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*Investment Status Definition Key U.S. Treasury Department Office of Financial Stability Full investment outstanding: Treasury's full investment is still outstanding Redeemed – institution has repaid Treasury’s investment Sold – by auction, an offering, or through a restructuring Exited bankruptcy/receivership - Treasury has no outstanding investment Currently not collectible - investment is currently not collectible; therefore there is no outstanding investment and a corresponding (Realized Loss) / (Write-off) In full – all of Treasury’s investment amount In part – part of the investment is no longer held by Treasury, but some remains Troubled Asset Relief Program Transactions Report - Investment Programs For Period Ending May 1, 2019 CAPITAL PURCHASE PROGRAM Warrants outstanding – Treasury’s warrant to purchase additional stock is still outstanding, including any exercised warrants Warrants not outstanding – Treasury has disposed of its warrant to purchase additional stock through various means as described in the Warrant Report (such as sale back to company and auctions) or Treasury did not receive a warrant to purchase additional stock Capital Repayment / Disposition / Auction3,5 USt Number UST0369 UST0369 UST0369 UST0455 UST0455 UST0455 UST0002 UST0002 UST0292 UST0292 UST0292 UST0669 UST0669 UST0379 UST0379 UST0379 UST0379 UST0379 UST0402 UST0402 UST0378 UST0378 UST0378 UST0378 UST0644 UST0644 UST0644 UST0644 UST0644 UST0644 UST1268 UST1268 UST1268 UST1268 UST0311 UST0311 UST0311 UST1253 UST1253 UST1253 UST1253 UST1153 UST1153 UST0885 UST0885 UST0885 UST0885 UST0885 UST0515 UST0515 UST0766 UST0766 UST0232 UST0232 UST0232 UST0870 UST0870 UST0074 UST0074 UST0058 UST0058 UST0058 UST0207 UST0207 UST0207 UST1320 UST1320 UST1320 UST1320 UST1320 UST0193 UST0193 UST0482 UST0482 UST0482 UST0482 UST0076 UST0076 UST0076 UST0076 UST1171 UST1171 UST1171 UST1171 UST0814 UST0814 UST0331 UST0331 UST0331 UST0409 UST0409 UST1155 UST1155 UST0255 UST0255 UST0255 UST0767 UST0767 UST0768 UST0768 UST0768 Footnote 11 8,14,18,44 102 11 8,11,14 8,14,44 8,14 104 11 14,15 8,137 8,14 8,14,45 8,14,44 11 8,11,14 8,11,14 45 14,15 94 11,90 11 8,17 8,14,44 11 8,44 8,17,44 11 8,11,14 8,14 Institution Name 1ST CONSTITUTION BANCORP 1ST CONSTITUTION BANCORP 1ST CONSTITUTION BANCORP 1ST ENTERPRISE BANK 1ST ENTERPRISE BANK 1ST ENTERPRISE BANK 1ST FINANCIAL SERVICES CORPORATION 1ST FINANCIAL SERVICES CORPORATION 1ST SOURCE CORPORATION 1ST SOURCE CORPORATION 1ST SOURCE CORPORATION 1ST UNITED BANCORP, INC. 1ST UNITED BANCORP, INC. AB&T FINANCIAL CORPORATION AB&T FINANCIAL CORPORATION AB&T FINANCIAL CORPORATION AB&T FINANCIAL CORPORATION AB&T FINANCIAL CORPORATION ADBANC, INC. ADBANC, INC. ALARION FINANCIAL SERVICES, INC. ALARION FINANCIAL SERVICES, INC. ALARION FINANCIAL SERVICES, INC. ALARION FINANCIAL SERVICES, INC. ALASKA PACIFIC BANCSHARES, INC. ALASKA PACIFIC BANCSHARES, INC. ALASKA PACIFIC BANCSHARES, INC. ALASKA PACIFIC BANCSHARES, INC. ALASKA PACIFIC BANCSHARES, INC. ALASKA PACIFIC BANCSHARES, INC. ALLIANCE BANCSHARES, INC. ALLIANCE BANCSHARES, INC. ALLIANCE BANCSHARES, INC. ALLIANCE BANCSHARES, INC. ALLIANCE FINANCIAL CORPORATION ALLIANCE FINANCIAL CORPORATION ALLIANCE FINANCIAL CORPORATION ALLIANCE FINANCIAL SERVICES, INC. ALLIANCE FINANCIAL SERVICES, INC. ALLIANCE FINANCIAL SERVICES, INC. ALLIANCE FINANCIAL SERVICES, INC. ALLIED FIRST BANCORP, INC. ALLIED FIRST BANCORP, INC. ALPINE BANKS OF COLORADO ALPINE BANKS OF COLORADO ALPINE BANKS OF COLORADO ALPINE BANKS OF COLORADO ALPINE BANKS OF COLORADO AMB FINANCIAL CORPORATION AMB FINANCIAL CORPORATION AMERIBANK HOLDING COMPANY, INC. / AMERICAN BANK OF OKLAHOMA AMERIBANK HOLDING COMPANY, INC. / AMERICAN BANK OF OKLAHOMA AMERICAN EXPRESS COMPANY AMERICAN EXPRESS COMPANY AMERICAN EXPRESS COMPANY AMERICAN PREMIER BANCORP AMERICAN PREMIER BANCORP AMERICAN STATE BANCSHARES, INC. AMERICAN STATE BANCSHARES, INC. AMERIS BANCORP AMERIS BANCORP AMERIS BANCORP AMERISERV FINANCIAL, INC. AMERISERV FINANCIAL, INC. AMERISERV FINANCIAL, INC. AMFIRST FINANCIAL SERVICES, INC AMFIRST FINANCIAL SERVICES, INC AMFIRST FINANCIAL SERVICES, INC AMFIRST FINANCIAL SERVICES, INC AMFIRST FINANCIAL SERVICES, INC ANCHOR BANCORP WISCONSIN, INC. ANCHOR BANCORP WISCONSIN, INC. ANNAPOLIS BANCORP, INC. / F.N.B. CORPORATION ANNAPOLIS BANCORP, INC. / F.N.B. CORPORATION ANNAPOLIS BANCORP, INC. / F.N.B. CORPORATION ANNAPOLIS BANCORP, INC. / F.N.B. CORPORATION ASSOCIATED BANC-CORP ASSOCIATED BANC-CORP ASSOCIATED BANC-CORP ASSOCIATED BANC-CORP ATLANTIC BANCSHARES, INC. ATLANTIC BANCSHARES, INC. ATLANTIC BANCSHARES, INC. ATLANTIC BANCSHARES, INC. AVENUE FINANCIAL HOLDINGS AVENUE FINANCIAL HOLDINGS AVIDBANK HOLDING, INC. / PENINSULA BANK HOLDING CO. AVIDBANK HOLDING, INC. / PENINSULA BANK HOLDING CO. AVIDBANK HOLDING, INC. / PENINSULA BANK HOLDING CO. BANCINDEPENDENT, INCORPORATED BANCINDEPENDENT, INCORPORATED BANCORP FINANCIAL, INC. BANCORP FINANCIAL, INC. BANCORP RHODE ISLAND, INC. BANCORP RHODE ISLAND, INC. BANCORP RHODE ISLAND, INC. BANCPLUS CORPORATION BANCPLUS CORPORATION BANCSTAR, INC. BANCSTAR, INC. BANCSTAR, INC. City CRANBURY CRANBURY CRANBURY LOS ANGELES LOS ANGELES LOS ANGELES HENDERSONVILLE HENDERSONVILLE SOUTH BEND SOUTH BEND SOUTH BEND BOCA RATON BOCA RATON GASTONIA GASTONIA GASTONIA GASTONIA GASTONIA OGALLALA OGALLALA OCALA OCALA OCALA OCALA JUNEAU JUNEAU JUNEAU JUNEAU JUNEAU JUNEAU DALTON DALTON DALTON DALTON SYRACUSE SYRACUSE SYRACUSE SAINT PAUL SAINT PAUL SAINT PAUL SAINT PAUL OSWEGO OSWEGO GLENWOOD SPRINGS GLENWOOD SPRINGS GLENWOOD SPRINGS GLENWOOD SPRINGS GLENWOOD SPRINGS MUNSTER MUNSTER COLLINSVILLE COLLINSVILLE NEW YORK NEW YORK NEW YORK ARCADIA ARCADIA GREAT BEND GREAT BEND MOULTRIE MOULTRIE MOULTRIE JOHNSTOWN JOHNSTOWN JOHNSTOWN MCCOOK MCCOOK MCCOOK MCCOOK MCCOOK MADISON MADISON ANNAPOLIS ANNAPOLIS ANNAPOLIS ANNAPOLIS GREEN BAY GREEN BAY GREEN BAY GREEN BAY BLUFFTON BLUFFTON BLUFFTON BLUFFTON NASHVILLE NASHVILLE PALO ALTO PALO ALTO PALO ALTO SHEFFIELD SHEFFIELD OAK BROOK OAK BROOK PROVIDENCE PROVIDENCE PROVIDENCE RIDGELAND RIDGELAND FESTUS FESTUS FESTUS State NJ NJ NJ CA CA CA NC NC IN IN IN FL FL NC NC NC NC NC NE NE FL FL FL FL AK AK AK AK AK AK GA GA GA GA NY NY NY MN MN MN MN IL IL CO CO CO CO CO IN IN OK OK NY NY NY CA CA KS KS GA GA GA PA PA PA NE NE NE NE NE WI WI MD MD MD MD WI WI WI WI SC SC SC SC TN TN CA CA CA AL AL IL IL RI RI RI MS MS MO MO MO Date 12/23/2008 10/27/2010 11/22/2011 2/13/2009 12/11/2009 9/1/2011 11/14/2008 12/31/2013 1/23/2009 12/29/2010 3/9/2011 3/13/2009 11/18/2009 1/23/2009 11/19/2013 1/6/2014 2/10/2014 3/19/2014 1/30/2009 7/21/2011 1/23/2009 7/19/2013 7/22/2013 9/12/2013 2/6/2009 11/28/2012 11/29/2012 1/11/2013 3/26/2013 4/1/2014 6/26/2009 3/27/2013 3/28/2013 4/9/2013 12/19/2008 5/13/2009 6/17/2009 6/26/2009 2/6/2013 2/7/2013 3/26/2013 4/24/2009 12/28/2016 3/27/2009 9/18/2012 9/19/2012 9/20/2012 11/16/2012 1/30/2009 9/22/2011 3/6/2009 9/15/2011 1/9/2009 6/17/2009 7/29/2009 5/29/2009 1/26/2011 1/9/2009 11/2/2011 11/21/2008 6/19/2012 8/22/2012 12/19/2008 8/11/2011 11/2/2011 8/21/2009 3/26/2013 3/27/2013 3/28/2013 4/9/2013 1/30/2009 9/27/2013 1/30/2009 4/18/2012 3/6/2013 5/28/2015 11/21/2008 4/6/2011 9/14/2011 12/6/2011 12/29/2009 2/7/2014 2/10/2014 3/19/2014 2/27/2009 9/15/2011 1/30/2009 7/31/2013 8/28/2013 3/13/2009 7/14/2011 7/10/2009 8/18/2011 12/19/2008 8/5/2009 9/30/2009 2/20/2009 9/29/2010 4/3/2009 4/26/2013 4/29/2013 Original Investment Type Preferred Stock w/ Warrants 1 Original Investment Amount $12,000,000.00 Outstanding Investment $0.00 2 Total Cash Back Investment Status* $13,433,242.67 Redeemed, in full; warrants not outstanding Amount 4 (Fee) $12,000,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $4,400,000.00 $6,000,000.00 $16,369,000.00 $111,000,000.00 $0.00 $0.00 $0.00 $10,000,000.00 $0.00 $3,500,000.00 $0.00 12,000 Avg. Price (Realized Loss) / (Write-off) Gain Wt Amount Wt Shares $1,000.00 $326,576.00 231,782 $220,000.00 220 $3,750,000.00 837,947 $500,000.00 500 $636,000.00 636 $337,363.35 326 $2,370,908.26 175,772 $94,153.69 $44,746.31 101 48 $900,000.00 173,069 $504,900.00 600,000 $3,291,750.00 3,500 $11,748,156.44 Redeemed, in full; warrants not outstanding $10,400,000.00 10,400 $1,000.00 $8,000,000.00 16,369 $488.73 $111,000,000.00 111,000 $1,000.00 $9,229,948.97 Sold, in full; warrants not outstanding ($8,369,000.00) $125,480,000.00 Redeemed, in full; warrants not outstanding $10,870,902.67 Redeemed, in full; warrants not outstanding $10,000,000.00 Preferred Stock w/ Warrants Shares Warrant Proceeds 5 10,000 $1,000.00 2,964 $275.00 ($2,148,900.00) 536 $281.01 ($385,378.64) $12,720,000.00 12,720 $1,000.00 $877,729.70 $5,524,880.90 893 5,621 $982.90 $982.90 ($15,270.30) ($96,119.10) 234 4,547 $892.61 $892.61 ($25,129.26) ($488,302.33) $1,274,909.59 Sold, in full; warrants not outstanding $815,100.00 ($50,000.00) $150,621.36 ($1,506.21) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $12,720,000.00 $6,514,000.00 $0.00 $0.00 $15,071,769.00 Redeemed, in full; warrants not outstanding $7,674,004.73 Sold, in full; warrants not outstanding ($64,026.11) Preferred Stock w/ Warrants $4,781,000.00 $0.00 $7,501,881.70 Sold, in full; warrants not outstanding $208,870.74 $4,058,697.67 ($42,675.67) ($7,324.33) Preferred Stock w/ Exercised Warrants $2,986,000.00 $0.00 $3,581,397.27 Sold, in full; warrants not outstanding $2,856,437.46 2,986 $956.61 26,918 $1,000.00 ($129,562.54) ($25,000.00) Preferred Stock w/ Warrants $26,918,000.00 $0.00 $28,356,360.00 Redeemed, in full; warrants not outstanding $26,918,000.00 Subordinated Debentures w/ Exercised Warrants $12,000,000.00 $0.00 $9,806,136.60 Sold, in full; warrants not outstanding $3,375,945.00 $5,626,575.00 4,500,000 7,500,000 $0.75 $0.75 ($1,124,055.00) ($1,873,425.00) $1,044,000.00 3,652 $285.87 ($2,608,000.00) $280,115.76 $6,559,920.24 $50,160,264.00 344 8,056 61,600 $814.29 $814.29 $814.29 ($63,884.24) ($1,496,079.76) ($11,439,736.00) $3,674,000.00 3,674 $1,000.00 $184,000.00 184 $2,492,000.00 2,492 $1,000.00 $125,000.00 125 $3,388,890,000.00 3,388,890 $1,000.00 $340,000,000.00 24,264,129 ($90,025.20) Preferred Stock w/ Exercised Warrants $3,652,000.00 $0.00 $1,453,753.00 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $70,000,000.00 $0.00 $73,129,160.69 Sold, in full; warrants not outstanding ($570,003.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $3,674,000.00 $2,492,000.00 $3,388,890,000.00 $0.00 $0.00 $0.00 $4,387,576.45 Redeemed, in full; warrants not outstanding $2,960,021.33 Redeemed, in full; warrants not outstanding $3,803,257,308.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,800,000.00 $0.00 $2,052,682.49 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $6,000,000.00 $0.00 $7,220,141.67 Redeemed, in full; warrants not outstanding $52,000,000.00 $0.00 Preferred Stock w/ Warrants $1,800,000.00 1,800 $1,000.00 $90,000.00 90 $6,000,000.00 6,000 $1,000.00 $300,000.00 300 52,000 $930.60 $2,670,000.00 698,554 $825,000.00 1,312,500 $259,875.00 250,000 $3,735,577.67 367,916 $3,435,005.65 3,983,308 $95,031.02 $10,798.98 88 10 $370,000.00 370 $190,781.12 81,670 $59,637,438.67 Sold, in full; warrants not outstanding $48,391,200.00 Preferred Stock w/ Warrants $21,000,000.00 $0.00 ($725,868.00) $24,601,666.66 Redeemed, in full; warrants not outstanding $21,000,000.00 Subordinated Debentures w/ Exercised Warrants $5,000,000.00 $0.00 ($3,608,800.00) 21,000 $1,000.00 $6,523,255.00 Sold, in full; warrants not outstanding $359,040.00 $2,112,000.00 $2,328,960.00 374,000 2,200,000 2,426,000 $0.96 $0.96 $0.96 ($14,960.00) ($88,000.00) ($97,040.00) $6,000,000.00 60,000,000 $0.10 ($104,000,000.00) $4,076,000.00 $4,076,000.00 4,076 4,076 $1,000.00 $1,000.00 ($48,000.00) Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $110,000,000.00 $8,152,000.00 $525,000,000.00 $0.00 $0.00 $0.00 $6,000,000.00 Sold, in full; warrants not outstanding $13,378,714.00 Redeemed, in full; warrants not outstanding $596,539,172.32 Redeemed, in full; warrants not outstanding $262,500,000.00 $262,500,000.00 Preferred Stock w/ Exercised Warrants $2,000,000.00 $0.00 262,500 262,500 $1,000.00 $1,000.00 $2,503,554.78 Sold, in full; warrants not outstanding $1,950,000.00 $50,000.00 1,950 50 $1,150.00 $1,150.00 $7,400,000.00 7,400 $1,000.00 $6,000,000.00 6,000 $1,000.00 $292,500.00 $7,500.00 ($25,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $7,400,000.00 $6,000,000.00 $0.00 $0.00 $8,798,415.33 Redeemed, in full; warrants not outstanding $7,563,057.15 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $21,100,000.00 $0.00 $24,841,411.03 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $13,669,000.00 $0.00 $15,595,736.93 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $30,000,000.00 $0.00 $32,341,666.66 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $48,000,000.00 $8,600,000.00 $0.00 $0.00 $21,100,000.00 21,100 $1,000.00 $1,055,000.00 1,055 $13,669,000.00 13,669 $1,000.00 $410,000.00 410 $30,000,000.00 30,000 $1,000.00 $1,400,000.00 192,967 $2,400,000.00 2,400 $426,338.55 430 $54,607,399.33 Redeemed, in full; warrants not outstanding $48,000,000.00 48,000 $1,000.00 $98,267.00 $8,352,695.00 100 8,500 $982.67 $982.67 $10,701,460.58 Sold, in full; warrants not outstanding ($1,733.00) ($147,305.00) UST0379 UST0768 UST0131 UST0131 UST1151 UST1151 UST1151 UST1151 UST1151 UST0021 UST0021 UST0021 UST0021 UST0458 UST0458 UST0458 UST0001 UST0001 UST0001 UST0876 UST0876 UST0876 UST0127 UST0127 UST0127 UST0015 UST0015 UST0015 UST1008 UST1008 UST0130 UST0130 UST0130 UST0503 UST0503 UST0461 UST0461 UST0494 UST0494 UST0494 UST0494 UST0063 UST0063 UST0063 UST0572 UST0572 UST0256 UST0256 UST0256 UST0012 UST0012 UST0012 UST1084 UST1084 UST0294 UST0294 UST0294 UST0416 UST0416 UST0416 UST0416 UST0416 UST0416 UST1154 UST1154 UST0200 UST0200 UST0200 UST0662 UST0662 UST0450 UST0450 UST0450 UST1141 UST1141 UST1141 UST1141 UST0789 UST0789 UST0789 UST0789 UST1014 UST1014 UST1014 UST0612 UST0612 UST0612 UST0612 UST0850 UST0850 UST0118 UST0118 UST0118 UST0118 UST0118 UST0926 UST0926 UST0128 UST0128 UST0128 UST0460 UST0460 UST0483 UST0483 UST0483 UST0483 UST0693 UST0693 UST0857 UST0857 UST0857 UST0857 UST0072 UST0072 UST0072 UST0072 UST0115 UST0115 UST0115 83 8,14 6,7,11 8,14 44 8 11 11 105 11 8,106 8,14,44 8,14 8,14,44 12,16 11 8,112 11 8,11,14 8,11,14 11 8,14,44 8,14,18 15,17 8 8,14 8,14 8,64,97 8 8,14,44 8 8,14,44 14,15 11 11 AB&T FINANCIAL CORPORATION BANCSTAR, INC. BANCTRUST FINANCIAL GROUP, INC. BANCTRUST FINANCIAL GROUP, INC. BANK FINANCIAL SERVICES, INC. BANK FINANCIAL SERVICES, INC. BANK FINANCIAL SERVICES, INC. BANK FINANCIAL SERVICES, INC. BANK FINANCIAL SERVICES, INC. BANK OF AMERICA BANK OF AMERICA BANK OF AMERICA BANK OF AMERICA BANK OF COMMERCE BANK OF COMMERCE BANK OF COMMERCE BANK OF COMMERCE HOLDINGS BANK OF COMMERCE HOLDINGS BANK OF COMMERCE HOLDINGS BANK OF GEORGE BANK OF GEORGE BANK OF GEORGE BANK OF MARIN BANCORP BANK OF MARIN BANCORP BANK OF MARIN BANCORP BANK OF NEW YORK MELLON BANK OF NEW YORK MELLON BANK OF NEW YORK MELLON BANK OF THE CAROLINAS CORPORATION BANK OF THE CAROLINAS CORPORATION BANK OF THE OZARKS, INC. BANK OF THE OZARKS, INC. BANK OF THE OZARKS, INC. BANKERS' BANK OF THE WEST BANCORP, INC. BANKERS' BANK OF THE WEST BANCORP, INC. BANKFIRST CAPITAL CORPORATION BANKFIRST CAPITAL CORPORATION BANKGREENVILLE FINANCIAL CORPORATION BANKGREENVILLE FINANCIAL CORPORATION BANKGREENVILLE FINANCIAL CORPORATION BANKGREENVILLE FINANCIAL CORPORATION BANNER CORPORATION/BANNER BANK BANNER CORPORATION/BANNER BANK BANNER CORPORATION/BANNER BANK BANNER COUNTY BAN CORPORATION BANNER COUNTY BAN CORPORATION BAR HARBOR BANKSHARES BAR HARBOR BANKSHARES BAR HARBOR BANKSHARES BB&T CORP. BB&T CORP. BB&T CORP. BCB HOLDING COMPANY, INC. BCB HOLDING COMPANY, INC. BCSB BANCORP, INC. BCSB BANCORP, INC. BCSB BANCORP, INC. BEACH BUSINESS BANK BEACH BUSINESS BANK BEACH BUSINESS BANK BEACH BUSINESS BANK BEACH BUSINESS BANK BEACH BUSINESS BANK BERKSHIRE BANCORP, INC. / CUSTOMERS BANCORP, INC. BERKSHIRE BANCORP, INC. / CUSTOMERS BANCORP, INC. BERKSHIRE HILLS BANCORP, INC. BERKSHIRE HILLS BANCORP, INC. BERKSHIRE HILLS BANCORP, INC. BERN BANCSHARES, INC. BERN BANCSHARES, INC. BIRMINGHAM BLOOMFIELD BANCSHARES, INC. BIRMINGHAM BLOOMFIELD BANCSHARES, INC. BIRMINGHAM BLOOMFIELD BANCSHARES, INC. BISCAYNE BANCSHARES, INC. BISCAYNE BANCSHARES, INC. BISCAYNE BANCSHARES, INC. BISCAYNE BANCSHARES, INC. BLACKHAWK BANCORP, INC. BLACKHAWK BANCORP, INC. BLACKHAWK BANCORP, INC. BLACKHAWK BANCORP, INC. BLACKRIDGE FINANCIAL, INC. BLACKRIDGE FINANCIAL, INC. BLACKRIDGE FINANCIAL, INC. BLUE RIDGE BANCSHARES, INC. BLUE RIDGE BANCSHARES, INC. BLUE RIDGE BANCSHARES, INC. BLUE RIDGE BANCSHARES, INC. BLUE RIVER BANCSHARES, INC. BLUE RIVER BANCSHARES, INC. BLUE VALLEY BAN CORP BLUE VALLEY BAN CORP BLUE VALLEY BAN CORP BLUE VALLEY BAN CORP BLUE VALLEY BAN CORP BNB FINANCIAL SERVICES CORPORATION BNB FINANCIAL SERVICES CORPORATION BNC BANCORP BNC BANCORP BNC BANCORP BNC FINANCIAL GROUP, INC. BNC FINANCIAL GROUP, INC. BNCCORP, INC. BNCCORP, INC. BNCCORP, INC. BNCCORP, INC. BOH HOLDINGS, INC. BOH HOLDINGS, INC. BOSCOBEL BANCORP, INC. BOSCOBEL BANCORP, INC. BOSCOBEL BANCORP, INC. BOSCOBEL BANCORP, INC. BOSTON PRIVATE FINANCIAL HOLDINGS INC. BOSTON PRIVATE FINANCIAL HOLDINGS INC. BOSTON PRIVATE FINANCIAL HOLDINGS INC. BOSTON PRIVATE FINANCIAL HOLDINGS INC. BRIDGE CAPITAL HOLDINGS BRIDGE CAPITAL HOLDINGS BRIDGE CAPITAL HOLDINGS GASTONIA FESTUS MOBILE MOBILE EDEN PRAIRIE EDEN PRAIRIE EDEN PRAIRIE EDEN PRAIRIE EDEN PRAIRIE CHARLOTTE CHARLOTTE CHARLOTTE CHARLOTTE CHARLOTTE CHARLOTTE CHARLOTTE REDDING REDDING REDDING LAS VEGAS LAS VEGAS LAS VEGAS NOVATO NOVATO NOVATO NEW YORK NEW YORK NEW YORK MOCKSVILLE MOCKSVILLE LITTLE ROCK LITTLE ROCK LITTLE ROCK DENVER DENVER MACON MACON GREENVILLE GREENVILLE GREENVILLE GREENVILLE WALLA WALLA WALLA WALLA WALLA WALLA HARRISBURG HARRISBURG BAR HARBOR BAR HARBOR BAR HARBOR WINSTON-SALEM WINSTON-SALEM WINSTON-SALEM THEODORE THEODORE BALTIMORE BALTIMORE BALTIMORE MANHATTAN BEACH MANHATTAN BEACH MANHATTAN BEACH MANHATTAN BEACH MANHATTAN BEACH MANHATTAN BEACH PHOENIXVILLE PHOENIXVILLE PITTSFIELD PITTSFIELD PITTSFIELD BERN BERN BIRMINGHAM BIRMINGHAM BIRMINGHAM COCONUT GROVE COCONUT GROVE COCONUT GROVE COCONUT GROVE BELOIT BELOIT BELOIT BELOIT FARGO FARGO FARGO INDEPENDENCE INDEPENDENCE INDEPENDENCE INDEPENDENCE SHELBYVILLE SHELBYVILLE OVERLAND PARK OVERLAND PARK OVERLAND PARK OVERLAND PARK OVERLAND PARK NEW YORK NEW YORK THOMASVILLE THOMASVILLE THOMASVILLE NEW CANAAN NEW CANAAN BISMARCK BISMARCK BISMARCK BISMARCK HOUSTON HOUSTON BOSCOBEL BOSCOBEL BOSCOBEL BOSCOBEL BOSTON BOSTON BOSTON BOSTON SAN JOSE SAN JOSE SAN JOSE NC MO AL AL MN MN MN MN MN NC NC NC NC NC NC NC CA CA CA NV NV NV CA CA CA NY NY NY NC NC AR AR AR CO CO MS MS SC SC SC SC WA WA WA NE NE ME ME ME NC NC NC AL AL MD MD MD CA CA CA CA CA CA PA PA MA MA MA KS KS MI MI MI FL FL FL FL WI WI WI WI ND ND ND MO MO MO MO IN IN KS KS KS KS KS NY NY NC NC NC CT CT ND ND ND ND TX TX WI WI WI WI MA MA MA MA CA CA CA 11/19/2013 5/31/2013 12/19/2008 2/15/2013 8/14/2009 12/19/2012 12/20/2012 1/11/2013 3/26/2013 10/28/2008 1/9/2009 12/9/2009 3/9/2010 1/16/2009 11/30/2012 1/11/2013 11/14/2008 9/27/2011 10/26/2011 3/13/2009 10/21/2013 1/6/2014 12/5/2008 3/31/2009 11/23/2011 10/28/2008 6/17/2009 8/5/2009 4/17/2009 7/16/2014 12/12/2008 11/4/2009 11/24/2009 1/30/2009 4/24/2014 1/23/2009 9/8/2011 2/13/2009 11/9/2012 1/11/2013 3/26/2013 11/21/2008 4/3/2012 6/12/2013 2/6/2009 7/28/2011 1/16/2009 2/24/2010 7/28/2010 11/14/2008 6/17/2009 7/22/2009 4/3/2009 7/1/2014 12/23/2008 1/26/2011 4/19/2013 1/30/2009 7/6/2011 10/19/2011 3/7/2012 6/6/2012 6/27/2012 6/12/2009 12/28/2011 12/19/2008 5/27/2009 6/24/2009 2/13/2009 9/1/2011 4/24/2009 12/18/2009 7/28/2011 6/19/2009 2/7/2013 2/8/2013 3/26/2013 3/13/2009 10/29/2012 10/31/2012 1/11/2013 5/22/2009 6/27/2012 9/12/2012 3/6/2009 10/29/2012 10/31/2012 1/11/2013 3/6/2009 2/10/2012 12/5/2008 10/18/2013 10/21/2013 1/6/2014 1/7/2015 4/17/2009 8/30/2013 12/5/2008 8/29/2012 9/19/2012 2/27/2009 8/4/2011 1/16/2009 3/14/2014 3/17/2014 4/25/2014 3/6/2009 7/14/2011 5/15/2009 3/8/2013 3/11/2013 4/9/2013 11/21/2008 1/13/2010 6/16/2010 2/7/2011 12/23/2008 2/23/2011 3/16/2011 2,964 $275.00 $50,000,000.00 50,000 $1,000.00 $451,600.92 $481,335.96 486 518 $929.22 $929.22 1,000,000 $25,000.00 $815,100.00 ($2,148,900.00) ($84,509.62) Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $50,000,000.00 $0.00 $1,004,000.00 $0.00 $60,451,155.74 Redeemed, in full; warrants not outstanding $15,000.00 730,994 $23,500.00 50 $305,913,040.28 121,792,790 $100,100.00 150 $125,000.00 405,405 $23,709.00 134 $1,703,984.00 154,908 $136,000,000.00 14,516,129 $2,650,000.00 379,811 $1,114,680.76 Sold, in full; warrants not outstanding ($34,399.08) ($36,664.04) ($9,329.37) ($15,670.63) Preferred Stock w/ Warrants $15,000,000,000.00 $10,000,000,000.00 $0.00 $26,599,663,040.28 Redeemed, in full; warrants not outstanding $25,000,000,000.00 Preferred Stock w/ Exercised Warrants $3,000,000.00 $0.00 $3,087,573.33 Sold, in full; warrants not outstanding $2,502,000.00 3,000 $834.00 17,000 $1,000.00 ($498,000.00) ($25,000.00) Preferred Stock w/ Warrants $17,000,000.00 $0.00 $19,564,027.78 Redeemed, in full; warrants not outstanding $17,000,000.00 Preferred Stock w/ Exercised Warrants $2,672,000.00 $0.00 $1,233,940.00 Sold, in full; warrants not outstanding $955,240.00 2,672 $357.50 28,000 $1,000.00 ($1,716,760.00) ($25,000.00) Preferred Stock w/ Warrants $28,000,000.00 $0.00 $30,155,095.11 Redeemed, in full; warrants not outstanding $28,000,000.00 Preferred Stock w/ Warrants $3,000,000,000.00 $0.00 $3,231,416,666.67 Redeemed, in full; warrants not outstanding $3,000,000,000.00 Preferred Stock w/ Warrants $13,179,000.00 $0.00 Preferred Stock w/ Warrants $75,000,000.00 $0.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $12,639,000.00 $15,500,000.00 $1,000,000.00 $0.00 $0.00 $0.00 3,000,000 $1,000.00 $4,334,427.00 Sold, in full; warrants not outstanding $3,294,750.00 13,179 $250.00 $75,000,000.00 75,000 $1,000.00 ($9,884,250.00) $81,004,166.67 Redeemed, in full; warrants not outstanding $17,097,990.60 Redeemed, in full; warrants not outstanding $12,639,000.00 12,639 $1,000.00 $632,000.00 632 $15,500,000.00 15,500 $1,000.00 $775,000.00 775 $900,000.00 1,000 $900.00 ($100,000.00) $21,880.50 50 124,000 $884.82 ($14,282,320.00) $134,201.00 243,998 $40,000.00 4 $250,000.00 52,455 $67,010,401.86 13,902,573 $85,000.00 85 $1,442,000.00 183,465 $18,492,469.25 Redeemed, in full; warrants not outstanding $1,100,653.50 Sold, in full; warrants not outstanding ($9,000.00) ($16,000.00) Preferred Stock w/ Warrants $124,000,000.00 $0.00 $129,079,862.47 Sold, in full; warrants not outstanding $109,717,680.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $795,000.00 $0.00 $942,411.42 Redeemed, in full; warrants not outstanding $18,751,000.00 $0.00 $20,037,514.11 Redeemed, in full; warrants not outstanding $3,133,640,000.00 $0.00 ($1,645,765.20) $795,000.00 795 $1,000.00 $18,751,000.00 18,751 $1,000.00 $3,293,353,918.53 Redeemed, in full; warrants not outstanding $3,133,640,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $1,706,000.00 $0.00 $2,315,853.14 Redeemed, in full; warrants not outstanding $10,800,000.00 $0.00 $13,371,500.00 Redeemed, in full; warrants not outstanding $6,000,000.00 $2,892,000.00 $40,000,000.00 $0.00 $0.00 $0.00 $1,000.00 $10,800,000.00 10,800 $1,000.00 $1,500,000.00 $1,500,000.00 $1,500,000.00 $1,200,000.00 $300,000.00 1,500 1,500 1,500 1,200 300 $1,000.00 $1,000.00 $1,000.00 $1,000.00 $1,000.00 $300,000.00 300 $2,892,000.00 2,892 $1,000.00 $145,000.00 145 $40,000,000.00 40,000 $1,000.00 $1,040,000.00 226,330 $41,917,777.78 Redeemed, in full; warrants not outstanding $0.00 $1,172,062.50 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,635,000.00 $1,744,000.00 $0.00 $3,803,022.67 Redeemed, in full; warrants not outstanding $0.00 1,706 $3,444,478.21 Redeemed, in full; warrants not outstanding $985,000.00 $6,400,000.00 $1,706,000.00 $7,263,316.66 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants 3,134 $1,000,000.00 $985,000.00 985 $1,000.00 $50,000.00 5 $3,379,000.00 3,379 $1,000.00 $82,000.00 82 $2,532,140.00 $3,700,820.00 2,600,000 3,800,000 $0.97 $0.97 ($67,860.00) ($99,180.00) $64,158.97 $140,347.75 64,000 140,000 205 9,795 $910.00 $910.00 ($18,450.00) ($881,550.00) $470,250.00 500 $2,250,000.00 $2,750,000.00 2,250 2,750 $1,000.00 $1,000.00 $250,000.00 250 $19,630.00 $9,040,370.00 26 11,974 $755.00 $755.00 $541,793.34 600 $3,056.00 130,977 $375,000.00 375 $939,920.00 543,337 $240,000.00 240 $29,737.13 $966,456.56 30 975 $500,000.00 500 $232,180.54 $129,709.80 179,000 100,000 $6,202,523.25 2,887,500 $8,271,975.28 Sold, in full; warrants not outstanding ($62,329.60) Preferred Stock w/ Exercised Warrants $10,000,000.00 $0.00 $11,459,461.11 Sold, in full; warrants not outstanding $186,550.00 $8,913,450.00 ($91,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $5,000,000.00 $12,000,000.00 $0.00 $0.00 $6,127,326.35 Redeemed, in full; warrants not outstanding $11,938,437.34 Sold, in full; warrants not outstanding ($6,370.00) ($2,933,630.00) ($90,600.00) Preferred Stock w/ Exercised Warrants $5,000,000.00 $0.00 $21,750,000.00 $0.00 $529,105.00 Currently Not Collectible ($5,000,000.00) Preferred Stock w/ Warrants $21,264,901.65 Sold, in full; warrants not outstanding $3,177,232.50 $18,085,785.00 3,250 18,500 $977.61 $977.61 ($72,767.50) ($414,215.00) ($212,630.18) Preferred Stock w/ Exercised Warrants $7,500,000.00 $0.00 $9,776,051.62 Redeemed, in full; warrants not outstanding $7,500,000.00 Preferred Stock w/ Warrants $31,260,000.00 $0.00 $4,797,000.00 $0.00 Preferred Stock w/ Exercised Warrants $20,093,000.00 $0.00 $1,000.00 31,260 $921.23 $35,140,666.12 Sold, in full; warrants not outstanding $28,797,649.80 Preferred Stock w/ Exercised Warrants 7,500 ($431,964.75) ($2,462,350.20) $5,673,920.75 Redeemed, in full; warrants not outstanding $4,797,000.00 4,797 $1,000.00 $143,000.00 $19,950,000.00 143 19,950 $1,001.08 $1,001.08 $10,000,000.00 10,000 $1,000.00 $5,586,000.00 5,586,000 $1.11 50,000 104,000 $1,000.00 $1,000.00 $26,941,865.35 Sold, in full; warrants not outstanding $154.44 $21,546.00 ($201,147.00) Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $10,000,000.00 $0.00 $5,586,000.00 $0.00 $11,783,777.44 Redeemed, in full; warrants not outstanding $6,947,457.50 Sold, in full; warrants not outstanding $592,730.46 ($61,787.30) Preferred Stock w/ Warrants $154,000,000.00 $0.00 $171,224,745.48 Redeemed, in full; warrants not outstanding $50,000,000.00 $104,000,000.00 Preferred Stock w/ Warrants $23,864,000.00 $0.00 $27,872,582.22 Redeemed, in full; warrants not outstanding $15,000,000.00 $8,864,000.00 15,000 8,864 $1,000.00 $1,000.00 UST0379 UST0115 UST0253 UST0253 UST0253 UST0007 UST0007 UST0007 UST0007 UST0007 UST0007 UST0978 UST0978 UST0978 UST0978 UST0776 UST0776 UST1077 UST1077 UST1077 UST1077 UST0845 UST0845 UST0324 UST0324 UST0324 UST0324 UST0314 UST0314 UST0314 UST0300 UST0300 UST0495 UST0495 UST0418 UST0418 UST0432 UST0432 UST0219 UST0219 UST0307 UST0307 UST0061 UST0061 UST1082 UST1082 UST0022 UST0022 UST0022 UST0064 UST0064 UST0064 UST0064 UST1257 UST1257 UST0338 UST0338 UST0338 UST0338 UST0338 UST0597 UST0597 UST0597 UST0597 UST0597 UST0591 UST0591 UST0413 UST0413 UST0065 UST0065 UST0103 UST0103 UST0103 UST0103 UST0878 UST0878 UST0878 UST1204 UST1204 UST0764 UST0764 UST0764 UST0764 UST0764 UST0764 UST0941 UST0941 UST0941 UST0941 UST0941 UST0192 UST0192 UST0192 UST0647 UST0647 UST0304 UST0304 UST0304 UST0132 UST0132 UST0132 UST1034 UST1034 UST1034 UST1034 UST1034 UST0023 UST0023 UST0023 UST0257 UST0257 UST0257 UST0133 UST0133 UST0133 UST0755 UST0755 UST0558 AB&T FINANCIAL CORPORATION BRIDGE CAPITAL HOLDINGS 8 BRIDGEVIEW BANCORP, INC. BRIDGEVIEW BANCORP, INC. BRIDGEVIEW BANCORP, INC. 9,10,18,65,96,99,136,142,145,154 BROADWAY FINANCIAL CORPORATION BROADWAY FINANCIAL CORPORATION BROADWAY FINANCIAL CORPORATION BROADWAY FINANCIAL CORPORATION BROADWAY FINANCIAL CORPORATION BROADWAY FINANCIAL CORPORATION 14,15 BROGAN BANKSHARES, INC. BROGAN BANKSHARES, INC. BROGAN BANKSHARES, INC. BROGAN BANKSHARES, INC. 8,14,44 BROTHERHOOD BANCSHARES, INC. BROTHERHOOD BANCSHARES, INC. 8,11,14 BUSINESS BANCSHARES, INC. BUSINESS BANCSHARES, INC. BUSINESS BANCSHARES, INC. BUSINESS BANCSHARES, INC. 8,11,14 BUTLER POINT, INC. BUTLER POINT, INC. 11 C&F FINANCIAL CORPORATION C&F FINANCIAL CORPORATION C&F FINANCIAL CORPORATION C&F FINANCIAL CORPORATION 8,14,18,44 CACHE VALLEY BANKING COMPANY CACHE VALLEY BANKING COMPANY CACHE VALLEY BANKING COMPANY 125 CADENCE FINANCIAL CORPORATION CADENCE FINANCIAL CORPORATION 8,14,44 CALIFORNIA BANK OF COMMERCE CALIFORNIA BANK OF COMMERCE 8,11,14 CALIFORNIA OAKS STATE BANK CALIFORNIA OAKS STATE BANK 8 CALVERT FINANCIAL CORPORATION CALVERT FINANCIAL CORPORATION 8,130 CALWEST BANCORP CALWEST BANCORP 8,11,14 CAPITAL BANCORP, INC. CAPITAL BANCORP, INC. 39 CAPITAL BANK CORPORATION CAPITAL BANK CORPORATION 8,128 CAPITAL COMMERCE BANCORP, INC. CAPITAL COMMERCE BANCORP, INC. 11 CAPITAL ONE FINANCIAL CORP CAPITAL ONE FINANCIAL CORP CAPITAL ONE FINANCIAL CORP 8,14 CAPITAL PACIFIC BANCORP CAPITAL PACIFIC BANCORP CAPITAL PACIFIC BANCORP CAPITAL PACIFIC BANCORP 14,15,45 CARDINAL BANCORP II, INC. CARDINAL BANCORP II, INC. CAROLINA BANK HOLDINGS, INC. CAROLINA BANK HOLDINGS, INC. CAROLINA BANK HOLDINGS, INC. CAROLINA BANK HOLDINGS, INC. CAROLINA BANK HOLDINGS, INC. CAROLINA TRUST BANK CAROLINA TRUST BANK CAROLINA TRUST BANK CAROLINA TRUST BANK CAROLINA TRUST BANK 11 CARROLLTON BANCORP CARROLLTON BANCORP 9,11,36 CARVER BANCORP, INC. CARVER BANCORP, INC. CASCADE FINANCIAL CORPORATION CASCADE FINANCIAL CORPORATION 11 CATHAY GENERAL BANCORP CATHAY GENERAL BANCORP CATHAY GENERAL BANCORP CATHAY GENERAL BANCORP 8,14,18,44 CATSKILL HUDSON BANCORP, INC. CATSKILL HUDSON BANCORP, INC. CATSKILL HUDSON BANCORP, INC. 8,57,97 CB HOLDING CORP. CB HOLDING CORP. 8,18 CBB BANCORP CBB BANCORP CBB BANCORP CBB BANCORP CBB BANCORP CBB BANCORP 8,14 CBS BANC-CORP. CBS BANC-CORP. CBS BANC-CORP. CBS BANC-CORP. CBS BANC-CORP. 143,146 CECIL BANCORP, INC. CECIL BANCORP, INC. CECIL BANCORP, INC. 8 CEDARSTONE BANK CEDARSTONE BANK 44 CENTER BANCORP, INC. CENTER BANCORP, INC. CENTER BANCORP, INC. 11,59 CENTER FINANCIAL CORPORATION / BBCN BANCORP, INC. CENTER FINANCIAL CORPORATION / BBCN BANCORP, INC. CENTER FINANCIAL CORPORATION / BBCN BANCORP, INC. 8,14 CENTERBANK CENTERBANK CENTERBANK CENTERBANK CENTERBANK 12,16 CENTERSTATE BANKS OF FLORIDA INC. CENTERSTATE BANKS OF FLORIDA INC. CENTERSTATE BANKS OF FLORIDA INC. 8,11,14 CENTRA FINANCIAL HOLDINGS, INC. CENTRA FINANCIAL HOLDINGS, INC. CENTRA FINANCIAL HOLDINGS, INC. 45 CENTRAL BANCORP, INC. (MA) CENTRAL BANCORP, INC. (MA) CENTRAL BANCORP, INC. (MA) 8,113 CENTRAL BANCORP, INC. (TX) CENTRAL BANCORP, INC. (TX) 8,11,14 CENTRAL BANCSHARES, INC. GASTONIA SAN JOSE BRIDGEVIEW BRIDGEVIEW BRIDGEVIEW LOS ANGELES LOS ANGELES LOS ANGELES LOS ANGELES LOS ANGELES LOS ANGELES KAUKAUNA KAUKAUNA KAUKAUNA KAUKAUNA KANSAS CITY KANSAS CITY CLAYTON CLAYTON CLAYTON CLAYTON CATLIN CATLIN WEST POINT WEST POINT WEST POINT WEST POINT LOGAN LOGAN LOGAN STARKVILLE STARKVILLE LAFAYETTE LAFAYETTE THOUSAND OAKS THOUSAND OAKS ASHLAND ASHLAND RANCHO SANTA MARGARITA RANCHO SANTA MARGARITA ROCKVILLE ROCKVILLE RALEIGH RALEIGH MILWAUKEE MILWAUKEE MCLEAN MCLEAN MCLEAN PORTLAND PORTLAND PORTLAND PORTLAND WASHINGTON WASHINGTON GREENSBORO GREENSBORO GREENSBORO GREENSBORO GREENSBORO LINCOLNTON LINCOLNTON LINCOLNTON LINCOLNTON LINCOLNTON BALTIMORE BALTIMORE NEW YORK NEW YORK EVERETT EVERETT LOS ANGELES LOS ANGELES LOS ANGELES LOS ANGELES ROCK HILL ROCK HILL ROCK HILL ALEDO ALEDO CARTERSVILLE CARTERSVILLE CARTERSVILLE CARTERSVILLE CARTERSVILLE CARTERSVILLE RUSSELLVILLE RUSSELLVILLE RUSSELLVILLE RUSSELLVILLE RUSSELLVILLE ELKTON ELKTON ELKTON LEBANON LEBANON UNION UNION UNION LOS ANGELES LOS ANGELES LOS ANGELES MILFORD MILFORD MILFORD MILFORD MILFORD DAVENPORT DAVENPORT DAVENPORT MORGANTOWN MORGANTOWN MORGANTOWN SOMERVILLE SOMERVILLE SOMERVILLE GARLAND GARLAND HOUSTON NC CA IL IL IL CA CA CA CA CA CA WI WI WI WI KS KS MO MO MO MO IL IL VA VA VA VA UT UT UT MS MS CA CA CA CA MO MO CA CA MD MD NC NC WI WI VA VA VA OR OR OR OR MO MO NC NC NC NC NC NC NC NC NC NC MD MD NY NY WA WA CA CA CA CA NY NY NY IL IL GA GA GA GA GA GA AL AL AL AL AL MD MD MD TN TN NJ NJ NJ CA CA CA OH OH OH OH OH FL FL FL WV WV WV MA MA MA TX TX TX 11/19/2013 4/20/2011 12/19/2008 11/19/2013 1/6/2014 11/14/2008 12/4/2009 12/22/2016 6/29/2017 9/21/2017 5/1/2019 5/15/2009 4/26/2013 4/29/2013 5/31/2013 7/17/2009 9/15/2011 4/24/2009 5/23/2012 1/9/2013 4/24/2013 3/13/2009 11/2/2011 1/9/2009 7/27/2011 4/11/2012 5/14/2014 12/23/2008 12/18/2009 7/14/2011 1/9/2009 3/4/2011 2/27/2009 9/15/2011 1/23/2009 12/8/2010 1/23/2009 2/17/2016 1/23/2009 12/23/2015 12/23/2008 12/30/2010 12/12/2008 1/28/2011 4/10/2009 10/2/2015 11/14/2008 6/17/2009 12/9/2009 12/23/2008 11/8/2012 11/9/2012 1/11/2013 10/23/2009 9/8/2011 1/9/2009 2/20/2013 2/21/2013 3/26/2013 4/19/2013 2/6/2009 11/30/2012 1/11/2013 3/26/2013 6/11/2013 2/13/2009 4/19/2013 1/16/2009 8/27/2010 11/21/2008 6/30/2011 12/5/2008 3/20/2013 9/30/2013 12/9/2013 2/27/2009 12/22/2009 7/21/2011 5/29/2009 10/14/2011 2/20/2009 12/29/2009 11/28/2012 11/29/2012 1/11/2013 3/26/2013 3/27/2009 8/7/2012 8/9/2012 8/10/2012 9/11/2012 12/23/2008 6/30/2017 10/26/2017 2/6/2009 11/20/2013 1/9/2009 9/15/2011 12/7/2011 12/12/2008 6/27/2012 5/27/2015 5/1/2009 10/29/2012 11/1/2012 1/11/2013 3/26/2013 11/21/2008 9/30/2009 10/28/2009 1/16/2009 3/31/2009 4/15/2009 12/5/2008 8/25/2011 10/19/2011 2/27/2009 8/29/2014 1/30/2009 $815,100.00 Preferred Stock w/ Exercised Warrants $38,000,000.00 $0.00 2,964 $275.00 ($2,148,900.00) $1,395,000.00 396,412 $709,155.81 1,900 $125,135.60 120,000 $13,447,811.37 Sold, in full; warrants not outstanding $10,450,000.00 38,000 $275.00 ($27,550,000.00) $6,952,779.42 $2,708,592.55 $1,354,296.27 $3,503,502.60 4,702,860 1,832,092 916,046 2,695,002 $1.59 $1.90 $2.05 $1.30 $60,000.00 $2,340,000.00 60,000 2,340,000 $1.05 $1.05 $11,000,000.00 11,000 $1,000.00 $550,000.00 550 $6,000,000.00 $2,500,000.00 $6,500,000.00 6,000 2,500 6,500 $1,000.00 $1,000.00 $1,000.00 $750,000.00 750 $607,000.00 607 $1,000.00 $30,000.00 30 $10,000,000.00 $10,000,000.00 10,000 10,000 $1,000.00 $1,000.00 $2,303,180.00 167,504 $238,000.00 238 ($104,500.00) Preferred Stock w/ Warrants Subordinated Debentures w/ Exercised Warrants $9,000,000.00 $6,000,000.00 $2,400,000.00 $0.00 $0.00 $17,150,335.77 Sold, in full; warrants not outstanding $524,767.98 $772,382.25 $523,598.03 ($480,829.16) $3,022,879.60 Sold, in full; warrants not outstanding $3,000.60 $117,023.40 ($25,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $11,000,000.00 $15,000,000.00 $607,000.00 $20,000,000.00 $0.00 $0.00 $0.00 $0.00 $12,845,586.01 Redeemed, in full; warrants not outstanding $18,707,708.84 Redeemed, in full; warrants not outstanding $724,123.53 Redeemed, in full; warrants not outstanding $25,205,957.78 Redeemed, in full; warrants not outstanding $4,767,000.00 $4,640,000.00 $0.00 $10,674,333.80 Redeemed, in full; warrants not outstanding $44,000,000.00 $0.00 $41,984,062.50 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $4,000,000.00 $0.00 $4,755,899.67 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,300,000.00 $0.00 $3,802,219.25 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,037,000.00 $0.00 $1,604,019.48 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $4,656,000.00 $0.00 $5,285,163.67 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $4,700,000.00 $0.00 $5,452,281.19 Redeemed, in full; warrants not outstanding $41,279,000.00 $0.00 $45,252,104.25 Redeemed, in full; warrants not outstanding $5,100,000.00 $0.00 $3,555,199,000.00 $0.00 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $4,000,000.00 $0.00 $9,407,000.00 9,407 $1,000.00 $38,000,000.00 44,000 $863.64 $4,000,000.00 4,000 $1,000.00 $200,000.00 200 $3,300,000.00 3,300 $1,000.00 $165,000.00 165 $1,037,000.00 1,037 $1,000.00 $52,000.00 52 $4,656,000.00 24,445,000 $0.20 $4,700,000.00 4,700 $1,000.00 $235,000.00 235 $41,279,000.00 41,279 $1,000.00 $2,455,328.00 1,227,664 $2.00 $3,555,199,000.00 3,555,199 $1,000.00 $146,500,064.55 12,657,960 $169,042.00 200 $313,000.00 313,000 $1,800,000.00 357,675 $19,132.00 86,957 $213,594.16 205,379 $13,107,778.30 1,846,374 $263,000.00 263 ($6,000,000.00) $233,000.00 $2,764,934.40 Sold, in full; warrants not outstanding ($2,644,672.00) $3,806,873,702.13 Redeemed, in full; warrants not outstanding $4,742,850.89 Sold, in full; warrants not outstanding $247,727.04 $3,505,712.96 264 3,736 $938.36 $938.36 $6,251,000.00 6,251,000 $1.00 $14,525,843.40 $435,756.60 15,534 466 $935.10 $935.10 ($16,272.96) ($230,287.04) ($25,000.00) Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants $6,251,000.00 $16,000,000.00 $0.00 $0.00 $7,547,479.56 Redeemed, in full; warrants not outstanding $19,941,788.94 Sold, in full; warrants not outstanding ($1,008,156.60) ($30,243.40) ($149,616.00) Preferred Stock w/ Warrants $4,000,000.00 $0.00 $3,994,452.00 Sold, in full; warrants not outstanding $3,412,000.00 4,000 $853.00 ($588,000.00) ($34,120.00) ($15,880.00) Preferred Stock w/ Warrants Preferred Stock Preferred Stock w/ Warrants Preferred Stock w/ Warrants $9,201,000.00 $18,980,000.00 $38,970,000.00 $258,000,000.00 $0.00 $0.00 $0.00 $0.00 Preferred Stock w/ Exercised Warrants $3,000,000.00 $3,500,000.00 $0.00 Preferred Stock w/ Exercised Warrants $4,114,000.00 $0.00 Preferred Stock w/ Exercised Warrants $2,644,000.00 $1,753,000.00 $0.00 $11,388,958.51 Redeemed, in full; warrants not outstanding $9,201,000.00 9,201 $1,000.00 $18,980,000.00 18,980 $1,000.00 $16,250,000.00 38,970 $416.99 $129,000,000.00 $129,000,000.00 129,000 129,000 $1,000.00 $1,000.00 $20,511,580.55 Redeemed, in full; warrants not outstanding $17,678,900.00 Sold, in full; warrants not outstanding ($22,720,000.00) $329,874,444.96 Redeemed, in full; warrants not outstanding $7,448,071.47 Redeemed, in full; warrants not outstanding $6,500,000.00 6,500 $1,000.00 $271,579.53 Currently Not Collectible ($4,114,000.00) $4,982,141.86 Sold, in full; warrants not outstanding $1,268,825.60 $2,831,259.86 1,360 3,037 $932.96 $932.26 ($91,174.40) ($205,740.14) $115,861.34 132 1,020 23,280 $905.20 $905.20 ($96,696.00) ($2,206,944.00) $287,213.85 $689,313.24 $131,297.76 315 756 144 $178,000.00 178 $245,000.00 86,705 $1,115,500.00 350,767 $84,057.43 113 $212,000.00 125,413 $750,000.00 750 $2,525,000.00 234,742 $1,125,000.00 1,125 ($32,969.92) ($363.42) Preferred Stock w/ Exercised Warrants $24,300,000.00 $0.00 $27,432,357.95 Sold, in full; warrants not outstanding $923,304.00 $21,073,056.00 ($219,963.60) Preferred Stock w/ Warrants $11,560,000.00 $0.00 $1,396,988.89 Exited bankruptcy/Receivership ($11,560,000.00) $880,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $3,564,000.00 $0.00 $4,672,098.50 Redeemed, in full; warrants not outstanding $10,000,000.00 $0.00 $11,586,666.67 Redeemed, in full; warrants not outstanding $55,000,000.00 $0.00 $3,564,000.00 3,564 $1,000.00 $10,000,000.00 10,000 $1,000.00 $65,855,083.33 Redeemed, in full; warrants not outstanding $55,000,000.00 Preferred Stock w/ Exercised Warrants $2,250,000.00 $0.00 55,000 $1,000.00 $2,344,662.43 Sold, in full; warrants not outstanding $24,750.00 $1,831,500.00 30 2,220 $825.00 $825.00 27,875 $1,000.00 ($5,250.00) ($388,500.00) ($18,562.50) ($6,437.50) Preferred Stock w/ Warrants $27,875,000.00 $0.00 $29,283,302.58 Redeemed, in full; warrants not outstanding $27,875,000.00 Preferred Stock w/ Exercised Warrants $15,000,000.00 $0.00 $15,922,937.50 Redeemed, in full; warrants not outstanding $15,000,000.00 Preferred Stock w/ Warrants $10,000,000.00 $0.00 15,000 $1,000.00 $13,886,111.11 Redeemed, in full; warrants not outstanding $10,000,000.00 Preferred Stock w/ Exercised Warrants $22,500,000.00 $0.00 $31,086,221.13 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $5,800,000.00 $0.00 $6,859,176.83 Redeemed, in full; warrants not outstanding $22,500,000.00 10,000 22,500 $1,000.00 $1,000.00 UST0379 UST0558 UST0784 UST0784 UST0784 UST0784 UST0123 UST0123 UST0371 UST0371 UST0371 UST0241 UST0241 UST0241 UST0241 UST0353 UST0353 UST0353 UST0312 UST0312 UST1309 UST1309 UST0573 UST0573 UST0248 UST0248 UST0248 UST0248 UST0248 UST0248 UST0248 UST0248 UST1238 UST1238 UST1238 UST1238 UST1037 UST1037 UST1286 UST1286 UST1286 UST1286 UST0247 UST0247 UST0024 UST0024 UST0024 UST0419 UST0419 UST0419 UST0325 UST0325 UST1205 UST1205 UST1205 UST1205 UST0318 UST0318 UST0980 UST0980 UST0980 UST0547 UST0547 UST0164 UST0164 UST0339 UST0339 UST0339 UST0339 UST0339 UST0116 UST0116 UST0116 UST0195 UST0195 UST0195 UST0840 UST0840 UST0025 UST0025 UST0025 UST0025 UST0713 UST0713 UST0713 UST0713 UST0090 UST0090 UST0090 UST0090 UST0090 UST0090 UST1336 UST1336 UST1336 UST1336 UST0166 UST0166 UST0166 UST0358 UST0358 UST0358 UST0523 UST0523 UST0523 UST0523 UST0792 UST0792 UST0259 UST0259 UST0259 UST0259 UST0259 UST0066 UST0066 UST0066 UST0519 UST0519 UST0016 8,14 11 40 45 93 8,17,44 8,14,44 14,15 15 8 23 19,30 11 8,55,97 8,14 9,11,36 8 8,138 8,14,44 11 86 45 8,9,124 11 8,14 82 8,17 45 44 8,14 8,11,14 11,16 8,14,44 11 AB&T FINANCIAL CORPORATION CENTRAL BANCSHARES, INC. CENTRAL COMMUNITY CORPORATION CENTRAL COMMUNITY CORPORATION CENTRAL COMMUNITY CORPORATION CENTRAL COMMUNITY CORPORATION CENTRAL FEDERAL CORPORATION CENTRAL FEDERAL CORPORATION CENTRAL JERSEY BANCORP CENTRAL JERSEY BANCORP CENTRAL JERSEY BANCORP CENTRAL PACIFIC FINANCIAL CORP. CENTRAL PACIFIC FINANCIAL CORP. CENTRAL PACIFIC FINANCIAL CORP. CENTRAL PACIFIC FINANCIAL CORP. CENTRAL VALLEY COMMUNITY BANCORP CENTRAL VALLEY COMMUNITY BANCORP CENTRAL VALLEY COMMUNITY BANCORP CENTRAL VIRGINIA BANKSHARES, INC. CENTRAL VIRGINIA BANKSHARES, INC. CENTRIC FINANCIAL CORPORATION CENTRIC FINANCIAL CORPORATION CENTRIX BANK & TRUST CENTRIX BANK & TRUST CENTRUE FINANCIAL CORPORATION CENTRUE FINANCIAL CORPORATION CENTRUE FINANCIAL CORPORATION CENTRUE FINANCIAL CORPORATION CENTRUE FINANCIAL CORPORATION CENTRUE FINANCIAL CORPORATION CENTRUE FINANCIAL CORPORATION CENTRUE FINANCIAL CORPORATION CENTURY FINANCIAL SERVICES CORPORATION CENTURY FINANCIAL SERVICES CORPORATION CENTURY FINANCIAL SERVICES CORPORATION CENTURY FINANCIAL SERVICES CORPORATION CHAMBERS BANCSHARES, INC. CHAMBERS BANCSHARES, INC. CHICAGO SHORE CORPORATION CHICAGO SHORE CORPORATION CHICAGO SHORE CORPORATION CHICAGO SHORE CORPORATION CIT GROUP INC. CIT GROUP INC. CITIGROUP INC. CITIGROUP INC. CITIGROUP INC. CITIZENS & NORTHERN CORPORATION CITIZENS & NORTHERN CORPORATION CITIZENS & NORTHERN CORPORATION CITIZENS BANCORP CITIZENS BANCORP CITIZENS BANCSHARES CO. CITIZENS BANCSHARES CO. CITIZENS BANCSHARES CO. CITIZENS BANCSHARES CO. CITIZENS BANCSHARES CORPORATION CITIZENS BANCSHARES CORPORATION CITIZENS BANK & TRUST COMPANY, ESTABLISHED 1945 CITIZENS BANK & TRUST COMPANY, ESTABLISHED 1945 CITIZENS BANK & TRUST COMPANY, ESTABLISHED 1945 CITIZENS COMMERCE BANCSHARES, INC. CITIZENS COMMERCE BANCSHARES, INC. CITIZENS COMMUNITY BANK CITIZENS COMMUNITY BANK CITIZENS FIRST CORPORATION CITIZENS FIRST CORPORATION CITIZENS FIRST CORPORATION CITIZENS FIRST CORPORATION CITIZENS FIRST CORPORATION CITIZENS REPUBLIC BANCORP, INC. / FIRSTMERIT CORPORATION CITIZENS REPUBLIC BANCORP, INC. / FIRSTMERIT CORPORATION CITIZENS REPUBLIC BANCORP, INC. / FIRSTMERIT CORPORATION CITIZENS SOUTH BANKING CORPORATION CITIZENS SOUTH BANKING CORPORATION CITIZENS SOUTH BANKING CORPORATION CITY NATIONAL BANCSHARES CORPORATION CITY NATIONAL BANCSHARES CORPORATION CITY NATIONAL CORPORATION CITY NATIONAL CORPORATION CITY NATIONAL CORPORATION CITY NATIONAL CORPORATION CLOVER COMMUNITY BANKSHARES, INC. CLOVER COMMUNITY BANKSHARES, INC. CLOVER COMMUNITY BANKSHARES, INC. CLOVER COMMUNITY BANKSHARES, INC. COASTAL BANKING COMPANY, INC. COASTAL BANKING COMPANY, INC. COASTAL BANKING COMPANY, INC. COASTAL BANKING COMPANY, INC. COASTAL BANKING COMPANY, INC. COASTAL BANKING COMPANY, INC. COASTALSOUTH BANCHARES, INC. COASTALSOUTH BANCHARES, INC. COASTALSOUTH BANCHARES, INC. COASTALSOUTH BANCHARES, INC. COBIZ FINANCIAL INC. COBIZ FINANCIAL INC. COBIZ FINANCIAL INC. CODORUS VALLEY BANCORP, INC. CODORUS VALLEY BANCORP, INC. CODORUS VALLEY BANCORP, INC. COLOEAST BANKSHARES, INC. COLOEAST BANKSHARES, INC. COLOEAST BANKSHARES, INC. COLOEAST BANKSHARES, INC. COLONIAL AMERICAN BANK COLONIAL AMERICAN BANK COLONY BANKCORP, INC. COLONY BANKCORP, INC. COLONY BANKCORP, INC. COLONY BANKCORP, INC. COLONY BANKCORP, INC. COLUMBIA BANKING SYSTEM, INC. COLUMBIA BANKING SYSTEM, INC. COLUMBIA BANKING SYSTEM, INC. COLUMBINE CAPITAL CORP. COLUMBINE CAPITAL CORP. COMERICA INC. GASTONIA HOUSTON TEMPLE TEMPLE TEMPLE TEMPLE FAIRLAWN FAIRLAWN OAKHURST OAKHURST OAKHURST HONOLULU HONOLULU HONOLULU HONOLULU FRESNO FRESNO FRESNO POWHATAN POWHATAN HARRISBURG HARRISBURG BEDFORD BEDFORD OTTAWA OTTAWA OTTAWA OTTAWA OTTAWA OTTAWA OTTAWA OTTAWA SANTA FE SANTA FE SANTA FE SANTA FE DANVILLE DANVILLE CHICAGO CHICAGO CHICAGO CHICAGO NEW YORK NEW YORK NEW YORK NEW YORK NEW YORK WELLSBORO WELLSBORO WELLSBORO NEVADA CITY NEVADA CITY CHILLICOTHE CHILLICOTHE CHILLICOTHE CHILLICOTHE ATLANTA ATLANTA COVINGTON COVINGTON COVINGTON VERSAILLES VERSAILLES SOUTH HILL SOUTH HILL BOWLING GREEN BOWLING GREEN BOWLING GREEN BOWLING GREEN BOWLING GREEN FLINT FLINT FLINT GASTONIA GASTONIA GASTONIA NEWARK NEWARK BEVERLY HILLS BEVERLY HILLS BEVERLY HILLS BEVERLY HILLS CLOVER CLOVER CLOVER CLOVER FERNANDINA BEACH FERNANDINA BEACH FERNANDINA BEACH FERNANDINA BEACH FERNANDINA BEACH FERNANDINA BEACH HILTON HEAD ISLAND HILTON HEAD ISLAND HILTON HEAD ISLAND HILTON HEAD ISLAND DENVER DENVER DENVER YORK YORK YORK LAMAR LAMAR LAMAR LAMAR WEST CONSHOHOCKEN WEST CONSHOHOCKEN FITZGERALD FITZGERALD FITZGERALD FITZGERALD FITZGERALD TACOMA TACOMA TACOMA BUENA VISTA BUENA VISTA DALLAS NC TX TX TX TX TX OH OH NJ NJ NJ HI HI HI HI CA CA CA VA VA PA PA NH NH IL IL IL IL IL IL IL IL NM NM NM NM AR AR IL IL IL IL NY NY NY NY NY PA PA PA CA CA MO MO MO MO GA GA LA LA LA KY KY VA VA KY KY KY KY KY MI MI MI NC NC NC NJ NJ CA CA CA CA SC SC SC SC FL FL FL FL FL FL SC SC SC SC CO CO CO PA PA PA CO CO CO CO PA PA GA GA GA GA GA WA WA WA CO CO TX 11/19/2013 7/6/2011 2/20/2009 12/10/2012 12/11/2012 1/11/2013 12/5/2008 9/26/2012 12/23/2008 11/24/2010 12/1/2010 1/9/2009 6/22/2011 4/4/2012 6/11/2013 1/30/2009 8/18/2011 9/28/2011 1/30/2009 10/1/2013 12/18/2009 7/14/2011 2/6/2009 7/28/2011 1/9/2009 9/25/2013 10/18/2013 10/29/2013 1/6/2014 2/10/2014 3/19/2014 10/15/2014 6/19/2009 12/19/2012 12/20/2012 1/11/2013 5/29/2009 4/1/2015 7/31/2009 3/14/2014 3/17/2014 4/25/2014 12/31/2008 12/10/2009 10/28/2008 12/10/2010 1/31/2011 1/16/2009 8/4/2010 9/1/2010 12/23/2008 9/23/2011 5/29/2009 2/7/2013 2/8/2013 3/26/2013 3/6/2009 8/13/2010 3/20/2009 6/29/2015 8/6/2015 2/6/2009 2/28/2017 12/23/2008 7/28/2011 12/19/2008 2/16/2011 2/13/2013 1/15/2014 4/15/2015 12/12/2008 4/12/2013 5/13/2015 12/12/2008 9/22/2011 11/9/2011 4/10/2009 8/7/2015 11/21/2008 12/30/2009 3/3/2010 4/7/2010 3/27/2009 11/28/2012 11/29/2012 1/11/2013 12/5/2008 3/8/2013 3/11/2013 4/9/2013 4/10/2013 6/12/2013 8/28/2009 3/8/2013 3/11/2013 4/9/2013 12/19/2008 9/8/2011 11/23/2011 1/9/2009 8/18/2011 9/28/2011 2/13/2009 7/19/2013 7/22/2013 9/12/2013 3/27/2009 10/26/2011 1/9/2009 2/7/2013 2/8/2013 3/26/2013 6/12/2013 11/21/2008 8/11/2010 9/1/2010 2/27/2009 9/22/2011 11/14/2008 Preferred Stock w/ Exercised Warrants $22,000,000.00 $0.00 $815,100.00 $5,800,000.00 2,964 5,800 $275.00 $1,000.00 ($2,148,900.00) $5,333,059.60 $15,043,340.40 5,758 16,242 $926.20 $926.20 ($424,940.40) ($1,198,659.60) $3,000,000.00 7,225 $415.22 ($4,225,000.00) $11,300,000.00 11,300 $1,000.00 $290,000.00 290 $1,058,725.80 1,100 $319,658.99 268,621 $751,888.00 79,288 $185,016.80 79,067 $25,797,528.80 Sold, in full; warrants not outstanding ($203,764.00) Preferred Stock w/ Warrants $7,225,000.00 $0.00 Preferred Stock w/ Warrants $11,300,000.00 $0.00 Preferred Stock w/ Warrants $135,000,000.00 $0.00 $3,612,118.06 Sold, in full; warrants not outstanding $12,704,145.10 Redeemed, in full; warrants not outstanding $75,036,891.42 Sold, in full; warrants not outstanding $36,337,500.00 $36,427,038.55 Preferred Stock w/ Warrants $7,000,000.00 $0.00 ($454,218.75) ($387,816.38) $11,385,000.00 $0.00 $3,800,656.00 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $6,056,000.00 $0.00 $6,739,821.89 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $7,500,000.00 $0.00 $8,887,791.42 Redeemed, in full; warrants not outstanding $32,668,000.00 $0.00 Preferred Stock w/ Warrants $12.75 $13.15 ($32,121,928.87) ($30,113,532.58) $8,077,516.47 Redeemed, in full; warrants not outstanding $7,000,000.00 Preferred Stock w/ Warrants 2,850,000 2,770,117 7,000 $1,000.00 $3,350,000.00 11,385 $294.25 ($8,035,000.00) $6,056,000.00 6,056 $1,000.00 $182,000.00 182 $7,500,000.00 7,500 $1,000.00 $375,000.00 375 $8,211,450.00 $1,950,000.00 25,266 6,000 $325.00 $325.00 ($17,054,550.00) ($4,050,000.00) 1,402 $412.01 ($824,361.98) $2,000.00 508,320 $198,635.58 $297,953.37 200,000 300,000 $991,000.00 991,000 $347,193.00 350 $54,621,848.84 210,084,034 $400,000.00 194,794 ($6,332,625.00) ($5,850,000.00) $258,018.75 $387,028.12 500 750 $53,015.60 120 $150,000.00 150 $1,705,802.78 254,218 $12,150,120.44 2,571,998 $225,157.00 450,314 $18,500,000.00 1,128,668 $114,021.50 150 $99,000.00 $225,647.45 60,000 145,579 $389,857.05 $25,990.47 450 30 $143,677.00 895,968 $526,604.00 263,859 $494,381.25 50 $29,000.00 29 $810,000.00 500,000 $3,301,647.00 398,023 $113,000.00 113 $11,205,387.14 Sold, in full; warrants not outstanding ($82,114.50) ($19,500.00) $577,638.02 ($5,776.38) Subordinated Debentures w/ Exercised Warrants $10,000,000.00 $0.00 $13,186,960.25 Sold, in full; warrants not outstanding $39,400.00 $9,810,600.00 40,000 9,960,000 $0.99 $0.99 $19,817,000.00 19,817,000 $1.00 $257,660.00 $6,679,340.00 260 6,740 $991.00 $991.00 ($600.00) ($149,400.00) ($98,500.00) Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $19,817,000.00 $0.00 $7,000,000.00 $0.00 $32,098,302.62 Redeemed, in full; warrants not outstanding $8,981,348.81 Sold, in full; warrants not outstanding ($2,340.00) ($60,660.00) ($69,370.00) Preferred Stock w/ Warrants $2,330,000,000.00 $0.00 Preferred Stock w/ Warrants $25,000,000,000.00 $0.00 $43,687,500.00 Exited bankruptcy/Receivership ($2,330,000,000.00) $32,839,267,986.46 Redeemed, in full; warrants not outstanding $25,000,000,000.00 Preferred Stock w/ Warrants $26,440,000.00 $0.00 7,692,307,692 $10,400,000.00 $0.00 Preferred Stock w/ Exercised Warrants $24,990,000.00 $0.00 $6,852,354,470.95 $28,889,100.00 Redeemed, in full; warrants not outstanding $26,440,000.00 Preferred Stock w/ Exercised Warrants $4.14 26,440 $1,000.00 $223,571.11 Currently Not Collectible ($10,400,000.00) $13,952,381.45 Sold, in full; warrants not outstanding $6,657,375.00 $6,150,000.00 12,990 12,000 $512.50 $512.50 7,462 $1,000.00 2,400 $650.13 ($839,688.00) $4,800,000.04 10,909,091 $0.44 ($1,499,999.96) $3,000,000.00 3,000 $1,000.00 $2,212,308.00 $3,300,904.00 $3,265,788.00 63 94 93 $35,116.00 $35,116.00 $35,116.00 ($128,073.75) Preferred Stock $7,462,000.00 $0.00 $7,997,813.22 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $2,400,000.00 $0.00 $2,353,330.60 Sold, in full; warrants not outstanding $7,462,000.00 $1,560,312.00 ($25,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $6,300,000.00 $3,000,000.00 $8,779,000.00 $300,000,000.00 $0.00 $0.00 $0.00 $0.00 $4,980,258.54 Sold, in full; warrants not outstanding $3,574,645.84 Redeemed, in full; warrants not outstanding $12,236,725.89 Redeemed, in full; warrants not outstanding $381,395,557.08 Redeemed, in full; warrants not outstanding $300,000,000.00 Preferred Stock w/ Warrants $20,500,000.00 $0.00 300,000 $23,572,379.22 Redeemed, in full; warrants not outstanding $20,500,000.00 Preferred Stock Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $9,439,000.00 $0.00 $400,000,000.00 $0.00 $3,000,000.00 $0.00 $1,000.00 20,500 $1,000.00 $2,508,609.00 Sold, in full; warrants not outstanding $2,226,750.00 9,439 $235.91 $200,000,000.00 $200,000,000.00 200,000 200,000 $1,000.00 $1,000.00 ($7,212,250.00) $442,416,666.67 Redeemed, in full; warrants not outstanding $3,318,585.05 Sold, in full; warrants not outstanding $955,825.50 $1,662,874.50 1,095 1,905 $872.90 $872.90 ($139,174.50) ($242,125.50) 3,950 6,000 $955.10 $955.10 ($177,355.00) ($269,400.00) ($25,000.00) Preferred Stock w/ Warrants $9,950,000.00 $0.00 $11,166,897.79 Sold, in full; warrants not outstanding $3,772,645.00 $5,730,600.00 ($95,032.45) Preferred Stock w/ Exercised Warrants $16,015,000.00 $0.00 $14,257,487.71 Sold, in full; warrants not outstanding $397,550.00 $12,335,976.50 500 15,515 $795.10 $795.10 64,450 $1,000.00 ($102,450.00) ($3,179,023.50) ($127,335.27) Preferred Stock w/ Warrants $64,450,000.00 $0.00 $73,357,086.72 Redeemed, in full; warrants not outstanding $64,450,000.00 Preferred Stock w/ Warrants $16,500,000.00 $0.00 $19,178,479.00 Redeemed, in full; warrants not outstanding $16,500,000.00 Preferred Stock w/ Exercised Warrants $10,000,000.00 $0.00 16,500 $1,000.00 $10,670,784.03 Sold, in full; warrants not outstanding $46,995.00 $8,990,505.00 52 9,948 $903.75 $903.75 $574,000.00 574 $1,000.00 $21,633,944.71 $265,135.29 27,661 339 $782.11 $782.11 ($5,005.00) ($957,495.00) ($90,375.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $574,000.00 $0.00 $28,000,000.00 $0.00 $668,142.53 Redeemed, in full; warrants not outstanding $26,480,089.20 Sold, in full; warrants not outstanding ($6,027,055.29) ($73,864.71) ($218,990.80) Preferred Stock w/ Warrants $76,898,000.00 $0.00 $86,821,419.22 Redeemed, in full; warrants not outstanding $76,898,000.00 Preferred Stock w/ Exercised Warrants $2,260,000.00 $0.00 $2,689,478.64 Redeemed, in full; warrants not outstanding $2,250,000,000.00 $0.00 $2,582,039,543.40 Redeemed, in full; warrants not outstanding $2,260,000.00 Preferred Stock w/ Warrants 76,898 2,260 $1,000.00 $1,000.00 UST0379 UST0016 UST0016 UST0171 UST0171 UST0171 UST0911 UST0911 UST0911 UST0911 UST0911 UST0911 UST0057 UST0057 UST0057 UST0134 UST0134 UST0861 UST0861 UST0956 UST0956 UST1226 UST1226 UST0354 UST0354 UST1208 UST1208 UST1208 UST0113 UST0113 UST0113 UST0113 UST0113 UST0681 UST0681 UST0681 UST0194 UST0194 UST0194 UST0970 UST0970 UST1051 UST1051 UST1051 UST1051 UST0593 UST0593 UST0330 UST0330 UST0330 UST0330 UST0667 UST0667 UST0667 UST0667 UST0284 UST0284 UST0284 UST0284 UST0284 UST0392 UST0392 UST0392 UST1274 UST1274 UST1274 UST0322 UST0322 UST0082 UST0082 UST0082 UST0082 UST0082 UST0706 UST0706 UST0706 UST0384 UST0384 UST0384 UST0384 UST0504 UST0504 UST0504 UST0504 UST0467 UST0467 UST0467 UST0467 UST0663 UST0663 UST0673 UST0673 UST0673 UST0201 UST0201 UST0201 UST0456 UST0456 UST0456 UST0456 UST0657 UST0657 UST0657 UST0106 UST0106 UST0106 UST0106 UST0682 UST0682 UST1104 UST1104 UST1070 UST1070 UST1070 UST1070 UST0466 UST0466 UST0466 UST0466 11 14,15 8,14 8,11,14 8,11,14 8,11,14 8,17 9,11,36 44 11,101 8,14 81 8,14,76 8 8,14,44 8 8,67 8,14 44 15,17 8,14,44 53,110 8,14 8,14 8,14 8 8 58 8,14 8 11,16 8,14,44 14,15,44 8,14 8,18 AB&T FINANCIAL CORPORATION COMERICA INC. COMERICA INC. COMMERCE NATIONAL BANK COMMERCE NATIONAL BANK COMMERCE NATIONAL BANK COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BANCSHARES, INC. COMMONWEALTH BUSINESS BANK COMMONWEALTH BUSINESS BANK COMMONWEALTH BUSINESS BANK COMMUNITY 1ST BANK COMMUNITY 1ST BANK COMMUNITY BANCSHARES OF KANSAS, INC. COMMUNITY BANCSHARES OF KANSAS, INC. COMMUNITY BANCSHARES OF MISSISSIPPI, INC./COMMUNITY BANK OF MISSISSIPPI COMMUNITY BANCSHARES OF MISSISSIPPI, INC./COMMUNITY BANK OF MISSISSIPPI COMMUNITY BANCSHARES, INC. COMMUNITY BANCSHARES, INC. COMMUNITY BANK OF THE BAY COMMUNITY BANK OF THE BAY COMMUNITY BANK SHARES OF INDIANA, INC. COMMUNITY BANK SHARES OF INDIANA, INC. COMMUNITY BANK SHARES OF INDIANA, INC. COMMUNITY BANKERS TRUST CORPORATION COMMUNITY BANKERS TRUST CORPORATION COMMUNITY BANKERS TRUST CORPORATION COMMUNITY BANKERS TRUST CORPORATION COMMUNITY BANKERS TRUST CORPORATION COMMUNITY BUSINESS BANK COMMUNITY BUSINESS BANK COMMUNITY BUSINESS BANK COMMUNITY FINANCIAL CORPORATION / CITY HOLDING COMPANY COMMUNITY FINANCIAL CORPORATION / CITY HOLDING COMPANY COMMUNITY FINANCIAL CORPORATION / CITY HOLDING COMPANY COMMUNITY FINANCIAL SHARES, INC. COMMUNITY FINANCIAL SHARES, INC. COMMUNITY FIRST BANCSHARES, INC. (AR) COMMUNITY FIRST BANCSHARES, INC. (AR) COMMUNITY FIRST BANCSHARES, INC. (AR) COMMUNITY FIRST BANCSHARES, INC. (AR) COMMUNITY FIRST BANCSHARES, INC. (TN) COMMUNITY FIRST BANCSHARES, INC. (TN) COMMUNITY FIRST, INC. COMMUNITY FIRST, INC. COMMUNITY FIRST, INC. COMMUNITY FIRST, INC. COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC. COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC. COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC. COMMUNITY HOLDING COMPANY OF FLORIDA, INC. / COMMUNITY BANCSHARES OF MISSISSIPPI, INC. COMMUNITY INVESTORS BANCORP, INC. COMMUNITY INVESTORS BANCORP, INC. COMMUNITY INVESTORS BANCORP, INC. COMMUNITY INVESTORS BANCORP, INC. COMMUNITY INVESTORS BANCORP, INC. COMMUNITY PARTNERS BANCORP COMMUNITY PARTNERS BANCORP COMMUNITY PARTNERS BANCORP COMMUNITY PRIDE BANK CORPORATION COMMUNITY PRIDE BANK CORPORATION COMMUNITY PRIDE BANK CORPORATION COMMUNITY TRUST FINANCIAL CORPORATION COMMUNITY TRUST FINANCIAL CORPORATION COMMUNITY WEST BANCSHARES COMMUNITY WEST BANCSHARES COMMUNITY WEST BANCSHARES COMMUNITY WEST BANCSHARES COMMUNITY WEST BANCSHARES COMMUNITYONE BANCORP / FNB UNITED CORP. COMMUNITYONE BANCORP / FNB UNITED CORP. COMMUNITYONE BANCORP / FNB UNITED CORP. CONGAREE BANCSHARES, INC. CONGAREE BANCSHARES, INC. CONGAREE BANCSHARES, INC. CONGAREE BANCSHARES, INC. CORNING SAVINGS AND LOAN ASSOCIATION CORNING SAVINGS AND LOAN ASSOCIATION CORNING SAVINGS AND LOAN ASSOCIATION CORNING SAVINGS AND LOAN ASSOCIATION COUNTRY BANK SHARES, INC. COUNTRY BANK SHARES, INC. COUNTRY BANK SHARES, INC. COUNTRY BANK SHARES, INC. COVENANT FINANCIAL CORPORATION COVENANT FINANCIAL CORPORATION CRAZY WOMAN CREEK BANCORP INCORPORATED CRAZY WOMAN CREEK BANCORP INCORPORATED CRAZY WOMAN CREEK BANCORP INCORPORATED CRESCENT FINANCIAL BANCSHARES, INC. (CRESCENT FINANCIAL CORPORATION) / VantageSouth Bancshares, Inc. CRESCENT FINANCIAL BANCSHARES, INC. (CRESCENT FINANCIAL CORPORATION) / VantageSouth Bancshares, Inc. CRESCENT FINANCIAL BANCSHARES, INC. (CRESCENT FINANCIAL CORPORATION) / VantageSouth Bancshares, Inc. CROSSTOWN HOLDING COMPANY CROSSTOWN HOLDING COMPANY CROSSTOWN HOLDING COMPANY CROSSTOWN HOLDING COMPANY CSRA BANK CORP. CSRA BANK CORP. CSRA BANK CORP. CVB FINANCIAL CORP. CVB FINANCIAL CORP. CVB FINANCIAL CORP. CVB FINANCIAL CORP. D.L. EVANS BANCORP D.L. EVANS BANCORP DEERFIELD FINANCIAL CORPORATION DEERFIELD FINANCIAL CORPORATION DELMAR BANCORP DELMAR BANCORP DELMAR BANCORP DELMAR BANCORP DESOTO COUNTY BANK DESOTO COUNTY BANK DESOTO COUNTY BANK DESOTO COUNTY BANK GASTONIA DALLAS DALLAS NEWPORT BEACH NEWPORT BEACH NEWPORT BEACH LOUISVILLE LOUISVILLE LOUISVILLE LOUISVILLE LOUISVILLE LOUISVILLE LOS ANGELES LOS ANGELES LOS ANGELES ROSEVILLE ROSEVILLE GOFF GOFF BRANDON BRANDON KINGMAN KINGMAN OAKLAND OAKLAND NEW ALBANY NEW ALBANY NEW ALBANY GLEN ALLEN GLEN ALLEN GLEN ALLEN GLEN ALLEN GLEN ALLEN WEST SACRAMENTO WEST SACRAMENTO WEST SACRAMENTO STAUNTON STAUNTON STAUNTON GLEN ELLYN GLEN ELLYN HARRISON HARRISON HARRISON HARRISON UNION CITY UNION CITY COLUMBIA COLUMBIA COLUMBIA COLUMBIA BRANDON BRANDON BRANDON BRANDON BUCYRUS BUCYRUS BUCYRUS BUCYRUS BUCYRUS MIDDLETOWN MIDDLETOWN MIDDLETOWN HAM LAKE HAM LAKE HAM LAKE RUSTON RUSTON GOLETA GOLETA GOLETA GOLETA GOLETA ASHEBORO ASHEBORO ASHEBORO CAYCE CAYCE CAYCE CAYCE CORNING CORNING CORNING CORNING MILFORD MILFORD MILFORD MILFORD CLARKSDALE CLARKSDALE BUFFALO BUFFALO BUFFALO RALEIGH RALEIGH RALEIGH BLAINE BLAINE BLAINE BLAINE WRENS WRENS WRENS ONTARIO ONTARIO ONTARIO ONTARIO BURLEY BURLEY DEERFIELD DEERFIELD DELMAR DELMAR DELMAR DELMAR HORN LAKE HORN LAKE HORN LAKE HORN LAKE NC TX TX CA CA CA KY KY KY KY KY KY CA CA CA CA CA KS KS MS MS AZ AZ CA CA IN IN IN VA VA VA VA VA CA CA CA VA VA VA IL IL AR AR AR AR TN TN TN TN TN TN MS MS MS MS OH OH OH OH OH NJ NJ NJ MN MN MN LA LA CA CA CA CA CA NC NC NC SC SC SC SC AR AR AR AR NE NE NE NE MS MS WY WY WY NC NC NC MN MN MN MN GA GA GA CA CA CA CA ID ID WI WI MD MD MD MD MS MS MS MS 11/19/2013 3/17/2010 5/12/2010 1/9/2009 10/7/2009 10/1/2013 5/22/2009 8/7/2012 8/8/2012 8/9/2012 8/10/2012 9/11/2012 1/23/2009 7/17/2013 9/12/2013 1/16/2009 12/19/2012 3/6/2009 7/18/2012 9/11/2009 9/29/2010 7/24/2009 2/11/2015 1/16/2009 9/29/2010 5/29/2009 9/15/2011 10/19/2011 12/19/2008 7/24/2013 11/20/2013 4/23/2014 6/4/2014 2/27/2009 11/30/2012 1/11/2013 12/19/2008 1/9/2013 5/28/2015 5/15/2009 12/21/2012 4/3/2009 2/7/2014 2/10/2014 3/19/2014 3/20/2009 8/18/2011 2/27/2009 4/11/2014 4/14/2014 7/18/2014 2/6/2009 11/30/2012 1/11/2013 3/26/2013 12/23/2008 12/19/2012 12/20/2012 1/11/2013 3/26/2013 1/30/2009 8/11/2011 10/26/2011 11/13/2009 8/12/2013 9/12/2013 1/9/2009 7/6/2011 12/19/2008 12/10/2012 12/11/2012 1/11/2013 6/12/2013 2/13/2009 5/23/2014 5/27/2015 1/9/2009 10/29/2012 10/31/2012 1/11/2013 2/13/2009 11/30/2012 1/11/2013 3/26/2013 1/30/2009 11/28/2012 11/29/2012 1/11/2013 6/5/2009 4/30/2014 2/20/2009 1/8/2014 11/19/2014 1/9/2009 2/19/2014 6/11/2014 1/23/2009 7/19/2013 7/22/2013 9/12/2013 3/27/2009 6/29/2015 8/6/2015 12/5/2008 8/26/2009 9/2/2009 10/28/2009 2/27/2009 9/27/2011 5/15/2009 9/8/2011 12/4/2009 2/7/2013 2/8/2013 3/26/2013 2/13/2009 12/29/2009 9/24/2013 9/25/2013 $815,100.00 $2,250,000,000.00 Preferred Stock w/ Warrants $5,000,000.00 $0.00 2,964 2,250,000 $20,400,000.00 $0.00 ($2,148,900.00) $181,102,043.40 11,479,592 $566,858.50 87,209 $5,602,969.61 Redeemed, in full; warrants not outstanding $5,000,000.00 Subordinated Debentures w/ Exercised Warrants $275.00 $1,000.00 5,000 $1,000.00 $21,575,016.54 Sold, in full; warrants not outstanding $130,500.00 $1,469,250.00 $13,100,250.00 $600,000.00 174,000 1,959,000 17,467,000 800,000 $0.75 $0.75 $0.75 $0.75 ($43,500.00) ($489,750.00) ($4,366,750.00) ($200,000.00) $792,990.00 $105,732.00 900,000 120,000 7,701 $951.00 ($377,349.00) $362,427.91 385 $2,550,000.00 2,550 $1,000.00 $128,000.00 128 $500,000.00 500 $1,000.00 $25,000.00 25 $52,000,000.00 52,000 $1,000.00 $2,600,000.00 2,600 $3,872,000.00 3,872 $1,000.00 $116,000.00 116 $1,747,000.00 1,747 $1,000.00 $19,468,000.00 19,468 $1,000.00 $1,100,869.50 386,270 $780,000.00 780,000 $167,035.00 199 $873,485.00 61,796 ($153,000.00) Preferred Stock w/ Exercised Warrants $7,701,000.00 $0.00 $8,451,110.79 Sold, in full; warrants not outstanding $7,323,651.00 ($73,236.51) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Warrants Preferred Stock w/ Warrants $2,550,000.00 $500,000.00 $52,000,000.00 $3,872,000.00 $1,747,000.00 $19,468,000.00 $17,680,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $2,899,659.67 Redeemed, in full; warrants not outstanding $616,741.75 Redeemed, in full; warrants not outstanding $57,575,699.54 Redeemed, in full; warrants not outstanding $5,197,157.57 Redeemed, in full; warrants not outstanding $1,823,188.61 Redeemed, in full; warrants not outstanding $22,802,281.62 Redeemed, in full; warrants not outstanding $23,135,879.12 Redeemed, in full; warrants not outstanding $4,500,000.00 $2,500,000.00 $10,680,000.00 Preferred Stock w/ Exercised Warrants $3,976,000.00 $0.00 4,500 2,500 10,680 $1,000.00 $1,000.00 $1,000.00 $4,674,050.16 Sold, in full; warrants not outstanding $3,717,560.00 3,976 $935.00 12,643 $1,000.00 ($258,440.00) ($25,000.00) Preferred Stock w/ Warrants $12,643,000.00 $0.00 $16,080,204.94 Redeemed, in full; warrants not outstanding $12,643,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $6,970,000.00 $12,725,000.00 $0.00 $0.00 $4,240,743.82 Sold, in full; warrants not outstanding $3,136,500.00 6,970 $450.00 ($3,833,500.00) $157,050.00 349 $3,705,037.50 $8,867,389.75 3,750 8,975 $988.01 $988.01 ($44,962.50) ($107,610.25) $85,157.88 $544,614.34 86 550 $20,000,000.00 20,000 $1,000.00 $1,000,000.00 1,000 $1,322,500.50 $4,028,202.50 4,401 13,405 $300.50 $300.50 ($3,078,499.50) ($9,376,797.50) $72,314.55 $387,399.37 140 750 105 $9,550.00 ($47,250.00) $25,000.00 5 1,003 1,597 $950.00 $950.00 ($50,150.00) ($79,850.00) $105,000.00 130 9,000 $1,000.00 $460,000.00 311,972 $177,716.96 132,000 $1,200,000.00 1,200 $698,351.00 521,158 $10,356.69 22,071 $16,441,884.63 Sold, in full; warrants not outstanding ($125,724.27) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $20,000,000.00 $17,806,000.00 $0.00 $0.00 $23,628,111.33 Redeemed, in full; warrants not outstanding $7,665,362.89 Sold, in full; warrants not outstanding ($53,507.03) Preferred Stock w/ Exercised Warrants $1,050,000.00 $0.00 $1,220,300.65 Sold, in full; warrants not outstanding $1,002,750.00 ($10,027.50) ($14,972.50) Preferred Stock w/ Exercised Warrants $2,600,000.00 $0.00 $3,115,616.28 Sold, in full; warrants not outstanding $952,850.00 $1,517,150.00 ($24,700.00) ($300.00) Preferred Stock w/ Warrants $9,000,000.00 $0.00 $10,598,750.00 Redeemed, in full; warrants not outstanding $9,000,000.00 Subordinated Debentures w/ Exercised Warrants $4,400,000.00 $0.00 $5,462,045.14 Sold, in full; warrants not outstanding $4,400,000.00 4,400,000 $1.11 $24,000,000.00 24,000 $1,000.00 $2,172,000.00 $9,122,400.00 3,000 12,600 $724.00 $724.00 $484,924.00 ($48,849.24) Preferred Stock w/ Exercised Warrants $24,000,000.00 $0.00 $28,459,100.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $15,600,000.00 $0.00 $14,341,140.33 Sold, in full; warrants not outstanding ($828,000.00) ($3,477,600.00) ($112,944.00) Preferred Stock w/ Warrants $51,500,000.00 $0.00 $12,749,591.59 Sold, in full; warrants not outstanding $10,149,929.90 Preferred Stock w/ Exercised Warrants $3,285,000.00 $0.00 1,085,554 $9.35 ($41,350,070.10) $3,483,629.20 Sold, in full; warrants not outstanding $23,932.54 $2,687,046.56 29 3,256 $825.26 $825.26 ($5,067.46) ($568,953.44) $106,364.00 164 638 $860.00 ($89,320.00) $3,960.00 32 777 6,748 $917.90 $917.90 ($63,791.70) ($554,010.80) $372,240.00 376 $5,000,000.00 5,000 $1,000.00 $250,000.00 250 $1,000,000.00 $2,100,000.00 1,000 2,100 $1,000.00 $1,000.00 $155,000.00 155 $24,900,000.00 24,900 $1,000.00 $1,681,000.00 833,705 $531,210.67 533 $141,815.60 120 $1,307,000.00 834,761 ($25,000.00) Preferred Stock w/ Exercised Warrants $638,000.00 $0.00 $659,705.04 Sold, in full; warrants not outstanding $548,680.00 ($5,486.80) ($19,513.20) Preferred Stock w/ Exercised Warrants $7,525,000.00 $0.00 $8,781,205.02 Sold, in full; warrants not outstanding $713,208.30 $6,193,989.20 ($69,071.98) Preferred Stock w/ Exercised Warrants $5,000,000.00 $0.00 $6,594,635.27 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,100,000.00 $0.00 $4,225,732.08 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $24,900,000.00 $10,650,000.00 $0.00 $0.00 $33,014,741.20 Redeemed, in full; warrants not outstanding $13,498,324.83 Sold, in full; warrants not outstanding $343,794.50 $10,117,381.00 350 10,300 $982.27 $982.27 2,400 $1,213.75 97,500 32,500 $1,000.00 $1,000.00 ($6,205.50) ($182,619.00) ($104,611.76) Preferred Stock w/ Exercised Warrants $2,400,000.00 $0.00 $3,210,755.60 Sold, in full; warrants not outstanding $2,400,000.00 $513,000.00 ($25,000.00) Preferred Stock w/ Warrants $130,000,000.00 $0.00 $136,046,583.33 Redeemed, in full; warrants not outstanding $97,500,000.00 $32,500,000.00 Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $19,891,000.00 $2,639,000.00 $9,000,000.00 $0.00 $0.00 $0.00 $23,686,592.33 Redeemed, in full; warrants not outstanding $19,891,000.00 19,891 $1,000.00 $995,000.00 995 $2,639,000.00 2,639,000 $1.00 $132,000.00 132,000 $5,293,527.28 $215,462.72 8,648 352 $612.11 $612.11 ($3,354,472.72) ($136,537.28) $311,943.55 450 366 2,315 $823.58 $818.78 ($64,571.42) ($419,532.41) $40,563.34 59 $3,283,338.96 Redeemed, in full; warrants not outstanding $6,598,331.15 Sold, in full; warrants not outstanding ($55,089.90) Preferred Stock w/ Exercised Warrants $1,173,000.00 $1,508,000.00 $0.00 $2,781,331.97 Sold, in full; warrants not outstanding $301,428.58 $1,895,467.59 UST0379 UST0466 UST1098 UST1098 UST1098 UST1098 UST1098 UST0441 UST0441 UST0441 UST0441 UST0587 UST0587 UST0587 UST0548 UST0548 UST0548 UST1166 UST1166 UST1166 UST1166 UST0084 UST0084 UST0084 UST0084 UST0093 UST0093 UST0093 UST0250 UST0250 UST0250 UST0250 UST0250 UST0349 UST0349 UST0349 UST0173 UST0173 UST0173 UST0079 UST0079 UST0079 UST0135 UST0135 UST0135 UST1252 UST1252 UST0549 UST0549 UST0177 UST0177 UST0177 UST0177 UST0177 UST0177 UST0177 UST0650 UST0650 UST0650 UST0650 UST0650 UST0650 UST0627 UST0627 UST0627 UST0627 UST0627 UST1038 UST1038 UST1038 UST1038 UST0778 UST0778 UST0778 UST0778 UST0778 UST0306 UST0306 UST0306 UST0557 UST0557 UST0997 UST0997 UST0997 UST0406 UST0406 UST0406 UST0085 UST0085 UST0085 UST1237 UST1237 UST1237 UST1237 UST1237 UST0998 UST0998 UST1315 UST1315 UST1180 UST1180 UST1180 UST0363 UST0363 UST0008 UST0008 UST0008 UST0008 UST1031 UST1031 UST0261 UST0261 UST0261 UST0826 UST0826 UST0826 UST0826 UST0275 UST0275 14,15 8,14 11 44 15 12,44 11,16 89 44 45 11 8,14,44 8,44,73 8,14 8,14,18 8,14 14,15 8,14 11 8,120 8,14 8,11 14,15 8,14,45 15,17 8,14 8,14,45 8,14 11,15,44 77 8,17 8,14 AB&T FINANCIAL CORPORATION DESOTO COUNTY BANK DIAMOND BANCORP, INC. DIAMOND BANCORP, INC. DIAMOND BANCORP, INC. DIAMOND BANCORP, INC. DIAMOND BANCORP, INC. DICKINSON FINANCIAL CORPORATION II DICKINSON FINANCIAL CORPORATION II DICKINSON FINANCIAL CORPORATION II DICKINSON FINANCIAL CORPORATION II DISCOVER FINANCIAL SERVICES DISCOVER FINANCIAL SERVICES DISCOVER FINANCIAL SERVICES DNB FINANCIAL CORPORATION DNB FINANCIAL CORPORATION DNB FINANCIAL CORPORATION DUKE FINANCIAL GROUP, INC. DUKE FINANCIAL GROUP, INC. DUKE FINANCIAL GROUP, INC. DUKE FINANCIAL GROUP, INC. EAGLE BANCORP, INC. EAGLE BANCORP, INC. EAGLE BANCORP, INC. EAGLE BANCORP, INC. EAST WEST BANCORP, INC. EAST WEST BANCORP, INC. EAST WEST BANCORP, INC. EASTERN VIRGINIA BANKSHARES, INC. EASTERN VIRGINIA BANKSHARES, INC. EASTERN VIRGINIA BANKSHARES, INC. EASTERN VIRGINIA BANKSHARES, INC. EASTERN VIRGINIA BANKSHARES, INC. ECB BANCORP, INC. / CRESCENT FINANCIAL BANCSHARES, INC. / VantageSouth Bancshares, Inc. ECB BANCORP, INC. / CRESCENT FINANCIAL BANCSHARES, INC. / VantageSouth Bancshares, Inc. ECB BANCORP, INC. / CRESCENT FINANCIAL BANCSHARES, INC. / VantageSouth Bancshares, Inc. EMCLAIRE FINANCIAL CORP. EMCLAIRE FINANCIAL CORP. EMCLAIRE FINANCIAL CORP. ENCORE BANCSHARES INC. ENCORE BANCSHARES INC. ENCORE BANCSHARES INC. ENTERPRISE FINANCIAL SERVICES CORP. ENTERPRISE FINANCIAL SERVICES CORP. ENTERPRISE FINANCIAL SERVICES CORP. ENTERPRISE FINANCIAL SERVICES GROUP, INC. ENTERPRISE FINANCIAL SERVICES GROUP, INC. EQUITY BANCSHARES, INC. EQUITY BANCSHARES, INC. EXCHANGE BANK EXCHANGE BANK EXCHANGE BANK EXCHANGE BANK EXCHANGE BANK EXCHANGE BANK EXCHANGE BANK F & M BANCSHARES, INC. F & M BANCSHARES, INC. F & M BANCSHARES, INC. F & M BANCSHARES, INC. F & M BANCSHARES, INC. F & M BANCSHARES, INC. F & M FINANCIAL CORPORATION (NC) F & M FINANCIAL CORPORATION (NC) F & M FINANCIAL CORPORATION (NC) F & M FINANCIAL CORPORATION (NC) F & M FINANCIAL CORPORATION (NC) F&C BANCORP. INC. F&C BANCORP. INC. F&C BANCORP. INC. F&C BANCORP. INC. F&M FINANCIAL CORPORATION (TN) F&M FINANCIAL CORPORATION (TN) F&M FINANCIAL CORPORATION (TN) F&M FINANCIAL CORPORATION (TN) F&M FINANCIAL CORPORATION (TN) F.N.B. CORPORATION F.N.B. CORPORATION F.N.B. CORPORATION FARMERS & MERCHANTS BANCSHARES, INC. / ALLEGIANCE BANCSHARES, INC. FARMERS & MERCHANTS BANCSHARES, INC. / ALLEGIANCE BANCSHARES, INC. FARMERS & MERCHANTS FINANCIAL CORPORATION FARMERS & MERCHANTS FINANCIAL CORPORATION FARMERS & MERCHANTS FINANCIAL CORPORATION FARMERS BANK, WINDSOR, VIRGINIA FARMERS BANK, WINDSOR, VIRGINIA FARMERS BANK, WINDSOR, VIRGINIA FARMERS CAPITAL BANK CORPORATION FARMERS CAPITAL BANK CORPORATION FARMERS CAPITAL BANK CORPORATION FARMERS ENTERPRISES, INC. FARMERS ENTERPRISES, INC. FARMERS ENTERPRISES, INC. FARMERS ENTERPRISES, INC. FARMERS ENTERPRISES, INC. FARMERS STATE BANKSHARES, INC. FARMERS STATE BANKSHARES, INC. FBHC HOLDING COMPANY FBHC HOLDING COMPANY FC HOLDINGS, INC. FC HOLDINGS, INC. FC HOLDINGS, INC. FCB BANCORP, INC. FCB BANCORP, INC. FFW CORPORATION FFW CORPORATION FFW CORPORATION FFW CORPORATION FIDELITY BANCORP, INC. (LA) FIDELITY BANCORP, INC. (LA) FIDELITY BANCORP, INC. (PA) / WESBANCO, INC. FIDELITY BANCORP, INC. (PA) / WESBANCO, INC. FIDELITY BANCORP, INC. (PA) / WESBANCO, INC. FIDELITY FEDERAL BANCORP FIDELITY FEDERAL BANCORP FIDELITY FEDERAL BANCORP FIDELITY FEDERAL BANCORP FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION GASTONIA HORN LAKE WASHINGTON WASHINGTON WASHINGTON WASHINGTON WASHINGTON KANSAS CITY KANSAS CITY KANSAS CITY KANSAS CITY RIVERWOODS RIVERWOODS RIVERWOODS DOWNINGTOWN DOWNINGTOWN DOWNINGTOWN MINNEAPOLIS MINNEAPOLIS MINNEAPOLIS MINNEAPOLIS BETHESDA BETHESDA BETHESDA BETHESDA PASADENA PASADENA PASADENA TAPPAHANNOCK TAPPAHANNOCK TAPPAHANNOCK TAPPAHANNOCK TAPPAHANNOCK ENGELHARD ENGELHARD ENGELHARD EMLENTON EMLENTON EMLENTON HOUSTON HOUSTON HOUSTON ST. LOUIS ST. LOUIS ST. LOUIS ALLISON PARK ALLISON PARK WICHITA WICHITA SANTA ROSA SANTA ROSA SANTA ROSA SANTA ROSA SANTA ROSA SANTA ROSA SANTA ROSA TREZEVANT TREZEVANT TREZEVANT TREZEVANT TREZEVANT TREZEVANT SALISBURY SALISBURY SALISBURY SALISBURY SALISBURY HOLDEN HOLDEN HOLDEN HOLDEN CLARKSVILLE CLARKSVILLE CLARKSVILLE CLARKSVILLE CLARKSVILLE HERMITAGE HERMITAGE HERMITAGE HOUSTON HOUSTON ARGONIA ARGONIA ARGONIA WINDSOR WINDSOR WINDSOR FRANKFORT FRANKFORT FRANKFORT GREAT BEND GREAT BEND GREAT BEND GREAT BEND GREAT BEND HOLTON HOLTON BOULDER BOULDER HOUSTON HOUSTON HOUSTON LOUISVILLE LOUISVILLE WABASH WABASH WABASH WABASH BATON ROUGE BATON ROUGE PITTSBURGH PITTSBURGH PITTSBURGH EVANSVILLE EVANSVILLE EVANSVILLE EVANSVILLE WICHITA WICHITA NC MS MO MO MO MO MO MO MO MO MO IL IL IL PA PA PA MN MN MN MN MD MD MD MD CA CA CA VA VA VA VA VA NC NC NC PA PA PA TX TX TX MO MO MO PA PA KS KS CA CA CA CA CA CA CA TN TN TN TN TN TN NC NC NC NC NC MO MO MO MO TN TN TN TN TN PA PA PA TX TX KS KS KS VA VA VA KY KY KY KS KS KS KS KS KS KS CO CO TX TX TX KY KY IN IN IN IN LA LA PA PA PA IN IN IN IN KS KS 11/19/2013 10/29/2013 5/22/2009 8/8/2012 8/9/2012 8/10/2012 9/11/2012 1/16/2009 2/7/2013 2/8/2013 3/26/2013 3/13/2009 4/21/2010 7/7/2010 1/30/2009 8/4/2011 9/21/2011 6/19/2009 11/27/2013 3/5/2014 4/2/2014 12/5/2008 12/23/2009 7/14/2011 11/23/2011 12/5/2008 12/29/2010 1/26/2011 1/9/2009 10/18/2013 10/21/2013 1/6/2014 5/13/2015 1/16/2009 2/19/2014 6/11/2014 12/23/2008 8/18/2011 12/7/2011 12/5/2008 9/27/2011 11/23/2011 12/19/2008 11/7/2012 1/9/2013 6/12/2009 8/25/2011 1/30/2009 8/11/2011 12/19/2008 8/3/2012 8/8/2012 8/9/2012 8/10/2012 8/13/2012 9/11/2012 1/30/2009 11/6/2009 2/6/2013 2/7/2013 2/8/2013 3/26/2013 2/6/2009 9/18/2012 9/19/2012 9/20/2012 11/16/2012 5/22/2009 11/8/2012 11/13/2012 1/11/2013 2/13/2009 9/19/2012 9/20/2012 9/21/2012 11/16/2012 1/9/2009 9/9/2009 11/23/2011 3/6/2009 7/15/2015 3/20/2009 6/24/2013 7/26/2013 1/23/2009 1/9/2013 12/31/2013 1/9/2009 6/19/2012 7/18/2012 6/19/2009 11/8/2012 11/9/2012 11/13/2012 1/11/2013 3/20/2009 7/21/2011 12/29/2009 3/9/2011 6/26/2009 2/20/2013 3/26/2013 12/19/2008 9/22/2011 12/19/2008 11/28/2012 11/30/2012 1/11/2013 5/29/2009 3/27/2013 12/12/2008 11/30/2012 5/6/2015 11/13/2009 7/19/2013 7/22/2013 9/12/2013 12/19/2008 8/1/2012 $815,100.00 2,964 $275.00 ($2,148,900.00) 6,000,000 13,965,000 480,000 $0.73 $0.73 $0.73 ($1,618,500.00) ($3,767,058.75) ($129,480.00) $688,041.09 $91,535.40 902,000 120,000 14,523 131,530 $552.61 $552.61 ($6,497,444.97) ($58,845,206.70) $3,372.19 $4,922,044.87 5 7,298 1,224,558 $1,000.00 $172,000,000.00 20,500,413 $458,000.00 186,311 $600,000.00 600,000 $2,794,422.00 385,434 $14,500,000.00 1,517,555 $115,000.00 384,041 $871,000.00 514,693 $51,113.00 50,111 $637,071.00 364,026 $1,006,100.00 324,074 ($33,333.34) Subordinated Debentures w/ Exercised Warrants $20,445,000.00 $0.00 $21,101,618.19 Sold, in full; warrants not outstanding $4,381,500.00 $10,197,941.25 $350,520.00 ($149,299.61) Preferred Stock w/ Exercised Warrants $146,053,000.00 $0.00 $87,459,858.69 Sold, in full; warrants not outstanding $8,025,555.03 $72,684,793.30 ($807,103.48) Preferred Stock w/ Warrants $1,224,558,000.00 $0.00 $1,464,248,844.00 Redeemed, in full; warrants not outstanding $1,224,558,000.00 Preferred Stock w/ Warrants $11,750,000.00 $0.00 $13,683,277.61 Redeemed, in full; warrants not outstanding $11,750,000.00 Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $12,000,000.00 $38,235,000.00 $306,546,000.00 $0.00 $0.00 $0.00 11,750 $17,424,285.82 Redeemed, in full; warrants not outstanding $5,000,000.00 $2,000,000.00 $5,000,000.00 5,000,000 2,000,000 5,000,000 $1.00 $1.00 $1.00 $15,000,000.00 $23,235,000.00 15,000 23,235 $1,000.00 $1,000.00 $44,847,153.76 Redeemed, in full; warrants not outstanding $352,722,420.00 Redeemed, in full; warrants not outstanding $306,546,000.00 Preferred Stock w/ Warrants $24,000,000.00 $0.00 $1,000.00 306,546 $1,000.00 $28,568,653.60 Sold, in full; warrants not outstanding $3,900,000.00 $20,100,000.00 3,900 20,100 $1,104.11 $1,104.11 $406,029.00 $2,092,611.00 ($264,986.40) Preferred Stock w/ Warrants $17,949,000.00 $0.00 $23,397,494.08 Redeemed, in full; warrants not outstanding $17,949,000.00 Preferred Stock w/ Warrants $7,500,000.00 $0.00 17,949 $8,545,904.67 Redeemed, in full; warrants not outstanding $7,500,000.00 Preferred Stock w/ Warrants $34,000,000.00 $0.00 7,500 $35,000,000.00 $0.00 34,000 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $4,000,000.00 $8,750,000.00 $43,000,000.00 $0.00 $0.00 $0.00 $1,000.00 $42,801,933.33 Redeemed, in full; warrants not outstanding $35,000,000.00 Preferred Stock w/ Exercised Warrants $1,000.00 $39,415,959.89 Redeemed, in full; warrants not outstanding $34,000,000.00 Preferred Stock w/ Warrants $1,000.00 35,000 $1,000.00 $4,680,205.56 Redeemed, in full; warrants not outstanding $4,000,000.00 4,000 $1,000.00 $200,000.00 200 $8,750,000.00 8,750 $1,000.00 $438,000.00 438 $481,387.50 $17,505,000.00 $8,725,367.25 $420,995.25 $10,503,000.00 550 20,000 9,969 481 12,000 $875.25 $875.25 $875.25 $875.25 $875.25 ($68,612.50) ($2,495,000.00) ($1,243,632.75) ($60,004.75) ($1,497,000.00) $1,910,898.00 $120,386.57 $22,930.78 2,000 126 24 5,090 2,901 153 $942.50 $942.50 $942.50 ($292,675.00) ($166,807.50) ($8,797.50) $222,007.50 230 $136,813.05 150 2,805 14,195 $950.00 $950.00 ($140,250.00) ($709,750.00) $638,460.90 700 1,659,000 1,334,000 $0.96 $0.96 ($68,400.57) ($55,000.82) $125,000.00 150,000 $96,465.60 112 $645,975.00 750 $690,100.00 651,042 $550,000.00 550 $10,394,872.56 Redeemed, in full; warrants not outstanding $47,294,527.29 Sold, in full; warrants not outstanding ($376,357.50) Preferred Stock w/ Exercised Warrants $4,609,000.00 $3,535,000.00 $0.00 $9,405,391.28 Sold, in full; warrants not outstanding $4,797,325.00 $2,734,192.50 $144,202.50 ($76,757.21) Preferred Stock w/ Exercised Warrants $17,000,000.00 $0.00 $20,119,744.45 Sold, in full; warrants not outstanding $2,664,750.00 $13,485,250.00 ($161,500.00) Subordinated Debentures w/ Exercised Warrants $2,993,000.00 $0.00 $3,842,376.65 Sold, in full; warrants not outstanding $1,590,599.43 $1,278,999.18 ($25,000.00) Preferred Stock w/ Exercised Warrants $17,243,000.00 $0.00 $17,573,762.97 Sold, in full; warrants not outstanding $157,500.00 $13,421,362.50 200 17,043 $787.50 $787.50 100,000 $1,000.00 ($42,500.00) ($3,621,637.50) ($135,788.63) Preferred Stock w/ Warrants $100,000,000.00 $0.00 $104,023,433.33 Redeemed, in full; warrants not outstanding $100,000,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $11,000,000.00 $442,000.00 $0.00 $0.00 $15,971,339.07 Redeemed, in full; warrants not outstanding $11,000,000.00 11,000 $1,000.00 $425,425.00 442 $962.50 3,063 5,689 $1,000.00 $1,000.00 30,000 $739.89 $500,199.14 Sold, in full; warrants not outstanding ($16,575.00) ($2,835.00) 22 ($25,000.00) Preferred Stock w/ Exercised Warrants $8,752,000.00 $0.00 $11,396,202.11 Redeemed, in full; warrants not outstanding $3,063,000.00 $5,689,000.00 Preferred Stock w/ Warrants $30,000,000.00 $0.00 $12,000,000.00 $0.00 438 $75,000.00 223,992 $37,387.14 $552,936.00 38,000 562,000 $40,000.00 4 $994,613.40 1,052 $465,000.00 465 $358,558.20 364 $197,000.00 197,000 $2,246,531.00 101,321 $242,302.50 200 $27,105,349.50 Sold, in full; warrants not outstanding $22,196,700.00 Subordinated Debentures w/ Exercised Warrants $438,000.00 ($332,950.50) ($7,803,300.00) $15,452,669.34 Sold, in full; warrants not outstanding $96,290.00 100,000 $11,458,510.00 $0.96 ($3,710.00) 11,900,000 $0.96 ($441,490.00) $700,000.00 700 $1,000.00 $650,000.00 3,035,000 $0.21 ($2,385,000.00) $18,874,674.00 21,042 $897.00 ($2,167,326.00) $9,294,000.00 9,294 $1,000.00 $879,424.60 $5,701,813.50 974 6,315 $902.90 $902.90 $3,942,000.00 3,942,000 $1.00 $7,000,000.00 7,000 $1,000.00 ($115,548.00) Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $700,000.00 $3,035,000.00 $21,042,000.00 $0.00 $0.00 $0.00 $830,173.67 Redeemed, in full; warrants not outstanding $804,592.16 Sold, in full; warrants not outstanding $19,836,630.66 Sold, in full; warrants not outstanding ($188,746.74) Preferred Stock w/ Exercised Warrants $9,294,000.00 $0.00 Preferred Stock w/ Exercised Warrants $7,289,000.00 $0.00 $11,156,234.25 Redeemed, in full; warrants not outstanding $8,441,836.26 Sold, in full; warrants not outstanding ($94,575.40) ($613,186.50) ($65,812.38) Subordinated Debentures w/ Exercised Warrants $3,942,000.00 $0.00 $5,404,924.35 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $7,000,000.00 $0.00 $10,634,864.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $6,657,000.00 $0.00 $7,220,908.83 Sold, in full; warrants not outstanding $439,000.00 $6,218,000.00 439 6,218 $1,058.90 $1,058.90 135 $891.26 $25,857.10 $366,240.20 ($70,490.97) Preferred Stock w/ Exercised Warrants $36,282,000.00 $0.00 $40,966,780.82 Sold, in full; warrants not outstanding $120,320.10 ($14,679.90) UST0379 UST0275 UST0275 UST0275 UST0275 UST0275 UST0275 UST0275 UST0178 UST0178 UST0178 UST0040 UST0040 UST0040 UST0234 UST0234 UST0234 UST0234 UST0518 UST0518 UST1206 UST1206 UST0913 UST0913 UST0913 UST0913 UST0913 UST1209 UST1209 UST1209 UST1209 UST1302 UST1302 UST1302 UST0596 UST0596 UST0341 UST0341 UST0341 UST0368 UST0368 UST0368 UST0368 UST0368 UST0368 UST0368 UST0368 UST0794 UST0794 UST0794 UST0625 UST0625 UST0309 UST0309 UST0446 UST0446 UST0446 UST0446 UST0446 UST0446 UST0446 UST0446 UST0352 UST0352 UST0352 UST1020 UST1020 UST1020 UST1020 UST1020 UST0204 UST0204 UST0204 UST0444 UST0444 UST0444 UST0649 UST0649 UST0649 UST0427 UST0427 UST0427 UST0661 UST0661 UST0026 UST0026 UST0026 UST1075 UST1075 UST0296 UST0296 UST0078 UST0078 UST0078 UST1067 UST1067 UST1067 UST1067 UST1067 UST1067 UST1067 UST1067 UST0108 UST0108 UST0108 UST1297 UST1297 UST0505 UST0505 UST0851 UST0851 UST0046 UST0046 UST0046 UST1063 UST1063 UST0110 UST0110 UST0110 11 11 8,14,45 15,17,44 8,14 8,14 11,14,15 9,11,36 45 34,118,121,140,147 8,11,14 8,14,45 8,14,45 8 45 8,14,18 45 8,11,14,18,36 8,14,44 12 8,72 8 11,15,36 8,11,14 12,16 15,17,44 AB&T FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY FINANCIAL CORPORATION FIDELITY SOUTHERN CORPORATION FIDELITY SOUTHERN CORPORATION FIDELITY SOUTHERN CORPORATION FIFTH THIRD BANCORP FIFTH THIRD BANCORP FIFTH THIRD BANCORP FINANCIAL INSTITUTIONS, INC. FINANCIAL INSTITUTIONS, INC. FINANCIAL INSTITUTIONS, INC. FINANCIAL INSTITUTIONS, INC. FINANCIAL SECURITY CORPORATION FINANCIAL SECURITY CORPORATION FINANCIAL SERVICES OF WINGER, INC. FINANCIAL SERVICES OF WINGER, INC. FIRST ADVANTAGE BANCSHARES, INC. FIRST ADVANTAGE BANCSHARES, INC. FIRST ADVANTAGE BANCSHARES, INC. FIRST ADVANTAGE BANCSHARES, INC. FIRST ADVANTAGE BANCSHARES, INC. FIRST ALLIANCE BANCSHARES, INC. FIRST ALLIANCE BANCSHARES, INC. FIRST ALLIANCE BANCSHARES, INC. FIRST ALLIANCE BANCSHARES, INC. FIRST AMERICAN BANK CORPORATION FIRST AMERICAN BANK CORPORATION FIRST AMERICAN BANK CORPORATION FIRST AMERICAN INTERNATIONAL CORP. FIRST AMERICAN INTERNATIONAL CORP. FIRST BANCORP (NC) FIRST BANCORP (NC) FIRST BANCORP (NC) FIRST BANCORP (PR) FIRST BANCORP (PR) FIRST BANCORP (PR) FIRST BANCORP (PR) FIRST BANCORP (PR) FIRST BANCORP (PR) FIRST BANCORP (PR) FIRST BANCORP (PR) FIRST BANCTRUST CORPORATION FIRST BANCTRUST CORPORATION FIRST BANCTRUST CORPORATION FIRST BANK OF CHARLESTON, INC. FIRST BANK OF CHARLESTON, INC. FIRST BANKERS TRUSTSHARES, INC. FIRST BANKERS TRUSTSHARES, INC. FIRST BANKS, INC. FIRST BANKS, INC. FIRST BANKS, INC. FIRST BANKS, INC. FIRST BANKS, INC. FIRST BANKS, INC. FIRST BANKS, INC. FIRST BANKS, INC. FIRST BUSEY CORPORATION FIRST BUSEY CORPORATION FIRST BUSEY CORPORATION FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A. FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A. FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A. FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A. FIRST BUSINESS BANK, NATIONAL ASSOCIATION / BANK OF SOUTHERN CALIFORNIA, N.A. FIRST CALIFORNIA FINANCIAL GROUP, INC. FIRST CALIFORNIA FINANCIAL GROUP, INC. FIRST CALIFORNIA FINANCIAL GROUP, INC. FIRST CAPITAL BANCORP, INC. FIRST CAPITAL BANCORP, INC. FIRST CAPITAL BANCORP, INC. FIRST CHOICE BANK FIRST CHOICE BANK FIRST CHOICE BANK FIRST CITIZENS BANC CORP FIRST CITIZENS BANC CORP FIRST CITIZENS BANC CORP FIRST COLEBROOK BANCORP, INC. FIRST COLEBROOK BANCORP, INC. FIRST COMMUNITY BANCSHARES INC. FIRST COMMUNITY BANCSHARES INC. FIRST COMMUNITY BANCSHARES INC. FIRST COMMUNITY BANCSHARES, INC. / EQUITY BANCSHARES, INC. FIRST COMMUNITY BANCSHARES, INC. / EQUITY BANCSHARES, INC. FIRST COMMUNITY BANK CORPORATION OF AMERICA FIRST COMMUNITY BANK CORPORATION OF AMERICA FIRST COMMUNITY CORPORATION FIRST COMMUNITY CORPORATION FIRST COMMUNITY CORPORATION FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST COMMUNITY FINANCIAL PARTNERS, INC. FIRST DEFIANCE FINANCIAL CORP. FIRST DEFIANCE FINANCIAL CORP. FIRST DEFIANCE FINANCIAL CORP. FIRST EAGLE BANCSHARES, INC. FIRST EAGLE BANCSHARES, INC. FIRST EXPRESS OF NEBRASKA, INC. FIRST EXPRESS OF NEBRASKA, INC. FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. FIRST FEDERAL BANCSHARES OF ARKANSAS, INC. FIRST FINANCIAL BANCORP FIRST FINANCIAL BANCORP FIRST FINANCIAL BANCORP FIRST FINANCIAL BANCSHARES, INC. FIRST FINANCIAL BANCSHARES, INC. FIRST FINANCIAL HOLDINGS INC. FIRST FINANCIAL HOLDINGS INC. FIRST FINANCIAL HOLDINGS INC. GASTONIA WICHITA WICHITA WICHITA WICHITA WICHITA WICHITA WICHITA ATLANTA ATLANTA ATLANTA CINCINNATI CINCINNATI CINCINNATI WARSAW WARSAW WARSAW WARSAW BASIN BASIN WINGER WINGER COON RAPIDS COON RAPIDS COON RAPIDS COON RAPIDS COON RAPIDS CORDOVA CORDOVA CORDOVA CORDOVA ELK GROVE VILLAGE ELK GROVE VILLAGE ELK GROVE VILLAGE BROOKLYN BROOKLYN TROY TROY TROY SAN JUAN SAN JUAN SAN JUAN SAN JUAN SAN JUAN SAN JUAN SAN JUAN SAN JUAN PARIS PARIS PARIS CHARLESTON CHARLESTON QUINCY QUINCY CLAYTON CLAYTON CLAYTON CLAYTON CLAYTON CLAYTON CLAYTON CLAYTON URBANA URBANA URBANA SAN DIEGO SAN DIEGO SAN DIEGO SAN DIEGO SAN DIEGO WESTLAKE VILLAGE WESTLAKE VILLAGE WESTLAKE VILLAGE GLEN ALLEN GLEN ALLEN GLEN ALLEN CERRITOS CERRITOS CERRITOS SANDUSKY SANDUSKY SANDUSKY COLEBROOK COLEBROOK BLUEFIELD BLUEFIELD BLUEFIELD WICHITA WICHITA PINELLAS PARK PINELLAS PARK LEXINGTON LEXINGTON LEXINGTON JOLIET JOLIET JOLIET JOLIET JOLIET JOLIET JOLIET JOLIET DEFIANCE DEFIANCE DEFIANCE HANOVER PARK HANOVER PARK GERING GERING HARRISON HARRISON CINCINNATI CINCINNATI CINCINNATI LAWRENCE LAWRENCE CHARLESTON CHARLESTON CHARLESTON NC KS KS KS KS KS KS KS GA GA GA OH OH OH NY NY NY NY WY WY MN MN MN MN MN MN MN TN TN TN TN IL IL IL NY NY NC NC NC PR PR PR PR PR PR PR PR IL IL IL WV WV IL IL MO MO MO MO MO MO MO MO IL IL IL CA CA CA CA CA CA CA CA VA VA VA CA CA CA OH OH OH NH NH VA VA VA KS KS FL FL SC SC SC IL IL IL IL IL IL IL IL OH OH OH IL IL NE NE AR AR OH OH OH KS KS SC SC SC 11/19/2013 8/2/2012 8/3/2012 8/7/2012 8/8/2012 8/9/2012 8/10/2012 9/11/2012 12/19/2008 7/3/2012 5/28/2015 12/31/2008 2/2/2011 3/16/2011 12/23/2008 2/23/2011 3/30/2011 5/11/2011 2/13/2009 7/21/2011 7/31/2009 9/1/2011 5/22/2009 12/10/2012 12/11/2012 1/11/2013 3/26/2013 6/26/2009 12/20/2012 1/11/2013 3/26/2013 7/24/2009 12/21/2011 12/11/2012 3/13/2009 8/13/2010 1/9/2009 9/1/2011 11/23/2011 1/16/2009 8/16/2013 9/13/2013 12/5/2014 3/6/2015 5/15/2017 5/17/2018 5/21/2018 2/20/2009 1/18/2012 10/24/2012 2/6/2009 7/21/2011 1/16/2009 9/8/2011 12/31/2008 8/8/2013 8/9/2013 8/12/2013 9/12/2013 9/24/2013 9/25/2013 10/29/2013 3/6/2009 8/25/2011 11/23/2011 4/10/2009 12/11/2009 12/19/2012 12/20/2012 1/11/2013 12/19/2008 7/14/2011 8/24/2011 4/3/2009 6/19/2012 2/6/2013 2/13/2009 12/22/2009 9/24/2010 1/23/2009 7/3/2012 9/5/2012 3/20/2009 9/22/2011 11/21/2008 7/8/2009 11/22/2011 5/15/2009 7/16/2014 12/23/2008 5/31/2011 11/21/2008 8/29/2012 11/1/2012 12/11/2009 8/8/2012 8/9/2012 8/10/2012 9/19/2012 9/20/2012 9/21/2012 11/16/2012 12/5/2008 6/19/2012 3/11/2015 9/11/2009 9/17/2010 2/6/2009 2/15/2012 3/6/2009 5/3/2011 12/23/2008 2/24/2010 6/8/2010 6/12/2009 9/22/2011 12/5/2008 4/3/2012 5/22/2013 $815,100.00 $26,737.80 $298,572.10 $3,200,514.66 $2,348,470.10 $26,056,877.36 $285,203.20 2,964 30 335 3,591 2,635 29,236 320 $275.00 $891.26 $891.26 $891.26 $891.26 $891.26 $891.26 ($2,148,900.00) ($3,262.20) ($36,427.90) ($390,485.34) ($286,529.90) ($3,179,122.64) ($34,796.80) 48,200 $900.60 ($4,791,080.00) $170,227.93 $167,374.94 $1,210,615.36 $176,884.89 179 176 1,273 186 $31,429,313.38 2,693,747 $280,025,936.00 43,617,747 $2,079,962.50 378,175 ($323,366.95) Preferred Stock w/ Warrants $48,200,000.00 $0.00 $82,715,982.47 Sold, in full; warrants not outstanding $43,408,920.00 Preferred Stock w/ Warrants $3,408,000,000.00 $0.00 ($651,133.80) $4,043,972,602.67 Redeemed, in full; warrants not outstanding $3,408,000,000.00 Preferred Stock w/ Warrants $37,515,000.00 $0.00 136,320 $25,000.00 $43,787,611.61 Redeemed, in full; warrants not outstanding $12,505,000.00 $25,010,000.00 Preferred Stock w/ Exercised Warrants $5,000,000.00 $0.00 $5,914,597.33 Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants $3,742,000.00 $0.00 $4,487,322.46 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,177,000.00 $0.00 $1,289,436.37 Sold, in full; warrants not outstanding 2,501 5,002 $5,000.00 $5,000.00 $5,000,000.00 5,000 $1,000.00 $250,000.00 250 $3,742,000.00 3,742,000 $1.00 $112,000.00 112,000 $690,723.49 $366,469.68 769 408 $898.21 $898.21 ($78,276.51) ($41,530.32) $2,979.49 $26,318.80 6 53 3,422 $700.10 ($1,026,257.80) $94,701.71 171 $15,000,000.00 $35,000,000.00 15,000,000 35,000,000 $1.00 $1.00 $2,500,000.00 2,500,000 $17,000,000.00 17,000 $1,000.00 $65,000,000.00 65,000 $1,000.00 $924,462.00 616,308 ($10,571.93) ($14,428.07) Preferred Stock w/ Exercised Warrants $3,422,000.00 $0.00 $3,003,674.75 Sold, in full; warrants not outstanding $2,395,742.20 ($23,957.42) ($1,042.58) Subordinated Debentures w/ Exercised Warrants $50,000,000.00 $0.00 $65,558,530.56 Redeemed, in full; warrants not outstanding Preferred Stock $17,000,000.00 $0.00 $18,204,166.78 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $65,000,000.00 $0.00 $74,518,906.44 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $400,000,000.00 $0.00 $237,563,497.81 Sold, in full; warrants not outstanding $81,000,000.00 $8,514,153.00 $22,063,492.11 $29,708,351.90 $57,735,612.33 ($74,611.09) ($85,000.00) 12,000,000 1,261,356 4,388,888 5,000,000 10,291,553 $6.75 $6.75 $5.03 $5.94 $5.61 ($64,711,540.92) ($6,802,024.20) ($31,229,144.01) ($31,004,790.15) ($67,230,891.51) $6.58 $5,702,106.66 Preferred Stock w/ Exercised Warrants $7,350,000.00 $0.00 $9,050,516.50 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,345,000.00 $0.00 $3,960,105.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $10,000,000.00 $0.00 $11,941,222.22 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $295,400,000.00 $0.00 $3,675,000.00 $3,675,000.00 3,675 3,675 $1,000.00 $1,000.00 $368,000.00 368 $3,345,000.00 3,345 $1,000.00 $167,000.00 167 $10,000,000.00 10,000 $1,000.00 $500,000.00 500 $105,000.00 $12,171,950.00 $87,028,900.00 300 34,777 248,654 $350.00 $350.00 $350.00 ($195,000.00) ($22,605,050.00) ($161,625,100.00) $2,430,181.71 $5,919,151.59 4,299 10,471 5,819 5,850 $551.59 $551.59 ($2,609,297.79) ($2,623,198.50) 100,000 $1,000.00 $63,677.00 573,833 $90,461.65 111 $599,042.00 599,042 $266,041.78 417,648 $110,000.00 110 $563,174.00 469,312 $225,000.00 225 $30,600.00 88,273 $740,000.00 740 $297,500.00 195,915 $70,727.58 $440,082.72 $209,563.20 108 672 320 $11,979,295.00 550,595 $119,071,500.97 Sold, in full; warrants not outstanding ($993,058.50) $3,209,702.21 $3,226,801.50 ($64,365.04) Preferred Stock w/ Warrants $100,000,000.00 $0.00 $112,410,898.89 Redeemed, in full; warrants not outstanding $100,000,000.00 Preferred Stock w/ Warrants $2,211,000.00 $2,032,000.00 $0.00 $4,693,275.61 Sold, in full; warrants not outstanding $1,373,084.00 $2,510,399.84 1,500 2,743 $915.39 $915.20 25,000 $1,000.00 ($126,916.00) ($232,600.16) ($33,333.33) Preferred Stock w/ Warrants $25,000,000.00 $0.00 $28,810,847.55 Redeemed, in full; warrants not outstanding $25,000,000.00 Preferred Stock w/ Warrants $10,958,000.00 $0.00 $11,956,712.44 Sold, in full; warrants not outstanding $10,082,565.38 Preferred Stock w/ Exercised Warrants $2,200,000.00 $2,836,000.00 $0.00 ($151,238.48) $23,184,000.00 $0.00 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $4,500,000.00 $0.00 $5,339,487.75 Redeemed, in full; warrants not outstanding $41,500,000.00 $0.00 $42,839,002.78 Redeemed, in full; warrants not outstanding $14,800,000.00 $10,685,000.00 $11,350,000.00 $0.00 $0.00 $0.00 $22,000,000.00 $0.00 5,036 $1,000.00 ($315,070.56) 23,184 $906.00 $4,500,000.00 4,500 $1,000.00 $41,500,000.00 41,500 $1,000.00 ($2,179,296.00) $19,957,763.30 Redeemed, in full; warrants not outstanding $14,800,000.00 14,800 $1,000.00 $7,754,267.48 10,685 $725.72 ($2,930,732.52) 11,350 $982.83 ($194,879.50) $8,499,249.92 Sold, in full; warrants not outstanding $13,425,979.36 Sold, in full; warrants not outstanding $11,155,120.50 Preferred Stock w/ Exercised Warrants ($875,434.62) $25,245,684.71 Sold, in full; warrants not outstanding $21,004,704.00 Preferred Stock w/ Exercised Warrants $920.11 $5,446,642.94 Redeemed, in full; warrants not outstanding $5,036,000.00 Preferred Stock w/ Warrants 10,958 ($167,326.81) $18,252,479.06 Sold, in full; warrants not outstanding $326,250.00 $3,051,090.00 $10,977,660.00 500 4,676 16,824 $652.50 $652.50 $652.50 ($173,750.00) ($1,624,910.00) ($5,846,340.00) 37,000 $962.66 ($1,381,580.00) ($143,550.00) Preferred Stock w/ Warrants $37,000,000.00 $0.00 $53,610,300.92 Sold, in full; warrants not outstanding $35,618,420.00 Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Subordinated Debentures w/ Exercised Warrants $7,500,000.00 $5,000,000.00 $16,500,000.00 $80,000,000.00 $0.00 $0.00 $0.00 $0.00 $3,756,000.00 $0.00 $65,000,000.00 $0.00 ($534,276.30) $8,514,738.21 Redeemed, in full; warrants not outstanding $7,500,000.00 7,500,000 $1.00 $375,000.00 375,000 $5,000,000.00 5,000 $1,000.00 $250,000.00 250 $6,000,000.00 16,500 $363.64 $80,000,000.00 80,000 $1,000.00 $2,966,288.32 465,117 $113,000.00 113,000 $1,400,000.00 241,696 $6,074,313.00 Redeemed, in full; warrants not outstanding $6,570,625.00 Sold, in full; warrants not outstanding $87,644,066.10 Redeemed, in full; warrants not outstanding $4,563,280.34 Redeemed, in full; warrants not outstanding $3,756,000.00 Preferred Stock w/ Warrants ($10,500,000.00) 3,756,000 $1.00 65,000 $873.51 $68,141,972.19 Sold, in full; warrants not outstanding $56,778,150.00 ($851,672.25) ($8,221,850.00) UST0379 UST0342 UST0342 UST0342 UST0342 UST0468 UST0468 UST0468 UST0720 UST0720 UST0720 UST0720 UST1287 UST1287 UST0027 UST0027 UST0027 UST1030 UST1030 UST1030 UST1030 UST0943 UST0943 UST0943 UST0185 UST0185 UST0344 UST0344 UST0344 UST0486 UST0486 UST0564 UST0564 UST0442 UST0442 UST0745 UST0745 UST0745 UST0054 UST0054 UST0054 UST0699 UST0699 UST0651 UST0651 UST0009 UST0009 UST0009 UST0496 UST0496 UST0496 UST0070 UST0070 UST0070 UST0111 UST0111 UST0686 UST0686 UST0686 UST0686 UST0686 UST0623 UST0623 UST0623 UST0687 UST0687 UST0687 UST0374 UST0374 UST0137 UST0137 UST1057 UST1057 UST1057 UST0436 UST0436 UST0666 UST0666 UST0666 UST0666 UST0666 UST0534 UST0534 UST0967 UST0967 UST0967 UST0276 UST0276 UST0385 UST0385 UST0385 UST0385 UST0385 UST1199 UST1199 UST0695 UST0695 UST0695 UST0695 UST0695 UST0695 UST0695 UST0552 UST0552 UST0552 UST0051 UST0051 UST0051 UST0317 UST0317 UST0317 UST0317 UST0317 UST0317 UST1296 UST1296 UST0815 UST0815 UST0226 9,17 8,14 8,14,44 11 8,9 8 11 11,36 8,11,14 11,25 8,14,44 33,44,45 11 8,14 8,14,44 12,16 44 11 73,97 8,14,18 8,14 8,14,18,44,45 87 79 11,14,15 8,11,14 8,14 8,14,44 14,15 8,11,14 8,11,14,36 8,14,18 11 8,84 8,14,44 12,16 AB&T FINANCIAL CORPORATION FIRST FINANCIAL SERVICE CORPORATION / YOUR COMMUNITY BANKSHARES, INC. FIRST FINANCIAL SERVICE CORPORATION / YOUR COMMUNITY BANKSHARES, INC. FIRST FINANCIAL SERVICE CORPORATION / YOUR COMMUNITY BANKSHARES, INC. FIRST FINANCIAL SERVICE CORPORATION / YOUR COMMUNITY BANKSHARES, INC. FIRST FREEDOM BANCSHARES, INC. FIRST FREEDOM BANCSHARES, INC. FIRST FREEDOM BANCSHARES, INC. FIRST GOTHENBURG BANCSHARES, INC. FIRST GOTHENBURG BANCSHARES, INC. FIRST GOTHENBURG BANCSHARES, INC. FIRST GOTHENBURG BANCSHARES, INC. FIRST GUARANTY BANCSHARES, INC. FIRST GUARANTY BANCSHARES, INC. FIRST HORIZON NATIONAL CORPORATION FIRST HORIZON NATIONAL CORPORATION FIRST HORIZON NATIONAL CORPORATION FIRST INDEPENDENCE CORPORATION FIRST INDEPENDENCE CORPORATION FIRST INDEPENDENCE CORPORATION FIRST INDEPENDENCE CORPORATION FIRST INTERCONTINENTAL BANK FIRST INTERCONTINENTAL BANK FIRST INTERCONTINENTAL BANK FIRST LITCHFIELD FINANCIAL CORPORATION FIRST LITCHFIELD FINANCIAL CORPORATION FIRST M&F CORPORATION FIRST M&F CORPORATION FIRST M&F CORPORATION FIRST MANITOWOC BANCORP, INC. FIRST MANITOWOC BANCORP, INC. FIRST MARKET BANK, FSB / UNION FIRST MARKET BANKSHARES CORPORATION FIRST MARKET BANK, FSB / UNION FIRST MARKET BANKSHARES CORPORATION FIRST MENASHA BANCSHARES, INC. FIRST MENASHA BANCSHARES, INC. FIRST MERCHANTS CORPORATION FIRST MERCHANTS CORPORATION FIRST MERCHANTS CORPORATION FIRST MIDWEST BANCORP, INC. FIRST MIDWEST BANCORP, INC. FIRST MIDWEST BANCORP, INC. FIRST NATIONAL CORPORATION FIRST NATIONAL CORPORATION FIRST NBC BANK HOLDING COMPANY FIRST NBC BANK HOLDING COMPANY FIRST NIAGARA FINANCIAL GROUP FIRST NIAGARA FINANCIAL GROUP FIRST NIAGARA FINANCIAL GROUP FIRST NORTHERN COMMUNITY BANCORP FIRST NORTHERN COMMUNITY BANCORP FIRST NORTHERN COMMUNITY BANCORP FIRST PACTRUST BANCORP, INC. FIRST PACTRUST BANCORP, INC. FIRST PACTRUST BANCORP, INC. FIRST PLACE FINANCIAL CORP. FIRST PLACE FINANCIAL CORP. FIRST PRIORITY FINANCIAL CORP. FIRST PRIORITY FINANCIAL CORP. FIRST PRIORITY FINANCIAL CORP. FIRST PRIORITY FINANCIAL CORP. FIRST PRIORITY FINANCIAL CORP. FIRST RELIANCE BANCSHARES, INC. FIRST RELIANCE BANCSHARES, INC. FIRST RELIANCE BANCSHARES, INC. FIRST RESOURCE BANK FIRST RESOURCE BANK FIRST RESOURCE BANK FIRST SECURITY GROUP, INC. FIRST SECURITY GROUP, INC. FIRST SOUND BANK FIRST SOUND BANK FIRST SOUTH BANCORP, INC. FIRST SOUTH BANCORP, INC. FIRST SOUTH BANCORP, INC. FIRST SOUTHERN BANCORP, INC. FIRST SOUTHERN BANCORP, INC. FIRST SOUTHWEST BANCORPORATION, INC. FIRST SOUTHWEST BANCORPORATION, INC. FIRST SOUTHWEST BANCORPORATION, INC. FIRST SOUTHWEST BANCORPORATION, INC. FIRST SOUTHWEST BANCORPORATION, INC. FIRST TEXAS BHC, INC. FIRST TEXAS BHC, INC. FIRST TRUST CORPORATION FIRST TRUST CORPORATION FIRST TRUST CORPORATION FIRST ULB CORP. FIRST ULB CORP. FIRST UNITED CORPORATION FIRST UNITED CORPORATION FIRST UNITED CORPORATION FIRST UNITED CORPORATION FIRST UNITED CORPORATION FIRST VERNON BANCSHARES, INC. FIRST VERNON BANCSHARES, INC. FIRST WESTERN FINANCIAL, INC. FIRST WESTERN FINANCIAL, INC. FIRST WESTERN FINANCIAL, INC. FIRST WESTERN FINANCIAL, INC. FIRST WESTERN FINANCIAL, INC. FIRST WESTERN FINANCIAL, INC. FIRST WESTERN FINANCIAL, INC. FIRSTBANK CORPORATION FIRSTBANK CORPORATION FIRSTBANK CORPORATION FIRSTMERIT CORPORATION FIRSTMERIT CORPORATION FIRSTMERIT CORPORATION FLAGSTAR BANCORP, INC. FLAGSTAR BANCORP, INC. FLAGSTAR BANCORP, INC. FLAGSTAR BANCORP, INC. FLAGSTAR BANCORP, INC. FLAGSTAR BANCORP, INC. FLORIDA BANK GROUP, INC. FLORIDA BANK GROUP, INC. FLORIDA BUSINESS BANCGROUP, INC. FLORIDA BUSINESS BANCGROUP, INC. FLUSHING FINANCIAL CORPORATION GASTONIA ELIZABETHTOWN ELIZABETHTOWN ELIZABETHTOWN ELIZABETHTOWN LEBANON LEBANON LEBANON GOTHENBURG GOTHENBURG GOTHENBURG GOTHENBURG HAMMOND HAMMOND MEMPHIS MEMPHIS MEMPHIS DETROIT DETROIT DETROIT DETROIT DORAVILLE DORAVILLE DORAVILLE LITCHFIELD LITCHFIELD KOSCIUSKO KOSCIUSKO KOSCIUSKO MANITOWOC MANITOWOC RICHMOND RICHMOND NEENAH NEENAH MUNCIE MUNCIE MUNCIE ITASCA ITASCA ITASCA STRASBURG STRASBURG NEW ORLEANS NEW ORLEANS LOCKPORT LOCKPORT LOCKPORT DIXON DIXON DIXON CHULA VISTA CHULA VISTA CHULA VISTA WARREN WARREN MALVERN MALVERN MALVERN MALVERN MALVERN FLORENCE FLORENCE FLORENCE EXTON EXTON EXTON CHATTANOOGA CHATTANOOGA SEATTLE SEATTLE LEXINGTON LEXINGTON LEXINGTON BOCA RATON BOCA RATON ALAMOSA ALAMOSA ALAMOSA ALAMOSA ALAMOSA FORT WORTH FORT WORTH NEW ORLEANS NEW ORLEANS NEW ORLEANS OAKLAND OAKLAND OAKLAND OAKLAND OAKLAND OAKLAND OAKLAND VERNON VERNON DENVER DENVER DENVER DENVER DENVER DENVER DENVER ALMA ALMA ALMA AKRON AKRON AKRON TROY TROY TROY TROY TROY TROY TAMPA TAMPA TAMPA TAMPA LAKE SUCCESS NC KY KY KY KY TN TN TN NE NE NE NE LA LA TN TN TN MI MI MI MI GA GA GA CT CT MS MS MS WI WI VA VA WI WI IN IN IN IL IL IL VA VA LA LA NY NY NY CA CA CA CA CA CA OH OH PA PA PA PA PA SC SC SC PA PA PA TN TN WA WA TN TN TN FL FL CO CO CO CO CO TX TX LA LA LA CA CA MD MD MD MD MD AL AL CO CO CO CO CO CO CO MI MI MI OH OH OH MI MI MI MI MI MI FL FL FL FL NY 11/19/2013 1/9/2009 4/29/2013 5/31/2013 7/1/2015 12/22/2009 11/9/2012 1/11/2013 2/27/2009 10/29/2012 10/31/2012 1/11/2013 8/28/2009 9/22/2011 11/14/2008 12/22/2010 3/9/2011 8/28/2009 12/20/2012 1/11/2013 3/26/2013 3/13/2009 8/12/2013 9/12/2013 12/12/2008 4/7/2010 2/27/2009 9/29/2010 8/30/2013 1/16/2009 5/27/2009 2/6/2009 12/7/2011 2/13/2009 9/15/2011 2/20/2009 9/22/2011 11/23/2011 12/5/2008 11/23/2011 12/21/2011 3/13/2009 8/29/2012 3/20/2009 8/4/2011 11/21/2008 5/27/2009 6/24/2009 3/13/2009 9/15/2011 11/16/2011 11/21/2008 12/15/2010 1/5/2011 3/13/2009 10/29/2012 2/20/2009 12/18/2009 2/7/2013 2/8/2013 3/26/2013 3/6/2009 3/11/2013 4/9/2013 1/30/2009 12/11/2009 9/15/2011 1/9/2009 4/11/2013 12/23/2008 2/20/2013 7/17/2009 9/28/2011 11/28/2012 1/30/2009 6/16/2010 3/6/2009 3/26/2013 3/27/2013 3/28/2013 4/9/2013 3/6/2009 9/15/2011 6/5/2009 2/20/2013 3/26/2013 1/23/2009 4/22/2009 1/30/2009 12/3/2014 12/4/2014 1/9/2015 5/27/2015 6/12/2009 9/29/2010 2/6/2009 12/11/2009 8/9/2012 8/10/2012 9/11/2012 6/24/2013 7/26/2013 1/30/2009 7/3/2012 7/18/2012 1/9/2009 4/22/2009 5/27/2009 1/30/2009 3/26/2013 3/27/2013 3/28/2013 4/9/2013 6/12/2013 7/24/2009 8/14/2013 2/20/2009 9/22/2011 12/19/2008 Preferred Stock w/ Warrants $20,000,000.00 $0.00 $815,100.00 2,964 $275.00 ($2,148,900.00) $10,842,200.00 20,000 $542.11 ($9,157,800.00) $12,336,278.00 Sold, in full; warrants not outstanding ($108,422.00) Preferred Stock w/ Exercised Warrants $8,700,000.00 $0.00 $2,500.00 215,983 $9,522,346.17 Sold, in full; warrants not outstanding $8,025,750.00 8,700 $922.50 ($674,250.00) $256,118.75 261 29 7,541 $910.31 $910.31 ($2,601.01) ($676,352.29) $362,118.92 379 $20,699,000.00 2,070 $10,000.00 $1,030,000.00 103 $866,540,000.00 866,540 $1,000.00 $79,700,000.00 14,842,321 $139,320.00 320 $1,488,046.41 199,203 $4,089,510.61 513,113 $600,000.00 600 $240,000.00 240 $367,500.00 991,453 $900,000.00 1,305,230 $624,674.69 695 $892,000.00 892 $2,700,000.00 953,096 $375,000.00 352,977 $1,003,227.00 280,795 ($80,257.50) Preferred Stock w/ Exercised Warrants $7,570,000.00 $0.00 $8,702,021.25 Sold, in full; warrants not outstanding $26,398.99 $6,864,647.71 ($68,910.46) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock $20,699,000.00 $0.00 $24,059,476.66 Redeemed, in full; warrants not outstanding $866,540,000.00 $0.00 $1,037,467,405.56 Redeemed, in full; warrants not outstanding $3,223,000.00 $0.00 $2,820,256.96 Sold, in full; warrants not outstanding $2,336,675.00 3,223 $725.00 ($886,325.00) 6,398 $507.52 ($3,150,887.04) $10,000,000.00 10,000 $1,000.00 $30,000,000.00 30,000 $1,000.00 ($23,366.75) ($26,633.25) Preferred Stock w/ Exercised Warrants $6,398,000.00 $0.00 $4,118,886.85 Sold, in full; warrants not outstanding $3,247,112.96 ($25,000.00) Preferred Stock w/ Warrants $10,000,000.00 $0.00 $12,147,768.63 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $30,000,000.00 $0.00 $36,472,843.94 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $12,000,000.00 $33,900,000.00 $4,797,000.00 $116,000,000.00 $193,000,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $12,837,983.33 Redeemed, in full; warrants not outstanding $12,000,000.00 12,000 $1,000.00 $33,900,000.00 35,595 $1,000.00 $4,797,000.00 4,797 $1,000.00 $116,000,000.00 116,000 $1,000.00 $40,834,859.35 Redeemed, in full; warrants not outstanding $5,713,865.00 Redeemed, in full; warrants not outstanding $131,383,055.11 Redeemed, in full; warrants not outstanding $222,528,333.33 Redeemed, in full; warrants not outstanding $193,000,000.00 Preferred Stock w/ Exercised Warrants $13,900,000.00 $0.00 Preferred Stock w/ Warrants Preferred Stock w/ Warrants $17,836,000.00 $184,011,000.00 $17,390,000.00 $0.00 $0.00 $0.00 193,000 ($184,001.25) 13,900 $882.50 $17,836,000.00 17,836 $1,000.00 $184,011,000.00 184,011 $1,000.00 $19,300,000.00 $0.00 $191,464,618.00 Redeemed, in full; warrants not outstanding $19,943,580.33 Redeemed, in full; warrants not outstanding 17,390 $1,000.00 $22,297,560.34 Redeemed, in full; warrants not outstanding $19,300,000.00 Preferred Stock w/ Warrants ($1,633,250.00) $21,033,989.56 Redeemed, in full; warrants not outstanding $17,390,000.00 Preferred Stock w/ Warrants $1,000.00 $15,329,326.44 Sold, in full; warrants not outstanding $12,266,750.00 Preferred Stock w/ Exercised Warrants $1,695,000.00 $72,927,000.00 $0.00 $7,009,094.50 Exited bankruptcy/Receivership $4,579,000.00 $4,596,000.00 $0.00 $9,948,069.58 Sold, in full; warrants not outstanding 19,300 $1,000.00 ($72,927,000.00) Preferred Stock w/ Exercised Warrants $6,682,192.50 $1,410,831.60 7,575 1,600 $882.14 $881.77 ($892,807.50) ($189,168.40) $48,083.60 $176,633.62 49 180 15,349 $679.61 ($4,917,666.11) $624,632.45 767 $5,017,000.00 5,017 $1,000.00 $130,000.00 130 $14,912,862.00 9,941,908 $1.50 ($18,087,138.00) $3,700,000.00 7,400 $500.00 ($3,700,000.00) $13,125,000.00 $36,875,000.00 13,125,000 36,875,000 $1.00 $1.00 $2,500,000.00 2,500,000 $10,900,000.00 10,900 $1,000.00 $545,000.00 545 $315,007.00 $2,835,063.00 $1,800,040.00 350 3,150 2,000 $900.02 $900.02 $900.02 $206,048.21 $45,788.48 225 50 $13,533,000.00 13,533 $1,000.00 $677,000.00 677 $13,750,058.49 17,969,000 $0.77 $644,726.19 898,000 $4,900,000.00 4,900 $1,000.00 $245,000.00 245 $7,800,000.00 $22,200,000.00 7,800 22,200 $1,002.01 $1,002.01 $117,162.42 326,323 $245,000.00 245 $311,681.70 $39,370.32 380 48 $1,946,670.00 578,947 $5,025,000.00 952,260 $12,905.00 645,138 $475,000.00 475 ($80,930.24) Preferred Stock w/ Exercised Warrants $15,349,000.00 $0.00 $12,994,059.00 Sold, in full; warrants not outstanding $10,431,333.89 ($104,313.34) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Subordinated Debentures w/ Exercised Warrants $2,600,000.00 $2,417,000.00 $33,000,000.00 $7,400,000.00 $50,000,000.00 $0.00 $0.00 $0.00 $0.00 Preferred Stock w/ Exercised Warrants $10,900,000.00 $0.00 Preferred Stock w/ Exercised Warrants $5,500,000.00 $0.00 $5,731,793.60 Redeemed, in full; warrants not outstanding $16,315,362.00 Sold, in full; warrants not outstanding $4,030,944.44 Sold, in full; warrants not outstanding $65,432,450.94 Redeemed, in full; warrants not outstanding $12,263,468.31 Redeemed, in full; warrants not outstanding $5,359,772.59 Sold, in full; warrants not outstanding ($34,993.00) ($314,937.00) ($199,960.00) ($49,501.10) Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $13,533,000.00 $17,969,000.00 $0.00 $0.00 $16,072,389.00 Redeemed, in full; warrants not outstanding $15,304,180.50 Sold, in full; warrants not outstanding ($4,218,941.51) ($137,500.58) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $4,900,000.00 $0.00 $30,000,000.00 $0.00 $5,211,020.69 Redeemed, in full; warrants not outstanding $40,183,721.33 Sold, in full; warrants not outstanding $15,678.00 $44,622.00 ($300,603.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $6,000,000.00 $8,559,000.00 $11,881,000.00 $0.00 $0.00 $6,662,770.42 Redeemed, in full; warrants not outstanding $6,000,000.00 6,000 $1,000.00 $6,138,000.00 $62,000.00 7,920 80 $775.00 $775.00 ($1,782,000.00) ($18,000.00) 12,440 $883.78 ($1,445,760.00) 33,000 $941.01 ($1,946,670.00) $21,142,314.80 Sold, in full; warrants not outstanding ($62,000.00) $10,994,240.00 ($109,942.41) Preferred Stock w/ Warrants $33,000,000.00 $0.00 $38,185,560.05 Sold, in full; warrants not outstanding $31,053,330.00 Preferred Stock w/ Warrants $125,000,000.00 $0.00 ($465,799.95) $131,813,194.44 Redeemed, in full; warrants not outstanding $125,000,000.00 Preferred Stock w/ Warrants $266,657,000.00 $0.00 125,000 $1,000.00 $277,861,053.94 Sold, in full; warrants not outstanding $1,439,258.50 $228,401,847.00 $13,216,750.00 1,579 250,578 14,500 $911.50 $911.50 $911.50 ($139,741.50) ($22,176,153.00) ($1,283,250.00) ($2,430,578.56) Preferred Stock w/ Exercised Warrants $20,471,000.00 $0.00 Preferred Stock w/ Exercised Warrants $9,495,000.00 $0.00 $11,309,750.50 Redeemed, in full; warrants not outstanding $70,000,000.00 $0.00 $73,904,166.66 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $9,180,793.08 Sold, in full; warrants not outstanding $8,000,000.00 20,471 $390.80 $9,495,000.00 9,495 $1,000.00 ($12,471,000.00) UST0379 UST0226 UST0226 UST0846 UST0846 UST1213 UST1213 UST1010 UST1010 UST0722 UST0722 UST0179 UST0179 UST0506 UST0506 UST0506 UST1201 UST1201 UST1201 UST1201 UST1108 UST1108 UST1108 UST1108 UST1242 UST1242 UST0262 UST0262 UST1035 UST1035 UST1035 UST0263 UST0263 UST0263 UST1203 UST1203 UST0621 UST0621 UST1144 UST1144 UST1144 UST0683 UST0683 UST0683 UST0683 UST1254 UST1254 UST0017 UST0017 UST0017 UST0545 UST0545 UST1152 UST1152 UST0198 UST0198 UST1219 UST1219 UST0327 UST0327 UST0327 UST1277 UST1277 UST1277 UST1277 UST0102 UST0102 UST0102 UST0180 UST0180 UST0725 UST0725 UST0725 UST0725 UST0715 UST0715 UST0355 UST0355 UST0355 UST0355 UST0654 UST0654 UST0480 UST0480 UST1233 UST1233 UST0422 UST0422 UST0422 UST0422 UST0422 UST0422 UST1243 UST1243 UST1229 UST1229 UST0817 UST0817 UST0236 UST0236 UST0236 UST1273 UST1273 UST0629 UST0629 UST0264 UST0264 UST0264 UST0264 UST0328 UST0328 UST1328 UST1328 UST0326 UST0326 UST0326 UST0642 UST0642 UST0642 8,14,45 8,11,14 8,66,97 8,14,45 50,97 8,11,14 8,14 15 11,14,15 8,14,44 11,14,15 11 8,14 8,11,14 8 8,14 8,17,91,97 11 8,127 8,14,44 15 8,144 8,14,18,44 15 45 8,11,14 8,11,14 8 8,68,97 8,14,45 9,15,36 11 17,28,70,97 8,14,45 8,11,14 38 8,9,149,153 8,11,14 11 131 8,17 45 8,17,45 AB&T FINANCIAL CORPORATION FLUSHING FINANCIAL CORPORATION FLUSHING FINANCIAL CORPORATION FNB BANCORP FNB BANCORP FORESIGHT FINANCIAL GROUP, INC. FORESIGHT FINANCIAL GROUP, INC. FORT LEE FEDERAL SAVINGS BANK, FSB FORT LEE FEDERAL SAVINGS BANK, FSB FORTUNE FINANCIAL CORPORATION FORTUNE FINANCIAL CORPORATION FPB BANCORP, INC. FPB BANCORP, INC. FPB FINANCIAL CORP. FPB FINANCIAL CORP. FPB FINANCIAL CORP. FRANKLIN BANCORP, INC. FRANKLIN BANCORP, INC. FRANKLIN BANCORP, INC. FRANKLIN BANCORP, INC. FREEPORT BANCSHARES, INC. FREEPORT BANCSHARES, INC. FREEPORT BANCSHARES, INC. FREEPORT BANCSHARES, INC. FREMONT BANCORPORATION FREMONT BANCORPORATION FRESNO FIRST BANK FRESNO FIRST BANK FRONTIER BANCSHARES, INC FRONTIER BANCSHARES, INC FRONTIER BANCSHARES, INC FULTON FINANCIAL CORPORATION FULTON FINANCIAL CORPORATION FULTON FINANCIAL CORPORATION GATEWAY BANCSHARES, INC. GATEWAY BANCSHARES, INC. GEORGIA COMMERCE BANCSHARES, INC. GEORGIA COMMERCE BANCSHARES, INC. GEORGIA PRIMARY BANK GEORGIA PRIMARY BANK GEORGIA PRIMARY BANK GERMANTOWN CAPITAL CORPORATION GERMANTOWN CAPITAL CORPORATION GERMANTOWN CAPITAL CORPORATION GERMANTOWN CAPITAL CORPORATION GOLD CANYON BANK GOLD CANYON BANK GOLDMAN SACHS GROUP, INC. GOLDMAN SACHS GROUP, INC. GOLDMAN SACHS GROUP, INC. GOLDWATER BANK, N.A. GOLDWATER BANK, N.A. GRAND CAPITAL CORPORATION GRAND CAPITAL CORPORATION GRAND FINANCIAL CORPORATION GRAND FINANCIAL CORPORATION GRAND MOUNTAIN BANCSHARES, INC. GRAND MOUNTAIN BANCSHARES, INC. GRANDSOUTH BANCORPORATION GRANDSOUTH BANCORPORATION GRANDSOUTH BANCORPORATION GREAT RIVER HOLDING COMPANY GREAT RIVER HOLDING COMPANY GREAT RIVER HOLDING COMPANY GREAT RIVER HOLDING COMPANY GREAT SOUTHERN BANCORP GREAT SOUTHERN BANCORP GREAT SOUTHERN BANCORP GREEN BANKSHARES, INC. GREEN BANKSHARES, INC. GREEN CIRCLE INVESTMENTS, INC. GREEN CIRCLE INVESTMENTS, INC. GREEN CIRCLE INVESTMENTS, INC. GREEN CIRCLE INVESTMENTS, INC. GREEN CITY BANCSHARES, INC. GREEN CITY BANCSHARES, INC. GREER BANCSHARES INCORPORATED GREER BANCSHARES INCORPORATED GREER BANCSHARES INCORPORATED GREER BANCSHARES INCORPORATED GREGG BANCSHARES, INC. GREGG BANCSHARES, INC. GUARANTY BANCORP, INC. GUARANTY BANCORP, INC. GUARANTY CAPITAL CORPORATION GUARANTY CAPITAL CORPORATION GUARANTY FEDERAL BANCSHARES, INC. GUARANTY FEDERAL BANCSHARES, INC. GUARANTY FEDERAL BANCSHARES, INC. GUARANTY FEDERAL BANCSHARES, INC. GUARANTY FEDERAL BANCSHARES, INC. GUARANTY FEDERAL BANCSHARES, INC. GULFSOUTH PRIVATE BANK GULFSOUTH PRIVATE BANK GULFSTREAM BANCSHARES, INC. GULFSTREAM BANCSHARES, INC. HAMILTON STATE BANCSHARES, INC. HAMILTON STATE BANCSHARES, INC. HAMPTON ROADS BANKSHARES, INC. / XENITH BANKSHARES, INC. HAMPTON ROADS BANKSHARES, INC. / XENITH BANKSHARES, INC. HAMPTON ROADS BANKSHARES, INC. / XENITH BANKSHARES, INC. HARBOR BANKSHARES CORPORATION HARBOR BANKSHARES CORPORATION HAVILAND BANCSHARES, INC. HAVILAND BANCSHARES, INC. HAWTHORN BANCSHARES, INC. HAWTHORN BANCSHARES, INC. HAWTHORN BANCSHARES, INC. HAWTHORN BANCSHARES, INC. HCSB FINANCIAL CORPORATION HCSB FINANCIAL CORPORATION HEARTLAND BANCSHARES, INC. HEARTLAND BANCSHARES, INC. HEARTLAND FINANCIAL USA, INC. HEARTLAND FINANCIAL USA, INC. HEARTLAND FINANCIAL USA, INC. HERITAGE BANKSHARES, INC. HERITAGE BANKSHARES, INC. HERITAGE BANKSHARES, INC. GASTONIA LAKE SUCCESS LAKE SUCCESS SOUTH SAN FRANCISCO SOUTH SAN FRANCISCO ROCKFORD ROCKFORD FORT LEE FORT LEE ARNOLD ARNOLD PORT ST. LUCIE PORT ST. LUCIE HAMMOND HAMMOND HAMMOND WASHINGTON WASHINGTON WASHINGTON WASHINGTON FREEPORT FREEPORT FREEPORT FREEPORT FREMONT FREMONT FRESNO FRESNO AUSTIN AUSTIN AUSTIN LANCASTER LANCASTER LANCASTER RINGGOLD RINGGOLD ATLANTA ATLANTA ATLANTA ATLANTA ATLANTA GERMANTOWN GERMANTOWN GERMANTOWN GERMANTOWN GOLD CANYON GOLD CANYON NEW YORK NEW YORK NEW YORK SCOTTSDALE SCOTTSDALE TULSA TULSA HATTIESBURG HATTIESBURG GRANBY GRANBY GREENVILLE GREENVILLE GREENVILLE BAXTER BAXTER BAXTER BAXTER SPRINGFIELD SPRINGFIELD SPRINGFIELD GREENEVILLE GREENEVILLE CLIVE CLIVE CLIVE CLIVE GREEN CITY GREEN CITY GREER GREER GREER GREER OZARK OZARK WOODSVILLE WOODSVILLE BELZONI BELZONI SPRINGFIELD SPRINGFIELD SPRINGFIELD SPRINGFIELD SPRINGFIELD SPRINGFIELD DESTIN DESTIN STUART STUART HOSCHTON HOSCHTON NORFOLK NORFOLK NORFOLK BALTIMORE BALTIMORE HAVILAND HAVILAND LEE'S SUMMIT LEE'S SUMMIT LEE'S SUMMIT LEE'S SUMMIT LORIS LORIS FRANKLIN FRANKLIN DUBUQUE DUBUQUE DUBUQUE NORFOLK NORFOLK NORFOLK NC NY NY CA CA IL IL NJ NJ MO MO FL FL LA LA LA MO MO MO MO IL IL IL IL CA CA CA CA TX TX TX PA PA PA GA GA GA GA GA GA GA TN TN TN TN AZ AZ NY NY NY AZ AZ OK OK MS MS CO CO SC SC SC MN MN MN MN MO MO MO TN TN IA IA IA IA MO MO SC SC SC SC MO MO NH NH MS MS MO MO MO MO MO MO FL FL FL FL GA GA VA VA VA MD MD KS KS MO MO MO MO SC SC IN IN IA IA IA VA VA VA 11/19/2013 10/28/2009 12/30/2009 2/27/2009 9/15/2011 5/15/2009 12/11/2012 5/22/2009 4/20/2012 4/3/2009 9/15/2011 12/5/2008 7/15/2011 1/23/2009 12/16/2009 6/16/2010 5/22/2009 11/9/2012 11/13/2012 1/11/2013 5/8/2009 4/11/2014 4/14/2014 7/18/2014 6/26/2009 7/25/2012 1/23/2009 11/1/2012 4/24/2009 11/24/2009 10/6/2010 12/23/2008 7/14/2010 9/8/2010 5/8/2009 4/13/2012 2/6/2009 2/16/2011 5/1/2009 2/10/2014 3/19/2014 3/6/2009 10/29/2012 10/31/2012 1/11/2013 6/26/2009 4/5/2013 10/28/2008 6/17/2009 7/22/2009 1/30/2009 9/21/2015 4/24/2009 9/8/2011 9/25/2009 7/8/2015 5/29/2009 9/7/2017 1/9/2009 12/11/2009 9/8/2011 7/17/2009 4/11/2014 4/14/2014 7/18/2014 12/5/2008 8/18/2011 9/21/2011 12/23/2008 9/7/2011 2/27/2009 11/14/2012 1/23/2013 4/24/2013 2/27/2009 7/14/2010 1/30/2009 3/19/2014 6/11/2014 7/23/2014 2/13/2009 7/13/2012 2/20/2009 9/15/2011 9/25/2009 7/30/2010 1/30/2009 6/13/2012 4/26/2013 4/29/2013 5/15/2013 5/31/2013 9/25/2009 10/19/2012 6/26/2009 8/18/2011 2/20/2009 4/13/2011 12/31/2008 4/14/2014 9/13/2017 7/17/2009 1/16/2019 3/13/2009 12/29/2010 12/19/2008 5/9/2012 5/15/2013 6/12/2013 3/6/2009 4/11/2016 9/11/2009 7/17/2012 12/19/2008 9/15/2011 9/28/2011 9/25/2009 3/16/2011 8/11/2011 $815,100.00 $70,000,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $12,000,000.00 $15,000,000.00 $1,300,000.00 $0.00 $0.00 $0.00 2,964 70,000 $275.00 $1,000.00 ($2,148,900.00) $900,000.00 375,806 $14,267,700.00 Redeemed, in full; warrants not outstanding $12,000,000.00 12,000 $1,000.00 $600,000.00 600 $15,000,000.00 15,000 $1,000.00 $750,000.00 750 $155,000.00 155 $162,000.00 162 $126,798.62 $45,188.88 188 67 $84,514.33 $42,257.17 100,000 50,000 $18,670,291.67 Redeemed, in full; warrants not outstanding $87,184.85 Exited bankruptcy/Receivership ($1,300,000.00) Preferred Stock w/ Exercised Warrants $3,100,000.00 $0.00 $3,668,927.67 Redeemed, in full; warrants not outstanding $3,100,000.00 Preferred Stock w/ Warrants $5,800,000.00 $0.00 3,100 $1,000.00 $273,888.89 Currently Not Collectible ($5,800,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $3,240,000.00 $5,097,000.00 $0.00 $0.00 $3,623,721.50 Redeemed, in full; warrants not outstanding $1,000,000.00 $2,240,000.00 1,000 2,240 $1,000.00 $1,000.00 $594,550.00 $2,629,302.50 940 4,157 $632.50 $632.50 2,800,000 200,000 $1.01 $1.01 $35,000,000.00 35,000,000 $1.00 $1,750,000.00 1,750,000 $1,968,000.00 1,968 $1,000.00 $98,000.00 98 $1,600,000.00 $1,400,000.00 1,600,000 1,400,000 $1.00 $1.00 $150,000.00 150,000 $376,500,000.00 376,500 $1,000.00 $10,800,000.00 5,509,756 $4,336,183.67 Sold, in full; warrants not outstanding ($345,450.00) ($1,527,697.50) ($25,000.00) Subordinated Debentures w/ Exercised Warrants $3,000,000.00 $0.00 $4,363,022.95 Sold, in full; warrants not outstanding $2,800,000.00 $200,000.00 $18,228.00 $1,302.00 ($25,000.00) Subordinated Debentures w/ Exercised Warrants $35,000,000.00 $0.00 $45,796,066.36 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,968,000.00 $0.00 $2,437,100.33 Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants $3,000,000.00 $0.00 $3,408,191.65 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $376,500,000.00 $0.00 $416,635,625.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $6,000,000.00 $0.00 $7,260,794.87 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $8,700,000.00 $0.00 $10,096,470.83 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $4,500,000.00 $0.00 $6,000,000.00 6,000 $1,000.00 $300,000.00 300 $8,700,000.00 8,700 $1,000.00 $435,000.00 435 4,500 $345.81 ($2,943,855.00) $45,312.50 225 29 4,938 $910.13 $910.13 ($2,606.23) ($443,778.06) $214,595.28 248 $1,100,000,000.00 12,205,045 $1,576,457.50 Sold, in full; warrants not outstanding $1,556,145.00 ($25,000.00) Preferred Stock w/ Exercised Warrants $4,967,000.00 $0.00 $5,699,100.75 Sold, in full; warrants not outstanding $26,393.77 $4,494,221.94 ($25,000.00) Preferred Stock w/ Exercised Warrants $1,607,000.00 $0.00 $53,859.52 Exited bankruptcy/Receivership ($1,607,000.00) Preferred Stock w/ Warrants $10,000,000,000.00 $0.00 $11,418,055,555.44 Redeemed, in full; warrants not outstanding $10,000,000,000.00 Preferred Stock w/ Exercised Warrants $2,568,000.00 $0.00 $1,493,750.00 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $4,000,000.00 $0.00 $4,717,144.78 Redeemed, in full; warrants not outstanding Subordinated Debentures w/ Exercised Warrants $2,443,320.00 $0.00 $3,868,471.61 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,076,000.00 $0.00 $3,928,001.30 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $9,000,000.00 $6,319,000.00 $0.00 Subordinated Debentures w/ Exercised Warrants $8,400,000.00 $0.00 10,000,000 $1,000.00 $1,348,000.00 2,568 $524.92 ($1,220,000.00) $4,000,000.00 4,000 $1,000.00 $200,000.00 200 $2,443,320.00 2,443,320 $1.00 $122,000.00 122,000 $3,076,000.00 2,310,589 $1.70 $15,319,000.00 15,319 $1,000.00 $450,000.00 450 $4,800,000.00 $3,600,000.00 4,800,000 3,600,000 $1.19 $1.19 $626,007.69 420,000 58,000 $1,000.00 $6,436,364.00 909,091 $852,001.30 $17,625,917.08 Redeemed, in full; warrants not outstanding $11,306,571.15 Sold, in full; warrants not outstanding $926,400.00 $694,800.00 ($100,212.00) Preferred Stock w/ Warrants $58,000,000.00 $0.00 $72,274,419.56 Redeemed, in full; warrants not outstanding $58,000,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $72,278,000.00 $0.00 $2,400,000.00 $0.00 $74,642,857.78 Sold, in full; warrants not outstanding $68,700,000.00 72,278 $950.50 ($3,578,000.00) $800,000.00 $800,000.00 $800,000.00 800 800 800 $1,000.00 $1,000.00 $1,000.00 $120,000.00 120 $651,000.00 651 $1,000.00 $33,000.00 33 $3,150,000.00 $1,980,000.00 $4,863,000.00 3,150 1,980 4,863 $1,000.00 $1,000.00 $1,000.00 $500,000.00 500 $346,000.00 346 $2,003,250.00 459,459 $3,036,021.12 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $651,000.00 $0.00 $733,037.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $9,993,000.00 $0.00 $13,693,111.07 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $825,000.00 $0.00 $45,190.00 Currently Not Collectible Preferred Stock w/ Exercised Warrants $6,920,000.00 $0.00 $8,235,040.33 Redeemed, in full; warrants not outstanding Subordinated Debentures $14,000,000.00 $0.00 $14,913,299.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $17,000,000.00 $0.00 $21,887,871.44 Sold, in full; warrants not outstanding ($825,000.00) $6,920,000.00 6,920 $1,000.00 $14,000,000.00 14,000,000 $1.00 $5,000,000.00 $96,750.00 $11,513,250.00 5,000 100 11,900 $1,000.00 $967.50 $967.50 ($3,250.00) ($386,750.00) ($116,100.00) Preferred Stock w/ Exercised Warrants $7,500,000.00 $0.00 $757,380.08 Exited bankruptcy/Receivership Preferred Stock w/ Exercised Warrants $7,500,000.00 $0.00 $8,751,541.63 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $7,000,000.00 $0.00 $8,169,165.89 Redeemed, in full; warrants not outstanding $80,347,000.00 $0.00 $7,461,608.79 Sold, in full; warrants not outstanding ($7,500,000.00) Preferred Stock w/ Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $6,800,000.00 $425,000.00 $30,255,000.00 $12,895,000.00 $7,000,000.00 $81,698,000.00 $10,103,000.00 $5,308,193.11 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $7,500,000.00 7,500 $1,000.00 $375,000.00 375 $7,000,000.00 280 $25,000.00 $350,000.00 35 $3,279,764.54 2,089,022 $1.57 $1,671,000.00 75,763 $21,000.00 21 $540,000.00 287,134 $248,000.00 248 $1,800,000.00 609,687 $303,000.00 303 ($77,067,235.46) $3,555,361.24 Sold, in part; warrants not outstanding $999,999.77 1,204,819 $0.83 $425,000.00 425 $1,000.00 $12,000,000.00 $18,255,000.00 12,000 18,255 $1,000.00 $1,000.00 ($491,807.12) $487,524.22 Redeemed, in full; warrants not outstanding $36,849,504.67 Redeemed, in full; warrants not outstanding $1,219,652.00 Sold, in full; warrants not outstanding $128,950.00 12,895 $10.00 $7,000,000.00 7,000 $1,000.00 $81,698,000.00 81,698 $1,000.00 ($12,766,050.00) $8,321,471.08 Redeemed, in full; warrants not outstanding $94,686,087.22 Redeemed, in full; warrants not outstanding $11,353,284.46 Redeemed, in full; warrants not outstanding $2,606,000.00 $7,497,000.00 2,606 7,497 $1,000.00 $1,000.00 UST0379 UST0055 UST0055 UST0055 UST0069 UST0069 UST0069 UST0607 UST0607 UST0607 UST0010 UST0010 UST0010 UST0688 UST0688 UST0688 UST0780 UST0780 UST0578 UST0578 UST0295 UST0295 UST0295 UST0295 UST0295 UST0295 UST0086 UST0086 UST0086 UST0756 UST0756 UST0656 UST0656 UST0656 UST0656 UST0656 UST0931 UST0931 UST0931 UST0109 UST0109 UST0109 UST0176 UST0176 UST0176 UST0176 UST0818 UST0818 UST1160 UST1160 UST1160 UST0028 UST0028 UST0028 UST0689 UST0689 UST0689 UST0689 UST0881 UST0881 UST0881 UST0881 UST1163 UST1163 UST0081 UST0081 UST0081 UST0960 UST0960 UST0801 UST0801 UST0485 UST0485 UST0396 UST0396 UST1173 UST1173 UST1173 UST0203 UST0203 UST0268 UST0268 UST0268 UST0182 UST0182 UST0928 UST0928 UST0119 UST0119 UST0855 UST0855 UST0062 UST0062 UST0062 UST0136 UST0136 UST0136 UST0136 UST0136 UST0316 UST0316 UST0316 UST0316 UST1142 UST1142 UST0029 UST0029 UST0029 UST0472 UST0472 UST0030 UST0030 UST0030 UST0710 UST0710 UST1294 UST1294 UST1294 UST0526 11 11,16 11 11 8,18,21,44 8,111 8,11,14 11 8 8,14 8,17 11 11,45 8,14,44 8,11,14,18 11 8,14 8,17 9,15,36 12,16 8,14 8,10,11 8,14,44 8,108 8,14,18,44 8 11 29 8,22,92,97 11 22,52,97 115 11 15,71,97 11 8,14,44 11 8 8,14 8,11,14,18,36 AB&T FINANCIAL CORPORATION HERITAGE COMMERCE CORP. HERITAGE COMMERCE CORP. HERITAGE COMMERCE CORP. HERITAGE FINANCIAL CORPORATION HERITAGE FINANCIAL CORPORATION HERITAGE FINANCIAL CORPORATION HERITAGE OAKS BANCORP HERITAGE OAKS BANCORP HERITAGE OAKS BANCORP HF FINANCIAL CORP. HF FINANCIAL CORP. HF FINANCIAL CORP. HIGHLANDS BANCORP, INC. HIGHLANDS BANCORP, INC. HIGHLANDS BANCORP, INC. HIGHLANDS INDEPENDENT BANCSHARES, INC. HIGHLANDS INDEPENDENT BANCSHARES, INC. HILLTOP COMMUNITY BANCORP, INC. HILLTOP COMMUNITY BANCORP, INC. HMN FINANCIAL, INC. HMN FINANCIAL, INC. HMN FINANCIAL, INC. HMN FINANCIAL, INC. HMN FINANCIAL, INC. HMN FINANCIAL, INC. HOME BANCSHARES, INC. HOME BANCSHARES, INC. HOME BANCSHARES, INC. HOMETOWN BANCORP OF ALABAMA, INC. HOMETOWN BANCORP OF ALABAMA, INC. HOMETOWN BANCSHARES, INC. HOMETOWN BANCSHARES, INC. HOMETOWN BANCSHARES, INC. HOMETOWN BANCSHARES, INC. HOMETOWN BANCSHARES, INC. HOMETOWN BANKSHARES CORPORATION HOMETOWN BANKSHARES CORPORATION HOMETOWN BANKSHARES CORPORATION HOPFED BANCORP HOPFED BANCORP HOPFED BANCORP HORIZON BANCORP HORIZON BANCORP HORIZON BANCORP HORIZON BANCORP HOWARD BANCORP, INC. HOWARD BANCORP, INC. HPK FINANCIAL CORPORATION HPK FINANCIAL CORPORATION HPK FINANCIAL CORPORATION HUNTINGTON BANCSHARES HUNTINGTON BANCSHARES HUNTINGTON BANCSHARES HYPERION BANK HYPERION BANK HYPERION BANK HYPERION BANK IA BANCORP, INC / INDUS AMERICAN BANK IA BANCORP, INC / INDUS AMERICAN BANK IA BANCORP, INC / INDUS AMERICAN BANK IA BANCORP, INC / INDUS AMERICAN BANK IBC BANCORP, INC. IBC BANCORP, INC. IBERIABANK CORPORATION IBERIABANK CORPORATION IBERIABANK CORPORATION IBT BANCORP, INC. IBT BANCORP, INC. IBW FINANCIAL CORPORATION IBW FINANCIAL CORPORATION ICB FINANCIAL ICB FINANCIAL IDAHO BANCORP IDAHO BANCORP ILLINOIS STATE BANCORP, INC. ILLINOIS STATE BANCORP, INC. ILLINOIS STATE BANCORP, INC. INDEPENDENCE BANK INDEPENDENCE BANK INDEPENDENT BANK CORP. INDEPENDENT BANK CORP. INDEPENDENT BANK CORP. INDEPENDENT BANK CORPORATION INDEPENDENT BANK CORPORATION INDIANA BANK CORP. INDIANA BANK CORP. INDIANA COMMUNITY BANCORP INDIANA COMMUNITY BANCORP INTEGRA BANK CORPORATION INTEGRA BANK CORPORATION INTERMOUNTAIN COMMUNITY BANCORP INTERMOUNTAIN COMMUNITY BANCORP INTERMOUNTAIN COMMUNITY BANCORP INTERNATIONAL BANCSHARES CORPORATION INTERNATIONAL BANCSHARES CORPORATION INTERNATIONAL BANCSHARES CORPORATION INTERNATIONAL BANCSHARES CORPORATION INTERNATIONAL BANCSHARES CORPORATION INTERVEST BANCSHARES CORPORATION INTERVEST BANCSHARES CORPORATION INTERVEST BANCSHARES CORPORATION INTERVEST BANCSHARES CORPORATION INVESTORS FINANCIAL CORPORATION OF PETTIS COUNTY, INC. INVESTORS FINANCIAL CORPORATION OF PETTIS COUNTY, INC. JPMORGAN CHASE & CO. JPMORGAN CHASE & CO. JPMORGAN CHASE & CO. KATAHDIN BANKSHARES CORP. KATAHDIN BANKSHARES CORP. KEYCORP KEYCORP KEYCORP KIRKSVILLE BANCORP, INC. KIRKSVILLE BANCORP, INC. KS BANCORP, INC KS BANCORP, INC KS BANCORP, INC LAFAYETTE BANCORP, INC. GASTONIA SAN JOSE SAN JOSE SAN JOSE OLYMPIA OLYMPIA OLYMPIA PASO ROBLES PASO ROBLES PASO ROBLES SIOUX FALLS SIOUX FALLS SIOUX FALLS VERNON VERNON VERNON SEBRING SEBRING SUMMIT SUMMIT ROCHESTER ROCHESTER ROCHESTER ROCHESTER ROCHESTER ROCHESTER CONWAY CONWAY CONWAY ONEONTA ONEONTA CORBIN CORBIN CORBIN CORBIN CORBIN ROANOKE ROANOKE ROANOKE HOPKINSVILLE HOPKINSVILLE HOPKINSVILLE MICHIGAN CITY MICHIGAN CITY MICHIGAN CITY MICHIGAN CITY ELLICOTT CITY ELLICOTT CITY CHICAGO CHICAGO CHICAGO COLUMBUS COLUMBUS COLUMBUS PHILADELPHIA PHILADELPHIA PHILADELPHIA PHILADELPHIA ISELIN ISELIN ISELIN ISELIN CHICAGO CHICAGO LAFAYETTE LAFAYETTE LAFAYETTE IRVING IRVING WASHINGTON WASHINGTON ONTARIO ONTARIO BOISE BOISE CHICAGO CHICAGO CHICAGO EAST GREENWICH EAST GREENWICH ROCKLAND ROCKLAND ROCKLAND IONIA IONIA DANA DANA COLUMBUS COLUMBUS EVANSVILLE EVANSVILLE SANDPOINT SANDPOINT SANDPOINT LAREDO LAREDO LAREDO LAREDO LAREDO NEW YORK NEW YORK NEW YORK NEW YORK SEDALIA SEDALIA NEW YORK NEW YORK NEW YORK HOULTON HOULTON CLEVELAND CLEVELAND CLEVELAND KIRKSVILLE KIRKSVILLE SMITHFIELD SMITHFIELD SMITHFIELD OXFORD NC CA CA CA WA WA WA CA CA CA SD SD SD NJ NJ NJ FL FL NJ NJ MN MN MN MN MN MN AR AR AR AL AL KY KY KY KY KY VA VA VA KY KY KY IN IN IN IN MD MD IL IL IL OH OH OH PA PA PA PA NJ NJ NJ NJ IL IL LA LA LA TX TX DC DC CA CA ID ID IL IL IL RI RI MA MA MA MI MI IN IN IN IN IN IN ID ID ID TX TX TX TX TX NY NY NY NY MO MO NY NY NY ME ME OH OH OH MO MO NC NC NC MS 11/19/2013 11/21/2008 3/7/2012 6/10/2013 11/21/2008 12/22/2010 8/17/2011 3/20/2009 7/17/2013 8/7/2013 11/21/2008 6/3/2009 6/30/2009 5/8/2009 12/22/2009 9/22/2011 3/6/2009 10/24/2014 1/30/2009 4/21/2010 12/23/2008 2/7/2013 2/8/2013 3/26/2013 5/26/2015 5/28/2015 1/16/2009 7/6/2011 7/27/2011 2/20/2009 8/28/2013 2/13/2009 11/28/2012 11/30/2012 1/11/2013 3/26/2013 9/18/2009 10/31/2012 1/11/2013 12/12/2008 12/19/2012 1/16/2013 12/19/2008 11/10/2010 8/25/2011 11/23/2011 2/27/2009 9/22/2011 5/1/2009 11/13/2009 12/11/2012 11/14/2008 12/22/2010 1/19/2011 2/6/2009 12/20/2012 1/11/2013 3/26/2013 9/18/2009 3/14/2014 3/17/2014 4/25/2014 5/15/2009 9/10/2010 12/5/2008 3/31/2009 5/20/2009 3/27/2009 6/12/2013 3/13/2009 9/3/2010 3/6/2009 11/1/2012 1/16/2009 4/24/2014 5/22/2009 12/29/2009 9/22/2011 1/9/2009 10/16/2013 1/9/2009 4/22/2009 5/27/2009 12/12/2008 8/30/2013 4/24/2009 4/9/2013 12/12/2008 9/12/2012 2/27/2009 7/29/2011 12/19/2008 11/20/2013 10/31/2014 12/23/2008 7/11/2012 11/1/2012 11/28/2012 6/11/2013 12/23/2008 6/24/2013 7/26/2013 9/3/2014 5/8/2009 10/19/2012 10/28/2008 6/17/2009 12/16/2009 1/30/2009 8/18/2011 11/14/2008 3/30/2011 4/20/2011 3/20/2009 3/19/2014 8/21/2009 11/30/2012 1/11/2013 2/20/2009 Preferred Stock w/ Warrants Preferred Stock w/ Warrants $40,000,000.00 $24,000,000.00 $0.00 $0.00 $815,100.00 2,964 $275.00 $40,000,000.00 40,000 $1,000.00 $46,901,266.80 Redeemed, in full; warrants not outstanding $21,000,000.00 $0.00 24,000 $25,000,000.00 $0.00 21,000 $450,000.00 138,037 $1,575,000.00 611,650 $650,000.00 302,419 $155,000.00 155 $200,000.00 200 $1,843,194.00 $3,686,388.00 277,778 555,555 $1,300,000.00 158,472 $163,000.00 163 $1,000.00 $1,000.00 $26,316,666.67 Redeemed, in full; warrants not outstanding $25,000,000.00 Preferred Stock w/ Exercised Warrants $3,091,000.00 $2,359,000.00 $0.00 $6,211,926.79 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $6,700,000.00 $0.00 $6,165,312.00 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $4,000,000.00 $0.00 $4,467,049.67 Redeemed, in full; warrants not outstanding $26,000,000.00 $0.00 Preferred Stock w/ Warrants 462,963 $27,241,335.26 Redeemed, in full; warrants not outstanding $21,000,000.00 Preferred Stock w/ Warrants $140,000.00 $26,953,333.33 Redeemed, in full; warrants not outstanding $24,000,000.00 Preferred Stock w/ Warrants ($2,148,900.00) 25,000 $1,000.00 $5,450,000.00 5,450 $1,000.00 $5,547,600.00 6,700 $828.00 $4,000,000.00 4,000 $1,000.00 $2,561,325.00 $16,197,675.00 3,550 22,450 $721.50 $721.50 ($1,152,400.00) $26,563,769.78 Sold, in full; warrants not outstanding ($988,675.00) ($6,252,325.00) ($187,590.00) Preferred Stock w/ Warrants $50,000,000.00 $0.00 $57,480,555.56 Redeemed, in full; warrants not outstanding $50,000,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $3,250,000.00 $1,900,000.00 $0.00 $0.00 50,000 $1,000.00 $4,214,202.31 Redeemed, in full; warrants not outstanding $3,250,000.00 3,250 $1,000.00 $608,170.50 $1,183,339.50 645 1,255 $942.90 $942.90 ($36,829.50) ($71,660.50) $70,095.00 95 10,000 $918.50 ($815,000.00) $315,461.52 374 18,400 $1,000.00 $256,257.00 253,666 $1,750,551.00 212,188 $2,229,801.03 Sold, in full; warrants not outstanding ($17,915.11) ($7,084.89) Preferred Stock w/ Exercised Warrants $10,000,000.00 $0.00 $11,111,011.94 Sold, in full; warrants not outstanding $9,185,000.00 ($91,850.00) Preferred Stock w/ Warrants $18,400,000.00 $0.00 $22,354,145.89 Redeemed, in full; warrants not outstanding $18,400,000.00 Preferred Stock w/ Warrants $25,000,000.00 $0.00 $29,857,321.83 Redeemed, in full; warrants not outstanding $6,250,000.00 $18,750,000.00 Preferred Stock w/ Exercised Warrants $5,983,000.00 $0.00 $7,119,793.05 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $4,000,000.00 $5,000,000.00 $0.00 $10,940,554.65 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $1,398,071,000.00 $1,552,000.00 $0.00 $0.00 6,250 18,750 $1,000.00 $1,000.00 $5,983,000.00 5,983 $1,000.00 $299,000.00 299 $9,000,000.00 9,000 $1,000.00 $344,000.00 344 $1,398,071,000.00 1,398,071 $1,000.00 $49,100,000.00 23,562,994 $1,594,356,808.56 Redeemed, in full; warrants not outstanding $1,337,166.22 Sold, in full; warrants not outstanding $1,008,800.00 1,552 $650.00 ($543,200.00) $25,700.00 78 2,770 3,206 $981.11 $981.11 ($52,325.30) ($60,561.34) $186,513.52 179 $4,205,000.00 4,205,000 $1.00 $90,000,000.00 90,000 $1,000.00 $1,200,000.00 138,490 $115,000.00 115 $300,000.00 300 ($10,088.00) ($14,912.00) Preferred Stock w/ Exercised Warrants $5,976,000.00 $0.00 $6,907,223.22 Sold, in full; warrants not outstanding $2,717,674.70 $3,145,438.66 ($58,631.13) Subordinated Debentures Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $4,205,000.00 $0.00 $4,632,216.32 Redeemed, in full; warrants not outstanding $90,000,000.00 $0.00 $92,650,000.00 Redeemed, in full; warrants not outstanding $2,295,000.00 $6,000,000.00 $6,000,000.00 $6,900,000.00 $0.00 $0.00 $0.00 $0.00 $2,936,462.50 Redeemed, in full; warrants not outstanding $2,295,000.00 2,295 $1,000.00 $6,000,000.00 6,000 $1,000.00 $6,000,000.00 6,000 $1,000.00 $6,453,067.00 Redeemed, in full; warrants not outstanding $7,494,458.33 Redeemed, in full; warrants not outstanding $555,673.08 Exited bankruptcy/Receivership ($6,900,000.00) Preferred Stock w/ Exercised Warrants $6,272,000.00 $4,000,000.00 $0.00 $11,836,113.40 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,065,000.00 $0.00 $1,394,723.17 Redeemed, in full; warrants not outstanding $78,158,000.00 $0.00 $81,476,093.61 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Warrants $72,000,000.00 $0.00 $10,272,000.00 10,272 $1,000.00 $406,000.00 406 $1,065,000.00 1,065 $1,000.00 $53,000.00 53 $78,158,000.00 78,158 $1,000.00 $2,200,000.00 481,664 $1,800,000.00 188,707 $10,635.00 65,323 $4,018,511.00 1,326,238 $2,892,066.00 691,882 $936,063,469.11 88,401,697 $522,000.00 522 $70,000,000.00 35,244,361 $24,000.00 24 $140,400.00 200 $83,430,000.00 Redeemed, in full; warrants not outstanding $72,000,000.00 Preferred Stock w/ Exercised Warrants $1,312,000.00 $0.00 72,000 $1,000.00 $2,426,000.00 $165,139.00 Exited bankruptcy/Receivership ($1,312,000.00) Preferred Stock w/ Warrants $21,500,000.00 $0.00 $27,331,250.00 Redeemed, in full; warrants not outstanding $21,500,000.00 Preferred Stock w/ Warrants $83,586,000.00 $0.00 21,500 $1,000.00 $1,950,340.00 Currently Not Collectible ($83,586,000.00) Preferred Stock w/ Warrants $27,000,000.00 $0.00 $33,955,519.23 Redeemed, in full; warrants not outstanding $27,000,000.00 Preferred Stock w/ Warrants $216,000,000.00 $0.00 27,000 $261,538,649.89 Redeemed, in full; warrants not outstanding $40,000,000.00 $45,000,000.00 $131,000,000.00 Preferred Stock w/ Warrants $25,000,000.00 $0.00 $1,000.00 40,000 45,000 131,000 $1,000.00 $1,000.00 $1,000.00 $32,927,621.56 Sold, in full; warrants not outstanding $24,250,000.00 25,000 $970.00 ($750,000.00) ($242,500.00) Subordinated Debentures w/ Exercised Warrants $4,000,000.00 $0.00 $174,324.60 Currently Not Collectible ($4,000,000.00) Preferred Stock w/ Warrants $25,000,000,000.00 $0.00 $26,731,202,358.00 Redeemed, in full; warrants not outstanding 2,500,000 $25,000,000,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $10,449,000.00 $0.00 $12,423,046.75 Redeemed, in full; warrants not outstanding $2,500,000,000.00 $0.00 $2,867,222,222.22 Redeemed, in full; warrants not outstanding $470,000.00 $4,000,000.00 $0.00 $0.00 $10,449,000.00 10,449 $1,000.00 $2,500,000,000.00 25,000 $100,000.00 $622,228.44 Redeemed, in full; warrants not outstanding $470,000.00 470 $1,000.00 $3,308,000.00 4,000 $827.00 $4,137,336.64 Sold, in full; warrants not outstanding ($25,000.00) Preferred Stock w/ Exercised Warrants $1,998,000.00 $0.00 $10,000.00 $4,818,134.50 Redeemed, in full; warrants not outstanding ($692,000.00) UST0379 UST0526 UST0526 UST0343 UST0343 UST0343 UST0343 UST0343 UST0190 UST0190 UST0190 UST1303 UST1303 UST1303 UST1303 UST0302 UST0302 UST0302 UST0215 UST0215 UST0429 UST0429 UST0454 UST0454 UST0760 UST0760 UST1326 UST1326 UST0551 UST0551 UST0611 UST0611 UST0828 UST0828 UST0828 UST0091 UST0091 UST0091 UST0563 UST0563 UST0563 UST0563 UST0267 UST0267 UST0267 UST1256 UST1256 UST0160 UST0160 UST0160 UST0160 UST0803 UST0803 UST0803 UST0697 UST0697 UST0697 UST0278 UST0278 UST0278 UST0278 UST1366 UST1366 UST0423 UST0423 UST0423 UST0080 UST0080 UST0080 UST0895 UST0895 UST0895 UST0895 UST0860 UST0860 UST0860 UST0860 UST0860 UST0750 UST0750 UST0750 UST1188 UST1188 UST1188 UST1188 UST0167 UST0167 UST0167 UST0167 UST0167 UST0039 UST0039 UST1047 UST1047 UST1047 UST0049 UST0049 UST0049 UST0914 UST0914 UST0759 UST0759 UST0759 UST0449 UST0449 UST0449 UST0449 UST0517 UST0517 UST0635 UST0635 UST1164 UST1164 UST0791 UST0791 UST0791 UST0791 UST0601 UST0601 11 12 8,14 11 8,11,14 9,48,97 8,14,45 8,14,45 8,17 9,11,36 8,133 11 8 11 8,9,17 11 8 8,11,44 8,14 11 14,15 8 8 14,15 8,14 43 8 11 8,14,45 8,14,18,44 11 8,14,44 8,14,56 8,14,44 8,18 8,14 AB&T FINANCIAL CORPORATION LAFAYETTE BANCORP, INC. LAFAYETTE BANCORP, INC. LAKELAND BANCORP, INC. LAKELAND BANCORP, INC. LAKELAND BANCORP, INC. LAKELAND BANCORP, INC. LAKELAND BANCORP, INC. LAKELAND FINANCIAL CORPORATION LAKELAND FINANCIAL CORPORATION LAKELAND FINANCIAL CORPORATION LAYTON PARK FINANCIAL GROUP, INC. LAYTON PARK FINANCIAL GROUP, INC. LAYTON PARK FINANCIAL GROUP, INC. LAYTON PARK FINANCIAL GROUP, INC. LCNB CORP. LCNB CORP. LCNB CORP. LEADER BANCORP, INC. LEADER BANCORP, INC. LEGACY BANCORP, INC. LEGACY BANCORP, INC. LIBERTY BANCSHARES, INC. (AR) LIBERTY BANCSHARES, INC. (AR) LIBERTY BANCSHARES, INC. (MO) LIBERTY BANCSHARES, INC. (MO) LIBERTY BANCSHARES, INC. (TX) LIBERTY BANCSHARES, INC. (TX) LIBERTY FINANCIAL SERVICES, INC. LIBERTY FINANCIAL SERVICES, INC. LIBERTY SHARES, INC. LIBERTY SHARES, INC. LINCOLN NATIONAL CORPORATION LINCOLN NATIONAL CORPORATION LINCOLN NATIONAL CORPORATION LNB BANCORP, INC. LNB BANCORP, INC. LNB BANCORP, INC. LONE STAR BANK LONE STAR BANK LONE STAR BANK LONE STAR BANK LSB CORPORATION LSB CORPORATION LSB CORPORATION M&F BANCORP, INC. M&F BANCORP, INC. M&T BANK CORPORATION M&T BANK CORPORATION M&T BANK CORPORATION M&T BANK CORPORATION MACKINAC FINANCIAL CORPORATION MACKINAC FINANCIAL CORPORATION MACKINAC FINANCIAL CORPORATION MADISON FINANCIAL CORPORATION MADISON FINANCIAL CORPORATION MADISON FINANCIAL CORPORATION MAGNA BANK MAGNA BANK MAGNA BANK MAGNA BANK MAINLINE BANCORP, INC. MAINLINE BANCORP, INC. MAINSOURCE FINANCIAL GROUP, INC. MAINSOURCE FINANCIAL GROUP, INC. MAINSOURCE FINANCIAL GROUP, INC. MANHATTAN BANCORP MANHATTAN BANCORP MANHATTAN BANCORP MANHATTAN BANCSHARES, INC. MANHATTAN BANCSHARES, INC. MANHATTAN BANCSHARES, INC. MANHATTAN BANCSHARES, INC. MARINE BANK & TRUST COMPANY MARINE BANK & TRUST COMPANY MARINE BANK & TRUST COMPANY MARINE BANK & TRUST COMPANY MARINE BANK & TRUST COMPANY MARKET BANCORPORATION, INC. MARKET BANCORPORATION, INC. MARKET BANCORPORATION, INC. MARKET STREET BANCSHARES, INC. MARKET STREET BANCSHARES, INC. MARKET STREET BANCSHARES, INC. MARKET STREET BANCSHARES, INC. MARQUETTE NATIONAL CORPORATION MARQUETTE NATIONAL CORPORATION MARQUETTE NATIONAL CORPORATION MARQUETTE NATIONAL CORPORATION MARQUETTE NATIONAL CORPORATION MARSHALL & ILSLEY CORPORATION MARSHALL & ILSLEY CORPORATION MARYLAND FINANCIAL BANK MARYLAND FINANCIAL BANK MARYLAND FINANCIAL BANK MB FINANCIAL INC. MB FINANCIAL INC. MB FINANCIAL INC. MCLEOD BANCSHARES, INC. MCLEOD BANCSHARES, INC. MEDALLION BANK MEDALLION BANK MEDALLION BANK MERCANTILE BANK CORPORATION MERCANTILE BANK CORPORATION MERCANTILE BANK CORPORATION MERCANTILE BANK CORPORATION MERCANTILE CAPITAL CORPORATION MERCANTILE CAPITAL CORPORATION MERCHANTS & PLANTERS BANCSHARES, INC. MERCHANTS & PLANTERS BANCSHARES, INC. MERCHANTS AND MANUFACTURERS BANK CORPORATION MERCHANTS AND MANUFACTURERS BANK CORPORATION MERIDIAN BANK MERIDIAN BANK MERIDIAN BANK MERIDIAN BANK METRO CITY BANK METRO CITY BANK GASTONIA OXFORD OXFORD OAK RIDGE OAK RIDGE OAK RIDGE OAK RIDGE OAK RIDGE WARSAW WARSAW WARSAW MILWAUKEE MILWAUKEE MILWAUKEE MILWAUKEE LEBANON LEBANON LEBANON ARLINGTON ARLINGTON MILWAUKEE MILWAUKEE JONESBORO JONESBORO SPRINGFIELD SPRINGFIELD FORT WORTH FORT WORTH NEW ORLEANS NEW ORLEANS HINESVILLE HINESVILLE RADNOR RADNOR RADNOR LORAIN LORAIN LORAIN HOUSTON HOUSTON HOUSTON HOUSTON NORTH ANDOVER NORTH ANDOVER NORTH ANDOVER DURHAM DURHAM BUFFALO BUFFALO BUFFALO BUFFALO MANISTIQUE MANISTIQUE MANISTIQUE RICHMOND RICHMOND RICHMOND MEMPHIS MEMPHIS MEMPHIS MEMPHIS EBENSBURG EBENSBURG GREENSBURG GREENSBURG GREENSBURG EL SEGUNDO EL SEGUNDO EL SEGUNDO MANHATTAN MANHATTAN MANHATTAN MANHATTAN VERO BEACH VERO BEACH VERO BEACH VERO BEACH VERO BEACH NEW MARKET NEW MARKET NEW MARKET MT. VERNON MT. VERNON MT. VERNON MT. VERNON CHICAGO CHICAGO CHICAGO CHICAGO CHICAGO MILWAUKEE MILWAUKEE TOWSON TOWSON TOWSON CHICAGO CHICAGO CHICAGO SHOREWOOD SHOREWOOD SALT LAKE CITY SALT LAKE CITY SALT LAKE CITY GRAND RAPIDS GRAND RAPIDS GRAND RAPIDS GRAND RAPIDS BOSTON BOSTON TOONE TOONE JOLIET JOLIET DEVON DEVON DEVON DEVON DORAVILLE DORAVILLE NC MS MS NJ NJ NJ NJ NJ IN IN IN WI WI WI WI OH OH OH MA MA WI WI AR AR MO MO TX TX LA LA GA GA PA PA PA OH OH OH TX TX TX TX MA MA MA NC NC NY NY NY NY MI MI MI KY KY KY TN TN TN TN PA PA IN IN IN CA CA CA IL IL IL IL FL FL FL FL FL MN MN MN IL IL IL IL IL IL IL IL IL WI WI MD MD MD IL IL IL MN MN UT UT UT MI MI MI MI MA MA TN TN IL IL PA PA PA PA GA GA 11/19/2013 12/29/2009 9/29/2010 2/6/2009 8/4/2010 3/16/2011 2/8/2012 2/29/2012 2/27/2009 6/9/2010 11/22/2011 12/18/2009 11/29/2012 1/11/2013 3/26/2013 1/9/2009 10/21/2009 11/22/2011 12/23/2008 11/24/2010 1/30/2009 3/11/2011 1/23/2009 7/21/2011 2/13/2009 8/18/2011 12/4/2009 1/14/2015 2/6/2009 9/24/2010 2/20/2009 6/30/2016 7/10/2009 6/30/2010 9/22/2010 12/12/2008 6/19/2012 7/18/2012 2/6/2009 12/3/2014 12/4/2014 1/9/2015 12/12/2008 11/18/2009 12/16/2009 6/26/2009 8/20/2010 12/23/2008 5/18/2011 8/21/2012 12/17/2012 4/24/2009 8/29/2012 12/19/2012 3/13/2009 11/19/2013 1/6/2014 12/23/2008 11/24/2009 6/8/2011 8/18/2011 12/29/2009 3/9/2012 1/16/2009 4/3/2012 6/11/2013 12/5/2008 9/16/2009 10/14/2009 6/19/2009 12/10/2012 12/11/2012 1/11/2013 3/6/2009 7/1/2014 7/2/2014 7/3/2014 9/26/2014 2/20/2009 7/2/2014 9/26/2014 5/15/2009 8/9/2012 8/10/2012 9/11/2012 12/19/2008 8/7/2012 8/9/2012 8/10/2012 9/11/2012 11/14/2008 7/5/2011 3/27/2009 7/2/2014 9/26/2014 12/5/2008 3/14/2012 5/2/2012 11/20/2009 8/18/2011 2/27/2009 12/22/2009 7/21/2011 5/15/2009 4/4/2012 6/6/2012 7/3/2012 2/6/2009 8/4/2011 3/6/2009 9/7/2011 6/19/2009 9/8/2011 2/13/2009 12/11/2009 3/17/2014 4/25/2014 1/30/2009 10/29/2012 $815,100.00 2,964 $275.00 $4,451,000.00 4,451 $1,000.00 $20,000,000.00 $20,000,000.00 $19,000,000.00 20,000 20,000 19,000 $1,000.00 $1,000.00 $1,000.00 ($2,148,900.00) $2,453,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Warrants $59,000,000.00 $56,044,000.00 $0.00 $0.00 $3,000,000.00 $0.00 100 $2,800,000.00 997,050 $877,557.00 198,269 $104,375.00 150 $602,557.00 217,063 $292,000.00 292 $68,260,833.33 Redeemed, in full; warrants not outstanding $60,517,713.33 Redeemed, in full; warrants not outstanding $56,044,000.00 Preferred Stock w/ Exercised Warrants $100,000.00 56,044 $1,000.00 $2,932,162.50 Sold, in full; warrants not outstanding $2,370,930.00 3,000 $790.31 13,400 $1,000.00 ($629,070.00) ($23,709.29) ($1,290.71) Preferred Stock w/ Warrants $13,400,000.00 $0.00 $14,527,390.33 Redeemed, in full; warrants not outstanding $13,400,000.00 Preferred Stock w/ Exercised Warrants $5,830,000.00 $0.00 $6,731,961.06 Redeemed, in full; warrants not outstanding Preferred Stock $5,498,000.00 $0.00 Preferred Stock w/ Exercised Warrants $57,500,000.00 $0.00 $68,191,965.77 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $21,900,000.00 $0.00 $25,995,452.08 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $6,500,000.00 $0.00 $8,447,271.11 Redeemed, in full; warrants not outstanding Preferred Stock $5,645,000.00 $0.00 $6,106,008.58 Redeemed, in full; warrants not outstanding $17,280,000.00 $0.00 $4,999,560.00 Sold, in full; warrants not outstanding $950,000,000.00 $0.00 $5,830,000.00 5,830 $1,000.00 $355,079.00 Currently Not Collectible ($5,498,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $25,223,000.00 $0.00 $57,500,000.00 57,500 $1,000.00 $2,875,000.00 2,875 $21,900,000.00 21,900 $1,000.00 $1,095,000.00 1,095 $6,500,000.00 6,500 $1,000.00 $196,000.00 196 $5,645,000.00 5,645 $1,000.00 $3,600,000.00 480,000 $7.50 $950,000,000.00 950,000 $1,000.00 $213,671,319.20 13,049,451 $860,326.00 561,343 $67,401.54 154 $560,000.00 209,497 $31,838,761.34 1,218,522 $1,300,000.00 398,734 $182,878.45 169 $26,893,046.60 Sold, in full; warrants not outstanding $21,923,074.91 Preferred Stock w/ Exercised Warrants $3,072,000.00 $0.00 ($13,680,000.00) $1,209,851,873.70 Redeemed, in full; warrants not outstanding ($328,846.12) 25,223 $869.17 ($3,299,925.09) $1,950,881.54 Sold, in full; warrants not outstanding $1,195,906.25 $712,573.75 1,925 1,147 $621.25 $621.25 15,000 $1,000.00 ($729,093.75) ($434,426.25) ($25,000.00) Preferred Stock w/ Warrants $15,000,000.00 $0.00 $16,260,000.00 Redeemed, in full; warrants not outstanding $15,000,000.00 Preferred Stock Preferred Stock w/ Warrants Preferred Stock w/ Warrants $11,735,000.00 $600,000,000.00 $11,000,000.00 $0.00 $0.00 $0.00 $12,409,762.50 Redeemed, in full; warrants not outstanding $11,735,000.00 11,735 $1,000.00 $370,000,000.00 $230,000,000.00 370,000 230,000 $1,000.00 $1,000.00 $718,392,161.34 Redeemed, in full; warrants not outstanding $13,521,828.15 Sold, in full; warrants not outstanding $10,538,990.00 Preferred Stock w/ Exercised Warrants $3,370,000.00 $0.00 ($158,084.85) 11,000 $958.09 ($461,010.00) $3,773,495.65 Sold, in full; warrants not outstanding $3,370,000.00 3,370 $1,022.61 $76,195.70 $3,455,000.00 $3,455,000.00 $6,885,000.00 3,455 3,455 6,885 $1,000.00 $1,000.00 $1,000.00 $690,000.00 690 $4,500,000.00 4,500 $1,000.00 $225,000.00 225 57,000 $931.11 $1,512,177.00 571,906 $63,363.90 29,480 14,000 118,000 ($25,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $13,795,000.00 $4,500,000.00 $57,000,000.00 $0.00 $0.00 $0.00 $16,146,467.87 Redeemed, in full; warrants not outstanding $5,263,187.50 Redeemed, in full; warrants not outstanding $62,949,121.28 Sold, in full; warrants not outstanding $53,073,270.00 Preferred Stock w/ Warrants $1,700,000.00 $0.00 ($796,099.05) $1,829,711.12 Redeemed, in full; warrants not outstanding $1,700,000.00 Subordinated Debentures w/ Exercised Warrants $2,639,000.00 $0.00 ($3,926,730.00) 1,700 $1,000.00 $3,438,793.11 Sold, in full; warrants not outstanding $2,586,404.73 2,639,000 $0.98 ($52,595.27) $11,385.02 $95,959.50 2,246 722 32 $670.00 $670.00 $670.00 ($741,180.00) ($238,260.00) ($10,560.00) $55,870.00 $19,126.67 $503.33 111 38 1 2,060 $1,210.03 $108,471.52 103 19,931,000 369,000 $0.90 $0.90 ($2,011,037.90) ($37,232.10) $727,225.54 $97,505.10 895,000 120,000 3,514 8,198 23,788 $720.25 $720.25 $720.25 ($983,041.50) ($2,293,390.50) ($6,654,693.00) $142,974.56 $1,054,743.77 $252,452.23 175 1,291 309 1,715,000 $1,000.00 $3,250,000.00 13,815,789 1,700 $310.00 $1,775.00 85 196,000 $1,000.00 $1,518,072.00 506,024 ($25,000.00) Preferred Stock w/ Exercised Warrants $3,000,000.00 $0.00 $2,296,213.00 Sold, in full; warrants not outstanding $1,504,820.00 $483,740.00 $21,440.00 ($25,000.00) Preferred Stock w/ Exercised Warrants $2,060,000.00 $0.00 $2,714,911.32 Sold, in full; warrants not outstanding $2,060,000.00 $432,661.80 ($25,000.00) Subordinated Debentures w/ Exercised Warrants $20,300,000.00 $0.00 $24,429,245.84 Sold, in full; warrants not outstanding $17,919,962.10 $331,767.90 ($182,517.30) Preferred Stock w/ Exercised Warrants $35,500,000.00 $0.00 $33,835,943.42 Sold, in full; warrants not outstanding $2,530,958.50 $5,904,609.50 $17,133,307.00 ($255,688.75) Preferred Stock w/ Warrants $1,715,000,000.00 $0.00 $1,944,772,916.66 Redeemed, in full; warrants not outstanding $1,700,000.00 $0.00 $817,240.50 Sold, in full; warrants not outstanding $1,715,000,000.00 Preferred Stock w/ Exercised Warrants $527,000.00 ($1,173,000.00) ($25,000.00) Preferred Stock w/ Warrants $196,000,000.00 $0.00 $229,613,072.00 Redeemed, in full; warrants not outstanding $196,000,000.00 Preferred Stock w/ Exercised Warrants $6,000,000.00 $0.00 $6,870,433.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $11,800,000.00 $9,698,000.00 $0.00 $24,460,674.81 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $21,000,000.00 $3,500,000.00 $1,881,000.00 $3,510,000.00 $6,200,000.00 $6,335,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $6,000,000.00 600 $10,000.00 $300,000.00 30 $21,498,000.00 21,498 $1,000.00 $645,000.00 645 $10,500,000.00 $10,500,000.00 10,500 10,500 $1,000.00 $1,000.00 $7,465,100.00 616,438 $31,631,120.56 Redeemed, in full; warrants not outstanding $4,150,815.03 Redeemed, in full; warrants not outstanding $3,500,000.00 3,500 $1,000.00 $175,000.00 175 $1,881,000.00 1,881 $1,000.00 $94,000.00 94 $3,510,000.00 3,510 $1,000.00 $176,000.00 176 12,535 $823.95 ($2,206,847.65) $262,399.50 310 29 $900.10 ($2,897.10) $2,231,560.00 Redeemed, in full; warrants not outstanding $4,110,668.47 Redeemed, in full; warrants not outstanding $13,582,165.84 Sold, in full; warrants not outstanding $10,328,152.35 ($103,281.52) Preferred Stock w/ Exercised Warrants $7,700,000.00 $0.00 $8,806,297.80 Sold, in full; warrants not outstanding $26,102.90 UST0379 UST0601 UST0601 UST0440 UST0440 UST0440 UST1261 UST1261 UST1088 UST1088 UST1088 UST1088 UST0138 UST0138 UST0138 UST0319 UST0319 UST0319 UST0398 UST0398 UST0370 UST0370 UST0370 UST0883 UST0883 UST0883 UST0045 UST0045 UST0659 UST0659 UST0243 UST0243 UST0243 UST0740 UST0740 UST0915 UST0915 UST0170 UST0170 UST0139 UST0139 UST0227 UST0227 UST0447 UST0447 UST0233 UST0233 UST0233 UST0901 UST0901 UST0600 UST0600 UST0018 UST0018 UST0018 UST0532 UST0532 UST0401 UST0401 UST0401 UST1293 UST1293 UST1293 UST0819 UST0819 UST0290 UST0290 UST0290 UST0939 UST0939 UST0088 UST0088 UST0088 UST0544 UST0544 UST0544 UST0544 UST0189 UST0189 UST0189 UST1333 UST1333 UST1262 UST1262 UST0301 UST0301 UST1250 UST1250 UST0228 UST0228 UST0228 UST0524 UST0524 UST0141 UST0141 UST0141 UST0141 UST0141 UST0216 UST0216 UST0336 UST0336 UST0336 UST0191 UST0191 UST0191 UST0884 UST0884 UST0884 UST0747 UST0747 UST0004 UST0004 UST0004 UST0581 UST0581 UST0739 UST0739 UST0739 8,42 8,18 11 12 8,11,14 44 8 22,27,97 8,11,14 11 8,11,14 8 9,11 9,11,36 8,11,14 98 12,16 8,14,45 8,14,44 11 8,11,14 8,11,14 8,14 8,11,14 45 8 11,59 8,14 11,16 11,14,15 8,42 8,119 11,14,15 44 8,11,14 8,14,44 11 11 8,11,14,18 109 11 8,14,44 8,14 AB&T FINANCIAL CORPORATION METRO CITY BANK METRO CITY BANK METROCORP BANCSHARES, INC. METROCORP BANCSHARES, INC. METROCORP BANCSHARES, INC. METROPOLITAN BANK GROUP, INC. METROPOLITAN BANK GROUP, INC. METROPOLITAN CAPITAL BANCORP, INC. METROPOLITAN CAPITAL BANCORP, INC. METROPOLITAN CAPITAL BANCORP, INC. METROPOLITAN CAPITAL BANCORP, INC. MID PENN BANCORP, INC./MID PENN BANK MID PENN BANCORP, INC./MID PENN BANK MID PENN BANCORP, INC./MID PENN BANK MIDDLEBURG FINANCIAL CORPORATION MIDDLEBURG FINANCIAL CORPORATION MIDDLEBURG FINANCIAL CORPORATION MIDLAND STATES BANCORP, INC. MIDLAND STATES BANCORP, INC. MIDSOUTH BANCORP, INC. MIDSOUTH BANCORP, INC. MIDSOUTH BANCORP, INC. MIDTOWN BANK & TRUST COMPANY MIDTOWN BANK & TRUST COMPANY MIDTOWN BANK & TRUST COMPANY MIDWEST BANC HOLDINGS, INC. MIDWEST BANC HOLDINGS, INC. MIDWEST REGIONAL BANCORP, INC. / THE BANK OF OTTERVILLE MIDWEST REGIONAL BANCORP, INC. / THE BANK OF OTTERVILLE MIDWESTONE FINANCIAL GROUP, INC. MIDWESTONE FINANCIAL GROUP, INC. MIDWESTONE FINANCIAL GROUP, INC. MID-WISCONSIN FINANCIAL SERVICES, INC. MID-WISCONSIN FINANCIAL SERVICES, INC. MILLENNIUM BANCORP, INC. MILLENNIUM BANCORP, INC. MISSION COMMUNITY BANCORP MISSION COMMUNITY BANCORP MISSION VALLEY BANCORP MISSION VALLEY BANCORP MONADNOCK BANCORP, INC. MONADNOCK BANCORP, INC. MONARCH COMMUNITY BANCORP, INC. MONARCH COMMUNITY BANCORP, INC. MONARCH FINANCIAL HOLDINGS, INC. MONARCH FINANCIAL HOLDINGS, INC. MONARCH FINANCIAL HOLDINGS, INC. MONEYTREE CORPORATION MONEYTREE CORPORATION MONUMENT BANK MONUMENT BANK MORGAN STANLEY MORGAN STANLEY MORGAN STANLEY MORRILL BANCSHARES, INC. MORRILL BANCSHARES, INC. MOSCOW BANCSHARES, INC. MOSCOW BANCSHARES, INC. MOSCOW BANCSHARES, INC. MOUNTAIN VALLEY BANCSHARES, INC. MOUNTAIN VALLEY BANCSHARES, INC. MOUNTAIN VALLEY BANCSHARES, INC. MS FINANCIAL, INC. MS FINANCIAL, INC. MUTUALFIRST FINANCIAL, INC. MUTUALFIRST FINANCIAL, INC. MUTUALFIRST FINANCIAL, INC. NAPLES BANCORP, INC. NAPLES BANCORP, INC. NARA BANCORP, INC. / BBCN BANCORP, INC. NARA BANCORP, INC. / BBCN BANCORP, INC. NARA BANCORP, INC. / BBCN BANCORP, INC. NATIONAL BANCSHARES, INC. NATIONAL BANCSHARES, INC. NATIONAL BANCSHARES, INC. NATIONAL BANCSHARES, INC. NATIONAL PENN BANCSHARES, INC. NATIONAL PENN BANCSHARES, INC. NATIONAL PENN BANCSHARES, INC. NATIONWIDE BANKSHARES, INC. NATIONWIDE BANKSHARES, INC. NC BANCORP, INC. / METROPOLITAN BANK GROUP, INC. NC BANCORP, INC. / METROPOLITAN BANK GROUP, INC. NCAL BANCORP NCAL BANCORP NEMO BANCSHARES, INC. NEMO BANCSHARES, INC. NEW HAMPSHIRE THRIFT BANCSHARES, INC. NEW HAMPSHIRE THRIFT BANCSHARES, INC. NEW HAMPSHIRE THRIFT BANCSHARES, INC. NEW YORK PRIVATE BANK & TRUST CORPORATION NEW YORK PRIVATE BANK & TRUST CORPORATION NEWBRIDGE BANCORP NEWBRIDGE BANCORP NEWBRIDGE BANCORP NEWBRIDGE BANCORP NEWBRIDGE BANCORP NICOLET BANKSHARES, INC. NICOLET BANKSHARES, INC. NORTH CENTRAL BANCSHARES, INC. NORTH CENTRAL BANCSHARES, INC. NORTH CENTRAL BANCSHARES, INC. NORTHEAST BANCORP NORTHEAST BANCORP NORTHEAST BANCORP NORTHERN STATE BANK / FIRST COMMERCE BANK NORTHERN STATE BANK / FIRST COMMERCE BANK NORTHERN STATE BANK / FIRST COMMERCE BANK NORTHERN STATES FINANCIAL CORPORATION NORTHERN STATES FINANCIAL CORPORATION NORTHERN TRUST CORPORATION NORTHERN TRUST CORPORATION NORTHERN TRUST CORPORATION NORTHWAY FINANCIAL, INC. NORTHWAY FINANCIAL, INC. NORTHWEST BANCORPORATION, INC. NORTHWEST BANCORPORATION, INC. NORTHWEST BANCORPORATION, INC. GASTONIA DORAVILLE DORAVILLE HOUSTON HOUSTON HOUSTON CHICAGO CHICAGO CHICAGO CHICAGO CHICAGO CHICAGO MILLERSBURG MILLERSBURG MILLERSBURG MIDDLEBURG MIDDLEBURG MIDDLEBURG EFFINGHAM EFFINGHAM LAFAYETTE LAFAYETTE LAFAYETTE ATLANTA ATLANTA ATLANTA MELROSE PARK MELROSE PARK FESTUS FESTUS IOWA CITY IOWA CITY IOWA CITY MEDFORD MEDFORD EDWARDS EDWARDS SAN LUIS OBISPO SAN LUIS OBISPO SUN VALLEY SUN VALLEY PETERBOROUGH PETERBOROUGH COLDWATER COLDWATER CHESAPEAKE CHESAPEAKE CHESAPEAKE LENOIR CITY LENOIR CITY BETHESDA BETHESDA NEW YORK NEW YORK NEW YORK MERRIAM MERRIAM MOSCOW MOSCOW MOSCOW CLEVELAND CLEVELAND CLEVELAND KINGWOOD KINGWOOD MUNCIE MUNCIE MUNCIE NAPLES NAPLES LOS ANGELES LOS ANGELES LOS ANGELES BETTENDORF BETTENDORF BETTENDORF BETTENDORF BOYERTOWN BOYERTOWN BOYERTOWN WEST POINT WEST POINT CHICAGO CHICAGO LOS ANGELES LOS ANGELES MADISON MADISON NEWPORT NEWPORT NEWPORT NEW YORK NEW YORK GREENSBORO GREENSBORO GREENSBORO GREENSBORO GREENSBORO GREEN BAY GREEN BAY FORT DODGE FORT DODGE FORT DODGE LEWISTON LEWISTON LEWISTON CLOSTER CLOSTER CLOSTER WAUKEGAN WAUKEGAN CHICAGO CHICAGO CHICAGO BERLIN BERLIN SPOKANE SPOKANE SPOKANE NC GA GA TX TX TX IL IL IL IL IL IL PA PA PA VA VA VA IL IL LA LA LA GA GA GA IL IL MO MO IA IA IA WI WI CO CO CA CA CA CA NH NH MI MI VA VA VA TN TN MD MD NY NY NY KS KS TN TN TN GA GA GA TX TX IN IN IN FL FL CA CA CA IA IA IA IA PA PA PA NE NE IL IL CA CA MO MO NH NH NH NY NY NC NC NC NC NC WI WI IA IA IA ME ME ME NJ NJ NJ IL IL IL IL IL NH NH WA WA WA 11/19/2013 11/1/2012 1/11/2013 1/16/2009 7/3/2012 6/11/2013 6/26/2009 6/28/2013 4/10/2009 11/20/2009 6/29/2015 8/6/2015 12/19/2008 12/28/2012 1/23/2013 1/30/2009 12/23/2009 11/18/2011 1/23/2009 12/23/2009 1/9/2009 8/25/2011 11/22/2011 2/27/2009 11/19/2013 1/6/2014 12/5/2008 5/14/2010 2/13/2009 11/10/2009 2/6/2009 7/6/2011 7/27/2011 2/20/2009 4/26/2013 4/3/2009 8/14/2012 1/9/2009 12/28/2011 12/23/2008 8/20/2010 12/19/2008 12/28/2012 2/6/2009 11/15/2013 12/19/2008 12/23/2009 2/10/2010 3/13/2009 9/15/2011 1/30/2009 8/11/2011 10/28/2008 6/17/2009 8/12/2009 1/16/2009 7/20/2011 1/23/2009 4/25/2012 12/5/2012 9/25/2009 7/22/2013 9/12/2013 3/27/2009 10/19/2011 12/23/2008 8/25/2011 9/28/2011 3/27/2009 7/12/2012 11/21/2008 6/27/2012 8/8/2012 2/27/2009 2/19/2013 2/20/2013 3/26/2013 12/12/2008 3/16/2011 4/13/2011 12/11/2009 12/29/2010 6/26/2009 6/28/2013 12/19/2008 12/10/2014 6/19/2009 4/24/2013 1/16/2009 8/25/2011 2/15/2012 1/9/2009 7/24/2013 12/12/2008 4/26/2013 4/29/2013 5/15/2013 5/31/2013 12/23/2008 9/1/2011 1/9/2009 12/14/2011 1/11/2012 12/12/2008 11/28/2012 12/28/2012 5/15/2009 12/18/2009 3/28/2012 2/20/2009 4/30/2014 11/14/2008 6/17/2009 8/26/2009 1/30/2009 9/15/2011 2/13/2009 3/8/2013 3/11/2013 $815,100.00 $6,904,667.10 2,964 7,671 $275.00 $900.10 ($2,148,900.00) ($766,332.90) 45,000 $981.17 ($847,350.00) $369,948.00 385 $2,087,368.00 771,429 $84,445.94 102 $58,479.20 73,099 $301,001.00 104,101 $509,000.00 509 $206,557.00 104,384 $136,833.05 261 $35,000.00 35 $1,000,000.00 198,675 $500,000.00 500 $92,000.00 92 $260,000.00 132,353 ($69,307.70) Preferred Stock w/ Warrants $45,000,000.00 $0.00 $53,406,628.25 Sold, in full; warrants not outstanding $44,152,650.00 Preferred Stock w/ Exercised Warrants $71,526,000.00 $0.00 $27,172,726.72 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $2,040,000.00 $2,348,000.00 $0.00 $5,663,197.28 Sold, in full; warrants not outstanding ($662,289.75) $23,718,541.95 71,526 $331.61 ($47,807,458.05) $4,135,655.24 4,388 $942.49 ($252,344.76) 10,000 $1,000.00 ($33,333.34) Preferred Stock w/ Warrants $10,000,000.00 $0.00 $12,070,979.20 Redeemed, in full; warrants not outstanding $10,000,000.00 Preferred Stock w/ Warrants $22,000,000.00 $0.00 $23,287,945.11 Redeemed, in full; warrants not outstanding $22,000,000.00 Preferred Stock w/ Exercised Warrants $10,189,000.00 $0.00 $11,206,989.34 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $20,000,000.00 $0.00 $22,834,334.78 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $5,222,000.00 $0.00 22,000 $1,000.00 $10,189,000.00 10,189 $1,000.00 $20,000,000.00 20,000 $1,000.00 $3,520,137.55 Sold, in full; warrants not outstanding $3,133,200.00 5,222 $600.00 ($2,088,800.00) ($25,000.00) Preferred Stock w/ Warrants $84,784,000.00 $0.00 $824,288.89 Exited bankruptcy/Receivership $700,000.00 $0.00 $763,294.14 Redeemed, in full; warrants not outstanding $16,000,000.00 $0.00 $18,933,333.33 Redeemed, in full; warrants not outstanding ($84,784,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $10,000,000.00 $7,260,000.00 $5,116,000.00 $5,500,000.00 $1,834,000.00 $6,785,000.00 $14,700,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $5,623,958.50 Redeemed, in full; warrants not outstanding $10,000,000,000.00 $0.00 $11,268,055,555.11 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $3,300,000.00 $0.00 10,000 $1,000.00 $2,904,000.00 7,260 $400.00 $5,116,000.00 5,116 $1,000.00 $5,500,000.00 5,500 $1,000.00 $1,834,000.00 1,834 $1,000.00 $4,545,202.00 2,272,601 $2.00 $14,700,000.00 14,700 $1,000.00 ($4,356,000.00) ($2,239,798.00) $15,703,166.66 Redeemed, in full; warrants not outstanding $0.00 $0.00 $10,000,000.00 $4,808,121.00 Sold, in full; warrants not outstanding $4,734,000.00 $6,216,000.00 $1,000.00 $2,339,348.60 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 16,000 $5,956,041.66 Redeemed, in full; warrants not outstanding $11,291,481.00 Redeemed, in full; warrants not outstanding $0.00 $16,000,000.00 $5,875,583.89 Redeemed, in full; warrants not outstanding $0.00 $13,000,000.00 $1,000.00 $4,296,561.73 Sold, in full; warrants not outstanding $9,516,000.00 Preferred Stock w/ Exercised Warrants 700 $12,844,226.31 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $700,000.00 $9,516,000.00 9,516 $1,000.00 $476,000.00 476 $4,734,000.00 4,734 $1,000.00 $237,000.00 237 $10,000,000,000.00 10,000,000 $1,000.00 $950,000,000.00 65,245,759 $15,429,122.22 Redeemed, in full; warrants not outstanding $13,000,000.00 13,000 $1,000.00 $650,000.00 650 $1,100,000.00 $5,116,000.00 1,100 5,116 $1,000.00 $1,000.00 $311,000.00 311 3,300 $990.00 $140,034.65 165 $7,723,000.00 7,723 $1,000.00 $386,000.00 386 $32,382,000.00 32,382 $1,000.00 $900,194.00 625,135 $2,189,317.20 521,266 $342,841.95 $502,606.30 500 733 $1,000,000.00 735,294 $100,000.00 100,000 $117,000.00 117,000 $737,100.00 184,275 $13,364,000.00 13,364 $7,778,782.65 2,567,255 $748,000.00 748 $600,000.00 99,157 $95,000.00 67,958 $67,000.00 67 $87,000,000.00 3,824,624 $500,000.00 500 $587,634.55 525 $7,803,377.38 Redeemed, in full; warrants not outstanding $4,069,975.55 Sold, in full; warrants not outstanding $3,267,000.00 ($33,000.00) ($25,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $7,723,000.00 $32,382,000.00 $0.00 $0.00 $4,000,000.00 $0.00 $67,000,000.00 $0.00 $24,664,000.00 $0.00 $9,206,289.90 Redeemed, in full; warrants not outstanding $37,608,789.00 Redeemed, in full; warrants not outstanding $956,066.67 Sold, in full; warrants not outstanding $600,000.00 4,000 $150.00 $67,000,000.00 67,000 $1,000.00 ($3,400,000.00) $81,249,317.20 Redeemed, in full; warrants not outstanding $21,471,087.90 Sold, in full; warrants not outstanding $2,438,182.50 $16,064,996.94 3,250 21,414 $750.21 $750.21 150,000 $1,000.00 ($811,817.50) ($5,349,003.06) ($185,031.79) Preferred Stock w/ Warrants $150,000,000.00 $0.00 $167,958,333.33 Redeemed, in full; warrants not outstanding $150,000,000.00 Subordinated Debentures w/ Exercised Warrants $2,000,000.00 $0.00 $2,276,190.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $6,880,000.00 $0.00 $2,613,714.23 Sold, in full; warrants not outstanding $10,000,000.00 $0.00 $5,211,027.78 Sold, in full; warrants not outstanding $2,330,000.00 $0.00 $3,199,347.39 Redeemed, in full; warrants not outstanding $10,000,000.00 $0.00 $12,041,266.67 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $267,274,000.00 $52,372,000.00 $0.00 $0.00 $2,000,000.00 2,000,000 $1.00 $2,281,458.05 6,880 $331.61 ($4,598,541.95) $3,900,000.00 10,000 $390.00 ($6,100,000.00) $2,330,000.00 2,330,000 $1.00 $10,000,000.00 10,000 $1,000.00 $346,794,005.83 Redeemed, in full; warrants not outstanding $267,274,000.00 267,274 $1,000.00 $2,709,121.50 $48,641,624.50 2,763 49,609 $980.50 $980.50 $70,087,060.35 Sold, in full; warrants not outstanding ($53,878.50) ($967,375.50) ($513,507.46) Preferred Stock w/ Exercised Warrants $14,964,000.00 $0.00 $17,904,842.66 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $10,200,000.00 $0.00 $12,294,583.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $4,227,000.00 $0.00 $14,964,000.00 14,964 $1,000.00 $10,200,000.00 10,200 $1,000.00 $5,159,181.33 Redeemed, in full; warrants not outstanding $4,227,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $1,341,000.00 $1,230,000.00 $17,211,000.00 $1,576,000,000.00 $0.00 $0.00 $0.00 4,227 $1,000.00 $2,987,782.33 Redeemed, in full; warrants not outstanding $2,571,000.00 2,571 $1,000.00 $6,023,850.00 20,079,500 $0.30 $1,576,000,000.00 1,576,000 $1,000.00 $6,442,172.50 Sold, in full; warrants not outstanding ($11,187,150.00) $1,709,623,333.35 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $10,000,000.00 $0.00 $11,930,624.67 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $10,500,000.00 $0.00 $11,891,847.50 Sold, in full; warrants not outstanding $10,000,000.00 10,000 $1,000.00 $2,000,000.00 $8,500,000.00 2,000 8,500 $1,032.11 $1,032.11 $64,220.00 $272,935.00 UST0379 UST0739 UST0804 UST0804 UST0381 UST0381 UST0381 UST0381 UST0205 UST0205 UST0205 UST0565 UST0565 UST0565 UST0386 UST0386 UST0159 UST0159 UST0159 UST0031 UST0031 UST0031 UST0489 UST0489 UST0489 UST0489 UST0489 UST0489 UST1048 UST1048 UST1048 UST1048 UST1196 UST1196 UST0097 UST1175 UST1175 UST1175 UST0811 UST0811 UST0811 UST0811 UST0556 UST0556 UST0053 UST0053 UST0053 UST0142 UST0142 UST0142 UST0428 UST0428 UST0315 UST0315 UST0162 UST0162 UST0162 UST0067 UST0067 UST0887 UST0887 UST0887 UST0887 UST0887 UST0174 UST0174 UST0174 UST0266 UST0266 UST0266 UST0266 UST0266 UST0346 UST0346 UST0346 UST0691 UST0691 UST0289 UST0289 UST1304 UST1304 UST1304 UST0753 UST0753 UST0753 UST0098 UST0098 UST0098 UST0098 UST0864 UST0864 UST0864 UST0864 UST0864 UST0864 UST0125 UST0125 UST0125 UST0125 UST0125 UST0806 UST0806 UST0092 UST0092 UST0092 UST0092 UST0632 UST0632 UST0329 UST0329 UST0329 UST0921 UST0921 UST0865 UST0865 UST0865 UST0950 UST0950 UST1335 8,11,14 45 12,16 8 11 11 8,14 8,51,97 8,9 15,17,129,135,139,151,152 8 11,14,15 11,35 8 8,14,45 8,26 8 85 8,14 11 60 8,11,21 8,126 44 8,14 8 8,11,14 11 8,14,44 11 8,14,56 8,14 8,14 8 8,17,45 AB&T FINANCIAL CORPORATION NORTHWEST BANCORPORATION, INC. NORTHWEST COMMERCIAL BANK NORTHWEST COMMERCIAL BANK OAK RIDGE FINANCIAL SERVICES, INC. OAK RIDGE FINANCIAL SERVICES, INC. OAK RIDGE FINANCIAL SERVICES, INC. OAK RIDGE FINANCIAL SERVICES, INC. OAK VALLEY BANCORP OAK VALLEY BANCORP OAK VALLEY BANCORP OCEANFIRST FINANCIAL CORP. OCEANFIRST FINANCIAL CORP. OCEANFIRST FINANCIAL CORP. OJAI COMMUNITY BANK OJAI COMMUNITY BANK OLD LINE BANCSHARES, INC. OLD LINE BANCSHARES, INC. OLD LINE BANCSHARES, INC. OLD NATIONAL BANCORP OLD NATIONAL BANCORP OLD NATIONAL BANCORP OLD SECOND BANCORP, INC. OLD SECOND BANCORP, INC. OLD SECOND BANCORP, INC. OLD SECOND BANCORP, INC. OLD SECOND BANCORP, INC. OLD SECOND BANCORP, INC. OMEGA CAPITAL CORP. OMEGA CAPITAL CORP. OMEGA CAPITAL CORP. OMEGA CAPITAL CORP. ONE GEORGIA BANK ONE GEORGIA BANK ONE UNITED BANK ONEFINANCIAL CORPORATION ONEFINANCIAL CORPORATION ONEFINANCIAL CORPORATION OREGON BANCORP, INC. OREGON BANCORP, INC. OREGON BANCORP, INC. OREGON BANCORP, INC. OSB FINANCIAL SERVICES, INC. OSB FINANCIAL SERVICES, INC. PACIFIC CAPITAL BANCORP PACIFIC CAPITAL BANCORP PACIFIC CAPITAL BANCORP PACIFIC CITY FINANCIAL CORPORATION PACIFIC CITY FINANCIAL CORPORATION PACIFIC CITY FINANCIAL CORPORATION PACIFIC COAST BANKERS' BANCSHARES PACIFIC COAST BANKERS' BANCSHARES PACIFIC COAST NATIONAL BANCORP PACIFIC COAST NATIONAL BANCORP PACIFIC COMMERCE BANK PACIFIC COMMERCE BANK PACIFIC COMMERCE BANK PACIFIC INTERNATIONAL BANCORP / BBCN BANCORP, INC. PACIFIC INTERNATIONAL BANCORP / BBCN BANCORP, INC. PARK BANCORPORATION, INC. PARK BANCORPORATION, INC. PARK BANCORPORATION, INC. PARK BANCORPORATION, INC. PARK BANCORPORATION, INC. PARK NATIONAL CORPORATION PARK NATIONAL CORPORATION PARK NATIONAL CORPORATION PARKE BANCORP, INC. PARKE BANCORP, INC. PARKE BANCORP, INC. PARKE BANCORP, INC. PARKE BANCORP, INC. PARKVALE FINANCIAL CORPORATION / F.N.B. CORPORATION PARKVALE FINANCIAL CORPORATION / F.N.B. CORPORATION PARKVALE FINANCIAL CORPORATION / F.N.B. CORPORATION PASCACK BANCORP, INC. PASCACK BANCORP, INC. PATAPSCO BANCORP, INC. PATAPSCO BANCORP, INC. PATHFINDER BANCORP, INC. PATHFINDER BANCORP, INC. PATHFINDER BANCORP, INC. PATHWAY BANCORP PATHWAY BANCORP PATHWAY BANCORP PATRIOT BANCSHARES, INC. PATRIOT BANCSHARES, INC. PATRIOT BANCSHARES, INC. PATRIOT BANCSHARES, INC. PATTERSON BANCSHARES, INC. PATTERSON BANCSHARES, INC. PATTERSON BANCSHARES, INC. PATTERSON BANCSHARES, INC. PATTERSON BANCSHARES, INC. PATTERSON BANCSHARES, INC. PEAPACK-GLADSTONE FINANCIAL CORPORATION PEAPACK-GLADSTONE FINANCIAL CORPORATION PEAPACK-GLADSTONE FINANCIAL CORPORATION PEAPACK-GLADSTONE FINANCIAL CORPORATION PEAPACK-GLADSTONE FINANCIAL CORPORATION PENN LIBERTY FINANCIAL CORP. PENN LIBERTY FINANCIAL CORP. PEOPLES BANCORP (OH) PEOPLES BANCORP (OH) PEOPLES BANCORP (OH) PEOPLES BANCORP (OH) PEOPLES BANCORP (WA) PEOPLES BANCORP (WA) PEOPLES BANCORP OF NORTH CAROLINA, INC. PEOPLES BANCORP OF NORTH CAROLINA, INC. PEOPLES BANCORP OF NORTH CAROLINA, INC. PEOPLES BANCORPORATION, INC. PEOPLES BANCORPORATION, INC. PEOPLES BANCSHARES OF TN, INC. PEOPLES BANCSHARES OF TN, INC. PEOPLES BANCSHARES OF TN, INC. PEOPLESSOUTH BANCSHARES, INC. PEOPLESSOUTH BANCSHARES, INC. PFSB BANCORPORATION, INC. / PIGEON FALLS STATE BANK GASTONIA SPOKANE LAKEWOOD LAKEWOOD OAK RIDGE OAK RIDGE OAK RIDGE OAK RIDGE OAKDALE OAKDALE OAKDALE TOMS RIVER TOMS RIVER TOMS RIVER OJAI OJAI BOWIE BOWIE BOWIE EVANSVILLE EVANSVILLE EVANSVILLE AURORA AURORA AURORA AURORA AURORA AURORA LAKEWOOD LAKEWOOD LAKEWOOD LAKEWOOD ATLANTA ATLANTA BOSTON LITTLE ROCK LITTLE ROCK LITTLE ROCK SALEM SALEM SALEM SALEM ORANGE ORANGE SANTA BARBARA SANTA BARBARA SANTA BARBARA LOS ANGELES LOS ANGELES LOS ANGELES SAN FRANCISCO SAN FRANCISCO SAN CLEMENTE SAN CLEMENTE LOS ANGELES LOS ANGELES LOS ANGELES SEATTLE SEATTLE MADISON MADISON MADISON MADISON MADISON NEWARK NEWARK NEWARK SEWELL SEWELL SEWELL SEWELL SEWELL MONROEVILLE MONROEVILLE MONROEVILLE WESTWOOD WESTWOOD DUNDALK DUNDALK OSWEGO OSWEGO OSWEGO CAIRO CAIRO CAIRO HOUSTON HOUSTON HOUSTON HOUSTON PATTERSON PATTERSON PATTERSON PATTERSON PATTERSON PATTERSON GLADSTONE GLADSTONE GLADSTONE GLADSTONE GLADSTONE WAYNE WAYNE MARIETTA MARIETTA MARIETTA MARIETTA LYNDEN LYNDEN NEWTON NEWTON NEWTON EASLEY EASLEY MADISONVILLE MADISONVILLE MADISONVILLE COLQUITT COLQUITT PIGEON FALLS NC WA WA WA NC NC NC NC CA CA CA NJ NJ NJ CA CA MD MD MD IN IN IN IL IL IL IL IL IL CO CO CO CO GA GA MA AR AR AR OR OR OR OR TX TX CA CA CA CA CA CA CA CA CA CA CA CA CA WA WA WI WI WI WI WI OH OH OH NJ NJ NJ NJ NJ PA PA PA NJ NJ MD MD NY NY NY NE NE NE TX TX TX TX LA LA LA LA LA LA NJ NJ NJ NJ NJ PA PA OH OH OH OH WA WA NC NC NC SC SC TN TN TN GA GA WI 11/19/2013 4/9/2013 2/13/2009 1/9/2013 1/30/2009 10/31/2012 1/11/2013 2/6/2013 12/5/2008 8/11/2011 9/28/2011 1/16/2009 12/30/2009 2/3/2010 1/30/2009 9/25/2013 12/5/2008 7/15/2009 9/2/2009 12/12/2008 3/31/2009 5/8/2009 1/16/2009 3/11/2013 3/26/2013 3/27/2013 4/9/2013 6/11/2013 4/17/2009 7/19/2013 7/22/2013 9/12/2013 5/8/2009 7/15/2011 12/19/2008 6/5/2009 7/31/2018 8/15/2018 4/24/2009 10/18/2013 10/21/2013 1/6/2014 5/1/2009 10/5/2011 11/21/2008 2/23/2011 11/30/2012 12/19/2008 11/19/2013 1/6/2014 12/23/2008 7/28/2011 1/16/2009 2/11/2010 12/23/2008 2/10/2014 3/19/2014 12/12/2008 2/15/2013 3/6/2009 8/7/2012 8/9/2012 8/10/2012 9/11/2012 12/23/2008 4/25/2012 5/2/2012 1/30/2009 11/28/2012 11/29/2012 1/11/2013 6/12/2013 12/23/2008 1/3/2012 5/27/2015 2/6/2009 10/19/2011 12/19/2008 8/28/2015 9/11/2009 9/1/2011 2/1/2012 3/27/2009 6/24/2013 7/26/2013 12/19/2008 4/11/2014 4/14/2014 7/18/2014 4/17/2009 3/7/2012 8/22/2012 12/5/2012 5/8/2013 6/5/2013 1/9/2009 1/6/2010 3/2/2011 1/11/2012 4/4/2012 4/17/2009 9/1/2011 1/30/2009 2/2/2011 12/28/2011 2/15/2012 2/13/2009 8/3/2011 12/23/2008 7/3/2012 8/8/2012 4/24/2009 4/24/2012 3/20/2009 10/31/2012 1/11/2013 3/6/2009 9/18/2013 9/11/2009 $815,100.00 2,964 $275.00 1,992 $1,000.00 7,700 $921.50 ($2,148,900.00) ($108,371.55) Preferred Stock w/ Exercised Warrants $1,992,000.00 $0.00 $2,380,393.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $7,700,000.00 $0.00 $8,592,336.00 Sold, in full; warrants not outstanding $1,992,000.00 $7,095,550.00 $100,000.00 100 $122,887.50 163,830 $560,000.00 350,346 $430,797.00 190,427 $104,000.00 104 $225,000.00 141,892 $1,200,000.00 813,008 $106,891.00 815,339 $159,886.25 141 ($604,450.00) ($70,955.50) Preferred Stock w/ Warrants $13,500,000.00 $0.00 $15,871,250.00 Redeemed, in full; warrants not outstanding $13,500,000.00 Preferred Stock w/ Warrants $38,263,000.00 $0.00 13,500 $40,521,918.61 Redeemed, in full; warrants not outstanding $38,263,000.00 Preferred Stock w/ Exercised Warrants $2,080,000.00 $0.00 $2,654,758.89 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $7,000,000.00 $0.00 $7,438,888.89 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $100,000,000.00 $0.00 38,263 $73,000,000.00 $0.00 $1,000.00 $2,080,000.00 2,080 $1,000.00 $7,000,000.00 7,000 $1,000.00 $102,713,888.89 Redeemed, in full; warrants not outstanding $100,000,000.00 Preferred Stock w/ Warrants $1,000.00 100,000 $1,000.00 $31,423,238.49 Sold, in full; warrants not outstanding $24,684,870.00 $452,424.00 $668,079.44 70,028 1,200 1,772 $352.50 $377.02 $377.02 ($45,343,130.00) ($747,576.00) ($1,103,920.56) ($258,053.73) Preferred Stock w/ Exercised Warrants $2,816,000.00 $0.00 $3,403,603.15 Sold, in full; warrants not outstanding $1,239,000.00 $1,577,000.00 1,239 1,577 $1,142.90 $1,142.90 $177,053.10 $225,353.30 ($25,000.00) Preferred Stock w/ Exercised Warrants $5,500,000.00 $0.00 $12,063,000.00 $17,300,000.00 $12,063,000.00 $0.00 $0.00 Exited bankruptcy/Receivership ($5,500,000.00) Preferred Stock Subordinated Debentures w/ Exercised Warrants $93,823.33 Full investment outstanding; warrants not outstanding $11,178,439.21 Currently Not Collectible $3,515,448.62 ($17,300,000.00) Preferred Stock w/ Exercised Warrants $3,216,000.00 $0.00 $4,116,801.92 Sold, in full; warrants not outstanding $100,000.00 $3,116,000.00 100 3,116 $1,000.00 $1,000.00 $9,459.13 $128,988.07 11 150 $6,100,000.00 6,100,000 $1.00 $305,000.00 305,000 $14.75 $165,983,272.00 1 3,608,332 $29.50 $46.00 $393,120.78 15,120 $16,200,000.00 16,200 $1,215.17 $1,156,636.50 810 11,600 $1,000.00 $580,000.00 580 ($1,540,039.20) $109,487.50 203 ($619,346.00) ($1,495,494.00) ($4,143,360.00) $88,059.01 $482,779.69 $325,200.40 114 625 421 $2,842,400.00 227,376 $1,650,288.00 438,906 $6,025,649.70 819,640 ($25,000.00) Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $6,100,000.00 $0.00 $180,634,000.00 $0.00 $16,200,000.00 $0.00 $7,662,314.53 Redeemed, in full; warrants not outstanding $168,483,804.20 Sold, in full; warrants not outstanding ($10.28) ($14,650,702.97) $21,003,597.96 Sold, in full; warrants not outstanding $3,485,754.00 ($196,857.54) Preferred Stock w/ Exercised Warrants $11,600,000.00 $0.00 Preferred Stock w/ Exercised Warrants $4,120,000.00 $0.00 Preferred Stock w/ Exercised Warrants $4,060,000.00 $0.00 $13,821,963.89 Redeemed, in full; warrants not outstanding $11,600,000.00 $18,087.94 Exited bankruptcy/Receivership ($4,120,000.00) $2,991,670.80 Sold, in full; warrants not outstanding $2,519,960.80 4,060 $620.68 $6,500,000.00 6,500 $1,000.00 $1,676,654.00 $4,048,506.00 $11,216,640.00 2,296 5,544 15,360 $730.25 $730.25 $730.25 100,000 $1,000.00 ($25,000.00) Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $6,500,000.00 $23,200,000.00 $0.00 $0.00 $7,937,744.97 Redeemed, in full; warrants not outstanding $22,020,064.10 Sold, in full; warrants not outstanding ($169,418.00) Preferred Stock w/ Warrants $100,000,000.00 $0.00 $119,536,844.44 Redeemed, in full; warrants not outstanding $100,000,000.00 Preferred Stock w/ Warrants $16,288,000.00 $0.00 $16,365,554.76 Sold, in full; warrants not outstanding $394,072.28 $11,318,791.40 548 15,740 $719.11 $719.11 ($153,927.72) ($4,421,208.60) ($117,128.64) Preferred Stock w/ Warrants $31,762,000.00 $0.00 $42,596,063.59 Redeemed, in full; warrants not outstanding $31,762,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $3,756,000.00 $6,000,000.00 $6,771,000.00 $3,727,000.00 $0.00 $0.00 $0.00 $0.00 31,762 $1,000.00 $4,497,312.67 Redeemed, in full; warrants not outstanding $3,756,000.00 3,756 $1,000.00 $188,000.00 188 $6,000,000.00 6,000 $1,000.00 $300,000.00 300 $6,771,000.00 6,771 $1,000.00 $537,633.00 154,354 $9,260,824.26 Redeemed, in full; warrants not outstanding $7,976,328.84 Redeemed, in full; warrants not outstanding $4,628,862.77 Sold, in full; warrants not outstanding $3,727,000.00 3,727 $1,167.01 $622,446.27 $226,565.00 186 12,000 14,038 $1,142.03 $1,142.03 $1,704,360.00 $1,993,817.14 $1,035,834.25 $645,781.95 802 500 $250,000.00 $250,000.00 $250,000.00 $500,000.00 $2,440,000.00 250 250 250 500 2,440 $1,000.00 $1,000.00 $1,000.00 $1,000.00 $1,000.00 $185,000.00 185 $7,172,000.00 $7,172,000.00 $14,341,000.00 7,172 7,172 14,341 $1,000.00 $1,000.00 $1,000.00 $110,000.00 150,296 $498,000.00 498 $1,200,724.15 313,505 $900,000.00 900 $425,000.00 357,234 $633,000.00 633 $122,225.00 195 $616,000.00 616 ($25,000.00) Preferred Stock w/ Exercised Warrants $26,038,000.00 $0.00 $33,824,567.35 Sold, in full; warrants not outstanding $12,000,000.00 $14,038,000.00 ($297,361.77) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $3,690,000.00 $28,685,000.00 $0.00 $0.00 $4,692,022.77 Redeemed, in full; warrants not outstanding $32,075,739.67 Redeemed, in full; warrants not outstanding $9,960,000.00 $0.00 $11,745,689.33 Redeemed, in full; warrants not outstanding $39,000,000.00 $0.00 $44,926,557.48 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $18,000,000.00 $0.00 $21,325,250.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $25,054,000.00 $0.00 $27,877,966.16 Sold, in full; warrants not outstanding $9,960,000.00 9,960 $1,000.00 $21,000,000.00 $18,000,000.00 21,000 18,000 $1,000.00 $1,000.00 $18,000,000.00 $23,384,401.44 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $12,660,000.00 $3,900,000.00 $0.00 $0.00 ($350,766.02) 18,000 $1,000.00 25,054 $933.36 ($1,669,598.56) $15,362,909.75 Redeemed, in full; warrants not outstanding $12,660,000.00 12,660 $1,000.00 $2,944,500.00 3,900 $755.00 12,325 $1,000.00 $3,809,874.42 Sold, in full; warrants not outstanding ($955,500.00) ($25,000.00) Preferred Stock w/ Exercised Warrants $12,325,000.00 $0.00 $15,985,994.66 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,500,000.00 $0.00 $1,730,162.66 Redeemed, in full; warrants not outstanding $12,325,000.00 UST0379 UST1335 UST0451 UST0451 UST0430 UST0430 UST0781 UST0781 UST0184 UST0184 UST0184 UST0184 UST0041 UST0041 UST1285 UST1285 UST1285 UST1285 UST0359 UST0359 UST0359 UST0359 UST0117 UST0117 UST0117 UST0060 UST0060 UST0060 UST0060 UST0940 UST0940 UST0940 UST1214 UST1214 UST0867 UST0867 UST1078 UST1078 UST1078 UST1078 UST1078 UST1078 UST0932 UST0932 UST0932 UST0808 UST0808 UST0562 UST0562 UST0165 UST0165 UST0165 UST0165 UST0372 UST0372 UST0726 UST0726 UST0726 UST0332 UST0332 UST0332 UST1215 UST1215 UST0013 UST0013 UST0013 UST0013 UST0918 UST0918 UST0785 UST0785 UST0424 UST0424 UST0507 UST0507 UST0507 UST0287 UST0287 UST0287 UST1339 UST1339 UST1248 UST1248 UST1248 UST0389 UST0389 UST0199 UST0199 UST0868 UST0868 UST0727 UST0727 UST0541 UST0541 UST0620 UST0620 UST0620 UST0620 UST0620 UST0019 UST0019 UST0019 UST0595 UST0595 UST0595 UST0655 UST0655 UST0655 UST0313 UST0313 UST1216 UST1216 UST1216 UST1060 UST1060 UST0501 UST0501 UST0512 UST0512 9,11,36 8,46,97 8,69,148 11 8,14,44 15,17 20 8 9,15,36 8,22,97 14,15 8 80 8,17 75,97 8,18 12 8,17,44 88 107 8,11,14 8,14,44 44 8 8,17 8,14,44 8,14,44 8,114 8,14,44 8,17,62 8,14 11 8 8,14 8,116 11,14,15 15 8,95,97 AB&T FINANCIAL CORPORATION PFSB BANCORPORATION, INC. / PIGEON FALLS STATE BANK PGB HOLDINGS, INC. PGB HOLDINGS, INC. PIERCE COUNTY BANCORP PIERCE COUNTY BANCORP PINNACLE BANK HOLDING COMPANY, INC. PINNACLE BANK HOLDING COMPANY, INC. PINNACLE FINANCIAL PARTNERS, INC. PINNACLE FINANCIAL PARTNERS, INC. PINNACLE FINANCIAL PARTNERS, INC. PINNACLE FINANCIAL PARTNERS, INC. PLAINS CAPITAL CORPORATION PLAINS CAPITAL CORPORATION PLATO HOLDINGS INC. PLATO HOLDINGS INC. PLATO HOLDINGS INC. PLATO HOLDINGS INC. PLUMAS BANCORP PLUMAS BANCORP PLUMAS BANCORP PLUMAS BANCORP POPULAR, INC. POPULAR, INC. POPULAR, INC. PORTER BANCORP, INC.(PBI) LOUISVILLE, KY PORTER BANCORP, INC.(PBI) LOUISVILLE, KY PORTER BANCORP, INC.(PBI) LOUISVILLE, KY PORTER BANCORP, INC.(PBI) LOUISVILLE, KY PRAIRIE STAR BANCSHARES, INC. PRAIRIE STAR BANCSHARES, INC. PRAIRIE STAR BANCSHARES, INC. PREMIER BANCORP, INC. PREMIER BANCORP, INC. PREMIER BANK HOLDING COMPANY PREMIER BANK HOLDING COMPANY PREMIER FINANCIAL BANCORP, INC. PREMIER FINANCIAL BANCORP, INC. PREMIER FINANCIAL BANCORP, INC. PREMIER FINANCIAL BANCORP, INC. PREMIER FINANCIAL BANCORP, INC. PREMIER FINANCIAL BANCORP, INC. PREMIER FINANCIAL CORP. PREMIER FINANCIAL CORP. PREMIER FINANCIAL CORP. PREMIER SERVICE BANK PREMIER SERVICE BANK PREMIERWEST BANCORP PREMIERWEST BANCORP PRESIDIO BANK PRESIDIO BANK PRESIDIO BANK PRESIDIO BANK PRINCETON NATIONAL BANCORP, INC. PRINCETON NATIONAL BANCORP, INC. PRIVATE BANCORPORATION, INC. PRIVATE BANCORPORATION, INC. PRIVATE BANCORPORATION, INC. PRIVATEBANCORP, INC. PRIVATEBANCORP, INC. PRIVATEBANCORP, INC. PROVIDENCE BANK PROVIDENCE BANK PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION PROVIDENT BANCSHARES CORP. / M&T BANK CORPORATION PROVIDENT COMMUNITY BANCSHARES, INC. PROVIDENT COMMUNITY BANCSHARES, INC. PSB FINANCIAL CORPORATION PSB FINANCIAL CORPORATION PUGET SOUND BANK PUGET SOUND BANK PULASKI FINANCIAL CORP. PULASKI FINANCIAL CORP. PULASKI FINANCIAL CORP. QCR HOLDINGS, INC. QCR HOLDINGS, INC. QCR HOLDINGS, INC. RANDOLPH BANK & TRUST COMPANY RANDOLPH BANK & TRUST COMPANY RCB FINANCIAL CORPORATION RCB FINANCIAL CORPORATION RCB FINANCIAL CORPORATION REDWOOD CAPITAL BANCORP REDWOOD CAPITAL BANCORP REDWOOD FINANCIAL, INC. REDWOOD FINANCIAL, INC. REGENT BANCORP, INC. REGENT BANCORP, INC. REGENT CAPITAL CORPORATION, INC. / REGENT BANK REGENT CAPITAL CORPORATION, INC. / REGENT BANK REGENTS BANCSHARES, INC. REGENTS BANCSHARES, INC. REGIONAL BANKSHARES, INC. REGIONAL BANKSHARES, INC. REGIONAL BANKSHARES, INC. REGIONAL BANKSHARES, INC. REGIONAL BANKSHARES, INC. REGIONS FINANCIAL CORPORATION REGIONS FINANCIAL CORPORATION REGIONS FINANCIAL CORPORATION RELIANCE BANCSHARES, INC. RELIANCE BANCSHARES, INC. RELIANCE BANCSHARES, INC. RIDGESTONE FINANCIAL SERVICES, INC. RIDGESTONE FINANCIAL SERVICES, INC. RIDGESTONE FINANCIAL SERVICES, INC. RISING SUN BANCORP RISING SUN BANCORP RIVER VALLEY BANCORPORATION, INC. RIVER VALLEY BANCORPORATION, INC. RIVER VALLEY BANCORPORATION, INC. RIVERSIDE BANCSHARES, INC. RIVERSIDE BANCSHARES, INC. ROGERS BANCSHARES, INC. ROGERS BANCSHARES, INC. ROYAL BANCSHARES OF PENNSYLVANIA, INC. ROYAL BANCSHARES OF PENNSYLVANIA, INC. GASTONIA PIGEON FALLS CHICAGO CHICAGO TACOMA TACOMA ORANGE CITY ORANGE CITY NASHVILLE NASHVILLE NASHVILLE NASHVILLE DALLAS DALLAS SAINT PAUL SAINT PAUL SAINT PAUL SAINT PAUL QUINCY QUINCY QUINCY QUINCY SAN JUAN SAN JUAN SAN JUAN LOUISVILLE LOUISVILLE LOUISVILLE LOUISVILLE OLATHE OLATHE OLATHE WILMETTE WILMETTE TALLAHASSEE TALLAHASSEE HUNTINGTON HUNTINGTON HUNTINGTON HUNTINGTON HUNTINGTON HUNTINGTON DUBUQUE DUBUQUE DUBUQUE RIVERSIDE RIVERSIDE MEDFORD MEDFORD SAN FRANCISCO SAN FRANCISCO SAN FRANCISCO SAN FRANCISCO PRINCETON PRINCETON MINNEAPOLIS MINNEAPOLIS MINNEAPOLIS CHICAGO CHICAGO CHICAGO ROCKY MOUNT ROCKY MOUNT BALTIMORE BALTIMORE BALTIMORE BALTIMORE ROCK HILL ROCK HILL MANY MANY BELLEVUE BELLEVUE CREVE COEUR CREVE COEUR CREVE COEUR MOLINE MOLINE MOLINE ASHEBORO ASHEBORO ROME ROME ROME EUREKA EUREKA REDWOOD FALLS REDWOOD FALLS DAVIE DAVIE NOWATA NOWATA VANCOUVER VANCOUVER HARTSVILLE HARTSVILLE HARTSVILLE HARTSVILLE HARTSVILLE BIRMINGHAM BIRMINGHAM BIRMINGHAM FRONTENAC FRONTENAC FRONTENAC BROOKFIELD BROOKFIELD BROOKFIELD RISING SUN RISING SUN WAUSAU WAUSAU WAUSAU LITTLE ROCK LITTLE ROCK LITTLE ROCK LITTLE ROCK NARBERTH NARBERTH NC WI IL IL WA WA FL FL TN TN TN TN TX TX MN MN MN MN CA CA CA CA PR PR PR KY KY KY KY KS KS KS IL IL FL FL WV WV WV WV WV WV IA IA IA CA CA OR OR CA CA CA CA IL IL MN MN MN IL IL IL NC NC MD MD MD MD SC SC LA LA WA WA MO MO MO IL IL IL NC NC GA GA GA CA CA MN MN FL FL OK OK WA WA SC SC SC SC SC AL AL AL MO MO MO WI WI WI MD MD WI WI WI AR AR AR AR PA PA 11/19/2013 8/25/2011 2/6/2009 8/13/2010 1/23/2009 11/5/2010 3/6/2009 5/22/2018 12/12/2008 12/28/2011 6/20/2012 7/18/2012 12/19/2008 9/27/2011 7/17/2009 4/26/2013 4/29/2013 5/31/2013 1/30/2009 4/29/2013 5/22/2013 5/31/2013 12/5/2008 7/2/2014 7/23/2014 11/21/2008 12/3/2014 12/4/2014 1/9/2015 4/3/2009 6/29/2015 8/6/2015 5/8/2009 8/13/2010 3/20/2009 8/14/2012 10/2/2009 8/8/2012 8/9/2012 8/10/2012 9/11/2012 5/6/2015 5/22/2009 7/22/2013 9/12/2013 2/20/2009 1/31/2014 2/13/2009 4/9/2013 11/20/2009 12/10/2012 12/11/2012 1/11/2013 1/23/2009 11/2/2012 2/27/2009 12/29/2009 6/25/2014 1/30/2009 10/24/2012 11/14/2012 10/2/2009 9/15/2011 11/14/2008 8/21/2012 3/20/2013 3/25/2013 3/13/2009 4/30/2014 2/27/2009 9/29/2010 1/16/2009 8/11/2011 1/16/2009 7/3/2012 8/8/2012 2/13/2009 9/15/2011 11/16/2011 10/30/2009 9/30/2013 6/19/2009 9/25/2013 10/29/2013 1/16/2009 7/21/2011 1/9/2009 8/18/2011 3/6/2009 10/17/2014 2/27/2009 7/21/2011 10/23/2009 1/26/2012 2/13/2009 11/8/2012 11/9/2012 1/11/2013 3/26/2013 11/14/2008 4/4/2012 5/2/2012 2/13/2009 9/25/2013 10/29/2013 2/27/2009 2/20/2013 3/26/2013 1/9/2009 10/17/2014 6/12/2009 6/6/2012 5/15/2013 5/15/2009 5/14/2014 1/30/2009 7/5/2013 2/20/2009 7/1/2014 Preferred Stock $3,000,000.00 $0.00 Preferred Stock w/ Exercised Warrants $6,800,000.00 $0.00 $207,947.78 Currently Not Collectible Preferred Stock w/ Exercised Warrants $4,389,000.00 $0.00 $984,999.00 Sold, in full; warrants not outstanding $95,000,000.00 $0.00 $815,100.00 $1,500,000.00 2,964 1,500 $275.00 $1,000.00 $3,000,000.00 3,000 $1,000.00 ($2,148,900.00) $71,000.00 71 $755,000.00 267,455 $4,382,000.00 4,382 $90,582.47 107,000 $234,500.00 237,712 $3,000,000.00 2,093,284 $164,018.20 140 $5,675,000.00 636,378 $478,590.75 317,000 $200,000.00 200 $83,086.12 $195,295.20 97 228 $248,000.00 248 $1,225,000.00 645,013 $175,000.00 175 $3,227,916.67 Redeemed, in full; warrants not outstanding ($6,800,000.00) Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $87,631,000.00 $0.00 $2,500,000.00 $0.00 $700,000.00 4,389 $159.49 $23,750,000.00 $71,250,000.00 23,750 71,250 $1,000.00 $1,000.00 ($3,689,000.00) $111,918,194.45 Redeemed, in full; warrants not outstanding $105,252,939.77 Redeemed, in full; warrants not outstanding $87,631,000.00 87,631 $1,000.00 $120,000.00 $2,380,000.00 120,000 2,380,000 $1.00 $1.00 $180.00 $3,570.00 11,949 $1,091.11 $1,088,673.39 $3,103,618.40 Sold, in full; warrants not outstanding ($25,000.00) Preferred Stock w/ Warrants $11,949,000.00 $0.00 $13,764,140.41 Sold, in full; warrants not outstanding $11,949,000.00 ($130,376.73) Preferred Stock w/ Warrants $935,000,000.00 $0.00 $1,220,280,000.00 Redeemed, in full; warrants not outstanding $935,000,000.00 Preferred Stock w/ Warrants $35,000,000.00 $0.00 935,000 $1,000.00 $8,233,333.33 Sold, in full; warrants not outstanding $2,693,800.00 $806,200.00 26,938 8,062 $100.00 $100.00 2,800 $1,187.61 6,784,000 $1.00 ($24,244,200.00) ($7,255,800.00) ($50,000.00) Preferred Stock w/ Exercised Warrants $2,800,000.00 $0.00 $3,596,579.20 Sold, in full; warrants not outstanding $2,800,000.00 $525,308.00 ($25,000.00) Subordinated Debentures $6,784,000.00 $0.00 Preferred Stock w/ Exercised Warrants $9,500,000.00 $0.00 $22,252,000.00 $0.00 $7,444,215.12 Redeemed, in full; warrants not outstanding $6,784,000.00 $467,412.50 Exited bankruptcy/Receivership ($9,500,000.00) Preferred Stock w/ Warrants $28,727,240.29 Sold, in full; warrants not outstanding $1,678,618.89 $8,575,102.51 $9,795,998.16 1,863 9,517 10,872 $901.03 $901.03 $901.03 ($184,381.11) ($941,897.49) ($1,076,001.84) ($200,497.20) Subordinated Debentures w/ Exercised Warrants $6,349,000.00 $0.00 $8,778,669.11 Sold, in full; warrants not outstanding $6,349,000.00 6,349,000 $1.24 $4,000,000.00 4,000 $1,000.00 $41,400,000.00 41,400 $1,000.00 $262,635.10 $8,887,232.90 310 10,490 $847.21 $847.21 $1,507,379.58 ($78,563.80) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $4,000,000.00 $41,400,000.00 $10,800,000.00 $0.00 $0.00 $0.00 $4,300,522.22 Redeemed, in full; warrants not outstanding $42,446,500.00 Redeemed, in full; warrants not outstanding $11,077,694.89 Sold, in full; warrants not outstanding ($47,364.90) ($1,602,767.10) ($91,498.68) Preferred Stock w/ Warrants $25,083,000.00 $0.00 $2,271,405.00 Currently Not Collectible ($25,083,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $4,960,000.00 $3,262,000.00 $0.00 $10,836,280.71 Redeemed, in full; warrants not outstanding $243,815,000.00 $0.00 $290,552,132.92 Redeemed, in full; warrants not outstanding $4,000,000.00 $151,500,000.00 $0.00 $0.00 $8,222,000.00 8,222 $1,000.00 $243,815,000.00 243,815 $1,000.00 $4,596,311.80 Redeemed, in full; warrants not outstanding $4,000,000.00 4,000 $1,000.00 $151,500,000.00 151,500 $1,000.00 $199,100,113.41 Sold, in full; warrants not outstanding $71.62 $19,047,005.12 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $9,266,000.00 $9,270,000.00 $4,500,000.00 $32,538,000.00 $0.00 $0.00 $0.00 $0.00 $5,639,391.00 Sold, in full; warrants not outstanding $5,096,300.00 9,266 $550.00 $9,270,000.00 9,270 $1,000.00 $464,000.00 464 $4,500,000.00 4,500 $1,000.00 $225,000.00 225 32,538 $888.00 $1,100,000.00 778,421 $1,100,000.00 521,888 $311,000.00 311 $253,383.25 268 $10,536,802.00 Redeemed, in full; warrants not outstanding $5,355,156.75 Redeemed, in full; warrants not outstanding $35,195,847.13 Sold, in full; warrants not outstanding $28,893,744.00 Preferred Stock w/ Warrants $38,237,000.00 $0.00 ($433,406.16) Preferred Stock w/ Exercised Warrants $6,229,000.00 $8,900,000.00 $0.00 $0.00 ($3,644,256.00) $44,286,567.33 Redeemed, in full; warrants not outstanding $38,237,000.00 Preferred Stock w/ Exercised Warrants ($4,169,700.00) 38,237 $1,000.00 $7,190,593.33 Redeemed, in full; warrants not outstanding $6,229,000.00 6,229 $1,000.00 $8,073,279.00 8,900 $907.11 $3,800,000.00 3,800 $1,000.00 $190,000.00 190 $2,995,000.00 2,995 $1,000.00 $150,000.00 150 $7,970,737.50 1,449,225 $5.50 $2,655,000.00 2,655 $1,000.00 $133,000.00 133 $12,700,000.00 12,700 $1,000.00 $381,000.00 381 $246,975.00 $1,140,525.00 267 1,233 $925.00 $925.00 $50,000.00 75 3,500,000 $1,000.00 $45,000,000.00 48,253,677 $2,199,799.80 2,000 $476,206.83 545 $9,139,863.61 Sold, in full; warrants not outstanding ($826,721.00) ($80,732.79) Preferred Stock w/ Exercised Warrants $3,800,000.00 $0.00 $4,510,626.39 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $2,995,000.00 $0.00 $3,570,810.92 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $9,982,000.00 $0.00 $8,755,019.00 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $2,655,000.00 $0.00 $3,135,328.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $12,700,000.00 $0.00 $14,594,338.99 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $1,500,000.00 $0.00 ($2,011,262.50) $1,718,159.50 Sold, in full; warrants not outstanding ($20,025.00) ($92,475.00) ($13,875.00) ($11,125.00) Preferred Stock w/ Warrants $3,500,000,000.00 $0.00 $4,138,055,555.55 Redeemed, in full; warrants not outstanding $3,500,000,000.00 Preferred Stock w/ Exercised Warrants $40,000,000.00 $0.00 $45,820,950.80 Sold, in full; warrants not outstanding $40,000,000.00 40,000 $1,004.90 10,900 $822.60 $196,000.00 ($401,960.00) Preferred Stock w/ Exercised Warrants $10,900,000.00 $0.00 $9,630,106.93 Sold, in full; warrants not outstanding $8,966,340.00 ($1,933,660.00) ($89,663.40) Preferred Stock w/ Exercised Warrants $5,983,000.00 $0.00 $15,000,000.00 $0.00 $195,637.00 Currently Not Collectible ($5,983,000.00) Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $1,100,000.00 $25,000,000.00 $0.00 $0.00 $19,928,275.00 Redeemed, in full; warrants not outstanding $10,500,000.00 $4,500,000.00 10,500,000 4,500,000 $1.00 $1.00 $750,000.00 750,000 $1,100,000.00 1,100,000 $1.00 $55,000.00 55,000 $1,622,708.57 Redeemed, in full; warrants not outstanding $738,021.00 Currently Not Collectible ($25,000,000.00) Preferred Stock w/ Warrants $30,407,000.00 $0.00 $38,451,518.83 Sold, in full; warrants not outstanding $9,000,000.00 9,000 $1,207.11 $1,863,990.00 UST0379 UST0512 UST0512 UST0512 UST0347 UST0347 UST0347 UST0033 UST0033 UST0366 UST0366 UST0366 UST0089 UST0089 UST0089 UST0089 UST0540 UST0540 UST0540 UST0168 UST0168 UST0151 UST0151 UST0305 UST0305 UST0305 UST0175 UST0175 UST0175 UST0181 UST0181 UST0474 UST0474 UST0474 UST0474 UST0474 UST0143 UST0143 UST0107 UST0107 UST1207 UST1207 UST0208 UST0208 UST0208 UST0763 UST0763 UST1055 UST1055 UST1055 UST0071 UST0071 UST0071 UST0071 UST0394 UST0394 UST0394 UST1148 UST1148 UST0104 UST0104 UST0104 UST0269 UST0269 UST0269 UST0425 UST0425 UST0144 UST0144 UST0144 UST0099 UST0099 UST1210 UST1210 UST1210 UST1210 UST0490 UST0490 UST0105 UST0105 UST0701 UST0701 UST0701 UST1115 UST1115 UST0491 UST0491 UST0145 UST0145 UST0145 UST1221 UST1221 UST1221 UST0114 UST0114 UST0114 UST0910 UST0910 UST1009 UST1009 UST1009 UST0751 UST0751 UST1114 UST1114 UST0146 UST0146 UST0146 UST0944 UST0944 UST0477 UST0477 UST0477 UST0478 UST0478 UST0020 UST0020 UST0020 UST0919 11 8 44 11,44 8,14 8,14,44 11 8,14,44 8,14 8,14,44 8,14,44 8,14,36,111 11,36 8,14,44 14,15 11 11,14,15 11 11 8,32,97,132 8,14 8,14 9,11,36 8,14,45 8,14,44 44 8 11 8,14,44 8 8 8,14,74 11,61 15,17,44 8,11 8,11,36 12,16 11,14,15 AB&T FINANCIAL CORPORATION ROYAL BANCSHARES OF PENNSYLVANIA, INC. ROYAL BANCSHARES OF PENNSYLVANIA, INC. ROYAL BANCSHARES OF PENNSYLVANIA, INC. S&T BANCORP, INC. S&T BANCORP, INC. S&T BANCORP, INC. SAIGON NATIONAL BANK / CALIFORNIA INTERNATIONAL BANK, N.A. SAIGON NATIONAL BANK / CALIFORNIA INTERNATIONAL BANK, N.A. SALISBURY BANCORP, INC. SALISBURY BANCORP, INC. SALISBURY BANCORP, INC. SANDY SPRING BANCORP, INC. SANDY SPRING BANCORP, INC. SANDY SPRING BANCORP, INC. SANDY SPRING BANCORP, INC. SANTA CLARA VALLEY BANK, N.A SANTA CLARA VALLEY BANK, N.A SANTA CLARA VALLEY BANK, N.A SANTA LUCIA BANCORP SANTA LUCIA BANCORP SBT BANCORP, INC. SBT BANCORP, INC. SCBT FINANCIAL CORPORATION SCBT FINANCIAL CORPORATION SCBT FINANCIAL CORPORATION SEACOAST BANKING CORPORATION OF FLORIDA SEACOAST BANKING CORPORATION OF FLORIDA SEACOAST BANKING CORPORATION OF FLORIDA SEACOAST COMMERCE BANK SEACOAST COMMERCE BANK SECURITY BANCSHARES OF PULASKI COUNTY, INC. SECURITY BANCSHARES OF PULASKI COUNTY, INC. SECURITY BANCSHARES OF PULASKI COUNTY, INC. SECURITY BANCSHARES OF PULASKI COUNTY, INC. SECURITY BANCSHARES OF PULASKI COUNTY, INC. SECURITY BUSINESS BANCORP SECURITY BUSINESS BANCORP SECURITY CALIFORNIA BANCORP SECURITY CALIFORNIA BANCORP SECURITY CAPITAL CORPORATION SECURITY CAPITAL CORPORATION SECURITY FEDERAL CORPORATION SECURITY FEDERAL CORPORATION SECURITY FEDERAL CORPORATION SECURITY STATE BANCSHARES, INC. SECURITY STATE BANCSHARES, INC. SECURITY STATE BANK HOLDING COMPANY SECURITY STATE BANK HOLDING COMPANY SECURITY STATE BANK HOLDING COMPANY SEVERN BANCORP, INC. SEVERN BANCORP, INC. SEVERN BANCORP, INC. SEVERN BANCORP, INC. SHORE BANCSHARES, INC. SHORE BANCSHARES, INC. SHORE BANCSHARES, INC. SIGNATURE BANCSHARES, INC. SIGNATURE BANCSHARES, INC. SIGNATURE BANK SIGNATURE BANK SIGNATURE BANK SOMERSET HILLS BANCORP SOMERSET HILLS BANCORP SOMERSET HILLS BANCORP SONOMA VALLEY BANCORP SONOMA VALLEY BANCORP SOUND BANKING COMPANY SOUND BANKING COMPANY SOUND BANKING COMPANY SOUTH FINANCIAL GROUP, INC./ CAROLINA FIRST BANK SOUTH FINANCIAL GROUP, INC./ CAROLINA FIRST BANK SOUTHCREST FINANCIAL GROUP, INC. SOUTHCREST FINANCIAL GROUP, INC. SOUTHCREST FINANCIAL GROUP, INC. SOUTHCREST FINANCIAL GROUP, INC. SOUTHERN BANCORP, INC. SOUTHERN BANCORP, INC. SOUTHERN COMMUNITY FINANCIAL CORP. SOUTHERN COMMUNITY FINANCIAL CORP. SOUTHERN FIRST BANCSHARES, INC. SOUTHERN FIRST BANCSHARES, INC. SOUTHERN FIRST BANCSHARES, INC. SOUTHERN HERITAGE BANCSHARES, INC. SOUTHERN HERITAGE BANCSHARES, INC. SOUTHERN ILLINOIS BANCORP, INC. SOUTHERN ILLINOIS BANCORP, INC. SOUTHERN MISSOURI BANCORP, INC. SOUTHERN MISSOURI BANCORP, INC. SOUTHERN MISSOURI BANCORP, INC. SOUTHFIRST BANCSHARES, INC. SOUTHFIRST BANCSHARES, INC. SOUTHFIRST BANCSHARES, INC. SOUTHWEST BANCORP, INC. SOUTHWEST BANCORP, INC. SOUTHWEST BANCORP, INC. SOVEREIGN BANCSHARES, INC. SOVEREIGN BANCSHARES, INC. SPIRIT BANKCORP, INC. SPIRIT BANKCORP, INC. SPIRIT BANKCORP, INC. ST. JOHNS BANCSHARES, INC. ST. JOHNS BANCSHARES, INC. STANDARD BANCSHARES, INC. STANDARD BANCSHARES, INC. STATE BANCORP, INC. / VALLEY NATIONAL BANCORP STATE BANCORP, INC. / VALLEY NATIONAL BANCORP STATE BANCORP, INC. / VALLEY NATIONAL BANCORP STATE BANK OF BARTLEY, THE STATE BANK OF BARTLEY, THE STATE BANKSHARES, INC. STATE BANKSHARES, INC. STATE BANKSHARES, INC. STATE CAPITAL CORP. STATE CAPITAL CORP. STATE STREET CORPORATION STATE STREET CORPORATION STATE STREET CORPORATION STEARNS FINANCIAL SERVICES, INC. GASTONIA NARBERTH NARBERTH NARBERTH INDIANA INDIANA INDIANA WESTMINSTER WESTMINSTER LAKEVILLE LAKEVILLE LAKEVILLE OLNEY OLNEY OLNEY OLNEY SANTA PAULA SANTA PAULA SANTA PAULA ATASCADERO ATASCADERO SIMSBURY SIMSBURY COLUMBIA COLUMBIA COLUMBIA STUART STUART STUART CHULA VISTA CHULA VISTA WAYNESVILLE WAYNESVILLE WAYNESVILLE WAYNESVILLE WAYNESVILLE SAN DIEGO SAN DIEGO RIVERSIDE RIVERSIDE BATESVILLE BATESVILLE AIKEN AIKEN AIKEN CHARLESTON CHARLESTON JAMESTOWN JAMESTOWN JAMESTOWN ANNAPOLIS ANNAPOLIS ANNAPOLIS ANNAPOLIS EASTON EASTON EASTON DALLAS DALLAS NEW YORK NEW YORK NEW YORK BERNARDSVILLE BERNARDSVILLE BERNARDSVILLE SONOMA SONOMA MOREHEAD CITY MOREHEAD CITY MOREHEAD CITY GREENVILLE GREENVILLE FAYETTEVILLE FAYETTEVILLE FAYETTEVILLE FAYETTEVILLE ARKADELPHIA ARKADELPHIA WINSTON-SALEM WINSTON-SALEM GREENVILLE GREENVILLE GREENVILLE CLEVELAND CLEVELAND CARMI CARMI POPLAR BLUFF POPLAR BLUFF POPLAR BLUFF SYLACAUGA SYLACAUGA SYLACAUGA STILLWATER STILLWATER STILLWATER DALLAS DALLAS BRISTOW BRISTOW BRISTOW ST. LOUIS ST. LOUIS HICKORY HILLS HICKORY HILLS JERICHO JERICHO JERICHO BARTLEY BARTLEY FARGO FARGO FARGO GREENWOOD GREENWOOD BOSTON BOSTON BOSTON ST. CLOUD NC PA PA PA PA PA PA CA CA CT CT CT MD MD MD MD CA CA CA CA CA CT CT SC SC SC FL FL FL CA CA MO MO MO MO MO CA CA CA CA MS MS SC SC SC MO MO ND ND ND MD MD MD MD MD MD MD TX TX NY NY NY NJ NJ NJ CA CA NC NC NC SC SC GA GA GA GA AR AR NC NC SC SC SC TN TN IL IL MO MO MO AL AL AL OK OK OK TX TX OK OK OK MO MO IL IL NY NY NY NE NE ND ND ND MS MS MA MA MA MN 11/19/2013 7/2/2014 9/26/2014 2/28/2018 1/16/2009 12/7/2011 6/11/2013 12/23/2008 4/5/2017 3/13/2009 8/25/2011 11/2/2011 12/5/2008 7/21/2010 12/15/2010 2/23/2011 2/13/2009 3/8/2013 4/9/2013 12/19/2008 10/21/2011 3/27/2009 8/11/2011 1/16/2009 5/20/2009 6/24/2009 12/19/2008 4/3/2012 5/30/2012 12/23/2008 9/1/2011 2/13/2009 12/10/2012 12/11/2012 1/11/2013 3/26/2013 1/9/2009 7/14/2011 1/9/2009 9/15/2011 6/26/2009 9/29/2010 12/19/2008 9/29/2010 7/31/2013 2/20/2009 9/22/2011 5/1/2009 6/24/2013 7/26/2013 11/21/2008 9/25/2013 10/29/2013 12/20/2017 1/9/2009 4/15/2009 11/16/2011 6/26/2009 12/15/2010 12/12/2008 3/31/2009 3/16/2010 1/16/2009 5/20/2009 6/24/2009 2/20/2009 8/20/2010 1/9/2009 11/13/2012 1/11/2013 12/5/2008 9/30/2010 7/17/2009 3/8/2013 3/11/2013 4/9/2013 1/16/2009 8/6/2010 12/5/2008 10/1/2012 2/27/2009 7/3/2012 7/25/2012 5/15/2009 9/8/2011 1/23/2009 8/25/2011 12/5/2008 7/21/2011 5/13/2015 6/12/2009 6/29/2015 8/6/2015 12/5/2008 8/8/2012 5/29/2013 3/13/2009 9/22/2011 3/27/2009 10/21/2013 1/6/2014 3/13/2009 1/10/2018 4/24/2009 2/22/2013 12/5/2008 12/14/2011 5/27/2015 9/4/2009 9/22/2011 1/16/2009 8/12/2009 6/29/2011 2/13/2009 9/29/2010 10/28/2008 6/17/2009 7/8/2009 6/26/2009 $815,100.00 $21,407,000.00 2,964 21,407 $275.00 $1,207.11 ($2,148,900.00) $4,433,603.77 ($367,045.94) Preferred Stock w/ Warrants $108,676,000.00 $0.00 $108,676,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $1,549,000.00 $8,816,000.00 $83,094,000.00 $0.00 $0.00 $0.00 108,676 $2,900,000.00 $0.00 1,368,041 $527,361.00 517,012 $77,000.00 77 $205,000.00 57,671 $4,450,000.00 651,547 $98,251.45 145 $200,000.00 200 $1,400,000.00 303,083 $55,000.00 589,623 $90,000.00 90 $69,186.80 108 $1,000.00 $1,646,325.00 Redeemed, in full; warrants not outstanding $1,549,000.00 1,549 $1,000.00 $8,816,000.00 8,816 $1,000.00 $10,100,960.44 Redeemed, in full; warrants not outstanding $95,137,868.33 Redeemed, in full; warrants not outstanding $41,547,000.00 $41,547,000.00 Preferred Stock w/ Exercised Warrants $1,755,000.00 $124,916,099.34 Redeemed, in full; warrants not outstanding 41,547 41,547 $1,000.00 $1,000.00 $2,697,208.51 Sold, in full; warrants not outstanding $2,465,029.00 2,900 $850.01 ($434,971.00) $2,800,000.00 4,000 $700.00 ($1,200,000.00) $4,000,000.00 4,000 $1,000.00 $64,779,000.00 64,779 $1,000.00 ($25,000.00) Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $4,000,000.00 $4,000,000.00 $64,779,000.00 $50,000,000.00 $0.00 $0.00 $0.00 $0.00 $3,131,111.11 Sold, in full; warrants not outstanding $4,717,144.78 Redeemed, in full; warrants not outstanding $67,294,638.84 Redeemed, in full; warrants not outstanding $49,045,470.38 Sold, in full; warrants not outstanding $41,020,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $1,800,000.00 $2,152,000.00 $0.00 $0.00 ($615,300.00) 2,000 $20,510.00 ($8,980,000.00) $2,153,780.00 Redeemed, in full; warrants not outstanding $1,800,000.00 1,800 $1,000.00 $174,537.72 $1,315,959.00 252 1,900 $692.61 $692.61 $5,803,000.00 5,803 $1,000.00 $290,000.00 290 $6,815,000.00 6,815 $1,000.00 $341,000.00 341 $17,388,000.00 17,388 $1,000.00 $522,000.00 522 $18,000,000.00 18,000 $1,000.00 $50,000.00 137,966 $625,000.00 625 $720,368.55 538,000 $520,000.00 556,976 $25,000.00 172,970 $85,000.00 85,000 $11,150,939.74 595,829 $275,000.00 163,065 $1,983,756.24 Sold, in full; warrants not outstanding ($77,462.28) ($584,041.00) ($14,904.97) ($10,095.03) Preferred Stock w/ Exercised Warrants $5,803,000.00 $0.00 $6,888,017.86 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $6,815,000.00 $0.00 $8,152,698.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $17,388,000.00 $0.00 $19,063,111.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $18,000,000.00 $0.00 $19,650,000.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $12,500,000.00 $10,750,000.00 $0.00 $0.00 $14,888,679.86 Redeemed, in full; warrants not outstanding $12,500,000.00 12,500 $1,000.00 $10,750,000.00 10,750,000 $1.17 23,393 $998.90 $14,543,635.13 Sold, in full; warrants not outstanding $1,784,607.50 ($125,346.08) Preferred Stock w/ Warrants $23,393,000.00 $0.00 $27,435,463.85 Sold, in full; warrants not outstanding $23,367,267.70 ($25,732.30) ($233,672.68) Preferred Stock w/ Warrants $25,000,000.00 $0.00 $25,358,333.33 Redeemed, in full; warrants not outstanding $25,000,000.00 Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $1,700,000.00 $120,000,000.00 $7,414,000.00 $0.00 $0.00 $0.00 25,000 $1,994,587.59 Redeemed, in full; warrants not outstanding $1,700,000.00 1,700,000 $1.00 $120,000,000.00 120,000 $1,000.00 $132,967,606.41 Redeemed, in full; warrants not outstanding $7,816,685.55 Redeemed, in full; warrants not outstanding $7,414,000.00 Preferred Stock w/ Exercised Warrants $8,653,000.00 $0.00 $1,000.00 7,414 $1,000.00 $497,164.00 Currently Not Collectible ($8,653,000.00) Preferred Stock w/ Exercised Warrants $3,070,000.00 $0.00 $3,575,224.44 Sold, in full; warrants not outstanding $2,832,412.70 3,070 $922.61 ($237,587.30) $124,412.34 154 $130,179,218.75 130,179 $1,000.00 ($216,820,781.25) $400,000.00 10,106,796 $1,814,620.00 $9,889,679.00 2,000 10,900 $907.31 $907.31 ($185,380.00) ($1,010,321.00) $588,264.19 645 $11,000,000.00 11,000 $1,000.00 $42,750,000.00 42,750 $1,000.00 17,299 $904.00 $1,100,000.00 399,970 ($25,000.00) Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $347,000,000.00 $0.00 $146,965,329.86 Sold, in full; warrants not outstanding $12,900,000.00 $0.00 $13,109,014.25 Sold, in full; warrants not outstanding ($117,042.99) Preferred Stock $11,000,000.00 $0.00 $11,855,555.56 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $42,750,000.00 $0.00 $51,088,046.14 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $17,299,000.00 $0.00 $19,401,361.89 Sold, in full; warrants not outstanding $15,638,296.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $4,862,000.00 $5,000,000.00 $9,550,000.00 $2,760,000.00 $0.00 $0.00 $0.00 $0.00 ($234,574.44) ($1,660,704.00) $5,718,111.14 Redeemed, in full; warrants not outstanding $4,862,000.00 4,862 $1,000.00 $243,000.00 243 $5,000,000.00 5,000 $1,000.00 $250,000.00 250 $9,550,000.00 9,550 $1,000.00 $2,700,000.00 231,891 $140,617.94 138 $2,287,197.00 703,753 $911,000.00 911 $631,941.75 1,500 $150,000.00 150 $100,566.69 488,847 $5,955,472.22 Redeemed, in full; warrants not outstanding $13,504,763.89 Redeemed, in full; warrants not outstanding $3,202,464.28 Sold, in full; warrants not outstanding $2,722,050.00 2,760 $986.25 70,000 $1,000.00 ($37,950.00) ($25,000.00) Preferred Stock w/ Warrants $70,000,000.00 $0.00 $85,247,569.91 Redeemed, in full; warrants not outstanding $70,000,000.00 Preferred Stock w/ Exercised Warrants $18,215,000.00 $0.00 $21,632,668.61 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $30,000,000.00 $0.00 $11,803,691.75 Sold, in full; warrants not outstanding $18,215,000.00 18,215 $1,000.00 30,000 $300.00 $3,000,000.00 3,000 $1,000.00 $60,000,000.00 12,903,226 $4.65 $36,842,000.00 36,842 $1,000.00 $9,000,000.00 ($21,000,000.00) ($90,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Subordinated Debentures w/ Exercised Warrants $3,000,000.00 $60,000,000.00 $36,842,000.00 $0.00 $0.00 $0.00 $5,031,220.50 Redeemed, in full; warrants not outstanding $75,757,163.03 Redeemed, in full; warrants not outstanding $42,514,919.19 Redeemed, in full; warrants not outstanding $1,697,000.00 $0.00 $2,030,299.18 Redeemed, in full; warrants not outstanding $50,000,000.00 $0.00 $58,008,472.23 Redeemed, in full; warrants not outstanding $15,000,000.00 $2,000,000,000.00 $24,900,000.00 $0.00 $0.00 $0.00 $3,000,000.00 $1,697,000.00 1,697,000 $1.00 $51,000.00 51,000 $12,500,000.00 $37,500,000.00 12,500 37,500 $1,000.00 $1,000.00 $2,500,000.00 250 $15,000,000.00 15,000 $1,000.00 $750,000.00 750 $2,000,000,000.00 20,000 $100,000.00 $60,000,000.00 2,788,104 $17,080,708.67 Redeemed, in full; warrants not outstanding $2,123,611,111.12 Redeemed, in full; warrants not outstanding $31,495,442.29 Redeemed, in full; warrants not outstanding UST0379 UST0919 UST1316 UST1316 UST0237 UST0237 UST0237 UST0237 UST0299 UST0299 UST0299 UST0147 UST0147 UST0147 UST0183 UST0183 UST0183 UST0380 UST0380 UST0380 UST0475 UST0475 UST0475 UST0559 UST0559 UST0559 UST0559 UST1289 UST1289 UST0148 UST0148 UST0148 UST0188 UST0188 UST0188 UST0005 UST0005 UST0005 UST0005 UST0112 UST0112 UST0202 UST0202 UST0095 UST0095 UST0095 UST0095 UST1079 UST1079 UST0087 UST0087 UST0087 UST1145 UST1145 UST0100 UST0100 UST0100 UST0395 UST0395 UST0083 UST0083 UST0083 UST1314 UST1314 UST0218 UST0218 UST0052 UST0052 UST0052 UST0213 UST0213 UST0101 UST0101 UST0350 UST0350 UST0350 UST0350 UST0373 UST0373 UST0373 UST0376 UST0376 UST0746 UST0746 UST0149 UST0149 UST0149 UST0643 UST0643 UST0362 UST0362 UST0362 UST0362 UST0443 UST0443 UST0443 UST0443 UST0163 UST0163 UST0293 UST0293 UST0293 UST0186 UST0186 UST0186 UST0186 UST0186 UST0511 UST0511 UST0511 UST0652 UST0652 UST0470 UST0470 UST0830 UST0830 UST0830 UST0896 UST0896 15,17,45 11 11 11 31 44 8,11,14 8,14 15,123 44 11 11 24,49,97 8,11,14 11 8,11,14 12,16 14,15,44 11,150 8,103 15,17,45 8,97,100 11 8,11,14 63,97 8,14 11 8,11,14 8,14,44 12,16 8 11 8,14 44 11 11,36 8,11,14 8,11,14 11 8,14,44 AB&T FINANCIAL CORPORATION STEARNS FINANCIAL SERVICES, INC. STEELE STREET BANK CORPORATION STEELE STREET BANK CORPORATION STELLARONE CORPORATION STELLARONE CORPORATION STELLARONE CORPORATION STELLARONE CORPORATION STERLING BANCORP STERLING BANCORP STERLING BANCORP STERLING BANCSHARES, INC. STERLING BANCSHARES, INC. STERLING BANCSHARES, INC. STERLING FINANCIAL CORPORATION STERLING FINANCIAL CORPORATION STERLING FINANCIAL CORPORATION STEWARDSHIP FINANCIAL CORPORATION STEWARDSHIP FINANCIAL CORPORATION STEWARDSHIP FINANCIAL CORPORATION STOCKMENS FINANCIAL CORPORATION STOCKMENS FINANCIAL CORPORATION STOCKMENS FINANCIAL CORPORATION STONEBRIDGE FINANCIAL CORP. STONEBRIDGE FINANCIAL CORP. STONEBRIDGE FINANCIAL CORP. STONEBRIDGE FINANCIAL CORP. SUBURBAN ILLINOIS BANCORP, INC. SUBURBAN ILLINOIS BANCORP, INC. SUMMIT STATE BANK SUMMIT STATE BANK SUMMIT STATE BANK SUN BANCORP, INC. SUN BANCORP, INC. SUN BANCORP, INC. SUNTRUST BANKS, INC. SUNTRUST BANKS, INC. SUNTRUST BANKS, INC. SUNTRUST BANKS, INC. SUPERIOR BANCORP INC. SUPERIOR BANCORP INC. SURREY BANCORP SURREY BANCORP SUSQUEHANNA BANCSHARES, INC. SUSQUEHANNA BANCSHARES, INC. SUSQUEHANNA BANCSHARES, INC. SUSQUEHANNA BANCSHARES, INC. SV FINANCIAL, INC. SV FINANCIAL, INC. SVB FINANCIAL GROUP SVB FINANCIAL GROUP SVB FINANCIAL GROUP SWORD FINANCIAL CORPORATION SWORD FINANCIAL CORPORATION SYNOVUS FINANCIAL CORP. SYNOVUS FINANCIAL CORP. SYNOVUS FINANCIAL CORP. SYRINGA BANCORP SYRINGA BANCORP TAYLOR CAPITAL GROUP TAYLOR CAPITAL GROUP TAYLOR CAPITAL GROUP TCB CORPORATION/COUNTY BANK TCB CORPORATION/COUNTY BANK TCB HOLDING COMPANY TCB HOLDING COMPANY TCF FINANCIAL CORPORATION TCF FINANCIAL CORPORATION TCF FINANCIAL CORPORATION TCNB FINANCIAL CORP TCNB FINANCIAL CORP TENNESSEE COMMERCE BANCORP, INC. TENNESSEE COMMERCE BANCORP, INC. TENNESSEE VALLEY FINANCIAL HOLDINGS, INC. TENNESSEE VALLEY FINANCIAL HOLDINGS, INC. TENNESSEE VALLEY FINANCIAL HOLDINGS, INC. TENNESSEE VALLEY FINANCIAL HOLDINGS, INC. TEXAS CAPITAL BANCSHARES, INC. TEXAS CAPITAL BANCSHARES, INC. TEXAS CAPITAL BANCSHARES, INC. TEXAS NATIONAL BANCORPORATION INC. TEXAS NATIONAL BANCORPORATION INC. THE ANB CORPORATION THE ANB CORPORATION THE BANCORP, INC. THE BANCORP, INC. THE BANCORP, INC. THE BANK OF CURRITUCK THE BANK OF CURRITUCK THE BANK OF KENTUCKY FINANCIAL CORPORATION THE BANK OF KENTUCKY FINANCIAL CORPORATION THE BANK OF KENTUCKY FINANCIAL CORPORATION THE BANK OF KENTUCKY FINANCIAL CORPORATION THE BARABOO BANCORPORATION, INC. THE BARABOO BANCORPORATION, INC. THE BARABOO BANCORPORATION, INC. THE BARABOO BANCORPORATION, INC. THE CONNECTICUT BANK AND TRUST COMPANY THE CONNECTICUT BANK AND TRUST COMPANY THE ELMIRA SAVINGS BANK, FSB THE ELMIRA SAVINGS BANK, FSB THE ELMIRA SAVINGS BANK, FSB THE FIRST BANCORP, INC. THE FIRST BANCORP, INC. THE FIRST BANCORP, INC. THE FIRST BANCORP, INC. THE FIRST BANCORP, INC. THE FIRST BANCSHARES, INC. THE FIRST BANCSHARES, INC. THE FIRST BANCSHARES, INC. THE FIRST STATE BANK OF MOBEETIE THE FIRST STATE BANK OF MOBEETIE THE FREEPORT STATE BANK THE FREEPORT STATE BANK THE HARTFORD FINANCIAL SERVICES GROUP, INC. THE HARTFORD FINANCIAL SERVICES GROUP, INC. THE HARTFORD FINANCIAL SERVICES GROUP, INC. THE LANDRUM COMPANY THE LANDRUM COMPANY GASTONIA ST. CLOUD DENVER DENVER CHARLOTTESVILLE CHARLOTTESVILLE CHARLOTTESVILLE CHARLOTTESVILLE NEW YORK NEW YORK NEW YORK HOUSTON HOUSTON HOUSTON SPOKANE SPOKANE SPOKANE MIDLAND PARK MIDLAND PARK MIDLAND PARK RAPID CITY RAPID CITY RAPID CITY WEST CHESTER WEST CHESTER WEST CHESTER WEST CHESTER ELMHURST ELMHURST SANTA ROSA SANTA ROSA SANTA ROSA VINELAND VINELAND VINELAND ATLANTA ATLANTA ATLANTA ATLANTA BIRMINGHAM BIRMINGHAM MOUNT AIRY MOUNT AIRY LITITZ LITITZ LITITZ LITITZ STERLING STERLING SANTA CLARA SANTA CLARA SANTA CLARA HORICON HORICON COLUMBUS COLUMBUS COLUMBUS BOISE BOISE ROSEMONT ROSEMONT ROSEMONT GREENWOOD GREENWOOD THE WOODLANDS THE WOODLANDS WAYZATA WAYZATA WAYZATA DAYTON DAYTON FRANKLIN FRANKLIN OAK RIDGE OAK RIDGE OAK RIDGE OAK RIDGE DALLAS DALLAS DALLAS JACKSONVILLE JACKSONVILLE TERRELL TERRELL WILMINGTON WILMINGTON WILMINGTON MOYOCK MOYOCK CRESTVIEW HILLS CRESTVIEW HILLS CRESTVIEW HILLS CRESTVIEW HILLS BARABOO BARABOO BARABOO BARABOO HARTFORD HARTFORD ELMIRA ELMIRA ELMIRA DAMARISCOTTA DAMARISCOTTA DAMARISCOTTA DAMARISCOTTA DAMARISCOTTA HATTIESBURG HATTIESBURG HATTIESBURG MOBEETIE MOBEETIE HARPER HARPER HARTFORD HARTFORD HARTFORD COLUMBIA COLUMBIA NC MN CO CO VA VA VA VA NY NY NY TX TX TX WA WA WA NJ NJ NJ SD SD SD PA PA PA PA IL IL CA CA CA NJ NJ NJ GA GA GA GA AL AL NC NC PA PA PA PA IL IL CA CA CA WI WI GA GA GA ID ID IL IL IL SC SC TX TX MN MN MN OH OH TN TN TN TN TN TN TX TX TX TX TX TX TX DE DE DE NC NC KY KY KY KY WI WI WI WI CT CT NY NY NY ME ME ME ME ME MS MS MS TX TX KS KS CT CT CT MO MO 11/19/2013 1/18/2012 9/25/2009 9/1/2011 12/19/2008 4/13/2011 12/28/2011 12/18/2013 12/23/2008 4/27/2011 5/18/2011 12/12/2008 5/5/2009 6/15/2010 12/5/2008 8/20/2012 9/19/2012 1/30/2009 9/1/2011 10/26/2011 2/6/2009 1/12/2011 3/16/2011 1/23/2009 3/26/2013 3/27/2013 4/9/2013 6/19/2009 7/16/2015 12/19/2008 8/4/2011 9/14/2011 1/9/2009 4/8/2009 5/27/2009 11/14/2008 12/31/2008 3/30/2011 9/28/2011 12/5/2008 4/15/2011 1/9/2009 12/29/2010 12/12/2008 4/21/2010 12/22/2010 1/19/2011 4/10/2009 8/31/2011 12/12/2008 12/23/2009 6/16/2010 5/8/2009 9/15/2011 12/19/2008 7/26/2013 7/17/2018 1/16/2009 1/31/2014 11/21/2008 6/19/2012 7/18/2012 8/28/2009 9/8/2011 1/16/2009 12/13/2013 11/14/2008 4/22/2009 12/21/2009 12/23/2008 8/3/2011 12/19/2008 1/27/2012 12/23/2008 4/26/2013 4/29/2013 5/31/2013 1/16/2009 5/13/2009 3/17/2010 1/9/2009 5/19/2010 8/7/2009 8/25/2011 12/12/2008 3/10/2010 9/8/2010 2/6/2009 12/3/2010 2/13/2009 12/22/2010 11/23/2011 5/29/2013 1/16/2009 12/10/2012 12/11/2012 1/11/2013 12/19/2008 4/19/2012 12/19/2008 8/25/2011 5/6/2015 1/9/2009 8/24/2011 3/27/2013 5/8/2013 5/28/2015 2/6/2009 9/29/2010 5/13/2015 2/27/2009 4/14/2010 2/6/2009 12/19/2012 6/26/2009 3/31/2010 9/27/2010 5/22/2009 8/18/2011 Subordinated Debentures w/ Exercised Warrants $11,019,000.00 $0.00 $13,078,672.60 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $30,000,000.00 $0.00 $37,191,875.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $42,000,000.00 $0.00 $815,100.00 $24,900,000.00 2,964 24,900,000 $275.00 $1.00 $11,019,000.00 11,019,000 $1.00 $7,500,000.00 $22,500,000.00 7,500 22,500 $1,000.00 $1,000.00 $125,198,000.00 $0.00 42,000 $303,000,000.00 $0.00 $10,000,000.00 $0.00 125,198 ($1,434,659.25) Preferred Stock w/ Exercised Warrants $15,568,000.00 $10,973,000.00 $0.00 $0.00 331,000 $2,920,000.00 302,623 $945,775.00 516,817 $2,857,914.52 2,615,557 $825,000.00 97,541 $107,398.00 133,475 $778,000.00 778 $130,704.17 $8,358.99 516 33 $750,000.00 750,000 $315,000.00 239,212 $2,100,000.00 1,620,545 $30,066,661.40 17,900,182 $100,000.00 100 $5,269,179.36 3,028,264 $200,000.00 200 $6,820,000.00 354,058 $682,000.00 682,000 $405,000.00 2,215,820 $9,839,273.00 1,462,647 $292,000.00 292,000 $9,449,980.56 3,199,988 $100,000.00 100 $19,218.87 $124,922.63 20 130 $6,559,066.21 758,086 $1,000.00 $1,000.00 5,738,637 $20.00 ($188,227,260.00) $11,400,453.22 Redeemed, in full; warrants not outstanding $10,000,000.00 Preferred Stock w/ Exercised Warrants $331,000.00 $121,757,209.63 Sold, in full; warrants not outstanding $114,772,740.00 Preferred Stock w/ Warrants 1,245,000 $130,542,485.91 Redeemed, in full; warrants not outstanding $125,198,000.00 Preferred Stock w/ Warrants $1,245,000.00 $47,869,108.33 Redeemed, in full; warrants not outstanding $42,000,000.00 Preferred Stock w/ Warrants ($2,148,900.00) 10,000 $1,000.00 $18,101,553.84 Redeemed, in full; warrants not outstanding $4,000,000.00 $11,568,000.00 4,000 11,568 $1,000.00 $1,000.00 $1,796,209.03 $107,935.66 10,351 622 $173.53 $173.53 $15,000,000.00 15,000,000 $1.00 $8,500,000.00 8,500 $1,000.00 $2,652,816.96 Sold, in full; warrants not outstanding ($8,554,790.97) ($514,064.34) ($25,000.00) Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $15,000,000.00 $8,500,000.00 $89,310,000.00 $0.00 $0.00 $0.00 $24,929,429.70 Redeemed, in full; warrants not outstanding $9,930,625.00 Redeemed, in full; warrants not outstanding $92,513,970.83 Redeemed, in full; warrants not outstanding $89,310,000.00 Preferred Stock w/ Warrants $3,500,000,000.00 $1,350,000,000.00 $0.00 89,310 $5,448,052,772.51 Redeemed, in full; warrants not outstanding $4,850,000,000.00 Preferred Stock w/ Warrants $69,000,000.00 $0.00 $1,000.00 48,500 $100,000.00 $4,983,333.33 Currently Not Collectible ($69,000,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $2,000,000.00 $300,000,000.00 $4,000,000.00 $235,000,000.00 $0.00 $0.00 $0.00 $0.00 $2,314,972.22 Redeemed, in full; warrants not outstanding $1,000.00 $200,000,000.00 $100,000,000.00 200,000 100,000 $1,000.00 $1,000.00 $4,721,382.89 Redeemed, in full; warrants not outstanding $4,000,000.00 4,000 $1,000.00 $235,000,000.00 235,000 $1,000.00 $253,929,027.78 Redeemed, in full; warrants not outstanding $0.00 $17,019,233.91 Redeemed, in full; warrants not outstanding $967,870,000.00 $0.00 $1,191,019,526.39 Redeemed, in full; warrants not outstanding $0.00 2,000 $328,991,401.58 Redeemed, in full; warrants not outstanding $13,644,000.00 $8,000,000.00 $2,000,000.00 $13,644,000.00 13,644,000 $1.00 $967,870,000.00 967,870 $1,000.00 $253,122.22 Currently Not Collectible ($8,000,000.00) Preferred Stock w/ Warrants $104,823,000.00 $0.00 $120,845,170.80 Sold, in full; warrants not outstanding $93,659,350.50 Subordinated Debentures w/ Exercised Warrants $9,720,000.00 $0.00 $11,730,000.00 $0.00 $361,172,000.00 $0.00 ($1,404,890.26) $893.50 ($11,163,649.50) $11,611,381.34 Redeemed, in full; warrants not outstanding $9,720,000.00 Preferred Stock w/ Exercised Warrants 104,823 9,720,000 $1.00 $690,832.08 Currently Not Collectible ($11,730,000.00) Preferred Stock w/ Warrants $378,547,699.45 Redeemed, in full; warrants not outstanding $361,172,000.00 Preferred Stock w/ Exercised Warrants $2,000,000.00 $0.00 361,172 $2,384,611.11 Redeemed, in full; warrants not outstanding $2,000,000.00 Preferred Stock w/ Warrants $30,000,000.00 $0.00 $1,000.00 2,000 $1,000.00 $3,233,333.33 Currently Not Collectible ($30,000,000.00) Preferred Stock w/ Exercised Warrants $3,000,000.00 $0.00 $3,331,713.17 Sold, in full; warrants not outstanding $298,000.00 $2,702,000.00 298 2,702 $1,022.11 $1,022.11 75,000 $1,000.00 $6,588.78 $59,741.22 ($25,000.00) Preferred Stock w/ Warrants $75,000,000.00 $0.00 $82,777,816.21 Redeemed, in full; warrants not outstanding $75,000,000.00 Preferred Stock w/ Exercised Warrants $3,981,000.00 $0.00 $4,475,307.67 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $20,000,000.00 $0.00 $23,234,499.98 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $45,220,000.00 $0.00 $52,787,673.44 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $4,021,000.00 $34,000,000.00 $20,749,000.00 $0.00 $0.00 $0.00 $3,981,000.00 3,981 $1,000.00 $199,000.00 199 $20,000,000.00 20,000 $1,000.00 $1,000,000.00 1,000 $45,220,000.00 45,220 $1,000.00 $4,753,984.55 980,203 $2,150,648.55 276,078 $403,161.92 $455,316.35 487 550 $792,783.00 175,742 $1,486,292.07 151,030 $389,077.67 226,819 $302,410.00 54,705 $1,912,684.00 Sold, in full; warrants not outstanding $1,742,850.00 4,021 $433.44 $17,000,000.00 $17,000,000.00 17,000 17,000 $1,000.00 $1,000.00 ($2,278,150.00) $40,091,342.55 Redeemed, in full; warrants not outstanding $18,023,831.85 Sold, in full; warrants not outstanding $1,956,900.00 $11,577,672.70 3,000 17,749 $652.30 $652.30 $5,448,000.00 5,448 $1,000.00 $9,090,000.00 9,090 $1,000.00 ($1,043,100.00) ($6,171,327.30) ($135,345.73) Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $5,448,000.00 $9,090,000.00 $25,000,000.00 $0.00 $0.00 $0.00 $6,902,866.33 Redeemed, in full; warrants not outstanding $11,795,867.07 Redeemed, in full; warrants not outstanding $29,722,063.78 Redeemed, in full; warrants not outstanding $12,500,000.00 $2,500,000.00 $10,000,000.00 Preferred Stock w/ Warrants $5,000,000.00 $0.00 Preferred Stock w/ Exercised Warrants $731,000.00 $0.00 $813,086.56 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $301,000.00 $0.00 $379,458.89 Redeemed, in full; warrants not outstanding $3,400,000,000.00 $0.00 $4,236,125,671.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $15,000,000.00 $0.00 $1,000.00 $1,000.00 $1,000.00 $5,714,215.56 Redeemed, in full; warrants not outstanding $5,000,000.00 Preferred Stock w/ Warrants 12,500 2,500 10,000 5,000 $1,000.00 $731,000.00 731 $1,000.00 $37,000.00 37 $301,000.00 301 $1,000.00 $15,000.00 15 $3,400,000,000.00 3,400,000 $1,000.00 $706,264,559.89 52,093,973 $750,000.00 750 $17,580,291.55 Redeemed, in full; warrants not outstanding $15,000,000.00 15,000 $1,000.00 UST0379 UST0150 UST0150 UST0150 UST0032 UST0032 UST0032 UST0500 UST0500 UST0047 UST0047 UST0047 UST0047 UST0874 UST0874 UST0874 UST0212 UST0212 UST0212 UST0212 UST0152 UST0152 UST0246 UST0246 UST0824 UST0824 UST0365 UST0365 UST0365 UST0365 UST0365 UST0365 UST0906 UST0906 UST0582 UST0582 UST0153 UST0153 UST0153 UST0555 UST0555 UST0555 UST0555 UST0854 UST0854 UST0075 UST0075 UST0700 UST0700 UST0700 UST0700 UST0700 UST0610 UST0610 UST0696 UST0696 UST0933 UST0933 UST0933 UST0933 UST0077 UST0077 UST0077 UST1236 UST1236 UST0048 UST0048 UST0048 UST0782 UST0782 UST0502 UST0502 UST0003 UST0003 UST0014 UST0014 UST0014 UST1150 UST1150 UST1150 UST1350 UST1350 UST1350 UST0238 UST0238 UST0238 UST0664 UST0664 UST0664 UST0448 UST0448 UST0448 UST0272 UST0272 UST0272 UST1111 UST1111 UST0059 UST0059 UST0059 UST0059 UST0059 UST0059 UST0426 UST0426 UST0426 UST0154 UST0154 UST0154 UST0154 UST1197 UST1197 UST1197 UST1197 UST1267 UST1267 UST0499 UST0499 UST0129 8,14 11 8,14,44 8,14 8,18,21,44 8,21 134 8,47,97 8,11,14 8 45 8 8,14,44 8,14,44 8,14 8,9,11 8,11 8,14,18 11 8,14,44 11 8,122 8,14,44 22,97,141 12,16 8,14,18,44,45 8,11,17 12,16,25 8 11,36 11,14,15 8,11,44 11 8 9,11,15 8 8,11 AB&T FINANCIAL CORPORATION THE LITTLE BANK, INCORPORATED THE LITTLE BANK, INCORPORATED THE LITTLE BANK, INCORPORATED THE PNC FINANCIAL SERVICES GROUP, INC. THE PNC FINANCIAL SERVICES GROUP, INC. THE PNC FINANCIAL SERVICES GROUP, INC. THE PRIVATE BANK OF CALIFORNIA THE PRIVATE BANK OF CALIFORNIA THE QUEENSBOROUGH COMPANY THE QUEENSBOROUGH COMPANY THE QUEENSBOROUGH COMPANY THE QUEENSBOROUGH COMPANY THE VICTORY BANCORP, INC. THE VICTORY BANCORP, INC. THE VICTORY BANCORP, INC. THREE SHORES BANCORPORATION, INC. THREE SHORES BANCORPORATION, INC. THREE SHORES BANCORPORATION, INC. THREE SHORES BANCORPORATION, INC. TIB FINANCIAL CORP TIB FINANCIAL CORP TIDELANDS BANCSHARES, INC. TIDELANDS BANCSHARES, INC. TIFTON BANKING COMPANY TIFTON BANKING COMPANY TIMBERLAND BANCORP, INC. TIMBERLAND BANCORP, INC. TIMBERLAND BANCORP, INC. TIMBERLAND BANCORP, INC. TIMBERLAND BANCORP, INC. TIMBERLAND BANCORP, INC. TITONKA BANCSHARES, INC. TITONKA BANCSHARES, INC. TODD BANCSHARES, INC. TODD BANCSHARES, INC. TOWNEBANK TOWNEBANK TOWNEBANK TREATY OAK BANCORP, INC. TREATY OAK BANCORP, INC. TREATY OAK BANCORP, INC. TREATY OAK BANCORP, INC. TRIAD BANCORP, INC. TRIAD BANCORP, INC. TRI-COUNTY FINANCIAL CORPORATION TRI-COUNTY FINANCIAL CORPORATION TRINITY CAPITAL CORPORATION TRINITY CAPITAL CORPORATION TRINITY CAPITAL CORPORATION TRINITY CAPITAL CORPORATION TRINITY CAPITAL CORPORATION TRI-STATE BANK OF MEMPHIS TRI-STATE BANK OF MEMPHIS TRISTATE CAPITAL HOLDINGS, INC. TRISTATE CAPITAL HOLDINGS, INC. TRISUMMIT BANK TRISUMMIT BANK TRISUMMIT BANK TRISUMMIT BANK TRUSTMARK CORPORATION TRUSTMARK CORPORATION TRUSTMARK CORPORATION TWO RIVERS FINANCIAL GROUP, INC. TWO RIVERS FINANCIAL GROUP, INC. U.S. BANCORP U.S. BANCORP U.S. BANCORP U.S. CENTURY BANK U.S. CENTURY BANK UBT BANCSHARES, INC. UBT BANCSHARES, INC. UCBH HOLDINGS INC. UCBH HOLDINGS INC. UMPQUA HOLDINGS CORP. UMPQUA HOLDINGS CORP. UMPQUA HOLDINGS CORP. UNION BANK & TRUST COMPANY UNION BANK & TRUST COMPANY UNION BANK & TRUST COMPANY UNION FINANCIAL CORPORATION UNION FINANCIAL CORPORATION UNION FINANCIAL CORPORATION UNION FIRST MARKET BANKSHARES CORPORATION UNION FIRST MARKET BANKSHARES CORPORATION UNION FIRST MARKET BANKSHARES CORPORATION UNITED AMERICAN BANK UNITED AMERICAN BANK UNITED AMERICAN BANK UNITED BANCORP, INC. UNITED BANCORP, INC. UNITED BANCORP, INC. UNITED BANCORPORATION OF ALABAMA, INC. UNITED BANCORPORATION OF ALABAMA, INC. UNITED BANCORPORATION OF ALABAMA, INC. UNITED BANK CORPORATION UNITED BANK CORPORATION UNITED COMMUNITY BANKS, INC. UNITED COMMUNITY BANKS, INC. UNITED COMMUNITY BANKS, INC. UNITED COMMUNITY BANKS, INC. UNITED COMMUNITY BANKS, INC. UNITED COMMUNITY BANKS, INC. UNITED FINANCIAL BANKING COMPANIES, INC. UNITED FINANCIAL BANKING COMPANIES, INC. UNITED FINANCIAL BANKING COMPANIES, INC. UNITY BANCORP, INC. UNITY BANCORP, INC. UNITY BANCORP, INC. UNITY BANCORP, INC. UNIVERSAL BANCORP UNIVERSAL BANCORP UNIVERSAL BANCORP UNIVERSAL BANCORP UNIVERSITY FINANCIAL CORP. UNIVERSITY FINANCIAL CORP. US METRO BANK US METRO BANK UWHARRIE CAPITAL CORP GASTONIA KINSTON KINSTON KINSTON PITTSBURGH PITTSBURGH PITTSBURGH LOS ANGELES LOS ANGELES LOUISVILLE LOUISVILLE LOUISVILLE LOUISVILLE LIMERICK LIMERICK LIMERICK ORLANDO ORLANDO ORLANDO ORLANDO NAPLES NAPLES MT. PLEASANT MT. PLEASANT TIFTON TIFTON HOQUIAM HOQUIAM HOQUIAM HOQUIAM HOQUIAM HOQUIAM TITONKA TITONKA HOPKINSVILLE HOPKINSVILLE PORTSMOUTH PORTSMOUTH PORTSMOUTH AUSTIN AUSTIN AUSTIN AUSTIN FRONTENAC FRONTENAC WALDORF WALDORF LOS ALAMOS LOS ALAMOS LOS ALAMOS LOS ALAMOS LOS ALAMOS MEMPHIS MEMPHIS PITTSBURGH PITTSBURGH KINGSPORT KINGSPORT KINGSPORT KINGSPORT JACKSON JACKSON JACKSON BURLINGTON BURLINGTON MINNEAPOLIS MINNEAPOLIS MINNEAPOLIS MIAMI MIAMI MARYSVILLE MARYSVILLE SAN FRANCISCO SAN FRANCISCO PORTLAND PORTLAND PORTLAND OXFORD OXFORD OXFORD ALBUQUERQUE ALBUQUERQUE ALBUQUERQUE BOWLING GREEN BOWLING GREEN BOWLING GREEN SAN MATEO SAN MATEO SAN MATEO TECUMSEH TECUMSEH TECUMSEH ATMORE ATMORE ATMORE BARNESVILLE BARNESVILLE BLAIRSVILLE BLAIRSVILLE BLAIRSVILLE BLAIRSVILLE BLAIRSVILLE BLAIRSVILLE VIENNA VIENNA VIENNA CLINTON CLINTON CLINTON CLINTON BLOOMFIELD BLOOMFIELD BLOOMFIELD BLOOMFIELD ST. PAUL ST. PAUL GARDEN GROVE GARDEN GROVE ALBEMARLE NC NC NC NC PA PA PA CA CA GA GA GA GA PA PA PA FL FL FL FL FL FL SC SC GA GA WA WA WA WA WA WA IA IA KY KY VA VA VA TX TX TX TX MO MO MD MD NM NM NM NM NM TN TN PA PA TN TN TN TN MS MS MS IA IA MN MN MN FL FL KS KS CA CA OR OR OR NC NC NC NM NM NM VA VA VA CA CA CA MI MI MI AL AL AL GA GA GA GA GA GA GA GA VA VA VA NJ NJ NJ NJ IN IN IN IN MN MN CA CA NC 11/19/2013 12/23/2008 10/31/2012 1/11/2013 12/31/2008 2/10/2010 5/5/2010 2/20/2009 9/1/2011 1/9/2009 3/8/2013 3/11/2013 4/9/2013 2/27/2009 12/11/2009 9/22/2011 1/23/2009 11/8/2012 11/9/2012 1/11/2013 12/5/2008 9/30/2010 12/19/2008 7/1/2016 4/17/2009 11/12/2010 12/23/2008 11/8/2012 11/9/2012 11/13/2012 1/11/2013 6/11/2013 4/3/2009 4/4/2012 2/6/2009 9/25/2013 12/12/2008 9/22/2011 5/15/2013 1/16/2009 2/15/2011 12/21/2012 8/6/2015 3/27/2009 9/22/2011 12/19/2008 9/22/2011 3/27/2009 8/7/2012 8/9/2012 8/10/2012 9/11/2012 4/3/2009 8/13/2010 2/27/2009 9/26/2012 4/3/2009 12/22/2009 11/29/2012 1/11/2013 11/21/2008 12/9/2009 12/30/2009 5/29/2009 9/1/2011 11/14/2008 6/17/2009 7/15/2009 8/7/2009 3/17/2015 1/30/2009 8/11/2011 11/14/2008 11/6/2009 11/14/2008 2/17/2010 3/31/2010 5/1/2009 12/18/2009 9/22/2011 12/29/2009 7/25/2012 10/2/2013 12/19/2008 11/18/2009 12/23/2009 2/20/2009 7/2/2014 9/26/2014 1/16/2009 6/19/2012 7/18/2012 12/23/2008 9/3/2010 5/13/2015 5/22/2009 7/3/2012 12/5/2008 3/26/2013 3/27/2013 3/28/2013 4/9/2013 6/10/2013 1/16/2009 12/15/2010 9/15/2011 12/5/2008 5/15/2013 7/3/2013 8/28/2013 5/22/2009 8/8/2013 8/12/2013 9/12/2013 6/19/2009 7/30/2010 2/6/2009 3/23/2016 12/23/2008 Preferred Stock w/ Exercised Warrants $7,500,000.00 $0.00 $815,100.00 2,964 $275.00 ($2,148,900.00) $7,359,000.00 7,500 $981.20 ($141,000.00) 75,792 $100,000.00 $9,232,652.17 Sold, in full; warrants not outstanding $371,250.00 375 $320,372,284.16 16,885,192 $273,000.00 273 $4,806.45 $571,967.55 5 595 $61,000.00 61 ($73,590.00) Preferred Stock w/ Warrants $7,579,200,000.00 $0.00 $8,320,638,950.83 Redeemed, in full; warrants not outstanding $7,579,200,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $5,450,000.00 $12,000,000.00 $0.00 $0.00 $6,474,752.14 Redeemed, in full; warrants not outstanding $5,450,000.00 5,450 $1,000.00 $244,225.00 $11,478,575.00 250 11,750 $976.90 $976.90 $2,046,000.00 2,046 $1,000.00 $1,165,528.32 $3,877,691.40 1,312 4,365 $888.36 $888.36 ($146,471.68) ($487,308.60) $282,284.64 284 $12,119,637.37 12,120 $1,000.00 ($24,880,362.63) $40,000.00 1,106,389 $8,984,227.00 14,448 $621.83 ($5,463,773.00) $1,301,856.00 370,899 $13,065,246.00 Sold, in full; warrants not outstanding ($5,775.00) ($271,425.00) ($117,228.00) Preferred Stock w/ Exercised Warrants $541,000.00 $1,505,000.00 $0.00 $2,322,183.20 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $5,677,000.00 $0.00 $6,449,130.64 Sold, in full; warrants not outstanding ($50,432.20) Preferred Stock w/ Warrants $37,000,000.00 $0.00 $13,444,359.59 Sold, in full; warrants not outstanding Preferred Stock w/ Warrants $14,448,000.00 $0.00 $10,180,200.33 Sold, in full; warrants not outstanding $3,800,000.00 $0.00 $16,641,000.00 $0.00 Preferred Stock w/ Exercised Warrants $223,208.00 Exited bankruptcy/Receivership ($3,800,000.00) Preferred Stock w/ Warrants $18,857,818.52 Sold, in full; warrants not outstanding $3,290,437.50 $1,580,962.50 $9,481,462.50 3,815 1,833 10,993 $862.50 $862.50 $862.50 ($524,562.50) ($252,037.50) ($1,511,537.50) ($143,528.63) Preferred Stock w/ Exercised Warrants $2,117,000.00 $0.00 $2,569,490.36 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $4,000,000.00 $0.00 $5,210,672.22 Redeemed, in full; warrants not outstanding $76,458,000.00 $0.00 $88,577,166.67 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Warrants $3,268,000.00 $0.00 $2,117,000.00 2,117 $1,000.00 $106,000.00 106 $4,000,000.00 4,000 $1,000.00 $200,000.00 200 $76,458,000.00 76,458 $1,000.00 $1,500,000.00 554,330 $2,412,702.03 Sold, in full; warrants outstanding $500,000.00 $150,000.00 3,118 150,000 $160.36 $1.00 ($2,618,000.00) $1,570,287.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $3,700,000.00 $15,540,000.00 $35,539,000.00 $0.00 $0.00 $0.00 $4,386,324.64 Redeemed, in full; warrants not outstanding $3,700,000.00 3,700 $1,000.00 $185,000.00 185 $15,540,000.00 15,540 $1,000.00 $777,000.00 777 $2,639,379.50 $7,038,845.50 $16,984,909.75 3,518 9,382 22,639 $750.25 $750.25 $750.25 $163,062.90 $1,300,776.05 $191,948.33 175 1,396 206 $2,795,000.00 2,795 $1,000.00 $23,000,000.00 23,000 $1,000.00 $1,150,000.00 1,150 $5,251,500.00 7,002 $750.00 $124,665.75 138 215,000 $1,000.00 $10,000,000.00 1,647,931 $600,000.00 60 $139,000,000.00 32,679,102 $586,953.92 2,512 $450,000.00 45 $4,500,000.00 1,110,898 $18,653,115.75 Redeemed, in full; warrants not outstanding $34,644,476.74 Sold, in full; warrants not outstanding ($878,620.50) ($2,343,154.50) ($5,654,090.25) ($266,631.35) Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $2,795,000.00 $0.00 $2,985,215.11 Redeemed, in full; warrants not outstanding $23,000,000.00 $0.00 $28,642,402.33 Redeemed, in full; warrants not outstanding $2,765,000.00 $4,237,000.00 $0.00 $6,496,417.16 Sold, in full; warrants not outstanding ($1,750,500.00) ($52,515.00) Preferred Stock w/ Warrants $215,000,000.00 $0.00 $236,287,500.00 Redeemed, in full; warrants not outstanding $215,000,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $12,000,000.00 $6,599,000,000.00 $0.00 $0.00 $14,075,133.27 Redeemed, in full; warrants not outstanding $12,000,000.00 12,000 $1,000.00 $6,599,000,000.00 6,599,000 $1,000.00 $6,933,220,416.67 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $50,236,000.00 $0.00 $13,070,409.40 Sold, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $8,950,000.00 $0.00 $10,634,911.78 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $298,737,000.00 $0.00 Preferred Stock w/ Warrants $214,181,000.00 $0.00 $11,738,143.76 50,236 $233.66 $8,950,000.00 8,950 $1,000.00 ($38,497,856.24) $7,510,095.07 Currently Not Collectible ($298,737,000.00) $232,156,554.58 Redeemed, in full; warrants not outstanding $214,181,000.00 Preferred Stock w/ Warrants $3,194,000.00 $2,997,000.00 $0.00 $7,031,291.65 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $2,179,000.00 $0.00 $2,639,873.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $59,000,000.00 $8,700,000.00 $0.00 $0.00 214,181 $1,000.00 $6,191,000.00 6,191 $1,000.00 $160,000.00 160 $600,000.00 $1,579,000.00 600 1,579 $1,000.00 $1,000.00 $65,000.00 65 $59,000,000.00 59,000 $1,000.00 $450,000.00 211,318 $138,607.85 435 $38,000.00 311,492 $10,125.00 111,258 $720,000.00 720,000 $6,677.00 219,908 $283,000.00 283 $2,707,314.00 764,778 $476,573.62 495 $143,000.00 143 $62,145,972.22 Redeemed, in full; warrants not outstanding $3,432,657.85 Sold, in full; warrants not outstanding $3,319,050.00 8,700 $381.50 ($5,380,950.00) 20,600 $825.50 ($3,594,700.00) ($25,000.00) Preferred Stock w/ Warrants $20,600,000.00 $0.00 $20,315,924.72 Sold, in full; warrants not outstanding $17,005,300.00 Preferred Stock w/ Warrants $10,300,000.00 $0.00 ($255,079.50) $11,182,763.89 Redeemed, in full; warrants not outstanding $10,300,000.00 Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants $14,400,000.00 $180,000,000.00 $0.00 $0.00 10,300 $1,000.00 $18,882,079.62 Redeemed, in full; warrants not outstanding $14,400,000.00 14,400,000 $1.00 $1,516,900.00 $12,587,575.00 $159,145,525.00 1,576 13,078 165,346 $962.50 $962.50 $962.50 $210,367,527.00 Sold, in full; warrants not outstanding ($59,100.00) ($490,425.00) ($6,200,475.00) ($1,732,500.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $5,658,000.00 $20,649,000.00 $9,900,000.00 $0.00 $0.00 $0.00 $6,649,963.92 Redeemed, in full; warrants not outstanding $3,000,000.00 $2,658,000.00 3,000 2,658 $1,000.00 $1,000.00 $10,324,000.00 $10,325,000.00 10,324 10,325 $1,000.00 $1,000.00 $28,013,814.50 Redeemed, in full; warrants not outstanding $12,066,668.65 Sold, in full; warrants not outstanding $237,527.50 $9,168,561.50 250 9,650 $950.11 $950.11 $11,926,000.00 11,926,000 $1.00 $2,861,000.00 2,861 $1,000.00 ($12,472.50) ($481,438.50) ($94,060.89) Subordinated Debentures $11,926,000.00 $0.00 $12,948,886.40 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $2,861,000.00 $0.00 $3,465,216.00 Redeemed, in full; warrants not outstanding Preferred Stock w/ Exercised Warrants $10,000,000.00 $0.00 $12,916,040.83 Redeemed, in full; warrants not outstanding UST0379 UST0129 UST0129 UST0333 UST0333 UST0254 UST0254 UST0254 UST0169 UST0169 UST0169 UST0169 UST0169 UST0169 UST0169 UST1310 UST1310 UST0034 UST0034 UST0034 UST0034 UST0034 UST0571 UST0571 UST1137 UST1137 UST1137 UST0221 UST0221 UST0221 UST1231 UST1231 UST1231 UST1231 UST0732 UST0732 UST0732 UST0155 UST0155 UST0513 UST0513 UST1345 UST1345 UST1345 UST1345 UST0156 UST0156 UST0156 UST0157 UST0157 UST0157 UST0011 UST0011 UST0011 UST0554 UST0554 UST0554 UST1169 UST1169 UST1169 UST1169 UST1169 UST0050 UST0050 UST0050 UST0050 UST0050 UST0036 UST0036 UST0036 UST0068 UST0068 UST0068 UST0270 UST0270 UST0270 UST0320 UST0320 UST0320 UST0320 UST0044 UST0044 UST0044 UST0280 UST0280 UST0006 UST0006 UST0006 UST0006 UST0006 UST0949 UST0949 UST0660 UST0660 UST0660 UST0660 UST0161 UST0161 UST0094 UST0094 UST0158 UST0158 UST0158 UST0222 UST0222 UST0222 UST0986 UST0986 UST0986 UST0514 UST0514 UST0514 UST0391 UST0391 UST0391 UST0391 UST0391 UST1120 UST1120 8,11,14 8 11 8,14,44 11 8,41,44 11 8,17 8,11,14 8,14,45 8,11,17 11 11,16 11 8,18,21,44 8,17 11 11 11 11 11 44 8,117 8,14,18 8,11,78 8 11 11 8,14 8,14,45 AB&T FINANCIAL CORPORATION UWHARRIE CAPITAL CORP UWHARRIE CAPITAL CORP VALLEY COMMERCE BANCORP VALLEY COMMERCE BANCORP VALLEY COMMUNITY BANK VALLEY COMMUNITY BANK VALLEY COMMUNITY BANK VALLEY FINANCIAL CORPORATION VALLEY FINANCIAL CORPORATION VALLEY FINANCIAL CORPORATION VALLEY FINANCIAL CORPORATION VALLEY FINANCIAL CORPORATION VALLEY FINANCIAL CORPORATION VALLEY FINANCIAL CORPORATION VALLEY FINANCIAL GROUP, LTD. VALLEY FINANCIAL GROUP, LTD. VALLEY NATIONAL BANCORP VALLEY NATIONAL BANCORP VALLEY NATIONAL BANCORP VALLEY NATIONAL BANCORP VALLEY NATIONAL BANCORP VERITEX HOLDINGS, INC. (FIDELITY RESOURCES COMPANY) VERITEX HOLDINGS, INC. (FIDELITY RESOURCES COMPANY) VILLAGE BANK AND TRUST FINANCIAL CORP. VILLAGE BANK AND TRUST FINANCIAL CORP. VILLAGE BANK AND TRUST FINANCIAL CORP. VIRGINIA COMMERCE BANCORP, INC. VIRGINIA COMMERCE BANCORP, INC. VIRGINIA COMMERCE BANCORP, INC. VIRGINIA COMPANY BANK VIRGINIA COMPANY BANK VIRGINIA COMPANY BANK VIRGINIA COMPANY BANK VISION BANK - TEXAS VISION BANK - TEXAS VISION BANK - TEXAS VIST FINANCIAL CORP. VIST FINANCIAL CORP. W.T.B. FINANCIAL CORPORATION W.T.B. FINANCIAL CORPORATION WACHUSETT FINANCIAL SERVICES, INC. WACHUSETT FINANCIAL SERVICES, INC. WACHUSETT FINANCIAL SERVICES, INC. WACHUSETT FINANCIAL SERVICES, INC. WAINWRIGHT BANK & TRUST COMPANY WAINWRIGHT BANK & TRUST COMPANY WAINWRIGHT BANK & TRUST COMPANY WASHINGTON BANKING COMPANY WASHINGTON BANKING COMPANY WASHINGTON BANKING COMPANY WASHINGTON FEDERAL, INC. WASHINGTON FEDERAL, INC. WASHINGTON FEDERAL, INC. WASHINGTONFIRST BANKSHARES, INC. WASHINGTONFIRST BANKSHARES, INC. WASHINGTONFIRST BANKSHARES, INC. WAUKESHA BANKSHARES, INC. WAUKESHA BANKSHARES, INC. WAUKESHA BANKSHARES, INC. WAUKESHA BANKSHARES, INC. WAUKESHA BANKSHARES, INC. WEBSTER FINANCIAL CORPORATION WEBSTER FINANCIAL CORPORATION WEBSTER FINANCIAL CORPORATION WEBSTER FINANCIAL CORPORATION WEBSTER FINANCIAL CORPORATION WELLS FARGO & CO. WELLS FARGO & CO. WELLS FARGO & CO. WESBANCO, INC. WESBANCO, INC. WESBANCO, INC. WEST BANCORPORATION, INC. WEST BANCORPORATION, INC. WEST BANCORPORATION, INC. WESTAMERICA BANCORPORATION WESTAMERICA BANCORPORATION WESTAMERICA BANCORPORATION WESTAMERICA BANCORPORATION WESTERN ALLIANCE BANCORPORATION WESTERN ALLIANCE BANCORPORATION WESTERN ALLIANCE BANCORPORATION WESTERN COMMUNITY BANCSHARES, INC. WESTERN COMMUNITY BANCSHARES, INC. WESTERN ILLINOIS BANCSHARES, INC. WESTERN ILLINOIS BANCSHARES, INC. WESTERN ILLINOIS BANCSHARES, INC. WESTERN ILLINOIS BANCSHARES, INC. WESTERN ILLINOIS BANCSHARES, INC. WESTERN RESERVE BANCORP, INC. WESTERN RESERVE BANCORP, INC. WHITE RIVER BANCSHARES COMPANY WHITE RIVER BANCSHARES COMPANY WHITE RIVER BANCSHARES COMPANY WHITE RIVER BANCSHARES COMPANY WHITNEY HOLDING CORPORATION WHITNEY HOLDING CORPORATION WILMINGTON TRUST CORPORATION / M&T BANK CORPORATION WILMINGTON TRUST CORPORATION / M&T BANK CORPORATION WILSHIRE BANCORP, INC. WILSHIRE BANCORP, INC. WILSHIRE BANCORP, INC. WINTRUST FINANCIAL CORPORATION WINTRUST FINANCIAL CORPORATION WINTRUST FINANCIAL CORPORATION WORTHINGTON FINANCIAL HOLDINGS, INC. WORTHINGTON FINANCIAL HOLDINGS, INC. WORTHINGTON FINANCIAL HOLDINGS, INC. WSFS FINANCIAL CORPORATION WSFS FINANCIAL CORPORATION WSFS FINANCIAL CORPORATION YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION YADKIN VALLEY FINANCIAL CORPORATION / YADKIN FINANCIAL CORPORATION YORK TRADITIONS BANK YORK TRADITIONS BANK GASTONIA ALBEMARLE ALBEMARLE VISALIA VISALIA PLEASANTON PLEASANTON PLEASANTON ROANOKE ROANOKE ROANOKE ROANOKE ROANOKE ROANOKE ROANOKE SAGINAW SAGINAW WAYNE WAYNE WAYNE WAYNE WAYNE DALLAS DALLAS MIDLOTHIAN MIDLOTHIAN MIDLOTHIAN ARLINGTON ARLINGTON ARLINGTON NEWPORT NEWS NEWPORT NEWS NEWPORT NEWS NEWPORT NEWS RICHARDSON RICHARDSON RICHARDSON WYOMISSING WYOMISSING SPOKANE SPOKANE CLINTON CLINTON CLINTON CLINTON BOSTON BOSTON BOSTON OAK HARBOR OAK HARBOR OAK HARBOR SEATTLE SEATTLE SEATTLE RESTON RESTON RESTON WAUKESHA WAUKESHA WAUKESHA WAUKESHA WAUKESHA WATERBURY WATERBURY WATERBURY WATERBURY WATERBURY MINNEAPOLIS MINNEAPOLIS MINNEAPOLIS WHEELING WHEELING WHEELING WEST DES MOINES WEST DES MOINES WEST DES MOINES SAN RAFAEL SAN RAFAEL SAN RAFAEL SAN RAFAEL LAS VEGAS LAS VEGAS LAS VEGAS PALM DESERT PALM DESERT MONMOUTH MONMOUTH MONMOUTH MONMOUTH MONMOUTH MEDINA MEDINA FAYETTEVILLE FAYETTEVILLE FAYETTEVILLE FAYETTEVILLE NEW ORLEANS NEW ORLEANS WILMINGTON WILMINGTON LOS ANGELES LOS ANGELES LOS ANGELES LAKE FOREST LAKE FOREST LAKE FOREST HUNTSVILLE HUNTSVILLE HUNTSVILLE WILMINGTON WILMINGTON WILMINGTON ELKIN ELKIN ELKIN ELKIN ELKIN YORK YORK NC NC NC CA CA CA CA CA VA VA VA VA VA VA VA MI MI NJ NJ NJ NJ NJ TX TX VA VA VA VA VA VA VA VA VA VA TX TX TX PA PA WA WA MA MA MA MA MA MA MA WA WA WA WA WA WA VA VA VA WI WI WI WI WI CT CT CT CT CT MN MN MN WV WV WV IA IA IA CA CA CA CA NV NV NV CA CA IL IL IL IL IL OH OH AR AR AR AR LA LA DE DE CA CA CA IL IL IL AL AL AL DE DE DE NC NC NC NC NC PA PA 11/19/2013 4/3/2013 10/16/2013 1/30/2009 3/21/2012 1/9/2009 10/21/2013 1/6/2014 12/12/2008 11/14/2012 2/20/2013 5/15/2013 8/14/2013 10/16/2013 11/13/2013 12/18/2009 9/22/2011 11/14/2008 6/3/2009 9/23/2009 12/23/2009 5/24/2010 6/26/2009 8/25/2011 5/1/2009 11/19/2013 1/6/2014 12/12/2008 12/11/2012 1/31/2014 6/12/2009 8/8/2013 8/12/2013 9/12/2013 4/24/2009 12/28/2012 7/10/2013 12/19/2008 8/1/2012 1/30/2009 9/15/2011 12/11/2009 4/4/2012 1/30/2013 4/23/2014 12/19/2008 11/24/2009 12/16/2009 1/16/2009 1/12/2011 3/2/2011 11/14/2008 5/27/2009 3/15/2010 1/30/2009 10/30/2009 8/4/2011 6/26/2009 2/6/2013 2/7/2013 2/8/2013 3/26/2013 11/21/2008 3/3/2010 10/13/2010 12/29/2010 6/8/2011 10/28/2008 12/23/2009 5/26/2010 12/5/2008 9/9/2009 12/23/2009 12/31/2008 6/29/2011 8/31/2011 2/13/2009 9/2/2009 11/18/2009 11/21/2011 11/21/2008 9/27/2011 11/23/2011 12/23/2008 11/7/2014 12/23/2008 12/29/2009 11/8/2012 11/9/2012 1/11/2013 5/15/2009 11/30/2012 2/20/2009 7/1/2014 7/2/2014 9/26/2014 12/19/2008 6/3/2011 12/12/2008 5/13/2011 12/12/2008 4/3/2012 6/20/2012 12/19/2008 12/22/2010 2/14/2011 5/15/2009 6/24/2013 7/26/2013 1/23/2009 4/3/2012 9/12/2012 1/16/2009 7/24/2009 9/18/2012 6/10/2013 6/11/2013 4/24/2009 7/14/2011 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $7,700,000.00 $5,500,000.00 $0.00 $0.00 $815,100.00 $7,742,000.00 $2,258,000.00 2,964 7,742 2,258 $275.00 $1,000.00 $1,000.00 $7,700,000.00 7,700 $1,000.00 $2,296,800.00 5,500 $417.60 1,600 1,600 1,600 1,600 9,619 $1,000.00 $1,000.00 $1,000.00 $1,000.00 $1,000.00 ($2,148,900.00) $500,000.00 500 $385,000.00 385 $45,815.25 275 $1,547,891.58 344,742 $65,000.00 65 $5,421,615.27 2,532,542 $150,000.00 150 $33,263,000.00 2,696,203 $63,481.25 143 $9,403,400.50 Redeemed, in full; warrants not outstanding $2,947,090.75 Sold, in full; warrants not outstanding ($3,203,200.00) ($25,000.00) Preferred Stock w/ Warrants $16,019,000.00 $0.00 $21,311,670.48 Redeemed, in full; warrants not outstanding $1,600,000.00 $1,600,000.00 $1,600,000.00 $1,600,000.00 $9,619,000.00 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $1,300,000.00 $300,000,000.00 $0.00 $0.00 $1,489,774.73 Redeemed, in full; warrants not outstanding $1,300,000.00 1,300 $1,000.00 $75,000,000.00 $125,000,000.00 $100,000,000.00 75,000 125,000 100,000 $1,000.00 $1,000.00 $1,000.00 $318,400,781.94 Redeemed, in full; warrants not outstanding $3,000,000.00 $0.00 $3,503,795.81 Redeemed, in full; warrants not outstanding $14,738,000.00 $0.00 $6,933,870.05 Sold, in full; warrants not outstanding $3,000,000.00 Preferred Stock w/ Warrants $5,672,361.44 3,000 $1,000.00 14,738 $384.88 71,000 $1,000.00 ($9,065,638.56) ($56,723.61) Preferred Stock w/ Warrants $71,000,000.00 $0.00 $118,453,138.89 Redeemed, in full; warrants not outstanding $71,000,000.00 Preferred Stock w/ Exercised Warrants $4,700,000.00 $0.00 $3,694,442.50 Sold, in full; warrants not outstanding $325,353.86 $2,543,620.14 533 4,167 $610.42 $610.42 ($207,646.14) ($1,623,379.86) $787,500.00 $712,500.00 788 713 $1,000.00 $1,000.00 $75,000.00 75 $25,000,000.00 25,000 $1,000.00 $1,189,813.00 367,984 $110,000,000.00 110,000 $1,000.00 $5,500,000.00 5,500 $3,000,000.00 $4,000,000.00 $5,000,000.00 3,000 4,000 5,000 $1,000.00 $1,000.00 $1,000.00 $478,000.00 478 $22,000,000.00 22,000 $1,000.00 $568,700.00 390,071 $1,625,000.00 246,082 $15,388,874.07 1,707,456 $332,000.00 332 $18,644.66 $147,194.69 19 150 $20,388,842.06 3,282,276 $840,374,891.73 110,261,688 $950,000.00 439,282 $700,000.00 474,100 $878,256.00 246,698 $415,000.00 787,107 $335,417.06 343 $235,000.00 235 $1,002,535.38 840 $6,900,000.00 2,631,579 $760,000.00 949,460 $25,600,564.15 1,643,295 $90,940.00 136 $1,800,000.00 175,105 $55,677.00 $20,000.00 91,178 128,663 $244,000.00 244 ($25,000.00) Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $1,500,000.00 $25,000,000.00 $110,000,000.00 $12,000,000.00 $22,000,000.00 $26,380,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $1,898,258.59 Redeemed, in full; warrants not outstanding $30,710,646.33 Redeemed, in full; warrants not outstanding $131,236,874.33 Redeemed, in full; warrants not outstanding $14,731,826.23 Redeemed, in full; warrants not outstanding $23,592,311.11 Redeemed, in full; warrants not outstanding $30,628,344.45 Redeemed, in full; warrants not outstanding $26,380,000.00 Preferred Stock w/ Warrants $200,000,000.00 $0.00 26,380 $220,749,985.18 Redeemed, in full; warrants not outstanding $200,000,000.00 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $6,633,000.00 $6,842,000.00 $5,625,000.00 $0.00 $0.00 $1,000.00 200,000 $1,000.00 $15,317,317.86 Redeemed, in full; warrants not outstanding $13,475,000.00 13,475 $1,000.00 $4,831,002.80 $92,690.00 $290,119.70 5,212 100 313 $926.90 $926.90 $926.90 100,000 100,000 200,000 $1,000.00 $1,000.00 $1,000.00 $6,398,893.44 Sold, in full; warrants not outstanding ($380,997.20) ($7,310.00) ($22,880.30) ($52,138.13) Preferred Stock w/ Warrants $400,000,000.00 $0.00 $457,333,286.51 Redeemed, in full; warrants not outstanding $100,000,000.00 $100,000,000.00 $200,000,000.00 Preferred Stock w/ Warrants $25,000,000,000.00 $0.00 $27,281,347,113.95 Redeemed, in full; warrants not outstanding $25,000,000,000.00 Preferred Stock w/ Warrants $75,000,000.00 $0.00 25,000 $1,000,000.00 $78,804,166.67 Redeemed, in full; warrants not outstanding $75,000,000.00 Preferred Stock w/ Warrants $36,000,000.00 $0.00 75,000 $41,195,000.00 Redeemed, in full; warrants not outstanding $36,000,000.00 Preferred Stock w/ Warrants $83,726,000.00 $0.00 36,000 $140,000,000.00 $0.00 41,863 41,863 $7,290,000.00 $0.00 $1,000.00 $1,000.00 $160,365,000.00 Redeemed, in full; warrants not outstanding $140,000,000.00 Preferred Stock w/ Exercised Warrants $1,000.00 $87,360,236.61 Redeemed, in full; warrants not outstanding $41,863,000.00 $41,863,000.00 Preferred Stock w/ Warrants $1,000.00 140,000 $1,000.00 $554,083.00 Currently Not Collectible ($7,290,000.00) Preferred Stock w/ Exercised Warrants $6,855,000.00 $4,567,000.00 $0.00 $13,053,910.87 Sold, in full; warrants not outstanding $1,050,524.72 $9,673,015.37 1,117 10,305 $940.49 $938.67 $4,700,000.00 4,700 $1,000.00 $1,300,000.00 $15,500,000.00 1,300 15,500 $1,063.21 $1,063.21 $300,000,000.00 300,000 $1,000.00 $330,000,000.00 330,000 $1,000.00 62,158 $943.51 ($66,475.28) ($631,984.63) ($107,235.41) Preferred Stock w/ Exercised Warrants $4,700,000.00 $0.00 Preferred Stock w/ Exercised Warrants $16,800,000.00 $0.00 $5,842,197.92 Redeemed, in full; warrants not outstanding $20,275,427.10 Sold, in full; warrants not outstanding $82,173.00 $979,755.00 ($178,619.28) Preferred Stock w/ Warrants $300,000,000.00 $0.00 $343,733,333.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $330,000,000.00 $0.00 $369,920,833.33 Redeemed, in full; warrants not outstanding Preferred Stock w/ Warrants $62,158,000.00 $0.00 $68,809,170.52 Sold, in full; warrants not outstanding $58,646,694.58 Preferred Stock w/ Warrants $250,000,000.00 $0.00 ($879,700.42) $300,704,730.81 Redeemed, in full; warrants not outstanding $250,000,000.00 Preferred Stock w/ Exercised Warrants $2,720,000.00 $0.00 ($3,511,305.42) 250,000 $1,000.00 $2,780,391.21 Sold, in full; warrants not outstanding $2,343,851.20 2,720 $861.71 ($376,148.80) 52,625 $915.11 ($4,467,336.25) ($24,999.99) Preferred Stock w/ Warrants $52,625,000.00 $0.00 $57,640,856.64 Sold, in full; warrants not outstanding $48,157,663.75 Preferred Stock w/ Warrants $36,000,000.00 $13,312,000.00 $0.00 $52,383,419.85 Sold, in full; warrants not outstanding $44,149,056.00 Preferred Stock w/ Exercised Warrants $4,871,000.00 $0.00 ($722,364.96) ($662,235.84) 49,312 $895.30 ($5,162,944.00) $5,705,022.14 Redeemed, in full; warrants not outstanding $4,871,000.00 4,871 $1,000.00 UST0379 UST0037 UST0037 UST0037 UST0037 11 AB&T FINANCIAL CORPORATION ZIONS BANCORPORATION ZIONS BANCORPORATION ZIONS BANCORPORATION ZIONS BANCORPORATION GASTONIA SALT LAKE CITY SALT LAKE CITY SALT LAKE CITY SALT LAKE CITY NC UT UT UT UT 11/19/2013 11/14/2008 Preferred Stock w/ Warrants 3/28/2012 9/26/2012 12/5/2012 $1,400,000,000.00 TOTALS $204,894,726,320.00 $0.00 $815,100.00 2,964 $275.00 $700,000,000.00 $700,000,000.00 700,000 700,000 $1,000.00 $1,000.00 ($2,148,900.00) $1,661,027,529.62 Redeemed, in full; warrants not outstanding $17,371,193.11 $226,776,593,579.33 $199,671,087,294.36 ($38,027,858.19) $7,666,418.51 ($5,206,267,832.66) $6,919,736,371.86 $8,070,112,497.60 5,789,909 Footnote Footnote Description All pricing is at par. Total Cash Back includes net capital repayments, interest and dividends, warrant proceeds, and other income (less expenses). Capital Repayments includes gross capital repayments, gross auction proceeds, exchanges into CDCI, and SBLF fundings. Includes: (i) placement fees in private auctions of a CPP issuer’s securities where Treasury pays placement fees to the placement agents in an amount equal to a minimum of $50,000 (per issuer) or 1.00% of gross aggregate proceeds for each security and (ii) unreimbursed underwriting fees in public offerings. Placement fees in private auctions are paid approximately one month after settlement. 5 Net proceeds from sales and auctions can be calculated by adding the “Amount” and “(Fee)” columns under the "Capital Repayment / Disposition / Auction" plus any amount in the "Gain" column. Note that "(Fee)" is a negative number. 6 This transaction was included in previous Transaction Reports with Merrill Lynch & Co., Inc. listed as the qualifying institution and a 10/28/2008 transaction date, footnoted to indicate that settlement was deferred pending merger. The purchase of Merrill Lynch by Bank of America was completed on 1/1/2009, and this transaction under the CPP was funded on 1/9/2009. 1 2 3 4 7 The warrant disposition proceeds amount are stated pro rata in respect of the CPP investments in Bank of America Corporation that occurred on 10/28/2008 and 1/9/2009. The total net disposition proceeds from CPP warrants on 3/3/2010 was $305,913,040, consisting of $183,547,824 and $122,365,216. Proceeds from the disposition of TIP warrants on 3/3/2010 appear on a following page of this report. 8 Privately-held qualified financial institution; Treasury received a warrant to purchase additional shares of preferred stock (unless the institution is a CDFI), which it exercised immediately. 9 To promote community development financial institutions (CDFIs), Treasury does not require warrants as part of its investment in certified CDFIs when the size of the investment is $50 million or less. 10 Treasury cancelled the warrants received from this institution due to its designation as a CDFI. 11 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009. 12 Redemption pursuant to a qualified equity offering. 13 This amount does not include accrued and unpaid dividends, which must be paid at the time of capital repayment. 14 The proceeds associated with the disposition of this investment do not include accrued and unpaid dividends. 15 Subchapter S corporation; Treasury received a warrant to purchase additional subordinated debentures (unless the institution is a CDFI), which it exercised immediately. 16 In its qualified equity offering, this institution raised more capital than Treasury’s original investment, therefore, the number of Treasury’s shares underlying the warrant was reduced by half. 17 This institution participated in the expansion of CPP for small banks. 18 This institution received an additional investment through the expansion of CPP for small banks. 19 Treasury made three separate investments in Citigroup Inc. (Citigroup) under the CPP, Targeted Investment Program (TIP), and Asset Guarantee Program (AGP) for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in Fixed Rate Cumulative Perpetual Preferred Stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. On 7/23/2009 and 7/30/2009, Treasury exchanged a total of $25 billion of the CPP shares for Series M Common Stock Equivalent (“Series M”) and a warrant to purchase shares of Series M. On 9/11/2009, Series M automatically converted to 7,692,307,692 shares of common stock and the associated warrant terminated on receipt of certain shareholder approvals. 20 On 8/24/2009, Treasury exchanged its series C preferred stock issued by Popular, Inc. for a like amount of non tax-deductible trust preferred securities issued by Popular Capital Trust III, administrative trustee for Popular, Inc. Popular, Inc. paid a $13 million exchange fee in connection with this transaction. Footnote Footnote Description 21 This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank holding companies. The institution in which Treasury's original investment was made is shown in parentheses. 22 As of the date of this report, this institution is in bankruptcy proceedings. 23 On 12/10/2009, the bankruptcy reorganization plan of CIT Group Inc. became effective and Treasury's preferred stock and warrant investment were extinguished and replaced by contingent value rights (CVRs). On 2/8/2010, the CVRs expired without value as the terms and conditions for distribution of common shares to holders of CVRs were not met. 24 On 12/11/2009, Treasury exchanged its series A preferred stock issued by Superior Bancorp, Inc. for a like amount of non tax-deductible Trust Preferred Securities issued by Superior Capital Trust II, administrative trustee for Superior Bancorp. 25 On 2/1/2010, following the acquisition of First Market Bank (First Market) by Union Bankshares Corporation (the acquiror), the preferred stock and exercised warrants issued by First Market on 2/6/2009 were exchanged for a like amount of securities of the acquiror in a single series but with a blended dividend rate equivalent to those of Treasury's original investment. 26 On 2/11/2010, Pacific Coast National Bancorp dismissed its bankruptcy proceedings with no recovery to any creditors or investors, including Treasury, and the investment was extinguished. 27 On 3/8/2010, Treasury exchanged its $84,784,000 of preferred stock in Midwest Banc Holdings, Inc. (MBHI) for $89,388,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $84,784,000, plus $4,604,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by MBHI of the conditions related to its capital plan, the MCP may be converted to common stock. 28 On 3/30/2010, Treasury exchanged its $7,500,000 of subordinated debentures in GulfSouth Private Bank for an equivalent amount of preferred stock, in connection with its conversion from a Subchapter S-Corporation, that comply with the CPP terms applicable to privately held qualified financial institutions. 29 On 4/16/2010, Treasury exchanged its $72,000,000 of preferred stock in Independent Bank Corporation (Independent) for $74,426,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $72,000,000, plus $2,426,000 of capitalized previously accrued and unpaid dividends. On 7/26/13, Treasury entered into a securities purchase agreement with Independent pursuant to which Treasury agreed to sell to Independent the MCP and the warrant issued by Independent, subject to the conditions specified in such agreement. On 8/30/13, Treasury completed the sale of the MCP and warrant to Independent pursuant to the terms of such agreement. 30 Treasury received Citigroup common stock pursuant to the June 2009 Exchange Agreement between Treasury and Citigroup which provided for the exchange into common shares of the preferred stock that Treasury purchased in connection with Citigroup's participation in the Capital Purchase Program (see note 11). On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. On May 26, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. On July 23, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on September 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on September 30, 2010. On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. All such sales were generally made at the market price. On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. See "Capital Purchase Program - Citigroup, Inc., Common Stock Disposition" on following page for the actual number of shares sold by Morgan Stanley, the weighted average price per share and the total proceeds to Treasury from all such sales during those periods. Footnote Footnote Description 31 On 8/26/2010, Treasury completed the exchange of its $303,000,000 of preferred stock in Sterling Financial Corporation (Sterling) for a like amount of mandatorily convertible preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Sterling entered into on 4/29/2010. Since Sterling also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, including those related to its capital plan, Treasury’s $303,000,000 of MCP was subsequently, as of 8/26/2010, converted into 378,750,000 shares of common stock. 32 On 8/20/2010, Sonoma Valley Bank, Sonoma, CA, the banking subsidiary of Sonoma Valley Bancorp, was closed by the California Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 33 On 6/30/2010, Treasury exchanged $46,400,000 of its series A preferred stock in First Merchants Corporation for a like amount of non tax-deductible Trust Preferred Securities issued by First Merchants Capital Trust III. 34 On 7/20/2010, Treasury completed the exchange of its $400,000,000 of preferred stock in First BanCorp for $424,174,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $400,000,000, plus $24,174,000 of capitalized previously accrued and unpaid dividends. On 10/07/2011, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 32,941,797 shares of common stock of First BanCorp. Treasury received all accrued and previously unpaid dividends on the MCP at the time of the conversion. First BanCorp has agreed to have a Treasury observer attend board of directors meetings. 35 On 8/31/2010, following the completion of the conditions related to Pacific Capital Bancorp's (Pacific Capital) capital plan, Treasury exchanged its $180,634,000 of preferred stock in Pacific Capital for $195,045,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $180,634,000, plus $14,411,000 of capitalized previously accrued and unpaid dividends. On 9/27/2010, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 360,833,250 shares of common stock of Pacific Capital. Following a reverse stock split effective 12/28/10, Treasury held 3,608,332 shares of Pacific Capital common stock. Effective 11/30/12, Pacific Capital merged with and into UnionBanCal Corporation and each outstanding share of common stock of the Company was converted into the right to receive $46.00 per share in cash, and Treasury received $165,983,272 in respect of its common stock and $393,121 in respect of its warrant. 36 This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has completed an exchange of its Capital Purchase Program investment for an investment under the terms of the CDCI program. See "Community Development Capital Initiative" below. 37 At the time of this institution’s exchange into the CDCI program, the warrant preferreds were included in the total amount of preferred stock exchanged for Treasury’s CDCI investment. Therefore this disposition amount does not represent cash proceeds to Treasury. 38 On 9/30/2010, Treasury completed the exchange of its $80,347,000 of preferred stock in Hampton Roads Bankshares, Inc. (Hampton) for a like amount of mandatorily convertible preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Hampton entered into on 8/12/2010. Since Hampton also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, Treasury’s $80,347,000 of MCP was subsequently converted into 52,225,550 shares of common stock. 39 Treasury entered into an agreement on 1/28/2011 with North American Financial Holdings, Inc. for the sale of all preferred stock and warrants issued by Capital Bank Corporation to Treasury for an aggregate purchase price of $41,279,000. Since the conditions to closing of the sale were satisfied, the closing of the sale also occurred on 1/28/2011. 40 On 2/18/11, Treasury completed the exchange of its $135,000,000 of preferred stock (including accrued and unpaid dividends thereon) in Central Pacific Financial Corp. for not less than 5,620,117 shares of common stock, pursuant to an exchange agreement dated 2/17/2011. 41 As a result of the acquisition of Fidelity Resources Company (the acquired company) by Veritex Holdings, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/26/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/23/2011. 42 As a result of the acquisition of NC Bancorp, Inc. (the acquired company) by Metropolitan Bank Group, Inc. (the acquiror), Treasury exchanged $6,880,000 of its preferred stock in NC Bancorp, Inc. and $71,526,000 of its preferred stock in Metropolitan Bank Group, Inc. for $81,892,000 of a new series of preferred stock in Metropolitan Bank Group, Inc., which is equivalent to the combined initial investment amount of $78,406,000 plus $3,486,000 of capitalized previously accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/30/2011. Exercised warrants were also exchanged at the time of the agreement. Footnote Footnote Description 43 On 7/5/2011, Treasury completed a transaction with Harris Financial Corp., a wholly-owned subsidiary of Bank of Montreal ("BMO"), for the sale of (i) all Marshall & Ilsley Corporation ("M&I") Preferred Stock held by Treasury for a purchase price of $1,715,000,000 plus accrued dividends and (ii) the Treasury-held M&I Warrant for an amount equal to $3,250,000, pursuant to the terms of the agreement between Treasury and BMO entered into on 05/16/2011. 44 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 using proceeds received in connection with the institution’s participation in the Small Business Lending Fund. 45 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 - part of the repayment amount obtained from proceeds received in connection with the institution’s participation in the Small Business Lending Fund. 46 On 11/5/2010, Pierce Commercial Bank, Tacoma, WA, the banking subsidiary of Pierce County Bancorp, was closed by the Washington Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 47 On 11/12/2010, Tifton Banking Company, Tifton, GA, was closed by the Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 48 On 3/11/2011, Legacy Bank, Milwaukee, WI, the banking subsidiary of Legacy Bancorp, Inc., was closed by the State of Wisconsin Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 49 On 4/15/2011, Superior Bank, Birmingham, AL, the banking subsidiary of Superior Bancorp Inc., was closed by the Office of Thrift Supervision, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 50 On 7/15/2011, First Peoples Bank, Port Saint Lucie, Florida, the banking subsidiary of FPB Bancorp, Inc., was closed by the Florida Office of Financial Regulation, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 51 On 7/15/2011, One Georgia Bank, Atlanta, GA was closed by the State of Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 52 On 7/29/2011, Integra Bank, National Association, Evansville, Indiana, the banking subsidiary of Integra Bank Corporation, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 53 On 10/21/2011, Treasury completed the exchange of all FNB United Corp. ("FNB United") preferred stock and warrants held by Treasury for 108,555,303 shares of FNB United common stock and an amended and restated warrant, pursuant to the terms of the agreement between Treasury and FNB United entered into on 08/12/2011. 54 As a result of the acquisition of Berkshire Bancorp, Inc. (the acquired company) by Customers Bancorp, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/12/2009 were exchanged for a like amount of securities of the acquiror plus accrued and previously unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 9/16/2011. 55 On 9/23/2011, Citizens Bank of Northern California, Nevada City, California, the banking subsidiary of Citizens Bancorp, was closed by the California Department of Financial Institutions, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 56 Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 in connection with the institution’s participation in the Small Business Lending Fund, which occurred at a later date. 57 On 10/14/2011, Country Bank, Aledo, Illinois, the banking subsidiary of CB Holding Corp., was closed by the Illinois Department of Financial and Professional Regulation - Division of Banking, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 58 As a result of a reincorporation transaction whereby Crescent Financial Corporation (CFC) was merged into Crescent Financial Bancshares, Inc. (CFB), the preferred stock and warrant issued by CFC on 1/9/2009 were exchanged for a like amount of securities of CFB, pursuant to the terms of an agreement among Treasury, CFC and CFB entered into on 11/15/2011. Footnote Footnote Description 59 As a result of the acquisition of Center Financial Corporation by BBCN Bancorp, Inc. (formerly Nara Bancorp, Inc.), the preferred stock and warrant issued by Center Financial Corporation were exchanged for a like amount of securities of BBCN Bancorp, Inc., pursuant to the terms of an agreement among Treasury, Center Financial Corporation, and BBCN Bancorp, Inc. entered into on 11/30/2011. 60 On 1/3/2012, Treasury completed (i) the sale to F.N.B. Corporation (“F.N.B.”) of all of the preferred stock that had been issued to Treasury by Parkvale Financial Corporation (“Parkvale”) for a purchase price of $31,762,000 plus accrued dividends and (ii) the exchange of the Parkvale warrant held by Treasury for a like F.N.B. warrant, pursuant to the terms of the agreement between Treasury and F.N.B. entered into on 12/29/2011 in connection with the merger of Parkvale and F.N.B. effective 01/01/2012. 61 As a result of the acquisition of State Bancorp, Inc. (the acquired company) by Valley National Bancorp (the acquiror), the warrant issued by the acquired company on 12/5/2008 was exchanged for a like security of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 1/1/2012. 62 On 1/27/2012, pursuant to the terms of the merger of Regents Bancshares, Inc. (“Regents”) with Grandpoint Capital, Inc., Treasury received $13,214,858.00 (representing the par amount together with accrued and unpaid dividends thereon) in respect of the preferred stock (including that received from the exercise of warrants) that had been issued to Treasury by Regents. 63 On 1/27/2012, Tennessee Commerce Bank, Franklin, TN, the banking subsidiary of Tennessee Commerce Bancorp, Inc., was closed by the Tennessee Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 64 On 2/10/2012, SCB Bank, Shelbyville, Indiana, the banking subsidiary of Blue River Bancshares, Inc., was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 65 On 2/10/2012, Treasury entered into an agreement with Broadway Financial Corporation to exchange Treasury’s $15,000,000 of preferred stock for common stock. The exchange is subject to the fulfillment by Broadway Financial Corporation of certain conditions, including the satisfactory completion of a capital plan. 66 On 4/20/2012, Fort Lee Federal Savings Bank, FSB, Fort Lee, New Jersey, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 67 As a result of the acquisition of Community Holding Company of Florida, Inc. (the acquired company) by Community Bancshares of Mississippi, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 2/6/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 7/19/2012. 68 On 7/13/2012, Glasgow Savings Bank, Glasgow, MO, the banking subsidiary of Gregg Bancshares, Inc. , was closed by the Missouri Division of Finance, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 69 On 7/27/2012, Treasury entered into an agreement with Pinnacle Bank Holding Company, Inc. (“Pinnacle”) pursuant to which Treasury agreed to sell its CPP preferred stock back to Pinnacle at a discount subject to the satisfaction of the conditions specified in the agreement. 70 On 10/19/2012, GulfSouth Private Bank, Destin, Florida, was closed by the Florida Office of Financial Regulation, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 71 On 10/19/2012, Excel Bank, Sedalia, Missouri, the banking subsidiary of Investors Financial Corporation of Pettis County, Inc., was closed by the Missouri Division of Finance, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 72 On 10/25/2012, pursuant to the terms of the merger of First Community Bancshares, Inc. ("First Community") and Equity Bancshares, Inc. ("Equity"), Treasury received a like amount of preferred stock and exercised warrants from Equity in exchange for Treasury's original investment in First Community, plus accrued and unpaid dividends, pursuant to a placement agency agreement executed on 10/23/2012. 73 On 10/29/2012, First Place Financial Corp. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the District of Delaware. Footnote Footnote Description 74 On 2/22/2013, Treasury completed the exchange of its Standard Bancshares, Inc. preferred stock for common stock, pursuant to an exchange agreement, dated as of 11/5/2012, with Standard Bancshares, Inc., and immediately sold the resulting Standard Bancshares, Inc. common stock, pursuant to securities purchase agreements, each dated as of 11/5/2012, with W Capital Partners II, L.P., Trident SBI Holdings, LLC, PEPI Capital, LP, LCB Investment, LLC, Cohesive Capital Partners, L.P., and Athena Select Private Investment Fund LLC. 75 On 11/2/2012, Citizens First National Bank, Princeton, IL, the banking subsidiary of Princeton National Bancorp, was closed by the Office of the Comptroller of the Currency, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 76 On 11/13/2012, Treasury entered into an agreement with Community Financial Shares, Inc. (“CFS”) pursuant to which Treasury agreed to sell its CPP preferred stock back to CFS at a discount subject to the satisfaction of the conditions specified in the agreement. 77 In connection with the merger of Fidelity Bancorp, Inc. (“Fidelity”) and WesBanco, Inc. (“WesBanco”) effective 01/01/2012, Treasury (i) sold to WesBanco all of the preferred stock that had been issued by Fidelity to Treasury for a purchase price of $7,000,000 plus accrued dividends and (ii) exchanged the Fidelity warrant held by Treasury for a like WesBanco warrant, pursuant to the terms of an agreement among Treasury and WesBanco entered into on 11/28/2012. 78 On 11/30/12, Western Reserve Bancorp, Inc. was acquired by an affiliate of Westfield Bancorp, Inc. Pursuant to the terms of the merger, each outstanding share of Series A and Series B preferred stock issued to Treasury was redeemed for the respective principal amount together with accrued and unpaid dividends thereon. 79 On 2/20/2013, Treasury sold its CPP preferred stock and warrant issued by First Sound Bank (“First Sound”) back to First Sound for an aggregate purchase price of $3,700,000, pursuant to the terms of the agreement between Treasury and First Sound entered into on 11/30/2012. 80 On 4/9/2013, Treasury sold its CPP preferred stock and warrant issued by PremierWest Bancorp (“PremierWest”) pursuant to an agreement with PremierWest and Starbuck Bancshares, Inc. (“Starbuck”) entered into on 12/11/2012. 81 In connection with the merger of Community Financial Corporation (“Community Financial”) and City Holding Company (“City Holding”) effective 1/09/13, Treasury (i) sold to City Holding all of the preferred stock that had been issued by Community Financial to Treasury for a purchase price of $12,643,000 plus accrued dividends and (ii) exchanged the Community Financial warrant held by Treasury for a like City Holding warrant, pursuant to the terms of an agreement among Treasury and City Holding entered into on 1/09/13. 82 On 1/29/2013, Treasury executed a placement agency agreement pursuant to which Treasury agreed to sell 9,950 shares of Coastal Banking Company, Inc. Preferred stock at $815.00 per share (less a placement agent fee) for net proceeds of $8,028,157.50. On 2/6/2013, the placement agent notified Coastal Banking Company, Inc. that, pursuant to the placement agency agreement, it was terminating the transaction and, therefore, Treasury did not receive any proceeds or pay any fees in connection with the transaction. 83 On 2/15/2013, Treasury sold its CPP preferred stock and warrant issued by BancTrust Financial Group, Inc. (“BancTrust”) pursuant to an agreement with BancTrust and Trustmark Corporation (“Trustmark”) entered into on 02/11/2013. 84 On 8/14/2013, Treasury sold its CPP preferred stock issued by Florida Bank Group, Inc. (“FBG”) back to FBG for an aggregate purchase price of $8,000,000, pursuant to the terms of the agreement between Treasury and FBG entered into on 2/12/13. 85 On 2/15/2013, pursuant to the terms of the merger of Pacific International Bancorp, Inc. (“Pacific International”) with BBCN Bancorp, Inc. (“BBCN”), Treasury received $7,474,619.97 (representing the par amount together with accrued and unpaid dividends thereon) in respect of the preferred stock that had been issued to Treasury by Pacific International. Treasury exchanged its Pacific International warrant for an equivalent warrant issued by BBCN. 86 On 4/12/2013, Treasury completed (i) the sale of its CPP preferred in Citizens Republic Bancorp, Inc. (Citizens Republic) to FirstMerit Corporation (FirstMerit) and (ii) the exchange of its warrant in Citizens Republic for a warrant issued by FirstMerit, pursuant to a securities purchase agreement, dated as of 2/19/13, among Treasury, FirstMerit and Citizens Republic. 87 On 4/11/2013, Treasury completed the exchange of its First Security Group, Inc. (FSGI) preferred stock for common stock, pursuant to an exchange agreement, dated as of 2/25/2013, between Treasury and FSGI, and sold the resulting FSGI common stock, pursuant to securities purchase agreements, each dated as of 4/9/2013, between Treasury and the purchasers party thereto. Footnote Description 88 On 3/19/2013, Treasury exercised its warrant on a cashless basis and received (i) 186,589 shares of common stock and (ii) $71.62 in cash in lieu of fractional shares. Treasury sold such shares of common stock on 3/19/2013. 89 As a result of the acquisition of ECB Bancorp, Inc. by Crescent Financial Bancshares, Inc., the preferred stock and warrant issued by ECB Bancorp, Inc. were exchanged for a like amount of securities of Crescent Financial Bancshares, Inc., pursuant to the terms of an agreement among Treasury, ECB Bancorp, Inc., and Crescent Financial Bancshares, Inc. entered into on 4/1/2013. 90 As a result of the merger of Annapolis Bancorp, Inc. into F.N.B. Corporation, the warrant issued by Annapolis Bancorp, Inc. was exchanged for a like warrant issued by F.N.B. Corporation, pursuant to the terms of an agreement among Treasury, Annapolis Bancorp, Inc., and F.N.B. Corporation entered into on 4/6/2013. 91 On 04/05/2013, Gold Canyon Bank, Gold Canyon, Arizona was closed by the Arizona Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 92 On 04/09/2013, Indiana Bank Corp. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the Southern District of Indiana. 93 On 7/17/13, Treasury entered into a securities purchase agreement with Central Virginia Bankshares, Inc. (CVB) and C&F Financial Corporation (C&F) pursuant to which Treasury agreed to sell to C&F the CPP preferred stock and warrant issued by CVB, subject to the conditions specified in such agreement. The sale was completed on 10/01/2013. 94 On 8/12/2013, Anchor BanCorp Wisconsin Inc. ( “Anchor”) filed a voluntary petition for Chapter 11 protection in the U.S. Bankruptcy Court for the Western District of Wisconsin to implement a “pre-packaged” Plan of Reorganization in order to facilitate the restructuring of Anchor. On 9/27/ 2013, the Plan of Reorganization became effective in accordance with its terms, pursuant to which (i) Treasury’s preferred stock was exchanged for 60,000,000 shares of common stock (the “Common Stock”) and (ii) Treasury’s warrant was cancelled. On 9/27/2013, Treasury sold the Common Stock to purchasers pursuant to securities purchase agreements entered into on 9/19/2013. 95 On 7/5/2013, Rogers Bancshares, Inc. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the Eastern District of Arkansas. 96 On 8/22/2013, Treasury exchanged its preferred stock in Broadway Financial Corporation for 10,146 shares of common stock equivalent representing (i) 50% of the liquidation preference of the preferred stock, plus (ii) 100% of previously accrued and unpaid dividends on the preferred stock ($2,646,000). The common stock equivalent will be converted to common stock upon the receipt of certain shareholder approvals. 97 This institution has entered into bankruptcy or receivership. For a full list of institutions that have entered bankruptcy or receivership and Treasury's remaining investments, reference appendices B and C in the section titled “Capital Purchase Program Institutions” in the most recent report to congress found on Treasury’s website: http://www.treasury.gov/initiatives/financial-stability/reports/Pages/Monthly-Report-to-Congress.aspx. 98 On 10/30/2013, Treasury entered into an agreement with Monarch Community Bancorp, Inc. (Monarch) to exchange Treasury's CPP warrant and $6,785,000 of preferred stock for common stock. The exchange was subject to the fulfillment by Monarch of certain conditions, including the satisfactory completion of a capital plan. On 11/15/2013, the exchange of the CPP warrant and preferred stock for common stock was completed and Treasury sold such common stock to purchasers pursuant to securities purchase agreements dated as of 11/15/2013. 99 On 12/5/2013, Treasury's 10,146 shares of common stock equivalent in Broadway Financial converted to 10,146,000 shares of common stock. 100 On 12/13/2013, Texas Community Bank, National Association, The Woodlands, Texas, the banking subsidiary of TCB Holding Company, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 101 As a result of a reincorporation merger of Community Bankers Trust Corporation, a Delaware corporation (CBTC Delaware) into Community Bankers Trust Corporation, a Virginia corporation (CBTC Virginia), the outstanding preferred stock and warrant issued by CBTC Delaware were exchanged for a like amount of securities issued by CBTC Virginia, pursuant to the terms of an agreement among Treasury, CBTC Delaware and CBTC Virginia entered into on 1/1/14. 102 On 10/15/13, Treasury entered into a securities purchase agreement with First-Citizens Bank & Trust Company (FCBTC) and 1st Financial Services Corporation (FFSC) pursuant to which Treasury agreed to sell to FCBTC the CPP preferred stock and warrant issued by FFSC, subject to the conditions specified in such agreement. The sale was completed on 12/31/2013. Footnote Footnote Description Footnote 103 On 1/31/2014, Syringa Bank, Boise, Idaho, the banking subsidiary of Syringa Bancorp, was closed by the Idaho Department of Finance, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 104 On 4/1/2014, pursuant to the terms of the merger of Alaska Pacific Bancshares, Inc. with Northrim Bancorp, Inc., Treasury received $2,370,908.26 for the warrants that had been issued to Treasury by Alaska Pacific Bancshares, Inc. 105 On 4/18/2014, Treasury entered into an agreement with Bank of the Carolinas Corporation (“BCAR”) pursuant to which Treasury agreed to sell its CPP preferred stock and warrant back to BCAR at a discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 7/16/2014. 106 On 4/24/2014, Treasury sold all of its preferred stock issued by Bankers’ Bank of the West Bancorp, Inc. (BBW) to private investors for total proceeds of $13.5million, pursuant to securities purchase agreements dated as of April 21, 2014. BBW paid all accrued and unpaid dividends on the preferred stock as of April 24, 2014. 107 On 4/25/2014, Treasury entered into a securities purchase agreement with Provident Community Bankshares, Inc. (PCBS) and Park Sterling Corporation (Park Sterling) pursuant to which Treasury agreed to sell to Park Sterling the CPP preferred stock and warrant issued by PCBS, subject to the conditions specified in such agreement. The sale was completed on 4/30/2014. 108 On 4/24/2014, Idaho Bancorp filed for Chapter 11 protection in the U.S. Bankruptcy Court for the District of Idaho. On 11/25/2014, the bankruptcy court for the District of Idaho confirmed Idaho Bancorp’s amended plan of reorganization. On 8/5/2015 and 9/29/2015, UST received net distributions of $427,844.29 and $3,522.87, respectively, from Idaho Bancorp (after payment to the Department of Justice of a 3% litigation fee). 109 On 4/30/2014, Treasury completed the exchange of its Northern States Financial Corporation preferred stock for common stock, pursuant to an exchange agreement, dated as of 4/29/2014, with Northern States Financial Corporation, and immediately sold the resulting Northern States Financial Corporation common stock, pursuant to securities purchase agreements, each dated as of 4/29/14, with Blue Pine Financial Opportunities Fund II, LP, EJF Sidecar Fund, Series LLC, Endeavour Regional Bank Opportunities Fund L.P., Endeavour Regional Bank Opportunities Fund II L.P., Hot Creek Investors, L.P.,JCSD Partners, LP, and PRB Investors, LP. 110 On 5/23/2014 Treasury completed the sale of its CommunityOne Bancorp common stock in an underwritten public offering. 111 On 5/30/2014, Treasury entered into a securities purchase agreement with Highlands Independent Bancshares, Inc. ("Highlands") and HCBF Holding Company, Inc. ("HCBF") pursuant to which Treasury agreed to sell to HCBF the CPP preferred stock issued by Highlands, subject to the conditions specified in such agreement. The sale was completed on 10/24/2014. 112 On 6/30/2014, BCB Holding Company, Inc. (the “Institution”) repurchased their preferred and warrant preferred shares from Treasury and funds were wired from the Institution to the Bank of New York Mellon (BNYM) for the benefit of Treasury. The repurchase was finalized after the close of business on 6/30/14 and the funds were subsequently transferred from BNYM to Treasury on 7/1/2014. 113 On 8/28/2014, Treasury entered into an agreement with Central Bancorp, Inc. and Hanmi Financial Corporation, in connection with a merger, pursuant to which Treasury agreed to sell its Central Bancorp, Inc. CPP preferred stock (including warrant preferred stock) to Hanmi Financial Corporation for (i) $23,625,000, plus (ii) all accrued and unpaid dividends, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 8/29/2014. 114 On 10/17/2014, Treasury completed the exchange of its Regent Bancorp, Inc. preferred stock and warrant-preferred stock for common stock, pursuant to an exchange agreement, dated as of 10/16/2014, with Regent Bancorp, Inc., and immediately sold the resulting Regent Bancorp, Inc. common stock to purchasers pursuant to securities purchase agreements dated as of 10/16/2014. 115 On 10/30/2014, Treasury entered into an agreement with Columbia Banking System, Inc. (Columbia) pursuant to which Treasury agreed to sell its warrant in Intermountain Community Bancorp to Columbia subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 10/31/2014. 116 The subsidiary bank of Rising Sun Bancorp, NBRS Financial, was closed by the Maryland Office of the Commissioner of Financial Regulation, and the FDIC was named Receiver on Friday, 10/17/2014. 117 The subsidiary bank of Western Community Bancshares, Inc., Frontier Bank, was closed by the Office of the Comptroller of the Currency, and the FDIC was named Receiver on Friday, 11/7/2014. Footnote Description Footnote 118 On 9/8/2014, Treasury gave Credit Suisse Securities (USA) LLC discretionary authority, as its sales agent, to sell subject to certain parameters shares of common stock from time to time during the period ending on 12/7/2014. Completion of the sale under this authority occurred on December 5, 2014. 119 On 12/10/2014, Treasury sold all of its preferred stock issued by NCAL Bancorp to purchasers for total proceeds of $3.9 million, pursuant to a securities purchase agreement dated as of November 25, 2014. 120 As a result of the merger of Farmers & Merchants Bancshares, Inc. into Allegiance Bancshares, Inc., the outstanding preferred stock and warrant preferred stock issued by Farmers & Merchants Bancshares, Inc. was exchanged for a like amount of securities issued by Allegiance Bancshares, Inc., pursuant to the terms of an agreement among Treasury, Farmers & Merchants Bancshares, Inc. and Allegiance Bancshares, Inc., entered into on 1/1/2015. 121 On 12/11/2014, Treasury gave Credit Suisse Securities (USA) LLC discretionary authority, as its sales agent, to sell subject to certain parameters shares of common stock from time to time during the period ending on 3/8/2015. Completion of the sale under this authority occurred on 3/6/2015. 122 On 03/17/2015, Treasury sold all of its preferred stock issued by U.S. Century Bank to purchasers for total proceeds of $12.3 million, pursuant to a securities purchase agreement dated as of March 17, 2015. 123 On 7/15/2015, Treasury entered into an agreement with Suburban Illinois Bancorp, Inc. (Suburban), pursuant to which Treasury agreed to sell its CPP senior subordinated securities to Suburban for (i) $15,750,000, plus (ii) all accrued and unpaid dividends through 4/1/2015 subject to the conditions specified in such agreement. This transaction was in conjunction with a merger between Suburban and Wintrust Financial Corporation. The sale was completed on 7/16/2015. 124 On 8/4/2015, Treasury entered into an agreement with City National Bancshares Corporation (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to the Company at a discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 8/7/2015. 125 On 3/4/2011, Treasury completed the sale to Community Bancorp LLC (“CBC”) of all Preferred Stock and Warrants issued by Cadence Financial Corporation (“Cadence”) to Treasury for an aggregate purchase price of $39,014,062.50, pursuant to the terms of the agreement between Treasury and CBC entered into on 10/29/2010. 126 On 8/27/2015, Treasury entered into an agreement with Patapsco Bancorp, Inc. and Howard Bancorp, Inc., in connection with a merger pursuant to which Treasury agreed to sell its Patapsco Bancorp, Inc. CPP preferred stock (including warrant preferred stock) to Howard Bancorp, Inc. for (i) $6,300,000, plus (ii) all accrued and unpaid dividends, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 8/28/2015. 127 On 9/18/2015, Treasury entered into an agreement with Goldwater Bank, N.A. and Kent Wiechert, pursuant to which Treasury agreed to sell all of its CPP preferred stock issued by Goldwater Bank, N.A.to Wiechert for total proceeds of $1,348,000 subject to the satisfaction of conditions specified in the agreement. The sale was completed on 9/21/2015. 128 On 10/2/2015, Treasury completed the exchange of its Capital Commerce Bancorp, Inc. preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement of the same date with Capital Commerce Bancorp, Inc. The consideration for that exchange included accrued and unpaid dividends through June 30, 2015. As part of the exchange transaction, Treasury immediately sold the resulting Capital Commerce Bancorp, Inc. common stock to purchasers pursuant to securities purchase agreements, each dated as of 10/2/2015, with the purchaser parties thereto. 129 On 11/13/2015, Treasury received $3.88 million from the Department of Justice as a payment related to the United States’ $4.00 million False Claims Act action against the estate and trusts of the late Layton P. Stuart, former owner, president, and Chief Executive Officer of One Financial Corporation. 130 On 12/23/2015, Treasury completed the exchange of its CalWest Bancorp preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement of the same date with CalWest Bancorp. As part of that transaction, Treasury immediately sold the resulting CalWest Bancorp common stock to purchasers pursuant to securities purchase agreements, each dated as of 12/23/2015, with the purchaser parties thereto. 131 On 2/29/2016, Treasury entered into an agreement with HCSB (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to the Company at a discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 4/11/2016. 132 Sonoma Valley Bancorp was liquidated and dissolved pursuant to the provision of the California Corporations Code. As part of that liquidation and dissolution, UST received a distribution of $150,000 from Sonoma Valley Bancorp on 6/15/2016. Footnote Description Footnote 133 On 6/30/2016, Treasury completed the exchange of its Liberty Shares, Inc. preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement of the same date with Liberty Shares, Inc. As part of that transaction, Treasury immediately sold the resulting Liberty Shares, Inc. common stock to purchasers pursuant to securities purchase agreements, each dated as of 6/30/2016, with the purchaser parties thereto. 134 On 7/1/2016, Treasury completed the sale to United Community Banks, Inc. (UCBI) of all of its CPP preferred stock and associated warrants issued by Tidelands Bancshares, Inc. (Tidelands) to UCBI for total proceeds of $8,984,227 subject to the satisfaction of conditions specified in the agreement. This transaction was in conjunction with a merger between Tidelands and UCBI. 135 On 6/28/2016, the United States completed a settlement of several lawsuits related to Treasury’s investment in One Financial Corporation (OFC). As a result of that settlement, it received 344,227 shares of OFC common stock on 6/23/2016. 136 On 12/21/2016, Treasury entered into an agreement with Broadway Financial Corporation, First Republic Bank, and Broadway Federal Bank, f.s.b Employee Ownership Trust, pursuant to which Treasury agreed to sell part of its CPP common stock to the three entities for total proceeds of $7,477,547.40 subject to the satisfaction of conditions specified in the agreement. The transaction was completed on December 22, 2016. 137 On 12/28/2016, Treasury entered into an agreement with Allied First Bancorp (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to the Company at a discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/28/2016. 138 On 2/28/2017, Treasury completed the exchange of its Citizens Commerce Bancshares, Inc. preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement of the same date with Citizens Commerce Bancshares, Inc. As part of that transaction, Treasury immediately sold the resulting Citizens Commerce Bancshares, Inc. common stock to purchasers pursuant to securities purchase agreements, each dated as of 2/28/2017, with the purchaser parties thereto. 139 On 5/8/2017, Treasury obtained 344,577 shares of One Bank & Trust common shares in an Execution Sale conducted by the United States Marshal’s Service. 140 On 5/15/2017, Treasury sold 10,291,553 shares of First BanCorp common stock at $5.61 per share for total proceeds of $57,735,612. 141 On 5/31/17, Treasury received a court ordered $100.00 restitution check from a former executive of United Commercial Bank. 142 On 6/28/2017, Treasury entered into agreements with Broadway Financial Corporation, Pacific Western Bank and Community Bank, pursuant to which Treasury agreed to sell part of its CPP common stock to Pacific Western Bank and Community Bank for total proceeds of $3,480,975 subject to the satisfaction of conditions specified in the agreement. The transaction was completed on 6/29/2017. 143 On 6/30/2017, Cecil Bancorp, Inc. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the District of Maryland (Baltimore). 144 On 9/7/2017, Treasury completed the exchange of its Grand Mountain Bancshares, Inc. preferred stock for common stock pursuant to an exchange agreement of the same date with Grand Mountain Bancshares, Inc.. As part of that transaction, Treasury immediately sold the resulting Grand Mountain Bancshares, Inc. common stock to purchasers pursuant to securities purchase agreements, each dated as of 9/7/2017, with the purchaser parties thereto. 145 On 9/21/2017, Treasury entered into agreements with Broadway Financial Corporation and Pacific Premier Bank, pursuant to which Treasury agreed to sell part of its CPP common stock to Pacific Premier Bank for total proceeds of $1,877,894.30 subject to the satisfaction of conditions specified in the agreement. The transaction was completed on 9/21/2017. 146 Pursuant to the 10/11/2017 Confirmation Order of the United States Bankruptcy Court for the District of Maryland, on 10/26/2017 Treasury completed the exchange of its Cecil Bancorp, Inc. (Cecil) preferred stock for common stock pursuant to an exchange agreement of the same date with Cecil. As part of that transaction, Treasury immediately (i) sold the resulting Cecil common stock to purchasers pursuant to securities purchase agreements, each dated as of 10/26/2017, with the purchaser parties thereto and (ii) cancelled Treasury’s warrant. 147 On 5/17/2018, Treasury exercised its warrant on a cashless basis and received (i) 730,571 shares of common stock and (ii) $6.58 in cash in lieu of fractional shares. Treasury sold such shares of common stock on 5/21/2018 for total proceeds of $5,702,106.66. 148 On 5/22/2018, Treasury entered into an agreement with Pinnacle Bank Holding Company, Inc. (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to the Company at a discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 5/22/2018. Footnote Description Footnote 149 On 7/13/2018, Treasury exchanged its preferred stock in Harbor Bankshares Corporation (“Harbor”) and all accrued, unpaid dividends on that stock for 5,491,843 shares of common stock and payment of $2,272,617 pursuant to the terms of the exchange agreement between Treasury and Harbor entered into on that day. 150 On 07/16/2018, Treasury entered into an agreement with CSS, LLC (CSS) pursuant to which Treasury agreed to sell its warrant in Synovus Financial Corp. to CSS subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 07/17/2018. 151 On 7/31/2018, Treasury entered into an agreement with One Bank & Trust, N.A. and First Paragould Bankshares, Inc., pursuant to which Treasury agreed to sell its 344,577 shares of CPP common stock in One Bank & Trust, N.A. to First Paragould Bankshares, Inc. for total proceeds of $3,515,448.62 subject to the satisfaction of conditions specified in the agreement. The transaction was completed on 7/31/2018. 152 On 8/15/18, Treasury determined that its securities holdings in One Financial Corporation (OFC) were worthless because OFC is defunct, cannot be located, and has no assets. OFC has: ceased all operations; not had any directors or officers since early 2013; not filed with the Federal Reserve since early 2013; failed to file tax returns or make payments to the Arkansas Secretary of State since 2013, and; had its’ charter revoked by the Arkansas Secretary of State for failure to file. Treasury determined that OFC has not had any assets since May 8, 2017 when Treasury purchased OFC’s common shares in OFC’s former banking subsidiary One Bank in an execution sale held by the United States’ Marshals Service. 153 On 1/16/2019, Treasury entered into an agreement with Harbor Bankshares Corporation, pursuant to which Treasury agreed to sell part of its CPP common stock to Harbor Bankshares Corporation for total proceeds of $999,999.97 subject to the satisfaction of conditions specified in the agreement. The transaction was completed on 1/16/2019. 154 On 5/01/2019, Treasury entered into agreements with Broadway Financial Corporation, The Capital Corps, LLC and the National Asian American Coalition, pursuant to which Treasury agreed to sell its remaining CPP common stock at a discount to The Capital Corps, LLC and the National Asian American Coalition for total proceeds of $3,503,502.60 subject to the satisfaction of conditions specified in the agreement. The transaction was completed on 5/01/2019. CAPITAL PURCHASE PROGRAM - CITIGROUP, INC. COMMON STOCK DISPOSITION Date 4/26/2010 5/26/2010 6 Pricing Mechanism Number of Shares Proceeds 7 1 5/26/2010 6/30/2010 2 7/23/2010 9/30/2010 3 10/19/2010 - 4 12/6/2010 $4.1217 1,500,000,000 $ 6,182,493,158 $3.8980 1,108,971,857 $ 4,322,726,825 $3.9090 1,500,000,000 $ 5,863,489,587 $4.2609 1,165,928,228 $ 4,967,921,811 $4.3500 2,417,407,607 $ 10,515,723,090 5 12/6/2010 Total Proceeds: $31,852,354,471 1/ On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. 2/ On May 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. 3/ On July 23, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on September 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occured on September 30, 2010. 4/ On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. 5/ On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. Closing of the offering is subject to the fulfillment of certain closing conditions. 6/ The price set forth is the weighted average price for all sales of Citigroup, Inc. common stock made by Treasury over the course of the corresponding period. 7/ Amount represents the gross proceeds to Treasury. COMMUNITY DEVELOPMENT CAPITAL INITIATIVE *Investment Status Definition Key Full investment outstanding: Treasury's full investment is still outstanding Redeemed – institution has repaid Treasury’s investment Sold – by auction, an offering, or through a restructuring Exited bankruptcy/receivership - Treasury has no outstanding investment Currently not collectible - investment is currently not collectible; therefore there is no outstanding investment and a corresponding (Realized Loss) / (Write-off) In full – all of Treasury’s investment amount In part – part of the investment is no longer held by Treasury, but some remains Capital Repayment / Disposition / Auction UST Number UST1402 UST1402 UST1454 UST1454 UST1378 UST1378 UST1456 UST1456 UST1456 UST1453 UST1453 UST0767 UST0767 UST0938 UST0938 UST1373 UST1373 UST1399 UST1399 UST1428 UST1428 UST1401 UST1401 UST1395 UST1408 UST1408 UST1382 UST1382 UST1382 UST0413 UST0900 UST0900 UST0318 UST0318 UST0318 UST0318 UST0956 UST0956 UST0354 UST0354 UST1423 UST1423 UST1391 UST1391 UST1421 UST1430 UST1430 UST1389 UST1389 UST1444 UST1444 UST1447 UST1447 UST1431 UST1431 UST1372 UST1372 UST0596 UST0596 UST0596 UST0649 UST0649 UST1297 UST1297 UST1420 UST1420 UST0344 UST0344 UST1199 UST1199 UST1443 UST1443 UST1384 UST1384 UST1425 UST1425 UST1433 Footnote 26 8 8 8 8 3,4,14 8,11 8 8 8 27 8,10 8 3,6 20 3,5,8,33 3,12 3,4 21 34 39 8 8 8 3 3,8 3,8 8 3,8 3,17 8 8 28 8 Institution Name Alternatives Federal Credit Union Alternatives Federal Credit Union American Bancorp of Illinois, Inc. American Bancorp of Illinois, Inc. Atlantic City Federal Credit Union Atlantic City Federal Credit Union Bainbridge Bancshares, Inc. Bainbridge Bancshares, Inc. Bainbridge Bancshares, Inc. Bancorp of Okolona, Inc. Bancorp of Okolona, Inc. BancPlus Corporation BancPlus Corporation BankAsiana BankAsiana Bethex Federal Credit Union Bethex Federal Credit Union Border Federal Credit Union Border Federal Credit Union Brewery Credit Union Brewery Credit Union Brooklyn Cooperative Federal Credit Union Brooklyn Cooperative Federal Credit Union Buffalo Cooperative Federal Credit Union Butte Federal Credit Union Butte Federal Credit Union Carter Federal Credit Union Carter Federal Credit Union Carter Federal Credit Union Carver Bancorp, Inc CFBanc Corporation CFBanc Corporation Citizens Bancshares Corporation Citizens Bancshares Corporation Citizens Bancshares Corporation Citizens Bancshares Corporation Community Bancshares of Mississippi, Inc. Community Bancshares of Mississippi, Inc. Community Bank of the Bay Community Bank of the Bay Community First Guam Federal Credit Union Community First Guam Federal Credit Union Community Plus Federal Credit Union Community Plus Federal Credit Union Cooperative Center Federal Credit Union D.C. Federal Credit Union D.C. Federal Credit Union East End Baptist Tabernacle Federal Credit Union East End Baptist Tabernacle Federal Credit Union Episcopal Community Federal Credit Union Episcopal Community Federal Credit Union Fairfax County Federal Credit Union Fairfax County Federal Credit Union Faith Based Federal Credit Union Faith Based Federal Credit Union Fidelis Federal Credit Union Fidelis Federal Credit Union First American International Corp. First American International Corp. First American International Corp. First Choice Bank First Choice Bank First Eagle Bancshares, Inc. First Eagle Bancshares, Inc. First Legacy Community Credit Union First Legacy Community Credit Union First M&F Corporation First M&F Corporation First Vernon Bancshares, Inc. First Vernon Bancshares, Inc. Freedom First Federal Credit Union Freedom First Federal Credit Union Gateway Community Federal Credit Union Gateway Community Federal Credit Union Genesee Co-op Federal Credit Union Genesee Co-op Federal Credit Union Greater Kinston Credit Union City Ithaca Ithaca Oak Brook Oak Brook Lander Lander Bainbridge Bainbridge Bainbridge Okolona Okolona Ridgeland Ridgeland Palisades Park Palisades Park Bronx Bronx Del Rio Del Rio Milwaukee Milwaukee Brooklyn Brooklyn Buffalo Biggs Biggs Springhill Springhill Springhill New York Washington Washington Atlanta Atlanta Atlanta Atlanta Brandon Brandon Oakland Oakland Hagatna Hagatna Rantoul Rantoul Berkeley Washington Washington Bridgeport Bridgeport Los Angeles Los Angeles Fairfax Fairfax Oceanside Oceanside New York New York Brooklyn Brooklyn Brooklyn Cerritos Cerritos Hanover Park Hanover Park Charlotte Charlotte Kosciusko Kosciusko Vernon Vernon Roanoke Roanoke Missoula Missoula Rochester Rochester Kinston State NY NY IL IL WY WY GA GA GA MS MS MS MS NJ NJ NY NY TX TX WI WI NY NY NY CA CA LA LA LA NY DC DC GA GA GA GA MS MS CA CA GU GU IL IL CA DC DC CT CT CA CA VA VA CA CA NY NY NY NY NY CA CA IL IL NC NC MS MS AL AL VA VA MT MT NY NY NC Date 9/24/2010 12/27/2016 9/17/2010 3/1/2017 9/24/2010 9/26/2012 9/24/2010 9/10/2014 1/7/2015 9/29/2010 3/13/2013 9/29/2010 10/18/2016 9/29/2010 10/1/2013 9/29/2010 11/18/2015 9/29/2010 10/15/2014 9/24/2010 10/3/2012 9/30/2010 12/27/2016 9/24/2010 9/24/2010 12/31/2014 9/29/2010 2/6/2013 4/11/2018 8/27/2010 9/17/2010 12/20/2016 8/13/2010 9/17/2010 12/30/2016 10/4/2017 9/29/2010 10/11/2016 9/29/2010 10/3/2018 9/24/2010 9/18/2018 9/29/2010 12/20/2016 9/24/2010 9/29/2010 12/30/2016 9/29/2010 10/1/2018 9/29/2010 4/11/2018 9/24/2010 9/13/2017 9/29/2010 8/19/2015 9/29/2010 10/14/2015 8/13/2010 8/15/2018 10/5/2018 9/24/2010 5/1/2013 9/17/2010 3/25/2016 9/29/2010 4/2/2014 9/29/2010 8/30/2013 9/29/2010 11/29/2016 9/29/2010 6/12/2013 9/24/2010 10/17/2012 9/17/2010 12/27/2016 9/29/2010 1 Original Investment Amount $2,234,000.00 Outstanding Investment $0.00 Subordinated Debentures $5,457,000.00 $0.00 $6,549,066.96 Redeemed, in Full Subordinated Debentures $2,500,000.00 $0.00 $2,600,277.77 Redeemed, in Full Original Investment Type Subordinated Debentures Exchange From CPP 2 Preferred Stock $3,372,000.00 Subordinated Debentures Preferred Stock $3,297,000.00 $50,400,000.00 $0.00 $0.00 Total Cash Back Investment Status* $2,334,902.34 Sold, in full $5,250,000.00 $0.00 $5,565,583.34 Redeemed, in Full Subordinated Debentures $502,000.00 $0.00 $553,566.56 Redeemed, in Full Subordinated Debentures $3,260,000.00 $0.00 $3,523,697.78 Redeemed, in Full $1,096,000.00 $0.00 Subordinated Debentures $300,000.00 $0.00 Subordinated Debentures Subordinated Debentures $145,000.00 $1,000,000.00 $145,000.00 $0.00 Subordinated Debentures $6,300,000.00 $0.00 Common Stock Preferred Stock Preferred Stock $18,980,000.00 $5,781,000.00 $18,980,000.00 $0.00 $0.00 $7,462,000.00 Shares Avg. Price (Realized Loss) / (Write-off) $2,055,280.00 2,234,000 $0.92 ($178,720.00) $5,457,000.00 5,457,000 $1.00 $2,500,000.00 2,500,000 $1.00 $2,372,000.00 $1,000,000.00 2,372 1,000 $1,000.00 $1,000.00 $3,297,000.00 3,297,000 $1.00 $75,250,020.00 80,914 $930.00 $5,250,000.00 5,250 $1,000.00 $502,000.00 502,000 $1.00 $3,260,000.00 3,260,000 $1.00 $1,096,000.00 1,096,000 $1.00 $280,000.00 300,000 $0.93 $1,000,000.00 1,000,000 $1.00 $2,500,000.00 $3,800,000.00 2,500,000 3,800,000 $1.00 $1.00 $5,549,760.00 5,781 $960.00 ($231,240.00) $4,227,049.00 $7,462,000.00 4,379 7,462 $965.30 $1,000.00 ($151,951.00) $50,778,000.00 54,600 $930.00 ($3,822,000.00) $4,060,000.00 4,060 $1,000.00 $2,650,000.00 2,650,000 $1.00 $415,000.00 450,000 $0.92 ($35,000.00) $970,900.00 1,022,000 $0.95 ($51,100.00) $7,000.00 7,000 $1.00 $100,000.00 100,000 $1.00 $8,044,000.00 8,044,000 $1.00 $30,000.00 30,000 $1.00 $14,000.00 14,000 $1.00 $10,000,000.00 $7,000,000.00 10,000 7,000 $1,000.00 $1,000.00 $5,146,000.00 5,146 $1,000.00 $7,875,000.00 7,875,000 $1.00 $1,000,000.00 1,000,000 $1.00 $30,000,000.00 30,000 $1,000.00 $5,745,400.00 6,245 $920.00 $9,278,000.00 9,278,000 $1.00 $1,657,000.00 1,657,000 $1.00 $279,000.00 300,000 $0.93 $3,547,974.96 Redeemed, in Full $0.00 Subordinated Debentures (Fee) $3,645,637.33 Redeemed, in Full $30,514,000.00 Preferred Stock Amount $85,045,109.22 Sold, in full ($5,663,980.00) $1,140,388.00 Redeemed, in Full $317,450.00 Sold, in full ($20,000.00) $28,311.25 Full investment outstanding $1,085,388.88 Redeemed, in Full $6,990,172.22 Redeemed, in Full $446,512.41 Full investment outstanding $6,273,348.50 Sold, in full $13,305,408.94 Sold, in full $4,379,000.00 Preferred Stock $54,600,000.00 Preferred Stock $1,747,000.00 Subordinated Debentures $0.00 $2,313,000.00 $2,650,000.00 $0.00 $0.00 Subordinated Debentures $450,000.00 $0.00 Subordinated Debentures Subordinated Debentures $2,799,000.00 $1,522,000.00 $2,799,000.00 $500,000.00 $57,366,400.00 Sold, in full $4,690,202.23 Redeemed, in Full $3,073,116.66 Redeemed, in Full $471,025.00 Sold, in full $546,504.75 Full investment outstanding $1,195,706.78 Sold, in part Subordinated Debentures $7,000.00 $0.00 $8,120.00 Redeemed, in Full Subordinated Debentures $100,000.00 $0.00 $115,066.67 Redeemed, in Full Subordinated Debentures $8,044,000.00 $0.00 $9,165,244.22 Redeemed, in Full Subordinated Debentures $30,000.00 Subordinated Debentures Preferred Stock $14,000.00 $17,000,000.00 $0.00 $32,933.34 Redeemed, in Full $0.00 $15,411.67 Redeemed, in Full $0.00 $19,825,475.79 Redeemed, in Full Preferred Stock $5,146,000.00 $0.00 $5,413,877.89 Redeemed, in Full Subordinated Debentures $7,875,000.00 $0.00 $9,223,112.50 Redeemed, in Full $0.00 $1,070,166.67 Redeemed, in Full Subordinated Debentures Preferred Stock Preferred Stock $1,000,000.00 $30,000,000.00 $0.00 $6,245,000.00 $31,751,666.67 Redeemed, in Full $0.00 $6,662,801.06 Sold, in full Subordinated Debentures $9,278,000.00 $0.00 $9,779,527.44 Redeemed, in Full Subordinated Debentures $1,657,000.00 $0.00 $1,725,397.27 Redeemed, in Full Subordinated Debentures $300,000.00 $0.00 Subordinated Debentures $350,000.00 $0.00 ($499,600.00) $316,666.67 Sold, in full $360,714.44 Redeemed, in Full ($21,000.00) Gain UST0938 UST1433 UST1233 UST1233 UST1439 UST1439 UST1398 UST1398 UST1163 UST1163 UST0801 UST0801 UST1451 UST1451 UST1295 UST1295 UST0526 UST0526 UST1403 UST1403 UST1403 UST1403 UST1403 UST1403 UST0551 UST0551 UST1374 UST1374 UST1256 UST1256 UST0139 UST0139 UST0139 UST1383 UST1383 UST1383 UST1387 UST1441 UST1441 UST1409 UST1409 UST0451 UST0451 UST1414 UST1414 UST1214 UST1214 UST1422 UST1422 UST0785 UST0785 UST1417 UST1417 UST1417 UST1450 UST1450 UST1438 UST1438 UST1207 UST1207 UST1207 UST1207 UST0208 UST0208 UST1379 UST1379 UST0490 UST0490 UST1370 UST1370 UST1429 UST1429 UST0478 UST0478 UST0511 UST0511 UST0754 UST0754 UST0754 UST1410 UST1410 UST1435 UST1435 UST0610 UST0610 UST0610 UST1400 UST1400 UST1390 UST1390 UST1426 UST1426 UST0272 UST0272 UST1386 3,8 8 3,4,8 3,35 8 8 3,8 8 3,4,22 36 3,23 3,5,8 3,24 30 3,7 8 3,8 8,16 8 37 3,8 3,4,15 31 3,4,18 25 8 3,13 3,4,19 8 29 38 3 39 9 3,8 8 BankAsiana Greater Kinston Credit Union Guaranty Capital Corporation Guaranty Capital Corporation Hill District Federal Credit Union Hill District Federal Credit Union Hope Federal Credit Union Hope Federal Credit Union IBC Bancorp, Inc. IBC Bancorp, Inc. IBW Financial Corporation IBW Financial Corporation Independent Employers Group Federal Credit Union Independent Employers Group Federal Credit Union Kilmichael Bancorp, Inc. Kilmichael Bancorp, Inc. Lafayette Bancorp, Inc. Lafayette Bancorp, Inc. Liberty County Teachers Federal Credit Union Liberty County Teachers Federal Credit Union Liberty County Teachers Federal Credit Union Liberty County Teachers Federal Credit Union Liberty County Teachers Federal Credit Union Liberty County Teachers Federal Credit Union Liberty Financial Services, Inc. Liberty Financial Services, Inc. Lower East Side People's Federal Credit Union Lower East Side People's Federal Credit Union M&F Bancorp, Inc. M&F Bancorp, Inc. Mission Valley Bancorp Mission Valley Bancorp Mission Valley Bancorp Neighborhood Trust Federal Credit Union Neighborhood Trust Federal Credit Union Neighborhood Trust Federal Credit Union North Side Community Federal Credit Union Northeast Community Federal Credit Union Northeast Community Federal Credit Union Opportunities Credit Union Opportunities Credit Union PGB Holdings, Inc. PGB Holdings, Inc. Phenix Pride Federal Credit Union Phenix Pride Federal Credit Union Premier Bancorp, Inc. Premier Bancorp, Inc. Prince Kuhio Federal Credit Union / Hawaii Federal Credit Union Prince Kuhio Federal Credit Union / Hawaii Federal Credit Union PSB Financial Corporation PSB Financial Corporation Pyramid Federal Credit Union Pyramid Federal Credit Union Pyramid Federal Credit Union Renaissance Community Development Credit Union Renaissance Community Development Credit Union Santa Cruz Community Credit Union Santa Cruz Community Credit Union Security Capital Corporation Security Capital Corporation Security Capital Corporation Security Capital Corporation Security Federal Corporation Security Federal Corporation Shreveport Federal Credit Union Shreveport Federal Credit Union Southern Bancorp, Inc. Southern Bancorp, Inc. Southern Chautauqua Federal Credit Union Southern Chautauqua Federal Credit Union Southside Credit Union Southside Credit Union State Capital Corporation State Capital Corporation The First Bancshares, Inc. The First Bancshares, Inc. The Magnolia State Corporation The Magnolia State Corporation The Magnolia State Corporation Thurston Union of Low-Income People (TULIP) Cooperative Credit Union / Harborstone Credit Union Thurston Union of Low-Income People (TULIP) Cooperative Credit Union / Harborstone Credit Union Tongass Federal Credit Union Tongass Federal Credit Union Tri-State Bank of Memphis Tri-State Bank of Memphis Tri-State Bank of Memphis Tulane-Loyola Federal Credit Union Tulane-Loyola Federal Credit Union Union Baptist Church Federal Credit Union Union Baptist Church Federal Credit Union Union Settlement Federal Credit Union Union Settlement Federal Credit Union United Bancorporation of Alabama, Inc. United Bancorporation of Alabama, Inc. UNITEHERE Federal Credit Union (Workers United Federal Credit Union) Palisades Park Kinston Belzoni Belzoni Pittsburgh Pittsburgh Jackson Jackson Chicago Chicago Washington Washington Hilo Hilo Kilmichael Kilmichael Oxford Oxford Liberty Liberty Liberty Liberty Liberty Liberty New Orleans New Orleans New York New York Durham Durham Sun Valley Sun Valley Sun Valley New York New York New York Chicago San Francisco San Francisco Burlington Burlington Chicago Chicago Phenix City Phenix City Wilmette Wilmette Honolulu Honolulu Many Many Tucson Tucson Tucson Somerset Somerset Santa Cruz Santa Cruz Batesville Batesville Batesville Batesville Aiken Aiken Shreveport Shreveport Arkadelphia Arkadelphia Lakewood Lakewood San Antonio San Antonio Greenwood Greenwood Hattiesburg Hattiesburg Bay Springs Bay Springs Bay Springs Olympia Olympia Ketchikan Ketchikan Memphis Memphis Memphis New Orleans New Orleans Fort Wayne Fort Wayne New York New York Atmore Atmore New York NJ NC MS MS PA PA MS MS IL IL DC DC HI HI MS MS MS MS TX TX TX TX TX TX LA LA NY NY NC NC CA CA CA NY NY NY IL CA CA VT VT IL IL AL AL IL IL HI HI LA LA AZ AZ AZ NJ NJ CA CA MS MS MS MS SC SC LA LA AR AR NY NY TX TX MS MS MS MS MS MS MS WA WA AK AK TN TN TN LA LA IN IN NY NY AL AL NY 10/1/2013 4/10/2012 7/30/2010 12/21/2016 9/29/2010 7/26/2017 9/17/2010 4/11/2019 9/10/2010 4/4/2018 9/3/2010 12/30/2016 9/29/2010 11/18/2015 9/3/2010 11/2/2016 9/29/2010 1/27/2016 9/24/2010 4/2/2014 12/31/2014 12/16/2015 1/11/2017 2/7/2018 9/24/2010 12/20/2016 9/24/2010 12/30/2016 8/20/2010 12/20/2016 8/20/2010 9/24/2010 8/23/2017 9/24/2010 1/3/2019 1/30/2019 9/29/2010 9/24/2010 6/13/2018 9/29/2010 10/3/2018 8/13/2010 12/20/2016 9/24/2010 12/27/2016 8/13/2010 1/29/2013 9/24/2010 9/9/2015 9/29/2010 12/28/2012 9/24/2010 3/9/2016 11/22/2016 9/29/2010 8/2/2017 9/24/2010 1/10/2017 9/29/2010 9/9/2015 3/23/2016 5/27/2016 9/29/2010 10/31/2016 9/29/2010 12/27/2016 8/6/2010 11/29/2016 9/29/2010 12/20/2016 9/29/2010 10/30/2013 9/29/2010 10/11/2016 9/29/2010 12/6/2016 9/29/2010 12/17/2014 5/24/2017 9/24/2010 12/27/2016 9/24/2010 1/24/2017 8/13/2010 11/28/2018 4/17/2019 9/24/2010 8/8/2018 9/24/2010 9/24/2018 9/29/2010 12/30/2016 9/3/2010 11/16/2016 9/29/2010 Subordinated Debentures $14,000,000.00 $0.00 $16,773,983.33 Redeemed, in Full Subordinated Debentures $100,000.00 $0.00 $113,650.00 Redeemed, in Full Subordinated Debentures $4,520,000.00 $0.00 $5,473,720.00 Redeemed, in Full $3,881,000.00 $0.00 $9,982,706.07 Redeemed, in Full Subordinated Debentures Preferred Stock $4,205,000.00 $6,000,000.00 $0.00 $698,000.00 $0.00 $769,700.70 Redeemed, in Full Subordinated Debentures $3,154,000.00 $0.00 $3,756,668.07 Redeemed, in Full $0.00 $5,035,934.33 Redeemed, in Full $4,551,000.00 Subordinated Debentures Preferred Stock $435,000.00 $5,645,000.00 Subordinated Debentures $5,689,000.00 $898,000.00 $0.00 $0.00 $0.00 5,250 350,000 $1,000.00 $1.00 $14,000,000.00 14,000,000 $1.00 $100,000.00 100,000 $1.00 $4,520,000.00 4,520,000 $1.00 $8,086,000.00 8,086,000 $1.00 $5,610,000.00 6,000 $935.00 $698,000.00 698,000 $1.00 $3,154,000.00 3,154,000 $1.00 $4,551,000.00 4,551 $1,000.00 $87,000.00 $87,000.00 $87,000.00 $87,000.00 $87,000.00 87,000 87,000 87,000 87,000 87,000 $1.00 $1.00 $1.00 $1.00 $1.00 $10,591,623.00 11,334 $934.50 ($742,377.00) $827,118.22 898,000 $0.92 ($70,881.78) $9,388,000.00 11,735 $800.00 ($2,347,000.00) $10,336,000.00 10,336 $2,000.00 $150,000.00 $133,000.00 150,000 133,000 $1.00 $1.00 $350,000.00 350,000 $1.00 $1,091,000.00 1,091,000 $1.00 $2,940,000.00 3,000 $980.00 ($60,000.00) $142,000.00 153,000 $0.93 ($11,000.00) $79,900.00 6,784,000 $0.01 ($6,704,100.00) $273,000.00 273,000 $1.00 $9,734,000.00 9,734 $1,000.00 $1,500,000.00 $930,000.00 1,500,000 1,000,000 $1.00 $0.93 $31,000.00 31,000 $1.00 $2,607,416.00 2,828,000 $0.92 $9,250,000.00 $3,000,000.00 $5,660,000.00 9,250 3,000 5,660 $1,000.00 $1,000.00 $1,000.00 $21,340,000.00 22,000 $970.00 ($660,000.00) $2,434,320.00 2,646,000 $0.92 ($211,680.00) $31,434,000.00 33,800 $930.00 ($2,366,000.00) $1,589,370.00 1,709,000 $0.93 ($119,630.00) $1,100,000.00 1,100,000 $1.00 $14,750,000.00 15,750 $936.51 ($1,000,000.00) $15,925,000.00 17,123 $930.04 ($1,198,000.00) $3,700,000.00 $4,222,000.00 3,700,000 4,222,000 $1.00 $1.00 $71,205.00 75,000 $0.95 ($3,795.00) $1,552,000.00 1,600,000 $0.97 ($48,000.00) $1,000,000.00 $1,795,000.00 1,000 1,795 $1,000.00 $1,000.00 $424,000.00 424,000 $1.00 $10,000.00 10,000 $1.00 $271,714.78 295,000 $0.92 $10,300,000.00 10,300 $1,000.00 $6,369,000.00 Sold, in full Subordinated Debentures Preferred Stock $5,250,000.00 $350,000.00 ($390,000.00) $481,433.83 Redeemed, in Full $12,005,854.33 Sold, in full $939,667.55 Sold, in full Preferred Stock $11,735,000.00 $0.00 $10,874,433.34 Sold, in full Preferred Stock $5,500,000.00 $0.00 $11,775,627.99 Redeemed, in Full $4,836,000.00 Subordinated Debentures $283,000.00 Subordinated Debentures Subordinated Debentures $325,000.00 $350,000.00 Subordinated Debentures Preferred Stock $1,091,000.00 $3,000,000.00 Subordinated Debentures Subordinated Debentures $153,000.00 $6,784,000.00 Subordinated Debentures Preferred Stock $273,000.00 $325,000.00 $0.00 $0.00 $2,500,000.00 $161,150.50 Sold, in full $0.00 $79,900.00 Sold, in full $0.00 $0.00 $0.00 Subordinated Debentures $2,828,000.00 $0.00 Preferred Stock $18,000,000.00 Subordinated Debentures Preferred Stock $11,000,000.00 Subordinated Debentures Subordinated Debentures $0.00 $15,750,000.00 Preferred Stock $5,000,000.00 Subordinated Debentures $300,072.50 Redeemed, in Full $10,171,489.22 Redeemed, in Full $2,716,972.22 Sold, in full $2,963,429.78 Sold, in full $24,019,111.11 Sold, in full $2,646,000.00 $0.00 $2,764,776.00 Sold, in full $22,800,000.00 $0.00 $35,702,188.89 Sold, in full $1,709,000.00 $0.00 $1,802,139.70 Sold, in full $1,167,894.44 Redeemed, in Full $0.00 $16,650,500.00 Sold, in full $12,123,000.00 $0.00 $18,043,495.61 Sold, in full $7,922,000.00 $0.00 $9,276,380.53 Redeemed, in Full Subordinated Debentures $75,000.00 $0.00 $80,592.50 Sold, in full Subordinated Debentures $1,600,000.00 $0.00 $1,754,666.66 Sold, in full Preferred Stock $2,795,000.00 Subordinated Debentures $0.00 $424,000.00 $0.00 Subordinated Debentures $10,000.00 $0.00 Subordinated Debentures $295,000.00 $0.00 Preferred Stock Subordinated Debentures $10,300,000.00 $57,000.00 ($220,584.00) $19,794,559.99 Redeemed, in Full $0.00 $0.00 ($70,000.00) $35,241.83 Redeemed, in Full $4,000,000.00 $1,100,000.00 Preferred Stock $1,266,651.00 Redeemed, in Full $0.00 $31,000.00 $17,910,000.00 $63,050.00 Full investment outstanding $404,036.11 Redeemed, in Full $3,327,125.28 Sold, in full Subordinated Debentures Preferred Stock $336,183.18 Redeemed, in Full $0.00 $0.00 $9,734,000.00 Subordinated Debentures $0.00 $3,036,008.06 Redeemed, in Full $490,756.44 Redeemed, in Full $11,600.00 Redeemed, in Full $308,622.56 Sold, in full $0.00 $11,577,772.22 Redeemed, in Full $0.00 $59,821.50 Redeemed, in Full ($23,285.22) UST0938 UST1386 UST1267 UST1267 UST1404 UST1404 UST1449 UST1449 UST1449 UST1449 UST1449 UST1458 UST1458 3,4,8 8 8,32 8 BankAsiana UNITEHERE Federal Credit Union (Workers United Federal Credit Union) University Financial Corp, Inc. University Financial Corp, Inc. UNO Federal Credit Union UNO Federal Credit Union Vigo County Federal Credit Union Vigo County Federal Credit Union Vigo County Federal Credit Union Vigo County Federal Credit Union Vigo County Federal Credit Union Virginia Community Capital, Inc. Virginia Community Capital, Inc. Palisades Park New York St. Paul St. Paul New Orleans New Orleans Terre Haute Terre Haute Terre Haute Terre Haute Terre Haute Christiansburg Christiansburg NJ NY MN MN LA LA IN IN IN IN IN VA VA 10/1/2013 3/20/2013 7/30/2010 11/28/2012 9/24/2010 9/4/2013 9/29/2010 2/25/2015 12/23/2015 12/27/2016 1/17/2018 9/24/2010 6/29/2016 Subordinated Debentures $11,926,000.00 $10,189,000.00 $0.00 $23,710,842.97 Redeemed, in Full Subordinated Debentures $743,000.00 $0.00 $786,754.45 Redeemed, in Full Subordinated Debentures $1,229,000.00 $0.00 Subordinated Debentures TOTALS $1,915,000.00 $363,290,000.00 $206,783,000.00 $0.00 $22,749,000.00 $5,250,000.00 $57,000.00 5,250 57,000 $1,000.00 $1.00 $22,115,000.00 22,115,000 $1.00 $743,000.00 743,000 $1.00 $491,600.00 $245,800.00 $358,018.00 $102,450.00 491,600 245,800 389,150 102,450 $1.00 $1.00 $0.92 $1.00 $1,915,000.00 $520,371,944.00 1,915,000 $1.00 $1,330,468.70 Sold, in full ($31,132.00) $2,135,756.94 Redeemed, in Full $586,444,324.61 $0.00 ($26,952,056.00) $0.00 Footnote 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Footnote Description All pricing is at par. Total Cash Back includes net capital repayments, interest and dividends, warrant proceeds, and other income (less expenses). This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of investment with Treasury under the CDCI program terms. Treasury made an additional investment in this institution at the time it entered the CDCI program. Treasury made an additional investment in this institution after the time it entered the CDCI program. On 10/28/2011, Treasury completed the exchange of all Carver Bancorp, Inc. ("Carver") preferred stock held by Treasury for 2,321,286 shares of Carver common stock, pursuant to the terms of the agreement between Treasury and Carver entered into on 06/29/2011. Accrued and previously unpaid dividends were paid on the date of the exchange. On 3/23/2012, Premier Bank, Wilmette, IL, the banking subsidiary of Premier Bancorp, Inc., was closed by the Illinois Department of Financial and Professional Regulation - Division of Banking, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. On 1/29/2013, UST received $79,900 representing the total amount of distributions paid to creditors as a result of the liquidation of Premier Bancorp, Inc. Repayment pursuant to one or more of the following, as appropriate: Section 5 of the CDCI Certificate of Designation, Section 6.10 or 6.11 of the CDCI Securities Purchase Agreement, and/or Section 5.11 of the CDCI Exchange Agreement. On 10/31/2014, in connection with the merger of Union Settlement Federal Credit Union (Union) with Lower East Side People’s Federal Credit Union (Lower East Side), Treasury exchanged its $295,000 in aggregate principal amount of Union senior subordinated securities for a like amount of additional Lower East Side senior subordinated securities. Accrued dividends on the Union senior subordinated securities were paid on the date of the exchange. On 12/23/2014, in connection with the merger of Butte Federal Credit Union (Butte) with Self-Help Credit Union (SHFCU), Treasury exchanged its 1,000,000 in senior subordinated securities for a like amount of SHFCU senior subordinated securities. Accrued and unpaid interest were paid on the date of the exchange. On 10/1/2013, Treasury completed the sale to Wilshire Bancorp, Inc. (“Wilshire”) of all of the preferred stock that had been issued by BankAsiana (“BankAsiana”) to Treasury for a purchase price of $5,250,000 plus accrued dividends, pursuant to the terms of the agreement between Treasury, Wilshire and BankAsiana entered into on 9/25/2013 in connection with the merger of Wilshire and BankAsiana. On 10/11/2016, Treasury entered into an agreement with Community Bancshares of Mississippi, Inc. (the “Company”) pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $50,778,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 10/11/2016. On 10/11/2016, Treasury entered into an agreement with State Capital Corp. (the “Company”) pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $14,750,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 10/11/2016. On 10/18/2016, Treasury entered into an agreement with BancPlus Corporation (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $75,250,020 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 10/18/2016. On 10/31/2016, Treasury entered into an agreement with Security Federal Corporation (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $21,340,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 10/31/2016. On 11/22/2016, Treasury entered into an agreement with Pyramid Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $930,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 11/22/2016. Footnote 17 18 19 20 21 22 23 24 25 26 27 28 Footnote Description On 11/29/2016, Treasury entered into an agreement with First Vernon Bancshares, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $5,745,400 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 11/29/2016. On 11/29/2016, Treasury entered into an agreement with Southern Bancorp, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $31,434,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 11/29/2016. On 12/06/2016, Treasury entered into an agreement with The First Bancshares, Inc. (“the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $15,925,000.00 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/06/2016. On 12/20/2016, Treasury entered into an agreement with CFBanc Corporation (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $5,549,760 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/20/2016. On 12/20/2016, Treasury entered into an agreement with Community Plus Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $415,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/20/2016. On 12/20/2016, Treasury entered into an agreement with Liberty Financial Services, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $10,591,623 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/20/2016. On 12/20/2016, Treasury entered into an agreement with M&F Bancorp, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $9,388,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/20/2016. On 12/20/2016, Treasury entered into an agreement with PGB Holdings, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $2,940,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/20/2016. On 12/20/2016, Treasury entered into an agreement with Southern Chautauqua Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $1,589,370 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/20/2016. On 12/27/2016, Treasury entered into an agreement with Alternatives Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $2,055,280 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016. On 12/27/2016, Treasury entered into an agreement with Brooklyn Cooperative Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $280,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016. On 12/27/2016, Treasury entered into an agreement with Genesee Co-Op Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $279,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016. Footnote 29 30 31 32 33 34 35 36 37 38 39 Footnote Description On 12/27/2016, Treasury entered into an agreement with Harborstone Credit Union (the “Company”), which had purchased Thurston Union of Low-Income People (TULIP) Cooperative Credit Union, pursuant to which Treasury agreed to sell its TULIP CDCI senior subordinated securities to the Company for fair value of $71,205 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016. On 12/27/2016, Treasury entered into an agreement with Phenix Pride Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $142,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016. On 12/27/2016, Treasury entered into an agreement with Shreveport Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $2,434,320 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016. On 12/27/2016, Treasury entered into an agreement with Vigo County Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell 389,150 of its CDCI senior subordinated securities to the Company for fair value of $358,018 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016. On 12/30/2016, Treasury entered into an agreement with Citizens Bancshares Corporation (the “Company”) pursuant to which Treasury agreed to sell its CDCI preferred stock to State Capital Corp. for fair value of $4,227,049 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/30/2016. On 12/30/2016, Treasury entered into an agreement with D.C. Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell 1,022,000 of its CDCI senior subordinated securities to the Company for fair value of $970,900 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/30/2016. On 12/30/2016, Treasury entered into an agreement with IBW Financial Corporation (the “Company”) pursuant to which Treasury agreed to sell its CDCI preferred stock to State Capital Corp. for fair value of $5,610,000 plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/30/2016. On 12/30/2016, Treasury entered into an agreement with Lower East Side People's Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $1,098,833 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/30/2016. On 1/10/2017, Treasury entered into an agreement with Santa Cruz Community Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $2,607,416 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 1/10/2017. On 1/24/2017, Treasury entered into an agreement with Tongass Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $1,552,000 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 1/24/2017. This institution repaid Treasury on the date of maturity of its Subordinated Debentures. AUTOMOTIVE INDUSTRY FINANCING PROGRAM Initial Investment City, State GMAC (Ally) Date Transaction Type 12/29/2008 Purchase GMAC 5/21/2009 Purchase GMAC Detroit, MI 12/30/2009 Purchase 12/30/2009 Purchase 12/29/2008 Purchase 12/31/2008 Purchase 4/22/2009 Purchase 5/20/2009 General Motors Seller Purchase GMAC GMAC General Motors Corporation General Motors Corporation General Motors Corporation General Motors Corporation Exchange/Transfer/Other Details Description Preferred Stock w/ Exercised $ Warrants Convertible Preferred Stock w/ Exercised Warrants Convertible Preferred Stock w/ Exercised Warrants $ $ Amount Pricing Mechanism 5,000,000,000 Par 7,500,000,000 Par 1,250,000,000 Par Trust Preferred Securities w/ Exercised Warrants $ 2,540,000,000 Par Debt Obligation $ 884,024,131 Par 13,400,000,000 Par 2,000,000,000 Par Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note 4,000,000,000 Par Date 12/30/2009 22 22, 26 12/30/2009 12/30/2010 3/1/2011 2 5/29/2009 7/10/2009 4 5 7/10/2009 7/10/2009 Type Exchange for convertible preferred stock Amount Pricing Mechanism $ 5,000,000,000 N/A Partial conversion of preferred $ stock for common stock 3,000,000,000 N/A Partial conversion of preferred $ stock for common stock Exchange for amended and restated Trust Preferred Securities Exchange for equity interest in GMAC Exchange for preferred and common stock in New GM Exchange for preferred and common stock in New GM Exchange for preferred and common stock in New GM Obligor GMAC (Ally) GMAC (Ally) 5,500,000,000 N/A $ 2,667,000,000 N/A $ 884,024,131 N/A $ 13,400,000,000 N/A $ 2,000,000,000 N/A $ 4,000,000,000 26 27 GMAC (Ally) Description 21, 22 3, 26, 32, 38 27 Convertible Preferred Stock Amount/Equity % $ Common Stock Trust Preferred Securities 5,937,500,000 6/3/2009 Purchase Purchase General Motors Corporation General Motors Corporation Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note 360,624,198 30,100,000,000 Par Par 6 8 7/10/2009 Exchange for preferred and common stock in New GM $ 360,624,198 7/10/2009 Exchange for preferred and common stock in New GM $ 22,041,706,310 N/A 7/10/2009 Transfer of debt to New GM $ 7,072,488,605 N/A 7/10/2009 Debt left at Old GM $ 985,805,085 N/A Date Type 11/20/2013 Disposition 38 Amount/ Proceeds Remaining Investment Description N/A Remaining Investment Amount/Equity % $ 0 $ 5,925,000,000 1/23/2014 Partial Disposition40 $ 3,023,750,000 Common Stock 36.96% 4/15/2014 Partial Disposition41 $ 2,375,000,000 Common Stock 17.09% 5/14/2014 Partial Disposition42 $ 181,141,750 Common Stock 15.60% 9/12/2014 Partial Disposition43 $ 218,680,700 Common Stock 13.40% 10/16/2014 Partial Disposition44 $ 245,492,605 Common Stock 11.40% 12/24/2014 Partial Disposition45 $ 1,277,036,382 Common Stock $ 2,667,000,000 $ 2,667,000,000 N/A $ 0 $ 2,100,000,000 12/15/2010 Repayment $ 2,139,406,778 N/A $ 0 11/18/2010 Partial Disposition 25 $ 11,743,303,903 Common Stock 36.9% 11/26/2010 Partial Disposition 25 $ 1,761,495,577 Common Stock 32.04% 12/21/2012 Partial Disposition 33 $ 5,500,000,000 Common Stock 21.97% 4/11/2013 Partial Disposition 34 $ 1,637,839,844 Common Stock 17.69% 6/12/2013 Partial Disposition 35 $ 1,031,700,000 Common Stock 13.80% 9/13/2013 Partial Disposition 36 $ 3,822,724,832 Common Stock 7.32% 11/20/2013 Partial Disposition 37 $ 2,563,441,956 Common Stock 2.24% 39 $ 1,208,249,982 Common Stock 0.00% 3/2/2011 Disposition 28 0.00% 3 7 7 General Motors Company 10, 11, Preferred Stock 24 7 10, 11, General Motors Company 25 N/A N/A Payment or Disposition 63.45% Common Stock 60.8% Detroit, MI 5/27/2009 1 Treasury Investment After Exchange/Transfer/Other 7 General Motors Holdings LLC 11, 12 Debt Obligation $ 7,072,488,605 12/9/2013 Partial Disposition 7/10/2009 Partial Repayment $ 360,624,198 Debt Obligation $ 6,711,864,407 12/18/2009 Partial Repayment $ 1,000,000,000 Debt Obligation $ 5,711,864,407 1/21/2010 Partial Repayment $ 35,084,421 Debt Obligation $ 5,676,779,986 3/31/2010 Partial Repayment $ 1,000,000,000 Debt Obligation $ 4,676,779,986 4/20/2010 Repayment $ 4,676,779,986 $ 0 3/31/2011 Partial Repayment $ 50,000,000 4/5/2011 Partial Repayment $ 45,000,000 5/3/2011 Partial Repayment $ 15,887,795 12/16/2011 Partial Repayment $ 144,444 12/23/2011 Partial Repayment $ 18,890,294 1/11/2012 Partial Repayment $ 6,713,489 10/23/2012 Partial Repayment $ 435,097 5/22/2013 Partial Repayment $ 10,048,968 9/20/2013 Partial Repayment $ 11,832,877 12/27/2013 Partial Repayment $ 410,705 N/A 9 9 9 Motors Liquidation Company 29 Debt Obligation $ 985,805,085 1/9/2014 Partial Repayment $ 470,269 5/22/2015 Partial Repayment $ 8,325,185 8/1/2016 Partial Repayment $ 2,961,564 Right to recover proceeds Right to recover proceeds Right to recover proceeds Right to recover proceeds Right to recover proceeds Right to recover proceeds Right to recover proceeds Right to recover proceeds Right to recover proceeds Right to recover proceeds Right to recover proceeds Right to recover proceeds Right to recover proceeds N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A 1/16/2009 Chrysler FinCo Chrysler FinCo Debt Obligation w/ Additional $ Note 1,500,000,000 Par 13 Farmington Hills, MI 1/2/2009 4/29/2009 4/29/2009 5/1/2009 5/20/2009 Chrysler Purchase Purchase Chrysler Holding Purchase Chrysler Holding Purchase Chrysler Holding Purchase Old Chrysler Purchase Old Chrysler Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note 4,000,000,000 280,130,642 Par Par 6/10/2009 500,000,000 N/A 19 20 Chrysler Holding Debt obligation w/ additional note $ 3,500,000,000 15 4/30/2010 17 - $ - Completion of bankruptcy proceeding; transfer of collateral security to liquidation trust $ (1,888,153,580) N/A 23 Old Carco Liquidation Trust 23 Right to recover proceeds N/A Auburn Hills, MI 5/27/2009 Purchase New Chrysler Debt Obligation w/ Additional Note, Zero Coupon Note, $ Equity 6,642,000,000 N/A 18 6/10/2009 Issuance of equity in New Chrysler $ - N/A Chrysler Group LLC 19, 31 Debt obligation w/ additional note & zero coupon note $ 7,142,000,000 $ 1,496,500,945 $ 1,464,690,823 $ 1,413,554,739 $ 1,369,197,029 Additional Note $ 0 $ 5,033,898 3/16/2018 Partial Repayment $ 12,912,262 12/28/2018 Partial Repayment $ 436,600 $ 3,499,055 $ 31,810,122 $ 51,136,084 $ 44,357,710 $ 1,369,197,029 $ 15,000,000 N/A - $ 1,900,000,000 N/A - N/A 3/17/2009 Partial Repayment 4/17/2009 Partial Repayment 5/18/2009 Partial Repayment 6/17/2009 Partial Repayment 7/14/2009 Repayment 7/14/2009 Repayment* 5/14/2010 14 16 1,888,153,580 Transfer of debt to New Chrysler Right to recover proceeds Right to recover proceeds Right to recover proceeds Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note 11/17/2016 Partial Repayment Termination and settlement payment 20 Total Initial Investment Amount $ 30 81,344,932,551 Total Treasury Investment Amount $ 11,731,821,332 Common equity 6.6% N/A N/A 7/10/2009 Repayment $ 280,130,642 5/10/2010 Proceeds from sale of collateral $ 30,544,528 Right to recover proceeds N/A 9/9/2010 Proceeds from sale of collateral $ 9,666,784 Right to recover proceeds N/A 12/29/2010 Proceeds from sale of collateral $ 7,844,409 Right to recover proceeds N/A 4/30/2012 Proceeds from sale of collateral $ 9,302,185 Right to recover proceeds N/A 9/21/2015 Proceeds from sale of collateral $ 93,871,306 Right to recover proceeds N/A 9/29/2015 Proceeds from sale of collateral $ 6,341,426 Right to recover proceeds N/A 2/26/2016 Proceeds from sale of collateral $ 2,000,000 Right to recover proceeds N/A 5/24/2011 Repayment - Principal $ 5,076,460,000 5/24/2011 Termination of undrawn facility 31 $ 2,065,540,000 N/A Chrysler Group LLC N/A 5/24/2011 Repayment* - Additional Note $ 288,000,000 5/24/2011 Repayment* - Zero Coupon Note $ 100,000,000 7/21/2011 Disposition $ 560,000,000 Total Payments $ Additional Proceeds * $ 64,059,417,639 403,000,000 N/A $ 0 $ 0 - Footnotes appear on following page. As used in this table and its footnotes: GMAC refers to GMAC Inc., formerly known as GMAC LLC., and now known as Ally Financial, Inc. ("Ally"). "Old GM" refers to General Motors Corporation, which is now known as Motors Liquidation Company. "New GM" refers to General Motors Company, the company that purchased Old GM's assets on 7/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. See also footnote 11. "Chrysler FinCo" refers to Chrysler Financial Services Americas LLC. "Chrysler Holding" refers to CGI Holding LLC, the company formerly known as "Chrysler Holding LLC". "Old Chrysler" refers to Old Carco LLC (fka Chrysler LLC). "New Chrysler" refers to Chrysler Group LLC, the company that purchased Old Chrysler's assets on 6/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. 1. Payment amount does not include accrued and unpaid interest on a debt obligation, which must be paid at the time of principal repayment. 2. Treasury committed to lend General Motors Corporation up to $1,000,000,000. The ultimate funding was dependent upon the level of investor participation in GMAC LLC's rights offering. The amount has been updated to reflect the final level of funding. 3. Pursuant to its rights under the loan agreement with Old GM reported on 12/29/2008, Treasury exchanged its $884 million loan to Old GM for a portion of Old GM’s common equity interest in GMAC. Treasury held a 35.4% common equity interest in GMAC until the transactions reported on 12/30/2009. (See transactions marked by orange line in the table above and footnote 22.) 4. This transaction is an amendment to Treasury's 12/31/2008 agreement with Old GM (the "Old GM Loan"), which brought the total loan amount to $15,400,000,000. 5. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,400,000,000. 6. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,760,624,198. The $360,624,198 loan was used to capitalize GM Warranty LLC, a special purpose vehicle created by Old GM . On 7/10/2009, the principal amount was included in the $7.07 billion of debt assumed by the new GM, as explained in footnote 10. 7. On 7/10/2009, the principal amount outstanding under the Old GM Loan and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM. (See green lines in the table above.) 8. Under the terms of the $33.3 billion debtor-in-possession credit agreement dated 6/3/2009 with Old GM (the "GM DIP Loan"), Treasury's commitment amount was $30.1 billion. The remaining $2.2 billion of the financing was provided by Canadian government entities. As of 7/09/2009, $30.1 billion of funds had been disbursed by Treasury. 9. On 7/10/2009, Treasury and Old GM amended the GM DIP Loan, and the principal amount and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM, except for (i) $7.07 billion, which was assumed by New GM as a new obligation under the terms of a separate credit agreement between Treasury and New GM (see transactions marked by green lines in table above) and (ii) $986 million, which remained a debt obligation of Old GM. 10. In total, for the exchange of the Old GM Loan and the GM DIP Loan (other than as explained in footnote 9), Treasury received $2.1 billion in preferred shares and 60.8% of the common shares of New GM. (See transactions marked by green lines in the table above.) 11. Pursuant to a corporate reorganization completed on or about 10/19/2009, the shareholders of New GM, including with respect to Treasury's preferred and common stock, became shareholders of General Motors Holding Company (the ultimate parent company of New GM), which was renamed "General Motors Company" on an equal basis to their shareholdings in New GM, and New GM was converted to "General Motors LLC". General Motors LLC is a wholly owned subsidiary of General Motors Holdings LLC, and General Motors Holdings LLC is a wholly owned subsidiary of General Motors Company. 12. Pursuant to a corporate reorganization completed on 10/19/2009, Treasury's loan with New GM was assigned and assumed by General Motors Holdings LLC. 13. The loan was funded through Chrysler LB Receivables Trust, a special purpose vehicle created by Chrysler FinCo. The amount of $1,500,000,000 represents the maximum loan amount. The loan was incrementally funded until it reached the maximum amount of $1.5 billion on 4/9/2009. 14. This transaction was an amendment to Treasury's 1/2/2009 agreement with Chrysler Holding. As of 4/30/2009, Treasury's obligation to lend any funds committed under this amendment had terminated. No funds were disbursed. 15. The loan was used to capitalize Chrysler Warranty SPV LLC, a special purpose vehicle created by Old Chrysler. 16. This transaction was set forth in a credit agreement with Old Chrysler fully executed on 5/5/2009 following a term sheet executed on 5/1/2009 and made effective on 4/30/2009. Treasury's commitment was $3.04 billion of the total $4.1 billion debtor-in-possession credit facility (the "Chrysler DIP Loan"). As of 6/30/2009, Treasury's commitment to lend under the Chrysler DIP Loan had terminated. The remaining principal amount reflects the final amount of funds disbursed under the Chrysler DIP Loan. 17. This transaction was an amendment to Treasury's commitment under the Chrysler DIP Loan, which increased Treasury's commitment by an amount $756,857,000 to a total of $3.8 billion under the Chrysler DIP Loan. As of 6/30/2009, Treasury's obligation to lend funds committed under the Chrysler DIP Loan had terminated. 18. This transaction, first reported based on a term sheet fully executed on 5/27/2009 for an amount up to $6.943 billion, was set forth in a credit agreement with New Chrysler fully executed on 6/10/2009. Under the terms of the credit agreement, Treasury made a new commitment to New Chrysler of up to $6.642 billion. The total loan amount is up to $7.142 billion including $500 million of debt assumed on 6/10/2009 from Chrysler Holding originally incurred under Treasury's 1/2/2009 credit agreement with Chrysler Holding. The debt obligations are secured by a first priority lien on the assets of New Chrysler. When the sale to new Chrysler was completed, Treasury acquired the rights to 9.85% of the common equity in new Chrysler. 19. Pursuant to the agreement explained in footnote 18, $500 million of this debt obligation was assumed by New Chrysler. 20. Under loan agreement, as amended on 7/23/2009, Treasury was entitled to proceeds Chrysler Holdco received from Chrysler FinCo equal to the greater of $1.375 billion or 40% of the equity value of Chrysler FinCo. Pursuant to a termination agreement dated 5/14/2010, Treasury agreed to accept a settlement payment of $1.9 billion as satisfaction in full of all existing debt obligations (including additional notes and accrued and unpaid interest) of Chrysler Holdco, and upon receipt of such payment to terminate all such obligations. 21. Amount of the Treasury investment exchange includes the exercised warrants from Treasury's initial investments. 22. Under the terms of an agreement dated 12/30/2009, the convertible preferred shares will mandatorily convert to common stock under the conditions and the conversion price as set forth in the terms of the agreement. 23. On April 30, 2010, the Plan of Liquidation for the debtors of Old Chrysler approved by the respective bankruptcy court became effective (the “Liquidation Plan”). Under the Liquidation Plan, the loan Treasury had provided to Old Chrysler was extinguished without repayment, and all assets of Old Chrysler were transferred to a liquidation trust. Treasury retained the right to recover the proceeds from the liquidation from time to time of the specified collateral security attached to such loan. 24. On October 27, 2010, Treasury accepted an offer by General Motors Company (GM) to repurchase all of the approximately $2.1 billion preferred stock at a price per share of $25.50, which is equal to 102% of the liquidation preference, subject to the closing of the proposed initial public offering of GM’s common stock. The repurchase was completed on 12/15/2010. 25. On 11/17/2010, Treasury agreed to sell 358,546,795 shares of common stock at $32.7525 per share (which represents the $33 public sale price less underwriting discounts and fees) pursuant to an underwriting agreement. Following settlement, the net proceeds to Treasury were $11,743,303,903. On 11/26/2010, the underwriters exercised their option to purchase an additional 53,782,019 shares of common stock from Treasury at the same purchase price resulting in additional proceeds of $1,761,495,577. Treasury's aggregate net proceeds from the sale of common stock pursuant to the underwriting agreement total $13,504,799,480. 26. On 12/30/2010, Treasury converted $5,500,000,000 of the total convertible preferred stock then outstanding and held by Treasury (including exercised warrants) into 531,850 shares of common stock of Ally. Following this conversion, Treasury holds $5,937,500,000 of convertible preferred stock. 27. On 3/1/2011, Treasury entered into an agreement with Ally Financial, Inc. (Ally) and certain other parties to amend and restate the $2,667,000,000 in aggregate liquidation preference of its Ally trust preferred securities so to facilitate a public underwritten offering. At the time of amendment and restatement, Treasury received all outstanding accrued and unpaid dividends and a distribution fee of $28,170,000. 28. On 3/2/2011, Treasury entered into an underwritten offering for all of its Ally trust preferred securities, the proceeds of which were $2,638,830,000, which together with the distribution fee referred to in footnote 27, provided total disposition proceeds to Treasury of $2,667,000,000. This amount does not include the accumulated and unpaid dividends on the trust preferred securities from the date of the amendment and restatement through but excluding the closing date that Treasury will receive separately at settlement. 29. On March 31, 2011, the Plan of Liquidation for Motors Liquidation Company (Old GM) became effective, Treasury’s $986 million loan to Old GM was converted to an administrative claim and the assets remaining with Old GM, including Treasury's liens on certain collateral and other rights attached to the loan, were transferred to liquidation trusts. On December 15, 2011, Old GM was dissolved, as required by the Plan of Liquidation. Treasury retained the right to recover additional proceeds; however, any additional recovery is dependent on actual liquidation proceeds and pending litigation. 30. In June 2009, Treasury provided a $6.6 billion loan commitment to Chrysler Group LLC and received a 9.9 percent equity ownership in Chrysler Group LLC (Chrysler). In January and April 2011, Chrysler met the first and second of three performance related milestones. As a result, Fiat’s ownership automatically increased from 20% to 30%, and Treasury’s ownership was reduced to 8.6%. On May 24, 2011, Fiat, through the exercise of an equity call option, purchased an incremental 16% fully diluted ownership interest in Chrysler for $1.268 billion, reducing Treasury’s ownership to 6.6% (or 6.0% on a fully diluted basis). On July 21, 2011, Fiat, through the exercise of an equity call option, purchased Treasury’s ownership interest for $500 million. In addition, Fiat paid $60 million to Treasury for its rights under an agreement with the UAW retirement trust pertaining to the trust's shares in Chrysler. 31 On May 24, 2011, Chrysler Group LLC terminated its ability to draw on the remaining $2.066 billion outstanding under this loan facility. 32. On November 1, 2011, Treasury received a $201,345.42 pro-rata tax distribution on its common stock from Ally Financial, Inc. pursuant to the terms of the Sixth Amended and Restated Limited Liability Company Operating Agreement of GMAC LLC dated May 22, 2009. 33. On 12/21/2012, Treasury sold 200,000,000 shares of common stock at $27.50 per share pursuant to a letter agreement. Following settlement, the net proceeds to Treasury were $5,500,000,000. 34. On January 18, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 58,392,078 shares of common stock from time to time during the period ending on April 17, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on April 11, 2013. 35. On 6/12/2013, Treasury sold 30,000,000 shares of GM common stock in a registered public offering at $34.41 per share for net proceeds to Treasury of $ 1,031,700,000. 36. Pursuant to pre-arranged written trading plans dated May 6, 2013, as amended, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 142,814,136 shares of common stock from time to time during the period ending on September 13, 2013 (or upon completion of the sale). Completion of the sale under this authority 37. On September 26, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 70,214,460 shares of common stock from time to time during the period ending on December 20, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on November 20, 2013. 38. On November 20, 2013, Ally completed a private placement of an aggregate of 216,667 shares of its common stock for an aggregate price of approximately $1.3 billion and the repurchase of all outstanding shares of its Fixed Rate Cumulative Mandatorily Convertible Preferred Stock, Series F-2, held by Treasury, including payment for the elimination or relinquishment of any right to receive additional shares of common stock to be 39. On November 21, 2013, Treasury gave J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell, subject to certain parameters, the remaining shares of common stock, from time to time during the period ending on February 15, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on December 9, 2013. 40. On January 23, 2014, Treasury sold 410,000 shares of Ally common stock in a private offering at $7,375 per share for gross proceeds of $3,023,750,000. 41. On April 15, 2014, Treasury sold 95,000,000 shares of Ally common stock in an IPO at $25.00 per share for net proceeds of $2,375,000,000. 42. On 5/14/2014, the underwriters partially exercised their option to purchase an additional 7,245,670 shares of Ally common stock from Treasury at $25.00 resulting in additional proceeds of $181,141,750. 43. On August 14, 2014, Treasury gave Goldman Sachs discretionary authority, as its sales agent, to sell subject to certain parameters up to 8,890,000 shares of common stock from time to time during the period ending on November 12, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on September 12, 2014. 44. 4/ On September 12, 2014, Treasury gave Goldman Sachs discretionary authority, as its sales agent, to sell subject to certain parameters up to 11,249,044 of common stock from time to time during the period ending on December 11, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on October 16, 2014. 45. On December 24, 2014, Treasury sold 54,926,296 shares of Ally common stock in an underwritten offering at $23.25 per share for net proceeds of $1,277,036,382. AUTOMOTIVE SUPPLIER SUPPORT PROGRAM 4 Footnote Date Name of Institution City Payment or Disposition Adjustment Details Seller State Transaction Type Investment Description Investment Amount Pricing Mechanism Adjustment Date Adjusted or Final Investment Amount Adjustment Amount Date 1 4/9/2009 GM Supplier Receivables LLC Wilmington DE Purchase Debt Obligation w/ Additional Note $ 3,500,000,000 3 $ (1,000,000,000) $ 6 2 4/9/2009 Chrysler Receivables SPV LLC INITIAL TOTAL $ 5,000,000,000 Wilmington DE Purchase ADJUSTED TOTAL Debt Obligation w/ Additional Note $ $ 1,500,000,000 413,076,735 2,500,000,000 N/A N/A 7/8/2009 3 7 Total Repayments $ $ $ 290,000,000 (500,000,000) $ $ 1,000,000,000 123,076,735 413,076,735 Amount 2/11/2010 Partial repayment Partial repayment 3/4/2010 Repayment 5 Additional Note $ 50,000,000 4/5/2010 3/9/2010 4/7/2010 Payment Repayment5 7 Payment None Additional Note None $ $ $ 56,541,893 123,076,735 44,533,054 $ 101,074,947 11/20/2009 7/8/2009 Remaining Investment Description Type 6 Debt Obligation w/ Additional Note $ 140,000,000 Debt Obligation w/ Additional Note $ 100,000,000 Total Proceeds from Additional Notes 1/ The loan was funded through GM Supplier Receivables, LLC, a special purpose vehicle created by General Motors Corporation. The amount of $3,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/3/2009. General Motors Company assumed GM Supplier Receivables LLC on 7/10/2009. 2/ The loan was funded through Chrysler Receivables SPV LLC, a special purpose vehicle created by Chrysler LLC. The amount of $1,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/7/2009. Chrysler Group LLC assumed Chrysler Receivables SPV LLC on 6/10/2009. 3/ Treasury issued notice to the institution of the permanent reduced commitment on 7/8/2009; the reduction was effective on 7/1/2009. 4/ Does not include accrued and unpaid interest due on the amount of principal repayment, which interest must be paid at the time of principal repayment. 5/ All outstanding principal drawn under the credit agreement was repaid. 6/ Treasury's commitment was $2.5 billion (see note 3). As of 4/5/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. 7/ Treasury's commitment was $1 billion (see note 3). As of 4/7/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. AUTOMOTIVE INDUSTRY FINANCING PROGRAM - GENERAL MOTORS COMPANY COMMON STOCK DISPOSITION Date 01/18/13 – 04/17/13 05/6/13 – 9/13/2013 9/26/13 – 11/20/13 11/21/2013 12/9/2013 3 4 5 6 Proceeds2 Pricing Mechanism1 Number of Shares $28.0490 58,392,078 $ 1,637,839,844 $34.6461 110,336,510 $ 3,822,724,832 $36.5087 70,214,460 $ 2,563,441,956 $38.8228 31,122,206 $ 1,208,249,982 Total Proceeds: $9,232,256,614 1/ The price set forth is the weighted average price for all sales of General Motors Company common stock made by Treasury over the course of the corresponding period. 2/ Amount represents the gross proceeds to Treasury. 3/ On January 18, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 58,392,078 shares of common stock from time to time during the period ending on April 17, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on April 11, 2013. 4/ Pursuant to pre-arranged written trading plans dated May 6, 2013, as amended, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 142,814,136 shares of common stock from time to time during the period ending on September 13, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on September 13, 2013. 5/ On September 26, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 70,214,460 shares of common stock from time to time during the period ending on December 20, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on November 20, 2013. 6/ On November 21, 2013, Treasury gave J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell, subject to certain parameters, the remaining shares of common stock, from time to time during the period ending on February 15, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on December 9, 2013. AUTOMOTIVE INDUSTRY FINANCING PROGRAM - ALLY FINANCIAL, INC. COMMON STOCK DISPOSITION Date 08/14/14 – 09/12/14 09/12/14 10/16/14 3 4 Proceeds2 Pricing Mechanism1 Number of Shares $24.5985 8,890,000 $ 218,680,700 $21.8234 11,249,044 $ 245,492,605 Total Proceeds: $464,173,305 1/ The price set forth is the weighted average price for all sales of Ally Financial, Inc.(Ally) common stock made by Treasury over the course of the corresponding period. 2/ Amount represents the gross proceeds to Treasury. 3/ On August 14, 2014, Treasury gave Goldman Sachs discretionary authority, as its sales agent, to sell subject to certain parameters up to 8,890,000 shares of common stock from time to time during the period ending on November 12, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on September 12, 2014. 4/ On September 12, 2014, Treasury gave Goldman Sachs discretionary authority, as its sales agent, to sell subject to certain parameters up to 11,249,044 of common stock from time to time during the period ending on December 11, 2014 (or upon completion of the sale). Completion of the sale under this authority occurred on October 16, 2014. TARGETED INVESTMENT PROGRAM Seller Footnote 1 Date Name of Institution 12/31/2008 Citigroup Inc. Bank of America 1/16/2009 Corporation Treasury Investment Remaining After Capital Repayment Capital Repayment Details City State Transaction Type New York NY Purchase Charlotte NC Purchase Investment Description Investment Amount Trust Preferred Securities w/ Warrants $ 20,000,000,000 Preferred Stock w/ Warrants $ 20,000,000,000 TOTAL $ 40,000,000,000 Pricing Mechanism Capital Repayment Date Par 12/23/2009 Capital Repayment Remaining Capital Amount Amount 2 Remaining Capital Description Final Disposition Final Disposition Date 3 Final Disposition Description Final Disposition Proceeds $ 20,000,000,000 $ 0 Warrants 1/25/2011 A Warrants $ 190,386,428 $ 20,000,000,000 $ 0 Warrants 3/3/2010 A Warrants $ 1,236,804,513 $ 40,000,000,000 $ 1,427,190,941 2 Par 12/9/2009 TOTAL CAPITAL REPAYMENT TOTAL TREASURY TIP INVESTMENT AMOUNT $ Total Warrant Proceeds 0 1/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock, Series I (TIP Shares) “dollar for dollar” for Trust Preferred Securities. 2/ Repayment pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009. 3/ For final disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution, and "A" represents the proceeds to Treasury, after underwriting fees, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution. ASSET GUARANTEE PROGRAM Initial Investment Footnote 1 Date Seller Name of Institution 1/16/2009 Citigroup Inc. 12/23/2009 Citigroup Inc. City New York New York State NY NY Type Guarantee Termination Premium Description Master Agreement Termination Agreement Guarantee Limit $ $ 5,000,000,000 $ Preferred Stock w/ Warrants Amount $ Footnote Date 2 6/9/2009 4,034,000,000 4 9/29/2010 Type Description Exchange preferred stock for Trust Preferred trust preferred securities Securities w/ Warrants Exchange trust preferred securities for trust preferred securities Trust Preferred Securities w/ Warrants Payment or Disposition Amount $ 4,034,000,000 $ 2,246,000,000 Footnote 3 5 Type Partial cancellation for early 12/23/2009 termination of guarantee Remaining Premium Amount Description Trust Preferred $ (1,800,000,000) Securities w/ Warrants 9/30/2010 Disposition $ 2,246,000,000 Warrants 1/25/2011 Warrant Auction $ Date Remaining Premium $ 2,234,000,000 $ 0 67,197,045 None $ 0 $ 894,000,000.00 None $ 0 (5,000,000,000) 3 TOTAL Description Exchange/Transfer/Other Details 0 6 12/28/2012 7 2/4/2013 Trust preferred securities received from the FDIC Exchange Trust preferred securities for subordinated note Trust Preferred Securities $ 800,000,000.00 Subordinated Note $ 894,000,000.00 8 2/8/2013 Disposition Total Proceeds $ 3,207,197,045 1/ In consideration for the guarantee, Treasury received $4.03 billion of preferred stock, which pays 8% interest. 2/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” for Trust Preferred Securities. 3/ On 12/23/2009, Treasury entered into a Termination Agreement with the other parties to the Master Agreement which served to terminate Treasury’s guarantee and obligations under the Master Agreement. In connection with the early termination of the guarantee, Treasury agreed to cancel $1.8 billion of the AGP Trust Preferred Securities, and the Federal Deposit Insurance Corporation (FDIC) and Treasury agreed that, subject to the conditions set out in the Termination Agreement, the FDIC may transfer $800 million of Trust Preferred Securities to Treasury at the close of Citigroup’s participation in the FDIC’s Temporary Liquidity Guarantee Program. 4/ On 9/29/2010, Treasury entered into an agreement with Citigroup Inc. to exchange $2,234,000,000 in aggregate liquidation preference of its trust preferred securities for $2,246,000,000 in aggregate liquidation preference of trust preferred securities with certain modified terms. At the time of exchange, Citigroup Inc. paid the outstanding accrued and unpaid dividends. 5/ On 9/30/2010, Treasury entered into underwritten offering of the trust preferred securities, the gross proceeds of which do not include accumulated and unpaid distributions from the date of the exchange through the closing date. 6/ 12/28/2012, as contemplated by the Termination Agreement and the Letter Agreement dated 12/23/2009, between Treasury and the Federal Deposit Insurance Corporation (FDIC), Treasury received from the FDIC, Citigroup Inc. trust preferred securities in aggregate liquidation preference equal to $800 million and approximately $183 million in dividend and interest payments from those securities. 7/ On 2/4/2013, Treasury exchanged $800 million in Citigroup Capital XXXIII Trust Preferred Securities (TruPs) for $894 million in Citigroup subordinated notes pursuant to an agreement between Citigroup and Treasury executed on 2/4/2013. Accrued interest on the TruPs was received at the time of the exchange. 8/ On 2/8/2013, Treasury completed the sale of its Citigroup subordinated notes for $894 million plus accrued interest, pursuant to an underwriting agreement executed on 2/8/2012. AMERICAN INTERNATIONAL GROUP, INC. (AIG) INVESTMENT PROGRAM (formerly referred to as Systemically Significant Failing Institutions Program) Seller Name of Institution Note Date 1 11/25/2008 AIG 2, 3 4/17/2009 AIG Purchase Details Exchange/Transfer Details State Transaction Type New York NY Purchase Preferred Stock w/ Warrants (Series D) $ 40,000,000,000 Par New York NY Purchase Preferred Stock w/ Warrants (Series F) $ 29,835,000,000 Par City Investment Description Pricing Mechanism Investment Amount 2 Date Transaction Type 4/17/2009 Exchange Pricing Mechanism Amount Investment Description Preferred Stock w/ Warrants (Series E) 1 $ 40,000,000,000 Par See table below for exchange/transfer details in connection with the recapitalization conducted on 1/14/2011. Final Disposition TOTAL $ 69,835,000,000 Date Investment Transaction Type 3/1/2013 Warrants (Series D) Repurchase $ 25,150,923.10 3/1/2013 Warrants (Series F) Repurchase $ 5,767.50 Total Warrant Proceeds $ Proceeds 25,156,690.60 1/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative Preferred Shares for Series E Fixed Rate Non-Cumulative Preferred Shares with no change to Treasury's initial investment amount. In addition, in order for AIG to fully redeem the Series E Preferred Shares, it had an additional obligation to Treasury of $1,604,576,000 to reflect the cumulative unpaid dividends for the Series D Preferred Shares due to Treasury through and including the exchange date. 2/ The investment amount reflected Treasury's commitment to invest up to $30 billion less a reduction of $165 million representing retention payments AIG Financial Products made to its employees in March 2009. 3/ This transaction does not include AIG's commitment fee of an additional $165 million paid from its operating income over the life of the facility. A $55 million payment was received by Treasury on 12/17/2010. The remaining $110 million payment was received by Treasury on 05/27/2011. AIG POST-RECAPITALIZATION Recapitalization Note Date Investment Description Treasury Holdings Post-Recapitalization Transaction Type Pricing Mechanism Exchange Par Investment Description Preferred Stock (Series G) AIA Preferred Units 4 1/14/2011 Preferred Stock (Series F) Exchange Exchange 1/14/2011 Preferred Stock (Series E) 1/14/2011 Common Stock (non-TARP) Exchange Transfer $ $ 2,000,000,000 16,916,603,568 $ 3,375,328,432 167,623,733 924,546,133 N/A 6 Date Amount / Shares 7 N/A ALICO Junior Preferred Interests 5 Final Disposition Common Stock 562,868,096 7 Proceeds 8 Transaction Type Pricing Mechanism 5/27/2011 Cancellation $ - N/A 2/14/2011 Payment $ 185,726,192 Par 3/8/2011 Payment $ 5,511,067,614 Par 3/15/2011 Payment $ 55,833,333 Par 8/17/2011 Payment $ 97,008,351 Par 8/18/2011 Payment $ 2,153,520,000 Par 9/2/2011 Payment $ 55,885,302 Par 11/1/2011 Payment $ 971,506,765 Par 3/8/2012 Payment $ 5,576,121,382 Par 3/15/2012 Payment $ 1,521,632,096 Par 3/22/2012 Payment $ 1,493,250,339 Par 2/14/2011 Payment $ 2,009,932,072 Par 3/8/2011 Payment $ 1,383,888,037 Par 3/15/2012 Payment $ 44,941,843 Par 5/24/2011 Partial Disposition $ 5,800,000,000 N/A 3/8/2012 Partial Disposition $ 6,000,000,008 N/A 5/6/2012 Partial Disposition $ 4,999,999,993 N/A 5/7/2012 Partial Disposition $ 749,999,972 N/A 8/3/2012 Partial Disposition $ 4,999,999,993 N/A 8/6/2012 Partial Disposition $ 750,000,002 N/A 9/10/2012 Partial Disposition $ 17,999,999,973 N/A 9/11/2012 Partial Disposition $ 2,699,999,965 N/A 12/14/2012 Final Disposition $ 7,610,497,570 N/A Remaining Recap Investment Amount, Shares, or Equity % $ 0 10 $ 0 8 $ 0 8 1,455,037,962 9 77% 1,248,141,410 11 70% 1,084,206,984 12 63% 1,059,616,821 12 61% 895,682,395 13 55% 871,092,231 13 53% 317,246,078 14 22% 234,169,156 14 16% 234,169,156 0% 15 Footnotes appear on following page. 4/ On 1/14/2011, (A) Treasury exchanged $27,835,000,000 of Treasury's investment in AIG's Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series F) which is equal to the amount funded (including amounts drawn at closing) under the Series F equity capital facility, for (i) the transferred SPV preferred interests and (ii) 167,623,733 shares of AIG Common Stock, and (B) Treasury exchanged $2,000,000,000 of undrawn Series F for 20,000 shares of preferred stock under the new Series G Cumulative Mandatory Convertible Preferred Stock equity capital facility under which AIG has the right to draw up to $2,000,000,000. 5/ On 1/14/2011, Treasury exchanged an amount equivalent to the $40 billion initial investment plus capitalized interest from the April 2009 exchange (see note 1 above) of Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series E) for 924,546,133 shares of AIG Common Stock. 6/ On 1/14/2011, Treasury received 562,868,096 shares of AIG Common Stock from the AIG Credit Facility Trust, which trust was established in connection with the credit facility between AIG and the Federal Reserve Bank of New York. This credit facility was repaid and terminated pursuant to this recapitalization transaction. The trust had received 562,868,096 shares of AIG common stock in exchange for AIG's Series C Perpetual, Convertible Participating Preferred Stock, which was previously held by the trust for the benefit of the U.S. Treasury. 7/ The amount of Treasury's AIA Preferred Units and ALICO Junior Preferred Interests holdings do not reflect preferred returns on the securities that accrue quarterly. 8/ Proceeds include amounts applied to pay (i) accrued preferred returns and (ii) redeem the outstanding liquidation amount. 9/ On 5/27/2011, Treasury completed the sale of 200,000,000 shares of common stock at $29.00 per share for total proceeds of $5,800,000,000, pursuant to an underwriting agreement executed on 05/24/2011. 10/ On 5/27/2011, pursuant to the terms of the agreements governing the Preferred Stock (Series G), the available amount of the Preferred Stock (Series G) was reduced to $0 as a result of AIG’s primary offering of its common stock and the Preferred Stock (Series G) was cancelled. 11/ On 3/13/2012, Treasury completed the sale of 206,896,552 shares of common stock at $29.00 per share for total proceeds of $6,000,000,008, pursuant to an underwriting agreement executed on 3/8/2012. 12/ On 5/10/2012, Treasury completed the sale of 188,524,589 shares of common stock at $30.50 per share for total proceeds of $5,749,999,965, pursuant to an underwriting agreement executed on 5/6/2012. 13/ On 8/8/2012, Treasury completed the sale of 188,524,590 shares of common stock at $30.50 per share for total proceeds of $5,749,999,995, pursuant to an underwriting agreement executed on 8/3/2012. 14/ On 9/14/2012, Treasury completed the sale of 636,923,075 shares of common stock at $32.50 per share for total proceeds of $20,699,999,938, pursuant to an underwriting agreement executed on 9/10/2012. 15/ On 12/14/2012, Treasury completed the sale of 234,169,156 shares of common stock at $32.50 per share for total proceeds of $7,610,497,570, pursuant to an underwriting agreement executed on 12/10/2012. CREDIT MARKET PROGRAMS TERM ASSET-BACKED SECURITIES LOAN FACILITY Seller Footnote Date Name of Institution City Transaction Type State Investment Description Investment Amount Pricing Mechanism Adjusted Investment Date Amount 2 7/19/2010 $ 4,300,000,000 6/28/2012 1 3/3/2009 TALF LLC Wilmington DE Purchase Debt Obligation w/ Additional Note $ 20,000,000,000 3 $ Final Investment Amount 1,400,000,000 N/A $ 1/15/2013 4 $ 100,000,000 100,000,000 Total Investment Amount $ 100,000,000 Date Repayment 5 Description Amount 2/6/2013 Principal Repayment $ 100,000,000 2/6/2013 3/6/2013 4/4/2013 5/6/2013 6/6/2013 7/5/2013 8/6/2013 9/6/2013 10/4/2013 11/6/2013 12/5/2013 1/7/2014 2/6/2014 3/6/2014 4/4/2014 5/6/2014 6/5/2014 7/7/2014 8/6/2014 9/5/2014 10/6/2014 Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds 11/6/2014 Contingent Interest Proceeds $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 212,829,610 97,594,053 6,069,968 4,419,259 96,496,772 11,799,670 66,072,965 74,797,684 1,114,074 933,181 1,102,424 1,026,569 1,107,574 1,225,983 11,597,602 1,055,556 1,343,150 27,005,139 14,059,971 262,036 17,394,583 21,835,385 $ 771,143,209 Total Repayment Amount 5 1/ The loan was funded through TALF LLC, a special purpose vehicle created by The Federal Reserve Bank of New York ("FRBNY"). The amount of $20,000,000,000 represents the maximum loan amount. The loan will be incrementally funded. 2/ On 7/19/2010, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously entered into on 3/3/2009, which amendment reduced Treasury's maximum loan amount to $4,300,000,000. 3/ On 6/28/2012, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously amended 7/19/2010, which reduced Treasury's maximum loan amount to $1,400,000,000. 4/ On 1/15/2013, Treasury, the FRBNY and TALF LLC entered into an amendment that stated that, due to the fact that the accumulated fees collected through TALF exceed the total principal amount of TALF loans outstanding, Treasury’s commitment of TARP funds to provide credit protection is no longer necessary. 5/ Repayment amounts do not include accrued interest proceeds received on 2/6/2013, which are reflected on the Dividends & Interest Report. CREDIT MARKET PROGRAMS SBA 7a SECURITIES PURCHASE PROGRAM Purchase Details 1 Date 3/19/2010 3/19/2010 3/19/2010 4/8/2010 4/8/2010 5/11/2010 5/11/2010 5/11/2010 5/25/2010 5/25/2010 6/17/2010 6/17/2010 7/14/2010 7/14/2010 7/14/2010 7/29/2010 7/29/2010 8/17/2010 8/17/2010 8/17/2010 8/31/2010 8/31/2010 8/31/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 Investment Description Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2016 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2017 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2019 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2024 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2021 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2026 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2035 Total Purchase Face Amount Settlement Details Purchase Face Amount 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,070,000 7,617,617 8,030,000 23,500,000 8,900,014 10,751,382 12,898,996 8,744,333 8,417,817 17,119,972 34,441,059 28,209,085 6,004,156 6,860,835 13,183,361 2,598,386 9,719,455 8,279,048 5,000,000 10,000,000 9,272,482 10,350,000 6,900,000 8,902,230 8,050,000 5,750,000 5,741,753 3,450,000 11,482,421 13,402,491 14,950,000 $ 332,596,893 Pricing Mechanism TBA or PMF3 Settlement Date 107.75 109 108.875 110.502 107.5 106.806 109.42 110.798 110.125 109.553 110.785 112.028 106.625 108.505 111.86 108.4375 106.75 110.198 110.088 110.821 110.515 112.476 105.875 111.584 110.759 106.5 110.5 110.875 113.838 113.9 114.006 - 3/24/2010 3/24/2010 3/24/2010 5/28/2010 4/30/2010 6/30/2010 6/30/2010 6/30/2010 7/30/2010 7/30/2010 8/30/2010 8/30/2010 9/30/2010 9/30/2010 9/30/2010 9/30/2010 10/29/2010 9/30/2010 10/29/2010 10/29/2010 9/29/2010 10/29/2010 11/30/2010 10/29/2010 11/30/2010 11/30/2010 11/30/2010 11/30/2010 12/30/2010 11/30/2010 12/30/2010 Investment Amount TOTAL INVESTMENT AMOUNT 2, 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Senior Security Proceeds 4 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 2,184 4,130 4,348 12,983 4,783 5,741 7,057 4,844 4,635 9,377 19,077 15,801 3,200 3,722 7,373 1,408 5,187 4,561 2,752 5,541 5,123 5,820 3,652 4,966 4,458 3,061 3,172 1,912 6,535 7,632 8,521 Total Senior Security Proceeds $ 183,555 $ 4,377,249 8,279,156 8,716,265 26,041,643 9,598,523 11,511,052 14,151,229 9,717,173 9,294,363 18,801,712 38,273,995 31,693,810 6,416,804 7,462,726 14,789,302 2,826,678 10,394,984 9,150,989 5,520,652 11,115,031 10,277,319 11,672,766 7,319,688 9,962,039 8,940,780 6,134,172 6,361,173 3,834,428 13,109,070 15,308,612 17,092,069 TBA or PMF3 - Final Disposition 368,145,452 Purchase Face Amount 3 6 Trade Date PMF 6/21/2011 10/19/2011 6/21/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 9/20/2011 6/21/2011 9/20/2011 6/21/2011 10/19/2011 6/21/2011 1/24/2012 6/21/2011 9/20/2011 10/19/2011 10/19/2011 9/20/2011 10/19/2011 1/24/2012 1/24/2012 1/24/2012 1/24/2012 1/24/2012 10/19/2011 1/24/2012 10/19/2011 1/24/2012 - $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,070,000 7,617,617 8,030,000 23,500,000 8,900,014 10,751,382 12,898,996 8,744,333 8,417,817 17,119,972 34,441,059 28,209,085 6,004,156 6,860,835 13,183,361 2,598,386 9,719,455 8,279,048 5,000,000 10,000,000 9,272,482 10,350,000 6,900,000 8,902,230 8,050,000 5,750,000 5,741,753 3,450,000 11,482,421 13,402,491 14,950,000 Current Face Amount 6, 8 $ 3,151,186 $ 5,891,602 $ 5,964,013 $ 22,350,367 $ 6,542,218 $ 9,819,270 $ 12,570,392 $ 8,483,188 $ 8,171,159 $ 15,030,712 $ 32,656,125 $ 25,930,433 $ 5,656,049 $ 6,520,875 $ 12,704,841 $ 1,903,407 $ 9,531,446 $ 6,425,217 $ 4,580,543 $ 9,030,539 $ 8,403,846 $ 10,099,555 $ 6,236,800 $ 7,503,681 $ 7,053,867 $ 5,473,724 $ 4,307,881 $ 3,367,168 $ 10,592,775 $ 12,963,737 $ 14,562,161 Life-to-date Principal Received Disposition Amount 5, 6 1, 8 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 902,633 1,685,710 2,022,652 1,149,633 2,357,796 932,112 328,604 261,145 246,658 2,089,260 1,784,934 2,278,652 348,107 339,960 478,520 694,979 188,009 1,853,831 419,457 969,461 868,636 250,445 663,200 1,398,549 996,133 276,276 1,433,872 82,832 889,646 438,754 387,839 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 3,457,746 6,462,972 6,555,383 25,039,989 7,045,774 10,550,917 13,886,504 9,482,247 8,985,818 16,658,561 36,072,056 29,142,474 6,051,772 7,105,304 14,182,379 2,052,702 10,223,264 7,078,089 5,029,356 9,994,806 9,230,008 11,314,651 6,556,341 8,269,277 7,703,610 5,764,858 4,693,918 3,698,411 11,818,944 14,433,039 16,383,544 Disposition Proceeds $ 334,924,711 TOTAL PROGRAM PROCEEDS TO DATE7 $ 376,748,302 1/ The amortizing principal and interest payments are reported on the monthly Dividends and Interest Report available at www.FinancialStability.gov. 2/ Investment Amount is stated after applying the appropriate month's factor and includes accrued interest paid at settlement, if applicable. 3/ If a purchase is listed as TBA, or To-Be-Announced, the underlying loans in the SBA Pool have yet to come to market, and the TBA pricing mechanism, purchase face amount, investment amount and senior security proceeds will be adjusted within the variance permitted under the program terms. If a purchase is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security and senior security are priced according to the prior-month's factor. The PMF investment amount and senior security proceeds will be adjusted after publication of the applicable month's factor (on or about the 11th business day of each month). 4/ In order to satisfy the requirements under Section 113 of the Emergency Economic Stabilization Act of 2008, Treasury will acquire a senior indebtedness instrument (a Senior Security) from the seller of each respective SBA 7a Security. Each Senior Security will (i) have an aggregate principal amount equal to the product of (A) 0.05% and (B) the Investment Amount (excluding accrued interest) paid by Treasury for the respective SBA 7a Security, and (ii) at the option of the respective seller, may be redeemed at par value immediately upon issuance, or remain outstanding with the terms and conditions as set forth in the Master Purchase Agreement. 5/ Disposition Amount is stated after applying the appropriate month's factor and includes accrued interest received at settlement, if applicable. If the disposition is listed as PMF, the disposition amount will be adjusted after publication of the applicable month's factor. 6/ If a disposition is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security is priced according to the prior-month's factor. The PMF disposition amount will be adjusted after publication of the applicable month's factor (on or about the 11th business day of each month). 7/ Total Program Proceeds To Date includes life-to-date disposition proceeds, life-to-date principal received, life-to-date interest received, and senior security proceeds (excluding accruals). 8/ The sum of Current Face Amount and Life-to-date Principal Received will equal Purchase Face Amount for CUSIPs that were originally purchased as TBAs only after the applicable month's factor has been published and trailing principal & interest payments have been received. CREDIT MARKET PROGRAMS LEGACY SECURITIES PUBLIC-PRIVATE INVESTMENT PROGRAM (S-PPIP) Preliminary Adjusted Seller Footnote Date 1 9/30/2009 2 9/30/2009 Name of Institution UST/TCW Senior Mortgage Securities Fund, L.P. UST/TCW Senior Mortgage Securities Fund, L.P. Commitment City State Transaction Type Investment Description Wilmington DE Purchase Membership Interest Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds Commitment Amount $ $ 1,111,111,111 2,222,222,222 Pricing Mechanism Date Par 1/4/2010 Par 1/4/2010 3 Amount 4 $ 4 $ 156,250,000 200,000,000 Final Investment Final Commitment Amount Date 1/4/2010 1/4/2010 7 Amount Amount 4 $ 4 $ 156,250,000 200,000,000 9 Amount $ $ 156,250,000 200,000,000 Capital Repayment Details Repayment Date 1/15/2010 1/11/2010 1/12/2010 1 9/30/2009 Invesco Legacy Securities Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 856,000,000 $ 580,960,000 9/30/2009 Invesco Legacy Securities Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 9/26/2011 8 $ 1,161,920,000 $ 1,161,920,000 Repayment Amount $ $ $ 156,250,000 34,000,000 166,000,000 Amount $ $ $ Description 0 0 $ 578,515,653 Membership Interest 4/15/2010 $ 3,533,199 $ 574,982,454 Membership Interest 9/15/2010 $ 30,011,187 $ 544,971,267 Membership Interest 11/15/2010 $ 66,463,982 $ 478,507,285 Membership Interest 12/14/2010 $ 15,844,536 $ 462,662,749 Membership Interest 1/14/2011 $ 13,677,726 $ 448,985,023 Membership Interest 2/14/2011 $ 48,523,845 $ 400,461,178 Membership Interest 3/14/2011 $ 68,765,544 $ 331,695,634 Membership Interest 4/14/2011 $ 77,704,254 $ 253,991,380 Membership Interest 5/20/2011 $ 28,883,733 $ 225,107,647 Membership Interest 6/14/2011 $ 9,129,709 $ 215,977,938 Membership Interest 7/15/2011 $ 31,061,747 $ 184,916,192 Membership Interest 8/12/2011 $ 10,381,214 $ 174,534,977 Membership Interest 10/17/2011 $ 6,230,731 $ 168,304,246 Membership Interest 12/14/2011 $ 1,183,959 $ 167,120,288 Membership Interest 1/17/2012 $ 1,096,185 $ 166,024,103 Membership Interest 2/14/2012 $ 1,601,688 $ 164,422,415 Membership Interest 3/14/2012 $ 3,035,546 $ 161,386,870 Membership Interest $ 0 2/18/2010 $ 4,888,718 $ 1,157,031,282 4/15/2010 $ 7,066,434 $ 1,149,964,848 9/15/2010 $ 60,022,674 $ 1,089,942,174 11/15/2010 $ 132,928,628 $ 957,013,546 12/14/2010 $ 31,689,230 $ 925,324,316 1/14/2010 $ 27,355,590 $ 897,968,726 2/14/2011 $ 92,300,138 $ 805,668,588 3/14/2011 $ 128,027,536 $ 677,641,052 4/14/2011 $ 155,409,286 $ Proceeds 5 1/29/2010 Distribution 2/24/2010 Final Distribution 1/29/2010 Distribution 2/24/2010 Final Distribution 3/29/2012 Distribution 8/9/2012 Distribution 9/28/2012 Final Distribution 6/4/2013 Adjusted Distribution 7/8/2013 Distribution 3/29/2012 Distribution 5 $ 20,091,872 $ 48,922 $ 502,302 $ 1,223 $ 56,390,209 $ 1,056,751 $ 18,772 $ 69,399 $ 64,444 522,231,766 5/20/2011 $ 75,085,485 $ 447,146,281 6/14/2011 $ 18,259,513 $ 428,886,768 7/15/2011 $ 62,979,809 $ 365,906,960 8/12/2011 $ 20,762,532 $ 345,144,428 10/17/2011 $ 37,384,574 $ 307,759,854 12/14/2011 $ 7,103,787 $ 300,656,067 1/17/2012 $ 6,577,144 $ 294,078,924 2/14/2012 $ 9,610,173 $ 284,468,750 $ 3,434,460 5 Contingent Proceeds 2,444,347 161,386,870 Description Debt Obligation w/ Contingent 166,000,000 Proceeds $ $ Distribution or Disposition Date Membership Interest 2/18/2010 3/29/2012 2 Investment After Capital Repayment Membership Interest Debt Obligation w/ Proceeds Debt Obligation w/ Proceeds Debt Obligation w/ Proceeds Debt Obligation w/ Proceeds Debt Obligation w/ Proceeds Debt Obligation w/ Proceeds Debt Obligation w/ Proceeds Debt Obligation w/ Proceeds Debt Obligation w/ Proceeds Debt Obligation w/ Proceeds Debt Obligation w/ Proceeds Debt Obligation w/ Proceeds Debt Obligation w/ Proceeds Debt Obligation w/ Proceeds Debt Obligation w/ Proceeds Debt Obligation w/ Proceeds Debt Obligation w/ Proceeds 5 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 5 5 10 5 5, 13 5, 14 Contingent Contingent Contingent Contingent Contingent Contingent Contingent Contingent Contingent Contingent Contingent Contingent Contingent Contingent Contingent Contingent Contingent 5 Preliminary Adjusted Seller Footnote Date Name of Institution Commitment City State Transaction Type Commitment Amount Investment Description Pricing Mechanism Date 3 Amount Final Investment Final Commitment Amount Date 7 Amount Amount 9 Amount Capital Repayment Details Repayment Date 3/14/2012 1 10/1/2009 Wellington Management Legacy Securities PPIF Master Fund, LP Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,262,037,500 7/16/2010 $ 1,149,487,000 $ 1,149,487,000 Investment After Capital Repayment Repayment Amount $ 284,468,750 Amount $ Description 0 $ 62,499,688 $ 1,086,987,313 Membership Interest 9/17/2012 $ 152,499,238 $ 934,488,075 Membership Interest 1/15/2013 $ 254,581,112 $ 679,906,963 Membership Interest 2/13/2013 $ 436,447,818 $ 243,459,145 Membership Interest 3/13/2013 $ 243,459,145 $ Date Contingent Proceeds 7/16/2012 0 Membership Interest Distribution or Disposition 10/1/2009 Wellington Management Legacy Securities PPIF Master Fund, LP Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,524,075,000 7/16/2010 $ 2,298,974,000 $ 2,298,974,000 6/26/2012 $ 125,000,000 $ 9/17/2012 $ 305,000,000 $ 12/6/2012 $ 800,000,000 $ 12/21/2012 $ 630,000,000 $ 1/15/2013 $ 97,494,310 $ 1/24/2013 1 10/2/2009 AllianceBernstein Legacy Securities Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 1,150,423,500 $ 1,064,141,738 10/2/2009 AllianceBernstein Legacy Securities Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 2,300,847,000 12 $ 2,128,000,000 9/28/2012 Final Distribution 6/4/2013 Adjusted Distribution 7/8/2013 Distribution 3/13/2013 Distribution 712,284 $ 1,063,385,410 Membership Interest 3/14/2011 $ 6,716,327 $ 1,056,669,083 Membership Interest 4/14/2011 $ 7,118,388 $ 1,049,550,694 Membership Interest 5/14/2012 $ 39,999,800 $ 1,009,550,894 Membership Interest 6/14/2012 $ 287,098,565 $ 722,452,330 Membership Interest 7/16/2012 $ 68,749,656 $ 653,702,674 Membership Interest 8/14/2012 $ 361,248,194 $ 292,454,480 Membership Interest 5/16/2011 $ 30,244,575 $ 6/14/2011 $ 88,087 $ 5/3/2012 $ 80,000,000 $ 5/14/2012 $ 30,000,000 $ 5/23/2012 $ 500,000,000 $ 6/14/2012 $ 44,200,000 $ 6/25/2012 $ 120,000,000 $ Blackrock PPIF, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 694,980,000 $ 528,184,800 $ 17,500,000 $ 7/27/2012 $ 450,000,000 $ 8/14/2012 $ 272,500,000 $ $ 583,467,339 $ - Membership Interest Debt Obligation w/ 2,097,755,425 Proceeds Debt Obligation w/ 2,097,667,339 Proceeds Debt Obligation w/ 2,017,667,339 Proceeds Debt Obligation w/ 1,987,667,339 Proceeds Debt Obligation w/ 1,487,667,339 Proceeds Debt Obligation w/ 1,443,467,339 Proceeds Debt Obligation w/ 1,323,467,339 Proceeds Debt Obligation w/ 1,305,967,339 Proceeds Debt Obligation w/ 855,967,339 Proceeds Debt Obligation w/ 583,467,339 Proceeds - $ 1,735 $ 1,611 $ 479,509,240 $ 2,802,754 $ 16,195,771 $ 69,932 $ 75,278,664 $ 79,071,633 $ 106,300,357 $ 25,909,972 $ 678,683 $ (18,405) 10 10 10 10 10 - Contingent Proceeds $ $ 469 Distribution 5 5, 11 Contingent 2/14/2011 292,454,480 5, 14 $ Contingent 1,064,097,694 Membership Interest $ 5, 13 40,556 Contingent 44,043 $ 8/22/2012 10/2/2009 $ 5 $ Contingent $ 7/16/2012 1 341,479,690 5 Distribution Contingent 1/15/2010 8/30/2012 2 $ Debt Obligation w/ 2,173,974,000 Proceeds Debt Obligation w/ 1,868,974,000 Proceeds Debt Obligation w/ 1,068,974,000 Proceeds Debt Obligation w/ 438,974,000 Proceeds Debt Obligation w/ 341,479,690 Proceeds Proceeds 8/9/2012 7/11/2013 2 Description 5, 11 4/17/2013 Distribution 7/11/2013 Distribution 8/30/2012 Distribution 9/12/2012 Distribution 9/19/2012 Distribution 10/1/2012 Distribution 12/21/2012 Distribution 8/13/2013 Distribution Refund 10/3/2012 Distribution 12/21/2012 Distribution 8/13/2013 Distribution Refund 11/5/2012 Distribution 5, 11 10 10 10 10 10 10 10 10 10 5, 11 5, 11 5, 11 5, 11 5, 11 Contingent Contingent Contingent Contingent Contingent Contingent Contingent Contingent Contingent Contingent Contingent Proceeds 8/14/2012 $ 90,269,076 $ 437,915,724 Membership Interest 9/17/2012 $ 8,833,632 $ 429,082,092 Membership Interest 10/15/2012 $ 10,055,653 $ 419,026,439 Membership Interest 5, 11 5, 11 $ 12,012,957 $ 16,967 $ (460) 10 10 10 5, 11 $ 297,511,708 Preliminary Adjusted Seller Footnote Date Name of Institution Commitment City State Transaction Type Commitment Amount Investment Description Pricing Mechanism Date 3 Amount Final Investment Final Commitment Amount Date 7 Amount Amount 9 Amount Capital Repayment Details Repayment Date 11/5/2012 2 10/2/2009 Blackrock PPIF, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 1,389,960,000 $ 1,053,000,000 AG GECC PPIF Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,271,337,500 7/16/2010 $ 1,243,275,000 $ 1,117,399,170 10/30/2009 AG GECC PPIF Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,542,675,000 7/16/2010 $ 2,486,550,000 $ 2,234,798,340 8/14/2012 $ 5,539,055 $ RLJ Western Asset Public/Private Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 620,578,258 $ 620,578,258 $ 16,000,000 $ 9/17/2012 $ 1,667,352 $ 9/28/2012 $ 35,000,000 $ 10/15/2012 $ 25,334,218 $ $ 794,459,374 $ Debt Obligation w/ 878,000,000 Proceeds Debt Obligation w/ 872,460,945 Proceeds Debt Obligation w/ 856,460,945 Proceeds Debt Obligation w/ 854,793,592 Proceeds Debt Obligation w/ 819,793,592 Proceeds Debt Obligation w/ 794,459,374 Proceeds 99,462,003 $ 930,837,603 Membership Interest 5/14/2012 $ 74,999,625 $ 855,837,978 Membership Interest 7/16/2012 $ 18,749,906 $ 837,088,072 Membership Interest 8/14/2012 $ 68,399,658 $ 768,688,414 Membership Interest 9/17/2012 $ 124,999,375 $ 643,689,039 Membership Interest 10/15/2012 $ 240,673,797 $ 403,015,242 Membership Interest 11/15/2012 $ 45,764,825 $ 357,250,417 Membership Interest 12/14/2012 $ 24,588,926 $ 332,661,491 Membership Interest 1/15/2013 $ 30,470,429 $ 302,191,061 Membership Interest 2/14/2013 $ 295,328,636 $ 6,862,425 Membership Interest $ 3/14/2012 $ 198,925,000 $ 5/14/2012 $ 150,000,000 $ 7/16/2012 $ 37,500,000 $ 8/14/2012 $ 136,800,000 $ 9/17/2012 $ 250,000,000 $ 10/15/2012 $ 481,350,000 $ $ 274,590,324 $ 12/14/2012 $ 147,534,295 $ 1/15/2013 $ 182,823,491 $ 3/14/2011 $ $ 201,075,230 $ 1,202,957 $ Distribution 12/5/2012 Distribution 5, 11 12/6/2013 Distribution 2/21/2013 Distribution 2/27/2013 Distribution 3/14/2013 Distribution 4/19/2013 Distribution 4/25/2013 Distribution 5/29/2013 Distribution 5, 11 9/30/2014 Final Distribution 12/8/2017 Final Distribution 11/16/2018 Final Distribution 4/19/2013 Distribution 4/25/2013 Distribution 5/29/2013 Distribution 5, 11 9/30/2014 Final Distribution 12/8/2017 Final Distribution 11/16/2018 Final Distribution $ 1,609,739 5, 11 $ 8,289,431 $ 1,433,088 5, 11 $ 141,894 $ 184,431,858 $ 20,999,895 $ 156,174,219 $ 105,620,441 $ 42,099,442 $ 49,225,244 $ 1,748,833 $ 510,899 $ 54,981 $ 17,118,005 $ 1,052,497 $ 1,230,643 $ 41,556 $ 12,773 $ 1,375 10 10 10 10 10 10 10 10 10 10 10 Membership Interest Debt Obligation w/ 2,060,598,340 Proceeds Debt Obligation w/ 1,861,673,340 Proceeds Debt Obligation w/ 1,711,673,340 Proceeds Debt Obligation w/ 1,674,173,340 Proceeds Debt Obligation w/ 1,537,373,340 Proceeds Debt Obligation w/ 1,287,373,340 Proceeds Debt Obligation w/ 806,023,340 Proceeds Debt Obligation w/ 531,433,016 Proceeds Debt Obligation w/ 383,898,721 Proceeds Debt Obligation w/ 201,075,230 Proceeds 11/5/2012 5, 11 Contingent $ 174,200,000 Distribution 57,378,964 Contingent 3/14/2012 $ 12/6/2013 $ Contingent 1,030,299,606 Membership Interest 2/14/2012 Distribution 5, 11 Contingent - Contingent Proceeds - 12/5/2012 Proceeds Contingent $ $ Description Contingent 87,099,565 6,862,425 Date - Membership Interest 10 $ $ Distribution or Disposition Description 2/14/2012 2/14/2013 11/4/2009 $ $ 11/15/2012 1 419,026,439 175,000,000 2/21/2013 2 $ Amount $ 10/18/2012 10/30/2009 Repayment Amount 7/31/2012 8/31/2012 1 Investment After Capital Repayment 10 5, 11 5, 11 5, 11 5, 11 5, 11 5, 11 5, 16 5, 17 Contingent Contingent Contingent Contingent Contingent Contingent Contingent Contingent Contingent Contingent - Contingent Proceeds 619,375,301 Membership Interest 10 5, 11 5, 11 5, 11 5, 16 5, 17 Preliminary Adjusted Seller Footnote Date Name of Institution Commitment City State Transaction Type Commitment Amount Investment Description Pricing Mechanism Date 3 Amount Final Investment Final Commitment Amount Date 7 Amount Amount 9 Amount Capital Repayment Details Repayment Date 11/4/2009 RLJ Western Asset Public/Private Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 1,241,156,516 $ 1,241,000,000 615,853,465 Membership Interest 8/14/2012 $ 104,959,251 $ 510,894,215 Membership Interest 9/17/2012 $ 72,640,245 $ 438,253,970 Membership Interest 9/28/2012 $ 180,999,095 $ 257,254,875 Membership Interest 10/15/2012 $ 134,999,325 $ 122,255,550 Membership Interest Marathon Legacy Securities Public-Private Investment Partnership, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 474,550,000 $ 474,550,000 11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 949,100,000 $ 949,000,000 12/18/2009 Oaktree PPIP Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 1,160,784,100 $ $ $ 13,531,530 $ 7/31/2012 $ 618,750,000 $ 8/9/2012 $ 151,006,173 $ 8/14/2012 $ 11,008,652 $ 8/23/2012 $ 160,493,230 $ 8/29/2012 $ 103,706,836 $ $ $ 20,637,410 161,866,170 $ $ - Debt Obligation w/ 1,227,468,470 Proceeds Debt Obligation w/ 608,718,470 Proceeds Debt Obligation w/ 457,712,297 Proceeds Debt Obligation w/ 446,703,645 Proceeds Debt Obligation w/ 286,210,415 Proceeds Debt Obligation w/ 182,503,579 Proceeds Debt Obligation w/ 161,866,170 Proceeds - 340,262,914 Membership Interest 12/14/2012 $ 40,459,092 $ 299,803,821 Membership Interest 1/15/2013 $ 10,409,317 $ 289,394,504 Membership Interest 1/30/2013 $ 219,998,900 $ 69,395,604 Membership Interest 2/25/2013 $ 39,026,406 $ 30,369,198 Membership Interest $ 119,575,516 $ 11/20/2012 $ 195,000,000 $ 12/14/2012 $ 47,755,767 $ $ 62,456,214 $ 10 Contingent Proceeds $ 11/15/2012 10 - Membership Interest Debt Obligation w/ 800,000,000 Proceeds Debt Obligation w/ 680,424,484 Proceeds Debt Obligation w/ 485,424,484 Proceeds Debt Obligation w/ 437,668,717 Proceeds Debt Obligation w/ 375,212,503 Proceeds $ 375,212,503 $ - Distribution 11/2/2012 Distribution 12/21/2012 Distribution 12/11/2013 Final Distribution 1/28/2015 Distribution 12/31/2018 Distribution 10/19/2012 Distribution 11/2/2012 Distribution 12/21/2012 Distribution 12/11/2013 Final Distribution 1/28/2015 Distribution 12/31/2018 Distribution 3/25/2013 Distribution 4/16/2013 Distribution 5/16/2013 Distribution 7/11/2013 Distribution 9/5/2013 Distribution 12/27/2013 Distribution 4/16/2013 Distribution 5/16/2013 Distribution 7/11/2013 Distribution 9/5/2013 Distribution 12/27/2013 Distribution 5, 11 5, 11 5, 11 5, 15 5, 18 $ 147,464,888 $ 148,749,256 $ 549,997 $ 75,372 $ 61,767 $ 181,500 5, 11 $ 6,789,287 5, 11 $ 3,718,769 5, 11 $ 13,750 5, 15 5, 18 5, 11 $ 1,884 $ 1,544 $ 4,538 $ 164,629,827 $ 71,462,104 $ 38,536,072 $ 29,999,850 $ 3,999,980 $ 5,707,723 $ 7,143,340 $ 963,411 $ 750,004 $ 100,001 $ 142,168 10 10 10 10 10 10 10 5, 11 5, 11 5, 11 5, 11 5, 11 5, 11 Contingent Contingent Contingent Contingent Contingent 555,904,633 1/24/2013 5, 11 10/19/2012 Contingent 59,787,459 $ 10 Contingent $ 149,000,000 10 Contingent 11/15/2012 $ 10 Contingent 400,050,373 Membership Interest 9/17/2012 10 Contingent $ $ Proceeds Contingent 74,499,628 30,369,198 Description Contingent $ $ Date Membership Interest 9/17/2012 1/15/2013 1 122,255,550 5/13/2011 3/25/2013 2 $ Distribution or Disposition Description 3,521,835 $ 9/21/2012 11/25/2009 Amount $ 9/17/2012 1 Repayment Amount 4/14/2011 10/19/2012 2 Investment After Capital Repayment Contingent Proceeds 7/15/2011 $ 39,499,803 $ 516,404,830 Membership Interest 3/14/2012 $ 39,387,753 $ 477,017,077 Membership Interest 10 10 5, 11 5, 11 5, 11 5, 11 5, 11 Preliminary Adjusted Seller Footnote Date Name of Institution Commitment City State Transaction Type Commitment Amount Investment Description Pricing Mechanism Date 3 Amount Final Investment Final Commitment Amount Date 7 Amount Amount 9 Amount Capital Repayment Details Repayment Date 12/18/2009 Oaktree PPIP Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 2,321,568,200 $ 1,111,000,000 Repayment Amount Amount Description 9/17/2012 $ 22,111,961 $ 454,905,116 Membership Interest 10/15/2012 $ 32,496,972 $ 422,408,144 Membership Interest 11/15/2012 $ 111,539,536 $ 310,868,608 Membership Interest 12/14/2012 $ 55,540,026 $ 255,328,581 Membership Interest 1/15/2013 $ 14,849,910 $ 240,478,671 Membership Interest 4/12/2013 $ 18,268,328 $ 222,210,343 Membership Interest 5/14/2013 $ 70,605,973 $ 151,604,370 Membership Interest 5/28/2013 $ 119,769,362 $ 31,835,008 Membership Interest 6/3/2013 2 Investment After Capital Repayment $ 31,835,008 $ 7/15/2011 $ 79,000,000 $ 3/14/2012 $ 78,775,901 $ 9/17/2012 $ 44,224,144 $ 10/15/2012 $ 64,994,269 $ 11/15/2012 12/14/2012 1/15/2013 4/12/2013 5/14/2013 $ $ $ $ $ 223,080,187 111,080,608 89,099,906 109,610,516 311,134,469 $ $ $ $ $ - Membership Interest Debt Obligation w/ 1,032,000,000 Proceeds Debt Obligation w/ 953,224,099 Proceeds Debt Obligation w/ 908,999,956 Proceeds Debt Obligation w/ 844,005,687 Proceeds Debt Obligation w/ 620,925,500 Proceeds Debt Obligation w/ 509,844,892 Proceeds Debt Obligation w/ 420,744,985 Proceeds Debt Obligation w/ 311,134,469 Proceeds Distribution or Disposition Date $ 30,000,000,000 FINAL COMMITMENT AMOUNT $ 10 10 10 10 10 10 10 10 5, 11 6/3/2013 Distribution 6/14/2013 Distribution 6/24/2013 Distribution 6/26/2013 Distribution 7/9/2013 Distribution 5, 11 12/12/2013 Final Distribution 5/28/2013 Distribution 6/3/2013 Distribution 6/14/2013 Distribution 5, 11 5, 11 5, 11 5, 11 TOTAL CAPITAL REPAYMENT AMOUNT $ $ 46,575,750 $ 54,999,725 $ 27,999,860 $ 11,749,941 $ 40,974,795 $ 539,009 $ 444,393 $ 1,960,289 $ 1,375,007 $ 700,004 $ $ 293,751 1,024,380 $ 13,475 $ 2,645,935,688 Contingent Contingent Contingent Contingent Contingent Contingent Contingent Contingent - Contingent Proceeds Distribution 5, 11 5, 11 5, 11 5, 11 5, 11 6/26/2013 7/9/2013 Distribution Distribution 5, 11 12/12/2013 Final Distribution 5, 11 TOTAL DISTRIBUTIONS 5 21,856,403,574 Proceeds 10 6/24/2013 INITIAL COMMITMENT AMOUNT Description 18,625,147,938 1/ The equity amount may be incrementally funded. Commitment amount represents Treasury's maximum obligation if the limited partners other than Treasury fund their maximum equity capital obligations. 2/ The loan may be incrementally funded. Commitment amount represents Treasury's maximum obligation if Treasury and the limited partners other than Treasury fund 100% of their maximum equity obligations. 3/ Adjusted to show Treasury's maximum obligations to a fund. 4/ On 1/4/2010, Treasury and the fund manager entered into a Winding-Up and Liquidation Agreement. 5/ Distributions after capital repayments will be considered profit and are paid pro rata (subject to prior distribution of Contingent Proceeds to Treasury) to the fund's partners, including Treasury, in proportion to their membership interests. These figures exclude pro-rata distributions to Treasury of gross investment proceeds (reported on the Dividends & Interest report), which may be made from time to time in accordance with the terms of the fund's Limited Partnership Agreement. 6/ Following termination of the TCW fund, the $3.33 billion of obligations have been reallocated to the remaining eight funds pursuant to consent letters from Treasury dated as of 3/22/2010. $133 million of maximum equity capital obligation and $267 million of maximum debt obligation were reallocated per fund, after adjustment for the $17.6 million and $26.9 million equity capital reallocations from private investors in the TCW fund to the Wellington fund and the AG GECC fund, respectively. The $356 million of final investment in the TCW fund will remain a part of Treasury's total maximum S-PPIP investment amount. 7/ Amount adjusted to show Treasury's final capital commitment (membership interest) and the maximum amount of Treasury's debt obligation that may be drawn down in accordance with the Loan Agreement. 8/ On 09/26/2011, the General Partner notified Treasury that the Investment Period was terminated in accordance with the Limited Partnership Agreement. As a result, the Final Investment Amount, representing Treasury's debt obligation, has been reduced to the cumulative amount of debt funded. 9/ Cumulative capital drawn at end of the Investment Period. 10/ The Amount is adjusted to reflect pro-rata equity distributions that have been deemed to be capital repayments to Treasury. 11/ Distribution represents a gain on funded capital and is subject to revision pending any additional fundings of the outstanding commitment. 12/ On 08/23/2012, AllianceBernstein agreed to de-obligate its unused debt commitment. The Final Investment Amount represents the cumulative capital drawn as of the de-obligation. 13/ On, 6/5/2013, Invesco Mortgage Recovery Master Fund L.P. made a distribution to Treasury that is the result of adjustments made to positions previously held by the Invesco Legacy Securities Master Fund, L.P. “Partnership”, of which The U.S. Department of the Treasury is a Limited Partner. The adjusted distribution was made 18 months after the Final Distribution on 9/28/2012. 14/ On 7/8/2013, Invesco Mortgage Recovery Master Fund L.P. made a distribution to Treasury arising from the Settlement Agreement between Jefferies LLC and Invesco Advisers, Inc. dated as of 3/20/2013. 15/ On 1/28/2015, Western Asset Management Company made a distribution to Treasury in respect of certain settlement proceeds. 16/ On 12/8/2017, AG GECC PPIF Master Fund, L.P. made a distribution to Treasury in respect of certain settlement proceeds. 17/ On 11/16/2018, AG GECC PPIF Master Fund, L.P. made a distribution to Treasury in respect of certain settlement proceeds. 18/ On 12/31/2018, Western Asset Management Company made a distribution to Treasury in respect of certain settlement proceeds.
@FedFRASER