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U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Transactions Report - Investment Programs For Period Ending June 14, 2013 CAPITAL PURCHASE PROGRAM Footnote 1b Seller Name of Institution Purchase Date 10/28/2008 Bank of America Corporation Purchase Details City Charlotte State NC Capital Repayment Details Investment Amount Preferred Stock w/ Warrants $ Treasury Investment Remaining After Capital Repayment 15,000,000,000 Pricing Mechanism Par Capital Repayment Date Capital Repayment Amount 6 Remaining Capital Amount Final Remaining Investment Disposition Description Date Final Disposition Disposition Investment 15 Description 12/9/2009 4 $ 15,000,000,000 $ 0 Warrants 3/3/2010 Warrants 1b 6/17/2009 4 $ 3,000,000,000 $ 0 Warrants 8/5/2009 Warrants R 23 $ 25,000,000,000 $ 0 Warrants 1/25/2011 Warrants A A 10/28/2008 11, 23 5/26/2010 49 14 The Bank of New York Mellon Corporation New York NY Preferred Stock w/ Warrants $ 3,000,000,000 Par 10/28/2008 Citigroup Inc. New York NY Common Stock w/ Warrants $ 25,000,000,000 Par 10/28/2008 10/28/2008 10/28/2008 10/28/2008 10/28/2008 11/14/2008 The Goldman Sachs Group, Inc. JPMorgan Chase & Co. Morgan Stanley State Street Corporation Wells Fargo & Company Bank of Commerce Holdings New York New York New York Boston NY NY NY MA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 10,000,000,000 25,000,000,000 10,000,000,000 2,000,000,000 Par Par Par Par 6/17/2009 6/17/2009 6/17/2009 6/17/2009 4 $ 10,000,000,000 $ 0 Warrants 7/22/2009 Warrants R 4 $ $ $ 25,000,000,000 10,000,000,000 2,000,000,000 $ $ $ 0 0 0 Warrants Warrants Warrants 12/10/2009 8/12/2009 7/8/2009 Warrants Warrants Warrants A R R San Francisco Redding CA CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 25,000,000,000 17,000,000 Par Par 12/23/2009 9/27/2011 4 $ $ 25,000,000,000 17,000,000 $ $ 0 0 Warrants Warrants 5/20/2010 10/26/2011 Warrants Warrants A R 11/14/2008 11/14/2008 11/14/2008 1st FS Corporation UCBH Holdings, Inc. Northern Trust Corporation Hendersonville San Francisco Chicago NC CA IL Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 16,369,000 298,737,000 1,576,000,000 Par Par Par 6/17/2009 4 $ 1,576,000,000 $ 0 Warrants 8/26/2009 Warrants R 3/30/2011 4 $ 3,500,000,000 $ 0 Warrants 9/22/2011 Warrants A 5/27/2009 4 $ 200,000,000 $ 0 Warrants 3/9/2010 Warrants A $ 3,133,640,000 $ 0 Warrants 7/22/2009 Warrants R 11/14/2008 GA Preferred Stock w/ Warrants $ 3,500,000,000 Par 11/14/2008 Broadway Financial Corporation Los Angeles CA Preferred Stock $ 9,000,000 Washington Federal, Inc. BB&T Corp. Seattle WA Preferred Stock w/ Warrants $ 200,000,000 Par 11/14/2008 4 5 49 NC Preferred Stock w/ Warrants $ 3,133,640,000 Par 6/17/2009 4 M&T Bank Corporation (Provident Bancshares Corp.) Baltimore MD Preferred Stock w/ Warrants $ 151,500,000 Par 8/17/2012 119 $ 151,500,000 $ 0 Common Stock 3/19/2013 Common Stock 225 Umpqua Holdings Corp. Comerica Inc. OR TX Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 214,181,000 2,250,000,000 Par Par 2/17/2010 3/17/2010 5 $ 214,181,000 $ 0 Warrants 3/31/2010 Warrants 9 4 AL VA Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 3,500,000,000 3,555,199,000 Par Par 4/4/2012 6/17/2009 4 $ $ $ 2,250,000,000 3,500,000,000 3,555,199,000 $ $ $ 0 0 0 Warrants Warrants Warrants 5/6/2010 5/2/2012 12/3/2009 Warrants Warrants Warrants A R A $ $ 866,540,000 1,398,071,000 $ $ 0 0 Warrants Warrants 3/9/2011 1/19/2011 Warrants Warrants R R 0 4/20/2011 Warrants R 5/18/2010 Warrants A 12/5/2012 Warrants P Winston-Salem 11/14/2008 11/14/2008 Regions Financial Corporation Capital One Financial Corporation Portland Dallas Birmingham McLean 11/14/2008 11/14/2008 First Horizon National Corporation Huntington Bancshares Memphis Columbus TN OH Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 866,540,000 1,398,071,000 Par Par 12/22/2010 12/22/2010 4 11/14/2008 KeyCorp Cleveland OH Preferred Stock w/ Warrants $ 2,500,000,000 Par 3/30/2011 4 $ 2,500,000,000 $ 6/3/2009 4 $ 75,000,000 $ 225,000,000 9/23/2009 4 $ 125,000,000 $ 100,000,000 12/23/2009 4 $ 100,000,000 $ 3/28/2012 4 $ 700,000,000 $ 9/26/2012 4 $ 700,000,000 $ 0 Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants Preferred Stock w/ Warrants Warrants 11/14/2008 11/14/2008 44 5/16/2011 9 Par 11/14/2008 11/14/2008 119, 225 Atlanta 11/14/2008 11/14/2008 3a, 72 2/10/2012 SunTrust Banks, Inc. ** Valley National Bancorp Zions Bancorporation Wayne Salt Lake City NJ UT Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 300,000,000 1,400,000,000 Par Par 4 4 0 700,000,000 Marshall & Ilsley Corporation Milwaukee WI Preferred Stock w/ Warrants $ 1,715,000,000 Par 7/5/2011 44 $ 1,715,000,000 $ 0 Warrants 7/5/2011 Warrants 11/14/2008 11/14/2008 U.S. Bancorp TCF Financial Corporation Minneapolis Wayzata MN MN Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 6,599,000,000 361,172,000 Par Par 6/17/2009 4/22/2009 4 $ $ 6,599,000,000 361,172,000 $ $ 0 0 Warrants Warrants 7/15/2009 12/15/2009 Warrants Warrants 11/21/2008 11/21/2008 11/21/2008 First Niagara Financial Group HF Financial Corp. Centerstate Banks of Florida Inc. Lockport Sioux Falls Davenport NY SD FL Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 184,011,000 25,000,000 27,875,000 Par Par Par 5/27/2009 6/3/2009 9/30/2009 5 $ $ $ 184,011,000 25,000,000 27,875,000 $ $ $ 0 0 0 Warrants Warrants Warrants Beverly Hills CA Preferred Stock w/ Warrants $ 400,000,000 Par 12/30/2009 4 City National Corporation $ 200,000,000 $ 4/7/2010 Warrants R 3/3/2010 4 $ 200,000,000 $ 0 Warrants Warrants Warrants Preferred Stock w/ Warrants Warrants 6/24/2009 6/30/2009 10/28/2009 11/21/2008 49 11/14/2008 7/8/2009 9/27/2011 5 $ $ 41,500,000 140,000,000 $ $ 0 0 11/18/2011 11/18/2011 Warrants Warrants P P $ 100,000,000 $ Warrants Warrants Preferred Stock w/ Warrants 11/21/2008 11/21/2008 First Community Bancshares Inc. Western Alliance Bancorporation Bluefield Las Vegas VA NV Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 41,500,000 140,000,000 Par Par 3/3/2010 4 4 5 49 4 200,000,000 300,000,000 44 R R R A 9 9 R R R Page 1 of 69 Footnote Seller Name of Institution Purchase Date 11/21/2008 Webster Financial Corporation Purchase Details City Waterbury State CT Capital Repayment Details Investment Amount Preferred Stock w/ Warrants $ Treasury Investment Remaining After Capital Repayment 400,000,000 Pricing Mechanism Par Capital Repayment Date 10/13/2010 4 12/29/2010 Capital Repayment Amount 6 4 Remaining Capital Amount $ 100,000,000 $ 200,000,000 $ $ $200,000,000 165,983,272 40,000,000 $ $ $ 0 0 0 Final Remaining Investment Disposition Description Date Final Disposition Disposition Investment 15 Description Preferred Stock w/ Warrants Warrants 6/2/2011 Warrants A Warrants Warrants 11/30/2012 6/12/2013 Warrants Warrants R P Santa Barbara San Jose CA CA Common Stock w/ Warrants Preferred Stock w/ Warrants $ $ 195,045,000 40,000,000 Par Par 11/30/2012 3/7/2012 11/21/2008 Ameris Bancorp Moultrie GA Preferred Stock w/ Warrants $ 52,000,000 Par 6/13/2012 85 $ 47,665,332 $ 0 Warrants 8/22/2012 Warrants R Porter Bancorp Inc. Louisville KY Preferred Stock w/ Warrants $ 35,000,000 Par 11/21/2008 Banner Corporation Walla Walla WA Preferred Stock w/ Warrants $ 124,000,000 Par 3/28/2012 74 $ 108,071,915 $ 0 Warrants 6/12/2013 Warrants P 11/21/2008 Cascade Financial Corporation Everett WA Preferred Stock w/ Warrants $ 38,970,000 Par 6/30/2011 47 $ 16,250,000 $ 0 N/A N/A N/A 47 - Columbia Banking System, Inc. Heritage Financial Corporation First PacTrust Bancorp, Inc. Tacoma Olympia Chula Vista WA WA CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 76,898,000 24,000,000 19,300,000 Par Par Par 8/11/2010 12/22/2010 12/15/2010 4 $ $ $ 76,898,000 24,000,000 19,300,000 $ $ $ 0 0 0 Warrants Warrants Warrants 9/1/2010 8/17/2011 1/5/2011 Warrants Warrants Warrants 9 R R R 11/21/2008 Severn Bancorp, Inc. Annapolis MD Preferred Stock w/ Warrants $ 23,393,000 Par 1/13/2010 4 $ 50,000,000 $ Warrants A 4 $ 104,000,000 $ Preferred Stock w/ Warrants Warrants 2/1/2011 6/16/2010 4/6/2011 4 $ 262,500,000 $ 11/30/2011 Warrants A 9/14/2011 74 3/28/2012 47 6/30/2011 Pacific Capital Bancorp Heritage Commerce Corp. 11/21/2008 11/21/2008 11/21/2008 85 06/13/2012 11/21/2008 11/21/2008 11/21/2008 29 4 4 $ 262,500,000 $ 0 Warrants 12/9/2009 4 $ 215,000,000 $ 0 Warrants 12/30/2009 Warrants R $ 10,987,794 $ 0 Warrants 11/1/2012 Warrants R 11/21/2008 11/21/2008 11/21/2008 122 86 06/13/2012 66 11/30/2011 14, 20 Boston Private Financial Holdings, Inc. Associated Banc-Corp Trustmark Corporation Boston Green Bay Jackson MA WI MS Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 154,000,000 525,000,000 215,000,000 Par 4 4 4 104,000,000 0 262,500,000 Par Par Preferred Stock w/ Warrants 11/21/2008 First Community Corporation Lexington SC Preferred Stock w/ Warrants $ 11,350,000 Par 8/23/2012 122 11/21/2008 Taylor Capital Group Rosemont IL Preferred Stock w/ Warrants $ 104,823,000 Par 6/13/2012 86 $ 92,254,460 $ 0 Warrants 7/18/2012 Warrants R 11/21/2008 BBCN Bancorp, Inc. (Nara Bancorp, Inc.) Los Angeles CA Preferred Stock w/ Warrants $ 67,000,000 Par 6/27/2012 4 $ 67,000,000 $ 0 Warrants 8/8/2012 Warrants R 12/5/2008 Midwest Banc Holdings, Inc. Melrose Park IL $ 89,388,000 Par 12/5/2008 12/5/2008 12/5/2008 12/5/2008 MB Financial Inc. First Midwest Bancorp, Inc. United Community Banks, Inc. WesBanco, Inc. Chicago IL $ 196,000,000 Par 3/14/2012 4 $ 196,000,000 $ 0 Warrants 5/2/2012 Warrants R 4 12/5/2008 12/5/2008 12/5/2008 Encore Bancshares Inc. Manhattan Bancorp Iberiabank Corporation Houston El Segundo Lafayette $ $ $ $ 193,000,000 171,517,500 75,000,000 34,000,000 $ $ $ $ 0 0 0 0 Warrants Warrants Warrants Warrants 12/21/2011 6/12/2013 12/23/2009 11/18/2011 Warrants Warrants Warrants Warrants R P R P $ $ 1,700,000 90,000,000 $ $ 0 0 10/14/2009 5/20/2009 Warrants Warrants $ 15,000,000 $ Warrants Warrants Preferred Stock w/ Warrants 11/18/2011 Warrants P 2/23/2011 Warrants R R R IL GA Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 193,000,000 180,000,000 Par Par 11/23/2011 3/28/2013 WV TX CA LA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 75,000,000 34,000,000 1,700,000 90,000,000 Par Par 9/9/2009 9/27/2011 Par Par 9/16/2009 3/31/2009 4 12/23/2009 5 49 $ 23,235,000 $ 7/21/2010 4 $ 41,547,000 $ 12/15/2010 50 Itasca Blairsville Wheeling Mandatorily Convertible Preferred Stock w/ Warrants Preferred Stock w/ Warrants 7/14/2011 232 4 $ 41,547,000 $ 0 Preferred Stock w/ Warrants Warrants 217 $ 9,408,213 $ 0 Warrants 4/10/22013 6/12/2013 Warrants Warrants 49 12/5/2008 12/5/2008 198, 217 9 Eagle Bancorp, Inc. Sandy Spring Bancorp, Inc. Bethesda Olney MD MD Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 38,235,000 83,094,000 232 4 50 5 23,235,000 Par Par 41,547,000 R R Warrants 12/5/2008 Coastal Banking Company, Inc. Fernandina Beach FL Preferred Stock w/ Warrants $ 9,950,000 Par 12/5/2008 East West Bancorp Pasadena CA Preferred Stock w/ Warrants $ 306,546,000 Par 12/29/2010 4 $ 306,546,000 $ 0 Warrants 1/26/2011 Warrants 9 R 12/5/2008 South Financial Group, Inc. Greenville SC Preferred Stock w/ Warrants $ 347,000,000 Par 9/30/2010 26 $ 130,179,219 $ 0 Warrants 9/30/2010 Warrants 26 R 12/5/2008 12/5/2008 12/5/2008 Great Southern Bancorp Cathay General Bancorp Southern Community Financial Corp. Springfield Los Angeles Winston-Salem MO CA NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 58,000,000 258,000,000 42,750,000 Par Par Par 8/18/2011 3/20/2013 10/1/2012 50 $ $ $ 58,000,000 129,000,000 42,750,000 $ $ $ 0 129,000,000 0 9/21/2011 Warrants R N/A N/A - 12/5/2008 26 9/30/2010 50 3/11/2013 0 9 CVB Financial Corp Ontario CA Preferred Stock w/ Warrants $ 130,000,000 Par $ 97,500,000 $ 32,500,000 10/28/2009 Warrants 89 06/13/2012 75 3/28/2012 17, 54 5/22/2013 Warrants 8/26/2009 4 9/2/2009 131 4 $ 32,500,000 $ 0 Warrants Warrants N/A Preferred Stock w/ Warrants Warrants 4 131 12/5/2008 First Defiance Financial Corp. Defiance OH Preferred Stock w/ Warrants $ 37,000,000 Par 6/13/2012 89 $ 35,084,144 $ 0 First Financial Holdings Inc. Charleston SC Preferred Stock w/ Warrants $ 65,000,000 Par 3/28/2012 75 $ 55,926,478 $ 0 Warrants 12/5/2008 Superior Bancorp Inc. Birmingham AL Trust Preferred Securities w/ Warrants $ 69,000,000 R Warrants 12/5/2008 9 Par R Page 2 of 69 Footnote Seller Name of Institution Purchase Date 12 130 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 Purchase Details Southwest Bancorp, Inc. Popular, Inc. Blue Valley Ban Corp Central Federal Corporation Bank of Marin Bancorp City Stillwater San Juan Overland Park Fairlawn Novato State OK PR KS OH CA Capital Repayment Details Investment Amount Preferred Stock w/ Warrants Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ Treasury Investment Remaining After Capital Repayment 70,000,000 935,000,000 21,750,000 7,225,000 28,000,000 Pricing Mechanism Capital Repayment Date Capital Repayment Amount 6 Remaining Capital Amount Final Remaining Investment Disposition Description Date Final Disposition Disposition Investment 15 Description 4 $ 70,000,000 $ 0 Warrants 5/29/2013 Warrants 9/26/2012 130 $ 3,000,000 $ 0 N/A N/A N/A 3/31/2009 4 Par 8/23/2012 120 8/25/2011 7/21/2011 50 $ $ $ 28,000,000 28,365,685 10,000,000 $ $ $ 0 0 0 Warrants Warrants Warrants 11/18/2011 9/19/2012 10/19/2011 Warrants Warrants Warrants 49 $ 9,550,000 $ 0 Warrants Par Par Par 8/8/2012 Par Par R 130 P R R 120 50 12/5/2008 12/5/2008 BNC Bancorp Central Bancorp, Inc. Thomasville Somerville NC MA Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 31,260,000 10,000,000 49 12/5/2008 Southern Missouri Bancorp, Inc. Poplar Bluff MO Preferred Stock w/ Warrants $ 9,550,000 Par Par 68 - 1/1/2012 12/5/2008 Valley National Bancorp (State Bancorp, Inc.) Wayne NJ Preferred Stock w/ Warrants $ 36,842,000 Par 12/14/2011 4 $ 36,842,000 $ 0 Warrants 32 9/30/2010 12/5/2008 TIB Financial Corp Naples FL Preferred Stock w/ Warrants $ 37,000,000 Par 9/30/2010 32 $ 12,119,637 $ 0 Warrants 9/30/2010 Warrants 12/5/2008 Unity Bancorp, Inc. Clinton NJ Preferred Stock w/ Warrants $ 20,649,000 Par 5/15/2013 4 $ 10,324,000 $ Old Line Bancshares, Inc. FPB Bancorp, Inc. Sterling Financial Corporation Oak Valley Bancorp Bowie Port St. Lucie Spokane Oakdale MD FL WA CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Common Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 7,000,000 5,800,000 303,000,000 13,500,000 Par Par Par Par 7/15/2009 4 $ 7,000,000 $ 0 9/2/2009 Warrants R 55 24, 118 50 12/5/2008 12/5/2008 12/5/2008 12/5/2008 Preferred Stock w/ Warrants Warrants 8/14/2012 8/11/2011 118 $ $ 113,338,081 13,500,000 $ $ 0 0 Warrants Warrants 9/19/2012 9/28/2011 Warrants Warrants R R Old National Bancorp Capital Bank Corporation Evansville Raleigh IN NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 100,000,000 41,279,000 Par Par 3/31/2009 1/28/2011 4 35 12/12/2008 12/12/2008 $ $ 100,000,000 41,279,000 $ $ 0 0 Warrants N/A 5/8/2009 N/A Warrants N/A 12/12/2008 12/12/2008 Pacific International Bancorp SVB Financial Group Seattle Santa Clara WA CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 6,500,000 235,000,000 Par Par 2/15/2013 12/23/2009 208 $ $ 6,500,000 235,000,000 $ $ 0 0 Warrants Warrants 6/16/2010 Warrants 12/12/2008 LNB Bancorp Inc. Lorain OH Preferred Stock w/ Warrants $ 25,223,000 Par 6/13/2012 88 $ 21,594,229 $ 0 Warrants 7/18/2012 Warrants R 12/12/2008 M&T Bank Corporation (Wilmington Trust Corporation) Wilmington DE Preferred Stock w/ Warrants $ 330,000,000 Par 5/13/2011 43 $ 330,000,000 $ 0 Warrants Susquehanna Bancshares, Inc Lititz PA Preferred Stock w/ Warrants $ 300,000,000 Par 4/21/2010 4 12/12/2008 $ 200,000,000 $ 1/19/2011 Warrants R 4 $ $ $ 100,000,000 120,000,000 18,400,000 $ $ $ 0 0 0 Preferred Stock w/ Warrants Warrants Warrants Warrants 3/10/2010 1/16/2013 Warrants Warrants A R 208 88 06/13/2012 43 5/13/2011 12/12/2008 12/12/2008 50 35 5 10,325,000 100,000,000 32 35 9 R R R New York Hopkinsville NY KY Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 120,000,000 18,400,000 Par Par 12/22/2010 3/31/2009 12/19/2012 Flint MI Preferred Stock w/ Warrants $ 300,000,000 Par 4/12/2013 214 $ 300,000,000 $ 0 Warrants Columbus Little Rock IN AR Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 21,500,000 75,000,000 Par Par 9/12/2012 11/4/2009 4 $ 21,500,000 $ 0 Warrants 9/12/2012 Warrants R 4 $ 75,000,000 $ 0 Warrants 11/24/2009 Warrants R Los Angeles CA Preferred Stock w/ Warrants $ 55,000,000 Par 6/27/2012 4 $ 55,000,000 $ 0 Warrants Greensboro Houston Wilmington NC TX DE Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 52,372,000 125,198,000 45,220,000 Par Par Par 4/29/2013 5/5/2009 3/10/2010 237 $ $ $ 50,837,239 125,198,000 45,220,000 $ $ $ 0 0 0 Warrants Warrants Warrants 5/15/2013 6/9/2010 9/8/2010 Warrants Warrants Warrants R A R 4 12/12/2008 12/12/2008 12/12/2008 12/12/2008 TowneBank Portsmouth VA Preferred Stock w/ Warrants $ 76,458,000 Par 9/22/2011 50 $ 76,458,000 $ 0 Warrants 5/15/2013 Warrants R 12/12/2008 Wilshire Bancorp, Inc. Los Angeles CA Preferred Stock w/ Warrants $ 62,158,000 Par 3/28/2012 76 $ 57,766,994 $ 0 Warrants 6/20/2012 Warrants R 11/14/2012 4 $ 1,600,000 $ 14,419,000 2/20/2013 4 $ 1,600,000 $ 12,819,000 5/15/2013 4 $ 1,600,000 $ 11,219,000 12/28/2011 4 $ 23,750,000 $ 71,250,000 7/18/2012 Warrants R 6/20/2012 214 Signature Bank HopFed Bancorp FirstMerit Corporation (Citizens Republic Bancorp, Inc.) Indiana Community Bancorp Bank of the Ozarks, Inc. BBCN Bancorp, Inc. (Center Financial Corporation) NewBridge Bancorp Sterling Bancshares, Inc. The Bancorp, Inc. 4 $ 71,250,000 $ 0 Warrants 4 $ $ $ 10,000,000 150,000,000 4,227,000 $ $ $ 0 0 0 Warrants Warrants Warrants 4/7/2010 4/13/2011 12/28/2012 Warrants Warrants Warrants $ $ $ 20,500,000 71,000,000 7,000,000 $ $ $ 0 0 0 Warrants Warrants Warrants 11/9/2011 Warrants 12/12/2008 12/12/2008 12/12/2008 66 11/30/2011 237 50 76 3/28/2012 12/12/2008 12/12/2008 22 12/12/2008 12/12/2008 Valley Financial Corporation Independent Bank Corporation Pinnacle Financial Partners, Inc. Roanoke Ionia Nashville VA MI TN Preferred Stock w/ Warrants Mandatorily Convertible Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 16,019,000 74,426,000 95,000,000 Par 176 4 5 9 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Par Par 12/12/2008 12/12/2008 12/12/2008 50 4 First Litchfield Financial Corporation National Penn Bancshares, Inc. Northeast Bancorp Litchfield Boyertown Lewiston CT PA ME Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 10,000,000 150,000,000 4,227,000 Par Par Par 4/7/2010 3/16/2011 11/28/2012 12/12/2008 12/12/2008 12/12/2008 Citizens South Banking Corporation Virginia Commerce Bancorp WesBanco, Inc. (Fidelity Bancorp, Inc.) Gastonia Arlington Wheeling NC VA WV Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 20,500,000 71,000,000 7,000,000 Par Par Par 9/22/2011 12/11/2012 11/30/2012 4 4 50 4 176 Preferred Stock w/ Warrants 9 R R R R Page 3 of 69 Footnote Seller Purchase Date Purchase Details Name of Institution City State Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date 11/18/2009 181 12/12/2008 12/19/2008 12/19/2008 LSB Corporation Intermountain Community Bancorp Community West Bancshares North Andover Sandpoint Goleta MA ID CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 15,000,000 27,000,000 15,600,000 Par Par Par 70 12/19/2008 12/19/2008 Synovus Financial Corp. Tennessee Commerce Bancorp, Inc. Columbus Franklin GA TN Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 967,870,000 30,000,000 Glen Allen Mobile VA AL Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 17,680,000 50,000,000 Par 206 Community Bankers Trust Corporation BancTrust Financial Group, Inc. Remaining Capital Amount Final Disposition Disposition Investment 15 Description Par Par 12/19/2008 12/19/2008 4 Capital Repayment Amount 6 Final Remaining Investment Disposition Description Date 15,000,000 $ 0 Warrants 12/16/2009 Warrants R $ 12/11/2012 $ 11,181,456 $ 0 Warrants 6/12/2013 Warrants P 206 2/15/2013 11/7/2012 12/28/2012 8/4/2011 206 $ 50,000,000 $ 0 Warrants 2/15/2013 Warrants 4 $ $ $ 35,000,000 10,000,000 8,500,000 $ $ $ 0 0 0 Warrants Warrants Warrants 1/9/2013 1/23/2013 9/14/2011 Warrants Warrants Warrants 116 $ 25,000,000 $ 0 Warrants 8/1/2012 Warrants 4 $ 22,000,000 $ 0 Warrants 12/16/2009 Warrants $ 300,000,000 $ 0 Warrants 6/3/2011 Warrants 45 R 81 R R 45 - 6/3/2011 81 4/19/2012 50 64 10/21/2011 77 3/28/2012 50 92 6/27/2012 194 Enterprise Financial Services Corp. Mid Penn Bancorp, Inc. Summit State Bank St. Louis Millersburg Santa Rosa MO PA CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 35,000,000 10,000,000 8,500,000 12/19/2008 VIST Financial Corp. Wyomissing PA Preferred Stock w/ Warrants $ 25,000,000 Par 8/1/2012 12/19/2008 49 117 8/1/2012 12/19/2008 12/19/2008 12/19/2008 Par Par Par Par Wainwright Bank & Trust Company Boston MA Preferred Stock w/ Warrants $ 22,000,000 Par 11/24/2009 12/19/2008 Whitney Holding Corporation New Orleans LA Preferred Stock w/ Warrants $ 300,000,000 Par 6/3/2011 12/19/2008 The Connecticut Bank and Trust Company Hartford CT Preferred Stock w/ Warrants $ 5,448,000 Par 4/19/2012 81 $ 5,448,000 $ 0 Warrants 4/19/2012 Warrants 12/19/2008 CoBiz Financial Inc. Denver CO Preferred Stock w/ Warrants $ 64,450,000 Par 9/8/2011 50 $ 64,450,000 $ 0 Warrants 11/18/2011 Warrants 12/19/2008 Santa Lucia Bancorp Atascadero CA Preferred Stock w/ Warrants $ 4,000,000 Par 10/21/2011 64 $ 2,800,000 $ 0 N/A N/A N/A 12/19/2008 Seacoast Banking Corporation of Florida Stuart FL Preferred Stock w/ Warrants $ 50,000,000 Par 3/28/2012 77 $ 40,404,700 $ 0 Warrants 5/30/2012 Warrants R Horizon Bancorp Michigan City IN Preferred Stock w/ Warrants $ 25,000,000 Par 11/10/2010 8/25/2011 4 12/19/2008 $ $ 6,250,000 18,750,000 $ $ Warrants 11/18/2011 Warrants P 12/19/2008 Fidelity Southern Corporation Atlanta GA Preferred Stock w/ Warrants $ 48,200,000 Par 6/27/2012 92 $ 42,757,786 $ 0 Warrants 12/19/2008 Community Financial Corporation Staunton VA Preferred Stock w/ Warrants $ 12,643,000 Par 1/9/2013 194 $ 12,643,000 $ 0 Warrants 4 $ $ $ 40,000,000 25,000,000 21,000,000 $ $ $ 0 0 0 Warrants Warrants Warrants 6/24/2009 8/24/2011 11/2/2011 Warrants Warrants Warrants R R R 4 49 50 18,750,000 0 R R R 116 R R P 64 - Berkshire Hills Bancorp, Inc. First California Financial Group, Inc AmeriServ Financial, Inc Pittsfield Westlake Village Johnstown MA CA PA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 40,000,000 25,000,000 21,000,000 Par Par Par 5/27/2009 7/14/2011 8/11/2011 50 12/19/2008 Security Federal Corporation Aiken SC Preferred Stock w/ Warrants $ 18,000,000 Par 9/29/2010 4 $ 18,000,000 $ 0 Warrants 12/19/2008 12/19/2008 12/19/2008 Wintrust Financial Corporation Flushing Financial Corporation Monarch Financial Holdings, Inc. Lake Forest Lake Success IL NY Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 250,000,000 70,000,000 Par Par 12/22/2010 10/28/2009 4 $ $ 250,000,000 70,000,000 $ $ 0 0 Warrants Warrants 2/8/2011 12/30/2009 Warrants Warrants Chesapeake VA Preferred Stock w/ Warrants $ 14,700,000 Par 12/23/2009 5 $ 14,700,000 $ 0 Warrants 9 R Charlottesville VA Preferred Stock w/ Warrants $ 30,000,000 Par 4/13/2011 4 StellarOne Corporation $ 7,500,000 $ 12/28/2011 4 $ 22,500,000 $ 0 Warrants Preferred Stock w/ Warrants Warrants 2/10/2010 12/19/2008 50 50 30 9/29/2010 12/19/2008 12/19/2008 12/19/2008 11/18/2009 5 $ 59,000,000 $ 0 Warrants 12/23/2009 Warrants 9 R 8/5/2009 4 $ 30,000,000 $ 0 9/30/2009 Warrants R 5/9/2012 4 $ 12,000,000 $ 6/12/2013 Warrants R 4 $ $ 18,255,000 9,090,000 $ $ 0 0 Warrants Preferred Stock w/ Warrants Warrants Warrants $ $ 26,918,000 81,698,000 $ $ 0 0 Warrants Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants 6/17/2009 9/28/2011 Warrants Warrants R R 0 Preferred Stock 2 11/30/2012 Preferred Stock 2, 7 P 2 R R 12/19/2008 12/19/2008 Union First Market Bankshares Corporation (Union Bankshares Corporation) Tidelands Bancshares, Inc Bancorp Rhode Island, Inc. 12/19/2008 18 Hawthorn Bancshares, Inc. 12/19/2008 Bowling Green VA Preferred Stock w/ Warrants $ 59,000,000 Par Mount Pleasant SC Preferred Stock w/ Warrants $ 14,448,000 RI Preferred Stock w/ Warrants $ 30,000,000 Par MO Preferred Stock w/ Warrants $ 30,255,000 Par 5 22,500,000 Lee's Summit 49 12/19/2008 The Elmira Savings Bank, FSB Elmira NY Preferred Stock w/ Warrants $ 9,090,000 Par 5/15/2013 8/25/2011 50 12/19/2008 12/19/2008 Alliance Financial Corporation Heartland Financial USA, Inc. Syracuse Dubuque NY IA Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 26,918,000 81,698,000 Par Par 5/13/2009 9/15/2011 49 4 50 18,255,000 2/16/2011 2, 170 12/19/2008 Citizens First Corporation FFW Corporation Bowling Green Wabash KY IN Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $ $ 8,779,000 7,289,000 4 $ 2,212,308 $ 6,566,692 2/13/2013 12/19/2008 9 A R Par Providence 50 4 $ 3,300,904 $ 3,265,788 11/30/2012 170 $ 6,515,426 $ 9/27/2011 9/22/2011 49 7/27/2012 102 Par Par 2, 49 2, 49 2, 3 12/19/2008 12/19/2008 12/19/2008 Plains Capital Corporation Tri-County Financial Corporation OneUnited Bank Dallas Waldorf Boston TX MD MA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock $ $ $ 87,631,000 15,540,000 12,063,000 Par Par Par 2 2 2, 102 12/19/2008 12/19/2008 12/19/2008 Patriot Bancshares, Inc. Pacific City Financial Corporation Marquette National Corporation Houston Los Angeles Chicago TX CA IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 26,038,000 16,200,000 35,500,000 Par Par Par 49 $ $ 87,631,000 15,540,000 $ $ 0 0 Preferred Stock Preferred Stock 2 9/27/2011 9/22/2011 Preferred Stock Preferred Stock 2, 7 $ 25,313,186 $ 0 Preferred Stock 2 7/27/2012 Preferred Stock 2, 7 2, 7 P Page 4 of 69 Footnote Seller Purchase Date 2, 103 2 2 Purchase Details Name of Institution City State Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Santa Rosa Peterborough Bridgeview Wichita CA NH IL KS Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 43,000,000 1,834,000 38,000,000 36,282,000 12/19/2008 Patapsco Bancorp, Inc. Dundalk MD Preferred Stock w/ Exercised Warrants $ 6,000,000 12/19/2008 12/19/2008 NCAL Bancorp FCB Bancorp, Inc. Los Angeles Louisville CA KY Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 10,000,000 9,294,000 Par Par Par Par Par 7/27/2012 12/28/2012 103 7/27/2012 Capital Repayment Amount 6 Remaining Capital Amount 2 12/23/2008 12/23/2008 12/23/2008 178 119 First Financial Bancorp Bridge Capital Holdings International Bancshares Corporation Cincinnati San Jose Laredo OH CA TX Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 80,000,000 23,864,000 216,000,000 $ $ 37,259,393 1,834,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 104 $ 32,013,328 $ 0 Preferred Stock 9/22/2011 2/24/2010 50 $ 9,294,000 $ 0 5 $ 80,000,000 $ Preferred Stock Warrants 2/23/2011 4 $ 15,000,000 $ 4 $ 8,864,000 $ 7/11/2011 2 2, 50 Exchange Bank Monadnock Bancorp, Inc. Bridgeview Bancorp, Inc. Fidelity Financial Corporation Capital Repayment Date 3/16/2011 2, 104 2 12/19/2008 12/19/2008 12/19/2008 12/19/2008 Pricing Mechanism Final Remaining Investment Disposition Description Date 4 $ 40,000,000 $ 176,000,000 11/1/2012 4 $ 45,000,000 $ 131,000,000 11/28/2012 2/20/2013 4 $ $ 131,000,000 3,700,000 $ $ $ 370,000,000 $ $ $ $ 230,000,000 7,500,000 100,000,000 $ $ $ 0 0 0 Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants N/A Preferred Stock w/ Warrants Warrants Warrants Warrants 0 N/A 4 Par Par Par Par 12/23/2008 First Sound Bank Seattle WA Preferred Stock w/ Warrants $ 7,400,000 Par 12/23/2008 M&T Bank Corporation Buffalo NY Preferred Stock w/ Warrants $ 600,000,000 Par 178 5/18/2011 4 119 0 8,864,000 Emlenton Newark PA OH 12/23/2008 Green Bankshares, Inc. Greeneville 0 0 0 230,000,000 TN Cecil Bancorp, Inc. Elkton MD 12/23/2008 Financial Institutions, Inc. Warsaw NY Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 7,500,000 100,000,000 Par Par 8/17/2012 8/18/2011 4/25/2012 $ Preferred Stock w/ Warrants Preferred Stock w/ Warrants P R Preferred Stock Preferred Stock 2 7/27/2012 Preferred Stock 2, 7 P 2 9/22/2011 Preferred Stock 2, 7 R 6/2/2010 Warrants 9 A 4/20/2011 Warrants R 6/12/2013 Warrants P N/A N/A 12/17/2012 Warrants P 12/7/2011 5/2/2012 Warrants Warrants R R N/A N/A 5/11/2011 Warrants R 9/8/2010 Warrants R Preferred Stock w/ Warrants 72,278,000 Par 9/7/2011 59 $ 68,700,000 $ $ 11,560,000 2, 7 Par 4 $ 12,505,000 $ 3/30/2011 Emclaire Financial Corp. Park National Corporation 12/23/2008 59 - 9/7/2011 12/23/2008 12/23/2008 2, 7 7/27/2012 12/28/2012 Par 2/23/2011 49 Final Disposition Disposition Investment 15 Description 4 $ 25,010,000 $ 0 Warrants $ 37,515,000 49 4 25,010,000 Par Preferred Stock w/ Warrants 59 - 12/23/2008 Fulton Financial Corporation Lancaster PA Preferred Stock w/ Warrants $ 376,500,000 Par 7/14/2010 4 $ 376,500,000 $ 0 Warrants 30 - 9/3/2010 12/23/2008 United Bancorporation of Alabama, Inc. Atmore AL Preferred Stock w/ Warrants $ 10,300,000 Par 9/3/2010 4 $ 10,300,000 $ 0 Warrants 50 MutualFirst Financial, Inc. BCSB Bancorp, Inc. HMN Financial, Inc. Muncie Baltimore Rochester IN MD MN Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 32,382,000 10,800,000 26,000,000 Par 8/25/2011 50 $ $ 0 0 Warrants R 1/26/2011 2/8/2013 32,382,000 10,800,000 9/28/2011 Par Par $ $ Warrants 4 Warrants 4/19/2013 Warrants R 204 12/23/2008 12/23/2008 12/23/2008 204 $ 18,571,410 $ 0 Warrants 39- 3/11/2011 12/23/2008 First Community Bank Corporation of America Pinellas Park FL Preferred Stock w/ Warrants $ 10,685,000 Par 5/31/2011 39 $ 7,754,267 $ 0 N/A N/A N/A - 12/23/2008 12/23/2008 Sterling Bancorp Intervest Bancshares Corporation New York NY Preferred Stock w/ Warrants $ 42,000,000 Par 4/27/2011 4 $ 42,000,000 $ 0 Warrants 5/18/2011 Warrants R New York NY Preferred Stock w/ Warrants $ 25,000,000 Par 12/23/2008 Peoples Bancorp of North Carolina, Inc. Newton NC Preferred Stock w/ Warrants $ 25,054,000 Par 6/27/2012 93 $ 23,033,635 $ 0 Warrants 8/8/2012 Warrants R 12/23/2008 F.N.B. Corporation (Parkvale Financial Corporation) Hermitage PA Preferred Stock w/ Warrants $ 31,762,000 Par 1/3/2012 67 $ 31,762,000 $ 0 Warrants 12/23/2008 12/23/2008 Timberland Bancorp, Inc. 1st Constitution Bancorp Hoquiam Cranbury WA NJ Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 16,641,000 12,000,000 Par Par 11/13/2012 10/27/2010 154 $ $ 14,209,334 12,000,000 $ $ 0 0 Warrants Warrants 6/12/2013 11/18/2011 Warrants Warrants P P 12/23/2008 12/23/2008 Central Jersey Bancorp Western Illinois Bancshares Inc. Oakhurst Monmouth NJ IL Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $ $ 11,300,000 6,855,000 Par Par 11/24/2010 11/9/2012 4 $ $ 11,300,000 6,398,944 $ $ 0 0 Warrants 12/1/2010 11/9/2012 Warrants Preferred Stock 2 2, 148 2 3, 30 8/20/2010 2, 143 12/23/2008 12/23/2008 12/23/2008 Saigon National Bank Capital Pacific Bancorp Uwharrie Capital Corp Westminster Portland Albemarle CA OR NC Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 1,549,000 4,000,000 10,000,000 Par Par Par 11/9/2012 4/3/2013 148 $ $ 3,728,440 7,742,000 $ $ Preferred Stock 2 Preferred Stock 2 11/9/2012 Preferred Stock 12/23/2008 Mission Valley Bancorp Sun Valley CA Preferred Stock $ 5,500,000 Par 8/20/2010 4 $ 5,500,000 $ 0 N/A N/A N/A 12/23/2008 The Little Bank, Incorporated Kinston NC Preferred Stock w/ Exercised Warrants $ 7,500,000 Par 10/31/2012 143 $ 7,285,410 $ 0 Preferred Stock 2 10/31/2012 Preferred Stock 2,7 R 2 2, 49 2, 49 12/23/2008 12/23/2008 12/23/2008 Pacific Commerce Bank Citizens Community Bank Seacoast Commerce Bank Los Angeles South Hill Chula Vista CA VA CA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 4,060,000 3,000,000 1,800,000 Par Par Par 7/28/2011 9/1/2011 49 $ $ 3,000,000 1,800,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 7/28/2011 9/1/2011 Preferred Stock Preferred Stock 2, 7 R R 2 2 2, 49 12/23/2008 12/23/2008 12/23/2008 TCNB Financial Corp. Leader Bancorp, Inc. Nicolet Bankshares, Inc. Dayton Arlington Green Bay OH MA WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 2,000,000 5,830,000 14,964,000 Par Par Par 8/3/2011 11/24/2010 9/1/2011 4 $ $ $ 2,000,000 5,830,000 14,964,000 $ $ $ 0 0 0 Preferred Stock Preferred Stock 2 Preferred Stock 2 8/3/2011 11/24/2010 9/1/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 93 6/27/2012 67 12/29/2011 154 2, 155 4 155 4 49 4 49 0 2,258,000 Preferred Stock 2 2 2, 7 2, 7 R P P - 2, 7 2, 7 2, 7 R R R Page 5 of 69 Footnote Seller Purchase Details Name of Institution Purchase Date City State Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Par 11/24/2009 6/8/2011 8/18/2011 2, 49 12/23/2008 2 2, 189 Magna Bank Memphis TN Preferred Stock w/ Exercised Warrants $ 13,795,000 12/23/2008 Western Community Bancshares, Inc. Palm Desert CA Preferred Stock w/ Exercised Warrants $ 7,290,000 12/23/2008 Community Investors Bancorp, Inc. Bucyrus OH Preferred Stock w/ Exercised Warrants $ 2,600,000 2 2, 49 12/23/2008 12/23/2008 Capital Bancorp, Inc. Cache Valley Banking Company Rockville Logan MD UT Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 4,700,000 4,767,000 2, 61 2, 238 2, 50 12/23/2008 12/23/2008 12/23/2008 12/31/2008 Citizens Bancorp Tennessee Valley Financial Holdings, Inc. Pacific Coast Bankers' Bancshares SunTrust Banks, Inc. Nevada City Oak Ridge San Francisco Atlanta CA TN CA GA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ 12/31/2008 12/31/2008 The PNC Financial Services Group Inc. Fifth Third Bancorp Pittsburgh Cincinnati PA OH Preferred Stock w/ Warrants Preferred Stock w/ Warrants 12/31/2008 Hampton Roads Bankshares, Inc. Norfolk VA 12/31/2008 12/31/2008 12/31/2008 1/9/2009 CIT Group Inc. West Bancorporation, Inc. First Banks, Inc. Bank of America Corporation New York West Des Moines Clayton Charlotte 31 9/30/2010 16 2 1a, 1b Treasury Investment Remaining After Capital Repayment Par Par Par 4 4 49 12/20/2012 189 12/30/2010 4 Capital Repayment Amount 6 Remaining Capital Amount $ $ $ 3,455,000 3,455,000 6,885,000 $ $ $ $ 2,445,000 $ 10,340,000 6,885,000 0 0 Final Remaining Investment Disposition Description Date Final Disposition Disposition Investment 15 Description 2 Preferred Stock 2 Preferred Stock Preferred Stock 2 Preferred Stock 2, 7 R 12/20/2012 Preferred Stock 2, 7 P 12/30/2010 7/14/2011 Preferred Stock Preferred Stock 2, 7 R R 2, 7 2 Preferred Stock 8/18/2011 2 $ $ 4,700,000 4,767,000 $ $ 0 0 Preferred Stock 2 Preferred Stock $ $ $ 3,041,330 11,600,000 1,350,000,000 $ $ $ 0 0 0 Preferred Stock Preferred Stock 2 Warrants 4/29/2013 7/28/2011 9/22/2011 Preferred Stock Preferred Stock Warrants $ $ 7,579,200,000 3,408,000,000 $ $ 0 0 Warrants Warrants 4/29/2010 3/16/2011 Warrants Warrants A R $ $ 0 36,000,000 $ $ 0 0 N/A Warrants N/A 8/31/2011 N/A Warrants R 2, 7 7/14/2011 10,400,000 3,000,000 11,600,000 1,350,000,000 Par Par Par Par Par 49 4/29/2013 7/28/2011 3/30/2011 238 $ $ 7,579,200,000 3,408,000,000 Par Par 2/10/2010 2/2/2011 4 Common Stock w/ Warrants $ 80,347,000 Par NY IA Contingent Value Rights Preferred Stock w/ Warrants $ $ 2,330,000,000 36,000,000 Par Par 2/8/2010 6/29/2011 16 MO NC Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ 295,400,000 10,000,000,000 Par Par 12/9/2009 4 $ 10,000,000,000 $ 0 Warrants 3/3/2010 Warrants $ 125,000,000 $ 0 Warrants 5/27/2009 Warrants R 0 Warrants 7/18/2012 Warrants R 4/4/2012 Warrants R 5/27/2009 Warrants R 7/29/2009 Warrants R 6/12/2013 Warrants P 50 4 4 4 2 2, 7 1b P R A A 1/9/2009 Akron OH Preferred Stock w/ Warrants $ 125,000,000 Par 4/22/2009 1/9/2009 Farmers Capital Bank Corporation Frankfort KY Preferred Stock w/ Warrants $ 30,000,000 Par 6/13/2012 87 $ 21,863,750 $ 1/6/2010 4 $ 7,172,000 $ 21,513,000 3/2/2011 4 $ 7,172,000 $ 14,341,000 1/11/2012 10/7/2009 4 $ $ 14,341,000 5,000,000 $ $ 8/24/2011 4 $ 12,500,000 $ 12,500,000 3/27/2013 4 $ 2,500,000 $ 10,000,000 5/8/2013 4/8/2009 4 $ 10,000,000 $ 0 4 $ 89,310,000 $ 0 6/17/2009 4 $ 3,388,890,000 $ 0 6/17/2011 46 $ 35,883,281 $ 3/29/2012 87 06/13/2012 FirstMerit Corporation 4 46 $ 36,039,222 $ 0 Warrants 2/7/2013 199 $ 21,680,089 $ 0 Warrants 6/12/2013 Warrants P 4 $ $ $ 78,158,000 38,000,000 13,400,000 $ $ $ 0 0 0 Warrants N/A Warrants 5/27/2009 N/A 11/18/2011 Warrants N/A Warrants R $ $ 10,000,000 100,000,000 $ $ 0 0 Warrants Warrants Preferred Stock w/ Warrants 12/7/2011 11/18/2011 Warrants Warrants R P 1/9/2009 1/9/2009 1/9/2009 1/9/2009 65 11/15/2011 1/9/2009 1/9/2009 37, 46 3/29/2012 1/9/2009 Peapack-Gladstone Financial Corporation Commerce National Bank The First Bancorp, Inc. Sun Bancorp, Inc. Crescent Financial Bancshares, Inc. (Crescent Financial Corporation) American Express Company Central Pacific Financial Corp. Gladstone Newport Beach Damariscotta NJ CA ME Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 28,685,000 5,000,000 25,000,000 Par Par Par Vineland NJ Preferred Stock w/ Warrants $ 89,310,000 Par Raleigh NC Preferred Stock w/ Warrants $ 24,900,000 NY Preferred Stock w/ Warrants $ 3,388,890,000 Par Honolulu HI Common Stock w/ Warrants $ 135,000,000 33 99,116,719 Par 1/9/2009 199 0 0 Warrants Warrants Par New York 4 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Centrue Financial Corporation St. Louis MO Preferred Stock w/ Warrants $ 32,668,000 Par 1/9/2009 1/9/2009 Eastern Virginia Bankshares, Inc. Colony Bankcorp, Inc. Tappahannock Fitzgerald VA GA Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 24,000,000 28,000,000 Par Par Warrants Common Stock w/ Warrants 1/9/2009 1/9/2009 1/9/2009 Independent Bank Corp. Cadence Financial Corporation LCNB Corp. Rockland Starkville Lebanon MA MS OH Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 78,158,000 44,000,000 13,400,000 Par Par Par 4/22/2009 3/4/2011 10/21/2009 33 4 P 1/9/2009 Center Bancorp, Inc. F.N.B. Corporation C&F Financial Corporation Union Hermitage West Point NJ PA VA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 10,000,000 100,000,000 20,000,000 Par Par 4 $ 10,000,000 $ 4/11/2012 1/9/2009 1/9/2009 9/15/2011 9/9/2009 7/27/2011 49 49 4 $ 10,000,000 $ 0 Warrants 4 $ $ 10,200,000 14,811,984 $ $ 0 0 Warrants Warrants 1/11/2012 4/19/2013 Warrants Warrants R R $ $ $ 65,000,000 10,733,778 16,500,000 $ $ $ 0 0 0 Warrants Warrants Warrants 11/18/2011 Warrants P 9/28/2011 Warrants R $ 20,000,000 $ 0 Warrants 11/18/2011 Warrants P 4 209 1/9/2009 1/9/2009 North Central Bancshares, Inc. Carolina Bank Holdings, Inc. Fort Dodge Greensboro IA NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 10,200,000 16,000,000 Par Par 12/14/2011 2/20/2013 50 239 49 1/9/2009 1/9/2009 1/9/2009 First Bancorp First Financial Service Corporation Codorus Valley Bancorp, Inc. Troy Elizabethtown York NC KY PA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 65,000,000 20,000,000 16,500,000 Par Par Par 9/1/2011 4/29/2013 8/18/2011 239 8/25/2011 49 49 1/9/2009 MidSouth Bancorp, Inc. Lafayette LA Preferred Stock w/ Warrants $ 20,000,000 10,000,000 Par Par 209 50 49 Page 6 of 69 Footnote Seller Name of Institution Purchase Date 215 2, 223 2 2, 49 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 Purchase Details First Security Group, Inc. Shore Bancshares, Inc. The Queensborough Company American State Bancshares, Inc. Security California Bancorp City Chattanooga Easton Louisville Great Bend Riverside State TN MD GA KS CA Capital Repayment Details Investment Amount Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ Treasury Investment Remaining After Capital Repayment 33,000,000 25,000,000 12,000,000 6,000,000 6,815,000 Pricing Mechanism Par Par Par Par Par 2, 49 2, 152 1/9/2009 1/9/2009 Security Business Bancorp Sound Banking Company San Diego Morehead City CA NC Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 5,803,000 3,070,000 Par 3 2, 49 2 2 1/9/2009 1/9/2009 1/9/2009 1/9/2009 Mission Community Bancorp Redwood Financial Inc. Surrey Bancorp Independence Bank San Luis Obispo Redwood Falls Mount Airy East Greenwich CA MN NC RI Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 5,116,000 2,995,000 2,000,000 1,065,000 Par Par Par Par Par 2 2 2, 49 1/9/2009 1/9/2009 1/9/2009 Valley Community Bank Rising Sun Bancorp Community Trust Financial Corporation Pleasanton Rising Sun Ruston CA MD LA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 5,500,000 5,983,000 24,000,000 Par Par Par Capital Repayment Date 4/11/2013 4/15/2009 3/11/2013 11/2/2011 9/15/2011 215 7/14/2011 49 11/13/2012 12/28/2011 8/18/2011 12/29/2010 152 7/6/2011 49 4 223 4 49 4 49 4 2, 50 2 1/9/2009 1/9/2009 GrandSouth Bancorporation Texas National Bancorporation Greenville Jacksonville SC TX Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 9,000,000 3,981,000 Par Par 9/8/2011 5/19/2010 50 2, 140 2 1/9/2009 1/9/2009 Congaree Bancshares, Inc. New York Private Bank & Trust Corporation Cayce New York SC NY Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 3,285,000 267,274,000 Par Par 10/31/2012 1/16/2009 1/16/2009 1/16/2009 1/16/2009 Home Bancshares, Inc. Washington Banking Company New Hampshire Thrift Bancshares, Inc. Bar Harbor Bankshares Conway Oak Harbor Newport Bar Harbor AR WA NH ME Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 50,000,000 26,380,000 10,000,000 18,751,000 Par Par Par Par 7/6/2011 1/12/2011 8/25/2011 2/24/2010 1/16/2009 1/16/2009 1/16/2009 Somerset Hills Bancorp SCBT Financial Corporation S&T Bancorp Crescent Financial Bancshares, Inc. (ECB Bancorp, Inc.) Bernardsville Columbia Indiana NJ SC PA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 7,414,000 64,779,000 108,676,000 Par Par Par 5/20/2009 5/20/2009 12/7/2011 4 Raleigh NC Preferred Stock w/ Warrants $ 17,949,000 Capital Repayment Amount 6 Remaining Capital Amount Final Remaining Investment Disposition Description Date $ $ $ 14,912,862 25,000,000 11,605,572 $ $ $ 0 0 0 Preferred Stock 2 $ 6,000,000 $ 0 Preferred Stock 2 Preferred Stock 2 $ 6,815,000 $ 0 N/A Warrants 2 N/A 11/16/2011 3/11/2013 N/A Warrants Preferred Stock 11/2/2011 Preferred Stock 2, 7 R Preferred Stock 2, 7 R 7/14/2011 11/13/2012 Preferred Stock Preferred Stock 2, 7 R P N/A Preferred Stock Preferred Stock 2, 7 Preferred Stock 2, 7 R 9/8/2011 5/19/2010 Preferred Stock Preferred Stock 2, 7 R R 10/31/2012 Preferred Stock 9/15/2011 $ $ 5,803,000 2,807,413 $ $ 0 0 $ $ $ 5,116,000 2,995,000 2,000,000 $ $ $ 0 0 0 Preferred Stock Preferred Stock 2 N/A 8/18/2011 12/29/2010 $ 24,000,000 $ 0 Preferred Stock 2 7/6/2011 2 Preferred Stock 2 Preferred Stock N/A 2 Final Disposition Disposition Investment 15 Description 2, 7 2, 7 2, 7 R P R R Par 49 $ $ 9,000,000 3,981,000 $ $ 0 0 Preferred Stock Preferred Stock 2 140 $ 2,685,979 $ 0 Preferred Stock 4 $ $ $ $ 50,000,000 26,380,000 10,000,000 18,751,000 $ $ $ $ 0 0 0 0 Warrants Warrants Warrants Warrants 7/27/2011 3/2/2011 2/15/2012 7/28/2010 Warrants Warrants Warrants Warrants $ $ $ 7,414,000 64,779,000 108,676,000 $ $ $ 0 0 0 Warrants Warrants Warrants 6/24/2009 6/24/2009 6/12/2013 Warrants Warrants Warrants R R P 4 4 49 5 4 4 2 2, 7 2,7 9 9 R R R R R 233 1/16/2009 28 10/07/2011 1/16/2009 First BanCorp San Juan PR Common Stock w/ Warrants $ 424,174,000 Par 1/16/2009 Texas Capital Bancshares, Inc. Yadkin Financial Corporation (Yadkin Valley Financial Corporation) Dallas TX Preferred Stock w/ Warrants $ 75,000,000 Par 5/13/2009 4 $ 75,000,000 $ 0 Warrants 3/11/2010 Warrants A Elkin NC Preferred Stock w/ Warrants $ 36,000,000 Par 9/12/2012 124 $ 31,843,080 $ 0 Warrants 6/12/2013 Warrants P 124 1/16/2009 3, 30 8/27/2010 1/16/2009 Carver Bancorp, Inc New York NY Preferred Stock $ 18,980,000 Par 8/27/2010 4 $ 18,980,000 $ 0 N/A N/A N/A - 1/16/2009 Citizens & Northern Corporation Wellsboro PA Preferred Stock w/ Warrants $ 26,440,000 Par 8/4/2010 4 $ 26,440,000 $ 0 Warrants 9/1/2010 Warrants R 1/16/2009 MainSource Financial Group, Inc. Greensburg IN Preferred Stock w/ Warrants $ 57,000,000 Par 3/28/2012 78 $ 52,277,171 $ 0 Warrants 6/12/2013 Warrants P 1/16/2009 MetroCorp Bancshares, Inc. Houston TX Preferred Stock w/ Warrants $ 45,000,000 Par 6/27/2012 95 $ 43,490,360 $ 0 Warrants 6/12/2013 Warrants P 1/16/2009 United Bancorp, Inc. Tecumseh MI Preferred Stock w/ Warrants $ 20,600,000 Par 6/13/2012 91 $ 16,750,221 $ 0 Warrants 7/18/2012 Warrants R 3/11/2013 224 $ 24,438,021 $ 6/12/2013 Warrants P 3/27/2013 227 $ 1,109,298 $ 0 Warrants R 78 3/28/2012 95 6/27/2012 91 06/13/2012 224, 227 1/16/2009 96 6/27/2012 Old Second Bancorp, Inc. Aurora IL Preferred Stock w/ Warrants $ 73,000,000 2,972,000 Par Preferred Stock w/ Warrants 1/16/2009 Pulaski Financial Corp Creve Coeur MO Preferred Stock w/ Warrants $ 32,538,000 Par 6/27/2012 96 $ 28,460,338 $ 0 Warrants 8/8/2012 Warrants OceanFirst Financial Corp. Community 1st Bank Toms River Roseville NJ CA Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $ $ 38,263,000 2,550,000 Par Par 12/30/2009 12/19/2012 5 $ $ 38,263,000 2,550,000 $ $ 0 0 Warrants 2 1/16/2009 1/16/2009 2/3/2010 12/19/2012 Warrants Preferred Stock 2 2 2, 50 1/16/2009 1/16/2009 1/16/2009 TCB Holding Company, Texas Community Bank Centra Financial Holdings, Inc. First Bankers Trustshares, Inc. The Woodlands Morgantown Quincy TX WV IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 11,730,000 15,000,000 10,000,000 Par Par Par 3/31/2009 9/8/2011 4 $ $ 15,000,000 10,000,000 $ $ 0 0 4/15/2009 9/8/2011 Preferred Stock Preferred Stock 2, 19 3, 30 9/29/2010 2, 49 2 2 1/16/2009 Pacific Coast National Bancorp San Clemente CA Preferred Stock w/ Exercised Warrants $ 4,120,000 Par 2/11/2010 19 $ $ 0 Preferred Stock 2 Preferred Stock 2 N/A N/A N/A 1/16/2009 Community Bank of the Bay Oakland CA Preferred Stock $ 1,747,000 Par 9/29/2010 4 $ 1,747,000 $ 0 N/A N/A N/A 1/16/2009 1/16/2009 1/16/2009 Redwood Capital Bancorp Syringa Bancorp Idaho Bancorp Eureka Boise Boise CA ID ID Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 3,800,000 8,000,000 6,900,000 Par Par Par 7/21/2011 49 $ 3,800,000 $ 0 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R 2, 49 1/16/2009 Puget Sound Bank Bellevue WA Preferred Stock w/ Exercised Warrants $ 4,500,000 Par 8/11/2011 49 $ 4,500,000 $ 0 Preferred Stock 2 8/11/2011 Preferred Stock 2, 7 R 4 50 0 Preferred Stock 2 9 2, 7 2, 7 2, 7 R R R R - Page 7 of 69 Footnote Seller Purchase Date 2, 49 2, 201 2, 179 2, 162 2 2 2 3, 30 8/6/2010 2 2, 36 Purchase Details Name of Institution City State Capital Repayment Details Investment Amount Pricing Mechanism 1/16/2009 United Financial Banking Companies, Inc. Vienna VA Preferred Stock w/ Exercised Warrants $ 5,658,000 Par 1/16/2009 1/16/2009 Dickinson Financial Corporation II The Baraboo Bancorporation Kansas City Baraboo MO WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 146,053,000 20,749,000 Par Par Par 1/16/2009 Bank of Commerce Charlotte NC 1/16/2009 State Bankshares, Inc. Fargo ND 1/16/2009 1/16/2009 BNCCORP, Inc. First Manitowoc Bancorp, Inc. Bismarck Manitowoc ND WI 1/16/2009 Southern Bancorp, Inc. Arkadelphia 1/16/2009 Morrill Bancshares, Inc. Merriam Preferred Stock w/ Exercised Warrants $ 3,000,000 Capital Repayment Date 12/15/2010 9/15/2011 2/8/2013 12/11/2012 11/30/2012 4 49 162 Capital Repayment Amount 6 Remaining Capital Amount $ $ $ $ 3,000,000 2,658,000 79,903,245 13,399,227 $ $ $ $ $ $ 2,477,000 12,500,000 37,500,000 $ $ $ $ 2,658,000 0 0 0 0 37,500,000 0 Final Remaining Investment Disposition Description Date Final Disposition Disposition Investment 15 Description 2 Preferred Stock 2 Preferred Stock Preferred Stock 2 9/15/2011 Preferred Stock 2,7 R P P 2/8/2013 12/11/2012 Preferred Stock Preferred Stock 2, 7 Preferred Stock Preferred Stock 2 2 Preferred Stock 11/30/2012 Preferred Stock 2, 7 P 6/29/2011 Preferred Stock 2, 7 R 2, 7 R Preferred Stock 2 2 2, 7 8/12/2009 6/29/2011 4 Par Par 5/27/2009 4 $ 12,000,000 $ 0 Preferred Stock 2 5/27/2009 Preferred Stock 11,000,000 Par 8/6/2010 4 $ 11,000,000 $ 0 N/A N/A N/A 13,000,000 Par 7/20/2011 2/15/2011 12/21/2012 12/29/2010 4 $ $ $ $ 13,000,000 500,000 150,000 111,000,000 $ $ $ $ 0 0 0 0 7/20/2011 Preferred Stock 3/9/2011 Warrants R $ 50,000,000 Par Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 20,093,000 12,000,000 AR Preferred Stock $ KS Preferred Stock w/ Exercised Warrants $ Preferred Stock w/ Exercised Warrants Treasury Investment Remaining After Capital Repayment 36 Preferred Stock Warrants N/A Warrants 2 2, 7 R 1/16/2009 Treaty Oak Bancorp, Inc. Austin TX Warrants $ 3,268,000 Par 1/23/2009 1st Source Corporation South Bend IN Preferred Stock w/ Warrants $ 111,000,000 Par 1/23/2009 1/23/2009 Princeton National Bancorp, Inc. AB&T Financial Corporation Princeton Gastonia IL NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 25,083,000 3,500,000 Par Par 1/23/2009 First Citizens Banc Corp Sandusky OH Preferred Stock w/ Warrants $ 23,184,000 Par 6/27/2012 94 $ 20,689,633 $ 0 Warrants 9/5/2012 Warrants R 1/23/2009 WSFS Financial Corporation Wilmington DE Preferred Stock w/ Warrants $ 52,625,000 Par 3/28/2012 79 $ 47,435,299 $ 0 Warrants 9/12/2012 Warrants R 1/23/2009 Commonwealth Business Bank Los Angeles CA Preferred Stock w/ Exercised Warrants $ 7,701,000 Par 1/23/2009 Three Shores Bancorporation, Inc. (Seaside National Bank & Trust) Orlando FL Preferred Stock w/ Exercised Warrants $ 5,677,000 Par 11/9/2012 153 $ 4,992,788 $ 0 Preferred Stock 2 11/9/2012 Preferred Stock 2, 7 P 2 1/23/2009 CalWest Bancorp Rancho Santa Margarita CA Preferred Stock w/ Exercised Warrants $ 4,656,000 Par 2 2 2 2 2 1/23/2009 1/23/2009 1/23/2009 1/23/2009 Fresno First Bank First ULB Corp. Alarion Financial Services, Inc. Midland States Bancorp, Inc. Fresno Oakland Ocala Effingham CA CA FL IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 1,968,000 4,900,000 6,514,000 10,189,000 Par Par Par Par 11/1/2012 4/22/2009 49 $ $ 1,968,000 4,900,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 11/1/2012 4/22/2009 Preferred Stock Preferred Stock 2, 7 R R 12/23/2009 4/25/2012 4 $ $ 10,189,000 1,100,000 $ $ 0 5,116,000 Preferred Stock Preferred Stock 2 12/23/2009 Preferred Stock 2, 7 R $ $ $ 5,116,000 3,063,000 3,300,000 $ $ $ 0 5,689,000 0 2 12/5/2012 Preferred Stock 2, 7 4 R 12/8/2010 Preferred Stock 2, 7 R 159 94 6/27/2012 79 3/28/2012 2 2, 13 12/4/2009, 153 36 4 4 4 2 2, 7 1/23/2009 Moscow Bancshares, Inc. Moscow TN Preferred Stock w/ Exercised Warrants $ 6,216,000 Par 2 2 1/23/2009 1/23/2009 Farmers Bank California Oaks State Bank Windsor Thousand Oaks VA CA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 8,752,000 3,300,000 Par Par 12/5/2012 1/9/2013 12/8/2010 2, 51 2 2, 50 1/23/2009 1/23/2009 1/23/2009 Pierce County Bancorp Calvert Financial Corporation Liberty Bancshares, Inc. Tacoma Ashland Jonesboro WA MO AR Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 6,800,000 1,037,000 57,500,000 Par Par Par 7/21/2011 50 $ 57,500,000 $ 0 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R 2 2, 49 2, 49 1/23/2009 1/23/2009 1/23/2009 Crosstown Holding Company BankFirst Capital Corporation Southern Illinois Bancorp, Inc. Blaine Macon Carmi MN MS IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 10,650,000 15,500,000 5,000,000 Par Par Par 9/8/2011 8/25/2011 49 $ $ 15,500,000 5,000,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 9/8/2011 8/25/2011 Preferred Stock Preferred Stock 2, 7 R R 1/23/2009 FPB Financial Corp. Hammond LA Preferred Stock w/ Exercised Warrants $ 3,240,000 Par 12/16/2009 6/16/2010 $ $ 1,000,000 2,240,000 $ $ Preferred Stock Preferred Stock 2 6/16/2010 Preferred Stock 2, 7 R 1/23/2009 Stonebridge Financial Corp. West Chester PA Preferred Stock w/ Exercised Warrants $ 10,973,000 Par 3/27/2013 229 $ 1,879,145 $ 2 3/27/2013 Preferred Stock 2, 7 P Peoples Bancorp Inc. Marietta OH Preferred Stock w/ Warrants $ 39,000,000 Par 2/2/2011 4 1/30/2009 $ 21,000,000 $ 2/15/2012 Warrants R 12/28/2011 4 $ 18,000,000 $ 0 Preferred Stock Preferred Stock w/ Warrants Warrants 2 2, 229 4 4 49 4 4 2,240,000 0 0 18,000,000 Preferred Stock Preferred Stock 2 Preferred Stock 2 2, 7 2 1/30/2009 1/30/2009 Anchor BanCorp Wisconsin Inc. Parke Bancorp, Inc. Madison Sewell WI NJ Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 110,000,000 16,288,000 Par Par 11/29/2012 174 $ 11,595,735 $ 0 Warrants 6/12/2013 Warrants P 1/30/2009 1/30/2009 1/30/2009 Central Virginia Bankshares, Inc. Flagstar Bancorp, Inc. Middleburg Financial Corporation Powhatan Troy Middleburg VA MI VA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 11,385,000 266,657,000 22,000,000 Par Par Par 3/27/2013 12/23/2009 228 $ $ 240,627,277 22,000,000 $ $ 0 0 Warrants Warrants 6/12/2013 11/18/2011 Warrants Warrants P P 5 50 1/30/2009 1/30/2009 1/30/2009 Peninsula Bank Holding Co. PrivateBancorp, Inc. Central Valley Community Bancorp Palo Alto Chicago Fresno CA IL CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 6,000,000 243,815,000 7,000,000 Par Par Par 10/24/2012 8/18/2011 5 $ $ 243,815,000 7,000,000 $ $ 0 0 Warrants Warrants 11/14/2012 9/28/2011 Warrants Warrants R R 240 49 139 1/30/2009 1/30/2009 1/30/2009 Plumas Bancorp Stewardship Financial Corporation Oak Ridge Financial Services, Inc. Quincy Midland Park Oak Ridge CA NJ NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 11,949,000 10,000,000 7,700,000 Par Par Par 4/29/2013 9/1/2011 10/31/2012 $ $ $ 12,907,297 10,000,000 7,024,595 $ $ $ 0 0 0 Warrants Warrants Warrants 5/22/2013 10/26/2011 2/6/2013 Warrants Warrants Warrants R R R 174 228 5 50 240 49 139 Page 8 of 69 Footnote Seller Purchase Date 49 241 234 1/30/2009 1/30/2009 Purchase Details Name of Institution First United Corporation Community Partners Bancorp City Oakland Middletown State MD NJ Capital Repayment Details Investment Amount Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ Treasury Investment Remaining After Capital Repayment 30,000,000 9,000,000 Pricing Mechanism Par Par Capital Repayment Date 8/11/2011 6/13/2012 49 4/29/2013 Capital Repayment Amount 6 Remaining Capital Amount Guaranty Federal Bancshares, Inc. Springfield MO Preferred Stock w/ Warrants $ 17,000,000 Par 1/30/2009 F.N.B. Corporation (Annapolis Bancorp, Inc.) Annapolis MD Preferred Stock w/ Warrants $ 8,152,000 Par 9,000,000 5,000,000 $ $ 241 $ 11,493,900 $ 4/18/2012 4 $ 4,076,000 $ 3/6/2013 1/30/2009 $ $ 4 $ 4,076,000 $ 0 0 4,076,000 Warrants Warrants Final Disposition Disposition Investment 15 Description Warrants 4 0 12,000,000 Final Remaining Investment Disposition Description Date 10/26/2011 Warrants Preferred Stock w/ Warrants Warrants R 5/15/2013 Warrants R 49 97 6/27/2012 2 1/30/2009 DNB Financial Corporation Downingtown PA Preferred Stock w/ Warrants $ 11,750,000 Par 8/4/2011 49 $ 11,750,000 $ 0 Warrants 9/21/2011 Warrants R 1/30/2009 Firstbank Corporation Alma MI Preferred Stock w/ Warrants $ 33,000,000 Par 6/27/2012 97 $ 30,587,530 $ 0 Warrants 7/18/2012 Warrants R 1/30/2009 Valley Commerce Bancorp Visalia CA Preferred Stock w/ Exercised Warrants $ 7,700,000 Par 3/21/2012 4 $ 7,700,000 $ 0 2 3/21/2012 Preferred Stock 2, 7 R 2 2 2, 49 2 1/30/2009 1/30/2009 1/30/2009 Greer Bancshares Incorporated Ojai Community Bank Adbanc, Inc Greer Ojai Ogallala SC CA NE Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 9,993,000 2,080,000 12,720,000 Par Par Par 7/21/2011 7/6/2011 49 $ $ 12,720,000 1,500,000 $ $ 0 4,500,000 Preferred Stock 2 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R 10/19/2011 3/7/2012 6/6/2012 4 $ $ $ 1,500,000 1,500,000 1,200,000 $ $ $ 3,000,000 1,500,000 300,000 Preferred Stock 2 Preferred Stock 6/27/2012 Preferred Stock 2, 7 R 6/27/2012 4 $ 300,000 $ 0 Preferred Stock 2 Preferred Stock 4 $ $ 10,900,000 6,838,126 $ $ 0 0 Preferred Stock 2 Preferred Stock 6/16/2010 11/29/2012 Preferred Stock Preferred Stock 2, 7 R P 1/30/2009 Beach Business Bank Manhattan Beach CA Preferred Stock w/ Exercised Warrants $ 6,000,000 Par 4 4 4 Preferred Stock 2 2 3, 53 1/30/2009 Legacy Bancorp, Inc. Milwaukee WI Preferred Stock $ 5,498,000 Par 2 2, 169 1/30/2009 1/30/2009 First Southern Bancorp, Inc. Country Bank Shares, Inc. Boca Raton Milford FL NE Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 10,900,000 7,525,000 Par Par 6/16/2010 11/29/2012 2, 49 2 2, 49 2 1/30/2009 1/30/2009 1/30/2009 1/30/2009 Katahdin Bankshares Corp. Rogers Bancshares, Inc. UBT Bancshares, Inc. Bankers' Bank of the West Bancorp, Inc. Houlton Little Rock Marysville Denver ME AR KS CO Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 10,449,000 25,000,000 8,950,000 12,639,000 Par Par Par Par 8/18/2011 49 $ 10,449,000 $ 0 Preferred Stock 2 8/18/2011 Preferred Stock 2, 7 R 8/11/2011 49 $ 8,950,000 $ 0 Preferred Stock 2 8/11/2011 Preferred Stock 2, 7 R 2, 50 2, 50 2 1/30/2009 1/30/2009 1/30/2009 W.T.B. Financial Corporation AMB Financial Corp. Goldwater Bank, N.A. Spokane Munster Scottsdale WA IN AZ Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 110,000,000 3,674,000 2,568,000 Par Par Par 9/15/2011 9/22/2011 50 $ $ 110,000,000 3,674,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 9/15/2011 9/22/2011 Preferred Stock Preferred Stock 2, 7 R R 2, 49, 145 2, 13 10/30/2009, 49 2 1/30/2009 Equity Bancshares, Inc. Wichita KS $ 8,750,000 Par 8/11/2011 $ 8,750,000 $ 0 Preferred Stock 2 8/11/2011 Preferred Stock 2, 7 R 1/30/2009 WashingtonFirst Bankshares, Inc. (WashingtonFirst Reston Bank) VA Preferred Stock w/ Exercised Warrants $ 6,633,000 Par 8/4/2011 49 $ 6,633,000 $ 0 Preferred Stock 2 8/4/2011 Preferred Stock 2, 7 R 1/30/2009 Central Bancshares, Inc. TX Preferred Stock w/ Exercised Warrants $ 5,800,000 7/6/2011 4/21/2010 9/15/2011 4 $ 5,800,000 $ 0 Preferred Stock 2 Preferred Stock Preferred Stock Preferred Stock 2, 7 R 2 7/6/2011 4/21/2010 9/15/2011 2, 7 R R Houston Preferred Stock w/ Exercised Warrants 169 50 49 2 2, 49 1/30/2009 1/30/2009 Hilltop Community Bancorp, Inc. Northway Financial, Inc. Summit Berlin NJ NH Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 4,000,000 10,000,000 Par Par Par 2, 49 2, 141 2, 202 1/30/2009 1/30/2009 1/30/2009 Monument Bank Metro City Bank F & M Bancshares, Inc. Bethesda Doraville Trezevant MD GA TN Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 4,734,000 7,700,000 4,609,000 Par Par Par 8/11/2011 10/31/2012 2/7/2013 2, 50 1/30/2009 2/6/2009 First Resource Bank MidWestOne Financial Group, Inc. Exton Iowa City PA IA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ 2,600,000 16,000,000 Par Par 9/15/2011 7/6/2011 50 8/4/2010 4 2 2, 7 2, 7 Lakeland Bancorp, Inc. Oak Ridge NJ Preferred Stock w/ Warrants $ 59,000,000 Par 4,000,000 10,000,000 $ $ 0 0 Preferred Stock Preferred Stock 2 $ $ $ 4,734,000 6,861,462 4,300,543 $ $ $ 0 0 0 Preferred Stock Preferred Stock 2 Preferred Stock 2 8/11/2011 1031/2012 2/7/2013 Preferred Stock Preferred Stock Preferred Stock 2, 7 $ $ 2,600,000 16,000,000 $ $ 0 0 2 9/15/2011 7/27/2011 Preferred Stock Warrants 2, 7 4 $ 20,000,000 $ 39,000,000 3/16/2011 4 $ 20,000,000 $ 19,000,000 Preferred Stock Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants 2/29/2012 Warrants R 2/8/2012 2/6/2009 $ $ 4 $ 19,000,000 $ 0 Warrants 4 $ 5,000,000 $ 0 Warrants 163 $ $ 3,362,000 4,217,568 $ $ 0 0 Warrants Warrants 6/12/2013 Warrants P 0 N/A N/A N/A - Preferred Stock 2 Preferred Stock 2 12/19/2012 Preferred Stock 2, 7 R 49 49 141 202 4 2 2, 7 2,7 2,7 R R P R R 2/6/2009 30 9/29/2010 163 161 3, 30 8/13/2010 2 2 2 2 Monarch Community Bancorp, Inc. Coldwater MI Preferred Stock w/ Warrants $ 6,785,000 Par 2/6/2009 The First Bancshares, Inc. Hattiesburg MS Preferred Stock w/ Warrants $ 5,000,000 Par 9/29/2010 2/6/2009 2/6/2009 Carolina Trust Bank Alaska Pacific Bancshares, Inc. Lincolnton Juneau NC AK Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 4,000,000 4,781,000 Par Par 11/30/2012 11/29/2012 2/6/2009 PGB Holdings, Inc. Chicago IL Preferred Stock $ 3,000,000 Par 8/13/2010 4 $ 3,000,000 $ 2/6/2009 The Freeport State Bank Harper KS Preferred Stock w/ Exercised Warrants $ 301,000 Par 12/19/2012 1/14/2011 4 $ $ 301,000 4,000,000 $ $ 4 $ 11,568,000 $ 0 Preferred Stock 2 3/16/2011 Preferred Stock 2, 7 3/16/2011 R 2/15/2012 4 $ 5,000,000 $ 0 Preferred Stock 2 2/15/2012 Preferred Stock 2, 7 R 2/6/2009 Stockmens Financial Corporation Rapid City SD 2/6/2009 2/6/2009 US Metro Bank First Express of Nebraska, Inc. Garden Grove Gering CA NE Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ 15,568,000 Par $ $ 2,861,000 5,000,000 Par Par 161 4 0 11,568,000 Page 9 of 69 Footnote Seller Purchase Date 2, 49 2 3, 30 9/24/2010 2 Purchase Details Name of Institution City State Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Capital Repayment Amount 6 Remaining Capital Amount 49 $ 3,500,000 $ 0 9/24/2010 4 $ 5,645,000 $ 0 Par 12/7/2011 4 $ 35,595,000 $ 0 795,000 7,500,000 Par Par 7/28/2011 7/28/2011 49 $ 795,000 $ 0 49 $ 7,500,000 $ 4,000,000 8,700,000 Par Par 2/16/2011 4 $ 8,700,000 $ 50 2/6/2009 2/6/2009 Mercantile Capital Corp. Citizens Commerce Bancshares, Inc. Boston Versailles MA KY Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 3,500,000 6,300,000 Par Par 8/4/2011 2/6/2009 Liberty Financial Services, Inc. New Orleans LA Preferred Stock $ 5,645,000 Par 2/6/2009 Houston TX Preferred Stock w/ Exercised Warrants $ 3,072,000 VA Preferred Stock $ 33,900,000 Harrisburg Bedford NE NH Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ Hopkinsville Atlanta KY GA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 2 Final Disposition Disposition Investment 15 Description 2, 7 Par Bowling Green Final Remaining Investment Disposition Description Date 18 2/6/2009 2, 49 2, 49 2/6/2009 2/6/2009 Lone Star Bank Union First Market Bankshares Corporation (First Market Bank, FSB) Banner County Ban Corporation Centrix Bank & Trust 2 2 2/6/2009 2/6/2009 Todd Bancshares, Inc. Georgia Commerce Bancshares, Inc. 2, 50 2, 126 2, 34 2 2/6/2009 2/6/2009 2/6/2009 2/6/2009 First Bank of Charleston, Inc. F & M Financial Corporation The Bank of Currituck CedarStone Bank Charleston Salisbury Moyock Lebanon WV NC NC TN Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 3,345,000 17,000,000 4,021,000 3,564,000 Par Par Par Par 7/21/2011 9/12/2012 12/3/2010 126 2, 101, 166 2/6/2009 Community Bancshares of Mississippi, Inc. (Community Holding Company of Florida, Inc.) Brandon MS Preferred Stock w/ Exercised Warrants $ 1,050,000 Par 11/30/2012 2, 192 2, 13 2/10/2010 2/6/2009 Philadelphia PA Preferred Stock w/ Exercised Warrants $ 1,552,000 Par Westwood NJ Preferred Stock w/ Exercised Warrants $ 3,756,000 Par 2, 105 2/6/2009 First Western Financial, Inc. Denver CO Preferred Stock w/ Exercised Warrants $ 8,559,000 49 2/13/2009 QCR Holdings, Inc. Moline IL Preferred Stock w/ Warrants $ 38,237,000 Par 2/13/2009 Westamerica Bancorporation San Rafael CA Preferred Stock w/ Warrants $ 83,726,000 Par Preferred Stock N/A N/A N/A - N/A N/A N/A - 7/28/2011 Preferred Stock 2, 7 R R Preferred Stock 2 0 Preferred Stock 2 7/28/2011 Preferred Stock 2, 7 0 Preferred Stock 2 Preferred Stock 2 2/16/2011 Preferred Stock 2, 7 R 7/21/2011 9/12/2012 N/A Preferred Stock Preferred Stock N/A 2, 7 R P - Par 2/6/2009 Hyperion Bank Pascack Bancorp, Inc. Community Bank) (Pascack R 8/4/2011 Preferred Stock $ $ $ 3,345,000 15,988,500 1,742,850 $ $ $ 0 0 0 166 $ 977,750 $ 12/20/2012 192 $ 983,800 10/19/2011 4 $ 3,756,000 Preferred Stock N/A 0 Preferred Stock 2 11/30/2012 Preferred Stock 2, 7 P $ 0 Preferred Stock 2 12/20/2012 Preferred Stock 2, 7 P $ 0 Preferred Stock 2 10/19/2011 Preferred Stock 2, 7 R 7/27/2012 34 2 2, 7 Preferred Stock 11/16/2011 Warrants R 11/18/2011 Warrants P 5/29/2013 Warrants R R 34 2, 7, 105 186 58 10/21/2011 2, 49 2, 49 2 2, 185 Crestview Hills KY Preferred Stock w/ Warrants $ 34,000,000 Par $ 38,237,000 $ 9/2/2009 4 $ 41,863,000 $ 4 $ 41,863,000 $ 12/22/2010 4 $ 17,000,000 $ 11/23/2011 The Bank of Kentucky Financial Corporation 49 11/18/2009 2/13/2009 9/15/2011 4 $ 17,000,000 $ 0 Warrants Preferred Stock w/ Warrants Warrants Preferred Stock w/ Warrants Warrants 4/9/2013 4/19/2013 186 $ $ 41,400,000 9,201,000 $ $ 0 0 N/A Warrants N/A 4/19/2013 N/A Warrants 49 $ $ 4,797,000 4,400,000 $ $ 0 0 Preferred Stock 2 2 Preferred Stock 9/15/2011 9/1/2011 Preferred Stock Preferred Stock 2, 7 $ 1,465,497 $ 0 Preferred Stock 12/11/2012 Preferred Stock 2, 7 2/13/2009 2/13/2009 PremierWest Bancorp Carrollton Bancorp Medford Baltimore OR MD Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 41,400,000 9,201,000 Par Par 2/13/2009 FNB United Corp. Asheboro NC Common Stock w/ Warrants $ 51,500,000 First Menasha Bancshares, Inc. 1st Enterprise Bank DeSoto County Bank Neenah Los Angeles Horn Lake WI CA MS Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 4,797,000 4,400,000 1,173,000 Par Par Par 9/15/2011 9/1/2011 2/13/2009 Security Bancshares of Pulaski County, Inc. Waynesville MO Preferred Stock w/ Exercised Warrants $ 2,152,000 Par 12/11/2012 41,863,000 0 17,000,000 Par 2/13/2009 2/13/2009 2/13/2009 0 P 4 49 2 2, 7 R R P 2, 7, 2, 30 9/29/2010 2/13/2009 State Capital Corporation Greenwood MS Preferred Stock w/ Exercised Warrants $ 15,000,000 Par 9/29/2010 2, 147 2, 168 2/13/2009 2/13/2009 BankGreenville Corning Savings and Loan Association Greenville Corning SC AR Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 1,000,000 638,000 Par Par 11/9/2012 11/30/2012 147 2, 50 2 2, 221 2/13/2009 2/13/2009 2/13/2009 Financial Security Corporation ColoEast Bankshares, Inc. Santa Clara Valley Bank, N.A. Basin Lamar Santa Paula WY CO CA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 5,000,000 10,000,000 2,900,000 Par Par Par 7/21/2011 2 2, 151 2, 62 2/13/2009 2/13/2009 2/13/2009 Reliance Bancshares, Inc. Regional Bankshares, Inc. Peoples Bancorp Frontenac Hartsville Lynden MO SC WA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 40,000,000 1,500,000 18,000,000 2, 30 9/24/2010 2/13/2009 First Choice Bank Cerritos CA Preferred Stock w/ Exercised Warrants $ 2, 115 2, 171 2 2/13/2009 2/13/2009 2/13/2009 Gregg Bancshares, Inc. Hometown Bancshares, Inc. Midwest Regional Bancorp, Inc. Ozark Corbin Festus MO KY MO Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 2, 49 2, 220 2, 50 2/13/2009 2/13/2009 2/13/2009 Bern Bancshares, Inc. Northwest Bancorporation, Inc. Liberty Bancshares, Inc. Bern Spokane Springfield KS WA MO 2, 127 2 2 2/13/2009 2/13/2009 2/13/2009 F&M Financial Corporation Meridian Bank Northwest Commercial Bank Clarksville Devon Lakewood TN PA WA 4 15,000,000 $ 9/29/2010 Preferred Stock $ $ 891,000 523,680 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 11/9/2012 11/30/2012 Preferred Stock Preferred Stock 2, 7 50 $ 5,000,000 $ 0 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R 3/11/2013 221 $ 2,440,029 $ 0 Preferred Stock 2 3/11/2013 Preferred Stock 2, 7 P Par Par Par 11/9/2012 8/3/2011 151 $ $ 1,362,500 18,000,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 11/9/2012 8/3/2011 Preferred Stock Preferred Stock 2, 7 P R 2,200,000 Par 9/24/2010 4 $ 2,200,000 $ 0 N/A 9/24/2010 Preferred Stock $ $ $ 825,000 1,900,000 700,000 Par Par Par 11/30/2012 11/10/2009 171 $ $ 1,766,510 700,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 11/30/2012 11/10/2009 Preferred Stock Preferred Stock 2, 7 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 985,000 10,500,000 21,900,000 Par Par Par 9/1/2011 3/11/2013 8/18/2011 49 $ $ $ 985,000 10,728,783 21,900,000 $ $ $ 0 0 0 Preferred Stock Preferred Stock 2 Preferred Stock 2 9/1/2011 3/11/2013 8/18/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 220 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 17,243,000 6,200,000 1,992,000 Par Par Par 9/12/2012 127 $ 13,443,074 $ 0 Preferred Stock 2 9/12/2012 Preferred Stock 2, 7 P 4 $ 1,992,000 $ 0 Preferred Stock 2 1/9/2013 Preferred Stock 2. 7 R 168 62 0 2 $ Preferred Stock 30a 2, 7 2, 7 R P P 2, 7, 1/9/2013 4 50 2 30a 2, 7 2, 7 2, 7 R P R R P R Page 10 of 69 Footnote Seller Purchase Details Name of Institution Purchase Date City State 2/20/2009 Narberth PA 2/20/2009 First Merchants Corporation Muncie IN 2/20/2009 27, 49, 50 Royal Bancshares of Pennsylvania, Inc. Waukegan Sonoma Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Mechanism Preferred Stock w/ Warrants Preferred Stock w/ Warrants Trust Preferred Securities $ $ $ 30,407,000 69,600,000 46,400,000 Par Par Par IL CA Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $ $ 17,211,000 8,653,000 Capital Repayment Amount 6 Remaining Capital Amount Final Disposition Disposition Investment 15 Description Par Par Par Capital Repayment Date Final Remaining Investment Disposition Description Date 9/22/2011 9/22/2011 50 9/15/2011 50 49 2, 25 2/20/2009 Northern States Financial Corporation Sonoma Valley Bancorp 2, 50 2, 49 2/20/2009 2/20/2009 Guaranty Bancorp, Inc. The Private Bank of California Woodsville Los Angeles NH CA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 6,920,000 5,450,000 Par 9/1/2011 2, 30 9/29/2010 2/20/2009 Lafayette Bancorp, Inc. Oxford MS Preferred Stock w/ Exercised Warrants $ 1,998,000 Par 9/29/2010 2 2 2/20/2009 2/20/2009 Liberty Shares, Inc. White River Bancshares Company Hinesville Fayetteville GA AR Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 17,280,000 16,800,000 2/20/2009 2/20/2009 2/20/2009 United American Bank Crazy Woman Creek Bancorp, Inc. First Priority Financial Corp. San Mateo Buffalo Malvern CA WY PA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 8,700,000 3,100,000 4,579,000 Par Par Par $ $ 69,600,000 46,400,000 $ $ 0 0 Warrants $ $ 6,920,000 5,450,000 $ $ 0 0 $ 1,998,000 $ $ 4,002,371 11/18/2011 Warrants P Preferred Stock 2 Preferred Stock 9/15/2011 9/1/2011 Preferred Stock Preferred Stock 2 9/29/2010 Preferred Stock 2/8/2013 Preferred Stock 2, 7 P R Par Par 2 2 2, 203 49 2/20/2009 2/20/2009 Mid-Wisconsin Financial Services, Inc. Market Bancorporation, Inc. Medford New Market WI MN Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 10,000,000 2,060,000 Par Par 2 2, 49 2/20/2009 2/20/2009 Hometown Bancorp of Alabama, Inc. Security State Bancshares, Inc. Oneonta Charleston AL MO Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 3,250,000 12,500,000 Par Par 2/20/2009 CBB Bancorp Cartersville GA Preferred Stock w/ Exercised Warrants $ 2,644,000 Par 2/8/2013 4 203 $ 0 Preferred Stock 2, 7 R R 4/26/2013 Preferred Stock 2, 7 9/22/2011 Preferred Stock 2, 7 R Preferred Stock 2, 7 P 4/26/2013 $ 10,000,000 $ 0 Preferred Stock 9/22/2011 49 $ 12,500,000 $ 0 Preferred Stock 2 11/29/2012 164 Preferred Stock 2 2,453,094 $ R Preferred Stock 2 2 $ 30a 0 4 0 11/29/2012 2, 7, 2, 30 9/29/2010 2/20/2009 BancPlus Corporation Ridgeland MS Preferred Stock w/ Exercised Warrants $ 48,000,000 Par 9/29/2010 2, 180 2/20/2009 Central Community Corporation Temple TX Preferred Stock w/ Exercised Warrants $ 22,000,000 Par 12/11/2012 2, 4, 7 2, 7 2, 7, 2 2 2, 164 2 4 2 1/18/2012 10/24/2012 Par Par 9/22/2011 4/13/2011 49 56,044,000 Par 6/9/2010 $ 30,000,000 Par Preferred Stock w/ Warrants $ 17,299,000 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 83,586,000 17,806,000 4,797,000 48,000,000 $ 0 Preferred Stock $ 4 $ 20,172,636 $ 0 Preferred Stock 2 Preferred Stock 12/11/2012 Preferred Stock 2, 7 P 10/24/2012 Preferred Stock 2,7 R 9/22/2011 4/13/2011 Preferred Stock Preferred Stock 2, 7 R R 11/18/2011 Warrants P 7/25/2012 Warrants R 8/4/2011 Preferred Stock 2, 7 R R R 30a R 2 $ $ 3,675,000 3,675,000 $ $ $ $ 9,495,000 7,000,000 $ $ 0 0 5 $ 56,044,000 $ 0 Preferred Stock Preferred Stock 2 Warrants 9/29/2010 4 $ 30,000,000 $ 0 Warrants Par 6/27/2012 98 $ 15,403,722 $ 0 Warrants Par Par Par 8/4/2011 49 $ 4,797,000 $ 0 2/20/2009 First BancTrust Corporation Paris IL Preferred Stock w/ Exercised Warrants $ 7,350,000 Par 2 2/20/2009 Premier Service Bank Riverside CA Preferred Stock w/ Exercised Warrants $ 4,000,000 2/20/2009 2/20/2009 Florida Business BancGroup, Inc. Hamilton State Bancshares Tampa Hoschton FL GA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 9,495,000 7,000,000 2/27/2009 Lakeland Financial Corporation Warsaw IN Preferred Stock w/ Warrants $ 2/27/2009 First M&F Corporation Kosciusko MS Preferred Stock w/ Warrants 2/27/2009 Southern First Bancshares, Inc. Greenville SC 2/27/2009 2/27/2009 2/27/2009 Integra Bank Corporation Community First Inc. BNC Financial Group, Inc. Evansville Columbia New Canaan IN TN CT Preferred Stock 2 Preferred Stock Par 2, 49 2 3,675,000 0 9/29/2010 30 9/29/2010 98 6/27/2012 14, 57 2 2, 49 4 4 2, 49 2, 49 2/27/2009 2/27/2009 California Bank of Commerce Columbine Capital Corp. Lafayette Buena Vista CA CO Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 4,000,000 2,260,000 Par Par 9/15/2011 9/22/2011 49 2, 212 2 2, 213 2/27/2009 2/27/2009 2/27/2009 National Bancshares, Inc. First State Bank of Mobeetie Ridgestone Financial Services, Inc. Bettendorf Mobeetie Brookfield IA TX WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 24,664,000 731,000 10,900,000 Par Par Par 2/20/2013 4/14/2010 2/20/2013 212 2, 167 2, 49 2 2/27/2009 2/27/2009 2/27/2009 Community Business Bank D.L. Evans Bancorp TriState Capital Holdings, Inc. West Sacramento Burley Pittsburgh CA ID PA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 3,976,000 19,891,000 23,000,000 Par Par Par 11/30/2012 9/27/2011 9/26/2012 167 2 2, 135 2 2/27/2009 2/27/2009 Green City Bancshares, Inc. First Gothenburg Bancshares, Inc. Green City Gothenburg MO NE Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 651,000 7,570,000 Par Par 7/14/2010 10/31/2012 11/14/2012 4 2/27/2009 Green Circle Investments, Inc. Clive IA Preferred Stock w/ Exercised Warrants $ 2,400,000 Par 49 4 213 49 4 135 4 1/23/2013 4/24/2013 4 4 2 Preferred Stock 2 2 2, 7 $ $ 4,000,000 2,260,000 $ $ 0 0 Preferred Stock Preferred Stock 2 9/15/2011 9/22/2011 Preferred Stock Preferred Stock 2, 7 $ $ $ 18,318,148 731,000 8,876,677 $ $ $ 0 0 0 Preferred Stock Preferred Stock 2 Preferred Stock 2 2 2/20/2013 4/14/2010 2/20/2013 Preferred Stock Preferred Stock Preferred Stock 2, 7 $ $ $ 3,692,560 19,891,000 23,000,000 $ $ $ 0 0 0 Preferred Stock Preferred Stock 2 Warrants 11/30/2012 9/27/2011 9/26/2012 Preferred Stock Preferred Stock Warrants 2, 7 $ $ $ 651,000 6,822,136 800,000 $ $ $ 0 0 1,600,000 2 7/14/2010 10/31/2012 Preferred Stock Preferred Stock 2, 7 $ $ 800,000 800,000 $ $ 800,000 0 2 4/24/2013 Preferred Stock 2,7 R 2 Preferred Stock Preferred Stock 2 Preferred Stock 2, 7 2, 7 2, 7 2, 7 2,7 P R P P R R R R 2 2, 49 2 2/27/2009 2/27/2009 2/27/2009 Private Bancorporation, Inc. Regent Capital Corporation Central Bancorp, Inc. Minneapolis Nowata Garland MN OK TX Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 4,960,000 2,655,000 22,500,000 Par Par Par 7/21/2011 49 $ 2,655,000 $ 0 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R 2, 49 2/27/2009 Medallion Bank Salt Lake City UT Preferred Stock w/ Exercised Warrants $ 11,800,000 Par 7/21/2011 49 $ 11,800,000 $ 0 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R 2, 7, 2, 30 9/29/2010 2/27/2009 PSB Financial Corporation Many LA Preferred Stock w/ Exercised Warrants $ 9,270,000 Par 9/29/2010 4 2, 49 2, 49 2, 50 2/27/2009 2/27/2009 2/27/2009 Avenue Financial Holdings, Inc. Howard Bancorp, Inc. FNB Bancorp Nashville Ellicott City South San Francisco TN MD CA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 7,400,000 5,983,000 12,000,000 Par Par Par 9/15/2011 9/22/2011 9/15/2011 49 49 50 $ 9,270,000 $ 0 Preferred Stock 2 9/29/2010 Preferred Stock $ $ $ 7,400,000 5,983,000 12,000,000 $ $ $ 0 0 0 Preferred Stock Preferred Stock 2 2 Preferred Stock 2 9/15/2011 9/22/2011 9/15/2011 Preferred Stock Preferred Stock Preferred Stock 30a 2, 7 2, 7 2, 7 R R R R Page 11 of 69 Footnote Seller Purchase Date 2, 13 12/4/2009, 49 Purchase Details Name of Institution City State Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Capital Repayment Amount 6 Remaining Capital Amount Final Remaining Investment Disposition Description Date Final Disposition Disposition Investment 15 Description 2/27/2009 The Victory Bancorp, Inc. (The Victory Bank) Limerick PA Preferred Stock w/ Exercised Warrants $ 541,000 Par 9/22/2011 49 $ 541,000 $ 0 Preferred Stock 2 9/22/2011 Preferred Stock 2, 7 R Catskill Hudson Bancorp, Inc Midtown Bank & Trust Company HCSB Financial Corporation First Busey Corporation Rock Hill Atlanta Loris Urbana NY GA SC IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 3,000,000 5,222,000 12,895,000 100,000,000 Par 7/21/2011 49 $ 3,000,000 $ 0 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R 50 2/27/2009 2/27/2009 3/6/2009 3/6/2009 Par 8/25/2011 50 $ 100,000,000 $ 0 Warrants 11/18/2011 Warrants 42 - 5/3/2011 3/6/2009 First Federal Bancshares of Arkansas, Inc. Harrison AR Preferred Stock w/ Warrants $ 16,500,000 Par 5/3/2011 42 $ 6,000,000 $ 0 N/A N/A N/A 3/6/2009 Citizens Bancshares Corporation Atlanta GA Preferred Stock $ 7,462,000 Par 8/13/2010 4 $ 7,462,000 $ 0 N/A N/A N/A 3/6/2009 3/6/2009 ICB Financial First Texas BHC, Inc. Ontario Fort Worth CA TX Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 6,000,000 13,533,000 Par Par 11/1/2012 9/15/2011 49 $ $ 6,000,000 13,533,000 $ $ 0 0 Preferred Stock Preferred Stock 2 2, 7 9/15/2011 Preferred Stock Preferred Stock 3/6/2009 3/6/2009 Farmers & Merchants Bancshares, Inc. Blue Ridge Bancshares, Inc. Houston Independence TX MO Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 11,000,000 12,000,000 Par Par 10/31/2012 134 $ 8,969,400 $ 0 Preferred Stock 10/31/2012 Preferred Stock 2,7 R 219 3/11/2013 9/7/2011 3/27/2013 Preferred Stock Preferred Stock Preferred Stock 2,7 P R P 10/31/2012 7/14/2011 Preferred Stock Preferred Stock 2, 49 2 3, 30 8/13/2010 2 2, 49 2 2, 134 Par Par 49 2, 219 2, 62 2, 226 3/6/2009 3/6/2009 3/6/2009 First Reliance Bancshares, Inc. Merchants and Planters Bancshares, Inc. First Southwest Bancorporation, Inc. Florence Toone Alamosa SC TN CO Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 15,349,000 1,881,000 5,500,000 Par Par Par 3/11/2013 9/7/2011 3/27/2013 2, 137 2, 49 3/6/2009 3/6/2009 Germantown Capital Corporation, Inc. BOH Holdings, Inc. Germantown Houston TN TX Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 4,967,000 10,000,000 Par Par 10/31/2012 7/14/2011 137 2, 49 2 2, 116 2, 71 3/6/2009 3/6/2009 3/6/2009 3/6/2009 AmeriBank Holding Company Highlands Independent Bancshares, Inc. Pinnacle Bank Holding Company, Inc. Blue River Bancshares, Inc. Collinsville Sebring Orange City Shelbyville OK FL FL IN Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 2,492,000 6,700,000 4,389,000 5,000,000 Par Par Par Par 9/15/2011 2 2 3/6/2009 3/6/2009 Marine Bank & Trust Company Community Bancshares of Kansas, Inc. Vero Beach Goff FL KS Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 3,000,000 500,000 Par Par 2 2, 106 2 3/6/2009 3/6/2009 3/6/2009 Regent Bancorp, Inc. Park Bancorporation, Inc. PeoplesSouth Bancshares, Inc. Davie Madison Colquitt FL WI GA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 9,982,000 23,200,000 12,325,000 Par Par Par 146 49 49 3/13/2009 3/13/2009 3/13/2009 3/13/2009 First Place Financial Corp. Salisbury Bancorp, Inc. First Northern Community Bancorp Discover Financial Services Warren Lakeville Dixon Riverwoods OH CT CA IL Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 72,927,000 8,816,000 17,390,000 1,224,558,000 Par Par Par Par 3/13/2009 Provident Community Bancshares, Inc. Rock Hill SC Preferred Stock w/ Warrants $ 9,266,000 First American International Corp. Brooklyn NY Preferred Stock $ 17,000,000 3/13/2009 3/13/2009 3/13/2009 BancIndependent, Inc. Haviland Bancshares, Inc. 1st United Bancorp, Inc. Sheffield Haviland Boca Raton AL KS FL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 2 2, 123 3/13/2009 3/13/2009 Madison Financial Corporation First National Corporation Richmond Strasburg KY VA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 2 2, 136 3/13/2009 3/13/2009 St. Johns Bancshares, Inc. Blackhawk Bancorp, Inc. St. Louis Beloit MO WI 2, 3a 11/13/2009 30 - 9/3/2010 3/13/2009 IBW Financial Corporation Washington 2 2 3/13/2009 3/13/2009 Butler Point, Inc. Bank of George 2, 50 2, 49 3/13/2009 3/13/2009 2 3/13/2009 3/20/2009 3/20/2009 2 2 2, 7 R R Par 3/13/2009 2 P 3, 30 8/13/2010 2, 49 2 2 2, 49 $ $ $ 10,327,021 1,881,000 4,900,609 $ $ $ 0 0 0 $ $ 4,495,616 10,000,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 49 $ 2,492,000 $ 0 Preferred Stock 2 9/15/2011 Preferred Stock 2, 7 R 7/18/2012 4 $ 500,000 $ 0 Preferred Stock 2 7/18/2012 Preferred Stock 2, 7 R 7/27/2012 106 $ 16,772,382 $ 0 Preferred Stock 2 7/27/2012 Preferred Stock 2, 7 P 8/25/2011 9/15/2011 4/21/2010 49 $ $ 8,816,000 17,390,000 $ $ 0 0 Warrants Warrants 11/2/2011 11/16/2011 Warrants Warrants R R 4 $ 1,224,558,000 $ 0 Warrants 7/7/2010 Warrants R Par 8/13/2010 4 $ 17,000,000 $ 0 N/A N/A N/A - 21,100,000 425,000 10,000,000 Par Par Par 7/14/2011 12/29/2010 11/18/2009 49 $ $ $ 21,100,000 425,000 10,000,000 $ $ $ 0 0 0 Preferred Stock Preferred Stock 2 Preferred Stock 2 7/14/2011 12/29/2010 11/18/2009 Preferred Stock Preferred Stock Preferred Stock 2, 7 $ $ 3,370,000 13,900,000 Par Par 8/23/2012 123 $ 12,082,749 $ 0 Preferred Stock 2 8/23/2012 Preferred Stock 2, 7 P Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 3,000,000 10,000,000 Par Par 10/31/2012 136 $ 9,009,000 $ 0 Preferred Stock 2 10/31/2012 Preferred Stock 2,7 R DC Preferred Stock $ 6,000,000 Par 9/3/2010 4 $ 6,000,000 $ 0 N/A N/A N/A Catlin Las Vegas IL NV Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 607,000 2,672,000 Par Par 11/2/2011 4 $ 607,000 $ 0 Preferred Stock 2 11/2/2011 Preferred Stock 2, 7 R Moneytree Corporation Sovereign Bancshares, Inc. Lenoir City Dallas TN TX Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 9,516,000 18,215,000 Par Par 9/15/2011 9/22/2011 50 $ $ 9,516,000 18,215,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 9/15/2011 9/22/2011 Preferred Stock Preferred Stock 2, 7 R R First Intercontinental Bank Heritage Oaks Bancorp Community First Bancshares Inc. Doraville Paso Robles Union City GA CA TN Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $ $ $ 6,398,000 21,000,000 20,000,000 Par Par Par 8/18/2011 49 $ 20,000,000 $ 0 2 8/18/2011 Preferred Stock 2, 7 R 49 8/4/2011 9/22/2011 Preferred Stock Preferred Stock 2, 7 R R 10/31/2012 Preferred Stock 2, 49 2, 49 2 3/20/2009 3/20/2009 3/20/2009 First NBC Bank Holding Company First Colebrook Bancorp, Inc. Kirksville Bancorp, Inc. New Orleans Colebrook Kirksville LA NH MO Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 17,836,000 4,500,000 470,000 Par Par Par 8/4/2011 9/22/2011 2, 142 3/20/2009 Peoples Bancshares of TN, Inc Madisonville TN Preferred Stock w/ Exercised Warrants $ 3,900,000 Par 10/31/2012 62 226 49 49 4 4 49 49 142 Preferred Stock 2 Preferred Stock 2 2 $ $ 17,836,000 4,500,000 $ $ 0 0 Preferred Stock 2 Preferred Stock Preferred Stock 2 $ 2,919,500 $ 0 Preferred Stock 2 2, 7 2, 7 2,7 2, 7 2, 7 2, 7 R R R R R - 2, 7 2, 7 2,7 R Page 12 of 69 Footnote Seller Purchase Date 2, 14 2 2 2, 50 2, 49 2 2, 107 3/20/2009 3/20/2009 3/20/2009 3/20/2009 Purchase Details Name of Institution Premier Bank Holding Company Citizens Bank & Trust Company Farmers & Merchants Financial Corporation Farmers State Bankshares, Inc. City Tallahassee Covington Argonia Holton State FL LA KS KS Capital Repayment Details Investment Amount Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ Treasury Investment Remaining After Capital Repayment 9,500,000 2,400,000 442,000 700,000 3/27/2009 SBT Bancorp, Inc. Simsbury CT Preferred Stock w/ Exercised Warrants $ 4,000,000 3/27/2009 3/27/2009 CSRA Bank Corp. Trinity Capital Corporation Wrens Los Alamos GA NM Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 2,400,000 35,539,000 Pricing Mechanism Par Par Par Par Par Capital Repayment Date Capital Repayment Amount 6 Remaining Capital Amount 7/21/2011 8/11/2011 50 49 $ 4,000,000 $ $ 26,396,503 $ $ 700,000 $ Final Remaining Investment Disposition Description Date Preferred Stock 2 0 Preferred Stock 2 0 Preferred Stock 2 2 0 Final Disposition Disposition Investment 15 Description Preferred Stock 2, 7 R 8/11/2011 Preferred Stock 2, 7 R 7/27/2012 Preferred Stock 2, 7 P 11/29/2012 Preferred Stock 2, 7 P 10/26/2011 10/19/2011 Preferred Stock Preferred Stock 2, 7 R R 7/21/2011 Par 7/27/2012 11/29/2012 107 165 $ 2,593,700 $ 0 Preferred Stock 10/26/2011 10/19/2011 4 $ $ 574,000 7,723,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 $ $ 3,700,000 56,430,297 $ $ 0 0 Preferred Stock 2 Preferred Stock 9/22/2011 9/12/2012 Preferred Stock Preferred Stock N/A N/A N/A 7/27/2012 6/12/2013 Preferred Stock Preferred Stock 2, 165 2 2 2 3/27/2009 3/27/2009 3/27/2009 3/27/2009 Clover Community Bankshares, Inc. Pathway Bancorp Colonial American Bank MS Financial, Inc. Clover Cairo West Conshohocken Kingwood SC NE PA TX Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 3,000,000 3,727,000 574,000 7,723,000 Par Par Par Par Par 2, 49 2, 128 2, 99 7/12/2012 2, 108 2 3/27/2009 3/27/2009 Triad Bancorp, Inc. Alpine Banks of Colorado Frontenac Glenwood Springs MO CO Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 3,700,000 70,000,000 Par Par 9/22/2011 9/12/2012 3/27/2009 Naples Bancorp, Inc. Naples FL Preferred Stock w/ Exercised Warrants $ 4,000,000 Par 7/12/2012 99 $ 600,000 $ 0 3/27/2009 3/27/2009 CBS Banc-Corp. IBT Bancorp, Inc. Russellville Irving AL TX Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 24,300,000 2,295,000 Par Par 7/27/2012 6/12/2013 108 $ $ 21,776,396 2,295,000 $ $ 0 0 2 2 90 06/13/2012 2, 3, 30 8/13/2010 2, 50 2, 242 3/27/2009 3/27/2009 Spirit BankCorp, Inc. Maryland Financial Bank Bristow Towson OK MD Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 30,000,000 1,700,000 Par Par 4/3/2009 First Capital Bancorp, Inc. Glen Allen VA Preferred Stock w/ Warrants $ 10,958,000 Par 6/13/2012 90 $ 9,931,327 $ 0 Warrants 2/6/2013 Warrants R 4/3/2009 Tri-State Bank of Memphis Memphis TN Preferred Stock $ 2,795,000 Par 8/13/2010 4 $ 2,795,000 $ 0 N/A N/A N/A - 4/3/2009 4/3/2009 Fortune Financial Corporation BancStar, Inc. Arnold Festus MO MO Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 3,100,000 8,600,000 Par Par 9/15/2011 4/29/2013 50 $ $ 3,100,000 8,366,452 $ $ 0 0 Preferred Stock 2 Preferred Stock 9/15/2011 4/29/2013 Preferred Stock Preferred Stock 2, 7 2 2, 84 2, 175 2 4/3/2009 4/3/2009 4/3/2009 4/3/2009 Titonka Bancshares, Inc Millennium Bancorp, Inc. TriSummit Bank Prairie Star Bancshares, Inc. Titonka Edwards Kingsport Olathe IA CO TN KS Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 2,117,000 7,260,000 2,765,000 2,800,000 Par Par Par Par 4/4/2012 8/14/2012 11/29/2012 $ $ $ 2,117,000 2,904,000 2,053,013 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 4/4/2012 8/14/2012 11/29/2012 Preferred Stock Preferred Stock Preferred Stock 2, 7 2, 84 2, 7 P 2 2 2, 3 4/3/2009 4/3/2009 4/10/2009 Harrison Theodore Newark AR AL NJ Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock $ $ $ 12,725,000 1,706,000 9,439,000 Par Par 2, 188 4/10/2009 San Diego CA Preferred Stock w/ Exercised Warrants $ 2,211,000 Par 12/20/2012 188 $ 2,017,453 $ 0 Preferred Stock 2 12/20/2012 Preferred Stock 2, 7 P 2 4/10/2009 Community First Bancshares, Inc. BCB Holding Company, Inc. City National Bancshares Corporation Bank of Southern California, N.A. (First Business Bank, N.A.) SV Financial, Inc. Sterling IL Preferred Stock w/ Exercised Warrants $ 4,000,000 Par 8/31/2011 4 $ 4,000,000 $ 0 Preferred Stock 2 8/31/2011 Preferred Stock 2, 7 R 2 2 4/10/2009 4/10/2009 4/17/2009 4/17/2009 4/17/2009 Capital Commerce Bancorp, Inc. Metropolitan Capital Bancorp, Inc. Bank of the Carolinas Corporation Penn Liberty Financial Corp. Tifton Banking Company Milwaukee Chicago Mocksville Wayne Tifton WI IL NC PA GA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ 5,100,000 2,040,000 13,179,000 9,960,000 3,800,000 Par Par Par Par Par 9/1/2011 49 $ 9,960,000 $ 0 Preferred Stock 2 9/1/2011 Preferred Stock 2, 7 R 3/7/2012 8/22/2012 12/5/2012 4 $ $ $ 250,000 250,000 250,000 $ $ $ 3,440,000 3,190,000 2,940,000 5/8/2013 6/5/2013 4 $ $ 500,000 2,440,000 $ $ 2,440,000 0 6/5/2013 Preferred Stock 2, 7 R $ 10,380,905 0 0 712,500 12/19/2012 7/28/2011 Warrants Preferred Stock Preferred Stock 2 4/24/2012 Preferred Stock Preferred Stock 2 4/24/2013 Preferred Stock 2, 49 2, 52 Patterson Bancshares, Inc Patterson LA NY CO MI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ 2 2 121 2, 49 2 2 4/17/2009 4/17/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 BNB Financial Services Corporation Omega Capital Corp. Mackinac Financial Corporation Birmingham Bloomfield Bancshares, Inc Vision Bank - Texas Oregon Bancorp, Inc. New York Lakewood Manistique $ $ $ Birmingham Richardson Salem MI TX OR Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 2, 83 4/24/2009 Peoples Bancorporation, Inc. Easley SC Preferred Stock w/ Exercised Warrants 2, 14, 236 2 4/24/2009 Indiana Bank Corp. Dana IN Preferred Stock w/ Exercised Warrants 3,690,000 7,500,000 2,816,000 11,000,000 49 128 242 4 84 175 2 Preferred Stock 2 Preferred Stock 2 2 2 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 R P P R R P R Par 2 4/17/2009 4 Par 4 4 4 2 Preferred Stock Preferred Stock 2 2 Preferred Stock 2 Preferred Stock Preferred Stock 2 Par Par 8/23/2012 7/28/2011 12/28/2012 121 1,635,000 1,500,000 3,216,000 Par Par Par Par $ 12,660,000 Par 4/24/2012 83 $ 1,312,000 Par 5/23/2012 1/9/2013 4/24/2013 4 49 4 $ $ 1,635,000 787,500 $ $ $ $ 12,660,000 $ $ $ 6,000,000 2,500,000 $ $ $ 6,500,000 $ Warrants 2 Preferred Stock Preferred Stock 2 2, 7 R R 2, 7, 4/24/2009 Business Bancshares, Inc. Clayton MO Preferred Stock w/ Exercised Warrants $ 15,000,000 Par 4 4 0 9,000,000 6,500,000 83 2, 7 R R 0 Page 13 of 69 Footnote Seller Purchase Date Purchase Details Name of Institution City State Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Mechanism 2, 158 2, 50 2, 49 4/24/2009 4/24/2009 4/24/2009 Standard Bancshares, Inc. York Traditions Bank Grand Capital Corporation Hickory Hills York Tulsa IL PA OK Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 60,000,000 4,871,000 4,000,000 Par Par Par 2 4/24/2009 Allied First Bancorp, Inc. Oswego IL Preferred Stock w/ Exercised Warrants $ 3,652,000 Capital Repayment Date 158 Capital Repayment Amount 6 Remaining Capital Amount 8 4/24/2009 2, 138 2 2, 50 5/1/2009 5/1/2009 5/1/2009 5/1/2009 Frontier Bancshares, Inc. Village Bank and Trust Financial Corp CenterBank Georgia Primary Bank Union Bank & Trust Company Austin Midlothian Milford Atlanta Oxford TX VA OH GA NC 11/24/2009 Subordinated Debentures w/ Exercised Warrants $ Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 3,000,000 49 4 $ $ $ $ 1,600,000 $ 0 0 0 1,400,000 Par 2 2, 7 Par Par Par Par R R R Preferred Stock 2 Preferred Stock 2 Preferred Stock 2/22/2013 7/14/2011 9/8/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 Subordinated Debentures 8 Subordinated 8 Debentures 10/6/2010 Subordinated Debentures 8 7 R 10/31/2012 Preferred Stock 2,7 R 9/22/2011 Preferred Stock 2, 7 R Preferred Stock Subordinated 8 Debentures 2, 7 R 7 R 4 $ 1,400,000 $ 0 10/31/2012 138 $ 1,831,250 $ 0 Preferred Stock 9/22/2011 50 $ 3,194,000 $ 0 Preferred Stock 2 $ 4,000,000 $ 0 2 10/6/2010 14,738,000 2,250,000 4,500,000 3,194,000 50 60,000,000 4,871,000 4,000,000 Final Disposition Disposition Investment 15 Description Par 2/22/2013 7/14/2011 9/8/2011 $ $ $ Final Remaining Investment Disposition Description Date 2 2, 7 HPK Financial Corporation Chicago IL 8 5/1/2009 OSB Financial Services, Inc. Orange TX 8 5/1/2009 Security State Bank Holding-Company Jamestown ND 2, 13 8/31/2010, 49 5/8/2009 Highlands Bancorp, Inc. (Highlands State Bank) Vernon NJ 2, 56 2, 80 5/8/2009 5/8/2009 One Georgia Bank Gateway Bancshares, Inc. Atlanta Ringgold GA GA 8 5/8/2009 Freeport Bancshares, Inc. Freeport IL 8, 133 5/8/2009 Investors Financial Corporation of Pettis County, Inc. Sedalia MO 8, 49 5/8/2009 Sword Financial Corporation Horicon WI 3, 8, 30 8/13/2010 5/8/2009 Premier Bancorp, Inc. Wilmette IL 5/15/2009 2 2, 177 2, 158 2 2, 145 2, 50 2 3, 8, 30 9/10/2010 Mercantile Bank Corporation Grand Rapids MI 4,000,000 Par 12/11/2012 $ 6,100,000 Par 10/5/2011 4 $ 6,100,000 $ 0 $ 10,750,000 Par Preferred Stock w/ Exercised Warrants $ 3,091,000 Par 9/22/2011 49 $ 3,091,000 $ 0 Preferred Stock 2 9/22/2011 Preferred Stock 2, 7 R Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ $ 5,500,000 6,000,000 Par Par 4/13/2012 80 $ 6,000,000 $ 0 Preferred Stock 2 4/13/2012 Preferred Stock 2, 7 R $ 3,000,000 Par $ 4,000,000 Par $ 13,644,000 Par 9/15/2011 49 $ 13,644,000 $ 0 Subordinated 8 Debentures 9/15/2011 Subordinated 8 Debentures 7 R Subordinated Debentures $ 6,784,000 Par 8/13/2010 4 $ 6,784,000 $ 0 N/A N/A N/A - 4 $ 10,500,000 $ Preferred Stock w/ Warrants 7/3/2012 Warrants R 6/6/2012 5/1/2009 $ 4/4/2012 2 4 4 $ 10,500,000 $ 0 Warrants 4 $ $ 1,341,000 4,700,000 $ $ 0 0 3,136,500 $ 0 3/28/2012 11/30/2012 12/21/2012 Preferred Stock Preferred Stock Preferred Stock 2, 7 $ Preferred Stock 2 2 Preferred Stock Preferred Stock 2 $ $ 4,862,000 15,000,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 9/8/2011 Preferred Stock 2, 7 R 12/11/2012 Preferred Stock 2, 7 R N/A N/A N/A Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants $ 21,000,000 10,500,000 Par 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 Northern State Bank Closter Western Reserve Bancorp, Inc Medina Community Financial Shares, Inc. Glen Ellyn Worthington Financial Holdings, Inc. Huntsville Equity Bancshares, Inc. [First Community Bancshares Wichita Southern Heritage Bancshares, Inc. Cleveland Foresight Financial Group, Inc. Rockford NJ OH IL AL KS TN IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 1,341,000 4,700,000 6,970,000 2,720,000 14,800,000 4,862,000 15,000,000 Par Par Par Par Par Par Par 3/28/2012 11/30/2012 12/21/2012 5/15/2009 IBC Bancorp, Inc. Chicago IL Subordinated Debentures $ 4,205,000 Par 9/10/2010 4 $ 4,205,000 $ 0 8, 216 5/15/2009 Boscobel Bancorp, Inc Boscobel WI Subordinated Debentures w/ Exercised Warrants $ 5,586,000 Par 3/11/2013 216 $ 6,116,943 $ 0 8, 243 5/15/2009 Brogan Bankshares, Inc. Kaukauna WI $ 2,400,000 Par 4/29/2013 243 $ 2,495,024 $ 0 8 5/15/2009 Riverside Bancshares, Inc. Little Rock AR $ 1,100,000 5/15/2009 Deerfield Financial Corporation Deerfield WI $ 2,639,000 Par 9/8/2011 49 $ 2,639,000 $ 0 8, 109 5/15/2009 Market Street Bancshares, Inc. Mt. Vernon IL Subordinated Debentures w/ Exercised Warrants $ 20,300,000 Par 7/27/2012 109 $ 18,069,213 $ 0 2, 49 2, 182 2, 82 2 5/22/2009 5/22/2009 5/22/2009 The Landrum Company First Advantage Bancshares Inc. Fort Lee Federal Savings Bank Columbia Coon Rapids Fort Lee MO MN NJ Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 15,000,000 1,177,000 1,300,000 Par Par Par 8/18/2011 12/11/2012 49 $ $ 15,000,000 1,032,193 $ $ 0 0 Blackridge Financial, Inc. Fargo ND Preferred Stock w/ Exercised Warrants $ 5,000,000 Par 2, 49 5/22/2009 Illinois State Bancorp, Inc. Chicago IL Preferred Stock w/ Exercised Warrants $ 6,272,000 Par 6/27/2012 9/12/2012 9/22/2011 4 5/22/2009 $ $ $ 2,250,000 2,750,000 6,272,000 $ $ $ 2 5/22/2009 Universal Bancorp Bloomfield IN Preferred Stock w/ Exercised Warrants $ 9,900,000 12/11/2012 10/5/2011 Par 8, 49 Preferred Stock Subordinated 8 Debentures Par Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants 9/8/2011 12/11/2012 4 158 4 4 49 2,750,000 0 0 2 Subordinated Debentures 8 Subordinated 8 Debentures 3/11/2013 4/29/2013 Subordinated 8 Debentures Subordinated 8 Debentures 9/8/2011 7/27/2012 2 Preferred Stock Preferred Stock 2 8/18/2011 Subordinated Debentures 8 Subordinated 8 Debentures Subordinated 8 Debentures Subordinated 8 Debentures Preferred Stock 2, 7 2, 7 R R P 7 P 7 P 7 R 7 P 2, 7 R P 12/11/2012 Preferred Stock 2, 7 9/12/2012 Preferred Stock 2, 7 R 9/22/2011 Preferred Stock 2, 7 R 2 Preferred Stock Preferred Stock 2 Preferred Stock 2 Page 14 of 69 Footnote Seller Purchase Date Purchase Details Name of Institution City State Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Capital Repayment Amount 6 Remaining Capital Amount Final Remaining Investment Disposition Description Date $ 5,097,000 Par 11/13/2012 150 $ 3,198,853 $ 0 $ 20,400,000 Par 7/27/2012 110 $ 15,147,000 $ 0 $ 6,349,000 Par $ 2,993,000 Par 11/13/2012 156 $ 2,844,599 $ 0 Subordinated Debentures w/ Exercised Warrants $ 20,445,000 Par 7/27/2012 111 $ 14,780,662 $ 0 GA Subordinated Debentures w/ Exercised Warrants $ 14,400,000 Par 7/3/2012 4 $ 14,400,000 $ 0 New Albany Arcadia Aledo IN CA IL Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 19,468,000 1,800,000 4,114,000 Par Par Par 9/15/2011 1/26/2011 49 $ $ 19,468,000 1,800,000 $ $ 0 0 Preferred Stock 2 Citizens Bancshares Co. Grand Mountain Bancshares, Inc. Chillicothe Granby MO CO Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 24,990,000 3,076,000 Par Par 2/8/2013 197 $ 12,679,301 $ 0 Preferred Stock 5/29/2009 Two Rivers Financial Group Burlington IA Preferred Stock w/ Exercised Warrants $ 12,000,000 Par 9/1/2011 49 $ 12,000,000 $ 0 8 5/29/2009 Fidelity Bancorp, Inc Baton Rouge LA $ 3,942,000 Par 3/27/2013 4 $ 3,942,000 $ 0 Preferred Stock Subordinated 8 Debentures 8 5/29/2009 Chambers Bancshares, Inc. Danville AR $ 19,817,000 Par 2 6/5/2009 Covenant Financial Corporation Clarksdale MS $ 5,000,000 Par 8, 211 6/5/2009 First Trust Corporation New Orleans LA $ 17,969,000 Par 2/20/2013 211 $ 13,612,558 $ 0 Subordinated 8 Debentures 8, 10 6/5/2009 OneFinancial Corporation Little Rock AR $ 17,300,000 Par 2, 60 09/19/2011 6/12/2009 Customers Bancorp, Inc. (Berkshire Bancorp, Inc.) Phoenixville PA Preferred Stock w/ Exercised Warrants $ 2,892,000 Par 12/28/2011 4 $ 2,892,000 $ 0 Preferred Stock 2, 10, 30 9/29/2010 6/12/2009 First Vernon Bancshares, Inc. Vernon AL Preferred Stock w/ Exercised Warrants $ 6,000,000 Par 9/29/2010 4 $ 6,000,000 $ 0 Preferred Stock 2 2, 10 2, 49 6/12/2009 6/12/2009 6/12/2009 SouthFirst Bancshares, Inc. Virginia Company Bank Enterprise Financial Services Group, Inc. Sylacauga Newport News Allison Park AL VA PA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 2,760,000 4,700,000 Par Par Preferred Stock w/ Exercised Warrants $ 4,000,000 Par 8/25/2011 49 $ 4,000,000 $ 0 8, 10, 49 6/12/2009 First Financial Bancshares, Inc. Lawrence KS Subordinated Debentures w/ Exercised Warrants $ 3,756,000 Par 9/22/2011 49 $ 3,756,000 $ 0 6/6/2012 4 $ 10,500,000 $ WI Subordinated Debentures w/ Exercised Warrants $ Final Disposition Disposition Investment 15 Description 2, 150 5/22/2009 Franklin Bancorp, Inc. Washington MO 8, 110 5/22/2009 Commonwealth Bancshares, Inc. Louisville KY 8 5/22/2009 Premier Financial Corp Dubuque IA 8, 156 5/22/2009 F & C Bancorp, Inc. Holden MO 8, 111 5/22/2009 Diamond Bancorp, Inc. Washington MO 8 5/22/2009 United Bank Corporation Barnesville 49 2 2, 63 5/29/2009 5/29/2009 5/29/2009 Community Bank Shares of Indiana, Inc. American Premier Bancorp CB Holding Corp. 2, 197 2 5/29/2009 5/29/2009 2, 49 8 Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants 4 Preferred Stock Subordinated 8 Debentures 2 11/13/2012 7/27/2012 Subordinated 8 Debentures Subordinated Debentures 8 Subordinated 8 Debentures Warrants Preferred Stock Subordinated 8 Debentures 2, 7 P 7 P 7 P 7 P 7 R 10/19/2011 1/26/2011 Subordinated 8 Debentures Subordinated 8 Debentures Subordinated 8 Debentures Warrants Preferred Stock 2 2/8/2013 Preferred Stock 2, 7 P 2 9/1/2011 Preferred Stock Subordinated 8 Debentures 2, 7 R 7 R 11/13/2012 7/27/2012 7/3/2012 3/27/2013 2, 7 R R 2/20/2013 Subordinated 8 Debentures 7 P 2 12/28/2011 Preferred Stock 2, 7 R 2 9/29/2010 Preferred Stock Preferred Stock 2 Subordinated Debentures 8 Subordinated Debentures 8 Subordinated 8 Debentures 8/25/2011 Preferred Stock Subordinated Debentures 8 5/15/2013 Preferred Stock 2 9/8/2011 2, 7, 6/12/2009 River Valley Bancorporation, Inc. Wausau 15,000,000 4,500,000 Par 5/15/2013 4 $ 4,500,000 $ 0 9/8/2011 49 $ 3,510,000 $ 0 $ 2,561,405 $ 0 2, 49 6/19/2009 Merchants and Manufacturers Bank Corporation Joliet IL Preferred Stock w/ Exercised Warrants $ 3,510,000 Par 2, 10 6/19/2009 RCB Financial Corporation Rome GA Preferred Stock w/ Exercised Warrants $ 8,900,000 6/19/2009 Manhattan Bancshares, Inc. Manhattan IL Subordinated Debentures w/ Exercised Warrants $ 2,639,000 Par 12/11/2012 8, 10, 196 6/19/2009 Biscayne Bancshares, Inc. Coconut Grove FL 2/8/2013 196 $ 6,170,630 $ 0 8 6/19/2009 Duke Financial Group, Inc. Minneapolis MN 8, 157 6/19/2009 Farmers Enterprises, Inc. Great Bend KS 8, 193 6/19/2009 Century Financial Services Corporation Santa Fe 8 6/19/2009 NEMO Bancshares Inc. 3, 8, 30 7/30/2010 6/19/2009 8 R 2, 7 R 7 R Subordinated Debentures 8 7 R Preferred Stock 2, 7 R 7 P 7 P 7 P 7 P 7 R Par 8, 183 9/22/2011 30a Subordinated 8 Debentures Subordinated 8 Debentures 12/11/2012 Subordinated 8 Debentures Subordinated 8 Debentures Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 6,400,000 Par $ 12,000,000 Par $ 12,000,000 Par 11/13/2012 157 $ 11,439,252 $ 0 NM Subordinated Debentures w/ Exercised Warrants $ 10,000,000 Par 12/20/2012 193 $ 9,751,500 $ 0 Madison MO Subordinated Debentures w/ Exercised Warrants $ 2,330,000 Par 4/24/2013 4 $ 2,330,000 $ 0 University Financial Corp, Inc. St. Paul MN Subordinated Debentures $ 11,926,000 Par 7/30/2010 4 $ 11,926,000 $ 0 N/A N/A N/A - 6/19/2009 Suburban Illinois Bancorp, Inc. Elmhurst IL $ 15,000,000 Par 6/26/2009 Hartford Financial Services Group, Inc. Hartford CT $ 3,400,000,000 Par 3/31/2010 4 $ 3,400,000,000 $ 0 Warrants 9/21/2010 Warrants A Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Subordinated Debentures 8 Subordinated 8 Debentures Subordinated 8 Debentures 2/8/2013 11/13/2012 12/20/2012 4/24/2013 Subordinated Debentures 8 Subordinated 8 Debentures Subordinated 8 Debentures Page 15 of 69 Footnote Seller Purchase Date Purchase Details Name of Institution City State Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Capital Repayment Amount 6 Remaining Capital Amount Final Remaining Investment Disposition Description Date Final Disposition Disposition Investment 15 Description 2, 40 3/23/2011, 49 6/26/2009 Veritex Holdings, Inc. (Fidelity Resources Company) Dallas TX Preferred Stock w/ Exercised Warrants $ 3,000,000 Par 8/25/2011 49 $ 3,000,000 $ 0 Preferred Stock 2 8/25/2011 Preferred Stock 2, 7 R 2, 10, 205 6/26/2009 Waukesha Bankshares, Inc. Waukesha WI $ $ 5,625,000 21,042,000 Par Par 2/7/2013 2/20/2013 205 $ $ 5,161,674 18,685,927 $ $ 0 0 Preferred Stock 2 2 Preferred Stock 2/7/2013 2/20/2013 Preferred Stock Preferred Stock 2, 7 P P 4 $ 17,388,000 $ 0 Preferred Stock 2 9/29/2010 Preferred Stock $ $ 0 0 Preferred Stock 2 Preferred Stock 12/20/2012 8/18/2011 Preferred Stock Preferred Stock 11,735,000 $ 0 N/A N/A N/A Preferred Stock 2 Subordinated 8 Debentures Subordinated 8 Debentures Subordinated Debentures 8 Subordinated 8 Debentures 3/28/2013 Preferred Stock Subordinated 8 Debentures Subordinated 8 Debentures Subordinated Debentures 8 Subordinated 8 Debentures 2, 210 6/26/2009 FC Holdings, Inc. Houston TX Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 2, 10, 30 9/29/2010 6/26/2009 Security Capital Corporation Batesville MS Preferred Stock w/ Exercised Warrants $ 17,388,000 Par 9/29/2010 2, 190 2, 50 6/26/2009 6/26/2009 First Alliance Bancshares, Inc. Gulfstream Bancshares, Inc. Cordova Stuart TN FL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 3,422,000 7,500,000 Par Par 12/20/2012 8/18/2011 2, 10, 235 2, 3, 10, 30 8/20/2010 2, 41 3/30/2011 2, 41 3/30/2011 2, 230 6/26/2009 Gold Canyon Bank Gold Canyon AZ Preferred Stock w/ Exercised Warrants $ 1,607,000 Par 6/26/2009 M&F Bancorp, Inc. Durham NC Preferred Stock $ 11,735,000 Par 6/26/2009 Metropolitan Bank Group, Inc. Chicago IL Preferred Stock w/ Exercised Warrants $ 74,706,000 Par Chicago IL Preferred Stock w/ Exercised Warrants $ 7,186,000 Par 210 2, 7 2, 7, 190 50 $ $ 8/20/2010 4 $ 2,370,742 7,500,000 2 30a 2, 7 2, 7 R P R - 6/26/2009 Metropolitan Bank Group, Inc. (NC Bancorp, Inc.) Alliance Bancshares, Inc. Dalton GA Preferred Stock w/ Exercised Warrants $ 2,986,000 Par 3/28/2013 230 $ 2,831,437 $ 0 8 6/26/2009 Stearns Financial Services, Inc. St. Cloud MN Subordinated Debentures w/ Exercised Warrants $ 24,900,000 Par 1/18/2012 4 $ 24,900,000 $ 0 8 6/26/2009 Signature Bancshares, Inc. Dallas TX Subordinated Debentures w/ Exercised Warrants $ 1,700,000 Par 12/15/2010 4 $ 1,700,000 $ 0 8 6/26/2009 Fremont Bancorporation Fremont CA Subordinated Debentures w/ Exercised Warrants $ 35,000,000 Par 7/25/2012 4 $ 35,000,000 $ 0 8, 195 6/26/2009 Alliance Financial Services Inc. Saint Paul MN Subordinated Debentures w/ Exercised Warrants $ 12,000,000 Par 2/7/2013 195 $ 8,912,495 $ 0 7/10/2009 Lincoln National Corporation Radnor PA Preferred Stock w/ Warrants $ 950,000,000 Par 6/30/2010 4 $ 950,000,000 $ 0 Warrants 9/16/2010 Warrants 2, 10, 49 2, 49 2, 222 7/10/2009 7/17/2009 7/17/2009 Bancorp Financial, Inc. Brotherhood Bancshares, Inc. SouthCrest Financial Group, Inc. Oak Brook Kansas City Fayetteville IL KS GA Preferred Stock w/ Exercised Warrants $ 13,669,000 Par 8/18/2011 49 $ 13,669,000 $ 0 Preferred Stock 2 8/18/2011 Preferred Stock 2, 7 R Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 11,000,000 12,900,000 Par Par 9/15/2011 3/11/2013 49 0 0 2 2, 7 R P 2, 3 7/17/2009 Harbor Bankshares Corporation Baltimore MD Preferred Stock $ 6,800,000 Par 6/26/2009 8 7/17/2009 First South Bancorp, Inc. Lexington TN 8 7/17/2009 Great River Holding Company Baxter MN 8, 10, 244 7/17/2009 Plato Holdings Inc. Saint Paul MN 125 7/24/2009 Elkin NC 2, 10 2, 207 7/24/2009 7/24/2009 Kingman Tampa AZ FL Yadkin Financial Corporation (Yadkin Valley Financial Corporation) Community Bancshares, Inc. Florida Bank Group, Inc. 8 7/24/2009 First American Bank Corporation Elk Grove Village IL Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants 9/28/2011 $ 50,000,000 222 4 $ $ 11,000,000 11,587,256 $ $ $ 13,125,000 $ 36,875,000 Par 11/28/2012 4 $ 36,875,000 $ 0 1/18/2012 12/15/2010 7/25/2012 2/7/2013 2, 7 P 7 R 7 R 7 R 7 P A Preferred Stock Preferred Stock 2 9/15/2011 3/11/2013 Preferred Stock Preferred Stock Subordinated 8 Debentures Subordinated 8 Debentures 11/28/2012 Subordinated Debentures 8 7 R 7 P $ 8,400,000 Par $ 2,500,000 Par 4/29/2013 244 $ 2,478,750 $ 0 Subordinated 8 Debentures 4/29/2013 Subordinated 8 Debentures Preferred Stock w/ Warrants $ 13,312,000 Par 9/12/2012 125 $ 11,643,740 $ 0 Warrants 6/12/2013 Warrants Preferred Stock w/ Exercised Warrants $ 3,872,000 Par Preferred Stock w/ Exercised Warrants $ 20,471,000 Par 4 $ 15,000,000 $ Subordinated 8 Debentures Subordinated 8 Debentures 12/11/2012 Subordinated Debentures 8 9/1/2011 2, 7 12/21/2011 Subordinated Debentures w/ Exercised Warrants $ 50,000,000 35,000,000 Par 12/11/2012 4 $ 35,000,000 $ 0 2 7/31/2009 Chicago Shore Corporation Chicago IL Preferred Stock w/ Exercised Warrants $ 7,000,000 7/31/2009 Financial Services of Winger, Inc. Winger MN Subordinated Debentures w/ Exercised Warrants $ 3,742,000 Par 9/1/2011 49 $ 3,742,000 $ 0 Subordinated 8 Debentures 2, 49 2 8/7/2009 8/7/2009 The ANB Corporation U.S. Century Bank Terrell Miami TX FL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 20,000,000 50,236,000 Par Par 8/25/2011 49 $ 20,000,000 $ 0 Preferred Stock 2, 187 2, 172 8/14/2009 8/21/2009 Bank Financial Services, Inc. KS Bancorp, Inc. Eden Prairie Smithfield MN NC Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 1,004,000 4,000,000 Par Par 12/20/2012 11/30/2012 187 $ $ 907,937 3,283,000 $ $ 0 0 8, 231 8/21/2009 AmFirst Financial Services, Inc. McCook NE Subordinated Debentures w/ Exercised Warrants $ 5,000,000 Par 3/28/2013 231 $ 4,752,000 $ 0 2, 3, 191 2, 49 2, 10, 218 8/28/2009 8/28/2009 8/28/2009 First Independence Corporation First Guaranty Bancshares, Inc. CoastalSouth Bancshares, Inc. Detroit Hammond Hilton Head Island MI LA SC Preferred Stock Preferred Stock w/ Exercised Warrants $ $ 3,223,000 20,699,000 Par Par 12/20/2012 9/22/2011 191 $ $ 2,286,675 20,699,000 $ $ 0 0 Preferred Stock Preferred Stock 2 Subordinated Debentures 8 N/A 3/11/2013 218 7 R 7 R 2, 7 R Preferred Stock Preferred Stock Subordinated Debentures 8 N/A Preferred Stock 2, 7 P P Preferred Stock Par 8, 10, 49 P Preferred Stock w/ Exercised Warrants $ 16,015,000 Par 172 49 $ 12,606,191 $ 0 2 8/25/2011 2 12/20/2012 11/30/2012 Preferred Stock 2 Preferred Stock 2 3/28/2013 N/A 9/22/2011 3/11/2013 Subordinated 8 Debentures Preferred Stock 2, 7 7 P 2, 7 R 2, 7 P Page 16 of 69 Footnote Seller Purchase Details Name of Institution Purchase Date City State Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Capital Repayment Amount 6 Remaining Capital Amount 8, 10, 50 8/28/2009 TCB Corporation Greenwood SC Subordinated Debentures w/ Exercised Warrants $ 9,720,000 Par 9/8/2011 50 $ 9,720,000 $ 0 8, 10, 49 9/4/2009 The State Bank of Bartley Bartley NE Subordinated Debentures w/ Exercised Warrants $ 1,697,000 Par 9/22/2011 49 $ 1,697,000 $ 0 49 9/11/2009 Pathfinder Bancorp, Inc. Oswego NY Preferred Stock w/ Warrants $ 6,771,000 Par 9/1/2011 49 $ 6,771,000 $ 0 2, 30 9/29/2010 Final Remaining Investment Disposition Description Date Subordinated 8 Debentures Subordinated 8 Debentures Warrants 9/8/2011 9/22/2011 2/1/2012 Final Disposition Disposition Investment 15 Description Subordinated 8 Debentures Subordinated 8 Debentures Warrants 7 R 7 R R 2, 7, 0 Preferred Stock 2 $ 0 Preferred Stock $ 0 7,500,000 $ 0 Preferred Stock Subordinated 8 Debentures 9/11/2009 Community Bancshares of Mississippi, Inc. Brandon MS Preferred Stock w/ Exercised Warrants $ 52,000,000 Par 9/29/2010 4 9/11/2009 Heartland Bancshares, Inc. Franklin IN Preferred Stock w/ Exercised Warrants $ 7,000,000 Par 7/17/2012 100 $ 7,000,000 9/11/2009 PFSB Bancorporation, Inc. Pigeon Falls WI Preferred Stock w/ Exercised Warrants $ 1,500,000 Par 8/25/2011 50 $ 1,500,000 9/11/2009 First Eagle Bancshares, Inc. Hanover Park IL Subordinated Debentures w/ Exercised Warrants $ 7,500,000 Par 9/17/2010 4 $ 9/18/2009 9/18/2009 IA Bancorp, Inc. Iselin NJ Preferred Stock w/ Exercised Warrants $ 5,976,000 Par HomeTown Bankshares Corporation Roanoke VA Preferred Stock w/ Exercised Warrants $ 10,000,000 Par 9/25/2009 Heritage Bankshares, Inc. Norfolk VA $ 10,103,000 Par 2 9/25/2009 Mountain Valley Bancshares, Inc. Cleveland GA $ 3,300,000 Par 8 9/25/2009 Grand Financial Corporation Hattiesburg MS $ 2,443,320 Par 2, 10, 100 7/17/2012 2, 10, 50 8, 30 9/17/2010 2, 10 2, 10, 144 2, 10, 50 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 10/31/2012 ## $ 3/16/2011 4 $ 52,000,000 $ 9,093,150 2,606,000 $ $ 0 7,497,000 8/11/2011 50 $ 7,497,000 $ 0 7/30/2010 4 $ 14,000,000 $ 0 3, 8, 30 7/30/2010 10, 21, 132 9/25/2009 Guaranty Capital Corporation Belzoni MS Subordinated Debentures $ 14,000,000 Par 9/25/2009 GulfSouth Private Bank Destin FL Preferred Stock w/ Exercised Warrants $ 7,500,000 9/25/2009 Steele Street Bank Corporation Denver CO Subordinated Debentures w/ Exercised Warrants $ 11,019,000 Par 9/1/2011 50 $ 11,019,000 $ 0 112 2, 10, 49 10/2/2009 10/2/2009 Premier Financial Bancorp, Inc. Providence Bank Huntington Rocky Mount WV NC Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $ $ 22,252,000 4,000,000 Par Par 7/27/2012 9/15/2011 112 $ $ 19,849,222 4,000,000 $ $ 0 0 Preferred Stock 2 7/17/2012 Preferred Stock 2, 7 2 8/25/2011 Preferred Stock Subordinated 8 Debentures 2, 7 R 30a R 9/17/2010 2 R Preferred Stock 8/11/2011 Preferred Stock N/A 9/1/2011 2 10/31/2012 N/A Preferred Stock Preferred Stock 2 Preferred Stock 30a 2,7 R Subordinated 8 Debentures 7 R 9/15/2011 Preferred Stock 2, 7 R 2, 7 R Par 8, 10, 50 9/29/2010 49 N/A Subordinated 8 Debentures Warrants Preferred Stock 2 - 2, 7, 2, 10, 69 1/27/2012 10/23/2009 Regents Bancshares, Inc. Vancouver WA Preferred Stock w/ Exercised Warrants $ 12,700,000 Par 1/27/2012 69 8, 50 10/23/2009 Cardinal Bancorp II, Inc. Washington MO Subordinated Debentures w/ Exercised Warrants $ 6,251,000 Par 9/8/2011 2 2, 10a, 49 2, 10a, 202 2, 10 10/30/2009 10/30/2009 11/6/2009 11/13/2009 Randolph Bank & Trust Company WashingtonFirst Bankshares, Inc. F & M Bancshares, Inc. Fidelity Federal Bancorp Asheboro Reston Trezevant Evansville NC $ $ $ $ 6,229,000 6,842,000 3,535,000 6,657,000 Par Par Par Par 8/4/2011 2/7/2013 8, 10 11/13/2009 Community Pride Bank Corporation Ham Lake MN $ 4,400,000 Par 2, 10a 2, 10, 184 2, 50 2, 10a 11/13/2009 11/20/2009 11/20/2009 11/20/2009 HPK Financial Corporation Presidio Bank McLeod Bancshares, Inc. Metropolitan Capital Bancorp, Inc. Chicago San Francisco Shorewood Chicago $ 5,000,000 Par 3, 10a, 72 2/10/2012 12/4/2009 Broadway Financial Corporation Los Angeles 2, 200 2, 10 12/4/2009 12/4/2009 Delmar Bancorp Liberty Bancshares, Inc. Delmar Fort Worth 2, 113, 129 12/11/2009 First Community Financial Partners, Inc. Joliet VA TN IN IL Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants 12/11/2012 Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock $ $ $ 10,800,000 6,000,000 2,348,000 Par Par Par CA Preferred Stock $ 6,000,000 MD TX Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 9,000,000 6,500,000 Par Par 2/7/2013 IL Preferred Stock w/ Exercised Warrants $ 22,000,000 Par 9/12/2012 12,700,000 $ 0 Preferred Stock 2 1/27/2012 Preferred Stock 50 $ 6,251,000 $ 0 Subordinated 8 Debentures 9/8/2011 Subordinated 8 Debentures 49 $ $ 6,842,000 3,298,420 $ $ 0 0 N/A N/A N/A - N/A N/A N/A - $ 5,000,000 $ 0 Preferred Stock 2 12/11/2012 Preferred Stock 2, 7 R 2 2, 7 P R 202 4 MN IL $ $ 9,058,369 6,000,000 $ $ 0 0 Preferred Stock Preferred Stock 2 12/11/2012 8/18/2011 Preferred Stock Preferred Stock 200 $ 5,453,900 $ 0 Preferred Stock 2 2/7/2013 Preferred Stock 129 $ 14,211,450 $ 0 2 7/27/2012 Preferred Stock 69 7 R R Par CA 12/11/2012 8/18/2011 $ 50 2, 7 2, 7 P 2, 7, 4/4/2012 12/11/2009 Wachusett Financial Services, Inc. Clinton MA 8 12/11/2009 Nationwide Bankshares, Inc. West Point NE 2, 10a, 49 2, 10a, 49 2, 10a, 49 2, 10a, 114 2, 10a 2, 10a, 49 12/11/2009 12/11/2009 12/11/2009 12/11/2009 12/11/2009 12/11/2009 GrandSouth Bancorporation 1st Enterprise Bank First Resource Bank First Western Financial, Inc. Meridian Bank The Victory Bancorp, Inc. Greenville Los Angeles Exton Denver Devon Limerick SC CA PA CO PA PA Preferred Stock w/ Exercised Warrants $ 12,000,000 4 $ 3,000,000 $ 9,000,000 1/30/2013 2, 10 4 $ 4,000,000 $ 5,000,000 Par Preferred Stock Subordinated Debentures w/ Exercised Warrants $ 2,000,000 Par 12/29/2010 4 $ 2,000,000 $ 0 Preferred Stock $ 6,319,000 Par 9/8/2011 49 $ 6,319,000 $ 0 $ $ 6,000,000 2,417,000 $ $ 0 0 Preferred Stock Preferred Stock $ $ 6,000,000 2,417,000 Par Par 9/1/2011 9/15/2011 Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants $ $ $ 11,881,000 6,335,000 1,505,000 Par Par Par 7/27/2012 114 $ 6,138,000 $ 9/22/2011 49 $ 1,505,000 $ 49 3,881,000 0 P Preferred Stock w/ Warrants Preferred Stock w/ Warrants Subordinated 8 Debentures N/A 49 113 N/A Subordinated 8 Debentures N/A N/A N/A N/A N/A N/A N/A - N/A N/A N/A - Preferred Stock 2 9/22/2011 Preferred Stock 12/29/2010 7 R - 2, 7 R Page 17 of 69 Footnote Seller Purchase Date 2, 10a, 188 12/11/2009 2, 173 12/18/2009 2, 10, 49 2, 49 2, 10a, 49 12/18/2009 12/18/2009 12/18/2009 Purchase Details Name of Institution Bank of Southern California, N.A. (First Business Bank, N.A.) Layton Park Financial Group Centric Financial Corporation Valley Financial Group, Ltd., 1st State Bank Cache Valley Banking Company City State Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Capital Repayment Amount 6 Remaining Capital Amount Final Remaining Investment Disposition Description Date Final Disposition Disposition Investment 15 Description San Diego CA Preferred Stock $ 2,032,000 Par 12/20/2012 188 $ 1,832,697 $ 0 N/A N/A N/A Milwaukee WI Preferred Stock w/ Exercised Warrants $ 3,000,000 Par 11/29/2012 173 7/14/2011 9/22/2011 7/14/2011 49 $ $ $ $ 2,345,930 6,056,000 1,300,000 4,640,000 $ $ $ $ 0 0 0 0 Preferred Stock 2 Preferred Stock 2 2 Preferred Stock N/A 11/29/2012 7/14/2011 9/22/2011 N/A Preferred Stock Preferred Stock Preferred Stock N/A 49 $ $ 1,744,000 4,009,723 $ $ 0 0 N/A N/A N/A N/A N/A N/A - $ $ $ 1,230,000 2,997,000 7,945,493 $ $ $ 0 0 0 N/A N/A N/A N/A Preferred Stock - Preferred Stock 2 N/A N/A 11/9/2012 Harrisburg Saginaw Logan PA MI UT Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock $ $ $ 6,056,000 1,300,000 4,640,000 Par Par Par 49 49 2, 10a, 49 2, 10a, 203 12/18/2009 12/18/2009 Birmingham Bloomfield Bancshares, Inc First Priority Financial Corp. Birmingham Malvern MI PA Preferred Stock Preferred Stock $ $ 1,744,000 4,596,000 Par Par 7/28/2011 2/8/2013 2, 10a 2, 10a, 49 2, 10, 149 2, 10a, 30 9/24/2010 12/18/2009 12/18/2009 12/22/2009 Northern State Bank Union Bank & Trust Company First Freedom Bancshares, Inc. Closter Oxford Lebanon NJ NC TN Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants $ $ $ 1,230,000 2,997,000 8,700,000 Par Par Par 3/28/2012 9/22/2011 11/9/2012 12/22/2009 First Choice Bank Cerritos CA Preferred Stock $ 2,836,000 Par 9/24/2010 4 $ 2,836,000 $ 0 N/A N/A 12/22/2009 Highlands Bancorp, Inc. (Highlands State Bank) Vernon NJ Preferred Stock $ 2,359,000 Par 9/22/2011 49 $ 2,359,000 $ 0 N/A N/A 12/22/2009 12/22/2009 Medallion Bank Catskill Hudson Bancorp, Inc Salt Lake City Rock Hill UT NY Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 9,698,000 3,500,000 Par Par 7/21/2011 7/21/2011 49 $ $ 9,698,000 3,500,000 $ $ 0 0 7/21/2011 7/21/2011 Preferred Stock Preferred Stock 2, 10a, 175 2, 10 12/22/2009 12/29/2009 TriSummit Bank Atlantic Bancshares, Inc. Kingsport Bluffton TN SC Preferred Stock Preferred Stock w/ Exercised Warrants $ $ 4,237,000 2,000,000 Par Par 11/29/2012 175 $ 3,145,973 $ 0 N/A 12/29/2009 Union Financial Corporation Albuquerque NM Preferred Stock w/ Exercised Warrants $ 2,179,000 Par 7/25/2012 4 $ 600,000 $ 2, 73 3/9/2012 12/29/2009 Mainline Bancorp, Inc. Ebensburg PA Preferred Stock w/ Exercised Warrants $ 4,500,000 Par 3/9/2012 73 $ 4,500,000 $ 0 3/9/2012 Preferred Stock 8, 10, 38 12/29/2009 FBHC Holding Company Boulder CO Subordinated Debentures w/ Exercised Warrants $ 3,035,000 Par $ 650,000 $ 0 N/A - N/A 2, 10 2, 7 P R R N/A 2, 10a, 49 2, 10a, 49 2, 7 N/A 2, 10a, 13 8/31/2010, 49 2, 7 N/A 203 4 49 149 49 1,579,000 Preferred Stock 2 Preferred Stock N/A 2 Preferred Stock 2 P - 2 Preferred Stock 2, 7 2, 7 R 2, 7 R 2, 7, 3/9/2011 38 N/A R 73 Page 18 of 69 Footnote Seller Name of Institution Purchase Date 2, 10a, 155 2, 10a 2, 10a, 30 9/29/2010 2, 10a 2, 10a, 164 2, 10a, 49 Purchase Details City State Treasury Investment Remaining After Capital Repayment Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Capital Repayment Amount 6 Remaining Capital Amount Final Remaining Investment Disposition Description Date Final Disposition Disposition Investment 15 Description 12/29/2009 12/29/2009 Western Illinois Bancshares Inc. DeSoto County Bank Monmouth Horn Lake IL MS Preferred Stock Preferred Stock $ $ 4,567,000 1,508,000 Par Par 11/9/2012 155 $ 4,217,361 $ 0 N/A N/A N/A 12/29/2009 Lafayette Bancorp, Inc. Oxford MS Preferred Stock $ 2,453,000 Par 9/29/2010 4 $ 2,453,000 $ 0 N/A N/A N/A 12/29/2009 12/29/2009 Private Bancorporation, Inc. CBB Bancorp Minneapolis Cartersville MN GA Preferred Stock Preferred Stock $ $ 3,262,000 1,753,000 Par Par 11/29/2012 164 $ 1,613,658 $ 0 N/A N/A N/A 9/22/2011 49 9/22/2011 Preferred Stock 12/29/2009 Illinois State Bancorp, Inc. Chicago IL Preferred Stock w/ Exercised Warrants $ 4,000,000 $ 204,943,827,320 Par 4,000,000 Total Repaid ** $ 195,924,720,428 Losses*** Total Purchase Amount * $ $ $ 0 2, 7 (3,429,336,662) 5,589,770,231 TOTAL TREASURY CAPITAL PURCHASE PROGRAM (CPP) OUTSTANDING INVESTMENT AMOUNT $ 2 - Preferred Stock R Total Warrant Proceeds**** * Total purchase amount includes the capitalization of accrued dividends referred to in Notes 20, 22, 28 and 29. ** Total repaid includes (i) the amount of $25 billion applied as repayment under the Capital Purchase Program from the total proceeds of $31.85 billion received pursuant to the sales of Citigroup, Inc. common stock as of December 6, 2010 (see Note 23 and "Capital Purchase Program - Citigroup Common Stock Disposition" on following pages) and $355,724,000 repaid by institutions that have completed exchanges for investments under the Community Development Capital Initiative (see Note 30 and "Community Development Capital Initiative" on following pages). *** Losses include (i) the investment amount for institutions that have completed bankruptcy proceedings and (ii) the investment amount less the amount of final proceeds for institutions where Treasury has completed a sale, but excludes investment amounts for institutions that have pending receivership or bankruptcy proceedings. **** Total warrant proceeds includes $7,566,000, which represents the total amount of warrants that were included in nine institutions' exchange into the CDCI program (see Note 30a). Beginning with the Transactions Report for the period ending April 20, 2012, disposition amounts for warrant sales by Treasury in a registered public offering ("A") are underwriting fees (net) as oppose to before underwriting fees and selling expenses (gross). Notes appear on the following page. Page 19 of 69 Final Disposition Proceeds $ 183,547,824 $ 136,000,000 $ 54,621,849 $ $ $ $ 1,100,000,000 936,063,469 950,000,000 60,000,000 $ $ 840,374,892 125,000 $ 87,000,000 $ 14,069,763 $ 15,388,874 $ 67,010,402 $ 19,047,077 $ $ $ $ 4,500,000 181,102,043 45,000,000 146,500,065 $ $ 79,700,000 49,100,000 $ 70,000,000 $ 5,421,615 $ 7,666,419 $ 3,250,000 $ $ 139,000,000 9,449,981 $ $ $ 2,700,000 650,000 212,000 $ 18,500,000 $ $ 30,600 415,000 Page 20 of 69 Final Disposition Proceeds $ 20,388,842 $ $ 393,121 140,000 $ 2,670,000 $ 134,201 N/A $ $ $ 3,301,647 450,000 1,003,227 $ 6,202,523 $ 3,435,006 $ 10,000,000 $ 297,500 $ 9,839,273 $ 2,189,317 $ 1,518,072 $ $ $ 900,000 6,677 950,000 $ $ $ 637,071 63,364 1,200,000 $ 2,794,422 $ 4,450,000 $ $ 99,000 225,647 $ 14,500,000 $ 400,000 $ 6,436,364 N/A $ 1,307,000 $ 1,400,000 Page 21 of 69 Final Disposition Proceeds $ 2,287,197 $ N/A 1,703,984 $ $ 939,920 2,525,000 $ 40,000 $ 225,000 $ $ 825,000 560,000 $ 1,200,000 N/A $ 6,820,000 $ 860,326 $ 5,269,179 $ $ 11,150,940 256,257 $ 1,800,000 $ 2,650,000 $ $ $ 7,778,783 2,857,915 4,753,985 $ 1,500,000 $ 760,000 $ 755,000 $ $ $ 1,488,046 1,000,000 95,000 $ 225,157 Page 22 of 69 Final Disposition Proceeds $ 560,000 $ 698,351 $ 15,000 $ $ $ 1,006,100 58,479 315,000 $ 1,189,813 $ 568,700 $ 6,900,000 $ 792,783 $ 143,677 N/A $ 55,000 $ 1,750,551 $ $ $ 1,040,000 599,042 825,000 $ $ 25,600,564 900,000 $ 260,000 $ 450,000 $ 1,400,000 $ 540,000 $ $ 900,000 1,800,000 $ 358,558 $ $ 4,382,000 777,000 $ 1,450,171 Page 23 of 69 Final Disposition Proceeds $ $ 2,054,215 92,000 $ 1,725,103 $ 465,000 $ 2,966,288 $ 1,395,000 $ 4,018,511 N/A $ 31,838,761 $ $ 51,113 2,842,400 N/A $ 2,079,963 $ 10,800,000 $ 900,194 $ 1,442,000 N/A $ 945,775 $ 425,000 $ $ 1,301,856 326,576 $ $ 319,659 335,417 $ 192,102 N/A $ 371,250 $ $ 150,000 90,000 $ $ $ 100,000 292,000 748,000 Page 24 of 69 Final Disposition Proceeds $ 690,000 $ 105,000 $ $ 235,000 238,000 $ $ $ 144,142 580,000 15,996,899 $ $ 320,277,984 280,025,936 $ N/A 700,000 $ 122,365,216 $ 5,025,000 $ 75,000 $ 110,000 $ 2,100,000 $ 340,000,000 $ 751,888 $ 810,000 $ $ 2,200,000 N/A 602,557 $ $ 245,000 690,100 $ $ 600,000 1,800,000 $ 924,462 $ 526,604 $ 206,557 Page 25 of 69 Final Disposition Proceeds N/A $ $ 25,000 576,774 $ $ 300,000 341,000 $ $ 290,000 147,918 $ $ N/A 150,000 100,000 $ 1,200,000 $ $ 450,000 199,000 $ 106,364 $ $ $ $ 1,300,000 1,625,000 737,100 250,000 $ $ $ 275,000 1,400,000 527,361 $ 6,559,066 $ 20,000 N/A $ 400,000 $ 1,512,177 $ 2,087,368 $ 38,000 $ 106,891 $ 1,100,000 $ $ 430,797 128,000 $ $ 750,000 500,000 N/A N/A $ 190,000 $ 225,000 Page 26 of 69 Final Disposition Proceeds $ 283,000 $ 4,925,417 $ $ 858,478 100,100 $ 2,500,000 $ 600,000 N/A $ 650,000 $ 3,750,000 $ 563,174 $ 1,800,000 $ 282,285 $ $ 98,000 245,000 $ 509,000 $ 311,000 $ 165,000 $ 2,875,000 $ $ 775,000 250,000 $ 162,000 $ 139,063 $ 1,200,724 $ 1,650,288 $ $ 12,905 301,001 $ $ 1,225,000 185,017 $ $ $ 234,500 107,398 122,888 Page 27 of 69 Final Disposition Proceeds $ 460,000 $ 2,003,250 $ 458,000 $ 1,946,670 $ 385,000 $ 636,000 $ 300,000 $ $ 545,000 372,240 $ 522,000 $ 450,000 $ $ 5,500,000 184,000 $ 438,000 $ 332,000 $ 290,000 $ $ 200,000 500,000 $ $ $ 237,000 369,948 222,008 $ $ 130,000 1,000,000 $ 2,800,000 $ 19,132 N/A $ 15,000 $ 778,000 $ 250,000 Page 28 of 69 Final Disposition Proceeds $ 175,000 N/A N/A $ $ 40,000 375,000 $ 435,000 $ $ 167,000 775,274 N/A $ 25,000 $ 25,700 $ 188,000 $ 351,052 $ 1,100,000 $ 878,256 $ 2,150,649 $ N/A 213,594 $ $ 240,000 220,000 $ 93,245 $ 750,000 $ $ 46,412 3,960 $ 250,000 $ 98,251 $ $ 74,250 900,000 $ 110,000 $ $ 70,095 35,000 $ $ $ 50,000 587,635 1,095,000 $ 742,441 $ 100,000 Page 29 of 69 Final Disposition Proceeds $ 367,500 $ $ 346,000 273,000 $ 100,000 $ 224,717 $ 500,000 $ 625,000 $ 115,861 $ 2,400,000 $ 1,058,726 $ 368,000 $ $ 475,000 350,000 $ 877,557 $ 1,100,000 $ 240,000 $ $ 200,000 113,000 $ $ $ 845,448 37,000 476,207 $ $ $ 167,035 995,000 1,150,000 $ $ 33,000 362,119 $ 120,000 $ 133,000 $ 590,000 $ 464,000 $ $ $ 370,000 299,000 600,000 Page 30 of 69 Final Disposition Proceeds $ 27,000 $ 150,000 $ 63,677 N/A N/A $ $ 300,000 677,000 $ 541,793 $ $ $ 624,632 94,000 251,837 $ $ 214,595 500,000 $ 125,000 $ 25,000 $ 896,039 $ $ $ 205,000 375,000 172,000,000 N/A $ $ $ 1,055,000 21,000 500,000 $ 624,675 $ 470,250 N/A $ 30,000 $ $ 476,000 911,000 $ 1,000,000 $ $ 892,000 225,000 $ 122,225 Page 31 of 69 Final Disposition Proceeds $ $ 40,000 200,000 $ 1,655,787 $ 114,022 $ $ 29,000 386,000 $ $ 185,000 3,291,750 N/A $ $ 1,107,825 115,000 $ 266,042 N/A $ $ 155,000 426,339 $ $ $ 106,000 124,666 $ 90,462 $ 200,000 $ 498,000 $ 185,000 $ 1,300,000 $ 82,000 $ 633,000 $ 750,000 Page 32 of 69 Final Disposition Proceeds $ $ $ 3,000,000 244,000 200,000 $ 150,000 $ 84,057 $ 160,000 $ 200,000 $ 305,000 $ 155,000 $ 300,000 $ 682,000 N/A $ 7,465,100 $ $ $ 67,000 235,000 157,050 $ 243,000 $ 750,000 N/A $ 361,890 $ 125,136 $ 132,000 $ 824,731 $ 750,000 $ 53,755 $ 250,000 $ 314,000 Page 33 of 69 Final Disposition Proceeds $ 195,018 $ 898,722 $ 148,500 $ 779,576 $ 720,000 $ $ 1,100,870 90,000 $ 645,047 $ 600,000 $ 197,000 $ 644,726 $ 145,000 $ 245,000 $ 200,000 $ 113,000 $ 750,000 $ 176,000 $ 131,021 $ 204,507 $ 590,323 $ 496,589 $ 117,000 N/A $ 706,264,560 Page 34 of 69 Final Disposition Proceeds $ 150,000 $ $ 165,839 994,613 $ 522,000 $ $ 94,702 375,000 N/A $ 138,900 $ 1,245,000 $ 85,000 $ 1,750,000 $ 504,900 $ 213,671,319 $ 410,000 $ $ 550,000 588,264 $ 2,500,000 $ 90,582 $ 55,677 $ 2,500,000 $ 112,000 $ 1,000,000 $ $ 23,500 140,400 $ 259,875 $ N/A 1,030,000 $ 415,848 Page 35 of 69 Final Disposition Proceeds $ 292,000 $ 51,000 $ 537,633 $ 2,600,000 $ 248,000 $ 71,000 $ 375,000 $ 315,462 $ 303,000 N/A $ 331,000 $ 175,000 $ 381,000 $ 313,000 N/A N/A $ $ $ 144,000 278,381 300,000 $ 311,944 $ 720,374 $ 100,000 N/A N/A N/A N/A $ 34,000 Page 36 of 69 Final Disposition Proceeds N/A $ $ $ $ 104,375 182,000 65,000 N/A N/A N/A N/A N/A 256,119 N/A N/A $ $ N/A 55,000 113,000 $ 225,000 N/A Page 37 of 69 Final Disposition Proceeds N/A N/A N/A $ 92,000 $ 7,873,096,935 (ii) the amount of e displayed after Page 38 of 69 1a/ This transaction was included in previous Transaction Reports with Merrill Lynch & Co., Inc. listed as the qualifying institution and a 10/28/2008 transaction date, footnoted to indicate that settlement was deferred pending merger. The purchase of Merrill Lynch by Bank of America was completed on 1/1/2009, and this transaction under the 1b/ The warrant disposition proceeds amount are stated pro rata in respect of the CPP investments in Bank of America Corporation that occurred on 10/28/2008 and 1/9/2009. The total net disposition proceeds from CPP warrants on 3/3/2010 was $305,913,040, consisting of $183,547,824 and $122,365,216. Proceeds from the disposition of TIP warrants on 3/3/2010 appear on a following page of this report. 2/ Privately-held qualified financial institution; Treasury received a warrant to purchase additional shares of preferred stock (unless the institution is a CDFI), which it exercised immediately. 3/ To promote community development financial institutions (CDFIs), Treasury does not require warrants as part of its investment in certified CDFIs when the size of the investment is $50 million or less. 3a/ Treasury cancelled the warrants received from this institution due to its designation as a CDFI. 4/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009. 5/ Redemption pursuant to a qualified equity offering. 6/ This amount does not include accrued and unpaid dividends, which must be paid at the time of capital repayment. 7/ The proceeds associated with the disposition of this investment do not include accrued and unpaid dividends. 8/ Subchapter S corporation; Treasury received a warrant to purchase additional subordinated debentures (unless the institution is a CDFI), which it exercised immediately. 9/ In its qualified equity offering, this institution raised more capital than Treasury’s original investment, therefore, the number of Treasury’s shares underlying the warrant was reduced by half. 10/ This institution participated in the expansion of CPP for small banks. 10a/ This institution received an additional investment through the expansion of CPP for small banks. 11/ Treasury made three separate investments in Citigroup Inc. (Citigroup) under the CPP, Targeted Investment Program (TIP), and Asset Guarantee Program (AGP) for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in Fixed Rate Cumulative Perpetual Preferred Stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. On 7/23/2009 and 7/30/2009, Treasury exchanged a total of $25 billion of the CPP shares for Series M Common Stock Equivalent (“Series M”) and a warrant to purchase shares of Series M. On 9/11/2009, Series M automatically converted to 7,692,307,692 shares of common stock and the associated warrant terminated on receipt of certain shareholder approvals. 12/ On 8/24/2009, Treasury exchanged its series C preferred stock issued by Popular, Inc. for a like amount of non tax-deductible trust preferred securities issued by Popular Capital Trust III, administrative trustee for Popular, Inc. Popular, Inc. paid a $13 million exchange fee in connection with this transaction. 13/ This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank holding companies. The institution in which Treasury's original investment was made is shown in parentheses. 14/ As of the date of this report, this institution is in bankruptcy proceedings. 15/ For final and partial disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution in a negotiated sale pursuant to the terms of the related securities purchase agreement, "A" represents the proceeds to Treasury, after underwriting fees, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution, and "P" represents the proceeds to Treasury from a sale by Treasury in a private auction principally involving qualified institutional buyers. 16/ On 12/10/2009, the bankruptcy reorganization plan of CIT Group Inc. became effective and Treasury's preferred stock and warrant investment were extinguished and replaced by contingent value rights (CVRs). On 2/8/2010, the CVRs expired without value as the terms and conditions for distribution of common shares to holders of CVRs 17/ On 12/11/2009, Treasury exchanged its series A preferred stock issued by Superior Bancorp, Inc. for a like amount of non tax-deductible Trust Preferred Securities issued by Superior Capital Trust II, administrative trustee for Superior Bancorp. 18/ On 2/1/2010, following the acquisition of First Market Bank (First Market) by Union Bankshares Corporation (the acquiror), the preferred stock and exercised warrants issued by First Market on 2/6/2009 were exchanged for a like amount of securities of the acquiror in a single series but with a blended dividend rate equivalent to those of 19/ On 2/11/2010, Pacific Coast National Bancorp dismissed its bankruptcy proceedings with no recovery to any creditors or investors, including Treasury, and the investment was extinguished. 20/ On 3/8/2010, Treasury exchanged its $84,784,000 of preferred stock in Midwest Banc Holdings, Inc. (MBHI) for $89,388,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $84,784,000, plus $4,604,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by MBHI of the conditions related to its capital plan, the MCP may be converted to common stock. 21/ On 3/30/2010, Treasury exchanged its $7,500,000 of subordinated debentures in GulfSouth Private Bank for an equivalent amount of preferred stock, in connection with its conversion from a Subchapter S-Corporation, that comply with the CPP terms applicable to privately held qualified financial institutions. 22/ On 4/16/2010, Treasury exchanged its $72,000,000 of preferred stock in Independent Bank Corporation (Independent) for $74,426,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $72,000,000, plus $2,426,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by Independent of the conditions related to its capital plan, the MCP may be converted to common stock. 23/ Treasury received Citigroup common stock pursuant to the June 2009 Exchange Agreement between Treasury and Citigroup which provided for the exchange into common shares of the preferred stock that Treasury purchased in connection with Citigroup's participation in the Capital Purchase Program (see note 11). On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. On May 26, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. On July 23, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on September 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on September 30, 2010. On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. All such sales were generally made at the market price. On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. See "Capital Purchase Program - Citigroup, Inc., Common Stock Disposition" on following page for the actual number of shares sold by Morgan Stanley, the weighted average price per share and the total proceeds to Treasury from all such sales during those periods. 24/ On 8/26/2010, Treasury completed the exchange of its $303,000,000 of preferred stock in Sterling Financial Corporation (Sterling) for a like amount of mandatorily convertible preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Sterling entered into on 4/29/2010. Since Sterling also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, including those related to its capital plan, Treasury’s $303,000,000 of MCP was subsequently, as of 8/26/2010, converted into 378,750,000 shares of common stock. 25/ On 8/20/2010, Sonoma Valley Bank, Sonoma, CA, the banking subsidiary of Sonoma Valley Bancorp, was closed by the California Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 26/ On 9/30/2010, Treasury completed the sale of all preferred stock and warrants issued by South Financial Group, Inc. to Toronto-Dominion Bank (TD) at an aggregate purchase price of $130,179,218.75 for the preferred stock and $400,000 for the warrants, pursuant to the terms of the agreement between Treasury and TD entered into on 5/18/2010. 27/ On 6/30/2010, Treasury exchanged $46,400,000 of its series A preferred stock in First Merchants Corporation for a like amount of non tax-deductible Trust Preferred Securities issued by First Merchants Capital Trust III. 28/ On 7/20/2010, Treasury completed the exchange of its $400,000,000 of preferred stock in First BanCorp for $424,174,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $400,000,000, plus $24,174,000 of capitalized previously accrued and unpaid dividends. On 10/07/2011, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 32,941,797 shares of common stock of First BanCorp. Treasury received all accrued and previously unpaid dividends on the MCP at the time of the conversion. First BanCorp has agreed to have a Treasury observer attend board of directors meetings. 29/ On 8/31/2010, following the completion of the conditions related to Pacific Capital Bancorp's (Pacific Capital) capital plan, Treasury exchanged its $180,634,000 of preferred stock in Pacific Capital for $195,045,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $180,634,000, plus $14,411,000 of capitalized previously accrued and unpaid dividends. On 9/27/2010, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 360,833,250 shares of common stock of Pacific Capital. Following a reverse stock split effective 12/28/10, Treasury held 3,608,332 shares of Pacific Capital common stock. Effective 11/30/12, Pacific Capital merged with and into UnionBanCal Corporation and each outstanding share of common stock of the Company was converted into the right to receive $46.00 per share in cash, and Treasury received $165,983,272 in respect of its common stock and $393,121 in respect of its warrant. 30/ This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has completed an exchange of its Capital Purchase Program investment for an investment under the terms of the CDCI program. See "Community Development Capital Initiative" below. 30a/ At the time of this institution’s exchange into the CDCI program, the warrant preferreds were included in the total amount of preferred stock exchanged for Treasury’s CDCI investment. Therefore this disposition amount does not represent cash proceeds to Treasury. 31/ On 9/30/2010, Treasury completed the exchange of its $80,347,000 of preferred stock in Hampton Roads Bankshares, Inc. (Hampton) for a like amount of mandatorily convertible preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Hampton entered into on 8/12/2010. Since Hampton also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, Treasury’s $80,347,000 of MCP was subsequently converted into 52,225,550 shares of common stock. 32/ On 9/30/2010, Treasury completed the sale of all preferred stock and warrants issued by TIB Financial Corp. to North American Financial Holdings, Inc. (NAFH) at an aggregate purchase price of $12,119,637.37 for the preferred stock and $40,000 for the warrants, pursuant to the terms of the agreement between Treasury and NAFH entered into on 9/24/2010. 33/ On 3/4/2011, Treasury completed the sale to Community Bancorp LLC (“CBC”) of all preferred stock and warrants issued by Cadence Financial Corporation (“Cadence”) to Treasury for an aggregate purchase price of $39,014,062.50, pursuant to the terms of the agreement between Treasury and CBC entered into on 10/29/2010. 34/ On 12/3/2010, Treasury completed the sale of all preferred stock (including the preferred stock received upon the exercise of warrants) issued by The Bank of Currituck (“Currituck”) to Treasury for an aggregate purchase price of $1,742,850, pursuant to the terms of the agreement between Treasury and Currituck entered into on 11/5/2010. 35/ Treasury entered into an agreement on 1/28/2011 with North American Financial Holdings, Inc. for the sale of all preferred stock and warrants issued by Capital Bank Corporation to Treasury for an aggregate purchase price of $41,279,000. Since the conditions to closing of the sale were satisfied, the closing of the sale also occurred on 1/28/2011. 36/ On 2/15/2011, Treasury completed the sale of all preferred stock (including the preferred stock received upon the exercise of warrants) issued by Treaty Oak Bancorp (“Treaty Oak”) to Treasury for (i) a cash payment of $500,000, (ii) the right to receive up to $150,000 in principal payments on a note payable by Carlile Bancshares, Inc. in favor of Treaty Oak, and (iii) a newly issued warrant to purchase 3,098,341 shares of Treaty Oak common stock, pursuant to the terms of the agreement between Treasury and Treaty Oak entered into on 2/15/2011. 37/ On 2/18/11, Treasury completed the exchange of its $135,000,000 of preferred stock (including accrued and unpaid dividends thereon) in Central Pacific Financial Corp. for not less than 5,620,117 shares of common stock, pursuant to an exchange agreement dated 2/17/2011. 38/ On 3/9/2011, Treasury completed the sale of all subordinated debentures (including the subordinated debentures received upon the exercise of warrants) issued by FBHC Holding Company ("FBHC") to Treasury for an aggregate purchase price of $650,000, pursuant to the terms of the agreement between Treasury and FBHC entered into on 3/9/2011. 39/ On 5/31/2011, Treasury completed the sale of all preferred stock and warrants issued by First Community Bank Corporation of America (FCBCA) for an aggregate purchase price of (i) $7.20 million plus (ii) 72% of the remaining cash assets after giving effect to the payment of defined acquisition expenses, debts, liabilities and distributions to Page 39 of 69 y p p y y p ( ) gg g p p () p ( ) g g g p y q p other classes of security holders, pursuant to the terms of the agreement between Treasury and FCBCA entered into on 3/11/2011. 40/ As a result of the acquisition of Fidelity Resources Company (the acquired company) by Veritex Holdings, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/26/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/23/2011. 41/ As a result of the acquisition of NC Bancorp, Inc. (the acquired company) by Metropolitan Bank Group, Inc. (the acquiror), Treasury exchanged $6,880,000 of its preferred stock in NC Bancorp, Inc. and $71,526,000 of its preferred stock in Metropolitan Bank Group, Inc. for $81,892,000 of a new series of preferred stock in Metropolitan Bank Group, Inc., which is equivalent to the combined initial investment amount of $78,406,000 plus $3,486,000 of capitalized previously accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/30/2011. Exercised warrants were also exchanged at the time of the agreement. 42/ On 5/3/2011, Treasury completed the sale of all First Federal Bancshares of Arkansas, Inc. preferred stock and warrants held by Treasury to Bear State Financial Holdings, LLC (“Bear State”) for an aggregate purchase price of $6,000,000.00, pursuant to the terms of the agreement between Treasury and Bear State entered into on 05/03/2011 43/ On 5/13/2011, Treasury completed the sale of all Wilmington Trust Corporation preferred stock held by Treasury to M&T Bank Corporation ("M&T") for an aggregate purchase price of $330,000,000.00 plus accrued dividends and exchanged its Wilmington Trust Corporation warrant for an equivalent warrant issued by M&T Bank Corporation, pursuant to the terms of the agreement between Treasury and M&T entered into on 5/13/2011. 44/ On 7/5/2011, Treasury completed a transaction with Harris Financial Corp., a wholly-owned subsidiary of Bank of Montreal ("BMO"), for the sale of (i) all Marshall & Ilsley Corporation ("M&I") Preferred Stock held by Treasury for a purchase price of $1,715,000,000 plus accrued dividends and (ii) the Treasury-held M&I Warrant for an amount equal to $3,250,000, pursuant to the terms of the agreement between Treasury and BMO entered into on 05/16/2011. 45/ On 6/3/2011, Treasury completed the sale of all Whitney Holding Corporation preferred stock and the related warrant held by Treasury to Hancock Holding Company ("HHC") for an aggregate purchase price equal to (i) the par amount of the preferred stock ($300,000,000) plus accrued and unpaid dividends thereon and (ii) $6,900,000 for the warrant, pursuant to the terms of the agreement between Treasury and HHC entered into on 6/3/2011. 46/ On 06/22/2011, Treasury completed the sale of 2,850,000 shares of common stock at $12.590625 per share (which represents the $12.75 public offering price less underwriting discounts) for net proceeds of $35,883,281.25 pursuant to an underwriting agreement executed on 06/17/2011. On 4/4/2012, Treasury completed the sale of all of Treasury’s remaining 2,770,117 shares of Central Pacific Financial Corp. common stock at $13.01 per share (which represents the $13.15 public offering price less underwriting discounts) for net proceeds of $36,039,222.17, pursuant to an underwriting agreement executed on 03/29/2012. 47/ On 6/30/2011, Treasury completed the sale of all Cascade Financial Corporation preferred stock held by Treasury and the related warrant to Opus Acquisition, Inc. ("Opus") for an aggregate purchase price of $16,250,000.00, pursuant to the terms of the agreement between Treasury and Opus entered into on 06/28/2011. 49/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 using proceeds received in connection with the institution’s participation in the Small Business Lending Fund. 50/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 - part of the repayment amount obtained from proceeds received in connection with the institution’s participation in the Small Business Lending Fund. 51 / On 11/5/2010, Pierce Commercial Bank, Tacoma, WA, the banking subsidiary of Pierce County Bancorp, was closed by the Washington Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 52/ On 11/12/2010, Tifton Banking Company, Tifton, GA, was closed by the Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 53/ On 3/11/2011, Legacy Bank, Milwaukee, WI, the banking subsidiary of Legacy Bancorp, Inc., was closed by the State of Wisconsin Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 54/ On 4/15/2011, Superior Bank, Birmingham, AL, the banking subsidiary of Superior Bancorp Inc., was closed by the Office of Thrift Supervision, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 55/ On 7/15/2011, First Peoples Bank, Port Saint Lucie, Florida, the banking subsidiary of FPB Bancorp, Inc., was closed by the Florida Office of Financial Regulation, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 56/ On 7/15/2011, One Georgia Bank, Atlanta, GA was closed by the State of Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 57/ On 7/29/2011, Integra Bank, National Association, Evansville, Indiana, the banking subsidiary of Integra Bank Corporation, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 58/ On 10/21/2011, Treasury completed the exchange of all FNB United Corp. ("FNB United") preferred stock and warrants held by Treasury for 108,555,303 shares of FNB United common stock and an amended and restated warrant, pursuant to the terms of the agreement between Treasury and FNB United entered into on 08/12/2011. 59/ On 9/7/2011, Treasury completed the sale of all Green Bankshares, Inc. preferred stock held by Treasury and the related Warrant to North American Financial Holdings, Inc. ("NAFH") for an aggregate purchase price of $68,700,000.00, pursuant to the terms of the agreement between Treasury and NAFH entered into on 9/6/2011. 60/ As a result of the acquisition of Berkshire Bancorp, Inc. (the acquired company) by Customers Bancorp, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/12/2009 were exchanged for a like amount of securities of the acquiror plus accrued and previously unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 9/16/2011. 61/ On 9/23/2011, Citizens Bank of Northern California, Nevada City, California, the banking subsidiary of Citizens Bancorp, was closed by the California Department of Financial Institutions, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 62/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 in connection with the institution’s participation in the Small Business Lending Fund, which occurred at a later date. 63/ On 10/14/2011, Country Bank, Aledo, Illinois, the banking subsidiary of CB Holding Corp., was closed by the Illinois Department of Financial and Professional Regulation - Division of Banking, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 64/ On 10/21/2011, Treasury completed the sale of all Santa Lucia Bancorp preferred stock and warrants held by Treasury to CCI One Acquisition Corporation ("CCI") for an aggregate purchase price of $2,800,000.00, pursuant to the terms of the agreement between Treasury and CCI entered into on 10/20/2011. 65/ As a result of a reincorporation transaction whereby Crescent Financial Corporation (CFC) was merged into Crescent Financial Bancshares, Inc. (CFB), the preferred stock and warrant issued by CFC on 1/9/2009 were exchanged for a like amount of securities of CFB, pursuant to the terms of an agreement among Treasury, CFC and CFB entered into on 11/15/2011. 66/ As a result of the acquisition of Center Financial Corporation by BBCN Bancorp, Inc. (formerly Nara Bancorp, Inc.), the preferred stock and warrant issued by Center Financial Corporation were exchanged for a like amount of securities of BBCN Bancorp, Inc., pursuant to the terms of an agreement among Treasury, Center Financial Corporation, and BBCN Bancorp, Inc. entered into on 11/30/2011. 67/ On 1/3/2012, Treasury completed (i) the sale to F.N.B. Corporation (“F.N.B.”) of all of the preferred stock that had been issued to Treasury by Parkvale Financial Corporation (“Parkvale”) for a purchase price of $31,762,000 plus accrued dividends and (ii) the exchange of the Parkvale warrant held by Treasury for a like F.N.B. warrant, pursuant to the terms of the agreement between Treasury and F.N.B. entered into on 12/29/2011 in connection with the merger of Parkvale and F.N.B. effective 01/01/2012. 68/ As a result of the acquisition of State Bancorp, Inc. (the acquired company) by Valley National Bancorp (the acquiror), the warrant issued by the acquired company on 12/5/2008 was exchanged for a like security of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 1/1/2012. 69/ On 1/27/2012, pursuant to the terms of the merger of Regents Bancshares, Inc. (“Regents”) with Grandpoint Capital, Inc., Treasury received $13,214,858.00 (representing the par amount together with accrued and unpaid dividends thereon) in respect of the preferred stock (including that received from the exercise of warrants) that had been issued to Treasury by Regents. 70/ On 1/27/2012, Tennessee Commerce Bank, Franklin, TN, the banking subsidiary of Tennessee Commerce Bancorp, Inc., was closed by the Tennessee Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 71/ On 2/10/2012, SCB Bank, Shelbyville, Indiana, the banking subsidiary of Blue River Bancshares, Inc., was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 72/ On 2/10/2012, Treasury entered into an agreement with Broadway Financial Corporation to exchange Treasury’s $15,000,000 of preferred stock for common stock. The exchange is subject to the fulfillment by Broadway Financial Corporation of certain conditions, including the satisfactory completion of a capital plan. 73/ On 3/9/2012, Treasury completed the sale of all Mainline Bancorp, Inc. preferred stock and exercised warrants held by Treasury to 9th Street Holdings, Inc., a subsidiary of S&T Bancorp, Inc., for an aggregate purchase price of $4,725,000 plus accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, 9th Street Holdings, Inc., and S&T Bancorp, Inc. entered into on 3/8/2012. 74/ On 4/3/2012, Treasury completed the sale of 124,000 shares of Banner Corporation preferred stock at $884.82 per share (less underwriting discounts) for net proceeds of $108,071,914.80 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 75/ On 4/3/2012, Treasury completed the sale of 65,000 shares of First Financial Holdings, Inc. preferred stock at $873.51 per share (less underwriting discounts) for net proceeds of $55,926,477.75 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 76/ On 4/3/2012, Treasury completed the sale of 62,158 shares of Wilshire Bancorp, Inc. preferred stock at $943.51 per share (less underwriting discounts) for net proceeds of $57,766,994.16 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 77/ On 4/3/2012, Treasury completed the sale of 2,000 shares of Seacoast Banking Corporation of Florida preferred stock at $20,510.00 per share (less underwriting discounts) for net proceeds of $40,404,700.00 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 78/ On 4/3/2012, Treasury completed the sale of 57,000 shares of MainSource Financial Group, Inc. preferred stock at $931.11 per share (less underwriting discounts) for net proceeds of $52,277,170.95 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 79/ On 4/3/2012, Treasury completed the sale of 52,625 shares of WSFS Financial Corporation preferred stock at $915.11 per share (less underwriting discounts) for net proceeds of $47,435,298.79 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 80/ On 4/13/2012, Treasury completed the sale of all Gateway Bancshares, Inc. preferred stock held by Treasury to First Volunteer Corporation ("First Volunteer") for an aggregate purchase price of $6,300,000.00 plus accrued and unpaid dividends, pursuant to the terms of the agreement between Treasury and First Volunteer entered into on 4/13/2012. 81/ On 4/20/2012, Treasury completed the sale of all The Connecticut Bank and Trust Company preferred stock held by Treasury to Berkshire Bank for an aggregate purchase price of $6,289,966.33 consisting of (a) (i) $5,448,000.00 for the preferred stock plus (ii) all accrued and unpaid dividends and (b) $792,783.00 for the Warrant, pursuant to the terms of the agreement by and among Treasury, The Connecticut Bank and Trust Company, and Berkshire Bank entered into on 4/19/2012. 82/ On 4/20/2012, Fort Lee Federal Savings Bank, FSB, Fort Lee, New Jersey, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 83/ On 4/24/2012, Treasury completed the sale of all Peoples Bancorporation, Inc. ("Peoples") preferred stock held by Treasury to SCBT Financial Corporation ("SCBT") for an aggregate purchase price of $13,293,000 plus accrued and unpaid dividends, pursuant to the terms of the agreement by and among Treasury, Peoples, and SCBT entered into on 4/24/2012. 84/ On 8/14/2012, Treasury completed the sale of all Millennium Bancorp, Inc. (Millennium) Preferred Stock held by Treasury to CIC Bancshares, Inc. (CIC) for an aggregate purchase price of (i) $2.904 million plus (ii) accrued and unpaid dividends on the Preferred Stock as of the closing date, pursuant to an agreement by and amount Treasury, CIC, and Millennium entered into on 4/20/2012. Page 40 of 69 85/ On 6/19/2012, Treasury completed the sale of 52,000 shares of Ameris Bancorp preferred stock at $930.60 per share (less underwriting discounts) for net proceeds of $47,665,332.00 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 86/ On 6/19/2012, Treasury completed the sale of 104,823 shares of Taylor Capital Group preferred stock at $893.50 per share (less underwriting discounts) for net proceeds of $92,254,460.24 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 87/ On 6/19/2012, Treasury completed the sale of 30,000 shares of Farmers Capital Bank Corporation preferred stock at $869.17 per share (less underwriting discounts) for net proceeds of $21,594,228.79 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 88/ On 6/19/2012, Treasury completed the sale of 25,223 shares of LNB Bancorp Inc. preferred stock at $739.89 per share (less underwriting discounts) for net proceeds of $21,863,749.50 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 89/ On 6/19/2012, Treasury completed the sale of 37,000 shares of First Defiance Financial Corp. preferred stock at $962.66 per share (less underwriting discounts) for net proceeds of $35,084,143.70 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 90/ On 6/19/2012, Treasury completed the sale of 10,958 shares of First Capital Bancorp, Inc. preferred stock at $920.11 per share (less underwriting discounts) for net proceeds of $9,931,326.90 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 91/ On 6/19/2012, Treasury completed the sale of 20,600 shares of United Bancorp, Inc. preferred stock at $825.50 per share (less underwriting discounts) for net proceeds of $16,750,220.50 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 92/ On 7/3/2012, Treasury completed the sale of 48,200 shares of Fidelity Southern Corporation preferred stock at $900.60 per share (less underwriting discounts) for net proceeds of $42,757,786.20 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 93/ On 7/3/2012, Treasury completed the sale of 25,054 shares of Peoples Bancorp of North Carolina, Inc. preferred stock at $933.36 per share (less underwriting discounts) for net proceeds of $23,033,635.42 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 94/ On 7/3/2012, Treasury completed the sale of 23,184 shares of First Citizens Banc Corp preferred stock at $906.00 per share (less underwriting discounts) for net proceeds of $20,689,633.44 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 95/ On 7/3/2012, Treasury completed the sale of 45,000 shares of MetroCorp Bancshares, Inc. preferred stock at $981.17 per share (less underwriting discounts) for net proceeds of $43,490,360.25 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 96/ On 7/3/2012, Treasury completed the sale of 32,538 shares of Pulaski Financial Corp preferred stock at $888.00 per share (less underwriting discounts) for net proceeds of $28,460,337.84 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 97/ On 7/3/2012, Treasury completed the sale of 33,000 shares of Firstbank Corporation preferred stock at $941.01 per share (less underwriting discounts) for net proceeds of $30,587,530.05 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 98/ On 7/3/2012, Treasury completed the sale of 17,299 shares of Southern First Bancshares, Inc. preferred stock at $904.00 per share (less underwriting discounts) for net proceeds of $15,403,721.56 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 99/ On 7/12/2012, Treasury completed the sale of all Naples Bancorp, Inc. ("Naples Bancorp") preferred stock held by Treasury to Naples Bancorp for an aggregate purchase price of $600,000.00, pursuant to the terms of the agreement between Treasury and Naples Bancorp entered into on 7/12/2012. 100/ On 7/17/2012, Treasury completed the sale of all Heartland Bancshares, Inc. ("Heartland") preferred stock held by Treasury to Horizon Bancorp for an aggregate purchase price of $7,248,000 plus accrued and unpaid dividends, pursuant to the terms of the agreement by and among Treasury, Heartland, and Horizon Bancorp entered into on 7/17/2012. 101/ As a result of the acquisition of Community Holding Company of Florida, Inc. (the acquired company) by Community Bancshares of Mississippi, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 2/6/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 7/19/2012. 102/ On 8/10/2012, Treasury completed the sale of 35,500 shares of Marquette National Corporation preferred stock at $720.25 per share (less a placement agent fee) for net proceeds of $25,313,186.25 and 1,775 shares of Marquette National Corporation preferred stock received upon the exercise of warrants at $825.25 per share (less a placement agent fee) for net proceeds of $1,450,170.56, pursuant to a placement agency agreement executed on 7/23/2012. 103/ On 8/13/2012, Treasury completed the sale of 43,000 shares of Exchange Bank preferred stock at $875.25 per share (less a placement agent fee) for net proceeds of $37,259,392.50 and 2,150 shares of Exchange Bank preferred stock received upon the exercise of warrants at $965.10 per share (less a placement agent fee) for net proceeds of $2,054,215.35, pursuant to a placement agency agreement executed on 7/23/2012. 104/ On 8/9/2012, Treasury completed the sale of 36,282 shares of Fidelity Financial Corporation preferred stock at $891.26 per share (less a placement agent fee) for net proceeds of $32,013,328.37 and 1,814 shares of Fidelity Financial Corporation preferred stock received upon the exercise of warrants at $960.60 per share (less a placement agent fee) for net proceeds of $1,725,103.12, pursuant to a placement agency agreement executed on 7/23/2012. 105/ On 8/9/2012, Treasury completed the sale of 428 shares of First Western Financial, Inc. preferred stock received upon the exercise of warrants at $828.50 per share (less a placement agent fee) for net proceeds of $351,052.02, pursuant to a placement agency agreement executed on 7/23/2012. 106/ On 8/10/2012, Treasury completed the sale of 23,200 shares of Park Bancorporation, Inc. preferred stock at $730.25 per share (less a placement agent fee) for net proceeds of $16,772,382.00 and 1,160 shares of Park Bancorporation, Inc. preferred stock received upon the exercise of warrants at $780.25 per share (less a placement agent fee) for net proceeds of $896,039.10, pursuant to a placement agency agreement executed on 7/23/2012. 107/ On 8/10/2012, Treasury completed the sale of 35,539 shares of Trinity Capital Corporation preferred stock at $750.25 per share (less a placement agent fee) for net proceeds of $26,396,503.40 and 1,777 shares of Trinity Capital Corporation preferred stock received upon the exercise of warrants at $941.20 per share (less a placement agent fee) for net proceeds of $1,655,787.28, pursuant to a placement agency agreement executed on 7/23/2012. 108/ On 8/10/2012, Treasury completed the sale of 24,300 shares of CBS Banc-Corp. preferred stock at $905.20 per share (less a placement agent fee) for net proceeds of $21,776,396.40 and 1,215 shares of CBS Banc-Corp. preferred stock received upon the exercise of warrants at $921.00 per share (less a placement agent fee) for net proceeds of $1,107,824.85, pursuant to a placement agency agreement executed on 7/23/2012. 109/ On 8/9/2012, Treasury completed the sale of its Market Street Bancshares, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $18,069,212.70 and its Market Street Bancshares, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $824,730.64, pursuant to a placement agency agreement executed on 7/23/2012. 110/ On 8/9/2012, Treasury completed the sale of its Commonwealth Bancshares, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $15,147,000.00 and its Commonwealth Bancshares, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $898,722.00, pursuant to a placement agency agreement executed on 7/23/2012. 111/ On 8/9/2012, Treasury completed the sale of its Diamond Bancorp, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $14,780,661.64 and its Diamond Bancorp, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $779,576.49, pursuant to a placement agency agreement executed on 7/23/2012. 112/ On 8/10/2012, Treasury completed the sale of 22,252 shares of Premier Financial Bancorp, Inc. preferred stock at $901.03 per share (less a placement agent fee) for net proceeds of $19,849,222.36, pursuant to a placement agency agreement executed on 7/23/2012. 113/ On 8/10/2012, Treasury completed the sale of 1,100 shares of First Community Financial Partners, Inc. preferred stock received upon the exercise of warrants at $661.50 per share (less a placement agent fee) for net proceeds of $720,373.50, pursuant to a placement agency agreement executed on 7/23/2012. 114/ On 8/9/2012, Treasury completed the sale of 8,000 shares of First Western Financial, Inc. preferred stock at $775.00 per share (less a placement agent fee) for net proceeds of $6,138,000.00, pursuant to a placement agency agreement executed on 7/23/2012. 115/ On 7/13/2012, Glasgow Savings Bank, Glasgow, MO, the banking subsidiary of Gregg Bancshares, Inc. , was closed by the Missouri Division of Finance, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 116/ On 7/27/2012, Treasury entered into an agreement with Pinnacle Bank Holding Company, Inc. (“Pinnacle”) pursuant to which Treasury agreed to sell its CPP preferred stock back to Pinnacle at a discount subject to the satisfaction of the conditions specified in the agreement. 117/ On 8/1/2012, Treasury completed the sale of all VIST Financial Corp. ("VIST") preferred stock and the related warrant held by Treasury to Tompkins Financial Corporation ("Tompkins") for an aggregate purchase price equal to (i) the par amount of the preferred stock ($25,000,000) plus accrued and unpaid dividends thereon and (ii) $1,189,813 for the warrant, pursuant to the terms of the agreement by and among Treasury, VIST, and Tompkins entered into on 8/1/2012. 118/ On 8/20/2012, Treasury completed the sale of 5,738,637 split adjusted shares of Sterling Financial Corporation common stock at $20.00 per share (less underwriting discounts) for net proceeds of $113,338,080.75, pursuant to an underwriting agreement executed on 8/14/2012. 119/ On 8/21/2012, Treasury completed the sale of 230,000 shares of M&T Bank Corporation Series A Preferred Shares and 151,500 shares of M&T Bank Corporation Series C Preferred Shares at $1,000.00 per share plus accrued dividends for proceeds of $381,500,000.00 plus accrued dividends, pursuant to an underwriting agreement 120/ On 8/29/2012, Treasury completed the sale of 31,260 shares of BNC Bancorp preferred stock at $921.23 per share (less underwriting discounts) for net proceeds of $28,365,685.05 plus accrued dividends, pursuant to an underwriting agreement executed on 8/23/2012. 121/ On 8/29/2012, Treasury completed the sale of 11,000 shares of Mackinac Financial Corporation preferred stock at $958.09 per share (less underwriting discounts) for net proceeds of $10,380,905.15 plus accrued dividends, pursuant to an underwriting agreement executed on 8/23/2012. 122/ On 8/29/2012 Treasury completed the sale of 11,350 shares of First Community Corporation preferred stock at $982.83 per share (less underwriting discounts) for net proceeds of $10,987,793.69 plus accrued dividends, pursuant to an underwriting agreement executed on 8/23/2012. 123/ On 8/29/2012, Treasury completed the sale of 13,900 shares of First National Corporation preferred stock at $882.50 per share (less underwriting discounts) for net proceeds of $12,082,748.75 plus accrued dividends and 695 shares of First National Corporation preferred stock (held as a result of warrant exercise) at $912.50 per share (less underwriting discounts) for net proceeds of $624,674.69 plus accrued dividends, pursuant to an underwriting agreement executed on 8/23/2012. 124/ On 9/18/2012, Treasury completed the sale of 36,000 shares of Yadkin Valley Financial Corporation Series T preferred stock at $884.82 per share (less underwriting discounts) for net proceeds of $31,843,080.00 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 9/12/2012. 125/ On 9/18/2012, Treasury completed the sale of 13,312 shares of Yadkin Valley Financial Corporation Series T-ACB preferred stock at $880.00 per share (less underwriting discounts) for net proceeds of $11,643,740.16 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 9/12/2012. 126/ On 9/20/2012, Treasury completed the sale of 17,000 shares of F&M Financial Corporation (NC) preferred stock at $950.00 per share (less a placement agent fee) for net proceeds of $15,988,500.00 and 850 shares of F&M Financial Corporation (NC) preferred stock received upon the exercise of warrants at $921.30 per share (less a placement agent fee) for net proceeds of $775,273.95, pursuant to a placement agency agreement executed on 9/12/2012. 127/ On 9/21/2012, Treasury completed the sale of 17,243 shares of F&M Financial Corporation (TN) preferred stock at $787.50 per share (less a placement agent fee) for net proceeds of $13,443,073.87 and 862 shares of F&M Financial Corporation (TN) preferred stock received upon the exercise of warrants at $870.00 per share (less a placement agent fee) for net proceeds of $742,440.60, pursuant to a placement agency agreement executed on 9/12/2012. 128/ On 9/20/2012, Treasury completed the sale of 70,000 shares of Alpine Banks of Colorado preferred stock at $814.29 per share (less a placement agent fee) for net proceeds of $56,430,297.00 and 3,500 shares of Alpine Banks of Colorado preferred stock received upon the exercise of warrants at $950.00 per share (less a placement agent fee) for net proceeds of $3,291,750.00, pursuant to a placement agency agreement executed on 9/12/2012. 129/ On 9/21/2012, Treasury completed the sale of 22,000 shares of First Community Financial Partners, Inc. preferred stock at $652.50 per share (less a placement agent fee) for net proceeds of $14,211,450.00, pursuant to a placement agency agreement executed on 9/12/2012. 130/ On 9/26/2012, Treasury completed the sale of all Central Federal Corporation preferred stock and the related warrant held by UST for an aggregate purchase price of $3,000,000, pursuant to the terms of the agreement entered into on 9/12/2012. Page 41 of 69 131/ On 10/1/2012, Treasury completed the sale of all Southern Community Financial Corp. preferred stock and the related warrant held by UST for an aggregate purchase price of $42,750,000, plus accrued and unpaid dividends, pursuant to the terms of the agreement entered into on 10/1/2012. 132/ On 10/19/2012, GulfSouth Private Bank, Destin, Florida, was closed by the Florida Office of Financial Regulation, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 133/ On 10/19/2012, Excel Bank, Sedalia, Missouri, the banking subsidiary of Investors Financial Corporation of Pettis County, Inc., was closed by the Missouri Division of Finance, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 134/ On 10/31/2012, Treasury completed the sale of 12,000 shares of Blue Ridge Bancshares, Inc. preferred stock at $755.00 per share (less a placement agent fee) for net proceeds of $8,969,400.00 and 600 shares of Blue Ridge Bancshares, Inc. preferred stock received upon the exercise of warrants at $912.11 per share (less a placement agent fee) for net proceeds of $541,793.34, pursuant to a placement agency agreement executed on 10/22/2012. 135/ On 10/31/2012, Treasury completed the sale of 7,570 shares of First Gothenburg Bancshares, Inc. preferred stock at $910.31 per share (less a placement agent fee) for net proceeds of $6,822,136.23 and 379 shares of First Gothenburg Bancshares, Inc. preferred stock received upon the exercise of warrants at $965.11 per share (less a placement agent fee) for net proceeds of $362,118.92, pursuant to a placement agency agreement executed on 10/22/2012. 136/ On 10/31/2012, Treasury completed the sale of 10,000 shares of Blackhawk Bancorp Inc. preferred stock at $910.00 per share (less a placement agent fee) for net proceeds of $9,009,000.00 and 500 shares of Blackhawk Bancorp Inc. preferred stock received upon the exercise of warrants at $950.00 per share (less a placement agent fee) for net proceeds of $470,250.00, pursuant to a placement agency agreement executed on 10/22/2012. 137/ On 10/31/2012, Treasury completed the sale of 4,967 shares of Germantown Capital Corporation, Inc. preferred stock at $910.13 per share (less a placement agent fee) for net proceeds of $4,495,615.71 and 248 shares of Germantown Capital Corporation, Inc. preferred stock received upon the exercise of warrants at $966.11 per share (less a placement agent fee) for net proceeds of $214,595.28, pursuant to a placement agency agreement executed on 10/22/2012. 138/ On 10/31/2012, Treasury completed the sale of 2,250 shares of CenterBank preferred stock at $825.00 per share (less a placement agent fee) for net proceeds of $1,831,250.00 and 113 shares of CenterBank preferred stock received upon the exercise of warrants at $965.11 per share (less a placement agent fee) for net proceeds of $84,057.43, pursuant to a placement agency agreement executed on 10/22/2012. 139/ On 10/31/2012, Treasury completed the sale of 7,700 shares of Oak Ridge Financial Services, Inc. preferred stock at $921.50 per share (less a placement agent fee) for net proceeds of $7,024,594.50, pursuant to a placement agency agreement executed on 10/22/2012. 140/ On 10/31/2012, Treasury completed the sale of 3,285 shares of Congaree Bancshares Inc. preferred stock at $825.26 per share (less a placement agent fee) for net proceeds of $2,685,979.10 and 164 shares of Congaree Bancshares Inc. preferred stock received upon the exercise of warrants at $801.00 per share (less a placement agent fee) for net proceeds of $106,364.00, pursuant to a placement agency agreement executed on 10/22/2012. 141/ On 10/31/2012, Treasury completed the sale of 7,700 shares of Metro City Bank preferred stock at $900.10 per share (less a placement agent fee) for net proceeds of $6,861,462.30 and 385 shares of Metro City Bank preferred stock received upon the exercise of warrants at $970.61 per share (less a placement agent fee) for net proceeds of $369,948.00, pursuant to a placement agency agreement executed on 10/22/2012. 142/ On 10/31/2012, Treasury completed the sale of 3,900 shares of Peoples Bancshares of TN, Inc. preferred stock at $755.00 per share (less a placement agent fee) for net proceeds of $2,919,500.00 and 195 shares of Peoples Bancshares of TN, Inc. preferred stock received upon the exercise of warrants at $755.00 per share (less a placement agent fee) for net proceeds of $122,225.00, pursuant to a placement agency agreement executed on 10/22/2012. 143/ On 10/31/2012, Treasury completed the sale of 7,500 shares of The Little Bank, Incorporated preferred stock at $981.20 per share (less a placement agent fee) for net proceeds of $7,285,410.00 and 375 shares of The Little Bank, Incorporated preferred stock received upon the exercise of warrants at $1,000.00 per share (less a placement agent fee) for net proceeds of $371,250.00, pursuant to a placement agency agreement executed on 10/22/2012. 144/ On 10/31/2012, Treasury completed the sale of 10,000 shares of HomeTown Bankshares Corporation preferred stock at $918.50 per share (less a placement agent fee) for net proceeds of $9,093,150.00 and 374 shares of HomeTown Bankshares Corporation preferred stock received upon the exercise of warrants at $852.00 per share (less a placement agent fee) for net proceeds of $315,461.52, pursuant to a placement agency agreement executed on 10/22/2012. 145/ On 10/25/2012, pursuant to the terms of the merger of First Community Bancshares, Inc. ("First Community") and Equity Bancshares, Inc. ("Equity"), Treasury received a like amount of preferred stock and exercised warrants from Equity in exchange for Treasury's original investment in First Community, plus accrued and unpaid dividends, pursuant to a placement agency agreement executed on 10/23/2012. 146/ On 10/29/2012, First Place Financial Corp. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the District of Delaware. 147/ On 11/9/2012, Treasury completed the sale of 1,000 shares of BankGreenville Financial Corp. preferred stock at $900.00 per share (less a placement agent fee) for net proceeds of $891,000.00 and 50 shares of BankGreenville Financial Corp. preferred stock received upon the exercise of warrants at $937.61 per share (less a placement agent fee) for net proceeds of $46,411.70, pursuant to a placement agency agreement executed on 11/1/2012. 148/ On 11/9/2012, Treasury completed the sale of 4,000 shares of Capital Pacific Bancorp preferred stock at $938.36 per share (less a placement agent fee) for net proceeds of $3,715,905.60 and 200 shares of Capital Pacific Bancorp preferred stock received upon the exercise of warrants at $970.21 per share (less a placement agent fee) for net proceeds of $192,101.58, pursuant to a placement agency agreement executed on 11/1/2012. 149/ On 11/9/2012, Treasury completed the sale of 8,700 shares of First Freedom Bancshares, Inc. preferred stock at $922.50 per share (less a placement agent fee) for net proceeds of $7,945,492.50 and 261 shares of First Freedom Bancshares, Inc. preferred stock received upon the exercise of warrants at $991.21 per share (less a placement agent fee) for net proceeds of $256,118.75, pursuant to a placement agency agreement executed on 11/1/2012. 150/ On 11/13/2012, Treasury completed the sale of 5,097 shares of Franklin Bancorp, Inc. preferred stock at $632.50 per share (less a placement agent fee) for net proceeds of $3,191,613.98 and 255 shares of Franklin Bancorp, Inc. preferred stock received upon the exercise of warrants at $772.50 per share (less a placement agent fee) for net proceeds of $195,017.63, pursuant to a placement agency agreement executed on 11/1/2012. 151/ On 11/9/2012, Treasury completed the sale of 1,500 shares of Regional Bankshares Inc. preferred stock at $925.00 per share (less a placement agent fee) for net proceeds of $1,373,625.00 and 75 shares of Regional Bankshares Inc. preferred stock received upon the exercise of warrants at $1,000 per share (less a placement agent fee) for net proceeds of $74,250.00, pursuant to a placement agency agreement executed on 11/1/2012. 152/ On 11/13/2012, Treasury completed the sale of 3,070 shares of Sound Banking Co. preferred stock at $922.61 per share (less a placement agent fee) for net proceeds of $2,804,088.57 and 154 shares of Sound Banking Co. preferred stock received upon the exercise of warrants at $970.21 per share (less a placement agent fee) for net proceeds of $147,918.22, pursuant to a placement agency agreement executed on 11/1/2012. 153/ On 11/9/2012, Treasury completed the sale of 5,677 shares of Three Shores Bancorporation, Inc. preferred stock at $888.36 per share (less a placement agent fee) for net proceeds of $4,992,787.52 and 284 shares of Three Shores Bancorporation, Inc. preferred stock received upon the exercise of warrants at $1,004.00 per share (less a placement agent fee) for net proceeds of $282,284.64, pursuant to a placement agency agreement executed on 11/1/2012. 154/ On 11/13/2012, Treasury completed the sale of 16,641 shares of Timberland Bancorp, Inc. preferred stock at $862.50 per share (less a placement agent fee) for net proceeds of $14,209,333.88, pursuant to a placement agency agreement executed on 11/1/2012. 155/ On 11/9/2012, Treasury completed the sale of 6,855 shares of Western Illinois Bancshares, Inc. Series A preferred stock at $942.90 per share (less a placement agent fee) for net proceeds of $6,398,943.71; 4,567 shares of Western Illinois Bancshares, Inc. Series C preferred stock at $932.77 per share (less a placement agent fee) for net proceeds of $4,217,360.98; and 343 shares of Western Illinois Bancshares, Inc. preferred stock received upon the exercise of warrants at $987.77 per share (less a placement agent fee) for net proceeds of $335,417.06, pursuant to a placement agency agreement executed on 11/1/2012. 156/ On 11/13/2012, Treasury completed the sale of its F&C Bancorp. Inc. subordinated debentures (less a placement agent fee) for net proceeds of $2,840,902.62 and its F&C Bancorp. Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $148,500.00, pursuant to a placement agency agreement executed on 11/1/2012. 157/ On 11/13/2012, Treasury completed the sale of its Farmers Enterprises, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $11,439,252.00 and its Farmers Enterprises, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $590,323.14, pursuant to a placement agency agreement executed on 11/1/2012. 158/ On 2/22/2013, Treasury completed the exchange of its Standard Bancshares, Inc. preferred stock for common stock, pursuant to an exchange agreement, dated as of 11/5/2012, with Standard Bancshares, Inc., and immediately sold the resulting Standard Bancshares, Inc. common stock, pursuant to securities purchase agreements, each dated as of 11/5/2012, with W Capital Partners II, L.P., Trident SBI Holdings, LLC, PEPI Capital, LP, LCB Investment, LLC, Cohesive Capital Partners, L.P., and Athena Select Private Investment Fund LLC. 159/ On 11/2/2012, Citizens First National Bank, Princeton, IL, the banking subsidiary of Princeton National Bancorp, was closed by the Office of the Comptroller of the Currency, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 160/ On 11/13/2012, Treasury entered into an agreement with Community Financial Shares, Inc. (“CFS”) pursuant to which Treasury agreed to sell its CPP preferred stock back to CFS at a discount subject to the satisfaction of the conditions specified in the agreement. 161/ On 11/29/2012, Treasury completed the sale of 4,781 shares of Alaska Pacific Bancshares, Inc. preferred stock at $892.61 per share (less a placement agent fee) for net proceeds of $4,217,568.41, pursuant to a placement agency agreement executed on 11/19/2012. 162/ On 11/30/2012, Treasury completed the sale of 3,000 shares of Bank of Commerce preferred stock at $834.00 per share (less a placement agent fee) for net proceeds of $2,477,000.00 and 150 shares of Bank of Commerce preferred stock received upon the exercise of warrants at $834.00 per share (less a placement agent fee) for net proceeds of $100,100.00, pursuant to a placement agency agreement executed on 11/19/2012. 163/ On 11/30/2012, Treasury completed the sale of 4,000 shares of Carolina Trust Bank preferred stock at $853.00 per share (less a placement agent fee) for net proceeds of $3,362,000.00, pursuant to a placement agency agreement executed on 11/19/2012. 164/ On 11/29/2012, Treasury completed the sale of 2,644 shares of CBB Bancorp Series A preferred stock at $934.10 per share (less a placement agent fee) for net proceeds of $2,453,093; 1,753 shares of CBB Bancorp Series C preferred stock at $930.02 per share (less a placement agent fee) for net proceeds of $1,613,658.39; and 132 shares of CBB Bancorp Series B preferred stock received upon the exercise of warrants at $1,004.00 per share (less a placement agent fee) for net proceeds of $115,861.33, pursuant to a placement agency agreement executed on 11/19/2012. 165/ On 11/29/2012, Treasury completed the sale of 3,000 shares of Clover Community Bankshares, Inc. preferred stock at $872.90 per share (less a placement agent fee) for net proceeds of $2,593,700.00 and 150 shares of Clover Community Bankshares, Inc. preferred stock received upon the exercise of warrants at $926.81 per share (less a placement agent fee) for net proceeds of $114,021.50, pursuant to a placement agency agreement executed on 11/19/2012. 166/ On 11/30/2012, Treasury completed the sale of 105 shares of Community Bancshares of Mississippi, Inc. preferred stock at $9,550.00 per share (less a placement agent fee) for net proceeds of $977,750.00 and 5 shares of Community Bancshares of Mississippi, Inc. preferred stock received upon the exercise of warrants at $10,000.00 per share (less a placement agent fee) for net proceeds of $25,000.00, pursuant to a placement agency agreement executed on 11/19/2012. 167/ On 11/30/2012, Treasury completed the sale of 3,976 shares of Community Business Bank preferred stock at $935.00 per share (less a placement agent fee) for net proceeds of $3,692,560.00 and 199 shares of Community Business Bank preferred stock received upon the exercise of warrants at $965.00 per share (less a placement agent fee) for net proceeds of $167,035.00, pursuant to a placement agency agreement executed on 11/19/2012. Page 42 of 69 168/ On 11/30/2012, Treasury completed the sale of 638 shares of Corning Savings and Loan Association preferred stock at $860.00 per share (less a placement agent fee) for net proceeds of $523,680.00 and 32 shares of Corning Savings and Loan Association preferred stock received upon the exercise of warrants at $905.00 per share (less a placement agent fee) for net proceeds of $3,960.00, pursuant to a placement agency agreement executed on 11/19/2012. 169/ On 11/29/2012, Treasury completed the sale of 7,525 shares of Country Bank Shares, Inc. preferred stock at $917.90 per share (less a placement agent fee) for net proceeds of $6,838,125.53 and 376 shares of Country Bank Shares, Inc. preferred stock received upon the exercise of warrants at $1,000.00 per share (less a placement agent fee) for net proceeds of $372,240.00, pursuant to a placement agency agreement executed on 11/19/2012. 170/ On 11/30/2012, Treasury completed the sale of 7,289 shares of FFW Corporation preferred stock at $902.90 per share (less a placement agent fee) for net proceeds of $6,515,425.72 and 364 shares of FFW Corporation preferred stock received upon the exercise of warrants at $995.00 per share (less a placement agent fee) for net proceeds of $358,558.20, pursuant to a placement agency agreement executed on 11/19/2012. 171/ On 11/30/2012, Treasury completed the sale of 1,900 shares of Hometown Bancshares, Inc. preferred stock at $942.90 per share (less a placement agent fee) for net proceeds of $1,766,510.00 and 95 shares of Hometown Bancshares, Inc. preferred stock received upon the exercise of warrants at $1,001.00 per share (less a placement agent fee) for net proceeds of $70,095.00, pursuant to a placement agency agreement executed on 11/19/2012. 172/ On 11/30/2012, Treasury completed the sale of 4,000 shares of KS Bancorp, Inc. preferred stock at $827.00 per share (less a placement agent fee) for net proceeds of $3,283,000 and 200 shares of KS Bancorp, Inc. preferred stock received upon the exercise of warrants at $827.00 per share (less a placement agent fee) for net proceeds of $140,400.00, pursuant to a placement agency agreement executed on 11/19/2012. 173/ On 11/29/2012, Treasury completed the sale of 3,000 shares of Layton Park Financial Group, Inc. preferred stock at $790.31 per share (less a placement agent fee) for net proceeds of $2,345,930.00 and 150 shares of Layton Park Financial Group, Inc. preferred stock received upon the exercise of warrants at $862.50 per share (less a placement agent fee) for net proceeds of $104,375.00, pursuant to a placement agency agreement executed on 11/19/2012. 174/ On 11/29/2012, Treasury completed the sale of 16,288 shares of Parke Bancorp, Inc. preferred stock at $719.11 per share (less a placement agent fee) for net proceeds of $11,595,735.04, pursuant to a placement agency agreement executed on 11/19/2012. 175/ On 11/29/2012, Treasury completed the sale of 2,765 shares of TriSummit Bank Series B preferred stock at $750.00 per share (less a placement agent fee) for net proceeds of $2,053,012.50; 4,237 shares of TriSummit Bank Series D preferred stock at $750.00 per share (less a placement agent fee) for net proceeds of $3,145,972.50; and 138 shares of TriSummit Bank Series C preferred stock received upon the exercise of warrants at $912.50 per share (less a placement agent fee) for net proceeds of $124,665.75, pursuant to a placement agency agreement executed on 11/19/2012. 176/ In connection with the merger of Fidelity Bancorp, Inc. (“Fidelity”) and WesBanco, Inc. (“WesBanco”) effective 01/01/2012, Treasury (i) sold to WesBanco all of the preferred stock that had been issued by Fidelity to Treasury for a purchase price of $7,000,000 plus accrued dividends and (ii) exchanged the Fidelity warrant held by Treasury for a like WesBanco warrant, pursuant to the terms of an agreement among Treasury and WesBanco entered into on 11/28/2012. 177/ On 11/30/12, Western Reserve Bancorp, Inc. was acquired by an affiliate of Westfield Bancorp, Inc. Pursuant to the terms of the merger, each outstanding share of Series A and Series B preferred stock issued to Treasury was redeemed for the respective principal amount together with accrued and unpaid dividends thereon. 178/ On 2/20/2013, Treasury sold its CPP preferred stock and warrant issued by First Sound Bank (“First Sound”) back to First Sound for an aggregate purchase price of $3,700,000, pursuant to the terms of the agreement between Treasury and First Sound entered into on 11/30/2012. 179/ On 12/11/2012, Treasury completed the sale of 20,749 shares of The Baraboo Bancorporation, Inc. preferred stock at $652.30 per share (less a placement agent fee) for net proceeds of $13,399,226.97 and 1,037 shares of The Baraboo Bancorporation, Inc. preferred stock received upon the exercise of warrants at $836.21 per share (less a placement agent fee) for net proceeds of $858,478.27, pursuant to a placement agency agreement executed on 12/3/2012. 180/ On 12/11/2012, Treasury completed the sale of 22,000 shares of Central Community Corporation preferred stock at $926.20 per share (less a placement agent fee) for net proceeds of $20,172,636.00 and 1,100 shares of Central Community Corporation preferred stock received upon the exercise of warrants at $972.20 per share (less a placement agent fee) for net proceeds of $1,058,725.80, pursuant to a placement agency agreement executed on 12/3/2012. 181/ On 12/11/2012, Treasury completed the sale of 15,600 shares of Community West Bancshares, Inc. preferred stock at $724.00 per share (less a placement agent fee) for net proceeds of $11,181,456.00, pursuant to a placement agency agreement executed on 12/3/2012. 182/ On 12/11/2012, Treasury completed the sale of 1,177 shares of First Advantage Bancshares, Inc. preferred stock at $898.21 per share (less a placement agent fee) for net proceeds of $1,046,621.24 and 59 shares of First Advantage Bancshares, Inc. preferred stock received upon the exercise of warrants at $920.31 per share (less a placement agent fee) for net proceeds of $53,755.31, pursuant to a placement agency agreement executed on 12/3/2012. 183/ On 12/11/2012, Treasury completed the sale of its Manhattan Bancshares, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $2,560,540.68 and its Manhattan Bancshares, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $131,021.07, pursuant to a placement agency agreement executed on 12/3/2012. 184/ On 12/11/2012, Treasury completed the sale of 10,800 shares of Presidio Bank preferred stock at $847.21 per share (less a placement agent fee) for net proceeds of $9,058,369.32 and 325 shares of Presidio Bank preferred stock received upon the exercise of warrants at $865.21 per share (less a placement agent fee) for net proceeds of $278,381.32, pursuant to a placement agency agreement executed on 12/3/2012. 185/ On 12/11/2012, Treasury completed the sale of 2,152 shares of Security Bancshares of Pulaski County, Inc. preferred stock at $692.61 per share (less a placement agent fee) for net proceeds of $1,475,591.75 and 108 shares of Security Bancshares of Pulaski County, Inc. preferred stock received upon the exercise of warrants at $872.10 per share (less a placement agent fee) for net proceeds of $93,244.93, pursuant to a placement agency agreement executed on 12/3/2012. 186/ On 4/9/2013, Treasury sold its CPP preferred stock and warrant issued by PremierWest Bancorp (“PremierWest”) pursuant to an agreement with PremierWest and Starbuck Bancshares, Inc. (“Starbuck”) entered into on 12/11/2012. 187/ On 12/20/2012, Treasury completed the sale of 1,004 shares of Bank Financial Services, Inc. preferred stock at $929.22 per share (less a placement agent fee) for net proceeds of $907,936.88 and 50 shares of Bank Financial Services, Inc. preferred stock received upon the exercise of warrants at $970.00 per share (less a placement agent fee) for net proceeds of $23,500.00, pursuant to a placement agency agreement executed on 12/11/2012. 188/ On 12/20/2012, Treasury completed the sale of 2,211 shares of Bank of Southern California, N.A. Series A preferred stock at $920.00 per share (less a placement agent fee) for net proceeds of $2,017,453.33; 2,032 shares of Bank of Southern California, N.A. Series C preferred stock at $910.12 per share (less a placement agent fee) for net proceeds of $1,832,697.18; and 111 shares of Bank of Southern California, N.A. preferred stock received upon the exercise of warrants at $965.12 per share (less a placement agent fee) for net proceeds of $90,461.65, pursuant to a placement agency agreement executed on 12/11/2012. 189/ On 12/20/2012, Treasury completed the sale of 2,600 shares of Community Investors Bancorp, Inc. preferred stock at $950.00 per share (less a placement agent fee) for net proceeds of $2,445,000.00 and 130 shares of Community Investors Bancorp, Inc. preferred stock received upon the exercise of warrants at $1,000.00 per share (less a placement agent fee) for net proceeds of $105,000.00, pursuant to a placement agency agreement executed on 12/11/2012. 190/ On 12/20/2012, Treasury completed the sale of 3,422 shares of First Alliance Bancshares, Inc. preferred stock at $700.10 per share (less a placement agent fee) for net proceeds of $2,370,742.20 and 171 shares of First Alliance Bancshares, Inc. preferred stock received upon the exercise of warrants at $700.01 per share (less a placement agent fee) for net proceeds of $94,701.71, pursuant to a placement agency agreement executed on 12/11/2012. 191/ On 12/20/2012, Treasury completed the sale of 3,223 shares of First Independence Corporation preferred stock at $725.00 per share (less a placement agent fee) for net proceeds of $2,286,675.00, pursuant to a placement agency agreement executed on 12/11/2012. 192/ On 12/20/2012, Treasury completed the sale of 1,552 shares of Hyperion Bank preferred stock at $650.00 per share (less a placement agent fee) for net proceeds of $983,800.00 and 78 shares of Hyperion Bank preferred stock received upon the exercise of warrants at $650.00 per share (less a placement agent fee) for net proceeds of $25,700.00, pursuant to a placement agency agreement executed on 12/11/2012. 193/ On 12/20/2012, Treasury completed the sale of its Century Financial Services Corporation subordinated debentures (less a placement agent fee) for net proceeds of $9,751,500.00 and its Century Financial Services Corporation subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $496,588.95, pursuant to a placement agency agreement executed on 12/11/2012. 194/ In connection with the merger of Community Financial Corporation (“Community Financial”) and City Holding Company (“City Holding”) effective 1/09/13, Treasury (i) sold to City Holding all of the preferred stock that had been issued by Community Financial to Treasury for a purchase price of $12,643,000 plus accrued dividends and (ii) exchanged the Community Financial warrant held by Treasury for a like City Holding warrant, pursuant to the terms of an agreement among Treasury and City Holding entered into on 1/09/13. 195/ On 2/7/2013, Treasury completed the sale of its Alliance Financial Services, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $8,912,494.80 and its Alliance Financial Services, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $504,900.00, pursuant to a placement agency agreement executed on 12/11/2012. 196/ On 2/8/2013, Treasury completed the sale of its Biscayne Bancshares, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $6,170,630.40 and its Biscayne Bancshares, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $204,506.72, pursuant to a placement agency agreement executed on 1/29/2013. 197/ On 2/8/2013, Treasury completed the sale of 24,990 shares of Citizens Bancshares Co. preferred stock at $512.50 per share (less a placement agent fee) for net proceeds of $12,679,301.25 and 1,250 shares of Citizens Bancshares Co. preferred stock received upon the exercise of warrants at $521.25 per share (less a placement agent fee) for net proceeds of $645,046.87, pursuant to a placement agency agreement executed on 1/29/2013. 198/ On 1/29/2013, Treasury executed a placement agency agreement pursuant to which Treasury agreed to sell 9,950 shares of Coastal Banking Company, Inc. preferred stock at $815.00 per share (less a placement agent fee) for net proceeds of $8,028,157.50. On 2/6/2013, the placement agent notified Coastal Banking Company, Inc. that, pursuant to the placement agency agreement, it was terminating the transaction and, therefore, Treasury did not receive any proceeds or pay any fees in connection with the transaction. 199/ On 2/7/2013, Treasury completed the sale of 28,000 shares of Colony Bankcorp, Inc. preferred stock at $782.11 per share (less a placement agent fee) for net proceeds of $21,680,089.20, pursuant to a placement agency agreement executed on 1/29/2013. 200/ On 2/7/2013, Treasury completed the sale of 9,000 shares of Delmar Bancorp preferred stock at $612.11 per share (less a placement agent fee) for net proceeds of $5,453,900.10 and 450 shares of Delmar Bancorp preferred stock received upon the exercise of warrants at $700.21 per share (less a placement agent fee) for net proceeds of $311,943.55, pursuant to a placement agency agreement executed on 1/29/2013. 201/ On 2/8/2013, Treasury completed the sale of 146,053 shares of Dickinson Financial Corporation II preferred stock at $552.61 per share (less a placement agent fee) for net proceeds of $79,903,244.85 and 7,303 shares of Dickinson Financial Corporation II preferred stock received upon the exercise of warrants at $681.25 per share (less a placement agent fee) for net proceeds of $4,925,417.06, pursuant to a placement agency agreement executed on 1/29/2013. 202/ On 2/7/2013, Treasury completed the sale of 4,609 shares of F & M Bancshares, Inc. Series A preferred stock at $942.50 per share (less a placement agent fee) for net proceeds of $4,300,542.67; 3,535 shares of F & M Bancshares, Inc. Series C preferred stock at $942.50 per share (less a placement agent fee) for net proceeds of $3,298,420.12; and 230 shares of F & M Bancshares, Inc. Series B preferred stock received upon the exercise of warrants at $975.00 per share (less a placement agent fee) for net proceeds of $222,007.50, pursuant to a placement agency agreement executed on 1/29/2013. 203/ On 2/8/2013, Treasury completed the sale of 4,579 shares of First Priority Financial Corp. Series A preferred stock at $882.90 per share (less a placement agent fee) for net proceeds of $4,002,371.11; 4,596 shares of First Priority Financial Corp. Series C preferred stock at $881.25 per share (less a placement agent fee) for net proceeds of $4,009,722.75; and 229 shares of First Priority Financial Corp. Series B preferred stock received upon the exercise of warrants at $991.21 per share (less a placement agent fee) for net proceeds of $224,717.22, pursuant to a placement agency agreement executed on 1/29/2013. Page 43 of 69 204/ On 2/8/2013, Treasury completed the sale of 26,000 shares of HMN Financial, Inc. preferred stock at $721.50 per share (less a placement agent fee) for net proceeds of $18,571,410.00, pursuant to a placement agency agreement executed on 1/29/2013. 205/ On 2/7/2013, Treasury completed the sale of 5,625 shares of Waukesha Bankshares, Inc. preferred stock at $926.90 per share (less a placement agent fee) for net proceeds of $5,161,674.37 and 169 shares of Waukesha Bankshares, Inc. preferred stock received upon the exercise of warrants at $991.21 per share (less a placement agent fee) for net proceeds of $165,839.35, pursuant to a placement agency agreement executed on 1/29/2013. 206/ On 2/15/2013, Treasury sold its CPP preferred stock and warrant issued by BancTrust Financial Group, Inc. (“BancTrust”) pursuant to an agreement with BancTrust and Trustmark Corporation (“Trustmark”) entered into on 02/11/2013. 207/ On 2/12/13, Treasury entered into an agreement with Florida Bank Group, Inc. (“FBG”) pursuant to which Treasury agreed to sell its CPP preferred stock back to FBG at a discount subject to the satisfaction of the conditions specified in the agreement. 208/ On 2/15/2013, pursuant to the terms of the merger of Pacific International Bancorp, Inc. (“Pacific International”) with BBCN Bancorp, Inc. (“BBCN”), Treasury received $7,474,619.97 (representing the par amount together with accrued and unpaid dividends thereon) in respect of the preferred stock that had been issued to Treasury by Pacific International. Treasury exchanged its Pacific International warrant for an equivalent warrant issued by BBCN. 209/ On 2/20/2013, Treasury completed the sale of 16,000 shares of Carolina Bank Holdings, Inc. preferred stock at $935.10 per share (less a placement agent fee) for net proceeds of $14,811,984.00, pursuant to a placement agency agreement executed on 2/6/2013. 210/ On 2/20/2013, Treasury completed the sale of 21,042 shares of FC Holdings, Inc. preferred stock at $897.00 per share (less a placement agent fee) for net proceeds of $18,685,927.26 and 1,052 shares of FC Holdings, Inc. preferred stock received upon the exercise of warrants at $955.00 per share (less a placement agent fee) for net proceeds of $994,613.40, pursuant to a placement agency agreement executed on 2/6/2013. 211/ On 2/20/2013, Treasury completed the sale of its First Trust Corporation subordinated debentures (less a placement agent fee) for net proceeds of $13,612,557.91 and its First Trust Corporation subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $644,726.19, pursuant to a placement agency agreement executed on 12/11/2012. 212/ On 2/20/2013, Treasury completed the sale of 24,664 shares of National Bancshares, Inc. preferred stock at $750.21 per share (less a placement agent fee) for net proceeds of $18,318,147.65 and 1,233 shares of National Bancshares, Inc. preferred stock received upon the exercise of warrants at $692.61 per share (less a placement agent fee) for net proceeds of $845,448.25, pursuant to a placement agency agreement executed on 2/6/2013. 213/ On 2/20/2013, Treasury completed the sale of 10,900 shares of Ridgestone Financial Services, Inc. preferred stock at $822.60 per share (less a placement agent fee) for net proceeds of $8,876,676.60 and 545 shares of Ridgestone Financial Services, Inc. preferred stock received upon the exercise of warrants at $882.60 per share (less a placement agent fee) for net proceeds of $476,206.83, pursuant to a placement agency agreement executed on 2/6/2013. 214/ On 4/12/2013, Treasury completed (i) the sale of its CPP preferred in Citizens Republic Bancorp, Inc. (Citizens Republic) to FirstMerit Corporation (FirstMerit) and (ii) the exchange of its warrant in Citizens Republic for a warrant issued by FirstMerit, pursuant to a securities purchase agreement, dated as of 2/19/13, among Treasury, FirstMerit and Citizens Republic. 215/ On 4/11/2013, Treasury completed the exchange of its First Security Group, Inc. (FSGI) preferred stock for common stock, pursuant to an exchange agreement, dated as of 2/25/2013, between Treasury and FSGI, and sold the resulting FSGI common stock, pursuant to securities purchase agreements, each dated as of 4/9/2013, between 216/ On 3/11/2013, Treasury completed the sale of its Boscobel Bancorp, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $6,116,943.16 and its Boscobel Bancorp, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $361,890.34, pursuant to a placement agency agreement executed on 2/25/2013. 217/ On 3/11/2013, Treasury completed the sale of 9,950 shares of Coastal Banking Company, Inc. preferred stock at $955.10 per share (less a placement agent fee) for net proceeds of $9,408,212.55, pursuant to a placement agency agreement executed on 2/25/2013. 218/ On 3/11/2013, Treasury completed the sale of 16,015 shares of CoastalSouth Bancshares, Inc. preferred stock at $795.10 per share (less a placement agent fee) for net proceeds of $12,606,191.23 and 480 shares of CoastalSouth Bancshares, Inc. preferred stock received upon the exercise of warrants at $875.10 per share (less a placement agent fee) for net proceeds of $415,847.52, pursuant to a placement agency agreement executed on 2/25/2013. 219/ On 3/11/2013, Treasury completed the sale of 15,349 shares of First Reliance Bancshares, Inc. preferred stock at $679.61 per share (less a placement agent fee) for net proceeds of $10,327,020.55 and 767 shares of First Reliance Bancshares, Inc. preferred stock received upon the exercise of warrants at $822.61 per share (less a placement agent fee) for net proceeds of $624,632.45, pursuant to a placement agency agreement executed on 2/25/2013. 220/ On 3/11/2013, Treasury completed the sale of 10,500 shares of Northwest Bancorporation, Inc. preferred stock at $1,032.11 per share (less a placement agent fee) for net proceeds of $10,728,783.45 and 525 shares of Northwest Bancorporation, Inc. preferred stock received upon the exercise of warrants at $1,130.61 per share (less a placement agent fee) for net proceeds of $587,634.55, pursuant to a placement agency agreement executed on 2/25/2013. 221/ On 3/11/2013, Treasury completed the sale of 2,900 shares of Santa Clara Valley Bank, N.A. preferred stock at $850.01 per share (less a placement agent fee) for net proceeds of $2,440,029.00 and 145 shares of Santa Clara Valley Bank, N.A. preferred stock received upon the exercise of warrants at $850.01 per share (less a placement agent fee) for net proceeds of $98,251.45, pursuant to a placement agency agreement executed on 2/25/2013. 222/ On 3/11/2013, Treasury completed the sale of 12,900 shares of SouthCrest Financial Group, Inc. preferred stock at $907.31 per share (less a placement agent fee) for net proceeds of $11,587,256.01 and 645 shares of SouthCrest Financial Group, Inc. preferred stock received upon the exercise of warrants at $921.25 per share (less a placement agent fee) for net proceeds of $588,264.19, pursuant to a placement agency agreement executed on 2/25/2013. 223/ On 3/11/2013, Treasury completed the sale of 12,000 shares of The Queensborough Company preferred stock at $976.90 per share (less a placement agent fee) for net proceeds of $11,605,572.00 and 600 shares of The Queensborough Company preferred stock received upon the exercise of warrants at $971.00 per share (less a placement agent fee) for net proceeds of $576,774.00, pursuant to a placement agency agreement executed on 2/25/2013. 224/ On 3/11/2013, Treasury completed the sale of 70,028 shares of Old Second Bancorp, Inc. preferred stock at $352.50 per share (less a placement agent fee) for net proceeds of $24,438,021.30, pursuant to a placement agency agreement executed on 2/25/2013. 225/ On 3/19/2013, Treasury exercised its warrant on a cashless basis and received (i) 186,589 shares of common stock and (ii) $71.62 in cash in lieu of fractional shares. Treasury sold such shares of common stock on 3/19/2013. 226/ On 3/27/2013, Treasury completed the sale of 5,500 shares of First Southwest Bancorporation, Inc. preferred stock at $900.02 per share (less a placement agent fee) for net proceeds of $4,900,608.90 and 275 shares of First Southwest Bancorporation, Inc. preferred stock received upon the exercise of warrants at $925.02 per share (less a placement agent fee) for net proceeds of $251,836.69, pursuant to a placement agency agreement executed on 3/11/2013. 227/ On 3/27/2013, Treasury completed the sale of 2,972 shares of Old Second Bancorp, Inc. preferred stock at $377.02 per share (less a placement agent fee) for net proceeds of $1,109,298.41, pursuant to a placement agency agreement executed on 3/11/2013. 228/ On 3/27/2013, Treasury completed the sale of 266,657 shares of Flagstar Bancorp, Inc. preferred stock at $911.50 per share (less a placement agent fee) for net proceeds of $240,627,276.94, pursuant to a placement agency agreement executed on 3/11/2013. 229/ On 3/27/2013, Treasury completed the sale of 10,973 shares of Stonebridge Financial Corp. preferred stock at $173.53 per share (less a placement agent fee) for net proceeds of $1,879,144.69 and 549 shares of Stonebridge Financial Corp. preferred stock received upon the exercise of warrants at $298.84 per share (less a placement agent fee) for net proceeds of $139,063.16, pursuant to a placement agency agreement executed on 3/11/2013. 230/ On 3/28/2013, Treasury completed the sale of 2,986 shares of Alliance Bancshares, Inc. preferred stock at $956.61 per share (less a placement agent fee) for net proceeds of $2,831,437.46 and 149 shares of Alliance Bancshares, Inc. preferred stock received upon the exercise of warrants at $1,100.00 per share (less a placement agent fee) for net proceeds of $138,900.00, pursuant to a placement agency agreement executed on 3/11/2013. 231/ On 3/28/2013, Treasury completed the sale of its AmFirst Financial Services, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $4,752,000.00 and its AmFirst Financial Services, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $259,875.00, pursuant to a placement agency agreement executed on 3/11/2013. 232/ On 3/28/2013, Treasury completed the sale of 180,000 shares of United Commercial Banks, Inc. preferred stock at $962.50 per share (less a placement agent fee) for net proceeds of $171,517,500.00, pursuant to a placement agency agreement executed on 3/11/2013. 233/ As a result of the acquisition of ECB Bancorp, Inc. by Crescent Financial Bancshares, Inc., the preferred stock and warrant issued by ECB Bancorp, Inc. were exchanged for a like amount of securities of Crescent Financial Bancshares, Inc., pursuant to the terms of an agreement among Treasury, ECB Bancorp, Inc., and Crescent Financial Bancshares, Inc. entered into on 4/1/2013. 234/ As a result of the merger of Annapolis Bancorp, Inc. into F.N.B. Corporation, the warrant issued by Annapolis Bancorp, Inc. was exchanged for a like warrant issued by F.N.B. Corporation, pursuant to the terms of an agreement among Treasury, Annapolis Bancorp, Inc., and F.N.B. Corporation entered into on 4/6/2013. 235/ On 04/05/2013, Gold Canyon Bank, Gold Canyon, Arizona was closed by the Arizona Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 236/ On 04/09/2013, Indiana Bank Corp. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the Southern District of Indiana. 237/ On 4/29/2013, Treasury completed the sale of 52,372 shares of NewBridge Bancorp preferred stock at $980.50 per share (less a placement agent fee) for net proceeds of $50,837,238.54, pursuant to a placement agency agreement executed on 4/15/2013. 238/ On 4/29/2013, Treasury completed the sale of 3,000 shares of Tennessee Valley Financial Holdings, Inc. preferred stock at $1,022.11 per share (less a placement agent fee) for net proceeds of $3,041,330.00 and 150 shares of Tennessee Valley Financial Holdings, Inc. preferred stock received upon the exercise of warrants at $1,127.61 per share (less a placement agent fee) for net proceeds of $144,141.50, pursuant to a placement agency agreement executed on 4/15/2013. 239/ On 4/29/2013, Treasury completed the sale of 20,000 shares of First Financial Service Corporation preferred stock at $542.11 per share (less a placement agent fee) for net proceeds of $10,733,778.00, pursuant to a placement agency agreement executed on 4/15/2013. 240/ On 4/29/2013, Treasury completed the sale of 11,949 shares of Plumas Bancorp preferred stock at $1,091.11 per share (less a placement agent fee) for net proceeds of $12,907,296.66, pursuant to a placement agency agreement executed on 4/15/2013. 241/ On 4/29/2013, Treasury completed the sale of 12,000 shares of Guaranty Federal Bancshares, Inc. preferred stock at $967.50 per share (less a placement agent fee) for net proceeds of $11,493,900.00, pursuant to a placement agency agreement executed on 4/15/2013. 242/ On 4/29/2013, Treasury completed the sale of 8,600 shares of BancStar, Inc. preferred stock at $982.67 per share (less a placement agent fee) for net proceeds of $8,366,452.38 and 430 shares of BancStar, Inc. preferred stock received upon the exercise of warrants at $1,001.50 per share (less a placement agent fee) for net proceeds of $426,338.55, pursuant to a placement agency agreement executed on 4/15/2013. 243/ On 4/29/2013, Treasury completed the sale of its Brogan Bankshares, Inc. subordinated debentures for net proceeds of $2,495,024.00 and its Brogan Bankshares, Inc. subordinated debentures received upon the exercise of warrants for net proceeds of $125,135.60, pursuant to a placement agency agreement executed on 4/15/2013. 244/ On 4/29/2013, Treasury completed the sale of its Plato Holdings Inc. subordinated debentures for net proceeds of $2,478,750.00 and its Plato Holdings Inc. subordinated debentures received upon the exercise of warrants for net proceeds of $90,582.47, pursuant to a placement agency agreement executed on 4/15/2013. Page 44 of 69 Page 45 of 69 CAPITAL PURCHASE PROGRAM - CITIGROUP, INC. COMMON STOCK DISPOSITION Date 4/26/2010 5/26/2010 5/26/2010 6/30/2010 7/23/2010 9/30/2010 10/19/2010 12/6/2010 12/6/2010 Pricing Mechanism 1 2 3 4 5 6 Number of Shares Proceeds 7 $4.1217 1,500,000,000 $ 6,182,493,158 $3.8980 1,108,971,857 $ 4,322,726,825 $3.9090 1,500,000,000 $ 5,863,489,587 $4.2609 1,165,928,228 $ 4,967,921,811 $4.3500 2,417,407,607 $ 10,515,723,090 Total Proceeds: $31,852,354,471 1/ On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. 2/ On May 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. 3/ On July 23, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on September 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occured on September 30, 2010. 4/ On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. 5/ On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. Closing of the offering is subject to the fulfillment of certain closing conditions. 6/ The price set forth is the weighted average price for all sales of Citigroup, Inc. common stock made by Treasury over the course of the corresponding period. 7/ Amount represents the gross proceeds to Treasury. Page 46 of 69 COMMUNITY DEVELOPMENT CAPITAL INITIATIVE Seller Footnote 7/30/2010 7/30/2010 8/6/2010 8/13/2010 8/13/2010 9/17/2010 8/13/2010 8/13/2010 8/13/2010 8/20/2010 9/24/2010 8/20/2010 8/27/2010 9/3/2010 9/3/2010 9/3/2010 9/10/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 Name of Institution Purchase Date 1 1, 2 1, 2 1, 4 1 2a 1 1 1 1 2a 1 1, 3 1 1 1, 2 1 1, 2 1, 7 6 6 6 1, 2 1, 2 1, 2 1, 2 1 1 1 1, 7 1 1 Purchase Details City State Guaranty Capital Corporation University Financial Corp, Inc. Southern Bancorp, Inc. Premier Bancorp, Inc. Belzoni St. Paul Arkadelphia Wilmette MS MN AR IL Citizens Bancshares Corporation Atlanta GA PGB Holdings, Inc. First American International Corp. Tri-State Bank of Memphis Chicago Brooklyn Memphis IL NY TN Mission Valley Bancorp Sun Valley CA M&F Bancorp, Inc. Carver Bancorp, Inc Kilmichael Bancorp, Inc. United Bancorporation of Alabama, Inc. IBW Financial Corporation IBC Bancorp, Inc. CFBanc Corporation American Bancorp of Illinois, Inc. Hope Federal Credit Union Genesee Co-op Federal Credit Union First Eagle Bancshares, Inc. Liberty Financial Services, Inc. First Choice Bank Bainbridge Bancshares, Inc. Virginia Community Capital, Inc. Lower East Side People's Federal Credit Union Atlantic City Federal Credit Union Neighborhood Trust Federal Credit Union Gateway Community Federal Credit Union Union Baptist Church Federal Credit Union Buffalo Cooperative Federal Credit Union Tulane-Loyola Federal Credit Union Alternatives Federal Credit Union Liberty County Teachers Federal Credit Union UNO Federal Credit Union Butte Federal Credit Union Thurston Union of Low-Income People (TULIP) Cooperative Credit Union Phenix Pride Federal Credit Union Pyramid Federal Credit Union Cooperative Center Federal Credit Union Prince Kuhio Federal Credit Union Community First Guam Federal Credit Union Brewery Credit Union Tongass Federal Credit Union Santa Cruz Community Credit Union Northeast Community Federal Credit Union Fairfax County Federal Credit Union Security Federal Corporation Community Bank of the Bay The First Bancshares, Inc. BancPlus Corporation First M&F Corporation State Capital Corporation Lafayette Bancorp, Inc. PSB Financial Corporation Community Bancshares of Mississippi, Inc. First Vernon Bancshares, Inc. Durham New York Kilmichael Atmore Washington Chicago Washington Oak Brook Jackson Rochester Hanover Park New Orleans Cerritos Bainbridge Christiansburg New York Lander New York Missoula Fort Wayne Buffalo New Orleans Ithaca Liberty New Orleans Biggs Olympia Phenix City Tucson Berkeley Honolulu Hagatna Milwaukee Ketchikan Santa Cruz San Francisco Fairfax Aiken Oakland Hattiesburg Ridgeland Kosciusko Greenwood Oxford Many Brandon Vernon NC NY MS AL DC IL DC IL MS NY IL LA CA GA VA NY WY NY MT IN NY LA NY TX LA CA WA AL AZ CA HI GU WI AK CA CA VA SC CA MS MS MS MS MS LA MS AL Investment Description Subordinated Debentures Subordinated Debentures Preferred Stock Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Common Stock Subordinated Debentures Preferred Stock Preferred Stock Subordinated Debentures Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Amount from CPP $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 14,000,000 11,926,000 11,000,000 6,784,000 7,462,000 3,000,000 17,000,000 2,795,000 5,500,000 11,735,000 18,980,000 10,300,000 6,000,000 4,205,000 7,875,000 5,645,000 5,146,000 18,000,000 1,747,000 5,000,000 50,400,000 30,000,000 15,750,000 4,551,000 9,734,000 54,600,000 6,245,000 Disposition Details Additional Investment $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,189,000 22,800,000 4,379,000 4,836,000 3,881,000 5,689,000 4,000,000 2,313,000 12,123,000 30,514,000 - Investment Amount $ $ $ $ 14,000,000 22,115,000 33,800,000 6,784,000 $ $ $ $ 11,841,000 3,000,000 17,000,000 2,795,000 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,336,000 11,735,000 18,980,000 3,154,000 10,300,000 6,000,000 8,086,000 5,781,000 5,457,000 4,520,000 300,000 7,875,000 11,334,000 5,146,000 3,372,000 1,915,000 898,000 2,500,000 283,000 1,657,000 10,000 145,000 424,000 2,234,000 435,000 743,000 1,000,000 75,000 153,000 2,500,000 2,799,000 273,000 2,650,000 1,096,000 1,600,000 2,828,000 350,000 8,044,000 22,000,000 4,060,000 17,123,000 80,914,000 30,000,000 15,750,000 4,551,000 9,734,000 54,600,000 6,245,000 Pricing Mechanism Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Amount Date Remaining Investment Amount 11/28/2012 6 $22,115,000 $0 1/29/2013 4 $79,900 $0 5/1/2013 7 $5,146,000 $0 9/26/2012 6 $2,500,000 $0 10/17/2012 6 $1,657,000 $0 10/3/2012 6 $1,096,000 $0 12/28/2012 7 $9,734,000 $0 Page 47 of 69 Seller Footnote Purchase Date 1 6 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 6 9/29/2010 Name of Institution City State Investment Description Preferred Stock Amount from CPP Batesville Palisades Park Bay Springs Okolona Lakewood New York Bronx Shreveport Springhill MS NJ MS MS NY NY NY LA LA Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures $ $ $ $ $ $ $ $ $ New York NY Subordinated Debentures $ 6 6 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/30/2010 Chicago Bridgeport Rantoul Del Rio Burlington Charlotte New York San Antonio Washington Oceanside Kinston Pittsburgh Roanoke Los Angeles Terre Haute Somerset Hilo Brooklyn IL CT IL TX VT NC NY TX DC CA NC PA VA CA IN NJ HI NY Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 17,910,000 - Disposition Details Additional Investment Investment Amount Pricing Mechanism $ $ $ $ $ $ $ $ $ - $ $ $ $ $ $ $ $ $ 17,910,000 5,250,000 7,922,000 3,297,000 1,709,000 14,000 502,000 2,646,000 6,300,000 Par Par Par Par Par Par Par Par Par - $ - $ 57,000 Par - $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ - $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 325,000 7,000 450,000 3,260,000 1,091,000 1,000,000 295,000 1,100,000 1,522,000 30,000 350,000 100,000 9,278,000 100,000 1,229,000 31,000 698,000 300,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Total Purchase Amount $ 8 Security Capital Corporation BankAsiana The Magnolia State Corporation Bancorp of Okolona, Inc. Southern Chautauqua Federal Credit Union Fidelis Federal Credit Union Bethex Federal Credit Union Shreveport Federal Credit Union Carter Federal Credit Union UNITEHERE Federal Credit Union (Workers United Federal Credit Union) North Side Community Federal Credit Union East End Baptist Tabernacle Federal Credit Union Community Plus Federal Credit Union Border Federal Credit Union Opportunities Credit Union First Legacy Community Credit Union Union Settlement Federal Credit Union Southside Credit Union D.C. Federal Credit Union Faith Based Federal Credit Union Greater Kinston Credit Union Hill District Federal Credit Union Freedom First Federal Credit Union Episcopal Community Federal Credit Union Vigo County Federal Credit Union Renaissance Community Development Credit Union Independent Employers Group Federal Credit Union Brooklyn Cooperative Federal Credit Union Purchase Details 570,073,000 Amount Date Remaining Investment Amount 3/13/2013 6 $3,297,000 $0 2/6/2013 6 $2,500,000 $3,800,000 3/20/2013 6 $57,000 $0 4/10/2012 6 $350,000 $0 6/12/2013 6 $9,278,000 $0 Total Capital Repayment Amount TOTAL TREASURY COMMUNITY DEVELOPMENT INITIATIVE (CDCI) INVESTMENT AMOUNT $ $57,809,900 512,263,100 1/ This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of investment with Treasury under the CDCI program terms. 2/ Treasury made an additional investment in this institution at the time it entered the CDCI program. 2a/ Treasury made an additional investment in this institution after the time it entered the CDCI program. 3/ On 10/28/2011, Treasury completed the exchange of all Carver Bancorp, Inc. ("Carver") preferred stock held by Treasury for 2,321,286 shares of Carver common stock, pursuant to the terms of the agreement between Treasury and Carver entered into on 06/29/2011. Accrued and previously unpaid dividends were paid on the date of the exchange. 4/ On 3/23/2012, Premier Bank, Wilmette, IL, the banking subsidiary of Premier Bancorp, Inc., was closed by the Illinois Department of Financial and Professional Regulation - Division of Banking, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. On 1/29/2013, UST received $79,900 representing the total amount of distributions paid to creditors as a result of the liquidation of Premier Bancorp, Inc. 5/ Repayment pursuant to Section 5 of the CDCI Certificate of Designation. 6/ Repayment pursuant to Section 6.10 of the CDCI Securities Purchase Agreement 7/ Repayment pursuant to Section 5 of the CDCI Exchange Agreement. 8/ Repayment pursuant to Section 6.11 of the CDCI Securities Purchase Agreement. 9/ Repayment pursuant to Section 5.11 of the CDCI Exchange Agreement. Page 48 of 69 AUTOMOTIVE INDUSTRY FINANCING PROGRAM Initial Investment City, State Transaction Type 12/29/2008 Purchase GMAC 5/21/2009 GMAC (Ally) Date Seller Purchase GMAC Detroit, MI Description Preferred Stock w/ Exercised Warrants Convertible Preferred Stock w/ Exercised Warrants Exchange/Transfer/Other Details Pricing Mechanism Amount $ 5,000,000,000 Par $ 7,500,000,000 Par Date 12/30/2009 Purchase GMAC Convertible Preferred Stock w/ Exercised Warrants $ 1,250,000,000 Par 12/30/2009 Purchase GMAC Trust Preferred Securities w/ Exercised Warrants $ 2,540,000,000 Purchase Debt Obligation $ 884,024,131 Par 12/31/2008 Purchase 13,400,000,000 Par 4/22/2009 Purchase 2,000,000,000 Par 22 Par 12/29/2008 12/30/2009 22, 26 12/30/2009 12/30/2010 Type Exchange for convertible preferred stock Amount Treasury Investment After Exchange/Transfer/Other Pricing Mechanism $ 5,000,000,000 N/A Partial conversion of preferred $ stock for common stock 3,000,000,000 Obligor Description Convertible Preferred Stock Amount/Equity % Payment or Disposition Date Type 1 Amount/ Proceeds Remaining Investment Description Remaining Investment Amount/Equity % N/A Partial conversion of preferred $ stock for common stock Exchange for amended and restated Trust Preferred $ Securities Exchange for equity interest in $ GMAC Exchange for preferred and $ common stock in New GM Exchange for preferred and $ common stock in New GM GMAC (Ally) 21, 22 GMAC (Ally) 3, 26, 32 5,500,000,000 N/A 26 2,670,000,000 N/A 27 GMAC (Ally) 884,024,131 N/A 13,400,000,000 N/A 2,000,000,000 N/A $ 5,937,500,000 73.8% Common Stock Trust Preferred Securities $ 2,670,000,000 10, 11, Preferred Stock 24 $ 2,100,000,000 11/18/2010 Partial Disposition 25 $ 11,743,303,903 Common Stock 36.9% $ 1,761,495,577 Common Stock 32.04% 12/21/2012 Partial Disposition 33 $ 5,500,000,000 Common Stock 21.97% Partial Disposition 34 $ 1,637,839,844 Common Stock 17.69% Partial Disposition 35 $ 1,031,700,000 Common Stock 13.80% Partial Repayment $ 360,624,198 Debt Obligation $ 6,711,864,407 $ 1,000,000,000 Debt Obligation $ 5,711,864,407 1/21/2010 Partial Repayment $ 35,084,421 Debt Obligation $ 5,676,779,986 Partial Repayment $ 1,000,000,000 Debt Obligation $ 4,676,779,986 Repayment $ 4,676,779,986 3/31/2011 Partial Repayment $ 50,000,000 Debt Obligation $ 935,805,085 Partial Repayment $ 45,000,000 Debt Obligation $ 890,805,085 Partial Repayment $ 15,887,795 Debt Obligation $ 874,917,290 $ 144,444 Debt Obligation $ 874,772,846 $ 18,890,294 Debt Obligation $ 855,882,552 Partial Repayment $ 6,713,489 Debt Obligation $ 849,169,063 10/23/2012 Partial Repayment $ 435,097 Debt Obligation $ 848,733,966 5/22/2013 Partial Repayment $ 10,048,968 Debt Obligation $ 838,684,999 3/17/2009 Partial Repayment $ 1,496,500,945 4/17/2009 Partial Repayment $ 1,464,690,823 5/18/2009 Partial Repayment $ 1,413,554,739 6/17/2009 Partial Repayment $ 1,369,197,029 7/14/2009 Repayment 7/14/2009 Repayment* 3 7 7 General Motors Company 7 General Motors Company N/A 10, 11, 25 Common Stock 60.8% Detroit, MI 5/27/2009 Purchase General Motors Corporation 1/16/2009 Purchase Chrysler FinCo Debt Obligation w/ Additional $ Note 360,624,198 Par 6 8 7/10/2009 Exchange for preferred and common stock in New GM $ 360,624,198 N/A Debt Obligation w/ Additional $ Note 30,100,000,000 1,500,000,000 Par Par 7/10/2009 Exchange for preferred and common stock in New GM $ 22,041,706,310 N/A Transfer of debt to New GM $ 7,072,488,605 N/A 7/10/2009 Purchase General Motors Corporation Debt Obligation w/ Additional $ Note 7/10/2009 6/3/2009 Chrysler FinCo 0 1/11/2012 4,000,000,000 $ 12/23/2011 Partial Repayment $ N/A 12/16/2011 Partial Repayment Exchange for preferred and common stock in New GM 2,139,406,778 5/3/2011 7/10/2009 $ 4/5/2011 5 12/15/2010 Repayment 4/20/2010 Par 0 3/31/2010 4,000,000,000 7/10/2009 $ 7/10/2009 Debt Obligation w/ Additional $ Note 4 N/A 6/12/2013 General Motors Corporation 7/10/2009 2,667,000,000 12/18/2009 Partial Repayment General Motors Purchase 5/29/2009 $ 4/11/2013 5/20/2009 Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note 2 27 3/2/2011 Disposition 28 11/26/2010 Partial Disposition 25 General Motors Corporation General Motors Corporation General Motors Corporation 3/1/2011 Debt left at Old GM $ 985,805,085 N/A 7 General Motors Holdings LLC 11, 12 Debt Obligation $ 7,072,488,605 4/29/2009 4/29/2009 5/1/2009 Purchase Chrysler Holding Purchase Chrysler Holding Purchase Chrysler Holding Purchase Old Chrysler Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note $ 4,000,000,000 $ - $ 280,130,642 $ 1,888,153,580 Par 6/10/2009 Transfer of debt to New Chrysler $ 500,000,000 N/A 9 Motors Liquidation Company 29 Debt Obligation $ 985,805,085 19 Chrysler Holding 20 Debt obligation w/ additional note $ 3,500,000,000 5/14/2010 14 15 16 Termination and settlement 20 payment $ $ $ $ Debt Obligation w/ 3,499,055 Additional Note Debt Obligation w/ 31,810,122 Additional Note Debt Obligation w/ 51,136,084 Additional Note Debt Obligation w/ 44,357,710 Additional Note Completion of bankruptcy proceeding; transfer of $ (1,888,153,580) N/A 23 Old Carco Liquidation Trust 23 Right to recover proceeds N/A Additional Note $ 0 $ 1,369,197,029 $ 15,000,000 N/A - $ 1,900,000,000 N/A - N/A 7/10/2009 4/30/2010 0 9 13 Par $ 9 Farmington Hills, MI 1/2/2009 N/A Repayment $ 280,130,642 5/10/2010 Proceeds from sale of collateral $ 30,544,528 Right to recover proceeds $ 0 N/A Page 49 of 69 collateral security to liquidation trust Right to recover proceeds N/A $ 7,844,409 Right to recover proceeds N/A Proceeds from sale of collateral $ 9,302,185 Right to recover proceeds N/A 5/24/2011 Repayment - Principal $ 5,076,460,000 Termination of undrawn facility 31 $ 2,065,540,000 Repayment* - Additional Note $ 288,000,000 5/24/2011 Repayment* - Zero Coupon Note $ 100,000,000 7/21/2011 Disposition $ 560,000,000 Total Payments $ 43,074,303,341 Additional Proceeds * $ - 9,666,784 5/24/2011 - $ 5/24/2011 Old Chrysler Proceeds from sale of collateral 4/30/2012 Chrysler Purchase Debt Obligation w/ Additional $ Note 17 12/29/2010 Proceeds from sale of collateral 5/20/2009 403,000,000 9/9/2010 Auburn Hills, MI 5/27/2009 Purchase New Chrysler Debt Obligation w/ Additional Note, Zero Coupon Note, $ Equity 18 6,642,000,000 N/A 6/10/2009 Issuance of equity in New Chrysler $ - N/A Chrysler Group LLC Chrysler Group LLC Total Initial Investment Amount $ 19, 31 Debt obligation w/ additional note & zero coupon note 30 81,344,932,551 Total Treasury Investment Amount $ Common equity $ 7,142,000,000 6.6% N/A N/A $ 0 - 32,716,935,630 Footnotes appear on following page. As used in this table and its footnotes: GMAC refers to GMAC Inc., formerly known as GMAC LLC., and now known as Ally Financial, Inc. ("Ally"). "Old GM" refers to General Motors Corporation, which is now known as Motors Liquidation Company. "New GM" refers to General Motors Company, the company that purchased Old GM's assets on 7/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. See also footnote 11. "Chrysler FinCo" refers to Chrysler Financial Services Americas LLC. "Chrysler Holding" refers to CGI Holding LLC, the company formerly known as "Chrysler Holding LLC". "Old Chrysler" refers to Old Carco LLC (fka Chrysler LLC). "New Chrysler" refers to Chrysler Group LLC, the company that purchased Old Chrysler's assets on 6/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. 1. Payment amount does not include accrued and unpaid interest on a debt obligation, which must be paid at the time of principal repayment. 2. Treasury committed to lend General Motors Corporation up to $1,000,000,000. The ultimate funding was dependent upon the level of investor participation in GMAC LLC's rights offering. The amount has been updated to reflect the final level of funding. 3. Pursuant to its rights under the loan agreement with Old GM reported on 12/29/2008, Treasury exchanged its $884 million loan to Old GM for a portion of Old GM’s common equity interest in GMAC. Treasury held a 35.4% common equity interest in GMAC until the transactions reported on 12/30/2009. (See transactions marked by orange line in the table above and footnote 22.) 4. This transaction is an amendment to Treasury's 12/31/2008 agreement with Old GM (the "Old GM Loan"), which brought the total loan amount to $15,400,000,000. 5. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,400,000,000. 6. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,760,624,198. The $360,624,198 loan was used to capitalize GM Warranty LLC, a special purpose vehicle created by Old GM . On 7/10/2009, the principal amount was included in the $7.07 billion of debt assumed by the new GM, as explained in footnote 10. 7. On 7/10/2009, the principal amount outstanding under the Old GM Loan and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM. (See green lines in the table above.) 8. Under the terms of the $33.3 billion debtor-in-possession credit agreement dated 6/3/2009 with Old GM (the "GM DIP Loan"), Treasury's commitment amount was $30.1 billion. The remaining $2.2 billion of the financing was provided by Canadian government entities. As of 7/09/2009, $30.1 billion of funds had been disbursed by Treasury. 9. On 7/10/2009, Treasury and Old GM amended the GM DIP Loan, and the principal amount and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM, except for (i) $7.07 billion, which was assumed by New GM as a new obligation under the terms of a separate credit agreement between Treasury and New GM (see transactions marked by green lines in table above) and (ii) $986 million, which remained a debt obligation of Old GM. 10. In total, for the exchange of the Old GM Loan and the GM DIP Loan (other than as explained in footnote 9), Treasury received $2.1 billion in preferred shares and 60.8% of the common shares of New GM. (See transactions marked by green lines in the table above.) 11. Pursuant to a corporate reorganization completed on or about 10/19/2009, the shareholders of New GM, including with respect to Treasury's preferred and common stock, became shareholders of General Motors Holding Company (the ultimate parent company of New GM), which was renamed "General Motors Company" on an equal basis to their shareholdings in New GM, and New GM was converted to "General Motors LLC". General Motors LLC is a wholly owned subsidiary of General Motors Holdings LLC, and General Motors Holdings LLC is a wholly owned subsidiary of General Motors Company. 12. Pursuant to a corporate reorganization completed on 10/19/2009, Treasury's loan with New GM was assigned and assumed by General Motors Holdings LLC. 13. The loan was funded through Chrysler LB Receivables Trust, a special purpose vehicle created by Chrysler FinCo. The amount of $1,500,000,000 represents the maximum loan amount. The loan was incrementally funded until it reached the maximum amount of $1.5 billion on 4/9/2009. 14. This transaction was an amendment to Treasury's 1/2/2009 agreement with Chrysler Holding. As of 4/30/2009, Treasury's obligation to lend any funds committed under this amendment had terminated. No funds were disbursed. 15. The loan was used to capitalize Chrysler Warranty SPV LLC, a special purpose vehicle created by Old Chrysler. 16. This transaction was set forth in a credit agreement with Old Chrysler fully executed on 5/5/2009 following a term sheet executed on 5/1/2009 and made effective on 4/30/2009. Treasury's commitment was $3.04 billion of the total $4.1 billion debtor-in-possession credit facility (the "Chrysler DIP Loan"). As of 6/30/2009, Treasury's commitment to lend under the Chrysler DIP Loan had terminated. The remaining principal amount reflects the final amount of funds disbursed under the Chrysler DIP Loan. 17. This transaction was an amendment to Treasury's commitment under the Chrysler DIP Loan, which increased Treasury's commitment by an amount $756,857,000 to a total of $3.8 billion under the Chrysler DIP Loan. As of 6/30/2009, Treasury's obligation to lend funds committed under the Chrysler DIP Loan had terminated. 18. This transaction, first reported based on a term sheet fully executed on 5/27/2009 for an amount up to $6.943 billion, was set forth in a credit agreement with New Chrysler fully executed on 6/10/2009. Under the terms of the credit agreement, Treasury made a new commitment to New Chrysler of up to $6.642 billion. The total loan amount is up to $7.142 billion including $500 million of debt assumed on 6/10/2009 from Chrysler Holding originally incurred under Treasury's 1/2/2009 credit agreement with Chrysler Holding. The debt obligations are secured by a first priority lien on the assets of New Chrysler. When the sale to new Chrysler was completed, Treasury acquired the rights to 9.85% of the common equity in new Chrysler. 19. Pursuant to the agreement explained in footnote 18, $500 million of this debt obligation was assumed by New Chrysler. 20. Under loan agreement, as amended on 7/23/2009, Treasury was entitled to proceeds Chrysler Holdco received from Chrysler FinCo equal to the greater of $1.375 billion or 40% of the equity value of Chrysler FinCo. Pursuant to a termination agreement dated 5/14/2010, Treasury agreed to accept a settlement payment of $1.9 billion as satisfaction in full of all existing debt obligations (including additional notes and accrued and unpaid interest) of Chrysler Holdco, and upon receipt of such payment to terminate all such obligations. 21. Amount of the Treasury investment exchange includes the exercised warrants from Treasury's initial investments. 22. Under the terms of an agreement dated 12/30/2009, the convertible preferred shares will mandatorily convert to common stock under the conditions and the conversion price as set forth in the terms of the agreement. 23. On April 30, 2010, the Plan of Liquidation for the debtors of Old Chrysler approved by the respective bankruptcy court became effective (the “Liquidation Plan”). Under the Liquidation Plan, the loan Treasury had provided to Old Chrysler was extinguished without repayment, and all assets of Old Chrysler were transferred to a liquidation trust. Treasury retained the right to recover the proceeds from the liquidation from time to time of the specified collateral security attached to such loan. 24. On October 27, 2010, Treasury accepted an offer by General Motors Company (GM) to repurchase all of the approximately $2.1 billion preferred stock at a price per share of $25.50, which is equal to 102% of the liquidation preference, subject to the closing of the proposed initial public offering of GM’s common stock. The repurchase was completed on 12/15/2010. 25. On 11/17/2010, Treasury agreed to sell 358,546,795 shares of common stock at $32.7525 per share (which represents the $33 public sale price less underwriting discounts and fees) pursuant to an underwriting agreement. Following settlement, the net proceeds to Treasury were $11,743,303,903. On 11/26/2010, the underwriters exercised their option to purchase an additional 53,782,019 shares of common stock from Treasury at the same purchase price resulting in additional proceeds of $1,761,495,577. Treasury's aggregate net proceeds from the sale of common stock pursuant to the underwriting agreement total $13,504,799,480. 26. On 12/30/2010, Treasury converted $5,500,000,000 of the total convertible preferred stock then outstanding and held by Treasury (including exercised warrants) into 531,850 shares of common stock of Ally. Following this conversion, Treasury holds $5,937,500,000 of convertible preferred stock. 27. On 3/1/2011, Treasury entered into an agreement with Ally Financial, Inc. (Ally) and certain other parties to amend and restate the $2,667,000,000 in aggregate liquidation preference of its Ally trust preferred securities so to facilitate a public underwritten offering. At the time of amendment and restatement, Treasury received all outstanding accrued and unpaid dividends and a distribution fee of $28,170,000. 28. On 3/2/2011, Treasury entered into an underwritten offering for all of its Ally trust preferred securities, the proceeds of which were $2,638,830,000, which together with the distribution fee referred to in footnote 27, provided total disposition proceeds to Treasury of $2,667,000,000. This amount does not include the accumulated and unpaid dividends on the trust preferred securities from the date of the amendment and restatement through but excluding the closing date that Treasury will receive separately at settlement. 29. On March 31, 2011, the Plan of Liquidation for Motors Liquidation Company (Old GM) became effective, Treasury’s $986 million loan to Old GM was converted to an administrative claim and the assets remaining with Old GM, including Treasury's liens on certain collateral and other rights attached to the loan, were transferred to liquidation trusts. On December 15, 2011, Old GM was dissolved, as required by the Plan of Liquidation. Treasury retained the right to recover additional proceeds; however, any additional recovery is dependent on actual liquidation proceeds and pending litigation. 30. In June 2009, Treasury provided a $6.6 billion loan commitment to Chrysler Group LLC and received a 9.9 percent equity ownership in Chrysler Group LLC (Chrysler). In January and April 2011, Chrysler met the first and second of three performance related milestones. As a result, Fiat’s ownership automatically increased from 20% to 30%, and Treasury’s ownership was reduced to 8.6%. On May 24, 2011, Fiat, through the exercise of an equity call option, purchased an incremental 16% fully diluted ownership interest in Chrysler for $1.268 billion, reducing Treasury’s ownership to 6.6% (or 6.0% on a fully diluted basis). On July 21, 2011, Fiat, through the exercise of an equity call option, purchased Treasury’s ownership interest for $500 million. In addition, Fiat paid $60 million to Treasury for its rights under an agreement with the UAW retirement trust pertaining to the trust's shares in Chrysler. 31 On May 24, 2011, Chrysler Group LLC terminated its ability to draw on the remaining $2.066 billion outstanding under this loan facility. 32. On November 1, 2011, Treasury received a $201,345.42 pro-rata tax distribution on its common stock from Ally Financial, Inc. pursuant to the terms of the Sixth Amended and Restated Limited Liability Company Operating Agreement of GMAC LLC dated May 22, 2009. 33. On 12/21/2012, Treasury sold 200,000,000 shares of common stock at $27.50 per share pursuant to a letter agreement. Following settlement, the net proceeds to Treasury were $5,500,000,000. 34 On January 18, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 58,392,078 shares of common stock from time to time during the period ending on April 17, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on April 11, 2013. Page 50 of 69 35. On 6/12/2013, Treasury sold 30,000,000 shares of GM common stock in a registered public offering at $34.41 per share for net proceeds to Treasury of $ 1,031,700,000. AUTOMOTIVE SUPPLIER SUPPORT PROGRAM Adjustment Details Adjustment Adjusted or Final Amount Investment Amount Seller Footnote Date Name of Institution City State Transaction Type Investment Description Investment Amount Pricing Mechanism Adjustment Date Payment or Disposition Date Type 4 Remaining Investment Description Amount 2/11/2010 Partial repayment Partial repayment 3/4/2010 Repayment5 Additional Note $ 50,000,000 4/5/2010 Payment6 None $ 56,541,893 3/9/2010 4/7/2010 Repayment5 Payment7 Additional Note None $ $ 123,076,735 44,533,054 $ 101,074,947 11/20/2009 1 4/9/2009 GM Supplier Receivables LLC Wilmington DE Purchase Debt Obligation w/ $ 3,500,000,000 Additional Note 7/8/2009 3 $ (1,000,000,000) $ N/A 6 2 4/9/2009 Chrysler Receivables SPV LLC INITIAL TOTAL $ 5,000,000,000 Wilmington DE Purchase ADJUSTED TOTAL Debt Obligation w/ $ 1,500,000,000 Additional Note $ 413,076,735 2,500,000,000 N/A 7/8/2009 3 $ $ 290,000,000 (500,000,000) $ 1,000,000,000 $ 123,076,735 7 Total Repayments $ 413,076,735 Debt Obligation w/ Additional Note $ 140,000,000 Debt Obligation w/ Additional Note $ 100,000,000 Total Proceeds from Additional Notes 1/ The loan was funded through GM Supplier Receivables, LLC, a special purpose vehicle created by General Motors Corporation. The amount of $3,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/3/2009. General Motors Company assumed GM Supplier 2/ The loan was funded through Chrysler Receivables SPV LLC, a special purpose vehicle created by Chrysler LLC. The amount of $1,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/7/2009. Chrysler Group LLC assumed Chrysler Receivables SPV LLC on 3/ Treasury issued notice to the institution of the permanent reduced commitment on 7/8/2009; the reduction was effective on 7/1/2009. 4/ Does not include accrued and unpaid interest due on the amount of principal repayment, which interest must be paid at the time of principal repayment. 5/ All outstanding principal drawn under the credit agreement was repaid. 6/ Treasury's commitment was $2.5 billion (see note 3). As of 4/5/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. 7/ Treasury's commitment was $1 billion (see note 3). As of 4/7/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. Page 51 of 69 AUTOMOTIVE INDUSTRY FINANCING PROGRAM - GENERAL MOTORS COMPANY COMMON STOCK DISPOSITION Date 01/18/13 – 04/17/13 Pricing Mechanism1 3 Number of Shares $28.0490 58,392,078 Total Proceeds: Proceeds2 $ 1,637,839,844 $1,637,839,844 1/ The price set forth is the weighted average price for all sales of General Motors Company common stock made by Treasury over the course of the corresponding period. 2/ Amount represents the gross proceeds to Treasury. 3/ On January 18, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 58,392,078 shares of common stock from time to time during the period ending on April 17, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on April 11, 2013. TARGETED INVESTMENT PROGRAM Seller Footnote 1 Date Name of Institution 12/31/2008 Citigroup Inc. Bank of America 1/16/2009 Corporation Treasury Investment Remaining After Capital Repayment Capital Repayment Details City State Transaction Type New York NY Purchase Charlotte NC Purchase Investment Description Investment Amount Trust Preferred $ 20,000,000,000 Securities w/ Warrants Preferred Stock w/ $ 20,000,000,000 Warrants TOTAL $ 40,000,000,000 Pricing Mechanism Par 12/23/2009 Capital Repayment Amount Capital Repayment Date 2 Remaining Capital Description Final Disposition Final Disposition Final Disposition Date 3 Description Remaining Capital Amount Final Disposition Proceeds $ 20,000,000,000 $ 0 Warrants 1/25/2011 A Warrants $ 190,386,428 $ 20,000,000,000 $ 0 Warrants 3/3/2010 A Warrants $ 1,236,804,513 $ 40,000,000,000 $ 1,427,190,941 2 Par 12/9/2009 AMOUNT TOTAL TREASURY TIP INVESTMENT AMOUNT $ Total Warrant Proceeds 0 1/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock, Series I (TIP Shares) “dollar for dollar” for Trust Preferred Securities. 2/ Repayment pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009. 3/ For final disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution, and "A" represents the proceeds to Treasury, after underwriting fees, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution. ASSET GUARANTEE PROGRAM Initial Investment Footnote Date Seller Name of Institution City State 1/16/2009 Citigroup Inc. New York NY Guarantee Description Master Agreement Guarantee Limit $ 5,000,000,000 Description Preferred Stock $ w/ Warrants Amount Exchange/Transfer/Other Details Footnote Date 6/9/2009 Exchange preferred stock Trust Preferred for trust preferred securities Securities w/ Warrants 9/29/2010 Exchange trust preferred Trust Preferred securities for trust preferred Securities w/ Warrants securities 4,034,000,000 4 12/23/2009 Citigroup Inc. New York NY Termination Termination Agreement $ 6 0 12/28/2012 7 $ Description Amount Remaining Premium Description Remaining Premium Trust Preferred Securities w/ Warrants $2,234,000,000 Type Amount 3 12/23/2009 Partial cancellation for early termination of guarantee $ (1,800,000,000) 9/30/2010 Disposition $ 2,246,000,000 Warrants $ 0 1/25/2011 Warrant Auction $ 4,034,000,000 Date 5 $ Footnote $ 67,197,045 None $ 0 $894,000,000.00 None $ 0 2,246,000,000 (5,000,000,000) 3 TOTAL Type Payment or Disposition 2 1 Type Premium 2/4/2013 Trust preferred securities received from the FDIC Exchange Trust preferred securities for subordinated note Trust Preferred Securities $ 800,000,000.00 Subordinated Note $ 894,000,000.00 8 2/8/2013 Disposition Total Proceeds $ 3,207,197,045 1/ In consideration for the guarantee, Treasury received $4.03 billion of preferred stock, which pays 8% interest. 2/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” for Trust Preferred Securities. 3/ On 12/23/2009, Treasury entered into a Termination Agreement with the other parties to the Master Agreement which served to terminate Treasury’s guarantee and obligations under the Master Agreement. In connection with the early termination of the guarantee, Treasury agreed to cancel $1.8 billion of the AGP Trust Preferred Securities, and the Federal Deposit Insurance Corporation (FDIC) and Treasury agreed that, subject to the conditions set out in the Termination Agreement, the FDIC may transfer $800 million of Trust Preferred Securities to Treasury at the close of Citigroup’s participation in the FDIC’s Temporary Liquidity Guarantee Program. 4/ On 9/29/2010, Treasury entered into an agreement with Citigroup Inc. to exchange $2,234,000,000 in aggregate liquidation preference of its trust preferred securities for $2,246,000,000 in aggregate liquidation preference of trust preferred securities with certain modified terms. At the time of exchange, Citigroup Inc. paid the outstanding accrued and unpaid dividends. 5/ On 9/30/2010, Treasury entered into underwritten offering of the trust preferred securities, the gross proceeds of which do not include accumulated and unpaid distributions from the date of the exchange through the closing date. 6/ 12/28/2012, as contemplated by the Termination Agreement and the Letter Agreement dated 12/23/2009, between Treasury and the Federal Deposit Insurance Corporation (FDIC), Treasury received from the FDIC, Citigroup Inc. trust preferred securities in aggregate liquidation preference equal to $800 million and approximately $183 million in dividend and interest payments from those securities. 7/ On 2/4/2013, Treasury exchanged $800 million in Citigroup Capital XXXIII Trust Preferred Securities (TruPs) for $894 million in Citigroup subordinated notes pursuant to an agreement between Citigroup and Treasury executed on 2/4/2013. Accrued interest on the TruPs was received at the time of the exchange. 8/ On 2/8/2013, Treasury completed the sale of its Citigroup subordinated notes for $894 million plus accrued interest, pursuant to an underwriting agreement executed on 2/8/2012. Page 53 of 69 AMERICAN INTERNATIONAL GROUP, INC. (AIG) INVESTMENT PROGRAM (formerly referred to as Systemically Significant Failing Institutions Program) Seller Name of Institution Purchase Details City State Transaction Type Investment Description Exchange/Transfer Details Date Note Date 1 11/25/2008 AIG New York NY Purchase Preferred Stock w/ Warrants (Series D) $ 40,000,000,000 Par 2, 3 4/17/2009 AIG New York NY Purchase Preferred Stock w/ Warrants (Series F) $ 29,835,000,000 Par 2 Transaction Type 4/17/2009 Pricing Mechanism Investment Amount Exchange Pricing Mechanism Amount Investment Description Preferred Stock w/ Warrants (Series E) 1 $ 40,000,000,000 Par See table below for exchange/transfer details in connection with the recapitalization conducted on 1/14/2011. Final Disposition 69,835,000,000 Investment Transaction Type Warrants (Series D) Repurchase $ 25,150,923.10 3/1/2013 $ Date 3/1/2013 TOTAL Warrants (Series F) Repurchase $ 5,767.50 Total Warrant Proceeds $ Proceeds 25,156,690.60 1/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative Preferred Shares for Series E Fixed Rate Non-Cumulative Preferred Shares with no change to Treasury's initial investment amount. In addition, in order for AIG to fully redeem the Series E Preferred Shares, it had an additional obligation to Treasury of $1,604,576,000 to reflect the cumulative unpaid dividends for the Series D Preferred Shares due to Treasury through and including the exchange date. 2/ The investment amount reflected Treasury's commitment to invest up to $30 billion less a reduction of $165 million representing retention payments AIG Financial Products made to its employees in March 2009. 3/ This transaction does not include AIG's commitment fee of an additional $165 million paid from its operating income over the life of the facility. A $55 million payment was received by Treasury on 12/17/2010. The remaining $110 million payment was received by Treasury on 05/27/2011. AIG POST-RECAPITALIZATION Recapitalization Treasury Holdings Post-Recapitalization Date Investment Description Transaction Type Pricing Mechanism Exchange Note Par Final Disposition Investment Description Date Amount / Shares N/A 6 1/14/2011 Common Stock (non-TARP) Transfer Common Stock 562,868,096 8/18/2011 Payment $ 2,153,520,000 Par Payment $ 55,885,302 $ 971,506,765 $ 5,576,121,382 $ 1,521,632,096 $ 1,493,250,339 $ 2,009,932,072 Par 3/8/2011 Payment $ 1,383,888,037 Par Payment $ 44,941,843 Par 5/24/2011 Partial Disposition $ 5,800,000,000 N/A Partial Disposition $ 6,000,000,008 N/A 5/6/2012 Partial Disposition $ 4,999,999,993 N/A Partial Disposition $ 749,999,972 N/A Partial Disposition $ 4,999,999,993 N/A Partial Disposition $ 750,000,002 N/A 9/10/2012 Partial Disposition $ 17,999,999,973 N/A Partial Disposition $ 2,699,999,965 N/A Final Disposition $ 7,610,497,570 N/A 8 Par Payment 0 Par Payment $ Par Payment 8 Par Payment 0 Par Payment $ Par 8/3/2012 924,546,133 97,008,351 12/14/2012 Exchange $ 9/11/2012 Preferred Stock (Series E) Payment 10 Par 8/6/2012 1/14/2011 167,623,733 55,833,333 5/7/2012 5 3,375,328,432 $ 3/8/2012 Exchange $ Payment 0 Par 3/15/2012 ALICO Junior Preferred Interests 5,511,067,614 2/14/2011 7 $ 11/1/2011 N/A Payment - N/A $ Par 3/22/2012 Exchange 185,726,192 3/15/2012 Preferred Stock (Series F) $ 3/8/2012 1/14/2011 Payment 9/2/2011 4 7 $ 8/17/2011 16,916,603,568 Cancellation 3/15/2011 $ 5/27/2011 3/8/2011 AIA Preferred Units 2,000,000,000 Pricing Mechanism 2/14/2011 Preferred Stock (Series G) $ Proceeds 8 Transaction Type Remaining Recap Investment Amount, Shares, or Equity % 1,455,037,962 9 77% 1,248,141,410 11 70% 1,084,206,984 12 63% 1,059,616,821 12 61% 895,682,395 13 55% 871,092,231 13 53% 317,246,078 14 22% 234,169,156 14 16% 234,169,156 15 0% Footnotes appear on following page. Page 54 of 69 4/ On 1/14/2011, (A) Treasury exchanged $27,835,000,000 of Treasury's investment in AIG's Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series F) which is equal to the amount funded (including amounts drawn at closing) under the Series F equity capital facility, for (i) the transferred SPV preferred interests and (ii) 167,623,733 shares of AIG Common Stock, and (B) Treasury exchanged $2,000,000,000 of undrawn Series F for 20,000 shares of preferred stock under the new Series G Cumulative Mandatory Convertible Preferred Stock equity capital facility under which AIG has the right to draw up to $2,000,000,000. 5/ On 1/14/2011, Treasury exchanged an amount equivalent to the $40 billion initial investment plus capitalized interest from the April 2009 exchange (see note 1 above) of Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series E) for 924,546,133 shares of AIG Common Stock. 6/ On 1/14/2011, Treasury received 562,868,096 shares of AIG Common Stock from the AIG Credit Facility Trust, which trust was established in connection with the credit facility between AIG and the Federal Reserve Bank of New York. This credit facility was repaid and terminated pursuant to this recapitalization transaction. The trust had received 562,868,096 shares of AIG common stock in exchange for AIG's Series C Perpetual, Convertible Participating Preferred Stock, which was previously held by the trust for the benefit of the U.S. Treasury. 7/ The amount of Treasury's AIA Preferred Units and ALICO Junior Preferred Interests holdings do not reflect preferred returns on the securities that accrue quarterly. 8/ Proceeds include amounts applied to pay (i) accrued preferred returns and (ii) redeem the outstanding liquidation amount. 9/ On 5/27/2011, Treasury completed the sale of 200,000,000 shares of common stock at $29.00 per share for total proceeds of $5,800,000,000, pursuant to an underwriting agreement executed on 05/24/2011. 10/ On 5/27/2011, pursuant to the terms of the agreements governing the Preferred Stock (Series G), the available amount of the Preferred Stock (Series G) was reduced to $0 as a result of AIG’s primary offering of its common stock and the Preferred Stock (Series G) was cancelled. 11/ On 3/13/2012, Treasury completed the sale of 206,896,552 shares of common stock at $29.00 per share for total proceeds of $6,000,000,008, pursuant to an underwriting agreement executed on 3/8/2012. 12/ On 5/10/2012, Treasury completed the sale of 188,524,589 shares of common stock at $30.50 per share for total proceeds of $5,749,999,965, pursuant to an underwriting agreement executed on 5/6/2012. 13/ On 8/8/2012, Treasury completed the sale of 188,524,590 shares of common stock at $30.50 per share for total proceeds of $5,749,999,995, pursuant to an underwriting agreement executed on 8/3/2012. 14/ On 9/14/2012, Treasury completed the sale of 636,923,075 shares of common stock at $32.50 per share for total proceeds of $20,699,999,938, pursuant to an underwriting agreement executed on 9/10/2012. 15/ On 12/14/2012, Treasury completed the sale of 234,169,156 shares of common stock at $32.50 per share for total proceeds of $7,610,497,570, pursuant to an underwriting agreement executed on 12/10/2012. Page 55 of 69 CREDIT MARKET PROGRAMS TERM ASSET-BACKED SECURITIES LOAN FACILITY Seller Footnote Date Name of Institution City Transaction State Type Investment Description Investment Amount Pricing Mechanism Adjusted Investment Date Amount 2 7/19/2010 $ 4,300,000,000 6/28/2012 1 3/3/2009 TALF LLC Wilmington DE Purchase Debt Obligation w/ Additional Note $ 20,000,000,000 3 $ Final Investment Amount $ 100,000,000 Total Investment Amount $ 1/15/2013 100,000,000 4 $ Amount 2/6/2013 1,400,000,000 N/A Date Repayment 5 Description 100,000,000 Principal Repayment $ 100,000,000 2/6/2013 3/6/2013 4/4/2013 5/6/2013 6/6/2013 Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds $ $ $ $ $ 212,829,610 97,594,053 6,069,968 4,419,259 96,496,772 $ 517,409,662 Total Repayment Amount 5 1/ The loan was funded through TALF LLC, a special purpose vehicle created by The Federal Reserve Bank of New York ("FRBNY"). The amount of $20,000,000,000 represents the maximum loan amount. The loan will be incrementally funded. 2/ On 7/19/2010, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously entered into on 3/3/2009, which amendment reduced Treasury's maximum loan amount to $4,300,000,000. 3/ On 6/28/2012, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously amended 7/19/2010, which reduced Treasury's maximum loan amount to $1,400,000,000. 4/ On 1/15/2013, Treasury, the FRBNY and TALF LLC entered into an amendment that stated that, due to the fact that the accumulated fees collected through TALF exceed the total principal amount of TALF loans outstanding, Treasury’s commitment of TARP funds to provide credit protection is no longer necessary. 5/ Repayment amounts do not include accrued interest proceeds received on 2/6/2013, which are reflected on the Dividends & Interest Report. Page 56 of 69 CREDIT MARKET PROGRAMS SBA 7a SECURITIES PURCHASE PROGRAM Purchase Details 1 Date 3/19/2010 3/19/2010 3/19/2010 4/8/2010 4/8/2010 5/11/2010 5/11/2010 5/11/2010 5/25/2010 5/25/2010 6/17/2010 6/17/2010 7/14/2010 7/14/2010 7/14/2010 7/29/2010 7/29/2010 8/17/2010 8/17/2010 8/17/2010 8/31/2010 8/31/2010 8/31/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 Investment Description Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2016 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2017 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2019 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2024 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2021 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2026 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2035 Total Purchase Face Amount Settlement Details Purchase Face Amount 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,070,000 7,617,617 8,030,000 23,500,000 8,900,014 10,751,382 12,898,996 8,744,333 8,417,817 17,119,972 34,441,059 28,209,085 6,004,156 6,860,835 13,183,361 2,598,386 9,719,455 8,279,048 5,000,000 10,000,000 9,272,482 10,350,000 6,900,000 8,902,230 8,050,000 5,750,000 5,741,753 3,450,000 11,482,421 13,402,491 14,950,000 $ Investment Amount Pricing Mechanism TBA or 3 PMF Settlement Date 107.75 109 108.875 110.502 107.5 106.806 109.42 110.798 110.125 109.553 110.785 112.028 106.625 108.505 111.86 108.4375 106.75 110.198 110.088 110.821 110.515 112.476 105.875 111.584 110.759 106.5 110.5 110.875 113.838 113.9 114.006 - 3/24/2010 3/24/2010 3/24/2010 5/28/2010 4/30/2010 6/30/2010 6/30/2010 6/30/2010 7/30/2010 7/30/2010 8/30/2010 8/30/2010 9/30/2010 9/30/2010 9/30/2010 9/30/2010 10/29/2010 9/30/2010 10/29/2010 10/29/2010 9/29/2010 10/29/2010 11/30/2010 10/29/2010 11/30/2010 11/30/2010 11/30/2010 11/30/2010 12/30/2010 11/30/2010 12/30/2010 332,596,893 2, 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 2,184 4,130 4,348 12,983 4,783 5,741 7,057 4,844 4,635 9,377 19,077 15,801 3,200 3,722 7,373 1,408 5,187 4,561 2,752 5,541 5,123 5,820 3,652 4,966 4,458 3,061 3,172 1,912 6,535 7,632 8,521 183,555 $ 4,377,249 8,279,156 8,716,265 26,041,643 9,598,523 11,511,052 14,151,229 9,717,173 9,294,363 18,801,712 38,273,995 31,693,810 6,416,804 7,462,726 14,789,302 2,826,678 10,394,984 9,150,989 5,520,652 11,115,031 10,277,319 11,672,766 7,319,688 9,962,039 8,940,780 6,134,172 6,361,173 3,834,428 13,109,070 15,308,612 17,092,069 Senior Security 4 Proceeds Total Senior Security Proceeds $ TOTAL INVESTMENT AMOUNT $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ TBA or 3 PMF - Final Disposition 368,145,452 Trade Date PMF 6/21/2011 10/19/2011 6/21/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 9/20/2011 6/21/2011 9/20/2011 6/21/2011 10/19/2011 6/21/2011 1/24/2012 6/21/2011 9/20/2011 10/19/2011 10/19/2011 9/20/2011 10/19/2011 1/24/2012 1/24/2012 1/24/2012 1/24/2012 1/24/2012 10/19/2011 1/24/2012 10/19/2011 1/24/2012 - Purchase Face 3 Amount 6 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,070,000 7,617,617 8,030,000 23,500,000 8,900,014 10,751,382 12,898,996 8,744,333 8,417,817 17,119,972 34,441,059 28,209,085 6,004,156 6,860,835 13,183,361 2,598,386 9,719,455 8,279,048 5,000,000 10,000,000 9,272,482 10,350,000 6,900,000 8,902,230 8,050,000 5,750,000 5,741,753 3,450,000 11,482,421 13,402,491 14,950,000 Life-to-date Principal Received Current Face Amount 6, 8 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Disposition 5, 6 Amount 1, 8 3,151,186 5,891,602 5,964,013 22,350,367 6,542,218 9,819,270 12,570,392 8,483,188 8,171,159 15,030,712 32,656,125 25,930,433 5,656,049 6,520,875 12,704,841 1,903,407 9,531,446 6,425,217 4,580,543 9,030,539 8,403,846 10,099,555 6,236,800 7,503,681 7,053,867 5,473,724 4,307,881 3,367,168 10,592,775 12,963,737 14,562,161 902,633 1,685,710 2,022,652 1,149,633 2,357,796 932,112 328,604 261,145 246,658 2,089,260 1,784,934 2,278,652 348,107 339,960 478,520 694,979 188,009 1,853,831 419,457 969,461 868,636 250,445 663,200 1,398,549 996,133 276,276 1,433,872 82,832 889,646 438,754 387,839 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 3,457,746 6,462,972 6,555,383 25,039,989 7,045,774 10,550,917 13,886,504 9,482,247 8,985,818 16,658,561 36,072,056 29,142,474 6,051,772 7,105,304 14,182,379 2,052,702 10,223,264 7,078,089 5,029,356 9,994,806 9,230,008 11,314,651 6,556,341 8,269,277 7,703,610 5,764,858 4,693,918 3,698,411 11,818,944 14,433,039 16,383,544 Disposition Proceeds $ 334,924,711 7 TOTAL PROGRAM PROCEEDS TO DATE $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 376,748,302 1/ The amortizing principal and interest payments are reported on the monthly Dividends and Interest Report available at www.FinancialStability.gov. 2/ Investment Amount is stated after applying the appropriate month's factor and includes accrued interest paid at settlement, if applicable. 3/ If a purchase is listed as TBA, or To-Be-Announced, the underlying loans in the SBA Pool have yet to come to market, and the TBA pricing mechanism, purchase face amount, investment amount and senior security proceeds will be adjusted within the variance permitted under the program terms. If a purchase is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security and senior security are priced according to the prior-month's factor. The PMF investment amount and senior security proceeds will be adjusted after publication of the applicable month's factor (on or about the 11th business day of each month). 4/ In order to satisfy the requirements under Section 113 of the Emergency Economic Stabilization Act of 2008, Treasury will acquire a senior indebtedness instrument (a Senior Security) from the seller of each respective SBA 7a Security. Each Senior Security will (i) have an aggregate principal amount equal to the product of (A) 0.05% and (B) the Investment Amount (excluding accrued interest) paid by Treasury for the respective SBA 7a Security, and (ii) at the option of the respective seller, may be redeemed at par value immediately upon issuance, or remain outstanding with the terms and conditions as set forth in the Master Purchase Agreement. 5/ Disposition Amount is stated after applying the appropriate month's factor and includes accrued interest received at settlement, if applicable. If the disposition is listed as PMF, the disposition amount will be adjusted after publication of the applicable month's factor. 6/ If a disposition is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security is priced according to the prior-month's factor. The PMF disposition amount will be adjusted after publication of the applicable month's factor (on or about the 11th business day of each month). 7/ Total Program Proceeds To Date includes life-to-date disposition proceeds, life-to-date principal received, life-to-date interest received, and senior security proceeds (excluding accruals). 8/ The sum of Current Face Amount and Life-to-date Principal Received will equal Purchase Face Amount for CUSIPs that were originally purchased as TBAs only after the applicable month's factor has been published and trailing principal & interest payments have been received. Page 57 of 69 CREDIT MARKET PROGRAMS LEGACY SECURITIES PUBLIC-PRIVATE INVESTMENT PROGRAM (S-PPIP) Preliminary Adjusted Seller Footnote Date 1 9/30/2009 Name of Institution Commitment City State Transaction Type Wilmington DE Purchase Investment Description Membership Interest Commitment Amount $ 1,111,111,111 Pricing Mechanism Date Par 1/4/2010 3 Amount 4 $ 156,250,000 Final Investment Amount Final Commitment Amount Date 1/4/2010 7 9 Amount 4 $ 156,250,000 Amount Repayment Amount Amount Distribution or Dispos Description Date Description 5 Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 1/4/2010 4 $ 200,000,000 1/4/2010 4 $ 200,000,000 $ 200,000,000 1/11/2010 1/12/2010 1 9/30/2009 Invesco Legacy Securities Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 856,000,000 $ 580,960,000 $ $ 34,000,000 166,000,000 $ $ 0 Membership Interest 0 2,444,347 $ 578,515,653 Membership Interest 4/15/2010 $ 3,533,199 $ 574,982,454 Membership Interest 9/15/2010 $ 30,011,187 $ 544,971,267 Membership Interest 11/15/2010 $ 66,463,982 $ 478,507,285 Membership Interest 12/14/2010 $ 15,844,536 $ 462,662,749 Membership Interest 1/14/2011 $ 13,677,726 $ 448,985,023 Membership Interest 2/14/2011 $ 48,523,845 $ 400,461,178 Membership Interest 3/14/2011 $ 68,765,544 $ 331,695,634 Membership Interest 4/14/2011 $ 77,704,254 $ 253,991,380 Membership Interest 5/20/2011 $ 28,883,733 $ 225,107,647 Membership Interest 6/14/2011 $ 9,129,709 $ 215,977,938 Membership Interest 7/15/2011 $ 31,061,747 $ 184,916,192 Membership Interest 8/12/2011 $ 10,381,214 $ 174,534,977 Membership Interest 10/17/2011 $ 6,230,731 $ 168,304,246 Membership Interest 12/14/2011 $ 1,183,959 $ 167,120,288 Membership Interest 1/17/2012 $ 1,096,185 $ 166,024,103 Membership Interest 2/14/2012 $ 1,601,688 $ 164,422,415 Membership Interest 3/14/2012 $ 3,035,546 $ 161,386,870 Membership Interest 2 9/30/2009 Invesco Legacy Securities Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 9/26/2011 8 $ 1,161,920,000 $ 1,161,920,000 161,386,870 $ 2/18/2010 $ 4,888,718 $ 4/15/2010 $ 7,066,434 $ 9/15/2010 $ 60,022,674 $ 11/15/2010 $ 132,928,628 $ 12/14/2010 $ 31,689,230 $ 1/14/2010 $ 27,355,590 $ 2/14/2011 $ 92,300,138 $ 3/14/2011 $ 128,027,536 $ 4/14/2011 $ 155,409,286 $ 5/20/2011 $ 75,085,485 $ 6/14/2011 $ 18,259,513 $ 7/15/2011 $ 62,979,809 $ 8/12/2011 $ 20,762,532 $ 10/17/2011 $ 37,384,574 $ 0 8/9/2012 Distribution Final Distribution Adjusted Distribution 5 Contingent Proceeds $ $ Distribution 5 Debt Obligation w/ Contingent 166,000,000 Proceeds 2/18/2010 3/29/2012 Final Distribution 6/4/2013 DE $ Distribution 9/28/2012 Wilmington 156,250,000 Final Distribution 3/29/2012 UST/TCW Senior Mortgage Securities Fund, L.P. $ Distribution 2/24/2010 9/30/2009 1/15/2010 1/29/2010 1/29/2010 2 156,250,000 Repayment Date Investment After Capital Repayment 2/24/2010 UST/TCW Senior Mortgage Securities Fund, L.P. $ Capital Repayment Details 5 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 Membership Interest 10 5 5 5 5, 13 Debt Obligation w/ Contingent 1,157,031,282 Proceeds Debt Obligation w/ Contingent 1,149,964,848 Proceeds Debt Obligation w/ Contingent 1,089,942,174 Proceeds Debt Obligation w/ Contingent 957,013,546 Proceeds Debt Obligation w/ Contingent 925,324,316 Proceeds Debt Obligation w/ Contingent 897,968,726 Proceeds Debt Obligation w/ Contingent 805,668,588 Proceeds Debt Obligation w/ Contingent 677,641,052 Proceeds Debt Obligation w/ Contingent 522,231,766 Proceeds Debt Obligation w/ Contingent 447,146,281 Proceeds Debt Obligation w/ Contingent 428,886,768 Proceeds Debt Obligation w/ Contingent 365,906,960 Proceeds Debt Obligation w/ Contingent 345,144,428 Proceeds Debt Obligation w/ Contingent 307,759,854 Proceeds Page 58 of 69 Preliminary Adjusted Seller Footnote Date Name of Institution Commitment City State Transaction Type Investment Description Commitment Amount Pricing Mechanism Date 3 Amount Final Investment Amount Final Commitment Amount Date 7 9 Amount Amount Capital Repayment Details Repayment Date Investment After Capital Repayment Repayment Amount Amount 12/14/2011 $ 7,103,787 $ 1/17/2012 $ 6,577,144 $ 2/14/2012 $ 9,610,173 $ Distribution or Dispos Description Date Description Debt Obligation w/ Contingent 300,656,067 Proceeds Debt Obligation w/ Contingent 294,078,924 Proceeds Debt Obligation w/ Contingent 284,468,750 Proceeds 5 3/29/2012 8/9/2012 DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,262,037,500 7/16/2010 $ 1,149,487,000 $ 1,149,487,000 $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 1,150,423,500 $ 2,298,974,000 1,064,141,738 436,447,818 $ 243,459,145 Membership Interest $ 243,459,145 $ 6/26/2012 $ 125,000,000 $ 2,173,974,000 $ 305,000,000 $ 1,868,974,000 $ 800,000,000 $ 1,068,974,000 $ 630,000,000 $ 438,974,000 $ 97,494,310 $ 341,479,690 $ 341,479,690 $ 1/15/2010 $ 44,043 $ 1,064,097,694 Membership Interest $ 712,284 $ 1,063,385,410 Membership Interest $ 6,716,327 $ 1,056,669,083 Membership Interest $ 7,118,388 $ 1,049,550,694 Membership Interest $ 39,999,800 $ 1,009,550,894 Membership Interest $ 287,098,565 $ 722,452,330 Membership Interest $ 68,749,656 $ 653,702,674 Membership Interest $ 361,248,194 $ 292,454,480 Membership Interest 8/30/2012 2 10/2/2009 AllianceBernstein Legacy Securities Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 2,300,847,000 12 $ 2,128,000,000 $ 292,454,480 $ 5/16/2011 $ 30,244,575 $ 6/14/2011 $ 88,087 $ 5/3/2012 $ 80,000,000 $ 5/14/2012 $ 30,000,000 $ 5/23/2012 $ 500,000,000 $ 6/14/2012 $ 44,200,000 $ 6/25/2012 $ 120,000,000 $ 7/16/2012 $ 17,500,000 $ 7/27/2012 $ 450,000,000 $ 8/14/2012 $ 272,500,000 $ 8/22/2012 $ 583,467,339 $ Distribution Distribution Distribution - 9/19/2012 Distribution Distribution Distribution 10/3/2012 Distribution 12/21/2012 Distribution 5, 13 10 10 10 10 0 5 10 - Contingent Proceeds 8/14/2012 Membership Interest $ $ 7/16/2012 Purchase 2,298,974,000 679,906,963 Membership Interest 6/14/2012 DE $ $ 5/14/2012 Wilmington 7/16/2010 254,581,112 4/14/2011 AllianceBernstein Legacy Securities Master Fund, L.P. 2,524,075,000 $ 3/14/2011 10/2/2009 3/22/2010 6 $ 934,488,075 Membership Interest 2/14/2011 1 Par $ 1/24/2013 2,222,222,222 152,499,238 1/15/2013 $ $ 12/21/2012 Debt Obligation w/ Contingent Proceeds 1,086,987,313 Membership Interest 12/6/2012 Purchase $ 9/17/2012 DE 62,499,688 3/13/2013 Wilmington $ 2/13/2013 Wellington Management Legacy Securities PPIF Master Fund, LP 7/16/2012 1/15/2013 10/1/2009 5 Contingent Proceeds 9/17/2012 2 4/17/2013 12/21/2012 Wilmington Distribution 10/1/2012 Wellington Management Legacy Securities PPIF Master Fund, LP 0 3/13/2013 9/12/2012 10/1/2009 $ Distribution 8/30/2012 1 284,468,750 Final Distribution Adjusted 6/4/2013 $ Distribution 9/28/2012 3/14/2012 Distribution Membership Interest Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds 5 5, 11 10 10 10 10 10 10 10 10 Membership Interest 10 5, 11 5, 11 5, 11 5, 11 5, 11 Debt Obligation w/ Contingent 2,097,755,425 Proceeds Debt Obligation w/ Contingent 2,097,667,339 Proceeds Debt Obligation w/ Contingent 2,017,667,339 Proceeds Debt Obligation w/ Contingent 1,987,667,339 Proceeds Debt Obligation w/ Contingent 1,487,667,339 Proceeds Debt Obligation w/ Contingent 1,443,467,339 Proceeds Debt Obligation w/ Contingent 1,323,467,339 Proceeds Debt Obligation w/ Contingent 1,305,967,339 Proceeds Debt Obligation w/ Contingent 855,967,339 Proceeds Debt Obligation w/ Contingent 583,467,339 Proceeds - Contingent Proceeds 5, 11 5, 11 Page 59 of 69 Preliminary Adjusted Seller Footnote Date Name of Institution 1 10/2/2009 Blackrock PPIF, L.P. Commitment City Wilmington State Transaction Type DE Purchase Investment Description Membership Interest Commitment Amount $ 1,111,111,111 Pricing Mechanism Par Date 3/22/2010 6 $ 3 Amount 1,244,437,500 Final Investment Amount Final Commitment Amount Date 7/16/2010 7 9 Amount $ 694,980,000 Amount $ 528,184,800 Capital Repayment Details Repayment Date Investment After Capital Repayment Repayment Amount Amount Distribution or Dispos Description 8/14/2012 $ 90,269,076 $ 437,915,724 Membership Interest 9/17/2012 $ 8,833,632 $ 429,082,092 Membership Interest 10/15/2012 $ 10,055,653 $ 419,026,439 Membership Interest 11/5/2012 $ 419,026,439 $ Date Description 10 10 10 $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 1,389,960,000 $ 1,053,000,000 $ 175,000,000 $ 8/14/2012 $ 5,539,055 $ 8/31/2012 $ 16,000,000 $ 9/17/2012 $ 1,667,352 $ 9/28/2012 $ 35,000,000 $ 10/15/2012 $ 25,334,218 $ 10/18/2012 1 10/30/2009 AG GECC PPIF Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,271,337,500 7/16/2010 $ 1,243,275,000 $ 1,117,399,170 $ 794,459,374 $ - Contingent Proceeds $ 87,099,565 $ 1,030,299,606 Membership Interest 3/14/2012 $ 99,462,003 $ 930,837,603 Membership Interest 5/14/2012 $ 74,999,625 $ 855,837,978 Membership Interest 7/16/2012 $ 18,749,906 $ 837,088,072 Membership Interest 8/14/2012 $ 68,399,658 $ 768,688,414 Membership Interest 9/17/2012 $ 124,999,375 $ 643,689,039 Membership Interest 10/15/2012 $ 240,673,797 $ 403,015,242 Membership Interest 11/15/2012 $ 45,764,825 $ 357,250,417 Membership Interest 12/14/2012 $ 24,588,926 $ 332,661,491 Membership Interest 1/15/2013 $ 30,470,429 $ 302,191,061 Membership Interest 2/14/2013 $ 295,328,636 $ 6,862,425 Membership Interest 2 10/30/2009 AG GECC PPIF Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,542,675,000 7/16/2010 $ 2,486,550,000 $ 2,234,798,340 $ 6,862,425 $ - 2/14/2012 $ 174,200,000 $ 2,060,598,340 3/14/2012 $ 198,925,000 $ 1,861,673,340 5/14/2012 $ 150,000,000 $ 1,711,673,340 7/16/2012 $ 37,500,000 $ 1,674,173,340 8/14/2012 $ 136,800,000 $ 1,537,373,340 9/17/2012 $ 250,000,000 $ 1,287,373,340 10/15/2012 $ 481,350,000 $ 806,023,340 11/15/2012 $ 274,590,324 $ 531,433,016 12/14/2012 $ 147,534,295 $ 383,898,721 1/15/2013 $ 182,823,491 $ 201,075,230 2/14/2013 $ 201,075,230 $ Distribution Distribution Distribution Distribution Distribution 4/25/2013 Distribution 5/29/2013 Distribution 5, 11 5, 11 Debt Obligation w/ Contingent 878,000,000 Proceeds Debt Obligation w/ Contingent 872,460,945 Proceeds Debt Obligation w/ Contingent 856,460,945 Proceeds Debt Obligation w/ Contingent 854,793,592 Proceeds Debt Obligation w/ Contingent 819,793,592 Proceeds Debt Obligation w/ Contingent 794,459,374 Proceeds 2/14/2012 2/21/2013 3/14/2013 4/19/2013 7/31/2012 Distribution 5/29/2013 Debt Obligation w/ Contingent Proceeds Distribution 4/25/2013 Purchase Distribution 4/19/2013 DE Distribution 2/27/2013 Wilmington 11/5/2012 2/21/2013 Blackrock PPIF, L.P. Distribution 12/5/2012 10/2/2009 Distribution 12/5/2012 2 11/5/2012 - Membership Interest 10 - 5, 11 5, 11 10 10 10 10 10 10 10 10 10 10 10 Membership Interest 10 5, 11 5, 11 5, 11 5, 11 5, 11 5, 11 Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Contingent Proceeds 5, 11 5, 11 5, 11 Page 60 of 69 Preliminary Adjusted Seller Footnote Date 1 11/4/2009 Name of Institution RLJ Western Asset Public/Private Master Fund, L.P. Commitment City Wilmington State Transaction Type DE Purchase Investment Description Membership Interest Commitment Amount $ 1,111,111,111 Pricing Mechanism Par Date 3/22/2010 6 $ 3 Amount 1,244,437,500 Final Investment Amount Final Commitment Amount Date 7/16/2010 7 9 Amount $ 620,578,258 Amount $ 620,578,258 Capital Repayment Details Repayment Date Investment After Capital Repayment Repayment Amount Amount Distribution or Dispos Description 3/14/2011 $ 1,202,957 $ 619,375,301 Membership Interest 4/14/2011 $ 3,521,835 $ 615,853,465 Membership Interest 8/14/2012 $ 104,959,251 $ 510,894,215 Membership Interest 9/17/2012 $ 72,640,245 $ 438,253,970 Membership Interest 9/28/2012 $ 180,999,095 $ 257,254,875 Membership Interest 10/15/2012 $ 134,999,325 $ 122,255,550 Membership Interest Date Description 10 10 10 10 10 10 10/19/2012 Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 1,241,156,516 $ 1,241,000,000 5/13/2011 $ 13,531,530 $ 7/31/2012 $ 618,750,000 $ 8/9/2012 $ 151,006,173 $ 8/14/2012 $ 11,008,652 $ 8/23/2012 $ 160,493,230 $ 8/29/2012 $ 103,706,836 $ 9/17/2012 $ 20,637,410 $ 9/21/2012 1 11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 474,550,000 $ 474,550,000 $ 161,866,170 $ - Contingent Proceeds $ 74,499,628 $ 400,050,373 Membership Interest 11/15/2012 $ 59,787,459 $ 340,262,914 Membership Interest 12/14/2012 $ 40,459,092 $ 299,803,821 Membership Interest 1/15/2013 $ 10,409,317 $ 289,394,504 Membership Interest 1/30/2013 $ 219,998,900 $ 69,395,604 Membership Interest 2/25/2013 $ 39,026,406 $ 30,369,198 Membership Interest 2 11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 949,100,000 $ 949,000,000 $ 30,369,198 $ Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 1,160,784,100 $ 555,904,633 119,575,516 $ $ 195,000,000 $ $ 47,755,767 $ $ 62,456,214 $ 1/24/2013 DE $ 1/15/2013 Wilmington $ 12/14/2012 Oaktree PPIP Fund, L.P. 149,000,000 11/20/2012 12/18/2009 $ 11/15/2012 1 9/17/2012 $ 375,212,503 $ Distribution Distribution 4/16/2013 Distribution Distribution 4/16/2013 Distribution Distribution 10 5, 11 5, 11 5, 11 Debt Obligation w/ Contingent 1,227,468,470 Proceeds Debt Obligation w/ Contingent 608,718,470 Proceeds Debt Obligation w/ Contingent 457,712,297 Proceeds Debt Obligation w/ Contingent 446,703,645 Proceeds Debt Obligation w/ Contingent 286,210,415 Proceeds Debt Obligation w/ Contingent 182,503,579 Proceeds Debt Obligation w/ Contingent 161,866,170 Proceeds 9/17/2012 3/25/2013 Distribution 5/16/2013 DE Membership Interest 11/2/2012 5/16/2013 Wilmington - Distribution 3/25/2013 RLJ Western Asset Public/Private Master Fund, L.P. $ Distribution 12/21/2012 11/4/2009 122,255,550 Distribution 10/19/2012 2 $ 11/2/2012 12/21/2012 10/19/2012 Distribution - 5, 11 5, 11 5, 11 10 10 10 10 10 10 Membership Interest 10 5, 11 5, 11 5, 11 Debt Obligation w/ Contingent 800,000,000 Proceeds Debt Obligation w/ Contingent 680,424,484 Proceeds Debt Obligation w/ Contingent 485,424,484 Proceeds Debt Obligation w/ Contingent 437,668,717 Proceeds Debt Obligation w/ Contingent 375,212,503 Proceeds - Contingent Proceeds 7/15/2011 $ 39,499,803 $ 516,404,830 Membership Interest 3/14/2012 $ 39,387,753 $ 477,017,077 Membership Interest 9/17/2012 $ 22,111,961 $ 454,905,116 Membership Interest 10/15/2012 $ 32,496,972 $ 422,408,144 Membership Interest 11/15/2012 $ 111,539,536 $ 310,868,608 Membership Interest 12/14/2012 $ 55,540,026 $ 255,328,581 Membership Interest 1/15/2013 $ 14,849,910 $ 240,478,671 Membership Interest 4/12/2013 $ 18,268,328 $ 222,210,343 Membership Interest 5, 11 5, 11 10 10 10 10 10 10 10 10 Page 61 of 69 Preliminary Adjusted Seller Footnote Date Name of Institution Commitment City State Transaction Type Investment Description Commitment Amount Pricing Mechanism Date 3 Amount Final Investment Amount Final Commitment Amount Date Amount 7 9 Amount Capital Repayment Details Repayment Date Repayment Amount Investment After Capital Repayment Amount Distribution or Dispos Description 5/14/2013 $ 70,605,973 $ 151,604,370 Membership Interest 5/28/2013 $ 119,769,362 $ 31,835,008 Membership Interest 6/3/2013 $ 31,835,008 $ - Date Description 10 10 Membership Interest 10 6/3/2013 Distribution 6/14/2013 Distribution 5, 11 5, 11 Page 62 of 69 Preliminary Adjusted Seller Footnote Date 2 12/18/2009 Name of Institution Commitment City State Transaction Type DE Purchase Investment Description Commitment Amount Pricing Mechanism Date 3 Amount Final Investment Amount Final Commitment Amount Date 7 9 Amount Amount Capital Repayment Details Repayment Date Investment After Capital Repayment Repayment Amount Amount Description $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 2,321,568,200 $ 1,111,000,000 79,000,000 $ $ 78,775,901 $ $ 44,224,144 $ 64,994,269 $ Description Debt Obligation w/ Contingent 908,999,956 Proceeds $ Date Debt Obligation w/ Contingent 1,032,000,000 Proceeds Debt Obligation w/ Contingent 953,224,099 Proceeds 10/15/2012 Debt Obligation w/ Contingent Proceeds $ 9/17/2012 Wilmington 7/15/2011 3/14/2012 Oaktree PPIP Fund, L.P. Distribution or Dispos Debt Obligation w/ Contingent 844,005,687 Proceeds 11/15/2012 $ 223,080,187 $ Debt Obligation w/ Contingent 620,925,500 Proceeds 12/14/2012 $ 111,080,608 $ Debt Obligation w/ Contingent 509,844,892 Proceeds 1/15/2013 $ 89,099,906 $ Debt Obligation w/ Contingent 420,744,985 Proceeds $ Debt Obligation w/ Contingent 311,134,469 Proceeds 4/12/2013 $ 109,610,516 5/28/2013 INITIAL COMMITMENT AMOUNT $ 30,000,000,000 FINAL COMMITMENT AMOUNT $ $ 311,134,469 $ - Contingent Proceeds 6/3/2013 Distribution 6/14/2013 5/14/2013 Distribution Distribution 5, 11 5, 11 5, 11 TOTAL DISTRIBUTIONS 5 21,856,403,574 TOTAL CAPITAL REPAYMENT AMOUNT $ 18,625,147,938 1/ The equity amount may be incrementally funded. Commitment amount represents Treasury's maximum obligation if the limited partners other than Treasury fund their maximum equity capital obligations. 2/ The loan may be incrementally funded. Commitment amount represents Treasury's maximum obligation if Treasury and the limited partners other than Treasury fund 100% of their maximum equity obligations. 3/ Adjusted to show Treasury's maximum obligations to a fund. 4/ On 1/4/2010, Treasury and the fund manager entered into a Winding-Up and Liquidation Agreement. 5/ Distributions after capital repayments will be considered profit and are paid pro rata (subject to prior distribution of Contingent Proceeds to Treasury) to the fund's partners, including Treasury, in proportion to their membership interests. These figures exclude pro-rata distributions to Treasury of gross investment proceeds (reported on the Dividends & Interest report), which may be made from time to time in accordance with the terms of the fund's Limited Partnership Agreement 6/ Following termination of the TCW fund, the $3.33 billion of obligations have been reallocated to the remaining eight funds pursuant to consent letters from Treasury dated as of 3/22/2010. $133 million of maximum equity capital obligation and $267 million of maximum debt obligation were reallocated per fund, after adjustment for the $17.6 million and $26.9 million equity capital reallocations from private investors in the TCW fund to the Wellington fund and the AG GECC fund, r $356 million of final investment in the TCW fund will remain a part of Treasury's total maximum S-PPIP investment amount. 7/ Amount adjusted to show Treasury's final capital commitment (membership interest) and the maximum amount of Treasury's debt obligation that may be drawn down in accordance with the Loan Agreement. 8/ On 09/26/2011, the General Partner notified Treasury that the Investment Period was terminated in accordance with the Limited Partnership Agreement. As a result, the Final Investment Amount, representing Treasury's debt obligation, has been reduced to the cumulative amount of debt funded. 9/ Cumulative capital drawn at end of the Investment Period. 10/ The Amount is adjusted to reflect pro-rata equity distributions that have been deemed to be capital repayments to Treasury. 11/ Distribution represents a gain on funded capital and is subject to revision pending any additional fundings of the outstanding commitment. 12/ On 08/23/2012, AllianceBernstein agreed to de-obligate its unused debt commitment. The Final Investment Amount represents the cumulative capital drawn as of the de-obligation. 13/ On, 6/5/2013, Invesco Mortgage Recovery Master Fund L.P. made a distribution to Treasury that is the result of adjustments made to positions previously held by the Invesco Legacy Securities Master Fund, L.P. “Partnership”, of which The U.S. Department of the Treasury is a Limited Partner. The adjusted distribution was made 18 months after the Final Distribution on 9/28/2012. Page 63 of 69 sition Proceeds $ 20,091,872 $ 48,922 $ 502,302 $ 1,223 $ 56,390,209 $ 1,056,751 $ 18,772 $ 69,399 Page 64 of 69 sition Proceeds $ 3,434,460 $ 40,556 $ 469 $ 1,735 $ 479,509,240 $ 16,195,771 $ 75,278,664 $ 79,071,633 $ 106,300,357 $ 25,909,972 $ 678,683 $ 12,012,957 $ 16,967 Page 65 of 69 sition Proceeds $ 297,511,708 $ 57,378,964 $ 8,289,431 $ 1,433,088 $ 184,431,858 $ 20,999,895 $ 156,174,219 $ 105,620,441 $ 42,099,442 $ 49,225,244 $ 17,118,005 $ 1,052,497 $ 1,230,643 Page 66 of 69 sition Proceeds $ 147,464,888 $ 148,749,256 $ 549,997 $ 6,789,287 $ 3,718,769 $ 13,750 $ 164,629,827 $ 71,462,104 $ 38,536,072 $ 7,143,340 $ 963,411 Page 67 of 69 sition Proceeds $ 46,575,750 $ 54,999,725 Page 68 of 69 sition Proceeds $ 444,393 $ 1,960,289 $ 1,375,007 $ 2,514,572,217 t. respectively. The Page 69 of 69