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*Investment Status Definition Key U.S. Treasury Department Office of Financial Stability Full investment outstanding: Treasury's full investment is still outstanding Redeemed – institution has repaid Treasury’s investment Sold – by auction, an offering, or through a restructuring Troubled Asset Relief Program Exited bankruptcy/receivership - Treasury has no outstanding investment Currently not collectible - investment is currently not collectible; therefore there is no outstanding investment and a corresponding (Realized Loss) / (Write-off) Transactions Report - Investment Programs In full – all of Treasury’s investment amount For Period Ending September 27, 2013 In part – part of the investment is no longer held by Treasury, but some remains Warrants outstanding – Treasury’s warrant to purchase additional stock is still outstanding, including any exercised warrants CAPITAL PURCHASE PROGRAM Warrants not outstanding – Treasury has disposed of its warrant to purchase additional stock through various means as described in the Warrant Report (such as sale back to company and auctions) or Treasury did not receive a warrant to purchase additional stock FootNote Institution Name 11 1ST CONSTITUTION BANCORP 1ST CONSTITUTION BANCORP 1ST CONSTITUTION BANCORP 8,14,18,44 1ST ENTERPRISE BANK 1ST ENTERPRISE BANK 1ST ENTERPRISE BANK 1ST FINANCIAL SERVICES CORPORATION 11 1ST SOURCE CORPORATION 1ST SOURCE CORPORATION 1ST SOURCE CORPORATION 11,8,14 1ST UNITED BANCORP, INC. 1ST UNITED BANCORP, INC. AB&T FINANCIAL CORPORATION 44,8,14 ADBANC, INC. ADBANC, INC. 8,14 ALARION FINANCIAL SERVICES, INC. ALARION FINANCIAL SERVICES, INC. ALARION FINANCIAL SERVICES, INC. ALARION FINANCIAL SERVICES, INC. ALASKA PACIFIC BANCSHARES, INC. ALASKA PACIFIC BANCSHARES, INC. ALASKA PACIFIC BANCSHARES, INC. ALASKA PACIFIC BANCSHARES, INC. ALASKA PACIFIC BANCSHARES, INC. ALLIANCE BANCSHARES, INC. ALLIANCE BANCSHARES, INC. ALLIANCE BANCSHARES, INC. ALLIANCE BANCSHARES, INC. 11 ALLIANCE FINANCIAL CORPORATION ALLIANCE FINANCIAL CORPORATION ALLIANCE FINANCIAL CORPORATION 15,14 ALLIANCE FINANCIAL SERVICES, INC. ALLIANCE FINANCIAL SERVICES, INC. ALLIANCE FINANCIAL SERVICES, INC. ALLIANCE FINANCIAL SERVICES, INC. 8 ALLIED FIRST BANCORP, INC. 8,14 ALPINE BANKS OF COLORADO ALPINE BANKS OF COLORADO ALPINE BANKS OF COLORADO ALPINE BANKS OF COLORADO ALPINE BANKS OF COLORADO 45,8,14 AMB FINANCIAL CORPORATION AMB FINANCIAL CORPORATION AMERIBANK HOLDING COMPANY, INC. / AMERICAN BANK OF 44,8,14 OKLAHOMA AMERIBANK HOLDING COMPANY, INC. / AMERICAN BANK OF OKLAHOMA 11 AMERICAN EXPRESS COMPANY AMERICAN EXPRESS COMPANY AMERICAN EXPRESS COMPANY 11,8,14 AMERICAN PREMIER BANCORP AMERICAN PREMIER BANCORP 11,8,14 AMERICAN STATE BANCSHARES, INC. AMERICAN STATE BANCSHARES, INC. AMERIS BANCORP AMERIS BANCORP AMERIS BANCORP 45 AMERISERV FINANCIAL, INC. AMERISERV FINANCIAL, INC. AMERISERV FINANCIAL, INC. 15,14 AMFIRST FINANCIAL SERVICES, INC AMFIRST FINANCIAL SERVICES, INC AMFIRST FINANCIAL SERVICES, INC City State Date CRANBURY CRANBURY CRANBURY LOS ANGELES LOS ANGELES LOS ANGELES HENDERSONVILLE SOUTH BEND SOUTH BEND SOUTH BEND BOCA RATON BOCA RATON GASTONIA OGALLALA OGALLALA OCALA OCALA OCALA OCALA JUNEAU JUNEAU JUNEAU JUNEAU JUNEAU DALTON DALTON DALTON DALTON SYRACUSE SYRACUSE SYRACUSE SAINT PAUL SAINT PAUL SAINT PAUL SAINT PAUL OSWEGO GLENWOOD SPRINGS GLENWOOD SPRINGS GLENWOOD SPRINGS GLENWOOD SPRINGS GLENWOOD SPRINGS MUNSTER MUNSTER NJ NJ NJ CA CA CA NC IN IN IN FL FL NC NE NE FL FL FL FL AK AK AK AK AK GA GA GA GA NY NY NY MN MN MN MN IL CO CO CO CO CO IN IN 23-Dec-08 27-Oct-10 22-Nov-11 13-Feb-09 11-Dec-09 01-Sep-11 14-Nov-08 23-Jan-09 29-Dec-10 09-Mar-11 13-Mar-09 18-Nov-09 23-Jan-09 30-Jan-09 21-Jul-11 23-Jan-09 19-Jul-13 22-Jul-13 12-Sep-13 06-Feb-09 28-Nov-12 29-Nov-12 11-Jan-13 26-Mar-13 26-Jun-09 27-Mar-13 28-Mar-13 09-Apr-13 19-Dec-08 13-May-09 17-Jun-09 26-Jun-09 06-Feb-13 07-Feb-13 26-Mar-13 24-Apr-09 27-Mar-09 18-Sep-12 19-Sep-12 20-Sep-12 16-Nov-12 30-Jan-09 22-Sep-11 COLLINSVILLE OK 06-Mar-09 COLLINSVILLE NEW YORK NEW YORK NEW YORK ARCADIA ARCADIA GREAT BEND GREAT BEND MOULTRIE MOULTRIE MOULTRIE JOHNSTOWN JOHNSTOWN JOHNSTOWN MCCOOK MCCOOK MCCOOK OK NY NY NY CA CA KS KS GA GA GA PA PA PA NE NE NE 15-Sep-11 09-Jan-09 17-Jun-09 29-Jul-09 29-May-09 26-Jan-11 09-Jan-09 02-Nov-11 21-Nov-08 19-Jun-12 22-Aug-12 19-Dec-08 11-Aug-11 02-Nov-11 21-Aug-09 26-Mar-13 27-Mar-13 1 Original Investment Type Preferred Stock w/ Warrants Original Investment Amount $12,000,000.00 Outstanding Investment Total Cash Back 2 Investment Status* Capital Repayment / Disposition / Auction Amount $0.00 $13,433,242.67 4 (Fee) 3,5 Shares Avg. Price (Realized Loss) / (Write-off) Gain 5 Warrant Proceeds Amount Shares Redeemed, in full; warrants not outstanding $12,000,000.00 12,000 $1,000.00 $326,576.00 $4,400,000.00 $6,000,000.00 $0.00 $11,748,156.44 $16,369,000.00 $111,000,000.00 $16,369,000.00 $0.00 $1,229,948.97 $125,480,000.00 10,400 $10,000,000.00 $0.00 $10,870,902.67 $1,000.00 111,000 837,947 $1,000.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $111,000,000.00 Preferred Stock w/ Exercised Warrants 220 Redeemed, in full; warrants not outstanding $10,400,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Warrants $220,000.00 $3,750,000.00 Preferred Stock w/ Warrants 231,782 Redeemed, in full; warrants not outstanding $10,000,000.00 $0.00 $360,694.44 $15,071,769.00 $7,674,004.73 12,720 $1,000.00 $636,000.00 636 893 5,621 $982.90 $982.90 ($15,270.30) ($96,119.10) $337,363.35 326 234 4,547 $892.60 $892.60 ($25,129.26) ($488,302.33) 2,986 $956.60 ($129,562.54) $94,153.69 $44,746.31 101 48 26,918 $1,000.00 $900,000.00 $6,514,000.00 $3,500,000.00 $0.00 $500,000.00 $877,729.70 $5,524,880.90 Preferred Stock w/ Exercised Warrants $3,500,000.00 $12,720,000.00 $1,000.00 $12,720,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants 10,000 173,069 600,000 500 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding ($64,026.11) Preferred Stock w/ Warrants $4,781,000.00 $0.00 $5,130,973.44 Sold, in full; warrants outstanding $208,870.74 $4,058,697.67 ($42,675.67) ($7,324.33) Preferred Stock w/ Exercised Warrants $2,986,000.00 $0.00 $3,581,397.27 Sold, in full; warrants not outstanding $2,856,437.46 ($25,000.00) Preferred Stock w/ Warrants $26,918,000.00 $0.00 $28,356,360.00 Redeemed, in full; warrants not outstanding $26,918,000.00 Subordinated Debentures w/ Exercised Warrants $12,000,000.00 $0.00 $9,806,136.60 Sold, in full; warrants not outstanding $3,375,945.00 $5,626,575.00 4,500,000 7,500,000 $0.75 $0.75 ($1,124,055.00) ($1,873,425.00) $504,900.00 344 8,056 61,600 $814.30 $814.30 $814.30 ($63,884.24) ($1,496,079.76) ($11,439,736.00) $3,291,750.00 3,500 3,674 $1,000.00 $184,000.00 184 $2,492,000.00 2,492 $1,000.00 $125,000.00 125 $3,388,890,000.00 3,388,890 $1,000.00 $340,000,000.00 24,264,129 ($90,025.20) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $3,652,000.00 $70,000,000.00 $3,652,000.00 $0.00 $409,753.00 $73,129,160.69 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $280,115.76 $6,559,920.24 $50,160,264.00 ($570,003.00) Preferred Stock w/ Exercised Warrants $3,674,000.00 $0.00 $4,387,576.45 Redeemed, in full; warrants not outstanding $3,674,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $2,492,000.00 $3,388,890,000.00 $1,800,000.00 $0.00 $0.00 $0.00 $2,960,021.33 $3,803,257,308.33 $2,052,682.49 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $1,800,000.00 $0.00 $7,220,141.67 $52,000,000.00 $0.00 $59,637,438.67 $21,000,000.00 $0.00 $24,601,666.66 6,000 $5,000,000.00 $0.00 $6,523,255.00 $1,000.00 $300,000.00 300 ($725,868.00) 52,000 $930.60 698,554 1,312,500 ($3,608,800.00) Redeemed, in full; warrants not outstanding $21,000,000.00 Subordinated Debentures w/ Exercised Warrants 90 Sold, in full; warrants not outstanding $48,391,200.00 Preferred Stock w/ Warrants $90,000.00 Redeemed, in full; warrants not outstanding $6,000,000.00 Preferred Stock w/ Warrants $1,000.00 $825,000.00 $6,000,000.00 1,800 $2,670,000.00 Preferred Stock w/ Exercised Warrants 21,000 $1,000.00 Sold, in full; warrants not outstanding $359,040.00 $2,112,000.00 374,000 2,200,000 $0.96 $0.96 ($14,960.00) ($88,000.00) FootNote Institution Name State Date MCCOOK MCCOOK MADISON MADISON ANNAPOLIS ANNAPOLIS ANNAPOLIS GREEN BAY GREEN BAY GREEN BAY GREEN BAY BLUFFTON NASHVILLE NASHVILLE NE NE WI WI MD MD MD WI WI WI WI SC TN TN 28-Mar-13 09-Apr-13 30-Jan-09 27-Sep-13 30-Jan-09 18-Apr-12 06-Mar-13 21-Nov-08 06-Apr-11 14-Sep-11 06-Dec-11 29-Dec-09 27-Feb-09 15-Sep-11 11 AVIDBANK HOLDING, INC. / PENINSULA BANK HOLDING CO. PALO ALTO CA 30-Jan-09 AVIDBANK HOLDING, INC. / PENINSULA BANK HOLDING CO. PALO ALTO CA AVIDBANK HOLDING, INC. / PENINSULA BANK HOLDING CO. BANCINDEPENDENT, INCORPORATED BANCINDEPENDENT, INCORPORATED BANCORP FINANCIAL, INC. BANCORP FINANCIAL, INC. BANCORP RHODE ISLAND, INC. BANCORP RHODE ISLAND, INC. BANCORP RHODE ISLAND, INC. BANCPLUS CORPORATION BANCPLUS CORPORATION BANCSTAR, INC. BANCSTAR, INC. BANCSTAR, INC. BANCSTAR, INC. BANCTRUST FINANCIAL GROUP, INC. BANCTRUST FINANCIAL GROUP, INC. BANK FINANCIAL SERVICES, INC. BANK FINANCIAL SERVICES, INC. BANK FINANCIAL SERVICES, INC. BANK FINANCIAL SERVICES, INC. BANK FINANCIAL SERVICES, INC. BANK OF AMERICA BANK OF AMERICA BANK OF AMERICA BANK OF AMERICA BANK OF COMMERCE BANK OF COMMERCE BANK OF COMMERCE BANK OF COMMERCE HOLDINGS BANK OF COMMERCE HOLDINGS BANK OF COMMERCE HOLDINGS BANK OF GEORGE BANK OF MARIN BANCORP BANK OF MARIN BANCORP BANK OF MARIN BANCORP BANK OF NEW YORK MELLON BANK OF NEW YORK MELLON BANK OF NEW YORK MELLON BANK OF THE CAROLINAS CORPORATION BANK OF THE OZARKS, INC. BANK OF THE OZARKS, INC. BANK OF THE OZARKS, INC. BANKERS' BANK OF THE WEST BANCORP, INC. BANKFIRST CAPITAL CORPORATION BANKFIRST CAPITAL CORPORATION BANKGREENVILLE FINANCIAL CORPORATION BANKGREENVILLE FINANCIAL CORPORATION BANKGREENVILLE FINANCIAL CORPORATION BANKGREENVILLE FINANCIAL CORPORATION BANNER CORPORATION/BANNER BANK BANNER CORPORATION/BANNER BANK BANNER CORPORATION/BANNER BANK BANNER COUNTY BAN CORPORATION BANNER COUNTY BAN CORPORATION BAR HARBOR BANKSHARES BAR HARBOR BANKSHARES BAR HARBOR BANKSHARES BB&T CORP. BB&T CORP. BB&T CORP. BCB HOLDING COMPANY, INC. BCSB BANCORP, INC. BCSB BANCORP, INC. PALO ALTO SHEFFIELD SHEFFIELD OAK BROOK OAK BROOK PROVIDENCE PROVIDENCE PROVIDENCE RIDGELAND RIDGELAND FESTUS FESTUS FESTUS FESTUS MOBILE MOBILE EDEN PRAIRIE EDEN PRAIRIE EDEN PRAIRIE EDEN PRAIRIE EDEN PRAIRIE CHARLOTTE CHARLOTTE CHARLOTTE CHARLOTTE CHARLOTTE CHARLOTTE CHARLOTTE REDDING REDDING REDDING LAS VEGAS NOVATO NOVATO NOVATO NEW YORK NEW YORK NEW YORK MOCKSVILLE LITTLE ROCK LITTLE ROCK LITTLE ROCK DENVER MACON MACON GREENVILLE GREENVILLE GREENVILLE GREENVILLE WALLA WALLA WALLA WALLA WALLA WALLA HARRISBURG HARRISBURG BAR HARBOR BAR HARBOR BAR HARBOR WINSTON-SALEM WINSTON-SALEM WINSTON-SALEM THEODORE BALTIMORE BALTIMORE CA AL AL IL IL RI RI RI MS MS MO MO MO MO AL AL MN MN MN MN MN NC NC NC NC NC NC NC CA CA CA NV CA CA CA NY NY NY NC AR AR AR CO MS MS SC SC SC SC WA WA WA NE NE ME ME ME NC NC NC AL MD MD Original Investment Type1 Original Investment Amount Outstanding Investment Total Cash Back2 Investment Status* 11,90 11 8,17 44,8,14 8,44 8,17,44 11 11,8,14 8,14 83 8,14 6,7,11 8,14 44 8 11 11 11 8 44,8,14 8,14 44,8,14 12,16 11 8 11 28-Aug-13 13-Mar-09 14-Jul-11 10-Jul-09 18-Aug-11 19-Dec-08 05-Aug-09 30-Sep-09 20-Feb-09 29-Sep-10 03-Apr-09 26-Apr-13 29-Apr-13 31-May-13 19-Dec-08 15-Feb-13 14-Aug-09 19-Dec-12 20-Dec-12 11-Jan-13 26-Mar-13 28-Oct-08 09-Jan-09 09-Dec-09 09-Mar-10 16-Jan-09 30-Nov-12 11-Jan-13 14-Nov-08 27-Sep-11 26-Oct-11 13-Mar-09 05-Dec-08 31-Mar-09 23-Nov-11 28-Oct-08 17-Jun-09 05-Aug-09 17-Apr-09 12-Dec-08 04-Nov-09 24-Nov-09 30-Jan-09 23-Jan-09 08-Sep-11 13-Feb-09 09-Nov-12 11-Jan-13 26-Mar-13 21-Nov-08 03-Apr-12 12-Jun-13 06-Feb-09 28-Jul-11 16-Jan-09 24-Feb-10 28-Jul-10 14-Nov-08 17-Jun-09 22-Jul-09 03-Apr-09 23-Dec-08 26-Jan-11 Capital Repayment / Disposition / Auction3,5 Amount 31-Jul-13 94 AMFIRST FINANCIAL SERVICES, INC AMFIRST FINANCIAL SERVICES, INC ANCHOR BANCORP WISCONSIN, INC. ANCHOR BANCORP WISCONSIN, INC. ANNAPOLIS BANCORP, INC. ANNAPOLIS BANCORP, INC. ANNAPOLIS BANCORP, INC. ASSOCIATED BANC-CORP ASSOCIATED BANC-CORP ASSOCIATED BANC-CORP ASSOCIATED BANC-CORP ATLANTIC BANCSHARES, INC. AVENUE FINANCIAL HOLDINGS AVENUE FINANCIAL HOLDINGS City (Fee)4 $2,328,960.00 Shares Avg. Price (Realized Loss) / (Write-off) 2,426,000 $0.96 ($97,040.00) 60,000,000 $0.10 4,076 4,076 262,500 262,500 Amount $259,875.00 Shares $1,000.00 $1,000.00 $262,500,000.00 $262,500,000.00 Warrant Proceeds ($104,000,000.00) $4,076,000.00 $4,076,000.00 Gain5 $1,000.00 $1,000.00 250,000 ($48,000.00) Preferred Stock w/ Warrants $110,000,000.00 $0.00 $6,000,000.00 Exited bankruptcy/receivership $6,000,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Warrants $8,152,000.00 $525,000,000.00 $0.00 $0.00 $9,643,136.33 $596,539,172.32 Redeemed, in full; warrants outstanding Redeemed, in full; warrants not outstanding $3,435,005.65 $2,000,000.00 $7,400,000.00 $2,000,000.00 $0.00 $122,724.78 $8,798,415.33 $6,000,000.00 $0.00 $7,563,057.15 7,400 $21,100,000.00 $0.00 $24,841,411.03 $1,000.00 370 6,000 81,670 $1,000.00 Redeemed, in full; warrants not outstanding $6,000,000.00 Preferred Stock w/ Exercised Warrants $370,000.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $7,400,000.00 Preferred Stock w/ Warrants 3,983,308 $190,781.12 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Redeemed, in full; warrants not outstanding $21,100,000.00 Preferred Stock w/ Exercised Warrants $48,000,000.00 $0.00 $0.00 $15,595,736.93 $32,341,666.66 $54,607,399.33 13,669 $1,000.00 $410,000.00 410 30,000 $1,000.00 $1,400,000.00 $30,000,000.00 $0.00 $1,055,000.00 $30,000,000.00 Preferred Stock w/ Warrants $13,669,000.00 $1,000.00 $13,669,000.00 Preferred Stock w/ Exercised Warrants 21,100 192,967 $2,400,000.00 2,400 $426,338.55 430 $15,000.00 730,994 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $48,000,000.00 $8,600,000.00 $0.00 $10,701,460.58 48,000 $1,000.00 $98,267.00 $8,352,695.00 Preferred Stock w/ Exercised Warrants 1,055 100 8,500 $982.70 $982.70 50,000 $1,000.00 486 518 $929.20 $929.20 1,000,000 $25,000.00 Sold, in full; warrants not outstanding ($1,733.00) ($147,305.00) ($84,509.62) Preferred Stock w/ Warrants $50,000,000.00 $0.00 $60,451,155.74 Redeemed, in full; warrants not outstanding $50,000,000.00 Preferred Stock w/ Exercised Warrants $1,004,000.00 $0.00 $1,114,680.76 Sold, in full; warrants not outstanding $451,600.92 $481,335.96 ($34,399.08) ($36,664.04) $23,500.00 50 ($9,329.37) ($15,670.63) Preferred Stock w/ Warrants $15,000,000,000.00 $10,000,000,000.00 $0.00 $26,599,663,040.28 Redeemed, in full; warrants not outstanding $25,000,000,000.00 $305,913,040.28 Preferred Stock w/ Exercised Warrants $3,000,000.00 $0.00 $3,087,573.33 121,792,790 $100,100.00 150 Sold, in full; warrants not outstanding $2,502,000.00 3,000 $834.00 17,000 ($498,000.00) $1,000.00 ($25,000.00) Preferred Stock w/ Warrants $17,000,000.00 $0.00 $19,564,027.78 Redeemed, in full; warrants not outstanding $17,000,000.00 $125,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $2,672,000.00 $28,000,000.00 $2,672,000.00 $0.00 $279,991.00 $30,155,095.11 $28,000,000.00 28,000 $1,000.00 $1,703,984.00 Preferred Stock w/ Warrants $3,000,000,000.00 $0.00 $3,231,416,666.67 3,000,000 $1,000.00 $136,000,000.00 $13,179,000.00 $75,000,000.00 $13,179,000.00 $0.00 $1,039,677.00 $81,004,166.67 154,908 Redeemed, in full; warrants not outstanding $3,000,000,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Warrants 405,405 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding 14,516,129 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $75,000,000.00 75,000 $1,000.00 $2,650,000.00 $12,639,000.00 $15,500,000.00 $12,639,000.00 $0.00 $3,253,650.85 $18,492,469.25 $1,000,000.00 $0.00 $1,100,653.50 775 $21,880.50 50 243,998 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $15,500,000.00 Preferred Stock w/ Exercised Warrants $775,000.00 $134,201.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 379,811 15,500 $1,000.00 1,000 $900.00 ($100,000.00) 124,000 $884.80 ($14,282,320.00) Sold, in full; warrants not outstanding $900,000.00 ($9,000.00) ($16,000.00) Preferred Stock w/ Warrants $124,000,000.00 $0.00 $129,079,862.47 Sold, in full; warrants not outstanding $109,717,680.00 Preferred Stock w/ Exercised Warrants $795,000.00 $0.00 $942,411.42 ($1,645,765.20) Redeemed, in full; warrants not outstanding $795,000.00 $0.00 $20,037,514.11 $3,293,353,918.53 18,751 $1,000.00 $1,706,000.00 $10,800,000.00 $1,706,000.00 $0.00 $173,507.50 $13,371,500.00 52,455 13,902,573 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $3,133,640,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants 4 $67,010,401.86 $3,133,640,000.00 $0.00 $40,000.00 $250,000.00 Preferred Stock w/ Warrants $18,751,000.00 $1,000.00 $18,751,000.00 Preferred Stock w/ Warrants 795 3,134 $1,000,000.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $10,800,000.00 10,800 $1,000.00 FootNote Institution Name 11,8,14 11,14,8 11 44,8,14 BCSB BANCORP, INC. BEACH BUSINESS BANK BEACH BUSINESS BANK BEACH BUSINESS BANK BEACH BUSINESS BANK BEACH BUSINESS BANK BEACH BUSINESS BANK BERKSHIRE BANCORP, INC. / CUSTOMERS BANCORP, INC. BERKSHIRE BANCORP, INC. / CUSTOMERS BANCORP, INC. BERKSHIRE BANCORP, INC. / CUSTOMERS BANCORP, INC. BERKSHIRE HILLS BANCORP, INC. BERKSHIRE HILLS BANCORP, INC. BERKSHIRE HILLS BANCORP, INC. BERN BANCSHARES, INC. BERN BANCSHARES, INC. 8,14,18,44 BIRMINGHAM BLOOMFIELD BANCSHARES, INC. BIRMINGHAM BLOOMFIELD BANCSHARES, INC. BIRMINGHAM BLOOMFIELD BANCSHARES, INC. 15,17 BISCAYNE BANCSHARES, INC. BISCAYNE BANCSHARES, INC. BISCAYNE BANCSHARES, INC. BISCAYNE BANCSHARES, INC. 8,14 BLACKHAWK BANCORP, INC. BLACKHAWK BANCORP, INC. BLACKHAWK BANCORP, INC. BLACKHAWK BANCORP, INC. 14,8,14 BLACKRIDGE FINANCIAL, INC. BLACKRIDGE FINANCIAL, INC. BLACKRIDGE FINANCIAL, INC. 8,14 BLUE RIDGE BANCSHARES, INC. BLUE RIDGE BANCSHARES, INC. BLUE RIDGE BANCSHARES, INC. BLUE RIDGE BANCSHARES, INC. 8,64,97 BLUE RIVER BANCSHARES, INC. BLUE RIVER BANCSHARES, INC. BLUE VALLEY BAN CORP 8 BNB FINANCIAL SERVICES CORPORATION BNB FINANCIAL SERVICES CORPORATION BNC BANCORP BNC BANCORP BNC BANCORP 44,8,14 BNC FINANCIAL GROUP, INC. BNC FINANCIAL GROUP, INC. 8 BNCCORP, INC. 44,8,14 BOH HOLDINGS, INC. BOH HOLDINGS, INC. 15,14 BOSCOBEL BANCORP, INC. BOSCOBEL BANCORP, INC. BOSCOBEL BANCORP, INC. BOSCOBEL BANCORP, INC. 11 BOSTON PRIVATE FINANCIAL HOLDINGS INC. BOSTON PRIVATE FINANCIAL HOLDINGS INC. BOSTON PRIVATE FINANCIAL HOLDINGS INC. BOSTON PRIVATE FINANCIAL HOLDINGS INC. 11 BRIDGE CAPITAL HOLDINGS BRIDGE CAPITAL HOLDINGS BRIDGE CAPITAL HOLDINGS BRIDGE CAPITAL HOLDINGS 8 BRIDGEVIEW BANCORP, INC. 9,10,18,65,96 BROADWAY FINANCIAL CORPORATION BROADWAY FINANCIAL CORPORATION 15,14 BROGAN BANKSHARES, INC. BROGAN BANKSHARES, INC. BROGAN BANKSHARES, INC. BROGAN BANKSHARES, INC. 8,44,14 BROTHERHOOD BANCSHARES, INC. BROTHERHOOD BANCSHARES, INC. 11,8,14 BUSINESS BANCSHARES, INC. BUSINESS BANCSHARES, INC. BUSINESS BANCSHARES, INC. BUSINESS BANCSHARES, INC. 11,8,14 BUTLER POINT, INC. BUTLER POINT, INC. 11 C&F FINANCIAL CORPORATION C&F FINANCIAL CORPORATION C&F FINANCIAL CORPORATION 8,14,18,44 CACHE VALLEY BANKING COMPANY CACHE VALLEY BANKING COMPANY CACHE VALLEY BANKING COMPANY CADENCE FINANCIAL CORPORATION City State Date BALTIMORE MANHATTAN BEACH MANHATTAN BEACH MANHATTAN BEACH MANHATTAN BEACH MANHATTAN BEACH MANHATTAN BEACH PHOENIXVILLE PHOENIXVILLE PHOENIXVILLE PITTSFIELD PITTSFIELD PITTSFIELD BERN MD CA CA CA CA CA CA PA PA PA MA MA MA KS 19-Apr-13 30-Jan-09 06-Jul-11 19-Oct-11 07-Mar-12 06-Jun-12 27-Jun-12 12-Jun-09 19-Sep-11 28-Dec-11 19-Dec-08 27-May-09 24-Jun-09 13-Feb-09 BERN BIRMINGHAM BIRMINGHAM BIRMINGHAM COCONUT GROVE COCONUT GROVE COCONUT GROVE COCONUT GROVE BELOIT BELOIT BELOIT BELOIT FARGO FARGO FARGO INDEPENDENCE INDEPENDENCE INDEPENDENCE INDEPENDENCE SHELBYVILLE SHELBYVILLE OVERLAND PARK NEW YORK NEW YORK THOMASVILLE THOMASVILLE THOMASVILLE NEW CANAAN NEW CANAAN BISMARCK HOUSTON HOUSTON BOSCOBEL BOSCOBEL BOSCOBEL BOSCOBEL BOSTON BOSTON BOSTON BOSTON SAN JOSE SAN JOSE SAN JOSE SAN JOSE BRIDGEVIEW KS MI MI MI FL FL FL FL WI WI WI WI ND ND ND MO MO MO MO IN IN KS NY NY NC NC NC CT CT ND TX TX WI WI WI WI MA MA MA MA CA CA CA CA IL 01-Sep-11 24-Apr-09 18-Dec-09 28-Jul-11 19-Jun-09 07-Feb-13 08-Feb-13 26-Mar-13 13-Mar-09 29-Oct-12 31-Oct-12 11-Jan-13 22-May-09 27-Jun-12 12-Sep-12 06-Mar-09 29-Oct-12 31-Oct-12 11-Jan-13 06-Mar-09 10-Feb-12 05-Dec-08 17-Apr-09 30-Aug-13 05-Dec-08 29-Aug-12 19-Sep-12 27-Feb-09 04-Aug-11 16-Jan-09 06-Mar-09 14-Jul-11 15-May-09 08-Mar-13 11-Mar-13 09-Apr-13 21-Nov-08 13-Jan-10 16-Jun-10 07-Feb-11 23-Dec-08 23-Feb-11 16-Mar-11 20-Apr-11 19-Dec-08 LOS ANGELES LOS ANGELES KAUKAUNA KAUKAUNA KAUKAUNA KAUKAUNA KANSAS CITY KANSAS CITY CLAYTON CLAYTON CLAYTON CLAYTON CATLIN CATLIN WEST POINT WEST POINT WEST POINT LOGAN LOGAN LOGAN STARKVILLE CA CA WI WI WI WI KS KS MO MO MO MO IL IL VA VA VA UT UT UT MS 14-Nov-08 04-Dec-09 15-May-09 26-Apr-13 29-Apr-13 31-May-13 17-Jul-09 15-Sep-11 24-Apr-09 23-May-12 09-Jan-13 24-Apr-13 13-Mar-09 02-Nov-11 09-Jan-09 27-Jul-11 11-Apr-12 23-Dec-08 18-Dec-09 14-Jul-11 09-Jan-09 Original Investment Type1 Original Investment Amount Outstanding Investment Total Cash Back2 Investment Status* Capital Repayment / Disposition / Auction3,5 Amount (Fee)4 Shares Avg. Price (Realized Loss) / (Write-off) Gain5 Warrant Proceeds Amount Shares $1,442,000.00 Preferred Stock w/ Exercised Warrants $6,000,000.00 $0.00 $7,263,316.66 183,465 Redeemed, in full; warrants not outstanding $1,500,000.00 $1,500,000.00 $1,500,000.00 $1,200,000.00 $300,000.00 $40,000,000.00 $0.00 $0.00 $3,444,478.21 $41,917,777.78 $300,000.00 300 2,892 2,892 $1,000.00 $1,000.00 $145,000.00 145 $40,000,000.00 Preferred Stock w/ Warrants $2,892,000.00 $1,000.00 $1,000.00 $1,000.00 $1,000.00 $1,000.00 $0.00 $2,892,000.00 Preferred Stock w/ Exercised Warrants 1,500 1,500 1,500 1,200 300 40,000 $1,000.00 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $1,040,000.00 Preferred Stock w/ Exercised Warrants $985,000.00 $0.00 $1,172,062.50 226,330 Redeemed, in full; warrants not outstanding $985,000.00 $0.00 $3,803,022.67 $1,000.00 $50,000.00 5 3,379 $1,000.00 $82,000.00 82 2,600,000 3,800,000 $0.97 $0.97 ($67,860.00) ($99,180.00) $64,158.97 $140,347.75 205 9,795 $910.00 $910.00 ($18,450.00) ($881,550.00) $470,250.00 2,250 2,750 $1,000.00 $1,000.00 $19,630.00 $9,040,370.00 $1,635,000.00 $1,744,000.00 985 $2,250,000.00 $2,750,000.00 Preferred Stock w/ Exercised Warrants 26 11,974 $755.00 $755.00 Redeemed, in full; warrants not outstanding $3,379,000.00 Subordinated Debentures w/ Exercised Warrants $6,400,000.00 $0.00 $8,271,975.28 Sold, in full; warrants not outstanding $2,532,140.00 $3,700,820.00 64,000 140,000 ($62,329.60) Preferred Stock w/ Exercised Warrants $10,000,000.00 $0.00 $11,459,461.11 Sold, in full; warrants not outstanding $186,550.00 $8,913,450.00 500 ($91,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $5,000,000.00 $12,000,000.00 $0.00 $0.00 $6,127,326.35 $11,938,437.34 Redeemed, in full; warrants not outstanding $250,000.00 250 $541,793.34 600 Sold, in full; warrants not outstanding ($6,370.00) ($2,933,630.00) ($90,600.00) Preferred Stock w/ Exercised Warrants $5,000,000.00 $0.00 $529,105.00 Currently not collectible ($5,000,000.00) Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $21,750,000.00 $7,500,000.00 $21,750,000.00 $0.00 $211,458.33 $9,776,051.62 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $7,500,000.00 Preferred Stock w/ Warrants $31,260,000.00 $0.00 $35,140,666.12 7,500 $1,000.00 31,260 $921.20 $375,000.00 Sold, in full; warrants not outstanding $28,797,649.80 ($431,964.75) ($2,462,350.20) $939,920.00 Preferred Stock w/ Exercised Warrants $4,797,000.00 $0.00 $5,673,920.75 $20,093,000.00 $10,000,000.00 $20,093,000.00 $0.00 $5,315,784.22 $11,783,777.44 4,797 $5,586,000.00 $0.00 $6,947,457.50 $1,000.00 $240,000.00 240 10,000 $1,000.00 $500,000.00 500 5,586,000 $1.11 $232,180.54 $129,709.80 179,000 100,000 50,000 104,000 $1,000.00 $1,000.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $10,000,000.00 Subordinated Debentures w/ Exercised Warrants 543,337 Redeemed, in full; warrants not outstanding $4,797,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 375 Sold, in full; warrants not outstanding $5,586,000.00 $592,730.46 ($61,787.30) Preferred Stock w/ Warrants $154,000,000.00 $0.00 $171,224,745.48 Redeemed, in full; warrants not outstanding $50,000,000.00 $104,000,000.00 $6,202,523.25 $23,864,000.00 $0.00 $27,872,582.22 Preferred Stock w/ Warrants Subordinated Debentures w/ Exercised Warrants $38,000,000.00 $9,000,000.00 $6,000,000.00 $2,400,000.00 $38,000,000.00 $15,000,000.00 $0.00 $2,393,155.56 $810,416.67 $3,022,879.60 396,412 $125,135.60 120,000 Redeemed, in full; warrants not outstanding $15,000,000.00 $8,864,000.00 Preferred Stock w/ Exercised Warrants 2,887,500 $1,395,000.00 Preferred Stock w/ Warrants 15,000 8,864 $1,000.00 $1,000.00 Full investment outstanding; warrants outstanding Full investment outstanding; warrants not outstanding Sold, in full; warrants not outstanding $60,000.00 $2,340,000.00 60,000 2,340,000 $1.05 $1.05 $3,000.60 $117,023.40 $11,000,000.00 11,000 $1,000.00 $550,000.00 550 $6,000,000.00 $2,500,000.00 $6,500,000.00 6,000 2,500 6,500 $1,000.00 $1,000.00 $1,000.00 $750,000.00 750 $607,000.00 607 $1,000.00 $30,000.00 30 $10,000,000.00 $10,000,000.00 10,000 10,000 $1,000.00 $1,000.00 $9,407,000.00 9,407 $1,000.00 $238,000.00 238 ($25,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $11,000,000.00 $15,000,000.00 $607,000.00 $20,000,000.00 $0.00 $0.00 $0.00 $0.00 $12,845,586.01 $18,707,708.84 $724,123.53 $22,902,777.78 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants outstanding Preferred Stock w/ Exercised Warrants $4,767,000.00 $4,640,000.00 $0.00 $10,674,333.80 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $44,000,000.00 $0.00 $41,984,062.50 Sold, in full; warrants not outstanding FootNote Institution Name CADENCE FINANCIAL CORPORATION 44,8,14 CALIFORNIA BANK OF COMMERCE CALIFORNIA BANK OF COMMERCE 11,8,14 CALIFORNIA OAKS STATE BANK CALIFORNIA OAKS STATE BANK 8 CALVERT FINANCIAL CORPORATION 8 CALWEST BANCORP 11,8,14 CAPITAL BANCORP, INC. CAPITAL BANCORP, INC. 39 CAPITAL BANK CORPORATION CAPITAL BANK CORPORATION 8 CAPITAL COMMERCE BANCORP, INC. 11 CAPITAL ONE FINANCIAL CORP CAPITAL ONE FINANCIAL CORP CAPITAL ONE FINANCIAL CORP 8,14 CAPITAL PACIFIC BANCORP CAPITAL PACIFIC BANCORP CAPITAL PACIFIC BANCORP CAPITAL PACIFIC BANCORP 15,45,14 CARDINAL BANCORP II, INC. CARDINAL BANCORP II, INC. CAROLINA BANK HOLDINGS, INC. CAROLINA BANK HOLDINGS, INC. CAROLINA BANK HOLDINGS, INC. CAROLINA BANK HOLDINGS, INC. CAROLINA BANK HOLDINGS, INC. CAROLINA TRUST BANK CAROLINA TRUST BANK CAROLINA TRUST BANK CAROLINA TRUST BANK CAROLINA TRUST BANK 11 CARROLLTON BANCORP CARROLLTON BANCORP 11,9,36 CARVER BANCORP, INC. CARVER BANCORP, INC. CASCADE FINANCIAL CORPORATION CASCADE FINANCIAL CORPORATION 11 CATHAY GENERAL BANCORP CATHAY GENERAL BANCORP 8,18,14,44 CATSKILL HUDSON BANCORP, INC. CATSKILL HUDSON BANCORP, INC. CATSKILL HUDSON BANCORP, INC. 8,57,97 CB HOLDING CORP. CB HOLDING CORP. 8,18,18 CBB BANCORP CBB BANCORP CBB BANCORP CBB BANCORP CBB BANCORP CBB BANCORP 8,14 CBS BANC-CORP. CBS BANC-CORP. CBS BANC-CORP. CBS BANC-CORP. CBS BANC-CORP. CECIL BANCORP, INC. 8 CEDARSTONE BANK 44 CENTER BANCORP, INC. CENTER BANCORP, INC. CENTER BANCORP, INC. 11,59 CENTER FINANCIAL CORPORATION / BBCN BANCORP, INC. 8,14 12,16 11,8,14 45 8 11,8,14 CENTER FINANCIAL CORPORATION / BBCN BANCORP, INC. CENTERBANK CENTERBANK CENTERBANK CENTERBANK CENTERBANK CENTERSTATE BANKS OF FLORIDA INC. CENTERSTATE BANKS OF FLORIDA INC. CENTERSTATE BANKS OF FLORIDA INC. CENTRA FINANCIAL HOLDINGS, INC. CENTRA FINANCIAL HOLDINGS, INC. CENTRA FINANCIAL HOLDINGS, INC. CENTRAL BANCORP, INC. (MA) CENTRAL BANCORP, INC. (MA) CENTRAL BANCORP, INC. (MA) CENTRAL BANCORP, INC. (TX) CENTRAL BANCSHARES, INC. CENTRAL BANCSHARES, INC. City State Date STARKVILLE LAFAYETTE LAFAYETTE THOUSAND OAKS THOUSAND OAKS ASHLAND RANCHO SANTA MARGARITA ROCKVILLE ROCKVILLE RALEIGH RALEIGH MILWAUKEE MCLEAN MCLEAN MCLEAN PORTLAND PORTLAND PORTLAND PORTLAND WASHINGTON WASHINGTON GREENSBORO GREENSBORO GREENSBORO GREENSBORO GREENSBORO LINCOLNTON LINCOLNTON LINCOLNTON LINCOLNTON LINCOLNTON BALTIMORE BALTIMORE NEW YORK NEW YORK EVERETT EVERETT LOS ANGELES LOS ANGELES ROCK HILL ROCK HILL ROCK HILL ALEDO ALEDO CARTERSVILLE CARTERSVILLE CARTERSVILLE CARTERSVILLE CARTERSVILLE CARTERSVILLE RUSSELLVILLE RUSSELLVILLE RUSSELLVILLE RUSSELLVILLE RUSSELLVILLE ELKTON LEBANON UNION UNION UNION MS CA CA CA CA MO 04-Mar-11 27-Feb-09 15-Sep-11 23-Jan-09 08-Dec-10 23-Jan-09 CA MD MD NC NC WI VA VA VA OR OR OR OR MO MO NC NC NC NC NC NC NC NC NC NC MD MD NY NY WA WA CA CA NY NY NY IL IL GA GA GA GA GA GA AL AL AL AL AL MD TN NJ NJ NJ 23-Jan-09 23-Dec-08 30-Dec-10 12-Dec-08 28-Jan-11 10-Apr-09 14-Nov-08 17-Jun-09 09-Dec-09 23-Dec-08 08-Nov-12 09-Nov-12 11-Jan-13 23-Oct-09 08-Sep-11 09-Jan-09 20-Feb-13 21-Feb-13 26-Mar-13 19-Apr-13 06-Feb-09 30-Nov-12 11-Jan-13 26-Mar-13 11-Jun-13 13-Feb-09 19-Apr-13 16-Jan-09 27-Aug-10 21-Nov-08 30-Jun-11 05-Dec-08 20-Mar-13 27-Feb-09 22-Dec-09 21-Jul-11 29-May-09 14-Oct-11 20-Feb-09 29-Dec-09 28-Nov-12 29-Nov-12 11-Jan-13 26-Mar-13 27-Mar-09 07-Aug-12 09-Aug-12 10-Aug-12 11-Sep-12 23-Dec-08 06-Feb-09 09-Jan-09 15-Sep-11 07-Dec-11 LOS ANGELES CA 12-Dec-08 LOS ANGELES MILFORD MILFORD MILFORD MILFORD MILFORD DAVENPORT DAVENPORT DAVENPORT MORGANTOWN MORGANTOWN MORGANTOWN SOMERVILLE SOMERVILLE SOMERVILLE GARLAND HOUSTON HOUSTON CA OH OH OH OH OH FL FL FL WV WV WV MA MA MA TX TX TX 27-Jun-12 01-May-09 29-Oct-12 01-Nov-12 11-Jan-13 26-Mar-13 21-Nov-08 30-Sep-09 28-Oct-09 16-Jan-09 31-Mar-09 15-Apr-09 05-Dec-08 25-Aug-11 19-Oct-11 27-Feb-09 30-Jan-09 06-Jul-11 Original Investment Type1 Original Investment Amount Outstanding Investment Total Cash Back2 Investment Status* Capital Repayment / Disposition / Auction3,5 Amount (Fee)4 $38,000,000.00 Shares Avg. Price (Realized Loss) / (Write-off) Gain5 Warrant Proceeds Amount Shares $0.00 $4,755,899.67 $3,802,219.25 $1,000.00 $200,000.00 200 3,300 $1,000.00 $165,000.00 165 $4,700,000.00 $3,300,000.00 $0.00 4,000 $3,300,000.00 Preferred Stock w/ Exercised Warrants $4,000,000.00 $863.60 $4,000,000.00 Preferred Stock w/ Exercised Warrants 44,000 ($6,000,000.00) 4,700 $1,000.00 $235,000.00 41,279 $1,000.00 3,555,199 $1,000.00 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,037,000.00 $1,037,000.00 $215,442.61 Full investment outstanding; warrants outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $4,656,000.00 $4,700,000.00 $4,656,000.00 $0.00 $396,163.67 $5,452,281.19 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $41,279,000.00 $0.00 $45,252,104.25 Redeemed, in full; warrants not outstanding $41,279,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $5,100,000.00 $3,555,199,000.00 $5,100,000.00 $0.00 $304,973.00 $3,806,873,702.13 235 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $3,555,199,000.00 $146,500,064.55 $0.00 $4,742,850.89 200 $313,000.00 313,000 357,675 $19,132.00 $4,000,000.00 $169,042.00 $1,800,000.00 Preferred Stock w/ Exercised Warrants 12,657,960 86,957 $213,594.16 205,379 Sold, in full; warrants not outstanding $247,727.04 $3,505,712.96 264 3,736 $938.40 $938.40 $6,251,000.00 6,251,000 $1.00 $14,525,843.40 $435,756.60 15,534 466 $935.10 $935.10 ($16,272.96) ($230,287.04) ($25,000.00) Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants $6,251,000.00 $16,000,000.00 $0.00 $0.00 $7,547,479.56 $19,941,788.94 Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding ($1,008,156.60) ($30,243.40) ($149,616.00) Preferred Stock w/ Warrants $4,000,000.00 $0.00 $3,994,452.00 Sold, in full; warrants not outstanding $3,412,000.00 4,000 $853.00 ($588,000.00) ($34,120.00) ($15,880.00) Preferred Stock w/ Warrants $9,201,000.00 $0.00 $11,388,958.51 Redeemed, in full; warrants not outstanding $9,201,000.00 $20,511,580.55 $1,000.00 38,970 $417.00 129,000 $1,000.00 $6,500,000.00 $0.00 18,980 $129,000,000.00 $18,980,000.00 $1,000.00 $16,250,000.00 Preferred Stock 9,201 6,500 $1,000.00 Redeemed, in full; warrants not outstanding $18,980,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $38,970,000.00 $258,000,000.00 $3,000,000.00 $3,500,000.00 $0.00 $129,000,000.00 $0.00 $17,678,900.00 $186,960,416.66 $7,448,071.47 Sold, in full; warrants not outstanding ($22,720,000.00) Redeemed, in part; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $4,114,000.00 $0.00 $271,579.53 $2,644,000.00 $1,753,000.00 $0.00 $4,982,141.86 263 Currently not collectible Preferred Stock w/ Exercised Warrants $263,000.00 Sold, in full; warrants not outstanding ($4,114,000.00) $1,268,825.60 $2,831,259.86 1,360 3,037 $932.05 $932.05 ($91,174.40) ($205,740.14) $115,861.34 132 ($96,696.00) ($2,206,944.00) $287,213.85 $689,313.24 $131,297.76 315 756 144 ($32,969.92) ($363.42) Preferred Stock w/ Exercised Warrants $24,300,000.00 $0.00 $27,432,357.95 Sold, in full; warrants not outstanding $923,304.00 $21,073,056.00 1,020 23,280 $905.20 $905.20 10,000 $1,000.00 ($219,963.60) Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $11,560,000.00 $3,564,000.00 $10,000,000.00 $11,560,000.00 $3,564,000.00 $0.00 $516,988.89 $878,846.00 $11,586,666.67 Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $10,000,000.00 $245,000.00 Preferred Stock w/ Warrants $55,000,000.00 $0.00 $64,739,583.33 $2,250,000.00 $0.00 $2,344,662.43 $84,057.43 113 Redeemed, in full; warrants outstanding $55,000,000.00 Preferred Stock w/ Exercised Warrants 86,705 55,000 $1,000.00 30 2,220 $825.00 $825.00 27,875 $1,000.00 Sold, in full; warrants not outstanding $24,750.00 $1,831,500.00 ($5,250.00) ($388,500.00) ($18,562.50) ($6,437.50) Preferred Stock w/ Warrants $27,875,000.00 $0.00 $29,283,302.58 Redeemed, in full; warrants not outstanding $27,875,000.00 $212,000.00 Preferred Stock w/ Exercised Warrants $15,000,000.00 $0.00 $15,922,937.50 125,413 Redeemed, in full; warrants not outstanding $15,000,000.00 15,000 $1,000.00 $750,000.00 $10,000,000.00 $0.00 $13,886,111.11 $22,500,000.00 $5,800,000.00 $22,500,000.00 $0.00 $2,411,625.00 $6,859,176.83 234,742 $290,000.00 290 Redeemed, in full; warrants not outstanding $10,000,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 750 $2,525,000.00 Preferred Stock w/ Warrants 10,000 $1,000.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $5,800,000.00 5,800 $1,000.00 FootNote Institution Name 8,14 CENTRAL COMMUNITY CORPORATION CENTRAL COMMUNITY CORPORATION CENTRAL COMMUNITY CORPORATION CENTRAL COMMUNITY CORPORATION CENTRAL FEDERAL CORPORATION CENTRAL FEDERAL CORPORATION 11 CENTRAL JERSEY BANCORP CENTRAL JERSEY BANCORP CENTRAL JERSEY BANCORP 40 CENTRAL PACIFIC FINANCIAL CORP. CENTRAL PACIFIC FINANCIAL CORP. CENTRAL PACIFIC FINANCIAL CORP. CENTRAL PACIFIC FINANCIAL CORP. 45 CENTRAL VALLEY COMMUNITY BANCORP CENTRAL VALLEY COMMUNITY BANCORP CENTRAL VALLEY COMMUNITY BANCORP 93 CENTRAL VIRGINIA BANKSHARES, INC. 8,17,44 CENTRIC FINANCIAL CORPORATION CENTRIC FINANCIAL CORPORATION 44,8,14 CENTRIX BANK & TRUST CENTRIX BANK & TRUST CENTRUE FINANCIAL CORPORATION CENTRUE FINANCIAL CORPORATION 15,14 CENTURY FINANCIAL SERVICES CORPORATION CENTURY FINANCIAL SERVICES CORPORATION CENTURY FINANCIAL SERVICES CORPORATION CENTURY FINANCIAL SERVICES CORPORATION 15 CHAMBERS BANCSHARES, INC. 8 CHICAGO SHORE CORPORATION 23 CIT GROUP INC. CIT GROUP INC. 19,30 CITIGROUP INC. CITIGROUP INC. CITIGROUP INC. 11 CITIZENS & NORTHERN CORPORATION CITIZENS & NORTHERN CORPORATION CITIZENS & NORTHERN CORPORATION 8,55,97 CITIZENS BANCORP CITIZENS BANCORP 8,14 CITIZENS BANCSHARES CO. CITIZENS BANCSHARES CO. CITIZENS BANCSHARES CO. CITIZENS BANCSHARES CO. 11,9,36 CITIZENS BANCSHARES CORPORATION CITIZENS BANCSHARES CORPORATION 8 CITIZENS BANK & TRUST COMPANY, ESTABLISHED 1945 8 CITIZENS COMMERCE BANCSHARES, INC. 44,8,14 CITIZENS COMMUNITY BANK CITIZENS COMMUNITY BANK 11 CITIZENS FIRST CORPORATION CITIZENS FIRST CORPORATION CITIZENS FIRST CORPORATION 86 CITIZENS REPUBLIC BANCORP, INC. CITIZENS REPUBLIC BANCORP, INC. 45 CITIZENS SOUTH BANKING CORPORATION CITIZENS SOUTH BANKING CORPORATION CITIZENS SOUTH BANKING CORPORATION 8,9 CITY NATIONAL BANCSHARES CORPORATION 11 CITY NATIONAL CORPORATION CITY NATIONAL CORPORATION CITY NATIONAL CORPORATION CITY NATIONAL CORPORATION 8,14 CLOVER COMMUNITY BANKSHARES, INC. CLOVER COMMUNITY BANKSHARES, INC. CLOVER COMMUNITY BANKSHARES, INC. CLOVER COMMUNITY BANKSHARES, INC. 82 COASTAL BANKING COMPANY, INC. COASTAL BANKING COMPANY, INC. COASTAL BANKING COMPANY, INC. COASTAL BANKING COMPANY, INC. COASTAL BANKING COMPANY, INC. COASTAL BANKING COMPANY, INC. 8,17 COASTALSOUTH BANCHARES, INC. COASTALSOUTH BANCHARES, INC. COASTALSOUTH BANCHARES, INC. COASTALSOUTH BANCHARES, INC. 45 COBIZ FINANCIAL INC. COBIZ FINANCIAL INC. COBIZ FINANCIAL INC. 44 CODORUS VALLEY BANCORP, INC. CODORUS VALLEY BANCORP, INC. City State Date TEMPLE TEMPLE TEMPLE TEMPLE FAIRLAWN FAIRLAWN OAKHURST OAKHURST OAKHURST HONOLULU HONOLULU HONOLULU HONOLULU FRESNO FRESNO FRESNO POWHATAN HARRISBURG HARRISBURG BEDFORD BEDFORD OTTAWA OTTAWA SANTA FE SANTA FE SANTA FE SANTA FE DANVILLE CHICAGO NEW YORK NEW YORK NEW YORK NEW YORK NEW YORK WELLSBORO WELLSBORO WELLSBORO NEVADA CITY NEVADA CITY CHILLICOTHE CHILLICOTHE CHILLICOTHE CHILLICOTHE ATLANTA ATLANTA COVINGTON VERSAILLES SOUTH HILL SOUTH HILL BOWLING GREEN BOWLING GREEN BOWLING GREEN FLINT FLINT GASTONIA GASTONIA GASTONIA TX TX TX TX OH OH NJ NJ NJ HI HI HI HI CA CA CA VA PA PA NH NH IL IL NM NM NM NM AR IL NY NY NY NY NY PA PA PA CA CA MO MO MO MO GA GA LA KY VA VA KY KY KY MI MI NC NC NC 20-Feb-09 10-Dec-12 11-Dec-12 11-Jan-13 05-Dec-08 26-Sep-12 23-Dec-08 24-Nov-10 01-Dec-10 09-Jan-09 22-Jun-11 04-Apr-12 11-Jun-13 30-Jan-09 18-Aug-11 28-Sep-11 30-Jan-09 18-Dec-09 14-Jul-11 06-Feb-09 28-Jul-11 09-Jan-09 25-Sep-13 19-Jun-09 19-Dec-12 20-Dec-12 11-Jan-13 29-May-09 31-Jul-09 31-Dec-08 10-Dec-09 28-Oct-08 10-Dec-10 31-Jan-11 16-Jan-09 04-Aug-10 01-Sep-10 23-Dec-08 23-Sep-11 29-May-09 07-Feb-13 08-Feb-13 26-Mar-13 06-Mar-09 13-Aug-10 20-Mar-09 06-Feb-09 23-Dec-08 28-Jul-11 19-Dec-08 16-Feb-11 13-Feb-13 12-Dec-08 12-Apr-13 12-Dec-08 22-Sep-11 09-Nov-11 NEWARK BEVERLY HILLS BEVERLY HILLS BEVERLY HILLS BEVERLY HILLS CLOVER CLOVER CLOVER CLOVER FERNANDINA BEACH FERNANDINA BEACH FERNANDINA BEACH FERNANDINA BEACH FERNANDINA BEACH FERNANDINA BEACH HILTON HEAD ISLAND HILTON HEAD ISLAND HILTON HEAD ISLAND HILTON HEAD ISLAND DENVER DENVER DENVER YORK YORK NJ CA CA CA CA SC SC SC SC FL FL FL FL FL FL SC SC SC SC CO CO CO PA PA 10-Apr-09 21-Nov-08 30-Dec-09 03-Mar-10 07-Apr-10 27-Mar-09 28-Nov-12 29-Nov-12 11-Jan-13 05-Dec-08 08-Mar-13 11-Mar-13 09-Apr-13 10-Apr-13 12-Jun-13 28-Aug-09 08-Mar-13 11-Mar-13 09-Apr-13 19-Dec-08 08-Sep-11 23-Nov-11 09-Jan-09 18-Aug-11 Original Investment Type1 Preferred Stock w/ Exercised Warrants Original Investment Amount $22,000,000.00 Outstanding Investment Total Cash Back2 Investment Status* Capital Repayment / Disposition / Auction3,5 Amount $0.00 $25,797,528.80 (Fee)4 Shares Avg. Price (Realized Loss) / (Write-off) Gain5 Warrant Proceeds Amount Shares Sold, in full; warrants not outstanding $5,333,059.60 $15,043,340.40 5,758 16,242 $926.20 $926.20 ($424,940.40) ($1,198,659.60) 7,225 $415.20 ($4,225,000.00) 11,300 $1,000.00 $1,058,725.80 1,100 ($203,764.00) Preferred Stock w/ Warrants $7,225,000.00 $0.00 $3,612,118.06 Sold, in full; warrants not outstanding $3,000,000.00 Preferred Stock w/ Warrants $11,300,000.00 $0.00 $12,704,145.10 Redeemed, in full; warrants not outstanding $11,300,000.00 $319,658.99 $751,888.00 $135,000,000.00 $0.00 $75,036,891.42 $7,000,000.00 $0.00 $8,077,516.47 ($454,218.75) ($387,816.38) $11,385,000.00 $6,056,000.00 $11,385,000.00 $0.00 $450,656.00 $6,739,821.89 7,000 $7,500,000.00 $0.00 $8,887,791.42 $32,668,000.00 $7,402,000.00 $8,783,140.00 $10,000,000.00 $0.00 $13,186,960.25 $1,000.00 6,056 $1,000.00 $182,000.00 7,500 $1,000.00 $375,000.00 25,266 $325.00 ($17,054,550.00) 40,000 9,960,000 $0.99 $0.99 ($600.00) ($149,400.00) 375 Sold, in part; warrants outstanding $8,211,450.00 Subordinated Debentures w/ Exercised Warrants 182 ($32,121,928.87) ($30,113,532.58) Redeemed, in full; warrants not outstanding $7,500,000.00 Preferred Stock w/ Warrants $12.75 $13.15 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $6,056,000.00 Preferred Stock w/ Exercised Warrants 2,850,000 2,770,117 Redeemed, in full; warrants not outstanding $7,000,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants 79,067 Sold, in full; warrants not outstanding $36,337,500.00 $36,427,038.55 Preferred Stock w/ Warrants 79,288 $185,016.80 Preferred Stock w/ Warrants 268,621 Sold, in full; warrants not outstanding $39,400.00 $9,810,600.00 $198,635.58 $297,953.37 200,000 300,000 $54,621,848.84 210,084,034 ($98,500.00) Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $19,817,000.00 $7,000,000.00 $2,330,000,000.00 $19,817,000.00 $7,000,000.00 $0.00 $5,754,674.98 $1,541,895.81 $43,687,500.00 Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Exited bankruptcy/receivership ($2,330,000,000.00) Preferred Stock w/ Warrants $25,000,000,000.00 $0.00 $32,839,267,986.44 Redeemed, in full; warrants not outstanding $25,000,000,000.00 Preferred Stock w/ Warrants $26,440,000.00 $0.00 $28,889,100.00 7,692,307,692 $4.14 $6,852,354,470.93 Redeemed, in full; warrants not outstanding $26,440,000.00 26,440 $1,000.00 $400,000.00 $10,400,000.00 $0.00 $223,571.11 194,794 $258,018.75 $387,028.12 500 750 $150,000.00 150 $225,157.00 Preferred Stock w/ Exercised Warrants 450,314 Currently not collectible ($10,400,000.00) Preferred Stock w/ Exercised Warrants $24,990,000.00 $0.00 $13,952,381.45 Sold, in full; warrants not outstanding $6,657,375.00 $6,150,000.00 12,990 12,000 $512.50 $512.50 $7,462,000.00 7,462 $1,000.00 $3,000,000.00 3,000 $1,000.00 63 94 $35,116.00 $35,116.00 $300,000,000.00 300,000 $1,000.00 $20,500,000.00 20,500 ($6,332,625.00) ($5,850,000.00) $1,000.00 ($128,073.75) Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $7,462,000.00 $2,400,000.00 $6,300,000.00 $3,000,000.00 $8,779,000.00 $0.00 $2,400,000.00 $6,300,000.00 $0.00 $3,265,788.00 $7,997,813.22 $412,383.00 $180,258.50 $3,574,645.84 $7,197,097.86 Redeemed, in full; warrants not outstanding Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Redeemed, in part; warrants outstanding $2,212,308.00 $3,300,904.00 Preferred Stock w/ Warrants $300,000,000.00 Preferred Stock w/ Warrants $20,500,000.00 Preferred Stock Preferred Stock w/ Warrants $9,439,000.00 $400,000,000.00 $0.00 $0.00 $9,439,000.00 $0.00 $369,245,436.64 $23,572,379.22 $281,859.00 $442,416,666.67 Redeemed, in full; warrants outstanding Redeemed, in full; warrants not outstanding Full investment outstanding; warrants not outstanding Redeemed, in full; warrants not outstanding $200,000,000.00 $200,000,000.00 200,000 200,000 $1,000.00 $1,000.00 $18,500,000.00 $3,000,000.00 $0.00 $3,318,585.05 1,128,668 $114,021.50 150 $99,000.00 $225,647.45 Preferred Stock w/ Exercised Warrants 60,000 145,579 $389,857.05 $25,990.47 450 30 Sold, in full; warrants not outstanding $955,825.50 $1,662,874.50 1,095 1,905 $872.90 $872.90 ($139,174.50) ($242,125.50) 3,950 6,000 $955.10 $955.10 ($177,355.00) ($269,400.00) ($25,000.00) Preferred Stock w/ Warrants $9,950,000.00 $0.00 $11,166,897.79 Sold, in full; warrants not outstanding $3,772,645.00 $5,730,600.00 ($95,032.45) Preferred Stock w/ Exercised Warrants $16,015,000.00 $0.00 $14,257,487.71 Sold, in full; warrants not outstanding $397,550.00 $12,335,976.50 500 15,515 $795.10 $795.10 64,450 ($102,450.00) ($3,179,023.50) $1,000.00 ($127,335.27) Preferred Stock w/ Warrants $64,450,000.00 $0.00 $73,357,086.72 Redeemed, in full; warrants not outstanding $64,450,000.00 $143,677.00 Preferred Stock w/ Warrants $16,500,000.00 $0.00 $19,178,479.00 Redeemed, in full; warrants not outstanding $16,500,000.00 16,500 $1,000.00 895,968 FootNote Institution Name 8,14 11,8,14 11,16 44,8,14 11 11 15,14 8,14 11,8,14 11,8,14 11,8,14 8,17 11,9,36 44 11 8,14 81 74,8,14 8 44,8,14 8 8,67 8,14 44 15,17 44,8,14 CODORUS VALLEY BANCORP, INC. COLOEAST BANKSHARES, INC. COLOEAST BANKSHARES, INC. COLOEAST BANKSHARES, INC. COLOEAST BANKSHARES, INC. COLONIAL AMERICAN BANK COLONIAL AMERICAN BANK COLONY BANKCORP, INC. COLONY BANKCORP, INC. COLONY BANKCORP, INC. COLONY BANKCORP, INC. COLONY BANKCORP, INC. COLUMBIA BANKING SYSTEM, INC. COLUMBIA BANKING SYSTEM, INC. COLUMBIA BANKING SYSTEM, INC. COLUMBINE CAPITAL CORP. COLUMBINE CAPITAL CORP. COMERICA INC. COMERICA INC. COMERICA INC. COMMERCE NATIONAL BANK COMMERCE NATIONAL BANK COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BUSINESS BANK COMMONWEALTH BUSINESS BANK COMMONWEALTH BUSINESS BANK COMMUNITY 1ST BANK COMMUNITY 1ST BANK COMMUNITY BANCSHARES OF KANSAS, INC. COMMUNITY BANCSHARES OF KANSAS, INC. COMMUNITY BANCSHARES OF MISSISSIPPI, INC./COMMUNITY BANK OF MISSISSIPPI COMMUNITY BANCSHARES OF MISSISSIPPI, INC./COMMUNITY BANK OF MISSISSIPPI COMMUNITY BANCSHARES, INC. COMMUNITY BANK OF THE BAY COMMUNITY BANK OF THE BAY COMMUNITY BANK SHARES OF INDIANA, INC. COMMUNITY BANK SHARES OF INDIANA, INC. COMMUNITY BANK SHARES OF INDIANA, INC. COMMUNITY BANKERS TRUST CORPORATION COMMUNITY BANKERS TRUST CORPORATION COMMUNITY BUSINESS BANK COMMUNITY BUSINESS BANK COMMUNITY BUSINESS BANK COMMUNITY FINANCIAL CORPORATION COMMUNITY FINANCIAL CORPORATION COMMUNITY FINANCIAL SHARES, INC. COMMUNITY FINANCIAL SHARES, INC. COMMUNITY FIRST BANCSHARES, INC. (AR) COMMUNITY FIRST BANCSHARES, INC. (TN) COMMUNITY FIRST BANCSHARES, INC. (TN) COMMUNITY FIRST, INC. COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC. COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC. COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC. COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC. COMMUNITY INVESTORS BANCORP, INC. COMMUNITY INVESTORS BANCORP, INC. COMMUNITY INVESTORS BANCORP, INC. COMMUNITY INVESTORS BANCORP, INC. COMMUNITY INVESTORS BANCORP, INC. COMMUNITY PARTNERS BANCORP COMMUNITY PARTNERS BANCORP COMMUNITY PARTNERS BANCORP COMMUNITY PRIDE BANK CORPORATION COMMUNITY PRIDE BANK CORPORATION COMMUNITY PRIDE BANK CORPORATION COMMUNITY TRUST FINANCIAL CORPORATION COMMUNITY TRUST FINANCIAL CORPORATION COMMUNITY WEST BANCSHARES COMMUNITY WEST BANCSHARES COMMUNITY WEST BANCSHARES City State Date Original Investment Type1 Original Investment Amount Outstanding Investment Total Cash Back2 Investment Status* Capital Repayment / Disposition / Auction3,5 Amount (Fee)4 YORK LAMAR LAMAR LAMAR LAMAR WEST CONSHOHOCKEN WEST CONSHOHOCKEN FITZGERALD FITZGERALD FITZGERALD FITZGERALD FITZGERALD TACOMA TACOMA TACOMA BUENA VISTA BUENA VISTA DALLAS DALLAS DALLAS NEWPORT BEACH NEWPORT BEACH LOUISVILLE LOUISVILLE LOUISVILLE LOUISVILLE LOUISVILLE LOUISVILLE LOS ANGELES LOS ANGELES LOS ANGELES ROSEVILLE ROSEVILLE GOFF GOFF PA CO CO CO CO PA PA GA GA GA GA GA WA WA WA CO CO TX TX TX CA CA KY KY KY KY KY KY CA CA CA CA CA KS KS 28-Sep-11 13-Feb-09 19-Jul-13 22-Jul-13 12-Sep-13 27-Mar-09 26-Oct-11 09-Jan-09 07-Feb-13 08-Feb-13 26-Mar-13 12-Jun-13 21-Nov-08 11-Aug-10 01-Sep-10 27-Feb-09 22-Sep-11 14-Nov-08 17-Mar-10 12-May-10 09-Jan-09 07-Oct-09 22-May-09 07-Aug-12 08-Aug-12 09-Aug-12 10-Aug-12 11-Sep-12 23-Jan-09 17-Jul-13 12-Sep-13 16-Jan-09 19-Dec-12 06-Mar-09 18-Jul-12 BRANDON MS 11-Sep-09 BRANDON KINGMAN OAKLAND OAKLAND NEW ALBANY NEW ALBANY NEW ALBANY GLEN ALLEN GLEN ALLEN WEST SACRAMENTO WEST SACRAMENTO WEST SACRAMENTO STAUNTON STAUNTON GLEN ELLYN GLEN ELLYN HARRISON UNION CITY UNION CITY COLUMBIA MS AZ CA CA IN IN IN VA VA CA CA CA VA VA IL IL AR TN TN TN 29-Sep-10 24-Jul-09 16-Jan-09 29-Sep-10 29-May-09 15-Sep-11 19-Oct-11 19-Dec-08 24-Jul-13 27-Feb-09 30-Nov-12 11-Jan-13 19-Dec-08 09-Jan-13 15-May-09 21-Dec-12 03-Apr-09 20-Mar-09 18-Aug-11 27-Feb-09 BRANDON MS 06-Feb-09 BRANDON MS 30-Nov-12 BRANDON MS 11-Jan-13 MS OH OH OH OH OH NJ NJ NJ MN MN MN LA LA CA CA CA 26-Mar-13 23-Dec-08 19-Dec-12 20-Dec-12 11-Jan-13 26-Mar-13 30-Jan-09 11-Aug-11 26-Oct-11 13-Nov-09 12-Aug-13 12-Sep-13 09-Jan-09 06-Jul-11 19-Dec-08 10-Dec-12 11-Dec-12 Avg. Price Gain5 Warrant Proceeds Amount Shares ($10,027.50) BRANDON BUCYRUS BUCYRUS BUCYRUS BUCYRUS BUCYRUS MIDDLETOWN MIDDLETOWN MIDDLETOWN HAM LAKE HAM LAKE HAM LAKE RUSTON RUSTON GOLETA GOLETA GOLETA Shares (Realized Loss) / (Write-off) ($14,972.50) $526,604.00 $10,000,000.00 $0.00 $10,670,784.03 $494,381.25 50 $29,000.00 29 $810,000.00 Preferred Stock w/ Exercised Warrants 263,859 500,000 Sold, in full; warrants not outstanding $46,995.00 $8,990,505.00 52 9,948 $903.80 $903.80 574 $1,000.00 27,661 339 $782.10 $782.10 ($5,005.00) ($957,495.00) ($90,375.00) Preferred Stock w/ Exercised Warrants $574,000.00 $0.00 $668,142.53 Redeemed, in full; warrants not outstanding $574,000.00 Preferred Stock w/ Warrants $28,000,000.00 $0.00 $26,480,089.20 Sold, in full; warrants not outstanding $21,633,944.71 $265,135.29 ($6,027,055.29) ($73,864.71) ($218,990.80) Preferred Stock w/ Warrants $76,898,000.00 $0.00 $86,821,419.22 Redeemed, in full; warrants not outstanding $76,898,000.00 76,898 $1,000.00 $3,301,647.00 Preferred Stock w/ Exercised Warrants $2,260,000.00 $0.00 $2,689,478.64 398,023 Redeemed, in full; warrants not outstanding $2,260,000.00 Preferred Stock w/ Warrants $5,000,000.00 $0.00 $0.00 $2,582,039,543.40 $5,036,111.11 2,250,000 $113,000.00 113 $181,102,043.40 $2,250,000,000.00 $1,000.00 $2,250,000,000.00 Preferred Stock w/ Warrants 2,260 $1,000.00 11,479,592 900,000 120,000 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants outstanding $5,000,000.00 ($43,500.00) ($489,750.00) ($4,366,750.00) ($200,000.00) $792,990.00 $105,732.00 7,701 $951.00 ($377,349.00) $362,427.91 385 2,550 $1,000.00 $128,000.00 128 500 $1,000.00 $25,000.00 25 52,000 $1,000.00 $2,600,000.00 2,600 1,747 $1,000.00 19,468 $1,000.00 $1,100,869.50 $21,575,016.54 $0.75 $0.75 $0.75 $0.75 $52,000,000.00 $0.00 174,000 1,959,000 17,467,000 800,000 $500,000.00 $20,400,000.00 $1,000.00 $2,550,000.00 Subordinated Debentures w/ Exercised Warrants 5,000 386,270 ($258,440.00) $167,035.00 199 ($3,833,500.00) $157,050.00 349 Sold, in full; warrants not outstanding $130,500.00 $1,469,250.00 $13,100,250.00 $600,000.00 ($153,000.00) Preferred Stock w/ Exercised Warrants $7,701,000.00 $0.00 $8,451,110.79 Sold, in full; warrants not outstanding $7,323,651.00 ($73,236.51) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock $2,550,000.00 $500,000.00 $52,000,000.00 $3,872,000.00 $1,747,000.00 $0.00 $0.00 $0.00 $3,872,000.00 $0.00 $2,899,659.67 $616,741.75 $57,575,699.54 $828,128.70 $1,823,188.61 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $1,747,000.00 Preferred Stock w/ Warrants $19,468,000.00 $0.00 $22,802,281.62 Redeemed, in full; warrants not outstanding $19,468,000.00 Preferred Stock w/ Warrants $17,680,000.00 $13,180,000.00 $8,694,333.01 Redeemed, in part; warrants outstanding $4,500,000.00 $4,674,050.16 $935.00 12,643 $1,000.00 6,970 $450.00 20,000 $1,000.00 105 $9,550.00 ($47,250.00) $25,000.00 5 1,003 1,597 $950.00 $950.00 ($50,150.00) ($79,850.00) $105,000.00 130 9,000 $1,000.00 $460,000.00 $0.00 3,976 $3,136,500.00 $3,976,000.00 $1,000.00 $12,643,000.00 Preferred Stock w/ Exercised Warrants 4,500 311,972 $177,716.96 132,000 $1,200,000.00 1,200 Sold, in full; warrants not outstanding $3,717,560.00 ($25,000.00) Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $12,643,000.00 $6,970,000.00 $12,725,000.00 $20,000,000.00 $0.00 $0.00 $12,725,000.00 $0.00 $15,206,719.94 $4,240,743.82 $3,028,239.68 $23,628,111.33 Redeemed, in full; warrants outstanding Sold, in full; warrants not outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $20,000,000.00 Preferred Stock w/ Exercised Warrants $17,806,000.00 $17,806,000.00 $1,908,453.00 $1,050,000.00 $0.00 $1,220,300.65 1,000 Full investment outstanding; warrants outstanding Preferred Stock w/ Exercised Warrants $1,000,000.00 Sold, in full; warrants not outstanding $1,002,750.00 Preferred Stock w/ Exercised Warrants $2,600,000.00 $0.00 $3,115,616.28 Sold, in full; warrants not outstanding $952,850.00 $1,517,150.00 ($24,700.00) ($300.00) Preferred Stock w/ Warrants $9,000,000.00 $0.00 $10,598,750.00 Redeemed, in full; warrants not outstanding $9,000,000.00 Subordinated Debentures w/ Exercised Warrants $4,400,000.00 $0.00 $5,462,045.14 Sold, in full; warrants not outstanding $4,400,000.00 4,400,000 $1.11 $24,000,000.00 24,000 $1,000.00 $2,172,000.00 $9,122,400.00 3,000 12,600 $724.00 $724.00 $484,924.00 ($48,849.24) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $24,000,000.00 $15,600,000.00 $0.00 $0.00 $28,459,100.00 $14,341,140.33 Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding ($828,000.00) ($3,477,600.00) FootNote Institution Name 53 8,14 8,14 8,14 8 8 58 8,14 8 11,16 44,8,14 15,44,14 8,14 8,18 15,14 8,14 11 44 15 12,44 11,16 COMMUNITY WEST BANCSHARES COMMUNITY WEST BANCSHARES COMMUNITYONE BANCORP / FNB UNITED CORP. CONGAREE BANCSHARES, INC. CONGAREE BANCSHARES, INC. CONGAREE BANCSHARES, INC. CONGAREE BANCSHARES, INC. CORNING SAVINGS AND LOAN ASSOCIATION CORNING SAVINGS AND LOAN ASSOCIATION CORNING SAVINGS AND LOAN ASSOCIATION CORNING SAVINGS AND LOAN ASSOCIATION COUNTRY BANK SHARES, INC. COUNTRY BANK SHARES, INC. COUNTRY BANK SHARES, INC. COUNTRY BANK SHARES, INC. COVENANT FINANCIAL CORPORATION CRAZY WOMAN CREEK BANCORP INCORPORATED CRESCENT FINANCIAL BANCSHARES, INC. (CRESCENT FINANCIAL CORPORATION) CROSSTOWN HOLDING COMPANY CROSSTOWN HOLDING COMPANY CROSSTOWN HOLDING COMPANY CROSSTOWN HOLDING COMPANY CSRA BANK CORP. CVB FINANCIAL CORP. CVB FINANCIAL CORP. CVB FINANCIAL CORP. CVB FINANCIAL CORP. D.L. EVANS BANCORP D.L. EVANS BANCORP DEERFIELD FINANCIAL CORPORATION DEERFIELD FINANCIAL CORPORATION DELMAR BANCORP DELMAR BANCORP DELMAR BANCORP DELMAR BANCORP DESOTO COUNTY BANK DESOTO COUNTY BANK DESOTO COUNTY BANK DESOTO COUNTY BANK DIAMOND BANCORP, INC. DIAMOND BANCORP, INC. DIAMOND BANCORP, INC. DIAMOND BANCORP, INC. DIAMOND BANCORP, INC. DICKINSON FINANCIAL CORPORATION II DICKINSON FINANCIAL CORPORATION II DICKINSON FINANCIAL CORPORATION II DICKINSON FINANCIAL CORPORATION II DISCOVER FINANCIAL SERVICES DISCOVER FINANCIAL SERVICES DISCOVER FINANCIAL SERVICES DNB FINANCIAL CORPORATION DNB FINANCIAL CORPORATION DNB FINANCIAL CORPORATION DUKE FINANCIAL GROUP, INC. EAGLE BANCORP, INC. EAGLE BANCORP, INC. EAGLE BANCORP, INC. EAGLE BANCORP, INC. EAST WEST BANCORP, INC. EAST WEST BANCORP, INC. EAST WEST BANCORP, INC. EASTERN VIRGINIA BANKSHARES, INC. 89 ECB BANCORP, INC. / CRESCENT FINANCIAL BANCSHARES, INC. 44 EMCLAIRE FINANCIAL CORP. EMCLAIRE FINANCIAL CORP. EMCLAIRE FINANCIAL CORP. 45 ENCORE BANCSHARES INC. ENCORE BANCSHARES INC. ENCORE BANCSHARES INC. 11 ENTERPRISE FINANCIAL SERVICES CORP. ENTERPRISE FINANCIAL SERVICES CORP. ENTERPRISE FINANCIAL SERVICES CORP. 8,44,14 ENTERPRISE FINANCIAL SERVICES GROUP, INC. ENTERPRISE FINANCIAL SERVICES GROUP, INC. 8,44,72 EQUITY BANCSHARES, INC. EQUITY BANCSHARES, INC. 8,14 EXCHANGE BANK EXCHANGE BANK EXCHANGE BANK City State Date GOLETA GOLETA ASHEBORO CAYCE CAYCE CAYCE CAYCE CORNING CORNING CORNING CORNING MILFORD MILFORD MILFORD MILFORD CLARKSDALE BUFFALO CA CA NC SC SC SC SC AR AR AR AR NE NE NE NE MS WY 11-Jan-13 12-Jun-13 13-Feb-09 09-Jan-09 29-Oct-12 31-Oct-12 11-Jan-13 13-Feb-09 30-Nov-12 11-Jan-13 26-Mar-13 30-Jan-09 28-Nov-12 29-Nov-12 11-Jan-13 05-Jun-09 20-Feb-09 RALEIGH BLAINE BLAINE BLAINE BLAINE WRENS ONTARIO ONTARIO ONTARIO ONTARIO BURLEY BURLEY DEERFIELD DEERFIELD DELMAR DELMAR DELMAR DELMAR HORN LAKE HORN LAKE HORN LAKE HORN LAKE WASHINGTON WASHINGTON WASHINGTON WASHINGTON WASHINGTON KANSAS CITY KANSAS CITY KANSAS CITY KANSAS CITY RIVERWOODS RIVERWOODS RIVERWOODS DOWNINGTOWN DOWNINGTOWN DOWNINGTOWN MINNEAPOLIS BETHESDA BETHESDA BETHESDA BETHESDA PASADENA PASADENA PASADENA TAPPAHANNOCK NC MN MN MN MN GA CA CA CA CA ID ID WI WI MD MD MD MD MS MS MS MS MO MO MO MO MO MO MO MO MO IL IL IL PA PA PA MN MD MD MD MD CA CA CA VA 09-Jan-09 23-Jan-09 19-Jul-13 22-Jul-13 12-Sep-13 27-Mar-09 05-Dec-08 26-Aug-09 02-Sep-09 28-Oct-09 27-Feb-09 27-Sep-11 15-May-09 08-Sep-11 04-Dec-09 07-Feb-13 08-Feb-13 26-Mar-13 13-Feb-09 29-Dec-09 24-Sep-13 25-Sep-13 22-May-09 08-Aug-12 09-Aug-12 10-Aug-12 11-Sep-12 16-Jan-09 07-Feb-13 08-Feb-13 26-Mar-13 13-Mar-09 21-Apr-10 07-Jul-10 30-Jan-09 04-Aug-11 21-Sep-11 19-Jun-09 05-Dec-08 23-Dec-09 14-Jul-11 23-Nov-11 05-Dec-08 29-Dec-10 26-Jan-11 09-Jan-09 ENGELHARD EMLENTON EMLENTON EMLENTON HOUSTON HOUSTON HOUSTON ST. LOUIS ST. LOUIS ST. LOUIS ALLISON PARK ALLISON PARK WICHITA WICHITA SANTA ROSA SANTA ROSA SANTA ROSA NC PA PA PA TX TX TX MO MO MO PA PA KS KS CA CA CA 16-Jan-09 23-Dec-08 18-Aug-11 07-Dec-11 05-Dec-08 27-Sep-11 23-Nov-11 19-Dec-08 07-Nov-12 09-Jan-13 12-Jun-09 25-Aug-11 30-Jan-09 11-Aug-11 19-Dec-08 03-Aug-12 08-Aug-12 Original Investment Type1 Original Investment Amount Outstanding Investment Total Cash Back2 Investment Status* Capital Repayment / Disposition / Auction3,5 Amount (Fee)4 Shares Avg. Price (Realized Loss) / (Write-off) Gain5 Warrant Proceeds Amount Shares ($112,944.00) $698,351.00 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $51,500,000.00 $3,285,000.00 $51,500,000.00 $0.00 $2,589,305.00 $3,483,629.20 521,158 164 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $23,932.54 $2,687,046.56 29 3,256 $825.30 $825.30 ($5,067.46) ($568,953.44) $106,364.00 638 $860.00 ($89,320.00) $3,960.00 777 6,748 $917.90 $917.90 ($63,791.70) ($554,010.80) $372,240.00 350 10,300 $982.30 $982.30 ($6,205.50) ($182,619.00) $531,210.67 97,500 32,500 $1,000.00 $1,000.00 ($25,000.00) Preferred Stock w/ Exercised Warrants $638,000.00 $0.00 $659,705.04 Sold, in full; warrants not outstanding $548,680.00 32 ($5,486.80) ($19,513.20) Preferred Stock w/ Exercised Warrants $7,525,000.00 $0.00 $8,781,205.02 Sold, in full; warrants not outstanding $713,208.30 $6,193,989.20 376 ($69,071.98) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $5,000,000.00 $3,100,000.00 $5,000,000.00 $3,100,000.00 $1,151,614.44 $757,928.47 Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $24,900,000.00 $10,650,000.00 $24,900,000.00 $0.00 $5,786,341.20 $13,498,324.83 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $343,794.50 $10,117,381.00 533 ($104,611.76) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $2,400,000.00 $130,000,000.00 $2,400,000.00 $0.00 $180,940.00 $136,046,583.33 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $97,500,000.00 $32,500,000.00 $1,307,000.00 Preferred Stock w/ Exercised Warrants $19,891,000.00 $0.00 $23,686,592.33 834,761 Redeemed, in full; warrants not outstanding $19,891,000.00 $0.00 $3,283,338.96 $9,000,000.00 $0.00 $6,598,331.15 995 2,639,000 $1.00 $132,000.00 132,000 8,648 352 $612.10 $612.10 ($3,354,472.72) ($136,537.28) $311,943.55 450 366 2,315 $823.03 $816.45 ($64,571.42) ($419,532.41) $57,230.00 59 6,000,000 13,965,000 480,000 $0.73 $0.73 $0.73 ($1,618,500.00) ($3,767,058.75) ($129,480.00) $688,041.09 $91,535.40 902,000 120,000 14,523 131,530 $552.60 $552.60 ($6,497,444.97) ($58,845,206.70) $3,372.19 $4,922,044.87 5 7,298 1,224,558 $1,000.00 20,500,413 186,311 Redeemed, in full; warrants not outstanding $2,639,000.00 Preferred Stock w/ Exercised Warrants $995,000.00 $458,000.00 $2,639,000.00 $1,000.00 $172,000,000.00 Subordinated Debentures w/ Exercised Warrants 19,891 Sold, in full; warrants not outstanding $5,293,527.28 $215,462.72 ($55,089.90) Preferred Stock w/ Exercised Warrants $1,173,000.00 $1,508,000.00 $0.00 $2,831,331.97 Sold, in full; warrants not outstanding $301,428.58 $1,895,467.59 Subordinated Debentures w/ Exercised Warrants $20,445,000.00 $0.00 $21,101,618.19 Sold, in full; warrants not outstanding $4,381,500.00 $10,197,941.25 $350,520.00 ($149,299.61) Preferred Stock w/ Exercised Warrants $146,053,000.00 $0.00 $87,459,858.69 Sold, in full; warrants not outstanding $8,025,555.03 $72,684,793.30 ($807,103.48) Preferred Stock w/ Warrants $1,224,558,000.00 $0.00 $1,464,248,844.00 Redeemed, in full; warrants not outstanding $1,224,558,000.00 Preferred Stock w/ Warrants $11,750,000.00 $0.00 $13,683,277.61 Redeemed, in full; warrants not outstanding $11,750,000.00 Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants $12,000,000.00 $38,235,000.00 $12,000,000.00 $0.00 $4,334,673.04 $44,847,153.76 11,750 $1,000.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants outstanding $15,000,000.00 $23,235,000.00 15,000 23,235 $1,000.00 $1,000.00 $2,794,422.00 $14,500,000.00 Preferred Stock w/ Warrants $306,546,000.00 $0.00 $352,722,420.00 770,868 1,517,555 Redeemed, in full; warrants not outstanding $306,546,000.00 Preferred Stock w/ Warrants $24,000,000.00 $24,000,000.00 $2,220,000.00 $17,949,000.00 $7,500,000.00 $17,949,000.00 $0.00 $4,110,820.08 $8,545,904.67 $1,000.00 Full investment outstanding; warrants outstanding Preferred Stock w/ Warrants Preferred Stock w/ Warrants 306,546 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $7,500,000.00 7,500 $1,000.00 $51,113.00 $637,071.00 $34,000,000.00 $0.00 $39,415,959.89 $35,000,000.00 $0.00 $42,801,933.33 $4,000,000.00 $0.00 $4,680,205.56 34,000 $1,000.00 Redeemed, in full; warrants not outstanding $35,000,000.00 Preferred Stock w/ Exercised Warrants 324,074 Redeemed, in full; warrants outstanding $34,000,000.00 Preferred Stock w/ Warrants 728,052 $1,006,100.00 Preferred Stock w/ Warrants 50,111 35,000 $1,000.00 Redeemed, in full; warrants not outstanding $4,000,000.00 Preferred Stock w/ Exercised Warrants $8,750,000.00 $43,000,000.00 $0.00 $0.00 $10,394,872.56 $47,294,527.29 $1,000.00 $200,000.00 200 $8,750,000.00 Preferred Stock w/ Exercised Warrants 4,000 8,750 $1,000.00 $438,000.00 438 $481,387.50 $17,505,000.00 550 20,000 $875.20 $875.20 Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding ($68,612.50) ($2,495,000.00) $1,910,898.00 2,000 FootNote Institution Name 8,14,18 8,14 15,14 8,14 11 8 8,14 11,8 15,14 45,8,14 15,17 8,14 45,8,14 8,14 15,11,14 77 8,17 8,14 11 11 45,8,14 EXCHANGE BANK EXCHANGE BANK EXCHANGE BANK EXCHANGE BANK F & M BANCSHARES, INC. F & M BANCSHARES, INC. F & M BANCSHARES, INC. F & M BANCSHARES, INC. F & M BANCSHARES, INC. F & M BANCSHARES, INC. F & M FINANCIAL CORPORATION (NC) F & M FINANCIAL CORPORATION (NC) F & M FINANCIAL CORPORATION (NC) F & M FINANCIAL CORPORATION (NC) F & M FINANCIAL CORPORATION (NC) F&C BANCORP. INC. F&C BANCORP. INC. F&C BANCORP. INC. F&C BANCORP. INC. F&M FINANCIAL CORPORATION (TN) F&M FINANCIAL CORPORATION (TN) F&M FINANCIAL CORPORATION (TN) F&M FINANCIAL CORPORATION (TN) F&M FINANCIAL CORPORATION (TN) F.N.B. CORPORATION F.N.B. CORPORATION F.N.B. CORPORATION FARMERS & MERCHANTS BANCSHARES, INC. FARMERS & MERCHANTS FINANCIAL CORPORATION FARMERS & MERCHANTS FINANCIAL CORPORATION FARMERS & MERCHANTS FINANCIAL CORPORATION FARMERS BANK, WINDSOR, VIRGINIA FARMERS BANK, WINDSOR, VIRGINIA FARMERS CAPITAL BANK CORPORATION FARMERS CAPITAL BANK CORPORATION FARMERS CAPITAL BANK CORPORATION FARMERS ENTERPRISES, INC. FARMERS ENTERPRISES, INC. FARMERS ENTERPRISES, INC. FARMERS ENTERPRISES, INC. FARMERS ENTERPRISES, INC. FARMERS STATE BANKSHARES, INC. FARMERS STATE BANKSHARES, INC. FBHC HOLDING COMPANY FBHC HOLDING COMPANY FC HOLDINGS, INC. FC HOLDINGS, INC. FC HOLDINGS, INC. FCB BANCORP, INC. FCB BANCORP, INC. FFW CORPORATION FFW CORPORATION FFW CORPORATION FFW CORPORATION FIDELITY BANCORP, INC. (LA) FIDELITY BANCORP, INC. (LA) FIDELITY BANCORP, INC. (PA) / WESBANCO, INC. FIDELITY BANCORP, INC. (PA) / WESBANCO, INC. FIDELITY FEDERAL BANCORP FIDELITY FEDERAL BANCORP FIDELITY FEDERAL BANCORP FIDELITY FEDERAL BANCORP FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY SOUTHERN CORPORATION FIDELITY SOUTHERN CORPORATION FIFTH THIRD BANCORP FIFTH THIRD BANCORP FIFTH THIRD BANCORP FINANCIAL INSTITUTIONS, INC. FINANCIAL INSTITUTIONS, INC. FINANCIAL INSTITUTIONS, INC. FINANCIAL INSTITUTIONS, INC. FINANCIAL SECURITY CORPORATION FINANCIAL SECURITY CORPORATION City SANTA ROSA SANTA ROSA SANTA ROSA SANTA ROSA TREZEVANT TREZEVANT TREZEVANT TREZEVANT TREZEVANT TREZEVANT SALISBURY SALISBURY SALISBURY SALISBURY SALISBURY HOLDEN HOLDEN HOLDEN HOLDEN CLARKSVILLE CLARKSVILLE CLARKSVILLE CLARKSVILLE CLARKSVILLE HERMITAGE HERMITAGE HERMITAGE HOUSTON ARGONIA ARGONIA ARGONIA WINDSOR WINDSOR FRANKFORT FRANKFORT FRANKFORT GREAT BEND GREAT BEND GREAT BEND GREAT BEND GREAT BEND HOLTON HOLTON BOULDER BOULDER HOUSTON HOUSTON HOUSTON LOUISVILLE LOUISVILLE WABASH WABASH WABASH WABASH BATON ROUGE BATON ROUGE PITTSBURGH PITTSBURGH EVANSVILLE EVANSVILLE EVANSVILLE EVANSVILLE WICHITA WICHITA WICHITA WICHITA WICHITA WICHITA WICHITA WICHITA WICHITA ATLANTA ATLANTA CINCINNATI CINCINNATI CINCINNATI WARSAW WARSAW WARSAW WARSAW BASIN BASIN State CA CA CA CA TN TN TN TN TN TN NC NC NC NC NC MO MO MO MO TN TN TN TN TN PA PA PA TX KS KS KS VA VA KY KY KY KS KS KS KS KS KS KS CO CO TX TX TX KY KY IN IN IN IN LA LA PA PA IN IN IN IN KS KS KS KS KS KS KS KS KS GA GA OH OH OH NY NY NY NY WY WY Date 09-Aug-12 10-Aug-12 13-Aug-12 11-Sep-12 30-Jan-09 06-Nov-09 06-Feb-13 07-Feb-13 08-Feb-13 26-Mar-13 06-Feb-09 18-Sep-12 19-Sep-12 20-Sep-12 16-Nov-12 22-May-09 08-Nov-12 13-Nov-12 11-Jan-13 13-Feb-09 19-Sep-12 20-Sep-12 21-Sep-12 16-Nov-12 09-Jan-09 09-Sep-09 23-Nov-11 06-Mar-09 20-Mar-09 24-Jun-13 26-Jul-13 23-Jan-09 09-Jan-13 09-Jan-09 19-Jun-12 18-Jul-12 19-Jun-09 08-Nov-12 09-Nov-12 13-Nov-12 11-Jan-13 20-Mar-09 21-Jul-11 29-Dec-09 09-Mar-11 26-Jun-09 20-Feb-13 26-Mar-13 19-Dec-08 22-Sep-11 19-Dec-08 28-Nov-12 30-Nov-12 11-Jan-13 29-May-09 27-Mar-13 12-Dec-08 30-Nov-12 13-Nov-09 19-Jul-13 22-Jul-13 12-Sep-13 19-Dec-08 01-Aug-12 02-Aug-12 03-Aug-12 07-Aug-12 08-Aug-12 09-Aug-12 10-Aug-12 11-Sep-12 19-Dec-08 03-Jul-12 31-Dec-08 02-Feb-11 16-Mar-11 23-Dec-08 23-Feb-11 30-Mar-11 11-May-11 13-Feb-09 21-Jul-11 Original Investment Type1 Original Investment Amount Outstanding Investment Total Cash Back2 Investment Status* Capital Repayment / Disposition / Auction3,5 Amount (Fee)4 $8,725,367.25 $420,995.25 $10,503,000.00 Shares Avg. Price (Realized Loss) / (Write-off) 9,969 481 12,000 $875.20 $875.20 $875.20 $942.50 $942.50 $942.50 Warrant Proceeds Amount ($1,243,632.75) ($60,004.75) ($1,497,000.00) 5,090 2,901 153 Gain5 $120,386.57 $22,930.78 ($292,675.00) ($166,807.50) ($8,797.50) Shares 126 24 ($376,357.50) Preferred Stock w/ Exercised Warrants $4,609,000.00 $3,535,000.00 $0.00 $9,405,391.28 Sold, in full; warrants not outstanding $4,797,325.00 $2,734,192.50 $144,202.50 $222,007.50 230 $136,813.05 150 ($76,757.21) Preferred Stock w/ Exercised Warrants $17,000,000.00 $0.00 $20,119,744.45 Sold, in full; warrants not outstanding $2,664,750.00 $13,485,250.00 2,805 14,195 $950.00 $950.00 ($140,250.00) ($709,750.00) $638,460.90 1,659,000 1,334,000 $0.96 $0.96 ($68,400.57) ($55,000.82) $125,000.00 700 ($161,500.00) Subordinated Debentures w/ Exercised Warrants $2,993,000.00 $0.00 $3,842,376.65 Sold, in full; warrants not outstanding $1,590,599.43 $1,278,999.18 150,000 ($25,000.00) Preferred Stock w/ Exercised Warrants $17,243,000.00 $0.00 $17,573,762.97 Sold, in full; warrants not outstanding $96,465.60 $157,500.00 $13,421,362.50 200 17,043 $787.50 $787.50 100,000 ($42,500.00) ($3,621,637.50) 112 $1,000.00 $645,975.00 750 ($135,788.63) Preferred Stock w/ Warrants $100,000,000.00 $0.00 $104,023,433.33 Redeemed, in full; warrants not outstanding $100,000,000.00 $690,100.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $11,000,000.00 $442,000.00 $11,000,000.00 $0.00 $1,913,405.00 $500,199.14 651,042 ($2,835.00) 22 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $425,425.00 442 $962.50 3,063 $1,000.00 30,000 $739.90 ($16,575.00) ($25,000.00) Preferred Stock w/ Exercised Warrants $8,752,000.00 $5,689,000.00 $5,146,851.22 Redeemed, in part; warrants outstanding $3,063,000.00 Preferred Stock w/ Warrants $30,000,000.00 $0.00 $27,105,349.50 Sold, in full; warrants not outstanding $22,196,700.00 ($332,950.50) ($7,803,300.00) $75,000.00 Subordinated Debentures w/ Exercised Warrants $12,000,000.00 $0.00 $15,452,669.34 223,992 Sold, in full; warrants not outstanding $96,290.00 100,000 $11,458,510.00 $0.96 ($3,710.00) $0.96 ($441,490.00) 700 $1,000.00 $650,000.00 3,035,000 $0.21 21,042 $897.00 ($2,167,326.00) $9,294,000.00 9,294 $1,000.00 $879,424.60 $5,701,813.50 974 6,315 $902.90 $902.90 $3,942,000.00 3,942,000 $1.00 $7,000,000.00 7,000 $1,000.00 $439,000.00 $6,218,000.00 439 6,218 $1,058.90 $1,058.90 135 30 335 3,591 2,635 29,236 320 $891.30 $891.30 $891.30 $891.30 $891.30 $891.30 $891.30 ($14,679.90) ($3,262.20) ($36,427.90) ($390,485.34) ($286,529.90) ($3,179,122.64) ($34,796.80) 48,200 $900.60 ($4,791,080.00) 136,320 4 ($2,385,000.00) $18,874,674.00 38,000 562,000 $40,000.00 11,900,000 $37,387.14 $552,936.00 $25,000.00 ($115,548.00) Preferred Stock w/ Exercised Warrants $700,000.00 $0.00 $830,173.67 Redeemed, in full; warrants not outstanding $700,000.00 Subordinated Debentures w/ Exercised Warrants $3,035,000.00 $0.00 $804,592.16 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $21,042,000.00 $0.00 $19,836,630.66 Sold, in full; warrants not outstanding $994,613.40 1,052 $465,000.00 465 ($188,746.74) Preferred Stock w/ Exercised Warrants $9,294,000.00 $0.00 $11,156,234.25 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $7,289,000.00 $0.00 $8,441,836.26 Sold, in full; warrants not outstanding ($94,575.40) ($613,186.50) $358,558.20 364 ($65,812.38) Subordinated Debentures w/ Exercised Warrants $3,942,000.00 $0.00 $5,404,924.35 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $7,000,000.00 $0.00 $8,388,333.33 $6,657,000.00 $0.00 $7,220,908.83 197,000 $242,302.50 200 Redeemed, in full; warrants outstanding Preferred Stock w/ Exercised Warrants $197,000.00 Sold, in full; warrants not outstanding $25,857.10 $366,240.20 ($70,490.97) Preferred Stock w/ Exercised Warrants $36,282,000.00 $0.00 $40,966,780.82 Sold, in full; warrants not outstanding $120,320.10 $26,737.80 $298,572.10 $3,200,514.66 $2,348,470.10 $26,056,877.36 $285,203.20 $170,227.93 $167,374.94 $1,210,615.36 $176,884.89 179 176 1,273 186 ($323,366.95) Preferred Stock w/ Warrants $48,200,000.00 $0.00 $51,286,669.09 Sold, in full; warrants outstanding $43,408,920.00 Preferred Stock w/ Warrants $3,408,000,000.00 $0.00 $4,043,972,602.67 ($651,133.80) Redeemed, in full; warrants not outstanding $3,408,000,000.00 $280,025,936.00 $37,515,000.00 $0.00 $43,787,611.61 $5,000,000.00 $0.00 $5,914,597.33 378,175 $250,000.00 250 Redeemed, in full; warrants not outstanding $12,505,000.00 $25,010,000.00 Preferred Stock w/ Exercised Warrants 43,617,747 $2,079,962.50 Preferred Stock w/ Warrants 2,501 5,002 $5,000.00 $5,000.00 Redeemed, in full; warrants not outstanding $5,000,000.00 5,000 $1,000.00 FootNote Institution Name 15,17,44 FINANCIAL SERVICES OF WINGER, INC. FINANCIAL SERVICES OF WINGER, INC. 8,14 FIRST ADVANTAGE BANCSHARES, INC. FIRST ADVANTAGE BANCSHARES, INC. FIRST ADVANTAGE BANCSHARES, INC. FIRST ADVANTAGE BANCSHARES, INC. FIRST ADVANTAGE BANCSHARES, INC. 8,14 FIRST ALLIANCE BANCSHARES, INC. FIRST ALLIANCE BANCSHARES, INC. FIRST ALLIANCE BANCSHARES, INC. FIRST ALLIANCE BANCSHARES, INC. 15,11,14 FIRST AMERICAN BANK CORPORATION FIRST AMERICAN BANK CORPORATION FIRST AMERICAN BANK CORPORATION 11,9,36 FIRST AMERICAN INTERNATIONAL CORP. FIRST AMERICAN INTERNATIONAL CORP. 45 FIRST BANCORP (NC) FIRST BANCORP (NC) FIRST BANCORP (NC) 34 FIRST BANCORP (PR) FIRST BANCORP (PR) FIRST BANCORP (PR) 8,11,14 FIRST BANCTRUST CORPORATION FIRST BANCTRUST CORPORATION FIRST BANCTRUST CORPORATION 45,8,14 FIRST BANK OF CHARLESTON, INC. FIRST BANK OF CHARLESTON, INC. 45,8,14 FIRST BANKERS TRUSTSHARES, INC. FIRST BANKERS TRUSTSHARES, INC. 8 FIRST BANKS, INC. FIRST BANKS, INC. FIRST BANKS, INC. FIRST BANKS, INC. FIRST BANKS, INC. FIRST BANKS, INC. FIRST BANKS, INC. 45 FIRST BUSEY CORPORATION FIRST BUSEY CORPORATION FIRST BUSEY CORPORATION FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF 8,14,18 SOUTHERN CALIFORNIA, N.A. FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A. FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A. FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A. FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A. 45 FIRST CALIFORNIA FINANCIAL GROUP, INC. FIRST CALIFORNIA FINANCIAL GROUP, INC. FIRST CALIFORNIA FINANCIAL GROUP, INC. FIRST CAPITAL BANCORP, INC. FIRST CAPITAL BANCORP, INC. FIRST CAPITAL BANCORP, INC. 8,11,14,18,36 FIRST CHOICE BANK FIRST CHOICE BANK FIRST CHOICE BANK FIRST CITIZENS BANC CORP FIRST CITIZENS BANC CORP FIRST CITIZENS BANC CORP 44,8,14 FIRST COLEBROOK BANCORP, INC. FIRST COLEBROOK BANCORP, INC. 12 FIRST COMMUNITY BANCSHARES INC. FIRST COMMUNITY BANCSHARES INC. FIRST COMMUNITY BANCSHARES INC. FIRST COMMUNITY BANCSHARES, INC. / EQUITY BANCSHARES, 8,72 INC. FIRST COMMUNITY BANK CORPORATION OF AMERICA FIRST COMMUNITY BANK CORPORATION OF AMERICA FIRST COMMUNITY CORPORATION FIRST COMMUNITY CORPORATION FIRST COMMUNITY CORPORATION 8 FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST DEFIANCE FINANCIAL CORP. City State Date Original Investment Type1 Original Investment Amount Outstanding Investment Total Cash Back2 Investment Status* Capital Repayment / Disposition / Auction3,5 Amount (Fee)4 Shares Avg. Price (Realized Loss) / (Write-off) WINGER WINGER COON RAPIDS COON RAPIDS COON RAPIDS COON RAPIDS COON RAPIDS CORDOVA CORDOVA CORDOVA CORDOVA ELK GROVE VILLAGE ELK GROVE VILLAGE ELK GROVE VILLAGE BROOKLYN BROOKLYN TROY TROY TROY SAN JUAN SAN JUAN SAN JUAN PARIS PARIS PARIS CHARLESTON CHARLESTON QUINCY QUINCY CLAYTON CLAYTON CLAYTON CLAYTON CLAYTON CLAYTON CLAYTON URBANA URBANA URBANA MN MN MN MN MN MN MN TN TN TN TN IL IL IL NY NY NC NC NC PR PR PR IL IL IL WV WV IL IL MO MO MO MO MO MO MO IL IL IL 31-Jul-09 01-Sep-11 22-May-09 10-Dec-12 11-Dec-12 11-Jan-13 26-Mar-13 26-Jun-09 20-Dec-12 11-Jan-13 26-Mar-13 24-Jul-09 21-Dec-11 11-Dec-12 13-Mar-09 13-Aug-10 09-Jan-09 01-Sep-11 23-Nov-11 16-Jan-09 16-Aug-13 13-Sep-13 20-Feb-09 18-Jan-12 24-Oct-12 06-Feb-09 21-Jul-11 16-Jan-09 08-Sep-11 31-Dec-08 08-Aug-13 09-Aug-13 12-Aug-13 12-Sep-13 24-Sep-13 25-Sep-13 06-Mar-09 25-Aug-11 23-Nov-11 SAN DIEGO CA 10-Apr-09 SAN DIEGO CA 11-Dec-09 SAN DIEGO CA 19-Dec-12 $1,373,084.00 1,500 $916.70 ($126,916.00) SAN DIEGO CA 20-Dec-12 $2,510,399.84 2,743 $915.60 CA CA CA CA VA VA VA CA CA CA OH OH OH NH NH VA VA VA 11-Jan-13 19-Dec-08 14-Jul-11 24-Aug-11 03-Apr-09 19-Jun-12 06-Feb-13 13-Feb-09 22-Dec-09 24-Sep-10 23-Jan-09 03-Jul-12 05-Sep-12 20-Mar-09 22-Sep-11 21-Nov-08 08-Jul-09 22-Nov-11 25,000 KS FL FL SC SC SC IL IL IL IL IL IL IL IL OH 15-May-09 23-Dec-08 31-May-11 21-Nov-08 29-Aug-12 01-Nov-12 11-Dec-09 08-Aug-12 09-Aug-12 10-Aug-12 19-Sep-12 20-Sep-12 21-Sep-12 16-Nov-12 05-Dec-08 Amount Shares $1,000.00 WICHITA PINELLAS PARK PINELLAS PARK LEXINGTON LEXINGTON LEXINGTON JOLIET JOLIET JOLIET JOLIET JOLIET JOLIET JOLIET JOLIET DEFIANCE Warrant Proceeds ($232,600.16) SAN DIEGO WESTLAKE VILLAGE WESTLAKE VILLAGE WESTLAKE VILLAGE GLEN ALLEN GLEN ALLEN GLEN ALLEN CERRITOS CERRITOS CERRITOS SANDUSKY SANDUSKY SANDUSKY COLEBROOK COLEBROOK BLUEFIELD BLUEFIELD BLUEFIELD Gain5 Subordinated Debentures w/ Exercised Warrants $3,742,000.00 $0.00 $4,487,322.46 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,177,000.00 $0.00 $1,289,436.37 Sold, in full; warrants not outstanding $3,742,000.00 3,742,000 $1.00 769 408 $898.20 $898.20 ($78,276.51) ($41,530.32) $2,979.49 $26,318.80 3,422 $700.10 ($1,026,257.80) $94,701.71 171 $15,000,000.00 $35,000,000.00 15,000,000 35,000,000 $1.00 $1.00 $2,500,000.00 2,500,000 $17,000,000.00 17,000 $1,000.00 65,000 $1,000.00 $690,723.49 $366,469.68 $112,000.00 112,000 6 53 ($10,571.93) ($14,428.07) Preferred Stock w/ Exercised Warrants $3,422,000.00 $0.00 $3,003,674.75 Sold, in full; warrants not outstanding $2,395,742.20 ($23,957.42) ($1,042.58) Subordinated Debentures w/ Exercised Warrants Preferred Stock Preferred Stock w/ Warrants $50,000,000.00 $17,000,000.00 $65,000,000.00 $0.00 $0.00 $0.00 $65,558,530.56 $18,204,166.78 $74,518,906.44 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $65,000,000.00 $924,462.00 Preferred Stock w/ Warrants $400,000,000.00 $238,972,281.88 $122,513,539.32 616,308 Sold, in part; warrants outstanding $81,000,000.00 $8,514,153.00 $295,400,000.00 $0.00 $0.00 $3,960,105.00 $11,941,222.22 $119,135,866.01 $368,000.00 368 3,345 $1,000.00 $167,000.00 167 10,000 $1,000.00 $500,000.00 500 $105,000.00 $12,171,950.00 $87,028,900.00 Preferred Stock w/ Exercised Warrants $10,000,000.00 $0.00 $9,050,516.50 $1,000.00 $1,000.00 $10,000,000.00 Preferred Stock w/ Exercised Warrants $3,345,000.00 $0.00 3,675 3,675 $3,345,000.00 Preferred Stock w/ Exercised Warrants $7,350,000.00 $6.75 $6.75 $3,675,000.00 $3,675,000.00 Preferred Stock w/ Exercised Warrants 12,000,000 1,261,356 ($64,711,540.92) ($6,802,024.20) 300 34,777 248,654 $350.00 $350.00 $350.00 ($195,000.00) ($22,605,050.00) ($161,625,100.00) $2,430,181.71 $5,919,151.59 4,299 10,471 5,819 5,850 $551.60 $551.60 ($2,609,297.79) ($2,623,198.50) 100,000 $1,000.00 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding ($993,058.50) $3,209,702.21 $3,226,801.50 Preferred Stock w/ Warrants $100,000,000.00 $0.00 $112,410,898.89 Redeemed, in full; warrants not outstanding $100,000,000.00 $63,677.00 Preferred Stock w/ Warrants $2,211,000.00 $0.00 $4,693,275.61 573,833 Sold, in full; warrants not outstanding $2,032,000.00 $90,461.65 111 $599,042.00 599,042 ($33,333.33) Preferred Stock w/ Warrants $25,000,000.00 $0.00 $28,810,847.55 Redeemed, in full; warrants not outstanding $25,000,000.00 Preferred Stock w/ Warrants $10,958,000.00 $0.00 $11,956,712.44 Sold, in full; warrants not outstanding $10,082,565.38 ($151,238.48) 10,958 $920.10 ($875,434.62) $266,041.78 Preferred Stock w/ Exercised Warrants $2,200,000.00 $2,836,000.00 $0.00 $5,446,642.94 417,648 Redeemed, in full; warrants not outstanding $5,036,000.00 $25,245,684.71 5,036 $1,000.00 23,184 $906.00 469,312 $225,000.00 225 88,273 $297,500.00 $0.00 110 $30,600.00 $23,184,000.00 $110,000.00 $563,174.00 Preferred Stock w/ Warrants 195,915 Sold, in full; warrants not outstanding $21,004,704.00 Preferred Stock w/ Exercised Warrants $4,500,000.00 $0.00 $5,339,487.75 $41,500,000.00 $0.00 $42,839,002.78 ($2,179,296.00) Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants ($315,070.56) Redeemed, in full; warrants not outstanding $4,500,000.00 $14,800,000.00 $10,685,000.00 $14,800,000.00 $0.00 $3,575,828.30 $8,499,249.92 $1,000.00 $41,500,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants 4,500 41,500 $1,000.00 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $7,754,267.48 Preferred Stock w/ Warrants $11,350,000.00 $0.00 $13,425,979.36 $22,000,000.00 $0.00 $18,252,479.06 $725.70 ($2,930,732.52) 11,350 $982.80 ($194,879.50) Sold, in full; warrants not outstanding $11,155,120.50 Preferred Stock w/ Exercised Warrants 10,685 ($167,326.81) Sold, in full; warrants not outstanding $70,727.58 $440,082.72 $209,563.20 $326,250.00 $3,051,090.00 $10,977,660.00 500 4,676 16,824 ($143,550.00) Preferred Stock w/ Warrants $37,000,000.00 $0.00 $41,631,005.92 Sold, in full; warrants outstanding $652.50 $652.50 $652.50 ($173,750.00) ($1,624,910.00) ($5,846,340.00) 108 672 320 FootNote Institution Name 15,36,11 11,8,14 12,16 15,17,44 9,17 8,14 8,14,44 11 8,9 8 11 11,36 11,8,14 11,25 44,8,14 33,44,45 11 8,14 44,8,14 12,16 44 11 73,97 8,14,18 8,14 8,14,18,44,45 FIRST DEFIANCE FINANCIAL CORP. FIRST EAGLE BANCSHARES, INC. FIRST EAGLE BANCSHARES, INC. FIRST EXPRESS OF NEBRASKA, INC. FIRST EXPRESS OF NEBRASKA, INC. FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. FIRST FINANCIAL BANCORP FIRST FINANCIAL BANCORP FIRST FINANCIAL BANCORP FIRST FINANCIAL BANCSHARES, INC. FIRST FINANCIAL BANCSHARES, INC. FIRST FINANCIAL HOLDINGS INC. FIRST FINANCIAL HOLDINGS INC. FIRST FINANCIAL HOLDINGS INC. FIRST FINANCIAL SERVICE CORPORATION FIRST FINANCIAL SERVICE CORPORATION FIRST FINANCIAL SERVICE CORPORATION FIRST FREEDOM BANCSHARES, INC. FIRST FREEDOM BANCSHARES, INC. FIRST FREEDOM BANCSHARES, INC. FIRST GOTHENBURG BANCSHARES, INC. FIRST GOTHENBURG BANCSHARES, INC. FIRST GOTHENBURG BANCSHARES, INC. FIRST GOTHENBURG BANCSHARES, INC. FIRST GUARANTY BANCSHARES, INC. FIRST GUARANTY BANCSHARES, INC. FIRST HORIZON NATIONAL CORPORATION FIRST HORIZON NATIONAL CORPORATION FIRST HORIZON NATIONAL CORPORATION FIRST INDEPENDENCE CORPORATION FIRST INDEPENDENCE CORPORATION FIRST INDEPENDENCE CORPORATION FIRST INDEPENDENCE CORPORATION FIRST INTERCONTINENTAL BANK FIRST INTERCONTINENTAL BANK FIRST INTERCONTINENTAL BANK FIRST LITCHFIELD FINANCIAL CORPORATION FIRST LITCHFIELD FINANCIAL CORPORATION FIRST M&F CORPORATION FIRST M&F CORPORATION FIRST M&F CORPORATION FIRST MANITOWOC BANCORP, INC. FIRST MANITOWOC BANCORP, INC. FIRST MARKET BANK, FSB / UNION FIRST MARKET BANKSHARES CORPORATION FIRST MARKET BANK, FSB / UNION FIRST MARKET BANKSHARES CORPORATION FIRST MENASHA BANCSHARES, INC. FIRST MENASHA BANCSHARES, INC. FIRST MERCHANTS CORPORATION FIRST MERCHANTS CORPORATION FIRST MERCHANTS CORPORATION FIRST MIDWEST BANCORP, INC. FIRST MIDWEST BANCORP, INC. FIRST MIDWEST BANCORP, INC. FIRST NATIONAL CORPORATION FIRST NATIONAL CORPORATION FIRST NBC BANK HOLDING COMPANY FIRST NBC BANK HOLDING COMPANY FIRST NIAGARA FINANCIAL GROUP FIRST NIAGARA FINANCIAL GROUP FIRST NIAGARA FINANCIAL GROUP FIRST NORTHERN COMMUNITY BANCORP FIRST NORTHERN COMMUNITY BANCORP FIRST NORTHERN COMMUNITY BANCORP FIRST PACTRUST BANCORP, INC. FIRST PACTRUST BANCORP, INC. FIRST PACTRUST BANCORP, INC. FIRST PLACE FINANCIAL CORP. FIRST PLACE FINANCIAL CORP. FIRST PRIORITY FINANCIAL CORP. FIRST PRIORITY FINANCIAL CORP. FIRST PRIORITY FINANCIAL CORP. FIRST PRIORITY FINANCIAL CORP. FIRST PRIORITY FINANCIAL CORP. FIRST RELIANCE BANCSHARES, INC. FIRST RELIANCE BANCSHARES, INC. FIRST RELIANCE BANCSHARES, INC. FIRST RESOURCE BANK FIRST RESOURCE BANK FIRST RESOURCE BANK City State Date DEFIANCE HANOVER PARK HANOVER PARK GERING GERING HARRISON HARRISON CINCINNATI CINCINNATI CINCINNATI LAWRENCE LAWRENCE CHARLESTON CHARLESTON CHARLESTON ELIZABETHTOWN ELIZABETHTOWN ELIZABETHTOWN LEBANON LEBANON LEBANON GOTHENBURG GOTHENBURG GOTHENBURG GOTHENBURG HAMMOND HAMMOND MEMPHIS MEMPHIS MEMPHIS DETROIT DETROIT DETROIT DETROIT DORAVILLE DORAVILLE DORAVILLE LITCHFIELD LITCHFIELD KOSCIUSKO KOSCIUSKO KOSCIUSKO MANITOWOC MANITOWOC OH IL IL NE NE AR AR OH OH OH KS KS SC SC SC KY KY KY TN TN TN NE NE NE NE LA LA TN TN TN MI MI MI MI GA GA GA CT CT MS MS MS WI WI 19-Jun-12 11-Sep-09 17-Sep-10 06-Feb-09 15-Feb-12 06-Mar-09 03-May-11 23-Dec-08 24-Feb-10 08-Jun-10 12-Jun-09 22-Sep-11 05-Dec-08 03-Apr-12 22-May-13 09-Jan-09 29-Apr-13 31-May-13 22-Dec-09 09-Nov-12 11-Jan-13 27-Feb-09 29-Oct-12 31-Oct-12 11-Jan-13 28-Aug-09 22-Sep-11 14-Nov-08 22-Dec-10 09-Mar-11 28-Aug-09 20-Dec-12 11-Jan-13 26-Mar-13 13-Mar-09 12-Aug-13 12-Sep-13 12-Dec-08 07-Apr-10 27-Feb-09 29-Sep-10 30-Aug-13 16-Jan-09 27-May-09 RICHMOND VA 06-Feb-09 RICHMOND NEENAH NEENAH MUNCIE MUNCIE MUNCIE ITASCA ITASCA ITASCA STRASBURG STRASBURG NEW ORLEANS NEW ORLEANS LOCKPORT LOCKPORT LOCKPORT DIXON DIXON DIXON CHULA VISTA CHULA VISTA CHULA VISTA WARREN WARREN MALVERN MALVERN MALVERN MALVERN MALVERN FLORENCE FLORENCE FLORENCE EXTON EXTON EXTON VA WI WI IN IN IN IL IL IL VA VA LA LA NY NY NY CA CA CA CA CA CA OH OH PA PA PA PA PA SC SC SC PA PA PA 07-Dec-11 13-Feb-09 15-Sep-11 20-Feb-09 22-Sep-11 23-Nov-11 05-Dec-08 23-Nov-11 21-Dec-11 13-Mar-09 29-Aug-12 20-Mar-09 04-Aug-11 21-Nov-08 27-May-09 24-Jun-09 13-Mar-09 15-Sep-11 16-Nov-11 21-Nov-08 15-Dec-10 05-Jan-11 13-Mar-09 29-Oct-12 20-Feb-09 18-Dec-09 07-Feb-13 08-Feb-13 26-Mar-13 06-Mar-09 11-Mar-13 09-Apr-13 30-Jan-09 11-Dec-09 15-Sep-11 Original Investment Type1 Original Investment Amount Outstanding Investment Total Cash Back2 Investment Status* Capital Repayment / Disposition / Auction3,5 Amount $35,618,420.00 (Fee)4 Avg. Price Gain5 Warrant Proceeds Amount Shares $1.00 $375,000.00 5,000 $1,000.00 $250,000.00 250 16,500 $363.60 80,000 $1,000.00 $2,966,288.32 $8,514,738.21 7,500,000 $80,000,000.00 $0.00 $962.70 $6,000,000.00 $7,500,000.00 37,000 $5,000,000.00 Subordinated Debentures w/ Exercised Warrants ($534,276.30) Shares (Realized Loss) / (Write-off) 465,117 $113,000.00 113,000 Redeemed, in full; warrants not outstanding $7,500,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Subordinated Debentures w/ Exercised Warrants $5,000,000.00 $16,500,000.00 $80,000,000.00 $3,756,000.00 $0.00 $0.00 $0.00 $0.00 $6,074,313.00 $6,570,625.00 $87,644,066.10 $4,563,280.34 $65,000,000.00 $0.00 $68,141,972.19 375,000 Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding ($10,500,000.00) Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $3,756,000.00 Preferred Stock w/ Warrants ($1,381,580.00) 3,756,000 $1.00 65,000 $873.50 Sold, in full; warrants not outstanding $56,778,150.00 ($851,672.25) ($8,221,850.00) $1,400,000.00 Preferred Stock w/ Warrants $20,000,000.00 $0.00 $12,333,778.00 241,696 261 Sold, in full; warrants outstanding $10,842,200.00 20,000 $542.10 ($9,157,800.00) 8,700 $922.50 ($674,250.00) $256,118.75 29 7,541 $910.30 $910.30 ($2,601.01) ($676,352.29) $362,118.92 $20,699,000.00 2,070 $10,000.00 $866,540,000.00 866,540 $1,000.00 ($108,422.00) Preferred Stock w/ Exercised Warrants $8,700,000.00 $0.00 $9,522,346.17 Sold, in full; warrants not outstanding $8,025,750.00 ($80,257.50) Preferred Stock w/ Exercised Warrants $7,570,000.00 $0.00 $8,702,021.25 Sold, in full; warrants not outstanding $26,398.99 $6,864,647.71 379 ($68,910.46) Preferred Stock w/ Exercised Warrants $20,699,000.00 $0.00 $24,059,476.66 Redeemed, in full; warrants not outstanding Preferred Stock $866,540,000.00 $3,223,000.00 $0.00 $0.00 $1,037,467,405.56 $2,820,256.96 103 $79,700,000.00 Preferred Stock w/ Warrants $1,030,000.00 14,842,321 $139,320.00 320 Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding $2,336,675.00 3,223 $725.00 ($886,325.00) 6,398 $507.50 ($3,150,887.04) 10,000 $1,000.00 30,000 $1,000.00 ($23,366.75) ($26,633.25) Preferred Stock w/ Exercised Warrants $6,398,000.00 $0.00 $4,118,886.85 Sold, in full; warrants not outstanding $3,247,112.96 ($25,000.00) Preferred Stock w/ Warrants $10,000,000.00 $0.00 $12,147,768.63 Redeemed, in full; warrants not outstanding $10,000,000.00 Preferred Stock w/ Warrants $30,000,000.00 $0.00 $36,472,843.94 $1,488,046.41 199,203 Redeemed, in full; warrants not outstanding $30,000,000.00 $4,089,510.61 $0.00 $12,837,983.33 35,595 $1,000.00 4,797 $1,000.00 $116,000,000.00 $40,834,859.35 $1,000.00 $4,797,000.00 $0.00 12,000 $33,900,000.00 $33,900,000.00 $240,000.00 240 991,453 1,305,230 $624,674.69 695 Redeemed, in full; warrants not outstanding $12,000,000.00 Preferred Stock w/ Warrants 600 $900,000.00 $12,000,000.00 $600,000.00 $367,500.00 Preferred Stock w/ Exercised Warrants 513,113 116,000 $1,000.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $4,797,000.00 $0.00 $5,713,865.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $116,000,000.00 $0.00 $131,383,055.11 $1,695,000.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $193,000,000.00 $0.00 $222,528,333.33 Redeemed, in full; warrants not outstanding $193,000,000.00 Preferred Stock w/ Exercised Warrants $13,900,000.00 $0.00 $15,329,326.44 $17,836,000.00 $0.00 $21,033,989.56 $1,000.00 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants 193,000 Redeemed, in full; warrants not outstanding $12,266,750.00 ($184,001.25) 13,900 $882.50 $17,836,000.00 17,836 $1,000.00 $184,011,000.00 184,011 ($1,633,250.00) $1,000.00 $0.00 $191,464,618.00 $19,943,580.33 $19,300,000.00 $0.00 $22,297,560.34 Redeemed, in full; warrants not outstanding 17,390 $72,927,000.00 $0.00 $7,009,094.50 $1,000.00 Redeemed, in full; warrants not outstanding $19,300,000.00 Preferred Stock w/ Warrants 280,795 Redeemed, in full; warrants not outstanding $17,390,000.00 Preferred Stock w/ Warrants 352,977 $1,003,227.00 $17,390,000.00 $0.00 953,096 $375,000.00 Preferred Stock w/ Warrants $184,011,000.00 892 $2,700,000.00 Preferred Stock w/ Warrants $892,000.00 19,300 $1,000.00 Currently not collectible ($72,927,000.00) Preferred Stock w/ Exercised Warrants $4,579,000.00 $4,596,000.00 $0.00 $9,948,069.58 Sold, in full; warrants not outstanding $6,682,192.50 $1,410,831.60 7,575 1,600 $882.23 $882.05 ($892,807.50) ($189,168.40) $48,083.60 $176,633.62 49 180 15,349 $679.60 ($4,917,666.11) $624,632.45 767 5,017 $1,000.00 $130,000.00 130 ($80,930.24) Preferred Stock w/ Exercised Warrants $15,349,000.00 $0.00 $12,994,059.00 Sold, in full; warrants not outstanding $10,431,333.89 ($104,313.34) Preferred Stock w/ Exercised Warrants $2,600,000.00 $2,417,000.00 $0.00 $5,731,793.60 Redeemed, in full; warrants not outstanding $5,017,000.00 FootNote Institution Name 87 FIRST SECURITY GROUP, INC. FIRST SECURITY GROUP, INC. 79 FIRST SOUND BANK FIRST SOUND BANK 15,11,14 FIRST SOUTH BANCORP, INC. FIRST SOUTH BANCORP, INC. FIRST SOUTH BANCORP, INC. 11,8,14 FIRST SOUTHERN BANCORP, INC. FIRST SOUTHERN BANCORP, INC. 8,14 FIRST SOUTHWEST BANCORPORATION, INC. FIRST SOUTHWEST BANCORPORATION, INC. FIRST SOUTHWEST BANCORPORATION, INC. FIRST SOUTHWEST BANCORPORATION, INC. FIRST SOUTHWEST BANCORPORATION, INC. 44,8,14 FIRST TEXAS BHC, INC. FIRST TEXAS BHC, INC. 15,14 FIRST TRUST CORPORATION FIRST TRUST CORPORATION FIRST TRUST CORPORATION 11,8,14 FIRST ULB CORP. FIRST ULB CORP. FIRST UNITED CORPORATION 11,8,14,36 FIRST VERNON BANCSHARES, INC. FIRST VERNON BANCSHARES, INC. 8,14,18 FIRST WESTERN FINANCIAL, INC. FIRST WESTERN FINANCIAL, INC. FIRST WESTERN FINANCIAL, INC. FIRST WESTERN FINANCIAL, INC. FIRST WESTERN FINANCIAL, INC. FIRST WESTERN FINANCIAL, INC. FIRST WESTERN FINANCIAL, INC. FIRSTBANK CORPORATION FIRSTBANK CORPORATION FIRSTBANK CORPORATION 11 FIRSTMERIT CORPORATION FIRSTMERIT CORPORATION FIRSTMERIT CORPORATION FLAGSTAR BANCORP, INC. FLAGSTAR BANCORP, INC. FLAGSTAR BANCORP, INC. FLAGSTAR BANCORP, INC. FLAGSTAR BANCORP, INC. FLAGSTAR BANCORP, INC. 8,84 FLORIDA BANK GROUP, INC. FLORIDA BANK GROUP, INC. 8,44,14 FLORIDA BUSINESS BANCGROUP, INC. FLORIDA BUSINESS BANCGROUP, INC. 12,16 FLUSHING FINANCIAL CORPORATION FLUSHING FINANCIAL CORPORATION FLUSHING FINANCIAL CORPORATION 45,8,14 FNB BANCORP FNB BANCORP 11,8,14 FORESIGHT FINANCIAL GROUP, INC. FORESIGHT FINANCIAL GROUP, INC. 8,66,97 FORT LEE FEDERAL SAVINGS BANK, FSB FORT LEE FEDERAL SAVINGS BANK, FSB 45,8,14 FORTUNE FINANCIAL CORPORATION FORTUNE FINANCIAL CORPORATION 50,97 FPB BANCORP, INC. FPB BANCORP, INC. 11,8,14 FPB FINANCIAL CORP. FPB FINANCIAL CORP. FPB FINANCIAL CORP. 8,14 FRANKLIN BANCORP, INC. FRANKLIN BANCORP, INC. FRANKLIN BANCORP, INC. FRANKLIN BANCORP, INC. 15 FREEPORT BANCSHARES, INC. 15,11,14 FREMONT BANCORPORATION FREMONT BANCORPORATION 44,8,14 FRESNO FIRST BANK FRESNO FIRST BANK 15,11,14 FRONTIER BANCSHARES, INC FRONTIER BANCSHARES, INC FRONTIER BANCSHARES, INC 11 FULTON FINANCIAL CORPORATION FULTON FINANCIAL CORPORATION FULTON FINANCIAL CORPORATION 8,14 GATEWAY BANCSHARES, INC. GATEWAY BANCSHARES, INC. City State Date CHATTANOOGA CHATTANOOGA SEATTLE SEATTLE LEXINGTON LEXINGTON LEXINGTON BOCA RATON BOCA RATON ALAMOSA ALAMOSA ALAMOSA ALAMOSA ALAMOSA FORT WORTH FORT WORTH NEW ORLEANS NEW ORLEANS NEW ORLEANS OAKLAND OAKLAND OAKLAND VERNON VERNON DENVER DENVER DENVER DENVER DENVER DENVER DENVER ALMA ALMA ALMA AKRON AKRON AKRON TROY TROY TROY TROY TROY TROY TAMPA TAMPA TAMPA TAMPA LAKE SUCCESS LAKE SUCCESS LAKE SUCCESS TN TN WA WA TN TN TN FL FL CO CO CO CO CO TX TX LA LA LA CA CA MD AL AL CO CO CO CO CO CO CO MI MI MI OH OH OH MI MI MI MI MI MI FL FL FL FL NY NY NY 09-Jan-09 11-Apr-13 23-Dec-08 20-Feb-13 17-Jul-09 28-Sep-11 28-Nov-12 30-Jan-09 16-Jun-10 06-Mar-09 26-Mar-13 27-Mar-13 28-Mar-13 09-Apr-13 06-Mar-09 15-Sep-11 05-Jun-09 20-Feb-13 26-Mar-13 23-Jan-09 22-Apr-09 30-Jan-09 12-Jun-09 29-Sep-10 06-Feb-09 11-Dec-09 09-Aug-12 10-Aug-12 11-Sep-12 24-Jun-13 26-Jul-13 30-Jan-09 03-Jul-12 18-Jul-12 09-Jan-09 22-Apr-09 27-May-09 30-Jan-09 26-Mar-13 27-Mar-13 28-Mar-13 09-Apr-13 12-Jun-13 24-Jul-09 14-Aug-13 20-Feb-09 22-Sep-11 19-Dec-08 28-Oct-09 30-Dec-09 SOUTH SAN FRANCISCO CA 27-Feb-09 SOUTH SAN FRANCISCO ROCKFORD ROCKFORD FORT LEE FORT LEE ARNOLD ARNOLD PORT ST. LUCIE PORT ST. LUCIE HAMMOND HAMMOND HAMMOND WASHINGTON WASHINGTON WASHINGTON WASHINGTON FREEPORT FREMONT FREMONT FRESNO FRESNO AUSTIN AUSTIN AUSTIN LANCASTER LANCASTER LANCASTER RINGGOLD RINGGOLD CA IL IL NJ NJ MO MO FL FL LA LA LA MO MO MO MO IL CA CA CA CA TX TX TX PA PA PA GA GA 15-Sep-11 15-May-09 11-Dec-12 22-May-09 20-Apr-12 03-Apr-09 15-Sep-11 05-Dec-08 15-Jul-11 23-Jan-09 16-Dec-09 16-Jun-10 22-May-09 09-Nov-12 13-Nov-12 11-Jan-13 08-May-09 26-Jun-09 25-Jul-12 23-Jan-09 01-Nov-12 24-Apr-09 24-Nov-09 06-Oct-10 23-Dec-08 14-Jul-10 08-Sep-10 08-May-09 13-Apr-12 Original Investment Type1 Original Investment Amount Outstanding Investment Total Cash Back2 Investment Status* Capital Repayment / Disposition / Auction3,5 Amount Preferred Stock w/ Warrants $33,000,000.00 $0.00 $16,315,362.00 $7,400,000.00 $0.00 $4,030,944.44 Shares Avg. Price Gain5 Warrant Proceeds Amount Shares Sold, in full; warrants not outstanding Preferred Stock w/ Warrants (Fee)4 (Realized Loss) / (Write-off) Sold, in full; warrants not outstanding $14,912,862.00 $500.00 ($3,700,000.00) 13,125,000 36,875,000 $1.00 $1.00 $2,500,000.00 2,500,000 10,900 $1,000.00 $545,000.00 545 350 3,150 2,000 $900.00 $900.00 $900.00 $206,048.21 $45,788.48 225 50 13,533 $1,000.00 $677,000.00 677 17,969,000 $0.77 $644,726.19 898,000 4,900 $1,000.00 $245,000.00 245 6,000 $1,000.00 $245,000.00 245 $6,138,000.00 $62,000.00 $65,432,450.94 7,400 $6,000,000.00 $0.00 ($18,087,138.00) $4,900,000.00 $50,000,000.00 $1.50 $3,700,000.00 Subordinated Debentures w/ Exercised Warrants 9,941,908 7,920 80 $775.00 $775.00 ($1,782,000.00) ($18,000.00) $311,681.70 $39,370.32 380 48 12,440 $874.81 ($1,445,760.00) 33,000 $941.00 ($1,946,670.00) Redeemed, in full; warrants not outstanding $13,125,000.00 $36,875,000.00 Preferred Stock w/ Exercised Warrants $10,900,000.00 $0.00 $12,263,468.31 Redeemed, in full; warrants not outstanding $10,900,000.00 Preferred Stock w/ Exercised Warrants $5,500,000.00 $0.00 $5,359,772.59 Sold, in full; warrants not outstanding $315,007.00 $2,835,063.00 $1,800,040.00 ($34,993.00) ($314,937.00) ($199,960.00) ($49,501.10) Preferred Stock w/ Exercised Warrants $13,533,000.00 $0.00 $16,072,389.00 Redeemed, in full; warrants not outstanding $13,533,000.00 Subordinated Debentures w/ Exercised Warrants $17,969,000.00 $0.00 $15,304,180.50 Sold, in full; warrants not outstanding $13,750,058.49 ($4,218,941.51) ($137,500.58) Preferred Stock w/ Exercised Warrants $4,900,000.00 $0.00 $5,211,020.69 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $30,000,000.00 $6,000,000.00 $30,000,000.00 $0.00 $2,312,500.00 $6,662,770.42 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $8,559,000.00 $11,881,000.00 $0.00 $21,142,314.80 Sold, in full; warrants not outstanding ($62,000.00) $10,994,240.00 ($109,942.41) Preferred Stock w/ Warrants $33,000,000.00 $0.00 $38,185,560.05 Sold, in full; warrants not outstanding $31,053,330.00 ($465,799.95) $1,946,670.00 Preferred Stock w/ Warrants $125,000,000.00 $0.00 $131,813,194.44 578,947 Redeemed, in full; warrants not outstanding $125,000,000.00 125,000 $1,000.00 $5,025,000.00 $266,657,000.00 $0.00 $277,861,053.94 952,260 $12,905.00 Preferred Stock w/ Warrants 645,138 $475,000.00 475 Sold, in full; warrants not outstanding $1,439,258.50 $228,401,847.00 $13,216,750.00 1,579 250,578 14,500 $911.50 $911.50 $911.50 ($139,741.50) ($22,176,153.00) ($1,283,250.00) ($2,430,578.56) Preferred Stock w/ Exercised Warrants $20,471,000.00 $0.00 $9,180,793.08 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $9,495,000.00 $0.00 $11,309,750.50 Redeemed, in full; warrants not outstanding $8,000,000.00 $70,000,000.00 $0.00 $73,904,166.66 $390.80 $9,495,000.00 Preferred Stock w/ Warrants 20,471 9,495 $1,000.00 70,000 $1,000.00 ($12,471,000.00) Redeemed, in full; warrants not outstanding $70,000,000.00 $900,000.00 Preferred Stock w/ Exercised Warrants $12,000,000.00 $0.00 $14,267,700.00 375,806 Redeemed, in full; warrants not outstanding $12,000,000.00 Preferred Stock w/ Exercised Warrants $15,000,000.00 $1,300,000.00 $0.00 $0.00 $18,670,291.67 $87,184.85 12,000 $1,000.00 $600,000.00 600 $15,000,000.00 Preferred Stock w/ Exercised Warrants 15,000 $1,000.00 $750,000.00 750 $155,000.00 155 $162,000.00 162 $126,798.62 $45,188.88 188 67 Redeemed, in full; warrants not outstanding Currently not collectible ($1,300,000.00) Preferred Stock w/ Exercised Warrants $3,100,000.00 $0.00 $3,668,927.67 Redeemed, in full; warrants not outstanding $3,100,000.00 Preferred Stock w/ Warrants $5,800,000.00 $0.00 $273,888.89 3,100 $1,000.00 Currently not collectible ($5,800,000.00) Preferred Stock w/ Exercised Warrants $3,240,000.00 $0.00 $3,623,721.50 Redeemed, in full; warrants not outstanding $1,000,000.00 $2,240,000.00 35,000,000 $1.00 $1,750,000.00 1,750,000 1,968 $1,000.00 $98,000.00 98 $1,600,000.00 $1,400,000.00 1,600,000 1,400,000 $1.00 $1.00 $150,000.00 150,000 376,500 $1,000.00 $10,800,000.00 $4,336,183.67 $632.50 $632.50 $1,968,000.00 $0.00 940 4,157 $35,000,000.00 $5,097,000.00 $1,000.00 $1,000.00 $594,550.00 $2,629,302.50 Preferred Stock w/ Exercised Warrants 1,000 2,240 5,509,756 Sold, in full; warrants not outstanding ($345,450.00) ($1,527,697.50) ($25,000.00) Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants $3,000,000.00 $35,000,000.00 $1,968,000.00 $3,000,000.00 $376,500,000.00 $3,000,000.00 $0.00 $0.00 $0.00 $0.00 $1,074,618.45 $45,796,066.36 $2,437,100.33 $3,408,191.65 $416,635,625.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $376,500,000.00 Preferred Stock w/ Exercised Warrants $6,000,000.00 $0.00 $7,260,794.87 Redeemed, in full; warrants not outstanding $6,000,000.00 6,000 $1,000.00 $300,000.00 300 FootNote Institution Name 11,8,14 GEORGIA COMMERCE BANCSHARES, INC. GEORGIA COMMERCE BANCSHARES, INC. 8 GEORGIA PRIMARY BANK 8,14 GERMANTOWN CAPITAL CORPORATION GERMANTOWN CAPITAL CORPORATION GERMANTOWN CAPITAL CORPORATION GERMANTOWN CAPITAL CORPORATION 8,17,91,97 GOLD CANYON BANK GOLD CANYON BANK 11 GOLDMAN SACHS GROUP, INC. GOLDMAN SACHS GROUP, INC. GOLDMAN SACHS GROUP, INC. 8 GOLDWATER BANK, N.A. 44,8,14 GRAND CAPITAL CORPORATION GRAND CAPITAL CORPORATION 15 GRAND FINANCIAL CORPORATION 8 GRAND MOUNTAIN BANCSHARES, INC. 8,14,18,44 GRANDSOUTH BANCORPORATION GRANDSOUTH BANCORPORATION GRANDSOUTH BANCORPORATION 15 GREAT RIVER HOLDING COMPANY 45 GREAT SOUTHERN BANCORP GREAT SOUTHERN BANCORP GREAT SOUTHERN BANCORP GREEN BANKSHARES, INC. GREEN BANKSHARES, INC. 11,8,14 GREEN CIRCLE INVESTMENTS, INC. GREEN CIRCLE INVESTMENTS, INC. GREEN CIRCLE INVESTMENTS, INC. GREEN CIRCLE INVESTMENTS, INC. 11,8,14 GREEN CITY BANCSHARES, INC. GREEN CITY BANCSHARES, INC. 8 GREER BANCSHARES INCORPORATED 8,68,97 GREGG BANCSHARES, INC. GREGG BANCSHARES, INC. 45,8,14 GUARANTY BANCORP, INC. GUARANTY BANCORP, INC. 9,15,36 GUARANTY CAPITAL CORPORATION GUARANTY CAPITAL CORPORATION 11 GUARANTY FEDERAL BANCSHARES, INC. GUARANTY FEDERAL BANCSHARES, INC. GUARANTY FEDERAL BANCSHARES, INC. GUARANTY FEDERAL BANCSHARES, INC. GUARANTY FEDERAL BANCSHARES, INC. GUARANTY FEDERAL BANCSHARES, INC. 17,28,70,97 GULFSOUTH PRIVATE BANK GULFSOUTH PRIVATE BANK 45,8,14 GULFSTREAM BANCSHARES, INC. GULFSTREAM BANCSHARES, INC. 11,8,14 HAMILTON STATE BANCSHARES, INC. HAMILTON STATE BANCSHARES, INC. 38 HAMPTON ROADS BANKSHARES, INC. 8,9 HARBOR BANKSHARES CORPORATION 11,8,14 HAVILAND BANCSHARES, INC. HAVILAND BANCSHARES, INC. 11 HAWTHORN BANCSHARES, INC. HAWTHORN BANCSHARES, INC. HAWTHORN BANCSHARES, INC. HAWTHORN BANCSHARES, INC. HCSB FINANCIAL CORPORATION 8,17 HEARTLAND BANCSHARES, INC. HEARTLAND BANCSHARES, INC. 45 HEARTLAND FINANCIAL USA, INC. HEARTLAND FINANCIAL USA, INC. HEARTLAND FINANCIAL USA, INC. 8,17,45 HERITAGE BANKSHARES, INC. HERITAGE BANKSHARES, INC. HERITAGE BANKSHARES, INC. 11 HERITAGE COMMERCE CORP. HERITAGE COMMERCE CORP. HERITAGE COMMERCE CORP. 11,16 HERITAGE FINANCIAL CORPORATION HERITAGE FINANCIAL CORPORATION HERITAGE FINANCIAL CORPORATION 11 HERITAGE OAKS BANCORP HERITAGE OAKS BANCORP HERITAGE OAKS BANCORP 11 HF FINANCIAL CORP. HF FINANCIAL CORP. HF FINANCIAL CORP. 8,18,21,44 HIGHLANDS BANCORP, INC. City State Date ATLANTA ATLANTA ATLANTA GERMANTOWN GERMANTOWN GERMANTOWN GERMANTOWN GOLD CANYON GOLD CANYON NEW YORK NEW YORK NEW YORK SCOTTSDALE TULSA TULSA HATTIESBURG GRANBY GREENVILLE GREENVILLE GREENVILLE BAXTER SPRINGFIELD SPRINGFIELD SPRINGFIELD GREENEVILLE GREENEVILLE CLIVE CLIVE CLIVE CLIVE GREEN CITY GREEN CITY GREER OZARK OZARK WOODSVILLE WOODSVILLE BELZONI BELZONI SPRINGFIELD SPRINGFIELD SPRINGFIELD SPRINGFIELD SPRINGFIELD SPRINGFIELD DESTIN DESTIN STUART STUART HOSCHTON HOSCHTON NORFOLK GA GA GA TN TN TN TN AZ AZ NY NY NY AZ OK OK MS CO SC SC SC MN MO MO MO TN TN IA IA IA IA MO MO SC MO MO NH NH MS MS MO MO MO MO MO MO FL FL FL FL GA GA VA 06-Feb-09 16-Feb-11 01-May-09 06-Mar-09 29-Oct-12 31-Oct-12 11-Jan-13 26-Jun-09 05-Apr-13 28-Oct-08 17-Jun-09 22-Jul-09 30-Jan-09 24-Apr-09 08-Sep-11 25-Sep-09 29-May-09 09-Jan-09 11-Dec-09 08-Sep-11 17-Jul-09 05-Dec-08 18-Aug-11 21-Sep-11 23-Dec-08 07-Sep-11 27-Feb-09 14-Nov-12 23-Jan-13 24-Apr-13 27-Feb-09 14-Jul-10 30-Jan-09 13-Feb-09 13-Jul-12 20-Feb-09 15-Sep-11 25-Sep-09 30-Jul-10 30-Jan-09 13-Jun-12 26-Apr-13 29-Apr-13 15-May-13 31-May-13 25-Sep-09 19-Oct-12 26-Jun-09 18-Aug-11 20-Feb-09 13-Apr-11 31-Dec-08 BALTIMORE HAVILAND HAVILAND LEE'S SUMMIT LEE'S SUMMIT LEE'S SUMMIT LEE'S SUMMIT LORIS FRANKLIN FRANKLIN DUBUQUE DUBUQUE DUBUQUE NORFOLK NORFOLK NORFOLK SAN JOSE SAN JOSE SAN JOSE OLYMPIA OLYMPIA OLYMPIA PASO ROBLES PASO ROBLES PASO ROBLES SIOUX FALLS SIOUX FALLS SIOUX FALLS VERNON MD KS KS MO MO MO MO SC IN IN IA IA IA VA VA VA CA CA CA WA WA WA CA CA CA SD SD SD NJ 17-Jul-09 13-Mar-09 29-Dec-10 19-Dec-08 09-May-12 15-May-13 12-Jun-13 06-Mar-09 11-Sep-09 17-Jul-12 19-Dec-08 15-Sep-11 28-Sep-11 25-Sep-09 16-Mar-11 11-Aug-11 21-Nov-08 07-Mar-12 10-Jun-13 21-Nov-08 22-Dec-10 17-Aug-11 20-Mar-09 17-Jul-13 07-Aug-13 21-Nov-08 03-Jun-09 30-Jun-09 08-May-09 Original Investment Type1 Original Investment Amount Outstanding Investment Total Cash Back2 Investment Status* Capital Repayment / Disposition / Auction3,5 Amount Preferred Stock w/ Exercised Warrants $8,700,000.00 $0.00 $10,096,470.83 $4,500,000.00 $4,967,000.00 $4,500,000.00 $0.00 $0.00 $5,699,100.75 Shares Avg. Price Gain5 Warrant Proceeds Amount Shares Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants (Fee)4 (Realized Loss) / (Write-off) Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $8,700,000.00 8,700 $1,000.00 $26,393.77 $4,494,221.94 29 4,938 $910.10 $910.10 $435,000.00 $214,595.28 248 $1,100,000,000.00 ($2,606.23) ($443,778.06) 435 12,205,045 ($25,000.00) Preferred Stock w/ Exercised Warrants $1,607,000.00 $0.00 $53,859.52 Currently not collectible ($1,607,000.00) Preferred Stock w/ Warrants $10,000,000,000.00 $0.00 $11,418,055,555.44 Redeemed, in full; warrants not outstanding $10,000,000,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $2,568,000.00 $4,000,000.00 $2,568,000.00 $0.00 $145,750.00 $4,717,144.78 $2,443,320.00 $3,076,000.00 $9,000,000.00 $6,319,000.00 $2,443,320.00 $3,076,000.00 $0.00 $797,110.88 $0.00 $17,625,917.08 $1,000.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants 10,000,000 Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $4,000,000.00 4,000 Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants $8,400,000.00 $58,000,000.00 $8,400,000.00 $0.00 $759,575.46 $72,274,419.56 $200,000.00 200 15,319 $1,000.00 $450,000.00 450 58,000 $15,319,000.00 $1,000.00 $1,000.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $58,000,000.00 $6,436,364.00 Preferred Stock w/ Warrants $72,278,000.00 $0.00 $74,642,857.78 909,091 Sold, in full; warrants not outstanding $68,700,000.00 $3,036,021.12 $1,000.00 $1,000.00 $1,000.00 $120,000.00 120 651 $1,000.00 $33,000.00 33 $346,000.00 346 $2,003,250.00 $0.00 800 800 800 $651,000.00 $2,400,000.00 $950.50 $800,000.00 $800,000.00 $800,000.00 Preferred Stock w/ Exercised Warrants 72,278 ($3,578,000.00) 459,459 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $651,000.00 $0.00 $733,037.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $9,993,000.00 $825,000.00 $9,993,000.00 $0.00 $975,831.00 $45,190.00 Full investment outstanding; warrants outstanding Currently not collectible ($825,000.00) Preferred Stock w/ Exercised Warrants $6,920,000.00 $0.00 $8,235,040.33 Redeemed, in full; warrants not outstanding Subordinated Debentures $14,000,000.00 $0.00 $14,913,299.33 Redeemed, in full; warrants not outstanding $6,920,000.00 $17,000,000.00 $0.00 $21,887,871.44 $1,000.00 $14,000,000.00 Preferred Stock w/ Warrants 6,920 14,000,000 $1.00 5,000 100 11,900 $1,000.00 $967.50 $967.50 Sold, in full; warrants not outstanding $5,000,000.00 $96,750.00 $11,513,250.00 ($3,250.00) ($386,750.00) ($116,100.00) Preferred Stock w/ Exercised Warrants $7,500,000.00 $0.00 $757,380.08 Currently not collectible ($7,500,000.00) Preferred Stock w/ Exercised Warrants $7,500,000.00 $0.00 $8,751,541.63 Redeemed, in full; warrants not outstanding $7,500,000.00 Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $80,347,000.00 $6,800,000.00 $425,000.00 $30,255,000.00 $0.00 $80,347,000.00 $6,800,000.00 $0.00 $0.00 $8,169,165.89 $2,510,844.25 $282,744.47 $487,524.22 $36,849,504.67 $375,000.00 375 280 $25,000.00 $350,000.00 35 $425,000.00 Preferred Stock w/ Warrants $7,000,000.00 $1,000.00 $7,000,000.00 Preferred Stock w/ Exercised Warrants 7,500 425 $1,000.00 $21,000.00 12,000 18,255 $1,000.00 $1,000.00 Redeemed, in full; warrants not outstanding Full investment outstanding; warrants outstanding Full investment outstanding; warrants not outstanding Redeemed, in full; warrants not outstanding 21 Redeemed, in full; warrants not outstanding $12,000,000.00 $18,255,000.00 $540,000.00 $12,895,000.00 $7,000,000.00 $12,895,000.00 $0.00 $1,090,702.00 $8,321,471.08 $81,698,000.00 $0.00 $94,686,087.22 $10,103,000.00 $0.00 $11,353,284.46 7,000 $1,000.00 81,698 Redeemed, in full; warrants not outstanding $2,606,000.00 $7,497,000.00 $40,000,000.00 $0.00 $46,901,266.80 2,606 7,497 $1,000.00 $1,000.00 $40,000,000.00 Preferred Stock w/ Warrants 609,687 $1,000.00 Redeemed, in full; warrants not outstanding $81,698,000.00 Preferred Stock w/ Exercised Warrants 248 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $7,000,000.00 Preferred Stock w/ Warrants $248,000.00 $1,800,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants 287,134 40,000 $1,000.00 $303,000.00 Redeemed, in full; warrants not outstanding $140,000.00 Preferred Stock w/ Warrants $24,000,000.00 $0.00 $26,953,333.33 303 462,963 Redeemed, in full; warrants not outstanding $24,000,000.00 24,000 $1,000.00 $450,000.00 $1,575,000.00 $21,000,000.00 $0.00 $27,241,335.26 $25,000,000.00 $0.00 $26,316,666.67 $3,091,000.00 $0.00 $6,211,926.79 21,000 $1,000.00 Redeemed, in full; warrants not outstanding $25,000,000.00 Preferred Stock w/ Exercised Warrants 302,419 Redeemed, in full; warrants not outstanding $21,000,000.00 Preferred Stock w/ Warrants 611,650 $650,000.00 Preferred Stock w/ Warrants 138,037 Redeemed, in full; warrants not outstanding 25,000 $1,000.00 FootNote Institution Name Date 22-Dec-09 22-Sep-11 06-Mar-09 30-Jan-09 21-Apr-10 23-Dec-08 07-Feb-13 08-Feb-13 26-Mar-13 16-Jan-09 06-Jul-11 27-Jul-11 20-Feb-09 28-Aug-13 13-Feb-09 28-Nov-12 30-Nov-12 11-Jan-13 26-Mar-13 18-Sep-09 31-Oct-12 11-Jan-13 12-Dec-08 19-Dec-12 16-Jan-13 19-Dec-08 10-Nov-10 25-Aug-11 23-Nov-11 27-Feb-09 22-Sep-11 01-May-09 13-Nov-09 11-Dec-12 14-Nov-08 22-Dec-10 19-Jan-11 06-Feb-09 20-Dec-12 11-Jan-13 26-Mar-13 18-Sep-09 15-May-09 10-Sep-10 05-Dec-08 31-Mar-09 20-May-09 27-Mar-09 12-Jun-13 13-Mar-09 03-Sep-10 06-Mar-09 01-Nov-12 16-Jan-09 22-May-09 29-Dec-09 22-Sep-11 09-Jan-09 09-Jan-09 22-Apr-09 27-May-09 12-Dec-08 30-Aug-13 24-Apr-09 09-Apr-13 12-Dec-08 12-Sep-12 27-Feb-09 29-Jul-11 19-Dec-08 23-Dec-08 11-Jul-12 01-Nov-12 28-Nov-12 11-Jun-13 23-Dec-08 24-Jun-13 26-Jul-13 15,71,97 INVESTORS FINANCIAL CORPORATION OF PETTIS COUNTY, INC. SEDALIA MO 08-May-09 INVESTORS FINANCIAL CORPORATION OF PETTIS COUNTY, INC. SEDALIA MO 19-Oct-12 11 8 8,14 8,17 11 11,45 44,8,14 8,11,14,18 11 8,14 8,17 9,15,36 12,16 8,14 11,8,10 44,8,14 8 8,14,18,44 8 11 29 8,22,92,97 11 22,52,97 11 VERNON VERNON SEBRING SUMMIT SUMMIT ROCHESTER ROCHESTER ROCHESTER ROCHESTER CONWAY CONWAY CONWAY ONEONTA ONEONTA CORBIN CORBIN CORBIN CORBIN CORBIN ROANOKE ROANOKE ROANOKE HOPKINSVILLE HOPKINSVILLE HOPKINSVILLE MICHIGAN CITY MICHIGAN CITY MICHIGAN CITY MICHIGAN CITY ELLICOTT CITY ELLICOTT CITY CHICAGO CHICAGO CHICAGO COLUMBUS COLUMBUS COLUMBUS PHILADELPHIA PHILADELPHIA PHILADELPHIA PHILADELPHIA ISELIN CHICAGO CHICAGO LAFAYETTE LAFAYETTE LAFAYETTE IRVING IRVING WASHINGTON WASHINGTON ONTARIO ONTARIO BOISE CHICAGO CHICAGO CHICAGO EAST GREENWICH ROCKLAND ROCKLAND ROCKLAND IONIA IONIA DANA DANA COLUMBUS COLUMBUS EVANSVILLE EVANSVILLE SANDPOINT LAREDO LAREDO LAREDO LAREDO LAREDO NEW YORK NEW YORK NEW YORK State NJ NJ FL NJ NJ MN MN MN MN AR AR AR AL AL KY KY KY KY KY VA VA VA KY KY KY IN IN IN IN MD MD IL IL IL OH OH OH PA PA PA PA NJ IL IL LA LA LA TX TX DC DC CA CA ID IL IL IL RI MA MA MA MI MI IN IN IN IN IN IN ID TX TX TX TX TX NY NY NY 8 11,8,14 HIGHLANDS BANCORP, INC. HIGHLANDS BANCORP, INC. HIGHLANDS INDEPENDENT BANCSHARES, INC. HILLTOP COMMUNITY BANCORP, INC. HILLTOP COMMUNITY BANCORP, INC. HMN FINANCIAL, INC. HMN FINANCIAL, INC. HMN FINANCIAL, INC. HMN FINANCIAL, INC. HOME BANCSHARES, INC. HOME BANCSHARES, INC. HOME BANCSHARES, INC. HOMETOWN BANCORP OF ALABAMA, INC. HOMETOWN BANCORP OF ALABAMA, INC. HOMETOWN BANCSHARES, INC. HOMETOWN BANCSHARES, INC. HOMETOWN BANCSHARES, INC. HOMETOWN BANCSHARES, INC. HOMETOWN BANCSHARES, INC. HOMETOWN BANKSHARES CORPORATION HOMETOWN BANKSHARES CORPORATION HOMETOWN BANKSHARES CORPORATION HOPFED BANCORP HOPFED BANCORP HOPFED BANCORP HORIZON BANCORP HORIZON BANCORP HORIZON BANCORP HORIZON BANCORP HOWARD BANCORP, INC. HOWARD BANCORP, INC. HPK FINANCIAL CORPORATION HPK FINANCIAL CORPORATION HPK FINANCIAL CORPORATION HUNTINGTON BANCSHARES HUNTINGTON BANCSHARES HUNTINGTON BANCSHARES HYPERION BANK HYPERION BANK HYPERION BANK HYPERION BANK IA BANCORP, INC / INDUS AMERICAN BANK IBC BANCORP, INC. IBC BANCORP, INC. IBERIABANK CORPORATION IBERIABANK CORPORATION IBERIABANK CORPORATION IBT BANCORP, INC. IBT BANCORP, INC. IBW FINANCIAL CORPORATION IBW FINANCIAL CORPORATION ICB FINANCIAL ICB FINANCIAL IDAHO BANCORP ILLINOIS STATE BANCORP, INC. ILLINOIS STATE BANCORP, INC. ILLINOIS STATE BANCORP, INC. INDEPENDENCE BANK INDEPENDENT BANK CORP. INDEPENDENT BANK CORP. INDEPENDENT BANK CORP. INDEPENDENT BANK CORPORATION INDEPENDENT BANK CORPORATION INDIANA BANK CORP. INDIANA BANK CORP. INDIANA COMMUNITY BANCORP INDIANA COMMUNITY BANCORP INTEGRA BANK CORPORATION INTEGRA BANK CORPORATION INTERMOUNTAIN COMMUNITY BANCORP INTERNATIONAL BANCSHARES CORPORATION INTERNATIONAL BANCSHARES CORPORATION INTERNATIONAL BANCSHARES CORPORATION INTERNATIONAL BANCSHARES CORPORATION INTERNATIONAL BANCSHARES CORPORATION INTERVEST BANCSHARES CORPORATION INTERVEST BANCSHARES CORPORATION INTERVEST BANCSHARES CORPORATION City Original Investment Type1 Original Investment Amount Outstanding Investment Total Cash Back2 Investment Status* Capital Repayment / Disposition / Auction3,5 Amount (Fee)4 Shares Avg. Price (Realized Loss) / (Write-off) Gain5 Warrant Proceeds Amount Shares $2,359,000.00 $5,450,000.00 $26,000,000.00 $6,700,000.00 $0.00 $0.00 $617,712.00 $4,467,049.67 $21,034,187.78 $1,000.00 $155,000.00 155 4,000 $1,000.00 $200,000.00 200 3,550 22,450 $721.50 $721.50 50,000 $1,000.00 $1,300,000.00 Preferred Stock w/ Warrants $6,700,000.00 $4,000,000.00 5,450 $4,000,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 158,472 $163,000.00 163 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Sold, in full; warrants outstanding $2,561,325.00 $16,197,675.00 ($988,675.00) ($6,252,325.00) ($187,590.00) Preferred Stock w/ Warrants $50,000,000.00 $0.00 $57,480,555.56 Redeemed, in full; warrants not outstanding $50,000,000.00 Preferred Stock w/ Exercised Warrants $3,250,000.00 $0.00 $4,214,202.31 Redeemed, in full; warrants not outstanding $3,250,000.00 $2,229,801.03 $942.90 $942.90 ($36,829.50) ($71,660.50) $70,095.00 95 10,000 $918.50 ($815,000.00) $315,461.52 374 18,400 $1,000.00 253,666 $1,750,551.00 $0.00 645 1,255 $256,257.00 $1,900,000.00 $1,000.00 $608,170.50 $1,183,339.50 Preferred Stock w/ Exercised Warrants 3,250 212,188 Sold, in full; warrants not outstanding ($17,915.11) ($7,084.89) Preferred Stock w/ Exercised Warrants $10,000,000.00 $0.00 $11,111,011.94 Sold, in full; warrants not outstanding $9,185,000.00 ($91,850.00) Preferred Stock w/ Warrants $18,400,000.00 $0.00 $22,354,145.89 Redeemed, in full; warrants not outstanding $18,400,000.00 Preferred Stock w/ Warrants $25,000,000.00 $0.00 $29,857,321.83 Redeemed, in full; warrants not outstanding $6,250,000.00 $18,750,000.00 Preferred Stock w/ Exercised Warrants $5,983,000.00 $0.00 $7,119,793.05 6,250 18,750 $1,000.00 $1,000.00 Redeemed, in full; warrants not outstanding $5,983,000.00 $4,000,000.00 $5,000,000.00 $0.00 $10,940,554.65 $1,398,071,000.00 $0.00 $1,594,356,808.56 $1,552,000.00 $0.00 $1,337,166.22 299 9,000 $1,000.00 $344,000.00 344 1,398,071 $1,000.00 23,562,994 $25,700.00 78 Redeemed, in full; warrants not outstanding $1,398,071,000.00 Preferred Stock w/ Exercised Warrants $299,000.00 Redeemed, in full; warrants not outstanding $9,000,000.00 Preferred Stock w/ Warrants $1,000.00 $49,100,000.00 Preferred Stock w/ Exercised Warrants 5,983 Sold, in full; warrants not outstanding $1,008,800.00 1,552 $650.00 $4,205,000.00 4,205,000 $1.00 $90,000,000.00 90,000 ($543,200.00) $1,000.00 ($10,088.00) ($14,912.00) Preferred Stock w/ Exercised Warrants Subordinated Debentures Preferred Stock w/ Warrants $5,976,000.00 $4,205,000.00 $90,000,000.00 $5,976,000.00 $0.00 $0.00 $916,227.47 $4,632,216.32 $92,650,000.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $1,200,000.00 Preferred Stock w/ Exercised Warrants $2,295,000.00 $0.00 $2,936,462.50 138,490 Redeemed, in full; warrants not outstanding $2,295,000.00 $6,900,000.00 $0.00 $7,494,458.33 $124,305.92 $11,836,113.40 $1,000.00 6,000 $1,065,000.00 $78,158,000.00 $1,065,000.00 $0.00 $266,892.00 $81,476,093.61 $1,000.00 $300,000.00 300 10,272 $1,000.00 $406,000.00 406 78,158 $1,000.00 481,664 $1,800,000.00 188,707 1,326,238 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $10,272,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants 115 $4,018,511.00 $6,900,000.00 $6,272,000.00 $4,000,000.00 $0.00 $6,453,067.00 $115,000.00 $2,200,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $6,000,000.00 $0.00 6,000 $6,000,000.00 Preferred Stock w/ Exercised Warrants $6,000,000.00 $1,000.00 $6,000,000.00 Preferred Stock w/ Warrants 2,295 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $78,158,000.00 Preferred Stock w/ Warrants $72,000,000.00 $0.00 $83,430,000.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,312,000.00 $0.00 $165,139.00 Currently not collectible $72,000,000.00 72,000 $1,000.00 $2,426,000.00 ($1,312,000.00) Preferred Stock w/ Warrants $21,500,000.00 $0.00 $27,331,250.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $83,586,000.00 $0.00 $1,950,340.00 Currently not collectible $21,500,000.00 21,500 $1,000.00 ($83,586,000.00) Preferred Stock w/ Warrants Preferred Stock w/ Warrants $27,000,000.00 $216,000,000.00 $27,000,000.00 $0.00 $6,588,634.23 $261,538,649.89 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $40,000,000.00 $45,000,000.00 $131,000,000.00 Preferred Stock w/ Warrants $25,000,000.00 $0.00 $30,035,555.56 40,000 45,000 131,000 $1,000.00 $1,000.00 $1,000.00 Sold, in full; warrants outstanding $24,250,000.00 25,000 $970.00 ($750,000.00) ($242,500.00) Subordinated Debentures w/ Exercised Warrants $4,000,000.00 $0.00 $174,324.60 Currently not collectible ($4,000,000.00) FootNote Institution Name 11 JPMORGAN CHASE & CO. JPMORGAN CHASE & CO. JPMORGAN CHASE & CO. 44,8,14 KATAHDIN BANKSHARES CORP. KATAHDIN BANKSHARES CORP. 11 KEYCORP KEYCORP KEYCORP 8 KIRKSVILLE BANCORP, INC. 8,14 KS BANCORP, INC KS BANCORP, INC KS BANCORP, INC 8,11,14,18,36 LAFAYETTE BANCORP, INC. LAFAYETTE BANCORP, INC. LAFAYETTE BANCORP, INC. 11 LAKELAND BANCORP, INC. LAKELAND BANCORP, INC. LAKELAND BANCORP, INC. LAKELAND BANCORP, INC. LAKELAND BANCORP, INC. 12 LAKELAND FINANCIAL CORPORATION LAKELAND FINANCIAL CORPORATION LAKELAND FINANCIAL CORPORATION 8,14 LAYTON PARK FINANCIAL GROUP, INC. LAYTON PARK FINANCIAL GROUP, INC. LAYTON PARK FINANCIAL GROUP, INC. LAYTON PARK FINANCIAL GROUP, INC. 11 LCNB CORP. LCNB CORP. LCNB CORP. 11,8,14 LEADER BANCORP, INC. LEADER BANCORP, INC. 9,48,97 LEGACY BANCORP, INC. LEGACY BANCORP, INC. 45,8,14 LIBERTY BANCSHARES, INC. (AR) LIBERTY BANCSHARES, INC. (AR) 45,8,14 LIBERTY BANCSHARES, INC. (MO) LIBERTY BANCSHARES, INC. (MO) 8,17 LIBERTY BANCSHARES, INC. (TX) 11,9,36 LIBERTY FINANCIAL SERVICES, INC. LIBERTY FINANCIAL SERVICES, INC. 8 LIBERTY SHARES, INC. 11 LINCOLN NATIONAL CORPORATION LINCOLN NATIONAL CORPORATION LINCOLN NATIONAL CORPORATION LNB BANCORP, INC. LNB BANCORP, INC. LNB BANCORP, INC. 8 LONE STAR BANK 11 LSB CORPORATION LSB CORPORATION LSB CORPORATION 8,9,17 M&F BANCORP, INC. M&F BANCORP, INC. 11 M&T BANK CORPORATION M&T BANK CORPORATION M&T BANK CORPORATION M&T BANK CORPORATION MACKINAC FINANCIAL CORPORATION MACKINAC FINANCIAL CORPORATION MACKINAC FINANCIAL CORPORATION 8 MADISON FINANCIAL CORPORATION 44,11,8 MAGNA BANK MAGNA BANK MAGNA BANK MAGNA BANK 8,14 MAINLINE BANCORP, INC. MAINLINE BANCORP, INC. MAINSOURCE FINANCIAL GROUP, INC. MAINSOURCE FINANCIAL GROUP, INC. MAINSOURCE FINANCIAL GROUP, INC. 11 MANHATTAN BANCORP MANHATTAN BANCORP MANHATTAN BANCORP 15,14 MANHATTAN BANCSHARES, INC. MANHATTAN BANCSHARES, INC. MANHATTAN BANCSHARES, INC. MANHATTAN BANCSHARES, INC. 8 MARINE BANK & TRUST COMPANY 8 MARKET BANCORPORATION, INC. 15,14 MARKET STREET BANCSHARES, INC. MARKET STREET BANCSHARES, INC. City NEW YORK NEW YORK NEW YORK HOULTON HOULTON CLEVELAND CLEVELAND CLEVELAND KIRKSVILLE SMITHFIELD SMITHFIELD SMITHFIELD OXFORD OXFORD OXFORD OAK RIDGE OAK RIDGE OAK RIDGE OAK RIDGE OAK RIDGE WARSAW WARSAW WARSAW MILWAUKEE MILWAUKEE MILWAUKEE MILWAUKEE LEBANON LEBANON LEBANON ARLINGTON ARLINGTON MILWAUKEE MILWAUKEE JONESBORO JONESBORO SPRINGFIELD SPRINGFIELD FORT WORTH NEW ORLEANS NEW ORLEANS HINESVILLE RADNOR RADNOR RADNOR LORAIN LORAIN LORAIN HOUSTON NORTH ANDOVER NORTH ANDOVER NORTH ANDOVER DURHAM DURHAM BUFFALO BUFFALO BUFFALO BUFFALO MANISTIQUE MANISTIQUE MANISTIQUE RICHMOND MEMPHIS MEMPHIS MEMPHIS MEMPHIS EBENSBURG EBENSBURG GREENSBURG GREENSBURG GREENSBURG EL SEGUNDO EL SEGUNDO EL SEGUNDO MANHATTAN MANHATTAN MANHATTAN MANHATTAN VERO BEACH NEW MARKET MT. VERNON MT. VERNON State NY NY NY ME ME OH OH OH MO NC NC NC MS MS MS NJ NJ NJ NJ NJ IN IN IN WI WI WI WI OH OH OH MA MA WI WI AR AR MO MO TX LA LA GA PA PA PA OH OH OH TX MA MA MA NC NC NY NY NY NY MI MI MI KY TN TN TN TN PA PA IN IN IN CA CA CA IL IL IL IL FL MN IL IL Date 28-Oct-08 17-Jun-09 16-Dec-09 30-Jan-09 18-Aug-11 14-Nov-08 30-Mar-11 20-Apr-11 20-Mar-09 21-Aug-09 30-Nov-12 11-Jan-13 20-Feb-09 29-Dec-09 29-Sep-10 06-Feb-09 04-Aug-10 16-Mar-11 08-Feb-12 29-Feb-12 27-Feb-09 09-Jun-10 22-Nov-11 18-Dec-09 29-Nov-12 11-Jan-13 26-Mar-13 09-Jan-09 21-Oct-09 22-Nov-11 23-Dec-08 24-Nov-10 30-Jan-09 11-Mar-11 23-Jan-09 21-Jul-11 13-Feb-09 18-Aug-11 04-Dec-09 06-Feb-09 24-Sep-10 20-Feb-09 10-Jul-09 30-Jun-10 22-Sep-10 12-Dec-08 19-Jun-12 18-Jul-12 06-Feb-09 12-Dec-08 18-Nov-09 16-Dec-09 26-Jun-09 20-Aug-10 23-Dec-08 18-May-11 21-Aug-12 17-Dec-12 24-Apr-09 29-Aug-12 19-Dec-12 13-Mar-09 23-Dec-08 24-Nov-09 08-Jun-11 18-Aug-11 29-Dec-09 09-Mar-12 16-Jan-09 03-Apr-12 11-Jun-13 05-Dec-08 16-Sep-09 14-Oct-09 19-Jun-09 10-Dec-12 11-Dec-12 11-Jan-13 06-Mar-09 20-Feb-09 15-May-09 09-Aug-12 Original Investment Type1 Preferred Stock w/ Warrants Original Investment Amount $25,000,000,000.00 Outstanding Investment Total Cash Back2 Investment Status* Capital Repayment / Disposition / Auction3,5 Amount $0.00 $26,731,202,358.00 (Fee)4 Shares Avg. Price (Realized Loss) / (Write-off) Gain5 Warrant Proceeds Amount Redeemed, in full; warrants not outstanding $25,000,000,000.00 2,500,000 $10,000.00 $936,063,469.11 Preferred Stock w/ Exercised Warrants $10,449,000.00 $0.00 $12,423,046.75 Shares 88,401,697 Redeemed, in full; warrants not outstanding $10,449,000.00 25,000 $470,000.00 $4,000,000.00 $470,000.00 $0.00 $112,975.00 $4,137,336.64 $100,000.00 200 $100,000.00 100 997,050 198,269 $104,375.00 150 217,063 Redeemed, in full; warrants not outstanding $2,500,000,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $140,400.00 $602,557.00 $2,867,222,222.22 35,244,361 $877,557.00 $0.00 $1,000.00 522 $2,800,000.00 $2,500,000,000.00 $522,000.00 $70,000,000.00 Preferred Stock w/ Warrants 10,449 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $3,308,000.00 4,000 $827.00 $4,451,000.00 4,451 $1,000.00 $20,000,000.00 $20,000,000.00 $19,000,000.00 20,000 20,000 19,000 ($692,000.00) $1,000.00 $1,000.00 $1,000.00 ($25,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $1,998,000.00 $2,453,000.00 $59,000,000.00 $56,044,000.00 $0.00 $0.00 $0.00 $4,818,134.50 $68,260,833.33 $60,517,713.33 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $56,044,000.00 Preferred Stock w/ Exercised Warrants $3,000,000.00 $0.00 $2,932,162.50 56,044 $1,000.00 Sold, in full; warrants not outstanding $2,370,930.00 3,000 $790.30 13,400 ($629,070.00) $1,000.00 ($23,709.29) ($1,290.71) Preferred Stock w/ Warrants $13,400,000.00 $0.00 $14,527,390.33 Redeemed, in full; warrants not outstanding $13,400,000.00 Preferred Stock w/ Exercised Warrants $5,830,000.00 $0.00 $6,731,961.06 Redeemed, in full; warrants not outstanding $5,830,000.00 Preferred Stock $5,498,000.00 $0.00 $355,079.00 5,830 $1,000.00 $292,000.00 292 Currently not collectible ($5,498,000.00) Preferred Stock w/ Exercised Warrants $57,500,000.00 $0.00 $68,191,965.77 Redeemed, in full; warrants not outstanding $57,500,000.00 $25,995,452.08 2,875 21,900 $1,000.00 $1,095,000.00 1,095 5,645 $1,000.00 $950,000,000.00 $0.00 $2,875,000.00 $5,645,000.00 $21,900,000.00 $1,000.00 $21,900,000.00 Preferred Stock w/ Exercised Warrants 57,500 950,000 $1,000.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock $6,500,000.00 $5,645,000.00 $6,500,000.00 $0.00 $1,266,816.22 $6,106,008.58 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $17,280,000.00 $950,000,000.00 $17,280,000.00 $0.00 $1,399,560.00 $1,209,851,873.70 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $213,671,319.20 Preferred Stock w/ Warrants $25,223,000.00 $0.00 $26,893,046.60 13,049,451 Sold, in full; warrants not outstanding $21,923,074.91 ($328,846.12) 25,223 $869.20 ($3,299,925.09) $860,326.00 $560,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $3,072,000.00 $15,000,000.00 $3,072,000.00 $0.00 $0.00 $16,260,000.00 561,343 209,497 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $15,000,000.00 Preferred Stock $11,735,000.00 $0.00 $12,409,762.50 $600,000,000.00 $0.00 $718,392,161.34 $1,000.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants 15,000 Redeemed, in full; warrants not outstanding $11,735,000.00 11,735 $1,000.00 $370,000,000.00 $230,000,000.00 370,000 230,000 $1,000.00 $1,000.00 $31,838,761.34 $11,000,000.00 $0.00 $13,521,828.15 $3,370,000.00 $13,795,000.00 $3,370,000.00 $0.00 $169,421.50 $16,146,467.87 398,734 Sold, in full; warrants not outstanding $10,538,990.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 1,218,522 $1,300,000.00 Preferred Stock w/ Warrants ($158,084.85) 11,000 $958.10 ($461,010.00) Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $3,455,000.00 $3,455,000.00 $6,885,000.00 Preferred Stock w/ Warrants $4,500,000.00 $57,000,000.00 $0.00 $0.00 $5,263,187.50 $62,949,121.28 $1,000.00 $1,000.00 $1,000.00 $690,000.00 690 $4,500,000.00 Preferred Stock w/ Exercised Warrants 3,455 3,455 6,885 4,500 $1,000.00 $225,000.00 225 57,000 $931.10 Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding $53,073,270.00 ($796,099.05) ($3,926,730.00) $1,512,177.00 $1,700,000.00 $0.00 $1,829,711.12 $2,639,000.00 $0.00 $3,438,793.11 29,480 14,000 118,000 Redeemed, in full; warrants not outstanding $1,700,000.00 Subordinated Debentures w/ Exercised Warrants 571,906 $63,363.90 Preferred Stock w/ Warrants 1,700 $1,000.00 Sold, in full; warrants not outstanding 2,639,000 $2,586,404.73 $0.98 ($52,595.27) $11,385.02 $95,959.50 19,931,000 $0.90 ($2,011,037.90) $727,225.54 ($25,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $3,000,000.00 $2,060,000.00 $20,300,000.00 $3,000,000.00 $2,060,000.00 $0.00 $235,713.00 $138,778.00 $24,429,245.84 Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $17,919,962.10 895,000 FootNote Institution Name 8,14 43 8 11 8,45,14 8,14,18,44 11 44,8,14 56,8,14 MARKET STREET BANCSHARES, INC. MARKET STREET BANCSHARES, INC. MARQUETTE NATIONAL CORPORATION MARQUETTE NATIONAL CORPORATION MARQUETTE NATIONAL CORPORATION MARQUETTE NATIONAL CORPORATION MARQUETTE NATIONAL CORPORATION MARSHALL & ILSLEY CORPORATION MARSHALL & ILSLEY CORPORATION MARYLAND FINANCIAL BANK MB FINANCIAL INC. MB FINANCIAL INC. MB FINANCIAL INC. MCLEOD BANCSHARES, INC. MCLEOD BANCSHARES, INC. MEDALLION BANK MEDALLION BANK MEDALLION BANK MERCANTILE BANK CORPORATION MERCANTILE BANK CORPORATION MERCANTILE BANK CORPORATION MERCANTILE BANK CORPORATION MERCANTILE CAPITAL CORPORATION MERCANTILE CAPITAL CORPORATION MERCHANTS & PLANTERS BANCSHARES, INC. MERCHANTS & PLANTERS BANCSHARES, INC. 8,44,14 MERCHANTS AND MANUFACTURERS BANK CORPORATION 8,18 8,14 8,42 8,18 11 12 11,8,14 44 8 22,27,97 11,8,14 11 11,8,14 8 11,9 11,9,36 11,8,14 12,16 45,8,14 44,8,14 MERCHANTS AND MANUFACTURERS BANK CORPORATION MERIDIAN BANK MERIDIAN BANK METRO CITY BANK METRO CITY BANK METRO CITY BANK METRO CITY BANK METROCORP BANCSHARES, INC. METROCORP BANCSHARES, INC. METROCORP BANCSHARES, INC. METROPOLITAN BANK GROUP, INC. METROPOLITAN BANK GROUP, INC. METROPOLITAN CAPITAL BANCORP, INC. METROPOLITAN CAPITAL BANCORP, INC. MID PENN BANCORP, INC./MID PENN BANK MID PENN BANCORP, INC./MID PENN BANK MID PENN BANCORP, INC./MID PENN BANK MIDDLEBURG FINANCIAL CORPORATION MIDDLEBURG FINANCIAL CORPORATION MIDDLEBURG FINANCIAL CORPORATION MIDLAND STATES BANCORP, INC. MIDLAND STATES BANCORP, INC. MIDSOUTH BANCORP, INC. MIDSOUTH BANCORP, INC. MIDSOUTH BANCORP, INC. MIDTOWN BANK & TRUST COMPANY MIDWEST BANC HOLDINGS, INC. MIDWEST BANC HOLDINGS, INC. MIDWEST REGIONAL BANCORP, INC. / THE BANK OF OTTERVILLE MIDWEST REGIONAL BANCORP, INC. / THE BANK OF OTTERVILLE MIDWESTONE FINANCIAL GROUP, INC. MIDWESTONE FINANCIAL GROUP, INC. MIDWESTONE FINANCIAL GROUP, INC. MID-WISCONSIN FINANCIAL SERVICES, INC. MID-WISCONSIN FINANCIAL SERVICES, INC. MILLENNIUM BANCORP, INC. MILLENNIUM BANCORP, INC. MISSION COMMUNITY BANCORP MISSION COMMUNITY BANCORP MISSION VALLEY BANCORP MISSION VALLEY BANCORP MONADNOCK BANCORP, INC. MONADNOCK BANCORP, INC. MONARCH COMMUNITY BANCORP, INC. MONARCH FINANCIAL HOLDINGS, INC. MONARCH FINANCIAL HOLDINGS, INC. MONARCH FINANCIAL HOLDINGS, INC. MONEYTREE CORPORATION MONEYTREE CORPORATION MONUMENT BANK MONUMENT BANK City State Date MT. VERNON MT. VERNON CHICAGO CHICAGO CHICAGO CHICAGO CHICAGO MILWAUKEE MILWAUKEE TOWSON CHICAGO CHICAGO CHICAGO SHOREWOOD SHOREWOOD SALT LAKE CITY SALT LAKE CITY SALT LAKE CITY GRAND RAPIDS GRAND RAPIDS GRAND RAPIDS GRAND RAPIDS BOSTON BOSTON TOONE TOONE IL IL IL IL IL IL IL WI WI MD IL IL IL MN MN UT UT UT MI MI MI MI MA MA TN TN JOLIET IL 19-Jun-09 JOLIET DEVON DEVON DORAVILLE DORAVILLE DORAVILLE DORAVILLE HOUSTON HOUSTON HOUSTON CHICAGO CHICAGO CHICAGO CHICAGO MILLERSBURG MILLERSBURG MILLERSBURG MIDDLEBURG MIDDLEBURG MIDDLEBURG EFFINGHAM EFFINGHAM LAFAYETTE LAFAYETTE LAFAYETTE ATLANTA MELROSE PARK MELROSE PARK IL PA PA GA GA GA GA TX TX TX IL IL IL IL PA PA PA VA VA VA IL IL LA LA LA GA IL IL 08-Sep-11 13-Feb-09 11-Dec-09 30-Jan-09 29-Oct-12 01-Nov-12 11-Jan-13 16-Jan-09 03-Jul-12 11-Jun-13 26-Jun-09 28-Jun-13 10-Apr-09 20-Nov-09 19-Dec-08 28-Dec-12 23-Jan-13 30-Jan-09 23-Dec-09 18-Nov-11 23-Jan-09 23-Dec-09 09-Jan-09 25-Aug-11 22-Nov-11 27-Feb-09 05-Dec-08 14-May-10 FESTUS MO 13-Feb-09 FESTUS IOWA CITY IOWA CITY IOWA CITY MEDFORD MEDFORD EDWARDS EDWARDS SAN LUIS OBISPO SAN LUIS OBISPO SUN VALLEY SUN VALLEY PETERBOROUGH PETERBOROUGH COLDWATER CHESAPEAKE CHESAPEAKE CHESAPEAKE LENOIR CITY LENOIR CITY BETHESDA BETHESDA MO IA IA IA WI WI CO CO CA CA CA CA NH NH MI VA VA VA TN TN MD MD 10-Nov-09 06-Feb-09 06-Jul-11 27-Jul-11 20-Feb-09 26-Apr-13 03-Apr-09 14-Aug-12 09-Jan-09 28-Dec-11 23-Dec-08 20-Aug-10 19-Dec-08 28-Dec-12 06-Feb-09 19-Dec-08 23-Dec-09 10-Feb-10 13-Mar-09 15-Sep-11 30-Jan-09 11-Aug-11 10-Aug-12 11-Sep-12 19-Dec-08 07-Aug-12 09-Aug-12 10-Aug-12 11-Sep-12 14-Nov-08 05-Jul-11 27-Mar-09 05-Dec-08 14-Mar-12 02-May-12 20-Nov-09 18-Aug-11 27-Feb-09 22-Dec-09 21-Jul-11 15-May-09 04-Apr-12 06-Jun-12 03-Jul-12 06-Feb-09 04-Aug-11 06-Mar-09 07-Sep-11 Original Investment Type1 Original Investment Amount Outstanding Investment Total Cash Back2 Investment Status* Capital Repayment / Disposition / Auction3,5 Amount (Fee)4 $331,767.90 Shares Avg. Price (Realized Loss) / (Write-off) Gain5 Warrant Proceeds Amount 369,000 $0.90 ($37,232.10) $97,505.10 3,514 8,198 23,788 $720.20 $720.20 $720.20 ($983,041.50) ($2,293,390.50) ($6,654,693.00) $142,974.56 $1,054,743.77 $252,452.23 $1,715,000,000.00 1,715,000 $1,000.00 $196,000,000.00 196,000 Shares $1,000.00 120,000 ($182,517.30) Preferred Stock w/ Exercised Warrants $35,500,000.00 $0.00 $33,835,943.42 Sold, in full; warrants not outstanding $2,530,958.50 $5,904,609.50 $17,133,307.00 175 1,291 309 ($255,688.75) Preferred Stock w/ Warrants $1,715,000,000.00 $0.00 $1,944,772,916.66 Redeemed, in full; warrants not outstanding $1,700,000.00 $196,000,000.00 $1,700,000.00 $0.00 $313,465.50 $229,613,072.00 13,815,789 $1,518,072.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $3,250,000.00 506,024 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $6,000,000.00 $0.00 $6,870,433.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $11,800,000.00 $9,698,000.00 $0.00 $24,460,674.81 Redeemed, in full; warrants not outstanding $6,000,000.00 $31,631,120.56 30 21,498 $1,000.00 $645,000.00 645 10,500 10,500 $1,000.00 $1,000.00 $7,465,100.00 $0.00 $300,000.00 $10,500,000.00 $10,500,000.00 $21,000,000.00 $10,000.00 $21,498,000.00 Preferred Stock w/ Warrants 600 616,438 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,500,000.00 $0.00 $4,150,815.03 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,881,000.00 $0.00 $2,231,560.00 Redeemed, in full; warrants not outstanding $3,500,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $6,200,000.00 $6,335,000.00 $7,700,000.00 $0.00 $12,535,000.00 $0.00 $4,110,668.47 $2,687,363.11 $8,806,297.80 $175,000.00 175 1,881 $1,000.00 $94,000.00 94 $3,510,000.00 $3,510,000.00 $1,000.00 $1,881,000.00 Preferred Stock w/ Exercised Warrants 3,500 3,510 $1,000.00 $176,000.00 176 29 7,671 $900.10 $900.10 ($2,897.10) ($766,332.90) 45,000 $981.20 ($847,350.00) Redeemed, in full; warrants not outstanding Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $26,102.90 $6,904,667.10 $369,948.00 385 ($69,307.70) Preferred Stock w/ Warrants $45,000,000.00 $0.00 $53,406,628.25 Sold, in full; warrants not outstanding $44,152,650.00 ($662,289.75) $2,087,368.00 $58,479.20 $71,526,000.00 $0.00 $27,172,726.72 Preferred Stock w/ Warrants $2,040,000.00 $2,348,000.00 $10,000,000.00 $4,388,000.00 $921,944.44 Full investment outstanding; warrants outstanding $0.00 $12,070,979.20 Redeemed, in full; warrants not outstanding $10,000,000.00 Preferred Stock w/ Warrants $22,000,000.00 $0.00 $23,287,945.11 $10,189,000.00 $0.00 $11,206,989.34 71,526 $331.60 10,000 ($47,807,458.06) $1,000.00 Redeemed, in full; warrants not outstanding $22,000,000.00 Preferred Stock w/ Exercised Warrants 104,101 Sold, in full; warrants not outstanding $23,718,541.95 Preferred Stock w/ Warrants 73,099 $301,001.00 Preferred Stock w/ Exercised Warrants 771,429 22,000 $1,000.00 Redeemed, in full; warrants not outstanding $10,189,000.00 10,189 $1,000.00 $20,000,000.00 $0.00 $22,834,334.78 20,000 $1,000.00 $5,222,000.00 $84,784,000.00 $5,222,000.00 $0.00 $275,104.50 $824,288.89 104,384 Redeemed, in full; warrants not outstanding $20,000,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants 509 $206,557.00 Preferred Stock w/ Warrants $509,000.00 Full investment outstanding; warrants outstanding Currently not collectible ($84,784,000.00) Preferred Stock w/ Exercised Warrants $700,000.00 $0.00 $763,294.14 Redeemed, in full; warrants not outstanding $700,000.00 Preferred Stock w/ Warrants $16,000,000.00 $0.00 $18,933,333.33 700 $1,000.00 16,000 $1,000.00 $35,000.00 Redeemed, in full; warrants not outstanding $16,000,000.00 $1,000,000.00 Preferred Stock w/ Exercised Warrants $10,000,000.00 $0.00 $12,844,226.31 $6,785,000.00 $14,700,000.00 $0.00 $6,785,000.00 $0.00 $5,956,041.66 $2,339,348.60 $262,919.00 $15,703,166.66 5,116 $1,000.00 5,500 $1,000.00 1,834 $1,000.00 $14,700,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Warrants $1,834,000.00 $0.00 $5,875,583.89 $400.00 $1,834,000.00 Preferred Stock w/ Exercised Warrants $5,500,000.00 $0.00 7,260 $5,500,000.00 Preferred Stock $5,116,000.00 $4,296,561.73 $1,000.00 $5,116,000.00 Preferred Stock $0.00 10,000 $2,904,000.00 $7,260,000.00 14,700 $500,000.00 500 $92,000.00 92 $1,000.00 Sold, in full; warrants not outstanding ($4,356,000.00) Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $260,000.00 Preferred Stock w/ Exercised Warrants $9,516,000.00 $0.00 $11,291,481.00 $4,734,000.00 $0.00 $5,623,958.50 132,353 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $9,516,000.00 Preferred Stock w/ Exercised Warrants 198,675 Redeemed, in full; warrants not outstanding $10,000,000.00 Preferred Stock w/ Exercised Warrants 35 $4,734,000.00 9,516 $1,000.00 $476,000.00 4,734 $1,000.00 $237,000.00 476 237 FootNote Institution Name 11 MORGAN STANLEY MORGAN STANLEY MORGAN STANLEY 11,8,14 MORRILL BANCSHARES, INC. MORRILL BANCSHARES, INC. 11,8,14 MOSCOW BANCSHARES, INC. MOSCOW BANCSHARES, INC. MOSCOW BANCSHARES, INC. 8,14 MOUNTAIN VALLEY BANCSHARES, INC. MOUNTAIN VALLEY BANCSHARES, INC. MOUNTAIN VALLEY BANCSHARES, INC. 11,8,14 MS FINANCIAL, INC. MS FINANCIAL, INC. 45 MUTUALFIRST FINANCIAL, INC. MUTUALFIRST FINANCIAL, INC. MUTUALFIRST FINANCIAL, INC. 8 NAPLES BANCORP, INC. NAPLES BANCORP, INC. 59,11 NARA BANCORP, INC. NARA BANCORP, INC. NARA BANCORP, INC. 8,14 NATIONAL BANCSHARES, INC. NATIONAL BANCSHARES, INC. NATIONAL BANCSHARES, INC. NATIONAL BANCSHARES, INC. 11,16 NATIONAL PENN BANCSHARES, INC. NATIONAL PENN BANCSHARES, INC. NATIONAL PENN BANCSHARES, INC. 15,11,14 NATIONWIDE BANKSHARES, INC. NATIONWIDE BANKSHARES, INC. 8,42 NC BANCORP, INC. / METROPOLITAN BANK GROUP, INC. NC BANCORP, INC. / METROPOLITAN BANK GROUP, INC. 8 NCAL BANCORP 15,11,14 NEMO BANCSHARES, INC. NEMO BANCSHARES, INC. 44 NEW HAMPSHIRE THRIFT BANCSHARES, INC. NEW HAMPSHIRE THRIFT BANCSHARES, INC. NEW HAMPSHIRE THRIFT BANCSHARES, INC. 11,8,14 NEW YORK PRIVATE BANK & TRUST CORPORATION NEW YORK PRIVATE BANK & TRUST CORPORATION NEWBRIDGE BANCORP NEWBRIDGE BANCORP NEWBRIDGE BANCORP NEWBRIDGE BANCORP NEWBRIDGE BANCORP 44,8,14 NICOLET BANKSHARES, INC. NICOLET BANKSHARES, INC. 11 NORTH CENTRAL BANCSHARES, INC. NORTH CENTRAL BANCSHARES, INC. NORTH CENTRAL BANCSHARES, INC. 11 NORTHEAST BANCORP NORTHEAST BANCORP NORTHEAST BANCORP 8,11,14,18 NORTHERN STATE BANK NORTHERN STATE BANK NORTHERN STATE BANK NORTHERN STATES FINANCIAL CORPORATION 11 NORTHERN TRUST CORPORATION NORTHERN TRUST CORPORATION NORTHERN TRUST CORPORATION 44,8,14 NORTHWAY FINANCIAL, INC. NORTHWAY FINANCIAL, INC. 8,14 NORTHWEST BANCORPORATION, INC. NORTHWEST BANCORPORATION, INC. NORTHWEST BANCORPORATION, INC. NORTHWEST BANCORPORATION, INC. 11,8,14 NORTHWEST COMMERCIAL BANK NORTHWEST COMMERCIAL BANK OAK RIDGE FINANCIAL SERVICES, INC. OAK RIDGE FINANCIAL SERVICES, INC. OAK RIDGE FINANCIAL SERVICES, INC. OAK RIDGE FINANCIAL SERVICES, INC. 45 OAK VALLEY BANCORP OAK VALLEY BANCORP OAK VALLEY BANCORP 12,16 OCEANFIRST FINANCIAL CORP. OCEANFIRST FINANCIAL CORP. OCEANFIRST FINANCIAL CORP. 8 OJAI COMMUNITY BANK OJAI COMMUNITY BANK 11 OLD LINE BANCSHARES, INC. OLD LINE BANCSHARES, INC. City NEW YORK NEW YORK NEW YORK MERRIAM MERRIAM MOSCOW MOSCOW MOSCOW CLEVELAND CLEVELAND CLEVELAND KINGWOOD KINGWOOD MUNCIE MUNCIE MUNCIE NAPLES NAPLES LOS ANGELES LOS ANGELES LOS ANGELES BETTENDORF BETTENDORF BETTENDORF BETTENDORF BOYERTOWN BOYERTOWN BOYERTOWN WEST POINT WEST POINT CHICAGO CHICAGO LOS ANGELES MADISON MADISON NEWPORT NEWPORT NEWPORT NEW YORK NEW YORK GREENSBORO GREENSBORO GREENSBORO GREENSBORO GREENSBORO GREEN BAY GREEN BAY FORT DODGE FORT DODGE FORT DODGE LEWISTON LEWISTON LEWISTON CLOSTER CLOSTER CLOSTER WAUKEGAN CHICAGO CHICAGO CHICAGO BERLIN BERLIN SPOKANE SPOKANE SPOKANE SPOKANE LAKEWOOD LAKEWOOD OAK RIDGE OAK RIDGE OAK RIDGE OAK RIDGE OAKDALE OAKDALE OAKDALE TOMS RIVER TOMS RIVER TOMS RIVER OJAI OJAI BOWIE BOWIE State NY NY NY KS KS TN TN TN GA GA GA TX TX IN IN IN FL FL CA CA CA IA IA IA IA PA PA PA NE NE IL IL CA MO MO NH NH NH NY NY NC NC NC NC NC WI WI IA IA IA ME ME ME NJ NJ NJ IL IL IL IL NH NH WA WA WA WA WA WA NC NC NC NC CA CA CA NJ NJ NJ CA CA MD MD Date 28-Oct-08 17-Jun-09 12-Aug-09 16-Jan-09 20-Jul-11 23-Jan-09 25-Apr-12 05-Dec-12 25-Sep-09 22-Jul-13 12-Sep-13 27-Mar-09 19-Oct-11 23-Dec-08 25-Aug-11 28-Sep-11 27-Mar-09 12-Jul-12 21-Nov-08 27-Jun-12 08-Aug-12 27-Feb-09 19-Feb-13 20-Feb-13 26-Mar-13 12-Dec-08 16-Mar-11 13-Apr-11 11-Dec-09 29-Dec-10 26-Jun-09 28-Jun-13 19-Dec-08 19-Jun-09 24-Apr-13 16-Jan-09 25-Aug-11 15-Feb-12 09-Jan-09 24-Jul-13 12-Dec-08 26-Apr-13 29-Apr-13 15-May-13 31-May-13 23-Dec-08 01-Sep-11 09-Jan-09 14-Dec-11 11-Jan-12 12-Dec-08 28-Nov-12 28-Dec-12 15-May-09 18-Dec-09 28-Mar-12 20-Feb-09 14-Nov-08 17-Jun-09 26-Aug-09 30-Jan-09 15-Sep-11 13-Feb-09 08-Mar-13 11-Mar-13 09-Apr-13 13-Feb-09 09-Jan-13 30-Jan-09 31-Oct-12 11-Jan-13 06-Feb-13 05-Dec-08 11-Aug-11 28-Sep-11 16-Jan-09 30-Dec-09 03-Feb-10 30-Jan-09 25-Sep-13 05-Dec-08 15-Jul-09 Original Investment Type1 Preferred Stock w/ Warrants Original Investment Amount $10,000,000,000.00 Outstanding Investment Total Cash Back2 Investment Status* Capital Repayment / Disposition / Auction3,5 Amount $0.00 $11,268,055,555.11 (Fee)4 Shares Avg. Price (Realized Loss) / (Write-off) Gain5 Warrant Proceeds Amount Redeemed, in full; warrants not outstanding $10,000,000,000.00 10,000,000 $1,000.00 $950,000,000.00 Preferred Stock w/ Exercised Warrants $13,000,000.00 $0.00 $15,429,122.22 Shares 65,245,759 Redeemed, in full; warrants not outstanding $13,000,000.00 $3,300,000.00 $0.00 $0.00 $7,803,377.38 $4,069,975.55 $650,000.00 650 1,100 5,116 $1,000.00 $1,000.00 $311,000.00 311 $3,267,000.00 Preferred Stock w/ Exercised Warrants $6,216,000.00 $1,000.00 $1,100,000.00 $5,116,000.00 Preferred Stock w/ Exercised Warrants 13,000 3,300 $990.00 $140,034.65 165 7,723 $1,000.00 $386,000.00 386 32,382 $1,000.00 Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding ($33,000.00) ($25,000.00) Preferred Stock w/ Exercised Warrants $7,723,000.00 $0.00 $9,206,289.90 Redeemed, in full; warrants not outstanding $7,723,000.00 Preferred Stock w/ Warrants $32,382,000.00 $0.00 $37,608,789.00 Redeemed, in full; warrants not outstanding $32,382,000.00 $900,194.00 $2,189,317.20 $4,000,000.00 $0.00 $956,066.67 Preferred Stock w/ Exercised Warrants $24,664,000.00 $0.00 $0.00 $81,249,317.20 $21,471,087.90 4,000 $150.00 $67,000,000.00 $67,000,000.00 $342,841.95 $502,606.30 500 733 735,294 Sold, in full; warrants not outstanding $600,000.00 Preferred Stock w/ Warrants 521,266 $1,000,000.00 Preferred Stock w/ Exercised Warrants 625,135 67,000 ($3,400,000.00) $1,000.00 Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding $2,438,182.50 $16,064,996.94 3,250 21,414 $750.20 $750.20 150,000 ($811,817.50) ($5,349,003.06) $1,000.00 ($185,031.79) Preferred Stock w/ Warrants $150,000,000.00 $0.00 $167,958,333.33 Redeemed, in full; warrants not outstanding $150,000,000.00 Subordinated Debentures w/ Exercised Warrants $2,000,000.00 $0.00 $2,276,190.00 Redeemed, in full; warrants not outstanding $2,000,000.00 $0.00 $2,613,714.23 $10,000,000.00 $2,330,000.00 $10,000,000.00 $0.00 $1,311,027.78 $3,199,347.39 $331.60 2,330,000 $1.00 10,000 $1,000.00 $100,000.00 100,000 $117,000.00 117,000 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants 6,880 $2,330,000.00 $6,880,000.00 $1.00 $2,281,458.05 Preferred Stock w/ Warrants 2,000,000 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $10,000,000.00 $0.00 $12,041,266.67 ($4,598,541.95) Redeemed, in full; warrants not outstanding $10,000,000.00 $737,100.00 Preferred Stock w/ Exercised Warrants $267,274,000.00 $0.00 $346,794,005.83 184,275 Redeemed, in full; warrants not outstanding $267,274,000.00 $0.00 $70,087,060.35 2,763 49,609 $980.50 $980.50 $13,364,000.00 13,364 $7,778,782.65 $52,372,000.00 $1,000.00 $2,709,121.50 $48,641,624.50 Preferred Stock w/ Warrants 267,274 2,567,255 Sold, in full; warrants not outstanding ($53,878.50) ($967,375.50) ($513,507.46) Preferred Stock w/ Exercised Warrants $14,964,000.00 $0.00 $17,904,842.66 Redeemed, in full; warrants not outstanding $14,964,000.00 $10,200,000.00 $0.00 $12,294,583.33 $4,227,000.00 $0.00 $5,159,181.33 748 $1,000.00 99,157 Redeemed, in full; warrants not outstanding $10,200,000.00 Preferred Stock w/ Warrants $1,000.00 10,200 $748,000.00 $600,000.00 Preferred Stock w/ Warrants 14,964 Redeemed, in full; warrants not outstanding $4,227,000.00 4,227 $1,000.00 $95,000.00 Preferred Stock w/ Warrants $1,341,000.00 $1,230,000.00 $0.00 $2,987,782.33 Redeemed, in full; warrants not outstanding $2,571,000.00 $17,211,000.00 $1,576,000,000.00 $17,211,000.00 $0.00 $418,322.50 $1,709,623,333.35 2,571 $1,000.00 $1,576,000,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Warrants 1,576,000 $67,000.00 $10,000,000.00 $0.00 $11,930,624.67 $1,000.00 $10,500,000.00 $0.00 $11,891,847.50 3,824,624 Redeemed, in full; warrants not outstanding $10,000,000.00 Preferred Stock w/ Exercised Warrants 67 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $87,000,000.00 Preferred Stock w/ Exercised Warrants 67,958 10,000 $1,000.00 2,000 8,500 $1,032.10 $1,032.10 1,992 $1,000.00 7,700 $921.50 $500,000.00 500 Sold, in full; warrants not outstanding $2,000,000.00 $8,500,000.00 $64,220.00 $272,935.00 $587,634.55 525 $100,000.00 100 $122,887.50 163,830 ($108,371.55) Preferred Stock w/ Exercised Warrants $1,992,000.00 $0.00 $2,380,393.00 Redeemed, in full; warrants not outstanding $1,992,000.00 Preferred Stock w/ Warrants $7,700,000.00 $0.00 $8,592,336.00 Sold, in full; warrants not outstanding $7,095,550.00 ($604,450.00) ($70,955.50) Preferred Stock w/ Warrants $13,500,000.00 $0.00 $15,871,250.00 Redeemed, in full; warrants not outstanding $13,500,000.00 13,500 $1,000.00 $560,000.00 Preferred Stock w/ Warrants $38,263,000.00 $0.00 $40,521,918.61 Redeemed, in full; warrants not outstanding $38,263,000.00 38,263 $1,000.00 $430,797.00 Preferred Stock w/ Exercised Warrants $2,080,000.00 $0.00 $2,654,758.89 $7,000,000.00 $0.00 $7,438,888.89 190,427 Redeemed, in full; warrants not outstanding $2,080,000.00 Preferred Stock w/ Warrants 350,346 2,080 $1,000.00 7,000 $1,000.00 Redeemed, in full; warrants not outstanding $7,000,000.00 $104,000.00 104 FootNote Institution Name OLD LINE BANCSHARES, INC. 11 OLD NATIONAL BANCORP OLD NATIONAL BANCORP OLD NATIONAL BANCORP OLD SECOND BANCORP, INC. OLD SECOND BANCORP, INC. OLD SECOND BANCORP, INC. OLD SECOND BANCORP, INC. OLD SECOND BANCORP, INC. OLD SECOND BANCORP, INC. 8,14 OMEGA CAPITAL CORP. OMEGA CAPITAL CORP. OMEGA CAPITAL CORP. OMEGA CAPITAL CORP. 8,51,97 ONE GEORGIA BANK ONE GEORGIA BANK City State Date Original Investment Type1 Original Investment Amount Outstanding Investment Total Cash Back2 Investment Status* Capital Repayment / Disposition / Auction3,5 Amount BOWIE EVANSVILLE EVANSVILLE EVANSVILLE AURORA AURORA AURORA AURORA AURORA AURORA LAKEWOOD LAKEWOOD LAKEWOOD LAKEWOOD ATLANTA ATLANTA MD IN IN IN IL IL IL IL IL IL CO CO CO CO GA GA 02-Sep-09 12-Dec-08 31-Mar-09 08-May-09 16-Jan-09 11-Mar-13 26-Mar-13 27-Mar-13 09-Apr-13 11-Jun-13 17-Apr-09 19-Jul-13 22-Jul-13 12-Sep-13 08-May-09 15-Jul-11 BOSTON LITTLE ROCK SALEM ORANGE ORANGE SANTA BARBARA SANTA BARBARA SANTA BARBARA LOS ANGELES SAN FRANCISCO SAN FRANCISCO SAN CLEMENTE SAN CLEMENTE LOS ANGELES SEATTLE SEATTLE MADISON MADISON MADISON MADISON MADISON NEWARK NEWARK NEWARK SEWELL SEWELL SEWELL SEWELL SEWELL MA AR OR TX TX CA CA CA CA CA CA CA CA CA WA WA WI WI WI WI WI OH OH OH NJ NJ NJ NJ NJ 19-Dec-08 05-Jun-09 24-Apr-09 01-May-09 05-Oct-11 21-Nov-08 23-Feb-11 30-Nov-12 19-Dec-08 23-Dec-08 28-Jul-11 16-Jan-09 11-Feb-10 23-Dec-08 12-Dec-08 15-Feb-13 06-Mar-09 07-Aug-12 09-Aug-12 10-Aug-12 11-Sep-12 23-Dec-08 25-Apr-12 02-May-12 30-Jan-09 28-Nov-12 29-Nov-12 11-Jan-13 12-Jun-13 Preferred Stock Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants 60 PARKVALE FINANCIAL CORPORATION / F.N.B. CORPORATION MONROEVILLE PA 23-Dec-08 Preferred Stock w/ Warrants $31,762,000.00 $0.00 $36,570,413.89 MONROEVILLE WESTWOOD WESTWOOD DUNDALK OSWEGO OSWEGO OSWEGO CAIRO CAIRO CAIRO HOUSTON PATTERSON PATTERSON PATTERSON PATTERSON PATTERSON PATTERSON GLADSTONE GLADSTONE GLADSTONE GLADSTONE GLADSTONE WAYNE WAYNE MARIETTA MARIETTA MARIETTA MARIETTA LYNDEN LYNDEN NEWTON NEWTON NEWTON PA NJ NJ MD NY NY NY NE NE NE TX LA LA LA LA LA LA NJ NJ NJ NJ NJ PA PA OH OH OH OH WA WA NC NC NC 03-Jan-12 06-Feb-09 19-Oct-11 19-Dec-08 11-Sep-09 01-Sep-11 01-Feb-12 27-Mar-09 24-Jun-13 26-Jul-13 19-Dec-08 17-Apr-09 07-Mar-12 22-Aug-12 05-Dec-12 08-May-13 05-Jun-13 09-Jan-09 06-Jan-10 02-Mar-11 11-Jan-12 04-Apr-12 17-Apr-09 01-Sep-11 30-Jan-09 02-Feb-11 28-Dec-11 15-Feb-12 13-Feb-09 03-Aug-11 23-Dec-08 03-Jul-12 08-Aug-12 Preferred Stock w/ Exercised Warrants $3,756,000.00 $0.00 $4,497,312.67 Shares Avg. Price Gain5 Warrant Proceeds Amount Shares Redeemed, in full; warrants outstanding PARKVALE FINANCIAL CORPORATION / F.N.B. CORPORATION 8,21,11 PASCACK BANCORP, INC. PASCACK BANCORP, INC. 8 PATAPSCO BANCORP, INC. 44 PATHFINDER BANCORP, INC. PATHFINDER BANCORP, INC. PATHFINDER BANCORP, INC. 8,14 PATHWAY BANCORP PATHWAY BANCORP PATHWAY BANCORP 8 PATRIOT BANCSHARES, INC. 8,11,14 PATTERSON BANCSHARES, INC. PATTERSON BANCSHARES, INC. PATTERSON BANCSHARES, INC. PATTERSON BANCSHARES, INC. PATTERSON BANCSHARES, INC. PATTERSON BANCSHARES, INC. 11 PEAPACK-GLADSTONE FINANCIAL CORPORATION PEAPACK-GLADSTONE FINANCIAL CORPORATION PEAPACK-GLADSTONE FINANCIAL CORPORATION PEAPACK-GLADSTONE FINANCIAL CORPORATION PEAPACK-GLADSTONE FINANCIAL CORPORATION 44,8,14 PENN LIBERTY FINANCIAL CORP. PENN LIBERTY FINANCIAL CORP. 11 PEOPLES BANCORP (OH) PEOPLES BANCORP (OH) PEOPLES BANCORP (OH) PEOPLES BANCORP (OH) 56,8,14 PEOPLES BANCORP (WA) PEOPLES BANCORP (WA) PEOPLES BANCORP OF NORTH CAROLINA, INC. PEOPLES BANCORP OF NORTH CAROLINA, INC. PEOPLES BANCORP OF NORTH CAROLINA, INC. (Fee)4 (Realized Loss) / (Write-off) Redeemed, in full; warrants not outstanding 8,9 15,17 8 15,11,14 35,11 8 45,8,14 8,26 8 85 8,14 11 ONE UNITED BANK ONEFINANCIAL CORPORATION OREGON BANCORP, INC. OSB FINANCIAL SERVICES, INC. OSB FINANCIAL SERVICES, INC. PACIFIC CAPITAL BANCORP PACIFIC CAPITAL BANCORP PACIFIC CAPITAL BANCORP PACIFIC CITY FINANCIAL CORPORATION PACIFIC COAST BANKERS' BANCSHARES PACIFIC COAST BANKERS' BANCSHARES PACIFIC COAST NATIONAL BANCORP PACIFIC COAST NATIONAL BANCORP PACIFIC COMMERCE BANK PACIFIC INTERNATIONAL BANCORP PACIFIC INTERNATIONAL BANCORP PARK BANCORPORATION, INC. PARK BANCORPORATION, INC. PARK BANCORPORATION, INC. PARK BANCORPORATION, INC. PARK BANCORPORATION, INC. PARK NATIONAL CORPORATION PARK NATIONAL CORPORATION PARK NATIONAL CORPORATION PARKE BANCORP, INC. PARKE BANCORP, INC. PARKE BANCORP, INC. PARKE BANCORP, INC. PARKE BANCORP, INC. $225,000.00 $1,200,000.00 $100,000,000.00 $0.00 $102,713,888.89 $73,000,000.00 $0.00 $31,423,238.49 815,339 $159,886.25 141 Redeemed, in full; warrants not outstanding $100,000,000.00 Preferred Stock w/ Warrants 813,008 $106,891.00 Preferred Stock w/ Warrants 141,892 100,000 $1,000.00 Sold, in full; warrants not outstanding $24,684,870.00 $452,424.00 $668,079.44 70,028 1,200 1,772 $352.50 $377.00 $377.00 ($45,343,130.00) ($747,576.00) ($1,103,920.56) ($258,053.73) Preferred Stock w/ Exercised Warrants $2,816,000.00 $0.00 $3,403,603.15 Sold, in full; warrants not outstanding $1,239,000.00 $1,577,000.00 1,239 1,577 $1,142.90 $1,142.90 $177,053.10 $225,353.30 ($25,000.00) Preferred Stock w/ Exercised Warrants $5,500,000.00 $0.00 $0.00 Currently not collectible ($5,500,000.00) $12,063,000.00 $17,300,000.00 $3,216,000.00 $6,100,000.00 $12,063,000.00 $17,300,000.00 $3,216,000.00 $0.00 $93,823.33 $3,782,990.59 $755,207.50 $7,662,314.53 Full investment outstanding; warrants not outstanding Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $6,100,000.00 Preferred Stock w/ Warrants $180,634,000.00 $0.00 $168,483,804.20 6,100,000 1 3,608,332 $16,200,000.00 $11,600,000.00 $16,200,000.00 $0.00 $358,065.00 $13,821,963.89 $29.50 $46.00 11,600 $305,000.00 $1,000.00 305,000 $393,120.78 15,120 Sold, in full; warrants not outstanding $14.75 $165,983,272.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $1.00 ($10.28) ($14,650,702.97) Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $11,600,000.00 $4,120,000.00 $0.00 $18,087.94 $580,000.00 580 $88,059.01 $482,779.69 $325,200.40 114 625 421 $2,842,400.00 Preferred Stock w/ Exercised Warrants 227,376 Exited bankruptcy/receivership ($4,120,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $4,060,000.00 $6,500,000.00 $4,060,000.00 $0.00 $387,222.50 $7,937,744.97 Full investment outstanding; warrants outstanding Redeemed, in full; warrants outstanding $6,500,000.00 Preferred Stock w/ Exercised Warrants $23,200,000.00 $0.00 $22,020,064.10 6,500 $1,000.00 2,296 5,544 15,360 $730.20 $730.20 $730.20 100,000 $1,000.00 Sold, in full; warrants not outstanding $1,676,654.00 $4,048,506.00 $11,216,640.00 ($619,346.00) ($1,495,494.00) ($4,143,360.00) ($169,418.00) Preferred Stock w/ Warrants $100,000,000.00 $0.00 $119,536,844.44 Redeemed, in full; warrants not outstanding $100,000,000.00 Preferred Stock w/ Warrants $16,288,000.00 $0.00 $16,365,554.76 Sold, in full; warrants not outstanding $394,072.28 $11,318,791.40 548 15,740 $719.10 $719.10 ($153,927.72) ($4,421,208.60) ($117,128.64) $1,650,288.00 $31,762,000.00 31,762 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $6,000,000.00 $6,771,000.00 $6,000,000.00 $0.00 $377,866.67 $7,976,328.84 $1,000.00 6,771 $188,000.00 188 $1,000.00 3,756 $3,756,000.00 438,906 $1,000.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $6,771,000.00 $537,633.00 Preferred Stock w/ Exercised Warrants $3,727,000.00 $0.00 $4,628,862.77 154,354 Sold, in full; warrants not outstanding $3,727,000.00 3,727 $1,167.00 $250,000.00 $250,000.00 $250,000.00 $500,000.00 $2,440,000.00 250 250 250 500 2,440 $1,000.00 $1,000.00 $1,000.00 $1,000.00 $1,000.00 $7,172,000.00 $7,172,000.00 $14,341,000.00 7,172 7,172 14,341 $622,446.27 $226,565.00 186 $185,000.00 185 $1,000.00 $1,000.00 $1,000.00 $110,000.00 150,296 $498,000.00 498 $1,200,724.15 313,505 ($25,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $26,038,000.00 $3,690,000.00 $28,685,000.00 $9,960,000.00 $26,038,000.00 $0.00 $0.00 $0.00 $2,704,135.78 $4,692,022.77 $32,075,739.67 $11,745,689.33 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $9,960,000.00 Preferred Stock w/ Exercised Warrants $39,000,000.00 $18,000,000.00 $0.00 $0.00 $44,926,557.48 $21,325,250.00 $1,000.00 $21,000,000.00 $18,000,000.00 Preferred Stock w/ Warrants 9,960 21,000 18,000 $1,000.00 $1,000.00 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $18,000,000.00 Preferred Stock w/ Warrants $25,054,000.00 $0.00 $27,877,966.16 18,000 $1,000.00 25,054 $933.40 $900,000.00 900 Sold, in full; warrants not outstanding $23,384,401.44 ($350,766.02) ($1,669,598.56) $425,000.00 357,234 FootNote Institution Name 8,14 PEOPLES BANCORPORATION, INC. PEOPLES BANCORPORATION, INC. 8,14 PEOPLES BANCSHARES OF TN, INC. PEOPLES BANCSHARES OF TN, INC. PEOPLES BANCSHARES OF TN, INC. 8 PEOPLESSOUTH BANCSHARES, INC. PEOPLESSOUTH BANCSHARES, INC. City State Date Original Investment Type1 Original Investment Amount Outstanding Investment Total Cash Back2 Investment Status* Capital Repayment / Disposition / Auction3,5 Amount (Fee)4 Shares Avg. Price (Realized Loss) / (Write-off) Warrant Proceeds Gain5 Amount EASLEY EASLEY MADISONVILLE MADISONVILLE MADISONVILLE COLQUITT COLQUITT SC SC TN TN TN GA GA 24-Apr-09 24-Apr-12 20-Mar-09 31-Oct-12 11-Jan-13 06-Mar-09 18-Sep-13 8,17,45 PFSB BANCORPORATION, INC. / PIGEON FALLS STATE BANK PIGEON FALLS WI 11-Sep-09 PFSB BANCORPORATION, INC. / PIGEON FALLS STATE BANK 11,9,36 PGB HOLDINGS, INC. PGB HOLDINGS, INC. 8,46,97 PIERCE COUNTY BANCORP PIERCE COUNTY BANCORP 8,69 PINNACLE BANK HOLDING COMPANY, INC. 11 PINNACLE FINANCIAL PARTNERS, INC. PINNACLE FINANCIAL PARTNERS, INC. PINNACLE FINANCIAL PARTNERS, INC. PINNACLE FINANCIAL PARTNERS, INC. 44,8,14 PLAINS CAPITAL CORPORATION PLAINS CAPITAL CORPORATION 15,17 PLATO HOLDINGS INC. PLATO HOLDINGS INC. PLATO HOLDINGS INC. PLATO HOLDINGS INC. PLUMAS BANCORP PLUMAS BANCORP PLUMAS BANCORP PLUMAS BANCORP 20 POPULAR, INC. PORTER BANCORP, INC.(PBI) LOUISVILLE, KY 8 PRAIRIE STAR BANCSHARES, INC. 9,15,36 PREMIER BANCORP, INC. PREMIER BANCORP, INC. 8,22,97 PREMIER BANK HOLDING COMPANY PREMIER BANK HOLDING COMPANY PREMIER FINANCIAL BANCORP, INC. PREMIER FINANCIAL BANCORP, INC. PREMIER FINANCIAL BANCORP, INC. PREMIER FINANCIAL BANCORP, INC. PREMIER FINANCIAL BANCORP, INC. 15,14 PREMIER FINANCIAL CORP. PREMIER FINANCIAL CORP. PREMIER FINANCIAL CORP. 8 PREMIER SERVICE BANK 80 PREMIERWEST BANCORP PREMIERWEST BANCORP 8,17 PRESIDIO BANK PRESIDIO BANK PRESIDIO BANK PRESIDIO BANK 75,97 PRINCETON NATIONAL BANCORP, INC. PRINCETON NATIONAL BANCORP, INC. 8,18 PRIVATE BANCORPORATION, INC. PRIVATE BANCORPORATION, INC. 12 PRIVATEBANCORP, INC. PRIVATEBANCORP, INC. PRIVATEBANCORP, INC. 8,17,44 PROVIDENCE BANK PROVIDENCE BANK PIGEON FALLS CHICAGO CHICAGO TACOMA TACOMA ORANGE CITY NASHVILLE NASHVILLE NASHVILLE NASHVILLE DALLAS DALLAS SAINT PAUL SAINT PAUL SAINT PAUL SAINT PAUL QUINCY QUINCY QUINCY QUINCY SAN JUAN LOUISVILLE OLATHE WILMETTE WILMETTE TALLAHASSEE TALLAHASSEE HUNTINGTON HUNTINGTON HUNTINGTON HUNTINGTON HUNTINGTON DUBUQUE DUBUQUE DUBUQUE RIVERSIDE MEDFORD MEDFORD SAN FRANCISCO SAN FRANCISCO SAN FRANCISCO SAN FRANCISCO PRINCETON PRINCETON MINNEAPOLIS MINNEAPOLIS CHICAGO CHICAGO CHICAGO ROCKY MOUNT ROCKY MOUNT WI IL IL WA WA FL TN TN TN TN TX TX MN MN MN MN CA CA CA CA PR KY KS IL IL FL FL WV WV WV WV WV IA IA IA CA OR OR CA CA CA CA IL IL MN MN IL IL IL NC NC 25-Aug-11 06-Feb-09 13-Aug-10 23-Jan-09 05-Nov-10 06-Mar-09 12-Dec-08 28-Dec-11 20-Jun-12 18-Jul-12 19-Dec-08 27-Sep-11 17-Jul-09 26-Apr-13 29-Apr-13 31-May-13 30-Jan-09 29-Apr-13 22-May-13 31-May-13 05-Dec-08 21-Nov-08 03-Apr-09 08-May-09 13-Aug-10 20-Mar-09 14-Aug-12 02-Oct-09 08-Aug-12 09-Aug-12 10-Aug-12 11-Sep-12 22-May-09 22-Jul-13 12-Sep-13 20-Feb-09 13-Feb-09 09-Apr-13 20-Nov-09 10-Dec-12 11-Dec-12 11-Jan-13 23-Jan-09 02-Nov-12 27-Feb-09 29-Dec-09 30-Jan-09 24-Oct-12 14-Nov-12 02-Oct-09 15-Sep-11 88 PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION BALTIMORE MD 14-Nov-08 PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION BALTIMORE MD 21-Aug-12 PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION BALTIMORE MD 20-Mar-13 $71.62 BALTIMORE ROCK HILL MANY MANY BELLEVUE BELLEVUE CREVE COEUR CREVE COEUR CREVE COEUR MOLINE MOLINE MOLINE MD SC LA LA WA WA MO MO MO IL IL IL 25-Mar-13 13-Mar-09 27-Feb-09 29-Sep-10 16-Jan-09 11-Aug-11 16-Jan-09 03-Jul-12 08-Aug-12 13-Feb-09 15-Sep-11 16-Nov-11 $19,047,005.12 ASHEBORO NC 30-Oct-09 Shares PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION PROVIDENT COMMUNITY BANCSHARES, INC. 11,8,14 PSB FINANCIAL CORPORATION PSB FINANCIAL CORPORATION 44,8,14 PUGET SOUND BANK PUGET SOUND BANK PULASKI FINANCIAL CORP. PULASKI FINANCIAL CORP. PULASKI FINANCIAL CORP. 44 QCR HOLDINGS, INC. QCR HOLDINGS, INC. QCR HOLDINGS, INC. 8 RANDOLPH BANK & TRUST COMPANY Preferred Stock w/ Exercised Warrants $12,660,000.00 $0.00 $15,362,909.75 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,900,000.00 $0.00 $3,809,874.42 Sold, in full; warrants not outstanding $12,660,000.00 12,660 $1,000.00 3,900 $755.00 $12,325,000.00 12,325 $1,000.00 $616,000.00 616 $1,500,000.00 1,500 $1,000.00 $71,000.00 71 3,000 $1,000.00 $755,000.00 267,455 $4,382,000.00 4,382 $90,582.47 107,000 $234,500.00 237,712 $478,590.75 317,000 $2,944,500.00 $633,000.00 $122,225.00 ($955,500.00) 633 195 ($25,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock $12,325,000.00 $1,500,000.00 $3,000,000.00 $0.00 $0.00 $0.00 $15,985,994.66 $1,730,162.66 $3,227,916.67 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $3,000,000.00 Preferred Stock w/ Exercised Warrants $6,800,000.00 $0.00 $207,947.78 Currently not collectible Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $4,389,000.00 $95,000,000.00 $4,389,000.00 $0.00 $284,999.00 $111,918,194.45 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding ($6,800,000.00) $23,750,000.00 $71,250,000.00 Preferred Stock w/ Exercised Warrants $87,631,000.00 $0.00 $105,252,939.77 23,750 71,250 $1,000.00 $1,000.00 Redeemed, in full; warrants not outstanding $87,631,000.00 $2,500,000.00 $0.00 $3,103,618.40 $1,000.00 $120,000.00 $2,380,000.00 Subordinated Debentures w/ Exercised Warrants 87,631 120,000 2,380,000 $1.00 $1.00 $180.00 $3,570.00 11,949 $1,091.10 $1,088,673.39 Sold, in full; warrants not outstanding ($25,000.00) Preferred Stock w/ Warrants $11,949,000.00 $0.00 $13,764,140.41 Sold, in full; warrants not outstanding $11,949,000.00 ($130,376.73) Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures $935,000,000.00 $35,000,000.00 $2,800,000.00 $6,784,000.00 $935,000,000.00 $35,000,000.00 $2,800,000.00 $0.00 $219,609,027.78 $4,783,333.33 $132,253.00 $7,444,215.12 Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $6,784,000.00 Preferred Stock w/ Exercised Warrants $9,500,000.00 $0.00 $467,412.50 6,784,000 $1.00 Currently not collectible ($9,500,000.00) Preferred Stock w/ Warrants $22,252,000.00 $0.00 $23,052,240.29 Sold, in full; warrants outstanding $1,678,618.89 $8,575,102.51 $9,795,998.16 1,863 9,517 10,872 $901.00 $901.00 $901.00 6,349,000 $1.24 41,400 $1,000.00 310 10,490 $847.20 $847.20 ($184,381.11) ($941,897.49) ($1,076,001.84) ($200,497.20) Subordinated Debentures w/ Exercised Warrants $6,349,000.00 $0.00 $8,778,669.11 Sold, in full; warrants not outstanding $6,349,000.00 $1,507,379.58 ($78,563.80) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $4,000,000.00 $41,400,000.00 $4,000,000.00 $0.00 $54,500.00 $42,446,500.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $41,400,000.00 Preferred Stock w/ Exercised Warrants $10,800,000.00 $0.00 $11,077,694.89 Sold, in full; warrants not outstanding $262,635.10 $8,887,232.90 ($47,364.90) ($1,602,767.10) $83,086.12 $195,295.20 97 228 ($91,498.68) Preferred Stock w/ Warrants $25,083,000.00 $0.00 $2,271,405.00 Currently not collectible Preferred Stock w/ Exercised Warrants $4,960,000.00 $3,262,000.00 $243,815,000.00 $8,222,000.00 $498,859.56 Full investment outstanding; warrants outstanding ($25,083,000.00) Preferred Stock w/ Warrants $0.00 $290,552,132.92 Redeemed, in full; warrants not outstanding $243,815,000.00 243,815 $1,000.00 $1,225,000.00 Preferred Stock w/ Exercised Warrants $4,000,000.00 $0.00 $4,596,311.80 Redeemed, in full; warrants not outstanding $4,000,000.00 Preferred Stock w/ Warrants $151,500,000.00 $0.00 $199,100,113.41 4,000 $9,266,000.00 $9,270,000.00 $9,266,000.00 $0.00 $543,091.00 $10,536,802.00 $1,000.00 151,500 $175,000.00 175 $1,000.00 Sold, in full; warrants not outstanding $151,500,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants 645,013 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $9,270,000.00 $0.00 $5,355,156.75 $32,538,000.00 $0.00 $35,195,847.13 4,500 $38,237,000.00 $0.00 $44,286,567.33 $6,229,000.00 $6,229,000.00 $608,163.33 $225,000.00 225 ($433,406.16) 32,538 $888.00 778,421 521,888 ($3,644,256.00) Redeemed, in full; warrants not outstanding $38,237,000.00 Preferred Stock w/ Exercised Warrants $1,000.00 Sold, in full; warrants not outstanding $28,893,744.00 Preferred Stock w/ Warrants 464 Redeemed, in full; warrants not outstanding $4,500,000.00 Preferred Stock w/ Warrants $464,000.00 $1,100,000.00 $4,500,000.00 $1,000.00 $1,100,000.00 Preferred Stock w/ Exercised Warrants 9,270 Full investment outstanding; warrants not outstanding 38,237 $1,000.00 FootNote Institution Name 8,17 RCB FINANCIAL CORPORATION RCB FINANCIAL CORPORATION 44,8,14 REDWOOD CAPITAL BANCORP REDWOOD CAPITAL BANCORP 44,8,14 REDWOOD FINANCIAL, INC. REDWOOD FINANCIAL, INC. 8 REGENT BANCORP, INC. 44,8,14 REGENT CAPITAL CORPORATION, INC. / REGENT BANK REGENT CAPITAL CORPORATION, INC. / REGENT BANK 8,17,62 REGENTS BANCSHARES, INC. REGENTS BANCSHARES, INC. 8,14 REGIONAL BANKSHARES, INC. REGIONAL BANKSHARES, INC. REGIONAL BANKSHARES, INC. REGIONAL BANKSHARES, INC. REGIONAL BANKSHARES, INC. 11 REGIONS FINANCIAL CORPORATION REGIONS FINANCIAL CORPORATION REGIONS FINANCIAL CORPORATION 8 RELIANCE BANCSHARES, INC. RELIANCE BANCSHARES, INC. 8,14 RIDGESTONE FINANCIAL SERVICES, INC. RIDGESTONE FINANCIAL SERVICES, INC. RIDGESTONE FINANCIAL SERVICES, INC. 8 RISING SUN BANCORP 15,11,14 RIVER VALLEY BANCORPORATION, INC. RIVER VALLEY BANCORPORATION, INC. RIVER VALLEY BANCORPORATION, INC. 15 RIVERSIDE BANCSHARES, INC. 8,95,97 ROGERS BANCSHARES, INC. ROGERS BANCSHARES, INC. ROYAL BANCSHARES OF PENNSYLVANIA, INC. 11 S&T BANCORP, INC. S&T BANCORP, INC. S&T BANCORP, INC. 8 SAIGON NATIONAL BANK 44 SALISBURY BANCORP, INC. SALISBURY BANCORP, INC. SALISBURY BANCORP, INC. 11,44 SANDY SPRING BANCORP, INC. SANDY SPRING BANCORP, INC. SANDY SPRING BANCORP, INC. SANDY SPRING BANCORP, INC. 8,14 SANTA CLARA VALLEY BANK, N.A SANTA CLARA VALLEY BANK, N.A SANTA CLARA VALLEY BANK, N.A SANTA LUCIA BANCORP SANTA LUCIA BANCORP 44,8,14 SBT BANCORP, INC. SBT BANCORP, INC. 11 SCBT FINANCIAL CORPORATION SCBT FINANCIAL CORPORATION SCBT FINANCIAL CORPORATION SEACOAST BANKING CORPORATION OF FLORIDA SEACOAST BANKING CORPORATION OF FLORIDA SEACOAST BANKING CORPORATION OF FLORIDA 44,8,14 SEACOAST COMMERCE BANK SEACOAST COMMERCE BANK 8,14 SECURITY BANCSHARES OF PULASKI COUNTY, INC. SECURITY BANCSHARES OF PULASKI COUNTY, INC. SECURITY BANCSHARES OF PULASKI COUNTY, INC. SECURITY BANCSHARES OF PULASKI COUNTY, INC. SECURITY BANCSHARES OF PULASKI COUNTY, INC. 44,8,14 SECURITY BUSINESS BANCORP SECURITY BUSINESS BANCORP 44,8,14 SECURITY CALIFORNIA BANCORP SECURITY CALIFORNIA BANCORP 11,8,14,36 SECURITY CAPITAL CORPORATION SECURITY CAPITAL CORPORATION 11,36 SECURITY FEDERAL CORPORATION SECURITY FEDERAL CORPORATION SECURITY FEDERAL CORPORATION 44,8,14 SECURITY STATE BANCSHARES, INC. SECURITY STATE BANCSHARES, INC. 15,14 SECURITY STATE BANK HOLDING COMPANY SECURITY STATE BANK HOLDING COMPANY SECURITY STATE BANK HOLDING COMPANY SEVERN BANCORP, INC. SEVERN BANCORP, INC. 11 SHORE BANCSHARES, INC. SHORE BANCSHARES, INC. SHORE BANCSHARES, INC. City ROME ROME EUREKA EUREKA REDWOOD FALLS REDWOOD FALLS DAVIE NOWATA NOWATA VANCOUVER VANCOUVER HARTSVILLE HARTSVILLE HARTSVILLE HARTSVILLE HARTSVILLE BIRMINGHAM BIRMINGHAM BIRMINGHAM FRONTENAC FRONTENAC BROOKFIELD BROOKFIELD BROOKFIELD RISING SUN WAUSAU WAUSAU WAUSAU LITTLE ROCK LITTLE ROCK LITTLE ROCK NARBERTH INDIANA INDIANA INDIANA WESTMINSTER LAKEVILLE LAKEVILLE LAKEVILLE OLNEY OLNEY OLNEY OLNEY SANTA PAULA SANTA PAULA SANTA PAULA ATASCADERO ATASCADERO SIMSBURY SIMSBURY COLUMBIA COLUMBIA COLUMBIA STUART STUART STUART CHULA VISTA CHULA VISTA WAYNESVILLE WAYNESVILLE WAYNESVILLE WAYNESVILLE WAYNESVILLE SAN DIEGO SAN DIEGO RIVERSIDE RIVERSIDE BATESVILLE BATESVILLE AIKEN AIKEN AIKEN CHARLESTON CHARLESTON JAMESTOWN JAMESTOWN JAMESTOWN ANNAPOLIS ANNAPOLIS EASTON EASTON EASTON State GA GA CA CA MN MN FL OK OK WA WA SC SC SC SC SC AL AL AL MO MO WI WI WI MD WI WI WI AR AR AR PA PA PA PA CA CT CT CT MD MD MD MD CA CA CA CA CA CT CT SC SC SC FL FL FL CA CA MO MO MO MO MO CA CA CA CA MS MS SC SC SC MO MO ND ND ND MD MD MD MD MD Date 19-Jun-09 25-Sep-13 16-Jan-09 21-Jul-11 09-Jan-09 18-Aug-11 06-Mar-09 27-Feb-09 21-Jul-11 23-Oct-09 26-Jan-12 13-Feb-09 08-Nov-12 09-Nov-12 11-Jan-13 26-Mar-13 14-Nov-08 04-Apr-12 02-May-12 13-Feb-09 25-Sep-13 27-Feb-09 20-Feb-13 26-Mar-13 09-Jan-09 12-Jun-09 06-Jun-12 15-May-13 15-May-09 30-Jan-09 05-Jul-13 20-Feb-09 16-Jan-09 07-Dec-11 11-Jun-13 23-Dec-08 13-Mar-09 25-Aug-11 02-Nov-11 05-Dec-08 21-Jul-10 15-Dec-10 23-Feb-11 13-Feb-09 08-Mar-13 09-Apr-13 19-Dec-08 21-Oct-11 27-Mar-09 11-Aug-11 16-Jan-09 20-May-09 24-Jun-09 19-Dec-08 03-Apr-12 30-May-12 23-Dec-08 01-Sep-11 13-Feb-09 10-Dec-12 11-Dec-12 11-Jan-13 26-Mar-13 09-Jan-09 14-Jul-11 09-Jan-09 15-Sep-11 26-Jun-09 29-Sep-10 19-Dec-08 29-Sep-10 31-Jul-13 20-Feb-09 22-Sep-11 01-May-09 24-Jun-13 26-Jul-13 21-Nov-08 25-Sep-13 09-Jan-09 15-Apr-09 16-Nov-11 Original Investment Type1 Original Investment Amount Outstanding Investment Total Cash Back2 Investment Status* Capital Repayment / Disposition / Auction3,5 Amount Preferred Stock w/ Exercised Warrants $8,900,000.00 $0.00 $9,223,155.83 $3,800,000.00 $0.00 $4,510,626.39 Shares Avg. Price Gain5 Warrant Proceeds Amount Shares Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants (Fee)4 (Realized Loss) / (Write-off) Redeemed, in full; warrants not outstanding $8,073,279.00 8,900 $907.10 $3,800,000.00 3,800 ($826,721.00) $0.00 $3,570,810.92 $9,982,000.00 $2,655,000.00 $9,982,000.00 $0.00 $784,281.50 $3,135,328.00 $190,000.00 190 2,995 $1,000.00 $150,000.00 2,655 $1,000.00 $133,000.00 133 12,700 $1,000.00 $381,000.00 381 267 1,233 $925.00 $925.00 3,500,000 $1,000.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $1,000.00 $12,700,000.00 $2,995,000.00 268 $2,655,000.00 Preferred Stock w/ Exercised Warrants $255,942.68 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $2,995,000.00 Preferred Stock w/ Exercised Warrants $12,700,000.00 $0.00 $14,594,338.99 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,500,000.00 $0.00 $1,718,159.50 150 Sold, in full; warrants not outstanding $246,975.00 $1,140,525.00 ($20,025.00) ($92,475.00) $50,000.00 75 $45,000,000.00 48,253,677 $2,222,020.00 2,000 ($13,875.00) ($11,125.00) Preferred Stock w/ Warrants $3,500,000,000.00 $0.00 $4,138,055,555.55 Redeemed, in full; warrants not outstanding $3,500,000,000.00 Preferred Stock w/ Exercised Warrants $40,000,000.00 $0.00 $46,245,131.00 Sold, in full; warrants not outstanding $40,000,000.00 $10,900,000.00 $0.00 $9,630,106.93 $1,004.90 $8,966,340.00 Preferred Stock w/ Exercised Warrants 40,000 10,900 $822.60 10,500,000 4,500,000 $196,000.00 $1.00 $1.00 Sold, in full; warrants not outstanding ($1,933,660.00) $476,206.83 545 ($89,663.40) Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $5,983,000.00 $15,000,000.00 $5,983,000.00 $0.00 $195,637.00 $19,928,275.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $10,500,000.00 $4,500,000.00 Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $1,100,000.00 $25,000,000.00 $1,100,000.00 $0.00 $346,087.50 $738,021.00 $750,000.00 750,000 Full investment outstanding; warrants outstanding Currently not collectible ($25,000,000.00) Preferred Stock w/ Warrants Preferred Stock w/ Warrants $30,407,000.00 $108,676,000.00 $30,407,000.00 $0.00 $358,971.00 $124,916,099.34 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $108,676,000.00 108,676 $1,000.00 $527,361.00 $205,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $1,549,000.00 $8,816,000.00 $1,549,000.00 $0.00 $0.00 $10,100,960.44 $83,094,000.00 $0.00 $95,137,868.33 57,671 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $8,816,000.00 Preferred Stock w/ Warrants 517,012 8,816 $1,000.00 Redeemed, in full; warrants not outstanding $41,547,000.00 $41,547,000.00 41,547 41,547 $1,000.00 $1,000.00 $4,450,000.00 Preferred Stock w/ Exercised Warrants $2,900,000.00 $0.00 $2,697,208.51 651,547 Sold, in full; warrants not outstanding $2,465,029.00 2,900 $850.00 ($434,971.00) $2,800,000.00 4,000 $700.00 ($1,200,000.00) $4,000,000.00 4,000 $1,000.00 64,779 $1,000.00 $98,251.45 145 $200,000.00 200 ($25,000.00) Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $4,000,000.00 $4,000,000.00 $64,779,000.00 $0.00 $0.00 $0.00 $3,131,111.11 $4,717,144.78 $67,294,638.84 Sold, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $64,779,000.00 $1,400,000.00 Preferred Stock w/ Warrants $50,000,000.00 $0.00 $49,045,470.38 303,083 Sold, in full; warrants not outstanding $41,020,000.00 ($615,300.00) 2,000 $20,510.00 ($8,980,000.00) $55,000.00 Preferred Stock w/ Exercised Warrants $1,800,000.00 $0.00 $2,153,780.00 589,623 $90,000.00 90 $69,186.80 108 Redeemed, in full; warrants not outstanding $1,800,000.00 $692.60 $692.60 5,803 $1,000.00 $290,000.00 290 6,815 $1,000.00 $341,000.00 341 17,388 $1,000.00 $522,000.00 522 $18,000,000.00 18,000 $1,000.00 $50,000.00 $1,983,756.24 252 1,900 $17,388,000.00 $0.00 $1,000.00 $6,815,000.00 $2,152,000.00 1,800 $174,537.72 $1,315,959.00 Preferred Stock w/ Exercised Warrants 137,966 Sold, in full; warrants not outstanding ($77,462.28) ($584,041.00) ($14,904.97) ($10,095.03) Preferred Stock w/ Exercised Warrants $5,803,000.00 $0.00 $6,888,017.86 Redeemed, in full; warrants not outstanding $5,803,000.00 Preferred Stock w/ Exercised Warrants $6,815,000.00 $0.00 $8,152,698.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $17,388,000.00 $0.00 $19,063,111.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $18,000,000.00 $12,500,000.00 $0.00 $0.00 $19,650,000.00 $14,888,679.86 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $12,500,000.00 Subordinated Debentures w/ Exercised Warrants $10,750,000.00 $0.00 $14,543,635.13 12,500 $1,000.00 10,750,000 $1.17 23,393 $998.90 25,000 $625,000.00 625 $720,368.55 538,000 $1,000.00 Sold, in full; warrants not outstanding $10,750,000.00 $1,784,607.50 ($125,346.08) Preferred Stock w/ Warrants $23,393,000.00 $0.00 $27,149,136.53 Sold, in full; warrants outstanding $23,367,267.70 Preferred Stock w/ Warrants $25,000,000.00 $0.00 $25,358,333.33 ($25,732.30) Redeemed, in full; warrants not outstanding $25,000,000.00 $25,000.00 172,970 FootNote Institution Name 15,11,14 SIGNATURE BANCSHARES, INC. SIGNATURE BANCSHARES, INC. 11 SIGNATURE BANK SIGNATURE BANK SIGNATURE BANK 11 SOMERSET HILLS BANCORP SOMERSET HILLS BANCORP SOMERSET HILLS BANCORP 8,32,97 SONOMA VALLEY BANCORP SONOMA VALLEY BANCORP 8,14 SOUND BANKING COMPANY SOUND BANKING COMPANY SOUND BANKING COMPANY SOUTH FINANCIAL GROUP, INC./ CAROLINA FIRST BANK SOUTH FINANCIAL GROUP, INC./ CAROLINA FIRST BANK 8,14 SOUTHCREST FINANCIAL GROUP, INC. SOUTHCREST FINANCIAL GROUP, INC. SOUTHCREST FINANCIAL GROUP, INC. SOUTHCREST FINANCIAL GROUP, INC. 11,9,36 SOUTHERN BANCORP, INC. SOUTHERN BANCORP, INC. SOUTHERN COMMUNITY FINANCIAL CORP. SOUTHERN COMMUNITY FINANCIAL CORP. SOUTHERN FIRST BANCSHARES, INC. SOUTHERN FIRST BANCSHARES, INC. SOUTHERN FIRST BANCSHARES, INC. 8,45,14 SOUTHERN HERITAGE BANCSHARES, INC. SOUTHERN HERITAGE BANCSHARES, INC. 44,8,14 SOUTHERN ILLINOIS BANCORP, INC. SOUTHERN ILLINOIS BANCORP, INC. 44 SOUTHERN MISSOURI BANCORP, INC. SOUTHERN MISSOURI BANCORP, INC. 8 SOUTHFIRST BANCSHARES, INC. 11 SOUTHWEST BANCORP, INC. SOUTHWEST BANCORP, INC. SOUTHWEST BANCORP, INC. 44,8,14 SOVEREIGN BANCSHARES, INC. SOVEREIGN BANCSHARES, INC. 8 SPIRIT BANKCORP, INC. 8 ST. JOHNS BANCSHARES, INC. 74,8,14 STANDARD BANCSHARES, INC. STANDARD BANCSHARES, INC. 11,61 STATE BANCORP, INC. / VALLEY NATIONAL BANCORP STATE BANCORP, INC. / VALLEY NATIONAL BANCORP 15,17,44 STATE BANK OF BARTLEY, THE STATE BANK OF BARTLEY, THE 8,11 STATE BANKSHARES, INC. STATE BANKSHARES, INC. STATE BANKSHARES, INC. 8,36,11 STATE CAPITAL CORP. STATE CAPITAL CORP. 12,16 STATE STREET CORPORATION STATE STREET CORPORATION STATE STREET CORPORATION 15,11,14 STEARNS FINANCIAL SERVICES, INC. STEARNS FINANCIAL SERVICES, INC. 15,17,45 STEELE STREET BANK CORPORATION STEELE STREET BANK CORPORATION 11 STELLARONE CORPORATION STELLARONE CORPORATION STELLARONE CORPORATION 11 STERLING BANCORP STERLING BANCORP STERLING BANCORP 11 STERLING BANCSHARES, INC. STERLING BANCSHARES, INC. STERLING BANCSHARES, INC. 31 STERLING FINANCIAL CORPORATION STERLING FINANCIAL CORPORATION STERLING FINANCIAL CORPORATION 44 STEWARDSHIP FINANCIAL CORPORATION STEWARDSHIP FINANCIAL CORPORATION STEWARDSHIP FINANCIAL CORPORATION 11,8,14 STOCKMENS FINANCIAL CORPORATION STOCKMENS FINANCIAL CORPORATION STOCKMENS FINANCIAL CORPORATION 8,14 STONEBRIDGE FINANCIAL CORP. STONEBRIDGE FINANCIAL CORP. STONEBRIDGE FINANCIAL CORP. STONEBRIDGE FINANCIAL CORP. 15 SUBURBAN ILLINOIS BANCORP, INC. 44 SUMMIT STATE BANK City DALLAS DALLAS NEW YORK NEW YORK NEW YORK BERNARDSVILLE BERNARDSVILLE BERNARDSVILLE SONOMA SONOMA MOREHEAD CITY MOREHEAD CITY MOREHEAD CITY GREENVILLE GREENVILLE FAYETTEVILLE FAYETTEVILLE FAYETTEVILLE FAYETTEVILLE ARKADELPHIA ARKADELPHIA WINSTON-SALEM WINSTON-SALEM GREENVILLE GREENVILLE GREENVILLE CLEVELAND CLEVELAND CARMI CARMI POPLAR BLUFF POPLAR BLUFF SYLACAUGA STILLWATER STILLWATER STILLWATER DALLAS DALLAS BRISTOW ST. LOUIS HICKORY HILLS HICKORY HILLS JERICHO JERICHO BARTLEY BARTLEY FARGO FARGO FARGO GREENWOOD GREENWOOD BOSTON BOSTON BOSTON ST. CLOUD ST. CLOUD DENVER DENVER CHARLOTTESVILLE CHARLOTTESVILLE CHARLOTTESVILLE NEW YORK NEW YORK NEW YORK HOUSTON HOUSTON HOUSTON SPOKANE SPOKANE SPOKANE MIDLAND PARK MIDLAND PARK MIDLAND PARK RAPID CITY RAPID CITY RAPID CITY WEST CHESTER WEST CHESTER WEST CHESTER WEST CHESTER ELMHURST SANTA ROSA State TX TX NY NY NY NJ NJ NJ CA CA NC NC NC SC SC GA GA GA GA AR AR NC NC SC SC SC TN TN IL IL MO MO AL OK OK OK TX TX OK MO IL IL NY NY NE NE ND ND ND MS MS MA MA MA MN MN CO CO VA VA VA NY NY NY TX TX TX WA WA WA NJ NJ NJ SD SD SD PA PA PA PA IL CA Date 26-Jun-09 15-Dec-10 12-Dec-08 31-Mar-09 16-Mar-10 16-Jan-09 20-May-09 24-Jun-09 20-Feb-09 20-Aug-10 09-Jan-09 13-Nov-12 11-Jan-13 05-Dec-08 30-Sep-10 17-Jul-09 08-Mar-13 11-Mar-13 09-Apr-13 16-Jan-09 06-Aug-10 05-Dec-08 01-Oct-12 27-Feb-09 03-Jul-12 25-Jul-12 15-May-09 08-Sep-11 23-Jan-09 25-Aug-11 05-Dec-08 21-Jul-11 12-Jun-09 05-Dec-08 08-Aug-12 29-May-13 13-Mar-09 22-Sep-11 27-Mar-09 13-Mar-09 24-Apr-09 22-Feb-13 05-Dec-08 14-Dec-11 04-Sep-09 22-Sep-11 16-Jan-09 12-Aug-09 29-Jun-11 13-Feb-09 29-Sep-10 28-Oct-08 17-Jun-09 08-Jul-09 26-Jun-09 18-Jan-12 25-Sep-09 01-Sep-11 19-Dec-08 13-Apr-11 28-Dec-11 23-Dec-08 27-Apr-11 18-May-11 12-Dec-08 05-May-09 15-Jun-10 05-Dec-08 20-Aug-12 19-Sep-12 30-Jan-09 01-Sep-11 26-Oct-11 06-Feb-09 12-Jan-11 16-Mar-11 23-Jan-09 26-Mar-13 27-Mar-13 09-Apr-13 19-Jun-09 19-Dec-08 Original Investment Type1 Original Investment Amount Outstanding Investment Total Cash Back2 Investment Status* Capital Repayment / Disposition / Auction3,5 Amount Subordinated Debentures w/ Exercised Warrants $1,700,000.00 $0.00 $1,994,587.59 $120,000,000.00 $0.00 $132,967,606.41 Shares Avg. Price Gain5 Warrant Proceeds Amount Shares Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants (Fee)4 (Realized Loss) / (Write-off) Redeemed, in full; warrants not outstanding $1,700,000.00 $7,816,685.55 $1,000.00 $8,653,000.00 $0.00 $347,164.00 595,829 163,065 Redeemed, in full; warrants not outstanding $7,414,000.00 Preferred Stock w/ Exercised Warrants 85,000 $275,000.00 $0.00 120,000 $85,000.00 $11,150,939.74 $7,414,000.00 $1.00 $120,000,000.00 Preferred Stock w/ Warrants 1,700,000 7,414 $1,000.00 Currently not collectible ($8,653,000.00) Preferred Stock w/ Exercised Warrants $3,070,000.00 $0.00 $3,575,224.44 Sold, in full; warrants not outstanding $2,832,412.70 3,070 $922.60 ($237,587.30) $124,412.34 154 $130,179,218.75 130,179 $1,000.00 ($216,820,781.25) $400,000.00 10,106,796 $1,814,620.00 $9,889,679.00 2,000 10,900 $907.30 $907.30 ($185,380.00) ($1,010,321.00) $588,264.19 645 11,000 $1,000.00 42,750 $1,000.00 17,299 $904.00 $1,100,000.00 399,970 243 ($25,000.00) Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $347,000,000.00 $12,900,000.00 $0.00 $0.00 $146,965,329.86 Sold, in full; warrants not outstanding $13,109,014.25 Sold, in full; warrants not outstanding ($117,042.99) Preferred Stock $11,000,000.00 $0.00 $11,855,555.56 Redeemed, in full; warrants not outstanding $11,000,000.00 Preferred Stock w/ Warrants $42,750,000.00 $0.00 $51,088,046.14 Redeemed, in full; warrants not outstanding $42,750,000.00 Preferred Stock w/ Warrants $17,299,000.00 $0.00 $19,401,361.89 Sold, in full; warrants not outstanding $15,638,296.00 Preferred Stock w/ Exercised Warrants $4,862,000.00 $0.00 $5,718,111.14 $5,000,000.00 $0.00 $5,955,472.22 ($1,660,704.00) Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants ($234,574.44) Redeemed, in full; warrants not outstanding $4,862,000.00 $2,760,000.00 $0.00 $10,804,763.89 $364,796.34 $85,247,569.91 5,000 $1,000.00 $250,000.00 9,550 $1,000.00 $70,000,000.00 $2,760,000.00 $70,000,000.00 $0.00 $243,000.00 $9,550,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $9,550,000.00 $1,000.00 $5,000,000.00 Preferred Stock w/ Warrants 4,862 70,000 $1,000.00 250 Redeemed, in full; warrants outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $2,287,197.00 Preferred Stock w/ Exercised Warrants $18,215,000.00 $0.00 $21,632,668.61 703,753 $911,000.00 911 51,000 Redeemed, in full; warrants not outstanding $18,215,000.00 $2,000,000,000.00 $0.00 $0.00 $58,008,472.23 $17,080,708.67 $2,123,611,111.12 1,697,000 $1.00 $51,000.00 12,500 37,500 $1,000.00 $1,000.00 $2,500,000.00 250 15,000 $1,000.00 $750,000.00 750 $2,000,000,000.00 Preferred Stock w/ Warrants $15,000,000.00 $0.00 $2,030,299.18 $1,000.00 $15,000,000.00 Preferred Stock w/ Exercised Warrants $50,000,000.00 $0.00 $42,414,352.50 36,842 $12,500,000.00 $37,500,000.00 Preferred Stock w/ Exercised Warrants $1,697,000.00 $0.00 $2,261,750.00 $723,033.00 $75,757,163.03 $1,432.56 $1,697,000.00 Subordinated Debentures w/ Exercised Warrants $36,842,000.00 $30,000,000.00 $3,000,000.00 $0.00 12,903,226 $36,842,000.00 Preferred Stock w/ Warrants $30,000,000.00 $3,000,000.00 $60,000,000.00 $1,000.00 $60,000,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 18,215 20,000 $100,000.00 Full investment outstanding; warrants outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $3,000,000.00 Redeemed, in full; warrants outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $60,000,000.00 Subordinated Debentures w/ Exercised Warrants $24,900,000.00 $0.00 $31,495,442.29 2,788,104 1,245,000 Redeemed, in full; warrants not outstanding $24,900,000.00 $125,198,000.00 $0.00 $47,869,108.33 $130,542,485.91 $331,000.00 331,000 7,500 22,500 $1,000.00 $1,000.00 42,000 $1,000.00 516,817 $2,857,914.52 Preferred Stock w/ Warrants $0.00 $34,271,875.00 $1.00 $945,775.00 $42,000,000.00 $0.00 $13,078,672.60 11,019,000 $42,000,000.00 Preferred Stock w/ Warrants $30,000,000.00 $0.00 $1,245,000.00 $7,500,000.00 $22,500,000.00 Preferred Stock w/ Warrants $11,019,000.00 $1.00 $11,019,000.00 Subordinated Debentures w/ Exercised Warrants 24,900,000 2,615,557 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $125,198,000.00 Preferred Stock w/ Warrants $303,000,000.00 $0.00 $121,757,209.63 125,198 $1,000.00 Sold, in full; warrants not outstanding $114,772,740.00 ($1,434,659.25) 5,738,637 $20.00 ($188,227,260.00) $825,000.00 Preferred Stock w/ Warrants $10,000,000.00 $0.00 $11,400,453.22 97,541 Redeemed, in full; warrants not outstanding $10,000,000.00 10,000 $1,000.00 $107,398.00 Preferred Stock w/ Exercised Warrants $15,568,000.00 $0.00 $18,101,553.84 $0.00 $2,652,816.96 4,000 11,568 $1,000.00 $1,000.00 $1,796,209.03 $107,935.66 $10,973,000.00 $15,000,000.00 $8,500,000.00 $15,000,000.00 $0.00 $2,083,520.25 $9,930,625.00 778 10,351 622 $173.50 $173.50 $130,704.17 $8,358.99 516 33 Sold, in full; warrants not outstanding ($25,000.00) Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants $778,000.00 Redeemed, in full; warrants not outstanding $4,000,000.00 $11,568,000.00 Preferred Stock w/ Exercised Warrants 133,475 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding ($8,554,790.97) ($514,064.34) FootNote Institution Name 11 11 24,49,97 11,8,14 11 11,8,14 12,16 15,44,14 11 8 15,17,45 8 11 11,8,14 63,97 8,14 11 11,8,14 44,8,14 12,16 8 11 8,14 44 11 11,36 11,8,14 11,8,14 11 8,44,14 SUMMIT STATE BANK SUMMIT STATE BANK SUN BANCORP, INC. SUN BANCORP, INC. SUN BANCORP, INC. SUNTRUST BANKS, INC. SUNTRUST BANKS, INC. SUNTRUST BANKS, INC. SUNTRUST BANKS, INC. SUPERIOR BANCORP INC. SUPERIOR BANCORP INC. SURREY BANCORP SURREY BANCORP SUSQUEHANNA BANCSHARES, INC. SUSQUEHANNA BANCSHARES, INC. SUSQUEHANNA BANCSHARES, INC. SUSQUEHANNA BANCSHARES, INC. SV FINANCIAL, INC. SV FINANCIAL, INC. SVB FINANCIAL GROUP SVB FINANCIAL GROUP SVB FINANCIAL GROUP SWORD FINANCIAL CORPORATION SWORD FINANCIAL CORPORATION SYNOVUS FINANCIAL CORP. SYNOVUS FINANCIAL CORP. SYRINGA BANCORP TAYLOR CAPITAL GROUP TAYLOR CAPITAL GROUP TAYLOR CAPITAL GROUP TCB CORPORATION/COUNTY BANK TCB CORPORATION/COUNTY BANK TCB HOLDING COMPANY TCF FINANCIAL CORPORATION TCF FINANCIAL CORPORATION TCF FINANCIAL CORPORATION TCNB FINANCIAL CORP TCNB FINANCIAL CORP TENNESSEE COMMERCE BANCORP, INC. TENNESSEE COMMERCE BANCORP, INC. TENNESSEE VALLEY FINANCIAL HOLDINGS, INC. TENNESSEE VALLEY FINANCIAL HOLDINGS, INC. TENNESSEE VALLEY FINANCIAL HOLDINGS, INC. TENNESSEE VALLEY FINANCIAL HOLDINGS, INC. TEXAS CAPITAL BANCSHARES, INC. TEXAS CAPITAL BANCSHARES, INC. TEXAS CAPITAL BANCSHARES, INC. TEXAS NATIONAL BANCORPORATION INC. TEXAS NATIONAL BANCORPORATION INC. THE ANB CORPORATION THE ANB CORPORATION THE BANCORP, INC. THE BANCORP, INC. THE BANCORP, INC. THE BANK OF CURRITUCK THE BANK OF CURRITUCK THE BANK OF KENTUCKY FINANCIAL CORPORATION THE BANK OF KENTUCKY FINANCIAL CORPORATION THE BANK OF KENTUCKY FINANCIAL CORPORATION THE BANK OF KENTUCKY FINANCIAL CORPORATION THE BARABOO BANCORPORATION, INC. THE BARABOO BANCORPORATION, INC. THE BARABOO BANCORPORATION, INC. THE BARABOO BANCORPORATION, INC. THE CONNECTICUT BANK AND TRUST COMPANY THE CONNECTICUT BANK AND TRUST COMPANY THE ELMIRA SAVINGS BANK, FSB THE ELMIRA SAVINGS BANK, FSB THE FIRST BANCORP, INC. THE FIRST BANCORP, INC. THE FIRST BANCORP, INC. THE FIRST BANCORP, INC. THE FIRST BANCSHARES, INC. THE FIRST BANCSHARES, INC. THE FIRST STATE BANK OF MOBEETIE THE FIRST STATE BANK OF MOBEETIE THE FREEPORT STATE BANK THE FREEPORT STATE BANK THE HARTFORD FINANCIAL SERVICES GROUP, INC. THE HARTFORD FINANCIAL SERVICES GROUP, INC. THE HARTFORD FINANCIAL SERVICES GROUP, INC. THE LANDRUM COMPANY City SANTA ROSA SANTA ROSA VINELAND VINELAND VINELAND ATLANTA ATLANTA ATLANTA ATLANTA BIRMINGHAM BIRMINGHAM MOUNT AIRY MOUNT AIRY LITITZ LITITZ LITITZ LITITZ STERLING STERLING SANTA CLARA SANTA CLARA SANTA CLARA HORICON HORICON COLUMBUS COLUMBUS BOISE ROSEMONT ROSEMONT ROSEMONT GREENWOOD GREENWOOD THE WOODLANDS WAYZATA WAYZATA WAYZATA DAYTON DAYTON FRANKLIN FRANKLIN OAK RIDGE OAK RIDGE OAK RIDGE OAK RIDGE DALLAS DALLAS DALLAS JACKSONVILLE JACKSONVILLE TERRELL TERRELL WILMINGTON WILMINGTON WILMINGTON MOYOCK MOYOCK CRESTVIEW HILLS CRESTVIEW HILLS CRESTVIEW HILLS CRESTVIEW HILLS BARABOO BARABOO BARABOO BARABOO HARTFORD HARTFORD ELMIRA ELMIRA DAMARISCOTTA DAMARISCOTTA DAMARISCOTTA DAMARISCOTTA HATTIESBURG HATTIESBURG MOBEETIE MOBEETIE HARPER HARPER HARTFORD HARTFORD HARTFORD COLUMBIA State CA CA NJ NJ NJ GA GA GA GA AL AL NC NC PA PA PA PA IL IL CA CA CA WI WI GA GA ID IL IL IL SC SC TX MN MN MN OH OH TN TN TN TN TN TN TX TX TX TX TX TX TX DE DE DE NC NC KY KY KY KY WI WI WI WI CT CT NY NY ME ME ME ME MS MS TX TX KS KS CT CT CT MO Date 04-Aug-11 14-Sep-11 09-Jan-09 08-Apr-09 27-May-09 14-Nov-08 31-Dec-08 30-Mar-11 28-Sep-11 05-Dec-08 15-Apr-11 09-Jan-09 29-Dec-10 12-Dec-08 21-Apr-10 22-Dec-10 19-Jan-11 10-Apr-09 31-Aug-11 12-Dec-08 23-Dec-09 16-Jun-10 08-May-09 15-Sep-11 19-Dec-08 26-Jul-13 16-Jan-09 21-Nov-08 19-Jun-12 18-Jul-12 28-Aug-09 08-Sep-11 16-Jan-09 14-Nov-08 22-Apr-09 21-Dec-09 23-Dec-08 03-Aug-11 19-Dec-08 27-Jan-12 23-Dec-08 26-Apr-13 29-Apr-13 31-May-13 16-Jan-09 13-May-09 17-Mar-10 09-Jan-09 19-May-10 07-Aug-09 25-Aug-11 12-Dec-08 10-Mar-10 08-Sep-10 06-Feb-09 03-Dec-10 13-Feb-09 22-Dec-10 23-Nov-11 29-May-13 16-Jan-09 10-Dec-12 11-Dec-12 11-Jan-13 19-Dec-08 19-Apr-12 19-Dec-08 25-Aug-11 09-Jan-09 24-Aug-11 27-Mar-13 08-May-13 06-Feb-09 29-Sep-10 27-Feb-09 14-Apr-10 06-Feb-09 19-Dec-12 26-Jun-09 31-Mar-10 27-Sep-10 22-May-09 Original Investment Type1 Original Investment Amount Outstanding Investment Total Cash Back2 Investment Status* Capital Repayment / Disposition / Auction3,5 Amount (Fee)4 $8,500,000.00 Shares Avg. Price 8,500 (Realized Loss) / (Write-off) Gain5 Warrant Proceeds Amount Shares $1,000.00 $315,000.00 $0.00 $92,513,970.83 $3,500,000,000.00 $1,350,000,000.00 $0.00 $5,448,052,772.51 89,310 $69,000,000.00 $0.00 $4,983,333.33 $100,000.00 100 $1,000.00 Redeemed, in full; warrants not outstanding $4,850,000,000.00 Preferred Stock w/ Warrants 17,900,182 Redeemed, in full; warrants not outstanding $89,310,000.00 Preferred Stock w/ Warrants 1,620,545 $30,066,661.40 $89,310,000.00 239,212 $2,100,000.00 Preferred Stock w/ Warrants 48,500 $100,000.00 Currently not collectible ($69,000,000.00) Preferred Stock w/ Exercised Warrants $2,000,000.00 $0.00 $2,314,972.22 Redeemed, in full; warrants not outstanding $2,000,000.00 $300,000,000.00 $0.00 $328,991,401.58 $1,000.00 $200,000,000.00 $100,000,000.00 Preferred Stock w/ Warrants 2,000 200,000 100,000 $1,000.00 $1,000.00 Redeemed, in full; warrants not outstanding $5,269,179.36 $0.00 $4,721,382.89 $235,000,000.00 $0.00 $253,929,027.78 354,058 $682,000.00 682,000 1,462,647 $292,000.00 292,000 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants 200 $9,839,273.00 $4,000,000.00 $200,000.00 $6,820,000.00 Preferred Stock w/ Exercised Warrants 3,028,264 Redeemed, in full; warrants not outstanding $4,000,000.00 $13,644,000.00 $0.00 $17,019,233.91 $967,870,000.00 $0.00 $1,190,614,526.39 235,000 $1,000.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $1,000.00 $235,000,000.00 Subordinated Debentures w/ Exercised Warrants 4,000 Redeemed, in full; warrants outstanding $13,644,000.00 $8,000,000.00 $104,823,000.00 $8,000,000.00 $0.00 $253,122.22 $120,845,170.80 $1.00 $967,870,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants 13,644,000 967,870 $1,000.00 104,823 $893.50 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $93,659,350.50 Subordinated Debentures w/ Exercised Warrants $9,720,000.00 $0.00 $11,611,381.34 $11,730,000.00 $361,172,000.00 $11,730,000.00 $0.00 $690,832.08 $378,547,699.45 ($11,163,649.50) Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants ($1,404,890.26) Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $9,720,000.00 9,720,000 $1.00 $361,172,000.00 361,172 $1,000.00 $9,449,980.56 Preferred Stock w/ Exercised Warrants $2,000,000.00 $0.00 $2,384,611.11 $30,000,000.00 $0.00 $3,233,333.33 $100,000.00 100 $19,218.87 $124,922.63 20 130 Redeemed, in full; warrants not outstanding $2,000,000.00 Preferred Stock w/ Warrants 3,199,988 2,000 $1,000.00 Currently not collectible ($30,000,000.00) Preferred Stock w/ Exercised Warrants $3,000,000.00 $0.00 $3,331,713.17 Sold, in full; warrants not outstanding $298,000.00 $2,702,000.00 298 2,702 $1,022.10 $1,022.10 75,000 $1,000.00 $6,588.78 $59,741.22 ($25,000.00) Preferred Stock w/ Warrants $75,000,000.00 $0.00 $82,777,816.21 Redeemed, in full; warrants not outstanding $75,000,000.00 $6,559,066.21 Preferred Stock w/ Exercised Warrants $3,981,000.00 $0.00 $4,475,307.67 758,086 Redeemed, in full; warrants not outstanding $3,981,000.00 $0.00 $23,234,499.98 $52,787,673.44 199 20,000 $1,000.00 $1,000,000.00 1,000 45,220 $1,000.00 980,203 $2,150,648.55 $45,220,000.00 $0.00 $199,000.00 $4,753,984.55 Preferred Stock w/ Warrants $20,000,000.00 $1,000.00 $20,000,000.00 Preferred Stock w/ Exercised Warrants 3,981 276,078 $403,161.92 $455,316.35 487 550 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $45,220,000.00 Preferred Stock w/ Exercised Warrants $4,021,000.00 $0.00 $1,912,684.00 Sold, in full; warrants not outstanding $1,742,850.00 Preferred Stock w/ Warrants $34,000,000.00 $0.00 $40,091,342.55 4,021 17,000 17,000 $20,749,000.00 $0.00 $18,023,831.85 ($2,278,150.00) $1,000.00 $1,000.00 Redeemed, in full; warrants not outstanding $17,000,000.00 $17,000,000.00 Preferred Stock w/ Exercised Warrants $433.40 Sold, in full; warrants not outstanding $1,956,900.00 $11,577,672.70 3,000 17,749 $652.30 $652.30 ($1,043,100.00) ($6,171,327.30) $5,448,000.00 5,448 $1,000.00 $9,090,000.00 9,090 $1,000.00 $12,500,000.00 $2,500,000.00 $10,000,000.00 12,500 2,500 10,000 $1,000.00 $1,000.00 $1,000.00 $5,000,000.00 5,000 $1,000.00 $731,000.00 731 $1,000.00 $37,000.00 301 $1,000.00 $15,000.00 3,400,000 $1,000.00 ($135,345.73) Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $5,448,000.00 $9,090,000.00 $25,000,000.00 $5,000,000.00 $731,000.00 $301,000.00 $0.00 $0.00 $0.00 $0.00 $6,902,866.33 $10,309,575.00 $29,332,986.11 $5,411,805.56 Redeemed, in full; warrants not outstanding $3,400,000,000.00 Redeemed, in full; warrants outstanding Redeemed, in full; warrants outstanding $0.00 $813,086.56 Redeemed, in full; warrants not outstanding $0.00 $379,458.89 Redeemed, in full; warrants not outstanding $0.00 $4,236,125,671.00 $706,264,559.89 $15,000,000.00 $0.00 $17,580,291.55 37 15 Redeemed, in full; warrants not outstanding $3,400,000,000.00 Preferred Stock w/ Exercised Warrants 175,742 Redeemed, in full; warrants outstanding $301,000.00 Preferred Stock w/ Warrants $792,783.00 Redeemed, in full; warrants not outstanding 52,093,973 FootNote Institution Name 8,14 11 44,8,14 8,14 8,18,21,44 8,21 8,47,97 11,8,14 8 45 8 44,8,14 44,8,14 8,14 11,8,9 11,8 8,14,18 11 44,8,14 11 8 44,8,14 22,97 12,16 8,14,18,44,45 8,17,11 12,16,25 THE LANDRUM COMPANY THE LITTLE BANK, INCORPORATED THE LITTLE BANK, INCORPORATED THE LITTLE BANK, INCORPORATED THE PNC FINANCIAL SERVICES GROUP, INC. THE PNC FINANCIAL SERVICES GROUP, INC. THE PNC FINANCIAL SERVICES GROUP, INC. THE PRIVATE BANK OF CALIFORNIA THE PRIVATE BANK OF CALIFORNIA THE QUEENSBOROUGH COMPANY THE QUEENSBOROUGH COMPANY THE QUEENSBOROUGH COMPANY THE QUEENSBOROUGH COMPANY THE VICTORY BANCORP, INC. THE VICTORY BANCORP, INC. THE VICTORY BANCORP, INC. THREE SHORES BANCORPORATION, INC. THREE SHORES BANCORPORATION, INC. THREE SHORES BANCORPORATION, INC. THREE SHORES BANCORPORATION, INC. TIB FINANCIAL CORP TIB FINANCIAL CORP TIDELANDS BANCSHARES, INC. TIFTON BANKING COMPANY TIFTON BANKING COMPANY TIMBERLAND BANCORP, INC. TIMBERLAND BANCORP, INC. TIMBERLAND BANCORP, INC. TIMBERLAND BANCORP, INC. TIMBERLAND BANCORP, INC. TIMBERLAND BANCORP, INC. TITONKA BANCSHARES, INC. TITONKA BANCSHARES, INC. TODD BANCSHARES, INC. TODD BANCSHARES, INC. TOWNEBANK TOWNEBANK TOWNEBANK TREATY OAK BANCORP, INC. TREATY OAK BANCORP, INC. TREATY OAK BANCORP, INC. TRIAD BANCORP, INC. TRIAD BANCORP, INC. TRI-COUNTY FINANCIAL CORPORATION TRI-COUNTY FINANCIAL CORPORATION TRINITY CAPITAL CORPORATION TRINITY CAPITAL CORPORATION TRINITY CAPITAL CORPORATION TRINITY CAPITAL CORPORATION TRINITY CAPITAL CORPORATION TRI-STATE BANK OF MEMPHIS TRI-STATE BANK OF MEMPHIS TRISTATE CAPITAL HOLDINGS, INC. TRISTATE CAPITAL HOLDINGS, INC. TRISUMMIT BANK TRISUMMIT BANK TRISUMMIT BANK TRISUMMIT BANK TRUSTMARK CORPORATION TRUSTMARK CORPORATION TRUSTMARK CORPORATION TWO RIVERS FINANCIAL GROUP, INC. TWO RIVERS FINANCIAL GROUP, INC. U.S. BANCORP U.S. BANCORP U.S. BANCORP U.S. CENTURY BANK UBT BANCSHARES, INC. UBT BANCSHARES, INC. UCBH HOLDINGS INC. UCBH HOLDINGS INC. UMPQUA HOLDINGS CORP. UMPQUA HOLDINGS CORP. UMPQUA HOLDINGS CORP. UNION BANK & TRUST COMPANY UNION BANK & TRUST COMPANY UNION BANK & TRUST COMPANY UNION FINANCIAL CORPORATION UNION FINANCIAL CORPORATION UNION FIRST MARKET BANKSHARES CORPORATION UNION FIRST MARKET BANKSHARES CORPORATION UNION FIRST MARKET BANKSHARES CORPORATION City COLUMBIA KINSTON KINSTON KINSTON PITTSBURGH PITTSBURGH PITTSBURGH LOS ANGELES LOS ANGELES LOUISVILLE LOUISVILLE LOUISVILLE LOUISVILLE LIMERICK LIMERICK LIMERICK ORLANDO ORLANDO ORLANDO ORLANDO NAPLES NAPLES MT. PLEASANT TIFTON TIFTON HOQUIAM HOQUIAM HOQUIAM HOQUIAM HOQUIAM HOQUIAM TITONKA TITONKA HOPKINSVILLE HOPKINSVILLE PORTSMOUTH PORTSMOUTH PORTSMOUTH AUSTIN AUSTIN AUSTIN FRONTENAC FRONTENAC WALDORF WALDORF LOS ALAMOS LOS ALAMOS LOS ALAMOS LOS ALAMOS LOS ALAMOS MEMPHIS MEMPHIS PITTSBURGH PITTSBURGH KINGSPORT KINGSPORT KINGSPORT KINGSPORT JACKSON JACKSON JACKSON BURLINGTON BURLINGTON MINNEAPOLIS MINNEAPOLIS MINNEAPOLIS MIAMI MARYSVILLE MARYSVILLE SAN FRANCISCO SAN FRANCISCO PORTLAND PORTLAND PORTLAND OXFORD OXFORD OXFORD ALBUQUERQUE ALBUQUERQUE BOWLING GREEN BOWLING GREEN BOWLING GREEN State MO NC NC NC PA PA PA CA CA GA GA GA GA PA PA PA FL FL FL FL FL FL SC GA GA WA WA WA WA WA WA IA IA KY KY VA VA VA TX TX TX MO MO MD MD NM NM NM NM NM TN TN PA PA TN TN TN TN MS MS MS IA IA MN MN MN FL KS KS CA CA OR OR OR NC NC NC NM NM VA VA VA Date 18-Aug-11 23-Dec-08 31-Oct-12 11-Jan-13 31-Dec-08 10-Feb-10 05-May-10 20-Feb-09 01-Sep-11 09-Jan-09 08-Mar-13 11-Mar-13 09-Apr-13 27-Feb-09 11-Dec-09 22-Sep-11 23-Jan-09 08-Nov-12 09-Nov-12 11-Jan-13 05-Dec-08 30-Sep-10 19-Dec-08 17-Apr-09 12-Nov-10 23-Dec-08 08-Nov-12 09-Nov-12 13-Nov-12 11-Jan-13 11-Jun-13 03-Apr-09 04-Apr-12 06-Feb-09 25-Sep-13 12-Dec-08 22-Sep-11 15-May-13 16-Jan-09 15-Feb-11 21-Dec-12 27-Mar-09 22-Sep-11 19-Dec-08 22-Sep-11 27-Mar-09 07-Aug-12 09-Aug-12 10-Aug-12 11-Sep-12 03-Apr-09 13-Aug-10 27-Feb-09 26-Sep-12 03-Apr-09 22-Dec-09 29-Nov-12 11-Jan-13 21-Nov-08 09-Dec-09 30-Dec-09 29-May-09 01-Sep-11 14-Nov-08 17-Jun-09 15-Jul-09 07-Aug-09 30-Jan-09 11-Aug-11 14-Nov-08 06-Nov-09 14-Nov-08 17-Feb-10 31-Mar-10 01-May-09 18-Dec-09 22-Sep-11 29-Dec-09 25-Jul-12 19-Dec-08 18-Nov-09 23-Dec-09 Original Investment Type1 Original Investment Amount Outstanding Investment Total Cash Back2 Investment Status* Capital Repayment / Disposition / Auction3,5 Amount (Fee)4 Shares Avg. Price $15,000,000.00 $0.00 $9,232,652.17 7,500 $981.20 75,792 Gain5 Warrant Proceeds Amount Shares $750,000.00 750 $371,250.00 375 $320,372,284.16 $7,500,000.00 $1,000.00 $7,359,000.00 Preferred Stock w/ Exercised Warrants 15,000 (Realized Loss) / (Write-off) $100,000.00 16,885,192 $273,000.00 273 Sold, in full; warrants not outstanding ($141,000.00) ($73,590.00) Preferred Stock w/ Warrants $7,579,200,000.00 $0.00 $8,320,638,950.83 Redeemed, in full; warrants not outstanding $7,579,200,000.00 Preferred Stock w/ Exercised Warrants $5,450,000.00 $0.00 $6,474,752.14 Redeemed, in full; warrants not outstanding $5,450,000.00 $0.00 $13,065,246.00 250 11,750 $976.90 $976.90 2,046 $1,000.00 $1,165,528.32 $3,877,691.40 $12,000,000.00 $1,000.00 $2,046,000.00 Preferred Stock w/ Exercised Warrants 5,450 1,312 4,365 $888.40 $888.40 12,120 $1,000.00 Sold, in full; warrants not outstanding $244,225.00 $11,478,575.00 ($5,775.00) ($271,425.00) $4,806.45 $571,967.55 5 595 $61,000.00 61 ($146,471.68) ($487,308.60) $282,284.64 284 ($24,880,362.63) $40,000.00 1,106,389 $1,301,856.00 370,899 ($117,228.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $541,000.00 $1,505,000.00 $5,677,000.00 $0.00 $0.00 $2,322,183.20 $6,449,130.64 Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding ($50,432.20) Preferred Stock w/ Warrants $37,000,000.00 $0.00 $13,444,359.59 Sold, in full; warrants not outstanding $12,119,637.37 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $14,448,000.00 $3,800,000.00 $14,448,000.00 $0.00 $1,195,973.33 $223,208.00 Full investment outstanding; warrants outstanding Currently not collectible ($3,800,000.00) Preferred Stock w/ Warrants $16,641,000.00 $0.00 $18,857,818.52 Sold, in full; warrants not outstanding $3,290,437.50 $1,580,962.50 $9,481,462.50 3,815 1,833 10,993 $862.50 $862.50 $862.50 ($524,562.50) ($252,037.50) ($1,511,537.50) ($143,528.63) Preferred Stock w/ Exercised Warrants $2,117,000.00 $0.00 $2,569,490.36 Redeemed, in full; warrants not outstanding $2,117,000.00 $76,458,000.00 $0.00 $0.00 $5,210,672.22 $88,577,166.67 $106,000.00 106 4,000 $1,000.00 $200,000.00 200 76,458 $1,000.00 $1,500,000.00 Preferred Stock w/ Warrants $4,000,000.00 $1,000.00 $4,000,000.00 Preferred Stock w/ Exercised Warrants 2,117 554,330 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $76,458,000.00 Preferred Stock w/ Warrants $3,268,000.00 $0.00 $842,415.03 Sold, in full; warrants outstanding $500,000.00 $150,000.00 $185,000.00 185 15,540 $1,000.00 $777,000.00 777 3,518 9,382 22,639 $750.20 $750.20 $750.20 $163,062.90 $1,300,776.05 $191,948.33 175 1,396 206 2,795 $1,000.00 23,000 $1,000.00 $1,150,000.00 1,150 7,002 $750.00 $124,665.75 138 215,000 $1,000.00 $10,000,000.00 $4,386,324.64 $1,000.00 $5,251,500.00 $0.00 3,700 $23,000,000.00 $3,700,000.00 $155.47 $1.00 $3,700,000.00 Preferred Stock w/ Exercised Warrants 3,118 150,000 ($2,618,000.00) 1,647,931 $600,000.00 60 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $15,540,000.00 $0.00 $18,653,115.75 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $35,539,000.00 $0.00 $34,644,476.74 Sold, in full; warrants not outstanding $15,540,000.00 $2,639,379.50 $7,038,845.50 $16,984,909.75 ($878,620.50) ($2,343,154.50) ($5,654,090.25) ($266,631.35) Preferred Stock $2,795,000.00 $0.00 $2,985,215.11 Redeemed, in full; warrants not outstanding $2,795,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $23,000,000.00 $2,765,000.00 $4,237,000.00 $0.00 $0.00 $28,642,402.33 $6,496,417.16 Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding ($1,750,500.00) ($52,515.00) Preferred Stock w/ Warrants $215,000,000.00 $0.00 $236,287,500.00 Redeemed, in full; warrants not outstanding $215,000,000.00 Preferred Stock w/ Exercised Warrants $12,000,000.00 $0.00 $14,075,133.27 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $6,599,000,000.00 $0.00 $6,933,220,416.67 Redeemed, in full; warrants not outstanding $12,000,000.00 $6,599,000,000.00 12,000 $1,000.00 6,599,000 $1,000.00 $139,000,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $50,236,000.00 $8,950,000.00 $50,236,000.00 $0.00 $745,311.72 $10,634,911.78 32,679,102 Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding $8,950,000.00 $298,737,000.00 $0.00 $7,509,920.07 $450,000.00 $1,000.00 45 $4,500,000.00 Preferred Stock w/ Warrants 8,950 1,110,898 Currently not collectible ($298,737,000.00) Preferred Stock w/ Warrants $214,181,000.00 $0.00 $232,156,554.58 Redeemed, in full; warrants not outstanding $214,181,000.00 Preferred Stock w/ Warrants $3,194,000.00 $2,997,000.00 $0.00 $7,031,291.65 214,181 $1,000.00 Redeemed, in full; warrants not outstanding $6,191,000.00 Preferred Stock w/ Warrants $2,179,000.00 $59,000,000.00 $1,579,000.00 $0.00 $984,802.22 $62,145,972.22 $1,000.00 $600,000.00 Preferred Stock w/ Exercised Warrants 6,191 600 $1,000.00 $59,000,000.00 59,000 $160,000.00 160 $1,000.00 Redeemed, in part; warrants outstanding Redeemed, in full; warrants not outstanding $450,000.00 211,318 FootNote Institution Name 8 UNITED AMERICAN BANK UNITED BANCORP, INC. UNITED BANCORP, INC. UNITED BANCORP, INC. 11,36 UNITED BANCORPORATION OF ALABAMA, INC. UNITED BANCORPORATION OF ALABAMA, INC. 15,11,14 UNITED BANK CORPORATION UNITED BANK CORPORATION UNITED COMMUNITY BANKS, INC. UNITED COMMUNITY BANKS, INC. UNITED COMMUNITY BANKS, INC. UNITED COMMUNITY BANKS, INC. UNITED COMMUNITY BANKS, INC. UNITED COMMUNITY BANKS, INC. 44,11,8 UNITED FINANCIAL BANKING COMPANIES, INC. UNITED FINANCIAL BANKING COMPANIES, INC. UNITED FINANCIAL BANKING COMPANIES, INC. 11 UNITY BANCORP, INC. UNITY BANCORP, INC. UNITY BANCORP, INC. UNITY BANCORP, INC. 8 UNIVERSAL BANCORP UNIVERSAL BANCORP UNIVERSAL BANCORP UNIVERSAL BANCORP 11,9,15 UNIVERSITY FINANCIAL CORP. UNIVERSITY FINANCIAL CORP. 8 US METRO BANK 11,8 UWHARRIE CAPITAL CORP UWHARRIE CAPITAL CORP 11,8,14 VALLEY COMMERCE BANCORP VALLEY COMMERCE BANCORP 8 VALLEY COMMUNITY BANK 11 VALLEY FINANCIAL CORPORATION VALLEY FINANCIAL CORPORATION VALLEY FINANCIAL CORPORATION VALLEY FINANCIAL CORPORATION VALLEY FINANCIAL CORPORATION 8,44,14 VALLEY FINANCIAL GROUP, LTD. VALLEY FINANCIAL GROUP, LTD. 11 VALLEY NATIONAL BANCORP VALLEY NATIONAL BANCORP VALLEY NATIONAL BANCORP VALLEY NATIONAL BANCORP VALLEY NATIONAL BANCORP 8,41,44 VERITEX HOLDINGS, INC. (FIDELITY RESOURCES COMPANY) 11 8,17 11,8,14 45,8,14 8,17,11 11 11,16 11 8,18,21,44 8,17 VERITEX HOLDINGS, INC. (FIDELITY RESOURCES COMPANY) VILLAGE BANK AND TRUST FINANCIAL CORP. VIRGINIA COMMERCE BANCORP VIRGINIA COMMERCE BANCORP VIRGINIA COMPANY BANK VIRGINIA COMPANY BANK VIRGINIA COMPANY BANK VIRGINIA COMPANY BANK VISION BANK - TEXAS VISION BANK - TEXAS VISION BANK - TEXAS VIST FINANCIAL CORP. VIST FINANCIAL CORP. W.T.B. FINANCIAL CORPORATION W.T.B. FINANCIAL CORPORATION WACHUSETT FINANCIAL SERVICES, INC. WACHUSETT FINANCIAL SERVICES, INC. WACHUSETT FINANCIAL SERVICES, INC. WAINWRIGHT BANK & TRUST COMPANY WAINWRIGHT BANK & TRUST COMPANY WAINWRIGHT BANK & TRUST COMPANY WASHINGTON BANKING COMPANY WASHINGTON BANKING COMPANY WASHINGTON BANKING COMPANY WASHINGTON FEDERAL, INC. WASHINGTON FEDERAL, INC. WASHINGTON FEDERAL, INC. WASHINGTONFIRST BANKSHARES, INC. WASHINGTONFIRST BANKSHARES, INC. WASHINGTONFIRST BANKSHARES, INC. WAUKESHA BANKSHARES, INC. WAUKESHA BANKSHARES, INC. WAUKESHA BANKSHARES, INC. WAUKESHA BANKSHARES, INC. City State Date SAN MATEO TECUMSEH TECUMSEH TECUMSEH ATMORE ATMORE BARNESVILLE BARNESVILLE BLAIRSVILLE BLAIRSVILLE BLAIRSVILLE BLAIRSVILLE BLAIRSVILLE BLAIRSVILLE VIENNA VIENNA VIENNA CLINTON CLINTON CLINTON CLINTON BLOOMFIELD BLOOMFIELD BLOOMFIELD BLOOMFIELD ST. PAUL ST. PAUL GARDEN GROVE ALBEMARLE ALBEMARLE VISALIA VISALIA PLEASANTON ROANOKE ROANOKE ROANOKE ROANOKE ROANOKE SAGINAW SAGINAW WAYNE WAYNE WAYNE WAYNE WAYNE CA MI MI MI AL AL GA GA GA GA GA GA GA GA VA VA VA NJ NJ NJ NJ IN IN IN IN MN MN CA NC NC CA CA CA VA VA VA VA VA MI MI NJ NJ NJ NJ NJ 20-Feb-09 16-Jan-09 19-Jun-12 18-Jul-12 23-Dec-08 03-Sep-10 22-May-09 03-Jul-12 05-Dec-08 26-Mar-13 27-Mar-13 28-Mar-13 09-Apr-13 10-Jun-13 16-Jan-09 15-Dec-10 15-Sep-11 05-Dec-08 15-May-13 03-Jul-13 28-Aug-13 22-May-09 08-Aug-13 12-Aug-13 12-Sep-13 19-Jun-09 30-Jul-10 06-Feb-09 23-Dec-08 03-Apr-13 30-Jan-09 21-Mar-12 09-Jan-09 12-Dec-08 14-Nov-12 20-Feb-13 15-May-13 14-Aug-13 18-Dec-09 22-Sep-11 14-Nov-08 03-Jun-09 23-Sep-09 23-Dec-09 24-May-10 DALLAS TX 26-Jun-09 DALLAS MIDLOTHIAN ARLINGTON ARLINGTON NEWPORT NEWS NEWPORT NEWS NEWPORT NEWS NEWPORT NEWS RICHARDSON RICHARDSON RICHARDSON WYOMISSING WYOMISSING SPOKANE SPOKANE CLINTON CLINTON CLINTON BOSTON BOSTON BOSTON OAK HARBOR OAK HARBOR OAK HARBOR SEATTLE SEATTLE SEATTLE RESTON RESTON RESTON WAUKESHA WAUKESHA WAUKESHA WAUKESHA TX VA VA VA VA VA VA VA TX TX TX PA PA WA WA MA MA MA MA MA MA WA WA WA WA WA WA VA VA VA WI WI WI WI 25-Aug-11 01-May-09 12-Dec-08 11-Dec-12 12-Jun-09 08-Aug-13 12-Aug-13 12-Sep-13 24-Apr-09 28-Dec-12 10-Jul-13 19-Dec-08 01-Aug-12 30-Jan-09 15-Sep-11 11-Dec-09 04-Apr-12 30-Jan-13 19-Dec-08 24-Nov-09 16-Dec-09 16-Jan-09 12-Jan-11 02-Mar-11 14-Nov-08 27-May-09 15-Mar-10 30-Jan-09 10/30/2009 04-Aug-11 6/26/2009 6-Feb-13 7-Feb-13 8-Feb-13 Original Investment Type1 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Original Investment Amount $8,700,000.00 $20,600,000.00 Outstanding Investment Total Cash Back2 Investment Status* Capital Repayment / Disposition / Auction3,5 Amount $8,700,000.00 $0.00 $0.00 $20,315,924.72 (Fee)4 Shares Avg. Price (Realized Loss) / (Write-off) Gain5 Warrant Proceeds Amount Shares Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $17,005,300.00 ($255,079.50) 20,600 $825.50 ($3,594,700.00) $38,000.00 Preferred Stock w/ Warrants $10,300,000.00 $0.00 $11,172,638.89 $180,000,000.00 $0.00 $18,882,079.62 $210,367,527.00 720,000 $1,000.00 14,400,000 $1.00 $1,516,900.00 $12,587,575.00 $159,145,525.00 Preferred Stock w/ Warrants $0.00 10,300 $14,400,000.00 $14,400,000.00 $720,000.00 Redeemed, in full; warrants outstanding $10,300,000.00 Subordinated Debentures w/ Exercised Warrants 311,492 1,576 13,078 165,346 $962.50 $962.50 $962.50 Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding ($59,100.00) ($490,425.00) ($6,200,475.00) ($1,732,500.00) $6,677.00 Preferred Stock w/ Exercised Warrants $5,658,000.00 $0.00 $6,649,963.92 219,908 Redeemed, in full; warrants not outstanding $3,000,000.00 $2,658,000.00 3,000 2,658 $1,000.00 $1,000.00 $10,324,000.00 $10,325,000.00 10,324 10,325 $1,000.00 $1,000.00 $9,900,000.00 $0.00 $0.00 $28,013,814.50 $12,066,668.65 764,778 $476,573.62 495 $385,000.00 385 $65,000.00 65 $5,421,615.27 Preferred Stock w/ Exercised Warrants $20,649,000.00 283 $2,707,314.00 Preferred Stock w/ Warrants $283,000.00 2,532,542 $150,000.00 150 $63,481.25 143 Redeemed, in full; warrants not outstanding Sold, in full; warrants not outstanding $237,527.50 $9,168,561.50 250 9,650 $950.10 $950.10 $11,926,000.00 11,926,000 $1.00 $7,742,000.00 7,742 $1,000.00 $7,700,000.00 7,700 $1,000.00 $1,600,000.00 $1,600,000.00 $1,600,000.00 $1,600,000.00 1,600 1,600 1,600 1,600 $1,000.00 $1,000.00 $1,000.00 $1,000.00 $1,300,000.00 1,300 $1,000.00 75,000 125,000 100,000 ($12,472.50) ($481,438.50) $1,000.00 $1,000.00 $1,000.00 ($94,060.89) Subordinated Debentures Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $11,926,000.00 $2,861,000.00 $10,000,000.00 $0.00 $2,861,000.00 $2,258,000.00 $12,948,886.40 $432,678.00 $10,131,285.55 Redeemed, in full; warrants not outstanding Full investment outstanding; warrants outstanding Redeemed, in part; warrants outstanding Preferred Stock w/ Exercised Warrants $7,700,000.00 $0.00 $9,403,400.50 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $5,500,000.00 $16,019,000.00 $5,500,000.00 $9,619,000.00 $629,475.50 $10,063,284.59 Full investment outstanding; warrants outstanding Redeemed, in part; warrants outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $1,300,000.00 $300,000,000.00 $0.00 $0.00 $1,489,774.73 $318,400,781.94 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding $75,000,000.00 $125,000,000.00 $100,000,000.00 Preferred Stock w/ Exercised Warrants $3,000,000.00 $0.00 $3,503,795.81 Redeemed, in full; warrants not outstanding $3,000,000.00 $610.40 $610.40 788 713 $1,000.00 $1,000.00 $75,000.00 75 25,000 $1,000.00 $1,189,813.00 367,984 110,000 $1,000.00 $5,500,000.00 5,500 $3,000,000.00 $4,000,000.00 $3,694,442.50 533 4,167 $110,000,000.00 $0.00 $1,318,232.22 $85,190,138.89 $1,000.00 $25,000,000.00 $4,700,000.00 $14,738,000.00 $0.00 71,000 $787,500.00 $712,500.00 Preferred Stock w/ Exercised Warrants $14,738,000.00 $71,000,000.00 $1,000.00 $71,000,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Warrants 3,000 3,000 4,000 $1,000.00 $1,000.00 22,000 $1,000.00 Full investment outstanding; warrants outstanding Redeemed, in full; warrants outstanding Sold, in full; warrants not outstanding $325,353.86 $2,543,620.14 ($207,646.14) ($1,623,379.86) ($25,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $1,500,000.00 $25,000,000.00 $0.00 $0.00 $1,898,258.59 $30,710,646.33 Redeemed, in full; warrants not outstanding Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $110,000,000.00 $0.00 $131,236,874.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $12,000,000.00 $5,000,000.00 $9,051,968.01 Redeemed, in part; warrants outstanding Preferred Stock w/ Warrants $22,000,000.00 $0.00 $23,592,311.11 Redeemed, in full; warrants not outstanding $22,000,000.00 $568,700.00 $1,625,000.00 Preferred Stock w/ Warrants $26,380,000.00 $0.00 $30,628,344.45 $200,000,000.00 $0.00 $220,749,985.18 246,082 Redeemed, in full; warrants not outstanding $26,380,000.00 Preferred Stock w/ Warrants 390,071 26,380 $1,000.00 Redeemed, in full; warrants not outstanding $200,000,000.00 200,000 $1,000.00 $15,388,874.07 Preferred Stock w/ Warrants $6,633,000.00 $6,842,000.00 $0.00 $15,317,317.86 Redeemed, in full; warrants not outstanding $13,475,000.00 Preferred Stock w/ Exercised Warrants $5,625,000.00 $0.00 $6,398,893.44 1,707,456 13,475 $1,000.00 5,212 100 313 $926.90 $926.90 $926.90 $332,000.00 332 Sold, in full; warrants not outstanding $4,831,002.80 $92,690.00 $290,119.70 ($380,997.20) ($7,310.00) ($22,880.30) $18,644.66 $147,194.69 19 150 FootNote 11 11 11 11 11 44 8 8,14,18 8,78,11 8 11 11 8,14 45,8,14 11 Institution Name WAUKESHA BANKSHARES, INC. WEBSTER FINANCIAL CORPORATION WEBSTER FINANCIAL CORPORATION WEBSTER FINANCIAL CORPORATION WEBSTER FINANCIAL CORPORATION WEBSTER FINANCIAL CORPORATION WELLS FARGO & CO. WELLS FARGO & CO. WELLS FARGO & CO. WESBANCO, INC. WESBANCO, INC. WESBANCO, INC. WEST BANCORPORATION, INC. WEST BANCORPORATION, INC. WEST BANCORPORATION, INC. WESTAMERICA BANCORPORATION WESTAMERICA BANCORPORATION WESTAMERICA BANCORPORATION WESTAMERICA BANCORPORATION WESTERN ALLIANCE BANCORPORATION WESTERN ALLIANCE BANCORPORATION WESTERN ALLIANCE BANCORPORATION WESTERN COMMUNITY BANCSHARES, INC. WESTERN ILLINOIS BANCSHARES, INC. WESTERN ILLINOIS BANCSHARES, INC. WESTERN ILLINOIS BANCSHARES, INC. WESTERN ILLINOIS BANCSHARES, INC. WESTERN ILLINOIS BANCSHARES, INC. WESTERN RESERVE BANCORP, INC. WESTERN RESERVE BANCORP, INC. WHITE RIVER BANCSHARES COMPANY WHITNEY HOLDING CORPORATION WHITNEY HOLDING CORPORATION WILMINGTON TRUST CORPORATION WILMINGTON TRUST CORPORATION WILSHIRE BANCORP, INC. WILSHIRE BANCORP, INC. WILSHIRE BANCORP, INC. WINTRUST FINANCIAL CORPORATION WINTRUST FINANCIAL CORPORATION WINTRUST FINANCIAL CORPORATION WORTHINGTON FINANCIAL HOLDINGS, INC. WORTHINGTON FINANCIAL HOLDINGS, INC. WORTHINGTON FINANCIAL HOLDINGS, INC. WSFS FINANCIAL CORPORATION WSFS FINANCIAL CORPORATION WSFS FINANCIAL CORPORATION YADKIN VALLEY FINANCIAL CORPORATION YADKIN VALLEY FINANCIAL CORPORATION YADKIN VALLEY FINANCIAL CORPORATION YADKIN VALLEY FINANCIAL CORPORATION YADKIN VALLEY FINANCIAL CORPORATION YORK TRADITIONS BANK YORK TRADITIONS BANK ZIONS BANCORPORATION ZIONS BANCORPORATION ZIONS BANCORPORATION ZIONS BANCORPORATION City WAUKESHA WATERBURY WATERBURY WATERBURY WATERBURY WATERBURY MINNEAPOLIS MINNEAPOLIS MINNEAPOLIS WHEELING WHEELING WHEELING WEST DES MOINES WEST DES MOINES WEST DES MOINES SAN RAFAEL SAN RAFAEL SAN RAFAEL SAN RAFAEL LAS VEGAS LAS VEGAS LAS VEGAS PALM DESERT MONMOUTH MONMOUTH MONMOUTH MONMOUTH MONMOUTH MEDINA MEDINA FAYETTEVILLE NEW ORLEANS NEW ORLEANS WILMINGTON WILMINGTON LOS ANGELES LOS ANGELES LOS ANGELES LAKE FOREST LAKE FOREST LAKE FOREST HUNTSVILLE HUNTSVILLE HUNTSVILLE WILMINGTON WILMINGTON WILMINGTON ELKIN ELKIN ELKIN ELKIN ELKIN YORK YORK SALT LAKE CITY SALT LAKE CITY SALT LAKE CITY SALT LAKE CITY State WI CT CT CT CT CT MN MN MN WV WV WV IA IA IA CA CA CA CA NV NV NV CA IL IL IL IL IL OH OH AR LA LA DE DE CA CA CA IL IL IL AL AL AL DE DE DE NC NC NC NC NC PA PA UT UT UT UT Date 26-Mar-13 21-Nov-08 3-Mar-10 13-Oct-10 29-Dec-10 8-Jun-11 28-Oct-08 23-Dec-09 26-May-10 5-Dec-08 9-Sep-09 23-Dec-09 31-Dec-08 29-Jun-11 31-Aug-11 13-Feb-09 2-Sep-09 18-Nov-09 21-Nov-11 21-Nov-08 27-Sep-11 23-Nov-11 23-Dec-08 23-Dec-08 29-Dec-09 8-Nov-12 9-Nov-12 11-Jan-13 15-May-09 30-Nov-12 20-Feb-09 19-Dec-08 3-Jun-11 12-Dec-08 13-May-11 12-Dec-08 3-Apr-12 20-Jun-12 19-Dec-08 22-Dec-10 14-Feb-11 15-May-09 24-Jun-13 26-Jul-13 23-Jan-09 3-Apr-12 12-Sep-12 16-Jan-09 24-Jul-09 18-Sep-12 10-Jun-13 11-Jun-13 24-Apr-09 14-Jul-11 14-Nov-08 28-Mar-12 26-Sep-12 5-Dec-12 Original Investment Amount Original Investment Type1 Outstanding Investment Total Cash Back2 Investment Status* Capital Repayment / Disposition / Auction3,5 Amount (Fee)4 Shares Avg. Price (Realized Loss) / (Write-off) Gain5 Warrant Proceeds Amount Shares ($52,138.13) Preferred Stock w/ Warrants $400,000,000.00 $0.00 $457,333,286.51 Redeemed, in full; warrants not outstanding $100,000,000.00 $100,000,000.00 $200,000,000.00 100,000 100,000 200,000 $1,000.00 $1,000.00 $1,000.00 $20,388,842.06 $415,000.00 $75,000,000.00 $0.00 $78,804,166.67 25,000 $36,000,000.00 $0.00 $41,195,000.00 75,000 $83,726,000.00 $0.00 $87,360,236.61 36,000 $140,000,000.00 $0.00 $160,365,000.00 41,863 41,863 $7,290,000.00 $6,855,000.00 $4,567,000.00 $7,290,000.00 $0.00 $554,083.00 $13,053,910.87 $335,417.06 343 $1,000.00 $1,000.00 Redeemed, in full; warrants not outstanding $140,000,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 787,107 $1,000.00 Redeemed, in full; warrants not outstanding $41,863,000.00 $41,863,000.00 Preferred Stock w/ Warrants $1,000.00 Redeemed, in full; warrants not outstanding $36,000,000.00 Preferred Stock w/ Warrants $1,000,000.00 Redeemed, in full; warrants not outstanding $75,000,000.00 Preferred Stock w/ Warrants 246,698 Redeemed, in full; warrants not outstanding $25,000,000,000.00 Preferred Stock w/ Warrants 474,100 $878,256.00 $27,281,347,113.95 439,282 $700,000.00 $0.00 110,261,688 $950,000.00 $25,000,000,000.00 3,282,276 $840,374,891.73 Preferred Stock w/ Warrants 140,000 $1,000.00 Full investment outstanding; warrants outstanding Sold, in full; warrants not outstanding $1,050,524.72 $9,673,015.37 1,117 10,305 $940.38 $939.53 ($66,475.28) ($631,984.63) $4,700,000.00 4,700 $1,000.00 $235,000.00 235 $300,000,000.00 300,000 $1,000.00 $6,900,000.00 2,631,579 $330,000,000.00 330,000 $1,000.00 62,158 $943.50 $760,000.00 949,460 $25,600,564.15 1,643,295 $90,940.00 136 $1,800,000.00 175,105 $55,677.00 $20,000.00 91,178 128,663 $244,000.00 244 $7,666,418.51 $7,889,962,549.00 5,789,909 ($107,235.41) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $4,700,000.00 $16,800,000.00 $300,000,000.00 $330,000,000.00 $62,158,000.00 $0.00 $16,800,000.00 $0.00 $0.00 $0.00 $5,842,197.92 $1,589,583.00 $343,733,333.33 $369,920,833.33 $68,809,170.52 Redeemed, in full; warrants not outstanding Full investment outstanding; warrants outstanding Redeemed, in full; warrants not outstanding Redeemed, in full; warrants outstanding Sold, in full; warrants not outstanding $58,646,694.58 Preferred Stock w/ Warrants $250,000,000.00 $0.00 $300,704,730.81 ($879,700.42) Redeemed, in full; warrants not outstanding $250,000,000.00 Preferred Stock w/ Exercised Warrants $2,720,000.00 $0.00 $2,780,391.21 ($3,511,305.42) 250,000 $1,000.00 Sold, in full; warrants not outstanding $2,343,851.20 2,720 $861.70 ($376,148.80) 52,625 $915.10 ($4,467,336.25) ($24,999.99) Preferred Stock w/ Warrants $52,625,000.00 $0.00 $57,640,856.64 Sold, in full; warrants not outstanding $48,157,663.75 Preferred Stock w/ Warrants $36,000,000.00 $13,312,000.00 $0.00 $52,383,419.85 ($722,364.96) Sold, in full; warrants not outstanding $44,149,056.00 Preferred Stock w/ Exercised Warrants $4,871,000.00 $0.00 $5,705,022.14 $1,400,000,000.00 $0.00 $1,661,027,529.62 49,312 $893.00 ($5,162,944.00) Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants ($662,235.84) Redeemed, in full; warrants not outstanding $4,871,000.00 $204,894,726,320.00 $2,507,458,389.88 $224,554,411,960.26 $1,000.00 $700,000,000.00 $700,000,000.00 TOTALS 4,871 700,000 700,000 $1,000.00 $1,000.00 $197,774,379,999.34 ($33,580,752.15) ($4,612,887,930.79) $6,886,121,071.56 Footnote Description All pricing is at par. Total Cash Back includes net capital repayments, interest and dividends, warrant proceeds, and other income (less expenses). Capital Repayments includes gross capital repayments, gross auction proceeds, exchanges into CDCI, and SBLF fundings. Includes: (i) placement fees in private auctions of a CPP issuer’s securities where Treasury pays placement fees to the placement agents in an amount equal to a minimum of $50,000 (per issuer) or 1.00% of gross aggregate proceeds for each security and (ii) unreimbursed underwriting fees in public offerings. Placement fees in private auctions are paid approximately one month after settlement. 5 Net proceeds from sales and auctions can be calculated by adding the “Amount” and “(Fee)” columns under the "Capital Repayment / Disposition / Auction" plus any amount in the "Gain" column. Note that "(Fee)" is a negative number. 6 This transaction was included in previous Transaction Reports with Merrill Lynch & Co., Inc. listed as the qualifying institution and a 10/28/2008 transaction date, footnoted to indicate that settlement was deferred pending merger. The purchase of Merrill Lynch by Bank of America was completed on 1/1/2009, and this transaction under the CPP was funded on 1/9/2009. 7 The warrant disposition proceeds amount are stated pro rata in respect of the CPP investments in Bank of America Corporation that occurred on 10/28/2008 and 1/9/2009. The total net disposition proceeds from CPP warrants on 3/3/2010 was $305,913,040, consisting of $183,547,824 and $122,365,216. Proceeds from the disposition of TIP warrants on 3/3/2010 appear on a following page of this report. 8 Privately-held qualified financial institution; Treasury received a warrant to purchase additional shares of preferred stock (unless the institution is a CDFI), which it exercised immediately. Footnote 1 2 3 4 9 To promote community development financial institutions (CDFIs), Treasury does not require warrants as part of its investment in certified CDFIs when the size of the investment is $50 million or less. 10 Treasury cancelled the warrants received from this institution due to its designation as a CDFI. 11 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009. 12 Redemption pursuant to a qualified equity offering. 13 This amount does not include accrued and unpaid dividends, which must be paid at the time of capital repayment. 14 The proceeds associated with the disposition of this investment do not include accrued and unpaid dividends. 15 Subchapter S corporation; Treasury received a warrant to purchase additional subordinated debentures (unless the institution is a CDFI), which it exercised immediately. 16 In its qualified equity offering, this institution raised more capital than Treasury’s original investment, therefore, the number of Treasury’s shares underlying the warrant was reduced by half. 17 This institution participated in the expansion of CPP for small banks. 18 This institution received an additional investment through the expansion of CPP for small banks. 19 Treasury made three separate investments in Citigroup Inc. (Citigroup) under the CPP, Targeted Investment Program (TIP), and Asset Guarantee Program (AGP) for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in Fixed Rate Cumulative Perpetual Preferred Stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. On 7/23/2009 and 7/30/2009, Treasury exchanged a total of $25 billion of the CPP shares for Series M Common Stock Equivalent (“Series M”) and a warrant to purchase shares of Series M. On 9/11/2009, Series M automatically converted to 7,692,307,692 shares of common stock and the associated warrant terminated on receipt of certain shareholder approvals. 20 On 8/24/2009, Treasury exchanged its series C preferred stock issued by Popular, Inc. for a like amount of non tax-deductible trust preferred securities issued by Popular Capital Trust III, administrative trustee for Popular, Inc. Popular, Inc. paid a $13 million exchange fee in connection with this transaction. 21 This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank holding companies. The institution in which Treasury's original investment was made is shown in parentheses. 22 As of the date of this report, this institution is in bankruptcy proceedings. Footnote 23 Footnote Description On 12/10/2009, the bankruptcy reorganization plan of CIT Group Inc. became effective and Treasury's preferred stock and warrant investment were extinguished and replaced by contingent value rights (CVRs). On 2/8/2010, the CVRs expired without value as the terms and conditions for distribution of common shares to holders of CVRs were not met. 24 On 12/11/2009, Treasury exchanged its series A preferred stock issued by Superior Bancorp, Inc. for a like amount of non tax-deductible Trust Preferred Securities issued by Superior Capital Trust II, administrative trustee for Superior Bancorp. 25 On 2/1/2010, following the acquisition of First Market Bank (First Market) by Union Bankshares Corporation (the acquiror), the preferred stock and exercised warrants issued by First Market on 2/6/2009 were exchanged for a like amount of securities of the acquiror in a single series but with a blended dividend rate equivalent to those of Treasury's original investment. 26 On 2/11/2010, Pacific Coast National Bancorp dismissed its bankruptcy proceedings with no recovery to any creditors or investors, including Treasury, and the investment was extinguished. 27 On 3/8/2010, Treasury exchanged its $84,784,000 of preferred stock in Midwest Banc Holdings, Inc. (MBHI) for $89,388,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $84,784,000, plus $4,604,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by MBHI of the conditions related to its capital plan, the MCP may be converted to common stock. 28 On 3/30/2010, Treasury exchanged its $7,500,000 of subordinated debentures in GulfSouth Private Bank for an equivalent amount of preferred stock, in connection with its conversion from a Subchapter S-Corporation, that comply with the CPP terms applicable to privately held qualified financial institutions. 29 On 4/16/2010, Treasury exchanged its $72,000,000 of preferred stock in Independent Bank Corporation (Independent) for $74,426,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $72,000,000, plus $2,426,000 of capitalized previously accrued and unpaid dividends. On 7/26/13, Treasury entered into a securities purchase agreement with Independent pursuant to which Treasury agreed to sell to Independent the MCP and the warrant issued by Independent, subject to the conditions specified in such agreement. On 8/30/13, Treasury completed the sale of the MCP and warrant to Independent pursuant to the terms of such agreement. 30 Treasury received Citigroup common stock pursuant to the June 2009 Exchange Agreement between Treasury and Citigroup which provided for the exchange into common shares of the preferred stock that Treasury purchased in connection with Citigroup's participation in the Capital Purchase Program (see note 11). On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. On May 26, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. On July 23, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on September 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on September 30, 2010. On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. All such sales were generally made at the market price. On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. See "Capital Purchase Program - Citigroup, Inc., Common Stock Disposition" on following page for the actual number of shares sold by Morgan Stanley, the weighted average price per share and the total proceeds to Treasury from all such sales during those periods. 31 On 8/26/2010, Treasury completed the exchange of its $303,000,000 of preferred stock in Sterling Financial Corporation (Sterling) for a like amount of mandatorily convertible preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Sterling entered into on 4/29/2010. Since Sterling also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, including those related to its capital plan, Treasury’s $303,000,000 of MCP was subsequently, as of 8/26/2010, converted into 378,750,000 shares of common stock. Footnote Description Footnote 32 On 8/20/2010, Sonoma Valley Bank, Sonoma, CA, the banking subsidiary of Sonoma Valley Bancorp, was closed by the California Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 33 On 6/30/2010, Treasury exchanged $46,400,000 of its series A preferred stock in First Merchants Corporation for a like amount of non tax-deductible Trust Preferred Securities issued by First Merchants Capital Trust III. 34 On 7/20/2010, Treasury completed the exchange of its $400,000,000 of preferred stock in First BanCorp for $424,174,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $400,000,000, plus $24,174,000 of capitalized previously accrued and unpaid dividends. On 10/07/2011, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 32,941,797 shares of common stock of First BanCorp. Treasury received all accrued and previously unpaid dividends on the MCP at the time of the conversion. First BanCorp has agreed to have a Treasury observer attend board of directors meetings. 35 On 8/31/2010, following the completion of the conditions related to Pacific Capital Bancorp's (Pacific Capital) capital plan, Treasury exchanged its $180,634,000 of preferred stock in Pacific Capital for $195,045,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $180,634,000, plus $14,411,000 of capitalized previously accrued and unpaid dividends. On 9/27/2010, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 360,833,250 shares of common stock of Pacific Capital. Following a reverse stock split effective 12/28/10, Treasury held 3,608,332 shares of Pacific Capital common stock. Effective 11/30/12, Pacific Capital merged with and into UnionBanCal Corporation and each outstanding share of common stock of the Company was converted into the right to receive $46.00 per share in cash, and Treasury received $165,983,272 in respect of its common stock and $393,121 in respect of its warrant. 36 This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has completed an exchange of its Capital Purchase Program investment for an investment under the terms of the CDCI program. See "Community Development Capital Initiative" below. 37 At the time of this institution’s exchange into the CDCI program, the warrant preferreds were included in the total amount of preferred stock exchanged for Treasury’s CDCI investment. Therefore this disposition amount does not represent cash proceeds to Treasury. 38 On 9/30/2010, Treasury completed the exchange of its $80,347,000 of preferred stock in Hampton Roads Bankshares, Inc. (Hampton) for a like amount of mandatorily convertible preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Hampton entered into on 8/12/2010. Since Hampton also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, Treasury’s $80,347,000 of MCP was subsequently converted into 52,225,550 shares of common stock. 39 Treasury entered into an agreement on 1/28/2011 with North American Financial Holdings, Inc. for the sale of all preferred stock and warrants issued by Capital Bank Corporation to Treasury for an aggregate purchase price of $41,279,000. Since the conditions to closing of the sale were satisfied, the closing of the sale also occurred on 1/28/2011. 40 On 2/18/11, Treasury completed the exchange of its $135,000,000 of preferred stock (including accrued and unpaid dividends thereon) in Central Pacific Financial Corp. for not less than 5,620,117 shares of common stock, pursuant to an exchange agreement dated 2/17/2011. 41 As a result of the acquisition of Fidelity Resources Company (the acquired company) by Veritex Holdings, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/26/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/23/2011. 42 As a result of the acquisition of NC Bancorp, Inc. (the acquired company) by Metropolitan Bank Group, Inc. (the acquiror), Treasury exchanged $6,880,000 of its preferred stock in NC Bancorp, Inc. and $71,526,000 of its preferred stock in Metropolitan Bank Group, Inc. for $81,892,000 of a new series of preferred stock in Metropolitan Bank Group, Inc., which is equivalent to the combined initial investment amount of $78,406,000 plus $3,486,000 of capitalized previously accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/30/2011. Exercised warrants were also exchanged at the time of the agreement. Footnote Description Footnote 43 On 7/5/2011, Treasury completed a transaction with Harris Financial Corp., a wholly-owned subsidiary of Bank of Montreal ("BMO"), for the sale of (i) all Marshall & Ilsley Corporation ("M&I") Preferred Stock held by Treasury for a purchase price of $1,715,000,000 plus accrued dividends and (ii) the Treasury-held M&I Warrant for an amount equal to $3,250,000, pursuant to the terms of the agreement between Treasury and BMO entered into on 05/16/2011. 44 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 using proceeds received in connection with the institution’s participation in the Small Business Lending Fund. 45 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 - part of the repayment amount obtained from proceeds received in connection with the institution’s participation in the Small Business Lending Fund. 46 On 11/5/2010, Pierce Commercial Bank, Tacoma, WA, the banking subsidiary of Pierce County Bancorp, was closed by the Washington Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 47 On 11/12/2010, Tifton Banking Company, Tifton, GA, was closed by the Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 48 On 3/11/2011, Legacy Bank, Milwaukee, WI, the banking subsidiary of Legacy Bancorp, Inc., was closed by the State of Wisconsin Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 49 On 4/15/2011, Superior Bank, Birmingham, AL, the banking subsidiary of Superior Bancorp Inc., was closed by the Office of Thrift Supervision, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 50 On 7/15/2011, First Peoples Bank, Port Saint Lucie, Florida, the banking subsidiary of FPB Bancorp, Inc., was closed by the Florida Office of Financial Regulation, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 51 On 7/15/2011, One Georgia Bank, Atlanta, GA was closed by the State of Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 52 On 7/29/2011, Integra Bank, National Association, Evansville, Indiana, the banking subsidiary of Integra Bank Corporation, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 53 On 10/21/2011, Treasury completed the exchange of all FNB United Corp. ("FNB United") preferred stock and warrants held by Treasury for 108,555,303 shares of FNB United common stock and an amended and restated warrant, pursuant to the terms of the agreement between Treasury and FNB United entered into on 08/12/2011. 54 As a result of the acquisition of Berkshire Bancorp, Inc. (the acquired company) by Customers Bancorp, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/12/2009 were exchanged for a like amount of securities of the acquiror plus accrued and previously unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 9/16/2011. 55 On 9/23/2011, Citizens Bank of Northern California, Nevada City, California, the banking subsidiary of Citizens Bancorp, was closed by the California Department of Financial Institutions, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 56 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 in connection with the institution’s participation in the Small Business Lending Fund, which occurred at a later date. 57 On 10/14/2011, Country Bank, Aledo, Illinois, the banking subsidiary of CB Holding Corp., was closed by the Illinois Department of Financial and Professional Regulation - Division of Banking, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 58 As a result of a reincorporation transaction whereby Crescent Financial Corporation (CFC) was merged into Crescent Financial Bancshares, Inc. (CFB), the preferred stock and warrant issued by CFC on 1/9/2009 were exchanged for a like amount of securities of CFB, pursuant to the terms of an agreement among Treasury, CFC and CFB entered into on 11/15/2011. 59 As a result of the acquisition of Center Financial Corporation by BBCN Bancorp, Inc. (formerly Nara Bancorp, Inc.), the preferred stock and warrant issued by Center Financial Corporation were exchanged for a like amount of securities of BBCN Bancorp, Inc., pursuant to the terms of an agreement among Treasury, Center Financial Corporation, and BBCN Bancorp, Inc. entered into on 11/30/2011. Footnote Description Footnote 60 On 1/3/2012, Treasury completed (i) the sale to F.N.B. Corporation (“F.N.B.”) of all of the preferred stock that had been issued to Treasury by Parkvale Financial Corporation (“Parkvale”) for a purchase price of $31,762,000 plus accrued dividends and (ii) the exchange of the Parkvale warrant held by Treasury for a like F.N.B. warrant, pursuant to the terms of the agreement between Treasury and F.N.B. entered into on 12/29/2011 in connection with the merger of Parkvale and F.N.B. effective 01/01/2012. 61 As a result of the acquisition of State Bancorp, Inc. (the acquired company) by Valley National Bancorp (the acquiror), the warrant issued by the acquired company on 12/5/2008 was exchanged for a like security of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 1/1/2012. 62 On 1/27/2012, pursuant to the terms of the merger of Regents Bancshares, Inc. (“Regents”) with Grandpoint Capital, Inc., Treasury received $13,214,858.00 (representing the par amount together with accrued and unpaid dividends thereon) in respect of the preferred stock (including that received from the exercise of warrants) that had been issued to Treasury by Regents. 63 On 1/27/2012, Tennessee Commerce Bank, Franklin, TN, the banking subsidiary of Tennessee Commerce Bancorp, Inc., was closed by the Tennessee Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 64 On 2/10/2012, SCB Bank, Shelbyville, Indiana, the banking subsidiary of Blue River Bancshares, Inc., was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 65 On 2/10/2012, Treasury entered into an agreement with Broadway Financial Corporation to exchange Treasury’s $15,000,000 of preferred stock for common stock. The exchange is subject to the fulfillment by Broadway Financial Corporation of certain conditions, including the satisfactory completion of a capital plan. 66 On 4/20/2012, Fort Lee Federal Savings Bank, FSB, Fort Lee, New Jersey, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 67 As a result of the acquisition of Community Holding Company of Florida, Inc. (the acquired company) by Community Bancshares of Mississippi, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 2/6/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 7/19/2012. 68 On 7/13/2012, Glasgow Savings Bank, Glasgow, MO, the banking subsidiary of Gregg Bancshares, Inc. , was closed by the Missouri Division of Finance, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 69 On 7/27/2012, Treasury entered into an agreement with Pinnacle Bank Holding Company, Inc. (“Pinnacle”) pursuant to which Treasury agreed to sell its CPP preferred stock back to Pinnacle at a discount subject to the satisfaction of the conditions specified in the agreement. 70 On 10/19/2012, GulfSouth Private Bank, Destin, Florida, was closed by the Florida Office of Financial Regulation, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 71 On 10/19/2012, Excel Bank, Sedalia, Missouri, the banking subsidiary of Investors Financial Corporation of Pettis County, Inc., was closed by the Missouri Division of Finance, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 72 On 10/25/2012, pursuant to the terms of the merger of First Community Bancshares, Inc. ("First Community") and Equity Bancshares, Inc. ("Equity"), Treasury received a like amount of preferred stock and exercised warrants from Equity in exchange for Treasury's original investment in First Community, plus accrued and unpaid dividends, pursuant to a placement agency agreement executed on 10/23/2012. 73 On 10/29/2012, First Place Financial Corp. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the District of Delaware. 74 On 2/22/2013, Treasury completed the exchange of its Standard Bancshares, Inc. preferred stock for common stock, pursuant to an exchange agreement, dated as of 11/5/2012, with Standard Bancshares, Inc., and immediately sold the resulting Standard Bancshares, Inc. common stock, pursuant to securities purchase agreements, each dated as of 11/5/2012, with W Capital Partners II, L.P., Trident SBI Holdings, LLC, PEPI Capital, LP, LCB Investment, LLC, Cohesive Capital Partners, L.P., and Athena Select Private Investment Fund LLC. 75 On 11/2/2012, Citizens First National Bank, Princeton, IL, the banking subsidiary of Princeton National Bancorp, was closed by the Office of the Comptroller of the Currency, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. Footnote Description Footnote 76 On 11/13/2012, Treasury entered into an agreement with Community Financial Shares, Inc. (“CFS”) pursuant to which Treasury agreed to sell its CPP preferred stock back to CFS at a discount subject to the satisfaction of the conditions specified in the agreement. 77 In connection with the merger of Fidelity Bancorp, Inc. (“Fidelity”) and WesBanco, Inc. (“WesBanco”) effective 01/01/2012, Treasury (i) sold to WesBanco all of the preferred stock that had been issued by Fidelity to Treasury for a purchase price of $7,000,000 plus accrued dividends and (ii) exchanged the Fidelity warrant held by Treasury for a like WesBanco warrant, pursuant to the terms of an agreement among Treasury and WesBanco entered into on 11/28/2012. 78 On 11/30/12, Western Reserve Bancorp, Inc. was acquired by an affiliate of Westfield Bancorp, Inc. Pursuant to the terms of the merger, each outstanding share of Series A and Series B preferred stock issued to Treasury was redeemed for the respective principal amount together with accrued and unpaid dividends thereon. 79 On 2/20/2013, Treasury sold its CPP preferred stock and warrant issued by First Sound Bank (“First Sound”) back to First Sound for an aggregate purchase price of $3,700,000, pursuant to the terms of the agreement between Treasury and First Sound entered into on 11/30/2012. 80 On 4/9/2013, Treasury sold its CPP preferred stock and warrant issued by PremierWest Bancorp (“PremierWest”) pursuant to an agreement with PremierWest and Starbuck Bancshares, Inc. (“Starbuck”) entered into on 12/11/2012. 81 In connection with the merger of Community Financial Corporation (“Community Financial”) and City Holding Company (“City Holding”) effective 1/09/13, Treasury (i) sold to City Holding all of the preferred stock that had been issued by Community Financial to Treasury for a purchase price of $12,643,000 plus accrued dividends and (ii) exchanged the Community Financial warrant held by Treasury for a like City Holding warrant, pursuant to the terms of an agreement among Treasury and City Holding entered into on 1/09/13. 82 On 1/29/2013, Treasury executed a placement agency agreement pursuant to which Treasury agreed to sell 9,950 shares of Coastal Banking Company, Inc. Preferred stock at $815.00 per share (less a placement agent fee) for net proceeds of $8,028,157.50. On 2/6/2013, the placement agent notified Coastal Banking Company, Inc. that, pursuant to the placement agency agreement, it was terminating the transaction and, therefore, Treasury did not receive any proceeds or pay any fees in connection with the transaction. 83 On 2/15/2013, Treasury sold its CPP preferred stock and warrant issued by BancTrust Financial Group, Inc. (“BancTrust”) pursuant to an agreement with BancTrust and Trustmark Corporation (“Trustmark”) entered into on 02/11/2013. 84 On 8/14/2013, Treasury sold its CPP preferred stock issued by Florida Bank Group, Inc. (“FBG”) back to FBG for an aggregate purchase price of $8,000,000, pursuant to the terms of the agreement between Treasury and FBG entered into on 2/12/13. 85 On 2/15/2013, pursuant to the terms of the merger of Pacific International Bancorp, Inc. (“Pacific International”) with BBCN Bancorp, Inc. (“BBCN”), Treasury received $7,474,619.97 (representing the par amount together with accrued and unpaid dividends thereon) in respect of the preferred stock that had been issued to Treasury by Pacific International. Treasury exchanged its Pacific International warrant for an equivalent warrant issued by BBCN. 86 On 4/12/2013, Treasury completed (i) the sale of its CPP preferred in Citizens Republic Bancorp, Inc. (Citizens Republic) to FirstMerit Corporation (FirstMerit) and (ii) the exchange of its warrant in Citizens Republic for a warrant issued by FirstMerit, pursuant to a securities purchase agreement, dated as of 2/19/13, among Treasury, FirstMerit and Citizens Republic. 87 On 4/11/2013, Treasury completed the exchange of its First Security Group, Inc. (FSGI) preferred stock for common stock, pursuant to an exchange agreement, dated as of 2/25/2013, between Treasury and FSGI, and sold the resulting FSGI common stock, pursuant to securities purchase agreements, each dated as of 4/9/2013, between Treasury and the purchasers party thereto. 88 On 3/19/2013, Treasury exercised its warrant on a cashless basis and received (i) 186,589 shares of common stock and (ii) $71.62 in cash in lieu of fractional shares. Treasury sold such shares of common stock on 3/19/2013. 89 As a result of the acquisition of ECB Bancorp, Inc. by Crescent Financial Bancshares, Inc., the preferred stock and warrant issued by ECB Bancorp, Inc. were exchanged for a like amount of securities of Crescent Financial Bancshares, Inc., pursuant to the terms of an agreement among Treasury, ECB Bancorp, Inc., and Crescent Financial Bancshares, Inc. entered into on 4/1/2013. 90 As a result of the merger of Annapolis Bancorp, Inc. into F.N.B. Corporation, the warrant issued by Annapolis Bancorp, Inc. was exchanged for a like warrant issued by F.N.B. Corporation, pursuant to the terms of an agreement among Treasury, Annapolis Bancorp, Inc., and F.N.B. Corporation entered into on 4/6/2013. Footnote Description Footnote 91 On 04/05/2013, Gold Canyon Bank, Gold Canyon, Arizona was closed by the Arizona Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 92 On 04/09/2013, Indiana Bank Corp. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the Southern District of Indiana. 93 On 7/17/13, Treasury entered into a securities purchase agreement with Central Virginia Bankshares, Inc. (CVB) and C&F Financial Corporation (C&F) pursuant to which Treasury agreed to sell to C&F the CPP preferred stock and warrant issued by CVB, subject to the conditions specified in such agreement. 94 On 8/12/2013, Anchor BanCorp Wisconsin Inc. ( “Anchor”) filed a voluntary petition for Chapter 11 protection in the U.S. Bankruptcy Court for the Western District of Wisconsin to implement a “pre-packaged” Plan of Reorganization in order to facilitate the restructuring of Anchor. On 9/27/ 2013, the Plan of Reorganization became effective in accordance with its terms, pursuant to which (i) Treasury’s preferred stock was exchanged for 60,000,000 shares of common stock (the “Common Stock”) and (ii) Treasury’s warrant was cancelled. On 9/27/2013, Treasury sold the Common Stock to purchasers pursuant to securities purchase agreements entered into on 9/19/2013. 95 On 7/5/2013, Rogers Bancshares, Inc. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the Eastern District of Arkansas. 96 On 8/22/2013, Treasury exchanged its preferred stock in Broadway Financial Corporation for 10,146 shares of common stock equivalent representing (i) 50% of the liquidation preference of the preferred stock, plus (ii) 100% of previously accrued and unpaid dividends on the preferred stock ($2,646,000). The common stock equivalent will be converted to common stock upon the receipt of certain shareholder approvals. 97 This institution has entered into bankruptcy or receivership. For a full list of institutions that have entered bankruptcy or receivership and Treasury's remaining investments, reference appendices B and C in the section titled “Capital Purchase Program Institutions” in the most recent report to congress found on Treasury’s website: http://www.treasury.gov/initiatives/financial-stability/reports/Pages/Monthly-Report-to-Congress.aspx. CAPITAL PURCHASE PROGRAM - CITIGROUP, INC. COMMON STOCK DISPOSITION Date 4/26/2010 5/26/2010 5/26/2010 6/30/2010 7/23/2010 9/30/2010 10/19/2010 12/6/2010 12/6/2010 Pricing Mechanism 1 2 3 4 5 6 Number of Shares Proceeds 7 $4.1217 1,500,000,000 $ 6,182,493,158 $3.8980 1,108,971,857 $ 4,322,726,825 $3.9090 1,500,000,000 $ 5,863,489,587 $4.2609 1,165,928,228 $ 4,967,921,811 $4.3500 2,417,407,607 $ 10,515,723,090 Total Proceeds: $31,852,354,471 1/ On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. 2/ On May 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. 3/ On July 23, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on September 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occured on September 30, 2010. 4/ On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. 5/ On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. Closing of the offering is subject to the fulfillment of certain closing conditions. 6/ The price set forth is the weighted average price for all sales of Citigroup, Inc. common stock made by Treasury over the course of the corresponding period. 7/ Amount represents the gross proceeds to Treasury. Page 32 of 49 COMMUNITY DEVELOPMENT CAPITAL INITIATIVE Seller Footnote 7/30/2010 7/30/2010 8/6/2010 8/13/2010 8/13/2010 9/17/2010 8/13/2010 8/13/2010 8/13/2010 8/20/2010 9/24/2010 8/20/2010 8/27/2010 9/3/2010 9/3/2010 9/3/2010 9/10/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 Name of Institution Purchase Date 1 1, 2 1, 2 1, 4 1 2a 1 1 1 1 2a 1 1, 3 1 1 1, 2 1 1, 2 1, 7 6 6 6 6 1, 2 1, 2 1, 2 1, 2 1 1 1 1, 7 1 1 Purchase Details City State Guaranty Capital Corporation University Financial Corp, Inc. Southern Bancorp, Inc. Premier Bancorp, Inc. Belzoni St. Paul Arkadelphia Wilmette MS MN AR IL Citizens Bancshares Corporation Atlanta GA PGB Holdings, Inc. First American International Corp. Tri-State Bank of Memphis Chicago Brooklyn Memphis IL NY TN Mission Valley Bancorp Sun Valley CA M&F Bancorp, Inc. Carver Bancorp, Inc Kilmichael Bancorp, Inc. United Bancorporation of Alabama, Inc. IBW Financial Corporation IBC Bancorp, Inc. CFBanc Corporation American Bancorp of Illinois, Inc. Hope Federal Credit Union Genesee Co-op Federal Credit Union First Eagle Bancshares, Inc. Liberty Financial Services, Inc. First Choice Bank Bainbridge Bancshares, Inc. Virginia Community Capital, Inc. Lower East Side People's Federal Credit Union Atlantic City Federal Credit Union Neighborhood Trust Federal Credit Union Gateway Community Federal Credit Union Union Baptist Church Federal Credit Union Buffalo Cooperative Federal Credit Union Tulane-Loyola Federal Credit Union Alternatives Federal Credit Union Liberty County Teachers Federal Credit Union UNO Federal Credit Union Butte Federal Credit Union Thurston Union of Low-Income People (TULIP) Cooperative Credit Union Phenix Pride Federal Credit Union Pyramid Federal Credit Union Cooperative Center Federal Credit Union Prince Kuhio Federal Credit Union Community First Guam Federal Credit Union Brewery Credit Union Tongass Federal Credit Union Santa Cruz Community Credit Union Northeast Community Federal Credit Union Fairfax County Federal Credit Union Security Federal Corporation Community Bank of the Bay The First Bancshares, Inc. BancPlus Corporation First M&F Corporation State Capital Corporation Lafayette Bancorp, Inc. PSB Financial Corporation Community Bancshares of Mississippi, Inc. First Vernon Bancshares, Inc. Durham New York Kilmichael Atmore Washington Chicago Washington Oak Brook Jackson Rochester Hanover Park New Orleans Cerritos Bainbridge Christiansburg New York Lander New York Missoula Fort Wayne Buffalo New Orleans Ithaca Liberty New Orleans Biggs Olympia Phenix City Tucson Berkeley Honolulu Hagatna Milwaukee Ketchikan Santa Cruz San Francisco Fairfax Aiken Oakland Hattiesburg Ridgeland Kosciusko Greenwood Oxford Many Brandon Vernon NC NY MS AL DC IL DC IL MS NY IL LA CA GA VA NY WY NY MT IN NY LA NY TX LA CA WA AL AZ CA HI GU WI AK CA CA VA SC CA MS MS MS MS MS LA MS AL Investment Description Subordinated Debentures Subordinated Debentures Preferred Stock Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Common Stock Subordinated Debentures Preferred Stock Preferred Stock Subordinated Debentures Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Amount from CPP $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 14,000,000 11,926,000 11,000,000 6,784,000 7,462,000 3,000,000 17,000,000 2,795,000 5,500,000 11,735,000 18,980,000 10,300,000 6,000,000 4,205,000 7,875,000 5,645,000 5,146,000 18,000,000 1,747,000 5,000,000 50,400,000 30,000,000 15,750,000 4,551,000 9,734,000 54,600,000 6,245,000 Disposition Details Additional Investment $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,189,000 22,800,000 4,379,000 4,836,000 3,881,000 5,689,000 4,000,000 2,313,000 12,123,000 30,514,000 - Investment Amount $ $ $ $ 14,000,000 22,115,000 33,800,000 6,784,000 $ $ $ $ 11,841,000 3,000,000 17,000,000 2,795,000 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,336,000 11,735,000 18,980,000 3,154,000 10,300,000 6,000,000 8,086,000 5,781,000 5,457,000 4,520,000 300,000 7,875,000 11,334,000 5,146,000 3,372,000 1,915,000 898,000 2,500,000 283,000 1,657,000 10,000 145,000 424,000 2,234,000 435,000 743,000 1,000,000 75,000 153,000 2,500,000 2,799,000 273,000 2,650,000 1,096,000 1,600,000 2,828,000 350,000 8,044,000 22,000,000 4,060,000 17,123,000 80,914,000 30,000,000 15,750,000 4,551,000 9,734,000 54,600,000 6,245,000 Pricing Mechanism Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Amount Date Remaining Investment Amount 11/28/2012 6 $22,115,000 $0 1/29/2013 4 $79,900 $0 5/1/2013 7 $5,146,000 $0 9/26/2012 6 $2,500,000 $0 10/17/2012 6 $1,657,000 $0 9/4/2013 6 $743,000 $0 10/3/2012 6 $1,096,000 $0 8/30/2013 7 $30,000,000 $0 12/28/2012 7 $9,734,000 $0 Page 33 of 49 Seller Footnote Purchase Date 1 6 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 6 9/29/2010 Name of Institution City State Investment Description Preferred Stock Amount from CPP Batesville Palisades Park Bay Springs Okolona Lakewood New York Bronx Shreveport Springhill MS NJ MS MS NY NY NY LA LA Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures $ $ $ $ $ $ $ $ $ New York NY Subordinated Debentures $ 6 6 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/30/2010 Chicago Bridgeport Rantoul Del Rio Burlington Charlotte New York San Antonio Washington Oceanside Kinston Pittsburgh Roanoke Los Angeles Terre Haute Somerset Hilo Brooklyn IL CT IL TX VT NC NY TX DC CA NC PA VA CA IN NJ HI NY Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 17,910,000 - Disposition Details Additional Investment Investment Amount Pricing Mechanism $ $ $ $ $ $ $ $ $ - $ $ $ $ $ $ $ $ $ 17,910,000 5,250,000 7,922,000 3,297,000 1,709,000 14,000 502,000 2,646,000 6,300,000 Par Par Par Par Par Par Par Par Par - $ - $ 57,000 Par - $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ - $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 325,000 7,000 450,000 3,260,000 1,091,000 1,000,000 295,000 1,100,000 1,522,000 30,000 350,000 100,000 9,278,000 100,000 1,229,000 31,000 698,000 300,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Total Purchase Amount $ 8 Security Capital Corporation BankAsiana The Magnolia State Corporation Bancorp of Okolona, Inc. Southern Chautauqua Federal Credit Union Fidelis Federal Credit Union Bethex Federal Credit Union Shreveport Federal Credit Union Carter Federal Credit Union UNITEHERE Federal Credit Union (Workers United Federal Credit Union) North Side Community Federal Credit Union East End Baptist Tabernacle Federal Credit Union Community Plus Federal Credit Union Border Federal Credit Union Opportunities Credit Union First Legacy Community Credit Union Union Settlement Federal Credit Union Southside Credit Union D.C. Federal Credit Union Faith Based Federal Credit Union Greater Kinston Credit Union Hill District Federal Credit Union Freedom First Federal Credit Union Episcopal Community Federal Credit Union Vigo County Federal Credit Union Renaissance Community Development Credit Union Independent Employers Group Federal Credit Union Brooklyn Cooperative Federal Credit Union Purchase Details 570,073,000 Amount Date Remaining Investment Amount 3/13/2013 6 $3,297,000 $0 2/6/2013 6 $2,500,000 $3,800,000 3/20/2013 6 $57,000 $0 4/10/2012 6 $350,000 $0 6/12/2013 6 $9,278,000 $0 Total Capital Repayment Amount TOTAL TREASURY COMMUNITY DEVELOPMENT INITIATIVE (CDCI) INVESTMENT AMOUNT $ $88,552,900 481,520,100 1/ This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of investment with Treasury under the CDCI program terms. 2/ Treasury made an additional investment in this institution at the time it entered the CDCI program. 2a/ Treasury made an additional investment in this institution after the time it entered the CDCI program. 3/ On 10/28/2011, Treasury completed the exchange of all Carver Bancorp, Inc. ("Carver") preferred stock held by Treasury for 2,321,286 shares of Carver common stock, pursuant to the terms of the agreement between Treasury and Carver entered into on 06/29/2011. Accrued and previously unpaid dividends were paid on the date of the exchange. 4/ On 3/23/2012, Premier Bank, Wilmette, IL, the banking subsidiary of Premier Bancorp, Inc., was closed by the Illinois Department of Financial and Professional Regulation - Division of Banking, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. On 1/29/2013, UST received $79,900 representing the total amount of distributions paid to creditors as a result of the liquidation of Premier Bancorp, Inc. 5/ Repayment pursuant to Section 5 of the CDCI Certificate of Designation. 6/ Repayment pursuant to Section 6.10 of the CDCI Securities Purchase Agreement 7/ Repayment pursuant to Section 5 of the CDCI Exchange Agreement. 8/ Repayment pursuant to Section 6.11 of the CDCI Securities Purchase Agreement. 9/ Repayment pursuant to Section 5.11 of the CDCI Exchange Agreement. Page 34 of 49 AUTOMOTIVE INDUSTRY FINANCING PROGRAM Initial Investment City, State Transaction Type 12/29/2008 Purchase GMAC 5/21/2009 GMAC (Ally) Date Seller Purchase GMAC Detroit, MI Description Preferred Stock w/ Exercised Warrants Convertible Preferred Stock w/ Exercised Warrants Exchange/Transfer/Other Details Pricing Mechanism Amount $ 5,000,000,000 Par $ 7,500,000,000 Par Date 12/30/2009 Purchase GMAC Convertible Preferred Stock w/ Exercised Warrants $ 1,250,000,000 Par 12/30/2009 Purchase GMAC Trust Preferred Securities w/ Exercised Warrants $ 2,540,000,000 Purchase Debt Obligation $ 884,024,131 Par 12/31/2008 Purchase 13,400,000,000 Par 4/22/2009 Purchase 2,000,000,000 Par 22 Par 12/29/2008 12/30/2009 22, 26 12/30/2009 12/30/2010 Type Exchange for convertible preferred stock Amount Payment or Disposition1 Treasury Investment After Exchange/Transfer/Other Pricing Mechanism $ 5,000,000,000 N/A Partial conversion of preferred $ stock for common stock 3,000,000,000 Obligor Description Convertible Preferred Stock Amount/Equity % Date Type Amount/ Proceeds Remaining Investment Description Remaining Investment Amount/Equity % N/A Partial conversion of preferred $ stock for common stock Exchange for amended and restated Trust Preferred $ Securities Exchange for equity interest in $ GMAC Exchange for preferred and $ common stock in New GM Exchange for preferred and $ common stock in New GM GMAC (Ally) 21, 22 GMAC (Ally) 3, 26, 32 5,500,000,000 N/A 26 2,670,000,000 N/A 27 GMAC (Ally) 884,024,131 N/A 13,400,000,000 N/A 2,000,000,000 N/A $ Common Stock 5,937,500,000 73.8% Trust Preferred Securities $ 2,670,000,000 10, 11, Preferred Stock 24 $ 2,100,000,000 12/21/2012 Partial Disposition 33 4/11/2013 Chrysler FinCo Debt Obligation w/ Additional $ Note 1,500,000,000 Par 7/10/2009 Exchange for preferred and common stock in New GM $ 22,041,706,310 N/A Transfer of debt to New GM $ 7,072,488,605 N/A Debt left at Old GM $ 985,805,085 N/A 7 General Motors Company 7 General Motors Company 10, 11, 25 Common Stock 4/29/2009 Purchase Chrysler Holding Purchase Chrysler Holding Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note 4,000,000,000 7 General Motors Holdings LLC 11, 12 Debt Obligation $ 7,072,488,605 - - 6/10/2009 14 Transfer of debt to New Chrysler $ 500,000,000 N/A 1,637,839,844 Common Stock 17.69% Partial Disposition 35 $ 1,031,700,000 Common Stock 13.80% Partial Disposition 36 $ 3,822,724,832 Common Stock 7.32% Partial Repayment $ 360,624,198 Debt Obligation $ 6,711,864,407 $ 1,000,000,000 Debt Obligation $ 5,711,864,407 1/21/2010 Partial Repayment $ 35,084,421 Debt Obligation $ 5,676,779,986 Partial Repayment $ 1,000,000,000 Debt Obligation $ 4,676,779,986 Repayment $ 4,676,779,986 3/31/2011 Partial Repayment $ 50,000,000 Debt Obligation $ 935,805,085 Partial Repayment $ 45,000,000 Debt Obligation $ 890,805,085 Partial Repayment $ 15,887,795 Debt Obligation $ 874,917,290 $ 144,444 Debt Obligation $ 874,772,846 $ 18,890,294 Debt Obligation $ 855,882,552 Partial Repayment $ 6,713,489 Debt Obligation $ 849,169,063 $ 435,097 Debt Obligation $ 848,733,966 Partial Repayment $ 10,048,968 Debt Obligation $ 838,684,999 Partial Repayment $ 11,832,877 Debt Obligation $ 826,852,122 Partial Repayment $ 1,496,500,945 Partial Repayment $ 1,464,690,823 Partial Repayment $ 1,413,554,739 Partial Repayment $ 1,369,197,029 Repayment Repayment* N/A $ 0 9 9 9 Motors Liquidation Company 29 Debt Obligation $ 985,805,085 13 Par $ 60.8% Farmington Hills, MI 1/2/2009 Partial Disposition 34 7/14/2009 Purchase Par 21.97% 7/14/2009 1/16/2009 30,100,000,000 5,500,000,000 Common Stock 6/17/2009 N/A $ 5/18/2009 360,624,198 32.04% 4/17/2009 $ 1,761,495,577 Common Stock 3/17/2009 Exchange for preferred and common stock in New GM $ 9/20/2013 8 7/10/2009 36.9% 5/22/2013 6 11,743,303,903 Common Stock 10/23/2012 Partial Repayment Par $ 1/11/2012 Purchase Debt Obligation w/ Additional $ Note 360,624,198 7/10/2009 Chrysler FinCo 11/18/2010 Partial Disposition 25 7 N/A 7/10/2009 6/3/2009 General Motors Corporation Debt Obligation w/ Additional $ Note 0 12/23/2011 Partial Repayment General Motors Corporation $ 12/16/2011 Partial Repayment Purchase N/A 3 Detroit, MI 5/27/2009 2,139,406,778 5/3/2011 4,000,000,000 $ 4/5/2011 $ 12/15/2010 Repayment 4/20/2010 7/10/2009 Exchange for preferred and common stock in New GM 0 3/31/2010 5 7/10/2009 $ 12/18/2009 Partial Repayment Par 4 N/A 9/13/2013 4,000,000,000 7/10/2009 2,667,000,000 7/10/2009 General Motors Purchase Debt Obligation w/ Additional $ Note 5/29/2009 $ 6/12/2013 5/20/2009 General Motors Corporation Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note 2 27 3/2/2011 Disposition 28 11/26/2010 Partial Disposition 25 General Motors Corporation General Motors Corporation General Motors Corporation 3/1/2011 19 Chrysler Holding 20 Debt obligation w/ additional note $ 3,500,000,000 5/14/2010 Termination and settlement 20 payment Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note $ 3,499,055 $ 31,810,122 $ 51,136,084 $ 44,357,710 $ 1,369,197,029 $ 15,000,000 N/A - $ 1,900,000,000 N/A - Additional Note $ 0 Page 35 of 49 Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note Purchase Old Chrysler Chrysler - - 4/30/2010 17 N/A 23 Old Carco Liquidation Trust 23 Right to recover proceeds N/A Auburn Hills, MI 5/27/2009 Purchase New Chrysler Debt Obligation w/ Additional Note, Zero Coupon Note, $ Equity 18 6,642,000,000 N/A 6/10/2009 Issuance of equity in New Chrysler $ - N/A Chrysler Group LLC Chrysler Group LLC Total Initial Investment Amount $ 19, 31 Debt obligation w/ additional note & zero coupon note 30 81,344,932,551 Total Treasury Investment Amount $ Common equity $ 7,142,000,000 6.6% $ 30,544,528 9/9/2010 (1,888,153,580) Proceeds from sale of collateral Proceeds from sale of collateral $ $ 7,844,409 Right to recover proceeds N/A Proceeds from sale of collateral $ 9,302,185 Right to recover proceeds N/A 5/24/2011 Repayment - Principal $ 5,076,460,000 Termination of undrawn facility 31 $ 2,065,540,000 Repayment* - Additional Note $ 288,000,000 Repayment* - Zero Coupon Note $ 100,000,000 7/21/2011 Disposition $ 560,000,000 Total Payments $ Completion of bankruptcy $ proceeding; transfer of collateral security to liquidation trust 5/10/2010 46,908,861,049 Additional Proceeds * $ 5/20/2009 16 1,888,153,580 280,130,642 5/24/2011 Old Chrysler $ 5/24/2011 Purchase Repayment 5/24/2011 5/1/2009 Par 7/10/2009 4/30/2012 Chrysler Holding 280,130,642 15 12/29/2010 Proceeds from sale of collateral Purchase 4/29/2009 N/A $ 403,000,000 Right to recover proceeds Right to recover 9,666,784 proceeds N/A N/A 0 N/A N/A $ 0 - 28,882,377,922 Footnotes appear on following page. As used in this table and its footnotes: GMAC refers to GMAC Inc., formerly known as GMAC LLC., and now known as Ally Financial, Inc. ("Ally"). "Old GM" refers to General Motors Corporation, which is now known as Motors Liquidation Company. "New GM" refers to General Motors Company, the company that purchased Old GM's assets on 7/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. See also footnote 11. "Chrysler FinCo" refers to Chrysler Financial Services Americas LLC. "Chrysler Holding" refers to CGI Holding LLC, the company formerly known as "Chrysler Holding LLC". "Old Chrysler" refers to Old Carco LLC (fka Chrysler LLC). "New Chrysler" refers to Chrysler Group LLC, the company that purchased Old Chrysler's assets on 6/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. 1. Payment amount does not include accrued and unpaid interest on a debt obligation, which must be paid at the time of principal repayment. 2. Treasury committed to lend General Motors Corporation up to $1,000,000,000. The ultimate funding was dependent upon the level of investor participation in GMAC LLC's rights offering. The amount has been updated to reflect the final level of funding. 3. Pursuant to its rights under the loan agreement with Old GM reported on 12/29/2008, Treasury exchanged its $884 million loan to Old GM for a portion of Old GM’s common equity interest in GMAC. Treasury held a 35.4% common equity interest in GMAC until the transactions reported on 12/30/2009. (See transactions marked by orange line in the table above and footnote 22.) 4. This transaction is an amendment to Treasury's 12/31/2008 agreement with Old GM (the "Old GM Loan"), which brought the total loan amount to $15,400,000,000. 5. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,400,000,000. 6. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,760,624,198. The $360,624,198 loan was used to capitalize GM Warranty LLC, a special purpose vehicle created by Old GM . On 7/10/2009, the principal amount was included in the $7.07 billion of debt assumed by the new GM, as explained in footnote 10. 7. On 7/10/2009, the principal amount outstanding under the Old GM Loan and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM. (See green lines in the table above.) 8. Under the terms of the $33.3 billion debtor-in-possession credit agreement dated 6/3/2009 with Old GM (the "GM DIP Loan"), Treasury's commitment amount was $30.1 billion. The remaining $2.2 billion of the financing was provided by Canadian government entities. As of 7/09/2009, $30.1 billion of funds had been disbursed by Treasury. 9. On 7/10/2009, Treasury and Old GM amended the GM DIP Loan, and the principal amount and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM, except for (i) $7.07 billion, which was assumed by New GM as a new obligation under the terms of a separate credit agreement between Treasury and New GM (see transactions marked by green lines in table above) and (ii) $986 million, which remained a debt obligation of Old GM. 10. In total, for the exchange of the Old GM Loan and the GM DIP Loan (other than as explained in footnote 9), Treasury received $2.1 billion in preferred shares and 60.8% of the common shares of New GM. (See transactions marked by green lines in the table above.) 11. Pursuant to a corporate reorganization completed on or about 10/19/2009, the shareholders of New GM, including with respect to Treasury's preferred and common stock, became shareholders of General Motors Holding Company (the ultimate parent company of New GM), which was renamed "General Motors Company" on an equal basis to their shareholdings in New GM, and New GM was converted to "General Motors LLC". General Motors LLC is a wholly owned subsidiary of General Motors Holdings LLC, and General Motors Holdings LLC is a wholly owned subsidiary of General Motors Company. 12. Pursuant to a corporate reorganization completed on 10/19/2009, Treasury's loan with New GM was assigned and assumed by General Motors Holdings LLC. 13. The loan was funded through Chrysler LB Receivables Trust, a special purpose vehicle created by Chrysler FinCo. The amount of $1,500,000,000 represents the maximum loan amount. The loan was incrementally funded until it reached the maximum amount of $1.5 billion on 4/9/2009. 14. This transaction was an amendment to Treasury's 1/2/2009 agreement with Chrysler Holding. As of 4/30/2009, Treasury's obligation to lend any funds committed under this amendment had terminated. No funds were disbursed. 15. The loan was used to capitalize Chrysler Warranty SPV LLC, a special purpose vehicle created by Old Chrysler. 16. This transaction was set forth in a credit agreement with Old Chrysler fully executed on 5/5/2009 following a term sheet executed on 5/1/2009 and made effective on 4/30/2009. Treasury's commitment was $3.04 billion of the total $4.1 billion debtor-in-possession credit facility (the "Chrysler DIP Loan"). As of 6/30/2009, Treasury's commitment to lend under the Chrysler DIP Loan had terminated. The remaining principal amount reflects the final amount of funds disbursed under the Chrysler DIP Loan. 17. This transaction was an amendment to Treasury's commitment under the Chrysler DIP Loan, which increased Treasury's commitment by an amount $756,857,000 to a total of $3.8 billion under the Chrysler DIP Loan. As of 6/30/2009, Treasury's obligation to lend funds committed under the Chrysler DIP Loan had terminated. 18. This transaction, first reported based on a term sheet fully executed on 5/27/2009 for an amount up to $6.943 billion, was set forth in a credit agreement with New Chrysler fully executed on 6/10/2009. Under the terms of the credit agreement, Treasury made a new commitment to New Chrysler of up to $6.642 billion. The total loan amount is up to $7.142 billion including $500 million of debt assumed on 6/10/2009 from Chrysler Holding originally incurred under Treasury's 1/2/2009 credit agreement with Chrysler Holding. The debt obligations are secured by a first priority lien on the assets of New Chrysler. When the sale to new Chrysler was completed, Treasury acquired the rights to 9.85% of the common equity in new Chrysler. 19. Pursuant to the agreement explained in footnote 18, $500 million of this debt obligation was assumed by New Chrysler. 20. Under loan agreement, as amended on 7/23/2009, Treasury was entitled to proceeds Chrysler Holdco received from Chrysler FinCo equal to the greater of $1.375 billion or 40% of the equity value of Chrysler FinCo. Pursuant to a termination agreement dated 5/14/2010, Treasury agreed to accept a settlement payment of $1.9 billion as satisfaction in full of all existing debt obligations (including additional notes and accrued and unpaid interest) of Chrysler Holdco, and upon receipt of such payment to terminate all such obligations. 21. Amount of the Treasury investment exchange includes the exercised warrants from Treasury's initial investments. 22. Under the terms of an agreement dated 12/30/2009, the convertible preferred shares will mandatorily convert to common stock under the conditions and the conversion price as set forth in the terms of the agreement. 23. On April 30, 2010, the Plan of Liquidation for the debtors of Old Chrysler approved by the respective bankruptcy court became effective (the “Liquidation Plan”). Under the Liquidation Plan, the loan Treasury had provided to Old Chrysler was extinguished without repayment, and all assets of Old Chrysler were transferred to a liquidation trust. Treasury retained the right to recover the proceeds from the liquidation from time to time of the specified collateral security attached to such loan. 24. On October 27, 2010, Treasury accepted an offer by General Motors Company (GM) to repurchase all of the approximately $2.1 billion preferred stock at a price per share of $25.50, which is equal to 102% of the liquidation preference, subject to the closing of the proposed initial public offering of GM’s common stock. The repurchase was completed on 12/15/2010. 25. On 11/17/2010, Treasury agreed to sell 358,546,795 shares of common stock at $32.7525 per share (which represents the $33 public sale price less underwriting discounts and fees) pursuant to an underwriting agreement. Following settlement, the net proceeds to Treasury were $11,743,303,903. On 11/26/2010, the underwriters exercised their option to purchase an additional 53,782,019 shares of common stock from Treasury at the same purchase price resulting in additional proceeds of $1,761,495,577. Treasury's aggregate net proceeds from the sale of common stock pursuant to the underwriting agreement total $13,504,799,480. 26. On 12/30/2010, Treasury converted $5,500,000,000 of the total convertible preferred stock then outstanding and held by Treasury (including exercised warrants) into 531,850 shares of common stock of Ally. Following this conversion, Treasury holds $5,937,500,000 of convertible preferred stock. 27. On 3/1/2011, Treasury entered into an agreement with Ally Financial, Inc. (Ally) and certain other parties to amend and restate the $2,667,000,000 in aggregate liquidation preference of its Ally trust preferred securities so to facilitate a public underwritten offering. At the time of amendment and restatement, Treasury received all outstanding accrued and unpaid dividends and a distribution fee of $28,170,000. 28. On 3/2/2011, Treasury entered into an underwritten offering for all of its Ally trust preferred securities, the proceeds of which were $2,638,830,000, which together with the distribution fee referred to in footnote 27, provided total disposition proceeds to Treasury of $2,667,000,000. This amount does not include the accumulated and unpaid dividends on the trust preferred securities from the date of the amendment and restatement through but excluding the closing date that Treasury will receive separately at settlement. 29. On March 31, 2011, the Plan of Liquidation for Motors Liquidation Company (Old GM) became effective, Treasury’s $986 million loan to Old GM was converted to an administrative claim and the assets remaining with Old GM, including Treasury's liens on certain collateral and other rights attached to the loan, were transferred to liquidation trusts. On December 15, 2011, Old GM was dissolved, as required by the Plan of Liquidation. Treasury retained the right to recover additional proceeds; however, any additional recovery is dependent on actual liquidation proceeds and pending litigation. 30. In June 2009, Treasury provided a $6.6 billion loan commitment to Chrysler Group LLC and received a 9.9 percent equity ownership in Chrysler Group LLC (Chrysler). In January and April 2011, Chrysler met the first and second of three performance related milestones. As a result, Fiat’s ownership automatically increased from 20% to 30%, and Treasury’s ownership was reduced to 8.6%. On May 24, 2011, Fiat, through the exercise of an equity call option, purchased an incremental 16% fully diluted ownership interest in Chrysler for $1.268 billion, reducing Treasury’s ownership to 6.6% (or 6.0% on a fully diluted basis). On July 21, 2011, Fiat, through the exercise of an equity call option, purchased Treasury’s ownership interest for $500 million. In addition, Fiat paid $60 million to Treasury for its rights under an Page 36 of 49 agreement with the UAW retirement trust pertaining to the trust's shares in Chrysler. 31 On May 24, 2011, Chrysler Group LLC terminated its ability to draw on the remaining $2.066 billion outstanding under this loan facility. 32. On November 1, 2011, Treasury received a $201,345.42 pro-rata tax distribution on its common stock from Ally Financial, Inc. pursuant to the terms of the Sixth Amended and Restated Limited Liability Company Operating Agreement of GMAC LLC dated May 22, 2009. 33. On 12/21/2012, Treasury sold 200,000,000 shares of common stock at $27.50 per share pursuant to a letter agreement. Following settlement, the net proceeds to Treasury were $5,500,000,000. 34 On January 18, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 58,392,078 shares of common stock from time to time during the period ending on April 17, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on April 11, 2013. 35. On 6/12/2013, Treasury sold 30,000,000 shares of GM common stock in a registered public offering at $34.41 per share for net proceeds to Treasury of $ 1,031,700,000. 36. Pursuant to pre-arranged written trading plans dated May 6, 2013, as amended, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 142,814,136 shares of common stock from time to time during the period ending on September 13, 2013 (or upon completion of the sale). Completion of the sale AUTOMOTIVE SUPPLIER SUPPORT PROGRAM Adjustment Details Adjustment Adjusted or Final Amount Investment Amount Seller Footnote Date Name of Institution City State Transaction Type Investment Description Investment Amount Pricing Mechanism Adjustment Date Payment or Disposition Date Remaining Investment Description Type 2/11/2010 Partial repayment Partial repayment 3/4/2010 Repayment5 4/5/2010 Payment 3/9/2010 4/7/2010 Repayment 7 Payment 11/20/2009 1 4/9/2009 GM Supplier Receivables LLC Wilmington DE Purchase Debt Obligation w/ $ 3,500,000,000 Additional Note 7/8/2009 3 $ (1,000,000,000) $ 6 2 4/9/2009 Chrysler Receivables SPV LLC INITIAL TOTAL $ 5,000,000,000 Wilmington DE Purchase ADJUSTED TOTAL Debt Obligation w/ $ 1,500,000,000 Additional Note $ 413,076,735 2,500,000,000 N/A N/A 7/8/2009 3 $ $ 290,000,000 (500,000,000) $ 1,000,000,000 $ 123,076,735 7 Total Repayments $ 413,076,735 4 Amount Debt Obligation w/ Additional Note $ 100,000,000 Additional Note $ 50,000,000 None 5 140,000,000 Debt Obligation w/ Additional Note 6 $ $ 56,541,893 Additional Note None $ $ 123,076,735 44,533,054 $ 101,074,947 Total Proceeds from Additional Notes 1/ The loan was funded through GM Supplier Receivables, LLC, a special purpose vehicle created by General Motors Corporation. The amount of $3,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/3/2009. General Motors Company assumed GM Supplier 2/ The loan was funded through Chrysler Receivables SPV LLC, a special purpose vehicle created by Chrysler LLC. The amount of $1,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/7/2009. Chrysler Group LLC assumed Chrysler Receivables SPV LLC on 3/ Treasury issued notice to the institution of the permanent reduced commitment on 7/8/2009; the reduction was effective on 7/1/2009. 4/ Does not include accrued and unpaid interest due on the amount of principal repayment, which interest must be paid at the time of principal repayment. 5/ All outstanding principal drawn under the credit agreement was repaid. 6/ Treasury's commitment was $2.5 billion (see note 3). As of 4/5/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. 7/ Treasury's commitment was $1 billion (see note 3). As of 4/7/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. Page 37 of 49 AUTOMOTIVE INDUSTRY FINANCING PROGRAM - GENERAL MOTORS COMPANY COMMON STOCK DISPOSITION Date 01/18/13 – 04/17/13 05/6/13 – 9/13/2013 Pricing Mechanism1 3 4 Number of Shares $28.0490 58,392,078 $ 1,637,839,844 $34.6461 110,336,510 $ 3,822,724,832 Total Proceeds: Proceeds2 $5,460,564,675 1/ The price set forth is the weighted average price for all sales of General Motors Company common stock made by Treasury over the course of the corresponding period. 2/ Amount represents the gross proceeds to Treasury. 3/ On January 18, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 58,392,078 shares of common stock from time to time during the period ending on April 17, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on April 11, 2013. 4/ Pursuant to pre-arranged written trading plans dated May 6, 2013, as amended, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 142,814,136 shares of common stock from time to time during the period ending on September 13, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on September 13, 2013. TARGETED INVESTMENT PROGRAM Seller Footnote 1 Date Name of Institution 12/31/2008 Citigroup Inc. Bank of America 1/16/2009 Corporation Treasury Investment Remaining After Capital Repayment Capital Repayment Details City State Transaction Type New York NY Purchase Charlotte NC Purchase Investment Description Investment Amount Trust Preferred $ 20,000,000,000 Securities w/ Warrants Preferred Stock w/ $ 20,000,000,000 Warrants TOTAL $ 40,000,000,000 Pricing Mechanism Par 12/23/2009 Capital Repayment Amount Capital Repayment Date 2 Remaining Capital Description Final Disposition Final Disposition Final Disposition Date 3 Description Remaining Capital Amount Final Disposition Proceeds $ 20,000,000,000 $ 0 Warrants 1/25/2011 A Warrants $ 190,386,428 $ 20,000,000,000 $ 0 Warrants 3/3/2010 A Warrants $ 1,236,804,513 $ 40,000,000,000 $ 1,427,190,941 2 Par 12/9/2009 AMOUNT TOTAL TREASURY TIP INVESTMENT AMOUNT $ Total Warrant Proceeds 0 1/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock, Series I (TIP Shares) “dollar for dollar” for Trust Preferred Securities. 2/ Repayment pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009. 3/ For final disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution, and "A" represents the proceeds to Treasury, after underwriting fees, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution. ASSET GUARANTEE PROGRAM Initial Investment Footnote Date Seller Name of Institution City State 1/16/2009 Citigroup Inc. New York NY Guarantee Description Master Agreement Guarantee Limit $ 5,000,000,000 Description Preferred Stock $ w/ Warrants Amount Exchange/Transfer/Other Details Footnote Date 6/9/2009 Exchange preferred stock Trust Preferred for trust preferred securities Securities w/ Warrants 9/29/2010 Exchange trust preferred Trust Preferred securities for trust preferred Securities w/ Warrants securities 4,034,000,000 4 12/23/2009 Citigroup Inc. New York NY Termination Termination Agreement $ 6 0 12/28/2012 7 $ Description Amount Remaining Premium Description Remaining Premium Trust Preferred Securities w/ Warrants $2,234,000,000 Type Amount 3 12/23/2009 Partial cancellation for early termination of guarantee $ (1,800,000,000) 9/30/2010 Disposition $ 2,246,000,000 Warrants $ 0 1/25/2011 Warrant Auction $ 4,034,000,000 Date 5 $ Footnote $ 67,197,045 None $ 0 $894,000,000.00 None $ 0 2,246,000,000 (5,000,000,000) 3 TOTAL Type Payment or Disposition 2 1 Type Premium 2/4/2013 Trust preferred securities received from the FDIC Exchange Trust preferred securities for subordinated note Trust Preferred Securities $ 800,000,000.00 Subordinated Note $ 894,000,000.00 8 2/8/2013 Disposition Total Proceeds $ 3,207,197,045 1/ In consideration for the guarantee, Treasury received $4.03 billion of preferred stock, which pays 8% interest. 2/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” for Trust Preferred Securities. 3/ On 12/23/2009, Treasury entered into a Termination Agreement with the other parties to the Master Agreement which served to terminate Treasury’s guarantee and obligations under the Master Agreement. In connection with the early termination of the guarantee, Treasury agreed to cancel $1.8 billion of the AGP Trust Preferred Securities, and the Federal Deposit Insurance Corporation (FDIC) and Treasury agreed that, subject to the conditions set out in the Termination Agreement, the FDIC may transfer $800 million of Trust Preferred Securities to Treasury at the close of Citigroup’s participation in the FDIC’s Temporary Liquidity Guarantee Program. 4/ On 9/29/2010, Treasury entered into an agreement with Citigroup Inc. to exchange $2,234,000,000 in aggregate liquidation preference of its trust preferred securities for $2,246,000,000 in aggregate liquidation preference of trust preferred securities with certain modified terms. At the time of exchange, Citigroup Inc. paid the outstanding accrued and unpaid dividends. 5/ On 9/30/2010, Treasury entered into underwritten offering of the trust preferred securities, the gross proceeds of which do not include accumulated and unpaid distributions from the date of the exchange through the closing date. 6/ 12/28/2012, as contemplated by the Termination Agreement and the Letter Agreement dated 12/23/2009, between Treasury and the Federal Deposit Insurance Corporation (FDIC), Treasury received from the FDIC, Citigroup Inc. trust preferred securities in aggregate liquidation preference equal to $800 million and approximately $183 million in dividend and interest payments from those securities. 7/ On 2/4/2013, Treasury exchanged $800 million in Citigroup Capital XXXIII Trust Preferred Securities (TruPs) for $894 million in Citigroup subordinated notes pursuant to an agreement between Citigroup and Treasury executed on 2/4/2013. Accrued interest on the TruPs was received at the time of the exchange. 8/ On 2/8/2013, Treasury completed the sale of its Citigroup subordinated notes for $894 million plus accrued interest, pursuant to an underwriting agreement executed on 2/8/2012. Page 39 of 49 AMERICAN INTERNATIONAL GROUP, INC. (AIG) INVESTMENT PROGRAM (formerly referred to as Systemically Significant Failing Institutions Program) Seller Name of Institution Purchase Details City State Transaction Type Investment Description Exchange/Transfer Details Date Note Date 1 11/25/2008 AIG New York NY Purchase Preferred Stock w/ Warrants (Series D) $ 40,000,000,000 Par 2, 3 4/17/2009 AIG New York NY Purchase Preferred Stock w/ Warrants (Series F) $ 29,835,000,000 Par 2 Transaction Type 4/17/2009 Pricing Mechanism Investment Amount Exchange Pricing Mechanism Amount Investment Description Preferred Stock w/ Warrants (Series E) 1 $ 40,000,000,000 Par See table below for exchange/transfer details in connection with the recapitalization conducted on 1/14/2011. Final Disposition 69,835,000,000 Investment Transaction Type Warrants (Series D) Repurchase $ 25,150,923.10 3/1/2013 $ Date 3/1/2013 TOTAL Warrants (Series F) Repurchase $ 5,767.50 Total Warrant Proceeds $ Proceeds 25,156,690.60 1/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative Preferred Shares for Series E Fixed Rate Non-Cumulative Preferred Shares with no change to Treasury's initial investment amount. In addition, in order for AIG to fully redeem the Series E Preferred Shares, it had an additional obligation to Treasury of $1,604,576,000 to reflect the cumulative unpaid dividends for the Series D Preferred Shares due to Treasury through and including the exchange date. 2/ The investment amount reflected Treasury's commitment to invest up to $30 billion less a reduction of $165 million representing retention payments AIG Financial Products made to its employees in March 2009. 3/ This transaction does not include AIG's commitment fee of an additional $165 million paid from its operating income over the life of the facility. A $55 million payment was received by Treasury on 12/17/2010. The remaining $110 million payment was received by Treasury on 05/27/2011. AIG POST-RECAPITALIZATION Recapitalization Note Date Investment Description Treasury Holdings Post-Recapitalization Transaction Type Pricing Mechanism Exchange Par Final Disposition Investment Description Date Amount / Shares N/A 6 1/14/2011 Common Stock (non-TARP) Transfer Common Stock 562,868,096 8/18/2011 Payment $ 2,153,520,000 Par Payment $ 55,885,302 $ 971,506,765 $ 5,576,121,382 $ 1,521,632,096 $ 1,493,250,339 $ 2,009,932,072 Par 3/8/2011 Payment $ 1,383,888,037 Par Payment $ 44,941,843 Par 5/24/2011 Partial Disposition $ 5,800,000,000 N/A Partial Disposition $ 6,000,000,008 N/A 5/6/2012 Partial Disposition $ 4,999,999,993 N/A Partial Disposition $ 749,999,972 N/A Partial Disposition $ 4,999,999,993 N/A Partial Disposition $ 750,000,002 N/A 9/10/2012 Partial Disposition $ 17,999,999,973 N/A Partial Disposition $ 2,699,999,965 N/A Final Disposition $ 7,610,497,570 N/A 8 Par Payment 0 Par Payment $ Par Payment 8 Par Payment 0 Par Payment $ Par 8/3/2012 924,546,133 97,008,351 12/14/2012 Exchange $ 9/11/2012 Preferred Stock (Series E) Payment 10 Par 8/6/2012 1/14/2011 167,623,733 55,833,333 5/7/2012 5 3,375,328,432 $ 3/8/2012 Exchange $ Payment 0 Par 3/15/2012 ALICO Junior Preferred Interests 5,511,067,614 2/14/2011 7 $ 11/1/2011 N/A Payment - N/A $ Par 3/22/2012 Exchange 185,726,192 3/15/2012 Preferred Stock (Series F) $ 3/8/2012 1/14/2011 Payment 9/2/2011 4 7 $ 8/17/2011 16,916,603,568 Cancellation 3/15/2011 $ 5/27/2011 3/8/2011 AIA Preferred Units 2,000,000,000 Pricing Mechanism 2/14/2011 Preferred Stock (Series G) $ Proceeds 8 Transaction Type Remaining Recap Investment Amount, Shares, or Equity % 1,455,037,962 9 77% 1,248,141,410 11 70% 1,084,206,984 12 63% 1,059,616,821 12 61% 895,682,395 13 55% 871,092,231 13 53% 317,246,078 14 22% 234,169,156 14 16% 234,169,156 15 0% Footnotes appear on following page. Page 40 of 49 4/ On 1/14/2011, (A) Treasury exchanged $27,835,000,000 of Treasury's investment in AIG's Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series F) which is equal to the amount funded (including amounts drawn at closing) under the Series F equity capital facility, for (i) the transferred SPV preferred interests and (ii) 167,623,733 shares of AIG Common Stock, and (B) Treasury exchanged $2,000,000,000 of undrawn Series F for 20,000 shares of preferred stock under the new Series G Cumulative Mandatory Convertible Preferred Stock equity capital facility under which AIG has the right to draw up to $2,000,000,000. 5/ On 1/14/2011, Treasury exchanged an amount equivalent to the $40 billion initial investment plus capitalized interest from the April 2009 exchange (see note 1 above) of Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series E) for 924,546,133 shares of AIG Common Stock. 6/ On 1/14/2011, Treasury received 562,868,096 shares of AIG Common Stock from the AIG Credit Facility Trust, which trust was established in connection with the credit facility between AIG and the Federal Reserve Bank of New York. This credit facility was repaid and terminated pursuant to this recapitalization transaction. The trust had received 562,868,096 shares of AIG common stock in exchange for AIG's Series C Perpetual, Convertible Participating Preferred Stock, which was previously held by the trust for the benefit of the U.S. Treasury. 7/ The amount of Treasury's AIA Preferred Units and ALICO Junior Preferred Interests holdings do not reflect preferred returns on the securities that accrue quarterly. 8/ Proceeds include amounts applied to pay (i) accrued preferred returns and (ii) redeem the outstanding liquidation amount. 9/ On 5/27/2011, Treasury completed the sale of 200,000,000 shares of common stock at $29.00 per share for total proceeds of $5,800,000,000, pursuant to an underwriting agreement executed on 05/24/2011. 10/ On 5/27/2011, pursuant to the terms of the agreements governing the Preferred Stock (Series G), the available amount of the Preferred Stock (Series G) was reduced to $0 as a result of AIG’s primary offering of its common stock and the Preferred Stock (Series G) was cancelled. 11/ On 3/13/2012, Treasury completed the sale of 206,896,552 shares of common stock at $29.00 per share for total proceeds of $6,000,000,008, pursuant to an underwriting agreement executed on 3/8/2012. 12/ On 5/10/2012, Treasury completed the sale of 188,524,589 shares of common stock at $30.50 per share for total proceeds of $5,749,999,965, pursuant to an underwriting agreement executed on 5/6/2012. 13/ On 8/8/2012, Treasury completed the sale of 188,524,590 shares of common stock at $30.50 per share for total proceeds of $5,749,999,995, pursuant to an underwriting agreement executed on 8/3/2012. 14/ On 9/14/2012, Treasury completed the sale of 636,923,075 shares of common stock at $32.50 per share for total proceeds of $20,699,999,938, pursuant to an underwriting agreement executed on 9/10/2012. 15/ On 12/14/2012, Treasury completed the sale of 234,169,156 shares of common stock at $32.50 per share for total proceeds of $7,610,497,570, pursuant to an underwriting agreement executed on 12/10/2012. Page 41 of 49 CREDIT MARKET PROGRAMS TERM ASSET-BACKED SECURITIES LOAN FACILITY Seller Footnote Date Name of Institution City Transaction State Type Investment Description Investment Amount Pricing Mechanism Adjusted Investment Date Amount 2 7/19/2010 $ 4,300,000,000 6/28/2012 1 3/3/2009 TALF LLC Wilmington DE Purchase Debt Obligation w/ Additional Note $ 20,000,000,000 3 $ Final Investment Amount $ 100,000,000 Total Investment Amount $ 1/15/2013 100,000,000 4 $ Amount 2/6/2013 1,400,000,000 N/A Date Repayment 5 Description 100,000,000 Principal Repayment $ 100,000,000 2/6/2013 3/6/2013 4/4/2013 5/6/2013 6/6/2013 7/5/2013 8/6/2013 9/6/2013 Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds $ $ $ $ $ $ $ $ 212,829,610 97,594,053 6,069,968 4,419,259 96,496,772 11,799,670 66,072,965 74,797,684 $ 670,079,981 Total Repayment Amount 5 1/ The loan was funded through TALF LLC, a special purpose vehicle created by The Federal Reserve Bank of New York ("FRBNY"). The amount of $20,000,000,000 represents the maximum loan amount. The loan will be incrementally funded. 2/ On 7/19/2010, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously entered into on 3/3/2009, which amendment reduced Treasury's maximum loan amount to $4,300,000,000. 3/ On 6/28/2012, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously amended 7/19/2010, which reduced Treasury's maximum loan amount to $1,400,000,000. 4/ On 1/15/2013, Treasury, the FRBNY and TALF LLC entered into an amendment that stated that, due to the fact that the accumulated fees collected through TALF exceed the total principal amount of TALF loans outstanding, Treasury’s commitment of TARP funds to provide credit protection is no longer necessary. 5/ Repayment amounts do not include accrued interest proceeds received on 2/6/2013, which are reflected on the Dividends & Interest Report. Page 42 of 49 CREDIT MARKET PROGRAMS SBA 7a SECURITIES PURCHASE PROGRAM Purchase Details 1 Date 3/19/2010 3/19/2010 3/19/2010 4/8/2010 4/8/2010 5/11/2010 5/11/2010 5/11/2010 5/25/2010 5/25/2010 6/17/2010 6/17/2010 7/14/2010 7/14/2010 7/14/2010 7/29/2010 7/29/2010 8/17/2010 8/17/2010 8/17/2010 8/31/2010 8/31/2010 8/31/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 Investment Description Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2016 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2017 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2019 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2024 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2021 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2026 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2035 Total Purchase Face Amount Settlement Details Purchase Face Amount 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,070,000 7,617,617 8,030,000 23,500,000 8,900,014 10,751,382 12,898,996 8,744,333 8,417,817 17,119,972 34,441,059 28,209,085 6,004,156 6,860,835 13,183,361 2,598,386 9,719,455 8,279,048 5,000,000 10,000,000 9,272,482 10,350,000 6,900,000 8,902,230 8,050,000 5,750,000 5,741,753 3,450,000 11,482,421 13,402,491 14,950,000 $ Investment Amount Pricing Mechanism TBA or 3 PMF Settlement Date 107.75 109 108.875 110.502 107.5 106.806 109.42 110.798 110.125 109.553 110.785 112.028 106.625 108.505 111.86 108.4375 106.75 110.198 110.088 110.821 110.515 112.476 105.875 111.584 110.759 106.5 110.5 110.875 113.838 113.9 114.006 - 3/24/2010 3/24/2010 3/24/2010 5/28/2010 4/30/2010 6/30/2010 6/30/2010 6/30/2010 7/30/2010 7/30/2010 8/30/2010 8/30/2010 9/30/2010 9/30/2010 9/30/2010 9/30/2010 10/29/2010 9/30/2010 10/29/2010 10/29/2010 9/29/2010 10/29/2010 11/30/2010 10/29/2010 11/30/2010 11/30/2010 11/30/2010 11/30/2010 12/30/2010 11/30/2010 12/30/2010 332,596,893 2, 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 2,184 4,130 4,348 12,983 4,783 5,741 7,057 4,844 4,635 9,377 19,077 15,801 3,200 3,722 7,373 1,408 5,187 4,561 2,752 5,541 5,123 5,820 3,652 4,966 4,458 3,061 3,172 1,912 6,535 7,632 8,521 183,555 $ 4,377,249 8,279,156 8,716,265 26,041,643 9,598,523 11,511,052 14,151,229 9,717,173 9,294,363 18,801,712 38,273,995 31,693,810 6,416,804 7,462,726 14,789,302 2,826,678 10,394,984 9,150,989 5,520,652 11,115,031 10,277,319 11,672,766 7,319,688 9,962,039 8,940,780 6,134,172 6,361,173 3,834,428 13,109,070 15,308,612 17,092,069 Senior Security 4 Proceeds Total Senior Security Proceeds $ TOTAL INVESTMENT AMOUNT $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ TBA or 3 PMF - Final Disposition 368,145,452 Trade Date PMF 6/21/2011 10/19/2011 6/21/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 9/20/2011 6/21/2011 9/20/2011 6/21/2011 10/19/2011 6/21/2011 1/24/2012 6/21/2011 9/20/2011 10/19/2011 10/19/2011 9/20/2011 10/19/2011 1/24/2012 1/24/2012 1/24/2012 1/24/2012 1/24/2012 10/19/2011 1/24/2012 10/19/2011 1/24/2012 - Purchase Face 3 Amount 6 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,070,000 7,617,617 8,030,000 23,500,000 8,900,014 10,751,382 12,898,996 8,744,333 8,417,817 17,119,972 34,441,059 28,209,085 6,004,156 6,860,835 13,183,361 2,598,386 9,719,455 8,279,048 5,000,000 10,000,000 9,272,482 10,350,000 6,900,000 8,902,230 8,050,000 5,750,000 5,741,753 3,450,000 11,482,421 13,402,491 14,950,000 Life-to-date Principal Received Current Face Amount 6, 8 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Disposition 5, 6 Amount 1, 8 3,151,186 5,891,602 5,964,013 22,350,367 6,542,218 9,819,270 12,570,392 8,483,188 8,171,159 15,030,712 32,656,125 25,930,433 5,656,049 6,520,875 12,704,841 1,903,407 9,531,446 6,425,217 4,580,543 9,030,539 8,403,846 10,099,555 6,236,800 7,503,681 7,053,867 5,473,724 4,307,881 3,367,168 10,592,775 12,963,737 14,562,161 902,633 1,685,710 2,022,652 1,149,633 2,357,796 932,112 328,604 261,145 246,658 2,089,260 1,784,934 2,278,652 348,107 339,960 478,520 694,979 188,009 1,853,831 419,457 969,461 868,636 250,445 663,200 1,398,549 996,133 276,276 1,433,872 82,832 889,646 438,754 387,839 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 3,457,746 6,462,972 6,555,383 25,039,989 7,045,774 10,550,917 13,886,504 9,482,247 8,985,818 16,658,561 36,072,056 29,142,474 6,051,772 7,105,304 14,182,379 2,052,702 10,223,264 7,078,089 5,029,356 9,994,806 9,230,008 11,314,651 6,556,341 8,269,277 7,703,610 5,764,858 4,693,918 3,698,411 11,818,944 14,433,039 16,383,544 Disposition Proceeds $ 334,924,711 7 TOTAL PROGRAM PROCEEDS TO DATE $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 376,748,302 1/ The amortizing principal and interest payments are reported on the monthly Dividends and Interest Report available at www.FinancialStability.gov. 2/ Investment Amount is stated after applying the appropriate month's factor and includes accrued interest paid at settlement, if applicable. 3/ If a purchase is listed as TBA, or To-Be-Announced, the underlying loans in the SBA Pool have yet to come to market, and the TBA pricing mechanism, purchase face amount, investment amount and senior security proceeds will be adjusted within the variance permitted under the program terms. If a purchase is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security and senior security are priced according to the prior-month's factor. The PMF investment amount and senior security proceeds will be adjusted after publication of the applicable month's factor (on or about the 11th business day of each month). 4/ In order to satisfy the requirements under Section 113 of the Emergency Economic Stabilization Act of 2008, Treasury will acquire a senior indebtedness instrument (a Senior Security) from the seller of each respective SBA 7a Security. Each Senior Security will (i) have an aggregate principal amount equal to the product of (A) 0.05% and (B) the Investment Amount (excluding accrued interest) paid by Treasury for the respective SBA 7a Security, and (ii) at the option of the respective seller, may be redeemed at par value immediately upon issuance, or remain outstanding with the terms and conditions as set forth in the Master Purchase Agreement. 5/ Disposition Amount is stated after applying the appropriate month's factor and includes accrued interest received at settlement, if applicable. If the disposition is listed as PMF, the disposition amount will be adjusted after publication of the applicable month's factor. 6/ If a disposition is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security is priced according to the prior-month's factor. The PMF disposition amount will be adjusted after publication of the applicable month's factor (on or about the 11th business day of each month). 7/ Total Program Proceeds To Date includes life-to-date disposition proceeds, life-to-date principal received, life-to-date interest received, and senior security proceeds (excluding accruals). 8/ The sum of Current Face Amount and Life-to-date Principal Received will equal Purchase Face Amount for CUSIPs that were originally purchased as TBAs only after the applicable month's factor has been published and trailing principal & interest payments have been received. Page 43 of 49 CREDIT MARKET PROGRAMS LEGACY SECURITIES PUBLIC-PRIVATE INVESTMENT PROGRAM (S-PPIP) Preliminary Adjusted Seller Footnote Date 1 9/30/2009 Name of Institution Commitment City Transaction Type State Purchase Commitment Amount Investment Description Par 1/4/2010 Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 1/4/2010 4 $ 200,000,000 1/4/2010 4 $ 156,250,000 200,000,000 $ $ 156,250,000 Repayment Amount Amount Description Distribution or Disposition Date Description 200,000,000 1/15/2010 1/11/2010 1/12/2010 1 9/30/2009 Invesco Legacy Securities Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 856,000,000 $ 580,960,000 $ $ $ 156,250,000 34,000,000 166,000,000 $ $ $ 0 Membership Interest 0 2,444,347 $ 578,515,653 Membership Interest 4/15/2010 $ 3,533,199 $ 574,982,454 Membership Interest 9/15/2010 $ 30,011,187 $ 544,971,267 Membership Interest 11/15/2010 $ 66,463,982 $ 478,507,285 Membership Interest 12/14/2010 $ 15,844,536 $ 462,662,749 Membership Interest 1/14/2011 $ 13,677,726 $ 448,985,023 Membership Interest 2/14/2011 $ 48,523,845 $ 400,461,178 Membership Interest 3/14/2011 $ 68,765,544 $ 331,695,634 Membership Interest 4/14/2011 $ 77,704,254 $ 253,991,380 Membership Interest 5/20/2011 $ 28,883,733 $ 225,107,647 Membership Interest 6/14/2011 $ 9,129,709 $ 215,977,938 Membership Interest 7/15/2011 $ 31,061,747 $ 184,916,192 Membership Interest 8/12/2011 $ 10,381,214 $ 174,534,977 Membership Interest 10/17/2011 $ 6,230,731 $ 168,304,246 Membership Interest 12/14/2011 $ 1,183,959 $ 167,120,288 Membership Interest 1/17/2012 $ 1,096,185 $ 166,024,103 Membership Interest 2/14/2012 $ 1,601,688 $ 164,422,415 Membership Interest 3/14/2012 $ 3,035,546 $ 161,386,870 Membership Interest 2 9/30/2009 Invesco Legacy Securities Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 9/26/2011 8 $ 1,161,920,000 $ 1,161,920,000 161,386,870 $ 2/18/2010 $ 4,888,718 $ 4/15/2010 $ 7,066,434 $ 9/15/2010 $ 60,022,674 $ 11/15/2010 $ 132,928,628 $ 12/14/2010 $ 31,689,230 $ 1/14/2010 $ 27,355,590 $ 2/14/2011 $ 92,300,138 $ 3/14/2011 $ 128,027,536 $ 4/14/2011 $ 155,409,286 $ 5/20/2011 $ 75,085,485 $ 6/14/2011 $ 18,259,513 $ 7/15/2011 $ 62,979,809 $ 8/12/2011 $ 20,762,532 $ 10/17/2011 $ 37,384,574 $ Final Distribution Distribution Final Distribution Distribution Distribution 9/28/2012 Final Distribution Adjusted Distribution Distribution $ 20,091,872 $ 48,922 $ 502,302 $ 1,223 $ 56,390,209 $ 1,056,751 $ 5 0 18,772 $ 69,399 $ 64,444 5 Contingent Proceeds $ $ Distribution Debt Obligation w/ Contingent 166,000,000 Proceeds 2/18/2010 3/29/2012 Proceeds 5 1/29/2010 7/8/2013 Purchase 4 $ Repayment Date Investment After Capital Repayment 6/4/2013 DE 1/4/2010 Amount Capital Repayment Details 8/9/2012 Wilmington 156,250,000 Amount 9 3/29/2012 UST/TCW Senior Mortgage Securities Fund, L.P. 4 $ Date Amount 2/24/2010 9/30/2009 DE 1,111,111,111 Amount 7 1/29/2010 2 Wilmington $ Date Final Commitment Amount 2/24/2010 UST/TCW Senior Mortgage Securities Fund, L.P. Membership Interest Pricing Mechanism 3 Final Investment Membership Interest 5 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 5 5 10 5, 14 5 5, 13 Debt Obligation w/ Contingent 1,157,031,282 Proceeds Debt Obligation w/ Contingent 1,149,964,848 Proceeds Debt Obligation w/ Contingent 1,089,942,174 Proceeds Debt Obligation w/ Contingent 957,013,546 Proceeds Debt Obligation w/ Contingent 925,324,316 Proceeds Debt Obligation w/ Contingent 897,968,726 Proceeds Debt Obligation w/ Contingent 805,668,588 Proceeds Debt Obligation w/ Contingent 677,641,052 Proceeds Debt Obligation w/ Contingent 522,231,766 Proceeds Debt Obligation w/ Contingent 447,146,281 Proceeds Debt Obligation w/ Contingent 428,886,768 Proceeds Debt Obligation w/ Contingent 365,906,960 Proceeds Debt Obligation w/ Contingent 345,144,428 Proceeds Debt Obligation w/ Contingent 307,759,854 Proceeds Page 44 of 49 Preliminary Adjusted Seller Footnote Date Name of Institution Commitment City Transaction Type State Commitment Amount Investment Description Pricing Mechanism Date 3 Amount Final Investment Final Commitment Amount Date 7 Amount Amount 9 Amount Capital Repayment Details Repayment Date Investment After Capital Repayment Repayment Amount Amount 12/14/2011 $ 7,103,787 $ 1/17/2012 $ 6,577,144 $ 2/14/2012 $ 9,610,173 $ Description Distribution or Disposition Date Description Debt Obligation w/ Contingent 300,656,067 Proceeds Debt Obligation w/ Contingent 294,078,924 Proceeds Debt Obligation w/ Contingent 284,468,750 Proceeds 5 3/29/2012 10/1/2009 Wellington Management Legacy Securities PPIF Master Fund, LP Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,262,037,500 7/16/2010 $ 1,149,487,000 $ 1,149,487,000 0 Contingent Proceeds 7/16/2012 $ 62,499,688 $ 1,086,987,313 Membership Interest 9/17/2012 $ 152,499,238 $ 934,488,075 Membership Interest 1/15/2013 $ 254,581,112 $ 679,906,963 Membership Interest 2/13/2013 $ 436,447,818 $ 243,459,145 Membership Interest 3/13/2013 $ 243,459,145 $ 0 Membership Interest Final Distribution Adjusted Distribution Distribution 3/13/2013 1 $ 9/28/2012 7/8/2013 284,468,750 Distribution 6/4/2013 $ Distribution 8/9/2012 3/14/2012 Distribution 10/1/2009 Wellington Management Legacy Securities PPIF Master Fund, LP Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,524,075,000 7/16/2010 $ 2,298,974,000 $ 2,298,974,000 6/26/2012 $ 125,000,000 $ 9/17/2012 $ 305,000,000 $ 12/6/2012 $ 800,000,000 $ 12/21/2012 $ 630,000,000 $ 1/15/2013 $ 97,494,310 $ 1/24/2013 $ 341,479,690 $ $ $ Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 1,150,423,500 $ 1,064,141,738 10 1/15/2010 $ 44,043 $ 1,064,097,694 Membership Interest $ 712,284 $ 1,063,385,410 Membership Interest Distribution 5, 11 $ 6,716,327 $ 1,056,669,083 Membership Interest $ 7,118,388 $ 1,049,550,694 Membership Interest 5, 11 $ 39,999,800 $ 1,009,550,894 Membership Interest 287,098,565 $ 722,452,330 Membership Interest $ 68,749,656 $ 653,702,674 Membership Interest $ 361,248,194 $ 292,454,480 Membership Interest 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 2,300,847,000 12 $ 2,128,000,000 Distribution Distribution Distribution 9/19/2012 Distribution Distribution Distribution Distribution Refund 5, 11 $ 69,932 $ 75,278,664 $ 79,071,633 $ 106,300,357 $ 25,909,972 $ 678,683 $ (18,405) 10 10 8/30/2012 $ 16,195,771 10 8/14/2012 Debt Obligation w/ Contingent Proceeds $ 10 $ Distribution 10 7/16/2012 Purchase 2,802,754 10 6/14/2012 DE $ 10 5/14/2012 Wilmington 479,509,240 10 4/14/2011 AllianceBernstein Legacy Securities Master Fund, L.P. 1,611 5 4/17/2013 - Contingent Proceeds 3/14/2011 10/2/2009 $ Debt Obligation w/ Contingent 2,173,974,000 Proceeds Debt Obligation w/ Contingent 1,868,974,000 Proceeds Debt Obligation w/ Contingent 1,068,974,000 Proceeds Debt Obligation w/ Contingent 438,974,000 Proceeds Debt Obligation w/ Contingent 341,479,690 Proceeds 2/14/2011 2 1,735 10 8/13/2013 Purchase $ 10 12/21/2012 DE 5, 13 10 10/1/2012 Wilmington 469 $ 5, 14 9/12/2012 AllianceBernstein Legacy Securities Master Fund, L.P. $ 5 8/30/2012 10/2/2009 40,556 5 7/11/2013 1 3,434,460 10 7/11/2013 2 Proceeds $ 292,454,480 $ - Membership Interest 5/16/2011 $ 30,244,575 $ 2,097,755,425 6/14/2011 $ 88,087 $ 2,097,667,339 5/3/2012 $ 80,000,000 $ 2,017,667,339 5/14/2012 $ 30,000,000 $ 1,987,667,339 5/23/2012 $ 500,000,000 $ 1,487,667,339 6/14/2012 $ 44,200,000 $ 1,443,467,339 6/25/2012 $ 120,000,000 $ 1,323,467,339 7/16/2012 $ 17,500,000 $ 1,305,967,339 7/27/2012 $ 450,000,000 $ 855,967,339 10 5, 11 5, 11 5, 11 5, 11 5, 11 Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Page 45 of 49 Preliminary Adjusted Seller Footnote Date Name of Institution Commitment City Transaction Type State Commitment Amount Investment Description Pricing Mechanism Date 3 Amount Final Investment Final Commitment Amount Date 7 Amount Amount 9 Amount Capital Repayment Details Repayment Date 8/14/2012 Investment After Capital Repayment Repayment Amount $ 272,500,000 Amount $ Description Distribution or Disposition Date Description Debt Obligation w/ Contingent 583,467,339 Proceeds 5, 11 10/3/2012 $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 694,980,000 $ 528,184,800 8/14/2012 $ 90,269,076 $ 437,915,724 Membership Interest 9/17/2012 $ 8,833,632 $ 429,082,092 Membership Interest 10/15/2012 $ 10,055,653 $ 419,026,439 Membership Interest 11/5/2012 2 10/2/2009 Blackrock PPIF, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 1,389,960,000 $ 1,053,000,000 $ 419,026,439 $ $ 1,111,111,111 Par 3/22/2010 6 $ 1,271,337,500 7/16/2010 $ 1,243,275,000 $ 1,117,399,170 $ $ 16,000,000 $ $ 1,667,352 $ $ 35,000,000 $ $ 25,334,218 $ 10/18/2012 Membership Interest 5,539,055 10/15/2012 Purchase $ 9/28/2012 DE $ 9/17/2012 Wilmington 175,000,000 8/31/2012 10/30/2009 AG GECC PPIF Master Fund, L.P. $ 8/14/2012 1 7/31/2012 $ 794,459,374 $ - Membership Interest 87,099,565 $ 1,030,299,606 Membership Interest 3/14/2012 $ 99,462,003 $ 930,837,603 Membership Interest 5/14/2012 $ 74,999,625 $ 855,837,978 Membership Interest 7/16/2012 $ 18,749,906 $ 837,088,072 Membership Interest 8/14/2012 $ 68,399,658 $ 768,688,414 Membership Interest 9/17/2012 $ 124,999,375 $ 643,689,039 Membership Interest 10/15/2012 $ 240,673,797 $ 403,015,242 Membership Interest 11/15/2012 $ 45,764,825 $ 357,250,417 Membership Interest 12/14/2012 $ 24,588,926 $ 332,661,491 Membership Interest 1/15/2013 $ 30,470,429 $ 302,191,061 Membership Interest 2/14/2013 $ 295,328,636 $ 6,862,425 Membership Interest 2 10/30/2009 AG GECC PPIF Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,542,675,000 7/16/2010 $ 2,486,550,000 $ 2,234,798,340 6,862,425 $ Distribution Distribution Distribution 3/14/2013 Distribution Distribution Distribution Distribution 12,012,957 $ 16,967 $ (460) 10 10 10 10 - Contingent Proceeds $ $ Distribution 5, 11 $ 5, 11 5, 11 $ 297,511,708 $ 57,378,964 $ 8,289,431 $ 1,433,088 $ 184,431,858 $ 20,999,895 $ 156,174,219 $ 105,620,441 $ 42,099,442 $ 49,225,244 Debt Obligation w/ Contingent 878,000,000 Proceeds Debt Obligation w/ Contingent 872,460,945 Proceeds Debt Obligation w/ Contingent 856,460,945 Proceeds Debt Obligation w/ Contingent 854,793,592 Proceeds Debt Obligation w/ Contingent 819,793,592 Proceeds Debt Obligation w/ Contingent 794,459,374 Proceeds 2/14/2012 2/21/2013 11/5/2012 5/29/2013 Membership Interest Distribution 4/25/2013 Purchase Distribution 4/19/2013 DE 11/5/2012 2/27/2013 Wilmington - Contingent Proceeds Distribution Refund 2/21/2013 Blackrock PPIF, L.P. $ Distribution 12/5/2012 10/2/2009 583,467,339 12/21/2012 12/5/2012 1 $ Distribution 8/13/2013 8/22/2012 Proceeds - Membership Interest 2/14/2012 $ 174,200,000 $ 2,060,598,340 3/14/2012 $ 198,925,000 $ 1,861,673,340 5/14/2012 $ 150,000,000 $ 1,711,673,340 7/16/2012 $ 37,500,000 $ 1,674,173,340 8/14/2012 $ 136,800,000 $ 1,537,373,340 9/17/2012 $ 250,000,000 $ 1,287,373,340 10/15/2012 $ 481,350,000 $ 806,023,340 11/15/2012 $ 274,590,324 $ 531,433,016 12/14/2012 $ 147,534,295 $ 383,898,721 1/15/2013 $ 182,823,491 $ 201,075,230 5, 11 5, 11 10 10 10 10 10 10 10 10 10 10 10 10 5, 11 5, 11 5, 11 5, 11 5, 11 5, 11 Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Page 46 of 49 Preliminary Adjusted Seller Footnote Date Name of Institution Commitment City Transaction Type State Commitment Amount Investment Description Pricing Mechanism Date 3 Amount Final Investment Final Commitment Amount Date 7 Amount Amount 9 Amount Capital Repayment Details Repayment Date Investment After Capital Repayment Repayment Amount Amount Description Distribution or Disposition Date Description 4/19/2013 1,244,437,500 7/16/2010 $ 620,578,258 $ 620,578,258 $ 1,202,957 $ 619,375,301 Membership Interest $ 3,521,835 $ 615,853,465 Membership Interest $ 104,959,251 $ 510,894,215 Membership Interest $ 72,640,245 $ 438,253,970 Membership Interest $ 180,999,095 $ 257,254,875 Membership Interest $ 134,999,325 $ 122,255,550 Membership Interest 11/4/2009 RLJ Western Asset Public/Private Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 1,241,156,516 $ 1,241,000,000 $ 122,255,550 $ - Membership Interest 10 5/13/2011 $ 13,531,530 $ 1,227,468,470 7/31/2012 $ 618,750,000 $ 608,718,470 8/9/2012 $ 151,006,173 $ 457,712,297 8/14/2012 $ 11,008,652 $ 446,703,645 8/23/2012 $ 160,493,230 $ 286,210,415 8/29/2012 $ 103,706,836 $ 182,503,579 9/17/2012 $ 20,637,410 $ 161,866,170 9/21/2012 1 11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 474,550,000 $ 474,550,000 $ 161,866,170 $ - Contingent Proceeds 9/17/2012 $ 74,499,628 $ 400,050,373 Membership Interest $ 59,787,459 $ 340,262,914 Membership Interest 12/14/2012 $ 40,459,092 $ 299,803,821 Membership Interest 1/15/2013 $ 10,409,317 $ 289,394,504 Membership Interest 1/30/2013 $ 219,998,900 $ 69,395,604 Membership Interest 2/25/2013 $ 39,026,406 $ 30,369,198 Membership Interest 3/25/2013 11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 949,100,000 $ 949,000,000 $ 30,369,198 $ 9/17/2012 $ 149,000,000 $ 11/15/2012 $ 119,575,516 $ 11/20/2012 $ 195,000,000 $ 12/14/2012 $ 47,755,767 $ 1/15/2013 $ 62,456,214 $ 1/24/2013 1 12/18/2009 Oaktree PPIP Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 1,160,784,100 $ 555,904,633 Distribution Distribution Distribution Distribution Distribution Distribution Distribution 1,230,643 $ 375,212,503 $ 5, 11 $ 147,464,888 5, 11 $ 148,749,256 5, 11 $ 549,997 $ 6,789,287 $ 3,718,769 $ 13,750 $ 164,629,827 $ 71,462,104 $ 38,536,072 $ 29,999,850 $ 3,999,980 $ 7,143,340 $ 963,411 $ 750,004 $ 1,000,001 Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds 11/15/2012 2 5/16/2013 $ 10 10/19/2012 2 1,052,497 10 10/15/2012 $ 10 9/28/2012 5, 11 17,118,005 10 9/17/2012 5, 11 $ 10 8/14/2012 5, 11 10 4/14/2011 Distribution 5/16/2013 3/14/2011 Distribution 9/5/2013 3/22/2010 6 $ Distribution 7/11/2013 Par Distribution 4/16/2013 1,111,111,111 11/2/2012 9/5/2013 $ Distribution 7/11/2013 Membership Interest Distribution 4/16/2013 Purchase Distribution 3/25/2013 DE 11/2/2012 12/21/2012 Wilmington - Contingent Proceeds Distribution 10/19/2012 RLJ Western Asset Public/Private Master Fund, L.P. $ Distribution 12/21/2012 11/4/2009 201,075,230 Distribution 10/19/2012 1 $ 4/25/2013 5/29/2013 2/14/2013 Distribution Proceeds 5, 11 5, 11 5, 11 10 10 10 10 10 10 - Membership Interest 10 5, 11 5, 11 5, 11 5, 11 5, 11 Debt Obligation w/ Contingent 800,000,000 Proceeds Debt Obligation w/ Contingent 680,424,484 Proceeds Debt Obligation w/ Contingent 485,424,484 Proceeds Debt Obligation w/ Contingent 437,668,717 Proceeds Debt Obligation w/ Contingent 375,212,503 Proceeds - Contingent Proceeds 7/15/2011 $ 39,499,803 $ 516,404,830 Membership Interest $ 39,387,753 $ 477,017,077 Membership Interest 5, 11 5, 11 5, 11 10 3/14/2012 5, 11 10 Page 47 of 49 Preliminary Adjusted Seller Footnote Date Name of Institution Commitment City Transaction Type State Investment Description Commitment Amount Pricing Mechanism Date 3 Amount Final Investment Final Commitment Amount Date Amount 7 Amount 9 Amount Capital Repayment Details Repayment Date Investment After Capital Repayment Repayment Amount Amount Description Distribution or Disposition Date 9/17/2012 $ 22,111,961 $ 454,905,116 Membership Interest $ 32,496,972 $ 422,408,144 Membership Interest 10 11/15/2012 $ 111,539,536 $ 310,868,608 Membership Interest 10 12/14/2012 $ 55,540,026 $ 255,328,581 Membership Interest 10 1/15/2013 $ 14,849,910 $ 240,478,671 Membership Interest 10 4/12/2013 $ 18,268,328 $ 222,210,343 Membership Interest 10 5/14/2013 $ 70,605,973 $ 151,604,370 Membership Interest 10 5/28/2013 $ 119,769,362 $ 31,835,008 Membership Interest Proceeds 10 10/15/2012 Description 10 6/3/2013 6/14/2013 6/3/2013 $ 31,835,008 $ - Membership Interest 10 Distribution Distribution 6/24/2013 Distribution 6/26/2013 Distribution 7/9/2013 Distribution 5, 11 5, 11 5, 11 5, 11 5, 11 $ 46,575,750 $ 54,999,725 $ 27,999,860 $ 11,749,941 $ 40,974,795 Page 48 of 49 Preliminary Adjusted Seller Footnote Date Name of Institution Commitment City Transaction Type State Commitment Amount Investment Description Pricing Mechanism Date 3 Amount Final Investment Final Commitment Amount Date 7 Amount Amount 9 Amount Capital Repayment Details Repayment Date Investment After Capital Repayment Repayment Amount Amount Description DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 2,321,568,200 $ 1,111,000,000 79,000,000 $ $ 78,775,901 $ $ 44,224,144 $ 64,994,269 $ Debt Obligation w/ Contingent 620,925,500 Proceeds 11/15/2012 $ 223,080,187 12/14/2012 $ 111,080,608 $ Debt Obligation w/ Contingent 509,844,892 Proceeds 1/15/2013 $ 89,099,906 $ Debt Obligation w/ Contingent 420,744,985 Proceeds 4/12/2013 $ 109,610,516 $ Debt Obligation w/ Contingent 311,134,469 Proceeds 5/28/2013 $ 30,000,000,000 FINAL COMMITMENT AMOUNT $ - Contingent Proceeds Distribution Distribution Distribution 5, 11 5, 11 5, 11 5, 11 5, 11 5, 11 TOTAL DISTRIBUTIONS 5 21,856,403,574 TOTAL CAPITAL REPAYMENT AMOUNT $ $ Distribution 7/9/2013 311,134,469 6/14/2013 6/26/2013 $ Distribution 6/24/2013 5/14/2013 Distribution 6/3/2013 INITIAL COMMITMENT AMOUNT Proceeds Debt Obligation w/ Contingent 844,005,687 Proceeds $ Description Debt Obligation w/ Contingent 908,999,956 Proceeds $ Date Debt Obligation w/ Contingent 1,032,000,000 Proceeds Debt Obligation w/ Contingent 953,224,099 Proceeds 10/15/2012 Wilmington $ 9/17/2012 12/18/2009 Oaktree PPIP Fund, L.P. 7/15/2011 3/14/2012 2 Distribution or Disposition $ 444,393 $ 1,960,289 $ 1,375,007 $ 700,004 $ 293,751 $ 1,024,380 $ 2,635,984,657 18,625,147,938 1/ The equity amount may be incrementally funded. Commitment amount represents Treasury's maximum obligation if the limited partners other than Treasury fund their maximum equity capital obligations. 2/ The loan may be incrementally funded. Commitment amount represents Treasury's maximum obligation if Treasury and the limited partners other than Treasury fund 100% of their maximum equity obligations. 3/ Adjusted to show Treasury's maximum obligations to a fund. 4/ On 1/4/2010, Treasury and the fund manager entered into a Winding-Up and Liquidation Agreement. 5/ Distributions after capital repayments will be considered profit and are paid pro rata (subject to prior distribution of Contingent Proceeds to Treasury) to the fund's partners, including Treasury, in proportion to their membership interests. These figures exclude pro-rata distributions to Treasury of gross investment proceeds (reported on the Dividends & Interest report), which may be made from time to time in accordance with the terms of the fund's Limited Partnership Agreement. 6/ Following termination of the TCW fund, the $3.33 billion of obligations have been reallocated to the remaining eight funds pursuant to consent letters from Treasury dated as of 3/22/2010. $133 million of maximum equity capital obligation and $267 million of maximum debt obligation were reallocated per fund, after adjustment for the $17.6 million and $26.9 million equity capital reallocations from private investors in the TCW fund to the Wellington fund and the AG GECC fund, respectively. The $356 million of final investment in the TCW fund will remain a part of Treasury's total maximum S-PPIP investment amount. 7/ Amount adjusted to show Treasury's final capital commitment (membership interest) and the maximum amount of Treasury's debt obligation that may be drawn down in accordance with the Loan Agreement. 8/ On 09/26/2011, the General Partner notified Treasury that the Investment Period was terminated in accordance with the Limited Partnership Agreement. As a result, the Final Investment Amount, representing Treasury's debt obligation, has been reduced to the cumulative amount of debt funded. 9/ Cumulative capital drawn at end of the Investment Period. 10/ The Amount is adjusted to reflect pro-rata equity distributions that have been deemed to be capital repayments to Treasury. 11/ Distribution represents a gain on funded capital and is subject to revision pending any additional fundings of the outstanding commitment. 12/ On 08/23/2012, AllianceBernstein agreed to de-obligate its unused debt commitment. The Final Investment Amount represents the cumulative capital drawn as of the de-obligation. 13/ On, 6/5/2013, Invesco Mortgage Recovery Master Fund L.P. made a distribution to Treasury that is the result of adjustments made to positions previously held by the Invesco Legacy Securities Master Fund, L.P. “Partnership”, of which The U.S. Department of the Treasury is a Limited Partner. The adjusted distribution was made 18 months after the Final Distribution on 9/28/2012. 14/ On 7/8/2013, Invesco Mortgage Recovery Master Fund L.P. made a distribution to Treasury arising from the Settlement Agreement between Jefferies LLC and Invesco Advisers, Inc. dated as of 3/20/2013. Page 49 of 49