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U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Transactions Report - Investment Programs For Period Ending March 24, 2011 CAPITAL PURCHASE PROGRAM Seller Footnote 1b 11, 23 5/26/2010 Name of Institution Purchase Date 10/28/2008 Bank of America Corporation 10/28/2008 The Bank of New York Mellon Corporation Purchase Details City Charlotte New York State Investment Description Investment Amount NC NY Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ Treasury Investment Remaining After Capital Repayment Capital Repayment Details 15,000,000,000 3,000,000,000 Capital Repayment Remaining Capital Pricing Capital Amount Mechanism Repayment Date Amount (Loss) 6 Par 12/9/2009 4 $ 15,000,000,000 $ 0 Par 6/17/2009 4 $ 3,000,000,000 $ 0 Final Disposition Remaining Investment Description Final Disposition Date Warrants Warrants 3/3/2010 8/5/2009 Disposition Investment Description Warrants Warrants 15 1b Final Disposition Proceeds A $ R $ 25,000,000,000 Par $ $ $ $ $ $ $ $ $ $ 10,000,000,000 25,000,000,000 10,000,000,000 2,000,000,000 25,000,000,000 17,000,000 16,369,000 298,737,000 1,576,000,000 3,500,000,000 Par Par Par Par Par Par Par Par Par Par 11/14/2008 Broadway Financial Corporation Los Angeles CA Preferred Stock $ 9,000,000 Seattle Winston-Salem WA NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 200,000,000 3,133,640,000 Par Par Baltimore MD Preferred Stock w/ Warrants $ 151,500,000 OR TX AL VA TN OH OH Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ 214,181,000 2,250,000,000 3,500,000,000 3,555,199,000 866,540,000 1,398,071,000 2,500,000,000 Par Par Par Par Par Par Par 11/14/2008 Valley National Bancorp Wayne NJ Preferred Stock w/ Warrants $ 300,000,000 Par 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/21/2008 11/21/2008 11/21/2008 Zions Bancorporation Marshall & Ilsley Corporation U.S. Bancorp TCF Financial Corporation First Niagara Financial Group HF Financial Corp. Centerstate Banks of Florida Inc. Salt Lake City Milwaukee Minneapolis Wayzata Lockport Sioux Falls Davenport UT WI MN MN NY SD FL Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ 1,400,000,000 1,715,000,000 6,599,000,000 361,172,000 184,011,000 25,000,000 27,875,000 Par Par Par Par Par Par Par 11/21/2008 City National Corporation Beverly Hills CA Preferred Stock w/ Warrants $ 400,000,000 Par 11/21/2008 11/21/2008 First Community Bankshares Inc. Western Alliance Bancorporation Bluefield Las Vegas VA NV Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 41,500,000 140,000,000 Par Par 11/21/2008 29 9/24/2010 $ 0 Warrants 1/25/2011 Warrants A $ 10,000,000,000 25,000,000,000 10,000,000,000 2,000,000,000 25,000,000,000 $ $ $ $ $ 0 0 0 0 0 Warrants Warrants Warrants Warrants Warrants 7/22/2009 12/10/2009 8/12/2009 7/8/2009 5/20/2010 Warrants Warrants Warrants Warrants Warrants R A R R A 6/17/2009 4 $ 1,576,000,000 $ 0 Warrants 8/26/2009 5/27/2009 6/17/2009 4 $ $ 200,000,000 3,133,640,000 $ $ 0 0 Warrants Warrants 2/17/2010 3/17/2010 5 $ $ 214,181,000 2,250,000,000 $ $ 0 0 6/17/2009 12/22/2010 12/22/2010 4 $ $ $ 3,555,199,000 866,540,000 1,398,071,000 $ $ $ 0 0 0 4 $ 75,000,000 $ 225,000,000 9/23/2009 4 $ 125,000,000 $ 100,000,000 4 $ 100,000,000 $ 0 6/17/2009 4/22/2009 5/27/2009 6/3/2009 9/30/2009 4 $ $ $ $ $ 6,599,000,000 361,172,000 184,011,000 25,000,000 27,875,000 $ $ $ $ $ 0 0 0 0 0 12/30/2009 4 $ 200,000,000 $ 3/3/2010 7/8/2009 4 $ $ 200,000,000 41,500,000 $ $ 4 $ 100,000,000 $ 300,000,000 10/13/2010 4 $ 200,000,000 4 8/11/2010 12/22/2010 4 Par Portland Dallas Birmingham McLean Memphis Columbus Cleveland 25,000,000,000 $ $ $ $ $ ** Par Washington Federal, Inc. BB&T Corp. M&T Bank Corporation (Provident Bancshares Corp.) Umpqua Holdings Corp. Comerica Inc. Regions Financial Corporation Capital One Financial Corporation First Horizon National Corporation Huntington Bancshares KeyCorp $ 12/29/2010 $ Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants 4 3/3/2010 Common Stock w/ Warrants NY NY NY MA CA CA NC CA IL GA 23 12/23/2009 NY New York New York New York Boston San Francisco Redding Hendersonville San Francisco Chicago Atlanta 6/17/2009 6/17/2009 6/17/2009 6/17/2009 12/23/2009 6/3/2009 New York The Goldman Sachs Group, Inc. JPMorgan Chase & Co. Morgan Stanley State Street Corporation Wells Fargo & Company Bank of Commerce Holdings 1st FS Corporation UCBH Holdings, Inc. Northern Trust Corporation SunTrust Banks, Inc. 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 3a 11/24/2009 Citigroup Inc. 10/28/2008 10/28/2008 10/28/2008 10/28/2008 10/28/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 14 10/28/2008 186,342,969 136,000,000 Webster Financial Corporation Waterbury CT Preferred Stock w/ Warrants $ 400,000,000 Par 11/21/2008 Pacific Capital Bancorp Santa Barbara CA Common Stock w/ Warrants $ 195,045,000 Heritage Commerce Corp. Ameris Bancorp Porter Bancorp Inc. Banner Corporation Cascade Financial Corporation Columbia Banking System, Inc. Heritage Financial Corporation San Jose Moultrie Louisville Walla Walla Everett Tacoma Olympia CA GA KY WA WA WA WA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ 40,000,000 52,000,000 35,000,000 124,000,000 38,970,000 76,898,000 24,000,000 Par Par Par Par Par Par Par 4 5 4 4 4 4 4 4 5 4 5 5 200,000,000 0 0 1,100,000,000 950,318,243 950,000,000 60,000,000 849,014,998 Warrants R $ 87,000,000 3/9/2010 7/22/2009 Warrants Warrants A $ R $ 15,623,222 67,010,402 Warrants Warrants 3/31/2010 5/6/2010 Warrants Warrants R $ A $ 4,500,000 183,673,472 Warrants Warrants Warrants 12/3/2009 3/9/2011 1/19/2011 Warrants Warrants Warrants A $ R $ R $ 148,731,030 79,700,000 49,100,000 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants 5/18/2010 Warrants A $ 5,571,592 7/15/2009 12/15/2009 6/24/2009 6/30/2009 10/28/2009 Warrants Warrants Warrants Warrants Warrants 4/7/2010 Warrants 9/1/2010 Warrants Warrants Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants Warrants Warrants 100,000,000 $ $200,000,000 $ 0 $ $ 0 0 Warrants Warrants 9 R A R R R 9 $ $ $ $ $ 139,000,000 9,599,964 2,700,000 650,000 212,000 R $ 9 18,500,000 R $ 3,301,647 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants 76,898,000 24,000,000 9 Par 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 4 54,621,849 $ $ $ $ $ 4 $ $ 9 Page 1 of 13 Seller Footnote Purchase Date 11/21/2008 11/21/2008 Purchase Details Name of Institution First PacTrust Bancorp, Inc. Severn Bancorp, Inc. City Chula Vista Annapolis State CA MD Investment Description Preferred Stock w/ Warrants Preferred Stock w/ Warrants Investment Amount $ $ Treasury Investment Remaining After Capital Repayment Capital Repayment Details 19,300,000 23,393,000 Pricing Capital Mechanism Repayment Date Par Par 12/15/2010 4 Capital Repayment Amount (Loss) 6 $ 19,300,000 Remaining Capital Amount $ 0 Final Disposition Remaining Investment Description Final Disposition Date Disposition Investment Description 15 Final Disposition Proceeds Warrants 1/5/2011 Warrants R $ 1,003,227 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 Boston Private Financial Holdings, Inc. Associated Banc-Corp Trustmark Corporation First Community Corporation Taylor Capital Group Nara Bancorp, Inc. Boston MA 12/5/2008 Midwest Banc Holdings, Inc. Melrose Park 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 MB Financial Inc. First Midwest Bancorp, Inc. United Community Banks, Inc. WesBanco, Inc. Encore Bancshares Inc. Manhattan Bancorp Iberiabank Corporation Chicago Itasca Blairsville Wheeling Houston El Segundo Lafayette IL IL GA WV TX CA LA 12/5/2008 Eagle Bancorp, Inc. Bethesda MD Preferred Stock w/ Warrants $ 154,000,000 12/5/2008 Sandy Spring Bancorp, Inc. Olney IL MD Preferred Stock w/ Warrants 2/1/2011 Warrants A $ 6,352,500 $ 50,000,000 $ 4 $ 104,000,000 $ 0 12/9/2009 4 $ 215,000,000 $ 0 Warrants 12/30/2009 Warrants R $ 10,000,000 R $ 950,000 R $ R $ 63,364 1,200,000 R $ 4,450,000 104,000,000 $ 89,388,000 Par $ $ $ $ $ $ $ 196,000,000 193,000,000 180,000,000 75,000,000 34,000,000 1,700,000 90,000,000 Par Par Par Par Par Par Par 9/9/2009 4 $ 75,000,000 $ 0 Warrants 12/23/2009 Warrants 9/16/2009 3/31/2009 4 $ $ 1,700,000 90,000,000 $ $ 0 0 10/14/2009 5/20/2009 Warrants Warrants $ 38,235,000 Par 12/23/2009 5 $ 15,000,000 $ 23,235,000 7/21/2010 4 $ 41,547,000 $ 41,547,000 2/23/2011 Warrants 4 $ 41,547,000 $ 0 Warrants Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants 83,094,000 Par Par Par Par Par 4 $ $ $ $ $ $ 525,000,000 215,000,000 11,350,000 104,823,000 67,000,000 Par 12/15/2010 14, 20 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Mandatorily Convertible Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Green Bay Jackson Lexington Rosemont Los Angeles WI MS SC IL CA Preferred Stock w/ Warrants 1/13/2010 6/16/2010 11/21/2008 Preferred Stock w/ Warrants Warrants Par 5 9 12/5/2008 12/5/2008 32 9/30/2010 24 35 Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 9,950,000 306,546,000 Par Par 12/29/2010 4 $ 306,546,000 $ 0 Warrants 1/26/2011 Warrants 9 R $ 14,500,000 12/5/2008 South Financial Group, Inc. Greenville SC Preferred Stock w/ Warrants $ 347,000,000 Par 9/30/2010 26 $ 130,179,219 $ 0 Warrants 9/30/2010 Warrants 26 R $ 400,000 Great Southern Bancorp Cathay General Bancorp Southern Community Financial Corp. Springfield Los Angeles Winston-Salem MO CA NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 58,000,000 258,000,000 42,750,000 Par Par Par Ontario CA Preferred Stock w/ Warrants $ 130,000,000 Par 8/26/2009 4 CVB Financial Corp $ 97,500,000 $ Warrants 9 R $ 1,307,000 4 $ 32,500,000 $ 0 Preferred Stock w/ Warrants Warrants 10/28/2009 9/2/2009 12 FL CA 12/5/2008 17 Fernandina Beach Pasadena 12/5/2008 12/5/2008 12/5/2008 26 9/30/2010 Coastal Banking Company, Inc. East West Bancorp 3/31/2009 4 $ 28,000,000 $ 0 Warrants 9/30/2010 32 $ 12,119,637 $ 0 Warrants 9/30/2010 Warrants 32 R $ 40,000 7/15/2009 4 $ 7,000,000 $ 0 Warrants 9/2/2009 Warrants R $ 225,000 4 $ $ 100,000,000 41,279,000 $ $ 0 0 Warrants N/A 5/8/2009 N/A Warrants N/A R $ - 1,200,000 N/A 0 Warrants 6/16/2010 Warrants R $ 6,820,000 1/19/2011 Warrants R $ 5,269,179 3/10/2010 Warrants A $ 11,320,751 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 First Defiance Financial Corp. First Financial Holdings Inc. Superior Bancorp Inc. Southwest Bancorp, Inc. Popular, Inc. Blue Valley Ban Corp Central Federal Corporation Bank of Marin Bancorp BNC Bancorp Central Bancorp, Inc. Southern Missouri Bancorp, Inc. State Bancorp, Inc. Defiance Charleston Birmingham Stillwater San Juan Overland Park Fairlawn Novato Thomasville Somerville Poplar Bluff Jericho OH SC AL OK PR KS OH CA NC MA MO NY Preferred Stock w/ Warrants Preferred Stock w/ Warrants Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ 37,000,000 65,000,000 69,000,000 70,000,000 935,000,000 21,750,000 7,225,000 28,000,000 31,260,000 10,000,000 9,550,000 36,842,000 Par Par Par Par Par Par Par Par Par Par Par Par 12/5/2008 TIB Financial Corp Naples FL Preferred Stock w/ Warrants $ 37,000,000 Par 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 Unity Bancorp, Inc. Old Line Bancshares, Inc. FPB Bancorp, Inc. Sterling Financial Corporation Oak Valley Bancorp Old National Bancorp Capital Bank Corporation Pacific International Bancorp SVB Financial Group LNB Bancorp Inc. Wilmington Trust Corporation Clinton Bowie Port St. Lucie Spokane Oakdale Evansville Raleigh Seattle Santa Clara Lorain Wilmington NJ MD FL WA CA IN NC WA CA OH DE Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Common Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ 20,649,000 7,000,000 5,800,000 303,000,000 13,500,000 100,000,000 41,279,000 6,500,000 235,000,000 25,223,000 330,000,000 Par Par Par Par Par Par Par Par Par Par Par 12/12/2008 Susquehanna Bancshares, Inc Lititz PA Preferred Stock w/ Warrants $ 300,000,000 Par 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 Signature Bank HopFed Bancorp Citizens Republic Bancorp, Inc. Indiana Community Bancorp Bank of the Ozarks, Inc. Center Financial Corporation NewBridge Bancorp Sterling Bancshares, Inc. New York Hopkinsville Flint Columbus Little Rock Los Angeles Greensboro Houston NY KY MI IN AR CA NC TX Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ 120,000,000 18,400,000 300,000,000 21,500,000 75,000,000 55,000,000 52,372,000 125,198,000 Par Par Par Par Par Par Par Par 3/31/2009 1/28/2011 35 32,500,000 35 12/23/2009 5 $ 235,000,000 $ 4/21/2010 4 $ 200,000,000 $ 12/22/2010 3/31/2009 4 $ $ 100,000,000 120,000,000 $ $ 0 0 Preferred Stock w/ Warrants Warrants Warrants 11/4/2009 4 $ 75,000,000 $ 0 Warrants 11/24/2009 Warrants R $ 2,650,000 5/5/2009 4 $ 125,198,000 $ 0 Warrants 6/9/2010 Warrants A $ 3,007,891 4 100,000,000 9 Page 2 of 13 Seller Footnote Purchase Date 12/12/2008 12/12/2008 12/12/2008 12/12/2008 Purchase Details Name of Institution State Investment Amount 45,220,000 76,458,000 62,158,000 16,019,000 Par Par Par Par Capital Repayment Amount (Loss) 6 Remaining Capital Amount 45,220,000 $ 0 Warrants 9/8/2010 Warrants 4/7/2010 3/16/2011 4 $ $ 10,000,000 150,000,000 $ $ 0 0 Warrants Warrants 4/7/2010 11/18/2009 4 $ 15,000,000 $ 0 Warrants 11/24/2009 4 $ 22,000,000 $ 0 Warrants Independent Bank Corporation Ionia MI Nashville Litchfield Boyertown Lewiston Gastonia Arlington Pittsburgh North Andover Sandpoint Goleta Columbus Franklin Glen Allen Mobile St. Louis Millersburg Santa Rosa Wyomissing Boston New Orleans Hartford Denver Atascadero Stuart TN CT PA ME NC VA PA MA ID CA GA TN VA AL MO PA CA PA MA LA CT CO CA FL Horizon Bancorp Michigan City IN Preferred Stock w/ Warrants $ 25,000,000 Par 11/10/2010 4 $ 6,250,000 $ 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 Fidelity Southern Corporation Community Financial Corporation Berkshire Hills Bancorp, Inc. First California Financial Group, Inc AmeriServ Financial, Inc Atlanta Staunton Pittsfield Westlake Village Johnstown GA VA MA CA PA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ 48,200,000 12,643,000 40,000,000 25,000,000 21,000,000 Par Par Par Par Par 5/27/2009 4 $ 40,000,000 $ 74,426,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 15 9 Final Disposition Proceeds R $ 4,753,985 Warrants R $ 1,488,046 12/16/2009 Warrants R $ 560,000 12/16/2009 Warrants R $ 568,700 6/24/2009 Warrants R $ 1,040,000 A $ R $ R $ 25,964,061 900,000 260,000 R $ 450,000 Par 95,000,000 10,000,000 150,000,000 4,227,000 20,500,000 71,000,000 7,000,000 15,000,000 27,000,000 15,600,000 967,870,000 30,000,000 17,680,000 50,000,000 35,000,000 10,000,000 8,500,000 25,000,000 22,000,000 300,000,000 5,448,000 64,450,000 4,000,000 50,000,000 Disposition Investment Description $ Pinnacle Financial Partners, Inc. First Litchfield Financial Corporation National Penn Bancshares, Inc. Northeast Bancorp Citizens South Banking Corporation Virginia Commerce Bancorp Fidelity Bancorp, Inc. LSB Corporation Intermountain Community Bancorp Community West Bancshares Synovus Financial Corp. Tennessee Commerce Bancorp, Inc. Community Bankers Trust Corporation BancTrust Financial Group, Inc. Enterprise Financial Services Corp. Mid Penn Bancorp, Inc. Summit State Bank VIST Financial Corp. Wainwright Bank & Trust Company Whitney Holding Corporation The Connecticut Bank and Trust Company CoBiz Financial Inc. Santa Lucia Bancorp Seacoast Banking Corporation of Florida $ Final Disposition Final Disposition Date 3/10/2010 12/12/2008 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Remaining Investment Description 5 12/19/2008 30 9/29/2010 $ $ $ $ Pricing Capital Mechanism Repayment Date Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Mandatorily Convertible Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Wilmington Portsmouth Los Angeles Roanoke DE VA CA VA Investment Description 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 22 The Bancorp, Inc. TowneBank Wilshire Bancorp, Inc. Valley Financial Corporation City Treasury Investment Remaining After Capital Repayment Capital Repayment Details 4 18,750,000 0 Preferred Stock w/ Warrants Warrants Aiken SC Preferred Stock w/ Warrants $ 18,000,000 Par 9/29/2010 4 $ 18,000,000 $ 0 Warrants Wintrust Financial Corporation Flushing Financial Corporation Monarch Financial Holdings, Inc. StellarOne Corporation Union First Market Bankshares Corporation (Union Bankshares Corporation) Tidelands Bancshares, Inc Bancorp Rhode Island, Inc. Hawthorn Bancshares, Inc. The Elmira Savings Bank, FSB Alliance Financial Corporation Heartland Financial USA, Inc. Lake Forest Lake Success Chesapeake Charlottesville IL NY VA VA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 250,000,000 70,000,000 14,700,000 30,000,000 Par Par Par Par 12/22/2010 10/28/2009 12/23/2009 4 $ $ $ 250,000,000 70,000,000 14,700,000 $ $ $ 0 0 0 Warrants Warrants Warrants 2/8/2011 12/30/2009 2/10/2010 Warrants Warrants Warrants Bowling Green VA Preferred Stock w/ Warrants $ 59,000,000 Par 11/18/2009 5 $ 59,000,000 $ 0 Warrants 12/23/2009 Warrants Mt. Pleasant Providence Lee's Summit Elmira Syracuse Dubuque SC RI MO NY NY IA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ 14,448,000 30,000,000 30,255,000 9,090,000 26,918,000 81,698,000 Par Par Par Par Par Par 8/5/2009 4 $ 30,000,000 $ 0 Warrants 9/30/2009 Warrants R $ 1,400,000 5/13/2009 4 $ 26,918,000 $ 0 Warrants 6/17/2009 Warrants R $ 900,000 12/19/2008 2 2 2 2, 3 2 2 2 2 2 2 2 2 2 2 Security Federal Corporation 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 18 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 Citizens First Corporation Bowling Green KY Preferred Stock w/ Warrants $ 8,779,000 Par 2/16/2011 4 $ 2,212,308 $ 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/23/2008 FFW Corporation Plains Capital Corporation Tri-County Financial Corporation OneUnited Bank Patriot Bancshares, Inc. Pacific City Financial Corporation Marquette National Corporation Exchange Bank Monadnock Bancorp, Inc. Bridgeview Bancorp, Inc. Fidelity Financial Corporation Patapsco Bancorp, Inc. NCAL Bancorp FCB Bancorp, Inc. First Financial Bancorp Wabash Dallas Waldorf Boston Houston Los Angeles Chicago Santa Rosa Peterborough Bridgeview Wichita Dundalk Los Angeles Louisville Cincinnati IN TX MD MA TX CA IL CA NH IL KS MD CA KY OH Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 7,289,000 87,631,000 15,540,000 12,063,000 26,038,000 16,200,000 35,500,000 43,000,000 1,834,000 38,000,000 36,282,000 6,000,000 10,000,000 9,294,000 80,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 2/24/2010 5 $ 80,000,000 $ 6/2/2010 Warrants A $ 3,116,284 12/19/2008 5 5 6,566,692 0 9 9 9 Preferred Stock w/ Warrants Warrants 9 Page 3 of 13 Seller Footnote Purchase Date Purchase Details Name of Institution City State Investment Description Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Capital Mechanism Repayment Date Capital Repayment Amount (Loss) 6 Remaining Capital Amount Bridge Capital Holdings San Jose CA Preferred Stock w/ Warrants 4 $ 15,000,000 $ 4 $ 8,864,000 $ 8,864,000 0 Laredo Seattle Buffalo Emlenton Newark Greeneville Elkton TX WA NY PA OH TN MD Financial Institutions, Inc. Warsaw NY Preferred Stock w/ Warrants $ 37,515,000 Par 2/23/2011 4 $ 12,505,000 $ Fulton Financial Corporation Lancaster PA Preferred Stock w/ Warrants $ 376,500,000 Par 7/14/2010 4 $ 376,500,000 $ 0 Preferred Stock w/ Warrants Warrants 12/23/2008 United Bancorporation of Alabama, Inc. Atmore AL Preferred Stock w/ Warrants $ 10,300,000 Par 9/3/2010 4 $ 10,300,000 $ 0 MutualFirst Financial, Inc. BCSB Bancorp, Inc. HMN Financial, Inc. Muncie Baltimore Rochester IN MD MN Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 32,382,000 10,800,000 26,000,000 Par Par Par 1/26/2011 4 $ 10,800,000 $ 0 Final Disposition Proceeds Warrants Par Par Par Par Par Par Par 10/27/2010 11/24/2010 4 $ $ 12,000,000 11,300,000 $ $ 0 0 8/20/2010 4 $ 5,500,000 $ 11/24/2010 4 $ 5,830,000 $ 11/24/2009 4 $ 3,455,000 $ 12/30/2010 4 $ 4,700,000 $ 0 2/10/2010 2/2/2011 4 $ $ 7,579,200,000 3,408,000,000 $ $ 2/8/2010 16 $ 12/9/2009 4/22/2009 4 $ $ 4 3/2/2011 4 10/7/2009 12/23/2008 First Community Bank Corporation of America Pinellas Park FL Preferred Stock w/ Warrants $ 10,685,000 Sterling Bancorp Intervest Bancshares Corporation Peoples Bancorp of North Carolina, Inc. Parkvale Financial Corporation Timberland Bancorp, Inc. 1st Constitution Bancorp Central Jersey Bancorp Western Illinois Bancshares Inc. Saigon National Bank Capital Pacific Bancorp Uwharrie Capital Corp New York New York Newton Monroeville Hoquiam Cranbury Oakhurst Monmouth Westminster Portland Albemarle NY NY NC PA WA NJ NJ IL CA OR NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ 42,000,000 25,000,000 25,054,000 31,762,000 16,641,000 12,000,000 11,300,000 6,855,000 1,549,000 4,000,000 10,000,000 Par Par Par Par Par Par Par Par Par Par Par 25,010,000 9/8/2010 Warrants R $ 10,800,000 Warrants Warrants 12/1/2010 Warrants R $ 319,659 0 N/A N/A N/A 0 Preferred Stock 2 11/24/2010 Preferred Stock 2, 7 R $ 292,000 Preferred Stock 2 12/30/2010 Preferred Stock 2, 7 R $ 235,000 0 0 Warrants Warrants 4/29/2010 3/16/2011 Warrants Warrants A $ R $ 324,195,686 280,025,936 $ 0 N/A N/A N/A 10,000,000,000 125,000,000 $ $ 0 0 Warrants Warrants 3/3/2010 5/27/2009 Warrants Warrants $ 7,172,000 $ 21,513,000 $ 7,172,000 $ 14,341,000 4 $ 5,000,000 $ 0 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants 4/8/2009 4 $ 89,310,000 $ 0 Warrants 5/27/2009 6/17/2009 4 $ 3,388,890,000 $ 0 Warrants 7/29/2009 Par 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 Mission Valley Bancorp Sun Valley CA Preferred Stock $ 5,500,000 Par 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/31/2008 12/31/2008 12/31/2008 The Little Bank, Incorporated Pacific Commerce Bank Citizens Community Bank Seacoast Commerce Bank TCNB Financial Corp. Leader Bancorp, Inc. Nicolet Bankshares, Inc. Magna Bank Western Community Bancshares, Inc. Community Investors Bancorp, Inc. Capital Bancorp, Inc. Cache Valley Banking Company Citizens Bancorp Tennessee Valley Financial Holdings, Inc. Pacific Coast Bankers' Bancshares SunTrust Banks, Inc. The PNC Financial Services Group Inc. Fifth Third Bancorp Kinston Los Angeles South Hill Chula Vista Dayton Arlington Green Bay Memphis Palm Desert Bucyrus Rockville Logan Nevada City Oak Ridge San Francisco Atlanta Pittsburgh Cincinnati NC CA VA CA OH MA WI TN CA OH MD UT CA TN CA GA PA OH Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 7,500,000 4,060,000 3,000,000 1,800,000 2,000,000 5,830,000 14,964,000 13,795,000 7,290,000 2,600,000 4,700,000 4,767,000 10,400,000 3,000,000 11,600,000 1,350,000,000 7,579,200,000 3,408,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 12/31/2008 Hampton Roads Bankshares, Inc. Norfolk VA Common Stock w/ Warrants $ 80,347,000 CIT Group Inc. West Bancorporation, Inc. First Banks, Inc. Bank of America Corporation FirstMerit Corporation Farmers Capital Bank Corporation New York West Des Moines Clayton Charlotte Akron Frankfort NY IA MO NC OH KY Contingent Value Rights Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ 2,330,000,000 36,000,000 295,400,000 10,000,000,000 125,000,000 30,000,000 Par Par Par Par Par Par Peapack-Gladstone Financial Corporation Gladstone NJ Preferred Stock w/ Warrants $ 28,685,000 4 4 10,340,000 Par - N/A Preferred Stock 2 Par 12/31/2008 12/31/2008 12/31/2008 1/9/2009 1/9/2009 1/9/2009 1/9/2009 37 15 Warrants 1/6/2010 2 1a, 1b Disposition Investment Description Warrants International Bancshares Corporation First Sound Bank M&T Bank Corporation Emclaire Financial Corp. Park National Corporation Green Bankshares, Inc. Cecil Bancorp, Inc. 12/23/2008 12/23/2008 12/23/2008 31 9/30/2010 16 Final Disposition Final Disposition Date Preferred Stock w/ Warrants 12/23/2008 2 2 2 2 3, 30 8/20/2010 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 216,000,000 7,400,000 600,000,000 7,500,000 100,000,000 72,278,000 11,560,000 Par 12/23/2008 393/11/2011 $ $ $ $ $ $ $ 23,864,000 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 30 9/3/2010 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ 2/23/2011 3/16/2011 12/23/2008 Remaining Investment Description 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 Commerce National Bank The First Bancorp, Inc. Sun Bancorp, Inc. Crescent Financial Corporation American Express Company Central Pacific Financial Corp. Newport Beach Damariscotta Vineland Cary New York Honolulu CA ME NJ NC NY HI Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Common Stock w/ Warrants $ $ $ $ $ $ 5,000,000 25,000,000 89,310,000 24,900,000 3,388,890,000 135,000,000 Par Par Par Par Par Par 4 0 N/A 1b A $ R $ 124,228,646 5,025,000 Warrants R $ 2,100,000 Warrants R $ 340,000,000 Page 4 of 13 Seller Footnote 33 2 2 2 2 2 3 2 2 2 2 2 2 2 2 2 2 28 7/20/2010 Name of Institution Purchase Date 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 Purchase Details City State Investment Description Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Mandatorily Convertible Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Centrue Financial Corporation Eastern Virginia Bankshares, Inc. Colony Bankcorp, Inc. Independent Bank Corp. Cadence Financial Corporation LCNB Corp. Center Bancorp, Inc. F.N.B. Corporation C&F Financial Corporation North Central Bancshares, Inc. Carolina Bank Holdings, Inc. First Bancorp First Financial Service Corporation Codorus Valley Bancorp, Inc. MidSouth Bancorp, Inc. First Security Group, Inc. Shore Bancshares, Inc. The Queensborough Company American State Bancshares, Inc. Security California Bancorp Security Business Bancorp Sound Banking Company Mission Community Bancorp Redwood Financial Inc. Surrey Bancorp Independence Bank Valley Community Bank Rising Sun Bancorp Community Trust Financial Corporation GrandSouth Bancorporation Texas National Bancorporation Congaree Bancshares, Inc. New York Private Bank & Trust Corporation Home Bancshares, Inc. Washington Banking Company New Hampshire Thrift Bancshares, Inc. Bar Harbor Bankshares Somerset Hills Bancorp SCBT Financial Corporation S&T Bancorp ECB Bancorp, Inc. St. Louis Tappahannock Fitzgerald Rockland Starkville Lebanon Union Hermitage West Point Fort Dodge Greensboro Troy Elizabethtown York Lafayette Chattanooga Easton Louisville Great Bend Riverside San Diego Morehead City San Luis Obispo Redwood Falls Mount Airy East Greenwich Pleasanton Rising Sun Ruston Greenville Jacksonville Cayce New York Conway Oak Harbor Newport Bar Harbor Bernardsville Columbia Indiana Engelhard MO VA GA MA MS OH NJ PA VA IA NC NC KY PA LA TN MD GA KS CA CA NC CA MN NC RI CA MD LA SC TX SC NY AR WA NH ME NJ SC PA NC Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Capital Mechanism Repayment Date $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 32,668,000 24,000,000 28,000,000 78,158,000 44,000,000 13,400,000 10,000,000 100,000,000 20,000,000 10,200,000 16,000,000 65,000,000 20,000,000 16,500,000 20,000,000 33,000,000 25,000,000 12,000,000 6,000,000 6,815,000 5,803,000 3,070,000 5,116,000 2,995,000 2,000,000 1,065,000 5,500,000 5,983,000 24,000,000 9,000,000 3,981,000 3,285,000 267,274,000 50,000,000 26,380,000 10,000,000 18,751,000 7,414,000 64,779,000 108,676,000 17,949,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par $ 424,174,000 75,000,000 36,000,000 Remaining Capital Amount Final Disposition Date 5/27/2009 N/A Warrants N/A Disposition Investment Description 4 4/22/2009 3/4/2011 10/21/2009 33 $ $ $ 78,158,000 38,000,000 13,400,000 $ $ $ 0 0 0 Warrants N/A Warrants 2 2 2 2 2, 19 3, 30 9/29/2010 2 2 2 2 2 2 2 Final Disposition Proceeds 9/9/2009 4 $ 100,000,000 $ 0 Warrants 4/15/2009 4 $ 25,000,000 $ 0 Warrants 12/29/2010 4 $ 2,000,000 $ 0 Preferred Stock2 12/29/2010 Preferred Stock 5/19/2010 4 $ 3,981,000 $ 0 Preferred Stock 2 5/19/2010 1/12/2011 4 $ 26,380,000 $ 0 Warrants 3/2/2011 2/24/2010 5/20/2009 5/20/2009 5 Par Par 5/13/2009 4 R $ 2,200,000 N/A 2, 7 R $ 100,000 Preferred Stock 2, 7 R $ 199,000 Warrants 9 R $ 1,625,000 9 R $ R $ R $ 250,000 275,000 1,400,000 A $ 6,709,061 $ $ $ 18,751,000 7,414,000 64,779,000 $ $ $ 0 0 0 Warrants Warrants Warrants 7/28/2010 6/24/2009 6/24/2009 Warrants Warrants Warrants 4 $ 75,000,000 $ 0 Warrants 3/11/2010 Warrants 4 4 1/16/2009 First BanCorp San Juan PR 1/16/2009 1/16/2009 3, 30 8/27/2010 15 Par $ $ Capital Repayment Amount (Loss) 6 Final Disposition Remaining Investment Description Texas Capital Bancshares, Inc. Yadkin Valley Financial Corporation Dallas Elkin TX NC 1/16/2009 Carver Bancorp, Inc New York NY Preferred Stock $ 18,980,000 Par 8/27/2010 4 $ 18,980,000 $ 0 N/A N/A N/A 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 Citizens & Northern Corporation MainSource Financial Group, Inc. MetroCorp Bancshares, Inc. United Bancorp, Inc. Old Second Bancorp, Inc. Pulaski Financial Corp OceanFirst Financial Corp. Community 1st Bank TCB Holding Company, Texas Community Bank Centra Financial Holdings, Inc. First Bankers Trustshares, Inc. Pacific Coast National Bancorp Wellsboro Greensburg Houston Tecumseh Aurora Creve Coeur Toms River Roseville The Woodlands Morgantown Quincy San Clemente PA IN TX MI IL MO NJ CA TX WV IL CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ 26,440,000 57,000,000 45,000,000 20,600,000 73,000,000 32,538,000 38,263,000 2,550,000 11,730,000 15,000,000 10,000,000 4,120,000 Par Par Par Par Par Par Par Par Par Par Par Par 8/4/2010 4 $ 26,440,000 $ 0 Warrants 9/1/2010 Warrants 12/30/2009 5 $ 38,263,000 $ 0 Warrants 2/3/2010 Warrants 3/31/2009 4 $ 15,000,000 $ 0 Preferred Stock 2 4/15/2009 Preferred Stock 1/16/2009 Community Bank of the Bay Oakland CA Preferred Stock $ 1,747,000 Par 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 Redwood Capital Bancorp Syringa Bancorp Idaho Bancorp Puget Sound Bank United Financial Banking Companies, Inc. Dickinson Financial Corporation II The Baraboo Bancorporation Eureka Boise Boise Bellevue Vienna Kansas City Baraboo CA ID ID WA VA MO WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 3,800,000 8,000,000 6,900,000 4,500,000 5,658,000 146,053,000 20,749,000 Par Par Par Par Par Par Par 2/11/2010 19 $ $ 0 N/A N/A 4 $ 1,747,000 $ 0 N/A N/A N/A 12/15/2010 4 $ 3,000,000 $ 0 2,658,000 N/A 400,000 9 R $ 430,797 2, 7 R $ 750,000 N/A 9/29/2010 R $ N/A - N/A Preferred Stock 2 Page 5 of 13 Seller Purchase Details Name of Institution City State Investment Description Investment Amount Pricing Capital Mechanism Repayment Date Footnote Purchase Date 2 2 2 2 3, 30 8/6/2010 2 2, 36 1/16/2009 1/16/2009 1/16/2009 1/16/2009 Bank of Commerce State Bankshares, Inc. BNCCORP, Inc. First Manitowoc Bancorp, Inc. Charlotte Fargo Bismarck Manitowoc NC ND ND WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 3,000,000 50,000,000 20,093,000 12,000,000 Par Par Par Par 1/16/2009 Southern Bancorp, Inc. Arkadelphia AR Preferred Stock $ 11,000,000 Par 1/16/2009 1/16/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 Morrill Bancshares, Inc. Treaty Oak Bancorp, Inc. 1st Source Corporation Princeton National Bancorp, Inc. AB&T Financial Corporation First Citizens Banc Corp WSFS Financial Corporation Commonwealth Business Bank Three Shores Bancorporation, Inc. (Seaside National Bank & Trust) Merriam Austin South Bend Princeton Gastonia Sandusky Wilmington Los Angeles KS TX IN IL NC OH DE CA Preferred Stock w/ Exercised Warrants Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ 13,000,000 3,268,000 111,000,000 25,083,000 3,500,000 23,184,000 52,625,000 7,701,000 Par Par Par Par Par Par Par Par 2 2, 13 12/4/2009 FL Preferred Stock w/ Exercised Warrants $ 5,677,000 CA Preferred Stock w/ Exercised Warrants $ 4,656,000 CA CA FL IL TN VA CA WA MO AR MN MS IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ 1,968,000 4,900,000 6,514,000 10,189,000 6,216,000 8,752,000 3,300,000 6,800,000 1,037,000 57,500,000 10,650,000 15,500,000 5,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par 1/23/2009 FPB Financial Corp. Hammond LA Preferred Stock w/ Exercised Warrants $ 3,240,000 Par 1/23/2009 Stonebridge Financial Corp. West Chester PA Preferred Stock w/ Exercised Warrants $ 10,973,000 Peoples Bancorp Inc. Marietta OH Preferred Stock w/ Warrants $ 39,000,000 Par 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 Anchor BanCorp Wisconsin Inc. Parke Bancorp, Inc. Central Virginia Bankshares, Inc. Flagstar Bancorp, Inc. Middleburg Financial Corporation Peninsula Bank Holding Co. PrivateBancorp, Inc. Central Valley Community Bancorp Plumas Bancorp Stewardship Financial Corporation Oak Ridge Financial Services, Inc. First United Corporation Community Partners Bancorp Guaranty Federal Bancshares, Inc. Annapolis Bancorp, Inc. DNB Financial Corporation Firstbank Corporation Valley Commerce Bancorp Greer Bancshares Incorporated Ojai Community Bank Adbanc, Inc Beach Business Bank Legacy Bancorp, Inc. First Southern Bancorp, Inc. Country Bank Shares, Inc. Katahdin Bankshares Corp. Rogers Bancshares, Inc. UBT Bancshares, Inc. Bankers' Bank of the West Bancorp, Inc. W.T.B. Financial Corporation AMB Financial Corp. Goldwater Bank, N.A. Equity Bancshares, Inc. Madison Sewell Powhatan Troy Middleburg Palo Alto Chicago Fresno Quincy Midland Park Oak Ridge Oakland Middletown Springfield Annapolis Downingtown Alma Visalia Greer Ojai Ogallala Manhattan Beach Milwaukee Boca Raton Milford Houlton Little Rock Marysville Denver Spokane Munster Scottsdale Wichita WI NJ VA MI VA CA IL CA CA NJ NC MD NJ MO MD PA MI CA SC CA NE CA WI FL NE ME AR KS CO WA IN AZ KS Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 110,000,000 16,288,000 11,385,000 266,657,000 22,000,000 6,000,000 243,815,000 7,000,000 11,949,000 10,000,000 7,700,000 30,000,000 9,000,000 17,000,000 8,152,000 11,750,000 33,000,000 7,700,000 9,993,000 2,080,000 12,720,000 6,000,000 5,498,000 10,900,000 7,525,000 10,449,000 25,000,000 8,950,000 12,639,000 110,000,000 3,674,000 2,568,000 8,750,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Disposition Investment Description 8/12/2009 4 $ 12,500,000 $ 5/27/2009 4 $ 12,000,000 $ 0 Preferred Stock 2 5/27/2009 Preferred Stock 8/6/2010 4 $ 11,000,000 $ 0 N/A N/A N/A 2/15/2011 12/29/2010 36 $ $ 500,000 111,000,000 $ $ 0 0 Warrants Warrants 3/9/2011 Warrants 4/22/2009 4 $ 4,900,000 $ 0 Preferred Stock 2 4/22/2009 Preferred Stock 12/23/2009 4 $ 10,189,000 $ 0 Preferred Stock 2 12/23/2009 12/8/2010 4 $ 3,300,000 $ 0 Preferred Stock 2 12/16/2009 6/16/2010 4 $ $ 1,000,000 2,240,000 $ $ 2,240,000 0 Preferred Stock 2 Preferred Stock 2 2/2/2011 4 $ 21,000,000 $ 18,000,000 5 $ 22,000,000 $ 0 Warrants 6/16/2010 4 $ 10,900,000 $ 0 Preferred Stock 2 Final Disposition Proceeds Preferred Stock w/ Warrants 12/23/2009 15 4 37,500,000 Preferred Stock 2 2, 7 R $ - 600,000 N/A R $ 3,750,000 2, 7 R $ 245,000 Preferred Stock 2, 7 R $ 509,000 12/8/2010 Preferred Stock 2, 7 R $ 165,000 6/16/2010 Preferred Stock 2, 7 R $ 162,000 6/16/2010 Preferred Stock 2, 7 R $ 545,000 Par 1/30/2009 Remaining Capital Amount Final Disposition Date Par Fresno First Bank First ULB Corp. Alarion Financial Services, Inc. Midland States Bancorp, Inc. Moscow Bancshares, Inc. Farmers Bank California Oaks State Bank Pierce County Bancorp Calvert Financial Corporation Liberty Bancshares, Inc. Crosstown Holding Company BankFirst Capital Corporation Southern Illinois Bancorp, Inc. Capital Repayment Amount (Loss) 6 Final Disposition Remaining Investment Description Par Rancho Santa Margarita Fresno Oakland Ocala Effingham Moscow Windsor Thousand Oaks Tacoma Ashland Jonesboro Blaine Macon Carmi 1/23/2009 2 1/23/2009 CalWest Bancorp 2 2 2 2 2 2 2 2, 25 2 2 2 2 2 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 2 2 2 2 2 2 2 3, 25 2 2 2 2 2 2 2 2 2 2 Treasury Investment Remaining After Capital Repayment Capital Repayment Details Orlando 4 Page 6 of 13 Seller Footnote 2, 13 10/30/2009 2 2 2 2 2 2 2 Purchase Date 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 2/6/2009 Purchase Details Name of Institution WashingtonFirst Bankshares, Inc. (WashingtonFirst Bank) Central Bancshares, Inc. Hilltop Community Bancorp, Inc. Northway Financial, Inc. Monument Bank Metro City Bank F & M Bancshares, Inc. First Resource Bank City State Investment Description Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Capital Mechanism Repayment Date Reston VA Preferred Stock w/ Exercised Warrants $ 6,633,000 MidWestOne Financial Group, Inc. TX NJ NH MD GA TN PA IA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ 5,800,000 4,000,000 10,000,000 4,734,000 7,700,000 4,609,000 2,600,000 16,000,000 Par Par Par Par Par Par Par Par Lakeland Bancorp, Inc. Oak Ridge Preferred Stock w/ Warrants $ 59,000,000 Preferred Stock 2 Remaining Capital Amount Par Final Disposition Date 4/21/2010 Preferred Stock Disposition Investment Description 15 Final Disposition Proceeds Par Houston Summit Berlin Bethesda Doraville Trezevant Exton Iowa City Capital Repayment Amount (Loss) 6 Final Disposition Remaining Investment Description 30 9/29/2010 Monarch Community Bancorp, Inc. Coldwater MI Preferred Stock w/ Warrants $ 6,785,000 $ 4,000,000 $ 4 $ 20,000,000 $ 39,000,000 3/16/2011 2/6/2009 NJ 4 8/4/2010 2/6/2009 4/21/2010 4 $ 20,000,000 $ 19,000,000 9/29/2010 4 $ 5,000,000 $ 0 Warrants 8/13/2010 4 $ 3,000,000 $ 0 N/A N/A N/A 1/14/2011 3/16/2011 4 $ $ 4,000,000 11,568,000 $ $ Preferred Stock 2 Preferred Stock 2 3/16/2011 Preferred Stock 9/24/2010 4 $ 5,645,000 $ 0 N/A N/A N/A 2/16/2011 4 $ 8,700,000 $ 0 Preferred Stock 2 2/16/2011 Preferred Stock 2, 7 R $ 12/3/2010 34 $ 1,742,850 $ 0 N/A N/A N/A 34 - 9/29/2010 Preferred Stock 0 2, 7 R $ 200,000 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Par 2/6/2009 The First Bancshares, Inc. Hattiesburg MS Preferred Stock w/ Warrants $ 5,000,000 Par 2/6/2009 2/6/2009 Carolina Trust Bank Alaska Pacific Bancshares, Inc. Lincolnton Juneau NC AK Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 4,000,000 4,781,000 Par Par 3, 30 8/13/2010 2 2/6/2009 PGB Holdings, Inc. Chicago IL Preferred Stock $ 3,000,000 Par 2/6/2009 The Freeport State Bank Harper KS Preferred Stock w/ Exercised Warrants $ 301,000 Par 2 2/6/2009 Stockmens Financial Corporation Rapid City SD $ 15,568,000 Par 2 2 2 2 3, 30 9/24/2010 2 2/6/2009 2/6/2009 2/6/2009 2/6/2009 US Metro Bank First Express of Nebraska, Inc. Mercantile Capital Corp. Citizens Commerce Bancshares, Inc. Garden Grove Gering Boston Versailles CA NE MA KY Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 2,861,000 5,000,000 3,500,000 6,300,000 Par Par Par Par Preferred Stock w/ Exercised Warrants 2/6/2009 Liberty Financial Services, Inc. New Orleans LA Preferred Stock $ 5,645,000 Par 2/6/2009 Houston TX Preferred Stock w/ Exercised Warrants $ 3,072,000 Bowling Green VA Preferred Stock $ 33,900,000 NE NH KY GA WV NC NC TN FL PA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ 795,000 7,500,000 4,000,000 8,700,000 3,345,000 17,000,000 4,021,000 3,564,000 1,050,000 1,552,000 Par Par Par Par Par Par Par Par Par Par 2/13/2009 Westamerica Bancorporation 18 2/6/2009 2 2 2 2 2 2 2, 34 2 2 2 2, 13 2/10/2010 2 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 Westwood NJ Preferred Stock w/ Exercised Warrants $ 3,756,000 CO IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ 8,559,000 38,237,000 San Rafael CA Preferred Stock w/ Warrants $ 83,726,000 Par - 778,000 N/A 435,000 N/A Par Par 2/13/2009 2, 30 9/29/2010 2 2 2 2 2 2 2 2 R $ Par Denver Moline The Bank of Kentucky Financial Corporation Crestview Hills KY Preferred Stock w/ Warrants $ 34,000,000 Par 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 PremierWest Bancorp Carrollton Bancorp FNB United Corp. First Menasha Bancshares, Inc. 1st Enterprise Bank DeSoto County Bank Security Bancshares of Pulaski County, Inc. Medford Baltimore Asheboro Neenah Los Angeles Horn Lake Waynesville OR MD NC WI CA MS MO Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 41,400,000 9,201,000 51,500,000 4,797,000 4,400,000 1,173,000 2,152,000 State Capital Corporation Greenwood MS Preferred Stock w/ Exercised Warrants $ 15,000,000 Par 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 BankGreenville Corning Savings and Loan Association Financial Security Corporation ColoEast Bankshares, Inc. Santa Clara Valley Bank, N.A. Reliance Bancshares, Inc. Regional Bankshares, Inc. Peoples Bancorp Greenville Corning Basin Lamar Santa Paula Frontenac Hartsville Lynden SC AR WY CO CA MO SC WA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ 1,000,000 638,000 5,000,000 10,000,000 2,900,000 40,000,000 1,500,000 18,000,000 4 $ 41,863,000 $ 4 $ 41,863,000 $ 12/22/2010 4 $ 17,000,000 $ 9/29/2010 4 $ 15,000,000 $ 41,863,000 0 17,000,000 Preferred Stock w/ Warrants Warrants Preferred Stock w/ Warrants Par Par Par Par Par Par Par 2/13/2009 9/2/2009 11/18/2009 2 2 2 2 2, 7 Par Harrisburg Bedford Hopkinsville Atlanta Charleston Salisbury Moyock Lebanon Miramar Beach Philadelphia 11,568,000 0 N/A Par 2/6/2009 2/13/2009 Lone Star Bank Union First Market Bankshares Corporation (First Market Bank, FSB) Banner County Ban Corporation Centrix Bank & Trust Todd Bancshares, Inc. Georgia Commerce Bancshares, Inc. First Bank of Charleston, Inc. F & M Financial Corporation The Bank of Currituck CedarStone Bank Community Holding Company of Florida, Inc. Hyperion Bank Pascack Bancorp, Inc. (Pascack Community Bank) First Western Financial, Inc. QCR Holdings, Inc. 4 - Par Par Par Par Par Par Par Par 2, 7, 0 Preferred Stock 2 30a R $ 750,000 Page 7 of 13 Seller Footnote 2, 30 9/24/2010 2 2 2 2 2 2 2 2 2 Purchase Date Purchase Details Name of Institution City State Investment Description Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Capital Mechanism Repayment Date Capital Repayment Amount (Loss) 6 Remaining Capital Amount Remaining Investment Description Final Disposition Final Disposition Date Disposition Investment Description 15 Final Disposition Proceeds 2, 7, 2/13/2009 First Choice Bank Cerritos CA Preferred Stock w/ Exercised Warrants $ 2,200,000 Par 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/20/2009 Gregg Bancshares, Inc. Hometown Bancshares, Inc. Midwest Regional Bancorp, Inc. Bern Bancshares, Inc. Northwest Bancorporation, Inc. Liberty Bancshares, Inc. F&M Financial Corporation Meridian Bank Northwest Commercial Bank MO KY MO KS WA MO TN PA WA PA $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 825,000 1,900,000 700,000 985,000 10,500,000 21,900,000 17,243,000 6,200,000 1,992,000 30,407,000 69,600,000 46,400,000 17,211,000 8,653,000 6,920,000 5,450,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 9/24/2010 4 11/10/2009 $ 2,200,000 $ 0 N/A 9/24/2010 Preferred Stock 4 $ 700,000 $ 0 Preferred Stock 2 11/10/2009 Preferred Stock 9/29/2010 4 $ 1,998,000 $ Preferred Stock 2 9/29/2010 Preferred Stock 9/29/2010 4 $ 48,000,000 $ 0 Preferred Stock 2 9/29/2010 Preferred Stock 30a R $ 110,000 R $ 35,000 R $ 100,000 R $ 2,400,000 Royal Bancshares of Pennsylvania, Inc. Ozark Corbin Festus Bern Spokane Springfield Clarksville Devon Lakewood Narberth 27 2/20/2009 First Merchants Corporation Muncie IN 2, 25 2 2 2/20/2009 2/20/2009 2/20/2009 2/20/2009 Northern States Financial Corporation Sonoma Valley Bancorp Guaranty Bancorp, Inc. The Private Bank of California Waukegan Sonoma Woodsville Los Angeles IL CA NH CA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 2/20/2009 Lafayette Bancorp, Inc. Oxford MS Preferred Stock w/ Exercised Warrants $ 1,998,000 Par 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 Liberty Shares, Inc. White River Bancshares Company United American Bank Crazy Woman Creek Bancorp, Inc. First Priority Financial Corp. Mid-Wisconsin Financial Services, Inc. Market Bancorporation, Inc. Hometown Bancorp of Alabama, Inc. Security State Bancshares, Inc. CBB Bancorp Hinesville Fayetteville San Mateo Buffalo Malvern Medford New Market Oneonta Charleston Cartersville GA AR CA WY PA WI MN AL MO GA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ 17,280,000 16,800,000 8,700,000 3,100,000 4,579,000 10,000,000 2,060,000 3,250,000 12,500,000 2,644,000 Par Par Par Par Par Par Par Par Par Par 2/20/2009 BancPlus Corporation Ridgeland MS Preferred Stock w/ Exercised Warrants $ 48,000,000 Par 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/27/2009 Central Community Corporation First BancTrust Corporation Premier Service Bank Florida Business BancGroup, Inc. Hamilton State Bancshares Lakeland Financial Corporation Temple Paris Riverside Tampa Hoschton Warsaw TX IL CA FL GA IN Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ 22,000,000 7,350,000 4,000,000 9,495,000 7,000,000 56,044,000 Par Par Par Par Par Par 6/9/2010 5 $ 56,044,000 $ 0 Warrants 2/27/2009 First M&F Corporation Kosciusko MS Preferred Stock w/ Warrants $ 30,000,000 Par 9/29/2010 4 $ 30,000,000 $ 0 Warrants 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 Southern First Bancshares, Inc. Integra Bank Corporation Community First Inc. BNC Financial Group, Inc. California Bank of Commerce Columbine Capital Corp. National Bancshares, Inc. First State Bank of Mobeetie Ridgestone Financial Services, Inc. Community Business Bank D.L. Evans Bancorp TriState Capital Holdings, Inc. Green City Bancshares, Inc. First Gothenburg Bancshares, Inc. Green Circle Investments, Inc. Private Bancorporation, Inc. Regent Capital Corporation Central Bancorp, Inc. Medallion Bank Greenville Evansville Columbia New Canaan Lafayette Buena Vista Bettendorf Mobeetie Brookfield West Sacramento Burley Pittsburgh Green City Gothenburg Clive Minneapolis Nowata Garland Salt Lake City SC IN TN CT CA CO IA TX WI CA ID PA MO NE IA MN OK TX UT Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 17,299,000 83,586,000 17,806,000 4,797,000 4,000,000 2,260,000 24,664,000 731,000 10,900,000 3,976,000 19,891,000 23,000,000 651,000 7,570,000 2,400,000 4,960,000 2,655,000 22,500,000 11,800,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 4/14/2010 4 $ 731,000 $ 0 Preferred Stock 2 4/14/2010 Preferred Stock 2, 7 R $ 37,000 7/14/2010 4 $ 651,000 $ 0 Preferred Stock 2 7/14/2010 Preferred Stock 2, 7 R $ 33,000 2/27/2009 PSB Financial Corporation Many LA Preferred Stock w/ Exercised Warrants $ 9,270,000 Par 9/29/2010 4 $ 9,270,000 $ 0 Preferred Stock 2 9/29/2010 Preferred Stock R $ 464,000 2/27/2009 2/27/2009 2/27/2009 Avenue Financial Holdings, Inc. Howard Bancorp, Inc. FNB Bancorp The Victory Bancorp, Inc. (The Victory Bank) Catskill Hudson Bancorp, Inc Midtown Bank & Trust Company Nashville Ellicott City South San Francisco TN MD CA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 7,400,000 5,983,000 12,000,000 Par Par Par 2, 30 9/29/2010 2 2 2 2 2 2 2 2 2 2 2, 30 9/29/2010 2 2 2 2 2 30 9/29/2010 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2, 30 9/29/2010 2 2 2 2, 13 12/4/2009 2 2 2, 7 2, 7, 0 30a 2, 7, 30a 2, 7, 2/27/2009 2/27/2009 2/27/2009 Limerick PA Preferred Stock w/ Exercised Warrants $ 541,000 Par Rock Hill Atlanta NY GA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 3,000,000 5,222,000 30a Par Par Page 8 of 13 Seller Footnote Purchase Date Purchase Details Name of Institution City State Investment Description Investment Amount Pricing Capital Mechanism Repayment Date 3/6/2009 3/6/2009 3/6/2009 3, 30 8/13/2010 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 3, 30 8/13/2010 2 2 2 2 2 2 2 2, 3a 11/13/2009 30 9/3/2010 2 2 2 2 2 Treasury Investment Remaining After Capital Repayment Capital Repayment Details HCSB Financial Corporation First Busey Corporation First Federal Bancshares of Arkansas, Inc. Loris Urbana Harrison SC IL AR Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 12,895,000 100,000,000 16,500,000 Citizens Bancshares Corporation Atlanta GA Preferred Stock $ 7,462,000 Par 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 ICB Financial First Texas BHC, Inc. Farmers & Merchants Bancshares, Inc. Blue Ridge Bancshares, Inc. First Reliance Bancshares, Inc. Merchants and Planters Bancshares, Inc. First Southwest Bancorporation, Inc. Germantown Capital Corporation, Inc. BOH Holdings, Inc. AmeriBank Holding Company Highlands Independent Bancshares, Inc. Pinnacle Bank Holding Company, Inc. Blue River Bancshares, Inc. Marine Bank & Trust Company Community Bancshares of Kansas, Inc. Regent Bancorp, Inc. Park Bancorporation, Inc. PeoplesSouth Bancshares, Inc. First Place Financial Corp. Salisbury Bancorp, Inc. First Northern Community Bancorp Discover Financial Services Provident Community Bancshares, Inc. Ontario Fort Worth Houston Independence Florence Toone Alamosa Germantown Houston Collinsville Sebring Orange City Shelbyville Vero Beach Goff Davie Madison Colquitt Warren Lakeville Dixon Riverwoods Rock Hill CA TX TX MO SC TN CO TN TX OK FL FL IN FL KS FL WI GA OH CT CA IL SC Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 6,000,000 13,533,000 11,000,000 12,000,000 15,349,000 1,881,000 5,500,000 4,967,000 10,000,000 2,492,000 6,700,000 4,389,000 5,000,000 3,000,000 500,000 9,982,000 23,200,000 12,325,000 72,927,000 8,816,000 17,390,000 1,224,558,000 9,266,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Remaining Capital Amount Final Disposition Date Disposition Investment Description 15 Final Disposition Proceeds - N/A Par Par Par 3/6/2009 Capital Repayment Amount (Loss) 6 Final Disposition Remaining Investment Description 3/13/2009 First American International Corp. Brooklyn NY Preferred Stock $ 17,000,000 Par 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 BancIndependent, Inc. Haviland Bancshares, Inc. 1st United Bancorp, Inc. Madison Financial Corporation First National Corporation St. Johns Bancshares, Inc. Blackhawk Bancorp, Inc. Sheffield Haviland Boca Raton Richmond Strasburg St. Louis Beloit AL KS FL KY VA MO WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 21,100,000 425,000 10,000,000 3,370,000 13,900,000 3,000,000 10,000,000 Par Par Par Par Par Par Par 3/13/2009 IBW Financial Corporation Washington DC Preferred Stock $ 6,000,000 Par 2 2 2 2 2 2 2 2 2 2 2 2 2 2 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 Butler Point, Inc. Bank of George Moneytree Corporation Sovereign Bancshares, Inc. First Intercontinental Bank Heritage Oaks Bancorp Community First Bancshares Inc. First NBC Bank Holding Company First Colebrook Bancorp, Inc. Kirksville Bancorp, Inc. Peoples Bancshares of TN, Inc Premier Bank Holding Company Citizens Bank & Trust Company Farmers & Merchants Financial Corporation Farmers State Bankshares, Inc. SBT Bancorp, Inc. CSRA Bank Corp. Trinity Capital Corporation Clover Community Bankshares, Inc. Pathway Bancorp Catlin Las Vegas Lenoir City Dallas Doraville Paso Robles Union City New Orleans Colebrook Kirksville Madisonville Tallahassee Covington Argonia Holton Simsbury Wrens Los Alamos Clover Cairo IL NV TN TX GA CA TN LA NH MO TN FL LA KS KS CT GA NM SC NE Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 607,000 2,672,000 9,516,000 18,215,000 6,398,000 21,000,000 20,000,000 17,836,000 4,500,000 470,000 3,900,000 9,500,000 2,400,000 442,000 700,000 4,000,000 2,400,000 35,539,000 3,000,000 3,727,000 3/27/2009 Colonial American Bank West Conshohocken PA Preferred Stock w/ Exercised Warrants $ 574,000 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 MS Financial, Inc. Triad Bancorp, Inc. Alpine Banks of Colorado Naples Bancorp, Inc. CBS Banc-Corp. IBT Bancorp, Inc. Kingwood Frontenac Glenwood Springs Naples Russellville Irving TX MO CO FL AL TX Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ 7,723,000 3,700,000 70,000,000 4,000,000 24,300,000 2,295,000 $ 7,462,000 $ 0 N/A N/A N/A 4/21/2010 4 $ 1,224,558,000 $ 0 Warrants 7/7/2010 Warrants 8/13/2010 4 $ 17,000,000 $ 0 N/A N/A N/A 12/29/2010 11/18/2009 4 $ $ 425,000 10,000,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 12/29/2010 11/18/2009 Preferred Stock Preferred Stock 9/3/2010 4 $ 6,000,000 $ 0 N/A N/A N/A R $ 172,000,000 Par 2 2 2 2 2 2 4 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 2 8/13/2010 Par Par Par Par Par Par 4 2, 7 2, 7 R $ R $ - N/A 21,000 500,000 N/A Page 9 of 13 Seller Purchase Details Name of Institution City State Investment Description Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Capital Mechanism Repayment Date Footnote Purchase Date 2 2 3/27/2009 3/27/2009 4/3/2009 Spirit BankCorp, Inc. Maryland Financial Bank First Capital Bancorp, Inc. Bristow Towson Glen Ellen OK MD VA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ 30,000,000 1,700,000 10,958,000 Tri-State Bank of Memphis Memphis TN Preferred Stock $ 2,795,000 Par Fortune Financial Corporation BancStar, Inc. Titonka Bancshares, Inc Millennium Bancorp, Inc. TriSummit Bank Prairie Star Bancshares, Inc. Community First Bancshares, Inc. BCB Holding Company, Inc. City National Bancshares Corporation First Business Bank, N.A. SV Financial, Inc. Capital Commerce Bancorp, Inc. Metropolitan Capital Bancorp, Inc. Bank of the Carolinas Corporation Penn Liberty Financial Corp. Tifton Banking Company Patterson Bancshares, Inc BNB Financial Services Corporation Omega Capital Corp. Mackinac Financial Corporation Birmingham Bloomfield Bancshares, Inc Vision Bank - Texas Oregon Bancorp, Inc. Peoples Bancorporation, Inc. Indiana Bank Corp. Business Bancshares, Inc. Standard Bancshares, Inc. York Traditions Bank Grand Capital Corporation Allied First Bancorp, Inc. Arnold Festus Titonka Edwards Kingsport Olathe Harrison Theodore Newark San Diego Sterling Milwaukee Chicago Mocksville Wayne Tifton Patterson New York Lakewood Manistique Birmingham Richardson Salem Easley Dana Clayton Hickory Hills York Tulsa Oswego MO MO IA CO TN KS AR AL 2 2 2 2 2 2 2 2 2 2 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/10/2009 4/10/2009 4/10/2009 4/10/2009 4/10/2009 4/17/2009 4/17/2009 4/17/2009 4/17/2009 4/17/2009 4/17/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 NJ CA IL WI IL NC PA GA LA NY CO MI MI TX OR SC IN MO IL PA OK IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 3,100,000 8,600,000 2,117,000 7,260,000 2,765,000 2,800,000 12,725,000 1,706,000 9,439,000 2,211,000 4,000,000 5,100,000 2,040,000 13,179,000 9,960,000 3,800,000 3,690,000 7,500,000 2,816,000 11,000,000 1,635,000 1,500,000 3,216,000 12,660,000 1,312,000 15,000,000 60,000,000 4,871,000 4,000,000 3,652,000 4/24/2009 Frontier Bancshares, Inc. Austin TX Subordinated Debentures w/ Exercised Warrants $ 3,000,000 Par N/A N/A N/A Subordinated Debentures 8 Subordinated Debentures 8 10/6/2010 Subordinated Debentures 8 Disposition Investment Description 15 Final Disposition Proceeds - N/A Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 8 Remaining Capital Amount Final Disposition Date Par Par Par 4/3/2009 Capital Repayment Amount (Loss) 6 Final Disposition Remaining Investment Description 2, 3, 30 8/13/2010 2 2 2 2 2 2 2 2 2, 3 2 2 2 2 2 2, 25a 2 2 2 2 2 2 2 5/1/2009 5/1/2009 5/1/2009 5/1/2009 5/1/2009 Village Bank and Trust Financial Corp CenterBank Georgia Primary Bank Union Bank & Trust Company HPK Financial Corporation Midlothian Milford Atlanta Oxford Chicago VA OH GA NC IL Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 2,795,000 $ 4 $ 1,600,000 $ 10/6/2010 14,738,000 2,250,000 4,500,000 3,194,000 4,000,000 4 11/24/2009 $ $ $ $ $ 8/13/2010 4 $ 1,400,000 $ 0 8/13/2010 4 $ 6,784,000 $ 0 N/A N/A N/A - N/A 9/10/2010 4 $ 4,205,000 $ 0 N/A N/A N/A - N/A 0 1,400,000 7 R $ 150,000 Par Par Par Par Par 8 5/1/2009 OSB Financial Services, Inc. Orange TX 8 5/1/2009 Security State Bank Holding-Company Jamestown ND 2, 13 8/31/2010 2 2 Highlands Bancorp, Inc. (Highlands State Bank) One Georgia Bank Gateway Bancshares, Inc. Vernon NJ Preferred Stock w/ Exercised Warrants $ 3,091,000 Par 5/8/2009 5/8/2009 Atlanta Ringgold GA GA $ $ 5,500,000 6,000,000 Par Par 8 5/8/2009 Freeport Bancshares, Inc. Freeport $ 3,000,000 Par 8 5/8/2009 Investors Financial Corporation of Pettis County, Inc Sedalia MO $ 4,000,000 Par 8 5/8/2009 Sword Financial Corporation Horicon WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 13,644,000 Par 3, 8, 30 8/13/2010 2 2 2 2 2 2 2 3, 8, 30 9/10/2010 5/8/2009 IL IL $ 6,100,000 Par $ 10,750,000 Par 5/8/2009 Premier Bancorp, Inc. Wilmette Subordinated Debentures $ 6,784,000 Par 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 Mercantile Bank Corporation Northern State Bank Western Reserve Bancorp, Inc Community Financial Shares, Inc. Worthington Financial Holdings, Inc. First Community Bancshares, Inc Southern Heritage Bancshares, Inc. Foresight Financial Group, Inc. Grand Rapids Closter Medina Glen Ellyn Huntsville Overland Park Cleveland Rockford MI NJ OH IL AL KS TN IL Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ 21,000,000 1,341,000 4,700,000 6,970,000 2,720,000 14,800,000 4,862,000 15,000,000 Par Par Par Par Par Par Par Par 5/15/2009 IBC Bancorp, Inc. Chicago IL Subordinated Debentures $ 4,205,000 Par Page 10 of 13 Seller Purchase Details Name of Institution City State Footnote Purchase Date 8 5/15/2009 Boscobel Bancorp, Inc Boscobel 8 5/15/2009 Brogan Bankshares, Inc. Kaukauna WI 8 5/15/2009 Riverside Bancshares, Inc. Little Rock AR 8 5/15/2009 Deerfield Financial Corporation Deerfield WI 8 5/15/2009 Market Street Bancshares, Inc. Mt. Vernon IL 2 2 2 2 2 2 2 5/22/2009 5/22/2009 5/22/2009 5/22/2009 5/22/2009 5/22/2009 5/22/2009 The Landrum Company First Advantage Bancshares Inc. Fort Lee Federal Savings Bank Blackridge Financial, Inc. Illinois State Bancorp, Inc. Universal Bancorp Franklin Bancorp, Inc. Columbia Coon Rapids Fort Lee Fargo Chicago Bloomfield Washington MO MN NJ ND IL IN MO 8 5/22/2009 Commonwealth Bancshares, Inc. Louisville KY 8 5/22/2009 Premier Financial Corp Dubuque IA 8 5/22/2009 F & C Bancorp, Inc. Holden MO 8 5/22/2009 Diamond Bancorp, Inc. Washington MO 8 5/22/2009 United Bank Corporation Barnesville GA 2 2 2 2 2 5/29/2009 5/29/2009 5/29/2009 5/29/2009 5/29/2009 5/29/2009 Community Bank Shares of Indiana, Inc. American Premier Bancorp CB Holding Corp. Citizens Bancshares Co. Grand Mountain Bancshares, Inc. Two Rivers Financial Group New Albany Arcadia Aledo Chillicothe Granby Burlington IN CA IL MO CO IA Investment Description 8, 10 6/5/2009 OneFinancial Corporation Little Rock AR 2 6/12/2009 Berkshire Bancorp, Inc. Wyomissing PA Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 6/12/2009 First Vernon Bancshares, Inc. Vernon AL 6/12/2009 6/12/2009 6/12/2009 SouthFirst Bancshares, Inc. Virginia Company Bank Enterprise Financial Services Group, Inc. Sylacauga Newport News Allison Park AL VA PA 6/12/2009 First Financial Bancshares, Inc. Lawrence KS WI 8 5/29/2009 Fidelity Bancorp, Inc Baton Rouge LA 8 5/29/2009 Chambers Bancshares, Inc. Danville AR 2 6/5/2009 Covenant Financial Corporation Clarksdale MS 8 6/5/2009 First Trust Corporation New Orleans LA 2, 10, 30 9/29/2010 2 2, 10 2 8, 10 Investment Amount Pricing Capital Mechanism Repayment Date $ 5,586,000 2,400,000 1,100,000 2,639,000 20,300,000 Par $ $ $ $ $ $ $ 15,000,000 1,177,000 1,300,000 5,000,000 6,272,000 9,900,000 5,097,000 Par Par Par Par Par Par Par $ 20,400,000 Par $ 6,349,000 Par $ 2,993,000 Par $ 20,445,000 Final Disposition Proceeds Par $ 15 Par $ Disposition Investment Description Par $ Remaining Capital Amount Final Disposition Date Par $ Capital Repayment Amount (Loss) 6 Final Disposition Remaining Investment Description Par $ 14,400,000 Par $ $ $ $ $ $ 19,468,000 1,800,000 4,114,000 24,990,000 3,076,000 12,000,000 Par Par Par Par Par Par $ 3,942,000 19,817,000 4 $ 1,800,000 $ 0 Preferred Stock 2 1/26/2011 Preferred Stock 9/29/2010 4 $ 6,000,000 $ 0 Preferred Stock 2 9/29/2010 Preferred Stock 7/30/2010 4 $ 11,926,000 $ 0 N/A N/A N/A 3/31/2010 4 $ 3,400,000,000 $ 0 Warrants 9/21/2010 Warrants 2, 7 R $ 90,000 R $ 245,000 Par $ 1/26/2011 Par $ 5,000,000 Par $ 17,969,000 Par $ 17,300,000 Par $ 2,892,000 Par Preferred Stock w/ Exercised Warrants $ 6,000,000 Par Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ $ $ 2,760,000 4,700,000 4,000,000 Par Par Par $ 3,756,000 Par 2, 7, 8 6/12/2009 River Valley Bancorporation, Inc. Wausau WI 2 2, 10 6/19/2009 6/19/2009 Merchants and Manufacturers Bank Corporation RCB Financial Corporation Joliet Rome IL GA 8 6/19/2009 Manhattan Bancshares, Inc. Manhattan IL 8, 10 6/19/2009 Biscayne Bancshares, Inc. Coconut Grove FL 8 6/19/2009 Duke Financial Group, Inc. Minneapolis MN 8 6/19/2009 Farmers Enterprises, Inc. Great Bend KS 8 6/19/2009 Century Financial Services Corporation Santa Fe NM 8 6/19/2009 NEMO Bancshares Inc. Madison MO 3, 8, 30 7/30/2010 6/19/2009 University Financial Corp, Inc. St. Paul MN 8 6/19/2009 Suburban Illinois Bancorp, Inc. Elmhurst IL 6/26/2009 Hartford Financial Services Group, Inc. Veritex Holdings, Inc. (Fidelity Resources Company) Waukesha Bankshares, Inc. Hartford CT Dallas Waukesha 2, 40 3/23/2011 2, 10 Treasury Investment Remaining After Capital Repayment Capital Repayment Details 6/26/2009 6/26/2009 Subordinated Debentures $ 15,000,000 Par $ $ 3,510,000 8,900,000 Par Par $ 2,639,000 Par $ 6,400,000 Par $ 12,000,000 Par $ 12,000,000 Par $ 10,000,000 Par $ 2,330,000 Par $ 11,926,000 Par 30a Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants $ 15,000,000 $ 3,400,000,000 Par TX Preferred Stock w/ Exercised Warrants $ 3,000,000 Preferred Stock w/ Exercised Warrants $ 5,625,000 N/A Par WI - Par Par A $ 713,687,430 Page 11 of 13 Seller Footnote 2 2, 10, 30 9/29/2010 2 2 2, 10 2, 3, 10, 30 8/20/2010 2 2 2 Purchase Date Purchase Details Name of Institution City State Investment Description Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Capital Mechanism Repayment Date 6/26/2009 FC Holdings, Inc. Houston TX Preferred Stock w/ Exercised Warrants $ 21,042,000 Security Capital Corporation Batesville MS Preferred Stock w/ Exercised Warrants $ 17,388,000 Par 6/26/2009 6/26/2009 6/26/2009 First Alliance Bancshares, Inc. Gulfstream Bancshares, Inc. Gold Canyon Bank Cordova Stuart Gold Canyon TN FL AZ Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 3,422,000 7,500,000 1,607,000 Remaining Capital Amount Final Disposition Date Disposition Investment Description 15 Final Disposition Proceeds Par 6/26/2009 Capital Repayment Amount (Loss) 6 Final Disposition Remaining Investment Description Par Par Par 2, 7, 6/26/2009 M&F Bancorp, Inc. Durham NC Preferred Stock $ 11,735,000 Par 6/26/2009 6/26/2009 6/26/2009 Metropolitan Bank Group, Inc. NC Bancorp, Inc. Alliance Bancshares, Inc. Chicago Chicago Dalton IL IL GA $ $ $ 71,526,000 6,880,000 2,986,000 6/26/2009 Stearns Financial Services, Inc. St. Cloud MN 8 6/26/2009 Signature Bancshares, Inc. Dallas TX 8 6/26/2009 Fremont Bancorporation Fremont CA 8 6/26/2009 Alliance Financial Services Inc. Saint Paul MN 7/10/2009 Lincoln National Corporation Radnor PA 7/10/2009 7/17/2009 7/17/2009 7/17/2009 Bancorp Financial, Inc. Brotherhood Bancshares, Inc. SouthCrest Financial Group, Inc. Harbor Bankshares Corporation Oak Brook Kansas City Fayetteville Baltimore IL KS GA MD 4 $ 17,388,000 $ 0 Preferred Stock 2 9/29/2010 Preferred Stock 8/20/2010 4 $ 11,735,000 $ 0 N/A N/A N/A 12/15/2010 4 $ 1,700,000 $ 0 Subordinated Debentures 8 12/15/2010 Subordinated Debentures 8 6/30/2010 4 $ 950,000,000 $ 0 Warrants 9/16/2010 Warrants 9/29/2010 4 $ 52,000,000 $ 0 Preferred Stock 2 9/29/2010 Preferred Stock 9/17/2010 4 $ 7,500,000 $ 0 Subordinated Debentures 8 9/17/2010 Subordinated Debentures 8 3/16/2011 4 $ 2,606,000 7/30/2010 4 $ 14,000,000 N/A N/A 30a R $ 2, 10 2 2 2, 3 $ 24,900,000 1,700,000 Par $ 35,000,000 Par $ 12,000,000 Par Preferred Stock w/ Warrants $ 950,000,000 Par $ $ $ $ 13,669,000 11,000,000 12,900,000 6,800,000 Par Par Par Par $ 50,000,000 Par $ 8,400,000 Par $ 2,500,000 Par $ $ $ 13,312,000 3,872,000 20,471,000 N/A Par $ - 522,000 Par Par Par 8 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants 9/29/2010 Par Par Par 8 8/21/2009 AmFirst Financial Services, Inc. McCook NE 2, 3 2 2, 10 8/28/2009 8/28/2009 8/28/2009 First Independence Corporation First Guaranty Bancshares, Inc. CoastalSouth Bancshares, Inc. Detroit Hammond Hilton Head Island MI LA SC 8, 10 8/28/2009 TCB Corporation Greenwood SC 8, 10 9/4/2009 The State Bank of Bartley Bartley NE 9/11/2009 Pathfinder Bancorp, Inc. Oswego NY Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants 9/11/2009 Community Bancshares of Mississippi, Inc. Brandon MS Preferred Stock w/ Exercised Warrants $ 52,000,000 Par 9/11/2009 9/11/2009 Heartland Bancshares, Inc. PFSB Bancorporation, Inc. Franklin Pigeon Falls IN WI $ $ 7,000,000 1,500,000 First Eagle Bancshares, Inc. Hanover Park IL $ 7,500,000 Par $ $ 5,976,000 10,000,000 R $ 85,000 A $ 216,620,887 R $ 2,600,000 R $ 375,000 Par Par 9/11/2009 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 7 Par Par 8 7/17/2009 First South Bancorp, Inc. Lexington TN 8 7/17/2009 Great River Holding Company Baxter MN 8, 10 7/17/2009 Plato Holdings Inc. Saint Paul MN 2, 10 2 7/24/2009 7/24/2009 7/24/2009 Yadkin Valley Financial Corporation Community Bancshares, Inc. Florida Bank Group, Inc. Elkin Kingman Tampa NC AZ FL 8 7/24/2009 First American Bank Corporation Elk Grove Village IL 2 7/31/2009 Chicago Shore Corporation Chicago IL 8, 10 7/31/2009 Financial Services of Winger, Inc. Winger MN 2 2 2 2 8/7/2009 8/7/2009 8/14/2009 8/21/2009 The ANB Corporation U.S. Century Bank Bank Financial Services, Inc. KS Bancorp, Inc. Terrell Miami Eden Prarie Smithfield TX FL MN NC 2, 30 9/29/2010 2, 10 2, 10 8, 30 9/17/2010 2, 10 2, 10 $ 50,000,000 Par $ 7,000,000 Par $ 3,742,000 Par $ $ $ $ 20,000,000 50,236,000 1,004,000 4,000,000 Par Par Par Par $ 5,000,000 Par $ $ $ 3,223,000 20,699,000 16,015,000 Par Par Par $ 9,720,000 Par $ 1,697,000 Par $ 6,771,000 Par 2, 7, 9/18/2009 9/18/2009 IA Bancorp, Inc. HomeTown Bankshares Corporation Iselin Roanoke NJ VA 2, 10 9/25/2009 Heritage Bankshares, Inc. Norfolk VA Preferred Stock w/ Exercised Warrants $ 10,103,000 Par 2 9/25/2009 Mountain Valley Bancshares, Inc. Cleveland GA 3,300,000 Grand Financial Corporation Hattiesburg MS $ 2,443,320 Par 9/25/2009 Guaranty Capital Corporation Belzoni MS Subordinated Debentures $ 14,000,000 Par 9/25/2009 GulfSouth Private Bank Destin FL Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants $ 7,500,000 Par $ 11,019,000 Par $ 22,252,000 30a Par 9/25/2009 Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 8 30a Par 3, 8, 30 7/30/2010 10, 21 8, 10 9/25/2009 Steele Street Bank Corporation Denver CO 10/2/2009 Premier Financial Bancorp, Inc. Huntington WV $7,497,000 $ 0 Preferred Stock w/ Warrants N/A - N/A Page 12 of 13 Seller Footnote Purchase Date 2, 10 2, 10 10/2/2009 10/23/2009 Purchase Details Name of Institution Providence Bank Regents Bancshares, Inc. City State Rocky Mount Vancouver NC WA Investment Description Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Capital Mechanism Repayment Date 8 10/23/2009 Cardinal Bancorp II, Inc. Washington MO 2 2, 10a 2, 10a 2, 10 10/30/2009 10/30/2009 11/6/2009 11/13/2009 Randolph Bank & Trust Company WashingtonFirst Bankshares, Inc. F & M Bancshares, Inc. Fidelity Federal Bancorp Asheboro Reston Trezevant Evansville NC 8, 10 11/13/2009 Community Pride Bank Corporation Ham Lake MN 2, 10a 2, 10 2 2, 10a 3, 10a 2 2, 10 2 2, 10 11/13/2009 11/20/2009 11/20/2009 11/20/2009 12/4/2009 12/4/2009 12/4/2009 12/11/2009 12/11/2009 HPK Financial Corporation Presidio Bank McLeod Bancshares, Inc. Metropolitan Capital Bancorp, Inc. Broadway Financial Corporation Delmar Bancorp Liberty Bancshares, Inc. First Community Financial Partners, Inc. Wachusett Financial Services, Inc. Chicago San Francisco Shorewood Chicago Los Angeles Delmar Fort Worth Joliet Clinton CA MD TX IL MA 8 12/11/2009 Nationwide Bankshares, Inc. West Point NE 2, 10a 2, 10a 2, 10a 2, 10a 2, 10a 2, 10a 2, 10a 2 2, 10 2 2, 10a 2, 10a 2, 10a 2, 10a 2, 10a 2, 10 2, 10a, 30 9/24/2010 2, 10a, 13 8/31/2010 2, 10a 2, 10a 2, 10a 2, 10 2, 10 2 12/11/2009 12/11/2009 12/11/2009 12/11/2009 12/11/2009 12/11/2009 12/11/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/22/2009 GrandSouth Bancorporation 1st Enterprise Bank First Resource Bank First Western Financial, Inc. Meridian Bank The Victory Bancorp, Inc. First Business Bank, N.A. Layton Park Financial Group Centric Financial Corporation Valley Financial Group, Ltd., 1st State Bank Cache Valley Banking Company Birmingham Bloomfield Bancshares, Inc First Priority Financial Corp. Northern State Bank Union Bank & Trust Company First Freedom Bancshares, Inc. Greenville Los Angeles Exton Denver Devon Limerick San Diego Milwaukee Harrisburg Saginaw Logan Birmingham Malvern Closter Oxford Lebanon SC CA PA CO PA PA CA WI PA MI UT MI PA NJ NC TN Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants 12/22/2009 First Choice Bank Cerritos CA Preferred Stock $ 2,836,000 Par Vernon NJ Preferred Stock $ 2,359,000 Salt Lake City Rock Hill Kingsport Bluffton Albuquerque Ebensburg UT NY TN SC NM PA $ $ $ $ $ $ 9,698,000 3,500,000 4,237,000 2,000,000 2,179,000 4,500,000 $ 3,035,000 Par $ $ 4,567,000 1,508,000 IL CA MN IL Par 6,229,000 6,842,000 3,535,000 6,657,000 Par Par Par Par $ 4,400,000 Par $ $ $ $ $ $ $ $ $ 5,000,000 10,800,000 6,000,000 2,348,000 6,000,000 9,000,000 6,500,000 22,000,000 12,000,000 Par Par Par Par Par Par Par Par Par $ 2,000,000 Par $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 6,319,000 6,000,000 2,417,000 11,881,000 6,335,000 1,505,000 2,032,000 3,000,000 6,056,000 1,300,000 4,640,000 1,744,000 4,596,000 1,230,000 2,997,000 8,700,000 Final Disposition Proceeds Par Par IN 6,251,000 $ $ $ $ 15 Par Par $ Disposition Investment Description Par Par Par Par Par Par TN 4,000,000 12,700,000 Remaining Capital Amount Final Disposition Date Par VA $ $ Capital Repayment Amount (Loss) 6 Final Disposition Remaining Investment Description Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 12/22/2009 12/22/2009 12/22/2009 12/29/2009 12/29/2009 12/29/2009 Highlands Bancorp, Inc. (Highlands State Bank) Medallion Bank Catskill Hudson Bancorp, Inc TriSummit Bank Atlantic Bancshares, Inc. Union Financial Corporation Mainline Bancorp, Inc. 8, 10, 38 12/29/2009 FBHC Holding Company Boulder CO 2, 10a 2, 10a 2, 10a, 30 9/29/2010 2, 10a 2, 10a 2, 10a 12/29/2009 12/29/2009 Western Illinois Bancshares Inc. DeSoto County Bank Monmouth Horn Lake IL MS Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock Preferred Stock 12/29/2009 Lafayette Bancorp, Inc. Oxford MS Preferred Stock $ 2,453,000 Par 12/29/2009 12/29/2009 12/29/2009 Private Bancorporation, Inc. CBB Bancorp Illinois State Bancorp, Inc. Minneapolis Cartersville Chicago MN GA IL Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants $ $ $ 3,262,000 1,753,000 4,000,000 204,940,341,320 4 $ 2,000,000 $ 0 Subordinated Debentures 8 12/29/2010 Subordinated Debentures 8 9/24/2010 4 $ 2,836,000 $ 0 N/A N/A N/A 38 $ 650,000 $ 0 N/A N/A N/A 4 $ 2,453,000 $ 0 N/A N/A N/A 7 R $ - 100,000 N/A Par Par Par $ 12/29/2010 12/22/2009 Total Purchase Amount * 3/9/2011 9/29/2010 Total Repaid ** Losses*** TOTAL TREASURY CAPITAL PURCHASE PROGRAM (CPP) OUTSTANDING INVESTMENT AMOUNT $ 171,716,922,014 $ - N/A $ 7,433,206,477 (2,578,099,294) $ Total Warrant Proceeds**** N/A 30,645,320,012 * Total purchase amount includes the capitalization of accrued dividends referred to in Notes 20, 22, 28 and 29. ** Total repaid includes (i) the amount of $25 billion applied as repayment under the Capital Purchase Program from the total proceeds of $31.85 billion received pursuant to the sales of Citigroup, Inc. common stock as of December 6, 2010 (see Note 23 and "Capital Purchase Program - Citigroup Common Stock Disposition" on following pages) and (ii) the amount of $363,290,000 repaid by institutions that have completed exchanges for investments under the Community Development Capital Initiative (see Note 30 and "Community Development Capital Initiative" on following pages). *** Losses include (i) the investment amount for institutions that have completed bankruptcy proceedings (see Notes 16 and 19) and (ii) the investment amount less the amount of final proceeds for institutions where Treasury has completed a sale (see Notes 26, 32 and 34), but excludes investment amounts for institutions that have pending receivership or bankruptcy proceedings (see Notes 14 and 25). **** Total warrant proceeds includes $7,566,000, which represents the total amount of warrants that were included in nine institutions' exchange into the CDCI program (see Note 30a). Notes appear on the following page. Page 13 of 13 1a/ This transaction was included in previous Transaction Reports with Merrill Lynch & Co., Inc. listed as the qualifying institution and a 10/28/2008 transaction date, footnoted to indicate that settlement was deferred pending merger. The purchase of Merrill Lynch by Bank of America was completed on 1/1/2009, and this transaction under the CPP 1b/ The warrant disposition proceeds amount are stated pro rata in respect of the CPP investments in Bank of America Corporation that occurred on 10/28/2008 and 1/9/2009. The total gross disposition proceeds from CPP warrants on 3/3/2010 was $310,571,615, consisting of $186,342,969 and $124,228,646. Proceeds from the disposition of TIP warrants on 3/3/2010 appear on a following page of this report. 2/ Privately-held qualified financial institution; Treasury received a warrant to purchase additional shares of preferred stock (unless the institution is a CDFI), which it exercised immediately. 3/ To promote community development financial institutions (CDFIs), Treasury does not require warrants as part of its investment in certified CDFIs when the size of the investment is $50 million or less. 3a/ Treasury cancelled the warrants received from this institution due to its designation as a CDFI. 4/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009. 5/ Redemption pursuant to a qualified equity offering. 6/ This amount does not include accrued and unpaid dividends, which must be paid at the time of capital repayment. 7/ The proceeds associated with the disposition of this investment do not include accrued and unpaid dividends. 8/ Subchapter S corporation; Treasury received a warrant to purchase additional subordinated debentures (unless the institution is a CDFI), which it exercised immediately. 9/ In its qualified equity offering, this institution raised more capital than Treasury’s original investment, therefore, the number of Treasury’s shares underlying the warrant was reduced by half. 10/ This institution participated in the expansion of CPP for small banks. 10a/ This institution received an additional investment through the expansion of CPP for small banks. 11/ Treasury made three separate investments in Citigroup Inc. (Citigroup) under the CPP, Targeted Investment Program (TIP), and Asset Guarantee Program (AGP) for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in Fixed Rate Cumulative Perpetual Preferred Stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. On 7/23/2009 and 7/30/2009, Treasury exchanged a total of $25 billion of the CPP shares for Series M Common Stock Equivalent (“Series M”) and a warrant to purchase shares of Series M. On 9/11/2009, Series M automatically converted to 7,692,307,692 shares of common stock and the associated warrant terminated on receipt of certain shareholder approvals. 12/ On 8/24/2009, Treasury exchanged its Series C Preferred Stock issued by Popular, Inc. for a like amount of non tax-deductible Trust Preferred Securities issued by Popular Capital Trust III, administrative trustee for Popular, Inc. Popular, Inc. paid a $13 million exchange fee in connection with this transaction. 13/ This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank holding companies. The institution in which Treasury's original investment was made is shown in parentheses. 14/ As of the date of this report, this institution is in bankruptcy proceedings. 15/ For final disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution, and "A" represents the proceeds to Treasury, before underwriting fees and selling expenses, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution. 16/ On 12/10/2009, the bankruptcy reorganization plan of CIT Group Inc. became effective and Treasury's preferred stock and warrant investment were extinguished and replaced by Contingent Value Rights (CVRs). On 2/8/2010, the CVRs expired without value as the terms and conditions for distribution of common shares to holders of CVRs were 17/ On 12/11/2009, Treasury exchanged its Series A Preferred Stock issued by Superior Bancorp, Inc. for a like amount of non tax-deductible Trust Preferred Securities issued by Superior Capital Trust II, administrative trustee for Superior Bancorp. 18/ On 2/1/2010, following the acquisition of First Market Bank (First Market) by Union Bankshares Corporation (the acquiror), the preferred stock and exercised warrants issued by First Market on 2/6/2009 were exchanged for a like amount of securities of the acquiror in a single series but with a blended dividend rate equivalent to those of Treasury's 19/ On 2/11/2010, Pacific Coast National Bancorp dismissed its bankruptcy proceedings with no recovery to any creditors or investors, including Treasury, and the investment was extinguished. 20/ On 3/8/2010, Treasury exchanged its $84,784,000 of Preferred Stock in Midwest Banc Holdings, Inc. (MBHI) for $89,388,000 of Mandatory Convertible Preferred Stock (MCP), which is equivalent to the initial investment amount of $84,784,000, plus $4,604,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by MBHI of the conditions related to its capital plan, the MCP may be converted to common stock. 21/ On 3/30/2010, Treasury exchanged its $7,500,000 of Subordinated Debentures in GulfSouth Private Bank for an equivalent amount of Preferred Stock, in connection with its conversion from a Subchapter S-Corporation, that comply with the CPP terms applicable to privately held qualified financial institutions. 22/ On 4/16/2010, Treasury exchanged its $72,000,000 of Preferred Stock in Independent Bank Corporation (Independent) for $74,426,000 of Mandatory Convertible Preferred Stock (MCP), which is equivalent to the initial investment amount of $72,000,000, plus $2,426,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by Independent of the conditions related to its capital plan, the MCP may be converted to common stock. 23/ Treasury received Citigroup common stock pursuant to the June 2009 Exchange Agreement between Treasury and Citigroup which provided for the exchange into common shares of the preferred stock that Treasury purchased in connection with Citigroup's participation in the Capital Purchase Program (see note 11). On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. On May 26, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. On July 23, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on September 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on September 30, 2010. On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. All such sales were generally made at the market price. On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. See "Capital Purchase Program - Citigroup, Inc., Common Stock Disposition" on following page for the actual number of shares sold by Morgan Stanley, the weighted average price per share and the total proceeds to Treasury from all such sales during those periods. 24/ On 8/26/2010, Treasury completed the exchange of its $303,000,000 of Preferred Stock in Sterling Financial Corporation (Sterling) for a like amount of Mandatorily Convertible Preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Sterling entered into on 4/29/2010. Since Sterling also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, including those related to its capital plan, Treasury’s $303,000,000 of MCP was subsequently, as of 8/26/2010, converted into 378,750,000 shares of common stock. 25/ As of the date of this report, the banking subsidiary of this institution has been placed in receivership and the subsidiary's assets and liabilities were ordered to be sold to another bank. 25a/ As of the date of this report, this institution has been placed in receivership and the assets and liabilities were ordered to be sold to another bank. 26/ On 9/30/2010, Treasury completed the sale of all Preferred Stock and Warrants issued by South Financial Group, Inc. to Toronto-Dominion Bank (TD) at an aggregate purchase price of $130,179,218.75 for the Preferred Stock and $400,000 for the Warrants, pursuant to the terms of the agreement between Treasury and TD entered into on 5/18/2010. 27/ On 6/30/2010, Treasury exchanged $46,400,000 of its Series A Preferred Stock in First Merchants Corporation for a like amount of non tax-deductible Trust Preferred Securities issued by First Merchants Capital Trust III. 28/ On 7/20/2010, Treasury completed the exchange of its $400,000,000 of Preferred Stock in First BanCorp for $424,174,000 of Mandatorily Convertible Preferred Stock (MCP), which is equivalent to the initial investment amount of $400,000,000, plus $24,174,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by First BanCorp of certain conditions, including those related to its capital plan, the MCP may be converted to common stock. First BanCorp has agreed to have Treasury observers attend board of directors meetings. 29/ On 8/31/2010, following the completion of the conditions related to Pacific Capital Bancorp's (Pacific Capital) capital plan, Treasury exchanged its $180,634,000 of Preferred Stock in Pacific Capital for $195,045,000 of Mandatorily Convertible Preferred Stock (MCP), which is equivalent to the initial investment amount of $180,634,000, plus $14,411,000 of capitalized previously accrued and unpaid dividends. On 9/27/2010, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 360,833,250 shares of common stock of Pacific Capital. Pacific Capital has agreed to have Treasury observers attend board of directors meetings. 30/ This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has completed an exchange of its Capital Purchase Program investment for an investment under the terms of the CDCI program. See "Community Development Capital Initiative" below. 30a/ At the time of this institution’s exchange into the CDCI program, the warrant preferreds were included in the total amount of preferred stock exchanged for Treasury’s CDCI investment. Therefore this disposition amount does not represent cash proceeds to Treasury. 31/ On 9/30/2010, Treasury completed the exchange of its $80,347,000 of Preferred Stock in Hampton Roads Bankshares, Inc. (Hampton) for a like amount of Mandatorily Convertible Preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Hampton entered into on 8/12/2010. Since Hampton also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, Treasury’s $80,347,000 of MCP was subsequently converted into 52,225,550 shares of common stock. 32/ On 9/30/2010, Treasury completed the sale of all Preferred Stock and Warrants issued by TIB Financial Corp. to North American Financial Holdings, Inc. (NAFH) at an aggregate purchase price of $12,119,637.37 for the Preferred Stock and $40,000 for the Warrants, pursuant to the terms of the agreement between Treasury and NAFH entered into on 9/24/2010. 33/ On 3/4/2011, Treasury completed the sale to Community Bancorp LLC (“CBC”) of all Preferred Stock and Warrants issued by Cadence Financial Corporation (“Cadence”) to Treasury for an aggregate purchase price of $39,014,062.50, pursuant to the terms of the agreement between Treasury and CBC entered into on 10/29/2010. 34/ On 12/3/2010, Treasury completed the sale of all Preferred Stock (including the Preferred Stock received upon the exercise of warrants) issued by The Bank of Currituck (“Currituck”) to Treasury for an aggregate purchase price of $1,742,850, pursuant to the terms of the agreement between Treasury and Currituck entered into on 11/5/2010. 35/ Treasury entered into an agreement on 1/28/2011 with North American Financial Holdings, Inc. for the sale of all Preferred Stock and Warrants issued by Capital Bank Corporation to Treasury for an aggregate purchase price of $41,279,000. Since the conditions to closing of the sale were satisfied, the closing of the sale also occurred on 1/28/2011. 36/ On 2/15/2011, Treasury completed the sale of all Preferred Stock (including the Preferred Stock received upon the exercise of warrants) issued by Treaty Oak Bancorp (“Treaty Oak”) to Treasury for (i) a cash payment of $500,000, (ii) the right to receive up to $150,000 in principal payments on a note payable by Carlile Bancshares, Inc. in favor of Treaty Oak, and (iii) a newly issued warrant to purchase 3,098,341 shares of Treaty Oak common stock, pursuant to the terms of the agreement between Treasury and Treaty Oak entered into on 2/15/2011. 37/ On 2/18/11, Treasury completed the exchange of its $135,000,000 of Preferred Stock (including accrued and unpaid dividends thereon) in Central Pacific Financial Corp.for not less than 5,620,117 shares of common stock, pursuant to an exchange agreement dated 2/17/2011. 38/ On 3/9/2011, Treasury completed the sale of all Subordinated Debentures (including the Subordinated Debentures received upon the exercise of warrants) issued by FBHC Holding Company ("FBHC") to Treasury for an aggregate purchase price of $650,000, pursuant to the terms of the agreement between Treasury and FBHC entered into on 3/9/2011. 39/ Treasury entered into an agreement on 3/11/2011 with First Community Bank Corporation of America (FCBCA) for the sale of all Preferred Stock and Warrants issued by FCBCA for an aggregate purchase price of (i) $7.20 million plus (ii) 72% of the remaining cash assets after giving effect to the payment of defined acquisition expenses, debts, liabilities and distributions to other classes of security holders, which payments are not to exceed $3.58 million. Closing of the sale is subject to certain conditions including completion of the acquisition and merger of FCBCA by Community Bank of Manatee, a Florida chartered commercial bank. 40/ As a result of the acquisition of Fidelity Resources Company (the acquired company) by Veritex Holdings, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/26/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/23/2011. Page 1 of 1 CAPITAL PURCHASE PROGRAM - CITIGROUP, INC. COMMON STOCK DISPOSITION Date 4/26/2010 5/26/2010 5/26/2010 6/30/2010 7/23/2010 9/30/2010 10/19/2010 12/6/2010 Pricing Mechanism 6 Number of Shares Proceeds 7 1 $4.1217 1,500,000,000 $ 6,182,493,158 $3.8980 1,108,971,857 $ 4,322,726,825 $3.9090 1,500,000,000 $ 5,863,489,587 $4.2609 1,165,928,228 $ 4,967,921,811 $4.3500 2,417,407,607 $ 10,515,723,090 2 3 4 5 12/6/2010 Total Proceeds: $31,852,354,471 1/ On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. 2/ On May 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. 3/ On July 23, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on September 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occured on September 30, 2010. 4/ On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. 5/ On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. Closing of the offering is subject to the fulfillment of certain closing conditions. 6/ The price set forth is the weighted average price for all sales of Citigroup, Inc. common stock made by Treasury over the course of the corresponding period. 7/ Amount represents the gross proceeds to Treasury. Page 1 of 1 COMMUNITY DEVELOPMENT CAPITAL INITIATIVE Seller Footnote Purchase Date 1 1, 2 1, 2 1 1 2a 1 1 1 1 2a 1 1 1 1 1, 2 1 1, 2 1 1, 2 1, 2 1, 2 1, 2 1 1 1 1 1 1 1 7/30/2010 7/30/2010 8/6/2010 8/13/2010 8/13/2010 9/17/2010 8/13/2010 8/13/2010 8/13/2010 8/20/2010 9/24/2010 8/20/2010 8/27/2010 9/3/2010 9/3/2010 9/3/2010 9/10/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 Name of Institution Purchase Details City State Guaranty Capital Corporation University Financial Corp, Inc. Southern Bancorp, Inc. Premier Bancorp, Inc. Citizens Bancshares Corporation Belzoni St. Paul Arkadelphia Wilmette Atlanta MS MN AR IL GA PGB Holdings, Inc. First American International Corp. Tri-State Bank of Memphis Mission Valley Bancorp Chicago Brooklyn Memphis Sun Valley IL NY TN CA M&F Bancorp, Inc. Carver Bancorp, Inc Kilmichael Bancorp, Inc. United Bancorporation of Alabama, Inc. IBW Financial Corporation IBC Bancorp, Inc. CFBanc Corporation American Bancorp of Illinois, Inc. Hope Federal Credit Union Genesee Co-op Federal Credit Union First Eagle Bancshares, Inc. Liberty Financial Services, Inc. First Choice Bank Bainbridge Bancshares, Inc. Virginia Community Capital, Inc. Lower East Side People's Federal Credit Union Atlantic City Federal Credit Union Neighborhood Trust Federal Credit Union Gateway Community Federal Credit Union Union Baptist Church Federal Credit Union Buffalo Cooperative Federal Credit Union Tulane-Loyola Federal Credit Union Alternatives Federal Credit Union Liberty County Teachers Federal Credit Union UNO Federal Credit Union Butte Federal Credit Union Thurston Union of Low-Income People (TULIP) Cooperative Credit Union Phenix Pride Federal Credit Union Pyramid Federal Credit Union Cooperative Center Federal Credit Union Prince Kuhio Federal Credit Union Community First Guam Federal Credit Union Brewery Credit Union Tongass Federal Credit Union Santa Cruz Community Credit Union Northeast Community Federal Credit Union Fairfax County Federal Credit Union Security Federal Corporation Community Bank of the Bay The First Bancshares, Inc. BancPlus Corporation First M&F Corporation State Capital Corporation Lafayette Bancorp, Inc. PSB Financial Corporation Community Bancshares of Mississippi, Inc. First Vernon Bancshares, Inc. Security Capital Corporation BankAsiana Durham New York Kilmichael Atmore Washington Chicago Washington Oak Brook Jackson Rochester Hanover Park New Orleans Cerritos Bainbridge Christiansburg New York Lander New York Missoula Fort Wayne Buffalo New Orleans Ithaca Liberty New Orleans Biggs Olympia Phenix City Tucson Berkeley Honolulu Hagatna Milwaukee Ketchikan Santa Cruz San Francisco Fairfax Aiken Oakland Hattiesburg Ridgeland Kosciusko Greenwood Oxford Many Brandon Vernon Batesville Palisades Park NC NY MS AL DC IL DC IL MS NY IL LA CA GA VA NY WY NY MT IN NY LA NY TX LA CA WA AL AZ CA HI GU WI AK CA CA VA SC CA MS MS MS MS MS LA MS AL MS NJ Amount from CPP Investment Description Subordinated Debentures Subordinated Debentures Preferred Stock Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Subordinated Debentures Preferred Stock Preferred Stock Subordinated Debentures Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 14,000,000 11,926,000 11,000,000 6,784,000 7,462,000 3,000,000 17,000,000 2,795,000 5,500,000 11,735,000 18,980,000 10,300,000 6,000,000 4,205,000 7,875,000 5,645,000 5,146,000 18,000,000 1,747,000 5,000,000 50,400,000 30,000,000 15,750,000 4,551,000 9,734,000 54,600,000 6,245,000 17,910,000 - Disposition Details Additional Investment $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,189,000 22,800,000 4,379,000 4,836,000 3,881,000 5,689,000 4,000,000 2,313,000 12,123,000 30,514,000 - Investment Amount $ $ $ $ 14,000,000 22,115,000 33,800,000 6,784,000 $ $ $ $ 11,841,000 3,000,000 17,000,000 2,795,000 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,336,000 11,735,000 18,980,000 3,154,000 10,300,000 6,000,000 8,086,000 5,781,000 5,457,000 4,520,000 300,000 7,875,000 11,334,000 5,146,000 3,372,000 1,915,000 898,000 2,500,000 283,000 1,657,000 10,000 145,000 424,000 2,234,000 435,000 743,000 1,000,000 75,000 153,000 2,500,000 2,799,000 273,000 2,650,000 1,096,000 1,600,000 2,828,000 350,000 8,044,000 22,000,000 4,060,000 17,123,000 80,914,000 30,000,000 15,750,000 4,551,000 9,734,000 54,600,000 6,245,000 17,910,000 5,250,000 Pricing Mechanism Date Amount Remaining Investment Amount Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Page 1 of 2 Seller Footnote Purchase Date 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 Name of Institution City State Amount from CPP Investment Description Disposition Details Additional Investment Investment Amount Bay Springs Okolona Lakewood New York Bronx Shreveport Springhill MS MS NY NY NY LA LA Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures $ $ $ $ $ $ $ - $ $ $ $ $ $ $ - $ $ $ $ $ $ $ New York NY Subordinated Debentures $ - $ - Chicago Bridgeport Rantoul Del Rio Burlington Charlotte New York San Antonio Washington Oceanside Kinston Pittsburgh Roanoke Los Angeles Terre Haute Somerset Hilo Brooklyn IL CT IL TX VT NC NY TX DC CA NC PA VA CA IN NJ HI NY Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ - $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ - Pricing Mechanism 7,922,000 3,297,000 1,709,000 14,000 502,000 2,646,000 6,300,000 $ 57,000 325,000 7,000 450,000 3,260,000 1,091,000 1,000,000 295,000 1,100,000 1,522,000 30,000 350,000 100,000 9,278,000 100,000 1,229,000 31,000 698,000 300,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 570,073,000 Remaining Investment Amount Par $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Amount Date Par Par Par Par Par Par Par Total Purchase Amount $ 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/30/2010 The Magnolia State Corporation Bancorp of Okolona, Inc. Southern Chautauqua Federal Credit Union Fidelis Federal Credit Union Bethex Federal Credit Union Shreveport Federal Credit Union Carter Federal Credit Union UNITEHERE Federal Credit Union (Workers United Federal Credit Union) North Side Community Federal Credit Union East End Baptist Tabernacle Federal Credit Union Community Plus Federal Credit Union Border Federal Credit Union Opportunities Credit Union First Legacy Community Credit Union Union Settlement Federal Credit Union Southside Credit Union D.C. Federal Credit Union Faith Based Federal Credit Union Greater Kinston Credit Union Hill District Federal Credit Union Freedom First Federal Credit Union Episcopal Community Federal Credit Union Vigo County Federal Credit Union Renaissance Community Development Credit Union Independent Employers Group Federal Credit Union Brooklyn Cooperative Federal Credit Union Purchase Details Total Capital Repayment Amount TOTAL TREASURY COMMUNITY DEVELOPMENT INITIATIVE (CDCI) INVESTMENT AMOUNT $ $0 570,073,000 1/ This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of investment with Treasury under the CDCI program terms. 2/ Treasury made an additional investment in this institution at the time it entered the CDCI program. 2a/ Treasury made an additional investment in this institution after the time it entered the CDCI program. Page 2 of 2 AUTOMOTIVE INDUSTRY FINANCING PROGRAM Exchange/Transfer/Other Details Initial Investment City, State Date Transaction Type 12/29/2008 Purchase Seller GMAC Description Preferred Stock w/ Exercised Warrants Pricing Mechanism Amount $ 5,000,000,000 12/30/2009 Par 5/21/2009 Purchase GMAC Convertible Preferred Stock w/ Exercised Warrants 12/30/2009 Purchase GMAC Convertible Preferred Stock w/ Exercised Warrants $ 1,250,000,000 Par 12/30/2009 GMAC (Ally) Date Purchase GMAC Trust Preferred Securities w/ Exercised Warrants $ 2,540,000,000 Par Detroit, MI 12/29/2008 Purchase 12/31/2008 Purchase 4/22/2009 General Motors Corporation General Motors Corporation General Motors Corporation $ 7,500,000,000 Par 22 22, 26 $ 884,024,131 Par Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note 13,400,000,000 Par Debt Obligation Par 5,000,000,000 N/A 12/30/2009 3,000,000,000 Partial conversion of preferred $ stock for common stock 5,500,000,000 N/A N/A 27 GMAC (Ally) Convertible Preferred Stock Date Type Amount/ Proceeds Remaining Investment Description Remaining Investment Amount/Equity % $ 5,937,500,000 26 2,670,000,000 Amount/Equity % N/A 12/30/2010 Description 5/29/2009 7/10/2009 Exchange for amended and restated Trust Preferred Securities Exchange for equity interest in GMAC Exchange for preferred and common stock in New GM Exchange for preferred and common stock in New GM $ $ 884,024,131 N/A N/A $ N/A 21, 22 GMAC (Ally) $ 13,400,000,000 GMAC (Ally) 3, 26 73.8% Common Stock Trust Preferred Securities $ 2,670,000,000 General Motors Company 10, Preferred Stock 11, 24 $ 2,100,000,000 General Motors Company 10, Common Stock 11, 25 27 3/2/2011 Disposition 2 $ 2,667,000,000 None $ 2,139,406,778 None $ 0 3 7 7 Purchase General Motors Corporation Par 6 7/10/2009 Exchange for preferred and common stock in New GM $ 360,624,198 N/A 1/16/2009 Chrysler FinCo Chrysler FinCo Debt Obligation w/ Additional $ Note 1,500,000,000 Par Par 8 Exchange for preferred and common stock in New GM $ 22,041,706,310 N/A Transfer of debt to New GM $ 7,072,488,605 N/A Debt left at Old GM $ 985,805,085 N/A 7 General Motors Holdings LLC 11, 12 Debt Obligation $ 7,072,488,605 Chrysler Holding Purchase Chrysler Holding Purchase Chrysler Holding 5/1/2009 Purchase Old Chrysler 5/20/2009 Purchase Old Chrysler 4/29/2009 4/29/2009 Auburn Hills, MI Purchase 5/27/2009 Purchase New Chrysler Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note $ $ - $ 280,130,642 $ $ - $ 6,642,000,000 6/10/2009 Par N/A $ 500,000,000 N/A Partial Repayment $ 1,000,000,000 Debt Obligation $ 5,711,864,407 1/21/2010 Partial Repayment $ 35,084,421 Debt Obligation $ 5,676,779,986 Partial Repayment $ 1,000,000,000 Debt Obligation $ 4,676,779,986 Repayment $ 4,676,779,986 None $ 0 9 Motors Liquidation Company Debt Obligation $ Partial repayment $ 1,496,500,945 Partial repayment $ 1,464,690,823 Partial repayment $ 1,413,554,739 Partial repayment $ 1,369,197,029 Repayment $ 1,369,197,029 Repayment* $ 15,000,000 None - 5/14/2010 Termination and settlement payment 20 $ 1,900,000,000 None - 19 Chrysler Holding 20 Debt obligation w/ additional note $ 3,500,000,000 15 4/30/2010 17 18 6/10/2009 Completion of bankruptcy proceeding; transfer of collateral security to liquidation trust Issuance of equity in New Chrysler $ $ (1,888,153,580) - N/A Repayment $ 280,130,642 None $ 30,544,528 N/A 23 Old Carco Liquidation Trust Chrysler Group LLC Chrysler Group LLC 23 19 Right to recover proceeds Debt obligation w/ additional note Common equity N/A Proceeds from sale of collateral Proceeds from sale of 9/9/2010 collateral Proceeds from sale of 12/29/2010 collateral 5/10/2010 $ $ $ $ $ Debt Obligation w/ 3,499,055 Additional Note Debt Obligation w/ 31,810,122 Additional Note Debt Obligation w/ 51,136,084 Additional Note Debt Obligation w/ 44,357,710 Additional Note Additional Note Right to recover proceeds Right to recover 9,666,784 proceeds Right to recover 7,844,409 proceeds $ 0 $ 0 N/A N/A N/A 9.9% Additional Note Proceeds * $ $ $ 7,142,000,000 Total Payments 81,344,932,551 Total Treasury Investment Amount 33.3% 985,805,085 14 16 - Transfer of debt to New Chrysler 6,711,864,407 9 13 Par 1,888,153,580 Debt Obligation w/ Additional $ Note, Equity Total Initial Investment Amount 4,000,000,000 $ 9 Farmington Hills, MI 1/2/2009 Chrysler Purchase 30,100,000,000 7/10/2009 7/10/2009 Purchase Debt Obligation w/ Additional $ Note 360,624,198 7/10/2009 6/3/2009 General Motors Corporation Debt Obligation w/ Additional $ Note 360,624,198 Debt Obligation 0 36.9% 60.8% Detroit, MI 5/27/2009 1,761,495,577 Common Stock 7/10/2009 N/A $ 7/14/2009 4,000,000,000 $ 7/14/2009 $ Partial Repayment 3/17/2009 7/10/2009 Partial disposition 25 6/17/2009 5 11,743,303,903 Common Stock 5/18/2009 Par $ 4/17/2009 4,000,000,000 Exchange for preferred and common stock in New GM $ 4/20/2010 General Motors Purchase Debt Obligation w/ Additional $ Note Partial disposition 25 3/31/2010 5/20/2009 General Motors Corporation Repayment 11/26/2010 7 12/15/2010 12/18/2009 2,000,000,000 11/18/2010 7/10/2009 Purchase 2,000,000,000 Obligor $ 7/10/2009 4 Pricing Mechanism Amount Partial conversion of preferred $ stock for common stock 3/1/2011 2 Type Exchange for convertible preferred stock Payment or Disposition1 Treasury Investment After Exchange/Transfer/Other $ 29,111,881,226 $ 15,000,000 48,744,897,745 Footnotes appear on following page. Page 1 of 2 As used in this table and its footnotes: GMAC refers to GMAC Inc., formerly known as GMAC LLC., and now known as Ally Financial, Inc. ("Ally"). "Old GM" refers to General Motors Corporation, which is now known as Motors Liquidation Company. "New GM" refers to General Motors Company, the company that purchased Old GM's assets on 7/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. See also footnote 11. "Chrysler FinCo" refers to Chrysler Financial Services Americas LLC. "Chrysler Holding" refers to CGI Holding LLC, the company formerly known as "Chrysler Holding LLC". "Old Chrysler" refers to Old Carco LLC (fka Chrysler LLC). "New Chrysler" refers to Chrysler Group LLC, the company that purchased Old Chrysler's assets on 6/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. 1. Payment amount does not include accrued and unpaid interest on a debt obligation, which must be paid at the time of principal repayment. 2. Treasury committed to lend General Motors Corporation up to $1,000,000,000. The ultimate funding was dependent upon the level of investor participation in GMAC LLC's rights offering. The amount has been updated to reflect the final level of funding. 3. Pursuant to its rights under the loan agreement with Old GM reported on 12/29/2008, Treasury exchanged its $884 million loan to Old GM for a portion of Old GM’s common equity interest in GMAC. Treasury held a 35.4% common equity interest in GMAC until the transactions reported on 12/30/2009. (See transactions marked by orange line in the table above and footnote 22.) 4. This transaction is an amendment to Treasury's 12/31/2008 agreement with Old GM (the "Old GM Loan"), which brought the total loan amount to $15,400,000,000. 5. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,400,000,000. 6. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,760,624,198. The $360,624,198 loan was used to capitalize GM Warranty LLC, a special purpose vehicle created by Old GM . On 7/10/2009, the principal amount was included in the $7.07 billion of debt assumed by the new GM, as explained in footnote 10. 7. On 7/10/2009, the principal amount outstanding under the Old GM Loan and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM. (See green lines in the table above.) 8. Under the terms of the $33.3 billion debtor-in-possession credit agreement dated 6/3/2009 with Old GM (the "GM DIP Loan"), Treasury's commitment amount was $30.1 billion. The remaining $2.2 billion of the financing was provided by Canadian government entities. As of 7/09/2009, $30.1 billion of funds had been disbursed by Treasury. 9. On 7/10/2009, Treasury and Old GM amended the GM DIP Loan, and the principal amount and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM, except for (i) $7.07 billion, which was assumed by New GM as a new obligation under the terms of a separate credit agreement between Treasury and New GM (see transactions marked by green lines in table above) and (ii) $986 million, which remained a debt obligation of Old GM. 10. In total, for the exchange of the Old GM Loan and the GM DIP Loan (other than as explained in footnote 9), Treasury received $2.1 billion in preferred shares and 60.8% of the common shares of New GM. (See transactions marked by green lines in the table above.) 11. Pursuant to a corporate reorganization completed on or about 10/19/2009, the shareholders of New GM, including with respect to Treasury's preferred and common stock, became shareholders of General Motors Holding Company (the ultimate parent company of New GM), which was renamed "General Motors Company" on an equal basis to their shareholdings in New GM, and New GM was converted to "General Motors LLC". General Motors LLC is a wholly owned subsidiary of General Motors Holdings LLC, and General Motors Holdings LLC is a wholly owned subsidiary of General Motors Company. 12. Pursuant to a corporate reorganization completed on 10/19/2009, Treasury's loan with New GM was assigned and assumed by General Motors Holdings LLC. 13. The loan was funded through Chrysler LB Receivables Trust, a special purpose vehicle created by Chrysler FinCo. The amount of $1,500,000,000 represents the maximum loan amount. The loan was incrementally funded until it reached the maximum amount of $1.5 billion on 4/9/2009. 14. This transaction was an amendment to Treasury's 1/2/2009 agreement with Chrysler Holding. As of 4/30/2009, Treasury's obligation to lend any funds committed under this amendment had terminated. No funds were disbursed. 15. The loan was used to capitalize Chrysler Warranty SPV LLC, a special purpose vehicle created by Old Chrysler. 16. This transaction was set forth in a credit agreement with Old Chrysler fully executed on 5/5/2009 following a term sheet executed on 5/1/2009 and made effective on 4/30/2009. Treasury's commitment was $3.04 billion of the total $4.1 billion debtor-in-possession credit facility (the "Chrysler DIP Loan"). As of 6/30/2009, Treasury's commitment to lend under the Chrysler DIP Loan had terminated. The remaining principal amount reflects the final amount of funds disbursed under the Chrysler DIP Loan. 17. This transaction was an amendment to Treasury's commitment under the Chrysler DIP Loan, which increased Treasury's commitment by an amount $756,857,000 to a total of $3.8 billion under the Chrysler DIP Loan. As of 6/30/2009, Treasury's obligation to lend funds committed under the Chrysler DIP Loan had terminated. 18. This transaction, first reported based on a term sheet fully executed on 5/27/2009 for an amount up to $6.943 billion, was set forth in a credit agreement with New Chrysler fully executed on 6/10/2009. Under the terms of the credit agreement, Treasury made a new commitment to New Chrysler of up to $6.642 billion. The total loan amount is up to $7.142 billion including $500 million of debt assumed on 6/10/2009 from Chrysler Holding originally incurred under Treasury's 1/2/2009 credit agreement with Chrysler Holding. The debt obligations are secured by a first priority lien on the assets of New Chrysler. When the sale to new Chrysler was completed, Treasury acquired the rights to 9.85% of the common equity in new Chrysler. 19. Pursuant to the agreement explained in footnote 18, $500 million of this debt obligation was assumed by New Chrysler. 20. Under loan agreement, as amended on 7/23/2009, Treasury was entitled to proceeds Chrysler Holdco received from Chrysler FinCo equal to the greater of $1.375 billion or 40% of the equity value of Chrysler FinCo. Pursuant to a termination agreement dated 5/14/2010, Treasury agreed to accept a settlement payment of $1.9 billion as satisfaction in full of all existing debt obligations (including additional notes and accrued and unpaid interest) of Chrysler Holdco, and upon receipt of such payment to terminate all such obligations. 21. Amount of the Treasury investment exchange includes the exercised warrants from Treasury's initial investments. 22. Under the terms of an agreement dated 12/30/2009, the convertible preferred shares will mandatorily convert to common stock under the conditions and the conversion price as set forth in the terms of the agreement. 23. On April 30, 2010, the Plan of Liquidation for the debtors of Old Chrysler approved by the respective bankruptcy court became effective (the “Liquidation Plan”). Under the Liquidation Plan, the loan Treasury had provided to Old Chrysler was extinguished without repayment, and all assets of Old Chrysler were transferred to a liquidation trust. Treasury retained the right to recover the proceeds from the liquidation from time to time of the specified collateral security attached to such loan. 24. On October 27, 2010, Treasury accepted an offer by General Motors Company (GM) to repurchase all of the approximately $2.1 billion preferred stock at a price per share of $25.50, which is equal to 102% of the liquidation preference, subject to the closing of the proposed initial public offering of GM’s common stock. The repurchase was completed on 12/15/2010. 25. On 11/17/2010, Treasury agreed to sell 358,546,795 shares of common stock at $32.7525 per share (which represents the $33 public sale price less underwriting discounts and fees) pursuant to an underwriting agreement. Following settlement, the net proceeds to Treasury were $11,743,303,903. On 11/26/2010, the underwriters exercised their option to purchase an additional 53,782,019 shares of common stock from Treasury at the same purchase price resulting in additional proceeds of $1,761,495,577. Treasury's aggregate net proceeds from the sale of common stock pursuant to the underwriting agreement total $13,504,799,480. 26. On 12/30/2010, Treasury converted $5,500,000,000 of the total convertible preferred stock then outstanding and held by Treasury (including exercised warrants) into 531,850 shares of common stock of Ally. Following this conversion, Treasury holds $5,937,500,000 of convertible preferred stock. 27. On 3/1/2011, Treasury entered into an agreement with Ally Financial, Inc. (Ally) and certain other parties to amend and restate the $2,667,000,000 in aggregate liquidation preference of its Ally trust preferred securities so to facilitate a public underwritten offering. At the time of amendment and restatement, Treasury received all outstanding accrued and unpaid dividends and a distribution fee of $28,170,000. 28. On 3/2/2011, Treasury entered into an underwritten offering for all of its Ally trust preferred securities, the proceeds of which were $2,638,830,000, which together with the distribution fee referred to in footnote 27, provided total disposition proceeds to Treasury of $2,667,000,000. This amount does not include the accumulated and unpaid dividends on the trust preferred securities from the date of the amendment and restatement through but excluding the closing date that Treasury will receive separately at settlement. AUTOMOTIVE SUPPLIER SUPPORT PROGRAM Seller Adjustment Details Payment or Disposition4 Date Name of Institution City State Transaction Type Investment Description Investment Amount Pricing Mechanism Adjustment Date Adjustment Amount Adjusted or Final Investment Amount Type Remaining Investment Description 2/11/2010 Partial repayment Partial repayment Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note 3/4/2010 Footnote Repayment5 4/5/2010 Date 11/20/2009 1 4/9/2009 GM Supplier Receivables LLC Wilmington DE Purchase Debt Obligation w/ $ 3,500,000,000 Additional Note 7/8/2009 3 $ (1,000,000,000) $ N/A 6 2 4/9/2009 Chrysler Receivables SPV LLC INITIAL TOTAL $ 5,000,000,000 Wilmington DE Purchase ADJUSTED TOTAL Debt Obligation w/ $ 1,500,000,000 Additional Note $ 413,076,735 2,500,000,000 7/8/2009 3 $ 290,000,000 $ (500,000,000) $ 1,000,000,000 $ 123,076,735 N/A 7 Total Repayments $ 413,076,735 Amount $ 140,000,000 $ 100,000,000 Additional Note $ 50,000,000 Payment None $ 56,541,893 3/9/2010 Repayment5 Additional Note $ 123,076,735 4/7/2010 Payment 6 7 None $ 44,533,054 Total Proceeds from Additional Notes $ 101,074,947 1/ The loan was funded through GM Supplier Receivables, LLC, a special purpose vehicle created by General Motors Corporation. The amount of $3,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/3/2009. General Motors Company assumed GM Supplier Receivables LLC on 2/ The loan was funded through Chrysler Receivables SPV LLC, a special purpose vehicle created by Chrysler LLC. The amount of $1,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/7/2009. Chrysler Group LLC assumed Chrysler Receivables SPV LLC on 6/10/2009. 3/ Treasury issued notice to the institution of the permanent reduced commitment on 7/8/2009; the reduction was effective on 7/1/2009. 4/ Does not include accrued and unpaid interest due on the amount of principal repayment, which interest must be paid at the time of principal repayment. 5/ All outstanding principal drawn under the credit agreement was repaid. 6/ Treasury's commitment was $2.5 billion (see note 3). As of 4/5/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. 7/ Treasury's commitment was $1 billion (see note 3). As of 4/7/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. Page 2 of 2 TARGETED INVESTMENT PROGRAM Seller Footnote Date Name of Institution City State Transaction Type 12/31/2008 Citigroup Inc. Bank of America 1/16/2009 Corporation New York NY Purchase Charlotte NC Purchase Investment Amount Pricing Mechanism Capital Repayment Date Investment Description Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants $ 20,000,000,000 Par 12/23/2009 $ 20,000,000,000 Par $ Capital Repayment Amount 12/9/2009 TOTAL 1 Treasury Investment Remaining After Capital Repayment Capital Repayment Details 2 Remaining Capital Amount Remaining Capital Description Final Disposition Final Disposition Description Final Disposition Date 3 Final Disposition Proceeds $ 20,000,000,000 $ 0 Warrants 1/25/2011 A Warrants $ 190,386,428 $ 20,000,000,000 $ 0 Warrants 3/3/2010 A Warrants $ 1,255,639,099 $ 40,000,000,000 $ 1,446,025,527 2 40,000,000,000 TOTAL CAPITAL REPAYMENT TOTAL TREASURY TIP INVESTMENT AMOUNT $ Total Warrant Proceeds 0 1/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock, Series I (TIP Shares) “dollar for dollar” for Trust Preferred Securities. 2/ Repayment pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009. 3/ For final disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution, and "A" represents the proceeds to Treasury, before underwriting fees and selling expenses, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution. ASSET GUARANTEE PROGRAM Initial Investment Footnote Date Seller Name of Institution City State Type New York NY Guarantee Premium 3 12/23/2009 Citigroup Inc. New York NY Termination Master Agreement Termination Agreement TOTAL $ $ $ 5,000,000,000 Description Preferred Stock w/ Warrants Amount Exchange/Transfer/Other Details $ Date 6/9/2009 4,034,000,000 4 9/29/2010 Type Description Exchange preferred stock for Trust Preferred trust preferred securities Securities w/ Warrants Payment or Disposition Exchange trust preferred securities for trust preferred securities Trust Preferred Securities w/ Warrants Amount Footnote Date Remaining Premium Description Trust Preferred $ (1,800,000,000) Securities w/ Warrants $2,234,000,000 $ 0 $ 0 $ 4,034,000,000 3 Type Partial cancellation for early 12/23/2009 termination of guarantee $ 2,246,000,000 5 9/30/2010 Disposition $ 2,246,000,000 1/25/2011 Warrant Auction 1/16/2009 Citigroup Inc. Guarantee Limit Footnote 2 1 Description $ Remaining Premium Amount Warrants 67,197,045 None (5,000,000,000) 0 Total Proceeds $ 2,313,197,045 1/ In consideration for the guarantee, Treasury received $4.03 billion of preferred stock, which pays 8% interest. 2/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” for Trust Preferred Securities. 3/ On 12/23/2009, Treasury entered into a Termination Agreement with the other parties to the Master Agreement which served to terminate Treasury’s guarantee and obligations under the Master Agreement. In connection with the early termination of the guarantee, Treasury agreed to cancel $1.8 billion of the AGP Trust Preferred Securities, and the Federal Deposit Insurance Corporation (FDIC) and Treasury agreed that, subject to the conditions set out in the Termination Agreement, the FDIC may transfer $800 million of Trust Preferred Securities to Treasury at the close of Citigroup’s participation in the FDIC’s Temporary Liquidity Guarantee Program. 4/ On 9/29/2010, Treasury entered into an agreement with Citigroup Inc. to exchange $2,234,000,000 in aggregate liquidation preference of its trust preferred securities for $2,246,000,000 in aggregate liquidation preference of trust preferred securities with certain modified terms. At the time of exchange, Citigroup Inc. paid the outstanding accrued and unpaid dividends. 5/ On 9/30/2010, Treasury entered into underwritten offering of the trust preferred securities, the gross proceeds of which do not include accumulated and unpaid distributions from the date of the exchange through the closing date. Page 1 of 1 AMERICAN INTERNATIONAL GROUP, INC. (AIG) INVESTMENT PROGRAM (formerly referred to as Systemically Significant Failing Institutions Program) Seller Note 1 11/25/2008 Name of Institution Date 2, 3 4/17/2009 AIG Purchase Details City New York AIG New York Transaction Type State NY NY Purchase Purchase Exchange/Transfer Details Investment Amount Investment Description Preferred Stock w/ Warrants (Series D) $ Preferred Stock w/ Warrants (Series F) 40,000,000,000 $ Date Par 29,835,000,000 Par 2 Transaction Type 4/17/2009 Pricing Mechanism Exchange Investment Description Preferred Stock w/ Warrants (Series E) Amount 1 Pricing Mechanism $ 40,000,000,000 Par See table below for exchange/transfer details in connection with the recapitalization conducted on 1/14/2011. Final Disposition TOTAL $ Date 69,835,000,000 Transaction Type Investment Pricing Mechanism Proceeds Warrants (Series E) Warrants (Series F) Total 1/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative Preferred Shares for Series E Fixed Rate Non-Cumulative Preferred Shares with no change to Treasury's initial investment amount. In addition, in order for AIG to fully redeem the Series E Preferred Shares, it has an additional obligation to Treasury of $1,604,576,000 to reflect the cumulative unpaid dividends for the Series D Preferred Shares due to Treasury through and including the exchange date. 2/ The investment price reflects Treasury's commitment to invest up to $30 billion less a reduction of $165 million representing retention payments AIG Financial Products made to its employees in March 2009. 3/ This transaction does not include AIG's commitment fee of an additional $165 million to be paid from its operating income over the life of the facility. A $55 million payment was received by Treasury on 12/17/2010. Additional payments are scheduled to be made in accordance with the Amended and Restated Purchase Agreement, dated as of AIG POST-RECAPITALIZATION Recapitalization Treasury Holdings Post-Recapitalization Date Investment Description Transaction Type Pricing Mechanism Exchange Note Par Final Disposition Investment Description Date Amount Preferred Stock (Series G) $ AIA Preferred Units $ Pricing Mechanism Proceeds 8 Transaction Type 2,000,000,000 2/14/2011 1/14/2011 Preferred Stock (Series F) Exchange N/A ALICO Junior Preferred Interests Exchange 5 6 1/14/2011 1/14/2011 Preferred Stock (Series E) Common Stock (non-TARP) Exchange Transfer 7 $ 3,375,328,432 7 Payment $ 185,726,192 Par Payment $ 5,511,067,614 Par 3/15/2011 16,916,603,568 3/8/2011 Payment $ 55,833,333 Par 2/14/2011 Payment $ 2,009,932,072 Par 3/8/2011 4 Remaining Recap Investment Amount Payment $ 1,383,888,037 Par $ 9,146,447,248 $ 11,163,976,429 8 $ 8 0 167,623,733 N/A Common Stock 924,546,133 562,868,096 Total 4/ On 1/14/2011, (A) Treasury exchanged $27,835,000,000 of Treasury's investment in AIG's Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series F) which is equal to the amount funded (including amounts drawn at closing) under the Series F equity capital facility, for (i) the transferred SPV preferred interests and (ii) 167,623,733 shares of AIG Common Stock, and (B) Treasury exchanged $2,000,000,000 of undrawn Series F for 20,000 shares of preferred stock under the new Series G Cumulative Mandatory Convertible Preferred Stock equity capital facility under which AIG has the right to draw up to $2,000,000,000. 5/ On 1/14/2011, Treasury exchanged an amount equivalent to the $40 billion initial investment plus capitalized interest from the April 2009 exchange (see note 1 above) of Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series E) for 924,546,133 shares of AIG Common Stock. 6/ On 1/14/2011, Treasury received 562,868,096 shares of AIG Common Stock from the AIG Credit Facility Trust, which trust was established in connection with the credit facility between AIG and the Federal Reserve Bank of New York. This credit facility was repaid and terminated pursuant to this recapitalization transaction. The trust had received 562,868,096 shares of AIG common stock in exchange for AIG's Series C Perpetual, Convertible Participating Preferred Stock, which was previously held by the trust for the benefit of the U.S. Treasury. 7/ The amount of Treasury's AIA Preferred Units and ALICO Junior Preferred Interests holdings do not reflect preferred returns on the securities that accrue quarterly. 8/ Proceeds include amounts applied to pay (i) accrued preferred returns and (ii) redeem the outstanding liquidation amount. Page 1 of 1 CONSUMER AND BUSINESS LENDING INITIATIVE INVESTMENT PROGRAM Seller Footnote Date 1 3/3/2009 Name of Institution City State Transaction Type Investment Description DE Purchase Debt Obligation w/ Additional Note Investment Amount Pricing Mechanism Adjusted Investment Date Amount 2 TALF LLC Wilmington TOTAL $ 20,000,000,000 $ N/A 7/19/2010 $ 4,300,000,000 4,300,000,000 1/ The loan was funded through TALF LLC, a special purpose vehicle created by The Federal Reserve Bank of New York ("FRBNY"). The amount of $20,000,000,000 represents the maximum loan amount. The loan will be incrementally funded. 2/ On 7/19/2010, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously entered into on 3/3/2009, which amendment reduced Treasury's maximum loan amount to $4,300,000,000. Page 1 of 1 SMALL BUSINESS AND COMMUNITY LENDING INITIATIVE SBA 7a Securities Purchase Program Purchase Details 1 Date 3/19/2010 3/19/2010 3/19/2010 4/8/2010 4/8/2010 5/11/2010 5/11/2010 5/11/2010 5/25/2010 5/25/2010 6/17/2010 6/17/2010 7/14/2010 7/14/2010 7/14/2010 7/29/2010 7/29/2010 8/17/2010 8/17/2010 8/17/2010 8/31/2010 8/31/2010 8/31/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 Investment Description Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2016 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2017 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2019 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2024 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2021 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2026 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2035 Total Purchase Face Amount Settlement Details Purchase Face 3 Amount $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,070,000 7,617,617 8,030,000 23,500,000 8,900,014 10,751,382 12,898,996 8,744,333 8,417,817 17,119,972 34,441,059 28,209,085 6,004,156 6,860,835 13,183,361 2,598,386 9,719,455 8,279,048 5,000,000 10,000,000 9,272,482 10,350,000 6,900,000 8,902,230 8,050,000 5,750,000 5,741,753 3,450,000 11,482,421 13,402,491 14,950,000 $ 332,596,893 Investment Amount Pricing Mechanism TBA or PMF3 Settlement Date 107.75 109 108.875 110.502 107.5 106.806 109.42 110.798 110.125 109.553 110.785 112.028 106.625 108.505 111.86 108.4375 106.75 110.198 110.088 110.821 110.515 112.476 105.875 111.584 110.759 106.5 110.5 110.875 113.838 113.9 114.006 - 3/24/2010 3/24/2010 3/24/2010 5/28/2010 4/30/2010 6/30/2010 6/30/2010 6/30/2010 7/30/2010 7/30/2010 8/30/2010 8/30/2010 9/30/2010 9/30/2010 9/30/2010 9/30/2010 10/29/2010 9/30/2010 10/29/2010 10/29/2010 9/29/2010 10/29/2010 11/30/2010 10/29/2010 11/30/2010 11/30/2010 11/30/2010 11/30/2010 12/30/2010 11/30/2010 12/30/2010 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ TOTAL INVESTMENT AMOUNT $ 2, 3 4,377,249 8,279,156 8,716,265 26,041,643 9,598,523 11,511,052 14,151,229 9,717,173 9,294,363 18,801,712 38,273,995 31,693,810 6,416,804 7,462,726 14,789,302 2,826,678 10,394,984 9,150,989 5,520,652 11,115,031 10,277,319 11,672,766 7,319,688 9,962,039 8,940,780 6,134,172 6,361,173 3,834,428 13,109,070 15,308,612 17,092,069 368,145,452 * TBA or PMF3 - Final Disposition Senior Security Proceeds 4 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Trade Date Life-to-date Principal Received 1 Current Face Amount Disposition Amount 5 2,184 4,130 4,348 12,983 4,783 5,741 7,057 4,844 4,635 9,377 19,077 15,801 3,200 3,722 7,373 1,408 5,187 4,561 2,752 5,541 5,123 5,820 3,652 4,966 4,458 3,061 3,172 1,912 6,535 7,632 8,521 Total Senior Security Proceeds $ 183,555 Total Disposition Proceeds $ - * Subject to adjustment 1/ The amortizing principal and interest payments are reported on the monthly Dividends and Interest Report available at www.FinancialStability.gov. 2/ Investment Amount is stated after giving effect to factor and, if applicable, the purchase of accrued principal and interest. 3/ If a purchase is listed as TBA, or To-Be-Announced, the underlying loans in the SBA Pool have yet to come to market, and the TBA pricing mechanism, purchase face amount, investment amount and senior security proceeds will be adjusted within the variance permitted under the program terms. If a purchase is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security and senior security are priced according to the prior-month's factor. The PMF investment amount and senior security proceeds will be adjusted after publication of the applicable month's factor (on or about the 11th business day of each month). 4/ In order to satisfy the requirements under Section 113 of the Emergency Economic Stabilization Act of 2008, Treasury will acquire a senior indebtedness instrument (a Senior Security) from the seller of each respective SBA 7a Security. Each Senior Security will (i) have an aggregate principal amount equal to the product of (A) 0.05% and (B) the Investment Amount (excluding accrued interest) paid by Treasury for the respective SBA 7a Security, and (ii) at the option of the respective seller, may be redeemed at par value immediately upon issuance, or remain outstanding with the terms and conditions as set forth in the Master Purchase Agreement. 5/ Disposition Amount is stated after giving effect, if applicable, to sale of accrued principal and interest. Page 1 of 1 LEGACY SECURITIES PUBLIC-PRIVATE INVESTMENT PROGRAM (S-PPIP) Seller Footnote Date Name of Institution Adjusted Investment City Transaction State Type Purchase Investment Description Pricing Investment Amount Mechanism Date 3 Amount Final Investment Amount Date 7 Amount 2 9/30/2009 UST/TCW Senior Mortgage Securities Fund, L.P. 9/30/2009 UST/TCW Senior Mortgage Securities Fund, L.P. Wilmington Wilmington DE DE Purchase Membership Interest Debt Obligation w/ Contingent Proceeds $ $ 1,111,111,111 2,222,222,222 Par Par 1/4/2010 1/4/2010 4 4 $ $ 156,250,000 200,000,000 4 $ 156,250,000 Investment After Capital Repayment Repayment Amount Amount Description Distribution or Disposition Date 200,000,000 1/15/2010 $ 156,250,000 $ 1/11/2010 $ 34,000,000 $ 1/12/2010 $ 166,000,000 $ 0 Membership Interest 5 Description Distribution Final Distribution Debt Obligation w/ 166,000,000 Contingent Proceeds 9/30/2009 Invesco Legacy Securities Master Fund, L.P. Wilmington DE Purchase 2 9/30/2009 Invesco Legacy Securities Master Fund, L.P. Wilmington DE Purchase Membership Interest 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 1,712,000,000 1,111,111,111 Par 3/22/2010 6 $ 1,262,037,500 7/16/2010 $ $ 60,022,674 $ $ 132,928,628 $ $ 31,689,230 $ $ 27,355,590 $ $ 92,300,138 $ 3/14/2011 $ 7,066,434 $ 2/14/2011 Membership Interest $ 1/14/2010 Purchase $ 12/14/2010 DE 4,888,718 11/15/2010 Wilmington 2/18/2010 $ 9/15/2010 10/1/2009 Wellington Management Legacy Securities PPIF Master Fund, LP 48,922 Final Distribution Contingent Proceeds 5 502,302 $ 1,223 $ 20,644,319 856,000,000 4/15/2010 1 Debt Obligation w/ Contingent Proceeds $ 20,091,872 $ $ 5 5 Distribution 2/24/2010 1 $ N/A 1/29/2010 0 Proceeds 5 1/29/2010 2/24/2010 1 4 $ Capital Repayment Details Repayment Date $ 128,027,536 $ Debt Obligation w/ 1,707,111,282 Contingent Proceeds Debt Obligation w/ 1,700,044,848 Contingent Proceeds Debt Obligation w/ 1,640,022,174 Contingent Proceeds Debt Obligation w/ 1,507,093,546 Contingent Proceeds Debt Obligation w/ 1,475,404,316 Contingent Proceeds Debt Obligation w/ 1,448,048,726 Contingent Proceeds Debt Obligation w/ 1,355,748,588 Contingent Proceeds Debt Obligation w/ 1,227,721,052 Contingent Proceeds 1,149,487,000 2 10/1/2009 Wellington Management Legacy Securities PPIF Master Fund, LP Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,524,075,000 7/16/2010 $ 2,298,974,000 1 10/2/2009 AllianceBernstein Legacy Securities Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 1,150,423,500 2,300,847,000 2 10/2/2009 AllianceBernstein Legacy Securities Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 1 10/2/2009 Blackrock PPIF, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 694,980,000 2 10/2/2009 Blackrock PPIF, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 1,389,960,000 1 10/30/2009 AG GECC PPIF Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,271,337,500 7/16/2010 $ 1,243,275,000 2 10/30/2009 AG GECC PPIF Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,542,675,000 7/16/2010 $ 2,486,550,000 1 11/4/2009 RLJ Western Asset Public/Private Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 620,578,258 2 11/4/2009 RLJ Western Asset Public/Private Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 1,241,156,516 1 11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 474,550,000 2 11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 949,100,000 1 12/18/2009 Oaktree PPIP Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 1,160,784,100 2 12/18/2009 Oaktree PPIP Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 2,321,568,200 $ 30,000,000,000 FINAL INVESTMENT AMOUNT $ 22,406,483,574 INITIAL INVESTMENT AMOUNT TOTAL CAPITAL REPAYMENT AMOUNT $ 840,528,948 TOTAL PROCEEDS 1/ The equity amount may be incrementally funded. Investment amount represents Treasury's maximum obligation if the limited partners other than Treasury fund their maximum equity capital obligations. 2/ The loan may be incrementally funded. Investment amount represents Treasury's maximum obligation if Treasury and the limited partners other than Treasury fund 100% of their maximum equity obligations. 3/ Adjusted to show Treasury's maximum obligations to a fund. 4/ On 1/4/2010, Treasury and the fund manager entered into a Winding-Up and Liquidation Agreement. 5/ Profit after capital repayments will be paid pro rata (subject to prior distribution of Contingent Proceeds to Treasury) to the fund's partners, including Treasury, in respect of their membership interests. 6/ Following termination of the TCW fund, the $3.33 billion of obligations have been reallocated to the remaining eight funds pursuant to consent letters from Treasury dated as of 3/22/2010. $133 million of maximum equity capital obligation and $267 million of maximum debt obligation were reallocated per fund, after adjustment for the $17.6 million and $26.9 million equity capital reallocations from private investors in the TCW fund to the Wellington fund and the AG GECC fund, respectively. The $356 million of final investment in the TCW fund will remain a part of Treasury's total maximum S-PPIP investment amount. 7/ Amount adjusted to show Treasury's final capital commitment (membership interest) and the maximum amount of Treasury's debt obligation that may be drawn down in accordance with the Loan Agreement. Page 1 of 1