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U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Transactions Report - Investment Programs For Period Ending September 19, 2012 CAPITAL PURCHASE PROGRAM Seller Footnote 1b 11, 23 5/26/2010 49 14 3a, 72 2/10/2012 119 44 5/16/2011 Name of Institution Purchase Date 10/28/2008 Bank of America Corporation 10/28/2008 The Bank of New York Mellon Corporation 10/28/2008 Citigroup Inc. 10/28/2008 10/28/2008 10/28/2008 10/28/2008 10/28/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 The Goldman Sachs Group, Inc. JPMorgan Chase & Co. Morgan Stanley State Street Corporation Wells Fargo & Company Bank of Commerce Holdings 1st FS Corporation UCBH Holdings, Inc. Northern Trust Corporation SunTrust Banks, Inc. City Charlotte New York State NC NY Capital Repayment Details Investment Amount Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 15,000,000,000 3,000,000,000 Pricing Mechanism Par Par New York NY Common Stock w/ Warrants $ 25,000,000,000 Par New York New York New York Boston San Francisco Redding Hendersonville San Francisco Chicago Atlanta NY NY NY MA CA CA NC CA IL GA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ 10,000,000,000 25,000,000,000 10,000,000,000 2,000,000,000 25,000,000,000 17,000,000 16,369,000 298,737,000 1,576,000,000 3,500,000,000 Par Par Par Par Par Par Par Par Par Par Capital Repayment Capital Amount (Loss) 6 Repayment Date 12/9/2009 4 $ 15,000,000,000 6/17/2009 4 $ 3,000,000,000 ** 6/17/2009 6/17/2009 6/17/2009 6/17/2009 12/23/2009 9/27/2011 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description 0 0 Warrants Warrants 3/3/2010 8/5/2009 Final Disposition Disposition Final Disposition Investment 15 Proceeds Description 1b A $ Warrants 183,547,824 R $ Warrants 136,000,000 23 $ 25,000,000,000 $ 0 Warrants 1/25/2011 Warrants A $ 4 $ $ $ $ $ $ 10,000,000,000 25,000,000,000 10,000,000,000 2,000,000,000 25,000,000,000 17,000,000 $ $ $ $ $ $ 0 0 0 0 0 0 Warrants Warrants Warrants Warrants Warrants Warrants 7/22/2009 12/10/2009 8/12/2009 7/8/2009 5/20/2010 10/26/2011 Warrants Warrants Warrants Warrants Warrants Warrants R A R R A R $ $ 1,576,000,000 3,500,000,000 $ $ 0 0 Warrants Warrants 8/26/2009 9/22/2011 $ $ 200,000,000 3,133,640,000 $ $ 0 0 Warrants Warrants 4 4 5 4 49 6/17/2009 3/30/2011 4 5/27/2009 6/17/2009 4 4 11/14/2008 Broadway Financial Corporation Los Angeles CA Preferred Stock $ 9,000,000 Par Seattle Winston-Salem WA NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 200,000,000 3,133,640,000 Par Par Baltimore MD Preferred Stock w/ Warrants $ 151,500,000 Par 8/17/2012 119 $ 151,500,000 $ 0 Warrants 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 Washington Federal, Inc. BB&T Corp. M&T Bank Corporation (Provident Bancshares Corp.) Umpqua Holdings Corp. Comerica Inc. Regions Financial Corporation Capital One Financial Corporation First Horizon National Corporation Huntington Bancshares KeyCorp Portland Dallas Birmingham McLean Memphis Columbus Cleveland OR TX AL VA TN OH OH Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ 214,181,000 2,250,000,000 3,500,000,000 3,555,199,000 866,540,000 1,398,071,000 2,500,000,000 Par Par Par Par Par Par Par 2/17/2010 3/17/2010 4/4/2012 6/17/2009 12/22/2010 12/22/2010 3/30/2011 5 $ $ $ $ $ $ $ 214,181,000 2,250,000,000 3,500,000,000 3,555,199,000 866,540,000 1,398,071,000 2,500,000,000 $ $ $ $ $ $ $ 0 0 0 0 0 0 0 6/3/2009 4 $ 75,000,000 $ 225,000,000 11/14/2008 Valley National Bancorp Wayne NJ Preferred Stock w/ Warrants $ 300,000,000 Par 9/23/2009 4 $ 125,000,000 $ 100,000,000 12/23/2009 4 $ 100,000,000 $ 11/14/2008 Zions Bancorporation Salt Lake City UT Preferred Stock w/ Warrants $ 1,400,000,000 Par 3/28/2012 4 $ 700,000,000 $ Warrants Warrants Warrants Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants Preferred Stock w/ Warrants 11/14/2008 Final Disposition Date $ $ 11/14/2008 11/14/2008 4 4 4 4 4 4 4 0 700,000,000 1,100,000,000 936,063,469 950,000,000 60,000,000 840,374,892 125,000 Warrants Warrants R $ A $ 87,000,000 14,069,763 3/9/2010 7/22/2009 Warrants Warrants A $ R $ 15,388,874 67,010,402 3/31/2010 5/6/2010 5/2/2012 12/3/2009 3/9/2011 1/19/2011 4/20/2011 Warrants Warrants Warrants Warrants Warrants Warrants Warrants 5/18/2010 Warrants 11/14/2008 Marshall & Ilsley Corporation Milwaukee WI Preferred Stock w/ Warrants $ 1,715,000,000 Par 7/5/2011 44 $ 1,715,000,000 $ 0 Warrants 7/5/2011 Warrants U.S. Bancorp TCF Financial Corporation First Niagara Financial Group HF Financial Corp. Centerstate Banks of Florida Inc. Minneapolis Wayzata Lockport Sioux Falls Davenport MN MN NY SD FL Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ 6,599,000,000 361,172,000 184,011,000 25,000,000 27,875,000 Par Par Par Par Par 6/17/2009 4/22/2009 5/27/2009 6/3/2009 9/30/2009 4 $ $ $ $ $ 6,599,000,000 361,172,000 184,011,000 25,000,000 27,875,000 $ $ $ $ $ 0 0 0 0 0 7/15/2009 12/15/2009 6/24/2009 6/30/2009 10/28/2009 Warrants Warrants Warrants Warrants Warrants 12/30/2009 4 $ 200,000,000 $ 4/7/2010 3/3/2010 7/8/2009 9/27/2011 4 $ $ $ 200,000,000 41,500,000 140,000,000 $ $ $ Warrants Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants Warrants Warrants Warrants 11/18/2011 11/18/2011 11/21/2008 11/21/2008 City National Corporation First Community Bancshares Inc. Western Alliance Bancorporation Beverly Hills Bluefield Las Vegas CA VA NV Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 400,000,000 41,500,000 140,000,000 Par Par Par 4 5 4 5 5 49 200,000,000 0 0 0 54,621,849 $ $ $ $ $ $ 11/14/2008 11/14/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 49 Purchase Details 9 9 44 R A R A R R R $ $ $ $ $ $ $ 4,500,000 181,102,043 45,000,000 146,500,065 79,700,000 49,100,000 70,000,000 A $ 5,421,615 R $ R A R R R 3,250,000 $ $ $ $ $ 139,000,000 9,449,981 2,700,000 650,000 212,000 Warrants R $ 18,500,000 Warrants Warrants P $ P $ 30,600 415,000 9 9 Page 1 of 17 Seller Footnote Purchase Date 11/21/2008 29 9/24/2010 85 06/13/2012 74 3/28/2012 47 6/30/2011 14, 20 50 49 89 06/13/2012 75 3/28/2012 17, 54 Webster Financial Corporation City Waterbury State CT Investment Amount Preferred Stock w/ Warrants $ 400,000,000 Pricing Mechanism Par Pacific Capital Bancorp Santa Barbara CA Common Stock w/ Warrants $ 195,045,000 Par 11/21/2008 Heritage Commerce Corp. San Jose CA Preferred Stock w/ Warrants $ 40,000,000 Par Capital Repayment Date Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description 3/3/2010 4 $ 100,000,000 $ 300,000,000 10/13/2010 4 $ 100,000,000 $ 200,000,000 12/29/2010 4 $200,000,000 $ 0 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants 3/7/2012 4 $ 40,000,000 $ 0 Warrants 6/13/2012 85 $ 47,665,332 $ 0 Warrants Warrants Final Disposition Date Final Disposition Disposition Investment 15 Description Final Disposition Proceeds 6/2/2011 Warrants A $ 20,388,842 8/22/2012 Warrants R $ 2,670,000 11/21/2008 Ameris Bancorp Moultrie GA Preferred Stock w/ Warrants $ 52,000,000 Par 11/21/2008 Porter Bancorp Inc. Louisville KY Preferred Stock w/ Warrants $ 35,000,000 Par 11/21/2008 Banner Corporation Walla Walla WA Preferred Stock w/ Warrants $ 124,000,000 Par 3/28/2012 74 $ 108,071,915 $ 0 11/21/2008 Cascade Financial Corporation Everett WA Preferred Stock w/ Warrants $ 38,970,000 Par 6/30/2011 47 $ 16,250,000 $ 0 N/A N/A N/A 47 - 11/21/2008 11/21/2008 11/21/2008 11/21/2008 Columbia Banking System, Inc. Heritage Financial Corporation First PacTrust Bancorp, Inc. Severn Bancorp, Inc. Tacoma Olympia Chula Vista Annapolis WA WA CA MD Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 76,898,000 24,000,000 19,300,000 23,393,000 Par Par Par Par 8/11/2010 12/22/2010 12/15/2010 4 $ $ $ 76,898,000 24,000,000 19,300,000 $ $ $ 0 0 0 Warrants Warrants Warrants 9/1/2010 8/17/2011 1/5/2011 Warrants Warrants Warrants 9 R $ R $ R $ 3,301,647 450,000 1,003,227 Boston Private Financial Holdings, Inc. Boston MA Preferred Stock w/ Warrants $ 154,000,000 Par 1/13/2010 4 11/21/2008 $ 50,000,000 $ Warrants A $ 6,202,523 $ 104,000,000 $ Preferred Stock w/ Warrants Warrants 2/1/2011 6/16/2010 4 4/6/2011 4 $ 262,500,000 $ 11/30/2011 Warrants A $ 3,435,006 9/14/2011 4 $ 262,500,000 $ 0 Warrants 4 $ $ 215,000,000 10,987,794 $ $ 0 0 Warrants Warrants 12/30/2009 Warrants R $ 10,000,000 Associated Banc-Corp Green Bay WI Preferred Stock w/ Warrants $ 525,000,000 4 4 104,000,000 0 262,500,000 Par Preferred Stock w/ Warrants 9 N/A 11/21/2008 11/21/2008 Trustmark Corporation First Community Corporation Jackson Lexington MS SC Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 215,000,000 11,350,000 Par Par 12/9/2009 8/23/2012 11/21/2008 Taylor Capital Group Rosemont IL Preferred Stock w/ Warrants $ 104,823,000 Par 6/13/2012 86 $ 92,254,460 $ 0 Warrants 7/18/2012 Warrants R $ 9,839,273 11/21/2008 BBCN Bancorp, Inc. (Nara Bancorp, Inc.) 6/27/2012 4 $ 67,000,000 $ 0 Warrants 8/8/2012 Warrants R $ 2,189,317 3/14/2012 11/23/2011 4 $ $ 196,000,000 193,000,000 $ $ 0 0 Warrants Warrants 5/2/2012 12/21/2011 Warrants Warrants R $ R $ 1,518,072 900,000 $ $ $ $ 75,000,000 34,000,000 1,700,000 90,000,000 $ $ $ $ 0 0 0 0 12/23/2009 11/18/2011 10/14/2009 5/20/2009 Warrants Warrants Warrants Warrants R P R R $ $ $ $ 950,000 637,071 63,364 1,200,000 12/23/2009 5 $ 15,000,000 $ Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants 11/18/2011 Warrants P $ 2,794,422 7/14/2011 49 $ 23,235,000 $ 7/21/2010 4 $ 41,547,000 $ Warrants R $ 4,450,000 $ 41,547,000 $ 0 Preferred Stock w/ Warrants Warrants 2/23/2011 12/15/2010 4 14,500,000 Los Angeles 12/5/2008 Midwest Banc Holdings, Inc. Melrose Park 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 MB Financial Inc. First Midwest Bancorp, Inc. United Community Banks, Inc. WesBanco, Inc. Encore Bancshares Inc. Manhattan Bancorp Iberiabank Corporation Chicago Itasca Blairsville Wheeling Houston El Segundo Lafayette 12/5/2008 12/5/2008 26 9/30/2010 50 Name of Institution Capital Repayment Details 11/21/2008 11/21/2008 122 86 06/13/2012 66 11/30/2011 Purchase Details Eagle Bancorp, Inc. Sandy Spring Bancorp, Inc. Bethesda Olney CA IL IL IL GA WV TX CA LA MD MD Preferred Stock w/ Warrants $ Mandatorily Convertible Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants 67,000,000 Par $ 89,388,000 Par $ $ $ $ $ $ $ 196,000,000 193,000,000 180,000,000 75,000,000 34,000,000 1,700,000 90,000,000 Par Par Par Par Par Par Par $ $ 38,235,000 83,094,000 9/9/2009 9/27/2011 9/16/2009 3/31/2009 122 4 4 50 4 5 23,235,000 Par Par 0 41,547,000 9 Warrants 12/5/2008 12/5/2008 Coastal Banking Company, Inc. East West Bancorp Fernandina Beach Pasadena FL CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 9,950,000 306,546,000 Par Par 12/29/2010 4 $ 306,546,000 $ 0 Warrants 1/26/2011 Warrants 9 R $ 12/5/2008 South Financial Group, Inc. Greenville SC Preferred Stock w/ Warrants $ 347,000,000 Par 9/30/2010 26 $ 130,179,219 $ 0 Warrants 9/30/2010 Warrants 26 R $ 400,000 12/5/2008 12/5/2008 12/5/2008 Great Southern Bancorp Cathay General Bancorp Southern Community Financial Corp. Springfield Los Angeles Winston-Salem MO CA NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 58,000,000 258,000,000 42,750,000 Par Par Par 8/18/2011 50 $ 58,000,000 $ 0 Warrants 9/21/2011 Warrants R $ 6,436,364 CVB Financial Corp Ontario CA Preferred Stock w/ Warrants $ 130,000,000 Par 8/26/2009 4 12/5/2008 $ 97,500,000 $ Warrants R $ 1,307,000 $ 32,500,000 $ 0 Preferred Stock w/ Warrants Warrants 10/28/2009 9/2/2009 4 32,500,000 Defiance OH Preferred Stock w/ Warrants $ 37,000,000 Par 6/13/2012 89 $ 35,084,144 $ 0 Warrants First Financial Holdings Inc. Charleston SC Preferred Stock w/ Warrants $ 65,000,000 Par 3/28/2012 75 $ 55,926,478 $ 0 Warrants Superior Bancorp Inc. Birmingham AL Trust Preferred Securities w/ Warrants $ 69,000,000 Par 12/5/2008 First Defiance Financial Corp. 12/5/2008 12/5/2008 9 Page 2 of 17 Seller Footnote Purchase Date Purchase Details Name of Institution City State Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date 4 $ 70,000,000 $ 0 Warrants 4 $ $ $ $ 28,000,000 28,365,685 10,000,000 9,550,000 $ $ $ $ 0 0 0 0 Warrants Warrants Warrants Warrants 4 $ 36,842,000 $ 0 Warrants 9/30/2010 32 $ 12,119,637 $ 0 7/15/2009 4 $ 7,000,000 $ 8/14/2012 8/11/2011 3/31/2009 1/28/2011 118 $ $ $ $ 113,338,081 13,500,000 100,000,000 41,279,000 120 50 49 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 Southwest Bancorp, Inc. Popular, Inc. Blue Valley Ban Corp Central Federal Corporation Bank of Marin Bancorp BNC Bancorp Central Bancorp, Inc. Southern Missouri Bancorp, Inc. Stillwater San Juan Overland Park Fairlawn Novato Thomasville Somerville Poplar Bluff OK PR KS OH CA NC MA MO Preferred Stock w/ Warrants Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ 70,000,000 935,000,000 21,750,000 7,225,000 28,000,000 31,260,000 10,000,000 9,550,000 Par Par Par Par Par Par Par Par 3/31/2009 8/23/2012 8/25/2011 7/21/2011 68 - 1/1/2012 12/5/2008 Valley National Bancorp (State Bancorp, Inc.) Wayne NJ Preferred Stock w/ Warrants $ 36,842,000 Par 12/14/2011 12 32 9/30/2010 55 24, 118 50 35 88 06/13/2012 43 5/13/2011 12/5/2008 TIB Financial Corp Naples FL Preferred Stock w/ Warrants $ 37,000,000 Par 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 Unity Bancorp, Inc. Old Line Bancshares, Inc. FPB Bancorp, Inc. Sterling Financial Corporation Oak Valley Bancorp Old National Bancorp Capital Bank Corporation Pacific International Bancorp SVB Financial Group Clinton Bowie Port St. Lucie Spokane Oakdale Evansville Raleigh Seattle Santa Clara NJ MD FL WA CA IN NC WA CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Common Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ 20,649,000 7,000,000 5,800,000 303,000,000 13,500,000 100,000,000 41,279,000 6,500,000 235,000,000 Par Par Par Par Par Par Par Par Par 12/12/2008 LNB Bancorp Inc. 12/12/2008 M&T Bank Corporation (Wilmington Trust Corporation) 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 66 11/30/2011 50 76 3/28/2012 22 50 70 Susquehanna Bancshares, Inc Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description 8/8/2012 120 50 49 50 4 35 Warrants Warrants Warrants Warrants 9/30/2010 Warrants 0 Warrants 9/2/2009 $ $ $ $ 0 0 0 0 Warrants Warrants Warrants N/A R $ 6,820,000 Warrants 7/18/2012 Warrants R $ 860,326 0 1/19/2011 Warrants R $ 5,269,179 3/10/2010 Warrants A $ 11,150,940 9/12/2012 11/24/2009 Warrants Warrants R $ R $ 1,800,000 2,650,000 A $ R $ 2,857,915 4,753,985 Wilmington 43 $ 330,000,000 $ 4/21/2010 4 $ 200,000,000 $ 12/22/2010 3/31/2009 4 $ $ 100,000,000 120,000,000 $ $ 0 0 Preferred Stock w/ Warrants Warrants Warrants 9/12/2012 11/4/2009 4 $ $ 21,500,000 75,000,000 $ $ 0 0 Warrants Warrants 12/12/2008 35 0 5/13/2011 12/12/2008 12/12/2008 12/12/2008 12/12/2008 825,000 560,000 1,200,000 N/A $ Par Par Par Par Par Par R $ R $ R $ - 21,863,750 330,000,000 120,000,000 18,400,000 300,000,000 21,500,000 75,000,000 Warrants Warrants Warrants N/A $ $ $ $ $ $ $ 9/19/2012 9/28/2011 5/8/2009 N/A Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants 225,000 6/16/2010 DE NY KY MI IN AR R $ Warrants 6/13/2012 New York Hopkinsville Flint Columbus Little Rock Warrants 0 Par Signature Bank HopFed Bancorp Citizens Republic Bancorp, Inc. Indiana Community Bancorp Bank of the Ozarks, Inc. BBCN Bancorp, Inc. (Center Financial Corporation) NewBridge Bancorp Sterling Bancshares, Inc. The Bancorp, Inc. TowneBank 40,000 $ 25,223,000 Par R $ 32 235,000,000 $ 300,000,000 1,703,984 939,920 2,525,000 $ Preferred Stock w/ Warrants $ P $ R $ R $ 5 OH Preferred Stock w/ Warrants Final Disposition Proceeds 12/23/2009 Lorain PA Final Disposition Disposition Investment 15 Description 11/18/2011 9/19/2012 10/19/2011 88 Lititz Final Disposition Date 4 4 100,000,000 9 Warrants Los Angeles CA Preferred Stock w/ Warrants $ 55,000,000 Par 6/27/2012 4 $ 55,000,000 $ 0 Warrants Greensboro Houston Wilmington Portsmouth NC TX DE VA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 52,372,000 125,198,000 45,220,000 76,458,000 Par Par Par Par 5/5/2009 3/10/2010 9/22/2011 4 $ $ $ 125,198,000 45,220,000 76,458,000 $ $ $ 0 0 0 Warrants Warrants Warrants 6/9/2010 9/8/2010 Warrants Warrants Wilshire Bancorp, Inc. Los Angeles CA Preferred Stock w/ Warrants $ 62,158,000 Par 3/28/2012 76 $ 57,766,994 $ 0 Warrants 6/20/2012 Warrants R $ 760,000 12/12/2008 Valley Financial Corporation Roanoke VA $ 16,019,000 Par 12/12/2008 Independent Bank Corporation Ionia MI Preferred Stock w/ Warrants Mandatorily Convertible Preferred Stock w/ Warrants $ 74,426,000 Par Pinnacle Financial Partners, Inc. Preferred Stock w/ Warrants $ 95,000,000 Par $ 23,750,000 $ Nashville TN 12/28/2011 4 12/12/2008 Preferred Stock w/ Warrants 7/18/2012 Warrants R $ 755,000 6/20/2012 4 $ 71,250,000 $ 0 Warrants 4/7/2010 3/16/2011 4 $ $ 10,000,000 150,000,000 $ $ 0 0 Warrants Warrants 4/7/2010 4/13/2011 Warrants Warrants R $ R $ 1,488,046 1,000,000 9/22/2011 50 $ 20,500,000 $ 0 Warrants 11/9/2011 Warrants R $ 225,157 11/18/2009 4 $ 15,000,000 $ 0 Warrants 12/16/2009 Warrants R $ 560,000 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 First Litchfield Financial Corporation National Penn Bancshares, Inc. Northeast Bancorp Citizens South Banking Corporation Virginia Commerce Bancorp Fidelity Bancorp, Inc. LSB Corporation Intermountain Community Bancorp Community West Bancshares Synovus Financial Corp. Tennessee Commerce Bancorp, Inc. Community Bankers Trust Corporation Litchfield Boyertown Lewiston Gastonia Arlington Pittsburgh North Andover Sandpoint Goleta Columbus Franklin Glen Allen CT PA ME NC VA PA MA ID CA GA TN VA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ 10,000,000 150,000,000 4,227,000 20,500,000 71,000,000 7,000,000 15,000,000 27,000,000 15,600,000 967,870,000 30,000,000 17,680,000 Par Par Par Par Par Par Par Par Par Par Par Par 5 50 4 71,250,000 9 9 Page 3 of 17 Seller Footnote 49 117 8/1/2012 45 - 6/3/2011 81 4/19/2012 50 64 10/21/2011 77 3/28/2012 50 92 6/27/2012 50 50 30 9/29/2010 Purchase Date 12/19/2008 12/19/2008 12/19/2008 12/19/2008 49 50 2 2, 49 2, 49 2, 3 2 2 2, 102 2, 103 2 2 2, 104 2 2 2, 50 Name of Institution BancTrust Financial Group, Inc. Enterprise Financial Services Corp. Mid Penn Bancorp, Inc. Summit State Bank City Mobile St. Louis Millersburg Santa Rosa State AL MO PA CA Capital Repayment Details Investment Amount Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 50,000,000 35,000,000 10,000,000 8,500,000 Pricing Mechanism Par Par Par Par Capital Repayment Date Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Final Disposition Date Final Disposition Disposition Investment 15 Description Final Disposition Proceeds 8/4/2011 49 $ 8,500,000 $ 0 Warrants 9/14/2011 Warrants 116 $ 25,000,000 $ 0 Warrants 8/1/2012 Warrants 4 $ 22,000,000 $ 0 Warrants 12/16/2009 Warrants R $ 568,700 $ 300,000,000 $ 0 Warrants 6/3/2011 Warrants 45 R $ 6,900,000 81 R $ 792,783 12/19/2008 VIST Financial Corp. Wyomissing PA Preferred Stock w/ Warrants $ 25,000,000 Par 8/1/2012 12/19/2008 Wainwright Bank & Trust Company Boston MA Preferred Stock w/ Warrants $ 22,000,000 Par 11/24/2009 12/19/2008 Whitney Holding Corporation New Orleans LA Preferred Stock w/ Warrants $ 300,000,000 Par 6/3/2011 116 R $ 315,000 R $ 1,189,813 12/19/2008 The Connecticut Bank and Trust Company Hartford CT Preferred Stock w/ Warrants $ 5,448,000 Par 4/19/2012 81 $ 5,448,000 $ 0 Warrants 4/19/2012 Warrants 12/19/2008 CoBiz Financial Inc. Denver CO Preferred Stock w/ Warrants $ 64,450,000 Par 9/8/2011 50 $ 64,450,000 $ 0 Warrants 11/18/2011 Warrants 12/19/2008 Santa Lucia Bancorp Atascadero CA Preferred Stock w/ Warrants $ 4,000,000 Par 10/21/2011 64 $ 2,800,000 $ 0 N/A N/A N/A 12/19/2008 Seacoast Banking Corporation of Florida Stuart FL Preferred Stock w/ Warrants $ 50,000,000 Par 3/28/2012 77 $ 40,404,700 $ 0 Warrants 5/30/2012 Warrants R $ 55,000 4 $ $ 6,250,000 18,750,000 $ $ Warrants 11/18/2011 Warrants P $ 1,750,551 6/24/2009 8/24/2011 11/2/2011 Warrants Warrants Warrants R $ R $ R $ 1,040,000 599,042 825,000 A $ R $ R $ 25,600,564 900,000 260,000 R $ 450,000 12/19/2008 Horizon Bancorp Michigan City IN Preferred Stock w/ Warrants $ 25,000,000 Par 11/10/2010 8/25/2011 50 18,750,000 0 12/19/2008 Fidelity Southern Corporation Atlanta GA Preferred Stock w/ Warrants $ 48,200,000 Par 6/27/2012 92 $ 42,757,786 $ 0 Warrants 12/19/2008 12/19/2008 12/19/2008 12/19/2008 Community Financial Corporation Berkshire Hills Bancorp, Inc. First California Financial Group, Inc AmeriServ Financial, Inc Staunton Pittsfield Westlake Village Johnstown VA MA CA PA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 12,643,000 40,000,000 25,000,000 21,000,000 Par Par Par Par 5/27/2009 7/14/2011 8/11/2011 4 50 $ $ $ 40,000,000 25,000,000 21,000,000 $ $ $ 0 0 0 Warrants Warrants Warrants 12/19/2008 Security Federal Corporation Aiken SC Preferred Stock w/ Warrants $ 18,000,000 Par 9/29/2010 4 $ 18,000,000 $ 0 Warrants 12/19/2008 12/19/2008 12/19/2008 Wintrust Financial Corporation Flushing Financial Corporation Monarch Financial Holdings, Inc. Lake Forest Lake Success Chesapeake IL NY VA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 250,000,000 70,000,000 14,700,000 Par Par Par 12/22/2010 10/28/2009 12/23/2009 4 $ $ $ 250,000,000 70,000,000 14,700,000 $ $ $ 0 0 0 2/8/2011 12/30/2009 2/10/2010 Warrants Warrants Warrants 4/13/2011 4 $ 7,500,000 $ 12/19/2008 18 Purchase Details StellarOne Corporation 50 P $ 64 - 143,677 N/A Charlottesville VA Preferred Stock w/ Warrants $ 30,000,000 Par 12/28/2011 4 $ 22,500,000 $ 0 Warrants Warrants Warrants Preferred Stock w/ Warrants Warrants Bowling Green VA Preferred Stock w/ Warrants $ 59,000,000 Par 11/18/2009 5 $ 59,000,000 $ 0 Warrants 12/23/2009 Warrants Mount Pleasant Providence SC RI Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 14,448,000 30,000,000 Par Par 8/5/2009 4 $ 30,000,000 $ 0 Warrants R $ 1,400,000 $ 30,255,000 Par 5/9/2012 4 $ 12,000,000 $ $ $ $ 9,090,000 26,918,000 81,698,000 $ $ $ Warrants Preferred Stock w/ Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants 9/30/2009 Preferred Stock w/ Warrants 6/17/2009 9/28/2011 Warrants Warrants R $ R $ 900,000 1,800,000 R $ R $ 4,382,000 777,000 P $ P $ 1,450,171 2,054,215 5 5 22,500,000 9 9 12/19/2008 12/19/2008 Union First Market Bankshares Corporation (Union Bankshares Corporation) Tidelands Bancshares, Inc Bancorp Rhode Island, Inc. 12/19/2008 Hawthorn Bancshares, Inc. Lee's Summit MO 12/19/2008 12/19/2008 12/19/2008 The Elmira Savings Bank, FSB Alliance Financial Corporation Heartland Financial USA, Inc. Elmira Syracuse Dubuque NY NY IA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 9,090,000 26,918,000 81,698,000 Par Par Par 8/25/2011 5/13/2009 9/15/2011 49 12/19/2008 Citizens First Corporation Bowling Green KY Preferred Stock w/ Warrants $ 8,779,000 Par 2/16/2011 4 $ 2,212,308 $ 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/23/2008 FFW Corporation Plains Capital Corporation Tri-County Financial Corporation OneUnited Bank Patriot Bancshares, Inc. Pacific City Financial Corporation Marquette National Corporation Exchange Bank Monadnock Bancorp, Inc. Bridgeview Bancorp, Inc. Fidelity Financial Corporation Patapsco Bancorp, Inc. NCAL Bancorp FCB Bancorp, Inc. First Financial Bancorp Wabash Dallas Waldorf Boston Houston Los Angeles Chicago Santa Rosa Peterborough Bridgeview Wichita Dundalk Los Angeles Louisville Cincinnati IN TX MD MA TX CA IL CA NH IL KS MD CA KY OH Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 7,289,000 87,631,000 15,540,000 12,063,000 26,038,000 16,200,000 35,500,000 43,000,000 1,834,000 38,000,000 36,282,000 6,000,000 10,000,000 9,294,000 80,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 9/27/2011 9/22/2011 49 $ $ 87,631,000 15,540,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 9/27/2011 9/22/2011 Preferred Stock Preferred Stock 2, 7 7/27/2012 7/27/2012 102 $ $ 25,313,186 37,259,393 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 7/27/2012 7/27/2012 Preferred Stock Preferred Stock 2, 7 7/27/2012 104 $ 32,013,328 $ 0 Preferred Stock 2 7/27/2012 Preferred Stock 2, 7 P $ 1,725,103 9/22/2011 2/24/2010 50 $ $ 9,294,000 80,000,000 $ $ 0 0 Preferred Stock 2 Warrants 9/22/2011 6/2/2010 Preferred Stock Warrants 2, 7 R $ A $ 465,000 2,966,288 Bridge Capital Holdings San Jose CA Preferred Stock w/ Warrants $ 23,864,000 Par 2/23/2011 4 12/23/2008 $ 15,000,000 $ Preferred Stock w/ Warrants 4/20/2011 Warrants R $ 1,395,000 12/19/2008 4 50 49 103 5 18,255,000 0 0 0 6,566,692 8,864,000 9 2, 7 2, 7 9 Page 4 of 17 Seller Footnote 119 49 59 - 9/7/2011 Purchase Details Name of Institution Purchase Date City State Capital Repayment Details Investment Amount Pricing Mechanism 12/23/2008 International Bancshares Corporation Laredo TX Preferred Stock w/ Warrants $ 216,000,000 Par 12/23/2008 First Sound Bank Seattle WA Preferred Stock w/ Warrants $ 7,400,000 Par 12/23/2008 M&T Bank Corporation Buffalo NY Preferred Stock w/ Warrants $ 600,000,000 Par Capital Repayment Date Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description 3/16/2011 4 $ 8,864,000 $ 7/11/2011 4 $ 40,000,000 $ 176,000,000 5/18/2011 4 $ 370,000,000 $ 230,000,000 $ $ $ 230,000,000 7,500,000 100,000,000 $ $ $ 0 0 0 0 12/7/2011 5/2/2012 Warrants Warrants 0 N/A N/A N/A 5/11/2011 Warrants R $ 2,079,963 9/8/2010 Warrants R $ 10,800,000 9/28/2011 Warrants R $ 900,194 Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 7,500,000 100,000,000 Par Par 8/17/2012 8/18/2011 4/25/2012 Greeneville TN Preferred Stock w/ Warrants $ 72,278,000 Par 9/7/2011 59 $ 68,700,000 $ Elkton MD Preferred Stock w/ Warrants $ 11,560,000 Par 2/23/2011 4 $ 12,505,000 $ Warsaw NY Preferred Stock w/ Warrants $ 37,515,000 Par 3/30/2011 4 $ 25,010,000 $ 0 Warrants Emlenton Newark 12/23/2008 Green Bankshares, Inc. 12/23/2008 Cecil Bancorp, Inc. 12/23/2008 Financial Institutions, Inc. 49 4 Final Disposition Proceeds Preferred Stock w/ Warrants Warrants Warrants Warrants PA OH Emclaire Financial Corp. Park National Corporation Final Disposition Disposition Investment 15 Description Warrants Preferred Stock w/ Warrants 119 12/23/2008 12/23/2008 Final Disposition Date 25,010,000 Preferred Stock w/ Warrants R $ R $ 59 - 51,113 2,842,400 N/A 12/23/2008 Fulton Financial Corporation Lancaster PA Preferred Stock w/ Warrants $ 376,500,000 Par 7/14/2010 4 $ 376,500,000 $ 0 Warrants 30 - 9/3/2010 12/23/2008 United Bancorporation of Alabama, Inc. Atmore AL Preferred Stock w/ Warrants $ 10,300,000 Par 9/3/2010 4 $ 10,300,000 $ 0 Warrants 50 12/23/2008 12/23/2008 12/23/2008 MutualFirst Financial, Inc. BCSB Bancorp, Inc. HMN Financial, Inc. Muncie Baltimore Rochester IN MD MN Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 32,382,000 10,800,000 26,000,000 Par Par Par 8/25/2011 1/26/2011 50 $ $ 32,382,000 10,800,000 $ $ 0 0 Warrants Warrants 12/23/2008 First Community Bank Corporation of America Pinellas Park FL Preferred Stock w/ Warrants $ 10,685,000 Par 5/31/2011 39 $ 7,754,267 $ 0 N/A N/A N/A 12/23/2008 12/23/2008 Sterling Bancorp Intervest Bancshares Corporation New York New York NY NY Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 42,000,000 25,000,000 Par Par 4/27/2011 4 $ 42,000,000 $ 0 Warrants 5/18/2011 Warrants R $ 945,775 12/23/2008 Peoples Bancorp of North Carolina, Inc. Newton NC Preferred Stock w/ Warrants $ 25,054,000 Par 6/27/2012 93 $ 23,033,635 $ 0 Warrants 8/8/2012 Warrants R $ 425,000 1/3/2012 67 $ 31,762,000 $ 0 Warrants 10/27/2010 11/24/2010 4 $ $ 12,000,000 11,300,000 $ $ 0 0 Warrants Warrants 11/18/2011 12/1/2010 Warrants Warrants P $ R $ 326,576 319,659 8/20/2010 4 $ 5,500,000 $ 0 N/A N/A N/A 7/28/2011 9/1/2011 8/3/2011 11/24/2010 9/1/2011 11/24/2009 6/8/2011 8/18/2011 49 $ $ $ $ $ $ $ $ 3,000,000 1,800,000 2,000,000 5,830,000 14,964,000 3,455,000 3,455,000 6,885,000 $ $ $ $ $ $ $ $ Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 7/28/2011 9/1/2011 8/3/2011 11/24/2010 9/1/2011 Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock 8/18/2011 Preferred Stock $ $ 4,700,000 4,767,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 12/30/2010 7/14/2011 $ $ $ $ 11,600,000 1,350,000,000 7,579,200,000 3,408,000,000 $ $ $ $ 0 0 0 0 Preferred Stock 2 Warrants Warrants Warrants 7/28/2011 9/22/2011 4/29/2010 3/16/2011 393/11/2011 93 6/27/2012 67 12/29/2011 2 2 2 2 3, 30 8/20/2010 2 2 2, 49 2, 49 2 2 2, 49 2, 49 2 2 2 2, 49 2, 61 2 2, 50 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 F.N.B. Corporation (Parkvale Financial Corporation) Timberland Bancorp, Inc. 1st Constitution Bancorp Central Jersey Bancorp Western Illinois Bancshares Inc. Saigon National Bank Capital Pacific Bancorp Uwharrie Capital Corp 12/23/2008 12/23/2008 Hermitage PA Preferred Stock w/ Warrants $ 31,762,000 Par Hoquiam Cranbury Oakhurst Monmouth Westminster Portland Albemarle WA NJ NJ IL CA OR NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 16,641,000 12,000,000 11,300,000 6,855,000 1,549,000 4,000,000 10,000,000 Par Par Par Par Par Par Par Mission Valley Bancorp Sun Valley CA Preferred Stock $ 5,500,000 Par 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 The Little Bank, Incorporated Pacific Commerce Bank Citizens Community Bank Seacoast Commerce Bank TCNB Financial Corp. Leader Bancorp, Inc. Nicolet Bankshares, Inc. Kinston Los Angeles South Hill Chula Vista Dayton Arlington Green Bay NC CA VA CA OH MA WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 7,500,000 4,060,000 3,000,000 1,800,000 2,000,000 5,830,000 14,964,000 Par Par Par Par Par Par Par 12/23/2008 Magna Bank Memphis TN $ 13,795,000 Par 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/31/2008 12/31/2008 12/31/2008 Western Community Bancshares, Inc. Community Investors Bancorp, Inc. Capital Bancorp, Inc. Cache Valley Banking Company Citizens Bancorp Tennessee Valley Financial Holdings, Inc. Pacific Coast Bankers' Bancshares SunTrust Banks, Inc. The PNC Financial Services Group Inc. Fifth Third Bancorp Palm Desert Bucyrus Rockville Logan Nevada City Oak Ridge San Francisco Atlanta Pittsburgh Cincinnati CA OH MD UT CA TN CA GA PA OH Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ 7,290,000 2,600,000 4,700,000 4,767,000 10,400,000 3,000,000 11,600,000 1,350,000,000 7,579,200,000 3,408,000,000 Par Par Par Par Par Par Par Par Par Par 12/30/2010 7/14/2011 7/28/2011 3/30/2011 2/10/2010 2/2/2011 4 4 49 4 4 49 4 4 49 4 49 50 4 4 4 0 0 0 0 0 10,340,000 6,885,000 0 - N/A - 2, 7 R R R R R N/A $ $ $ $ $ 150,000 90,000 100,000 292,000 748,000 2, 7 R $ 690,000 Preferred Stock Preferred Stock 2, 7 R $ R $ 235,000 238,000 Preferred Stock Warrants Warrants Warrants 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 R A A R $ $ $ $ 580,000 15,996,899 320,277,984 280,025,936 Page 5 of 17 Seller Footnote 31 9/30/2010 16 2 1a, 1b 87 06/13/2012 65 11/15/2011 Purchase Date 33 49 50 49 49 2 2 2, 49 2, 49 2 3 2, 49 2 2 2 2 2, 49 2, 50 2 2 Name of Institution City State Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date 12/31/2008 Hampton Roads Bankshares, Inc. Norfolk VA Common Stock w/ Warrants $ 80,347,000 Par 12/31/2008 12/31/2008 12/31/2008 1/9/2009 1/9/2009 CIT Group Inc. West Bancorporation, Inc. First Banks, Inc. Bank of America Corporation FirstMerit Corporation New York West Des Moines Clayton Charlotte Akron NY IA MO NC OH Contingent Value Rights Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ 2,330,000,000 36,000,000 295,400,000 10,000,000,000 125,000,000 Par Par Par Par Par 2/8/2010 6/29/2011 16 12/9/2009 4/22/2009 4 Farmers Capital Bank Corporation Frankfort KY Preferred Stock w/ Warrants $ 30,000,000 Par 6/13/2012 1/9/2009 Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description $ $ 0 0 N/A Warrants N/A 8/31/2011 N/A Warrants $ $ 10,000,000,000 125,000,000 $ $ 0 0 Warrants Warrants 3/3/2010 5/27/2009 Warrants Warrants 87 $ 21,594,229 $ Warrants 7/18/2012 1/6/2010 4 $ 7,172,000 $ 21,513,000 3/2/2011 4 $ 7,172,000 $ 14,341,000 $ $ 14,341,000 5,000,000 $ $ 4 0 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants Warrants Preferred Stock w/ Warrants Warrants Gladstone NJ Preferred Stock w/ Warrants $ 28,685,000 Par Commerce National Bank Newport Beach CA Preferred Stock w/ Warrants $ 5,000,000 Par 1/11/2012 10/7/2009 4 1/9/2009 1/9/2009 The First Bancorp, Inc. Damariscotta ME Preferred Stock w/ Warrants $ 25,000,000 Par 8/24/2011 4 $ 12,500,000 $ 1/9/2009 Sun Bancorp, Inc. Crescent Financial Bancshares, Inc. (Crescent Financial Corporation) American Express Company Vineland NJ Preferred Stock w/ Warrants $ 89,310,000 Par 4/8/2009 4 $ 89,310,000 $ Cary NC Preferred Stock w/ Warrants $ 24,900,000 Par New York NY Preferred Stock w/ Warrants $ 3,388,890,000 Par 6/17/2009 4 $ 3,388,890,000 $ 6/17/2011 46 $ 35,883,281 $ 3/29/2012 46 $ 36,039,222 $ 0 Warrants 4 $ $ $ $ $ 78,158,000 38,000,000 13,400,000 10,000,000 100,000,000 $ $ $ $ $ 0 0 0 0 0 Warrants N/A Warrants Warrants Warrants Preferred Stock w/ Warrants 1/9/2009 Central Pacific Financial Corp. Honolulu HI Common Stock w/ Warrants $ 135,000,000 Centrue Financial Corporation Eastern Virginia Bankshares, Inc. Colony Bankcorp, Inc. Independent Bank Corp. Cadence Financial Corporation LCNB Corp. Center Bancorp, Inc. F.N.B. Corporation St. Louis Tappahannock Fitzgerald Rockland Starkville Lebanon Union Hermitage MO VA GA MA MS OH NJ PA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ 32,668,000 24,000,000 28,000,000 78,158,000 44,000,000 13,400,000 10,000,000 100,000,000 Par Par Par Par Par Par Par Par 1/9/2009 C&F Financial Corporation West Point VA Preferred Stock w/ Warrants $ 20,000,000 Par 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 North Central Bancshares, Inc. Carolina Bank Holdings, Inc. First Bancorp First Financial Service Corporation Codorus Valley Bancorp, Inc. MidSouth Bancorp, Inc. First Security Group, Inc. Shore Bancshares, Inc. The Queensborough Company American State Bancshares, Inc. Security California Bancorp Security Business Bancorp Sound Banking Company Mission Community Bancorp Redwood Financial Inc. Surrey Bancorp Independence Bank Valley Community Bank Rising Sun Bancorp Community Trust Financial Corporation GrandSouth Bancorporation Texas National Bancorporation Congaree Bancshares, Inc. Fort Dodge Greensboro Troy Elizabethtown York Lafayette Chattanooga Easton Louisville Great Bend Riverside San Diego Morehead City San Luis Obispo Redwood Falls Mount Airy East Greenwich Pleasanton Rising Sun Ruston Greenville Jacksonville Cayce IA NC NC KY PA LA TN MD GA KS CA CA NC CA MN NC RI CA MD LA SC TX SC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,200,000 16,000,000 65,000,000 20,000,000 16,500,000 20,000,000 33,000,000 25,000,000 12,000,000 6,000,000 6,815,000 5,803,000 3,070,000 5,116,000 2,995,000 2,000,000 1,065,000 5,500,000 5,983,000 24,000,000 9,000,000 3,981,000 3,285,000 4 0 0 12,500,000 0 0 99,116,719 Par 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Final Disposition Disposition Investment 15 Description 0 36,000,000 Peapack-Gladstone Financial Corporation 1/9/2009 Final Disposition Date $ $ 4 1/9/2009 1/9/2009 37, 46 3/29/2012 Purchase Details 4/22/2009 3/4/2011 10/21/2009 9/15/2011 9/9/2009 33 4 49 4 Warrants Common Stock w/ Warrants Final Disposition Proceeds R $ N/A 700,000 A $ R $ 122,365,216 5,025,000 Warrants R $ 75,000 4/4/2012 Warrants R $ 110,000 5/27/2009 Warrants R $ 2,100,000 7/29/2009 Warrants R $ 340,000,000 5/27/2009 N/A 11/18/2011 12/7/2011 11/18/2011 Warrants N/A Warrants Warrants Warrants R $ P $ R $ P $ 2,200,000 N/A 602,557 245,000 690,100 1b 7/27/2011 4 $ 10,000,000 $ 4/11/2012 4 $ 10,000,000 $ 0 Warrants 12/14/2011 4 $ 10,200,000 $ 0 Warrants 1/11/2012 Warrants R $ 600,000 9/1/2011 50 $ 65,000,000 $ 0 Warrants 11/18/2011 Warrants P $ 924,462 8/18/2011 8/25/2011 49 $ $ 16,500,000 20,000,000 $ $ 0 0 Warrants Warrants 9/28/2011 11/18/2011 Warrants Warrants R $ P $ 526,604 206,557 4/15/2009 4 $ 25,000,000 $ 0 Warrants 11/16/2011 Warrants R $ 25,000 11/2/2011 9/15/2011 7/14/2011 4 49 $ $ $ 6,000,000 6,815,000 5,803,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 11/2/2011 9/15/2011 7/14/2011 Preferred Stock Preferred Stock Preferred Stock R $ R $ R $ 300,000 341,000 290,000 12/28/2011 8/18/2011 12/29/2010 $ $ $ 5,116,000 2,995,000 2,000,000 $ $ $ 0 0 0 N/A 49 Preferred Stock 2 Preferred Stock 2 N/A 8/18/2011 12/29/2010 N/A Preferred Stock Preferred Stock R $ R $ N/A 150,000 100,000 $ $ $ 24,000,000 9,000,000 3,981,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 7/6/2011 9/8/2011 5/19/2010 Preferred Stock Preferred Stock Preferred Stock R $ R $ R $ 1,200,000 450,000 199,000 7/6/2011 9/8/2011 5/19/2010 49 49 4 4 49 50 4 10,000,000 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 Page 6 of 17 Seller Purchase Details Name of Institution City State Footnote Purchase Date 2 1/9/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 New York Private Bank & Trust Corporation Home Bancshares, Inc. Washington Banking Company New Hampshire Thrift Bancshares, Inc. Bar Harbor Bankshares Somerset Hills Bancorp SCBT Financial Corporation S&T Bancorp ECB Bancorp, Inc. New York Conway Oak Harbor Newport Bar Harbor Bernardsville Columbia Indiana Engelhard NY AR WA NH ME NJ SC PA NC 1/16/2009 First BanCorp San Juan 1/16/2009 1/16/2009 Texas Capital Bancshares, Inc. Yadkin Valley Financial Corporation 1/16/2009 49 28 10/07/2011 124 3, 30 8/27/2010 78 3/28/2012 95 6/27/2012 91 06/13/2012 96 6/27/2012 2 2 2 2, 50 2, 19 3, 30 9/29/2010 2, 49 2 2 2, 49 Capital Repayment Details Investment Amount Pricing Mechanism Par Par Par Par Par Par Par Par Par Capital Repayment Date Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ 267,274,000 50,000,000 26,380,000 10,000,000 18,751,000 7,414,000 64,779,000 108,676,000 17,949,000 PR Common Stock w/ Warrants $ 424,174,000 Par Dallas Elkin TX NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 75,000,000 36,000,000 Par Par 5/13/2009 9/12/2012 Carver Bancorp, Inc New York NY Preferred Stock $ 18,980,000 Par 8/27/2010 1/16/2009 Citizens & Northern Corporation Wellsboro PA Preferred Stock w/ Warrants $ 26,440,000 Par 1/16/2009 MainSource Financial Group, Inc. Greensburg IN Preferred Stock w/ Warrants $ 57,000,000 1/16/2009 MetroCorp Bancshares, Inc. Houston TX Preferred Stock w/ Warrants $ 1/16/2009 United Bancorp, Inc. Tecumseh MI Preferred Stock w/ Warrants 1/16/2009 Old Second Bancorp, Inc. Aurora IL 1/16/2009 Pulaski Financial Corp Creve Coeur 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 OceanFirst Financial Corp. Community 1st Bank TCB Holding Company, Texas Community Bank Centra Financial Holdings, Inc. First Bankers Trustshares, Inc. Pacific Coast National Bancorp Toms River Roseville The Woodlands Morgantown Quincy San Clemente 1/16/2009 Community Bank of the Bay 1/16/2009 1/16/2009 1/16/2009 1/16/2009 Redwood Capital Bancorp Syringa Bancorp Idaho Bancorp Puget Sound Bank 7/6/2011 1/12/2011 8/25/2011 2/24/2010 5/20/2009 5/20/2009 12/7/2011 4 Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Final Disposition Date Final Disposition Disposition Investment 15 Description $ $ $ $ $ $ $ 50,000,000 26,380,000 10,000,000 18,751,000 7,414,000 64,779,000 108,676,000 $ $ $ $ $ $ $ 0 0 0 0 0 0 0 Warrants Warrants Warrants Warrants Warrants Warrants Warrants 7/27/2011 3/2/2011 2/15/2012 7/28/2010 6/24/2009 6/24/2009 Warrants Warrants Warrants Warrants Warrants Warrants $ $ 75,000,000 31,843,080 $ $ 0 0 Warrants Warrants 3/11/2010 Warrants 4 $ 18,980,000 $ 0 N/A N/A N/A 8/4/2010 4 $ 26,440,000 $ 0 Warrants 9/1/2010 Warrants R $ 400,000 Par 3/28/2012 78 $ 52,277,171 $ 0 Warrants 45,000,000 Par 6/27/2012 95 $ 43,490,360 $ 0 Warrants $ 20,600,000 Par 6/13/2012 91 $ 16,750,221 $ 0 Warrants 7/18/2012 Warrants R $ 38,000 Preferred Stock w/ Warrants $ 73,000,000 Par MO Preferred Stock w/ Warrants $ 32,538,000 Par 6/27/2012 96 $ 28,460,338 $ 0 Warrants 8/8/2012 Warrants R $ 1,100,000 NJ CA TX WV IL CA Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ 38,263,000 2,550,000 11,730,000 15,000,000 10,000,000 4,120,000 Par Par Par Par Par Par 12/30/2009 5 $ 38,263,000 $ 0 Warrants 2/3/2010 Warrants 9 R $ 430,797 3/31/2009 9/8/2011 2/11/2010 4 $ $ $ 15,000,000 10,000,000 0 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 N/A 4/15/2009 9/8/2011 N/A Preferred Stock Preferred Stock N/A 2, 7 50 R $ R $ 750,000 500,000 N/A Oakland CA Preferred Stock $ 1,747,000 Par 9/29/2010 4 $ 1,747,000 $ 0 N/A N/A N/A - N/A Eureka Boise Boise Bellevue CA ID ID WA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 3,800,000 8,000,000 6,900,000 4,500,000 Par Par Par Par 7/21/2011 49 $ 3,800,000 $ 0 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 8/11/2011 12/15/2010 9/15/2011 49 $ $ $ 4,500,000 3,000,000 2,658,000 $ $ $ 0 2,658,000 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 8/11/2011 Preferred Stock 2, 7 R $ 225,000 2,7 R $ 283,000 8/12/2009 6/29/2011 4 $ $ 12,500,000 37,500,000 $ $ 37,500,000 0 Preferred Stock 2 Preferred Stock 2 6/29/2011 Preferred Stock 2, 7 R $ 2,500,000 2, 7 R $ 4 49 5 4 4 4 4 124 19 4 2, 49 1/16/2009 United Financial Banking Companies, Inc. Vienna VA Preferred Stock w/ Exercised Warrants $ 5,658,000 Par 2 2 2 1/16/2009 1/16/2009 1/16/2009 Dickinson Financial Corporation II The Baraboo Bancorporation Bank of Commerce Kansas City Baraboo Charlotte MO WI NC Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 146,053,000 20,749,000 3,000,000 Par Par Par 2 1/16/2009 State Bankshares, Inc. Fargo ND $ 50,000,000 Par 2 2 3, 30 8/6/2010 2 2, 36 1/16/2009 1/16/2009 BNCCORP, Inc. First Manitowoc Bancorp, Inc. Bismarck Manitowoc ND WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 20,093,000 12,000,000 Par Par 5/27/2009 4 $ 12,000,000 $ 0 Preferred Stock 2 5/27/2009 Preferred Stock 1/16/2009 Southern Bancorp, Inc. Arkadelphia AR Preferred Stock $ 11,000,000 Par 8/6/2010 4 $ 11,000,000 $ 0 N/A N/A N/A 1/16/2009 1/16/2009 1/23/2009 1/23/2009 1/23/2009 Morrill Bancshares, Inc. Treaty Oak Bancorp, Inc. 1st Source Corporation Princeton National Bancorp, Inc. AB&T Financial Corporation Merriam Austin South Bend Princeton Gastonia KS TX IN IL NC Preferred Stock w/ Exercised Warrants Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ 13,000,000 3,268,000 111,000,000 25,083,000 3,500,000 Par Par Par Par Par 7/20/2011 2/15/2011 12/29/2010 4 $ $ $ 13,000,000 500,000 111,000,000 $ $ $ 0 0 0 Preferred Stock 2 Warrants Warrants 7/20/2011 Preferred Stock 36 3/9/2011 1/23/2009 First Citizens Banc Corp Sandusky OH Preferred Stock w/ Warrants $ 23,184,000 Par 6/27/2012 94 $ 20,689,633 $ 0 Warrants 3/28/2012 79 $ 47,435,299 $ 0 Warrants 94 6/27/2012 79 3/28/2012 2 2, 13 12/4/2009 Preferred Stock w/ Exercised Warrants 1/23/2009 WSFS Financial Corporation Wilmington DE Preferred Stock w/ Warrants $ 52,625,000 Par 1/23/2009 Commonwealth Business Bank Three Shores Bancorporation, Inc. (Seaside National Bank & Trust) Los Angeles CA Preferred Stock w/ Exercised Warrants $ 7,701,000 Par Orlando FL Preferred Stock w/ Exercised Warrants $ 5,677,000 Par 1/23/2009 49 4 9/15/2011 Preferred Stock 9 9 R R R R R R Final Disposition Proceeds $ $ $ $ $ $ 1,300,000 1,625,000 737,100 250,000 275,000 1,400,000 A $ 6,559,066 - 2, 7 R $ 2, 7 N/A 190,000 600,000 N/A R $ 650,000 Warrants R $ 3,750,000 9/5/2012 Warrants R $ 563,174 9/12/2012 Warrants R $ 1,800,000 Page 7 of 17 Seller Name of Institution Footnote Purchase Date 2 1/23/2009 CalWest Bancorp 2 2 2 2 2 2 2 2, 51 2 2, 50 2 2, 49 2, 49 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 2 2 50 49 49 49 97 6/27/2012 2 2 2 2, 49 2 3, 53 2 2 2, 49 2 2, 49 2 2, 50 2, 50 2 Purchase Details City State Capital Repayment Details Investment Amount Pricing Mechanism CA Preferred Stock w/ Exercised Warrants $ 4,656,000 Par Fresno First Bank First ULB Corp. Alarion Financial Services, Inc. Midland States Bancorp, Inc. Moscow Bancshares, Inc. Farmers Bank California Oaks State Bank Pierce County Bancorp Calvert Financial Corporation Liberty Bancshares, Inc. Crosstown Holding Company BankFirst Capital Corporation Southern Illinois Bancorp, Inc. Rancho Santa Margarita Fresno Oakland Ocala Effingham Moscow Windsor Thousand Oaks Tacoma Ashland Jonesboro Blaine Macon Carmi CA CA FL IL TN VA CA WA MO AR MN MS IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ 1,968,000 4,900,000 6,514,000 10,189,000 6,216,000 8,752,000 3,300,000 6,800,000 1,037,000 57,500,000 10,650,000 15,500,000 5,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par 1/23/2009 FPB Financial Corp. Hammond LA Preferred Stock w/ Exercised Warrants $ 3,240,000 Par 1/23/2009 Stonebridge Financial Corp. West Chester PA Preferred Stock w/ Exercised Warrants $ 10,973,000 Par 1/30/2009 Peoples Bancorp Inc. Marietta OH Preferred Stock w/ Warrants $ 39,000,000 Par 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 Anchor BanCorp Wisconsin Inc. Parke Bancorp, Inc. Central Virginia Bankshares, Inc. Flagstar Bancorp, Inc. Middleburg Financial Corporation Peninsula Bank Holding Co. PrivateBancorp, Inc. Central Valley Community Bancorp Plumas Bancorp Stewardship Financial Corporation Oak Ridge Financial Services, Inc. First United Corporation Community Partners Bancorp Guaranty Federal Bancshares, Inc. Madison Sewell Powhatan Troy Middleburg Palo Alto Chicago Fresno Quincy Midland Park Oak Ridge Oakland Middletown Springfield WI NJ VA MI VA CA IL CA CA NJ NC MD NJ MO 1/30/2009 Annapolis Bancorp, Inc. Annapolis 1/30/2009 DNB Financial Corporation Downingtown 1/30/2009 Firstbank Corporation 1/30/2009 1/30/2009 1/30/2009 1/30/2009 Valley Commerce Bancorp Greer Bancshares Incorporated Ojai Community Bank Adbanc, Inc 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 Beach Business Bank Legacy Bancorp, Inc. First Southern Bancorp, Inc. Country Bank Shares, Inc. Katahdin Bankshares Corp. Rogers Bancshares, Inc. UBT Bancshares, Inc. Bankers' Bank of the West Bancorp, Inc. W.T.B. Financial Corporation AMB Financial Corp. Goldwater Bank, N.A. Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ MD Preferred Stock w/ Warrants PA Preferred Stock w/ Warrants Alma MI Visalia Greer Ojai Ogallala CA SC CA NE Manhattan Beach Milwaukee Boca Raton Milford Houlton Little Rock Marysville Denver Spokane Munster Scottsdale CA WI FL NE ME AR KS CO WA IN AZ Capital Repayment Date Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description 4/22/2009 4 $ 4,900,000 $ 12/23/2009 4/25/2012 4 $ $ 10,189,000 1,100,000 $ $ 12/8/2010 4 $ 3,300,000 $ 7/21/2011 50 $ 57,500,000 $ 9/8/2011 8/25/2011 12/16/2009 6/16/2010 49 $ $ $ $ 15,500,000 5,000,000 1,000,000 2,240,000 $ $ $ $ 0 0 2,240,000 0 2/2/2011 4 $ 21,000,000 $ 18,000,000 12/28/2011 4 $ 18,000,000 $ 12/23/2009 5 $ 22,000,000 8/18/2011 50 $ 9/1/2011 49 8/11/2011 6/13/2012 49 4 49 4 4 Final Disposition Date Final Disposition Disposition Investment 15 Description Final Disposition Proceeds Preferred Stock 2 4/22/2009 Preferred Stock 2, 7 R $ 245,000 Preferred Stock 2 Preferred Stock 2 12/23/2009 Preferred Stock 2, 7 R $ 509,000 0 Preferred Stock 2 12/8/2010 Preferred Stock 2, 7 R $ 165,000 0 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R $ 2,875,000 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 9/8/2011 8/25/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 775,000 250,000 6/16/2010 Preferred Stock 2, 7 R $ 162,000 2/15/2012 Warrants R $ 1,200,724 0 Preferred Stock w/ Warrants Warrants $ 0 Warrants 11/18/2011 Warrants P $ 301,001 7,000,000 $ 0 Warrants 9/28/2011 Warrants R $ 185,017 $ 10,000,000 $ 0 Warrants 10/26/2011 Warrants R $ 107,398 $ $ 9,000,000 5,000,000 $ $ 0 12,000,000 10/26/2011 Warrants R $ 460,000 4,076,000 0 0 5,116,000 2, 7 110,000,000 16,288,000 11,385,000 266,657,000 22,000,000 6,000,000 243,815,000 7,000,000 11,949,000 10,000,000 7,700,000 30,000,000 9,000,000 17,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par $ 8,152,000 Par 4/18/2012 4 $ 4,076,000 $ $ 11,750,000 Par 8/4/2011 49 $ 11,750,000 $ 0 Warrants Warrants Preferred Stock w/ Warrants Warrants 9/21/2011 Warrants R $ 458,000 Preferred Stock w/ Warrants $ 33,000,000 Par 6/27/2012 97 $ 30,587,530 $ 0 Warrants 7/18/2012 Warrants R $ 1,946,670 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 7,700,000 9,993,000 2,080,000 12,720,000 Par Par Par Par 3/21/2012 4 $ 7,700,000 $ 0 Preferred Stock 2 3/21/2012 Preferred Stock 2, 7 R $ 385,000 7/21/2011 7/6/2011 10/19/2011 3/7/2012 6/6/2012 6/27/2012 49 $ $ $ $ $ $ 12,720,000 1,500,000 1,500,000 1,500,000 1,200,000 300,000 $ $ $ $ $ $ Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R $ 636,000 6/27/2012 Preferred Stock 2, 7 R $ 300,000 6/16/2010 4 $ 10,900,000 $ 0 Preferred Stock 2 6/16/2010 Preferred Stock 2, 7 R $ 545,000 8/18/2011 49 $ 10,449,000 $ 0 Preferred Stock 2 8/18/2011 Preferred Stock 2, 7 R $ 522,000 8/11/2011 49 $ 8,950,000 $ 0 Preferred Stock 2 8/11/2011 Preferred Stock 2, 7 R $ 450,000 9/15/2011 9/22/2011 50 $ $ 110,000,000 3,674,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 9/15/2011 9/22/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 5,500,000 184,000 Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ 6,000,000 5,498,000 10,900,000 7,525,000 10,449,000 25,000,000 8,950,000 12,639,000 110,000,000 3,674,000 2,568,000 Par Par Par Par Par Par Par Par Par Par Par 4 4 4 4 4 4 50 0 4,500,000 3,000,000 1,500,000 300,000 0 2, 7 Page 8 of 17 Seller Purchase Details Name of Institution Footnote Purchase Date 2, 49 2, 13 10/30/2009, 49 2 2 2, 49 2, 49 2 2 2, 50 1/30/2009 Equity Bancshares, Inc. 1/30/2009 WashingtonFirst Bankshares, Inc. (WashingtonFirst Bank) 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 2/6/2009 Central Bancshares, Inc. Hilltop Community Bancorp, Inc. Northway Financial, Inc. Monument Bank Metro City Bank F & M Bancshares, Inc. First Resource Bank MidWestOne Financial Group, Inc. 2/6/2009 Lakeland Bancorp, Inc. City Wichita Reston State KS VA Capital Repayment Details Investment Amount Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 8,750,000 6,633,000 Pricing Mechanism Par Par Houston Summit Berlin Bethesda Doraville Trezevant Exton Iowa City TX NJ NH MD GA TN PA IA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ 5,800,000 4,000,000 10,000,000 4,734,000 7,700,000 4,609,000 2,600,000 16,000,000 Par Par Par Par Par Par Par Par Oak Ridge NJ Preferred Stock w/ Warrants $ 59,000,000 Par Capital Repayment Date 8/11/2011 49 8/4/2011 49 7/6/2011 4/21/2010 9/15/2011 8/11/2011 4 4 49 49 Capital Repayment Amount (Loss) 6 $ $ 8,750,000 6,633,000 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description $ $ 0 0 Final Disposition Date Preferred Stock 2 Preferred Stock 2 8/11/2011 8/4/2011 Final Disposition Disposition Investment 15 Description Preferred Stock 2, 7 R $ 438,000 Preferred Stock 2, 7 R $ 332,000 2, 7 R R R R $ $ $ $ 290,000 200,000 500,000 237,000 R $ R $ 130,000 1,000,000 R $ 2,800,000 $ $ $ $ 5,800,000 4,000,000 10,000,000 4,734,000 $ $ $ $ 0 0 0 0 Preferred Stock 2 Preferred Stock 2 2 Preferred Stock Preferred Stock 2 7/6/2011 4/21/2010 9/15/2011 8/11/2011 Preferred Stock Preferred Stock Preferred Stock Preferred Stock $ $ 2,600,000 16,000,000 $ $ 0 0 Preferred Stock 2 Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants 9/15/2011 7/27/2011 Preferred Stock Warrants 2/29/2012 Warrants 8/4/2010 4 $ 20,000,000 $ 39,000,000 3/16/2011 4 $ 20,000,000 $ 19,000,000 2/8/2012 4 $ 19,000,000 $ 0 Warrants 9/29/2010 4 $ 5,000,000 $ 0 Warrants 8/13/2010 4 $ 3,000,000 $ 0 N/A N/A N/A 4 $ $ 4,000,000 11,568,000 $ $ Preferred Stock 2 Preferred Stock 2 3/16/2011 Preferred Stock 2, 7 R $ 778,000 $ $ 5,000,000 3,500,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 2/15/2012 8/4/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 250,000 175,000 4 $ 5,645,000 $ 0 N/A N/A N/A 4 Monarch Community Bancorp, Inc. Coldwater MI Preferred Stock w/ Warrants $ 6,785,000 Par The First Bancshares, Inc. Hattiesburg MS Preferred Stock w/ Warrants $ 5,000,000 Par 2/6/2009 2/6/2009 Carolina Trust Bank Alaska Pacific Bancshares, Inc. Lincolnton Juneau NC AK Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 4,000,000 4,781,000 Par Par 2/6/2009 PGB Holdings, Inc. Chicago IL Preferred Stock $ 3,000,000 Par 2/6/2009 The Freeport State Bank Harper KS Preferred Stock w/ Exercised Warrants $ 301,000 Par 2 2/6/2009 Stockmens Financial Corporation Rapid City SD $ 15,568,000 Par 1/14/2011 3/16/2011 2 2 2, 49 2 3, 30 9/24/2010 2 2/6/2009 2/6/2009 2/6/2009 2/6/2009 US Metro Bank First Express of Nebraska, Inc. Mercantile Capital Corp. Citizens Commerce Bancshares, Inc. Garden Grove Gering Boston Versailles CA NE MA KY Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 2,861,000 5,000,000 3,500,000 6,300,000 Par Par Par Par 2/15/2012 8/4/2011 2/6/2009 Liberty Financial Services, Inc. New Orleans LA Preferred Stock $ 5,645,000 Par 9/24/2010 2/6/2009 Lone Star Bank Union First Market Bankshares Corporation (First Market Bank, FSB) Banner County Ban Corporation Centrix Bank & Trust Todd Bancshares, Inc. Georgia Commerce Bancshares, Inc. First Bank of Charleston, Inc. F & M Financial Corporation The Bank of Currituck CedarStone Bank Houston TX Preferred Stock w/ Exercised Warrants $ 3,072,000 Par Bowling Green VA Preferred Stock $ 33,900,000 Par 12/7/2011 4 $ 35,595,000 $ 0 N/A N/A N/A Harrisburg Bedford Hopkinsville Atlanta Charleston Salisbury Moyock Lebanon NE NH KY GA WV NC NC TN Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ 795,000 7,500,000 4,000,000 8,700,000 3,345,000 17,000,000 4,021,000 3,564,000 Par Par Par Par Par Par Par Par 7/28/2011 7/28/2011 49 $ $ 795,000 7,500,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 7/28/2011 7/28/2011 Preferred Stock Preferred Stock $ $ $ $ 8,700,000 3,345,000 15,988,500 1,742,850 $ $ $ $ 0 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 N/A 2/16/2011 7/21/2011 9/12/2012 N/A Preferred Stock Preferred Stock Preferred Stock N/A Brandon MS Preferred Stock w/ Exercised Warrants $ 1,050,000 Par Philadelphia PA Preferred Stock w/ Exercised Warrants $ 1,552,000 Par Westwood NJ Preferred Stock w/ Exercised Warrants $ 3,756,000 Par $ 3,756,000 $ 0 Preferred Stock 2 10/19/2011 Preferred Stock 18 2/6/2009 2, 49 2, 49 2 2 2, 50 2, 126 2, 34 2 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2, 101 2/6/2009 2 2, 13 2/10/2010 2/6/2009 2/6/2009 Community Bancshares of Mississippi, Inc. (Community Holding Company of Florida, Inc.) Hyperion Bank Pascack Bancorp, Inc. (Pascack Community Bank) Preferred Stock w/ Exercised Warrants 2, 7 2, 7 50 2/6/2009 3, 30 8/13/2010 2 2, 7 9/15/2011 7/6/2011 2/6/2009 30 9/29/2010 Final Disposition Proceeds 2/16/2011 7/21/2011 9/12/2012 12/3/2010 10/19/2011 4 4 49 49 4 50 126 34 4 11,568,000 0 2, 7 - 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 34 2, 7 N/A - N/A - N/A R $ R $ 40,000 375,000 R $ R $ P $ - 435,000 167,000 775,274 N/A R $ 188,000 2, 7, 2, 105 2/6/2009 First Western Financial, Inc. Denver CO Preferred Stock w/ Exercised Warrants $ 8,559,000 Par 49 2/13/2009 QCR Holdings, Inc. Moline IL Preferred Stock w/ Warrants $ 38,237,000 Par 2/13/2009 Westamerica Bancorporation San Rafael CA Preferred Stock w/ Warrants $ 83,726,000 Par 2/13/2009 2/13/2009 2/13/2009 The Bank of Kentucky Financial Corporation PremierWest Bancorp Carrollton Bancorp Crestview Hills Medford Baltimore KY OR MD Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 34,000,000 41,400,000 9,201,000 Par 9/15/2011 49 $ 38,237,000 $ 9/2/2009 4 $ 41,863,000 $ 11/18/2009 4 $ 41,863,000 $ 12/22/2010 4 $ 17,000,000 $ 11/23/2011 4 $ 17,000,000 $ 0 41,863,000 0 17,000,000 0 Warrants Preferred Stock w/ Warrants Warrants Preferred Stock w/ Warrants Warrants 7/27/2012 Preferred Stock P $ 351,052 11/16/2011 Warrants R $ 1,100,000 11/18/2011 Warrants P $ 878,256 105 Par Par Page 9 of 17 Seller Footnote Purchase Date 58 2/13/2009 10/21/2011 2/13/2009 2, 49 2/13/2009 2, 49 2/13/2009 2 2/13/2009 2 Purchase Details Name of Institution City State Capital Repayment Details Investment Amount Pricing Mechanism FNB United Corp. Asheboro NC Common Stock w/ Warrants $ 51,500,000 Par First Menasha Bancshares, Inc. 1st Enterprise Bank DeSoto County Bank Security Bancshares of Pulaski County, Inc. Neenah Los Angeles Horn Lake Waynesville WI CA MS MO Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 4,797,000 4,400,000 1,173,000 2,152,000 Par Par Par Par 9/15/2011 9/1/2011 49 9/29/2010 4 7/21/2011 50 $ 5,000,000 $ 0 8/3/2011 62 $ 18,000,000 $ 0 2/13/2009 State Capital Corporation Greenwood MS Preferred Stock w/ Exercised Warrants $ 15,000,000 Par 2 2 2, 50 2 2 2 2 2, 62 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 BankGreenville Corning Savings and Loan Association Financial Security Corporation ColoEast Bankshares, Inc. Santa Clara Valley Bank, N.A. Reliance Bancshares, Inc. Regional Bankshares, Inc. Peoples Bancorp Greenville Corning Basin Lamar Santa Paula Frontenac Hartsville Lynden SC AR WY CO CA MO SC WA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ 1,000,000 638,000 5,000,000 10,000,000 2,900,000 40,000,000 1,500,000 18,000,000 Par Par Par Par Par Par Par Par 2/13/2009 First Choice Bank Cerritos CA Preferred Stock w/ Exercised Warrants $ 2,200,000 Par 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/20/2009 Gregg Bancshares, Inc. Hometown Bancshares, Inc. Midwest Regional Bancorp, Inc. Bern Bancshares, Inc. Northwest Bancorporation, Inc. Liberty Bancshares, Inc. F&M Financial Corporation Meridian Bank Northwest Commercial Bank Royal Bancshares of Pennsylvania, Inc. Ozark Corbin Festus Bern Spokane Springfield Clarksville Devon Lakewood Narberth MO KY MO KS WA MO TN PA WA PA 27, 49, 50 2/20/2009 First Merchants Corporation Muncie IN 2, 25 2, 50 2, 49 2/20/2009 2/20/2009 2/20/2009 2/20/2009 Northern States Financial Corporation Sonoma Valley Bancorp Guaranty Bancorp, Inc. The Private Bank of California Waukegan Sonoma Woodsville Los Angeles IL CA NH CA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Trust Preferred Securities Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 825,000 1,900,000 700,000 985,000 10,500,000 21,900,000 17,243,000 6,200,000 1,992,000 30,407,000 69,600,000 46,400,000 17,211,000 8,653,000 6,920,000 5,450,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 4,797,000 4,400,000 $ $ 2 0 0 Preferred Stock 2 Preferred Stock 9/15/2011 9/1/2011 Preferred Stock Preferred Stock 2 9/29/2010 Preferred Stock Preferred Stock 2 7/21/2011 Preferred Stock Preferred Stock 2 8/3/2011 Preferred Stock 2, 7 Final Disposition Proceeds R $ R $ 240,000 220,000 R $ 750,000 2, 7 R $ 250,000 2, 7 R $ 900,000 R $ 110,000 R $ R $ 35,000 50,000 R $ P $ 1,095,000 742,441 P $ 367,500 R $ R $ 346,000 273,000 R $ 100,000 R $ 625,000 R $ 2,400,000 R $ R $ P $ 475,000 350,000 877,557 R $ 1,100,000 2, 7 $ 15,000,000 $ 0 Preferred Stock 30a 9/24/2010 11/10/2009 9/1/2011 8/18/2011 9/12/2012 4 4 49 50 127 9/22/2011 9/22/2011 50 9/15/2011 9/1/2011 50 49 49 $ 2,200,000 $ 0 N/A 9/24/2010 Preferred Stock $ $ 700,000 985,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 11/10/2009 9/1/2011 Preferred Stock Preferred Stock 2, 7 $ $ 21,900,000 13,443,074 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 8/18/2011 9/12/2012 Preferred Stock Preferred Stock 2, 7 $ $ 69,600,000 46,400,000 $ $ 0 0 Warrants 11/18/2011 Warrants $ $ 6,920,000 5,450,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 9/15/2011 9/1/2011 Preferred Stock Preferred Stock 30a 2, 7 2, 7 2, 7 2, 7 2, 7, 2, 30 9/29/2010 2/20/2009 Lafayette Bancorp, Inc. Oxford MS Preferred Stock w/ Exercised Warrants $ 1,998,000 Par 2 2 2 2 2 2 2 2 2, 49 2 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 Liberty Shares, Inc. White River Bancshares Company United American Bank Crazy Woman Creek Bancorp, Inc. First Priority Financial Corp. Mid-Wisconsin Financial Services, Inc. Market Bancorporation, Inc. Hometown Bancorp of Alabama, Inc. Security State Bancshares, Inc. CBB Bancorp Hinesville Fayetteville San Mateo Buffalo Malvern Medford New Market Oneonta Charleston Cartersville GA AR CA WY PA WI MN AL MO GA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ 17,280,000 16,800,000 8,700,000 3,100,000 4,579,000 10,000,000 2,060,000 3,250,000 12,500,000 2,644,000 Par Par Par Par Par Par Par Par Par Par 2, 30 9/29/2010 2/20/2009 BancPlus Corporation Ridgeland MS Preferred Stock w/ Exercised Warrants $ 48,000,000 Par 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/27/2009 Central Community Corporation First BancTrust Corporation Premier Service Bank Florida Business BancGroup, Inc. Hamilton State Bancshares Lakeland Financial Corporation Temple Paris Riverside Tampa Hoschton Warsaw TX IL CA FL GA IN Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ 22,000,000 7,350,000 4,000,000 9,495,000 7,000,000 56,044,000 Par Par Par Par Par Par 30 9/29/2010 98 6/27/2012 $ $ Final Disposition Disposition Investment 15 Description 2, 7, 2, 115 2 2 2, 49 2 2, 50 2, 127 2 2 2 2 2 2, 49 2 49 Final Disposition Date 2, 7, 2, 30 9/29/2010 2, 30 9/24/2010 Capital Repayment Date Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description 9/29/2010 4 9/22/2011 49 $ 12,500,000 $ 9/29/2010 4 $ 48,000,000 $ 1/18/2012 4 $ 3,675,000 $ 9/22/2011 4/13/2011 6/9/2010 49 $ $ $ 9,495,000 7,000,000 56,044,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Warrants $ 30,000,000 $ 0 Warrants $ 15,403,722 $ 0 Warrants $ Preferred Stock 2 9/29/2010 Preferred Stock 0 Preferred Stock 2 9/22/2011 Preferred Stock 0 Preferred Stock 2 9/29/2010 Preferred Stock 9/22/2011 4/13/2011 11/18/2011 Preferred Stock Preferred Stock Warrants 7/25/2012 Warrants 1,998,000 $ 0 30a 2, 7 2, 7, 4 5 2/27/2009 First M&F Corporation Kosciusko MS Preferred Stock w/ Warrants $ 30,000,000 Par 9/29/2010 4 2/27/2009 Southern First Bancshares, Inc. Greenville SC Preferred Stock w/ Warrants $ 17,299,000 Par 6/27/2012 98 3,675,000 30a Preferred Stock 2 2, 7 2, 7 Page 10 of 17 Seller Footnote Purchase Date 14, 57 2 2, 49 2, 49 2, 49 2 2 2 2 2, 49 2 2 2 2 2 2, 49 2 2, 49 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2, 30 9/29/2010 2, 49 2, 49 2, 50 2, 13 12/4/2009, 49 2, 49 2 Purchase Details Name of Institution Integra Bank Corporation Community First Inc. BNC Financial Group, Inc. California Bank of Commerce Columbine Capital Corp. National Bancshares, Inc. First State Bank of Mobeetie Ridgestone Financial Services, Inc. Community Business Bank D.L. Evans Bancorp TriState Capital Holdings, Inc. Green City Bancshares, Inc. First Gothenburg Bancshares, Inc. Green Circle Investments, Inc. Private Bancorporation, Inc. Regent Capital Corporation Central Bancorp, Inc. Medallion Bank City Evansville Columbia New Canaan Lafayette Buena Vista Bettendorf Mobeetie Brookfield West Sacramento Burley Pittsburgh Green City Gothenburg Clive Minneapolis Nowata Garland Salt Lake City State IN TN CT CA CO IA TX WI CA ID PA MO NE IA MN OK TX UT Capital Repayment Details Investment Amount Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 83,586,000 17,806,000 4,797,000 4,000,000 2,260,000 24,664,000 731,000 10,900,000 3,976,000 19,891,000 23,000,000 651,000 7,570,000 2,400,000 4,960,000 2,655,000 22,500,000 11,800,000 Pricing Mechanism Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Capital Repayment Date 8/4/2011 9/15/2011 9/22/2011 49 49 49 Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Final Disposition Date Final Disposition Disposition Investment 15 Description $ $ $ 4,797,000 4,000,000 2,260,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 8/4/2011 9/15/2011 9/22/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 2, 7 2, 7 Final Disposition Proceeds R $ R $ R $ 240,000 200,000 113,000 4/14/2010 4 $ 731,000 $ 0 Preferred Stock 2 4/14/2010 Preferred Stock 2, 7 R $ 37,000 9/27/2011 49 $ 19,891,000 $ 0 Preferred Stock 2 9/27/2011 Preferred Stock 2, 7 R $ 995,000 7/14/2010 4 $ 651,000 $ 0 Preferred Stock 2 7/14/2010 Preferred Stock 2, 7 R $ 33,000 7/21/2011 49 $ 2,655,000 $ 0 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R $ 133,000 7/21/2011 49 $ 11,800,000 $ 0 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R $ 590,000 $ 9,270,000 $ 0 Preferred Stock 2 9/29/2010 Preferred Stock R $ 464,000 $ $ $ 7,400,000 5,983,000 12,000,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 9/15/2011 9/22/2011 9/15/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 R $ R $ R $ 370,000 299,000 600,000 $ 541,000 $ 0 Preferred Stock 2 9/22/2011 Preferred Stock 2, 7 R $ 27,000 2 7/21/2011 Preferred Stock 2, 7 R $ 150,000 2, 7, 2/27/2009 PSB Financial Corporation Many LA Preferred Stock w/ Exercised Warrants $ 9,270,000 Par 9/29/2010 4 2/27/2009 2/27/2009 2/27/2009 Avenue Financial Holdings, Inc. Howard Bancorp, Inc. FNB Bancorp Nashville Ellicott City South San Francisco TN MD CA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 7,400,000 5,983,000 12,000,000 Par Par Par 9/15/2011 9/22/2011 9/15/2011 49 2/27/2009 The Victory Bancorp, Inc. (The Victory Bank) Limerick PA Preferred Stock w/ Exercised Warrants $ 541,000 Par 9/22/2011 49 $ 3,000,000 $ 0 49 50 30a 2, 7 2, 7 Catskill Hudson Bancorp, Inc Midtown Bank & Trust Company HCSB Financial Corporation First Busey Corporation Rock Hill Atlanta Loris Urbana NY GA SC IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 3,000,000 5,222,000 12,895,000 100,000,000 Par Par Par Par 7/21/2011 50 2/27/2009 2/27/2009 3/6/2009 3/6/2009 49 8/25/2011 50 $ 100,000,000 $ 0 Warrants 11/18/2011 Warrants 42 - 5/3/2011 3/6/2009 First Federal Bancshares of Arkansas, Inc. Harrison AR Preferred Stock w/ Warrants $ 16,500,000 Par 5/3/2011 42 $ 6,000,000 $ 0 N/A N/A N/A 8/13/2010 4 $ 7,462,000 $ 0 N/A N/A N/A 9/15/2011 49 $ 13,533,000 $ 0 Preferred Stock 2 9/15/2011 Preferred Stock 2, 7 R $ 677,000 9/7/2011 62 $ 1,881,000 $ 0 Preferred Stock 2 9/7/2011 Preferred Stock 2, 7 R $ 94,000 7/14/2011 9/15/2011 49 $ $ 10,000,000 2,492,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 7/14/2011 9/15/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 500,000 125,000 7/18/2012 4 $ 500,000 $ 0 Preferred Stock 2 7/18/2012 Preferred Stock 2, 7 R $ 25,000 7/27/2012 106 $ 16,772,382 $ 0 Preferred Stock 2 7/27/2012 Preferred Stock 2, 7 P $ 896,039 8/25/2011 9/15/2011 4/21/2010 49 $ $ $ 8,816,000 17,390,000 1,224,558,000 $ $ $ 0 0 0 Warrants Warrants Warrants 11/2/2011 11/16/2011 7/7/2010 Warrants Warrants Warrants R $ R $ R $ 205,000 375,000 172,000,000 8/13/2010 4 $ 17,000,000 $ 0 N/A N/A N/A 3, 30 8/13/2010 2 2, 49 2 2 2 2, 62 2 2 2, 49 2, 49 2 2, 116 2, 71 2 2 2 2, 106 2 49 49 3, 30 8/13/2010 3/6/2009 Citizens Bancshares Corporation Atlanta GA Preferred Stock $ 7,462,000 Par 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 ICB Financial First Texas BHC, Inc. Farmers & Merchants Bancshares, Inc. Blue Ridge Bancshares, Inc. First Reliance Bancshares, Inc. Merchants and Planters Bancshares, Inc. First Southwest Bancorporation, Inc. Germantown Capital Corporation, Inc. BOH Holdings, Inc. AmeriBank Holding Company Highlands Independent Bancshares, Inc. Pinnacle Bank Holding Company, Inc. Blue River Bancshares, Inc. Marine Bank & Trust Company Community Bancshares of Kansas, Inc. Regent Bancorp, Inc. Park Bancorporation, Inc. PeoplesSouth Bancshares, Inc. First Place Financial Corp. Salisbury Bancorp, Inc. First Northern Community Bancorp Discover Financial Services Provident Community Bancshares, Inc. Ontario Fort Worth Houston Independence Florence Toone Alamosa Germantown Houston Collinsville Sebring Orange City Shelbyville Vero Beach Goff Davie Madison Colquitt Warren Lakeville Dixon Riverwoods Rock Hill CA TX TX MO SC TN CO TN TX OK FL FL IN FL KS FL WI GA OH CT CA IL SC Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 6,000,000 13,533,000 11,000,000 12,000,000 15,349,000 1,881,000 5,500,000 4,967,000 10,000,000 2,492,000 6,700,000 4,389,000 5,000,000 3,000,000 500,000 9,982,000 23,200,000 12,325,000 72,927,000 8,816,000 17,390,000 1,224,558,000 9,266,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 3/13/2009 First American International Corp. Brooklyn NY Preferred Stock $ 17,000,000 Par 49 49 4 Preferred Stock P $ 63,677 N/A - 2, 7 - N/A N/A Page 11 of 17 Seller Purchase Details Name of Institution City State Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Footnote Purchase Date 2, 49 2 2 2 2, 123 2 2 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 BancIndependent, Inc. Haviland Bancshares, Inc. 1st United Bancorp, Inc. Madison Financial Corporation First National Corporation St. Johns Bancshares, Inc. Blackhawk Bancorp, Inc. Sheffield Haviland Boca Raton Richmond Strasburg St. Louis Beloit AL KS FL KY VA MO WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 21,100,000 425,000 10,000,000 3,370,000 13,900,000 3,000,000 10,000,000 Par Par Par Par Par Par Par 7/14/2011 12/29/2010 11/18/2009 49 8/23/2012 2, 3a 11/13/2009 30 - 9/3/2010 3/13/2009 IBW Financial Corporation Washington DC Preferred Stock $ 6,000,000 Par 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 Butler Point, Inc. Bank of George Moneytree Corporation Sovereign Bancshares, Inc. First Intercontinental Bank Heritage Oaks Bancorp Community First Bancshares Inc. First NBC Bank Holding Company First Colebrook Bancorp, Inc. Kirksville Bancorp, Inc. Peoples Bancshares of TN, Inc Premier Bank Holding Company Citizens Bank & Trust Company Farmers & Merchants Financial Corporation Farmers State Bankshares, Inc. SBT Bancorp, Inc. CSRA Bank Corp. Trinity Capital Corporation Clover Community Bankshares, Inc. Pathway Bancorp Colonial American Bank MS Financial, Inc. Triad Bancorp, Inc. Alpine Banks of Colorado Catlin Las Vegas Lenoir City Dallas Doraville Paso Robles Union City New Orleans Colebrook Kirksville Madisonville Tallahassee Covington Argonia Holton Simsbury Wrens Los Alamos Clover Cairo West Conshohocken Kingwood Frontenac Glenwood Springs IL NV TN TX GA CA TN LA NH MO TN FL LA KS KS CT GA NM SC NE PA TX MO CO Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 607,000 2,672,000 9,516,000 18,215,000 6,398,000 21,000,000 20,000,000 17,836,000 4,500,000 470,000 3,900,000 9,500,000 2,400,000 442,000 700,000 4,000,000 2,400,000 35,539,000 3,000,000 3,727,000 574,000 7,723,000 3,700,000 70,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 10/26/2011 10/19/2011 9/22/2011 9/12/2012 3/27/2009 Naples Bancorp, Inc. Naples FL Preferred Stock w/ Exercised Warrants $ 4,000,000 Par 7/12/2012 3/27/2009 3/27/2009 3/27/2009 3/27/2009 CBS Banc-Corp. IBT Bancorp, Inc. Spirit BankCorp, Inc. Maryland Financial Bank Russellville Irving Bristow Towson AL TX OK MD Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 24,300,000 2,295,000 30,000,000 1,700,000 Par Par Par Par 4/3/2009 First Capital Bancorp, Inc. Glen Allen VA Preferred Stock w/ Warrants $ 10,958,000 Par 2 2 2, 50 2, 49 2 2, 49 2, 49 2, 49 2 2 2 2 2 2, 50 2, 49 2 2, 107 2 2 2 2 2, 49 2, 128 2, 99 7/12/2012 2, 108 2 2 2 90 06/13/2012 2, 3, 30 8/13/2010 2, 50 2 2 2, 84 2 2 2 2 2, 3 2 2 2 2 Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Final Disposition Date Final Disposition Disposition Investment 15 Description Final Disposition Proceeds $ $ $ 21,100,000 425,000 10,000,000 $ $ $ 0 0 0 Preferred Stock Preferred Stock 2 Preferred Stock 2 7/14/2011 12/29/2010 11/18/2009 Preferred Stock Preferred Stock Preferred Stock 2, 7 123 $ 12,082,749 $ 0 Preferred Stock 2 8/23/2012 Preferred Stock 2, 7 9/3/2010 4 $ 6,000,000 $ 0 N/A N/A N/A 11/2/2011 4 $ 607,000 $ 0 Preferred Stock 2 11/2/2011 Preferred Stock 2, 7 R $ 30,000 9/15/2011 9/22/2011 50 $ $ 9,516,000 18,215,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 9/15/2011 9/22/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 476,000 911,000 8/18/2011 8/4/2011 9/22/2011 49 $ $ $ 20,000,000 17,836,000 4,500,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 8/18/2011 8/4/2011 9/22/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 R $ R $ R $ 1,000,000 892,000 225,000 7/21/2011 8/11/2011 50 $ $ 700,000 4,000,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 7/21/2011 8/11/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 40,000 200,000 7/27/2012 107 $ 26,396,503 $ 0 Preferred Stock 2 7/27/2012 Preferred Stock 2, 7 P $ 1,655,787 4 $ $ $ $ 574,000 7,723,000 3,700,000 56,430,297 $ $ $ $ 0 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 10/26/2011 10/19/2011 9/22/2011 9/12/2012 Preferred Stock Preferred Stock Preferred Stock Preferred Stock 2, 7 R R R P 29,000 386,000 185,000 3,291,750 99 $ 600,000 $ 0 N/A N/A N/A 7/27/2012 108 $ 21,776,396 $ 0 Preferred Stock 2 7/27/2012 Preferred Stock 6/13/2012 90 $ 9,931,327 $ 0 Warrants $ 2,795,000 $ 0 N/A N/A N/A $ 3,100,000 $ 0 Preferred Stock 2 9/15/2011 2 4 4 49 49 49 49 4 49 128 4/3/2009 Tri-State Bank of Memphis Memphis TN Preferred Stock $ 2,795,000 Par 8/13/2010 4 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/10/2009 4/10/2009 4/10/2009 4/10/2009 4/10/2009 4/17/2009 Fortune Financial Corporation BancStar, Inc. Titonka Bancshares, Inc Millennium Bancorp, Inc. TriSummit Bank Prairie Star Bancshares, Inc. Community First Bancshares, Inc. BCB Holding Company, Inc. City National Bancshares Corporation First Business Bank, N.A. SV Financial, Inc. Capital Commerce Bancorp, Inc. Metropolitan Capital Bancorp, Inc. Bank of the Carolinas Corporation Arnold Festus Titonka Edwards Kingsport Olathe Harrison Theodore Newark San Diego Sterling Milwaukee Chicago Mocksville MO MO IA CO TN KS AR AL NJ CA IL WI IL NC Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ 3,100,000 8,600,000 2,117,000 7,260,000 2,765,000 2,800,000 12,725,000 1,706,000 9,439,000 2,211,000 4,000,000 5,100,000 2,040,000 13,179,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par 9/15/2011 50 4/4/2012 8/14/2012 4 8/31/2011 84 4 2 2, 7 2, 7 R $ R $ R $ 1,055,000 21,000 500,000 P $ 624,675 - 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 N/A $ $ $ $ N/A 2, 7 P $ Preferred Stock 2, 7 R $ 155,000 2, 7 R $ $ 106,000 - R $ 200,000 $ $ 2,117,000 2,904,000 $ $ 0 0 Preferred Stock Preferred Stock 2 4/4/2012 8/14/2012 Preferred Stock Preferred Stock $ 4,000,000 $ 0 Preferred Stock 2 8/31/2011 Preferred Stock - 2, 84 2, 7 1,107,825 N/A Page 12 of 17 Seller Purchase Details Name of Institution City State Footnote Purchase Date 2, 49 2, 52 4/17/2009 4/17/2009 Penn Liberty Financial Corp. Tifton Banking Company Wayne Tifton PA GA 2 4/17/2009 Patterson Bancshares, Inc Patterson LA 2 2 121 2, 49 2 2 4/17/2009 4/17/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 BNB Financial Services Corporation Omega Capital Corp. Mackinac Financial Corporation Birmingham Bloomfield Bancshares, Inc Vision Bank - Texas Oregon Bancorp, Inc. New York Lakewood Manistique Birmingham Richardson Salem NY CO MI MI TX OR 2, 83 4/24/2009 Peoples Bancorporation, Inc. Easley 2 2 2 2, 50 2, 49 2 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 Indiana Bank Corp. Business Bancshares, Inc. Standard Bancshares, Inc. York Traditions Bank Grand Capital Corporation Allied First Bancorp, Inc. 8 4/24/2009 Frontier Bancshares, Inc. Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description 9/1/2011 49 $ 9,960,000 $ 3/7/2012 8/22/2012 4 Par $ $ 250,000 250,000 $ $ 7,500,000 2,816,000 11,000,000 1,635,000 1,500,000 3,216,000 Par Par Par Par Par Par 8/23/2012 7/28/2011 121 $ $ 10,380,905 1,635,000 $ $ 0 0 $ 12,660,000 Par 4/24/2012 83 $ 12,660,000 $ 0 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ 1,312,000 15,000,000 60,000,000 4,871,000 4,000,000 3,652,000 Par Par Par Par Par Par 5/23/2012 4 $ 6,000,000 $ 7/14/2011 9/8/2011 50 $ $ 4,871,000 4,000,000 $ $ 11/24/2009 4 Subordinated Debentures w/ Exercised Warrants $ 1,600,000 $ $ 3,000,000 Par 10/6/2010 4 $ 1,400,000 $ 0 9/22/2011 50 $ 3,194,000 $ 10/5/2011 4 $ 6,100,000 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 9,960,000 3,800,000 Par Par $ 3,690,000 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ SC Preferred Stock w/ Exercised Warrants Dana Clayton Hickory Hills York Tulsa Oswego IN MO IL PA OK IL Austin TX Preferred Stock w/ Exercised Warrants 4 49 Final Disposition Date Final Disposition Disposition Investment 15 Description Final Disposition Proceeds 9/1/2011 Preferred Stock 2, 7 R $ 498,000 Preferred Stock 2 7/28/2011 Preferred Stock 2, 7 R $ 82,000 Preferred Stock 2 4/24/2012 Preferred Stock R $ 633,000 Preferred Stock 2 Preferred Stock 2 7/14/2011 9/8/2011 Preferred Stock Preferred Stock R $ R $ 244,000 200,000 Subordinated Debentures 8 Subordinated Debentures 8 10/6/2010 Subordinated Debentures 8 7 R $ 150,000 0 Preferred Stock 2 9/22/2011 Preferred Stock 2, 7 R $ 160,000 $ 0 Subordinated Debentures 8 10/5/2011 Subordinated Debentures 8 7 R $ 305,000 0 3,440,000 3,190,000 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Warrants 2, 7, 2 2 2, 50 2 5/1/2009 5/1/2009 5/1/2009 5/1/2009 5/1/2009 Village Bank and Trust Financial Corp CenterBank Georgia Primary Bank Union Bank & Trust Company HPK Financial Corporation Midlothian Milford Atlanta Oxford Chicago VA OH GA NC IL 8 5/1/2009 OSB Financial Services, Inc. Orange TX 8 5/1/2009 Security State Bank Holding-Company Jamestown ND Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ $ $ $ $ 14,738,000 2,250,000 4,500,000 3,194,000 4,000,000 Par Par Par Par Par $ 6,100,000 Par $ 10,750,000 Par 49 9,000,000 0 0 1,400,000 83 Preferred Stock 2 2, 7 2, 7 2, 13 8/31/2010, 49 2, 56 2, 80 5/8/2009 Highlands Bancorp, Inc. (Highlands State Bank) Vernon NJ Preferred Stock w/ Exercised Warrants $ 3,091,000 Par 9/22/2011 49 $ 3,091,000 $ 0 Preferred Stock 2 9/22/2011 Preferred Stock 2, 7 R $ 155,000 5/8/2009 5/8/2009 One Georgia Bank Gateway Bancshares, Inc. Atlanta Ringgold GA GA $ $ 5,500,000 6,000,000 Par Par 4/13/2012 80 $ 6,000,000 $ 0 Preferred Stock 2 4/13/2012 Preferred Stock 2, 7 R $ 300,000 8 5/8/2009 Freeport Bancshares, Inc. Freeport IL $ 3,000,000 Par 8 5/8/2009 Investors Financial Corporation of Pettis County, Inc Sedalia MO $ 4,000,000 Par 8, 49 5/8/2009 Sword Financial Corporation WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 13,644,000 Par 9/15/2011 49 $ 13,644,000 $ 0 Subordinated Debentures 8 9/15/2011 Subordinated Debentures 8 7 R $ 682,000 8/13/2010 4 $ 6,784,000 $ 0 N/A N/A N/A 4/4/2012 4 $ 10,500,000 $ Preferred Stock w/ Warrants 7/3/2012 Warrants 6/6/2012 4 $ 10,500,000 $ 0 Warrants 4 $ 1,341,000 $ 0 Preferred Stock 2 3/28/2012 Preferred Stock $ 4,862,000 $ 0 Preferred Stock 2 9/8/2011 Preferred Stock $ 4,205,000 $ 0 N/A N/A N/A 3, 8, 30 8/13/2010 5/8/2009 5/15/2009 2 2 2 2 2 2, 50 2 3, 8, 30 9/10/2010 Premier Bancorp, Inc. Mercantile Bank Corporation Horicon Wilmette Grand Rapids IL MI Subordinated Debentures Preferred Stock w/ Warrants $ $ 6,784,000 21,000,000 Par Par 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 Northern State Bank Western Reserve Bancorp, Inc Community Financial Shares, Inc. Worthington Financial Holdings, Inc. First Community Bancshares, Inc Southern Heritage Bancshares, Inc. Foresight Financial Group, Inc. Closter Medina Glen Ellyn Huntsville Overland Park Cleveland Rockford NJ OH IL AL KS TN IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 1,341,000 4,700,000 6,970,000 2,720,000 14,800,000 4,862,000 15,000,000 Par Par Par Par Par Par Par 3/28/2012 5/15/2009 IBC Bancorp, Inc. Chicago IL Subordinated Debentures $ 4,205,000 Par 9/10/2010 $ 5,586,000 Par $ 2,400,000 Par 8 5/15/2009 Boscobel Bancorp, Inc Boscobel WI 8 5/15/2009 Brogan Bankshares, Inc. Kaukauna WI Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants 9/8/2011 4 10,500,000 - N/A R $ 7,465,100 2, 7 R $ 67,000 2, 7 R $ 243,000 - N/A Page 13 of 17 Seller Purchase Details Name of Institution City State Footnote Purchase Date 8 5/15/2009 Riverside Bancshares, Inc. Little Rock AR 8, 49 5/15/2009 Deerfield Financial Corporation Deerfield WI Investment Amount 8, 109 5/15/2009 Market Street Bancshares, Inc. Mt. Vernon 2, 49 2 2, 82 5/22/2009 5/22/2009 5/22/2009 The Landrum Company First Advantage Bancshares Inc. Fort Lee Federal Savings Bank Columbia Coon Rapids Fort Lee MO MN NJ Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 2 5/22/2009 Blackridge Financial, Inc. Fargo ND Preferred Stock w/ Exercised Warrants IL 2, 49 2 2 5/22/2009 5/22/2009 5/22/2009 Illinois State Bancorp, Inc. Universal Bancorp Franklin Bancorp, Inc. Chicago Bloomfield Washington IL IN MO 8, 110 5/22/2009 Commonwealth Bancshares, Inc. Louisville KY 8 5/22/2009 Premier Financial Corp Dubuque IA 8 5/22/2009 F & C Bancorp, Inc. Holden MO 8, 111 5/22/2009 Diamond Bancorp, Inc. Washington MO 8 5/22/2009 United Bank Corporation Barnesville GA 49 2 2, 63 2 2 2, 49 5/29/2009 5/29/2009 5/29/2009 5/29/2009 5/29/2009 5/29/2009 Community Bank Shares of Indiana, Inc. American Premier Bancorp CB Holding Corp. Citizens Bancshares Co. Grand Mountain Bancshares, Inc. Two Rivers Financial Group New Albany Arcadia Aledo Chillicothe Granby Burlington IN CA IL MO CO IA 8 5/29/2009 Fidelity Bancorp, Inc Baton Rouge LA 8 5/29/2009 Chambers Bancshares, Inc. Danville AR 2 6/5/2009 Covenant Financial Corporation Clarksdale MS 8 6/5/2009 First Trust Corporation New Orleans LA 8, 10 6/5/2009 OneFinancial Corporation Little Rock AR 6/12/2009 Customers Bancorp, Inc. (Berkshire Bancorp, Inc.) Phoenixville PA 2, 60 09/19/2011 2, 10, 30 9/29/2010 2 2, 10 2, 49 Capital Repayment Details Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Pricing Mechanism $ 1,100,000 Par $ 2,639,000 Par Capital Repayment Date Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description 9/8/2011 49 Par 7/27/2012 109 $ 18,069,213 $ 0 Par Par Par 8/18/2011 49 $ 15,000,000 $ 0 4 $ $ $ 2,250,000 2,750,000 6,272,000 $ $ $ $ 20,300,000 $ $ $ 15,000,000 1,177,000 1,300,000 $ 5,000,000 Par 6/27/2012 9/12/2012 9/22/2011 $ $ $ 6,272,000 9,900,000 5,097,000 Par Par Par $ 20,400,000 Par $ 6,349,000 Par $ 2,993,000 Par $ 20,445,000 Par $ 14,400,000 Par $ $ $ $ $ $ 19,468,000 1,800,000 4,114,000 24,990,000 3,076,000 12,000,000 Par Par Par Par Par Par 9/1/2011 $ 3,942,000 Par 12/28/2011 $ 19,817,000 Par $ 5,000,000 Par $ 17,969,000 Par $ 17,300,000 Par $ 2,892,000 Par 4 49 $ 2,639,000 $ 0 2,750,000 0 0 7/27/2012 110 $ 15,147,000 $ 0 7/27/2012 111 $ 14,780,662 $ 0 7/3/2012 4 $ 14,400,000 $ 0 9/15/2011 1/26/2011 49 $ $ 19,468,000 1,800,000 $ $ 0 0 49 $ 12,000,000 $ 4 $ 2,892,000 $ 4 Final Disposition Date Subordinated Debentures 8 Subordinated Debentures 8 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Subordinated Debentures 8 Subordinated Debentures 8 Subordinated Debentures 8 Warrants Final Disposition Disposition Investment 15 Description 8/18/2011 Subordinated Debentures 8 Subordinated 8 Debentures Preferred Stock 9/12/2012 Preferred Stock 2, 7 R $ 250,000 9/22/2011 Preferred Stock 2, 7 R $ 314,000 7/27/2012 Subordinated Debentures 8 7 P $ 898,722 7 P $ 779,576 7 R $ 720,000 R $ R $ 1,100,870 90,000 2, 7 R $ 600,000 2, 7 R $ 145,000 R $ 245,000 9/8/2011 7/27/2012 Preferred Stock 2 10/19/2011 1/26/2011 Subordinated Debentures 8 Subordinated Debentures 8 Warrants Preferred Stock 0 Preferred Stock 2 9/1/2011 Preferred Stock 0 Preferred Stock 12/28/2011 Preferred Stock 7/27/2012 7/3/2012 2 Final Disposition Proceeds 7 R $ 132,000 7 P $ 824,731 2, 7 R $ 750,000 2, 7 2, 7, 6/12/2009 First Vernon Bancshares, Inc. Vernon AL Preferred Stock w/ Exercised Warrants $ 6,000,000 Par 9/29/2010 4 6/12/2009 6/12/2009 6/12/2009 SouthFirst Bancshares, Inc. Virginia Company Bank Enterprise Financial Services Group, Inc. Sylacauga Newport News Allison Park AL VA PA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ $ $ 2,760,000 4,700,000 4,000,000 Par Par Par 8/25/2011 49 49 8, 10, 49 6/12/2009 First Financial Bancshares, Inc. Lawrence KS 8 6/12/2009 River Valley Bancorporation, Inc. Wausau WI 2, 49 2, 10 6/19/2009 6/19/2009 Merchants and Manufacturers Bank Corporation RCB Financial Corporation Joliet Rome IL GA 8 6/19/2009 Manhattan Bancshares, Inc. Manhattan IL 8, 10 6/19/2009 Biscayne Bancshares, Inc. Coconut Grove FL 8 6/19/2009 Duke Financial Group, Inc. Minneapolis MN 8 6/19/2009 Farmers Enterprises, Inc. Great Bend KS 8 6/19/2009 Century Financial Services Corporation Santa Fe NM $ 3,756,000 Par 9/22/2011 $ 15,000,000 Par 6/6/2012 9/8/2011 $ $ 3,510,000 8,900,000 Par Par $ 2,639,000 Par $ 6,400,000 Par $ 12,000,000 Par $ 12,000,000 Par $ 10,000,000 Par 2 $ 6,000,000 $ 0 Preferred Stock $ 4,000,000 0 Preferred Stock 2 Subordinated Debentures 8 Subordinated Debentures 8 Preferred Stock 2 $ $ 3,756,000 $ 4 $ 10,500,000 $ 49 $ 3,510,000 $ 0 4,500,000 0 9/29/2010 Preferred Stock 8/25/2011 Preferred Stock Subordinated Debentures 8 2, 7 R $ 200,000 7 R $ 113,000 Preferred Stock 2, 7 R $ 176,000 9/22/2011 9/8/2011 30a Page 14 of 17 Seller Purchase Details Name of Institution City State Capital Repayment Details Investment Amount Pricing Mechanism Footnote Purchase Date 8 6/19/2009 NEMO Bancshares Inc. Madison MO Subordinated Debentures w/ Exercised Warrants $ 2,330,000 Par 3, 8, 30 7/30/2010 6/19/2009 University Financial Corp, Inc. St. Paul MN Subordinated Debentures $ 11,926,000 Par 8 6/19/2009 Suburban Illinois Bancorp, Inc. Elmhurst IL $ 15,000,000 Par 6/26/2009 Hartford Financial Services Group, Inc. Hartford CT Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants $ 3,400,000,000 6/26/2009 Veritex Holdings, Inc. (Fidelity Resources Company) Dallas TX Preferred Stock w/ Exercised Warrants $ 6/26/2009 6/26/2009 Waukesha Bankshares, Inc. FC Holdings, Inc. Waukesha Houston WI TX Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 6/26/2009 Security Capital Corporation Batesville MS 6/26/2009 6/26/2009 6/26/2009 First Alliance Bancshares, Inc. Gulfstream Bancshares, Inc. Gold Canyon Bank Cordova Stuart Gold Canyon 6/26/2009 M&F Bancorp, Inc. 6/26/2009 Capital Repayment Date 7/30/2010 4 Par 3/31/2010 3,000,000 Par $ $ 5,625,000 21,042,000 Par Par Preferred Stock w/ Exercised Warrants $ 17,388,000 TN FL AZ Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ Durham NC Preferred Stock Metropolitan Bank Group, Inc. Chicago IL 6/26/2009 Metropolitan Bank Group, Inc. (NC Bancorp, Inc.) Alliance Bancshares, Inc. Dalton 8 6/26/2009 Stearns Financial Services, Inc. St. Cloud MN 8 6/26/2009 Signature Bancshares, Inc. Dallas TX 8 6/26/2009 Fremont Bancorporation Fremont CA 8 6/26/2009 Alliance Financial Services Inc. Saint Paul MN 2, 40 3/23/2011, 49 2, 10 2 2, 10, 30 9/29/2010 2 2, 50 2, 10 2, 3, 10, 30 8/20/2010 2, 41 3/30/2011 2, 41 3/30/2011 2 Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Final Disposition Date Final Disposition Disposition Investment 15 Description $ 11,926,000 $ 0 N/A N/A N/A 4 $ 3,400,000,000 $ 0 Warrants 9/21/2010 Warrants 8/25/2011 49 $ 3,000,000 $ 0 Preferred Stock 2 8/25/2011 Preferred Stock Par 9/29/2010 4 $ 17,388,000 $ 0 Preferred Stock 2 9/29/2010 Preferred Stock 3,422,000 7,500,000 1,607,000 Par Par Par 8/18/2011 50 $ $ 0 Preferred Stock 2 8/18/2011 Preferred Stock $ 11,735,000 Par 8/20/2010 4 $ 11,735,000 $ 0 N/A N/A N/A Preferred Stock w/ Exercised Warrants $ 74,706,000 Par IL Preferred Stock w/ Exercised Warrants $ 7,186,000 Par GA Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 2,986,000 Par $ 24,900,000 Par 1/18/2012 4 $ 24,900,000 $ 0 $ 1,700,000 Par 12/15/2010 4 $ 1,700,000 $ 0 $ 35,000,000 Par 7/25/2012 4 $ 35,000,000 $ 0 $ 12,000,000 Par Final Disposition Proceeds - 2, 7 N/A A $ 706,264,560 R $ 150,000 R $ 522,000 R $ 375,000 2, 7, 6/26/2009 Chicago 7,500,000 Subordinated Debentures 8 Subordinated Debentures 8 Subordinated Debentures 8 12/15/2010 1/18/2012 7/25/2012 Subordinated Debentures 8 Subordinated Debentures 8 Subordinated Debentures 8 7/10/2009 Lincoln National Corporation Radnor PA Preferred Stock w/ Warrants $ 950,000,000 Par 6/30/2010 4 $ 950,000,000 $ 0 Warrants 9/16/2010 Warrants 2, 10, 49 2, 49 2 2, 3 7/10/2009 7/17/2009 7/17/2009 7/17/2009 Bancorp Financial, Inc. Brotherhood Bancshares, Inc. SouthCrest Financial Group, Inc. Harbor Bankshares Corporation Oak Brook Kansas City Fayetteville Baltimore IL KS GA MD $ $ $ $ 13,669,000 11,000,000 12,900,000 6,800,000 Par Par Par Par 8/18/2011 9/15/2011 49 $ $ 13,669,000 11,000,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 8/18/2011 9/15/2011 Preferred Stock Preferred Stock 8 7/17/2009 First South Bancorp, Inc. Lexington TN $ 50,000,000 Par 9/28/2011 4 $ 13,125,000 $ 8 7/17/2009 Great River Holding Company Baxter MN $ 8,400,000 Par 8, 10 7/17/2009 Plato Holdings Inc. Saint Paul MN 125 2, 10 2 7/24/2009 7/24/2009 7/24/2009 Yadkin Valley Financial Corporation Community Bancshares, Inc. Florida Bank Group, Inc. Elkin Kingman Tampa NC AZ FL 125 $ 11,643,740 $ 8 7/24/2009 First American Bank Corporation Elk Grove Village IL 2 7/31/2009 Chicago Shore Corporation Chicago IL 8, 10, 49 7/31/2009 Financial Services of Winger, Inc. Winger MN Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 2, 49 2 2 2 8/7/2009 8/7/2009 8/14/2009 8/21/2009 The ANB Corporation U.S. Century Bank Bank Financial Services, Inc. KS Bancorp, Inc. Terrell Miami Eden Prairie Smithfield TX FL MN NC 8 8/21/2009 AmFirst Financial Services, Inc. McCook NE 2, 3 2, 49 2, 10 8/28/2009 8/28/2009 8/28/2009 First Independence Corporation First Guaranty Bancshares, Inc. CoastalSouth Bancshares, Inc. Detroit Hammond Hilton Head Island MI LA SC 49 $ 2,500,000 Par $ $ $ 13,312,000 3,872,000 20,471,000 Par Par Par 9/12/2012 $ 50,000,000 Par 12/21/2011 4 $ 15,000,000 $ $ 7,000,000 Par $ 3,742,000 Par 9/1/2011 49 $ 3,742,000 $ 8/25/2011 49 $ 20,000,000 $ 9/22/2011 49 $ 20,699,000 $ $ $ $ $ 20,000,000 50,236,000 1,004,000 4,000,000 Par Par Par Par $ 5,000,000 Par $ $ $ 3,223,000 20,699,000 16,015,000 Par Par Par 36,875,000 0 35,000,000 2, 7 - N/A 7 R $ 1,245,000 7 R $ 85,000 7 R $ 1,750,000 A $ 213,671,319 2, 7 R $ R $ 410,000 550,000 2, 7 Subordinated Debentures 8 Warrants Subordinated Debentures 8 0 Subordinated Debentures 8 Preferred Stock 2 8/25/2011 Subordinated Debentures 8 Preferred Stock 0 Preferred Stock 2 9/22/2011 Preferred Stock 0 30a 9/1/2011 7 R $ 112,000 2, 7 R $ 1,000,000 2, 7 R $ 1,030,000 Page 15 of 17 Seller Footnote Purchase Date 8, 10, 50 8/28/2009 Purchase Details Name of Institution City State Investment Amount $ 1,697,000 Par 9/22/2011 $ 1,697,000 $ 0 $ 6,771,000 Par 9/1/2011 49 $ 6,771,000 $ 0 Preferred Stock w/ Exercised Warrants $ 52,000,000 Par 9/29/2010 4 $ 52,000,000 $ 0 Preferred Stock w/ Exercised Warrants $ 7,000,000 Par 7/17/2012 100 $ 1,500,000 9/4/2009 The State Bank of Bartley Bartley NE 49 9/11/2009 Pathfinder Bancorp, Inc. Oswego NY 9/11/2009 Community Bancshares of Mississippi, Inc. Brandon MS 9/11/2009 Heartland Bancshares, Inc. Franklin IN 2, 30 9/29/2010 2, 10, 100 7/17/2012 2, 10, 50 SC Par 9/8/2011 50 $ 9,720,000 Final Disposition Disposition Investment 15 Description Final Disposition Proceeds 2/1/2012 Subordinated 8 Debentures Subordinated Debentures 8 Warrants Preferred Stock 2 9/29/2010 Preferred Stock 0 Preferred Stock 2 7/17/2012 Preferred Stock 2, 7 $ $ 0 2 8/25/2011 2, 7 R $ 71,000 0 Preferred Stock Subordinated Debentures 8 30a R $ 375,000 2, 7 R $ 303,000 $ 0 9/8/2011 9/22/2011 $ 7,000,000 $ $ 1,500,000 Par 8/25/2011 $ 7,500,000 Par 9/17/2010 4 $ 7,500,000 $ $ $ 5,976,000 10,000,000 Par Par 10,103,000 Par 3/16/2011 4 $ $ 2,606,000 $ 8/11/2011 50 $ 7,497,000 $ 0 Preferred Stock 2 Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 3,300,000 Par $ 2,443,320 Par MS Subordinated Debentures $ 14,000,000 Par 7/30/2010 4 $ 14,000,000 $ 0 N/A Destin FL $ 7,500,000 Par Steele Street Bank Corporation Denver CO $ 11,019,000 Par 9/1/2011 50 $ 11,019,000 $ 0 Premier Financial Bancorp, Inc. Providence Bank Huntington Rocky Mount WV NC Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $ $ 22,252,000 4,000,000 Par Par 7/27/2012 9/15/2011 112 $ $ 19,849,222 4,000,000 $ $ 0 0 1/27/2012 69 9/8/2011 50 $ 6,251,000 8/4/2011 49 $ 8/18/2011 50 129 Pigeon Falls WI 9/11/2009 First Eagle Bancshares, Inc. Hanover Park IL 9/18/2009 9/18/2009 IA Bancorp, Inc. HomeTown Bankshares Corporation Iselin Roanoke NJ VA 2, 10, 50 9/25/2009 Heritage Bankshares, Inc. Norfolk VA 2 9/25/2009 Mountain Valley Bancshares, Inc. Cleveland GA 8 9/25/2009 Grand Financial Corporation Hattiesburg MS 9/25/2009 Guaranty Capital Corporation Belzoni 9/25/2009 GulfSouth Private Bank 8, 10, 50 9/25/2009 112 2, 10, 49 10/2/2009 10/2/2009 2, 10, 69 1/27/2012 9,720,000 50 PFSB Bancorporation, Inc. 3, 8, 30 7/30/2010 10, 21 $ Final Disposition Date 7 R $ 7 R $ 51,000 R $ 537,633 R $ 2,600,000 248,000 292,000 2, 7, 9/11/2009 8, 30 9/17/2010 2, 10 2, 10 Capital Repayment Date Capital Repayment Amount (Loss) 6 49 8, 10, 49 Greenwood Pricing Mechanism Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Subordinated 8 Debentures Subordinated Debentures 8 Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants TCB Corporation Capital Repayment Details Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 49 7,497,000 Preferred Stock Subordinated Debentures 8 9/17/2010 Preferred Stock 2 Subordinated Debentures 8 Warrants Preferred Stock 2 8/11/2011 Preferred Stock N/A N/A 9/1/2011 Subordinated Debentures 8 9/15/2011 Preferred Stock 30a - N/A 7 R $ 331,000 2, 7 R $ 175,000 R $ 381,000 R $ 313,000 2, 7, 10/23/2009 Regents Bancshares, Inc. Vancouver WA 8, 50 10/23/2009 Cardinal Bancorp II, Inc. Washington MO 2 2, 10a, 49 2, 10a 2, 10 10/30/2009 10/30/2009 11/6/2009 11/13/2009 Randolph Bank & Trust Company WashingtonFirst Bankshares, Inc. F & M Bancshares, Inc. Fidelity Federal Bancorp Asheboro Reston Trezevant Evansville NC 8, 10 11/13/2009 Community Pride Bank Corporation Ham Lake MN 2, 10a 2, 10 2, 50 2, 10a 11/13/2009 11/20/2009 11/20/2009 11/20/2009 HPK Financial Corporation Presidio Bank McLeod Bancshares, Inc. Metropolitan Capital Bancorp, Inc. Chicago San Francisco Shorewood Chicago VA TN IN IL CA MN IL Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock $ 12,700,000 Par $ 6,251,000 Par $ $ $ $ 6,229,000 6,842,000 3,535,000 6,657,000 Par Par Par Par $ 4,400,000 Par $ $ $ $ 5,000,000 10,800,000 6,000,000 2,348,000 Par Par Par Par $ 12,700,000 $ 2 0 Preferred Stock 1/27/2012 Preferred Stock $ 0 Subordinated Debentures 8 9/8/2011 Subordinated Debentures 8 6,842,000 $ 0 N/A N/A N/A $ 6,000,000 $ 0 Preferred Stock 2 8/18/2011 Preferred Stock $ 14,211,450 $ 0 Preferred Stock 2 7/27/2012 Preferred Stock 4 $ 3,000,000 $ 3, 10a, 72 2/10/2012 12/4/2009 Broadway Financial Corporation Los Angeles CA Preferred Stock $ 6,000,000 Par 2 2, 10 12/4/2009 12/4/2009 Delmar Bancorp Liberty Bancshares, Inc. Delmar Fort Worth MD TX Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 9,000,000 6,500,000 Par Par 2, 113, 129 12/11/2009 First Community Financial Partners, Inc. Joliet IL Preferred Stock w/ Exercised Warrants $ 22,000,000 Par 9/12/2012 2, 10 12/11/2009 Wachusett Financial Services, Inc. Clinton MA Preferred Stock w/ Exercised Warrants $ 12,000,000 Par 4/4/2012 8 12/11/2009 Nationwide Bankshares, Inc. West Point NE $ 2,000,000 Par 12/29/2010 4 $ 2,000,000 $ 9/8/2011 9/1/2011 9/15/2011 7/27/2012 49 $ $ $ $ 6,319,000 6,000,000 2,417,000 6,138,000 $ $ $ $ 69 7 - 2, 7 N/A R $ 300,000 P $ 720,374 2, 7, 2, 10a, 49 2, 10a, 49 2, 10a, 49 2, 10a, 114 2, 10a 2, 10a, 49 2, 10a 2 2, 10, 49 12/11/2009 12/11/2009 12/11/2009 12/11/2009 12/11/2009 12/11/2009 12/11/2009 12/18/2009 12/18/2009 GrandSouth Bancorporation 1st Enterprise Bank First Resource Bank First Western Financial, Inc. Meridian Bank The Victory Bancorp, Inc. First Business Bank, N.A. Layton Park Financial Group Centric Financial Corporation Greenville Los Angeles Exton Denver Devon Limerick San Diego Milwaukee Harrisburg SC CA PA CO PA PA CA WI PA Subordinated Debentures w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ 6,319,000 6,000,000 2,417,000 11,881,000 6,335,000 1,505,000 2,032,000 3,000,000 6,056,000 Par Par Par Par Par Par Par Par Par 49 49 114 9,000,000 0 0 0 0 3,881,000 Preferred Stock w/ Warrants Subordinated Debentures 8 N/A N/A N/A N/A N/A N/A N/A N/A Subordinated Debentures 8 N/A N/A N/A N/A 12/29/2010 113 7 R $ - 100,000 N/A N/A N/A N/A 9/22/2011 49 $ 1,505,000 $ 0 Preferred Stock 2 9/22/2011 Preferred Stock 2, 7 R $ 34,000 7/14/2011 49 $ 6,056,000 $ 0 Preferred Stock 2 7/14/2011 Preferred Stock 2, 7 R $ 182,000 Page 16 of 17 Seller Purchase Details Name of Institution City State Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Footnote Purchase Date 2, 49 2, 10a, 49 2, 10a, 49 2, 10a 2, 10a 2, 10a, 49 2, 10 2, 10a, 30 9/24/2010 2, 10a, 13 8/31/2010, 49 2, 10a, 49 2, 10a, 49 2, 10a 2, 10 2, 10 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/22/2009 Valley Financial Group, Ltd., 1st State Bank Cache Valley Banking Company Birmingham Bloomfield Bancshares, Inc First Priority Financial Corp. Northern State Bank Union Bank & Trust Company First Freedom Bancshares, Inc. Saginaw Logan Birmingham Malvern Closter Oxford Lebanon MI UT MI PA NJ NC TN Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 1,300,000 4,640,000 1,744,000 4,596,000 1,230,000 2,997,000 8,700,000 Par Par Par Par Par Par Par 12/22/2009 First Choice Bank Cerritos CA Preferred Stock $ 2,836,000 Par 9/24/2010 12/22/2009 Highlands Bancorp, Inc. (Highlands State Bank) Vernon NJ Preferred Stock $ 2,359,000 Par 2, 73 3/9/2012 12/22/2009 12/22/2009 12/22/2009 12/29/2009 12/29/2009 Medallion Bank Catskill Hudson Bancorp, Inc TriSummit Bank Atlantic Bancshares, Inc. Union Financial Corporation Salt Lake City Rock Hill Kingsport Bluffton Albuquerque UT NY TN SC NM Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ 9,698,000 3,500,000 4,237,000 2,000,000 2,179,000 Par Par Par Par Par 9/22/2011 7/14/2011 7/28/2011 49 Capital Repayment Amount (Loss) 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description $ $ $ 1,300,000 4,640,000 1,744,000 $ $ $ 0 0 0 $ $ 1,230,000 2,997,000 $ $ 0 0 4 $ 2,836,000 $ 9/22/2011 49 $ 2,359,000 $ 7/21/2011 7/21/2011 49 3/28/2012 9/22/2011 49 49 4 49 49 $ $ 9,698,000 3,500,000 $ $ Final Disposition Date 2 Final Disposition Disposition Investment 15 Description 2, 7 Final Disposition Proceeds 9/22/2011 N/A N/A Preferred Stock N/A N/A N/A N/A N/A N/A N/A N/A - N/A N/A 0 N/A N/A N/A - N/A 0 N/A N/A N/A 0 0 Preferred Stock N/A N/A 2 Preferred Stock Preferred Stock 2 7/21/2011 7/21/2011 Preferred Stock Preferred Stock 7/25/2012 4 $ 600,000 $ 3/9/2012 73 $ 4,500,000 $ 0 Preferred Stock 2 3/9/2012 Preferred Stock 38 $ 650,000 $ 0 N/A N/A N/A 1,579,000 R $ - 65,000 N/A N/A N/A 2, 7 2, 7 R $ R $ 55,000 113,000 R $ 225,000 Preferred Stock 2 2, 7, 12/29/2009 Mainline Bancorp, Inc. Ebensburg PA Preferred Stock w/ Exercised Warrants 8, 10, 38 12/29/2009 FBHC Holding Company Boulder CO 2, 10a 2, 10a 2, 10a, 30 9/29/2010 2, 10a 2, 10a 2, 10a, 49 12/29/2009 12/29/2009 Western Illinois Bancshares Inc. DeSoto County Bank Monmouth Horn Lake IL MS Subordinated Debentures w/ Exercised Warrants Preferred Stock Preferred Stock $ 4,500,000 Par $ 3,035,000 Par $ $ 4,567,000 1,508,000 Par Par 3/9/2011 12/29/2009 Lafayette Bancorp, Inc. Oxford MS Preferred Stock $ 2,453,000 Par 9/29/2010 4 $ 2,453,000 $ 0 N/A N/A N/A 12/29/2009 12/29/2009 12/29/2009 Private Bancorporation, Inc. CBB Bancorp Illinois State Bancorp, Inc. Minneapolis Cartersville Chicago MN GA IL Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants $ $ $ 3,262,000 1,753,000 4,000,000 Par Par Par 9/22/2011 49 $ 4,000,000 $ 0 Preferred Stock 2 9/22/2011 Preferred Stock $ 204,943,827,320 Total Purchase Amount * Total Repaid ** Losses*** TOTAL TREASURY CAPITAL PURCHASE PROGRAM (CPP) OUTSTANDING INVESTMENT AMOUNT $ 192,413,752,448 $ (3,085,511,860) $ 9,444,563,012 73 N/A - 2, 7 Total Warrant Proceeds**** N/A R $ 92,000 $ 7,733,972,522 * Total purchase amount includes the capitalization of accrued dividends referred to in Notes 20, 22, 28 and 29. ** Total repaid includes (i) the amount of $25 billion applied as repayment under the Capital Purchase Program from the total proceeds of $31.85 billion received pursuant to the sales of Citigroup, Inc. common stock as of December 6, 2010 (see Note 23 and "Capital Purchase Program - Citigroup Common Stock Disposition" on following pages) and (ii) the amount of $355,724,000 repaid by institutions that have completed exchanges for investments under the Community Development Capital Initiative (see Note 30 and "Community Development Capital Initiative" on following pages). *** Losses include (i) the investment amount for institutions that have completed bankruptcy proceedings (see Notes 16 and 19) and (ii) the investment amount less the amount of final proceeds for institutions where Treasury has completed a sale (see Notes 26, 32, 33, 34, 38, 39, 42, 46, 47, 59, 64, 74, 75, 76, 77, 78, 79), but excludes investment amounts for institutions that have pending receivership or bankruptcy proceedings (see Notes 14, 25, 51, 52, 53, 54, 55, 56, 57, 61, 63, 70, 71, 82). **** Total warrant proceeds includes $7,566,000, which represents the total amount of warrants that were included in nine institutions' exchange into the CDCI program (see Note 30a). Beginning with the Transactions Report for the period ending April 20, 2012, disposition amounts for warrant sales by Treasury in a registered public offering ("A") are displayed after underwriting fees (net) as oppose to before underwriting fees and selling expenses (gross). Notes appear on the following page. Page 17 of 17 1a/ This transaction was included in previous Transaction Reports with Merrill Lynch & Co., Inc. listed as the qualifying institution and a 10/28/2008 transaction date, footnoted to indicate that settlement was deferred pending merger. The purchase of Merrill Lynch by Bank of America was completed on 1/1/2009, and this transaction under the CPP 1b/ The warrant disposition proceeds amount are stated pro rata in respect of the CPP investments in Bank of America Corporation that occurred on 10/28/2008 and 1/9/2009. The total net disposition proceeds from CPP warrants on 3/3/2010 was $305,913,040, consisting of $183,547,824 and $122,365,216. Proceeds from the disposition of TIP warrants on 3/3/2010 appear on a following page of this report. 2/ Privately-held qualified financial institution; Treasury received a warrant to purchase additional shares of preferred stock (unless the institution is a CDFI), which it exercised immediately. 3/ To promote community development financial institutions (CDFIs), Treasury does not require warrants as part of its investment in certified CDFIs when the size of the investment is $50 million or less. 3a/ Treasury cancelled the warrants received from this institution due to its designation as a CDFI. 4/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009. 5/ Redemption pursuant to a qualified equity offering. 6/ This amount does not include accrued and unpaid dividends, which must be paid at the time of capital repayment. 7/ The proceeds associated with the disposition of this investment do not include accrued and unpaid dividends. 8/ Subchapter S corporation; Treasury received a warrant to purchase additional subordinated debentures (unless the institution is a CDFI), which it exercised immediately. 9/ In its qualified equity offering, this institution raised more capital than Treasury’s original investment, therefore, the number of Treasury’s shares underlying the warrant was reduced by half. 10/ This institution participated in the expansion of CPP for small banks. 10a/ This institution received an additional investment through the expansion of CPP for small banks. 11/ Treasury made three separate investments in Citigroup Inc. (Citigroup) under the CPP, Targeted Investment Program (TIP), and Asset Guarantee Program (AGP) for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in Fixed Rate Cumulative Perpetual Preferred Stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. On 7/23/2009 and 7/30/2009, Treasury exchanged a total of $25 billion of the CPP shares for Series M Common Stock Equivalent (“Series M”) and a warrant to purchase shares of Series M. On 9/11/2009, Series M automatically converted to 7,692,307,692 shares of common stock and the associated warrant terminated on receipt of certain shareholder approvals. 12/ On 8/24/2009, Treasury exchanged its series C preferred stock issued by Popular, Inc. for a like amount of non tax-deductible trust preferred securities issued by Popular Capital Trust III, administrative trustee for Popular, Inc. Popular, Inc. paid a $13 million exchange fee in connection with this transaction. 13/ This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank holding companies. The institution in which Treasury's original investment was made is shown in parentheses. 14/ As of the date of this report, this institution is in bankruptcy proceedings. 15/ For final disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution in a negotiated sale pursuant to the terms of the related securities purchase agreement, "A" represents the proceeds to Treasury, after underwriting fees, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution, and "P" represents the proceeds to Treasury, before placement expenses, from a sale by Treasury in a private auction principally involving qualified institutional buyers. 16/ On 12/10/2009, the bankruptcy reorganization plan of CIT Group Inc. became effective and Treasury's preferred stock and warrant investment were extinguished and replaced by contingent value rights (CVRs). On 2/8/2010, the CVRs expired without value as the terms and conditions for distribution of common shares to holders of CVRs were 17/ On 12/11/2009, Treasury exchanged its series A preferred stock issued by Superior Bancorp, Inc. for a like amount of non tax-deductible Trust Preferred Securities issued by Superior Capital Trust II, administrative trustee for Superior Bancorp. 18/ On 2/1/2010, following the acquisition of First Market Bank (First Market) by Union Bankshares Corporation (the acquiror), the preferred stock and exercised warrants issued by First Market on 2/6/2009 were exchanged for a like amount of securities of the acquiror in a single series but with a blended dividend rate equivalent to those of Treasury's 19/ On 2/11/2010, Pacific Coast National Bancorp dismissed its bankruptcy proceedings with no recovery to any creditors or investors, including Treasury, and the investment was extinguished. 20/ On 3/8/2010, Treasury exchanged its $84,784,000 of preferred stock in Midwest Banc Holdings, Inc. (MBHI) for $89,388,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $84,784,000, plus $4,604,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by MBHI of the conditions related to its capital plan, the MCP may be converted to common stock. 21/ On 3/30/2010, Treasury exchanged its $7,500,000 of subordinated debentures in GulfSouth Private Bank for an equivalent amount of preferred stock, in connection with its conversion from a Subchapter S-Corporation, that comply with the CPP terms applicable to privately held qualified financial institutions. 22/ On 4/16/2010, Treasury exchanged its $72,000,000 of preferred stock in Independent Bank Corporation (Independent) for $74,426,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $72,000,000, plus $2,426,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by Independent of the conditions related to its capital plan, the MCP may be converted to common stock. 23/ Treasury received Citigroup common stock pursuant to the June 2009 Exchange Agreement between Treasury and Citigroup which provided for the exchange into common shares of the preferred stock that Treasury purchased in connection with Citigroup's participation in the Capital Purchase Program (see note 11). On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. On May 26, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. On July 23, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on September 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on September 30, 2010. On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. All such sales were generally made at the market price. On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. See "Capital Purchase Program - Citigroup, Inc., Common Stock Disposition" on following page for the actual number of shares sold by Morgan Stanley, the weighted average price per share and the total proceeds to Treasury from all such sales during those periods. 24/ On 8/26/2010, Treasury completed the exchange of its $303,000,000 of preferred stock in Sterling Financial Corporation (Sterling) for a like amount of mandatorily convertible preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Sterling entered into on 4/29/2010. Since Sterling also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, including those related to its capital plan, Treasury’s $303,000,000 of MCP was subsequently, as of 8/26/2010, converted into 378,750,000 shares of common stock. 25/ On 8/20/2010, Sonoma Valley Bank, Sonoma, CA, the banking subsidiary of Sonoma Valley Bancorp, was closed by the California Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 26/ On 9/30/2010, Treasury completed the sale of all preferred stock and warrants issued by South Financial Group, Inc. to Toronto-Dominion Bank (TD) at an aggregate purchase price of $130,179,218.75 for the preferred stock and $400,000 for the warrants, pursuant to the terms of the agreement between Treasury and TD entered into on 5/18/2010. 27/ On 6/30/2010, Treasury exchanged $46,400,000 of its series A preferred stock in First Merchants Corporation for a like amount of non tax-deductible Trust Preferred Securities issued by First Merchants Capital Trust III. 28/ On 7/20/2010, Treasury completed the exchange of its $400,000,000 of preferred stock in First BanCorp for $424,174,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $400,000,000, plus $24,174,000 of capitalized previously accrued and unpaid dividends. On 10/07/2011, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 32,941,797 shares of common stock of First BanCorp. Treasury received all accrued and previously unpaid dividends on the MCP at the time of the conversion. First BanCorp has agreed to have a Treasury observer attend board of directors meetings. 29/ On 8/31/2010, following the completion of the conditions related to Pacific Capital Bancorp's (Pacific Capital) capital plan, Treasury exchanged its $180,634,000 of preferred stock in Pacific Capital for $195,045,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $180,634,000, plus $14,411,000 of capitalized previously accrued and unpaid dividends. On 9/27/2010, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 360,833,250 shares of common stock of Pacific Capital. Pacific Capital has agreed to have Treasury observers attend board of directors meetings. 30/ This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has completed an exchange of its Capital Purchase Program investment for an investment under the terms of the CDCI program. See "Community Development Capital Initiative" below. 30a/ At the time of this institution’s exchange into the CDCI program, the warrant preferreds were included in the total amount of preferred stock exchanged for Treasury’s CDCI investment. Therefore this disposition amount does not represent cash proceeds to Treasury. 31/ On 9/30/2010, Treasury completed the exchange of its $80,347,000 of preferred stock in Hampton Roads Bankshares, Inc. (Hampton) for a like amount of mandatorily convertible preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Hampton entered into on 8/12/2010. Since Hampton also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, Treasury’s $80,347,000 of MCP was subsequently converted into 52,225,550 shares of common stock. 32/ On 9/30/2010, Treasury completed the sale of all preferred stock and warrants issued by TIB Financial Corp. to North American Financial Holdings, Inc. (NAFH) at an aggregate purchase price of $12,119,637.37 for the preferred stock and $40,000 for the warrants, pursuant to the terms of the agreement between Treasury and NAFH entered into on 9/24/2010. 33/ On 3/4/2011, Treasury completed the sale to Community Bancorp LLC (“CBC”) of all preferred stock and warrants issued by Cadence Financial Corporation (“Cadence”) to Treasury for an aggregate purchase price of $39,014,062.50, pursuant to the terms of the agreement between Treasury and CBC entered into on 10/29/2010. 34/ On 12/3/2010, Treasury completed the sale of all preferred stock (including the preferred stock received upon the exercise of warrants) issued by The Bank of Currituck (“Currituck”) to Treasury for an aggregate purchase price of $1,742,850, pursuant to the terms of the agreement between Treasury and Currituck entered into on 11/5/2010. 35/ Treasury entered into an agreement on 1/28/2011 with North American Financial Holdings, Inc. for the sale of all preferred stock and warrants issued by Capital Bank Corporation to Treasury for an aggregate purchase price of $41,279,000. Since the conditions to closing of the sale were satisfied, the closing of the sale also occurred on 1/28/2011. 36/ On 2/15/2011, Treasury completed the sale of all preferred stock (including the preferred stock received upon the exercise of warrants) issued by Treaty Oak Bancorp (“Treaty Oak”) to Treasury for (i) a cash payment of $500,000, (ii) the right to receive up to $150,000 in principal payments on a note payable by Carlile Bancshares, Inc. in favor of Treaty Oak, and (iii) a newly issued warrant to purchase 3,098,341 shares of Treaty Oak common stock, pursuant to the terms of the agreement between Treasury and Treaty Oak entered into on 2/15/2011. 37/ On 2/18/11, Treasury completed the exchange of its $135,000,000 of preferred stock (including accrued and unpaid dividends thereon) in Central Pacific Financial Corp. for not less than 5,620,117 shares of common stock, pursuant to an exchange agreement dated 2/17/2011. 38/ On 3/9/2011, Treasury completed the sale of all subordinated debentures (including the subordinated debentures received upon the exercise of warrants) issued by FBHC Holding Company ("FBHC") to Treasury for an aggregate purchase price of $650,000, pursuant to the terms of the agreement between Treasury and FBHC entered into on 3/9/2011. 39/ On 5/31/2011, Treasury completed the sale of all preferred stock and warrants issued by First Community Bank Corporation of America (FCBCA) for an aggregate purchase price of (i) $7.20 million plus (ii) 72% of the remaining cash assets after giving effect to the payment of defined acquisition expenses, debts, liabilities and distributions to other classes of security holders, pursuant to the terms of the agreement between Treasury and FCBCA entered into on 3/11/2011. 40/ As a result of the acquisition of Fidelity Resources Company (the acquired company) by Veritex Holdings, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/26/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the Page 1 of 3 acquired company and the acquiror entered into on 3/23/2011. 41/ As a result of the acquisition of NC Bancorp, Inc. (the acquired company) by Metropolitan Bank Group, Inc. (the acquiror), Treasury exchanged $6,880,000 of its preferred stock in NC Bancorp, Inc. and $71,526,000 of its preferred stock in Metropolitan Bank Group, Inc. for $81,892,000 of a new series of preferred stock in Metropolitan Bank Group, Inc., which is equivalent to the combined initial investment amount of $78,406,000 plus $3,486,000 of capitalized previously accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/30/2011. Exercised warrants were also exchanged at the time of the agreement. 42/ On 5/3/2011, Treasury completed the sale of all First Federal Bancshares of Arkansas, Inc. preferred stock and warrants held by Treasury to Bear State Financial Holdings, LLC (“Bear State”) for an aggregate purchase price of $6,000,000.00, pursuant to the terms of the agreement between Treasury and Bear State entered into on 05/03/2011. 43/ On 5/13/2011, Treasury completed the sale of all Wilmington Trust Corporation preferred stock held by Treasury to M&T Bank Corporation ("M&T") for an aggregate purchase price of $330,000,000.00 plus accrued dividends and exchanged its Wilmington Trust Corporation warrant for an equivalent warrant issued by M&T Bank Corporation, pursuant to the terms of the agreement between Treasury and M&T entered into on 5/13/2011. 44/ On 7/5/2011, Treasury completed a transaction with Harris Financial Corp., a wholly-owned subsidiary of Bank of Montreal ("BMO"), for the sale of (i) all Marshall & Ilsley Corporation ("M&I") Preferred Stock held by Treasury for a purchase price of $1,715,000,000 plus accrued dividends and (ii) the Treasury-held M&I Warrant for an amount equal to $3,250,000, pursuant to the terms of the agreement between Treasury and BMO entered into on 05/16/2011. 45/ On 6/3/2011, Treasury completed the sale of all Whitney Holding Corporation preferred stock and the related warrant held by Treasury to Hancock Holding Company ("HHC") for an aggregate purchase price equal to (i) the par amount of the preferred stock ($300,000,000) plus accrued and unpaid dividends thereon and (ii) $6,900,000 for the warrant, pursuant to the terms of the agreement between Treasury and HHC entered into on 6/3/2011. 46/ On 06/22/2011, Treasury completed the sale of 2,850,000 shares of common stock at $12.590625 per share (which represents the $12.75 public offering price less underwriting discounts) for net proceeds of $35,883,281.25 pursuant to an underwriting agreement executed on 06/17/2011. On 4/4/2012, Treasury completed the sale of all of Treasury’s remaining 2,770,117 shares of Central Pacific Financial Corp. common stock at $13.01 per share (which represents the $13.15 public offering price less underwriting discounts) for net proceeds of $36,039,222.17, pursuant to an underwriting agreement executed on 03/29/2012. 47/ On 6/30/2011, Treasury completed the sale of all Cascade Financial Corporation preferred stock held by Treasury and the related warrant to Opus Acquisition, Inc. ("Opus") for an aggregate purchase price of $16,250,000.00, pursuant to the terms of the agreement between Treasury and Opus entered into on 06/28/2011. 49/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 using proceeds received in connection with the institution’s participation in the Small Business Lending Fund. 50/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 - part of the repayment amount obtained from proceeds received in connection with the institution’s participation in the Small Business Lending Fund. 51 / On 11/5/2010, Pierce Commercial Bank, Tacoma, WA, the banking subsidiary of Pierce County Bancorp, was closed by the Washington Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 52/ On 11/12/2010, Tifton Banking Company, Tifton, GA, was closed by the Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 53/ On 3/11/2011, Legacy Bank, Milwaukee, WI, the banking subsidiary of Legacy Bancorp, Inc., was closed by the State of Wisconsin Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 54/ On 4/15/2011, Superior Bank, Birmingham, AL, the banking subsidiary of Superior Bancorp Inc., was closed by the Office of Thrift Supervision, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 55/ On 7/15/2011, First Peoples Bank, Port Saint Lucie, Florida, the banking subsidiary of FPB Bancorp, Inc., was closed by the Florida Office of Financial Regulation, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 56/ On 7/15/2011, One Georgia Bank, Atlanta, GA was closed by the State of Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 57/ On 7/29/2011, Integra Bank, National Association, Evansville, Indiana, the banking subsidiary of Integra Bank Corporation, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 58/ On 10/21/2011, Treasury completed the exchange of all FNB United Corp. ("FNB United") preferred stock and warrants held by Treasury for 108,555,303 shares of FNB United common stock and an amended and restated warrant, pursuant to the terms of the agreement between Treasury and FNB United entered into on 08/12/2011. 59/ On 9/7/2011, Treasury completed the sale of all Green Bankshares, Inc. preferred stock held by Treasury and the related Warrant to North American Financial Holdings, Inc. ("NAFH") for an aggregate purchase price of $68,700,000.00, pursuant to the terms of the agreement between Treasury and NAFH entered into on 9/6/2011. 60/ As a result of the acquisition of Berkshire Bancorp, Inc. (the acquired company) by Customers Bancorp, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/12/2009 were exchanged for a like amount of securities of the acquiror plus accrued and previously unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 9/16/2011. 61/ On 9/23/2011, Citizens Bank of Northern California, Nevada City, California, the banking subsidiary of Citizens Bancorp, was closed by the California Department of Financial Institutions, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 62/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 in connection with the institution’s participation in the Small Business Lending Fund, which occurred at a later date. 63/ On 10/14/2011, Country Bank, Aledo, Illinois, the banking subsidiary of CB Holding Corp., was closed by the Illinois Department of Financial and Professional Regulation - Division of Banking, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 64/ On 10/21/2011, Treasury completed the sale of all Santa Lucia Bancorp preferred stock and warrants held by Treasury to CCI One Acquisition Corporation ("CCI") for an aggregate purchase price of $2,800,000.00, pursuant to the terms of the agreement between Treasury and CCI entered into on 10/20/2011. 65/ As a result of a reincorporation transaction whereby Crescent Financial Corporation (CFC) was merged into Crescent Financial Bancshares, Inc. (CFB), the preferred stock and warrant issued by CFC on 1/9/2009 were exchanged for a like amount of securities of CFB, pursuant to the terms of an agreement among Treasury, CFC and CFB entered into on 11/15/2011. 66/ As a result of the acquisition of Center Financial Corporation by BBCN Bancorp, Inc. (formerly Nara Bancorp, Inc.), the preferred stock and warrant issued by Center Financial Corporation were exchanged for a like amount of securities of BBCN Bancorp, Inc., pursuant to the terms of an agreement among Treasury, Center Financial Corporation, and BBCN Bancorp, Inc. entered into on 11/30/2011. 67/ On 1/3/2012, Treasury completed (i) the sale to F.N.B. Corporation (“F.N.B.”) of all of the preferred stock that had been issued to Treasury by Parkvale Financial Corporation (“Parkvale”) for a purchase price of $31,762,000 plus accrued dividends and (ii) the exchange of the Parkvale warrant held by Treasury for a like F.N.B. warrant, pursuant to the terms of the agreement between Treasury and F.N.B. entered into on 12/29/2011 in connection with the merger of Parkvale and F.N.B. effective 01/01/2012. 68/ As a result of the acquisition of State Bancorp, Inc. (the acquired company) by Valley National Bancorp (the acquiror), the warrant issued by the acquired company on 12/5/2008 was exchanged for a like security of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 1/1/2012. 69/ On 1/27/2012, pursuant to the terms of the merger of Regents Bancshares, Inc. (“Regents”) with Grandpoint Capital, Inc., Treasury received $13,214,858.00 (representing the par amount together with accrued and unpaid dividends thereon) in respect of the preferred stock (including that received from the exercise of warrants) that had been issued to Treasury by Regents. 70/ On 1/27/2012, Tennessee Commerce Bank, Franklin, TN, the banking subsidiary of Tennessee Commerce Bancorp, Inc., was closed by the Tennessee Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 71/ On 2/10/2012, SCB Bank, Shelbyville, Indiana, the banking subsidiary of Blue River Bancshares, Inc., was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 72/ On 2/10/2012, Treasury entered into an agreement with Broadway Financial Corporation to exchange Treasury’s $15,000,000 of preferred stock for common stock. The exchange is subject to the fulfillment by Broadway Financial Corporation of certain conditions, including the satisfactory completion of a capital plan. 73/ On 3/9/2012, Treasury completed the sale of all Mainline Bancorp, Inc. preferred stock and exercised warrants held by Treasury to 9th Street Holdings, Inc., a subsidiary of S&T Bancorp, Inc., for an aggregate purchase price of $4,725,000 plus accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, 9th Street Holdings, Inc., and S&T Bancorp, Inc. entered into on 3/8/2012. 74/ On 4/3/2012, Treasury completed the sale of 124,000 shares of Banner Corporation preferred stock at $884.82 per share (less underwriting discounts) for net proceeds of $108,071,914.80 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 75/ On 4/3/2012, Treasury completed the sale of 65,000 shares of First Financial Holdings, Inc. preferred stock at $873.51 per share (less underwriting discounts) for net proceeds of $55,926,477.75 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 76/ On 4/3/2012, Treasury completed the sale of 62,158 shares of Wilshire Bancorp, Inc. preferred stock at $943.51 per share (less underwriting discounts) for net proceeds of $57,766,994.16 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 77/ On 4/3/2012, Treasury completed the sale of 2,000 shares of Seacoast Banking Corporation of Florida preferred stock at $20,510.00 per share (less underwriting discounts) for net proceeds of $40,404,700.00 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 78/ On 4/3/2012, Treasury completed the sale of 57,000 shares of MainSource Financial Group, Inc. preferred stock at $931.11 per share (less underwriting discounts) for net proceeds of $52,277,170.95 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 79/ On 4/3/2012, Treasury completed the sale of 52,625 shares of WSFS Financial Corporation preferred stock at $915.11 per share (less underwriting discounts) for net proceeds of $47,435,298.79 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 80/ On 4/13/2012, Treasury completed the sale of all Gateway Bancshares, Inc. preferred stock held by Treasury to First Volunteer Corporation ("First Volunteer") for an aggregate purchase price of $6,300,000.00 plus accrued and unpaid dividends, pursuant to the terms of the agreement between Treasury and First Volunteer entered into on 4/13/2012. 81/ On 4/20/2012, Treasury completed the sale of all The Connecticut Bank and Trust Company preferred stock held by Treasury to Berkshire Bank for an aggregate purchase price of $6,289,966.33 consisting of (a) (i) $5,448,000.00 for the preferred stock plus (ii) all accrued and unpaid dividends and (b) $792,783.00 for the Warrant, pursuant to the terms of the agreement by and among Treasury, The Connecticut Bank and Trust Company, and Berkshire Bank entered into on 4/19/2012. 82/ On 4/20/2012, Fort Lee Federal Savings Bank, FSB, Fort Lee, New Jersey, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 83/ On 4/24/2012, Treasury completed the sale of all Peoples Bancorporation, Inc. ("Peoples") preferred stock held by Treasury to SCBT Financial Corporation ("SCBT") for an aggregate purchase price of $13,293,000 plus accrued and unpaid dividends, pursuant to the terms of the agreement by and among Treasury, Peoples, and SCBT entered into on 4/24/2012. 84/ On 8/14/2012, Treasury completed the sale of all Millennium Bancorp, Inc. (Millennium) Preferred Stock held by Treasury to CIC Bancshares, Inc. (CIC) for an aggregate purchase price of (i) $2.904 million plus (ii) accrued and unpaid dividends on the Preferred Stock as of the closing date, pursuant to an agreement by and amount Treasury, CIC, and Millennium entered into on 4/20/2012. 85/ On 6/19/2012, Treasury completed the sale of 52,000 shares of Ameris Bancorp preferred stock at $930.60 per share (less underwriting discounts) for net proceeds of $47,665,332.00 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 86/ On 6/19/2012, Treasury completed the sale of 104,823 shares of Taylor Capital Group preferred stock at $893.50 per share (less underwriting discounts) for net proceeds of $92,254,460.24 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 87/ On 6/19/2012, Treasury completed the sale of 30,000 shares of Farmers Capital Bank Corporation preferred stock at $869.17 per share (less underwriting discounts) for net proceeds of $21,594,228.79 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 88/ On 6/19/2012, Treasury completed the sale of 25,223 shares of LNB Bancorp Inc. preferred stock at $739.89 per share (less underwriting discounts) for net proceeds of $21,863,749.50 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 89/ On 6/19/2012, Treasury completed the sale of 37,000 shares of First Defiance Financial Corp. preferred stock at $962.66 per share (less underwriting discounts) for net proceeds of $35,084,143.70 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. Page 2 of 3 90/ On 6/19/2012, Treasury completed the sale of 10,958 shares of First Capital Bancorp, Inc. preferred stock at $920.11 per share (less underwriting discounts) for net proceeds of $9,931,326.90 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 91/ On 6/19/2012, Treasury completed the sale of 20,600 shares of United Bancorp, Inc. preferred stock at $825.50 per share (less underwriting discounts) for net proceeds of $16,750,220.50 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 92/ On 7/3/2012, Treasury completed the sale of 48,200 shares of Fidelity Southern Corporation preferred stock at $900.60 per share (less underwriting discounts) for net proceeds of $42,757,786.20 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 93/ On 7/3/2012, Treasury completed the sale of 25,054 shares of Peoples Bancorp of North Carolina, Inc. preferred stock at $933.36 per share (less underwriting discounts) for net proceeds of $23,033,635.42 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 94/ On 7/3/2012, Treasury completed the sale of 23,184 shares of First Citizens Banc Corp preferred stock at $906.00 per share (less underwriting discounts) for net proceeds of $20,689,633.44 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 95/ On 7/3/2012, Treasury completed the sale of 45,000 shares of MetroCorp Bancshares, Inc. preferred stock at $981.17 per share (less underwriting discounts) for net proceeds of $43,490,360.25 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 96/ On 7/3/2012, Treasury completed the sale of 32,538 shares of Pulaski Financial Corp preferred stock at $888.00 per share (less underwriting discounts) for net proceeds of $28,460,337.84 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 97/ On 7/3/2012, Treasury completed the sale of 33,000 shares of Firstbank Corporation preferred stock at $941.01 per share (less underwriting discounts) for net proceeds of $30,587,530.05 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 98/ On 7/3/2012, Treasury completed the sale of 17,299 shares of Southern First Bancshares, Inc. preferred stock at $904.00 per share (less underwriting discounts) for net proceeds of $15,403,721.56 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 99/ On 7/12/2012, Treasury completed the sale of all Naples Bancorp, Inc. ("Naples Bancorp") preferred stock held by Treasury to Naples Bancorp for an aggregate purchase price of $600,000.00, pursuant to the terms of the agreement between Treasury and Naples Bancorp entered into on 7/12/2012. 100/ On 7/17/2012, Treasury completed the sale of all Heartland Bancshares, Inc. ("Heartland") preferred stock held by Treasury to Horizon Bancorp for an aggregate purchase price of $7,248,000 plus accrued and unpaid dividends, pursuant to the terms of the agreement by and among Treasury, Heartland, and Horizon Bancorp entered into on 7/17/2012. 101/ As a result of the acquisition of Community Holding Company of Florida, Inc. (the acquired company) by Community Bancshares of Mississippi, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 2/6/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 7/19/2012. 102/ On 8/10/2012, Treasury completed the sale of 35,500 shares of Marquette National Corporation preferred stock at $720.25 per share (less a placement agent fee) for net proceeds of $25,313,186.25 and 1,775 shares of Marquette National Corporation preferred stock received upon the exercise of warrants at $825.25 per share (less a placement agent fee) for net proceeds of $1,450,170.56, pursuant to a placement agency agreement executed on 7/23/2012. 103/ On 8/13/2012, Treasury completed the sale of 43,000 shares of Exchange Bank preferred stock at $875.25 per share (less a placement agent fee) for net proceeds of $37,259,392.50 and 2,150 shares of Exchange Bank preferred stock received upon the exercise of warrants at $965.10 per share (less a placement agent fee) for net proceeds of $2,054,215.35, pursuant to a placement agency agreement executed on 7/23/2012. 104/ On 8/9/2012, Treasury completed the sale of 36,282 shares of Fidelity Financial Corporation preferred stock at $891.26 per share (less a placement agent fee) for net proceeds of $32,013,328.37 and 1,814 shares of Fidelity Financial Corporation preferred stock received upon the exercise of warrants at $960.60 per share (less a placement agent fee) for net proceeds of $1,725,103.12, pursuant to a placement agency agreement executed on 7/23/2012. 105/ On 8/9/2012, Treasury completed the sale of 428 shares of First Western Financial, Inc. preferred stock received upon the exercise of warrants at $828.50 per share (less a placement agent fee) for net proceeds of $351,052.02, pursuant to a placement agency agreement executed on 7/23/2012. 106/ On 8/10/2012, Treasury completed the sale of 23,200 shares of Park Bancorporation, Inc. preferred stock at $730.25 per share (less a placement agent fee) for net proceeds of $16,772,382.00 and 1,160 shares of Park Bancorporation, Inc. preferred stock received upon the exercise of warrants at $780.25 per share (less a placement agent fee) for net proceeds of $896,039.10, pursuant to a placement agency agreement executed on 7/23/2012. 107/ On 8/10/2012, Treasury completed the sale of 35,539 shares of Trinity Capital Corporation preferred stock at $750.25 per share (less a placement agent fee) for net proceeds of $26,396,503.40 and 1,777 shares of Trinity Capital Corporation preferred stock received upon the exercise of warrants at $941.20 per share (less a placement agent fee) for net proceeds of $1,655,787.28, pursuant to a placement agency agreement executed on 7/23/2012. 108/ On 8/10/2012, Treasury completed the sale of 24,300 shares of CBS Banc-Corp. preferred stock at $905.20 per share (less a placement agent fee) for net proceeds of $21,776,396.40 and 1,215 shares of CBS Banc-Corp. preferred stock received upon the exercise of warrants at $921.00 per share (less a placement agent fee) for net proceeds of $1,107,824.85, pursuant to a placement agency agreement executed on 7/23/2012. 109/ On 8/9/2012, Treasury completed the sale of its Market Street Bancshares, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $18,069,212.70 and its Market Street Bancshares, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $824,730.64, pursuant to a placement agency agreement executed on 7/23/2012. 110/ On 8/9/2012, Treasury completed the sale of its Commonwealth Bancshares, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $15,147,000.00 and its Commonwealth Bancshares, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $898,722.00, pursuant to a placement agency agreement executed on 7/23/2012. 111/ On 8/9/2012, Treasury completed the sale of its Diamond Bancorp, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $14,780,661.64 and its Diamond Bancorp, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $779,576.49, pursuant to a placement agency agreement executed on 7/23/2012. 112/ On 8/10/2012, Treasury completed the sale of 22,252 shares of Premier Financial Bancorp, Inc. preferred stock at $901.03 per share (less a placement agent fee) for net proceeds of $19,849,222.36, pursuant to a placement agency agreement executed on 7/23/2012. 113/ On 8/10/2012, Treasury completed the sale of 1,100 shares of First Community Financial Partners, Inc. preferred stock received upon the exercise of warrants at $661.50 per share (less a placement agent fee) for net proceeds of $720,373.50, pursuant to a placement agency agreement executed on 7/23/2012. 114/ On 8/9/2012, Treasury completed the sale of 8,000 shares of First Western Financial, Inc. preferred stock at $775.00 per share (less a placement agent fee) for net proceeds of $6,138,000.00, pursuant to a placement agency agreement executed on 7/23/2012. 115/ On 7/13/2012, Glasgow Savings Bank, Glasgow, MO, the banking subsidiary of Gregg Bancshares, Inc. , was closed by the Missouri Division of Finance, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 116/ On 7/27/2012, Treasury entered into an agreement with Pinnacle Bank Holding Company, Inc. (“Pinnacle”) pursuant to which Treasury agreed to sell its CPP preferred stock back to Pinnacle at a discount subject to the satisfaction of the conditions specified in the agreement. 117/ On 8/1/2012, Treasury completed the sale of all VIST Financial Corp. ("VIST") preferred stock and the related warrant held by Treasury to Tompkins Financial Corporation ("Tompkins") for an aggregate purchase price equal to (i) the par amount of the preferred stock ($25,000,000) plus accrued and unpaid dividends thereon and (ii) $1,189,813 for the warrant, pursuant to the terms of the agreement by and among Treasury, VIST, and Tompkins entered into on 8/1/2012. 118/ On 8/20/2012, Treasury completed the sale of 5,738,637 split adjusted shares of Sterling Financial Corporation common stock at $20.00 per share (less underwriting discounts) for net proceeds of $113,338,080.75, pursuant to an underwriting agreement executed on 8/14/2012. 119/ On 8/21/2012, Treasury completed the sale of 230,000 shares of M&T Bank Corporation Series A Preferred Shares and 151,500 shares of M&T Bank Corporation Series C Preferred Shares at $1,000.00 per share plus accrued dividends for proceeds of $381,500,000.00 plus accrued dividends, pursuant to an underwriting agreement executed 120/ On 8/29/2012, Treasury completed the sale of 31,260 shares of BNC Bancorp preferred stock at $921.23 per share (less underwriting discounts) for net proceeds of $28,365,685.05 plus accrued dividends, pursuant to an underwriting agreement executed on 8/23/2012. 121/ On 8/29/2012, Treasury completed the sale of 11,000 shares of Mackinac Financial Corporation preferred stock at $958.09 per share (less underwriting discounts) for net proceeds of $10,380,905.15 plus accrued dividends, pursuant to an underwriting agreement executed on 8/23/2012. 122/ On 8/29/2012 Treasury completed the sale of 11,350 shares of First Community Corporation preferred stock at $982.83 per share (less underwriting discounts) for net proceeds of $10,987,793.69 plus accrued dividends, pursuant to an underwriting agreement executed on 8/23/2012. 123/ On 8/29/2012, Treasury completed the sale of 13,900 shares of First National Corporation preferred stock at $882.50 per share (less underwriting discounts) for net proceeds of $12,082,748.75 plus accrued dividends and 695 shares of First National Corporation preferred stock (held as a result of warrant exercise) at $912.50 per share (less underwriting discounts) for net proceeds of $624,674.69 plus accrued dividends, pursuant to an underwriting agreement executed on 8/23/2012. 124/ On 9/18/2012, Treasury completed the sale of 36,000 shares of Yadkin Valley Financial Corporation Series T preferred stock at $884.82 per share (less underwriting discounts) for net proceeds of $31,843,080.00 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 9/12/2012. 125/ On 9/18/2012, Treasury completed the sale of 13,312 shares of Yadkin Valley Financial Corporation Series T-ACB preferred stock at $880.00 per share (less underwriting discounts) for net proceeds of $11,643,740.16 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 9/12/2012. 126/ On 9/12/2012, Treasury executed a placement agency agreement pursuant to which Treasury agreed to sell 17,000 shares of F&M Financial Corporation (NC) preferred stock at $950.00 per share (less a placement agent fee) for net proceeds of $15,988,500.00 and 850 shares of F&M Financial Corporation (NC) preferred stock received upon the exercise of warrants at $921.30 per share (less a placement agent fee) for net proceeds of $775,273.95. 127/ On 9/12/2012, Treasury executed a placement agency agreement pursuant to which Treasury agreed to sell 17,243 shares of F&M Financial Corporation (TN) preferred stock at $787.50 per share (less a placement agent fee) for net proceeds of $13,443,073.87 and 862 shares of F&M Financial Corporation (TN) preferred stock received upon the exercise of warrants at $870.00 per share (less a placement agent fee) for net proceeds of $742,440.60. 128/ On 9/12/2012, Treasury executed a placement agency agreement pursuant to which Treasury agreed to sell 70,000 shares of Alpine Banks of Colorado preferred stock at $814.29 per share (less a placement agent fee) for net proceeds of $56,430,297.00 and 3,500 shares of Alpine Banks of Colorado preferred stock received upon the exercise of warrants at $950.00 per share (less a placement agent fee) for net proceeds of $3,291,750.00. 129/ On 9/12/2012, Treasury executed a placement agency agreement pursuant to which Treasury agreed to sell 22,000 shares of First Community Financial Partners, Inc. preferred stock at $652.50 per share (less a placement agent fee) for net proceeds of $14,211,450.00. Page 3 of 3 CAPITAL PURCHASE PROGRAM - CITIGROUP, INC. COMMON STOCK DISPOSITION Date 4/26/2010 5/26/2010 5/26/2010 6/30/2010 7/23/2010 9/30/2010 10/19/2010 12/6/2010 Pricing Mechanism 6 Number of Shares Proceeds 7 1 $4.1217 1,500,000,000 $ 6,182,493,158 $3.8980 1,108,971,857 $ 4,322,726,825 $3.9090 1,500,000,000 $ 5,863,489,587 $4.2609 1,165,928,228 $ 4,967,921,811 $4.3500 2,417,407,607 $ 10,515,723,090 2 3 4 5 12/6/2010 Total Proceeds: $31,852,354,471 1/ On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. 2/ On May 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. 3/ On July 23, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on September 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occured on September 30, 2010. 4/ On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. 5/ On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. Closing of the offering is subject to the fulfillment of certain closing conditions. 6/ The price set forth is the weighted average price for all sales of Citigroup, Inc. common stock made by Treasury over the course of the corresponding period. 7/ Amount represents the gross proceeds to Treasury. Page 1 of 1 COMMUNITY DEVELOPMENT CAPITAL INITIATIVE Seller Footnote Purchase Date 1 1, 2 1, 2 1, 4 1 2a 1 1 1 1 2a 1 1, 3 1 1 1, 2 1 1, 2 1 1, 2 1, 2 1, 2 1, 2 1 1 1 1 1 1 1 7/30/2010 7/30/2010 8/6/2010 8/13/2010 8/13/2010 9/17/2010 8/13/2010 8/13/2010 8/13/2010 8/20/2010 9/24/2010 8/20/2010 8/27/2010 9/3/2010 9/3/2010 9/3/2010 9/10/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 Name of Institution Purchase Details City State Guaranty Capital Corporation University Financial Corp, Inc. Southern Bancorp, Inc. Premier Bancorp, Inc. Citizens Bancshares Corporation Belzoni St. Paul Arkadelphia Wilmette Atlanta MS MN AR IL GA PGB Holdings, Inc. First American International Corp. Tri-State Bank of Memphis Mission Valley Bancorp Chicago Brooklyn Memphis Sun Valley IL NY TN CA M&F Bancorp, Inc. Carver Bancorp, Inc Kilmichael Bancorp, Inc. United Bancorporation of Alabama, Inc. IBW Financial Corporation IBC Bancorp, Inc. CFBanc Corporation American Bancorp of Illinois, Inc. Hope Federal Credit Union Genesee Co-op Federal Credit Union First Eagle Bancshares, Inc. Liberty Financial Services, Inc. First Choice Bank Bainbridge Bancshares, Inc. Virginia Community Capital, Inc. Lower East Side People's Federal Credit Union Atlantic City Federal Credit Union Neighborhood Trust Federal Credit Union Gateway Community Federal Credit Union Union Baptist Church Federal Credit Union Buffalo Cooperative Federal Credit Union Tulane-Loyola Federal Credit Union Alternatives Federal Credit Union Liberty County Teachers Federal Credit Union UNO Federal Credit Union Butte Federal Credit Union Thurston Union of Low-Income People (TULIP) Cooperative Credit Union Phenix Pride Federal Credit Union Pyramid Federal Credit Union Cooperative Center Federal Credit Union Prince Kuhio Federal Credit Union Community First Guam Federal Credit Union Brewery Credit Union Tongass Federal Credit Union Santa Cruz Community Credit Union Northeast Community Federal Credit Union Fairfax County Federal Credit Union Security Federal Corporation Community Bank of the Bay The First Bancshares, Inc. BancPlus Corporation First M&F Corporation State Capital Corporation Lafayette Bancorp, Inc. PSB Financial Corporation Community Bancshares of Mississippi, Inc. First Vernon Bancshares, Inc. Security Capital Corporation BankAsiana Durham New York Kilmichael Atmore Washington Chicago Washington Oak Brook Jackson Rochester Hanover Park New Orleans Cerritos Bainbridge Christiansburg New York Lander New York Missoula Fort Wayne Buffalo New Orleans Ithaca Liberty New Orleans Biggs Olympia Phenix City Tucson Berkeley Honolulu Hagatna Milwaukee Ketchikan Santa Cruz San Francisco Fairfax Aiken Oakland Hattiesburg Ridgeland Kosciusko Greenwood Oxford Many Brandon Vernon Batesville Palisades Park NC NY MS AL DC IL DC IL MS NY IL LA CA GA VA NY WY NY MT IN NY LA NY TX LA CA WA AL AZ CA HI GU WI AK CA CA VA SC CA MS MS MS MS MS LA MS AL MS NJ Amount from CPP Investment Description Subordinated Debentures Subordinated Debentures Preferred Stock Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Common Stock Subordinated Debentures Preferred Stock Preferred Stock Subordinated Debentures Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 14,000,000 11,926,000 11,000,000 6,784,000 7,462,000 3,000,000 17,000,000 2,795,000 5,500,000 11,735,000 18,980,000 10,300,000 6,000,000 4,205,000 7,875,000 5,645,000 5,146,000 18,000,000 1,747,000 5,000,000 50,400,000 30,000,000 15,750,000 4,551,000 9,734,000 54,600,000 6,245,000 17,910,000 - Disposition Details Additional Investment $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,189,000 22,800,000 4,379,000 4,836,000 3,881,000 5,689,000 4,000,000 2,313,000 12,123,000 30,514,000 - Investment Amount $ $ $ $ 14,000,000 22,115,000 33,800,000 6,784,000 $ $ $ $ 11,841,000 3,000,000 17,000,000 2,795,000 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,336,000 11,735,000 18,980,000 3,154,000 10,300,000 6,000,000 8,086,000 5,781,000 5,457,000 4,520,000 300,000 7,875,000 11,334,000 5,146,000 3,372,000 1,915,000 898,000 2,500,000 283,000 1,657,000 10,000 145,000 424,000 2,234,000 435,000 743,000 1,000,000 75,000 153,000 2,500,000 2,799,000 273,000 2,650,000 1,096,000 1,600,000 2,828,000 350,000 8,044,000 22,000,000 4,060,000 17,123,000 80,914,000 30,000,000 15,750,000 4,551,000 9,734,000 54,600,000 6,245,000 17,910,000 5,250,000 Pricing Mechanism Date Amount Remaining Investment Amount Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Page 1 of 2 Seller Footnote Purchase Date 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 5 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/30/2010 Name of Institution The Magnolia State Corporation Bancorp of Okolona, Inc. Southern Chautauqua Federal Credit Union Fidelis Federal Credit Union Bethex Federal Credit Union Shreveport Federal Credit Union Carter Federal Credit Union UNITEHERE Federal Credit Union (Workers United Federal Credit Union) North Side Community Federal Credit Union East End Baptist Tabernacle Federal Credit Union Community Plus Federal Credit Union Border Federal Credit Union Opportunities Credit Union First Legacy Community Credit Union Union Settlement Federal Credit Union Southside Credit Union D.C. Federal Credit Union Faith Based Federal Credit Union Greater Kinston Credit Union Hill District Federal Credit Union Freedom First Federal Credit Union Episcopal Community Federal Credit Union Vigo County Federal Credit Union Renaissance Community Development Credit Union Independent Employers Group Federal Credit Union Brooklyn Cooperative Federal Credit Union Purchase Details City State Amount from CPP Investment Description Disposition Details Additional Investment Investment Amount Bay Springs Okolona Lakewood New York Bronx Shreveport Springhill MS MS NY NY NY LA LA Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures $ $ $ $ $ $ $ - $ $ $ $ $ $ $ - $ $ $ $ $ $ $ New York NY Subordinated Debentures $ - $ - Chicago Bridgeport Rantoul Del Rio Burlington Charlotte New York San Antonio Washington Oceanside Kinston Pittsburgh Roanoke Los Angeles Terre Haute Somerset Hilo Brooklyn IL CT IL TX VT NC NY TX DC CA NC PA VA CA IN NJ HI NY Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ - $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ - Pricing Mechanism 7,922,000 3,297,000 1,709,000 14,000 502,000 2,646,000 6,300,000 Par Par Par Par Par Par Par $ 57,000 Par $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 325,000 7,000 450,000 3,260,000 1,091,000 1,000,000 295,000 1,100,000 1,522,000 30,000 350,000 100,000 9,278,000 100,000 1,229,000 31,000 698,000 300,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Total Purchase Amount $ 570,073,000 Amount Date 4/10/2012 5 $350,000 Total Capital Repayment Amount TOTAL TREASURY COMMUNITY DEVELOPMENT INITIATIVE (CDCI) INVESTMENT AMOUNT Remaining Investment Amount $ $0 $350,000 569,723,000 1/ This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of investment with Treasury under the CDCI program terms. 2/ Treasury made an additional investment in this institution at the time it entered the CDCI program. 2a/ Treasury made an additional investment in this institution after the time it entered the CDCI program. 3/ On 10/28/2011, Treasury completed the exchange of all Carver Bancorp, Inc. ("Carver") preferred stock held by Treasury for 2,321,286 shares of Carver common stock, pursuant to the terms of the agreement between Treasury and Carver entered into on 06/29/2011. Accrued and previously unpaid dividends were paid on the date of the exchange. 4/ On 3/23/2012, Premier Bank, Wilmette, IL, the banking subsidiary of Premier Bancorp, Inc., was closed by the Illinois Department of Financial and Professional Regulation - Division of Banking, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 5/ Repayment pursuant to Section 5.2 of the CDCI Securities Purchase Agreement Page 2 of 2 AUTOMOTIVE INDUSTRY FINANCING PROGRAM Exchange/Transfer/Other Details Initial Investment City, State GMAC (Ally) Date Transaction Type 12/29/2008 Purchase Seller Description Preferred Stock w/ Exercised $ Warrants Pricing Mechanism Amount Type Exchange for convertible preferred stock Pricing Mechanism Amount Obligor Par 12/30/2009 $ 5,000,000,000 N/A GMAC Convertible Preferred Stock w/ Exercised Warrants $ 7,500,000,000 Par 22 12/30/2009 Partial conversion of preferred stock for common stock $ 3,000,000,000 N/A Purchase GMAC Convertible Preferred Stock w/ Exercised Warrants $ 1,250,000,000 Par 22, 26 12/30/2010 Partial conversion of preferred stock for common stock $ 5,500,000,000 N/A 26 Purchase GMAC Trust Preferred Securities w/ Exercised Warrants $ 2,540,000,000 Par $ 2,670,000,000 N/A 27 GMAC (Ally) 5/21/2009 Purchase 12/30/2009 12/30/2009 GMAC Detroit, MI 12/29/2008 Purchase 12/31/2008 Purchase 4/22/2009 Purchase General Motors Corporation General Motors Corporation General Motors Corporation Debt Obligation Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note 5,000,000,000 Date $ 884,024,131 Par $ 13,400,000,000 Par $ 2,000,000,000 Par 3/1/2011 2 5/29/2009 7/10/2009 4 7/10/2009 Exchange for amended and restated Trust Preferred Securities Exchange for equity interest in GMAC Exchange for preferred and common stock in New GM Exchange for preferred and common stock in New GM $ 884,024,131 N/A $ 13,400,000,000 N/A $ N/A 2,000,000,000 Description GMAC (Ally) 21, 22 GMAC (Ally) 3, 26, 32 Convertible Preferred Stock Amount/Equity % $ General Motors Purchase General Motors Corporation Debt Obligation w/ Additional Note $ 4,000,000,000 Par 5 7/10/2009 $ 4,000,000,000 6/3/2009 Purchase Purchase General Motors Corporation General Motors Corporation Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note $ $ 360,624,198 30,100,000,000 Par Par 6 8 7/10/2009 Purchase Chrysler FinCo Debt Obligation w/ Additional Note $ 1,500,000,000 Par $ 360,624,198 N/A Exchange for preferred and common stock in New GM 7/10/2009 Transfer of debt to New GM $ 7,072,488,605 N/A Debt left at Old GM $ 985,805,085 N/A $ 22,041,706,310 N/A $ 2,670,000,000 General Motors Company 10, Preferred Stock 11, 24 $ 2,100,000,000 General Motors Company 10, Common Stock 11, 25 Purchase Chrysler Holding Purchase Chrysler Holding Purchase Chrysler Holding 5/1/2009 Purchase Old Chrysler 5/20/2009 Purchase Old Chrysler 4/29/2009 4/29/2009 Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note $ 4,000,000,000 $ - 7 General Motors Holdings LLC 11, 12 Debt Obligation $ 7,072,488,605 $ 280,130,642 $ 1,888,153,580 $ - - 6/10/2009 Par $ 500,000,000 N/A $ 5/27/2009 Purchase New Chrysler 6,642,000,000 N/A N/A $ $ 11,743,303,903 Common Stock 11/26/2010 Partial Disposition 25 $ 1,761,495,577 Common Stock 7/10/2009 Partial Repayment $ 360,624,198 Debt Obligation $ 6,711,864,407 12/18/2009 Partial Repayment $ 1,000,000,000 Debt Obligation $ 5,711,864,407 1/21/2010 Partial Repayment $ 35,084,421 Debt Obligation $ 5,676,779,986 3/31/2010 Partial Repayment $ 1,000,000,000 Debt Obligation $ 4,676,779,986 4/20/2010 Repayment $ 4,676,779,986 $ 3/31/2011 Partial Repayment $ 50,000,000 Debt Obligation $ 935,805,085 4/5/2011 Partial Repayment $ 45,000,000 Debt Obligation $ 890,805,085 5/3/2011 Partial Repayment $ 15,887,795 Debt Obligation $ 874,917,290 12/16/2011 Partial Repayment $ 144,444 Debt Obligation $ 874,772,846 12/23/2011 Partial Repayment $ 18,890,294 Debt Obligation $ 855,882,552 1/11/2012 Partial Repayment $ 6,713,489 Debt Obligation $ 849,169,063 3/17/2009 Partial Repayment $ 1,496,500,945 4/17/2009 Partial Repayment $ 1,464,690,823 5/18/2009 Partial Repayment 6/17/2009 Partial Repayment 7/14/2009 Repayment 7/14/2009 Repayment* 5/14/2010 0 36.9% N/A 32.04% 0 9 9 Motors Liquidation Company 19 Chrysler Holding 29 Debt Obligation $ 985,805,085 20 Debt obligation w/ additional note $ 3,500,000,000 15 4/30/2010 17 Completion of bankruptcy proceeding; transfer of collateral security to liquidation trust $ (1,888,153,580) N/A 23 Old Carco Liquidation Trust 6/10/2009 Issuance of equity in New Chrysler $ - N/A Chrysler Group LLC Chrysler Group LLC Total Initial Investment Amount $ 2,139,406,778 0 $ $ $ $ Debt Obligation w/ 3,499,055 Additional Note Debt Obligation w/ 31,810,122 Additional Note Debt Obligation w/ 51,136,084 Additional Note Debt Obligation w/ 44,357,710 Additional Note Additional Note $ 1,413,554,739 $ 1,369,197,029 $ 0 $ 1,369,197,029 $ 15,000,000 N/A - Termination and settlement payment $ 1,900,000,000 N/A - N/A 20 18 $ $ $ 23 Right to recover proceeds N/A 7/10/2009 Repayment $ 280,130,642 5/10/2010 Proceeds from sale of collateral $ 30,544,528 9/9/2010 Proceeds from sale of collateral $ 19, 31 Debt obligation w/ additional note & zero coupon note 30 81,344,932,551 Total Treasury Investment Amount $ Common equity $ 7,142,000,000 6.6% $ Right to recover proceeds Right to recover 9,666,784 proceeds 0 N/A N/A $ Right to recover 7,844,409 proceeds N/A $ Right to recover 9,302,185 proceeds N/A Auburn Hills, MI Debt Obligation w/ Additional Note, Zero Coupon Note, Equity N/A 12/15/2010 Repayment 12/29/2010 Proceeds from sale of collateral Chrysler 2,667,000,000 11/18/2010 Partial Disposition 25 14 16 - Transfer of debt to New Chrysler 3/2/2011 Disposition 28 9 13 Par Remaining Investment Amount/Equity % 60.8% Farmington Hills, MI 1/2/2009 Remaining Investment Description 7 7 N/A 7/10/2009 7/10/2009 1/16/2009 Exchange for preferred and common stock in New GM Amount/ Proceeds 3 Detroit, MI 5/27/2009 Chrysler FinCo Exchange for preferred and common stock in New GM Type 73.8% Common Stock Trust Preferred Securities 27 Date 5,937,500,000 7 5/20/2009 Payment or Disposition1 Treasury Investment After Exchange/Transfer/Other 4/30/2012 Proceeds from sale of collateral 5/24/2011 Repayment - Principal $ 5,076,460,000 5/24/2011 Termination of undrawn facility 31 $ 2,065,540,000 5/24/2011 Repayment* - Additional Note $ 288,000,000 5/24/2011 Repayment* - Zero Coupon Note $ 100,000,000 7/21/2011 Disposition $ 560,000,000 Total Payments $ 34,894,279,433 Additional Proceeds * $ 403,000,000 N/A N/A $ 0 - 40,896,959,538 Footnotes appear on following page. Page 1 of 2 As used in this table and its footnotes: GMAC refers to GMAC Inc., formerly known as GMAC LLC., and now known as Ally Financial, Inc. ("Ally"). "Old GM" refers to General Motors Corporation, which is now known as Motors Liquidation Company. "New GM" refers to General Motors Company, the company that purchased Old GM's assets on 7/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. See also footnote 11. "Chrysler FinCo" refers to Chrysler Financial Services Americas LLC. "Chrysler Holding" refers to CGI Holding LLC, the company formerly known as "Chrysler Holding LLC". "Old Chrysler" refers to Old Carco LLC (fka Chrysler LLC). "New Chrysler" refers to Chrysler Group LLC, the company that purchased Old Chrysler's assets on 6/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. 1. Payment amount does not include accrued and unpaid interest on a debt obligation, which must be paid at the time of principal repayment. 2. Treasury committed to lend General Motors Corporation up to $1,000,000,000. The ultimate funding was dependent upon the level of investor participation in GMAC LLC's rights offering. The amount has been updated to reflect the final level of funding. 3. Pursuant to its rights under the loan agreement with Old GM reported on 12/29/2008, Treasury exchanged its $884 million loan to Old GM for a portion of Old GM’s common equity interest in GMAC. Treasury held a 35.4% common equity interest in GMAC until the transactions reported on 12/30/2009. (See transactions marked by orange line in the table above and footnote 22.) 4. This transaction is an amendment to Treasury's 12/31/2008 agreement with Old GM (the "Old GM Loan"), which brought the total loan amount to $15,400,000,000. 5. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,400,000,000. 6. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,760,624,198. The $360,624,198 loan was used to capitalize GM Warranty LLC, a special purpose vehicle created by Old GM . On 7/10/2009, the principal amount was included in the $7.07 billion of debt assumed by the new GM, as explained in footnote 10. 7. On 7/10/2009, the principal amount outstanding under the Old GM Loan and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM. (See green lines in the table above.) 8. Under the terms of the $33.3 billion debtor-in-possession credit agreement dated 6/3/2009 with Old GM (the "GM DIP Loan"), Treasury's commitment amount was $30.1 billion. The remaining $2.2 billion of the financing was provided by Canadian government entities. As of 7/09/2009, $30.1 billion of funds had been disbursed by Treasury. 9. On 7/10/2009, Treasury and Old GM amended the GM DIP Loan, and the principal amount and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM, except for (i) $7.07 billion, which was assumed by New GM as a new obligation under the terms of a separate credit agreement between Treasury and New GM (see transactions marked by green lines in table above) and (ii) $986 million, which remained a debt obligation of Old GM. 10. In total, for the exchange of the Old GM Loan and the GM DIP Loan (other than as explained in footnote 9), Treasury received $2.1 billion in preferred shares and 60.8% of the common shares of New GM. (See transactions marked by green lines in the table above.) 11. Pursuant to a corporate reorganization completed on or about 10/19/2009, the shareholders of New GM, including with respect to Treasury's preferred and common stock, became shareholders of General Motors Holding Company (the ultimate parent company of New GM), which was renamed "General Motors Company" on an equal basis to their shareholdings in New GM, and New GM was converted to "General Motors LLC". General Motors LLC is a wholly owned subsidiary of General Motors Holdings LLC, and General Motors Holdings LLC is a wholly owned subsidiary of General Motors Company. 12. Pursuant to a corporate reorganization completed on 10/19/2009, Treasury's loan with New GM was assigned and assumed by General Motors Holdings LLC. 13. The loan was funded through Chrysler LB Receivables Trust, a special purpose vehicle created by Chrysler FinCo. The amount of $1,500,000,000 represents the maximum loan amount. The loan was incrementally funded until it reached the maximum amount of $1.5 billion on 4/9/2009. 14. This transaction was an amendment to Treasury's 1/2/2009 agreement with Chrysler Holding. As of 4/30/2009, Treasury's obligation to lend any funds committed under this amendment had terminated. No funds were disbursed. 15. The loan was used to capitalize Chrysler Warranty SPV LLC, a special purpose vehicle created by Old Chrysler. 16. This transaction was set forth in a credit agreement with Old Chrysler fully executed on 5/5/2009 following a term sheet executed on 5/1/2009 and made effective on 4/30/2009. Treasury's commitment was $3.04 billion of the total $4.1 billion debtor-in-possession credit facility (the "Chrysler DIP Loan"). As of 6/30/2009, Treasury's commitment to lend under the Chrysler DIP Loan had terminated. The remaining principal amount reflects the final amount of funds disbursed under the Chrysler DIP Loan. 17. This transaction was an amendment to Treasury's commitment under the Chrysler DIP Loan, which increased Treasury's commitment by an amount $756,857,000 to a total of $3.8 billion under the Chrysler DIP Loan. As of 6/30/2009, Treasury's obligation to lend funds committed under the Chrysler DIP Loan had terminated. 18. This transaction, first reported based on a term sheet fully executed on 5/27/2009 for an amount up to $6.943 billion, was set forth in a credit agreement with New Chrysler fully executed on 6/10/2009. Under the terms of the credit agreement, Treasury made a new commitment to New Chrysler of up to $6.642 billion. The total loan amount is up to $7.142 billion including $500 million of debt assumed on 6/10/2009 from Chrysler Holding originally incurred under Treasury's 1/2/2009 credit agreement with Chrysler Holding. The debt obligations are secured by a first priority lien on the assets of New Chrysler. When the sale to new Chrysler was completed, Treasury acquired the rights to 9.85% of the common equity in new Chrysler. 19. Pursuant to the agreement explained in footnote 18, $500 million of this debt obligation was assumed by New Chrysler. 20. Under loan agreement, as amended on 7/23/2009, Treasury was entitled to proceeds Chrysler Holdco received from Chrysler FinCo equal to the greater of $1.375 billion or 40% of the equity value of Chrysler FinCo. Pursuant to a termination agreement dated 5/14/2010, Treasury agreed to accept a settlement payment of $1.9 billion as satisfaction in full of all existing debt obligations (including additional notes and accrued and unpaid interest) of Chrysler Holdco, and upon receipt of such payment to terminate all such obligations. 21. Amount of the Treasury investment exchange includes the exercised warrants from Treasury's initial investments. 22. Under the terms of an agreement dated 12/30/2009, the convertible preferred shares will mandatorily convert to common stock under the conditions and the conversion price as set forth in the terms of the agreement. 23. On April 30, 2010, the Plan of Liquidation for the debtors of Old Chrysler approved by the respective bankruptcy court became effective (the “Liquidation Plan”). Under the Liquidation Plan, the loan Treasury had provided to Old Chrysler was extinguished without repayment, and all assets of Old Chrysler were transferred to a liquidation trust. Treasury retained the right to recover the proceeds from the liquidation from time to time of the specified collateral security attached to such loan. 24. On October 27, 2010, Treasury accepted an offer by General Motors Company (GM) to repurchase all of the approximately $2.1 billion preferred stock at a price per share of $25.50, which is equal to 102% of the liquidation preference, subject to the closing of the proposed initial public offering of GM’s common stock. The repurchase was completed on 12/15/2010. 25. On 11/17/2010, Treasury agreed to sell 358,546,795 shares of common stock at $32.7525 per share (which represents the $33 public sale price less underwriting discounts and fees) pursuant to an underwriting agreement. Following settlement, the net proceeds to Treasury were $11,743,303,903. On 11/26/2010, the underwriters exercised their option to purchase an additional 53,782,019 shares of common stock from Treasury at the same purchase price resulting in additional proceeds of $1,761,495,577. Treasury's aggregate net proceeds from the sale of common stock pursuant to the underwriting agreement total $13,504,799,480. 26. On 12/30/2010, Treasury converted $5,500,000,000 of the total convertible preferred stock then outstanding and held by Treasury (including exercised warrants) into 531,850 shares of common stock of Ally. Following this conversion, Treasury holds $5,937,500,000 of convertible preferred stock. 27. On 3/1/2011, Treasury entered into an agreement with Ally Financial, Inc. (Ally) and certain other parties to amend and restate the $2,667,000,000 in aggregate liquidation preference of its Ally trust preferred securities so to facilitate a public underwritten offering. At the time of amendment and restatement, Treasury received all outstanding accrued and unpaid dividends and a distribution fee of $28,170,000. 28. On 3/2/2011, Treasury entered into an underwritten offering for all of its Ally trust preferred securities, the proceeds of which were $2,638,830,000, which together with the distribution fee referred to in footnote 27, provided total disposition proceeds to Treasury of $2,667,000,000. This amount does not include the accumulated and unpaid dividends on the trust preferred securities from the date of the amendment and restatement through but excluding the closing date that Treasury will receive separately at settlement. 29. On March 31, 2011, the Plan of Liquidation for Motors Liquidation Company (Old GM) became effective, Treasury’s $986 million loan to Old GM was converted to an administrative claim and the assets remaining with Old GM, including Treasury's liens on certain collateral and other rights attached to the loan, were transferred to liquidation trusts. On December 15, 2011, Old GM was dissolved, as required by the Plan of Liquidation. Treasury retained the right to recover additional proceeds; however, any additional recovery is dependent on actual liquidation proceeds and pending litigation. 30. In June 2009, Treasury provided a $6.6 billion loan commitment to Chrysler Group LLC and received a 9.9 percent equity ownership in Chrysler Group LLC (Chrysler). In January and April 2011, Chrysler met the first and second of three performance related milestones. As a result, Fiat’s ownership automatically increased from 20% to 30%, and Treasury’s ownership was reduced to 8.6%. On May 24, 2011, Fiat, through the exercise of an equity call option, purchased an incremental 16% fully diluted ownership interest in Chrysler for $1.268 billion, reducing Treasury’s ownership to 6.6% (or 6.0% on a fully diluted basis). On July 21, 2011, Fiat, through the exercise of an equity call option, purchased Treasury’s ownership interest for $500 million. In addition, Fiat paid $60 million to Treasury for its rights under an agreement with the UAW retirement trust pertaining to the trust's shares in Chrysler. 31 On May 24, 2011, Chrysler Group LLC terminated its ability to draw on the remaining $2.066 billion outstanding under this loan facility. 32. On November 1, 2011, Treasury received a $201,345.42 pro-rata tax distribution on its common stock from Ally Financial, Inc. pursuant to the terms of the Sixth Amended and Restated Limited Liability Company Operating Agreement of GMAC LLC dated May 22, 2009. AUTOMOTIVE SUPPLIER SUPPORT PROGRAM Seller Footnote Date Name of Institution City State Transaction Type Investment Description Investment Amount Pricing Mechanism Adjustment Details Adjustment Adjusted or Final Amount Investment Amount Adjustment Date Payment or Disposition4 Date 2/11/2010 Partial repayment Partial repayment 3/4/2010 11/20/2009 1 4/9/2009 GM Supplier Receivables LLC Wilmington DE Purchase Debt Obligation w/ Additional Note 7/8/2009 $ 3,500,000,000 3 $ (1,000,000,000) $ 6 2 4/9/2009 Chrysler Receivables SPV LLC INITIAL TOTAL $ 5,000,000,000 Wilmington DE Purchase ADJUSTED TOTAL Debt Obligation w/ Additional Note $ $ 1,500,000,000 N/A 7/8/2009 3 $ (500,000,000) 7 413,076,735 2,500,000,000 N/A Total Repayments $ 413,076,735 $ 290,000,000 $ 1,000,000,000 $ 123,076,735 Type Remaining Investment Description Amount Debt Obligation w/ Additional Note $ 140,000,000 Debt Obligation w/ Additional Note $ 100,000,000 Repayment5 Additional Note $ 50,000,000 4/5/2010 Payment6 None $ 56,541,893 3/9/2010 4/7/2010 Repayment5 Payment7 Additional Note None $ $ 123,076,735 44,533,054 $ 101,074,947 Total Proceeds from Additional Notes 1/ The loan was funded through GM Supplier Receivables, LLC, a special purpose vehicle created by General Motors Corporation. The amount of $3,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/3/2009. General Motors Company assumed GM Supplier Receivables 2/ The loan was funded through Chrysler Receivables SPV LLC, a special purpose vehicle created by Chrysler LLC. The amount of $1,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/7/2009. Chrysler Group LLC assumed Chrysler Receivables SPV LLC on 6/10/2009. 3/ Treasury issued notice to the institution of the permanent reduced commitment on 7/8/2009; the reduction was effective on 7/1/2009. 4/ Does not include accrued and unpaid interest due on the amount of principal repayment, which interest must be paid at the time of principal repayment. 5/ All outstanding principal drawn under the credit agreement was repaid. 6/ Treasury's commitment was $2.5 billion (see note 3). As of 4/5/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. 7/ Treasury's commitment was $1 billion (see note 3). As of 4/7/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. Page 2 of 2 TARGETED INVESTMENT PROGRAM Seller Footnote 1 Date Name of Institution 12/31/2008 Citigroup Inc. Bank of America 1/16/2009 Corporation Treasury Investment Remaining After Capital Repayment Capital Repayment Details State Transaction Type New York NY Purchase Charlotte NC Purchase City Investment Amount Pricing Mechanism Capital Repayment Date Investment Description Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants $ 20,000,000,000 Par 12/23/2009 $ 20,000,000,000 Par 12/9/2009 TOTAL $ 2 Capital Repayment Amount Remaining Capital Amount $ 20,000,000,000 $ $ 20,000,000,000 $ $ 40,000,000,000 Final Disposition Remaining Capital Description Final Disposition Date 0 Warrants 1/25/2011 A Warrants $ 190,386,428 0 Warrants 3/3/2010 A Warrants $ 1,236,804,513 $ 1,427,190,941 3 Final Disposition Description Final Disposition Proceeds 2 40,000,000,000 TOTAL CAPITAL REPAYMENT TOTAL TREASURY TIP INVESTMENT AMOUNT $ Total Warrant Proceeds 0 1/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock, Series I (TIP Shares) “dollar for dollar” for Trust Preferred Securities. 2/ Repayment pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009. 3/ For final disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution, and "A" represents the proceeds to Treasury, after underwriting fees, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution. ASSET GUARANTEE PROGRAM Initial Investment Footnote Date 1 1/16/2009 3 Seller Name of Institution Citigroup Inc. 12/23/2009 Citigroup Inc. City State Type New York NY Guarantee New York NY Termination Premium Description Master Agreement Termination Agreement TOTAL Guarantee Limit $ $ $ 5,000,000,000 Description Preferred Stock w/ Warrants Exchange/Transfer/Other Details Amount $ Footnote Date 2 6/9/2009 4,034,000,000 4 9/29/2010 Description Type Exchange preferred stock for Trust Preferred Securities trust preferred securities w/ Warrants $ Exchange trust preferred securities for trust preferred securities Trust Preferred Securities $ w/ Warrants Payment or Disposition Amount Footnote Date Remaining Premium Description Trust Preferred $ (1,800,000,000) Securities w/ Warrants Remaining Premium 4,034,000,000 3 Type Partial cancellation for early 12/23/2009 termination of guarantee Amount 2,246,000,000 5 9/30/2010 Disposition $ 2,246,000,000 Warrants $ 0 1/25/2011 Warrant Auction $ $ 0 67,197,045 None $ 2,234,000,000 (5,000,000,000) 0 Total Proceeds $ 2,313,197,045 1/ In consideration for the guarantee, Treasury received $4.03 billion of preferred stock, which pays 8% interest. 2/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” for Trust Preferred Securities. 3/ On 12/23/2009, Treasury entered into a Termination Agreement with the other parties to the Master Agreement which served to terminate Treasury’s guarantee and obligations under the Master Agreement. In connection with the early termination of the guarantee, Treasury agreed to cancel $1.8 billion of the AGP Trust Preferred Securities, and the Federal Deposit Insurance Corporation (FDIC) and Treasury agreed that, subject to the conditions set out in the Termination Agreement, the FDIC may transfer $800 million of Trust Preferred Securities to Treasury at the close of Citigroup’s participation in the FDIC’s Temporary Liquidity Guarantee Program. 4/ On 9/29/2010, Treasury entered into an agreement with Citigroup Inc. to exchange $2,234,000,000 in aggregate liquidation preference of its trust preferred securities for $2,246,000,000 in aggregate liquidation preference of trust preferred securities with certain modified terms. At the time of exchange, Citigroup Inc. paid the outstanding accrued and unpaid dividends. 5/ On 9/30/2010, Treasury entered into underwritten offering of the trust preferred securities, the gross proceeds of which do not include accumulated and unpaid distributions from the date of the exchange through the closing date. Page 1 of 1 AMERICAN INTERNATIONAL GROUP, INC. (AIG) INVESTMENT PROGRAM (formerly referred to as Systemically Significant Failing Institutions Program) Seller Name of Institution Note Date 1 11/25/2008 AIG 2, 3 4/17/2009 AIG Purchase Details Exchange/Transfer Details State Transaction Type New York NY Purchase Preferred Stock w/ Warrants (Series D) $ 40,000,000,000 Par New York NY Purchase Preferred Stock w/ Warrants (Series F) $ 29,835,000,000 Par City Investment Description Investment Amount Pricing Mechanism 2 Date Transaction Type 4/17/2009 Exchange Pricing Mechanism Amount Investment Description Preferred Stock w/ Warrants (Series E) 1 $ 40,000,000,000 Par See table below for exchange/transfer details in connection with the recapitalization conducted on 1/14/2011. Final Disposition TOTAL $ Date 69,835,000,000 Pricing Mechanism Proceeds Transaction Type Investment Warrants (Series E) Warrants (Series F) Total 1/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative Preferred Shares for Series E Fixed Rate Non-Cumulative Preferred Shares with no change to Treasury's initial investment amount. In addition, in order for AIG to fully redeem the Series E Preferred Shares, it had an additional obligation to Treasury of $1,604,576,000 to reflect the cumulative unpaid dividends for the Series D Preferred Shares due to Treasury through and including the exchange date. 2/ The investment amount reflected Treasury's commitment to invest up to $30 billion less a reduction of $165 million representing retention payments AIG Financial Products made to its employees in March 2009. 3/ This transaction does not include AIG's commitment fee of an additional $165 million paid from its operating income over the life of the facility. A $55 million payment was received by Treasury on 12/17/2010. The remaining $110 million payment was received by Treasury on 05/27/2011. AIG POST-RECAPITALIZATION Recapitalization Note Date Investment Description Treasury Holdings Post-Recapitalization Transaction Type Exchange Pricing Mechanism Par Investment Description Preferred Stock (Series G) AIA Preferred Units 4 1/14/2011 Preferred Stock (Series F) Exchange Exchange 1/14/2011 Preferred Stock (Series E) Date Amount / Shares $ $ 2,000,000,000 16,916,603,568 7 N/A ALICO Junior Preferred Interests 5 Final Disposition $ 3,375,328,432 167,623,733 Exchange 924,546,133 N/A 7 1/14/2011 Common Stock (non-TARP) Transfer Proceeds 8 Pricing Mechanism 5/27/2011 Cancellation $ 2/14/2011 Payment $ 185,726,192 3/8/2011 Payment $ 5,511,067,614 Par 3/15/2011 Payment $ 55,833,333 Par - N/A 8/17/2011 Payment $ 97,008,351 Par Payment $ 2,153,520,000 Par 9/2/2011 Payment $ 55,885,302 Par 11/1/2011 Payment $ 971,506,765 Par 3/8/2012 Payment $ 5,576,121,382 Par 3/15/2012 Payment $ 1,521,632,096 Par 3/22/2012 Payment $ 1,493,250,339 Par 2/14/2011 Payment $ 2,009,932,072 Par 3/8/2011 Payment $ 1,383,888,037 Par 3/15/2012 Payment $ 44,941,843 Par 5/24/2011 Partial Disposition $ 5,800,000,000 N/A 3/8/2012 Partial Disposition $ 6,000,000,008 N/A 5/6/2012 Partial Disposition $ 4,999,999,993 N/A 5/7/2012 Partial Disposition $ 749,999,972 N/A 8/3/2012 Partial Disposition $ 4,999,999,993 N/A $ 750,000,002 N/A Common Stock 562,868,096 Partial Disposition Remaining Recap Investment Amount, Shares, or Equity % $ 0 10 $ 0 8 $ 0 8 Par 8/18/2011 8/6/2012 6 Transaction Type 9/10/2012 Partial Disposition $ 17,999,999,973 N/A 9/11/2012 Partial Disposition $ 2,699,999,965 N/A 1,455,037,962 9 77% 1,248,141,410 11 70% 1,084,206,984 12 63% 1,059,616,821 12 61% 895,682,395 13 55% 871,092,231 13 53% 317,246,078 14 22% 234,169,156 14 16% Footnotes appear on following page. Page 1 of 2 4/ On 1/14/2011, (A) Treasury exchanged $27,835,000,000 of Treasury's investment in AIG's Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series F) which is equal to the amount funded (including amounts drawn at closing) under the Series F equity capital facility, for (i) the transferred SPV preferred interests and (ii) 167,623,733 shares of AIG Common Stock, and (B) Treasury exchanged $2,000,000,000 of undrawn Series F for 20,000 shares of preferred stock under the new Series G Cumulative Mandatory Convertible Preferred Stock equity capital facility under which AIG has the right to draw up to $2,000,000,000. 5/ On 1/14/2011, Treasury exchanged an amount equivalent to the $40 billion initial investment plus capitalized interest from the April 2009 exchange (see note 1 above) of Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series E) for 924,546,133 shares of AIG Common Stock. 6/ On 1/14/2011, Treasury received 562,868,096 shares of AIG Common Stock from the AIG Credit Facility Trust, which trust was established in connection with the credit facility between AIG and the Federal Reserve Bank of New York. This credit facility was repaid and terminated pursuant to this recapitalization transaction. The trust had received 562,868,096 shares of AIG common stock in exchange for AIG's Series C Perpetual, Convertible Participating Preferred Stock, which was previously held by the trust for the benefit of the U.S. Treasury. 7/ The amount of Treasury's AIA Preferred Units and ALICO Junior Preferred Interests holdings do not reflect preferred returns on the securities that accrue quarterly. 8/ Proceeds include amounts applied to pay (i) accrued preferred returns and (ii) redeem the outstanding liquidation amount. 9/ On 5/27/2011, Treasury completed the sale of 200,000,000 shares of common stock at $29.00 per share for total proceeds of $5,800,000,000, pursuant to an underwriting agreement executed on 05/24/2011. 10/ On 5/27/2011, pursuant to the terms of the agreements governing the Preferred Stock (Series G), the available amount of the Preferred Stock (Series G) was reduced to $0 as a result of AIG’s primary offering of its common stock and the Preferred Stock (Series G) was cancelled. 11/ On 3/13/2012, Treasury completed the sale of 206,896,552 shares of common stock at $29.00 per share for total proceeds of $6,000,000,008, pursuant to an underwriting agreement executed on 3/8/2012. 12/ On 5/10/2012, Treasury completed the sale of 188,524,589 shares of common stock at $30.50 per share for total proceeds of $5,749,999,965, pursuant to an underwriting agreement executed on 5/6/2012. 13/ On 8/8/2012, Treasury completed the sale of 188,524,590 shares of common stock at $30.50 per share for total proceeds of $5,749,999,995, pursuant to an underwriting agreement executed on 8/3/2012. 14/ On 9/14/2012, Treasury completed the sale of 636,923,075 shares of common stock at $32.50 per share for total proceeds of $20,699,999,938, pursuant to an underwriting agreement executed on 9/10/2012. Page 2 of 2 CONSUMER AND BUSINESS LENDING INITIATIVE INVESTMENT PROGRAM Seller Footnote Date Name of Institution City State Transaction Type Investment Amount Investment Description Pricing Mechanism Adjusted Investment Date Amount 7/19/2010 1 3/3/2009 TALF LLC Wilmington DE Purchase Debt Obligation w/ Additional Note $ 20,000,000,000 TOTAL $ 1,400,000,000 N/A 6/28/2012 2 3 $ 4,300,000,000 $ 1,400,000,000 1/ The loan was funded through TALF LLC, a special purpose vehicle created by The Federal Reserve Bank of New York ("FRBNY"). The amount of $20,000,000,000 represents the maximum loan amount. The loan will be incrementally funded. 2/ On 7/19/2010, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously entered into on 3/3/2009, which amendment reduced Treasury's maximum loan amount to $4,300,000,000. 2/ On 6/28/2012, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously amended 7/19/2010, which reduced Treasury's maximum loan amount to $1,400,000,000. Page 1 of 1 SMALL BUSINESS AND COMMUNITY LENDING INITIATIVE SBA 7a Securities Purchase Program Purchase Details 1 Date 3/19/2010 3/19/2010 3/19/2010 4/8/2010 4/8/2010 5/11/2010 5/11/2010 5/11/2010 5/25/2010 5/25/2010 6/17/2010 6/17/2010 7/14/2010 7/14/2010 7/14/2010 7/29/2010 7/29/2010 8/17/2010 8/17/2010 8/17/2010 8/31/2010 8/31/2010 8/31/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 Investment Description Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2016 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2017 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2019 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2024 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2021 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2026 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2035 Total Purchase Face Amount Settlement Details Purchase Face Amount 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,070,000 7,617,617 8,030,000 23,500,000 8,900,014 10,751,382 12,898,996 8,744,333 8,417,817 17,119,972 34,441,059 28,209,085 6,004,156 6,860,835 13,183,361 2,598,386 9,719,455 8,279,048 5,000,000 10,000,000 9,272,482 10,350,000 6,900,000 8,902,230 8,050,000 5,750,000 5,741,753 3,450,000 11,482,421 13,402,491 14,950,000 $ 332,596,893 Pricing Mechanism TBA or PMF3 Investment Amount Settlement Date 107.75 109 108.875 110.502 107.5 106.806 109.42 110.798 110.125 109.553 110.785 112.028 106.625 108.505 111.86 108.4375 106.75 110.198 110.088 110.821 110.515 112.476 105.875 111.584 110.759 106.5 110.5 110.875 113.838 113.9 114.006 - 3/24/2010 3/24/2010 3/24/2010 5/28/2010 4/30/2010 6/30/2010 6/30/2010 6/30/2010 7/30/2010 7/30/2010 8/30/2010 8/30/2010 9/30/2010 9/30/2010 9/30/2010 9/30/2010 10/29/2010 9/30/2010 10/29/2010 10/29/2010 9/29/2010 10/29/2010 11/30/2010 10/29/2010 11/30/2010 11/30/2010 11/30/2010 11/30/2010 12/30/2010 11/30/2010 12/30/2010 TOTAL INVESTMENT AMOUNT 2, 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Senior Security Proceeds 4 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 2,184 4,130 4,348 12,983 4,783 5,741 7,057 4,844 4,635 9,377 19,077 15,801 3,200 3,722 7,373 1,408 5,187 4,561 2,752 5,541 5,123 5,820 3,652 4,966 4,458 3,061 3,172 1,912 6,535 7,632 8,521 Total Senior Security Proceeds $ 183,555 $ 4,377,249 8,279,156 8,716,265 26,041,643 9,598,523 11,511,052 14,151,229 9,717,173 9,294,363 18,801,712 38,273,995 31,693,810 6,416,804 7,462,726 14,789,302 2,826,678 10,394,984 9,150,989 5,520,652 11,115,031 10,277,319 11,672,766 7,319,688 9,962,039 8,940,780 6,134,172 6,361,173 3,834,428 13,109,070 15,308,612 17,092,069 TBA or PMF3 - Final Disposition 368,145,452 Trade Date PMF6 6/21/2011 10/19/2011 6/21/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 9/20/2011 6/21/2011 9/20/2011 6/21/2011 10/19/2011 6/21/2011 1/24/2012 6/21/2011 9/20/2011 10/19/2011 10/19/2011 9/20/2011 10/19/2011 1/24/2012 1/24/2012 1/24/2012 1/24/2012 1/24/2012 10/19/2011 1/24/2012 10/19/2011 1/24/2012 - Purchase Face Amount 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,070,000 7,617,617 8,030,000 23,500,000 8,900,014 10,751,382 12,898,996 8,744,333 8,417,817 17,119,972 34,441,059 28,209,085 6,004,156 6,860,835 13,183,361 2,598,386 9,719,455 8,279,048 5,000,000 10,000,000 9,272,482 10,350,000 6,900,000 8,902,230 8,050,000 5,750,000 5,741,753 3,450,000 11,482,421 13,402,491 14,950,000 Current Face Amount 6, 8 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 3,151,186 5,891,602 5,964,013 22,350,367 6,542,218 9,819,270 12,570,392 8,483,188 8,171,159 15,030,712 32,656,125 25,930,433 5,656,049 6,520,875 12,704,841 1,903,407 9,531,446 6,425,217 4,580,543 9,030,539 8,403,846 10,099,555 6,236,800 7,503,681 7,053,867 5,473,724 4,307,881 3,367,168 10,592,775 12,963,737 14,562,161 Life-to-date Principal Received Disposition Amount 5, 6 1, 8 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 902,633 1,685,710 2,022,652 1,149,633 2,357,796 932,112 328,604 261,145 246,658 2,089,260 1,784,934 2,278,652 348,107 339,960 478,520 694,979 188,009 1,853,831 419,457 969,461 868,636 250,445 663,200 1,398,549 996,133 276,276 1,433,872 82,832 889,646 438,754 387,839 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 3,457,746 6,462,972 6,555,383 25,039,989 7,045,774 10,550,917 13,886,504 9,482,247 8,985,818 16,658,561 36,072,056 29,142,474 6,051,772 7,105,304 14,182,379 2,052,702 10,223,264 7,078,089 5,029,356 9,994,806 9,230,008 11,314,651 6,556,341 8,269,277 7,703,610 5,764,858 4,693,918 3,698,411 11,818,944 14,433,039 16,383,544 Disposition Proceeds $ 334,924,711 TOTAL PROGRAM PROCEEDS TO DATE7 $ 376,748,302 1/ The amortizing principal and interest payments are reported on the monthly Dividends and Interest Report available at www.FinancialStability.gov. 2/ Investment Amount is stated after applying the appropriate month's factor and includes accrued interest paid at settlement, if applicable. 3/ If a purchase is listed as TBA, or To-Be-Announced, the underlying loans in the SBA Pool have yet to come to market, and the TBA pricing mechanism, purchase face amount, investment amount and senior security proceeds will be adjusted within the variance permitted under the program terms. If a purchase is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security and senior security are priced according to the prior-month's factor. The PMF investment amount and senior security proceeds will be adjusted after publication of the applicable month's factor (on or about the 11th business day of each month). 4/ In order to satisfy the requirements under Section 113 of the Emergency Economic Stabilization Act of 2008, Treasury will acquire a senior indebtedness instrument (a Senior Security) from the seller of each respective SBA 7a Security. Each Senior Security will (i) have an aggregate principal amount equal to the product of (A) 0.05% and (B) the Investment Amount (excluding accrued interest) paid by Treasury for the respective SBA 7a Security, and (ii) at the option of the respective seller, may be redeemed at par value immediately upon issuance, or remain outstanding with the terms and conditions as set forth in the Master Purchase Agreement. 5/ Disposition Amount is stated after applying the appropriate month's factor and includes accrued interest received at settlement, if applicable. If the disposition is listed as PMF, the disposition amount will be adjusted after publication of the applicable month's factor. 6/ If a disposition is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security is priced according to the prior-month's factor. The PMF disposition amount will be adjusted after publication of the applicable month's factor (on or about the 11th business day of each month). 7/ Total Program Proceeds To Date includes life-to-date disposition proceeds, life-to-date principal received, life-to-date interest received, and senior security proceeds (excluding accruals). 8/ The sum of Current Face Amount and Life-to-date Principal Received will equal Purchase Face Amount for CUSIPs that were originally purchased as TBAs only after the applicable month's factor has been published and trailing principal & interest payments have been received. Page 1 of 1 LEGACY SECURITIES PUBLIC-PRIVATE INVESTMENT PROGRAM (S-PPIP) Preliminary Adjusted Seller Footnote Date 1 9/30/2009 2 1 2 9/30/2009 9/30/2009 9/30/2009 Name of Institution UST/TCW Senior Mortgage Securities Fund, L.P. UST/TCW Senior Mortgage Securities Fund, L.P. Invesco Legacy Securities Master Fund, L.P. Invesco Legacy Securities Master Fund, L.P. Commitment City Wilmington Wilmington Wilmington Wilmington Transaction Type State DE DE DE DE Purchase Purchase Purchase Purchase Commitment Amount Investment Description Membership Interest Debt Obligation w/ Contingent Proceeds Membership Interest Debt Obligation w/ Contingent Proceeds $ $ $ $ 1,111,111,111 2,222,222,222 1,111,111,111 2,222,222,222 Pricing Mechanism Date Par 1/4/2010 Par Par Par 1/4/2010 3 Amount 4 4 $ $ 3/22/2010 6 $ 3/22/2010 6 156,250,000 200,000,000 1,244,437,500 $ 2,488,875,000 Final Investment Final Commitment Amount Date 1/4/2010 1/4/2010 7/16/2010 7 Amount Amount 4 $ 4 $ $ 9/26/2011 8 $ 156,250,000 200,000,000 856,000,000 1,161,920,000 9 Amount $ $ $ $ 156,250,000 200,000,000 580,960,000 1,161,920,000 Investment After Capital Repayment Capital Repayment Details Repayment Date 1/15/2010 Repayment Amount $ 156,250,000 Amount $ 1/11/2010 $ 34,000,000 $ 1/12/2010 $ 166,000,000 $ 2/18/2010 $ 4/15/2010 9/15/2010 Description 0 Membership Interest 0 578,515,653 Membership Interest $ 3,533,199 $ 574,982,454 Membership Interest $ 30,011,187 $ 544,971,267 Membership Interest 11/15/2010 $ 66,463,982 $ 478,507,285 Membership Interest 12/14/2010 $ 15,844,536 $ 462,662,749 Membership Interest 1/14/2011 $ 13,677,726 $ 448,985,023 Membership Interest 2/14/2011 $ 48,523,845 $ 400,461,178 Membership Interest 3/14/2011 $ 68,765,544 $ 331,695,634 Membership Interest 4/14/2011 $ 77,704,254 $ 253,991,380 Membership Interest 5/20/2011 $ 28,883,733 $ 225,107,647 Membership Interest 6/14/2011 $ 9,129,709 $ 215,977,938 Membership Interest 7/15/2011 $ 31,061,747 $ 184,916,192 Membership Interest 8/12/2011 $ 10,381,214 $ 174,534,977 Membership Interest 10/17/2011 $ 6,230,731 $ 168,304,246 Membership Interest 12/14/2011 $ 1,183,959 $ 167,120,288 Membership Interest 1/17/2012 $ 1,096,185 $ 166,024,103 Membership Interest 2/14/2012 $ 1,601,688 $ 164,422,415 Membership Interest 3/14/2012 $ 3,035,546 $ 161,386,870 Membership Interest 3/29/2012 $ 161,386,870 $ 4,888,718 $ 4/15/2010 9/15/2010 $ 7,066,434 $ $ 60,022,674 $ 11/15/2010 $ 132,928,628 $ 12/14/2010 $ 31,689,230 $ 1/14/2010 $ 27,355,590 $ 2/14/2011 $ 92,300,138 $ 3/14/2011 $ 128,027,536 $ 4/14/2011 $ 155,409,286 $ 5/20/2011 $ 75,085,485 $ 6/14/2011 $ 18,259,513 $ 7/15/2011 $ 62,979,809 $ 8/12/2011 $ 20,762,532 $ 10/17/2011 $ 37,384,574 $ 12/14/2011 $ 7,103,787 $ 1/17/2012 $ 6,577,144 $ 2/14/2012 $ 9,610,173 $ 3/14/2012 $ 284,468,750 $ Proceeds 5 Distribution 2/24/2010 Final Distribution 1/29/2010 Distribution 2/24/2010 Final Distribution 3/29/2012 Distribution 8/9/2012 Distribution 3/29/2012 Distribution 8/9/2012 Distribution Contingent Proceeds $ $ Description 1/29/2010 5 $ 20,091,872 $ 48,922 Debt Obligation w/ 166,000,000 Contingent Proceeds 2,444,347 2/18/2010 Distribution or Disposition Date 0 Membership Interest 5 5 $ 502,302 $ 1,223 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 5 $ 56,390,209 $ 1,056,751 5 $ 3,434,460 5 $ 40,556 5 Debt Obligation w/ 1,157,031,282 Contingent Proceeds Debt Obligation w/ 1,149,964,848 Contingent Proceeds Debt Obligation w/ 1,089,942,174 Contingent Proceeds Debt Obligation w/ 957,013,546 Contingent Proceeds Debt Obligation w/ 925,324,316 Contingent Proceeds Debt Obligation w/ 897,968,726 Contingent Proceeds Debt Obligation w/ 805,668,588 Contingent Proceeds Debt Obligation w/ 677,641,052 Contingent Proceeds Debt Obligation w/ 522,231,766 Contingent Proceeds Debt Obligation w/ 447,146,281 Contingent Proceeds Debt Obligation w/ 428,886,768 Contingent Proceeds Debt Obligation w/ 365,906,960 Contingent Proceeds Debt Obligation w/ 345,144,428 Contingent Proceeds Debt Obligation w/ 307,759,854 Contingent Proceeds Debt Obligation w/ 300,656,067 Contingent Proceeds Debt Obligation w/ 294,078,924 Contingent Proceeds Debt Obligation w/ 284,468,750 Contingent Proceeds 0 Contingent Proceeds Page 1 of 3 Preliminary Adjusted Seller Commitment Amount Date Wellington Management Legacy Securities PPIF Master Fund, LP Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,262,037,500 7/16/2010 $ 1,149,487,000 2 10/1/2009 Wellington Management Legacy Securities PPIF Master Fund, LP Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,524,075,000 7/16/2010 $ 2,298,974,000 1 10/2/2009 AllianceBernstein Legacy Securities Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 1,150,423,500 1 2 1 2 10/2/2009 10/2/2009 10/30/2009 10/30/2009 Blackrock PPIF, L.P. Blackrock PPIF, L.P. AG GECC PPIF Master Fund, L.P. AG GECC PPIF Master Fund, L.P. Wilmington Wilmington Wilmington Wilmington Wilmington DE DE DE DE DE Purchase Purchase Purchase Purchase Purchase Debt Obligation w/ Contingent Proceeds Membership Interest Debt Obligation w/ Contingent Proceeds Membership Interest Debt Obligation w/ Contingent Proceeds $ $ $ $ $ 2,222,222,222 1,111,111,111 2,222,222,222 1,111,111,111 2,222,222,222 Par Par Par Par Par Date 3/22/2010 6 $ 3/22/2010 6 $ 3/22/2010 6 $ 3/22/2010 6 $ 3/22/2010 6 $ Amount 2,488,875,000 1,244,437,500 2,488,875,000 1,271,337,500 2,542,675,000 Date 7 10/1/2009 AllianceBernstein Legacy Securities Master Fund, L.P. Investment Description Pricing Mechanism Final Investment Final Commitment Amount 1 10/2/2009 City Transaction State Type 3 Footnote 2 Name of Institution Commitment 7/16/2010 7/16/2010 7/16/2010 7/16/2010 7/16/2010 Amount Amount $ $ $ $ $ 2,300,847,000 694,980,000 1,389,960,000 1,243,275,000 2,486,550,000 9 Amount 12 $ 2,128,000,000 Capital Repayment Details Repayment Date Investment After Capital Repayment Repayment Amount Amount Distribution or Disposition Description 7/16/2012 $ 62,499,688 $ 1,086,987,313 Membership Interest 9/17/2012 $ 152,499,238 $ 6/26/2012 $ 125,000,000 $ 9/17/2012 $ 305,000,000 $ 934,488,075 Membership Interest Debt Obligation w/ 2,173,974,000 Contingent Proceeds Debt Obligation w/ 1,868,974,000 Contingent Proceeds 1/15/2010 $ 44,043 $ 1,150,379,457 Membership Interest 2/14/2011 $ 712,284 $ 1,149,667,172 Membership Interest 3/14/2011 $ 6,716,327 $ 1,142,950,845 Membership Interest 4/14/2011 $ 7,118,388 $ 1,135,832,457 5/14/2012 $ 39,999,800 $ 1,095,832,657 Membership Interest 6/14/2012 $ 287,098,565 $ 808,734,092 Membership Interest 7/16/2012 $ 68,749,656 $ 739,984,436 Membership Interest 8/14/2012 $ 361,248,194 $ 378,736,242 Membership Interest 8/30/2012 $ 292,454,480 $ 86,281,762 5/16/2011 $ 30,244,575 $ 2,097,755,425 6/14/2011 $ 88,087 $ 2,097,667,339 5/3/2012 $ 80,000,000 $ 2,017,667,339 5/14/2012 $ 30,000,000 $ 1,987,667,339 5/23/2012 $ 500,000,000 $ 1,487,667,339 6/14/2012 $ 44,200,000 $ 1,443,467,339 6/25/2012 $ 120,000,000 $ 1,323,467,339 Membership Interest Description Proceeds 10 10 10 10 10 10 10 10 10 Membership Interest 8/30/2012 Distribution 9/12/2012 Distribution 9/19/2012 Distribution 10 5, 11 5, 11 5, 11 $ 75,278,664 $ 79,071,633 $ 106,300,357 Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds 7/16/2012 $ 17,500,000 $ 1,305,967,339 7/27/2012 $ 450,000,000 $ 855,967,339 8/14/2012 $ 272,500,000 $ 583,467,339 8/22/2012 $ 583,467,339 $ 8/14/2012 $ 90,269,076 $ 604,710,924 Membership Interest 9/17/2012 $ 8,833,632 $ 7/31/2012 $ 175,000,000 $ 8/14/2012 $ 5,539,055 $ 8/31/2012 $ 16,000,000 $ 9/17/2012 $ 1,667,352 $ 595,877,292 Membership Interest Debt Obligation w/ 1,214,960,000 Contingent Proceeds Debt Obligation w/ 1,209,420,945 Contingent Proceeds Debt Obligation w/ 1,193,420,945 Contingent Proceeds Debt Obligation w/ 1,191,753,592 Contingent Proceeds - Date 10 2/14/2012 $ 87,099,565 $ 1,156,175,436 Membership Interest 3/14/2012 $ 99,462,003 $ 1,056,713,433 Membership Interest 5/14/2012 $ 74,999,625 $ 981,713,808 Membership Interest 7/16/2012 $ 18,749,906 $ 962,963,902 Membership Interest 8/14/2012 $ 68,399,658 $ 894,564,244 Membership Interest 9/17/2012 $ 124,999,375 $ 2/14/2012 $ 174,200,000 $ 3/14/2012 $ 198,925,000 $ 5/14/2012 $ 150,000,000 $ 7/16/2012 $ 37,500,000 $ 8/14/2012 $ 136,800,000 $ 9/17/2012 $ 250,000,000 $ 769,564,869 Membership Interest Debt Obligation w/ 2,312,350,000 Contingent Proceeds Debt Obligation w/ 2,113,425,000 Contingent Proceeds Debt Obligation w/ 1,963,425,000 Contingent Proceeds Debt Obligation w/ 1,925,925,000 Contingent Proceeds Debt Obligation w/ 1,789,125,000 Contingent Proceeds Debt Obligation w/ 1,539,125,000 Contingent Proceeds 10 10 10 10 10 10 10 10 Page 2 of 3 Preliminary Adjusted Seller Footnote Date 1 11/4/2009 2 11/4/2009 Name of Institution RLJ Western Asset Public/Private Master Fund, L.P. RLJ Western Asset Public/Private Master Fund, L.P. Commitment City Wilmington Wilmington Transaction State Type DE DE Purchase Purchase Investment Description Membership Interest Debt Obligation w/ Contingent Proceeds $ $ 1,111,111,111 2,222,222,222 Pricing Mechanism Par Par Date Amount 3/22/2010 6 $ 3/22/2010 6 $ 1,244,437,500 2,488,875,000 Final Investment Final Commitment Amount Date 7/16/2010 7/16/2010 7 $ 620,578,258 1,241,156,516 11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 474,550,000 2 11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 949,100,000 1 12/18/2009 Oaktree PPIP Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 1,160,784,100 12/18/2009 Oaktree PPIP Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds INITIAL COMMITMENT AMOUNT $ $ 2,222,222,222 30,000,000,000 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 FINAL COMMITMENT AMOUNT Amount Amount $ 1 2 1/ 2/ 3/ 4/ 5/ Commitment Amount 3 $ $ 2,321,568,200 9 Amount $ 620,578,258 Capital Repayment Details Repayment Date Investment After Capital Repayment Repayment Amount Amount Description 1,202,957 $ 619,375,301 Membership Interest $ 3,521,835 $ 615,853,465 Membership Interest $ 104,959,251 $ 510,894,215 Membership Interest 9/17/2012 $ 72,640,245 $ 5/13/2011 $ 13,531,530 $ 7/31/2012 $ 618,750,000 $ 8/9/2012 $ 151,006,173 $ 8/14/2012 $ 11,008,652 $ 8/23/2012 $ 160,493,230 $ 8/29/2012 $ 103,706,836 $ 9/17/2012 $ 20,637,410 $ 438,253,970 Membership Interest Debt Obligation w/ 1,227,468,470 Contingent Proceeds Debt Obligation w/ 608,718,470 Contingent Proceeds Debt Obligation w/ 457,712,297 Contingent Proceeds Debt Obligation w/ 446,703,645 Contingent Proceeds Debt Obligation w/ 286,210,415 Contingent Proceeds Debt Obligation w/ 182,503,579 Contingent Proceeds Debt Obligation w/ 161,866,170 Contingent Proceeds 9/17/2012 $ 74,499,628 $ 9/17/2012 $ 149,000,000 $ 400,050,373 Membership Interest Debt Obligation w/ 800,100,000 Contingent Proceeds 7/15/2011 $ 39,499,803 $ 1,121,284,298 Membership Interest 3/14/2012 $ 39,387,753 $ 1,081,896,544 Membership Interest 9/17/2012 $ 22,111,961 $ 7/15/2011 $ 79,000,000 $ 3/14/2012 $ 78,775,901 $ 9/17/2012 $ 44,224,144 $ 1,059,784,583 Membership Interest Debt Obligation w/ 2,242,568,200 Contingent Proceeds Debt Obligation w/ 2,163,792,299 Contingent Proceeds Debt Obligation w/ 2,119,568,156 Contingent Proceeds TOTAL CAPITAL REPAYMENT AMOUNT $ 9,442,672,218 $ 1,241,000,000 3/14/2011 $ 4/14/2011 8/14/2012 21,856,403,574 Distribution or Disposition Date Description Proceeds 10 10 10 10 10 10 10 10 TOTAL DISTRIBUTIONS 5 $ 342,216,950 The equity amount may be incrementally funded. Commitment amount represents Treasury's maximum obligation if the limited partners other than Treasury fund their maximum equity capital obligations. The loan may be incrementally funded. Commitment amount represents Treasury's maximum obligation if Treasury and the limited partners other than Treasury fund 100% of their maximum equity obligations. Adjusted to show Treasury's maximum obligations to a fund. On 1/4/2010, Treasury and the fund manager entered into a Winding-Up and Liquidation Agreement. Distributions after capital repayments will be considered profit and are paid pro rata (subject to prior distribution of Contingent Proceeds to Treasury) to the fund's partners, including Treasury, in proportion to their membership interests. These figures exclude pro-rata distributions to Treasury of gross investment proceeds (reported on the Dividends & Interest report), which may be made from time to time in accordance with the terms of the fund's Limited Partnership Agreement. 6/ Following termination of the TCW fund, the $3.33 billion of obligations have been reallocated to the remaining eight funds pursuant to consent letters from Treasury dated as of 3/22/2010. $133 million of maximum equity capital obligation and $267 million of maximum debt obligation were reallocated per fund, after adjustment for the $17.6 million and $26.9 million equity capital reallocations from private investors in the TCW fund to the Wellington fund and the AG GECC fund, respectively. The $356 million of final investment in the TCW fund will remain a part of Treasury's total maximum S-PPIP investment amount. 7/ Amount adjusted to show Treasury's final capital commitment (membership interest) and the maximum amount of Treasury's debt obligation that may be drawn down in accordance with the Loan Agreement. 8/ On 09/26/2011, the General Partner notified Treasury that the Investment Period was terminated in accordance with the Limited Partnership Agreement. As a result, the Final Investment Amount, representing Treasury's debt obligation, has been reduced to the cumulative amount of debt funded. 9/ Cumulative capital drawn at end of the Investment Period. 10/ The Amount is adjusted to reflect pro-rata equity distributions that have been deemed to be capital repayments to Treasury. 11/ Distribution represents a gain on funded capital and is subject to revision pending any additional fundings of the outstanding commitment. 12/ On 08/23/2012, AllianceBernstein agreed to de-obligate its unused debt commitment. The Final Investment Amount represents the cumulative capital drawn as of the de-obligation. Page 3 of 3