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U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Transactions Report For Period Ending June 19, 2009 CAPITAL PURCHASE PROGRAM Seller Footnote 11 12 Purchase Details Capital Repayment Purchase Name of Institution Date 10/28/2008 Bank of America Corporation Charlotte NC Preferred Stock w/ Warrants $ 15,000,000,000 Par 10/28/2008 Bank of New York Mellon Corporation New York NY 10/28/2008 Citigroup Inc. New York NY Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 3,000,000,000 12,500,000,000 12,500,000,000 Par Par Par City State Investment Description Investment Amount Pricing Mechanism Capital Repayment Date 6/17/2009 4 4 10/28/2008 The Goldman Sachs Group, Inc. New York NY Preferred Stock w/ Warrants $ 10,000,000,000 Par 6/17/2009 10/28/2008 JPMorgan Chase & Co. New York NY Preferred Stock w/ Warrants $ 25,000,000,000 Par 6/17/2009 10/28/2008 10/28/2008 10/28/2008 11/14/2008 11/14/2008 11/14/2008 New York Boston San Francisco Redding Hendersonville San Francisco NY MA CA CA NC CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ 10,000,000,000 2,000,000,000 25,000,000,000 17,000,000 16,369,000 298,737,000 Par Par Par Par Par Par 6/17/2009 5 6/17/2009 11/14/2008 Northern Trust Corporation 11/14/2008 SunTrust Banks, Inc. 11/14/2008 Broadway Financial Corporation Chicago Atlanta Los Angeles IL GA CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 1,576,000,000 3,500,000,000 9,000,000 Par Par Par 6/17/2009 11/14/2008 Washington Federal Inc. Seattle WA Preferred Stock w/ Warrants $ 200,000,000 Par 5/27/2009 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 BB&T Corp. Provident Bancshares Corp. Umpqua Holdings Corp. Comerica Inc. Regions Financial Corp. Winston-Salem Baltimore Portland Dallas Birmingham NC MD OR TX AL Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ 3,133,640,000 151,500,000 214,181,000 2,250,000,000 3,500,000,000 Par Par Par Par Par 6/17/2009 11/14/2008 11/14/2008 11/14/2008 11/14/2008 Capital One Financial Corporation First Horizon National Corporation Huntington Bancshares KeyCorp McLean Memphis Columbus Cleveland VA TN OH OH Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 3,555,199,000 866,540,000 1,398,071,000 2,500,000,000 Par Par Par Par 6/17/2009 Wayne Salt Lake City Milwaukee NJ UT WI Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 300,000,000 1,400,000,000 1,715,000,000 Par Par Par 6/3/2009 Morgan Stanley State Street Corporation Wells Fargo & Company Bank of Commerce Holdings 1st FS Corporation UCBH Holdings, Inc. 11/14/2008 Valley National Bancorp 11/14/2008 Zions Bancorporation 11/14/2008 Marshall & Ilsley Corporation Treasury Investment Remaining After Capital Repayment Capital Repayment Details 4 4 11/14/2008 U.S. Bancorp Minneapolis MN Preferred Stock w/ Warrants $ 6,599,000,000 Par 6/17/2009 11/14/2008 TCF Financial Corporation Wayzata MN Preferred Stock w/ Warrants $ 361,172,000 Par 4/22/2009 11/21/2008 First Niagara Financial Group Lockport NY Preferred Stock w/ Warrants $ 184,011,000 Par 5/27/2009 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 11/21/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 HF Financial Corp. Centerstate Banks of Florida Inc. City National Corporation First Community Bankshares Inc. Western Alliance Bancorporation Webster Financial Corporation Pacific Capital Bancorp Heritage Commerce Corp. Ameris Bancorp Porter Bancorp Inc. Banner Corporation Cascade Financial Corporation Columbia Banking System, Inc. Heritage Financial Corporation First PacTrust Bancorp, Inc. Severn Bancorp, Inc. Boston Private Financial Holdings, Inc. Associated Banc-Corp Trustmark Corporation First Community Corporation Taylor Capital Group Nara Bancorp, Inc. Midwest Banc Holdings, Inc. MB Financial Inc. First Midwest Bancorp, Inc. United Community Banks, Inc. Wesbanco Bank Inc. Encore Bancshares Inc. Manhattan Bancorp Sioux Falls Davenport Beverly Hills Bluefield Las Vegas Waterbury Santa Barbara San Jose Moultrie Louisville Walla Walla Everett Tacoma Olympia Chula Vista Annapolis Boston Green Bay Jackson Lexington Rosemont Los Angeles Melrose Park Chicago Itasca Blairsville Wheeling Houston El Segundo SD FL CA VA NV CT CA CA GA KY WA WA WA WA CA MD MA WI MS SC IL CA IL IL IL GA WV TX CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 25,000,000 27,875,000 400,000,000 41,500,000 140,000,000 400,000,000 180,634,000 40,000,000 52,000,000 35,000,000 124,000,000 38,970,000 76,898,000 24,000,000 19,300,000 23,393,000 154,000,000 525,000,000 215,000,000 11,350,000 104,823,000 67,000,000 84,784,000 196,000,000 193,000,000 180,000,000 75,000,000 34,000,000 1,700,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 6/3/2009 12/5/2008 12/5/2008 12/5/2008 12/5/2008 Iberiabank Corporation Eagle Bancorp, Inc. Sandy Spring Bancorp, Inc. Coastal Banking Company, Inc. Lafayette Bethesda Olney Fernandina Beach LA MD MD FL Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 90,000,000 38,235,000 83,094,000 9,950,000 Par Par Par Par 3/31/2009 4 4 4 4 4 4 4 5 4 5 Amount 6 Remaining Capital Amount Remaining Investment Description $ 3,000,000,000 $ 0 Warrants $ 10,000,000,000 $ 0 Warrants $ 25,000,000,000 $ 0 Warrants $ $ 10,000,000,000 2,000,000,000 $ $ 0 0 Warrants Warrants $ 1,576,000,000 $ 0 Warrants $ 200,000,000 $ 0 Warrants $ 3,133,640,000 $ 0 Warrants $ 3,555,199,000 $ 0 Warrants $ 75,000,000 $ $ 6,599,000,000 $ 0 Warrants $ 361,172,000 $ 0 Warrants $ 184,011,000 $ 0 Warrants $ 25,000,000 $ 0 Warrants $ 90,000,000 $ 0 Warrants 225,000,000 Final Disposition Final Disposition Date Disposition Investment Description Final Disposition Proceeds Preferred Stock w/ Warrants 5/20/2009 Warrants 9 $ 1,200,000 Page 1 of 12 Seller Footnote Purchase Details Treasury Investment Remaining After Capital Repayment Capital Repayment Details Capital Repayment Purchase Date 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 East West Bancorp South Financial Group, Inc. Great Southern Bancorp Cathay General Bancorp Southern Community Financial Corp. CVB Financial Corp First Defiance Financial Corp. First Financial Holdings Inc. Superior Bancorp Inc. Southwest Bancorp, Inc. Popular, Inc. Blue Valley Ban Corp Central Federal Corporation Pasadena Greenville Springfield Los Angeles Winston-Salem Ontario Defiance Charleston Birmingham Stillwater San Juan Overland Park Fairlawn CA SC MO CA NC CA OH SC AL OK PR KS OH Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ 306,546,000 347,000,000 58,000,000 258,000,000 42,750,000 130,000,000 37,000,000 65,000,000 69,000,000 70,000,000 935,000,000 21,750,000 7,225,000 Par Par Par Par Par Par Par Par Par Par Par Par Par 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 Bank of Marin Bancorp Bank of North Carolina Central Bancorp, Inc. Southern Missouri Bancorp, Inc. State Bancorp, Inc. TIB Financial Corp Unity Bancorp, Inc. Old Line Bancshares, Inc. FPB Bancorp, Inc. Sterling Financial Corporation Oak Valley Bancorp Novato Thomasville Somerville Poplar Bluff Jericho Naples Clinton Bowie Port St. Lucie Spokane Oakdale CA NC MA MO NY FL NJ MD FL WA CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ 28,000,000 31,260,000 10,000,000 9,550,000 36,842,000 37,000,000 20,649,000 7,000,000 5,800,000 303,000,000 13,500,000 Par Par Par Par Par Par Par Par Par Par Par 3/31/2009 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 Old National Bancorp Capital Bank Corporation Pacific International Bancorp SVB Financial Group LNB Bancorp Inc. Wilmington Trust Corporation Susquehanna Bancshares, Inc Evansville R l i h Raleigh Seattle Santa Clara Lorain Wilmington Lititz IN NC WA CA OH DE PA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ 100,000,000 41,279,000 6,500,000 235,000,000 25,223,000 330,000,000 300,000,000 Par Par Par Par Par Par Par 3/31/2009 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 Signature Bank HopFed Bancorp Citizens Republic Bancorp, Inc. Indiana Community Bancorp Bank of the Ozarks, Inc. Center Financial Corporation NewBridge Bancorp New York Hopkinsville Flint Columbus Little Rock Los Angeles Greensboro NY KY MI IN AR CA NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ 120,000,000 18,400,000 300,000,000 21,500,000 75,000,000 55,000,000 52,372,000 Par Par Par Par Par Par Par 3/31/2009 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 Sterling Bancshares, Inc. The Bancorp, Inc. TowneBank Wilshire Bancorp, Inc. Valley Financial Corporation Independent Bank Corporation Pinnacle Financial Partners, Inc. First Litchfield Financial Corporation National Penn Bancshares, Inc. Northeast Bancorp Citizens South Banking Corporation Virginia Commerce Bancorp Fidelity Bancorp, Inc. LSB Corporation Intermountain Community Bancorp Community West Bancshares Synovus Financial Corp. Tennessee Commerce Bancorp, Inc. Community Bankers Trust Corporation BancTrust Financial Group, Inc. Enterprise Financial Services Corp. Mid Penn Bancorp, Inc. Summit State Bank VIST Financial Corp. Wainwright Bank & Trust Company Whitney Holding Corporation The Connecticut Bank and Trust Company CoBiz Financial Inc. Santa Lucia Bancorp Seacoast Banking Corporation of Florida Horizon Bancorp Fidelity Southern Corporation Community Financial Corporation Houston Wilmington Portsmouth Los Angeles Roanoke Ionia Nashville Litchfield Boyertown Lewiston Gastonia Arlington Pittsburgh North Andover Sandpoint Goleta Columbus Franklin Glen Allen Mobile St. Louis Millersburg Santa Rosa Wyomissing Boston New Orleans Hartford Denver Atascadero Stuart Michigan City Atlanta Staunton TX DE VA CA VA MI TN CT PA ME NC VA PA MA ID CA GA TN VA AL MO PA CA PA MA LA CT CO CA FL IN GA VA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 125,198,000 45,220,000 76,458,000 62,158,000 16,019,000 72,000,000 95,000,000 10,000,000 150,000,000 4,227,000 20,500,000 71,000,000 7,000,000 15,000,000 27,000,000 15,600,000 967,870,000 30,000,000 17,680,000 50,000,000 35,000,000 10,000,000 8 500 000 8,500,000 25,000,000 22,000,000 300,000,000 5,448,000 64,450,000 4,000,000 50,000,000 25,000,000 48,200,000 12,643,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 5/5/2009 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 Berkshire Hills Bancorp, Inc. First California Financial Group, Inc AmeriServ Financial, Inc Security Federal Corporation Wintrust Financial Corporation Flushing Financial Corporation Monarch Financial Holdings, Inc. StellarOne Corporation Union Bankshares Corporation Pittsfield Westlake Village Johnstown Aiken Lake Forest Lake Success Chesapeake Charlottesville Bowling Green MA CA PA SC IL NY VA VA VA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ 40,000,000 25,000,000 21,000,000 18,000,000 250,000,000 70,000,000 14,700,000 30,000,000 59,000,000 Par Par Par Par Par Par Par Par Par 5/27/2009 Name of Institution City State Investment Description Investment Amount Pricing Mechanism Capital Repayment Date 4 4 4 4 4 Amount 6 Remaining Capital Amount Remaining Investment Description $ 28,000,000 $ 0 Warrants $ 100,000,000 $ 0 Warrants $ 120,000,000 $ 0 Warrants $ 125,198,000 $ 0 Warrants $ 40,000,000 $ 0 Warrants Final Disposition Final Disposition Date Disposition Investment Description 5/8/2009 Warrants Final Disposition Proceeds $ 1,200,000 Page 2 of 12 Seller Footnote 2 2 2 3 2 2 2 2 2 2 2 2 2 2 2 2 2 2 3 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 1 Purchase Details Capital Repayment Purchase Date 12/19/2008 12/19/2008 12/19/2008 12/19/2008 Tidelands Bancshares, Inc Bancorp Rhode Island, Inc. Hawthorn Bancshares, Inc. The Elmira Savings Bank, FSB Mt. Pleasant Providence Lee's Summit Elmira SC RI MO NY Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 14,448,000 30,000,000 30,255,000 9,090,000 Par Par Par Par 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/31/2008 12/31/2008 12/31/2008 12/31/2008 12/31/2008 12/31/2008 12/31/2008 1/9/2009 Alliance Financial Corporation Heartland Financial USA, Inc. Citizens First Corporation FFW Corporation Plains Capital Corporation Tri-County Financial Corporation OneUnited Bank Patriot Bancshares, Inc. Pacific City Financial Corporation Marquette National Corporation Exchange Bank Monadnock Bancorp, Inc. Bridgeview Bancorp, Inc. Fidelity Financial Corporation Patapsco Bancorp, Inc. NCAL Bancorp FCB Bancorp, Inc. First Financial Bancorp Bridge Capital Holdings International Bancshares Corporation First Sound Bank M&T Bank Corporation Emclaire Financial Corp. Park National Corporation Green Bankshares, Inc. Cecil Bancorp, Inc. Financial Institutions, Inc. Fulton Financial Corporation United Bancorporation of Alabama, Inc. MutualFirst Financial, Inc. BCSB Bancorp, Inc. HMN Financial, Inc. First Community Bank Corporation of America Sterling Bancorp Intervest Bancshares Corporation Peoples Bancorp of North Carolina, Inc. Parkvale Financial Corporation Timberland Bancorp, Inc. 1st Constitution Bancorp Central Jersey Bancorp Western Illinois Bancshares Inc. Saigon National Bank Capital Pacific Bancorp Uwharrie Capital Corp Mission Valley Bancorp The Little Bank, Incorporated Pacific Commerce Bank Citizens Community Bank Seacoast Commerce Bank TCNB Financial Corp. Leader Bancorp, Inc. Nicolet Bankshares, Inc. Magna Bank Western Community Bancshares, Inc. Community Investors Bancorp, Inc. Capital Bancorp, Inc. Cache Valley Banking Company Citizens Bancorp Tennessee Valley Financial Holdings, Inc. Pacific Coast Bankers' Bancshares SunTrust Banks, Inc. The PNC Financial Services Group Inc. Fifth Third Bancorp Hampton Roads Bankshares, Inc. CIT Group Inc. West Bancorporation, Inc. First Banks, Inc. Bank of America Corporation Syracuse Dubuque Bowling Green Wabash Dallas Waldorf Boston Houston Los Angeles Chicago Santa Rosa Peterborough Bridgeview Wichita Dundalk Los Angeles Louisville Cincinnati San Jose Laredo Seattle Buffalo Emlenton Newark Greeneville Elkton Warsaw Lancaster Atmore Muncie Baltimore Rochester Pinellas Park New York New York Newton Monroeville Hoquiam Cranbury Oakhurst Monmouth Westminster Portland Albemarle Sun Valley Kinston Los Angeles South Hill Chula Vista Dayton Arlington Green Bay Memphis Palm Desert Bucyrus Rockville Logan Nevada City Oak Ridge San Francisco Atlanta Pittsburgh Cincinnati Norfolk New York West Des Moines Clayton Charlotte NY IA KY IN TX MD MA TX CA IL CA NH IL KS MD CA KY OH CA TX WA NY PA OH TN MD NY PA AL IN MD MN FL NY NY NC PA WA NJ NJ IL CA OR NC CA NC CA VA CA OH MA WI TN CA OH MD UT CA TN CA GA PA OH VA NY IA MO NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 26,918,000 81,698,000 8,779,000 7,289,000 87,631,000 15,540,000 12,063,000 26,038,000 16,200,000 35,500,000 43,000,000 1,834,000 38,000,000 36,282,000 6,000,000 10,000,000 9,294,000 80,000,000 23,864,000 216,000,000 7,400,000 600 000 000 600,000,000 7,500,000 100,000,000 72,278,000 11,560,000 37,515,000 376,500,000 10,300,000 32,382,000 10,800,000 26,000,000 10,685,000 42,000,000 25,000,000 25,054,000 31,762,000 16,641,000 12,000,000 11,300,000 6,855,000 1,549,000 4,000,000 10,000,000 5,500,000 7,500,000 4,060,000 3,000,000 1,800,000 2,000,000 5,830,000 14,964,000 13,795,000 7,290,000 2,600,000 4,700,000 4,767,000 10 400 000 10,400,000 3,000,000 11,600,000 1,350,000,000 7,579,200,000 3,408,000,000 80,347,000 2,330,000,000 36,000,000 295,400,000 10,000,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 5/13/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 FirstMerit Corporation Farmers Capital Bank Corporation Peapack-Gladstone Financial Corporation Commerce National Bank The First Bancorp, Inc. Akron Frankfort Gladstone Newport Beach Damariscotta OH KY NJ CA ME Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ 125,000,000 30,000,000 28,685,000 5,000,000 25,000,000 Par Par Par Par Par 4/22/2009 1/9/2009 1/9/2009 Sun Bancorp, Inc. Crescent Financial Corporation Vineland Cary NJ NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 89,310,000 24,900,000 Par Par 4/8/2009 1/9/2009 Treasury Investment Remaining After Capital Repayment Capital Repayment Details Name of Institution American Express Company City New York State NY Investment Description Preferred Stock w/ Warrants Investment Amount $ 3,388,890,000 Pricing Mechanism Capital Repayment Date Par 6/17/2009 4 4 4 4 Amount 6 Remaining Capital Amount Final Disposition Remaining Investment Description Final Disposition Date Disposition Investment Description Final Disposition Proceeds $ 26,918,000 $ 0 Warrants 6/17/2009 Warrants $ 900,000 $ 125,000,000 $ 0 Warrants 5/27/2009 Warrants $ 5,025,000 $ 89,310,000 $ 0 Warrants 5/27/2009 Warrants $ 2,100,000 $ 3,388,890,000 $ 0 Warrants Page 3 of 12 Seller Footnote Purchase Date 1/9/2009 1/9/2009 1/9/2009 1/9/2009 Purchase Details Capital Repayment Name of Institution City State Investment Description Investment Amount Pricing Mechanism Capital Repayment Date Central Pacific Financial Corp. Centrue Financial Corporation Eastern Virginia Bankshares, Inc. Colony Bankcorp, Inc. Honolulu St. Louis Tappahannock Fitzgerald HI MO VA GA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 135,000,000 32,668,000 24,000,000 28,000,000 Par Par Par Par 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 Independent Bank Corp. Cadence Financial Corporation LCNB Corp. Center Bancorp, Inc. F.N.B. Corporation C&F Financial Corporation North Central Bancshares, Inc. Carolina Bank Holdings, Inc. First Bancorp First Financial Service Corporation Codorus Valley Bancorp, Inc. MidSouth Bancorp, Inc. First Security Group, Inc. Rockland Starkville Lebanon Union Hermitage West Point Fort Dodge Greensboro Troy Elizabethtown York Lafayette Chattanooga MA MS OH NJ PA VA IA NC NC KY PA LA TN Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ 78,158,000 44,000,000 13,400,000 10,000,000 100,000,000 20,000,000 10,200,000 16,000,000 65,000,000 20,000,000 16,500,000 20,000,000 33,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par 4/22/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 Shore Bancshares, Inc. The Queensborough Company American State Bancshares, Inc. Security California Bancorp Security Business Bancorp Sound Banking Company Mission Community Bancorp Redwood Financial Inc. Surrey Bancorp Independence Bank Valley Community Bank Rising Sun Bancorp Community Trust Financial Corporation GrandSouth Bancorporation Texas National Bancorporation Congaree Bancshares, Inc. New York Private Bank & Trust Corporation Home Bancshares, Inc. Washington Banking Company/ Whidbey Island Bank New Hampshire Thrift Bancshares, Inc. Bar Harbor Bankshares/Bar Harbor Bank & Trust Easton Louisville Great Bend Riverside San Diego Morehead City San Luis Obispo Redwood Falls M Mount Airy Ai East Greenwich Pleasanton Rising Sun Ruston Greenville Jacksonville Cayce New York Conway Oak Harbor Newport Bar Harbor MD GA KS CA CA NC CA MN NC RI CA MD LA SC TX SC NY AR WA NH ME Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 25,000,000 12,000,000 6,000,000 6,815,000 5,803,000 3,070,000 5,116,000 2,995,000 2,000,000 1,065,000 5,500,000 5,983,000 24,000,000 9,000,000 3,981,000 3,285,000 267,274,000 50,000,000 26,380,000 10,000,000 18,751,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 4/15/2009 1/16/2009 Somerset Hills Bancorp Bernardsville NJ Preferred Stock w/ Warrants $ 7,414,000 Par 5/20/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 SCBT Financial Corporation S&T Bancorp ECB Bancorp, Inc./East Carolina Bank First BanCorp Columbia Indiana Engelhard San Juan SC PA NC PR Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 64,779,000 108,676,000 17,949,000 400,000,000 Par Par Par Par 5/20/2009 Texas Capital Bancshares, Inc. Yadkin Valley Financial Corporation Carver Bancorp, Inc Citizens & Northern Corporation MainSource Financial Group, Inc. MetroCorp Bancshares, Inc. United Bancorp, Inc. Old Second Bancorp, Inc. Pulaski Financial Corp OceanFirst Financial Corp. Community 1st Bank TCB Holding Company, Texas Community Bank Dallas Elkin New York Wellsboro Greensburg Houston Tecumseh Aurora Creve Coeur Toms River Roseville The Woodlands TX NC NY PA IN TX MI IL MO NJ CA TX Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ 75,000,000 36,000,000 18,980,000 26,440,000 57,000,000 45,000,000 20,600,000 73,000,000 32,538,000 38,263,000 2,550,000 11,730,000 Par Par Par Par Par Par Par Par Par Par Par Par 5/13/2009 2 2 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 2 2 2 3 2 2 2 2 2 2 2 2 2 2 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 Centra Financial Holdings, Inc./Centra Bank, Inc. First Bankers Trustshares, Inc. Pacific Coast National Bancorp Community Bank of the Bay Redwood Capital Bancorp Syringa Bancorp Idaho Bancorp Puget Sound Bank United Financial Banking Companies, Inc. Dickinson Financial Corporation II The Baraboo Bancorporation Bank of Commerce State Bankshares, Inc. BNCCORP, Inc. Morgantown Quincy San Clemente Oakland Eureka Boise Boise Bellevue Vienna Kansas City Baraboo Charlotte Fargo Bismarck WV IL CA CA CA ID ID WA VA MO WI NC ND ND Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ 15,000,000 10,000,000 4,120,000 1,747,000 3 800 000 3,800,000 8,000,000 6,900,000 4,500,000 5,658,000 146,053,000 20,749,000 3,000,000 50,000,000 20,093,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par 3/31/2009 2 3 2 2 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 First Manitowoc Bancorp, Inc. Southern Bancorp, Inc. Morrill Bancshares, Inc. Treaty Oak Bancorp, Inc. 1st Source Corporation Princeton National Bancorp, Inc. AB&T Financial Corporation First Citizens Banc Corp WSFS Financial Corporation Commonwealth Business Bank Manitowoc Arkadelphia Merriam Austin South Bend Princeton Gastonia Sandusky Wilmington Los Angeles WI AR KS TX IN IL NC OH DE CA Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ 12,000,000 11,000,000 13,000,000 3,268,000 111,000,000 25,083,000 3,500,000 23,184,000 52,625,000 7,701,000 Par Par Par Par Par Par Par Par Par Par 5/27/2009 2 2 2 2 2 3 2 2 2 2 2 2 2 2 2 2 3 2 Treasury Investment Remaining After Capital Repayment Capital Repayment Details 4 4 4 4 4 4 4 Amount 6 Remaining Capital Amount Final Disposition Remaining Investment Description Final Disposition Date Disposition Investment Description 5/27/2009 Warrants $ 78,158,000 $ 0 Warrants $ 25,000,000 $ 0 Warrants $ 7,414,000 $ 0 Warrants $ 64,779,000 $ 0 Warrants $ 75,000,000 $ 0 Warrants $ 15,000,000 $ 0 Preferred Stock $ 12,000,000 $ 0 Preferred Stock 2 2 4/15/2009 Preferred Stock 5/27/2009 Preferred Stock 2, 7 2, 7 Final Disposition Proceeds $ 2,200,000 $ 750,000 $ 600,000 Page 4 of 12 Seller Footnote 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 3 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 3 2 2 2 2 2 2 3 2 2 2 2 2 2 2 2 Purchase Details Treasury Investment Remaining After Capital Repayment Capital Repayment Details Capital Repayment Purchase Date 1/23/2009 1/23/2009 1/23/2009 Seaside National Bank & Trust CalWest Bancorp Fresno First Bank Orlando Rancho Santa Margarita Fresno FL CA CA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 5,677,000 4,656,000 1,968,000 Par Par Par 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 First ULB Corp. Alarion Financial Services, Inc. Midland States Bancorp, Inc. Moscow Bancshares, Inc. Farmers Bank California Oaks State Bank Pierce County Bancorp Calvert Financial Corporation Liberty Bancshares, Inc. Crosstown Holding Company BankFirst Capital Corporation Southern Illinois Bancorp, Inc. FPB Financial Corp. Stonebridge Financial Corp. Peoples Bancorp Inc. Anchor BanCorp Wisconsin Inc. Parke Bancorp, Inc. Central Virginia Bankshares, Inc. Flagstar Bancorp, Inc. Middleburg Financial Corporation Peninsula Bank Holding Co. PrivateBancorp, Inc. Central Valley Community Bancorp Plumas Bancorp Stewardship Financial Corporation Oak Ridge Financial Services, Inc. First United Corporation Community Partners Bancorp Guaranty Federal Bancshares, Inc. Annapolis Bancorp, Inc. DNB Financial Corporation Firstbank Corporation Valley Commerce Bancorp Greer Bancshares Incorporated Ojai Community Bank Adbanc, Inc Beach Business Bank Legacy Bancorp, Inc. First Southern Bancorp, Inc. Country Bank Shares, Inc. Katahdin Bankshares Corp. Rogers Bancshares, Inc. UBT Bancshares, Inc. Bankers' Bank of the West Bancorp, Inc. W.T.B. Financial Corporation AMB Financial Corp. Goldwater Bank, N.A. Equity Bancshares, Inc. WashingtonFirst Bank Central Bancshares, Inc. Hilltop Community Bancorp, Inc. Northway Financial, Inc. Monument Bank Metro City Bank F & M Bancshares, Inc. First Resource Bank MidWestOne Financial Group, Inc. Lakeland Bancorp, Inc. Monarch Community Bancorp Bancorp, Inc Inc. The First Bancshares, Inc. Carolina Trust Bank Alaska Pacific Bancshares, Inc. PGB Holdings, Inc. The Freeport State Bank Stockmens Financial Corporation US Metro Bank First Express of Nebraska, Inc. Mercantile Capital Corp. Citizens Commerce Bancshares, Inc. Liberty Financial Services, Inc. Lone Star Bank First Market Bank, FSB Banner County Ban Corporation Centrix Bank & Trust Todd Bancshares, Inc. Georgia Commerce Bancshares, Inc. First Bank of Charleston, Inc. F & M Financial Corporation Oakland Ocala Effingham Moscow Windsor Thousand Oaks Tacoma Ashland Jonesboro Blaine Macon Carmi Hammond West Chester Marietta Madison Sewell Powhatan Troy Middleburg Palo Alto Chicago Fresno Quincy Midland Park Oak Ridge Oakland Middletown Springfield Annapolis Downingtown Alma Visalia Greer Ojai Ogallala Manhattan Beach Milwaukee Boca Raton Milford Houlton Little Rock Marysville Denver Spokane Munster Scottsdale Wichita Reston Houston Summit Berlin Bethesda Doraville Trezevant Exton Iowa City Oak Ridge Coldwater Hattiesburg Lincolnton Juneau Chicago Harper Rapid City Garden Grove Gering Boston Versailles New Orleans Houston Richmond Harrisburg Bedford Hopkinsville Atlanta Charleston Salisbury CA FL IL TN VA CA WA MO AR MN MS IL LA PA OH WI NJ VA MI VA CA IL CA CA NJ NC MD NJ MO MD PA MI CA SC CA NE CA WI FL NE ME AR KS CO WA IN AZ KS VA TX NJ NH MD GA TN PA IA NJ MI MS NC AK IL KS SD CA NE MA KY LA TX VA NE NH KY GA WV NC Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,900,000 6,514,000 10,189,000 6,216,000 8,752,000 3,300,000 6,800,000 1,037,000 57,500,000 10,650,000 15,500,000 5,000,000 3,240,000 10,973,000 39,000,000 110,000,000 16,288,000 11,385,000 266,657,000 22,000,000 6,000,000 243,815,000 7 000 000 7,000,000 11,949,000 10,000,000 7,700,000 30,000,000 9,000,000 17,000,000 8,152,000 11,750,000 33,000,000 7,700,000 9,993,000 2,080,000 12,720,000 6,000,000 5,498,000 10,900,000 7,525,000 10,449,000 25,000,000 8,950,000 12,639,000 110,000,000 3,674,000 2,568,000 8,750,000 6,633,000 5,800,000 4,000,000 10,000,000 4,734,000 7,700,000 4,609,000 2,600,000 16,000,000 59,000,000 6 785 000 6,785,000 5,000,000 4,000,000 4,781,000 3,000,000 301,000 15,568,000 2,861,000 5,000,000 3,500,000 6,300,000 5,645,000 3,072,000 33,900,000 795,000 7,500,000 4,000,000 8,700,000 3,345,000 17,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Name of Institution City State Investment Description Investment Amount Pricing Mechanism Capital Repayment Date 4/22/2009 4 Amount $ 6 4,900,000 Remaining Capital Amount $ 0 Final Disposition Remaining Investment Description Preferred Stock 2 Final Disposition Date 4/22/2009 Disposition Investment Description Preferred Stock 2, 7 Final Disposition Proceeds $ 245,000 Page 5 of 12 Seller Footnote 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 Purchase Date 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 Purchase Details Treasury Investment Remaining After Capital Repayment Capital Repayment Details Capital Repayment Name of Institution The Bank of Currituck CedarStone Bank Community Holding Company of Florida, Inc. Hyperion Bank Pascack Community Bank First Western Financial, Inc. QCR Holdings, Inc. Westamerica Bancorporation The Bank of Kentucky Financial Corporation PremierWest Bancorp Carrollton Bancorp FNB United Corp. First Menasha Bancshares, Inc. 1st Enterprise Bank DeSoto County Bank Security Bancshares of Pulaski County, Inc. State Capital Corporation BankGreenville Corning Savings and Loan Association Financial Security Corporation ColoEast Bankshares, Inc. Santa Clara Valley Bank, N.A. Reliance Bancshares, Inc. Regional Bankshares, Inc. Peoples Bancorp First Choice Bank Gregg Bancshares, Inc. Hometown Bancshares, Inc. Midwest Regional Bancorp, Inc. Bern Bancshares, Inc. Northwest Bancorporation, Inc. Liberty Bancshares, Inc. F&M Financial Corporation Meridian Bank Northwest Commercial Bank Royal Bancshares of Pennsylvania, Inc. First Merchants Corporation Northern States Financial Corporation Sonoma Valley Bancorp Guaranty Bancorp, Inc. The Private Bank of California Lafayette Bancorp, Inc. Liberty Shares, Inc. White River Bancshares Company United American Bank Crazy Woman Creek Bancorp, Inc. First Priority Financial Corp. Mid-Wisconsin Financial Services, Inc. Market Bancorporation, Inc. Hometown Bancorp of Alabama, Inc. Security State Bancshares, Inc. CBB Bancorp BancPlus Corporation Central Community Corporation First BancTrust Corporation Premier Service Bank Florida Business BancGroup, Inc. Hamilton State Bancshares Lakeland Financial Corporation First M&F Corporation Southern First Bancshares, Inc. Integra Bank Corporation Community First Inc. BNC Financial Group, Inc. California Bank of Commerce Columbine Capital Corp. National Bancshares, Inc. First State Bank of Mobeetie Ridgestone Financial Services, Inc. Community Business Bank D.L. Evans Bancorp TriState Capital Holdings, Inc. Green City Bancshares, Inc. First Gothenburg Bancshares, Inc. Green Circle Investments, Inc. Private Bancorporation, Inc. Regent Capital Corporation Central Bancorp, Inc. Medallion Bank PSB Financial Corporation Avenue Financial Holdings, Inc. Howard Bancorp, Inc. City Moyock Lebanon Miramar Beach Philadelphia Westwood Denver Moline San Rafael Crestview Hills Medford Baltimore Asheboro Neenah Los Angeles Horn Lake Waynesville Greenwood Greenville Corning Basin Lamar Santa Paula Frontenac Hartsville Lynden Cerritos Ozark Corbin Festus Bern Spokane Springfield Clarksville Devon Lakewood Narberth Muncie Waukegan Sonoma Woodsville Los Angeles Oxford Hinesville Fayetteville San Mateo Buffalo Malvern Medford New Market Oneonta Charleston Cartersville Ridgeland Temple Paris Riverside Tampa Hoschton Warsaw Kosciusko Greenville Evansville Columbia New Canaan Lafayette Buena Vista Bettendorf Mobeetie Brookfield West Sacramento Burley Pittsburgh Green City Gothenburg Clive Minneapolis Nowata Garland Salt Lake City Many Nashville Ellicott City State NC TN FL PA NJ CO IL CA KY OR MD NC WI CA MS MO MS SC AR WY CO CA MO SC WA CA MO KY MO KS WA MO TN PA WA PA IN IL CA NH CA MS GA AR CA WY PA WI MN AL MO GA MS TX IL CA FL GA IN MS SC IN TN CT CA CO IA TX WI CA ID PA MO NE IA MN OK TX UT LA TN MD Investment Description Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Investment Amount $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,021,000 3,564,000 1,050,000 1,552,000 3,756,000 8,559,000 38,237,000 83,726,000 34,000,000 41,400,000 9,201,000 51,500,000 4,797,000 4,400,000 1,173,000 2,152,000 15,000,000 1,000,000 638,000 5,000,000 10,000,000 2,900,000 40,000,000 1,500,000 18,000,000 2,200,000 825,000 1,900,000 700,000 985,000 10,500,000 21,900,000 17,243,000 6,200,000 1,992,000 30,407,000 116,000,000 17,211,000 8,653,000 6,920,000 5,450,000 1,998,000 17,280,000 16,800,000 8,700,000 3,100,000 4,579,000 10,000,000 2,060,000 3,250,000 12,500,000 2,644,000 48,000,000 22,000,000 7,350,000 4,000,000 9,495,000 7,000,000 56,044,000 30,000,000 17,299,000 83,586,000 17,806,000 4,797,000 4,000,000 2,260,000 24,664,000 731,000 10,900,000 3,976,000 19,891,000 23,000,000 651,000 7,570,000 2,400,000 4,960,000 2,655,000 22,500,000 11,800,000 9,270,000 7,400,000 5,983,000 Pricing Mechanism Capital Repayment Date Amount 6 Remaining Capital Amount Remaining Investment Description Final Disposition Final Disposition Date Disposition Investment Description Final Disposition Proceeds Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Page 6 of 12 Seller Footnote 2 2 2 2 3 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 3 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 3 2 2 2 2 2 2 2 2 3 2 2 Purchase Date 2/27/2009 2/27/2009 2/27/2009 2/27/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/10/2009 4/10/2009 4/10/2009 Purchase Details Treasury Investment Remaining After Capital Repayment Capital Repayment Details Capital Repayment Name of Institution FNB Bancorp The Victory Bank Catskill Hudson Bancorp, Inc Midtown Bank & Trust Company HCSB Financial Corporation First Busey Corporation First Federal Bancshares of Arkansas, Inc. Citizens Bancshares Corporation ICB Financial First Texas BHC, Inc. Farmers & Merchants Bancshares, Inc. Blue Ridge Bancshares, Inc. First Reliance Bancshares, Inc. Merchants and Planters Bancshares, Inc. First Southwest Bancorporation, Inc. Germantown Capital Corporation, Inc. BOH Holdings, Inc. AmeriBank Holding Company Highlands Independent Bancshares, Inc. Pinnacle Bank Holding Company, Inc. Blue River Bancshares, Inc. Marine Bank & Trust Company Community Bancshares of Kansas, Inc. Regent Bancorp, Inc. Park Bancorporation, Inc. PeoplesSouth Bancshares, Inc. First Place Financial Corp. Salisbury Bancorp, Inc. First Northern Community Bancorp Discover Financial Services Provident Community Bancshares, Inc. First American International Corp. BancIndependent, Inc. Haviland Bancshares, Inc. 1st United Bancorp, Inc. Madison Financial Corporation First National Corporation St. Johns Bancshares, Inc. Blackhawk Bancorp, Inc. IBW Financial Corporation Butler Point, Inc. Bank of George Moneytree Corporation Sovereign Bancshares, Inc. First Intercontinental Bank Heritage Oaks Bancorp Community First Bancshares Inc. First NBC Bank Holding Company First Colebrook Bancorp, Inc. Kirksville Bancorp, Inc. Peoples Bancshares of TN, Inc Premier Bank Holding Company Citizens Bank & Trust Company Farmers & Merchants Financial Corporation Farmers State Bankshares, Inc. SBT Bancorp, Inc. CSRA Bank Corp. Trinity Capital Corporation Clover Community Bankshares, Inc. Pathway Bancorp Colonial American Bank MS Financial, Inc. Triad Bancorp, Inc. Alpine Banks of Colorado Naples Bancorp, Inc. CBS Banc-Corp. IBT Bancorp, Inc. Spirit BankCorp, Inc. Maryland Financial Bank First Capital Bancorp, Inc. Tri-State Bank of Memphis Fortune Financial Corporation BancStar, Inc. Titonka Bancshares, Inc Millennium Bancorp, Inc. TriSummit Bank Prairie Star Bancshares, Inc. Community First Bancshares, Inc. BCB Holding Company, Inc. City National Bancshares Corporation First Business Bank, N.A. SV Financial, Inc. City South San Francisco Limerick Rock Hill Atlanta Loris Urbana Harrison Atlanta Ontario Fort Worth Houston Independence Florence Toone Alamosa Germantown Houston Collinsville Sebring Orange City Shelbyville Vero Beach Goff Davie Madison Colquitt Warren Lakeville Dixon Riverwoods Rock Hill Brooklyn Sheffield Haviland Boca Raton Richmond Strasburg St. Louis Beloit Washington Catlin Las Vegas Lenoir City Dallas Doraville Paso Robles Union City New Orleans Colebrook Kirksville Madisonville Tallahassee Covington Argonia Holton Simsbury Wrens Los Alamos Clover Cairo West Conshohocken Kingwood Frontenac Glenwood Springs Naples Russellville Irving Bristow Towson Glen Ellen Memphis Arnold Festus Titonka Edwards Kingsport Olathe Harrison Theodore Newark San Diego Sterling State CA PA NY GA SC IL AR GA CA TX TX MO SC TN CO TN TX OK FL FL IN FL KS FL WI GA OH CT CA IL SC NY AL KS FL KY VA MO WI DC IL NV TN TX GA CA TN LA NH MO TN FL LA KS KS CT GA NM SC NE PA TX MO CO FL AL TX OK MD VA TN MO MO IA CO TN KS AR AL NJ CA IL Investment Description Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Investment Amount $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 12,000,000 541,000 3,000,000 5,222,000 12,895,000 100,000,000 16,500,000 7,462,000 6,000,000 13,533,000 11,000,000 12,000,000 15,349,000 1,881,000 5,500,000 4,967,000 10,000,000 2,492,000 6,700,000 4,389,000 5,000,000 3,000,000 500,000 9,982,000 23,200,000 12,325,000 72,927,000 8,816,000 17,390,000 1,224,558,000 9,266,000 17,000,000 21,100,000 425,000 10,000,000 3,370,000 13,900,000 3,000,000 10,000,000 6,000,000 607,000 2,672,000 9,516,000 18,215,000 6,398,000 21,000,000 20,000,000 17,836,000 4,500,000 470,000 3,900,000 9,500,000 2,400,000 442,000 700,000 4,000,000 2,400,000 35,539,000 3,000,000 3,727,000 574,000 7,723,000 3,700,000 70,000,000 4,000,000 24,300,000 2,295,000 30,000,000 1,700,000 10,958,000 2,795,000 3,100,000 8,600,000 2,117,000 7,260,000 2,765,000 2,800,000 12,725,000 1,706,000 9,439,000 2,211,000 4,000,000 Pricing Mechanism Capital Repayment Date Amount 6 Remaining Capital Amount Remaining Investment Description Final Disposition Final Disposition Date Disposition Investment Description Final Disposition Proceeds Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Page 7 of 12 Seller Purchase Details Capital Repayment Purchase Date 4/10/2009 4/10/2009 4/17/2009 4/17/2009 4/17/2009 4/17/2009 4/17/2009 4/17/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 Capital Commerce Bancorp, Inc. Metropolitan Capital Bancorp, Inc. Bank of the Carolinas Corporation Penn Liberty Financial Corp. Tifton Banking Company Patterson Bancshares, Inc BNB Financial Services Corporation Omega Capital Corp. Mackinac Financial Corporation / mBank Birmingham Bloomfield Bancshares, Inc Vision Bank - Texas Oregon Bancorp, Inc. Peoples Bancorporation, Inc. Indiana Bank Corp. Business Bancshares, Inc. Standard Bancshares, Inc. York Traditions Bank Grand Capital Corporation Allied First Bancorp, Inc. Milwaukee Chicago Mocksville Wayne Tifton Patterson New York Lakewood Manistique Birmingham Richardson Salem Easley Dana Clayton Hickory Hills York Tulsa Oswego WI IL NC PA GA LA NY CO MI MI TX OR SC IN MO IL PA OK IL 2 2 2 2 4/24/2009 5/1/2009 5/1/2009 5/1/2009 5/1/2009 5/1/2009 Frontier Bancshares, Inc. Village Bank and Trust Financial Corp CenterBank Georgia Primary Bank Union Bank & Trust Company HPK Financial Corporation Austin Midlothian Milford Atlanta Oxford Chicago TX VA OH GA NC IL 8 5/1/2009 OSB Financial Services, Inc. Orange TX 8 2 2 2 5/1/2009 5/8/2009 5/8/2009 5/8/2009 Security State Bank Holding-Company Highlands State Bank One Georgia Bank Gateway Bancshares, Inc. Jamestown Vernon Atlanta Ringgold ND NJ GA GA 8 5/8/2009 Freeport Bancshares, Inc. Freeport IL 8 5/8/2009 Investors Financial Corporation of Pettis County, Inc. Sedalia MO 8 3, 8 2 2 2 2 2 2 2 3, 8 5/8/2009 5/8/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 Sword Financial Corporation Premier Bancorp, Inc. Mercantile Bank Corporation Northern State Bank Western Reserve Bancorp, Inc Community Financial Shares, Inc. Worthington Financial Holdings, Inc. First Community Bancshares, Inc Southern Heritage Bancshares, Inc. Foresight Financial Group, Inc. IBC Bancorp, Inc. Horicon Wilmette Grand Rapids Closter Medina Glen Ellyn Huntsville Overland Park Cleveland Rockford Chicago WI IL MI NJ OH IL AL KS TN IL IL 8 5/15/2009 Boscobel Bancorp, Inc Boscobel WI 8 5/15/2009 Brogan Bankshares, Inc. Kaukauna WI 8 5/15/2009 Riverside Bancshares, Inc. Little Rock AR 8 5/15/2009 Deerfield Financial Corporation Deerfield WI 8 2 2 2 2 2 2 2 5/15/2009 5/22/2009 5/22/2009 5/22/2009 5/22/2009 5/22/2009 5/22/2009 5/22/2009 Market Street Bancshares, Inc. The Landrum Company First Advantage Bancshares Inc. Fort Lee Federal Savings Bank Blackridge Financial, Inc. Illinois State Bancorp, Inc. Universal Bancorp Franklin Bancorp, Inc. Mt. Vernon Columbia Coon Rapids Fort Lee Fargo Chicago Bloomfield Washington IL MO MN NJ ND IL IN MO 8 5/22/2009 Commonwealth Bancshares, Inc. Louisville KY 8 5/22/2009 Premier Financial Corp Dubuque IA 8 5/22/2009 F & C Bancorp, Inc. Holden MO 8 5/22/2009 Diamond Bancorp, Inc. Washington MO 8 5/22/2009 5/29/2009 5/29/2009 5/29/2009 5/29/2009 5/29/2009 5/29/2009 United Bank Corporation Community Bank Shares of Indiana, Inc. American Premier Bancorp CB Holding Corp. Citizens Bancshares Co. Grand Mountain Bancshares, Inc. Two Rivers Financial Group Barnesville New Albany Arcadia Aledo Chillicothe Granby Burlington GA IN CA IL MO CO IA Footnote 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 8 2 2 2 2 2 Treasury Investment Remaining After Capital Repayment Capital Repayment Details Name of Institution City State Investment Description Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Investment Amount Pricing Mechanism Capital Repayment Date $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 5,100,000 2,040,000 13,179,000 9,960,000 3,800,000 3,690,000 7,500,000 2,816,000 11,000,000 1,635,000 1,500,000 3,216,000 12,660,000 1,312,000 15,000,000 60,000,000 4,871,000 4,000,000 3,652,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par $ $ $ $ $ $ 3,000,000 14,738,000 2,250,000 4,500,000 3,194,000 4,000,000 Par Par Par Par Par Par $ 6,100,000 Par $ $ $ $ 10,750,000 3,091,000 5,500,000 6,000,000 Par Par Par Par $ 3,000,000 Par $ 4,000,000 Par $ $ $ $ $ $ $ $ $ $ $ 13,644,000 6,784,000 21,000,000 1,341,000 4,700,000 6,970,000 2,720,000 14,800,000 4,862,000 15,000,000 4,205,000 Par Par Par Par Par Par Par Par Par Par Par $ 5,586,000 Par $ 2,400,000 Par $ 1,100,000 Par $ 2,639,000 Par $ $ $ $ $ $ $ $ 20,300,000 15,000,000 1,177,000 1,300,000 5,000,000 6,272,000 9,900,000 5,097,000 Par Par Par Par Par Par Par Par $ 20,400,000 Par $ 6,349,000 Par $ 2,993,000 Par $ 20,445,000 Par $ $ $ $ $ $ $ 14,400,000 19,468,000 1,800,000 4,114,000 24,990,000 3,076,000 12,000,000 Par Par Par Par Par Par Par Amount 6 Remaining Capital Amount Remaining Investment Description Final Disposition Final Disposition Date Disposition Investment Description Final Disposition Proceeds Page 8 of 12 Seller Footnote Purchase Details Treasury Investment Remaining After Capital Repayment Capital Repayment Details Capital Repayment Purchase Date Name of Institution City State 8 5/29/2009 Fidelity Bancorp, Inc Baton Rouge LA 8 2 5/29/2009 6/5/2009 Chambers Bancshares, Inc. Covenant Financial Corporation Danville Clarksdale AR MS 8 6/5/2009 First Trust Corporation New Orleans LA 8, 10 2 2, 10 2 2, 10 2 6/5/2009 6/12/2009 6/12/2009 6/12/2009 6/12/2009 6/12/2009 OneFinancial Corporation Berkshire Bancorp, Inc. First Vernon Bancshares, Inc. SouthFirst Bancshares, Inc. Virginia Company Bank Enterprise Financial Services Group, Inc. Little Rock Wyomissing Vernon Sylacauga Newport News Allison Park AR PA AL AL VA PA 8, 10 6/12/2009 First Financial Bancshares, Inc. Lawrence KS 8 2 2, 10 6/12/2009 6/19/2009 6/19/2009 River Valley Bancorporation, Inc. Merchants and Manufacturers Bank Corporation RCB Financial Corporation Wausau Joliet Rome WI IL GA 8 6/19/2009 Manhattan Bancshares, Inc. Manhattan IL 8,10 6/19/2009 Biscayne Bancshares, Inc. Coconut Grove FL 8 6/19/2009 Duke Financial Group, Inc. Minneapolis MN 8 6/19/2009 Farmers Enterprises, Inc. Great Bend KS 8 6/19/2009 Century Financial Services Corporation Santa Fe NM 8 8,3 6/19/2009 6/19/2009 NEMO Bancshares Inc. University Financial Corp, Inc. Madison St. Paul MO MN 8 6/19/2009 Suburban Illinois Bancorp, Inc. Elmhurst IL Investment Description Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures Subordinated Debentures w/ Exercised Warrants Total Purchase Amount Investment Amount Pricing Mechanism Capital Repayment Date $ 3,942,000 Par $ $ 19,817,000 5,000,000 Par Par $ 17,969,000 Par $ $ $ $ $ $ 17,300,000 2,892,000 6,000,000 2,760,000 4,700,000 4,000,000 Par Par Par Par Par Par $ 3,756,000 Par $ $ $ 15,000,000 3,510,000 8,900,000 Par Par Par $ 2,639,000 Par $ 6,400,000 Par $ 12,000,000 Par $ 12,000,000 Par $ 10,000,000 Par $ $ 2,330,000 11,926,000 Par Par $ 15,000,000 Par $ 199,566,890,000 TOTAL TREASURY CPP INVESTMENT AMOUNT Total Capital Repayment Amount $ Amount $ 6 Remaining Capital Amount Remaining Investment Description Final Disposition Final Disposition Date Disposition Investment Description Final Disposition Proceeds 70,124,589,000 129,442,301,000 1/ This transaction was included in previous Transaction Reports with Merrill Lynch & Co., Inc. listed as the qualifying institution and a 10/28/2008 transaction date, footnoted to indicate that settlement was deferred pending merger. The purchase of Merrill Lynch by Bank of America was completed on 1/1/2009, and this transaction under the CPP was funded on 1/9/2009. 2/ Privately-held qualified financial institution; Treasury received a warrant to purchase additional shares of preferred stock, which it exercised immediately. 3/ To promote community development financial institutions (CDFIs), Treasury does not require warrants as part of its investment in certified CDFIs when the size of the investment is $50 million or less. 4/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009. 5/ Redemption pursuant to a qualified equity offering. 6/ This amount does not include accrued and unpaid dividends, which must be paid at the time of capital repayment. 7/ The proceeds associated with the disposition of this investment do not include accrued and unpaid dividends. 8/ Subchapter S corporation; Treasury received a warrant to purchase additional subordinated debentures, which it exercised immediately. 9/ In its qualified equity offering, this institution raised more capital than Treasury’s original investment, therefore, the number of Treasury’s shares underlying the warrant was reduced by half. 10/ This institution participated in the expansion of CPP for small banks. 11/ Treasury has three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $50 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $12.5 Billion of Treasury's investment in Fixed Rate Cumulative Perpetual Preferred Stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private Exchange Offering. The closing of the Exchange is contingent on specified closing conditions, including regulatory approvals or waivers and the concurrent consummation of the other private shareholders’ exchange. Treasury will initially exchange the CPP shares for Series M Common Stock Equivalent (“Interim Stock”) and a warrant to purchase shares of common stock. Series M automatically converts to common stock and the associated warrant terminates upon receipt of certain shareholder approvals. 12/ As stated in Footnote 11, on 6/9/2009, Treasury entered into an agreement with Citigroup to exchange Treasury's total investment. In addition to the conditions in Footnote 11, Treasury's investment in Fixed Rate Cumulative Perpetual Preferred Stock, Series H (CPP Shares) will be exchanged "dollar for dollar" up to $25 billion as a result of Citigroup's Private and Public Exchange Offerings. The closing of the Public Exchange is contingent on specified closing conditions, including regulatory approvals or waivers and the concurrent consummation of the other public shareholders’ exchange. Treasury will initially exchange the CPP shares for Series M Common Stock Equivalent (“Interim Stock”) and a warrant to purchase shares of common stock. Series M automatically converts to common stock and the associated warrant terminates upon receipt of certain shareholder approvals. If any CPP Shares remain following the Private and Public Exchanges, Treasury will exchange those remaining CPP shares “dollar for dollar” for Trust Preferred Securities. Page 9 of 12 AUTOMOTIVE INDUSTRY FINANCING PROGRAM Seller Purchase Details State Transaction Type Detroit Detroit MI MI Purchase Purchase General Motors Corporation Chrysler Holding LLC Detroit Auburn Hills MI MI Purchase Purchase 1/16/2009 4/22/2009 4/29/2009 4/29/2009 5/1/2009 5/20/2009 5/20/2009 5/21/2009 Chrysler Financial Services Americas LLC General Motors Corporation Chrysler Holding LLC Chrysler Holding LLC Chrysler LLC Chrysler LLC General Motors Corporation GMAC LLC Farmington Hills Detroit Auburn Hills Auburn Hills Wilmington Wilmington Detroit Detroit MI MI MI MI DE DE MI MI Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase 5/27/2009 5/27/2009 6/3/2009 New CarCo Acquisition LLC General Motors Corporation General Motors Corporation Wilmington Detroit Detroit DE MI MI Purchase Purchase Purchase Footnote Date Name of Institution 1 12/29/2008 12/29/2008 GMAC LLC General Motors Corporation 14 12/31/2008 1/2/2009 2 3 4, 5 4, 6 7 8 9 10 11 13 City Investment Description Preferred Stock w/ Exercised Warrants Debt Obligation Debt Obligation w/ Warrants and Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Preferred Stock w/ Exercised Warrants Debt Obligation w/ Additional Note, Equity Interest Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note TOTAL Exchange Details Investment Amount Pricing Mechanism Date Transaction Type Investment Description 5/29/2009 Exchange Equity Interest in GMAC 12 $ $ 5,000,000,000 884,024,131 Par N/A $ $ 13,400,000,000 4,000,000,000 N/A N/A $ $ $ $ $ $ $ $ 1,500,000,000 2,000,000,000 500,000,000 280,130,642 3,043,143,000 756,857,000 4,000,000,000 7,500,000,000 N/A N/A N/A N/A N/A N/A N/A Par $ $ $ 6,642,000,000 360,624,198 30,100,000,000 N/A N/A N/A $ 79,966,778,971 Pricing Investment Amount Mechanism $ 884,024,131 Par 1/ Treasury committed to lend General Motors Corporation up to $1,000,000,000. The ultimate level of funding was dependent upon the level of investor participation in GMAC LLC's rights offering. The amount has been updated to reflect the final level of funding. 2/ The loan was funded through Chrysler LB Receivables Trust, a special purpose vehicle created by Chrysler Financial. The amount of $1,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. 3/ This transaction is an amendment to Treasury's 12/31/2008 agreement with General Motors Corporation, which brought the total loan amount to $15,400,000,000. 4/ This transaction is an amendment to Treasury's 1/2/2009 agreement with Chrysler Holding LLC, increasing the total loan amount to $4,780,130,642. 5/ The loan may be incrementally funded. 6/ The loan will be used to capitalize Chrysler Warranty SPV LLC, a special purpose vehicle created by Chrysler LLC. 7/ The terms of this transaction, first reported based on a binding term sheet fully executed on 5/1/2009 but made effective as of 4/30/2009, are now finalized and reflected in a credit agreement fully executed on 5/5/2009. Under the terms of the credit agreement, all commitment amounts were adjusted as follows: Treasury’s commitment amount is $3.04 billion of the total $4.1 billion debtor-in-possession (DIP) credit facility. The amount of $1.4 billion, of which Treasury’s share is $1.04 billion, is available in weekly disbursements under the terms of the Bankruptcy Court’s interim order approving the DIP credit facility; the balance will be available in weekly disbursements after certain Bankruptcy Court milestones are met. 8/ This transaction is an amendment to Treasury's DIP credit agreement with Chrysler LLC dated 5/5/2009 and increases Treasury's commitment to $3,800,000,000. The amendment was fully executed on 5/20/2009, but was made effective as of 5/15/2009. 9/ This transaction is an amendment to Treasury's 12/31/2008 agreement with General Motors Corporation, which brought the total loan amount to $19,400,000,000, including the 4/22/2009 amendment. 10/ The terms of this transaction, first reported based on a term sheet fully executed on 5/27/2009 for an amount up to $6.943 billion, are now finalized and reflected in a credit agreement fully executed on 6/10/2009. Under the terms of the credit agreement, Treasury made a new commitment to New CarCo Acquisition LLC (renamed Chrysler Group LLC on or about 6/10/2009) of up to $6.642 billion. The total loan amount is up to $7.142 billion including $500 million of debt assumed from Treasury’s 1/2/2009 credit agreement with Chrysler Holding LLC. The debt obligations will be secured by a first priority lien on the assets of New CarCo Acquisition LLC (the company that purchased Chrysler LLC's assets in a sale pursuant to section 363 of the Bankruptcy Code). 11/ This transaction is an amendment to Treasury's 12/31/2008 agreement with General Motors Corporation, which brings the total loan amount to $19,760,624,198, including the 4/22/2009 and 5/20/2009 amendments. The $360 million loan will be used to capitalize GM Warranty LLC, a special purpose vehicle created by General Motors Corporation. 12/ Pursuant to its rights under the loan agreement with General Motors Corporation (GM) reported on 12/29/2009, Treasury exchanged its $884 million loan to GM for a portion of GM’s common equity interest in GMAC LLC. As a result of the exchange, Treasury holds a 35.4% common equity interest in GMAC LLC. 13/ Under the terms of the $33.3 billion debtor-in-possession (DIP) credit agreement, Treasury's commitment amount is $30.1 billion. Up to $15 billion is available pursuant to the interim order the Bankruptcy Court entered approving the DIP credit facility, of which Treasury's share is $12.8 billion; the balance will be available shortly after the Bankruptcy Court's final and non-appealable order approving the DIP credit facility. 14/ Pursuant to the agreement originally reported on 5/27/2009 and fully executed on 6/10/2009 (explained in Footnote 10), $500 million of this deal's debt will be assumed under that fully executed agreement. AUTOMOTIVE SUPPLIER SUPPORT PROGRAM Footnote 1 2 Date 4/9/2009 4/9/2009 Seller Name of Institution GM S Supplier li Receivables R i bl LLC Chrysler Receivables SPV LLC City Wilmington Wil i Wilmington State DE DE Transaction Type Purchase P h Purchase Investment Description Debt D bt Obligation Obli ti w// Additional Additi l Note N t Debt Obligation w/ Additional Note TOTAL Investment Amount $ 3,500,000,000 3 00 000 000 $ 1,500,000,000 $ Pricing Mechanism N/A N/A 5,000,000,000 1/ The loan was funded through GM Supplier Receivables, LLC, a special purpose vehicle created by General Motors Corporation. The amount of $3,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The agreement was fully executed on 4/9/2009, but was made effective as of 4/3/2009. 2/ The loan was funded through Chrysler Receivables SPV LLC, a special purpose vehicle created by Chrysler LLC. The amount of $1,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The agreement was fully executed on 4/9/2009, but was made effective as of 4/7/2009. Page 10 of 12 TARGETED INVESTMENT PROGRAM Seller Footnote 1 Date 12/31/2008 1/16/2009 Name of Institution Citigroup Inc. Bank of America Corporation City New York Charlotte State NY NC Transaction Type Purchase Purchase Investment Description Preferred Stock w/ Warrants Preferred Stock w/ Warrants Investment Amount $ 20,000,000,000 $ 20,000,000,000 $ TOTAL Pricing Mechanism Par Par 40,000,000,000 1/ Treasury has three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $50 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. Following the Private Exchange and the Public Exchange (see footnotes 11 and 12 in the CPP section), Treasury will exchange Fixed Rate Cumulative Perpetual Preferred Stock, Series I (TIP) “dollar for dollar” for Trust Preferred Securities. ASSET GUARANTEE PROGRAM Footnote Date 1 1/16/2009 Seller Name of Institution Citigroup Inc. City New York State Transaction Type NY Guarantee Investment Description Second-Loss Guarantee on Asset Pool TOTAL Guarantee Limit $ 5,000,000,000 $ 5,000,000,000 Premium Received Preferred Stock and Warrants 1/ Treasury has three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $50 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. Following the Private Exchange and the Public Exchange (see Footnotes 11 and 12 in the CPP section), Treasury will exchange Fixed Rate Cumulative Perpetual Preferred Stock Series G (AGP), received as premium with the AGP agreement, “dollar for dollar” for Trust Preferred Securities. CONSUMER AND BUSINESS LENDING INITIATIVE INVESTMENT PROGRAM Footnote 1 Date 3/3/2009 Seller Name of Institution TALF LLC City Wilmington State DE Transaction Type Purchase Investment Description Debt Obligation w/ Additional Note TOTAL Investment Amount $ 20,000,000,000 $ Pricing Mechanism N/A 20,000,000,000 1/ The loan was funded through TALF LLC, a special purpose vehicle created by The Federal Reserve Bank of New York. The amount of $20,000,000,000 represents the maximum loan amount. The loan will be incrementally funded. SYSTEMICALLY SIGNIFICANT FAILING INSTITUTIONS Seller Footnote 3 Date 11/25/2008 4/17/2009 Name of Institution AIG AIG Purchase Details City New York New York State NY NY Transaction Type Purchase Purchase Investment Description Preferred Stock w/ Warrants Preferred Stock w/ Warrants TOTAL Exchange Details Investment Amount $ 40,000,000,000 $ 29,835,000,000 $ Pricing Mechanism Par Par 2 Date 4/17/2009 Transaction Type Exchange Pricing Investment Amount Mechanism Investment Description Preferred Stock w/ Warrants 1 $ 40,000,000,000 Par 69,835,000,000 1/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative Preferred Shares for Series E Fixed Rate Non-Cumulative Preferred Shares with no change to Treasury's initial investment amount. In addition, in order for AIG to fully redeem the Series E Preferred Shares, it has an additional obligation to Treasury of $1 $1,604,576,000 604 576 000 to reflect the cumulative unpaid dividends for the Series D Preferred Shares due to Treasury through and including the exchange date date. 2/ The investment price reflects Treasury's commitment to invest up to $30 billion less a reduction of $165 million representing retention payments AIG Financial Products made to its employees in March 2009. 3/ This transaction does not include AIG's commitment fee of an additional $165 million scheduled to be paid from its operating income in three equal installments over the five-year life of the facility. Page 11 of 12 HOME AFFORDABLE MODIFICATION PROGRAM Servicer Modifying Borrowers' Loans Date 4/13/2009 4/13/2009 4/13/2009 4/13/2009 4/13/2009 4/13/2009 4/16/2009 4/17/2009 4/17/2009 4/20/2009 4/20/2009 4/24/2009 4/27/2009 5/1/2009 5/28/2009 6/12/2009 6/17/2009 6/17/2009 6/19/2009 6/19/2009 Name of Institution Select Portfolio Servicing CitiMortgage, Inc. Wells Fargo Bank, NA GMAC Mortgage, Inc. Saxon Mortgage Services, Inc. Chase Home Finance, LLC Ocwen Financial Corporation, Inc. Bank of America, N.A. Countrywide Home Loans Servicing LP Home Loan Services, Inc. Wilshire Credit Corporation Green Tree Servicing LLC Carrington Mortgage Services, LLC Aurora Loan Services, LLC Nationstar Mortgage LLC Residential Credit Solutions CCO Mortgage RG Mortgage Corporation First Federal Savings and Loan Wescom Central Credit Union City Salt Lake City O'Fallon Des Moines Ft. Washington Irving Iselin West Palm Beach Simi Valley Simi Valley Pittsburgh Beaverton Saint Paul Santa Ana Littleton Lewisville Fort Worth Glen Allen San Juan Port Angeles Anaheim Adjustment Details State UT MO IA PA TX NJ FL CA CA PA OR MN CA CO TX TX VA PR WA CA Transaction Type Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Investment Description Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Financial Instrument for Home Loan Modifications Total Initial Cap Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Pricing Lenders/Investors (Cap) 1 Mechanism $ 376,000,000 N/A $ 2,071,000,000 N/A $ 2,873,000,000 N/A $ 633,000,000 N/A $ 407,000,000 N/A $ 3,552,000,000 N/A $ 659,000,000 N/A $ 798,900,000 N/A $ 1,864,000,000 N/A $ 319,000,000 N/A $ 366,000,000 N/A $ 156,000,000 N/A $ 195,000,000 N/A $ 798,000,000 N/A 101 000 000 $ 101,000,000 N/A $ 19,400,000 N/A $ 16,520,000 N/A $ 57,000,000 N/A $ 770,000 N/A $ 540,000 N/A $ 15,263,130,000 Adjustment Date 6/12/2009 6/12/2009 6/17/2009 6/12/2009 6/17/2009 Cap Adjustment Amount $ 284,590,000 $ (991,580,000) $ (462,990,000) $ 384,650,000 $ 225,040,000 $ $ $ $ $ Adjusted Cap 660,590,000 1,079,420,000 2,410,010,000 1,017,650,000 632,040,000 Reason for Adjustment Updated portfolio data from servicer Updated portfolio data from servicer Updated portfolio data from servicer Updated portfolio data from servicer Updated portfolio data from servicer 6/12/2009 6/12/2009 6/12/2009 6/12/2009 6/12/2009 6/17/2009 6/17/2009 6/17/2009 6/12/2009 $ $ $ $ $ $ $ $ $ (105,620,000) 5,540,000 3,318,840,000 128,300,000 87,130,000 (64,990,000) (63,980,000) (338,450,000) 16 140 000 16,140,000 $ $ $ $ $ $ $ $ $ 553,380,000 804,440,000 5,182,840,000 447,300,000 453,130,000 91,010,000 131,020,000 459,550,000 117 140 000 117,140,000 Updated portfolio data from servicer Updated portfolio data from servicer Updated portfolio data from servicer Updated portfolio data from servicer Updated portfolio data from servicer Updated portfolio data from servicer Updated portfolio data from servicer Updated portfolio data from servicer Updated portfolio data from servicer Total Cap Adjustments $ 2,422,620,000 $ 17,685,750,000 TOTAL CAP 1 / The Cap of Incentive Payments represents the potential total amount allocated to each servicer and includes the maximum amount allotted for all payments on behalf of borrowers and payments to servicers and lenders/investors. The Cap is subject to adjustment based on the total amount allocated to the program and individual servicer usage for borrower modifications. Each adjustment to the Cap is reflected under Adjustment Details. Page 12 of 12