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U.S. Treasury Department Office of Financial Stability Troubled Asset Relief Program Transactions Report - Investment Programs For Period Ending July 3, 2013 CAPITAL PURCHASE PROGRAM Footnote Seller Purchase Details Name of Institution 1b 11, 23 5/26/2010 49 14 3a, 72 2/10/2012 119, 225 Purchase Date 10/28/2008 Bank of America Corporation 10/28/2008 The Bank of New York Mellon Corporation Investment Amount Pricing Mechanism Capital Repayment Date 12/9/2009 6/17/2009 Charlotte New York NC NY Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 15,000,000,000 3,000,000,000 Par Par Citigroup Inc. New York NY Common Stock w/ Warrants $ 25,000,000,000 Par 10/28/2008 10/28/2008 10/28/2008 10/28/2008 10/28/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 The Goldman Sachs Group, Inc. JPMorgan Chase & Co. Morgan Stanley State Street Corporation Wells Fargo & Company Bank of Commerce Holdings 1st FS Corporation UCBH Holdings, Inc. Northern Trust Corporation SunTrust Banks, Inc. New York New York New York Boston San Francisco Redding Hendersonville San Francisco Chicago Atlanta NY NY NY MA CA CA NC CA IL GA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ 10,000,000,000 25,000,000,000 10,000,000,000 2,000,000,000 25,000,000,000 17,000,000 16,369,000 298,737,000 1,576,000,000 3,500,000,000 Par Par Par Par Par Par Par Par Par Par 11/14/2008 Broadway Financial Corporation Los Angeles CA Preferred Stock $ 9,000,000 Par 11/14/2008 11/14/2008 Washington Federal, Inc. BB&T Corp. M&T Bank Corporation (Provident Bancshares Corp.) Umpqua Holdings Corp. Comerica Inc. Regions Financial Corporation Capital One Financial Corporation First Horizon National Corporation Huntington Bancshares KeyCorp Seattle Winston-Salem WA NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 200,000,000 3,133,640,000 Baltimore MD Preferred Stock w/ Warrants $ Portland Dallas Birmingham McLean Memphis Columbus Cleveland OR TX AL VA TN OH OH Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ 11/14/2008 11/14/2008 11/14/2008 49 State 10/28/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 11/14/2008 44 5/16/2011 City Capital Repayment Details Valley National Bancorp Zions Bancorporation Wayne Salt Lake City NJ UT Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ ** 6/17/2009 6/17/2009 6/17/2009 6/17/2009 12/23/2009 9/27/2011 4 Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Investment Remaining Capital Description Amount Final Disposition Date Final Disposition Disposition Investment 15 Description $ $ 15,000,000,000 3,000,000,000 $ $ 0 0 Warrants Warrants 3/3/2010 8/5/2009 Warrants Warrants 23 $ 25,000,000,000 $ 0 Warrants 1/25/2011 4 $ $ $ $ $ $ 10,000,000,000 25,000,000,000 10,000,000,000 2,000,000,000 25,000,000,000 17,000,000 $ $ $ $ $ $ 0 0 0 0 0 0 Warrants Warrants Warrants Warrants Warrants Warrants $ $ 1,576,000,000 3,500,000,000 $ $ 0 0 $ $ 200,000,000 3,133,640,000 $ $ 4 4 4 5 4 49 A $ R $ 183,547,824 136,000,000 Warrants A $ 54,621,849 7/22/2009 12/10/2009 8/12/2009 7/8/2009 5/20/2010 10/26/2011 Warrants Warrants Warrants Warrants Warrants Warrants R A R R A R Warrants Warrants 8/26/2009 9/22/2011 0 0 Warrants Warrants $ $ $ $ $ $ 1,100,000,000 936,063,469 950,000,000 60,000,000 840,374,892 125,000 Warrants Warrants R $ A $ 87,000,000 14,069,763 3/9/2010 7/22/2009 Warrants Warrants A $ R $ 15,388,874 67,010,402 $ 19,047,077 $ $ $ $ $ $ $ 4,500,000 181,102,043 45,000,000 146,500,065 79,700,000 49,100,000 70,000,000 4 Par Par 5/27/2009 6/17/2009 4 151,500,000 Par 8/17/2012 119 $ 151,500,000 $ 0 Common Stock 3/19/2013 Common Stock 225 214,181,000 2,250,000,000 3,500,000,000 3,555,199,000 866,540,000 1,398,071,000 2,500,000,000 Par Par Par Par Par Par Par 2/17/2010 3/17/2010 4/4/2012 6/17/2009 12/22/2010 12/22/2010 3/30/2011 5 $ $ $ $ $ $ $ 214,181,000 2,250,000,000 3,500,000,000 3,555,199,000 866,540,000 1,398,071,000 2,500,000,000 $ $ $ $ $ $ $ 0 0 0 0 0 0 0 3/31/2010 5/6/2010 5/2/2012 12/3/2009 3/9/2011 1/19/2011 4/20/2011 Warrants Warrants Warrants Warrants Warrants Warrants Warrants 9 6/3/2009 4 $ 75,000,000 $ 225,000,000 9/23/2009 4 $ 125,000,000 $ 100,000,000 5/18/2010 Warrants A $ 5,421,615 12/23/2009 4 $ 100,000,000 $ 3/28/2012 4 $ 700,000,000 $ 12/5/2012 Warrants P $ 7,666,419 9/26/2012 4 $ 700,000,000 $ 0 Warrants Warrants Warrants Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants Preferred Stock w/ Warrants Warrants 44 R $ 3,250,000 9 R A R R R 300,000,000 1,400,000,000 Par Par 4 4 4 4 4 4 4 4 0 700,000,000 Marshall & Ilsley Corporation Milwaukee WI Preferred Stock w/ Warrants $ 1,715,000,000 Par 7/5/2011 44 $ 1,715,000,000 $ 0 Warrants 7/5/2011 Warrants 11/14/2008 11/14/2008 11/21/2008 11/21/2008 11/21/2008 U.S. Bancorp TCF Financial Corporation First Niagara Financial Group HF Financial Corp. Centerstate Banks of Florida Inc. Minneapolis Wayzata Lockport Sioux Falls Davenport MN MN NY SD FL Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ 6,599,000,000 361,172,000 184,011,000 25,000,000 27,875,000 Par Par Par Par Par 6/17/2009 4/22/2009 5/27/2009 6/3/2009 9/30/2009 4 $ $ $ $ $ 6,599,000,000 361,172,000 184,011,000 25,000,000 27,875,000 $ $ $ $ $ 0 0 0 0 0 7/15/2009 12/15/2009 6/24/2009 6/30/2009 10/28/2009 Warrants Warrants Warrants Warrants Warrants City National Corporation Beverly Hills CA Preferred Stock w/ Warrants $ 400,000,000 Par 12/30/2009 4 11/21/2008 $ 200,000,000 $ 4/7/2010 3/3/2010 7/8/2009 9/27/2011 4 $ $ $ 200,000,000 41,500,000 140,000,000 $ $ $ Warrants Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants 11/21/2008 First Community Bancshares Inc. Western Alliance Bancorporation Webster Financial Corporation Bluefield Las Vegas Waterbury VA NV CT Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 9 6/17/2009 3/30/2011 11/14/2008 11/21/2008 11/21/2008 1b Final Disposition Proceeds 41,500,000 140,000,000 400,000,000 Par Par Par 4 5 4 5 5 49 200,000,000 0 0 0 3/3/2010 4 $ 100,000,000 $ 300,000,000 10/13/2010 4 $ 100,000,000 $ 200,000,000 12/29/2010 4 $200,000,000 $ 0 R A R A R R R $ $ $ $ $ 139,000,000 9,449,981 2,700,000 650,000 212,000 Warrants R $ 18,500,000 11/18/2011 11/18/2011 Warrants Warrants P $ P $ 30,600 415,000 6/2/2011 Warrants A $ 20,388,842 9 Page 1 of 43 Footnote 29 85 06/13/2012 74 3/28/2012 47 6/30/2011 Seller Name of Institution Purchase Date 11/21/2008 Pacific Capital Bancorp 11/21/2008 Heritage Commerce Corp. 14, 20 232 50 City State Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Santa Barbara San Jose CA CA Common Stock w/ Warrants Preferred Stock w/ Warrants $ $ 195,045,000 40,000,000 Par Par 11/30/2012 3/7/2012 4 6/13/2012 89 06/13/2012 75 3/28/2012 17, 54 12 130 120 $ $ 0 0 Warrants Warrants 11/30/2012 6/12/2013 Warrants Warrants R $ P $ 393,121 140,000 85 $ 47,665,332 $ 0 Warrants 8/22/2012 Warrants R $ 2,670,000 P $ 134,201 Preferred Stock w/ Warrants $ 52,000,000 Par 11/21/2008 Porter Bancorp Inc. Louisville KY Preferred Stock w/ Warrants $ 35,000,000 Par 11/21/2008 Banner Corporation Walla Walla WA Preferred Stock w/ Warrants $ 124,000,000 Par 3/28/2012 74 $ 108,071,915 $ 0 Warrants 6/12/2013 Warrants 11/21/2008 Cascade Financial Corporation Everett WA Preferred Stock w/ Warrants $ 38,970,000 Par 6/30/2011 47 $ 16,250,000 $ 0 N/A N/A N/A 47 11/21/2008 11/21/2008 11/21/2008 11/21/2008 Columbia Banking System, Inc. Heritage Financial Corporation First PacTrust Bancorp, Inc. Severn Bancorp, Inc. Tacoma Olympia Chula Vista Annapolis WA WA CA MD Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 76,898,000 24,000,000 19,300,000 23,393,000 Par Par Par Par 8/11/2010 12/22/2010 12/15/2010 4 $ $ $ 76,898,000 24,000,000 19,300,000 $ $ $ 0 0 0 Warrants Warrants Warrants 9/1/2010 8/17/2011 1/5/2011 Warrants Warrants Warrants 9 Boston Private Financial Holdings, Inc. Boston MA Preferred Stock w/ Warrants $ 154,000,000 Par 1/13/2010 4 11/21/2008 $ 50,000,000 $ 2/1/2011 6/16/2010 4 $ 104,000,000 $ 4/6/2011 4 $ 262,500,000 $ 9/14/2011 4 $ 262,500,000 $ 0 Warrants 4 $ $ 215,000,000 10,987,794 $ $ 0 0 Green Bay WI Preferred Stock w/ Warrants $ 525,000,000 4 4 104,000,000 0 262,500,000 Par - N/A R $ R $ R $ 3,301,647 450,000 1,003,227 Warrants A $ 6,202,523 11/30/2011 Warrants A $ 3,435,006 Warrants Warrants 12/30/2009 11/1/2012 Warrants Warrants R $ R $ 10,000,000 297,500 Preferred Stock w/ Warrants Warrants Preferred Stock w/ Warrants 9 11/21/2008 11/21/2008 Trustmark Corporation First Community Corporation Jackson Lexington MS SC Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 215,000,000 11,350,000 Par Par 12/9/2009 8/23/2012 11/21/2008 Taylor Capital Group Rosemont IL Preferred Stock w/ Warrants $ 104,823,000 Par 6/13/2012 86 $ 92,254,460 $ 0 Warrants 7/18/2012 Warrants R $ 9,839,273 11/21/2008 BBCN Bancorp, Inc. (Nara Bancorp, Inc.) Los Angeles CA Preferred Stock w/ Warrants $ 67,000,000 Par 6/27/2012 4 $ 67,000,000 $ 0 Warrants 8/8/2012 Warrants R $ 2,189,317 12/5/2008 Midwest Banc Holdings, Inc. Melrose Park IL $ 89,388,000 Par 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 MB Financial Inc. First Midwest Bancorp, Inc. United Community Banks, Inc. WesBanco, Inc. Encore Bancshares Inc. Manhattan Bancorp Iberiabank Corporation Chicago Itasca Blairsville Wheeling Houston El Segundo Lafayette $ $ $ $ $ $ $ 196,000,000 193,000,000 180,000,000 75,000,000 34,000,000 1,700,000 90,000,000 Par Par Par Par Par Par Par 3/14/2012 11/23/2011 3/28/2013 9/9/2009 9/27/2011 9/16/2009 3/31/2009 4 $ $ $ $ $ $ $ 196,000,000 193,000,000 171,517,500 75,000,000 34,000,000 1,700,000 90,000,000 $ $ $ $ $ $ $ 0 0 0 0 0 0 0 Warrants Warrants Warrants Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants 5/2/2012 12/21/2011 6/12/2013 12/23/2009 11/18/2011 10/14/2009 5/20/2009 Warrants Warrants Warrants Warrants Warrants Warrants Warrants R R P R P R R $ $ $ $ $ $ $ 1,518,072 900,000 6,677 950,000 637,071 63,364 1,200,000 11/18/2011 Warrants P $ 2,794,422 2/23/2011 Warrants R $ 4,450,000 Warrants Warrants Warrants R $ R $ R $ 99,000 225,647 14,500,000 R $ 400,000 R $ 6,436,364 12/5/2008 131 165,983,272 40,000,000 GA Associated Banc-Corp Final Disposition Proceeds $ $ 4 Moultrie 12/5/2008 26 9/30/2010 50 Final Disposition Disposition Investment 15 Description Ameris Bancorp IL IL GA WV TX CA LA Mandatorily Convertible Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants 49 198, 217 Capital Repayment Amount 6 Final Disposition Date 11/21/2008 11/21/2008 122 86 06/13/2012 66 11/30/2011 Purchase Details Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Eagle Bancorp, Inc. Sandy Spring Bancorp, Inc. Bethesda Olney MD MD Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 38,235,000 83,094,000 122 4 232 4 50 4 5 12/23/2009 5 $ 15,000,000 $ 7/14/2011 49 $ 23,235,000 $ 7/21/2010 4 $ 41,547,000 $ 12/15/2010 4 $ 41,547,000 $ 0 Preferred Stock w/ Warrants Warrants 217 $ 9,408,213 $ 0 Warrants 23,235,000 Par Par 0 41,547,000 Warrants 12/5/2008 Coastal Banking Company, Inc. Fernandina Beach FL Preferred Stock w/ Warrants $ 9,950,000 Par 12/5/2008 East West Bancorp Pasadena CA Preferred Stock w/ Warrants $ 306,546,000 Par 12/29/2010 4 $ 306,546,000 $ 0 Warrants 4/10/22013 6/12/2013 1/26/2011 12/5/2008 South Financial Group, Inc. Greenville SC Preferred Stock w/ Warrants $ 347,000,000 Par 9/30/2010 26 $ 130,179,219 $ 0 Warrants 9/30/2010 Warrants 12/5/2008 12/5/2008 12/5/2008 Great Southern Bancorp Cathay General Bancorp Southern Community Financial Corp. Springfield Los Angeles Winston-Salem MO CA NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 58,000,000 258,000,000 42,750,000 Par Par Par 8/18/2011 3/20/2013 10/1/2012 50 $ $ $ 58,000,000 129,000,000 42,750,000 $ $ $ 0 129,000,000 0 9/21/2011 Warrants N/A N/A 12/5/2008 CVB Financial Corp Ontario CA Preferred Stock w/ Warrants $ 130,000,000 Par $ 97,500,000 $ 32,500,000 10/28/2009 Warrants 3/11/2013 8/26/2009 4 9/2/2009 4 $ 32,500,000 $ 0 Warrants Warrants N/A Preferred Stock w/ Warrants Warrants 4 131 9 9 26 9 N/A R $ 1,307,000 12/5/2008 First Defiance Financial Corp. Defiance OH Preferred Stock w/ Warrants $ 37,000,000 Par 6/13/2012 89 $ 35,084,144 $ 0 Warrants 12/5/2008 First Financial Holdings Inc. Charleston SC Preferred Stock w/ Warrants $ 65,000,000 Par 3/28/2012 75 $ 55,926,478 $ 0 Warrants 5/22/2013 Warrants R $ 1,400,000 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/5/2008 Superior Bancorp Inc. Southwest Bancorp, Inc. Popular, Inc. Blue Valley Ban Corp Central Federal Corporation Bank of Marin Bancorp BNC Bancorp Birmingham Stillwater San Juan Overland Park Fairlawn Novato Thomasville AL OK PR KS OH CA NC Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants Trust Preferred Securities w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ 69,000,000 70,000,000 935,000,000 21,750,000 7,225,000 28,000,000 31,260,000 Par Par Par Par Par Par Par 8/8/2012 4 $ 70,000,000 $ 0 Warrants 5/29/2013 Warrants R $ 2,287,197 130 $ $ $ 3,000,000 28,000,000 28,365,685 $ $ $ 0 0 0 N/A Warrants Warrants N/A 11/18/2011 9/19/2012 N/A Warrants Warrants P $ R $ N/A 1,703,984 939,920 9/26/2012 3/31/2009 8/23/2012 4 120 130 Page 2 of 43 Footnote 50 49 Seller Name of Institution Purchase Date 12/5/2008 Central Bancorp, Inc. 12/5/2008 Southern Missouri Bancorp, Inc. Purchase Details City State Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Somerville Poplar Bluff MA MO Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 10,000,000 9,550,000 Par Par 8/25/2011 7/21/2011 50 49 Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description $ $ 10,000,000 9,550,000 $ $ 0 0 Warrants Warrants Final Disposition Date Final Disposition Disposition Investment 15 Description 10/19/2011 Warrants Final Disposition Proceeds R $ 2,525,000 R $ 40,000 68 - 1/1/2012 12/5/2008 Valley National Bancorp (State Bancorp, Inc.) Wayne NJ Preferred Stock w/ Warrants $ 36,842,000 Par 12/14/2011 4 $ 36,842,000 $ 0 Warrants 32 9/30/2010 12/5/2008 TIB Financial Corp Naples FL Preferred Stock w/ Warrants $ 37,000,000 Par 9/30/2010 32 $ 12,119,637 $ 0 Warrants 9/30/2010 Warrants 5/15/2013 4 $ 10,324,000 $ 7/3/2013 7/15/2009 4 $ $ 10,325,000 7,000,000 $ $ 0 0 Preferred Stock w/ Warrants Warrants Warrants 9/2/2009 Warrants R $ 225,000 $ $ $ $ $ $ 113,338,081 13,500,000 100,000,000 41,279,000 6,500,000 235,000,000 $ $ $ $ $ $ 0 0 0 0 0 0 Warrants Warrants Warrants N/A Warrants Warrants 9/19/2012 9/28/2011 5/8/2009 N/A Warrants Warrants Warrants N/A R $ R $ R $ - 825,000 560,000 1,200,000 N/A 6/16/2010 Warrants R $ 6,820,000 7/18/2012 Warrants R $ 860,326 1/19/2011 Warrants R $ 5,269,179 3/10/2010 1/16/2013 Warrants Warrants A $ R $ 11,150,940 256,257 9/12/2012 11/24/2009 Warrants Warrants R $ R $ 1,800,000 2,650,000 R A R R $ $ $ $ 7,778,783 2,857,915 4,753,985 1,500,000 12/5/2008 55 24, 118 50 35 208 88 06/13/2012 43 5/13/2011 176 181 70 206 20,649,000 Par 4 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Common Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ 7,000,000 5,800,000 303,000,000 13,500,000 100,000,000 41,279,000 6,500,000 235,000,000 Par Par Par Par Par Par Par Par 8/14/2012 8/11/2011 3/31/2009 1/28/2011 2/15/2013 12/23/2009 118 12/12/2008 LNB Bancorp Inc. Lorain OH Preferred Stock w/ Warrants $ 25,223,000 Par 6/13/2012 88 $ 21,594,229 $ 0 Warrants 12/12/2008 M&T Bank Corporation (Wilmington Trust Corporation) Wilmington DE Preferred Stock w/ Warrants $ 330,000,000 Par 5/13/2011 43 $ 330,000,000 $ 0 Warrants 4/21/2010 4 $ 200,000,000 $ 4 $ $ $ 100,000,000 120,000,000 18,400,000 $ $ $ 0 0 0 Preferred Stock w/ Warrants Warrants Warrants Warrants Susquehanna Bancshares, Inc 12/12/2008 12/12/2008 12/12/2008 12/12/2008 Signature Bank HopFed Bancorp FirstMerit Corporation (Citizens Republic Bancorp, Inc.) Indiana Community Bancorp Bank of the Ozarks, Inc. BBCN Bancorp, Inc. (Center Financial Corporation) NewBridge Bancorp Sterling Bancshares, Inc. The Bancorp, Inc. TowneBank 12/12/2008 Wilshire Bancorp, Inc. 12/12/2008 12/12/2008 12/12/2008 12/12/2008 50 $ MD FL WA CA IN NC WA CA 12/12/2008 22 Preferred Stock w/ Warrants Bowie Port St. Lucie Spokane Oakdale Evansville Raleigh Seattle Santa Clara 12/12/2008 12/12/2008 50 76 3/28/2012 NJ Old Line Bancshares, Inc. FPB Bancorp, Inc. Sterling Financial Corporation Oak Valley Bancorp Old National Bancorp Capital Bank Corporation Pacific International Bancorp SVB Financial Group 12/12/2008 12/12/2008 66 11/30/2011 237 Clinton 12/5/2008 12/5/2008 12/5/2008 12/5/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 214 Unity Bancorp, Inc. 10,325,000 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/12/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 Valley Financial Corporation Independent Bank Corporation Pinnacle Financial Partners, Inc. First Litchfield Financial Corporation National Penn Bancshares, Inc. Northeast Bancorp Citizens South Banking Corporation Virginia Commerce Bancorp WesBanco, Inc. (Fidelity Bancorp, Inc.) LSB Corporation Intermountain Community Bancorp Community West Bancshares Synovus Financial Corp. Tennessee Commerce Bancorp, Inc. Community Bankers Trust Corporation BancTrust Financial Group, Inc. Enterprise Financial Services Corp. Lititz PA Preferred Stock w/ Warrants $ 300,000,000 Par 50 4 35 208 5 100,000,000 32 35 9 New York Hopkinsville NY KY Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 120,000,000 18,400,000 Par Par 12/22/2010 3/31/2009 12/19/2012 Flint MI Preferred Stock w/ Warrants $ 300,000,000 Par 4/12/2013 214 $ 300,000,000 $ 0 Warrants Columbus Little Rock IN AR Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 21,500,000 75,000,000 Par Par 9/12/2012 11/4/2009 4 $ $ 21,500,000 75,000,000 $ $ 0 0 Warrants Warrants Los Angeles CA Preferred Stock w/ Warrants $ 55,000,000 Par 6/27/2012 4 $ 55,000,000 $ 0 Warrants Greensboro Houston Wilmington Portsmouth NC TX DE VA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 52,372,000 125,198,000 45,220,000 76,458,000 Par Par Par Par 4/29/2013 5/5/2009 3/10/2010 9/22/2011 237 $ $ $ $ 50,837,239 125,198,000 45,220,000 76,458,000 $ $ $ $ 0 0 0 0 Warrants Warrants Warrants Warrants 5/15/2013 6/9/2010 9/8/2010 5/15/2013 Warrants Warrants Warrants Warrants Los Angeles CA Preferred Stock w/ Warrants $ 62,158,000 Par 3/28/2012 76 $ 57,766,994 $ 0 Warrants 6/20/2012 Warrants R $ 760,000 11/14/2012 4 $ 1,600,000 $ 14,419,000 2/20/2013 4 $ 1,600,000 $ 12,819,000 5/15/2013 4 $ 1,600,000 $ 11,219,000 12/28/2011 4 $ 23,750,000 $ 71,250,000 7/18/2012 Warrants R $ 755,000 6/20/2012 4 $ 71,250,000 $ 0 Warrants 4/7/2010 3/16/2011 11/28/2012 9/22/2011 12/11/2012 11/30/2012 11/18/2009 4 $ $ $ $ $ $ $ 10,000,000 150,000,000 4,227,000 20,500,000 71,000,000 7,000,000 15,000,000 $ $ $ $ $ $ $ 0 0 0 0 0 0 0 Warrants Warrants Warrants Warrants Warrants Warrants Warrants 4/7/2010 4/13/2011 12/28/2012 11/9/2011 Warrants Warrants Warrants Warrants 12/16/2009 $ 11,181,456 $ 0 Warrants $ $ 50,000,000 35,000,000 $ $ 0 0 Warrants Warrants Roanoke Ionia Nashville Litchfield Boyertown Lewiston Gastonia Arlington Wheeling North Andover Sandpoint Goleta Columbus Franklin Glen Allen Mobile St. Louis VA MI TN CT PA ME NC VA WV MA ID CA GA TN VA AL MO Preferred Stock w/ Warrants $ Mandatorily Convertible Preferred Stock w/ $ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 16,019,000 74,426,000 95,000,000 10,000,000 150,000,000 4,227,000 20,500,000 71,000,000 7,000,000 15,000,000 27,000,000 15,600,000 967,870,000 30,000,000 17,680,000 50,000,000 35,000,000 Par 4 4 4 4 5 50 9 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 4 4 50 4 176 4 12/11/2012 2/15/2013 11/7/2012 206 4 Preferred Stock w/ Warrants $ $ $ $ 1,488,046 1,000,000 95,000 225,157 Warrants R $ 560,000 6/12/2013 Warrants P $ 698,351 2/15/2013 1/9/2013 Warrants Warrants R $ R $ 15,000 1,006,100 9 206 R R R R Page 3 of 43 Footnote 49 117 8/1/2012 45 - 6/3/2011 81 4/19/2012 50 64 10/21/2011 77 3/28/2012 50 92 6/27/2012 194 50 50 30 9/29/2010 18 49 50 Seller Name of Institution Purchase Date 12/19/2008 Mid Penn Bancorp, Inc. 12/19/2008 Summit State Bank City State Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Millersburg Santa Rosa PA CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 10,000,000 8,500,000 Par Par 12/28/2012 8/4/2011 4 Capital Repayment Amount 6 Final Disposition Date Final Disposition Disposition Investment 15 Description $ $ 10,000,000 8,500,000 $ $ 0 0 Warrants Warrants 1/23/2013 9/14/2011 Warrants Warrants 116 $ 25,000,000 $ 0 Warrants 8/1/2012 Warrants 4 $ 22,000,000 $ 0 Warrants 12/16/2009 Warrants $ 300,000,000 $ 0 Warrants 6/3/2011 Warrants 49 Final Disposition Proceeds R $ R $ 58,479 315,000 R $ 1,189,813 R $ 568,700 45 R $ 6,900,000 81 R $ 792,783 P $ 143,677 116 12/19/2008 VIST Financial Corp. Wyomissing PA Preferred Stock w/ Warrants $ 25,000,000 Par 8/1/2012 12/19/2008 Wainwright Bank & Trust Company Boston MA Preferred Stock w/ Warrants $ 22,000,000 Par 11/24/2009 12/19/2008 Whitney Holding Corporation New Orleans LA Preferred Stock w/ Warrants $ 300,000,000 Par 6/3/2011 12/19/2008 The Connecticut Bank and Trust Company Hartford CT Preferred Stock w/ Warrants $ 5,448,000 Par 4/19/2012 81 $ 5,448,000 $ 0 Warrants 4/19/2012 Warrants 12/19/2008 CoBiz Financial Inc. Denver CO Preferred Stock w/ Warrants $ 64,450,000 Par 9/8/2011 50 $ 64,450,000 $ 0 Warrants 11/18/2011 Warrants 12/19/2008 Santa Lucia Bancorp Atascadero CA Preferred Stock w/ Warrants $ 4,000,000 Par 10/21/2011 64 $ 2,800,000 $ 0 N/A N/A N/A 12/19/2008 Seacoast Banking Corporation of Florida Stuart FL Preferred Stock w/ Warrants $ 50,000,000 Par 3/28/2012 77 $ 40,404,700 $ 0 Warrants 5/30/2012 Warrants R $ 55,000 Horizon Bancorp Michigan City IN Preferred Stock w/ Warrants $ 25,000,000 Par 11/10/2010 8/25/2011 4 12/19/2008 $ $ 6,250,000 18,750,000 $ $ Warrants 11/18/2011 Warrants P $ 1,750,551 12/19/2008 Fidelity Southern Corporation Atlanta GA Preferred Stock w/ Warrants $ 48,200,000 Par 6/27/2012 92 $ 42,757,786 $ 0 Warrants 12/19/2008 12/19/2008 12/19/2008 12/19/2008 Community Financial Corporation Berkshire Hills Bancorp, Inc. First California Financial Group, Inc AmeriServ Financial, Inc Staunton Pittsfield Westlake Village Johnstown VA MA CA PA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 12,643,000 40,000,000 25,000,000 21,000,000 Par Par Par Par 1/9/2013 5/27/2009 7/14/2011 8/11/2011 194 $ $ $ $ 12,643,000 40,000,000 25,000,000 21,000,000 $ $ $ $ 0 0 0 0 Warrants Warrants Warrants Warrants 6/24/2009 8/24/2011 11/2/2011 Warrants Warrants Warrants R $ R $ R $ 1,040,000 599,042 825,000 12/19/2008 Security Federal Corporation Aiken SC Preferred Stock w/ Warrants $ 18,000,000 Par 9/29/2010 4 $ 18,000,000 $ 0 Warrants 12/19/2008 12/19/2008 12/19/2008 Wintrust Financial Corporation Flushing Financial Corporation Monarch Financial Holdings, Inc. Lake Forest Lake Success Chesapeake IL NY VA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 250,000,000 70,000,000 14,700,000 Par Par Par 12/22/2010 10/28/2009 12/23/2009 4 $ $ $ 250,000,000 70,000,000 14,700,000 $ $ $ 0 0 0 2/8/2011 12/30/2009 2/10/2010 Warrants Warrants Warrants 9 A $ R $ R $ 25,600,564 900,000 260,000 StellarOne Corporation Charlottesville VA Preferred Stock w/ Warrants $ 30,000,000 Par 4/13/2011 4 12/19/2008 $ 7,500,000 $ 12/28/2011 4 $ 22,500,000 $ 0 Warrants Warrants Warrants Preferred Stock w/ Warrants Warrants 9 R $ 450,000 12/19/2008 12/19/2008 Union First Market Bankshares Corporation (Union Bankshares Corporation) Tidelands Bancshares, Inc Bancorp Rhode Island, Inc. 12/19/2008 Hawthorn Bancshares, Inc. 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 2, 170 2, 49 2, 49 2, 3 2 2 2, 102 2, 103 2 2 2, 104 2 2 2, 50 Purchase Details Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/19/2008 12/23/2008 12/23/2008 The Elmira Savings Bank, FSB Alliance Financial Corporation Heartland Financial USA, Inc. Citizens First Corporation FFW Corporation Plains Capital Corporation Tri-County Financial Corporation OneUnited Bank Patriot Bancshares, Inc. Pacific City Financial Corporation Marquette National Corporation Exchange Bank Monadnock Bancorp, Inc. Bridgeview Bancorp, Inc. Fidelity Financial Corporation Patapsco Bancorp, Inc. NCAL Bancorp FCB Bancorp, Inc. First Financial Bancorp Bridge Capital Holdings 50 4 50 50 5 5 18,750,000 0 22,500,000 64 9 - N/A Bowling Green VA Preferred Stock w/ Warrants $ 59,000,000 Par 11/18/2009 5 $ 59,000,000 $ 0 Warrants 12/23/2009 Warrants Mount Pleasant Providence SC RI Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 14,448,000 30,000,000 Par Par 8/5/2009 4 $ 30,000,000 $ 0 9/30/2009 Warrants R $ 1,400,000 MO Preferred Stock w/ Warrants $ 30,255,000 Par 5/9/2012 4 Lee's Summit $ 12,000,000 $ 6/12/2013 Warrants R $ 540,000 5/15/2013 8/25/2011 5/13/2009 9/15/2011 4 $ $ $ $ 18,255,000 9,090,000 26,918,000 81,698,000 $ $ $ $ 6/17/2009 9/28/2011 Warrants Warrants R $ R $ 900,000 1,800,000 11/30/2012 9/27/2011 9/22/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 P $ R $ R $ 358,558 4,382,000 777,000 P $ P $ R $ 1,450,171 2,054,215 92,000 Elmira Syracuse Dubuque Bowling Green Wabash Dallas Waldorf Boston Houston Los Angeles Chicago Santa Rosa Peterborough Bridgeview Wichita Dundalk Los Angeles Louisville Cincinnati San Jose NY NY IA KY IN TX MD MA TX CA IL CA NH IL KS MD CA KY OH CA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 9,090,000 26,918,000 81,698,000 8,779,000 7,289,000 87,631,000 15,540,000 12,063,000 26,038,000 16,200,000 35,500,000 43,000,000 1,834,000 38,000,000 36,282,000 6,000,000 10,000,000 9,294,000 80,000,000 23,864,000 Par Par Par 2/16/2011 4 $ 2,212,308 $ 6,566,692 2/13/2013 4 $ 3,300,904 $ 3,265,788 11/30/2012 9/27/2011 9/22/2011 170 $ $ $ 6,515,426 87,631,000 15,540,000 $ $ $ 0 0 0 Warrants Preferred Stock w/ Warrants Warrants Warrants Warrants Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock 2 Preferred Stock 2 2 Preferred Stock 7/27/2012 7/27/2012 12/28/2012 102 $ $ $ 25,313,186 37,259,393 1,834,000 $ $ $ 0 0 0 Preferred Stock 2 2 Preferred Stock Preferred Stock 2 7/27/2012 7/27/2012 12/28/2012 Preferred Stock Preferred Stock Preferred Stock 2, 7 7/27/2012 104 $ 32,013,328 $ 0 Preferred Stock 2 7/27/2012 Preferred Stock 2, 7 P $ 1,725,103 9/22/2011 2/24/2010 50 $ $ 9,294,000 80,000,000 $ $ 0 0 Preferred Stock 2 Warrants 9/22/2011 6/2/2010 Preferred Stock Warrants 2, 7 R $ A $ 465,000 2,966,288 2/23/2011 4 $ 15,000,000 $ Preferred Stock w/ Warrants 4/20/2011 Warrants R $ 1,395,000 3/16/2011 4 $ 8,864,000 $ 49 4 50 18,255,000 0 0 0 0 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 49 49 103 4 5 8,864,000 0 2, 7 2, 7 2, 7 2, 7 9 Warrants Page 4 of 43 Footnote Seller Name of Institution Purchase Date 12/23/2008 178 119 49 59 - 9/7/2011 Purchase Details International Bancshares Corporation City Laredo State TX Capital Repayment Details Investment Amount Preferred Stock w/ Warrants $ 216,000,000 Pricing Mechanism Par 12/23/2008 First Sound Bank Seattle WA Preferred Stock w/ Warrants $ 7,400,000 Par 12/23/2008 M&T Bank Corporation Buffalo NY Preferred Stock w/ Warrants $ 600,000,000 Par 12/23/2008 12/23/2008 Emclaire Financial Corp. Park National Corporation Emlenton Newark PA OH 12/23/2008 Green Bankshares, Inc. Greeneville TN 12/23/2008 Cecil Bancorp, Inc. Elkton MD 12/23/2008 Financial Institutions, Inc. Warsaw NY Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Capital Repayment Date Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description 5/18/2011 4 $ 370,000,000 $ 119 $ $ $ 230,000,000 7,500,000 100,000,000 $ $ $ 0 0 0 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants N/A Preferred Stock w/ Warrants Warrants Warrants Warrants 0 N/A 7/11/2011 4 $ 40,000,000 $ 176,000,000 11/1/2012 4 $ 45,000,000 $ 131,000,000 11/28/2012 2/20/2013 4 $ $ 131,000,000 3,700,000 $ $ 178 0 0 230,000,000 $ $ 7,500,000 100,000,000 Par Par 8/17/2012 8/18/2011 4/25/2012 $ 72,278,000 Par 9/7/2011 59 $ 68,700,000 $ $ 11,560,000 Par 2/23/2011 4 $ 12,505,000 $ 3/30/2011 4 $ 25,010,000 $ 0 Warrants $ 37,515,000 Final Disposition Date 49 4 25,010,000 Par Preferred Stock w/ Warrants Final Disposition Disposition Investment 15 Description Final Disposition Proceeds P $ 4,018,511 6/12/2013 Warrants N/A N/A 12/17/2012 Warrants P $ 31,838,761 12/7/2011 5/2/2012 Warrants Warrants R $ R $ 51,113 2,842,400 N/A N/A 5/11/2011 Warrants R $ 2,079,963 9/8/2010 Warrants R $ 10,800,000 R $ R $ 900,194 1,442,000 N/A 59 - N/A 12/23/2008 Fulton Financial Corporation Lancaster PA Preferred Stock w/ Warrants $ 376,500,000 Par 7/14/2010 4 $ 376,500,000 $ 0 Warrants 30 - 9/3/2010 12/23/2008 United Bancorporation of Alabama, Inc. Atmore AL Preferred Stock w/ Warrants $ 10,300,000 Par 9/3/2010 4 $ 10,300,000 $ 0 Warrants 50 12/23/2008 12/23/2008 12/23/2008 MutualFirst Financial, Inc. BCSB Bancorp, Inc. HMN Financial, Inc. Muncie Baltimore Rochester IN MD MN Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 32,382,000 10,800,000 26,000,000 Par Par Par 8/25/2011 1/26/2011 2/8/2013 50 $ $ $ 32,382,000 10,800,000 18,571,410 $ $ $ 0 0 0 Warrants Warrants Warrants 9/28/2011 4/19/2013 Warrants Warrants 12/23/2008 First Community Bank Corporation of America Pinellas Park FL Preferred Stock w/ Warrants $ 10,685,000 Par 5/31/2011 39 $ 7,754,267 $ 0 N/A N/A N/A 12/23/2008 12/23/2008 Sterling Bancorp Intervest Bancshares Corporation New York New York NY NY Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 42,000,000 25,000,000 Par Par 4/27/2011 6/24/2013 4 $ $ 42,000,000 24,007,500 $ $ 0 0 Warrants Warrants 5/18/2011 Warrants R $ 945,775 12/23/2008 Peoples Bancorp of North Carolina, Inc. Newton NC Preferred Stock w/ Warrants $ 25,054,000 Par 6/27/2012 93 $ 23,033,635 $ 0 Warrants 8/8/2012 Warrants R $ 425,000 6/12/2013 11/18/2011 12/1/2010 11/9/2012 Warrants Warrants Warrants Preferred Stock Preferred Stock 2 Preferred Stock 2 11/9/2012 Preferred Stock 204 393/11/2011 246 93 6/27/2012 67 12/29/2011 154 2, 155 2 2, 148 2 3, 30 8/20/2010 2, 143 2 2, 49 2, 49 2 2 2, 49 2, 49 31 9/30/2010 204 246 - N/A Hermitage PA Preferred Stock w/ Warrants $ 31,762,000 Par 1/3/2012 67 $ 31,762,000 $ 0 Warrants 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 F.N.B. Corporation (Parkvale Financial Corporation) Timberland Bancorp, Inc. 1st Constitution Bancorp Central Jersey Bancorp Western Illinois Bancshares Inc. Saigon National Bank Capital Pacific Bancorp Uwharrie Capital Corp Hoquiam Cranbury Oakhurst Monmouth Westminster Portland Albemarle WA NJ NJ IL CA OR NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 16,641,000 12,000,000 11,300,000 6,855,000 1,549,000 4,000,000 10,000,000 Par Par Par Par Par Par Par 11/13/2012 10/27/2010 11/24/2010 11/9/2012 154 $ $ $ $ 14,209,334 12,000,000 11,300,000 6,398,944 $ $ $ $ 0 0 0 0 Warrants Warrants Warrants 11/9/2012 4/3/2013 148 $ $ 3,728,440 7,742,000 $ $ 12/23/2008 Mission Valley Bancorp Sun Valley CA Preferred Stock $ 5,500,000 Par 8/20/2010 4 $ 5,500,000 $ 0 N/A N/A N/A 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 The Little Bank, Incorporated Pacific Commerce Bank Citizens Community Bank Seacoast Commerce Bank TCNB Financial Corp. Leader Bancorp, Inc. Nicolet Bankshares, Inc. Kinston Los Angeles South Hill Chula Vista Dayton Arlington Green Bay NC CA VA CA OH MA WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 7,500,000 4,060,000 3,000,000 1,800,000 2,000,000 5,830,000 14,964,000 Par Par Par Par Par Par Par 10/31/2012 143 $ 7,285,410 $ 0 Preferred Stock 2 10/31/2012 Preferred Stock 2,7 R $ 371,250 7/28/2011 9/1/2011 8/3/2011 11/24/2010 9/1/2011 11/24/2009 6/8/2011 8/18/2011 49 $ $ $ $ $ $ $ $ 3,000,000 1,800,000 2,000,000 5,830,000 14,964,000 3,455,000 3,455,000 6,885,000 $ $ $ $ $ $ $ $ Preferred Stock 2 Preferred Stock Preferred Stock 2 Preferred Stock 2 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock Preferred Stock 2 2 7/28/2011 9/1/2011 8/3/2011 11/24/2010 9/1/2011 Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock 2, 7 R R R R R $ $ $ $ $ 150,000 90,000 100,000 292,000 748,000 8/18/2011 Preferred Stock 2, 7 R $ 690,000 12/20/2012 12/30/2010 7/14/2011 189 $ $ $ 2,445,000 4,700,000 4,767,000 $ $ $ 0 0 0 Preferred Stock Preferred Stock 2 Preferred Stock 2 2 12/20/2012 12/30/2010 7/14/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 P $ R $ R $ 105,000 235,000 238,000 4/29/2013 7/28/2011 3/30/2011 2/10/2010 2/2/2011 238 $ $ $ $ $ 3,041,330 11,600,000 1,350,000,000 7,579,200,000 3,408,000,000 $ $ $ $ $ 0 0 0 0 0 Preferred Stock 2 Preferred Stock Warrants Warrants Warrants 4/29/2013 7/28/2011 9/22/2011 4/29/2010 3/16/2011 Preferred Stock Preferred Stock Warrants Warrants Warrants 2, 7 12/23/2008 12/23/2008 2 2, 189 2 2, 49 2, 61 2, 238 2, 50 4 Magna Bank Memphis TN Preferred Stock w/ Exercised Warrants $ 13,795,000 Par 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/23/2008 12/31/2008 12/31/2008 12/31/2008 Western Community Bancshares, Inc. Community Investors Bancorp, Inc. Capital Bancorp, Inc. Cache Valley Banking Company Citizens Bancorp Tennessee Valley Financial Holdings, Inc. Pacific Coast Bankers' Bancshares SunTrust Banks, Inc. The PNC Financial Services Group Inc. Fifth Third Bancorp Palm Desert Bucyrus Rockville Logan Nevada City Oak Ridge San Francisco Atlanta Pittsburgh Cincinnati CA OH MD UT CA TN CA GA PA OH Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ 7,290,000 2,600,000 4,700,000 4,767,000 10,400,000 3,000,000 11,600,000 1,350,000,000 7,579,200,000 3,408,000,000 Par Par Par Par Par Par Par Par Par Par 12/31/2008 Hampton Roads Bankshares, Inc. Norfolk VA Common Stock w/ Warrants $ 80,347,000 Par 4 4 155 4 49 4 4 49 4 4 49 4 49 50 4 4 4 0 2,258,000 0 0 0 0 0 10,340,000 6,885,000 0 Preferred Stock 2 2 2, 7 2, 7 P P R P $ $ $ $ 1,301,856 326,576 319,659 335,417 P $ 192,102 - 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 P R A A R N/A $ $ $ $ $ 144,142 580,000 15,996,899 320,277,984 280,025,936 Page 5 of 43 Footnote 16 2 1a, 1b 87 06/13/2012 Seller Purchase Date 12/31/2008 12/31/2008 12/31/2008 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 65 11/15/2011 37, 46 3/29/2012 199 33 49 2, 223 2 2, 49 2, 49 2, 152 3 2, 49 2 2 2 2 2, 49 2, 50 2 2, 140 2 Name of Institution City State Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date CIT Group Inc. West Bancorporation, Inc. First Banks, Inc. Bank of America Corporation FirstMerit Corporation New York West Des Moines Clayton Charlotte Akron NY IA MO NC OH Contingent Value Rights Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ 2,330,000,000 36,000,000 295,400,000 10,000,000,000 125,000,000 Par Par Par Par Par 2/8/2010 6/29/2011 16 12/9/2009 4/22/2009 4 Farmers Capital Bank Corporation Frankfort KY Preferred Stock w/ Warrants $ 30,000,000 Par 6/13/2012 Peapack-Gladstone Financial Corporation Commerce National Bank The First Bancorp, Inc. Gladstone Newport Beach Damariscotta NJ CA ME Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 28,685,000 5,000,000 25,000,000 Par Par Par Vineland NJ Preferred Stock w/ Warrants $ 89,310,000 Par Raleigh NC Preferred Stock w/ Warrants $ 24,900,000 Par 1/9/2009 Sun Bancorp, Inc. Crescent Financial Bancshares, Inc. (Crescent Financial Corporation) American Express Company New York NY Preferred Stock w/ Warrants $ 3,388,890,000 Par 1/9/2009 Central Pacific Financial Corp. Honolulu HI $ 135,000,000 Par 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 209 50 239 49 49 215 Purchase Details 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 1/9/2009 Centrue Financial Corporation Eastern Virginia Bankshares, Inc. Colony Bankcorp, Inc. Independent Bank Corp. Cadence Financial Corporation LCNB Corp. Center Bancorp, Inc. F.N.B. Corporation C&F Financial Corporation North Central Bancshares, Inc. Carolina Bank Holdings, Inc. First Bancorp First Financial Service Corporation Codorus Valley Bancorp, Inc. MidSouth Bancorp, Inc. First Security Group, Inc. Shore Bancshares, Inc. The Queensborough Company American State Bancshares, Inc. Security California Bancorp Security Business Bancorp Sound Banking Company Mission Community Bancorp Redwood Financial Inc. Surrey Bancorp Independence Bank Valley Community Bank Rising Sun Bancorp Community Trust Financial Corporation GrandSouth Bancorporation Texas National Bancorporation Congaree Bancshares, Inc. New York Private Bank & Trust Corporation St. Louis Tappahannock Fitzgerald Rockland Starkville Lebanon Union Hermitage West Point Fort Dodge Greensboro Troy Elizabethtown York Lafayette Chattanooga Easton Louisville Great Bend Riverside San Diego Morehead City San Luis Obispo Redwood Falls Mount Airy East Greenwich Pleasanton Rising Sun Ruston Greenville Jacksonville Cayce New York MO VA GA MA MS OH NJ PA VA IA NC NC KY PA LA TN MD GA KS CA CA NC CA MN NC RI CA MD LA SC TX SC NY Common Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 32,668,000 24,000,000 28,000,000 78,158,000 44,000,000 13,400,000 10,000,000 100,000,000 20,000,000 10,200,000 16,000,000 65,000,000 20,000,000 16,500,000 20,000,000 33,000,000 25,000,000 12,000,000 6,000,000 6,815,000 5,803,000 3,070,000 5,116,000 2,995,000 2,000,000 1,065,000 5,500,000 5,983,000 24,000,000 9,000,000 3,981,000 3,285,000 267,274,000 Par Par Par Par Par Par Par Par Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Final Disposition Disposition Investment 15 Description $ $ 0 36,000,000 $ $ 0 0 N/A Warrants N/A 8/31/2011 N/A Warrants $ $ 10,000,000,000 125,000,000 $ $ 0 0 Warrants Warrants 3/3/2010 5/27/2009 Warrants Warrants 87 $ 21,863,750 $ 0 Warrants 7/18/2012 1/6/2010 4 $ 7,172,000 $ 21,513,000 3/2/2011 4 $ 7,172,000 $ 14,341,000 1/11/2012 10/7/2009 4 $ $ 14,341,000 5,000,000 $ $ 8/24/2011 4 $ 12,500,000 $ 12,500,000 3/27/2013 4 $ 2,500,000 $ 10,000,000 5/8/2013 4/8/2009 4 $ $ 10,000,000 89,310,000 $ $ 0 0 6/17/2009 4 $ 3,388,890,000 $ 0 6/17/2011 46 $ 35,883,281 $ 3/29/2012 46 $ 36,039,222 $ 0 Warrants 2/7/2013 4/22/2009 3/4/2011 10/21/2009 9/15/2011 9/9/2009 199 $ $ $ $ $ $ 21,680,089 78,158,000 38,000,000 13,400,000 10,000,000 100,000,000 $ $ $ $ $ $ 0 0 0 0 0 0 Warrants Warrants N/A Warrants Warrants Warrants Preferred Stock w/ Warrants 4 4 4 4 4 33 4 49 4 0 0 99,116,719 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants Warrants Warrants Common Stock w/ Warrants 7/27/2011 4 $ 10,000,000 $ 4/11/2012 4 $ 10,000,000 $ 0 Warrants 12/14/2011 2/20/2013 9/1/2011 4/29/2013 8/18/2011 8/25/2011 4/11/2013 4/15/2009 3/11/2013 11/2/2011 9/15/2011 7/14/2011 11/13/2012 12/28/2011 8/18/2011 12/29/2010 4 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,200,000 14,811,984 65,000,000 10,733,778 16,500,000 20,000,000 14,912,862 25,000,000 11,605,572 6,000,000 6,815,000 5,803,000 2,807,413 5,116,000 2,995,000 2,000,000 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Warrants Warrants Warrants Warrants Warrants Warrants N/A Warrants $ $ $ $ 24,000,000 9,000,000 3,981,000 2,685,979 $ $ $ $ 0 0 0 0 10,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Final Disposition Date 7/6/2011 9/8/2011 5/19/2010 10/31/2012 209 50 239 49 49 215 4 223 4 49 49 152 4 49 4 49 50 4 140 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock Preferred Stock 2 Preferred Stock 2 N/A Preferred Stock 2 Preferred Stock 2 2 Preferred Stock Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Final Disposition Proceeds R $ N/A 700,000 A $ R $ 122,365,216 5,025,000 Warrants R $ 75,000 4/4/2012 Warrants R $ 110,000 5/27/2009 Warrants R $ 2,100,000 7/29/2009 Warrants R $ 340,000,000 6/12/2013 Warrants P $ 751,888 6/12/2013 5/27/2009 N/A 11/18/2011 12/7/2011 11/18/2011 Warrants Warrants N/A Warrants Warrants Warrants P $ R $ P $ R $ P $ 810,000 2,200,000 N/A 602,557 245,000 690,100 1/11/2012 4/19/2013 11/18/2011 Warrants Warrants Warrants R $ R $ P $ 600,000 1,800,000 924,462 9/28/2011 11/18/2011 N/A 11/16/2011 3/11/2013 11/2/2011 9/15/2011 7/14/2011 11/13/2012 N/A 8/18/2011 12/29/2010 Warrants Warrants N/A Warrants Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock N/A Preferred Stock Preferred Stock 7/6/2011 9/8/2011 5/19/2010 10/31/2012 Preferred Stock Preferred Stock Preferred Stock Preferred Stock 1b 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2,7 R P R P R R R P R R $ $ $ $ 526,604 206,557 N/A 25,000 576,774 300,000 341,000 290,000 147,918 N/A 150,000 100,000 R R R R $ $ $ $ 1,200,000 450,000 199,000 106,364 $ $ $ $ $ $ Page 6 of 43 Footnote 49 Seller Purchase Date 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 Purchase Details Name of Institution City State Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date 7/6/2011 1/12/2011 8/25/2011 2/24/2010 5/20/2009 5/20/2009 12/7/2011 Home Bancshares, Inc. Washington Banking Company New Hampshire Thrift Bancshares, Inc. Bar Harbor Bankshares Somerset Hills Bancorp SCBT Financial Corporation S&T Bancorp Crescent Financial Bancshares, Inc. (ECB Bancorp, Inc.) Conway Oak Harbor Newport Bar Harbor Bernardsville Columbia Indiana AR WA NH ME NJ SC PA Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ 50,000,000 26,380,000 10,000,000 18,751,000 7,414,000 64,779,000 108,676,000 Par Par Par Par Par Par Par Raleigh NC Preferred Stock w/ Warrants $ 17,949,000 Par 4 4 49 5 4 4 4 Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Final Disposition Date Final Disposition Disposition Investment 15 Description $ $ $ $ $ $ $ 50,000,000 26,380,000 10,000,000 18,751,000 7,414,000 64,779,000 108,676,000 $ $ $ $ $ $ $ 0 0 0 0 0 0 0 Warrants Warrants Warrants Warrants Warrants Warrants Warrants 7/27/2011 3/2/2011 2/15/2012 7/28/2010 6/24/2009 6/24/2009 6/12/2013 Warrants Warrants Warrants Warrants Warrants Warrants Warrants 9 9 R R R R R R P Final Disposition Proceeds $ $ $ $ $ $ $ 1,300,000 1,625,000 737,100 250,000 275,000 1,400,000 527,361 233 1/16/2009 28 10/07/2011 1/16/2009 First BanCorp San Juan PR Common Stock w/ Warrants $ 424,174,000 Par 1/16/2009 Texas Capital Bancshares, Inc. Yadkin Financial Corporation (Yadkin Valley Financial Corporation) Dallas TX Preferred Stock w/ Warrants $ 75,000,000 Par 5/13/2009 4 $ 75,000,000 $ 0 Warrants 3/11/2010 Warrants A $ 6,559,066 Elkin NC Preferred Stock w/ Warrants $ 36,000,000 Par 9/12/2012 124 $ 31,843,080 $ 0 Warrants 6/12/2013 Warrants P $ 20,000 124 1/16/2009 3, 30 8/27/2010 1/16/2009 Carver Bancorp, Inc New York NY Preferred Stock $ 18,980,000 Par 8/27/2010 4 $ 18,980,000 $ 0 N/A N/A N/A 1/16/2009 Citizens & Northern Corporation Wellsboro PA Preferred Stock w/ Warrants $ 26,440,000 Par 8/4/2010 4 $ 26,440,000 $ 0 Warrants 9/1/2010 Warrants R $ 400,000 1/16/2009 MainSource Financial Group, Inc. Greensburg IN Preferred Stock w/ Warrants $ 57,000,000 Par 3/28/2012 78 $ 52,277,171 $ 0 Warrants 6/12/2013 Warrants P $ 1,512,177 1/16/2009 MetroCorp Bancshares, Inc. Houston TX Preferred Stock w/ Warrants $ 45,000,000 Par 6/27/2012 95 $ 43,490,360 $ 0 Warrants 6/12/2013 Warrants P $ 2,087,368 1/16/2009 United Bancorp, Inc. Tecumseh MI Preferred Stock w/ Warrants $ 20,600,000 Par 6/13/2012 91 $ 16,750,221 $ 0 Warrants 7/18/2012 Warrants R $ 38,000 3/11/2013 224 $ 24,438,021 $ Preferred Stock w/ Warrants 6/12/2013 Warrants P $ 106,891 3/27/2013 227 $ 1,109,298 $ 0 Warrants R $ 1,100,000 R $ R $ 430,797 128,000 R $ R $ 750,000 500,000 N/A - N/A 78 3/28/2012 95 6/27/2012 91 06/13/2012 224, 227 1/16/2009 96 6/27/2012 2 2 2 2, 50 2, 19 3, 30 9/29/2010 2, 49 2 2 2, 49 2, 49 Old Second Bancorp, Inc. Aurora IL Preferred Stock w/ Warrants $ 73,000,000 2,972,000 Par Pulaski Financial Corp Creve Coeur MO Preferred Stock w/ Warrants $ 32,538,000 Par 6/27/2012 96 $ 28,460,338 $ 0 Warrants 8/8/2012 Warrants 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 1/16/2009 OceanFirst Financial Corp. Community 1st Bank TCB Holding Company, Texas Community Bank Centra Financial Holdings, Inc. First Bankers Trustshares, Inc. Pacific Coast National Bancorp Toms River Roseville The Woodlands Morgantown Quincy San Clemente NJ CA TX WV IL CA Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ 38,263,000 2,550,000 11,730,000 15,000,000 10,000,000 4,120,000 Par Par Par Par Par Par 12/30/2009 12/19/2012 5 $ $ 38,263,000 2,550,000 $ $ 0 0 Warrants Preferred Stock 2/3/2010 12/19/2012 Warrants Preferred Stock 3/31/2009 9/8/2011 2/11/2010 4 50 $ $ $ 15,000,000 10,000,000 0 $ $ $ 0 0 0 Preferred Stock 2 2 Preferred Stock N/A 4/15/2009 9/8/2011 N/A Preferred Stock Preferred Stock N/A 1/16/2009 Community Bank of the Bay Oakland CA Preferred Stock $ 1,747,000 Par 9/29/2010 4 $ 1,747,000 $ 0 N/A N/A N/A 1/16/2009 1/16/2009 1/16/2009 1/16/2009 Redwood Capital Bancorp Syringa Bancorp Idaho Bancorp Puget Sound Bank Eureka Boise Boise Bellevue CA ID ID WA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 3,800,000 8,000,000 6,900,000 4,500,000 Par Par Par Par 7/21/2011 49 $ 3,800,000 $ 0 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R $ 190,000 8/11/2011 12/15/2010 9/15/2011 2/8/2013 12/11/2012 11/30/2012 8/12/2009 6/29/2011 49 $ $ $ $ $ $ $ $ 4,500,000 3,000,000 2,658,000 79,903,245 13,399,227 2,477,000 12,500,000 37,500,000 $ $ $ $ $ $ $ $ Preferred Stock 2 Preferred Stock 2 2 Preferred Stock 2 Preferred Stock Preferred Stock 2 Preferred Stock 2 2 Preferred Stock 2 Preferred Stock 8/11/2011 Preferred Stock 2, 7 R $ 225,000 2,7 R $ 283,000 P $ P $ P $ 4,925,417 858,478 100,100 4 19 4 0 2,658,000 0 0 0 0 37,500,000 0 United Financial Banking Companies, Inc. Vienna VA Preferred Stock w/ Exercised Warrants $ 5,658,000 Par 2, 201 2, 179 2, 162 2 1/16/2009 1/16/2009 1/16/2009 Dickinson Financial Corporation II The Baraboo Bancorporation Bank of Commerce Kansas City Baraboo Charlotte MO WI NC Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 146,053,000 20,749,000 3,000,000 Par Par Par 1/16/2009 State Bankshares, Inc. Fargo ND $ 50,000,000 Par 2 2 3, 30 8/6/2010 2 2, 36 1/16/2009 1/16/2009 BNCCORP, Inc. First Manitowoc Bancorp, Inc. Bismarck Manitowoc ND WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 20,093,000 12,000,000 Par Par 5/27/2009 4 $ 12,000,000 $ 0 1/16/2009 Southern Bancorp, Inc. Arkadelphia AR Preferred Stock $ 11,000,000 Par 8/6/2010 4 $ 11,000,000 $ 0 1/16/2009 Morrill Bancshares, Inc. Merriam KS Preferred Stock w/ Exercised Warrants $ 13,000,000 Par 7/20/2011 2/15/2011 12/21/2012 12/29/2010 4 $ $ $ $ 13,000,000 500,000 150,000 111,000,000 $ $ $ $ 0 0 0 0 94 6/27/2012 79 3/28/2012 2 N/A 1/16/2009 1/16/2009 159 - Preferred Stock w/ Exercised Warrants 49 162 4 36 2 9/15/2011 Preferred Stock 9 2, 7 2, 7 2, 7 2/8/2013 12/11/2012 11/30/2012 Preferred Stock Preferred Stock Preferred Stock 2, 7 6/29/2011 Preferred Stock 2, 7 R $ 2,500,000 Preferred Stock 2 5/27/2009 Preferred Stock 2, 7 R $ 600,000 N/A N/A N/A 7/20/2011 Preferred Stock 3/9/2011 Preferred Stock Warrants N/A Warrants 2 2, 7 2, 7 2, 7 N/A R $ 650,000 Warrants R $ 3,750,000 1/16/2009 Treaty Oak Bancorp, Inc. Austin TX Warrants $ 3,268,000 Par 1/23/2009 1/23/2009 1/23/2009 1st Source Corporation Princeton National Bancorp, Inc. AB&T Financial Corporation South Bend Princeton Gastonia IN IL NC Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ 111,000,000 25,083,000 3,500,000 Par Par Par 1/23/2009 First Citizens Banc Corp Sandusky OH Preferred Stock w/ Warrants $ 23,184,000 Par 6/27/2012 94 $ 20,689,633 $ 0 Warrants 9/5/2012 Warrants R $ 563,174 1/23/2009 WSFS Financial Corporation Wilmington DE Preferred Stock w/ Warrants $ 52,625,000 Par 3/28/2012 79 $ 47,435,299 $ 0 Warrants 9/12/2012 Warrants R $ 1,800,000 1/23/2009 Commonwealth Business Bank Los Angeles CA Preferred Stock w/ Exercised Warrants $ 7,701,000 Par 36 4 Page 7 of 43 Footnote Seller Purchase Date Name of Institution 2, 13 12/4/2009, 153 1/23/2009 Three Shores Bancorporation, Inc. (Seaside National Bank & Trust) 2 1/23/2009 CalWest Bancorp 2 2 2 2 2 1/23/2009 1/23/2009 1/23/2009 1/23/2009 Fresno First Bank First ULB Corp. Alarion Financial Services, Inc. Midland States Bancorp, Inc. 2 2 2, 51 2 2, 50 2 2, 49 2, 49 2 2, 229 174 228 5 50 240 49 139 49 241 234 49 97 6/27/2012 2 2 2 2, 49 2 City Orlando Rancho Santa Margarita Fresno Oakland Ocala Effingham State Capital Repayment Details Investment Amount 11/9/2012 153 $ 4,992,788 $ 0 Preferred Stock 2 11/9/2012 Preferred Stock 2, 7 P $ 282,285 11/1/2012 4/22/2009 49 $ $ 1,968,000 4,900,000 $ $ 0 0 Preferred Stock 2 2 Preferred Stock 11/1/2012 4/22/2009 Preferred Stock Preferred Stock 2, 7 R $ R $ 98,000 245,000 12/23/2009 4/25/2012 12/5/2012 1/9/2013 12/8/2010 4 $ $ $ $ $ 10,189,000 1,100,000 5,116,000 3,063,000 3,300,000 $ $ $ $ $ Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 2 Preferred Stock 2 Preferred Stock 12/23/2009 Preferred Stock 2, 7 R $ 509,000 12/5/2012 Preferred Stock 2, 7 R $ 311,000 12/8/2010 Preferred Stock 2, 7 R $ 165,000 7/21/2011 50 $ 57,500,000 $ Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R $ 2,875,000 9/8/2011 8/25/2011 12/16/2009 6/16/2010 3/27/2013 49 $ $ $ $ $ 15,500,000 5,000,000 1,000,000 2,240,000 1,879,145 $ $ $ $ $ 0 0 2,240,000 0 0 9/8/2011 8/25/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 775,000 250,000 6/16/2010 Preferred Stock 2, 7 R $ 162,000 3/27/2013 Preferred Stock 2, 7 P $ 139,063 $ 21,000,000 $ 18,000,000 2/15/2012 Warrants R $ 1,200,724 FL Preferred Stock w/ Exercised Warrants $ 5,677,000 Par CA Preferred Stock w/ Exercised Warrants $ 4,656,000 Par CA CA FL IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 1,968,000 4,900,000 6,514,000 10,189,000 Par Par Par Par Moscow TN Preferred Stock w/ Exercised Warrants $ 6,216,000 Par 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 1/23/2009 Farmers Bank California Oaks State Bank Pierce County Bancorp Calvert Financial Corporation Liberty Bancshares, Inc. Crosstown Holding Company BankFirst Capital Corporation Southern Illinois Bancorp, Inc. Windsor Thousand Oaks Tacoma Ashland Jonesboro Blaine Macon Carmi VA CA WA MO AR MN MS IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ 8,752,000 3,300,000 6,800,000 1,037,000 57,500,000 10,650,000 15,500,000 5,000,000 Par Par Par Par Par Par Par Par 1/23/2009 FPB Financial Corp. Hammond LA Preferred Stock w/ Exercised Warrants $ 3,240,000 Par 1/23/2009 Stonebridge Financial Corp. West Chester PA Preferred Stock w/ Exercised Warrants $ 10,973,000 Par 1/30/2009 Peoples Bancorp Inc. Marietta OH Preferred Stock w/ Warrants $ 39,000,000 Par Anchor BanCorp Wisconsin Inc. Parke Bancorp, Inc. Central Virginia Bankshares, Inc. Flagstar Bancorp, Inc. Middleburg Financial Corporation Peninsula Bank Holding Co. PrivateBancorp, Inc. Central Valley Community Bancorp Plumas Bancorp Stewardship Financial Corporation Oak Ridge Financial Services, Inc. First United Corporation Community Partners Bancorp Madison Sewell Powhatan Troy Middleburg Palo Alto Chicago Fresno Quincy Midland Park Oak Ridge Oakland Middletown WI NJ VA MI VA CA IL CA CA NJ NC MD NJ Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ 110,000,000 16,288,000 11,385,000 266,657,000 22,000,000 6,000,000 243,815,000 7,000,000 11,949,000 10,000,000 7,700,000 30,000,000 9,000,000 Final Disposition Disposition Investment 15 Description Capital Repayment Date Moscow Bancshares, Inc. 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 Final Disposition Date Pricing Mechanism 1/23/2009 Par Par Par Par Par Par Par Par Par Par Par Par Par 1/30/2009 Guaranty Federal Bancshares, Inc. Springfield MO Preferred Stock w/ Warrants $ 17,000,000 Par 1/30/2009 F.N.B. Corporation (Annapolis Bancorp, Inc.) Annapolis MD Preferred Stock w/ Warrants $ 8,152,000 Par 4 4 4 4 4 Capital Repayment Amount 6 0 5,116,000 0 5,689,000 0 0 2, 7 Final Disposition Proceeds 2/2/2011 4 12/28/2011 4 $ 18,000,000 $ 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 2 Preferred Stock 2 Preferred Stock Preferred Stock w/ Warrants Warrants 11/29/2012 174 $ 11,595,735 $ 0 Warrants 6/12/2013 Warrants P $ 1,650,288 3/27/2013 12/23/2009 228 $ $ 240,627,277 22,000,000 $ $ 0 0 Warrants Warrants 6/12/2013 11/18/2011 Warrants Warrants P $ P $ 12,905 301,001 10/24/2012 8/18/2011 4/29/2013 9/1/2011 10/31/2012 5 $ $ $ $ $ 243,815,000 7,000,000 12,907,297 10,000,000 7,024,595 $ $ $ $ $ 0 0 0 0 0 Warrants Warrants Warrants Warrants Warrants 11/14/2012 9/28/2011 5/22/2013 10/26/2011 2/6/2013 Warrants Warrants Warrants Warrants Warrants R R R R R $ $ $ $ $ 1,225,000 185,017 234,500 107,398 122,888 $ $ $ 9,000,000 5,000,000 11,493,900 $ $ $ 0 12,000,000 0 10/26/2011 Warrants R $ 460,000 5/15/2013 Warrants R $ 2,003,250 4,076,000 8/11/2011 6/13/2012 4/29/2013 49 4 4 229 5 50 240 49 139 49 2, 7 4/18/2012 4 $ 4,076,000 $ 3/6/2013 4 $ 4,076,000 $ 0 Warrants Warrants Warrants Preferred Stock w/ Warrants Warrants $ 11,750,000 $ 0 Warrants 9/21/2011 Warrants R $ 458,000 R $ 1,946,670 4 241 1/30/2009 DNB Financial Corporation Downingtown PA Preferred Stock w/ Warrants $ 11,750,000 Par 8/4/2011 49 1/30/2009 Firstbank Corporation Alma MI Preferred Stock w/ Warrants $ 33,000,000 Par 6/27/2012 97 $ 30,587,530 $ 0 Warrants 7/18/2012 Warrants 1/30/2009 1/30/2009 1/30/2009 1/30/2009 Valley Commerce Bancorp Greer Bancshares Incorporated Ojai Community Bank Adbanc, Inc Visalia Greer Ojai Ogallala CA SC CA NE Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 7,700,000 9,993,000 2,080,000 12,720,000 Par Par Par Par 3/21/2012 4 $ 7,700,000 $ 0 Preferred Stock 2 3/21/2012 Preferred Stock 2, 7 R $ 385,000 7/21/2011 7/6/2011 10/19/2011 3/7/2012 6/6/2012 6/27/2012 49 $ $ $ $ $ $ 12,720,000 1,500,000 1,500,000 1,500,000 1,200,000 300,000 $ $ $ $ $ $ Preferred Stock 2 Preferred Stock 2 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R $ 636,000 6/27/2012 Preferred Stock 2, 7 R $ 300,000 6/16/2010 11/29/2012 8/18/2011 4 10,900,000 6,838,126 10,449,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock Preferred Stock 2 6/16/2010 11/29/2012 8/18/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 169 $ $ $ R $ P $ R $ 545,000 372,240 522,000 8/11/2011 49 $ 8,950,000 $ 0 Preferred Stock 8/11/2011 Preferred Stock 2, 7 R $ 450,000 1/30/2009 3, 53 2 2, 169 2, 49 2 2, 49 Purchase Details Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 Beach Business Bank Legacy Bancorp, Inc. First Southern Bancorp, Inc. Country Bank Shares, Inc. Katahdin Bankshares Corp. Rogers Bancshares, Inc. UBT Bancshares, Inc. Manhattan Beach Milwaukee Boca Raton Milford Houlton Little Rock Marysville CA WI FL NE ME AR KS Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 6,000,000 5,498,000 10,900,000 7,525,000 10,449,000 25,000,000 8,950,000 Par Par Par Par Par Par Par 4 4 4 4 4 49 0 4,500,000 3,000,000 1,500,000 300,000 0 2 2 2, 7 2, 7 Page 8 of 43 Footnote 2 2, 50 2, 50 2 2, 49, 145 2, 13 10/30/2009, 49 2 2 2, 49 2, 49 2, 141 2, 202 2, 50 Seller Purchase Date 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 2 2 2, 49 2 3, 30 9/24/2010 2 Name of Institution City State Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Bankers' Bank of the West Bancorp, Inc. W.T.B. Financial Corporation AMB Financial Corp. Goldwater Bank, N.A. Equity Bancshares, Inc. Denver Spokane Munster Scottsdale Wichita CO WA IN AZ KS Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ 12,639,000 110,000,000 3,674,000 2,568,000 8,750,000 Par Par Par Par Par 1/30/2009 WashingtonFirst Bankshares, Inc. (WashingtonFirst Bank) Reston VA Preferred Stock w/ Exercised Warrants $ 6,633,000 Par 8/4/2011 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 1/30/2009 2/6/2009 Central Bancshares, Inc. Hilltop Community Bancorp, Inc. Northway Financial, Inc. Monument Bank Metro City Bank F & M Bancshares, Inc. First Resource Bank MidWestOne Financial Group, Inc. Houston Summit Berlin Bethesda Doraville Trezevant Exton Iowa City TX NJ NH MD GA TN PA IA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ 5,800,000 4,000,000 10,000,000 4,734,000 7,700,000 4,609,000 2,600,000 16,000,000 Par Par Par Par Par Par Par Par 7/6/2011 4/21/2010 9/15/2011 8/11/2011 10/31/2012 2/7/2013 9/15/2011 7/6/2011 2/6/2009 30 9/29/2010 163 161 3, 30 8/13/2010 2 2 Purchase Details Lakeland Bancorp, Inc. Oak Ridge NJ Preferred Stock w/ Warrants $ 59,000,000 Par 9/15/2011 9/22/2011 50 8/11/2011 49 Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Final Disposition Date 2 Final Disposition Disposition Investment 15 Description $ $ 110,000,000 3,674,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 9/15/2011 9/22/2011 Preferred Stock Preferred Stock 2, 7 $ 8,750,000 $ 0 Preferred Stock 2 8/11/2011 Preferred Stock 49 $ 6,633,000 $ 0 Preferred Stock 2 8/4/2011 4 $ $ $ $ $ $ $ $ 5,800,000 4,000,000 10,000,000 4,734,000 6,861,462 4,300,543 2,600,000 16,000,000 $ $ $ $ $ $ $ $ 0 0 0 0 0 0 0 0 50 R $ R $ 5,500,000 184,000 2, 7 R $ 438,000 Preferred Stock 2, 7 R $ 332,000 7/6/2011 4/21/2010 9/15/2011 8/11/2011 1031/2012 2/7/2013 9/15/2011 7/27/2011 Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Warrants 2, 7 R R R R R P R R 2/29/2012 8/4/2010 4 $ 20,000,000 $ 39,000,000 3/16/2011 4 $ 20,000,000 $ 19,000,000 2/8/2012 4 $ 19,000,000 $ 0 4 $ 5,000,000 $ 0 Warrants 163 $ $ 3,362,000 4,217,568 $ $ 0 0 Warrants Warrants 6/12/2013 Warrants 0 N/A N/A N/A Preferred Stock 2 Preferred Stock 2 2 Preferred Stock 12/19/2012 Preferred Stock 2, 7 R $ 15,000 3/16/2011 Preferred Stock 2, 7 R $ 778,000 2, 7 R $ R $ 250,000 175,000 4 49 49 141 202 50 4 $ $ $ $ $ $ $ $ 290,000 200,000 500,000 237,000 369,948 222,008 130,000 1,000,000 Warrants R $ 2,800,000 P $ 19,132 Monarch Community Bancorp, Inc. Coldwater MI Preferred Stock w/ Warrants $ 6,785,000 Par 2/6/2009 The First Bancshares, Inc. Hattiesburg MS Preferred Stock w/ Warrants $ 5,000,000 Par 9/29/2010 2/6/2009 2/6/2009 Carolina Trust Bank Alaska Pacific Bancshares, Inc. Lincolnton Juneau NC AK Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 4,000,000 4,781,000 Par Par 11/30/2012 11/29/2012 2/6/2009 PGB Holdings, Inc. Chicago IL Preferred Stock $ 3,000,000 Par 8/13/2010 4 $ 3,000,000 $ 2/6/2009 The Freeport State Bank Harper KS Preferred Stock w/ Exercised Warrants $ 301,000 Par 12/19/2012 1/14/2011 3/16/2011 4 $ $ $ 301,000 4,000,000 11,568,000 $ $ $ 4 $ $ 5,000,000 3,500,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 2/15/2012 8/4/2011 Preferred Stock Preferred Stock Stockmens Financial Corporation Rapid City SD 2/6/2009 2/6/2009 2/6/2009 2/6/2009 US Metro Bank First Express of Nebraska, Inc. Mercantile Capital Corp. Citizens Commerce Bancshares, Inc. Garden Grove Gering Boston Versailles CA NE MA KY 2/6/2009 Liberty Financial Services, Inc. New Orleans 2/6/2009 Lone Star Bank Union First Market Bankshares Corporation (First Market Bank, FSB) Banner County Ban Corporation Centrix Bank & Trust Todd Bancshares, Inc. Georgia Commerce Bancshares, Inc. First Bank of Charleston, Inc. F & M Financial Corporation The Bank of Currituck CedarStone Bank Community Bancshares of Mississippi, Inc. (Community Holding Company of Florida, Inc.) Hyperion Bank Pascack Bancorp, Inc. (Pascack Community Bank) 161 4 0 11,568,000 0 2, 7 2, 7 2, 7 2,7 2,7 2, 7 - N/A $ 15,568,000 Par Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 2,861,000 5,000,000 3,500,000 6,300,000 Par Par Par Par 2/15/2012 8/4/2011 LA Preferred Stock $ 5,645,000 Par 9/24/2010 4 $ 5,645,000 $ 0 N/A N/A N/A - N/A Houston TX Preferred Stock w/ Exercised Warrants $ 3,072,000 Par Bowling Green VA Preferred Stock $ 33,900,000 Par 12/7/2011 4 $ 35,595,000 $ 0 N/A N/A N/A - N/A Harrisburg Bedford Hopkinsville Atlanta Charleston Salisbury Moyock Lebanon NE NH KY GA WV NC NC TN Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ 795,000 7,500,000 4,000,000 8,700,000 3,345,000 17,000,000 4,021,000 3,564,000 Par Par Par Par Par Par Par Par 7/28/2011 7/28/2011 49 $ $ 795,000 7,500,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 7/28/2011 7/28/2011 Preferred Stock Preferred Stock $ $ $ $ 8,700,000 3,345,000 15,988,500 1,742,850 $ $ $ $ 0 0 0 0 Preferred Stock Preferred Stock 2 Preferred Stock 2 N/A 2 2/16/2011 7/21/2011 9/12/2012 N/A Preferred Stock Preferred Stock Preferred Stock N/A 2, 7 Brandon MS Preferred Stock w/ Exercised Warrants $ 1,050,000 Par 11/30/2012 166 $ 977,750 $ 0 Preferred Stock 2 11/30/2012 Preferred Stock Philadelphia PA Preferred Stock w/ Exercised Warrants $ 1,552,000 Par 12/20/2012 192 $ 983,800 $ 0 Preferred Stock 2 12/20/2012 Westwood NJ Preferred Stock w/ Exercised Warrants $ 3,756,000 Par 10/19/2011 4 $ 3,756,000 $ 0 Preferred Stock 2 Preferred Stock w/ Exercised Warrants $ 8,559,000 Par 6/24/2013 250 $ 7,647,253 $ 0 Preferred Stock 2 9/15/2011 49 $ 38,237,000 $ 0 9/2/2009 4 $ 41,863,000 $ 11/18/2009 4 $ 41,863,000 $ 12/22/2010 4 $ 17,000,000 $ 11/23/2011 4 $ 17,000,000 $ Warrants Preferred Stock w/ Warrants Warrants Preferred Stock w/ Warrants Warrants Preferred Stock w/ Exercised Warrants 18 2/6/2009 2, 49 2, 49 2 2 2, 50 2, 126 2, 34 2 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2/6/2009 2, 101, 166 2/6/2009 2, 192 2, 13 2/10/2010 2/6/2009 2, 105, 250 2/6/2009 First Western Financial, Inc. Denver CO 49 2/13/2009 QCR Holdings, Inc. Moline IL Preferred Stock w/ Warrants $ 38,237,000 Par 2/13/2009 Westamerica Bancorporation San Rafael CA Preferred Stock w/ Warrants $ 83,726,000 Par 2/6/2009 2, 7 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 2 Preferred Stock 2 Preferred Stock Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Warrants 2/6/2009 2/6/2009 Final Disposition Proceeds 2/16/2011 7/21/2011 9/12/2012 12/3/2010 4 49 49 4 50 126 34 2, 7 2, 7 R $ R $ 40,000 375,000 R $ R $ P $ - 435,000 167,000 775,274 N/A 2, 7 P $ 25,000 Preferred Stock 2, 7 P $ 25,700 10/19/2011 Preferred Stock 2, 7 R $ 188,000 7/27/2012 Preferred Stock P $ 351,052 11/16/2011 Warrants R $ 1,100,000 11/18/2011 Warrants P $ 878,256 5/29/2013 Warrants R $ 2,150,649 2, 7 2, 7 2, 7 34 2, 7, 2/13/2009 The Bank of Kentucky Financial Corporation Crestview Hills KY Preferred Stock w/ Warrants $ 34,000,000 Par 41,863,000 0 17,000,000 0 105 Page 9 of 43 Footnote 186 58 10/21/2011 2, 49 2, 49 2 2, 185 2, 30 9/29/2010 2, 147 2, 168 2, 50 2 2, 221 2 2, 151 2, 62 2, 30 9/24/2010 2, 115 2, 171 2 2, 49 2, 220 2, 50 2, 127 2 2 27, 49, 50 2, 25 2, 50 2, 49 2, 30 9/29/2010 2 2 2 2 2, 203 2 2 2 2, 49 2, 164 2, 30 9/29/2010 2, 180 2, 4, 7 2 2, 49 2 30 9/29/2010 Seller Name of Institution Purchase Date 2/13/2009 PremierWest Bancorp 2/13/2009 Carrollton Bancorp Purchase Details City State Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date 4/9/2013 4/19/2013 186 9/15/2011 9/1/2011 49 Medford Baltimore OR MD Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ 41,400,000 9,201,000 Par Par 2/13/2009 FNB United Corp. Asheboro NC Common Stock w/ Warrants $ 51,500,000 Par 2/13/2009 2/13/2009 2/13/2009 2/13/2009 First Menasha Bancshares, Inc. 1st Enterprise Bank DeSoto County Bank Security Bancshares of Pulaski County, Inc. Neenah Los Angeles Horn Lake Waynesville WI CA MS MO Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 4,797,000 4,400,000 1,173,000 2,152,000 Par Par Par Par 4 49 12/11/2012 Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Final Disposition Date Final Disposition Disposition Investment 15 Description $ $ 41,400,000 9,201,000 $ $ 0 0 N/A Warrants N/A 4/19/2013 N/A Warrants $ $ 4,797,000 4,400,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 9/15/2011 9/1/2011 Preferred Stock Preferred Stock 2, 7 $ 1,465,497 $ 0 Preferred Stock 2 12/11/2012 Preferred Stock 2, 7 2, 7 Final Disposition Proceeds R $ N/A 213,594 R $ R $ 240,000 220,000 P $ 93,245 R $ 750,000 P $ P $ R $ 46,412 3,960 250,000 2, 7, 4 2/13/2009 State Capital Corporation Greenwood MS Preferred Stock w/ Exercised Warrants $ 15,000,000 Par 9/29/2010 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 BankGreenville Corning Savings and Loan Association Financial Security Corporation ColoEast Bankshares, Inc. Santa Clara Valley Bank, N.A. Reliance Bancshares, Inc. Regional Bankshares, Inc. Peoples Bancorp Greenville Corning Basin Lamar Santa Paula Frontenac Hartsville Lynden SC AR WY CO CA MO SC WA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ 1,000,000 638,000 5,000,000 10,000,000 2,900,000 40,000,000 1,500,000 18,000,000 Par Par Par Par Par Par Par Par 11/9/2012 11/30/2012 7/21/2011 168 3/11/2013 2/13/2009 First Choice Bank Cerritos CA Preferred Stock w/ Exercised Warrants $ 2,200,000 Par 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/13/2009 2/20/2009 Gregg Bancshares, Inc. Hometown Bancshares, Inc. Midwest Regional Bancorp, Inc. Bern Bancshares, Inc. Northwest Bancorporation, Inc. Liberty Bancshares, Inc. F&M Financial Corporation Meridian Bank Northwest Commercial Bank Royal Bancshares of Pennsylvania, Inc. Ozark Corbin Festus Bern Spokane Springfield Clarksville Devon Lakewood Narberth MO KY MO KS WA MO TN PA WA PA 2/20/2009 First Merchants Corporation Muncie IN 2/20/2009 2/20/2009 2/20/2009 2/20/2009 Northern States Financial Corporation Sonoma Valley Bancorp Guaranty Bancorp, Inc. The Private Bank of California Waukegan Sonoma Woodsville Los Angeles IL CA NH CA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Trust Preferred Securities Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 825,000 1,900,000 700,000 985,000 10,500,000 21,900,000 17,243,000 6,200,000 1,992,000 30,407,000 69,600,000 46,400,000 17,211,000 8,653,000 6,920,000 5,450,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 2/20/2009 Lafayette Bancorp, Inc. Oxford MS Preferred Stock w/ Exercised Warrants $ 1,998,000 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 2/20/2009 Liberty Shares, Inc. White River Bancshares Company United American Bank Crazy Woman Creek Bancorp, Inc. First Priority Financial Corp. Mid-Wisconsin Financial Services, Inc. Market Bancorporation, Inc. Hometown Bancorp of Alabama, Inc. Security State Bancshares, Inc. CBB Bancorp Hinesville Fayetteville San Mateo Buffalo Malvern Medford New Market Oneonta Charleston Cartersville GA AR CA WY PA WI MN AL MO GA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ 2/20/2009 BancPlus Corporation Ridgeland MS Preferred Stock w/ Exercised Warrants 2/20/2009 Central Community Corporation Temple TX Preferred Stock w/ Exercised Warrants Preferred Stock 2 9/29/2010 Preferred Stock 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 11/9/2012 11/30/2012 7/21/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 $ 0 Preferred Stock 2 3/11/2013 Preferred Stock 2, 7 P $ 98,251 1,362,500 18,000,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 11/9/2012 8/3/2011 Preferred Stock Preferred Stock 2, 7 P $ R $ 74,250 900,000 $ 2,200,000 $ 0 N/A 9/24/2010 Preferred Stock R $ 110,000 $ $ $ $ $ $ 1,766,510 700,000 985,000 10,728,783 21,900,000 13,443,074 $ $ $ $ $ $ 0 0 0 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 2 Preferred Stock 2 Preferred Stock 11/30/2012 11/10/2009 9/1/2011 3/11/2013 8/18/2011 9/12/2012 Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock 2, 7 2. 7 $ 15,000,000 $ $ $ $ 891,000 523,680 5,000,000 $ $ $ 221 $ 2,440,029 11/9/2012 8/3/2011 151 $ $ 9/24/2010 4 147 50 62 0 30a 2, 7 2, 7 2, 7 2, 7, 11/30/2012 11/10/2009 9/1/2011 3/11/2013 8/18/2011 9/12/2012 171 4 49 220 50 127 30a 2, 7 2, 7 2, 7 2, 7 2, 7 P R R P R P $ $ $ $ $ $ 70,095 35,000 50,000 587,635 1,095,000 742,441 R $ 100,000 P $ 367,500 R $ R $ 346,000 273,000 R $ 100,000 P $ R $ 224,717 500,000 R $ P $ 625,000 115,861 R $ 2,400,000 1/9/2013 4 $ 1,992,000 $ 0 Preferred Stock 2 1/9/2013 Preferred Stock 9/22/2011 9/22/2011 50 $ $ 69,600,000 46,400,000 $ $ 0 0 Warrants 11/18/2011 Warrants 9/15/2011 9/1/2011 50 $ $ 6,920,000 5,450,000 $ $ 0 0 Preferred Stock Preferred Stock 2 9/15/2011 9/1/2011 Preferred Stock Preferred Stock Par 9/29/2010 4 $ 1,998,000 $ 2 9/29/2010 Preferred Stock 17,280,000 16,800,000 8,700,000 3,100,000 4,579,000 10,000,000 2,060,000 3,250,000 12,500,000 2,644,000 Par Par Par Par Par Par Par Par Par Par 2/8/2013 4/26/2013 203 $ $ 4,002,371 10,000,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 2/8/2013 4/26/2013 Preferred Stock Preferred Stock 2, 7 9/22/2011 11/29/2012 49 $ $ 12,500,000 2,453,094 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 9/22/2011 11/29/2012 Preferred Stock Preferred Stock 2, 7 $ 48,000,000 Par 9/29/2010 $ 48,000,000 $ 0 Preferred Stock 9/29/2010 Preferred Stock $ 22,000,000 Par 12/11/2012 1/18/2012 10/24/2012 $ $ $ 20,172,636 3,675,000 3,675,000 $ $ $ Preferred Stock 2 Preferred Stock 2 2 Preferred Stock 12/11/2012 Preferred Stock 2, 7 P $ 1,058,726 10/24/2012 Preferred Stock 2,7 R $ 368,000 $ $ $ 9,495,000 7,000,000 56,044,000 $ $ $ 0 0 0 Preferred Stock Preferred Stock 2 Warrants 2 9/22/2011 4/13/2011 11/18/2011 Preferred Stock Preferred Stock Warrants 2, 7 R $ R $ P $ 475,000 350,000 877,557 $ 30,000,000 $ 0 Warrants 49 49 2 2, 7 2, 7 2, 7, 4 164 0 Preferred Stock 30a 2, 7 2, 7 2, 7, 2/20/2009 First BancTrust Corporation Paris 2/20/2009 2/20/2009 2/20/2009 2/27/2009 Premier Service Bank Florida Business BancGroup, Inc. Hamilton State Bancshares Lakeland Financial Corporation 2/27/2009 First M&F Corporation 4 4 IL Preferred Stock w/ Exercised Warrants $ 7,350,000 Par Riverside Tampa Hoschton Warsaw CA FL GA IN Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants $ $ $ $ 4,000,000 9,495,000 7,000,000 56,044,000 Par Par Par Par 9/22/2011 4/13/2011 6/9/2010 49 Kosciusko MS Preferred Stock w/ Warrants $ 30,000,000 Par 9/29/2010 4 4 4 5 0 3,675,000 0 2 30a 2, 7 Page 10 of 43 Footnote Seller Purchase Date 98 6/27/2012 14, 57 2 2, 49 2, 49 2, 49 2, 212 2 2, 213 2, 167 2, 49 2 2 2, 135 2 2, 30 9/29/2010 Name of Institution City State Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date 6/27/2012 98 $ 15,403,722 $ 8/4/2011 9/15/2011 9/22/2011 2/20/2013 4/14/2010 2/20/2013 11/30/2012 9/27/2011 9/26/2012 7/14/2010 10/31/2012 11/14/2012 1/23/2013 4/24/2013 49 $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,797,000 4,000,000 2,260,000 18,318,148 731,000 8,876,677 3,692,560 19,891,000 23,000,000 651,000 6,822,136 800,000 800,000 800,000 $ $ $ $ $ $ $ $ $ $ $ $ $ $ 2/27/2009 Southern First Bancshares, Inc. Greenville SC Preferred Stock w/ Warrants $ 17,299,000 Par 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 2/27/2009 Integra Bank Corporation Community First Inc. BNC Financial Group, Inc. California Bank of Commerce Columbine Capital Corp. National Bancshares, Inc. First State Bank of Mobeetie Ridgestone Financial Services, Inc. Community Business Bank D.L. Evans Bancorp TriState Capital Holdings, Inc. Green City Bancshares, Inc. First Gothenburg Bancshares, Inc. Evansville Columbia New Canaan Lafayette Buena Vista Bettendorf Mobeetie Brookfield West Sacramento Burley Pittsburgh Green City Gothenburg IN TN CT CA CO IA TX WI CA ID PA MO NE Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ 83,586,000 17,806,000 4,797,000 4,000,000 2,260,000 24,664,000 731,000 10,900,000 3,976,000 19,891,000 23,000,000 651,000 7,570,000 Par Par Par Par Par Par Par Par Par Par Par Par Par 2/27/2009 2 2, 49 2 2, 49 Purchase Details 2/27/2009 2/27/2009 2/27/2009 2/27/2009 Green Circle Investments, Inc. Private Bancorporation, Inc. Regent Capital Corporation Central Bancorp, Inc. Medallion Bank Clive Minneapolis Nowata Garland Salt Lake City IA MN OK TX UT Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ 2,400,000 4,960,000 2,655,000 22,500,000 11,800,000 Par Par Par Par Par 49 49 212 4 213 167 49 4 4 135 4 4 4 0 0 0 0 0 0 0 0 0 0 0 0 1,600,000 800,000 0 Final Disposition Disposition Investment 15 Description Warrants 7/25/2012 Warrants Preferred Stock 2 Preferred Stock 2 2 Preferred Stock Preferred Stock 2 2 Preferred Stock Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Warrants Preferred Stock 2 Preferred Stock 2 8/4/2011 9/15/2011 9/22/2011 2/20/2013 4/14/2010 2/20/2013 11/30/2012 9/27/2011 9/26/2012 7/14/2010 10/31/2012 Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Warrants Preferred Stock Preferred Stock Preferred Stock2 4/24/2013 Preferred Stock Final Disposition Proceeds R $ 1,100,000 R R R P R P P R R R R $ $ $ $ $ $ $ $ $ $ $ 240,000 200,000 113,000 845,448 37,000 476,207 167,035 995,000 1,150,000 33,000 362,119 2,7 R $ 120,000 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2,7 49 $ 2,655,000 $ 0 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R $ 133,000 7/21/2011 49 $ 11,800,000 $ 0 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R $ 590,000 R $ 464,000 R $ R $ R $ 370,000 299,000 600,000 2, 7, PSB Financial Corporation Many LA Preferred Stock w/ Exercised Warrants $ 9,270,000 Par 9/29/2010 4 2/27/2009 2/27/2009 2/27/2009 Avenue Financial Holdings, Inc. Howard Bancorp, Inc. FNB Bancorp Nashville Ellicott City South San Francisco TN MD CA Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 7,400,000 5,983,000 12,000,000 Par Par Par 9/15/2011 9/22/2011 9/15/2011 49 2/27/2009 The Victory Bancorp, Inc. (The Victory Bank) Limerick PA Preferred Stock w/ Exercised Warrants $ 541,000 Par 9/22/2011 50 2/27/2009 2/27/2009 3/6/2009 3/6/2009 Catskill Hudson Bancorp, Inc Midtown Bank & Trust Company HCSB Financial Corporation First Busey Corporation Rock Hill Atlanta Loris Urbana NY GA SC IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ 3,000,000 5,222,000 12,895,000 100,000,000 Par Par Par Par 42 - 5/3/2011 3/6/2009 First Federal Bancshares of Arkansas, Inc. Harrison AR Preferred Stock w/ Warrants $ 16,500,000 3/6/2009 Citizens Bancshares Corporation Atlanta GA Preferred Stock $ 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/6/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 ICB Financial First Texas BHC, Inc. Farmers & Merchants Bancshares, Inc. Blue Ridge Bancshares, Inc. First Reliance Bancshares, Inc. Merchants and Planters Bancshares, Inc. First Southwest Bancorporation, Inc. Germantown Capital Corporation, Inc. BOH Holdings, Inc. AmeriBank Holding Company Highlands Independent Bancshares, Inc. Pinnacle Bank Holding Company, Inc. Blue River Bancshares, Inc. Marine Bank & Trust Company Community Bancshares of Kansas, Inc. Regent Bancorp, Inc. Park Bancorporation, Inc. PeoplesSouth Bancshares, Inc. First Place Financial Corp. Salisbury Bancorp, Inc. First Northern Community Bancorp Discover Financial Services Provident Community Bancshares, Inc. Ontario Fort Worth Houston Independence Florence Toone Alamosa Germantown Houston Collinsville Sebring Orange City Shelbyville Vero Beach Goff Davie Madison Colquitt Warren Lakeville Dixon Riverwoods Rock Hill CA TX TX MO SC TN CO TN TX OK FL FL IN FL KS FL WI GA OH CT CA IL SC Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants Preferred Stock w/ Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 3, 30 8/13/2010 2 2, 49 2 2, 134 2, 219 2, 62 2, 226 2, 137 2, 49 2, 49 2 2, 116 2, 71 2 2 2 2, 106 2 146 49 49 Capital Repayment Amount 6 Final Disposition Date 7/21/2011 2/27/2009 2, 49 2, 49 2, 50 2, 13 12/4/2009, 49 2, 49 2 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description $ 9,270,000 $ 0 Preferred Stock 2 9/29/2010 Preferred Stock $ $ $ 7,400,000 5,983,000 12,000,000 $ $ $ 0 0 0 Preferred Stock 2 2 Preferred Stock Preferred Stock 2 9/15/2011 9/22/2011 9/15/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 49 $ 541,000 $ 0 Preferred Stock 2 9/22/2011 Preferred Stock 2, 7 R $ 27,000 7/21/2011 49 $ 3,000,000 $ 0 Preferred Stock 2 7/21/2011 Preferred Stock 2, 7 R $ 150,000 8/25/2011 50 $ 100,000,000 $ 0 Warrants 11/18/2011 Warrants P $ 63,677 Par 5/3/2011 42 $ 6,000,000 $ 0 N/A N/A N/A 7,462,000 Par 8/13/2010 4 $ 7,462,000 $ 0 N/A N/A N/A 6,000,000 13,533,000 11,000,000 12,000,000 15,349,000 1,881,000 5,500,000 4,967,000 10,000,000 2,492,000 6,700,000 4,389,000 5,000,000 3,000,000 500,000 9,982,000 23,200,000 12,325,000 72,927,000 8,816,000 17,390,000 1,224,558,000 9,266,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 11/1/2012 9/15/2011 49 $ $ 6,000,000 13,533,000 $ $ 0 0 Preferred Stock Preferred Stock 2 2, 7 9/15/2011 Preferred Stock Preferred Stock 10/31/2012 3/11/2013 9/7/2011 3/27/2013 10/31/2012 7/14/2011 9/15/2011 134 $ $ $ $ $ $ $ 8,969,400 10,327,021 1,881,000 4,900,609 4,495,616 10,000,000 2,492,000 $ $ $ $ $ $ $ 0 0 0 0 0 0 0 Preferred Stock 2 Preferred Stock Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 2 Preferred Stock 2 Preferred Stock 10/31/2012 3/11/2013 9/7/2011 3/27/2013 10/31/2012 7/14/2011 9/15/2011 Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock 2,7 49 50 49 219 62 226 137 49 49 2 2 30a 2, 7 2, 7 N/A 2, 7 2,7 2, 7 2, 7 2,7 2, 7 2, 7 N/A R $ R $ 300,000 677,000 R P R P R R R $ $ $ $ $ $ $ 541,793 624,632 94,000 251,837 214,595 500,000 125,000 7/18/2012 4 $ 500,000 $ 0 Preferred Stock 2 7/18/2012 Preferred Stock 2, 7 R $ 25,000 7/27/2012 106 $ 16,772,382 $ 0 Preferred Stock 2 7/27/2012 Preferred Stock 2, 7 P $ 896,039 8/25/2011 9/15/2011 4/21/2010 49 $ $ $ 8,816,000 17,390,000 1,224,558,000 $ $ $ 0 0 0 11/2/2011 11/16/2011 7/7/2010 Warrants Warrants Warrants R $ R $ R $ 205,000 375,000 172,000,000 49 4 Warrants Warrants Warrants Page 11 of 43 Footnote Seller Purchase Date 3, 30 8/13/2010 2, 49 2 2 2 2, 123 2 2, 136 2, 3a 11/13/2009 30 - 9/3/2010 2 2 2, 50 2, 49 2 2, 49 2, 49 2, 49 2 2, 142 2, 14 2 2, 245 2, 50 2, 49 2 2, 107 2, 165 2, 247 2 2 2, 49 2, 128 2, 99 7/12/2012 2, 108 2 2 2 90 06/13/2012 2, 3, 30 8/13/2010 2, 50 2, 242 2 2, 84 2, 175 2 2 2 2, 3 Purchase Details Name of Institution City State Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Final Disposition Date 3/13/2009 First American International Corp. Brooklyn NY Preferred Stock $ 17,000,000 Par 8/13/2010 4 $ 17,000,000 $ 0 N/A 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 BancIndependent, Inc. Haviland Bancshares, Inc. 1st United Bancorp, Inc. Madison Financial Corporation First National Corporation St. Johns Bancshares, Inc. Blackhawk Bancorp, Inc. Sheffield Haviland Boca Raton Richmond Strasburg St. Louis Beloit AL KS FL KY VA MO WI Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 21,100,000 425,000 10,000,000 3,370,000 13,900,000 3,000,000 10,000,000 Par Par Par Par Par Par Par 7/14/2011 12/29/2010 11/18/2009 49 $ $ $ 21,100,000 425,000 10,000,000 $ $ $ 0 0 0 Preferred Stock Preferred Stock 2 Preferred Stock 2 8/23/2012 123 $ 12,082,749 $ 0 Preferred Stock 10/31/2012 136 $ 9,009,000 $ 0 Preferred Stock 3/13/2009 IBW Financial Corporation Washington DC Preferred Stock $ 6,000,000 Par 9/3/2010 4 $ 6,000,000 $ 0 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/13/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/20/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 3/27/2009 Butler Point, Inc. Bank of George Moneytree Corporation Sovereign Bancshares, Inc. First Intercontinental Bank Heritage Oaks Bancorp Community First Bancshares Inc. First NBC Bank Holding Company First Colebrook Bancorp, Inc. Kirksville Bancorp, Inc. Peoples Bancshares of TN, Inc Premier Bank Holding Company Citizens Bank & Trust Company Farmers & Merchants Financial Corporation Farmers State Bankshares, Inc. SBT Bancorp, Inc. CSRA Bank Corp. Trinity Capital Corporation Clover Community Bankshares, Inc. Pathway Bancorp Colonial American Bank MS Financial, Inc. Triad Bancorp, Inc. Alpine Banks of Colorado Catlin Las Vegas Lenoir City Dallas Doraville Paso Robles Union City New Orleans Colebrook Kirksville Madisonville Tallahassee Covington Argonia Holton Simsbury Wrens Los Alamos Clover Cairo West Conshohocken Kingwood Frontenac Glenwood Springs IL NV TN TX GA CA TN LA NH MO TN FL LA KS KS CT GA NM SC NE PA TX MO CO Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 607,000 2,672,000 9,516,000 18,215,000 6,398,000 21,000,000 20,000,000 17,836,000 4,500,000 470,000 3,900,000 9,500,000 2,400,000 442,000 700,000 4,000,000 2,400,000 35,539,000 3,000,000 3,727,000 574,000 7,723,000 3,700,000 70,000,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par 11/2/2011 4 $ 607,000 $ 9/15/2011 9/22/2011 50 $ $ 9,516,000 18,215,000 8/18/2011 8/4/2011 9/22/2011 49 $ $ $ 10/31/2012 142 6/24/2013 7/21/2011 8/11/2011 245 7/27/2012 11/29/2012 6/24/2013 10/26/2011 10/19/2011 9/22/2011 9/12/2012 107 3/27/2009 Naples Bancorp, Inc. Naples FL Preferred Stock w/ Exercised Warrants $ 4,000,000 Par 7/12/2012 3/27/2009 3/27/2009 3/27/2009 3/27/2009 CBS Banc-Corp. IBT Bancorp, Inc. Spirit BankCorp, Inc. Maryland Financial Bank Russellville Irving Bristow Towson AL TX OK MD Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ 24,300,000 2,295,000 30,000,000 1,700,000 Par Par Par Par 4/3/2009 First Capital Bancorp, Inc. Glen Allen VA Preferred Stock w/ Warrants $ 10,958,000 4/3/2009 Tri-State Bank of Memphis Memphis TN Preferred Stock $ 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/3/2009 4/10/2009 Fortune Financial Corporation BancStar, Inc. Titonka Bancshares, Inc Millennium Bancorp, Inc. TriSummit Bank Prairie Star Bancshares, Inc. Community First Bancshares, Inc. BCB Holding Company, Inc. City National Bancshares Corporation Bank of Southern California, N.A. (First Business Bank, N.A.) SV Financial, Inc. Capital Commerce Bancorp, Inc. Metropolitan Capital Bancorp, Inc. Arnold Festus Titonka Edwards Kingsport Olathe Harrison Theodore Newark MO MO IA CO TN KS AR AL NJ Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock San Diego CA Sterling Milwaukee Chicago IL WI IL 2, 188 4/10/2009 2 2 2 4/10/2009 4/10/2009 4/10/2009 Final Disposition Disposition Investment 15 Description Final Disposition Proceeds N/A N/A 7/14/2011 12/29/2010 11/18/2009 Preferred Stock Preferred Stock Preferred Stock 2, 7 2 8/23/2012 Preferred Stock 2 10/31/2012 Preferred Stock N/A N/A N/A 0 Preferred Stock 2 11/2/2011 Preferred Stock 2, 7 R $ 30,000 $ $ 0 0 Preferred Stock Preferred Stock 2 2 9/15/2011 9/22/2011 Preferred Stock Preferred Stock 2, 7 R $ R $ 476,000 911,000 20,000,000 17,836,000 4,500,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 8/18/2011 8/4/2011 9/22/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 R $ R $ R $ 1,000,000 892,000 225,000 $ 2,919,500 $ 0 Preferred Stock 10/31/2012 Preferred Stock 2,7 R $ 122,225 $ $ $ 400,425 700,000 4,000,000 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 6/24/2013 7/21/2011 8/11/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 P $ R $ R $ (2,835) 40,000 200,000 $ $ $ $ $ $ $ 26,396,503 2,593,700 4,324,446 574,000 7,723,000 3,700,000 56,430,297 $ $ $ $ $ $ $ 0 0 0 0 0 0 0 Preferred Stock 2 Preferred Stock 2 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock Preferred Stock 2 Preferred Stock 2 7/27/2012 11/29/2012 6/24/2013 10/26/2011 10/19/2011 9/22/2011 9/12/2012 Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock 2, 7 99 $ 600,000 $ 0 N/A N/A N/A 7/27/2012 6/12/2013 108 $ $ 21,776,396 2,295,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 7/27/2012 6/12/2013 Preferred Stock Preferred Stock Par 6/13/2012 90 $ 9,931,327 $ 0 Warrants 2/6/2013 Warrants 2,795,000 Par 8/13/2010 4 $ 2,795,000 $ 0 N/A N/A N/A $ $ $ $ $ $ $ $ $ 3,100,000 8,600,000 2,117,000 7,260,000 2,765,000 2,800,000 12,725,000 1,706,000 9,439,000 Par Par Par Par Par Par Par Par Par 9/15/2011 4/29/2013 4/4/2012 8/14/2012 11/29/2012 50 $ $ $ $ $ 3,100,000 8,366,452 2,117,000 2,904,000 2,053,013 $ $ $ $ $ 0 0 0 0 0 Preferred Stock 2 2 Preferred Stock 2 Preferred Stock Preferred Stock 2 Preferred Stock 2 9/15/2011 4/29/2013 4/4/2012 8/14/2012 11/29/2012 Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants $ 2,211,000 Par 12/20/2012 188 $ 2,017,453 $ 0 Preferred Stock 2 12/20/2012 Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 4,000,000 5,100,000 2,040,000 Par Par Par 8/31/2011 4 $ 4,000,000 $ 0 Preferred Stock 2 8/31/2011 Preferred Stock 4 4 49 49 49 50 49 165 247 4 4 49 128 242 4 84 175 2 2 - N/A R $ R $ R $ 1,055,000 21,000 500,000 2, 7 P $ 624,675 2,7 R $ 470,250 2, 7 2, 7 - 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 P P P R R R P N/A $ $ $ $ $ $ $ 1,655,787 114,022 226,565 29,000 386,000 185,000 3,291,750 N/A 2, 7 2, 7 P $ R $ 1,107,825 115,000 R $ 266,042 2, 7 N/A R $ P $ R $ $ P $ 155,000 426,339 106,000 124,666 2, 7 P $ 90,462 2, 7 R $ 200,000 2, 7 2, 7 2, 84 2, 7 Page 12 of 43 Footnote 2, 49 2, 52 2 Seller Name of Institution Purchase Date 4/17/2009 Bank of the Carolinas Corporation 4/17/2009 Penn Liberty Financial Corp. 4/17/2009 Tifton Banking Company 4/17/2009 2 2 121 2, 49 2 2 4/17/2009 4/17/2009 4/24/2009 4/24/2009 4/24/2009 4/24/2009 Patterson Bancshares, Inc BNB Financial Services Corporation Omega Capital Corp. Mackinac Financial Corporation Birmingham Bloomfield Bancshares, Inc Vision Bank - Texas Oregon Bancorp, Inc. Purchase Details City Mocksville Wayne Tifton Patterson New York Lakewood Manistique Birmingham Richardson Salem State NC PA GA LA NY CO MI MI TX OR Capital Repayment Details Investment Amount Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ $ 13,179,000 9,960,000 3,800,000 3,690,000 7,500,000 2,816,000 11,000,000 1,635,000 1,500,000 3,216,000 Pricing Mechanism Par Par Par Par Par Par Par Par Par Par Capital Repayment Date Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description 9/1/2011 49 $ 9,960,000 $ 3/7/2012 8/22/2012 12/5/2012 4 5/8/2013 6/5/2013 4 $ $ $ $ $ 250,000 250,000 250,000 500,000 2,440,000 $ $ $ $ $ 3,440,000 3,190,000 2,940,000 2,440,000 0 $ $ $ 10,380,905 1,635,000 787,500 $ $ $ 0 0 712,500 4 4 4 8/23/2012 7/28/2011 12/28/2012 121 4/24/2012 83 5/23/2012 1/9/2013 4/24/2013 2/22/2013 7/14/2011 9/8/2011 4 49 4 0 Final Disposition Date Final Disposition Disposition Investment 15 Description Final Disposition Proceeds Preferred Stock 2 9/1/2011 Preferred Stock 2, 7 R $ 498,000 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 2 Preferred Stock 2 Preferred Stock 6/5/2013 Preferred Stock 2, 7 R $ 185,000 12/19/2012 7/28/2011 Warrants Preferred Stock R $ R $ 1,300,000 82,000 R $ 633,000 Warrants 2 Preferred Stock Preferred Stock 2 2, 7 2, 7, 2, 83 4/24/2009 Peoples Bancorporation, Inc. Easley SC Preferred Stock w/ Exercised Warrants $ 12,660,000 Par 2, 14, 236 2 4/24/2009 Indiana Bank Corp. Dana IN Preferred Stock w/ Exercised Warrants $ 1,312,000 Par 4/24/2009 2, 158 2, 50 2, 49 2 4/24/2009 4/24/2009 4/24/2009 4/24/2009 Business Bancshares, Inc. Standard Bancshares, Inc. York Traditions Bank Grand Capital Corporation Allied First Bancorp, Inc. Clayton Hickory Hills York Tulsa Oswego MO IL PA OK IL 8 4/24/2009 Frontier Bancshares, Inc. Austin TX 2, 138 2 2, 50 2 5/1/2009 5/1/2009 5/1/2009 5/1/2009 5/1/2009 Village Bank and Trust Financial Corp CenterBank Georgia Primary Bank Union Bank & Trust Company HPK Financial Corporation Midlothian Milford Atlanta Oxford Chicago VA OH GA NC IL 8 5/1/2009 OSB Financial Services, Inc. Orange TX 8, 248 5/1/2009 Security State Bank Holding-Company Jamestown ND 5/8/2009 Highlands Bancorp, Inc. (Highlands State Bank) Vernon 5/8/2009 5/8/2009 One Georgia Bank Gateway Bancshares, Inc. 8 5/8/2009 Freeport Bancshares, Inc. 8, 133 5/8/2009 Investors Financial Corporation of Pettis County, IncSedalia MO 8, 49 5/8/2009 Sword Financial Corporation Horicon WI 3, 8, 30 8/13/2010 5/8/2009 Premier Bancorp, Inc. Wilmette IL 2, 13 8/31/2010, 49 2, 56 2, 80 5/15/2009 2 2, 177 2, 158 2, 249 2, 145 2, 50 2 3, 8, 30 9/10/2010 Mercantile Bank Corporation Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ $ $ $ $ 15,000,000 60,000,000 4,871,000 4,000,000 3,652,000 Par Par Par Par Par 11/24/2009 $ 3,000,000 4 4 158 50 49 4 $ 12,660,000 $ 0 $ $ $ $ $ $ 6,000,000 2,500,000 6,500,000 60,000,000 4,871,000 4,000,000 $ $ $ $ $ $ 9,000,000 6,500,000 0 0 0 0 $ 1,600,000 $ 1,400,000 Par Preferred Stock 2 Preferred Stock 4/24/2012 Preferred Stock 2 4/24/2013 Preferred Stock 2, 7 R $ 750,000 Preferred Stock Preferred Stock 2 Preferred Stock 2 2 2/22/2013 7/14/2011 9/8/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 R $ R $ R $ 3,000,000 244,000 200,000 Subordinated Debentures 8 Subordinated Debentures 8 10/6/2010 Subordinated 8 Debentures 7 R $ 150,000 83 2, 7 2, 7 4 $ 1,400,000 $ 0 10/31/2012 138 $ 1,831,250 $ 0 Preferred Stock 2 10/31/2012 Preferred Stock 2,7 R $ 84,057 9/22/2011 12/11/2012 50 $ $ 3,194,000 4,000,000 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 Subordinated Debentures 8 Subordinated Debentures 8 9/22/2011 12/11/2012 Preferred Stock Preferred Stock Subordinated Debentures 8 Subordinated Debentures 8 2, 7 R $ R $ 160,000 200,000 7 R $ 305,000 7 P $ 720,369 10/6/2010 Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ $ $ $ $ 14,738,000 2,250,000 4,500,000 3,194,000 4,000,000 Par Par Par Par Par $ 6,100,000 Par 10/5/2011 4 $ 6,100,000 $ 0 $ 10,750,000 Par 6/24/2013 248 $ 12,409,261 $ 0 NJ Preferred Stock w/ Exercised Warrants $ 3,091,000 Par 9/22/2011 49 $ 3,091,000 $ 0 Preferred Stock 2 9/22/2011 Preferred Stock 2, 7 R $ 155,000 Atlanta Ringgold GA GA $ $ 5,500,000 6,000,000 Par Par 4/13/2012 80 $ 6,000,000 $ 0 Preferred Stock 2 4/13/2012 Preferred Stock 2, 7 R $ 300,000 Freeport IL Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 3,000,000 Par $ 4,000,000 Par $ 13,644,000 Par 9/15/2011 49 $ 13,644,000 $ 0 Subordinated Debentures 8 9/15/2011 Subordinated Debentures 8 7 R $ 682,000 $ 6,784,000 Par 8/13/2010 4 $ 6,784,000 $ 0 N/A N/A N/A 4/4/2012 4 $ 10,500,000 $ Preferred Stock w/ Warrants 7/3/2012 Warrants 6/6/2012 4 $ 10,500,000 $ 0 Warrants 4 $ $ $ $ 1,341,000 4,700,000 3,136,500 2,318,851 $ $ $ $ 0 0 0 0 Preferred Stock 2 Preferred Stock Preferred Stock 2 Preferred Stock 2 3/28/2012 11/30/2012 12/21/2012 6/24/2013 Preferred Stock Preferred Stock Preferred Stock Preferred Stock $ $ 4,862,000 15,000,000 $ $ 0 0 Preferred Stock Preferred Stock 2 2 9/8/2011 12/11/2012 Preferred Stock Preferred Stock 4,205,000 $ 0 N/A N/A N/A Grand Rapids 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 5/15/2009 Northern State Bank Closter Western Reserve Bancorp, Inc Medina Community Financial Shares, Inc. Glen Ellyn Worthington Financial Holdings, Inc. Huntsville Equity Bancshares, Inc. [First Community BancshareWichita Southern Heritage Bancshares, Inc. Cleveland Foresight Financial Group, Inc. Rockford 5/15/2009 IBC Bancorp, Inc. Chicago MI NJ OH IL AL KS TN IL IL Subordinated Debentures Preferred Stock w/ Warrants $ 21,000,000 Par Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ 1,341,000 4,700,000 6,970,000 2,720,000 14,800,000 4,862,000 15,000,000 Par Par Par Par Par Par Par 3/28/2012 11/30/2012 12/21/2012 6/24/2013 Subordinated Debentures $ 4,205,000 Par 9/10/2010 9/8/2011 12/11/2012 4 4 158 249 4 4 $ 10,500,000 2 10/5/2011 6/24/2013 2, 7 - N/A R $ 2, 7 2, 7 2, 7 2, 7 2, 7 2, 7 R R P P 7,465,100 $ $ $ $ 67,000 235,000 157,050 90,940 R $ R $ 243,000 750,000 - N/A Page 13 of 43 Footnote Seller Purchase Date Purchase Details Name of Institution City State Investment Amount MO MN NJ Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Fargo ND Illinois State Bancorp, Inc. Universal Bancorp Franklin Bancorp, Inc. Chicago Bloomfield Washington IL IN MO 5/22/2009 Commonwealth Bancshares, Inc. Louisville KY 8 5/22/2009 Premier Financial Corp Dubuque IA 8, 156 5/22/2009 F & C Bancorp, Inc. Holden MO 8, 111 5/22/2009 Diamond Bancorp, Inc. Washington MO 8 5/22/2009 United Bank Corporation Barnesville GA 49 2 2, 63 2, 197 2 2, 49 5/29/2009 5/29/2009 5/29/2009 5/29/2009 5/29/2009 5/29/2009 Community Bank Shares of Indiana, Inc. American Premier Bancorp CB Holding Corp. Citizens Bancshares Co. Grand Mountain Bancshares, Inc. Two Rivers Financial Group New Albany Arcadia Aledo Chillicothe Granby Burlington IN CA IL MO CO IA 8 5/29/2009 Fidelity Bancorp, Inc Baton Rouge LA 8 5/29/2009 Chambers Bancshares, Inc. Danville AR 2 6/5/2009 Covenant Financial Corporation Clarksdale MS 8, 211 6/5/2009 First Trust Corporation New Orleans LA 8, 10 6/5/2009 OneFinancial Corporation Little Rock AR 6/12/2009 Customers Bancorp, Inc. (Berkshire Bancorp, Inc.) Phoenixville 6/12/2009 First Vernon Bancshares, Inc. 6/12/2009 6/12/2009 6/12/2009 6/12/2009 Capital Repayment Amount 6 Subordinated Debentures 8 Subordinated 8 Debentures Par 3/11/2013 216 $ 6,116,943 $ 0 $ 2,400,000 Par 4/29/2013 243 $ 2,495,024 $ 0 $ 1,100,000 Par $ 2,639,000 Par 9/8/2011 49 $ 2,639,000 $ 0 $ 20,300,000 Par 7/27/2012 109 $ 18,069,213 $ 0 $ $ $ 15,000,000 1,177,000 1,300,000 Par Par Par 8/18/2011 12/11/2012 49 $ $ 15,000,000 1,032,193 $ $ 0 0 $ 5,000,000 Par Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ $ $ 6,272,000 9,900,000 5,097,000 Par Par Par 6/27/2012 9/12/2012 9/22/2011 4 Preferred Stock w/ Exercised Warrants $ $ $ 2,250,000 2,750,000 6,272,000 $ $ $ 11/13/2012 150 $ 3,198,853 $ 0 $ 20,400,000 Par 7/27/2012 110 $ 15,147,000 $ 0 $ 6,349,000 Par $ 2,993,000 Par 11/13/2012 156 $ 2,844,599 $ 0 $ 20,445,000 Par 7/27/2012 111 $ 14,780,662 $ 0 $ 14,400,000 Par 7/3/2012 4 $ 14,400,000 $ 0 $ $ $ $ $ $ 19,468,000 1,800,000 4,114,000 24,990,000 3,076,000 12,000,000 Par Par Par Par Par Par 9/15/2011 1/26/2011 49 $ $ 19,468,000 1,800,000 $ $ 0 0 Preferred Stock 2/8/2013 197 $ 12,679,301 $ 0 9/1/2011 49 $ 12,000,000 $ 0 $ 3,942,000 Par 3/27/2013 4 $ 3,942,000 $ 0 $ 19,817,000 Par $ 5,000,000 Par $ 17,969,000 Par 2/20/2013 211 $ 13,612,558 $ 0 Subordinated Debentures 8 $ 17,300,000 Par PA Preferred Stock w/ Exercised Warrants $ 2,892,000 Par 12/28/2011 4 $ 2,892,000 $ 0 Preferred Stock Vernon AL Preferred Stock w/ Exercised Warrants $ 6,000,000 Par 9/29/2010 4 $ 6,000,000 $ 0 Preferred Stock SouthFirst Bancshares, Inc. Virginia Company Bank Enterprise Financial Services Group, Inc. Sylacauga Newport News Allison Park AL VA PA $ $ $ 2,760,000 4,700,000 4,000,000 Par Par Par 8/25/2011 49 $ 4,000,000 $ 0 First Financial Bancshares, Inc. Lawrence KS Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 3,756,000 Par 9/22/2011 49 $ 3,756,000 $ 0 6/6/2012 4 $ 10,500,000 $ Preferred Stock Subordinated Debentures 8 Subordinated Debentures 8 Subordinated 8 Debentures Preferred Stock 2 Boscobel Bancorp, Inc Boscobel WI 8, 243 5/15/2009 Brogan Bankshares, Inc. Kaukauna WI 8 5/15/2009 Riverside Bancshares, Inc. Little Rock AR 8, 49 5/15/2009 Deerfield Financial Corporation Deerfield WI 8, 109 5/15/2009 Market Street Bancshares, Inc. Mt. Vernon IL 2, 49 2, 182 2, 82 2 5/22/2009 5/22/2009 5/22/2009 The Landrum Company First Advantage Bancshares Inc. Fort Lee Federal Savings Bank Columbia Coon Rapids Fort Lee 5/22/2009 Blackridge Financial, Inc. 2, 49 2 2, 150 5/22/2009 5/22/2009 5/22/2009 8, 110 8 Capital Repayment Date 5,586,000 5/15/2009 8, 10, 49 Pricing Mechanism Final Disposition Date $ 8, 216 2, 60 09/19/2011 2, 10, 30 9/29/2010 2 2, 10 2, 49 Capital Repayment Details Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description 4 49 4 2,750,000 0 0 3/11/2013 4/29/2013 Subordinated Debentures 8 Subordinated 8 Debentures Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 Preferred Stock Subordinated Debentures 8 2 8/18/2011 12/11/2012 Subordinated Debentures 8 Subordinated 8 Debentures Preferred Stock Preferred Stock 9/12/2012 Preferred Stock 2, 7 R $ 250,000 9/22/2011 Preferred Stock 2, 7 R $ 314,000 11/13/2012 Preferred Stock Subordinated Debentures 8 2, 7 P $ 195,018 7 P $ 898,722 7 P $ 148,500 7 P $ 779,576 7 R $ 720,000 R $ R $ 1,100,870 90,000 9/8/2011 7/27/2012 7/27/2012 Subordinated Debentures 8 Subordinated Debentures 8 Subordinated Debentures 8 Warrants Final Disposition Disposition Final Disposition Investment 15 Proceeds Description Subordinated 7 P $ 361,890 Debentures 8 Subordinated 7 P $ 125,136 Debentures 8 7 R $ 132,000 7 P $ 824,731 2, 7 R $ P $ 750,000 53,755 2, 7 10/19/2011 1/26/2011 Subordinated Debentures 8 Subordinated Debentures 8 Subordinated Debentures 8 Warrants Preferred Stock Preferred Stock 2 2/8/2013 Preferred Stock 2, 7 P $ 645,047 Preferred Stock 2 Subordinated Debentures 8 9/1/2011 Preferred Stock Subordinated Debentures 8 2, 7 R $ 600,000 7 R $ 197,000 11/13/2012 7/27/2012 7/3/2012 2 3/27/2013 2, 7 2/20/2013 Subordinated Debentures 8 7 P $ 644,726 2 12/28/2011 Preferred Stock 2, 7 R $ 145,000 2 9/29/2010 Preferred Stock R $ 245,000 8/25/2011 Preferred Stock Subordinated Debentures 8 2, 7 R $ 200,000 7 R $ 113,000 2, 7, 6/12/2009 River Valley Bancorporation, Inc. Wausau WI 2, 49 2, 10 6/19/2009 6/19/2009 Merchants and Manufacturers Bank Corporation RCB Financial Corporation Joliet Rome IL GA 8, 183 6/19/2009 Manhattan Bancshares, Inc. Manhattan IL 8, 10, 196 6/19/2009 Biscayne Bancshares, Inc. Coconut Grove FL Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 15,000,000 4,500,000 Par 5/15/2013 4 $ 4,500,000 $ 0 49 $ 3,510,000 $ 0 $ 2,561,405 $ 0 $ 6,170,630 $ 0 $ $ 3,510,000 8,900,000 Par Par 9/8/2011 $ 2,639,000 Par 12/11/2012 $ 6,400,000 Par 2/8/2013 196 2 Subordinated 8 Debentures Subordinated 8 Debentures 9/22/2011 30a 5/15/2013 Subordinated Debentures 8 7 R $ 750,000 9/8/2011 Preferred Stock 2, 7 R $ 176,000 7 P $ 131,021 7 P $ 204,507 12/11/2012 2/8/2013 Subordinated 8 Debentures Subordinated Debentures 8 Page 14 of 43 Footnote Seller Purchase Date Purchase Details Name of Institution City State 8 6/19/2009 Duke Financial Group, Inc. Minneapolis MN 8, 157 6/19/2009 Farmers Enterprises, Inc. Great Bend KS 8, 193 6/19/2009 Century Financial Services Corporation Santa Fe NM 8 6/19/2009 NEMO Bancshares Inc. Madison MO 3, 8, 30 7/30/2010 6/19/2009 University Financial Corp, Inc. St. Paul MN 8 6/19/2009 Suburban Illinois Bancorp, Inc. Elmhurst IL 6/26/2009 Hartford Financial Services Group, Inc. Hartford 6/26/2009 Veritex Holdings, Inc. (Fidelity Resources Company) 6/26/2009 6/26/2009 Capital Repayment Details Investment Amount Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures Pricing Mechanism Capital Repayment Date Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Final Disposition Date Final Disposition Disposition Investment 15 Description $ 12,000,000 Par $ 12,000,000 Par 11/13/2012 157 $ 11,439,252 $ 0 $ 10,000,000 Par 12/20/2012 193 $ 9,751,500 $ 0 $ 2,330,000 Par 4/24/2013 4 $ 2,330,000 $ 0 $ 11,926,000 Par 7/30/2010 4 $ 11,926,000 $ 0 N/A N/A N/A Warrants 9/21/2010 Warrants Subordinated 8 Debentures Subordinated Debentures 8 Subordinated Debentures 8 11/13/2012 12/20/2012 4/24/2013 Subordinated Debentures 8 Subordinated Debentures 8 Subordinated Debentures 8 Final Disposition Proceeds 7 P $ 590,323 7 P $ 496,589 7 R $ 117,000 - N/A $ 15,000,000 Par CT Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants $ 3,400,000,000 Par 3/31/2010 4 $ 3,400,000,000 $ 0 Dallas TX Preferred Stock w/ Exercised Warrants $ 3,000,000 Par 8/25/2011 49 $ 3,000,000 $ 0 Preferred Stock 2 8/25/2011 Preferred Stock Waukesha Bankshares, Inc. FC Holdings, Inc. Waukesha Houston WI TX Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 5,625,000 21,042,000 Par Par 2/7/2013 2/20/2013 205 $ $ 5,161,674 18,685,927 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 2/7/2013 2/20/2013 Preferred Stock Preferred Stock 6/26/2009 Security Capital Corporation Batesville MS Preferred Stock w/ Exercised Warrants $ 17,388,000 Par 9/29/2010 4 $ 17,388,000 $ 0 Preferred Stock 2 9/29/2010 Preferred Stock 6/26/2009 6/26/2009 6/26/2009 First Alliance Bancshares, Inc. Gulfstream Bancshares, Inc. Gold Canyon Bank Cordova Stuart Gold Canyon TN FL AZ Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ 3,422,000 7,500,000 1,607,000 Par Par Par 12/20/2012 8/18/2011 $ $ 0 0 Preferred Stock 2 Preferred Stock 2 12/20/2012 8/18/2011 Preferred Stock Preferred Stock 6/26/2009 M&F Bancorp, Inc. Durham NC Preferred Stock $ 11,735,000 Par 8/20/2010 4 $ 11,735,000 $ 0 N/A N/A N/A 6/26/2009 Metropolitan Bank Group, Inc. Chicago IL Preferred Stock w/ Exercised Warrants $ 74,706,000 Par 6/28/2013 252 $ 23,718,542 $ 0 N/A N/A N/A N/A 6/26/2009 Metropolitan Bank Group, Inc. (NC Bancorp, Inc.) Chicago IL Preferred Stock w/ Exercised Warrants $ 7,186,000 Par 6/28/2013 252 $ 2,281,458 $ 0 N/A N/A N/A N/A 6/26/2009 Alliance Bancshares, Inc. Dalton GA $ 2,986,000 Par 3/28/2013 230 $ 2,831,437 $ 0 3/28/2013 8 6/26/2009 Stearns Financial Services, Inc. St. Cloud MN $ 24,900,000 Par 1/18/2012 4 $ 24,900,000 $ 0 8 6/26/2009 Signature Bancshares, Inc. Dallas TX $ 1,700,000 Par 12/15/2010 4 $ 1,700,000 $ 0 8 6/26/2009 Fremont Bancorporation Fremont CA $ 35,000,000 Par 7/25/2012 4 $ 35,000,000 $ 0 8, 195 6/26/2009 Alliance Financial Services Inc. Saint Paul MN Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 12,000,000 Par 2/7/2013 195 $ 8,912,495 $ 0 Preferred Stock Subordinated Debentures 8 Subordinated 8 Debentures Subordinated 8 Debentures Subordinated Debentures 8 7/10/2009 Lincoln National Corporation Radnor PA Preferred Stock w/ Warrants $ 950,000,000 Par 6/30/2010 4 $ 950,000,000 $ 0 Warrants 9/16/2010 Warrants 7/10/2009 7/17/2009 7/17/2009 7/17/2009 Bancorp Financial, Inc. Brotherhood Bancshares, Inc. SouthCrest Financial Group, Inc. Harbor Bankshares Corporation Oak Brook Kansas City Fayetteville Baltimore IL KS GA MD Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock $ $ $ $ 13,669,000 11,000,000 12,900,000 6,800,000 Par Par Par Par 8/18/2011 9/15/2011 3/11/2013 49 $ $ $ 13,669,000 11,000,000 11,587,256 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 2 Preferred Stock 8/18/2011 9/15/2011 3/11/2013 Preferred Stock Preferred Stock Preferred Stock $ 13,125,000 $ Subordinated Debentures 8 Subordinated Debentures 8 11/28/2012 Subordinated 8 Debentures 2, 40 3/23/2011, 49 2, 10, 205 2, 210 2, 10, 30 9/29/2010 2, 190 2, 50 2, 10, 235 2, 3, 10, 30 8/20/2010 2, 41 3/30/2011, 252 2, 41 3/30/2011, 252 2, 230 2, 10, 49 2, 49 2, 222 2, 3 706,264,560 2, 7 R $ 150,000 2, 7 P $ P $ 165,839 994,613 R $ 522,000 P $ R $ 94,702 375,000 2, 7 2, 7, 8 7/17/2009 First South Bancorp, Inc. Lexington TN 8 7/17/2009 Great River Holding Company Baxter MN 8, 10, 244 7/17/2009 Plato Holdings Inc. Saint Paul MN 125 7/24/2009 Elkin NC 2, 10 2, 207 7/24/2009 7/24/2009 Kingman Tampa AZ FL Yadkin Financial Corporation (Yadkin Valley Financial Corporation) Community Bancshares, Inc. Florida Bank Group, Inc. 8 7/24/2009 2 210 A $ 7/31/2009 First American Bank Corporation Chicago Shore Corporation Elk Grove Village Chicago IL IL Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants 9/28/2011 $ 50,000,000 190 50 49 222 4 $ $ 2,370,742 7,500,000 36,875,000 Par 11/28/2012 4 $ 36,875,000 $ 0 Preferred Stock Subordinated Debentures 8 Subordinated Debentures 8 Subordinated Debentures 8 Subordinated Debentures 8 2 1/18/2012 12/15/2010 7/25/2012 2/7/2013 $ 8,400,000 Par $ 2,500,000 Par 4/29/2013 244 $ 2,478,750 $ 0 Subordinated Debentures 8 4/29/2013 Subordinated Debentures 8 Preferred Stock w/ Warrants $ 13,312,000 Par 9/12/2012 125 $ 11,643,740 $ 0 Warrants 6/12/2013 Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 3,872,000 20,471,000 Par Par 4 $ 15,000,000 $ Subordinated Debentures 8 Subordinated 8 Debentures 12/11/2012 Subordinated Debentures 8 12/21/2011 Subordinated Debentures w/ Exercised Warrants $ Preferred Stock w/ Exercised Warrants $ 50,000,000 Par 12/11/2012 7,000,000 35,000,000 4 $ 35,000,000 $ 0 30a 2, 7 2, 7 - N/A 2, 7 P $ 138,900 7 R $ 1,245,000 7 R $ 85,000 7 R $ 1,750,000 7 P $ 504,900 A $ 213,671,319 R $ R $ P $ 410,000 550,000 588,264 7 R $ 2,500,000 7 P $ 90,582 P $ 55,677 R $ 2,500,000 2, 7 2, 7 2, 7 7 Par Page 15 of 43 Footnote Seller Purchase Date Purchase Details Name of Institution City State 8, 10, 49 7/31/2009 Financial Services of Winger, Inc. Winger MN 2, 49 2 2, 187 2, 172 8/7/2009 8/7/2009 8/14/2009 8/21/2009 The ANB Corporation U.S. Century Bank Bank Financial Services, Inc. KS Bancorp, Inc. Terrell Miami Eden Prairie Smithfield TX FL MN NC 8, 231 8/21/2009 AmFirst Financial Services, Inc. McCook NE 2, 3, 191 2, 49 2, 10, 218 8/28/2009 8/28/2009 8/28/2009 First Independence Corporation First Guaranty Bancshares, Inc. CoastalSouth Bancshares, Inc. Detroit Hammond Hilton Head Island MI LA SC 8, 10, 50 8/28/2009 TCB Corporation Greenwood SC 8, 10, 49 9/4/2009 The State Bank of Bartley Bartley NE 49 9/11/2009 Pathfinder Bancorp, Inc. Oswego NY 2, 30 9/29/2010 2, 10, 100 7/17/2012 2, 10, 50 8, 30 9/17/2010 2, 10 2, 10, 144 2, 10, 50 Capital Repayment Details Investment Amount Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Pricing Mechanism Capital Repayment Date Capital Repayment Amount 6 $ 3,742,000 Par 9/1/2011 49 $ 3,742,000 $ 0 $ $ $ $ 20,000,000 50,236,000 1,004,000 4,000,000 Par Par Par Par 8/25/2011 49 $ 20,000,000 $ 0 12/20/2012 11/30/2012 187 $ $ 907,937 3,283,000 $ $ 0 0 $ 5,000,000 Par 3/28/2013 231 $ 4,752,000 $ 0 $ $ $ 3,223,000 20,699,000 16,015,000 Par Par Par 12/20/2012 9/22/2011 3/11/2013 191 $ $ $ 2,286,675 20,699,000 12,606,191 $ $ $ 0 0 0 $ 9,720,000 Par 9/8/2011 50 $ 9,720,000 $ 0 $ 1,697,000 Par 9/22/2011 49 $ 1,697,000 $ 0 $ 6,771,000 Par 9/1/2011 49 $ 6,771,000 $ 0 172 49 218 Final Disposition Date Subordinated Debentures 8 2 Preferred Stock Preferred Stock 2 Preferred Stock 2 Subordinated Debentures 8 N/A 2 Preferred Stock Preferred Stock 2 Subordinated Debentures 8 Subordinated Debentures 8 Warrants 9/1/2011 8/25/2011 12/20/2012 11/30/2012 3/28/2013 N/A 9/22/2011 3/11/2013 9/8/2011 9/22/2011 2/1/2012 Final Disposition Disposition Final Disposition Investment 15 Proceeds Description Subordinated 7 R $ 112,000 Debentures 8 Preferred Stock 2, 7 R $ 1,000,000 Preferred Stock Preferred Stock Subordinated Debentures 8 N/A Preferred Stock Preferred Stock Subordinated Debentures 8 Subordinated Debentures 8 Warrants 2, 7 P $ P $ 23,500 140,400 P $ 259,875 R $ P $ N/A 1,030,000 415,848 7 R $ 292,000 7 R $ 51,000 R $ 537,633 R $ 2,600,000 2, 7 7 2, 7 2, 7 2, 7, 9/11/2009 Community Bancshares of Mississippi, Inc. Brandon MS Preferred Stock w/ Exercised Warrants $ 52,000,000 Par 9/29/2010 4 9/11/2009 Heartland Bancshares, Inc. Franklin IN Preferred Stock w/ Exercised Warrants $ 7,000,000 Par 7/17/2012 100 $ 7,000,000 9/11/2009 PFSB Bancorporation, Inc. Pigeon Falls WI $ 1,500,000 Par 8/25/2011 50 $ 1,500,000 9/11/2009 First Eagle Bancshares, Inc. Hanover Park IL $ 7,500,000 Par 9/17/2010 4 $ 9/18/2009 9/18/2009 IA Bancorp, Inc. HomeTown Bankshares Corporation Iselin Roanoke NJ VA Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 5,976,000 10,000,000 Par Par 9/25/2009 Heritage Bankshares, Inc. Norfolk VA $ 10,103,000 Par 2 9/25/2009 Mountain Valley Bancshares, Inc. Cleveland GA $ 3,300,000 Par 8 9/25/2009 Grand Financial Corporation Hattiesburg MS Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants $ 2,443,320 Par 9/25/2009 Guaranty Capital Corporation Belzoni MS Subordinated Debentures $ 14,000,000 Par 9/25/2009 GulfSouth Private Bank Destin FL $ 7,500,000 Par 8, 10, 50 9/25/2009 Steele Street Bank Corporation Denver CO $ 11,019,000 112 2, 10, 49 10/2/2009 10/2/2009 Premier Financial Bancorp, Inc. Providence Bank Huntington Rocky Mount WV NC Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Warrants Preferred Stock w/ Exercised Warrants $ $ 22,252,000 4,000,000 3, 8, 30 7/30/2010 10, 21, 132 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Preferred Stock w/ Exercised Warrants $ 10/31/2012 ## $ 3/16/2011 4 $ 0 Preferred Stock 2 9/29/2010 Preferred Stock $ 0 Preferred Stock 2 7/17/2012 Preferred Stock 2, 7 $ 248,000 $ 0 8/25/2011 R $ 71,000 0 Preferred Stock Subordinated Debentures 8 2, 7 7,500,000 $ Preferred Stock 2 Subordinated Debentures 8 30a R $ 375,000 Preferred Stock 2,7 R $ 315,462 52,000,000 $ 9,093,150 2,606,000 $ $ 0 7,497,000 Preferred Stock 2 2 Preferred Stock 8/11/2011 50 $ 7,497,000 $ 0 Preferred Stock 2 7/30/2010 4 $ 14,000,000 $ 0 N/A Par 9/1/2011 50 $ 11,019,000 $ 0 Par Par 7/27/2012 9/15/2011 112 $ $ 19,849,222 4,000,000 $ $ 0 0 49 Subordinated Debentures 8 Warrants Preferred Stock 2 9/17/2010 10/31/2012 30a 2, 7 8/11/2011 Preferred Stock R $ N/A N/A 9/1/2011 Subordinated 8 Debentures 7 R $ 331,000 9/15/2011 Preferred Stock 2, 7 R $ 175,000 R $ 381,000 R $ 313,000 - 303,000 N/A 2, 7, 2, 10, 69 1/27/2012 10/23/2009 Regents Bancshares, Inc. Vancouver WA 8, 50 10/23/2009 Cardinal Bancorp II, Inc. Washington MO 2 2, 10a, 49 2, 10a, 202 2, 10 10/30/2009 10/30/2009 11/6/2009 11/13/2009 Randolph Bank & Trust Company WashingtonFirst Bankshares, Inc. F & M Bancshares, Inc. Fidelity Federal Bancorp Asheboro Reston Trezevant Evansville NC 8, 10 11/13/2009 Community Pride Bank Corporation Ham Lake MN 2, 10a 2, 10, 184 2, 50 2, 10a 11/13/2009 11/20/2009 11/20/2009 11/20/2009 HPK Financial Corporation Presidio Bank McLeod Bancshares, Inc. Metropolitan Capital Bancorp, Inc. Chicago San Francisco Shorewood Chicago 3, 10a, 72 2/10/2012 12/4/2009 Broadway Financial Corporation Los Angeles CA 2, 200 2, 10 12/4/2009 12/4/2009 Delmar Bancorp Liberty Bancshares, Inc. Delmar Fort Worth 2, 113, 129 12/11/2009 First Community Financial Partners, Inc. Joliet $ 12,700,000 Par 1/27/2012 69 $ 6,251,000 Par 9/8/2011 $ $ $ $ 6,229,000 6,842,000 3,535,000 6,657,000 Par Par Par Par 8/4/2011 2/7/2013 $ 4,400,000 Par $ $ $ $ 5,000,000 10,800,000 6,000,000 2,348,000 Par Par Par Par Preferred Stock $ 6,000,000 Par MD TX Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ 9,000,000 6,500,000 Par Par 2/7/2013 IL Preferred Stock w/ Exercised Warrants $ 22,000,000 Par 9/12/2012 VA TN IN IL CA MN IL Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants Subordinated Debentures w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock 12/11/2012 12/11/2012 8/18/2011 $ 12,700,000 $ 0 Preferred Stock 2 1/27/2012 Preferred Stock 50 $ 6,251,000 $ 0 Subordinated Debentures 8 9/8/2011 Subordinated Debentures 8 49 $ $ 6,842,000 3,298,420 $ $ 0 0 N/A N/A N/A N/A N/A N/A $ $ $ 5,000,000 9,058,369 6,000,000 $ $ $ 0 0 0 Preferred Stock 2 2 Preferred Stock 2 Preferred Stock 12/11/2012 12/11/2012 8/18/2011 Preferred Stock Preferred Stock Preferred Stock 2, 7 200 $ 5,453,900 $ 0 Preferred Stock 2 2/7/2013 Preferred Stock 2, 7 129 $ 14,211,450 $ 0 Preferred Stock 2 7/27/2012 Preferred Stock 202 4 50 69 7 - 2, 7 2, 7 N/A N/A R $ P $ R $ 144,000 278,381 300,000 P $ 311,944 P $ 720,374 2, 7, 2, 10 12/11/2009 Wachusett Financial Services, Inc. Clinton MA Preferred Stock w/ Exercised Warrants $ 12,000,000 4/4/2012 4 $ 3,000,000 $ 9,000,000 1/30/2013 4 $ 4,000,000 $ 5,000,000 Par 113 Preferred Stock w/ Warrants Preferred Stock w/ Warrants Page 16 of 43 Footnote Seller Purchase Date Purchase Details Name of Institution City State Capital Repayment Details Investment Amount Subordinated Debentures w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock Pricing Mechanism Capital Repayment Date Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description $ 2,000,000 Par 12/29/2010 4 $ 2,000,000 $ $ $ $ 6,319,000 6,000,000 2,417,000 Par Par Par 49 Preferred Stock $ 11,881,000 Par 9/8/2011 9/1/2011 9/15/2011 7/27/2012 6/24/2013 $ $ $ $ $ 6,319,000 6,000,000 2,417,000 6,138,000 3,237,045 $ $ $ $ $ PA PA Preferred Stock Preferred Stock w/ Exercised Warrants $ $ 6,335,000 1,505,000 Par Par 9/22/2011 49 $ 1,505,000 $ 0 San Diego CA Preferred Stock $ 2,032,000 Par 12/20/2012 188 $ 1,832,697 $ 0 Milwaukee Harrisburg Saginaw Logan Birmingham Malvern Closter Oxford Lebanon WI PA MI UT MI PA NJ NC TN Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants $ $ $ $ $ $ $ $ $ 3,000,000 6,056,000 1,300,000 4,640,000 1,744,000 4,596,000 1,230,000 2,997,000 8,700,000 Par Par Par Par Par Par Par Par Par 11/29/2012 7/14/2011 9/22/2011 7/14/2011 7/28/2011 2/8/2013 3/28/2012 9/22/2011 11/9/2012 173 $ $ $ $ $ $ $ $ $ 2,345,930 6,056,000 1,300,000 4,640,000 1,744,000 4,009,723 1,230,000 2,997,000 7,945,493 $ $ $ $ $ $ $ $ $ First Choice Bank Cerritos CA Preferred Stock $ 2,836,000 Par 9/24/2010 4 $ 2,836,000 12/22/2009 Highlands Bancorp, Inc. (Highlands State Bank) Vernon NJ Preferred Stock $ 2,359,000 Par 9/22/2011 49 $ 12/22/2009 12/22/2009 12/22/2009 12/29/2009 12/29/2009 Medallion Bank Catskill Hudson Bancorp, Inc TriSummit Bank Atlantic Bancshares, Inc. Union Financial Corporation Salt Lake City Rock Hill Kingsport Bluffton Albuquerque UT NY TN SC NM Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants Preferred Stock Preferred Stock w/ Exercised Warrants Preferred Stock w/ Exercised Warrants $ $ $ $ $ 9,698,000 3,500,000 4,237,000 2,000,000 2,179,000 Par Par Par Par Par 7/21/2011 7/21/2011 11/29/2012 49 7/25/2012 12/29/2009 Mainline Bancorp, Inc. Ebensburg PA Preferred Stock w/ Exercised Warrants $ 4,500,000 Par 3/9/2012 12/29/2009 FBHC Holding Company Boulder CO Subordinated Debentures w/ Exercised Warrants $ 3,035,000 Par 8 12/11/2009 Nationwide Bankshares, Inc. West Point NE 2, 10a, 49 2, 10a, 49 2, 10a, 49 2, 10a, 114, 251 12/11/2009 12/11/2009 12/11/2009 GrandSouth Bancorporation 1st Enterprise Bank First Resource Bank Greenville Los Angeles Exton SC CA PA 12/11/2009 First Western Financial, Inc. Denver 2, 10a 2, 10a, 49 12/11/2009 12/11/2009 Devon Limerick 2, 10a, 188 12/11/2009 2, 173 2, 10, 49 2, 49 2, 10a, 49 2, 10a, 49 2, 10a, 203 2, 10a 2, 10a, 49 2, 10, 149 2, 10a, 30 9/24/2010 2, 10a, 13 8/31/2010, 49 2, 10a, 49 2, 10a, 49 2, 10a, 175 2, 10 2, 10 2, 73 3/9/2012 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/18/2009 12/22/2009 Meridian Bank The Victory Bancorp, Inc. Bank of Southern California, N.A. (First Business Bank, N.A.) Layton Park Financial Group Centric Financial Corporation Valley Financial Group, Ltd., 1st State Bank Cache Valley Banking Company Birmingham Bloomfield Bancshares, Inc First Priority Financial Corp. Northern State Bank Union Bank & Trust Company First Freedom Bancshares, Inc. 12/22/2009 8, 10, 38 CO 49 49 114 0 0 0 0 3,881,000 0 Final Disposition Date Subordinated Debentures 8 N/A N/A N/A 12/29/2010 N/A N/A N/A N/A N/A 9/22/2011 Preferred Stock N/A N/A N/A 0 0 0 0 0 0 0 0 0 Preferred Stock 2 Preferred Stock 2 Preferred Stock 2 N/A N/A N/A N/A N/A Preferred Stock 2 11/29/2012 7/14/2011 9/22/2011 N/A N/A N/A N/A N/A 11/9/2012 Preferred Stock Preferred Stock Preferred Stock N/A N/A N/A N/A N/A Preferred Stock $ 0 N/A N/A N/A 2,359,000 $ 0 N/A N/A N/A $ $ $ 9,698,000 3,500,000 3,145,973 $ $ $ 0 0 0 Preferred Stock 2 Preferred Stock 2 N/A 7/21/2011 7/21/2011 N/A Preferred Stock Preferred Stock N/A 4 $ 600,000 $ 73 $ 4,500,000 $ 0 3/9/2012 Preferred Stock $ 650,000 $ 0 N/A N/A 251 49 49 49 49 203 4 49 149 49 175 1,579,000 N/A Final Disposition Disposition Final Disposition Investment 15 Proceeds Description Subordinated 7 R $ 100,000 Debentures 8 N/A N/A N/A N/A N/A N/A Preferred Stock 2 - 2, 7 N/A R $ 34,000 N/A 2, 7 2, 7 2, 7 2, 7 P $ R $ R $ P $ - 104,375 182,000 65,000 N/A N/A N/A N/A N/A 256,119 N/A N/A 2, 7 R 2, 7 R $ $ N/A 55,000 113,000 R $ 225,000 Preferred Stock 2 2, 7, 3/9/2011 38 Preferred Stock N/A 2 73 N/A Page 17 of 43 Footnote Name of Institution Purchase Date 2, 10a, 155 12/29/2009 Western Illinois Bancshares Inc. 2, 10a 12/29/2009 DeSoto County Bank 2, 10a, 30 12/29/2009 Lafayette Bancorp, Inc. 9/29/2010 2, 10a 12/29/2009 Private Bancorporation, Inc. 2, 10a, 164 12/29/2009 CBB Bancorp 2, 10a, 49 12/29/2009 Illinois State Bancorp, Inc. Seller Purchase Details City State Capital Repayment Details Investment Amount Pricing Mechanism Capital Repayment Date Capital Repayment Amount 6 Treasury Investment Remaining After Capital Repayment Remaining Remaining Capital Investment Amount Description Final Disposition Date Final Disposition Disposition Investment 15 Description Monmouth Horn Lake IL MS Preferred Stock Preferred Stock $ $ 4,567,000 1,508,000 Par Par 11/9/2012 155 $ 4,217,361 $ 0 N/A N/A N/A Oxford MS Preferred Stock $ 2,453,000 Par 9/29/2010 4 $ 2,453,000 $ 0 N/A N/A N/A Minneapolis Cartersville Chicago MN GA IL Preferred Stock Preferred Stock Preferred Stock w/ Exercised Warrants $ $ $ 3,262,000 1,753,000 4,000,000 Par Par Par 11/29/2012 9/22/2011 164 $ $ 1,613,658 4,000,000 $ $ 0 0 N/A N/A 9/22/2011 N/A Preferred Stock $ 204,943,827,320 Total Purchase Amount * 49 Total Repaid ** Losses*** TOTAL TREASURY CAPITAL PURCHASE PROGRAM (CPP) OUTSTANDING INVESTMENT AMOUNT $ 196,015,390,209 $ (3,486,315,340) $ 5,442,121,771 Preferred Stock 2 Final Disposition Proceeds N/A - 2, 7 Total Warrant Proceeds**** N/A N/A R $ $ 92,000 7,874,131,974 * Total purchase amount includes the capitalization of accrued dividends referred to in Notes 20, 22, 28 and 29. ** Total repaid includes (i) the amount of $25 billion applied as repayment under the Capital Purchase Program from the total proceeds of $31.85 billion received pursuant to the sales of Citigroup, Inc. common stock as of December 6, 2010 (see Note 23 and "Capital Purchase Program - Citigroup Common Stock Disposition" on following pages) and (ii) the amount of $355,724,000 repaid by institutions that have completed exchanges for investments under the Community Development Capital Initiative (see Note 30 and "Community Development Capital Initiative" on following pages). *** Losses include (i) the investment amount for institutions that have completed bankruptcy proceedings and (ii) the investment amount less the amount of final proceeds for institutions where Treasury has completed a sale, but excludes investment amounts for institutions that have pending receivership or bankruptcy proceedings. **** Total warrant proceeds includes $7,566,000, which represents the total amount of warrants that were included in nine institutions' exchange into the CDCI program (see Note 30a). Beginning with the Transactions Report for the period ending April 20, 2012, disposition amounts for warrant sales by Treasury in a registered public offering ("A") are displayed after underwriting fees (net) as oppose to before underwriting fees and selling expenses (gross). Notes appear on the following page. Page 18 of 43 1a/ This transaction was included in previous Transaction Reports with Merrill Lynch & Co., Inc. listed as the qualifying institution and a 10/28/2008 transaction date, footnoted to indicate that settlement was deferred pending merger. The purchase of Merrill Lynch by Bank of America was completed on 1/1/2009, and this transaction under the 1b/ The warrant disposition proceeds amount are stated pro rata in respect of the CPP investments in Bank of America Corporation that occurred on 10/28/2008 and 1/9/2009. The total net disposition proceeds from CPP warrants on 3/3/2010 was $305,913,040, consisting of $183,547,824 and $122,365,216. Proceeds from the disposition of TIP warrants on 3/3/2010 appear on a following page of this report. 2/ Privately-held qualified financial institution; Treasury received a warrant to purchase additional shares of preferred stock (unless the institution is a CDFI), which it exercised immediately. 3/ To promote community development financial institutions (CDFIs), Treasury does not require warrants as part of its investment in certified CDFIs when the size of the investment is $50 million or less. 3a/ Treasury cancelled the warrants received from this institution due to its designation as a CDFI. 4/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009. 5/ Redemption pursuant to a qualified equity offering. 6/ This amount does not include accrued and unpaid dividends, which must be paid at the time of capital repayment. 7/ The proceeds associated with the disposition of this investment do not include accrued and unpaid dividends. 8/ Subchapter S corporation; Treasury received a warrant to purchase additional subordinated debentures (unless the institution is a CDFI), which it exercised immediately. 9/ In its qualified equity offering, this institution raised more capital than Treasury’s original investment, therefore, the number of Treasury’s shares underlying the warrant was reduced by half. 10/ This institution participated in the expansion of CPP for small banks. 10a/ This institution received an additional investment through the expansion of CPP for small banks. 11/ Treasury made three separate investments in Citigroup Inc. (Citigroup) under the CPP, Targeted Investment Program (TIP), and Asset Guarantee Program (AGP) for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in Fixed Rate Cumulative Perpetual Preferred Stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. On 7/23/2009 and 7/30/2009, Treasury exchanged a total of $25 billion of the CPP shares for Series M Common Stock Equivalent (“Series M”) and a warrant to purchase shares of Series M. On 9/11/2009, Series M automatically converted to 7,692,307,692 shares of common stock and the associated warrant terminated on receipt of certain shareholder approvals. 12/ On 8/24/2009, Treasury exchanged its series C preferred stock issued by Popular, Inc. for a like amount of non tax-deductible trust preferred securities issued by Popular Capital Trust III, administrative trustee for Popular, Inc. Popular, Inc. paid a $13 million exchange fee in connection with this transaction. 13/ This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank holding companies. The institution in which Treasury's original investment was made is shown in parentheses. 14/ As of the date of this report, this institution is in bankruptcy proceedings. 15/ For final and partial disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution in a negotiated sale pursuant to the terms of the related securities purchase agreement, "A" represents the proceeds to Treasury, after underwriting fees, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution, and "P" represents the proceeds to Treasury from a sale by Treasury in a private auction principally involving qualified institutional buyers. 16/ On 12/10/2009, the bankruptcy reorganization plan of CIT Group Inc. became effective and Treasury's preferred stock and warrant investment were extinguished and replaced by contingent value rights (CVRs). On 2/8/2010, the CVRs expired without value as the terms and conditions for distribution of common shares to holders of CVRs 17/ On 12/11/2009, Treasury exchanged its series A preferred stock issued by Superior Bancorp, Inc. for a like amount of non tax-deductible Trust Preferred Securities issued by Superior Capital Trust II, administrative trustee for Superior Bancorp. 18/ On 2/1/2010, following the acquisition of First Market Bank (First Market) by Union Bankshares Corporation (the acquiror), the preferred stock and exercised warrants issued by First Market on 2/6/2009 were exchanged for a like amount of securities of the acquiror in a single series but with a blended dividend rate equivalent to those of 19/ On 2/11/2010, Pacific Coast National Bancorp dismissed its bankruptcy proceedings with no recovery to any creditors or investors, including Treasury, and the investment was extinguished. 20/ On 3/8/2010, Treasury exchanged its $84,784,000 of preferred stock in Midwest Banc Holdings, Inc. (MBHI) for $89,388,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $84,784,000, plus $4,604,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by MBHI of the conditions related to its capital plan, the MCP may be converted to common stock. 21/ On 3/30/2010, Treasury exchanged its $7,500,000 of subordinated debentures in GulfSouth Private Bank for an equivalent amount of preferred stock, in connection with its conversion from a Subchapter S-Corporation, that comply with the CPP terms applicable to privately held qualified financial institutions. 22/ On 4/16/2010, Treasury exchanged its $72,000,000 of preferred stock in Independent Bank Corporation (Independent) for $74,426,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $72,000,000, plus $2,426,000 of capitalized previously accrued and unpaid dividends. Subject to the fulfillment by Independent of the conditions related to its capital plan, the MCP may be converted to common stock. 23/ Treasury received Citigroup common stock pursuant to the June 2009 Exchange Agreement between Treasury and Citigroup which provided for the exchange into common shares of the preferred stock that Treasury purchased in connection with Citigroup's participation in the Capital Purchase Program (see note 11). On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. On May 26, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on June 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. On July 23, 2010, Treasury again gave Morgan Stanley discretionary authority as its sales agent to sell subject to certain parameters up to 1,500,000,000 shares of the common stock from time to time during the period ending on September 30, 2010 (or on completion of the sale). Completion of the sale under this authority occurred on September 30, 2010. On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. All such sales were generally made at the market price. On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. See "Capital Purchase Program - Citigroup, Inc., Common Stock Disposition" on following page for the actual number of shares sold by Morgan Stanley, the weighted average price per share and the total proceeds to Treasury from all such sales during those periods. 24/ On 8/26/2010, Treasury completed the exchange of its $303,000,000 of preferred stock in Sterling Financial Corporation (Sterling) for a like amount of mandatorily convertible preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Sterling entered into on 4/29/2010. Since Sterling also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, including those related to its capital plan, Treasury’s $303,000,000 of MCP was subsequently, as of 8/26/2010, converted into 378,750,000 shares of common stock. 25/ On 8/20/2010, Sonoma Valley Bank, Sonoma, CA, the banking subsidiary of Sonoma Valley Bancorp, was closed by the California Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 26/ On 9/30/2010, Treasury completed the sale of all preferred stock and warrants issued by South Financial Group, Inc. to Toronto-Dominion Bank (TD) at an aggregate purchase price of $130,179,218.75 for the preferred stock and $400,000 for the warrants, pursuant to the terms of the agreement between Treasury and TD entered into on 5/18/2010. 27/ On 6/30/2010, Treasury exchanged $46,400,000 of its series A preferred stock in First Merchants Corporation for a like amount of non tax-deductible Trust Preferred Securities issued by First Merchants Capital Trust III. 28/ On 7/20/2010, Treasury completed the exchange of its $400,000,000 of preferred stock in First BanCorp for $424,174,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $400,000,000, plus $24,174,000 of capitalized previously accrued and unpaid dividends. On 10/07/2011, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 32,941,797 shares of common stock of First BanCorp. Treasury received all accrued and previously unpaid dividends on the MCP at the time of the conversion. First BanCorp has agreed to have a Treasury observer attend board of directors meetings. 29/ On 8/31/2010, following the completion of the conditions related to Pacific Capital Bancorp's (Pacific Capital) capital plan, Treasury exchanged its $180,634,000 of preferred stock in Pacific Capital for $195,045,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $180,634,000, plus $14,411,000 of capitalized previously accrued and unpaid dividends. On 9/27/2010, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 360,833,250 shares of common stock of Pacific Capital. Following a reverse stock split effective 12/28/10, Treasury held 3,608,332 shares of Pacific Capital common stock. Effective 11/30/12, Pacific Capital merged with and into UnionBanCal Corporation and each outstanding share of common stock of the Company was converted into the right to receive $46.00 per share in cash, and Treasury received $165,983,272 in respect of its common stock and $393,121 in respect of its warrant. 30/ This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has completed an exchange of its Capital Purchase Program investment for an investment under the terms of the CDCI program. See "Community Development Capital Initiative" below. 30a/ At the time of this institution’s exchange into the CDCI program, the warrant preferreds were included in the total amount of preferred stock exchanged for Treasury’s CDCI investment. Therefore this disposition amount does not represent cash proceeds to Treasury. 31/ On 9/30/2010, Treasury completed the exchange of its $80,347,000 of preferred stock in Hampton Roads Bankshares, Inc. (Hampton) for a like amount of mandatorily convertible preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Hampton entered into on 8/12/2010. Since Hampton also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, Treasury’s $80,347,000 of MCP was subsequently converted into 52,225,550 shares of common stock. 32/ On 9/30/2010, Treasury completed the sale of all preferred stock and warrants issued by TIB Financial Corp. to North American Financial Holdings, Inc. (NAFH) at an aggregate purchase price of $12,119,637.37 for the preferred stock and $40,000 for the warrants, pursuant to the terms of the agreement between Treasury and NAFH entered into on 9/24/2010. 33/ On 3/4/2011, Treasury completed the sale to Community Bancorp LLC (“CBC”) of all preferred stock and warrants issued by Cadence Financial Corporation (“Cadence”) to Treasury for an aggregate purchase price of $39,014,062.50, pursuant to the terms of the agreement between Treasury and CBC entered into on 10/29/2010. 34/ On 12/3/2010, Treasury completed the sale of all preferred stock (including the preferred stock received upon the exercise of warrants) issued by The Bank of Currituck (“Currituck”) to Treasury for an aggregate purchase price of $1,742,850, pursuant to the terms of the agreement between Treasury and Currituck entered into on 11/5/2010. 35/ Treasury entered into an agreement on 1/28/2011 with North American Financial Holdings, Inc. for the sale of all preferred stock and warrants issued by Capital Bank Corporation to Treasury for an aggregate purchase price of $41,279,000. Since the conditions to closing of the sale were satisfied, the closing of the sale also occurred on 1/28/2011. 36/ On 2/15/2011, Treasury completed the sale of all preferred stock (including the preferred stock received upon the exercise of warrants) issued by Treaty Oak Bancorp (“Treaty Oak”) to Treasury for (i) a cash payment of $500,000, (ii) the right to receive up to $150,000 in principal payments on a note payable by Carlile Bancshares, Inc. in favor of Treaty Oak, and (iii) a newly issued warrant to purchase 3,098,341 shares of Treaty Oak common stock, pursuant to the terms of the agreement between Treasury and Treaty Oak entered into on 2/15/2011. 37/ On 2/18/11, Treasury completed the exchange of its $135,000,000 of preferred stock (including accrued and unpaid dividends thereon) in Central Pacific Financial Corp. for not less than 5,620,117 shares of common stock, pursuant to an exchange agreement dated 2/17/2011. 38/ On 3/9/2011, Treasury completed the sale of all subordinated debentures (including the subordinated debentures received upon the exercise of warrants) issued by FBHC Holding Company ("FBHC") to Treasury for an aggregate purchase price of $650,000, pursuant to the terms of the agreement between Treasury and FBHC entered into on 3/9/2011. 39/ On 5/31/2011, Treasury completed the sale of all preferred stock and warrants issued by First Community Bank Corporation of America (FCBCA) for an aggregate purchase price of (i) $7.20 million plus (ii) 72% of the remaining cash assets after giving effect to the payment of defined acquisition expenses, debts, liabilities and distributions to Page 19 of 43 y p p y y p ( ) gg g p p () p ( ) g g g p y q p other classes of security holders, pursuant to the terms of the agreement between Treasury and FCBCA entered into on 3/11/2011. 40/ As a result of the acquisition of Fidelity Resources Company (the acquired company) by Veritex Holdings, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/26/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/23/2011. 41/ As a result of the acquisition of NC Bancorp, Inc. (the acquired company) by Metropolitan Bank Group, Inc. (the acquiror), Treasury exchanged $6,880,000 of its preferred stock in NC Bancorp, Inc. and $71,526,000 of its preferred stock in Metropolitan Bank Group, Inc. for $81,892,000 of a new series of preferred stock in Metropolitan Bank Group, Inc., which is equivalent to the combined initial investment amount of $78,406,000 plus $3,486,000 of capitalized previously accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/30/2011. Exercised warrants were also exchanged at the time of the agreement. 42/ On 5/3/2011, Treasury completed the sale of all First Federal Bancshares of Arkansas, Inc. preferred stock and warrants held by Treasury to Bear State Financial Holdings, LLC (“Bear State”) for an aggregate purchase price of $6,000,000.00, pursuant to the terms of the agreement between Treasury and Bear State entered into on 05/03/2011 43/ On 5/13/2011, Treasury completed the sale of all Wilmington Trust Corporation preferred stock held by Treasury to M&T Bank Corporation ("M&T") for an aggregate purchase price of $330,000,000.00 plus accrued dividends and exchanged its Wilmington Trust Corporation warrant for an equivalent warrant issued by M&T Bank Corporation, pursuant to the terms of the agreement between Treasury and M&T entered into on 5/13/2011. 44/ On 7/5/2011, Treasury completed a transaction with Harris Financial Corp., a wholly-owned subsidiary of Bank of Montreal ("BMO"), for the sale of (i) all Marshall & Ilsley Corporation ("M&I") Preferred Stock held by Treasury for a purchase price of $1,715,000,000 plus accrued dividends and (ii) the Treasury-held M&I Warrant for an amount equal to $3,250,000, pursuant to the terms of the agreement between Treasury and BMO entered into on 05/16/2011. 45/ On 6/3/2011, Treasury completed the sale of all Whitney Holding Corporation preferred stock and the related warrant held by Treasury to Hancock Holding Company ("HHC") for an aggregate purchase price equal to (i) the par amount of the preferred stock ($300,000,000) plus accrued and unpaid dividends thereon and (ii) $6,900,000 for the warrant, pursuant to the terms of the agreement between Treasury and HHC entered into on 6/3/2011. 46/ On 06/22/2011, Treasury completed the sale of 2,850,000 shares of common stock at $12.590625 per share (which represents the $12.75 public offering price less underwriting discounts) for net proceeds of $35,883,281.25 pursuant to an underwriting agreement executed on 06/17/2011. On 4/4/2012, Treasury completed the sale of all of Treasury’s remaining 2,770,117 shares of Central Pacific Financial Corp. common stock at $13.01 per share (which represents the $13.15 public offering price less underwriting discounts) for net proceeds of $36,039,222.17, pursuant to an underwriting agreement executed on 03/29/2012. 47/ On 6/30/2011, Treasury completed the sale of all Cascade Financial Corporation preferred stock held by Treasury and the related warrant to Opus Acquisition, Inc. ("Opus") for an aggregate purchase price of $16,250,000.00, pursuant to the terms of the agreement between Treasury and Opus entered into on 06/28/2011. 49/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 using proceeds received in connection with the institution’s participation in the Small Business Lending Fund. 50/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 - part of the repayment amount obtained from proceeds received in connection with the institution’s participation in the Small Business Lending Fund. 51 / On 11/5/2010, Pierce Commercial Bank, Tacoma, WA, the banking subsidiary of Pierce County Bancorp, was closed by the Washington Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 52/ On 11/12/2010, Tifton Banking Company, Tifton, GA, was closed by the Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 53/ On 3/11/2011, Legacy Bank, Milwaukee, WI, the banking subsidiary of Legacy Bancorp, Inc., was closed by the State of Wisconsin Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 54/ On 4/15/2011, Superior Bank, Birmingham, AL, the banking subsidiary of Superior Bancorp Inc., was closed by the Office of Thrift Supervision, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 55/ On 7/15/2011, First Peoples Bank, Port Saint Lucie, Florida, the banking subsidiary of FPB Bancorp, Inc., was closed by the Florida Office of Financial Regulation, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 56/ On 7/15/2011, One Georgia Bank, Atlanta, GA was closed by the State of Georgia Department of Banking & Finance, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 57/ On 7/29/2011, Integra Bank, National Association, Evansville, Indiana, the banking subsidiary of Integra Bank Corporation, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 58/ On 10/21/2011, Treasury completed the exchange of all FNB United Corp. ("FNB United") preferred stock and warrants held by Treasury for 108,555,303 shares of FNB United common stock and an amended and restated warrant, pursuant to the terms of the agreement between Treasury and FNB United entered into on 08/12/2011. 59/ On 9/7/2011, Treasury completed the sale of all Green Bankshares, Inc. preferred stock held by Treasury and the related Warrant to North American Financial Holdings, Inc. ("NAFH") for an aggregate purchase price of $68,700,000.00, pursuant to the terms of the agreement between Treasury and NAFH entered into on 9/6/2011. 60/ As a result of the acquisition of Berkshire Bancorp, Inc. (the acquired company) by Customers Bancorp, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/12/2009 were exchanged for a like amount of securities of the acquiror plus accrued and previously unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 9/16/2011. 61/ On 9/23/2011, Citizens Bank of Northern California, Nevada City, California, the banking subsidiary of Citizens Bancorp, was closed by the California Department of Financial Institutions, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 62/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 in connection with the institution’s participation in the Small Business Lending Fund, which occurred at a later date. 63/ On 10/14/2011, Country Bank, Aledo, Illinois, the banking subsidiary of CB Holding Corp., was closed by the Illinois Department of Financial and Professional Regulation - Division of Banking, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 64/ On 10/21/2011, Treasury completed the sale of all Santa Lucia Bancorp preferred stock and warrants held by Treasury to CCI One Acquisition Corporation ("CCI") for an aggregate purchase price of $2,800,000.00, pursuant to the terms of the agreement between Treasury and CCI entered into on 10/20/2011. 65/ As a result of a reincorporation transaction whereby Crescent Financial Corporation (CFC) was merged into Crescent Financial Bancshares, Inc. (CFB), the preferred stock and warrant issued by CFC on 1/9/2009 were exchanged for a like amount of securities of CFB, pursuant to the terms of an agreement among Treasury, CFC and CFB entered into on 11/15/2011. 66/ As a result of the acquisition of Center Financial Corporation by BBCN Bancorp, Inc. (formerly Nara Bancorp, Inc.), the preferred stock and warrant issued by Center Financial Corporation were exchanged for a like amount of securities of BBCN Bancorp, Inc., pursuant to the terms of an agreement among Treasury, Center Financial Corporation, and BBCN Bancorp, Inc. entered into on 11/30/2011. 67/ On 1/3/2012, Treasury completed (i) the sale to F.N.B. Corporation (“F.N.B.”) of all of the preferred stock that had been issued to Treasury by Parkvale Financial Corporation (“Parkvale”) for a purchase price of $31,762,000 plus accrued dividends and (ii) the exchange of the Parkvale warrant held by Treasury for a like F.N.B. warrant, pursuant to the terms of the agreement between Treasury and F.N.B. entered into on 12/29/2011 in connection with the merger of Parkvale and F.N.B. effective 01/01/2012. 68/ As a result of the acquisition of State Bancorp, Inc. (the acquired company) by Valley National Bancorp (the acquiror), the warrant issued by the acquired company on 12/5/2008 was exchanged for a like security of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 1/1/2012. 69/ On 1/27/2012, pursuant to the terms of the merger of Regents Bancshares, Inc. (“Regents”) with Grandpoint Capital, Inc., Treasury received $13,214,858.00 (representing the par amount together with accrued and unpaid dividends thereon) in respect of the preferred stock (including that received from the exercise of warrants) that had been issued to Treasury by Regents. 70/ On 1/27/2012, Tennessee Commerce Bank, Franklin, TN, the banking subsidiary of Tennessee Commerce Bancorp, Inc., was closed by the Tennessee Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 71/ On 2/10/2012, SCB Bank, Shelbyville, Indiana, the banking subsidiary of Blue River Bancshares, Inc., was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 72/ On 2/10/2012, Treasury entered into an agreement with Broadway Financial Corporation to exchange Treasury’s $15,000,000 of preferred stock for common stock. The exchange is subject to the fulfillment by Broadway Financial Corporation of certain conditions, including the satisfactory completion of a capital plan. 73/ On 3/9/2012, Treasury completed the sale of all Mainline Bancorp, Inc. preferred stock and exercised warrants held by Treasury to 9th Street Holdings, Inc., a subsidiary of S&T Bancorp, Inc., for an aggregate purchase price of $4,725,000 plus accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, 9th Street Holdings, Inc., and S&T Bancorp, Inc. entered into on 3/8/2012. 74/ On 4/3/2012, Treasury completed the sale of 124,000 shares of Banner Corporation preferred stock at $884.82 per share (less underwriting discounts) for net proceeds of $108,071,914.80 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 75/ On 4/3/2012, Treasury completed the sale of 65,000 shares of First Financial Holdings, Inc. preferred stock at $873.51 per share (less underwriting discounts) for net proceeds of $55,926,477.75 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 76/ On 4/3/2012, Treasury completed the sale of 62,158 shares of Wilshire Bancorp, Inc. preferred stock at $943.51 per share (less underwriting discounts) for net proceeds of $57,766,994.16 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 77/ On 4/3/2012, Treasury completed the sale of 2,000 shares of Seacoast Banking Corporation of Florida preferred stock at $20,510.00 per share (less underwriting discounts) for net proceeds of $40,404,700.00 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 78/ On 4/3/2012, Treasury completed the sale of 57,000 shares of MainSource Financial Group, Inc. preferred stock at $931.11 per share (less underwriting discounts) for net proceeds of $52,277,170.95 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 79/ On 4/3/2012, Treasury completed the sale of 52,625 shares of WSFS Financial Corporation preferred stock at $915.11 per share (less underwriting discounts) for net proceeds of $47,435,298.79 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 3/28/2012. 80/ On 4/13/2012, Treasury completed the sale of all Gateway Bancshares, Inc. preferred stock held by Treasury to First Volunteer Corporation ("First Volunteer") for an aggregate purchase price of $6,300,000.00 plus accrued and unpaid dividends, pursuant to the terms of the agreement between Treasury and First Volunteer entered into on 4/13/2012. 81/ On 4/20/2012, Treasury completed the sale of all The Connecticut Bank and Trust Company preferred stock held by Treasury to Berkshire Bank for an aggregate purchase price of $6,289,966.33 consisting of (a) (i) $5,448,000.00 for the preferred stock plus (ii) all accrued and unpaid dividends and (b) $792,783.00 for the Warrant, pursuant to the terms of the agreement by and among Treasury, The Connecticut Bank and Trust Company, and Berkshire Bank entered into on 4/19/2012. 82/ On 4/20/2012, Fort Lee Federal Savings Bank, FSB, Fort Lee, New Jersey, was closed by the Office of the Comptroller of the Currency, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 83/ On 4/24/2012, Treasury completed the sale of all Peoples Bancorporation, Inc. ("Peoples") preferred stock held by Treasury to SCBT Financial Corporation ("SCBT") for an aggregate purchase price of $13,293,000 plus accrued and unpaid dividends, pursuant to the terms of the agreement by and among Treasury, Peoples, and SCBT entered into on 4/24/2012. 84/ On 8/14/2012, Treasury completed the sale of all Millennium Bancorp, Inc. (Millennium) Preferred Stock held by Treasury to CIC Bancshares, Inc. (CIC) for an aggregate purchase price of (i) $2.904 million plus (ii) accrued and unpaid dividends on the Preferred Stock as of the closing date, pursuant to an agreement by and amount Treasury, CIC, and Millennium entered into on 4/20/2012. Page 20 of 43 85/ On 6/19/2012, Treasury completed the sale of 52,000 shares of Ameris Bancorp preferred stock at $930.60 per share (less underwriting discounts) for net proceeds of $47,665,332.00 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 86/ On 6/19/2012, Treasury completed the sale of 104,823 shares of Taylor Capital Group preferred stock at $893.50 per share (less underwriting discounts) for net proceeds of $92,254,460.24 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 87/ On 6/19/2012, Treasury completed the sale of 30,000 shares of Farmers Capital Bank Corporation preferred stock at $869.17 per share (less underwriting discounts) for net proceeds of $21,594,228.79 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 88/ On 6/19/2012, Treasury completed the sale of 25,223 shares of LNB Bancorp Inc. preferred stock at $739.89 per share (less underwriting discounts) for net proceeds of $21,863,749.50 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 89/ On 6/19/2012, Treasury completed the sale of 37,000 shares of First Defiance Financial Corp. preferred stock at $962.66 per share (less underwriting discounts) for net proceeds of $35,084,143.70 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 90/ On 6/19/2012, Treasury completed the sale of 10,958 shares of First Capital Bancorp, Inc. preferred stock at $920.11 per share (less underwriting discounts) for net proceeds of $9,931,326.90 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 91/ On 6/19/2012, Treasury completed the sale of 20,600 shares of United Bancorp, Inc. preferred stock at $825.50 per share (less underwriting discounts) for net proceeds of $16,750,220.50 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/13/2012. 92/ On 7/3/2012, Treasury completed the sale of 48,200 shares of Fidelity Southern Corporation preferred stock at $900.60 per share (less underwriting discounts) for net proceeds of $42,757,786.20 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 93/ On 7/3/2012, Treasury completed the sale of 25,054 shares of Peoples Bancorp of North Carolina, Inc. preferred stock at $933.36 per share (less underwriting discounts) for net proceeds of $23,033,635.42 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 94/ On 7/3/2012, Treasury completed the sale of 23,184 shares of First Citizens Banc Corp preferred stock at $906.00 per share (less underwriting discounts) for net proceeds of $20,689,633.44 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 95/ On 7/3/2012, Treasury completed the sale of 45,000 shares of MetroCorp Bancshares, Inc. preferred stock at $981.17 per share (less underwriting discounts) for net proceeds of $43,490,360.25 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 96/ On 7/3/2012, Treasury completed the sale of 32,538 shares of Pulaski Financial Corp preferred stock at $888.00 per share (less underwriting discounts) for net proceeds of $28,460,337.84 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 97/ On 7/3/2012, Treasury completed the sale of 33,000 shares of Firstbank Corporation preferred stock at $941.01 per share (less underwriting discounts) for net proceeds of $30,587,530.05 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 98/ On 7/3/2012, Treasury completed the sale of 17,299 shares of Southern First Bancshares, Inc. preferred stock at $904.00 per share (less underwriting discounts) for net proceeds of $15,403,721.56 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 6/27/2012. 99/ On 7/12/2012, Treasury completed the sale of all Naples Bancorp, Inc. ("Naples Bancorp") preferred stock held by Treasury to Naples Bancorp for an aggregate purchase price of $600,000.00, pursuant to the terms of the agreement between Treasury and Naples Bancorp entered into on 7/12/2012. 100/ On 7/17/2012, Treasury completed the sale of all Heartland Bancshares, Inc. ("Heartland") preferred stock held by Treasury to Horizon Bancorp for an aggregate purchase price of $7,248,000 plus accrued and unpaid dividends, pursuant to the terms of the agreement by and among Treasury, Heartland, and Horizon Bancorp entered into on 7/17/2012. 101/ As a result of the acquisition of Community Holding Company of Florida, Inc. (the acquired company) by Community Bancshares of Mississippi, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 2/6/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 7/19/2012. 102/ On 8/10/2012, Treasury completed the sale of 35,500 shares of Marquette National Corporation preferred stock at $720.25 per share (less a placement agent fee) for net proceeds of $25,313,186.25 and 1,775 shares of Marquette National Corporation preferred stock received upon the exercise of warrants at $825.25 per share (less a placement agent fee) for net proceeds of $1,450,170.56, pursuant to a placement agency agreement executed on 7/23/2012. 103/ On 8/13/2012, Treasury completed the sale of 43,000 shares of Exchange Bank preferred stock at $875.25 per share (less a placement agent fee) for net proceeds of $37,259,392.50 and 2,150 shares of Exchange Bank preferred stock received upon the exercise of warrants at $965.10 per share (less a placement agent fee) for net proceeds of $2,054,215.35, pursuant to a placement agency agreement executed on 7/23/2012. 104/ On 8/9/2012, Treasury completed the sale of 36,282 shares of Fidelity Financial Corporation preferred stock at $891.26 per share (less a placement agent fee) for net proceeds of $32,013,328.37 and 1,814 shares of Fidelity Financial Corporation preferred stock received upon the exercise of warrants at $960.60 per share (less a placement agent fee) for net proceeds of $1,725,103.12, pursuant to a placement agency agreement executed on 7/23/2012. 105/ On 8/9/2012, Treasury completed the sale of 428 shares of First Western Financial, Inc. preferred stock received upon the exercise of warrants at $828.50 per share (less a placement agent fee) for net proceeds of $351,052.02, pursuant to a placement agency agreement executed on 7/23/2012. 106/ On 8/10/2012, Treasury completed the sale of 23,200 shares of Park Bancorporation, Inc. preferred stock at $730.25 per share (less a placement agent fee) for net proceeds of $16,772,382.00 and 1,160 shares of Park Bancorporation, Inc. preferred stock received upon the exercise of warrants at $780.25 per share (less a placement agent fee) for net proceeds of $896,039.10, pursuant to a placement agency agreement executed on 7/23/2012. 107/ On 8/10/2012, Treasury completed the sale of 35,539 shares of Trinity Capital Corporation preferred stock at $750.25 per share (less a placement agent fee) for net proceeds of $26,396,503.40 and 1,777 shares of Trinity Capital Corporation preferred stock received upon the exercise of warrants at $941.20 per share (less a placement agent fee) for net proceeds of $1,655,787.28, pursuant to a placement agency agreement executed on 7/23/2012. 108/ On 8/10/2012, Treasury completed the sale of 24,300 shares of CBS Banc-Corp. preferred stock at $905.20 per share (less a placement agent fee) for net proceeds of $21,776,396.40 and 1,215 shares of CBS Banc-Corp. preferred stock received upon the exercise of warrants at $921.00 per share (less a placement agent fee) for net proceeds of $1,107,824.85, pursuant to a placement agency agreement executed on 7/23/2012. 109/ On 8/9/2012, Treasury completed the sale of its Market Street Bancshares, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $18,069,212.70 and its Market Street Bancshares, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $824,730.64, pursuant to a placement agency agreement executed on 7/23/2012. 110/ On 8/9/2012, Treasury completed the sale of its Commonwealth Bancshares, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $15,147,000.00 and its Commonwealth Bancshares, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $898,722.00, pursuant to a placement agency agreement executed on 7/23/2012. 111/ On 8/9/2012, Treasury completed the sale of its Diamond Bancorp, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $14,780,661.64 and its Diamond Bancorp, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $779,576.49, pursuant to a placement agency agreement executed on 7/23/2012. 112/ On 8/10/2012, Treasury completed the sale of 22,252 shares of Premier Financial Bancorp, Inc. preferred stock at $901.03 per share (less a placement agent fee) for net proceeds of $19,849,222.36, pursuant to a placement agency agreement executed on 7/23/2012. 113/ On 8/10/2012, Treasury completed the sale of 1,100 shares of First Community Financial Partners, Inc. preferred stock received upon the exercise of warrants at $661.50 per share (less a placement agent fee) for net proceeds of $720,373.50, pursuant to a placement agency agreement executed on 7/23/2012. 114/ On 8/9/2012, Treasury completed the sale of 8,000 shares of First Western Financial, Inc. preferred stock at $775.00 per share (less a placement agent fee) for net proceeds of $6,138,000.00, pursuant to a placement agency agreement executed on 7/23/2012. 115/ On 7/13/2012, Glasgow Savings Bank, Glasgow, MO, the banking subsidiary of Gregg Bancshares, Inc. , was closed by the Missouri Division of Finance, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 116/ On 7/27/2012, Treasury entered into an agreement with Pinnacle Bank Holding Company, Inc. (“Pinnacle”) pursuant to which Treasury agreed to sell its CPP preferred stock back to Pinnacle at a discount subject to the satisfaction of the conditions specified in the agreement. 117/ On 8/1/2012, Treasury completed the sale of all VIST Financial Corp. ("VIST") preferred stock and the related warrant held by Treasury to Tompkins Financial Corporation ("Tompkins") for an aggregate purchase price equal to (i) the par amount of the preferred stock ($25,000,000) plus accrued and unpaid dividends thereon and (ii) $1,189,813 for the warrant, pursuant to the terms of the agreement by and among Treasury, VIST, and Tompkins entered into on 8/1/2012. 118/ On 8/20/2012, Treasury completed the sale of 5,738,637 split adjusted shares of Sterling Financial Corporation common stock at $20.00 per share (less underwriting discounts) for net proceeds of $113,338,080.75, pursuant to an underwriting agreement executed on 8/14/2012. 119/ On 8/21/2012, Treasury completed the sale of 230,000 shares of M&T Bank Corporation Series A Preferred Shares and 151,500 shares of M&T Bank Corporation Series C Preferred Shares at $1,000.00 per share plus accrued dividends for proceeds of $381,500,000.00 plus accrued dividends, pursuant to an underwriting agreement 120/ On 8/29/2012, Treasury completed the sale of 31,260 shares of BNC Bancorp preferred stock at $921.23 per share (less underwriting discounts) for net proceeds of $28,365,685.05 plus accrued dividends, pursuant to an underwriting agreement executed on 8/23/2012. 121/ On 8/29/2012, Treasury completed the sale of 11,000 shares of Mackinac Financial Corporation preferred stock at $958.09 per share (less underwriting discounts) for net proceeds of $10,380,905.15 plus accrued dividends, pursuant to an underwriting agreement executed on 8/23/2012. 122/ On 8/29/2012 Treasury completed the sale of 11,350 shares of First Community Corporation preferred stock at $982.83 per share (less underwriting discounts) for net proceeds of $10,987,793.69 plus accrued dividends, pursuant to an underwriting agreement executed on 8/23/2012. 123/ On 8/29/2012, Treasury completed the sale of 13,900 shares of First National Corporation preferred stock at $882.50 per share (less underwriting discounts) for net proceeds of $12,082,748.75 plus accrued dividends and 695 shares of First National Corporation preferred stock (held as a result of warrant exercise) at $912.50 per share (less underwriting discounts) for net proceeds of $624,674.69 plus accrued dividends, pursuant to an underwriting agreement executed on 8/23/2012. 124/ On 9/18/2012, Treasury completed the sale of 36,000 shares of Yadkin Valley Financial Corporation Series T preferred stock at $884.82 per share (less underwriting discounts) for net proceeds of $31,843,080.00 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 9/12/2012. 125/ On 9/18/2012, Treasury completed the sale of 13,312 shares of Yadkin Valley Financial Corporation Series T-ACB preferred stock at $880.00 per share (less underwriting discounts) for net proceeds of $11,643,740.16 plus accrued and unpaid dividends, pursuant to an underwriting agreement executed on 9/12/2012. 126/ On 9/20/2012, Treasury completed the sale of 17,000 shares of F&M Financial Corporation (NC) preferred stock at $950.00 per share (less a placement agent fee) for net proceeds of $15,988,500.00 and 850 shares of F&M Financial Corporation (NC) preferred stock received upon the exercise of warrants at $921.30 per share (less a placement agent fee) for net proceeds of $775,273.95, pursuant to a placement agency agreement executed on 9/12/2012. 127/ On 9/21/2012, Treasury completed the sale of 17,243 shares of F&M Financial Corporation (TN) preferred stock at $787.50 per share (less a placement agent fee) for net proceeds of $13,443,073.87 and 862 shares of F&M Financial Corporation (TN) preferred stock received upon the exercise of warrants at $870.00 per share (less a placement agent fee) for net proceeds of $742,440.60, pursuant to a placement agency agreement executed on 9/12/2012. 128/ On 9/20/2012, Treasury completed the sale of 70,000 shares of Alpine Banks of Colorado preferred stock at $814.29 per share (less a placement agent fee) for net proceeds of $56,430,297.00 and 3,500 shares of Alpine Banks of Colorado preferred stock received upon the exercise of warrants at $950.00 per share (less a placement agent fee) for net proceeds of $3,291,750.00, pursuant to a placement agency agreement executed on 9/12/2012. 129/ On 9/21/2012, Treasury completed the sale of 22,000 shares of First Community Financial Partners, Inc. preferred stock at $652.50 per share (less a placement agent fee) for net proceeds of $14,211,450.00, pursuant to a placement agency agreement executed on 9/12/2012. 130/ On 9/26/2012, Treasury completed the sale of all Central Federal Corporation preferred stock and the related warrant held by UST for an aggregate purchase price of $3,000,000, pursuant to the terms of the agreement entered into on 9/12/2012. Page 21 of 43 131/ On 10/1/2012, Treasury completed the sale of all Southern Community Financial Corp. preferred stock and the related warrant held by UST for an aggregate purchase price of $42,750,000, plus accrued and unpaid dividends, pursuant to the terms of the agreement entered into on 10/1/2012. 132/ On 10/19/2012, GulfSouth Private Bank, Destin, Florida, was closed by the Florida Office of Financial Regulation, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 133/ On 10/19/2012, Excel Bank, Sedalia, Missouri, the banking subsidiary of Investors Financial Corporation of Pettis County, Inc., was closed by the Missouri Division of Finance, which appointed the Federal Deposit Insurance Corporation (FDIC) as receiver. 134/ On 10/31/2012, Treasury completed the sale of 12,000 shares of Blue Ridge Bancshares, Inc. preferred stock at $755.00 per share (less a placement agent fee) for net proceeds of $8,969,400.00 and 600 shares of Blue Ridge Bancshares, Inc. preferred stock received upon the exercise of warrants at $912.11 per share (less a placement agent fee) for net proceeds of $541,793.34, pursuant to a placement agency agreement executed on 10/22/2012. 135/ On 10/31/2012, Treasury completed the sale of 7,570 shares of First Gothenburg Bancshares, Inc. preferred stock at $910.31 per share (less a placement agent fee) for net proceeds of $6,822,136.23 and 379 shares of First Gothenburg Bancshares, Inc. preferred stock received upon the exercise of warrants at $965.11 per share (less a placement agent fee) for net proceeds of $362,118.92, pursuant to a placement agency agreement executed on 10/22/2012. 136/ On 10/31/2012, Treasury completed the sale of 10,000 shares of Blackhawk Bancorp Inc. preferred stock at $910.00 per share (less a placement agent fee) for net proceeds of $9,009,000.00 and 500 shares of Blackhawk Bancorp Inc. preferred stock received upon the exercise of warrants at $950.00 per share (less a placement agent fee) for net proceeds of $470,250.00, pursuant to a placement agency agreement executed on 10/22/2012. 137/ On 10/31/2012, Treasury completed the sale of 4,967 shares of Germantown Capital Corporation, Inc. preferred stock at $910.13 per share (less a placement agent fee) for net proceeds of $4,495,615.71 and 248 shares of Germantown Capital Corporation, Inc. preferred stock received upon the exercise of warrants at $966.11 per share (less a placement agent fee) for net proceeds of $214,595.28, pursuant to a placement agency agreement executed on 10/22/2012. 138/ On 10/31/2012, Treasury completed the sale of 2,250 shares of CenterBank preferred stock at $825.00 per share (less a placement agent fee) for net proceeds of $1,831,250.00 and 113 shares of CenterBank preferred stock received upon the exercise of warrants at $965.11 per share (less a placement agent fee) for net proceeds of $84,057.43, pursuant to a placement agency agreement executed on 10/22/2012. 139/ On 10/31/2012, Treasury completed the sale of 7,700 shares of Oak Ridge Financial Services, Inc. preferred stock at $921.50 per share (less a placement agent fee) for net proceeds of $7,024,594.50, pursuant to a placement agency agreement executed on 10/22/2012. 140/ On 10/31/2012, Treasury completed the sale of 3,285 shares of Congaree Bancshares Inc. preferred stock at $825.26 per share (less a placement agent fee) for net proceeds of $2,685,979.10 and 164 shares of Congaree Bancshares Inc. preferred stock received upon the exercise of warrants at $801.00 per share (less a placement agent fee) for net proceeds of $106,364.00, pursuant to a placement agency agreement executed on 10/22/2012. 141/ On 10/31/2012, Treasury completed the sale of 7,700 shares of Metro City Bank preferred stock at $900.10 per share (less a placement agent fee) for net proceeds of $6,861,462.30 and 385 shares of Metro City Bank preferred stock received upon the exercise of warrants at $970.61 per share (less a placement agent fee) for net proceeds of $369,948.00, pursuant to a placement agency agreement executed on 10/22/2012. 142/ On 10/31/2012, Treasury completed the sale of 3,900 shares of Peoples Bancshares of TN, Inc. preferred stock at $755.00 per share (less a placement agent fee) for net proceeds of $2,919,500.00 and 195 shares of Peoples Bancshares of TN, Inc. preferred stock received upon the exercise of warrants at $755.00 per share (less a placement agent fee) for net proceeds of $122,225.00, pursuant to a placement agency agreement executed on 10/22/2012. 143/ On 10/31/2012, Treasury completed the sale of 7,500 shares of The Little Bank, Incorporated preferred stock at $981.20 per share (less a placement agent fee) for net proceeds of $7,285,410.00 and 375 shares of The Little Bank, Incorporated preferred stock received upon the exercise of warrants at $1,000.00 per share (less a placement agent fee) for net proceeds of $371,250.00, pursuant to a placement agency agreement executed on 10/22/2012. 144/ On 10/31/2012, Treasury completed the sale of 10,000 shares of HomeTown Bankshares Corporation preferred stock at $918.50 per share (less a placement agent fee) for net proceeds of $9,093,150.00 and 374 shares of HomeTown Bankshares Corporation preferred stock received upon the exercise of warrants at $852.00 per share (less a placement agent fee) for net proceeds of $315,461.52, pursuant to a placement agency agreement executed on 10/22/2012. 145/ On 10/25/2012, pursuant to the terms of the merger of First Community Bancshares, Inc. ("First Community") and Equity Bancshares, Inc. ("Equity"), Treasury received a like amount of preferred stock and exercised warrants from Equity in exchange for Treasury's original investment in First Community, plus accrued and unpaid dividends, pursuant to a placement agency agreement executed on 10/23/2012. 146/ On 10/29/2012, First Place Financial Corp. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the District of Delaware. 147/ On 11/9/2012, Treasury completed the sale of 1,000 shares of BankGreenville Financial Corp. preferred stock at $900.00 per share (less a placement agent fee) for net proceeds of $891,000.00 and 50 shares of BankGreenville Financial Corp. preferred stock received upon the exercise of warrants at $937.61 per share (less a placement agent fee) for net proceeds of $46,411.70, pursuant to a placement agency agreement executed on 11/1/2012. 148/ On 11/9/2012, Treasury completed the sale of 4,000 shares of Capital Pacific Bancorp preferred stock at $938.36 per share (less a placement agent fee) for net proceeds of $3,715,905.60 and 200 shares of Capital Pacific Bancorp preferred stock received upon the exercise of warrants at $970.21 per share (less a placement agent fee) for net proceeds of $192,101.58, pursuant to a placement agency agreement executed on 11/1/2012. 149/ On 11/9/2012, Treasury completed the sale of 8,700 shares of First Freedom Bancshares, Inc. preferred stock at $922.50 per share (less a placement agent fee) for net proceeds of $7,945,492.50 and 261 shares of First Freedom Bancshares, Inc. preferred stock received upon the exercise of warrants at $991.21 per share (less a placement agent fee) for net proceeds of $256,118.75, pursuant to a placement agency agreement executed on 11/1/2012. 150/ On 11/13/2012, Treasury completed the sale of 5,097 shares of Franklin Bancorp, Inc. preferred stock at $632.50 per share (less a placement agent fee) for net proceeds of $3,191,613.98 and 255 shares of Franklin Bancorp, Inc. preferred stock received upon the exercise of warrants at $772.50 per share (less a placement agent fee) for net proceeds of $195,017.63, pursuant to a placement agency agreement executed on 11/1/2012. 151/ On 11/9/2012, Treasury completed the sale of 1,500 shares of Regional Bankshares Inc. preferred stock at $925.00 per share (less a placement agent fee) for net proceeds of $1,373,625.00 and 75 shares of Regional Bankshares Inc. preferred stock received upon the exercise of warrants at $1,000 per share (less a placement agent fee) for net proceeds of $74,250.00, pursuant to a placement agency agreement executed on 11/1/2012. 152/ On 11/13/2012, Treasury completed the sale of 3,070 shares of Sound Banking Co. preferred stock at $922.61 per share (less a placement agent fee) for net proceeds of $2,804,088.57 and 154 shares of Sound Banking Co. preferred stock received upon the exercise of warrants at $970.21 per share (less a placement agent fee) for net proceeds of $147,918.22, pursuant to a placement agency agreement executed on 11/1/2012. 153/ On 11/9/2012, Treasury completed the sale of 5,677 shares of Three Shores Bancorporation, Inc. preferred stock at $888.36 per share (less a placement agent fee) for net proceeds of $4,992,787.52 and 284 shares of Three Shores Bancorporation, Inc. preferred stock received upon the exercise of warrants at $1,004.00 per share (less a placement agent fee) for net proceeds of $282,284.64, pursuant to a placement agency agreement executed on 11/1/2012. 154/ On 11/13/2012, Treasury completed the sale of 16,641 shares of Timberland Bancorp, Inc. preferred stock at $862.50 per share (less a placement agent fee) for net proceeds of $14,209,333.88, pursuant to a placement agency agreement executed on 11/1/2012. 155/ On 11/9/2012, Treasury completed the sale of 6,855 shares of Western Illinois Bancshares, Inc. Series A preferred stock at $942.90 per share (less a placement agent fee) for net proceeds of $6,398,943.71; 4,567 shares of Western Illinois Bancshares, Inc. Series C preferred stock at $932.77 per share (less a placement agent fee) for net proceeds of $4,217,360.98; and 343 shares of Western Illinois Bancshares, Inc. preferred stock received upon the exercise of warrants at $987.77 per share (less a placement agent fee) for net proceeds of $335,417.06, pursuant to a placement agency agreement executed on 11/1/2012. 156/ On 11/13/2012, Treasury completed the sale of its F&C Bancorp. Inc. subordinated debentures (less a placement agent fee) for net proceeds of $2,840,902.62 and its F&C Bancorp. Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $148,500.00, pursuant to a placement agency agreement executed on 11/1/2012. 157/ On 11/13/2012, Treasury completed the sale of its Farmers Enterprises, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $11,439,252.00 and its Farmers Enterprises, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $590,323.14, pursuant to a placement agency agreement executed on 11/1/2012. 158/ On 2/22/2013, Treasury completed the exchange of its Standard Bancshares, Inc. preferred stock for common stock, pursuant to an exchange agreement, dated as of 11/5/2012, with Standard Bancshares, Inc., and immediately sold the resulting Standard Bancshares, Inc. common stock, pursuant to securities purchase agreements, each dated as of 11/5/2012, with W Capital Partners II, L.P., Trident SBI Holdings, LLC, PEPI Capital, LP, LCB Investment, LLC, Cohesive Capital Partners, L.P., and Athena Select Private Investment Fund LLC. 159/ On 11/2/2012, Citizens First National Bank, Princeton, IL, the banking subsidiary of Princeton National Bancorp, was closed by the Office of the Comptroller of the Currency, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 160/ On 11/13/2012, Treasury entered into an agreement with Community Financial Shares, Inc. (“CFS”) pursuant to which Treasury agreed to sell its CPP preferred stock back to CFS at a discount subject to the satisfaction of the conditions specified in the agreement. 161/ On 11/29/2012, Treasury completed the sale of 4,781 shares of Alaska Pacific Bancshares, Inc. preferred stock at $892.61 per share (less a placement agent fee) for net proceeds of $4,217,568.41, pursuant to a placement agency agreement executed on 11/19/2012. 162/ On 11/30/2012, Treasury completed the sale of 3,000 shares of Bank of Commerce preferred stock at $834.00 per share (less a placement agent fee) for net proceeds of $2,477,000.00 and 150 shares of Bank of Commerce preferred stock received upon the exercise of warrants at $834.00 per share (less a placement agent fee) for net proceeds of $100,100.00, pursuant to a placement agency agreement executed on 11/19/2012. 163/ On 11/30/2012, Treasury completed the sale of 4,000 shares of Carolina Trust Bank preferred stock at $853.00 per share (less a placement agent fee) for net proceeds of $3,362,000.00, pursuant to a placement agency agreement executed on 11/19/2012. 164/ On 11/29/2012, Treasury completed the sale of 2,644 shares of CBB Bancorp Series A preferred stock at $934.10 per share (less a placement agent fee) for net proceeds of $2,453,093; 1,753 shares of CBB Bancorp Series C preferred stock at $930.02 per share (less a placement agent fee) for net proceeds of $1,613,658.39; and 132 shares of CBB Bancorp Series B preferred stock received upon the exercise of warrants at $1,004.00 per share (less a placement agent fee) for net proceeds of $115,861.33, pursuant to a placement agency agreement executed on 11/19/2012. 165/ On 11/29/2012, Treasury completed the sale of 3,000 shares of Clover Community Bankshares, Inc. preferred stock at $872.90 per share (less a placement agent fee) for net proceeds of $2,593,700.00 and 150 shares of Clover Community Bankshares, Inc. preferred stock received upon the exercise of warrants at $926.81 per share (less a placement agent fee) for net proceeds of $114,021.50, pursuant to a placement agency agreement executed on 11/19/2012. 166/ On 11/30/2012, Treasury completed the sale of 105 shares of Community Bancshares of Mississippi, Inc. preferred stock at $9,550.00 per share (less a placement agent fee) for net proceeds of $977,750.00 and 5 shares of Community Bancshares of Mississippi, Inc. preferred stock received upon the exercise of warrants at $10,000.00 per share (less a placement agent fee) for net proceeds of $25,000.00, pursuant to a placement agency agreement executed on 11/19/2012. 167/ On 11/30/2012, Treasury completed the sale of 3,976 shares of Community Business Bank preferred stock at $935.00 per share (less a placement agent fee) for net proceeds of $3,692,560.00 and 199 shares of Community Business Bank preferred stock received upon the exercise of warrants at $965.00 per share (less a placement agent fee) for net proceeds of $167,035.00, pursuant to a placement agency agreement executed on 11/19/2012. Page 22 of 43 168/ On 11/30/2012, Treasury completed the sale of 638 shares of Corning Savings and Loan Association preferred stock at $860.00 per share (less a placement agent fee) for net proceeds of $523,680.00 and 32 shares of Corning Savings and Loan Association preferred stock received upon the exercise of warrants at $905.00 per share (less a placement agent fee) for net proceeds of $3,960.00, pursuant to a placement agency agreement executed on 11/19/2012. 169/ On 11/29/2012, Treasury completed the sale of 7,525 shares of Country Bank Shares, Inc. preferred stock at $917.90 per share (less a placement agent fee) for net proceeds of $6,838,125.53 and 376 shares of Country Bank Shares, Inc. preferred stock received upon the exercise of warrants at $1,000.00 per share (less a placement agent fee) for net proceeds of $372,240.00, pursuant to a placement agency agreement executed on 11/19/2012. 170/ On 11/30/2012, Treasury completed the sale of 7,289 shares of FFW Corporation preferred stock at $902.90 per share (less a placement agent fee) for net proceeds of $6,515,425.72 and 364 shares of FFW Corporation preferred stock received upon the exercise of warrants at $995.00 per share (less a placement agent fee) for net proceeds of $358,558.20, pursuant to a placement agency agreement executed on 11/19/2012. 171/ On 11/30/2012, Treasury completed the sale of 1,900 shares of Hometown Bancshares, Inc. preferred stock at $942.90 per share (less a placement agent fee) for net proceeds of $1,766,510.00 and 95 shares of Hometown Bancshares, Inc. preferred stock received upon the exercise of warrants at $1,001.00 per share (less a placement agent fee) for net proceeds of $70,095.00, pursuant to a placement agency agreement executed on 11/19/2012. 172/ On 11/30/2012, Treasury completed the sale of 4,000 shares of KS Bancorp, Inc. preferred stock at $827.00 per share (less a placement agent fee) for net proceeds of $3,283,000 and 200 shares of KS Bancorp, Inc. preferred stock received upon the exercise of warrants at $827.00 per share (less a placement agent fee) for net proceeds of $140,400.00, pursuant to a placement agency agreement executed on 11/19/2012. 173/ On 11/29/2012, Treasury completed the sale of 3,000 shares of Layton Park Financial Group, Inc. preferred stock at $790.31 per share (less a placement agent fee) for net proceeds of $2,345,930.00 and 150 shares of Layton Park Financial Group, Inc. preferred stock received upon the exercise of warrants at $862.50 per share (less a placement agent fee) for net proceeds of $104,375.00, pursuant to a placement agency agreement executed on 11/19/2012. 174/ On 11/29/2012, Treasury completed the sale of 16,288 shares of Parke Bancorp, Inc. preferred stock at $719.11 per share (less a placement agent fee) for net proceeds of $11,595,735.04, pursuant to a placement agency agreement executed on 11/19/2012. 175/ On 11/29/2012, Treasury completed the sale of 2,765 shares of TriSummit Bank Series B preferred stock at $750.00 per share (less a placement agent fee) for net proceeds of $2,053,012.50; 4,237 shares of TriSummit Bank Series D preferred stock at $750.00 per share (less a placement agent fee) for net proceeds of $3,145,972.50; and 138 shares of TriSummit Bank Series C preferred stock received upon the exercise of warrants at $912.50 per share (less a placement agent fee) for net proceeds of $124,665.75, pursuant to a placement agency agreement executed on 11/19/2012. 176/ In connection with the merger of Fidelity Bancorp, Inc. (“Fidelity”) and WesBanco, Inc. (“WesBanco”) effective 01/01/2012, Treasury (i) sold to WesBanco all of the preferred stock that had been issued by Fidelity to Treasury for a purchase price of $7,000,000 plus accrued dividends and (ii) exchanged the Fidelity warrant held by Treasury for a like WesBanco warrant, pursuant to the terms of an agreement among Treasury and WesBanco entered into on 11/28/2012. 177/ On 11/30/12, Western Reserve Bancorp, Inc. was acquired by an affiliate of Westfield Bancorp, Inc. Pursuant to the terms of the merger, each outstanding share of Series A and Series B preferred stock issued to Treasury was redeemed for the respective principal amount together with accrued and unpaid dividends thereon. 178/ On 2/20/2013, Treasury sold its CPP preferred stock and warrant issued by First Sound Bank (“First Sound”) back to First Sound for an aggregate purchase price of $3,700,000, pursuant to the terms of the agreement between Treasury and First Sound entered into on 11/30/2012. 179/ On 12/11/2012, Treasury completed the sale of 20,749 shares of The Baraboo Bancorporation, Inc. preferred stock at $652.30 per share (less a placement agent fee) for net proceeds of $13,399,226.97 and 1,037 shares of The Baraboo Bancorporation, Inc. preferred stock received upon the exercise of warrants at $836.21 per share (less a placement agent fee) for net proceeds of $858,478.27, pursuant to a placement agency agreement executed on 12/3/2012. 180/ On 12/11/2012, Treasury completed the sale of 22,000 shares of Central Community Corporation preferred stock at $926.20 per share (less a placement agent fee) for net proceeds of $20,172,636.00 and 1,100 shares of Central Community Corporation preferred stock received upon the exercise of warrants at $972.20 per share (less a placement agent fee) for net proceeds of $1,058,725.80, pursuant to a placement agency agreement executed on 12/3/2012. 181/ On 12/11/2012, Treasury completed the sale of 15,600 shares of Community West Bancshares, Inc. preferred stock at $724.00 per share (less a placement agent fee) for net proceeds of $11,181,456.00, pursuant to a placement agency agreement executed on 12/3/2012. 182/ On 12/11/2012, Treasury completed the sale of 1,177 shares of First Advantage Bancshares, Inc. preferred stock at $898.21 per share (less a placement agent fee) for net proceeds of $1,046,621.24 and 59 shares of First Advantage Bancshares, Inc. preferred stock received upon the exercise of warrants at $920.31 per share (less a placement agent fee) for net proceeds of $53,755.31, pursuant to a placement agency agreement executed on 12/3/2012. 183/ On 12/11/2012, Treasury completed the sale of its Manhattan Bancshares, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $2,560,540.68 and its Manhattan Bancshares, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $131,021.07, pursuant to a placement agency agreement executed on 12/3/2012. 184/ On 12/11/2012, Treasury completed the sale of 10,800 shares of Presidio Bank preferred stock at $847.21 per share (less a placement agent fee) for net proceeds of $9,058,369.32 and 325 shares of Presidio Bank preferred stock received upon the exercise of warrants at $865.21 per share (less a placement agent fee) for net proceeds of $278,381.32, pursuant to a placement agency agreement executed on 12/3/2012. 185/ On 12/11/2012, Treasury completed the sale of 2,152 shares of Security Bancshares of Pulaski County, Inc. preferred stock at $692.61 per share (less a placement agent fee) for net proceeds of $1,475,591.75 and 108 shares of Security Bancshares of Pulaski County, Inc. preferred stock received upon the exercise of warrants at $872.10 per share (less a placement agent fee) for net proceeds of $93,244.93, pursuant to a placement agency agreement executed on 12/3/2012. 186/ On 4/9/2013, Treasury sold its CPP preferred stock and warrant issued by PremierWest Bancorp (“PremierWest”) pursuant to an agreement with PremierWest and Starbuck Bancshares, Inc. (“Starbuck”) entered into on 12/11/2012. 187/ On 12/20/2012, Treasury completed the sale of 1,004 shares of Bank Financial Services, Inc. preferred stock at $929.22 per share (less a placement agent fee) for net proceeds of $907,936.88 and 50 shares of Bank Financial Services, Inc. preferred stock received upon the exercise of warrants at $970.00 per share (less a placement agent fee) for net proceeds of $23,500.00, pursuant to a placement agency agreement executed on 12/11/2012. 188/ On 12/20/2012, Treasury completed the sale of 2,211 shares of Bank of Southern California, N.A. Series A preferred stock at $920.00 per share (less a placement agent fee) for net proceeds of $2,017,453.33; 2,032 shares of Bank of Southern California, N.A. Series C preferred stock at $910.12 per share (less a placement agent fee) for net proceeds of $1,832,697.18; and 111 shares of Bank of Southern California, N.A. preferred stock received upon the exercise of warrants at $965.12 per share (less a placement agent fee) for net proceeds of $90,461.65, pursuant to a placement agency agreement executed on 12/11/2012. 189/ On 12/20/2012, Treasury completed the sale of 2,600 shares of Community Investors Bancorp, Inc. preferred stock at $950.00 per share (less a placement agent fee) for net proceeds of $2,445,000.00 and 130 shares of Community Investors Bancorp, Inc. preferred stock received upon the exercise of warrants at $1,000.00 per share (less a placement agent fee) for net proceeds of $105,000.00, pursuant to a placement agency agreement executed on 12/11/2012. 190/ On 12/20/2012, Treasury completed the sale of 3,422 shares of First Alliance Bancshares, Inc. preferred stock at $700.10 per share (less a placement agent fee) for net proceeds of $2,370,742.20 and 171 shares of First Alliance Bancshares, Inc. preferred stock received upon the exercise of warrants at $700.01 per share (less a placement agent fee) for net proceeds of $94,701.71, pursuant to a placement agency agreement executed on 12/11/2012. 191/ On 12/20/2012, Treasury completed the sale of 3,223 shares of First Independence Corporation preferred stock at $725.00 per share (less a placement agent fee) for net proceeds of $2,286,675.00, pursuant to a placement agency agreement executed on 12/11/2012. 192/ On 12/20/2012, Treasury completed the sale of 1,552 shares of Hyperion Bank preferred stock at $650.00 per share (less a placement agent fee) for net proceeds of $983,800.00 and 78 shares of Hyperion Bank preferred stock received upon the exercise of warrants at $650.00 per share (less a placement agent fee) for net proceeds of $25,700.00, pursuant to a placement agency agreement executed on 12/11/2012. 193/ On 12/20/2012, Treasury completed the sale of its Century Financial Services Corporation subordinated debentures (less a placement agent fee) for net proceeds of $9,751,500.00 and its Century Financial Services Corporation subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $496,588.95, pursuant to a placement agency agreement executed on 12/11/2012. 194/ In connection with the merger of Community Financial Corporation (“Community Financial”) and City Holding Company (“City Holding”) effective 1/09/13, Treasury (i) sold to City Holding all of the preferred stock that had been issued by Community Financial to Treasury for a purchase price of $12,643,000 plus accrued dividends and (ii) exchanged the Community Financial warrant held by Treasury for a like City Holding warrant, pursuant to the terms of an agreement among Treasury and City Holding entered into on 1/09/13. 195/ On 2/7/2013, Treasury completed the sale of its Alliance Financial Services, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $8,912,494.80 and its Alliance Financial Services, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $504,900.00, pursuant to a placement agency agreement executed on 12/11/2012. 196/ On 2/8/2013, Treasury completed the sale of its Biscayne Bancshares, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $6,170,630.40 and its Biscayne Bancshares, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $204,506.72, pursuant to a placement agency agreement executed on 1/29/2013. 197/ On 2/8/2013, Treasury completed the sale of 24,990 shares of Citizens Bancshares Co. preferred stock at $512.50 per share (less a placement agent fee) for net proceeds of $12,679,301.25 and 1,250 shares of Citizens Bancshares Co. preferred stock received upon the exercise of warrants at $521.25 per share (less a placement agent fee) for net proceeds of $645,046.87, pursuant to a placement agency agreement executed on 1/29/2013. 198/ On 1/29/2013, Treasury executed a placement agency agreement pursuant to which Treasury agreed to sell 9,950 shares of Coastal Banking Company, Inc. preferred stock at $815.00 per share (less a placement agent fee) for net proceeds of $8,028,157.50. On 2/6/2013, the placement agent notified Coastal Banking Company, Inc. that, pursuant to the placement agency agreement, it was terminating the transaction and, therefore, Treasury did not receive any proceeds or pay any fees in connection with the transaction. 199/ On 2/7/2013, Treasury completed the sale of 28,000 shares of Colony Bankcorp, Inc. preferred stock at $782.11 per share (less a placement agent fee) for net proceeds of $21,680,089.20, pursuant to a placement agency agreement executed on 1/29/2013. 200/ On 2/7/2013, Treasury completed the sale of 9,000 shares of Delmar Bancorp preferred stock at $612.11 per share (less a placement agent fee) for net proceeds of $5,453,900.10 and 450 shares of Delmar Bancorp preferred stock received upon the exercise of warrants at $700.21 per share (less a placement agent fee) for net proceeds of $311,943.55, pursuant to a placement agency agreement executed on 1/29/2013. 201/ On 2/8/2013, Treasury completed the sale of 146,053 shares of Dickinson Financial Corporation II preferred stock at $552.61 per share (less a placement agent fee) for net proceeds of $79,903,244.85 and 7,303 shares of Dickinson Financial Corporation II preferred stock received upon the exercise of warrants at $681.25 per share (less a placement agent fee) for net proceeds of $4,925,417.06, pursuant to a placement agency agreement executed on 1/29/2013. 202/ On 2/7/2013, Treasury completed the sale of 4,609 shares of F & M Bancshares, Inc. Series A preferred stock at $942.50 per share (less a placement agent fee) for net proceeds of $4,300,542.67; 3,535 shares of F & M Bancshares, Inc. Series C preferred stock at $942.50 per share (less a placement agent fee) for net proceeds of $3,298,420.12; and 230 shares of F & M Bancshares, Inc. Series B preferred stock received upon the exercise of warrants at $975.00 per share (less a placement agent fee) for net proceeds of $222,007.50, pursuant to a placement agency agreement executed on 1/29/2013. 203/ On 2/8/2013, Treasury completed the sale of 4,579 shares of First Priority Financial Corp. Series A preferred stock at $882.90 per share (less a placement agent fee) for net proceeds of $4,002,371.11; 4,596 shares of First Priority Financial Corp. Series C preferred stock at $881.25 per share (less a placement agent fee) for net proceeds of $4,009,722.75; and 229 shares of First Priority Financial Corp. Series B preferred stock received upon the exercise of warrants at $991.21 per share (less a placement agent fee) for net proceeds of $224,717.22, pursuant to a placement agency agreement executed on 1/29/2013. Page 23 of 43 204/ On 2/8/2013, Treasury completed the sale of 26,000 shares of HMN Financial, Inc. preferred stock at $721.50 per share (less a placement agent fee) for net proceeds of $18,571,410.00, pursuant to a placement agency agreement executed on 1/29/2013. 205/ On 2/7/2013, Treasury completed the sale of 5,625 shares of Waukesha Bankshares, Inc. preferred stock at $926.90 per share (less a placement agent fee) for net proceeds of $5,161,674.37 and 169 shares of Waukesha Bankshares, Inc. preferred stock received upon the exercise of warrants at $991.21 per share (less a placement agent fee) for net proceeds of $165,839.35, pursuant to a placement agency agreement executed on 1/29/2013. 206/ On 2/15/2013, Treasury sold its CPP preferred stock and warrant issued by BancTrust Financial Group, Inc. (“BancTrust”) pursuant to an agreement with BancTrust and Trustmark Corporation (“Trustmark”) entered into on 02/11/2013. 207/ On 2/12/13, Treasury entered into an agreement with Florida Bank Group, Inc. (“FBG”) pursuant to which Treasury agreed to sell its CPP preferred stock back to FBG at a discount subject to the satisfaction of the conditions specified in the agreement. 208/ On 2/15/2013, pursuant to the terms of the merger of Pacific International Bancorp, Inc. (“Pacific International”) with BBCN Bancorp, Inc. (“BBCN”), Treasury received $7,474,619.97 (representing the par amount together with accrued and unpaid dividends thereon) in respect of the preferred stock that had been issued to Treasury by Pacific International. Treasury exchanged its Pacific International warrant for an equivalent warrant issued by BBCN. 209/ On 2/20/2013, Treasury completed the sale of 16,000 shares of Carolina Bank Holdings, Inc. preferred stock at $935.10 per share (less a placement agent fee) for net proceeds of $14,811,984.00, pursuant to a placement agency agreement executed on 2/6/2013. 210/ On 2/20/2013, Treasury completed the sale of 21,042 shares of FC Holdings, Inc. preferred stock at $897.00 per share (less a placement agent fee) for net proceeds of $18,685,927.26 and 1,052 shares of FC Holdings, Inc. preferred stock received upon the exercise of warrants at $955.00 per share (less a placement agent fee) for net proceeds of $994,613.40, pursuant to a placement agency agreement executed on 2/6/2013. 211/ On 2/20/2013, Treasury completed the sale of its First Trust Corporation subordinated debentures (less a placement agent fee) for net proceeds of $13,612,557.91 and its First Trust Corporation subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $644,726.19, pursuant to a placement agency agreement executed on 12/11/2012. 212/ On 2/20/2013, Treasury completed the sale of 24,664 shares of National Bancshares, Inc. preferred stock at $750.21 per share (less a placement agent fee) for net proceeds of $18,318,147.65 and 1,233 shares of National Bancshares, Inc. preferred stock received upon the exercise of warrants at $692.61 per share (less a placement agent fee) for net proceeds of $845,448.25, pursuant to a placement agency agreement executed on 2/6/2013. 213/ On 2/20/2013, Treasury completed the sale of 10,900 shares of Ridgestone Financial Services, Inc. preferred stock at $822.60 per share (less a placement agent fee) for net proceeds of $8,876,676.60 and 545 shares of Ridgestone Financial Services, Inc. preferred stock received upon the exercise of warrants at $882.60 per share (less a placement agent fee) for net proceeds of $476,206.83, pursuant to a placement agency agreement executed on 2/6/2013. 214/ On 4/12/2013, Treasury completed (i) the sale of its CPP preferred in Citizens Republic Bancorp, Inc. (Citizens Republic) to FirstMerit Corporation (FirstMerit) and (ii) the exchange of its warrant in Citizens Republic for a warrant issued by FirstMerit, pursuant to a securities purchase agreement, dated as of 2/19/13, among Treasury, FirstMerit and Citizens Republic. 215/ On 4/11/2013, Treasury completed the exchange of its First Security Group, Inc. (FSGI) preferred stock for common stock, pursuant to an exchange agreement, dated as of 2/25/2013, between Treasury and FSGI, and sold the resulting FSGI common stock, pursuant to securities purchase agreements, each dated as of 4/9/2013, between 216/ On 3/11/2013, Treasury completed the sale of its Boscobel Bancorp, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $6,116,943.16 and its Boscobel Bancorp, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $361,890.34, pursuant to a placement agency agreement executed on 2/25/2013. 217/ On 3/11/2013, Treasury completed the sale of 9,950 shares of Coastal Banking Company, Inc. preferred stock at $955.10 per share (less a placement agent fee) for net proceeds of $9,408,212.55, pursuant to a placement agency agreement executed on 2/25/2013. 218/ On 3/11/2013, Treasury completed the sale of 16,015 shares of CoastalSouth Bancshares, Inc. preferred stock at $795.10 per share (less a placement agent fee) for net proceeds of $12,606,191.23 and 480 shares of CoastalSouth Bancshares, Inc. preferred stock received upon the exercise of warrants at $875.10 per share (less a placement agent fee) for net proceeds of $415,847.52, pursuant to a placement agency agreement executed on 2/25/2013. 219/ On 3/11/2013, Treasury completed the sale of 15,349 shares of First Reliance Bancshares, Inc. preferred stock at $679.61 per share (less a placement agent fee) for net proceeds of $10,327,020.55 and 767 shares of First Reliance Bancshares, Inc. preferred stock received upon the exercise of warrants at $822.61 per share (less a placement agent fee) for net proceeds of $624,632.45, pursuant to a placement agency agreement executed on 2/25/2013. 220/ On 3/11/2013, Treasury completed the sale of 10,500 shares of Northwest Bancorporation, Inc. preferred stock at $1,032.11 per share (less a placement agent fee) for net proceeds of $10,728,783.45 and 525 shares of Northwest Bancorporation, Inc. preferred stock received upon the exercise of warrants at $1,130.61 per share (less a placement agent fee) for net proceeds of $587,634.55, pursuant to a placement agency agreement executed on 2/25/2013. 221/ On 3/11/2013, Treasury completed the sale of 2,900 shares of Santa Clara Valley Bank, N.A. preferred stock at $850.01 per share (less a placement agent fee) for net proceeds of $2,440,029.00 and 145 shares of Santa Clara Valley Bank, N.A. preferred stock received upon the exercise of warrants at $850.01 per share (less a placement agent fee) for net proceeds of $98,251.45, pursuant to a placement agency agreement executed on 2/25/2013. 222/ On 3/11/2013, Treasury completed the sale of 12,900 shares of SouthCrest Financial Group, Inc. preferred stock at $907.31 per share (less a placement agent fee) for net proceeds of $11,587,256.01 and 645 shares of SouthCrest Financial Group, Inc. preferred stock received upon the exercise of warrants at $921.25 per share (less a placement agent fee) for net proceeds of $588,264.19, pursuant to a placement agency agreement executed on 2/25/2013. 223/ On 3/11/2013, Treasury completed the sale of 12,000 shares of The Queensborough Company preferred stock at $976.90 per share (less a placement agent fee) for net proceeds of $11,605,572.00 and 600 shares of The Queensborough Company preferred stock received upon the exercise of warrants at $971.00 per share (less a placement agent fee) for net proceeds of $576,774.00, pursuant to a placement agency agreement executed on 2/25/2013. 224/ On 3/11/2013, Treasury completed the sale of 70,028 shares of Old Second Bancorp, Inc. preferred stock at $352.50 per share (less a placement agent fee) for net proceeds of $24,438,021.30, pursuant to a placement agency agreement executed on 2/25/2013. 225/ On 3/19/2013, Treasury exercised its warrant on a cashless basis and received (i) 186,589 shares of common stock and (ii) $71.62 in cash in lieu of fractional shares. Treasury sold such shares of common stock on 3/19/2013. 226/ On 3/27/2013, Treasury completed the sale of 5,500 shares of First Southwest Bancorporation, Inc. preferred stock at $900.02 per share (less a placement agent fee) for net proceeds of $4,900,608.90 and 275 shares of First Southwest Bancorporation, Inc. preferred stock received upon the exercise of warrants at $925.02 per share (less a placement agent fee) for net proceeds of $251,836.69, pursuant to a placement agency agreement executed on 3/11/2013. 227/ On 3/27/2013, Treasury completed the sale of 2,972 shares of Old Second Bancorp, Inc. preferred stock at $377.02 per share (less a placement agent fee) for net proceeds of $1,109,298.41, pursuant to a placement agency agreement executed on 3/11/2013. 228/ On 3/27/2013, Treasury completed the sale of 266,657 shares of Flagstar Bancorp, Inc. preferred stock at $911.50 per share (less a placement agent fee) for net proceeds of $240,627,276.94, pursuant to a placement agency agreement executed on 3/11/2013. 229/ On 3/27/2013, Treasury completed the sale of 10,973 shares of Stonebridge Financial Corp. preferred stock at $173.53 per share (less a placement agent fee) for net proceeds of $1,879,144.69 and 549 shares of Stonebridge Financial Corp. preferred stock received upon the exercise of warrants at $298.84 per share (less a placement agent fee) for net proceeds of $139,063.16, pursuant to a placement agency agreement executed on 3/11/2013. 230/ On 3/28/2013, Treasury completed the sale of 2,986 shares of Alliance Bancshares, Inc. preferred stock at $956.61 per share (less a placement agent fee) for net proceeds of $2,831,437.46 and 149 shares of Alliance Bancshares, Inc. preferred stock received upon the exercise of warrants at $1,100.00 per share (less a placement agent fee) for net proceeds of $138,900.00, pursuant to a placement agency agreement executed on 3/11/2013. 231/ On 3/28/2013, Treasury completed the sale of its AmFirst Financial Services, Inc. subordinated debentures (less a placement agent fee) for net proceeds of $4,752,000.00 and its AmFirst Financial Services, Inc. subordinated debentures received upon the exercise of warrants (less a placement agent fee) for net proceeds of $259,875.00, pursuant to a placement agency agreement executed on 3/11/2013. 232/ On 3/28/2013, Treasury completed the sale of 180,000 shares of United Commercial Banks, Inc. preferred stock at $962.50 per share (less a placement agent fee) for net proceeds of $171,517,500.00, pursuant to a placement agency agreement executed on 3/11/2013. 233/ As a result of the acquisition of ECB Bancorp, Inc. by Crescent Financial Bancshares, Inc., the preferred stock and warrant issued by ECB Bancorp, Inc. were exchanged for a like amount of securities of Crescent Financial Bancshares, Inc., pursuant to the terms of an agreement among Treasury, ECB Bancorp, Inc., and Crescent Financial Bancshares, Inc. entered into on 4/1/2013. 234/ As a result of the merger of Annapolis Bancorp, Inc. into F.N.B. Corporation, the warrant issued by Annapolis Bancorp, Inc. was exchanged for a like warrant issued by F.N.B. Corporation, pursuant to the terms of an agreement among Treasury, Annapolis Bancorp, Inc., and F.N.B. Corporation entered into on 4/6/2013. 235/ On 04/05/2013, Gold Canyon Bank, Gold Canyon, Arizona was closed by the Arizona Department of Financial Institutions, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. 236/ On 04/09/2013, Indiana Bank Corp. filed for Chapter 11 protection in the U.S. Bankruptcy Court for the Southern District of Indiana. 237/ On 4/29/2013, Treasury completed the sale of 52,372 shares of NewBridge Bancorp preferred stock at $980.50 per share (less a placement agent fee) for net proceeds of $50,837,238.54, pursuant to a placement agency agreement executed on 4/15/2013. 238/ On 4/29/2013, Treasury completed the sale of 3,000 shares of Tennessee Valley Financial Holdings, Inc. preferred stock at $1,022.11 per share (less a placement agent fee) for net proceeds of $3,041,330.00 and 150 shares of Tennessee Valley Financial Holdings, Inc. preferred stock received upon the exercise of warrants at $1,127.61 per share (less a placement agent fee) for net proceeds of $144,141.50, pursuant to a placement agency agreement executed on 4/15/2013. 239/ On 4/29/2013, Treasury completed the sale of 20,000 shares of First Financial Service Corporation preferred stock at $542.11 per share (less a placement agent fee) for net proceeds of $10,733,778.00, pursuant to a placement agency agreement executed on 4/15/2013. 240/ On 4/29/2013, Treasury completed the sale of 11,949 shares of Plumas Bancorp preferred stock at $1,091.11 per share (less a placement agent fee) for net proceeds of $12,907,296.66, pursuant to a placement agency agreement executed on 4/15/2013. 241/ On 4/29/2013, Treasury completed the sale of 12,000 shares of Guaranty Federal Bancshares, Inc. preferred stock at $967.50 per share (less a placement agent fee) for net proceeds of $11,493,900.00, pursuant to a placement agency agreement executed on 4/15/2013. 242/ On 4/29/2013, Treasury completed the sale of 8,600 shares of BancStar, Inc. preferred stock at $982.67 per share (less a placement agent fee) for net proceeds of $8,366,452.38 and 430 shares of BancStar, Inc. preferred stock received upon the exercise of warrants at $1,001.50 per share (less a placement agent fee) for net proceeds of $426,338.55, pursuant to a placement agency agreement executed on 4/15/2013. 243/ On 4/29/2013, Treasury completed the sale of its Brogan Bankshares, Inc. subordinated debentures for net proceeds of $2,495,024.00 and its Brogan Bankshares, Inc. subordinated debentures received upon the exercise of warrants for net proceeds of $125,135.60, pursuant to a placement agency agreement executed on 4/15/2013. 244/ On 4/29/2013, Treasury completed the sale of its Plato Holdings Inc. subordinated debentures for net proceeds of $2,478,750.00 and its Plato Holdings Inc. subordinated debentures received upon the exercise of warrants for net proceeds of $90,582.47, pursuant to a placement agency agreement executed on 4/15/2013. Page 24 of 43 245/ On 6/24/2013, Treasury completed the sale of 442 shares of Farmer & Merchants Financial Corporation preferred stock at $962.50 per share (less a placement agent fee) for net proceeds of $400,425.00 and 22 shares of Farmer & Merchants Financial Corporation preferred stock received upon the exercise of warrants at $1,007.50 per share (less a placement agent fee) for net proceeds of -$2,835.00, pursuant to a placement agency agreement executed on 6/14/2013. 246/ On 6/24/2013, Treasury completed the sale of 25,000 shares of Intervest Bancshares Corp preferred stock at $970.00 per share (less a placement agent fee) for net proceeds of $24,007,500.00 , pursuant to a placement agency agreement executed on 6/14/2013. 247/ On 6/24/2013, Treasury completed the sale of 3,727 shares of Pathway Bancorp preferred stock at $1,167.01 per share (less a placement agent fee) for net proceeds of $4,324,446.27 and 186 shares of Pathway Bancorp preferred stock received upon the exercise of warrants at $1,352.50 per share (less a placement agent fee) for net proceeds of $226,565.00, pursuant to a placement agency agreement executed on 6/14/2013. 248/ On 6/24/2013, Treasury completed the sale of its Security State Bank Holding Company subordinated debentures for net proceeds of $12,409,261.43 and its Security State Bank Holding Company subordinated debentures received upon the exercise of warrants for proceeds of $720,368.55, pursuant to a placement agency agreement executed on 6/14/2013. 249/ On 6/24/2013, Treasury completed the sale of 2,720 shares of Worthington Financial Holdings, Inc. preferred stock at $861.71 per share (less a placement agent fee) for net proceeds of $2,318,851.2 and 136 shares of Worthington Financial Holdings, Inc. preferred stock received upon the exercise of warrants at $852.50 per share (less a placement agent fee) for proceeds of $90,940.00, pursuant to a placement agency agreement executed on 6/14/2013. 250/ On 6/24/2013, Treasury completed the sale of 8,559 shares of First Western Financial, Inc. preferred stock at $902.50 per share (less a placement agent fee) for net proceeds of $7,647,252.53 , pursuant to a placement agency agreement executed on 6/14/2013. 251/ On 6/24/2013, Treasury completed the sale of 3,881 shares of First Western Financial, Inc. preferred stock at $842.50 per share (less a placement agent fee) for net proceeds of $3,237,045.08, pursuant to a placement agency agreement executed on 6/14/2013. 252/ On 6/28/2013, Treasury completed the sale to MBG Investors I, L.P. of all preferred stock (including the preferred stock received upon the exercise of warrants) issued by Metropolitan Bank Group, Inc. to Treasury for an aggregate purchase price of $26,000,000.00, pursuant to the terms of the agreement among Treasury, MBG Investors I, L.P. and Metropolitan Bank Group, Inc. entered into on 6/26/2013. Page 25 of 43 CAPITAL PURCHASE PROGRAM - CITIGROUP, INC. COMMON STOCK DISPOSITION Date 4/26/2010 5/26/2010 5/26/2010 6/30/2010 7/23/2010 9/30/2010 10/19/2010 12/6/2010 12/6/2010 Pricing Mechanism 1 2 3 4 5 6 Number of Shares Proceeds 7 $4.1217 1,500,000,000 $ 6,182,493,158 $3.8980 1,108,971,857 $ 4,322,726,825 $3.9090 1,500,000,000 $ 5,863,489,587 $4.2609 1,165,928,228 $ 4,967,921,811 $4.3500 2,417,407,607 $ 10,515,723,090 Total Proceeds: $31,852,354,471 1/ On April 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on May 26, 2010. 2/ On May 26, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on June 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occurred on June 30, 2010. 3/ On July 23, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on September 30, 2010 (or upon completion of the sale). Completion of the sale under this authority occured on September 30, 2010. 4/ On October 19, 2010, Treasury gave Morgan Stanley & Co. Incorporated (Morgan Stanley) discretionary authority, as its sales agent, to sell subject to certain parameters up to 1,500,000,000 shares of common stock from time to time during the period ending on December 31, 2010 (or upon completion of the sale), which plan was terminated on December 6, 2010. 5/ On December 6, 2010, Treasury commenced an underwritten public offering of its remaining 2,417,407,607 shares. Closing of the offering is subject to the fulfillment of certain closing conditions. 6/ The price set forth is the weighted average price for all sales of Citigroup, Inc. common stock made by Treasury over the course of the corresponding period. 7/ Amount represents the gross proceeds to Treasury. Page 26 of 43 COMMUNITY DEVELOPMENT CAPITAL INITIATIVE Seller Footnote Purchase Date 1 1, 2 1, 2 1, 4 1 2a 1 1 1 1 2a 1 1, 3 7/30/2010 7/30/2010 8/6/2010 8/13/2010 8/13/2010 9/17/2010 8/13/2010 8/13/2010 8/13/2010 8/20/2010 9/24/2010 8/20/2010 8/27/2010 9/3/2010 9/3/2010 9/3/2010 9/10/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/17/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/24/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 1 1 1, 2 1 1, 2 1, 7 6 6 6 1, 2 1, 2 1, 2 1, 2 1 1 1 1, 7 1 1 Purchase Details Name of Institution City State Guaranty Capital Corporation University Financial Corp, Inc. Southern Bancorp, Inc. Premier Bancorp, Inc. Belzoni St. Paul Arkadelphia Wilmette MS MN AR IL Citizens Bancshares Corporation Atlanta GA PGB Holdings, Inc. First American International Corp. Tri-State Bank of Memphis Chicago Brooklyn Memphis IL NY TN Mission Valley Bancorp Sun Valley CA M&F Bancorp, Inc. Carver Bancorp, Inc Kilmichael Bancorp, Inc. United Bancorporation of Alabama, Inc. IBW Financial Corporation IBC Bancorp, Inc. CFBanc Corporation American Bancorp of Illinois, Inc. Hope Federal Credit Union Genesee Co-op Federal Credit Union First Eagle Bancshares, Inc. Liberty Financial Services, Inc. First Choice Bank Bainbridge Bancshares, Inc. Virginia Community Capital, Inc. Lower East Side People's Federal Credit Union Atlantic City Federal Credit Union Neighborhood Trust Federal Credit Union Gateway Community Federal Credit Union Union Baptist Church Federal Credit Union Buffalo Cooperative Federal Credit Union Tulane-Loyola Federal Credit Union Alternatives Federal Credit Union Liberty County Teachers Federal Credit Union UNO Federal Credit Union Butte Federal Credit Union Thurston Union of Low-Income People (TULIP) Cooperative Credit Union Phenix Pride Federal Credit Union Pyramid Federal Credit Union Cooperative Center Federal Credit Union Prince Kuhio Federal Credit Union Community First Guam Federal Credit Union Brewery Credit Union Tongass Federal Credit Union Santa Cruz Community Credit Union Northeast Community Federal Credit Union Fairfax County Federal Credit Union Security Federal Corporation Community Bank of the Bay The First Bancshares, Inc. BancPlus Corporation First M&F Corporation State Capital Corporation Lafayette Bancorp, Inc. PSB Financial Corporation Community Bancshares of Mississippi, Inc. First Vernon Bancshares, Inc. Durham New York Kilmichael Atmore Washington Chicago Washington Oak Brook Jackson Rochester Hanover Park New Orleans Cerritos Bainbridge Christiansburg New York Lander New York Missoula Fort Wayne Buffalo New Orleans Ithaca Liberty New Orleans Biggs Olympia Phenix City Tucson Berkeley Honolulu Hagatna Milwaukee Ketchikan Santa Cruz San Francisco Fairfax Aiken Oakland Hattiesburg Ridgeland Kosciusko Greenwood Oxford Many Brandon Vernon NC NY MS AL DC IL DC IL MS NY IL LA CA GA VA NY WY NY MT IN NY LA NY TX LA CA WA AL AZ CA HI GU WI AK CA CA VA SC CA MS MS MS MS MS LA MS AL Investment Description Subordinated Debentures Subordinated Debentures Preferred Stock Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Common Stock Subordinated Debentures Preferred Stock Preferred Stock Subordinated Debentures Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Preferred Stock Amount from CPP $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 14,000,000 11,926,000 11,000,000 6,784,000 7,462,000 3,000,000 17,000,000 2,795,000 5,500,000 11,735,000 18,980,000 10,300,000 6,000,000 4,205,000 7,875,000 5,645,000 5,146,000 18,000,000 1,747,000 5,000,000 50,400,000 30,000,000 15,750,000 4,551,000 9,734,000 54,600,000 6,245,000 Disposition Details Additional Investment $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,189,000 22,800,000 4,379,000 4,836,000 3,881,000 5,689,000 4,000,000 2,313,000 12,123,000 30,514,000 - Investment Amount $ $ $ $ 14,000,000 22,115,000 33,800,000 6,784,000 $ $ $ $ 11,841,000 3,000,000 17,000,000 2,795,000 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 10,336,000 11,735,000 18,980,000 3,154,000 10,300,000 6,000,000 8,086,000 5,781,000 5,457,000 4,520,000 300,000 7,875,000 11,334,000 5,146,000 3,372,000 1,915,000 898,000 2,500,000 283,000 1,657,000 10,000 145,000 424,000 2,234,000 435,000 743,000 1,000,000 75,000 153,000 2,500,000 2,799,000 273,000 2,650,000 1,096,000 1,600,000 2,828,000 350,000 8,044,000 22,000,000 4,060,000 17,123,000 80,914,000 30,000,000 15,750,000 4,551,000 9,734,000 54,600,000 6,245,000 Pricing Mechanism Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Amount Date Remaining Investment Amount 11/28/2012 6 $22,115,000 $0 1/29/2013 4 $79,900 $0 5/1/2013 7 $5,146,000 $0 9/26/2012 6 $2,500,000 $0 10/17/2012 6 $1,657,000 $0 10/3/2012 6 $1,096,000 $0 12/28/2012 7 $9,734,000 $0 Page 27 of 43 Seller Footnote Purchase Date 1 6 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 6 9/29/2010 8 6 6 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/29/2010 9/30/2010 Name of Institution Security Capital Corporation BankAsiana The Magnolia State Corporation Bancorp of Okolona, Inc. Southern Chautauqua Federal Credit Union Fidelis Federal Credit Union Bethex Federal Credit Union Shreveport Federal Credit Union Carter Federal Credit Union UNITEHERE Federal Credit Union (Workers United Federal Credit Union) North Side Community Federal Credit Union East End Baptist Tabernacle Federal Credit Union Community Plus Federal Credit Union Border Federal Credit Union Opportunities Credit Union First Legacy Community Credit Union Union Settlement Federal Credit Union Southside Credit Union D.C. Federal Credit Union Faith Based Federal Credit Union Greater Kinston Credit Union Hill District Federal Credit Union Freedom First Federal Credit Union Episcopal Community Federal Credit Union Vigo County Federal Credit Union Renaissance Community Development Credit Union Independent Employers Group Federal Credit Union Brooklyn Cooperative Federal Credit Union Purchase Details City State Investment Description Preferred Stock Amount from CPP Batesville Palisades Park Bay Springs Okolona Lakewood New York Bronx Shreveport Springhill MS NJ MS MS NY NY NY LA LA Preferred Stock Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures $ $ $ $ $ $ $ $ $ New York NY Subordinated Debentures $ Chicago Bridgeport Rantoul Del Rio Burlington Charlotte New York San Antonio Washington Oceanside Kinston Pittsburgh Roanoke Los Angeles Terre Haute Somerset Hilo Brooklyn IL CT IL TX VT NC NY TX DC CA NC PA VA CA IN NJ HI NY Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures Subordinated Debentures $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 17,910,000 - Disposition Details Additional Investment Investment Amount Pricing Mechanism $ $ $ $ $ $ $ $ $ - $ $ $ $ $ $ $ $ $ 17,910,000 5,250,000 7,922,000 3,297,000 1,709,000 14,000 502,000 2,646,000 6,300,000 Par Par Par Par Par Par Par Par Par - $ - $ 57,000 Par - $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ - $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 325,000 7,000 450,000 3,260,000 1,091,000 1,000,000 295,000 1,100,000 1,522,000 30,000 350,000 100,000 9,278,000 100,000 1,229,000 31,000 698,000 300,000 Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Par Total Purchase Amount $ 570,073,000 Amount Date Remaining Investment Amount 3/13/2013 6 $3,297,000 $0 2/6/2013 6 $2,500,000 $3,800,000 3/20/2013 6 $57,000 $0 4/10/2012 6 $350,000 $0 6/12/2013 6 $9,278,000 $0 Total Capital Repayment Amount TOTAL TREASURY COMMUNITY DEVELOPMENT INITIATIVE (CDCI) INVESTMENT AMOUNT $ $57,809,900 512,263,100 1/ This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of investment with Treasury under the CDCI program terms. 2/ Treasury made an additional investment in this institution at the time it entered the CDCI program. 2a/ Treasury made an additional investment in this institution after the time it entered the CDCI program. 3/ On 10/28/2011, Treasury completed the exchange of all Carver Bancorp, Inc. ("Carver") preferred stock held by Treasury for 2,321,286 shares of Carver common stock, pursuant to the terms of the agreement between Treasury and Carver entered into on 06/29/2011. Accrued and previously unpaid dividends were paid on the date of the exchange. 4/ On 3/23/2012, Premier Bank, Wilmette, IL, the banking subsidiary of Premier Bancorp, Inc., was closed by the Illinois Department of Financial and Professional Regulation - Division of Banking, and the Federal Deposit Insurance Corporation (FDIC) was named Receiver. On 1/29/2013, UST received $79,900 representing the total amount of distributions paid to creditors as a result of the liquidation of Premier Bancorp, Inc. 5/ Repayment pursuant to Section 5 of the CDCI Certificate of Designation. 6/ Repayment pursuant to Section 6.10 of the CDCI Securities Purchase Agreement 7/ Repayment pursuant to Section 5 of the CDCI Exchange Agreement. 8/ Repayment pursuant to Section 6.11 of the CDCI Securities Purchase Agreement. 9/ Repayment pursuant to Section 5.11 of the CDCI Exchange Agreement. Page 28 of 43 AUTOMOTIVE INDUSTRY FINANCING PROGRAM Initial Investment City, State GMAC (Ally) Date Transaction Type 12/29/2008 Purchase GMAC 5/21/2009 Purchase GMAC Detroit, MI Convertible Preferred Stock w/ Exercised Warrants Pricing Mechanism Amount $ 5,000,000,000 Par $ 7,500,000,000 Par Purchase GMAC Convertible Preferred Stock w/ Exercised Warrants $ 1,250,000,000 Par 12/30/2009 Purchase GMAC Trust Preferred Securities w/ Exercised Warrants $ 2,540,000,000 Par 12/29/2008 Purchase Debt Obligation $ 884,024,131 Par 12/31/2008 Purchase 13,400,000,000 Par 4/22/2009 Purchase 2,000,000,000 Par Purchase General Motors Corporation General Motors Corporation General Motors Corporation General Motors Corporation Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note 4,000,000,000 Par Date 12/30/2009 22 22, 26 12/30/2009 12/30/2010 3/1/2011 2 5/29/2009 7/10/2009 4 5 7/10/2009 7/10/2009 Type Exchange for convertible preferred stock Amount Treasury Investment After Exchange/Transfer/Other Pricing Mechanism $ 5,000,000,000 N/A Partial conversion of preferred $ stock for common stock 3,000,000,000 N/A Partial conversion of preferred $ stock for common stock Exchange for amended and restated Trust Preferred $ Securities Exchange for equity interest in $ GMAC Exchange for preferred and $ common stock in New GM Exchange for preferred and $ common stock in New GM Exchange for preferred and common stock in New GM $ Obligor GMAC (Ally) 21, 22 GMAC (Ally) 3, 26, 32 5,500,000,000 N/A 26 2,670,000,000 N/A 27 GMAC (Ally) 884,024,131 N/A 13,400,000,000 N/A 2,000,000,000 N/A 4,000,000,000 Description Convertible Preferred Stock Amount/Equity % $ Date Type 1 Amount/ Proceeds Remaining Investment Description Remaining Investment Amount/Equity % 5,937,500,000 73.8% Common Stock Trust Preferred Securities $ 2,670,000,000 10, 11, Preferred Stock 24 $ 2,100,000,000 27 Payment or Disposition 3/2/2011 Disposition 28 $ 2,667,000,000 N/A $ 0 12/15/2010 Repayment $ 2,139,406,778 N/A $ 0 11/18/2010 Partial Disposition 25 $ 11,743,303,903 Common Stock 36.9% 11/26/2010 Partial Disposition 25 $ 1,761,495,577 Common Stock 32.04% 12/21/2012 Partial Disposition 33 $ 5,500,000,000 Common Stock 21.97% 4/11/2013 Partial Disposition 34 $ 1,637,839,844 Common Stock 17.69% 6/12/2013 Partial Disposition 35 $ 1,031,700,000 Common Stock 13.80% 7/10/2009 Partial Repayment $ 360,624,198 Debt Obligation $ 6,711,864,407 12/18/2009 Partial Repayment $ 1,000,000,000 Debt Obligation $ 5,711,864,407 1/21/2010 Partial Repayment $ 35,084,421 Debt Obligation $ 5,676,779,986 3/31/2010 Partial Repayment $ 1,000,000,000 Debt Obligation $ 4,676,779,986 4/20/2010 Repayment $ 4,676,779,986 3/31/2011 Partial Repayment $ 50,000,000 Debt Obligation $ 935,805,085 4/5/2011 Partial Repayment $ 45,000,000 Debt Obligation $ 890,805,085 5/3/2011 Partial Repayment $ 15,887,795 Debt Obligation $ 874,917,290 12/16/2011 Partial Repayment $ 144,444 Debt Obligation $ 874,772,846 12/23/2011 Partial Repayment $ 18,890,294 Debt Obligation $ 855,882,552 1/11/2012 Partial Repayment $ 6,713,489 Debt Obligation $ 849,169,063 10/23/2012 Partial Repayment $ 435,097 Debt Obligation $ 848,733,966 5/22/2013 Partial Repayment $ 10,048,968 Debt Obligation $ 838,684,999 3/17/2009 Partial Repayment $ 1,496,500,945 4/17/2009 Partial Repayment $ 1,464,690,823 5/18/2009 Partial Repayment $ 1,413,554,739 6/17/2009 Partial Repayment $ 1,369,197,029 7/14/2009 Repayment 7/14/2009 Repayment* 3 7 7 General Motors Company 7 General Motors Company N/A 10, 11, 25 Common Stock 60.8% Detroit, MI 5/27/2009 6/3/2009 1/16/2009 Chrysler FinCo Description Preferred Stock w/ Exercised Warrants 12/30/2009 5/20/2009 General Motors Seller Exchange/Transfer/Other Details Purchase Purchase Purchase General Motors Corporation General Motors Corporation Chrysler FinCo Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note Debt Obligation w/ Additional $ Note 360,624,198 30,100,000,000 1,500,000,000 Par Par Par 6 8 7/10/2009 Exchange for preferred and common stock in New GM $ 360,624,198 N/A 7/10/2009 Exchange for preferred and common stock in New GM $ 22,041,706,310 N/A 7/10/2009 Transfer of debt to New GM $ 7,072,488,605 N/A 7/10/2009 Debt left at Old GM $ 985,805,085 N/A 7 General Motors Holdings LLC 11, 12 Debt Obligation $ 7,072,488,605 4/29/2009 4/29/2009 5/1/2009 Purchase Chrysler Holding Purchase Chrysler Holding Purchase Chrysler Holding Purchase Old Chrysler Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note Debt Obligation w/ Additional Note $ 4,000,000,000 $ - $ 280,130,642 $ 1,888,153,580 Par 6/10/2009 Transfer of debt to New Chrysler $ 500,000,000 N/A 9 Motors Liquidation Company 29 Debt Obligation $ 985,805,085 19 Chrysler Holding 20 Debt obligation w/ additional note $ 3,500,000,000 5/14/2010 14 15 16 4/30/2010 Completion of bankruptcy proceeding; transfer of $ (1,888,153,580) N/A 0 9 13 Par $ 9 Farmington Hills, MI 1/2/2009 N/A 23 Old Carco Liquidation Trust 23 Right to recover proceeds N/A Termination and settlement 20 payment $ $ $ $ Debt Obligation w/ 3,499,055 Additional Note Debt Obligation w/ 31,810,122 Additional Note Debt Obligation w/ 51,136,084 Additional Note Debt Obligation w/ 44,357,710 Additional Note Additional Note $ 0 $ 1,369,197,029 $ 15,000,000 N/A - $ 1,900,000,000 N/A - N/A 7/10/2009 Repayment $ 280,130,642 5/10/2010 Proceeds from sale of collateral $ 30,544,528 Right to recover proceeds $ 0 N/A Page 29 of 43 5/20/2009 Chrysler Purchase Old Chrysler Debt Obligation w/ Additional $ Note - - collateral security to liquidation trust 17 Proceeds from sale of collateral $ 9,666,784 Right to recover proceeds N/A 12/29/2010 Proceeds from sale of collateral $ 7,844,409 Right to recover proceeds N/A 4/30/2012 Proceeds from sale of collateral $ 9,302,185 Right to recover proceeds N/A 5/24/2011 Repayment - Principal $ 5,076,460,000 5/24/2011 Termination of undrawn facility 31 $ 2,065,540,000 5/24/2011 Repayment* - Additional Note $ 288,000,000 5/24/2011 Repayment* - Zero Coupon Note $ 100,000,000 7/21/2011 Disposition $ 560,000,000 Total Payments $ 43,074,303,341 Additional Proceeds * $ 403,000,000 9/9/2010 Auburn Hills, MI 5/27/2009 Purchase New Chrysler Debt Obligation w/ Additional Note, Zero Coupon Note, $ Equity 18 6,642,000,000 N/A 6/10/2009 Issuance of equity in New Chrysler $ - N/A Chrysler Group LLC Chrysler Group LLC Total Initial Investment Amount $ 19, 31 Debt obligation w/ additional note & zero coupon note 30 81,344,932,551 Total Treasury Investment Amount $ Common equity $ 7,142,000,000 6.6% N/A N/A $ 0 - 32,716,935,630 Footnotes appear on following page. As used in this table and its footnotes: GMAC refers to GMAC Inc., formerly known as GMAC LLC., and now known as Ally Financial, Inc. ("Ally"). "Old GM" refers to General Motors Corporation, which is now known as Motors Liquidation Company. "New GM" refers to General Motors Company, the company that purchased Old GM's assets on 7/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. See also footnote 11. "Chrysler FinCo" refers to Chrysler Financial Services Americas LLC. "Chrysler Holding" refers to CGI Holding LLC, the company formerly known as "Chrysler Holding LLC". "Old Chrysler" refers to Old Carco LLC (fka Chrysler LLC). "New Chrysler" refers to Chrysler Group LLC, the company that purchased Old Chrysler's assets on 6/10/2009 in a sale pursuant to section 363 of the Bankruptcy Code. 1. Payment amount does not include accrued and unpaid interest on a debt obligation, which must be paid at the time of principal repayment. 2. Treasury committed to lend General Motors Corporation up to $1,000,000,000. The ultimate funding was dependent upon the level of investor participation in GMAC LLC's rights offering. The amount has been updated to reflect the final level of funding. 3. Pursuant to its rights under the loan agreement with Old GM reported on 12/29/2008, Treasury exchanged its $884 million loan to Old GM for a portion of Old GM’s common equity interest in GMAC. Treasury held a 35.4% common equity interest in GMAC until the transactions reported on 12/30/2009. (See transactions marked by orange line in the table above and footnote 22.) 4. This transaction is an amendment to Treasury's 12/31/2008 agreement with Old GM (the "Old GM Loan"), which brought the total loan amount to $15,400,000,000. 5. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,400,000,000. 6. This transaction was a further amendment to the Old GM Loan, which brought the total loan amount to $19,760,624,198. The $360,624,198 loan was used to capitalize GM Warranty LLC, a special purpose vehicle created by Old GM . On 7/10/2009, the principal amount was included in the $7.07 billion of debt assumed by the new GM, as explained in footnote 10. 7. On 7/10/2009, the principal amount outstanding under the Old GM Loan and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM. (See green lines in the table above.) 8. Under the terms of the $33.3 billion debtor-in-possession credit agreement dated 6/3/2009 with Old GM (the "GM DIP Loan"), Treasury's commitment amount was $30.1 billion. The remaining $2.2 billion of the financing was provided by Canadian government entities. As of 7/09/2009, $30.1 billion of funds had been disbursed by Treasury. 9. On 7/10/2009, Treasury and Old GM amended the GM DIP Loan, and the principal amount and interest accrued thereunder were extinguished and exchanged for privately placed preferred and common equity in New GM, except for (i) $7.07 billion, which was assumed by New GM as a new obligation under the terms of a separate credit agreement between Treasury and New GM (see transactions marked by green lines in table above) and (ii) $986 million, which remained a debt obligation of Old GM. 10. In total, for the exchange of the Old GM Loan and the GM DIP Loan (other than as explained in footnote 9), Treasury received $2.1 billion in preferred shares and 60.8% of the common shares of New GM. (See transactions marked by green lines in the table above.) 11. Pursuant to a corporate reorganization completed on or about 10/19/2009, the shareholders of New GM, including with respect to Treasury's preferred and common stock, became shareholders of General Motors Holding Company (the ultimate parent company of New GM), which was renamed "General Motors Company" on an equal basis to their shareholdings in New GM, and New GM was converted to "General Motors LLC". General Motors LLC is a wholly owned subsidiary of General Motors Holdings LLC, and General Motors Holdings LLC is a wholly owned subsidiary of General Motors Company. 12. Pursuant to a corporate reorganization completed on 10/19/2009, Treasury's loan with New GM was assigned and assumed by General Motors Holdings LLC. 13. The loan was funded through Chrysler LB Receivables Trust, a special purpose vehicle created by Chrysler FinCo. The amount of $1,500,000,000 represents the maximum loan amount. The loan was incrementally funded until it reached the maximum amount of $1.5 billion on 4/9/2009. 14. This transaction was an amendment to Treasury's 1/2/2009 agreement with Chrysler Holding. As of 4/30/2009, Treasury's obligation to lend any funds committed under this amendment had terminated. No funds were disbursed. 15. The loan was used to capitalize Chrysler Warranty SPV LLC, a special purpose vehicle created by Old Chrysler. 16. This transaction was set forth in a credit agreement with Old Chrysler fully executed on 5/5/2009 following a term sheet executed on 5/1/2009 and made effective on 4/30/2009. Treasury's commitment was $3.04 billion of the total $4.1 billion debtor-in-possession credit facility (the "Chrysler DIP Loan"). As of 6/30/2009, Treasury's commitment to lend under the Chrysler DIP Loan had terminated. The remaining principal amount reflects the final amount of funds disbursed under the Chrysler DIP Loan. 17. This transaction was an amendment to Treasury's commitment under the Chrysler DIP Loan, which increased Treasury's commitment by an amount $756,857,000 to a total of $3.8 billion under the Chrysler DIP Loan. As of 6/30/2009, Treasury's obligation to lend funds committed under the Chrysler DIP Loan had terminated. 18. This transaction, first reported based on a term sheet fully executed on 5/27/2009 for an amount up to $6.943 billion, was set forth in a credit agreement with New Chrysler fully executed on 6/10/2009. Under the terms of the credit agreement, Treasury made a new commitment to New Chrysler of up to $6.642 billion. The total loan amount is up to $7.142 billion including $500 million of debt assumed on 6/10/2009 from Chrysler Holding originally incurred under Treasury's 1/2/2009 credit agreement with Chrysler Holding. The debt obligations are secured by a first priority lien on the assets of New Chrysler. When the sale to new Chrysler was completed, Treasury acquired the rights to 9.85% of the common equity in new Chrysler. 19. Pursuant to the agreement explained in footnote 18, $500 million of this debt obligation was assumed by New Chrysler. 20. Under loan agreement, as amended on 7/23/2009, Treasury was entitled to proceeds Chrysler Holdco received from Chrysler FinCo equal to the greater of $1.375 billion or 40% of the equity value of Chrysler FinCo. Pursuant to a termination agreement dated 5/14/2010, Treasury agreed to accept a settlement payment of $1.9 billion as satisfaction in full of all existing debt obligations (including additional notes and accrued and unpaid interest) of Chrysler Holdco, and upon receipt of such payment to terminate all such obligations. 21. Amount of the Treasury investment exchange includes the exercised warrants from Treasury's initial investments. 22. Under the terms of an agreement dated 12/30/2009, the convertible preferred shares will mandatorily convert to common stock under the conditions and the conversion price as set forth in the terms of the agreement. 23. On April 30, 2010, the Plan of Liquidation for the debtors of Old Chrysler approved by the respective bankruptcy court became effective (the “Liquidation Plan”). Under the Liquidation Plan, the loan Treasury had provided to Old Chrysler was extinguished without repayment, and all assets of Old Chrysler were transferred to a liquidation trust. Treasury retained the right to recover the proceeds from the liquidation from time to time of the specified collateral security attached to such loan. 24. On October 27, 2010, Treasury accepted an offer by General Motors Company (GM) to repurchase all of the approximately $2.1 billion preferred stock at a price per share of $25.50, which is equal to 102% of the liquidation preference, subject to the closing of the proposed initial public offering of GM’s common stock. The repurchase was completed on 12/15/2010. 25. On 11/17/2010, Treasury agreed to sell 358,546,795 shares of common stock at $32.7525 per share (which represents the $33 public sale price less underwriting discounts and fees) pursuant to an underwriting agreement. Following settlement, the net proceeds to Treasury were $11,743,303,903. On 11/26/2010, the underwriters exercised their option to purchase an additional 53,782,019 shares of common stock from Treasury at the same purchase price resulting in additional proceeds of $1,761,495,577. Treasury's aggregate net proceeds from the sale of common stock pursuant to the underwriting agreement total $13,504,799,480. 26. On 12/30/2010, Treasury converted $5,500,000,000 of the total convertible preferred stock then outstanding and held by Treasury (including exercised warrants) into 531,850 shares of common stock of Ally. Following this conversion, Treasury holds $5,937,500,000 of convertible preferred stock. 27. On 3/1/2011, Treasury entered into an agreement with Ally Financial, Inc. (Ally) and certain other parties to amend and restate the $2,667,000,000 in aggregate liquidation preference of its Ally trust preferred securities so to facilitate a public underwritten offering. At the time of amendment and restatement, Treasury received all outstanding accrued and unpaid dividends and a distribution fee of $28,170,000. 28. On 3/2/2011, Treasury entered into an underwritten offering for all of its Ally trust preferred securities, the proceeds of which were $2,638,830,000, which together with the distribution fee referred to in footnote 27, provided total disposition proceeds to Treasury of $2,667,000,000. This amount does not include the accumulated and unpaid dividends on the trust preferred securities from the date of the amendment and restatement through but excluding the closing date that Treasury will receive separately at settlement. 29. On March 31, 2011, the Plan of Liquidation for Motors Liquidation Company (Old GM) became effective, Treasury’s $986 million loan to Old GM was converted to an administrative claim and the assets remaining with Old GM, including Treasury's liens on certain collateral and other rights attached to the loan, were transferred to liquidation trusts. On December 15, 2011, Old GM was dissolved, as required by the Plan of Liquidation. Treasury retained the right to recover additional proceeds; however, any additional recovery is dependent on actual liquidation proceeds and pending litigation. 30. In June 2009, Treasury provided a $6.6 billion loan commitment to Chrysler Group LLC and received a 9.9 percent equity ownership in Chrysler Group LLC (Chrysler). In January and April 2011, Chrysler met the first and second of three performance related milestones. As a result, Fiat’s ownership automatically increased from 20% to 30%, and Treasury’s ownership was reduced to 8.6%. On May 24, 2011, Fiat, through the exercise of an equity call option, purchased an incremental 16% fully diluted ownership interest in Chrysler for $1.268 billion, reducing Treasury’s ownership to 6.6% (or 6.0% on a fully diluted basis). On July 21, 2011, Fiat, through the exercise of an equity call option, purchased Treasury’s ownership interest for $500 million. In addition, Fiat paid $60 million to Treasury for its rights under an agreement with the UAW retirement trust pertaining to the trust's shares in Chrysler. 31 On May 24, 2011, Chrysler Group LLC terminated its ability to draw on the remaining $2.066 billion outstanding under this loan facility. 32. On November 1, 2011, Treasury received a $201,345.42 pro-rata tax distribution on its common stock from Ally Financial, Inc. pursuant to the terms of the Sixth Amended and Restated Limited Liability Company Operating Agreement of GMAC LLC dated May 22, 2009. 33. On 12/21/2012, Treasury sold 200,000,000 shares of common stock at $27.50 per share pursuant to a letter agreement. Following settlement, the net proceeds to Treasury were $5,500,000,000. 34 On January 18, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 58,392,078 shares of common stock from time to time during the period ending on April 17, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on April 11, 2013. Page 30 of 43 35. On 6/12/2013, Treasury sold 30,000,000 shares of GM common stock in a registered public offering at $34.41 per share for net proceeds to Treasury of $ 1,031,700,000. AUTOMOTIVE SUPPLIER SUPPORT PROGRAM Adjustment Details Adjustment Adjusted or Final Amount Investment Amount Seller Footnote Date Name of Institution City State Transaction Type Investment Description Investment Amount Pricing Mechanism Adjustment Date Payment or Disposition Date Type 1 4/9/2009 GM Supplier Receivables LLC Wilmington DE Purchase 7/8/2009 3 $ (1,000,000,000) $ N/A 6 2 4/9/2009 Chrysler Receivables SPV LLC INITIAL TOTAL $ 5,000,000,000 Wilmington DE Purchase ADJUSTED TOTAL Debt Obligation w/ $ 1,500,000,000 Additional Note $ 413,076,735 2,500,000,000 N/A 7/8/2009 3 $ $ 290,000,000 (500,000,000) $ 1,000,000,000 $ 123,076,735 7 Total Repayments $ 413,076,735 Remaining Investment Description Amount 2/11/2010 Partial repayment Partial repayment 3/4/2010 Repayment5 Additional Note $ 50,000,000 4/5/2010 Payment6 None $ 56,541,893 3/9/2010 4/7/2010 Repayment5 Payment7 Additional Note None $ $ 123,076,735 44,533,054 $ 101,074,947 11/20/2009 Debt Obligation w/ $ 3,500,000,000 Additional Note 4 Debt Obligation w/ Additional Note $ 140,000,000 Debt Obligation w/ Additional Note $ 100,000,000 Total Proceeds from Additional Notes 1/ The loan was funded through GM Supplier Receivables, LLC, a special purpose vehicle created by General Motors Corporation. The amount of $3,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/3/2009. General Motors Company assumed GM Supplier 2/ The loan was funded through Chrysler Receivables SPV LLC, a special purpose vehicle created by Chrysler LLC. The amount of $1,500,000,000 represents the maximum loan amount. The loan will be incrementally funded. The credit agreement was fully executed on 4/9/2009, but was made effective as of 4/7/2009. Chrysler Group LLC assumed Chrysler Receivables SPV LLC on 3/ Treasury issued notice to the institution of the permanent reduced commitment on 7/8/2009; the reduction was effective on 7/1/2009. 4/ Does not include accrued and unpaid interest due on the amount of principal repayment, which interest must be paid at the time of principal repayment. 5/ All outstanding principal drawn under the credit agreement was repaid. 6/ Treasury's commitment was $2.5 billion (see note 3). As of 4/5/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. 7/ Treasury's commitment was $1 billion (see note 3). As of 4/7/2010, Treasury's commitment to lend under the credit agreement had terminated and the borrower has paid its obligations with respect to the Additional Note. The final investment amount reflects the total funds disbursed under the loan, all of which have been repaid. Page 31 of 43 AUTOMOTIVE INDUSTRY FINANCING PROGRAM - GENERAL MOTORS COMPANY COMMON STOCK DISPOSITION Date 01/18/13 – 04/17/13 3 Pricing Mechanism1 Number of Shares $28.0490 58,392,078 Total Proceeds: Proceeds2 $ 1,637,839,844 $1,637,839,844 1/ The price set forth is the weighted average price for all sales of General Motors Company common stock made by Treasury over the course of the corresponding period. 2/ Amount represents the gross proceeds to Treasury. 3/ On January 18, 2013, Treasury gave Citigroup Global Markets, Inc. and J.P. Morgan Securities, LLC discretionary authority, as its sales agent, to sell subject to certain parameters up to 58,392,078 shares of common stock from time to time during the period ending on April 17, 2013 (or upon completion of the sale). Completion of the sale under this authority occurred on April 11, 2013. TARGETED INVESTMENT PROGRAM Seller Footnote 1 Date Name of Institution 12/31/2008 Citigroup Inc. Bank of America 1/16/2009 Corporation Treasury Investment Remaining After Capital Repayment Capital Repayment Details City State Transaction Type New York NY Purchase Charlotte NC Purchase Investment Description Investment Amount Trust Preferred $ 20,000,000,000 Securities w/ Warrants Preferred Stock w/ $ 20,000,000,000 Warrants TOTAL $ 40,000,000,000 Pricing Mechanism Capital Repayment Date Par 12/23/2009 2 Remaining Capital Description Final Disposition Final Disposition Final Disposition Date 3 Description Capital Repayment Amount Remaining Capital Amount Final Disposition Proceeds $ 20,000,000,000 $ 0 Warrants 1/25/2011 A Warrants $ 190,386,428 $ 20,000,000,000 $ 0 Warrants 3/3/2010 A Warrants $ 1,236,804,513 $ 40,000,000,000 $ 1,427,190,941 2 Par 12/9/2009 AMOUNT TOTAL TREASURY TIP INVESTMENT AMOUNT $ Total Warrant Proceeds 0 1/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock, Series I (TIP Shares) “dollar for dollar” for Trust Preferred Securities. 2/ Repayment pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009. 3/ For final disposition of warrants, "R" represents proceeds from a repurchase of warrants by the financial institution, and "A" represents the proceeds to Treasury, after underwriting fees, from a sale by Treasury in a registered public offering of the warrants issued by the financial institution. ASSET GUARANTEE PROGRAM Initial Investment Footnote 1 Date Seller Name of Institution 1/16/2009 Citigroup Inc. City New York State NY Type Guarantee Premium Description Master Agreement Guarantee Limit $ 5,000,000,000 Description Preferred Stock $ w/ Warrants Amount Exchange/Transfer/Other Details Footnote Date 2 6/9/2009 Exchange preferred stock Trust Preferred for trust preferred securities Securities w/ Warrants 9/29/2010 Exchange trust preferred Trust Preferred securities for trust preferred Securities w/ Warrants securities 4,034,000,000 4 12/23/2009 Citigroup Inc. New York NY Termination Termination Agreement $ $ Description Amount $ $ 4,034,000,000 Remaining Premium Description Remaining Premium Trust Preferred Securities w/ Warrants $2,234,000,000 Footnote Date Type Amount 3 12/23/2009 Partial cancellation for early termination of guarantee $ (1,800,000,000) 5 9/30/2010 Disposition $ 2,246,000,000 Warrants $ 0 1/25/2011 Warrant Auction $ 67,197,045 None $ 0 $894,000,000.00 None $ 0 2,246,000,000 (5,000,000,000) 3 TOTAL Type Payment or Disposition 0 6 12/28/2012 7 2/4/2013 Trust preferred securities received from the FDIC Exchange Trust preferred securities for subordinated note Trust Preferred Securities $ 800,000,000.00 Subordinated Note $ 894,000,000.00 8 2/8/2013 Disposition Total Proceeds $ 3,207,197,045 1/ In consideration for the guarantee, Treasury received $4.03 billion of preferred stock, which pays 8% interest. 2/ Treasury made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange all of Treasury’s investments. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative Perpetual Preferred Stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” for Trust Preferred Securities. 3/ On 12/23/2009, Treasury entered into a Termination Agreement with the other parties to the Master Agreement which served to terminate Treasury’s guarantee and obligations under the Master Agreement. In connection with the early termination of the guarantee, Treasury agreed to cancel $1.8 billion of the AGP Trust Preferred Securities, and the Federal Deposit Insurance Corporation (FDIC) and Treasury agreed that, subject to the conditions set out in the Termination Agreement, the FDIC may transfer $800 million of Trust Preferred Securities to Treasury at the close of Citigroup’s participation in the FDIC’s Temporary Liquidity Guarantee Program. 4/ On 9/29/2010, Treasury entered into an agreement with Citigroup Inc. to exchange $2,234,000,000 in aggregate liquidation preference of its trust preferred securities for $2,246,000,000 in aggregate liquidation preference of trust preferred securities with certain modified terms. At the time of exchange, Citigroup Inc. paid the outstanding accrued and unpaid dividends. 5/ On 9/30/2010, Treasury entered into underwritten offering of the trust preferred securities, the gross proceeds of which do not include accumulated and unpaid distributions from the date of the exchange through the closing date. 6/ 12/28/2012, as contemplated by the Termination Agreement and the Letter Agreement dated 12/23/2009, between Treasury and the Federal Deposit Insurance Corporation (FDIC), Treasury received from the FDIC, Citigroup Inc. trust preferred securities in aggregate liquidation preference equal to $800 million and approximately $183 million in dividend and interest payments from those securities. 7/ On 2/4/2013, Treasury exchanged $800 million in Citigroup Capital XXXIII Trust Preferred Securities (TruPs) for $894 million in Citigroup subordinated notes pursuant to an agreement between Citigroup and Treasury executed on 2/4/2013. Accrued interest on the TruPs was received at the time of the exchange. 8/ On 2/8/2013, Treasury completed the sale of its Citigroup subordinated notes for $894 million plus accrued interest, pursuant to an underwriting agreement executed on 2/8/2012. Page 33 of 43 AMERICAN INTERNATIONAL GROUP, INC. (AIG) INVESTMENT PROGRAM (formerly referred to as Systemically Significant Failing Institutions Program) Seller Name of Institution Purchase Details City State Transaction Type Investment Description Exchange/Transfer Details Pricing Mechanism Investment Amount Note Date 1 11/25/2008 AIG New York NY Purchase Preferred Stock w/ Warrants (Series D) $ 40,000,000,000 Par 2, 3 4/17/2009 AIG New York NY Purchase Preferred Stock w/ Warrants (Series F) $ 29,835,000,000 Par 2 Date Transaction Type 4/17/2009 Exchange Pricing Mechanism Amount Investment Description Preferred Stock w/ Warrants (Series E) 1 $ 40,000,000,000 Par See table below for exchange/transfer details in connection with the recapitalization conducted on 1/14/2011. Final Disposition TOTAL $ 69,835,000,000 Date Investment Transaction Type 3/1/2013 Warrants (Series D) Repurchase $ 25,150,923.10 3/1/2013 Warrants (Series F) Repurchase $ 5,767.50 Total Warrant Proceeds $ Proceeds 25,156,690.60 1/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative Preferred Shares for Series E Fixed Rate Non-Cumulative Preferred Shares with no change to Treasury's initial investment amount. In addition, in order for AIG to fully redeem the Series E Preferred Shares, it had an additional obligation to Treasury of $1,604,576,000 to reflect the cumulative unpaid dividends for the Series D Preferred Shares due to Treasury through and including the exchange date. 2/ The investment amount reflected Treasury's commitment to invest up to $30 billion less a reduction of $165 million representing retention payments AIG Financial Products made to its employees in March 2009. 3/ This transaction does not include AIG's commitment fee of an additional $165 million paid from its operating income over the life of the facility. A $55 million payment was received by Treasury on 12/17/2010. The remaining $110 million payment was received by Treasury on 05/27/2011. AIG POST-RECAPITALIZATION Recapitalization Note Date Investment Description Treasury Holdings Post-Recapitalization Transaction Type Pricing Mechanism Exchange Par Investment Description Preferred Stock (Series G) AIA Preferred Units 4 1/14/2011 Preferred Stock (Series F) Exchange Exchange 1/14/2011 Preferred Stock (Series E) 1/14/2011 Common Stock (non-TARP) Exchange Transfer $ $ 2,000,000,000 16,916,603,568 $ 3,375,328,432 167,623,733 924,546,133 N/A 6 Date Amount / Shares 7 N/A ALICO Junior Preferred Interests 5 Final Disposition Common Stock 562,868,096 7 Proceeds 8 Transaction Type Pricing Mechanism 5/27/2011 Cancellation $ 2/14/2011 Payment $ 185,726,192 Par 3/8/2011 Payment $ 5,511,067,614 Par 3/15/2011 Payment $ 55,833,333 Par 8/17/2011 Payment $ 97,008,351 Par 8/18/2011 Payment $ 2,153,520,000 Par 9/2/2011 Payment $ 55,885,302 Par 11/1/2011 Payment $ 971,506,765 Par 3/8/2012 Payment $ 5,576,121,382 Par 3/15/2012 Payment $ 1,521,632,096 Par 3/22/2012 Payment $ 1,493,250,339 Par 2/14/2011 Payment $ 2,009,932,072 Par 3/8/2011 Payment $ 1,383,888,037 Par 3/15/2012 Payment $ 44,941,843 Par 5/24/2011 Partial Disposition $ 5,800,000,000 N/A 3/8/2012 Partial Disposition $ 6,000,000,008 N/A 5/6/2012 Partial Disposition $ 4,999,999,993 N/A 5/7/2012 Partial Disposition $ 749,999,972 N/A 8/3/2012 Partial Disposition $ 4,999,999,993 N/A 8/6/2012 Partial Disposition $ 750,000,002 N/A 9/10/2012 Partial Disposition $ 17,999,999,973 N/A 9/11/2012 Partial Disposition $ 2,699,999,965 N/A 12/14/2012 Final Disposition $ 7,610,497,570 N/A - N/A Remaining Recap Investment Amount, Shares, or Equity % $ 0 10 $ 0 8 $ 0 8 1,455,037,962 9 77% 1,248,141,410 11 70% 1,084,206,984 12 63% 1,059,616,821 12 61% 895,682,395 13 55% 871,092,231 13 53% 317,246,078 14 22% 234,169,156 14 16% 234,169,156 15 0% Footnotes appear on following page. Page 34 of 43 4/ On 1/14/2011, (A) Treasury exchanged $27,835,000,000 of Treasury's investment in AIG's Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series F) which is equal to the amount funded (including amounts drawn at closing) under the Series F equity capital facility, for (i) the transferred SPV preferred interests and (ii) 167,623,733 shares of AIG Common Stock, and (B) Treasury exchanged $2,000,000,000 of undrawn Series F for 20,000 shares of preferred stock under the new Series G Cumulative Mandatory Convertible Preferred Stock equity capital facility under which AIG has the right to draw up to $2,000,000,000. 5/ On 1/14/2011, Treasury exchanged an amount equivalent to the $40 billion initial investment plus capitalized interest from the April 2009 exchange (see note 1 above) of Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series E) for 924,546,133 shares of AIG Common Stock. 6/ On 1/14/2011, Treasury received 562,868,096 shares of AIG Common Stock from the AIG Credit Facility Trust, which trust was established in connection with the credit facility between AIG and the Federal Reserve Bank of New York. This credit facility was repaid and terminated pursuant to this recapitalization transaction. The trust had received 562,868,096 shares of AIG common stock in exchange for AIG's Series C Perpetual, Convertible Participating Preferred Stock, which was previously held by the trust for the benefit of the U.S. Treasury. 7/ The amount of Treasury's AIA Preferred Units and ALICO Junior Preferred Interests holdings do not reflect preferred returns on the securities that accrue quarterly. 8/ Proceeds include amounts applied to pay (i) accrued preferred returns and (ii) redeem the outstanding liquidation amount. 9/ On 5/27/2011, Treasury completed the sale of 200,000,000 shares of common stock at $29.00 per share for total proceeds of $5,800,000,000, pursuant to an underwriting agreement executed on 05/24/2011. 10/ On 5/27/2011, pursuant to the terms of the agreements governing the Preferred Stock (Series G), the available amount of the Preferred Stock (Series G) was reduced to $0 as a result of AIG’s primary offering of its common stock and the Preferred Stock (Series G) was cancelled. 11/ On 3/13/2012, Treasury completed the sale of 206,896,552 shares of common stock at $29.00 per share for total proceeds of $6,000,000,008, pursuant to an underwriting agreement executed on 3/8/2012. 12/ On 5/10/2012, Treasury completed the sale of 188,524,589 shares of common stock at $30.50 per share for total proceeds of $5,749,999,965, pursuant to an underwriting agreement executed on 5/6/2012. 13/ On 8/8/2012, Treasury completed the sale of 188,524,590 shares of common stock at $30.50 per share for total proceeds of $5,749,999,995, pursuant to an underwriting agreement executed on 8/3/2012. 14/ On 9/14/2012, Treasury completed the sale of 636,923,075 shares of common stock at $32.50 per share for total proceeds of $20,699,999,938, pursuant to an underwriting agreement executed on 9/10/2012. 15/ On 12/14/2012, Treasury completed the sale of 234,169,156 shares of common stock at $32.50 per share for total proceeds of $7,610,497,570, pursuant to an underwriting agreement executed on 12/10/2012. Page 35 of 43 CREDIT MARKET PROGRAMS TERM ASSET-BACKED SECURITIES LOAN FACILITY Seller Footnote Date Name of Institution City Transaction State Type Investment Description Investment Amount Pricing Mechanism Adjusted Investment Date Amount 2 7/19/2010 $ 4,300,000,000 6/28/2012 1 3/3/2009 TALF LLC Wilmington DE Purchase Debt Obligation w/ Additional Note $ 20,000,000,000 3 $ 1,400,000,000 N/A 1/15/2013 Final Investment Amount $ 100,000,000 Total Investment Amount $ 100,000,000 4 $ 100,000,000 Date Repayment 5 Description Amount 2/6/2013 Principal Repayment $ 100,000,000 2/6/2013 3/6/2013 4/4/2013 5/6/2013 6/6/2013 Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds Contingent Interest Proceeds $ $ $ $ $ 212,829,610 97,594,053 6,069,968 4,419,259 96,496,772 $ 517,409,662 Total Repayment Amount 5 1/ The loan was funded through TALF LLC, a special purpose vehicle created by The Federal Reserve Bank of New York ("FRBNY"). The amount of $20,000,000,000 represents the maximum loan amount. The loan will be incrementally funded. 2/ On 7/19/2010, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously entered into on 3/3/2009, which amendment reduced Treasury's maximum loan amount to $4,300,000,000. 3/ On 6/28/2012, Treasury, the FRBNY and TALF LLC entered into an amendment of the credit agreement previously amended 7/19/2010, which reduced Treasury's maximum loan amount to $1,400,000,000. 4/ On 1/15/2013, Treasury, the FRBNY and TALF LLC entered into an amendment that stated that, due to the fact that the accumulated fees collected through TALF exceed the total principal amount of TALF loans outstanding, Treasury’s commitment of TARP funds to provide credit protection is no longer necessary. 5/ Repayment amounts do not include accrued interest proceeds received on 2/6/2013, which are reflected on the Dividends & Interest Report. Page 36 of 43 CREDIT MARKET PROGRAMS SBA 7a SECURITIES PURCHASE PROGRAM Purchase Details 1 Date 3/19/2010 3/19/2010 3/19/2010 4/8/2010 4/8/2010 5/11/2010 5/11/2010 5/11/2010 5/25/2010 5/25/2010 6/17/2010 6/17/2010 7/14/2010 7/14/2010 7/14/2010 7/29/2010 7/29/2010 8/17/2010 8/17/2010 8/17/2010 8/31/2010 8/31/2010 8/31/2010 9/14/2010 9/14/2010 9/14/2010 9/14/2010 9/28/2010 9/28/2010 9/28/2010 9/28/2010 Investment Description Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2022 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2016 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2033 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2025 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2017 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2019 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2024 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2020 Floating Rate SBA 7a security due 2021 Floating Rate SBA 7a security due 2029 Floating Rate SBA 7a security due 2026 Floating Rate SBA 7a security due 2035 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2034 Floating Rate SBA 7a security due 2035 Total Purchase Face Amount Settlement Details Purchase Face Amount 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,070,000 7,617,617 8,030,000 23,500,000 8,900,014 10,751,382 12,898,996 8,744,333 8,417,817 17,119,972 34,441,059 28,209,085 6,004,156 6,860,835 13,183,361 2,598,386 9,719,455 8,279,048 5,000,000 10,000,000 9,272,482 10,350,000 6,900,000 8,902,230 8,050,000 5,750,000 5,741,753 3,450,000 11,482,421 13,402,491 14,950,000 $ 332,596,893 Investment Amount Pricing Mechanism TBA or 3 PMF Settlement Date 107.75 109 108.875 110.502 107.5 106.806 109.42 110.798 110.125 109.553 110.785 112.028 106.625 108.505 111.86 108.4375 106.75 110.198 110.088 110.821 110.515 112.476 105.875 111.584 110.759 106.5 110.5 110.875 113.838 113.9 114.006 - 3/24/2010 3/24/2010 3/24/2010 5/28/2010 4/30/2010 6/30/2010 6/30/2010 6/30/2010 7/30/2010 7/30/2010 8/30/2010 8/30/2010 9/30/2010 9/30/2010 9/30/2010 9/30/2010 10/29/2010 9/30/2010 10/29/2010 10/29/2010 9/29/2010 10/29/2010 11/30/2010 10/29/2010 11/30/2010 11/30/2010 11/30/2010 11/30/2010 12/30/2010 11/30/2010 12/30/2010 TOTAL INVESTMENT AMOUNT 2, 3 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Senior Security 4 Proceeds $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 2,184 4,130 4,348 12,983 4,783 5,741 7,057 4,844 4,635 9,377 19,077 15,801 3,200 3,722 7,373 1,408 5,187 4,561 2,752 5,541 5,123 5,820 3,652 4,966 4,458 3,061 3,172 1,912 6,535 7,632 8,521 Total Senior Security Proceeds $ 183,555 $ 4,377,249 8,279,156 8,716,265 26,041,643 9,598,523 11,511,052 14,151,229 9,717,173 9,294,363 18,801,712 38,273,995 31,693,810 6,416,804 7,462,726 14,789,302 2,826,678 10,394,984 9,150,989 5,520,652 11,115,031 10,277,319 11,672,766 7,319,688 9,962,039 8,940,780 6,134,172 6,361,173 3,834,428 13,109,070 15,308,612 17,092,069 TBA or 3 PMF - Final Disposition 368,145,452 Trade Date PMF 6/21/2011 10/19/2011 6/21/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 6/7/2011 9/20/2011 6/21/2011 9/20/2011 6/21/2011 10/19/2011 6/21/2011 1/24/2012 6/21/2011 9/20/2011 10/19/2011 10/19/2011 9/20/2011 10/19/2011 1/24/2012 1/24/2012 1/24/2012 1/24/2012 1/24/2012 10/19/2011 1/24/2012 10/19/2011 1/24/2012 - Purchase Face 3 Amount 6 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 4,070,000 7,617,617 8,030,000 23,500,000 8,900,014 10,751,382 12,898,996 8,744,333 8,417,817 17,119,972 34,441,059 28,209,085 6,004,156 6,860,835 13,183,361 2,598,386 9,719,455 8,279,048 5,000,000 10,000,000 9,272,482 10,350,000 6,900,000 8,902,230 8,050,000 5,750,000 5,741,753 3,450,000 11,482,421 13,402,491 14,950,000 Life-to-date Principal Received Current Face Amount 6, 8 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Disposition 5, 6 Amount 1, 8 3,151,186 5,891,602 5,964,013 22,350,367 6,542,218 9,819,270 12,570,392 8,483,188 8,171,159 15,030,712 32,656,125 25,930,433 5,656,049 6,520,875 12,704,841 1,903,407 9,531,446 6,425,217 4,580,543 9,030,539 8,403,846 10,099,555 6,236,800 7,503,681 7,053,867 5,473,724 4,307,881 3,367,168 10,592,775 12,963,737 14,562,161 902,633 1,685,710 2,022,652 1,149,633 2,357,796 932,112 328,604 261,145 246,658 2,089,260 1,784,934 2,278,652 348,107 339,960 478,520 694,979 188,009 1,853,831 419,457 969,461 868,636 250,445 663,200 1,398,549 996,133 276,276 1,433,872 82,832 889,646 438,754 387,839 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 3,457,746 6,462,972 6,555,383 25,039,989 7,045,774 10,550,917 13,886,504 9,482,247 8,985,818 16,658,561 36,072,056 29,142,474 6,051,772 7,105,304 14,182,379 2,052,702 10,223,264 7,078,089 5,029,356 9,994,806 9,230,008 11,314,651 6,556,341 8,269,277 7,703,610 5,764,858 4,693,918 3,698,411 11,818,944 14,433,039 16,383,544 Disposition Proceeds $ 334,924,711 7 TOTAL PROGRAM PROCEEDS TO DATE $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ 376,748,302 1/ The amortizing principal and interest payments are reported on the monthly Dividends and Interest Report available at www.FinancialStability.gov. 2/ Investment Amount is stated after applying the appropriate month's factor and includes accrued interest paid at settlement, if applicable. 3/ If a purchase is listed as TBA, or To-Be-Announced, the underlying loans in the SBA Pool have yet to come to market, and the TBA pricing mechanism, purchase face amount, investment amount and senior security proceeds will be adjusted within the variance permitted under the program terms. If a purchase is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security and senior security are priced according to the prior-month's factor. The PMF investment amount and senior security proceeds will be adjusted after publication of the applicable month's factor (on or about the 11th business day of each month). 4/ In order to satisfy the requirements under Section 113 of the Emergency Economic Stabilization Act of 2008, Treasury will acquire a senior indebtedness instrument (a Senior Security) from the seller of each respective SBA 7a Security. Each Senior Security will (i) have an aggregate principal amount equal to the product of (A) 0.05% and (B) the Investment Amount (excluding accrued interest) paid by Treasury for the respective SBA 7a Security, and (ii) at the option of the respective seller, may be redeemed at par value immediately upon issuance, or remain outstanding with the terms and conditions as set forth in the Master Purchase Agreement. 5/ Disposition Amount is stated after applying the appropriate month's factor and includes accrued interest received at settlement, if applicable. If the disposition is listed as PMF, the disposition amount will be adjusted after publication of the applicable month's factor. 6/ If a disposition is listed as PMF, or Prior-Month-Factor, the trade was made prior to the applicable month's factor being published and the SBA 7a security is priced according to the prior-month's factor. The PMF disposition amount will be adjusted after publication of the applicable month's factor (on or about the 11th business day of each month). 7/ Total Program Proceeds To Date includes life-to-date disposition proceeds, life-to-date principal received, life-to-date interest received, and senior security proceeds (excluding accruals). 8/ The sum of Current Face Amount and Life-to-date Principal Received will equal Purchase Face Amount for CUSIPs that were originally purchased as TBAs only after the applicable month's factor has been published and trailing principal & interest payments have been received. Page 37 of 43 CREDIT MARKET PROGRAMS LEGACY SECURITIES PUBLIC-PRIVATE INVESTMENT PROGRAM (S-PPIP) Preliminary Adjusted Seller Footnote Date 1 9/30/2009 2 9/30/2009 Name of Institution UST/TCW Senior Mortgage Securities Fund, L.P. UST/TCW Senior Mortgage Securities Fund, L.P. Commitment City Wilmington Wilmington Transaction Type State DE DE Purchase Purchase Commitment Amount Investment Description Membership Interest Debt Obligation w/ Contingent Proceeds $ $ 1,111,111,111 2,222,222,222 Pricing Mechanism Date Par 1/4/2010 Par 1/4/2010 3 Amount 4 $ 4 $ 156,250,000 200,000,000 Final Investment Final Commitment Amount Date 1/4/2010 1/4/2010 7 Amount Amount 4 $ 4 $ 156,250,000 200,000,000 9 Amount $ $ 156,250,000 200,000,000 Capital Repayment Details Repayment Date 1/15/2010 1/11/2010 1/12/2010 1 9/30/2009 Invesco Legacy Securities Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 856,000,000 $ 580,960,000 9/30/2009 Invesco Legacy Securities Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 9/26/2011 8 $ 1,161,920,000 $ 1,161,920,000 Repayment Amount $ $ $ 156,250,000 34,000,000 166,000,000 Amount $ $ $ 0 0 578,515,653 Membership Interest 4/15/2010 $ 3,533,199 $ 574,982,454 Membership Interest 9/15/2010 $ 30,011,187 $ 544,971,267 Membership Interest 11/15/2010 $ 66,463,982 $ 478,507,285 Membership Interest 12/14/2010 $ 15,844,536 $ 462,662,749 Membership Interest 1/14/2011 $ 13,677,726 $ 448,985,023 Membership Interest 2/14/2011 $ 48,523,845 $ 400,461,178 Membership Interest 3/14/2011 $ 68,765,544 $ 331,695,634 Membership Interest 4/14/2011 $ 77,704,254 $ 253,991,380 Membership Interest 5/20/2011 $ 28,883,733 $ 225,107,647 Membership Interest 6/14/2011 $ 9,129,709 $ 215,977,938 Membership Interest 7/15/2011 $ 31,061,747 $ 184,916,192 Membership Interest 8/12/2011 $ 10,381,214 $ 174,534,977 Membership Interest 10/17/2011 $ 6,230,731 $ 168,304,246 Membership Interest 12/14/2011 $ 1,183,959 $ 167,120,288 Membership Interest 1/17/2012 $ 1,096,185 $ 166,024,103 Membership Interest 2/14/2012 $ 1,601,688 $ 164,422,415 Membership Interest 3/14/2012 $ 3,035,546 $ 161,386,870 Membership Interest 2/18/2010 $ 4,888,718 $ 4/15/2010 $ 7,066,434 $ 9/15/2010 $ 60,022,674 $ 11/15/2010 $ 132,928,628 $ 12/14/2010 $ 31,689,230 $ 1/14/2010 $ 27,355,590 $ 2/14/2011 $ 92,300,138 $ 3/14/2011 $ 128,027,536 $ 4/14/2011 $ 155,409,286 $ 5/20/2011 $ 75,085,485 $ 6/14/2011 $ 18,259,513 $ 7/15/2011 $ 62,979,809 $ 8/12/2011 $ 20,762,532 $ 10/17/2011 $ 37,384,574 $ 12/14/2011 $ 7,103,787 $ Proceeds 5 1/29/2010 Distribution 2/24/2010 Final Distribution 1/29/2010 Distribution 2/24/2010 Final Distribution 3/29/2012 Distribution 8/9/2012 Distribution 9/28/2012 Final Distribution Adjusted 6/4/2013 Distribution 5 $ 20,091,872 $ 48,922 $ 502,302 $ 1,223 $ 56,390,209 0 $ 1,056,751 $ 18,772 $ 69,399 5 Contingent Proceeds $ $ Description Debt Obligation w/ Contingent 166,000,000 Proceeds 2,444,347 161,386,870 Date Membership Interest $ $ Distribution or Disposition Description 2/18/2010 3/29/2012 2 Investment After Capital Repayment 5 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 10 Membership Interest 10 5 5 5, 13 5 Debt Obligation w/ Contingent 1,157,031,282 Proceeds Debt Obligation w/ Contingent 1,149,964,848 Proceeds Debt Obligation w/ Contingent 1,089,942,174 Proceeds Debt Obligation w/ Contingent 957,013,546 Proceeds Debt Obligation w/ Contingent 925,324,316 Proceeds Debt Obligation w/ Contingent 897,968,726 Proceeds Debt Obligation w/ Contingent 805,668,588 Proceeds Debt Obligation w/ Contingent 677,641,052 Proceeds Debt Obligation w/ Contingent 522,231,766 Proceeds Debt Obligation w/ Contingent 447,146,281 Proceeds Debt Obligation w/ Contingent 428,886,768 Proceeds Debt Obligation w/ Contingent 365,906,960 Proceeds Debt Obligation w/ Contingent 345,144,428 Proceeds Debt Obligation w/ Contingent 307,759,854 Proceeds Debt Obligation w/ Contingent 300,656,067 Proceeds Page 38 of 43 Preliminary Adjusted Seller Footnote Date Name of Institution Commitment City Transaction Type State Commitment Amount Investment Description Pricing Mechanism Date 3 Amount Final Investment Final Commitment Amount Date 7 Amount Amount 9 Amount Repayment Date 2 1 10/1/2009 10/1/2009 10/2/2009 Wellington Management Legacy Securities PPIF Master Fund, LP Wellington Management Legacy Securities PPIF Master Fund, LP AllianceBernstein Legacy Securities Master Fund, L.P. Wilmington Wilmington Wilmington DE DE DE Purchase Purchase Purchase Membership Interest Debt Obligation w/ Contingent Proceeds Membership Interest $ $ $ 1,111,111,111 2,222,222,222 1,111,111,111 Par Par Par 3/22/2010 6 $ 3/22/2010 6 $ 3/22/2010 6 $ 1,262,037,500 2,524,075,000 1,244,437,500 7/16/2010 7/16/2010 7/16/2010 $ $ $ 1,149,487,000 2,298,974,000 1,150,423,500 $ $ $ 1,149,487,000 2,298,974,000 1,064,141,738 10/2/2009 AllianceBernstein Legacy Securities Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 2,300,847,000 12 $ 2,128,000,000 6,577,144 $ 2/14/2012 $ 9,610,173 $ 10/2/2009 Blackrock PPIF, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 694,980,000 $ 528,184,800 $ 284,468,750 $ Date 0 1,086,987,313 Membership Interest 9/17/2012 $ 152,499,238 $ 934,488,075 Membership Interest 1/15/2013 $ 254,581,112 $ 679,906,963 Membership Interest 2/13/2013 $ 436,447,818 $ 243,459,145 Membership Interest 3/13/2013 $ 243,459,145 $ 6/26/2012 $ 125,000,000 $ 2,173,974,000 9/17/2012 $ 305,000,000 $ 1,868,974,000 12/6/2012 $ 800,000,000 $ 1,068,974,000 12/21/2012 $ 630,000,000 $ 438,974,000 1/15/2013 $ 97,494,310 $ 341,479,690 1/24/2013 $ 341,479,690 $ - Contingent Proceeds 1/15/2010 $ 44,043 $ 1,064,097,694 Membership Interest 10 2/14/2011 $ 712,284 $ 1,063,385,410 Membership Interest 10 3/14/2011 $ 6,716,327 $ 1,056,669,083 Membership Interest 10 4/14/2011 $ 7,118,388 $ 1,049,550,694 Membership Interest 10 5/14/2012 $ 39,999,800 $ 1,009,550,894 Membership Interest 10 6/14/2012 $ 287,098,565 $ 722,452,330 Membership Interest 10 7/16/2012 $ 68,749,656 $ 653,702,674 Membership Interest 10 8/14/2012 $ 361,248,194 $ 292,454,480 Membership Interest 10 - $ 30,244,575 $ 2,097,755,425 6/14/2011 $ 88,087 $ 2,097,667,339 5/3/2012 $ 80,000,000 $ 2,017,667,339 5/14/2012 $ 30,000,000 $ 1,987,667,339 5/23/2012 $ 500,000,000 $ 1,487,667,339 6/14/2012 $ 44,200,000 $ 1,443,467,339 6/25/2012 $ 120,000,000 $ 1,323,467,339 7/16/2012 $ 17,500,000 $ 1,305,967,339 7/27/2012 $ 450,000,000 $ 855,967,339 8/14/2012 $ 272,500,000 $ 583,467,339 583,467,339 $ Distribution 8/9/2012 Distribution 9/28/2012 Final Distribution Adjusted 6/4/2013 Distribution 3/13/2013 Distribution 4/17/2013 Distribution 8/30/2012 Distribution 9/12/2012 Distribution 9/19/2012 Distribution 10/1/2012 Distribution 12/21/2012 Distribution 10/3/2012 Distribution - 12/21/2012 Distribution $ 3,434,460 $ 40,556 $ 469 $ 1,735 $ 479,509,240 $ 16,195,771 $ 75,278,664 $ 79,071,633 $ 106,300,357 $ 25,909,972 $ 678,683 $ 12,012,957 $ 16,967 5 5, 13 5 10 10 10 10 0 5/16/2011 $ 5 3/29/2012 10 $ $ Proceeds Contingent Proceeds 62,499,688 292,454,480 Description Debt Obligation w/ Contingent 294,078,924 Proceeds Debt Obligation w/ Contingent 284,468,750 Proceeds $ $ Distribution or Disposition Description 7/16/2012 8/22/2012 1 Amount $ 8/30/2012 2 Repayment Amount 1/17/2012 3/14/2012 1 Investment After Capital Repayment Capital Repayment Details Membership Interest Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Membership Interest 10 5 5, 11 5, 11 5, 11 5, 11 5, 11 5, 11 Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Contingent Proceeds 8/14/2012 $ 90,269,076 $ 437,915,724 Membership Interest 9/17/2012 $ 8,833,632 $ 429,082,092 Membership Interest 5, 11 5, 11 10 10 Page 39 of 43 Preliminary Adjusted Seller Footnote 2 Date 10/2/2009 Name of Institution Blackrock PPIF, L.P. Commitment City Wilmington Transaction Type State DE Purchase Commitment Amount Investment Description Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Pricing Mechanism Par Date 3/22/2010 6 $ 3 Amount 2,488,875,000 Final Investment Final Commitment Amount Date 7/16/2010 7 Amount Amount $ 1,389,960,000 9 Amount $ 1,053,000,000 Repayment Date 10/30/2009 AG GECC PPIF Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,271,337,500 7/16/2010 $ 1,243,275,000 $ 1,117,399,170 10/30/2009 AG GECC PPIF Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,542,675,000 7/16/2010 $ 2,486,550,000 $ 2,234,798,340 10,055,653 $ 11/5/2012 $ 419,026,439 $ 11/4/2009 RLJ Western Asset Public/Private Master Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 620,578,258 $ 620,578,258 419,026,439 Membership Interest 175,000,000 $ 878,000,000 8/14/2012 $ 5,539,055 $ 872,460,945 8/31/2012 $ 16,000,000 $ 856,460,945 9/17/2012 $ 1,667,352 $ 854,793,592 9/28/2012 $ 35,000,000 $ 819,793,592 10/15/2012 $ 25,334,218 $ 794,459,374 794,459,374 $ 87,099,565 $ 1,030,299,606 Membership Interest 3/14/2012 $ 99,462,003 $ 930,837,603 Membership Interest 5/14/2012 $ 74,999,625 $ 855,837,978 Membership Interest 7/16/2012 $ 18,749,906 $ 837,088,072 Membership Interest 8/14/2012 $ 68,399,658 $ 768,688,414 Membership Interest 9/17/2012 $ 124,999,375 $ 643,689,039 Membership Interest 10/15/2012 $ 240,673,797 $ 403,015,242 Membership Interest 11/15/2012 $ 45,764,825 $ 357,250,417 Membership Interest 12/14/2012 $ 24,588,926 $ 332,661,491 Membership Interest 1/15/2013 $ 30,470,429 $ 302,191,061 Membership Interest 2/14/2013 $ 295,328,636 $ 6,862,425 Membership Interest $ 2/14/2012 $ 174,200,000 $ 3/14/2012 $ 198,925,000 $ 5/14/2012 $ 150,000,000 $ 7/16/2012 $ 37,500,000 $ 8/14/2012 $ 136,800,000 $ 9/17/2012 $ 250,000,000 $ 10/15/2012 $ 481,350,000 $ 11/15/2012 $ 274,590,324 $ 12/14/2012 $ 147,534,295 $ 1/15/2013 $ 182,823,491 $ $ 201,075,230 $ - Proceeds 10 - Contingent Proceeds $ 6,862,425 Description 11/5/2012 Distribution 12/5/2012 Distribution 11/5/2012 Distribution 12/5/2012 Distribution 2/21/2013 Distribution 2/27/2013 Distribution 3/14/2013 Distribution 4/19/2013 Distribution 4/25/2013 Distribution 5/29/2013 Distribution 4/19/2013 Distribution 4/25/2013 Distribution 5/29/2013 Distribution 5, 11 5, 11 $ 297,511,708 $ 57,378,964 $ 8,289,431 $ 1,433,088 $ 184,431,858 $ 20,999,895 $ 156,174,219 $ 105,620,441 $ 42,099,442 $ 49,225,244 $ 17,118,005 $ 1,052,497 $ 1,230,643 Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds 2/14/2012 $ Date - Membership Interest 10 $ $ Distribution or Disposition Description 7/31/2012 2/14/2013 1 Amount $ 2/21/2013 2 Repayment Amount 10/15/2012 10/18/2012 1 Investment After Capital Repayment Capital Repayment Details 5, 11 5, 11 10 10 10 10 10 10 10 10 10 10 10 Membership Interest 10 5, 11 5, 11 5, 11 5, 11 5, 11 5, 11 Debt Obligation w/ Contingent 2,060,598,340 Proceeds Debt Obligation w/ Contingent 1,861,673,340 Proceeds Debt Obligation w/ Contingent 1,711,673,340 Proceeds Debt Obligation w/ Contingent 1,674,173,340 Proceeds Debt Obligation w/ Contingent 1,537,373,340 Proceeds Debt Obligation w/ Contingent 1,287,373,340 Proceeds Debt Obligation w/ Contingent 806,023,340 Proceeds Debt Obligation w/ Contingent 531,433,016 Proceeds Debt Obligation w/ Contingent 383,898,721 Proceeds Debt Obligation w/ Contingent 201,075,230 Proceeds - Contingent Proceeds 3/14/2011 $ 1,202,957 $ 619,375,301 Membership Interest 10 4/14/2011 $ 3,521,835 $ 615,853,465 Membership Interest 10 8/14/2012 $ 104,959,251 $ 510,894,215 Membership Interest 10 5, 11 5, 11 5, 11 Page 40 of 43 Preliminary Adjusted Seller Footnote Date Name of Institution Commitment City Transaction Type State Commitment Amount Investment Description Pricing Mechanism Date 3 Amount Final Investment Final Commitment Amount Date 7 Amount Amount 9 Amount Repayment Date 11/4/2009 RLJ Western Asset Public/Private Master Fund, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 1,241,156,516 $ 1,241,000,000 11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 474,550,000 $ 474,550,000 11/25/2009 Marathon Legacy Securities Public-Private Investment Partnership, L.P. Wilmington DE Purchase Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Par 3/22/2010 6 $ 2,488,875,000 7/16/2010 $ 949,100,000 $ 949,000,000 10 9/28/2012 $ 180,999,095 $ 257,254,875 Membership Interest 10 10/15/2012 $ 134,999,325 $ 122,255,550 Membership Interest 10 12/18/2009 Oaktree PPIP Fund, L.P. Wilmington DE Purchase Membership Interest $ 1,111,111,111 Par 3/22/2010 6 $ 1,244,437,500 7/16/2010 $ 1,160,784,100 $ 555,904,633 122,255,550 $ - 5/13/2011 $ 13,531,530 $ 1,227,468,470 7/31/2012 $ 618,750,000 $ 608,718,470 8/9/2012 $ 151,006,173 $ 457,712,297 8/14/2012 $ 11,008,652 $ 446,703,645 8/23/2012 $ 160,493,230 $ 286,210,415 8/29/2012 $ 103,706,836 $ 182,503,579 9/17/2012 $ 20,637,410 $ 161,866,170 $ 161,866,170 $ - Membership Interest 74,499,628 $ 400,050,373 Membership Interest 11/15/2012 $ 59,787,459 $ 340,262,914 Membership Interest 12/14/2012 $ 40,459,092 $ 299,803,821 Membership Interest 1/15/2013 $ 10,409,317 $ 289,394,504 Membership Interest 1/30/2013 $ 219,998,900 $ 69,395,604 Membership Interest 2/25/2013 $ 39,026,406 $ 30,369,198 Membership Interest 30,369,198 $ - 9/17/2012 $ 149,000,000 $ 800,000,000 11/15/2012 $ 119,575,516 $ 680,424,484 11/20/2012 $ 195,000,000 $ 485,424,484 12/14/2012 $ 47,755,767 $ 437,668,717 1/15/2013 $ 62,456,214 $ 375,212,503 $ 375,212,503 $ - Distribution 10/19/2012 Distribution 11/2/2012 Distribution 12/21/2012 Distribution 3/25/2013 Distribution 4/16/2013 Distribution 5/16/2013 Distribution 4/16/2013 Distribution 5/16/2013 Distribution 6/3/2013 Distribution 6/14/2013 Distribution 5, 11 $ 148,749,256 $ 549,997 5, 11 $ 6,789,287 5, 11 $ 3,718,769 5, 11 $ 13,750 $ 164,629,827 $ 71,462,104 $ 38,536,072 $ 7,143,340 $ 963,411 $ 46,575,750 $ 54,999,725 10 10 Membership Interest 10 5, 11 5, 11 5, 11 Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Contingent Proceeds 10 3/14/2012 $ 39,387,753 $ 477,017,077 Membership Interest 10 9/17/2012 $ 22,111,961 $ 454,905,116 Membership Interest 10 10/15/2012 $ 32,496,972 $ 422,408,144 Membership Interest 10 11/15/2012 $ 111,539,536 $ 310,868,608 Membership Interest 10 12/14/2012 $ 55,540,026 $ 255,328,581 Membership Interest 10 1/15/2013 $ 14,849,910 $ 240,478,671 Membership Interest 10 4/12/2013 $ 18,268,328 $ 222,210,343 Membership Interest 10 5/14/2013 $ 70,605,973 $ 151,604,370 Membership Interest 10 5/28/2013 $ 119,769,362 $ 31,835,008 Membership Interest 10 - 12/21/2012 5, 11 147,464,888 10 516,404,830 Membership Interest $ Distribution $ 10 39,499,803 $ 31 835 008 11/2/2012 5, 11 10 $ $ Distribution Proceeds 10 7/15/2011 6/3/2013 10/19/2012 10 Contingent Proceeds $ $ Description Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds Debt Obligation w/ Contingent Proceeds 9/17/2012 1/24/2013 1 Date 438,253,970 Membership Interest $ Distribution or Disposition Description 72,640,245 $ 3/25/2013 2 Amount $ 9/21/2012 1 Repayment Amount 9/17/2012 10/19/2012 2 Investment After Capital Repayment Capital Repayment Details Membership Interest 10 5, 11 5, 11 5, 11 5, 11 Page 41 of 43 Preliminary Adjusted Seller Footnote Date Name of Institution Commitment City Transaction Type State Investment Description Commitment Amount Pricing Mechanism Date 3 Amount Final Investment Final Commitment Amount Date Amount 7 Amount 9 Amount Investment After Capital Repayment Capital Repayment Details Repayment Date 6/3/2013 $ Repayment Amount 31,835,008 Amount $ - Description Membership Interest Distribution or Disposition Date Description 6/24/2013 Distribution 6/26/2013 Distribution 5, 11 5, 11 Proceeds $ 27,999,860 $ 11,749,941 Page 42 of 43 Preliminary Adjusted Seller Footnote 2 Date Name of Institution 12/18/2009 Oaktree PPIP Fund, L.P. Commitment City Wilmington Transaction Type State DE Purchase Commitment Amount Investment Description Debt Obligation w/ Contingent Proceeds $ 2,222,222,222 Pricing Mechanism Par Date 3 Amount 3/22/2010 6 $ 2,488,875,000 Final Investment Final Commitment Amount Date 7/16/2010 7 Amount Amount $ 9 Amount 2,321,568,200 $ 1,111,000,000 Repayment Date 30,000,000,000 FINAL COMMITMENT AMOUNT $ Amount Description $ 79,000,000 $ 3/14/2012 $ 78,775,901 $ Debt Obligation w/ Contingent 1,032,000,000 Proceeds Debt Obligation w/ Contingent 953,224,099 Proceeds 9/17/2012 $ 44,224,144 $ Debt Obligation w/ Contingent 908,999,956 Proceeds 10/15/2012 $ 64,994,269 $ Debt Obligation w/ Contingent 844,005,687 Proceeds $ Debt Obligation w/ Contingent 620,925,500 Proceeds $ 223,080,187 12/14/2012 $ 111,080,608 $ Debt Obligation w/ Contingent 509,844,892 Proceeds 1/15/2013 $ 89,099,906 $ Debt Obligation w/ Contingent 420,744,985 Proceeds 4/12/2013 $ 109,610,516 $ Debt Obligation w/ Contingent 311,134,469 Proceeds 5/14/2013 $ Repayment Amount 7/15/2011 11/15/2012 INITIAL COMMITMENT AMOUNT Investment After Capital Repayment Capital Repayment Details $ 311,134,469 - Contingent Proceeds Date Description 5/28/2013 Distribution 6/3/2013 Distribution 6/14/2013 Distribution 6/24/2013 Distribution 6/26/2013 Distribution 5, 11 5, 11 5, 11 5, 11 5, 11 TOTAL DISTRIBUTIONS 5 21,856,403,574 TOTAL CAPITAL REPAYMENT AMOUNT $ $ Distribution or Disposition Proceeds $ 444,393 $ 1,960,289 $ 1,375,007 $ 700,004 $ 293,751 $ 2,555,315,773 18,625,147,938 1/ The equity amount may be incrementally funded. Commitment amount represents Treasury's maximum obligation if the limited partners other than Treasury fund their maximum equity capital obligations. 2/ The loan may be incrementally funded. Commitment amount represents Treasury's maximum obligation if Treasury and the limited partners other than Treasury fund 100% of their maximum equity obligations. 3/ Adjusted to show Treasury's maximum obligations to a fund. 4/ On 1/4/2010, Treasury and the fund manager entered into a Winding-Up and Liquidation Agreement. 5/ Distributions after capital repayments will be considered profit and are paid pro rata (subject to prior distribution of Contingent Proceeds to Treasury) to the fund's partners, including Treasury, in proportion to their membership interests. These figures exclude pro-rata distributions to Treasury of gross investment proceeds (reported on the Dividends & Interest report), which may be made from time to time in accordance with the terms of the fund's Limited Partnership Agreement. 6/ Following termination of the TCW fund, the $3.33 billion of obligations have been reallocated to the remaining eight funds pursuant to consent letters from Treasury dated as of 3/22/2010. $133 million of maximum equity capital obligation and $267 million of maximum debt obligation were reallocated per fund, after adjustment for the $17.6 million and $26.9 million equity capital reallocations from private investors in the TCW fund to the Wellington fund and the AG GECC fund, respectively. The $356 million of final investment in the TCW fund will remain a part of Treasury's total maximum S-PPIP investment amount. 7/ Amount adjusted to show Treasury's final capital commitment (membership interest) and the maximum amount of Treasury's debt obligation that may be drawn down in accordance with the Loan Agreement. 8/ On 09/26/2011, the General Partner notified Treasury that the Investment Period was terminated in accordance with the Limited Partnership Agreement. As a result, the Final Investment Amount, representing Treasury's debt obligation, has been reduced to the cumulative amount of debt funded. 9/ Cumulative capital drawn at end of the Investment Period. 10/ The Amount is adjusted to reflect pro-rata equity distributions that have been deemed to be capital repayments to Treasury. 11/ Distribution represents a gain on funded capital and is subject to revision pending any additional fundings of the outstanding commitment. 12/ On 08/23/2012, AllianceBernstein agreed to de-obligate its unused debt commitment. The Final Investment Amount represents the cumulative capital drawn as of the de-obligation. 13/ On, 6/5/2013, Invesco Mortgage Recovery Master Fund L.P. made a distribution to Treasury that is the result of adjustments made to positions previously held by the Invesco Legacy Securities Master Fund, L.P. “Partnership”, of which The U.S. Department of the Treasury is a Limited Partner. The adjusted distribution was made 18 months after the Final Distribution on 9/28/2012. Page 43 of 43