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U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Transactions Report - Investment Programs For Period Ending November 15, 2011 CAPITAL PURCHASE PROGRAM Seller Footnote 1b 11, 23 5/26/2010 49 14 3a 11/24/2009 Name of Institution Purchase Date 10/28/2008 Bank of America Corporation 10/28/2008 The Bank of New York Mellon Corporation Investment Amount Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 15,000,000,000 3,000,000,000 Pricing Mechanism Par Par New York NY Common Stock w/ Warrants $ 25,000,000,000 Par The Goldman Sachs Group, Inc. JPMorgan Chase & Co. Morgan Stanley State Street Corporation Wells Fargo & Company Bank of Commerce Holdings 1st FS Corporation UCBH Holdings, Inc. Northern Trust Corporation SunTrust Banks, Inc. New York New York New York Boston San Francisco Redding Hendersonville San Francisco Chicago Atlanta NY NY NY MA CA CA NC CA IL GA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ 10,000,000,000 25,000,000,000 10,000,000,000 2,000,000,000 25,000,000,000 17,000,000 16,369,000 298,737,000 1,576,000,000 3,500,000,000 Par Par Par Par Par Par Par Par Par Par 11/14/2008 Broadway Financial Corporation Los Angeles CA Preferred Stock $ 9,000,000 Par 11/14/2008 11/14/2008 Washington Federal, Inc. BB&T Corp. M&T Bank Corporation (Provident Bancshares Corp.) Umpqua Holdings Corp. Comerica Inc. Regions Financial Corporation Capital One Financial Corporation First Horizon National Corporation Huntington Bancshares KeyCorp Seattle Winston-Salem WA NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 200,000,000 3,133,640,000 Par Par Baltimore MD Preferred Stock w/ Warrants $ 151,500,000 Par Portland Dallas Birmingham McLean Memphis Columbus Cleveland OR TX AL VA TN OH OH Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ 214,181,000 2,250,000,000 3,500,000,000 3,555,199,000 866,540,000 1,398,071,000 2,500,000,000 Par Par Par Par Par Par Par Valley National Bancorp Wayne NJ Preferred Stock w/ Warrants $ 300,000,000 Par Capital Repayment Capital Amount (Loss) 6 Repayment Date 12/9/2009 4 $ 15,000,000,000 6/17/2009 4 $ 3,000,000,000 ** 6/17/2009 6/17/2009 6/17/2009 6/17/2009 12/23/2009 9/27/2011 Remaining Capital Amount $ $ 0 0 Final Disposition Remaining Investment Description Final Disposition Date Warrants Warrants 3/3/2010 8/5/2009 Warrants Warrants Disposition Investment Description 25,000,000,000 $ 0 Warrants 1/25/2011 Warrants A $ 54,621,849 $ $ $ $ $ $ 10,000,000,000 25,000,000,000 10,000,000,000 2,000,000,000 25,000,000,000 17,000,000 $ $ $ $ $ $ 0 0 0 0 0 0 Warrants Warrants Warrants Warrants Warrants Warrants 7/22/2009 12/10/2009 8/12/2009 7/8/2009 5/20/2010 10/26/2011 Warrants Warrants Warrants Warrants Warrants Warrants R A R R A R $ $ $ $ $ $ 1,100,000,000 950,318,243 950,000,000 60,000,000 849,014,998 125,000 $ $ 1,576,000,000 3,500,000,000 $ $ 0 0 Warrants Warrants 8/26/2009 9/22/2011 Warrants Warrants R $ A $ 87,000,000 14,269,536 $ $ 200,000,000 3,133,640,000 $ $ 0 0 Warrants Warrants 3/9/2010 7/22/2009 Warrants Warrants A $ R $ 15,623,222 67,010,402 $ $ 214,181,000 2,250,000,000 $ $ 0 0 Warrants Warrants 3/31/2010 5/6/2010 Warrants Warrants R $ A $ 4,500,000 183,673,472 $ $ $ $ 3,555,199,000 866,540,000 1,398,071,000 2,500,000,000 $ $ $ $ 0 0 0 0 12/3/2009 3/9/2011 1/19/2011 4/20/2011 Warrants Warrants Warrants Warrants A R R R $ $ $ $ 148,731,030 79,700,000 49,100,000 70,000,000 5/18/2010 Warrants A $ 5,571,592 4 4 5 4 49 6/17/2009 3/30/2011 4 5/27/2009 6/17/2009 4 2/17/2010 3/17/2010 5 6/17/2009 12/22/2010 12/22/2010 3/30/2011 4 6/3/2009 4 $ 75,000,000 $ 225,000,000 9/23/2009 4 $ 125,000,000 $ 100,000,000 12/23/2009 4 $ 100,000,000 $ 0 Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants 4 4 4 4 4 4 Salt Lake City UT Preferred Stock w/ Warrants $ 1,400,000,000 Par Marshall & Ilsley Corporation Milwaukee WI Preferred Stock w/ Warrants $ 1,715,000,000 Par 7/5/2011 44 $ 1,715,000,000 $ 0 Warrants 7/5/2011 Warrants 11/14/2008 11/14/2008 11/21/2008 11/21/2008 11/21/2008 U.S. Bancorp TCF Financial Corporation First Niagara Financial Group HF Financial Corp. Centerstate Banks of Florida Inc. Minneapolis Wayzata Lockport Sioux Falls Davenport MN MN NY SD FL Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ 6,599,000,000 361,172,000 184,011,000 25,000,000 27,875,000 Par Par Par Par Par 6/17/2009 4/22/2009 5/27/2009 6/3/2009 9/30/2009 4 $ $ $ $ $ 6,599,000,000 361,172,000 184,011,000 25,000,000 27,875,000 $ $ $ $ $ 0 0 0 0 0 7/15/2009 12/15/2009 6/24/2009 6/30/2009 10/28/2009 Warrants Warrants Warrants Warrants Warrants City National Corporation Beverly Hills CA Preferred Stock w/ Warrants $ 400,000,000 Par 12/30/2009 4 11/21/2008 $ 200,000,000 $ 4/7/2010 3/3/2010 7/8/2009 9/27/2011 4 $ $ $ 200,000,000 41,500,000 140,000,000 $ $ $ Warrants Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants 6/2/2011 Webster Financial Corporation Bluefield Las Vegas Waterbury VA NV CT Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 41,500,000 140,000,000 400,000,000 Par Par Par 186,342,969 136,000,000 $ Zions Bancorporation First Community Bancshares Inc. Western Alliance Bancorporation Final Disposition Proceeds A $ R $ 4 11/14/2008 11/21/2008 11/21/2008 15 1b 23 11/14/2008 11/21/2008 47 6/30/2011 Investment Description NC NY Citigroup Inc. 11/14/2008 29 9/24/2010 State 10/28/2008 10/28/2008 10/28/2008 10/28/2008 10/28/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 49 City Charlotte New York Treasury Investment Remaining After Capital Repayment Capital Repayment Details 10/28/2008 11/14/2008 44 5/16/2011 Purchase Details 4 5 4 5 5 49 200,000,000 0 0 0 3/3/2010 4 $ 100,000,000 $ 300,000,000 10/13/2010 4 $ 100,000,000 $ 200,000,000 12/29/2010 4 $200,000,000 $ 0 9 9 44 R $ 9 R A R R R 139,000,000 9,599,964 2,700,000 650,000 212,000 Warrants R $ 18,500,000 Warrants A $ 20,678,339 N/A 9 11/21/2008 Pacific Capital Bancorp Santa Barbara CA Common Stock w/ Warrants $ 195,045,000 Par 11/21/2008 11/21/2008 11/21/2008 11/21/2008 Heritage Commerce Corp. Ameris Bancorp Porter Bancorp Inc. Banner Corporation San Jose Moultrie Louisville Walla Walla CA GA KY WA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 40,000,000 52,000,000 35,000,000 124,000,000 Par Par Par Par 11/21/2008 Cascade Financial Corporation Everett WA Preferred Stock w/ Warrants $ 38,970,000 Par 6/30/2011 47 $ 16,250,000 $ 0 N/A N/A N/A 47 - 11/21/2008 11/21/2008 Columbia Banking System, Inc. Heritage Financial Corporation Tacoma Olympia WA WA Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 76,898,000 24,000,000 Par Par 8/11/2010 12/22/2010 4 $ $ 76,898,000 24,000,000 $ $ 0 0 Warrants Warrants 9/1/2010 8/17/2011 Warrants Warrants 9 R $ R $ 4 3,250,000 $ $ $ $ $ 9 3,301,647 450,000 Page 1 of 13 Seller Footnote Purchase Date 11/21/2008 11/21/2008 11/21/2008 11/21/2008 14, 20 50 49 26 9/30/2010 50 17, 54 12 50 49 32 9/30/2010 55 24 50 35 43 5/13/2011 Purchase Details Name of Institution First PacTrust Bancorp, Inc. Severn Bancorp, Inc. Boston Private Financial Holdings, Inc. Associated Banc-Corp City Chula Vista Annapolis Boston Green Bay State CA MD MA WI 11/21/2008 11/21/2008 11/21/2008 11/21/2008 Trustmark Corporation First Community Corporation Taylor Capital Group Nara Bancorp, Inc. Jackson Lexington Rosemont Los Angeles MS SC IL CA 12/5/2008 Midwest Banc Holdings, Inc. Melrose Park IL 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 MB Financial Inc. First Midwest Bancorp, Inc. United Community Banks, Inc. WesBanco, Inc. Encore Bancshares Inc. Manhattan Bancorp Iberiabank Corporation Chicago Itasca Blairsville Wheeling Houston El Segundo Lafayette 12/5/2008 Eagle Bancorp, Inc. Bethesda IL IL GA WV TX CA LA MD Investment Description Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Mandatorily Convertible Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Investment Amount $ $ $ $ $ $ $ $ 19,300,000 23,393,000 154,000,000 525,000,000 Pricing Mechanism Par Par Par Par Par Par Par $ 89,388,000 Par $ $ $ $ $ $ $ 196,000,000 193,000,000 180,000,000 75,000,000 34,000,000 1,700,000 90,000,000 Par Par Par Par Par Par Par 38,235,000 Capital Repayment Date 12/15/2010 4 Capital Repayment Amount (Loss) 6 $ 19,300,000 Remaining Capital Amount $ 1/13/2010 4 $ 50,000,000 $ 6/16/2010 4 $ 104,000,000 $ 0 104,000,000 0 Par Final Disposition Remaining Investment Description Final Disposition Date Warrants 1/5/2011 Warrants R $ 1,003,227 Preferred Stock w/ Warrants Warrants 2/1/2011 Warrants A $ 6,352,500 Disposition Investment Description 15 Final Disposition Proceeds Preferred Stock w/ Warrants 4/6/2011 4 $ 262,500,000 $ 9/14/2011 4 $ 262,500,000 $ 0 Warrants 12/9/2009 4 $ 215,000,000 $ 0 Warrants 12/30/2009 Warrants R $ 10,000,000 4 $ $ $ $ 75,000,000 34,000,000 1,700,000 90,000,000 $ $ $ $ 0 0 0 0 12/23/2009 Warrants R $ 950,000 10/14/2009 5/20/2009 Warrants Warrants R $ R $ 63,364 1,200,000 12/23/2009 5 $ 15,000,000 $ Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants 7/14/2011 49 $ 23,235,000 $ 7/21/2010 4 $ 41,547,000 $ 2/23/2011 Warrants R $ 4,450,000 12/15/2010 4 $ 41,547,000 $ 0 Preferred Stock w/ Warrants Warrants 14,500,000 262,500,000 Par 215,000,000 11,350,000 104,823,000 67,000,000 $ Treasury Investment Remaining After Capital Repayment Capital Repayment Details 9/9/2009 9/27/2011 9/16/2009 3/31/2009 50 4 5 23,235,000 0 41,547,000 9 Warrants 12/5/2008 Sandy Spring Bancorp, Inc. Olney MD Preferred Stock w/ Warrants $ 83,094,000 Par 12/5/2008 12/5/2008 Coastal Banking Company, Inc. East West Bancorp Fernandina Beach Pasadena FL CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 9,950,000 306,546,000 Par Par 12/29/2010 4 $ 306,546,000 $ 0 Warrants 1/26/2011 Warrants 9 R $ 12/5/2008 South Financial Group, Inc. Greenville SC Preferred Stock w/ Warrants $ 347,000,000 Par 9/30/2010 26 $ 130,179,219 $ 0 Warrants 9/30/2010 Warrants 26 R $ 400,000 12/5/2008 12/5/2008 12/5/2008 Great Southern Bancorp Cathay General Bancorp Southern Community Financial Corp. Springfield Los Angeles Winston-Salem MO CA NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 58,000,000 258,000,000 42,750,000 Par Par Par 8/18/2011 50 $ 58,000,000 $ 0 Warrants 9/21/2011 Warrants R $ 6,436,364 CVB Financial Corp Ontario CA Preferred Stock w/ Warrants $ 130,000,000 Par 8/26/2009 4 12/5/2008 $ 97,500,000 $ Warrants R $ 1,307,000 4 $ 32,500,000 $ 0 Preferred Stock w/ Warrants Warrants 10/28/2009 9/2/2009 3/31/2009 4 $ 28,000,000 $ 0 Warrants 8/25/2011 7/21/2011 50 $ $ 10,000,000 9,550,000 $ $ 0 0 Warrants Warrants 10/19/2011 Warrants R $ 2,525,000 9/30/2010 32 $ 12,119,637 $ 0 Warrants 9/30/2010 Warrants R $ 40,000 7/15/2009 4 $ 7,000,000 $ 0 Warrants 9/2/2009 Warrants R $ 225,000 8/11/2011 3/31/2009 1/28/2011 50 $ $ $ 13,500,000 100,000,000 41,279,000 $ $ $ 0 0 0 Warrants Warrants N/A 9/28/2011 5/8/2009 N/A Warrants Warrants N/A R $ R $ - 560,000 1,200,000 N/A 12/23/2009 5 $ 235,000,000 $ 0 Warrants 6/16/2010 Warrants R $ 6,820,000 5/13/2011 43 $ 330,000,000 $ 4/21/2010 4 $ 200,000,000 $ 1/19/2011 Warrants R $ 5,269,179 12/22/2010 3/31/2009 4 $ $ 100,000,000 120,000,000 $ $ 0 0 Preferred Stock w/ Warrants Warrants Warrants 3/10/2010 Warrants A $ 11,320,751 11/4/2009 4 $ 75,000,000 $ 0 Warrants 11/24/2009 Warrants R $ 2,650,000 5/5/2009 4 $ 125,198,000 $ 0 Warrants 6/9/2010 Warrants A $ 3,007,891 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 First Defiance Financial Corp. First Financial Holdings Inc. Superior Bancorp Inc. Southwest Bancorp, Inc. Popular, Inc. Blue Valley Ban Corp Central Federal Corporation Bank of Marin Bancorp BNC Bancorp Central Bancorp, Inc. Southern Missouri Bancorp, Inc. State Bancorp, Inc. Defiance Charleston Birmingham Stillwater San Juan Overland Park Fairlawn Novato Thomasville Somerville Poplar Bluff Jericho 12/5/2008 TIB Financial Corp 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 Unity Bancorp, Inc. Old Line Bancshares, Inc. FPB Bancorp, Inc. Sterling Financial Corporation Oak Valley Bancorp Old National Bancorp Capital Bank Corporation Pacific International Bancorp SVB Financial Group LNB Bancorp Inc. M&T Bank Corporation (Wilmington Trust Corporation) 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 Susquehanna Bancshares, Inc Signature Bank HopFed Bancorp Citizens Republic Bancorp, Inc. Indiana Community Bancorp Bank of the Ozarks, Inc. Center Financial Corporation NewBridge Bancorp Sterling Bancshares, Inc. OH SC AL OK PR KS OH CA NC MA MO NY Preferred Stock w/ Warrants Preferred Stock w/ Warrants Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ 37,000,000 65,000,000 69,000,000 70,000,000 935,000,000 21,750,000 7,225,000 28,000,000 31,260,000 10,000,000 9,550,000 36,842,000 Par Par Par Par Par Par Par Par Par Par Par Par Naples FL Preferred Stock w/ Warrants $ 37,000,000 Par Clinton Bowie Port St. Lucie Spokane Oakdale Evansville Raleigh Seattle Santa Clara Lorain NJ MD FL WA CA IN NC WA CA OH Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Common Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ 20,649,000 7,000,000 5,800,000 303,000,000 13,500,000 100,000,000 41,279,000 6,500,000 235,000,000 25,223,000 Par Par Par Par Par Par Par Par Par Par Wilmington DE Preferred Stock w/ Warrants $ 330,000,000 Par Lititz PA Preferred Stock w/ Warrants $ 300,000,000 Par New York Hopkinsville Flint Columbus Little Rock Los Angeles Greensboro Houston NY KY MI IN AR CA NC TX Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ 120,000,000 18,400,000 300,000,000 21,500,000 75,000,000 55,000,000 52,372,000 125,198,000 Par Par Par Par Par Par Par Par 49 4 35 4 32,500,000 0 100,000,000 9 32 35 9 Warrants Page 2 of 13 Seller Footnote 50 22 50 49 45 - 6/3/2011 50 64 10/21/2011 50 50 50 30 9/29/2010 Purchase Date 49 50 2 2, 49 2, 49 2, 3 2 2 2 2 2 2 2 2 2 2, 50 Name of Institution City State 12/12/2008 12/12/2008 12/12/2008 12/12/2008 The Bancorp, Inc. TowneBank Wilshire Bancorp, Inc. Valley Financial Corporation Wilmington Portsmouth Los Angeles Roanoke 12/12/2008 Independent Bank Corporation Ionia MI 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 Pinnacle Financial Partners, Inc. First Litchfield Financial Corporation National Penn Bancshares, Inc. Northeast Bancorp Citizens South Banking Corporation Virginia Commerce Bancorp Fidelity Bancorp, Inc. LSB Corporation Intermountain Community Bancorp Community West Bancshares Synovus Financial Corp. Tennessee Commerce Bancorp, Inc. Community Bankers Trust Corporation BancTrust Financial Group, Inc. Enterprise Financial Services Corp. Mid Penn Bancorp, Inc. Summit State Bank VIST Financial Corp. Wainwright Bank & Trust Company Nashville Litchfield Boyertown Lewiston Gastonia Arlington Pittsburgh North Andover Sandpoint Goleta Columbus Franklin Glen Allen Mobile St. Louis Millersburg Santa Rosa Wyomissing Boston 12/19/2008 Whitney Holding Corporation 12/19/2008 12/19/2008 Investment Amount Pricing Mechanism Capital Repayment Date $ $ $ $ 45,220,000 76,458,000 62,158,000 16,019,000 Par Par Par Par $ 74,426,000 Par TN CT PA ME NC VA PA MA ID CA GA TN VA AL MO PA CA PA MA $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 95,000,000 10,000,000 150,000,000 4,227,000 20,500,000 71,000,000 7,000,000 15,000,000 27,000,000 15,600,000 967,870,000 30,000,000 17,680,000 50,000,000 35,000,000 10,000,000 8,500,000 25,000,000 22,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par New Orleans LA Preferred Stock w/ Warrants $ 300,000,000 Par The Connecticut Bank and Trust Company CoBiz Financial Inc. Hartford Denver CT CO Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 5,448,000 64,450,000 Par Par 9/8/2011 12/19/2008 Santa Lucia Bancorp Atascadero CA Preferred Stock w/ Warrants $ 4,000,000 Par 10/21/2011 12/19/2008 Seacoast Banking Corporation of Florida Stuart FL Preferred Stock w/ Warrants $ 50,000,000 Par 12/19/2008 Horizon Bancorp Michigan City IN Preferred Stock w/ Warrants $ 25,000,000 Par 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 Fidelity Southern Corporation Community Financial Corporation Berkshire Hills Bancorp, Inc. First California Financial Group, Inc AmeriServ Financial, Inc Atlanta Staunton Pittsfield Westlake Village Johnstown GA VA MA CA PA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ 48,200,000 12,643,000 40,000,000 25,000,000 21,000,000 Par Par Par Par Par 12/19/2008 Security Federal Corporation Aiken SC Preferred Stock w/ Warrants $ 18,000,000 12/19/2008 12/19/2008 12/19/2008 Wintrust Financial Corporation Flushing Financial Corporation Monarch Financial Holdings, Inc. Lake Forest Lake Success Chesapeake IL NY VA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 250,000,000 70,000,000 14,700,000 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 StellarOne Corporation Union First Market Bankshares Corporation (Union Bankshares Corporation) Tidelands Bancshares, Inc Bancorp Rhode Island, Inc. Hawthorn Bancshares, Inc. The Elmira Savings Bank, FSB Alliance Financial Corporation Heartland Financial USA, Inc. DE VA CA VA Investment Description 50 Remaining Capital Amount Remaining Investment Description Final Disposition Final Disposition Date Disposition Investment Description $ $ 45,220,000 76,458,000 $ $ 0 0 Warrants Warrants 9/8/2010 Warrants $ $ 10,000,000 150,000,000 $ $ 0 0 Warrants Warrants 4/7/2010 4/13/2011 Warrants Warrants 15 9 Final Disposition Proceeds R $ 4,753,985 R $ R $ 1,488,046 1,000,000 4/7/2010 3/16/2011 4 9/22/2011 50 $ 20,500,000 $ 0 Warrants 11/9/2011 Warrants R $ 225,157 11/18/2009 4 $ 15,000,000 $ 0 Warrants 12/16/2009 Warrants R $ 560,000 8/4/2011 49 $ 8,500,000 $ 0 Warrants 9/14/2011 Warrants R $ 315,000 11/24/2009 4 $ 22,000,000 $ 0 Warrants 12/16/2009 Warrants R $ 568,700 $ 300,000,000 $ 0 Warrants 6/3/2011 Warrants 45 R $ 6,900,000 50 $ 64,450,000 $ 0 Warrants 64 $ 2,800,000 $ 0 N/A N/A N/A 64 - 4 $ $ 6,250,000 18,750,000 $ $ $ $ $ 40,000,000 25,000,000 21,000,000 $ $ $ 0 0 0 6/24/2009 8/24/2011 11/2/2011 Warrants Warrants Warrants 4 6/3/2011 11/10/2010 8/25/2011 50 4 18,750,000 0 Par 9/29/2010 4 $ 18,000,000 $ 0 Warrants Par Par Par 12/22/2010 10/28/2009 12/23/2009 4 $ $ $ 250,000,000 70,000,000 14,700,000 $ $ $ 0 0 0 Warrants Warrants Warrants Preferred Stock w/ Warrants 2/8/2011 12/30/2009 2/10/2010 Warrants Warrants Warrants 50 5 5 9 N/A Warrants Warrants 50 Warrants Warrants Warrants 9 9 R $ R $ R $ 1,040,000 599,042 825,000 A $ R $ R $ 25,964,061 900,000 260,000 R $ 450,000 Charlottesville VA Preferred Stock w/ Warrants $ 30,000,000 Par 4/13/2011 4 $ 7,500,000 $ Bowling Green VA Preferred Stock w/ Warrants $ 59,000,000 Par 11/18/2009 5 $ 59,000,000 $ 0 Warrants 12/23/2009 Warrants Mt. Pleasant Providence Lee's Summit Elmira Syracuse Dubuque SC RI MO NY NY IA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ 14,448,000 30,000,000 30,255,000 9,090,000 26,918,000 81,698,000 Par Par Par Par Par Par 8/5/2009 4 $ 30,000,000 $ 0 Warrants 9/30/2009 Warrants R $ 1,400,000 8/25/2011 5/13/2009 9/15/2011 49 $ $ $ 9,090,000 26,918,000 81,698,000 $ $ $ 0 0 0 6/17/2009 9/28/2011 Warrants Warrants R $ R $ 900,000 1,800,000 2/16/2011 4 $ 2,212,308 $ Warrants Warrants Warrants Preferred Stock w/ Warrants 9/27/2011 9/22/2011 49 $ $ 87,631,000 15,540,000 $ $ 0 0 Preferred Stock 2 2 Preferred Stock 9/27/2011 9/22/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 4,382,000 777,000 9/22/2011 2/24/2010 50 $ $ 9,294,000 80,000,000 $ $ 0 0 Preferred Stock 2 Warrants 9/22/2011 6/2/2010 Preferred Stock Warrants 2, 7 R $ A $ 465,000 3,116,284 Preferred Stock w/ Warrants 4/20/2011 Warrants R $ 1,395,000 12/19/2008 Citizens First Corporation Bowling Green KY Preferred Stock w/ Warrants $ 8,779,000 Par FFW Corporation Plains Capital Corporation Tri-County Financial Corporation OneUnited Bank Patriot Bancshares, Inc. Pacific City Financial Corporation Marquette National Corporation Exchange Bank Monadnock Bancorp, Inc. Bridgeview Bancorp, Inc. Fidelity Financial Corporation Patapsco Bancorp, Inc. NCAL Bancorp FCB Bancorp, Inc. First Financial Bancorp Wabash Dallas Waldorf Boston Houston Los Angeles Chicago Santa Rosa Peterborough Bridgeview Wichita Dundalk Los Angeles Louisville Cincinnati IN TX MD MA TX CA IL CA NH IL KS MD CA KY OH Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 7,289,000 87,631,000 15,540,000 12,063,000 26,038,000 16,200,000 35,500,000 43,000,000 1,834,000 38,000,000 36,282,000 6,000,000 10,000,000 9,294,000 80,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Bridge Capital Holdings 3/10/2010 9/22/2011 5 Capital Repayment Amount (Loss) 6 5/27/2009 7/14/2011 8/11/2011 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/23/2008 12/23/2008 Treasury Investment Remaining After Capital Repayment Capital Repayment Details Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Mandatorily Convertible Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants 12/19/2008 18 Purchase Details San Jose CA Preferred Stock w/ Warrants $ 23,864,000 Par 4 50 49 5 2/23/2011 4 $ 15,000,000 $ 3/16/2011 4 $ 8,864,000 $ 22,500,000 6,566,692 8,864,000 0 9 2, 7 9 Warrants Page 3 of 13 Seller Footnote 49 59 - 9/7/2011 Purchase Details Name of Institution Purchase Date City State Investment Description Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Capital Repayment Amount (Loss) 6 Remaining Capital Amount 216,000,000 7,400,000 Par Par 12/23/2008 M&T Bank Corporation Buffalo NY Preferred Stock w/ Warrants $ 600,000,000 Par 5/18/2011 4 $ 370,000,000 $ 12/23/2008 12/23/2008 Emclaire Financial Corp. Park National Corporation Emlenton Newark PA OH Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 7,500,000 100,000,000 Par Par 8/18/2011 49 $ 7,500,000 $ 0 Preferred Stock w/ Warrants Warrants 9/7/2011 59 $ 68,700,000 $ 0 N/A N/A N/A 2/23/2011 4 $ 12,505,000 $ Preferred Stock w/ Warrants 5/11/2011 Warrants R $ 2,079,963 3/30/2011 4 $ 25,010,000 $ 0 Warrants 9/8/2010 Warrants R $ 10,800,000 9/28/2011 Warrants R $ 900,194 12/23/2008 Green Bankshares, Inc. Greeneville TN Preferred Stock w/ Warrants $ 72,278,000 Par 12/23/2008 Cecil Bancorp, Inc. Elkton MD Preferred Stock w/ Warrants $ 11,560,000 Par 12/23/2008 Financial Institutions, Inc. Warsaw NY Preferred Stock w/ Warrants $ 37,515,000 Par 230,000,000 25,010,000 Lancaster PA Preferred Stock w/ Warrants $ 376,500,000 Par 7/14/2010 $ 376,500,000 $ 0 Warrants Atmore AL Preferred Stock w/ Warrants $ 10,300,000 Par 9/3/2010 4 $ 10,300,000 $ 0 Warrants 50 12/23/2008 12/23/2008 12/23/2008 MutualFirst Financial, Inc. BCSB Bancorp, Inc. HMN Financial, Inc. Muncie Baltimore Rochester IN MD MN Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 32,382,000 10,800,000 26,000,000 Par Par Par 8/25/2011 1/26/2011 50 $ $ 32,382,000 10,800,000 $ $ 0 0 Warrants Warrants 4 59 12/23/2008 First Community Bank Corporation of America Pinellas Park FL Preferred Stock w/ Warrants $ 10,685,000 Par 5/31/2011 39 $ 7,754,267 $ 0 N/A N/A N/A 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 Sterling Bancorp Intervest Bancshares Corporation Peoples Bancorp of North Carolina, Inc. Parkvale Financial Corporation Timberland Bancorp, Inc. 1st Constitution Bancorp Central Jersey Bancorp Western Illinois Bancshares Inc. Saigon National Bank Capital Pacific Bancorp Uwharrie Capital Corp New York New York Newton Monroeville Hoquiam Cranbury Oakhurst Monmouth Westminster Portland Albemarle NY NY NC PA WA NJ NJ IL CA OR NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ 42,000,000 25,000,000 25,054,000 31,762,000 16,641,000 12,000,000 11,300,000 6,855,000 1,549,000 4,000,000 10,000,000 Par Par Par Par Par Par Par Par Par Par Par 4/27/2011 4 $ 42,000,000 $ 0 Warrants 5/18/2011 Warrants R $ 945,775 10/27/2010 11/24/2010 4 $ $ 12,000,000 11,300,000 $ $ 0 0 Warrants Warrants 12/1/2010 Warrants R $ 319,659 12/23/2008 Mission Valley Bancorp Sun Valley CA Preferred Stock $ 5,500,000 Par 8/20/2010 4 $ 5,500,000 $ 0 N/A N/A N/A 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 The Little Bank, Incorporated Pacific Commerce Bank Citizens Community Bank Seacoast Commerce Bank TCNB Financial Corp. Leader Bancorp, Inc. Nicolet Bankshares, Inc. Kinston Los Angeles South Hill Chula Vista Dayton Arlington Green Bay NC CA VA CA OH MA WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 7,500,000 4,060,000 3,000,000 1,800,000 2,000,000 5,830,000 14,964,000 Par Par Par Par Par Par Par 7/28/2011 9/1/2011 8/3/2011 11/24/2010 9/1/2011 11/24/2009 6/8/2011 8/18/2011 49 $ $ $ $ $ $ $ $ 3,000,000 1,800,000 2,000,000 5,830,000 14,964,000 3,455,000 3,455,000 6,885,000 $ $ $ $ $ $ $ $ Preferred Stock Preferred Stock 2 2 Preferred Stock Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 2 Preferred Stock Preferred Stock 2 7/28/2011 9/1/2011 8/3/2011 11/24/2010 9/1/2011 Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock 2, 7 8/18/2011 Preferred Stock $ $ 4,700,000 4,767,000 $ $ 0 0 Preferred Stock 2 2 Preferred Stock 12/30/2010 7/14/2011 $ $ $ $ 11,600,000 1,350,000,000 7,579,200,000 3,408,000,000 $ $ $ $ 0 0 0 0 Preferred Stock 2 Warrants Warrants Warrants $ $ 0 36,000,000 $ $ 0 0 $ $ 10,000,000,000 125,000,000 $ $ 0 0 12/23/2008 Magna Bank Memphis TN Preferred Stock w/ Exercised Warrants $ 13,795,000 Par 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/31/2008 12/31/2008 12/31/2008 Western Community Bancshares, Inc. Community Investors Bancorp, Inc. Capital Bancorp, Inc. Cache Valley Banking Company Citizens Bancorp Tennessee Valley Financial Holdings, Inc. Pacific Coast Bankers' Bancshares SunTrust Banks, Inc. The PNC Financial Services Group Inc. Fifth Third Bancorp Palm Desert Bucyrus Rockville Logan Nevada City Oak Ridge San Francisco Atlanta Pittsburgh Cincinnati CA OH MD UT CA TN CA GA PA OH Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ 7,290,000 2,600,000 4,700,000 4,767,000 10,400,000 3,000,000 11,600,000 1,350,000,000 7,579,200,000 3,408,000,000 Par Par Par Par Par Par Par Par Par Par 12/31/2008 Hampton Roads Bankshares, Inc. Norfolk VA Common Stock w/ Warrants $ 80,347,000 Par 12/31/2008 12/31/2008 12/31/2008 1/9/2009 1/9/2009 1/9/2009 CIT Group Inc. West Bancorporation, Inc. First Banks, Inc. Bank of America Corporation FirstMerit Corporation Farmers Capital Bank Corporation New York West Des Moines Clayton Charlotte Akron Frankfort NY IA MO NC OH KY Contingent Value Rights Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ 2,330,000,000 36,000,000 295,400,000 10,000,000,000 125,000,000 30,000,000 Par Par Par Par Par Par Peapack-Gladstone Financial Corporation Gladstone NJ Preferred Stock w/ Warrants $ 28,685,000 Par 1/9/2009 37, 46 6/17/2011 N/A $ $ Fulton Financial Corporation 2 1a, 1b - Preferred Stock w/ Warrants Preferred Stock w/ Warrants United Bancorporation of Alabama, Inc. 31 9/30/2010 16 Final Disposition Proceeds TX WA 12/23/2008 2 2 2 2, 49 2, 61 2 2, 50 15 Laredo Seattle 12/23/2008 2, 49 Disposition Investment Description International Bancshares Corporation First Sound Bank 30 - 9/3/2010 2 2 2 2 3, 30 8/20/2010 2 2 2, 49 2, 49 2 2 2, 49 Final Disposition Date 12/23/2008 12/23/2008 4 393/11/2011 Final Disposition Remaining Investment Description 12/30/2010 7/14/2011 4 49 4 4 49 4 4 49 4 49 0 0 0 0 0 10,340,000 6,885,000 0 7/28/2011 3/30/2011 2/10/2010 2/2/2011 50 2/8/2010 6/29/2011 16 12/9/2009 4/22/2009 4 1/6/2010 4 $ 7,172,000 $ 21,513,000 3/2/2011 4 $ 7,172,000 $ 14,341,000 4 4 4 4 4 1/9/2009 Commerce National Bank Newport Beach CA Preferred Stock w/ Warrants $ 5,000,000 Par 10/7/2009 4 $ 5,000,000 $ 1/9/2009 The First Bancorp, Inc. Damariscotta ME Preferred Stock w/ Warrants $ 25,000,000 Par 8/24/2011 4 $ 12,500,000 $ 1/9/2009 1/9/2009 1/9/2009 Sun Bancorp, Inc. Crescent Financial Corporation American Express Company Vineland Cary New York NJ NC NY Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 89,310,000 24,900,000 3,388,890,000 Par Par Par 4/8/2009 4 $ 89,310,000 $ 0 6/17/2009 4 $ 3,388,890,000 $ 0 1/9/2009 Central Pacific Financial Corp. Honolulu HI Common Stock w/ Warrants $ 135,000,000 Par 6/17/2011 46 $ 35,883,281 $ 1/9/2009 1/9/2009 Centrue Financial Corporation Eastern Virginia Bankshares, Inc. St. Louis Tappahannock MO VA Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 32,668,000 24,000,000 Par Par 0 12,500,000 99,116,719 2 - N/A - R R R R R N/A $ $ $ $ $ 150,000 90,000 100,000 292,000 748,000 2, 7 R $ 690,000 Preferred Stock Preferred Stock 2, 7 R $ R $ 235,000 238,000 7/28/2011 9/22/2011 4/29/2010 3/16/2011 Preferred Stock Warrants Warrants Warrants 2, 7 N/A Warrants N/A 8/31/2011 N/A Warrants Warrants Warrants 3/3/2010 5/27/2009 Warrants Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants Preferred Stock w/ Warrants Warrants 5/27/2009 Warrants R $ 2,100,000 7/29/2009 Warrants R $ 340,000,000 Warrants Common Stock w/ Warrants 2, 7 2, 7 2, 7 2, 7 2, 7 1b R A A R $ $ $ $ 580,000 16,224,035 324,195,686 280,025,936 R $ N/A 700,000 A $ R $ 124,228,646 5,025,000 Page 4 of 13 Seller Footnote 33 49 50 49 49 2 2 2, 49 2, 49 2 3 2, 49 2 2 2 2 2, 49 2, 50 2 2 2 49 28 10/07/2011 3, 30 8/27/2010 2 2 2 2, 50 2, 19 3, 30 9/29/2010 2, 49 2 2 2, 49 Purchase Details Name of Institution Purchase Date City State Investment Description Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 Colony Bankcorp, Inc. Independent Bank Corp. Cadence Financial Corporation LCNB Corp. Center Bancorp, Inc. F.N.B. Corporation Fitzgerald Rockland Starkville Lebanon Union Hermitage GA MA MS OH NJ PA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ 28,000,000 78,158,000 44,000,000 13,400,000 10,000,000 100,000,000 Par Par Par Par Par Par 4/22/2009 3/4/2011 10/21/2009 9/15/2011 9/9/2009 1/9/2009 C&F Financial Corporation West Point VA Preferred Stock w/ Warrants $ 20,000,000 Par 7/27/2011 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 North Central Bancshares, Inc. Carolina Bank Holdings, Inc. First Bancorp First Financial Service Corporation Codorus Valley Bancorp, Inc. MidSouth Bancorp, Inc. First Security Group, Inc. Shore Bancshares, Inc. The Queensborough Company American State Bancshares, Inc. Security California Bancorp Security Business Bancorp Sound Banking Company Mission Community Bancorp Redwood Financial Inc. Surrey Bancorp Independence Bank Valley Community Bank Rising Sun Bancorp Community Trust Financial Corporation GrandSouth Bancorporation Texas National Bancorporation Congaree Bancshares, Inc. New York Private Bank & Trust Corporation Home Bancshares, Inc. Washington Banking Company New Hampshire Thrift Bancshares, Inc. Bar Harbor Bankshares Somerset Hills Bancorp SCBT Financial Corporation S&T Bancorp ECB Bancorp, Inc. Fort Dodge Greensboro Troy Elizabethtown York Lafayette Chattanooga Easton Louisville Great Bend Riverside San Diego Morehead City San Luis Obispo Redwood Falls Mount Airy East Greenwich Pleasanton Rising Sun Ruston Greenville Jacksonville Cayce New York Conway Oak Harbor Newport Bar Harbor Bernardsville Columbia Indiana Engelhard IA NC NC KY PA LA TN MD GA KS CA CA NC CA MN NC RI CA MD LA SC TX SC NY AR WA NH ME NJ SC PA NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,200,000 16,000,000 65,000,000 20,000,000 16,500,000 20,000,000 33,000,000 25,000,000 12,000,000 6,000,000 6,815,000 5,803,000 3,070,000 5,116,000 2,995,000 2,000,000 1,065,000 5,500,000 5,983,000 24,000,000 9,000,000 3,981,000 3,285,000 267,274,000 50,000,000 26,380,000 10,000,000 18,751,000 7,414,000 64,779,000 108,676,000 17,949,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 1/16/2009 First BanCorp San Juan PR Common Stock w/ Warrants $ 424,174,000 Par 1/16/2009 1/16/2009 Texas Capital Bancshares, Inc. Yadkin Valley Financial Corporation Dallas Elkin TX NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 75,000,000 36,000,000 Par Par 5/13/2009 1/16/2009 Carver Bancorp, Inc New York NY Preferred Stock $ 18,980,000 Par 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 Citizens & Northern Corporation MainSource Financial Group, Inc. MetroCorp Bancshares, Inc. United Bancorp, Inc. Old Second Bancorp, Inc. Pulaski Financial Corp OceanFirst Financial Corp. Community 1st Bank TCB Holding Company, Texas Community Bank Centra Financial Holdings, Inc. First Bankers Trustshares, Inc. Pacific Coast National Bancorp Wellsboro Greensburg Houston Tecumseh Aurora Creve Coeur Toms River Roseville The Woodlands Morgantown Quincy San Clemente PA IN TX MI IL MO NJ CA TX WV IL CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ 26,440,000 57,000,000 45,000,000 20,600,000 73,000,000 32,538,000 38,263,000 2,550,000 11,730,000 15,000,000 10,000,000 4,120,000 Par Par Par Par Par Par Par Par Par Par Par Par 4 Capital Repayment Amount (Loss) 6 Remaining Capital Amount Final Disposition Date Warrants N/A Warrants Warrants Warrants Preferred Stock w/ Warrants 5/27/2009 N/A Warrants N/A R $ 2,200,000 N/A 9/28/2011 Warrants R $ 526,604 R $ R $ R $ 300,000 341,000 290,000 R $ R $ 150,000 100,000 R $ R $ R $ 1,200,000 450,000 199,000 R $ R $ 1,300,000 1,625,000 R $ R $ R $ 250,000 275,000 1,400,000 A $ 6,709,061 Disposition Investment Description 15 $ $ $ $ $ 78,158,000 38,000,000 13,400,000 10,000,000 100,000,000 $ $ $ $ $ 4 $ 10,000,000 $ 9/1/2011 50 $ 65,000,000 $ 0 Warrants 8/18/2011 8/25/2011 49 $ $ 16,500,000 20,000,000 $ $ 0 0 Warrants Warrants 4/15/2009 4 $ 25,000,000 $ 0 Warrants 11/2/2011 9/15/2011 7/14/2011 4 $ $ $ 6,000,000 6,815,000 5,803,000 $ $ $ 0 0 0 Preferred Stock Preferred Stock 2 Preferred Stock 2 11/2/2011 9/15/2011 7/14/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 $ $ 2,995,000 2,000,000 $ $ 0 0 Preferred Stock 2 2 Preferred Stock 8/18/2011 12/29/2010 Preferred Stock Preferred Stock 2, 7 $ $ $ 24,000,000 9,000,000 3,981,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 2 Preferred Stock 7/6/2011 9/8/2011 5/19/2010 Preferred Stock Preferred Stock Preferred Stock $ $ $ $ $ $ 50,000,000 26,380,000 10,000,000 18,751,000 7,414,000 64,779,000 $ $ $ $ $ $ 0 0 0 0 0 0 Warrants Warrants Warrants Warrants Warrants Warrants 7/27/2011 3/2/2011 Warrants Warrants 7/28/2010 6/24/2009 6/24/2009 Warrants Warrants Warrants 4 $ 75,000,000 $ 0 Warrants 3/11/2010 Warrants 8/27/2010 4 $ 18,980,000 $ 0 N/A N/A N/A 8/4/2010 4 $ 26,440,000 $ 0 Warrants 9/1/2010 Warrants 12/30/2009 5 $ 38,263,000 $ 0 Warrants 2/3/2010 Warrants 3/31/2009 9/8/2011 2/11/2010 4 50 $ $ $ 15,000,000 10,000,000 0 $ $ $ 0 0 0 Preferred Stock 2 2 Preferred Stock N/A 4/15/2009 9/8/2011 N/A Preferred Stock Preferred Stock N/A 33 4 49 4 49 49 49 8/18/2011 12/29/2010 49 7/6/2011 9/8/2011 5/19/2010 49 7/6/2011 1/12/2011 8/25/2011 2/24/2010 5/20/2009 5/20/2009 4 50 4 4 4 49 5 4 4 19 0 0 0 0 0 Final Disposition Remaining Investment Description 10,000,000 2 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 9 9 Final Disposition Proceeds - N/A R $ 400,000 9 R $ 430,797 2, 7 R $ R $ 750,000 500,000 N/A - N/A 2, 7 1/16/2009 Community Bank of the Bay Oakland CA Preferred Stock $ 1,747,000 Par 9/29/2010 4 $ 1,747,000 $ 0 N/A N/A N/A 1/16/2009 1/16/2009 1/16/2009 1/16/2009 Redwood Capital Bancorp Syringa Bancorp Idaho Bancorp Puget Sound Bank Eureka Boise Boise Bellevue CA ID ID WA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 3,800,000 8,000,000 6,900,000 4,500,000 Par Par Par Par 7/21/2011 49 $ 3,800,000 $ 0 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 $ 5,658,000 Par Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 225,000 Preferred Stock w/ Exercised Warrants 0 2,658,000 0 R $ VA $ $ $ 2, 7 Vienna 4,500,000 3,000,000 2,658,000 Preferred Stock United Financial Banking Companies, Inc. $ $ $ 8/11/2011 1/16/2009 8/11/2011 12/15/2010 9/15/2011 49 2, 49 2,7 R $ 283,000 2 2 2 1/16/2009 1/16/2009 1/16/2009 Dickinson Financial Corporation II The Baraboo Bancorporation Bank of Commerce Kansas City Baraboo Charlotte MO WI NC Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 146,053,000 20,749,000 3,000,000 Par Par Par 1/16/2009 State Bankshares, Inc. Fargo ND $ 50,000,000 Par 8/12/2009 6/29/2011 4 2 $ $ 12,500,000 37,500,000 $ $ 37,500,000 0 Preferred Stock 2 Preferred Stock 2 6/29/2011 Preferred Stock 2, 7 R $ 2,500,000 2 2 1/16/2009 1/16/2009 BNCCORP, Inc. First Manitowoc Bancorp, Inc. Bismarck Manitowoc ND WI $ $ 20,093,000 12,000,000 Par Par 5/27/2009 4 $ 12,000,000 $ Preferred Stock 2 5/27/2009 Preferred Stock 2, 7 R $ 600,000 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 4 49 0 9/15/2011 Preferred Stock R $ 190,000 Page 5 of 13 Seller Footnote 3, 30 8/6/2010 2 2, 36 2 2, 13 12/4/2009 Purchase Date Purchase Details Name of Institution City State Investment Description Investment Amount Pricing Mechanism Disposition Investment Description 15 Final Disposition Proceeds - N/A AR Preferred Stock $ 11,000,000 Par 8/6/2010 4 $ 11,000,000 $ 0 N/A N/A N/A Merriam Austin South Bend Princeton Gastonia Sandusky Wilmington Los Angeles KS TX IN IL NC OH DE CA Preferred Stock w/ Exercised Warrants Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ 13,000,000 3,268,000 111,000,000 25,083,000 3,500,000 23,184,000 52,625,000 7,701,000 Par Par Par Par Par Par Par Par 7/20/2011 2/15/2011 12/29/2010 4 $ $ $ 13,000,000 500,000 111,000,000 $ $ $ 0 0 0 Preferred Stock 2 Warrants Warrants 7/20/2011 Preferred Stock 36 4/22/2009 4 $ 4,900,000 $ 0 Preferred Stock 2 4/22/2009 Preferred Stock 2, 7 R $ 245,000 12/23/2009 4 $ 10,189,000 $ 0 Preferred Stock 2 12/23/2009 Preferred Stock 2, 7 R $ 509,000 12/8/2010 4 $ 3,300,000 $ 0 Preferred Stock 2 12/8/2010 Preferred Stock 2, 7 R $ 165,000 7/21/2011 50 $ 57,500,000 $ 0 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R $ 2,875,000 9/8/2011 8/25/2011 12/16/2009 6/16/2010 49 Preferred Stock Preferred Stock 2, 7 R $ R $ 775,000 250,000 6/16/2010 Preferred Stock 2, 7 R $ 162,000 2/2/2011 1/23/2009 Fresno First Bank First ULB Corp. Alarion Financial Services, Inc. Midland States Bancorp, Inc. Moscow Bancshares, Inc. Farmers Bank California Oaks State Bank Pierce County Bancorp Calvert Financial Corporation Liberty Bancshares, Inc. Crosstown Holding Company BankFirst Capital Corporation Southern Illinois Bancorp, Inc. Orlando Rancho Santa Margarita Fresno Oakland Ocala Effingham Moscow Windsor Thousand Oaks Tacoma Ashland Jonesboro Blaine Macon Carmi FL Preferred Stock w/ Exercised Warrants $ 5,677,000 Par CA Preferred Stock w/ Exercised Warrants $ 4,656,000 Par CA CA FL IL TN VA CA WA MO AR MN MS IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ 1,968,000 4,900,000 6,514,000 10,189,000 6,216,000 8,752,000 3,300,000 6,800,000 1,037,000 57,500,000 10,650,000 15,500,000 5,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par 2 1/23/2009 FPB Financial Corp. Hammond LA Preferred Stock w/ Exercised Warrants $ 3,240,000 Par 2 1/23/2009 Stonebridge Financial Corp. West Chester PA Preferred Stock w/ Exercised Warrants $ 10,973,000 Par 1/30/2009 Peoples Bancorp Inc. Marietta OH Preferred Stock w/ Warrants $ 39,000,000 Par 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 Anchor BanCorp Wisconsin Inc. Parke Bancorp, Inc. Central Virginia Bankshares, Inc. Flagstar Bancorp, Inc. Middleburg Financial Corporation Peninsula Bank Holding Co. PrivateBancorp, Inc. Central Valley Community Bancorp Plumas Bancorp Stewardship Financial Corporation Oak Ridge Financial Services, Inc. First United Corporation Community Partners Bancorp Guaranty Federal Bancshares, Inc. Annapolis Bancorp, Inc. DNB Financial Corporation Firstbank Corporation Valley Commerce Bancorp Greer Bancshares Incorporated Ojai Community Bank Adbanc, Inc Madison Sewell Powhatan Troy Middleburg Palo Alto Chicago Fresno Quincy Midland Park Oak Ridge Oakland Middletown Springfield Annapolis Downingtown Alma Visalia Greer Ojai Ogallala WI NJ VA MI VA CA IL CA CA NJ NC MD NJ MO MD PA MI CA SC CA NE Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 110,000,000 16,288,000 11,385,000 266,657,000 22,000,000 6,000,000 243,815,000 7,000,000 11,949,000 10,000,000 7,700,000 30,000,000 9,000,000 17,000,000 8,152,000 11,750,000 33,000,000 7,700,000 9,993,000 2,080,000 12,720,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 2 1/30/2009 Beach Business Bank Manhattan Beach CA Preferred Stock w/ Exercised Warrants $ 6,000,000 Par 3, 53 2 2 2, 49 2 2, 49 2 2, 50 2, 50 2 2, 49 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 Legacy Bancorp, Inc. First Southern Bancorp, Inc. Country Bank Shares, Inc. Katahdin Bankshares Corp. Rogers Bancshares, Inc. UBT Bancshares, Inc. Bankers' Bank of the West Bancorp, Inc. W.T.B. Financial Corporation AMB Financial Corp. Goldwater Bank, N.A. Equity Bancshares, Inc. Milwaukee Boca Raton Milford Houlton Little Rock Marysville Denver Spokane Munster Scottsdale Wichita WI FL NE ME AR KS CO WA IN AZ KS Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ 5,498,000 10,900,000 7,525,000 10,449,000 25,000,000 8,950,000 12,639,000 110,000,000 3,674,000 2,568,000 8,750,000 Par Par Par Par Par Par Par Par Par Par Par 1/30/2009 WashingtonFirst Bankshares, Inc. (WashingtonFirst Reston Bank) VA Preferred Stock w/ Exercised Warrants $ 6,633,000 1/30/2009 1/30/2009 1/30/2009 Central Bancshares, Inc. Hilltop Community Bancorp, Inc. Northway Financial, Inc. TX NJ NH Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 5,800,000 4,000,000 10,000,000 2, 13 10/30/2009, 49 2 2 2, 49 Final Disposition Date Arkadelphia 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 2 2 2 2, 49 Final Disposition Remaining Investment Description Morrill Bancshares, Inc. Treaty Oak Bancorp, Inc. 1st Source Corporation Princeton National Bancorp, Inc. AB&T Financial Corporation First Citizens Banc Corp WSFS Financial Corporation Commonwealth Business Bank Three Shores Bancorporation, Inc. (Seaside National Bank & Trust) 2 2 2 2 2 2 2 2, 51 2 2, 50 2 2, 49 2, 49 49 Remaining Capital Amount Southern Bancorp, Inc. CalWest Bancorp 49 Capital Repayment Amount (Loss) 6 1/16/2009 1/16/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 49 Capital Repayment Date 1/16/2009 2 50 Treasury Investment Remaining After Capital Repayment Capital Repayment Details Houston Summit Berlin 4 2 3/9/2011 Warrants R $ 650,000 R $ 3,750,000 $ $ $ $ 15,500,000 5,000,000 1,000,000 2,240,000 $ $ $ $ 0 0 2,240,000 0 Preferred Stock 2 Preferred Stock Preferred Stock 2 2 Preferred Stock 4 $ 21,000,000 $ 18,000,000 Preferred Stock w/ Warrants 12/23/2009 5 $ 22,000,000 $ 0 Warrants 8/18/2011 50 $ 7,000,000 $ 0 Warrants 9/28/2011 Warrants R $ 185,017 9/1/2011 49 $ 10,000,000 $ 0 Warrants 10/26/2011 Warrants R $ 107,398 8/11/2011 49 $ 9,000,000 $ 0 Warrants 10/26/2011 Warrants R $ 460,000 8/4/2011 49 $ 11,750,000 $ 0 Warrants 9/21/2011 Warrants R $ 458,000 7/21/2011 49 $ 12,720,000 $ 0 Preferred Stock 2, 7 R $ 636,000 4 $ 1,500,000 $ 4,500,000 10/19/2011 4 $ 1,500,000 $ 3,000,000 Preferred Stock 2 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 7/21/2011 7/6/2011 6/16/2010 4 $ 10,900,000 $ 0 Preferred Stock 2 6/16/2010 Preferred Stock 2, 7 R $ 545,000 8/18/2011 49 $ 10,449,000 $ 0 Preferred Stock 2 8/18/2011 Preferred Stock 2, 7 R $ 522,000 8/11/2011 49 $ 8,950,000 $ 0 Preferred Stock 2 8/11/2011 Preferred Stock 2, 7 R $ 450,000 9/15/2011 9/22/2011 50 $ $ 110,000,000 3,674,000 $ $ 0 0 Preferred Stock 2 2 Preferred Stock 9/15/2011 9/22/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 5,500,000 184,000 $ 8,750,000 $ 0 Preferred Stock 2 8/11/2011 Preferred Stock 2, 7 R $ 438,000 2 8/4/2011 Preferred Stock 2, 7 R $ 332,000 7/6/2011 4/21/2010 9/15/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 R $ R $ R $ 290,000 200,000 500,000 49 4 4 50 8/11/2011 49 Par 8/4/2011 49 $ 6,633,000 $ 0 Preferred Stock Par Par Par 7/6/2011 4/21/2010 9/15/2011 4 $ $ $ 5,800,000 4,000,000 10,000,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 2 Preferred Stock 4 49 9/8/2011 8/25/2011 2, 7 2, 7 2, 7 2, 7 2, 7 Page 6 of 13 Seller Footnote 2, 49 2 2 2, 50 Purchase Date Name of Institution City 1/30/2009 1/30/2009 1/30/2009 1/30/2009 2/6/2009 Monument Bank Metro City Bank F & M Bancshares, Inc. First Resource Bank MidWestOne Financial Group, Inc. Bethesda Doraville Trezevant Exton Iowa City 2/6/2009 Lakeland Bancorp, Inc. Oak Ridge 2/6/2009 30 9/29/2010 Purchase Details State MD GA TN PA IA NJ Investment Description Investment Amount Pricing Mechanism Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ 4,734,000 7,700,000 4,609,000 2,600,000 16,000,000 Par Par Par Par Par Preferred Stock w/ Warrants $ 59,000,000 Par Monarch Community Bancorp, Inc. Coldwater MI Preferred Stock w/ Warrants $ 6,785,000 Par 2/6/2009 The First Bancshares, Inc. Hattiesburg MS Preferred Stock w/ Warrants $ 5,000,000 Par 2/6/2009 2/6/2009 Carolina Trust Bank Alaska Pacific Bancshares, Inc. Lincolnton Juneau NC AK Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 4,000,000 4,781,000 Par Par 3, 30 8/13/2010 2 2/6/2009 PGB Holdings, Inc. Chicago IL Preferred Stock $ 3,000,000 Par 2/6/2009 The Freeport State Bank Harper KS Preferred Stock w/ Exercised Warrants $ 301,000 Par 2 2/6/2009 Stockmens Financial Corporation Rapid City SD $ 15,568,000 Par 2 2 2, 49 2 3, 30 9/24/2010 2 2/6/2009 2/6/2009 2/6/2009 2/6/2009 US Metro Bank First Express of Nebraska, Inc. Mercantile Capital Corp. Citizens Commerce Bancshares, Inc. Garden Grove Gering Boston Versailles CA NE MA KY Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 2,861,000 5,000,000 3,500,000 6,300,000 Par Par Par Par 2/6/2009 Liberty Financial Services, Inc. New Orleans LA Preferred Stock $ 5,645,000 Par 2/6/2009 Houston TX Preferred Stock w/ Exercised Warrants $ 3,072,000 Par Bowling Green VA Preferred Stock $ 33,900,000 Par Harrisburg Bedford Hopkinsville Atlanta Charleston Salisbury Moyock Lebanon Miramar Beach Philadelphia NE NH KY GA WV NC NC TN FL PA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ 795,000 7,500,000 4,000,000 8,700,000 3,345,000 17,000,000 4,021,000 3,564,000 1,050,000 1,552,000 Par Par Par Par Par Par Par Par Par Par Westwood NJ Preferred Stock w/ Exercised Warrants $ 3,756,000 Par 2/6/2009 2/13/2009 Lone Star Bank Union First Market Bankshares Corporation (First Market Bank, FSB) Banner County Ban Corporation Centrix Bank & Trust Todd Bancshares, Inc. Georgia Commerce Bancshares, Inc. First Bank of Charleston, Inc. F & M Financial Corporation The Bank of Currituck CedarStone Bank Community Holding Company of Florida, Inc. Hyperion Bank Pascack Bancorp, Inc. (Pascack Community Bank) First Western Financial, Inc. QCR Holdings, Inc. Denver Moline CO IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ 8,559,000 38,237,000 Par Par 2/13/2009 Westamerica Bancorporation San Rafael CA Preferred Stock w/ Warrants $ 83,726,000 Par 2/13/2009 The Bank of Kentucky Financial Corporation Crestview Hills KY Preferred Stock w/ Warrants $ 34,000,000 Par 2/13/2009 2/13/2009 PremierWest Bancorp Carrollton Bancorp Medford Baltimore OR MD Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 41,400,000 9,201,000 Par Par 2/13/2009 FNB United Corp. Asheboro NC Common Stock w/ Warrants $ 51,500,000 Par 2/13/2009 2/13/2009 2/13/2009 2/13/2009 First Menasha Bancshares, Inc. 1st Enterprise Bank DeSoto County Bank Security Bancshares of Pulaski County, Inc. Neenah Los Angeles Horn Lake Waynesville WI CA MS MO Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 4,797,000 4,400,000 1,173,000 2,152,000 2/13/2009 State Capital Corporation Greenwood MS Preferred Stock w/ Exercised Warrants $ 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 BankGreenville Corning Savings and Loan Association Financial Security Corporation ColoEast Bankshares, Inc. Santa Clara Valley Bank, N.A. Reliance Bancshares, Inc. Regional Bankshares, Inc. Peoples Bancorp Greenville Corning Basin Lamar Santa Paula Frontenac Hartsville Lynden SC AR WY CO CA MO SC WA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 2/13/2009 First Choice Bank Cerritos CA 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 Gregg Bancshares, Inc. Hometown Bancshares, Inc. Midwest Regional Bancorp, Inc. Bern Bancshares, Inc. Northwest Bancorporation, Inc. Liberty Bancshares, Inc. F&M Financial Corporation Meridian Bank Ozark Corbin Festus Bern Spokane Springfield Clarksville Devon MO KY MO KS WA MO TN PA 18 2/6/2009 2, 49 2, 49 2 2 2, 50 2 2, 34 2 2 2 2, 13 2/10/2010 2 49 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 58 10/21/2011 2, 49 2, 49 2 2 2, 30 9/29/2010 2 2 2, 50 2 2 2 2 2, 62 2, 30 9/24/2010 2 2 2 2, 49 2 2, 50 2 2 2/6/2009 Preferred Stock w/ Exercised Warrants Treasury Investment Remaining After Capital Repayment Capital Repayment Details Capital Repayment Date Capital Repayment Amount (Loss) 6 Remaining Capital Amount Final Disposition Remaining Investment Description Final Disposition Date Disposition Investment Description 15 Final Disposition Proceeds 8/11/2011 49 $ 4,734,000 $ 0 Preferred Stock 2 8/11/2011 Preferred Stock 2, 7 R $ 237,000 9/15/2011 7/6/2011 50 $ $ 2,600,000 16,000,000 $ $ 0 0 Preferred Stock 2 Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants 9/15/2011 7/27/2011 Preferred Stock Warrants 2, 7 R $ R $ 130,000 1,000,000 4 8/4/2010 4 $ 20,000,000 $ 39,000,000 3/16/2011 4 $ 20,000,000 $ 19,000,000 9/29/2010 4 $ 5,000,000 $ 0 Warrants 8/13/2010 4 $ 3,000,000 $ 0 N/A N/A N/A 1/14/2011 3/16/2011 4 $ $ 4,000,000 11,568,000 $ $ Preferred Stock 2 2 Preferred Stock 3/16/2011 Preferred Stock 2, 7 R $ 778,000 8/4/2011 49 $ 3,500,000 $ 0 Preferred Stock 2 8/4/2011 Preferred Stock 2, 7 R $ 175,000 9/24/2010 4 $ 5,645,000 $ 0 N/A N/A N/A 7/28/2011 7/28/2011 49 $ $ 795,000 7,500,000 $ $ 0 0 Preferred Stock 2 2 Preferred Stock 7/28/2011 7/28/2011 Preferred Stock Preferred Stock 2, 7 $ $ 8,700,000 3,345,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 2/16/2011 7/21/2011 Preferred Stock Preferred Stock 2, 7 2/16/2011 7/21/2011 4 49 4 50 11,568,000 0 - N/A - 2, 7 2, 7 N/A R $ R $ 40,000 375,000 R $ R $ 435,000 167,000 12/3/2010 34 $ 1,742,850 $ 0 N/A N/A N/A 34 - 10/19/2011 4 $ 3,756,000 $ 0 Preferred Stock 2 10/19/2011 Preferred Stock 2, 7 R $ 188,000 9/15/2011 49 $ 38,237,000 $ 0 9/2/2009 4 $ 41,863,000 $ 11/18/2009 4 $ 41,863,000 $ 12/22/2010 4 $ 17,000,000 $ Warrants Preferred Stock w/ Warrants Warrants Preferred Stock w/ Warrants Par Par Par Par 9/15/2011 9/1/2011 49 $ $ 4,797,000 4,400,000 $ $ Preferred Stock 2 Preferred Stock 2 9/15/2011 9/1/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 240,000 220,000 15,000,000 Par 9/29/2010 4 $ 15,000,000 $ Preferred Stock 2 9/29/2010 Preferred Stock R $ 750,000 $ $ $ $ $ $ $ $ 1,000,000 638,000 5,000,000 10,000,000 2,900,000 40,000,000 1,500,000 18,000,000 Par Par Par Par Par Par Par Par 7/21/2011 50 $ 5,000,000 $ 0 Preferred Stock 2 7/21/2011 Preferred Stock R $ 250,000 8/3/2011 62 $ 18,000,000 $ 0 Preferred Stock 2 8/3/2011 Preferred Stock R $ 900,000 Preferred Stock w/ Exercised Warrants $ 2,200,000 Par 4 $ 2,200,000 $ 0 N/A 9/24/2010 Preferred Stock R $ 110,000 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ 825,000 1,900,000 700,000 985,000 10,500,000 21,900,000 17,243,000 6,200,000 Par Par Par Par Par Par Par Par $ $ 700,000 985,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 11/10/2009 9/1/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 35,000 50,000 $ 21,900,000 $ 0 Preferred Stock 2 8/18/2011 Preferred Stock 2, 7 R $ 1,095,000 49 41,863,000 0 17,000,000 0 0 2, 7 N/A 2, 7, 0 30a 2, 7 2, 7 2, 7, 9/24/2010 11/10/2009 9/1/2011 8/18/2011 4 49 50 30a 2, 7 Page 7 of 13 Seller Purchase Details Name of Institution City State Footnote Purchase Date 2 2/13/2009 2/20/2009 Northwest Commercial Bank Royal Bancshares of Pennsylvania, Inc. Lakewood Narberth 27, 49, 50 2/20/2009 First Merchants Corporation Muncie IN 2, 25 2, 50 2, 49 2/20/2009 2/20/2009 2/20/2009 2/20/2009 Northern States Financial Corporation Sonoma Valley Bancorp Guaranty Bancorp, Inc. The Private Bank of California Waukegan Sonoma Woodsville Los Angeles IL CA NH CA 2, 30 9/29/2010 2 2 2 2 2 2 2 2 2, 49 2 2, 30 9/29/2010 2 2 2 2, 49 2 30 9/29/2010 14, 57 2 2, 49 2, 49 2, 49 2 2 2 2 2, 49 2 2 2 2 2 2, 49 2 2, 49 2, 30 9/29/2010 2, 49 2, 49 2, 50 2, 13 12/4/2009, 49 2, 49 2 WA PA Investment Description Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Investment Amount $ $ $ $ $ $ $ $ 1,992,000 30,407,000 69,600,000 46,400,000 17,211,000 8,653,000 6,920,000 5,450,000 Pricing Mechanism Par Par Par Par Par Par Par Par Capital Repayment Date 9/22/2011 9/22/2011 50 9/15/2011 9/1/2011 50 49 49 Capital Repayment Amount (Loss) 6 Remaining Capital Amount Final Disposition Remaining Investment Description Final Disposition Date $ $ 69,600,000 46,400,000 $ $ 0 0 Warrants Warrants $ $ 6,920,000 5,450,000 $ $ 0 0 Preferred Stock 2 2 Preferred Stock 9/15/2011 9/1/2011 Disposition Investment Description Preferred Stock Preferred Stock 15 2, 7 2, 7 Final Disposition Proceeds R $ R $ 346,000 273,000 R $ 100,000 R $ 625,000 2, 7, 2/20/2009 Lafayette Bancorp, Inc. Oxford MS Preferred Stock w/ Exercised Warrants $ 1,998,000 Par 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 Liberty Shares, Inc. White River Bancshares Company United American Bank Crazy Woman Creek Bancorp, Inc. First Priority Financial Corp. Mid-Wisconsin Financial Services, Inc. Market Bancorporation, Inc. Hometown Bancorp of Alabama, Inc. Security State Bancshares, Inc. CBB Bancorp Hinesville Fayetteville San Mateo Buffalo Malvern Medford New Market Oneonta Charleston Cartersville GA AR CA WY PA WI MN AL MO GA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ 17,280,000 16,800,000 8,700,000 3,100,000 4,579,000 10,000,000 2,060,000 3,250,000 12,500,000 2,644,000 Par Par Par Par Par Par Par Par Par Par 9/29/2010 4 9/22/2011 49 $ 1,998,000 $ $ 12,500,000 $ 0 0 Preferred Stock 2 Preferred Stock 2 9/29/2010 Preferred Stock 9/22/2011 Preferred Stock 30a 2, 7 2, 7, 2/20/2009 BancPlus Corporation Ridgeland MS Preferred Stock w/ Exercised Warrants $ 48,000,000 Par 9/29/2010 4 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/27/2009 Central Community Corporation First BancTrust Corporation Premier Service Bank Florida Business BancGroup, Inc. Hamilton State Bancshares Lakeland Financial Corporation Temple Paris Riverside Tampa Hoschton Warsaw TX IL CA FL GA IN Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ 22,000,000 7,350,000 4,000,000 9,495,000 7,000,000 56,044,000 Par Par Par Par Par Par 9/22/2011 4/13/2011 6/9/2010 49 2/27/2009 First M&F Corporation Kosciusko MS Preferred Stock w/ Warrants $ 30,000,000 Par 9/29/2010 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 Southern First Bancshares, Inc. Integra Bank Corporation Community First Inc. BNC Financial Group, Inc. California Bank of Commerce Columbine Capital Corp. National Bancshares, Inc. First State Bank of Mobeetie Ridgestone Financial Services, Inc. Community Business Bank D.L. Evans Bancorp TriState Capital Holdings, Inc. Green City Bancshares, Inc. First Gothenburg Bancshares, Inc. Green Circle Investments, Inc. Private Bancorporation, Inc. Regent Capital Corporation Central Bancorp, Inc. Medallion Bank Greenville Evansville Columbia New Canaan Lafayette Buena Vista Bettendorf Mobeetie Brookfield West Sacramento Burley Pittsburgh Green City Gothenburg Clive Minneapolis Nowata Garland Salt Lake City SC IN TN CT CA CO IA TX WI CA ID PA MO NE IA MN OK TX UT Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 17,299,000 83,586,000 17,806,000 4,797,000 4,000,000 2,260,000 24,664,000 731,000 10,900,000 3,976,000 19,891,000 23,000,000 651,000 7,570,000 2,400,000 4,960,000 2,655,000 22,500,000 11,800,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 2/27/2009 PSB Financial Corporation Many LA Preferred Stock w/ Exercised Warrants $ 9,270,000 Par $ 48,000,000 $ 0 Preferred Stock 2 9/29/2010 Preferred Stock $ $ $ 9,495,000 7,000,000 56,044,000 $ $ $ 0 0 0 Preferred Stock Preferred Stock 2 Warrants 2 9/22/2011 4/13/2011 Preferred Stock Preferred Stock 2, 7 4 $ 30,000,000 $ 0 Warrants 8/4/2011 9/15/2011 9/22/2011 49 $ $ $ 4,797,000 4,000,000 2,260,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 8/4/2011 9/15/2011 9/22/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 4/14/2010 4 $ 731,000 $ 0 Preferred Stock 2 4/14/2010 Preferred Stock 9/27/2011 49 $ 19,891,000 $ 0 Preferred Stock 2 9/27/2011 7/14/2010 4 $ 651,000 $ 0 Preferred Stock 2 7/21/2011 49 $ 2,655,000 $ 0 7/21/2011 49 $ 11,800,000 $ 0 Preferred Stock 9/29/2010 4 $ 9,270,000 $ 4 5 49 49 $ 2,400,000 R $ R $ 475,000 350,000 R $ R $ R $ 240,000 200,000 113,000 2, 7 R $ 37,000 Preferred Stock 2, 7 R $ 995,000 7/14/2010 Preferred Stock 2, 7 R $ 33,000 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R $ 133,000 2 7/21/2011 Preferred Stock 2, 7 R $ 590,000 0 Preferred Stock 2 9/29/2010 Preferred Stock R $ 464,000 0 0 0 2 Preferred Stock Preferred Stock 2 2 Preferred Stock 9/15/2011 9/22/2011 9/15/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 R $ R $ R $ 370,000 299,000 600,000 Preferred Stock 2 9/22/2011 Preferred Stock 2, 7 R $ 27,000 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R $ 150,000 30a 2, 7 2, 7 2, 7 R 2, 7, 30a 7,400,000 5,983,000 12,000,000 Par Par Par 9/15/2011 9/22/2011 9/15/2011 49 $ 541,000 Par 9/22/2011 49 $ 541,000 $ 0 $ $ $ $ 3,000,000 5,222,000 12,895,000 100,000,000 Par Par Par Par 7/21/2011 49 $ 3,000,000 $ 0 8/25/2011 50 $ 100,000,000 $ 0 Warrants Preferred Stock w/ Warrants $ 16,500,000 Par 5/3/2011 42 $ 6,000,000 $ 0 N/A N/A N/A GA Preferred Stock $ 7,462,000 Par 8/13/2010 4 $ 7,462,000 $ 0 N/A N/A N/A CA TX TX MO SC TN CO TN TX Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ 6,000,000 13,533,000 11,000,000 12,000,000 15,349,000 1,881,000 5,500,000 4,967,000 10,000,000 Par Par Par Par Par Par Par Par Par 9/15/2011 49 $ 13,533,000 $ 0 Preferred Stock 2 9/15/2011 Preferred Stock 2, 7 R $ 677,000 9/7/2011 62 $ 1,881,000 $ 0 Preferred Stock 2 9/7/2011 Preferred Stock 2, 7 R $ 94,000 7/14/2011 49 $ 10,000,000 $ 0 Preferred Stock 2 7/14/2011 Preferred Stock 2, 7 R $ 500,000 2/27/2009 2/27/2009 2/27/2009 Avenue Financial Holdings, Inc. Howard Bancorp, Inc. FNB Bancorp Nashville Ellicott City South San Francisco TN MD CA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 2/27/2009 The Victory Bancorp, Inc. (The Victory Bank) Limerick PA Preferred Stock w/ Exercised Warrants 50 2/27/2009 2/27/2009 3/6/2009 3/6/2009 Catskill Hudson Bancorp, Inc Midtown Bank & Trust Company HCSB Financial Corporation First Busey Corporation Rock Hill Atlanta Loris Urbana NY GA SC IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants 42 - 5/3/2011 3/6/2009 First Federal Bancshares of Arkansas, Inc. Harrison AR 3/6/2009 Citizens Bancshares Corporation Atlanta 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 ICB Financial First Texas BHC, Inc. Farmers & Merchants Bancshares, Inc. Blue Ridge Bancshares, Inc. First Reliance Bancshares, Inc. Merchants and Planters Bancshares, Inc. First Southwest Bancorporation, Inc. Germantown Capital Corporation, Inc. BOH Holdings, Inc. Ontario Fort Worth Houston Independence Florence Toone Alamosa Germantown Houston 3, 30 8/13/2010 2 2, 49 2 2 2 2, 62 2 2 2, 49 Treasury Investment Remaining After Capital Repayment Capital Repayment Details 49 50 $ $ $ 7,400,000 5,983,000 12,000,000 $ $ $ 2, 7 2, 7 N/A - N/A Page 8 of 13 Seller Footnote 2, 49 2 2 2 2 2 2 2 2 49 49 3, 30 8/13/2010 2, 49 2 2 2 2 2 2 Purchase Date 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 Purchase Details Name of Institution AmeriBank Holding Company Highlands Independent Bancshares, Inc. Pinnacle Bank Holding Company, Inc. Blue River Bancshares, Inc. Marine Bank & Trust Company Community Bancshares of Kansas, Inc. Regent Bancorp, Inc. Park Bancorporation, Inc. PeoplesSouth Bancshares, Inc. First Place Financial Corp. Salisbury Bancorp, Inc. First Northern Community Bancorp Discover Financial Services Provident Community Bancshares, Inc. City State Collinsville Sebring Orange City Shelbyville Vero Beach Goff Davie Madison Colquitt Warren Lakeville Dixon Riverwoods Rock Hill OK FL FL IN FL KS FL WI GA OH CT CA IL SC Investment Description Investment Amount Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ Treasury Investment Remaining After Capital Repayment Capital Repayment Details 2,492,000 6,700,000 4,389,000 5,000,000 3,000,000 500,000 9,982,000 23,200,000 12,325,000 72,927,000 8,816,000 17,390,000 1,224,558,000 9,266,000 Pricing Mechanism Par Par Par Par Par Par Par Par Par Par Par Par Par Par Capital Repayment Date Capital Repayment Amount (Loss) 6 Remaining Capital Amount Final Disposition Remaining Investment Description Final Disposition Date Disposition Investment Description 15 9/15/2011 $ 2,492,000 $ 0 Preferred Stock 2 9/15/2011 8/25/2011 9/15/2011 4/21/2010 49 $ $ $ 8,816,000 17,390,000 1,224,558,000 $ $ $ 0 0 0 Warrants Warrants Warrants 11/2/2011 Warrants R $ 205,000 7/7/2010 Warrants R $ 172,000,000 49 4 Preferred Stock 2, 7 Final Disposition Proceeds 49 R $ 125,000 3/13/2009 First American International Corp. Brooklyn NY Preferred Stock $ 17,000,000 Par 8/13/2010 4 $ 17,000,000 $ 0 N/A N/A N/A 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 BancIndependent, Inc. Haviland Bancshares, Inc. 1st United Bancorp, Inc. Madison Financial Corporation First National Corporation St. Johns Bancshares, Inc. Blackhawk Bancorp, Inc. Sheffield Haviland Boca Raton Richmond Strasburg St. Louis Beloit AL KS FL KY VA MO WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 21,100,000 425,000 10,000,000 3,370,000 13,900,000 3,000,000 10,000,000 Par Par Par Par Par Par Par 7/14/2011 12/29/2010 11/18/2009 49 $ $ $ 21,100,000 425,000 10,000,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock Preferred Stock 2 7/14/2011 12/29/2010 11/18/2009 Preferred Stock Preferred Stock Preferred Stock 3/13/2009 IBW Financial Corporation Washington DC Preferred Stock $ 6,000,000 Par 9/3/2010 4 $ 6,000,000 $ 0 N/A N/A N/A Butler Point, Inc. Bank of George Moneytree Corporation Sovereign Bancshares, Inc. First Intercontinental Bank Heritage Oaks Bancorp Community First Bancshares Inc. First NBC Bank Holding Company First Colebrook Bancorp, Inc. Kirksville Bancorp, Inc. Peoples Bancshares of TN, Inc Premier Bank Holding Company Citizens Bank & Trust Company Farmers & Merchants Financial Corporation Farmers State Bankshares, Inc. SBT Bancorp, Inc. CSRA Bank Corp. Trinity Capital Corporation Clover Community Bankshares, Inc. Pathway Bancorp Catlin Las Vegas Lenoir City Dallas Doraville Paso Robles Union City New Orleans Colebrook Kirksville Madisonville Tallahassee Covington Argonia Holton Simsbury Wrens Los Alamos Clover Cairo IL NV TN TX GA CA TN LA NH MO TN FL LA KS KS CT GA NM SC NE Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 607,000 2,672,000 9,516,000 18,215,000 6,398,000 21,000,000 20,000,000 17,836,000 4,500,000 470,000 3,900,000 9,500,000 2,400,000 442,000 700,000 4,000,000 2,400,000 35,539,000 3,000,000 3,727,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 11/2/2011 4 $ 607,000 $ 0 Preferred Stock 2 11/2/2011 Preferred Stock 2, 7 R $ 30,000 9/15/2011 9/22/2011 50 2 R $ R $ 476,000 911,000 2, 49 2, 49 2, 49 2 2 2 2 2 2, 50 2, 49 2 2 2 2 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 8/18/2011 8/4/2011 9/22/2011 49 R $ R $ R $ 1,000,000 892,000 225,000 7/21/2011 8/11/2011 50 R $ R $ 40,000 200,000 2 3/27/2009 Colonial American Bank West Conshohocken PA Preferred Stock w/ Exercised Warrants $ 574,000 Par 10/26/2011 4 $ 574,000 $ 2 2, 49 2 2 2 2 2 2 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 4/3/2009 MS Financial, Inc. Triad Bancorp, Inc. Alpine Banks of Colorado Naples Bancorp, Inc. CBS Banc-Corp. IBT Bancorp, Inc. Spirit BankCorp, Inc. Maryland Financial Bank First Capital Bancorp, Inc. Kingwood Frontenac Glenwood Springs Naples Russellville Irving Bristow Towson Glen Ellen TX MO CO FL AL TX OK MD VA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ 7,723,000 3,700,000 70,000,000 4,000,000 24,300,000 2,295,000 30,000,000 1,700,000 10,958,000 Par Par Par Par Par Par Par Par Par 10/19/2011 9/22/2011 4 $ $ 7,723,000 3,700,000 $ $ 4/3/2009 Tri-State Bank of Memphis Memphis TN Preferred Stock $ 2,795,000 Par 8/13/2010 4 $ 2,795,000 $ 0 N/A N/A 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/10/2009 4/10/2009 4/10/2009 4/10/2009 4/10/2009 4/17/2009 Fortune Financial Corporation BancStar, Inc. Titonka Bancshares, Inc Millennium Bancorp, Inc. TriSummit Bank Prairie Star Bancshares, Inc. Community First Bancshares, Inc. BCB Holding Company, Inc. City National Bancshares Corporation First Business Bank, N.A. SV Financial, Inc. Capital Commerce Bancorp, Inc. Metropolitan Capital Bancorp, Inc. Bank of the Carolinas Corporation Arnold Festus Titonka Edwards Kingsport Olathe Harrison Theodore Newark San Diego Sterling Milwaukee Chicago Mocksville MO MO IA CO TN KS AR AL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ 3,100,000 8,600,000 2,117,000 7,260,000 2,765,000 2,800,000 12,725,000 1,706,000 9,439,000 2,211,000 4,000,000 5,100,000 2,040,000 13,179,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par 9/15/2011 50 $ 3,100,000 $ 0 Preferred Stock 2 9/15/2011 Preferred Stock 2, 7 R $ 155,000 8/31/2011 4 $ 4,000,000 $ 0 Preferred Stock 2 8/31/2011 Preferred Stock 2, 7 R $ 200,000 2, 3a 11/13/2009 30 - 9/3/2010 2 2 2, 50 2, 49 2 2, 3, 30 8/13/2010 2, 50 2 2 2 2 2 2 2 2, 3 2 2 2 2 NJ CA IL WI IL NC 4 4 49 49 49 49 49 2 2, 7 2, 7 2, 7 R $ R $ R $ - N/A 1,055,000 21,000 500,000 N/A $ $ 9,516,000 18,215,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 9/15/2011 9/22/2011 Preferred Stock Preferred Stock 2, 7 $ $ $ 20,000,000 17,836,000 4,500,000 $ $ $ 0 0 0 Preferred Stock 2 2 Preferred Stock Preferred Stock 2 8/18/2011 8/4/2011 9/22/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 $ $ 700,000 4,000,000 $ $ 0 0 Preferred Stock 2 2 Preferred Stock 7/21/2011 8/11/2011 Preferred Stock Preferred Stock 2, 7 0 Preferred Stock 2 10/26/2011 Preferred Stock 2, 7 R $ 29,000 0 0 Preferred Stock 2 2 Preferred Stock 10/19/2011 9/22/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 386,000 185,000 N/A 2, 7 2, 7 2, 7 2, 7 2, 7 - N/A Page 9 of 13 Seller Footnote 2, 49 2, 52 2 2 2 Purchase Date Purchase Details Name of Institution City State Investment Description Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Mechanism 2, 49 2 2 2 2 2 2 2, 50 2, 49 2 4/17/2009 4/17/2009 4/17/2009 4/17/2009 4/17/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 Penn Liberty Financial Corp. Tifton Banking Company Patterson Bancshares, Inc BNB Financial Services Corporation Omega Capital Corp. Mackinac Financial Corporation Birmingham Bloomfield Bancshares, Inc Vision Bank - Texas Oregon Bancorp, Inc. Peoples Bancorporation, Inc. Indiana Bank Corp. Business Bancshares, Inc. Standard Bancshares, Inc. York Traditions Bank Grand Capital Corporation Allied First Bancorp, Inc. Wayne Tifton Patterson New York Lakewood Manistique Birmingham Richardson Salem Easley Dana Clayton Hickory Hills York Tulsa Oswego PA GA LA NY CO MI MI TX OR SC IN MO IL PA OK IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 9,960,000 3,800,000 3,690,000 7,500,000 2,816,000 11,000,000 1,635,000 1,500,000 3,216,000 12,660,000 1,312,000 15,000,000 60,000,000 4,871,000 4,000,000 3,652,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 8 4/24/2009 Frontier Bancshares, Inc. Austin TX Subordinated Debentures w/ Exercised Warrants $ 3,000,000 Par Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ 14,738,000 2,250,000 4,500,000 3,194,000 4,000,000 Par Par Par Par Par $ 6,100,000 Par Capital Repayment Date Capital Repayment Amount (Loss) 6 Remaining Capital Amount Final Disposition Remaining Investment Description Final Disposition Date 9/1/2011 49 $ 9,960,000 $ 0 Preferred Stock 2 9/1/2011 7/28/2011 49 $ 1,635,000 $ 0 Preferred Stock 2 7/14/2011 9/8/2011 50 $ $ 4,871,000 4,000,000 $ $ 0 0 11/24/2009 4 $ 1,600,000 $ 10/6/2010 4 $ 1,400,000 $ 0 9/22/2011 50 $ 3,194,000 $ 10/5/2011 4 $ 6,100,000 9/22/2011 49 $ 49 Disposition Investment Description R $ 498,000 7/28/2011 Preferred Stock 2, 7 R $ 82,000 Preferred Stock 2 Preferred Stock 2 7/14/2011 9/8/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 244,000 200,000 Subordinated 8 Debentures Subordinated Debentures 8 10/6/2010 Subordinated Debentures 8 7 R $ 150,000 0 Preferred Stock 2 9/22/2011 Preferred Stock 2, 7 R $ 160,000 $ 0 Subordinated Debentures 8 10/5/2011 Subordinated Debentures 8 7 R $ 305,000 3,091,000 $ 0 Preferred Stock 2 9/22/2011 Preferred Stock 2, 7 R $ 155,000 7 R $ 1,400,000 5/1/2009 5/1/2009 5/1/2009 5/1/2009 5/1/2009 Village Bank and Trust Financial Corp CenterBank Georgia Primary Bank Union Bank & Trust Company HPK Financial Corporation Midlothian Milford Atlanta Oxford Chicago VA OH GA NC IL 8 5/1/2009 OSB Financial Services, Inc. Orange TX 8 5/1/2009 Security State Bank Holding-Company Jamestown ND $ 10,750,000 Par 5/8/2009 Highlands Bancorp, Inc. (Highlands State Bank) Vernon NJ Preferred Stock w/ Exercised Warrants $ 3,091,000 Par 5/8/2009 5/8/2009 One Georgia Bank Gateway Bancshares, Inc. Atlanta Ringgold GA GA $ $ 5,500,000 6,000,000 Par Par Freeport Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 3,000,000 Par $ 4,000,000 Par $ 13,644,000 Par 9/15/2011 49 $ 13,644,000 $ 0 Subordinated Debentures 8 9/15/2011 Subordinated Debentures 8 Subordinated Debentures $ 6,784,000 Par 8/13/2010 4 $ 6,784,000 $ 0 N/A N/A N/A MI NJ OH IL AL KS TN IL Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ 21,000,000 1,341,000 4,700,000 6,970,000 2,720,000 14,800,000 4,862,000 15,000,000 Par Par Par Par Par Par Par Par $ 4,862,000 $ 0 9/8/2011 Preferred Stock Subordinated Debentures $ 4,205,000 Par 4 $ 4,205,000 $ 0 N/A N/A N/A $ 5,586,000 Par $ 2,400,000 Par $ 1,100,000 Par $ 2,639,000 Par 9/8/2011 49 $ 2,639,000 $ 0 Subordinated 8 Debentures 9/8/2011 Subordinated 8 Debentures $ 20,300,000 Par $ $ $ $ $ $ $ 15,000,000 1,177,000 1,300,000 5,000,000 6,272,000 9,900,000 5,097,000 Par Par Par Par Par Par Par 8/18/2011 49 $ 15,000,000 $ 0 Preferred Stock 2 8/18/2011 9/22/2011 49 $ 6,272,000 $ 0 Preferred Stock 2 9/22/2011 $ 20,400,000 Par $ 6,349,000 Par $ 2,993,000 Par $ 20,445,000 Par 2, 13 8/31/2010, 49 2, 56 2 8 5/8/2009 Freeport Bancshares, Inc. 8 5/8/2009 Investors Financial Corporation of Pettis County, Inc. Sedalia MO 8, 49 5/8/2009 Sword Financial Corporation Horicon WI 3, 8, 30 8/13/2010 5/8/2009 Premier Bancorp, Inc. Wilmette IL 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 Mercantile Bank Corporation Northern State Bank Western Reserve Bancorp, Inc Community Financial Shares, Inc. Worthington Financial Holdings, Inc. First Community Bancshares, Inc Southern Heritage Bancshares, Inc. Foresight Financial Group, Inc. Grand Rapids Closter Medina Glen Ellyn Huntsville Overland Park Cleveland Rockford 2 2 2 2 2 2, 50 2 3, 8, 30 9/10/2010 IL 5/15/2009 IBC Bancorp, Inc. Chicago IL 8 5/15/2009 Boscobel Bancorp, Inc Boscobel WI 8 5/15/2009 Brogan Bankshares, Inc. Kaukauna WI 8 5/15/2009 Riverside Bancshares, Inc. Little Rock AR 8, 49 5/15/2009 Deerfield Financial Corporation Deerfield WI 8 5/15/2009 Market Street Bancshares, Inc. Mt. Vernon 2, 49 2 2 2 2, 49 2 2 5/22/2009 5/22/2009 5/22/2009 5/22/2009 5/22/2009 5/22/2009 5/22/2009 The Landrum Company First Advantage Bancshares Inc. Fort Lee Federal Savings Bank Blackridge Financial, Inc. Illinois State Bancorp, Inc. Universal Bancorp Franklin Bancorp, Inc. Columbia Coon Rapids Fort Lee Fargo Chicago Bloomfield Washington MO MN NJ ND IL IN MO IL 8 5/22/2009 Commonwealth Bancshares, Inc. Louisville KY 8 5/22/2009 Premier Financial Corp Dubuque IA 8 5/22/2009 F & C Bancorp, Inc. Holden MO 8 5/22/2009 Diamond Bancorp, Inc. Washington MO Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants 9/8/2011 9/10/2010 Final Disposition Proceeds Preferred Stock 2 2 2, 50 2 Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants 15 2, 7 Preferred Stock 2 2, 7 - 2, 7 R $ - 682,000 N/A 243,000 N/A 7 R $ 132,000 Preferred Stock 2, 7 R $ 750,000 Preferred Stock 2, 7 R $ 314,000 Page 10 of 13 Seller Footnote Purchase Date Purchase Details Name of Institution City State 8 5/22/2009 United Bank Corporation Barnesville GA 49 2 2, 63 2 2 2, 49 5/29/2009 5/29/2009 5/29/2009 5/29/2009 5/29/2009 5/29/2009 Community Bank Shares of Indiana, Inc. American Premier Bancorp CB Holding Corp. Citizens Bancshares Co. Grand Mountain Bancshares, Inc. Two Rivers Financial Group New Albany Arcadia Aledo Chillicothe Granby Burlington IN CA IL MO CO IA 8 5/29/2009 Fidelity Bancorp, Inc Baton Rouge LA 8 5/29/2009 Chambers Bancshares, Inc. Danville AR 2 6/5/2009 Covenant Financial Corporation Clarksdale MS 8 6/5/2009 First Trust Corporation New Orleans LA Investment Description Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Mechanism $ 14,400,000 Par $ $ $ $ $ $ 19,468,000 1,800,000 4,114,000 24,990,000 3,076,000 12,000,000 Par Par Par Par Par Par $ 3,942,000 Par $ 19,817,000 Par $ 5,000,000 Par $ 17,969,000 Par Capital Repayment Date 9/15/2011 1/26/2011 49 9/1/2011 Capital Repayment Amount (Loss) 6 Remaining Capital Amount 19,468,000 1,800,000 $ $ 0 0 Preferred Stock 49 $ 12,000,000 $ 0 $ 6,000,000 $ 0 Preferred Stock Preferred Stock 2 Subordinated 8 Debentures Warrants Preferred Stock Preferred Stock 2 9/1/2011 Preferred Stock 2 9/29/2010 Preferred Stock 8/25/2011 Preferred Stock Subordinated 8 Debentures 9/8/2011 Preferred Stock N/A N/A 9/21/2010 Warrants OneFinancial Corporation Little Rock AR $ 17,300,000 Par Customers Bancorp, Inc. (Berkshire Bancorp, Inc.) Phoenixville PA Preferred Stock w/ Exercised Warrants $ 2,892,000 Par 6/12/2009 First Vernon Bancshares, Inc. Vernon AL Preferred Stock w/ Exercised Warrants $ 6,000,000 Par 9/29/2010 4 6/12/2009 6/12/2009 6/12/2009 SouthFirst Bancshares, Inc. Virginia Company Bank Enterprise Financial Services Group, Inc. Sylacauga Newport News Allison Park AL VA PA $ $ $ 2,760,000 4,700,000 4,000,000 Par Par Par 8/25/2011 49 $ 4,000,000 $ 0 8, 10, 49 6/12/2009 First Financial Bancshares, Inc. Lawrence KS $ 3,756,000 Par 9/22/2011 49 $ 3,756,000 $ 0 8 6/12/2009 River Valley Bancorporation, Inc. Wausau WI $ 15,000,000 Par 2, 49 2, 10 6/19/2009 6/19/2009 Merchants and Manufacturers Bank Corporation RCB Financial Corporation Joliet Rome IL GA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ $ 3,510,000 8,900,000 Par Par 9/8/2011 49 $ 3,510,000 $ 0 $ 2,639,000 Par $ 6,400,000 Par $ 12,000,000 Par $ 12,000,000 Par $ 10,000,000 Par $ 2,330,000 Par Subordinated Debentures $ 11,926,000 Par 4 $ 11,926,000 $ 0 N/A $ 15,000,000 Par $ 3,400,000,000 Par 3/31/2010 4 $ 3,400,000,000 $ 0 Warrants 8/25/2011 49 $ $ 2 15 Final Disposition Proceeds R $ R $ 1,100,870 90,000 R $ 600,000 R $ 245,000 2, 7 R $ 200,000 7 R $ 113,000 2, 7 R $ 176,000 2, 7 2, 7 2, 7, 8 6/19/2009 Manhattan Bancshares, Inc. Manhattan IL 8, 10 6/19/2009 Biscayne Bancshares, Inc. Coconut Grove FL 8 6/19/2009 Duke Financial Group, Inc. Minneapolis MN 8 6/19/2009 Farmers Enterprises, Inc. Great Bend KS 8 6/19/2009 Century Financial Services Corporation Santa Fe NM 8 6/19/2009 NEMO Bancshares Inc. Madison MO 3, 8, 30 7/30/2010 6/19/2009 University Financial Corp, Inc. St. Paul MN 8 6/19/2009 Suburban Illinois Bancorp, Inc. Elmhurst IL 6/26/2009 Hartford Financial Services Group, Inc. Hartford CT 6/26/2009 Veritex Holdings, Inc. (Fidelity Resources Company) Dallas TX Preferred Stock w/ Exercised Warrants $ 3,000,000 Par 6/26/2009 6/26/2009 Waukesha Bankshares, Inc. FC Holdings, Inc. Waukesha Houston WI TX Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 5,625,000 21,042,000 Par Par 6/26/2009 Security Capital Corporation Batesville MS Preferred Stock w/ Exercised Warrants $ 17,388,000 Par 9/29/2010 4 6/26/2009 6/26/2009 6/26/2009 First Alliance Bancshares, Inc. Gulfstream Bancshares, Inc. Gold Canyon Bank Cordova Stuart Gold Canyon TN FL AZ Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 3,422,000 7,500,000 1,607,000 Par Par Par 8/18/2011 50 $ 8/20/2010 4 $ 12/15/2010 4 $ 1,700,000 Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants 7/30/2010 Preferred Stock 2 9/22/2011 $ 0 Preferred Stock 2 17,388,000 $ 0 Preferred Stock 2 $ 0 Preferred Stock 2 11,735,000 $ 0 N/A N/A N/A $ 0 Subordinated Debentures 8 12/15/2010 Subordinated Debentures 8 3,000,000 8/25/2011 Preferred Stock 9/29/2010 Preferred Stock 8/18/2011 Preferred Stock 30a - 2, 7 N/A A $ 713,687,430 R $ 150,000 R $ 522,000 R $ 375,000 2, 7, 2, 10, 30 9/29/2010 2 2, 50 2, 10 2, 3, 10, 30 8/20/2010 2, 41 3/30/2011 2, 41 3/30/2011 2 6/26/2009 M&F Bancorp, Inc. Durham NC Preferred Stock $ 11,735,000 Par 6/26/2009 Metropolitan Bank Group, Inc. Chicago IL Preferred Stock w/ Exercised Warrants $ 74,706,000 Par Metropolitan Bank Group, Inc. (NC Bancorp, Inc.) Alliance Bancshares, Inc. Par 6/26/2009 8 6/26/2009 8 6/26/2009 Chicago 7,500,000 IL Preferred Stock w/ Exercised Warrants $ 7,186,000 Dalton GA $ 2,986,000 Par Stearns Financial Services, Inc. St. Cloud MN $ 24,900,000 Par 6/26/2009 Signature Bancshares, Inc. Dallas TX $ 1,700,000 Par 8 6/26/2009 Fremont Bancorporation Fremont CA $ 35,000,000 Par 8 6/26/2009 Alliance Financial Services Inc. Saint Paul MN Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 12,000,000 Par 7/10/2009 Lincoln National Corporation Radnor PA Preferred Stock w/ Warrants $ 950,000,000 Par 6/30/2010 4 $ 950,000,000 $ 0 Warrants 7/10/2009 7/17/2009 7/17/2009 7/17/2009 Bancorp Financial, Inc. Brotherhood Bancshares, Inc. SouthCrest Financial Group, Inc. Harbor Bankshares Corporation Oak Brook Kansas City Fayetteville Baltimore IL KS GA MD Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock $ $ $ $ 13,669,000 11,000,000 12,900,000 6,800,000 Par Par Par Par 8/18/2011 9/15/2011 49 $ $ 13,669,000 11,000,000 $ $ 0 0 Preferred Stock Preferred Stock 2 2, 10, 49 2, 49 2 2, 3 Disposition Investment Description 10/19/2011 1/26/2011 Warrants 6/5/2009 2, 40 3/23/2011, 49 2, 10 2 Final Disposition Date $ $ 4 6/12/2009 8, 10 2, 60 09/19/2011 2, 10, 30 9/29/2010 2 2, 10 2, 49 Final Disposition Remaining Investment Description 49 2 9/16/2010 Warrants 8/18/2011 9/15/2011 Preferred Stock Preferred Stock 30a 2, 7 - N/A 7 R $ 85,000 A $ 216,620,887 2, 7 R $ R $ 410,000 550,000 2, 7 Page 11 of 13 Seller Purchase Details Name of Institution City State Footnote Purchase Date 8 7/17/2009 First South Bancorp, Inc. Lexington TN 8 7/17/2009 Great River Holding Company Baxter MN 8, 10 7/17/2009 Plato Holdings Inc. Saint Paul MN 2, 10 2 7/24/2009 7/24/2009 7/24/2009 Yadkin Valley Financial Corporation Community Bancshares, Inc. Florida Bank Group, Inc. Elkin Kingman Tampa NC AZ FL 8 7/24/2009 First American Bank Corporation Elk Grove Village IL 2 7/31/2009 Chicago Shore Corporation Chicago IL 8, 10, 49 7/31/2009 Financial Services of Winger, Inc. Winger MN 2, 49 2 2 2 8/7/2009 8/7/2009 8/14/2009 8/21/2009 The ANB Corporation U.S. Century Bank Bank Financial Services, Inc. KS Bancorp, Inc. Terrell Miami Eden Prarie Smithfield TX FL MN NC 8 8/21/2009 AmFirst Financial Services, Inc. McCook NE 2, 3 2, 49 2, 10 8/28/2009 8/28/2009 8/28/2009 First Independence Corporation First Guaranty Bancshares, Inc. CoastalSouth Bancshares, Inc. Detroit Hammond Hilton Head Island MI LA SC Investment Description Subordinated Debentures w/ Exercised Warrants 8, 10, 50 8/28/2009 TCB Corporation Greenwood SC 8, 10, 49 9/4/2009 The State Bank of Bartley Bartley NE 49 9/11/2009 Pathfinder Bancorp, Inc. Oswego NY Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants 9/11/2009 Community Bancshares of Mississippi, Inc. Brandon MS 9/11/2009 9/11/2009 Heartland Bancshares, Inc. PFSB Bancorporation, Inc. Franklin Pigeon Falls IN WI 9/11/2009 First Eagle Bancshares, Inc. Hanover Park IL 9/18/2009 9/18/2009 IA Bancorp, Inc. HomeTown Bankshares Corporation Iselin Roanoke NJ VA 9/25/2009 Heritage Bankshares, Inc. Norfolk VA 2, 30 9/29/2010 2, 10 2, 10, 50 8, 30 9/17/2010 2, 10 2, 10 2, 10, 50 9/25/2009 Mountain Valley Bancshares, Inc. Cleveland GA 8 9/25/2009 Grand Financial Corporation Hattiesburg MS 9/25/2009 Guaranty Capital Corporation Belzoni 9/25/2009 GulfSouth Private Bank 9/25/2009 Steele Street Bank Corporation 8, 10, 50 Investment Amount Pricing Mechanism Capital Repayment Date Capital Repayment Amount (Loss) 6 9/28/2011 4 $ Par 9/1/2011 49 Par Par Par Par 8/25/2011 49 9/22/2011 49 $ 50,000,000 Par $ 8,400,000 Par $ 2,500,000 Par $ $ $ 13,312,000 3,872,000 20,471,000 Par Par Par $ 50,000,000 Par $ 7,000,000 Par $ 3,742,000 $ $ $ $ 20,000,000 50,236,000 1,004,000 4,000,000 $ 5,000,000 Par $ $ $ 3,223,000 20,699,000 16,015,000 Par Par Par Remaining Capital Amount 36,875,000 Remaining Investment Description Final Disposition Final Disposition Date Disposition Investment Description 15 Final Disposition Proceeds Subordinated Debentures w/ Exercised Warrants 13,125,000 $ $ 3,742,000 $ 0 $ 20,000,000 $ 0 Subordinated Debentures 8 Preferred Stock 2 8/25/2011 Subordinated Debentures 8 Preferred Stock $ 20,699,000 $ 0 Preferred Stock 2 9/22/2011 Preferred Stock $ 9,720,000 Par 9/8/2011 50 $ 9,720,000 $ 0 $ 1,697,000 Par 9/22/2011 49 $ 1,697,000 $ 0 $ 6,771,000 Par 9/1/2011 49 $ 6,771,000 $ 0 Subordinated Debentures 8 Subordinated 8 Debentures Warrants Preferred Stock w/ Exercised Warrants $ 52,000,000 Par 9/29/2010 4 $ 52,000,000 $ 0 Preferred Stock 2 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 7,000,000 1,500,000 Par Par 8/25/2011 50 $ 1,500,000 $ 0 $ 7,500,000 Par 9/17/2010 4 $ 7,500,000 $ 0 $ $ 5,976,000 10,000,000 Par Par 10,103,000 Par 3/16/2011 4 $ $ 2,606,000 $ 8/11/2011 50 $ 7,497,000 $ 0 Preferred Stock 2 7/30/2010 4 $ 14,000,000 $ 0 9/1/2011 50 $ 11,019,000 $ 0 9/1/2011 9/8/2011 9/22/2011 Subordinated Debentures 8 Subordinated 8 Debentures 7 R $ 112,000 2, 7 R $ 1,000,000 2, 7 R $ 1,030,000 7 R $ 292,000 7 R $ 51,000 2, 7, 2 3, 8, 30 7/30/2010 10, 21 Treasury Investment Remaining After Capital Repayment Capital Repayment Details Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 3,300,000 $ 2,443,320 Par MS Subordinated Debentures $ 14,000,000 Par Destin FL $ 7,500,000 Par Denver CO Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 11,019,000 Par 7,497,000 Preferred Stock 2 Subordinated Debentures 8 Preferred Stock w/ Exercised Warrants 9/29/2010 8/25/2011 9/17/2010 Preferred Stock Preferred Stock Subordinated Debentures 8 8/11/2011 Preferred Stock N/A N/A N/A Subordinated Debentures 8 9/1/2011 Subordinated Debentures 8 30a R $ 2,600,000 2, 7 R $ 30a R $ 375,000 2, 7 R $ 303,000 71,000 Par - 7 R $ N/A 331,000 Page 12 of 13 Seller Footnote Purchase Date 2, 10, 49 2, 10 10/2/2009 10/2/2009 10/23/2009 Purchase Details Name of Institution Premier Financial Bancorp, Inc. Providence Bank Regents Bancshares, Inc. City Huntington Rocky Mount Vancouver State WV NC WA 8, 50 10/23/2009 Cardinal Bancorp II, Inc. Washington MO 2 2, 10a, 49 2, 10a 2, 10 10/30/2009 10/30/2009 11/6/2009 11/13/2009 Randolph Bank & Trust Company WashingtonFirst Bankshares, Inc. F & M Bancshares, Inc. Fidelity Federal Bancorp Asheboro Reston Trezevant Evansville NC 8, 10 11/13/2009 Community Pride Bank Corporation Ham Lake MN 2, 10a 2, 10 2, 50 2, 10a 3, 10a 2 2, 10 2 2, 10 11/13/2009 11/20/2009 11/20/2009 11/20/2009 12/4/2009 12/4/2009 12/4/2009 12/11/2009 12/11/2009 HPK Financial Corporation Presidio Bank McLeod Bancshares, Inc. Metropolitan Capital Bancorp, Inc. Broadway Financial Corporation Delmar Bancorp Liberty Bancshares, Inc. First Community Financial Partners, Inc. Wachusett Financial Services, Inc. Chicago San Francisco Shorewood Chicago Los Angeles Delmar Fort Worth Joliet Clinton CA MD TX IL MA 8 12/11/2009 Nationwide Bankshares, Inc. West Point NE 2, 10a, 49 2, 10a, 49 2, 10a, 49 2, 10a 2, 10a 2, 10a, 49 2, 10a 2 2, 10, 49 2, 49 2, 10a, 49 2, 10a, 49 2, 10a 2, 10a 2, 10a, 49 2, 10 2, 10a, 30 9/24/2010 2, 10a, 13 8/31/2010, 49 2, 10a, 49 2, 10a, 49 2, 10a 2, 10 2, 10 2 12/11/2009 12/11/2009 12/11/2009 12/11/2009 12/11/2009 12/11/2009 12/11/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/22/2009 GrandSouth Bancorporation 1st Enterprise Bank First Resource Bank First Western Financial, Inc. Meridian Bank The Victory Bancorp, Inc. First Business Bank, N.A. Layton Park Financial Group Centric Financial Corporation Valley Financial Group, Ltd., 1st State Bank Cache Valley Banking Company Birmingham Bloomfield Bancshares, Inc First Priority Financial Corp. Northern State Bank Union Bank & Trust Company First Freedom Bancshares, Inc. Greenville Los Angeles Exton Denver Devon Limerick San Diego Milwaukee Harrisburg Saginaw Logan Birmingham Malvern Closter Oxford Lebanon Cerritos VA TN IN IL CA MN IL SC CA PA CO PA PA CA WI PA MI UT MI PA NJ NC TN CA Investment Description Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock Investment Amount $ $ $ 22,252,000 4,000,000 12,700,000 Pricing Mechanism Par Par Par $ 6,251,000 Par $ $ $ $ 6,229,000 6,842,000 3,535,000 6,657,000 Par Par Par Par $ 4,400,000 Par $ $ $ $ $ $ $ $ $ 5,000,000 10,800,000 6,000,000 2,348,000 6,000,000 9,000,000 6,500,000 22,000,000 12,000,000 Par Par Par Par Par Par Par Par Par $ 2,000,000 Par $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Treasury Investment Remaining After Capital Repayment Capital Repayment Details 6,319,000 6,000,000 2,417,000 11,881,000 6,335,000 1,505,000 2,032,000 3,000,000 6,056,000 1,300,000 4,640,000 1,744,000 4,596,000 1,230,000 2,997,000 8,700,000 2,836,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Capital Repayment Date 9/15/2011 49 Capital Repayment Amount (Loss) 6 $ 4,000,000 $ Final Disposition Date 0 Preferred Stock 2 9/15/2011 Preferred Stock 9/8/2011 Subordinated 8 Debentures 9/8/2011 50 $ 6,251,000 $ 0 8/4/2011 49 $ 6,842,000 $ 0 N/A N/A N/A 8/18/2011 50 $ 6,000,000 $ 0 Preferred Stock 2 8/18/2011 Preferred Stock 12/29/2010 4 $ 2,000,000 $ 0 9/8/2011 9/1/2011 9/15/2011 49 $ $ $ 6,319,000 6,000,000 2,417,000 $ $ $ 0 0 0 Subordinated Debentures 8 N/A N/A N/A 9/22/2011 49 $ 1,505,000 $ 0 7/14/2011 9/22/2011 7/14/2011 7/28/2011 49 $ $ $ $ 6,056,000 1,300,000 4,640,000 1,744,000 $ $ $ $ 9/22/2011 49 $ 2,997,000 9/24/2010 4 $ 2, 7 R $ 175,000 7 R $ 313,000 - N/A 2, 7 R $ 7 R $ Preferred Stock 2 9/22/2011 Preferred Stock 2, 7 R $ 0 0 0 0 Preferred Stock 2 2 Preferred Stock N/A N/A 7/14/2011 9/22/2011 N/A N/A Preferred Stock Preferred Stock N/A N/A 2, 7 R $ R $ - $ 0 N/A N/A N/A 2,836,000 $ 0 N/A N/A N/A $ 2,359,000 $ 0 N/A N/A N/A $ $ 9,698,000 3,500,000 $ $ 0 0 Preferred Stock 2 2 Preferred Stock 7/21/2011 7/21/2011 Preferred Stock Preferred Stock 38 $ 650,000 $ 0 N/A N/A N/A N/A N/A N/A 9/22/2011 Preferred Stock 49 49 49 49 49 12/22/2009 Vernon NJ Preferred Stock $ 2,359,000 Par 9/22/2011 49 12/22/2009 12/22/2009 12/22/2009 12/29/2009 12/29/2009 12/29/2009 Medallion Bank Catskill Hudson Bancorp, Inc TriSummit Bank Atlantic Bancshares, Inc. Union Financial Corporation Mainline Bancorp, Inc. Salt Lake City Rock Hill Kingsport Bluffton Albuquerque Ebensburg UT NY TN SC NM PA $ $ $ $ $ $ 9,698,000 3,500,000 4,237,000 2,000,000 2,179,000 4,500,000 Par Par Par Par Par Par 7/21/2011 7/21/2011 49 $ 3,035,000 Par $ $ 4,567,000 1,508,000 Par Par 8, 10, 38 12/29/2009 FBHC Holding Company Boulder CO 2, 10a 2, 10a 2, 10a, 30 9/29/2010 2, 10a 2, 10a 2, 10a, 49 12/29/2009 12/29/2009 Western Illinois Bancshares Inc. DeSoto County Bank Monmouth Horn Lake IL MS Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock Preferred Stock 12/29/2009 Lafayette Bancorp, Inc. Oxford MS Preferred Stock $ 2,453,000 Par 9/29/2010 4 $ 2,453,000 $ 0 12/29/2009 12/29/2009 12/29/2009 Private Bancorporation, Inc. CBB Bancorp Illinois State Bancorp, Inc. Minneapolis Cartersville Chicago MN GA IL Preferred Stock Preferred Stock $ $ $ 3,262,000 1,753,000 4,000,000 Par Par Par 9/22/2011 49 $ 4,000,000 $ 0 $ 204,943,827,320 Total Repaid ** $ 184,963,658,563 Losses*** $ (2,618,482,294) $ 17,361,686,463 TOTAL TREASURY CAPITAL PURCHASE PROGRAM (CPP) OUTSTANDING INVESTMENT AMOUNT Final Disposition Proceeds N/A N/A N/A First Choice Bank 3/9/2011 15 Subordinated Debentures 8 N/A N/A N/A Highlands Bancorp, Inc. (Highlands State Bank) Total Purchase Amount * Disposition Investment Description Subordinated 8 Debentures 12/22/2009 Preferred Stock w/ Exercised Warrants Final Disposition Remaining Investment Description Remaining Capital Amount 49 Preferred Stock 12/29/2010 2 - 2, 7 300,000 100,000 N/A N/A N/A 34,000 182,000 65,000 N/A N/A N/A - N/A N/A 2, 7 2, 7 R $ R $ 55,000 113,000 N/A - N/A 2, 7 R $ 92,000 Total Warrant Proceeds**** $ 7,646,694,770 * Total purchase amount includes the capitalization of accrued dividends referred to in Notes 20, 22, 28 and 29. ** Total repaid includes (i) the amount of $25 billion applied as repayment under the Capital Purchase Program from the total proceeds of $31.85 billion received pursuant to the sales of Citigroup, Inc. common stock as of December 6, 2010 (see Note 23 and "Capital Purchase Program - Citigroup Common Stock Disposition" on following pages) and (ii) the amount of $355,724,000 repaid by institutions that have completed exchanges for investments under the Community Development Capital Initiative (see Note 30 and "Community Development Capital Initiative" on following pages). *** Losses include (i) the investment amount for institutions that have completed bankruptcy proceedings (see Notes 16 and 19) and (ii) the investment amount less the amount of final proceeds for institutions where Treasury has completed a sale (see Notes 26, 32 and 34), but excludes investment amounts for institutions that have pending receivership or bankruptcy proceedings (see Notes 14 and 25). **** Total warrant proceeds includes $7,566,000, which represents the total amount of warrants that were included in nine institutions' exchange into the CDCI program (see Note 30a). Notes appear on the following page. Page 13 of 13 1a/ This transaction was included in previous Transaction Reports with Merrill Lynch & Co., Inc. listed as the qualifying institution and a 10/28/2008 transaction date, footnoted to indicate that settlement was deferred pending merger. The purchase of Merrill Lynch by Bank of America was completed on 1/1/2009, and this transaction under the CPP 1b/ The warrant disposition proceeds amount are stated pro rata in respect of the CPP investments in Bank of America Corporation that occurred on 10/28/2008 and 1/9/2009. The total gross disposition proceeds from CPP warrants on 3/3/2010 was $310,571,615, consisting of $186,342,969 and $124,228,646. Proceeds from the disposition of TIP warrants on 3/3/2010 appear on a following page of this report. 2/ Privately-held qualified financial institution; Treasury received a warrant to purchase additional shares of preferred stock (unless the institution is a CDFI), which it exercised immediately. 3/ To promote community development financial institutions (CDFIs), Treasury does not require warrants as part of its investment in certified CDFIs when the size of the investment is $50 million or less. 3a/ Treasury cancelled the warrants received from this institution due to its designation as a CDFI. 4/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009. 5/ Redemption pursuant to a qualified equity offering. 6/ This amount does not include accrued and unpaid dividends, which must be paid at the time of capital repayment. 7/ The proceeds associated with the disposition of this investment do not include accrued and unpaid dividends. 8/ Subchapter S corporation; Treasury received a warrant to purchase additional subordinated debentures (unless the institution is a CDFI), which it exercised immediately. 9/ In its qualified equity offering, this institution raised more capital than Treasury’s original investment, therefore, the number of Treasury’s shares underlying the warrant was reduced by half. 10/ This institution participated in the expansion of CPP for small banks. 10a/ This institution received an additional investment through the expansion of CPP for small banks. 11/ Treasury made three separate investments in Citigroup Inc. (Citigroup) under the CPP, Targeted Investment Program (TIP), and Asset Guarantee Program (AGP) for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in Fixed Rate Cumulative Perpetual Preferred Stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. On 7/23/2009 and 7/30/2009, Treasury exchanged a total of $25 billion of the CPP shares for Series M Common Stock Equivalent (“Series M”) and a warrant to purchase shares of Series M. On 9/11/2009, Series M automatically converted to 7,692,307,692 shares of common stock and the associated warrant terminated on receipt of certain shareholder approvals. 12/ On 8/24/2009, Treasury exchanged its series C preferred stock issued by Popular, Inc. for a like amount of non tax-deductible trust preferred securities issued by Popular Capital Trust III, administrative trustee for Popular, Inc. Popular, Inc. paid a $13 million exchange fee in connection with this transaction. 13/ This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank holding companies. The institution in which Treasury's original investment was made is shown in parentheses. 14/ As of the date of this report, this institution is in bankruptcy proceedings. 15/ For final disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution, and "A" represents the proceeds to Treasury, before underwriting fees and selling expenses, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution. 16/ On 12/10/2009, the bankruptcy reorganization plan of CIT Group Inc. became effective and Treasury's preferred stock and warrant investment were extinguished and replaced by contingent value rights (CVRs). On 2/8/2010, the CVRs expired without value as the terms and conditions for distribution of common shares to holders of CVRs were 17/ On 12/11/2009, Treasury exchanged its series A preferred stock issued by Superior Bancorp, Inc. for a like amount of non tax-deductible Trust Preferred Securities issued by Superior Capital Trust II, administrative trustee for Superior Bancorp. 18/ On 2/1/2010, following the acquisition of First Market Bank (First Market) by Union Bankshares Corporation (the acquiror), the preferred stock and exercised warrants issued by First Market on 2/6/2009 were exchanged for a like amount of securities of the acquiror in a single series but with a blended dividend rate equivalent to those of Treasury's 19/ On 2/11/2010, Pacific Coast National Bancorp dismissed its bankruptcy proceedings with no recovery to any creditors or investors, including Treasury, and the investment was extinguished. 20/ On 3/8/2010, Treasury exchanged its $84,784,000 of preferred stock in Midwest Banc Holdings, Inc. (MBHI) for $89,388,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $84,784,000, plus $4,604,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by MBHI of the conditions related to its capital plan, the MCP may be converted to common stock. 21/ On 3/30/2010, Treasury exchanged its $7,500,000 of subordinated debentures in GulfSouth Private Bank for an equivalent amount of preferred stock, in connection with its conversion from a Subchapter S-Corporation, that comply with the CPP terms applicable to privately held qualified financial institutions. 22/ On 4/16/2010, Treasury exchanged its $72,000,000 of preferred stock in Independent Bank Corporation (Independent) for $74,426,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $72,000,000, plus $2,426,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by Independent of the conditions related to its capital plan, the MCP may be converted to common stock. 23/ Treasury received Citigroup common stock pursuant to the June 2009 Exchange Agreement between Treasury and Citigroup which provided for the exchange into common shares of the preferred stock that Treasury purchased in connection with Citigroup's participation in the Capital Purchase Program (see note 11). On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. On May 26, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. On July 23, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on September 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on September 30, 2010. On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. All such sales were generally made at the market price. On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. See "Capital Purchase Program - Citigroup, Inc., Common Stock Disposition" on following page for the actual number of shares sold by Morgan Stanley, the weighted average price per share and the total proceeds to Treasury from all such sales during those periods. 24/ On 8/26/2010, Treasury completed the exchange of its $303,000,000 of preferred stock in Sterling Financial Corporation (Sterling) for a like amount of mandatorily convertible preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Sterling entered into on 4/29/2010. Since Sterling also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, including those related to its capital plan, Treasury’s $303,000,000 of MCP was subsequently, as of 8/26/2010, converted into 378,750,000 shares of common stock. 25/ On 8/20/2010, Sonoma Valley Bank, Sonoma, CA, the banking subsidiary of Sonoma Valley Bancorp, was closed by the California Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 26/ On 9/30/2010, Treasury completed the sale of all preferred stock and warrants issued by South Financial Group, Inc. to Toronto-Dominion Bank (TD) at an aggregate purchase price of $130,179,218.75 for the preferred stock and $400,000 for the warrants, pursuant to the terms of the agreement between Treasury and TD entered into on 5/18/2010. 27/ On 6/30/2010, Treasury exchanged $46,400,000 of its series A preferred stock in First Merchants Corporation for a like amount of non tax-deductible Trust Preferred Securities issued by First Merchants Capital Trust III. 28/ On 7/20/2010, Treasury completed the exchange of its $400,000,000 of preferred stock in First BanCorp for $424,174,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $400,000,000, plus $24,174,000 of capitalized previously accrued and unpaid dividends. On 10/07/2011, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 32,941,797 shares of common stock of First BanCorp. Treasury received all accrued and previously unpaid dividends on the MCP at the time of the conversion. First BanCorp has agreed to have a Treasury observer attend board of directors meetings. 29/ On 8/31/2010, following the completion of the conditions related to Pacific Capital Bancorp's (Pacific Capital) capital plan, Treasury exchanged its $180,634,000 of preferred stock in Pacific Capital for $195,045,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $180,634,000, plus $14,411,000 of capitalized previously accrued and unpaid dividends. On 9/27/2010, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 360,833,250 shares of common stock of Pacific Capital. Pacific Capital has agreed to have Treasury observers attend board of directors meetings. 30/ This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has completed an exchange of its Capital Purchase Program investment for an investment under the terms of the CDCI program. See "Community Development Capital Initiative" below. 30a/ At the time of this institution’s exchange into the CDCI program, the warrant preferreds were included in the total amount of preferred stock exchanged for Treasury’s CDCI investment. Therefore this disposition amount does not represent cash proceeds to Treasury. 31/ On 9/30/2010, Treasury completed the exchange of its $80,347,000 of preferred stock in Hampton Roads Bankshares, Inc. (Hampton) for a like amount of mandatorily convertible preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Hampton entered into on 8/12/2010. Since Hampton also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, Treasury’s $80,347,000 of MCP was subsequently converted into 52,225,550 shares of common stock. 32/ On 9/30/2010, Treasury completed the sale of all preferred stock and warrants issued by TIB Financial Corp. to North American Financial Holdings, Inc. (NAFH) at an aggregate purchase price of $12,119,637.37 for the preferred stock and $40,000 for the warrants, pursuant to the terms of the agreement between Treasury and NAFH entered into on 9/24/2010. 33/ On 3/4/2011, Treasury completed the sale to Community Bancorp LLC (“CBC”) of all preferred stock and warrants issued by Cadence Financial Corporation (“Cadence”) to Treasury for an aggregate purchase price of $39,014,062.50, pursuant to the terms of the agreement between Treasury and CBC entered into on 10/29/2010. 34/ On 12/3/2010, Treasury completed the sale of all preferred stock (including the preferred stock received upon the exercise of warrants) issued by The Bank of Currituck (“Currituck”) to Treasury for an aggregate purchase price of $1,742,850, pursuant to the terms of the agreement between Treasury and Currituck entered into on 11/5/2010. 35/ Treasury entered into an agreement on 1/28/2011 with North American Financial Holdings, Inc. for the sale of all preferred stock and warrants issued by Capital Bank Corporation to Treasury for an aggregate purchase price of $41,279,000. Since the conditions to closing of the sale were satisfied, the closing of the sale also occurred on 1/28/2011. 36/ On 2/15/2011, Treasury completed the sale of all preferred stock (including the preferred stock received upon the exercise of warrants) issued by Treaty Oak Bancorp (“Treaty Oak”) to Treasury for (i) a cash payment of $500,000, (ii) the right to receive up to $150,000 in principal payments on a note payable by Carlile Bancshares, Inc. in favor of Treaty Oak, and (iii) a newly issued warrant to purchase 3,098,341 shares of Treaty Oak common stock, pursuant to the terms of the agreement between Treasury and Treaty Oak entered into on 2/15/2011. 37/ On 2/18/11, Treasury completed the exchange of its $135,000,000 of preferred stock (including accrued and unpaid dividends thereon) in Central Pacific Financial Corp. for not less than 5,620,117 shares of common stock, pursuant to an exchange agreement dated 2/17/2011. 38/ On 3/9/2011, Treasury completed the sale of all subordinated debentures (including the subordinated debentures received upon the exercise of warrants) issued by FBHC Holding Company ("FBHC") to Treasury for an aggregate purchase price of $650,000, pursuant to the terms of the agreement between Treasury and FBHC entered into on 3/9/2011. 39/ On 5/31/2011, Treasury completed the sale of all preferred stock and warrants issued by First Community Bank Corporation of America (FCBCA) for an aggregate purchase price of (i) $7.20 million plus (ii) 72% of the remaining cash assets after giving effect to the payment of defined acquisition expenses, debts, liabilities and distributions to other classes of security holders, pursuant to the terms of the agreement between Treasury and FCBCA entered into on 3/11/2011. 40/ As a result of the acquisition of Fidelity Resources Company (the acquired company) by Veritex Holdings, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/26/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/23/2011. Page 1 of 2 41/ As a result of the acquisition of NC Bancorp, Inc. (the acquired company) by Metropolitan Bank Group, Inc. (the acquiror), Treasury exchanged $6,880,000 of its preferred stock in NC Bancorp, Inc. and $71,526,000 of its preferred stock in Metropolitan Bank Group, Inc. for $81,892,000 of a new series of preferred stock in Metropolitan Bank Group, Inc., which is equivalent to the combined initial investment amount of $78,406,000 plus $3,486,000 of capitalized previously accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/30/2011. Exercised warrants were also exchanged at the time of the agreement. 42/ On 5/3/2011, Treasury completed the sale of all First Federal Bancshares of Arkansas, Inc. preferred stock and warrants held by Treasury to Bear State Financial Holdings, LLC (“Bear State”) for an aggregate purchase price of $6,000,000.00, pursuant to the terms of the agreement between Treasury and Bear State entered into on 05/03/2011. 43/ On 5/13/2011, Treasury completed the sale of all Wilmington Trust Corporation preferred stock held by Treasury to M&T Bank Corporation ("M&T") for an aggregate purchase price of $330,000,000.00 plus accrued dividends and exchanged its Wilmington Trust Corporation warrant for an equivalent warrant issued by M&T Bank Corporation, pursuant to the terms of the agreement between Treasury and M&T entered into on 5/13/2011. 44/ On 7/5/2011, Treasury completed a transaction with Harris Financial Corp., a wholly-owned subsidiary of Bank of Montreal ("BMO"), for the sale of (i) all Marshall & Ilsley Corporation ("M&I") Preferred Stock held by Treasury for a purchase price of $1,715,000,000 plus accrued dividends and (ii) the Treasury-held M&I Warrant for an amount equal to $3,250,000, pursuant to the terms of the agreement between Treasury and BMO entered into on 05/16/2011. 45/ On 6/3/2011, Treasury completed the sale of all Whitney Holding Corporation preferred stock and the related warrant held by Treasury to Hancock Holding Company ("HHC") for an aggregate purchase price equal to (i) the par amount of the preferred stock ($300,000,000) plus accrued and unpaid dividends thereon and (ii) $6,900,000 for the warrant, pursuant to the terms of the agreement between Treasury and HHC entered into on 6/3/2011. 46/ On 06/22/2011, Treasury completed the sale of 2,850,000 shares of common stock at $12.590625 per share (which represents the $12.75 public offering price less underwriting discounts) for net proceeds of $35,883,281.25 pursuant to an underwriting agreement executed on 06/17/2011. 47/ On 6/30/2011, Treasury completed the sale of all Cascade Financial Corporation preferred stock held by Treasury and the related warrant to Opus Acquisition, Inc. ("Opus") for an aggregate purchase price of $16,250,000.00, pursuant to the terms of the agreement between Treasury and Opus entered into on 06/28/2011. 49/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 using proceeds received in connection with the institution’s participation in the Small Business Lending Fund. 50/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 - part of the repayment amount obtained from proceeds received in connection with the institution’s participation in the Small Business Lending Fund. 51 / On 11/5/2010, Pierce Commercial Bank, Tacoma, WA, the banking subsidiary of Pierce County Bancorp, was closed by the Washington Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 52/ On 11/12/2010, Tifton Banking Company, Tifton, GA, was closed by the Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 53/ On 3/11/2011, Legacy Bank, Milwaukee, WI, the banking subsidiary of Legacy Bancorp, Inc., was closed by the State of Wisconsin Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 54/ On 4/15/2011, Superior Bank, Birmingham, AL, the banking subsidiary of Superior Bancorp Inc., was closed by the Office of Thrift Supervision, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 55/ On 7/15/2011, First Peoples Bank, Port Saint Lucie, Florida, the banking subsidiary of FPB Bancorp, Inc., was closed by the Florida Office of Financial Regulation, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 56/ On 7/15/2011, One Georgia Bank, Atlanta, GA was closed by the State of Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 57/ On 7/29/2011, Integra Bank, National Association, Evansville, Indiana, the banking subsidiary of Integra Bank Corporation, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 58/ On 10/21/2011, Treasury completed the exchange of all FNB United Corp. ("FNB United") preferred stock and warrants held by Treasury for 108,555,303 shares of FNB United common stock and an amended and restated warrant, pursuant to the terms of the agreement between Treasury and FNB United entered into on 08/12/2011. 59/ On 9/7/2011, Treasury completed the sale of all Green Bankshares, Inc. preferred stock held by Treasury and the related Warrant to North American Financial Holdings, Inc. ("NAFH") for an aggregate purchase price of $68,700,000.00, pursuant to the terms of the agreement between Treasury and NAFH entered into on 9/6/2011. 60/ As a result of the acquisition of Berkshire Bancorp, Inc. (the acquired company) by Customers Bancorp, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/12/2009 were exchanged for a like amount of securities of the acquiror plus accrued and previously unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 9/16/2011. 61/ On 9/23/2011, Citizens Bank of Northern California, Nevada City, California, the banking subsidiary of Citizens Bancorp, was closed by the California Department of Financial Institutions, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 62/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 in connection with the institution’s participation in the Small Business Lending Fund, which occurred at a later date. 63/ On 10/14/2011, Country Bank, Aledo, Illinois, the banking subsidiary of CB Holding Corp., was closed by the Illinois Department of Financial and Professional Regulation - Division of Banking, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 64/ On 10/21/2011, Treasury completed the sale of all Santa Lucia Bancorp preferred stock and warrants held by Treasury to CCI One Acquisition Corporation ("CCI") for an aggregate purchase price of $2,800,000.00, pursuant to the terms of the agreement between Treasury and CCI entered into on 10/20/2011. Page 2 of 2 CAPITAL PURCHASE PROGRAM - CITIGROUP, INC. COMMON STOCK DISPOSITION Date 4/26/2010 5/26/2010 5/26/2010 6/30/2010 7/23/2010 9/30/2010 10/19/2010 12/6/2010 Pricing Mechanism 6 Number of Shares Proceeds 7 1 $4.1217 1,500,000,000 $ 6,182,493,158 $3.8980 1,108,971,857 $ 4,322,726,825 $3.9090 1,500,000,000 $ 5,863,489,587 $4.2609 1,165,928,228 $ 4,967,921,811 $4.3500 2,417,407,607 $ 10,515,723,090 2 3 4 5 12/6/2010 Total Proceeds: $31,852,354,471 1/ On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. 2/ On May 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. 3/ On July 23, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on September 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occured on September 30, 2010. 4/ On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. 5/ On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. Closing of the offering is subject to the fulfillment of certain closing conditions. 6/ The price set forth is the weighted average price for all sales of Citigroup, Inc. common stock made by Treasury over the course of the corresponding period. 7/ Amount represents the gross proceeds to Treasury. Page 1 of 1 COMMUNITY DEVELOPMENT CAPITAL INITIATIVE Seller Footnote Purchase Date 1 1, 2 1, 2 1 1 2a 1 1 1 1 2a 1 1, 3 1 1 1, 2 1 1, 2 1 1, 2 1, 2 1, 2 1, 2 1 1 1 1 1 1 1 7/30/2010 7/30/2010 8/6/2010 8/13/2010 8/13/2010 9/17/2010 8/13/2010 8/13/2010 8/13/2010 8/20/2010 9/24/2010 8/20/2010 8/27/2010 9/3/2010 9/3/2010 9/3/2010 9/10/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 Name of Institution Purchase Details City State Guaranty Capital Corporation University Financial Corp, Inc. Southern Bancorp, Inc. Premier Bancorp, Inc. Citizens Bancshares Corporation Belzoni St. Paul Arkadelphia Wilmette Atlanta MS MN AR IL GA PGB Holdings, Inc. First American International Corp. Tri-State Bank of Memphis Mission Valley Bancorp Chicago Brooklyn Memphis Sun Valley IL NY TN CA M&F Bancorp, Inc. Carver Bancorp, Inc Kilmichael Bancorp, Inc. United Bancorporation of Alabama, Inc. IBW Financial Corporation IBC Bancorp, Inc. CFBanc Corporation American Bancorp of Illinois, Inc. Hope Federal Credit Union Genesee Co-op Federal Credit Union First Eagle Bancshares, Inc. Liberty Financial Services, Inc. First Choice Bank Bainbridge Bancshares, Inc. Virginia Community Capital, Inc. Lower East Side People's Federal Credit Union Atlantic City Federal Credit Union Neighborhood Trust Federal Credit Union Gateway Community Federal Credit Union Union Baptist Church Federal Credit Union Buffalo Cooperative Federal Credit Union Tulane-Loyola Federal Credit Union Alternatives Federal Credit Union Liberty County Teachers Federal Credit Union UNO Federal Credit Union Butte Federal Credit Union Thurston Union of Low-Income People (TULIP) Cooperative Credit Union Phenix Pride Federal Credit Union Pyramid Federal Credit Union Cooperative Center Federal Credit Union Prince Kuhio Federal Credit Union Community First Guam Federal Credit Union Brewery Credit Union Tongass Federal Credit Union Santa Cruz Community Credit Union Northeast Community Federal Credit Union Fairfax County Federal Credit Union Security Federal Corporation Community Bank of the Bay The First Bancshares, Inc. BancPlus Corporation First M&F Corporation State Capital Corporation Lafayette Bancorp, Inc. PSB Financial Corporation Community Bancshares of Mississippi, Inc. First Vernon Bancshares, Inc. Security Capital Corporation BankAsiana Durham New York Kilmichael Atmore Washington Chicago Washington Oak Brook Jackson Rochester Hanover Park New Orleans Cerritos Bainbridge Christiansburg New York Lander New York Missoula Fort Wayne Buffalo New Orleans Ithaca Liberty New Orleans Biggs Olympia Phenix City Tucson Berkeley Honolulu Hagatna Milwaukee Ketchikan Santa Cruz San Francisco Fairfax Aiken Oakland Hattiesburg Ridgeland Kosciusko Greenwood Oxford Many Brandon Vernon Batesville Palisades Park NC NY MS AL DC IL DC IL MS NY IL LA CA GA VA NY WY NY MT IN NY LA NY TX LA CA WA AL AZ CA HI GU WI AK CA CA VA SC CA MS MS MS MS MS LA MS AL MS NJ Amount from CPP Investment Description Subordinated Debentures Subordinated Debentures Preferred Stock Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Common Stock Subordinated Debentures Preferred Stock Preferred Stock Subordinated Debentures Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 14,000,000 11,926,000 11,000,000 6,784,000 7,462,000 3,000,000 17,000,000 2,795,000 5,500,000 11,735,000 18,980,000 10,300,000 6,000,000 4,205,000 7,875,000 5,645,000 5,146,000 18,000,000 1,747,000 5,000,000 50,400,000 30,000,000 15,750,000 4,551,000 9,734,000 54,600,000 6,245,000 17,910,000 - Disposition Details Additional Investment $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,189,000 22,800,000 4,379,000 4,836,000 3,881,000 5,689,000 4,000,000 2,313,000 12,123,000 30,514,000 - Investment Amount $ $ $ $ 14,000,000 22,115,000 33,800,000 6,784,000 $ $ $ $ 11,841,000 3,000,000 17,000,000 2,795,000 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,336,000 11,735,000 18,980,000 3,154,000 10,300,000 6,000,000 8,086,000 5,781,000 5,457,000 4,520,000 300,000 7,875,000 11,334,000 5,146,000 3,372,000 1,915,000 898,000 2,500,000 283,000 1,657,000 10,000 145,000 424,000 2,234,000 435,000 743,000 1,000,000 75,000 153,000 2,500,000 2,799,000 273,000 2,650,000 1,096,000 1,600,000 2,828,000 350,000 8,044,000 22,000,000 4,060,000 17,123,000 80,914,000 30,000,000 15,750,000 4,551,000 9,734,000 54,600,000 6,245,000 17,910,000 5,250,000 Pricing Mechanism Date Amount Remaining Investment Amount Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Page 1 of 2 Seller Footnote Purchase Date 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/30/2010 Name of Institution The Magnolia State Corporation Bancorp of Okolona, Inc. Southern Chautauqua Federal Credit Union Fidelis Federal Credit Union Bethex Federal Credit Union Shreveport Federal Credit Union Carter Federal Credit Union UNITEHERE Federal Credit Union (Workers United Federal Credit Union) North Side Community Federal Credit Union East End Baptist Tabernacle Federal Credit Union Community Plus Federal Credit Union Border Federal Credit Union Opportunities Credit Union First Legacy Community Credit Union Union Settlement Federal Credit Union Southside Credit Union D.C. Federal Credit Union Faith Based Federal Credit Union Greater Kinston Credit Union Hill District Federal Credit Union Freedom First Federal Credit Union Episcopal Community Federal Credit Union Vigo County Federal Credit Union Renaissance Community Development Credit Union Independent Employers Group Federal Credit Union Brooklyn Cooperative Federal Credit Union Purchase Details City State Amount from CPP Investment Description Disposition Details Additional Investment Investment Amount Bay Springs Okolona Lakewood New York Bronx Shreveport Springhill MS MS NY NY NY LA LA Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures $ $ $ $ $ $ $ - $ $ $ $ $ $ $ - $ $ $ $ $ $ $ New York NY Subordinated Debentures $ - $ - Chicago Bridgeport Rantoul Del Rio Burlington Charlotte New York San Antonio Washington Oceanside Kinston Pittsburgh Roanoke Los Angeles Terre Haute Somerset Hilo Brooklyn IL CT IL TX VT NC NY TX DC CA NC PA VA CA IN NJ HI NY Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ - $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ - Pricing Mechanism 7,922,000 3,297,000 1,709,000 14,000 502,000 2,646,000 6,300,000 Par Par Par Par Par Par Par $ 57,000 Par $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 325,000 7,000 450,000 3,260,000 1,091,000 1,000,000 295,000 1,100,000 1,522,000 30,000 350,000 100,000 9,278,000 100,000 1,229,000 31,000 698,000 300,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Total Purchase Amount $ 570,073,000 Amount Date Remaining Investment Amount Total Capital Repayment Amount TOTAL TREASURY COMMUNITY DEVELOPMENT INITIATIVE (CDCI) INVESTMENT AMOUNT $ $0 570,073,000 1/ This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of investment with Treasury under the CDCI program terms. 2/ Treasury made an additional investment in this institution at the time it entered the CDCI program. 2a/ Treasury made an additional investment in this institution after the time it entered the CDCI program. 3/ On 10/28/2011, Treasury completed the exchange of all Carver Bancorp, Inc. ("Carver") preferred stock held by Treasury for 2,321,286 shares of Carver common stock, pursuant to the terms of the agreement between Treasury and Carver entered into on 06/29/2011. Accrued and previously unpaid dividends were paid on the date of the exchange. Page 2 of 2 AUTOMOTIVE INDUSTRY FINANCING PROGRAM Exchange/Transfer/Other Details Initial Investment City, State GMAC (Ally) Date Transaction Type 12/29/2008 Purchase Seller Description Preferred Stock w/ Exercised Warrants GMAC Pricing Mechanism Amount $ 5,000,000,000 Par $ 7,500,000,000 Par 22 12/30/2009 22, 26 12/30/2010 5/21/2009 Purchase GMAC Convertible Preferred Stock w/ Exercised Warrants 12/30/2009 Purchase GMAC Convertible Preferred Stock w/ Exercised Warrants $ 1,250,000,000 Par 12/30/2009 Purchase GMAC Trust Preferred Securities w/ $ Exercised Warrants 2,540,000,000 Par 12/29/2008 Purchase $ 884,024,131 Par 12/31/2008 Purchase $ 13,400,000,000 Par 4/22/2009 Purchase $ 2,000,000,000 Par Detroit, MI General Motors Corporation General Motors Corporation General Motors Corporation Debt Obligation Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Date 12/30/2009 3/1/2011 2 5/29/2009 7/10/2009 4 7/10/2009 Type Exchange for convertible preferred stock Partial conversion of preferred stock for common stock Partial conversion of preferred stock for common stock Exchange for amended and restated Trust Preferred Securities Exchange for equity interest in GMAC Exchange for preferred and common stock in New GM Exchange for preferred and common stock in New GM Pricing Mechanism Amount Obligor $ 5,000,000,000 N/A $ 3,000,000,000 N/A $ 5,500,000,000 N/A 26 $ 2,670,000,000 N/A 27 GMAC (Ally) $ 884,024,131 N/A $ 13,400,000,000 N/A $ N/A 2,000,000,000 GMAC (Ally) 21, 22 GMAC (Ally) 3, 26, 32 Description Amount/Equity % Convertible Preferred Stock $ 5,937,500,000 Trust Preferred Securities $ 2,670,000,000 General Motors Company 10, Preferred Stock 11, 24 $ 2,100,000,000 General Motors Company 10, Common Stock 11, 25 27 5/20/2009 General Motors 6/3/2009 1/16/2009 4,000,000,000 Par 5 7/10/2009 $ 4,000,000,000 Purchase Purchase Purchase General Motors Corporation General Motors Corporation Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Chrysler FinCo $ $ $ 360,624,198 30,100,000,000 1,500,000,000 Par Par Par 6 8 7/10/2009 7/10/2009 Exchange for preferred and common stock in New GM Exchange for preferred and common stock in New GM $ 360,624,198 7 N/A $ 22,041,706,310 N/A N/A 7/10/2009 Transfer of debt to New GM $ 7,072,488,605 N/A 7/10/2009 Debt left at Old GM $ 985,805,085 N/A 4/29/2009 Purchase Chrysler Holding Purchase Chrysler Holding Purchase Chrysler Holding 5/1/2009 Purchase Old Chrysler 5/20/2009 Purchase Old Chrysler 4/29/2009 Auburn Hills, MI 5/27/2009 Purchase New Chrysler Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note, Zero Coupon Note, Equity $ 4,000,000,000 $ - $ 280,130,642 $ 1,888,153,580 $ - - 6/10/2009 Par 7 General Motors Holdings LLC 11, 12 Debt Obligation $ 7,072,488,605 6,642,000,000 N/A 500,000,000 N/A 4/30/2010 17 6/10/2009 Completion of bankruptcy proceeding; transfer of collateral security to liquidation trust Issuance of equity in New Chrysler $ (1,888,153,580) $ - N/A N/A $ 2,667,000,000 N/A $ 2,139,406,778 N/A $ 0 12/15/2010 Repayment $ 11/18/2010 Partial Disposition 25 $ 11,743,303,903 Common Stock 11/26/2010 Partial Disposition 25 $ 1,761,495,577 Common Stock 7/10/2009 Partial Repayment $ 360,624,198 Debt Obligation $ 6,711,864,407 12/18/2009 Partial Repayment $ 1,000,000,000 Debt Obligation $ 5,711,864,407 1/21/2010 Partial Repayment $ 35,084,421 Debt Obligation $ 5,676,779,986 3/31/2010 Partial Repayment $ 1,000,000,000 Debt Obligation $ 4,676,779,986 4/20/2010 Repayment $ 4,676,779,986 3/31/2011 Partial Repayment $ 50,000,000 Debt Obligation $ 935,805,085 4/5/2011 Partial Repayment $ 45,000,000 Debt Obligation $ 890,805,085 5/3/2011 Partial Repayment $ 15,887,795 Debt Obligation $ 874,917,290 3/17/2009 Partial Repayment $ 1,496,500,945 4/17/2009 Partial Repayment $ 1,464,690,823 5/18/2009 Partial Repayment $ 1,413,554,739 6/17/2009 Partial Repayment $ 1,369,197,029 7/14/2009 Repayment 7/14/2009 Repayment* 5/14/2010 Termination and settlement 20 payment 7/10/2009 5/10/2010 9/9/2010 0 36.9% N/A 32.04% $ 0 9 9 Motors Liquidation 19 Chrysler Holding 23 Old Carco Liquidation Trust Chrysler Group LLC Chrysler Group LLC Total Initial Investment Amount $ Remaining Investment Amount/Equity % 9 29 Debt Obligation $ 985,805,085 20 Debt obligation w/ additional note $ 3,500,000,000 15 18 $ $ 3/2/2011 Disposition 28 14 16 - Transfer of debt to New Chrysler Remaining Investment Description 60.8% 13 Par Amount/ Proceeds 7 Farmington Hills, MI 1/2/2009 Chrysler $ Exchange for preferred and common stock in New GM Type 3 Detroit, MI 5/27/2009 Chrysler FinCo Purchase Debt Obligation w/ Additional Note Date 73.8% Common Stock 7 General Motors Corporation Payment or Disposition1 Treasury Investment After Exchange/Transfer/Other 23 19, 31 Debt obligation w/ additional note & zero coupon note 30 81,344,932,551 Total Treasury Investment Amount $ Right to recover proceeds Common equity N/A $ 7,142,000,000 6.6% $ $ $ $ Debt Obligation w/ 3,499,055 Additional Note Debt Obligation w/ 31,810,122 Additional Note Debt Obligation w/ 51,136,084 Additional Note Debt Obligation w/ 44,357,710 Additional Note Additional Note $ 0 $ 1,369,197,029 $ 15,000,000 N/A - $ 1,900,000,000 N/A - Repayment $ 280,130,642 N/A Proceeds from sale of collateral $ 30,544,528 $ Right to recover proceeds Right to recover 9,666,784 proceeds Right to recover 7,844,409 proceeds Proceeds from sale of collateral $ 12/29/2010 Proceeds from sale of collateral $ 5/24/2011 Repayment - Principal $ 5,076,460,000 5/24/2011 Termination of undrawn facility 31 $ 2,065,540,000 5/24/2011 Repayment* - Additional Note $ 288,000,000 5/24/2011 Repayment* - Zero Coupon Note $ 100,000,000 7/21/2011 Disposition $ 560,000,000 Total Payments $ 34,859,229,021 Additional Proceeds * $ 403,000,000 N/A N/A 0 N/A N/A N/A $ 0 - 40,932,009,950 Footnotes appear on following page. Page 1 of 2 As used in this table and its footnotes: GMAC refers to GMAC Inc., formerly known as GMAC LLC., and now known as Ally Financial, Inc. ("Ally"). "Old GM" refers to General Motors Corporation, which is now known as Motors Liquidation Company. "New GM" refers to General Motors Company, the company that purchased Old GM's assets on 7/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. See also footnote 11. "Chrysler FinCo" refers to Chrysler Financial Services Americas LLC. "Chrysler Holding" refers to CGI Holding LLC, the company formerly known as "Chrysler Holding LLC". "Old Chrysler" refers to Old Carco LLC (fka Chrysler LLC). "New Chrysler" refers to Chrysler Group LLC, the company that purchased Old Chrysler's assets on 6/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. 1. Payment amount does not include accrued and unpaid interest on a debt obligation, which must be paid at the time of principal repayment. 2. Treasury committed to lend General Motors Corporation up to $1,000,000,000. The ultimate funding was dependent upon the level of investor participation in GMAC LLC's rights offering. The amount has been updated to reflect the final level of funding. 3. Pursuant to its rights under the loan agreement with Old GM reported on 12/29/2008, Treasury exchanged its $884 million loan to Old GM for a portion of Old GM’s common equity interest in GMAC. Treasury held a 35.4% common equity interest in GMAC until the transactions reported on 12/30/2009. (See transactions marked by orange line in the table above and footnote 22.) 4. This transaction is an amendment to Treasury's 12/31/2008 agreement with Old GM (the "Old GM Loan"), which brought the total loan amount to $15,400,000,000. 5. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,400,000,000. 6. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,760,624,198. The $360,624,198 loan was used to capitalize GM Warranty LLC, a special purpose vehicle created by Old GM . On 7/10/2009, the principal amount was included in the $7.07 billion of debt assumed by the new GM, as explained in footnote 10. 7. On 7/10/2009, the principal amount outstanding under the Old GM Loan and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM. (See green lines in the table above.) 8. Under the terms of the $33.3 billion debtor-in-possession credit agreement dated 6/3/2009 with Old GM (the "GM DIP Loan"), Treasury's commitment amount was $30.1 billion. The remaining $2.2 billion of the financing was provided by Canadian government entities. As of 7/09/2009, $30.1 billion of funds had been disbursed by Treasury. 9. On 7/10/2009, Treasury and Old GM amended the GM DIP Loan, and the principal amount and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM, except for (i) $7.07 billion, which was assumed by New GM as a new obligation under the terms of a separate credit agreement between Treasury and New GM (see transactions marked by green lines in table above) and (ii) $986 million, which remained a debt obligation of Old GM. 10. In total, for the exchange of the Old GM Loan and the GM DIP Loan (other than as explained in footnote 9), Treasury received $2.1 billion in preferred shares and 60.8% of the common shares of New GM. (See transactions marked by green lines in the table above.) 11. Pursuant to a corporate reorganization completed on or about 10/19/2009, the shareholders of New GM, including with respect to Treasury's preferred and common stock, became shareholders of General Motors Holding Company (the ultimate parent company of New GM), which was renamed "General Motors Company" on an equal basis to their shareholdings in New GM, and New GM was converted to "General Motors LLC". General Motors LLC is a wholly owned subsidiary of General Motors Holdings LLC, and General Motors Holdings LLC is a wholly owned subsidiary of General Motors Company. 12. Pursuant to a corporate reorganization completed on 10/19/2009, Treasury's loan with New GM was assigned and assumed by General Motors Holdings LLC. 13. The loan was funded through Chrysler LB Receivables Trust, a special purpose vehicle created by Chrysler FinCo. The amount of $1,500,000,000 represents the maximum loan amount. The loan was incrementally funded until it reached the maximum amount of $1.5 billion on 4/9/2009. 14. This transaction was an amendment to Treasury's 1/2/2009 agreement with Chrysler Holding. As of 4/30/2009, Treasury's obligation to lend any funds committed under this amendment had terminated. No funds were disbursed. 15. The loan was used to capitalize Chrysler Warranty SPV LLC, a special purpose vehicle created by Old Chrysler. 16. This transaction was set forth in a credit agreement with Old Chrysler fully executed on 5/5/2009 following a term sheet executed on 5/1/2009 and made effective on 4/30/2009. Treasury's commitment was $3.04 billion of the total $4.1 billion debtor-in-possession credit facility (the "Chrysler DIP Loan"). As of 6/30/2009, Treasury's commitment to lend under the Chrysler DIP Loan had terminated. The remaining principal amount reflects the final amount of funds disbursed under the Chrysler DIP Loan. 17. This transaction was an amendment to Treasury's commitment under the Chrysler DIP Loan, which increased Treasury's commitment by an amount $756,857,000 to a total of $3.8 billion under the Chrysler DIP Loan. As of 6/30/2009, Treasury's obligation to lend funds committed under the Chrysler DIP Loan had terminated. 18. This transaction, first reported based on a term sheet fully executed on 5/27/2009 for an amount up to $6.943 billion, was set forth in a credit agreement with New Chrysler fully executed on 6/10/2009. Under the terms of the credit agreement, Treasury made a new commitment to New Chrysler of up to $6.642 billion. The total loan amount is up to $7.142 billion including $500 million of debt assumed on 6/10/2009 from Chrysler Holding originally incurred under Treasury's 1/2/2009 credit agreement with Chrysler Holding. The debt obligations are secured by a first priority lien on the assets of New Chrysler. When the sale to new Chrysler was completed, Treasury acquired the rights to 9.85% of the common equity in new Chrysler. 19. Pursuant to the agreement explained in footnote 18, $500 million of this debt obligation was assumed by New Chrysler. 20. Under loan agreement, as amended on 7/23/2009, Treasury was entitled to proceeds Chrysler Holdco received from Chrysler FinCo equal to the greater of $1.375 billion or 40% of the equity value of Chrysler FinCo. Pursuant to a termination agreement dated 5/14/2010, Treasury agreed to accept a settlement payment of $1.9 billion as satisfaction in full of all existing debt obligations (including additional notes and accrued and unpaid interest) of Chrysler Holdco, and upon receipt of such payment to terminate all such obligations. 21. Amount of the Treasury investment exchange includes the exercised warrants from Treasury's initial investments. 22. Under the terms of an agreement dated 12/30/2009, the convertible preferred shares will mandatorily convert to common stock under the conditions and the conversion price as set forth in the terms of the agreement. 23. On April 30, 2010, the Plan of Liquidation for the debtors of Old Chrysler approved by the respective bankruptcy court became effective (the “Liquidation Plan”). Under the Liquidation Plan, the loan Treasury had provided to Old Chrysler was extinguished without repayment, and all assets of Old Chrysler were transferred to a liquidation trust. Treasury retained the right to recover the proceeds from the liquidation from time to time of the specified collateral security attached to such loan. 24. On October 27, 2010, Treasury accepted an offer by General Motors Company (GM) to repurchase all of the approximately $2.1 billion preferred stock at a price per share of $25.50, which is equal to 102% of the liquidation preference, subject to the closing of the proposed initial public offering of GM’s common stock. The repurchase was completed on 12/15/2010. 25. On 11/17/2010, Treasury agreed to sell 358,546,795 shares of common stock at $32.7525 per share (which represents the $33 public sale price less underwriting discounts and fees) pursuant to an underwriting agreement. Following settlement, the net proceeds to Treasury were $11,743,303,903. On 11/26/2010, the underwriters exercised their option to purchase an additional 53,782,019 shares of common stock from Treasury at the same purchase price resulting in additional proceeds of $1,761,495,577. Treasury's aggregate net proceeds from the sale of common stock pursuant to the underwriting agreement total $13,504,799,480. 26. On 12/30/2010, Treasury converted $5,500,000,000 of the total convertible preferred stock then outstanding and held by Treasury (including exercised warrants) into 531,850 shares of common stock of Ally. Following this conversion, Treasury holds $5,937,500,000 of convertible preferred stock. 27. On 3/1/2011, Treasury entered into an agreement with Ally Financial, Inc. (Ally) and certain other parties to amend and restate the $2,667,000,000 in aggregate liquidation preference of its Ally trust preferred securities so to facilitate a public underwritten offering. At the time of amendment and restatement, Treasury received all outstanding accrued and unpaid dividends and a distribution fee of 28. On 3/2/2011, Treasury entered into an underwritten offering for all of its Ally trust preferred securities, the proceeds of which were $2,638,830,000, which together with the distribution fee referred to in footnote 27, provided total disposition proceeds to Treasury of $2,667,000,000. This amount does not include the accumulated and unpaid dividends on the trust preferred securities from the date of the amendment and restatement through but excluding the closing date that Treasury will receive separately at settlement. 29. On March 31, 2011, the Plan of Liquidation for Motors Liquidation Company (Old GM) became effective, Treasury’s $986 million loan to Old GM was converted to an administrative claim and the assets remaining with Old GM, including Treasury's liens on certain collateral and other rights attached to the loan, were transferred to liquidation trusts. Under the Plan of Liquidation, Treasury retained the right to recover additional proceeds; however, any additional recovery is dependent on actual liquidation proceeds and pending litigation. 30. In June 2009, Treasury provided a $6.6 billion loan commitment to Chrysler Group LLC and received a 9.9 percent equity ownership in Chrysler Group LLC (Chrysler). In January and April 2011, Chrysler met the first and second of three performance related milestones. As a result, Fiat’s ownership automatically increased from 20% to 30%, and Treasury’s ownership was reduced to 8.6%. On May 24, 2011, Fiat, through the exercise of an equity call option, purchased an incremental 16% fully diluted ownership interest in Chrysler for $1.268 billion, reducing Treasury’s ownership to 6.6% (or 6.0% on a fully diluted basis). On July 21, 2011, Fiat, through the exercise of an equity call option, purchased Treasury’s ownership interest for $500 million. In addition, Fiat paid $60 million to Treasury for its rights under an agreement with the UAW retirement trust pertaining to the trust's shares in Chrysler. 31 On May 24, 2011, Chrysler Group LLC terminated its ability to draw on the remaining $2.066 billion outstanding under this loan facility. 32. On November 1, 2011, Treasury received a $201,345.42 pro-rata tax distribution on its common stock from Ally Financial, Inc. pursuant to the terms of the Sixth Amended and Restated Limited Liability Company Operating Agreement of GMAC LLC dated May 22, 2009. AUTOMOTIVE SUPPLIER SUPPORT PROGRAM Seller Footnote Date Name of Institution City State Transaction Type Investment Description Investment Amount Pricing Mechanism Adjustment Date Adjustment Details Adjustment Adjusted or Final Amount Investment Amount Date 2/11/2010 Partial repayment Partial repayment 3/4/2010 Repayment5 4/5/2010 Payment 3/9/2010 Repayment 4/7/2010 Payment7 11/20/2009 1 4/9/2009 GM Supplier Receivables LLC Wilmington DE Purchase Debt Obligation w/ $ 3,500,000,000 Additional Note 7/8/2009 3 $ (1,000,000,000) $ 6 2 4/9/2009 Chrysler Receivables SPV LLC INITIAL TOTAL 1/ 2/ 3/ 4/ 5/ 6/ 7/ $ 5,000,000,000 Wilmington DE Purchase ADJUSTED TOTAL Debt Obligation w/ $ 1,500,000,000 Additional Note $ 413,076,735 2,500,000,000 N/A 7/8/2009 3 $ (500,000,000) $ 290,000,000 $ 1,000,000,000 $ 123,076,735 N/A 7 Total Repayments $ 413,076,735 Payment or Disposition4 Remaining Investment Description Type 6 5 Amount Debt Obligation w/ Additional Note $ 140,000,000 Debt Obligation w/ Additional Note $ 100,000,000 Additional Note $ 50,000,000 None $ 56,541,893 Additional Note $ 123,076,735 None $ 44,533,054 Total Proceeds from Additional Notes $ 101,074,947 The loan was funded through GM Supplier Receivables, LLC, a special purpose vehicle created by General Motors Corporation. The amount of $3,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/3/2009. General Motors Company assumed GM Supplier The loan was funded through Chrysler Receivables SPV LLC, a special purpose vehicle created by Chrysler LLC. The amount of $1,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/7/2009. Chrysler Group LLC assumed Chrysler Receivables SPV LLC on Treasury issued notice to the institution of the permanent reduced commitment on 7/8/2009; the reduction was effective on 7/1/2009. Does not include accrued and unpaid interest due on the amount of principal repayment, which interest must be paid at the time of principal repayment. All outstanding principal drawn under the credit agreement was repaid. Treasury's commitment was $2.5 billion (see note 3). As of 4/5/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. Treasury's commitment was $1 billion (see note 3). As of 4/7/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. Page 2 of 2 TARGETED INVESTMENT PROGRAM Seller Footnote 1 Date Name of Institution 12/31/2008 Citigroup Inc. Bank of America 1/16/2009 Corporation Treasury Investment Remaining After Capital Repayment Capital Repayment Details City State Transaction Type New York NY Purchase Charlotte NC Purchase Investment Amount Pricing Mechanism Capital Repayment Date Investment Description Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants $ 20,000,000,000 Par 12/23/2009 $ 20,000,000,000 Par 12/9/2009 TOTAL $ Capital Repayment Amount 2 Remaining Capital Amount Remaining Capital Description Final Disposition Final Disposition Description Final Disposition Date 3 Final Disposition Proceeds $ 20,000,000,000 $ 0 Warrants 1/25/2011 A Warrants $ 190,386,428 $ 20,000,000,000 $ 0 Warrants 3/3/2010 A Warrants $ 1,255,639,099 $ 40,000,000,000 $ 1,446,025,527 2 40,000,000,000 TOTAL CAPITAL REPAYMENT TOTAL TREASURY TIP INVESTMENT AMOUNT $ Total Warrant Proceeds 0 1/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock, Series I (TIP Shares) “dollar for dollar” for Trust Preferred Securities. 2/ Repayment pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009. 3/ For final disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution, and "A" represents the proceeds to Treasury, before underwriting fees and selling expenses, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution. ASSET GUARANTEE PROGRAM Initial Investment Footnote 1 3 Date Seller Name of Institution 1/16/2009 Citigroup Inc. 12/23/2009 Citigroup Inc. City State Type New York NY Guarantee New York NY Termination Premium Description Master Agreement Termination Agreement TOTAL Guarantee Limit $ $ $ 5,000,000,000 Description Preferred Stock w/ Warrants Amount $ Exchange/Transfer/Other Details Footnote Date 2 6/9/2009 4,034,000,000 4 9/29/2010 Type Description Exchange preferred stock for Trust Preferred trust preferred securities Securities w/ Warrants Exchange trust preferred securities for trust preferred securities Trust Preferred Securities w/ Warrants Payment or Disposition Amount Footnote Date Remaining Premium Description Trust Preferred $ (1,800,000,000) Securities w/ Warrants $2,234,000,000 $ 0 $ 0 $ 4,034,000,000 3 Type Partial cancellation for early 12/23/2009 termination of guarantee $ 2,246,000,000 5 9/30/2010 Disposition $ 2,246,000,000 1/25/2011 Warrant Auction $ Remaining Premium Amount Warrants 67,197,045 None (5,000,000,000) 0 Total Proceeds $ 2,313,197,045 1/ In consideration for the guarantee, Treasury received $4.03 billion of preferred stock, which pays 8% interest. 2/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” for Trust Preferred Securities. 3/ On 12/23/2009, Treasury entered into a Termination Agreement with the other parties to the Master Agreement which served to terminate Treasury’s guarantee and obligations under the Master Agreement. In connection with the early termination of the guarantee, Treasury agreed to cancel $1.8 billion of the AGP Trust Preferred Securities, and the Federal Deposit Insurance Corporation (FDIC) and Treasury agreed that, subject to the conditions set out in the Termination Agreement, the FDIC may transfer $800 million of Trust Preferred Securities to Treasury at the close of Citigroup’s participation in the FDIC’s Temporary Liquidity Guarantee Program. 4/ On 9/29/2010, Treasury entered into an agreement with Citigroup Inc. to exchange $2,234,000,000 in aggregate liquidation preference of its trust preferred securities for $2,246,000,000 in aggregate liquidation preference of trust preferred securities with certain modified terms. At the time of exchange, Citigroup Inc. paid the outstanding accrued and unpaid dividends. 5/ On 9/30/2010, Treasury entered into underwritten offering of the trust preferred securities, the gross proceeds of which do not include accumulated and unpaid distributions from the date of the exchange through the closing date. Page 1 of 1 AMERICAN INTERNATIONAL GROUP, INC. (AIG) INVESTMENT PROGRAM (formerly referred to as Systemically Significant Failing Institutions Program) Seller Note Date 1 11/25/2008 2, 3 4/17/2009 Name of Institution AIG Purchase Details City New York AIG New York Transaction Type State NY NY Purchase Purchase Exchange/Transfer Details Investment Amount Investment Description Preferred Stock w/ Warrants (Series D) $ Preferred Stock w/ Warrants (Series F) Pricing Mechanism 40,000,000,000 $ Par 29,835,000,000 Par 2 Date Transaction Type 4/17/2009 Exchange Investment Description Preferred Stock w/ Warrants (Series E) 1 Amount Pricing Mechanism $ 40,000,000,000 Par See table below for exchange/transfer details in connection with the recapitalization conducted on 1/14/2011. Final Disposition TOTAL $ Date 69,835,000,000 Pricing Mechanism Proceeds Transaction Type Investment Warrants (Series E) Warrants (Series F) Total 1/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative Preferred Shares for Series E Fixed Rate Non-Cumulative Preferred Shares with no change to Treasury's initial investment amount. In addition, in order for AIG to fully redeem the Series E Preferred Shares, it had an additional obligation to Treasury of $1,604,576,000 to reflect the cumulative unpaid dividends for the Series D Preferred Shares due to Treasury through and including the exchange date. 2/ The investment amount reflected Treasury's commitment to invest up to $30 billion less a reduction of $165 million representing retention payments AIG Financial Products made to its employees in March 2009. 3/ This transaction does not include AIG's commitment fee of an additional $165 million paid from its operating income over the life of the facility. A $55 million payment was received by Treasury on 12/17/2010. The remaining $110 million payment was received by Treasury on 05/27/2011. AIG POST-RECAPITALIZATION Treasury Holdings Post-Recapitalization Recapitalization Note Date Investment Description Transaction Type Pricing Mechanism Exchange Par Investment Description Preferred Stock (Series G) AIA Preferred Units 4 1/14/2011 Preferred Stock (Series F) Exchange Exchange 1/14/2011 1/14/2011 Preferred Stock (Series E) Common Stock (non-TARP) Exchange Transfer Date Amount / Shares $ $ 2,000,000,000 16,916,603,568 7 N/A ALICO Junior Preferred Interests 5 6 Final Disposition $ 3,375,328,432 7 Transaction Type Proceeds Pricing Mechanism 8 5/27/2011 Cancellation $ 2/14/2011 Payment $ 185,726,192 - N/A Common Stock 924,546,133 562,868,096 $ - 10 Par 3/8/2011 Payment $ 5,511,067,614 Par 3/15/2011 Payment $ 55,833,333 Par 8/17/2011 Payment $ 97,008,351 Par 8/18/2011 Payment $ 2,153,520,000 Par 9/2/2011 Payment $ 55,885,302 Par 11/1/2011 Payment $ 971,506,765 Par 2/14/2011 Payment $ 2,009,932,072 Par 3/8/2011 Payment $ 1,383,888,037 Par 5/24/2011 Partial Disposition $ 5,800,000,000 N/A 167,623,733 N/A Remaining Recap Investment Amount, Shares, or Equity % $ 7,886,056,010 8 $ 8 0 1,455,037,962 9 77% Total $ 18,224,367,667 4/ On 1/14/2011, (A) Treasury exchanged $27,835,000,000 of Treasury's investment in AIG's Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series F) which is equal to the amount funded (including amounts drawn at closing) under the Series F equity capital facility, for (i) the transferred SPV preferred interests and (ii) 167,623,733 shares of AIG Common Stock, and (B) Treasury exchanged $2,000,000,000 of undrawn Series F for 20,000 shares of preferred stock under the new Series G Cumulative Mandatory Convertible Preferred Stock equity capital facility under which AIG has the right to draw up to $2,000,000,000. 5/ On 1/14/2011, Treasury exchanged an amount equivalent to the $40 billion initial investment plus capitalized interest from the April 2009 exchange (see note 1 above) of Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series E) for 924,546,133 shares of AIG Common Stock. 6/ On 1/14/2011, Treasury received 562,868,096 shares of AIG Common Stock from the AIG Credit Facility Trust, which trust was established in connection with the credit facility between AIG and the Federal Reserve Bank of New York. This credit facility was repaid and terminated pursuant to this recapitalization transaction. The trust had received 562,868,096 shares of AIG common stock in exchange for AIG's Series C Perpetual, Convertible Participating Preferred Stock, which was previously held by the trust for the benefit of the U.S. Treasury. 7/ The amount of Treasury's AIA Preferred Units and ALICO Junior Preferred Interests holdings do not reflect preferred returns on the securities that accrue quarterly. 8/ Proceeds include amounts applied to pay (i) accrued preferred returns and (ii) redeem the outstanding liquidation amount. 9/ On 5/27/2011, Treasury completed the sale of 200,000,000 shares of common stock at $29.00 per share for an aggregate amount equal to $5,800,000,000, pursuant to an underwriting agreement executed on 05/24/2011. 10/ On 5/27/2011, pursuant to the terms of the agreements governing the Preferred Stock (Series G), the available amount of the Preferred Stock (Series G) was reduced to $0 as a result of AIG’s primary offering of its common stock and the Preferred Stock (Series G) was cancelled. Page 1 of 1 CONSUMER AND BUSINESS LENDING INITIATIVE INVESTMENT PROGRAM Seller Footnote Date 1 3/3/2009 Name of Institution City State Transaction Type Investment Description DE Purchase Debt Obligation w/ Additional Note Investment Amount Pricing Mechanism Adjusted Investment Date Amount 2 TALF LLC Wilmington TOTAL $ 20,000,000,000 $ 4,300,000,000 N/A 7/19/2010 $ 4,300,000,000 1/ The loan was funded through TALF LLC, a special purpose vehicle created by The Federal Reserve Bank of New York ("FRBNY"). The amount of $20,000,000,000 represents the maximum loan amount. The loan will be incrementally funded. 2/ On 7/19/2010, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously entered into on 3/3/2009, which amendment reduced Treasury's maximum loan amount to $4,300,000,000. Page 1 of 1 SMALL BUSINESS AND COMMUNITY LENDING INITIATIVE SBA 7a Securities Purchase Program Purchase Details Date 3/19/2010 3/19/2010 3/19/2010 4/8/2010 4/8/2010 5/11/2010 5/11/2010 5/11/2010 5/25/2010 5/25/2010 6/17/2010 6/17/2010 7/14/2010 7/14/2010 7/14/2010 7/29/2010 7/29/2010 8/17/2010 8/17/2010 8/17/2010 8/31/2010 8/31/2010 8/31/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 1 Investment Description Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2016 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2017 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2019 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2024 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2021 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2026 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2035 Total Purchase Face Amount Final Disposition Settlement Details Purchase Face 3 Amount $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,070,000 7,617,617 8,030,000 23,500,000 8,900,014 10,751,382 12,898,996 8,744,333 8,417,817 17,119,972 34,441,059 28,209,085 6,004,156 6,860,835 13,183,361 2,598,386 9,719,455 8,279,048 5,000,000 10,000,000 9,272,482 10,350,000 6,900,000 8,902,230 8,050,000 5,750,000 5,741,753 3,450,000 11,482,421 13,402,491 14,950,000 $ 332,596,893 Investment Amount Pricing Mechanism TBA or PMF3 Settlement Date 107.75 109 108.875 110.502 107.5 106.806 109.42 110.798 110.125 109.553 110.785 112.028 106.625 108.505 111.86 108.4375 106.75 110.198 110.088 110.821 110.515 112.476 105.875 111.584 110.759 106.5 110.5 110.875 113.838 113.9 114.006 - 3/24/2010 3/24/2010 3/24/2010 5/28/2010 4/30/2010 6/30/2010 6/30/2010 6/30/2010 7/30/2010 7/30/2010 8/30/2010 8/30/2010 9/30/2010 9/30/2010 9/30/2010 9/30/2010 10/29/2010 9/30/2010 10/29/2010 10/29/2010 9/29/2010 10/29/2010 11/30/2010 10/29/2010 11/30/2010 11/30/2010 11/30/2010 11/30/2010 12/30/2010 11/30/2010 12/30/2010 TOTAL INVESTMENT AMOUNT 2, 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Senior Security Proceeds 4 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 2,184 4,130 4,348 12,983 4,783 5,741 7,057 4,844 4,635 9,377 19,077 15,801 3,200 3,722 7,373 1,408 5,187 4,561 2,752 5,541 5,123 5,820 3,652 4,966 4,458 3,061 3,172 1,912 6,535 7,632 8,521 Total Senior Security Proceeds $ 183,555 $ 4,377,249 8,279,156 8,716,265 26,041,643 9,598,523 11,511,052 14,151,229 9,717,173 9,294,363 18,801,712 38,273,995 31,693,810 6,416,804 7,462,726 14,789,302 2,826,678 10,394,984 9,150,989 5,520,652 11,115,031 10,277,319 11,672,766 7,319,688 9,962,039 8,940,780 6,134,172 6,361,173 3,834,428 13,109,070 15,308,612 17,092,069 TBA or PMF3 - 368,145,452 * 6 Purchase Face Amount 3 Life-to-date Principal Received 1, 8 Current Face Amount 6, 8 Disposition Amount 5, 6 Trade Date PMF 6/21/2011 10/19/2011 6/21/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 9/20/2011 6/21/2011 9/20/2011 6/21/2011 10/19/2011 6/21/2011 - $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,070,000 7,617,617 8,030,000 23,500,000 8,900,014 10,751,382 12,898,996 8,744,333 8,417,817 17,119,972 34,441,059 28,209,085 6,004,156 6,860,835 13,183,361 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 3,151,186 5,891,602 5,964,013 22,350,367 6,542,218 9,819,270 12,570,392 8,483,188 8,171,159 15,030,712 32,656,125 25,930,433 5,656,049 6,520,875 12,704,841 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 902,633 1,433,979 2,022,652 1,149,633 2,357,796 932,112 328,604 261,145 246,658 2,089,260 1,784,934 2,278,652 348,107 313,373 478,520 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 3,457,746 6,462,972 6,555,383 25,039,989 7,045,774 10,550,917 13,886,504 9,482,247 8,985,818 16,658,561 36,072,056 29,142,474 6,051,772 7,105,304 14,182,379 6/21/2011 9/20/2011 10/19/2011 10/19/2011 9/20/2011 10/19/2011 - $ $ $ $ $ $ 9,719,455 8,279,048 5,000,000 10,000,000 9,272,482 10,350,000 $ $ $ $ $ $ 9,531,446 6,425,217 4,580,543 9,030,539 8,403,846 10,099,555 $ $ $ $ $ $ 188,009 1,853,831 389,366 919,246 868,636 229,206 $ $ $ $ $ $ 10,223,264 7,078,089 5,029,356 9,994,806 9,230,008 11,314,651 10/19/2011 - $ 3,450,000 $ 3,367,168 $ 75,197 $ 3,698,411 10/19/2011 - $ 13,402,491 $ 12,963,737 $ 412,121 $ 14,433,039 Disposition Proceeds $ TOTAL PROGRAM PROCEEDS TO DATE7 $ 271,681,517 * 309,844,252 * * Subject to adjustment 1/ The amortizing principal and interest payments are reported on the monthly Dividends and Interest Report available at www.FinancialStability.gov. 2/ Investment Amount is stated after applying the appropriate month's factor and includes accrued interest paid at settlement, if applicable. 3/ If a purchase is listed as TBA, or To-Be-Announced, the underlying loans in the SBA Pool have yet to come to market, and the TBA pricing mechanism, purchase face amount, investment amount and senior security proceeds will be adjusted within the variance permitted under the program terms. If a purchase is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security and senior security are priced according to the prior-month's factor. The PMF investment amount and senior security proceeds will be adjusted after publication of the applicable month's factor (on or about the 11th business day of each month). 4/ In order to satisfy the requirements under Section 113 of the Emergency Economic Stabilization Act of 2008, Treasury will acquire a senior indebtedness instrument (a Senior Security) from the seller of each respective SBA 7a Security. Each Senior Security will (i) have an aggregate principal amount equal to the product of (A) 0.05% and (B) the Investment Amount (excluding accrued interest) paid by Treasury for the respective SBA 7a Security, and (ii) at the option of the respective seller, may be redeemed at par value immediately upon issuance, or remain outstanding with the terms and conditions as set forth in the Master Purchase Agreement. 5/ Disposition Amount is stated after applying the appropriate month's factor and includes accrued interest received at settlement, if applicable. If the disposition is listed as PMF, the disposition amount will be adjusted after publication of the applicable month's factor. 6/ If a disposition is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security is priced according to the prior-month's factor. The PMF disposition amount will be adjusted after publication of the applicable month's factor (on or about the 11th business day of each month). 7/ Total Program Proceeds To Date includes life-to-date disposition proceeds, life-to-date principal received, life-to-date interest received, and senior security proceeds (excluding accruals). 8/ The sum of Current Face Amount and Life-to-date Principal Received will equal Purchase Face Amount for CUSIPs that were originally purchased as TBAs only after the applicable month's factor has been published and trailing principal & interest payments have been received. Page 1 of 1 LEGACY SECURITIES PUBLIC-PRIVATE INVESTMENT PROGRAM (S-PPIP) Seller Footnote Date 1 9/30/2009 2 9/30/2009 Name of Institution UST/TCW Senior Mortgage Securities Fund, L.P. UST/TCW Senior Mortgage Securities Fund, L.P. Adjusted Investment City Wilmington Wilmington Transaction Type State DE DE Purchase Purchase 1 9/30/2009 Invesco Legacy Securities Master Fund, L.P. Wilmington DE Purchase 2 9/30/2009 Invesco Legacy Securities Master Fund, L.P. Wilmington DE Purchase 1 10/1/2009 Wellington Management Legacy Securities PPIF Master Fund, LP Wilmington DE Purchase Investment Description Membership Interest Debt Obligation w/ Contingent Proceeds Membership Interest Debt Obligation w/ Contingent Proceeds Membership Interest Pricing Investment Amount Mechanism $ $ 1,111,111,111 2,222,222,222 Par Par Date 1/4/2010 1/4/2010 Amount 4 4 $ $ $ 1,111,111,111 Par 3/22/2010 6 $ $ 2,222,222,222 Par 3/22/2010 6 $ 1,111,111,111 Par 3 Date 200,000,000 1,244,437,500 1,262,037,500 4 $ 7/16/2010 7 Amount 4 $ 156,250,000 $ 2,488,875,000 3/22/2010 6 $ Final Investment Amount 156,250,000 200,000,000 $ 856,000,000 9/26/2011 8 $ 1,161,920,000 7/16/2010 $ 1/15/2010 Investment After Capital Repayment Repayment Amount $ 156,250,000 Amount $ 1/11/2010 $ 34,000,000 $ 1/12/2010 $ 166,000,000 $ 2/18/2010 $ 4/15/2010 9/15/2010 Description 0 Membership Interest Distribution or Disposition Date 5 Proceeds 5 Distribution 2/24/2010 Final Distribution Debt Obligation w/ 166,000,000 Contingent Proceeds 0 Description 1/29/2010 5 $ 20,091,872 $ 48,922 $ 502,302 $ 1,223 $ 20,644,319 N/A 5 1/29/2010 Distribution 2/24/2010 Final Distribution Contingent Proceeds 5 Debt Obligation w/ 1,157,031,282 Contingent Proceeds Debt Obligation w/ 1,149,964,848 Contingent Proceeds Debt Obligation w/ 1,089,942,174 Contingent Proceeds Debt Obligation w/ 957,013,546 Contingent Proceeds Debt Obligation w/ 925,324,316 Contingent Proceeds Debt Obligation w/ 897,968,726 Contingent Proceeds Debt Obligation w/ 805,668,588 Contingent Proceeds Debt Obligation w/ 677,641,052 Contingent Proceeds Debt Obligation w/ 522,231,766 Contingent Proceeds Debt Obligation w/ 447,146,281 Contingent Proceeds Debt Obligation w/ 428,886,768 Contingent Proceeds Debt Obligation w/ 365,906,960 Contingent Proceeds Debt Obligation w/ 345,144,428 Contingent Proceeds Debt Obligation w/ 307,759,854 Contingent Proceeds 4,888,718 $ $ 7,066,434 $ $ 60,022,674 $ 11/15/2010 $ 132,928,628 $ 12/14/2010 $ 31,689,230 $ 1/14/2010 $ 27,355,590 $ 2/14/2011 $ 92,300,138 $ 3/14/2011 $ 128,027,536 $ 4/14/2011 $ 155,409,286 $ 5/20/2011 $ 75,085,485 $ 6/14/2011 $ 18,259,513 $ 7/15/2011 $ 62,979,809 $ 8/12/2011 $ 20,762,532 $ 10/17/2011 $ 37,384,574 $ 5/16/2011 $ 30,244,575 $ 6/14/2011 $ 88,087 $ Debt Obligation w/ 2,270,602,425 Contingent Proceeds Debt Obligation w/ 2,270,514,339 Contingent Proceeds 5/13/2011 $ 13,531,530 $ Debt Obligation w/ 1,227,624,986 Contingent Proceeds 7/15/2011 $ 79,000,000 $ Debt Obligation w/ 2,242,568,200 Contingent Proceeds 1,149,487,000 2 10/1/2009 Wellington Management Legacy Securities PPIF Master Fund, LP Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,524,075,000 7/16/2010 $ 2,298,974,000 1 10/2/2009 AllianceBernstein Legacy Securities Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 1,150,423,500 2 10/2/2009 AllianceBernstein Legacy Securities Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 2,300,847,000 1 10/2/2009 Blackrock PPIF, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 694,980,000 2 10/2/2009 Blackrock PPIF, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 1,389,960,000 1 10/30/2009 AG GECC PPIF Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,271,337,500 7/16/2010 $ 1,243,275,000 2,486,550,000 2 10/30/2009 AG GECC PPIF Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,542,675,000 7/16/2010 $ 1 11/4/2009 RLJ Western Asset Public/Private Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 620,578,258 2 11/4/2009 RLJ Western Asset Public/Private Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 1,241,156,516 1 11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 474,550,000 2 11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 949,100,000 1 12/18/2009 Oaktree PPIP Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 1,160,784,100 2 12/18/2009 Oaktree PPIP Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 2,321,568,200 $ 30,000,000,000 FINAL INVESTMENT AMOUNT $ 21,856,403,574 INITIAL INVESTMENT AMOUNT Capital Repayment Details Repayment Date TOTAL CAPITAL REPAYMENT AMOUNT $ 1,333,274,337 TOTAL PROCEEDS Footnotes appear on following page. Page 1 of 2 1/ The equity amount may be incrementally funded. Investment amount represents Treasury's maximum obligation if the limited partners other than Treasury fund their maximum equity capital obligations. 2/ The loan may be incrementally funded. Investment amount represents Treasury's maximum obligation if Treasury and the limited partners other than Treasury fund 100% of their maximum equity obligations. 3/ Adjusted to show Treasury's maximum obligations to a fund. 4/ On 1/4/2010, Treasury and the fund manager entered into a Winding-Up and Liquidation Agreement. 5/ Profit after capital repayments will be paid pro rata (subject to prior distribution of Contingent Proceeds to Treasury) to the fund's partners, including Treasury, in respect of their membership interests. 6/ Following termination of the TCW fund, the $3.33 billion of obligations have been reallocated to the remaining eight funds pursuant to consent letters from Treasury dated as of 3/22/2010. $133 million of maximum equity capital obligation and $267 million of maximum debt obligation were reallocated per fund, after adjustment for the $17.6 million and $26.9 million equity capital reallocations from private investors in the TCW fund to the Wellington fund and the AG GECC fund, respectively. The $356 million of final investment in the TCW fund will remain a part of Treasury's total maximum S-PPIP investment amount. 7/ Amount adjusted to show Treasury's final capital commitment (membership interest) and the maximum amount of Treasury's debt obligation that may be drawn down in accordance with the Loan Agreement. 8/ On 09/26/2011, the General Partner notified Treasury that the Investment Period was terminated in accordance with the Limited Partnership Agreement. As a result, the Final Investment Amount, representing Treasury's debt obligation, has been reduced to the cumulative amount of debt funded. Page 2 of 2