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U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Transactions Report For Period Ending October 28, 2009 CAPITAL PURCHASE PROGRAM Seller Footnote 11 Purchase Date Purchase Details Name of Institution City State Investment Description Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Mechanism 10/28/2008 10/28/2008 10/28/2008 10/28/2008 10/28/2008 10/28/2008 10/28/2008 10/28/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 Bank of America Corporation The Bank of New York Mellon Corporation Citigroup Inc. The Goldman Sachs Group, Inc. JPMorgan Chase & Co. Morgan Stanley State Street Corporation Wells Fargo & Company Bank of Commerce Holdings 1st FS Corporation UCBH Holdings, Inc. Northern Trust Corporation SunTrust Banks, Inc. Broadway Financial Corporation Washington Federal Inc. BB&T Corp. Provident Bancshares Corp. Umpqua Holdings Corp. Comerica Inc. Regions Financial Corp. Capital One Financial Corporation First Horizon National Corporation Huntington Bancshares KeyCorp Charlotte New York New York New York New York New York Boston San Francisco Redding Hendersonville San Francisco Chicago Atlanta Los Angeles Seattle Winston-Salem Baltimore Portland Dallas Birmingham McLean Memphis Columbus Cleveland NC NY NY NY NY NY MA CA CA NC CA IL GA CA WA NC MD OR TX AL VA TN OH OH Preferred Stock w/ Warrants Preferred Stock w/ Warrants Common Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 15,000,000,000 3,000,000,000 25,000,000,000 10,000,000,000 25,000,000,000 10,000,000,000 2,000,000,000 25,000,000,000 17,000,000 16,369,000 298,737,000 1,576,000,000 3,500,000,000 9,000,000 200,000,000 3,133,640,000 151,500,000 214,181,000 2,250,000,000 3,500,000,000 3,555,199,000 866,540,000 1,398,071,000 2,500,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 11/14/2008 Valley National Bancorp Wayne NJ Preferred Stock w/ Warrants $ 300,000,000 Par 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 Zions Bancorporation Marshall & Ilsley Corporation U.S. Bancorp TCF Financial Corporation First Niagara Financial Group HF Financial Corp. Centerstate Banks of Florida Inc. City National Corporation First Community Bankshares Inc. Western Alliance Bancorporation Webster Financial Corporation Pacific Capital Bancorp Heritage Commerce Corp. Ameris Bancorp Porter Bancorp Inc. Banner Corporation Salt Lake City Milwaukee Minneapolis Wayzata Lockport Sioux Falls Davenport Beverly Hills Bluefield Las Vegas Waterbury Santa Barbara San Jose Moultrie Louisville Walla Walla UT WI MN MN NY SD FL CA VA NV CT CA CA GA KY WA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 1,400,000,000 1,715,000,000 6,599,000,000 361,172,000 184,011,000 25,000,000 27,875,000 400,000,000 41,500,000 140,000,000 400,000,000 180,634,000 40,000,000 52,000,000 35,000,000 124,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Capital Repayment Date Capital Repayment Amount 6 Remaining Capital Amount Final Disposition Remaining Investment Description Final Disposition Date Disposition Investment Description Final Disposition Proceeds 6/17/2009 4 $ 3,000,000,000 $ 0 Warrants 8/5/2009 Warrants $ 136,000,000 6/17/2009 6/17/2009 6/17/2009 6/17/2009 4 $ $ $ $ 10,000,000,000 25,000,000,000 10,000,000,000 2,000,000,000 $ $ $ $ 0 0 0 0 Warrants Warrants Warrants Warrants 7/22/2009 Warrants $ 1,100,000,000 8/12/2009 7/8/2009 Warrants Warrants $ $ 950,000,000 60,000,000 6/17/2009 4 $ 1,576,000,000 $ 0 Warrants 8/26/2009 Warrants $ 87,000,000 5/27/2009 6/17/2009 4 $ $ 200,000,000 3,133,640,000 $ $ 0 0 Warrants Warrants 7/22/2009 Warrants $ 67,010,402 6/17/2009 4 $ 3,555,199,000 $ 0 Warrants 6/3/2009 4 $ 75,000,000 $ 225,000,000 9/23/2009 4 $ 125,000,000 $ 100,000,000 6/17/2009 4/22/2009 5/27/2009 6/3/2009 9/30/2009 4 $ $ $ $ $ 6,599,000,000 361,172,000 184,011,000 25,000,000 27,875,000 $ $ $ $ $ 0 0 0 0 0 Warrants Warrants Warrants Warrants Warrants 7/15/2009 Warrants $ 139,000,000 6/24/2009 6/30/2009 10/28/2009 Warrants Warrants Warrants $ $ $ 2,700,000 650,000 212,000 7/8/2009 5 $ 41,500,000 $ 0 Warrants 4 4 5 4 4 5 4 5 9 Preferred Stock w/ Warrants Preferred Stock w/ Warrants 9 9 Page 1 of 22 Seller Footnote 12 Purchase Date Purchase Details Name of Institution City 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 Cascade Financial Corporation Columbia Banking System, Inc. Heritage Financial Corporation First PacTrust Bancorp, Inc. Severn Bancorp, Inc. Boston Private Financial Holdings, Inc. Associated Banc-Corp Trustmark Corporation First Community Corporation Taylor Capital Group Nara Bancorp, Inc. Midwest Banc Holdings, Inc. MB Financial Inc. First Midwest Bancorp, Inc. United Community Banks, Inc. Wesbanco Bank Inc. Encore Bancshares Inc. Manhattan Bancorp Iberiabank Corporation Eagle Bancorp, Inc. Sandy Spring Bancorp, Inc. Coastal Banking Company, Inc. East West Bancorp South Financial Group, Inc. Great Southern Bancorp Cathay General Bancorp Southern Community Financial Corp. Everett Tacoma Olympia Chula Vista Annapolis Boston Green Bay Jackson Lexington Rosemont Los Angeles Melrose Park Chicago Itasca Blairsville Wheeling Houston El Segundo Lafayette Bethesda Olney Fernandina Beach Pasadena Greenville Springfield Los Angeles Winston-Salem 12/5/2008 CVB Financial Corp Ontario 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 First Defiance Financial Corp. First Financial Holdings Inc. Superior Bancorp Inc. Southwest Bancorp, Inc. Popular, Inc. Blue Valley Ban Corp Central Federal Corporation Bank of Marin Bancorp Bank of North Carolina Central Bancorp, Inc. Southern Missouri Bancorp, Inc. State Bancorp, Inc. TIB Financial Corp Unity Bancorp, Inc. Old Line Bancshares, Inc. FPB Bancorp, Inc. Sterling Financial Corporation Oak Valley Bancorp Old National Bancorp Capital Bank Corporation Pacific International Bancorp SVB Financial Group Defiance Charleston Birmingham Stillwater San Juan Overland Park Fairlawn Novato Thomasville Somerville Poplar Bluff Jericho Naples Clinton Bowie Port St. Lucie Spokane Oakdale Evansville Raleigh Seattle Santa Clara State WA WA WA CA MD MA WI MS SC IL CA IL IL IL GA WV TX CA LA MD MD FL CA SC MO CA NC CA OH SC AL OK PR KS OH CA NC MA MO NY FL NJ MD FL WA CA IN NC WA CA Investment Description Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Mechanism Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 38,970,000 76,898,000 24,000,000 19,300,000 23,393,000 154,000,000 525,000,000 215,000,000 11,350,000 104,823,000 67,000,000 84,784,000 196,000,000 193,000,000 180,000,000 75,000,000 34,000,000 1,700,000 90,000,000 38,235,000 83,094,000 9,950,000 306,546,000 347,000,000 58,000,000 258,000,000 42,750,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Preferred Stock w/ Warrants $ 130,000,000 Par Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 37,000,000 65,000,000 69,000,000 70,000,000 935,000,000 21,750,000 7,225,000 28,000,000 31,260,000 10,000,000 9,550,000 36,842,000 37,000,000 20,649,000 7,000,000 5,800,000 303,000,000 13,500,000 100,000,000 41,279,000 6,500,000 235,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Capital Repayment Date Capital Repayment Amount 6 Remaining Capital Amount Remaining Investment Description Final Disposition Final Disposition Date Disposition Investment Description 9/9/2009 4 $ 75,000,000 $ 0 Warrants 9/16/2009 3/31/2009 4 $ $ 1,700,000 90,000,000 $ $ 0 0 Warrants Warrants 10/14/2009 5/20/2009 Warrants Warrants 8/26/2009 9/2/2009 4 $ $ 97,500,000 $ 32,500,000 $ Warrants Warrants 10/28/2009 3/31/2009 4 $ 28,000,000 $ 0 Warrants $ 7,000,000 $ 0 Warrants $ 100,000,000 $ 0 Warrants 5 4 7/15/2009 3/31/2009 4 32,500,000 0 Final Disposition Proceeds $ $ 63,364 1,200,000 Warrants $ 1,307,000 9/2/2009 Warrants $ 225,000 5/8/2009 Warrants $ 1,200,000 9 9 Page 2 of 22 Seller Footnote Purchase Date 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 Name of Institution LNB Bancorp Inc. Wilmington Trust Corporation Susquehanna Bancshares, Inc Signature Bank HopFed Bancorp Citizens Republic Bancorp, Inc. Indiana Community Bancorp Bank of the Ozarks, Inc. Center Financial Corporation NewBridge Bancorp Sterling Bancshares, Inc. The Bancorp, Inc. TowneBank Wilshire Bancorp, Inc. Valley Financial Corporation Independent Bank Corporation Pinnacle Financial Partners, Inc. First Litchfield Financial Corporation National Penn Bancshares, Inc. Northeast Bancorp Citizens South Banking Corporation Virginia Commerce Bancorp Fidelity Bancorp, Inc. LSB Corporation Intermountain Community Bancorp Community West Bancshares Synovus Financial Corp. Tennessee Commerce Bancorp, Inc. Community Bankers Trust Corporation BancTrust Financial Group, Inc. Enterprise Financial Services Corp. Mid Penn Bancorp, Inc. Summit State Bank VIST Financial Corp. Wainwright Bank & Trust Company Whitney Holding Corporation The Connecticut Bank and Trust Company CoBiz Financial Inc. Santa Lucia Bancorp Seacoast Banking Corporation of Florida Horizon Bancorp Fidelity Southern Corporation Community Financial Corporation Berkshire Hills Bancorp, Inc. First California Financial Group, Inc AmeriServ Financial, Inc Security Federal Corporation Wintrust Financial Corporation Flushing Financial Corporation Monarch Financial Holdings, Inc. StellarOne Corporation Union Bankshares Corporation Purchase Details City Lorain Wilmington Lititz New York Hopkinsville Flint Columbus Little Rock Los Angeles Greensboro Houston Wilmington Portsmouth Los Angeles Roanoke Ionia Nashville Litchfield Boyertown Lewiston Gastonia Arlington Pittsburgh North Andover Sandpoint Goleta Columbus Franklin Glen Allen Mobile St. Louis Millersburg Santa Rosa Wyomissing Boston New Orleans Hartford Denver Atascadero Stuart Michigan City Atlanta Staunton Pittsfield Westlake Village Johnstown Aiken Lake Forest Lake Success Chesapeake Charlottesville Bowling Green State OH DE PA NY KY MI IN AR CA NC TX DE VA CA VA MI TN CT PA ME NC VA PA MA ID CA GA TN VA AL MO PA CA PA MA LA CT CO CA FL IN GA VA MA CA PA SC IL NY VA VA VA Investment Description Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Investment Amount $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Treasury Investment Remaining After Capital Repayment Capital Repayment Details 25,223,000 330,000,000 300,000,000 120,000,000 18,400,000 300,000,000 21,500,000 75,000,000 55,000,000 52,372,000 125,198,000 45,220,000 76,458,000 62,158,000 16,019,000 72,000,000 95,000,000 10,000,000 150,000,000 4,227,000 20,500,000 71,000,000 7,000,000 15,000,000 27,000,000 15,600,000 967,870,000 30,000,000 17,680,000 50,000,000 35,000,000 10,000,000 8,500,000 25,000,000 22,000,000 300,000,000 5,448,000 64,450,000 4,000,000 50,000,000 25,000,000 48,200,000 12,643,000 40,000,000 25,000,000 21,000,000 18,000,000 250,000,000 70,000,000 14,700,000 30,000,000 59,000,000 Pricing Mechanism Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Capital Repayment Date Capital Repayment Amount 6 Remaining Capital Amount Remaining Investment Description 3/31/2009 4 $ 120,000,000 $ 0 Warrants 5/5/2009 4 $ 125,198,000 $ 0 Warrants 5/27/2009 4 $ 40,000,000 $ 0 Warrants 10/28/2009 5 $ 70,000,000 $ 0 Warrants Final Disposition Final Disposition Date 6/24/2009 Disposition Investment Description Final Disposition Proceeds Warrants $ 1,040,000 Page 3 of 22 Seller Footnote 2 2 2 3 2 2 2 2 2 2 2 2 2 2 2 2 2 2 3 2 2 2 Purchase Date 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 Name of Institution Tidelands Bancshares, Inc Bancorp Rhode Island, Inc. Hawthorn Bancshares, Inc. The Elmira Savings Bank, FSB Alliance Financial Corporation Heartland Financial USA, Inc. Citizens First Corporation FFW Corporation Plains Capital Corporation Tri-County Financial Corporation OneUnited Bank Patriot Bancshares, Inc. Pacific City Financial Corporation Marquette National Corporation Exchange Bank Monadnock Bancorp, Inc. Bridgeview Bancorp, Inc. Fidelity Financial Corporation Patapsco Bancorp, Inc. NCAL Bancorp FCB Bancorp, Inc. First Financial Bancorp Bridge Capital Holdings International Bancshares Corporation First Sound Bank M&T Bank Corporation Emclaire Financial Corp. Park National Corporation Green Bankshares, Inc. Cecil Bancorp, Inc. Financial Institutions, Inc. Fulton Financial Corporation United Bancorporation of Alabama, Inc. MutualFirst Financial, Inc. BCSB Bancorp, Inc. HMN Financial, Inc. First Community Bank Corporation of America Sterling Bancorp Intervest Bancshares Corporation Peoples Bancorp of North Carolina, Inc. Parkvale Financial Corporation Timberland Bancorp, Inc. 1st Constitution Bancorp Central Jersey Bancorp Western Illinois Bancshares Inc. Saigon National Bank Capital Pacific Bancorp Uwharrie Capital Corp Mission Valley Bancorp The Little Bank, Incorporated Pacific Commerce Bank Citizens Community Bank Purchase Details City Mt. Pleasant Providence Lee's Summit Elmira Syracuse Dubuque Bowling Green Wabash Dallas Waldorf Boston Houston Los Angeles Chicago Santa Rosa Peterborough Bridgeview Wichita Dundalk Los Angeles Louisville Cincinnati San Jose Laredo Seattle Buffalo Emlenton Newark Greeneville Elkton Warsaw Lancaster Atmore Muncie Baltimore Rochester Pinellas Park New York New York Newton Monroeville Hoquiam Cranbury Oakhurst Monmouth Westminster Portland Albemarle Sun Valley Kinston Los Angeles South Hill State SC RI MO NY NY IA KY IN TX MD MA TX CA IL CA NH IL KS MD CA KY OH CA TX WA NY PA OH TN MD NY PA AL IN MD MN FL NY NY NC PA WA NJ NJ IL CA OR NC CA NC CA VA Investment Description Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Investment Amount $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Treasury Investment Remaining After Capital Repayment Capital Repayment Details 14,448,000 30,000,000 30,255,000 9,090,000 26,918,000 81,698,000 8,779,000 7,289,000 87,631,000 15,540,000 12,063,000 26,038,000 16,200,000 35,500,000 43,000,000 1,834,000 38,000,000 36,282,000 6,000,000 10,000,000 9,294,000 80,000,000 23,864,000 216,000,000 7,400,000 600,000,000 7,500,000 100,000,000 72,278,000 11,560,000 37,515,000 376,500,000 10,300,000 32,382,000 10,800,000 26,000,000 10,685,000 42,000,000 25,000,000 25,054,000 31,762,000 16,641,000 12,000,000 11,300,000 6,855,000 1,549,000 4,000,000 10,000,000 5,500,000 7,500,000 4,060,000 3,000,000 Pricing Mechanism Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Capital Repayment Date Capital Repayment Amount 6 Remaining Capital Amount Final Disposition Remaining Investment Description Final Disposition Date Disposition Investment Description Final Disposition Proceeds 8/5/2009 4 $ 30,000,000 $ 0 Warrants 9/30/2009 Warrants $ 1,400,000 5/13/2009 4 $ 26,918,000 $ 0 Warrants 6/17/2009 Warrants $ 900,000 Page 4 of 22 Seller Footnote Purchase Date 2 2 2 2 2 2 2 2 2 2 2 2 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/31/2008 12/31/2008 12/31/2008 12/31/2008 12/31/2008 12/31/2008 12/31/2008 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 2 1 2 2 2 2 2 3 Name of Institution Seacoast Commerce Bank TCNB Financial Corp. Leader Bancorp, Inc. Nicolet Bankshares, Inc. Magna Bank Western Community Bancshares, Inc. Community Investors Bancorp, Inc. Capital Bancorp, Inc. Cache Valley Banking Company Citizens Bancorp Tennessee Valley Financial Holdings, Inc. Pacific Coast Bankers' Bancshares SunTrust Banks, Inc. The PNC Financial Services Group Inc. Fifth Third Bancorp Hampton Roads Bankshares, Inc. CIT Group Inc. West Bancorporation, Inc. First Banks, Inc. Bank of America Corporation FirstMerit Corporation Farmers Capital Bank Corporation Peapack-Gladstone Financial Corporation Commerce National Bank The First Bancorp, Inc. Sun Bancorp, Inc. Crescent Financial Corporation American Express Company Central Pacific Financial Corp. Centrue Financial Corporation Eastern Virginia Bankshares, Inc. Colony Bankcorp, Inc. Independent Bank Corp. Cadence Financial Corporation LCNB Corp. Center Bancorp, Inc. F.N.B. Corporation C&F Financial Corporation North Central Bancshares, Inc. Carolina Bank Holdings, Inc. First Bancorp First Financial Service Corporation Codorus Valley Bancorp, Inc. MidSouth Bancorp, Inc. First Security Group, Inc. Shore Bancshares, Inc. The Queensborough Company American State Bancshares, Inc. Security California Bancorp Security Business Bancorp Sound Banking Company Mission Community Bancorp Purchase Details City Chula Vista Dayton Arlington Green Bay Memphis Palm Desert Bucyrus Rockville Logan Nevada City Oak Ridge San Francisco Atlanta Pittsburgh Cincinnati Norfolk New York West Des Moines Clayton Charlotte Akron Frankfort Gladstone Newport Beach Damariscotta Vineland Cary New York Honolulu St. Louis Tappahannock Fitzgerald Rockland Starkville Lebanon Union Hermitage West Point Fort Dodge Greensboro Troy Elizabethtown York Lafayette Chattanooga Easton Louisville Great Bend Riverside San Diego Morehead City San Luis Obispo State CA OH MA WI TN CA OH MD UT CA TN CA GA PA OH VA NY IA MO NC OH KY NJ CA ME NJ NC NY HI MO VA GA MA MS OH NJ PA VA IA NC NC KY PA LA TN MD GA KS CA CA NC CA Investment Description Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Investment Amount $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Treasury Investment Remaining After Capital Repayment Capital Repayment Details 1,800,000 2,000,000 5,830,000 14,964,000 13,795,000 7,290,000 2,600,000 4,700,000 4,767,000 10,400,000 3,000,000 11,600,000 1,350,000,000 7,579,200,000 3,408,000,000 80,347,000 2,330,000,000 36,000,000 295,400,000 10,000,000,000 125,000,000 30,000,000 28,685,000 5,000,000 25,000,000 89,310,000 24,900,000 3,388,890,000 135,000,000 32,668,000 24,000,000 28,000,000 78,158,000 44,000,000 13,400,000 10,000,000 100,000,000 20,000,000 10,200,000 16,000,000 65,000,000 20,000,000 16,500,000 20,000,000 33,000,000 25,000,000 12,000,000 6,000,000 6,815,000 5,803,000 3,070,000 5,116,000 Pricing Mechanism Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Capital Repayment Date Capital Repayment Amount 6 Remaining Capital Amount Final Disposition Remaining Investment Description Final Disposition Date Disposition Investment Description Final Disposition Proceeds 5/27/2009 Warrants $ 5,025,000 4/22/2009 4 $ 125,000,000 $ 0 Warrants 10/7/2009 4 $ 5,000,000 $ 0 Warrants 4/8/2009 4 $ 89,310,000 $ 0 Warrants 5/27/2009 Warrants $ 2,100,000 6/17/2009 4 $ 3,388,890,000 $ 0 Warrants 7/29/2009 Warrants $ 340,000,000 4/22/2009 4 $ 78,158,000 $ 0 Warrants 5/27/2009 Warrants $ 2,200,000 10/21/2009 4 $ 13,400,000 $ 0 Warrants 9/9/2009 4 $ 100,000,000 $ 0 Warrants 4/15/2009 4 $ 25,000,000 $ 0 Warrants Page 5 of 22 Seller Name of Institution Purchase Details City State Investment Description Investment Amount Pricing Mechanism Footnote Purchase Date 2 2 2 2 2 2 2 2 2 2 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 Redwood Financial Inc. Surrey Bancorp Independence Bank Valley Community Bank Rising Sun Bancorp Community Trust Financial Corporation GrandSouth Bancorporation Texas National Bancorporation Congaree Bancshares, Inc. New York Private Bank & Trust Corporation Home Bancshares, Inc. Washington Banking Company New Hampshire Thrift Bancshares, Inc. Bar Harbor Bankshares Somerset Hills Bancorp SCBT Financial Corporation S&T Bancorp ECB Bancorp, Inc. First BanCorp Texas Capital Bancshares, Inc. Yadkin Valley Financial Corporation Carver Bancorp, Inc Citizens & Northern Corporation MainSource Financial Group, Inc. MetroCorp Bancshares, Inc. United Bancorp, Inc. Old Second Bancorp, Inc. Pulaski Financial Corp OceanFirst Financial Corp. Community 1st Bank TCB Holding Company, Texas Community Bank Centra Financial Holdings, Inc. First Bankers Trustshares, Inc. Pacific Coast National Bancorp Community Bank of the Bay Redwood Capital Bancorp Syringa Bancorp Idaho Bancorp Puget Sound Bank United Financial Banking Companies, Inc. Dickinson Financial Corporation II The Baraboo Bancorporation Bank of Commerce State Bankshares, Inc. BNCCORP, Inc. First Manitowoc Bancorp, Inc. Redwood Falls Mount Airy East Greenwich Pleasanton Rising Sun Ruston Greenville Jacksonville Cayce New York Conway Oak Harbor Newport Bar Harbor Bernardsville Columbia Indiana Engelhard San Juan Dallas Elkin New York Wellsboro Greensburg Houston Tecumseh Aurora Creve Coeur Toms River Roseville The Woodlands Morgantown Quincy San Clemente Oakland Eureka Boise Boise Bellevue Vienna Kansas City Baraboo Charlotte Fargo Bismarck Manitowoc MN NC RI CA MD LA SC TX SC NY AR WA NH ME NJ SC PA NC PR TX NC NY PA IN TX MI IL MO NJ CA TX WV IL CA CA CA ID ID WA VA MO WI NC ND ND WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 2,995,000 2,000,000 1,065,000 5,500,000 5,983,000 24,000,000 9,000,000 3,981,000 3,285,000 267,274,000 50,000,000 26,380,000 10,000,000 18,751,000 7,414,000 64,779,000 108,676,000 17,949,000 400,000,000 75,000,000 36,000,000 18,980,000 26,440,000 57,000,000 45,000,000 20,600,000 73,000,000 32,538,000 38,263,000 2,550,000 11,730,000 15,000,000 10,000,000 4,120,000 1,747,000 3,800,000 8,000,000 6,900,000 4,500,000 5,658,000 146,053,000 20,749,000 3,000,000 50,000,000 20,093,000 12,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 1/16/2009 1/16/2009 1/16/2009 1/23/2009 Southern Bancorp, Inc. Morrill Bancshares, Inc. Treaty Oak Bancorp, Inc. 1st Source Corporation Arkadelphia Merriam Austin South Bend AR KS TX IN Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ 11,000,000 13,000,000 3,268,000 111,000,000 Par Par Par Par 3 2 2 2 2 2 3 2 2 2 2 2 2 2 2 2 2 2 3 2 2 Treasury Investment Remaining After Capital Repayment Capital Repayment Details Capital Repayment Date Final Disposition Date Capital Repayment Amount 6 Remaining Capital Amount $ $ 7,414,000 64,779,000 $ $ 0 0 Warrants Warrants 5/20/2009 5/20/2009 4 5/13/2009 4 $ 75,000,000 $ 0 Warrants 3/31/2009 4 $ 15,000,000 $ 0 Preferred Stock 2 8/12/2009 4 $ 12,500,000 $ Preferred Stock 2 5/27/2009 4 $ 12,000,000 $ Preferred Stock 2 4 37,500,000 0 Final Disposition Remaining Investment Description Disposition Investment Description Final Disposition Proceeds 6/24/2009 6/24/2009 Warrants Warrants $ $ 275,000 1,400,000 4/15/2009 Preferred Stock 2, $ 750,000 5/27/2009 Preferred Stock 2, $ 600,000 Page 6 of 22 Seller Name of Institution Footnote Purchase Date 2 2 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 Princeton National Bancorp, Inc. AB&T Financial Corporation First Citizens Banc Corp WSFS Financial Corporation Commonwealth Business Bank Seaside National Bank & Trust 2 1/23/2009 CalWest Bancorp 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 Fresno First Bank First ULB Corp. Alarion Financial Services, Inc. Midland States Bancorp, Inc. Moscow Bancshares, Inc. Farmers Bank California Oaks State Bank Pierce County Bancorp Calvert Financial Corporation Liberty Bancshares, Inc. Crosstown Holding Company BankFirst Capital Corporation Southern Illinois Bancorp, Inc. FPB Financial Corp. Stonebridge Financial Corp. Peoples Bancorp Inc. Anchor BanCorp Wisconsin Inc. Parke Bancorp, Inc. Central Virginia Bankshares, Inc. Flagstar Bancorp, Inc. Middleburg Financial Corporation Peninsula Bank Holding Co. PrivateBancorp, Inc. Central Valley Community Bancorp Plumas Bancorp Stewardship Financial Corporation Oak Ridge Financial Services, Inc. First United Corporation Community Partners Bancorp Guaranty Federal Bancshares, Inc. Annapolis Bancorp, Inc. DNB Financial Corporation Firstbank Corporation Valley Commerce Bancorp Greer Bancshares Incorporated Ojai Community Bank Adbanc, Inc Beach Business Bank Legacy Bancorp, Inc. First Southern Bancorp, Inc. Country Bank Shares, Inc. Katahdin Bankshares Corp. Rogers Bancshares, Inc. 2 2 2 2 2 3 2 2 2 2 Purchase Details City Princeton Gastonia Sandusky Wilmington Los Angeles Orlando Rancho Santa Margarita Fresno Oakland Ocala Effingham Moscow Windsor Thousand Oaks Tacoma Ashland Jonesboro Blaine Macon Carmi Hammond West Chester Marietta Madison Sewell Powhatan Troy Middleburg Palo Alto Chicago Fresno Quincy Midland Park Oak Ridge Oakland Middletown Springfield Annapolis Downingtown Alma Visalia Greer Ojai Ogallala Manhattan Beach Milwaukee Boca Raton Milford Houlton Little Rock State IL NC OH DE CA FL Investment Description Investment Amount Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ CA Preferred Stock w/ Exercised Warrants CA CA FL IL TN VA CA WA MO AR MN MS IL LA PA OH WI NJ VA MI VA CA IL CA CA NJ NC MD NJ MO MD PA MI CA SC CA NE CA WI FL NE ME AR Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Treasury Investment Remaining After Capital Repayment Capital Repayment Details Pricing Mechanism 25,083,000 3,500,000 23,184,000 52,625,000 7,701,000 5,677,000 Par Par Par Par Par Par $ 4,656,000 Par $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 1,968,000 4,900,000 6,514,000 10,189,000 6,216,000 8,752,000 3,300,000 6,800,000 1,037,000 57,500,000 10,650,000 15,500,000 5,000,000 3,240,000 10,973,000 39,000,000 110,000,000 16,288,000 11,385,000 266,657,000 22,000,000 6,000,000 243,815,000 7,000,000 11,949,000 10,000,000 7,700,000 30,000,000 9,000,000 17,000,000 8,152,000 11,750,000 33,000,000 7,700,000 9,993,000 2,080,000 12,720,000 6,000,000 5,498,000 10,900,000 7,525,000 10,449,000 25,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Capital Repayment Date 4/22/2009 4 Capital Repayment Amount 6 Remaining Capital Amount $ $ 4,900,000 0 Remaining Investment Description Preferred Stock Final Disposition Final Disposition Date 2 4/22/2009 Disposition Investment Description Preferred Stock Final Disposition Proceeds 2, $ 245,000 Page 7 of 22 Seller Name of Institution Purchase Details City State Investment Description Investment Amount Pricing Mechanism Footnote Purchase Date 2 2 2 2 2 2 2 2 2 2 2 2 2 2 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/13/2009 UBT Bancshares, Inc. Bankers' Bank of the West Bancorp, Inc. W.T.B. Financial Corporation AMB Financial Corp. Goldwater Bank, N.A. Equity Bancshares, Inc. WashingtonFirst Bank Central Bancshares, Inc. Hilltop Community Bancorp, Inc. Northway Financial, Inc. Monument Bank Metro City Bank F & M Bancshares, Inc. First Resource Bank MidWestOne Financial Group, Inc. Lakeland Bancorp, Inc. Monarch Community Bancorp, Inc. The First Bancshares, Inc. Carolina Trust Bank Alaska Pacific Bancshares, Inc. PGB Holdings, Inc. The Freeport State Bank Stockmens Financial Corporation US Metro Bank First Express of Nebraska, Inc. Mercantile Capital Corp. Citizens Commerce Bancshares, Inc. Liberty Financial Services, Inc. Lone Star Bank First Market Bank, FSB Banner County Ban Corporation Centrix Bank & Trust Todd Bancshares, Inc. Georgia Commerce Bancshares, Inc. First Bank of Charleston, Inc. F & M Financial Corporation The Bank of Currituck CedarStone Bank Community Holding Company of Florida, Inc. Hyperion Bank Pascack Community Bank First Western Financial, Inc. QCR Holdings, Inc. Marysville Denver Spokane Munster Scottsdale Wichita Reston Houston Summit Berlin Bethesda Doraville Trezevant Exton Iowa City Oak Ridge Coldwater Hattiesburg Lincolnton Juneau Chicago Harper Rapid City Garden Grove Gering Boston Versailles New Orleans Houston Richmond Harrisburg Bedford Hopkinsville Atlanta Charleston Salisbury Moyock Lebanon Miramar Beach Philadelphia Westwood Denver Moline KS CO WA IN AZ KS VA TX NJ NH MD GA TN PA IA NJ MI MS NC AK IL KS SD CA NE MA KY LA TX VA NE NH KY GA WV NC NC TN FL PA NJ CO IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 8,950,000 12,639,000 110,000,000 3,674,000 2,568,000 8,750,000 6,633,000 5,800,000 4,000,000 10,000,000 4,734,000 7,700,000 4,609,000 2,600,000 16,000,000 59,000,000 6,785,000 5,000,000 4,000,000 4,781,000 3,000,000 301,000 15,568,000 2,861,000 5,000,000 3,500,000 6,300,000 5,645,000 3,072,000 33,900,000 795,000 7,500,000 4,000,000 8,700,000 3,345,000 17,000,000 4,021,000 3,564,000 1,050,000 1,552,000 3,756,000 8,559,000 38,237,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 2/13/2009 Westamerica Bancorporation San Rafael CA Preferred Stock w/ Warrants $ 83,726,000 Par 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 The Bank of Kentucky Financial Corporation PremierWest Bancorp Carrollton Bancorp FNB United Corp. First Menasha Bancshares, Inc. 1st Enterprise Bank DeSoto County Bank Crestview Hills Medford Baltimore Asheboro Neenah Los Angeles Horn Lake KY OR MD NC WI CA MS Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 34,000,000 41,400,000 9,201,000 51,500,000 4,797,000 4,400,000 1,173,000 Par Par Par Par Par Par Par 3 2 2 2 2 2 2 3 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 Treasury Investment Remaining After Capital Repayment Capital Repayment Details Capital Repayment Date 9/2/2009 Capital Repayment Amount 6 Remaining Capital Amount $ $ 41,863,000 41,863,000 Remaining Investment Description Final Disposition Final Disposition Date Disposition Investment Description Final Disposition Proceeds Preferred Stock w/ Warrants Page 8 of 22 Seller Footnote Purchase Date 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 Name of Institution Security Bancshares of Pulaski County, Inc. State Capital Corporation BankGreenville Corning Savings and Loan Association Financial Security Corporation ColoEast Bankshares, Inc. Santa Clara Valley Bank, N.A. Reliance Bancshares, Inc. Regional Bankshares, Inc. Peoples Bancorp First Choice Bank Gregg Bancshares, Inc. Hometown Bancshares, Inc. Midwest Regional Bancorp, Inc. Bern Bancshares, Inc. Northwest Bancorporation, Inc. Liberty Bancshares, Inc. F&M Financial Corporation Meridian Bank Northwest Commercial Bank Royal Bancshares of Pennsylvania, Inc. First Merchants Corporation Northern States Financial Corporation Sonoma Valley Bancorp Guaranty Bancorp, Inc. The Private Bank of California Lafayette Bancorp, Inc. Liberty Shares, Inc. White River Bancshares Company United American Bank Crazy Woman Creek Bancorp, Inc. First Priority Financial Corp. Mid-Wisconsin Financial Services, Inc. Market Bancorporation, Inc. Hometown Bancorp of Alabama, Inc. Security State Bancshares, Inc. CBB Bancorp BancPlus Corporation Central Community Corporation First BancTrust Corporation Premier Service Bank Florida Business BancGroup, Inc. Hamilton State Bancshares Lakeland Financial Corporation First M&F Corporation Southern First Bancshares, Inc. Integra Bank Corporation Community First Inc. BNC Financial Group, Inc. California Bank of Commerce Columbine Capital Corp. National Bancshares, Inc. Purchase Details City Waynesville Greenwood Greenville Corning Basin Lamar Santa Paula Frontenac Hartsville Lynden Cerritos Ozark Corbin Festus Bern Spokane Springfield Clarksville Devon Lakewood Narberth Muncie Waukegan Sonoma Woodsville Los Angeles Oxford Hinesville Fayetteville San Mateo Buffalo Malvern Medford New Market Oneonta Charleston Cartersville Ridgeland Temple Paris Riverside Tampa Hoschton Warsaw Kosciusko Greenville Evansville Columbia New Canaan Lafayette Buena Vista Bettendorf State MO MS SC AR WY CO CA MO SC WA CA MO KY MO KS WA MO TN PA WA PA IN IL CA NH CA MS GA AR CA WY PA WI MN AL MO GA MS TX IL CA FL GA IN MS SC IN TN CT CA CO IA Investment Description Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Capital Repayment Details Investment Amount $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 2,152,000 15,000,000 1,000,000 638,000 5,000,000 10,000,000 2,900,000 40,000,000 1,500,000 18,000,000 2,200,000 825,000 1,900,000 700,000 985,000 10,500,000 21,900,000 17,243,000 6,200,000 1,992,000 30,407,000 116,000,000 17,211,000 8,653,000 6,920,000 5,450,000 1,998,000 17,280,000 16,800,000 8,700,000 3,100,000 4,579,000 10,000,000 2,060,000 3,250,000 12,500,000 2,644,000 48,000,000 22,000,000 7,350,000 4,000,000 9,495,000 7,000,000 56,044,000 30,000,000 17,299,000 83,586,000 17,806,000 4,797,000 4,000,000 2,260,000 24,664,000 Pricing Mechanism Capital Repayment Date Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Capital Amount Remaining Investment Description Final Disposition Final Disposition Date Disposition Investment Description Final Disposition Proceeds Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Page 9 of 22 Seller Footnote Purchase Date 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 3 2 2 2 2 Name of Institution First State Bank of Mobeetie Ridgestone Financial Services, Inc. Community Business Bank D.L. Evans Bancorp TriState Capital Holdings, Inc. Green City Bancshares, Inc. First Gothenburg Bancshares, Inc. Green Circle Investments, Inc. Private Bancorporation, Inc. Regent Capital Corporation Central Bancorp, Inc. Medallion Bank PSB Financial Corporation Avenue Financial Holdings, Inc. Howard Bancorp, Inc. FNB Bancorp The Victory Bank Catskill Hudson Bancorp, Inc Midtown Bank & Trust Company HCSB Financial Corporation First Busey Corporation First Federal Bancshares of Arkansas, Inc. Citizens Bancshares Corporation ICB Financial First Texas BHC, Inc. Farmers & Merchants Bancshares, Inc. Blue Ridge Bancshares, Inc. First Reliance Bancshares, Inc. Merchants and Planters Bancshares, Inc. First Southwest Bancorporation, Inc. Germantown Capital Corporation, Inc. BOH Holdings, Inc. AmeriBank Holding Company Highlands Independent Bancshares, Inc. Pinnacle Bank Holding Company, Inc. Blue River Bancshares, Inc. Marine Bank & Trust Company Community Bancshares of Kansas, Inc. Regent Bancorp, Inc. Park Bancorporation, Inc. PeoplesSouth Bancshares, Inc. First Place Financial Corp. Salisbury Bancorp, Inc. First Northern Community Bancorp Discover Financial Services Provident Community Bancshares, Inc. First American International Corp. BancIndependent, Inc. Haviland Bancshares, Inc. 1st United Bancorp, Inc. Madison Financial Corporation Purchase Details City Mobeetie Brookfield West Sacramento Burley Pittsburgh Green City Gothenburg Clive Minneapolis Nowata Garland Salt Lake City Many Nashville Ellicott City South San Francisco Limerick Rock Hill Atlanta Loris Urbana Harrison Atlanta Ontario Fort Worth Houston Independence Florence Toone Alamosa Germantown Houston Collinsville Sebring Orange City Shelbyville Vero Beach Goff Davie Madison Colquitt Warren Lakeville Dixon Riverwoods Rock Hill Brooklyn Sheffield Haviland Boca Raton Richmond State TX WI CA ID PA MO NE IA MN OK TX UT LA TN MD CA PA NY GA SC IL AR GA CA TX TX MO SC TN CO TN TX OK FL FL IN FL KS FL WI GA OH CT CA IL SC NY AL KS FL KY Investment Description Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Capital Repayment Details Investment Amount $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 731,000 10,900,000 3,976,000 19,891,000 23,000,000 651,000 7,570,000 2,400,000 4,960,000 2,655,000 22,500,000 11,800,000 9,270,000 7,400,000 5,983,000 12,000,000 541,000 3,000,000 5,222,000 12,895,000 100,000,000 16,500,000 7,462,000 6,000,000 13,533,000 11,000,000 12,000,000 15,349,000 1,881,000 5,500,000 4,967,000 10,000,000 2,492,000 6,700,000 4,389,000 5,000,000 3,000,000 500,000 9,982,000 23,200,000 12,325,000 72,927,000 8,816,000 17,390,000 1,224,558,000 9,266,000 17,000,000 21,100,000 425,000 10,000,000 3,370,000 Pricing Mechanism Capital Repayment Date Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Capital Amount Remaining Investment Description Final Disposition Final Disposition Date Disposition Investment Description Final Disposition Proceeds Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Page 10 of 22 Seller Name of Institution Purchase Details City State Investment Description Capital Repayment Details Investment Amount Pricing Mechanism Footnote Purchase Date 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 First National Corporation St. Johns Bancshares, Inc. Blackhawk Bancorp, Inc. IBW Financial Corporation Butler Point, Inc. Bank of George Moneytree Corporation Sovereign Bancshares, Inc. First Intercontinental Bank Heritage Oaks Bancorp Community First Bancshares Inc. First NBC Bank Holding Company First Colebrook Bancorp, Inc. Kirksville Bancorp, Inc. Peoples Bancshares of TN, Inc Premier Bank Holding Company Citizens Bank & Trust Company Farmers & Merchants Financial Corporation Farmers State Bankshares, Inc. SBT Bancorp, Inc. CSRA Bank Corp. Trinity Capital Corporation Clover Community Bankshares, Inc. Pathway Bancorp Strasburg St. Louis Beloit Washington Catlin Las Vegas Lenoir City Dallas Doraville Paso Robles Union City New Orleans Colebrook Kirksville Madisonville Tallahassee Covington Argonia Holton Simsbury Wrens Los Alamos Clover Cairo VA MO WI DC IL NV TN TX GA CA TN LA NH MO TN FL LA KS KS CT GA NM SC NE Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 13,900,000 3,000,000 10,000,000 6,000,000 607,000 2,672,000 9,516,000 18,215,000 6,398,000 21,000,000 20,000,000 17,836,000 4,500,000 470,000 3,900,000 9,500,000 2,400,000 442,000 700,000 4,000,000 2,400,000 35,539,000 3,000,000 3,727,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 2 3/27/2009 Colonial American Bank West Conshohocken PA Preferred Stock w/ Exercised Warrants $ 574,000 Par 2 2 2 3/27/2009 3/27/2009 3/27/2009 MS Financial, Inc. Triad Bancorp, Inc. Alpine Banks of Colorado Kingwood Frontenac Glenwood Springs TX MO CO Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 7,723,000 3,700,000 70,000,000 Par Par Par 2 2 2 2 2 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/10/2009 4/10/2009 4/10/2009 4/10/2009 4/10/2009 4/17/2009 4/17/2009 4/17/2009 Naples Bancorp, Inc. CBS Banc-Corp. IBT Bancorp, Inc. Spirit BankCorp, Inc. Maryland Financial Bank First Capital Bancorp, Inc. Tri-State Bank of Memphis Fortune Financial Corporation BancStar, Inc. Titonka Bancshares, Inc Millennium Bancorp, Inc. TriSummit Bank Prairie Star Bancshares, Inc. Community First Bancshares, Inc. BCB Holding Company, Inc. City National Bancshares Corporation First Business Bank, N.A. SV Financial, Inc. Capital Commerce Bancorp, Inc. Metropolitan Capital Bancorp, Inc. Bank of the Carolinas Corporation Penn Liberty Financial Corp. Tifton Banking Company Naples Russellville Irving Bristow Towson Glen Ellen Memphis Arnold Festus Titonka Edwards Kingsport Olathe Harrison Theodore Newark San Diego Sterling Milwaukee Chicago Mocksville Wayne Tifton FL AL TX OK MD VA TN MO MO IA CO TN KS AR AL NJ CA IL WI IL NC PA GA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,000,000 24,300,000 2,295,000 30,000,000 1,700,000 10,958,000 2,795,000 3,100,000 8,600,000 2,117,000 7,260,000 2,765,000 2,800,000 12,725,000 1,706,000 9,439,000 2,211,000 4,000,000 5,100,000 2,040,000 13,179,000 9,960,000 3,800,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 2, 3 2 2 2 2 2 2 2 2 3 2 2 2 2 2 2 Capital Repayment Date Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Capital Amount Remaining Investment Description Final Disposition Final Disposition Date Disposition Investment Description Final Disposition Proceeds Page 11 of 22 Seller Purchase Details Name of Institution City State Footnote Purchase Date 2 2 2 2 2 2 2 2 2 2 2 2 2 4/17/2009 4/17/2009 4/17/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 Patterson Bancshares, Inc BNB Financial Services Corporation Omega Capital Corp. Mackinac Financial Corporation Birmingham Bloomfield Bancshares, Inc Vision Bank - Texas Oregon Bancorp, Inc. Peoples Bancorporation, Inc. Indiana Bank Corp. Business Bancshares, Inc. Standard Bancshares, Inc. York Traditions Bank Grand Capital Corporation Allied First Bancorp, Inc. 8 4/24/2009 Frontier Bancshares, Inc. Austin TX 2 2 2 2 5/1/2009 5/1/2009 5/1/2009 5/1/2009 5/1/2009 Village Bank and Trust Financial Corp CenterBank Georgia Primary Bank Union Bank & Trust Company HPK Financial Corporation Midlothian Milford Atlanta Oxford Chicago VA OH GA NC IL 8 5/1/2009 OSB Financial Services, Inc. Orange TX Patterson New York Lakewood Manistique Birmingham Richardson Salem Easley Dana Clayton Hickory Hills York Tulsa Oswego LA NY CO MI MI TX OR SC IN MO IL PA OK IL 8 5/1/2009 Security State Bank Holding-Company Jamestown ND 2 2 2 5/8/2009 5/8/2009 5/8/2009 Highlands State Bank One Georgia Bank Gateway Bancshares, Inc. Vernon Atlanta Ringgold NJ GA GA 8 5/8/2009 Freeport Bancshares, Inc. Freeport IL 8 5/8/2009 Investors Financial Corporation of Pettis County, Inc. Sedalia MO 8 5/8/2009 Sword Financial Corporation Horicon WI 3, 8 2 2 2 2 2 2 2 3, 8 5/8/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 Premier Bancorp, Inc. Mercantile Bank Corporation Northern State Bank Western Reserve Bancorp, Inc Community Financial Shares, Inc. Worthington Financial Holdings, Inc. First Community Bancshares, Inc Southern Heritage Bancshares, Inc. Foresight Financial Group, Inc. IBC Bancorp, Inc. Wilmette Grand Rapids Closter Medina Glen Ellyn Huntsville Overland Park Cleveland Rockford Chicago IL MI NJ OH IL AL KS TN IL IL 8 5/15/2009 Boscobel Bancorp, Inc Boscobel WI 8 5/15/2009 Brogan Bankshares, Inc. Kaukauna WI 8 5/15/2009 Riverside Bancshares, Inc. Little Rock AR 8 5/15/2009 Deerfield Financial Corporation Deerfield WI 8 5/15/2009 Market Street Bancshares, Inc. Mt. Vernon 2 5/22/2009 The Landrum Company Columbia IL MO Investment Description Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Capital Repayment Details Investment Amount $ $ $ $ $ $ $ $ $ $ $ $ $ $ 3,690,000 7,500,000 2,816,000 11,000,000 1,635,000 1,500,000 3,216,000 12,660,000 1,312,000 15,000,000 60,000,000 4,871,000 4,000,000 3,652,000 Pricing Mechanism Capital Repayment Date Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Capital Amount Remaining Investment Description Final Disposition Final Disposition Date Disposition Investment Description Final Disposition Proceeds Par Par Par Par Par Par Par Par Par Par Par Par Par Par $ 3,000,000 Par $ $ $ $ $ 14,738,000 2,250,000 4,500,000 3,194,000 4,000,000 Par Par Par Par Par $ 6,100,000 Par $ 10,750,000 Par $ $ $ 3,091,000 5,500,000 6,000,000 Par Par Par $ 3,000,000 Par $ 4,000,000 Par $ 13,644,000 Par $ $ $ $ $ $ $ $ $ $ 6,784,000 21,000,000 1,341,000 4,700,000 6,970,000 2,720,000 14,800,000 4,862,000 15,000,000 4,205,000 Par Par Par Par Par Par Par Par Par Par $ 5,586,000 Par $ 2,400,000 Par $ 1,100,000 Par $ 2,639,000 Par $ 20,300,000 Par $ 15,000,000 Par Page 12 of 22 Seller Purchase Details Name of Institution City State Footnote Purchase Date 2 2 2 2 2 2 5/22/2009 5/22/2009 5/22/2009 5/22/2009 5/22/2009 5/22/2009 First Advantage Bancshares Inc. Fort Lee Federal Savings Bank Blackridge Financial, Inc. Illinois State Bancorp, Inc. Universal Bancorp Franklin Bancorp, Inc. Coon Rapids Fort Lee Fargo Chicago Bloomfield Washington MN NJ ND IL IN MO 8 5/22/2009 Commonwealth Bancshares, Inc. Louisville KY 8 5/22/2009 Premier Financial Corp Dubuque IA 8 5/22/2009 F & C Bancorp, Inc. Holden MO 8 5/22/2009 Diamond Bancorp, Inc. Washington MO 8 5/22/2009 United Bank Corporation Barnesville GA 2 2 2 2 2 5/29/2009 5/29/2009 5/29/2009 5/29/2009 5/29/2009 5/29/2009 Community Bank Shares of Indiana, Inc. American Premier Bancorp CB Holding Corp. Citizens Bancshares Co. Grand Mountain Bancshares, Inc. Two Rivers Financial Group New Albany Arcadia Aledo Chillicothe Granby Burlington IN CA IL MO CO IA 8 5/29/2009 Fidelity Bancorp, Inc Baton Rouge LA 8 5/29/2009 Chambers Bancshares, Inc. Danville AR 2 6/5/2009 Covenant Financial Corporation Clarksdale MS 8 6/5/2009 First Trust Corporation New Orleans LA 8, 10 6/5/2009 OneFinancial Corporation Little Rock AR 2 2, 10 2 2, 10 2 6/12/2009 6/12/2009 6/12/2009 6/12/2009 6/12/2009 Berkshire Bancorp, Inc. First Vernon Bancshares, Inc. SouthFirst Bancshares, Inc. Virginia Company Bank Enterprise Financial Services Group, Inc. Wyomissing Vernon Sylacauga Newport News Allison Park PA AL AL VA PA 8, 10 6/12/2009 First Financial Bancshares, Inc. Lawrence KS 8 6/12/2009 River Valley Bancorporation, Inc. Wausau WI 2 2, 10 6/19/2009 6/19/2009 Merchants and Manufacturers Bank Corporation RCB Financial Corporation Joliet Rome IL GA 8 6/19/2009 Manhattan Bancshares, Inc. Manhattan IL 8,10 6/19/2009 Biscayne Bancshares, Inc. Coconut Grove FL 8 6/19/2009 Duke Financial Group, Inc. Minneapolis MN 8 6/19/2009 Farmers Enterprises, Inc. Great Bend KS 8 6/19/2009 Century Financial Services Corporation Santa Fe NM 8 6/19/2009 NEMO Bancshares Inc. Madison MO 3, 8 6/19/2009 University Financial Corp, Inc. St. Paul MN 8 6/19/2009 Suburban Illinois Bancorp, Inc. Elmhurst IL Investment Description Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Capital Repayment Details Investment Amount Pricing Mechanism $ $ $ $ $ $ 1,177,000 1,300,000 5,000,000 6,272,000 9,900,000 5,097,000 Par Par Par Par Par Par $ 20,400,000 Par $ 6,349,000 Par $ 2,993,000 Par $ 20,445,000 Par $ 14,400,000 Par $ $ $ $ $ $ 19,468,000 1,800,000 4,114,000 24,990,000 3,076,000 12,000,000 Par Par Par Par Par Par $ 3,942,000 Par $ 19,817,000 Par Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 5,000,000 Par $ 17,969,000 Par $ 17,300,000 Par Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ $ $ $ $ 2,892,000 6,000,000 2,760,000 4,700,000 4,000,000 Par Par Par Par Par Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures Subordinated Debentures w/ Exercised Warrants $ 3,756,000 Par $ 15,000,000 Par $ $ 3,510,000 8,900,000 Par Par $ 2,639,000 Par $ 6,400,000 Par $ 12,000,000 Par $ 12,000,000 Par $ 10,000,000 Par $ 2,330,000 Par $ 11,926,000 Par $ 15,000,000 Par Capital Repayment Date Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Capital Amount Remaining Investment Description Final Disposition Final Disposition Date Disposition Investment Description Final Disposition Proceeds Page 13 of 22 Seller Purchase Details Name of Institution City State Footnote Purchase Date 2 2,10 2 2,10 2 2 2,10 2,3,10 2 2 2 6/26/2009 6/26/2009 6/26/2009 6/26/2009 6/26/2009 6/26/2009 6/26/2009 6/26/2009 6/26/2009 6/26/2009 6/26/2009 6/26/2009 Hartford Financial Services Group, Inc. Fidelity Resources Company Waukesha Bankshares, Inc. FC Holdings, Inc. Security Capital Corporation First Alliance Bancshares, Inc. Gulfstream Bancshares, Inc. Gold Canyon Bank M&F Bancorp, Inc. Metropolitan Bank Group, Inc. NC Bancorp, Inc. Alliance Bancshares, Inc. Hartford Plano Waukesha Houston Batesville Cordova Stuart Gold Canyon Durham Chicago Chicago Dalton CT TX WI TX MS TN FL AZ NC IL IL GA 8 6/26/2009 Stearns Financial Services, Inc. St. Cloud MN 8 6/26/2009 Signature Bancshares, Inc. Dallas TX Investment Description Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Capital Repayment Details Investment Amount Pricing Mechanism $ $ $ $ $ $ $ $ $ $ $ $ 3,400,000,000 3,000,000 5,625,000 21,042,000 17,388,000 3,422,000 7,500,000 1,607,000 11,735,000 71,526,000 6,880,000 2,986,000 Par Par Par Par Par Par Par Par Par Par Par Par $ 24,900,000 Par $ 1,700,000 Par $ 35,000,000 Par $ 12,000,000 Par 8 6/26/2009 Fremont Bancorporation Fremont CA 8 6/26/2009 Alliance Financial Services Inc. Saint Paul MN 7/10/2009 Lincoln National Corporation Radnor PA Preferred Stock w/ Warrants $ 950,000,000 Par 2, 10 2 2 2,3 7/10/2009 7/17/2009 7/17/2009 7/17/2009 Bancorp Financial, Inc. Brotherhood Bancshares, Inc. SouthCrest Financial Group, Inc. Harbor Bankshares Corporation Oak Brook Kansas City Fayetteville Baltimore IL KS GA MD $ $ $ $ 13,669,000 11,000,000 12,900,000 6,800,000 Par Par Par Par 8 7/17/2009 First South Bancorp, Inc. Lexington TN $ 50,000,000 Par 8 7/17/2009 Great River Holding Company Baxter MN $ 8,400,000 Par 8,10 7/17/2009 Plato Holdings Inc. Saint Paul MN Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 2,500,000 Par 2, 10 2 7/24/2009 7/24/2009 7/24/2009 Yadkin Valley Financial Corporation Community Bancshares, Inc. Florida Bank Group, Inc. Elkin Kingman Tampa NC AZ FL $ $ $ 13,312,000 3,872,000 20,471,000 Par Par Par 8 7/24/2009 First American Bank Corporation Elk Grove Village Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 50,000,000 Par Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 7,000,000 Par $ 3,742,000 Par Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ $ $ $ 20,000,000 50,236,000 1,004,000 4,000,000 Par Par Par Par $ 5,000,000 Par Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ $ $ 3,223,000 20,699,000 16,015,000 Par Par Par $ 9,720,000 Par IL 2 7/31/2009 Chicago Shore Corporation Chicago IL 8,10 7/31/2009 Financial Services of Winger, Inc. Winger MN 2 2 2 2 8/7/2009 8/7/2009 8/14/2009 8/21/2009 The ANB Corporation U.S. Century Bank Bank Financial Services, Inc. KS Bancorp, Inc. Terrell Miami Eden Prarie Smithfield TX FL MN NC 8 8/21/2009 AmFirst Financial Services, Inc. McCook NE 2, 3 2 2, 10 8/28/2009 8/28/2009 8/28/2009 First Independence Corporation First Guaranty Bancshares, Inc. CoastalSouth Bancshares, Inc. Detroit Hammond Hilton Head Island MI LA SC 8, 10 8/28/2009 TCB Corporation Greenwood SC Capital Repayment Date Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Capital Amount Remaining Investment Description Final Disposition Final Disposition Date Disposition Investment Description Final Disposition Proceeds Page 14 of 22 Seller Purchase Details Name of Institution City State Footnote Purchase Date 8, 10 9/4/2009 9/11/2009 Pathfinder Bancorp, Inc. Oswego 2 9/11/2009 Community Bancshares of Mississippi, Inc. Brandon 2, 10 2, 10 9/11/2009 9/11/2009 Heartland Bancshares, Inc. PFSB Bancorporation, Inc. Franklin Pigeon Falls IN WI The State Bank of Bartley Bartley Investment Description Capital Repayment Details Investment Amount Pricing Mechanism Subordinated Debentures w/ Exercised Warrants $ NY Preferred Stock w/ Warrants $ 6,771,000 Par MS Preferred Stock w/ Exercised Warrants $52,000,000 Par Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $7,000,000 $1,500,000 Par Par $7,500,000 Par Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $5,976,000 $10,000,000 $10,103,000 $3,300,000 Par Par Par Par NE 8 9/11/2009 First Eagle Bancshares, Inc. Hanover Park 2, 10 2, 10 2, 10 2 9/18/2009 9/18/2009 9/25/2009 9/25/2009 IA Bancorp, Inc. HomeTown Bankshares Corporation Heritage Bankshares, Inc. Mountain Valley Bancshares, Inc. Iselin Roanoke Norfolk Cleveland NJ VA VA GA IL 8 9/25/2009 Grand Financial Corporation Hattiesburg MS 3, 8 9/25/2009 Guaranty Capital Corporation Belzoni MS 8, 10 9/25/2009 GulfSouth Private Bank Destin FL 8, 10 9/25/2009 Steele Street Bank Corporation Denver CO 2, 10 2, 10 10/2/2009 10/2/2009 10/23/2009 Premier Financial Bancorp, Inc. Providence Bank Regents Bancshares, Inc. Huntington Rocky Mount Vancouver WV NC WA 8 10/23/2009 Cardinal Bancorp II, Inc. Washington MO 1,697,000 Capital Repayment Date Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Investment Description Remaining Capital Amount Final Disposition Final Disposition Date Disposition Investment Description Final Disposition Proceeds Par $2,443,320 Par $14,000,000 Par $7,500,000 Par $11,019,000 Par Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ $ $ 22,252,000 4,000,000 12,700,000 Par Par Par $ 6,251,000 Par Total Purchase Amount $ 204,662,776,320 Total Capital Repayment Amount TOTAL TREASURY CPP INVESTMENT AMOUNT $ $ 70,805,427,000 133,857,349,320 1/ This transaction was included in previous Transaction Reports with Merrill Lynch & Co., Inc. listed as the qualifying institution and a 10/28/2008 transaction date, footnoted to indicate that settlement was deferred pending merger. The purchase of Merrill Lynch by Bank of America was completed on 1/1/2009, and this transaction under the CPP was funded on 1/9/2009. 2/ Privately-held qualified financial institution; Treasury received a warrant to purchase additional shares of preferred stock (unless the institution is a CDFI), which it exercised immediately. 3/ To promote community development financial institutions (CDFIs), Treasury does not require warrants as part of its investment in certified CDFIs when the size of the investment is $50 million or less. 4/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009. 5/ Redemption pursuant to a qualified equity offering. 6/ This amount does not include accrued and unpaid dividends, which must be paid at the time of capital repayment. 7/ The proceeds associated with the disposition of this investment do not include accrued and unpaid dividends. 8/ Subchapter S corporation; Treasury received a warrant to purchase additional subordinated debentures (unless the institution is a CDFI), which it exercised immediately. 9/ In its qualified equity offering, this institution raised more capital than Treasury’s original investment, therefore, the number of Treasury’s shares underlying the warrant was reduced by half. 10/ This institution participated in the expansion of CPP for small banks. 11/ Treasury has three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in Fixed Rate Cumulative Perpetual Preferred Stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. On 7/23/2009 and 7/30/2009, Treasury exchanged a total of $25 billion of the CPP shares for Series M Common Stock Equivalent (“Series M”) and a warrant to purchase shares of common stock. On 9/11/2009, Series M automatically converted to 7,692,307,692 shares of common stock and the associated warrant terminated on receipt of certain shareholder approvals. 12/ On 8/24/2009, Treasury exchanged its Series C Preferred Stock issued by Popular, Inc. for a like amount of non tax-deductible Trust Preferred Securities issued by Popular Capital Trust III, administrative trustee for Popular, Inc. Popular, Inc. paid a $13 million exchange fee in connection with this transaction. Page 15 of 22 AUTOMOTIVE INDUSTRY FINANCING PROGRAM Seller Footnote 15 1, 20 20 14, 21 2 3, 20 Date Name of Institution 12/29/2008 GMAC LLC 12/29/2008 General Motors Corporation 12/31/2008 General Motors Corporation 1/2/2009 1/16/2009 Chrysler Holding LLC Chrysler Financial Services Americas LLC Purchase Details City Detroit Detroit State Transaction Type MI MI Purchase Purchase Detroit MI Purchase Auburn Hills MI Purchase Farmington Hills MI Purchase 4/22/2009 General Motors Corporation Detroit MI Purchase 4, 5, 21 4/29/2009 Chrysler Holding LLC Auburn Hills MI Purchase 4, 6, 21 4/29/2009 Chrysler Holding LLC Auburn Hills MI Purchase 7 5/1/2009 Chrysler LLC Wilmington DE Purchase 8 5/20/2009 Chrysler LLC Wilmington DE Purchase 5/20/2009 General Motors Corporation Detroit MI Purchase 9, 20 15 5/21/2009 GMAC LLC Detroit MI Purchase 10 5/27/2009 New CarCo Acquisition LLC Wilmington DE Purchase 11, 20 5/27/2009 General Motors Corporation Detroit MI Purchase 13, 20 18 6/3/2009 General Motors Corporation 7/10/2009 General Motors Company Detroit MI Purchase Detroit MI Purchase Investment Description Preferred Stock w/ Exercised Warrants Debt Obligation Debt Obligation w/ Warrants and Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Preferred Stock w/ Exercised Warrants Debt Obligation w/ Additional Note, Equity Interest Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note, Equity Interest Exchange Details Investment Amount $ $ 5,000,000,000 884,024,131 Pricing Mechanism Par N/A $ 13,400,000,000 N/A $ 4,000,000,000 N/A $ Transaction Type 5/29/2009 Exchange 7/10/2009 Exchange Investment Description Equity Interest in GMAC Preferred and common stock in General Motors Company Investment Amount 12, 15 Pricing Mechanism $ 884,024,131 Par $ 13,400,000,000 Par 18 3/17/2009 $ 3,499,054.95 $ 4/17/2009 $ 31,810,122.11 $ 5/18/2009 $ 51,136,083.81 $ 6/17/2009 7/14/2009 $ $ 44,357,709.98 $ 1,369,197,029.15 $ 7/10/2009 $ 280,130,642 $ 7/10/2009 $ 360,624,198 $ 1,500,000,000 N/A $ 2,000,000,000 N/A $ 500,000,000 N/A $ 280,130,642 N/A $ 3,043,143,000 N/A $ 756,857,000 N/A $ 4,000,000,000 N/A $ 7,500,000,000 Par $ 6,642,000,000 N/A $ 360,624,198 N/A $ 23,027,511,395 N/A $ 7,072,488,605 N/A Total Initial Investment Amount $ Date Treasury Investment Remaining After Principal Repayment Remaining Principal Investment Remaining Repayment Principal Repayment Description Principal Amount Date Amount 19 Principal Repayment Details 7/10/2009 Exchange 7/10/2009 Exchange 7/10/2009 Exchange 7/10/2009 Exchange Preferred and common stock in General Motors Company 79,966,778,971 TOTAL TREASURY INVESTMENT AMOUNT 18 $ 2,000,000,000 Par $ 4,000,000,000 Par N/A $ 360,624,198 Par $ 22,041,706,310 Par 16, 18 17, 18 Total Principal Repayment Amount $ 0 18 Preferred and common stock in General Motors Company Preferred and common stock in General Motors Company Preferred and common stock in General Motors Company Debt Obligation w/ 1,496,500,945 Additional Note Debt Obligation w/ 1,464,690,823 Additional Note Debt Obligation w/ 1,413,554,739 Additional Note Debt Obligation w/ 1,369,197,029 Additional Note 0 N/A $ Debt Obligation w/ Additional Note, 6,711,864,407 Equity Interest 2,140,754,840 77,826,024,131 1/ Treasury committed to lend General Motors Corporation up to $1,000,000,000. The ultimate level of funding was dependent upon the level of investor participation in GMAC LLC's rights offering. The amount has been updated to reflect the final level of funding. 2/ The loan was funded through Chrysler LB Receivables Trust, a special purpose vehicle created by Chrysler Financial. The amount of $1,500,000,000 represents the maximum loan amount. The loan was incrementally funded until it reached the maximum amount of $1.5 billion on 4/9/2009. 3/ This transaction is an amendment to Treasury's 12/31/2008 agreement with General Motors Corporation, which brought the total loan amount to $15,400,000,000. 4/ This transaction is an amendment to Treasury's 1/2/2009 agreement with Chrysler Holding LLC, increasing the total loan amount to $4,780,130,642. 5/ The loan may be incrementally funded. 6/ The loan will be used to capitalize Chrysler Warranty SPV LLC, a special purpose vehicle created by Chrysler LLC. 7/ The terms of this transaction, first reported based on a binding term sheet fully executed on 5/1/2009, but made effective as of 4/30/2009, are now finalized and reflected in a credit agreement fully executed on 5/5/2009. Under the terms of the credit agreement, all commitment amounts were adjusted as follows: Treasury's commitment amount is $3.04 billion of the total $4.1 billion debtor-in-possession (DIP) credit facility. The amount of $1.4 billion, of which Treasury's share is $1.04 billion, is available in weekly disbursements under the terms of the Bankruptcy Court's interim order approving the DIP credit facility; the balance will be available in weekly disbursements after certain Bankruptcy Court milestones are met. 8/ This transaction is an amendment to Treasury's DIP credit agreement with Chrysler LLC dated 5/5/2009 and increases Treasury's commitment to $3,800,000,000. The amendment was fully executed on 5/20/2009, but was made effective as of 5/15/2009. 9/ This transaction is an amendment to Treasury's 12/31/2008 agreement with General Motors Corporation, which brought the total loan amount to $19,400,000,000, including the 4/22/2009 amendment. 10/ The terms of this transaction, first reported based on a term sheet fully executed on 5/27/2009 for an amount up to $6.943 billion, are now finalized and reflected in a credit agreement fully executed on 6/10/2009. Under the terms of the credit agreement, Treasury made a new commitment to New CarCo Acquisition LLC (renamed Chrysler Group LLC on or about 6/10/2009) of up to $6.642 billion. The total loan amount is up to $7.142 billion including $500 million of debt assumed from Treasury's 1/2/2009 credit agreement with Chrysler Holding LLC. The debt obligations will be secured by a first priority lien on the assets of New CarCo Acquisition LLC (the company that purchased Chrysler LLC's assets in a sale pursuant to section 363 of the Bankruptcy Code). 11/ This transaction is an amendment to Treasury's 12/31/2008 agreement with General Motors Corporation, which brings the total loan amount to $19,760,624,198, including the 4/22/2009 and 5/20/2009 amendments. The $360 million loan will be used to capitalize GM Warranty LLC, a special purpose vehicle created by General Motors Corporation. On 7/10/2009, t principal amount was included in the $7.07 billion of debt assumed by the new GM, as explained in footnote 17. 12/ Pursuant to its rights under the loan agreement with General Motors Corporation (GM) reported on 12/29/2009, Treasury exchanged its $884 million loan to GM for a portion of GM’s common equity interest in GMAC LLC. As a result of the exchange, Treasury holds a 35.4% common equity interest in GMAC LLC. 13/ Under the terms of the $33.3 billion debtor-in-possession (DIP) credit agreement, Treasury's commitment amount is $30.1 billion. Up to $15 billion is available pursuant to the interim order the Bankruptcy Court entered approving the DIP credit facility, of which Treasury's share is $12.8 billion; the balance will be available shortly after the Bankruptcy Court's final and non-appealable order approving the DIP credit facility. 14/ Pursuant to the agreement originally reported on 5/27/2009 and fully executed on 6/10/2009 (explained in Footnote 10), $500 million of this deal's debt will be assumed under that fully executed agreement. 15/ GMAC LLC is now known as GMAC Inc. effective 6/30/2009. 16/ This investment amount was funded as a prepayment of the new General Motors Company's assumed note described in footnote 17. 17/ On 7/10/2009, Treasury and Motors Liquidation Company (formerly known as General Motors Corporation) amended the 6/3/2009 DIP credit agreement for $30.1 billion between Treasury and General Motors Corporation. Under the terms of the amendment, the DIP loan and interest accruing thereunder were extinguished and exchanged for privately placed preferre and common equity in General Motors Company (the new GM) except for $986 million, which remained for the benefit of Motors Liquidation Company, and $7.07 billion, which was assumed by General Motors Company as a new obligation under the terms of a separate agreement (see footnote 18). In total, Treasury received $2.1 billion in preferred shares and 60.8% of the common shares of General Motors Company. 18/ On 7/10/2009, Treasury and General Motors Company entered into an agreement under which General Motors Company assumed $7.07 billion of General Motors Corporation’s (now known as Motors Liquidation Company) obligation under its 6/3/2009 agreement with Treasury. 19/ This amount does not include accrued and unpaid interest, which must be paid at the time of principal repayment. 20/ General Motors Corporation is now known as Motors Liquidation Company. 21/ Chrysler Holding LLC is now known as CGI Holding LLC. AUTOMOTIVE SUPPLIER SUPPORT PROGRAM Seller Footnote Date 1 4/9/2009 2 4/9/2009 Name of Institution Adjustment Details City GM Supplier Receivables LLC Wilmington Chrysler Receivables SPV LLC Wilmington State Transaction Type DE Purchase DE Purchase Investment Description Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note INITIAL TOTAL Investment Amount Pricing Mechanism Adjustment Amount Adjustment Date $ 3,500,000,000 N/A 7/8/2009 3 $ 1,500,000,000 N/A 7/8/2009 3 $ 5,000,000,000 Adjusted Investment Amount $ (1,000,000,000) $ 2,500,000,000 $ (500,000,000) $ 1,000,000,000 ADJUSTED TOTAL $ 3,500,000,000 1/ The loan was funded through GM Supplier Receivables, LLC, a special purpose vehicle created by General Motors Corporation. The amount of $3,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/3/2009. General Motors Company assumed GM Supplier Receivables LLC on 7/10/2009. 2/ The loan was funded through Chrysler Receivables SPV LLC, a special purpose vehicle created by Chrysler LLC. The amount of $1,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/7/2009. Chyrsler Group LLC assumed Chrysler Receivables SPV LLC on 6/10/2009. 3/ Treasury issued notice to the institution of the permanent reduced commitment on 7/8/2009; the reduction was effective on 7/1/2009. TARGETED INVESTMENT PROGRAM Seller Footnote Date 1 12/31/2008 1/16/2009 Name of Institution City Citigroup Inc. New York Bank of America Corporation Charlotte State Transaction Type NY NC Purchase Purchase Investment Description Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants Investment Amount TOTAL $ $ 20,000,000,000 20,000,000,000 $ 40,000,000,000 Pricing Mechanism Par Par 1/ Treasury has three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock, Series I (TIP Shares) “dollar for dollar” for Trust Preferred Securities. ASSET GUARANTEE PROGRAM Seller Footnote Date 1, 2 1/16/2009 Name of Institution Citigroup Inc. City New York State Transaction Type NY Guarantee Investment Description Guarantee Limit Trust Preferred Securities w/ Warrants TOTAL $ 5,000,000,000 $ 5,000,000,000 Premium Received Preferred Stock and Warrants 1/ In consideration for the guarantee, Treasury received $4.03 billion of preferred stock, which pays 8% interest. 2/ Treasury has three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” for Trust Preferred Securities. CONSUMER AND BUSINESS LENDING INITIATIVE INVESTMENT PROGRAM Seller Footnote Date 1 3/3/2009 Name of Institution TALF LLC City Wilmington State Transaction Type DE Purchase Investment Description Investment Amount Debt Obligation w/ Additional Note TOTAL $ 20,000,000,000 $ 20,000,000,000 Pricing Mechanism N/A 1/ The loan was funded through TALF LLC, a special purpose vehicle created by The Federal Reserve Bank of New York. The amount of $20,000,000,000 represents the maximum loan amount. The loan will be incrementally funded. SYSTEMICALLY SIGNIFICANT FAILING INSTITUTIONS Seller Footnote 3 Name of Institution Date 11/25/2008 4/17/2009 AIG AIG Purchase Details City New York New York State NY NY Transaction Type Purchase Purchase Investment Description Preferred Stock w/ Warrants Preferred Stock w/ Warrants TOTAL Exchange Details Investment Amount $ $ 40,000,000,000 29,835,000,000 $ 69,835,000,000 Pricing Mechanism Par Par Date 4/17/2009 Transaction Type Exchange Investment Amount Investment Description Preferred Stock w/ Warrants 1 $ 40,000,000,000 Pricing Mechanism Par 2 1/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative Preferred Shares for Series E Fixed Rate Non-Cumulative Preferred Shares with no change to Treasury's initial investment amount. In addition, in order for AIG to fully redeem the Series E Preferred Shares, it has an additional obligation to Treasury of $1,604,576,000 to reflect the cumulative unpaid dividends for the Series D Preferred Shares due to Treasury through and including the exchange date. 2/ The investment price reflects Treasury's commitment to invest up to $30 billion less a reduction of $165 million representing retention payments AIG Financial Products made to its employees in March 2009. 3/ This transaction does not include AIG's commitment fee of an additional $165 million scheduled to be paid from its operating income in three equal installments over the five-year life of the facility. Page 18 of 22 LEGACY SECURITIES PUBLIC-PRIVATE INVESTMENT PROGRAM (S-PPIP) Footnote Date Name of Institution 1 Transaction Type Seller 9/30/2009 UST/TCW Senior Mortgage Securities Fund, L.P. City Wilmington Investment Description Investment Amount Pricing Mechanism State DE Purchase Membership Interest $1,111,111,111 Par 2 9/30/2009 UST/TCW Senior Mortgage Securities Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $2,222,222,222 Par 1 9/30/2009 Invesco Legacy Securities Master Fund, L.P. Wilmington DE Purchase Membership Interest $1,111,111,111 Par 2 9/30/2009 Invesco Legacy Securities Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $2,222,222,222 Par 1 10/1/2009 Wellington Management Legacy Securities PPIF Master Fund, LP Wilmington DE Purchase Membership Interest $1,111,111,111 Par 2 10/1/2009 Wellington Management Legacy Securities PPIF Master Fund, LP Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $2,222,222,222 Par 1 10/2/2009 AllianceBernstein Legacy Securities Master Fund, L.P. Wilmington DE Purchase Membership Interest $1,111,111,111 Par 2 10/2/2009 AllianceBernstein Legacy Securities Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $2,222,222,222 Par 1 10/2/2009 Blackrock PPIF, L.P. Wilmington DE Purchase Membership Interest $1,111,111,111 Par 2 10/2/2009 Blackrock PPIF, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $2,222,222,222 Par TOTAL $16,666,666,665 1/ The equity amount may be incrementally funded. Investment amount represents Treasury's maximum obligation if the limited partners other than Treasury fund their maximum equity capital obligations. 2/ The loan may be incrementally funded. Investment amount represents Treasury's maximum obligation if Treasury and the limited partners other than Treasury fund 100% of their maximum equity obligations Page 19 of 22 HOME AFFORDABLE MODIFICATION PROGRAM Servicer Modifying Borrowers' Loans Date 4/13/2009 4/13/2009 4/13/2009 4/13/2009 4/13/2009 Name of Institution Select Portfolio Servicing CitiMortgage, Inc. Wells Fargo Bank, NA GMAC Mortgage, Inc. Saxon Mortgage Services, Inc. City Salt Lake City O'Fallon Des Moines Ft. Washington Irving State UT MO IA PA TX Transaction Type Purchase Purchase Purchase Purchase Purchase Investment Description Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Adjustment Details Cap of Incentive Payments on Behalf of Borrowers and Adjustment to Servicers & Pricing Date Cap Adjustment Amount Adjusted Cap Lenders/Investors (Cap) 1 Mechanism $ $ $ $ $ 376,000,000 2,071,000,000 2,873,000,000 633,000,000 407,000,000 N/A N/A N/A N/A N/A 4/13/2009 Chase Home Finance, LLC Iselin NJ Purchase Financial Instrument for Home Loan Modifications $ 3,552,000,000 N/A 4/16/2009 Ocwen Financial Corporation, Inc. West Palm Beach FL Purchase Financial Instrument for Home Loan Modifications $ 659,000,000 N/A 4/17/2009 4/17/2009 4/20/2009 4/20/2009 4/24/2009 4/27/2009 5/1/2009 5/28/2009 Bank of America, N.A. Countrywide Home Loans Servicing LP Home Loan Services, Inc. Wilshire Credit Corporation Green Tree Servicing LLC Carrington Mortgage Services, LLC Aurora Loan Services, LLC Nationstar Mortgage LLC Simi Valley Simi Valley Pittsburgh Beaverton Saint Paul Santa Ana Littleton Lewisville CA CA PA OR MN CA CO TX Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications $ $ $ $ $ $ $ $ 798,900,000 1,864,000,000 319,000,000 366,000,000 156,000,000 195,000,000 798,000,000 101,000,000 N/A N/A N/A N/A N/A N/A N/A N/A 6/12/2009 $ 284,590,000 $ 9/30/2009 6/12/2009 $ 121,910,000 $ 782,500,000 $ (991,580,000) $ 1,079,420,000 9/30/2009 $ 6/17/2009 $ 9/30/2009 $ 65,070,000 $ 2,475,080,000 6/12/2009 $ 384,650,000 $ 1,017,650,000 9/30/2009 $ 2,537,240,000 $ 3,554,890,000 6/17/2009 $ 225,040,000 $ 632,040,000 9/30/2009 $ 254,380,000 $ 886,420,000 7/31/2009 $ (3,552,000,000) $ 6/12/2009 $ (105,620,000) $ 9/30/2009 $ 102,580,000 $ 6/12/2009 $ 5,540,000 $ 9/30/2009 $ 162,680,000 $ 6/12/2009 $ 3,318,840,000 $ 9/30/2009 $ (717,420,000) $ 6/12/2009 $ 128,300,000 $ 9/30/2009 $ 46,730,000 $ 6/12/2009 $ 87,130,000 $ 9/30/2009 $ (249,670,000) $ 6/17/2009 $ (64,990,000) $ 9/30/2009 $ 130,780,000 6/17/2009 $ (63,980,000) $ 9/30/2009 $ 6/17/2009 $ (338,450,000) $ 9/30/2009 $ (11,860,000) $ 6/12/2009 $ 16,140,000 $ 9/30/2009 $ 134,560,000 $ 1,010,180,000 660,590,000 $ 2,089,600,000 (462,990,000) $ 2,410,010,000 90,990,000 $ $ Reason for Adjustment Updated portfolio data from servicer Updated portfolio data from servicer & HPDP initial cap Updated portfolio data from servicer Updated portfolio data from servicer & HPDP initial cap Updated portfolio data from servicer Updated portfolio data from servicer & HPDP initial cap Updated portfolio data from servicer Updated portfolio data from servicer & HPDP initial cap Updated portfolio data from servicer Updated portfolio data from servicer & HPDP initial cap - Termination of SPA Updated portfolio data from 553,380,000 servicer Updated portfolio data from 655,960,000 servicer & HPDP initial cap Updated portfolio data from 804,440,000 servicer Updated portfolio data from 967,120,000 servicer & HPDP initial cap Updated portfolio data from 5,182,840,000 servicer Updated portfolio data from 4,465,420,000 servicer & HPDP initial cap Updated portfolio data from 447,300,000 servicer Updated portfolio data from 494,030,000 servicer & HPDP initial cap Updated portfolio data from 453,130,000 servicer Updated portfolio data from 203,460,000 servicer & HPDP initial cap Updated portfolio data from 91,010,000 servicer Updated portfolio data from 221,790,000 servicer & HPDP initial cap Updated portfolio data from 131,020,000 servicer Updated portfolio data from 222,010,000 servicer & HPDP initial cap Updated portfolio data from 459,550,000 servicer Updated portfolio data from 447,690,000 servicer & HPDP initial cap Updated portfolio data from 117,140,000 servicer Updated portfolio data from 251,700,000 servicer & HPDP initial cap 2 Page 20 of 22 Servicer Modifying Borrowers' Loans Name of Institution Date 6/12/2009 Residential Credit Solutions City Fort Worth State TX Transaction Type Purchase Investment Description Adjustment Details Cap of Incentive Payments on Behalf of Borrowers and Adjustment to Servicers & Pricing Date Cap Adjustment Amount Adjusted Cap Lenders/Investors (Cap) 1 Mechanism Financial Instrument for Home Loan Modifications $ 19,400,000 N/A 9/30/2009 $ (1,860,000) $ 6/17/2009 CCO Mortgage Glen Allen VA Purchase Financial Instrument for Home Loan Modifications $ 16,520,000 N/A 9/30/2009 $ 6/17/2009 RG Mortgage Corporation San Juan PR Purchase Financial Instrument for Home Loan Modifications $ 57,000,000 N/A 9/30/2009 $ (11,300,000) $ 13,070,000 $ 6/19/2009 First Federal Savings and Loan Port Angeles WA Purchase Financial Instrument for Home Loan Modifications $ 770,000 N/A 6/19/2009 Wescom Central Credit Union Anaheim CA Purchase Financial Instrument for Home Loan Modifications $ 540,000 N/A 9/30/2009 $ 330,000 6/26/2009 Citizens First Wholesale Mortgage Company The Villages FL Purchase Financial Instrument for Home Loan Modifications $ 30,000 N/A 9/30/2009 $ (10,000) $ 6/26/2009 Technology Credit Union San Jose CA Purchase Financial Instrument for Home Loan Modifications $ 70,000 N/A 6/26/2009 National City Bank Miamisburg OH Purchase Financial Instrument for Home Loan Modifications $ 294,980,000 N/A 9/30/2009 $ 315,170,000 $ 7/1/2009 Wachovia Mortgage, FSB Des Moines IA Purchase Financial Instrument for Home Loan Modifications $ 634,010,000 N/A 9/30/2009 $ 723,880,000 $ 7/1/2009 Bayview Loan Servicing, LLC Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 44,260,000 N/A 9/30/2009 $ 23,850,000 $ 7/10/2009 Lake National Bank Mentor OH Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 9/30/2009 $ 150,000 $ 7/10/2009 IBM Southeast Employees' Federal Credit Union Delray Beach FL Purchase Financial Instrument for Home Loan Modifications $ 870,000 N/A 9/30/2009 $ (10,000) $ 7/17/2009 MorEquity, Inc. Evansville IN Purchase Financial Instrument for Home Loan Modifications $ 23,480,000 N/A 9/30/2009 $ 7/17/2009 PNC Bank, National Association Pittsburgh PA Purchase Financial Instrument for Home Loan Modifications $ 54,470,000 N/A 9/30/2009 $ 7/17/2009 Farmers State Bank West Salem OH Purchase Financial Instrument for Home Loan Modifications $ 170,000 N/A 9/30/2009 $ (90,000) $ 7/17/2009 ShoreBank Chicago IL Purchase Financial Instrument for Home Loan Modifications $ 1,410,000 N/A 9/30/2009 $ 890,000 7/22/2009 American Home Mortgage Servicing, Inc Coppell TX Purchase Financial Instrument for Home Loan Modifications $ 1,272,490,000 N/A 9/30/2009 $ (53,670,000) $ 7/22/2009 Mortgage Center, LLC Southfield MI Purchase Financial Instrument for Home Loan Modifications $ 4,210,000 N/A 9/30/2009 $ 7/22/2009 Mission Federal Credit Union San Diego CA Purchase Financial Instrument for Home Loan Modifications $ 860,000 N/A 9/30/2009 $ (490,000) $ 7/29/2009 First Bank St. Louis MO Purchase Financial Instrument for Home Loan Modifications $ 6,460,000 N/A 9/30/2009 $ (1,530,000) $ 7/29/2009 Purdue Employees Federal Credit Union West Lafayette IN Purchase Financial Instrument for Home Loan Modifications $ 1,090,000 N/A 9/30/2009 $ (60,000) $ 7/29/2009 Wachovia Bank, N.A. Charlotte NC Purchase Financial Instrument for Home Loan Modifications $ 85,020,000 N/A 9/30/2009 $ (37,700,000) $ 7/31/2009 J.P.Morgan Chase Bank, NA Lewisville TX Purchase Financial Instrument for Home Loan Modifications $ 2,699,720,000 N/A 9/30/2009 $ (14,850,000) $ 7/31/2009 EMC Mortgage Corporation Lewisville TX Purchase Financial Instrument for Home Loan Modifications $ 707,380,000 N/A 9/30/2009 $ (10,000) $ 8/5/2009 Lake City Bank Warsaw IN Purchase Financial Instrument for Home Loan Modifications $ 420,000 N/A 9/30/2009 $ 180,000 $ 8/5/2009 Oakland Municipal Credit Union Oakland CA Purchase Financial Instrument for Home Loan Modifications $ 140,000 N/A 9/30/2009 $ 290,000 $ 18,530,000 $ $ (36,240,000) $ 1,780,000 $ $ 8/5/2009 HomEq Servicing North Highlands CA Purchase Financial Instrument for Home Loan Modifications $ 674,000,000 N/A 9/30/2009 $ 8/12/2009 Litton Loan Servicing LP Houston TX Purchase Financial Instrument for Home Loan Modifications $ 774,900,000 N/A 9/30/2009 $ (121,190,000) $ 8/12/2009 PennyMac Loan Services, LLC Calasbasa CA Purchase Financial Instrument for Home Loan Modifications $ 6,210,000 N/A 9/30/2009 $ (1,200,000) $ 8/12/2009 Servis One, Inc. Titusville PA Purchase Financial Instrument for Home Loan Modifications $ 29,730,000 N/A 9/30/2009 $ (25,510,000) $ 313,050,000 $ Reason for Adjustment Updated portfolio data from 17,540,000 servicer & HPDP initial cap Updated portfolio data from 29,590,000 servicer & HPDP initial cap Updated portfolio data from 45,700,000 servicer & HPDP initial cap Updated portfolio data from 870,000 servicer & HPDP initial cap Updated portfolio data from 20,000 servicer & HPDP initial cap Updated portfolio data from 610,150,000 servicer & HPDP initial cap Updated portfolio data from 1,357,890,000 servicer & HPDP initial cap Updated portfolio data from 68,110,000 servicer & HPDP initial cap Updated portfolio data from 250,000 servicer & HPDP initial cap Updated portfolio data from 860,000 servicer & HPDP initial cap Updated portfolio data from 42,010,000 servicer & HPDP initial cap Updated portfolio data from 18,230,000 servicer & HPDP initial cap Updated portfolio data from 80,000 servicer & HPDP initial cap Updated portfolio data from 2,300,000 servicer & HPDP initial cap Updated portfolio data from 1,218,820,000 servicer & HPDP initial cap Updated portfolio data from 5,990,000 servicer & HPDP initial cap Updated portfolio data from 370,000 servicer & HPDP initial cap Updated portfolio data from 4,930,000 servicer & HPDP initial cap Updated portfolio data from 1,030,000 servicer & HPDP initial cap Updated portfolio data from 47,320,000 servicer & HPDP initial cap Updated portfolio data from 2,684,870,000 servicer & HPDP initial cap Updated portfolio data from 707,370,000 servicer & HPDP initial cap Updated portfolio data from 600,000 servicer & HPDP initial cap Updated portfolio data from 430,000 servicer & HPDP initial cap Updated portfolio data from 552,810,000 servicer & HPDP initial cap Updated portfolio data from 1,087,950,000 servicer & HPDP initial cap Updated portfolio data from 5,010,000 servicer & HPDP initial cap Updated portfolio data from 4,220,000 servicer & HPDP initial cap Page 21 of 22 Servicer Modifying Borrowers' Loans Name of Institution Date City Pasadena State Transaction Type CA Purchase 8/28/2009 OneWest Bank 8/28/2009 Stanford Federal Credit Union Palo Alto CA 8/28/2009 RoundPoint Mortgage Servicing Corporation Charlotte NC 9/2/2009 Horicon Bank Horicon WI 9/2/2009 Vantium Capital, Inc. Plano TX 9/9/2009 Central Florida Educators Federal Credit Union Lake Mary FL 9/9/2009 U.S. Bank National Association Owensboro KY 9/9/2009 CUC Mortgage Corporation Albany NY 9/11/2009 ORNL Federal Credit Union Oak Ridge TN 9/11/2009 Allstate Mortgage Loans & Investments, Inc. Ocala FL 9/11/2009 Metropolitan National Bank Little Rock AR 9/11/2009 Franklin Credit Management Corporation Jersey City NJ Investment Description Adjustment Details Cap of Incentive Payments on Behalf of Borrowers and Adjustment to Servicers & Pricing Date Cap Adjustment Amount Adjusted Cap Lenders/Investors (Cap) 1 Mechanism Financial Instrument for Home Loan Modifications $ Purchase Financial Instrument for Home Loan Modifications Purchase Financial Instrument for Home Loan Modifications Purchase Financial Instrument for Home Loan Modifications $ 560,000 Purchase Financial Instrument for Home Loan Modifications $ 6,000,000 Purchase Financial Instrument for Home Loan Modifications $ 1,250,000 Purchase Financial Instrument for Home Loan Modifications $ Purchase Financial Instrument for Home Loan Modifications $ Purchase Financial Instrument for Home Loan Modifications Purchase Financial Instrument for Home Loan Modifications Purchase Financial Instrument for Home Loan Modifications $ 280,000 Purchase Financial Instrument for Home Loan Modifications $ 27,510,000 145,800,000 $ Reason for Adjustment 668,440,000 N/A 10/2/2009 $ 814,240,000 HPDP initial cap $ 300,000 N/A 10/2/2009 $ 70,000 $ 370,000 HPDP initial cap $ 570,000 N/A 10/2/2009 $ 130,000 $ 700,000 HPDP initial cap N/A 10/2/2009 $ 130,000 $ 690,000 HPDP initial cap N/A 10/2/2009 $ 1,310,000 $ 7,310,000 HPDP initial cap N/A 10/2/2009 $ 280,000 $ 1,530,000 HPDP initial cap 114,220,000 N/A 10/2/2009 $ 24,920,000 $ 139,140,000 HPDP initial cap 4,350,000 N/A 10/2/2009 $ 950,000 $ 5,300,000 HPDP initial cap $ 2,070,000 N/A 10/2/2009 $ 460,000 $ 2,530,000 HPDP initial cap $ 250,000 N/A 10/2/2009 $ 60,000 $ 310,000 HPDP initial cap N/A 10/2/2009 $ 70,000 $ 350,000 HPDP initial cap N/A 10/2/2009 $ 6,010,000 $ 33,520,000 HPDP initial cap 9/16/2009 Bay Federal Credit Union Capitola CA Purchase Financial Instrument for Home Loan Modifications $ 410,000 N/A 10/2/2009 $ 90,000 $ 500,000 HPDP initial cap 9/23/2009 AMS Servicing, LLC Buffalo NY Purchase Financial Instrument for Home Loan Modifications $ 4,390,000 N/A 10/2/2009 $ 960,000 $ 5,350,000 HPDP initial cap 9/23/2009 Schools Financial Credit Union Sacramento CA Purchase Financial Instrument for Home Loan Modifications $ 390,000 N/A 10/2/2009 $ 90,000 $ 480,000 HPDP initial cap 9/23/2009 Glass City Federal Credit Union Maumee OH Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A 10/2/2009 $ 60,000 $ 290,000 HPDP initial cap 9/23/2009 Central Jersey Federal Credit Union Woodbridge NJ Purchase Financial Instrument for Home Loan Modifications $ 30,000 N/A 10/2/2009 $ 10,000 $ 40,000 HPDP initial cap 9/23/2009 Yadkin Valley Bank Elkin NC Purchase Financial Instrument for Home Loan Modifications $ 240,000 N/A 10/2/2009 $ 60,000 $ 300,000 HPDP initial cap 9/25/2009 SEFCU 10/2/2009 $ 100,000 $ 540,000 HPDP initial cap Total Cap Adjustments $ 3,835,780,000 $ 27,349,160,000 Albany NY Purchase Financial Instrument for Home Loan Modifications $ 440,000 N/A 10/14/2009 Great Lakes Credit Union North Chicago IL Purchase Financial Instrument for Home Loan Modifications $ 570,000 N/A 10/14/2009 Mortgage Clearing Corporation Tulsa OK Purchase Financial Instrument for Home Loan Modifications $ 4,860,000 N/A 10/21/2009 United Bank Mortgage Corporation Grand Rapids MI Purchase Financial Instrument for Home Loan Modifications $ 410,000 N/A 10/23/2009 Bank United Miami Lakes FL Purchase Financial Instrument for Home Loan Modifications $ 93,660,000 N/A 10/23/2009 IC Federal Credit Union Fitchburg MA Purchase Financial Instrument for Home Loan Modifications $ 760,000 N/A 10/28/2009 Harleysville National Bank & Trust Company Harleysville PA Purchase Financial Instrument for Home Loan Modifications $ 1,070,000 N/A 10/28/2009 Members Mortgage Company, Inc Woburn MA Purchase Financial Instrument for Home Loan Modifications $ 510,000 N/A Total Initial Cap $ 23,513,380,000 TOTAL CAP 1/ The Cap of Incentive Payments represents the potential total amount allocated to each servicer and includes the maximum amount allotted for all payments on behalf of borrowers and payments to servicers and lenders/investors. The Cap is subject to adjustment based on the total amount allocated to the program and individual servicer usage for borrower modifications. Each adjustment to the Cap is reflected under Adjustment Details. 2/ On July 31, 2009, the SPA with Chase Home Finance, LLC was terminated and superseded by new SPAs with J.P. Morgan Chase Bank, NA and EMC Mortgage Corporation. Page 22 of 22