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*Investment Status Definition Key
U.S. Treasury Department
Office of Financial Stability
Full investment outstanding: Treasury's full investment is still outstanding
Redeemed – institution has repaid Treasury’s investment
Sold – by auction, an offering, or through a restructuring
Exited bankruptcy/receivership - Treasury has no outstanding investment
Currently not collectible - investment is currently not collectible; therefore there is no outstanding investment and a corresponding (Realized Loss) / (Write-off)
In full – all of Treasury’s investment amount
In part – part of the investment is no longer held by Treasury, but some remains
Troubled Asset Relief Program
Transactions Report - Investment Programs
For Period Ending September 24, 2018
CAPITAL PURCHASE PROGRAM
Warrants outstanding – Treasury’s warrant to purchase additional stock is still outstanding, including any exercised warrants
Warrants not outstanding – Treasury has disposed of its warrant to purchase additional stock through various means as described in the Warrant Report (such as sale back to company and auctions)
or Treasury did not receive a warrant to purchase additional stock
3,5
USt Number
UST0369
UST0369
UST0369
UST0455
UST0455
UST0455
UST0002
UST0002
UST0292
UST0292
UST0292
UST0669
UST0669
UST0379
UST0379
UST0379
UST0379
UST0379
UST0402
UST0402
UST0378
UST0378
UST0378
UST0378
UST0644
UST0644
UST0644
UST0644
UST0644
UST0644
UST1268
UST1268
UST1268
UST1268
UST0311
UST0311
UST0311
UST1253
UST1253
UST1253
UST1253
UST1153
UST1153
UST0885
UST0885
UST0885
UST0885
UST0885
UST0515
UST0515
UST0766
UST0766
UST0232
UST0232
UST0232
UST0870
UST0870
UST0074
UST0074
UST0058
UST0058
UST0058
UST0207
UST0207
UST0207
UST1320
UST1320
UST1320
UST1320
UST1320
UST0193
UST0193
UST0482
UST0482
UST0482
UST0482
UST0076
UST0076
UST0076
UST0076
UST1171
UST1171
UST1171
UST1171
UST0814
UST0814
UST0331
UST0331
UST0331
UST0409
UST0409
UST1155
UST1155
UST0255
UST0255
UST0255
UST0767
UST0767
UST0768
UST0768
UST0768
UST0768
UST0131
UST0131
UST1151
UST1151
UST1151
UST1151
UST1151
UST0021
UST0021
UST0021
Footnote
11
8,14,18,44
102
11
8,11,14
8,14,44
8,14
104
11
14,15
8,137
8,14
8,14,45
8,14,44
11
8,11,14
8,11,14
45
14,15
94
11,90
11
8,17
8,14,44
11
8,44
8,17,44
11
8,11,14
8,14
83
8,14
6,7,11
Institution Name
1ST CONSTITUTION BANCORP
1ST CONSTITUTION BANCORP
1ST CONSTITUTION BANCORP
1ST ENTERPRISE BANK
1ST ENTERPRISE BANK
1ST ENTERPRISE BANK
1ST FINANCIAL SERVICES CORPORATION
1ST FINANCIAL SERVICES CORPORATION
1ST SOURCE CORPORATION
1ST SOURCE CORPORATION
1ST SOURCE CORPORATION
1ST UNITED BANCORP, INC.
1ST UNITED BANCORP, INC.
AB&T FINANCIAL CORPORATION
AB&T FINANCIAL CORPORATION
AB&T FINANCIAL CORPORATION
AB&T FINANCIAL CORPORATION
AB&T FINANCIAL CORPORATION
ADBANC, INC.
ADBANC, INC.
ALARION FINANCIAL SERVICES, INC.
ALARION FINANCIAL SERVICES, INC.
ALARION FINANCIAL SERVICES, INC.
ALARION FINANCIAL SERVICES, INC.
ALASKA PACIFIC BANCSHARES, INC.
ALASKA PACIFIC BANCSHARES, INC.
ALASKA PACIFIC BANCSHARES, INC.
ALASKA PACIFIC BANCSHARES, INC.
ALASKA PACIFIC BANCSHARES, INC.
ALASKA PACIFIC BANCSHARES, INC.
ALLIANCE BANCSHARES, INC.
ALLIANCE BANCSHARES, INC.
ALLIANCE BANCSHARES, INC.
ALLIANCE BANCSHARES, INC.
ALLIANCE FINANCIAL CORPORATION
ALLIANCE FINANCIAL CORPORATION
ALLIANCE FINANCIAL CORPORATION
ALLIANCE FINANCIAL SERVICES, INC.
ALLIANCE FINANCIAL SERVICES, INC.
ALLIANCE FINANCIAL SERVICES, INC.
ALLIANCE FINANCIAL SERVICES, INC.
ALLIED FIRST BANCORP, INC.
ALLIED FIRST BANCORP, INC.
ALPINE BANKS OF COLORADO
ALPINE BANKS OF COLORADO
ALPINE BANKS OF COLORADO
ALPINE BANKS OF COLORADO
ALPINE BANKS OF COLORADO
AMB FINANCIAL CORPORATION
AMB FINANCIAL CORPORATION
AMERIBANK HOLDING COMPANY, INC. / AMERICAN BANK OF OKLAHOMA
AMERIBANK HOLDING COMPANY, INC. / AMERICAN BANK OF OKLAHOMA
AMERICAN EXPRESS COMPANY
AMERICAN EXPRESS COMPANY
AMERICAN EXPRESS COMPANY
AMERICAN PREMIER BANCORP
AMERICAN PREMIER BANCORP
AMERICAN STATE BANCSHARES, INC.
AMERICAN STATE BANCSHARES, INC.
AMERIS BANCORP
AMERIS BANCORP
AMERIS BANCORP
AMERISERV FINANCIAL, INC.
AMERISERV FINANCIAL, INC.
AMERISERV FINANCIAL, INC.
AMFIRST FINANCIAL SERVICES, INC
AMFIRST FINANCIAL SERVICES, INC
AMFIRST FINANCIAL SERVICES, INC
AMFIRST FINANCIAL SERVICES, INC
AMFIRST FINANCIAL SERVICES, INC
ANCHOR BANCORP WISCONSIN, INC.
ANCHOR BANCORP WISCONSIN, INC.
ANNAPOLIS BANCORP, INC. / F.N.B. CORPORATION
ANNAPOLIS BANCORP, INC. / F.N.B. CORPORATION
ANNAPOLIS BANCORP, INC. / F.N.B. CORPORATION
ANNAPOLIS BANCORP, INC. / F.N.B. CORPORATION
ASSOCIATED BANC-CORP
ASSOCIATED BANC-CORP
ASSOCIATED BANC-CORP
ASSOCIATED BANC-CORP
ATLANTIC BANCSHARES, INC.
ATLANTIC BANCSHARES, INC.
ATLANTIC BANCSHARES, INC.
ATLANTIC BANCSHARES, INC.
AVENUE FINANCIAL HOLDINGS
AVENUE FINANCIAL HOLDINGS
AVIDBANK HOLDING, INC. / PENINSULA BANK HOLDING CO.
AVIDBANK HOLDING, INC. / PENINSULA BANK HOLDING CO.
AVIDBANK HOLDING, INC. / PENINSULA BANK HOLDING CO.
BANCINDEPENDENT, INCORPORATED
BANCINDEPENDENT, INCORPORATED
BANCORP FINANCIAL, INC.
BANCORP FINANCIAL, INC.
BANCORP RHODE ISLAND, INC.
BANCORP RHODE ISLAND, INC.
BANCORP RHODE ISLAND, INC.
BANCPLUS CORPORATION
BANCPLUS CORPORATION
BANCSTAR, INC.
BANCSTAR, INC.
BANCSTAR, INC.
BANCSTAR, INC.
BANCTRUST FINANCIAL GROUP, INC.
BANCTRUST FINANCIAL GROUP, INC.
BANK FINANCIAL SERVICES, INC.
BANK FINANCIAL SERVICES, INC.
BANK FINANCIAL SERVICES, INC.
BANK FINANCIAL SERVICES, INC.
BANK FINANCIAL SERVICES, INC.
BANK OF AMERICA
BANK OF AMERICA
BANK OF AMERICA
City
CRANBURY
CRANBURY
CRANBURY
LOS ANGELES
LOS ANGELES
LOS ANGELES
HENDERSONVILLE
HENDERSONVILLE
SOUTH BEND
SOUTH BEND
SOUTH BEND
BOCA RATON
BOCA RATON
GASTONIA
GASTONIA
GASTONIA
GASTONIA
GASTONIA
OGALLALA
OGALLALA
OCALA
OCALA
OCALA
OCALA
JUNEAU
JUNEAU
JUNEAU
JUNEAU
JUNEAU
JUNEAU
DALTON
DALTON
DALTON
DALTON
SYRACUSE
SYRACUSE
SYRACUSE
SAINT PAUL
SAINT PAUL
SAINT PAUL
SAINT PAUL
OSWEGO
OSWEGO
GLENWOOD SPRINGS
GLENWOOD SPRINGS
GLENWOOD SPRINGS
GLENWOOD SPRINGS
GLENWOOD SPRINGS
MUNSTER
MUNSTER
COLLINSVILLE
COLLINSVILLE
NEW YORK
NEW YORK
NEW YORK
ARCADIA
ARCADIA
GREAT BEND
GREAT BEND
MOULTRIE
MOULTRIE
MOULTRIE
JOHNSTOWN
JOHNSTOWN
JOHNSTOWN
MCCOOK
MCCOOK
MCCOOK
MCCOOK
MCCOOK
MADISON
MADISON
ANNAPOLIS
ANNAPOLIS
ANNAPOLIS
ANNAPOLIS
GREEN BAY
GREEN BAY
GREEN BAY
GREEN BAY
BLUFFTON
BLUFFTON
BLUFFTON
BLUFFTON
NASHVILLE
NASHVILLE
PALO ALTO
PALO ALTO
PALO ALTO
SHEFFIELD
SHEFFIELD
OAK BROOK
OAK BROOK
PROVIDENCE
PROVIDENCE
PROVIDENCE
RIDGELAND
RIDGELAND
FESTUS
FESTUS
FESTUS
FESTUS
MOBILE
MOBILE
EDEN PRAIRIE
EDEN PRAIRIE
EDEN PRAIRIE
EDEN PRAIRIE
EDEN PRAIRIE
CHARLOTTE
CHARLOTTE
CHARLOTTE
State
NJ
NJ
NJ
CA
CA
CA
NC
NC
IN
IN
IN
FL
FL
NC
NC
NC
NC
NC
NE
NE
FL
FL
FL
FL
AK
AK
AK
AK
AK
AK
GA
GA
GA
GA
NY
NY
NY
MN
MN
MN
MN
IL
IL
CO
CO
CO
CO
CO
IN
IN
OK
OK
NY
NY
NY
CA
CA
KS
KS
GA
GA
GA
PA
PA
PA
NE
NE
NE
NE
NE
WI
WI
MD
MD
MD
MD
WI
WI
WI
WI
SC
SC
SC
SC
TN
TN
CA
CA
CA
AL
AL
IL
IL
RI
RI
RI
MS
MS
MO
MO
MO
MO
AL
AL
MN
MN
MN
MN
MN
NC
NC
NC
Date
12/23/2008
10/27/2010
11/22/2011
2/13/2009
12/11/2009
9/1/2011
11/14/2008
12/31/2013
1/23/2009
12/29/2010
3/9/2011
3/13/2009
11/18/2009
1/23/2009
11/19/2013
1/6/2014
2/10/2014
3/19/2014
1/30/2009
7/21/2011
1/23/2009
7/19/2013
7/22/2013
9/12/2013
2/6/2009
11/28/2012
11/29/2012
1/11/2013
3/26/2013
4/1/2014
6/26/2009
3/27/2013
3/28/2013
4/9/2013
12/19/2008
5/13/2009
6/17/2009
6/26/2009
2/6/2013
2/7/2013
3/26/2013
4/24/2009
12/28/2016
3/27/2009
9/18/2012
9/19/2012
9/20/2012
11/16/2012
1/30/2009
9/22/2011
3/6/2009
9/15/2011
1/9/2009
6/17/2009
7/29/2009
5/29/2009
1/26/2011
1/9/2009
11/2/2011
11/21/2008
6/19/2012
8/22/2012
12/19/2008
8/11/2011
11/2/2011
8/21/2009
3/26/2013
3/27/2013
3/28/2013
4/9/2013
1/30/2009
9/27/2013
1/30/2009
4/18/2012
3/6/2013
5/28/2015
11/21/2008
4/6/2011
9/14/2011
12/6/2011
12/29/2009
2/7/2014
2/10/2014
3/19/2014
2/27/2009
9/15/2011
1/30/2009
7/31/2013
8/28/2013
3/13/2009
7/14/2011
7/10/2009
8/18/2011
12/19/2008
8/5/2009
9/30/2009
2/20/2009
9/29/2010
4/3/2009
4/26/2013
4/29/2013
5/31/2013
12/19/2008
2/15/2013
8/14/2009
12/19/2012
12/20/2012
1/11/2013
3/26/2013
10/28/2008
1/9/2009
12/9/2009
1
Original Investment Type
Preferred Stock w/ Warrants
Original Investment Amount
$12,000,000.00
Outstanding Investment
$0.00
2
Total Cash Back
Investment Status*
$13,433,242.67 Redeemed, in full; warrants not outstanding
Capital Repayment / Disposition / Auction
4
Shares
(Fee)
Amount
$12,000,000.00
Preferred Stock w/ Warrants
$4,400,000.00
$6,000,000.00
$0.00
Preferred Stock w/ Warrants
$16,369,000.00
$0.00
Preferred Stock w/ Warrants
$111,000,000.00
$0.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$10,000,000.00
$0.00
$3,500,000.00
$0.00
12,000
Avg. Price
(Realized Loss) / (Write-off)
Gain
5
Warrant Proceeds
Wt Amount
Wt Shares
$1,000.00
$326,576.00
231,782
$220,000.00
220
$3,750,000.00
837,947
$500,000.00
500
$636,000.00
636
$337,363.35
326
$2,370,908.26
175,772
$94,153.69
$44,746.31
101
48
$900,000.00
173,069
$504,900.00
600,000
$3,291,750.00
3,500
$11,748,156.44 Redeemed, in full; warrants not outstanding
$10,400,000.00
10,400
$1,000.00
$8,000,000.00
16,369
$488.73
$111,000,000.00
111,000
$1,000.00
$9,229,948.97 Sold, in full; warrants not outstanding
($8,369,000.00)
$125,480,000.00 Redeemed, in full; warrants not outstanding
$10,870,902.67 Redeemed, in full; warrants not outstanding
$10,000,000.00
10,000
$1,000.00
$815,100.00
2,964
$275.00
($2,148,900.00)
536
$281.01
($385,378.64)
$12,720,000.00
12,720
$1,000.00
$877,729.70
$5,524,880.90
893
5,621
$982.90
$982.90
($15,270.30)
($96,119.10)
234
4,547
$892.61
$892.61
($25,129.26)
($488,302.33)
$1,274,909.59 Sold, in full; warrants outstanding
($50,000.00)
$150,621.36
($1,506.21)
Preferred Stock w/ Exercised Warrants
$12,720,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$6,514,000.00
$0.00
$15,071,769.00 Redeemed, in full; warrants not outstanding
$7,674,004.73 Sold, in full; warrants not outstanding
($64,026.11)
Preferred Stock w/ Warrants
$4,781,000.00
$0.00
$7,501,881.70 Sold, in full; warrants not outstanding
$208,870.74
$4,058,697.67
($42,675.67)
($7,324.33)
Preferred Stock w/ Exercised Warrants
$2,986,000.00
$0.00
$3,581,397.27 Sold, in full; warrants not outstanding
$2,856,437.46
2,986
$956.61
26,918
$1,000.00
($129,562.54)
($25,000.00)
Preferred Stock w/ Warrants
$26,918,000.00
$0.00
$28,356,360.00 Redeemed, in full; warrants not outstanding
$26,918,000.00
Subordinated Debentures w/ Exercised Warrants
$12,000,000.00
$0.00
$9,806,136.60 Sold, in full; warrants not outstanding
$3,375,945.00
$5,626,575.00
4,500,000
7,500,000
$0.75
$0.75
($1,124,055.00)
($1,873,425.00)
$1,044,000.00
3,652
$285.87
($2,608,000.00)
$280,115.76
$6,559,920.24
$50,160,264.00
344
8,056
61,600
$814.29
$814.29
$814.29
($63,884.24)
($1,496,079.76)
($11,439,736.00)
$3,674,000.00
3,674
$1,000.00
$184,000.00
184
$2,492,000.00
2,492
$1,000.00
$125,000.00
125
$3,388,890,000.00
3,388,890
$1,000.00
$340,000,000.00
24,264,129
($90,025.20)
Preferred Stock w/ Exercised Warrants
$3,652,000.00
$0.00
$1,453,753.00 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$70,000,000.00
$0.00
$73,129,160.69 Sold, in full; warrants not outstanding
($570,003.00)
Preferred Stock w/ Exercised Warrants
$3,674,000.00
$0.00
$4,387,576.45 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$2,492,000.00
$0.00
$2,960,021.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$3,388,890,000.00
$0.00
$3,803,257,308.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,800,000.00
$0.00
$2,052,682.49 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$6,000,000.00
$0.00
$7,220,141.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$52,000,000.00
$0.00
$1,800,000.00
1,800
$1,000.00
$90,000.00
90
$6,000,000.00
6,000
$1,000.00
$300,000.00
300
52,000
$930.60
$2,670,000.00
698,554
$825,000.00
1,312,500
$259,875.00
250,000
$3,735,577.67
367,916
$3,435,005.65
3,983,308
$95,031.02
$10,798.98
88
10
$370,000.00
370
$190,781.12
81,670
$59,637,438.67 Sold, in full; warrants not outstanding
$48,391,200.00
Preferred Stock w/ Warrants
$21,000,000.00
$0.00
($725,868.00)
$24,601,666.66 Redeemed, in full; warrants not outstanding
$21,000,000.00
Subordinated Debentures w/ Exercised Warrants
$5,000,000.00
$0.00
($3,608,800.00)
21,000
$1,000.00
$6,523,255.00 Sold, in full; warrants not outstanding
$359,040.00
$2,112,000.00
$2,328,960.00
374,000
2,200,000
2,426,000
$0.96
$0.96
$0.96
($14,960.00)
($88,000.00)
($97,040.00)
$6,000,000.00
60,000,000
$0.10
($104,000,000.00)
$4,076,000.00
$4,076,000.00
4,076
4,076
$1,000.00
$1,000.00
($48,000.00)
Preferred Stock w/ Warrants
$110,000,000.00
$0.00
Preferred Stock w/ Warrants
$8,152,000.00
$0.00
Preferred Stock w/ Warrants
$525,000,000.00
$0.00
$6,000,000.00 Sold, in full; warrants not outstanding
$13,378,714.00 Redeemed, in full; warrants not outstanding
$596,539,172.32 Redeemed, in full; warrants not outstanding
$262,500,000.00
$262,500,000.00
Preferred Stock w/ Exercised Warrants
$2,000,000.00
$0.00
262,500
262,500
$1,000.00
$1,000.00
$2,503,554.78 Sold, in full; warrants not outstanding
$1,950,000.00
$50,000.00
1,950
50
$1,150.00
$1,150.00
$7,400,000.00
7,400
$1,000.00
$6,000,000.00
6,000
$1,000.00
$292,500.00
$7,500.00
($25,000.00)
Preferred Stock w/ Exercised Warrants
$7,400,000.00
$0.00
$8,798,415.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$6,000,000.00
$0.00
$7,563,057.15 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$21,100,000.00
$0.00
$24,841,411.03 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$13,669,000.00
$0.00
$15,595,736.93 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$30,000,000.00
$0.00
$32,341,666.66 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$48,000,000.00
$8,600,000.00
$0.00
$0.00
$21,100,000.00
21,100
$1,000.00
$1,055,000.00
1,055
$13,669,000.00
13,669
$1,000.00
$410,000.00
410
$30,000,000.00
30,000
$1,000.00
$1,400,000.00
192,967
$2,400,000.00
2,400
$426,338.55
430
$15,000.00
730,994
$23,500.00
50
$54,607,399.33 Redeemed, in full; warrants not outstanding
$48,000,000.00
48,000
$1,000.00
$98,267.00
$8,352,695.00
100
8,500
$982.67
$982.67
$50,000,000.00
50,000
$1,000.00
$451,600.92
$481,335.96
486
518
$929.22
$929.22
1,000,000
$25,000.00
$10,701,460.58 Sold, in full; warrants not outstanding
($1,733.00)
($147,305.00)
($84,509.62)
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$50,000,000.00
$0.00
$1,004,000.00
$0.00
$60,451,155.74 Redeemed, in full; warrants not outstanding
$1,114,680.76 Sold, in full; warrants not outstanding
($9,329.37)
($15,670.63)
Preferred Stock w/ Warrants
$15,000,000,000.00
$10,000,000,000.00
$0.00
$26,599,663,040.28 Redeemed, in full; warrants not outstanding
$25,000,000,000.00
($34,399.08)
($36,664.04)
UST0379
UST0021
UST0458
UST0458
UST0458
UST0001
UST0001
UST0001
UST0876
UST0876
UST0876
UST0127
UST0127
UST0127
UST0015
UST0015
UST0015
UST1008
UST1008
UST0130
UST0130
UST0130
UST0503
UST0503
UST0461
UST0461
UST0494
UST0494
UST0494
UST0494
UST0063
UST0063
UST0063
UST0572
UST0572
UST0256
UST0256
UST0256
UST0012
UST0012
UST0012
UST1084
UST1084
UST0294
UST0294
UST0294
UST0416
UST0416
UST0416
UST0416
UST0416
UST0416
UST1154
UST1154
UST0200
UST0200
UST0200
UST0662
UST0662
UST0450
UST0450
UST0450
UST1141
UST1141
UST1141
UST1141
UST0789
UST0789
UST0789
UST0789
UST1014
UST1014
UST1014
UST0612
UST0612
UST0612
UST0612
UST0850
UST0850
UST0118
UST0118
UST0118
UST0118
UST0118
UST0926
UST0926
UST0128
UST0128
UST0128
UST0460
UST0460
UST0483
UST0483
UST0483
UST0483
UST0693
UST0693
UST0857
UST0857
UST0857
UST0857
UST0072
UST0072
UST0072
UST0072
UST0115
UST0115
UST0115
UST0115
UST0253
UST0253
UST0253
UST0007
UST0007
UST0007
UST0007
UST0007
UST0978
UST0978
UST0978
UST0978
UST0776
UST0776
UST1077
UST1077
UST1077
UST1077
UST0845
UST0845
UST0324
UST0324
8,14
44
8
11
11
105
11
8,106
8,14,44
8,14
8,14,44
12,16
11
8,112
11
8,11,14
8,11,14
11
8,14,44
8,14,18
15,17
8
8,14
8,14
8,64,97
8
8,14,44
8
8,14,44
14,15
11
11
8
9,10,18,65,96,99,136,142,145
14,15
8,14,44
8,11,14
8,11,14
11
AB&T FINANCIAL CORPORATION
BANK OF AMERICA
BANK OF COMMERCE
BANK OF COMMERCE
BANK OF COMMERCE
BANK OF COMMERCE HOLDINGS
BANK OF COMMERCE HOLDINGS
BANK OF COMMERCE HOLDINGS
BANK OF GEORGE
BANK OF GEORGE
BANK OF GEORGE
BANK OF MARIN BANCORP
BANK OF MARIN BANCORP
BANK OF MARIN BANCORP
BANK OF NEW YORK MELLON
BANK OF NEW YORK MELLON
BANK OF NEW YORK MELLON
BANK OF THE CAROLINAS CORPORATION
BANK OF THE CAROLINAS CORPORATION
BANK OF THE OZARKS, INC.
BANK OF THE OZARKS, INC.
BANK OF THE OZARKS, INC.
BANKERS' BANK OF THE WEST BANCORP, INC.
BANKERS' BANK OF THE WEST BANCORP, INC.
BANKFIRST CAPITAL CORPORATION
BANKFIRST CAPITAL CORPORATION
BANKGREENVILLE FINANCIAL CORPORATION
BANKGREENVILLE FINANCIAL CORPORATION
BANKGREENVILLE FINANCIAL CORPORATION
BANKGREENVILLE FINANCIAL CORPORATION
BANNER CORPORATION/BANNER BANK
BANNER CORPORATION/BANNER BANK
BANNER CORPORATION/BANNER BANK
BANNER COUNTY BAN CORPORATION
BANNER COUNTY BAN CORPORATION
BAR HARBOR BANKSHARES
BAR HARBOR BANKSHARES
BAR HARBOR BANKSHARES
BB&T CORP.
BB&T CORP.
BB&T CORP.
BCB HOLDING COMPANY, INC.
BCB HOLDING COMPANY, INC.
BCSB BANCORP, INC.
BCSB BANCORP, INC.
BCSB BANCORP, INC.
BEACH BUSINESS BANK
BEACH BUSINESS BANK
BEACH BUSINESS BANK
BEACH BUSINESS BANK
BEACH BUSINESS BANK
BEACH BUSINESS BANK
BERKSHIRE BANCORP, INC. / CUSTOMERS BANCORP, INC.
BERKSHIRE BANCORP, INC. / CUSTOMERS BANCORP, INC.
BERKSHIRE HILLS BANCORP, INC.
BERKSHIRE HILLS BANCORP, INC.
BERKSHIRE HILLS BANCORP, INC.
BERN BANCSHARES, INC.
BERN BANCSHARES, INC.
BIRMINGHAM BLOOMFIELD BANCSHARES, INC.
BIRMINGHAM BLOOMFIELD BANCSHARES, INC.
BIRMINGHAM BLOOMFIELD BANCSHARES, INC.
BISCAYNE BANCSHARES, INC.
BISCAYNE BANCSHARES, INC.
BISCAYNE BANCSHARES, INC.
BISCAYNE BANCSHARES, INC.
BLACKHAWK BANCORP, INC.
BLACKHAWK BANCORP, INC.
BLACKHAWK BANCORP, INC.
BLACKHAWK BANCORP, INC.
BLACKRIDGE FINANCIAL, INC.
BLACKRIDGE FINANCIAL, INC.
BLACKRIDGE FINANCIAL, INC.
BLUE RIDGE BANCSHARES, INC.
BLUE RIDGE BANCSHARES, INC.
BLUE RIDGE BANCSHARES, INC.
BLUE RIDGE BANCSHARES, INC.
BLUE RIVER BANCSHARES, INC.
BLUE RIVER BANCSHARES, INC.
BLUE VALLEY BAN CORP
BLUE VALLEY BAN CORP
BLUE VALLEY BAN CORP
BLUE VALLEY BAN CORP
BLUE VALLEY BAN CORP
BNB FINANCIAL SERVICES CORPORATION
BNB FINANCIAL SERVICES CORPORATION
BNC BANCORP
BNC BANCORP
BNC BANCORP
BNC FINANCIAL GROUP, INC.
BNC FINANCIAL GROUP, INC.
BNCCORP, INC.
BNCCORP, INC.
BNCCORP, INC.
BNCCORP, INC.
BOH HOLDINGS, INC.
BOH HOLDINGS, INC.
BOSCOBEL BANCORP, INC.
BOSCOBEL BANCORP, INC.
BOSCOBEL BANCORP, INC.
BOSCOBEL BANCORP, INC.
BOSTON PRIVATE FINANCIAL HOLDINGS INC.
BOSTON PRIVATE FINANCIAL HOLDINGS INC.
BOSTON PRIVATE FINANCIAL HOLDINGS INC.
BOSTON PRIVATE FINANCIAL HOLDINGS INC.
BRIDGE CAPITAL HOLDINGS
BRIDGE CAPITAL HOLDINGS
BRIDGE CAPITAL HOLDINGS
BRIDGE CAPITAL HOLDINGS
BRIDGEVIEW BANCORP, INC.
BRIDGEVIEW BANCORP, INC.
BRIDGEVIEW BANCORP, INC.
BROADWAY FINANCIAL CORPORATION
BROADWAY FINANCIAL CORPORATION
BROADWAY FINANCIAL CORPORATION
BROADWAY FINANCIAL CORPORATION
BROADWAY FINANCIAL CORPORATION
BROGAN BANKSHARES, INC.
BROGAN BANKSHARES, INC.
BROGAN BANKSHARES, INC.
BROGAN BANKSHARES, INC.
BROTHERHOOD BANCSHARES, INC.
BROTHERHOOD BANCSHARES, INC.
BUSINESS BANCSHARES, INC.
BUSINESS BANCSHARES, INC.
BUSINESS BANCSHARES, INC.
BUSINESS BANCSHARES, INC.
BUTLER POINT, INC.
BUTLER POINT, INC.
C&F FINANCIAL CORPORATION
C&F FINANCIAL CORPORATION
GASTONIA
CHARLOTTE
CHARLOTTE
CHARLOTTE
CHARLOTTE
REDDING
REDDING
REDDING
LAS VEGAS
LAS VEGAS
LAS VEGAS
NOVATO
NOVATO
NOVATO
NEW YORK
NEW YORK
NEW YORK
MOCKSVILLE
MOCKSVILLE
LITTLE ROCK
LITTLE ROCK
LITTLE ROCK
DENVER
DENVER
MACON
MACON
GREENVILLE
GREENVILLE
GREENVILLE
GREENVILLE
WALLA WALLA
WALLA WALLA
WALLA WALLA
HARRISBURG
HARRISBURG
BAR HARBOR
BAR HARBOR
BAR HARBOR
WINSTON-SALEM
WINSTON-SALEM
WINSTON-SALEM
THEODORE
THEODORE
BALTIMORE
BALTIMORE
BALTIMORE
MANHATTAN BEACH
MANHATTAN BEACH
MANHATTAN BEACH
MANHATTAN BEACH
MANHATTAN BEACH
MANHATTAN BEACH
PHOENIXVILLE
PHOENIXVILLE
PITTSFIELD
PITTSFIELD
PITTSFIELD
BERN
BERN
BIRMINGHAM
BIRMINGHAM
BIRMINGHAM
COCONUT GROVE
COCONUT GROVE
COCONUT GROVE
COCONUT GROVE
BELOIT
BELOIT
BELOIT
BELOIT
FARGO
FARGO
FARGO
INDEPENDENCE
INDEPENDENCE
INDEPENDENCE
INDEPENDENCE
SHELBYVILLE
SHELBYVILLE
OVERLAND PARK
OVERLAND PARK
OVERLAND PARK
OVERLAND PARK
OVERLAND PARK
NEW YORK
NEW YORK
THOMASVILLE
THOMASVILLE
THOMASVILLE
NEW CANAAN
NEW CANAAN
BISMARCK
BISMARCK
BISMARCK
BISMARCK
HOUSTON
HOUSTON
BOSCOBEL
BOSCOBEL
BOSCOBEL
BOSCOBEL
BOSTON
BOSTON
BOSTON
BOSTON
SAN JOSE
SAN JOSE
SAN JOSE
SAN JOSE
BRIDGEVIEW
BRIDGEVIEW
BRIDGEVIEW
LOS ANGELES
LOS ANGELES
LOS ANGELES
LOS ANGELES
LOS ANGELES
KAUKAUNA
KAUKAUNA
KAUKAUNA
KAUKAUNA
KANSAS CITY
KANSAS CITY
CLAYTON
CLAYTON
CLAYTON
CLAYTON
CATLIN
CATLIN
WEST POINT
WEST POINT
NC
NC
NC
NC
NC
CA
CA
CA
NV
NV
NV
CA
CA
CA
NY
NY
NY
NC
NC
AR
AR
AR
CO
CO
MS
MS
SC
SC
SC
SC
WA
WA
WA
NE
NE
ME
ME
ME
NC
NC
NC
AL
AL
MD
MD
MD
CA
CA
CA
CA
CA
CA
PA
PA
MA
MA
MA
KS
KS
MI
MI
MI
FL
FL
FL
FL
WI
WI
WI
WI
ND
ND
ND
MO
MO
MO
MO
IN
IN
KS
KS
KS
KS
KS
NY
NY
NC
NC
NC
CT
CT
ND
ND
ND
ND
TX
TX
WI
WI
WI
WI
MA
MA
MA
MA
CA
CA
CA
CA
IL
IL
IL
CA
CA
CA
CA
CA
WI
WI
WI
WI
KS
KS
MO
MO
MO
MO
IL
IL
VA
VA
11/19/2013
3/9/2010
1/16/2009
11/30/2012
1/11/2013
11/14/2008
9/27/2011
10/26/2011
3/13/2009
10/21/2013
1/6/2014
12/5/2008
3/31/2009
11/23/2011
10/28/2008
6/17/2009
8/5/2009
4/17/2009
7/16/2014
12/12/2008
11/4/2009
11/24/2009
1/30/2009
4/24/2014
1/23/2009
9/8/2011
2/13/2009
11/9/2012
1/11/2013
3/26/2013
11/21/2008
4/3/2012
6/12/2013
2/6/2009
7/28/2011
1/16/2009
2/24/2010
7/28/2010
11/14/2008
6/17/2009
7/22/2009
4/3/2009
7/1/2014
12/23/2008
1/26/2011
4/19/2013
1/30/2009
7/6/2011
10/19/2011
3/7/2012
6/6/2012
6/27/2012
6/12/2009
12/28/2011
12/19/2008
5/27/2009
6/24/2009
2/13/2009
9/1/2011
4/24/2009
12/18/2009
7/28/2011
6/19/2009
2/7/2013
2/8/2013
3/26/2013
3/13/2009
10/29/2012
10/31/2012
1/11/2013
5/22/2009
6/27/2012
9/12/2012
3/6/2009
10/29/2012
10/31/2012
1/11/2013
3/6/2009
2/10/2012
12/5/2008
10/18/2013
10/21/2013
1/6/2014
1/7/2015
4/17/2009
8/30/2013
12/5/2008
8/29/2012
9/19/2012
2/27/2009
8/4/2011
1/16/2009
3/14/2014
3/17/2014
4/25/2014
3/6/2009
7/14/2011
5/15/2009
3/8/2013
3/11/2013
4/9/2013
11/21/2008
1/13/2010
6/16/2010
2/7/2011
12/23/2008
2/23/2011
3/16/2011
4/20/2011
12/19/2008
11/19/2013
1/6/2014
11/14/2008
12/4/2009
12/22/2016
6/29/2017
9/21/2017
5/15/2009
4/26/2013
4/29/2013
5/31/2013
7/17/2009
9/15/2011
4/24/2009
5/23/2012
1/9/2013
4/24/2013
3/13/2009
11/2/2011
1/9/2009
7/27/2011
2,964
$815,100.00
Preferred Stock w/ Exercised Warrants
$3,000,000.00
$0.00
$275.00
($2,148,900.00)
$305,913,040.28
121,792,790
$100,100.00
150
$125,000.00
405,405
$23,709.00
134
$1,703,984.00
154,908
$136,000,000.00
14,516,129
$2,650,000.00
379,811
$3,087,573.33 Sold, in full; warrants not outstanding
$2,502,000.00
3,000
$834.00
17,000
$1,000.00
($498,000.00)
($25,000.00)
Preferred Stock w/ Warrants
$17,000,000.00
$0.00
$19,564,027.78 Redeemed, in full; warrants not outstanding
$17,000,000.00
Preferred Stock w/ Exercised Warrants
$2,672,000.00
$0.00
$1,233,940.00 Sold, in full; warrants not outstanding
$955,240.00
2,672
$357.50
28,000
$1,000.00
($1,716,760.00)
($25,000.00)
Preferred Stock w/ Warrants
$28,000,000.00
$0.00
$30,155,095.11 Redeemed, in full; warrants not outstanding
$28,000,000.00
Preferred Stock w/ Warrants
$3,000,000,000.00
$0.00
$3,231,416,666.67 Redeemed, in full; warrants not outstanding
$3,000,000,000.00
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$13,179,000.00
$75,000,000.00
$12,639,000.00
$15,500,000.00
$1,000,000.00
$0.00
$0.00
$0.00
$0.00
$0.00
3,000,000
$1,000.00
$4,334,427.00 Sold, in full; warrants not outstanding
$3,294,750.00
13,179
$250.00
$75,000,000.00
75,000
$1,000.00
($9,884,250.00)
$81,004,166.67 Redeemed, in full; warrants not outstanding
$17,097,990.60 Redeemed, in full; warrants not outstanding
$12,639,000.00
12,639
$1,000.00
$632,000.00
632
$15,500,000.00
15,500
$1,000.00
$775,000.00
775
$900,000.00
1,000
$900.00
($100,000.00)
$21,880.50
50
124,000
$884.82
($14,282,320.00)
$134,201.00
243,998
$40,000.00
4
$250,000.00
52,455
$67,010,401.86
13,902,573
$85,000.00
85
$1,442,000.00
183,465
$18,492,469.25 Redeemed, in full; warrants not outstanding
$1,100,653.50 Sold, in full; warrants not outstanding
($9,000.00)
($16,000.00)
Preferred Stock w/ Warrants
$124,000,000.00
$0.00
$129,079,862.47 Sold, in full; warrants not outstanding
$109,717,680.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$795,000.00
$18,751,000.00
$3,133,640,000.00
$0.00
$0.00
$0.00
($1,645,765.20)
$942,411.42 Redeemed, in full; warrants not outstanding
$795,000.00
795
$1,000.00
$18,751,000.00
18,751
$1,000.00
$20,037,514.11 Redeemed, in full; warrants not outstanding
$3,293,353,918.53 Redeemed, in full; warrants not outstanding
$3,133,640,000.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$1,706,000.00
$0.00
$2,315,853.14 Redeemed, in full; warrants not outstanding
$10,800,000.00
$0.00
$13,371,500.00 Redeemed, in full; warrants not outstanding
$6,000,000.00
$2,892,000.00
$40,000,000.00
$985,000.00
$0.00
$0.00
$0.00
$0.00
3,134
$1,000,000.00
$1,706,000.00
1,706
$1,000.00
$10,800,000.00
10,800
$1,000.00
$7,263,316.66 Redeemed, in full; warrants not outstanding
$1,500,000.00
$1,500,000.00
$1,500,000.00
$1,200,000.00
$300,000.00
1,500
1,500
1,500
1,200
300
$1,000.00
$1,000.00
$1,000.00
$1,000.00
$1,000.00
$300,000.00
300
$2,892,000.00
2,892
$1,000.00
$145,000.00
145
$40,000,000.00
40,000
$1,000.00
$1,040,000.00
226,330
$3,444,478.21 Redeemed, in full; warrants not outstanding
$41,917,777.78 Redeemed, in full; warrants not outstanding
$1,172,062.50 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,635,000.00
$1,744,000.00
$0.00
$3,803,022.67 Redeemed, in full; warrants not outstanding
Subordinated Debentures w/ Exercised Warrants
$6,400,000.00
$0.00
$8,271,975.28 Sold, in full; warrants not outstanding
$985,000.00
985
$1,000.00
$50,000.00
5
$3,379,000.00
3,379
$1,000.00
$82,000.00
82
$2,532,140.00
$3,700,820.00
2,600,000
3,800,000
$0.97
$0.97
($67,860.00)
($99,180.00)
$64,158.97
$140,347.75
64,000
140,000
205
9,795
$910.00
$910.00
($18,450.00)
($881,550.00)
$470,250.00
500
$2,250,000.00
$2,750,000.00
2,250
2,750
$1,000.00
$1,000.00
$250,000.00
250
$19,630.00
$9,040,370.00
26
11,974
$755.00
$755.00
$541,793.34
600
$3,056.00
130,977
$375,000.00
375
$939,920.00
543,337
$240,000.00
240
$29,737.13
$966,456.56
30
975
$500,000.00
500
$232,180.54
$129,709.80
179,000
100,000
$6,202,523.25
2,887,500
$1,395,000.00
396,412
$709,155.81
1,900
$125,135.60
120,000
($62,329.60)
Preferred Stock w/ Exercised Warrants
$10,000,000.00
$0.00
$11,459,461.11 Sold, in full; warrants not outstanding
$186,550.00
$8,913,450.00
($91,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$5,000,000.00
$12,000,000.00
$0.00
$0.00
$6,127,326.35 Redeemed, in full; warrants not outstanding
$11,938,437.34 Sold, in full; warrants not outstanding
($6,370.00)
($2,933,630.00)
($90,600.00)
Preferred Stock w/ Exercised Warrants
$5,000,000.00
$0.00
$21,750,000.00
$0.00
$529,105.00 Currently Not Collectible
($5,000,000.00)
Preferred Stock w/ Warrants
$21,264,901.65 Sold, in full; warrants not outstanding
$3,177,232.50
$18,085,785.00
3,250
18,500
$977.61
$977.61
($72,767.50)
($414,215.00)
($212,630.18)
Preferred Stock w/ Exercised Warrants
$7,500,000.00
$0.00
$31,260,000.00
$0.00
$9,776,051.62 Redeemed, in full; warrants not outstanding
$7,500,000.00
Preferred Stock w/ Warrants
$28,797,649.80
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$4,797,000.00
$20,093,000.00
$0.00
$0.00
7,500
$1,000.00
31,260
$921.23
$35,140,666.12 Sold, in full; warrants not outstanding
($431,964.75)
($2,462,350.20)
$5,673,920.75 Redeemed, in full; warrants not outstanding
$4,797,000.00
4,797
$1,000.00
$143,000.00
$19,950,000.00
143
19,950
$1,001.08
$1,001.08
$10,000,000.00
10,000
$1,000.00
$5,586,000.00
5,586,000
$1.11
50,000
104,000
$1,000.00
$1,000.00
$26,941,865.35 Sold, in full; warrants not outstanding
$154.44
$21,546.00
($201,147.00)
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
$10,000,000.00
$0.00
$5,586,000.00
$0.00
$11,783,777.44 Redeemed, in full; warrants not outstanding
$6,947,457.50 Sold, in full; warrants not outstanding
$592,730.46
($61,787.30)
Preferred Stock w/ Warrants
$154,000,000.00
$0.00
$171,224,745.48 Redeemed, in full; warrants not outstanding
$50,000,000.00
$104,000,000.00
Preferred Stock w/ Warrants
$23,864,000.00
$0.00
$27,872,582.22 Redeemed, in full; warrants not outstanding
$15,000,000.00
$8,864,000.00
Preferred Stock w/ Exercised Warrants
$38,000,000.00
$0.00
15,000
8,864
$1,000.00
$1,000.00
$13,447,811.37 Sold, in full; warrants not outstanding
$10,450,000.00
38,000
$275.00
($27,550,000.00)
$6,952,779.42
$2,708,592.55
$1,354,296.27
4,702,860
1,832,092
916,046
$1.59
$1.90
$2.05
$524,767.98
$772,382.25
$523,598.03
$60,000.00
$2,340,000.00
60,000
2,340,000
$1.05
$1.05
$3,000.60
$117,023.40
$11,000,000.00
11,000
$1,000.00
$550,000.00
550
$6,000,000.00
$2,500,000.00
$6,500,000.00
6,000
2,500
6,500
$1,000.00
$1,000.00
$1,000.00
$750,000.00
750
$607,000.00
607
$1,000.00
$30,000.00
30
$10,000,000.00
10,000
$1,000.00
($104,500.00)
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
$9,000,000.00
$6,000,000.00
$2,400,000.00
$3,984,331.76
$0.00
$13,646,833.17 Sold, in part; warrants not outstanding
$3,022,879.60 Sold, in full; warrants not outstanding
($25,000.00)
Preferred Stock w/ Exercised Warrants
$11,000,000.00
$0.00
$12,845,586.01 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$15,000,000.00
$0.00
$18,707,708.84 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$607,000.00
$20,000,000.00
$0.00
$0.00
$724,123.53 Redeemed, in full; warrants not outstanding
$25,205,957.78 Redeemed, in full; warrants not outstanding
UST0379
UST0324
UST0324
UST0314
UST0314
UST0314
UST0300
UST0300
UST0495
UST0495
UST0418
UST0418
UST0432
UST0432
UST0219
UST0219
UST0307
UST0307
UST0061
UST0061
UST1082
UST1082
UST0022
UST0022
UST0022
UST0064
UST0064
UST0064
UST0064
UST1257
UST1257
UST0338
UST0338
UST0338
UST0338
UST0338
UST0597
UST0597
UST0597
UST0597
UST0597
UST0591
UST0591
UST0413
UST0413
UST0065
UST0065
UST0103
UST0103
UST0103
UST0103
UST0878
UST0878
UST0878
UST1204
UST1204
UST0764
UST0764
UST0764
UST0764
UST0764
UST0764
UST0941
UST0941
UST0941
UST0941
UST0941
UST0192
UST0192
UST0192
UST0647
UST0647
UST0304
UST0304
UST0304
UST0132
UST0132
UST0132
UST1034
UST1034
UST1034
UST1034
UST1034
UST0023
UST0023
UST0023
UST0257
UST0257
UST0257
UST0133
UST0133
UST0133
UST0755
UST0755
UST0558
UST0558
UST0784
UST0784
UST0784
UST0784
UST0123
UST0123
UST0371
UST0371
UST0371
UST0241
UST0241
UST0241
UST0241
UST0353
UST0353
UST0353
UST0312
UST0312
UST1309
UST1309
UST0573
UST0573
UST0248
UST0248
UST0248
UST0248
UST0248
UST0248
UST0248
UST0248
UST1238
UST1238
UST1238
UST1238
UST1037
8,14,18,44
125
8,14,44
8,11,14
8
8,130
8,11,14
39
8,128
11
8,14
14,15,45
11
9,11,36
11
8,14,18,44
8,57,97
8,18
8,14
143,146
8
44
11,59
8,14
12,16
8,11,14
45
8,113
8,11,14
8,14
11
40
45
93
8,17,44
8,14,44
14,15
15
AB&T FINANCIAL CORPORATION
C&F FINANCIAL CORPORATION
C&F FINANCIAL CORPORATION
CACHE VALLEY BANKING COMPANY
CACHE VALLEY BANKING COMPANY
CACHE VALLEY BANKING COMPANY
CADENCE FINANCIAL CORPORATION
CADENCE FINANCIAL CORPORATION
CALIFORNIA BANK OF COMMERCE
CALIFORNIA BANK OF COMMERCE
CALIFORNIA OAKS STATE BANK
CALIFORNIA OAKS STATE BANK
CALVERT FINANCIAL CORPORATION
CALVERT FINANCIAL CORPORATION
CALWEST BANCORP
CALWEST BANCORP
CAPITAL BANCORP, INC.
CAPITAL BANCORP, INC.
CAPITAL BANK CORPORATION
CAPITAL BANK CORPORATION
CAPITAL COMMERCE BANCORP, INC.
CAPITAL COMMERCE BANCORP, INC.
CAPITAL ONE FINANCIAL CORP
CAPITAL ONE FINANCIAL CORP
CAPITAL ONE FINANCIAL CORP
CAPITAL PACIFIC BANCORP
CAPITAL PACIFIC BANCORP
CAPITAL PACIFIC BANCORP
CAPITAL PACIFIC BANCORP
CARDINAL BANCORP II, INC.
CARDINAL BANCORP II, INC.
CAROLINA BANK HOLDINGS, INC.
CAROLINA BANK HOLDINGS, INC.
CAROLINA BANK HOLDINGS, INC.
CAROLINA BANK HOLDINGS, INC.
CAROLINA BANK HOLDINGS, INC.
CAROLINA TRUST BANK
CAROLINA TRUST BANK
CAROLINA TRUST BANK
CAROLINA TRUST BANK
CAROLINA TRUST BANK
CARROLLTON BANCORP
CARROLLTON BANCORP
CARVER BANCORP, INC.
CARVER BANCORP, INC.
CASCADE FINANCIAL CORPORATION
CASCADE FINANCIAL CORPORATION
CATHAY GENERAL BANCORP
CATHAY GENERAL BANCORP
CATHAY GENERAL BANCORP
CATHAY GENERAL BANCORP
CATSKILL HUDSON BANCORP, INC.
CATSKILL HUDSON BANCORP, INC.
CATSKILL HUDSON BANCORP, INC.
CB HOLDING CORP.
CB HOLDING CORP.
CBB BANCORP
CBB BANCORP
CBB BANCORP
CBB BANCORP
CBB BANCORP
CBB BANCORP
CBS BANC-CORP.
CBS BANC-CORP.
CBS BANC-CORP.
CBS BANC-CORP.
CBS BANC-CORP.
CECIL BANCORP, INC.
CECIL BANCORP, INC.
CECIL BANCORP, INC.
CEDARSTONE BANK
CEDARSTONE BANK
CENTER BANCORP, INC.
CENTER BANCORP, INC.
CENTER BANCORP, INC.
CENTER FINANCIAL CORPORATION / BBCN BANCORP, INC.
CENTER FINANCIAL CORPORATION / BBCN BANCORP, INC.
CENTER FINANCIAL CORPORATION / BBCN BANCORP, INC.
CENTERBANK
CENTERBANK
CENTERBANK
CENTERBANK
CENTERBANK
CENTERSTATE BANKS OF FLORIDA INC.
CENTERSTATE BANKS OF FLORIDA INC.
CENTERSTATE BANKS OF FLORIDA INC.
CENTRA FINANCIAL HOLDINGS, INC.
CENTRA FINANCIAL HOLDINGS, INC.
CENTRA FINANCIAL HOLDINGS, INC.
CENTRAL BANCORP, INC. (MA)
CENTRAL BANCORP, INC. (MA)
CENTRAL BANCORP, INC. (MA)
CENTRAL BANCORP, INC. (TX)
CENTRAL BANCORP, INC. (TX)
CENTRAL BANCSHARES, INC.
CENTRAL BANCSHARES, INC.
CENTRAL COMMUNITY CORPORATION
CENTRAL COMMUNITY CORPORATION
CENTRAL COMMUNITY CORPORATION
CENTRAL COMMUNITY CORPORATION
CENTRAL FEDERAL CORPORATION
CENTRAL FEDERAL CORPORATION
CENTRAL JERSEY BANCORP
CENTRAL JERSEY BANCORP
CENTRAL JERSEY BANCORP
CENTRAL PACIFIC FINANCIAL CORP.
CENTRAL PACIFIC FINANCIAL CORP.
CENTRAL PACIFIC FINANCIAL CORP.
CENTRAL PACIFIC FINANCIAL CORP.
CENTRAL VALLEY COMMUNITY BANCORP
CENTRAL VALLEY COMMUNITY BANCORP
CENTRAL VALLEY COMMUNITY BANCORP
CENTRAL VIRGINIA BANKSHARES, INC.
CENTRAL VIRGINIA BANKSHARES, INC.
CENTRIC FINANCIAL CORPORATION
CENTRIC FINANCIAL CORPORATION
CENTRIX BANK & TRUST
CENTRIX BANK & TRUST
CENTRUE FINANCIAL CORPORATION
CENTRUE FINANCIAL CORPORATION
CENTRUE FINANCIAL CORPORATION
CENTRUE FINANCIAL CORPORATION
CENTRUE FINANCIAL CORPORATION
CENTRUE FINANCIAL CORPORATION
CENTRUE FINANCIAL CORPORATION
CENTRUE FINANCIAL CORPORATION
CENTURY FINANCIAL SERVICES CORPORATION
CENTURY FINANCIAL SERVICES CORPORATION
CENTURY FINANCIAL SERVICES CORPORATION
CENTURY FINANCIAL SERVICES CORPORATION
CHAMBERS BANCSHARES, INC.
GASTONIA
WEST POINT
WEST POINT
LOGAN
LOGAN
LOGAN
STARKVILLE
STARKVILLE
LAFAYETTE
LAFAYETTE
THOUSAND OAKS
THOUSAND OAKS
ASHLAND
ASHLAND
RANCHO SANTA MARGARITA
RANCHO SANTA MARGARITA
ROCKVILLE
ROCKVILLE
RALEIGH
RALEIGH
MILWAUKEE
MILWAUKEE
MCLEAN
MCLEAN
MCLEAN
PORTLAND
PORTLAND
PORTLAND
PORTLAND
WASHINGTON
WASHINGTON
GREENSBORO
GREENSBORO
GREENSBORO
GREENSBORO
GREENSBORO
LINCOLNTON
LINCOLNTON
LINCOLNTON
LINCOLNTON
LINCOLNTON
BALTIMORE
BALTIMORE
NEW YORK
NEW YORK
EVERETT
EVERETT
LOS ANGELES
LOS ANGELES
LOS ANGELES
LOS ANGELES
ROCK HILL
ROCK HILL
ROCK HILL
ALEDO
ALEDO
CARTERSVILLE
CARTERSVILLE
CARTERSVILLE
CARTERSVILLE
CARTERSVILLE
CARTERSVILLE
RUSSELLVILLE
RUSSELLVILLE
RUSSELLVILLE
RUSSELLVILLE
RUSSELLVILLE
ELKTON
ELKTON
ELKTON
LEBANON
LEBANON
UNION
UNION
UNION
LOS ANGELES
LOS ANGELES
LOS ANGELES
MILFORD
MILFORD
MILFORD
MILFORD
MILFORD
DAVENPORT
DAVENPORT
DAVENPORT
MORGANTOWN
MORGANTOWN
MORGANTOWN
SOMERVILLE
SOMERVILLE
SOMERVILLE
GARLAND
GARLAND
HOUSTON
HOUSTON
TEMPLE
TEMPLE
TEMPLE
TEMPLE
FAIRLAWN
FAIRLAWN
OAKHURST
OAKHURST
OAKHURST
HONOLULU
HONOLULU
HONOLULU
HONOLULU
FRESNO
FRESNO
FRESNO
POWHATAN
POWHATAN
HARRISBURG
HARRISBURG
BEDFORD
BEDFORD
OTTAWA
OTTAWA
OTTAWA
OTTAWA
OTTAWA
OTTAWA
OTTAWA
OTTAWA
SANTA FE
SANTA FE
SANTA FE
SANTA FE
DANVILLE
NC
VA
VA
UT
UT
UT
MS
MS
CA
CA
CA
CA
MO
MO
CA
CA
MD
MD
NC
NC
WI
WI
VA
VA
VA
OR
OR
OR
OR
MO
MO
NC
NC
NC
NC
NC
NC
NC
NC
NC
NC
MD
MD
NY
NY
WA
WA
CA
CA
CA
CA
NY
NY
NY
IL
IL
GA
GA
GA
GA
GA
GA
AL
AL
AL
AL
AL
MD
MD
MD
TN
TN
NJ
NJ
NJ
CA
CA
CA
OH
OH
OH
OH
OH
FL
FL
FL
WV
WV
WV
MA
MA
MA
TX
TX
TX
TX
TX
TX
TX
TX
OH
OH
NJ
NJ
NJ
HI
HI
HI
HI
CA
CA
CA
VA
VA
PA
PA
NH
NH
IL
IL
IL
IL
IL
IL
IL
IL
NM
NM
NM
NM
AR
11/19/2013
4/11/2012
5/14/2014
12/23/2008
12/18/2009
7/14/2011
1/9/2009
3/4/2011
2/27/2009
9/15/2011
1/23/2009
12/8/2010
1/23/2009
2/17/2016
1/23/2009
12/23/2015
12/23/2008
12/30/2010
12/12/2008
1/28/2011
4/10/2009
10/2/2015
11/14/2008
6/17/2009
12/9/2009
12/23/2008
11/8/2012
11/9/2012
1/11/2013
10/23/2009
9/8/2011
1/9/2009
2/20/2013
2/21/2013
3/26/2013
4/19/2013
2/6/2009
11/30/2012
1/11/2013
3/26/2013
6/11/2013
2/13/2009
4/19/2013
1/16/2009
8/27/2010
11/21/2008
6/30/2011
12/5/2008
3/20/2013
9/30/2013
12/9/2013
2/27/2009
12/22/2009
7/21/2011
5/29/2009
10/14/2011
2/20/2009
12/29/2009
11/28/2012
11/29/2012
1/11/2013
3/26/2013
3/27/2009
8/7/2012
8/9/2012
8/10/2012
9/11/2012
12/23/2008
6/30/2017
10/26/2017
2/6/2009
11/20/2013
1/9/2009
9/15/2011
12/7/2011
12/12/2008
6/27/2012
5/27/2015
5/1/2009
10/29/2012
11/1/2012
1/11/2013
3/26/2013
11/21/2008
9/30/2009
10/28/2009
1/16/2009
3/31/2009
4/15/2009
12/5/2008
8/25/2011
10/19/2011
2/27/2009
8/29/2014
1/30/2009
7/6/2011
2/20/2009
12/10/2012
12/11/2012
1/11/2013
12/5/2008
9/26/2012
12/23/2008
11/24/2010
12/1/2010
1/9/2009
6/22/2011
4/4/2012
6/11/2013
1/30/2009
8/18/2011
9/28/2011
1/30/2009
10/1/2013
12/18/2009
7/14/2011
2/6/2009
7/28/2011
1/9/2009
9/25/2013
10/18/2013
10/29/2013
1/6/2014
2/10/2014
3/19/2014
10/15/2014
6/19/2009
12/19/2012
12/20/2012
1/11/2013
5/29/2009
2,964
10,000
$815,100.00
$10,000,000.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$4,767,000.00
$4,640,000.00
$0.00
$10,674,333.80 Redeemed, in full; warrants not outstanding
$44,000,000.00
$0.00
$41,984,062.50 Sold, in full; warrants not outstanding
$4,000,000.00
$0.00
$3,300,000.00
$1,037,000.00
$0.00
$0.00
$5,285,163.67 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$4,700,000.00
$0.00
$5,452,281.19 Redeemed, in full; warrants not outstanding
$41,279,000.00
$0.00
$45,252,104.25 Redeemed, in full; warrants not outstanding
$5,100,000.00
$0.00
$3,555,199,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$4,000,000.00
$0.00
167,504
$238,000.00
238
$9,407,000.00
9,407
$1,000.00
$38,000,000.00
44,000
$863.64
$4,000,000.00
4,000
$1,000.00
$200,000.00
200
$3,300,000.00
3,300
$1,000.00
$165,000.00
165
$1,037,000.00
1,037
$1,000.00
$52,000.00
52
$4,656,000.00
24,445,000
$0.20
$4,700,000.00
4,700
$1,000.00
$235,000.00
235
$41,279,000.00
41,279
$1,000.00
$2,455,328.00
1,227,664
$2.00
$3,555,199,000.00
3,555,199
$1,000.00
$146,500,064.55
12,657,960
$169,042.00
200
$313,000.00
313,000
$1,800,000.00
357,675
$19,132.00
86,957
$213,594.16
205,379
$13,107,778.30
1,846,374
$263,000.00
263
($6,000,000.00)
$1,604,019.48 Redeemed, in full; warrants not outstanding
$0.00
Preferred Stock w/ Warrants
$2,303,180.00
$3,802,219.25 Redeemed, in full; warrants not outstanding
$4,656,000.00
Preferred Stock w/ Exercised Warrants
($2,148,900.00)
$4,755,899.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$275.00
$1,000.00
$233,000.00
$2,764,934.40 Sold, in full; warrants not outstanding
($2,644,672.00)
$3,806,873,702.13 Redeemed, in full; warrants not outstanding
$4,742,850.89 Sold, in full; warrants not outstanding
$247,727.04
$3,505,712.96
264
3,736
$938.36
$938.36
$6,251,000.00
6,251,000
$1.00
$14,525,843.40
$435,756.60
15,534
466
$935.10
$935.10
($16,272.96)
($230,287.04)
($25,000.00)
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
$6,251,000.00
$16,000,000.00
$0.00
$0.00
$7,547,479.56 Redeemed, in full; warrants not outstanding
$19,941,788.94 Sold, in full; warrants not outstanding
($1,008,156.60)
($30,243.40)
($149,616.00)
Preferred Stock w/ Warrants
$4,000,000.00
$0.00
$3,994,452.00 Sold, in full; warrants not outstanding
$3,412,000.00
4,000
$853.00
($588,000.00)
($34,120.00)
($15,880.00)
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$9,201,000.00
$0.00
$11,388,958.51 Redeemed, in full; warrants not outstanding
$18,980,000.00
$0.00
$20,511,580.55 Redeemed, in full; warrants not outstanding
$38,970,000.00
$258,000,000.00
$3,000,000.00
$3,500,000.00
$0.00
$0.00
$0.00
$9,201,000.00
9,201
$1,000.00
$18,980,000.00
18,980
$1,000.00
$16,250,000.00
38,970
$416.99
$129,000,000.00
$129,000,000.00
129,000
129,000
$1,000.00
$1,000.00
$17,678,900.00 Sold, in full; warrants not outstanding
$329,874,444.96 Redeemed, in full; warrants not outstanding
$7,448,071.47 Redeemed, in full; warrants not outstanding
$6,500,000.00
Preferred Stock w/ Exercised Warrants
$4,114,000.00
$0.00
($22,720,000.00)
6,500
$1,000.00
$271,579.53 Currently Not Collectible
($4,114,000.00)
Preferred Stock w/ Exercised Warrants
$2,644,000.00
$1,753,000.00
$0.00
$4,982,141.86 Sold, in full; warrants not outstanding
$1,268,825.60
$2,831,259.86
1,360
3,037
$932.96
$932.26
($91,174.40)
($205,740.14)
$115,861.34
132
1,020
23,280
$905.20
$905.20
($96,696.00)
($2,206,944.00)
$287,213.85
$689,313.24
$131,297.76
315
756
144
$178,000.00
178
$245,000.00
86,705
$1,115,500.00
350,767
$84,057.43
113
$212,000.00
125,413
$750,000.00
750
$2,525,000.00
234,742
($32,969.92)
($363.42)
Preferred Stock w/ Exercised Warrants
$24,300,000.00
$0.00
$27,432,357.95 Sold, in full; warrants not outstanding
$923,304.00
$21,073,056.00
($219,963.60)
Preferred Stock w/ Warrants
$11,560,000.00
$0.00
$1,396,988.89 Exited bankruptcy/Receivership
($11,560,000.00)
$880,000.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$3,564,000.00
$0.00
$4,672,098.50 Redeemed, in full; warrants not outstanding
$10,000,000.00
$0.00
$11,586,666.67 Redeemed, in full; warrants not outstanding
$55,000,000.00
$0.00
$3,564,000.00
3,564
$1,000.00
$10,000,000.00
10,000
$1,000.00
$65,855,083.33 Redeemed, in full; warrants not outstanding
$55,000,000.00
Preferred Stock w/ Exercised Warrants
$2,250,000.00
$0.00
55,000
$1,000.00
$2,344,662.43 Sold, in full; warrants not outstanding
$24,750.00
$1,831,500.00
30
2,220
$825.00
$825.00
27,875
$1,000.00
($5,250.00)
($388,500.00)
($18,562.50)
($6,437.50)
Preferred Stock w/ Warrants
$27,875,000.00
$0.00
$29,283,302.58 Redeemed, in full; warrants not outstanding
$27,875,000.00
Preferred Stock w/ Exercised Warrants
$15,000,000.00
$0.00
$15,922,937.50 Redeemed, in full; warrants not outstanding
$15,000,000.00
Preferred Stock w/ Warrants
$10,000,000.00
$0.00
15,000
$13,886,111.11 Redeemed, in full; warrants not outstanding
$10,000,000.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$22,500,000.00
$5,800,000.00
$22,000,000.00
$0.00
$0.00
$0.00
$1,000.00
10,000
$1,000.00
$31,086,221.13 Redeemed, in full; warrants not outstanding
$22,500,000.00
22,500
$1,000.00
$1,125,000.00
1,125
$5,800,000.00
5,800
$1,000.00
$290,000.00
290
$5,333,059.60
$15,043,340.40
5,758
16,242
$926.20
$926.20
($424,940.40)
($1,198,659.60)
$1,058,725.80
1,100
$3,000,000.00
7,225
$415.22
($4,225,000.00)
$11,300,000.00
11,300
$1,000.00
$319,658.99
268,621
$751,888.00
79,288
$185,016.80
79,067
$6,859,176.83 Redeemed, in full; warrants not outstanding
$25,797,528.80 Sold, in full; warrants not outstanding
($203,764.00)
Preferred Stock w/ Warrants
$7,225,000.00
$0.00
Preferred Stock w/ Warrants
$11,300,000.00
$0.00
Preferred Stock w/ Warrants
$135,000,000.00
$0.00
$3,612,118.06 Sold, in full; warrants not outstanding
$12,704,145.10 Redeemed, in full; warrants not outstanding
$75,036,891.42 Sold, in full; warrants not outstanding
$36,337,500.00
$36,427,038.55
Preferred Stock w/ Warrants
$7,000,000.00
$0.00
($454,218.75)
($387,816.38)
$11,385,000.00
$0.00
$3,800,656.00 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$6,056,000.00
$0.00
$6,739,821.89 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$7,500,000.00
$0.00
$8,887,791.42 Redeemed, in full; warrants not outstanding
$32,668,000.00
$0.00
Preferred Stock w/ Warrants
$12.75
$13.15
($32,121,928.87)
($30,113,532.58)
$8,077,516.47 Redeemed, in full; warrants not outstanding
$7,000,000.00
Preferred Stock w/ Warrants
2,850,000
2,770,117
7,000
$1,000.00
$3,350,000.00
11,385
$294.25
($8,035,000.00)
$6,056,000.00
6,056
$1,000.00
$182,000.00
182
$7,500,000.00
7,500
$1,000.00
$375,000.00
375
$8,211,450.00
$1,950,000.00
25,266
6,000
$325.00
$325.00
($17,054,550.00)
($4,050,000.00)
1,402
$412.01
($824,361.98)
$2,000.00
508,320
$198,635.58
$297,953.37
200,000
300,000
$11,205,387.14 Sold, in full; warrants not outstanding
($82,114.50)
($19,500.00)
$577,638.02
($5,776.38)
Subordinated Debentures w/ Exercised Warrants
$10,000,000.00
$0.00
$13,186,960.25 Sold, in full; warrants not outstanding
$39,400.00
$9,810,600.00
40,000
9,960,000
($98,500.00)
Subordinated Debentures w/ Exercised Warrants
$19,817,000.00
$0.00
$32,098,302.62 Redeemed, in full; warrants not outstanding
$0.99
$0.99
($600.00)
($149,400.00)
UST0379
UST1037
UST1286
UST1286
UST1286
UST1286
UST0247
UST0247
UST0024
UST0024
UST0024
UST0419
UST0419
UST0419
UST0325
UST0325
UST1205
UST1205
UST1205
UST1205
UST0318
UST0318
UST0980
UST0980
UST0980
UST0547
UST0547
UST0164
UST0164
UST0339
UST0339
UST0339
UST0339
UST0339
UST0116
UST0116
UST0116
UST0195
UST0195
UST0195
UST0840
UST0840
UST0025
UST0025
UST0025
UST0025
UST0713
UST0713
UST0713
UST0713
UST0090
UST0090
UST0090
UST0090
UST0090
UST0090
UST1336
UST1336
UST1336
UST1336
UST0166
UST0166
UST0166
UST0358
UST0358
UST0358
UST0523
UST0523
UST0523
UST0523
UST0792
UST0792
UST0259
UST0259
UST0259
UST0259
UST0259
UST0066
UST0066
UST0066
UST0519
UST0519
UST0016
UST0016
UST0016
UST0171
UST0171
UST0171
UST0911
UST0911
UST0911
UST0911
UST0911
UST0911
UST0057
UST0057
UST0057
UST0134
UST0134
UST0861
UST0861
UST0956
UST0956
UST1226
UST1226
UST0354
UST0354
UST1208
UST1208
UST1208
UST0113
UST0113
UST0113
UST0113
UST0113
UST0681
UST0681
UST0681
UST0194
UST0194
UST0194
UST0970
UST0970
UST1051
UST1051
UST1051
UST1051
UST0593
UST0593
UST0330
UST0330
8
23
19,30
11
8,55,97
8,14
9,11,36
8
8,138
8,14,44
11
86
45
8,9,124
11
8,14
82
8,17
45
44
8,14
8,11,14
11,16
8,14,44
11
11
14,15
8,14
8,11,14
8,11,14
8,11,14
8,17
9,11,36
44
11,101
8,14
81
8,14,76
8
8,14,44
8
AB&T FINANCIAL CORPORATION
CHAMBERS BANCSHARES, INC.
CHICAGO SHORE CORPORATION
CHICAGO SHORE CORPORATION
CHICAGO SHORE CORPORATION
CHICAGO SHORE CORPORATION
CIT GROUP INC.
CIT GROUP INC.
CITIGROUP INC.
CITIGROUP INC.
CITIGROUP INC.
CITIZENS & NORTHERN CORPORATION
CITIZENS & NORTHERN CORPORATION
CITIZENS & NORTHERN CORPORATION
CITIZENS BANCORP
CITIZENS BANCORP
CITIZENS BANCSHARES CO.
CITIZENS BANCSHARES CO.
CITIZENS BANCSHARES CO.
CITIZENS BANCSHARES CO.
CITIZENS BANCSHARES CORPORATION
CITIZENS BANCSHARES CORPORATION
CITIZENS BANK & TRUST COMPANY, ESTABLISHED 1945
CITIZENS BANK & TRUST COMPANY, ESTABLISHED 1945
CITIZENS BANK & TRUST COMPANY, ESTABLISHED 1945
CITIZENS COMMERCE BANCSHARES, INC.
CITIZENS COMMERCE BANCSHARES, INC.
CITIZENS COMMUNITY BANK
CITIZENS COMMUNITY BANK
CITIZENS FIRST CORPORATION
CITIZENS FIRST CORPORATION
CITIZENS FIRST CORPORATION
CITIZENS FIRST CORPORATION
CITIZENS FIRST CORPORATION
CITIZENS REPUBLIC BANCORP, INC. / FIRSTMERIT CORPORATION
CITIZENS REPUBLIC BANCORP, INC. / FIRSTMERIT CORPORATION
CITIZENS REPUBLIC BANCORP, INC. / FIRSTMERIT CORPORATION
CITIZENS SOUTH BANKING CORPORATION
CITIZENS SOUTH BANKING CORPORATION
CITIZENS SOUTH BANKING CORPORATION
CITY NATIONAL BANCSHARES CORPORATION
CITY NATIONAL BANCSHARES CORPORATION
CITY NATIONAL CORPORATION
CITY NATIONAL CORPORATION
CITY NATIONAL CORPORATION
CITY NATIONAL CORPORATION
CLOVER COMMUNITY BANKSHARES, INC.
CLOVER COMMUNITY BANKSHARES, INC.
CLOVER COMMUNITY BANKSHARES, INC.
CLOVER COMMUNITY BANKSHARES, INC.
COASTAL BANKING COMPANY, INC.
COASTAL BANKING COMPANY, INC.
COASTAL BANKING COMPANY, INC.
COASTAL BANKING COMPANY, INC.
COASTAL BANKING COMPANY, INC.
COASTAL BANKING COMPANY, INC.
COASTALSOUTH BANCHARES, INC.
COASTALSOUTH BANCHARES, INC.
COASTALSOUTH BANCHARES, INC.
COASTALSOUTH BANCHARES, INC.
COBIZ FINANCIAL INC.
COBIZ FINANCIAL INC.
COBIZ FINANCIAL INC.
CODORUS VALLEY BANCORP, INC.
CODORUS VALLEY BANCORP, INC.
CODORUS VALLEY BANCORP, INC.
COLOEAST BANKSHARES, INC.
COLOEAST BANKSHARES, INC.
COLOEAST BANKSHARES, INC.
COLOEAST BANKSHARES, INC.
COLONIAL AMERICAN BANK
COLONIAL AMERICAN BANK
COLONY BANKCORP, INC.
COLONY BANKCORP, INC.
COLONY BANKCORP, INC.
COLONY BANKCORP, INC.
COLONY BANKCORP, INC.
COLUMBIA BANKING SYSTEM, INC.
COLUMBIA BANKING SYSTEM, INC.
COLUMBIA BANKING SYSTEM, INC.
COLUMBINE CAPITAL CORP.
COLUMBINE CAPITAL CORP.
COMERICA INC.
COMERICA INC.
COMERICA INC.
COMMERCE NATIONAL BANK
COMMERCE NATIONAL BANK
COMMERCE NATIONAL BANK
COMMONWEALTH BANCSHARES, INC.
COMMONWEALTH BANCSHARES, INC.
COMMONWEALTH BANCSHARES, INC.
COMMONWEALTH BANCSHARES, INC.
COMMONWEALTH BANCSHARES, INC.
COMMONWEALTH BANCSHARES, INC.
COMMONWEALTH BUSINESS BANK
COMMONWEALTH BUSINESS BANK
COMMONWEALTH BUSINESS BANK
COMMUNITY 1ST BANK
COMMUNITY 1ST BANK
COMMUNITY BANCSHARES OF KANSAS, INC.
COMMUNITY BANCSHARES OF KANSAS, INC.
COMMUNITY BANCSHARES OF MISSISSIPPI, INC./COMMUNITY BANK OF MISSISSIPPI
COMMUNITY BANCSHARES OF MISSISSIPPI, INC./COMMUNITY BANK OF MISSISSIPPI
COMMUNITY BANCSHARES, INC.
COMMUNITY BANCSHARES, INC.
COMMUNITY BANK OF THE BAY
COMMUNITY BANK OF THE BAY
COMMUNITY BANK SHARES OF INDIANA, INC.
COMMUNITY BANK SHARES OF INDIANA, INC.
COMMUNITY BANK SHARES OF INDIANA, INC.
COMMUNITY BANKERS TRUST CORPORATION
COMMUNITY BANKERS TRUST CORPORATION
COMMUNITY BANKERS TRUST CORPORATION
COMMUNITY BANKERS TRUST CORPORATION
COMMUNITY BANKERS TRUST CORPORATION
COMMUNITY BUSINESS BANK
COMMUNITY BUSINESS BANK
COMMUNITY BUSINESS BANK
COMMUNITY FINANCIAL CORPORATION / CITY HOLDING COMPANY
COMMUNITY FINANCIAL CORPORATION / CITY HOLDING COMPANY
COMMUNITY FINANCIAL CORPORATION / CITY HOLDING COMPANY
COMMUNITY FINANCIAL SHARES, INC.
COMMUNITY FINANCIAL SHARES, INC.
COMMUNITY FIRST BANCSHARES, INC. (AR)
COMMUNITY FIRST BANCSHARES, INC. (AR)
COMMUNITY FIRST BANCSHARES, INC. (AR)
COMMUNITY FIRST BANCSHARES, INC. (AR)
COMMUNITY FIRST BANCSHARES, INC. (TN)
COMMUNITY FIRST BANCSHARES, INC. (TN)
COMMUNITY FIRST, INC.
COMMUNITY FIRST, INC.
GASTONIA
DANVILLE
CHICAGO
CHICAGO
CHICAGO
CHICAGO
NEW YORK
NEW YORK
NEW YORK
NEW YORK
NEW YORK
WELLSBORO
WELLSBORO
WELLSBORO
NEVADA CITY
NEVADA CITY
CHILLICOTHE
CHILLICOTHE
CHILLICOTHE
CHILLICOTHE
ATLANTA
ATLANTA
COVINGTON
COVINGTON
COVINGTON
VERSAILLES
VERSAILLES
SOUTH HILL
SOUTH HILL
BOWLING GREEN
BOWLING GREEN
BOWLING GREEN
BOWLING GREEN
BOWLING GREEN
FLINT
FLINT
FLINT
GASTONIA
GASTONIA
GASTONIA
NEWARK
NEWARK
BEVERLY HILLS
BEVERLY HILLS
BEVERLY HILLS
BEVERLY HILLS
CLOVER
CLOVER
CLOVER
CLOVER
FERNANDINA BEACH
FERNANDINA BEACH
FERNANDINA BEACH
FERNANDINA BEACH
FERNANDINA BEACH
FERNANDINA BEACH
HILTON HEAD ISLAND
HILTON HEAD ISLAND
HILTON HEAD ISLAND
HILTON HEAD ISLAND
DENVER
DENVER
DENVER
YORK
YORK
YORK
LAMAR
LAMAR
LAMAR
LAMAR
WEST CONSHOHOCKEN
WEST CONSHOHOCKEN
FITZGERALD
FITZGERALD
FITZGERALD
FITZGERALD
FITZGERALD
TACOMA
TACOMA
TACOMA
BUENA VISTA
BUENA VISTA
DALLAS
DALLAS
DALLAS
NEWPORT BEACH
NEWPORT BEACH
NEWPORT BEACH
LOUISVILLE
LOUISVILLE
LOUISVILLE
LOUISVILLE
LOUISVILLE
LOUISVILLE
LOS ANGELES
LOS ANGELES
LOS ANGELES
ROSEVILLE
ROSEVILLE
GOFF
GOFF
BRANDON
BRANDON
KINGMAN
KINGMAN
OAKLAND
OAKLAND
NEW ALBANY
NEW ALBANY
NEW ALBANY
GLEN ALLEN
GLEN ALLEN
GLEN ALLEN
GLEN ALLEN
GLEN ALLEN
WEST SACRAMENTO
WEST SACRAMENTO
WEST SACRAMENTO
STAUNTON
STAUNTON
STAUNTON
GLEN ELLYN
GLEN ELLYN
HARRISON
HARRISON
HARRISON
HARRISON
UNION CITY
UNION CITY
COLUMBIA
COLUMBIA
NC
AR
IL
IL
IL
IL
NY
NY
NY
NY
NY
PA
PA
PA
CA
CA
MO
MO
MO
MO
GA
GA
LA
LA
LA
KY
KY
VA
VA
KY
KY
KY
KY
KY
MI
MI
MI
NC
NC
NC
NJ
NJ
CA
CA
CA
CA
SC
SC
SC
SC
FL
FL
FL
FL
FL
FL
SC
SC
SC
SC
CO
CO
CO
PA
PA
PA
CO
CO
CO
CO
PA
PA
GA
GA
GA
GA
GA
WA
WA
WA
CO
CO
TX
TX
TX
CA
CA
CA
KY
KY
KY
KY
KY
KY
CA
CA
CA
CA
CA
KS
KS
MS
MS
AZ
AZ
CA
CA
IN
IN
IN
VA
VA
VA
VA
VA
CA
CA
CA
VA
VA
VA
IL
IL
AR
AR
AR
AR
TN
TN
TN
TN
11/19/2013
4/1/2015
7/31/2009
3/14/2014
3/17/2014
4/25/2014
12/31/2008
12/10/2009
10/28/2008
12/10/2010
1/31/2011
1/16/2009
8/4/2010
9/1/2010
12/23/2008
9/23/2011
5/29/2009
2/7/2013
2/8/2013
3/26/2013
3/6/2009
8/13/2010
3/20/2009
6/29/2015
8/6/2015
2/6/2009
2/28/2017
12/23/2008
7/28/2011
12/19/2008
2/16/2011
2/13/2013
1/15/2014
4/15/2015
12/12/2008
4/12/2013
5/13/2015
12/12/2008
9/22/2011
11/9/2011
4/10/2009
8/7/2015
11/21/2008
12/30/2009
3/3/2010
4/7/2010
3/27/2009
11/28/2012
11/29/2012
1/11/2013
12/5/2008
3/8/2013
3/11/2013
4/9/2013
4/10/2013
6/12/2013
8/28/2009
3/8/2013
3/11/2013
4/9/2013
12/19/2008
9/8/2011
11/23/2011
1/9/2009
8/18/2011
9/28/2011
2/13/2009
7/19/2013
7/22/2013
9/12/2013
3/27/2009
10/26/2011
1/9/2009
2/7/2013
2/8/2013
3/26/2013
6/12/2013
11/21/2008
8/11/2010
9/1/2010
2/27/2009
9/22/2011
11/14/2008
3/17/2010
5/12/2010
1/9/2009
10/7/2009
10/1/2013
5/22/2009
8/7/2012
8/8/2012
8/9/2012
8/10/2012
9/11/2012
1/23/2009
7/17/2013
9/12/2013
1/16/2009
12/19/2012
3/6/2009
7/18/2012
9/11/2009
9/29/2010
7/24/2009
2/11/2015
1/16/2009
9/29/2010
5/29/2009
9/15/2011
10/19/2011
12/19/2008
7/24/2013
11/20/2013
4/23/2014
6/4/2014
2/27/2009
11/30/2012
1/11/2013
12/19/2008
1/9/2013
5/28/2015
5/15/2009
12/21/2012
4/3/2009
2/7/2014
2/10/2014
3/19/2014
3/20/2009
8/18/2011
2/27/2009
4/11/2014
Preferred Stock w/ Exercised Warrants
$7,000,000.00
$0.00
$815,100.00
$19,817,000.00
2,964
19,817,000
$275.00
$1.00
($2,148,900.00)
$257,660.00
$6,679,340.00
260
6,740
$991.00
$991.00
($2,340.00)
($60,660.00)
$991,000.00
991,000
$347,193.00
350
$54,621,848.84
210,084,034
$400,000.00
194,794
($6,332,625.00)
($5,850,000.00)
$258,018.75
$387,028.12
500
750
$53,015.60
120
$150,000.00
150
$1,705,802.78
254,218
$12,150,120.44
2,571,998
$225,157.00
450,314
$18,500,000.00
1,128,668
$114,021.50
150
$99,000.00
$225,647.45
60,000
145,579
$389,857.05
$25,990.47
450
30
$143,677.00
895,968
$526,604.00
263,859
$494,381.25
50
$29,000.00
29
$810,000.00
500,000
$3,301,647.00
398,023
$113,000.00
113
$181,102,043.40
11,479,592
$566,858.50
87,209
$8,981,348.81 Sold, in full; warrants not outstanding
($69,370.00)
Preferred Stock w/ Warrants
$2,330,000,000.00
$0.00
Preferred Stock w/ Warrants
$25,000,000,000.00
$0.00
$43,687,500.00 Exited bankruptcy/Receivership
($2,330,000,000.00)
$32,839,267,986.46 Redeemed, in full; warrants not outstanding
$25,000,000,000.00
Preferred Stock w/ Warrants
$26,440,000.00
$0.00
7,692,307,692
$10,400,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$24,990,000.00
$0.00
$6,852,354,470.95
$28,889,100.00 Redeemed, in full; warrants not outstanding
$26,440,000.00
Preferred Stock w/ Exercised Warrants
$4.14
26,440
$1,000.00
$223,571.11 Currently Not Collectible
($10,400,000.00)
$13,952,381.45 Sold, in full; warrants not outstanding
$6,657,375.00
$6,150,000.00
12,990
12,000
$512.50
$512.50
$7,462,000.00
7,462
$1,000.00
$1,560,312.00
2,400
$650.13
($839,688.00)
$4,800,000.04
10,909,091
$0.44
($1,499,999.96)
$3,000,000.00
3,000
$1,000.00
$2,212,308.00
$3,300,904.00
$3,265,788.00
63
94
93
$35,116.00
$35,116.00
$35,116.00
($128,073.75)
Preferred Stock
$7,462,000.00
$0.00
$7,997,813.22 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$2,400,000.00
$0.00
$2,353,330.60 Sold, in full; warrants not outstanding
($25,000.00)
Preferred Stock w/ Exercised Warrants
$6,300,000.00
$0.00
$4,980,258.54 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$3,000,000.00
$0.00
$3,574,645.84 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$8,779,000.00
$0.00
$12,236,725.89 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$300,000,000.00
$0.00
$381,395,557.08 Redeemed, in full; warrants not outstanding
$300,000,000.00
Preferred Stock w/ Warrants
$20,500,000.00
$0.00
300,000
$23,572,379.22 Redeemed, in full; warrants not outstanding
$20,500,000.00
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$9,439,000.00
$400,000,000.00
$3,000,000.00
$0.00
$0.00
$0.00
$1,000.00
20,500
$1,000.00
$2,508,609.00 Sold, in full; warrants not outstanding
$2,226,750.00
9,439
$235.91
$200,000,000.00
$200,000,000.00
200,000
200,000
$1,000.00
$1,000.00
($7,212,250.00)
$442,416,666.67 Redeemed, in full; warrants not outstanding
$3,318,585.05 Sold, in full; warrants not outstanding
$955,825.50
$1,662,874.50
1,095
1,905
$872.90
$872.90
($139,174.50)
($242,125.50)
3,950
6,000
$955.10
$955.10
($177,355.00)
($269,400.00)
($25,000.00)
Preferred Stock w/ Warrants
$9,950,000.00
$0.00
$11,166,897.79 Sold, in full; warrants not outstanding
$3,772,645.00
$5,730,600.00
($95,032.45)
Preferred Stock w/ Exercised Warrants
$16,015,000.00
$0.00
$14,257,487.71 Sold, in full; warrants not outstanding
$397,550.00
$12,335,976.50
500
15,515
$795.10
$795.10
64,450
$1,000.00
($102,450.00)
($3,179,023.50)
($127,335.27)
Preferred Stock w/ Warrants
$64,450,000.00
$0.00
$73,357,086.72 Redeemed, in full; warrants not outstanding
$64,450,000.00
Preferred Stock w/ Warrants
$16,500,000.00
$0.00
$19,178,479.00 Redeemed, in full; warrants not outstanding
$16,500,000.00
Preferred Stock w/ Exercised Warrants
$10,000,000.00
$0.00
16,500
$1,000.00
$10,670,784.03 Sold, in full; warrants not outstanding
$46,995.00
$8,990,505.00
52
9,948
$903.75
$903.75
$574,000.00
574
$1,000.00
$21,633,944.71
$265,135.29
27,661
339
$782.11
$782.11
($5,005.00)
($957,495.00)
($90,375.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$574,000.00
$0.00
$28,000,000.00
$0.00
$668,142.53 Redeemed, in full; warrants not outstanding
$26,480,089.20 Sold, in full; warrants not outstanding
($6,027,055.29)
($73,864.71)
($218,990.80)
Preferred Stock w/ Warrants
$76,898,000.00
$0.00
$86,821,419.22 Redeemed, in full; warrants not outstanding
$76,898,000.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$2,260,000.00
$2,250,000,000.00
$5,000,000.00
$0.00
$0.00
$0.00
76,898
$2,689,478.64 Redeemed, in full; warrants not outstanding
$2,260,000.00
2,260
$1,000.00
$2,250,000,000.00
2,250,000
$1,000.00
$2,582,039,543.40 Redeemed, in full; warrants not outstanding
$5,602,969.61 Redeemed, in full; warrants not outstanding
$5,000,000.00
Subordinated Debentures w/ Exercised Warrants
$20,400,000.00
$0.00
$1,000.00
5,000
$1,000.00
$21,575,016.54 Sold, in full; warrants not outstanding
$130,500.00
$1,469,250.00
$13,100,250.00
$600,000.00
174,000
1,959,000
17,467,000
800,000
$0.75
$0.75
$0.75
$0.75
($43,500.00)
($489,750.00)
($4,366,750.00)
($200,000.00)
$792,990.00
$105,732.00
900,000
120,000
7,701
$951.00
($377,349.00)
$362,427.91
385
$2,550,000.00
2,550
$1,000.00
$128,000.00
128
$500,000.00
500
$1,000.00
$25,000.00
25
$52,000,000.00
52,000
$1,000.00
$2,600,000.00
2,600
$3,872,000.00
3,872
$1,000.00
$116,000.00
116
$1,747,000.00
1,747
$1,000.00
$19,468,000.00
19,468
$1,000.00
$1,100,869.50
386,270
$780,000.00
780,000
$167,035.00
199
$873,485.00
61,796
($153,000.00)
Preferred Stock w/ Exercised Warrants
$7,701,000.00
$0.00
$8,451,110.79 Sold, in full; warrants not outstanding
$7,323,651.00
($73,236.51)
Preferred Stock w/ Exercised Warrants
$2,550,000.00
$0.00
$2,899,659.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$500,000.00
$0.00
$616,741.75 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$52,000,000.00
$3,872,000.00
$0.00
$0.00
$57,575,699.54 Redeemed, in full; warrants not outstanding
$5,197,157.57 Redeemed, in full; warrants not outstanding
$1,747,000.00
$0.00
$1,823,188.61 Redeemed, in full; warrants not outstanding
$19,468,000.00
$0.00
$22,802,281.62 Redeemed, in full; warrants not outstanding
$17,680,000.00
$0.00
$23,135,879.12 Redeemed, in full; warrants not outstanding
$4,500,000.00
$2,500,000.00
$10,680,000.00
Preferred Stock w/ Exercised Warrants
$3,976,000.00
$0.00
4,500
2,500
10,680
$1,000.00
$1,000.00
$1,000.00
$4,674,050.16 Sold, in full; warrants not outstanding
$3,717,560.00
3,976
$935.00
12,643
$1,000.00
($258,440.00)
($25,000.00)
Preferred Stock w/ Warrants
$12,643,000.00
$0.00
$16,080,204.94 Redeemed, in full; warrants not outstanding
$12,643,000.00
Preferred Stock w/ Exercised Warrants
$6,970,000.00
$0.00
$4,240,743.82 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$12,725,000.00
$0.00
$16,441,884.63 Sold, in full; warrants not outstanding
$3,136,500.00
6,970
$450.00
($3,833,500.00)
$157,050.00
349
$3,705,037.50
$8,867,389.75
3,750
8,975
$988.01
$988.01
($44,962.50)
($107,610.25)
$85,157.88
$544,614.34
86
550
$20,000,000.00
20,000
$1,000.00
$1,000,000.00
1,000
$1,322,500.50
4,401
$300.50
$72,314.55
140
($125,724.27)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$20,000,000.00
$17,806,000.00
$0.00
$0.00
$23,628,111.33 Redeemed, in full; warrants not outstanding
$7,665,362.89 Sold, in full; warrants not outstanding
($3,078,499.50)
UST0379
UST0330
UST0330
UST0667
UST0667
UST0667
UST0667
UST0284
UST0284
UST0284
UST0284
UST0284
UST0392
UST0392
UST0392
UST1274
UST1274
UST1274
UST0322
UST0322
UST0082
UST0082
UST0082
UST0082
UST0082
UST0706
UST0706
UST0706
UST0384
UST0384
UST0384
UST0384
UST0504
UST0504
UST0504
UST0504
UST0467
UST0467
UST0467
UST0467
UST0663
UST0663
UST0673
UST0673
UST0673
UST0201
UST0201
UST0201
UST0456
UST0456
UST0456
UST0456
UST0657
UST0657
UST0657
UST0106
UST0106
UST0106
UST0106
UST0682
UST0682
UST1104
UST1104
UST1070
UST1070
UST1070
UST1070
UST0466
UST0466
UST0466
UST0466
UST0466
UST1098
UST1098
UST1098
UST1098
UST1098
UST0441
UST0441
UST0441
UST0441
UST0587
UST0587
UST0587
UST0548
UST0548
UST0548
UST1166
UST1166
UST1166
UST1166
UST0084
UST0084
UST0084
UST0084
UST0093
UST0093
UST0093
UST0250
UST0250
UST0250
UST0250
UST0250
UST0349
UST0349
UST0349
UST0173
UST0173
UST0173
UST0079
UST0079
UST0079
UST0135
UST0135
UST0135
UST1252
UST1252
UST0549
UST0549
UST0177
UST0177
UST0177
UST0177
UST0177
UST0177
UST0177
UST0650
UST0650
UST0650
UST0650
UST0650
8,67
8,14
44
15,17
8,14,44
53,110
8,14
8,14
8,14
8
8
58
8,14
8
11,16
8,14,44
14,15,44
8,14
8,18
14,15
8,14
11
44
15
12,44
11,16
89
44
45
11
8,14,44
8,44,73
8,14
8,14,18
AB&T FINANCIAL CORPORATION
COMMUNITY FIRST, INC.
COMMUNITY FIRST, INC.
COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC.
COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC.
COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC.
COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC.
COMMUNITY INVESTORS BANCORP, INC.
COMMUNITY INVESTORS BANCORP, INC.
COMMUNITY INVESTORS BANCORP, INC.
COMMUNITY INVESTORS BANCORP, INC.
COMMUNITY INVESTORS BANCORP, INC.
COMMUNITY PARTNERS BANCORP
COMMUNITY PARTNERS BANCORP
COMMUNITY PARTNERS BANCORP
COMMUNITY PRIDE BANK CORPORATION
COMMUNITY PRIDE BANK CORPORATION
COMMUNITY PRIDE BANK CORPORATION
COMMUNITY TRUST FINANCIAL CORPORATION
COMMUNITY TRUST FINANCIAL CORPORATION
COMMUNITY WEST BANCSHARES
COMMUNITY WEST BANCSHARES
COMMUNITY WEST BANCSHARES
COMMUNITY WEST BANCSHARES
COMMUNITY WEST BANCSHARES
COMMUNITYONE BANCORP / FNB UNITED CORP.
COMMUNITYONE BANCORP / FNB UNITED CORP.
COMMUNITYONE BANCORP / FNB UNITED CORP.
CONGAREE BANCSHARES, INC.
CONGAREE BANCSHARES, INC.
CONGAREE BANCSHARES, INC.
CONGAREE BANCSHARES, INC.
CORNING SAVINGS AND LOAN ASSOCIATION
CORNING SAVINGS AND LOAN ASSOCIATION
CORNING SAVINGS AND LOAN ASSOCIATION
CORNING SAVINGS AND LOAN ASSOCIATION
COUNTRY BANK SHARES, INC.
COUNTRY BANK SHARES, INC.
COUNTRY BANK SHARES, INC.
COUNTRY BANK SHARES, INC.
COVENANT FINANCIAL CORPORATION
COVENANT FINANCIAL CORPORATION
CRAZY WOMAN CREEK BANCORP INCORPORATED
CRAZY WOMAN CREEK BANCORP INCORPORATED
CRAZY WOMAN CREEK BANCORP INCORPORATED
CRESCENT FINANCIAL BANCSHARES, INC. (CRESCENT FINANCIAL CORPORATION) / VantageSouth Bancshares, Inc.
CRESCENT FINANCIAL BANCSHARES, INC. (CRESCENT FINANCIAL CORPORATION) / VantageSouth Bancshares, Inc.
CRESCENT FINANCIAL BANCSHARES, INC. (CRESCENT FINANCIAL CORPORATION) / VantageSouth Bancshares, Inc.
CROSSTOWN HOLDING COMPANY
CROSSTOWN HOLDING COMPANY
CROSSTOWN HOLDING COMPANY
CROSSTOWN HOLDING COMPANY
CSRA BANK CORP.
CSRA BANK CORP.
CSRA BANK CORP.
CVB FINANCIAL CORP.
CVB FINANCIAL CORP.
CVB FINANCIAL CORP.
CVB FINANCIAL CORP.
D.L. EVANS BANCORP
D.L. EVANS BANCORP
DEERFIELD FINANCIAL CORPORATION
DEERFIELD FINANCIAL CORPORATION
DELMAR BANCORP
DELMAR BANCORP
DELMAR BANCORP
DELMAR BANCORP
DESOTO COUNTY BANK
DESOTO COUNTY BANK
DESOTO COUNTY BANK
DESOTO COUNTY BANK
DESOTO COUNTY BANK
DIAMOND BANCORP, INC.
DIAMOND BANCORP, INC.
DIAMOND BANCORP, INC.
DIAMOND BANCORP, INC.
DIAMOND BANCORP, INC.
DICKINSON FINANCIAL CORPORATION II
DICKINSON FINANCIAL CORPORATION II
DICKINSON FINANCIAL CORPORATION II
DICKINSON FINANCIAL CORPORATION II
DISCOVER FINANCIAL SERVICES
DISCOVER FINANCIAL SERVICES
DISCOVER FINANCIAL SERVICES
DNB FINANCIAL CORPORATION
DNB FINANCIAL CORPORATION
DNB FINANCIAL CORPORATION
DUKE FINANCIAL GROUP, INC.
DUKE FINANCIAL GROUP, INC.
DUKE FINANCIAL GROUP, INC.
DUKE FINANCIAL GROUP, INC.
EAGLE BANCORP, INC.
EAGLE BANCORP, INC.
EAGLE BANCORP, INC.
EAGLE BANCORP, INC.
EAST WEST BANCORP, INC.
EAST WEST BANCORP, INC.
EAST WEST BANCORP, INC.
EASTERN VIRGINIA BANKSHARES, INC.
EASTERN VIRGINIA BANKSHARES, INC.
EASTERN VIRGINIA BANKSHARES, INC.
EASTERN VIRGINIA BANKSHARES, INC.
EASTERN VIRGINIA BANKSHARES, INC.
ECB BANCORP, INC. / CRESCENT FINANCIAL BANCSHARES, INC. / VantageSouth Bancshares, Inc.
ECB BANCORP, INC. / CRESCENT FINANCIAL BANCSHARES, INC. / VantageSouth Bancshares, Inc.
ECB BANCORP, INC. / CRESCENT FINANCIAL BANCSHARES, INC. / VantageSouth Bancshares, Inc.
EMCLAIRE FINANCIAL CORP.
EMCLAIRE FINANCIAL CORP.
EMCLAIRE FINANCIAL CORP.
ENCORE BANCSHARES INC.
ENCORE BANCSHARES INC.
ENCORE BANCSHARES INC.
ENTERPRISE FINANCIAL SERVICES CORP.
ENTERPRISE FINANCIAL SERVICES CORP.
ENTERPRISE FINANCIAL SERVICES CORP.
ENTERPRISE FINANCIAL SERVICES GROUP, INC.
ENTERPRISE FINANCIAL SERVICES GROUP, INC.
EQUITY BANCSHARES, INC.
EQUITY BANCSHARES, INC.
EXCHANGE BANK
EXCHANGE BANK
EXCHANGE BANK
EXCHANGE BANK
EXCHANGE BANK
EXCHANGE BANK
EXCHANGE BANK
F & M BANCSHARES, INC.
F & M BANCSHARES, INC.
F & M BANCSHARES, INC.
F & M BANCSHARES, INC.
F & M BANCSHARES, INC.
GASTONIA
COLUMBIA
COLUMBIA
BRANDON
BRANDON
BRANDON
BRANDON
BUCYRUS
BUCYRUS
BUCYRUS
BUCYRUS
BUCYRUS
MIDDLETOWN
MIDDLETOWN
MIDDLETOWN
HAM LAKE
HAM LAKE
HAM LAKE
RUSTON
RUSTON
GOLETA
GOLETA
GOLETA
GOLETA
GOLETA
ASHEBORO
ASHEBORO
ASHEBORO
CAYCE
CAYCE
CAYCE
CAYCE
CORNING
CORNING
CORNING
CORNING
MILFORD
MILFORD
MILFORD
MILFORD
CLARKSDALE
CLARKSDALE
BUFFALO
BUFFALO
BUFFALO
RALEIGH
RALEIGH
RALEIGH
BLAINE
BLAINE
BLAINE
BLAINE
WRENS
WRENS
WRENS
ONTARIO
ONTARIO
ONTARIO
ONTARIO
BURLEY
BURLEY
DEERFIELD
DEERFIELD
DELMAR
DELMAR
DELMAR
DELMAR
HORN LAKE
HORN LAKE
HORN LAKE
HORN LAKE
HORN LAKE
WASHINGTON
WASHINGTON
WASHINGTON
WASHINGTON
WASHINGTON
KANSAS CITY
KANSAS CITY
KANSAS CITY
KANSAS CITY
RIVERWOODS
RIVERWOODS
RIVERWOODS
DOWNINGTOWN
DOWNINGTOWN
DOWNINGTOWN
MINNEAPOLIS
MINNEAPOLIS
MINNEAPOLIS
MINNEAPOLIS
BETHESDA
BETHESDA
BETHESDA
BETHESDA
PASADENA
PASADENA
PASADENA
TAPPAHANNOCK
TAPPAHANNOCK
TAPPAHANNOCK
TAPPAHANNOCK
TAPPAHANNOCK
ENGELHARD
ENGELHARD
ENGELHARD
EMLENTON
EMLENTON
EMLENTON
HOUSTON
HOUSTON
HOUSTON
ST. LOUIS
ST. LOUIS
ST. LOUIS
ALLISON PARK
ALLISON PARK
WICHITA
WICHITA
SANTA ROSA
SANTA ROSA
SANTA ROSA
SANTA ROSA
SANTA ROSA
SANTA ROSA
SANTA ROSA
TREZEVANT
TREZEVANT
TREZEVANT
TREZEVANT
TREZEVANT
NC
TN
TN
MS
MS
MS
MS
OH
OH
OH
OH
OH
NJ
NJ
NJ
MN
MN
MN
LA
LA
CA
CA
CA
CA
CA
NC
NC
NC
SC
SC
SC
SC
AR
AR
AR
AR
NE
NE
NE
NE
MS
MS
WY
WY
WY
NC
NC
NC
MN
MN
MN
MN
GA
GA
GA
CA
CA
CA
CA
ID
ID
WI
WI
MD
MD
MD
MD
MS
MS
MS
MS
MS
MO
MO
MO
MO
MO
MO
MO
MO
MO
IL
IL
IL
PA
PA
PA
MN
MN
MN
MN
MD
MD
MD
MD
CA
CA
CA
VA
VA
VA
VA
VA
NC
NC
NC
PA
PA
PA
TX
TX
TX
MO
MO
MO
PA
PA
KS
KS
CA
CA
CA
CA
CA
CA
CA
TN
TN
TN
TN
TN
11/19/2013
4/14/2014
7/18/2014
2/6/2009
11/30/2012
1/11/2013
3/26/2013
12/23/2008
12/19/2012
12/20/2012
1/11/2013
3/26/2013
1/30/2009
8/11/2011
10/26/2011
11/13/2009
8/12/2013
9/12/2013
1/9/2009
7/6/2011
12/19/2008
12/10/2012
12/11/2012
1/11/2013
6/12/2013
2/13/2009
5/23/2014
5/27/2015
1/9/2009
10/29/2012
10/31/2012
1/11/2013
2/13/2009
11/30/2012
1/11/2013
3/26/2013
1/30/2009
11/28/2012
11/29/2012
1/11/2013
6/5/2009
4/30/2014
2/20/2009
1/8/2014
11/19/2014
1/9/2009
2/19/2014
6/11/2014
1/23/2009
7/19/2013
7/22/2013
9/12/2013
3/27/2009
6/29/2015
8/6/2015
12/5/2008
8/26/2009
9/2/2009
10/28/2009
2/27/2009
9/27/2011
5/15/2009
9/8/2011
12/4/2009
2/7/2013
2/8/2013
3/26/2013
2/13/2009
12/29/2009
9/24/2013
9/25/2013
10/29/2013
5/22/2009
8/8/2012
8/9/2012
8/10/2012
9/11/2012
1/16/2009
2/7/2013
2/8/2013
3/26/2013
3/13/2009
4/21/2010
7/7/2010
1/30/2009
8/4/2011
9/21/2011
6/19/2009
11/27/2013
3/5/2014
4/2/2014
12/5/2008
12/23/2009
7/14/2011
11/23/2011
12/5/2008
12/29/2010
1/26/2011
1/9/2009
10/18/2013
10/21/2013
1/6/2014
5/13/2015
1/16/2009
2/19/2014
6/11/2014
12/23/2008
8/18/2011
12/7/2011
12/5/2008
9/27/2011
11/23/2011
12/19/2008
11/7/2012
1/9/2013
6/12/2009
8/25/2011
1/30/2009
8/11/2011
12/19/2008
8/3/2012
8/8/2012
8/9/2012
8/10/2012
8/13/2012
9/11/2012
1/30/2009
11/6/2009
2/6/2013
2/7/2013
2/8/2013
$815,100.00
$4,028,202.50
2,964
13,405
$275.00
$300.50
($2,148,900.00)
($9,376,797.50)
$387,399.37
750
105
$9,550.00
($47,250.00)
$25,000.00
5
1,003
1,597
$950.00
$950.00
($50,150.00)
($79,850.00)
$105,000.00
130
9,000
$1,000.00
$460,000.00
311,972
$177,716.96
132,000
$1,200,000.00
1,200
$698,351.00
521,158
$10,356.69
22,071
($53,507.03)
Preferred Stock w/ Exercised Warrants
$1,050,000.00
$0.00
$1,220,300.65 Sold, in full; warrants not outstanding
$1,002,750.00
($10,027.50)
($14,972.50)
Preferred Stock w/ Exercised Warrants
$2,600,000.00
$0.00
$3,115,616.28 Sold, in full; warrants not outstanding
$952,850.00
$1,517,150.00
($24,700.00)
($300.00)
Preferred Stock w/ Warrants
$9,000,000.00
$0.00
$10,598,750.00 Redeemed, in full; warrants not outstanding
$9,000,000.00
Subordinated Debentures w/ Exercised Warrants
$4,400,000.00
$0.00
$5,462,045.14 Sold, in full; warrants not outstanding
$4,400,000.00
4,400,000
$1.11
$24,000,000.00
24,000
$1,000.00
$2,172,000.00
$9,122,400.00
3,000
12,600
$724.00
$724.00
$484,924.00
($48,849.24)
Preferred Stock w/ Exercised Warrants
$24,000,000.00
$0.00
$28,459,100.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$15,600,000.00
$0.00
$14,341,140.33 Sold, in full; warrants not outstanding
($828,000.00)
($3,477,600.00)
($112,944.00)
Preferred Stock w/ Warrants
$51,500,000.00
$0.00
$12,749,591.59 Sold, in full; warrants not outstanding
$10,149,929.90
Preferred Stock w/ Exercised Warrants
$3,285,000.00
$0.00
1,085,554
$9.35
($41,350,070.10)
$3,483,629.20 Sold, in full; warrants not outstanding
$23,932.54
$2,687,046.56
29
3,256
$825.26
$825.26
($5,067.46)
($568,953.44)
$106,364.00
164
638
$860.00
($89,320.00)
$3,960.00
32
777
6,748
$917.90
$917.90
($63,791.70)
($554,010.80)
$372,240.00
376
$5,000,000.00
5,000
$1,000.00
$250,000.00
250
$1,000,000.00
$2,100,000.00
1,000
2,100
$1,000.00
$1,000.00
$155,000.00
155
$24,900,000.00
24,900
$1,000.00
$1,681,000.00
833,705
$531,210.67
533
$141,815.60
120
$1,307,000.00
834,761
($25,000.00)
Preferred Stock w/ Exercised Warrants
$638,000.00
$0.00
$659,705.04 Sold, in full; warrants not outstanding
$548,680.00
($5,486.80)
($19,513.20)
Preferred Stock w/ Exercised Warrants
$7,525,000.00
$0.00
$8,781,205.02 Sold, in full; warrants not outstanding
$713,208.30
$6,193,989.20
($69,071.98)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$5,000,000.00
$3,100,000.00
$24,900,000.00
$10,650,000.00
$0.00
$0.00
$0.00
$0.00
$6,594,635.27 Redeemed, in full; warrants not outstanding
$4,225,732.08 Redeemed, in full; warrants not outstanding
$33,014,741.20 Redeemed, in full; warrants not outstanding
$13,498,324.83 Sold, in full; warrants not outstanding
$343,794.50
$10,117,381.00
350
10,300
$982.27
$982.27
2,400
$1,213.75
97,500
32,500
$1,000.00
$1,000.00
($6,205.50)
($182,619.00)
($104,611.76)
Preferred Stock w/ Exercised Warrants
$2,400,000.00
$0.00
$3,210,755.60 Sold, in full; warrants not outstanding
$2,400,000.00
$513,000.00
($25,000.00)
Preferred Stock w/ Warrants
$130,000,000.00
$0.00
$136,046,583.33 Redeemed, in full; warrants not outstanding
$97,500,000.00
$32,500,000.00
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$19,891,000.00
$2,639,000.00
$9,000,000.00
$0.00
$0.00
$0.00
$23,686,592.33 Redeemed, in full; warrants not outstanding
$19,891,000.00
19,891
$1,000.00
$995,000.00
995
$2,639,000.00
2,639,000
$1.00
$132,000.00
132,000
$5,293,527.28
$215,462.72
8,648
352
$612.11
$612.11
($3,354,472.72)
($136,537.28)
$311,943.55
450
366
2,315
$823.58
$818.78
($64,571.42)
($419,532.41)
$40,563.34
59
6,000,000
13,965,000
480,000
$0.73
$0.73
$0.73
($1,618,500.00)
($3,767,058.75)
($129,480.00)
$688,041.09
$91,535.40
902,000
120,000
14,523
131,530
$552.61
$552.61
($6,497,444.97)
($58,845,206.70)
$3,372.19
$4,922,044.87
5
7,298
1,224,558
$1,000.00
$172,000,000.00
20,500,413
$458,000.00
186,311
$600,000.00
600,000
$2,794,422.00
385,434
$14,500,000.00
1,517,555
$115,000.00
384,041
$871,000.00
514,693
$51,113.00
50,111
$637,071.00
364,026
$1,006,100.00
324,074
$3,283,338.96 Redeemed, in full; warrants not outstanding
$6,598,331.15 Sold, in full; warrants not outstanding
($55,089.90)
Preferred Stock w/ Exercised Warrants
$1,173,000.00
$1,508,000.00
$0.00
$2,781,331.97 Sold, in full; warrants not outstanding
$301,428.58
$1,895,467.59
($33,333.34)
Subordinated Debentures w/ Exercised Warrants
$20,445,000.00
$0.00
$21,101,618.19 Sold, in full; warrants not outstanding
$4,381,500.00
$10,197,941.25
$350,520.00
($149,299.61)
Preferred Stock w/ Exercised Warrants
$146,053,000.00
$0.00
$87,459,858.69 Sold, in full; warrants not outstanding
$8,025,555.03
$72,684,793.30
($807,103.48)
Preferred Stock w/ Warrants
$1,224,558,000.00
$0.00
$1,464,248,844.00 Redeemed, in full; warrants not outstanding
$1,224,558,000.00
Preferred Stock w/ Warrants
$11,750,000.00
$0.00
$13,683,277.61 Redeemed, in full; warrants not outstanding
$11,750,000.00
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$12,000,000.00
$38,235,000.00
$306,546,000.00
$0.00
$0.00
$0.00
11,750
$17,424,285.82 Redeemed, in full; warrants not outstanding
$5,000,000.00
$2,000,000.00
$5,000,000.00
5,000,000
2,000,000
5,000,000
$1.00
$1.00
$1.00
$15,000,000.00
$23,235,000.00
15,000
23,235
$1,000.00
$1,000.00
$44,847,153.76 Redeemed, in full; warrants not outstanding
$352,722,420.00 Redeemed, in full; warrants not outstanding
$306,546,000.00
Preferred Stock w/ Warrants
$24,000,000.00
$0.00
$1,000.00
306,546
$1,000.00
$28,568,653.60 Sold, in full; warrants not outstanding
$3,900,000.00
$20,100,000.00
3,900
20,100
$1,104.11
$1,104.11
$406,029.00
$2,092,611.00
($264,986.40)
Preferred Stock w/ Warrants
$17,949,000.00
$0.00
$23,397,494.08 Redeemed, in full; warrants not outstanding
$17,949,000.00
Preferred Stock w/ Warrants
$7,500,000.00
$0.00
17,949
$8,545,904.67 Redeemed, in full; warrants not outstanding
$7,500,000.00
Preferred Stock w/ Warrants
$34,000,000.00
$0.00
7,500
$35,000,000.00
$0.00
34,000
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$4,000,000.00
$8,750,000.00
$43,000,000.00
$0.00
$0.00
$0.00
$1,000.00
$42,801,933.33 Redeemed, in full; warrants not outstanding
$35,000,000.00
Preferred Stock w/ Exercised Warrants
$1,000.00
$39,415,959.89 Redeemed, in full; warrants not outstanding
$34,000,000.00
Preferred Stock w/ Warrants
$1,000.00
35,000
$1,000.00
$4,680,205.56 Redeemed, in full; warrants not outstanding
$4,000,000.00
4,000
$1,000.00
$200,000.00
200
$8,750,000.00
8,750
$1,000.00
$438,000.00
438
$481,387.50
$17,505,000.00
$8,725,367.25
$420,995.25
$10,503,000.00
550
20,000
9,969
481
12,000
$875.25
$875.25
$875.25
$875.25
$875.25
($68,612.50)
($2,495,000.00)
($1,243,632.75)
($60,004.75)
($1,497,000.00)
$1,910,898.00
$120,386.57
$22,930.78
2,000
126
24
5,090
2,901
153
$942.50
$942.50
$942.50
($292,675.00)
($166,807.50)
($8,797.50)
$222,007.50
230
$10,394,872.56 Redeemed, in full; warrants not outstanding
$47,294,527.29 Sold, in full; warrants not outstanding
($376,357.50)
Preferred Stock w/ Exercised Warrants
$4,609,000.00
$3,535,000.00
$0.00
$9,405,391.28 Sold, in full; warrants not outstanding
$4,797,325.00
$2,734,192.50
$144,202.50
UST0379
UST0650
UST0627
UST0627
UST0627
UST0627
UST0627
UST1038
UST1038
UST1038
UST1038
UST0778
UST0778
UST0778
UST0778
UST0778
UST0306
UST0306
UST0306
UST0557
UST0557
UST0997
UST0997
UST0997
UST0406
UST0406
UST0406
UST0085
UST0085
UST0085
UST1237
UST1237
UST1237
UST1237
UST1237
UST0998
UST0998
UST1315
UST1315
UST1180
UST1180
UST1180
UST0363
UST0363
UST0008
UST0008
UST0008
UST0008
UST1031
UST1031
UST0261
UST0261
UST0261
UST0826
UST0826
UST0826
UST0826
UST0275
UST0275
UST0275
UST0275
UST0275
UST0275
UST0275
UST0275
UST0275
UST0178
UST0178
UST0178
UST0040
UST0040
UST0040
UST0234
UST0234
UST0234
UST0234
UST0518
UST0518
UST1206
UST1206
UST0913
UST0913
UST0913
UST0913
UST0913
UST1209
UST1209
UST1209
UST1209
UST1302
UST1302
UST1302
UST0596
UST0596
UST0341
UST0341
UST0341
UST0368
UST0368
UST0368
UST0368
UST0368
UST0368
UST0368
UST0368
UST0794
UST0794
UST0794
UST0625
UST0625
UST0309
UST0309
UST0446
UST0446
UST0446
UST0446
UST0446
UST0446
UST0446
UST0446
UST0352
UST0352
UST0352
UST1020
UST1020
UST1020
UST1020
UST1020
UST0204
UST0204
UST0204
8,14
14,15
8,14
11
8,120
8,14
8,11
14,15
8,14,45
15,17
8,14
8,14,45
8,14
11,15,44
77
8,17
8,14
11
11
8,14,45
15,17,44
8,14
8,14
11,14,15
9,11,36
45
34,118,121,140,147
8,11,14
8,14,45
8,14,45
8
45
8,14,18
45
AB&T FINANCIAL CORPORATION
F & M BANCSHARES, INC.
F & M FINANCIAL CORPORATION (NC)
F & M FINANCIAL CORPORATION (NC)
F & M FINANCIAL CORPORATION (NC)
F & M FINANCIAL CORPORATION (NC)
F & M FINANCIAL CORPORATION (NC)
F&C BANCORP. INC.
F&C BANCORP. INC.
F&C BANCORP. INC.
F&C BANCORP. INC.
F&M FINANCIAL CORPORATION (TN)
F&M FINANCIAL CORPORATION (TN)
F&M FINANCIAL CORPORATION (TN)
F&M FINANCIAL CORPORATION (TN)
F&M FINANCIAL CORPORATION (TN)
F.N.B. CORPORATION
F.N.B. CORPORATION
F.N.B. CORPORATION
FARMERS & MERCHANTS BANCSHARES, INC. / ALLEGIANCE BANCSHARES, INC.
FARMERS & MERCHANTS BANCSHARES, INC. / ALLEGIANCE BANCSHARES, INC.
FARMERS & MERCHANTS FINANCIAL CORPORATION
FARMERS & MERCHANTS FINANCIAL CORPORATION
FARMERS & MERCHANTS FINANCIAL CORPORATION
FARMERS BANK, WINDSOR, VIRGINIA
FARMERS BANK, WINDSOR, VIRGINIA
FARMERS BANK, WINDSOR, VIRGINIA
FARMERS CAPITAL BANK CORPORATION
FARMERS CAPITAL BANK CORPORATION
FARMERS CAPITAL BANK CORPORATION
FARMERS ENTERPRISES, INC.
FARMERS ENTERPRISES, INC.
FARMERS ENTERPRISES, INC.
FARMERS ENTERPRISES, INC.
FARMERS ENTERPRISES, INC.
FARMERS STATE BANKSHARES, INC.
FARMERS STATE BANKSHARES, INC.
FBHC HOLDING COMPANY
FBHC HOLDING COMPANY
FC HOLDINGS, INC.
FC HOLDINGS, INC.
FC HOLDINGS, INC.
FCB BANCORP, INC.
FCB BANCORP, INC.
FFW CORPORATION
FFW CORPORATION
FFW CORPORATION
FFW CORPORATION
FIDELITY BANCORP, INC. (LA)
FIDELITY BANCORP, INC. (LA)
FIDELITY BANCORP, INC. (PA) / WESBANCO, INC.
FIDELITY BANCORP, INC. (PA) / WESBANCO, INC.
FIDELITY BANCORP, INC. (PA) / WESBANCO, INC.
FIDELITY FEDERAL BANCORP
FIDELITY FEDERAL BANCORP
FIDELITY FEDERAL BANCORP
FIDELITY FEDERAL BANCORP
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY FINANCIAL CORPORATION
FIDELITY SOUTHERN CORPORATION
FIDELITY SOUTHERN CORPORATION
FIDELITY SOUTHERN CORPORATION
FIFTH THIRD BANCORP
FIFTH THIRD BANCORP
FIFTH THIRD BANCORP
FINANCIAL INSTITUTIONS, INC.
FINANCIAL INSTITUTIONS, INC.
FINANCIAL INSTITUTIONS, INC.
FINANCIAL INSTITUTIONS, INC.
FINANCIAL SECURITY CORPORATION
FINANCIAL SECURITY CORPORATION
FINANCIAL SERVICES OF WINGER, INC.
FINANCIAL SERVICES OF WINGER, INC.
FIRST ADVANTAGE BANCSHARES, INC.
FIRST ADVANTAGE BANCSHARES, INC.
FIRST ADVANTAGE BANCSHARES, INC.
FIRST ADVANTAGE BANCSHARES, INC.
FIRST ADVANTAGE BANCSHARES, INC.
FIRST ALLIANCE BANCSHARES, INC.
FIRST ALLIANCE BANCSHARES, INC.
FIRST ALLIANCE BANCSHARES, INC.
FIRST ALLIANCE BANCSHARES, INC.
FIRST AMERICAN BANK CORPORATION
FIRST AMERICAN BANK CORPORATION
FIRST AMERICAN BANK CORPORATION
FIRST AMERICAN INTERNATIONAL CORP.
FIRST AMERICAN INTERNATIONAL CORP.
FIRST BANCORP (NC)
FIRST BANCORP (NC)
FIRST BANCORP (NC)
FIRST BANCORP (PR)
FIRST BANCORP (PR)
FIRST BANCORP (PR)
FIRST BANCORP (PR)
FIRST BANCORP (PR)
FIRST BANCORP (PR)
FIRST BANCORP (PR)
FIRST BANCORP (PR)
FIRST BANCTRUST CORPORATION
FIRST BANCTRUST CORPORATION
FIRST BANCTRUST CORPORATION
FIRST BANK OF CHARLESTON, INC.
FIRST BANK OF CHARLESTON, INC.
FIRST BANKERS TRUSTSHARES, INC.
FIRST BANKERS TRUSTSHARES, INC.
FIRST BANKS, INC.
FIRST BANKS, INC.
FIRST BANKS, INC.
FIRST BANKS, INC.
FIRST BANKS, INC.
FIRST BANKS, INC.
FIRST BANKS, INC.
FIRST BANKS, INC.
FIRST BUSEY CORPORATION
FIRST BUSEY CORPORATION
FIRST BUSEY CORPORATION
FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A.
FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A.
FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A.
FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A.
FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A.
FIRST CALIFORNIA FINANCIAL GROUP, INC.
FIRST CALIFORNIA FINANCIAL GROUP, INC.
FIRST CALIFORNIA FINANCIAL GROUP, INC.
GASTONIA
TREZEVANT
SALISBURY
SALISBURY
SALISBURY
SALISBURY
SALISBURY
HOLDEN
HOLDEN
HOLDEN
HOLDEN
CLARKSVILLE
CLARKSVILLE
CLARKSVILLE
CLARKSVILLE
CLARKSVILLE
HERMITAGE
HERMITAGE
HERMITAGE
HOUSTON
HOUSTON
ARGONIA
ARGONIA
ARGONIA
WINDSOR
WINDSOR
WINDSOR
FRANKFORT
FRANKFORT
FRANKFORT
GREAT BEND
GREAT BEND
GREAT BEND
GREAT BEND
GREAT BEND
HOLTON
HOLTON
BOULDER
BOULDER
HOUSTON
HOUSTON
HOUSTON
LOUISVILLE
LOUISVILLE
WABASH
WABASH
WABASH
WABASH
BATON ROUGE
BATON ROUGE
PITTSBURGH
PITTSBURGH
PITTSBURGH
EVANSVILLE
EVANSVILLE
EVANSVILLE
EVANSVILLE
WICHITA
WICHITA
WICHITA
WICHITA
WICHITA
WICHITA
WICHITA
WICHITA
WICHITA
ATLANTA
ATLANTA
ATLANTA
CINCINNATI
CINCINNATI
CINCINNATI
WARSAW
WARSAW
WARSAW
WARSAW
BASIN
BASIN
WINGER
WINGER
COON RAPIDS
COON RAPIDS
COON RAPIDS
COON RAPIDS
COON RAPIDS
CORDOVA
CORDOVA
CORDOVA
CORDOVA
ELK GROVE VILLAGE
ELK GROVE VILLAGE
ELK GROVE VILLAGE
BROOKLYN
BROOKLYN
TROY
TROY
TROY
SAN JUAN
SAN JUAN
SAN JUAN
SAN JUAN
SAN JUAN
SAN JUAN
SAN JUAN
SAN JUAN
PARIS
PARIS
PARIS
CHARLESTON
CHARLESTON
QUINCY
QUINCY
CLAYTON
CLAYTON
CLAYTON
CLAYTON
CLAYTON
CLAYTON
CLAYTON
CLAYTON
URBANA
URBANA
URBANA
SAN DIEGO
SAN DIEGO
SAN DIEGO
SAN DIEGO
SAN DIEGO
WESTLAKE VILLAGE
WESTLAKE VILLAGE
WESTLAKE VILLAGE
NC
TN
NC
NC
NC
NC
NC
MO
MO
MO
MO
TN
TN
TN
TN
TN
PA
PA
PA
TX
TX
KS
KS
KS
VA
VA
VA
KY
KY
KY
KS
KS
KS
KS
KS
KS
KS
CO
CO
TX
TX
TX
KY
KY
IN
IN
IN
IN
LA
LA
PA
PA
PA
IN
IN
IN
IN
KS
KS
KS
KS
KS
KS
KS
KS
KS
GA
GA
GA
OH
OH
OH
NY
NY
NY
NY
WY
WY
MN
MN
MN
MN
MN
MN
MN
TN
TN
TN
TN
IL
IL
IL
NY
NY
NC
NC
NC
PR
PR
PR
PR
PR
PR
PR
PR
IL
IL
IL
WV
WV
IL
IL
MO
MO
MO
MO
MO
MO
MO
MO
IL
IL
IL
CA
CA
CA
CA
CA
CA
CA
CA
11/19/2013
3/26/2013
2/6/2009
9/18/2012
9/19/2012
9/20/2012
11/16/2012
5/22/2009
11/8/2012
11/13/2012
1/11/2013
2/13/2009
9/19/2012
9/20/2012
9/21/2012
11/16/2012
1/9/2009
9/9/2009
11/23/2011
3/6/2009
7/15/2015
3/20/2009
6/24/2013
7/26/2013
1/23/2009
1/9/2013
12/31/2013
1/9/2009
6/19/2012
7/18/2012
6/19/2009
11/8/2012
11/9/2012
11/13/2012
1/11/2013
3/20/2009
7/21/2011
12/29/2009
3/9/2011
6/26/2009
2/20/2013
3/26/2013
12/19/2008
9/22/2011
12/19/2008
11/28/2012
11/30/2012
1/11/2013
5/29/2009
3/27/2013
12/12/2008
11/30/2012
5/6/2015
11/13/2009
7/19/2013
7/22/2013
9/12/2013
12/19/2008
8/1/2012
8/2/2012
8/3/2012
8/7/2012
8/8/2012
8/9/2012
8/10/2012
9/11/2012
12/19/2008
7/3/2012
5/28/2015
12/31/2008
2/2/2011
3/16/2011
12/23/2008
2/23/2011
3/30/2011
5/11/2011
2/13/2009
7/21/2011
7/31/2009
9/1/2011
5/22/2009
12/10/2012
12/11/2012
1/11/2013
3/26/2013
6/26/2009
12/20/2012
1/11/2013
3/26/2013
7/24/2009
12/21/2011
12/11/2012
3/13/2009
8/13/2010
1/9/2009
9/1/2011
11/23/2011
1/16/2009
8/16/2013
9/13/2013
12/5/2014
3/6/2015
5/15/2017
5/17/2018
5/21/2018
2/20/2009
1/18/2012
10/24/2012
2/6/2009
7/21/2011
1/16/2009
9/8/2011
12/31/2008
8/8/2013
8/9/2013
8/12/2013
9/12/2013
9/24/2013
9/25/2013
10/29/2013
3/6/2009
8/25/2011
11/23/2011
4/10/2009
12/11/2009
12/19/2012
12/20/2012
1/11/2013
12/19/2008
7/14/2011
8/24/2011
$815,100.00
2,964
$275.00
($2,148,900.00)
$136,813.05
150
2,805
14,195
$950.00
$950.00
($140,250.00)
($709,750.00)
$638,460.90
700
1,659,000
1,334,000
$0.96
$0.96
($68,400.57)
($55,000.82)
$125,000.00
150,000
$96,465.60
112
200
17,043
$787.50
$787.50
($42,500.00)
($3,621,637.50)
$645,975.00
750
100,000
$1,000.00
$690,100.00
651,042
$550,000.00
550
($76,757.21)
Preferred Stock w/ Exercised Warrants
$17,000,000.00
$0.00
$20,119,744.45 Sold, in full; warrants not outstanding
$2,664,750.00
$13,485,250.00
($161,500.00)
Subordinated Debentures w/ Exercised Warrants
$2,993,000.00
$0.00
$3,842,376.65 Sold, in full; warrants not outstanding
$1,590,599.43
$1,278,999.18
($25,000.00)
Preferred Stock w/ Exercised Warrants
$17,243,000.00
$0.00
$17,573,762.97 Sold, in full; warrants not outstanding
$157,500.00
$13,421,362.50
($135,788.63)
Preferred Stock w/ Warrants
$100,000,000.00
$0.00
$104,023,433.33 Redeemed, in full; warrants not outstanding
$100,000,000.00
Preferred Stock w/ Exercised Warrants
$11,000,000.00
$0.00
$15,971,339.07 Redeemed, in full; warrants not outstanding
$11,000,000.00
Preferred Stock w/ Exercised Warrants
$442,000.00
$0.00
11,000
$1,000.00
442
$962.50
3,063
5,689
$1,000.00
$1,000.00
30,000
$739.89
$500,199.14 Sold, in full; warrants not outstanding
$425,425.00
($16,575.00)
($2,835.00)
22
($25,000.00)
Preferred Stock w/ Exercised Warrants
$8,752,000.00
$0.00
$11,396,202.11 Redeemed, in full; warrants not outstanding
$3,063,000.00
$5,689,000.00
Preferred Stock w/ Warrants
$30,000,000.00
$0.00
$22,196,700.00
Subordinated Debentures w/ Exercised Warrants
$12,000,000.00
$0.00
$438,000.00
438
$75,000.00
223,992
$37,387.14
$552,936.00
38,000
562,000
$40,000.00
4
$994,613.40
1,052
$465,000.00
465
$358,558.20
364
$197,000.00
197,000
$2,246,531.00
101,321
$242,302.50
200
$170,227.93
$167,374.94
$1,210,615.36
$176,884.89
179
176
1,273
186
$31,429,313.38
2,693,747
$280,025,936.00
43,617,747
$2,079,962.50
378,175
$27,105,349.50 Sold, in full; warrants not outstanding
($332,950.50)
($7,803,300.00)
$15,452,669.34 Sold, in full; warrants not outstanding
$96,290.00
100,000
$11,458,510.00
$0.96
($3,710.00)
11,900,000
$0.96
($441,490.00)
$700,000.00
700
$1,000.00
$650,000.00
3,035,000
$0.21
($2,385,000.00)
21,042
$897.00
($2,167,326.00)
$9,294,000.00
9,294
$1,000.00
$879,424.60
$5,701,813.50
974
6,315
$902.90
$902.90
$3,942,000.00
3,942,000
$1.00
$7,000,000.00
7,000
$1,000.00
($115,548.00)
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$700,000.00
$0.00
$830,173.67 Redeemed, in full; warrants not outstanding
$3,035,000.00
$0.00
$804,592.16 Sold, in full; warrants not outstanding
$21,042,000.00
$0.00
$19,836,630.66 Sold, in full; warrants not outstanding
$18,874,674.00
($188,746.74)
Preferred Stock w/ Exercised Warrants
$9,294,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$7,289,000.00
$0.00
$11,156,234.25 Redeemed, in full; warrants not outstanding
$8,441,836.26 Sold, in full; warrants not outstanding
($94,575.40)
($613,186.50)
($65,812.38)
Subordinated Debentures w/ Exercised Warrants
$3,942,000.00
$0.00
$5,404,924.35 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$7,000,000.00
$0.00
$10,634,864.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$6,657,000.00
$0.00
$7,220,908.83 Sold, in full; warrants not outstanding
$439,000.00
$6,218,000.00
439
6,218
$1,058.90
$1,058.90
$25,857.10
$366,240.20
135
30
335
3,591
2,635
29,236
320
$891.26
$891.26
$891.26
$891.26
$891.26
$891.26
$891.26
($14,679.90)
($3,262.20)
($36,427.90)
($390,485.34)
($286,529.90)
($3,179,122.64)
($34,796.80)
48,200
$900.60
($4,791,080.00)
($70,490.97)
Preferred Stock w/ Exercised Warrants
$36,282,000.00
$0.00
$40,966,780.82 Sold, in full; warrants not outstanding
$120,320.10
$26,737.80
$298,572.10
$3,200,514.66
$2,348,470.10
$26,056,877.36
$285,203.20
($323,366.95)
Preferred Stock w/ Warrants
$48,200,000.00
$0.00
$82,715,982.47 Sold, in full; warrants not outstanding
$43,408,920.00
Preferred Stock w/ Warrants
$3,408,000,000.00
$0.00
($651,133.80)
$4,043,972,602.67 Redeemed, in full; warrants not outstanding
$3,408,000,000.00
Preferred Stock w/ Warrants
$37,515,000.00
$0.00
136,320
$43,787,611.61 Redeemed, in full; warrants not outstanding
$12,505,000.00
$25,010,000.00
Preferred Stock w/ Exercised Warrants
$5,000,000.00
$0.00
$5,914,597.33 Redeemed, in full; warrants not outstanding
Subordinated Debentures w/ Exercised Warrants
$3,742,000.00
$0.00
$4,487,322.46 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,177,000.00
$0.00
$25,000.00
2,501
5,002
$5,000.00
$5,000.00
$5,000,000.00
5,000
$1,000.00
$250,000.00
250
$3,742,000.00
3,742,000
$1.00
$112,000.00
112,000
$690,723.49
$366,469.68
769
408
$898.21
$898.21
($78,276.51)
($41,530.32)
$2,979.49
$26,318.80
6
53
3,422
$700.10
($1,026,257.80)
$94,701.71
171
$15,000,000.00
$35,000,000.00
15,000,000
35,000,000
$1.00
$1.00
$2,500,000.00
2,500,000
$17,000,000.00
17,000
$1,000.00
$65,000,000.00
65,000
$1,000.00
$924,462.00
616,308
$1,289,436.37 Sold, in full; warrants not outstanding
($10,571.93)
($14,428.07)
Preferred Stock w/ Exercised Warrants
$3,422,000.00
$0.00
$3,003,674.75 Sold, in full; warrants not outstanding
$2,395,742.20
($23,957.42)
($1,042.58)
Subordinated Debentures w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$50,000,000.00
$17,000,000.00
$65,000,000.00
$400,000,000.00
$0.00
$0.00
$0.00
$0.00
$65,558,530.56 Redeemed, in full; warrants not outstanding
$18,204,166.78 Redeemed, in full; warrants not outstanding
$74,518,906.44 Redeemed, in full; warrants not outstanding
$237,563,497.81 Sold, in part; warrants not outstanding
$81,000,000.00
$8,514,153.00
$22,063,492.11
$29,708,351.90
$57,735,612.33
($74,611.09)
($85,000.00)
12,000,000
1,261,356
4,388,888
5,000,000
10,291,553
$6.75
$6.75
$5.03
$5.94
$5.61
($64,711,540.92)
($6,802,024.20)
($31,229,144.01)
($31,004,790.15)
($67,230,891.51)
$6.58
$5,702,106.66
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$7,350,000.00
$3,345,000.00
$10,000,000.00
$295,400,000.00
$0.00
$0.00
$0.00
$0.00
$9,050,516.50 Redeemed, in full; warrants not outstanding
$3,675,000.00
$3,675,000.00
3,675
3,675
$1,000.00
$1,000.00
$368,000.00
368
$3,345,000.00
3,345
$1,000.00
$167,000.00
167
$10,000,000.00
10,000
$1,000.00
$500,000.00
500
$105,000.00
$12,171,950.00
$87,028,900.00
300
34,777
248,654
$350.00
$350.00
$350.00
($195,000.00)
($22,605,050.00)
($161,625,100.00)
$2,430,181.71
$5,919,151.59
4,299
10,471
5,819
5,850
$551.59
$551.59
($2,609,297.79)
($2,623,198.50)
100,000
$1,000.00
$63,677.00
573,833
$90,461.65
111
$599,042.00
599,042
$3,960,105.00 Redeemed, in full; warrants not outstanding
$11,941,222.22 Redeemed, in full; warrants not outstanding
$119,071,500.97 Sold, in full; warrants not outstanding
($993,058.50)
$3,209,702.21
$3,226,801.50
($64,365.04)
Preferred Stock w/ Warrants
$100,000,000.00
$0.00
$112,410,898.89 Redeemed, in full; warrants not outstanding
$100,000,000.00
Preferred Stock w/ Warrants
$2,211,000.00
$2,032,000.00
$0.00
$4,693,275.61 Sold, in full; warrants not outstanding
$1,373,084.00
$2,510,399.84
1,500
2,743
$915.39
$915.20
25,000
$1,000.00
($126,916.00)
($232,600.16)
($33,333.33)
Preferred Stock w/ Warrants
$25,000,000.00
$0.00
$28,810,847.55 Redeemed, in full; warrants not outstanding
$25,000,000.00
UST0379
UST0444
UST0444
UST0444
UST0649
UST0649
UST0649
UST0427
UST0427
UST0427
UST0661
UST0661
UST0026
UST0026
UST0026
UST1075
UST1075
UST0296
UST0296
UST0078
UST0078
UST0078
UST1067
UST1067
UST1067
UST1067
UST1067
UST1067
UST1067
UST1067
UST0108
UST0108
UST0108
UST1297
UST1297
UST0505
UST0505
UST0851
UST0851
UST0046
UST0046
UST0046
UST1063
UST1063
UST0110
UST0110
UST0110
UST0342
UST0342
UST0342
UST0342
UST0468
UST0468
UST0468
UST0720
UST0720
UST0720
UST0720
UST1287
UST1287
UST0027
UST0027
UST0027
UST1030
UST1030
UST1030
UST1030
UST0943
UST0943
UST0943
UST0185
UST0185
UST0344
UST0344
UST0344
UST0486
UST0486
UST0564
UST0564
UST0442
UST0442
UST0745
UST0745
UST0745
UST0054
UST0054
UST0054
UST0699
UST0699
UST0651
UST0651
UST0009
UST0009
UST0009
UST0496
UST0496
UST0496
UST0070
UST0070
UST0070
UST0111
UST0111
UST0686
UST0686
UST0686
UST0686
UST0686
UST0623
UST0623
UST0623
UST0687
UST0687
UST0687
UST0374
UST0374
UST0137
UST0137
UST1057
UST1057
UST1057
UST0436
UST0436
UST0666
UST0666
UST0666
UST0666
UST0666
UST0534
UST0534
UST0967
UST0967
8,11,14,18,36
8,14,44
12
8,72
8
11,15,36
8,11,14
12,16
15,17,44
9,17
8,14
8,14,44
11
8,9
8
11
11,36
8,11,14
11,25
8,14,44
33,44,45
11
8,14
8,14,44
12,16
44
11
73,97
8,14,18
8,14
8,14,18,44,45
87
79
11,14,15
8,11,14
8,14
8,14,44
14,15
AB&T FINANCIAL CORPORATION
FIRST CAPITAL BANCORP, INC.
FIRST CAPITAL BANCORP, INC.
FIRST CAPITAL BANCORP, INC.
FIRST CHOICE BANK
FIRST CHOICE BANK
FIRST CHOICE BANK
FIRST CITIZENS BANC CORP
FIRST CITIZENS BANC CORP
FIRST CITIZENS BANC CORP
FIRST COLEBROOK BANCORP, INC.
FIRST COLEBROOK BANCORP, INC.
FIRST COMMUNITY BANCSHARES INC.
FIRST COMMUNITY BANCSHARES INC.
FIRST COMMUNITY BANCSHARES INC.
FIRST COMMUNITY BANCSHARES, INC. / EQUITY BANCSHARES, INC.
FIRST COMMUNITY BANCSHARES, INC. / EQUITY BANCSHARES, INC.
FIRST COMMUNITY BANK CORPORATION OF AMERICA
FIRST COMMUNITY BANK CORPORATION OF AMERICA
FIRST COMMUNITY CORPORATION
FIRST COMMUNITY CORPORATION
FIRST COMMUNITY CORPORATION
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST DEFIANCE FINANCIAL CORP.
FIRST DEFIANCE FINANCIAL CORP.
FIRST DEFIANCE FINANCIAL CORP.
FIRST EAGLE BANCSHARES, INC.
FIRST EAGLE BANCSHARES, INC.
FIRST EXPRESS OF NEBRASKA, INC.
FIRST EXPRESS OF NEBRASKA, INC.
FIRST FEDERAL BANCSHARES OF ARKANSAS, INC.
FIRST FEDERAL BANCSHARES OF ARKANSAS, INC.
FIRST FINANCIAL BANCORP
FIRST FINANCIAL BANCORP
FIRST FINANCIAL BANCORP
FIRST FINANCIAL BANCSHARES, INC.
FIRST FINANCIAL BANCSHARES, INC.
FIRST FINANCIAL HOLDINGS INC.
FIRST FINANCIAL HOLDINGS INC.
FIRST FINANCIAL HOLDINGS INC.
FIRST FINANCIAL SERVICE CORPORATION / YOUR COMMUNITY BANKSHARES, INC.
FIRST FINANCIAL SERVICE CORPORATION / YOUR COMMUNITY BANKSHARES, INC.
FIRST FINANCIAL SERVICE CORPORATION / YOUR COMMUNITY BANKSHARES, INC.
FIRST FINANCIAL SERVICE CORPORATION / YOUR COMMUNITY BANKSHARES, INC.
FIRST FREEDOM BANCSHARES, INC.
FIRST FREEDOM BANCSHARES, INC.
FIRST FREEDOM BANCSHARES, INC.
FIRST GOTHENBURG BANCSHARES, INC.
FIRST GOTHENBURG BANCSHARES, INC.
FIRST GOTHENBURG BANCSHARES, INC.
FIRST GOTHENBURG BANCSHARES, INC.
FIRST GUARANTY BANCSHARES, INC.
FIRST GUARANTY BANCSHARES, INC.
FIRST HORIZON NATIONAL CORPORATION
FIRST HORIZON NATIONAL CORPORATION
FIRST HORIZON NATIONAL CORPORATION
FIRST INDEPENDENCE CORPORATION
FIRST INDEPENDENCE CORPORATION
FIRST INDEPENDENCE CORPORATION
FIRST INDEPENDENCE CORPORATION
FIRST INTERCONTINENTAL BANK
FIRST INTERCONTINENTAL BANK
FIRST INTERCONTINENTAL BANK
FIRST LITCHFIELD FINANCIAL CORPORATION
FIRST LITCHFIELD FINANCIAL CORPORATION
FIRST M&F CORPORATION
FIRST M&F CORPORATION
FIRST M&F CORPORATION
FIRST MANITOWOC BANCORP, INC.
FIRST MANITOWOC BANCORP, INC.
FIRST MARKET BANK, FSB / UNION FIRST MARKET BANKSHARES CORPORATION
FIRST MARKET BANK, FSB / UNION FIRST MARKET BANKSHARES CORPORATION
FIRST MENASHA BANCSHARES, INC.
FIRST MENASHA BANCSHARES, INC.
FIRST MERCHANTS CORPORATION
FIRST MERCHANTS CORPORATION
FIRST MERCHANTS CORPORATION
FIRST MIDWEST BANCORP, INC.
FIRST MIDWEST BANCORP, INC.
FIRST MIDWEST BANCORP, INC.
FIRST NATIONAL CORPORATION
FIRST NATIONAL CORPORATION
FIRST NBC BANK HOLDING COMPANY
FIRST NBC BANK HOLDING COMPANY
FIRST NIAGARA FINANCIAL GROUP
FIRST NIAGARA FINANCIAL GROUP
FIRST NIAGARA FINANCIAL GROUP
FIRST NORTHERN COMMUNITY BANCORP
FIRST NORTHERN COMMUNITY BANCORP
FIRST NORTHERN COMMUNITY BANCORP
FIRST PACTRUST BANCORP, INC.
FIRST PACTRUST BANCORP, INC.
FIRST PACTRUST BANCORP, INC.
FIRST PLACE FINANCIAL CORP.
FIRST PLACE FINANCIAL CORP.
FIRST PRIORITY FINANCIAL CORP.
FIRST PRIORITY FINANCIAL CORP.
FIRST PRIORITY FINANCIAL CORP.
FIRST PRIORITY FINANCIAL CORP.
FIRST PRIORITY FINANCIAL CORP.
FIRST RELIANCE BANCSHARES, INC.
FIRST RELIANCE BANCSHARES, INC.
FIRST RELIANCE BANCSHARES, INC.
FIRST RESOURCE BANK
FIRST RESOURCE BANK
FIRST RESOURCE BANK
FIRST SECURITY GROUP, INC.
FIRST SECURITY GROUP, INC.
FIRST SOUND BANK
FIRST SOUND BANK
FIRST SOUTH BANCORP, INC.
FIRST SOUTH BANCORP, INC.
FIRST SOUTH BANCORP, INC.
FIRST SOUTHERN BANCORP, INC.
FIRST SOUTHERN BANCORP, INC.
FIRST SOUTHWEST BANCORPORATION, INC.
FIRST SOUTHWEST BANCORPORATION, INC.
FIRST SOUTHWEST BANCORPORATION, INC.
FIRST SOUTHWEST BANCORPORATION, INC.
FIRST SOUTHWEST BANCORPORATION, INC.
FIRST TEXAS BHC, INC.
FIRST TEXAS BHC, INC.
FIRST TRUST CORPORATION
FIRST TRUST CORPORATION
GASTONIA
GLEN ALLEN
GLEN ALLEN
GLEN ALLEN
CERRITOS
CERRITOS
CERRITOS
SANDUSKY
SANDUSKY
SANDUSKY
COLEBROOK
COLEBROOK
BLUEFIELD
BLUEFIELD
BLUEFIELD
WICHITA
WICHITA
PINELLAS PARK
PINELLAS PARK
LEXINGTON
LEXINGTON
LEXINGTON
JOLIET
JOLIET
JOLIET
JOLIET
JOLIET
JOLIET
JOLIET
JOLIET
DEFIANCE
DEFIANCE
DEFIANCE
HANOVER PARK
HANOVER PARK
GERING
GERING
HARRISON
HARRISON
CINCINNATI
CINCINNATI
CINCINNATI
LAWRENCE
LAWRENCE
CHARLESTON
CHARLESTON
CHARLESTON
ELIZABETHTOWN
ELIZABETHTOWN
ELIZABETHTOWN
ELIZABETHTOWN
LEBANON
LEBANON
LEBANON
GOTHENBURG
GOTHENBURG
GOTHENBURG
GOTHENBURG
HAMMOND
HAMMOND
MEMPHIS
MEMPHIS
MEMPHIS
DETROIT
DETROIT
DETROIT
DETROIT
DORAVILLE
DORAVILLE
DORAVILLE
LITCHFIELD
LITCHFIELD
KOSCIUSKO
KOSCIUSKO
KOSCIUSKO
MANITOWOC
MANITOWOC
RICHMOND
RICHMOND
NEENAH
NEENAH
MUNCIE
MUNCIE
MUNCIE
ITASCA
ITASCA
ITASCA
STRASBURG
STRASBURG
NEW ORLEANS
NEW ORLEANS
LOCKPORT
LOCKPORT
LOCKPORT
DIXON
DIXON
DIXON
CHULA VISTA
CHULA VISTA
CHULA VISTA
WARREN
WARREN
MALVERN
MALVERN
MALVERN
MALVERN
MALVERN
FLORENCE
FLORENCE
FLORENCE
EXTON
EXTON
EXTON
CHATTANOOGA
CHATTANOOGA
SEATTLE
SEATTLE
LEXINGTON
LEXINGTON
LEXINGTON
BOCA RATON
BOCA RATON
ALAMOSA
ALAMOSA
ALAMOSA
ALAMOSA
ALAMOSA
FORT WORTH
FORT WORTH
NEW ORLEANS
NEW ORLEANS
NC
VA
VA
VA
CA
CA
CA
OH
OH
OH
NH
NH
VA
VA
VA
KS
KS
FL
FL
SC
SC
SC
IL
IL
IL
IL
IL
IL
IL
IL
OH
OH
OH
IL
IL
NE
NE
AR
AR
OH
OH
OH
KS
KS
SC
SC
SC
KY
KY
KY
KY
TN
TN
TN
NE
NE
NE
NE
LA
LA
TN
TN
TN
MI
MI
MI
MI
GA
GA
GA
CT
CT
MS
MS
MS
WI
WI
VA
VA
WI
WI
IN
IN
IN
IL
IL
IL
VA
VA
LA
LA
NY
NY
NY
CA
CA
CA
CA
CA
CA
OH
OH
PA
PA
PA
PA
PA
SC
SC
SC
PA
PA
PA
TN
TN
WA
WA
TN
TN
TN
FL
FL
CO
CO
CO
CO
CO
TX
TX
LA
LA
11/19/2013
4/3/2009
6/19/2012
2/6/2013
2/13/2009
12/22/2009
9/24/2010
1/23/2009
7/3/2012
9/5/2012
3/20/2009
9/22/2011
11/21/2008
7/8/2009
11/22/2011
5/15/2009
7/16/2014
12/23/2008
5/31/2011
11/21/2008
8/29/2012
11/1/2012
12/11/2009
8/8/2012
8/9/2012
8/10/2012
9/19/2012
9/20/2012
9/21/2012
11/16/2012
12/5/2008
6/19/2012
3/11/2015
9/11/2009
9/17/2010
2/6/2009
2/15/2012
3/6/2009
5/3/2011
12/23/2008
2/24/2010
6/8/2010
6/12/2009
9/22/2011
12/5/2008
4/3/2012
5/22/2013
1/9/2009
4/29/2013
5/31/2013
7/1/2015
12/22/2009
11/9/2012
1/11/2013
2/27/2009
10/29/2012
10/31/2012
1/11/2013
8/28/2009
9/22/2011
11/14/2008
12/22/2010
3/9/2011
8/28/2009
12/20/2012
1/11/2013
3/26/2013
3/13/2009
8/12/2013
9/12/2013
12/12/2008
4/7/2010
2/27/2009
9/29/2010
8/30/2013
1/16/2009
5/27/2009
2/6/2009
12/7/2011
2/13/2009
9/15/2011
2/20/2009
9/22/2011
11/23/2011
12/5/2008
11/23/2011
12/21/2011
3/13/2009
8/29/2012
3/20/2009
8/4/2011
11/21/2008
5/27/2009
6/24/2009
3/13/2009
9/15/2011
11/16/2011
11/21/2008
12/15/2010
1/5/2011
3/13/2009
10/29/2012
2/20/2009
12/18/2009
2/7/2013
2/8/2013
3/26/2013
3/6/2009
3/11/2013
4/9/2013
1/30/2009
12/11/2009
9/15/2011
1/9/2009
4/11/2013
12/23/2008
2/20/2013
7/17/2009
9/28/2011
11/28/2012
1/30/2009
6/16/2010
3/6/2009
3/26/2013
3/27/2013
3/28/2013
4/9/2013
3/6/2009
9/15/2011
6/5/2009
2/20/2013
$815,100.00
Preferred Stock w/ Warrants
$10,958,000.00
$0.00
$10,082,565.38
Preferred Stock w/ Exercised Warrants
$2,200,000.00
$2,836,000.00
$0.00
($151,238.48)
$23,184,000.00
$0.00
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$4,500,000.00
$41,500,000.00
$14,800,000.00
$10,685,000.00
$11,350,000.00
$0.00
$0.00
$0.00
$0.00
$0.00
$22,000,000.00
$0.00
10,958
$920.11
($875,434.62)
$266,041.78
417,648
5,036
$1,000.00
$110,000.00
110
($315,070.56)
23,184
$906.00
$563,174.00
469,312
$225,000.00
225
$30,600.00
88,273
$740,000.00
740
$297,500.00
195,915
$70,727.58
$440,082.72
$209,563.20
108
672
320
$11,979,295.00
550,595
($2,179,296.00)
$5,339,487.75 Redeemed, in full; warrants not outstanding
$4,500,000.00
4,500
$1,000.00
$41,500,000.00
41,500
$1,000.00
$42,839,002.78 Redeemed, in full; warrants not outstanding
$19,957,763.30 Redeemed, in full; warrants not outstanding
$14,800,000.00
14,800
$1,000.00
$7,754,267.48
10,685
$725.72
($2,930,732.52)
11,350
$982.83
($194,879.50)
$8,499,249.92 Sold, in full; warrants not outstanding
$13,425,979.36 Sold, in full; warrants not outstanding
$11,155,120.50
Preferred Stock w/ Exercised Warrants
($2,148,900.00)
$25,245,684.71 Sold, in full; warrants not outstanding
$21,004,704.00
Preferred Stock w/ Exercised Warrants
$275.00
$5,446,642.94 Redeemed, in full; warrants not outstanding
$5,036,000.00
Preferred Stock w/ Warrants
2,964
$11,956,712.44 Sold, in full; warrants not outstanding
($167,326.81)
$18,252,479.06 Sold, in full; warrants not outstanding
$326,250.00
$3,051,090.00
$10,977,660.00
500
4,676
16,824
$652.50
$652.50
$652.50
($173,750.00)
($1,624,910.00)
($5,846,340.00)
37,000
$962.66
($1,381,580.00)
($143,550.00)
Preferred Stock w/ Warrants
$37,000,000.00
$0.00
$53,610,300.92 Sold, in full; warrants not outstanding
$35,618,420.00
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$7,500,000.00
$0.00
$8,514,738.21 Redeemed, in full; warrants not outstanding
$5,000,000.00
$0.00
$6,074,313.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$16,500,000.00
$0.00
$6,570,625.00 Sold, in full; warrants not outstanding
Preferred Stock w/ Warrants
$80,000,000.00
$0.00
Subordinated Debentures w/ Exercised Warrants
$3,756,000.00
$0.00
$65,000,000.00
$0.00
($534,276.30)
$7,500,000.00
7,500,000
$1.00
$375,000.00
375,000
$5,000,000.00
5,000
$1,000.00
$250,000.00
250
$6,000,000.00
16,500
$363.64
$80,000,000.00
80,000
$1,000.00
$2,966,288.32
465,117
$113,000.00
113,000
$1,400,000.00
241,696
$2,500.00
215,983
$4,563,280.34 Redeemed, in full; warrants not outstanding
$3,756,000.00
Preferred Stock w/ Warrants
$20,000,000.00
$0.00
3,756,000
$1.00
65,000
$873.51
$68,141,972.19 Sold, in full; warrants not outstanding
$56,778,150.00
Preferred Stock w/ Warrants
($10,500,000.00)
$87,644,066.10 Redeemed, in full; warrants not outstanding
($851,672.25)
($8,221,850.00)
$12,336,278.00 Sold, in full; warrants not outstanding
$10,842,200.00
20,000
$542.11
($9,157,800.00)
($108,422.00)
Preferred Stock w/ Exercised Warrants
$8,700,000.00
$0.00
$9,522,346.17 Sold, in full; warrants not outstanding
$8,025,750.00
8,700
$922.50
($674,250.00)
$256,118.75
261
29
7,541
$910.31
$910.31
($2,601.01)
($676,352.29)
$362,118.92
379
$20,699,000.00
2,070
$10,000.00
$1,030,000.00
103
$866,540,000.00
866,540
$1,000.00
$79,700,000.00
14,842,321
$139,320.00
320
$1,488,046.41
199,203
$4,089,510.61
513,113
$600,000.00
600
$240,000.00
240
$367,500.00
991,453
$900,000.00
1,305,230
$624,674.69
695
$892,000.00
892
$2,700,000.00
953,096
$375,000.00
352,977
$1,003,227.00
280,795
($80,257.50)
Preferred Stock w/ Exercised Warrants
$7,570,000.00
$0.00
$8,702,021.25 Sold, in full; warrants not outstanding
$26,398.99
$6,864,647.71
($68,910.46)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock
$20,699,000.00
$0.00
$24,059,476.66 Redeemed, in full; warrants not outstanding
$866,540,000.00
$0.00
$1,037,467,405.56 Redeemed, in full; warrants not outstanding
$3,223,000.00
$0.00
$2,820,256.96 Sold, in full; warrants not outstanding
$2,336,675.00
3,223
$725.00
($886,325.00)
6,398
$507.52
($3,150,887.04)
$10,000,000.00
10,000
$1,000.00
$30,000,000.00
30,000
$1,000.00
($23,366.75)
($26,633.25)
Preferred Stock w/ Exercised Warrants
$6,398,000.00
$0.00
$4,118,886.85 Sold, in full; warrants not outstanding
$3,247,112.96
($25,000.00)
Preferred Stock w/ Warrants
$10,000,000.00
$0.00
$12,147,768.63 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$30,000,000.00
$0.00
$36,472,843.94 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$12,000,000.00
$0.00
$12,837,983.33 Redeemed, in full; warrants not outstanding
$33,900,000.00
$0.00
$40,834,859.35 Redeemed, in full; warrants not outstanding
$4,797,000.00
$0.00
$5,713,865.00 Redeemed, in full; warrants not outstanding
$116,000,000.00
$0.00
$131,383,055.11 Redeemed, in full; warrants not outstanding
$193,000,000.00
$0.00
$12,000,000.00
12,000
$1,000.00
$33,900,000.00
35,595
$1,000.00
$4,797,000.00
4,797
$1,000.00
$116,000,000.00
116,000
$1,000.00
$222,528,333.33 Redeemed, in full; warrants not outstanding
$193,000,000.00
Preferred Stock w/ Exercised Warrants
$13,900,000.00
$0.00
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$17,836,000.00
$184,011,000.00
$17,390,000.00
$0.00
$0.00
$0.00
193,000
($184,001.25)
13,900
$882.50
$17,836,000.00
17,836
$1,000.00
$184,011,000.00
184,011
$1,000.00
$19,300,000.00
$0.00
$191,464,618.00 Redeemed, in full; warrants not outstanding
$19,943,580.33 Redeemed, in full; warrants not outstanding
17,390
$1,000.00
$22,297,560.34 Redeemed, in full; warrants not outstanding
$19,300,000.00
Preferred Stock w/ Warrants
($1,633,250.00)
$21,033,989.56 Redeemed, in full; warrants not outstanding
$17,390,000.00
Preferred Stock w/ Warrants
$1,000.00
$15,329,326.44 Sold, in full; warrants not outstanding
$12,266,750.00
Preferred Stock w/ Exercised Warrants
$1,695,000.00
$72,927,000.00
$0.00
$7,009,094.50 Exited bankruptcy/Receivership
$4,579,000.00
$4,596,000.00
$0.00
$9,948,069.58 Sold, in full; warrants not outstanding
19,300
$1,000.00
($72,927,000.00)
Preferred Stock w/ Exercised Warrants
$6,682,192.50
$1,410,831.60
7,575
1,600
$882.14
$881.77
($892,807.50)
($189,168.40)
$48,083.60
$176,633.62
49
180
15,349
$679.61
($4,917,666.11)
$624,632.45
767
$5,017,000.00
5,017
$1,000.00
$130,000.00
130
$14,912,862.00
9,941,908
$1.50
($18,087,138.00)
$3,700,000.00
7,400
$500.00
($3,700,000.00)
$13,125,000.00
$36,875,000.00
13,125,000
36,875,000
$1.00
$1.00
$2,500,000.00
2,500,000
$10,900,000.00
10,900
$1,000.00
$545,000.00
545
$315,007.00
$2,835,063.00
$1,800,040.00
350
3,150
2,000
$900.02
$900.02
$900.02
$206,048.21
$45,788.48
225
50
$13,533,000.00
13,533
$1,000.00
$677,000.00
677
$13,750,058.49
17,969,000
$0.77
$644,726.19
898,000
($80,930.24)
Preferred Stock w/ Exercised Warrants
$15,349,000.00
$0.00
$12,994,059.00 Sold, in full; warrants not outstanding
$10,431,333.89
($104,313.34)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$2,600,000.00
$2,417,000.00
$0.00
$33,000,000.00
$0.00
$7,400,000.00
$50,000,000.00
$10,900,000.00
$5,500,000.00
$0.00
$0.00
$0.00
$0.00
$5,731,793.60 Redeemed, in full; warrants not outstanding
$16,315,362.00 Sold, in full; warrants not outstanding
$4,030,944.44 Sold, in full; warrants not outstanding
$65,432,450.94 Redeemed, in full; warrants not outstanding
$12,263,468.31 Redeemed, in full; warrants not outstanding
$5,359,772.59 Sold, in full; warrants not outstanding
($34,993.00)
($314,937.00)
($199,960.00)
($49,501.10)
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
$13,533,000.00
$17,969,000.00
$0.00
$0.00
$16,072,389.00 Redeemed, in full; warrants not outstanding
$15,304,180.50 Sold, in full; warrants not outstanding
($4,218,941.51)
UST0379
UST0967
UST0276
UST0276
UST0385
UST0385
UST0385
UST0385
UST0385
UST1199
UST1199
UST0695
UST0695
UST0695
UST0695
UST0695
UST0695
UST0695
UST0552
UST0552
UST0552
UST0051
UST0051
UST0051
UST0317
UST0317
UST0317
UST0317
UST0317
UST0317
UST1296
UST1296
UST0815
UST0815
UST0226
UST0226
UST0226
UST0846
UST0846
UST1213
UST1213
UST1010
UST1010
UST0722
UST0722
UST0179
UST0179
UST0506
UST0506
UST0506
UST1201
UST1201
UST1201
UST1201
UST1108
UST1108
UST1108
UST1108
UST1242
UST1242
UST0262
UST0262
UST1035
UST1035
UST1035
UST0263
UST0263
UST0263
UST1203
UST1203
UST0621
UST0621
UST1144
UST1144
UST1144
UST0683
UST0683
UST0683
UST0683
UST1254
UST1254
UST0017
UST0017
UST0017
UST0545
UST0545
UST1152
UST1152
UST0198
UST0198
UST1219
UST1219
UST0327
UST0327
UST0327
UST1277
UST1277
UST1277
UST1277
UST0102
UST0102
UST0102
UST0180
UST0180
UST0725
UST0725
UST0725
UST0725
UST0715
UST0715
UST0355
UST0355
UST0355
UST0355
UST0654
UST0654
UST0480
UST0480
UST1233
UST1233
UST0422
UST0422
UST0422
UST0422
UST0422
UST0422
UST1243
UST1243
UST1229
UST1229
UST0817
8,11,14
8,11,14,36
8,14,18
11
8,84
8,14,44
12,16
8,14,45
8,11,14
8,66,97
8,14,45
50,97
8,11,14
8,14
15
11,14,15
8,14,44
11,14,15
11
8,14
8,11,14
8
8,14
8,17,91,97
11
8,127
8,14,44
15
8,144
8,14,18,44
15
45
8,11,14
8,11,14
8
8,68,97
8,14,45
9,15,36
11
17,28,70,97
8,14,45
8,11,14
AB&T FINANCIAL CORPORATION
FIRST TRUST CORPORATION
FIRST ULB CORP.
FIRST ULB CORP.
FIRST UNITED CORPORATION
FIRST UNITED CORPORATION
FIRST UNITED CORPORATION
FIRST UNITED CORPORATION
FIRST UNITED CORPORATION
FIRST VERNON BANCSHARES, INC.
FIRST VERNON BANCSHARES, INC.
FIRST WESTERN FINANCIAL, INC.
FIRST WESTERN FINANCIAL, INC.
FIRST WESTERN FINANCIAL, INC.
FIRST WESTERN FINANCIAL, INC.
FIRST WESTERN FINANCIAL, INC.
FIRST WESTERN FINANCIAL, INC.
FIRST WESTERN FINANCIAL, INC.
FIRSTBANK CORPORATION
FIRSTBANK CORPORATION
FIRSTBANK CORPORATION
FIRSTMERIT CORPORATION
FIRSTMERIT CORPORATION
FIRSTMERIT CORPORATION
FLAGSTAR BANCORP, INC.
FLAGSTAR BANCORP, INC.
FLAGSTAR BANCORP, INC.
FLAGSTAR BANCORP, INC.
FLAGSTAR BANCORP, INC.
FLAGSTAR BANCORP, INC.
FLORIDA BANK GROUP, INC.
FLORIDA BANK GROUP, INC.
FLORIDA BUSINESS BANCGROUP, INC.
FLORIDA BUSINESS BANCGROUP, INC.
FLUSHING FINANCIAL CORPORATION
FLUSHING FINANCIAL CORPORATION
FLUSHING FINANCIAL CORPORATION
FNB BANCORP
FNB BANCORP
FORESIGHT FINANCIAL GROUP, INC.
FORESIGHT FINANCIAL GROUP, INC.
FORT LEE FEDERAL SAVINGS BANK, FSB
FORT LEE FEDERAL SAVINGS BANK, FSB
FORTUNE FINANCIAL CORPORATION
FORTUNE FINANCIAL CORPORATION
FPB BANCORP, INC.
FPB BANCORP, INC.
FPB FINANCIAL CORP.
FPB FINANCIAL CORP.
FPB FINANCIAL CORP.
FRANKLIN BANCORP, INC.
FRANKLIN BANCORP, INC.
FRANKLIN BANCORP, INC.
FRANKLIN BANCORP, INC.
FREEPORT BANCSHARES, INC.
FREEPORT BANCSHARES, INC.
FREEPORT BANCSHARES, INC.
FREEPORT BANCSHARES, INC.
FREMONT BANCORPORATION
FREMONT BANCORPORATION
FRESNO FIRST BANK
FRESNO FIRST BANK
FRONTIER BANCSHARES, INC
FRONTIER BANCSHARES, INC
FRONTIER BANCSHARES, INC
FULTON FINANCIAL CORPORATION
FULTON FINANCIAL CORPORATION
FULTON FINANCIAL CORPORATION
GATEWAY BANCSHARES, INC.
GATEWAY BANCSHARES, INC.
GEORGIA COMMERCE BANCSHARES, INC.
GEORGIA COMMERCE BANCSHARES, INC.
GEORGIA PRIMARY BANK
GEORGIA PRIMARY BANK
GEORGIA PRIMARY BANK
GERMANTOWN CAPITAL CORPORATION
GERMANTOWN CAPITAL CORPORATION
GERMANTOWN CAPITAL CORPORATION
GERMANTOWN CAPITAL CORPORATION
GOLD CANYON BANK
GOLD CANYON BANK
GOLDMAN SACHS GROUP, INC.
GOLDMAN SACHS GROUP, INC.
GOLDMAN SACHS GROUP, INC.
GOLDWATER BANK, N.A.
GOLDWATER BANK, N.A.
GRAND CAPITAL CORPORATION
GRAND CAPITAL CORPORATION
GRAND FINANCIAL CORPORATION
GRAND FINANCIAL CORPORATION
GRAND MOUNTAIN BANCSHARES, INC.
GRAND MOUNTAIN BANCSHARES, INC.
GRANDSOUTH BANCORPORATION
GRANDSOUTH BANCORPORATION
GRANDSOUTH BANCORPORATION
GREAT RIVER HOLDING COMPANY
GREAT RIVER HOLDING COMPANY
GREAT RIVER HOLDING COMPANY
GREAT RIVER HOLDING COMPANY
GREAT SOUTHERN BANCORP
GREAT SOUTHERN BANCORP
GREAT SOUTHERN BANCORP
GREEN BANKSHARES, INC.
GREEN BANKSHARES, INC.
GREEN CIRCLE INVESTMENTS, INC.
GREEN CIRCLE INVESTMENTS, INC.
GREEN CIRCLE INVESTMENTS, INC.
GREEN CIRCLE INVESTMENTS, INC.
GREEN CITY BANCSHARES, INC.
GREEN CITY BANCSHARES, INC.
GREER BANCSHARES INCORPORATED
GREER BANCSHARES INCORPORATED
GREER BANCSHARES INCORPORATED
GREER BANCSHARES INCORPORATED
GREGG BANCSHARES, INC.
GREGG BANCSHARES, INC.
GUARANTY BANCORP, INC.
GUARANTY BANCORP, INC.
GUARANTY CAPITAL CORPORATION
GUARANTY CAPITAL CORPORATION
GUARANTY FEDERAL BANCSHARES, INC.
GUARANTY FEDERAL BANCSHARES, INC.
GUARANTY FEDERAL BANCSHARES, INC.
GUARANTY FEDERAL BANCSHARES, INC.
GUARANTY FEDERAL BANCSHARES, INC.
GUARANTY FEDERAL BANCSHARES, INC.
GULFSOUTH PRIVATE BANK
GULFSOUTH PRIVATE BANK
GULFSTREAM BANCSHARES, INC.
GULFSTREAM BANCSHARES, INC.
HAMILTON STATE BANCSHARES, INC.
GASTONIA
NEW ORLEANS
OAKLAND
OAKLAND
OAKLAND
OAKLAND
OAKLAND
OAKLAND
OAKLAND
VERNON
VERNON
DENVER
DENVER
DENVER
DENVER
DENVER
DENVER
DENVER
ALMA
ALMA
ALMA
AKRON
AKRON
AKRON
TROY
TROY
TROY
TROY
TROY
TROY
TAMPA
TAMPA
TAMPA
TAMPA
LAKE SUCCESS
LAKE SUCCESS
LAKE SUCCESS
SOUTH SAN FRANCISCO
SOUTH SAN FRANCISCO
ROCKFORD
ROCKFORD
FORT LEE
FORT LEE
ARNOLD
ARNOLD
PORT ST. LUCIE
PORT ST. LUCIE
HAMMOND
HAMMOND
HAMMOND
WASHINGTON
WASHINGTON
WASHINGTON
WASHINGTON
FREEPORT
FREEPORT
FREEPORT
FREEPORT
FREMONT
FREMONT
FRESNO
FRESNO
AUSTIN
AUSTIN
AUSTIN
LANCASTER
LANCASTER
LANCASTER
RINGGOLD
RINGGOLD
ATLANTA
ATLANTA
ATLANTA
ATLANTA
ATLANTA
GERMANTOWN
GERMANTOWN
GERMANTOWN
GERMANTOWN
GOLD CANYON
GOLD CANYON
NEW YORK
NEW YORK
NEW YORK
SCOTTSDALE
SCOTTSDALE
TULSA
TULSA
HATTIESBURG
HATTIESBURG
GRANBY
GRANBY
GREENVILLE
GREENVILLE
GREENVILLE
BAXTER
BAXTER
BAXTER
BAXTER
SPRINGFIELD
SPRINGFIELD
SPRINGFIELD
GREENEVILLE
GREENEVILLE
CLIVE
CLIVE
CLIVE
CLIVE
GREEN CITY
GREEN CITY
GREER
GREER
GREER
GREER
OZARK
OZARK
WOODSVILLE
WOODSVILLE
BELZONI
BELZONI
SPRINGFIELD
SPRINGFIELD
SPRINGFIELD
SPRINGFIELD
SPRINGFIELD
SPRINGFIELD
DESTIN
DESTIN
STUART
STUART
HOSCHTON
NC
LA
CA
CA
MD
MD
MD
MD
MD
AL
AL
CO
CO
CO
CO
CO
CO
CO
MI
MI
MI
OH
OH
OH
MI
MI
MI
MI
MI
MI
FL
FL
FL
FL
NY
NY
NY
CA
CA
IL
IL
NJ
NJ
MO
MO
FL
FL
LA
LA
LA
MO
MO
MO
MO
IL
IL
IL
IL
CA
CA
CA
CA
TX
TX
TX
PA
PA
PA
GA
GA
GA
GA
GA
GA
GA
TN
TN
TN
TN
AZ
AZ
NY
NY
NY
AZ
AZ
OK
OK
MS
MS
CO
CO
SC
SC
SC
MN
MN
MN
MN
MO
MO
MO
TN
TN
IA
IA
IA
IA
MO
MO
SC
SC
SC
SC
MO
MO
NH
NH
MS
MS
MO
MO
MO
MO
MO
MO
FL
FL
FL
FL
GA
11/19/2013
3/26/2013
1/23/2009
4/22/2009
1/30/2009
12/3/2014
12/4/2014
1/9/2015
5/27/2015
6/12/2009
9/29/2010
2/6/2009
12/11/2009
8/9/2012
8/10/2012
9/11/2012
6/24/2013
7/26/2013
1/30/2009
7/3/2012
7/18/2012
1/9/2009
4/22/2009
5/27/2009
1/30/2009
3/26/2013
3/27/2013
3/28/2013
4/9/2013
6/12/2013
7/24/2009
8/14/2013
2/20/2009
9/22/2011
12/19/2008
10/28/2009
12/30/2009
2/27/2009
9/15/2011
5/15/2009
12/11/2012
5/22/2009
4/20/2012
4/3/2009
9/15/2011
12/5/2008
7/15/2011
1/23/2009
12/16/2009
6/16/2010
5/22/2009
11/9/2012
11/13/2012
1/11/2013
5/8/2009
4/11/2014
4/14/2014
7/18/2014
6/26/2009
7/25/2012
1/23/2009
11/1/2012
4/24/2009
11/24/2009
10/6/2010
12/23/2008
7/14/2010
9/8/2010
5/8/2009
4/13/2012
2/6/2009
2/16/2011
5/1/2009
2/10/2014
3/19/2014
3/6/2009
10/29/2012
10/31/2012
1/11/2013
6/26/2009
4/5/2013
10/28/2008
6/17/2009
7/22/2009
1/30/2009
9/21/2015
4/24/2009
9/8/2011
9/25/2009
7/8/2015
5/29/2009
9/7/2017
1/9/2009
12/11/2009
9/8/2011
7/17/2009
4/11/2014
4/14/2014
7/18/2014
12/5/2008
8/18/2011
9/21/2011
12/23/2008
9/7/2011
2/27/2009
11/14/2012
1/23/2013
4/24/2013
2/27/2009
7/14/2010
1/30/2009
3/19/2014
6/11/2014
7/23/2014
2/13/2009
7/13/2012
2/20/2009
9/15/2011
9/25/2009
7/30/2010
1/30/2009
6/13/2012
4/26/2013
4/29/2013
5/15/2013
5/31/2013
9/25/2009
10/19/2012
6/26/2009
8/18/2011
2/20/2009
2,964
$275.00
$4,900,000.00
4,900
$1,000.00
$7,800,000.00
$22,200,000.00
7,800
22,200
$1,002.01
$1,002.01
$815,100.00
($2,148,900.00)
($137,500.58)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$4,900,000.00
$0.00
$30,000,000.00
$0.00
$5,211,020.69 Redeemed, in full; warrants not outstanding
$245,000.00
245
$117,162.42
326,323
$245,000.00
245
$311,681.70
$39,370.32
380
48
$1,946,670.00
578,947
$5,025,000.00
952,260
$12,905.00
645,138
$475,000.00
475
$900,000.00
375,806
$40,183,721.33 Sold, in full; warrants not outstanding
$15,678.00
$44,622.00
($300,603.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$6,000,000.00
$0.00
$8,559,000.00
$11,881,000.00
$0.00
$6,662,770.42 Redeemed, in full; warrants not outstanding
$6,000,000.00
6,000
$1,000.00
$6,138,000.00
$62,000.00
7,920
80
$775.00
$775.00
($1,782,000.00)
($18,000.00)
12,440
$883.78
($1,445,760.00)
33,000
$941.01
($1,946,670.00)
$21,142,314.80 Sold, in full; warrants not outstanding
($62,000.00)
$10,994,240.00
($109,942.41)
Preferred Stock w/ Warrants
$33,000,000.00
$0.00
$38,185,560.05 Sold, in full; warrants not outstanding
$31,053,330.00
Preferred Stock w/ Warrants
$125,000,000.00
$0.00
($465,799.95)
$131,813,194.44 Redeemed, in full; warrants not outstanding
$125,000,000.00
Preferred Stock w/ Warrants
$266,657,000.00
$0.00
125,000
$1,000.00
$277,861,053.94 Sold, in full; warrants not outstanding
$1,439,258.50
$228,401,847.00
$13,216,750.00
1,579
250,578
14,500
$911.50
$911.50
$911.50
($139,741.50)
($22,176,153.00)
($1,283,250.00)
($2,430,578.56)
Preferred Stock w/ Exercised Warrants
$20,471,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$9,495,000.00
$0.00
$11,309,750.50 Redeemed, in full; warrants not outstanding
$70,000,000.00
$0.00
$73,904,166.66 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$9,180,793.08 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$12,000,000.00
$0.00
$14,267,700.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$15,000,000.00
$0.00
$18,670,291.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,300,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$3,100,000.00
$0.00
$8,000,000.00
20,471
$390.80
$9,495,000.00
9,495
$1,000.00
$70,000,000.00
70,000
$1,000.00
($12,471,000.00)
$12,000,000.00
12,000
$1,000.00
$600,000.00
600
$15,000,000.00
15,000
$1,000.00
$750,000.00
750
$155,000.00
155
$162,000.00
162
$126,798.62
$45,188.88
188
67
$84,514.33
$42,257.17
100,000
50,000
$87,184.85 Exited bankruptcy/Receivership
($1,300,000.00)
$3,668,927.67 Redeemed, in full; warrants not outstanding
$3,100,000.00
Preferred Stock w/ Warrants
$5,800,000.00
$0.00
3,100
$1,000.00
$273,888.89 Currently Not Collectible
($5,800,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$3,240,000.00
$5,097,000.00
$0.00
$0.00
$3,623,721.50 Redeemed, in full; warrants not outstanding
$1,000,000.00
$2,240,000.00
1,000
2,240
$1,000.00
$1,000.00
$594,550.00
$2,629,302.50
940
4,157
$632.50
$632.50
2,800,000
200,000
$1.01
$1.01
$35,000,000.00
35,000,000
$1.00
$1,750,000.00
1,750,000
$1,968,000.00
1,968
$1,000.00
$98,000.00
98
$1,600,000.00
$1,400,000.00
1,600,000
1,400,000
$1.00
$1.00
$150,000.00
150,000
$376,500,000.00
376,500
$1,000.00
$10,800,000.00
5,509,756
$4,336,183.67 Sold, in full; warrants not outstanding
($345,450.00)
($1,527,697.50)
($25,000.00)
Subordinated Debentures w/ Exercised Warrants
$3,000,000.00
$0.00
$4,363,022.95 Sold, in full; warrants not outstanding
$2,800,000.00
$200,000.00
$18,228.00
$1,302.00
($25,000.00)
Subordinated Debentures w/ Exercised Warrants
$35,000,000.00
$0.00
$45,796,066.36 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,968,000.00
$0.00
$2,437,100.33 Redeemed, in full; warrants not outstanding
Subordinated Debentures w/ Exercised Warrants
$3,000,000.00
$0.00
$3,408,191.65 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$376,500,000.00
$6,000,000.00
$0.00
$0.00
Preferred Stock w/ Exercised Warrants
$8,700,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$4,500,000.00
$0.00
$416,635,625.00 Redeemed, in full; warrants not outstanding
$7,260,794.87 Redeemed, in full; warrants not outstanding
$6,000,000.00
6,000
$1,000.00
$300,000.00
300
$8,700,000.00
8,700
$1,000.00
$435,000.00
435
4,500
$345.81
($2,943,855.00)
$45,312.50
225
29
4,938
$910.13
$910.13
($2,606.23)
($443,778.06)
$214,595.28
248
$1,100,000,000.00
12,205,045
$10,096,470.83 Redeemed, in full; warrants not outstanding
$1,576,457.50 Sold, in full; warrants not outstanding
$1,556,145.00
($25,000.00)
Preferred Stock w/ Exercised Warrants
$4,967,000.00
$0.00
$5,699,100.75 Sold, in full; warrants not outstanding
$26,393.77
$4,494,221.94
($25,000.00)
Preferred Stock w/ Exercised Warrants
$1,607,000.00
$0.00
$10,000,000,000.00
$0.00
$53,859.52 Exited bankruptcy/Receivership
($1,607,000.00)
Preferred Stock w/ Warrants
$11,418,055,555.44 Redeemed, in full; warrants not outstanding
$10,000,000,000.00
Preferred Stock w/ Exercised Warrants
$2,568,000.00
$0.00
$1,493,750.00 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$4,000,000.00
$0.00
$4,717,144.78 Redeemed, in full; warrants not outstanding
Subordinated Debentures w/ Exercised Warrants
$2,443,320.00
$0.00
$3,868,471.61 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$3,076,000.00
$0.00
$3,928,001.30 Sold, in full; warrants not outstanding
Preferred Stock w/ Warrants
$9,000,000.00
$6,319,000.00
$0.00
$17,625,917.08 Redeemed, in full; warrants not outstanding
Subordinated Debentures w/ Exercised Warrants
$8,400,000.00
$0.00
$11,306,571.15 Sold, in full; warrants not outstanding
10,000,000
$1,000.00
$1,348,000.00
2,568
$524.92
($1,220,000.00)
$4,000,000.00
4,000
$1,000.00
$200,000.00
200
$2,443,320.00
2,443,320
$1.00
$122,000.00
122,000
$3,076,000.00
2,310,589
$1.70
$15,319,000.00
15,319
$1,000.00
$450,000.00
450
$4,800,000.00
$3,600,000.00
4,800,000
3,600,000
$1.19
$1.19
$626,007.69
420,000
58,000
$1,000.00
$6,436,364.00
909,091
$852,001.30
$926,400.00
$694,800.00
($100,212.00)
Preferred Stock w/ Warrants
$58,000,000.00
$0.00
$72,274,419.56 Redeemed, in full; warrants not outstanding
$58,000,000.00
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$72,278,000.00
$0.00
$2,400,000.00
$0.00
$651,000.00
$9,993,000.00
$0.00
$0.00
$74,642,857.78 Sold, in full; warrants not outstanding
$68,700,000.00
72,278
$950.50
($3,578,000.00)
$800,000.00
$800,000.00
$800,000.00
800
800
800
$1,000.00
$1,000.00
$1,000.00
$120,000.00
120
$651,000.00
651
$1,000.00
$33,000.00
33
$3,150,000.00
$1,980,000.00
$4,863,000.00
3,150
1,980
4,863
$1,000.00
$1,000.00
$1,000.00
$500,000.00
500
$346,000.00
346
$2,003,250.00
459,459
$375,000.00
375
$3,036,021.12 Redeemed, in full; warrants not outstanding
$733,037.33 Redeemed, in full; warrants not outstanding
$13,693,111.07 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$825,000.00
$0.00
$45,190.00 Currently Not Collectible
Preferred Stock w/ Exercised Warrants
$6,920,000.00
$0.00
$8,235,040.33 Redeemed, in full; warrants not outstanding
Subordinated Debentures
$14,000,000.00
$0.00
$14,913,299.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$17,000,000.00
$0.00
$21,887,871.44 Sold, in full; warrants not outstanding
($825,000.00)
$6,920,000.00
6,920
$1,000.00
$14,000,000.00
14,000,000
$1.00
$5,000,000.00
$96,750.00
$11,513,250.00
5,000
100
11,900
$1,000.00
$967.50
$967.50
($3,250.00)
($386,750.00)
($116,100.00)
Preferred Stock w/ Exercised Warrants
$7,500,000.00
$0.00
$757,380.08 Exited bankruptcy/Receivership
Preferred Stock w/ Exercised Warrants
$7,500,000.00
$0.00
$8,751,541.63 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$7,000,000.00
$0.00
$8,169,165.89 Redeemed, in full; warrants not outstanding
($7,500,000.00)
$7,500,000.00
7,500
$1,000.00
UST0379
UST0817
UST0236
UST0236
UST0236
UST1273
UST0629
UST0629
UST0264
UST0264
UST0264
UST0264
UST0328
UST0328
UST1328
UST1328
UST0326
UST0326
UST0326
UST0642
UST0642
UST0642
UST0055
UST0055
UST0055
UST0069
UST0069
UST0069
UST0607
UST0607
UST0607
UST0010
UST0010
UST0010
UST0688
UST0688
UST0688
UST0780
UST0780
UST0578
UST0578
UST0295
UST0295
UST0295
UST0295
UST0295
UST0295
UST0086
UST0086
UST0086
UST0756
UST0756
UST0656
UST0656
UST0656
UST0656
UST0656
UST0931
UST0931
UST0931
UST0109
UST0109
UST0109
UST0176
UST0176
UST0176
UST0176
UST0818
UST0818
UST1160
UST1160
UST1160
UST0028
UST0028
UST0028
UST0689
UST0689
UST0689
UST0689
UST0881
UST0881
UST0881
UST0881
UST1163
UST1163
UST0081
UST0081
UST0081
UST0960
UST0960
UST0801
UST0801
UST0485
UST0485
UST0396
UST0396
UST1173
UST1173
UST1173
UST0203
UST0203
UST0268
UST0268
UST0268
UST0182
UST0182
UST0928
UST0928
UST0119
UST0119
UST0855
UST0855
UST0062
UST0062
UST0062
UST0136
UST0136
UST0136
UST0136
UST0136
UST0316
UST0316
UST0316
UST0316
UST1142
UST1142
UST0029
UST0029
UST0029
UST0472
UST0472
38
8,9,149
8,11,14
11
131
8,17
45
8,17,45
11
11,16
11
11
8,18,21,44
8,111
8,11,14
11
8
8,14
8,17
11
11,45
8,14,44
8,11,14,18
11
8,14
8,17
9,15,36
12,16
8,14
8,10,11
8,14,44
8,108
8,14,18,44
8
11
29
8,22,92,97
11
22,52,97
115
11
15,71,97
11
8,14,44
AB&T FINANCIAL CORPORATION
HAMILTON STATE BANCSHARES, INC.
HAMPTON ROADS BANKSHARES, INC. / XENITH BANKSHARES, INC.
HAMPTON ROADS BANKSHARES, INC. / XENITH BANKSHARES, INC.
HAMPTON ROADS BANKSHARES, INC. / XENITH BANKSHARES, INC.
HARBOR BANKSHARES CORPORATION
HAVILAND BANCSHARES, INC.
HAVILAND BANCSHARES, INC.
HAWTHORN BANCSHARES, INC.
HAWTHORN BANCSHARES, INC.
HAWTHORN BANCSHARES, INC.
HAWTHORN BANCSHARES, INC.
HCSB FINANCIAL CORPORATION
HCSB FINANCIAL CORPORATION
HEARTLAND BANCSHARES, INC.
HEARTLAND BANCSHARES, INC.
HEARTLAND FINANCIAL USA, INC.
HEARTLAND FINANCIAL USA, INC.
HEARTLAND FINANCIAL USA, INC.
HERITAGE BANKSHARES, INC.
HERITAGE BANKSHARES, INC.
HERITAGE BANKSHARES, INC.
HERITAGE COMMERCE CORP.
HERITAGE COMMERCE CORP.
HERITAGE COMMERCE CORP.
HERITAGE FINANCIAL CORPORATION
HERITAGE FINANCIAL CORPORATION
HERITAGE FINANCIAL CORPORATION
HERITAGE OAKS BANCORP
HERITAGE OAKS BANCORP
HERITAGE OAKS BANCORP
HF FINANCIAL CORP.
HF FINANCIAL CORP.
HF FINANCIAL CORP.
HIGHLANDS BANCORP, INC.
HIGHLANDS BANCORP, INC.
HIGHLANDS BANCORP, INC.
HIGHLANDS INDEPENDENT BANCSHARES, INC.
HIGHLANDS INDEPENDENT BANCSHARES, INC.
HILLTOP COMMUNITY BANCORP, INC.
HILLTOP COMMUNITY BANCORP, INC.
HMN FINANCIAL, INC.
HMN FINANCIAL, INC.
HMN FINANCIAL, INC.
HMN FINANCIAL, INC.
HMN FINANCIAL, INC.
HMN FINANCIAL, INC.
HOME BANCSHARES, INC.
HOME BANCSHARES, INC.
HOME BANCSHARES, INC.
HOMETOWN BANCORP OF ALABAMA, INC.
HOMETOWN BANCORP OF ALABAMA, INC.
HOMETOWN BANCSHARES, INC.
HOMETOWN BANCSHARES, INC.
HOMETOWN BANCSHARES, INC.
HOMETOWN BANCSHARES, INC.
HOMETOWN BANCSHARES, INC.
HOMETOWN BANKSHARES CORPORATION
HOMETOWN BANKSHARES CORPORATION
HOMETOWN BANKSHARES CORPORATION
HOPFED BANCORP
HOPFED BANCORP
HOPFED BANCORP
HORIZON BANCORP
HORIZON BANCORP
HORIZON BANCORP
HORIZON BANCORP
HOWARD BANCORP, INC.
HOWARD BANCORP, INC.
HPK FINANCIAL CORPORATION
HPK FINANCIAL CORPORATION
HPK FINANCIAL CORPORATION
HUNTINGTON BANCSHARES
HUNTINGTON BANCSHARES
HUNTINGTON BANCSHARES
HYPERION BANK
HYPERION BANK
HYPERION BANK
HYPERION BANK
IA BANCORP, INC / INDUS AMERICAN BANK
IA BANCORP, INC / INDUS AMERICAN BANK
IA BANCORP, INC / INDUS AMERICAN BANK
IA BANCORP, INC / INDUS AMERICAN BANK
IBC BANCORP, INC.
IBC BANCORP, INC.
IBERIABANK CORPORATION
IBERIABANK CORPORATION
IBERIABANK CORPORATION
IBT BANCORP, INC.
IBT BANCORP, INC.
IBW FINANCIAL CORPORATION
IBW FINANCIAL CORPORATION
ICB FINANCIAL
ICB FINANCIAL
IDAHO BANCORP
IDAHO BANCORP
ILLINOIS STATE BANCORP, INC.
ILLINOIS STATE BANCORP, INC.
ILLINOIS STATE BANCORP, INC.
INDEPENDENCE BANK
INDEPENDENCE BANK
INDEPENDENT BANK CORP.
INDEPENDENT BANK CORP.
INDEPENDENT BANK CORP.
INDEPENDENT BANK CORPORATION
INDEPENDENT BANK CORPORATION
INDIANA BANK CORP.
INDIANA BANK CORP.
INDIANA COMMUNITY BANCORP
INDIANA COMMUNITY BANCORP
INTEGRA BANK CORPORATION
INTEGRA BANK CORPORATION
INTERMOUNTAIN COMMUNITY BANCORP
INTERMOUNTAIN COMMUNITY BANCORP
INTERMOUNTAIN COMMUNITY BANCORP
INTERNATIONAL BANCSHARES CORPORATION
INTERNATIONAL BANCSHARES CORPORATION
INTERNATIONAL BANCSHARES CORPORATION
INTERNATIONAL BANCSHARES CORPORATION
INTERNATIONAL BANCSHARES CORPORATION
INTERVEST BANCSHARES CORPORATION
INTERVEST BANCSHARES CORPORATION
INTERVEST BANCSHARES CORPORATION
INTERVEST BANCSHARES CORPORATION
INVESTORS FINANCIAL CORPORATION OF PETTIS COUNTY, INC.
INVESTORS FINANCIAL CORPORATION OF PETTIS COUNTY, INC.
JPMORGAN CHASE & CO.
JPMORGAN CHASE & CO.
JPMORGAN CHASE & CO.
KATAHDIN BANKSHARES CORP.
KATAHDIN BANKSHARES CORP.
GASTONIA
HOSCHTON
NORFOLK
NORFOLK
NORFOLK
BALTIMORE
HAVILAND
HAVILAND
LEE'S SUMMIT
LEE'S SUMMIT
LEE'S SUMMIT
LEE'S SUMMIT
LORIS
LORIS
FRANKLIN
FRANKLIN
DUBUQUE
DUBUQUE
DUBUQUE
NORFOLK
NORFOLK
NORFOLK
SAN JOSE
SAN JOSE
SAN JOSE
OLYMPIA
OLYMPIA
OLYMPIA
PASO ROBLES
PASO ROBLES
PASO ROBLES
SIOUX FALLS
SIOUX FALLS
SIOUX FALLS
VERNON
VERNON
VERNON
SEBRING
SEBRING
SUMMIT
SUMMIT
ROCHESTER
ROCHESTER
ROCHESTER
ROCHESTER
ROCHESTER
ROCHESTER
CONWAY
CONWAY
CONWAY
ONEONTA
ONEONTA
CORBIN
CORBIN
CORBIN
CORBIN
CORBIN
ROANOKE
ROANOKE
ROANOKE
HOPKINSVILLE
HOPKINSVILLE
HOPKINSVILLE
MICHIGAN CITY
MICHIGAN CITY
MICHIGAN CITY
MICHIGAN CITY
ELLICOTT CITY
ELLICOTT CITY
CHICAGO
CHICAGO
CHICAGO
COLUMBUS
COLUMBUS
COLUMBUS
PHILADELPHIA
PHILADELPHIA
PHILADELPHIA
PHILADELPHIA
ISELIN
ISELIN
ISELIN
ISELIN
CHICAGO
CHICAGO
LAFAYETTE
LAFAYETTE
LAFAYETTE
IRVING
IRVING
WASHINGTON
WASHINGTON
ONTARIO
ONTARIO
BOISE
BOISE
CHICAGO
CHICAGO
CHICAGO
EAST GREENWICH
EAST GREENWICH
ROCKLAND
ROCKLAND
ROCKLAND
IONIA
IONIA
DANA
DANA
COLUMBUS
COLUMBUS
EVANSVILLE
EVANSVILLE
SANDPOINT
SANDPOINT
SANDPOINT
LAREDO
LAREDO
LAREDO
LAREDO
LAREDO
NEW YORK
NEW YORK
NEW YORK
NEW YORK
SEDALIA
SEDALIA
NEW YORK
NEW YORK
NEW YORK
HOULTON
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NC
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VA
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KS
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MO
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MO
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MN
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AL
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VA
KY
KY
KY
IN
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IN
IN
MD
MD
IL
IL
IL
OH
OH
OH
PA
PA
PA
PA
NJ
NJ
NJ
NJ
IL
IL
LA
LA
LA
TX
TX
DC
DC
CA
CA
ID
ID
IL
IL
IL
RI
RI
MA
MA
MA
MI
MI
IN
IN
IN
IN
IN
IN
ID
ID
ID
TX
TX
TX
TX
TX
NY
NY
NY
NY
MO
MO
NY
NY
NY
ME
ME
11/19/2013
4/13/2011
12/31/2008
4/14/2014
9/13/2017
7/17/2009
3/13/2009
12/29/2010
12/19/2008
5/9/2012
5/15/2013
6/12/2013
3/6/2009
4/11/2016
9/11/2009
7/17/2012
12/19/2008
9/15/2011
9/28/2011
9/25/2009
3/16/2011
8/11/2011
11/21/2008
3/7/2012
6/10/2013
11/21/2008
12/22/2010
8/17/2011
3/20/2009
7/17/2013
8/7/2013
11/21/2008
6/3/2009
6/30/2009
5/8/2009
12/22/2009
9/22/2011
3/6/2009
10/24/2014
1/30/2009
4/21/2010
12/23/2008
2/7/2013
2/8/2013
3/26/2013
5/26/2015
5/28/2015
1/16/2009
7/6/2011
7/27/2011
2/20/2009
8/28/2013
2/13/2009
11/28/2012
11/30/2012
1/11/2013
3/26/2013
9/18/2009
10/31/2012
1/11/2013
12/12/2008
12/19/2012
1/16/2013
12/19/2008
11/10/2010
8/25/2011
11/23/2011
2/27/2009
9/22/2011
5/1/2009
11/13/2009
12/11/2012
11/14/2008
12/22/2010
1/19/2011
2/6/2009
12/20/2012
1/11/2013
3/26/2013
9/18/2009
3/14/2014
3/17/2014
4/25/2014
5/15/2009
9/10/2010
12/5/2008
3/31/2009
5/20/2009
3/27/2009
6/12/2013
3/13/2009
9/3/2010
3/6/2009
11/1/2012
1/16/2009
4/24/2014
5/22/2009
12/29/2009
9/22/2011
1/9/2009
10/16/2013
1/9/2009
4/22/2009
5/27/2009
12/12/2008
8/30/2013
4/24/2009
4/9/2013
12/12/2008
9/12/2012
2/27/2009
7/29/2011
12/19/2008
11/20/2013
10/31/2014
12/23/2008
7/11/2012
11/1/2012
11/28/2012
6/11/2013
12/23/2008
6/24/2013
7/26/2013
9/3/2014
5/8/2009
10/19/2012
10/28/2008
6/17/2009
12/16/2009
1/30/2009
8/18/2011
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$80,347,000.00
$0.00
$6,800,000.00
$425,000.00
$6,800,000.00
$0.00
$30,255,000.00
$0.00
$12,895,000.00
$0.00
$0.00
$94,686,087.22 Redeemed, in full; warrants not outstanding
$24,000,000.00
$0.00
$3,279,764.54
2,089,022
$1.57
($77,067,235.46)
$425,000.00
425
$1,000.00
$12,000,000.00
$18,255,000.00
12,000
18,255
$1,000.00
$1,000.00
$128,950.00
12,895
$10.00
$7,000,000.00
7,000
$1,000.00
$81,698,000.00
81,698
$1,000.00
$21,000,000.00
$0.00
$2,606,000.00
$7,497,000.00
2,606
7,497
$1,000.00
$1,000.00
$25,000,000.00
$0.00
$40,000,000.00
40,000
$1,000.00
75,763
$21,000.00
21
$540,000.00
287,134
$248,000.00
248
$1,800,000.00
609,687
$303,000.00
303
$140,000.00
462,963
$450,000.00
138,037
$1,575,000.00
611,650
$650,000.00
302,419
$155,000.00
155
$200,000.00
200
$1,843,194.00
$3,686,388.00
277,778
555,555
$1,300,000.00
158,472
$163,000.00
163
($12,766,050.00)
$26,953,333.33 Redeemed, in full; warrants not outstanding
24,000
$1,000.00
$27,241,335.26 Redeemed, in full; warrants not outstanding
21,000
$1,000.00
$26,316,666.67 Redeemed, in full; warrants not outstanding
$25,000,000.00
Preferred Stock w/ Exercised Warrants
$3,091,000.00
$2,359,000.00
$0.00
$6,211,926.79 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$6,700,000.00
$0.00
$6,165,312.00 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$4,000,000.00
$0.00
$4,467,049.67 Redeemed, in full; warrants not outstanding
$26,000,000.00
$0.00
Preferred Stock w/ Warrants
$1,671,000.00
$46,901,266.80 Redeemed, in full; warrants not outstanding
$21,000,000.00
Preferred Stock w/ Warrants
35
$11,353,284.46 Redeemed, in full; warrants not outstanding
$24,000,000.00
Preferred Stock w/ Warrants
$350,000.00
$1,219,652.00 Sold, in full; warrants not outstanding
$81,698,000.00
$0.00
($2,148,900.00)
$36,849,504.67 Redeemed, in full; warrants not outstanding
$8,321,471.08 Redeemed, in full; warrants not outstanding
$40,000,000.00
$275.00
$25,000.00
$2,555,361.47 Full investment outstanding; warrants not outstanding
$487,524.22 Redeemed, in full; warrants not outstanding
$0.00
$0.00
2,964
280
$7,461,608.79 Sold, in full; warrants not outstanding
$7,000,000.00
$10,103,000.00
$815,100.00
$7,000,000.00
25,000
$1,000.00
$5,450,000.00
5,450
$1,000.00
$5,547,600.00
6,700
$828.00
$4,000,000.00
4,000
$1,000.00
$2,561,325.00
$16,197,675.00
3,550
22,450
$721.50
$721.50
($1,152,400.00)
$26,563,769.78 Sold, in full; warrants not outstanding
($988,675.00)
($6,252,325.00)
($187,590.00)
Preferred Stock w/ Warrants
$50,000,000.00
$0.00
$57,480,555.56 Redeemed, in full; warrants not outstanding
$50,000,000.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$3,250,000.00
$1,900,000.00
$0.00
$0.00
50,000
$1,000.00
$4,214,202.31 Redeemed, in full; warrants not outstanding
$3,250,000.00
3,250
$1,000.00
$608,170.50
$1,183,339.50
645
1,255
$942.90
$942.90
($36,829.50)
($71,660.50)
$70,095.00
95
10,000
$918.50
($815,000.00)
$315,461.52
374
18,400
$1,000.00
$256,257.00
253,666
$1,750,551.00
212,188
$2,229,801.03 Sold, in full; warrants not outstanding
($17,915.11)
($7,084.89)
Preferred Stock w/ Exercised Warrants
$10,000,000.00
$0.00
$11,111,011.94 Sold, in full; warrants not outstanding
$9,185,000.00
($91,850.00)
Preferred Stock w/ Warrants
$18,400,000.00
$0.00
$22,354,145.89 Redeemed, in full; warrants not outstanding
$18,400,000.00
Preferred Stock w/ Warrants
$25,000,000.00
$0.00
$29,857,321.83 Redeemed, in full; warrants not outstanding
$6,250,000.00
$18,750,000.00
Preferred Stock w/ Exercised Warrants
$5,983,000.00
$0.00
$7,119,793.05 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$4,000,000.00
$5,000,000.00
$0.00
$10,940,554.65 Redeemed, in full; warrants not outstanding
$1,398,071,000.00
$0.00
$1,594,356,808.56 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$1,552,000.00
$0.00
6,250
18,750
$1,000.00
$1,000.00
$5,983,000.00
5,983
$1,000.00
$299,000.00
299
$9,000,000.00
9,000
$1,000.00
$344,000.00
344
$1,398,071,000.00
1,398,071
$1,000.00
$49,100,000.00
23,562,994
$1,337,166.22 Sold, in full; warrants not outstanding
$1,008,800.00
1,552
$650.00
($543,200.00)
$25,700.00
78
2,770
3,206
$981.11
$981.11
($52,325.30)
($60,561.34)
$186,513.52
179
$4,205,000.00
4,205,000
$1.00
$90,000,000.00
90,000
$1,000.00
$1,200,000.00
138,490
$115,000.00
115
$300,000.00
300
($10,088.00)
($14,912.00)
Preferred Stock w/ Exercised Warrants
$5,976,000.00
$0.00
$6,907,223.22 Sold, in full; warrants not outstanding
$2,717,674.70
$3,145,438.66
($58,631.13)
Subordinated Debentures
Preferred Stock w/ Warrants
$4,205,000.00
$0.00
$4,632,216.32 Redeemed, in full; warrants not outstanding
$90,000,000.00
$0.00
$92,650,000.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$2,295,000.00
$0.00
$2,936,462.50 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$6,000,000.00
$0.00
$6,453,067.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$6,000,000.00
$0.00
$7,494,458.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$6,900,000.00
$0.00
$2,295,000.00
2,295
$1,000.00
$6,000,000.00
6,000
$1,000.00
$6,000,000.00
6,000
$1,000.00
$555,673.08 Exited bankruptcy/Receivership
($6,900,000.00)
Preferred Stock w/ Exercised Warrants
$6,272,000.00
$4,000,000.00
$0.00
$11,836,113.40 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,065,000.00
$0.00
$1,394,723.17 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$78,158,000.00
$0.00
$72,000,000.00
$0.00
$1,312,000.00
$0.00
$10,272,000.00
10,272
$1,000.00
$406,000.00
406
$1,065,000.00
1,065
$1,000.00
$53,000.00
53
$78,158,000.00
78,158
$1,000.00
$2,200,000.00
481,664
$1,800,000.00
188,707
$10,635.00
65,323
$4,018,511.00
1,326,238
$2,892,066.00
691,882
$936,063,469.11
88,401,697
$522,000.00
522
$81,476,093.61 Redeemed, in full; warrants not outstanding
$83,430,000.00 Redeemed, in full; warrants not outstanding
$72,000,000.00
Preferred Stock w/ Exercised Warrants
72,000
$1,000.00
$2,426,000.00
$165,139.00 Exited bankruptcy/Receivership
($1,312,000.00)
Preferred Stock w/ Warrants
$21,500,000.00
$0.00
$27,331,250.00 Redeemed, in full; warrants not outstanding
$21,500,000.00
Preferred Stock w/ Warrants
$83,586,000.00
$0.00
21,500
$1,000.00
$1,950,340.00 Currently Not Collectible
($83,586,000.00)
Preferred Stock w/ Warrants
$27,000,000.00
$0.00
$33,955,519.23 Redeemed, in full; warrants not outstanding
$27,000,000.00
Preferred Stock w/ Warrants
$216,000,000.00
$0.00
27,000
$261,538,649.89 Redeemed, in full; warrants not outstanding
$40,000,000.00
$45,000,000.00
$131,000,000.00
Preferred Stock w/ Warrants
$25,000,000.00
$0.00
$1,000.00
40,000
45,000
131,000
$1,000.00
$1,000.00
$1,000.00
$32,927,621.56 Sold, in full; warrants not outstanding
$24,250,000.00
25,000
$970.00
($750,000.00)
($242,500.00)
Subordinated Debentures w/ Exercised Warrants
$4,000,000.00
$0.00
$174,324.60 Currently Not Collectible
($4,000,000.00)
Preferred Stock w/ Warrants
$25,000,000,000.00
$0.00
$26,731,202,358.00 Redeemed, in full; warrants not outstanding
$25,000,000,000.00
Preferred Stock w/ Exercised Warrants
$10,449,000.00
$0.00
2,500,000
$10,000.00
$12,423,046.75 Redeemed, in full; warrants not outstanding
$10,449,000.00
10,449
$1,000.00
UST0379
UST0030
UST0030
UST0030
UST0710
UST0710
UST1294
UST1294
UST1294
UST0526
UST0526
UST0526
UST0343
UST0343
UST0343
UST0343
UST0343
UST0190
UST0190
UST0190
UST1303
UST1303
UST1303
UST1303
UST0302
UST0302
UST0302
UST0215
UST0215
UST0429
UST0429
UST0454
UST0454
UST0760
UST0760
UST1326
UST1326
UST0551
UST0551
UST0611
UST0611
UST0828
UST0828
UST0828
UST0091
UST0091
UST0091
UST0563
UST0563
UST0563
UST0563
UST0267
UST0267
UST0267
UST1256
UST1256
UST0160
UST0160
UST0160
UST0160
UST0803
UST0803
UST0803
UST0697
UST0697
UST0697
UST0278
UST0278
UST0278
UST0278
UST1366
UST1366
UST0423
UST0423
UST0423
UST0080
UST0080
UST0080
UST0895
UST0895
UST0895
UST0895
UST0860
UST0860
UST0860
UST0860
UST0860
UST0750
UST0750
UST0750
UST1188
UST1188
UST1188
UST1188
UST0167
UST0167
UST0167
UST0167
UST0167
UST0039
UST0039
UST1047
UST1047
UST1047
UST0049
UST0049
UST0049
UST0914
UST0914
UST0759
UST0759
UST0759
UST0449
UST0449
UST0449
UST0449
UST0517
UST0517
UST0635
UST0635
UST1164
UST1164
UST0791
UST0791
UST0791
UST0791
UST0601
UST0601
UST0601
UST0601
UST0440
11
8
8,14
8,11,14,18,36
11
12
8,14
11
8,11,14
9,48,97
8,14,45
8,14,45
8,17
9,11,36
8,133
11
8
11
8,9,17
11
8
8,11,44
8,14
11
14,15
8
8
14,15
8,14
43
8
11
8,14,45
8,14,18,44
11
8,14,44
8,14,56
8,14,44
8,18
8,14
AB&T FINANCIAL CORPORATION
KEYCORP
KEYCORP
KEYCORP
KIRKSVILLE BANCORP, INC.
KIRKSVILLE BANCORP, INC.
KS BANCORP, INC
KS BANCORP, INC
KS BANCORP, INC
LAFAYETTE BANCORP, INC.
LAFAYETTE BANCORP, INC.
LAFAYETTE BANCORP, INC.
LAKELAND BANCORP, INC.
LAKELAND BANCORP, INC.
LAKELAND BANCORP, INC.
LAKELAND BANCORP, INC.
LAKELAND BANCORP, INC.
LAKELAND FINANCIAL CORPORATION
LAKELAND FINANCIAL CORPORATION
LAKELAND FINANCIAL CORPORATION
LAYTON PARK FINANCIAL GROUP, INC.
LAYTON PARK FINANCIAL GROUP, INC.
LAYTON PARK FINANCIAL GROUP, INC.
LAYTON PARK FINANCIAL GROUP, INC.
LCNB CORP.
LCNB CORP.
LCNB CORP.
LEADER BANCORP, INC.
LEADER BANCORP, INC.
LEGACY BANCORP, INC.
LEGACY BANCORP, INC.
LIBERTY BANCSHARES, INC. (AR)
LIBERTY BANCSHARES, INC. (AR)
LIBERTY BANCSHARES, INC. (MO)
LIBERTY BANCSHARES, INC. (MO)
LIBERTY BANCSHARES, INC. (TX)
LIBERTY BANCSHARES, INC. (TX)
LIBERTY FINANCIAL SERVICES, INC.
LIBERTY FINANCIAL SERVICES, INC.
LIBERTY SHARES, INC.
LIBERTY SHARES, INC.
LINCOLN NATIONAL CORPORATION
LINCOLN NATIONAL CORPORATION
LINCOLN NATIONAL CORPORATION
LNB BANCORP, INC.
LNB BANCORP, INC.
LNB BANCORP, INC.
LONE STAR BANK
LONE STAR BANK
LONE STAR BANK
LONE STAR BANK
LSB CORPORATION
LSB CORPORATION
LSB CORPORATION
M&F BANCORP, INC.
M&F BANCORP, INC.
M&T BANK CORPORATION
M&T BANK CORPORATION
M&T BANK CORPORATION
M&T BANK CORPORATION
MACKINAC FINANCIAL CORPORATION
MACKINAC FINANCIAL CORPORATION
MACKINAC FINANCIAL CORPORATION
MADISON FINANCIAL CORPORATION
MADISON FINANCIAL CORPORATION
MADISON FINANCIAL CORPORATION
MAGNA BANK
MAGNA BANK
MAGNA BANK
MAGNA BANK
MAINLINE BANCORP, INC.
MAINLINE BANCORP, INC.
MAINSOURCE FINANCIAL GROUP, INC.
MAINSOURCE FINANCIAL GROUP, INC.
MAINSOURCE FINANCIAL GROUP, INC.
MANHATTAN BANCORP
MANHATTAN BANCORP
MANHATTAN BANCORP
MANHATTAN BANCSHARES, INC.
MANHATTAN BANCSHARES, INC.
MANHATTAN BANCSHARES, INC.
MANHATTAN BANCSHARES, INC.
MARINE BANK & TRUST COMPANY
MARINE BANK & TRUST COMPANY
MARINE BANK & TRUST COMPANY
MARINE BANK & TRUST COMPANY
MARINE BANK & TRUST COMPANY
MARKET BANCORPORATION, INC.
MARKET BANCORPORATION, INC.
MARKET BANCORPORATION, INC.
MARKET STREET BANCSHARES, INC.
MARKET STREET BANCSHARES, INC.
MARKET STREET BANCSHARES, INC.
MARKET STREET BANCSHARES, INC.
MARQUETTE NATIONAL CORPORATION
MARQUETTE NATIONAL CORPORATION
MARQUETTE NATIONAL CORPORATION
MARQUETTE NATIONAL CORPORATION
MARQUETTE NATIONAL CORPORATION
MARSHALL & ILSLEY CORPORATION
MARSHALL & ILSLEY CORPORATION
MARYLAND FINANCIAL BANK
MARYLAND FINANCIAL BANK
MARYLAND FINANCIAL BANK
MB FINANCIAL INC.
MB FINANCIAL INC.
MB FINANCIAL INC.
MCLEOD BANCSHARES, INC.
MCLEOD BANCSHARES, INC.
MEDALLION BANK
MEDALLION BANK
MEDALLION BANK
MERCANTILE BANK CORPORATION
MERCANTILE BANK CORPORATION
MERCANTILE BANK CORPORATION
MERCANTILE BANK CORPORATION
MERCANTILE CAPITAL CORPORATION
MERCANTILE CAPITAL CORPORATION
MERCHANTS & PLANTERS BANCSHARES, INC.
MERCHANTS & PLANTERS BANCSHARES, INC.
MERCHANTS AND MANUFACTURERS BANK CORPORATION
MERCHANTS AND MANUFACTURERS BANK CORPORATION
MERIDIAN BANK
MERIDIAN BANK
MERIDIAN BANK
MERIDIAN BANK
METRO CITY BANK
METRO CITY BANK
METRO CITY BANK
METRO CITY BANK
METROCORP BANCSHARES, INC.
GASTONIA
CLEVELAND
CLEVELAND
CLEVELAND
KIRKSVILLE
KIRKSVILLE
SMITHFIELD
SMITHFIELD
SMITHFIELD
OXFORD
OXFORD
OXFORD
OAK RIDGE
OAK RIDGE
OAK RIDGE
OAK RIDGE
OAK RIDGE
WARSAW
WARSAW
WARSAW
MILWAUKEE
MILWAUKEE
MILWAUKEE
MILWAUKEE
LEBANON
LEBANON
LEBANON
ARLINGTON
ARLINGTON
MILWAUKEE
MILWAUKEE
JONESBORO
JONESBORO
SPRINGFIELD
SPRINGFIELD
FORT WORTH
FORT WORTH
NEW ORLEANS
NEW ORLEANS
HINESVILLE
HINESVILLE
RADNOR
RADNOR
RADNOR
LORAIN
LORAIN
LORAIN
HOUSTON
HOUSTON
HOUSTON
HOUSTON
NORTH ANDOVER
NORTH ANDOVER
NORTH ANDOVER
DURHAM
DURHAM
BUFFALO
BUFFALO
BUFFALO
BUFFALO
MANISTIQUE
MANISTIQUE
MANISTIQUE
RICHMOND
RICHMOND
RICHMOND
MEMPHIS
MEMPHIS
MEMPHIS
MEMPHIS
EBENSBURG
EBENSBURG
GREENSBURG
GREENSBURG
GREENSBURG
EL SEGUNDO
EL SEGUNDO
EL SEGUNDO
MANHATTAN
MANHATTAN
MANHATTAN
MANHATTAN
VERO BEACH
VERO BEACH
VERO BEACH
VERO BEACH
VERO BEACH
NEW MARKET
NEW MARKET
NEW MARKET
MT. VERNON
MT. VERNON
MT. VERNON
MT. VERNON
CHICAGO
CHICAGO
CHICAGO
CHICAGO
CHICAGO
MILWAUKEE
MILWAUKEE
TOWSON
TOWSON
TOWSON
CHICAGO
CHICAGO
CHICAGO
SHOREWOOD
SHOREWOOD
SALT LAKE CITY
SALT LAKE CITY
SALT LAKE CITY
GRAND RAPIDS
GRAND RAPIDS
GRAND RAPIDS
GRAND RAPIDS
BOSTON
BOSTON
TOONE
TOONE
JOLIET
JOLIET
DEVON
DEVON
DEVON
DEVON
DORAVILLE
DORAVILLE
DORAVILLE
DORAVILLE
HOUSTON
NC
OH
OH
OH
MO
MO
NC
NC
NC
MS
MS
MS
NJ
NJ
NJ
NJ
NJ
IN
IN
IN
WI
WI
WI
WI
OH
OH
OH
MA
MA
WI
WI
AR
AR
MO
MO
TX
TX
LA
LA
GA
GA
PA
PA
PA
OH
OH
OH
TX
TX
TX
TX
MA
MA
MA
NC
NC
NY
NY
NY
NY
MI
MI
MI
KY
KY
KY
TN
TN
TN
TN
PA
PA
IN
IN
IN
CA
CA
CA
IL
IL
IL
IL
FL
FL
FL
FL
FL
MN
MN
MN
IL
IL
IL
IL
IL
IL
IL
IL
IL
WI
WI
MD
MD
MD
IL
IL
IL
MN
MN
UT
UT
UT
MI
MI
MI
MI
MA
MA
TN
TN
IL
IL
PA
PA
PA
PA
GA
GA
GA
GA
TX
11/19/2013
11/14/2008
3/30/2011
4/20/2011
3/20/2009
3/19/2014
8/21/2009
11/30/2012
1/11/2013
2/20/2009
12/29/2009
9/29/2010
2/6/2009
8/4/2010
3/16/2011
2/8/2012
2/29/2012
2/27/2009
6/9/2010
11/22/2011
12/18/2009
11/29/2012
1/11/2013
3/26/2013
1/9/2009
10/21/2009
11/22/2011
12/23/2008
11/24/2010
1/30/2009
3/11/2011
1/23/2009
7/21/2011
2/13/2009
8/18/2011
12/4/2009
1/14/2015
2/6/2009
9/24/2010
2/20/2009
6/30/2016
7/10/2009
6/30/2010
9/22/2010
12/12/2008
6/19/2012
7/18/2012
2/6/2009
12/3/2014
12/4/2014
1/9/2015
12/12/2008
11/18/2009
12/16/2009
6/26/2009
8/20/2010
12/23/2008
5/18/2011
8/21/2012
12/17/2012
4/24/2009
8/29/2012
12/19/2012
3/13/2009
11/19/2013
1/6/2014
12/23/2008
11/24/2009
6/8/2011
8/18/2011
12/29/2009
3/9/2012
1/16/2009
4/3/2012
6/11/2013
12/5/2008
9/16/2009
10/14/2009
6/19/2009
12/10/2012
12/11/2012
1/11/2013
3/6/2009
7/1/2014
7/2/2014
7/3/2014
9/26/2014
2/20/2009
7/2/2014
9/26/2014
5/15/2009
8/9/2012
8/10/2012
9/11/2012
12/19/2008
8/7/2012
8/9/2012
8/10/2012
9/11/2012
11/14/2008
7/5/2011
3/27/2009
7/2/2014
9/26/2014
12/5/2008
3/14/2012
5/2/2012
11/20/2009
8/18/2011
2/27/2009
12/22/2009
7/21/2011
5/15/2009
4/4/2012
6/6/2012
7/3/2012
2/6/2009
8/4/2011
3/6/2009
9/7/2011
6/19/2009
9/8/2011
2/13/2009
12/11/2009
3/17/2014
4/25/2014
1/30/2009
10/29/2012
11/1/2012
1/11/2013
1/16/2009
Preferred Stock w/ Warrants
$2,500,000,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$470,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$4,000,000.00
$0.00
$815,100.00
2,964
$275.00
$2,500,000,000.00
25,000
$100,000.00
($2,148,900.00)
$2,867,222,222.22 Redeemed, in full; warrants not outstanding
$70,000,000.00
35,244,361
$24,000.00
24
$140,400.00
200
$100,000.00
100
$2,800,000.00
997,050
$877,557.00
198,269
$104,375.00
150
$602,557.00
217,063
$292,000.00
292
$622,228.44 Redeemed, in full; warrants not outstanding
$470,000.00
470
$1,000.00
4,000
$827.00
$4,451,000.00
4,451
$1,000.00
$20,000,000.00
$20,000,000.00
$19,000,000.00
20,000
20,000
19,000
$1,000.00
$1,000.00
$1,000.00
$4,137,336.64 Sold, in full; warrants not outstanding
$3,308,000.00
($692,000.00)
($25,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$1,998,000.00
$2,453,000.00
$59,000,000.00
$56,044,000.00
$0.00
$0.00
$0.00
$4,818,134.50 Redeemed, in full; warrants not outstanding
$68,260,833.33 Redeemed, in full; warrants not outstanding
$60,517,713.33 Redeemed, in full; warrants not outstanding
$56,044,000.00
Preferred Stock w/ Exercised Warrants
$3,000,000.00
$0.00
56,044
$1,000.00
$2,932,162.50 Sold, in full; warrants not outstanding
$2,370,930.00
3,000
$790.31
13,400
$1,000.00
($629,070.00)
($23,709.29)
($1,290.71)
Preferred Stock w/ Warrants
$13,400,000.00
$0.00
$14,527,390.33 Redeemed, in full; warrants not outstanding
$13,400,000.00
Preferred Stock w/ Exercised Warrants
$5,830,000.00
$0.00
Preferred Stock
$5,498,000.00
$0.00
$6,731,961.06 Redeemed, in full; warrants not outstanding
$5,830,000.00
5,830
$1,000.00
$355,079.00 Currently Not Collectible
($5,498,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$57,500,000.00
$21,900,000.00
$0.00
$0.00
$68,191,965.77 Redeemed, in full; warrants not outstanding
$6,500,000.00
$0.00
$8,447,271.11 Redeemed, in full; warrants not outstanding
Preferred Stock
$5,645,000.00
$0.00
$6,106,008.58 Redeemed, in full; warrants not outstanding
$17,280,000.00
$0.00
$4,999,560.00 Sold, in full; warrants not outstanding
$950,000,000.00
$0.00
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$25,223,000.00
$0.00
57,500
$1,000.00
$2,875,000.00
2,875
$21,900,000.00
21,900
$1,000.00
$1,095,000.00
1,095
$6,500,000.00
6,500
$1,000.00
$196,000.00
196
$5,645,000.00
5,645
$1,000.00
$3,600,000.00
480,000
$7.50
$950,000,000.00
950,000
$1,000.00
$213,671,319.20
13,049,451
$860,326.00
561,343
$67,401.54
154
$560,000.00
209,497
$31,838,761.34
1,218,522
$1,300,000.00
398,734
$182,878.45
169
$25,995,452.08 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$57,500,000.00
$26,893,046.60 Sold, in full; warrants not outstanding
$21,923,074.91
Preferred Stock w/ Exercised Warrants
$3,072,000.00
$0.00
($13,680,000.00)
$1,209,851,873.70 Redeemed, in full; warrants not outstanding
($328,846.12)
25,223
$869.17
($3,299,925.09)
$1,950,881.54 Sold, in full; warrants not outstanding
$1,195,906.25
$712,573.75
1,925
1,147
$621.25
$621.25
15,000
$1,000.00
($729,093.75)
($434,426.25)
($25,000.00)
Preferred Stock w/ Warrants
$15,000,000.00
$0.00
$16,260,000.00 Redeemed, in full; warrants not outstanding
$15,000,000.00
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$11,735,000.00
$600,000,000.00
$11,000,000.00
$0.00
$0.00
$0.00
$12,409,762.50 Redeemed, in full; warrants not outstanding
$11,735,000.00
11,735
$1,000.00
$370,000,000.00
$230,000,000.00
370,000
230,000
$1,000.00
$1,000.00
$718,392,161.34 Redeemed, in full; warrants not outstanding
$13,521,828.15 Sold, in full; warrants not outstanding
$10,538,990.00
Preferred Stock w/ Exercised Warrants
$3,370,000.00
$0.00
($158,084.85)
11,000
$958.09
($461,010.00)
$3,773,495.65 Sold, in full; warrants not outstanding
$3,370,000.00
3,370
$1,022.61
$76,195.70
$3,455,000.00
$3,455,000.00
$6,885,000.00
3,455
3,455
6,885
$1,000.00
$1,000.00
$1,000.00
$690,000.00
690
$4,500,000.00
4,500
$1,000.00
$225,000.00
225
57,000
$931.11
$1,512,177.00
571,906
$63,363.90
29,480
14,000
118,000
($25,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$13,795,000.00
$0.00
$4,500,000.00
$0.00
$57,000,000.00
$0.00
$16,146,467.87 Redeemed, in full; warrants not outstanding
$5,263,187.50 Redeemed, in full; warrants not outstanding
$62,949,121.28 Sold, in full; warrants not outstanding
$53,073,270.00
Preferred Stock w/ Warrants
$1,700,000.00
$0.00
($796,099.05)
$1,829,711.12 Redeemed, in full; warrants not outstanding
$1,700,000.00
Subordinated Debentures w/ Exercised Warrants
$2,639,000.00
$0.00
($3,926,730.00)
1,700
$1,000.00
$3,438,793.11 Sold, in full; warrants not outstanding
2,639,000
$0.98
($52,595.27)
$11,385.02
$95,959.50
2,246
722
32
$670.00
$670.00
$670.00
($741,180.00)
($238,260.00)
($10,560.00)
$55,870.00
$19,126.67
$503.33
111
38
1
2,060
$1,210.03
$108,471.52
103
19,931,000
369,000
$0.90
$0.90
($2,011,037.90)
($37,232.10)
$727,225.54
$97,505.10
895,000
120,000
3,514
8,198
23,788
$720.25
$720.25
$720.25
($983,041.50)
($2,293,390.50)
($6,654,693.00)
$142,974.56
$1,054,743.77
$252,452.23
175
1,291
309
$1,715,000,000.00
1,715,000
$1,000.00
$3,250,000.00
13,815,789
$527,000.00
1,700
$310.00
$1,775.00
85
196,000
$1,000.00
$1,518,072.00
506,024
$2,586,404.73
($25,000.00)
Preferred Stock w/ Exercised Warrants
$3,000,000.00
$0.00
$2,296,213.00 Sold, in full; warrants not outstanding
$1,504,820.00
$483,740.00
$21,440.00
($25,000.00)
Preferred Stock w/ Exercised Warrants
$2,060,000.00
$0.00
$2,714,911.32 Sold, in full; warrants not outstanding
$2,060,000.00
$432,661.80
($25,000.00)
Subordinated Debentures w/ Exercised Warrants
$20,300,000.00
$0.00
$24,429,245.84 Sold, in full; warrants not outstanding
$17,919,962.10
$331,767.90
($182,517.30)
Preferred Stock w/ Exercised Warrants
$35,500,000.00
$0.00
$33,835,943.42 Sold, in full; warrants not outstanding
$2,530,958.50
$5,904,609.50
$17,133,307.00
($255,688.75)
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$1,715,000,000.00
$1,700,000.00
$0.00
$0.00
$1,944,772,916.66 Redeemed, in full; warrants not outstanding
$817,240.50 Sold, in full; warrants not outstanding
($1,173,000.00)
($25,000.00)
Preferred Stock w/ Warrants
$196,000,000.00
$0.00
$229,613,072.00 Redeemed, in full; warrants not outstanding
$196,000,000.00
Preferred Stock w/ Exercised Warrants
$6,000,000.00
$0.00
$6,870,433.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$11,800,000.00
$9,698,000.00
$0.00
$24,460,674.81 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$21,000,000.00
$0.00
$3,500,000.00
$0.00
$4,150,815.03 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,881,000.00
$0.00
$2,231,560.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$3,510,000.00
$0.00
$4,110,668.47 Redeemed, in full; warrants not outstanding
$6,200,000.00
$6,335,000.00
$0.00
600
$10,000.00
$300,000.00
30
$21,498,000.00
21,498
$1,000.00
$645,000.00
645
$10,500,000.00
$10,500,000.00
10,500
10,500
$1,000.00
$1,000.00
$7,465,100.00
616,438
$31,631,120.56 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$6,000,000.00
$3,500,000.00
3,500
$1,000.00
$175,000.00
175
$1,881,000.00
1,881
$1,000.00
$94,000.00
94
$3,510,000.00
3,510
$1,000.00
$176,000.00
176
12,535
$823.95
($2,206,847.65)
$262,399.50
310
29
7,671
$900.10
$900.10
($2,897.10)
($766,332.90)
$369,948.00
385
$13,582,165.84 Sold, in full; warrants not outstanding
$10,328,152.35
($103,281.52)
Preferred Stock w/ Exercised Warrants
$7,700,000.00
$0.00
$8,806,297.80 Sold, in full; warrants not outstanding
$26,102.90
$6,904,667.10
($69,307.70)
Preferred Stock w/ Warrants
$45,000,000.00
$0.00
$53,406,628.25 Sold, in full; warrants not outstanding
UST0379
UST0440
UST0440
UST1261
UST1261
UST1088
UST1088
UST1088
UST1088
UST0138
UST0138
UST0138
UST0319
UST0319
UST0319
UST0398
UST0398
UST0370
UST0370
UST0370
UST0883
UST0883
UST0883
UST0045
UST0045
UST0659
UST0659
UST0243
UST0243
UST0243
UST0740
UST0740
UST0915
UST0915
UST0170
UST0170
UST0139
UST0139
UST0227
UST0227
UST0447
UST0447
UST0233
UST0233
UST0233
UST0901
UST0901
UST0600
UST0600
UST0018
UST0018
UST0018
UST0532
UST0532
UST0401
UST0401
UST0401
UST1293
UST1293
UST1293
UST0819
UST0819
UST0290
UST0290
UST0290
UST0939
UST0939
UST0088
UST0088
UST0088
UST0544
UST0544
UST0544
UST0544
UST0189
UST0189
UST0189
UST1333
UST1333
UST1262
UST1262
UST0301
UST0301
UST1250
UST1250
UST0228
UST0228
UST0228
UST0524
UST0524
UST0141
UST0141
UST0141
UST0141
UST0141
UST0216
UST0216
UST0336
UST0336
UST0336
UST0191
UST0191
UST0191
UST0884
UST0884
UST0884
UST0747
UST0747
UST0004
UST0004
UST0004
UST0581
UST0581
UST0739
UST0739
UST0739
UST0739
UST0804
UST0804
UST0381
UST0381
UST0381
UST0381
UST0205
UST0205
UST0205
UST0565
UST0565
UST0565
UST0386
UST0386
8,42
8,18
11
12
8,11,14
44
8
22,27,97
8,11,14
11
8,11,14
8
9,11
9,11,36
8,11,14
98
12,16
8,14,45
8,14,44
11
8,11,14
8,11,14
8,14
8,11,14
45
8
11,59
8,14
11,16
11,14,15
8,42
8,119
11,14,15
44
8,11,14
8,14,44
11
11
8,11,14,18
109
11
8,14,44
8,14
8,11,14
45
12,16
8
AB&T FINANCIAL CORPORATION
METROCORP BANCSHARES, INC.
METROCORP BANCSHARES, INC.
METROPOLITAN BANK GROUP, INC.
METROPOLITAN BANK GROUP, INC.
METROPOLITAN CAPITAL BANCORP, INC.
METROPOLITAN CAPITAL BANCORP, INC.
METROPOLITAN CAPITAL BANCORP, INC.
METROPOLITAN CAPITAL BANCORP, INC.
MID PENN BANCORP, INC./MID PENN BANK
MID PENN BANCORP, INC./MID PENN BANK
MID PENN BANCORP, INC./MID PENN BANK
MIDDLEBURG FINANCIAL CORPORATION
MIDDLEBURG FINANCIAL CORPORATION
MIDDLEBURG FINANCIAL CORPORATION
MIDLAND STATES BANCORP, INC.
MIDLAND STATES BANCORP, INC.
MIDSOUTH BANCORP, INC.
MIDSOUTH BANCORP, INC.
MIDSOUTH BANCORP, INC.
MIDTOWN BANK & TRUST COMPANY
MIDTOWN BANK & TRUST COMPANY
MIDTOWN BANK & TRUST COMPANY
MIDWEST BANC HOLDINGS, INC.
MIDWEST BANC HOLDINGS, INC.
MIDWEST REGIONAL BANCORP, INC. / THE BANK OF OTTERVILLE
MIDWEST REGIONAL BANCORP, INC. / THE BANK OF OTTERVILLE
MIDWESTONE FINANCIAL GROUP, INC.
MIDWESTONE FINANCIAL GROUP, INC.
MIDWESTONE FINANCIAL GROUP, INC.
MID-WISCONSIN FINANCIAL SERVICES, INC.
MID-WISCONSIN FINANCIAL SERVICES, INC.
MILLENNIUM BANCORP, INC.
MILLENNIUM BANCORP, INC.
MISSION COMMUNITY BANCORP
MISSION COMMUNITY BANCORP
MISSION VALLEY BANCORP
MISSION VALLEY BANCORP
MONADNOCK BANCORP, INC.
MONADNOCK BANCORP, INC.
MONARCH COMMUNITY BANCORP, INC.
MONARCH COMMUNITY BANCORP, INC.
MONARCH FINANCIAL HOLDINGS, INC.
MONARCH FINANCIAL HOLDINGS, INC.
MONARCH FINANCIAL HOLDINGS, INC.
MONEYTREE CORPORATION
MONEYTREE CORPORATION
MONUMENT BANK
MONUMENT BANK
MORGAN STANLEY
MORGAN STANLEY
MORGAN STANLEY
MORRILL BANCSHARES, INC.
MORRILL BANCSHARES, INC.
MOSCOW BANCSHARES, INC.
MOSCOW BANCSHARES, INC.
MOSCOW BANCSHARES, INC.
MOUNTAIN VALLEY BANCSHARES, INC.
MOUNTAIN VALLEY BANCSHARES, INC.
MOUNTAIN VALLEY BANCSHARES, INC.
MS FINANCIAL, INC.
MS FINANCIAL, INC.
MUTUALFIRST FINANCIAL, INC.
MUTUALFIRST FINANCIAL, INC.
MUTUALFIRST FINANCIAL, INC.
NAPLES BANCORP, INC.
NAPLES BANCORP, INC.
NARA BANCORP, INC. / BBCN BANCORP, INC.
NARA BANCORP, INC. / BBCN BANCORP, INC.
NARA BANCORP, INC. / BBCN BANCORP, INC.
NATIONAL BANCSHARES, INC.
NATIONAL BANCSHARES, INC.
NATIONAL BANCSHARES, INC.
NATIONAL BANCSHARES, INC.
NATIONAL PENN BANCSHARES, INC.
NATIONAL PENN BANCSHARES, INC.
NATIONAL PENN BANCSHARES, INC.
NATIONWIDE BANKSHARES, INC.
NATIONWIDE BANKSHARES, INC.
NC BANCORP, INC. / METROPOLITAN BANK GROUP, INC.
NC BANCORP, INC. / METROPOLITAN BANK GROUP, INC.
NCAL BANCORP
NCAL BANCORP
NEMO BANCSHARES, INC.
NEMO BANCSHARES, INC.
NEW HAMPSHIRE THRIFT BANCSHARES, INC.
NEW HAMPSHIRE THRIFT BANCSHARES, INC.
NEW HAMPSHIRE THRIFT BANCSHARES, INC.
NEW YORK PRIVATE BANK & TRUST CORPORATION
NEW YORK PRIVATE BANK & TRUST CORPORATION
NEWBRIDGE BANCORP
NEWBRIDGE BANCORP
NEWBRIDGE BANCORP
NEWBRIDGE BANCORP
NEWBRIDGE BANCORP
NICOLET BANKSHARES, INC.
NICOLET BANKSHARES, INC.
NORTH CENTRAL BANCSHARES, INC.
NORTH CENTRAL BANCSHARES, INC.
NORTH CENTRAL BANCSHARES, INC.
NORTHEAST BANCORP
NORTHEAST BANCORP
NORTHEAST BANCORP
NORTHERN STATE BANK / FIRST COMMERCE BANK
NORTHERN STATE BANK / FIRST COMMERCE BANK
NORTHERN STATE BANK / FIRST COMMERCE BANK
NORTHERN STATES FINANCIAL CORPORATION
NORTHERN STATES FINANCIAL CORPORATION
NORTHERN TRUST CORPORATION
NORTHERN TRUST CORPORATION
NORTHERN TRUST CORPORATION
NORTHWAY FINANCIAL, INC.
NORTHWAY FINANCIAL, INC.
NORTHWEST BANCORPORATION, INC.
NORTHWEST BANCORPORATION, INC.
NORTHWEST BANCORPORATION, INC.
NORTHWEST BANCORPORATION, INC.
NORTHWEST COMMERCIAL BANK
NORTHWEST COMMERCIAL BANK
OAK RIDGE FINANCIAL SERVICES, INC.
OAK RIDGE FINANCIAL SERVICES, INC.
OAK RIDGE FINANCIAL SERVICES, INC.
OAK RIDGE FINANCIAL SERVICES, INC.
OAK VALLEY BANCORP
OAK VALLEY BANCORP
OAK VALLEY BANCORP
OCEANFIRST FINANCIAL CORP.
OCEANFIRST FINANCIAL CORP.
OCEANFIRST FINANCIAL CORP.
OJAI COMMUNITY BANK
OJAI COMMUNITY BANK
GASTONIA
HOUSTON
HOUSTON
CHICAGO
CHICAGO
CHICAGO
CHICAGO
CHICAGO
CHICAGO
MILLERSBURG
MILLERSBURG
MILLERSBURG
MIDDLEBURG
MIDDLEBURG
MIDDLEBURG
EFFINGHAM
EFFINGHAM
LAFAYETTE
LAFAYETTE
LAFAYETTE
ATLANTA
ATLANTA
ATLANTA
MELROSE PARK
MELROSE PARK
FESTUS
FESTUS
IOWA CITY
IOWA CITY
IOWA CITY
MEDFORD
MEDFORD
EDWARDS
EDWARDS
SAN LUIS OBISPO
SAN LUIS OBISPO
SUN VALLEY
SUN VALLEY
PETERBOROUGH
PETERBOROUGH
COLDWATER
COLDWATER
CHESAPEAKE
CHESAPEAKE
CHESAPEAKE
LENOIR CITY
LENOIR CITY
BETHESDA
BETHESDA
NEW YORK
NEW YORK
NEW YORK
MERRIAM
MERRIAM
MOSCOW
MOSCOW
MOSCOW
CLEVELAND
CLEVELAND
CLEVELAND
KINGWOOD
KINGWOOD
MUNCIE
MUNCIE
MUNCIE
NAPLES
NAPLES
LOS ANGELES
LOS ANGELES
LOS ANGELES
BETTENDORF
BETTENDORF
BETTENDORF
BETTENDORF
BOYERTOWN
BOYERTOWN
BOYERTOWN
WEST POINT
WEST POINT
CHICAGO
CHICAGO
LOS ANGELES
LOS ANGELES
MADISON
MADISON
NEWPORT
NEWPORT
NEWPORT
NEW YORK
NEW YORK
GREENSBORO
GREENSBORO
GREENSBORO
GREENSBORO
GREENSBORO
GREEN BAY
GREEN BAY
FORT DODGE
FORT DODGE
FORT DODGE
LEWISTON
LEWISTON
LEWISTON
CLOSTER
CLOSTER
CLOSTER
WAUKEGAN
WAUKEGAN
CHICAGO
CHICAGO
CHICAGO
BERLIN
BERLIN
SPOKANE
SPOKANE
SPOKANE
SPOKANE
LAKEWOOD
LAKEWOOD
OAK RIDGE
OAK RIDGE
OAK RIDGE
OAK RIDGE
OAKDALE
OAKDALE
OAKDALE
TOMS RIVER
TOMS RIVER
TOMS RIVER
OJAI
OJAI
NC
TX
TX
IL
IL
IL
IL
IL
IL
PA
PA
PA
VA
VA
VA
IL
IL
LA
LA
LA
GA
GA
GA
IL
IL
MO
MO
IA
IA
IA
WI
WI
CO
CO
CA
CA
CA
CA
NH
NH
MI
MI
VA
VA
VA
TN
TN
MD
MD
NY
NY
NY
KS
KS
TN
TN
TN
GA
GA
GA
TX
TX
IN
IN
IN
FL
FL
CA
CA
CA
IA
IA
IA
IA
PA
PA
PA
NE
NE
IL
IL
CA
CA
MO
MO
NH
NH
NH
NY
NY
NC
NC
NC
NC
NC
WI
WI
IA
IA
IA
ME
ME
ME
NJ
NJ
NJ
IL
IL
IL
IL
IL
NH
NH
WA
WA
WA
WA
WA
WA
NC
NC
NC
NC
CA
CA
CA
NJ
NJ
NJ
CA
CA
11/19/2013
7/3/2012
6/11/2013
6/26/2009
6/28/2013
4/10/2009
11/20/2009
6/29/2015
8/6/2015
12/19/2008
12/28/2012
1/23/2013
1/30/2009
12/23/2009
11/18/2011
1/23/2009
12/23/2009
1/9/2009
8/25/2011
11/22/2011
2/27/2009
11/19/2013
1/6/2014
12/5/2008
5/14/2010
2/13/2009
11/10/2009
2/6/2009
7/6/2011
7/27/2011
2/20/2009
4/26/2013
4/3/2009
8/14/2012
1/9/2009
12/28/2011
12/23/2008
8/20/2010
12/19/2008
12/28/2012
2/6/2009
11/15/2013
12/19/2008
12/23/2009
2/10/2010
3/13/2009
9/15/2011
1/30/2009
8/11/2011
10/28/2008
6/17/2009
8/12/2009
1/16/2009
7/20/2011
1/23/2009
4/25/2012
12/5/2012
9/25/2009
7/22/2013
9/12/2013
3/27/2009
10/19/2011
12/23/2008
8/25/2011
9/28/2011
3/27/2009
7/12/2012
11/21/2008
6/27/2012
8/8/2012
2/27/2009
2/19/2013
2/20/2013
3/26/2013
12/12/2008
3/16/2011
4/13/2011
12/11/2009
12/29/2010
6/26/2009
6/28/2013
12/19/2008
12/10/2014
6/19/2009
4/24/2013
1/16/2009
8/25/2011
2/15/2012
1/9/2009
7/24/2013
12/12/2008
4/26/2013
4/29/2013
5/15/2013
5/31/2013
12/23/2008
9/1/2011
1/9/2009
12/14/2011
1/11/2012
12/12/2008
11/28/2012
12/28/2012
5/15/2009
12/18/2009
3/28/2012
2/20/2009
4/30/2014
11/14/2008
6/17/2009
8/26/2009
1/30/2009
9/15/2011
2/13/2009
3/8/2013
3/11/2013
4/9/2013
2/13/2009
1/9/2013
1/30/2009
10/31/2012
1/11/2013
2/6/2013
12/5/2008
8/11/2011
9/28/2011
1/16/2009
12/30/2009
2/3/2010
1/30/2009
9/25/2013
$815,100.00
$44,152,650.00
Preferred Stock w/ Exercised Warrants
$71,526,000.00
$0.00
($662,289.75)
$2,040,000.00
$2,348,000.00
$0.00
$275.00
$981.17
($2,148,900.00)
($847,350.00)
$2,087,368.00
771,429
$84,445.94
102
$58,479.20
73,099
$301,001.00
104,101
$509,000.00
509
$206,557.00
104,384
$136,833.05
261
$35,000.00
35
$1,000,000.00
198,675
$500,000.00
500
$92,000.00
92
$260,000.00
132,353
$27,172,726.72 Sold, in full; warrants not outstanding
$23,718,541.95
Preferred Stock w/ Exercised Warrants
2,964
45,000
71,526
$331.61
($47,807,458.05)
4,388
$942.49
($252,344.76)
10,000
$1,000.00
$5,663,197.28 Sold, in full; warrants not outstanding
$4,135,655.24
($33,333.34)
Preferred Stock w/ Warrants
$10,000,000.00
$0.00
$12,070,979.20 Redeemed, in full; warrants not outstanding
$10,000,000.00
Preferred Stock w/ Warrants
$22,000,000.00
$0.00
$23,287,945.11 Redeemed, in full; warrants not outstanding
$22,000,000.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$10,189,000.00
$20,000,000.00
$5,222,000.00
$0.00
$0.00
$0.00
22,000
$1,000.00
$11,206,989.34 Redeemed, in full; warrants not outstanding
$10,189,000.00
10,189
$1,000.00
$20,000,000.00
20,000
$1,000.00
$22,834,334.78 Redeemed, in full; warrants not outstanding
$3,520,137.55 Sold, in full; warrants not outstanding
$3,133,200.00
5,222
$600.00
($2,088,800.00)
($25,000.00)
Preferred Stock w/ Warrants
$84,784,000.00
$0.00
$824,288.89 Exited bankruptcy/Receivership
$700,000.00
$0.00
$763,294.14 Redeemed, in full; warrants not outstanding
$16,000,000.00
$0.00
$18,933,333.33 Redeemed, in full; warrants not outstanding
($84,784,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$10,000,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$7,260,000.00
$0.00
$4,296,561.73 Sold, in full; warrants not outstanding
Preferred Stock
$5,116,000.00
$0.00
$5,875,583.89 Redeemed, in full; warrants not outstanding
Preferred Stock
$5,500,000.00
$0.00
$5,956,041.66 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$1,834,000.00
$6,785,000.00
$14,700,000.00
$9,516,000.00
$4,734,000.00
$10,000,000,000.00
$13,000,000.00
$6,216,000.00
$3,300,000.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$700,000.00
700
$1,000.00
$16,000,000.00
16,000
$1,000.00
$12,844,226.31 Redeemed, in full; warrants not outstanding
$10,000,000.00
10,000
$1,000.00
$2,904,000.00
7,260
$400.00
$5,116,000.00
5,116
$1,000.00
$5,500,000.00
5,500
$1,000.00
$1,834,000.00
1,834
$1,000.00
$4,545,202.00
2,272,601
$2.00
$14,700,000.00
14,700
$1,000.00
($4,356,000.00)
$2,339,348.60 Redeemed, in full; warrants not outstanding
$4,808,121.00 Sold, in full; warrants not outstanding
($2,239,798.00)
$15,703,166.66 Redeemed, in full; warrants not outstanding
$11,291,481.00 Redeemed, in full; warrants not outstanding
$9,516,000.00
9,516
$1,000.00
$476,000.00
476
$4,734,000.00
4,734
$1,000.00
$237,000.00
237
$10,000,000,000.00
10,000,000
$1,000.00
$950,000,000.00
65,245,759
$5,623,958.50 Redeemed, in full; warrants not outstanding
$11,268,055,555.11 Redeemed, in full; warrants not outstanding
$15,429,122.22 Redeemed, in full; warrants not outstanding
$13,000,000.00
13,000
$1,000.00
$650,000.00
650
$1,100,000.00
$5,116,000.00
1,100
5,116
$1,000.00
$1,000.00
$311,000.00
311
$3,267,000.00
3,300
$990.00
$140,034.65
165
$7,723,000.00
7,723
$1,000.00
$386,000.00
386
$32,382,000.00
32,382
$1,000.00
$900,194.00
625,135
$2,189,317.20
521,266
$342,841.95
$502,606.30
500
733
$1,000,000.00
735,294
$100,000.00
100,000
$117,000.00
117,000
$737,100.00
184,275
$13,364,000.00
13,364
$7,778,782.65
2,567,255
$748,000.00
748
$600,000.00
99,157
$95,000.00
67,958
$67,000.00
67
$87,000,000.00
3,824,624
$500,000.00
500
$587,634.55
525
$100,000.00
100
$122,887.50
163,830
$560,000.00
350,346
$430,797.00
190,427
$104,000.00
104
$7,803,377.38 Redeemed, in full; warrants not outstanding
$4,069,975.55 Sold, in full; warrants not outstanding
($33,000.00)
($25,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$7,723,000.00
$0.00
$9,206,289.90 Redeemed, in full; warrants not outstanding
$32,382,000.00
$0.00
$37,608,789.00 Redeemed, in full; warrants not outstanding
$4,000,000.00
$0.00
$67,000,000.00
$0.00
$24,664,000.00
$0.00
$956,066.67 Sold, in full; warrants not outstanding
$600,000.00
4,000
$150.00
$67,000,000.00
67,000
$1,000.00
($3,400,000.00)
$81,249,317.20 Redeemed, in full; warrants not outstanding
$21,471,087.90 Sold, in full; warrants not outstanding
$2,438,182.50
$16,064,996.94
3,250
21,414
$750.21
$750.21
150,000
$1,000.00
($811,817.50)
($5,349,003.06)
($185,031.79)
Preferred Stock w/ Warrants
$150,000,000.00
$0.00
$167,958,333.33 Redeemed, in full; warrants not outstanding
$150,000,000.00
Subordinated Debentures w/ Exercised Warrants
$2,000,000.00
$0.00
$2,276,190.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$6,880,000.00
$0.00
$2,613,714.23 Sold, in full; warrants not outstanding
$10,000,000.00
$0.00
$5,211,027.78 Sold, in full; warrants not outstanding
$2,330,000.00
$0.00
$3,199,347.39 Redeemed, in full; warrants not outstanding
$10,000,000.00
$0.00
$12,041,266.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$267,274,000.00
$0.00
$52,372,000.00
$0.00
$2,000,000.00
2,000,000
$1.00
$2,281,458.05
6,880
$331.61
($4,598,541.95)
$3,900,000.00
10,000
$390.00
($6,100,000.00)
$2,330,000.00
2,330,000
$1.00
$10,000,000.00
10,000
$1,000.00
$346,794,005.83 Redeemed, in full; warrants not outstanding
$267,274,000.00
267,274
$1,000.00
$2,709,121.50
$48,641,624.50
2,763
49,609
$980.50
$980.50
$70,087,060.35 Sold, in full; warrants not outstanding
($53,878.50)
($967,375.50)
($513,507.46)
Preferred Stock w/ Exercised Warrants
$14,964,000.00
$0.00
$17,904,842.66 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$10,200,000.00
$0.00
$12,294,583.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$4,227,000.00
$0.00
$14,964,000.00
14,964
$1,000.00
$10,200,000.00
10,200
$1,000.00
$5,159,181.33 Redeemed, in full; warrants not outstanding
$4,227,000.00
Preferred Stock w/ Warrants
$1,341,000.00
$1,230,000.00
$0.00
$2,987,782.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$17,211,000.00
$0.00
$6,442,172.50 Sold, in full; warrants not outstanding
Preferred Stock w/ Warrants
$1,576,000,000.00
$0.00
4,227
$1,000.00
$2,571,000.00
2,571
$1,000.00
$6,023,850.00
20,079,500
$0.30
$1,576,000,000.00
1,576,000
$1,000.00
($11,187,150.00)
$1,709,623,333.35 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$10,000,000.00
$0.00
$11,930,624.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$10,500,000.00
$0.00
$11,891,847.50 Sold, in full; warrants not outstanding
$10,000,000.00
10,000
$1,000.00
$2,000,000.00
$8,500,000.00
2,000
8,500
$1,032.11
$1,032.11
1,992
$1,000.00
7,700
$921.50
$64,220.00
$272,935.00
($108,371.55)
Preferred Stock w/ Exercised Warrants
$1,992,000.00
$0.00
$2,380,393.00 Redeemed, in full; warrants not outstanding
$1,992,000.00
Preferred Stock w/ Warrants
$7,700,000.00
$0.00
$8,592,336.00 Sold, in full; warrants not outstanding
$7,095,550.00
($604,450.00)
($70,955.50)
Preferred Stock w/ Warrants
$13,500,000.00
$0.00
$15,871,250.00 Redeemed, in full; warrants not outstanding
$13,500,000.00
Preferred Stock w/ Warrants
$38,263,000.00
$0.00
$2,080,000.00
$0.00
$1,000.00
$40,521,918.61 Redeemed, in full; warrants not outstanding
$38,263,000.00
Preferred Stock w/ Exercised Warrants
13,500
38,263
$1,000.00
$2,654,758.89 Redeemed, in full; warrants not outstanding
$2,080,000.00
2,080
$1,000.00
UST0379
UST0159
UST0159
UST0159
UST0031
UST0031
UST0031
UST0489
UST0489
UST0489
UST0489
UST0489
UST0489
UST1048
UST1048
UST1048
UST1048
UST1196
UST1196
UST0097
UST1175
UST1175
UST1175
UST0811
UST0811
UST0811
UST0811
UST0556
UST0556
UST0053
UST0053
UST0053
UST0142
UST0142
UST0142
UST0428
UST0428
UST0315
UST0315
UST0162
UST0162
UST0162
UST0067
UST0067
UST0887
UST0887
UST0887
UST0887
UST0887
UST0174
UST0174
UST0174
UST0266
UST0266
UST0266
UST0266
UST0266
UST0346
UST0346
UST0346
UST0691
UST0691
UST0289
UST0289
UST1304
UST1304
UST1304
UST0753
UST0753
UST0753
UST0098
UST0098
UST0098
UST0098
UST0864
UST0864
UST0864
UST0864
UST0864
UST0864
UST0125
UST0125
UST0125
UST0125
UST0125
UST0806
UST0806
UST0092
UST0092
UST0092
UST0092
UST0632
UST0632
UST0329
UST0329
UST0329
UST0921
UST0921
UST0865
UST0865
UST0865
UST0950
UST0950
UST1335
UST1335
UST0451
UST0451
UST0430
UST0430
UST0781
UST0781
UST0184
UST0184
UST0184
UST0184
UST0041
UST0041
UST1285
UST1285
UST1285
UST1285
UST0359
UST0359
UST0359
UST0359
UST0117
UST0117
UST0117
UST0060
UST0060
UST0060
11
11
8,14
8,51,97
8,9
15,17,129,135,139,151,152
8
11,14,15
11,35
8
8,14,45
8,26
8
85
8,14
11
60
8,11,21
8,126
44
8,14
8
8,11,14
11
8,14,44
11
8,14,56
8,14
8,14
8
8,17,45
9,11,36
8,46,97
8,69,148
11
8,14,44
15,17
20
AB&T FINANCIAL CORPORATION
OLD LINE BANCSHARES, INC.
OLD LINE BANCSHARES, INC.
OLD LINE BANCSHARES, INC.
OLD NATIONAL BANCORP
OLD NATIONAL BANCORP
OLD NATIONAL BANCORP
OLD SECOND BANCORP, INC.
OLD SECOND BANCORP, INC.
OLD SECOND BANCORP, INC.
OLD SECOND BANCORP, INC.
OLD SECOND BANCORP, INC.
OLD SECOND BANCORP, INC.
OMEGA CAPITAL CORP.
OMEGA CAPITAL CORP.
OMEGA CAPITAL CORP.
OMEGA CAPITAL CORP.
ONE GEORGIA BANK
ONE GEORGIA BANK
ONE UNITED BANK
ONEFINANCIAL CORPORATION
ONEFINANCIAL CORPORATION
ONEFINANCIAL CORPORATION
OREGON BANCORP, INC.
OREGON BANCORP, INC.
OREGON BANCORP, INC.
OREGON BANCORP, INC.
OSB FINANCIAL SERVICES, INC.
OSB FINANCIAL SERVICES, INC.
PACIFIC CAPITAL BANCORP
PACIFIC CAPITAL BANCORP
PACIFIC CAPITAL BANCORP
PACIFIC CITY FINANCIAL CORPORATION
PACIFIC CITY FINANCIAL CORPORATION
PACIFIC CITY FINANCIAL CORPORATION
PACIFIC COAST BANKERS' BANCSHARES
PACIFIC COAST BANKERS' BANCSHARES
PACIFIC COAST NATIONAL BANCORP
PACIFIC COAST NATIONAL BANCORP
PACIFIC COMMERCE BANK
PACIFIC COMMERCE BANK
PACIFIC COMMERCE BANK
PACIFIC INTERNATIONAL BANCORP / BBCN BANCORP, INC.
PACIFIC INTERNATIONAL BANCORP / BBCN BANCORP, INC.
PARK BANCORPORATION, INC.
PARK BANCORPORATION, INC.
PARK BANCORPORATION, INC.
PARK BANCORPORATION, INC.
PARK BANCORPORATION, INC.
PARK NATIONAL CORPORATION
PARK NATIONAL CORPORATION
PARK NATIONAL CORPORATION
PARKE BANCORP, INC.
PARKE BANCORP, INC.
PARKE BANCORP, INC.
PARKE BANCORP, INC.
PARKE BANCORP, INC.
PARKVALE FINANCIAL CORPORATION / F.N.B. CORPORATION
PARKVALE FINANCIAL CORPORATION / F.N.B. CORPORATION
PARKVALE FINANCIAL CORPORATION / F.N.B. CORPORATION
PASCACK BANCORP, INC.
PASCACK BANCORP, INC.
PATAPSCO BANCORP, INC.
PATAPSCO BANCORP, INC.
PATHFINDER BANCORP, INC.
PATHFINDER BANCORP, INC.
PATHFINDER BANCORP, INC.
PATHWAY BANCORP
PATHWAY BANCORP
PATHWAY BANCORP
PATRIOT BANCSHARES, INC.
PATRIOT BANCSHARES, INC.
PATRIOT BANCSHARES, INC.
PATRIOT BANCSHARES, INC.
PATTERSON BANCSHARES, INC.
PATTERSON BANCSHARES, INC.
PATTERSON BANCSHARES, INC.
PATTERSON BANCSHARES, INC.
PATTERSON BANCSHARES, INC.
PATTERSON BANCSHARES, INC.
PEAPACK-GLADSTONE FINANCIAL CORPORATION
PEAPACK-GLADSTONE FINANCIAL CORPORATION
PEAPACK-GLADSTONE FINANCIAL CORPORATION
PEAPACK-GLADSTONE FINANCIAL CORPORATION
PEAPACK-GLADSTONE FINANCIAL CORPORATION
PENN LIBERTY FINANCIAL CORP.
PENN LIBERTY FINANCIAL CORP.
PEOPLES BANCORP (OH)
PEOPLES BANCORP (OH)
PEOPLES BANCORP (OH)
PEOPLES BANCORP (OH)
PEOPLES BANCORP (WA)
PEOPLES BANCORP (WA)
PEOPLES BANCORP OF NORTH CAROLINA, INC.
PEOPLES BANCORP OF NORTH CAROLINA, INC.
PEOPLES BANCORP OF NORTH CAROLINA, INC.
PEOPLES BANCORPORATION, INC.
PEOPLES BANCORPORATION, INC.
PEOPLES BANCSHARES OF TN, INC.
PEOPLES BANCSHARES OF TN, INC.
PEOPLES BANCSHARES OF TN, INC.
PEOPLESSOUTH BANCSHARES, INC.
PEOPLESSOUTH BANCSHARES, INC.
PFSB BANCORPORATION, INC. / PIGEON FALLS STATE BANK
PFSB BANCORPORATION, INC. / PIGEON FALLS STATE BANK
PGB HOLDINGS, INC.
PGB HOLDINGS, INC.
PIERCE COUNTY BANCORP
PIERCE COUNTY BANCORP
PINNACLE BANK HOLDING COMPANY, INC.
PINNACLE BANK HOLDING COMPANY, INC.
PINNACLE FINANCIAL PARTNERS, INC.
PINNACLE FINANCIAL PARTNERS, INC.
PINNACLE FINANCIAL PARTNERS, INC.
PINNACLE FINANCIAL PARTNERS, INC.
PLAINS CAPITAL CORPORATION
PLAINS CAPITAL CORPORATION
PLATO HOLDINGS INC.
PLATO HOLDINGS INC.
PLATO HOLDINGS INC.
PLATO HOLDINGS INC.
PLUMAS BANCORP
PLUMAS BANCORP
PLUMAS BANCORP
PLUMAS BANCORP
POPULAR, INC.
POPULAR, INC.
POPULAR, INC.
PORTER BANCORP, INC.(PBI) LOUISVILLE, KY
PORTER BANCORP, INC.(PBI) LOUISVILLE, KY
PORTER BANCORP, INC.(PBI) LOUISVILLE, KY
GASTONIA
BOWIE
BOWIE
BOWIE
EVANSVILLE
EVANSVILLE
EVANSVILLE
AURORA
AURORA
AURORA
AURORA
AURORA
AURORA
LAKEWOOD
LAKEWOOD
LAKEWOOD
LAKEWOOD
ATLANTA
ATLANTA
BOSTON
LITTLE ROCK
LITTLE ROCK
LITTLE ROCK
SALEM
SALEM
SALEM
SALEM
ORANGE
ORANGE
SANTA BARBARA
SANTA BARBARA
SANTA BARBARA
LOS ANGELES
LOS ANGELES
LOS ANGELES
SAN FRANCISCO
SAN FRANCISCO
SAN CLEMENTE
SAN CLEMENTE
LOS ANGELES
LOS ANGELES
LOS ANGELES
SEATTLE
SEATTLE
MADISON
MADISON
MADISON
MADISON
MADISON
NEWARK
NEWARK
NEWARK
SEWELL
SEWELL
SEWELL
SEWELL
SEWELL
MONROEVILLE
MONROEVILLE
MONROEVILLE
WESTWOOD
WESTWOOD
DUNDALK
DUNDALK
OSWEGO
OSWEGO
OSWEGO
CAIRO
CAIRO
CAIRO
HOUSTON
HOUSTON
HOUSTON
HOUSTON
PATTERSON
PATTERSON
PATTERSON
PATTERSON
PATTERSON
PATTERSON
GLADSTONE
GLADSTONE
GLADSTONE
GLADSTONE
GLADSTONE
WAYNE
WAYNE
MARIETTA
MARIETTA
MARIETTA
MARIETTA
LYNDEN
LYNDEN
NEWTON
NEWTON
NEWTON
EASLEY
EASLEY
MADISONVILLE
MADISONVILLE
MADISONVILLE
COLQUITT
COLQUITT
PIGEON FALLS
PIGEON FALLS
CHICAGO
CHICAGO
TACOMA
TACOMA
ORANGE CITY
ORANGE CITY
NASHVILLE
NASHVILLE
NASHVILLE
NASHVILLE
DALLAS
DALLAS
SAINT PAUL
SAINT PAUL
SAINT PAUL
SAINT PAUL
QUINCY
QUINCY
QUINCY
QUINCY
SAN JUAN
SAN JUAN
SAN JUAN
LOUISVILLE
LOUISVILLE
LOUISVILLE
NC
MD
MD
MD
IN
IN
IN
IL
IL
IL
IL
IL
IL
CO
CO
CO
CO
GA
GA
MA
AR
AR
AR
OR
OR
OR
OR
TX
TX
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
WA
WA
WI
WI
WI
WI
WI
OH
OH
OH
NJ
NJ
NJ
NJ
NJ
PA
PA
PA
NJ
NJ
MD
MD
NY
NY
NY
NE
NE
NE
TX
TX
TX
TX
LA
LA
LA
LA
LA
LA
NJ
NJ
NJ
NJ
NJ
PA
PA
OH
OH
OH
OH
WA
WA
NC
NC
NC
SC
SC
TN
TN
TN
GA
GA
WI
WI
IL
IL
WA
WA
FL
FL
TN
TN
TN
TN
TX
TX
MN
MN
MN
MN
CA
CA
CA
CA
PR
PR
PR
KY
KY
KY
11/19/2013
12/5/2008
7/15/2009
9/2/2009
12/12/2008
3/31/2009
5/8/2009
1/16/2009
3/11/2013
3/26/2013
3/27/2013
4/9/2013
6/11/2013
4/17/2009
7/19/2013
7/22/2013
9/12/2013
5/8/2009
7/15/2011
12/19/2008
6/5/2009
7/31/2018
8/15/2018
4/24/2009
10/18/2013
10/21/2013
1/6/2014
5/1/2009
10/5/2011
11/21/2008
2/23/2011
11/30/2012
12/19/2008
11/19/2013
1/6/2014
12/23/2008
7/28/2011
1/16/2009
2/11/2010
12/23/2008
2/10/2014
3/19/2014
12/12/2008
2/15/2013
3/6/2009
8/7/2012
8/9/2012
8/10/2012
9/11/2012
12/23/2008
4/25/2012
5/2/2012
1/30/2009
11/28/2012
11/29/2012
1/11/2013
6/12/2013
12/23/2008
1/3/2012
5/27/2015
2/6/2009
10/19/2011
12/19/2008
8/28/2015
9/11/2009
9/1/2011
2/1/2012
3/27/2009
6/24/2013
7/26/2013
12/19/2008
4/11/2014
4/14/2014
7/18/2014
4/17/2009
3/7/2012
8/22/2012
12/5/2012
5/8/2013
6/5/2013
1/9/2009
1/6/2010
3/2/2011
1/11/2012
4/4/2012
4/17/2009
9/1/2011
1/30/2009
2/2/2011
12/28/2011
2/15/2012
2/13/2009
8/3/2011
12/23/2008
7/3/2012
8/8/2012
4/24/2009
4/24/2012
3/20/2009
10/31/2012
1/11/2013
3/6/2009
9/18/2013
9/11/2009
8/25/2011
2/6/2009
8/13/2010
1/23/2009
11/5/2010
3/6/2009
5/22/2018
12/12/2008
12/28/2011
6/20/2012
7/18/2012
12/19/2008
9/27/2011
7/17/2009
4/26/2013
4/29/2013
5/31/2013
1/30/2009
4/29/2013
5/22/2013
5/31/2013
12/5/2008
7/2/2014
7/23/2014
11/21/2008
12/3/2014
12/4/2014
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$7,000,000.00
$100,000,000.00
$0.00
$0.00
$815,100.00
2,964
$275.00
$7,000,000.00
7,000
$1,000.00
$73,000,000.00
$0.00
$225,000.00
141,892
$1,200,000.00
813,008
$106,891.00
815,339
$159,886.25
141
$102,713,888.89 Redeemed, in full; warrants not outstanding
$100,000,000.00
Preferred Stock w/ Warrants
($2,148,900.00)
$7,438,888.89 Redeemed, in full; warrants not outstanding
100,000
$1,000.00
$31,423,238.49 Sold, in full; warrants not outstanding
$24,684,870.00
$452,424.00
$668,079.44
70,028
1,200
1,772
$352.50
$377.02
$377.02
($45,343,130.00)
($747,576.00)
($1,103,920.56)
($258,053.73)
Preferred Stock w/ Exercised Warrants
$2,816,000.00
$0.00
$3,403,603.15 Sold, in full; warrants not outstanding
$1,239,000.00
$1,577,000.00
1,239
1,577
$1,142.90
$1,142.90
$177,053.10
$225,353.30
($25,000.00)
Preferred Stock w/ Exercised Warrants
$5,500,000.00
$0.00
$0.00 Exited bankruptcy/Receivership
($5,500,000.00)
Preferred Stock
Subordinated Debentures w/ Exercised Warrants
$12,063,000.00
$17,300,000.00
$12,063,000.00
$0.00
$93,823.33 Full investment outstanding; warrants not outstanding
$11,178,439.21 Currently Not Collectible
$3,515,448.62
($17,300,000.00)
Preferred Stock w/ Exercised Warrants
$3,216,000.00
$0.00
$4,116,801.92 Sold, in full; warrants not outstanding
$100,000.00
$3,116,000.00
100
3,116
$1,000.00
$1,000.00
$9,459.13
$128,988.07
11
150
$6,100,000.00
6,100,000
$1.00
$305,000.00
305,000
$14.75
$165,983,272.00
1
3,608,332
$29.50
$46.00
$393,120.78
15,120
16,200
$1,215.17
$1,156,636.50
810
11,600
$1,000.00
$580,000.00
580
($1,540,039.20)
$109,487.50
203
($619,346.00)
($1,495,494.00)
($4,143,360.00)
$88,059.01
$482,779.69
$325,200.40
114
625
421
$2,842,400.00
227,376
$1,650,288.00
438,906
$6,025,649.70
819,640
($25,000.00)
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$6,100,000.00
$0.00
$180,634,000.00
$0.00
$16,200,000.00
$0.00
$7,662,314.53 Redeemed, in full; warrants not outstanding
$168,483,804.20 Sold, in full; warrants not outstanding
($10.28)
($14,650,702.97)
$21,003,597.96 Sold, in full; warrants not outstanding
$16,200,000.00
$3,485,754.00
($196,857.54)
Preferred Stock w/ Exercised Warrants
$11,600,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$4,120,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$4,060,000.00
$0.00
$13,821,963.89 Redeemed, in full; warrants not outstanding
$11,600,000.00
$18,087.94 Exited bankruptcy/Receivership
($4,120,000.00)
$2,991,670.80 Sold, in full; warrants not outstanding
$2,519,960.80
4,060
$620.68
$6,500,000.00
6,500
$1,000.00
$1,676,654.00
$4,048,506.00
$11,216,640.00
2,296
5,544
15,360
$730.25
$730.25
$730.25
100,000
$1,000.00
($25,000.00)
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$6,500,000.00
$0.00
$23,200,000.00
$0.00
$7,937,744.97 Redeemed, in full; warrants outstanding
$22,020,064.10 Sold, in full; warrants not outstanding
($169,418.00)
Preferred Stock w/ Warrants
$100,000,000.00
$0.00
$119,536,844.44 Redeemed, in full; warrants not outstanding
$100,000,000.00
Preferred Stock w/ Warrants
$16,288,000.00
$0.00
$16,365,554.76 Sold, in full; warrants not outstanding
$394,072.28
$11,318,791.40
548
15,740
$719.11
$719.11
($153,927.72)
($4,421,208.60)
($117,128.64)
Preferred Stock w/ Warrants
$31,762,000.00
$0.00
$42,596,063.59 Redeemed, in full; warrants not outstanding
$31,762,000.00
Preferred Stock w/ Exercised Warrants
$3,756,000.00
$0.00
$4,497,312.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$6,000,000.00
$0.00
$9,260,824.26 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$6,771,000.00
$0.00
$7,976,328.84 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$3,727,000.00
$0.00
31,762
$1,000.00
$3,756,000.00
3,756
$1,000.00
$188,000.00
188
$6,000,000.00
6,000
$1,000.00
$300,000.00
300
$6,771,000.00
6,771
$1,000.00
$537,633.00
154,354
$4,628,862.77 Sold, in full; warrants not outstanding
$3,727,000.00
3,727
$1,167.01
$622,446.27
$226,565.00
186
12,000
14,038
$1,142.03
$1,142.03
$1,704,360.00
$1,993,817.14
$1,035,834.25
$645,781.95
802
500
$250,000.00
$250,000.00
$250,000.00
$500,000.00
$2,440,000.00
250
250
250
500
2,440
$1,000.00
$1,000.00
$1,000.00
$1,000.00
$1,000.00
$185,000.00
185
$7,172,000.00
$7,172,000.00
$14,341,000.00
7,172
7,172
14,341
$1,000.00
$1,000.00
$1,000.00
$110,000.00
150,296
$498,000.00
498
$1,200,724.15
313,505
$900,000.00
900
$425,000.00
357,234
$633,000.00
633
$122,225.00
195
($25,000.00)
Preferred Stock w/ Exercised Warrants
$26,038,000.00
$0.00
$33,824,567.35 Sold, in full; warrants not outstanding
$12,000,000.00
$14,038,000.00
($297,361.77)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$3,690,000.00
$28,685,000.00
$9,960,000.00
$39,000,000.00
$0.00
$0.00
$0.00
$0.00
$4,692,022.77 Redeemed, in full; warrants not outstanding
$32,075,739.67 Redeemed, in full; warrants not outstanding
$11,745,689.33 Redeemed, in full; warrants not outstanding
$9,960,000.00
9,960
$1,000.00
$21,000,000.00
$18,000,000.00
21,000
18,000
$1,000.00
$1,000.00
$44,926,557.48 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$18,000,000.00
$0.00
$21,325,250.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$25,054,000.00
$0.00
$27,877,966.16 Sold, in full; warrants not outstanding
$18,000,000.00
$23,384,401.44
Preferred Stock w/ Exercised Warrants
$12,660,000.00
$0.00
($350,766.02)
$3,900,000.00
$0.00
$1,000.00
25,054
$933.36
($1,669,598.56)
$15,362,909.75 Redeemed, in full; warrants not outstanding
$12,660,000.00
Preferred Stock w/ Exercised Warrants
18,000
12,660
$1,000.00
3,900
$755.00
$12,325,000.00
12,325
$1,000.00
$616,000.00
616
$1,500,000.00
1,500
$1,000.00
$71,000.00
71
$3,000,000.00
3,000
$1,000.00
$755,000.00
267,455
$4,382,000.00
4,382
$90,582.47
107,000
$234,500.00
237,712
$3,000,000.00
2,093,284
$3,809,874.42 Sold, in full; warrants not outstanding
$2,944,500.00
($955,500.00)
($25,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$12,325,000.00
$1,500,000.00
$0.00
$0.00
$15,985,994.66 Redeemed, in full; warrants not outstanding
$1,730,162.66 Redeemed, in full; warrants not outstanding
Preferred Stock
$3,000,000.00
$0.00
$3,227,916.67 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$6,800,000.00
$0.00
$207,947.78 Currently Not Collectible
Preferred Stock w/ Exercised Warrants
$4,389,000.00
$0.00
$984,999.00 Sold, in full; warrants not outstanding
$95,000,000.00
$0.00
($6,800,000.00)
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
$87,631,000.00
$2,500,000.00
$0.00
$0.00
$700,000.00
4,389
$159.49
$23,750,000.00
$71,250,000.00
23,750
71,250
$1,000.00
$1,000.00
($3,689,000.00)
$111,918,194.45 Redeemed, in full; warrants not outstanding
$105,252,939.77 Redeemed, in full; warrants not outstanding
$87,631,000.00
87,631
$1,000.00
$120,000.00
$2,380,000.00
120,000
2,380,000
$1.00
$1.00
$180.00
$3,570.00
11,949
$1,091.11
$1,088,673.39
$3,103,618.40 Sold, in full; warrants not outstanding
($25,000.00)
Preferred Stock w/ Warrants
$11,949,000.00
$0.00
$13,764,140.41 Sold, in full; warrants not outstanding
$11,949,000.00
($130,376.73)
Preferred Stock w/ Warrants
$935,000,000.00
$0.00
$1,220,280,000.00 Redeemed, in full; warrants not outstanding
$935,000,000.00
Preferred Stock w/ Warrants
$35,000,000.00
$0.00
935,000
$1,000.00
$8,233,333.33 Sold, in full; warrants outstanding
$2,693,800.00
$806,200.00
26,938
8,062
$100.00
$100.00
($24,244,200.00)
($7,255,800.00)
UST0379
UST0060
UST0940
UST0940
UST0940
UST1214
UST1214
UST0867
UST0867
UST1078
UST1078
UST1078
UST1078
UST1078
UST1078
UST0932
UST0932
UST0932
UST0808
UST0808
UST0562
UST0562
UST0165
UST0165
UST0165
UST0165
UST0372
UST0372
UST0726
UST0726
UST0726
UST0332
UST0332
UST0332
UST1215
UST1215
UST0013
UST0013
UST0013
UST0013
UST0918
UST0918
UST0785
UST0785
UST0424
UST0424
UST0507
UST0507
UST0507
UST0287
UST0287
UST0287
UST1339
UST1339
UST1248
UST1248
UST1248
UST0389
UST0389
UST0199
UST0199
UST0868
UST0868
UST0727
UST0727
UST0541
UST0541
UST0620
UST0620
UST0620
UST0620
UST0620
UST0019
UST0019
UST0019
UST0595
UST0595
UST0595
UST0655
UST0655
UST0655
UST0313
UST0313
UST1216
UST1216
UST1216
UST1060
UST1060
UST0501
UST0501
UST0512
UST0512
UST0512
UST0512
UST0512
UST0347
UST0347
UST0347
UST0033
UST0033
UST0366
UST0366
UST0366
UST0089
UST0089
UST0089
UST0089
UST0540
UST0540
UST0540
UST0168
UST0168
UST0151
UST0151
UST0305
UST0305
UST0305
UST0175
UST0175
UST0175
UST0181
UST0181
UST0474
UST0474
UST0474
UST0474
UST0474
UST0143
UST0143
UST0107
UST0107
8
9,15,36
8,22,97
14,15
8
80
8,17
75,97
8,18
12
8,17,44
88
107
8,11,14
8,14,44
44
8
8,17
8,14,44
8,14,44
8,114
8,14,44
8,17,62
8,14
11
8
8,14
8,116
11,14,15
15
8,95,97
11
8
44
11,44
8,14
8,14,44
11
8,14,44
8,14
8,14,44
8,14,44
AB&T FINANCIAL CORPORATION
PORTER BANCORP, INC.(PBI) LOUISVILLE, KY
PRAIRIE STAR BANCSHARES, INC.
PRAIRIE STAR BANCSHARES, INC.
PRAIRIE STAR BANCSHARES, INC.
PREMIER BANCORP, INC.
PREMIER BANCORP, INC.
PREMIER BANK HOLDING COMPANY
PREMIER BANK HOLDING COMPANY
PREMIER FINANCIAL BANCORP, INC.
PREMIER FINANCIAL BANCORP, INC.
PREMIER FINANCIAL BANCORP, INC.
PREMIER FINANCIAL BANCORP, INC.
PREMIER FINANCIAL BANCORP, INC.
PREMIER FINANCIAL BANCORP, INC.
PREMIER FINANCIAL CORP.
PREMIER FINANCIAL CORP.
PREMIER FINANCIAL CORP.
PREMIER SERVICE BANK
PREMIER SERVICE BANK
PREMIERWEST BANCORP
PREMIERWEST BANCORP
PRESIDIO BANK
PRESIDIO BANK
PRESIDIO BANK
PRESIDIO BANK
PRINCETON NATIONAL BANCORP, INC.
PRINCETON NATIONAL BANCORP, INC.
PRIVATE BANCORPORATION, INC.
PRIVATE BANCORPORATION, INC.
PRIVATE BANCORPORATION, INC.
PRIVATEBANCORP, INC.
PRIVATEBANCORP, INC.
PRIVATEBANCORP, INC.
PROVIDENCE BANK
PROVIDENCE BANK
PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION
PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION
PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION
PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION
PROVIDENT COMMUNITY BANCSHARES, INC.
PROVIDENT COMMUNITY BANCSHARES, INC.
PSB FINANCIAL CORPORATION
PSB FINANCIAL CORPORATION
PUGET SOUND BANK
PUGET SOUND BANK
PULASKI FINANCIAL CORP.
PULASKI FINANCIAL CORP.
PULASKI FINANCIAL CORP.
QCR HOLDINGS, INC.
QCR HOLDINGS, INC.
QCR HOLDINGS, INC.
RANDOLPH BANK & TRUST COMPANY
RANDOLPH BANK & TRUST COMPANY
RCB FINANCIAL CORPORATION
RCB FINANCIAL CORPORATION
RCB FINANCIAL CORPORATION
REDWOOD CAPITAL BANCORP
REDWOOD CAPITAL BANCORP
REDWOOD FINANCIAL, INC.
REDWOOD FINANCIAL, INC.
REGENT BANCORP, INC.
REGENT BANCORP, INC.
REGENT CAPITAL CORPORATION, INC. / REGENT BANK
REGENT CAPITAL CORPORATION, INC. / REGENT BANK
REGENTS BANCSHARES, INC.
REGENTS BANCSHARES, INC.
REGIONAL BANKSHARES, INC.
REGIONAL BANKSHARES, INC.
REGIONAL BANKSHARES, INC.
REGIONAL BANKSHARES, INC.
REGIONAL BANKSHARES, INC.
REGIONS FINANCIAL CORPORATION
REGIONS FINANCIAL CORPORATION
REGIONS FINANCIAL CORPORATION
RELIANCE BANCSHARES, INC.
RELIANCE BANCSHARES, INC.
RELIANCE BANCSHARES, INC.
RIDGESTONE FINANCIAL SERVICES, INC.
RIDGESTONE FINANCIAL SERVICES, INC.
RIDGESTONE FINANCIAL SERVICES, INC.
RISING SUN BANCORP
RISING SUN BANCORP
RIVER VALLEY BANCORPORATION, INC.
RIVER VALLEY BANCORPORATION, INC.
RIVER VALLEY BANCORPORATION, INC.
RIVERSIDE BANCSHARES, INC.
RIVERSIDE BANCSHARES, INC.
ROGERS BANCSHARES, INC.
ROGERS BANCSHARES, INC.
ROYAL BANCSHARES OF PENNSYLVANIA, INC.
ROYAL BANCSHARES OF PENNSYLVANIA, INC.
ROYAL BANCSHARES OF PENNSYLVANIA, INC.
ROYAL BANCSHARES OF PENNSYLVANIA, INC.
ROYAL BANCSHARES OF PENNSYLVANIA, INC.
S&T BANCORP, INC.
S&T BANCORP, INC.
S&T BANCORP, INC.
SAIGON NATIONAL BANK / CALIFORNIA INTERNATIONAL BANK, N.A.
SAIGON NATIONAL BANK / CALIFORNIA INTERNATIONAL BANK, N.A.
SALISBURY BANCORP, INC.
SALISBURY BANCORP, INC.
SALISBURY BANCORP, INC.
SANDY SPRING BANCORP, INC.
SANDY SPRING BANCORP, INC.
SANDY SPRING BANCORP, INC.
SANDY SPRING BANCORP, INC.
SANTA CLARA VALLEY BANK, N.A
SANTA CLARA VALLEY BANK, N.A
SANTA CLARA VALLEY BANK, N.A
SANTA LUCIA BANCORP
SANTA LUCIA BANCORP
SBT BANCORP, INC.
SBT BANCORP, INC.
SCBT FINANCIAL CORPORATION
SCBT FINANCIAL CORPORATION
SCBT FINANCIAL CORPORATION
SEACOAST BANKING CORPORATION OF FLORIDA
SEACOAST BANKING CORPORATION OF FLORIDA
SEACOAST BANKING CORPORATION OF FLORIDA
SEACOAST COMMERCE BANK
SEACOAST COMMERCE BANK
SECURITY BANCSHARES OF PULASKI COUNTY, INC.
SECURITY BANCSHARES OF PULASKI COUNTY, INC.
SECURITY BANCSHARES OF PULASKI COUNTY, INC.
SECURITY BANCSHARES OF PULASKI COUNTY, INC.
SECURITY BANCSHARES OF PULASKI COUNTY, INC.
SECURITY BUSINESS BANCORP
SECURITY BUSINESS BANCORP
SECURITY CALIFORNIA BANCORP
SECURITY CALIFORNIA BANCORP
GASTONIA
LOUISVILLE
OLATHE
OLATHE
OLATHE
WILMETTE
WILMETTE
TALLAHASSEE
TALLAHASSEE
HUNTINGTON
HUNTINGTON
HUNTINGTON
HUNTINGTON
HUNTINGTON
HUNTINGTON
DUBUQUE
DUBUQUE
DUBUQUE
RIVERSIDE
RIVERSIDE
MEDFORD
MEDFORD
SAN FRANCISCO
SAN FRANCISCO
SAN FRANCISCO
SAN FRANCISCO
PRINCETON
PRINCETON
MINNEAPOLIS
MINNEAPOLIS
MINNEAPOLIS
CHICAGO
CHICAGO
CHICAGO
ROCKY MOUNT
ROCKY MOUNT
BALTIMORE
BALTIMORE
BALTIMORE
BALTIMORE
ROCK HILL
ROCK HILL
MANY
MANY
BELLEVUE
BELLEVUE
CREVE COEUR
CREVE COEUR
CREVE COEUR
MOLINE
MOLINE
MOLINE
ASHEBORO
ASHEBORO
ROME
ROME
ROME
EUREKA
EUREKA
REDWOOD FALLS
REDWOOD FALLS
DAVIE
DAVIE
NOWATA
NOWATA
VANCOUVER
VANCOUVER
HARTSVILLE
HARTSVILLE
HARTSVILLE
HARTSVILLE
HARTSVILLE
BIRMINGHAM
BIRMINGHAM
BIRMINGHAM
FRONTENAC
FRONTENAC
FRONTENAC
BROOKFIELD
BROOKFIELD
BROOKFIELD
RISING SUN
RISING SUN
WAUSAU
WAUSAU
WAUSAU
LITTLE ROCK
LITTLE ROCK
LITTLE ROCK
LITTLE ROCK
NARBERTH
NARBERTH
NARBERTH
NARBERTH
NARBERTH
INDIANA
INDIANA
INDIANA
WESTMINSTER
WESTMINSTER
LAKEVILLE
LAKEVILLE
LAKEVILLE
OLNEY
OLNEY
OLNEY
OLNEY
SANTA PAULA
SANTA PAULA
SANTA PAULA
ATASCADERO
ATASCADERO
SIMSBURY
SIMSBURY
COLUMBIA
COLUMBIA
COLUMBIA
STUART
STUART
STUART
CHULA VISTA
CHULA VISTA
WAYNESVILLE
WAYNESVILLE
WAYNESVILLE
WAYNESVILLE
WAYNESVILLE
SAN DIEGO
SAN DIEGO
RIVERSIDE
RIVERSIDE
NC
KY
KS
KS
KS
IL
IL
FL
FL
WV
WV
WV
WV
WV
WV
IA
IA
IA
CA
CA
OR
OR
CA
CA
CA
CA
IL
IL
MN
MN
MN
IL
IL
IL
NC
NC
MD
MD
MD
MD
SC
SC
LA
LA
WA
WA
MO
MO
MO
IL
IL
IL
NC
NC
GA
GA
GA
CA
CA
MN
MN
FL
FL
OK
OK
WA
WA
SC
SC
SC
SC
SC
AL
AL
AL
MO
MO
MO
WI
WI
WI
MD
MD
WI
WI
WI
AR
AR
AR
AR
PA
PA
PA
PA
PA
PA
PA
PA
CA
CA
CT
CT
CT
MD
MD
MD
MD
CA
CA
CA
CA
CA
CT
CT
SC
SC
SC
FL
FL
FL
CA
CA
MO
MO
MO
MO
MO
CA
CA
CA
CA
11/19/2013
1/9/2015
4/3/2009
6/29/2015
8/6/2015
5/8/2009
8/13/2010
3/20/2009
8/14/2012
10/2/2009
8/8/2012
8/9/2012
8/10/2012
9/11/2012
5/6/2015
5/22/2009
7/22/2013
9/12/2013
2/20/2009
1/31/2014
2/13/2009
4/9/2013
11/20/2009
12/10/2012
12/11/2012
1/11/2013
1/23/2009
11/2/2012
2/27/2009
12/29/2009
6/25/2014
1/30/2009
10/24/2012
11/14/2012
10/2/2009
9/15/2011
11/14/2008
8/21/2012
3/20/2013
3/25/2013
3/13/2009
4/30/2014
2/27/2009
9/29/2010
1/16/2009
8/11/2011
1/16/2009
7/3/2012
8/8/2012
2/13/2009
9/15/2011
11/16/2011
10/30/2009
9/30/2013
6/19/2009
9/25/2013
10/29/2013
1/16/2009
7/21/2011
1/9/2009
8/18/2011
3/6/2009
10/17/2014
2/27/2009
7/21/2011
10/23/2009
1/26/2012
2/13/2009
11/8/2012
11/9/2012
1/11/2013
3/26/2013
11/14/2008
4/4/2012
5/2/2012
2/13/2009
9/25/2013
10/29/2013
2/27/2009
2/20/2013
3/26/2013
1/9/2009
10/17/2014
6/12/2009
6/6/2012
5/15/2013
5/15/2009
5/14/2014
1/30/2009
7/5/2013
2/20/2009
7/1/2014
7/2/2014
9/26/2014
2/28/2018
1/16/2009
12/7/2011
6/11/2013
12/23/2008
4/5/2017
3/13/2009
8/25/2011
11/2/2011
12/5/2008
7/21/2010
12/15/2010
2/23/2011
2/13/2009
3/8/2013
4/9/2013
12/19/2008
10/21/2011
3/27/2009
8/11/2011
1/16/2009
5/20/2009
6/24/2009
12/19/2008
4/3/2012
5/30/2012
12/23/2008
9/1/2011
2/13/2009
12/10/2012
12/11/2012
1/11/2013
3/26/2013
1/9/2009
7/14/2011
1/9/2009
9/15/2011
$815,100.00
2,964
$275.00
2,800
$1,187.61
6,784,000
$1.00
($2,148,900.00)
($50,000.00)
Preferred Stock w/ Exercised Warrants
$2,800,000.00
$0.00
$3,596,579.20 Sold, in full; warrants not outstanding
$2,800,000.00
$525,308.00
$164,018.20
140
$5,675,000.00
636,378
$478,590.75
317,000
$200,000.00
200
$83,086.12
$195,295.20
97
228
$248,000.00
248
$1,225,000.00
645,013
$175,000.00
175
($25,000.00)
Subordinated Debentures
$6,784,000.00
$0.00
$7,444,215.12 Redeemed, in full; warrants not outstanding
$6,784,000.00
Preferred Stock w/ Exercised Warrants
$9,500,000.00
$0.00
$22,252,000.00
$0.00
$467,412.50 Exited bankruptcy/Receivership
($9,500,000.00)
Preferred Stock w/ Warrants
$28,727,240.29 Sold, in full; warrants not outstanding
$1,678,618.89
$8,575,102.51
$9,795,998.16
1,863
9,517
10,872
$901.03
$901.03
$901.03
($184,381.11)
($941,897.49)
($1,076,001.84)
($200,497.20)
Subordinated Debentures w/ Exercised Warrants
$6,349,000.00
$0.00
$8,778,669.11 Sold, in full; warrants not outstanding
$6,349,000.00
6,349,000
$1.24
$4,000,000.00
4,000
$1,000.00
$41,400,000.00
41,400
$1,000.00
$262,635.10
$8,887,232.90
310
10,490
$847.21
$847.21
$1,507,379.58
($78,563.80)
Preferred Stock w/ Exercised Warrants
$4,000,000.00
$0.00
$4,300,522.22 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$41,400,000.00
$0.00
$42,446,500.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$10,800,000.00
$0.00
$11,077,694.89 Sold, in full; warrants not outstanding
($47,364.90)
($1,602,767.10)
($91,498.68)
Preferred Stock w/ Warrants
$25,083,000.00
$0.00
$2,271,405.00 Currently Not Collectible
($25,083,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$4,960,000.00
$3,262,000.00
$243,815,000.00
$0.00
$0.00
$4,000,000.00
$0.00
$151,500,000.00
$0.00
$10,836,280.71 Redeemed, in full; warrants not outstanding
$8,222,000.00
8,222
$1,000.00
$243,815,000.00
243,815
$1,000.00
$290,552,132.92 Redeemed, in full; warrants not outstanding
$4,596,311.80 Redeemed, in full; warrants not outstanding
$4,000,000.00
4,000
$1,000.00
$151,500,000.00
151,500
$1,000.00
$199,100,113.41 Sold, in full; warrants not outstanding
$71.62
$19,047,005.12
Preferred Stock w/ Warrants
$9,266,000.00
$0.00
$5,639,391.00 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$9,270,000.00
$0.00
$10,536,802.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$4,500,000.00
$0.00
$5,355,156.75 Redeemed, in full; warrants not outstanding
$32,538,000.00
$0.00
Preferred Stock w/ Warrants
$5,096,300.00
9,266
$550.00
$9,270,000.00
9,270
$1,000.00
$464,000.00
464
$4,500,000.00
4,500
$1,000.00
$225,000.00
225
32,538
$888.00
$1,100,000.00
778,421
$1,100,000.00
521,888
$311,000.00
311
$253,383.25
268
$35,195,847.13 Sold, in full; warrants not outstanding
$28,893,744.00
Preferred Stock w/ Warrants
$38,237,000.00
$0.00
($433,406.16)
Preferred Stock w/ Exercised Warrants
$6,229,000.00
$8,900,000.00
$0.00
$0.00
($3,644,256.00)
$44,286,567.33 Redeemed, in full; warrants not outstanding
$38,237,000.00
Preferred Stock w/ Exercised Warrants
($4,169,700.00)
38,237
$1,000.00
$7,190,593.33 Redeemed, in full; warrants not outstanding
$6,229,000.00
6,229
$1,000.00
$8,073,279.00
8,900
$907.11
$3,800,000.00
3,800
$1,000.00
$190,000.00
190
$2,995,000.00
2,995
$1,000.00
$150,000.00
150
$7,970,737.50
1,449,225
$5.50
$2,655,000.00
2,655
$1,000.00
$133,000.00
133
$12,700,000.00
12,700
$1,000.00
$381,000.00
381
$246,975.00
$1,140,525.00
267
1,233
$925.00
$925.00
$50,000.00
75
3,500,000
$1,000.00
$45,000,000.00
48,253,677
$2,199,799.80
2,000
$476,206.83
545
$9,139,863.61 Sold, in full; warrants not outstanding
($826,721.00)
($80,732.79)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$3,800,000.00
$2,995,000.00
$9,982,000.00
$0.00
$0.00
$0.00
$4,510,626.39 Redeemed, in full; warrants not outstanding
$3,570,810.92 Redeemed, in full; warrants not outstanding
$8,755,019.00 Sold, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$2,655,000.00
$0.00
$3,135,328.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$12,700,000.00
$0.00
$14,594,338.99 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$1,500,000.00
$0.00
($2,011,262.50)
$1,718,159.50 Sold, in full; warrants not outstanding
($20,025.00)
($92,475.00)
($13,875.00)
($11,125.00)
Preferred Stock w/ Warrants
$3,500,000,000.00
$0.00
$4,138,055,555.55 Redeemed, in full; warrants not outstanding
$3,500,000,000.00
Preferred Stock w/ Exercised Warrants
$40,000,000.00
$0.00
$45,820,950.80 Sold, in full; warrants not outstanding
$40,000,000.00
40,000
$1,004.90
10,900
$822.60
$196,000.00
($401,960.00)
Preferred Stock w/ Exercised Warrants
$10,900,000.00
$0.00
$9,630,106.93 Sold, in full; warrants not outstanding
$8,966,340.00
($1,933,660.00)
($89,663.40)
Preferred Stock w/ Exercised Warrants
$5,983,000.00
$0.00
$15,000,000.00
$0.00
$195,637.00 Currently Not Collectible
($5,983,000.00)
Subordinated Debentures w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
$1,100,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$25,000,000.00
$0.00
Preferred Stock w/ Warrants
$30,407,000.00
$0.00
$19,928,275.00 Redeemed, in full; warrants not outstanding
$10,500,000.00
$4,500,000.00
10,500,000
4,500,000
$1.00
$1.00
$750,000.00
750,000
$1,100,000.00
1,100,000
$1.00
$55,000.00
55,000
$1,755,000.00
1,368,041
$527,361.00
517,012
$77,000.00
77
$205,000.00
57,671
$4,450,000.00
651,547
$98,251.45
145
$200,000.00
200
$1,400,000.00
303,083
$55,000.00
589,623
$90,000.00
90
$69,186.80
108
$1,622,708.57 Redeemed, in full; warrants not outstanding
$738,021.00 Currently Not Collectible
($25,000,000.00)
$38,451,518.83 Sold, in full; warrants not outstanding
$9,000,000.00
$21,407,000.00
9,000
21,407
$1,207.11
$1,207.11
$1,863,990.00
$4,433,603.77
($367,045.94)
Preferred Stock w/ Warrants
$108,676,000.00
$0.00
$124,916,099.34 Redeemed, in full; warrants not outstanding
$108,676,000.00
Preferred Stock w/ Exercised Warrants
$1,549,000.00
$0.00
$1,646,325.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$8,816,000.00
$0.00
$10,100,960.44 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$83,094,000.00
$0.00
108,676
$1,549,000.00
1,549
$1,000.00
$8,816,000.00
8,816
$1,000.00
$95,137,868.33 Redeemed, in full; warrants not outstanding
$41,547,000.00
$41,547,000.00
Preferred Stock w/ Exercised Warrants
$2,900,000.00
$0.00
$1,000.00
41,547
41,547
$1,000.00
$1,000.00
$2,697,208.51 Sold, in full; warrants not outstanding
$2,465,029.00
2,900
$850.01
($434,971.00)
$2,800,000.00
4,000
$700.00
($1,200,000.00)
$4,000,000.00
4,000
$1,000.00
$64,779,000.00
64,779
$1,000.00
($25,000.00)
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$4,000,000.00
$0.00
$3,131,111.11 Sold, in full; warrants not outstanding
$4,000,000.00
$0.00
$4,717,144.78 Redeemed, in full; warrants not outstanding
$64,779,000.00
$0.00
$67,294,638.84 Redeemed, in full; warrants not outstanding
$50,000,000.00
$0.00
$49,045,470.38 Sold, in full; warrants not outstanding
$41,020,000.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$1,800,000.00
$2,152,000.00
$0.00
$0.00
($615,300.00)
2,000
$20,510.00
($8,980,000.00)
$2,153,780.00 Redeemed, in full; warrants not outstanding
$1,800,000.00
1,800
$1,000.00
$174,537.72
$1,315,959.00
252
1,900
$692.61
$692.61
$5,803,000.00
5,803
$1,000.00
$290,000.00
290
$6,815,000.00
6,815
$1,000.00
$341,000.00
341
$1,983,756.24 Sold, in full; warrants not outstanding
($77,462.28)
($584,041.00)
($14,904.97)
($10,095.03)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$5,803,000.00
$6,815,000.00
$0.00
$0.00
$6,888,017.86 Redeemed, in full; warrants not outstanding
$8,152,698.33 Redeemed, in full; warrants not outstanding
UST0379
UST1207
UST1207
UST0208
UST0208
UST0208
UST0763
UST0763
UST1055
UST1055
UST1055
UST0071
UST0071
UST0071
UST0071
UST0394
UST0394
UST0394
UST1148
UST1148
UST0104
UST0104
UST0104
UST0269
UST0269
UST0269
UST0425
UST0425
UST0144
UST0144
UST0144
UST0099
UST0099
UST1210
UST1210
UST1210
UST1210
UST0490
UST0490
UST0105
UST0105
UST0701
UST0701
UST0701
UST1115
UST1115
UST0491
UST0491
UST0145
UST0145
UST0145
UST1221
UST1221
UST1221
UST0114
UST0114
UST0114
UST0910
UST0910
UST1009
UST1009
UST1009
UST0751
UST0751
UST1114
UST1114
UST0146
UST0146
UST0146
UST0944
UST0944
UST0477
UST0477
UST0477
UST0478
UST0478
UST0020
UST0020
UST0020
UST0919
UST0919
UST1316
UST1316
UST0237
UST0237
UST0237
UST0237
UST0299
UST0299
UST0299
UST0147
UST0147
UST0147
UST0183
UST0183
UST0183
UST0380
UST0380
UST0380
UST0475
UST0475
UST0475
UST0559
UST0559
UST0559
UST0559
UST1289
UST1289
UST0148
UST0148
UST0148
UST0188
UST0188
UST0188
UST0005
UST0005
UST0005
UST0005
UST0112
UST0112
UST0202
UST0202
UST0095
UST0095
UST0095
UST0095
UST1079
UST1079
UST0087
UST0087
UST0087
8,14,36,111
11,36
8,14,44
14,15
11
11,14,15
11
11
8,32,97,132
8,14
8,14
9,11,36
8,14,45
8,14,44
44
8
11
8,14,44
8
8
8,14,74
11,61
15,17,44
8,11
8,11,36
12,16
11,14,15
15,17,45
11
11
11
31
44
8,11,14
8,14
15,123
44
11
11
24,49,97
8,11,14
11
8,11,14
12,16
AB&T FINANCIAL CORPORATION
SECURITY CAPITAL CORPORATION
SECURITY CAPITAL CORPORATION
SECURITY FEDERAL CORPORATION
SECURITY FEDERAL CORPORATION
SECURITY FEDERAL CORPORATION
SECURITY STATE BANCSHARES, INC.
SECURITY STATE BANCSHARES, INC.
SECURITY STATE BANK HOLDING COMPANY
SECURITY STATE BANK HOLDING COMPANY
SECURITY STATE BANK HOLDING COMPANY
SEVERN BANCORP, INC.
SEVERN BANCORP, INC.
SEVERN BANCORP, INC.
SEVERN BANCORP, INC.
SHORE BANCSHARES, INC.
SHORE BANCSHARES, INC.
SHORE BANCSHARES, INC.
SIGNATURE BANCSHARES, INC.
SIGNATURE BANCSHARES, INC.
SIGNATURE BANK
SIGNATURE BANK
SIGNATURE BANK
SOMERSET HILLS BANCORP
SOMERSET HILLS BANCORP
SOMERSET HILLS BANCORP
SONOMA VALLEY BANCORP
SONOMA VALLEY BANCORP
SOUND BANKING COMPANY
SOUND BANKING COMPANY
SOUND BANKING COMPANY
SOUTH FINANCIAL GROUP, INC./ CAROLINA FIRST BANK
SOUTH FINANCIAL GROUP, INC./ CAROLINA FIRST BANK
SOUTHCREST FINANCIAL GROUP, INC.
SOUTHCREST FINANCIAL GROUP, INC.
SOUTHCREST FINANCIAL GROUP, INC.
SOUTHCREST FINANCIAL GROUP, INC.
SOUTHERN BANCORP, INC.
SOUTHERN BANCORP, INC.
SOUTHERN COMMUNITY FINANCIAL CORP.
SOUTHERN COMMUNITY FINANCIAL CORP.
SOUTHERN FIRST BANCSHARES, INC.
SOUTHERN FIRST BANCSHARES, INC.
SOUTHERN FIRST BANCSHARES, INC.
SOUTHERN HERITAGE BANCSHARES, INC.
SOUTHERN HERITAGE BANCSHARES, INC.
SOUTHERN ILLINOIS BANCORP, INC.
SOUTHERN ILLINOIS BANCORP, INC.
SOUTHERN MISSOURI BANCORP, INC.
SOUTHERN MISSOURI BANCORP, INC.
SOUTHERN MISSOURI BANCORP, INC.
SOUTHFIRST BANCSHARES, INC.
SOUTHFIRST BANCSHARES, INC.
SOUTHFIRST BANCSHARES, INC.
SOUTHWEST BANCORP, INC.
SOUTHWEST BANCORP, INC.
SOUTHWEST BANCORP, INC.
SOVEREIGN BANCSHARES, INC.
SOVEREIGN BANCSHARES, INC.
SPIRIT BANKCORP, INC.
SPIRIT BANKCORP, INC.
SPIRIT BANKCORP, INC.
ST. JOHNS BANCSHARES, INC.
ST. JOHNS BANCSHARES, INC.
STANDARD BANCSHARES, INC.
STANDARD BANCSHARES, INC.
STATE BANCORP, INC. / VALLEY NATIONAL BANCORP
STATE BANCORP, INC. / VALLEY NATIONAL BANCORP
STATE BANCORP, INC. / VALLEY NATIONAL BANCORP
STATE BANK OF BARTLEY, THE
STATE BANK OF BARTLEY, THE
STATE BANKSHARES, INC.
STATE BANKSHARES, INC.
STATE BANKSHARES, INC.
STATE CAPITAL CORP.
STATE CAPITAL CORP.
STATE STREET CORPORATION
STATE STREET CORPORATION
STATE STREET CORPORATION
STEARNS FINANCIAL SERVICES, INC.
STEARNS FINANCIAL SERVICES, INC.
STEELE STREET BANK CORPORATION
STEELE STREET BANK CORPORATION
STELLARONE CORPORATION
STELLARONE CORPORATION
STELLARONE CORPORATION
STELLARONE CORPORATION
STERLING BANCORP
STERLING BANCORP
STERLING BANCORP
STERLING BANCSHARES, INC.
STERLING BANCSHARES, INC.
STERLING BANCSHARES, INC.
STERLING FINANCIAL CORPORATION
STERLING FINANCIAL CORPORATION
STERLING FINANCIAL CORPORATION
STEWARDSHIP FINANCIAL CORPORATION
STEWARDSHIP FINANCIAL CORPORATION
STEWARDSHIP FINANCIAL CORPORATION
STOCKMENS FINANCIAL CORPORATION
STOCKMENS FINANCIAL CORPORATION
STOCKMENS FINANCIAL CORPORATION
STONEBRIDGE FINANCIAL CORP.
STONEBRIDGE FINANCIAL CORP.
STONEBRIDGE FINANCIAL CORP.
STONEBRIDGE FINANCIAL CORP.
SUBURBAN ILLINOIS BANCORP, INC.
SUBURBAN ILLINOIS BANCORP, INC.
SUMMIT STATE BANK
SUMMIT STATE BANK
SUMMIT STATE BANK
SUN BANCORP, INC.
SUN BANCORP, INC.
SUN BANCORP, INC.
SUNTRUST BANKS, INC.
SUNTRUST BANKS, INC.
SUNTRUST BANKS, INC.
SUNTRUST BANKS, INC.
SUPERIOR BANCORP INC.
SUPERIOR BANCORP INC.
SURREY BANCORP
SURREY BANCORP
SUSQUEHANNA BANCSHARES, INC.
SUSQUEHANNA BANCSHARES, INC.
SUSQUEHANNA BANCSHARES, INC.
SUSQUEHANNA BANCSHARES, INC.
SV FINANCIAL, INC.
SV FINANCIAL, INC.
SVB FINANCIAL GROUP
SVB FINANCIAL GROUP
SVB FINANCIAL GROUP
GASTONIA
BATESVILLE
BATESVILLE
AIKEN
AIKEN
AIKEN
CHARLESTON
CHARLESTON
JAMESTOWN
JAMESTOWN
JAMESTOWN
ANNAPOLIS
ANNAPOLIS
ANNAPOLIS
ANNAPOLIS
EASTON
EASTON
EASTON
DALLAS
DALLAS
NEW YORK
NEW YORK
NEW YORK
BERNARDSVILLE
BERNARDSVILLE
BERNARDSVILLE
SONOMA
SONOMA
MOREHEAD CITY
MOREHEAD CITY
MOREHEAD CITY
GREENVILLE
GREENVILLE
FAYETTEVILLE
FAYETTEVILLE
FAYETTEVILLE
FAYETTEVILLE
ARKADELPHIA
ARKADELPHIA
WINSTON-SALEM
WINSTON-SALEM
GREENVILLE
GREENVILLE
GREENVILLE
CLEVELAND
CLEVELAND
CARMI
CARMI
POPLAR BLUFF
POPLAR BLUFF
POPLAR BLUFF
SYLACAUGA
SYLACAUGA
SYLACAUGA
STILLWATER
STILLWATER
STILLWATER
DALLAS
DALLAS
BRISTOW
BRISTOW
BRISTOW
ST. LOUIS
ST. LOUIS
HICKORY HILLS
HICKORY HILLS
JERICHO
JERICHO
JERICHO
BARTLEY
BARTLEY
FARGO
FARGO
FARGO
GREENWOOD
GREENWOOD
BOSTON
BOSTON
BOSTON
ST. CLOUD
ST. CLOUD
DENVER
DENVER
CHARLOTTESVILLE
CHARLOTTESVILLE
CHARLOTTESVILLE
CHARLOTTESVILLE
NEW YORK
NEW YORK
NEW YORK
HOUSTON
HOUSTON
HOUSTON
SPOKANE
SPOKANE
SPOKANE
MIDLAND PARK
MIDLAND PARK
MIDLAND PARK
RAPID CITY
RAPID CITY
RAPID CITY
WEST CHESTER
WEST CHESTER
WEST CHESTER
WEST CHESTER
ELMHURST
ELMHURST
SANTA ROSA
SANTA ROSA
SANTA ROSA
VINELAND
VINELAND
VINELAND
ATLANTA
ATLANTA
ATLANTA
ATLANTA
BIRMINGHAM
BIRMINGHAM
MOUNT AIRY
MOUNT AIRY
LITITZ
LITITZ
LITITZ
LITITZ
STERLING
STERLING
SANTA CLARA
SANTA CLARA
SANTA CLARA
NC
MS
MS
SC
SC
SC
MO
MO
ND
ND
ND
MD
MD
MD
MD
MD
MD
MD
TX
TX
NY
NY
NY
NJ
NJ
NJ
CA
CA
NC
NC
NC
SC
SC
GA
GA
GA
GA
AR
AR
NC
NC
SC
SC
SC
TN
TN
IL
IL
MO
MO
MO
AL
AL
AL
OK
OK
OK
TX
TX
OK
OK
OK
MO
MO
IL
IL
NY
NY
NY
NE
NE
ND
ND
ND
MS
MS
MA
MA
MA
MN
MN
CO
CO
VA
VA
VA
VA
NY
NY
NY
TX
TX
TX
WA
WA
WA
NJ
NJ
NJ
SD
SD
SD
PA
PA
PA
PA
IL
IL
CA
CA
CA
NJ
NJ
NJ
GA
GA
GA
GA
AL
AL
NC
NC
PA
PA
PA
PA
IL
IL
CA
CA
CA
11/19/2013
6/26/2009
9/29/2010
12/19/2008
9/29/2010
7/31/2013
2/20/2009
9/22/2011
5/1/2009
6/24/2013
7/26/2013
11/21/2008
9/25/2013
10/29/2013
12/20/2017
1/9/2009
4/15/2009
11/16/2011
6/26/2009
12/15/2010
12/12/2008
3/31/2009
3/16/2010
1/16/2009
5/20/2009
6/24/2009
2/20/2009
8/20/2010
1/9/2009
11/13/2012
1/11/2013
12/5/2008
9/30/2010
7/17/2009
3/8/2013
3/11/2013
4/9/2013
1/16/2009
8/6/2010
12/5/2008
10/1/2012
2/27/2009
7/3/2012
7/25/2012
5/15/2009
9/8/2011
1/23/2009
8/25/2011
12/5/2008
7/21/2011
5/13/2015
6/12/2009
6/29/2015
8/6/2015
12/5/2008
8/8/2012
5/29/2013
3/13/2009
9/22/2011
3/27/2009
10/21/2013
1/6/2014
3/13/2009
1/10/2018
4/24/2009
2/22/2013
12/5/2008
12/14/2011
5/27/2015
9/4/2009
9/22/2011
1/16/2009
8/12/2009
6/29/2011
2/13/2009
9/29/2010
10/28/2008
6/17/2009
7/8/2009
6/26/2009
1/18/2012
9/25/2009
9/1/2011
12/19/2008
4/13/2011
12/28/2011
12/18/2013
12/23/2008
4/27/2011
5/18/2011
12/12/2008
5/5/2009
6/15/2010
12/5/2008
8/20/2012
9/19/2012
1/30/2009
9/1/2011
10/26/2011
2/6/2009
1/12/2011
3/16/2011
1/23/2009
3/26/2013
3/27/2013
4/9/2013
6/19/2009
7/16/2015
12/19/2008
8/4/2011
9/14/2011
1/9/2009
4/8/2009
5/27/2009
11/14/2008
12/31/2008
3/30/2011
9/28/2011
12/5/2008
4/15/2011
1/9/2009
12/29/2010
12/12/2008
4/21/2010
12/22/2010
1/19/2011
4/10/2009
8/31/2011
12/12/2008
12/23/2009
6/16/2010
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$17,388,000.00
$18,000,000.00
$0.00
$0.00
$815,100.00
2,964
$275.00
$17,388,000.00
17,388
$1,000.00
$18,000,000.00
18,000
$1,000.00
($2,148,900.00)
$19,063,111.00 Redeemed, in full; warrants not outstanding
$522,000.00
522
$50,000.00
137,966
$625,000.00
625
$720,368.55
538,000
$520,000.00
556,976
$25,000.00
172,970
$85,000.00
85,000
$11,150,939.74
595,829
$275,000.00
163,065
$19,650,000.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$12,500,000.00
$0.00
$14,888,679.86 Redeemed, in full; warrants not outstanding
Subordinated Debentures w/ Exercised Warrants
$10,750,000.00
$0.00
$14,543,635.13 Sold, in full; warrants not outstanding
$12,500,000.00
12,500
$1,000.00
$10,750,000.00
10,750,000
$1.17
23,393
$998.90
$1,784,607.50
($125,346.08)
Preferred Stock w/ Warrants
$23,393,000.00
$0.00
$27,435,463.85 Sold, in full; warrants not outstanding
$23,367,267.70
($25,732.30)
($233,672.68)
Preferred Stock w/ Warrants
$25,000,000.00
$0.00
$25,358,333.33 Redeemed, in full; warrants not outstanding
25,000
$25,000,000.00
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$1,700,000.00
$0.00
$1,994,587.59 Redeemed, in full; warrants not outstanding
$120,000,000.00
$0.00
$132,967,606.41 Redeemed, in full; warrants not outstanding
$7,414,000.00
$0.00
$1,700,000.00
1,700,000
$1.00
$120,000,000.00
120,000
$1,000.00
$7,816,685.55 Redeemed, in full; warrants not outstanding
$7,414,000.00
Preferred Stock w/ Exercised Warrants
$8,653,000.00
$0.00
$1,000.00
7,414
$1,000.00
$497,164.00 Currently Not Collectible
($8,653,000.00)
Preferred Stock w/ Exercised Warrants
$3,070,000.00
$0.00
$3,575,224.44 Sold, in full; warrants not outstanding
$2,832,412.70
3,070
$922.61
($237,587.30)
$124,412.34
154
$130,179,218.75
130,179
$1,000.00
($216,820,781.25)
$400,000.00
10,106,796
$1,814,620.00
$9,889,679.00
2,000
10,900
$907.31
$907.31
($185,380.00)
($1,010,321.00)
$588,264.19
645
$11,000,000.00
11,000
$1,000.00
$42,750,000.00
42,750
$1,000.00
17,299
$904.00
$1,100,000.00
399,970
($25,000.00)
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$347,000,000.00
$12,900,000.00
$0.00
$0.00
$146,965,329.86 Sold, in full; warrants not outstanding
$13,109,014.25 Sold, in full; warrants not outstanding
($117,042.99)
Preferred Stock
$11,000,000.00
$0.00
$11,855,555.56 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$42,750,000.00
$0.00
$51,088,046.14 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$17,299,000.00
$0.00
$19,401,361.89 Sold, in full; warrants not outstanding
$15,638,296.00
Preferred Stock w/ Exercised Warrants
$4,862,000.00
$0.00
$5,718,111.14 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$5,000,000.00
$0.00
$5,955,472.22 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$9,550,000.00
$0.00
$13,504,763.89 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$2,760,000.00
$0.00
($234,574.44)
($1,660,704.00)
$4,862,000.00
4,862
$1,000.00
$243,000.00
243
$5,000,000.00
5,000
$1,000.00
$250,000.00
250
$9,550,000.00
9,550
$1,000.00
$2,700,000.00
231,891
$140,617.94
138
$2,287,197.00
703,753
$911,000.00
911
$631,941.75
1,500
$150,000.00
150
$100,566.69
488,847
$3,202,464.28 Sold, in full; warrants not outstanding
$2,722,050.00
2,760
$986.25
70,000
$1,000.00
($37,950.00)
($25,000.00)
Preferred Stock w/ Warrants
$70,000,000.00
$0.00
$85,247,569.91 Redeemed, in full; warrants not outstanding
$70,000,000.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$18,215,000.00
$30,000,000.00
$0.00
$0.00
$21,632,668.61 Redeemed, in full; warrants not outstanding
$18,215,000.00
18,215
$1,000.00
$9,000,000.00
30,000
$300.00
$3,000,000.00
3,000
$1,000.00
$60,000,000.00
12,903,226
$4.65
$36,842,000.00
36,842
$1,000.00
$11,803,691.75 Sold, in full; warrants not outstanding
($21,000,000.00)
($90,000.00)
Preferred Stock w/ Exercised Warrants
$3,000,000.00
$0.00
$5,031,220.50 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$60,000,000.00
$0.00
$75,757,163.03 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$36,842,000.00
$0.00
$42,514,919.19 Redeemed, in full; warrants not outstanding
$1,697,000.00
$0.00
$2,030,299.18 Redeemed, in full; warrants not outstanding
$50,000,000.00
$0.00
$58,008,472.23 Redeemed, in full; warrants not outstanding
$15,000,000.00
$0.00
$17,080,708.67 Redeemed, in full; warrants not outstanding
$2,000,000,000.00
$0.00
$2,123,611,111.12 Redeemed, in full; warrants not outstanding
Subordinated Debentures w/ Exercised Warrants
$24,900,000.00
$0.00
$31,495,442.29 Redeemed, in full; warrants not outstanding
Subordinated Debentures w/ Exercised Warrants
$11,019,000.00
$0.00
$13,078,672.60 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$30,000,000.00
$0.00
$37,191,875.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$42,000,000.00
$0.00
$1,697,000.00
1,697,000
$1.00
$51,000.00
51,000
$12,500,000.00
$37,500,000.00
12,500
37,500
$1,000.00
$1,000.00
$2,500,000.00
250
$15,000,000.00
15,000
$1,000.00
$750,000.00
750
$2,000,000,000.00
20,000
$100,000.00
$60,000,000.00
2,788,104
$24,900,000.00
24,900,000
$1.00
$1,245,000.00
1,245,000
$11,019,000.00
11,019,000
$1.00
$331,000.00
331,000
$7,500,000.00
$22,500,000.00
7,500
22,500
$1,000.00
$1,000.00
$2,920,000.00
302,623
$945,775.00
516,817
$2,857,914.52
2,615,557
$825,000.00
97,541
$107,398.00
133,475
$778,000.00
778
$130,704.17
$8,358.99
516
33
$750,000.00
750,000
$315,000.00
239,212
$2,100,000.00
1,620,545
$30,066,661.40
17,900,182
$100,000.00
100
$5,269,179.36
3,028,264
$200,000.00
200
$6,820,000.00
354,058
$47,869,108.33 Redeemed, in full; warrants not outstanding
$42,000,000.00
Preferred Stock w/ Warrants
$125,198,000.00
$0.00
42,000
$303,000,000.00
$0.00
$10,000,000.00
$0.00
125,198
($1,434,659.25)
Preferred Stock w/ Exercised Warrants
$15,568,000.00
$10,973,000.00
$0.00
$0.00
5,738,637
$20.00
($188,227,260.00)
$11,400,453.22 Redeemed, in full; warrants not outstanding
$10,000,000.00
Preferred Stock w/ Exercised Warrants
$1,000.00
$121,757,209.63 Sold, in full; warrants not outstanding
$114,772,740.00
Preferred Stock w/ Warrants
$1,000.00
$130,542,485.91 Redeemed, in full; warrants not outstanding
$125,198,000.00
Preferred Stock w/ Warrants
$3,000,000.00
10,000
$1,000.00
$18,101,553.84 Redeemed, in full; warrants not outstanding
$4,000,000.00
$11,568,000.00
4,000
11,568
$1,000.00
$1,000.00
$1,796,209.03
$107,935.66
10,351
622
$173.53
$173.53
$15,000,000.00
15,000,000
$1.00
$8,500,000.00
8,500
$1,000.00
$2,652,816.96 Sold, in full; warrants not outstanding
($8,554,790.97)
($514,064.34)
($25,000.00)
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$15,000,000.00
$8,500,000.00
$89,310,000.00
$0.00
$0.00
$0.00
$24,929,429.70 Redeemed, in full; warrants not outstanding
$9,930,625.00 Redeemed, in full; warrants not outstanding
$92,513,970.83 Redeemed, in full; warrants not outstanding
$89,310,000.00
Preferred Stock w/ Warrants
$3,500,000,000.00
$1,350,000,000.00
$0.00
$1,000.00
$5,448,052,772.51 Redeemed, in full; warrants not outstanding
$4,850,000,000.00
Preferred Stock w/ Warrants
89,310
$69,000,000.00
$0.00
$4,983,333.33 Currently Not Collectible
$2,000,000.00
$0.00
$2,314,972.22 Redeemed, in full; warrants not outstanding
48,500
$100,000.00
($69,000,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$300,000,000.00
$0.00
$2,000,000.00
2,000
$1,000.00
$200,000,000.00
$100,000,000.00
200,000
100,000
$1,000.00
$1,000.00
$328,991,401.58 Redeemed, in full; warrants not outstanding
$4,000,000.00
$0.00
$4,721,382.89 Redeemed, in full; warrants not outstanding
$235,000,000.00
$0.00
$253,929,027.78 Redeemed, in full; warrants not outstanding
$4,000,000.00
4,000
$1,000.00
$235,000,000.00
235,000
$1,000.00
UST0379
UST1145
UST1145
UST0100
UST0100
UST0100
UST0395
UST0395
UST0083
UST0083
UST0083
UST1314
UST1314
UST0218
UST0218
UST0052
UST0052
UST0052
UST0213
UST0213
UST0101
UST0101
UST0350
UST0350
UST0350
UST0350
UST0373
UST0373
UST0373
UST0376
UST0376
UST0746
UST0746
UST0149
UST0149
UST0149
UST0643
UST0643
UST0362
UST0362
UST0362
UST0362
UST0443
UST0443
UST0443
UST0443
UST0163
UST0163
UST0293
UST0293
UST0293
UST0186
UST0186
UST0186
UST0186
UST0186
UST0511
UST0511
UST0511
UST0652
UST0652
UST0470
UST0470
UST0830
UST0830
UST0830
UST0896
UST0896
UST0150
UST0150
UST0150
UST0032
UST0032
UST0032
UST0500
UST0500
UST0047
UST0047
UST0047
UST0047
UST0874
UST0874
UST0874
UST0212
UST0212
UST0212
UST0212
UST0152
UST0152
UST0246
UST0246
UST0824
UST0824
UST0365
UST0365
UST0365
UST0365
UST0365
UST0365
UST0906
UST0906
UST0582
UST0582
UST0153
UST0153
UST0153
UST0555
UST0555
UST0555
UST0555
UST0854
UST0854
UST0075
UST0075
UST0700
UST0700
UST0700
UST0700
UST0700
UST0610
UST0610
UST0696
UST0696
UST0933
UST0933
UST0933
UST0933
UST0077
UST0077
UST0077
UST1236
14,15,44
11,150
8,103
15,17,45
8,97,100
11
8,11,14
63,97
8,14
11
8,11,14
8,14,44
12,16
8
11
8,14
44
11
11,36
8,11,14
8,11,14
11
8,14,44
8,14
11
8,14,44
8,14
8,18,21,44
8,21
134
8,47,97
8,11,14
8
45
8
8,14,44
8,14,44
8,14
8,9,11
8,11
8,14,18
11
8,14,44
AB&T FINANCIAL CORPORATION
SWORD FINANCIAL CORPORATION
SWORD FINANCIAL CORPORATION
SYNOVUS FINANCIAL CORP.
SYNOVUS FINANCIAL CORP.
SYNOVUS FINANCIAL CORP.
SYRINGA BANCORP
SYRINGA BANCORP
TAYLOR CAPITAL GROUP
TAYLOR CAPITAL GROUP
TAYLOR CAPITAL GROUP
TCB CORPORATION/COUNTY BANK
TCB CORPORATION/COUNTY BANK
TCB HOLDING COMPANY
TCB HOLDING COMPANY
TCF FINANCIAL CORPORATION
TCF FINANCIAL CORPORATION
TCF FINANCIAL CORPORATION
TCNB FINANCIAL CORP
TCNB FINANCIAL CORP
TENNESSEE COMMERCE BANCORP, INC.
TENNESSEE COMMERCE BANCORP, INC.
TENNESSEE VALLEY FINANCIAL HOLDINGS, INC.
TENNESSEE VALLEY FINANCIAL HOLDINGS, INC.
TENNESSEE VALLEY FINANCIAL HOLDINGS, INC.
TENNESSEE VALLEY FINANCIAL HOLDINGS, INC.
TEXAS CAPITAL BANCSHARES, INC.
TEXAS CAPITAL BANCSHARES, INC.
TEXAS CAPITAL BANCSHARES, INC.
TEXAS NATIONAL BANCORPORATION INC.
TEXAS NATIONAL BANCORPORATION INC.
THE ANB CORPORATION
THE ANB CORPORATION
THE BANCORP, INC.
THE BANCORP, INC.
THE BANCORP, INC.
THE BANK OF CURRITUCK
THE BANK OF CURRITUCK
THE BANK OF KENTUCKY FINANCIAL CORPORATION
THE BANK OF KENTUCKY FINANCIAL CORPORATION
THE BANK OF KENTUCKY FINANCIAL CORPORATION
THE BANK OF KENTUCKY FINANCIAL CORPORATION
THE BARABOO BANCORPORATION, INC.
THE BARABOO BANCORPORATION, INC.
THE BARABOO BANCORPORATION, INC.
THE BARABOO BANCORPORATION, INC.
THE CONNECTICUT BANK AND TRUST COMPANY
THE CONNECTICUT BANK AND TRUST COMPANY
THE ELMIRA SAVINGS BANK, FSB
THE ELMIRA SAVINGS BANK, FSB
THE ELMIRA SAVINGS BANK, FSB
THE FIRST BANCORP, INC.
THE FIRST BANCORP, INC.
THE FIRST BANCORP, INC.
THE FIRST BANCORP, INC.
THE FIRST BANCORP, INC.
THE FIRST BANCSHARES, INC.
THE FIRST BANCSHARES, INC.
THE FIRST BANCSHARES, INC.
THE FIRST STATE BANK OF MOBEETIE
THE FIRST STATE BANK OF MOBEETIE
THE FREEPORT STATE BANK
THE FREEPORT STATE BANK
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
THE LANDRUM COMPANY
THE LANDRUM COMPANY
THE LITTLE BANK, INCORPORATED
THE LITTLE BANK, INCORPORATED
THE LITTLE BANK, INCORPORATED
THE PNC FINANCIAL SERVICES GROUP, INC.
THE PNC FINANCIAL SERVICES GROUP, INC.
THE PNC FINANCIAL SERVICES GROUP, INC.
THE PRIVATE BANK OF CALIFORNIA
THE PRIVATE BANK OF CALIFORNIA
THE QUEENSBOROUGH COMPANY
THE QUEENSBOROUGH COMPANY
THE QUEENSBOROUGH COMPANY
THE QUEENSBOROUGH COMPANY
THE VICTORY BANCORP, INC.
THE VICTORY BANCORP, INC.
THE VICTORY BANCORP, INC.
THREE SHORES BANCORPORATION, INC.
THREE SHORES BANCORPORATION, INC.
THREE SHORES BANCORPORATION, INC.
THREE SHORES BANCORPORATION, INC.
TIB FINANCIAL CORP
TIB FINANCIAL CORP
TIDELANDS BANCSHARES, INC.
TIDELANDS BANCSHARES, INC.
TIFTON BANKING COMPANY
TIFTON BANKING COMPANY
TIMBERLAND BANCORP, INC.
TIMBERLAND BANCORP, INC.
TIMBERLAND BANCORP, INC.
TIMBERLAND BANCORP, INC.
TIMBERLAND BANCORP, INC.
TIMBERLAND BANCORP, INC.
TITONKA BANCSHARES, INC.
TITONKA BANCSHARES, INC.
TODD BANCSHARES, INC.
TODD BANCSHARES, INC.
TOWNEBANK
TOWNEBANK
TOWNEBANK
TREATY OAK BANCORP, INC.
TREATY OAK BANCORP, INC.
TREATY OAK BANCORP, INC.
TREATY OAK BANCORP, INC.
TRIAD BANCORP, INC.
TRIAD BANCORP, INC.
TRI-COUNTY FINANCIAL CORPORATION
TRI-COUNTY FINANCIAL CORPORATION
TRINITY CAPITAL CORPORATION
TRINITY CAPITAL CORPORATION
TRINITY CAPITAL CORPORATION
TRINITY CAPITAL CORPORATION
TRINITY CAPITAL CORPORATION
TRI-STATE BANK OF MEMPHIS
TRI-STATE BANK OF MEMPHIS
TRISTATE CAPITAL HOLDINGS, INC.
TRISTATE CAPITAL HOLDINGS, INC.
TRISUMMIT BANK
TRISUMMIT BANK
TRISUMMIT BANK
TRISUMMIT BANK
TRUSTMARK CORPORATION
TRUSTMARK CORPORATION
TRUSTMARK CORPORATION
TWO RIVERS FINANCIAL GROUP, INC.
GASTONIA
HORICON
HORICON
COLUMBUS
COLUMBUS
COLUMBUS
BOISE
BOISE
ROSEMONT
ROSEMONT
ROSEMONT
GREENWOOD
GREENWOOD
THE WOODLANDS
THE WOODLANDS
WAYZATA
WAYZATA
WAYZATA
DAYTON
DAYTON
FRANKLIN
FRANKLIN
OAK RIDGE
OAK RIDGE
OAK RIDGE
OAK RIDGE
DALLAS
DALLAS
DALLAS
JACKSONVILLE
JACKSONVILLE
TERRELL
TERRELL
WILMINGTON
WILMINGTON
WILMINGTON
MOYOCK
MOYOCK
CRESTVIEW HILLS
CRESTVIEW HILLS
CRESTVIEW HILLS
CRESTVIEW HILLS
BARABOO
BARABOO
BARABOO
BARABOO
HARTFORD
HARTFORD
ELMIRA
ELMIRA
ELMIRA
DAMARISCOTTA
DAMARISCOTTA
DAMARISCOTTA
DAMARISCOTTA
DAMARISCOTTA
HATTIESBURG
HATTIESBURG
HATTIESBURG
MOBEETIE
MOBEETIE
HARPER
HARPER
HARTFORD
HARTFORD
HARTFORD
COLUMBIA
COLUMBIA
KINSTON
KINSTON
KINSTON
PITTSBURGH
PITTSBURGH
PITTSBURGH
LOS ANGELES
LOS ANGELES
LOUISVILLE
LOUISVILLE
LOUISVILLE
LOUISVILLE
LIMERICK
LIMERICK
LIMERICK
ORLANDO
ORLANDO
ORLANDO
ORLANDO
NAPLES
NAPLES
MT. PLEASANT
MT. PLEASANT
TIFTON
TIFTON
HOQUIAM
HOQUIAM
HOQUIAM
HOQUIAM
HOQUIAM
HOQUIAM
TITONKA
TITONKA
HOPKINSVILLE
HOPKINSVILLE
PORTSMOUTH
PORTSMOUTH
PORTSMOUTH
AUSTIN
AUSTIN
AUSTIN
AUSTIN
FRONTENAC
FRONTENAC
WALDORF
WALDORF
LOS ALAMOS
LOS ALAMOS
LOS ALAMOS
LOS ALAMOS
LOS ALAMOS
MEMPHIS
MEMPHIS
PITTSBURGH
PITTSBURGH
KINGSPORT
KINGSPORT
KINGSPORT
KINGSPORT
JACKSON
JACKSON
JACKSON
BURLINGTON
NC
WI
WI
GA
GA
GA
ID
ID
IL
IL
IL
SC
SC
TX
TX
MN
MN
MN
OH
OH
TN
TN
TN
TN
TN
TN
TX
TX
TX
TX
TX
TX
TX
DE
DE
DE
NC
NC
KY
KY
KY
KY
WI
WI
WI
WI
CT
CT
NY
NY
NY
ME
ME
ME
ME
ME
MS
MS
MS
TX
TX
KS
KS
CT
CT
CT
MO
MO
NC
NC
NC
PA
PA
PA
CA
CA
GA
GA
GA
GA
PA
PA
PA
FL
FL
FL
FL
FL
FL
SC
SC
GA
GA
WA
WA
WA
WA
WA
WA
IA
IA
KY
KY
VA
VA
VA
TX
TX
TX
TX
MO
MO
MD
MD
NM
NM
NM
NM
NM
TN
TN
PA
PA
TN
TN
TN
TN
MS
MS
MS
IA
11/19/2013
5/8/2009
9/15/2011
12/19/2008
7/26/2013
7/17/2018
1/16/2009
1/31/2014
11/21/2008
6/19/2012
7/18/2012
8/28/2009
9/8/2011
1/16/2009
12/13/2013
11/14/2008
4/22/2009
12/21/2009
12/23/2008
8/3/2011
12/19/2008
1/27/2012
12/23/2008
4/26/2013
4/29/2013
5/31/2013
1/16/2009
5/13/2009
3/17/2010
1/9/2009
5/19/2010
8/7/2009
8/25/2011
12/12/2008
3/10/2010
9/8/2010
2/6/2009
12/3/2010
2/13/2009
12/22/2010
11/23/2011
5/29/2013
1/16/2009
12/10/2012
12/11/2012
1/11/2013
12/19/2008
4/19/2012
12/19/2008
8/25/2011
5/6/2015
1/9/2009
8/24/2011
3/27/2013
5/8/2013
5/28/2015
2/6/2009
9/29/2010
5/13/2015
2/27/2009
4/14/2010
2/6/2009
12/19/2012
6/26/2009
3/31/2010
9/27/2010
5/22/2009
8/18/2011
12/23/2008
10/31/2012
1/11/2013
12/31/2008
2/10/2010
5/5/2010
2/20/2009
9/1/2011
1/9/2009
3/8/2013
3/11/2013
4/9/2013
2/27/2009
12/11/2009
9/22/2011
1/23/2009
11/8/2012
11/9/2012
1/11/2013
12/5/2008
9/30/2010
12/19/2008
7/1/2016
4/17/2009
11/12/2010
12/23/2008
11/8/2012
11/9/2012
11/13/2012
1/11/2013
6/11/2013
4/3/2009
4/4/2012
2/6/2009
9/25/2013
12/12/2008
9/22/2011
5/15/2013
1/16/2009
2/15/2011
12/21/2012
8/6/2015
3/27/2009
9/22/2011
12/19/2008
9/22/2011
3/27/2009
8/7/2012
8/9/2012
8/10/2012
9/11/2012
4/3/2009
8/13/2010
2/27/2009
9/26/2012
4/3/2009
12/22/2009
11/29/2012
1/11/2013
11/21/2008
12/9/2009
12/30/2009
5/29/2009
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$13,644,000.00
$967,870,000.00
$0.00
$0.00
$8,000,000.00
$0.00
$104,823,000.00
$0.00
$815,100.00
2,964
$275.00
$13,644,000.00
13,644,000
$1.00
$967,870,000.00
967,870
$1,000.00
($2,148,900.00)
$17,019,233.91 Redeemed, in full; warrants not outstanding
$682,000.00
682,000
$405,000.00
2,215,820
$9,839,273.00
1,462,647
$292,000.00
292,000
$9,449,980.56
3,199,988
$100,000.00
100
$19,218.87
$124,922.63
20
130
$6,559,066.21
758,086
$1,191,019,526.39 Redeemed, in full; warrants not outstanding
$253,122.22 Currently Not Collectible
($8,000,000.00)
Preferred Stock w/ Warrants
$120,845,170.80 Sold, in full; warrants not outstanding
$93,659,350.50
Subordinated Debentures w/ Exercised Warrants
$9,720,000.00
$0.00
$11,730,000.00
$0.00
$361,172,000.00
$0.00
($1,404,890.26)
$893.50
($11,163,649.50)
$11,611,381.34 Redeemed, in full; warrants not outstanding
$9,720,000.00
Preferred Stock w/ Exercised Warrants
104,823
9,720,000
$1.00
$690,832.08 Currently Not Collectible
($11,730,000.00)
Preferred Stock w/ Warrants
$378,547,699.45 Redeemed, in full; warrants not outstanding
$361,172,000.00
Preferred Stock w/ Exercised Warrants
$2,000,000.00
$0.00
$2,384,611.11 Redeemed, in full; warrants not outstanding
$30,000,000.00
$0.00
$3,233,333.33 Currently Not Collectible
$3,000,000.00
$0.00
$3,331,713.17 Sold, in full; warrants not outstanding
361,172
$2,000,000.00
Preferred Stock w/ Warrants
2,000
$1,000.00
$1,000.00
($30,000,000.00)
Preferred Stock w/ Exercised Warrants
$298,000.00
$2,702,000.00
298
2,702
$1,022.11
$1,022.11
75,000
$1,000.00
$6,588.78
$59,741.22
($25,000.00)
Preferred Stock w/ Warrants
$75,000,000.00
$0.00
$82,777,816.21 Redeemed, in full; warrants not outstanding
$75,000,000.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$3,981,000.00
$20,000,000.00
$45,220,000.00
$4,021,000.00
$34,000,000.00
$20,749,000.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$4,475,307.67 Redeemed, in full; warrants not outstanding
$3,981,000.00
3,981
$1,000.00
$199,000.00
199
$20,000,000.00
20,000
$1,000.00
$1,000,000.00
1,000
$45,220,000.00
45,220
$1,000.00
$4,753,984.55
980,203
$2,150,648.55
276,078
$403,161.92
$455,316.35
487
550
$792,783.00
175,742
$1,486,292.07
151,030
$389,077.67
226,819
$302,410.00
54,705
$23,234,499.98 Redeemed, in full; warrants not outstanding
$52,787,673.44 Redeemed, in full; warrants not outstanding
$1,912,684.00 Sold, in full; warrants not outstanding
$1,742,850.00
4,021
$433.44
$17,000,000.00
$17,000,000.00
17,000
17,000
$1,000.00
$1,000.00
($2,278,150.00)
$40,091,342.55 Redeemed, in full; warrants not outstanding
$18,023,831.85 Sold, in full; warrants not outstanding
$1,956,900.00
$11,577,672.70
3,000
17,749
$652.30
$652.30
$5,448,000.00
5,448
$1,000.00
$9,090,000.00
9,090
$1,000.00
($1,043,100.00)
($6,171,327.30)
($135,345.73)
Preferred Stock w/ Warrants
$5,448,000.00
$0.00
$6,902,866.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$9,090,000.00
$0.00
$11,795,867.07 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$25,000,000.00
$0.00
$29,722,063.78 Redeemed, in full; warrants not outstanding
$12,500,000.00
$2,500,000.00
$10,000,000.00
Preferred Stock w/ Warrants
$5,000,000.00
$0.00
12,500
2,500
10,000
$5,714,215.56 Redeemed, in full; warrants not outstanding
$5,000,000.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$731,000.00
$301,000.00
$3,400,000,000.00
$15,000,000.00
$7,500,000.00
$0.00
$0.00
$0.00
$0.00
$0.00
$1,000.00
$1,000.00
$1,000.00
5,000
$1,000.00
$813,086.56 Redeemed, in full; warrants not outstanding
$731,000.00
731
$1,000.00
$37,000.00
37
$301,000.00
301
$1,000.00
$15,000.00
15
$3,400,000,000.00
3,400,000
$1,000.00
$706,264,559.89
52,093,973
$750,000.00
750
$371,250.00
375
$320,372,284.16
16,885,192
$273,000.00
273
$4,806.45
$571,967.55
5
595
$61,000.00
61
$379,458.89 Redeemed, in full; warrants not outstanding
$4,236,125,671.00 Redeemed, in full; warrants not outstanding
$17,580,291.55 Redeemed, in full; warrants not outstanding
$15,000,000.00
15,000
$1,000.00
$7,359,000.00
7,500
$981.20
75,792
$100,000.00
$9,232,652.17 Sold, in full; warrants not outstanding
($141,000.00)
($73,590.00)
Preferred Stock w/ Warrants
$7,579,200,000.00
$0.00
$8,320,638,950.83 Redeemed, in full; warrants not outstanding
$7,579,200,000.00
Preferred Stock w/ Exercised Warrants
$5,450,000.00
$0.00
Preferred Stock w/ Exercised Warrants
$12,000,000.00
$0.00
$6,474,752.14 Redeemed, in full; warrants not outstanding
$5,450,000.00
5,450
$1,000.00
$244,225.00
$11,478,575.00
250
11,750
$976.90
$976.90
$2,046,000.00
2,046
$1,000.00
$1,165,528.32
$3,877,691.40
1,312
4,365
$888.36
$888.36
($146,471.68)
($487,308.60)
$282,284.64
284
$12,119,637.37
12,120
$1,000.00
($24,880,362.63)
$40,000.00
1,106,389
$8,984,227.00
14,448
$621.83
($5,463,773.00)
$1,301,856.00
370,899
$13,065,246.00 Sold, in full; warrants not outstanding
($5,775.00)
($271,425.00)
($117,228.00)
Preferred Stock w/ Exercised Warrants
$541,000.00
$1,505,000.00
$0.00
$2,322,183.20 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$5,677,000.00
$0.00
$6,449,130.64 Sold, in full; warrants not outstanding
($50,432.20)
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$37,000,000.00
$14,448,000.00
$0.00
$0.00
$3,800,000.00
$0.00
$16,641,000.00
$0.00
$13,444,359.59 Sold, in full; warrants not outstanding
$10,180,200.33 Sold, in full; warrants not outstanding
$223,208.00 Exited bankruptcy/Receivership
($3,800,000.00)
Preferred Stock w/ Warrants
$18,857,818.52 Sold, in full; warrants not outstanding
$3,290,437.50
$1,580,962.50
$9,481,462.50
3,815
1,833
10,993
$862.50
$862.50
$862.50
($524,562.50)
($252,037.50)
($1,511,537.50)
($143,528.63)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$2,117,000.00
$4,000,000.00
$76,458,000.00
$3,268,000.00
$0.00
$0.00
$0.00
$0.00
$2,569,490.36 Redeemed, in full; warrants not outstanding
$2,117,000.00
2,117
$1,000.00
$106,000.00
106
$4,000,000.00
4,000
$1,000.00
$200,000.00
200
$76,458,000.00
76,458
$1,000.00
$1,500,000.00
554,330
$5,210,672.22 Redeemed, in full; warrants not outstanding
$88,577,166.67 Redeemed, in full; warrants not outstanding
$2,412,702.03 Sold, in full; warrants outstanding
$500,000.00
$150,000.00
3,118
150,000
$160.36
$1.00
($2,618,000.00)
$1,570,287.00
Preferred Stock w/ Exercised Warrants
$3,700,000.00
$0.00
$4,386,324.64 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$15,540,000.00
$0.00
$18,653,115.75 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$35,539,000.00
$0.00
$34,644,476.74 Sold, in full; warrants not outstanding
$3,700,000.00
3,700
$1,000.00
$185,000.00
185
$15,540,000.00
15,540
$1,000.00
$777,000.00
777
$2,639,379.50
$7,038,845.50
$16,984,909.75
3,518
9,382
22,639
$750.25
$750.25
$750.25
$163,062.90
$1,300,776.05
$191,948.33
175
1,396
206
$2,795,000.00
2,795
$1,000.00
$23,000,000.00
23,000
$1,000.00
$1,150,000.00
1,150
$5,251,500.00
7,002
$750.00
$124,665.75
138
215,000
$1,000.00
$10,000,000.00
1,647,931
($878,620.50)
($2,343,154.50)
($5,654,090.25)
($266,631.35)
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
$2,795,000.00
$0.00
$2,985,215.11 Redeemed, in full; warrants not outstanding
$23,000,000.00
$0.00
$28,642,402.33 Redeemed, in full; warrants not outstanding
$2,765,000.00
$4,237,000.00
$0.00
$6,496,417.16 Sold, in full; warrants not outstanding
($1,750,500.00)
($52,515.00)
Preferred Stock w/ Warrants
$215,000,000.00
$0.00
$236,287,500.00 Redeemed, in full; warrants not outstanding
$215,000,000.00
Preferred Stock w/ Exercised Warrants
$12,000,000.00
$0.00
$14,075,133.27 Redeemed, in full; warrants not outstanding
UST0379
UST1236
UST0048
UST0048
UST0048
UST0782
UST0782
UST0502
UST0502
UST0003
UST0003
UST0014
UST0014
UST0014
UST1150
UST1150
UST1150
UST1350
UST1350
UST1350
UST0238
UST0238
UST0238
UST0664
UST0664
UST0664
UST0448
UST0448
UST0448
UST0272
UST0272
UST0272
UST1111
UST1111
UST0059
UST0059
UST0059
UST0059
UST0059
UST0059
UST0426
UST0426
UST0426
UST0154
UST0154
UST0154
UST0154
UST1197
UST1197
UST1197
UST1197
UST1267
UST1267
UST0499
UST0499
UST0129
UST0129
UST0129
UST0333
UST0333
UST0254
UST0254
UST0254
UST0169
UST0169
UST0169
UST0169
UST0169
UST0169
UST0169
UST1310
UST1310
UST0034
UST0034
UST0034
UST0034
UST0034
UST0571
UST0571
UST1137
UST1137
UST1137
UST0221
UST0221
UST0221
UST1231
UST1231
UST1231
UST1231
UST0732
UST0732
UST0732
UST0155
UST0155
UST0513
UST0513
UST1345
UST1345
UST1345
UST1345
UST0156
UST0156
UST0156
UST0157
UST0157
UST0157
UST0011
UST0011
UST0011
UST0554
UST0554
UST0554
UST1169
UST1169
UST1169
UST1169
UST1169
UST0050
UST0050
UST0050
UST0050
UST0050
UST0036
UST0036
UST0036
UST0068
UST0068
UST0068
UST0270
UST0270
UST0270
11
8,122
8,14,44
22,97,141
12,16
8,14,18,44,45
8,11,17
12,16,25
8
11,36
11,14,15
8,11,44
11
8
9,11,15
8
8,11
8,11,14
8
11
8,14,44
11
8,41,44
11
8,17
8,11,14
8,14,45
8,11,17
11
11,16
11
8,18,21,44
8,17
11
11
11
11
AB&T FINANCIAL CORPORATION
TWO RIVERS FINANCIAL GROUP, INC.
U.S. BANCORP
U.S. BANCORP
U.S. BANCORP
U.S. CENTURY BANK
U.S. CENTURY BANK
UBT BANCSHARES, INC.
UBT BANCSHARES, INC.
UCBH HOLDINGS INC.
UCBH HOLDINGS INC.
UMPQUA HOLDINGS CORP.
UMPQUA HOLDINGS CORP.
UMPQUA HOLDINGS CORP.
UNION BANK & TRUST COMPANY
UNION BANK & TRUST COMPANY
UNION BANK & TRUST COMPANY
UNION FINANCIAL CORPORATION
UNION FINANCIAL CORPORATION
UNION FINANCIAL CORPORATION
UNION FIRST MARKET BANKSHARES CORPORATION
UNION FIRST MARKET BANKSHARES CORPORATION
UNION FIRST MARKET BANKSHARES CORPORATION
UNITED AMERICAN BANK
UNITED AMERICAN BANK
UNITED AMERICAN BANK
UNITED BANCORP, INC.
UNITED BANCORP, INC.
UNITED BANCORP, INC.
UNITED BANCORPORATION OF ALABAMA, INC.
UNITED BANCORPORATION OF ALABAMA, INC.
UNITED BANCORPORATION OF ALABAMA, INC.
UNITED BANK CORPORATION
UNITED BANK CORPORATION
UNITED COMMUNITY BANKS, INC.
UNITED COMMUNITY BANKS, INC.
UNITED COMMUNITY BANKS, INC.
UNITED COMMUNITY BANKS, INC.
UNITED COMMUNITY BANKS, INC.
UNITED COMMUNITY BANKS, INC.
UNITED FINANCIAL BANKING COMPANIES, INC.
UNITED FINANCIAL BANKING COMPANIES, INC.
UNITED FINANCIAL BANKING COMPANIES, INC.
UNITY BANCORP, INC.
UNITY BANCORP, INC.
UNITY BANCORP, INC.
UNITY BANCORP, INC.
UNIVERSAL BANCORP
UNIVERSAL BANCORP
UNIVERSAL BANCORP
UNIVERSAL BANCORP
UNIVERSITY FINANCIAL CORP.
UNIVERSITY FINANCIAL CORP.
US METRO BANK
US METRO BANK
UWHARRIE CAPITAL CORP
UWHARRIE CAPITAL CORP
UWHARRIE CAPITAL CORP
VALLEY COMMERCE BANCORP
VALLEY COMMERCE BANCORP
VALLEY COMMUNITY BANK
VALLEY COMMUNITY BANK
VALLEY COMMUNITY BANK
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL GROUP, LTD.
VALLEY FINANCIAL GROUP, LTD.
VALLEY NATIONAL BANCORP
VALLEY NATIONAL BANCORP
VALLEY NATIONAL BANCORP
VALLEY NATIONAL BANCORP
VALLEY NATIONAL BANCORP
VERITEX HOLDINGS, INC. (FIDELITY RESOURCES COMPANY)
VERITEX HOLDINGS, INC. (FIDELITY RESOURCES COMPANY)
VILLAGE BANK AND TRUST FINANCIAL CORP.
VILLAGE BANK AND TRUST FINANCIAL CORP.
VILLAGE BANK AND TRUST FINANCIAL CORP.
VIRGINIA COMMERCE BANCORP, INC.
VIRGINIA COMMERCE BANCORP, INC.
VIRGINIA COMMERCE BANCORP, INC.
VIRGINIA COMPANY BANK
VIRGINIA COMPANY BANK
VIRGINIA COMPANY BANK
VIRGINIA COMPANY BANK
VISION BANK - TEXAS
VISION BANK - TEXAS
VISION BANK - TEXAS
VIST FINANCIAL CORP.
VIST FINANCIAL CORP.
W.T.B. FINANCIAL CORPORATION
W.T.B. FINANCIAL CORPORATION
WACHUSETT FINANCIAL SERVICES, INC.
WACHUSETT FINANCIAL SERVICES, INC.
WACHUSETT FINANCIAL SERVICES, INC.
WACHUSETT FINANCIAL SERVICES, INC.
WAINWRIGHT BANK & TRUST COMPANY
WAINWRIGHT BANK & TRUST COMPANY
WAINWRIGHT BANK & TRUST COMPANY
WASHINGTON BANKING COMPANY
WASHINGTON BANKING COMPANY
WASHINGTON BANKING COMPANY
WASHINGTON FEDERAL, INC.
WASHINGTON FEDERAL, INC.
WASHINGTON FEDERAL, INC.
WASHINGTONFIRST BANKSHARES, INC.
WASHINGTONFIRST BANKSHARES, INC.
WASHINGTONFIRST BANKSHARES, INC.
WAUKESHA BANKSHARES, INC.
WAUKESHA BANKSHARES, INC.
WAUKESHA BANKSHARES, INC.
WAUKESHA BANKSHARES, INC.
WAUKESHA BANKSHARES, INC.
WEBSTER FINANCIAL CORPORATION
WEBSTER FINANCIAL CORPORATION
WEBSTER FINANCIAL CORPORATION
WEBSTER FINANCIAL CORPORATION
WEBSTER FINANCIAL CORPORATION
WELLS FARGO & CO.
WELLS FARGO & CO.
WELLS FARGO & CO.
WESBANCO, INC.
WESBANCO, INC.
WESBANCO, INC.
WEST BANCORPORATION, INC.
WEST BANCORPORATION, INC.
WEST BANCORPORATION, INC.
GASTONIA
BURLINGTON
MINNEAPOLIS
MINNEAPOLIS
MINNEAPOLIS
MIAMI
MIAMI
MARYSVILLE
MARYSVILLE
SAN FRANCISCO
SAN FRANCISCO
PORTLAND
PORTLAND
PORTLAND
OXFORD
OXFORD
OXFORD
ALBUQUERQUE
ALBUQUERQUE
ALBUQUERQUE
BOWLING GREEN
BOWLING GREEN
BOWLING GREEN
SAN MATEO
SAN MATEO
SAN MATEO
TECUMSEH
TECUMSEH
TECUMSEH
ATMORE
ATMORE
ATMORE
BARNESVILLE
BARNESVILLE
BLAIRSVILLE
BLAIRSVILLE
BLAIRSVILLE
BLAIRSVILLE
BLAIRSVILLE
BLAIRSVILLE
VIENNA
VIENNA
VIENNA
CLINTON
CLINTON
CLINTON
CLINTON
BLOOMFIELD
BLOOMFIELD
BLOOMFIELD
BLOOMFIELD
ST. PAUL
ST. PAUL
GARDEN GROVE
GARDEN GROVE
ALBEMARLE
ALBEMARLE
ALBEMARLE
VISALIA
VISALIA
PLEASANTON
PLEASANTON
PLEASANTON
ROANOKE
ROANOKE
ROANOKE
ROANOKE
ROANOKE
ROANOKE
ROANOKE
SAGINAW
SAGINAW
WAYNE
WAYNE
WAYNE
WAYNE
WAYNE
DALLAS
DALLAS
MIDLOTHIAN
MIDLOTHIAN
MIDLOTHIAN
ARLINGTON
ARLINGTON
ARLINGTON
NEWPORT NEWS
NEWPORT NEWS
NEWPORT NEWS
NEWPORT NEWS
RICHARDSON
RICHARDSON
RICHARDSON
WYOMISSING
WYOMISSING
SPOKANE
SPOKANE
CLINTON
CLINTON
CLINTON
CLINTON
BOSTON
BOSTON
BOSTON
OAK HARBOR
OAK HARBOR
OAK HARBOR
SEATTLE
SEATTLE
SEATTLE
RESTON
RESTON
RESTON
WAUKESHA
WAUKESHA
WAUKESHA
WAUKESHA
WAUKESHA
WATERBURY
WATERBURY
WATERBURY
WATERBURY
WATERBURY
MINNEAPOLIS
MINNEAPOLIS
MINNEAPOLIS
WHEELING
WHEELING
WHEELING
WEST DES MOINES
WEST DES MOINES
WEST DES MOINES
NC
IA
MN
MN
MN
FL
FL
KS
KS
CA
CA
OR
OR
OR
NC
NC
NC
NM
NM
NM
VA
VA
VA
CA
CA
CA
MI
MI
MI
AL
AL
AL
GA
GA
GA
GA
GA
GA
GA
GA
VA
VA
VA
NJ
NJ
NJ
NJ
IN
IN
IN
IN
MN
MN
CA
CA
NC
NC
NC
CA
CA
CA
CA
CA
VA
VA
VA
VA
VA
VA
VA
MI
MI
NJ
NJ
NJ
NJ
NJ
TX
TX
VA
VA
VA
VA
VA
VA
VA
VA
VA
VA
TX
TX
TX
PA
PA
WA
WA
MA
MA
MA
MA
MA
MA
MA
WA
WA
WA
WA
WA
WA
VA
VA
VA
WI
WI
WI
WI
WI
CT
CT
CT
CT
CT
MN
MN
MN
WV
WV
WV
IA
IA
IA
11/19/2013
9/1/2011
11/14/2008
6/17/2009
7/15/2009
8/7/2009
3/17/2015
1/30/2009
8/11/2011
11/14/2008
11/6/2009
11/14/2008
2/17/2010
3/31/2010
5/1/2009
12/18/2009
9/22/2011
12/29/2009
7/25/2012
10/2/2013
12/19/2008
11/18/2009
12/23/2009
2/20/2009
7/2/2014
9/26/2014
1/16/2009
6/19/2012
7/18/2012
12/23/2008
9/3/2010
5/13/2015
5/22/2009
7/3/2012
12/5/2008
3/26/2013
3/27/2013
3/28/2013
4/9/2013
6/10/2013
1/16/2009
12/15/2010
9/15/2011
12/5/2008
5/15/2013
7/3/2013
8/28/2013
5/22/2009
8/8/2013
8/12/2013
9/12/2013
6/19/2009
7/30/2010
2/6/2009
3/23/2016
12/23/2008
4/3/2013
10/16/2013
1/30/2009
3/21/2012
1/9/2009
10/21/2013
1/6/2014
12/12/2008
11/14/2012
2/20/2013
5/15/2013
8/14/2013
10/16/2013
11/13/2013
12/18/2009
9/22/2011
11/14/2008
6/3/2009
9/23/2009
12/23/2009
5/24/2010
6/26/2009
8/25/2011
5/1/2009
11/19/2013
1/6/2014
12/12/2008
12/11/2012
1/31/2014
6/12/2009
8/8/2013
8/12/2013
9/12/2013
4/24/2009
12/28/2012
7/10/2013
12/19/2008
8/1/2012
1/30/2009
9/15/2011
12/11/2009
4/4/2012
1/30/2013
4/23/2014
12/19/2008
11/24/2009
12/16/2009
1/16/2009
1/12/2011
3/2/2011
11/14/2008
5/27/2009
3/15/2010
1/30/2009
10/30/2009
8/4/2011
6/26/2009
2/6/2013
2/7/2013
2/8/2013
3/26/2013
11/21/2008
3/3/2010
10/13/2010
12/29/2010
6/8/2011
10/28/2008
12/23/2009
5/26/2010
12/5/2008
9/9/2009
12/23/2009
12/31/2008
6/29/2011
8/31/2011
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
$6,599,000,000.00
$50,236,000.00
$0.00
$0.00
$8,950,000.00
$0.00
Preferred Stock w/ Warrants
$298,737,000.00
$0.00
Preferred Stock w/ Warrants
$214,181,000.00
$0.00
$815,100.00
$12,000,000.00
2,964
12,000
$275.00
$1,000.00
$6,599,000,000.00
6,599,000
$1,000.00
($2,148,900.00)
$600,000.00
60
$139,000,000.00
32,679,102
$586,953.92
2,512
$450,000.00
45
$4,500,000.00
1,110,898
$6,933,220,416.67 Redeemed, in full; warrants not outstanding
$13,070,409.40 Sold, in full; warrants not outstanding
$11,738,143.76
50,236
$233.66
$8,950,000.00
8,950
$1,000.00
($38,497,856.24)
$10,634,911.78 Redeemed, in full; warrants not outstanding
$7,510,095.07 Currently Not Collectible
($298,737,000.00)
$232,156,554.58 Redeemed, in full; warrants not outstanding
$214,181,000.00
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$3,194,000.00
$2,997,000.00
$2,179,000.00
$59,000,000.00
$8,700,000.00
$0.00
$0.00
$0.00
$0.00
214,181
$1,000.00
$7,031,291.65 Redeemed, in full; warrants not outstanding
$6,191,000.00
6,191
$1,000.00
$160,000.00
160
$600,000.00
$1,579,000.00
600
1,579
$1,000.00
$1,000.00
$65,000.00
65
$59,000,000.00
59,000
$1,000.00
$450,000.00
211,318
$138,607.85
435
$38,000.00
311,492
$10,125.00
111,258
$720,000.00
720,000
$6,677.00
219,908
$283,000.00
283
$2,707,314.00
764,778
$476,573.62
495
$2,639,873.33 Redeemed, in full; warrants not outstanding
$62,145,972.22 Redeemed, in full; warrants not outstanding
$3,432,657.85 Sold, in full; warrants not outstanding
$3,319,050.00
8,700
$381.50
($5,380,950.00)
20,600
$825.50
($3,594,700.00)
($25,000.00)
Preferred Stock w/ Warrants
$20,600,000.00
$0.00
$20,315,924.72 Sold, in full; warrants not outstanding
$17,005,300.00
Preferred Stock w/ Warrants
$10,300,000.00
$0.00
($255,079.50)
$11,182,763.89 Redeemed, in full; warrants not outstanding
$10,300,000.00
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
$14,400,000.00
$0.00
$180,000,000.00
$0.00
10,300
$1,000.00
$18,882,079.62 Redeemed, in full; warrants not outstanding
$14,400,000.00
14,400,000
$1.00
$1,516,900.00
$12,587,575.00
$159,145,525.00
1,576
13,078
165,346
$962.50
$962.50
$962.50
$210,367,527.00 Sold, in full; warrants not outstanding
($59,100.00)
($490,425.00)
($6,200,475.00)
($1,732,500.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$5,658,000.00
$20,649,000.00
$9,900,000.00
$0.00
$0.00
$0.00
$6,649,963.92 Redeemed, in full; warrants not outstanding
$3,000,000.00
$2,658,000.00
3,000
2,658
$1,000.00
$1,000.00
$10,324,000.00
$10,325,000.00
10,324
10,325
$1,000.00
$1,000.00
$28,013,814.50 Redeemed, in full; warrants not outstanding
$12,066,668.65 Sold, in full; warrants not outstanding
$237,527.50
$9,168,561.50
250
9,650
$950.11
$950.11
($12,472.50)
($481,438.50)
$11,926,000.00
11,926,000
$1.00
$2,861,000.00
2,861
$1,000.00
$143,000.00
143
$7,742,000.00
$2,258,000.00
7,742
2,258
$1,000.00
$1,000.00
$500,000.00
500
$7,700,000.00
7,700
$1,000.00
$385,000.00
385
5,500
$417.60
$45,815.25
275
1,600
1,600
1,600
1,600
9,619
$1,000.00
$1,000.00
$1,000.00
$1,000.00
$1,000.00
$1,547,891.58
344,742
$65,000.00
65
$5,421,615.27
2,532,542
$150,000.00
150
$33,263,000.00
2,696,203
$63,481.25
143
($94,060.89)
Subordinated Debentures
$11,926,000.00
$0.00
$12,948,886.40 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$2,861,000.00
$0.00
$3,465,216.00 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$10,000,000.00
$0.00
$12,916,040.83 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$7,700,000.00
$0.00
$9,403,400.50 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Exercised Warrants
$5,500,000.00
$0.00
$2,947,090.75 Sold, in full; warrants not outstanding
$2,296,800.00
($3,203,200.00)
($25,000.00)
Preferred Stock w/ Warrants
$16,019,000.00
$0.00
$21,311,670.48 Redeemed, in full; warrants not outstanding
$1,600,000.00
$1,600,000.00
$1,600,000.00
$1,600,000.00
$9,619,000.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$1,300,000.00
$0.00
$1,489,774.73 Redeemed, in full; warrants not outstanding
$300,000,000.00
$0.00
$318,400,781.94 Redeemed, in full; warrants not outstanding
$3,000,000.00
$0.00
$3,503,795.81 Redeemed, in full; warrants not outstanding
$14,738,000.00
$0.00
$6,933,870.05 Sold, in full; warrants outstanding
$1,300,000.00
1,300
$1,000.00
$75,000,000.00
$125,000,000.00
$100,000,000.00
75,000
125,000
100,000
$1,000.00
$1,000.00
$1,000.00
$3,000,000.00
Preferred Stock w/ Warrants
$5,672,361.44
3,000
$1,000.00
14,738
$384.88
71,000
$1,000.00
($9,065,638.56)
($56,723.61)
Preferred Stock w/ Warrants
$71,000,000.00
$0.00
$118,453,138.89 Redeemed, in full; warrants not outstanding
$71,000,000.00
Preferred Stock w/ Exercised Warrants
$4,700,000.00
$0.00
$3,694,442.50 Sold, in full; warrants not outstanding
$325,353.86
$2,543,620.14
533
4,167
$610.42
$610.42
($207,646.14)
($1,623,379.86)
$787,500.00
$712,500.00
788
713
$1,000.00
$1,000.00
$75,000.00
75
$25,000,000.00
25,000
$1,000.00
$1,189,813.00
367,984
$110,000,000.00
110,000
$1,000.00
$5,500,000.00
5,500
$3,000,000.00
$4,000,000.00
$5,000,000.00
3,000
4,000
5,000
$1,000.00
$1,000.00
$1,000.00
$478,000.00
478
$22,000,000.00
22,000
$1,000.00
$568,700.00
390,071
$1,625,000.00
246,082
$15,388,874.07
1,707,456
$332,000.00
332
$18,644.66
$147,194.69
19
150
$20,388,842.06
3,282,276
$840,374,891.73
110,261,688
$950,000.00
439,282
$700,000.00
474,100
($25,000.00)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
$1,500,000.00
$25,000,000.00
$110,000,000.00
$12,000,000.00
$22,000,000.00
$26,380,000.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$1,898,258.59 Redeemed, in full; warrants not outstanding
$30,710,646.33 Redeemed, in full; warrants not outstanding
$131,236,874.33 Redeemed, in full; warrants not outstanding
$14,731,826.23 Redeemed, in full; warrants not outstanding
$23,592,311.11 Redeemed, in full; warrants not outstanding
$30,628,344.45 Redeemed, in full; warrants not outstanding
$26,380,000.00
Preferred Stock w/ Warrants
$200,000,000.00
$0.00
26,380
$220,749,985.18 Redeemed, in full; warrants not outstanding
$200,000,000.00
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
$6,633,000.00
$6,842,000.00
$5,625,000.00
$0.00
$0.00
$1,000.00
200,000
$1,000.00
$15,317,317.86 Redeemed, in full; warrants not outstanding
$13,475,000.00
13,475
$1,000.00
$4,831,002.80
$92,690.00
$290,119.70
5,212
100
313
$926.90
$926.90
$926.90
100,000
100,000
200,000
$1,000.00
$1,000.00
$1,000.00
$6,398,893.44 Sold, in full; warrants not outstanding
($380,997.20)
($7,310.00)
($22,880.30)
($52,138.13)
Preferred Stock w/ Warrants
$400,000,000.00
$0.00
$457,333,286.51 Redeemed, in full; warrants not outstanding
$100,000,000.00
$100,000,000.00
$200,000,000.00
Preferred Stock w/ Warrants
$25,000,000,000.00
$0.00
$27,281,347,113.95 Redeemed, in full; warrants not outstanding
$25,000,000,000.00
Preferred Stock w/ Warrants
$75,000,000.00
$0.00
$36,000,000.00
$0.00
$1,000,000.00
$78,804,166.67 Redeemed, in full; warrants not outstanding
$75,000,000.00
Preferred Stock w/ Warrants
25,000
75,000
$1,000.00
$41,195,000.00 Redeemed, in full; warrants not outstanding
$36,000,000.00
36,000
$1,000.00
UST0379
UST0320
UST0320
UST0320
UST0320
UST0044
UST0044
UST0044
UST0280
UST0280
UST0006
UST0006
UST0006
UST0006
UST0006
UST0949
UST0949
UST0660
UST0660
UST0660
UST0660
UST0161
UST0161
UST0094
UST0094
UST0158
UST0158
UST0158
UST0222
UST0222
UST0222
UST0986
UST0986
UST0986
UST0514
UST0514
UST0514
UST0391
UST0391
UST0391
UST0391
UST0391
UST1120
UST1120
UST0037
UST0037
UST0037
UST0037
11
44
8,117
8,14,18
8,11,78
8
11
11
8,14
8,14,45
11
AB&T FINANCIAL CORPORATION
WESTAMERICA BANCORPORATION
WESTAMERICA BANCORPORATION
WESTAMERICA BANCORPORATION
WESTAMERICA BANCORPORATION
WESTERN ALLIANCE BANCORPORATION
WESTERN ALLIANCE BANCORPORATION
WESTERN ALLIANCE BANCORPORATION
WESTERN COMMUNITY BANCSHARES, INC.
WESTERN COMMUNITY BANCSHARES, INC.
WESTERN ILLINOIS BANCSHARES, INC.
WESTERN ILLINOIS BANCSHARES, INC.
WESTERN ILLINOIS BANCSHARES, INC.
WESTERN ILLINOIS BANCSHARES, INC.
WESTERN ILLINOIS BANCSHARES, INC.
WESTERN RESERVE BANCORP, INC.
WESTERN RESERVE BANCORP, INC.
WHITE RIVER BANCSHARES COMPANY
WHITE RIVER BANCSHARES COMPANY
WHITE RIVER BANCSHARES COMPANY
WHITE RIVER BANCSHARES COMPANY
WHITNEY HOLDING CORPORATION
WHITNEY HOLDING CORPORATION
WILMINGTON TRUST CORPORATION / M&T BANK CORPORATION
WILMINGTON TRUST CORPORATION / M&T BANK CORPORATION
WILSHIRE BANCORP, INC.
WILSHIRE BANCORP, INC.
WILSHIRE BANCORP, INC.
WINTRUST FINANCIAL CORPORATION
WINTRUST FINANCIAL CORPORATION
WINTRUST FINANCIAL CORPORATION
WORTHINGTON FINANCIAL HOLDINGS, INC.
WORTHINGTON FINANCIAL HOLDINGS, INC.
WORTHINGTON FINANCIAL HOLDINGS, INC.
WSFS FINANCIAL CORPORATION
WSFS FINANCIAL CORPORATION
WSFS FINANCIAL CORPORATION
YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION
YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION
YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION
YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION
YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION
YORK TRADITIONS BANK
YORK TRADITIONS BANK
ZIONS BANCORPORATION
ZIONS BANCORPORATION
ZIONS BANCORPORATION
ZIONS BANCORPORATION
GASTONIA
SAN RAFAEL
SAN RAFAEL
SAN RAFAEL
SAN RAFAEL
LAS VEGAS
LAS VEGAS
LAS VEGAS
PALM DESERT
PALM DESERT
MONMOUTH
MONMOUTH
MONMOUTH
MONMOUTH
MONMOUTH
MEDINA
MEDINA
FAYETTEVILLE
FAYETTEVILLE
FAYETTEVILLE
FAYETTEVILLE
NEW ORLEANS
NEW ORLEANS
WILMINGTON
WILMINGTON
LOS ANGELES
LOS ANGELES
LOS ANGELES
LAKE FOREST
LAKE FOREST
LAKE FOREST
HUNTSVILLE
HUNTSVILLE
HUNTSVILLE
WILMINGTON
WILMINGTON
WILMINGTON
ELKIN
ELKIN
ELKIN
ELKIN
ELKIN
YORK
YORK
SALT LAKE CITY
SALT LAKE CITY
SALT LAKE CITY
SALT LAKE CITY
NC
CA
CA
CA
CA
NV
NV
NV
CA
CA
IL
IL
IL
IL
IL
OH
OH
AR
AR
AR
AR
LA
LA
DE
DE
CA
CA
CA
IL
IL
IL
AL
AL
AL
DE
DE
DE
NC
NC
NC
NC
NC
PA
PA
UT
UT
UT
UT
11/19/2013
2/13/2009
9/2/2009
11/18/2009
11/21/2011
11/21/2008
9/27/2011
11/23/2011
12/23/2008
11/7/2014
12/23/2008
12/29/2009
11/8/2012
11/9/2012
1/11/2013
5/15/2009
11/30/2012
2/20/2009
7/1/2014
7/2/2014
9/26/2014
12/19/2008
6/3/2011
12/12/2008
5/13/2011
12/12/2008
4/3/2012
6/20/2012
12/19/2008
12/22/2010
2/14/2011
5/15/2009
6/24/2013
7/26/2013
1/23/2009
4/3/2012
9/12/2012
1/16/2009
7/24/2009
9/18/2012
6/10/2013
6/11/2013
4/24/2009
7/14/2011
11/14/2008
3/28/2012
9/26/2012
12/5/2012
Preferred Stock w/ Warrants
$83,726,000.00
Preferred Stock w/ Warrants
$140,000,000.00
$0.00
$0.00
$815,100.00
2,964
$275.00
$41,863,000.00
$41,863,000.00
41,863
41,863
$1,000.00
$1,000.00
$7,290,000.00
$0.00
$878,256.00
246,698
$415,000.00
787,107
$335,417.06
343
$235,000.00
235
$1,002,535.38
840
$6,900,000.00
2,631,579
$760,000.00
949,460
$25,600,564.15
1,643,295
$90,940.00
136
$1,800,000.00
175,105
$55,677.00
$20,000.00
91,178
128,663
$244,000.00
244
$7,666,418.51
$8,070,112,497.60
5,789,909
$160,365,000.00 Redeemed, in full; warrants not outstanding
$140,000,000.00
Preferred Stock w/ Exercised Warrants
($2,148,900.00)
$87,360,236.61 Redeemed, in full; warrants not outstanding
140,000
$1,000.00
$554,083.00 Currently Not Collectible
($7,290,000.00)
Preferred Stock w/ Exercised Warrants
$6,855,000.00
$4,567,000.00
$0.00
$13,053,910.87 Sold, in full; warrants not outstanding
$1,050,524.72
$9,673,015.37
1,117
10,305
$940.49
$938.67
$4,700,000.00
4,700
$1,000.00
$1,300,000.00
$15,500,000.00
1,300
15,500
$1,063.21
$1,063.21
$300,000,000.00
300,000
$1,000.00
$330,000,000.00
330,000
$1,000.00
62,158
$943.51
($66,475.28)
($631,984.63)
($107,235.41)
Preferred Stock w/ Exercised Warrants
$4,700,000.00
Preferred Stock w/ Exercised Warrants
$16,800,000.00
$0.00
$0.00
$5,842,197.92 Redeemed, in full; warrants not outstanding
$20,275,427.10 Sold, in full; warrants not outstanding
$82,173.00
$979,755.00
($178,619.28)
Preferred Stock w/ Warrants
$300,000,000.00
$0.00
$343,733,333.33 Redeemed, in full; warrants not outstanding
Preferred Stock w/ Warrants
$330,000,000.00
$0.00
$369,920,833.33 Redeemed, in full; warrants outstanding
Preferred Stock w/ Warrants
$62,158,000.00
$0.00
$68,809,170.52 Sold, in full; warrants not outstanding
$58,646,694.58
Preferred Stock w/ Warrants
$250,000,000.00
$0.00
($879,700.42)
$300,704,730.81 Redeemed, in full; warrants not outstanding
$250,000,000.00
Preferred Stock w/ Exercised Warrants
$2,720,000.00
$0.00
($3,511,305.42)
250,000
$1,000.00
$2,780,391.21 Sold, in full; warrants not outstanding
$2,343,851.20
2,720
$861.71
($376,148.80)
52,625
$915.11
($4,467,336.25)
($24,999.99)
Preferred Stock w/ Warrants
$52,625,000.00
$0.00
$57,640,856.64 Sold, in full; warrants not outstanding
$48,157,663.75
Preferred Stock w/ Warrants
$36,000,000.00
$13,312,000.00
$0.00
$52,383,419.85 Sold, in full; warrants not outstanding
$44,149,056.00
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
TOTALS
$4,871,000.00
$0.00
$5,705,022.14 Redeemed, in full; warrants not outstanding
$1,400,000,000.00
$0.00
$1,661,027,529.62 Redeemed, in full; warrants not outstanding
$204,894,726,320.00
$22,847,331.76
($722,364.96)
$226,772,090,076.96
($662,235.84)
49,312
$895.30
$4,871,000.00
4,871
$1,000.00
$700,000,000.00
$700,000,000.00
700,000
700,000
$1,000.00
$1,000.00
$199,666,583,791.99
($38,027,858.19)
($5,162,944.00)
($5,205,295,196.39)
$6,919,736,371.86
Footnote
Footnote Description
1 All pricing is at par.
2 Total Cash Back includes net capital repayments, interest and dividends, warrant proceeds, and other income (less expenses).
3 Capital Repayments includes gross capital repayments, gross auction proceeds, exchanges into CDCI, and SBLF fundings.
4 Includes: (i) placement fees in private auctions of a CPP issuer’s securities where Treasury pays placement fees to the placement agents in an amount equal to a minimum of $50,000 (per
issuer) or 1.00% of gross aggregate proceeds for each security and (ii) unreimbursed underwriting fees in public offerings. Placement fees in private auctions are paid approximately one
month after settlement.
5 Net proceeds from sales and auctions can be calculated by adding the “Amount” and “(Fee)” columns under the "Capital Repayment / Disposition / Auction" plus any amount in the "Gain"
column. Note that "(Fee)" is a negative number.
6 This transaction was included in previous Transaction Reports with Merrill Lynch & Co., Inc. listed as the qualifying institution and a 10/28/2008 transaction date, footnoted to indicate that
settlement was deferred pending merger. The purchase of Merrill Lynch by Bank of America was completed on 1/1/2009, and this transaction under the CPP was funded on 1/9/2009.
7 The warrant disposition proceeds amount are stated pro rata in respect of the CPP investments in Bank of America Corporation that occurred on 10/28/2008 and 1/9/2009. The total net
disposition proceeds from CPP warrants on 3/3/2010 was $305,913,040, consisting of $183,547,824 and $122,365,216. Proceeds from the disposition of TIP warrants on 3/3/2010 appear
on a following page of this report.
8 Privately-held qualified financial institution; Treasury received a warrant to purchase additional shares of preferred stock (unless the institution is a CDFI), which it exercised immediately.
9 To promote community development financial institutions (CDFIs), Treasury does not require warrants as part of its investment in certified CDFIs when the size of the investment is $50
million or less.
10 Treasury cancelled the warrants received from this institution due to its designation as a CDFI.
11 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009.
12 Redemption pursuant to a qualified equity offering.
13 This amount does not include accrued and unpaid dividends, which must be paid at the time of capital repayment.
14 The proceeds associated with the disposition of this investment do not include accrued and unpaid dividends.
15 Subchapter S corporation; Treasury received a warrant to purchase additional subordinated debentures (unless the institution is a CDFI), which it exercised immediately.
Footnote
Footnote Description
16 In its qualified equity offering, this institution raised more capital than Treasury’s original investment, therefore, the number of Treasury’s shares underlying the warrant was reduced by half.
17 This institution participated in the expansion of CPP for small banks.
18 This institution received an additional investment through the expansion of CPP for small banks.
19 Treasury made three separate investments in Citigroup Inc. (Citigroup) under the CPP, Targeted Investment Program (TIP), and Asset Guarantee Program (AGP) for a total of $49 billion.
On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in Fixed Rate Cumulative Perpetual Preferred Stock, Series H (CPP
Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. On 7/23/2009 and 7/30/2009, Treasury exchanged a total of $25 billion of the CPP shares for Series M
Common Stock Equivalent (“Series M”) and a warrant to purchase shares of Series M. On 9/11/2009, Series M automatically converted to 7,692,307,692 shares of common stock and the
associated warrant terminated on receipt of certain shareholder approvals.
20 On 8/24/2009, Treasury exchanged its series C preferred stock issued by Popular, Inc. for a like amount of non tax-deductible trust preferred securities issued by Popular Capital Trust III,
administrative trustee for Popular, Inc. Popular, Inc. paid a $13 million exchange fee in connection with this transaction.
21 This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank
holding companies. The institution in which Treasury's original investment was made is shown in parentheses.
22 As of the date of this report, this institution is in bankruptcy proceedings.
23 On 12/10/2009, the bankruptcy reorganization plan of CIT Group Inc. became effective and Treasury's preferred stock and warrant investment were extinguished and replaced by
contingent value rights (CVRs). On 2/8/2010, the CVRs expired without value as the terms and conditions for distribution of common shares to holders of CVRs were not met.
24 On 12/11/2009, Treasury exchanged its series A preferred stock issued by Superior Bancorp, Inc. for a like amount of non tax-deductible Trust Preferred Securities issued by Superior
Capital Trust II, administrative trustee for Superior Bancorp.
25 On 2/1/2010, following the acquisition of First Market Bank (First Market) by Union Bankshares Corporation (the acquiror), the preferred stock and exercised warrants issued by First Market
on 2/6/2009 were exchanged for a like amount of securities of the acquiror in a single series but with a blended dividend rate equivalent to those of Treasury's original investment.
26 On 2/11/2010, Pacific Coast National Bancorp dismissed its bankruptcy proceedings with no recovery to any creditors or investors, including Treasury, and the investment was
extinguished.
Footnote
Footnote Description
27 On 3/8/2010, Treasury exchanged its $84,784,000 of preferred stock in Midwest Banc Holdings, Inc. (MBHI) for $89,388,000 of mandatory convertible preferred Stock (MCP), which is
equivalent to the initial investment amount of $84,784,000, plus $4,604,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by MBHI of the conditions
related to its capital plan, the MCP may be converted to common stock.
28 On 3/30/2010, Treasury exchanged its $7,500,000 of subordinated debentures in GulfSouth Private Bank for an equivalent amount of preferred stock, in connection with its conversion from
a Subchapter S-Corporation, that comply with the CPP terms applicable to privately held qualified financial institutions.
29 On 4/16/2010, Treasury exchanged its $72,000,000 of preferred stock in Independent Bank Corporation (Independent) for $74,426,000 of mandatory convertible preferred Stock (MCP),
which is equivalent to the initial investment amount of $72,000,000, plus $2,426,000 of capitalized previously accrued and unpaid dividends. On 7/26/13, Treasury entered into a securities
purchase agreement with Independent pursuant to which Treasury agreed to sell to Independent the MCP and the warrant issued by Independent, subject to the conditions specified in such
agreement. On 8/30/13, Treasury completed the sale of the MCP and warrant to Independent pursuant to the terms of such agreement.
Footnote
Footnote Description
30 Treasury received Citigroup common stock pursuant to the June 2009 Exchange Agreement between Treasury and Citigroup which provided for the exchange into common shares of the
preferred stock that Treasury purchased in connection with Citigroup's participation in the Capital Purchase Program (see note 11). On April 26, 2010, Treasury gave Morgan Stanley & Co.
Incorporated (Morgan Stanley) discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the
period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. On May 26, 2010, Treasury again gave Morgan
Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June
30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. On July 23, 2010, Treasury again gave Morgan Stanley discretionary
authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on September 30, 2010 (or on
completion of the sale). Completion of the sale under this authority occurred on September 30, 2010. On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan
Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on
December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. All such sales were generally made at the market price. On December 6, 2010,
Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. See "Capital Purchase Program - Citigroup, Inc., Common Stock Disposition" on following
page for the actual number of shares sold by Morgan Stanley, the weighted average price per share and the total proceeds to Treasury from all such sales during those periods.
31 On 8/26/2010, Treasury completed the exchange of its $303,000,000 of preferred stock in Sterling Financial Corporation (Sterling) for a like amount of mandatorily convertible preferred
Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Sterling entered into on 4/29/2010. Since Sterling also fulfilled the conversion conditions set forth in
the Certificate of Designations for the MCP, including those related to its capital plan, Treasury’s $303,000,000 of MCP was subsequently, as of 8/26/2010, converted into 378,750,000
shares of common stock.
32 On 8/20/2010, Sonoma Valley Bank, Sonoma, CA, the banking subsidiary of Sonoma Valley Bancorp, was closed by the California Department of Financial Institutions, and the Federal
Deposit Insurance Corporation (FDIC) was named Receiver.
33 On 6/30/2010, Treasury exchanged $46,400,000 of its series A preferred stock in First Merchants Corporation for a like amount of non tax-deductible Trust Preferred Securities issued by
First Merchants Capital Trust III.
Footnote
Footnote Description
34 On 7/20/2010, Treasury completed the exchange of its $400,000,000 of preferred stock in First BanCorp for $424,174,000 of mandatorily convertible preferred Stock (MCP), which is
equivalent to the initial investment amount of $400,000,000, plus $24,174,000 of capitalized previously accrued and unpaid dividends. On 10/07/2011, following the completion of the
conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 32,941,797 shares of common stock of First BanCorp. Treasury
received all accrued and previously unpaid dividends on the MCP at the time of the conversion. First BanCorp has agreed to have a Treasury observer attend board of directors meetings.
35 On 8/31/2010, following the completion of the conditions related to Pacific Capital Bancorp's (Pacific Capital) capital plan, Treasury exchanged its $180,634,000 of preferred stock in Pacific
Capital for $195,045,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $180,634,000, plus $14,411,000 of capitalized previously
accrued and unpaid dividends. On 9/27/2010, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was
converted into 360,833,250 shares of common stock of Pacific Capital. Following a reverse stock split effective 12/28/10, Treasury held 3,608,332 shares of Pacific Capital common stock.
Effective 11/30/12, Pacific Capital merged with and into UnionBanCal Corporation and each outstanding share of common stock of the Company was converted into the right to receive
$46.00 per share in cash, and Treasury received $165,983,272 in respect of its common stock and $393,121 in respect of its warrant.
36 This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has completed an exchange of its Capital Purchase Program investment for an
investment under the terms of the CDCI program. See "Community Development Capital Initiative" below.
37 At the time of this institution’s exchange into the CDCI program, the warrant preferreds were included in the total amount of preferred stock exchanged for Treasury’s CDCI investment.
Therefore this disposition amount does not represent cash proceeds to Treasury.
38 On 9/30/2010, Treasury completed the exchange of its $80,347,000 of preferred stock in Hampton Roads Bankshares, Inc. (Hampton) for a like amount of mandatorily convertible preferred
Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Hampton entered into on 8/12/2010. Since Hampton also fulfilled the conversion conditions set forth
in the Certificate of Designations for the MCP, Treasury’s $80,347,000 of MCP was subsequently converted into 52,225,550 shares of common stock.
39 Treasury entered into an agreement on 1/28/2011 with North American Financial Holdings, Inc. for the sale of all preferred stock and warrants issued by Capital Bank Corporation to
Treasury for an aggregate purchase price of $41,279,000. Since the conditions to closing of the sale were satisfied, the closing of the sale also occurred on 1/28/2011.
40 On 2/18/11, Treasury completed the exchange of its $135,000,000 of preferred stock (including accrued and unpaid dividends thereon) in Central Pacific Financial Corp. for not less than
5,620,117 shares of common stock, pursuant to an exchange agreement dated 2/17/2011.
Footnote
Footnote Description
41 As a result of the acquisition of Fidelity Resources Company (the acquired company) by Veritex Holdings, Inc. (the acquiror), the preferred stock and exercised warrants issued by the
acquired company on 6/26/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the
acquiror entered into on 3/23/2011.
42 As a result of the acquisition of NC Bancorp, Inc. (the acquired company) by Metropolitan Bank Group, Inc. (the acquiror), Treasury exchanged $6,880,000 of its preferred stock in NC
Bancorp, Inc. and $71,526,000 of its preferred stock in Metropolitan Bank Group, Inc. for $81,892,000 of a new series of preferred stock in Metropolitan Bank Group, Inc., which is
equivalent to the combined initial investment amount of $78,406,000 plus $3,486,000 of capitalized previously accrued and unpaid dividends, pursuant to the terms of an agreement among
Treasury, the acquired company and the acquiror entered into on 3/30/2011. Exercised warrants were also exchanged at the time of the agreement.
43 On 7/5/2011, Treasury completed a transaction with Harris Financial Corp., a wholly-owned subsidiary of Bank of Montreal ("BMO"), for the sale of (i) all Marshall & Ilsley Corporation
("M&I") Preferred Stock held by Treasury for a purchase price of $1,715,000,000 plus accrued dividends and (ii) the Treasury-held M&I Warrant for an amount equal to $3,250,000,
pursuant to the terms of the agreement between Treasury and BMO entered into on 05/16/2011.
44 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 using proceeds received in connection with the institution’s participation in the
Small Business Lending Fund.
45 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 - part of the repayment amount obtained from proceeds received in connection
with the institution’s participation in the Small Business Lending Fund.
46 On 11/5/2010, Pierce Commercial Bank, Tacoma, WA, the banking subsidiary of Pierce County Bancorp, was closed by the Washington Department of Financial Institutions, and the
Federal Deposit Insurance Corporation (FDIC) was named Receiver.
47 On 11/12/2010, Tifton Banking Company, Tifton, GA, was closed by the Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named
Receiver.
48 On 3/11/2011, Legacy Bank, Milwaukee, WI, the banking subsidiary of Legacy Bancorp, Inc., was closed by the State of Wisconsin Department of Financial Institutions, and the Federal
Deposit Insurance Corporation (FDIC) was named Receiver.
49 On 4/15/2011, Superior Bank, Birmingham, AL, the banking subsidiary of Superior Bancorp Inc., was closed by the Office of Thrift Supervision, and the Federal Deposit Insurance
Corporation (FDIC) was named Receiver.
50 On 7/15/2011, First Peoples Bank, Port Saint Lucie, Florida, the banking subsidiary of FPB Bancorp, Inc., was closed by the Florida Office of Financial Regulation, and the Federal Deposit
Insurance Corporation (FDIC) was named Receiver.
Footnote
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51 On 7/15/2011, One Georgia Bank, Atlanta, GA was closed by the State of Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named
Receiver.
52 On 7/29/2011, Integra Bank, National Association, Evansville, Indiana, the banking subsidiary of Integra Bank Corporation, was closed by the Office of the Comptroller of the Currency,
which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver.
53 On 10/21/2011, Treasury completed the exchange of all FNB United Corp. ("FNB United") preferred stock and warrants held by Treasury for 108,555,303 shares of FNB United common
stock and an amended and restated warrant, pursuant to the terms of the agreement between Treasury and FNB United entered into on 08/12/2011.
54 As a result of the acquisition of Berkshire Bancorp, Inc. (the acquired company) by Customers Bancorp, Inc. (the acquiror), the preferred stock and exercised warrants issued by the
acquired company on 6/12/2009 were exchanged for a like amount of securities of the acquiror plus accrued and previously unpaid dividends, pursuant to the terms of an agreement
among Treasury, the acquired company and the acquiror entered into on 9/16/2011.
55 On 9/23/2011, Citizens Bank of Northern California, Nevada City, California, the banking subsidiary of Citizens Bancorp, was closed by the California Department of Financial Institutions,
which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver.
56 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 in connection with the institution’s participation in the Small Business Lending
Fund, which occurred at a later date.
57 On 10/14/2011, Country Bank, Aledo, Illinois, the banking subsidiary of CB Holding Corp., was closed by the Illinois Department of Financial and Professional Regulation - Division of
Banking, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver.
58 As a result of a reincorporation transaction whereby Crescent Financial Corporation (CFC) was merged into Crescent Financial Bancshares, Inc. (CFB), the preferred stock and warrant
issued by CFC on 1/9/2009 were exchanged for a like amount of securities of CFB, pursuant to the terms of an agreement among Treasury, CFC and CFB entered into on 11/15/2011.
59 As a result of the acquisition of Center Financial Corporation by BBCN Bancorp, Inc. (formerly Nara Bancorp, Inc.), the preferred stock and warrant issued by Center Financial Corporation
were exchanged for a like amount of securities of BBCN Bancorp, Inc., pursuant to the terms of an agreement among Treasury, Center Financial Corporation, and BBCN Bancorp, Inc.
entered into on 11/30/2011.
60 On 1/3/2012, Treasury completed (i) the sale to F.N.B. Corporation (“F.N.B.”) of all of the preferred stock that had been issued to Treasury by Parkvale Financial Corporation (“Parkvale”)
for a purchase price of $31,762,000 plus accrued dividends and (ii) the exchange of the Parkvale warrant held by Treasury for a like F.N.B. warrant, pursuant to the terms of the agreement
between Treasury and F.N.B. entered into on 12/29/2011 in connection with the merger of Parkvale and F.N.B. effective 01/01/2012.
Footnote
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61 As a result of the acquisition of State Bancorp, Inc. (the acquired company) by Valley National Bancorp (the acquiror), the warrant issued by the acquired company on 12/5/2008 was
exchanged for a like security of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 1/1/2012.
62 On 1/27/2012, pursuant to the terms of the merger of Regents Bancshares, Inc. (“Regents”) with Grandpoint Capital, Inc., Treasury received $13,214,858.00 (representing the par amount
together with accrued and unpaid dividends thereon) in respect of the preferred stock (including that received from the exercise of warrants) that had been issued to Treasury by Regents.
63 On 1/27/2012, Tennessee Commerce Bank, Franklin, TN, the banking subsidiary of Tennessee Commerce Bancorp, Inc., was closed by the Tennessee Department of Financial
Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver.
64 On 2/10/2012, SCB Bank, Shelbyville, Indiana, the banking subsidiary of Blue River Bancshares, Inc., was closed by the Office of the Comptroller of the Currency, which appointed the
Federal Deposit Insurance Corporation (FDIC) as receiver.
65 On 2/10/2012, Treasury entered into an agreement with Broadway Financial Corporation to exchange Treasury’s $15,000,000 of preferred stock for common stock. The exchange is
subject to the fulfillment by Broadway Financial Corporation of certain conditions, including the satisfactory completion of a capital plan.
66 On 4/20/2012, Fort Lee Federal Savings Bank, FSB, Fort Lee, New Jersey, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance
Corporation (FDIC) as receiver.
67 As a result of the acquisition of Community Holding Company of Florida, Inc. (the acquired company) by Community Bancshares of Mississippi, Inc. (the acquiror), the preferred stock and
exercised warrants issued by the acquired company on 2/6/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury,
the acquired company and the acquiror entered into on 7/19/2012.
68 On 7/13/2012, Glasgow Savings Bank, Glasgow, MO, the banking subsidiary of Gregg Bancshares, Inc. , was closed by the Missouri Division of Finance, which appointed the Federal
Deposit Insurance Corporation (FDIC) as receiver.
69 On 7/27/2012, Treasury entered into an agreement with Pinnacle Bank Holding Company, Inc. (“Pinnacle”) pursuant to which Treasury agreed to sell its CPP preferred stock back to
Pinnacle at a discount subject to the satisfaction of the conditions specified in the agreement.
70 On 10/19/2012, GulfSouth Private Bank, Destin, Florida, was closed by the Florida Office of Financial Regulation, which appointed the Federal Deposit Insurance Corporation (FDIC) as
receiver.
71 On 10/19/2012, Excel Bank, Sedalia, Missouri, the banking subsidiary of Investors Financial Corporation of Pettis County, Inc., was closed by the Missouri Division of Finance, which
appointed the Federal Deposit Insurance Corporation (FDIC) as receiver.
Footnote
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72 On 10/25/2012, pursuant to the terms of the merger of First Community Bancshares, Inc. ("First Community") and Equity Bancshares, Inc. ("Equity"), Treasury received a like amount of
preferred stock and exercised warrants from Equity in exchange for Treasury's original investment in First Community, plus accrued and unpaid dividends, pursuant to a placement agency
agreement executed on 10/23/2012.
73 On 10/29/2012, First Place Financial Corp. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the District of Delaware.
74 On 2/22/2013, Treasury completed the exchange of its Standard Bancshares, Inc. preferred stock for common stock, pursuant to an exchange agreement, dated as of 11/5/2012, with
Standard Bancshares, Inc., and immediately sold the resulting Standard Bancshares, Inc. common stock, pursuant to securities purchase agreements, each dated as of 11/5/2012, with W
Capital Partners II, L.P., Trident SBI Holdings, LLC, PEPI Capital, LP, LCB Investment, LLC, Cohesive Capital Partners, L.P., and Athena Select Private Investment Fund LLC.
75 On 11/2/2012, Citizens First National Bank, Princeton, IL, the banking subsidiary of Princeton National Bancorp, was closed by the Office of the Comptroller of the Currency, and the
Federal Deposit Insurance Corporation (FDIC) was named Receiver.
76 On 11/13/2012, Treasury entered into an agreement with Community Financial Shares, Inc. (“CFS”) pursuant to which Treasury agreed to sell its CPP preferred stock back to CFS at a
discount subject to the satisfaction of the conditions specified in the agreement.
77 In connection with the merger of Fidelity Bancorp, Inc. (“Fidelity”) and WesBanco, Inc. (“WesBanco”) effective 01/01/2012, Treasury (i) sold to WesBanco all of the preferred stock that had
been issued by Fidelity to Treasury for a purchase price of $7,000,000 plus accrued dividends and (ii) exchanged the Fidelity warrant held by Treasury for a like WesBanco warrant,
pursuant to the terms of an agreement among Treasury and WesBanco entered into on 11/28/2012.
78 On 11/30/12, Western Reserve Bancorp, Inc. was acquired by an affiliate of Westfield Bancorp, Inc. Pursuant to the terms of the merger, each outstanding share of Series A and Series B
preferred stock issued to Treasury was redeemed for the respective principal amount together with accrued and unpaid dividends thereon.
79 On 2/20/2013, Treasury sold its CPP preferred stock and warrant issued by First Sound Bank (“First Sound”) back to First Sound for an aggregate purchase price of $3,700,000, pursuant
to the terms of the agreement between Treasury and First Sound entered into on 11/30/2012.
80 On 4/9/2013, Treasury sold its CPP preferred stock and warrant issued by PremierWest Bancorp (“PremierWest”) pursuant to an agreement with PremierWest and Starbuck Bancshares,
Inc. (“Starbuck”) entered into on 12/11/2012.
Footnote
Footnote Description
81 In connection with the merger of Community Financial Corporation (“Community Financial”) and City Holding Company (“City Holding”) effective 1/09/13, Treasury (i) sold to City Holding all
of the preferred stock that had been issued by Community Financial to Treasury for a purchase price of $12,643,000 plus accrued dividends and (ii) exchanged the Community Financial
warrant held by Treasury for a like City Holding warrant, pursuant to the terms of an agreement among Treasury and City Holding entered into on 1/09/13.
82 On 1/29/2013, Treasury executed a placement agency agreement pursuant to which Treasury agreed to sell 9,950 shares of Coastal Banking Company, Inc. Preferred stock at $815.00
per share (less a placement agent fee) for net proceeds of $8,028,157.50. On 2/6/2013, the placement agent notified Coastal Banking Company, Inc. that, pursuant to the placement
agency agreement, it was terminating the transaction and, therefore, Treasury did not receive any proceeds or pay any fees in connection with the transaction.
83 On 2/15/2013, Treasury sold its CPP preferred stock and warrant issued by BancTrust Financial Group, Inc. (“BancTrust”) pursuant to an agreement with BancTrust and Trustmark
Corporation (“Trustmark”) entered into on 02/11/2013.
84 On 8/14/2013, Treasury sold its CPP preferred stock issued by Florida Bank Group, Inc. (“FBG”) back to FBG for an aggregate purchase price of $8,000,000, pursuant to the terms of the
agreement between Treasury and FBG entered into on 2/12/13.
85 On 2/15/2013, pursuant to the terms of the merger of Pacific International Bancorp, Inc. (“Pacific International”) with BBCN Bancorp, Inc. (“BBCN”), Treasury received $7,474,619.97
(representing the par amount together with accrued and unpaid dividends thereon) in respect of the preferred stock that had been issued to Treasury by Pacific International. Treasury
exchanged its Pacific International warrant for an equivalent warrant issued by BBCN.
86 On 4/12/2013, Treasury completed (i) the sale of its CPP preferred in Citizens Republic Bancorp, Inc. (Citizens Republic) to FirstMerit Corporation (FirstMerit) and (ii) the exchange of its
warrant in Citizens Republic for a warrant issued by FirstMerit, pursuant to a securities purchase agreement, dated as of 2/19/13, among Treasury, FirstMerit and Citizens Republic.
87 On 4/11/2013, Treasury completed the exchange of its First Security Group, Inc. (FSGI) preferred stock for common stock, pursuant to an exchange agreement, dated as of 2/25/2013,
between Treasury and FSGI, and sold the resulting FSGI common stock, pursuant to securities purchase agreements, each dated as of 4/9/2013, between Treasury and the purchasers
party thereto.
88 On 3/19/2013, Treasury exercised its warrant on a cashless basis and received (i) 186,589 shares of common stock and (ii) $71.62 in cash in lieu of fractional shares. Treasury sold such
shares of common stock on 3/19/2013.
89 As a result of the acquisition of ECB Bancorp, Inc. by Crescent Financial Bancshares, Inc., the preferred stock and warrant issued by ECB Bancorp, Inc. were exchanged for a like amount
of securities of Crescent Financial Bancshares, Inc., pursuant to the terms of an agreement among Treasury, ECB Bancorp, Inc., and Crescent Financial Bancshares, Inc. entered into on
4/1/2013.
Footnote
Footnote Description
90 As a result of the merger of Annapolis Bancorp, Inc. into F.N.B. Corporation, the warrant issued by Annapolis Bancorp, Inc. was exchanged for a like warrant issued by F.N.B. Corporation,
pursuant to the terms of an agreement among Treasury, Annapolis Bancorp, Inc., and F.N.B. Corporation entered into on 4/6/2013.
91 On 04/05/2013, Gold Canyon Bank, Gold Canyon, Arizona was closed by the Arizona Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was
named Receiver.
92 On 04/09/2013, Indiana Bank Corp. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the Southern District of Indiana.
93 On 7/17/13, Treasury entered into a securities purchase agreement with Central Virginia Bankshares, Inc. (CVB) and C&F Financial Corporation (C&F) pursuant to which Treasury agreed
to sell to C&F the CPP preferred stock and warrant issued by CVB, subject to the conditions specified in such agreement. The sale was completed on 10/01/2013.
94 On 8/12/2013, Anchor BanCorp Wisconsin Inc. ( “Anchor”) filed a voluntary petition for Chapter 11 protection in the U.S. Bankruptcy Court for the Western District of Wisconsin to
implement a “pre-packaged” Plan of Reorganization in order to facilitate the restructuring of Anchor. On 9/27/ 2013, the Plan of Reorganization became effective in accordance with its
terms, pursuant to which (i) Treasury’s preferred stock was exchanged for 60,000,000 shares of common stock (the “Common Stock”) and (ii) Treasury’s warrant was cancelled. On
9/27/2013, Treasury sold the Common Stock to purchasers pursuant to securities purchase agreements entered into on 9/19/2013.
95 On 7/5/2013, Rogers Bancshares, Inc. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the Eastern District of Arkansas.
96 On 8/22/2013, Treasury exchanged its preferred stock in Broadway Financial Corporation for 10,146 shares of common stock equivalent representing (i) 50% of the liquidation preference
of the preferred stock, plus (ii) 100% of previously accrued and unpaid dividends on the preferred stock ($2,646,000). The common stock equivalent will be converted to common stock
upon the receipt of certain shareholder approvals.
97 This institution has entered into bankruptcy or receivership. For a full list of institutions that have entered bankruptcy or receivership and Treasury's remaining investments, reference
appendices B and C in the section titled “Capital Purchase Program Institutions” in the most recent report to congress found on Treasury’s website:
http://www.treasury.gov/initiatives/financial-stability/reports/Pages/Monthly-Report-to-Congress.aspx.
Footnote
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98 On 10/30/2013, Treasury entered into an agreement with Monarch Community Bancorp, Inc. (Monarch) to exchange Treasury's CPP warrant and $6,785,000 of preferred stock for common
stock. The exchange was subject to the fulfillment by Monarch of certain conditions, including the satisfactory completion of a capital plan. On 11/15/2013, the exchange of the CPP
warrant and preferred stock for common stock was completed and Treasury sold such common stock to purchasers pursuant to securities purchase agreements dated as of 11/15/2013.
99 On 12/5/2013, Treasury's 10,146 shares of common stock equivalent in Broadway Financial converted to 10,146,000 shares of common stock.
100 On 12/13/2013, Texas Community Bank, National Association, The Woodlands, Texas, the banking subsidiary of TCB Holding Company, was closed by the Office of the Comptroller of the
Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver.
101 As a result of a reincorporation merger of Community Bankers Trust Corporation, a Delaware corporation (CBTC Delaware) into Community Bankers Trust Corporation, a Virginia
corporation (CBTC Virginia), the outstanding preferred stock and warrant issued by CBTC Delaware were exchanged for a like amount of securities issued by CBTC Virginia, pursuant to
the terms of an agreement among Treasury, CBTC Delaware and CBTC Virginia entered into on 1/1/14.
102 On 10/15/13, Treasury entered into a securities purchase agreement with First-Citizens Bank & Trust Company (FCBTC) and 1st Financial Services Corporation (FFSC) pursuant to which
Treasury agreed to sell to FCBTC the CPP preferred stock and warrant issued by FFSC, subject to the conditions specified in such agreement. The sale was completed on 12/31/2013.
103 On 1/31/2014, Syringa Bank, Boise, Idaho, the banking subsidiary of Syringa Bancorp, was closed by the Idaho Department of Finance, which appointed the Federal Deposit Insurance
Corporation (FDIC) as receiver.
104 On 4/1/2014, pursuant to the terms of the merger of Alaska Pacific Bancshares, Inc. with Northrim Bancorp, Inc., Treasury received $2,370,908.26 for the warrants that had been issued to
Treasury by Alaska Pacific Bancshares, Inc.
105 On 4/18/2014, Treasury entered into an agreement with Bank of the Carolinas Corporation (“BCAR”) pursuant to which Treasury agreed to sell its CPP preferred stock and warrant back to
BCAR at a discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 7/16/2014.
106 On 4/24/2014, Treasury sold all of its preferred stock issued by Bankers’ Bank of the West Bancorp, Inc. (BBW) to private investors for total proceeds of $13.5million, pursuant to securities
purchase agreements dated as of April 21, 2014. BBW paid all accrued and unpaid dividends on the preferred stock as of April 24, 2014.
Footnote Description
Footnote
107 On 4/25/2014, Treasury entered into a securities purchase agreement with Provident Community Bankshares, Inc. (PCBS) and Park Sterling Corporation (Park Sterling) pursuant to which
Treasury agreed to sell to Park Sterling the CPP preferred stock and warrant issued by PCBS, subject to the conditions specified in such agreement. The sale was completed on 4/30/2014.
108 On 4/24/2014, Idaho Bancorp filed for Chapter 11 protection in the U.S. Bankruptcy Court for the District of Idaho. On 11/25/2014, the bankruptcy court for the District of Idaho confirmed
Idaho Bancorp’s amended plan of reorganization. On 8/5/2015 and 9/29/2015, UST received net distributions of $427,844.29 and $3,522.87, respectively, from Idaho Bancorp (after
payment to the Department of Justice of a 3% litigation fee).
109 On 4/30/2014, Treasury completed the exchange of its Northern States Financial Corporation preferred stock for common stock, pursuant to an exchange agreement, dated as of
4/29/2014, with Northern States Financial Corporation, and immediately sold the resulting Northern States Financial Corporation common stock, pursuant to securities purchase
agreements, each dated as of 4/29/14, with Blue Pine Financial Opportunities Fund II, LP, EJF Sidecar Fund, Series LLC, Endeavour Regional Bank Opportunities Fund L.P., Endeavour
Regional Bank Opportunities Fund II L.P., Hot Creek Investors, L.P.,JCSD Partners, LP, and PRB Investors, LP.
110 On 5/23/2014 Treasury completed the sale of its CommunityOne Bancorp common stock in an underwritten public offering.
111 On 5/30/2014, Treasury entered into a securities purchase agreement with Highlands Independent Bancshares, Inc. ("Highlands") and HCBF Holding Company, Inc. ("HCBF") pursuant to
which Treasury agreed to sell to HCBF the CPP preferred stock issued by Highlands, subject to the conditions specified in such agreement. The sale was completed on 10/24/2014.
112 On 6/30/2014, BCB Holding Company, Inc. (the “Institution”) repurchased their preferred and warrant preferred shares from Treasury and funds were wired from the Institution to the Bank
of New York Mellon (BNYM) for the benefit of Treasury. The repurchase was finalized after the close of business on 6/30/14 and the funds were subsequently transferred from BNYM to
Treasury on 7/1/2014.
113 On 8/28/2014, Treasury entered into an agreement with Central Bancorp, Inc. and Hanmi Financial Corporation, in connection with a merger, pursuant to which Treasury agreed to sell its
Central Bancorp, Inc. CPP preferred stock (including warrant preferred stock) to Hanmi Financial Corporation for (i) $23,625,000, plus (ii) all accrued and unpaid dividends, subject to the
satisfaction of the conditions specified in the agreement. The sale was completed on 8/29/2014.
Footnote Description
Footnote
114 On 10/17/2014, Treasury completed the exchange of its Regent Bancorp, Inc. preferred stock and warrant-preferred stock for common stock, pursuant to an exchange agreement, dated
as of 10/16/2014, with Regent Bancorp, Inc., and immediately sold the resulting Regent Bancorp, Inc. common stock to purchasers pursuant to securities purchase agreements dated as of
10/16/2014.
115 On 10/30/2014, Treasury entered into an agreement with Columbia Banking System, Inc. (Columbia) pursuant to which Treasury agreed to sell its warrant in Intermountain Community
Bancorp to Columbia subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 10/31/2014.
116 The subsidiary bank of Rising Sun Bancorp, NBRS Financial, was closed by the Maryland Office of the Commissioner of Financial Regulation, and the FDIC was named Receiver on
Friday, 10/17/2014.
117 The subsidiary bank of Western Community Bancshares, Inc., Frontier Bank, was closed by the Office of the Comptroller of the Currency, and the FDIC was named Receiver on Friday,
11/7/2014.
118 On 9/8/2014, Treasury gave Credit Suisse Securities (USA) LLC discretionary authority, as its sales agent, to sell subject to certain parameters shares of common stock from time to time
during the period ending on 12/7/2014. Completion of the sale under this authority occurred on December 5, 2014.
119 On 12/10/2014, Treasury sold all of its preferred stock issued by NCAL Bancorp to purchasers for total proceeds of $3.9 million, pursuant to a securities purchase agreement dated as of
November 25, 2014.
120 As a result of the merger of Farmers & Merchants Bancshares, Inc. into Allegiance Bancshares, Inc., the outstanding preferred stock and warrant preferred stock issued by Farmers &
Merchants Bancshares, Inc. was exchanged for a like amount of securities issued by Allegiance Bancshares, Inc., pursuant to the terms of an agreement among Treasury, Farmers &
Merchants Bancshares, Inc. and Allegiance Bancshares, Inc., entered into on 1/1/2015.
121 On 12/11/2014, Treasury gave Credit Suisse Securities (USA) LLC discretionary authority, as its sales agent, to sell subject to certain parameters shares of common stock from time to time
during the period ending on 3/8/2015. Completion of the sale under this authority occurred on 3/6/2015.
122 On 03/17/2015, Treasury sold all of its preferred stock issued by U.S. Century Bank to purchasers for total proceeds of $12.3 million, pursuant to a securities purchase agreement dated as
of March 17, 2015.
Footnote Description
Footnote
123 On 7/15/2015, Treasury entered into an agreement with Suburban Illinois Bancorp, Inc. (Suburban), pursuant to which Treasury agreed to sell its CPP senior subordinated securities to
Suburban for (i) $15,750,000, plus (ii) all accrued and unpaid dividends through 4/1/2015 subject to the conditions specified in such agreement. This transaction was in conjunction with a
merger between Suburban and Wintrust Financial Corporation. The sale was completed on 7/16/2015.
124 On 8/4/2015, Treasury entered into an agreement with City National Bancshares Corporation (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to the
Company at a discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 8/7/2015.
125 On 3/4/2011, Treasury completed the sale to Community Bancorp LLC (“CBC”) of all Preferred Stock and Warrants issued by Cadence Financial Corporation (“Cadence”) to Treasury for
an aggregate purchase price of $39,014,062.50, pursuant to the terms of the agreement between Treasury and CBC entered into on 10/29/2010.
126 On 8/27/2015, Treasury entered into an agreement with Patapsco Bancorp, Inc. and Howard Bancorp, Inc., in connection with a merger pursuant to which Treasury agreed to sell its
Patapsco Bancorp, Inc. CPP preferred stock (including warrant preferred stock) to Howard Bancorp, Inc. for (i) $6,300,000, plus (ii) all accrued and unpaid dividends, subject to the
satisfaction of the conditions specified in the agreement. The sale was completed on 8/28/2015.
127 On 9/18/2015, Treasury entered into an agreement with Goldwater Bank, N.A. and Kent Wiechert, pursuant to which Treasury agreed to sell all of its CPP preferred stock issued by
Goldwater Bank, N.A.to Wiechert for total proceeds of $1,348,000 subject to the satisfaction of conditions specified in the agreement. The sale was completed on 9/21/2015.
128 On 10/2/2015, Treasury completed the exchange of its Capital Commerce Bancorp, Inc. preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement
of the same date with Capital Commerce Bancorp, Inc. The consideration for that exchange included accrued and unpaid dividends through June 30, 2015. As part of the exchange
transaction, Treasury immediately sold the resulting Capital Commerce Bancorp, Inc. common stock to purchasers pursuant to securities purchase agreements, each dated as of
10/2/2015, with the purchaser parties thereto.
129 On 11/13/2015, Treasury received $3.88 million from the Department of Justice as a payment related to the United States’ $4.00 million False Claims Act action against the estate and
trusts of the late Layton P. Stuart, former owner, president, and Chief Executive Officer of One Financial Corporation.
130 On 12/23/2015, Treasury completed the exchange of its CalWest Bancorp preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement of the same
date with CalWest Bancorp. As part of that transaction, Treasury immediately sold the resulting CalWest Bancorp common stock to purchasers pursuant to securities purchase
agreements, each dated as of 12/23/2015, with the purchaser parties thereto.
Footnote Description
Footnote
131 On 2/29/2016, Treasury entered into an agreement with HCSB (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to the Company at a discount
subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 4/11/2016.
132 Sonoma Valley Bancorp was liquidated and dissolved pursuant to the provision of the California Corporations Code. As part of that liquidation and dissolution, UST received a distribution
of $150,000 from Sonoma Valley Bancorp on 6/15/2016.
133 On 6/30/2016, Treasury completed the exchange of its Liberty Shares, Inc. preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement of the same
date with Liberty Shares, Inc. As part of that transaction, Treasury immediately sold the resulting Liberty Shares, Inc. common stock to purchasers pursuant to securities purchase
agreements, each dated as of 6/30/2016, with the purchaser parties thereto.
134 On 7/1/2016, Treasury completed the sale to United Community Banks, Inc. (UCBI) of all of its CPP preferred stock and associated warrants issued by Tidelands Bancshares, Inc.
(Tidelands) to UCBI for total proceeds of $8,984,227 subject to the satisfaction of conditions specified in the agreement. This transaction was in conjunction with a merger between
Tidelands and UCBI.
135 On 6/28/2016, the United States completed a settlement of several lawsuits related to Treasury’s investment in One Financial Corporation (OFC). As a result of that settlement, it received
344,227 shares of OFC common stock on 6/23/2016.
136 On 12/21/2016, Treasury entered into an agreement with Broadway Financial Corporation, First Republic Bank, and Broadway Federal Bank, f.s.b Employee Ownership Trust, pursuant to
which Treasury agreed to sell part of its CPP common stock to the three entities for total proceeds of $7,477,547.40 subject to the satisfaction of conditions specified in the agreement. The
transaction was completed on December 22, 2016.
137 On 12/28/2016, Treasury entered into an agreement with Allied First Bancorp (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to the Company at a
discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/28/2016.
138 On 2/28/2017, Treasury completed the exchange of its Citizens Commerce Bancshares, Inc. preferred stock and warrant-preferred stock for common stock pursuant to an exchange
agreement of the same date with Citizens Commerce Bancshares, Inc. As part of that transaction, Treasury immediately sold the resulting Citizens Commerce Bancshares, Inc. common
stock to purchasers pursuant to securities purchase agreements, each dated as of 2/28/2017, with the purchaser parties thereto.
139 On 5/8/2017, Treasury obtained 344,577 shares of One Bank & Trust common shares in an Execution Sale conducted by the United States Marshal’s Service.
140 On 5/15/2017, Treasury sold 10,291,553 shares of First BanCorp common stock at $5.61 per share for total proceeds of $57,735,612.
Footnote Description
Footnote
141 On 5/31/17, Treasury received a court ordered $100.00 restitution check from a former executive of United Commercial Bank.
142 On 6/28/2017, Treasury entered into agreements with Broadway Financial Corporation, Pacific Western Bank and Community Bank, pursuant to which Treasury agreed to sell part of its
CPP common stock to Pacific Western Bank and Community Bank for total proceeds of $3,480,975 subject to the satisfaction of conditions specified in the agreement. The transaction
was completed on 6/29/2017.
143 On 6/30/2017, Cecil Bancorp, Inc. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the District of Maryland (Baltimore).
144 On 9/7/2017, Treasury completed the exchange of its Grand Mountain Bancshares, Inc. preferred stock for common stock pursuant to an exchange agreement of the same date with Grand
Mountain Bancshares, Inc.. As part of that transaction, Treasury immediately sold the resulting Grand Mountain Bancshares, Inc. common stock to purchasers pursuant to securities
purchase agreements, each dated as of 9/7/2017, with the purchaser parties thereto.
145 On 9/21/2017, Treasury entered into agreements with Broadway Financial Corporation and Pacific Premier Bank, pursuant to which Treasury agreed to sell part of its CPP common stock to
Pacific Premier Bank for total proceeds of $1,877,894.30 subject to the satisfaction of conditions specified in the agreement. The transaction was completed on 9/21/2017.
146 Pursuant to the 10/11/2017 Confirmation Order of the United States Bankruptcy Court for the District of Maryland, on 10/26/2017 Treasury completed the exchange of its Cecil Bancorp,
Inc. (Cecil) preferred stock for common stock pursuant to an exchange agreement of the same date with Cecil. As part of that transaction, Treasury immediately (i) sold the resulting Cecil
common stock to purchasers pursuant to securities purchase agreements, each dated as of 10/26/2017, with the purchaser parties thereto and (ii) cancelled Treasury’s warrant.
147 On 5/17/2018, Treasury exercised its warrant on a cashless basis and received (i) 730,571 shares of common stock and (ii) $6.58 in cash in lieu of fractional shares. Treasury sold such
shares of common stock on 5/21/2018 for total proceeds of $5,702,106.66.
148 On 5/22/2018, Treasury entered into an agreement with Pinnacle Bank Holding Company, Inc. (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to
the Company at a discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 5/22/2018.
149 On 7/13/2018, Treasury exchanged its preferred stock in Harbor Bankshares Corporation (“Harbor”) and all accrued, unpaid dividends on that stock for 5,491,843 shares of common stock
and payment of $2,272,617 pursuant to the terms of the exchange agreement between Treasury and Harbor entered into on that day.
150 On 07/16/2018, Treasury entered into an agreement with CSS, LLC (CSS) pursuant to which Treasury agreed to sell its warrant in Synovus Financial Corp. to CSS subject to the
satisfaction of the conditions specified in the agreement. The sale was completed on 07/17/2018.
Footnote Description
Footnote
151 On 7/31/2018, Treasury entered into an agreement with One Bank & Trust, N.A. and First Paragould Bankshares, Inc., pursuant to which Treasury agreed to sell its 344,577 shares of CPP
common stock in One Bank & Trust, N.A. to First Paragould Bankshares, Inc. for total proceeds of $3,515,448.62 subject to the satisfaction of conditions specified in the agreement. The
transaction was completed on 7/31/2018.
152 On 8/15/18, Treasury determined that its securities holdings in One Financial Corporation (OFC) were worthless because OFC is defunct, cannot be located, and has no assets. OFC has:
ceased all operations; not had any directors or officers since early 2013; not filed with the Federal Reserve since early 2013; failed to file tax returns or make payments to the Arkansas
Secretary of State since 2013, and; had its’ charter revoked by the Arkansas Secretary of State for failure to file. Treasury determined that OFC has not had any assets since May 8, 2017
when Treasury purchased OFC’s common shares in OFC’s former banking subsidiary One Bank in an execution sale held by the United States’ Marshals Service.
CAPITAL PURCHASE PROGRAM - CITIGROUP, INC.
COMMON STOCK DISPOSITION
Date
4/26/2010 5/26/2010
5/26/2010 6/30/2010
7/23/2010 9/30/2010
10/19/2010 12/6/2010
12/6/2010
6
Pricing Mechanism
1
2
3
4
5
Number of Shares
Proceeds
7
$4.1217
1,500,000,000 $
6,182,493,158
$3.8980
1,108,971,857 $
4,322,726,825
$3.9090
1,500,000,000 $
5,863,489,587
$4.2609
1,165,928,228 $
4,967,921,811
$4.3500
2,417,407,607 $
10,515,723,090
Total Proceeds:
$31,852,354,471
1/ On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common
stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on May 26, 2010.
2/ On May 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common
stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on June 30, 2010.
3/ On July 23, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common
stock from time to time during the period ending on September 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occured on September 30, 2010.
4/ On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of
common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010.
5/ On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. Closing of the offering is subject to the fulfillment of certain closing conditions.
6/ The price set forth is the weighted average price for all sales of Citigroup, Inc. common stock made by Treasury over the course of the corresponding period.
7/ Amount represents the gross proceeds to Treasury.
*Investment Status Definition Key
COMMUNITY DEVELOPMENT CAPITAL INITIATIVE
Full investment outstanding: Treasury's full investment is still outstanding
Redeemed – institution has repaid Treasury’s investment
Sold – by auction, an offering, or through a restructuring
Exited bankruptcy/receivership - Treasury has no outstanding investment
Currently not collectible - investment is currently not collectible; therefore there is no outstanding investment and a corresponding (Realized
Loss) / (Write-off)
In full – all of Treasury’s investment amount
In part – part of the investment is no longer held by Treasury, but some remains
Capital Repayment / Disposition / Auction
UST Number
UST1402
UST1402
UST1454
UST1454
UST1378
UST1378
UST1456
UST1456
UST1456
UST1453
UST1453
UST0767
UST0767
UST0938
UST0938
UST1373
UST1373
UST1399
UST1399
UST1428
UST1428
UST1401
UST1401
UST1395
UST1408
UST1408
UST1382
UST1382
UST1382
UST0413
UST0900
UST0900
UST0318
UST0318
UST0318
UST0318
UST0956
UST0956
UST0354
UST1423
UST1423
UST1391
UST1391
UST1421
UST1430
UST1430
UST1389
UST1444
UST1444
UST1447
UST1447
UST1431
UST1431
UST1372
UST1372
UST0596
UST0596
UST0649
UST0649
UST1297
UST1297
UST1420
UST1420
UST0344
UST0344
UST1199
UST1199
UST1443
UST1443
UST1384
UST1384
UST1425
UST1425
UST1433
UST1433
UST1233
UST1233
UST1439
UST1439
UST1398
UST1163
UST1163
UST0801
UST0801
Footnote
26
8
8
8
8
3,4,14
8,11
8
8
8
27
8,10
8
3,6
20
3,5,8,33
3,12
3,4
21
34
8
8
8
3
3,8
3,8
8
3,8
3,17
8
8
28
8
3,8
8
3,4,8
3,35
Institution Name
Alternatives Federal Credit Union
Alternatives Federal Credit Union
American Bancorp of Illinois, Inc.
American Bancorp of Illinois, Inc.
Atlantic City Federal Credit Union
Atlantic City Federal Credit Union
Bainbridge Bancshares, Inc.
Bainbridge Bancshares, Inc.
Bainbridge Bancshares, Inc.
Bancorp of Okolona, Inc.
Bancorp of Okolona, Inc.
BancPlus Corporation
BancPlus Corporation
BankAsiana
BankAsiana
Bethex Federal Credit Union
Bethex Federal Credit Union
Border Federal Credit Union
Border Federal Credit Union
Brewery Credit Union
Brewery Credit Union
Brooklyn Cooperative Federal Credit Union
Brooklyn Cooperative Federal Credit Union
Buffalo Cooperative Federal Credit Union
Butte Federal Credit Union
Butte Federal Credit Union
Carter Federal Credit Union
Carter Federal Credit Union
Carter Federal Credit Union
Carver Bancorp, Inc
CFBanc Corporation
CFBanc Corporation
Citizens Bancshares Corporation
Citizens Bancshares Corporation
Citizens Bancshares Corporation
Citizens Bancshares Corporation
Community Bancshares of Mississippi, Inc.
Community Bancshares of Mississippi, Inc.
Community Bank of the Bay
Community First Guam Federal Credit Union
Community First Guam Federal Credit Union
Community Plus Federal Credit Union
Community Plus Federal Credit Union
Cooperative Center Federal Credit Union
D.C. Federal Credit Union
D.C. Federal Credit Union
East End Baptist Tabernacle Federal Credit Union
Episcopal Community Federal Credit Union
Episcopal Community Federal Credit Union
Fairfax County Federal Credit Union
Fairfax County Federal Credit Union
Faith Based Federal Credit Union
Faith Based Federal Credit Union
Fidelis Federal Credit Union
Fidelis Federal Credit Union
First American International Corp.
First American International Corp.
First Choice Bank
First Choice Bank
First Eagle Bancshares, Inc.
First Eagle Bancshares, Inc.
First Legacy Community Credit Union
First Legacy Community Credit Union
First M&F Corporation
First M&F Corporation
First Vernon Bancshares, Inc.
First Vernon Bancshares, Inc.
Freedom First Federal Credit Union
Freedom First Federal Credit Union
Gateway Community Federal Credit Union
Gateway Community Federal Credit Union
Genesee Co-op Federal Credit Union
Genesee Co-op Federal Credit Union
Greater Kinston Credit Union
Greater Kinston Credit Union
Guaranty Capital Corporation
Guaranty Capital Corporation
Hill District Federal Credit Union
Hill District Federal Credit Union
Hope Federal Credit Union
IBC Bancorp, Inc.
IBC Bancorp, Inc.
IBW Financial Corporation
IBW Financial Corporation
City
Ithaca
Ithaca
Oak Brook
Oak Brook
Lander
Lander
Bainbridge
Bainbridge
Bainbridge
Okolona
Okolona
Ridgeland
Ridgeland
Palisades Park
Palisades Park
Bronx
Bronx
Del Rio
Del Rio
Milwaukee
Milwaukee
Brooklyn
Brooklyn
Buffalo
Biggs
Biggs
Springhill
Springhill
Springhill
New York
Washington
Washington
Atlanta
Atlanta
Atlanta
Atlanta
Brandon
Brandon
Oakland
Hagatna
Hagatna
Rantoul
Rantoul
Berkeley
Washington
Washington
Bridgeport
Los Angeles
Los Angeles
Fairfax
Fairfax
Oceanside
Oceanside
New York
New York
Brooklyn
Brooklyn
Cerritos
Cerritos
Hanover Park
Hanover Park
Charlotte
Charlotte
Kosciusko
Kosciusko
Vernon
Vernon
Roanoke
Roanoke
Missoula
Missoula
Rochester
Rochester
Kinston
Kinston
Belzoni
Belzoni
Pittsburgh
Pittsburgh
Jackson
Chicago
Chicago
Washington
Washington
State
NY
NY
IL
IL
WY
WY
GA
GA
GA
MS
MS
MS
MS
NJ
NJ
NY
NY
TX
TX
WI
WI
NY
NY
NY
CA
CA
LA
LA
LA
NY
DC
DC
GA
GA
GA
GA
MS
MS
CA
GU
GU
IL
IL
CA
DC
DC
CT
CA
CA
VA
VA
CA
CA
NY
NY
NY
NY
CA
CA
IL
IL
NC
NC
MS
MS
AL
AL
VA
VA
MT
MT
NY
NY
NC
NC
MS
MS
PA
PA
MS
IL
IL
DC
DC
Date
9/24/2010
12/27/2016
9/17/2010
3/1/2017
9/24/2010
9/26/2012
9/24/2010
9/10/2014
1/7/2015
9/29/2010
3/13/2013
9/29/2010
10/18/2016
9/29/2010
10/1/2013
9/29/2010
11/18/2015
9/29/2010
10/15/2014
9/24/2010
10/3/2012
9/30/2010
12/27/2016
9/24/2010
9/24/2010
12/31/2014
9/29/2010
2/6/2013
4/11/2018
8/27/2010
9/17/2010
12/20/2016
8/13/2010
9/17/2010
12/30/2016
10/4/2017
9/29/2010
10/11/2016
9/29/2010
9/24/2010
9/18/2018
9/29/2010
12/20/2016
9/24/2010
9/29/2010
12/30/2016
9/29/2010
9/29/2010
4/11/2018
9/24/2010
9/13/2017
9/29/2010
8/19/2015
9/29/2010
10/14/2015
8/13/2010
8/15/2018
9/24/2010
5/1/2013
9/17/2010
3/25/2016
9/29/2010
4/2/2014
9/29/2010
8/30/2013
9/29/2010
11/29/2016
9/29/2010
6/12/2013
9/24/2010
10/17/2012
9/17/2010
12/27/2016
9/29/2010
4/10/2012
7/30/2010
12/21/2016
9/29/2010
7/26/2017
9/17/2010
9/10/2010
4/4/2018
9/3/2010
12/30/2016
Original Investment Type
Subordinated Debentures
1
Exchange From CPP
2
Original Investment Amount
$2,234,000.00
Outstanding Investment
$0.00
Subordinated Debentures
$5,457,000.00
$0.00
$6,549,066.96 Redeemed, in Full
Subordinated Debentures
$2,500,000.00
$0.00
$2,600,277.77 Redeemed, in Full
Preferred Stock
$3,372,000.00
Subordinated Debentures
Preferred Stock
$50,400,000.00
Preferred Stock
$0.00
$3,297,000.00
$0.00
$30,514,000.00
$0.00
$5,250,000.00
$0.00
Total Cash Back
Investment Status*
$2,334,902.34 Sold, in full
Subordinated Debentures
$3,260,000.00
$0.00
$3,523,697.78 Redeemed, in Full
Subordinated Debentures
$1,096,000.00
$0.00
$1,140,388.00 Redeemed, in Full
$145,000.00
$1,000,000.00
$145,000.00
$0.00
Subordinated Debentures
$6,300,000.00
$0.00
Common Stock
Preferred Stock
$18,980,000.00
Preferred Stock
$7,462,000.00
$5,781,000.00
$18,980,000.00
$0.00
$0.00
(Realized Loss) / (Write-off)
$2,055,280.00
2,234,000
$0.92
$5,457,000.00
5,457,000
$1.00
$2,500,000.00
2,500,000
$1.00
$2,372,000.00
$1,000,000.00
2,372
1,000
$1,000.00
$1,000.00
$3,297,000.00
3,297,000
$1.00
$75,250,020.00
80,914
$930.00
$5,250,000.00
5,250
$1,000.00
$502,000.00
502,000
$1.00
$3,260,000.00
3,260,000
$1.00
$1,096,000.00
1,096,000
$1.00
$280,000.00
300,000
$0.93
$1,000,000.00
1,000,000
$1.00
$2,500,000.00
$3,800,000.00
2,500,000
3,800,000
$1.00
$1.00
$5,549,760.00
5,781
$960.00
($231,240.00)
$4,227,049.00
$7,462,000.00
4,379
7,462
$965.30
$1,000.00
($151,951.00)
$50,778,000.00
54,600
$930.00
($3,822,000.00)
$2,650,000.00
2,650,000
$1.00
$415,000.00
450,000
$0.92
($35,000.00)
$970,900.00
1,022,000
$0.95
($51,100.00)
$100,000.00
100,000
$1.00
$8,044,000.00
8,044,000
$1.00
$30,000.00
30,000
$1.00
$14,000.00
14,000
$1.00
$10,000,000.00
10,000
$1,000.00
$5,146,000.00
5,146
$1,000.00
$7,875,000.00
7,875,000
$1.00
$1,000,000.00
1,000,000
$1.00
$30,000,000.00
30,000
$1,000.00
$5,745,400.00
6,245
$920.00
$9,278,000.00
9,278,000
$1.00
$1,657,000.00
1,657,000
$1.00
$279,000.00
300,000
$0.93
$350,000.00
350,000
$1.00
$14,000,000.00
14,000,000
$1.00
$100,000.00
100,000
$1.00
$8,086,000.00
8,086,000
$1.00
$5,610,000.00
6,000
$935.00
($178,720.00)
($5,663,980.00)
$5,565,583.34 Redeemed, in Full
$553,566.56 Redeemed, in Full
Subordinated Debentures
Subordinated Debentures
Avg. Price
$85,045,109.22 Sold, in full
$0.00
$0.00
Shares
$3,547,974.96 Redeemed, in Full
$502,000.00
$300,000.00
(Fee)
$3,645,637.33 Redeemed, in Full
Subordinated Debentures
Subordinated Debentures
Amount
$317,450.00 Sold, in full
($20,000.00)
$22,885.83 Full investment outstanding
$1,085,388.88 Redeemed, in Full
$6,990,172.22 Redeemed, in Full
$446,512.41 Full investment outstanding
$6,273,348.50 Sold, in full
$13,305,408.94 Sold, in full
$4,379,000.00
Preferred Stock
Preferred Stock
Subordinated Debentures
$54,600,000.00
$1,747,000.00
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
$0.00
$2,313,000.00
$2,650,000.00
$4,060,000.00
$0.00
$450,000.00
$0.00
$2,799,000.00
$1,522,000.00
Subordinated Debentures
Subordinated Debentures
$7,000.00
$100,000.00
$2,799,000.00
$500,000.00
$7,000.00
$0.00
$57,366,400.00 Sold, in full
$619,375.56 Full investment outstanding
$3,073,116.66 Redeemed, in Full
$471,025.00 Sold, in full
$441,775.50 Full investment outstanding
$1,177,484.56 Sold, in part
$1,102.89 Full investment outstanding
$115,066.67 Redeemed, in Full
Subordinated Debentures
$8,044,000.00
$0.00
$9,165,244.22 Redeemed, in Full
Subordinated Debentures
$30,000.00
$0.00
$32,933.34 Redeemed, in Full
Subordinated Debentures
$14,000.00
$0.00
$15,411.67 Redeemed, in Full
Preferred Stock
$17,000,000.00
$7,000,000.00
$12,737,975.79 Redeemed, in part
Preferred Stock
$5,146,000.00
$0.00
$5,413,877.89 Redeemed, in Full
Subordinated Debentures
$7,875,000.00
$0.00
$9,223,112.50 Redeemed, in Full
Subordinated Debentures
Preferred Stock
Preferred Stock
$1,000,000.00
$30,000,000.00
$6,245,000.00
$0.00
$1,070,166.67 Redeemed, in Full
$0.00
$31,751,666.67 Redeemed, in Full
$0.00
$6,528,523.06 Sold, in full
Subordinated Debentures
$9,278,000.00
$0.00
$9,779,527.44 Redeemed, in Full
Subordinated Debentures
$1,657,000.00
$0.00
$1,725,397.27 Redeemed, in Full
Subordinated Debentures
$300,000.00
$0.00
$316,666.67 Sold, in full
Subordinated Debentures
$350,000.00
$0.00
$360,714.44 Redeemed, in Full
$0.00
$16,773,983.33 Redeemed, in Full
Subordinated Debentures
$14,000,000.00
Subordinated Debentures
$100,000.00
$0.00
Subordinated Debentures
Subordinated Debentures
$4,205,000.00
$4,520,000.00
$3,881,000.00
$4,520,000.00
$0.00
Preferred Stock
$6,000,000.00
$0.00
($499,600.00)
($21,000.00)
$113,650.00 Redeemed, in Full
$715,164.44 Full investment outstanding
$9,982,706.07 Redeemed, in Full
$6,369,000.00 Sold, in full
($390,000.00)
Gain
UST0938
UST1451
UST1451
UST1295
UST1295
UST0526
UST0526
UST1403
UST1403
UST1403
UST1403
UST1403
UST1403
UST0551
UST0551
UST1374
UST1374
UST1256
UST1256
UST0139
UST0139
UST0139
UST1383
UST1387
UST1441
UST1441
UST1409
UST0451
UST0451
UST1414
UST1414
UST1214
UST1214
UST1422
UST1422
UST0785
UST0785
UST1417
UST1417
UST1417
UST1450
UST1450
UST1438
UST1438
UST1207
UST1207
UST1207
UST1207
UST0208
UST0208
UST1379
UST1379
UST0490
UST0490
UST1370
UST1370
UST1429
UST1429
UST0478
UST0478
UST0511
UST0511
UST0754
UST0754
UST0754
UST1410
UST1410
UST1435
UST1435
UST0610
UST1400
UST1400
UST1390
UST1390
UST1426
UST1426
UST0272
UST0272
UST1386
UST1386
UST1267
UST1267
UST1404
UST1404
UST1449
UST1449
UST1449
UST1449
UST1449
UST1458
UST1458
8
8
3,8
8
3,4,22
36
3,23
3,5,8
3,24
30
3,7
8
3,8
8,16
8
37
3,8
3,4,15
31
3,4,18
25
8
3,13
3,4,19
8
29
38
3
9
3,8
8
3,4,8
8
8,32
8
BankAsiana
Independent Employers Group Federal Credit Union
Independent Employers Group Federal Credit Union
Kilmichael Bancorp, Inc.
Kilmichael Bancorp, Inc.
Lafayette Bancorp, Inc.
Lafayette Bancorp, Inc.
Liberty County Teachers Federal Credit Union
Liberty County Teachers Federal Credit Union
Liberty County Teachers Federal Credit Union
Liberty County Teachers Federal Credit Union
Liberty County Teachers Federal Credit Union
Liberty County Teachers Federal Credit Union
Liberty Financial Services, Inc.
Liberty Financial Services, Inc.
Lower East Side People's Federal Credit Union
Lower East Side People's Federal Credit Union
M&F Bancorp, Inc.
M&F Bancorp, Inc.
Mission Valley Bancorp
Mission Valley Bancorp
Mission Valley Bancorp
Neighborhood Trust Federal Credit Union
North Side Community Federal Credit Union
Northeast Community Federal Credit Union
Northeast Community Federal Credit Union
Opportunities Credit Union
PGB Holdings, Inc.
PGB Holdings, Inc.
Phenix Pride Federal Credit Union
Phenix Pride Federal Credit Union
Premier Bancorp, Inc.
Premier Bancorp, Inc.
Prince Kuhio Federal Credit Union / Hawaii Federal Credit Union
Prince Kuhio Federal Credit Union / Hawaii Federal Credit Union
PSB Financial Corporation
PSB Financial Corporation
Pyramid Federal Credit Union
Pyramid Federal Credit Union
Pyramid Federal Credit Union
Renaissance Community Development Credit Union
Renaissance Community Development Credit Union
Santa Cruz Community Credit Union
Santa Cruz Community Credit Union
Security Capital Corporation
Security Capital Corporation
Security Capital Corporation
Security Capital Corporation
Security Federal Corporation
Security Federal Corporation
Shreveport Federal Credit Union
Shreveport Federal Credit Union
Southern Bancorp, Inc.
Southern Bancorp, Inc.
Southern Chautauqua Federal Credit Union
Southern Chautauqua Federal Credit Union
Southside Credit Union
Southside Credit Union
State Capital Corporation
State Capital Corporation
The First Bancshares, Inc.
The First Bancshares, Inc.
The Magnolia State Corporation
The Magnolia State Corporation
The Magnolia State Corporation
Thurston Union of Low-Income People (TULIP) Cooperative Credit Union / Harborstone Credit Union
Thurston Union of Low-Income People (TULIP) Cooperative Credit Union / Harborstone Credit Union
Tongass Federal Credit Union
Tongass Federal Credit Union
Tri-State Bank of Memphis
Tulane-Loyola Federal Credit Union
Tulane-Loyola Federal Credit Union
Union Baptist Church Federal Credit Union
Union Baptist Church Federal Credit Union
Union Settlement Federal Credit Union
Union Settlement Federal Credit Union
United Bancorporation of Alabama, Inc.
United Bancorporation of Alabama, Inc.
UNITEHERE Federal Credit Union
(Workers United Federal Credit Union)
UNITEHERE Federal Credit Union
(Workers United Federal Credit Union)
University Financial Corp, Inc.
University Financial Corp, Inc.
UNO Federal Credit Union
UNO Federal Credit Union
Vigo County Federal Credit Union
Vigo County Federal Credit Union
Vigo County Federal Credit Union
Vigo County Federal Credit Union
Vigo County Federal Credit Union
Virginia Community Capital, Inc.
Virginia Community Capital, Inc.
Palisades Park
Hilo
Hilo
Kilmichael
Kilmichael
Oxford
Oxford
Liberty
Liberty
Liberty
Liberty
Liberty
Liberty
New Orleans
New Orleans
New York
New York
Durham
Durham
Sun Valley
Sun Valley
Sun Valley
New York
Chicago
San Francisco
San Francisco
Burlington
Chicago
Chicago
Phenix City
Phenix City
Wilmette
Wilmette
Honolulu
Honolulu
Many
Many
Tucson
Tucson
Tucson
Somerset
Somerset
Santa Cruz
Santa Cruz
Batesville
Batesville
Batesville
Batesville
Aiken
Aiken
Shreveport
Shreveport
Arkadelphia
Arkadelphia
Lakewood
Lakewood
San Antonio
San Antonio
Greenwood
Greenwood
Hattiesburg
Hattiesburg
Bay Springs
Bay Springs
Bay Springs
Olympia
Olympia
Ketchikan
Ketchikan
Memphis
New Orleans
New Orleans
Fort Wayne
Fort Wayne
New York
New York
Atmore
Atmore
New York
New York
St. Paul
St. Paul
New Orleans
New Orleans
Terre Haute
Terre Haute
Terre Haute
Terre Haute
Terre Haute
Christiansburg
Christiansburg
NJ
HI
HI
MS
MS
MS
MS
TX
TX
TX
TX
TX
TX
LA
LA
NY
NY
NC
NC
CA
CA
CA
NY
IL
CA
CA
VT
IL
IL
AL
AL
IL
IL
HI
HI
LA
LA
AZ
AZ
AZ
NJ
NJ
CA
CA
MS
MS
MS
MS
SC
SC
LA
LA
AR
AR
NY
NY
TX
TX
MS
MS
MS
MS
MS
MS
MS
WA
WA
AK
AK
TN
LA
LA
IN
IN
NY
NY
AL
AL
NY
NY
MN
MN
LA
LA
IN
IN
IN
IN
IN
VA
VA
10/1/2013
9/29/2010
11/18/2015
9/3/2010
11/2/2016
9/29/2010
1/27/2016
9/24/2010
4/2/2014
12/31/2014
12/16/2015
1/11/2017
2/7/2018
9/24/2010
12/20/2016
9/24/2010
12/30/2016
8/20/2010
12/20/2016
8/20/2010
9/24/2010
8/23/2017
9/24/2010
9/29/2010
9/24/2010
6/13/2018
9/29/2010
8/13/2010
12/20/2016
9/24/2010
12/27/2016
8/13/2010
1/29/2013
9/24/2010
9/9/2015
9/29/2010
12/28/2012
9/24/2010
3/9/2016
11/22/2016
9/29/2010
8/2/2017
9/24/2010
1/10/2017
9/29/2010
9/9/2015
3/23/2016
5/27/2016
9/29/2010
10/31/2016
9/29/2010
12/27/2016
8/6/2010
11/29/2016
9/29/2010
12/20/2016
9/29/2010
10/30/2013
9/29/2010
10/11/2016
9/29/2010
12/6/2016
9/29/2010
12/17/2014
5/24/2017
9/24/2010
12/27/2016
9/24/2010
1/24/2017
8/13/2010
9/24/2010
8/8/2018
9/24/2010
9/24/2018
9/29/2010
12/30/2016
9/3/2010
11/16/2016
9/29/2010
3/20/2013
7/30/2010
11/28/2012
9/24/2010
9/4/2013
9/29/2010
2/25/2015
12/23/2015
12/27/2016
1/17/2018
9/24/2010
6/29/2016
$698,000.00
Subordinated Debentures
$3,154,000.00
Subordinated Debentures
Preferred Stock
$4,551,000.00
Subordinated Debentures
$435,000.00
$5,645,000.00
Preferred Stock
$5,689,000.00
$898,000.00
Subordinated Debentures
$11,735,000.00
Preferred Stock
Preferred Stock
$5,500,000.00
$0.00
$0.00
$3,756,668.07 Redeemed, in Full
$0.00
$5,035,934.33 Redeemed, in Full
$0.00
$481,433.83 Redeemed, in Full
$0.00
5,250
$1,000.00
$698,000.00
698,000
$1.00
$3,154,000.00
3,154,000
$1.00
$4,551,000.00
4,551
$1,000.00
$87,000.00
$87,000.00
$87,000.00
$87,000.00
$87,000.00
87,000
87,000
87,000
87,000
87,000
$1.00
$1.00
$1.00
$1.00
$1.00
$10,591,623.00
11,334
$934.50
($742,377.00)
$827,118.22
898,000
$0.92
($70,881.78)
$9,388,000.00
11,735
$800.00
($2,347,000.00)
$10,336,000.00
10,336
$2,000.00
$350,000.00
350,000
$1.00
$2,940,000.00
3,000
$980.00
($60,000.00)
$142,000.00
153,000
$0.93
($11,000.00)
$79,900.00
6,784,000
$0.01
($6,704,100.00)
$273,000.00
273,000
$1.00
$9,734,000.00
9,734
$1,000.00
$1,500,000.00
$930,000.00
1,500,000
1,000,000
$1.00
$0.93
$31,000.00
31,000
$1.00
$2,607,416.00
2,828,000
$0.92
$9,250,000.00
$3,000,000.00
$5,660,000.00
9,250
3,000
5,660
$1,000.00
$1,000.00
$1,000.00
$21,340,000.00
22,000
$970.00
($660,000.00)
$2,434,320.00
2,646,000
$0.92
($211,680.00)
$31,434,000.00
33,800
$930.00
($2,366,000.00)
$1,589,370.00
1,709,000
$0.93
($119,630.00)
$1,100,000.00
1,100,000
$1.00
$14,750,000.00
15,750
$936.51
($1,000,000.00)
$15,925,000.00
17,123
$930.04
($1,198,000.00)
$3,700,000.00
$4,222,000.00
3,700,000
4,222,000
$1.00
$1.00
$71,205.00
75,000
$0.95
($3,795.00)
$1,552,000.00
1,600,000
$0.97
($48,000.00)
$424,000.00
424,000
$1.00
$10,000.00
10,000
$1.00
$271,714.78
295,000
$0.92
$10,300,000.00
10,300
$1,000.00
$57,000.00
57,000
$1.00
$22,115,000.00
22,115,000
$1.00
$743,000.00
743,000
$1.00
$491,600.00
$245,800.00
$358,018.00
$102,450.00
491,600
245,800
389,150
102,450
$1.00
$1.00
$0.92
$1.00
1,915,000
$1.00
$12,005,854.33 Sold, in full
$0.00
$939,667.55 Sold, in full
$0.00
$10,874,433.34 Sold, in full
$0.00
$5,250,000.00
$769,700.70 Redeemed, in Full
$11,775,627.99 Redeemed, in Full
$4,836,000.00
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
$283,000.00
$325,000.00
$350,000.00
$283,000.00
$325,000.00
$0.00
$44,668.01 Full investment outstanding
$51,205.56 Full investment outstanding
$404,036.11 Redeemed, in Full
Subordinated Debentures
Preferred Stock
$1,091,000.00
$1,091,000.00
$0.00
$171,893.11 Full investment outstanding
$3,327,125.28 Sold, in full
$153,000.00
$0.00
$3,000,000.00
Subordinated Debentures
Subordinated Debentures
$6,784,000.00
Subordinated Debentures
$0.00
$273,000.00
$9,734,000.00
Preferred Stock
Subordinated Debentures
$2,500,000.00
$300,072.50 Redeemed, in Full
$0.00
$10,171,489.22 Redeemed, in Full
$0.00
$31,000.00
$0.00
Subordinated Debentures
$2,828,000.00
$0.00
$17,910,000.00
Preferred Stock
$18,000,000.00
Subordinated Debentures
$11,000,000.00
Preferred Stock
Subordinated Debentures
Subordinated Debentures
$0.00
$15,750,000.00
Preferred Stock
$5,000,000.00
Subordinated Debentures
$2,716,972.22 Sold, in full
$2,963,429.78 Sold, in full
$24,019,111.11 Sold, in full
$2,646,000.00
$0.00
$2,764,776.00 Sold, in full
$22,800,000.00
$0.00
$35,702,188.89 Sold, in full
$1,709,000.00
$0.00
$1,802,139.70 Sold, in full
$12,123,000.00
$7,922,000.00
$1,167,894.44 Redeemed, in Full
$0.00
$16,650,500.00 Sold, in full
$0.00
$18,043,495.61 Sold, in full
$0.00
$9,276,380.53 Redeemed, in Full
Subordinated Debentures
$75,000.00
$0.00
$80,592.50 Sold, in full
Subordinated Debentures
$1,600,000.00
$0.00
$1,754,666.66 Sold, in full
$424,000.00
$2,795,000.00
$0.00
$10,000.00
$0.00
Preferred Stock
Subordinated Debentures
$2,795,000.00
Subordinated Debentures
Subordinated Debentures
Preferred Stock
$295,000.00
$10,300,000.00
Subordinated Debentures
Subordinated Debentures
$57,000.00
$11,926,000.00
$0.00
$209,935.56 Full investment outstanding
$490,756.44 Redeemed, in Full
$11,600.00 Redeemed, in Full
$308,622.56 Sold, in full
$0.00
$11,577,772.22 Redeemed, in Full
$0.00
$59,821.50 Redeemed, in Full
$10,189,000.00
$0.00
$23,710,842.97 Redeemed, in Full
Subordinated Debentures
$743,000.00
$0.00
$786,754.45 Redeemed, in Full
Subordinated Debentures
$1,229,000.00
$0.00
Subordinated Debentures
TOTALS
$363,290,000.00
$1,915,000.00
$0.00
$206,783,000.00
$42,505,000.00
($220,584.00)
$19,794,559.99 Redeemed, in Full
$0.00
$0.00
($70,000.00)
$35,241.83 Redeemed, in Full
$4,000,000.00
$1,100,000.00
Preferred Stock
$79,900.00 Sold, in full
$0.00
Subordinated Debentures
Preferred Stock
$161,150.50 Sold, in full
($23,285.22)
$1,330,468.70 Sold, in full
($31,132.00)
$2,135,756.94 Redeemed, in Full
$566,033,580.38
$1,915,000.00
$500,615,944.00
$0.00
($26,952,056.00)
$0.00
Footnote
Footnote Description
1 All pricing is at par.
2 Total Cash Back includes net capital repayments, interest and dividends, warrant proceeds, and other income (less expenses).
This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of
3 investment with Treasury under the CDCI program terms.
4 Treasury made an additional investment in this institution at the time it entered the CDCI program.
5 Treasury made an additional investment in this institution after the time it entered the CDCI program.
On 10/28/2011, Treasury completed the exchange of all Carver Bancorp, Inc. ("Carver") preferred stock held by Treasury for 2,321,286 shares of Carver common stock, pursuant to the
6 terms of the agreement between Treasury and Carver entered into on 06/29/2011. Accrued and previously unpaid dividends were paid on the date of the exchange.
On 3/23/2012, Premier Bank, Wilmette, IL, the banking subsidiary of Premier Bancorp, Inc., was closed by the Illinois Department of Financial and Professional Regulation - Division of
Banking, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. On 1/29/2013, UST received $79,900 representing the total amount of distributions paid to creditors
7 as a result of the liquidation of Premier Bancorp, Inc.
Repayment pursuant to one or more of the following, as appropriate: Section 5 of the CDCI Certificate of Designation, Section 6.10 or 6.11 of the CDCI Securities Purchase Agreement,
8 and/or Section 5.11 of the CDCI Exchange Agreement.
On 10/31/2014, in connection with the merger of Union Settlement Federal Credit Union (Union) with Lower East Side People’s Federal Credit Union (Lower East Side), Treasury
exchanged its $295,000 in aggregate principal amount of Union senior subordinated securities for a like amount of additional Lower East Side senior subordinated securities. Accrued
9 dividends on the Union senior subordinated securities were paid on the date of the exchange.
On 12/23/2014, in connection with the merger of Butte Federal Credit Union (Butte) with Self-Help Credit Union (SHFCU), Treasury exchanged its 1,000,000 in senior subordinated
10 securities for a like amount of SHFCU senior subordinated securities. Accrued and unpaid interest were paid on the date of the exchange.
On 10/1/2013, Treasury completed the sale to Wilshire Bancorp, Inc. (“Wilshire”) of all of the preferred stock that had been issued by BankAsiana (“BankAsiana”) to Treasury for a
purchase price of $5,250,000 plus accrued dividends, pursuant to the terms of the agreement between Treasury, Wilshire and BankAsiana entered into on 9/25/2013 in connection with the
11 merger of Wilshire and BankAsiana.
Footnote
Footnote Description
On 10/11/2016, Treasury entered into an agreement with Community Bancshares of Mississippi, Inc. (the “Company”) pursuant to which Treasury agreed to sell its CDCI preferred stock to
the Company for fair value of $50,778,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was
12 completed on 10/11/2016.
On 10/11/2016, Treasury entered into an agreement with State Capital Corp. (the “Company”) pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair
value of $14,750,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on
13 10/11/2016.
On 10/18/2016, Treasury entered into an agreement with BancPlus Corporation (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair
value of $75,250,020 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on
14 10/18/2016.
On 10/31/2016, Treasury entered into an agreement with Security Federal Corporation (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company
for fair value of $21,340,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on
15 10/31/2016.
On 11/22/2016, Treasury entered into an agreement with Pyramid Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities
to the Company for fair value of $930,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was
16 completed on 11/22/2016.
On 11/29/2016, Treasury entered into an agreement with First Vernon Bancshares, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the
Company for fair value of $5,745,400 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was
17 completed on 11/29/2016.
On 11/29/2016, Treasury entered into an agreement with Southern Bancorp, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for
fair value of $31,434,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on
18 11/29/2016.
Footnote
Footnote Description
On 12/06/2016, Treasury entered into an agreement with The First Bancshares, Inc. (“the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company
for fair value of $15,925,000.00 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed
19 on 12/06/2016.
On 12/20/2016, Treasury entered into an agreement with CFBanc Corporation (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair
value of $5,549,760 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on
20 12/20/2016.
On 12/20/2016, Treasury entered into an agreement with Community Plus Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated
securities to the Company for fair value of $415,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale
21 was completed on 12/20/2016.
On 12/20/2016, Treasury entered into an agreement with Liberty Financial Services, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the
Company for fair value of $10,591,623 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was
22 completed on 12/20/2016.
On 12/20/2016, Treasury entered into an agreement with M&F Bancorp, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair
value of $9,388,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on
23 12/20/2016.
On 12/20/2016, Treasury entered into an agreement with PGB Holdings, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair
value of $2,940,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on
24 12/20/2016.
On 12/20/2016, Treasury entered into an agreement with Southern Chautauqua Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior
subordinated securities to the Company for fair value of $1,589,370 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the
25 agreement. The sale was completed on 12/20/2016.
Footnote
Footnote Description
On 12/27/2016, Treasury entered into an agreement with Alternatives Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated
securities to the Company for fair value of $2,055,280 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The
26 sale was completed on 12/27/2016.
On 12/27/2016, Treasury entered into an agreement with Brooklyn Cooperative Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior
subordinated securities to the Company for fair value of $280,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the
27 agreement. The sale was completed on 12/27/2016.
On 12/27/2016, Treasury entered into an agreement with Genesee Co-Op Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated
securities to the Company for fair value of $279,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale
28 was completed on 12/27/2016.
On 12/27/2016, Treasury entered into an agreement with Harborstone Credit Union (the “Company”), which had purchased Thurston Union of Low-Income People (TULIP) Cooperative
Credit Union, pursuant to which Treasury agreed to sell its TULIP CDCI senior subordinated securities to the Company for fair value of $71,205 plus accrued and unpaid interest to the date
29 of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016.
On 12/27/2016, Treasury entered into an agreement with Phenix Pride Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated
securities to the Company for fair value of $142,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale
30 was completed on 12/27/2016.
On 12/27/2016, Treasury entered into an agreement with Shreveport Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated
securities to the Company for fair value of $2,434,320 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The
31 sale was completed on 12/27/2016.
On 12/27/2016, Treasury entered into an agreement with Vigo County Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell 389,150 of its CDCI senior
subordinated securities to the Company for fair value of $358,018 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the
32 agreement. The sale was completed on 12/27/2016.
Footnote
Footnote Description
On 12/30/2016, Treasury entered into an agreement with Citizens Bancshares Corporation (the “Company”) pursuant to which Treasury agreed to sell its CDCI preferred stock to State
Capital Corp. for fair value of $4,227,049 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was
33 completed on 12/30/2016.
On 12/30/2016, Treasury entered into an agreement with D.C. Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell 1,022,000 of its CDCI senior subordinated
securities to the Company for fair value of $970,900 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale
34 was completed on 12/30/2016.
On 12/30/2016, Treasury entered into an agreement with IBW Financial Corporation (the “Company”) pursuant to which Treasury agreed to sell its CDCI preferred stock to State Capital
Corp. for fair value of $5,610,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed
35 on 12/30/2016.
On 12/30/2016, Treasury entered into an agreement with Lower East Side People's Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior
subordinated securities to the Company for fair value of $1,098,833 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the
36 agreement. The sale was completed on 12/30/2016.
On 1/10/2017, Treasury entered into an agreement with Santa Cruz Community Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated
securities to the Company for fair value of $2,607,416 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The
37 sale was completed on 1/10/2017.
On 1/24/2017, Treasury entered into an agreement with Tongass Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities
to the Company for fair value of $1,552,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was
38 completed on 1/24/2017.
AUTOMOTIVE INDUSTRY FINANCING PROGRAM
Initial Investment
City, State
GMAC
(Ally)
Date
Transaction Type
12/29/2008
Purchase
GMAC
5/21/2009
Purchase
GMAC
12/30/2009
Purchase
12/30/2009
Purchase
12/29/2008
Purchase
12/31/2008
Purchase
4/22/2009
Purchase
Purchase
Description
Preferred Stock w/ Exercised
$
Warrants
Convertible Preferred Stock
w/ Exercised Warrants
Detroit, MI
5/20/2009
General
Motors
Seller
GMAC
GMAC
General Motors
Corporation
General Motors
Corporation
General Motors
Corporation
General Motors
Corporation
Exchange/Transfer/Other Details
Convertible Preferred Stock
w/ Exercised Warrants
$
$
Amount
Pricing
Mechanism
5,000,000,000
Par
7,500,000,000
Par
1,250,000,000
Par
Trust Preferred Securities w/
Exercised Warrants
$
2,540,000,000
Par
Debt Obligation
$
884,024,131
Par
13,400,000,000
Par
2,000,000,000
Par
Debt Obligation w/ Additional
$
Note
Debt Obligation w/ Additional
$
Note
Debt Obligation w/ Additional
$
Note
4,000,000,000
Par
Date
12/30/2009
22
22,
26
12/30/2009
12/30/2010
3/1/2011
2
5/29/2009
7/10/2009
4
5
7/10/2009
7/10/2009
Type
Exchange for convertible
preferred stock
Amount
Pricing
Mechanism
$
5,000,000,000
N/A
Partial conversion of preferred
$
stock for common stock
3,000,000,000
N/A
Partial conversion of preferred
$
stock for common stock
Exchange for amended and
restated Trust Preferred
Securities
Exchange for equity interest in
GMAC
Exchange for preferred and
common stock in New GM
Exchange for preferred and
common stock in New GM
Exchange for preferred and
common stock in New GM
Obligor
GMAC (Ally)
GMAC (Ally)
5,500,000,000
N/A
$
2,667,000,000
N/A
$
884,024,131
N/A
$
13,400,000,000
N/A
$
2,000,000,000
N/A
$
4,000,000,000
26
27 GMAC (Ally)
Description
21, 22
3, 26,
32, 38
27
Convertible
Preferred Stock
Amount/Equity %
$
Common Stock
Trust Preferred
Securities
5,937,500,000
6/3/2009
1/16/2009
Purchase
Purchase
Purchase
General Motors
Corporation
General Motors
Corporation
Chrysler FinCo
Debt Obligation w/ Additional
$
Note
Debt Obligation w/ Additional
$
Note
Debt Obligation w/ Additional
$
Note
360,624,198
30,100,000,000
1,500,000,000
Par
Par
Par
6
8
13
7/10/2009
Exchange for preferred and
common stock in New GM
$
360,624,198
7/10/2009
Exchange for preferred and
common stock in New GM
$
22,041,706,310
N/A
7/10/2009
Transfer of debt to New GM
$
7,072,488,605
N/A
7/10/2009
Debt left at Old GM
$
985,805,085
N/A
Date
Type
11/20/2013 Disposition 38
Amount/ Proceeds
Remaining
Investment
Description
N/A
Remaining
Investment
Amount/Equity %
$
0
$
5,925,000,000
1/23/2014 Partial Disposition40
$
3,023,750,000 Common Stock
36.96%
4/15/2014 Partial Disposition41
$
2,375,000,000 Common Stock
17.09%
5/14/2014 Partial Disposition42
$
181,141,750 Common Stock
15.60%
9/12/2014 Partial Disposition43
$
218,680,700 Common Stock
13.40%
10/16/2014 Partial Disposition44
$
245,492,605 Common Stock
11.40%
12/24/2014 Partial Disposition45
$
1,277,036,382 Common Stock
$
2,667,000,000
$
2,667,000,000
N/A
$
0
$
2,100,000,000
12/15/2010 Repayment
$
2,139,406,778
N/A
$
0
11/18/2010 Partial Disposition 25
$
11,743,303,903 Common Stock
36.9%
11/26/2010 Partial Disposition 25
$
1,761,495,577 Common Stock
32.04%
12/21/2012 Partial Disposition 33
$
5,500,000,000 Common Stock
21.97%
4/11/2013
Partial Disposition 34
$
1,637,839,844 Common Stock
17.69%
6/12/2013
Partial Disposition 35
$
1,031,700,000 Common Stock
13.80%
9/13/2013
Partial Disposition 36
$
3,822,724,832 Common Stock
7.32%
11/20/2013 Partial Disposition 37
$
2,563,441,956 Common Stock
2.24%
39
$
1,208,249,982 Common Stock
0.00%
3/2/2011 Disposition 28
0.00%
3
7
7 General Motors Company 10, 11,
Preferred Stock
24
7
10, 11,
General Motors Company
25
N/A
N/A
Payment or Disposition
63.45%
60.8%
Common Stock
Detroit, MI
5/27/2009
1
Treasury Investment After Exchange/Transfer/Other
7
General Motors Holdings
LLC
11, 12 Debt Obligation
$
7,072,488,605
12/9/2013
Partial Disposition
7/10/2009
Partial Repayment
$
360,624,198 Debt Obligation
$
6,711,864,407
12/18/2009 Partial Repayment
$
1,000,000,000 Debt Obligation
$
5,711,864,407
1/21/2010
Partial Repayment
$
35,084,421 Debt Obligation
$
5,676,779,986
3/31/2010
Partial Repayment
$
1,000,000,000 Debt Obligation
$
4,676,779,986
4/20/2010
Repayment
$
4,676,779,986
$
0
3/31/2011
Partial Repayment
$
50,000,000
4/5/2011
Partial Repayment
$
45,000,000
5/3/2011
Partial Repayment
$
15,887,795
12/16/2011 Partial Repayment
$
144,444
12/23/2011 Partial Repayment
$
18,890,294
1/11/2012
Partial Repayment
$
6,713,489
10/23/2012 Partial Repayment
$
435,097
5/22/2013
Partial Repayment
$
10,048,968
9/20/2013
Partial Repayment
$
11,832,877
12/27/2013 Partial Repayment
$
410,705
N/A
9
9
9 Motors Liquidation
Company
29
Debt Obligation
$
985,805,085
1/9/2014
Partial Repayment
$
470,269
5/22/2015
Partial Repayment
$
8,325,185
8/1/2016
Partial Repayment
$
2,961,564
11/17/2016 Partial Repayment
$
5,033,898
3/16/2018
Partial Repayment
$
12,912,262
3/17/2009
Partial Repayment
$
3,499,055
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Right to recover
proceeds
Debt Obligation w/
Additional Note
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
$
1,496,500,945
Chrysler
FinCo
Farmington
Hills, MI
1/2/2009
Purchase
Chrysler Holding
Purchase
Chrysler Holding
Purchase
Chrysler Holding
5/1/2009
Purchase
Old Chrysler
5/20/2009
Purchase
Old Chrysler
4/29/2009
4/29/2009
Chrysler
Debt Obligation w/ Additional
Note
Debt Obligation w/ Additional
Note
Debt Obligation w/ Additional
Note
Debt Obligation w/ Additional
Note
Debt Obligation w/ Additional
Note
$
4,000,000,000
$
-
$
280,130,642
$
1,888,153,580
$
-
Par
Par
6/10/2009
$
500,000,000
N/A
19
20
Chrysler Holding
Debt obligation w/
additional note
$
3,500,000,000
15
4/30/2010
17
Completion of bankruptcy
proceeding; transfer of
collateral security to liquidation
trust
$
(1,888,153,580)
N/A
23
Old Carco Liquidation Trust
23
Right to recover
proceeds
N/A
Auburn Hills,
MI
5/27/2009
Purchase
New Chrysler
Debt Obligation w/ Additional
Note, Zero Coupon Note,
$
Equity
18
6,642,000,000
N/A
19, 31
6/10/2009
Issuance of equity in New
Chrysler
$
-
N/A
Chrysler Group LLC
Chrysler Group LLC
Total Initial Investment Amount $
30
81,344,932,551
Total Treasury Investment Amount $
Footnotes appear on following page.
Partial Repayment
5/18/2009
Partial Repayment
6/17/2009
Partial Repayment
7/14/2009
Repayment
7/14/2009
11,732,257,932
Debt obligation w/
additional note &
zero coupon note
Common equity
$
7,142,000,000
6.6%
$
$
$
Debt Obligation w/
31,810,122 Additional Note
Debt Obligation w/
51,136,084 Additional Note
Debt Obligation w/
44,357,710 Additional Note
Additional Note
$
1,464,690,823
$
1,413,554,739
$
1,369,197,029
$
0
$
1,369,197,029
Repayment*
$
15,000,000
N/A
-
5/14/2010
Termination and settlement
payment 20
$
1,900,000,000
N/A
-
7/10/2009
Repayment
$
280,130,642
N/A
5/10/2010
Proceeds from sale of collateral
$
30,544,528
9/9/2010
Proceeds from sale of collateral
$
12/29/2010 Proceeds from sale of collateral
$
7,844,409
Right to recover
proceeds
N/A
4/30/2012
Proceeds from sale of collateral
$
9,302,185
Right to recover
proceeds
N/A
9/21/2015
Proceeds from sale of collateral
$
93,871,306
Right to recover
proceeds
N/A
9/29/2015
Proceeds from sale of collateral
$
6,341,426
Right to recover
proceeds
N/A
2/26/2016
Proceeds from sale of collateral
$
2,000,000
Right to recover
proceeds
N/A
5/24/2011
Repayment - Principal
$
5,076,460,000
5/24/2011
Termination of undrawn facility 31
$
2,065,540,000
5/24/2011
Repayment* - Additional Note
$
288,000,000
5/24/2011
Repayment* - Zero Coupon Note
$
100,000,000
7/21/2011
Disposition
$
560,000,000
Total Payments $
64,058,981,039
Additional Proceeds * $
403,000,000
14
16
-
Transfer of debt to New
Chrysler
4/17/2009
$
Right to recover
proceeds
Right to recover
9,666,784
proceeds
N/A
N/A
0
N/A
N/A
$
0
-
As used in this table and its footnotes:
GMAC refers to GMAC Inc., formerly known as GMAC LLC., and now known as Ally Financial, Inc. ("Ally").
"Old GM" refers to General Motors Corporation, which is now known as Motors Liquidation Company.
"New GM" refers to General Motors Company, the company that purchased Old GM's assets on 7/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. See also footnote 11.
"Chrysler FinCo" refers to Chrysler Financial Services Americas LLC.
"Chrysler Holding" refers to CGI Holding LLC, the company formerly known as "Chrysler Holding LLC".
"Old Chrysler" refers to Old Carco LLC (fka Chrysler LLC).
"New Chrysler" refers to Chrysler Group LLC, the company that purchased Old Chrysler's assets on 6/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code.
1. Payment amount does not include accrued and unpaid interest on a debt obligation, which must be paid at the time of principal repayment.
2. Treasury committed to lend General Motors Corporation up to $1,000,000,000. The ultimate funding was dependent upon the level of investor participation in GMAC LLC's rights offering. The amount has been updated to reflect the final level of funding.
3. Pursuant to its rights under the loan agreement with Old GM reported on 12/29/2008, Treasury exchanged its $884 million loan to Old GM for a portion of Old GM’s common equity interest in GMAC. Treasury held a 35.4% common equity interest in GMAC until the transactions reported on 12/30/2009. (See transactions marked by orange line in the table above and footnote 22.)
4. This transaction is an amendment to Treasury's 12/31/2008 agreement with Old GM (the "Old GM Loan"), which brought the total loan amount to $15,400,000,000.
5. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,400,000,000.
6. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,760,624,198. The $360,624,198 loan was used to capitalize GM Warranty LLC, a special purpose vehicle created by Old GM . On 7/10/2009, the principal amount was included in the $7.07 billion of debt assumed by the new GM, as explained in footnote 10.
7. On 7/10/2009, the principal amount outstanding under the Old GM Loan and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM. (See green lines in the table above.)
8. Under the terms of the $33.3 billion debtor-in-possession credit agreement dated 6/3/2009 with Old GM (the "GM DIP Loan"), Treasury's commitment amount was $30.1 billion. The remaining $2.2 billion of the financing was provided by Canadian government entities. As of 7/09/2009, $30.1 billion of funds had been disbursed by Treasury.
9. On 7/10/2009, Treasury and Old GM amended the GM DIP Loan, and the principal amount and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM, except for (i) $7.07 billion, which was assumed by New GM as a new obligation under the terms of a separate credit agreement between Treasury and New GM (see transactions marked by green lines in table
above) and (ii) $986 million, which remained a debt obligation of Old GM.
10. In total, for the exchange of the Old GM Loan and the GM DIP Loan (other than as explained in footnote 9), Treasury received $2.1 billion in preferred shares and 60.8% of the common shares of New GM. (See transactions marked by green lines in the table above.)
11. Pursuant to a corporate reorganization completed on or about 10/19/2009, the shareholders of New GM, including with respect to Treasury's preferred and common stock, became shareholders of General Motors Holding Company (the ultimate parent company of New GM), which was renamed "General Motors Company" on an equal basis to their shareholdings in New GM, and New GM was converted to "General Motors LLC".
General Motors LLC is a wholly owned subsidiary of General Motors Holdings LLC, and General Motors Holdings LLC is a wholly owned subsidiary of General Motors Company.
12. Pursuant to a corporate reorganization completed on 10/19/2009, Treasury's loan with New GM was assigned and assumed by General Motors Holdings LLC.
13. The loan was funded through Chrysler LB Receivables Trust, a special purpose vehicle created by Chrysler FinCo. The amount of $1,500,000,000 represents the maximum loan amount. The loan was incrementally funded until it reached the maximum amount of $1.5 billion on 4/9/2009.
14. This transaction was an amendment to Treasury's 1/2/2009 agreement with Chrysler Holding. As of 4/30/2009, Treasury's obligation to lend any funds committed under this amendment had terminated. No funds were disbursed.
15. The loan was used to capitalize Chrysler Warranty SPV LLC, a special purpose vehicle created by Old Chrysler.
16. This transaction was set forth in a credit agreement with Old Chrysler fully executed on 5/5/2009 following a term sheet executed on 5/1/2009 and made effective on 4/30/2009. Treasury's commitment was $3.04 billion of the total $4.1 billion debtor-in-possession credit facility (the "Chrysler DIP Loan"). As of 6/30/2009, Treasury's commitment to lend under the Chrysler DIP Loan had terminated. The remaining principal amount
reflects the final amount of funds disbursed under the Chrysler DIP Loan.
17. This transaction was an amendment to Treasury's commitment under the Chrysler DIP Loan, which increased Treasury's commitment by an amount $756,857,000 to a total of $3.8 billion under the Chrysler DIP Loan. As of 6/30/2009, Treasury's obligation to lend funds committed under the Chrysler DIP Loan had terminated.
18. This transaction, first reported based on a term sheet fully executed on 5/27/2009 for an amount up to $6.943 billion, was set forth in a credit agreement with New Chrysler fully executed on 6/10/2009. Under the terms of the credit agreement, Treasury made a new commitment to New Chrysler of up to $6.642 billion. The total loan amount is up to $7.142 billion including $500 million of debt assumed on 6/10/2009 from Chrysler
Holding originally incurred under Treasury's 1/2/2009 credit agreement with Chrysler Holding. The debt obligations are secured by a first priority lien on the assets of New Chrysler. When the sale to new Chrysler was completed, Treasury acquired the rights to 9.85% of the common equity in new Chrysler.
19. Pursuant to the agreement explained in footnote 18, $500 million of this debt obligation was assumed by New Chrysler.
20. Under loan agreement, as amended on 7/23/2009, Treasury was entitled to proceeds Chrysler Holdco received from Chrysler FinCo equal to the greater of $1.375 billion or 40% of the equity value of Chrysler FinCo. Pursuant to a termination agreement dated 5/14/2010, Treasury agreed to accept a settlement payment of $1.9 billion as satisfaction in full of all existing debt obligations (including additional notes and accrued and
unpaid interest) of Chrysler Holdco, and upon receipt of such payment to terminate all such obligations.
21. Amount of the Treasury investment exchange includes the exercised warrants from Treasury's initial investments.
22. Under the terms of an agreement dated 12/30/2009, the convertible preferred shares will mandatorily convert to common stock under the conditions and the conversion price as set forth in the terms of the agreement.
23. On April 30, 2010, the Plan of Liquidation for the debtors of Old Chrysler approved by the respective bankruptcy court became effective (the “Liquidation Plan”). Under the Liquidation Plan, the loan Treasury had provided to Old Chrysler was extinguished without repayment, and all assets of Old Chrysler were transferred to a liquidation trust. Treasury retained the right to recover the proceeds from the liquidation from time to time of
the specified collateral security attached to such loan.
24. On October 27, 2010, Treasury accepted an offer by General Motors Company (GM) to repurchase all of the approximately $2.1 billion preferred stock at a price per share of $25.50, which is equal to 102% of the liquidation preference, subject to the closing of the proposed initial public offering of GM’s common stock. The repurchase was completed on 12/15/2010.
25. On 11/17/2010, Treasury agreed to sell 358,546,795 shares of common stock at $32.7525 per share (which represents the $33 public sale price less underwriting discounts and fees) pursuant to an underwriting agreement. Following settlement, the net proceeds to Treasury were $11,743,303,903. On 11/26/2010, the underwriters exercised their option to purchase an additional 53,782,019 shares of common stock from Treasury
at the same purchase price resulting in additional proceeds of $1,761,495,577. Treasury's aggregate net proceeds from the sale of common stock pursuant to the underwriting agreement total $13,504,799,480.
26. On 12/30/2010, Treasury converted $5,500,000,000 of the total convertible preferred stock then outstanding and held by Treasury (including exercised warrants) into 531,850 shares of common stock of Ally. Following this conversion, Treasury holds $5,937,500,000 of convertible preferred stock.
27. On 3/1/2011, Treasury entered into an agreement with Ally Financial, Inc. (Ally) and certain other parties to amend and restate the $2,667,000,000 in aggregate liquidation preference of its Ally trust preferred securities so to facilitate a public underwritten offering. At the time of amendment and restatement, Treasury received all outstanding accrued and unpaid dividends and a distribution fee of $28,170,000.
28. On 3/2/2011, Treasury entered into an underwritten offering for all of its Ally trust preferred securities, the proceeds of which were $2,638,830,000, which together with the distribution fee referred to in footnote 27, provided total disposition proceeds to Treasury of $2,667,000,000. This amount does not include the accumulated and unpaid dividends on the trust preferred securities from the date of the amendment and restatement
through but excluding the closing date that Treasury will receive separately at settlement.
29. On March 31, 2011, the Plan of Liquidation for Motors Liquidation Company (Old GM) became effective, Treasury’s $986 million loan to Old GM was converted to an administrative claim and the assets remaining with Old GM, including Treasury's liens on certain collateral and other rights attached to the loan, were transferred to liquidation trusts. On December 15, 2011, Old GM was dissolved, as required by the Plan of Liquidation.
Treasury retained the right to recover additional proceeds; however, any additional recovery is dependent on actual liquidation proceeds and pending litigation.
30. In June 2009, Treasury provided a $6.6 billion loan commitment to Chrysler Group LLC and received a 9.9 percent equity ownership in Chrysler Group LLC (Chrysler). In January and April 2011, Chrysler met the first and second of three performance related milestones. As a result, Fiat’s ownership automatically increased from 20% to 30%, and Treasury’s ownership was reduced to 8.6%. On May 24, 2011, Fiat, through the exercise
of an equity call option, purchased an incremental 16% fully diluted ownership interest in Chrysler for $1.268 billion, reducing Treasury’s ownership to 6.6% (or 6.0% on a fully diluted basis). On July 21, 2011, Fiat, through the exercise of an equity call option, purchased Treasury’s ownership interest for $500 million. In addition, Fiat paid $60 million to Treasury for its rights under an agreement with the UAW retirement trust pertaining to the
trust's shares in Chrysler.
31 On May 24, 2011, Chrysler Group LLC terminated its ability to draw on the remaining $2.066 billion outstanding under this loan facility.
32. On November 1, 2011, Treasury received a $201,345.42 pro-rata tax distribution on its common stock from Ally Financial, Inc. pursuant to the terms of the Sixth Amended and Restated Limited Liability Company Operating Agreement of GMAC LLC dated May 22, 2009.
33. On 12/21/2012, Treasury sold 200,000,000 shares of common stock at $27.50 per share pursuant to a letter agreement. Following settlement, the net proceeds to Treasury were $5,500,000,000.
34. On January 18, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 58,392,078 shares of common stock from time to time during the period ending on April 17, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on April 11, 2013.
35. On 6/12/2013, Treasury sold 30,000,000 shares of GM common stock in a registered public offering at $34.41 per share for net proceeds to Treasury of $ 1,031,700,000.
36. Pursuant to pre-arranged written trading plans dated May 6, 2013, as amended, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 142,814,136 shares of common stock from time to time during the period ending on September 13, 2013 (or upon completion of the sale). Completion of the sale under this authority
occurred on September 13, 2013.
37. On September 26, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 70,214,460 shares of common stock from time to time during the period ending on December 20, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on November 20, 2013.
38. On November 20, 2013, Ally completed a private placement of an aggregate of 216,667 shares of its common stock for an aggregate price of approximately $1.3 billion and the repurchase of all outstanding shares of its Fixed Rate Cumulative Mandatorily Convertible Preferred Stock, Series F-2, held by Treasury, including payment for the elimination or relinquishment of any right to receive additional shares of common stock to be
issued (the “Share Adjustment Right”). Ally paid to Treasury a total of approximately $5.93 billion for the repurchase of the Series F-2 Preferred Stock and the elimination of the Share Adjustment Right. As a result of the private placement, Treasury's common stock ownership stake was diluted from 73.8 percent to 63.45 percent. Treasury continues to own 981,971 shares of common stock in Ally.
39. On November 21, 2013, Treasury gave J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell, subject to certain parameters, the remaining shares of common stock, from time to time during the period ending on February 15, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on December 9, 2013.
40. On January 23, 2014, Treasury sold 410,000 shares of Ally common stock in a private offering at $7,375 per share for gross proceeds of $3,023,750,000.
41. On April 15, 2014, Treasury sold 95,000,000 shares of Ally common stock in an IPO at $25.00 per share for net proceeds of $2,375,000,000.
42. On 5/14/2014, the underwriters partially exercised their option to purchase an additional 7,245,670 shares of Ally common stock from Treasury at $25.00 resulting in additional proceeds of $181,141,750.
43. On August 14, 2014, Treasury gave Goldman Sachs discretionary authority, as its sales agent, to sell subject to certain parameters up to 8,890,000 shares of common stock from time to time during the period ending on November 12, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on September 12, 2014.
44. 4/ On September 12, 2014, Treasury gave Goldman Sachs discretionary authority, as its sales agent, to sell subject to certain parameters up to 11,249,044 of common stock from time to time during the period ending on December 11, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on October 16, 2014.
45. On December 24, 2014, Treasury sold 54,926,296 shares of Ally common stock in an underwritten offering at $23.25 per share for net proceeds of $1,277,036,382.
AUTOMOTIVE SUPPLIER SUPPORT PROGRAM
Footnote
Date
Name of Institution
City
Payment or Disposition4
Adjustment Details
Seller
State
Transaction Type
Investment
Description
Investment Amount
Pricing Mechanism
Adjustment
Date
Adjusted or Final
Investment Amount
Adjustment Amount
Date
1
4/9/2009
GM Supplier Receivables LLC
Wilmington
DE
Purchase
Debt Obligation w/
Additional Note
7/8/2009
$
3,500,000,000
$
(1,000,000,000) $
N/A
6
2
4/9/2009
Chrysler Receivables SPV LLC
INITIAL TOTAL
$
5,000,000,000
Wilmington
DE
Purchase
ADJUSTED TOTAL
Debt Obligation w/
Additional Note
$
$
1,500,000,000
N/A
7/8/2009
3
$
$
290,000,000
(500,000,000) $
1,000,000,000
$
123,076,735
7
413,076,735
2,500,000,000
Total Repayments
$
413,076,735
Amount
2/11/2010
Partial
repayment
Partial
repayment
3/4/2010
Repayment5
Additional Note
$
50,000,000
4/5/2010
Payment6
None
$
56,541,893
3/9/2010
4/7/2010
Repayment
Payment7
Additional Note
None
$
$
123,076,735
44,533,054
$
101,074,947
11/20/2009
3
Remaining Investment
Description
Type
5
Debt Obligation w/ Additional Note
$
140,000,000
Debt Obligation w/ Additional Note
$
100,000,000
Total Proceeds from Additional Notes
1/ The loan was funded through GM Supplier Receivables, LLC, a special purpose vehicle created by General Motors Corporation. The amount of $3,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/3/2009. General Motors Company assumed GM Supplier Receivables LLC on 7/10/2009.
2/ The loan was funded through Chrysler Receivables SPV LLC, a special purpose vehicle created by Chrysler LLC. The amount of $1,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/7/2009. Chrysler Group LLC assumed Chrysler Receivables SPV LLC on 6/10/2009.
3/ Treasury issued notice to the institution of the permanent reduced commitment on 7/8/2009; the reduction was effective on 7/1/2009.
4/ Does not include accrued and unpaid interest due on the amount of principal repayment, which interest must be paid at the time of principal repayment.
5/ All outstanding principal drawn under the credit agreement was repaid.
6/ Treasury's commitment was $2.5 billion (see note 3). As of 4/5/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid.
7/ Treasury's commitment was $1 billion (see note 3). As of 4/7/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid.
AUTOMOTIVE INDUSTRY FINANCING PROGRAM - GENERAL MOTORS COMPANY
COMMON STOCK DISPOSITION
Date
01/18/13 –
04/17/13
05/6/13 –
9/13/2013
9/26/13 –
11/20/13
11/21/2013 12/9/2013
3
4
5
6
Proceeds2
Pricing Mechanism1
Number of Shares
$28.0490
58,392,078
$
1,637,839,844
$34.6461
110,336,510
$
3,822,724,832
$36.5087
70,214,460
$
2,563,441,956
$38.8228
31,122,206
$
1,208,249,982
Total Proceeds:
$9,232,256,614
1/ The price set forth is the weighted average price for all sales of General Motors Company common stock made by Treasury over the course of the corresponding period.
2/ Amount represents the gross proceeds to Treasury.
3/ On January 18, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 58,392,078 shares of
common stock from time to time during the period ending on April 17, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on April 11, 2013.
4/ Pursuant to pre-arranged written trading plans dated May 6, 2013, as amended, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell
subject to certain parameters up to 142,814,136 shares of common stock from time to time during the period ending on September 13, 2013 (or upon completion of the sale). Completion of the sale under this
authority occurred on September 13, 2013.
5/ On September 26, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 70,214,460 shares
of common stock from time to time during the period ending on December 20, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on November 20, 2013.
6/ On November 21, 2013, Treasury gave J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell, subject to certain parameters, the remaining shares of common stock, from time to time
during the period ending on February 15, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on December 9, 2013.
AUTOMOTIVE INDUSTRY FINANCING PROGRAM - ALLY FINANCIAL, INC.
COMMON STOCK DISPOSITION
Date
08/14/14 –
09/12/14
09/12/14 10/16/14
3
4
Proceeds2
Pricing Mechanism1
Number of Shares
$24.5985
8,890,000
$
218,680,700
$21.8234
11,249,044
$
245,492,605
Total Proceeds:
$464,173,305
1/ The price set forth is the weighted average price for all sales of Ally Financial, Inc.(Ally) common stock made by Treasury over the course of the corresponding period.
2/ Amount represents the gross proceeds to Treasury.
3/ On August 14, 2014, Treasury gave Goldman Sachs discretionary authority, as its sales agent, to sell subject to certain parameters up to 8,890,000 shares of common stock from time to time during the period
ending on November 12, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on September 12, 2014.
4/ On September 12, 2014, Treasury gave Goldman Sachs discretionary authority, as its sales agent, to sell subject to certain parameters up to 11,249,044 of common stock from time to time during the period
ending on December 11, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on October 16, 2014.
TARGETED INVESTMENT PROGRAM
Seller
Footnote
1
Date
Name of Institution
12/31/2008 Citigroup Inc.
Bank of America
1/16/2009 Corporation
Treasury Investment Remaining After Capital
Repayment
Capital Repayment Details
City
State
Transaction
Type
New York
NY
Purchase
Charlotte
NC
Purchase
Investment Description
Investment Amount
Trust Preferred Securities
w/ Warrants
$
20,000,000,000
Preferred Stock w/
Warrants
$
20,000,000,000
TOTAL
$
40,000,000,000
Pricing
Mechanism
Capital
Repayment Date
Par
12/23/2009
Capital Repayment Remaining Capital
Amount
Amount
2
Final Disposition
Remaining Capital
Description
Final Disposition Date
3
Final Disposition
Description
Final Disposition
Proceeds
$
20,000,000,000
$
0
Warrants
1/25/2011
A
Warrants
$
190,386,428
$
20,000,000,000
$
0
Warrants
3/3/2010
A
Warrants
$
1,236,804,513
$
40,000,000,000
$
1,427,190,941
2
Par
12/9/2009
TOTAL CAPITAL REPAYMENT
TOTAL TREASURY TIP INVESTMENT AMOUNT
$
Total Warrant Proceeds
0
1/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock,
Series I (TIP Shares) “dollar for dollar” for Trust Preferred Securities.
2/ Repayment pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009.
3/ For final disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution, and "A" represents the proceeds to Treasury, after underwriting fees, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution.
ASSET GUARANTEE PROGRAM
Initial Investment
Footnote
1
Date
Seller
Name of Institution
1/16/2009 Citigroup Inc.
12/23/2009 Citigroup Inc.
City
New York
New York
State
NY
NY
Type
Guarantee
Termination
Premium
Description
Master Agreement
Termination Agreement
Guarantee Limit
$
$
5,000,000,000
$
Preferred Stock
w/ Warrants
Amount
$
Footnote
Date
2
6/9/2009
Exchange preferred stock for Trust Preferred
trust preferred securities
Securities w/ Warrants
$
4,034,000,000
4
9/29/2010
Exchange trust preferred
securities for trust preferred
securities
$
2,246,000,000
4,034,000,000
Type
Payment or Disposition
Description
Trust Preferred
Securities w/ Warrants
Amount
Type
Remaining
Premium
Footnote
Date
3
12/23/2009
5
9/30/2010 Disposition
$ 2,246,000,000 Warrants
$
0
1/25/2011 Warrant Auction
$
67,197,045 None
$
0
$ 894,000,000.00 None
$
0
Partial cancellation for early
termination of guarantee
Amount
Remaining Premium
Description
$ (1,800,000,000)
Trust Preferred
Securities w/ Warrants
$ 2,234,000,000
(5,000,000,000)
3
TOTAL
Description
Exchange/Transfer/Other Details
0
6
12/28/2012
7
2/4/2013
Trust preferred securities
received from the FDIC
Exchange Trust preferred
securities for subordinated
note
Trust Preferred
Securities
$
800,000,000.00
Subordinated Note
$
894,000,000.00
8
2/8/2013 Disposition
Total Proceeds
$ 3,207,197,045
1/ In consideration for the guarantee, Treasury received $4.03 billion of preferred stock, which pays 8% interest.
2/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” for Trust Preferred
Securities.
3/ On 12/23/2009, Treasury entered into a Termination Agreement with the other parties to the Master Agreement which served to terminate Treasury’s guarantee and obligations under the Master Agreement. In connection with the early termination of the guarantee, Treasury agreed to cancel $1.8 billion of the AGP Trust Preferred Securities, and the Federal Deposit Insurance Corporation (FDIC) and Treasury agreed that, subject to the
conditions set out in the Termination Agreement, the FDIC may transfer $800 million of Trust Preferred Securities to Treasury at the close of Citigroup’s participation in the FDIC’s Temporary Liquidity Guarantee Program.
4/ On 9/29/2010, Treasury entered into an agreement with Citigroup Inc. to exchange $2,234,000,000 in aggregate liquidation preference of its trust preferred securities for $2,246,000,000 in aggregate liquidation preference of trust preferred securities with certain modified terms. At the time of exchange, Citigroup Inc. paid the outstanding accrued and unpaid dividends.
5/ On 9/30/2010, Treasury entered into underwritten offering of the trust preferred securities, the gross proceeds of which do not include accumulated and unpaid distributions from the date of the exchange through the closing date.
6/ 12/28/2012, as contemplated by the Termination Agreement and the Letter Agreement dated 12/23/2009, between Treasury and the Federal Deposit Insurance Corporation (FDIC), Treasury received from the FDIC, Citigroup Inc. trust preferred securities in aggregate liquidation preference equal to $800 million and approximately $183 million in dividend and interest payments from those securities.
7/ On 2/4/2013, Treasury exchanged $800 million in Citigroup Capital XXXIII Trust Preferred Securities (TruPs) for $894 million in Citigroup subordinated notes pursuant to an agreement between Citigroup and Treasury executed on 2/4/2013. Accrued interest on the TruPs was received at the time of the exchange.
8/ On 2/8/2013, Treasury completed the sale of its Citigroup subordinated notes for $894 million plus accrued interest, pursuant to an underwriting agreement executed on 2/8/2012.
AMERICAN INTERNATIONAL GROUP, INC. (AIG) INVESTMENT PROGRAM
(formerly referred to as Systemically Significant Failing Institutions Program)
Seller
Name of Institution
Note
Date
1
11/25/2008
AIG
2, 3
4/17/2009
AIG
Purchase Details
Exchange/Transfer Details
State
Transaction
Type
New York
NY
Purchase
Preferred Stock w/ Warrants
(Series D)
$
40,000,000,000
Par
New York
NY
Purchase
Preferred Stock w/ Warrants
(Series F)
$
29,835,000,000
Par
City
Investment Description
Pricing Mechanism
Investment Amount
2
Date
Transaction Type
4/17/2009
Exchange
Pricing
Mechanism
Amount
Investment Description
Preferred Stock w/ Warrants
(Series E)
1
$
40,000,000,000
Par
See table below for exchange/transfer details in connection with the recapitalization conducted on 1/14/2011.
Final Disposition
TOTAL
$
69,835,000,000
Date
Investment
Transaction Type
3/1/2013
Warrants (Series D)
Repurchase
$
25,150,923.10
3/1/2013
Warrants (Series F)
Repurchase
$
5,767.50
Total Warrant Proceeds
$
Proceeds
25,156,690.60
1/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative Preferred Shares for Series E Fixed Rate Non-Cumulative Preferred Shares with no change to Treasury's initial investment amount. In addition, in order for AIG to fully redeem the Series E Preferred Shares, it had an additional obligation to Treasury of $1,604,576,000 to reflect the
cumulative unpaid dividends for the Series D Preferred Shares due to Treasury through and including the exchange date.
2/ The investment amount reflected Treasury's commitment to invest up to $30 billion less a reduction of $165 million representing retention payments AIG Financial Products made to its employees in March 2009.
3/ This transaction does not include AIG's commitment fee of an additional $165 million paid from its operating income over the life of the facility. A $55 million payment was received by Treasury on 12/17/2010. The remaining $110 million payment was received by Treasury on 05/27/2011.
AIG POST-RECAPITALIZATION
Recapitalization
Note
Date
Investment Description
Treasury Holdings Post-Recapitalization
Transaction Type
Exchange
Pricing Mechanism
Par
Investment Description
Preferred Stock (Series G)
AIA Preferred Units
4
1/14/2011
Preferred Stock (Series F)
Exchange
Exchange
1/14/2011
Preferred Stock (Series E)
1/14/2011
Footnotes appear on following page.
Common Stock (non-TARP)
Exchange
Transfer
$
$
2,000,000,000
16,916,603,568
$
3,375,328,432
167,623,733
924,546,133
N/A
6
Date
Amount / Shares
7
N/A
ALICO Junior Preferred Interests
5
Final Disposition
Common Stock
562,868,096
7
Proceeds 8
Transaction Type
Pricing Mechanism
5/27/2011
Cancellation
$
-
2/14/2011
Payment
$
185,726,192
Par
3/8/2011
Payment
$
5,511,067,614
Par
3/15/2011
Payment
$
55,833,333
Par
8/17/2011
Payment
$
97,008,351
Par
8/18/2011
Payment
$
2,153,520,000
Par
9/2/2011
Payment
$
55,885,302
Par
11/1/2011
Payment
$
971,506,765
Par
3/8/2012
Payment
$
5,576,121,382
Par
3/15/2012
Payment
$
1,521,632,096
Par
3/22/2012
Payment
$
1,493,250,339
Par
2/14/2011
Payment
$
2,009,932,072
Par
3/8/2011
Payment
$
1,383,888,037
Par
3/15/2012
Payment
$
44,941,843
Par
5/24/2011
Partial Disposition
$
5,800,000,000
N/A
3/8/2012
Partial Disposition
$
6,000,000,008
N/A
5/6/2012
Partial Disposition
$
4,999,999,993
N/A
5/7/2012
Partial Disposition
$
749,999,972
N/A
8/3/2012
Partial Disposition
$
4,999,999,993
N/A
8/6/2012
Partial Disposition
$
750,000,002
N/A
9/10/2012
Partial Disposition
$
17,999,999,973
N/A
9/11/2012
Partial Disposition
$
2,699,999,965
N/A
12/14/2012
Final Disposition
$
7,610,497,570
N/A
N/A
Remaining Recap
Investment Amount,
Shares, or Equity %
$
0
10
$
0
8
$
0
8
1,455,037,962
9
77%
1,248,141,410
11
70%
1,084,206,984
12
63%
1,059,616,821
12
61%
895,682,395
13
55%
871,092,231
13
53%
317,246,078
14
22%
234,169,156
14
16%
234,169,156
0%
15
4/ On 1/14/2011, (A) Treasury exchanged $27,835,000,000 of Treasury's investment in AIG's Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series F) which is equal to the amount funded (including amounts drawn at closing) under the Series F equity capital facility, for (i) the transferred SPV preferred interests and (ii) 167,623,733 shares of AIG Common
Stock, and (B) Treasury exchanged $2,000,000,000 of undrawn Series F for 20,000 shares of preferred stock under the new Series G Cumulative Mandatory Convertible Preferred Stock equity capital facility under which AIG has the right to draw up to $2,000,000,000.
5/ On 1/14/2011, Treasury exchanged an amount equivalent to the $40 billion initial investment plus capitalized interest from the April 2009 exchange (see note 1 above) of Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series E) for 924,546,133 shares of AIG Common Stock.
6/ On 1/14/2011, Treasury received 562,868,096 shares of AIG Common Stock from the AIG Credit Facility Trust, which trust was established in connection with the credit facility between AIG and the Federal Reserve Bank of New York. This credit facility was repaid and terminated pursuant to this recapitalization transaction. The trust had received 562,868,096
shares of AIG common stock in exchange for AIG's Series C Perpetual, Convertible Participating Preferred Stock, which was previously held by the trust for the benefit of the U.S. Treasury.
7/ The amount of Treasury's AIA Preferred Units and ALICO Junior Preferred Interests holdings do not reflect preferred returns on the securities that accrue quarterly.
8/ Proceeds include amounts applied to pay (i) accrued preferred returns and (ii) redeem the outstanding liquidation amount.
9/ On 5/27/2011, Treasury completed the sale of 200,000,000 shares of common stock at $29.00 per share for total proceeds of $5,800,000,000, pursuant to an underwriting agreement executed on 05/24/2011.
10/ On 5/27/2011, pursuant to the terms of the agreements governing the Preferred Stock (Series G), the available amount of the Preferred Stock (Series G) was reduced to $0 as a result of AIG’s primary offering of its common stock and the Preferred Stock (Series G) was cancelled.
11/ On 3/13/2012, Treasury completed the sale of 206,896,552 shares of common stock at $29.00 per share for total proceeds of $6,000,000,008, pursuant to an underwriting agreement executed on 3/8/2012.
12/ On 5/10/2012, Treasury completed the sale of 188,524,589 shares of common stock at $30.50 per share for total proceeds of $5,749,999,965, pursuant to an underwriting agreement executed on 5/6/2012.
13/ On 8/8/2012, Treasury completed the sale of 188,524,590 shares of common stock at $30.50 per share for total proceeds of $5,749,999,995, pursuant to an underwriting agreement executed on 8/3/2012.
14/ On 9/14/2012, Treasury completed the sale of 636,923,075 shares of common stock at $32.50 per share for total proceeds of $20,699,999,938, pursuant to an underwriting agreement executed on 9/10/2012.
15/ On 12/14/2012, Treasury completed the sale of 234,169,156 shares of common stock at $32.50 per share for total proceeds of $7,610,497,570, pursuant to an underwriting agreement executed on 12/10/2012.
CREDIT MARKET PROGRAMS
TERM ASSET-BACKED SECURITIES LOAN FACILITY
Seller
Footnote
Date
Name of Institution
City
Transaction
State
Type
Investment Description
Investment Amount
Pricing Mechanism
Adjusted Investment
Date
Amount
2
7/19/2010
$ 4,300,000,000
6/28/2012
1
3/3/2009
TALF LLC
Wilmington
DE
Purchase
Debt Obligation w/ Additional Note
$
20,000,000,000
3
$
1,400,000,000
N/A
1/15/2013
Final Investment Amount
$
100,000,000
Total Investment Amount $
100,000,000
4
$
100,000,000
Date
Repayment
Description
5
Amount
2/6/2013
Principal Repayment
$
100,000,000
2/6/2013
3/6/2013
4/4/2013
5/6/2013
6/6/2013
7/5/2013
8/6/2013
9/6/2013
10/4/2013
11/6/2013
12/5/2013
1/7/2014
2/6/2014
3/6/2014
4/4/2014
5/6/2014
6/5/2014
7/7/2014
8/6/2014
9/5/2014
10/6/2014
11/6/2014
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
Contingent Interest Proceeds
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
212,829,610
97,594,053
6,069,968
4,419,259
96,496,772
11,799,670
66,072,965
74,797,684
1,114,074
933,181
1,102,424
1,026,569
1,107,574
1,225,983
11,597,602
1,055,556
1,343,150
27,005,139
14,059,971
262,036
17,394,583
21,835,385
$
771,143,209
Total Repayment Amount 5
1/ The loan was funded through TALF LLC, a special purpose vehicle created by The Federal Reserve Bank of New York ("FRBNY"). The amount of $20,000,000,000 represents the maximum loan amount. The loan will be incrementally funded.
2/ On 7/19/2010, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously entered into on 3/3/2009, which amendment reduced Treasury's maximum loan amount to $4,300,000,000.
3/ On 6/28/2012, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously amended 7/19/2010, which reduced Treasury's maximum loan amount to $1,400,000,000.
4/ On 1/15/2013, Treasury, the FRBNY and TALF LLC entered into an amendment that stated that, due to the fact that the accumulated fees collected through TALF exceed the total principal amount of TALF loans outstanding, Treasury’s commitment of TARP funds to provide credit protection is no longer necessary.
5/ Repayment amounts do not include accrued interest proceeds received on 2/6/2013, which are reflected on the Dividends & Interest Report.
CREDIT MARKET PROGRAMS
SBA 7a SECURITIES PURCHASE PROGRAM
Purchase Details 1
Date
3/19/2010
3/19/2010
3/19/2010
4/8/2010
4/8/2010
5/11/2010
5/11/2010
5/11/2010
5/25/2010
5/25/2010
6/17/2010
6/17/2010
7/14/2010
7/14/2010
7/14/2010
7/29/2010
7/29/2010
8/17/2010
8/17/2010
8/17/2010
8/31/2010
8/31/2010
8/31/2010
9/14/2010
9/14/2010
9/14/2010
9/14/2010
9/28/2010
9/28/2010
9/28/2010
9/28/2010
Investment Description
Floating Rate SBA 7a security due 2025
Floating Rate SBA 7a security due 2022
Floating Rate SBA 7a security due 2022
Floating Rate SBA 7a security due 2034
Floating Rate SBA 7a security due 2016
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2035
Floating Rate SBA 7a security due 2033
Floating Rate SBA 7a security due 2029
Floating Rate SBA 7a security due 2033
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2034
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2025
Floating Rate SBA 7a security due 2034
Floating Rate SBA 7a security due 2017
Floating Rate SBA 7a security due 2034
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2019
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2024
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2020
Floating Rate SBA 7a security due 2021
Floating Rate SBA 7a security due 2029
Floating Rate SBA 7a security due 2026
Floating Rate SBA 7a security due 2035
Floating Rate SBA 7a security due 2034
Floating Rate SBA 7a security due 2034
Floating Rate SBA 7a security due 2035
Total Purchase Face Amount
Settlement Details
Purchase Face
Amount 3
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
4,070,000
7,617,617
8,030,000
23,500,000
8,900,014
10,751,382
12,898,996
8,744,333
8,417,817
17,119,972
34,441,059
28,209,085
6,004,156
6,860,835
13,183,361
2,598,386
9,719,455
8,279,048
5,000,000
10,000,000
9,272,482
10,350,000
6,900,000
8,902,230
8,050,000
5,750,000
5,741,753
3,450,000
11,482,421
13,402,491
14,950,000
$
332,596,893
Pricing Mechanism
TBA or
PMF3
Settlement Date
107.75
109
108.875
110.502
107.5
106.806
109.42
110.798
110.125
109.553
110.785
112.028
106.625
108.505
111.86
108.4375
106.75
110.198
110.088
110.821
110.515
112.476
105.875
111.584
110.759
106.5
110.5
110.875
113.838
113.9
114.006
-
3/24/2010
3/24/2010
3/24/2010
5/28/2010
4/30/2010
6/30/2010
6/30/2010
6/30/2010
7/30/2010
7/30/2010
8/30/2010
8/30/2010
9/30/2010
9/30/2010
9/30/2010
9/30/2010
10/29/2010
9/30/2010
10/29/2010
10/29/2010
9/29/2010
10/29/2010
11/30/2010
10/29/2010
11/30/2010
11/30/2010
11/30/2010
11/30/2010
12/30/2010
11/30/2010
12/30/2010
Investment Amount
TOTAL INVESTMENT AMOUNT
2,
3
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Senior Security
Proceeds 4
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
2,184
4,130
4,348
12,983
4,783
5,741
7,057
4,844
4,635
9,377
19,077
15,801
3,200
3,722
7,373
1,408
5,187
4,561
2,752
5,541
5,123
5,820
3,652
4,966
4,458
3,061
3,172
1,912
6,535
7,632
8,521
Total Senior Security Proceeds $
183,555
$
4,377,249
8,279,156
8,716,265
26,041,643
9,598,523
11,511,052
14,151,229
9,717,173
9,294,363
18,801,712
38,273,995
31,693,810
6,416,804
7,462,726
14,789,302
2,826,678
10,394,984
9,150,989
5,520,652
11,115,031
10,277,319
11,672,766
7,319,688
9,962,039
8,940,780
6,134,172
6,361,173
3,834,428
13,109,070
15,308,612
17,092,069
TBA or
PMF3
-
Final Disposition
368,145,452
Purchase Face
Amount 3
6
Trade Date
PMF
6/21/2011
10/19/2011
6/21/2011
6/7/2011
6/7/2011
6/7/2011
6/7/2011
6/7/2011
6/7/2011
9/20/2011
6/21/2011
9/20/2011
6/21/2011
10/19/2011
6/21/2011
1/24/2012
6/21/2011
9/20/2011
10/19/2011
10/19/2011
9/20/2011
10/19/2011
1/24/2012
1/24/2012
1/24/2012
1/24/2012
1/24/2012
10/19/2011
1/24/2012
10/19/2011
1/24/2012
-
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
4,070,000
7,617,617
8,030,000
23,500,000
8,900,014
10,751,382
12,898,996
8,744,333
8,417,817
17,119,972
34,441,059
28,209,085
6,004,156
6,860,835
13,183,361
2,598,386
9,719,455
8,279,048
5,000,000
10,000,000
9,272,482
10,350,000
6,900,000
8,902,230
8,050,000
5,750,000
5,741,753
3,450,000
11,482,421
13,402,491
14,950,000
Current Face
Amount 6, 8
$
3,151,186
$
5,891,602
$
5,964,013
$
22,350,367
$
6,542,218
$
9,819,270
$
12,570,392
$
8,483,188
$
8,171,159
$
15,030,712
$
32,656,125
$
25,930,433
$
5,656,049
$
6,520,875
$
12,704,841
$
1,903,407
$
9,531,446
$
6,425,217
$
4,580,543
$
9,030,539
$
8,403,846
$
10,099,555
$
6,236,800
$
7,503,681
$
7,053,867
$
5,473,724
$
4,307,881
$
3,367,168
$
10,592,775
$
12,963,737
$
14,562,161
Life-to-date
Principal Received
Disposition
Amount 5, 6
1, 8
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
902,633
1,685,710
2,022,652
1,149,633
2,357,796
932,112
328,604
261,145
246,658
2,089,260
1,784,934
2,278,652
348,107
339,960
478,520
694,979
188,009
1,853,831
419,457
969,461
868,636
250,445
663,200
1,398,549
996,133
276,276
1,433,872
82,832
889,646
438,754
387,839
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
3,457,746
6,462,972
6,555,383
25,039,989
7,045,774
10,550,917
13,886,504
9,482,247
8,985,818
16,658,561
36,072,056
29,142,474
6,051,772
7,105,304
14,182,379
2,052,702
10,223,264
7,078,089
5,029,356
9,994,806
9,230,008
11,314,651
6,556,341
8,269,277
7,703,610
5,764,858
4,693,918
3,698,411
11,818,944
14,433,039
16,383,544
Disposition Proceeds
$
334,924,711
TOTAL PROGRAM PROCEEDS TO DATE7 $
376,748,302
1/ The amortizing principal and interest payments are reported on the monthly Dividends and Interest Report available at www.FinancialStability.gov.
2/ Investment Amount is stated after applying the appropriate month's factor and includes accrued interest paid at settlement, if applicable.
3/ If a purchase is listed as TBA, or To-Be-Announced, the underlying loans in the SBA Pool have yet to come to market, and the TBA pricing mechanism, purchase face amount, investment amount and senior security proceeds will be adjusted within the variance permitted under the program terms. If a
purchase is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security and senior security are priced according to the prior-month's factor. The PMF investment amount and senior security proceeds will be adjusted after publication of
the applicable month's factor (on or about the 11th business day of each month).
4/ In order to satisfy the requirements under Section 113 of the Emergency Economic Stabilization Act of 2008, Treasury will acquire a senior indebtedness instrument (a Senior Security) from the seller of each respective SBA 7a Security. Each Senior Security will (i) have an aggregate principal amount equal to
the product of (A) 0.05% and (B) the Investment Amount (excluding accrued interest) paid by Treasury for the respective SBA 7a Security, and (ii) at the option of the respective seller, may be redeemed at par value immediately upon issuance, or remain outstanding with the terms and conditions as set forth in
the Master Purchase Agreement.
5/ Disposition Amount is stated after applying the appropriate month's factor and includes accrued interest received at settlement, if applicable. If the disposition is listed as PMF, the disposition amount will be adjusted after publication of the applicable month's factor.
6/ If a disposition is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security is priced according to the prior-month's factor. The PMF disposition amount will be adjusted after publication of the applicable month's factor (on or about
the 11th business day of each month).
7/ Total Program Proceeds To Date includes life-to-date disposition proceeds, life-to-date principal received, life-to-date interest received, and senior security proceeds (excluding accruals).
8/ The sum of Current Face Amount and Life-to-date Principal Received will equal Purchase Face Amount for CUSIPs that were originally purchased as TBAs only after the applicable month's factor has been published and trailing principal & interest payments have been received.
CREDIT MARKET PROGRAMS
LEGACY SECURITIES PUBLIC-PRIVATE INVESTMENT PROGRAM (S-PPIP)
Preliminary Adjusted
Seller
Footnote
Date
1
9/30/2009
2
9/30/2009
Name of Institution
UST/TCW Senior Mortgage Securities Fund, L.P.
UST/TCW Senior Mortgage Securities Fund, L.P.
Commitment
City
State
Transaction
Type
Wilmington
DE
Purchase
Wilmington
DE
Purchase
Investment Description
Membership Interest
Debt Obligation w/ Contingent Proceeds
Commitment
Amount
$
$
1,111,111,111
2,222,222,222
Pricing
Mechanism
Date
Par
1/4/2010
Par
1/4/2010
3
Amount
4 $
4 $
156,250,000
200,000,000
Final Investment
Final Commitment Amount
Date
1/4/2010
1/4/2010
7
Amount
Amount
4 $
4 $
156,250,000
200,000,000
9
Amount
$
$
156,250,000
200,000,000
Capital Repayment Details
Repayment
Date
1/15/2010
1/11/2010
1/12/2010
1
9/30/2009
Invesco Legacy Securities Master Fund, L.P.
Wilmington
DE
Purchase
Membership Interest
$
1,111,111,111
Par
3/22/2010 6 $
1,244,437,500
7/16/2010
$
856,000,000
$
580,960,000
9/30/2009
Invesco Legacy Securities Master Fund, L.P.
Wilmington
DE
Purchase
Debt Obligation w/ Contingent Proceeds
$
2,222,222,222
Par
3/22/2010 6 $
2,488,875,000
9/26/2011 8 $
1,161,920,000
$
1,161,920,000
Repayment Amount
$
$
$
156,250,000
34,000,000
166,000,000
Amount
$
$
$
Description
0
0
$
578,515,653 Membership Interest
4/15/2010
$
3,533,199
$
574,982,454 Membership Interest
9/15/2010
$
30,011,187
$
544,971,267 Membership Interest
11/15/2010
$
66,463,982
$
478,507,285 Membership Interest
12/14/2010
$
15,844,536
$
462,662,749 Membership Interest
1/14/2011
$
13,677,726
$
448,985,023 Membership Interest
2/14/2011
$
48,523,845
$
400,461,178 Membership Interest
3/14/2011
$
68,765,544
$
331,695,634 Membership Interest
4/14/2011
$
77,704,254
$
253,991,380 Membership Interest
5/20/2011
$
28,883,733
$
225,107,647 Membership Interest
6/14/2011
$
9,129,709
$
215,977,938 Membership Interest
7/15/2011
$
31,061,747
$
184,916,192 Membership Interest
8/12/2011
$
10,381,214
$
174,534,977 Membership Interest
10/17/2011
$
6,230,731
$
168,304,246 Membership Interest
12/14/2011
$
1,183,959
$
167,120,288 Membership Interest
1/17/2012
$
1,096,185
$
166,024,103 Membership Interest
2/14/2012
$
1,601,688
$
164,422,415 Membership Interest
3/14/2012
$
3,035,546
$
161,386,870 Membership Interest
$
Proceeds
5
1/29/2010
Distribution
2/24/2010
Final Distribution
1/29/2010
Distribution
2/24/2010
Final Distribution
3/29/2012
Distribution
8/9/2012
Distribution
9/28/2012
Final Distribution
6/4/2013
Adjusted Distribution
7/8/2013
Distribution
3/29/2012
Distribution
5
$
20,091,872
$
48,922
$
502,302
$
1,223
$
56,390,209
$
1,056,751
0
$
18,772
$
69,399
$
64,444
2/18/2010
$
4,888,718
$
1,157,031,282
4/15/2010
$
7,066,434
$
1,149,964,848
9/15/2010
$
60,022,674
$
1,089,942,174
11/15/2010
$
132,928,628
$
957,013,546
12/14/2010
$
31,689,230
$
925,324,316
1/14/2010
$
27,355,590
$
897,968,726
2/14/2011
$
92,300,138
$
805,668,588
3/14/2011
$
128,027,536
$
677,641,052
4/14/2011
$
155,409,286
$
522,231,766
5/20/2011
$
75,085,485
$
447,146,281
6/14/2011
$
18,259,513
$
428,886,768
7/15/2011
$
62,979,809
$
365,906,960
8/12/2011
$
20,762,532
$
345,144,428
10/17/2011
$
37,384,574
$
307,759,854
12/14/2011
$
7,103,787
$
300,656,067
1/17/2012
$
6,577,144
$
294,078,924
2/14/2012
$
9,610,173
$
284,468,750
$
3,434,460
5
Contingent Proceeds
2,444,347
161,386,870
Description
Debt Obligation w/ Contingent
166,000,000 Proceeds
$
$
Distribution or Disposition
Date
Membership Interest
2/18/2010
3/29/2012
2
Investment After Capital Repayment
Membership Interest
5
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
5
5
10
5
5, 13
5, 14
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
5
Preliminary Adjusted
Seller
Footnote
Date
Name of Institution
Commitment
City
State
Transaction
Type
Commitment
Amount
Investment Description
Pricing
Mechanism
Date
3
Amount
Final Investment
Final Commitment Amount
Date
7
Amount
Amount
9
Amount
Capital Repayment Details
Repayment
Date
3/14/2012
1
10/1/2009
Wellington Management Legacy Securities PPIF Master Fund, LP
Wilmington
DE
Purchase
Membership Interest
$
1,111,111,111
Par
3/22/2010 6 $
1,262,037,500
7/16/2010
$
1,149,487,000
$
1,149,487,000
Investment After Capital Repayment
Repayment Amount
$
284,468,750
Amount
$
Description
7/16/2012
$
62,499,688
$
1,086,987,313 Membership Interest
9/17/2012
$
152,499,238
$
934,488,075 Membership Interest
1/15/2013
$
254,581,112
$
679,906,963 Membership Interest
2/13/2013
$
436,447,818
$
243,459,145 Membership Interest
3/13/2013
$
243,459,145
$
Date
Contingent Proceeds
0
0
Membership Interest
Distribution or Disposition
10/1/2009
Wellington Management Legacy Securities PPIF Master Fund, LP
Wilmington
DE
Purchase
Debt Obligation w/ Contingent Proceeds
$
2,222,222,222
Par
3/22/2010 6 $
2,524,075,000
7/16/2010
$
2,298,974,000
$
2,298,974,000
6/26/2012
$
125,000,000
$
2,173,974,000
9/17/2012
$
305,000,000
$
1,868,974,000
12/6/2012
$
800,000,000
$
1,068,974,000
12/21/2012
$
630,000,000
$
438,974,000
1/15/2013
$
97,494,310
$
341,479,690
1/24/2013
1
10/2/2009
AllianceBernstein Legacy Securities Master Fund, L.P.
Wilmington
DE
Purchase
Membership Interest
$
1,111,111,111
Par
3/22/2010 6 $
1,244,437,500
7/16/2010
$
1,150,423,500
$
1,064,141,738
10/2/2009
AllianceBernstein Legacy Securities Master Fund, L.P.
Wilmington
DE
Purchase
Debt Obligation w/ Contingent Proceeds
$
2,222,222,222
Par
3/22/2010 6 $
2,488,875,000
7/16/2010
$
2,300,847,000
12 $
2,128,000,000
10/2/2009
Blackrock PPIF, L.P.
Wilmington
DE
Purchase
Membership Interest
$
1,111,111,111
Par
3/22/2010 6 $
1,244,437,500
7/16/2010
$
694,980,000
$
528,184,800
$
9/28/2012
Final Distribution
6/4/2013
Adjusted Distribution
7/8/2013
Distribution
3/13/2013
Distribution
44,043 $
1,064,097,694 Membership Interest
2/14/2011
$
712,284 $
1,063,385,410 Membership Interest
3/14/2011
$
6,716,327 $
1,056,669,083 Membership Interest
4/14/2011
$
7,118,388 $
1,049,550,694 Membership Interest
5/14/2012
$
39,999,800 $
1,009,550,894 Membership Interest
6/14/2012
$
287,098,565 $
722,452,330 Membership Interest
7/16/2012
$
68,749,656 $
653,702,674 Membership Interest
8/14/2012
$
361,248,194 $
292,454,480 Membership Interest
$
292,454,480
$
- Membership Interest
5/16/2011
$
30,244,575
$
2,097,755,425
6/14/2011
$
88,087
$
2,097,667,339
5/3/2012
$
80,000,000
$
2,017,667,339
5/14/2012
$
30,000,000
$
1,987,667,339
5/23/2012
$
500,000,000
$
1,487,667,339
6/14/2012
$
44,200,000
$
1,443,467,339
6/25/2012
$
120,000,000
$
1,323,467,339
7/16/2012
$
17,500,000
$
1,305,967,339
7/27/2012
$
450,000,000
$
855,967,339
8/14/2012
$
272,500,000
$
583,467,339
$
583,467,339
$
-
5
5, 13
5, 14
$
40,556
$
469
$
1,735
$
1,611
$
479,509,240
$
2,802,754
$
16,195,771
$
69,932
$
75,278,664
$
79,071,633
$
106,300,357
$
25,909,972
$
678,683
$
(18,405)
10
10
10
10
10
- Contingent Proceeds
$
8/22/2012
1
341,479,690
5
Distribution
Distribution
5
5, 11
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
1/15/2010
8/30/2012
2
$
Proceeds
8/9/2012
7/11/2013
2
Description
5, 11
4/17/2013
Distribution
7/11/2013
Distribution
8/30/2012
Distribution
9/12/2012
Distribution
9/19/2012
Distribution
10/1/2012
Distribution
12/21/2012
Distribution
8/13/2013
Distribution Refund
10/3/2012
Distribution
12/21/2012
Distribution
8/13/2013
Distribution Refund
5, 11
10
10
10
10
10
10
10
10
10
5, 11
5, 11
5, 11
5, 11
5, 11
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Contingent Proceeds
8/14/2012
$
90,269,076
$
437,915,724 Membership Interest
9/17/2012
$
8,833,632
$
429,082,092 Membership Interest
10/15/2012
$
10,055,653
$
419,026,439 Membership Interest
10
10
10
5, 11
5, 11
$
12,012,957
$
16,967
$
(460)
Preliminary Adjusted
Seller
Footnote
Date
Name of Institution
Commitment
City
State
Transaction
Type
Commitment
Amount
Investment Description
Pricing
Mechanism
Date
3
Amount
Final Investment
Final Commitment Amount
Date
7
Amount
Amount
9
Amount
Capital Repayment Details
Repayment
Date
11/5/2012
2
10/2/2009
Blackrock PPIF, L.P.
Wilmington
DE
Purchase
Debt Obligation w/ Contingent Proceeds
$
2,222,222,222
Par
3/22/2010 6 $
2,488,875,000
7/16/2010
$
1,389,960,000
$
1,053,000,000
10/30/2009
AG GECC PPIF Master Fund, L.P.
Wilmington
DE
Purchase
Membership Interest
$
1,111,111,111
Par
3/22/2010 6 $
1,271,337,500
7/16/2010
$
1,243,275,000
$
1,117,399,170
10/30/2009
AG GECC PPIF Master Fund, L.P.
Wilmington
DE
Purchase
Debt Obligation w/ Contingent Proceeds
$
2,222,222,222
Par
3/22/2010 6 $
2,542,675,000
7/16/2010
$
2,486,550,000
$
2,234,798,340
11/4/2009
RLJ Western Asset Public/Private Master Fund, L.P.
Wilmington
DE
Purchase
Membership Interest
$
1,111,111,111
Par
3/22/2010 6 $
1,244,437,500
7/16/2010
$
620,578,258
$
620,578,258
419,026,439
$
175,000,000
$
8/14/2012
$
5,539,055
$
8/31/2012
$
16,000,000
$
9/17/2012
$
1,667,352
$
9/28/2012
$
35,000,000
$
10/15/2012
$
25,334,218
$
$
794,459,374
$
Description
- Contingent Proceeds
87,099,565
$
1,030,299,606 Membership Interest
3/14/2012
$
99,462,003
$
930,837,603 Membership Interest
5/14/2012
$
74,999,625
$
855,837,978 Membership Interest
7/16/2012
$
18,749,906
$
837,088,072 Membership Interest
8/14/2012
$
68,399,658
$
768,688,414 Membership Interest
9/17/2012
$
124,999,375
$
643,689,039 Membership Interest
10/15/2012
$
240,673,797
$
403,015,242 Membership Interest
11/15/2012
$
45,764,825
$
357,250,417 Membership Interest
12/14/2012
$
24,588,926
$
332,661,491 Membership Interest
1/15/2013
$
30,470,429
$
302,191,061 Membership Interest
2/14/2013
$
295,328,636
$
6,862,425 Membership Interest
6,862,425
$
- Membership Interest
2/14/2012
$
174,200,000
$
2,060,598,340
3/14/2012
$
198,925,000
$
1,861,673,340
5/14/2012
$
150,000,000
$
1,711,673,340
7/16/2012
$
37,500,000
$
1,674,173,340
8/14/2012
$
136,800,000
$
1,537,373,340
9/17/2012
$
250,000,000
$
1,287,373,340
10/15/2012
$
481,350,000
$
806,023,340
11/15/2012
$
274,590,324
$
531,433,016
12/14/2012
$
147,534,295
$
383,898,721
1/15/2013
$
182,823,491
$
201,075,230
3/14/2011
$
$
201,075,230
$
1,202,957 $
Description
5, 11
11/5/2012
Distribution
12/5/2012
Distribution 5, 11
12/6/2013
Distribution
11/5/2012
Distribution
12/5/2012
Distribution 5, 11
12/6/2013
Distribution
2/21/2013
Distribution
2/27/2013
Distribution
3/14/2013
Distribution
4/19/2013
Distribution
4/25/2013
Distribution
5/29/2013
Distribution 5, 11
9/30/2014
Final Distribution
12/8/2017
Final Distribution
4/19/2013
Distribution
4/25/2013
Distribution
5/29/2013
Distribution 5, 11
9/30/2014
Final Distribution
12/8/2017
Final Distribution
5, 11
Proceeds
$
297,511,708
$
57,378,964
$
1,609,739
$
8,289,431
$
1,433,088
$
141,894
$
184,431,858
$
20,999,895
$
156,174,219
$
105,620,441
$
42,099,442
$
49,225,244
$
1,748,833
$
510,899
$
17,118,005
$
1,052,497
$
1,230,643
$
41,556
$
12,773
Debt Obligation w/ Contingent
878,000,000 Proceeds
Debt Obligation w/ Contingent
872,460,945 Proceeds
Debt Obligation w/ Contingent
856,460,945 Proceeds
Debt Obligation w/ Contingent
854,793,592 Proceeds
Debt Obligation w/ Contingent
819,793,592 Proceeds
Debt Obligation w/ Contingent
794,459,374 Proceeds
$
$
Distribution or Disposition
Date
- Membership Interest 10
2/14/2012
2/14/2013
1
$
Amount
$
2/21/2013
2
Repayment Amount
7/31/2012
10/18/2012
1
Investment After Capital Repayment
5, 11
5, 11
10
10
10
10
10
10
10
10
10
10
10
10
5, 11
5, 11
5, 11
5, 11
5, 11
5, 11
5, 16
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
- Contingent Proceeds
619,375,301 Membership Interest
10
5, 11
5, 11
5, 11
5, 16
Preliminary Adjusted
Seller
Footnote
Date
Name of Institution
Commitment
City
State
Transaction
Type
Commitment
Amount
Investment Description
Pricing
Mechanism
Date
3
Amount
Final Investment
Final Commitment Amount
Date
7
Amount
Amount
9
Amount
Capital Repayment Details
Repayment
Date
11/4/2009
RLJ Western Asset Public/Private Master Fund, L.P.
Wilmington
DE
Purchase
Debt Obligation w/ Contingent Proceeds
$
2,222,222,222
Par
3/22/2010 6 $
2,488,875,000
7/16/2010
$
1,241,156,516
$
1,241,000,000
11/25/2009
Marathon Legacy Securities Public-Private Investment Partnership, L.P.
Wilmington
DE
Purchase
Membership Interest
$
1,111,111,111
Par
3/22/2010 6 $
1,244,437,500
7/16/2010
$
474,550,000
$
474,550,000
11/25/2009
Marathon Legacy Securities Public-Private Investment Partnership, L.P.
Wilmington
DE
Purchase
Debt Obligation w/ Contingent Proceeds
$
2,222,222,222
Par
3/22/2010 6 $
2,488,875,000
7/16/2010
$
949,100,000
$
949,000,000
615,853,465 Membership Interest
8/14/2012
$
104,959,251 $
510,894,215 Membership Interest
9/17/2012
$
72,640,245 $
438,253,970 Membership Interest
9/28/2012
$
180,999,095 $
257,254,875 Membership Interest
10/15/2012
$
134,999,325 $
122,255,550 Membership Interest
12/18/2009
Oaktree PPIP Fund, L.P.
Wilmington
DE
Purchase
Membership Interest
$
1,111,111,111
Par
3/22/2010 6 $
1,244,437,500
7/16/2010
$
1,160,784,100
$
555,904,633
$
122,255,550
$
$
13,531,530
$
1,227,468,470
7/31/2012
$
618,750,000
$
608,718,470
8/9/2012
$
151,006,173
$
457,712,297
8/14/2012
$
11,008,652
$
446,703,645
8/23/2012
$
160,493,230
$
286,210,415
8/29/2012
$
103,706,836
$
182,503,579
9/17/2012
$
20,637,410
$
161,866,170
$
161,866,170
$
74,499,628
$
400,050,373 Membership Interest
11/15/2012
$
59,787,459
$
340,262,914 Membership Interest
12/14/2012
$
40,459,092
$
299,803,821 Membership Interest
1/15/2013
$
10,409,317
$
289,394,504 Membership Interest
1/30/2013
$
219,998,900
$
69,395,604 Membership Interest
2/25/2013
$
39,026,406
$
30,369,198 Membership Interest
$
- Membership Interest
9/17/2012
$
149,000,000
$
800,000,000
11/15/2012
$
119,575,516
$
680,424,484
11/20/2012
$
195,000,000
$
485,424,484
12/14/2012
$
47,755,767
$
437,668,717
1/15/2013
$
62,456,214
$
375,212,503
$
375,212,503
$
-
Proceeds
10
10
10
10
10
- Contingent Proceeds
$
30,369,198
Description
5, 11
10/19/2012
Distribution
11/2/2012
Distribution
12/21/2012
Distribution
12/11/2013
Final Distribution
1/28/2015
Distribution
10/19/2012
Distribution
11/2/2012
Distribution
12/21/2012
Distribution
12/11/2013
Final Distribution
1/28/2015
Distribution
3/25/2013
Distribution
4/16/2013
Distribution
5/16/2013
Distribution
7/11/2013
Distribution
9/5/2013
Distribution
12/27/2013
Distribution
4/16/2013
Distribution
5/16/2013
Distribution
7/11/2013
Distribution
9/5/2013
Distribution
12/27/2013
Distribution
5, 11
5, 11
5, 11
5, 15
$
147,464,888
$
148,749,256
$
549,997
$
75,372
$
61,767
$
6,789,287
$
3,718,769
$
13,750
$
1,884
$
1,544
$
164,629,827
$
71,462,104
$
38,536,072
$
29,999,850
$
3,999,980
$
5,707,723
$
7,143,340
$
963,411
$
750,004
$
100,001
$
142,168
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
9/17/2012
$
Distribution or Disposition
Date
- Membership Interest 10
5/13/2011
1/24/2013
1
Description
3,521,835 $
3/25/2013
2
Amount
$
9/21/2012
1
Repayment Amount
4/14/2011
10/19/2012
2
Investment After Capital Repayment
5, 11
5, 11
5, 11
5, 15
5, 11
10
10
10
10
10
10
10
5, 11
5, 11
5, 11
5, 11
5, 11
5, 11
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Debt Obligation w/ Contingent
Proceeds
Contingent Proceeds
7/15/2011
$
39,499,803 $
516,404,830 Membership Interest
3/14/2012
$
39,387,753 $
477,017,077 Membership Interest
9/17/2012
$
22,111,961 $
454,905,116 Membership Interest
10
10
10
5, 11
5, 11
5, 11
5, 11
5, 11
Preliminary Adjusted
Seller
Footnote
Date
Name of Institution
Commitment
City
State
Transaction
Type
Commitment
Amount
Investment Description
Pricing
Mechanism
Date
3
Amount
Final Investment
Final Commitment Amount
Date
7
Amount
Amount
9
Amount
Capital Repayment Details
Repayment
Date
12/18/2009
Oaktree PPIP Fund, L.P.
Wilmington
DE
Purchase
Debt Obligation w/ Contingent Proceeds
$
2,222,222,222
Par
3/22/2010 6 $
2,488,875,000
7/16/2010
$
2,321,568,200
$
1,111,000,000
$
30,000,000,000
FINAL COMMITMENT AMOUNT
$
Amount
Description
$
32,496,972 $
422,408,144 Membership Interest
11/15/2012
$
111,539,536 $
310,868,608 Membership Interest
12/14/2012
$
55,540,026 $
255,328,581 Membership Interest
1/15/2013
$
14,849,910 $
240,478,671 Membership Interest
4/12/2013
$
18,268,328 $
222,210,343 Membership Interest
5/14/2013
$
70,605,973 $
151,604,370 Membership Interest
5/28/2013
$
119,769,362 $
31,835,008 Membership Interest
$
31,835,008
$
7/15/2011
$
79,000,000
$
3/14/2012
$
78,775,901
$
9/17/2012
$
44,224,144
$
10/15/2012
$
64,994,269
$
11/15/2012
$
223,080,187
$
12/14/2012
$
111,080,608
$
1/15/2013
$
89,099,906
$
4/12/2013
$
109,610,516
$
5/14/2013
INITIAL COMMITMENT AMOUNT
Repayment Amount
10/15/2012
6/3/2013
2
Investment After Capital Repayment
$
311,134,469
$
Distribution or Disposition
Date
Description
10
10
10
10
10
10
10
- Membership Interest 10
5, 11
6/3/2013
Distribution
6/14/2013
Distribution
6/24/2013
Distribution
6/26/2013
Distribution
7/9/2013
Distribution 5, 11
12/12/2013
Final Distribution
5/28/2013
Distribution
6/3/2013
Distribution
6/14/2013
Distribution
6/24/2013
Distribution
6/26/2013
Distribution
7/9/2013
Distribution 5, 11
12/12/2013
Final Distribution
5, 11
5, 11
5, 11
5, 11
TOTAL CAPITAL REPAYMENT AMOUNT $
$
46,575,750
$
54,999,725
$
27,999,860
$
11,749,941
$
40,974,795
$
539,009
$
444,393
$
1,960,289
$
1,375,007
$
700,004
$
293,751
$
1,024,380
$
13,475
$
2,645,693,294
Debt Obligation w/ Contingent
1,032,000,000 Proceeds
Debt Obligation w/ Contingent
953,224,099 Proceeds
Debt Obligation w/ Contingent
908,999,956 Proceeds
Debt Obligation w/ Contingent
844,005,687 Proceeds
Debt Obligation w/ Contingent
620,925,500 Proceeds
Debt Obligation w/ Contingent
509,844,892 Proceeds
Debt Obligation w/ Contingent
420,744,985 Proceeds
Debt Obligation w/ Contingent
311,134,469 Proceeds
- Contingent Proceeds
5, 11
5, 11
5, 11
5, 11
5, 11
5, 11
TOTAL DISTRIBUTIONS 5
21,856,403,574
Proceeds
18,625,147,938
1/ The equity amount may be incrementally funded. Commitment amount represents Treasury's maximum obligation if the limited partners other than Treasury fund their maximum equity capital obligations.
2/ The loan may be incrementally funded. Commitment amount represents Treasury's maximum obligation if Treasury and the limited partners other than Treasury fund 100% of their maximum equity obligations.
3/ Adjusted to show Treasury's maximum obligations to a fund.
4/ On 1/4/2010, Treasury and the fund manager entered into a Winding-Up and Liquidation Agreement.
5/ Distributions after capital repayments will be considered profit and are paid pro rata (subject to prior distribution of Contingent Proceeds to Treasury) to the fund's partners, including Treasury, in proportion to their membership interests. These figures exclude pro-rata distributions to Treasury of gross investment proceeds (reported on the Dividends & Interest report), which may be made from time to time in accordance with the terms of the fund's Limited Partnership Agreement.
6/ Following termination of the TCW fund, the $3.33 billion of obligations have been reallocated to the remaining eight funds pursuant to consent letters from Treasury dated as of 3/22/2010. $133 million of maximum equity capital obligation and $267 million of maximum debt obligation were reallocated per fund, after adjustment for the $17.6 million and $26.9 million equity capital reallocations from private investors in the TCW fund to the Wellington fund and the AG GECC fund, respectively. The $356 million of
final investment in the TCW fund will remain a part of Treasury's total maximum S-PPIP investment amount.
7/ Amount adjusted to show Treasury's final capital commitment (membership interest) and the maximum amount of Treasury's debt obligation that may be drawn down in accordance with the Loan Agreement.
8/ On 09/26/2011, the General Partner notified Treasury that the Investment Period was terminated in accordance with the Limited Partnership Agreement. As a result, the Final Investment Amount, representing Treasury's debt obligation, has been reduced to the cumulative amount of debt funded.
9/ Cumulative capital drawn at end of the Investment Period.
10/ The Amount is adjusted to reflect pro-rata equity distributions that have been deemed to be capital repayments to Treasury.
11/ Distribution represents a gain on funded capital and is subject to revision pending any additional fundings of the outstanding commitment.
12/ On 08/23/2012, AllianceBernstein agreed to de-obligate its unused debt commitment. The Final Investment Amount represents the cumulative capital drawn as of the de-obligation.
13/ On, 6/5/2013, Invesco Mortgage Recovery Master Fund L.P. made a distribution to Treasury that is the result of adjustments made to positions previously held by the Invesco Legacy Securities Master Fund, L.P. “Partnership”, of which The U.S. Department of the Treasury is a Limited Partner. The adjusted distribution was made 18 months after the Final Distribution on 9/28/2012.
14/ On 7/8/2013, Invesco Mortgage Recovery Master Fund L.P. made a distribution to Treasury arising from the Settlement Agreement between Jefferies LLC and Invesco Advisers, Inc. dated as of 3/20/2013.
15/ On 1/28/2015, Western Asset Management Company made a distribution to Treasury in respect of certain settlement proceeds.
16/ On 12/8/2017, AG GECC PPIF Master Fund, L.P. made a distribution to Treasury in respect of certain settlement proceeds.
@FedFRASER