13/2009 Salisbury Bancorp, Inc. First Northern Community Bancorp Discover Financial Services Provident Community Bancshares, Inc. Lakeville Dixon Riverwoods Rock Hill CT CA IL SC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 8,816,000 17,390,000 1,224,558,000 9,266,000 3/13/2009 First American International Corp. Brooklyn NY Preferred Stock $ 17,000,000 Par 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 BancIndependent, Inc. Haviland Bancshares, Inc. 1st United Bancorp, Inc. Madison Financial Corporation First National Corporation St. Johns Bancshares, Inc. Blackhawk Bancorp, Inc. Sheffield Haviland Boca Raton Richmond Strasburg St. Louis Beloit AL KS FL KY VA MO WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 21,100,000 425,000 10,000,000 3,370,000 13,900,000 3,000,000 10,000,000 Par Par Par Par Par Par Par 3/13/2009 IBW Financial Corporation Washington DC Preferred Stock $ 6,000,000 Par 2 2 2 2 2 2 2 2 2 2 2 2 2 2 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 Butler Point, Inc. Bank of George Moneytree Corporation Sovereign Bancshares, Inc. First Intercontinental Bank Heritage Oaks Bancorp Community First Bancshares Inc. First NBC Bank Holding Company First Colebrook Bancorp, Inc. Kirksville Bancorp, Inc. Peoples Bancshares of TN, Inc Premier Bank Holding Company Citizens Bank & Trust Company Farmers & Merchants Financial Corporation Farmers State Bankshares, Inc. SBT Bancorp, Inc. CSRA Bank Corp. Trinity Capital Corporation Clover Community Bankshares, Inc. Pathway Bancorp Catlin Las Vegas Lenoir City Dallas Doraville Paso Robles Union City New Orleans Colebrook Kirksville Madisonville Tallahassee Covington Argonia Holton Simsbury Wrens Los Alamos Clover Cairo IL NV TN TX GA CA TN LA NH MO TN FL LA KS KS CT GA NM SC NE Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 607,000 2,672,000 9,516,000 18,215,000 6,398,000 21,000,000 20,000,000 17,836,000 4,500,000 470,000 3,900,000 9,500,000 2,400,000 442,000 700,000 4,000,000 2,400,000 35,539,000 3,000,000 3,727,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 2 3/27/2009 Colonial American Bank West Conshohocken PA Preferred Stock w/ Exercised Warrants $ 574,000 Par 2 2 2 2 2 2 2 2 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 4/3/2009 MS Financial, Inc. Triad Bancorp, Inc. Alpine Banks of Colorado Naples Bancorp, Inc. CBS Banc-Corp. IBT Bancorp, Inc. Spirit BankCorp, Inc. Maryland Financial Bank First Capital Bancorp, Inc. Kingwood Frontenac Glenwood Springs Naples Russellville Irving Bristow Towson Glen Ellen TX MO CO FL AL TX OK MD VA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ 7,723,000 3,700,000 70,000,000 4,000,000 24,300,000 2,295,000 30,000,000 1,700,000 10,958,000 Par Par Par Par Par Par Par Par Par 4/3/2009 Tri-State Bank of Memphis Memphis TN Preferred Stock $ 2,795,000 Par 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/10/2009 4/10/2009 4/10/2009 4/10/2009 4/10/2009 4/17/2009 4/17/2009 4/17/2009 4/17/2009 4/17/2009 4/17/2009 4/24/2009 Fortune Financial Corporation BancStar, Inc. Titonka Bancshares, Inc Millennium Bancorp, Inc. TriSummit Bank Prairie Star Bancshares, Inc. Community First Bancshares, Inc. BCB Holding Company, Inc. City National Bancshares Corporation First Business Bank, N.A. SV Financial, Inc. Capital Commerce Bancorp, Inc. Metropolitan Capital Bancorp, Inc. Bank of the Carolinas Corporation Penn Liberty Financial Corp. Tifton Banking Company Patterson Bancshares, Inc BNB Financial Services Corporation Omega Capital Corp. Mackinac Financial Corporation Arnold Festus Titonka Edwards Kingsport Olathe Harrison Theodore Newark San Diego Sterling Milwaukee Chicago Mocksville Wayne Tifton Patterson New York Lakewood Manistique MO MO IA CO TN KS AR AL NJ CA IL WI IL NC PA GA LA NY CO MI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 3,100,000 8,600,000 2,117,000 7,260,000 2,765,000 2,800,000 12,725,000 1,706,000 9,439,000 2,211,000 4,000,000 5,100,000 2,040,000 13,179,000 9,960,000 3,800,000 3,690,000 7,500,000 2,816,000 11,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 3, 30 8/13/2010 2 2 2 2 2 2 2 2, 3a 11/13/2009 30 9/3/2010 2 2 2 2 2 2, 3, 30 8/13/2010 2 2 2 2 2 2 2 2 2, 3 2 2 2 2 2 2 2 2 2 Treasury Investment Remaining After Capital Repayment Capital Repayment Details Par Par Par Par Capital Repayment Date Capital Repayment Amount (Loss) 6 Remaining Capital Amount Final Disposition Remaining Investment Description Final Disposition Date Disposition Investment Description 15 Final Disposition Proceeds 4/21/2010 4 $ 1,224,558,000 $ 0 Warrants 7/7/2010 Warrants 8/13/2010 4 $ 17,000,000 $ 0 N/A N/A N/A 11/18/2009 4 $ 10,000,000 $ 0 Preferred Stock 2 11/18/2009 Preferred Stock 9/3/2010 4 $ 6,000,000 $ 0 N/A N/A N/A - N/A 8/13/2010 4 $ 2,795,000 $ 0 N/A N/A N/A - N/A R $ - 2, 7 R $ 172,000,000 N/A 500,000 Page 9 of 44 Seller Purchase Details Name of Institution City State Footnote Purchase Date 2 2 2 2 2 2 2 2 2 2 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 Birmingham Bloomfield Bancshares, Inc Vision Bank - Texas Oregon Bancorp, Inc. Peoples Bancorporation, Inc. Indiana Bank Corp. Business Bancshares, Inc. Standard Bancshares, Inc. York Traditions Bank Grand Capital Corporation Allied First Bancorp, Inc. 8 4/24/2009 Frontier Bancshares, Inc. Austin TX 2 2 2 2 5/1/2009 5/1/2009 5/1/2009 5/1/2009 5/1/2009 Village Bank and Trust Financial Corp CenterBank Georgia Primary Bank Union Bank & Trust Company HPK Financial Corporation Midlothian Milford Atlanta Oxford Chicago VA OH GA NC IL Birmingham Richardson Salem Easley Dana Clayton Hickory Hills York Tulsa Oswego MI TX OR SC IN MO IL PA OK IL 8 5/1/2009 OSB Financial Services, Inc. Orange TX 8 5/1/2009 Security State Bank Holding-Company Jamestown ND 2, 13 8/31/2010 2 2 Highlands Bancorp, Inc. (Highlands State Bank) One Georgia Bank Gateway Bancshares, Inc. Vernon NJ 5/8/2009 5/8/2009 Atlanta Ringgold GA GA p Freeport 5/8/2009 8 5/8/2009 p Bancshares, Inc. Freeport 8 5/8/2009 Investors Financial Corporation of Pettis County, Inc. Sedalia MO 8 5/8/2009 Sword Financial Corporation Horicon WI 3, 8, 30 8/13/2010 5/8/2009 Premier Bancorp, Inc. Wilmette IL 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 Mercantile Bank Corporation Northern State Bank Western Reserve Bancorp, Inc Community Financial Shares, Inc. Worthington Financial Holdings, Inc. First Community Bancshares, Inc Southern Heritage Bancshares, Inc. Foresight Financial Group, Inc. Grand Rapids Closter Medina Glen Ellyn Huntsville Overland Park Cleveland Rockford 5/15/2009 IBC Bancorp, Inc. Chicago 2 2 2 2 2 2 2 3, 8, 30 9/10/2010 IL Investment Description Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Investment Amount $ $ $ $ $ $ $ $ $ $ 1,635,000 1,500,000 3,216,000 12,660,000 1,312,000 15,000,000 60,000,000 4,871,000 4,000,000 3,652,000 Pricing Mechanism $ 3,000,000 Par $ $ $ $ $ 14,738,000 2,250,000 4,500,000 3,194,000 4,000,000 Par Par Par Par Par $ 6,100,000 Par $ 10,750,000 Par Preferred Stock w/ Exercised Warrants $ 3,091,000 Par Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ $ 5,500,000 6,000,000 Par Par $ 3,000,000 Par $ 4,000,000 Par $ 13,644,000 Par Subordinated Debentures $ 6,784,000 Par MI NJ OH IL AL KS TN IL Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ 21,000,000 1,341,000 4,700,000 6,970,000 2,720,000 14,800,000 4,862,000 15,000,000 Par Par Par Par Par Par Par Par IL Subordinated Debentures $ 4,205,000 Par 8 5/15/2009 Boscobel Bancorp, Inc Boscobel WI 8 5/15/2009 Brogan Bankshares, Inc. Kaukauna WI 8 5/15/2009 Riverside Bancshares, Inc. Little Rock AR 8 5/15/2009 Deerfield Financial Corporation Deerfield WI 8 5/15/2009 Market Street Bancshares, Inc. Mt. Vernon 2 2 2 2 2 2 2 5/22/2009 5/22/2009 5/22/2009 5/22/2009 5/22/2009 5/22/2009 5/22/2009 The Landrum Company First Advantage Bancshares Inc. Fort Lee Federal Savings Bank Blackridge Financial, Inc. Illinois State Bancorp, Inc. Universal Bancorp Franklin Bancorp, Inc. Columbia Coon Rapids Fort Lee Fargo Chicago Bloomfield Washington MO MN NJ ND IL IN MO 8 5/22/2009 Commonwealth Bancshares, Inc. Louisville KY 8 5/22/2009 Premier Financial Corp Dubuque IA 8 5/22/2009 F & C Bancorp, Inc. Holden MO 8 5/22/2009 Diamond Bancorp, Inc. Washington MO 8 5/22/2009 United Bank Corporation Barnesville GA 2 2 2 5/29/2009 5/29/2009 5/29/2009 5/29/2009 Community Bank Shares of Indiana, Inc. American Premier Bancorp CB Holding Corp. Citizens Bancshares Co. New Albany Arcadia Aledo Chillicothe IN CA IL MO IL Capital Repayment Date Capital Repayment Amount (Loss) 6 Remaining Capital Amount Remaining Investment Description Final Disposition Final Disposition Date Disposition Investment Description 15 Final Disposition Proceeds Par Par Par Par Par Par Par Par Par Par Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Treasury Investment Remaining After Capital Repayment Capital Repayment Details $ 5,586,000 Par $ 2,400,000 Par $ 1,100,000 Par $ 2,639,000 Par $ 20,300,000 Par $ $ $ $ $ $ $ 15,000,000 1,177,000 1,300,000 5,000,000 6,272,000 9,900,000 5,097,000 Par Par Par Par Par Par Par Par $ 20,400,000 $ 6,349,000 Par $ 2,993,000 Par $ 20,445,000 Par $ 14,400,000 Par $ $ $ $ 19,468,000 1,800,000 4,114,000 24,990,000 Par Par Par Par 11/24/2009 8/13/2010 9/10/2010 4 $ 1,600,000 $ 4 $ 6,784,000 $ 4 $ 4,205,000 $ 1,400,000 0 0 Subordinated Debentures 8 N/A N/A N/A - N/A N/A N/A N/A - N/A Page 10 of 44 Seller Purchase Details Name of Institution City Footnote Purchase Date 2 2 5/29/2009 5/29/2009 Grand Mountain Bancshares, Inc. Two Rivers Financial Group Granby Burlington State CO IA Investment Description 8 5/29/2009 Fidelity Bancorp, Inc Baton Rouge LA 8 5/29/2009 Chambers Bancshares, Inc. Danville AR 2 6/5/2009 Covenant Financial Corporation Clarksdale MS 8 6/5/2009 First Trust Corporation New Orleans LA 8, 10 6/5/2009 OneFinancial Corporation Little Rock AR 2 2, 10, 30 9/29/2010 6/12/2009 Berkshire Bancorp, Inc. Wyomissing PA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 6/12/2009 First Vernon Bancshares, Inc. Vernon AL 2 2, 10 2 6/12/2009 6/12/2009 6/12/2009 SouthFirst Bancshares, Inc. Virginia Company Bank Enterprise Financial Services Group, Inc. Sylacauga Newport News Allison Park AL VA PA 8, 10 6/12/2009 First Financial Bancshares, Inc. Lawrence KS 8 6/12/2009 River Valley Bancorporation, Inc. Wausau WI 2 2, 10 6/19/2009 6/19/2009 Merchants and Manufacturers Bank Corporation RCB Financial Corporation Joliet Rome IL GA 8 6/19/2009 Manhattan Bancshares, Inc. Manhattan IL 6/19/2009 Biscayne Bancshares, Inc. Coconut Grove FL 8 6/19/2009 Duke Financial Group, Inc. Minneapolis MN 8 6/19/2009 Farmers Enterprises, Inc. Great Bend KS 8 6/19/2009 Century Financial Services Corporation Santa Fe NM 8 6/19/2009 NEMO Bancshares Inc. Madison MO 3, 8, 30 7/30/2010 6/19/2009 University Financial Corp, Inc. St. Paul MN 2 2, 10 2 2, 10, 30 9/29/2010 2 2 2, 10 2, 3, 10, 30 8/20/2010 2 2 2 Capital Repayment Date Capital Repayment Amount (Loss) 6 Final Disposition Remaining Investment Description Final Disposition Date 0 Preferred Stock 2 9/29/2010 Preferred Stock Remaining Capital Amount Disposition Investment Description 15 Final Disposition Proceeds Par Par $ 3,942,000 Par $ 19,817,000 Par $ 5,000,000 Par $ 17,969,000 Par $ 17,300,000 Par $ 2,892,000 Par Preferred Stock w/ Exercised Warrants $ 6,000,000 Par Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ $ $ 2,760,000 4,700,000 4,000,000 Par Par Par $ 3,756,000 Par $ 15,000,000 Par $ $ 3,510,000 8,900,000 Par Par $ 2,639,000 Par $ 6,400,000 Par $ 12,000,000 Par $ 12,000,000 Par $ 10,000,000 Par Subordinated Debentures $ 2,330,000 Par $ 11,926,000 Par $ 15,000,000 Par $ $ $ $ 3,400,000,000 3,000,000 5,625,000 21,042,000 Par Par Par Par 6/19/2009 Suburban Illinois Bancorp, Inc. Elmhurst IL 6/26/2009 6/26/2009 6/26/2009 6/26/2009 Hartford Financial Services Group, Inc. Fidelity Resources Company Waukesha Bankshares, Inc. FC Holdings, Inc. Hartford Plano Waukesha Houston CT TX WI TX Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 6/26/2009 Security Capital Corporation Batesville MS Preferred Stock w/ Exercised Warrants $ 17,388,000 Par 6/26/2009 6/26/2009 6/26/2009 First Alliance Bancshares, Inc. Gulfstream Bancshares, Inc. Gold Canyon Bank Cordova Stuart Gold Canyon TN FL AZ Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 3,422,000 7,500,000 1,607,000 Par Par Par 6/26/2009 M&F Bancorp, Inc. Durham NC Preferred Stock $ 11,735,000 Par 6/26/2009 6/26/2009 6/26/2009 Metropolitan Bank Group, Inc. NC Bancorp, Inc. Alliance Bancshares, Inc. Chicago Chicago Dalton IL IL GA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ $ $ 71,526,000 6,880,000 2,986,000 Par Par Par Par 9/29/2010 4 $ 6,000,000 $ 4 $ 11,926,000 $ 0 N/A N/A N/A 3/31/2010 4 $ 3,400,000,000 $ 0 Warrants 9/21/2010 Warrants 9/29/2010 4 $ 17,388,000 $ 0 Preferred Stock 2 9/29/2010 Preferred Stock 8/20/2010 4 $ 11,735,000 $ 0 N/A N/A N/A 6/30/2010 4 $ Warrants 9/16/2010 Warrants 7/30/2010 30a R $ - 245,000 N/A A $ 713,687,430 R $ 522,000 2, 7, 8 6/26/2009 Stearns Financial Services, Inc. St. Cloud MN 8 6/26/2009 Signature Bancshares, Inc. Dallas TX 8 6/26/2009 Fremont Bancorporation Fremont CA 8 3,076,000 12,000,000 Pricing Mechanism 2, 7, 8, 10 8 Investment Amount $ $ Treasury Investment Remaining After Capital Repayment Capital Repayment Details $ 24,900,000 $ 1,700,000 Par $ 35,000,000 Par 6/26/2009 Alliance Financial Services Inc. Saint Paul MN $ 12,000,000 Par 7/10/2009 Lincoln National Corporation Radnor PA Preferred Stock w/ Warrants $ 950,000,000 Par 2, 10 2 2 2, 3 7/10/2009 7/17/2009 7/17/2009 7/17/2009 Bancorp Financial, Inc. Brotherhood Bancshares, Inc. SouthCrest Financial Group, Inc. Harbor Bankshares Corporation Oak Brook Kansas City Fayetteville Baltimore IL KS GA MD $ $ $ $ 13,669,000 11,000,000 12,900,000 6,800,000 Par Par Par Par 8 7/17/2009 First South Bancorp, Inc. Lexington TN Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $ 50,000,000 Par $ 8,400,000 Par $ 2,500,000 Par $ $ 13,312,000 3,872,000 Par Par 8 7/17/2009 Great River Holding Company Baxter MN 8, 10 7/17/2009 Plato Holdings Inc. Saint Paul MN 2, 10 7/24/2009 7/24/2009 Yadkin Valley Financial Corporation Community Bancshares, Inc. Elkin Kingman NC AZ 950,000,000 $ 0 30a - A $ N/A 216,620,887 Page 11 of 44 Seller Purchase Details Name of Institution City State Footnote Purchase Date 2 7/24/2009 Florida Bank Group, Inc. Tampa FL 8 7/24/2009 First American Bank Corporation Elk Grove Village IL 2 7/31/2009 Chicago Shore Corporation Chicago IL 8, 10 7/31/2009 Financial Services of Winger, Inc. Winger MN 2 2 2 2 8/7/2009 8/7/2009 8/14/2009 8/21/2009 The ANB Corporation U.S. Century Bank Bank Financial Services, Inc. KS Bancorp, Inc. Terrell Miami Eden Prarie Smithfield TX FL MN NC Investment Description 8 8/21/2009 AmFirst Financial Services, Inc. McCook NE 2, 3 2 2, 10 8/28/2009 8/28/2009 8/28/2009 First Independence Corporation First Guaranty Bancshares, Inc. CoastalSouth Bancshares, Inc. Detroit Hammond Hilton Head Island MI LA SC 8, 10 8/28/2009 TCB Corporation Greenwood SC 8, 10 9/4/2009 The State Bank of Bartley Bartley NE 9/11/2009 Pathfinder Bancorp, Inc. Oswego NY Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants 9/11/2009 Community Bancshares of Mississippi, Inc. Brandon MS 9/11/2009 9/11/2009 Heartland Bancshares, Inc. PFSB Bancorporation, Inc. Franklin Pigeon Falls IN WI 9/11/2009 First Eagle Bancshares, Inc. Hanover Park IL 9/18/2009 9/18/2009 9/25/2009 9/25/2009 IA Bancorp, Inc. HomeTown Bankshares Corporation Heritage Bankshares, Inc. Mountain Valley Bancshares, Inc. Iselin Roanoke Norfolk Cleveland NJ VA VA GA 2, 30 9/29/2010 2, 10 2, 10 8, 30 9/17/2010 2, 10 2, 10 2, 10 2 8 Investment Amount Pricing Mechanism $ 20,471,000 Par $ 50,000,000 Par $ 7,000,000 Par $ 3,742,000 Par $ $ $ $ 20,000,000 50,236,000 1,004,000 4,000,000 Par Par Par Par $ 5,000,000 Par $ $ $ 3,223,000 20,699,000 16,015,000 Par Par Par $ 9,720,000 Par $ 1,697,000 Par $ 6,771,000 Par Preferred Stock w/ Exercised Warrants $ 52,000,000 Par Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ $ 7,000,000 1,500,000 Par Par $ 7,500,000 Par $ $ $ $ 5,976,000 10,000,000 10,103,000 3,300,000 Par Par Par Par Capital Repayment Date Capital Repayment Amount (Loss) 6 Remaining Capital Amount Final Disposition Remaining Investment Description Final Disposition Date Disposition Investment Description 15 Final Disposition Proceeds 2, 7, Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants 9/25/2009 Grand Financial Corporation Hattiesburg MS $ 2,443,320 Par 9/25/2009 Guaranty Capital Corporation Belzoni MS Subordinated Debentures $ 14,000,000 Par 9/25/2009 GulfSouth Private Bank Destin FL $ 7,500,000 Par 8, 10 9/25/2009 Steele Street Bank Corporation Denver CO $ 11,019,000 Par 2, 10 2, 10 10/2/2009 10/2/2009 10/23/2009 Premier Financial Bancorp, Inc. Providence Bank Regents Bancshares, Inc. Huntington Rocky Mount Vancouver WV NC WA Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock $ $ $ 22,252,000 4,000,000 12,700,000 Par Par Par $ 6,251,000 Par $ $ $ $ 6,229,000 6,842,000 3,535,000 6,657,000 Par Par Par Par $ 4,400,000 Par $ $ $ $ $ $ $ $ $ 5,000,000 10,800,000 6,000,000 2,348,000 6,000,000 9,000,000 6,500,000 22,000,000 12,000,000 Par Par Par Par Par Par Par Par Par 3, 8, 30 7/30/2010 10, 21 Treasury Investment Remaining After Capital Repayment Capital Repayment Details 8 10/23/2009 Cardinal Bancorp II, Inc. Washington MO 2 2, 10a 2, 10a 2, 10 10/30/2009 10/30/2009 11/6/2009 11/13/2009 Randolph Bank & Trust Company WashingtonFirst Bankshares, Inc. F & M Bancshares, Inc. Fidelity Federal Bancorp Asheboro Reston Trezevant Evansville NC 8, 10 11/13/2009 Community Pride Bank Corporation Ham Lake MN 2, 10a 2, 10 2 2, 10a 3, 10a 2 2, 10 2 2, 10 11/13/2009 11/20/2009 11/20/2009 11/20/2009 12/4/2009 12/4/2009 12/4/2009 12/11/2009 12/11/2009 HPK Financial Corporation Presidio Bank McLeod Bancshares, Inc. Metropolitan Capital Bancorp, Inc. Broadway Financial Corporation Delmar Bancorp Liberty Bancshares, Inc. First Community Financial Partners, Inc. Wachusett Financial Services, Inc. Chicago San Francisco Shorewood Chicago Los Angeles Delmar Fort Worth Joliet Clinton CA MD TX IL MA 8 12/11/2009 Nationwide Bankshares, Inc. West Point NE 2, 10a 2, 10a 2, 10a 2, 10a 2, 10a 2, 10a 2, 10a 2 2, 10 2 2, 10a 2, 10a 2, 10a 12/11/2009 12/11/2009 12/11/2009 12/11/2009 12/11/2009 12/11/2009 12/11/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 GrandSouth Bancorporation 1st Enterprise Bank First Resource Bank First Western Financial, Inc. Meridian Bank The Victory Bancorp, Inc. First Business Bank, N.A. Layton Park Financial Group Centric Financial Corporation Valley Financial Group, Ltd., 1st State Bank Cache Valley Banking Company Birmingham Bloomfield Bancshares, Inc First Priority Financial Corp. Greenville Los Angeles Exton Denver Devon Limerick San Diego Milwaukee Harrisburg Saginaw Logan Birmingham Malvern SC CA PA CO PA PA CA WI PA MI UT MI PA VA TN IN IL CA MN IL Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock $ 2,000,000 Par $ $ $ $ $ $ $ $ $ $ $ $ $ 6,319,000 6,000,000 2,417,000 11,881,000 6,335,000 1,505,000 2,032,000 3,000,000 6,056,000 1,300,000 4,640,000 1,744,000 4,596,000 Par Par Par Par Par Par Par Par Par Par Par Par Par 9/29/2010 4 9/17/2010 7/30/2010 $ 52,000,000 $ 0 Preferred Stock 2 9/29/2010 Preferred Stock 4 $ 7,500,000 $ 0 Subordinated Debentures 8 9/17/2010 Subordinated Debentures 8 4 $ 0 N/A N/A N/A 14,000,000 $ 30a 30a R $ 2,600,000 R $ 375,000 - N/A Page 12 of 44 Seller Purchase Details Name of Institution City State Investment Description Investment Amount Pricing Mechanism Footnote Purchase Date 2, 10a 2, 10a 2, 10 2, 10a, 30 9/24/2010 2, 10a, 13 8/31/2010 2, 10a 2, 10a 2, 10a 2, 10 2, 10 2 12/18/2009 12/18/2009 12/22/2009 Northern State Bank Union Bank & Trust Company First Freedom Bancshares, Inc. Closter Oxford Lebanon NJ NC TN Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants $ $ $ 1,230,000 2,997,000 8,700,000 Par Par Par 12/22/2009 First Choice Bank Cerritos CA Preferred Stock $ 2,836,000 Par Vernon NJ Preferred Stock $ 2,359,000 Par 12/22/2009 12/22/2009 12/22/2009 12/29/2009 12/29/2009 12/29/2009 Highlands Bancorp, Inc. (Highlands State Bank) Medallion Bank Catskill Hudson Bancorp, Inc TriSummit Bank Atlantic Bancshares, Inc. Union Financial Corporation Mainline Bancorp, Inc. Salt Lake City Rock Hill Kingsport Bluffton Albuquerque Ebensburg UT NY TN SC NM PA $ $ $ $ $ $ 9,698,000 3,500,000 4,237,000 2,000,000 2,179,000 4,500,000 Par Par Par Par Par Par 8, 10 12/29/2009 FBHC Holding Company Boulder CO $ 3,035,000 Par 2, 10a 2, 10a 2, 10a, 30 9/29/2010 2, 10a 2, 10a 2, 10a 12/29/2009 12/29/2009 Western Illinois Bancshares Inc. DeSoto County Bank Monmouth Horn Lake IL MS Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock Preferred Stock $ $ 4,567,000 1,508,000 Par Par 12/29/2009 Lafayette Bancorp, Inc. Oxford MS Preferred Stock $ 2,453,000 Par 12/29/2009 12/29/2009 12/29/2009 Private Bancorporation, Inc. CBB Bancorp Illinois State Bancorp, Inc. Minneapolis Cartersville Chicago MN GA IL Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants $ $ $ 3,262,000 1,753,000 4,000,000 Par Par Par $ 204,940,341,320 12/22/2009 Total Purchase Amount * Treasury Investment Remaining After Capital Repayment Capital Repayment Details Capital Repayment Date Capital Repayment Amount (Loss) 6 Remaining Capital Amount Final Disposition Remaining Investment Description Final Disposition Date Disposition Investment Description 15 Final Disposition Proceeds 9/24/2010 4 $ 2,836,000 $ 0 N/A N/A N/A - N/A 9/29/2010 4 $ 2,453,000 $ 0 N/A N/A N/A - N/A Total Repaid ** $ 152,790,392,391 Losses*** $ (2,575,821,144) $ 49,574,127,785 TOTAL TREASURY CAPITAL PURCHASE PROGRAM (CPP) OUTSTANDING INVESTMENT AMOUNT Total Warrant Proceeds**** $ 6,904,074,066 * Total purchase amount includes the capitalization of accrued dividends referred to in Notes 20, 22 and 28. ** Total repaid includes (i) the amount of $13,354,158,535 applied as repayment under the Capital Purchase Program from the total proceeds of $16,368,709,569 received pursuant to the sales of Citigroup, Inc. common stock as of September 30, 2010 (see Note 23 and "Capital Purchase Program - Citigroup Common Stock Disposition" on following pages) and (ii) the amount of $363,290,000 repaid by institutions that have completed exchanges for investments under the Community Development Capital Initiative (see Note 30 and "Community Development Capital Initiative" on following pages). *** Losses include (i) the investment amount for institutions that have completed bankruptcy proceedings (see Notes 16 and 19) and (ii) the investment amount less the amount of final proceeds for institutions where Treasury has completed a sale (see Notes 26 and 32), but excludes investment amounts for institutions that have pending receivership or bankruptcy proceedings (see Notes 14 and 25). **** Total warrant proceeds includes $7,566,000, which represents the total amount of warrants that were included in nine institutions' exchange into the CDCI program (see Note 30a). Notes appear on the following page. Page 13 of 44 1a/ This transaction was included in previous Transaction Reports with Merrill Lynch & Co., Inc. listed as the qualifying institution and a 10/28/2008 transaction date, footnoted to indicate that settlement was deferred pending merger. The purchase of Merrill Lynch by Bank of America was completed on 1/1/2009, and this transaction under the CPP was 1b/ The warrant disposition proceeds amount are stated pro rata in respect of the CPP investments in Bank of America Corporation that occurred on 10/28/2008 and 1/9/2009. The total gross disposition proceeds from CPP warrants on 3/3/2010 was $310,571,615, consisting of $186,342,969 and $124,228,646. Proceeds from the disposition of TIP warrants on 3/3/2010 appear on a following page of this report. 2/ Privately-held qualified financial institution; Treasury received a warrant to purchase additional shares of preferred stock (unless the institution is a CDFI), which it exercised immediately. 3/ To promote community development financial institutions (CDFIs), Treasury does not require warrants as part of its investment in certified CDFIs when the size of the investment is $50 million or less. 3a/ Treasury cancelled the warrants received from this institution due to its designation as a CDFI. 4/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009. 5/ Redemption pursuant to a qualified equity offering. 6/ This amount does not include accrued and unpaid dividends, which must be paid at the time of capital repayment. 7/ The proceeds associated with the disposition of this investment do not include accrued and unpaid dividends. 8/ Subchapter S corporation; Treasury received a warrant to purchase additional subordinated debentures (unless the institution is a CDFI), which it exercised immediately. 9/ In its qualified equity offering, this institution raised more capital than Treasury’s original investment, therefore, the number of Treasury’s shares underlying the warrant was reduced by half. 10/ This institution participated in the expansion of CPP for small banks. 10a/ This institution received an additional investment through the expansion of CPP for small banks. 11/ Treasury made three separate investments in Citigroup Inc. (Citigroup) under the CPP, Targeted Investment Program (TIP), and Asset Guarantee Program (AGP) for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in Fixed Rate Cumulative Perpetual Preferred Stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. On 7/23/2009 and 7/30/2009, Treasury exchanged a total of $25 billion of the CPP shares for Series M Common Stock Equivalent (“Series M”) and a warrant to purchase shares of Series M. On 9/11/2009, Series M automatically converted to 7,692,307,692 shares of common stock and the associated warrant terminated on receipt of certain shareholder approvals. 12/ On 8/24/2009, Treasury exchanged its Series C Preferred Stock issued by Popular, Inc. for a like amount of non tax-deductible Trust Preferred Securities issued by Popular Capital Trust III, administrative trustee for Popular, Inc. Popular, Inc. paid a $13 million exchange fee in connection with this transaction. 13/ This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank holding companies. The institution in which Treasury's original investment was made is shown in parentheses. 14/ As of the date of this report, this institution is in bankruptcy proceedings. 15/ For final disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution, and "A" represents the proceeds to Treasury, before underwriting fees and selling expenses, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution. 16/ On 12/10/2009, the bankruptcy reorganization plan of CIT Group Inc. became effective and Treasury's preferred stock and warrant investment were extinguished and replaced by Contingent Value Rights (CVRs). On 2/8/2010, the CVRs expired without value as the terms and conditions for distribution of common shares to holders of CVRs were 17/ On 12/11/2009, Treasury exchanged its Series A Preferred Stock issued by Superior Bancorp, Inc. for a like amount of non tax-deductible Trust Preferred Securities issued by Superior Capital Trust II, administrative trustee for Superior Bancorp. 18/ On 2/1/2010, following the acquisition of First Market Bank (First Market) by Union Bankshares Corporation (the acquiror), the preferred stock and exercised warrants issued by First Market on 2/6/2009 were exchanged for a like amount of securities of the acquiror in a single series but with a blended dividend rate equivalent to those of Treasury's 19/ On 2/11/2010, Pacific Coast National Bancorp dismissed its bankruptcy proceedings with no recovery to any creditors or investors, including Treasury, and the investment was extinguished. 20/ On 3/8/2010, Treasury exchanged its $84,784,000 of Preferred Stock in Midwest Banc Holdings, Inc. (MBHI) for $89,388,000 of Mandatory Convertible Preferred Stock (MCP), which is equivalent to the initial investment amount of $84,784,000, plus $4,604,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by MBHI of the conditions related to its capital plan, the MCP may be converted to common stock. 21/ On 3/30/2010, Treasury exchanged its $7,500,000 of Subordinated Debentures in GulfSouth Private Bank for an equivalent amount of Preferred Stock, in connection with its conversion from a Subchapter S-Corporation, that comply with the CPP terms applicable to privately held qualified financial institutions. 22/ On 4/16/2010, Treasury exchanged its $72,000,000 of Preferred Stock in Independent Bank Corporation (Independent) for $74,426,000 of Mandatory Convertible Preferred Stock (MCP), which is equivalent to the initial investment amount of $72,000,000, plus $2,426,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by Independent of the conditions related to its capital plan, the MCP may be converted to common stock. 23/ Treasury received Citigroup common stock pursuant to the June 2009 Exchange Agreement between Treasury and Citigroup which provided for the exchange into common shares of the preferred stock that Treasury purchased in connection with Citigroup's participation in the Capital Purchase Program (see note 11). On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. On May 26, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. On July 23, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on September 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on September 30, 2010. All such sales were generally made at the market price. See "Capital Purchase Program - Citigroup, Inc., Common Stock Disposition" on following page for the actual number of shares sold by Morgan Stanley, the weighted average price per share and the total proceeds to Treasury from all such sales during those periods 24/ On 8/26/2010, Treasury completed the exchange of its $303,000,000 of Preferred Stock in Sterling Financial Corporation (Sterling) for a like amount of Mandatorily Convertible Preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Sterling entered into on 4/29/2010. Since Sterling also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, including those related to its capital plan, Treasury’s $303,000,000 of MCP was subsequently converted into 378,750,000 shares of common stock. 25/ As of the date of this report, the banking subsidiary of this institution has been placed in receivership and the subsidiary's assets and liabilities were ordered to be sold to another bank. 26/ On 9/30/2010, Treasury completed the sale of all Preferred Stock and Warrants issued by South Financial Group, Inc. to Toronto-Dominion Bank (TD) at an aggregate purchase price of $130,179,218.75 for the Preferred Stock and $400,000 for the Warrants, pursuant to the terms of the agreement between Treasury and TD entered into on 5/18/2010. 27/ On 6/30/2010, Treasury exchanged $46,400,000 of its Series A Preferred Stock in First Merchants Corporation for a like amount of non tax-deductible Trust Preferred Securities issued by First Merchants Capital Trust III. 28/ On 7/20/2010, Treasury completed the exchange of its $400,000,000 of Preferred Stock in First BanCorp for $424,174,000 of Mandatorily Convertible Preferred Stock (MCP), which is equivalent to the initial investment amount of $400,000,000, plus $24,174,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by First BanCorp of certain conditions, including those related to its capital plan, the MCP may be converted to common stock. 29/ On 8/31/2010, following the completion of the conditions related to Pacific Capital Bancorp's (Pacific Capital) capital plan, Treasury exchanged its $180,634,000 of Preferred Stock in Pacific Capital for $195,045,000 of Mandatorily Convertible Preferred Stock (MCP), which is equivalent to the initial investment amount of $180,634,000, plus $14,411,000 of capitalized previously accrued and unpaid dividends. On 9/27/2010, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 360,833,250 shares of common stock of Pacific Capital. 30/ This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has completed an exchange of its Capital Purchase Program investment for an investment under the terms of the CDCI program. See "Community Development Capital Initiative" below. 30a/ At the time of this institution’s exchange into the CDCI program, the warrant preferreds were included in the total amount of preferred stock exchanged for Treasury’s CDCI investment. Therefore this disposition amount does not represent cash proceeds to Treasury. 31/ On 9/30/2010, Treasury completed the exchange of its $ 80,347,000 of Preferred Stock in Hampton Roads Bankshares, Inc. (Hampton) for a like amount of Mandatorily Convertible Preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Hampton entered into on 8/12/2010. Since Hampton also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, Treasury’s $80,347,000 of MCP was subsequently converted into 52,225,550 shares of common stock. 32/ On 9/30/2010, Treasury completed the sale of all Preferred Stock and Warrants issued by TIB Financial Corp. to North American Financial Holdings, Inc. (NAFH) at an aggregate purchase price of $12,119,637.37 for the Preferred Stock and $40,000 for the Warrants, pursuant to the terms of the agreement between Treasury and NAFH entered into on 9/24/2010. Page 14 of 44 CAPITAL PURCHASE PROGRAM - CITIGROUP, INC. COMMON STOCK DISPOSITION Date 4/26/2010 5/26/2010 5/26/2010 6/30/2010 7/23/2010 9/30/2010 Pricing Mechanism 1 2 3 4 Number of Shares Proceeds 5 $4.1217 1,500,000,000 $ 6,182,493,158 $3.8980 1,108,971,857 $ 4,322,726,825 $3.9090 1,500,000,000 $ 5,863,489,587 Total Proceeds: $16,368,709,569 1/ On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. 2/ On May 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. 3/ On July 23, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on September 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occured on September 30, 2010. 4/ The price set forth is the weighted average price for all sales of Citigroup, Inc. common stock made by Treasury over the course of the corresponding period. 5/ Amount represents the gross proceeds to Treasury. Page 15 of 44 COMMUNITY DEVELOPMENT CAPITAL INITIATIVE Seller Footnote Purchase Date 1 1, 2 1, 2 1 1 2a 1 1 1 1 2a 1 1 7/30/2010 7/30/2010 8/6/2010 8/13/2010 8/13/2010 9/17/2010 8/13/2010 8/13/2010 8/13/2010 8/20/2010 9/24/2010 8/20/2010 8/27/2010 9/3/2010 9/3/2010 9/3/2010 9/10/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 1 1 1, 2 1 1, 2 1 1, 2 1, 2 1, 2 1, 2 1 1 1 1 1 1 Name of Institution Purchase Details City State Guaranty Capital Corporation University Financial Corp, Inc. Southern Bancorp, Inc. Premier Bancorp, Inc. Citizens Bancshares Corporation Belzoni St. Paul Arkadelphia Wilmette Atlanta MS MN AR IL GA PGB Holdings, Inc. First American International Corp. Tri-State Bank of Memphis Mission Valley Bancorp Chicago Brooklyn Memphis Sun Valley IL NY TN CA M&F Bancorp, Inc. Carver Bancorp, Inc Kilmichael Bancorp, Inc. United Bancorporation of Alabama, Inc. IBW Financial Corporation IBC Bancorp, Inc. CFBanc Corporation American Bancorp of Illinois, Inc. Hope Federal Credit Union Genesee Co-op Federal Credit Union First Eagle Bancshares, Inc. Liberty Financial Services, Inc. First Choice Bank Bainbridge Bancshares, Inc. Virginia Community Capital, Inc. Lower East Side People's Federal Credit Union Atlantic City Federal Credit Union Neighborhood Trust Federal Credit Union Gateway Community Federal Credit Union Union Baptist Church Federal Credit Union Buffalo Cooperative Federal Credit Union Tulane-Loyola Federal Credit Union Alternatives Federal Credit Union Liberty County Teachers Federal Credit Union UNO Federal Credit Union Butte Federal Credit Union Thurston Union of Low-Income People (TULIP) Cooperative Credit Union Phenix Pride Federal Credit Union Pyramid Federal Credit Union Cooperative Center Federal Credit Union Prince Kuhio Federal Credit Union Community First Guam Federal Credit Union Brewery Credit Union Tongass Federal Credit Union Santa Cruz Community Credit Union Northeast Community Federal Credit Union Fairfax County Federal Credit Union Security Federal Corporation Community Bank of the Bay The First Bancshares, Inc. BancPlus Corporation First M&F Corporation State Capital Corporation Lafayette Bancorp, Inc. PSB Financial Corporation Community Bancshares of Mississippi, Inc. First Vernon Bancshares, Inc. Durham New York Kilmichael Atmore Washington Chicago Washington Oak Brook Jackson Rochester Hanover Park New Orleans Cerritos Bainbridge Christiansburg New York Lander New York Missoula Fort Wayne Buffalo New Orleans Ithaca Liberty New Orleans Biggs Olympia Phenix City Tucson Berkeley Honolulu Hagatna Milwaukee Ketchikan Santa Cruz San Francisco Fairfax Aiken Oakland Hattiesburg Ridgeland Kosciusko Greenwood Oxford Many Brandon Vernon NC NY MS AL DC IL DC IL MS NY IL LA CA GA VA NY WY NY MT IN NY LA NY TX LA CA WA AL AZ CA HI GU WI AK CA CA VA SC CA MS MS MS MS MS LA MS AL Investment Description Subordinated Debentures Subordinated Debentures Preferred Stock Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Subordinated Debentures Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Amount from CPP $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 14,000,000 11,926,000 11,000,000 6,784,000 7,462,000 3,000,000 17,000,000 2,795,000 5,500,000 11,735,000 18,980,000 10,300,000 6,000,000 4,205,000 7,875,000 5,645,000 5,146,000 18,000,000 1,747,000 5,000,000 50,400,000 30,000,000 15,750,000 4,551,000 9,734,000 54,600,000 6,245,000 Disposition Details Additional Investment $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,189,000 22,800,000 4,379,000 4,836,000 3,881,000 5,689,000 4,000,000 2,313,000 12,123,000 30,514,000 - Investment Amount $ $ $ $ 14,000,000 22,115,000 33,800,000 6,784,000 $ $ $ $ 11,841,000 3,000,000 17,000,000 2,795,000 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,336,000 11,735,000 18,980,000 3,154,000 10,300,000 6,000,000 8,086,000 5,781,000 5,457,000 4,520,000 300,000 7,875,000 11,334,000 5,146,000 3,372,000 1,915,000 898,000 2,500,000 283,000 1,657,000 10,000 145,000 424,000 2,234,000 435,000 743,000 1,000,000 75,000 153,000 2,500,000 2,799,000 273,000 2,650,000 1,096,000 1,600,000 2,828,000 350,000 8,044,000 22,000,000 4,060,000 17,123,000 80,914,000 30,000,000 15,750,000 4,551,000 9,734,000 54,600,000 6,245,000 Pricing Mechanism Date Amount Remaining Investment Amount Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Page 16 of 44 Seller Footnote Purchase Date 1 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/30/2010 Name of Institution Security Capital Corporation BankAsiana The Magnolia State Corporation Bancorp of Okolona, Inc. Southern Chautauqua Federal Credit Union Fidelis Federal Credit Union Bethex Federal Credit Union Shreveport Federal Credit Union Carter Federal Credit Union Workers United Federal Credit Union North Side Community Federal Credit Union East End Baptist Tabernacle Federal Credit Union Community Plus Federal Credit Union Border Federal Credit Union Opportunities Credit Union First Legacy Community Credit Union Union Settlement Federal Credit Union Southside Credit Union D.C. Federal Credit Union Faith Based Federal Credit Union Greater Kinston Credit Union Hill District Federal Credit Union Freedom First Federal Credit Union Episcopal Community Federal Credit Union Vigo County Federal Credit Union Renaissance Community Development Credit Union Independent Employers Group Federal Credit Union Brooklyn Cooperative Federal Credit Union Purchase Details City Batesville Palisades Park Bay Springs Okolona Lakewood New York Bronx Shreveport Springhill New York Chicago Bridgeport Rantoul Del Rio Burlington Charlotte New York San Antonio Washington Oceanside Kinston ttsbu g Pittsburgh Roanoke Los Angeles Terre Haute Somerset Hilo Brooklyn State MS NJ MS MS NY NY NY LA LA NY IL CT IL TX VT NC NY TX DC CA NC PA VA CA IN NJ HI NY Investment Description Preferred Stock Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Amount from CPP $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 17,910,000 - Disposition Details Additional Investment $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ - Investment Amount $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 17,910,000 5,250,000 7,922,000 3,297,000 1,709,000 14,000 502,000 2,646,000 6,300,000 57,000 325,000 7,000 450,000 3,260,000 1,091,000 1,000,000 295,000 1,100,000 1,522,000 30,000 350,000 100,000 9,278,000 100,000 1,229,000 31,000 698,000 300,000 Total Purchase Amount $ 570,073,000 Pricing Mechanism Amount Date Remaining Investment Amount Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Total Capital Repayment Amount TOTAL TREASURY COMMUNITY DEVELOPMENT INITIATIVE (CDCI) INVESTMENT AMOUNT $ $0 570,073,000 1/ This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of investment with Treasury under the CDCI program terms. 2/ Treasury made an additional investment in this institution at the time it entered the CDCI program. 2a/ Treasury made an additional investment in this institution after the time it entered the CDCI program. Page 17 of 44 AUTOMOTIVE INDUSTRY FINANCING PROGRAM Initial Investment City, State Date Transaction Type 12/29/2008 Purchase 5/21/2009 GMAC Purchase Seller GMAC GMAC Exchange/Transfer/Other Details Description Preferred Stock w/ Exercised $ Warrants Convertible Preferred Stock w/ Exercised Warrants $ Pricing Mechanism Amount 5,000,000,000 7,500,000,000 Date Par Par 12/30/2009 22 12/30/2009 Type Exchange for convertible preferred stock Partial exchange for common stock Pricing Mechanism Amount $ 5,000,000,000 N/A Obligor GMAC GMAC $ 3,000,000,000 N/A Purchase GMAC Purchase GMAC 12/29/2008 Purchase 12/31/2008 Purchase 4/22/2009 Purchase 5/20/2009 Purchase General Motors Corporation General Motors Corporation General Motors Corporation General Motors Corporation Trust Preferred Securities w/ Exercised Warrants Convertible Preferred Stock w/ Exercised Warrants Debt Obligation $ 2,540,000,000 Par $ 1,250,000,000 Par $ 884,024,131 Par Debt Obligation w/ Additional $ 13,400,000,000 Note Debt Obligation w/ Additional $ 2,000,000,000 Note Debt Obligation w/ Additional $ 4,000,000,000 Note Par $ 5,250,000,000 $ 4,875,000,000 Date 3 Detroit, MI 5/27/2009 6/3/2009 1/16/2009 Chrysler FinCo Purchase Purchase General Motors Corporation General Motors Corporation Chrysler FinCo Debt Obligation w/ Additional $ Note 360,624,198 Debt Obligation w/ Additional $ 30,100,000,000 Note Debt Obligation w/ Additional $ Note 1,500,000,000 Par Par Par 4/29/2009 4/29/2009 Auburn Hills, MI Purchase Chrysler Holding Purchase Chrysler Holding Purchase Chrysler Holding 5/1/2009 Purchase Old Chrysler 5/20/2009 Purchase Old Chrysler 5/27/2009 Purchase New Chrysler Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note, Equity Total Initial Investment Amount $ 4,000,000,000 $ - 2 5/29/2009 7/10/2009 4 5 6 8 7/10/2009 7/10/2009 Exchange for equity interest in GMAC Exchange for preferred and common stock in New GM Exchange for preferred and common stock in New GM Exchange for preferred and common stock in New GM $ 884,024,131 N/A $ 280,130,642 $ 1,888,153,580 $ - $ 6,642,000,000 Par $ 13,400,000,000 N/A $ 2,000,000,000 N/A $ 4,000,000,000 N/A 3 7 7 General Motors Company General Motors Company 10, 11 10, 11 Preferred Stock $ Common Stock 2,100,000,000 60.8% 7/10/2009 Exchange for preferred and common stock in New GM $ 360,624,198 N/A 7/10/2009 Exchange for preferred and common stock in New GM $ 22,041,706,310 N/A 7/10/2009 Transfer of debt to New GM $ 7,072,488,605 N/A 7/10/2009 Debt left at Old GM $ 985,805,085 N/A 7 General Motors Holdings LLC 11, 12 Debt Obligation $ 7,072,488,605 6/10/2009 N/A Transfer of debt to New Chrysler $ 500,000,000 N/A Partial repayment $ 360,624,198 Debt Obligation $ 12/18/2009 Partial repayment $ 1,000,000,000 Debt Obligation $ 5,711,864,407 1/21/2010 $ 35,084,421 Debt Obligation $ 5,676,779,986 3/31/2010 Partial repayment $ 1,000,000,000 Debt Obligation $ 4,676,779,986 Repayment $ 4 676 779 986 4,676,779,986 $ 0 3/17/2009 Partial repayment $ 1,496,500,945 4/17/2009 Partial repayment $ 1,464,690,823 5/18/2009 Partial repayment $ 1,413,554,739 6/17/2009 Partial repayment $ 1,369,197,029 7/14/2009 Repayment $ 1,369,197,029 7/14/2009 Repayment* $ 15,000,000 None - 5/14/2010 Termination and settlement payment 20 $ 1,900,000,000 None - $ 280,130,642 None $ 30,544,528 9 9 Motors Liquidation Company Debt Obligation $ 985,805,085 19 Chrysler Holding 20 Debt obligation w/ additional note $ 3,500,000,000 7/10/2009 17 18 6/10/2009 Completion of bankruptcy proceeding; transfer of collateral security to liquidation trust Issuance of equity in New Chrysler $ (1,888,153,580) N/A 23 Old Carco Liquidation Trust 23 Right to recover proceeds N/A 5/10/2010 9/9/2010 $ - N/A Chrysler Group LLC Chrysler Group LLC 19 Debt obligation w/ additional note Common equity $ Repayment Proceeds from sale of collateral Proceeds from sale of collateral $ $ $ $ Debt Obligation w/ 3,499,055 Additional Note Debt Obligation w/ 31,810,122 Additional Note Debt Obligation w/ 51,136,084 Additional Note Debt Obligation w/ 44,357,710 Additional Note Additional Note Right to recover proceeds Right to recover 9,666,784 proceeds $ 0 $ 0 N/A N/A 9.9% Additional Note Proceeds * $ $ 7,142,000,000 Total Payments $ 81,344,932,551 Total Treasury Investment Amount None 9 15 4/30/2010 Partial repayment 6,711,864,407 4/20/2010 14 16 - Remaining Investment Amount/Equity % 7 13 Par - Remaining Investment Description 56.3% Farmington Hills, MI 1/2/2009 Chrysler Purchase Amount/ Proceeds Common Stock 7/10/2009 General Motors Type 22 Par Par Amount/Equity % Common Stock GMAC 12/30/2009 Description Convertible 21, 22 Preferred Stock Convertible 21, 22 Preferred Stock GMAC Detroit, MI 12/30/2009 Payment or Disposition1 Treasury Investment After Exchange/Transfer/Other $ 10,792,830,559 $ 15,000,000 67,063,948,412 Footnotes appear on following page. Page 18 of 44 As used in this table and its footnotes: "GMAC" refers to GMAC Inc., formerly known as GMAC LLC. "Old GM" refers to General Motors Corporation, which is now known as Motors Liquidation Company. "New GM" refers to General Motors Company, the company that purchased Old GM's assets on 7/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. See also footnote 11. "Chrysler FinCo" refers to Chrysler Financial Services Americas LLC. "Chrysler Holding" refers to CGI Holding LLC, the company formerly known as "Chrysler Holding LLC". "Old Chrysler" refers to Old Carco LLC (fka Chrysler LLC). "New Chrysler" refers to Chrysler Group LLC, the company that purchased Old Chrysler's assets on 6/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. 1. Payment amount does not include accrued and unpaid interest on a debt obligation, which must be paid at the time of principal repayment. 2. Treasury committed to lend General Motors Corporation up to $1,000,000,000. The ultimate funding was dependent upon the level of investor participation in GMAC LLC's rights offering. The amount has been updated to reflect the final level of funding. 3. Pursuant to its rights under the loan agreement with Old GM reported on 12/29/2008, Treasury exchanged its $884 million loan to Old GM for a portion of Old GM’s common equity interest in GMAC. Treasury held a 35.4% common equity interest in GMAC until the transactions reported on 12/30/2009. (See transactions marked by orange line in the table above and footnote 22.) 4. This transaction is an amendment to Treasury's 12/31/2008 agreement with Old GM (the "Old GM Loan"), which brought the total loan amount to $15,400,000,000. 5. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,400,000,000. 6. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,760,624,198. The $360,624,198 loan was used to capitalize GM Warranty LLC, a special purpose vehicle created by Old GM . On 7/10/2009, the principal amount was included in the $7.07 billion of debt assumed by the new GM, as explained in footnote 10. 7. On 7/10/2009, the principal amount outstanding under the Old GM Loan and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM. (See green lines in the table above.) 8. Under the terms of the $33.3 billion debtor-in-possession credit agreement dated 6/3/2009 with Old GM (the "GM DIP Loan"), Treasury's commitment amount was $30.1 billion. The remaining $2.2 billion of the financing was provided by Canadian government entities. As of 7/09/2009, $30.1 billion of funds had been disbursed by Treasury. 9. On 7/10/2009, Treasury and Old GM amended the GM DIP Loan, and the principal amount and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM, except for (i) $7.07 billion, which was assumed by New GM as a new obligation under the terms of a separate credit agreement between Treasury and New GM (see transactions marked by green lines in table above) and (ii) $986 million, which remained a debt obligation of Old GM. 10. In total, for the exchange of the Old GM Loan and the GM DIP Loan (other than as explained in footnote 9), Treasury received $2.1 billion in preferred shares and 60.8% of the common shares of New GM. (See transactions marked by green lines in the table above.) 11. Pursuant to a corporate reorganization completed on or about 10/19/2009, the shareholders of New GM, including with respect to Treasury's preferred and common stock, became shareholders of General Motors Holding Company (the ultimate parent company of New GM), which was renamed "General Motors Company" on an equal basis to their shareholdings in New GM, and New GM was converted to "General Motors LLC". General Motors LLC is a wholly owned subsidiary of General Motors Holdings LLC, and General Motors Holdings LLC is a wholly owned subsidiary of General Motors Company. 12. Pursuant to a corporate reorganization completed on 10/19/2009, Treasury's loan with New GM was assigned and assumed by General Motors Holdings LLC. 13. The loan was funded through Chrysler LB Receivables Trust, a special purpose vehicle created by Chrysler FinCo. The amount of $1,500,000,000 represents the maximum loan amount. The loan was incrementally funded until it reached the maximum amount of $1.5 billion on 4/9/2009. 14. This transaction was an amendment to Treasury's 1/2/2009 agreement with Chrysler Holding. As of 4/30/2009, Treasury's obligation to lend any funds committed under this amendment had terminated. No funds were disbursed. 15. The loan was used to capitalize Chrysler Warranty SPV LLC, a special purpose vehicle created by Old Chrysler. 16. This transaction was set forth in a credit agreement with Old Chrysler fully executed on 5/5/2009 following a term sheet executed on 5/1/2009 and made effective on 4/30/2009. Treasury's commitment was $3.04 billion of the total $4.1 billion debtor-in-possession credit facility (the "Chrysler DIP Loan"). As of 6/30/2009, Treasury's commitment to lend under the Chrysler DIP Loan had terminated. The remaining principal amount reflects the final amount of funds disbursed under the Chrysler DIP Loan. 17. This transaction was an amendment to Treasury's commitment under the Chrysler DIP Loan, which increased Treasury's commitment by an amount $756,857,000 to a total of $3.8 billion under the Chrysler DIP Loan. As of 6/30/2009, Treasury's obligation to lend funds committed under the Chrysler DIP Loan had terminated. 18. This transaction, first reported based on a term sheet fully executed on 5/27/2009 for an amount up to $6.943 billion, was set forth in a credit agreement with New Chrysler fully executed on 6/10/2009. Under the terms of the credit agreement, Treasury made a new commitment to New Chrysler of up to $6.642 billion. The total loan amount is up to $7.142 billion including $500 million of debt assumed on 6/10/2009 from Chrysler Holding originally incurred under Treasury's 1/2/2009 credit agreement with Chrysler Holding. The debt obligations are secured by a first priority lien on the assets of New Chrysler. When the sale to new Chrysler was completed, Treasury acquired the rights to 9.85% of the common equity in new Chrysler. 19. Pursuant to the agreement explained in footnote 18, $500 million of this debt obligation was assumed by New Chrysler. 20. Under loan agreement, as amended on 7/23/2009, Treasury was entitled to proceeds Chrysler Holdco received from Chrysler FinCo equal to the greater of $1.375 billion or 40% of the equity value of Chrysler FinCo. Pursuant to a termination agreement dated 5/14/2010, Treasury agreed to accept a settlement payment of $1.9 billion as satisfaction in full of all existing debt obligations (including additional notes and accrued and unpaid interest) of Chrysler Holdco, Holdco and upon receipt of such payment to terminate all such obligations obligations. 21. Amount of the Treasury investment after exchange includes the exercised warrants from Treasury's initial investment. 22. Under the terms of an agreement dated 12/30/2009, the convertible preferred shares will mandatorily convert to common stock under the conditions and the conversion price as set forth in the terms of the agreement. 23. On April 30, 2010, the Plan of Liquidation for the debtors of Old Chrysler approved by the respective bankruptcy court became effective (the “Liquidation Plan”). Under the Liquidation Plan, the loan Treasury had provided to Old Chrysler was extinguished without repayment, and all assets of Old Chrysler were transferred to a liquidation trust. Treasury retained the right to recover the proceeds from the liquidation from time to time of the specified collateral security attached to such loan. AUTOMOTIVE SUPPLIER SUPPORT PROGRAM Adjustment Details Seller Footnote 1 Date 4/9/2009 Name of Institution GM Supplier Receivables LLC City Wilmington State DE Transaction Type Purchase Investment Description Debt Obligation w/ Additional Note Investment Amount Pricing Mechanism 7/8/2009 $ 3,500,000,000 Adjustment Amount Adjustment Date 3 $ (1,000,000,000) $ 2 4/9/2009 Chrysler Receivables SPV LLC INITIAL TOTAL $ 5,000,000,000 Wilmington DE Purchase ADJUSTED TOTAL $ 7/8/2009 $ 1,500,000,000 3 $ $ 290,000,000 (500,000,000) $ 1,000,000,000 $ 123,076,735 N/A 7 413,076,735 Total Repayments $ 413,076,735 Date Amount 11/20/2009 Partial repayment Debt Obligation w/ Additional Note $ 140,000,000 2/11/2010 Partial repayment Debt Obligation w/ Additional Note $ 100,000,000 3/4/2010 Repayment5 Additional Note $ 50,000,000 4/5/2010 Payment6 None $ 56,541,893 3/9/2010 Repayment5 Additional Note $ 123,076,735 4/7/2010 Payment7 None $ 44,533,054 Total Proceeds from Additional Notes $ 101,074,947 2,500,000,000 N/A 6 Debt Obligation w/ Additional Note Adjusted or Final Investment Amount Payment or Disposition4 Remaining Type Investment Description 1/ The loan was funded through GM Supplier Receivables, LLC, a special purpose vehicle created by General Motors Corporation. The amount of $3,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/3/2009. General Motors Company assumed GM Supplier 2/ The loan was funded through Chrysler Receivables SPV LLC, a special purpose vehicle created by Chrysler LLC. The amount of $1,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/7/2009. Chrysler Group LLC assumed Chrysler Receivables SPV LLC on 3/ Treasury issued notice to the institution of the permanent reduced commitment on 7/8/2009; the reduction was effective on 7/1/2009. 4/ Does not include accrued and unpaid interest due on the amount of principal repayment, which interest must be paid at the time of principal repayment. 5/ All outstanding principal drawn under the credit agreement was repaid. 6/ Treasury's commitment was $2.5 billion (see note 3). As of 4/5/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. 7/ Treasury's Treasury s commitment was $1 billion (see note 3) 3). As of 4/7/2010 4/7/2010, Treasury's Treasury s commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note Note. The final investment amount reflects the total funds disbursed under the loan, loan all of which have been repaid repaid. Page 19 of 44 TARGETED INVESTMENT PROGRAM Seller Footnote 1 Date Name of Institution 12/31/2008 Citigroup Inc. Bank of America 1/16/2009 Corporation Treasury Investment Remaining After Capital Repayment Capital Repayment Details City State Transaction Type New York NY Purchase Charlotte NC Purchase Investment Description Investment Amount Trust Preferred Securities w/ Warrants $ 20,000,000,000 Preferred Stock w/ Warrants $ 20,000,000,000 TOTAL $ 40,000,000,000 Pricing Mechanism Capital Repayment Date Par 12/23/2009 Par 12/9/2009 2 Capital Repayment Amount Remaining Capital Amount Remaining Capital Description $ 20,000,000,000 $ 0 Warrants $ 20,000,000,000 $ 0 Warrants $ 40,000,000,000 Final Disposition Final Disposition Final Disposition Date 3 Description Final Disposition Proceeds 2 AMOUNT TOTAL TREASURY TIP INVESTMENT AMOUNT $ 3/3/2010 A Warrants Total Warrant Proceeds $ 1,255,639,099 $ 1,255,639,099 0 1/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Prefer Stock, Series I (TIP Shares) “dollar for dollar” for Trust Preferred Securities. 2/ Repayment pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009. 3/ For final disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution, and "A" represents the proceeds to Treasury, before underwriting fees and selling expenses, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution. ASSET GUARANTEE PROGRAM Premium Initial Investment Footnote 1 Date Seller Name of Institution 1/16/2009 Citigroup Inc. City State Type New York NY Guarantee Description Master Agreement Guarantee Limit $ 5,000,000,000 Description Preferred Stock w/ Warrants Amount $ Exchange/Transfer/Other Details Footnote Date 2 6/9/2009 4,034,000,000 4 3 12/23/2009 Citigroup Inc. New York NY Termination Termination Agreement TOTAL $ $ 9/29/2010 Type Exchange preferred stock for trust preferred securities Exchange trust preferred securities for trust preferred securities Payment or Disposition Amount Description Trust Preferred Securities w/ Warrants Trust Preferred Securities w/ Warrants $ Footnote Date Type Amount Remaining Premium Remaining Premium Description 4,034,000,000 3 Partial cancellation for early 12/23/2009 termination of guarantee Trust Preferred $ (1,800,000,000) Securities w/ Warrants $2,234,000,000 $ 2,246,000,000 5 9/30/2010 Disposition $ 2,246,000,000 Warrants $ 0 (5,000,000,000) 0 Total Proceeds $ 2,246,000,000 1/ In consideration for the guarantee, Treasury received $4.03 billion of preferred stock, which pays 8% interest. 2/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” for Trust Preferred Securities. 3/ On 12/23/2009, Treasury entered into a Termination Agreement with the other parties to the Master Agreement which served to terminate Treasury’s guarantee and obligations under the Master Agreement. In connection with the early termination of the guarantee, Treasury agreed to cancel $1.8 billion of the AGP Trust Preferred Securities, and the Federal Deposit Insurance Corporation (FDIC) and Treasury agreed that, subject to the conditions set out in the Termination Agreement, the FDIC may transfer $800 million of Trust Preferred Securities to Treasury at the close of Citigroup’s participation in the FDIC’s Temporary Liquidity Guarantee Program. Page 20 of 44 CONSUMER AND BUSINESS LENDING INITIATIVE INVESTMENT PROGRAM Seller Footnote Date 1 3/3/2009 Name of Institution City State Transaction Type DE Purchase Investment Amount Investment Description Adjusted Investment Amount Date Pricing Mechanism 2 TALF LLC Wilmington Debt Obligation w/ Additional Note TOTAL $ 20,000,000,000 $ 4,300,000,000 7/19/2010 N/A $ 4,300,000,000 1/ The loan was funded through TALF LLC, a special purpose vehicle created by The Federal Reserve Bank of New York ("FRBNY"). The amount of $20,000,000,000 represents the maximum loan amount. The loan will be incrementally funded. 2/ On 7/19/2010, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously entered into on 3/3/2009, which amendment reduced Treasury's maximum loan amount to $4,300,000,000. AMERICAN INTERNATIONAL GROUP, INC. (AIG) INVESTMENT PROGRAM (formerly referred to as Systemically Significant Failing Institutions) Seller Footnote Date 3 11/25/2008 4/17/2009 Name of Institution AIG AIG Purchase Details City New York New York State Transaction Type NY NY Purchase Purchase Investment Description Preferred Stock w/ Warrants Preferred Stock w/ Warrants TOTAL Exchange Details Investment Amount $ $ 40,000,000,000 29,835,000,000 $ 69,835,000,000 Pricing Mechanism Par Par Date 4/17/2009 Transaction Type Exchange Investment Description Preferred Stock w/ Warrants 1 Investment Amount Pricing Mechanism $ 40,000,000,000 Par 2 1/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative Preferred Shares for Series E Fixed Rate Non-Cumulative Preferred Shares with no change to Treasury's initial investment amount. In addition, in order for AIG to fully redeem the Series E Preferred Shares, it has an additional obligation to Treasury of $1,604,576,000 to reflect the cumulative unpaid dividends for the Series D Preferred Shares due to Treasury through and including the exchange date. 2/ The investment price reflects Treasury's commitment to invest up to $30 billion less a reduction of $165 million representing retention payments AIG Financial Products made to its employees in March 2009. 3/ This transaction does not include AIG's commitment fee of an additional $165 million scheduled to be paid from its operating income in three equal installments over the five-year life of the facility. Page 21 of 44 SMALL BUSINESS AND COMMUNITY LENDING INITIATIVE SBA 7a Securities Purchase Program Purchase Details Date 3/19/2010 3/19/2010 3/19/2010 4/8/2010 4/8/2010 5/11/2010 5/11/2010 5/11/2010 5/25/2010 5/25/2010 6/17/2010 6/17/2010 7/14/2010 7/14/2010 7/14/2010 7/29/2010 7/29/2010 8/17/2010 8/17/2010 8/17/2010 8/31/2010 8/31/2010 8/31/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 1 Investment Description Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2016 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2017 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2019 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2028 Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2033 Total Purchase Face Amount Settlement Details Purchase Face Amount 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,070,000 7,617,617 8,030,000 23,500,000 8,900,014 10,751,382 12,898,996 8,744,333 8,417,817 17,119,972 34,441,059 28,209,085 6,004,156 6,860,835 13,183,361 2,598,386 10,000,000 8,279,048 5,000,000 10,000,000 9,272,482 9,000,000 6,000,000 8,000,000 7,000,000 5,000,000 5,000,000 3,000,000 10,000,000 13,000,000 13,000,000 $ 322,898,543 Pricing Mechanism TBA or PMF3 Investment Amount Settlement Date 107.75 109 108.875 110.502 107.5 106.806 109.42 110.798 110.125 109.553 110.785 112.028 106.625 108.505 111.86 108.4375 106.75 110.198 110 110.75 110.515 112.5 105.875 111.5 110.93 106.5 110.5 110.875 113.875 113.875 114.15625 TBA TBA TBA TBA TBA TBA TBA TBA TBA TBA TBA TBA TBA 3/24/2010 3/24/2010 3/24/2010 5/28/2010 4/30/2010 6/30/2010 6/30/2010 6/30/2010 7/30/2010 7/30/2010 8/30/2010 8/30/2010 9/30/2010 9/30/2010 9/30/2010 9/30/2010 10/29/2010 9/30/2010 10/29/2010 10/29/2010 9/29/2010 10/29/2010 11/30/2010 10/29/2010 11/30/2010 11/30/2010 11/30/2010 11/30/2010 12/30/2010 11/30/2010 12/30/2010 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,377,249 8,279,156 8,716,265 26,041,643 9,598,523 11,511,052 14,151,229 9,717,173 9,294,363 18,801,712 38,273,995 31,693,810 6,416,804 7,462,726 14,789,302 2,826,678 10,695,743 9,150,989 5,516,139 11,107,744 10,277,319 10,152,363 6,364,946 8,945,511 7,786,810 5,334,063 5,539,399 3,334,285 11,420,447 14,845,639 14,882,516 TOTAL INVESTMENT AMOUNT $ 357,305,594 * 2, 3 TBA or 3 PMF TBA* TBA* TBA* TBA* TBA* TBA* TBA* TBA TBA* TBA* TBA* TBA* TBA* TBA* Final Disposition Senior Security Proceeds 4 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Trade Date Life-to-date Principal Received 1 Current Face Amount Disposition Amount 5 2,184 4,130 4,348 12,983 4,783 5,741 7,057 4,844 4,635 9,377 19,077 15,801 3,200 3,722 7,373 1,408 5,337 4,561 2,750 5,537 5,123 5,062 3,176 4,460 3,882 2,662 2,762 1,663 5,693 7,401 7,420 Total Senior Security Proceeds $ 178,151 * Total Disposition Proceeds $ - * Subject to adjustment 1/ The amortizing principal and interest payments are reported on the monthly Dividends and Interest Report available at www.FinancialStability.gov. 2/ Investment Amount is stated after giving effect to factor and, if applicable, the purchase of accrued principal and interest. 3/ If a purchase is listed as TBA, or To-Be-Announced, the underlying loans in the SBA Pool have yet to come to market, and the TBA pricing mechanism, purchase face amount, investment amount and senior security proceeds will be adjusted within the variance permitted under the program terms. If a purchase is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security and senior security are priced according to the prior-month's factor. The PMF investment amount and senior security proceeds will be adjusted after publication of the applicable month's factor (on or about the 11th business day of each month). 4/ In order to satisfy the requirements under Section 113 of the Emergency Economic Stabilization Act of 2008, Treasury will acquire a senior indebtedness instrument (a Senior Security) from the seller of each respective SBA 7a Security. Each Senior Security will (i) have an aggregate principal amount equal to the product of (A) 0.05% and (B) the Investment Amount (excluding accrued interest) paid by Treasury for the respective SBA 7a Security, and (ii) at the option of the respective seller, may be redeemed at par value immediately upon issuance, or remain outstanding with the terms and conditions as set forth in the Master Purchase Agreement. 5/ Disposition Amount is stated after giving effect, if applicable, to sale of accrued principal and interest. Page 22 of 44 LEGACY SECURITIES PUBLIC-PRIVATE INVESTMENT PROGRAM (S-PPIP) (Revised as of July 16, 2010) Seller Footnote 1 2 Date Name of Institution 9/30/2009 UST/TCW Senior Mortgage Securities Fund, L.P. 9/30/2009 UST/TCW Senior Mortgage Securities Fund, L.P. Adjusted Investment City Wilmington Wilmington Transaction Type State DE DE Purchase Purchase 1 9/30/2009 Invesco Legacy Securities Master Fund, L.P. Wilmington DE Purchase 2 9/30/2009 Invesco Legacy Securities Master Fund, L.P. Wilmington DE Purchase Wilmington DE Purchase Investment Description Membership Interest Debt Obligation w/ Contingent Proceeds Membership Interest Debt Obligation w/ Contingent Proceeds Membership Interest Pricing Investment Amount Mechanism $ $ 1,111,111,111 2,222,222,222 Par Par Date 1/4/2010 1/4/2010 3 Amount 4 $ 4 $ Final Investment Amount Date 156,250,000 Amount 4 $ 200,000,000 7 4 $ 156,250,000 200,000,000 $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 856,000,000 $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 1,712,000,000 1 10/1/2009 Wellington Management Legacy Securities PPIF Master Fund, LP 2 10/1/2009 Wellington Management Legacy Securities PPIF Master Fund, LP Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,524,075,000 7/16/2010 $ 2,298,974,000 1 10/2/2009 AllianceBernstein Legacy Securities Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 1,150,423,500 2 10/2/2009 AllianceBernstein Legacy Securities Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 2,300,847,000 1 10/2/2009 Blackrock PPIF, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 694,980,000 2 10/2/2009 Blackrock PPIF, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 1,389,960,000 1 10/30/2009 AG GECC PPIF Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,271,337,500 7/16/2010 $ 1,243,275,000 2 10/30/2009 AG GECC PPIF Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,542,675,000 7/16/2010 $ 2,486,550,000 1 11/4/2009 RLJ Western Asset Public/Private Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 620,578,258 2 11/4/2009 RLJ Western Asset Public/Private Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 1,241,156,516 1 11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 474,550,000 2 11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 949,100,000 1 12/18/2009 Oaktree PPIP Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 1,160,784,100 2 12/18/2009 Oaktree PPIP Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 2,321,568,200 $ 30,000,000,000 INITIAL INVESTMENT AMOUNT $ 1,111,111,111 Par 3/22/2010 6 $ 1,262,037,500 7/16/2010 FINAL INVESTMENT AMOUNT $ Capital Repayment Details Repayment Date 1/15/2010 Investment After Capital Repayment Repayment Amount $ 156,250,000 Amount $ 1/11/2010 $ 34,000,000 $ 1/12/2010 $ 166,000,000 $ 2/18/2010 $ 4,888,718 $ 4/15/2010 $ 7,066,434 $ 9/15/2010 $ 60,022,674 $ Description 0 Membership Interest Distribution or Disposition Date 5 Proceeds 5 Distribution 2/24/2010 Final Distribution Debt Obligation w/ 166,000,000 Contingent Proceeds 0 Description 1/29/2010 5 $ 20,091,872 $ 48,922 N/A 5 1/29/2010 Distribution 2/24/2010 Final Distribution $ 502,302 5 $ 1,223 $ 20,644,319 Contingent Proceeds Debt Obligation w/ 1,707,111,282 Contingent Proceeds Debt Obligation w/ 1,700,044,848 Contingent Proceeds Debt Obligation w/ 1,640,022,174 Contingent Proceeds 1,149,487,000 $ 22,406,483,574 TOTAL CAPITAL REPAYMENT AMOUNT $ 428,227,826 TOTAL PROCEEDS 1/ The equity amount may be incrementally funded. Investment amount represents Treasury's maximum obligation if the limited partners other than Treasury fund their maximum equity capital obligations. 2/ The loan may be incrementally funded. Investment amount represents Treasury's maximum obligation if Treasury and the limited partners other than Treasury fund 100% of their maximum equity obligations. 3/ Adjusted to show Treasury's maximum obligations to a fund. 4/ On 1/4/2010, Treasury and the fund manager entered into a Winding-Up and Liquidation Agreement. 5/ Profit after capital repayments will be paid pro rata (subject to prior distribution of Contingent Proceeds to Treasury) to the fund's partners, including Treasury, in respect of their membership interests. 6/ Following termination of the TCW fund, the $3.33 billion of obligations have been reallocated to the remaining eight funds pursuant to consent letters from Treasury dated as of 3/22/2010. $133 million of maximum equity capital obligation and $267 million of maximum debt obligation were reallocated per fund, after adjustment for the $17.6 million and $26.9 million equity capital reallocations from private investors in the TCW fund to the Wellington fund and the AG GECC fund, respectively. The $356 million of final investment in the TCW fund will remain a part of Treasury's total maximum S-PPIP investment amount. 7/ Amount adjusted to show Treasury's final capital commitment (membership interest) and the maximum amount of Treasury's debt obligation that may be drawn down in accordance with the Loan Agreement. Page 23 of 44 HOME AFFORDABLE MODIFICATION PROGRAM Servicer Modifying Borrowers' Loans Name of Institution Date 4/13/2009 4/13/2009 4/13/2009 Select Portfolio Servicing CitiMortgage, Inc. Wells Fargo Bank, NA City Salt Lake City O'Fallon Des Moines Transaction State Type UT MO IA Purchase Purchase Purchase Investment Description Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Cap of Incentive Payments Adjustment on Behalf of Borrowers and Pricing Date to Servicers & Mechanism Note $ $ $ 376,000,000 2,071,000,000 2,873,000,000 N/A N/A N/A Adjustment Details Cap Adjustment Amount Adjusted Cap Reason for Adjustment 6/12/2009 $ 284,590,000 $ 9/30/2009 $ 121,910,000 $ 12/30/2009 $ 131,340,000 $ 3/26/2010 $ (355,530,000) $ 558,310,000 Updated portfolio data from servicer 7/14/2010 $ 128,690,000 687,000,000 Updated portfolio data from servicer 6/12/2009 $ (991,580,000) $ 9/30/2009 $ 12/30/2009 $ (105,410,000) $ 3/26/2010 $ (199,300,000) $ 4/19/2010 $ (230,000) $ 5/14/2010 $ (3,000,000) $ 6/16/2010 $ (12,280,000) $ 7/14/2010 $ (757,680,000) $ 7/16/2010 $ (7,110,000) $ 8/13/2010 $ (6,300,000) $ 9/15/2010 $ (8,300,000) $ 6/17/2009 $ (462,990,000) $ 9/30/2009 $ 65,070,000 $ 12/30/2009 $ 1,213,310,000 $ 2/17/2010 $ 2,050,236,344 $ 3/12/2010 $ 54,767 $ 2,410,010,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 2,475,080,000 initial cap Updated portfolio data from servicer & HAFA 3,688,390,000 initial cap Transfer of cap (from Wachovia) due to 5,738,626,344 merger Transfer of cap (from Wachovia) due to 5,738,681,110 merger 3/19/2010 $ 668,108,890 $ 6,406,790,000 Initial 2MP cap 3/26/2010 $ 683,130,000 $ 7,089,920,000 Updated portfolio data from servicer 7/14/2010 $ (2,038,220,000) $ 5,051,700,000 Updated portfolio data from servicer 1,010,180,000 $ $ 660,590,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 782,500,000 initial cap Updated portfolio data from servicer & HAFA 913,840,000 initial cap 1,079,420,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 2,089,600,000 initial cap Updated portfolio data from servicer & HAFA 1,984,190,000 initial cap Updated portfolio data from servicer & 2MP 1,784,890,000 initial cap Transfer of cap to Service One, Inc. due to 1,784,660,000 servicing transfer Transfer of cap to Specialized Loan Servicing, 1,781,660,000 LLC due to servicing transfer Transfer of cap to multiple servicers due to 1,769,380,000 servicing transfer 1,011,700,000 Updated portfolio data from servicer Transfer of cap to multiple servicers due to 1,004,590,000 servicing transfer Transfer of cap to multiple servicers due to 998,290,000 servicing transfer Transfer of cap to multiple servicers due to 989,990,000 servicing transfer Page 24 of 44 Servicer Modifying Borrowers' Loans Date 4/13/2009 4/13/2009 Name of Institution GMAC Mortgage, Inc. Saxon Mortgage Services, Inc. City Ft. Washington Irving Transaction State Type PA TX Purchase Purchase Investment Description Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Cap of Incentive Payments Adjustment on Behalf of Borrowers and Pricing Date to Servicers & Mechanism Note $ $ 633,000,000 407,000,000 N/A N/A 4/13/2009 Chase Home Finance, LLC Iselin NJ Purchase Financial Instrument for Home Loan Modifications $ 3,552,000,000 N/A 4/16/2009 Ocwen Financial Corporation, Inc. West Palm Beach FL Purchase Financial Instrument for Home Loan Modifications $ 659,000,000 N/A 4/17/2009 as Bank of America, N.A. amended on 1/26/2010 Simi Valley CA Purchase Financial Instrument for Home Loan Modifications $ 798,900,000 N/A 2 Adjustment Details Cap Adjustment Amount Adjusted Cap Reason for Adjustment 6/12/2009 $ 384,650,000 $ 9/30/2009 $ 2,537,240,000 $ 12/30/2009 $ (1,679,520,000) $ 3/26/2010 $ 190,180,000 $ 5/14/2010 $ 1,880,000 $ 2,065,550,000 Updated portfolio data from servicer Transfer of cap from Wilshire Credit 2,067,430,000 Corporation due to servicing transfer 7/14/2010 $ (881,530,000) $ 1,185,900,000 Updated portfolio data from servicer 8/13/2010 $ (3,700,000) $ 6/17/2009 $ 225,040,000 $ 9/30/2009 $ 254,380,000 $ 12/30/2009 $ 355,710,000 $ 3/26/2010 $ (57,720,000) $ 6/16/2010 $ ((156,050,000)) $ 7/14/2010 $ (513,660,000) $ 7/16/2010 $ (22,980,000) $ 9/15/2010 $ 1,800,000 7/31/2009 $ (3,552,000,000) $ 6/12/2009 $ (105,620,000) $ 9/30/2009 $ 102,580,000 $ 12/30/2009 $ 277,640,000 $ 3/26/2010 $ 46,860,000 $ 6/16/2010 $ 156,050,000 $ 7/14/2010 $ (191,610,000) $ 7/16/2010 $ 23,710,000 $ 944,900,000 Updated portfolio data from servicer Transfer of cap from Saxon Mortgage 968,610,000 Services, Inc. due to servicing transfer 9/15/2010 $ 100,000 $ 968,710,000 Initial FHA-HAMP cap 6/12/2009 $ 5,540,000 $ 9/30/2009 $ 162,680,000 $ 12/30/2009 $ 665,510,000 $ 804,440,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 967,120,000 initial cap Updated portfolio data from servicer & HAFA 1,632,630,000 initial cap 1/26/2010 $ 800,390,000 $ 2,433,020,000 Initial 2MP cap 3/26/2010 $ (829,370,000) $ 1,603,650,000 Updated portfolio data from servicer 7/14/2010 $ (366,750,000) $ 1,236,900,000 Updated portfolio data from servicer $ 1,017,650,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 3,554,890,000 initial cap Updated portfolio data from servicer & HAFA 1,875,370,000 initial cap 1,182,200,000 Transfer of cap due to servicing transfer 632,040,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 886,420,000 initial cap Updated portfolio data from servicer & HAFA 1,242,130,000 initial cap 1,184,410,000 Updated portfolio data from servicer Transfer of cap to Ocwen Financial 1,028,360,000 Corporation, p Inc. due to servicing g transfer 514,700,000 Updated portfolio data from servicer Transfer of cap due to multiple servicing 491,720,000 transfers 493,520,000 Transfer of cap due to servicing transfer - Termination of SPA 553,380,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 655,960,000 initial cap Updated portfolio data from servicer & HAFA 933,600,000 initial cap 980,460,000 Updated portfolio data from servicer Transfer of cap from Saxon Mortgage 1,136,510,000 Services, Inc. due to servicing transfer Page 25 of 44 Servicer Modifying Borrowers' Loans Date Name of Institution 4/17/2009 as Countrywide Home Loans Servicing LP amended on 1/26/2010 4/20/2009 4/20/2009 Home Loan Services, Inc. Wilshire Credit Corporation City Simi Valley Pittsburgh Beaverton Transaction State Type CA PA OR Purchase Purchase Purchase Investment Description Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Cap of Incentive Payments Adjustment on Behalf of Borrowers and Pricing Date to Servicers & Mechanism Note $ $ $ 1,864,000,000 319,000,000 366,000,000 N/A N/A N/A Adjustment Details Cap Adjustment Amount 3,318,840,000 Adjusted Cap $ Reason for Adjustment 6/12/2009 $ 9/30/2009 $ 12/30/2009 $ 2,290,780,000 $ 5,182,840,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 4,465,420,000 initial cap Updated portfolio data from servicer & HAFA 6,756,200,000 initial cap 1/26/2010 $ 450,100,000 $ 7,206,300,000 Initial 2MP cap 3/26/2010 $ 905,010,000 $ 4/19/2010 $ 10,280,000 $ 6/16/2010 $ 286,510,000 $ 8,111,310,000 Updated portfolio data from servicer Transfer of cap from Wilshire Credit 8,121,590,000 Corporation due to servicing transfer Transfer of cap from Wilshire Credit 8,408,100,000 Corporation due to servicing transfer 7/14/2010 $ (1,787,300,000) $ 6,620,800,000 Updated portfolio data from servicer 6/12/2009 $ 128,300,000 $ 9/30/2009 $ 46,730,000 $ 12/30/2009 $ 145,820,000 $ 3/26/2010 $ ((17,440,000)) $ 622,410,000 Updated p p portfolio data from servicer 7/14/2010 $ (73,010,000) $ 549,400,000 Updated portfolio data from servicer 6/12/2009 $ 87,130,000 9/30/2009 $ (249,670,000) $ 12/30/2009 $ 119,700,000 $ 453,130,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 203,460,000 initial cap Updated portfolio data from servicer & HAFA 323,160,000 initial cap 3/26/2010 $ 52,270,000 $ 4/19/2010 $ (10,280,000) $ 5/14/2010 $ (1,880,000) $ 6/16/2010 $ (286,510,000) $ 7/14/2010 $ 7/16/2010 $ (210,000) $ 96,300,000 Updated portfolio data from servicer Transfer of cap to Green Tree Servicing LLC 96,090,000 due to servicing transfer 8/13/2010 $ (100,000) $ 95,990,000 Transfer of cap due to servicing transfer (717,420,000) $ 19,540,000 $ $ 447,300,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 494,030,000 initial cap Updated portfolio data from servicer & HAFA 639,850,000 initial cap 375,430,000 Updated portfolio data from servicer Transfer of cap to Countrywide Home Loans 365,150,000 due to servicing transfer Transfer of cap to GMAC Mortgage, Inc. due 363,270,000 to servicing transfer Transfer of cap to Countrywide Home Loans 76,760,000 due to servicing transfer Page 26 of 44 Servicer Modifying Borrowers' Loans Date 4/24/2009 4/27/2009 5/1/2009 5/28/2009 Name of Institution Green Tree Servicing LLC Carrington Mortgage Services, LLC Aurora Loan Services, LLC Nationstar Mortgage LLC City Saint Paul Santa Ana Littleton Lewisville Transaction State Type MN CA CO TX Purchase Purchase Purchase Purchase Investment Description Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Cap of Incentive Payments Adjustment on Behalf of Borrowers and Pricing Date to Servicers & Mechanism Note $ $ $ $ 156,000,000 195,000,000 798,000,000 101,000,000 N/A N/A N/A N/A Adjustment Details Cap Adjustment Amount Adjusted Cap Reason for Adjustment 6/17/2009 $ (64,990,000) $ 9/30/2009 $ 130,780,000 $ 12/30/2009 $ (116,750,000) $ 3/26/2010 $ 13,080,000 $ 118,120,000 Updated portfolio data from servicer 7/14/2010 $ (24,220,000) $ 7/16/2010 $ 210,000 $ 93,900,000 Updated portfolio data from servicer Transfer of cap from Wilshire Credit 94,110,000 Corporation due to servicing transfer 8/13/2010 $ 2,200,000 $ 96,310,000 Transfer of cap due to servicing transfer 9/10/2010 $ 34,600,000 $ 6/17/2009 $ (63,980,000) $ 9/30/2009 $ 90,990,000 $ 12/30/2009 $ 57,980,000 $ 131,020,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 222,010,000 initial cap Updated portfolio data from servicer & HAFA 279,990,000 initial cap 3/26/2010 $ 74,520,000 $ p p 354,510,000 Updated portfolio data from servicer 7/14/2010 $ (75,610,000) $ 278,900,000 Updated portfolio data from servicer 8/13/2010 $ 1,100,000 6/17/2009 $ (338,450,000) $ 9/30/2009 $ (11,860,000) $ 12/30/2009 $ 21,330,000 $ 459,550,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 447,690,000 initial cap Updated portfolio data from servicer & HAFA 469,020,000 initial cap 3/26/2010 $ 9,150,000 $ 478,170,000 Updated portfolio data from servicer 7/14/2010 $ (76,870,000) $ 401,300,000 Updated portfolio data from servicer 9/1/2010 $ 400,000 6/12/2009 $ 16,140,000 $ 9/30/2009 $ 134,560,000 $ 12/30/2009 $ 80,250,000 $ 117,140,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 251,700,000 initial cap Updated portfolio data from servicer & HAFA 331,950,000 initial cap 3/26/2010 $ 67,250,000 $ 399,200,000 Updated portfolio data from servicer 7/14/2010 $ (85,900,000) $ 313,300,000 Updated portfolio data from servicer 8/13/2010 $ 100,000 $ $ $ 91,010,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 221,790,000 initial cap Updated portfolio data from servicer & HAFA 105,040,000 initial cap 130,910,000 Initial 2MP cap 280,000,000 Transfer of cap due to servicing transfer 401,700,000 Initial FHA-HAMP cap 313,400,000 Transfer of cap due to servicing transfer Page 27 of 44 Servicer Modifying Borrowers' Loans Name of Institution Date 6/12/2009 6/17/2009 6/17/2009 6/19/2009 6/19/2009 6/26/2009 Residential Credit Solutions CCO Mortgage RG Mortgage Corporation First Federal Savings and Loan Wescom Central Credit Union Citizens First Wholesale Mortgage Company City Fort Worth Glen Allen San Juan Port Angeles Anaheim The Villages Transaction State Type TX VA PR WA CA FL Purchase Purchase Purchase Purchase Purchase Purchase Investment Description Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Cap of Incentive Payments Adjustment on Behalf of Borrowers and Pricing Date to Servicers & Mechanism Note $ $ $ $ $ $ 19,400,000 16,520,000 57,000,000 770,000 540,000 30,000 N/A N/A N/A N/A N/A N/A Adjustment Details Cap Adjustment Amount Adjusted Cap (1,860,000) $ Reason for Adjustment Updated portfolio data from servicer & HPDP 17,540,000 initial cap Updated portfolio data from servicer & HAFA 45,460,000 initial cap 9/30/2009 $ 12/30/2009 $ 27,920,000 3/26/2010 $ (1,390,000) $ 7/14/2010 $ (13,870,000) $ 9/30/2009 $ 13,070,000 $ 12/30/2009 $ 145,510,000 3/26/2010 $ (116,950,000) $ 7/14/2010 $ (23,350,000) $ 9/30/2009 $ (11,300,000) $ 12/30/2009 $ (42,210,000) $ 34,800,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 45,700,000 initial cap Updated portfolio data from servicer & HAFA 3,490,000 initial cap 3/26/2010 $ 65,640,000 $ 69,130,000 Updated portfolio data from servicer 4/9/2010 $ ((14,470,000)) $ 54,660,000 Updated p p portfolio data from servicer 7/14/2010 $ (8,860,000) $ 12/30/2009 $ 2,020,000 $ 3/26/2010 $ 11,370,000 5/26/2010 $ (14,160,000) $ 9/30/2009 $ 330,000 $ 12/30/2009 $ 16,490,000 3/26/2010 $ (14,260,000) $ 3,100,000 Updated portfolio data from servicer 7/14/2010 $ (1,800,000) $ 1,300,000 Updated portfolio data from servicer 7/30/2010 $ 1,500,000 9/30/2009 $ 12/30/2009 $ 590,000 2,800,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 20,000 initial cap Updated portfolio data from servicer & HAFA 610,000 initial cap 3/26/2010 $ (580,000) $ 7/14/2010 $ $ $ $ $ $ (10,000) $ 70,000 $ $ 44,070,000 Updated portfolio data from servicer 30,200,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 29,590,000 initial cap Updated portfolio data from servicer & HAFA 175,100,000 initial cap 58,150,000 Updated portfolio data from servicer 45,800,000 Updated portfolio data from servicer Updated portfolio data from servicer & HAFA 2,790,000 initial cap 14,160,000 Updated portfolio data from servicer - Termination of SPA Updated portfolio data from servicer & HPDP 870,000 initial cap Updated portfolio data from servicer & HAFA 17,360,000 initial cap 30,000 Updated portfolio data from servicer 100,000 Updated portfolio data from servicer Page 28 of 44 Servicer Modifying Borrowers' Loans Name of Institution Date 6/26/2009 6/26/2009 7/1/2009 Technology Credit Union National City Bank Wachovia Mortgage, FSB City San Jose Miamisburg Des Moines Transaction State Type CA OH IA Purchase Purchase Purchase Investment Description Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Cap of Incentive Payments Adjustment on Behalf of Borrowers and Pricing Date to Servicers & Mechanism Note $ $ $ 70,000 294,980,000 634,010,000 N/A N/A N/A 3 7/1/2009 7/10/2009 7/10/2009 Bayview Loan Servicing, LLC Lake National Bank IBM Southeast Employees' Federal Credit Union Coral Gables Mentor Delray Beach FL OH FL Purchase Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ $ 44,260,000 100,000 870,000 N/A N/A N/A Adjustment Details Cap Adjustment Amount Adjusted Cap Reason for Adjustment Updated portfolio data from servicer & HAFA 2,250,000 initial cap 12/30/2009 $ 2,180,000 $ 3/26/2010 $ (720,000) $ 7/14/2010 $ (430,000) $ 9/30/2009 $ 315,170,000 $ 12/30/2009 $ 90,280,000 3/26/2010 $ (18,690,000) $ 7/14/2010 $ (272,640,000) $ 9/30/2009 $ 723,880,000 $ 12/30/2009 $ 692,640,000 2/17/2010 $ (2,050,236,344) $ 3/12/2010 $ (54,767) $ 9/30/2009 $ 23,850,000 $ 12/30/2009 $ 43,590,000 $ 3/26/2010 $ 34,540,000 $ 146,240,000 Updated portfolio data from servicer 5/7/2010 $ 1,010,000 $ 147,250,000 Initial 2MP cap 7/14/2010 $ (34,250,000) $ 9/30/2009 $ 150,000 $ 12/30/2009 $ 130,000 $ 3/26/2010 $ 50,000 $ 7/14/2010 $ (30,000) $ 9/30/2009 $ (10,000) $ 12/30/2009 $ 250,000 3/26/2010 $ (10,000) $ 1,100,000 Updated portfolio data from servicer 7/14/2010 $ (400,000) $ 700,000 Updated portfolio data from servicer $ $ $ 1,530,000 Updated portfolio data from servicer 1,100,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 610,150,000 initial cap Updated portfolio data from servicer & HAFA 700,430,000 initial cap 681,740,000 Updated portfolio data from servicer 409,100,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 1,357,890,000 initial cap Updated portfolio data from servicer & HAFA 2,050,530,000 initial cap Transfer of cap (to Wells Fargo Bank) due to 293,656 merger Transfer of cap (to Wells Fargo Bank) due to 238,890 merger Updated portfolio data from servicer & HPDP p 68,110,000 initial cap Updated portfolio data from servicer & HAFA 111,700,000 initial cap 113,000,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 250,000 initial cap Updated portfolio data from servicer & HAFA 380,000 initial cap 430,000 Updated portfolio data from servicer 400,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 860,000 initial cap Updated portfolio data from servicer & HAFA 1,110,000 initial cap Page 29 of 44 Servicer Modifying Borrowers' Loans Name of Institution Date 7/17/2009 7/17/2009 7/17/2009 7/17/2009 7/22/2009 7/22/2009 7/22/2009 MorEquity, Inc. PNC Bank, National Association Farmers State Bank ShoreBank American Home Mortgage Servicing, Inc Mortgage Center, LLC Mission Federal Credit Union City Evansville Pittsburgh West Salem Chicago Coppell Southfield San Diego Transaction State Type IN PA OH IL TX MI CA Purchase Purchase Purchase Purchase Purchase Purchase Purchase Investment Description Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Cap of Incentive Payments Adjustment on Behalf of Borrowers and Pricing Date to Servicers & Mechanism Note $ $ $ $ $ $ $ 23,480,000 54,470,000 170,000 1,410,000 1,272,490,000 4,210,000 860,000 N/A N/A N/A N/A N/A N/A N/A Adjustment Details Cap Adjustment Amount Adjusted Cap Reason for Adjustment 9/30/2009 $ 18,530,000 $ 12/30/2009 $ 24,510,000 $ Updated portfolio data from servicer & HPDP 42,010,000 initial cap Updated portfolio data from servicer & HAFA 66,520,000 initial cap 3/26/2010 $ 18,360,000 $ 84,880,000 Updated portfolio data from servicer 7/14/2010 $ (22,580,000) $ 9/30/2009 $ (36,240,000) $ 12/30/2009 $ 19,280,000 $ 62,300,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 18,230,000 initial cap Updated portfolio data from servicer & HAFA 37,510,000 initial cap 3/26/2010 $ 2,470,000 $ 39,980,000 Updated portfolio data from servicer 7/14/2010 $ (17,180,000) $ 9/30/2009 $ (90,000) $ 12/30/2009 $ 50,000 $ 3/26/2010 $ 100,000 $ 7/14/2010 $ ((130,000)) $ 9/30/2009 $ 890,000 $ 12/30/2009 $ 3/26/2010 $ (20,000) $ 7/14/2010 $ (240,000) $ 9/30/2009 $ (53,670,000) $ 12/30/2009 $ 250,450,000 $ 3,300,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 1,218,820,000 initial cap Updated portfolio data from servicer & HAFA 1,469,270,000 initial cap 3/26/2010 $ 124,820,000 $ 1,594,090,000 Updated portfolio data from servicer 7/14/2010 $ (289,990,000) $ 9/30/2009 $ 1,780,000 $ 12/30/2009 $ 2,840,000 $ 3/26/2010 $ 2,800,000 $ 7/14/2010 $ (5,730,000) $ 9/30/2009 $ (490,000) $ 12/30/2009 $ 6,750,000 3/26/2010 $ (6,340,000) $ 780,000 Updated portfolio data from servicer 7/14/2010 $ (180,000) $ 600,000 Updated portfolio data from servicer 1,260,000 $ $ 22,800,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 80,000 initial cap Updated portfolio data from servicer & HAFA 130,000 initial cap 230,000 Updated portfolio data from servicer 100,000 Updated p p portfolio data from servicer Updated portfolio data from servicer & HPDP 2,300,000 initial cap Updated portfolio data from servicer & HAFA 3,560,000 initial cap 3,540,000 Updated portfolio data from servicer 1,304,100,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 5,990,000 initial cap Updated portfolio data from servicer & HAFA 8,830,000 initial cap 11,630,000 Updated portfolio data from servicer 5,900,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 370,000 initial cap Updated portfolio data from servicer & HAFA 7,120,000 initial cap Page 30 of 44 Servicer Modifying Borrowers' Loans Name of Institution Date 7/29/2009 7/29/2009 7/29/2009 7/31/2009 7/31/2009 8/5/2009 8/5/2009 First Bank Purdue Employees Federal Credit Union Wachovia Bank, N.A. J.P.Morgan Chase Bank, NA EMC Mortgage Corporation Lake City Bank Oakland Municipal Credit Union City St. Louis West Lafayette Charlotte Lewisville Lewisville Warsaw Oakland Transaction State Type MO IN NC TX TX IN CA Purchase Purchase Purchase Purchase Purchase Purchase Purchase Investment Description Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Cap of Incentive Payments Adjustment on Behalf of Borrowers and Pricing Date to Servicers & Mechanism Note $ $ $ $ $ $ $ 6,460,000 1,090,000 85,020,000 2,699,720,000 707,380,000 420,000 140 000 140,000 N/A N/A N/A N/A N/A N/A N/A Adjustment Details Cap Adjustment Amount Adjusted Cap Reason for Adjustment 9/30/2009 $ 12/30/2009 $ 680,000 $ Updated portfolio data from servicer & HPDP 4,930,000 initial cap Updated portfolio data from servicer & HAFA 5,610,000 initial cap 3/26/2010 $ 2,460,000 $ 8,070,000 Updated portfolio data from servicer 7/14/2010 $ (2,470,000) $ 9/30/2009 $ (60,000) $ 12/30/2009 $ 1,260,000 $ 5,600,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 1,030,000 initial cap Updated portfolio data from servicer & HAFA 2,290,000 initial cap 3/26/2010 $ 2,070,000 $ 4,360,000 Updated portfolio data from servicer 7/14/2010 $ (3,960,000) $ 9/30/2009 $ (37,700,000) $ 12/30/2009 $ 26,160,000 $ 400,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 47,320,000 initial cap Updated portfolio data from servicer & HAFA 73,480,000 initial cap 3/26/2010 $ 9,820,000 $ 83,300,000 Updated portfolio data from servicer 7/14/2010 $ ((46,200,000)) $ 9/30/2009 $ (14,850,000) $ 12/30/2009 $ 1,178,180,000 $ 3/26/2010 $ 1,006,580,000 $ 7/14/2010 $ (1,934,230,000) $ 9/30/2009 $ (10,000) $ 12/30/2009 $ 502,430,000 3/26/2010 $ (134,560,000) $ 7/14/2010 $ (392,140,000) $ 7/16/2010 $ (630,000) $ 9/30/2009 $ 180,000 $ 12/30/2009 $ (350,000) $ 3/26/2010 $ 20,000 7/14/2010 $ (70,000) $ 9/30/2009 $ 290,000 $ 12/30/2009 $ 210,000 $ 200,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 430,000 initial cap Updated portfolio data from servicer & HAFA 640,000 initial cap 3/26/2010 $ 170,000 $ 810,000 Updated portfolio data from servicer 7/14/2010 $ (10,000) $ 800,000 Updated portfolio data from servicer (1,530,000) $ $ $ 37,100,000 Updated p p portfolio data from servicer Updated portfolio data from servicer & HPDP 2,684,870,000 initial cap Updated portfolio data from servicer & HAFA 3,863,050,000 initial cap Updated portfolio data from servicer & 2MP 4,869,630,000 initial cap 2,935,400,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 707,370,000 initial cap Updated portfolio data from servicer & HAFA 1,209,800,000 initial cap Updated portfolio data from servicer & 2MP 1,075,240,000 initial cap 683,100,000 Updated portfolio data from servicer Transfer of cap to Saxon Mortgage Services, 682,470,000 Inc. Updated portfolio data from servicer & HPDP 600,000 initial cap Updated portfolio data from servicer & HAFA 250,000 initial cap 270,000 Updated portfolio data from servicer Page 31 of 44 Servicer Modifying Borrowers' Loans Name of Institution Date 8/5/2009 8/12/2009 8/12/2009 8/12/2009 8/28/2009 HomEq Servicing Litton Loan Servicing LP PennyMac Loan Services, LLC Servis One, Inc. OneWest Bank City North Highlands Houston Calasbasa Titusville Pasadena Transaction State Type CA TX CA PA CA Purchase Purchase Purchase Purchase Purchase Investment Description Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Cap of Incentive Payments Adjustment on Behalf of Borrowers and Pricing Date to Servicers & Mechanism Note $ $ $ $ $ 674,000,000 774,900,000 6,210,000 29,730,000 668 440 000 668,440,000 N/A N/A N/A N/A N/A Adjustment Details Cap Adjustment Amount Adjusted Cap Reason for Adjustment 9/30/2009 $ (121,190,000) $ 12/30/2009 $ (36,290,000) $ Updated portfolio data from servicer & HPDP 552,810,000 initial cap Updated portfolio data from servicer & HAFA 516,520,000 initial cap 3/26/2010 $ 199,320,000 715,840,000 Updated portfolio data from servicer 7/14/2010 $ (189,040,000) $ 9/30/2009 $ 313,050,000 $ 12/30/2009 $ 275,370,000 $ 526,800,000 Updated portfolio data from servicer Updated portfolio data from servicer & HPDP 1,087,950,000 initial cap Updated portfolio data from servicer & HAFA 1,363,320,000 initial cap 3/26/2010 $ 278,910,000 $ 1,642,230,000 Updated portfolio data from servicer 7/14/2010 $ (474,730,000) $ 1,167,500,000 Updated portfolio data from servicer 8/13/2010 $ (700,000) $ 9/15/2010 $ (1,000,000) $ 9/30/2009 $ (1,200,000) $ 12/30/2009 $ 30,800,000 $ 3/26/2010 $ 23,200,000 $ 6/16/2010 $ 2,710,000 $ 7/14/2010 $ 7/16/2010 $ 6,680,000 $ 43,700,000 Updated portfolio data from servicer Transfer of cap from CitiMortgage, Inc. due to 50,380,000 servicing transfer 8/13/2010 $ 2,600,000 $ 52,980,000 Transfer of cap to due to servicing transfer 9/15/2010 $ (100,000) $ 9/30/2009 $ (25,510,000) $ 12/30/2009 $ 520,000 $ 3/26/2010 $ 4,330,000 $ 4/19/2010 $ 230,000 $ 5/19/2010 $ 850,000 $ 7/14/2010 $ (850,000) $ 9,300,000 Updated portfolio data from servicer 9/15/2010 $ 100,000 9,400,000 Transfer of cap to due to servicing transfer 10/2/2009 $ 145,800,000 $ 12/30/2009 $ 1,355,930,000 $ 814,240,000 HPDP initial cap Updated portfolio data from servicer & HAFA 2,170,170,000 initial cap 3/26/2010 $ 121,180,000 $ 2,291,350,000 Updated portfolio data from servicer 7/14/2010 $ (408,850,000) $ 1,882,500,000 Updated portfolio data from servicer $ (18,020,000) $ $ 1,166,800,000 Transfer of cap to due to servicing transfer 1,165,800,000 Transfer of cap to due to servicing transfer Updated portfolio data from servicer & HPDP 5,010,000 initial cap Updated portfolio data from servicer & HAFA p 35,810,000 initial cap 59,010,000 Updated portfolio data from servicer Transfer of cap from CitiMortgage, Inc. due to 61,720,000 servicing transfer 52,880,000 Transfer of cap to due to servicing transfer Updated portfolio data from servicer & HPDP 4,220,000 initial cap Updated portfolio data from servicer & HAFA 4,740,000 initial cap 9,070,000 Updated portfolio data from servicer Transfer of cap from CitiMortgage, Inc. due to 9,300,000 servicing transfer 10,150,000 Initial 2MP cap Page 32 of 44 Servicer Modifying Borrowers' Loans Name of Institution Date 8/28/2009 8/28/2009 9/2/2009 Stanford Federal Credit Union RoundPoint Mortgage Servicing Corporation Horicon Bank 9/2/2009 as Vantium Capital, Inc.dba Acqura Loan Services amended on 8/27/2010 9/9/2009 9/9/2009 9/9/2009 Central Florida Educators Federal Credit Union U.S. Bank National Association CUC Mortgage Corporation City Palo Alto Charlotte Horicon Plano Lake Mary Owensboro Albany Transaction State Type CA NC WI TX FL KY NY Purchase Purchase Purchase Purchase Purchase Purchase Purchase Investment Description Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Cap of Incentive Payments Adjustment on Behalf of Borrowers and Pricing Date to Servicers & Mechanism Note $ $ $ $ $ $ $ 300,000 570,000 560,000 6,000,000 1,250,000 114,220,000 4,350,000 N/A N/A N/A N/A N/A N/A N/A 6 Adjustment Details Cap Adjustment Amount Adjusted Cap 70,000 $ Reason for Adjustment 10/2/2009 $ 12/30/2009 $ 2,680,000 $ 370,000 HPDP initial cap Updated portfolio data from servicer & HAFA 3,050,000 initial cap 3/26/2010 $ 350,000 $ 3,400,000 Updated portfolio data from servicer 7/14/2010 $ (1,900,000) $ 1,500,000 Updated portfolio data from servicer 10/2/2009 $ 130,000 $ 12/30/2009 $ (310,000) $ 3/26/2010 $ 2,110,000 $ 2,500,000 Updated portfolio data from servicer 7/14/2010 $ 8,300,000 $ 10,800,000 Updated portfolio data from servicer 10/2/2009 $ 12/30/2009 $ 1,040,000 3/26/2010 $ (1,680,000) $ 5/12/2010 $ 1,260,000 $ p p 1,310,000 Updated portfolio data from servicer 7/14/2010 $ (1,110,000) $ 200,000 Updated portfolio data from servicer 10/2/2009 $ 1,310,000 $ 12/30/2009 $ (3,390,000) $ 3/26/2010 $ 410,000 $ 4,330,000 Updated portfolio data from servicer 7/14/2010 $ (730,000) $ 3,600,000 Updated portfolio data from servicer 9/15/2010 $ 10/2/2009 $ 280,000 $ 12/30/2009 $ (750,000) $ 3/26/2010 $ 120,000 $ 900,000 Updated portfolio data from servicer 7/14/2010 $ (300,000) $ 600,000 Updated portfolio data from servicer 10/2/2009 $ 24,920,000 $ 12/30/2009 $ 49,410,000 $ 139,140,000 HPDP initial cap Updated portfolio data from servicer & HAFA 188,550,000 initial cap 3/26/2010 $ 41,830,000 $ 230,380,000 Updated portfolio data from servicer 7/14/2010 $ (85,780,000) $ 144,600,000 Updated portfolio data from servicer 10/2/2009 $ 950,000 $ 12/30/2009 $ 5,700,000 $ 5,300,000 HPDP initial cap Updated portfolio data from servicer & HAFA 11,000,000 initial cap 3/26/2010 $ 740,000 $ 11,740,000 Updated portfolio data from servicer 7/14/2010 $ (1,440,000) $ 10,300,000 Updated portfolio data from servicer 130,000 $ 4,700,000 $ $ 700,000 HPDP initial cap Updated portfolio data from servicer & HAFA 390,000 initial cap 690,000 HPDP initial cap Updated portfolio data from servicer & HAFA 1,730,000 initial cap 50,000 Updated portfolio data from servicer 7,310,000 HPDP initial cap Updated portfolio data from servicer & HAFA 3,920,000 initial cap 8,300,000 Transfer of cap due to servicing transfer 1,530,000 HPDP initial cap Updated portfolio data from servicer & HAFA 780,000 initial cap Page 33 of 44 Servicer Modifying Borrowers' Loans Date 9/11/2009 9/11/2009 9/11/2009 9/11/2009 9/16/2009 9/23/2009 9/23/2009 Name of Institution ORNL Federal Credit Union Allstate Mortgage Loans & Investments, Inc. Metropolitan National Bank Franklin Credit Management Corporation Bay Federal Credit Union AMS Servicing, LLC Schools Financial Credit Union City Oak Ridge Ocala Little Rock Jersey City Capitola Buffalo Sacramento Transaction State Type TN FL AR NJ CA NY CA Purchase Purchase Purchase Purchase Purchase Purchase Purchase Investment Description Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Cap of Incentive Payments Adjustment on Behalf of Borrowers and Pricing Date to Servicers & Mechanism Note $ $ $ $ $ $ $ 2,070,000 250,000 280,000 27,510,000 410,000 4,390,000 390,000 N/A N/A N/A N/A N/A N/A N/A Adjustment Details Cap Adjustment Amount Adjusted Cap 460,000 $ Reason for Adjustment 10/2/2009 $ 12/30/2009 $ 2,730,000 $ 3/26/2010 $ 13,280,000 $ 18,540,000 Updated portfolio data from servicer 7/14/2010 $ (13,540,000) $ 5,000,000 Updated portfolio data from servicer 10/2/2009 $ 60,000 $ 12/30/2009 $ (80,000) $ 310,000 HPDP initial cap Updated portfolio data from servicer & HAFA 230,000 initial cap 3/26/2010 $ 280,000 $ 510,000 Updated portfolio data from servicer 7/14/2010 $ (410,000) $ 100,000 Updated portfolio data from servicer 10/2/2009 $ 70,000 $ 12/30/2009 $ 620,000 $ 3/26/2010 $ 100,000 $ 1,070,000 Updated portfolio data from servicer 7/14/2010 $ ((670,000)) $ 400,000 Updated p p portfolio data from servicer 10/2/2009 $ 6,010,000 $ 12/30/2009 $ (19,750,000) $ 3/26/2010 $ (4,780,000) $ 8,990,000 Updated portfolio data from servicer 7/14/2010 $ (2,390,000) $ 6,600,000 Updated portfolio data from servicer 10/2/2009 $ 90,000 $ 12/30/2009 $ 1,460,000 $ 500,000 HPDP initial cap Updated portfolio data from servicer & HAFA 1,960,000 initial cap 3/26/2010 $ 160,000 $ 2,120,000 Updated portfolio data from servicer 7/14/2010 $ (120,000) $ 2,000,000 Updated portfolio data from servicer 10/2/2009 $ 960,000 $ 12/30/2009 $ (3,090,000) $ 3/26/2010 $ 230,000 $ 2,490,000 Updated portfolio data from servicer 7/14/2010 $ 5,310,000 $ 7,800,000 Updated portfolio data from servicer 10/2/2009 $ 12/30/2009 $ 940,000 3/26/2010 $ (980,000) $ 440,000 Updated portfolio data from servicer 7/14/2010 $ (140,000) $ 300,000 Updated portfolio data from servicer 90,000 $ $ 2,530,000 HPDP initial cap Updated portfolio data from servicer & HAFA 5,260,000 initial cap 350,000 HPDP initial cap Updated portfolio data from servicer & HAFA 970,000 initial cap 33,520,000 HPDP initial cap Updated portfolio data from servicer & HAFA 13,770,000 initial cap 5,350,000 HPDP initial cap Updated portfolio data from servicer & HAFA 2,260,000 initial cap 480,000 HPDP initial cap Updated portfolio data from servicer & HAFA 1,420,000 initial cap Page 34 of 44 Servicer Modifying Borrowers' Loans Name of Institution Date 9/23/2009 9/23/2009 9/23/2009 9/25/2009 Glass City Federal Credit Union Central Jersey Federal Credit Union Yadkin Valley Bank SEFCU 10/14/2009 Great Lakes Credit Union 10/14/2009 Mortgage Clearing Corporation 10/21/2009 United Bank Mortgage Corporation 10/23/2009 Bank United City Maumee Woodbridge Elkin Albany North Chicago Tulsa Grand Rapids Miami Lakes Transaction State Type OH NJ NC NY IL OK MI FL Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Investment Description Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Cap of Incentive Payments Adjustment on Behalf of Borrowers and Pricing Date to Servicers & Mechanism Note $ $ $ $ $ $ $ $ 230,000 30,000 240,000 440,000 570,000 4,860,000 410,000 93 660 000 93,660,000 N/A N/A N/A N/A N/A N/A N/A N/A Adjustment Details Cap Adjustment Amount Adjusted Cap Reason for Adjustment 10/2/2009 $ 60,000 $ 12/30/2009 $ (10,000) $ 290,000 HPDP initial cap Updated portfolio data from servicer & HAFA 280,000 initial cap 3/26/2010 $ 130,000 $ 410,000 Updated portfolio data from servicer 7/14/2010 $ (110,000) $ 300,000 Updated portfolio data from servicer 10/2/2009 $ 10,000 $ 12/30/2009 $ 120,000 $ 40,000 HPDP initial cap Updated portfolio data from servicer & HAFA 160,000 initial cap 3/26/2010 $ 10,000 $ 170,000 Updated portfolio data from servicer 7/14/2010 $ (70,000) $ 100,000 Updated portfolio data from servicer 10/2/2009 $ 60,000 $ 12/30/2009 $ 350,000 $ 3/26/2010 $ 1,360,000 $ 2,010,000 Updated portfolio data from servicer 7/14/2010 $ ((1,810,000)) $ 200,000 Updated p p portfolio data from servicer 10/2/2009 $ 100,000 $ 12/30/2009 $ 3/26/2010 $ (290,000) $ 7/14/2010 $ (70,000) $ 12/30/2009 $ 1,030,000 $ 3/26/2010 $ (880,000) $ 7/14/2010 $ (320,000) $ 12/30/2009 $ (2,900,000) $ 3/26/2010 $ (1,600,000) $ 360,000 Updated portfolio data from servicer 7/14/2010 $ (260,000) $ 100,000 Updated portfolio data from servicer 1/22/2010 $ 20,000 $ 3/26/2010 $ 400,000 $ 830,000 Updated portfolio data from servicer 7/14/2010 $ (430,000) $ 400,000 Updated portfolio data from servicer 1/22/2010 $ 4,370,000 $ 98,030,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 23,880,000 $ 121,910,000 Updated portfolio data from servicer 7/14/2010 $ (16,610,000) $ 105,300,000 Updated portfolio data from servicer 20,000 $ 300,000 HPDP initial cap Updated portfolio data from servicer & HAFA 650,000 initial cap 540,000 HPDP initial cap Updated portfolio data from servicer & HAFA 560,000 initial cap 270,000 Updated portfolio data from servicer 200,000 Updated portfolio data from servicer Updated portfolio data from servicer & HAFA 1,600,000 initial cap 720,000 Updated portfolio data from servicer 400,000 Updated portfolio data from servicer Updated portfolio data from servicer & HAFA 1,960,000 initial cap 430,000 Updated HPDP cap & HAFA initial cap Page 35 of 44 Servicer Modifying Borrowers' Loans Name of Institution Date 10/23/2009 IC Federal Credit Union City Fitchburg Transaction State Type MA Purchase Investment Description Financial Instrument for Home Loan Modifications Cap of Incentive Payments Adjustment on Behalf of Borrowers and Pricing Date to Servicers & Mechanism Note $ 760,000 N/A 10/28/2009 Harleysville National Bank & Trust Company Harleysville PA Purchase Financial Instrument for Home Loan Modifications $ 1,070,000 N/A 10/28/2009 Members Mortgage Company, Inc Woburn MA Purchase Financial Instrument for Home Loan Modifications $ 510,000 N/A 10/30/2009 DuPage Credit Union Naperville IL Purchase Financial Instrument for Home Loan Modifications $ 70,000 N/A 11/6/2009 Los Alamos National Bank 11/18/2009 Quantum Servicing Corporation 11/18/2009 Hillsdale County National Bank 11/18/2009 QLending, Inc. 11/25/2009 Marix Servicing, LLC Los Alamos Tampa Hillsdale Coral Gables Phoenix NM FL MI FL AZ Purchase Purchase Purchase Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ $ $ $ 700,000 18,960,000 1,670,000 20,000 20,360,000 N/A N/A N/A N/A N/A Adjustment Details Cap Adjustment Amount Adjusted Cap 1/22/2010 $ 40,000 $ 3/26/2010 $ (760,000) $ 5/12/2010 $ 7/14/2010 2,630,000 Reason for Adjustment 800,000 Updated HPDP cap & HAFA initial cap 40,000 Updated portfolio data from servicer $ 2,670,000 Updated portfolio data from servicer $ (770,000) $ 1,900,000 Updated portfolio data from servicer 4/21/2010 $ (1,070,000) $ - Termination of SPA 4/21/2010 $ (510,000) $ - Termination of SPA 1/22/2010 $ 10,000 $ 80,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 10,000 $ 90,000 Updated portfolio data from servicer 7/14/2010 $ 10,000 $ 100,000 Updated portfolio data from servicer 1/22/2010 $ 40,000 $ 740,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 50,000 $ 790,000 Updated portfolio data from servicer 7/14/2010 $ 1 1,310,000 310 000 $ 2 2,100,000 100 000 Updated portfolio data from servicer 1/22/2010 $ 3/26/2010 $ 3,840,000 $ 23,690,000 Updated portfolio data from servicer 7/14/2010 $ (2,890,000) $ 20,800,000 Updated portfolio data from servicer 1/22/2010 $ 80,000 $ 3/26/2010 $ 330,000 $ 2,080,000 Updated portfolio data from servicer 7/14/2010 $ (1,080,000) $ 1,000,000 Updated portfolio data from servicer 1/22/2010 $ - $ 3/26/2010 $ (10,000) $ 7/14/2010 $ 90,000 1/22/2010 $ 950,000 $ 3/26/2010 $ (17,880,000) $ 6/16/2010 $ 1,030,000 7/14/2010 $ (1,160,000) $ 8/13/2010 $ 800,000 890,000 $ $ $ $ 19,850,000 Updated HPDP cap & HAFA initial cap 1,750,000 Updated HPDP cap & HAFA initial cap 20,000 Updated HPDP cap & HAFA initial cap 10,000 Updated portfolio data from servicer 100,000 Updated portfolio data from servicer 21,310,000 Updated HPDP cap & HAFA initial cap 3,430,000 Updated portfolio data from servicer Transfer of cap from CitiMortgage, Inc. due to 4,460,000 servicing transfer 3,300,000 Updated portfolio data from servicer 4,100,000 Transfer of cap due to servicing transfer Page 36 of 44 Servicer Modifying Borrowers' Loans Date Name of Institution City Transaction State Type Investment Description Cap of Incentive Payments Adjustment on Behalf of Borrowers and Pricing Date to Servicers & Mechanism Note 11/25/2009 Home Financing Center, Inc Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A 11/25/2009 First Keystone Bank Media PA Purchase Financial Instrument for Home Loan Modifications $ 1,280,000 N/A 12/4/2009 12/4/2009 12/9/2009 12/9/2009 12/9/2009 12/9/2009 12/9/2009 Community Bank & Trust Company Idaho Housing and Finance Association Spirit of Alaska Federal Credit Union American Eagle Federal Credit Union Silver State Schools Credit Union Fidelity Homestead Savings Bank Bay Gulf Credit Union Clarks Summit Boise Fairbanks East Hartford Las Vegas New Orleans Tampa PA ID AK CT NV LA FL Purchase Purchase Purchase Purchase Purchase Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ $ $ $ $ $ 380,000 9,430,000 360,000 1,590,000 1,880,000 2,940,000 230,000 N/A N/A N/A N/A N/A N/A N/A Adjustment Details Cap Adjustment Amount Adjusted Cap 4/21/2010 $ (230,000) $ 1/22/2010 $ 50,000 $ 3/26/2010 $ 7/14/2010 1,020,000 Reason for Adjustment - Termination of SPA 1,330,000 Updated HPDP cap & HAFA initial cap $ 2,350,000 Updated portfolio data from servicer $ (950,000) $ 1,400,000 Updated portfolio data from servicer 1/22/2010 $ 10,000 $ 3/26/2010 $ 520,000 $ 910,000 Updated portfolio data from servicer 7/14/2010 $ (810,000) $ 100,000 Updated portfolio data from servicer 1/22/2010 $ 440,000 $ 9,870,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 14,480,000 $ 24,350,000 Updated portfolio data from servicer 5/26/2010 $ (24,200,000) $ 150,000 Updated portfolio data from servicer 7/14/2010 $ 150,000 300,000 Updated portfolio data from servicer 1/22/2010 $ 3/26/2010 $ 850,000 $ 1,220,000 Updated portfolio data from servicer 7/14/2010 $ (120,000) $ 1,100,000 Updated portfolio data from servicer 1/22/2010 $ 70,000 $ 3/26/2010 $ (290,000) $ 1,370,000 Updated portfolio data from servicer 7/14/2010 $ (570,000) $ 800,000 Updated portfolio data from servicer 1/22/2010 $ 90,000 $ 3/26/2010 $ 1,110,000 $ 3,080,000 Updated portfolio data from servicer 7/14/2010 $ (1,180,000) $ 1,900,000 Updated portfolio data from servicer 1/22/2010 $ 140,000 $ 3/26/2010 $ 6,300,000 $ 9,380,000 Updated portfolio data from servicer 7/14/2010 $ (1,980,000) $ 7,400,000 Updated portfolio data from servicer 1/22/2010 $ 10,000 $ 3/26/2010 $ 440,000 $ 680,000 Updated portfolio data from servicer 7/14/2010 $ (80,000) $ 600,000 Updated portfolio data from servicer $ 10 000 $ 10,000 390,000 Updated HPDP cap & HAFA initial cap 370 370,000 000 Updated HPDP cap & HAFA initial cap 1,660,000 Updated HPDP cap & HAFA initial cap 1,970,000 Updated HPDP cap & HAFA initial cap 3,080,000 Updated HPDP cap & HAFA initial cap 240,000 Updated HPDP cap & HAFA initial cap Page 37 of 44 Servicer Modifying Borrowers' Loans Name of Institution Date 12/9/2009 12/9/2009 The Golden 1 Credit Union Sterling Savings Bank 12/11/2009 HomeStar Bank & Financial Services 12/11/2009 Glenview State Bank 12/11/2009 Verity Credit Union 12/11/2009 Hartford Savings Bank City Sacramento Spokane Manteno Glenview Seattle Hartford Transaction State Type CA WA IL IL WA WI Purchase Purchase Purchase Purchase Purchase Purchase Investment Description Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Cap of Incentive Payments Adjustment on Behalf of Borrowers and Pricing Date to Servicers & Mechanism Note $ $ $ $ $ $ 6,160,000 2,250,000 310,000 370,000 600,000 630,000 N/A N/A N/A N/A N/A N/A 12/11/2009 The Bryn Mawr Trust Co. Bryn Mawr PA Purchase Financial Instrument for Home Loan Modifications $ 150,000 N/A 12/16/2009 Citizens 1st National Bank Spring Valley IL Purchase Financial Instrument for Home Loan Modifications $ 620,000 N/A 12/16/2009 Golden Plains Credit Union Garden City KS Purchase Financial Instrument for Home Loan Modifications $ 170,000 N/A Adjustment Details Cap Adjustment Amount Adjusted Cap 290,000 $ Reason for Adjustment 1/22/2010 $ 3/26/2010 $ 40,000 $ 6,490,000 Updated portfolio data from servicer 7/14/2010 $ (2,890,000) $ 3,600,000 Updated portfolio data from servicer 1/22/2010 $ 100,000 $ 3/26/2010 $ (740,000) $ 1,610,000 Updated portfolio data from servicer 7/14/2010 $ (710,000) $ 900,000 Updated portfolio data from servicer 1/22/2010 $ 20,000 $ 3/26/2010 $ 820,000 $ 1,150,000 Updated portfolio data from servicer 7/14/2010 $ (350,000) $ 800,000 Updated portfolio data from servicer 1/22/2010 $ 20,000 $ 3/26/2010 $ 1,250,000 5/26/2010 $ (1 (1,640,000) 640 000) $ 1/22/2010 $ 30,000 $ 3/26/2010 $ 400,000 $ 1,030,000 Updated portfolio data from servicer 7/14/2010 $ (330,000) $ 700,000 Updated portfolio data from servicer 1/22/2010 $ 30,000 $ 3/26/2010 $ 800,000 $ 1,460,000 Updated portfolio data from servicer 7/14/2010 $ (360,000) $ 1,100,000 Updated portfolio data from servicer 4/21/2010 $ (150,000) $ 1/22/2010 $ 30,000 $ 3/26/2010 $ (580,000) $ 7/14/2010 $ 1/22/2010 $ 10,000 $ 180,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ 30,000 $ 210,000 Updated portfolio data from servicer 7/14/2010 $ (10,000) $ 200,000 Updated portfolio data from servicer 1,430,000 $ $ 6,450,000 Updated HPDP cap & HAFA initial cap 2,350,000 Updated HPDP cap & HAFA initial cap 330,000 Updated HPDP cap & HAFA initial cap 390,000 Updated HPDP cap & HAFA initial cap 1,640,000 Updated portfolio data from servicer - Termination of SPA 630,000 Updated HPDP cap & HAFA initial cap 660,000 Updated HPDP cap & HAFA initial cap - Termination of SPA 650,000 Updated HPDP cap & HAFA initial cap 70,000 Updated portfolio data from servicer 1,500,000 Updated portfolio data from servicer Page 38 of 44 Servicer Modifying Borrowers' Loans Name of Institution Date City Transaction State Type Investment Description Cap of Incentive Payments Adjustment on Behalf of Borrowers and Pricing Date to Servicers & Mechanism Note 12/16/2009 First Federal Savings and Loan Association of Lakewood Lakewood OH Purchase Financial Instrument for Home Loan Modifications $ 3,460,000 N/A 12/16/2009 Sound Community Bank Seattle WA Purchase Financial Instrument for Home Loan Modifications $ 440,000 N/A 12/16/2009 Horizon Bank, NA 12/16/2009 Park View Federal Savings Bank 12/23/2009 Iberiabank 12/23/2009 Grafton Suburban Credit Union 12/23/2009 Eaton National Bank & Trust Company 12/23/2009 Tempe Schools Credit Union 1/13/2010 Fresno County Federal Credit Union Michigan City Solon Sarasota North Grafton Eaton Tempe Fresno IN OH FL MA OH AZ CA Purchase Purchase Purchase Purchase Purchase Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ $ $ $ $ $ 700,000 760,000 4,230,000 340,000 60,000 110,000 260,000 N/A N/A N/A N/A N/A N/A N/A Adjustment Details Cap Adjustment Amount Adjusted Cap 1/22/2010 $ 160,000 $ 4/21/2010 $ (3,620,000) $ 1/22/2010 $ 20,000 $ 3/26/2010 $ 7/14/2010 1,430,000 Reason for Adjustment 3,620,000 Updated HPDP cap & HAFA initial cap - Termination of SPA 460,000 Updated HPDP cap & HAFA initial cap $ 1,890,000 Updated portfolio data from servicer $ (390,000) $ 1,500,000 Updated portfolio data from servicer 9/8/2010 $ (1,500,000) $ 1/22/2010 $ 30,000 $ 3/26/2010 $ 1,740,000 $ 2,470,000 Updated portfolio data from servicer 7/14/2010 $ (1,870,000) $ 600,000 Updated portfolio data from servicer 1/22/2010 $ 40,000 $ 3/26/2010 $ 140,000 $ 940,000 Updated portfolio data from servicer 7/14/2010 $ (140 (140,000) 000) $ 800 800,000 000 Updated portfolio data from servicer 1/22/2010 $ 200,000 $ 4,430,000 Updated HPDP cap & HAFA initial cap 3/26/2010 $ (1,470,000) $ 2,960,000 Updated portfolio data from servicer 7/14/2010 $ (1,560,000) $ 1,400,000 Updated portfolio data from servicer 1/22/2010 $ 20,000 $ 3/26/2010 $ (320,000) $ 7/14/2010 $ 760,000 1/22/2010 $ 3/26/2010 $ 90,000 $ 150,000 Updated portfolio data from servicer 7/14/2010 $ 50,000 $ 200,000 Updated portfolio data from servicer 1/22/2010 $ - $ 3/26/2010 $ (20,000) $ 7/14/2010 $ 10,000 $ 100,000 Updated portfolio data from servicer 3/26/2010 $ 480,000 $ 740,000 Updated portfolio data from servicer 7/14/2010 $ (140,000) $ 600,000 Updated portfolio data from servicer $ - $ - Termination of SPA 730,000 Updated HPDP cap & HAFA initial cap 800,000 Updated HPDP cap & HAFA initial cap 360,000 Updated HPDP cap & HAFA initial cap 40,000 Updated portfolio data from servicer 800,000 Updated portfolio data from servicer 60,000 Updated HPDP cap & HAFA initial cap 110,000 Updated HPDP cap & HAFA initial cap 90,000 Updated portfolio data from servicer Page 39 of 44 Servicer Modifying Borrowers' Loans Name of Institution Date City Transaction State Type Investment Description Cap of Incentive Payments Adjustment on Behalf of Borrowers and Pricing Date to Servicers & Mechanism Note 1/13/2010 Roebling Bank Roebling NJ Purchase Financial Instrument for Home Loan Modifications $ 240,000 N/A 1/13/2010 First National Bank of Grant Park Grant Park IL Purchase Financial Instrument for Home Loan Modifications $ 140,000 N/A 1/13/2010 Specialized Loan Servicing, LLC Highlands Ranch CO Purchase Financial Instrument for Home Loan Modifications $ 64,150,000 N/A 1/13/2010 Greater Nevada Mortgage Services Carson City NV Purchase Financial Instrument for Home Loan Modifications $ 770,000 N/A 1/15/2010 Digital Federal Credit Union Marlborough MA Purchase Financial Instrument for Home Loan Modifications $ 3,050,000 N/A 1/29/2010 iServe Residential Lending, LLC San Diego CA Purchase Financial Instrument for Home Loan Modifications $ 960,000 N/A 1/29/2010 United Bank Griffin GA Purchase Financial Instrument for Home Loan Modifications $ 540,000 N/A 3/3/2010 Urban Trust Bank Lake Mary FL Purchase Financial Instrument for Home Loan Modifications $ 1,060,000 N/A 3/5/2010 iServe Servicing, Inc. Irving TX Purchase Financial Instrument for Home Loan Modifications $ 28,040,000 N/A 3/10/2010 Navy Federal Credit Union Vienna VA Purchase Financial Instrument for Home Loan Modifications $ 60,780,000 N/A 3/10/2010 Vist Financial Corp Wyomissing PA Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 4/14/2010 Midwest Bank and Trust Co. Elmwood Park IL Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 4/14/2010 Wealthbridge Mortgage Corp Beaverton OR Purchase Financial Instrument for Home Loan Modifications $ 6,550,000 N/A 5/21/2010 Aurora Financial Group, Inc. Marlton NJ Purchase Financial Instrument for Home Loan Modifications $ 10,000 N/A 4 6/16/2010 Selene Financial, L.P. Houston TX Transfer Financial Instrument for Home Loan Modifications $ - N/A 5 Adjustment Details Cap Adjustment Amount Adjusted Cap Reason for Adjustment 3/26/2010 $ 610,000 $ 850,000 Updated portfolio data from servicer 7/14/2010 $ 50,000 $ 900,000 Updated portfolio data from servicer 3/26/2010 $ 150,000 $ 290,000 Updated portfolio data from servicer 7/14/2010 $ 10,000 $ 300,000 Updated portfolio data from servicer 3/26/2010 $ (51,240,000) $ 5/14/2010 $ 3,000,000 $ 6/16/2010 $ 4,860,000 $ 7/14/2010 $ 3,630,000 $ 7/16/2010 $ 330,000 $ 24,400,000 Updated portfolio data from servicer Transfer of cap from CitiMortgage, Inc. due to 24,730,000 servicing transfer 8/13/2010 $ 700,000 $ 25,430,000 Transfer of cap due to servicing transfer 9/15/2010 $ 200,000 $ 25,630,000 Transfer of cap due to servicing transfer 3/26/2010 $ 8 8,680,000 680 000 $ 9 9,450,000 450 000 Updated portfolio data from servicer 7/14/2010 $ (8,750,000) $ 700,000 Updated portfolio data from servicer 3/26/2010 $ 12,190,000 5/14/2010 $ (15,240,000) $ 3/26/2010 $ (730,000) $ 230,000 Updated portfolio data from servicer 7/14/2010 $ 370,000 $ 600,000 Updated portfolio data from servicer 3/26/2010 $ 160,000 $ 700,000 Updated portfolio data from servicer 7/14/2010 $ 4,440,000 $ 5,500,000 Updated portfolio data from servicer 9/24/2010 $ (5,500,000) $ 5/26/2010 $ 120,000 $ 7/14/2010 $ (12,660,000) $ 15,500,000 Updated portfolio data from servicer 7/14/2010 $ (44,880,000) $ 15,900,000 Updated portfolio data from servicer 7/14/2010 $ 400,000 $ 700,000 Updated portfolio data from servicer 7/14/2010 $ 300,000 $ 600,000 Updated portfolio data from servicer 7/14/2010 $ (150,000) $ 6,400,000 Updated portfolio data from servicer 9/15/2010 $ 5/26/2010 $ 6/16/2010 $ 3,680,000 $ 40,000 Updated FHA-HAMP cap Transfer of cap from CitiMortgage, Inc. due to 3,680,000 servicing transfer 8/13/2010 $ 3,300,000 $ 6,980,000 Transfer of cap due to servicing transfer 1,600,000 $ $ 30,000 $ 12,910,000 Updated portfolio data from servicer Transfer of cap from CitiMortgage, Inc. due to 15,910,000 servicing transfer Transfer of cap from CitiMortgage, Inc. due to 20,770,000 servicing transfer 15,240,000 Updated portfolio data from servicer - Termination of SPA - Termination of SPA 28,160,000 Initial 2MP cap 8,000,000 Transfer of cap due to servicing transfer Page 40 of 44 Servicer Modifying Borrowers' Loans Name of Institution Date City Transaction State Type Investment Description Cap of Incentive Payments Adjustment on Behalf of Borrowers and Pricing Date to Servicers & Mechanism Note 8/4/2010 Suburban Mortgage Company of New Mexico Albuquerque NM Purchase Financial Instrument for Home Loan Modifications $ 880,000 N/A 8/20/2010 Bramble Savings Bank Cincinanati OH Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 8/25/2010 Pathfinder Bank Oswego NY Purchase Financial Instrument for Home Loan Modifications $ 1,300,000 N/A 8/27/2010 First Financial Bank, N.A. Terre Haute ID Purchase Financial Instrument for Home Loan Modifications $ 4,300,000 N/A 9/1/2010 RBC Bank (USA) Raleigh NC Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 9/3/2010 Fay Servicing, LLC Chicago IL Purchase Financial Instrument for Home Loan Modifications $ 3,100,000 N/A 9/15/2010 Vericret Financial, Inc. Oklahoma City OK Purchase Financial Instrument for Home Loan Modifications $ - N/A 9/15/2010 Midwest Community Bank Freeport IL Purchase Financial Instrument for Home Loan Modifications $ 400,000 N/A 9/24/2010 American Finance House LARIBA Pasadena CA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 9/24/2010 Centrue Bank Ottawa IL Purchase Financial Instrument for Home Loan Modifications $ 1,900,000 N/A Total Initial Cap $ 23,774,770,000 TOTAL CAP Adjustment Details Cap Adjustment Amount Adjusted Cap Reason for Adjustment 4 5 9/15/2010 Total Cap Adjustments $ 1,000,000 $ 5,016,968,890 $ 28,791,738,890 28 791 738 890 $ 1,000,000 Transfer of cap due to servicing transfer 1/ The Cap of Incentive Payments represents the potential total amount allocated to each servicer and includes the maximum amount allotted for all payments on behalf of borrowers and payments to servicers and lenders/investors. The Cap is subject to adjustment based on the total amount allocated to the program and individual servicer usage for borrower modifications. Each adjustment to the Cap is reflected under Adjustment Details. 2/ On July 31, 2009, the SPA with Chase Home Finance, LLC was terminated and superseded by new SPAs with J.P. Morgan Chase Bank, NA and EMC Mortgage Corporation. 3/ Wachovia Mortgage, FSB was merged with Wells Fargo Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to Wachovia Mortgage, FSB prior to such merger. 4/ Initial cap amount only includes FHA-HAMP. 5/ This institution executed an Assignment and Assumption Agreement (a copy of which is available on www.FinancialStability.gov) with respect to all rights and obligations for the transferred loan modifications. The amount transferred is realized as a cap adjustment and not as initial cap. 6/ The amendment reflects a change in the legal name of the institution. As used in this table: "HAFA" means the Home Affordable foreclosure Alternatives program. "HPDP" means the Home Price Decline Protection program. "2MP" means the Second Lien Modification Program. Page 41 of 44 Housing Finance Agency Innovation Fund for the Hardest Hit Housing Markets Hardest Hit Funds (HHF) Program Seller Note Date 2 9/23/2010 3 9/29/2010 Name of Institution 6/23/2010 Nevada Affordable Housing Assistance Corporation 6/23/2010 CalHFA Mortgage Assistance Corporation 2 9/23/2010 3 9/29/2010 6/23/2010 Florida Housing Finance Corporation 2 9/23/2010 3 9/29/2010 6/23/2010 Arizona (Home) Foreclosure Prevention Funding Corporation 3 9/29/2010 2 9/23/2010 3 9/29/2010 6/23/2010 Michigan Homeowner Assistance Nonprofit Housing Corporation 8/3/2010 2 9/23/2010 3 9/29/2010 8/3/2010 2 9/23/2010 3 9/29/2010 8/3/2010 2 9/23/2010 3 9/29/2010 8/3/2010 2 9/23/2010 3 9/29/2010 8/3/2010 2 9/23/2010 3 9/29/2010 North Carolina Housing Finance Agency Ohio Homeowner Assistance LLC Oregon Affordable Housing Assistance Corporation Rhode Island Housing and Mortgage Finance Corporation SC Housing Corp 9/23/2010 Alabama Housing Finance Authority 3 9/29/2010 3 9/ 9/ 0 0 9/29/2010 3 9/29/2010 3 9/29/2010 9/23/2010 Kentucky Housing Corporation 9/23/2010 Mississippi Home Corporation 9/23/2010 GHFA Affordable Housing, Inc. City Reno Sacramento Tallahassee Phoenix Lansing Raleigh Columbus Salem Providence Columbia Montgomery Frankfort Jackson Atlanta Investment Amount Pricing Additional 1 Mechanism Investment Amount $ 194,026,240 102,800,000 N/A State Transaction Type NV Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program - $ 34,056,581 Purchase Financial Instrument for HHF Program - $ 57,169,659 Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program CA FL AZ MI NC OH OR RI SC AL KY MS GA Investment Description Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program u c ase Purchase a c a Instrument st u e t for o HHF Program og a Financial Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Initial Investment Amount $ $ $ $ - $ 476,257,070 - $ 799,477,026 $ $ $ $ $ $ - $ 238,864,755 - $ 400,974,381 $ 142,666,006 - $ 128,461,559 - $ 215,644,179 154,500,000 - - $ 120,874,221 - $ 202,907,565 - 172,000,000 - $ 148,728,864 - $ 249,666,235 88,000,000 - - $ 49,294,215 - $ 82,748,571 - 43,000,000 - $ 13,570,770 - $ 22,780,803 138,000,000 - - $ 58,772,347 - $ 98,659,200 60,672,471 $ 101,848,874 $ 93,313,825 93,3 3,8 5 $ 63,851,373 $ 212,604,832 - 55,588,050 38,036,950 - $ - 159,000,000 $ - 125,100,000 $ - 418,000,000 $ - 699,600,000 - 126,650,987 - N/A N/A $ 1,975,334,096 N/A N/A N/A $ 1,057,839,136 N/A N/A N/A $ 267,766,006 N/A N/A $ 498,605,738 N/A N/A N/A $ 482,781,786 N/A N/A N/A $ 570,395,099 N/A N/A N/A $ 220,042,786 N/A N/A N/A $ 79,351,573 N/A N/A N/A $ 295,431,547 N/A N/A N/A $ 162,521,345 N/A N/A $ 148,901,875 N/A N/A / $ 101,888,323 N/A N/A $ 339,255,819 N/A N/A Page 42 of 44 Seller Name of Institution Note Date 3 9/29/2010 3 9/29/2010 3 9/29/2010 3 9/29/2010 3 9/23/2010 Tennessee Housing Development Agency 9/29/2010 9/23/2010 Indiana Housing and Community Development Authority 9/23/2010 Illinois Housing Development Authority 9/23/2010 New Jersey Housing and Mortgage Finance Agency 9/23/2010 District of Columbia Housing Finance Agency City State Transaction Type Indianapolis IN Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Financial Instrument for HHF Program Purchase Purchase Financial Instrument for HHF Program Financial Instrument for HHF Program Chicago Trenton Washington Nashville IL NJ DC TN Investment Description Initial Investment Amount $ 82,762,859 - $ $ 279,250,831 $ 188,347,507 $ 12,970,520 $ 136,187,333 - 7,726,678 - $ 138,931,280 112,200,637 - $ $ 166,352,726 - $ Investment Amount Pricing Additional 1 Investment Amount Mechanism 81,128,260 - TOTAL INVESTMENT AMOUNT $ 221,694,139 N/A N/A $ 445,603,557 N/A N/A $ 300,548,144 N/A N/A $ 20,697,198 N/A N/A $ 217,315,593 $ 7,600,000,000 N/A N/A 1/ The purchase will be incrementally funded up to the investment amount. 2/ On 9/23/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument. Page 43 of 44 FHA SHORT REFINANCE PROGRAM Seller Footnote Date 1 9/3/2010 Name Citigroup, Inc. City New York State Transaction Type NY Purchase Investment Description Facility Purchase Agreement, dated as of September 3, 2010, between the U.S. Department of the Treasury and Citibank, N.A Investment Amount $ 8,117,000,000 TOTAL $ 8,117,000,000 Pricing Mechanism N/A 1/ On September 3, 2010, the U.S. Department of the Treasury and Citibank, N.A. entered into a facility purchase agreement (the 'L/C Facility Agreement"), which allows Treasury to demand from Citigroup the issuance of an up to $8 billion, 10-year letter of credit (the "L/C"). Treasury will increase availability under the L/C incrementally in proportion to the dollar value of mortgages refinanced under the FHA Short Refinance program from time to time during the first 2.5 years. At that time, the amount of the L/C will be capped at the then-current level. Under the terms of the L/C Facility Agreement, Treasury will incur fees for the availability and usage of the L/C up to a maximum amount of $117 million. Page 44 of 44