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INVESTMENT BANKERS ASSOCIATION OF AMERICA
BOARD OF GOVERNORS
PRESIDENT
Jean C. Witter
GOVERNORS
San Francisco
Dean Witter & Co.
VICE PRESIDENTS
Devereux C. Josephs
Philadelphia
E. W. Clark & Co.
John S. Linen
New York
Chase National Bank of the City of New York
Boston
Jackson & Curtis
Francis F. Patton
Chicago
A. G. Becker & Co., Incorporated
Albert E. Van Court
Los Angeles
William R. Staats Co.
James J. Minot, Jr.
EXECUTIVE
SECRETARY AND TREASURER
Chicago
33 South Clark Street
Alden H. Little
GOVERNORS
Edgar M. Adams
Portland
E. M. Adams & Co.
Russell D. Bell
Montreal
Greenshields & Company, Inc.
C. Prevost Boyce
Baltimore
Stein Bros. & Boyce
Emmett F. Connely
Detroit
First of Michigan Corporation
GOVERNORS
Nashville
Blair A. Phillips
Davenport
Equitable Securities Corporation
White-Phillips Corporation
William R. Daley
Cleveland
John A. Prescott
Kansas City
Otis & Co.
Prescott, Wright, Snider Company
Ernest O. Dorbritz
Pittsburgh
Julius W. Reinholdt, Jr.
St.Louis
Moore, Leonard & Lynch
Reinholdt & Gardner
Ben B. Ehrlichman
Seattle
Joseph P. Ripley
NewYork
Drumheller, Ehrlichman Company
Harriman Ripley & Co., Incorporated
F. Dewey Everett
NewYork J. Fleming Settle
Atlanta
Hornblower & Weeks
J. H. Hilsman & Co., Inc.
Francis E. Frothingham
Boston
George F. Spaulding
Chicago
Coffin & Burr, Inc.
The Northern Trust Company
Albert H. Gordon
NewYork John K. Starkweather
NewYork
Kidder, Peabody & Co.
Starkweather & Co.
Perry E. Hall
NewYork John O. Stubbs
Boston
Morgan Stanley & Co. Incorporated
Whiting, Weeks & Stubbs Incorporated
James M. Hutton, Jr.
Cincinnati
John J. Sullivan
Denver
W. E. Hutton & Company
Sullivan & Company
Royal D. Kercheval
St.Louis P. A. Walters
Chicago
Boatmen’s National Bank
Stone & Webster and Blodget, Inc.
Augustus Knight
Chicago
Francis T. Ward
NewYork
Bartlett, Knight & Co.
Clark, Dodge & Co.
John J. McKeon
New Haven
Jay N. Whipple
Chicago
Chas. W. Scranton & Co.
Bacon, Whipple & Co.
Cons Mitchum
San Francisco
Claude W. Wilhide
Baltimore
Mitchum, Tully & Co.
Baker, Watts & Co.
J. Ludwig Mosle
Galveston
Harold E. Wood
st. Paul
Mosle and Moreland
Harold E. Wood & Company
Robert H. Parsons
Los Angeles
Alexander C. Yarnall
Philadelphia
Pacific Company of California
Yarnall & Co.
Brownlee O. Currey
APPOINTED OFFICERS AND COUNSEL
FIELD SECRETARY
Arthur G. Davis
Chicago
33 South Clark Street
EDUCATIONAL DIRECTOR
Chicago
David Dillman
33 South Clark Street
SECRETARY
Chicago
Robert Stevenson, 3rd
33 South Clark Street
Dudley
ASSISTANT SECRETARIES
Chicago
Mary R. Lincoln
33 South Clark Street
MUNICIPAL SECRETARY
C. Smith
Chicago
33 South Clark Street
Dorothy A. Duval
Chicago
33 South Clark Street
OFFICE COUNSEL
OFFICIAL REPORTER
Theodore S. Chapman
Chicago
George J. Drobnis
111 West Monroe Street
Chicago
69 West Washington Street
GROUP CHAIRMEN
CALIFORNIA
MISSISSIPPI VALLEY
Vic E. Breeden
San Francisco
R. H. Moulton & Company
Harry Theis
CANADIAN
H. D. Leeming
A. E. Ames & Co., Limited
William H. Y. Hackett
Toronto
St. Louis
Albert Theis & Sons, Inc.
NEW ENGLAND
CENTRAL STATES
SOUTHEASTERN
Rush S. Dickson
Alexander M. White, Jr.
New York
White, Weld & Co.
EASTERN PENNSYLVANIA
Hopkinson, Jr.
Philadelphia
Drexel & Co.
NORTHERN OHIO
Cleveland
Hayden, Miller and Company
OHIO VALLEY
Detroit
Lowry Sweney
Columbus
Lowry Sweney, Inc.
Martin, Smith & Company, Inc.
PACIFIC NORTHWEST
MINNESOTA
Minneapolis
Paine, Webber & Co.
T. Edward O’Connell
SOUTHERN
Robert C. Webster
Nashville
Webster & Gibson
John S. Fleek
MICHIGAN
Howard M. Smith
Charlotte
R. S. Dickson & Company
NEW YORK
Chicago
First Boston Corporation
R. C. Mees
Boston
Tucker, Anthony & Co.
Winthrop E. Sullivan
Edward
ROCKY MOUNTAIN
Denver
The J. K. Mullen Investment Company
Waller C. Brinker
Spokane
Murphey, Favre & Co.
SOUTHWESTERN
Harold R. Bailey
Kansas City
Commerce Trust Company
TEXAS
C. C . McClung
Dillingham <fc McClung, Inc.
Houston
WESTERN PENNSYLVANIA
F. P. Mullins
Pittsburgh
A. E. Masten & Company
NATIONAL COMMITTEE CHAIRMEN
EDUCATION
Francis F. Patton
Chicago
A. G. Becker & Co., Incorporated
FEDERAL LEGISLATION
INDUSTRIAL SECURITIES
San Francisco
Blyth & Co., Inc.
Roy L. Shurtleff
INVESTMENT COMPANIES
NewYork Earle Bailie
New York
Union Securities Corporation
John K. Starkweather
Starkweather & Co.
FEDERAL TAXATION
C. Prevost Boyce
Stein Bros. & Boyce
MEMBERSHIP
Baltimore
P. A. Walters
Chicago
Stone & Webster and Blodget, Inc.
FINANCE
George F. Spaulding
Chicago
The Northern Trust Company
FOREIGN SECURITIES
John
MUNICIPAL SECURITIES
S. Clark
Cleveland
Mitchell, Herrick & Co.
OVER-THE-COUNTER RULES
NewYork John O. Stubbs
Boston
Whiting, Weeks & Stubbs Incorporated
Carlton P. Fuller
Schroder Rockefeller & Co., Inc.
GOVERNMENTAL SECURITIES
PRIVATE PLACEMENT SPECIAL
NewYork Albert H. Gordon
New York
Guaranty Trust Company of New York
Kidder, Peabody & Co.
Robert G. Rouse
GROUP CHAIRMEN’S
Emmett F. Connely
First of Michigan Corporation
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
Detroit
PUBLIC SERVICE SECURITIES
New York
The First Boston Corporation
George D. Woods
1681
RAILROAD SECURITIES
Edward H. Leslie
New York
Wood, Struthers & Co.
RATINGS SPECIAL
Allan M. Pope
New York
The First Boston Corporation
SEGREGATION SPECIAL
Milwaukee
The Securities Company of Milwaukee, Inc.
William H. Brand
STATE LEGISLATION
Jay N. Whipple
Chicago
Bacon, Whipple & Co.
STOCK EXCHANGE RELATIONS
F. Dewey Everett
New York
Hornblower & Weeks
UNLISTED TRADING SPECIAL
New York
Eastman, Dillon & Co.
Frank F. Walker
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
1682
ALABAMA
Southern Group
BIRMINGHAM
♦Equitable Securities Corporation, Webb Craw
ford Bldg.
♦King, Mohr & Company, Webb Crawford Bldg.
♦Milhous, Gaines & Mayes, Inc., Webb Crawford
Bldg.
Ward, Sterne & Co., Brown-Marx Bldg.
Watkins, Morrow & Co., Woodward Bldg.
MOBILE
♦King, Mohr & Company, Merchants National
Bank Bldg.
MONTGOMERY
King, Mohr & Company, First National Bank
Bldg.
♦Ward, Sterne & Co., First National Bank Bldg.
ARIZONA
Rocky Mountain Group
PHOENIX
Hanchett Bond and Investment Company, Inc.,
H. G. Security Bldg.
Refsnes, Ely, Beck & Co., 112 W. Adams St.
ARKANSAS
Mississippi Valley Group
LITTLE ROCK
Walton, Sullivan & Co.. 509 Louisiana St.
Hill, Richards & Co., 621 S. Spring St.
♦Kaiser & Co., 650 S. Spring St.
♦Learoyd & Nightingale, Incorporated, 621 S.
Spring St.
Lester & Co., 621 S. Spring St.
Lewis & Company, M. H., 453 S. Spring St.
♦Livingstone & Co., S. R., 650 S. Spring St.
♦Mason Brothers, 650 S. Spring St.
♦Massachusetts Distributors, Inc., 621 S. Spring
St.
Miller & Co., Revel, 650 S. Spring St.
♦Mitchum, Tully & Co., 650 S. Spring St.
Moulton & Company, R. H„ 510 S. Spring St.
O’Melveny-Wagenseller & Durst, 626 S. Spring
St.
Pacific Company of California, 623 S. Hope St.
Page, Hubbard & Asche, 210 W. Seventh St.
Rath Company, Howard G„ 523 W. Sixth St.
Robinson & Co., B. B., 639 S. Spring St.
•Rollins & Sons, Inc., E. H., California Bank Bldg.
♦Schwabacher & Co., 643 S. Spring St.
Security-First National Bank of Los Angeles,
561 S. Spring St.
Staats Co., William R., 640 S. Spring St.
Stern, Frank & Meyer, Union Bank Bldg.
♦Weeden & Co.. 650 S. Spring St.
White, Wyeth & Co., 647 S. Spring St.
♦Witter & Co., Dean, 632 S. Spring St.
OAKLAND
♦American Trust Company, 14th St. & Broadway
♦Baker & Co., H. R., Central Bank Bldg.
♦Bankamerica Company, 1200 Broadway
♦Blyth & Co., Inc., Central Bank Bldg.
♦Brush, Slocumb & Co., 1212 Broadway
♦Cavalier & Co., Wm., 417 Fourteenth St.
♦Hill, Richards & Co., Bank of America Bldg.
Mason Brothers, Central Bank Bldg.
♦Schwabacher & Co., Central Bank Bldg.
Stephenson, Leydecker & Co., 1404 Franklin St.
♦Witter & Co., Dean. 409 Fourteenth St.
♦Wulff, Hansen & Co., Central Bank Bldg.
CALIFORNIA
California Group
BERKELEY
•Cavalier & Co., Wm., American Trust Bldg.
BEVERLY HILLS
♦Lester & Co., 9470 Santa Monica Blvd.
♦O’Melveny-Wagenseller & Durst, Bank of
America Bldg.
, ,
♦White, Wyeth & Co., 9490 Santa Monica Blvd.
•Witter & Co., Dean, 9474 Santa Monica Blvd.
DEL MONTE
•Schwabacher & Co., Hotel Del Monte
EUREKA
•Blyth & Co., Inc., 330 “E” St.
FRESNO
♦Bankamerica Company, Bank of America Bldg.
♦Witter & Co., Dean, 2016 Tulare St.
HOLLYWOOD
♦Lester & Co., 6381 Hollywood Blvd.
LONG BEACH
♦Bankamerica Company, 115 Pine Ave.
Banks, Huntley & Co., Security Bldg.
♦Bateman, Eichler & Co., 912 Heartwell Bldg.
♦Bayly Brothers, Inc. of California, 132 Pine Ave.
♦Crowell, Weedon & Co., Farmers & Merchants
Bank Bldg.
•Douglass & Co., Nelson, Farmers & Merchants
Bank Bldg.
♦Hill, Richards & Co., Farmers & Merchants Bank
Bldg.
♦Lester & Co., Security Bldg.
♦Mitchum, Tully & Co., Heartwell Bldg.
•Pacific Company of California, Security Bldg.
•Witter & Co., Dean. 133 E. First St.
LOS ANGELES
•Anglo California National Bank of San Francisco,
The, 215 W. Sixth St.
•Bankamerica Company, 650 S. Spring St.
Banks, Huntley & Co., 634 S. Spring St.
Bateman, Eichler & Co.. 453 S. Spring St.
Bayly Brothers, Inc. of California, Roosevelt Bldg.
•Blyth & Co.. Inc.. 215 W. Sixth St.
♦Bond & Goodwin, Incorporated, 621 Spring St.
Brashears & Company, G„ 510 S. Spring St.
•Bullock, Calvin, 634 S. Spring St.
California Bank, 629 S. Spring St.
Cass Associates, Quincy, 530 W. Sixth St.
•Cavalier & Co., Wm., 523 W. Sixth St.
Cavanaugh, Morgan & Co., 634 S. Spring St.
Citizens National Trust & Savings Bank of Los
Angeles, 457 S. Spring St.
•Conrad, Bruce & Co., 634 S. Spring St.
Crowell, Weedon & Co., 650 S. Spring St.
Douglass & Co., Nelson, 510 S. Spring St.
Edgerton, Riley & Walter, 621 S. Spring St.
♦First Boston Corporation, The, 623 S. Hope S
Gregory & Co., R. N., 210 W. Seventh St.
Hass, Barnes & Maxwell, 210 S. Spring St.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
PASADENA
♦Bateman, Eichler & Co., 42 N. Garfield Ave.
♦Blyth & Co., Inc., 234 E. Colorado Ave.
♦Brashears & Company, G„ 595 Colorado Ave.
♦Douglass & Co., Nelson. 341 E. Green St.
♦Hill, Richards & Co., Citizens Savings Bank Bldg.
Miller & Co., Inc., Geo. R., 81 S. Euclid Ave.
♦O’Melveny-Wagenseller & Durst, First Trust
Bldg.
Pasadena Corporation, 234 E. Colorado Ave.
♦Rollins & Sons, Inc., E. H„ 385 E. Green St.
♦Staats Co., William R., 311 E. Colorado St.
♦White, Wyeth & Co., 53 S. Euclid Ave.
♦Witter & Co., Dean, 355 E. Green St.
Kaiser & Co., Russ Bldg.
•Lewis & Company, M. H., 315 Montgomery St.
Lundborg & Co., Irving, Kohl Bldg.
♦Mason Brothers, 1 Montgomery St.
♦McDonnell & Co., 633 Market St.
♦Mercantile-Commerce Bank and Trust Company,
Russ Bldg. (Correspondent of St. Louis)
♦Miller & Co., Revel, 315 Montgomery St.
Mitchum, Tully & Co., 405 Montgomery St.
♦Moulton & Company, R. H., 405 Montgomery St.
♦Rollins & Sons, Inc., E. H., 235 Montgomery St.
Schwabacher & Co., 600 Market St.
♦Staats Co., William R.. 155 Montgomery St.
♦Stephenson, Leydecker & Co., 235 Montgomery
St.
Stone & Youngberg, 405 Montgomery St.
Weeden & Co., 315 Montgomery St.
Wells Fargo Bank & Union Trust Co., 4 Mont
gomery St.
Witter & Co., Dean, 45 Montgomery St.
♦Wood, Struthers & Co., Russ Bldg.
Wulff, Hansen & Co., Russ Bldg.
SAN JOSE
•Baker & Co., H. R„ First National Bank Bldg.
♦Bankamerica Company, Bank of America Bldg.
♦Hill, Richards & Co., First National Bank Bldg.
♦Mason Brothers, Bank of America Bldg.
SANTA ANA
♦Cavalier & Co.. Wm., 516 N. Main St.
SANTA BARBARA
♦Schwabacher & Co., 930 State St.
♦Witter & Co., Dean, 4 E. Carrillo St.
SANTA MONICA
♦Douglass & Co., Nelson, 220 Santa Monica Blvd.
STOCKTON
♦Bankamerica Company, Bank of America Bldg.
♦Witter & Co., Dean, 18 S. Sutter St.
WESTWOOD
♦Witter & Co., Dean, 1077 Broxton Ave.
WHITTIER
♦Lewis & Company, M. H., 109 E. Philadelphia St.
COLORADO
RIVERSIDE
♦Blyth & Co., Inc., Loring Block
♦Lester & Co., Citizens National Bank Bldg.
♦Pacific Company of California, 3695 Market St
SACRAMENTO
♦Baker & Co., H. R., Forum Bldg.
♦Bankamerica Company, Bank of America Bldg.
♦Blyth & Co., Inc., California State Life Bldg.
♦Cavalier & Co, Wm., 1111 Ninth St.
♦Conrad. Bruce & Co., Capital National Bank Bldg.
♦Mason Brothers, Farmers & Mechanics Bldg.
♦Mitchum, Tully & Co., California Western States
Life Bldg.
♦Witter & Co., Dean, 1014 Eighth St.
♦Wulff, Hansen & Co., Forum Bldg.
SAN DIEGO
♦Bankamerica Company, 625 Broadway
♦Banks, Huntley & Co., San Diego Trust & Sav
ings Bldg.
♦Bayly Brothers, Inc. of California, Bank of
America Bldg:
♦Hill, Richards & Co., Bank of America Bldg.
♦O’Melveny-Wagenseller & Durst, First National
Bldg.
♦Pacific Company of California, San Diego Trust
& Savings Bldg.
♦White, Wyeth & Co., 530 Broadway.
SAN FRANCISCO
American Trust Company, 464 California St.
Anglo California National Bank of San Francisco,
The, 1 Sansome St.
Baker & Co., H. R., Russ Bldg.
Bankamerica Company, 485 California St.
Blyth & Co., Inc., Russ Bldg.
Brush, Slocumb & Co., Ill Sutter St.
Cavalier & Co., Wm., 121 Sutter St.
♦Childs and Company, Inc., C. F., 235 Mont
gomery St.
Conrad, Bruce & Co., Russ Bldg.
Crocker First National Bank, 1 Montgomery St.
Davis, Skaggs & Co., 211 Montgomery St.
♦Devine & Co.. Inc., C. J., Russ Bldg.
Eastland & Co., 1 Montgomery St.
Elworthy & Co., Ill Sutter St.
♦First Boston Corporation, The, Russ Bldg.
♦Harriman, Ripley & Co., Incorporated, 155 Mont
gomery St.
Heller, Bruce & Co., Mills Tower
♦Hill, Richards & Co., 79 Post St.
♦Hoit, Ross & Troster, 1 Montgomery St.
Howell, Douglass & Co., 317 Montgomery St.
♦BRANCH OFFICE
Rocky Mountain Group
COLORADO SPRINGS
Hughes & Company, E. W„ Exchange National
Bldg.
DENVER
Boettcher and Company, 828 Seventeenth St.
Bosworth, Chanute, Loughridge & Company,
Security Bldg.
„ , .
Brown & Company, Donald F., U. S. National
Bldg.
Brown, Schlessman, Owen & Company, Security
Bldg.
Buikley and Company, R. G., 1660 Stout St.
♦Bullock, Calvin, Colorado National Bank Bldg.
Coughlin and Company, Security Bldg.
Engle, Adams & Company, 650 Seventeenth St.
Garrett-Bromfleld & Co., Security Bldg.
Gray, Inc., Gray, Gray B., First National Bank
Bldg.
International Trust Company, The, 625
Seventeenth St.
Mullen Investment Company, The J. K„ 1717
Stout St.
♦Otis & Co., First National Bldg.
Peck-Brown & Co., U. S. National Bldg.
Peters, Writer & Christensen, Inc., U. S. National
Bldg.
♦Rollins & Sons, Inc., E. H., Security Bldg.
Scanlan & Co., Earl M„ Colorado Natl. Bk. Bldg.
Sidlo. Simons, Roberts & Co., First National Bldg.
♦Straus Securities Company, U. S. National Bank
Bldg.
Sudler & Co., Amos C„ First National Bank Bldg.
Sullivan & Company, Security Bldg.
Vallery & Co., Inc., Geo. W„ Security Bldg.
Vasconcells, Hicks and Company, Security Bldg.
PUEBLO
Hutchinson-Frye & Company, Thatcher Bldg.
CONNECTICUT
New York Group
BRIDGEPORT
•Kidder & Co., A. M„ 215 State St.
HARTFORD
•Adams & Peck, 18 Asylum St.
♦Bodell & Co., 15 Lewis St.
•Blair & Co., Inc., 36 Pearl St.
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
HARTFORD—Continued.
♦Coffin & Burr, Inc., 75 Pearl St.
Cooley & Company, 100 Pearl St.
♦Equitable Securities Corporation, 75 Pearl St.
♦Estabrook & Co., 750 Main St.
♦First Boston Corporation, The, 36 Pearl St.
♦Foster & Co., Inc., 49 Pearl St.
♦Harriman, Ripley & Co., Incorporated, 36 Pearl
St.
♦Kidder, Peabody & Co., 36 Pearl St.
♦Lazard Freres & Co., 36 Pearl St.
♦Lee Higginson Corporation, 36 Pearl St.
♦Paine, Webber & Co., 49 Pearl St.
♦Pressprich & Co., R. W., 36 Pearl St.
Putnam & Co., 6 Central Row
♦Schoellkopf, Hutton & Pomeroy, Inc., 36 Pearl St.
♦Shields & Company, 75 Pearl St.
♦Smith, Barney & Co., Hartford-Aetna Bldg.
♦Stone & Webster and Blodget, Inc., 36 Pearl St.
Tifft Brothers, 125 Pearl St
♦Union Securities Corporation, 75 Pearl St.
♦Wood, Struthers & Co., Hartford-Connecticut
Trust Bldg.
Young & Company, Lincoln R„ 750 Main St.
MERIDEN
♦Kidder & Co., A. M„ 30 Colony St.
MIDDLETOWN
♦Putnam & Co., 181 Main St.
NEW BRITAIN
•Putnam & Co., 31 W. Main St.
NEW HAVEN
•Bodell & Co., 205 Church St.
•Day & Co., R. L„ 215 Church St.
♦Paine, Webber & Co., 104 Elm St.
Scranton & Co., Chas. W., 209 Church St.
NEW LONDON
•Scranton & Co., Chas. W., 302 State St.
ST. PETERSBURG
Wright & Company, Ed. C., 29 Third St., N.
TAMPA
Kuhn, Morgan & Co., Inc., First National Bank
Bldg.
GEORGIA
Southern Group
ATLANTA
Courts & Co., 11 Marietta St.,
Equitable Company, The, Trust Company of
Georgia Bldg.
♦Equitable Securities Corporation, First National
Bldg.
Evans & Company, Clement A., First National
Bldg.
Hilsman & Co., Inc., J. H„ Citizens & Southern
Bldg.
♦Johnson, Lane, Space & Co., Inc., Citizens &
Southern Bldg.
Milhous, Gaines & Mayes, Inc., Rhodes Haverty
Bldg.
Robinson-Humphrey Company, The, Rhodes
Haverty Bldg.
♦Starkweather & Co., First National Bank Bldg.
Trust Company of Georgia, 15 N. Pryor St., N. E.
AUGUSTA
♦Johnson, Lane, Space & Co., Inc., Herald Bldg.
MACON
♦Evans & Company, Clement A., First National
Bank Bldg.
SAVANNAH
Johnson, Lane, Space & Co., Inc., 101 E. Bay St.
♦Trust Company of Georgia, Liberty National
Bank Bldg.
IDAHO
Pacific Northwest Group
WATERBURY
Griggs Co., The R. F., 50 Leavenworth St.
•Scranton & Co., Chas. W„ 170 Grand St.
BOISE
Sudler, Wegener & Co., Inc., First National Bldg.
DELAWARE
ILLINOIS
Eastern Pennsylvania Group
Central States Group
WILMINGTON
♦duPont & Co., Francis I., du Pont Bldg.
•Rollins & Sons, Inc., E. H., Delaware Trust Bldg.
ALTON
♦Francis, Bro. & Co., First National Bank Bldg.
DISTRICT OF COLUMBIA
Southeastern Group
WASHINGTON
Auchlncloss, Parker & Redpath, 719 Fifteenth
St., N. W.
Booker & Co., Y. E., American Security Bldg.
♦Brown & Sons, Alex., Union Trust Bldg.
Brown, Goodwyn & Olds, American Security Bldg.
♦Burr & Company, Inc., Woodward Bldg.
Ferris & Company, Inc., George M„ Washington
Bldg.
Folger, Nolan & Co., Inc., American Security
Bldg.
♦Harriman, Ripley & Co., Incorporated, 730
Fifteenth St., N. W.
•Hemphill, Noyes & Co., Shoreham Bldg.
Henderson-Winder Company, Union Trust Bldg.
Johnston, Lemon & Co., Southern Bldg.
Mackall, William W., Jr., Woodward Bldg.
•Mackubin, Legg & Company, Woodward Bldg.
♦Smith, Barney & Co., Shoreham Bldg.
•Stein Bros. & Boyce, Woodward Bldg.
Waggaman, Brawner & Co., Inc., 1700 Eye St.,
N. W.
Wales & Co., Inc., K. S„ 815 Fifteenth St., N. W.
FLORIDA
Southern Group
JACKSONVILLE
Biese & Company, A. C., Chamber of Commerce
Bldg.
Childress and Company, Atlantic National Bank
Annex
MIAMI
Morrison & Co., A. B., Congress Bldg.
•Nuveen & Co., John, Shoreland Arcade
ORLANDO
Leedy, Wheeler & Co., 1 N. Orange Ave.
♦Ranson-Davidson Investment Company, The,
0. B. & T. Bldg.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
AURORA
♦Allyn and Company, Inc., A. C., Merchants
National Bank Bldg.
Wortman!& Co., G. R., Aurora National Bank
Bldg.
BELLEVILLE"
♦Preiss, Wibbing & Co., 30 Public Sq.
CHICAGO
Allyn and Company, Inc., A. C„ 100 W. Monroe
St.
American National Bank and Trust Company,
33 N. LaSalle St.
Ames, Emerich & Co., Inc., 105 S. La Salle St.
Babcock, Rushton & Company, 135 S. La Salle St.
Bacon, Whipple & Co., 135 S. La Salle St.
Baker, Fentress & Company, 208 S. La Salle St.
Baker, Walsh & Company, 29 S. La Salle St.
Ballman & Main, 105 W. Adams St.
*Blair Securities Corporation, 135 S. La Salle St.
♦Bankers Trust Company, 105 S. La Salle St.
Barcus, Kindred & Co., 231 S. La Salle St.
♦Barr Brothers & Co., Inc., 135 S. La Salle St.
Bartlett, Knight & Co., 105 W. Adams St.
Becker & Co., A. G., Incorporated, 100 S. La Salle
St.
♦Bennett Bros. & Johnson, 135 S. La Salle St.
Blair, Bonner & Company, 135 S. La Salle St.
♦Blyth & Co., Inc., 135 S. La Salle St.
♦Boettcher and Company, 135 S. La Salle St.
♦Bond & Goodwin Incorporated of Illinois, 209 S.
La Salle St.
{Affiliate of Bond, & Goodwin, Inc., Boston)
♦Braun, Bosworth & Company, 39 S. La Salle St.
♦Bullock, Calvin, 120 S. La Salle St.
♦Burnett, E. M„ Middle West Representative The
Anglo California National Bank of San Fran
cisco, 231 S. La Salle St.
Byllesby and Company, H. M., 231 S. La Salle
St.
Central Republic Company, 209 S. La Salle St.
Channer Securities Company, 39 S. La Salle St.
Childs and Company, Inc., C. F., 141 W. Jackson
Blvd.
City National Bank and Trust Company of
Chicago, 208 S. La Salle St.
Clarke, Inc., John W., 135 S. La Salle St.
♦BRANCH OFFICE
1683
Continental Illinois National Bank and Trust
Company of Chicago, 231 S. La Salle St.
Davis & Co., Paul H., 10 S. La Salle St.
Dempsey-Detmer & Co., 135 S. La Salle St.
♦Devine & Co., Inc., C. J„ 135 S. La Salle St.
♦Dickson & Company, R. S., 135 S. La Salle St.
Doyle. O’Connor & Co., 135 S. La Salle St.
Dunbar and Company, Incorporated, John B.,
135 S. La Salle St.
Enyart, Van Camp & Co., Inc., 39 S. La Salle St.
Farwell, Chapman & Co., 208 S. La Salle St.
♦First Boston Corporation, The, 231 S. La Salle St.
First National Bank of Chicago, The, 33 S. Clark
St.
♦First of Michigan Corporation ,135 S. La Salle St.
Fuller, Cruttenden & Company, 120 S. La Salle St.
Gibson & Co., W. C„ 231 S. La Salle St.
♦Glore, Forgan & Co., 123 S. La Salle St.
♦Goldman, Sachs & Co., 208 S. La Salle St.
♦Hallgarten & Co., 120 S. La Salle St.
♦Harriman Ripley & Co., Incorporated, 135 S.
La Salle St.
Harris, Hall & Company, 111 W. Monroe St.
Harris Trust and Savings Bank, 115 W. Monroe
St.
Harrison & Co., Carter H., 209 S. La Salle St.
Haskell, Scott & Jennings, Inc., 120 S. La Salle
St.
♦Hemphill, Noyes & Co., 141 W. Jackson Blvd.
Hickey & Co., 135 S. La Salle St.
♦Hoit, Rose & Troster, 231 S. La Salle St.
♦Hornblower & Weeks, 39 S. La Salle St.
Huyck and Company, A. S., 100 W. Monroe St.
Illinois Company of Chicago, The, 231 S. La Salle
St.
♦Jackson & Curtis, 231 S. La Salle St.
Joiner & Co., Inc., T. E., 135 S. La Salle St.
Kelley, Richardson & Co., Inc., 135 S. La Salle St.
♦Kidder, Peabody & Co., 135 S. La Salle St.
Konsberg & Company, 53 W. Jackson Blvd.
♦Lazard Freres & Co.. 135 S. La Salle St.
♦Learoyd & Nightingale Incorporated, 120 S.
La Salle St.
♦Lee Higginson Corporation, 141W. Jackson Blvd.
♦Lehman Brothers, 231 S. La Salle St.
Lewis. Pickett & Co., Inc., 105 W. Adams St.
♦Massachusetts Distributors, Inc., 120 S. La Salle
St.
Mather & Company, Inc., Morris, 141 W. Jackson
Blvd.
McGhie & Co., George, 105 S. La Salle St.
McGowen, Cassady & White, Inc., 135 S. La Salle
St.
McMaster Hutchinson & Co., 105 S. La Salle St.
McNear & Company, C. W„ 105 W. Adams St.
♦Mercantile-Commerce Bank and Trust Company,
135 S. La Salle St. (Correspondent of St. Louis)
♦Milwaukee Company, The, 135 S. La Salle St.
Mitchell, Hutchins & Co., 231 S. La Salle St.
Morris & Company, Inc., Charles K., 135 S.
La Salle St.
♦Moseley & Co., F. S., 135 S. La Salle St.
Nichols, Garrett & Co., 135 S. La Salle St.
Nichols, Terry & Dickinson, Inc., 141 W. Jackson
Blvd.
Northern Trust Company, The, 50 S. La Salle St.
Nuveen & Co., John, 135 S. La Salle St.
O’Gara & Co., Alfred, 209 S. La Salle St.
♦Otis & Co., 105 W. Adams St.
♦Paine, Webber & Co., 209 S. La Salle St.
♦Pressprich & Co., R. W., 135 S. La Salle St.
♦Riter & Co., 134 S. La Salle St.
♦Robinson & Co., B. B., 39 S. La Salle St.
Rogers & Tracy, Inc., 120 S. La Salle St.
♦Rollins & Sons, Inc., E. H„ 231 S. La Salle St.
Ross Securities Co., Thompson, 29 S. La Salle St.
♦Salomon Bros. & Hutzler, 231 S. La Salle St.
Seerley & Company, Inc., John J., 105 S. La Salle
St.
Selected Investments Company, 135 S. LaSalle St.
♦Shields & Company, 135 S. La Salle St.
Showers, Robert, 10 S. La Salle St.
Sills, Troxell & Minton, Inc., 209 S. La Salle St.
♦Smith, Barney & Co., 105 W. Adams St.
Speer & Sons Company. H. C., 135 S. La Salle St.
Stern, Wampler & Co. Inc., 231 S. La Salle St.
♦Stifel, Nicolaus & Co., Inc., 105 W. Adams St.
Stokes, Woolf & Co., Inc., 105 S. La Salle St.
♦Stone & Webster and Blodget, Inc., 33 S. Clark St.
♦Stranahan, Harris & Company, Inc., 135 S.
La Salle St.
Straus Securities Company, 135 S. La Salle St.
Webber, Darch & Company, 208 S. La Salle St.
Webber-Simpson & Company. 105 W. Adams St.
♦Weeden & Co., 135 S. La Salle St.
Welsh and Green, Incorporated, 135 S. LaSalle St.
♦White-Phillips Company, Inc., The, 39 S. La Salle
St.
(Branch of White-Phillips Corporation, Daven
port)
Winthrop, Mitchell & Co., 141 W. Jackson Blvd.
Wittbold & Co., John, 10 S. La Salle St.
♦Wood, Struthers & Co., 231 S. La Salle St.
Yantis & Co., Incorporated, F. S., 120 S.
La Salle St.
ELGIN
♦Allyn and Company, Inc., A. C., Elgin Tower.
MONMOUTH
Moffat & Co., Inc., D. W., Woods Bldg.
PEORIA
♦Allyn and Company, Inc., A. C., Alliance Life Bldg.
♦Central Republic Company, Affiance Life Bldg.
1684
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
SPRINGFIELD
Dlxon-Bretscher Company, Inc., The, First
National Bank Bldg.
INDIANA
Central States Group
FORT WAYNE
Central Securities Corporation, Lincoln Bank
Tower
INDIANAPOLIS
•Blyth & Co., Inc., Circle Tower
♦Davis & Co., Paul H., Merchants Bank Bldg.
*Harriman Ripley & Co., Incorporated, Fletcher
Trust Bldg.
*Hemphill, Noyes & Co., Merchants Bank Bldg.
Indianapolis Bond and Share Corporation, 129 E.
Market St.
•Moseley & Co., F. S„ Circle Tower
♦Straus Securities Company, Circle Tower
SOUTH BEND
Harrison & Austin, Inc., Citizens Bank Bldg.
McGann Securities Company, Inc., Albert, 111
W. Washington Ave.
LOUISIANA
Southern Group
NEW ORLEANS
Anagnosti & Walker, Inc., Whitney Bank Bldg.
Dane & Weil, Canal Bank Bldg.
♦Equitable Securities Corporation, Whitney Bank
Bldg.
Hyams, Glas & Carothers, 610 Common St.
Lamar, Kingston & Labouisse, Canal Bank Bldg.
Levy & Rooney. Inc., Whitney Bank Bldg.
National Bank of Commerce in New Orleans, The,
Baronne & Common Sts.
Newman, Harris & Co., Maritime Bldg.
Nusloch, Baudean & Smith, Hibernia Bank Bldg.
Saunders Company, Inc., P. H., American Bank
Bldg.
Scharff & Jones, Inc., Whitney Bldg.
Vass & Co., Inc., Lachlan M., Whitney Bank
Bldg.
Weil & Company, Inc., Union Bldg. Arcade.
White, Dunbar & Co., Inc., Whitney Bank Bldg.
Whitney National Bank of New Orleans, St.
Charles & Gravier Sts.
SHREVEPORT
Barrow, Leary & Co., 515 Market St.
♦Scharff & Jones, Inc., 513 Market St.
IOWA
Central States Group
CEDAR RAPIDS
♦Priester, Quail & Co., Merchants Bank Bldg.
DAVENPORT
♦Murdoch, Dearth & White, Inc., Union Bank Bldg.
Priester, Quail & Co., Davenport Bank Bldg.
Vieth, Duncan & Wood, Davenport Bank Bldg.
White-Phillips Corporation, First National Bldg.
DES MOINES
•Babcock, Rushton & Company, Fleming Bldg.
Central National Bank and Trust Company, 314
Fifth St.
♦Central Republic Company, Insurance Exchange
Bldg.
Iowa-Des Moines National Bank & Trust Com
pany, Sixth and Walnut Sts.
Jackley & Company, Equitable Bldg.
♦Moseley & Co., F. S., Equitable Bldg.
Murdoch, Dearth & White, Inc., Des Moines Bldg.
♦Paine, Webber & Co., Liberty Bldg.
•Priester, Quail & Co., Equitable Bldg.
•Seerley & Company, Inc., John J„ Des Moines
Bldg.
•White-Phillips Corporation, Iowa-Des Moines
National Bldg.
MAINE
New England Group
BANGOR
♦Hornblower & Weeks, 2 State St.
Pierce, White & Drummond, Inc., Eastern Trust
Bldg.
PORTLAND
♦Baldwin & Company, Chapman Bldg.
♦Bond & Goodwin, Incorporated. 120 Exchange St.
•Coffin & Burr, Inc., 120 Exchange St.
Gilman & Co.. Inc., Charles H„ 186 Middle St.
♦Harriman Ripley & Co., Incorporated, 465 Con
gress St.
•Hayden, Stone & Co., 477 Congress St.
♦Hornblower & Weeks, 83 Exchange St.
♦Paine, Webber & Co., Fidelity Bldg.
Payson & Co., H. M„ 93 Exchange St.
•Putnam & Company, Inc., F. L., 97 Exchange St.
•Rollins & Sons, Inc., E. H., Fidelity Bldg.
MARYLAND
Southeastern Group
WATERLOO
•Allyn and Company, Inc., A. C., Waterloo Bldg.
KANSAS
Southwestern Group
KANSAS CITY
Commercial National Bank of Kansas City, The,
601 Minnesota Ave.
TOPEKA
Estes, Snyder & Company, Inc., 103 E. Tenth St.
WICHITA
Branch Company, The Vernon H., Brown Bldg
Lathrop-Hawk-Herrick Company, Inc., The, First
National Bank Bldg.
Ranson-Davidson Investment Company, The,
Beacon Bldg.
Small-Milburn Company, The, Wheeler-KellyHagny Bldg.
KENTUCKY
Ohio Valiev Group
LEXINGTON
•Hutton & Company, W. E., Hernando Bldg.
Van Hooser & Company, J. D., 261 W. Short St.
LOUISVILLE
Almsted Brothers, 425 W. Market St.
Bankers Bond Co., Inc., The, Kentucky Home Life
Bldg.
•Blyth & Co., Inc., Kentucky Home Life Bldg.
Hilliard & Son, J. J. B., 419 W. Jefferson St.
Moore & Co., Berwyn T., Marion E. Taylor Bldg.
•Stein Bros. & Boyce, Starks Arcade Bldg.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
BALTIMORE
Allen & Company, Edward D., Keyser Bldg
•Auchlncloss, Parker & Redpath, Mercantile Trust
Bldg.
Baker, Watts & Co., Calvert & Redwood Sts.
•Bankers Trust Company, Maryland Trust Bldg.
Brown & Sons, Alex., 135 East Baltimore St.
♦Byllesby and Company, H. M., Munsey Bldg.
Cahn & Company, Frank B., Equitable Bldg.
Daly & Co., Owen, 23 South St.
Equitable Trust Company, The, Calvert & Fay
ette Sts.
Garrett & Sons, Robert, South & Redwood Sts.
Hudson & Co., First National Bank Bldg.
•Hutton & Company, W. E.. First National Bank
Bldg.
Lanahan & Co., W. W., Calvert Bldg
Mackubin, Legg & Company, 222 E. Redwood St.
Marburg, Price & Co., Keyser Bldg.
Maryland Trust Company, Calvert & Redwood
Sts.
Mead, Irvine & Co., First National Bank Bldg.
Mercantile Trust Company of Baltimore. Calvert,
Redwood & Baltimore Sts.
♦Murphy & Co., G. M.-P., First National Bank
Bldg.
v.
Shriver & Co., Inc., George G., Mercantile Trust
Bldg.
♦Smith, Barney & Co., Ill E. Redwood St.
♦Starkweather & Co., Keyser Bldg.
Stein Bros. & Boyce, 6 S. Calvert St.
Trail & Middendorf, Inc., Keyser Bldg.
Williams & Company, Inc., C. T„ Fidelity Bldg.
MASSACHUSETTS
New England Group
BOSTON
♦Adams & Peck, 35 Congress St.
♦Adams, Mudge & Co., Ill Devonshire St.
♦Allyn and Company of New England, Inc., A. C.,
30 Federal St.
Branch of A. C. Align and Company, Inc.,
Chicago.
♦Ames & Co., Inc., A. E., 50 Congress St.
Baker, Young & Company, Inc., 209 Washington
St.
Baldwin & Company, 30 Federal St.
Ballou, Adams & Whittemore, Inc., 49 Federal
St.
♦Bankers Trust Company, 10 Post Office Sq.
♦Blair & Co., Inc., 75 Federal St.
♦Blyth & Co., Inc., Ill Devonshire St.
Bond & Goodwin, Incorporated, 30 Federal St.
•Bullock, Calvin, 68 Devonshire St.
Burgess & Leith, 75 Federal St.
♦Burr & Company, Inc., 35 Congress St.
Burr, Gannett & Co., 53 State St.
Chace, Whiteside & Symonds, Incorporated, 24
Federal St.
♦Childs and Company, Inc., C. F., 82 Devonshire
St.
♦Clark, Dodge & Co., 70 Federal St.
Coffin & Burr, Inc., 60 State St.
Collins, Breed & Co.. 82 Devonshire St.
Day & Co., R. L„ 45 Milk St.
•Devine & Co., Inc., C. J., 75 Federal St.
•Dick & Merle-Smith, 30 State St.
Estabrook & Co., 15 State St.
♦First Boston Corporation, The, 1 Federal St.
♦Foster & Co., Inc., 35 Congress St.
♦Goldman, Sachs & Co., 75 Federal St.
♦Graham, Parsons & Co., 10 Post Office Sq.
♦Harriman Ripley & Co., Incorporated, 10 Post
Office Sq.
♦Hayden, Stone & Co., 75 Federal St.
♦Hoit, Rose & Troster, 10 Post Office Sq.
Hornblower & Weeks, 60 Congress St.
•Hutton & Company, W. E., 75 Federal St.
Jackson & Curtis, 10 Post Office Sq.
Kennedy, Spence & Company, Incorporated, 25
Federal St.
♦Kidder, Peabody & Co., 115 Devonshire St.
(Additional office at 69 Newbury St.)
♦Lazard Freres & Co., 75 Federal St.
Learoyd & Nightingale Incorporated, 50 Con
gress St.
•Lee Higginson Corporation, 50 Federal St.
Lyons & Company, 75 Federal St.
Massachusetts Distributors, Inc., 85 Devonshire
St.
Moors & Cabot, 111 Devonshire St.
Moseley & Co., F. S., 50 Congress St.
•Murphy & Co., G. M.-P., 35 Congress St.
Newton, Abbe & Company. 60 Federal St.
Paine, Webber & Co., 24 Federal St.
Parker Corporation, The, 1 Court St.
♦Paul & Co., Inc., 50 Congress St.
Perry & Co., Inc., Arthur, 31 Milk St.
Preston, Moss & Company, 111 Devonshire St.
Putnam & Company, Inc., F. L., 77 Franklin St.
♦Rollins & Sons, Inc., E. H., 75 Federal St.
♦Rothschild & Co., L. F„ 30 State St.
♦Salomon Bros. & Hutzler, 75 Federal St.
♦Schoellkopf, Hutton & Pomeroy, Inc., 75 Federal
St.
♦Shields & Company, 75 Federal St.
♦Smith, Barney & Co., Ill Devonshire St.
Soucy, Swartswelter & Co., 161 Devonshire St.
♦Stone & Webster and Blodget, Inc., 49 Federal
St.
Studley, Shupert & Co., 50 Congress St.
Thornton & Curtis, 24 Federal St.
♦Tifft Brothers, 50 Congress St.
•Trask & Co., Spencer, 50 Congress St.
Tucker, Anthony & Co., 74 State St.
Tyler & Company, Inc., 75 Federal St.
♦Union Securities Corporation, 75 Federal St.
Wainwright & Co., H. C., 60 State St.
Washburn & Company, Inc., 24 Federal St.
•White, Weld & Co., Ill Devonshire St.
Whiting, Weeks & Stubbs Incorporated . 36
Federal St.
Whitney & Elwell, 30 State St.
Wood Company, Arthur W„ 19 Congress St.
CAMBRIDGE
♦Jackson & Curtis, Harvard Sq.
LOWELL
•Kidder, Peabody & Co., 9 Central St.
LYNN
♦Jackson & Curtis, 23 Central Ave.
EASTON
♦Williams & Company, Inc., C. T., Easton Na
tional Bank Bldg.
HAGERSTOWN
♦Mackubin, Legg & Company, Wareham Bldg.
•Stein Bros. & Boyce, 116 W. Washington St.
♦BRANCH OFFICE
NEW BEDFORD
♦Kidder, Peabody & Co., First National Bldg.
♦Tucker, Anthony & Co., 20 Market St.
PITTSFIELD
♦Reynolds & Co., 28 North St.
•Tifft Brothers, 100 North St.
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
SPRINGFIELD
•Day & Co., R. L., Third National Bank Bldg.
•Estabrook & Co., 1387 Main St.
•First Boston Corporation, The, Third National
Bank Bldg.
•Hayden, Stone & Co., 1387 Main St.
•Jackson & Curtis, 1387 Main St.
•Kidder, Peabody & Co., 1391 Main St.
•Paine, Webber & Co., Third National Bank Bldg.
•Putnam & Company, Inc., F. L., Third National
Bank Bldg.
•Rollins & Sons, Inc., E. H., 1387 Main St.
Tifft Brothers, 1387 Main St.
•Whiting, Weeks & Stubbs Incorporated, Third
National Bank Bldg.
WORCESTER
Adams, Mudge & Co., 340 Main St.
•Lee Higginson Corporation, 16 Norwich St.
•Paine, Webber & Co., State Mutual Bldg.
•Tifft Brothers, 332 Main St.
•Trask & Co., Spencer, 340 Main St.
•Whiting, Weeks & Stubbs Incorporated, Slater
Bldg.
•Wood, Strothers & Co., State Mutual Bldg.
JACKSON
•Dominick & Dominick, 120 W. Michigan Ave.
KALAMAZOO
•Ross Securities Co., Thompson,
National Bank Bldg.
MARQUETTE
•Paine, Webber & Co., Harlow Block.
MONROE
•Livingstone & Co., S. R., 11 Washington St.
SAGINAW
•Cray, McFawn & Petter, Second National Bank
Bldg.
MINNESOTA
Michigan Group
Minnesota Group
ANN ARBOR
•Watling, Lerchen & Co., Ann Arbor Trust Bldg.
BATTLE CREEK
•Ross Securities Co., Thompson, City Bank Bldg.
DETROIT
Alison & Company, Buhl Bldg.
•Allyn and Company, Inc., A. C., Buhl Bldg.
Baker, Simonds & Co., Buhl Bldg.
•Ballman & Main, Dime Bank Bldg.
•Bankers Trust Company, Buhl Bldg.
•Blair & Co., Inc., Buhl Bldg.
•Blyth & Co., Inc., Buhl Bldg.
•Braun, Bosworth & Company, Union Guardian
Bldg.
Campbell, McCarty & Company, Inc., Buhl Bldg.
Carey & Co., Matthew, Union Guardian Bldg.
•Central Republic Company, Union Guardian
Bldg.
Clayton and Company, Fidelity Bldg.
Cray, McFawn & Petter, Fidelity Bldg.
Crouse & Company, Penobscot Bldg.
•Dominick & Dominick, 601 Griswold St.
First of Michigan Corporation, Buhl Bldg.
•Harriman Ripley & Co., Incorporated, Penobscot
Bldg.
Higbie Corporation, Carlton M„ Buhl Bldg.
•Hornblower & Weeks, Penobscot Bldg.
•Hutton & Company, W. E., 600 Griswold St.
Keane & Company, 645 Griswold St.
•Kidder & Co., A. M., Ford Bldg.
Livingstone & Co., S. R., Penobscot Bldg.
Martin, Smith & Company, Inc., Union Guardian
Bldg.
McDonald, Moore & Hayes, Inc., Penobscot Bldg.
O’Donnell and Company, R. C., Penobscot Bldg.
•Paine, Webber & Co., Penobscot Bldg.
Parcells & Co., Charles A., Penobscot Bldg.
Peter, Keenan & Co., Buhl Bldg.
•Rollins & 8ons, Inc., E. H., National Bank Bldg.
Sattley & Company, Inc., H. V., Hammond Bldg.
•Selected Investments Company, Penobscot Bldg.
Shannon, Kenower & Company, Inc., Penobscot
Bldg.
Small & Co., Sidney R., Penobscot Bldg.
•Stranahan, Harris & Company, Inc., Buhl Bldg.
•Straus Securities Company, Union Guardian
Bldg.
Watkins & Fordon, Inc., Penobscot Bldg.
Watling, Lerchen & Co., Buhl Bldg.
Wedthoff & Co., Guy G., Penosbcot Bldg.
Whitlock, Smith & Co., Penobscot Bldg.
FLINT
•Allyn and Company, Inc., A. C„ Genesee Bank
Bldg.
GRAND RAPIDS
•Cray, McFawn & Petter, Michigan Trust Bldg.
•First of Michigan Corporation, Grand Rapids
Trust Bldg.
•McDonald, Moore & Hayes, Inc., Grand Rapids
Trust Bldg.
•Paine, Webber & Co., Peoples National Bank Bldg.
•Rollins & Sons, Inc., E. H., 60 Monroe Ave.
•Ross Securities Co., Thompson, Grand Rapids
Trust Bldg.
IRON MOUNTAIN
•Ross Securities Co., Thompson, U. S. National
Bank Bldg.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
VICKSBURG
First National Bank & Trust Company of Vicks*
burg, The, Washington St.
American
LANSING
•Hutton & Company, W. E„ 121 W. Michigan
Ave.
MICHIGAN
1685
DULUTH
First and American National Bank of Duluth,
Superior St. & Third Ave., West.
Northern National Bank of Duiuth, 304 W.
Superior St.
•Paine, Webber & Co., Medical Arts Bldg.
•Straus Securities Company, Alworth Bldg.
•Wells-Dickey Co., Alworth Bldg.
MINNEAPOLIS
Allison-Williams Company, Northwestern Bank
Bldg.
Ashmun Co.. C. S., First National-Soo Line Bldg.
Bigelow, Webb & Co., Incorporated, First
National-Soo Line Bldg.
Bishop & Co., M. H., Frontenac Bldg.
•Blair & Co., Inc., Northwestern Bank Bldg.
•Blyth & Co.. Inc., Rand Tower
•Byllesby and Company, H. M., Rand Tower
•Central Republic Company, Rand Tower
Datn & Company, J. M., Rand Tower
First National Bank and Trust Company, 115 S.
Fifth St.
Fuller Company, Charles A., Northwestern Bank
Bldg.
•Harriman Ripley & Co., Incorporated, North
western Bank Bldg.
Jones Co., Geo. C„ Northwestern Bank Bldg.
•Kalman & Company, McKnight Bldg.
Lowe Company, Justus F„ First National-Soo
Line Bldg.
•Mannheimer-Caldwell, Inc., Northwestern Bank
Bldg.
Needham & Company, Inc., Rand Tower
Nelson Company, Guy A., 133 S. Seventh St.
Northwestern National Bank and Trust Company,
Northwestern Bank Bldg.
•Paine, Webber & Co., Rand Tower
Piper, Jaffray & Hopwood, 115 S. Seventh St.
•Rollins & Sons, Inc., E. H., Northwestern Bank
Bldg
•Seerley & Company, Inc., John J„ Roanoke Bldg.
•Smith. Barney & Co., Northwestern Bank Bldg.
•Straus Securities Company, Plymouth Bldg.
Thrall West Company, Northwestern Bank Bldg.
Wells-Dickey Co., Metropolitan Bank Bldg.
Wittenberg Merrick Company, Northwestern
Bank Bldg.
Woodard-Elwood & Company, Rand Tower
ST. PAUL
•Central Republic Company, First National Bldg.
First National Bank of Saint Paul, The, Fourth &
Minnesota Sts.
Gates & Co., Stanley, 345 Robert St.
Greenman & Cook, Inc., First National Bldg.
Kalman & Company, 143 E. Fourth St.
Mannheimer-Caldwell, Inc., First National Bldg.
•Paine, Webber & Co., Pioneer Bldg.
•Riter & Co., Pioneer Bldg.
•Wells-Dickey Co., Endicott Bldg.
Wood & Company, Harold E., First National Bldg.
MISSOURI
KANSAS CITY
Southwestern Group
•Allyn and Company, Inc., A. C., 1012 Baltimore
Ave.
Baum Bernheimer Company, 1016 Baltimore Ave.
•Blyth & Co., Inc., Commerce Bldg.
Callender, Burke & MacDonald, Fidelity Bank
Bldg.
•Childs and Company, Inc., C. F„ 15 W. Tenth St.
City National Bank and Trust Company, 18th &
Grand Ave.
Commerce Trust Company. Tenth & Walnut Sts.
•Mercantile-Commerce Bank and Trust Company,
Dwight Bldg. (Correspondent of St. Louis.)
•Moseley & Co., F. S., R. A. Long Bldg.
Prescott, Wright, Snider Company, 918 Baltimore
Ave.
•Rollins & Sons, Inc., E. H., Land Bank Bldg.
•Seerley & Company, Inc., John J„ 1006 Balti
more Ave.
Stern Brothers & Co., 1015 Baltimore Ave.
•Straus Securities Company, Law Bldg.
Weltner & Co., A. E. Dwight Bldg.
ST. JOSEPH
Southwestern Group
First Trust Company, The, Fourth & Felix Sts.
•Seerley & Company, Inc., John J.p Schneider
Bldg.
ST. LOUIS
Mississippi Valley Group
Bitting & Co., 316 N. Eighth St.
Bitting, Jones & Co., Inc., 411 N. Seventh St.
•Blair & Co., Inc., Boatmen’s Bank Bldg.
Boatmen’s National Bank, The, 300 N. Broadway.
Bramman-Schmidt-Busch, Inc., Boatmen’s Bank
Bldg.
•Bullock, Calvin, Security Bldg.
•Childs and Company, Inc., C. F., 314 N. Broad
way.
Crago, Smith & Canavan, Security Bldg.
•Devine & Co., Inc., C. J., 314 N. Broadway
Dietz, Chamberlain & Co., Incorporated, 314 N.
Broadway.
D’Oench, Duhme & Co., Inc., 315 N. Seventh St.
•First Boston Corporation, The, 314 N. Broadway
Francis, Bro. & Co., 222 N. Fourth St.
Giger and Company, 211 N. Fourth St.
•Goldman, Sachs & Co., Boatmen’s Bank Bldg.
Jones & Co., Edward D., Boatmen’s Bank Bldg.
Kerwin, Fotheringham & Co., Inc., 314 N. Broad
way.
Mahan & Company, L. E„ 509 Olive St.
Mercantile-Commerce Bank and Trust Company.
721 Locust St.
Metropolitan St. Louis Company, 718 Locust St.
Mississippi Valley Trust Company, Broadway &
Olive Sts.
•Moseley & Co., F. S., Boatmen’s Bank Bldg.
•Murdoch, Dearth & White, Inc., Boatmen’s Bank
Bldg.
Newhard, Cook & Co., 400 Olive St.
Preiss, Wibbing & Co., Security Bldg.
Reinholdt & Gardner, 400 Locust St.
•Rollins & Sons, Inc., E. H., 314 N. Broadway
Ruppert & Company, H. L., 400 Pine St.
Simon & Co., I. M., 315 N. Fourth St.
Smith, Moore & Co., 509 Olive St.
Stifel, Nicolaus & Co., Inc., 314 N. Broadway
Stix & Co., 509 Olive St.
Taussig, Day & Company, Inc., Boatmen’s Bank
Bldg.
Theis & Sons, Inc., Albert, 410 Olive St.
Walker & Co., G. H., 503 Locust St.
Whitaker & Company, Fourth & Olive Sts.
NEBRASKA
WINONA
•Mannheimer-Caldwell, Inc., Exchange Bldg.
MISSISSIPPI
Central States Group
LINCOLN
•Burns, Potter & Company, Stuart Bldg.
First Trust Company of Lincoln, The, Tenth &
O Sts.
•Wachob-Bender Corporation, Insurance Bldg.
Southern Group
JACKSON
•Scharff & Jones, Inc., Lamar Life Bldg.
Speed Company, Leland, Deposit Guaranty Bank
Bldg.
•BRANCH OFFICE
OMAHA
•Allyn and Company, Inc., A. C., Insurance Bldg.
1686
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
OMAHA—Continued
Burns, Potter & Company, 202 S. Seventeenth
St.
•Byllesby and Company, H. M„ Farnam Bldg.
♦Central Republic Company, Insurance Bldg.
Greenway & Company, Farnam Bldg.
Hall and Company, Inc., Ware, First National
Bank Bldg.
Kirkpatrick-Pettis Company, Omaha National
Bldg.
National Company of Omaha, The, First National
Bank Bldg.
♦Stern Brothers & Co., Insurance Bldg.
Wachob-Bender Corporation, 210-212 S. Seven
teenth St.
NEW HAMPSHIRE
New England Group
CONCORD
♦Paine, Webber & Co., 3 Capitol St.
MANCHESTER
♦Rollins & Sons, Inc., E. H., Amoskeag Bank Bldg.
NEW JERSEY
New York Group
ASBURY PARK
•McDonnell & Co., Berkeley Carteret Hotel
EAST ORANGE
•Reynolds & Co., 22 Prospect St.
JERSEY CITY
Bullock, Calvin, 921 Bergen Ave.
♦Burley & Company, 75 Montgomery St.
•Distributors Group, Incorporated, 1 Exchange PI.
♦Eberstadt & Co., Inc., F., 15 Exchange Pi.
•Lord, Abbott & Co., Inc., 1 Exchange PI.
•Massachusetts Distributors, Inc., 15 Exchange
•Nickerson & Co., Inc., John, 15 Exchange Pi.
MORRISTOWN
•Reynolds & Co., Park Square Bldg.
NEWARK
♦Boenning & Co., 744 Broad St.
•Clark, Dodge & Co., 744 Broad St.
Colyer, Robinson & Company, Inc., 1180 Ray
mond Blvd.
•Kean, Taylor & Co., 744 Broad St.
•Minsch, Monell & Co., Inc., 790 Broad St.
•Ohrstrom & Co., Inc., G. L„ 744 Broad St
Preim & Co., C. A., 744 Broad St.
Rippel, Inc., Julius A., 744 Broad St.
Rippel & Co., J. S„ 18 Clinton St.
Van Deventer Brothers, Inc., 24 Commerce St
TRENTON
•Graham, Parsons & Co., Broad Street Bank Bldg.
•Hemphill, Noyes & Co., Stacy-Trent Hotel.
•Robinson, Miller & Co., Inc., 15 W. State St
NEW YORK
New York Group
ALBANY
Cooley & Co., Inc., George R„ 100 State St.
•Hemphill, Noyes & Co., Ten Eyck Bldg.
•Kidder, Peabody & Co., 75 State St.
•Manufacturers and Traders Trust Company,
142 State St.
•Marks & Co., Laurence M„ 75 State St
•Paine, Webber & Co., 90 State St
•Rollins & Sons, Inc., E. H„ 75 State St.
♦Smith Barney & Co., 90 State St.
•Trask & Co., Spencer, State Bank Bldg.
•Young & Company, Inc., F. J„ 75 State St.
BINGHAMTON
•Bonbright & Co., George D. B„ 97 Collier St.
BUFFALO
♦Amott, Baker & Co., Incorporated, 298 Main St.
*B^LBro^ers & Co., Inc., Marine TrustCompany
♦Blair & Co., Inc., Ellicott Square Bldg.
•Dominion Securities Corporation, M & T Bldg.
•First Boston Corporation, The, Liberty Bank
Bldg.
Manufacturers and Traders Trust Company. 284
Main St.
Marine Trust Company of Buffalo, The, 237
Main St.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
♦Moseley & Co., F. S„ 50 Congress St.
O’Brian, Potter & Co., Liberty Bank Bldg.
♦Rollins & Sons, Inc., E. H„ Erie County Savings
Bank Bldg.
Schoellkopf, Hutton & Pomeroy, Inc., 70 Niagara
St.
♦Union Securities Corporation, Liberty Bank Bldg.
Wood, Trubee & Co., M & T Bldg.
CORTLAND
♦Glldden, Morris & Co., Savings Bank Bldg.
ELMIRA
♦Jackson & Curtis, Keeney Theatre Bldg.
♦Manufacturers and Traders Trust Company,
Hulett Bldg.
♦Treman & Co., Arthur B„ 125 Lake St.
GLENS FALLS
♦Trask & Co., Spencer, Queensbury Hotel
ITHACA
Treman & Co., Arthur B„ First National Bank
Bldg.
MIDDLETOWN
♦Craigmyle & Co., 13 King St.
NEWBURGH
•Shields & Company, 120 Grand St.
NEW ROCHELLE
•Shields & Company, 271 North Ave.
NEW YORK CITY
Adams & Peck, 63 Wall St.
Adams, McEntee & Co., Inc., 40 Wall St.
Aldred & Co., 40 Wall St.
Allen & Company, H. L„ 100 Broadway
♦Allyn and Company, Inc., A. C„ 40 Wall St.
♦Ames & Co., Inc., A. E., 2 Wall St.
(Affiliate of A. E. Ames & Co., Limited, Toronto)
Amott, Baker & Co., Incorporated, 150 Broadway
♦Auchincloss, Parker & Redpath, 63 Wall St.
♦Babcock, Rushton & Company, 50 Broadway
Bacon. Stevenson & Co., 39 Broadway
Baker & Co., J. E„ 14 Wall St.
♦Bank of Montreal, Agency, 64 Wall St.
(Agency of Bank of Montreal, Head Office,
Montreal)
Bankers Trust Company, 16 Wall St.
Barr Brothers & Co., Inc., 40 Wall St.
♦Battles & Company, Inc., 90 Broad St.
Bear, Stearns & Co., 1 Wall St.
♦Becker & Co., Incorporated, A. G., 54 Pine St.
Bennett Bros. & Johnson, 1 Wall St.
Bergen, John J., 40 Wall St.
Blair & Co., Inc., 44 Wall St.
♦Blyth & Co., Inc., 14 Wall St.
♦Bodell & Co., 44 Wall St.
♦Boettcher and Company, 52 Wall St.
Bonbright & Company, Incorporated, 25 Nassau
St.
Bond & Goodwin, Incorporated, 63 Wall St.
Bristol & Willett, 115 Broadway
♦Brown & Sons, Alex., 2 Wall St.
(Revresentative of Baltimore)
♦Bullock, Calvin, 1 Wall St.
Burley & Company, 115 Broadway
Burr & Company, Inc., 57 William St.
♦Byllesby and Company, H. M., Ill Broadway
Callaway, Fish & Co., 15 Broad St.
Campbell, Phelps & Co., Inc., 70 Pine St.
Carroll & Co., John B„ 70 Pine St.
♦Cavalier & Co., Wm„ 40 Wall St.
♦Chandler & Company, Inc., 120 Broadway
♦Chaplin & Company, 52 Broadway
Chase National Bank of the City of New York,
18 Pine St.
Chemical Bank & Trust Company. 165 Broadway
♦Childs and Company, Inc., C. F., 1 Wall St.
Childs, Jeffries & Thorndike, Inc., 50 Broadway
Clark, Dodge & Co., 61 Wall St.
Clarke & Co., Inc., Richard W., 50 Broadway
♦Coffin & Burr, Inc., 70 Pine St.
Cohu Brothers & Georgeson, 24 Broad St.
♦Collin, Norton & Co., 26 Broadway
Craigmyle & Co., 1 Wall St.
Darby & Co., Inc., 1 Wall St.
♦Day & Co., R. L„ 14 Wall St.
Devine & Co., C. J., 48 Wall St.
Dick & Merle-Smith, 30 Pine St.
♦Dickson & Company, R. S., 30 Broad St.
Dillon, Read & Co., 28 Nassau St.
Distributors Group, Incorporated, 63 Wall St.
Dominick & Dominick. 115 Broadway
♦Dominion Securities Corporation, 40 Exchange
PI.
(Branch of The Dominion Securities Corporation
Limited, Toronto)
♦Dougherty, Corkran & Co., Ill Broadway
♦BRANCH OFFICE
Downs & Co., Harry, 60 Wall Tower
Doyle & Co., Charles E., 20 Pine St.
duPont & Co., Francis I., 1 Wall St.
Eastman, Dillon & Co., 15 Broad St.
Eberstadt & Co., Inc., F., 39 Broadway
♦Elder & Company, 11 Wall St.
Eldredge & Co., Inc., 40 Wall St.
Emanuel & Co., 50 Pine St.
♦Equitable Securities Corporation, 40 Wall St.
♦Estabrook & Co., 40 Wall St.
Evans, Stillman & Co., 14 Wall St.
Ewart & Co., Incorporated, C. B„ 70 Wall St.
Fenner and Beane Corporation, 67 Broad St.
Fenton & Company, Incorporated, F. R., Ill
Broadway
First Boston Corporation, The, 100 Broadway
First National Bank of the City of New York,
2 Wall St.
♦First of Michigan Corporation, 1 Wall St.
Foster & Co., Inc., 90 Broad St.
Fox & Company, P. F.. 1 Wall St.
Frazee Company, E. P„ 120 Broadway.
Gary & Partners, Theodore, 21 E. 40th St.
Gibbons & Company, Inc., Geo. B., 49 Wall St.
Glidden Morris & Co., 72 Wall St.
Glore, Forgan & Co., 38 Wall St.
Goldman. Sachs & Co., 30 Pine St.
♦Graham, Parsons & Co., 14 Wall St.
Granbery, Marache & Lord, 120 Broadway
Green, Ellis & Anderson, 100 Broadway
Greene and Company, 37 Wall St.
Guaranty Trust Company of New York, 140
Broadway
Hallgarten & Co., 44 Pine St.
Hamilton & Co., Geo. F.. 20 Pine St.
Hannahs, Baffin & Lee. Ill Broadway
Harriman Ripley & Co., Incorporated, 63 Wall St.
♦Harris, Hall & Company, 14 Waff St.
Hatch & Co., Inc., Frederic H„ 63 Wall St.
Hayden, Stone & Co.. 25 Broad St.
Hegarty & Co., Inc., D. M. S., 67 Wall St.
Heinzelmann, Ripley & Co., Inc., 40 Exchange PI.
Heller & Co., Inc., Herbert C„ 30 Broad St.
Hemphill, Noyes & Co., 15 Broad St.
Hipkins & Topping, 1 Waff St.
Hoit, Rose & Troster. 74 Trinity PI.
♦Hornblower & Weeks, 40 Wall St.
♦Hughes and Company, E. W., 1 Wall St.
♦Hutton & Company. W. E., 14 Waff St.
Hynes & Co., Incorporated, Eugene J, 61 Broad
way
Hynson & Co., Incorporated, J. N., 14 Wall St.
♦Jackson & Curtis, 115 Broadway
♦Janney & Co., 65 Broadway
Jones & Co., Chas. H., 20 Broad St.
Kean. Taylor & Co., 14 Waff St.
Keys & Co., C. M., 551 Fifth Ave.
Kidder & Co., A. M., 1 Waff St.
Kidder, Peabody & Co., 17 Waff St.
Kuhn, Leob & Co., 52 William St.
Ladenburg, Thalmann & Co., 25 Broad St.
Lahey, Fargo & Co., 31 Nassau St.
Lamport & Company, A. M„ 44 Pine St.
Lang & Co., F. P., 40 Waff St.
Langley & Co., W. C., 115 Broadway
Lazard Freres & Co., 120 Broadway.
Lebenthal & Co., 135 Broadway
Lee Higginson Corporation, 37 Broad St.
Lehman Brothers, 1 William St.
Lewisohn & Sons, Adolph, 61 Broadway
♦Lilley & Co., 44 Waff St.
Loeb, Rhoades & Co., Carl M., 61 Broadway
Lord, Abbett & Co., Inc., 63 Waff St.
♦Mackubin, Legg & Company, 42 Broadway
♦Manufacturers and Traders Trust Company, 1
Waff St.
Manufacturers Trust Company, 55 Broad St.
•Marine Trust Company of Buffalo, The, 120
Broadway
Marks & Co., Laurence M., 49 Waff St.
♦Massachusetts Distributors, Inc., 39 Broadway
♦Mather & Company, Inc., Morris, 50 Broadway
Maynard, Oakley & Lawrence, 61 Broadway
♦McCole, James A., Representative, The Anglo
California National Bank of San Francisco, 2
Wall St.
McDonnell & Co., 120 Broadway
♦Mellon Securities Corporation, 14 Wall St.
♦Mercantile-Commerce Bank and Trust Company,
14 Waff St. (Correspondent of St. Louis)
♦Mericka & Co., Inc., Wm. J., 1 Waff St.
Merrill Lynch & Co., Inc., 40 Waff St.
Minsch, Monell & Co., Inc., 115 Broadway
♦Mitchell, Hutchins & Co., 1 Wall St.
Morgan & Co., J. P., 23 Waff St.
Morgan Stanley & Co., Incorporated, 2 Wall St.
♦Moseley & Co., F. S„ 14 Waff St.
♦Moulton & Company, R. H„ 50 Broadway
Murphy & Co., G. M.-P., Ill Broadway
National City Bank of New York, 55 Wall St.
Neergaard, Miller & Co., 1 Wall St.
Newman Bros. & Worms, 25 Broad St.
New York Trust Company, The, 100 Broadway
Nickerson & Co., Inc., John, 61 Broadway
Novotny & Co., Inc., C. G., 30 Broad St.
Ohrstrom & Co., Inc., G. L„ 40 Wall St.
♦Otis & Co., 120 Broadway
♦Paine, Webber & Co., 25 Broad St.
♦Paul & Co., Inc., 52 Waff St.
♦Perry & Co., Inc., Arthur, 1 Waff St.
Phelps, Fenn & Co., 39 Broadway
Pierce & Co., E. A., 40 Waff St.
(Additional Office at 51 E. 42nd St.)
Pizzinl & Co., B. W„ 52 Broadway
Pressprich & Co., R. W„ 68 William St.
♦Reinholdt & Gardner, 11 Wall St.
Reynolds & Co., 120 Broadway
Riter & Co., 48 Wall St.
Robinson, Miller & Co., Inc., 52 William St.
Rollins & Sons, Inc., E. H., 44 Wall St.
Rothschild & Co., L. F., 120 Broadway
Ryan & McManus, 39 Broadway
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
NEW YORK CITY—Continued
Salomon Bros. & Hutzler, 60 Wall St.
Saunders, Ashplant & Company, 2 Wall St.
Schaumburg & Co., F. W„ 52 William St.
Schlater, Noyes & Gardner, Inc., 60 Broadway
♦Schoellkopf, Hutton & Pomeroy, Inc., 63 Wall St.
Scholle Brothers, 40 Wall St.
Schroder Rockefeller & Co., Inc., 48 Wall St.
♦Schwabacher & Co., Ill Broadway
Seligman & Co., J. & W„ 54 Wall St.
Shields & Company, 44. Wall St.
Smith, Barney & Co., 14 Wall St.
Smithers & Co., F. S„ 30 Broad St.
Speyer & Co., 24-26 Pine St.
Starkweather & Co., Ill Broadway
♦Stein Bros & Boyce, 39 Broadway
Stemmier & Co., 52 William St.
♦Stern, Wampler & Co. Inc., 40 Wall St.
Stone & Webster and Blodget, Inc., 90 Broad St.
♦Stranahan, Harris & Company, Inc., 115 Broad
way
♦Stroud & Company, Inc., 120 Broadway
Swart & Co., Inc., R. E„ 40 Exchange PI.
Thomson & McKinnon, 11 Wall St.
Trask & Co., Spencer, 25 Broad St.
♦Treman & Co., Arthur B„ 26 Broadway
♦Tucker, Anthony & Co., 120 Broadway
Union Securities Corporation, 54 Wall St.
Van Alstyne, Noel & Co.. 52 Broadway
•Van Deventer Brothers, Inc., 61 Broadway
Van Ingen & Co., Inc., B. J., 57 William St.
♦Wainwright & Co., H. C., 14 Wall St.
♦Walker & Co., G. H„ 1 Wall St.
♦Washburn & Company, Inc., 40 Wall St.
♦Watling, Lerchen & Co., 120 Broadway
Watson & White, 149 Broadway
♦Weeden & Co., 14 Wall St.
♦Weil, Roth & Irving Company, The, 74 Trinity
PI.
Werthelm & Co., 120 Broadway
White & Company, Inc., J. G., 37 Wall St.
White, Weld & Co., 40 Wall St.
Williams & Co., Clark, 50 Broadway
Wilmerding & Co., Inc., 120 Broadway
♦Winthrop, Mitchell & Co., 26 Broadway
♦Witter & Co., Dean, 14 Wall St.
Wood, Grundy & Co„ Inc., 14 Wall St.
Wood, Low & Co., 63 Wall St.
Wood, Struthers & Co., 20 Pine St.
Young & Company, Inc.. F. J., 52 Wall St.
NORWICH
♦Wood, Trubee & Co., 20 S. Broad St.
ONEONTA
♦Treman & Co., Arthur B., 243 Main St.
POUGHKEEPSIE
♦Eastman, Dillon & Co., 39 Market St.
ROCHESTER
Bonbright & Co., George D. B„ Powers Bldg.
Feistel, Cobb & Co., Inc., Powers Bldg.
Houck & Company, Inc., Albert A., LincolnAlliance Bldg.
•Lee Hlgginson Corporation, Lincoln-Alliance
Bldg.
♦Rothschild & Co.. L. F., Lincoln-Alliance Bldg.
Sage, Rutty & Company, Inc., 45 Exchange St.
•Schoellkopf, Hutton & Pomeroy, Inc., LincolnAlliance Bldg.
♦Stone & Webster and Blodget, Inc., Reynolds Ar
cade Bldg.
•Tucker, Anthony & Co., 16 Main St., E.
♦Wood, Trubee & Co., Lincoln-Alliance Bldg.
SCHENECTADY
♦Clark & Company, H. Vaughan, 265 State St.
♦Trask & Co., Spencer, 212 State St.
SYRACUSE
♦Blair & Co., Inc., Tower State Bldg.
♦Harriman Ripley & Co., Incorporated, Onondaga
Bldg.
•Lee Higginson Corporation, 206 Highland St.
•Pressprich & Co., R. W„ State Tower Bldg.
♦Union Securities Corporation, State Tower Bldg.
UTICA
•Treman & Co., Arthur B„ First National Bank
Bldg.
WATERTOWN
•Treman & Co., Arthur B„ 111 Stone St.
NORTH CAROLINA
Southeastern Group
CHARLOTTE
Dickson & Company, R. S., Wilder Bldg.
Interstate Securities Corporation, 200 S. Tryon
St.
•Scott, Horner & Mason, Inc., Johnston Bldg.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
GREENSBORO
Burnett and Company, Inc., Oscar, Security
Bank Bldg.
♦Elder & Company, Security Bank Bldg.
♦Equitable Securities Corporation, Jefferson Bldg.
Lewis and Hall, Inc., Jefferson Bldg.
RALEIGH
♦Dickson & Company, R. S., Security Bank Bldg.
Kirchofer & Arnold, Inc., Capital Club Bldg.
WILSON
Branch Banking & Trust Co., 124 Nash St.
WINSTON-SALEM
♦Smith, Barney & Co., First National Bank Bldg.
Wachovia Bank & Trust Company, Third &
Main Sts.
OHIO
AKRON
Northern Ohio Group
♦Jackson & Curtis, Ohio Bldg.
♦Mitchell, Herrick & Co., Akron Savings & Loan
Bldg.
♦Murfey, Blossom & Co., First Central Trust Bldg.
♦Nelson, Browning & Company, First Central
Tower
CANTON
Northern Ohio Group
1687
♦First Boston Corporation, The, Union Commerce
Bldg.
First Cleveland Corporation, The, National City
Bank Bldg.
Gillis, Russell & Co., Union Commerce Bldg.
♦Harriman Ripley & Co., Incorporated, Union
Commerce Bldg.
Hawley, Huller and Company, Union Commerce
Bldg.
Hayden, Miller and Company, Union Commerce
Bldg.
♦Hornblower & Weeks, Union Commerce Bldg.
♦Jackson & Curtis, Union Commerce Bldg.
Johnson, Kase & Co., 308 Euclid Ave.
Joseph & Co., Inc., Union Commerce Bodg.
McDonald-Coolidge & Co., Williamson Bldg.
Mericka & Co., Inc., Wm. J., 925 Euclid Ave.
Merrill, Turben & Company, Union Commerce
Bldg.
Mitchell, Herrick & Co., Cuyahoga Bldg.
Murch & Co., Maynard H., 925 Euclid Ave.
Murfey, Blossom & Co., Guardian Bldg.
National City Bank of Cleveland, The, E. Sixth
St. & Euclid Ave.
♦Nelson, Browning & Company, Union Commerce
Bldg.
Otis & Co., 216 Superior Ave., N. E.
♦Paine, Webber & Co., Terminal Tower Bldg.
♦Rollins & Sons, Inc., E. H., Union Commerce Bldg.
♦Salomon Bros. & Hutzler, 925 Euclid Ave.
Saunders, Stiver & Co., Terminal Tower Bldg.
♦Smith, Barney & Co., Union Commerce Bldg.
♦Soucy, Swartswelter & Co., Central National
Bank Bldg.
♦Stifel, Nicolaus & Co., Inc., Cuyahoga Bldg.
♦Stranahan, Harris & Company, Inc., Hippodrome
Bldg.
COLUMBUS
Ohio Valley Group
BancOhio Securities Company. 51 N. High St.
♦Blair & Co., Inc., 51 N. High St.
♦First Cleveland Corporation, The, A. I. U. Bldg.
♦Mitchell, Herrick & Co., Citizens Bank Bldg.
♦Otis & Co., Huntington National Bank Bldg.
♦Paine, Webber & Co., 50 E. Broad St.
Sweney, Inc., Lowry, 17 S. High St.
♦Mitchell, Herrick & Co., Citizens Bldg.
DAYTON
CINCINNATI
Ohio Valley Group
Ohio Valley Group
♦Dominick & Dominick, 42 N. Main St.
Feight-Yager & Co.. Inc.. Gas & Electric Bldg.
♦Joseph & Co., Inc., Winters Bank Bldg.
♦Nelson, Browning & Company, Third National
Bldg.
Assel. Goetz & Moerlein, Inc., Provident Bldg.
Aub & Co., A. E., Dixie Terminal Bldg.
Ballinger & Co.. Union Trust Bldg.
♦BancOhio Securities Company, Union Trust Bldg.
♦Blyth & Co.. Inc., Union Central Life Bldg.
♦Braun, Bosworth & Company, Union Central
Bldg.
Breed & Harrison, Inc., First National Bldg.
Brockhaus & Co., Edward, Union Trust Bldg.
Central Trust Company, The, Fourth & Vine Sts.
♦Childs and Company, Inc., C. F., 105 W. Fourth
St.
♦Devine & Co., Inc., C. J., First National Bank
Bldg.
♦Dominick & Dominick, 414 Walnut St.
Field, Richards & Shepard, Inc., Union Central
Bldg.
Fifth Third Union Trust Co., The, Fourth &
Walnut Sts.
♦Harriman Ripley & Co., Incorporated, Union
Central Life Bldg.
Hutton & Company, W. E., First National Bldg.
♦Joseph & Co., Inc., First National Bldg.
Lincoln National Bank, Fourth & Vine Sts.
Magnus & Company, Dixie Terminal Bldg.
♦Mitchell, Herrick & Co., Mercantile Library Bldg.
Nelson, Browning & Company, Carew Tower
♦Otis & Co., Mercantile Library Bldg.
Provident Savings Bank & Trust Company,
Seventh & Vine Sts.
Seasongood & Mayer, 6 E. Fourth St.
♦Stone & Webster and Blodget, Inc., Union
Central Bldg.
♦Stranahan, Harris & Company, Inc., Dixie
Terminal Bldg.
Van Lahr, Doll & Isphording, Inc., Provident
Bank Bldg.
Walter, Woody & Heimerdinger, Dixie Terminal
Bldg.
Weil, Roth & Irving Company, The, Dixie Ter
minal Bldg.
CLEVELAND
SPRINGFIELD
Ohio Valley Group
♦Mitchell, Herrick & Co., First National Bldg.
TOLEDO
Northern Ohio Group
Braun, Bosworth & Company, Second National
Bldg.
Collin, Norton & Co., 508 Madison Ave.
♦First Cleveland Corporation, The, Home Bank
Bldg.
♦Otis & Co., Security Bank Bldg.
Prudden & Company, Inc., Ohio Bldg.
Ryan, Sutherland & Co., Ohio Bldg.
Stranahan, Harris & Company, Inc., Ohio Bldg.
YOUNGSTOWN
♦Soucy, Swartswelter & Co., Union National Bank
Bldg.
OKLAHOMA
Southwestern Group
OKLAHOMA CITY
Edwards, Inc., R. J., Hales Bldg.
First National Bank and Trust Company, First
National Bldg.
Honnold, C. Edgar, 120 N. Robinson St.
Taylor-Stuart Company, American Natl. Bldg.
Northern Ohio Group
Ball, Coons & Company, Union Commerce Bldg.
♦BancOhio Securities Company, Union Commerce
Bldg.
♦Blyth & Co., Inc., Union Commerce Bldg.
Borton, Bates & Co., Union Commerce Bldg.
♦Bullock, Calvin, Williamson Bldg.
Central National Bank, 308 Euclid Ave.
♦Central Republic Company, Union Commerce
Bldg.
♦Childs and Company, Inc., C. F., Union Com
merce Bldg.
Cleveland Trust Company, The, 916 Euclid Ave.
Curtiss, House & Company, Union Commerce
Bldg.
Emerson & Co., Incorporated, H. L., Union Com
merce Bldg.
♦Field, Richards & Shepard, Inc., Union Commerce
Bldg.
♦BRANCH OFFICE
TULSA
♦Francis, Bro. & Co., Kennedy Bldg.
OREGON
Pacific Northwest Group
PORTLAND
Adams & Co., E. M„ American Bank Bldg.
Blankenship, Gould & Keeler, Inc., Wilcox Bldg.
♦Blyth & Co., Inc., Pacific Bldg.
Camp & Co., Inc., Porter Bldg.
♦Conrad, Bruce & Co., 316 S. W. Sixth Ave.
1688
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
PORTLAN D—Continued.
*Ferris & Hardgrove, Wilcox Bldg.
First National Bank of Portland, Fifth & Stark
Sts.
Hemphill, Fenton & Campbell, Inc., Porter Bldg.
Jaxtheimer & Company, 310 S. W. Sixth Ave.
Warrens, Bosch & Floan, Porter Bldg.
♦Witter & Co., Dean, 425 S. W. Sixth Ave.
Wright & Co., Marshall, Porter Bldg.
PENNSYLVANIA
ALLENTOWN
Eastern Pennsylvania Group
♦Reynolds & Co., Americus Hotel Bldg.
♦Smith, Barney & Co., Dime Trust Bldg.
BETHLEHEM
Eastern Pennsylvania Group
•Elkins, Morris & Co., Odd Fellows Bldg.
♦Rollins & Sons, Inc., E. H„ Odd Fellows Bldg
♦Smith, Barney & Co., 446 Main St.
EASTON
Eastern Pennsylvania Group
♦Eastman, Dillon & Co., First National Bank Bldg
•Lord, Abbett & Co., Inc., First National Bank
Bldg.
♦Smith, Barney & Co., 7 Center Sq.
Hopper, Soliday & Co., 1420 Walnut St.
♦Hornblower & Weeks, 1429 Walnut St.
♦Hutton & Company, W. E., 1529 Walnut St.
Investment Registry of America, Inc., 1515
Locust St.
♦Jackson & Curtis, Philadelphia National Bank
Bldg.
Janney & Co., 1529 Walnut St.
♦Kidder. Peabody & Co., 1416 Chestnut St.
Krause, Barrows and Co., Land Title Bldg.
♦Lazard Freres & Co., Girard Trust Company Bldg.
Lilley & Co., Packard Bldg.
McMillan, Rapp & Company, 1420 Walnut St.
Morgan & Co., Reed A., 16 S. Broad St.
♦Murphy & Co., G. M.-P., 123 S. Broad St.
Newbold’s Son & Co., W. H., 1517 Locust St.
♦Ohrstrom & Co., Inc., G. L„ 1500 Walnut St.
♦Paine, Webber & Co., Packard Bldg.
Paul & Co., Inc., 1420 Walnut St.
Phillips & Co., Samuel K., Packard Bldg.
♦Pressprich & Co., R. W., Girard Trust Company
Bldg.
♦Reynolds & Co., 1500 Walnut St.
♦Riter & Co., 1529 Walnut St.
♦Rollins & Sons, .Inc., E. H„ 1528 Walnut St.
♦Salomon Bros. & Hutzler, 123 S. Broad St.
♦Schoellkopf, Hutton & Pomeroy, Inc., 123 S.
Broad St.
♦Smith, Barney & Co., 1411 Chestnut St.
♦Starkweather & Co., Girard Trust Company Bldg.
♦Stone & Webster and Blodget, Inc., Packard Bldg.
Stroud & Company, Inc., 1429 Walnut St.
Suplee, Yeatman & Company, Inc., 220 S. Six
teenth St.
Swain & Company, Inc., Land Title Bldg.
Thayer, Baker & Co., 16 S. Broad St.
Tyson Company, Warren A., 1528 Walnut St.
♦Van Alstyne, Noel & Co., 1500 Walnut St.
♦Wainwright & Co., H. C., Girard Trust Company
Bldg.
Wurts, Dulles & Co., 1416 Chestnut St.
Yarnall & Co., 1528 Walnut St.
♦Young & Company, Inc., F. J., 1616 Walnut St.
ERIE
PITTSBURGH
•Hemphill, Noyes & Co., Penn Harris Hotel
•Jones & Co., Chas. H., State Theatre Bldg.
•Rollins & Sons, Inc., E. H.. State Theatre Bldg
HUNTINGDON
Western Pensylvania Group
♦Elkins, Morris & Co., Penn St.
LANCASTER
Eastern Pennsylvania Group
♦Clark & Co., E. W„ Fulton National Bldg.
PHILADELPHIA
Eastern Pennsylvania Group
•Adams & Peck, 1500 Walnut St.
•Aliyn and Company, Inc., A. C., Packard Bldj
♦Amott, Baker & Co., Incorporated, 1528 Walnu
bt.
•Auchincloss, Parker & Redpath, 1421 Chestnu
ot.
•Bankers Trust Company, Packard Bldg.
Barclay, Moore & Co., 123 S. Broad St.
Battles & Company Inc., 1518 Locust St.
Biddle, Whelen & Co., 1606 Walnut St.
Bioren & Co., 1508 Walnut St
*gjairCo- Inc- 225 s Fifteenth St.
•Blyth & Co., Inc., 1500 Walnut St.
Boenning & Co., 1606 Walnut St.
•Bullock, Calvin. 1416 Chestnut St.
♦Burr & Company, Inc., 1500 Walnut St.
Butcher & Sherrerd, 1500 Walnut St.
Byhesby ancj Company, H. M., Stock Exchang
Bldg.
Cassatt & Co. Incorporated, South Penn Sq.
Chandler & Company, Inc., 1500 Walnut St
Clark & Co., E. W„ 1531 Locust St.,
Clarke & Company, H. Vaughan, 15th & Locus
Sts.
Collings and Company, C. C„ 123 S. Broad Si
♦Devine & Co., Inc., C. J., Fidelity-Philadelphi
Trust Bldg.
♦Dominion Securities Corporation, 220 £
Sixteenth St.
Dougherty, Corkran & Co., 1421 Chestnut St.
Drexel & Co., 15th & Walnut Sts.
*du Pont & Co., Francis I., 123 S. Broad St.
♦Eastman, Dillon & Co., 1506 Walnut St.
Elkins, Morris & Co., Land Title Bldg.
♦First Boston Corporation, The, 1616 Walnut SI
♦Foster & Co., Inc., Packard Bldg.
Freeman & Co., Inc., M. M„ Packard Bldg.
♦Goldman, Sachs & Co., 1416 Chestnut St.
Graham, Parsons & Co., 1422 Walnut St.
Harper & Turner, Inc., Stock Exchange Bldg.
♦Harriman Ripley & Co., Incorporated, 152:
Walnut St.
Harrison & Co., 123 S. Broad St.
♦Hemphill, Noves & Co., 123 S. Broad St.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
SHARON
Western Pennsylvania Group
♦Grubbs, Scott & Company, First National Bank
Bldg.
SUNBURY
Eastern Pennsylvania Group
Drass & Co., J. H., 231 Market Sq.
WILKES-BARRE
Eastern Pennsylvania Group
♦Auchincloss, Parker & Redpath, Miners Bank
Bldg.
♦Green, Ellis & Anderson, Miners Bank Bldg.
♦Lord, Abbett & Co., Inc., Miners Bank Bldg.
♦McMillan, Rapp & Company, Miners Bank Bldg.
♦Rollins & Sons, Inc., E. H., Second National Bank
Bldg.
♦Swain & Company, Inc., Brooks Bldg.
WILLIAMSPORT
Eastern Pennsylvania Group
♦Rollins & Sons, Inc., E. H., Lycoming Trust Bldg.
Eastern Pennsylvania Group
♦Shields & Company, Erie Trust Bldg.
HARRISBURG
♦Green, Ellis & Anderson, Scranton Life Bldg.
♦Hallgarten & Co., First National Bldg.
♦Moseley & Co., F. S., First National Bldg.
♦Reynolds & Co., 516 Spruce St.
♦Rollins & Sons, Inc., E. H., First National Bldg.
♦Smith, Barney & Co., First National Bldg.
YORK
Western Pennsylvania Group
Eastern Pennsylvania Group
SCRANTON
Eastern Pennsylvania Group
Western Pennsylvania Group
Applegate, Geo. G., Commonwealth Bldg.
Batty-Daly Corporation, Union Trust Bldg.
Bear & Company, S. Lee, Union Trust Bldg.
♦Blair & Co., Inc., Oliver Bldg.
♦Blyth & Co., Inc., First National Bank Bldg.
♦Byllesby and Company, H. M., Union Trust
Bldg.
♦Cassatt & Co. Incorporated, Union Trust Bldg.
Chaplin & Company, 419 Wood St.
♦Childs and Company, Inc., C. F., 439 Fifth Ave.
Cunningham & Co., Inc., S. K., Commonwealth
Bldg.
Farmers Deposit National Bank, Fifth Ave. &
Wood St.
♦First Boston Corporation, The, Farmers Bank
Bldg.
First National Bank at Pittsburgg, Fifth Ave. &
Wood St.
Glover & MacGregor, Inc., Union Trust Bldg.
♦Graham, Parsons & Co., Union Trust Bldg.
♦Green, Ellis & Anderson, Commonwealth Bldg.
Grubbs. Scott & Company, Union Trust Bldg.
♦Harriman Ripley & Co., Incorporated, Union
Trust Bldg.
♦Hemphill, Noyes & Co., First National Bank
Bldg.
♦Janney & Co., Park Bldg.
Kay, Richards & Company, Union Trust Bldg.
♦Loeb, Rhoades & Co., Carl M., Union Trust Bldg.
Masten & Company, A. E„ First National Bank
Bldg.
McJunkin, Patton & Company, Commonwealth
Bldg.
Mellon Securities Corporation, 525 William Penn
Pi.
Moore, Leonard & Lynch, Union Trust Bldg.
♦Otis & Co., Union Trust Bldg.
Peoples-Pittsburgh Trust Company, Fourth Ave.
& Wood St.
♦Rollins & Sons, Inc., E. H., Grant Bldg.
Scott & Company, James H., Union Trust Bldg.
Singer, Deane & Scribner, Union Trust Bldg.
♦Swart & Co., Inc., R. E., Union Trust Bldg.
Union Trust Company of Pittsburgh, The, Union
Trust Bldg.
Ward & Co., Norman, Grant Bldg.
Young & Co., Inc., People Bank Bldg.
POTTSVILLE
Eastern Pennsylvania Group
♦Clark & Co., E. W., Schuylkill Bldg.
♦Clark & Co., E. W., 22 S. George St.
♦Reynolds & Co., 12 N. Beaver St.
♦Stein Bros. & Boyce, 31 Market St.
RHODE ISLAND
New England Group
NEWPORT
♦Kidder, Peabody & Co., 33 Bellevue Ave.
PROVIDENCE
♦Blyth & Co., Inc., Ill Westminster St.
Bodel] & Co.. 32 Custom House St.
♦Estabrook & Co., 15 Westminster St.
♦First Boston Corporation, The, Hospital Trust
Bldg.
♦Harriman Ripley & Co., Incorporated, Hospita
Trust Bldg.
♦Hornblower & Weeks, 10 Weybosset St.
♦Jackson & Curtis, Hospital Trust Bldg.
♦Kidder, Peabody & Co., 10 Weybosset St.
MacColl, Fraser & Wheeler, Hospital Trust Bldg.
Miller & George, Hospital Trust Bldg.
♦Murphy & Co., G. M.-P., Hospital Trust Bldg.
♦Paine, Webber & Co., Hospital Trust Bldg.
♦Perry & Co., Inc., Arthur, Hospital Trust Bldg.
♦Putnam & Company, Inc., F. L., Hospital Trust
Bldg.
♦Rollins & Sons, Inc., E. H„ Turks Head Bldg.
♦Starkweather & Co., Hospital Trust Bldg.
♦Stone & Webster and Blodget, Inc., Turks Head
Bldg.
♦Whiting, Weeks & Stubbs Incorporated, Hospital
Trust Bldg.
SOUTH CAROLINA
Southern Group
CHARLESTON
Frost, Read & Co., Inc., 21 Broad St.
Kinloch, Huger & Company, 26 Broad St.
COLUMBIA
Crawford Co., Inc., G. H., Central Union Bldg
SPARTANBURG
Law & Company, A. M., Andrews Bldg
READING
TENNESSEE
Eastern Pennsylvania Group
CHATTANOOGA
♦Clark & Co., E. W„ 515 Penn St.
♦Eastman, Dillon & Co., Berkshire Hotel Bldg.
♦Graham, Parsons & Co.. 605 Washington St.
♦Harriman Ripley & Co., Incorporated, Colonial
Trust Bldg.
♦BRANCH OFFICE
Southern Group
Elder & Company, 735 Broad St.
♦Equitable Securities Corporation,
Bldg.
Provident
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
KNOXVILLE
Southern Group
VERMONT
♦Bass & Company, Jack M., Hamilton National
Bank Bldg.
•Cumberland Securities Corporation, Hamilton
National Bank Bldg.
•Elder & Company, Fidelity Bank Bldg.
•Equitable Securities Corporation, Hamilton
National Bank Bldg.
*
New England Group
MEMPHIS
Mississippi Valley Group
♦Equitable Securities Corporation, Union Planters
Bldg.
First National Bank of Memphis, 127 Madison
Ave.
Union Planters National Bank & Trust Company,
69 Madison Ave.
NASHVILLE
Southern Group
Bass & Company, Jack M„ 331 Union St.
Cumberland Securities Corporation, 400 Union
St.
•Elder & Company, Third National Bank Bldg.
Equitable Securities Corporation, 404 Union St.
Nashville Securities Company, Inc., Fourth Ave.
at Union St.
Nunn, Shwab & Co., Nashville Trust Bldg.
Webster & Gibson, Stahlman Bldg.
CANADA
VIRGINIA
Southeastern Group
CHARLOTTESVILLE
Peoples National Bank, The, Main St.
LYNCHBURG
Scott, Horner & Mason, Inc., Law Bldg.
NORFOLK
Investment Corporation of Norfolk, 215 E.
Plume St.
RICHMOND
Davenport & Co.. 1113 E. Main St.
♦Dickson & Company, R. S., Morris Plan Bank
Bldg.
Mason-Hagan, Inc., 916 E. Main St.
Richmond Corporation, The, 726 E. Main St.
Scott & Stringfellow, Mutual Bldg.
WASHINGTON
Pacific Northwest Group
Texas Group
SEATTLE
•Blyth & Co., Inc., 1411 Fourth Ave.
Bramhall & Stein, Hoge Bldg.
•Conrad, Bruce & Co., 1411 Fourth Ave.
Drumheller, Ehrlichman Company, Exchange
Bldg.
Ferris & Hardgrove, Exchange Bldg.
Grande & Co., Inc., Hoge Bldg.
Harper & Son & Company, Wm. P., Harper Bldg.
Hemphill Inc., Waldo, 1411 Fourth Ave.
Hughbanks Incorporated, Dexter Horton Bldg.
Huston & Co.. Harold H., Hoge Bldg.
Marine National Company, 1100 Second Ave.
Mclnnis, Van Dusen & Co., Hoge Bldg.
Pacific National Bank of Seattle, The, Second
Ave. at Madison St.
Rogers & Company, Hartley, 1411 Fourth Ave.
Seattle-First National Bank, Second Ave. at
Columbia St.
Seattle Trust and Savings Bank, 804 Second Ave.
•Witter & Co., Dean, Cobb Bldg.
EDINBURG
•Ranson-Davidson Investment Company, The,
American Bank Bldg.
FORT WORTH
•Dallas Union Trust Company, Fort Worth
National Bank Bldg.
Edwards & Company, William N.. First National
Bank Bldg.
GALVESTON
Mosle and Moreland. Anlco Bldg.
HOUSTON
Aves and Wymer, Inc., San Jacinto National Bank
. Bldg.
Dillingham & McClung, Inc., First National Bank
Bldg.
Duquette & Co., Second National Bank Bldg.
•Fenner and Beane Corporation, Gulf Bldg.
Gregory, Eddleman & Abercrombie, First Na
tional Bank Bldg.
•Mahan, Dittmar & Company, Second National
Bank Bldg.
Moroney & Co., Gulf Bldg.
Neuhaus & Co., Union National Bldg.
•Rauscher, Pierce & Co., Inc., Second National
Bank Bldg.
Rotan Co., George V., 806 Rusk Ave.
Snyder and Company, A. W., San Jacinto Na
tional Bank Bldg.
Underwood & Co., Milton R„ Gulf Bldg.
White & Co., Chas. B., Second National Bank
Bldg.
SAN ANTONIO
Dewar, Robertson & Pancoast, National Bank of
Commerce Bldg.
Mahan, Dittmar & Company, South Texas Bank
Bldg.
•Ranson-Davidson Investment Company, The,
Milam Bldg.
•Rauscher, Pierce & Co., Inc., Milam Bldg.
Russ, Roe & Company, Frost National Bank
Bldg.
UTAH
Rocky Mountain Group
SALT LAKE CITY
•Blyth & Co., Inc., Kearns Bldg.
Hogle & Co., J. A., 132 Main St.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
OSHKOSH
•Securities Company of Milwaukee Inc., The, First
National Bank Bldg.
BURLINGTON
♦Kidder & Co., A. M„ 162 College St.
TEXAS
AUSTIN
•Barcus Kindred & Co., Norwood Bldg.
DALLAS
Beckett, Gilbert & Company, Inc., First National
Bank Bldg.
Callihan & Jackson, Incorporated, Republic Bank
Bldg.
Dallas Union Trust Company, Dallas National
Bank Bldg.
First National Bank in Dallas, 1401 Main St.
Garrett & Co. Inc., First National Bank Bldg.
Investment Service Corporation of Texas, Dallas
National Bank Bldg.
James, Stayart & Davis, Inc., First National Bank
Bldg.
•Mahan, Dittmar & Company, Dallas National
Bank Bldg.
Miller, Moore & Brown, Inc., Republic Bank Bldg.
O’Neil & Company, Donald. Republic Bank Bldg.
Rauscher, Pierce & Co., Inc., Magnolia Bldg.
Walker, Austin & Waggoner, Republic Bank Bldg.
1689
SPOKANE
•Blyth & Co., Inc., Old National Bldg.
•Ferris & Hardgrove, 425 Riverside Ave.
Murphey, Favre & Co., Spokane and EasternBldg.
Nelson and Company, Arthur E., Paulsen Bldg.
Paine-Rice & Company, Old National Bldg.
Richards & Blum, Inc., 101 N. Wall St.
Spokane and Eastern, Branch of Seattle-First
National Bank, 601 W. Riverside Ave.
TACOMA
•Conrad, Bruce & Co., Washington Bldg.
•Ferris & Hardgrove, W. R. Rust Bldg.
•Witter & Co., Dean, Washington Bldg.
WEST VIRGINIA
Western Pennsylvania Group
WHEELING
•Masten & Company, A. E., Central Union Bldg.
WISCONSIN
Central States Group
LA CROSSE
♦Harrison & Co., Carter H., Stoddard Hotel.
BRITISH COLUMBIA
Pacific Northwest Group
VANCOUVER
•Ames & Co., Limited, A. E„ Royal Trust Bldg.
•Dominion Securities Corporation Limited, 510
Hastings St. ,W.
•Wood, Gundy & Company Limited, 744 Hastings
St., W.
VICTORIA
•Ames & Co., Limited, A. E., 310 Belmont House
MANITOBA
Canadian Group
WINNIPEG
•Ames & Co., Limited, A. E., Hamilton Bldg.
•Bell, Gouinlock & Gillespie, Ltd., Lombard Bldg.
{Branch of Bell, Gouinlock & Co., Ltd., Toronto)
•Dominion Securities Corporation Limited, Union
Trust Bldg.
♦Mills, Spence & Co., Ltd., Lombard Bldg.
•Wood, Gundy & Company Limited, Victory Bldg.
ONTARIO
Canadian Group
HAMILTON
♦McLeod, Young, Weir & Co., Ltd., Spectator
Bldg.
•Mills, Spence & Co., Ltd., Sun Life Bldg.
•Wood, Gundy & Company Limited, 1 Main St., B.
LONDON
•McLeod, Young, Weir & Co., Ltd., Richmond
Bldg.
Midland Securities Corporation Limited, Huron
& Erie Bldg.
OTTAWA
•Greenshields & Company, Inc., 140 Wellington
St.
•Hanson Bros. Incorporated, 56 Sparks St.
•McLeod, Young, Weir & Co., Ltd., Ottawa
Electric Bldg.
•Wood, Gundy & Company Limited, Victoria
Bldg.
TORONTO
Ames & Co., Limited, A. E., 320 Bay St.
Bartlett, Cayley and Company Limited, 320
Bay St.
Bell, Gouinlock & Co., Ltd., 25 King St., W.
•Collier, Norris & Henderson, Limited, 320 Bay
St.
Dominion Securities Corporation Limited, 15
King St., W.
Gairdner & Company Limited, 320 Bay St.
•Greenshields & Company, Inc., 64 King St., W.
♦Hanson Bros., Incorporated, 80 King St., W.
♦Kidder & Co., A. M., 320 Bay St.
McLeod, Young, Weir & Co., Ltd., Metropolitan
Bldg.
♦Midland Securities Corporation Limited, Dom
inion Bank Bldg.
Mills, Spence & Co., Ltd., 25 King St., W.
Wood, Gundy & Company Limited, 36 King St.,
QUEBEC
Canadian Group
MONTREAL
•Aldred & Co., Ltd., 507 Place d’Armes
{Correspondents of Aldred <fc Co., New York)
•Ames & Co., Limited, A. E., 360 St. James St., W.
Bank of Montreal, Head Office, 119 St. James St.,
W.
•Bell, Gouinlock & Co., Ltd., Royal Bank Bldg.
•Bullock, Ltd., Calvin, Aldred Bldg.
{Branch of Calvin Bullock, Jersey City)
MADISON
•Securities Company of Milwaukee Inc., The,
First Central Bldg.
Collier, Norris & Henderson, Limited, Aldred
Bldg.
•Dominick Corporation of Canada, 360 St. James
St.
MILWAUKEE
♦Allyn and Company, Inc., A. C., 735 N. Water
St.
Bingham, Sheldon & Co., 735 N. Water St.
•Central Republic Company, First Wisconsin
National Bank Bldg.
Edgar, Ricker & Co., 207 E. Michigan St.
Fox & Co.. Morris F.. 753 N. Water St.
♦Harris, Hall & Company, 735 N. Water St.
Marine National Exchange Bank of Milwaukee,
625 N. Water St.
Marshall & llsley Bank, 721 N. Water St.
Milwaukee Company, The, 135 W. Wells St.
♦Paine, Webber & Co., 605 N. Broadway.
•Riter & Co., Title Guaranty Bldg.
•Rollins & Sons, Inc., E. H., First Wisconsin
National Bank Bldg.
Securities Company of Milwaukee Inc., The, 110
E. Wisconsin Ave.
•Straus Securities Company, 710 N. Water St.
•Dominion Securities Corporation Limited, 275
St. James St., W.
•Gairdner & Company Limited, 360 St. James St.,
W.
♦Green, Ellis & Anderson, 437 St. James St. West.
Greenshields & Company, Inc., 507 Place d'
Armes
Hanson Bros. Incorporated, 255 St. James St., W.
♦Kidder & Co., A. M„ 388 St. James St., W.
♦McLeod, Young, Weir & Co., Ltd., 231 St. James
St.
•Mills, Spence & Co., Ltd., 507 Place d’Armes
Royal Bank of Canada, The, 360 St. James St., W.
♦Wood, Gundy & Company Limited, 360 St.
James St., W.
QUEBEC
♦Greenshields & Company, Inc., Price House
SHERBROOKE
•Greenshields & Company, Inc., Sun Life Bldg.
•BRANCH OFFICE
{Corporate affiliate of Dominick & Dominick,
New York)
1690
STOCK EXCHANGE MEMBERS
CALIFORNIA
LOS ANGELES STOCK EXCHANGE
618 So. Spring St.
OFFICERS: McClarty Harbison, President; S. H. Ellis, Jr., 1st Vice-President; Harry B. Brooks, 2nd Vice-President; G. C. Lambert, Treasurer;
W. G. Paul, Exec. Secretary; Inez Vermillion, Assistant Secretary; T. P. Phelan, Assistant Secretary.
MINIMUM COMMISSION RATES
•
Effective September 1, 1938
SCHEDULE “I”
Minimum Charges—Schedule I and Schedule II
The following minimum rates shall apply on all stocks other than Mining
Commission charges shall be based on 100 share lots in accordance with
Stocks and/or stocks competitive with the New York Stock Exchange and/
the
Commission Schedule regardless of trading unit in a stock.
or the New York Curb Exchange.
On stocks selling under $1.00 customers minimum, $2.50; preferred
minimum,
$1.75.
Customer’s Rates
Preferred Rates
Price
Per 100 Less than
On stocks selling at $1.00 and over customers minimum, $5.00; preferred
Per 100 Less than
100 shares
minimum, $3.75, except on transactions in which the amount of money in
100 shares
Under 10c.
--S .50 Pro Rata
volved is $10.00 or more but under $50.00, the minimum commission of
$ .25 Pro Rata
At!$
10 and under $
.25
1.00 Pro Rata
$2.50 may be charged customers and $1.75 to those entitled to the preferred
.50 Pro Rata
At
.25 and under
schedule.
.50.
2.00 Pro Rata
1.00 Pro Rata
At
.50 and under
.75.
3.00 Pro Rata
2.00 Pro Rata
On transactions in which the money involved is less than $10.00 the com
At
.75 and under
1.00. .. 4.00 Pro Rata
3.00 Pro Rata
mission charge shall be optional.
At
1.00 and under
2.00.
5.00 13c a share
3.75 Pro Rata
At
2.00 and under
3.00. .. 6.00 13c a share
4.50 Pro Rata
At
3.00 and under
4.00. -- 9.00 13c a share
7.00 Pro Rata
Application of Preferred Schedule
At
4.00 and under
5.00.
10.00 13c a share
8.00 Pro Rata
At
5.00 and under
6.00. .. 12.00 20c a share
(A) Members may transact business at the rates prescribed in the preferred
9.00 Pro Rata
At
6.00 and under
7.00. .. 13.00 20c a share
schedule when such transactions are for the account of members of the
10.00 Pro Rata
At
7 00 and under
San Francisco Stock Exchange.
8.00.
14.00 20c a share
11.00 Pro Rata
At
8.00 and under
9.00.
15.00 20c a share
12.00 Pro Rata
(B) Members may transact business at the rates prescribed in the preferred
At
9.00 and under 10.00. -- 16.00 20c a share
13.00 Pro Rata
schedule when such transactions are in securities which are also traded on
At 10.00 and under 20.00. .. 19.00 25c a share
14.00 Pro Rata
the
New York Stock or Curb Exchanges and/or the San Francisco Stock
At 20.00 and under 30.00.
20.00 25c a share
15.00 Pro Rata
Exchange and are for the account of:
At 30.00 and under 40.00. .. 21.00 25c a share
16.00 Pro Rata
At 40.00 and under 50.00.
(1) Members of the New York Stock Exchange or other Exchanges
22.00 25c a share
17.00 Pro Rata
At 50.00 and under 60.00. ..- 23.00 30c a share
specifically approved by the Governing Board.
18.00 Pro Rata
At 60.00 and under 70.00.
24.00 30c a share
19.00 Pro Rata
(2) Those organizations specifically approved in Section 8, Chapter
At 70.00 and under 80.00.
25.00 30c a share
20.00 Pro Rata
VII of the Governing Board Rules.
At 80.00 and under 90.00. .. 26.00 30c a share
21.00 Pro Rata
At 90.00 and under 100.00.
27.00 30c a share
22.00 Pro Rata
(3)
Approved
banks.
At 100.00 and under 110.00.
28.00 30c a share
23.00 Pro Rata
At 110.00 and under 120.00.
29.00 30c a share
24.00 Pro Rata
At 120.00 and under 130.00. . 30.00 30c a share
25.00 Pro Rata
Competitive Stocks
At 130.00 and under 140.00. . 31.00 Pro Rata
26.00 Pro Rata
Transactions in securities which are also traded on the New York Stock
Customers and preferred board lot schedules shall be increased $1.00 for
or Curb Exchanges shall carry the Pacific Coast customers or preferred rates
each $10.00 increase in price at 140 and above and odd lot rates shall be
for
such transactions when such rates are at variance herewith, except as to
pro rata thereof.
minimum charges.
Adams-Chadwick Co., 650 S. Spring St.
Akin-Lambert Co., 639 S. Spring St.
Bacon & Co., 256 Montgomery St., San Francisco.
Bankamerica Co., 650 S. Spring St.
Banks, Huntley & Co., 634 S. Spring St.
Barbour, Smith & Company, 210 W. 7th St.
Bateman, Eichler & Co., 453 S. Spring St.
Bayly Brothers, Inc. of California, 727 West 7th St.
Brashears, G. & Co., 510 S. Spring St.
California Seaboard Corporation, 634 S. Spring St.
Casamajor & Doty, 619 E. Colorado St., Pasadena.
Cass Associates, Quincy, 530 W. 6th St.
Cavalier, Wm. & Co.. 523 W. 6th St.
Cavanaugh, Morgan & Co., Inc., 634 So. Spring St.
Cook, Miller & Co., 650 S. Spring St.
Crisler, L. A. & Co., 639 S. Spring St.
Crowell, Weedon & Co., 650 S. Spring St.
Dobbs, Crowe & Company, 626 S. Spring St.
Dunk-Harbison Co.. 634 S. Spring St.
Edgerton, Riley & Walter, 621 S. Spring St.
Edwards, J. B., 5223 Wilshire Blvd.
Ellis, S. H„ Inc., 639 S. Spring St.
Fairman & Co., 650 S. Spring St.
Fastnow, William C„ 215 W. 7th St.
Friedlander & Speth, Inc., 650 S. Spring St.
MEMBERS
GRANT, D. G. COMPANY, Room 415, 453
S. Spring St.
Graves, Banning & Co., 629 S. Spring St.
Greenwood, Bennett & Co., 6253 Hollywood Blvd.,
Hollywood.
Gregory, R. N. & Co., 210 W. 7th St.
Hass, Barnes & Maxwell, 210 W. 7th St.
Hay, Earl G., 650 S. Spring St.
Hill Richards & Co., 621 So. Spring St.
Hogle, J. A., & Co., 532 W. 6th St.
Hopkins. Hughey & Anderson, 609 S. Grand Ave.
Hurry, Hilgers & Co., 530 W. 6th St.
Hutton, E. F. & Co., 623 S. Spring St.
Jones & Co., William H„ 215 W. 6th St.
Keely, Kendall, 10401 Wyton Dr., West Los
Angeles.
Kerr & Bell, 629 S. Spring St.
Laswell & Co., 609 S. Grand Ave.
Lester & Co., 621 So. Spring St.
Lewis, M. H. & Co., 453 S. Spring St.
Longan, Dunn & Philleo, 621 S. Spring St.
Lopez & Co., 716 S. Berendo St.
MacLaughlin, Leo G., Co., 54 S. Los Robles Ave.,
Marache, Paul J. & Co., 650 S. Spring St.
Mason Brothers, '650 S. Spring St.
Miller & Co., Revel, 650 S. Spring St.
Mitchum, Tully & Co., 650 S. Spring St.
Morlan, Malcolm F„ 215 W. 7th St.
Morris & Co., A. W., 325 W. 8th St.
Newland, E. H. & Co., 639 S. Spring St.
Pacific Company of California, 623 South Hope St.
Page, Hubbard & Asche, 210 W. 7th St.
Paul, W. G„ 618 S. Spring St.
Rath, Howard G. Co., 523 W. 6th St.
Schabarum, Frank A., 634 S. Spring St.
Searl-Merrick Company, 634 S. Spring St.
Sinclair, Dunlap & Co., 210 W. 7th St.
STAATS, WM. R. CO., 640 South Spring St.
Sutro & Company, 210 W. 7th St.
Wade & Co., R. C., 650 S. Spring St.
Walker, M. S., & Co., 125 E. First St., Long Beach.
White, Wyeth & Co., 647 S. Spring St.
Young, Clarke & Co., 215 W. 7th St.
SAN FRANCISCO STOCK EXCHANGE
Officers: Wm. R. Bacon, President;
(Board Room: 155 Sansome St.)
G. M. Greenwood, Vice-President;
Ronald E. Kaehler, Assistant to the President;
The Anglo California National Bank, San Francisco, Treasurer.
MINIMUM RATES OF COMMISSION
on Stocks, Rights and Warrants
(Hereinafter Referred to as Stocks)
Ruth Kapelsky, Secretary.
In Effect September 15, 1938
ON STOCKS SELLING
Per
{Odd Lots *Minimuin
{Whenever the commission charge based on the odd lot rate is higher than a
Price Per Share
100 Shares Per Share Charge
charge for a round lot (100 shares) of the same stock, the latter amount may
Under 10c___
_ _
_______$ .50
$2.50
Pro Rata
be charged.
At $
.10 but under $;
.25____ _______ 1.00
2.50
Pro Rata
♦On any individual transaction in stocks, rights and warrants, where the
At
.25 but under
.50__
_______ 2.00
2.50
Pro Rata
total amount of money involved is $10.00 or more and less than $50.00, the
At
.50 but under
.75____ _______ 3.00
2.50
Pro Rata
minimum charge shall be $2.50 for each transaction. When the total
At
.75 but under
1.00____ _______ 4.00
2.50
Pro Rata
amount Involved is less than $10.00, the minimum charge may be discre
At
1.00 but under
2.00____ _______ 5.00
5.00
13c
tionary with the member.
At
2.00 but under
3.00____ _______ 6.00
5.00
13c
At
3.00 but under
4.00____ _______ 9.00
5.00
13c
Orders executed locally in stocks dealt in on the New York Stock Ex
At
4.00 but under
5.00____ _______ 10.00
5.00
13c
change or the New York Curb Exchange shall take the following New YorkAt
5.00 but under
6.00____ _______ 12.00
20c
5.00
Western
rates for such stocks:
At
6.00 but under
7.00____ _______13.00
5.00
20c
At $1.00 but under $2.00 per share____ $7.00 per 100 shares
At
7.00 but under
8.00____ _______14.00
20c
5.00
At
$2.00 but under $3.00 per share____$8.00 per 100 shares
At
8.00 but under
9.00____ _______ 15.00
20c
5.00
At
9.00 but under 10.00____ _______ 16.00
20c
5.00
BONDS
Minimum
Charge
At 10.00 but under 20.00^
_______19.00
25c
5.00
Up
to
$125.00,
$10,000
lots
$25.00
per
$10,000
par
value..............
..$2.50
At 20.00 but under 30.00____ _______20.00
25c
5.00
(Odd Lots Pro Rata)
At 30.00 but under 40.00.
______ 21.00
25c
5.00
At
$125.00
and
over
rates
for
stocks
apply
At 40.00 but under 50.00____ _______22.00
25c
5.00
(except that an odd lot is less than $10,000 par value).
At 50.00 but under 60.00____ _______23.00
30c
5.00
At 60.00 but under 70.00___ _______24.00
30c
5.00
On all shipments of securities for customers (or incident to customers’ pur
At 70.00 but under 80.00____ _______25.00
5.00
30c
chases or sales), whether eastbound or westbound, insurance and postage
At 80.00 but under 90.00____ _______26.00
5.00
30c
shall be charged to all customers at the following rates:
At 90.00 but under 100.00____ _______27.00
5.00
30c
REGULAR MAIL (RAIL): 15c per $1,000 of market value on nonAt 100.00 but under 110.00____ _______28.00
30c
5.00
negotiable
securities with a minimum charge of 30c; 20c per $1,000 of
At 110.00 and over, _
... 5.00
market value on negotiable securities with a minimum charge of 45c. AIR
the commission per 100 shares shall be increased $1.00
MAIL: 30c per $1,000 of market value on non-negotiable securities with a
for each $10.00 increase in selling price.
minimum charge of 50c; 50c per $1,000 of market value on negotiable
securities with a minimum charge of 75c. If a member accounts to a custom
THE ODD LOT RATE on stocks selling;
er for several orders involving one shipment, the total proceeds may be
At $110.00 but under $130.00 per share, shall be 30c per share.
added and the insurance and postage charges may be made on the total
At $130.00 per share and above, shall be a pro rata of the round lot rate.
proceeds at the rates above specified.
farther Information on firms appearing in bold face type will be found in the selected list of Investment Dealers foUowing bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1691
SAN FRANCISCO STOCK EXCHANGE—Continued
Adams, W. W.t 465 California St.
Adams, W. W. & Co., 465 California St.
Alanson, Bertram E., 486 California St.
Alanson Bros. & Co., 486 California St.
♦American Brokerage, Inc., Montgomery St. at
Columbus Ave.
Atkinson, Douglas G., 50 Post St.
Bacon & Co., 256 Montgomery St.
Bacon, Wm. R., 256 Montgomery St.
Baerwald, Ernst., Suite 12, Mills Bldg.
•Bankamerica Company, 485 California Street
Barth & Co., J., 482 California St.
Berl, Edwin D., 256 Montgomery St.
Blessing, Don, 490 California St.
Bolton & Co., Robert C., 486 California St.
Bond, Pierce & Co., 519 California St.
Bond, Paul G., 519 California St.
Brayton, Harold, 50 Post St.
Brennan, James E., 50 Post St.
Broy, D. M., Russ Bldg.
Buchanan & Co., H. H., 15 E. Santa Clara St.,
San Jose, Calif, and 50 Post St., San Francisco.
Cavalier, Wm. & Co., 121 Sutter St.
Clayburgh, Herbert E., 482 California St.
Coleman, Jr., Robert L., 133 Montgomery St.
Coons, Milton & Co., 232 Montgomery St.
Davies & Co., 300 Standard Oil Bldg.
Davis, Skaggs & Co., 211 Montgomery St.
Dickey & Co., 216 Montgomery St.
Dickey, Wm. Duvall, 216 Montgomery St.
Douglass, Earl S„ 317 Montgomery St.
Duncan & Co., Calvin E., 519 California»6t.
Dunn, Frank M„ 232 Montgomery St.
Dwyer, Frank M„ 155 Sansome St.
Dwyer & Parrish, 155 Sansome St.
Eastland & Co., 1 Montgomery St.
Ede, Jr., William, 569 Russ Bldg.
Ehrman, Jr., Alexis L., 133 Montgomery St.
•Elworthy & Co., Ill Sutter St.
MEMBERS AND MEMBER FIRMS
Epstein, Gustav, 482 California St.
Fay, Jr., Charles W„ 155 Sansome St.
Fisher & Co., 351 Montgomery St.
Frankenheimer, B. J„ 111 Sutter St.
Greene, Howard J., 407 Montgomery St.
Greenwood, G. M., 1501 Russ Bldg.
Greenwood-Raggio & Co., 1501 Russ Bldg.
Gross, Richard P., Kohl Bldg.
Gross, Richard P. & Co., Kohl Bldg.
Heintz, Geo. A., 351 Montgomery St.
Heilman, R. H., 517 California St.
Hellmann-Lewin & Co., 517 California St.
Heron, Donald, 604 Kohl Bldg.
Hoelscher, Sherman, 265 Montgomery St.
Holt & Ede, 569 Russ Bldg.
Hooker & Fay, 155 Sansome St.
Hooker, John R„ 155 Sansome St.
Howell, Douglass & Co., 317 Montgomery St.
Howell, James B., Ill, 317 Montgomery St.
Jacobsen, Rudolph E., 486 California St.
Johnson, Joseph A., Suite 610, Russ Bldg.
Kahn, Sidney P., 482 California St.
Keyston & Co., 50 Post St.
Keyston, F. B. Co., 50 Post St.
Keyston, George N., 50 Post St.
Koshland & Co., Max I., Suite 12, Mills Bldg.
Leib, William F., 3014 Russ Bldg.
Leib, O’Connor & Co., 3014 Russ Bldg.
Lewis & Broy, Russ Bldg.
Lilienthal, M. P., 1543 Russ Bldg.
Lilienthal, M. P., & Co., 1543 Russ Bldg.
Logan & Bryan, 42 Broadway, New York, N. Y.
Lundborg, Clift, 121 Sutter St.
Lundborg, Irving & Co., 604 Kohl Bldg.
Mason Brothers, Central Bank Bldg., Oakland and
1 Montgomery St., San Francisco.
Maxwell, Victor T„ 1 Montgomery St.
McDonnell & Co., 633 Market St.
McNear & Company, 362 Russ Bldg.
McNear, Edward H., 362 Russ Bldg.
(Associate Member*)
Miller, G. Willard, 45 Montgomery St.
Monasch & Co., 485 California St.
Monasch, Jr., David J., 485 California St.
Norris, L. H. & Son, 1243 Russ Bldg.
Norris, Lucius G., 1243 Russ Bldg.
Park, Howard G„ 155 Sansome St.
Parrish, Earl T„ 155 Sansome St.
Pierce & Co., E. A., 301 Montgomery St.
Platt, Robert R., 300 Standard Oil Bldg.
Pringle, Edward 0., 1 Montgomery St.
Purrington, Elwin E., 50 Post St.
Raiss & Co., Carl, 256 Montgomery St.
Raiss, Carl, 256 Montgomery St.
Ridley, Robert M., 633 Market St.
Schwartz, Sidney L., 407 Montgomery St.
Shaughnessy & Co., Frank C., 604 One Eleven
Sutter Bldg.
Shaughnessy, Frank C., 604 One Eleven Sutter
Bldg.
Shaw, Hooker & Co., 1 Montgomery St.
Simon, Richard 0., 482 California St.
Skaggs, C. W., 211 Montgomery St.
♦WM. R. STAATS CO., 155 Montgomery St.
Stern & Co., John D., Ill Sutter St.
Strassburger & Co., 133 Montgomery St.
Sutro, Adolph G., 1000 Point Lobos Ave.
Sutro & Co., 407 Montgomery St.
Swift & Co., Henry & Co., 490 California St.
Traylor, John C., 50 Post St.
Van der Naillen, Ralph E., 1 Montgomery St.
Wade & Co., Suite 610, Russ Bldg.
Walston & Co., 265 Montgomery St.
Watson, R. B., 50 Post St.
Wheeler, Rollo C„ 2011 Russ Bldg.
Wight, C. R., 519 California St.
Willard, Robert H„ 121 Sutter St.
Wilson, Francis A., 1112 Russ Bldg.
Witter, Dean & Co., 45 Montgomery St.
Woods, Wm. W„ 301 Montgomery St.
COLORADO
COLORADO SPRINGS STOCK EXCHANGE
President—Horace M. Ragle, Mining Exchange Bldg.
Secretary—C. M. Balkam, 418 Mining Exchange Bldg.
(P. 0. Box 196)
RATES OF COMMISSION
Adopted December 31,1925
Under lc per share.......... ..... .................................. .$ .50 per 1,000 shares
At lc and under 2c per share........ .................
.75 per
1,000shares
At 2c and under 5c pee share__________
1.25 per
1,000shares
At 5c and under 10c per share.................................. 2.00 per
1,000shares
At 10c and under 20c per share............................... 3.00 per
1,000shares
At 20c and under 30c per share________________ 4.00 per
1,000shares
At 30c and under 40c per share________________ 5.00 per
1,000shares
At 40c and under 50c per share..................
6.00 per
1,000shares
At 50c and under 75c per share................................ 7.50 per
1,000shares
At 75c and under $1.00 p^r share.......... ...................10.00 per 1,000 shares
At $1.00 and under $2.00 per share......................... 2.00 per
100shares
At $2.00 and under $3.00 per share......................... 4.00 per
100shares
At $3.00 and under $5.00 per share____ _______ 5.50 per
100shares
At $5.00 and under $10.00 per share..............
7.50 per
100shares
•At $10.00 and under $25.00 per share................... 15.00 per
100shares
At $25.00 and over per share_____________
25.00 per
100shares
(Minimum commission shall not be less than $1.00 on an individual
transaction.)
♦Golden Cycle Corp— 20c per share.
Balkam, C. M„ 338 First Nat’l Bk. Bldg.
Gray, William, Mining Exchange Bldg.
Hopkins, C. D„ Mining Exchange Bldg.
Hughes, E. W. & Co., Mining Ex. Bldg.
ON BONDS
(Effective July 17, 1934)
$1.50 per $100 bond—for total par values of $100 to $500 inclusive.
$3.00 per single bond of $1,000 par value.
$2.50 for each bond in even multiples of $1,000 par value.
BOARD-LOTS
5,000 shares in stocks selling at less than 2c per share.
1,000 shares in stocks selling at 2c and less than 50c per share.
500 shares in stocks selling at 50c and less than $2.00 per share, except
the shares of the Holly Development, Holly Oil, Table Mesa Oil in which
100 shares constitute a board-lot.
100 shares in stocks selling at $2.00 and less than $10.00 per share.
10 shares in stocks selling at $10.00 and over per share.
Daily quotations are for board-lots only
MEMBERS
Leipheimer, N., Independence Bldg.
Nicholson, W. F., Mining Ex. Bldg.
Penrose, Spencer, Broadmoor Hotel
Quentin, E. E. & Co., 930 Equitable Bldg., Denver.
Ragle, Horace, Mining Ex. Bldg.
Sachs, Henry, First Nat’l Bk. Bldg.
Underwood, J. F., Golden Cycle Bldg.
Young, H. A., Independence Bldg.
Young, R. S., Mining Ex. Bldg.
DISTRICT OF COLUMBIA
WASHINGTON STOCK EXCHANGE
632 Washington Bldg.
Washington Stock Exchange Officers:
William W. MacKall, Jr., Pres,
George M. Ferris, V. P.
Edson B. Olds, Jr., Sec.
Harold C. Patterson, TV.
COMMISSION CHARGES
(Effective March 15, 1938)
BONDS
Government.................................................... ..............
All other bonds____ __ _____ __________ _______ _
12Hc. per $100
25c. per $100
STOCKS
Under 50c.........
. l>£c per share
50c to %ths...
. 3c per share
1 to l^ths.
. 5c per share
2 to 4%ths.
. 8c per share
5 to 9%ths.
12c per share
10 to 24%ths.
,15c per share
25 to 49%ths.
20c per share
50 to 741^ths.
,25c per share
75 to 99Kths.
37>£c per share
100 to 109%ths.
50c per share
For each additional $10 or fraction thereof, 5c additional.
Commissions on Rights shall be the same as those fixed for stocks.
Fraction shares, Mi of regular commission.
Minimum charge on transactions amounting to $50 or more, $3.
Under $50, 6% of amount, or $1.50 whichever is higher.
Further Information on firms appearing in bold lace type will be found in the selected list of Investment Dealers following bank list in each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1692
WASHINGTON STOCK EXCHANGE—Continued
Auchincloss, Parker & Redpath, 719 15th St.,
N. W.
Booker, Yelverton E„ American Security Bldg.
Booker, Y. E., & Company, American Security
Bldg.
Brawner Jno. F., c/o Waggaman, Brawner & Co.,
Inc., 1700 Eye St.. N. W.
Brown, Goodwyn and Olds, American Security
Bldg.
Casilear, R. A., Falls Church, Va.
Cramer, Geo. F., 1700 Eye St., N. W.
Elgin, James C., Hibbs Bldg.
English, Merton A., Washington Bldg.
Erwin, Henry P„ Hibbs Bldg., 725 15th St. N. W.
Exnicios, Marshall 0., Shoreham Bldg.
Fenner & Beane, 815—15th St., N. W.
Ferris George M., Washington Bldg., 15th &
New York Ave., N. W.
Ferris & Co., Inc., George M., Washington Bldg.
Flather, H. H., 725 Hibbs Bldg.
Folger, Nolan & Co., Inc., American Security
Bldg.
Garrett, George A., 815 15th St., N. W.
Gockeler, C. J„ 619 14th St., N. W.
MEMBERS
Golden, Theodore T., American Security Bldg.
Hall, Frank M„ Southern Bldg.
Hall, Peters and Bryson, Southern Bldg., 15th
& H. Sts. N. W.
Hendrick, J. Thilman, Hibbs Bldg.
Hillyer, Edward L., c/o Union Tr. Co., 15th & H
Sts., N. W.
Hoffman, John M„ 719—15th St., N. W.
Jacobsen, Charles, 613 15th St., N. W.
Johnson, O. H. P„ 613 15th St.. N. W.
Johnston, James M., Southern Bldg.
Johnston, Lemon, & Company, Southern Bldg.,
15th & H Sts., N. W.
Jones, Robert C., Shoreham Bldg., 15th & H Sts.,
N. W.
Jones & Co., Inc., Robert C., Shoreham Bldg.
Legg, Jr., John C., Woodward Bldg.
Lemon, James H., Southern Bldg.
Mackall, Jr., William W„ Woodward Bldg.
MACKUBIN, LEGG & CO., Woodward Bldg.
15th & H Sts., N. W.
McKnew, Fairfax & Company, Inc.. 719 15th
St., N. W.
Nees, Bernard J., Southern Bldg.
Nolan, James P„ American Security Bldg.
O’Donnell, James, 15th and Eye Sts., N. W.
Olds, Jr., Edson B„ American Security Bldg.
Parker, Jr., Chauncey G., 719 15th St., N. W.
Patterson, Harold C„ 719 15th St., N. W.
Perry, J. Carl, Hibbs Bldg.
Quail, Myles H„ American Security Bldg.
Robinson, T. Baker, Union Trust Bldg.
Robinson, Rohrbaugh & Lukens, Union Trust Bldg.
Rodler, P. P„ Hibbs Bldg.
Spaid, W. W., (Estate of) c/o W. B. Hibbs & Co.,
Hibbs Bldg.
Thoron, Benjamin, 2900 N. St., N. W.
Waggaman, Brawner & Co., Inc., 1700 Eye St.,
N. W.
Wales, Kenneth S., 815 15th St
Wales & Company, Inc., K. S„ 815 15th St„ N. W.
Watson, George A., 815 15th St., N. W.
Westheimer, Milton F„ 211 E. Redwood St., Balti
more, Md.
Westheimer & Company, 211 E. Redwood St.,
Baltimore, Md.
Wilkins, John F., 1700 Massachusetts Ave., N. W.
HAWAII
HONOLULU STOCK EXCHANGE
Officers: G. H. Kellerman, President; S. A. Walker, Vice-President; Geo. E. Parker, Executive Secretary; Hawaiian Tr. Co., Ltd., Treasurer.
MINIMUM BATES OF COMMISSION
*
Adopted by
HONOLULU STOCK EXCHANGE
Effective February 1, 1938
On stocks, rights and warrants executed locally—listed and unlisted
Selling below $ 0.10
0.10
Selling
at
a
a
0.50
a
a
1.00
u
u
2.00
3.00
4.00
u
a
5.00
u
a
6.00
7.00
a
u
8.00
tt
u
9.00
it
ii
10.00
it
it
15.00
ii
ii
20.00
ii
U
25.00
ii
ii
30.00
Selling at
u
$ 40.00 and under $50.00 0.30
per share
50.00 “
“
60.00 0.35
“
70.00 0.35
60.00 “
“
80.00 0.40
70.00 “
“
90.00 0.40
80.00 “
a
0.40
90.00
“
100.00
a
100.00 “ above
^ of 1%
Minimum Commission Rates on Stocks, Rights and Warrants—
When the amount involved in the transaction is less than $5.00, the com
mission shall be as mutually agreed. When the amount is $5.00 or more,
but less than $10.00, the minimum commission shall be $1.00. When the
amount involved is $10.00 or more, but less than $50.00, the minimum com
mission shall be $2.00. Otherwise, the minimum commission shall be $3.00
on each individual transaction.
On Bonds the minimum commission rate is one Quarter of one per cent on
par, but not less than 50c.
J^c per share
“
and under $ 0.50 0.01
ii
“
1.00 0.01^ itii
“
it
“
2.00 0.02
“
44
“
3.00 0.04
“
U
“
4.00 0.06
“
“
“
5.00 0.08
“
“
U
“
6.00 0.10
“
Uii 44
“
7.00 0.12
“
“
“
8.00 0.14
“
ii
44
“
9.00 0.16
“
ii
44
“
10.00 0.18
“
44 44ii
“
15.00 0.20
“
“
20.00 0.22
“
a
“
25.00 0.24
“
11 u
“
30.00 0.26
“
44
“
“
40.00 0.28
“
Andrade, Joe, 89 Merchant St.
Bishop Trust Co., Ltd., 1415 King St. Bldg.
Campbell, A. J., 79 Merchant St.
Cooke Trust Co., Ltd., 920 Fort St.
a
a
MEMBERS
Duesenberg & Co., 114 Merchant St.
Hawaiian Trust Co., Ltd., 120 S. King St.
Love, W. A., P. O. Box 578.
Rice, Jr., A. H„ 227 S. King St.
Walker, Samuel A., 828 Fort St.
Witter, (Dean) & Co., 115 Merchant St.
ILLINOIS
CHICAGO STOCK EXCHANGE
(120 South LaSalle St.)
Officers* Arthur M. Betts, Chairman of the Board and President pro tem;
Robert J. Fischer, Vice Chairman, Executive Committee;
Martin E. Nelson, Treasurer;
Kenneth L. Smith,Vice-President;
Charles F. Duvall, Assistant Secretary;
Warren A. Lamson, Chairman, Executive Committee;
Sidney L. Parry, Assistant Vice-President;
C. R. Bergherm, Assistant Vice-President;
Walter R. Hawes, Secretary;
Carl E. Ogren,, Assistant Secretary
RATES OF COMMISSION
ARTICLE XVI
COMMISSIONS
Section 1. Commissions shall be charged and paid under all circum
stances, upon all purchases or sales of securities dealt in upon the Exchange
wherein a member acts as an agent and shall be absolutely net and free
from all or any rebatement, return, discount or allowance, and no bonus
or any percentage or portion of the commission shall be given, paid or
allowed, directly or indirectly, or as a salary or portion of a salary, to any
clerk or person for business sought or procured for any member of the
Exchange.
When a member acts as a principal in a transaction with a non-member,
the price charged to the non-member shall reflect an amount equal to the
commission prescribed for a similar transaction if made on an agency basis.
Sec. 2. Commissions shall be calculated on the basis hereinafter specified:
BONDS
(a) On bonds, having more than five years to run:
(al) On business for parties not members of the Exchange, including
joint account transactions in which a non-member is interested; transactions
for partners not members of the Exchange; and for firms of which the
Exchange member or members are special partners only, the commission
shall be not less than the following:
As may be mutually agreed upon.
Selling at less than 1% of face
value of principal—
Not less than $1.25 per $1,000 face
Selling at 1% or above but under
value of principal.
10% of face value of principal—
Not
less than $2.50 per $1,000 face
Selling at 10% of face value of
value of principal.
principal and above—
(a2) On business for members of the Exchange when a principal is not
given up, the commission shall be not less than the following:
As may be mutually agreed upon.
Selling at less than 1% of face
value of principal—
Not less than 62Hc per $1,000 face
Selling at 1% or above but under
value of principal.
10% of face value of principal—
Not less than $1.25 per $1,000 face
Selling at 10% of face value of
value of principal.
principal and above—
Exchange when a principal is given
(a3) On business for members of
n the following:
up, the commission shall be not less
As may be mutually agreed upon.
Selling at less than 1% of face
value of principal—
Selling at 1% or above but under
Not less than 25c per $1,000 face
10% of face value of principal—
value of principal.
Selling at 10% of face value of
Not less than 37J^c per $1,000 face
principal and above—
value of principal.
(b) On securities of the United States, Porto Rico and the Philippine
Islands, and of states, territories and municipalities therein, on business
for members of the Exchange as well as non-members, the restrictions as to
minimum commissions contained in this Article shall not be applicable, but
the rates to be charged shall be such as may be mutually agreed upon.
(c) On Bonds or Notes of Foreign Countries having five years or less
to run; Bonds, Notes of Corporations having five years or less to run; such
rates to members or non-members as may be mutually agreed upon.
Further Information on firms appearing In bold face type will be found In the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1693
CHICAGO STOCK EXCHANGE—Continued
RATES OF COMMISSION—Continued
STOCKS
(d) On Stocks, Rights and Warrants (hereinafter referred to as stocks),
except on called stocks:
(dl) On business for parties not members of the Exchange, including
joint account transactions in which a non-member is interested; transactions
for partners not members of the Exchange; and for firms of which the
Exchange member or members are special partners only, the commission
shall be not less than the following:
On Stocks Selling
Per Share
at 1/256 of $1
o.l
at 1/128 of $1
0.15
at 1/ 64 of $1 and above but under 2/32 of $1 0.5
at 2/ 32 of $1
0.5
over 2/ 32 of $1 but under 8/32 of $1
l
at 8/ 32 of $1 and above but under 1/2of $1
1.5
at 1/
2 of $1 and above but under $1
3
at $1 and above but under $ 2
5
at $2 and above but under $ 3
6
at S3 and above but under $4
7
at $4 and above but under $ 5
8
at $5 and above but under $ 6
9
at $6 and above but under $ 7
10
at $7 and above but under $ 8
11
at $8 and above but under $ 9
12
at $9 and above but under $10
13
On stocks selling at $10.00 and above, a 13-cent base rate plus one cent
for each $10 of the price per share.
Provided, however, that the minimum commissions on non-member
business shall be not less than as provided in Section 3 of this Article.
(d2) On business for members of the Exchange when a principal is not
given up, the commission shall be not less than the following:
Cents
On Stocks Selling
Per Share
at 1/256 of $1
0 .05
at 1/128 of $1
0,.1
at 1/ 64 of $1 and above but under 2/32 of $1
0..2
at 2/ 32 of $1
0..375
over 2/ 32 of $1 but under 8/32 of $1
0..5
at 8/ 32 of $1 and above but under 1/2 Of $1
0 .75
at 1/ 2 of $1 and above but under $1
0 .8
at $1 and above but under $10
1,.8
at $10 and above but under $50
3 .9
at $50 and above but under $100
4 .1
at $100 and above but under $125
4 .2
at $125 and above
5 .3
Provided, however, that the minimum commissions on individual trans
actions shall be not less than as provided for clearance business in Section 3
of this Article.
(d3) On business for members of the Exchange when a principal is given
up, the commission shall be not less than the following:
On Stocks Selling
Per Share
at 1/256 of $1
0.05
at 1/128 of $1
0.1
at 1/ 64 of $1 and above but under2/32 of $1
0.1
at 2/ 32 of $1
0.25
over 2/ 32 of SI but under 8/32 of SI
0.25
at 8/ 32 of $1 and above but under 1/2of $1
0.5
at 1/ 2 of SI but under $1
0.5
at S
1and above but under S 10
1.3
at S 10and above but under S 50
2.6
at S 50and above but under S100
2.7
at $100 and above but under $125
2.8
at $125 and above
3.3
Provided in no case shall the minimum commission be less than as pro
vided for in Section 3 of this Article.
(e) In transactions where orders are received from a non-member, wherein
the broker filling the order is directed to give up another broker or clearing
member, the responsibility of collecting the full commission as specified in
paragraphs (al), (b) and (dl) hereof, shall rest with the broker or clearing
member settling the transaction.
Abbott, Proctor & Paine, 120 Broadway, New
York, N. Y.
Anderson, Robert B., 1335 E. 52nd St.
Andrew, L. A., Jr., 134 S. La Salle St.
Annan, David H., 141 W. Jackson Blvd.
Apgar, Daniels A Co., 120 S. LaSalle St.
Archer, W. K. & Co., 926 Baltimore Ave., Kansas
City. Mo.
Amour, Laurance H„ 33 N. LaSalle St.
Armstrong, Frederick W., 132 W. Monroe St.
Atkins, Hamlll & Gates, 204 Electric Bldg.,
Indianapolis, Ind.
Austrian, Harvey S„ 141 W. Jackson Blvd.
Avery & Co., 134 S. La Salle St.
BABCOCK, RUSHTON & CO., 135 S. LaSalle
BACHE, J. 8. A CO., 316 S. LaSalle St.
BACON, WHIPPLE A CO., 135 S. LaSalle St.
Baker, Alfred L. & Co.. Ill S. LaSalle St.
Baur, Willis S., 316 S. LaSalle St., Board of Trade
Bldg.
Becker. Paul M„ 231 S. LaSalle St.
Bell & Farrell, 119 Monona Ave., Madison, Wis.
Bennett, James E. & Co., 332 S. LaSalle St.
Benson, George B„ 135 S. LaSalle St.
(f) In transactions where orders are received from a member on which
the clearing member is given up by said member or by his order, the respon
sibility of collecting the full commission, as specified in paragraphs (a2),
(b), (c) and (d2) hereof, shall rest with said clearing member. It shall be the
duty of the broker who executes such orders to report such transactions
to the clearing member and, to bill and collect from it therefor at the rate
specified in paragraphs (a3), (b), (c) and (d3) hereof; and also that where
a broker executes an order for a member and clears the security himself,
he must charge the rates specified in paragraphs (a2), (b), (c) and (d2)
hereof.
(g) The minimum charge for the service of clearing members’ trans
actions shall be not less than the difference between the prescribed minimum
rates for clearance and give-up business in paragraphs (d2) and (d3) of
this section.
(h) The commission rate to non-members and members on stocks which,
pursuant to call or otherwise, are to be redeemed within twelve months shall
be not less than one-half the rates prescribed in Section 2 and Section 3 of
this article.
Sec. 3. The minimum commission on transactions in stocks for non
members shall:
(a) where the transaction involves less than $5.00, be as mutually
agreed upon;
(b) where the transaction involves $5.00 or more but less than $50 00
be 6% of such amount or $1.00, whichever is greater; and
(c) where the transaction involves $50.00 or more, be not less than
$3.00;
Provided, however, that the commission to be charged on a single order
to buy or sell a stated number of shares of a single security at a single price
although price changes may be made within the time limit of the order’
shall be calculated on the basis of one order without regard to the number
of transactions involved in the execution of the order; and provided further
that the commission to be charged on a limited order involving the purchase
or sale of a full lot and an odd-lot of a single security with the regular odd-lot
differential taken into consideration in the price of the odd-lot shall be
calculated on the basis of one order.
(d) Upon business for members of the Exchange the minimum commis
sion on one transaction in stocks shall be $1 upon stocks selling at $10 and
above per share, and 50c upon stocks selling below $10 per share but not
less than $1 per share; except that the commission charged a registered oddlot dealer by an odd-lot agent shall be calculated in accordance with para
graph (d3) of Section 2 of this Article without minimum
Sec. 4. No suspended member, nor any firm registered on the Exchange
by reason of his membership, shall be entitled to members’ rates during the
time of suspension, except members’ rates may be charged where suspension
has been for insolvency.
Sec. 5. No agreement or arrangement shall be entered into between a
member or his firm and a customer, whereby special and unusual rates of
interest are stipulated or money advanced upon unusual terms are made a
condition in connection with the conducting of an account, with intent
thereby to give special or unusual advantages to such customer for the
purpose of securing his business. Mailing charges on securities and the
registration fee under the Securities Exchange Act of 1934 shall be charged
the customer.
Sec. 6. No payment shall be made to customers of the proceeds from
the sale of securities on the day of the sale and before the money is received
by the broker, unless interest is charged. When securities purchased for a
customer are not paid for by him on the day they are received and paid
for by the broker, interest must be charged from that date to the date of
payment. Where a material or more than nominal loss is sustained, either
through bank exchange or interest, the same must be charged to the cus
tomer; except that bank exchange or interest on all transactions made on a
single day for a single customer, aggregating less than one dollar, need not be
regarded as material and may be waived by the broker.
Sec. 7. Any member wilfully violating this Article, directly or indirectly,
shall, upon conviction, for the first offense, be fined five hundred dollars
and shall be suspended for a period of not less than three months; and for
the second offense shall be expelled.
Sec. 8. Notwithstanding any of the foregoing provisions, a member
may, at his option, on transactions in securities listed on this Exchange, but
executed on another exchange, of which he is a member, charge the rates
of such other exchange.
MEMBERS
Benson, Thaddeus R„ 745 Sheridan Rd., Winnetka, Ill.
Benz, George W., 191 E. Kellogg Blvd., St. Paul,
Minn.
Benz, Herbert G., 191 E. Kellogg Blvd., St. Paul,
Minn.
Bidgood. Clyde H., 105 W. Adams St.
Blesch, Joseph G., 1546 Sherwin Ave.
Bloomingston, Jno. A.,160 N. LaSalle St.
Blum, Harry H., 630 S. Michigan Ave.
Blumenthal & Ward, 120 S. LaSalle St.
Bodman, Harold C., Villa Diana Fiesole, Florence,
Italy.
Boorman, Earl D„ 120 S. LaSalle St.
Boyce, W. Graham, Jr., 1010 St. Paul St., Balti
more, Md.
Boyden, William C., Jr., 135 S. La Salle St.
Brewster, Walter S., 135 S. La Salle St.
Bridgen, Clarence J., 209 S. LaSalle St.
Bright, Elmer H., & Co., 84 State St., Boston,
Mass.
Brockhaus, Philip W., 208 S. LaSalle St.
BROWN BROTHERS HARRIMAN & CO.,
135 S. LaSalle St.
Brown. J. Dorsey. 4306 Greenway. Baltimore. Md.
Brown, Joseph P., 120 S. LaSalle St.
Brown, Sherman J., 209 Kresge Bldg., Rich
mond, Ind.
Bryan, Benj. B., Jr., 999 Sheridan Road, Lake
Forest. Ill.
Buhler, Walter J., 120 S. LaSalle St.
Burdick, John R„ Jr., 208 S LaSalle St
Burel, Robert L„ 4180 S. W. 8th St., Miami, Fla.
Burmeister, Jno. C., Jr., 231 S. LaSalle St.
Byrne, Edward J., 120 S. LaSalle St.
Cahn, Morton D., 120 S. LaSalle St.
Cardona, Raymond, Great Northern Hotel.
Carter, Ford R., 120 S. LaSalle St.
Cavaney, James A.. 332 S. LaSalle St.
Chambers (Henning) & Co., 431 W. Jefferson St.,
Louisville, Ky.
Chapin, 8. B. & Co., 209 8. LaSalle St.
Church, George F„ 134 S. LaSalle St.
Clayton, Gilbert M., 1928 Morse Ave.
Cleary A Co., 120 8. LaSalle St.
Cleland, Karsner, 105 S. LaSalle St.
Clement, Austin A., 231 S. LaSalle St.
Clement. Curtis & Co.. 231 8. LaSalle St.
Clucas, E. W.. & Co., 70 Pine St., New York, N. Y.
Coleman, Clarence L„ 25 S. Market St.
Collins, Timothy A., 231 S. LaSalle St.
Cook. Charles K., 40 Wall St., New York.
Cotton, Earl H., Southwestern Bank Bldg., Dallas,
Tex.
Farther Information on firms appearing In bold face type will be found In the selected 11s t of Investment Dealers following bank list In each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1694
STOCK EXCHANGE MEMBERS
CHICAGO STOCK EXCHANGE—Continued
MEMBERSContinued
Coultry, Gilbert H., 120 S. LaSalle St.
Craigie, James, 120 S. LaSalle St.
Creitz, Lee M., 231 S. LaSalle St.
Curran, Peter A., 105 S. LaSalle St.
Jamieson, Stewart E„ 120 S. LaSalle St.
Jelke (Frazier) & Co., 40 Wall St., New York, N. Y.
Jones, Edward D., & Co., Boatmens Bank Bldg.,
St. Louis, Mo.
Daniels, Roy I., 141 W. Jackson Blvd.
Davis, Maurice, 141 W. Jackson Blvd.
Davis, Paul H. & Co., 10 S. LaSalle St.
Davis, Robert C., Box 618, Ojai, Calif.
Dean, J. Clarke, 120 S. LaSalle St.
deConingh, Peter C., 332 S. La Salle St.
Dltt, Paul C. & Co., 120 S. LaSalle St.
Doering, Otto C.. 333 N. Michigan Ave.
Doty, Arch C., 105 W. Adams St.
Dougall, Chancellor, 10 S. LaSalle St.
Drake, William J., 230 N. Michigan Ave.
Edgerton, John J., 61 Broadway, New York.
Edwards, A. G„ & Sons, 409 N. Eighth St., St.
Louis, Mo.
Eiseman, Lester M„ 7010 Paxton Ave.
Eldredge, Charles H., 200 S. La Salle St.
Ernst & Company, 231 S. LaSalle St.
Kaplan. Robert, 5801 S. State St.
Karasik, Nathan, 337 E. Illinois St.
Keefe, John G., Route 3, Antioch, Ill.
Kelly, Chas. P., 19 Rector St., New York City.
Kidder, A. M., & Co., 1 Wall St., New York, N. Y.
Kinsman, Charles E„ 245 Claremont St., Elmhurst,
Ill.
Kirk, Van G., 105 S. La Salle St.
Kirkeby, A. S., The Drake, Lake Shore Drive.
Kissilove, J. M., 10 S. La Salle St.
Fahnestock & Co., 135 S. La Salle St.
Fairman, Fred W. & Co., 208 S. La Salle St.
Faroll Bros., 141 W. Jackson Blvd.
Farwell, Chapman & Co., 208 S. LaSalle St.
Feicht, Arthur J., 175 W. Jackson Blvd.
Feinberg, Joseph H„ 10 S. LaSalle St.
Fenner & Beane. 141 W. Jackson Blvd.
Fertig, Leonard J., & Co., 731 Court St., Fort
Wayne, Ind.
Fischer, Robert J., 135 S. La Salle St.
Forberg, Walter O., 10 S. La Salle St.
Forschner, A. J.. 12150 Parnell Ave.
Francis, Bro., & Co., 222 N. 4th St., St. Louis, Mo.
Frank, A. R. & Co., 120 S. LaSalle St.
Freeburne. Roy W., 1455 King St., East, Hamilton,
Ont., Canada.
Freehling, Norman, 120 S. LaSalle St.
Friedman, Brokaw & Samish, 711 St. Charles St.,
St. Louis, Mo.
Frommer & Co., 338 N. Capitol St., Indianapolis,
Ind.
Fuller, Cruttenden & Co., 120 S. LaSalle St.
Fuller, Rodney & Redmond, 141 W. Jackson Blvd.
Furness, Thomas F„ 111 S. LaSalle St.
Fusz-Schmelzle & Co., Boatmen’s Bank Bldg.,
St. Louis, Mo.
Gerwig, Frank L. & Co.. 135 S. LaSalle St.
Gifford, Cedric C., 120 S. LaSalle St.
Gifford, Lewis F., R. F. D. 5, Wooster, O.
Glass, Walter, 135 S. LaSalle St.
GLORE, FORGAN & CO.. 123 S. LaSalle St.
Goodbody & Co., 115 Broadway, New York, N. Y.
Graham, Percy, Jr., 1320 N. State St.
Granberry & Co., 50 Broadway, New York, N. Y.
Gray, Luman H., 120 Pipestone St., Benton
Harbor, Mich.
Griffin, John J., 120 S. La Salle St.
Guild, David D. (Est. of), 135 S. LaSalle St.
Hachtmann, George E., 10 S. LaSalle St.
Haerther, William W., 22 W. Monroe St.
Halle & Stieglitz, 25 Broad St., New York, N. Y.
HALLGARTEN & CO., 120 S. LaSalle St.
Hansen, Howard S., 2523 Central St., Evanston,
Ill.
Hardenbrook, Burt W., 38 S. Dearborn St.
Harris, Burrows & Hicks, 135 S. La Salle St.
Harris, Upham & Co., 135 S. La Salle St.
Harrison, Arthur C„ 134 S. LaSalle St.
Harrison. O’Gara & Co., 209 S. LaSalle St.
Hastey, Robert P., 4720 Greenwood Ave.
Hemphill, Noyes & Co., 141 W. Jackson Blvd.
Hermes, John P., 332 S. LaSalle St.
Heronymus, Ballschmider & Co., Natl. Security
Bldg., Sheboygan, Wis.
Hill & Co., 2020 Carew Tower. Cincinnati, Ohio
Hill, Harvey T., 231 S. La Salle St.
Hilliard, J. J. B. & Son, 419 W. Jefferson St.,
Louisville, Ky.
Holley, J. M., Jr., & Co., 120 S. La Salle St.
Hopkins, William L., 650 S. Spring St., Los Angeles,
Calif.
Homblower & Weeks, 39 S. LaSalle St.
Hoyne, Mellinger & Co., 231 S. La Salle St.
Hulburd, Warren & Chandler, 208 S. LaSalle St.
Hummer (Wayne) & Co., 105 W. Adams St.
Hutton, W. E„ & Co., IstN. Bk. Bldg., Cincinnati,
Ohio.
Hyman, Rae F., 630 Garland Ave., Winnetka, Ill.
Iverson, Chester S., 918 Clinton Place, River
Forest, Ill.
Jablonski, Augyst I., 120 S. LaSalle St.
Jackson Bros., Boesel & Co., 26 Broadway, New
York, N. Y.
Jackson]& Curtis, 231[S.JLaSalle St.
LAMBORN, HUTCHINGS & CO., 231 S.
LaSalle St.
Lamson Bros. & Co., 141 W. Jackson Blvd.
Lancton, William F.. 209 S. LaSalle St.
Langill & Co., 134 S. La Salle St.
Lehman Bros., 231 S. LaSalle St.
Lippmann, Albert F., 105 S. LaSalle St.
Lizars (Rawson) & Co., 135 S. LaSalle St.
Logan, Stuart, 141 W. Jackson Blvd.
Lowitz, E., & Co., 29 Broadway, New York, N. Y.
Lyons, W. L., & Co., 231 So. Fifth St„ Louisville,
Ky.
Mabon & Co., 1 Wall St., New York, N. Y.
Magner, Joseph F., 6333 Wayne Ave.
Masten, A. E., & Co., First Nat’l Bk. Bldg.,
Pittsburgh, Pa.
McDermott, Francis 0., 120 S. LaSalle St.
McDonald, Frank E. & Co., 120 S. LaSalle St.
McMaster, Stewart, 120 S. La Salle St.
McMaster, Hutchinson & Co., 105 S. LaSalle St.
Meehan, M. J. & Co., 30 Broad St., New York,
N. Y.
Meffert,5William, M.
Merkle, Frank P., 225 Leicester Rd„ Kenilworth,
Ill.
Meyerhoff, Irving E., 120 S. LaSalle St.
MITCHELL, HUTCHINS & CO., 231 S. LaSalle
St.
Molloy, Edward P„ 135 S. LaSalle St.
Molloy, John J., 135 S. LaSalle St.
Molyneaux, Thomas F., 332 S. LaSalle St.
Montgomery, Scott & Co., 123 So. Broad St.,
Philadelphia, Pa.
Moore, McLean & McDermott, 200 S. LaSalle St.
Morse, William H„ 141 W. Jackson Blvd.
MOSELEY, F. S. & CO., 135 S. LaSalle St.
Myers, Joseph W„ 120 S. LaSalle St.
Nance, Clement A., 506 S. Wabash Ave.
Neuhut, Plohn & Co., 60 Broad St., New York,
N. Y.
Newman, Harry E., 209 S. LaSalle St.
Norris, James, 141 W. Jackson Blvd.
Norris & Kenly, 208 S. LaSalle St.
Noyes, David A. & Co., 208 S. LaSalle St.
Nussbaum, Bertram, Sherry Hotel.
Nussbaum, Paul E., 1166 East 54th Place.
OLIPHANT, JAS. H. & CO., 209 S. LaSalle St.
Paine, Webber & Co., 209 S. LaSalle St.
Patton, Joseph R. & Co., 120 S. LaSalle St.
Paulman, Henry, 135 S. LaSalle St.
Payne, Harry M., 120 S. LaSalle St.
Peabody, Howard B., 25 N. Franklin St.
Peabody, Stuyvesant, 231 S. La Salle St.
Perrill, (Alger) & Co., 231 S. LaSalle St.
Phillips, Richard W„ 120 S. LaSalle St.
Pierce, E. A. & Co., 105 W. Adams St.
Piper, Jaffray & Hop wood, 115 So. 7 th St.,
Minneapolis, Minn.
Plamondon. A. D., Jr., 135 S. LaSalle St.
Pratt, Joseph M., 109 S. Waiola Ave., LaGrange,
Ill.
Prince, F. H., 15 Westminster St., Providence, R. I.
Purcell, Lawrence N„ Waterloo Bldg., Waterloo, la.
Quinn, David H., 231 S. LaSalle St.
Reid, Robert H., 10 S. LaSalle St.
Reinholdt & Gardner, 400 Locust St., St. Louis,
Mo.
Renshaw, William B„ 231 S. LaSalle St.
Renwick, J. Stewart, 105 S. La Salle St.
Reynolds & Company, 120 Broadway, New York,
N. Y.
Reynolds, Maurice V., 22 West Monroe St.
Richardson, Howard C„ Jr., 141 W. Jackson Blvd.
Riter & Co., 134 S. LaSalle St.
Roach, Edward A., 120 S. LaSalle St.
Roeder, Joseph A., 20 N. Wacker Drive.
Rogers, Frank E.. 10 S. LaSalle St.
Rosenfield, John M., 120 S. LaSalle St.
Rothschild & Co., 105 W. Adams St.
Ryan & McManus, 39 Broadway, New York, N.Y.
Sadler & Co., 120 S. LaSalle St.
Sawyer, R. B„ 1031 Maple Ave., Evanston, Ill.
Schenck, Robert F., Jr., 5400 Harper Ave.
Schmaltz, James J., 327 S. LaSalle St.
Schroth, Theodore F., 3 York Drive, St. Louis, Mo.
Schroth, Wilbur H„ 120 S. LaSalle St.
Scobie, David P., 175 W. Jackson Blvd.
Sharp, Edward L., 231 S. LaSalle St.
Shearson, Hammill & Co., 208 S. LaSalle St.
Shields & Company, 135 S. LaSalle St.
Shimmin, Robert P. & Co., 135 S. LaSalle St.
Shipley, Charles A., 120 LaSalle St.
Sigmann, Robert A., 120 S. LaSalle St.
Simon, I. M„ & Co., 315 N. 4th St., St. Louis, Mo.
Simpson, James Jr., 1 N. La Salle St.
Simpson. William B„ 1300 N. Branch St.
Sincere & Co., 231 S. LaSalle St.
Smart, R. H. & Co., 141 W. Jackson Blvd.
Smith, Barney & Co., 105 W. Adams St.
Smith Bros & Co., 29 S. LaSalle St.
Smith, Solomon A., 50 S. LaSalle St.
Smith, Walter B., 50 S. LaSalle St.
Smith, Wharton C., 106 E. 4th St., St. Paul,
Minn.
Solomon, Leslie J., 223 W. Jackson Blvd.
Spicer, Henry S„ Pigott Bldg., 36 James St., So.,
Hamilton, Ontario, Canada.
Spinney, Fred, 141 W. Jackson Blvd.
Stannard, Frederick J., 120 S. LaSalle St.
Stearns, David P., 2407 Bennett Ave., Evanston.
Stein Bros. & Boyce, 6 S. Calvert St., Baltimore,
Md.
Stein, Brennan & Co., 9 S. LaSalle St.
Stein, Irving C„ 231 S. LaSalle St.
Sterling, Louis V., 42 Broadway, New York.
Strick. Charles A., 135 S. LaSalle St.
Stuart, Harold L., 201 S. LaSalle St.
SUTRO BROS. & CO., 134 S. LaSalle St.
Swift, Henke & Co., 135 S. LaSalle St.
Talcott, Potter & Co., 141 W. Jackson Blvd.
Teegarden, Frank W., 1235 Cherry St., Winnetka,
Ill.
Templeton’s Sons, J. S., 141 W. Jackson Blvd.
Thompson, Arthur R., 120 S. LaSalle St.
Thomson & McKinnon, 316 S. LaSalle St.
Thorn, King C., 2117 Lincolnwood Drive, Evans
ton, Ill.
Thorson & Stewart, 120 S. LaSalle St.
Turner, Alfred E., at Winthrop, Mitchell & Co.,
141 W. Jackson Blvd.
Turner, Tracy L., 232 E. Walton Place.
Underwood, Morgan P„ 231 S. LaSalle St.
Vehmeyer, Henry L., 209 S. LaSalle St.
Vose, Hamilton, Jr., 450 W. Superior St.
Wachenheim, Donald, 105 W. Adams St.
Waldheim, Platt & Co., 308 No. Eight St., St.
Louis, Mo.
Walker, G. H„ & Co., 503 Locust St., St. Louis,
Mo.
Watling, Lerchen & Co., Buhl Bldg., Detroit, Mich
Webster. Marsh & Co., 209 So. La Salle St.
Webster, Virgil C., 120 S. LaSalle St.
Weinress & Co., 231 S. LaSalle St.
W’heeler, John E., 105 S. LaSalle St.
Wilcox & Co., 14 Wall St., New York.
Wilkinson, Frank R., 209 S. La Salle St.
Williams, Lucian E., 70 E. Walton PI.
Williams, Mackenzie, 420 Lexington Ave., New
York City.
Wilson, Harold C„ 7446 Indiana Ave.
Wilson, Hugh H., at David A. Noyes & Co.,
208 S. LaSalle St.
Wilson, Robt. C., 6909 Merrill Ave.
Winter, Wallace C„ 135 S. LaSalle St.
WINTHROP, MITCHELL & CO., 141 W.
Jackson Blvd.
Witter (Dean) & Co., 45 Montgomery St., San
Francisco, Calif.
Wood, Edwin T., 120 S. LaSalle St.
Wood, R. Arthur, 231 S. LaSalle St.
Wortman, G. R. & Co., Aurora National Bank
Bldg., Aurora, Ill.
Wright, Warren, 33 N. LaSalle St.
Young, Clarke & Company, 215 W. 7th St., Los
Angeles, Calif.
Further information on firms appearing in bold face type will be found in tbe selected list of Investment Dealers following bank list In eacb city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1695
LOUISIANA
NEW ORLEANS STOCK EXCHANGE
Officerg:
Geo. E. Williams, President;
Larz E. Jones, Vice-President;
George J. Krummel, Secretary,
Emmett Meyer, Assistant Secretary.
Robert R. Wolfe, Treasurer;
KATES OF COMMISSIONS
Established by the New Orleans Stock Exchange. To be charged on all Transactions.
On U. S. Bonds, $2.50 per $1,000.00.
On State, City, Levee, and all other bonds, $5.00 per $1,000,00.
On all bonds maturing within one year, the commission shall be oneeighth (W).
•
On all bonds maturing from one to three years, the commission shall be
one-quarter (M)ON STOCKS SELLING:
Per Share
Under fifty cents________________________________As mutually agreed
At fifty cents and above, but under $1.00_______Not less than three cents
At $1.00 and up to $10.00__________ ____________________ 12}4 cents
At $10.00 and up to $50.00____________________ ___________ 25 cents
At $50.00 and up to $100.00__________ ______ ______________50 cents
At $100.00 and over-----------------------------------------------1% Market price
BANK STOCKS
Selling at $1.00 and up to $75.00 exclusive, 50 cents per share.
Selling at $75.00 and up to $100.00 exclusive, 75 cents per share.
Selling at $100.00 and up to $200.00 exclusive, $1.00 per share.
Selling at $200.00 and over, }/2 of 1% of market value.
THE MINIMUM CHARGE ON ANY ONE
ON EXCHANGE, THEATRE AND CLUB STOCKS
the commission shall be as follows:
On stocks selling below $200, $5.00 per share.
On stocks selling at $200 and up to $500 exclusive, 2J^% of market value.
On stocks selling at $500 and up to $2,000 exclusive, 2}4% of market
value with a minimum commission of $25.
On stocks selling at $2,000 and up to $5,000 exclusive, 2% of market
value with a minimum commission of $50.
On stocks selling at $5,000 and up to $10,000 exclusive, $100 per share
On stocks selling at $10,000 and up to $15,000 exclusive, $150 per share
On stocks selling at $15,000 and up to $20,000 exclusive, $200 per share
Commissions on rental of Exchange stocks shall be $25.00 as a minimum
charge.
TRANSACTION SHALL BE $2.00
MEMBERS
Alrey & Richardson, 816 Union St.
Airey, T. L., 816 Union St.
Alcus, S. T„ Jr., 603 Whitney Bldg.
Beer A Co., 817 Gravler St.
Clark, Russell, Maritime Bldg.
DANE * WEIL, 1538 Canal Bk. Bldg.
Dane. Jno., 1528 Canal Bank Bldg.
D’Antoni, B. S., 708 American Bank Bldg.
Feibleman, T. J. ,210 Carondelet Bldg.
Fenner & Beane, 818 Gravier St.
Fenner Chas. E. ,818 Gravier St.
Fowler, H. W.. 214 Balter Bldg.
Gumbel, Herbert, 610 Maritime Bldg.
Huggins. Allen C., 839 Gravier St.
Hyams, C. H., III., 610 Common St.
Jones, Larz A., I. C. R. R. (Union Station).
Jones, Larz E., 319 Hibernia Bank Bldg.
Lamar, Kingston & Labouisse, 1605 Canal Bk.
Bldg.
Lamar, L. V., 1605 Canal Bank Bldg.
Liuzza, Philip J., 214 Carondelet Bldg.
Marquez, Vernon, 818 Gravier St.
McLean, Chas. I., Gulf Bldg., Houston, Tex.
Mysing, A. W„ 722 St. Louis St.
Nusloch, Geo. H„ 827 Hibernia Bank Bldg.
Nusloch, Baudean & Smith, 827 Hibernia Bank
Bldg.
Ogden, Fred N., 403 American Bank Bldg.
Pierce & Co., E. A. Maritime Bldg.
Plauche, Jas. J., 724 Common St.
Poupart, S. J., 823 Perdido St., (Room 202).
Schulze, C. H., 1831 S. Dupre St.
Schweickhardt, E. R., 708 American Bank Bldg.
Steinhardt, Jeffrey, 1528 Canal Bank Bldg.
Villere, Ernest C., 552 Canal Bank Bldg.
Villere & Co., St. Denis J., 552 Canal Bk. Bldg.
Waters & Alcus, 603 Whitney Bldg.
Wells, Chas. W., 408 Cotton Exchange Bldg.
Wells & Stanton, 408 Cotton Exchange Bldg.
Wheeler & Woolfolk, 724 Common St.
Williams, Geo. E., 817 Gravier St.
Wolfe & Fowler, 717 Carondelet Bldg,
Wolfe, Robert R., 717 Carondelet Bldg.
Woolfolk, J. W., 724 Common St.
Woolfolk, Huggins & Shober & Co., 839 Gravier St.
MARYLAND
BALTIMORE STOCK EXCHANGE
Officers: Chas. W. L. Johnson. President
J. Dorsey Brown, Vice-President
(208 E. Redwood St.)
Walter M. Weilepp, Secretary
RATES OF COMMISSION
R. L. Thompson, Treasurer
M. L. Rodemeyer, Assistant Secretary-Treasurer
(Effective August 1, 1938)
Minimum Commissions on Stocks Selling at Prices Given Below
NonMembers
Under 10c a share.......................................... ...............................
lc
At 10c a share and above, but under $1____ _____ __________
3c
At $1 a share and above, but under $4________ ____ _______
5c
At $4 a share and above, but under $7.............
7J^c •
At $7 a share and above, but under $10.....................................
10c
At $10 a share and above, but under $30________
15c
At $30 a share and above, but under $50___________________
20c
At $50 a share and above, but under $75________
25c
At $75 a share and above, but under $100___________
30c
At $100 a share and above, but under $150_______
40c
At $150 a share and above, but under $200............
50c
At $200 a share and above....................................... ......... ............ li%
of amount
of
transaction
The minimum commission rate to non-members on any stock traded in
on the Baltimore Stock Exchange and also on any other National Securities
Exchange may, at the option of the member, be the Baltimore minimum
commission rate or the minimum commission rate prescribed on such other
National Securities Exchange.
The minimum commission charged to non-members on any completed
individual transaction in stocks involving a total amount of $50.00 or more,
shall be not less than $3.00. On all transactions involving a total amount
of less than $50.00, the commission shall be 6% of the amount.
Commissions on rights shall be the same as those fixed for stocks.
Minimum Commissions on Bonds Selling at Prices Given Below
NonMembers
At 10 ($100 per $1,000 par value) or above................................. $2.50
Under 10 ($100 per $1,000 par value)_____ ____ _____ _____ $1.25
At less than 1 ($10 per $1,000 par value)...................... ............... 62^c
Except that on bonds having five years or less to run to maturity
and selling at 96 and above, but not above 110, the rates shall be $1.25
The minimum commission charged on any transaction in bonds shall be
$2.50.
MEMBERS
Abell, Walter W., 2nd, 401 Stock Exchange Bldg.
Allen, Edw. D., 210 Keyser Bldg.
Edward D. Allen & Co., 210 Keyser Bldg.
BAKER, WATTS Sc CO., Calvert and Red
wood Sts.
Baker, Wm. G.. Jr., Calvert and Redwood Sts.
Beli, Vernal W., 135 E. Baltimore St.
Binford, Charles T., 10 South St.
Blocher, Thomas S., 802 Union Trust Bldg.
Block, Simon J., 201 Keyser Bldg.
Block, Simon J. & Son, 201 Keyser Bldg.
Boyce, C. Prevost, 6 S. Calvert St.
Alexander Brown & Sons, 135 E. Baltimore St.
Brown, J. Dorsey, 404 Stock Exchange Bldg.
Bruton & Co., 1531 Munsey Bldg.
Bruton, Leonard Marshall, 1531 Munsey Bldg.
Cahn & Co., Frank B., Equitable Bldg.
Carroll, Douglas G., 107-108 Stock Exch. Bldg.
Carroll & Co., Douglas G., 107-108 Stock Ex
change Bldg.
Cassilly, Thos. A., Stock Exchange Bldg.
Castles, John W., Ill E. Redwood St.
Daly, Lee E., 23 South St.
Daly & Co., Owen, 23 South St.
Davies, H. L„ 500 Stock Exchange Bldg.
Drewry, Cooper R„ Stock Exchange Bldg.
Duer, Henry L., 500 Stock Exchange Bldg.
Elder, Wm. Voss, Jr., 210 Keyser Bldg.
Evans, Henry C„ 6 S. Calvert St.
Fahnestock, Albert, Stock Exchange Bldg.
Filley, Oliver D., Stock Exchange Bldg.
Fisher, Frank of J., 10 South St.
J. Harmanus Fisher & Sons, 10 South St.
Robert Garrett & Sons, South and Redwood Sts.
Gould, Theodore 405-6 Keyser Bldg.
Griswold, Jr., B. Howell, 135 E. Baltimore St.
Haxall, J. Triplett, 1037 St. Paul St.
Howard, John D., South and Redwood Sts.
Howard & Co., John D., South and Redwood Sts.
W. E. Hutton & Co., 1st IS. Bk. Bldg.
Iglehart, Joseph A. W., First National Bank Bldg.
Jenkins, T. Courtenay, 10 South St.
Jenkins, Whedbee & Poe, 10 South St.
Johnson, Chas. W L. 508 Stock Exchange Bldg.
Jones, Elisha Riggs, 6 S. Calvert St.
Jones, John Marshall, 225 E. Redwood St.
Jones & Co., John Marshall, 225 E. Redwood St.
Koppelman, Walter, 219-221 E. Redwood St.
Kriegel. Leo, 500 Stock Exchange Bldg.
Lanahan & Co., W. W., Calvert Bldg.
Lanahan, W. Wallace, Calvert Bldg.
Legg, John C„ Jr., 222 E. Redwood St.
Lelmbacb & Co., 7 St. Paul St.
Leimbach, Walter G., 7 St. Paul St.
Lemoine, Oscar M., South and Redwood Sts.
Lockwood, Peck & Co., 708 Keyser Bldg.
Mackubin, George, 222 E. Redwood St.
MACKUBIN, LEGG Sc CO., 222 E. Redwood St.
Marburg, F. Grainger, 502 - 5 Keyser Bldg.
Marburg. Price & Co., 502-5 Keyser Bldg.
Matthews, T. Stockton, South and Redwood Sts.
Mead, W. Carroll, 511-13 First National Bank
Bldg.
Mead, Irvine & Co., 511-13 First National Bank
Bldg.
Morgan, Shirley C„ Equitable Bldg.
Nelson, Alex C„ 508 Stock Exchange Bldg.
Poe, Philip L., 105-6 Stock Exchange Bldg.
Poe & Co., Philip L., 105-6 Stock Exchange Bldg.
Post & Flagg, 101-3 Stock Exchange Bldg.
Riggs, Henry G., Stock Exchange Bldg.
Riordan, John J., Jr., Homewood Apts.
Rogers, C. Holden, 10 South St.
Rosenburg, Abel A., 222 E. Redwood St.
Schaefer, Herbert W„ 402 First National Bank
Bldg.
Schaefer & Co., Herbert W., 402 First National
Bank Bldg.
Schwarz, Howard S., 202 Keyser Bldg.
Schwarz, Morton & Schwarz, 202 Keyser Bldg.
Scott, Geo. M„ Stock Exchange Bldg.
Sheely, Harry M., 212 Keyser Bldg.
Sheely, Harry M. & Co., 212 Keyser Bldg.
Smith, Barney & Co., Ill E. Redwood St.
Soper, Harry B., 312 Vickers Bldg.
Stein Bros. & Boyce, 6 S. Calvert St.
Stewart C. Morton, Calvert and Redwood Sts.
Strother, Brogden & Co., Calvert and Redwood Sta.
Strother, T. Nelson, Calvert and Redwood Sts.
Taylor, Howard R., 107-8 Stock Exchange Bldg.
Howard R. Taylor & Co., 107-8 Stock Exchange
Bldg.
Thompson, R. L., 402 Stock Exchange Bldg.
Tilden, Marmaduke, 708 Keyser Bldg.
Weilepp, Walter M., 207-8 Keyser Bldg.
Westheimer & Co., 211 E. Redwood St.
Westheimer, Henry F., 211 E. Redwood St.
Whedbee, James S., 10 South St.
Wheeler, J. Harold, 101-3 Stock Exchange Bldg.
Whelan, Jr., Thomas A., 222 E. Redwood St.
White & Co., Henry M„ 1414 Fidelity Bldg.
White, Henry M„ 1414 Fidelity Bldg.,
Whiteley, T. Evans, Stock Exchange Bldg.
Whitridge, William, Garrett Bldg.
Whitridge & Son, John A., Garrett Bldg.
Wilson, Jr., J. Sawyer, 111 E. Redwood St.
Farther Information on firms appearing in bold face type win be found in the selected list of Investment Dealers following bank list In oaeh dtp,
90
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1696
STOCK EXCHANGE MEMBERS
MASSACHUSETTS
BOSTON STOCK EXCHANGE
53 State Street
Officers:
William B. Long, Pres.
Stephen Paine, Vice-Prea.
Mark R. Hodges, TV.
Henry E. Tracy, See.
MINIMUM RATES OF COMMISSION
In Effect January 1, 1938
ON BONDS, PER $1000 OF PRINCIPAL
Railroad, public utility and industrial bonds, having more than five years
to run.
Selling Price
Per $1000 of Principal
Rate
Under $10__________________________ _______ ..Not Less Than 75c
$10 and above but under $100___________________Not Less Than $1.25
$100 and above___ ____________________________Not Less Than $2.50
(Government Bonds are exempt from the regular rate)
ON STOCK, RIGHTS AND WARRANTS
(Hereinafter referred to as “Stocks”)
Selling Price
Per Share
Rate per Share
1/256 of $1_______
Not Less Than 0.1c
1/128 of $1________________
Not Less Than 0.15c
1/64 of $1 to and including 2/32 of $1.........
Not Less Than 0.5c
Over 2/32 of $1 but under 8/32 of $1_____
Not Less Than 1.0c
8/32 of $1 and above but under y of $1__________ Not Less Than 1.5c
of $1 and above but under $1._______
Not Less Than 3.0c
$1 and above but under $2...........
Not Less Than 5.0c
$2 and above but under $3_____________________ Not Less Than 6.0c
$3 and above but under $4_____________________ Not Less Than 7.0c
$4 and above but under $5...........
Not Less Than 8.0c
Selling Price
Per Share
Rate per Shale
Not Less Than 9.0c
$5 and above but under $6_____
$6 and above but under $7........................
..Not Less Than 10.0c
$7 andabove but under $8_________
Not Less Than 11.0c
$8 andabove but under $9..______
Not Less Than 12.0c
$9 andabove but under $10.................
Not Less Than 13.0c
(Base Rate;
$10 and above-------- -----------------------Not Less Than 13.0c base rate plus
1.0c for each $10 of the price per share
Notwithstanding the foregoing, when the amount involved in a transaction
is less than $10, the commission shall be as mutually agreed; when the amount
involved is $10 or more but less than $50, the minimum commission shall be
not less than 6% of such amount or $1, whichever is greater; and when the
amount involved is $50 or more, the minimum commission shall be not less
than $3.
On Bonds or Notes of Foreign Countries having five years or less to run;
Notes of Corporations having five years or less to run; Bonds having five
years or less to run; such rates to members or non-members as may be
mutually agreed upon; provided, however, that the Committee on Com
missions with the approval of the Governing Committee, may hereafter
determine special rates on any or all of the above mentioned securities.
MEMBERS
Adams, L. Sherman, 10 Post Office Square
Adams, Weston W., & Co., 31 State St.
Amsden, Malcolm F., 53 State St.
J. S. BACHE & CO., 10 Post Office Sauare.
Baldwin & Co., 30 Federal Street.
Batchelder, Hanrahan & Co., 332 Main St.,
Worcester, Mass.
Besse, Harry W. & Co., 60 State St.
Bolles, Richard F., 35 Congress St., Room 1003.
Boyden, Charles, 50 Congress St., Room 628.
Bradley, Edward M., 215 Church St., New Haven*
Conn.
Brannan, Wm. J., 75 Federal St.
Brickley (Parker, A.) 296 Temple, West Roxbury.
Bright, Elmer H. & Co., 84 State Street.
Bright, Sears & Co., 53 State Street.
Brooks, Smith & Co., 50 Congress St.
Brown Brothers Harriman & Co., 10 P. 0. Square.
Brown, Waldo M., 49 Federal St.
Brown, Walter J., 53 State St.
Burr, Gannett & Co., 53 State Street.
Butterfield, Chas. B„ Longwood Towers, Brook
line.
Cahill, Richard M. F„ 53 State St.
Chapin & Co., S. B., 53 State St.
Clark, Dodge & Co., 70 Federal Street.
Collins, Breed & Co., Shawmut Bk. Bldg.
Colwell & Co., 209 Washington Street.
Cousens, Foster, 161 Devonshire St.
Crocker, Percy G. & Co., 19 Congress Street.
Crowninshield, B. Davis, 75 Federal St.
Dabney, F. L. & Co., 10 Post Office Sq.
Dabney, Frederick L., 925A Boylston St.
Davis & Davis, 10 Weybosset St., Providence, R. I.
DAT, R. L. & CO., 45 Milk Street.
Dean, James, 201 Devonshire St., Room 631.
ESTABROOK & CO., 15 State Street.
Fay, S. Prescott, Framingham Centre, Mass.
Fernald, Lloyd D., 3d Nat’l Bank Bldg., Springfield, Mass.
Foster, Hatherly, Jr., 85 Devonshire St.
Gagen, T. F. & Co., 53 State Street.
Gilbert, Edward W., 53 State St., Room 36 B.
Giroux, Archibald R„ 53 State St., Room 36B.
Hammond, James R., 30 State St.
Hanlon, Gordon B., & Co., 100 Milk St.
Hayden, Stone & Co., 75 Federal Street.
Hentz, H., & Co., 75 Federal St.
Hibbs, W. B„ & Co., Hibbs Bldg., Washington,
D. C.
Hill, E. Melville, 15 Ashton Ave., Newton Centre,
Mass.
Hines, Robertson & Co., 60 Congress Street.
Hodgdon, Howard W„ 84 State St.
Hornblower, Henry, 60 Congress St.
Hornblower & Weeks, 60 Congress St.
Hovey, Chandler, & Co., 82 Devonshire Street,
Room 326.
Hubbard, Richard, 10 Post Office Square.
Hunnewell & Co., 49 Federal St.
Hunt, Carleton, 10 Post Office Sq.
Hutchins & Parkinson, 50 Congress Street.
Iliff, Richard S., 35 Congress St.
Jackson, Walter, 216 Central Ave., Milton, Mass.
Jackson & Curtis, 10 Post Office Square.
Jenney, Wm. T„ 84 State St.
Kelly. Michael A., 84 State St.
KIDDER, PEABODY & CO., 115 Devonshire
Street.
Kingsbury, Thayer, Keene, N. H.
Kinsley & Adams, 6 Norwich St., Worcester, Mass.
Kitching, E. J. & Co., 53 State Street.
Laidlaw & Co., 110 Franklin Street
Lee, Frederic M., 53 State St.
Lee, Higginson & Co., 50 Federal Street.
Leland, John D., 110 Franklin St.
Logan & Bryan, 42 Broadway, New York, N. Y.
Long, Harry V., 10 Post Office Square.
Long & Nash, 10 Post Office Square.
Lord, George F., 18 Wave St., Lynn, Mass.
Lund, Chas. G., 110 Franklin St.
Mann & Gould, 35 New Derby St., Salem, Mass.
Monahan, Edward C., 60 State St.
Moors & Cabot, 111 Devonshire Street.
Moran, John J. & Co., 53 State Street, Room 636.
Morgan, J. P., & Co., 23 Wall St., New York, N. Y.
MOSELEY, F. S. & CO., 50 Congress Street.
Mott, Louis P. & Co., 80 Federal Street, Room 808
Newman, Harding C., 10 Post Office Square.
Nickerson, Henry G., 60 State St.
Paine, Webber & Co., 24 Federal Street.
Peterson, John H., 53 State St.
Pierce & Co., E. A., 24 Federal Street.
Pingree, Daniel, 84 State St.
Pitcher, Osborne H„ 31 State St.
Pitman, Harold A., 53 State St., Room 1032.
Poor, Stearns, 84 State St.
Prince, F. H., & Co., 15 Westminster St., Provi
dence, R. I.
Proctor, Cook & Co., 35 Congress Street.
Reed, Jacob, 8 Foster St., Worcester, Mass.
Rice, John C., Jr., 10 Post Office Sq.
Rich, Geo. A., 53 State St.
Schirmer, Atherton & Co., 79 Milk Street.
Sewall, R. Lentner, 60 State St.
Shethar, John B., 120 Broadway, N. Y.
Simmon, David A., 2240 Looscan Lane, Houston,
Tex.
Smith, Barney & Co., Ill Devonshire St.
Smith, James P. & Co., 1387 Main St., Springfield,
Mass.
Southgate & Co., 33 State St.
Southgate Ray E„ 53 State St.
Stevens, Samuel W„ 45 Milk St.
Thomson & McKinnon, 10 Post Office Square.
Thorndike & Alien, 53 State Street, Room 310.
Thornquist, Carl J., 53 State St.
Tifft Brothers, 50 Congress Street.
Tobey, Walter P., 84 State St.
Todd, Charles Lee, Jr., Ill Devonshire St.
TOWNSEND, ANTHONY & TYSON, 30 State
Street.
Trask, Spencer & Co., 50 Congress St.
Treadwell, James R., 53 State St., Room 203.
Tucker, Anthony & Co., 74 State Street.
Wainwright, H. C. & Co., 60 State Street.
Walker, G. W. & Co., 10 Post Office Sq.
Webber, Ralph B., 53 State St.
Whitney, Byam & Co., 53 State Street, Room 633.
Whitney & Elwell, 30 State Street.
Wiggin, Russell B., 53 State St.
Williams, Ralph E., 35 Congress St.
Williams, Robert W., 53 State St.
Winsor, Kennard, 115 Devonshire St.
Worden, William M„ 84 State St.
Yerxa, John E., 30 State St.
Young, Lincoln R., 750 Main St., Hartford, Conn.
Further Information on firms appearing In bold face type will be found In tbe selected list of Investment Dealers following bank list In each city,
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1697
MICHIGAN
DETROIT STOCK EXCHANGE
(415 Griswold St.)
Clark C. Wickey, Executive Vice-President & Secretary; Denis J. Alison, Vice-President;
Lawrence C. Angstrom, Treasurer.
COMMISSION RATES
Effective, August 23, 1938
Stocks selling at 50c per share and above, the commission rate per share
On stocks selling below 50c per share, the commission rate per share shall
shall be not less than the following:
be not less than the following:
Rate
Rate
Price per share
Per Share
Price per Share
Per Share
50c and above but under $ 1_____________________________
3c
1/256 of $1___ ______ ________ ______ _____ _____________ 0.1c
$ 1 and above but under $ 2_________
5c
1/128 of $1____________________________________________ 0.15c
$ 2 and above but under $ 3_____
6c
1/64 of $1 and above, but under 2/32 of $1_________________ 0.5c
$ 3 and above but under $ 4._____
7c
2/32 of $1_______ ____ ____________________ _____ ______
0.5c
$ 4 and abovh but under $ 5_______ •____ _______ _________
8c
Over 2/32 of $1 but under 8/32 of $1_____________________ _ 1.0c
$ 5 and above but under $ 6___
9c
8/32 of $1 and above but under 1/2 of $1___________________ 1.5c
$ 6 and above but under $ 7_____________
10c
$ 7 and above but under $ 8______________________
11c
The minimum commission on all transactions in listed securities shall be
$ 8 and above but under $ 9_____________________________
12c
not less than $3.00, except in cases where the amount involved is $50.00 or
$ 9 and above but under $10 (Base Rate)___________________
13c
ess,
the minimum commission may then be at the discretion of the member
$10 and above. ..The 13c base rate plus lc for each $10 of the price per share
Officers: George A. Miller, President;
Alison & Co., 244 Buhl Bldg.
Angstrom, Lawrence C„ 904 Penobscot Bldg.
Avery & Co., 1126 Buhl Bldg.
Avery, Clarence F„ 60 Broad St., New York, N. Y.
BACHE, J. S. & CO., 735 Griswold St.
Baker, Simonds & Co., 1134 Buhl Bldg.
Beard, Frederick H., 1880 Penobscot Bldg.
Bennett, Smith & Co., 640 Griswold Street.
Bollinger, Paul T„ 1904 Penobscot Bldg.
Brown, Orman E., 1666 Penobscot Bldg.
Butler, James M., 328 Penobscot Bldg.
Butler & Co., J. M„ 328 Penobscot Bldg.
Carpenter, Jos. N„ 67 Broad St., N. Y.
Crouse ft Co., 1800 Penobscot Bldg.
Crouse, Charles B., 1800 Penobscot Bldg.
MEMBERS
Hulburd, Warren & Chandler, 208 S. LaSalle St.,
Chicago, Ill.
Humphries, Angstrom & Co., 904 Penobscot Bldg.
HUTTON, W. E. & CO., 600 Griswold St.
Hutton, William E., 600 Griswold St.
Kreidler, Chas. A., 1134 Buhl Bldg.
Lewine, Jerome, Hanover Square, New York,
N. Y.
Livingstone, S. R., 1356 Penobscot Bldg.
Livingstone, S. R. & Co., 1356 Penobscot Bldg.
Marks, A. L„ 314 Ford Bldg.
Marks, Burton, 775 Penobscot Bldg.
McDonald, Claude G„ 1000 Buhl Bldg.
McDonald & Co., C. S„ 1000 Buhl Bldg.
McLean, John F., 1806 Penobscot Bldg.
McLean ft Co., John F., 1806 Penobscot Bldg.
Miller, George A., 1444 Buhl Bldg.
Moody, Bollinger & Co., 1904 Penobscot Bldg.
Moss, W. E„ 2416 Union Guardian Bldg.
Moss, W. E. ft Co.. 2416 Union Guardian Bldg.
Dominick & Dominick, 314 Ford Bldg.
Els, Valette R., 244 Penobscot Bldg.
Ellwood, Aaron A., 639 Penobscot Bldg.
Esch. Ingo A.. 120 Broadway, New York.
Everham, Edwin M., 1051 Penobscot Bldg.
Fenner & Beane, 600 Union Guardian Bldg.
Ferriss, W. Paul, 904 Penobscot Bldg.
Ferriss, Wagner ft Miller, 1444 Buhl Bldg.
Field, Sherwood, 1526 Buhl Bldg.
Goodbody & Co., 1 Penobscot Bldg.
Goodbody, John L„ 115 Broadway, New York,
N. Y.
Hague, Samuel, 1446 Penobscot Bldg.
Hastings, Pierce A., 1666 Penobscot Bldg.
Hay, Ivan C. & Co., 1753 Union Guardian Bldg.
Hentz, H. &. Co., Union Guardian Bldg.
Hinshaw, Joseph, 344 Buhl Bldg.
Hornblower & Weeks, 244 Penobscot Bldg.
O’Donnell, R. C., 2166 Penobscot Bldg.
O’Donnell & Co., R. C„ 2166 Penobscot Bldg.
O’Hara, John F„ 244 Buhl Bldg.
Olson, Warren T.p 2416 Union Guardian Bldg.
Paine, Webber & Co., 100 Penobscot Bldg.
Palmer, Everham & Co., 1051 Penobscot Bldg.
Parcells, Charles A„ 639 Penobscot Bldg.
Parcells, Charles A. & Co., 639 Penobscot Bldg.
Phelan, Jr., James J., 244 Penobscot Bldg.
Pierce & Co., E. A., 300 Buhl Bldg.
Porter, Stuart P., 1134 Buhl Bldg.
Rathbun, C. E., 866 Penobscot Bldg.
Rathbun & Co., 866 Penobscot Bldg.
Reid, Andrew C., 2232 Union Guardian Bldg.
Reilly, R. W., 866 Penobscot Bldg.
Roney, Wm. C. & Co., 2232 Union Guardian Bldg.
Rotsted, Ralph, 1753 Union Guardian Bldg.
Rudel, Arthur, 1800 Penobscot Bldg.
Ryan, Jas. E., 2526 Union Guardian Bldg.
Ryan & Company, Jas. E„ 2526 Union Guardian
Bldg.
Schlachman. Max, 1356 Penobscot Bldg.
Schlachman, Sol, 1356 Penobscot Bldg.
Seitz, Harry J., 12 Washington St., Monroe, Mich.
Shader-Winckler Co.. 204 Penobscot Bldg.
Small, Sidney R„ 2356 Penobscot Bldg.
Small & Co., Sidney R., 2356 Penobscot Bldg.
Smith, Winthrop H., 105 W. Adams St., Chicago,
Ill.
Soucy, Ernest W„ 161 Devonshire St., Boston,
Mass.
Soucy, Swartswelter & Co., 161 Devonshire St.,
Boston, Mass.
Stanton, Frederick W., 629 Penobscot Bldg.
Stern, Morton F., 42 Broadway, New York, N.Y.
Stewart, A. Clifton, 1812 W. Grand Blvd.
Stout, Gardner D., 115 Broadway, N. Y.
Sutro Bros. & Co., 137 Penobscot Bldg.
Vogel, A. H. & Co., 1880 Penobscot Bldg.
Wakeman, Wynn F., 1134 Buhl Bldg.
Walker, Wm. T„ 1304 Penobscot Bldg.
Warth, Robert, 1753 Union Guardian Bldg.
Watling, Lerchen & Co., 344 Buhl Bldg.
Wedthoff & Co., Guy G., 2956 Penobscot Bldg.
Whitlock, Smith & Co., 1446 Penobscot Bldg.
Winckler, F. J., 204 Penobscot Bldg.
Withrow, Atkinson W„ 208 S. LaSalle St., Chicago,
Ill.
Wood, Warren A., 244 Buhl Bldg.
Wright, John C., 2066 Penobscot Bldg.
Wright, Martin & Co., 2066 Penobscot Bldg.
MINNESOTA
MINNEAPOLIS—ST. PAUL STOCK EXCHANGE
Officers: Donald H. Brown, President; Harold E. Wood, First Vice-President; H. R. Selover, Second Vice-President; R. M. Rice, Secretary and Treasurer.
COMMISSION RATES
Effective June 7. 1938
NON-MEMBERS
On stocks selling at 50c per share and above, the commission rate per share
shall be not less than the following:
Rate
Price per share
Per Share
50c and above but under $ 1__ ____ _______ ____ __________
3c
5c
$ 1 and above but under $ 2_______
$ 2 and above but under $ 3..._____
6c
$ 3 and above but under $ 4____________________________
7c
$ 4 and above but under $ 5____________________________
8c
$ 5 and above but under $ 6_______
9c
$ 6 and above but under $ 7____________________________
10c
11c
$ 7 and above but under $ 8_______
$ 8 and above but under $ 9____________
12c
$ 9 and above but under $10 (Base Rate)___________________ 13c
$10 and above...The 13c base rate plus lc for each $10 of the price per share
On stocks selling below 50c per share, the commission rate will be announced
later.
The minimum commission on transactions in stocks for non-members shall,
(a) where the transaction involves less than $5.00, be as mutually agreed
upon;
(b) where the transaction involves $5.00 or more but less than $50.00, be
6% of such amount or $1.00 whichever is greater; and
(c) where the transaction involves $50.00 or more, be not less than $3.00.
Rights—same as stocks.
ALLISON WILLIAMS CO., 1245 Northwest
Bank Bldg., Minneapolis.
Bigelow-Webb & Co., 1st Nat’l-Soo Line Bldg.
Minneapolis.
Greenman & Cook, Inc., 1408 E. 1st Natl. Bk. Bldg.,
St. Paul.
Harrls-Upham & Co., 11 Wall St., New York,
N. Y.
KALMAN & COMPANY, 144 Endicott Bldg.,
St. Paul.
Lewis & Co., 601 Second Ave. Minneapolis.
Mahoney & Co., C.D., 504 Roanoke Bldg., Minne
apolis.
MEMBER TO MEMBER—Give-up Rates.
Stocks selling under 50c per share____ _____ _______________
i^c
Stocks selling from 50c to $1_______________________ ____
Stocks selling from $1 to $10______________________ _____ 2c
Stocks selling from $10 to $100.................................... ...................
3c
Stocks selling from $100 to $150___ _______ ___________ ____
4c
Stocks selling from $150 and over_________________________
5c
Minimum 50c for stocks selling under $10.00 per share.
Minimum $1.00 for stocks selling at $10.00 and over per share unless gross
amount is under $100.00, minimum then 50c.
Rights—same as stocks.
Names not give-up on any stocks, minimum will be double the give-up rate.
MEMBERS
Manheimer-Caldwell, Inc., 113 First National
Bank Bldg., St. Paul.
Molyneaux, J. J., 15 S. 5th St., Minneapolis.
Paine, Webber & Co., Rand Tower, Minneapolis.
PIPER, JAFFRAY & HOPWOOD, 115 S. 7th
St., Minneapolis.
Rice, Robert M., 630 Marquette Ave., Minne
apolis.
Selover, H. R., & Co., 500 Roanoke Bldg., Minne
apolis.
Smith & Co., Wharton C„ 106 E. 4th St., St. Paul.
Thrall West Co., 110 Northwest National Bank
Bldg., Minneapolis.
Wells-Dickey Company, Metropolitan Bank Bldg.,
Minneapolis.
Winthrop, Mitchell & Co., 141 W. Jackson,
Chicago, Ill.
WOOD, HAROLD E., & CO., W. 2662 1st Nat’l
Bk. Bldg., St. Paul.
WOODARD-ELWOOD &
Tower, Minneapolis.
CO.,
840 Rand
Further Information on firms appearing In bold face type will be found In the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1698
STOCK EXCHANGE MEMBERS
MISSOURI
ST. LOUIS STOCK EXCHANGE
Officers: J. Gates Williams, President;
W. H. Burg, Vice-President;
W. M. Louderman, Secretary and Treasurer;
Chas. A.Huebner, Assistant Secretary.
COMMISSIONS
Effective February 11, 1938
All other transactions shall be subject to commissions as follows:
Section 1. Commissions shall be charged and paid under all circum
stances and upon all transactions, both purchase and sales, or upon contracts
Minimum Commission
Selling Price Per Share
Rate Per Share
for the receipt or delivery of securities; excepting joint transactions between
Under
50c_______________________
.___________
2c per share
members which may be made without commission. Such commissions shall,
From 50c to 99c____
4c per share
in the case of stocks, be calculated upon the price at which they are sold, and,
From $1 to $1.99..._____
5c per share
From $2 to $2-%____
6c per share
in the case of bonds, upon their par value and shall be at the rates herein
Prom $3 to $3-%______
7c per share
after named; and such rates shall in each case be the minimum that may
From $4 to $4-%_____
8c per share
be charged by any member of the Exchange, and shall be absolutely net and
From $5 to $5-%_________________________
9c per share
From
$6
to
$6-%_____________________________
10c
per share
free from all or any rebate, return, discount or allowance in any shape or
From $7 to $7-%_____________________________
11c per share
manner whatsoever, or by any method or arrangement direct or indirect.
From $8 to $8-%...................................
12c per share
And no bonus, percentage or portions of the commissions so established
From $9 to $9-%._____
13c per share
From $10 to $14-%_______
14c per share
shall be given, paid or allowed directly or indirectly to any clerk or person
From
$15
to
$24-%___
17%c
per share
for business sought or procured for any member of the Exchange.
From $25 to $49-%.._____
25c per share
From
$50
to
$99-%.........................
37%c
per share
Section 2. On all business for parties not members of the Exchange,
From $100 to $299-%.........
50c per share
including joint account transactions in which a non-member is interested,
From $300 to $499-%___
75c per share
From $500 and up........................
$1.00 per share
the minimum commission charged shall be as follows:
On
all
bonds
and
other
obligations
of
the
United
States
of America the
When the amount involved in a transaction is $10 or less, the commission
minimum commission shall be 1/16 of 1% of the par value, but shall in no
shall be as mutually agreed.
case be less than 25 cents.
On all other bonds $2.50 per $1,000 par value except on those maturing
When the amount involved in a transaction is more than $10 but less than
within six months of the date of sale the commission shall be $1.25 per
$50.00 the commission shall be not less than six per cent of the amount in
$1,000 par value.
volved or $1.00, whichever is greater; provided, however, that where such
Governing Committee Ruling—March 8, 1938:
transactions are for the account of non-member brokers or dealers, an allow
Minimum Commission on Bonds—When the aggregate face or par
ance of 50 cents of such commission may be made.
value of bonds involved in a transaction is $500 or more but less than
$1,000, the minimum commission shall be $2.50.
When the amount involved in a transaction is $50.00 or more and less
When the aggregate face or par value of bonds involved in a transaction
than $300.00, the minimum commission shall be $3.00, except that where
is less than $500, the minimum commission shall be $2.00.
On all securities not provided for in this section the Governing Committee
such transactions are for account of non-member brokers or dealers, an
shall fix the rates of commission; provided, that on all stocks admitted to
allowance of $1.00 may be made on such commissions.
dealings on this Exchange and also either on the New York Stock Exchange
or the New York Curb Exchange the minimum commission charge per share
When the amount involved in a transaction is $300.00 or more, the
for one hundred share unit or multiple thereof, on this Exchange, shall be
minimum commission shall be $5.00 except in the case of transactions for
the rate per share prescribed to be charged on transactions for one hundred
the account of non-member brokers or dealers, an allowance of $2.00 on such
share unit on those Exchanges, respectively, and on all stocks admitted to
dealings
on this Exchange and also on the Chicago Stock Exchange the
commissions may be made.
minimum commission charge per share for fifty share unit or multiple
thereof,
on
this Exchange, shall be the rate per share prescribed to be charged
Governing Committee Ruling—March 8, 1938;
on transactions for fifty share unit on that exchange; provided, that the Gov
Division of Commissions between members shall be based upon the
erning Committee shall, at any time, have the power, by the vote of five of
actual commission received by the originating member.
its members, to alter and fix any rates of commission.
Aid, John A., 400 Olive Street.
Barklage, Louis, 317 N ,4th Street.
Bauer, A. H., 312 N. 4th Street.
Bauer Bros. Brokerage Co., $12 North 4th Street.
Bennett, Jas. E., Boatmen’s Bank Bldg.
Bennett, Jas. E. & Co., Boatmen’s Bank Bldg.
Berger-Cohn & Co., Landreth Bldg.
Bixby, W. H. Broadway and Locust.
Bramman, Carl T., 314 N. Broadway.
Bramman-Schmidt-Busch, 314 N. Broadway.
Brocksmith, H. L., 400 Pine Street
Brown, Paul & Company, Paul Brown Bldg.
Burg, Wm. H., La Salle Bldg.
Cohn, Henry I., Landreth Bldg.
Cook, Henry M , 400 Olive Street.
Costigan, E. J., 300 N. 4th Street.
Crago, John H. .Security Bldg.
Crago, Smith & Canavan, Security Bldg.
Duhme, Herman, Franklin-American Trust Bldg.
D’Oench, Duhme & Co., Franklin-Am.Tr.Bldg.
Donnell, F. C., La Salle Bldg.
EDWARDS, A. G. & SONS, 409 North 8th St.
Edwards, A. N., 409 N. 8th Street.
Edwards, P. W. 409 N. 8th Street.
Francis Bro. & Co., 222 N. 4th St.
Francis, T. T., Francis Bro. & Co., 222 N. 4th St.
Friedman, Brokaw & Samish, 711 St. Charles St.
Friedman, W. Stix, 711 St. Charles Street.
MEMBERS
Fusz, Firmin D„ Boatmens Bank Bldg.
Fusz, Schmelzle & Co., Boatmen's Bank Bldg.
Gatch Bros., Jordan & McKinney, 418 Olive St.
Gatch, Nelson B., 418 Olive Street
Gessler, G. E., Merchants-Laclede Bldg.
Gessler, E. A. & Son, Merchants-Laclede Bldg.
Giger, Harold H., 211 N. 4th Street.
Giger & Co., 211 N. 4th St.
Haeussler, W. C„ Paul Brown Bldg.
Haverstick, E. E., & Co., 346 N. Boyle Avenue.
E. E. Haverstick, Jr., 346 N. Boyle Ave.
Hayward, John., 403 Olive Street.
Hill Brothers, Security Bldg.
Humphrey, Jaques & Co., 1963 Railway Exchange
Bldg.
Jacobs, B. F., Rialto Bldg.
Jaques, Gordon F., 1963 Railway Exchange Bldg.
Jones, Edward D., Boatmen’s Bank Bldg.
Jones. Edw. D. & Co., Boatmen’s Bank Bldg.
Jones, Whipple Van Ness, Security Bldg.
Knight & Co., H. H., 403 Olive St.
Little & Hays Inv. Co., LaSalle Bldg.
Louderman, Wm. M., Bank of Commerce Bldg.
Meyer, J. P„ Chemical Building.
NEWHARD, COOK & CO., 400 Olive St.
Otto, Edw. F., No. 6 Sunset Court, Normandy,
Missouri.
Papin, Pierre L., Merchants-Laclede Bldg.
P. L. Papin & Co., Merchants-Laclede Bldg.
Platt, Edw. G„ 306 N. 8th Street.
Preiss, Jos. H., Security Bldg.
Preiss, Wibbing & Co., Security Bldg.
Reinholdt, J. W., Jr., Security Bldg.
REINHOLDT & GARDNER, Security Building
H. L. Ruppert & Co., 400 Pine Street.
Scudder, Chas., 300 N. 4th Street.
Seddon, Bruce, Landreth Bldg.
Seddon, Morflt & Harvey, Landreth Bldg.
Semple, Jacobs & Co., Rialto Building.
Shuey, Lee G., 410 Olive St.
Simon, F. M. 315 N. 4th Street.
SIMON, I. M. A COMPANY, 314 North 4th St.
Smith, Moore & Co., LaSalle Bldg.
Stickney, W. A., 409 N. 8th Street.
Stifel, A. G., Boatmen’s Bank Bldg.
STIFEL, NICOLAUS & CO., Boatmen’! Bank
Bldg.
Stix & Company, LaSalle Bldg.
Taussig, Day & Co., Boatmen's Bank Bldg.
Taussig, G. J., Boatmen’s Bank Bldg.
Theis, Albert & Sons, Inc., 410 Olive St.
Waldemer, Edwin R., LaSalle Bldg.
WALDHEIM, PLATT & CO., 306 N. 8th St.
WALKER, G. M. A CO., Broadway A Locust
Streets.
Whitaker & Company, 300 North 4th Street.
Williams, J. Gates, 222 No. 4th St.
NEW YORK
NEW YORK STOCK EXCHANGE
(11 Wall St.)
John Dassau, Treasurer;
Arthur H. Franklin, Assistant Treasurer;
Charles Klem, Assistant Secretary
COMMISSION RATES (Effective October 25, 1938)
.Not less than 8.0c per share
$4 per share and above but under $5..
Rates to Non-members, etc.
.Not less than 9.0c per share
$5 per share and above but under $6_.
On business for non-members and partners not members of the Exchange'
.Not less than 10.0c per share
$6 per share and above but under $7..
including joint account transactions in which any such person is interested,
.Not less than 11.0c per share
$7 per share and above but under $8..
the commission shall be not less than the rates given below:
.Not less than 12.0c per share
$8 per share and above but under $9..
.Not less than 13.0c per share
$9 per share and above but under $10.
ON STOCKS, RIGHTS AND WARRANTS
.Not less than the 13.0c base
(Base Rate)____________________
(hereinafter referred to as “stocks”)
.rate plus 1.0c for each $10 of
$10 per share and above.......................
the price per share
Except as to Ten-share Unit Stocks and Called Stocks:
Notwithstanding the fore
going, when the amount in
1/256 of $1 per share...................................... Not less than 0.1c per share
volved in a transaction is less
1/128 of $1 per share___ _____ __________ Not less than 0.15c per share
than $10, the commission shall
1/64 of $1 per share and above but under
be as mutually agreed; when
2/32 of $1____________
Not less than 0.5c per share
the amount involved is $10 or
2/32 of $1 per share_____________________Not less than 0.5c per share
more but less than $50, the
Over 2/32 of $1 per share but under 8/32
minimum commission shall
of $1______
Not less than 1.0c per share
be not less than 6% of such
8/32 of $1 per share and above but under
amount or $1, whichever is
H of $1_______
Not less than 1.5c per share
greater; and when the amount
Yi of $1 per share and above but under $l-..Not less than 3.0c. per share
involved is $50 or more, the
$1 per share and above but under $2_______Not less than 5.0c per share
minimum commission shall
$2 per share and above but under $3..............Not less than 6.0c per share
be not less than $3.
S3 per share and above but under $4............Not less than 7.0c per share
Officers:
William Me C. Martin, Jr., President-,
Charles E. Saltzman, Secretary;
Farther Information on firms appearing in bold face type will be found in the selected list of Investment Dealers following bank list in eaeh city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1699
NEW YORK STOCK EXCHANGE—Continued
ON TEN-SHAKE-UNIT STOCKS, RIGHTS AND WARRANTS
(hereinafter referred to as “stocks”)
As designated by the Committee of Floor Procedure—except as to
Called Stocks:
Under $1 per share...... .................... ..............Same as 100-share-unit stocks
SI per share and above but under $2_______ Not less than 6.0c per share
$2 per share and above but under $3_______ Not less than 7.0c per share
53 per share and above but under $4_______ Not less than 8.0c per share
54 per share and above but under $5_______ Not less than 9.0c per share
$5 per share and above but under $6_______ Not less than 10.0c per share
$6 per share and above but under $7_______ Not less than 11.0c per share
$7 per share and above but under $8_______ Not less than 12.0c per share
58 per share and above but under $9_______ Not less than 13.0c per share
59 per share and above but under $10
(Base Rate)________ _____ ____________Not less than 14.0c per share
$10 per share and above........................... ....... Not less than the 14.0c base
rate plus 1.0c for each $10 of
the price per share
Notwithstanding the fore
going, when the amount in
volved in a transaction is less
than $10, the commission shall
be as mutually agreed; when
the amount involved is $10 or
more but less than $50, the
'
minimum commission shall
be not less than 6% of such
amount or $1, whichever is
greater; and when the amount
involved is $50 or more, the
minimum commission shall
be not less than $3.
ON CALLED STOCKS
Sec. 2, Par. (e): Notwithstanding the rates prescribed elsewhere in this
Section 2, the commission rates to members and non-members upon stocks
which, pursuant to call or otherwise, are to be redeemed within twelve
months shall be such rates as may be mutually agreed upon provided, how
ever, that such rates shall apply to transactions in any specific stock only
after the Committee on Member Firms has made announcement to that
effect, and provided, further, that said Committee may determine special
rates on any or all such securities, reporting the same to the Board of
Governors. (The Committee on Member Firms has not determined any
special rates on such stocks.)
ON BONDS: per $1,000 of principal
(except as stated below)
Under $10--------------- ----------------------- ----Not less than 75c
$10 and above but under $100......... ...............Not less than $1.25
$100 and above..................................................Not less than $2.50
Sec. 3, Par. (d): Notwithstanding the foregoing, the commission rates to
members or non-members upon obligations of the United States, Puerto
Rico, Philippine Islands and States, Territories and Municipalities therein;
upon bonds or notes having five years or less to run; and upon bonds or
notes which, pursuant to call or otherwise, are to be redeemed within twelve
months, shall be such rates as may be mutually agreed upon; provided,
however, that the Committee on Member Firms may determine special rates
on any or all such securities, reporting the same to the Board of Governors.
Under this authority the Committee has ruled that commissions shall be not
less than the rates given below:
ON BONDS OR NOTES HAVING FIVE YEARS OR
LESS TO RUN, AND BONDS AND NOTES
WHICH, PURSUANT TO CALL OR OTHERWISE,
ARE TO BE REDEEMED WITHIN TWELVE
MONTHS (Per $1,000 of principal):
Under $10______________________ __________ ____ Not less than 75c
$10 and above but under $100................................. ....... Not less than $1.25
$100 and above but under 96% or over 110% of the
redemption price........................................ .....................Not less than $2.50
Not less than 96% or more than 110% of the redemp
tion price:
Six months or more.................... .................................... .Not less than $1.25
Less than six months-------------- --------------- _May be mutually agreed upon
ON OBLIGATIONS OF THE UNITED STATES, Puerto Rico, Philip
pine Isiands and States, Territories and Municipalities therein
...... ................ ...................................... .......May be mutually agreed upon
MEMBERS
Abbott, Proctor & Paine, 120 Broadway
Abraham ft Co., 120 Broadway
Ackerman, Warren, 120 Broadway
Acosta, J. A. & Co., 60 Beaver St.
Adams, Merrill & Co., 36 Pearl St., Hartford, Conn.
Adler, Coleman & Co., 15 Broad St.
Adrian, Jos. M„ 42 Broadway
Ahern, John J., 61 Broadway.
Alker, Carroll B„ 61 Broadway.
Allan, Adrian R„ Jr., 40 Wall St.
Amy, Joseph H„ 70 Wall St.
Andersen, Oswald, 115 Broadway.
Anderson & Co., 120 Broadway
Anderson, Elliott M., 30 Broad St.
Anderson, Henry A., 47 Broad St.
Andrews, Posner & Rothschild, 25 Broadway
Anness, Edw. C., 61 Broadway
Appenzellar, Allen & Hill, 2 E. 55th St.
Apy, Chester, 47 Broad St.
Aronson, Bernard & Co., 30 Broad St.
Arrowsmith & Co., 48 Wall St.
Ash ft Co., Mervin, 1 Wall St.
Asher, Harry W„ Jr., 60 Beaver St.
ASIEL ft CO., 11 Wall St.
Astor & Ross, 39 Broadway.
Atkins, Hamill & Gates, 204 Electric Bldg.,
Indianapolis, Ind.
Atterbury, Robert R., 44 Wall St.
Auchincloss & Mills, 80 Broad St.
Auchincloss, Parker & Redpath, 719 15th St.,
Washington, D. C.
Auerbach, Poliak & Richardson, 30 Pine St.
Baar, Cohen & Company. 39 Broadway
Babcock, Henry D., 50 Broadway
BABCOCK, RUSHTON & CO., fit Broadway
Bach, Frederick F„ 29 Broadway,
BACHB ft CO., t. S., 42 Broadway
Bacon, Stevenson & Co., 39 Broadway.
Baker, Alfred L. & Co., Ill So. La Salle St.,
Chicago, in.
Baker, J. E. & Co., 14 Wall St.
Baker, Watts & Co., Calvert & Redwood Sts.,
Baltimore, Md.
Baker, Weeks ft Harden, 52 Wall St.
Ballard & Co., 43 Pearl St., Hartford, Conn.
Bamberger, L. Richard, 1 Wall St.
Bamberger, Max, 15 Broad St.
Barbee, Harry, 40 Wall St.
Barclay, Moore & Co., Fidelity-Phila. Trust Bldg.,
Philadelphia, Pa.
BarnweU, Arthur & Co., 100 Broadway
Baroni, William J., 50 Broadway.
Barrett ft Company, 40 Exchange Place
Barth, J. & Co., 482 California St., San Francisco,
Calif.
Bartholomae, H. J., 47 Broad St.
Bartlett, Benj. D. & Co., 313 Vine St., Cincinnati,
Ohio.
Baruch, Sailing W., 60 Beaver St.
Bean, Chas. H. & Co., 1528 Walnut St., Phila
delphia, Pa.
Bear, Stearns & Company, 1 Wall St.
Beardsley, Sterling S., 67 Broad St.
Beauchamp & Fagan, 50 Broadway
Beauchamp, Thomas J., 50 Broadway
Becker, Sherburn M. Jr., 1 Wall St.
Beer & Company, 817 Gravier St., New Orleans, La.
Belden & Co., 61 Broadway.
Bell & Beckwith, 40 Wall St.
Bendix, Luitweiler & Co., 52 Wall St.
Benedict, E. 0. & Co., 61 Broadway
Benjamin, Hill & Company, 39 Broadway
Bennet, Leslie L. & Company, 60 Broadway.
Bennett, James E. & Co., 50 Broadway
Bennett & Palmer, 165 Broadway
Bennett, Smith & Co., 640 Griswold St., Detroit,
Mich.
Berliner & Co., 40 Wall St.
Berman & Co., Pemberton, 49 Wall St.
Bernard, Winkler & Co., 25 Broad St.
Bernheimer, Edwin E., 1 Wall St.
Biddison & Co., N. D„ 39 Broadway.
Biddle, Whelen & Co., 1606 Walnut St., Phila
delphia, Pa.
Biggs, Mohrman & Co., 61 Broadway.
Billings, Olcott & Company, 52 Broadway
Bilofsky, Maxwell M„ 40 Wall St.
Bioren & Co., 1508 Walnut St., Philadelphia, Pa.
Bird, W. Gillette, 26 Broadway.
Bishop & Goldman, 1 Wall St.
Bishop. Allen Reynolds, 1 Wall St.
Bissinger & Co., 225 Montgomery St., San Fran
cisco, Calif.
Blauner. Simons & Co., 165 Broadway
Blinn. Prosper J., 42 Broadway.
Bliss, Julius, 24 Broad St.
Bloch. Elmer M., 39Broadway.
Block, Maloney & Co., 39 Broadway.
Block, Myron H., 39 Broadway.
Blumenthal, A. Pam., 120 Broadway.
Blumenthal, Edwin D., 30 Broad St.
Blumenthal, Simon B., 50 Broadway.
Blun, George E., 165 Broadway.
Blyth & Bonner, 67 Broad St.
Bogert & Co., Beverley, 120 Broadway.
Bonbright, George D. B. & Co., 100 Powers Bldg.,
Rochester, N. Y.
Bonner & Gregory, 44 Wall St.
Boody, McLellan & Co., Ill Broadway
Bosten, Paul R„ 47 Broad St.
Bouvier, Bishop & Co., 52 Broadway.
Bradford, J. C. & Co., 418 Union St., Nashville,
Tenn.
Bradshaw, Sydney P., 61 Wall St.
Bramley ft Smith, 52 Broadway
Branch, Cabell & Co., 814 E. Main St., Richmond,
Va.
Brand, Grumet ft Co., 120 Broadway
Brand, Michael J., Jr., 47 Broad St.
Brandenburg & Co., Ill Broadway
Braumuller, Charles, 47 Broad St.
Bregman, Abner, 1 Wall St.
Breining & Co., 17 Battery Place
Bright, Elmer H. & Co., 84 State St., Boston,
Mass.
Bright, Sears & Co., 53 State St„ Boston, Mass.
Brill, D. Dudley, 61 Broadway.
Brinton & Co., 61 Broadway
Britt, Richard J., 25 Broadway.
Brody, L. J. Stephen, 109 Killdeer Rd„ Hamden,
Confi.
Brooks & Co., J. H.. 120 Broadway.
Brooks, James W., 120 Broadway.
Brown, Alex. & Sons. 135 East Baltimore St.,
Baltimore, Md.
BROWN BROTHERS, HARRIMAN ft CO.,
59 Wall St.
Brown, Gardner W., 39 Broadway
Brown, Geo. Estabrook, 49 Broad St.
Brown, James M. Jr., 47 Broad St.
Brown, Paul & Co., Paul Brown Bldg., St. Louis,
Mo.
Brown, Vernon H., 120 Broadway.
Brown & Co., Vernon C., 71 Broadway.
Brumley & Anderson, 120 Broadway
Bruns, Edwin G„ 11 Wall St.
Bruns. Edwin G. Jr., 11 Wall St.
Buchanan & Tomes, 120 Broadway.
Buckley, John F„ 47 Broad St.
Buell, Fisher A., 120 Broadway
BULL & ELDREDGE, 1 Wall St.
Burke, Walter F., 50 Broad St.
BURNET (W. E.) ft CO., 11 WaU St.
Burnham & Company, 61 Broadway.
Burnside, I. H. & Co., 80 Broad St.
Burr, Gannett & Co., 53 State St., Boston, Mass.
Burton, Cluett & Dana, 120 Broadway
Bushnell, Henry Thompson, 1 Wall St.
Butcher & Sherrerd, 1500 Walnut St., Philadelphia
Pci
Butler, Herrick & Marshall, 30 Broad St.
Butler, Wick & Co., Union National »Bldg.,
Youngstown, Ohio.
Buttenwieser, Clarence, 25 Broad St.
Byck & Broads, 39 Broadway
Byram, Hobart R., 42 Broadway.
Byrne, James F., 30 Broad St.
Bywater & Leary, 120 Broadway.
Cahill & Bloch, 39 Broadway.
Cahill, Robert L., 39 Broadway.
Cahn, Frank B. & Co., Equitable Bldg., Baltimore
Md.
Cahn, Joel G., 120 Broadway.
Callaway, Fish & Co., 15 Broad St.
Campbell & Co., H. G., 52 Broadway
Campbell, Oliver S., 26 Broadway.
Canavan, Eugene F., 42 Broadway.
Carey, Denis J., 42 Broadway.
Carey, (H. T.) Joost & Patrick, 50 Broadway
Carhart, H. Whitfield, Jr., 50 Broadway
* Carlebach, Herbert L„ 60 Broad St.
Carlebach, Walter M., 60 Broad St.
Carleton, Alexander, 14 Wall St.
Carlisle, Mellick & Co., 50 Broadway
Carmichael & Carson, 52 Wall St.
Carreau & Co., 63 Wall St.
Carrere, John, 14 Wall St.
Carstairs & Co., 1421 Chestnut St., Philadelphia,
Pa.
Carstens, Geo., 42 Broadway
further information on firms appearing in bold lace type will be found in tbe selected list of Investment Dealers following bank list in each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1700
STOCK EXCHANGE MEMBERS
NEW YORK STOCK EXCHANGE—Continued
Carter & Co., 14 Wall St.
Caspary, A. H. & Co., 20 Broad St.
Cassatt & Co., 40 Wall St.
Cassel, H. & Co., 61 Broadway
Cavenee, Clark M., 208 S. La Salle St., Chicago,
Ill.
Cavalier, Wm. & Co., 121 Sutter St., San Fran
cisco, Calif.
Ceballos & Geer, 42 Broadway.
Chambers, Henning & Co., 431 W. Jefferson St.,
Louisville, Ky.
Chapin, S. B. & Co., Ill Broadway
Chaplin & Co., 52 Broadway
Chauncey & Co., 61 Broadway
Chisholm & Chapman, 52 Broadway
Clapp. Howard F.. 50 Broadway.
Clark, Charles & Co., 120 Broadway.
Clark, Dodge & Co., 61 Wall St.
Clark, E. W. & Co., Locust & 16th Sts., Phila
delphia, Pa.
Clement, Curtis & Co., 231 So. La Salle St.,
Chicago, HI.
Clews & Co., Henry, 7-9-11 Broadway.
Cloud, John K., 120 Broadway.
Clucas & Company, E. W„ 70 Pine St.
Cluett, George A. Jr., 115 Broadway.
Coddington, Dave H„ 50 Broadway.
Coggeshall & Hicks, 111 Broadway
Cohen, Edward L., 52 Wall St.
Cohen, Edward L. & Co., 52 Wall St.
Cohen, Simonson & Co., 30 Broad St.
Cohen, Wachsman & Wassail, 60 Beaver St.
Cohu Brothers & Georgeson, 24 Broad St.
Coleman, Eliot W„ 42 Broadway.
Coleman, Sheldon T., 15 Broad St.
Coleman, Townsend P„ 42 Broadway.
Colgate, Jas. B. & Co., 44 Wall St.
Collin, Norton & Co., Gardner Bldg., Toledo,
Ohio.
Collins, John T„ 50 Broadway.
Colvin, Harold R„ 14 Wall St.
Combs, Wm. H. & Co., 61 Broadway.
Cone, Henry H. Jr., 50 Broadway.
Connelly & Co., F. J., 15 Broad St.
Conried & Co., 1 Wall St.
Content & Co., H., Ill Broadway.
Conway (Norton) & Co., 52 Wall St.
Cook. Charles K„ 40 Wall St.
Cooke & Co., 14 Wall St.
Cooke, James F., 42 Broadway.
Cooley & Co., 100 Pearl St., Hartford, Conn.
Cooney, Russell S., 120 Broadway
Corlies & Booker, 50 Broadway.
Corroon, George A., 15 Broad St.
Coster, Gerard H., 1 Wall St.
Coulon, Fuller & Co., 67 Broad St.
.
Courts & Co., 11 Marietta St., Atlanta, Ga.
Coward, Raymond A., 40 Wall St.
Cowen & Co., 54 Pine St.
Cox, E. Van Dyke, Jr., 42 Broadway.
Craigmyle & Co., 1 Wall St.
Crandell, Walter S., 25 Broad St.
Crane, McMahon & Co., 209 So. La Salle St.,
Chicago, Ill.
Creem, John J. Jr., 61 Broadway.
Cullman Brothers, 161 Front St.
Cunningham, Cyril E., 42 Broadway.
Curran, William G., 50 Broadway.
Curtiss, House & Company, Union Commerce
Bldg., Cleveland, Ohio.
Dabney, F. L. & Co., 10 Post Office Square,
Boston, Mass.
Dahl, Warren L„ 40 Wall St.
Dale, Chester, 115 Broadway.
Danlng, M. J., 60 Wall st.
Dann (J. C.) Wickwire & Co., 287 Main St.,
Buffalo
Danzig, Jerome J., 200 Fifth Ave.
Davenport & Co., 1113 E. Main St., Richmond,
Va.
Davies & Co., 225 Bush St., San Francisco, Calif.
Davis & Co., Fellowes, 52 Broadway.
Davis & Co., J. W„ 111 Broadway.
Davis & Co.. Morgan, 15 Broad St.
Davis & Davis, 10 Weybosset St., Providence,
R. I.
Davis & McIntosh, 64 Wall St.
Davis, Frank H., 47 Broad St.
Davis, Paul H. & Co., 10 So. La Salle St., Chicago,
Ill.
Day & Co., R. L„ 14 Wall St.
De Coppet & Doremus, 42 Broadway
deCoppet, Andre, 42 Broadway.
deCoppet, Robert F., 47 Broad St.
de Cordova & Bro„ Cyril, 25 Broad St.
de Cordova. Eustace, 25 Broad St.
Deery & White, 25 Broad St.
De Haven & Townsend, 30 Broad St.
Delafield & Delafield, 14 Wall St.
Demuth, Robert L„ 50 Broadway.
Denny, Saportas & Co., 1 Wall St.
Denzer, Bernard E., Ill Broadway.
De Veau, George P., 47 Broad St.
DICK & MERLE-SMITH, 30 Pine St.
Diefendorf, Sanders & Ward, 14 Wall St.
Dietrich & Company, F., 1 Wall Street.
Diffenderffer & Co., 123 South Broad St., Phila
delphia, Pa.
Dixon & Co., 1411 Chestnut St., Philadelphia, Pa.
Dixon, George A., 42 Broadway.
Dobbs & Company, 50 Broadway.
Dominick & Dominick, 115 Broadway
Donoho & Co., J. F„ 111 Broadway.
Donohue, Joseph T„ 30 Broad St.
MEMBERS
Douglas & Company, F. H., 61 Broadway.
Douglas, Barclay K., HWall St.
Douglas, Walter C„ 11 Wall St
Doyle & Company, Frank, 120 Broadway
Draper,Williams & Co., 53 State St., Boston, Mass.
Dreyfus, Benton & Nicholas, 40 Wall St.
Dreyfus, Walter, 40 Wall St.
Driscoll, William V., 50 Broadway.
Drummond & Sierck, 50 Broadway.
Dryfoos, Orvil E., 50 Broad St.
DRYSDALE & CO., 71 Broadway
Duff & Co., J. Robinson, 1 Wall St.
Duffy & Co., Edward J., Ill Broadway.
Duncan, John C. Jr., 60 Broadway.
Dunne & Co., John V., 19 Rector St.
Dunscombe & Co., 60 Broad St.
du Pasquier & Co., 11 Wall St.
du Pont, Francis I. & Co., 1 Wall St.
Durand, C. A. & Son, 15 Broad St.
Durand, James F., 50 Broadway.
Duryea & Co., 74 Trinity PI.
Dyer, Hudson & Co.. 61 Broadway
Eastman, Dillon & Co., 15 Broad St.
Eckstein, Alfred, 111 Broadway.
Edge & Co., C. N., 20 Exchange Place.
Edgerton, John J., 61 Broadway.
Edmonds, William E„ 111 Broadway
Edmonds & Co., 120 Broadway.
Edwards, A. G. & Sons, 409 N. 8th St., St. Louis,
Mo.
Edwards, Ogden M. Jr., 316 Fourth Ave., Pitts
burgh, Pa.
Einstein & Co., H. G„ 30 Broad St.
Eisele, King & Studdiford, 9 Clinton St., Newark,
N. J.
Eisemann, Alexander & Co., 42 Broadway
Eising & Co., 165 Broadway.
Eising, George J., 165 Broadway.
Eising, Robert E„ 165 Broadway
Elder & Co., James Bldg., Chattanooga, Tenn.
Elfast, Frisk & Co., International Bldg., Rockefpiipr Ppntpr
Elias, Albert J.' & Co., 20 Broad St.
Eliott & Co., Gilbert, 11 Broadway.
Elkins, Morris & Co., Land Title Bldg., Phila
delphia, Pa.
Ellis, D. H. & Co., 120 Broadway
Elsaesser, George G., 47 Broad St.
Ely & Co., 120 Broadway.
Emanuel & Co., 50 Pine St.
Emory, Freed & Co., 109 So. Third St., Phila
delphia, Pa.
Engel & Co., 120 Broadway
Erdman & Co., 120 Broadway
Eric & Drevers, 115 Broadway.
Ernst & Company, 120 Broadway
Estabrook & Co., 40 Wall St.
Ettinger, Adrian, 25 Broadway.
Evans, Stillman & Co., 14 Wall St.
Fackert, William E., 120 Broadway.
Fagan, Albert E., 50 Broadway.
Fahnestock & Co., 1 Wall St.
Fair, Charles M„ 100 Broadway.
Faroll Brothers, 50 Broadway
Farr & Co., 90 Wall St.
Farwell, Chapman & Co., 208 So. La Salle St.,
Chicago, Ill.
Federman & Filston, 25 Broadway.
FENNER & BEANE, 67 Broad St.
Filor, Bullard & Smyth, 39 Broadway
Finch, Wilson & Co., 120 Broadway
Fincke, Reginald, 61 Wall St.
Findley. William V. B.. 42 Broadway.
Fine & Co.. W. A., 1 Wall St.
Finucane, Wm., G. 120 Broadway
Fisher, William, 120 Broadway.
Fitzsimmons, Joseph M„ 115 Broadway.
Flinn, George H., Jr., 9 E. 41st St.
Fly & McFall, 73 Madison Ave., Memphis, Tenn.
Ford, Donald, 115 Broadway.
Forgie, David F., 47 Broad St.
Foster & Adams, 120 Broadway
Foster, F. V. & Co., 24 Broad St.
Foster, John W„ 25 Broad St.
Foster, Marvin & Co., 2 Wall St.
Fowler, Thomas P., 15 Broad St.
Fox, O’Hara & Co., 60 Broad St.
Francis, Bro. & Co., 4th and Olive Sts., St. Louis.
Mo.
Frank, A.R.&Co., 120So. LaSalle St., Chicago. Ill.
Frank & Co., Charles A., 30 Broad St.
Frank, Robert L„ 25 Beaver St.
Frankhauser, Charles A., 50 Broadway.
Fransioli & Wilson, 120 Broadway
Freeman, Joseph, 703 E. Olmos Drive, San
Antonio, Tex.
Fried & Company, Albert, 120 Broadway
Fried, Cohn & Co., 120 Broadway.
Friede, Leo, 39 Broadway.
Friedman, Brokaw & Samish, 711 St. Charles St.
St. Louis, Mo.
Friend, Walter W., 1 Madison Ave.
Fuerst, Otto & Co., 120 Broadway.
Fuerst, William, 39 Broadway.
Fuller, Rodney & Redmond, 44 Wall St.
Gaines & Company, 1 Wall St.
Gale, Alexander B., 71 Broadway.
Gammack & Co., 64 Wall St.
Garvin, Bantel & Co., 120 Broadway.
Geddes, Gerald M., 42 Broadway.
Gengler Bros., 1 Wall St.
Gengler, Joseph D„ 1 Wall St.
Gerham, Harry, 42 Broadway.
Gibb, Robert P., 50 Broadway.
Gilbert & Co., Clinton, 120 Broadway
Gildea. Charles A.. 39 Broadway.
Gilmor, Robert, 1 Wall St.
Gitterman, Joseph L., Jr., 60 Beaver St.
Glendinning, Robert & Co., Packard Bldg., S. E.
corner 15th and Chestnut Sts., Philadelphia, Pa.
Glenny, Roth & Doolittle, 1415 Liberty Bk.
Big., Buffalo, N. Y.
Glore, Forgan & Co., 38 Wall St.
Goadby & Co., W. H„ 2 Wall St.
Goldman, Henry Jr., 1 Wall St.
Goldman, Robt. J., 30 Broad St.
Goldman, Sachs & Co., 30 Pine St.
Goldsborough, William W„ Jr., 40 Wall St.
Goldsmith, H. W. & Co., 50 Broadway
Goldsmith, Joseph M., 63 Wall St.
Good body & Co., 115 Broadway
Goodwin, William H., 42 Broadway.
Gordon, Gerald M., 120 Broadway.
Gordon & Walther, 115 Broadway.
Gosling, Woodley B„ 42 Broadway.
Gossler, Philip, Jr., 40 Wall St.
Gould, Clarence F„ 2 Wall St.
Gould, Frank Jay, 165 Broadway.
Gould, Howard, 160 Broadway
Gradison, W. D. & Co., 408 Dixie Terminal Bldg.,
Cincinnati, Ohio.
Graham, Harry S., 50 Broadway
Granberry & Co., 50 Broadway
Granbery, Marache & Lord, 120 Broadway.
Graves, Banning & Co., 14 Wall St.
Graves. Gordon & Co., 1 Wall St.
Green, Ellis & Anderson, 100 Broadway
Greene & Brock, 40 Wall St.
Greenway, Gilbert C. Jr., 370 Park Ave.
Gregory, George V., 42 Broadway.
Griffen & Foley, 20 Broad St.
Gruner, Otto H., 39 Broadway.
Gruntal & Co., 30 Broad St.
Grymes, J. Randolph, Jr., 42 Broadway.
Gude, Winmill & Co., 1 Wall St.
Gunn, Norman, 30 Pine St.
Gutenstein & Lasdon, 25 Broad St.
Guy, John J., 50 Broad St.
Gwynne Brothers, 48 Wall St.
Hackney, Hopkinson & Sutphen, 25 Broad St.
Haff, Carroll B., 120 Broadway.
Hagan, John Vincent, 42 Broadway.
Halladay & Co., 14 Wall St.
HALLE & STIEGLITZ, 25 Broad St.
HALLGARTEN & CO., 44 Pine St.
Hall, J. Goodwin, Trinity Life Bldg., Fort Worth,
Tex.
Halsted & Harrison, 1 Wall St.
Hamershlag, Borg & Co., 39 Broadway
Hano & Co., 120 Broadway
Hardenbrook, Donald J., 2 Wall St.
Hardy & Company, 11 Broadway
Hardy, Waller C., & Co., Kanawha Valley Bldg.,
Charleston, W. Va.
Harrington & Co., 25 Broad St.
Harris & Co., 40 Wall St.
Harris, Burrows & Hicks, 135 So. La Salle St.,
Chicago, Ill.
HARRIS, LPHAM & CO., 11 Wall St.
Harrison & Co., Ill Broadway.
Hartshorne, Fales & Co., 71 Broadway
Hatch, E. Sanford, 61 Broadway.
Haughey, Robert A., Jr., 120 Broadway.
Haupt & Company, Ira, 39 Broadway
Hawkins, Roswell G„ 15 Broad St.
HAYDEN, STONE & CO., 25 Broad St.
Hazelhurst, Andrew, 111 Broadway.
Hazlett, Burt & Watson, 215 Wheeling Steel Bldg.,
Wheeling, W. Va.
Hazlett, Harry C., 215 Wheeling Steel Corp. Bldg.,
Wheeling, W. Va.
Healy, James A., 40 Exchange Place.
Heath, Royal V., 50 Broadway.
Hecker & Co., Liberty Trust Bldg., Broad & Arch
Sts., Philadelphia, Pa.
Hedberg, O. Viking, 52 Broadway.
Hedberg, Rangner B., 52 Broadway.
Hedge, Herbert T., 19 Rector St.
Heidelbach, Ickelheimer & Co., 49 Wall St.
Hemmerle, Joseph, 111 Broadway.
Hemphill, Noyes & Co., 15 Broad St.
Henderson & Company, 40 Wall St.
Henderson, Charles F. & Sons, 71 Broadway
Hendrickson & Co., 30 Pine St.
Hentz, H. & Co., 60 Beaver St.
Hepburn, George, 61 Wall St.,
Herbek, Anton W„ 47 Broad St.
Herman & Co., 230 Park Ave.
Hernon, Pearsall & Co., 120 Broadway
Herzfeld & Stern, 30 Broad St.
Hess, Walter W., 30 Pine St.
Hetherington, James A., II, 42 Broadway.
Hettleman, Field & Co., 52 Wall St.
Hewitt, Lauderdale & Co., 61 Broadway
Hewitt & Satterfield, 42 Broadway.
Hibbs, W. B., & Co., Hibbs Bldg., Washington
D. C.
Higham, Neville G„ 30 Broad St.
Hilbert, Condon & Bassett, 11 Wall St.
Hill & Co., 2020 Carew Tower, Cincinnati, Ohio
Hilliard, J. J. B., & Son, 419 W. Jefferson St.,
Louisville, Ky.
Hilts, Erwin R., 120 Broadway.
Hinckley, Albert P., 1 Wall St.
Hirsch, Lilienthal & Co., 165 Broadway
Hirschberg, Harold, 39 Broadway.
Hirshon, Walter, 61 Broadway.
Hiscoe, Reginald V., 52 Wall St.
Hoge, Underhill & Co., 120 Broadway
Hogle, J. A., & Co., 132 Main St., Salt Lake City,
Utah
Further Information on firms appearing in bold face type will be found in the selected list of Investment Dealers following bank list In each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1701
NEW YORK STOCK EXCHANGE—Continued
Hollander, Robert B., 50 Broad St.
Holsapple, Harvey & Co., 30 Pine St.
Homans & Co., 67 Broad St.
Hoppin Bros. & Co., 120 Broadway
Hornblower & Weeks, 40 Wall St.
Hough, Harry P., 71 Broadway.
Hovey, Chandler & Co., 82 Devonshire St.,
Boston, Mass.
Howard, Robert F„ 25 Broad St.
Howell, Douglass & Co., 26 Broadway.
Hoyne, Mellinger & Co., 231 So. La Salle St.,
Chicago, Ill.
Hoyt & Co., Colgate, 14 Wall St.
Hubbard Bros. & Co., 60 Beaver St.
Hubbard & Co., Edward G., 50 Broadway.
Hubbard, Edwin D., 29 Broadway.
Hughes & Co., 120 Broadway.
Hulburd, Warren & Chandler, 208 S. La Salle St.,
Chicago, Ill.
Hume & Thompson, 60 Broadway
Hummer, Wayne & Co., 105 W. Adams St.,
Chicago, Ill.
Hunnewell & Co., 49 Federal St., Boston, Mass.
Hunt, Gregory C„ 50 Broadway.
Hutchins & Parkinson, 50 Congress St., Boston,
Mass.
HUTTON & CO., E. F., 61 Broadway
Hutton & Co., W. E„ 14 Wall St.
Hyde, William T., 120 Broadway.
Hyman & Co., 40 Wall St.
Hynes, John M., 120 Broadway.
Imbrle, H. Thornton, 50 Broadway.
Ingalls & Snyder, 100 Broadway
Irle, Willard S„ 30 Broad St.
Iselin, Ernest, 115 Broadway.
Iseman, & Co., Harold M., 60 Beaver St.
Jackson Bros., Boesel & Company, 26 Broadway
JACKSON & CURTIS, 115 Broadway
Jacobs, Stanley R., 30 Pine St.
Jacobson & Co., Benjamin, 61 Broadway.
Jacquelin & De Coppet, 47 Broad St.
Jelke & Co., Frazier, 40 Wall St.
Jenkins & Stevens, 120 Broadway.
Jennings, George C., 60 Beaver St.
Jesup & Lament, 26 Broadway
Jewel, Norman J„ 60 Broadway.
Jewett, Newman & Co., 26 Broadway.
Johnson & Co., R. H., 70 Wall St.
Johnson & Wood, 67 Broad St.
Johnson, Leeds, 49 Wall St.
Johnson, Robert G„ 61 Broadway.
Johnston, Percy H., Jr., 15 Broad St.
Jones, C. Hyland, 20 Broad St.
Joseph & Co., Morris, 25 Beaver St.
Joseph, J. Bernard, 40 Wall St.
Josephthal & Co., 120 Broadway
Jurgens, Herman E„ 42 Broadway.
Kahn, Elliott M., 44 Pine St.
Kahn, Gustave H., 165 Broadway.
Kahn, Harry, Jr., 39 Broadway.
Kamermayer, Henry, 50 Broadway.
Kastor, Robert N„ 52 Wall St.
Kaufman, Richard K. & Co., 39 Broadway
Kaufmann, Leo, 25 Broad St.
Kay, Byfleld & Co., 61 Broadway.
Kay, Richards & Co., Union Arcade, Pittsburgh,
Pa.
Kean, Taylor & Co., 14 Wall St.
Keehn & Co., Grant, 50 Pine St.
Keen & Co., 123 So. Broad St., Philadelphia, Pa.
Keenan, Henry C., 120 Broadway.
Kelley, Thomas F„ 50 Broadway.
Kellogg, James Crane, 3rd, 50 Broadway.
Kemp, George S., 911 E. Main St., Richmond, Va.
Kempner, Alan H., 120 Broadway.
Kennedy & Co., 1 Wall St.
Keppler, Emil A. C„ 540 Morris Ave., Elizabeth,
N. J.
Kerngood, S. George, 120 Broadway.
Kerr & Armstrong, 30 Broad St.
Kerr, L. S. & Co., 11 Wall St.
Kevet, Ralph E., 50 Broadway.
KIDDER & CO., A. M., 1 Wall St.
KIDDER, PEABODY & CO., 17 Wall St.
Kimball, Hervey L„ 42 Broadway.
King, Frank E., 50 Broadway.
Klauber, Murray, 42 Broadway.
Knapp, Arthur, Jr., 47 Broad St.
Knapp, Theodore J., 14 Wall St.
Koch & Co., Spencer B., 29 Broadway
Koch, Spencer B„ 29 Broadway.
Kohler, Fish & Co., 48 Wall St.
Kraebel, Raymond H., 50 Broadway.
KUHN, LOEB & CO., 52-54 William St.
La Branche, Arthur E., 50 Broadway.
La Branche, Geo. M. L„ 50 Broadway.
La Branche & Company, 50 Broadway
Ladenburg, Thalmann & Co., 25 Broad St.
Laidlaw & Co., 26 Broadway
Laird & Co., Nemours Bldg., Wilmington, Del.
Laird, Bissell & Meeds, 120 Broadway
Lamborn, Hutchings & Co., 39 Broadway.
Lamm, Harold J., 50 Broadway.
Lamson Bros. & Co., 141 W. Jackson Blvd.,
Chicago, Ill.
Lanahan, W. W., & Co., Calvert Bldg., Baltimore,
Md.
MEMBERS
Langley & Co., W. C., 115 Broadway
Lapham, Davis & Bianchi, 29 Broadway
Lapham, Frank E. Jr., 120 Broadway.
Larkin & Co., S. P., 30 Broad St.
Lawrence & 8ons, Cyrus J., 115 Broadway
Lazard Freres & Co., 19 Nassau St.
Leavitt, Phillip B„ 39 Broadway.
Lee, Cornelius S., Jr., 25 Broad St.
Lee, George C., 37 Broad St.
Lehman Bros., 1 William St.
Leopold & Co.. James M., 70 Wall St.
Levey, David E., 25 Broad St.
Levi, Frank S., 39 Broadway.
Levis, Carl, 30 Broad St.
Levy & Co., Robert J., 165 Broadway
Lewinson & Co., Sydney, 50 Broad St.
Lewis, Chas. E. & Co., 601 Second Ave., South
Minneapolis, Minn.
Lewisohn & Sons, Adolph, 61 Broadway
Lewisohn, Frederick, 595 Madison Ave.
Libaire & Company, 37 Wall St.
Liberman, Herman N., Jr., 25 Broad St.
Linburn, Ernest A., 25 Broad St.
Llpper, Arthur, Jr., 120 Broadway.
Lipscher, Milton A., 42 Broadway.
Livingstone, S. R. & Co., 1 Wall St.
Lloyd & Co., Ill Broadway
Lober Brothers & Co., 30 Broad St.
Lockwood, Peck & Co., 52 Broadway.
Loeb, Carl M. Rhoades & Co., 61 Broadway.
Loeb, Alsberg & Co., 39 Broadway.
Loeb, George A., 120 Broadway.
Loeb, Robert H., 25 Broadway.
Long, John E., 25 Broad St.
Lovejoy, Donald M., 49 Broad St.
Low, Arthur J., 29 Broadway.
Lowell, James Russell, 1 Wall St.
Lowitz, E. & Co.. 29 Broadway.
Luber & Co., 40 Wall St.
Luke, Banks & Weeks, 1 Wall St.
Lyons, W. L., & Co., 231 S. 5th St., Louisville, Ky.
Mabon & Co.. 1 Wall St.
MacArthur, Malcolm, 47 Broad St.
MacCorkle, Robert C., 48 Wall St.
MacDonald & Co., 234 Real Estate Tr. Bldg.,
Philadelphia, Pa.
Mackay & Co., 14 Wall St.
MacKinney & Weicker, 1 Wall St.
MACKUBIN, LEGG & CO., 222 E. Redwood St.,
Baltimore, Md.
MacQuoid & Coady.lll Broadway
Madden, Walter H., 47 Broad St.
Mahaffey, Birch O., 2101 Missouri Pacific Bldg.,
St. Louis, Mo.
Maier, Albert J., 42 Broadway.
Maier, John A., 42 Broadway.
Manheimer, DeWitt J., 50 Pine.
Mann, Lloyd 0. Vernon, 120 Broadway.
Manson & Co., Thos. L., 67 Broad St.
Maples & Goldschmidt, South Norwalk Trust Co.
Bldg., South Norwalk, Conn.
Marcus & Co., 30 Broad St.
Marks, Eric H„ 1 Wall St.
Marks, Laurence M. & Co., 49 Wall St.
Marquis & Co., L. J., 39 Broadway
Marshall, Campbell & Company, 61 Broadway.
Masten, A. E., & Co., First National Bank Bldg.,
Pittsburgh, Pa.
Maxwell, Eugene L., 25 Broad St.
Mayer, Clinton O. Jr., 120 Broadway.
Mayer & Hart, 111 Broadway
Maynard, Oakley & Lawrence, 61 Broadway
McCarthy, Daniel F„ 52 Broadway
Mc'Clave & Co., 254 Park Ave.
McClellan, George R., 40 Wall St.
McCutcheon, McKelvy & Durant, Union Trust
Bldg., Pittsburgh, Pa.
McDermott & Co., Peter P., 39 Broadway.
McDermott, David H., 25 Broadway.
McDermott, William P., 39 Broadway.
McDonnell & Co., 120 Broadway.
McEneaney, Edward V., 47 Broad St.
McGeoch, Arthur N., Jr., 40 Wall St.
McGough & Schuman, 61 Broadway.
McGregor, Irvine & Co., 1219 Chapline St.,
Wheeling, W. Va.
McIntyre, Hugh B., 50 Broadway.
McKay, N. Bruce, 42 Broadway.
McKenna, Arthur J., 47 Broad St.
McKenna. James, 40 Exchange Place.
McKenzie, Joseph E., 120 Broadway.
McKeon, Daniel Manning, 71 Broadway.
McKeon, Robert Manning, 71 Broadway.
McLaughlin. Joseph A., 50 Broadway.
McLean & Macke'y, 15 Broad St.
McLean, James, 40 Wall St.
McMannus & Mackey, 15 Broad St.
McVickar, E. S. J., 2 Wall St.
Meehan & Co., M. J., 30 Broad St.
MeiTert, Robert F., 42 Broadway.
Melady & Co., John, 39 Broadway
Mellick, J. Hartley, Jr., 50 Broadway.
Mellon, Charles Henry, 25 Broadway.
Mensch, Bernard L., 29 Broadway.
Mensch, Milton, 39 Broadway.
Mesirow, Norman, 135 S. La Salle St., Chicago, III.
Miller & Dodge, 30 Broad St.
Miller & Lummis, 111 Broadway.
Miller,Frank A., 25 Broad St.
Mindermann, Frederick H., 29 Broadway.
Minton & Co., D. M., Ill Broadway
Mitchell, Whitmer, Watts & Co., 14 Wall St.
Mitchell, Hutchins & Co., 231 S. La Salle St.,
Chicago, Ill.
Montgomery, Robert Craig, 111 Broadway.
Montgomery, Scott & Co., 120 Broadway.
Moore & Co., D. T., 50 Broad St.
Moore. J. Carson, 83 Westminster Rd., Garden
City, L. I., N. Y.
Moore, Leonard & Lynch, 111 Broadway.
Moore, McLean & McDermott, 200 S. LaSalle
St., Chicago.
Moore & Schley, 100 Broadway.
Moors & Cabot. Ill Devonshire St., Boston, Mass.
Morgan & Company, Henry, 42 Broadway
MORGAN & CO., J. F., 23 Wall St.
Morgan, Morgan G„ 30 Broad St.
Morris & Co., 61 Broadwav.
Morris, A. W„ & Co., 325 W. 8th St., Los Angeles,
Calif.
Morris & Smith, 120 Broadway
Morris, David V., 50 Broadway.
Morris, William & Co., 52 Wall St.
Morrison, H. Terry, 61 Broadway.
Morse, Anthony W., 1 Wall St.
MOSELEY & CO., F. S., 14 Wall St.
Muir & Co., John, 39 Broadway.
Muller & Schryver, 40 Wall St.
Munn & McCauley, 30 Broad St.
Murfey, Blossom & Co., Guardian Bldg., Cleve
land, Ohio.
Murphy, C. H. & Co., 71 Broadway.
Murphy, G. M.-P. & Co.. Ill Broadway
Myles, John L.. 47 Broad St.
Nammack, Jerome W., 40 Wall St.
Nash & Co., Ill Broadway.
Naumburg & Reynolds, 115 Broadway.
Neddermeyer, August, 120 Broadway.
Neilson, C. Frederic, Jr., 115 Broadway.
Neilson, Louis, 120 Broadway
Nelson, Palen, 1 Wall St.
Neuberger, Harry H., 60 Beaver St.
Neuhut, Plohn & Co., 60 Broad St.
Neumoegen, Manfred L., Ill Broadway.
Newbold’s, W. H., Son & Co., 1517 Locust St.
Philadelphia, Pa.
Newborg & Co., 30 Broad St.
Newburger, Loeb & Co., 40 Wall St.
Newcombe, Chas. M., & Co., Ill Broadway.
Newhard, Cook & Co., 400 Olive St., St. Louis,
Mo.
Newman Bros. & Worms, 25 Broad St.
Newsome, John C., 50 Broadway.
Newton, Robert P., Ill Broadway.
Nick, J. F. & Co., 120 Broadway
Nicolaus, Louis J., 314 N. Broadway, St.Louis.Mo.
Nims, Arthur V., Ill Broadway.
Noble, Henry S., 42 Broadway.
Norris & Kenly, 208 S. La Salle St., Chicago, Ill.
Norris, Donald Lee, 61 Broadway.
Noyes, David A., & Co., 208 S. La Salle St.,
Chicago, Ill.
Noyes, Julius W„ 1 Wall St.
Nugent & Igoe, 11 Commerce St., Newark, N. J.
Nuttall, R. V., & Co., Park Bldg., Fifth Ave. &
Smithfield St., Pittsburgh, Pa.
O’Brien, Esmonde F., 15 Broad St.
O’Brien, Richard W„ 15 Broad St.
O’Gara & Co., Alfred, 209 S. La Salle St., Chicago,
Ill.
Oliphant & Co., Jas. fl., 61 Broadway.
Onativia, J. V., 42 Broadway.
O’Neill & Co., Grover, 20 Exchange Place
Orvis Brothers & Co., 60 Broadway.
Orvis, Schuyler A., 60 Broadway.
O’Sullivan, James J., Room 1221, 120 Broadway.
Ottimer, Jack C., 30 Broad St.
Ottley, Gilbert. 165 Broadway
Paine, Webber & Co., 25 Broad St.
Parker, Alfred P., 44 Beaver St.
Parker, Dale, 30 Rockefeller Plaza.
Parker, McElroy & Company, 120 Broadway.
Parrish & Co., 40 Wall St.
Paul, Robert H., Jr., 40 Wall St.
Pearl, Dyer, 1 Wall St.
Peck, Barney, 42 Broadway.
Pedley, Martin & Co., 634 So. Spring St., Los
Angeles, Calif.
Peet, H. 0. & Co., 23 W. 10th St., Kansas City,Mo.
Pell & Co., 40 Wall St.
Pell, Peake & Co., 24 Broad St.
Pelzer, B. H. & F. W., 120 Broadway.
Penington, Colket & Wisner, 48 Wall St.
Perkins, Erickson & Co., Powers Bldg., Rochester,
N. Y.
Pershing & Co., 1 Wall St.
Pflugfelder, Bampton & Rust, 61 Broadway.
Pforzheimer & Co., Carl H., 25 Broad St.
Pierce & Co., E. A., 40 Wall St.
Pierce, Allen A., 40 Wall St.
Pillot, Andre P., 48 Wall St.
Pinkerton & Whitney, 50 Broadway.
Piper, Jaifray & Hopwood, 115 S. 7th St., Minne
apolis, Minn.
Pollard & Company, 120 Broadway.
Post & Flagg. 49 Broad St.
Potter, Earl S., 120 Broadway.
Potter, Eliphalet N„ 42 Broadway.
Potts, William B. Jr., 14 Wall St.
Potts, William Rockhill, 47 Broad St.
Pouch & Co., 52 Wall St.
Prescott & Co., 101 Guardian Bldg., Cleveland
Ohio.
Further Information on firms appearing in bold face type will be foand in the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1702
STOCK EXCHANGE MEMBERS
NEW YORK STOCK EXCHANGE—Continued
FBESSrftlCH A CO., R. W., 68 WlllUm St.
Price, Geo. E. & Co., 4 W. 57th St.
Prince, F. H., & Co., 15 Westminster St., Provi
dence, R. I.
Proctor, Cook A Co., Ill Broadway.
Pryibil, Paul, 120 Broadway.
Purcell, Edward A. & Co., 39 Broadway.
Purdy, Strother B„ 42 Broadway.
Putnam & Co., 6 Central Row, Hartford, Conn.
Pyne, Kendall A Hollister, 60 Wall St.
Qulncey & Co., Chas. E.. 24 Broad St.
Quinn, Benedict N., 61 Broadway.
Quinn, Walter A., 50 Broadway.
Raebeck, William, 67 Wall St.
Rafferty, Paul F., 120 Broadway.
Raiss, & Co., Carl, 256 Montgomery St., San
Francisco,. Calif.
Raschen, John W., 42 Broadway.
Ray, Joseph B„ 50 Broadway.
Rayner, Thomas, 42 Broadway.
Reeves, Edward J., 61 Broadway.
Reilly, Wm. B., 50 Freeman St.. Newark, N. J.
Reimer, Otto B., Ill Broadway.
Reiner A Co., Milton E., 120 Broadway
Reinholdt A Gardner, 400 Locust St., St. Louis, Mo.
Renson, Joseph H., 19 Rector St.
Reynolds A Co., 120 Broadway.
Reynolds, Fish A Co., 120 Broadway.
Rheinstein, Sidney, 30 Pine St.
Rhodes, Edmund, 30 Broad St.
Rhodes, Gilbert L., 120 Broadway.
Rice & Co., Daniel F„ 141 W. Jackson Blvd.,
Chicago, Ill.
Rice, Edward J., 52 Wall St.
Rich & Clark, 39 Broadway.
Richard, C. B. A Co., 44 Beaver St.
Richards, Fred C„ 52 Wall St.
Richards, Fred L., 42 Broadway.
Richards. Hume & Heffernan, 49 Wall St.
Righter, Walter L„ 63 Wall St.
Ristine & Co., F. P., 15 Broad St.
Riter & Co., 48 Wall St.
Rives. Reginald B., 47 Broad St.
Robertson, Alexander J., 42 Broadway.
Robinson, N. Dorsey, 47 Broad St.
Rockefeller, Laurance S., 30 Rockefeller Plaza.
Roesler, Walter, 60 Beaver St.
qW ,
Rogers (Hartley), Lyon & Co., 14 Wall St.
Rogers, Frank C., Ill Broadway.
Rogers, Wilbur H., 120 Broadway.
Rollins, Ernest C., 52 Broadway.
Rollins, G. Edward, 40 Wall St.
Rooke, Robert L., 40 Wall St.
Rose & Co., Luke H., 14 Wall St.
Rose, Raymond S., 30 Broad St.
Rose, Reginald P., 42 Broadway.
Rosenau, Walter N.. 1 Wall St.
Rosenbaum, Francis F., 15 Broad St.
Rosenbaum & Co., Richard, 39 Broadway.
Rossbach, Laurence B.. 42 Broadway.
Rossmann, F. L. & Co., 40 Wall St.
Roth A Co., B. H., 25 Broad St.
Roth, E. J. & Co., 50 Broadway.
Rothschild & Co., 105 W. Adams St., Chicago, Ill.
Rothschild & Co., L. F., 120 Broadway.
Rowland, Reginald, 50 Broadway.
Ruggles, Burnet R., 60 Broadway
Russell, Marshall H., 39 Broadway.
Rutherfurd, John, 120 Broadway.
Sabater, William F., 42 Broadway.
Sackett, Ray P. & Co., 71 Broadway.
Sagar, W. S., & Co. 115 Broadway.
Sage, Henry W., Jr., 64 Wall St.
SALOMON BROS. & IIUTZLER, 66 Wall St.
8alomon & Co., F. L., 30 Broadway.
Salomon, Robert S„ 60 Wall St.
Salter, John A., 42 Broadway.
Salzer, Herbert D., 120 Broadway.
Samuel & Co., Ralph E., 115 Broadway.
Sargeant, Malo & Co., Equitable Bldg., Denver,
Colo.
8artorius & Smith, 61 Broadway.
Scarritt & Bardach, 120 Broadway
Schafer Bros., 1 Wall St.
Schafer, Myron, 30 Pine St.
Schatzkin, Loewi A Co., 120 Broadway.
Scheftel, Herbert, 42 Broadway.
Schiff & Young, 15 Broad St.
Schirmer, Atherton & Co., 79 Milk St., Boston,
Mass.
Schoellkopf & Co., 70 Niagara St., Buffalo, N. Y.
Scholl, & Co., T. F„ 50 Broad St.
8cholle Brothers, 40 Wall St.
Scholle, William D., 40 Wall St.
Schonfteld, Jacob, 60 Beaver St.
Schreiber, Otto A., 120 Broadway.
Schreiber. Pierrepont D.. 50 Broadway.
Schryver, E. B., 40 Wall St.
8chubert, George C., 40 Wall St.
Schwabacher & Co., 600 Market St., San Fran
cisco, Calif.
Schwabacher, Herman S., 25 Broad St.
Schwartz, Herman, 39 Broadway.
Schweppe, E. Poynter, 39 Broadway.
Scott & Stringfellow, P. O. Box 1575, Richmond,
Va.
Scott, Stuart Jr., 50 Broadway.
Scranton, Chas. W„ & Co., 209 Church St.,
New Haven, Conn.
Seaman, Henry Brevoort, 42 Broadway.
Seaman, Joseph H., 1 Wall St.
Seasongood A Haas, 63 Wall St.
Seeley, Nathaniel S., 71 Broadway.
MEMBERS
SELIGMAN A CO., J. & W„ 54 Wall St.
Seligman & Co., George A., 42 Broadway.
Seligman, James, 30 Pine St.
Seligman, Julius, Drawer 38, Station A., San
Antonio, Tex.
Sellesbere A Co., 50 Broad St.
Seskis, John Y., 50 Broad St.
Sesselberg, Arthur W„ 120 Broadway.
Shaskan Brothers, 39 Broadway.
Shaskan & Co., 39 Broadway
Shaw, George W., c/o Bell & Beckwith, Toledo,
Ohio.
Shea, Frank, A.. 254 Park Ave.
Shea, James F. & Co., 50 Broadway.
Shearson, Hammill & Co.. 14 Wall St.
Shethar, John B., 120 Broadway.
Shields A Company, 44 Wall St.
Shields, Robert McC., 61 Wall St.
8hlppee & Rawson, 111 Broadway.
Shufro, Rose & Co., 1 Wall St.
Shuman A Co., 25 Broad St.
Sichel, Eugene A., 120 Broadway.
Sidenberg, George M., Jr., 25 Broad St.
Siegel, Isaac, 61 Broadway.
8ilberberg, D. H. & Company, 63 Wall St.
Simmons, Cheston, 47 Broad St.
Simmons A Co., E. H. H., 52 Broadway.
Simmons, Zalmon G., Jr., 254 Park Ave.
Simon, I. M„ & Co.. 315 N. 4th St., St. Louis, Mo.
Simon & Co., Richard L., 120 Broadway.
Simonds, Robinson, 111 Broadway.
Sincere & Co., 231 S. La Salle St., Chicago, Ill.
Singer, Deane & Scribner, Union Trust Bldg.
Pittsburgh, Pa.
Slater, Robert V., 36 La Gorce Circle, La Gorce
Island, Miami Beach, Fla.
Slepack A Co.. 25 Broadway
Smith, Barney & Co., 14 Wall St.
Smith, Bernard E., 11 Wall St.
Smith, Bert V., 20 Broad St.
Smith, E. E. T„ 14 Wall St.
Smith, Eugene D., 120 Broadway.
Smith, Frank & Co., 200 Fifth Ave.
Smith, Herbert L., Jr., 30 Pine St.
Smith, Kenneth R., 61 Broadway.
Smith, Lyman D„ 61 Broadway.
Smith, Ralph C., 115 Broadway
Smith & Co., Wilbur F„ 40 Wall St.
Smith & Gallatin, 24 Broad St.
SMITHEKS & CO., F. S., 30 Broad St.
Sneckner A Heath, 63 Wall St.
Snedeker, Chas. V., 1 Wall St.
Snyder, Wilson & Co., 410 Madison Ave., Toledo,
Ohio.
Somers & Schafer, 50 Broadway
Sonn, Herbert H., 30 Pine St.
Soucy, Swartswelter & Co., 161 Devonshire St.,
Boston, Mass.
Southgate & Co., 33 State St., Boston, Mass.
Sparks, J. W. & Co., 50 Broadway.
Spear A Leeds, 25 Broad St.
Sperber, Benjamin, 25 Broad St.
Spero & Klauber, 120 Broadway.
SPEYER & CO., 24-26 Pine St.
Speyer, Alexander C., Jr., 61 Broadway.
Spielman, David B., 39 Broadway.
Spingarn & Co., Leopold, 29 Broadway.
Sprague, Raymond, 39 Broadway.
Sprayregen & Co., 39 Broadway.
Stafford & Co., 30 Broad St.
Stamm & Co., A. L., 120 Broadway
Stanley, Janeway & Howe, 40 Wall St.
Stanton & Co., 42 Broadway.
Starkweather & Co., Ill Broadway.
Starr, William T., 61 Broadway.
Stebbins, Ernest Vail, 42 Broadway.
Stein, Brennan & Co., 9-11 S. LaSalle St., Chicago,
Ill.
STEIN BROS. & BOYCE, 6 S. Calvert St.,
Baltimore, Md.
Stein, Jules C., 9370 Burton Way, Beverly Hills,
Calif.
Steiner, Rouse & Company, 25 Broad St.
Sterling, Grace & Co., 50 Broad St.
Stern & Co., Allison, 25 Broad St.
Stern Brothers, 39 Broadway
STERN, LAUER & CO., 30 Pine St.
Sternberger, Henry S., 1 Wall St.
Stevens A Legg, 120 Broadway.
Stevens, Byam K., 120 Broadway.
Stevens, George E., 44 Wall St.
Stevenson & Bartram, 120 Broadway.
Stewart, Charles E., 50 Broadway.
Stewart. John A., 3rd, 120 Broadway.
Stokes, Hoyt & Co., 39 Broadway.
Stone, Howard R., 60 Broadway.
Stone, Robert T., 60 Broadway.
Stout & Co., 50 Broadway.
Stout, Bayard Dominick, 47 Broad St.
Stralem, Pierre, 44 Pine St.
Strassburger & Co., 133 Montgomery St., San
Francisco, Calif.
Strasser, Robert, 42 Broadway.
Straus, Ferdinand A., 50 Broadway.
Strauss, Max, 120 Broadway.
Strauss, Phillips A Co., 120 Broadway
Stroock, Stephen J. & Co., 1 Wall St.
Struthers & Dean, 40 Wall St.
Sulzbacher, Granger & Co., Ill Broadway.
Sutro & Co., 407 Montgomery St., San Francisco,
Calif.
Sutro Bros. & Co., 120 Broadway
Swan & Co., J. E., 25 Broad St.
Sweetser A Co., 43 Broad St.
Swinnerton, Radcliffe, 60 Beaver St.
Sykes, Lawrence A., 25 Broad St.
Talbot & Company, 11 Wall St.
Talcott, Potter A Co., 26 Broadway
Tanburn, Stephen A., 50 Pine St.
Tate A Hays, 71 Broadway
Taylor A Delany, 50 Broadway
Taylor, Bates & Co., 48 Wall St.
Taylor A Co., W. R. K., 120 Broadway
Tefft A Company, 24 Broad 8t.
Tenney A Co., 31 Milk St., Boston, Mass.
Thaw. Lawrence Copley, 1 Wail St.
Thiele, Walter, 120 Broadway.
Thomas, Richard Russell, 47 Broad 8t.
Thomson & McKinnon, 11 Wall St.
Thorne, F. B. & Co., 120 Broadway.
Thurnauer, Arthur F., 165 Broadway.
Tierney, Andrew J., 50 Broadway.
Tifft Brothers, Third National Bank Bldg.,
Springfield, Mass.
TIMMINS & COMPANY, J. R„ 61 Broadway.
Tobey A Co., 25 Broadway.
Tobey & Kirk, 52 Wall St.
Tobias, W. Eldridge, 50 Broadway.
Toerge A Schlffer, 15 Broad St.
Tompkins, Frederic P., 47 Broad St.
Townsend, Anthony A Tyson, 30 State St.,
Boston, Mass.
Townsend, Graff & Co., 120 Broadway.
Trask A Co., Spencer, 25 Broad St.
Trask, John J., 47 Broad St.
Travers, Clark and Taylor, 120 Broadway
Travers, Leo B., 50 Broadway.
Treman & Co., Arthur B., 1st Nat’l. Bank Bldg.,
Ithaca N Y.
Trimble & Co., 1326 Walnut St., Philadelphia, Pa.
Tucker, Anthony & Co., 120 Broadway
Turner, Wallis S., 50 Broadway.
Turnure A Co.. Lawrence, 1 Wall St.
Tweedy, Edmund R., 29 Broadway.
Ulman, A. Barclay, 11 Wall St.
Ungerleider & Co., 50 Broadway.
Untermeyer, Milton F., 60 Beaver St.
Untermeyer, Milton F„ Jr., 60 Beaver St.
Vachio, Frank A., 42 Broadway,
van Daell. Paul A. H., 50 Broadway.
Van Raalte, Arthur, 29 Broadway.
Vaughan & Company, 50 Broadway
Vercoe & Co., Huntington Bank Bldg., Columbus,
Ohio.
Vernon, Miles H., 1 Wall St.
Vesce, Anthony P., 15 Broad St.
Vesce, Joseph V., 71 Broadway.
Vietor, Common A Co., Marine Trust Bldg.,
Buffalo, N. Y.
Vilas & Hickey, 49 Wall St.
Vogel, Arthur J., 30 Pine St.
Wadsworth, Willard, 1 Wall St.
Wagner, Stott A Co., 19 Rector St.
Wainwright & Co., H. C., 60 State St., Boston
Mass.
Wainwright, Luce and Willetts, 14 Wall St.
Waldheim, Platt & Co., 308 N. Eighth St., St.
Louis, Mo.
Walker Brothers, 71 Broadway
Walker A Co., G. H„ 1 Wall St.
Walker A Sons, Joseph, 120 Broadway
Waller & Co., 115 Broadway
Walston & Co., 265 Montgomery St., San Francis
co, Calif.
Warburton, Wm. John, 60 Broadway.
Ward, Charles J., 39 Broadway.
Ward. Gruver & Company, 40 Exchange Place.
Wardle, H. Allen, 40 Wall St.
Ware A Keelips, 19 Rector Street
Farther Information on Arms appearing in bold face type will be found in the selected list of Investment Dealers following bank list In each city-
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1703
STOCK EXCHANGE MEMBERS
NEW YORK STOCK EXCHANGE—Continued
MEMBERS
Warner, David, 120 Broadway.
Watling, Lerchen & Co., 334 Buhl Bldg., Detroit,
Mich.
Watson, Armstrong & Co., 24 Broad St.
Watson, Charles F. Jr., 67 Broad St.
Watson A Co., T. L„ 40 Wall St.
Weekes, Harold H., 30 Pine St.
Weil & Doyle, 30 Broad St.
Well, Arthur C., 25 Broad St.
Weil, Charles S„ 30 Broad St.
Weingarten & Co., 29 Broadway.
Weisl, Edwin, 39 Broadway.
Welch, Francis W„ 25 Broad St.
Welles, C. E. & Co., 25 Broadway.
WELLINGTON & CO., 12* Broadway
Wenman & Co., 1 Wall St.
Wertheim, Albert, 120 Broadway.
WERTHEIM & CO., 124 Broadway
Westheimer & Co., 324 Walnut St., Cincinnati,
Ohio.
Whaley, Frederick C., 120 Broadway.
Whaley, Potter & Finucane, 120 Broadway.
White, Frederic N. Lawrence. 47 Broad St.
White, Leonard D., 20 Exchange PI.
White, Weld & Co., 40 Wall St.
Whitehead, Edward R., 52 Broadway.
Whitehead, Edward R., Jr., 52 Broadway.
Whitehouse & Co., 1 Wall St.
Whiteley, Aubrey S., 1 Wall St.
Whitman, Herbert S., 47 Broad St.
Whitney & Elwell, 30 State St., Boston, Mass.
Whitney A Sons, H. N„ 49 Wall St.
Wiesenberger & Co., Arthur, 60 Beaver St.
Wick, George D., Jr., 115 Broadway.
Wilcox A Co., 14 Wall St.
Wilder, George H., 1 Wall St.
Willett, George, 61 Broadway.
Williams, Blair S. & Co., 25 Broad St.
Williams A Co., Clark, 50 Broadway
Williams, Kenneth R., 30 Pine St.
Williston & Co., J. R., 115 Broadway.
Wilson, Alanson H. R., 61 Broadway.
Wilson, Franklin B., 40 Wall St.
Wilson, William L., 71 Broadway.
Winslow & Douglas, 11 Wall St.
Winthrop, Robert & Co., 48 Wall St.
Winthrop, Mitchell & Co., 26 Broadway
Wtsner, Charles H., 40 Exchange Place.
Witter, Dean & Co., 45 Montgomery St., San
Francisco, Calif.
Wood, A. C„ Jr. & Co., 511 Chestnut St., Phila
delphia, Pa.
Wood, Chalmers, 67 Broad St.
Wood, Low A Company, 63 Wall St.
Wood, Strathers A Co., 20 Pine St.
Wood, Trubee & Co., MAT Bldg., Buffalo, N. Y
Wood, White & Co., 14 Wall St.
Woody, Charles L. Jr., 61 Broadway.
Woolner, Adolph, 42 Broadway.
Wormser, Sidney S., 40 Wall St.
Worthington, George L„ 50 Broadway.
Wrenn, Philip W., 19 Congress St., Boston, Mass.
Wright A Sexton, 1 Wall St.
Wright, Albert J., 12 N. Division St., Buffalo, N. YWurts, Dulles & Co., 1416 Chestnut St., Phila
delphia, Pa.
.Wyle, John J., 50 Broadway.
Yarnall & Co., 1528 Walnut St., Philadelphia, Pa.
Young, Charles F., 42 Broadway.
Young, T. Sloan, 30 Pine St.
Zeltner, Charles F., 115 Broadway.
Zucker, Arthur A., 1 Wall St.
Zackerman, Henry A Co., 52 Broadway
OHIO
CINCINNATI STOCK EXCHANGE
(208-209-210 Dixie Terminal Bldg.)
Officers: Jos. B. Reynolds, President; W. E. Fox, Vice-President; C. H. Reiter, Treasurer; C. H. Steffens, Jr., Secretary
SCHEDULE OF RATES OF COMMISSION (March 1, 1936)
ON STOCKS
Price
Rate Per Share
Selling under $1.00 per share............................... As determined by member
8elling at $1.00 per share and below $5.00 per share__ Not less than 7)^c
Selling at $5.00 per share and below $10.00 Der share. .Not less than 15c
8elling at $10.00 per share and below $150.00 Der share.Not less than 25c
Selling at $150.00 per share and below $200.00 per share.Not less than 50c
Selling at $200.00 per share and below $300.00 per share.Not less than $1.00
Selling at $300.00 per share and below $400.00 per share.Not less than $1.50
Selling at $400.00 per share and over_______________ Not less than $2.00
MINIMUM COMMISSION ON STOCKS
Provided, however, that on every transaction which involves an amount
of $15.00 or more, the minimum commission shall be not less than $2.50.
A transaction which involves under $15.00, the minimum commission shall
be as determined Dy the broker.
Price
ON RIGHTS AND WARRANTS
Rate Per Right
or Warrant
Selling under 50c.................. ................................(as mutually agreed upon)
Selling at 50c but under $1.00....................................
Not less than 3c
8elling at $1.00 but under $5.00........................................Not less than 5c
Selling at $5.00 but under $10.00.....................
Not less than7J^c
8elling at $10.00 and above_______________________ Not less than 15c
MINIMUM COMMISSION ON RIGHTS AND WARRANTS
Provided, however, that on every transaction which involves an amount
of $5.00 or more, the minimum Commission shall be not less than $1.00.
A transaction which involves under $5.00, the minimum Commission shall
be as determined by the Droker.
FRACTIONAL SHARES
There shall be charged a Commission not less than 50 cents on fractional
shares.
JOINTLY LISTED STOCKS
As to stocks and rights which are listed on the New York Stock Exchange,
the Commission shall not De less than are provided oy the rules of the New
York Stock Exchange. Whenever the Board of Trustees however, deems
it advisable to do so, they may designate any security listed on the Cincinnati
Stock Exchange and any other principal exchange, im which the Commission
shall not be less than are provided by the rules of such other Exchanges.
(Aluminum Industries, American Laundry Machinery, Eagle Picher Lead,
U. S. Playing Card and Waco Aircraft all traded in on the New York Curb
have been so designated.)
BONDS
The Commission charge on all bonds, except that of U. S. Bonds, is onequarter of one per cen on the par value. The Commission charge on
U. S. Bonds is one-eighth of one per cent.
RATES TO MEMBERS—GIVE-UPS. On stocks listed only on the
Cincinnati Stock Exchange the Commission shall not be less than the rates
given below:
Rate per (bare
Selling under $1.00 per share________ _________ as mutually agreed upon
Selling at $1.00 but under $5.00............................................. Not less than lc
Selling at $5.00 but under $10.00.............................
Not less than 3c
Selling at $10.00 and above...................................................Not less than 4c
On stocks listed jointly on the New York and Cincinnati Stock Exchange
the Commission shall not be less than the rates given below. (These rates
also apply to Aluminum Industries, American Laundry Machinery, Eagle
Picher Lead, U. S. Playing Card and Waco Aircraft, which are traded in
on the New York Curb.)
Selling under $1.00 per share................................. .as mutually agreed upon
Selling at $1.00 but under $5.00..................
Not less than lc
Selling at $5.00 but under $10.00-----Not less than 2c
Selling at $10.00 and over____ ___________ _________ Not less than 2J*c
CLEARANCE BUSINESS
RATES TO MEMBERS—On business for members of the Exchange
when the principal is not given up, the Commission shall not be less than
one-half of the non-member rates.
The Commission on rights and warrants shall be the same as on stocks,
except in the case of rights and warrants selling below $1.00 on which the
Commission may be mutually agreed upon.
The Commission on bonds shall not be less than 40 cents per $1,000 par
value on bonds.
REGISTERED FIRMS
Assel, Jos. H„ 218 Provident Bank Bldg.
Bartlett, Benj. D. & Co., 313 Vine Street.
Barth Co., J. L., Dixie Terminal Bldg.
Bruner, George, 3010 Observatory Rd.
Chambers & Co., J. D„ Union Trust Bldg.
Cohle, H. B. & Co., Union Trust Bldg.
Cree, H. Ellwood, 144 N. E. 2nd Ave., Miami, Fla.
Dominick & Dominick, 115 Broadway, New York.
Duble, Dennison, 403 First Nat’l. Bldg.
Dunlap & Dunlap, Mercantile Library Bldg.
Eustis. Geo. & Co., 810 Fourth National Bank Bldg.
Fox & Co., W. E., Fourth Nat’l Bk. Bldg.
Gibson, R. H„ 235 Scott St., Covington, Ky.
Gradison, W. D. & Co., 408 Dixie Terminal Bldg.
Granberry & Co., 50 Broadway, New York, N. Y.
Grau John J., Union Trust Bldg.
Greene & Brock, 201 Third Nat’l. Bk. Bldg.,
Dayton.
Harvey, M. C., 216 Superior Ave., N.E., Cleveland.
Hill & Co., Carew Tower.
Horan, Ray J., Union Trust Bldg.
Hutton', W. E. & Co., First National Bank Bldg.
IRWIN BALLMAN CO., THE, Union Trust
Bldg.
Lepper, A. & Co., First National Bank Bldg.
Lowenthal, Ben, 408 Dixie Terminal Bldg.
LYONS & CO., W. L., St. Paul Bldg.
MURRAY, CHAS. C., Dixie Terminal Bldg.
Reiter & Co., C. H„ Union Trust Bldg.
Stephenson & Potter, Union Central Bldg.
Thurnauer, Max, First Nat’l. Bk. Bldg.
Tyree, Victor L., 2324 Park Ave.
WEIL, ROTH & IRVING CO., THE, 217
Dixie Terminal Bldg.
Westerfleld, Ralph, Union Trust Bldg.
Westheimer & Co., First National Bank Bldg.
Westheimer, E. J., Union Trust Bldg.
Farther Information on firms appearing in bold face type will be found in tbe selected list of Investment Dealers following bank list In each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1704
STOCK EXCHANGE MEMBERS
CLEVELAND STOCK EXCHANGE
Officers: Percy W. Brown, Vice-President;
C B. Whitcomb, Secretary;
David G. Skall, Treasurer;
Wm. J. Perry, Asst. Secretary.
SCHEDULE OF COMMISSION BATES
Prif*AQ
Stocks Selling
Under $1
Minimum commission $1.00
1 and up to and including 9% .................................
10 and up to and including 24 %........ .......... ..............
25 and up to and including 49 %................ ....................
50 and up to and including 124%.......... ..........................
125 and up to and including 299%___ _____ _________
300 and up to and including 499%__________ _______ _
500 and over______________________ _______ ________
Minimum commission $2.00
$
BACHE & CO., J. S., 200 National City Bldg.
♦Bahl, Jr., Gaylord W., 105 Mohican Bldg.,
Mansfield, O.
♦Bell & Beckwith, Home Bank Bldg., Toledo, O.
Borton, Bates & Co., 1937 Union Commerce Bldg.
Butler, Wick & Co., Union National Bldg..Youngs
town
Clark & Co., 981 Union Commerce Bldg.
♦Collin. Norton & Co., Gardner Bldg., Toledo, O.
Curtiss, House & Co., 1201 Union Commerce Bldg.
Fenner & Beane, Leader Bldg.
GILLIS, BUSSELL & CO., 1585 Union Com
merce Bldg.
Commission
per Share
3c
-............ 7%c
______ 15c
______ 25c
______ 30c
.............. 50c
______ 75c
...............$1.00
MEMBEBS
Will S. Halle & Co., 511 Swetland Bldg.
Hawley, Huller & Co., 1436 Union Commerce Bldg.
Hayden, Miller & Co., 1250 Union Commerce Bldg.
Hornblower & Weeks, 1040 Union Commerce Bldg.
Jackson & Curtis, 1737 Union Commerce Bldg.
Kraus, Cunningham & Co., 1846 Union Commerce
Bldg.
Murch & Co., Maynard H., 1186 Union Commerce
Bldg.
Murfey, Blossom & Co., 901 Guardian Bldg.
Paine, Webber & Co., 1111 Terminal Tower Bldg.
E. A. Pierce & Co., 215 Cuyahoga Bldg.
(Associate Members*)
Ryan & McManus, 39 Broadway, N. Y.
Schultz & Co., L. J., 736 Union Commerce Bldg.
David G. Skall & Co., 2031 Union Commerce Bldg.
W. S. Snyder & Co., 2027 Union Commerce Bldg.
Soucy, Swartswelter & Co., 1336 Union Commerce
Bldg.
Stanley & Co., 1740 East Twelfth St.
♦Stevenson, Vercoe & Lorenz, Huntington Bank
Bldg., Columbus, O.
♦Vercoe & Co., Huntington Bk. Bldg., Columbus.
Wellsted, Macklin & Co., 1280 Union Commerce
Bldg.
Witt, John P. & Co., 2029 Union Commerce Bldg.
PENNSYLVANIA
PHILADELPHIA STOCK EXCHANGE
Officers:
Howard Butcher, Jr., President; B. Frank Townsend, Jr., Vice-President; John R. Huhn, Jr., Secretary; Frank E. Baker, Treasurer;
Thomas B. Gravatt, Assistant Secretary, Assistant Treasurer and Auditor,
COMMISSION RATES
(March 1, 1937)
NON-MEMBER COMMISSION RATES ON STOCKS
Between Members
AND SUBSCRIPTION RIGHTS
Minimum
BONDS
Selling Price Per Share
Commission
When Cleared
Rate Per Share
Not less than eighty cents for each $1000 bond.
1/256 of $1----------------------------------------------------------- 0.1c per share
1/128 of $1----------------------------------------------------------- 0.15c per share
When Not Cleared
From 1/64 of $1 to 1/16 of $1_____
0.5c per share
From 3/32 of $1 to 7/32 of $1_______________________ 1.0c per share
Not less than fifty cents for each $1000 bond.
From % of $1 to 15/32 of $1________________________ 1.5c per share
From % of $1 to 31/32 of $1____
3.0c per share
STOCKS
From $1 to $1%------------------------------------------------------ 5.0c per share
When Cleared
From $2 to $2%------------------------------------------------------ 6.0c per share
_
Price
Rate Per Share
From $3 to $3%------------------------------------------------------ 7.0c per share
Selling under 50c------------------------------------------------As mutually agreed
From $4 to $4%------------------------------------------------------ 8.0c per share
at
50c
and
above,
but
under
$1.00........
Not
less than %c
Selling
From $5 to $5%------------------------------------------------9.0c per share
Selling at $1.00 and above, but under $10.00_...............Not less than l%c
From $6 to $6%------------------------------------------------------ 10.0c per share
Selling
at
$10.00
and
above,
but
under
$50.00........
Not
less than 5c
From $7 to $7%------------------------------------------------------ 11.0c per share
Selling at $50.00 and above, but under $100.00______ Not less than 6c
From $8 to $8%------------------------------------------------------ 12.0c per share
Selling
at
$100.00
and
above.............
Not
less
than 7c
From $9 to $9%^----------------------------------------------------- 13.0c per share
When Not Cleared
From $10 to $19%--------------------------------------------------- 14.0c per share
Price
Rate Per Share
From $20 to $29%_________________________________ 15.0c per share
Selling under 50c------------------------------------------------ As mutually agreed
From $30 to $39%_________________________________ 16.0c per share
Selling at 50c and above, but under $1.00_______
Not less than %c
From $40 to $49%_________________________________ 17.0c per share
Selling at $1.00 and above, but under $10.00_________Not less than lc
From $50 to $59%_________________________________ 18.0c per share
Selling at $10.00 and above, but under $100.00______ Not less than 2c
From $60 to $69%_________________________________ 19.0c per share
Selling at $100.00 and above_____ _________
.Not less than 2%c
From $70 to $79%_________________________________ 20.0c per share
From $80 to $89%_________________________________ 21.0c per share
STOCK SUBSCRIPTION RIGHTS
From $90 to $99%_________________________________ 22.0c per share
When Cleared
For each additional $10 or fraction thereof........................... 1.0c additional
Price
Rate Per Share
Minimum Charge Per Transaction—Notwithstanding the foregoing,
Selling
under
50c-----------------------------------------------As mutually agreed
when the amount involved in a transaction is less than $10, the commission
Selling at 50c and above, but under $1.00.......................Not less than l%c
shall be as mutually agreed; when the amount involved is $10 or more but less
Selling at $1.00 and above, but under $5.00.......
Not less than 2c
than $50, the minimum commission shall be not less than 6% of such amount
Selling at $5.00 and above, but under $10.00................Not less than 2%c
or $1, whichever is greater; and when the amount involved is $50 or more,
Selling
at
$10.00
and
above.............................................Not
less than 4c
the minimum commission shall be not less than $3.
When Not Cleared
BONDS
Price
Rate Per Share
Per $1000 of principal (except as stated in Article XXVI, Section 2 (d)
Selling under 50c------------------------------------- ----------.As mutually agreed
of the Constitution):
Selling at 50c and above, but under $1.00___________ Not less than %c
Under $10---------------------------------------------------------Not less than 75c
Selling at $1.00 and above, but under $5.00.....
..Not less than %c
$10 and above, but under $100......................................Not less than $1.25
Selling at $5.00 and above, but under $10.00.......
Not less than lc
$100 and above______ _______ __________________ Not less than $2.50
Selling
at
$10.00
and
above................
..............................Not
less than 2c
Exception to Commission Rates, effective January 20, 1938:
Members are permitted to charge a commission equal to that in force in
The minimum commission on any transaction between members shall be
any dual market in which a security is traded.
25c.
MEMBERS
Ashton, Augustus Trask, 1501 Finance Bldg.
Brylawski, Edward L., 1411 W'alnut St.
Emory, Freed & Co., 109 S. 3rd Street.
Buckley Brothers, 1529 Walnut St.
Fearon, Charles. 511 Chestnut St.
BACHE, J. S., & CO., Pennsylvania Bldg.
Butcher & Sherrerd, 1500 Walnut St.
Finley, James P., 1529 Walnut St.
Carstairs & Co., 1421 Chestnut St.
Flynn, Bernard J., 46 No. 40th St.
Bachman. Frank H., 212 So. 15th St.
Cherry, Robert, Jr., 113 So. Fifth St.
French,
E. W„ & Co., 123 S. Broad Street.
Baker, Weeks & Harden, 1421 Chestnut St.
Clark, E. W., & Co., 16th and Locust St.
Friedman, Bernard P., 1411 Walnut St.
Banks, Clayton F., 123 So. Broad St.
Clark. Kenneth R.. 1500 Walnut St.
Fuller.
W.
A. M., & Co., 1510 Chestnut Street.
Barclay, Henry C„ 123 So. Broad St.
Claybough, Blair & Co., Plarrisburg, Pa.
Gayley, McCreary & Co.. 817 Packard Bldg.
Barclay. Moore & Co., 123 S. Broad Street.
Clucas, (E. W.) & Co., 70 Pine St., New York,
Gilmore,
Arthur
C., Provident Trust Bldg.
Bayuk Erothers, Packard Bldg.
N. Y.
Glendinning, Robt.. & Co., Packard Bldg.
Bean, Chas. H., & Co., 1528 Walnut Street.
Dackerman & Waber. 517 Stock Exchange Bldg.
Goldman,
Harold
C., 811 Stock Exchange Bldg.
Bernstein, Harry L„ 518 Stock Exchange Bldg.
Davis, Robert Hare, 824 Stock Exchange Bldg.
Graff, Frank M., 1411 Walnut St.
Biddle & Co., Moncure, 1520 Locust Street.
deCoursey, Stephen II., 44 N. 4th St.
Greene,
Norman
J.,
Berwyn, Pa.
Biddle, Whelen & Co., 1606 Walnut St.
DeHaven & Townsend. 1513 Walnut Street.
Greenwood, Herbert T., 518 Stock Exchange Bldg.
Bioren, John S„ 1508 Walnut Street.
Devine, Walker J., Jr., 1411 Walnut St.
Greer,
Thomas
Raymond,
Germantown Cricket
Diffenderffer & Co., 123 S. Broad Street.
Club.
BIOREN & CO., 1508 Walnut Street.
Dixon, Fitz Eugene. 1421 Chestnut St.
Guarniery, Robert Y., 518 Stock Exchange Bldg.
Donoghue & Makiner, 1411 Walnut St.
Boenning & Co., 1606 Walnut Street.
Hackett, W. N. & Co., 212 So. 15th St.
Brown, Howard B„ 1616 Walnut Street.
Hammitt & Co., 602 Stock Exchange Bldg.
DREXEL
&
CO.,
15th
and
Walnut
Streets.
Brown (Vernon C.) & Co., 71 Broadway, New
Hamstrom & Co., 1500 Walnut Si.
York, N. Y.
Drummon, Chester W., Stock Exchange Bldg.
Harper, James B., Stock Exchange Bldg.
Eastman, Dillon & Co., 1506 Walnut St.
Harrison & Co., 123 S. Broad Street.
BROWN BROTHERS HARRIMAN & CO.,
Elkins, Morris & Co.. 305 Land Title Bldg.
Hauberger, George H„ 609 Stock Exchange Bldg.
1531 Walnut St.
Embick, Paul A., 518 Stock Exchange Bldg.
Hecker & Co., Liberty Trust Bldg.
Further information on firms appearing In bold face type will be found in the selected list of Investment Dealers following bank list in each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1705
STOCK EXCHANGE MEMBERS
PHILADELPHIA STOCK EXCHANGE—Continued
Hopper, Soliday & Co.. 1420 Walnut St.
Hornblower & Weeks. 1429 Walnut Street.
Huhn, John R., Jr., Stock Exchange Bldg.
Hutton & Co.. W. E.. 1529 Walnut St.
Janney, Walter C., 1529 Walnut St.
Jefferis, W. Harper, 1411 Walnut St.
Johnson, R. H. & Co., 1528 Walnut St.
Jones, Miller & Co., Commercial Trust Bldg.
Keen & Co., 123 So. Broad St.
Kelly, James J., 1411 Walnut St.
Kennedy & Co., 2115 Land Title Bldg.
Kolb, Robert A.. 1608 Walnut St.
Ladenburg, Thalmann & Co., 25 Broad St., New
York, N. Y.
Laird, Bissell & Meeds, 1528 Walnut Street.
Lawson, W. L„ Union League.
Lee, John K., 1411 Walnut St.
Lilley & Co., 1520 Packard Bldg.
Lippincott, Richard, 220 S. 16th St.
Loeb, Oscar, 824 Stock Exchange Bldg.
Louchheim, Walter C., 30 Pine St., New York,
N. Y.
MacDonald & Co., 234 Real Estate Trust Bldg.
MacMeekin, James A. S., 1500 Walnut St.
Malis, David S., 805 Land Title Bldg.
Masland, Fernon & Anderson, Packard Bldg.
Matthes, Percy E., 305 Land Title Bldg.
Matthews, Caldwell F., 1411 Walnut St.
Matthews, Frank C„ Stock Exchange Bldg.
McCreery, Samuel & Co., 123 S. Broad Street.
McCurdy, Wallace M„ 1237 Commercial Trust
Bldg.
McLaughlin, Jr., William J., 1411 Walnut St.
Mellor, E. Fraley, Stock Exchange Bldg.
Montgomery, Scott & Co., 123 S. Broad Street.
Moore, E. J., & Co., 141 South Fourth Street.
MEMBERS
Moore, Leonard & Lynch, 111 Broadway, New
York.
Moorhead, Barlow, Germantown Cricket Club.
Morgan, Reed A., & Co., 1735 Commercial Trust
Bldg.
Moyer & Co., 1500 Walnut Street.
Newbold’s Son, W. H., & Co., 1517 Locust Street.
Newburger, Loeb & Co., 1419 Walnut Street.
Nick, (J. F.) & Co., 120 Broadway, New York.
Niemond & Co., John S„ Harrisburg, Pa.
Palmer & Co., E. W„ Commercial Trust Bldg.
Parke, John S., 1513 Walnut St.
Parrish & Co., 1421 Chestnut St.
Pennington & Colket & Wisner, 123 S. Broad St.
Phillips, Samuel K„ & Co., 1317 Packard Bldg.
Pierce, E. A. & Co., Commercial Trust Bldg.
Powell, A Victor, 6205 Ocean Ave.,Ventnor, N. J.
Rakestraw, Betz & Co., 123 So. Broad St.
Rebre, Charles A., 1700 Tioga St.
Reynolds & Co., 1500 Walnut St.
Ristine, F. P., & Co., 123 S. Broad Street.
Rosenbaum, Leon, 6803 N. 12th St.
Rourke, William J., Packard Bldg.
Rowe, Robert G.. 1429 Walnut St.
Sailer, A. J. & Co., 113 S. 5th Street.
Scull, Alfred P., Ill, 1513 Walnut St.
8eeler & Co.. 1510 Chestnut St.
Sloane & Co., Stock Exchange Bldg.
Smith, Barney & Co., 1411 Chestnut Street.
Smith, H. Russell, Harrisburg, Pa.
Smith, W. Hinckle, Girard Trust Co. Bldg.
Snyder, Geo. E.p & Co., 600-601 Stock Exchange
Bldg.
Snyder, R. Maurice, 1518 Locust St.
Sparks, J. W., & Co., 1510 Chestnut Street.
Spiegelman, Solomon B., 518 Stock Exchange Bldg.
Starr & Co., 123 S. Broad Street.
Steppacher, Lesrer G„ Stock Exchange Bldg.
Strecker, Daniel E., 3451 Frankford Ave.
Sulzbacher, Granger & Co., Ill Broadway, New
York, N. Y,
Suplee, Jr., Horace L., 123 S. Broad St.
Suplee, Walter S„ 123 S. Broad St.
Sutro Bros. & Co., 120 Broadway, New York,
N. Y.
Swab, H. M„ 1529 Walnut St.
Tague, Jr., Edward J., 517 Stock Exchange Bldg.
Taylor, Robert D., Stock Exchange Bldg.
Taylor, Roland L., 1100 Morris Bldg.
Thomas, Edward R., 1411 Walnut St.
Thompson, Edward S„ Land Title Bldg.
Townsend, Philip W., 1513 Walnut St.
Townsend, W. De H„ 1513 Walnut St.
Trimble & Co., 1326 Walnut Street.
Turner, Gill & Crouter, 1614 Packard Bldg.
Turton, George L., 517 Stock Exchange.
Vrooman, Samuel B., Jr., 1411 Walnut St.
Walsh, Frank C., 115 Broadway, New York.
•
Warwick, Arthur D„ Stock Exchange Bldg.
Watson, Clifford A., 1529 Walnut St.
Weeks, Henry C„ 1518 Locust St.
Wells, Charles C., 609 Stock Exchange Bldg.
Whittaker, Robert L. & Co., 1420 Walnut St.
Wieand, Jr., Franklin D„ 1508 Walnut St.
Williamson, Jr., James A., 123 S. Broad St.
Wilmer & Co., 123 S. Broad St.
Wistar, Carter & Co., 1735 Commercial Trust Bldg.
WOOD, A. C., JR., & CO., 511 Chestnut St.
Wood. Charles M„ 1513 Walnut St.
Woodcock, McLear & Co., 1528 Walnut St.
Woodside, J. Alan, 403 Stock Exchange Bldg.
Wurts, C. S. & Co., 1327 Walnut Street.
Wurts, Dulles & Co., Philadelphia Bank Bldg.
Yarnall & Co., 1528 Walnut Street.
York, Warren W., & Co.
PITTSBURGH STOCK EXCHANGE
Officers:
Marshall R. Barbour, President;
F. X. Pfab, Asst. Secretary
(229 Fourth Ave.)
Thomas Lynch, Vice-President;
Arthur Middleton, Manager Clearing House;
Wm. J. Bauer, Treasurer;
Hugh A. McNicol, Secretary
W. G. Ganter, Assistant Manager Clearing House
RATES OF COMMISSION
(Effective on and after February 1, 1938)
The minimum rates of commission charged to nonmembers of the Exchange
for buying or selling each $1,000 bond shall be not less than $2.50 (these
commissions shall not apply to government, state or municipal bonds; for
buying or selling each share of stock, shall be not less than as follows:
■3%*
Under $.50 a share......................................
. .03
At $.50 and under $1_________________
. .05
From $1 to $1%----------------------------. .06
From $2 to $2%_________________
. .07
From $3 to $3%___________________
. .08
From $4 to $4%....... ......... —..............
. .09
From $5 to $5%---------------------- ------. .10
From $6 to $6%----------------------------. .11
From $7 to $7%----------------------------. .12
From $8 to $8%—........ ..................... . .13
From $9 to $9%------------------ --------- . .14
From $10 to $19%......................... .............
. .15
From $20 to $29%---------------- -----------From $30 to $39%--- -------------------------From $40 to $49%----------------------------.... .18
From $50 to $59%___________________
.... .19
From $60 to $69%--------- ------------------.... .20
From $70 to $79%___________________
.... .21
From $80 to $89%___________________
.... .22
From $90 to $99%.......................................
.... .01
For each additional $10 or fraction thereof.
Non-member Commission Rates on Rights and Warrants: (Designated by
the Committee on Securities.)
Notwithstanding the foregoing, when the amount involved is less than $5,
the commission may be as mutually agreed; when the amount involved is
$5 or more but less than $50, the minimum commission shall be not less than
6% of such amount or $1, whichever is greater; and when the amount in
volved is $50 or more, the minimum commission shall be not less than $3.
Notwithstanding the above rates, any member of this Exchange or firm
registered thereon, may in respect of securities traded on this and other
Exchanges located in the United States, charge the rates of commission
prescribed by such other Exchange.
Additional
* 3% of the amount involved.
MEMBERS
Phillips-Schmertz & Co., Union Trust Bldg.
Gluck, Hetzel & Co., Arrott Bldg.
Askin, George K„ Union Trust Bldg.
Post & Flagg, 49 Broad St., New York, N. Y.
Goldsborough, T. C., 1701 Union Bank, Bldg.
Askin & Company, J. M., Columbia Bldg.
Poutre, Ezra E., Arrott Bldg.
Goldsborough, W. W. Jr., 40 Wall St., New York.
BACHE & CO., J. S., Oliver Bldg.
Powell & Co., Elmer E., Union Trust Bldg.
Grubbs, Scott Company, Union Trust Bldg.
Preston, Watt & Schoyer, Peoples Bldg.
Ballard, W. E., 1401 Third Ave., N. Brighton, Pa.
Harriman, Henry A., 229 Fourth Ave.
Purman, Thomas R., Washington, Pa.
Barbour & Company, John B., Magee Bldg.
Hays, Louis B„ 1001 Keystone Bank Bldg.
Bauer, Wm. J., Magee Bldg.
Reinstadtler, Thomas J., 229 Fourth Ave.
Hemphill, Noyes & Co., First National Bank Bldg.
Bear & Co., S. Lee, Union Trust Bldg.
Reynolds & Company, Grant Bldg.
Howley, Walter L., P. 0. Box 988
Berberich, Alvin F., 608 Commonwealth Bldg.
Roberts, Daniel Risher, 229 Fourth Ave.
Hubbard,
John
W.,
605
Granite
Bldg.
Annex
Rosenbloom, Arthur M., Union Trust Bldg.
Kalback, Charles D., Arrott Bldg.
Berger, Andrew B„ c/o Potter Title & Trust Co.
Schmidt,
H. R., c/o Kay, Richards & Co., Union
Kane, John A., 229 Fourth Ave.
Borntraeger, Carl H„ 229 Fourth Ave.
Trust Bldg.
Kay, Richards & Company, Union Trust Bldg.
Bowman & Co., 704 People’s Bldg.
Singer,
Deane
& Scribner, 1045 Union Trust Bldg.
King, Jr., W. C., 1904 Commonwealth Bldg.
Brinham, A. L., 229 Fourth Ave.
Siviter, W. H„ 229 Fourth Ave.
Kissane, James V., 229 Fourth Ave.
Brinker, Bell & Co., Union Trust Bldg.
Smith,
Lew
W„
229 Fourth Ave.
Loeb, Rhoades & Co., Carl M., Union Trust Bldg.
Carothers & Company, James, Farmers Bank
Stein, Charles Jay, 1456 Inverness St.
Marshall & Co., Commonwealth Bldg.
Bldg.
Sterling,
Louis
V.,
42 Broadway, New York, N. Y.
Masten & Company, A. E., First Nat’l Bank Bldg.
Carothers & Co., W. J., 901-2 Commonwealth
Stevenson, Vercoe & Lorenz, Huntington Bank
McCutcheon, McKelvy & Durant, Union Trust
Bldg.
Bldg.,
Columbus,
Ohio.
Bldg.
Chapin & Co., S. B., Ill Broadway, New York.
Stimmel & Company, Union Trust Bldg.
McJunkin, Patton & Company, 414 Union Bank
Chaplin & Co., 419 Wood St.
Stout
&
Company,
Investment
Bldg.
Bldg.
Crawford, Jas. S., Duquesne, Pa.
Stubner & Co., C. J., 437 Union Trust Bldg.
McKee & Co., C. S., 239 Fourth Ave.
Diffenderfer, Fred, 229 Fourth Ave.
Ullery, M. D., 235 Fourth Ave.
McLaughlin, MacAfee & Co., 844 Oliver Bldg.
Diffenderfer, Wallace, 400 Dawson Ave., Bellevue,
Mitchell & Craft, Washington, Pa.
Vercoe & Co., Huntington Nat’l Bank Bldg.,
Pa
Moore,
Leonard
&
Lynch,
Union
Trust
Bldg.
Columbus, Ohio.
Dinkey, Jr., Chas. E., 229 Fourth Ave.
Moreland, A. M., Alder Court Apts.
Dornberger, C. S., 229 4th Ave.
Wainwright & Co., H. C., 14 Wall St., New York,
Neeb, Jr., H. A., 340 S. Winebiddle Ave.
N. Y.
Eberhardt, M. A., 5709 Aylesboro Ave.
Neuhut, Plohn & Co., 60 Broad St., New York,
Wettach & Company, 218 Fourth Ave.
Edmundson, Jr., Eli. Columbia Bldg.
N. Y.
Wettengel & Company. A. C., Peoples Bank Bldg.
Evans, Sanford B„ 229 Fourth Ave.
Nuttall & Company, R. V., Park Bldg.
Wilson, Walter J., 32 Blvd. of Allies.
Fenner & Beane, 67 Broad St., New York, N. Y.
Parrish & Company, Investment Bldg.
York, Darwin S., 229 Fourth Ave.
Giles, R. C„ 229 Fourth Ave.
Further Information on firms appearing in bold face type will be found in the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1706
STOCK EXCHANGE MEMBERS
UTAH
SALT LAKE CITY STOCK EXCHANGE
Officers:
J. A. Barclay, President;
^
James E. Hogle, ls< Vice-President;
Val S. Snow, Secretary-Treasurer;
F. Russell Pett, 2nd Vice-President;
E. P. Emery, Actg. Secretary and Caller.
H. E. Havenor, 3rd Vice-President;
COMMISSION RATES
Effective October 1, 1938
LISTED SECURITIES
Stocks Selling under 2c________________ ________ $1.25 per 1000 shares
Stocks Selling at
2c and under
5c__________$2.00 per 1000 shares
5c and under
10c_________$3.50 per 1000 shares
Stocks Selling at
Stocks Selling at
10c and under
20c................................ J^c per share
Stocks Selling at
20c and under
35c.......... ......................per share
Stocks Selling at
35c and under
50c_____________ lc
per share
Stocks Selling at
50c and under $ 1.00.................... .......lj^c per share
Stocks Selling ai $ 1.00 and under $10.00.___ _________ lJ-^% of money
Stocks Selling at $10.00 and above_________ ____ _____ 1% of money
Stocks selling less than board lots on last two items—2% of money.
On odd lots a minimum of $ 1.00 or per regular rate whichever is greater.
Allen, J. M., Atlas Bldg.
Badger, R. A. A Co., 16 West 2nd So. Street.
Badger, R. A., 16 West 2nd So. St.
Badger, Richard C., 2380 Washington Ave.
Ogden.
Baglin, George A Son, Felt Bldg.
Baglin, George, Felt Bldg.
Barclay, J. A., Newhouse Bldg.
Barclay, J. A. A Co., Newhouse Bldg.
Bemis, G. L., 763 East 3rd, So. St.
Bering, E. A., Walker Bank A Trust Co.
Child, W. H., Stock Exchange Bldg.
W. H. CHILD, Inc. Exchange Bldg.
Cole, Allen Co.. Atlas Bldg.
Conrad, W. K.,' Walker Bank Bldg
Continental Bank & Trust Co., Salt Lake City.
Davis, E. C., 23 W. 2nd So. St.
Dixon, B. W., Scott Bldg.
Dixon Co.. B. W., Scott Bldg.
Doscher. H. W„ Walker Bank Bldg.
UNLISTED SECURITIES
Same as listed up to 10c
Stocks selling at 10c and under $1.00____________
Stocks selling at $1.00 and above.................................
Stocks selling less than board lots_________ ______ _
per share
.1% of money
2% of money
.'Ac
No charge of less than $1.00
MEMBERS
Filley, Oliver D., 49 Broad St., New York, N. Y.
Finn, Alex V., 25 Beaver St., New York, N. Y.
Finn, Alex V. A Co., 25 Beaver St., New York,
N. Y.
First Security Trust Co., Salt Lake City.
Gibson, E. J., Box No 17, Spokane, Wash.
Harris, Lowry R., 1142 East 3rd So. St.
Havenor, H. E., Newhouse Bldg.
Havenor, Pett A Co., Newhouse Bldg.
Hogle, J. A., 132 So. Main St.
Hogle, J. A. & Co., 132 So. Main Street.
Hogle, James E., 132 So. Main St.
Johnson, J. C.. 132 S. Main St.
Larson, A. R., c/o Elks Club, Salt Lake City.
Logan A Bryan, 42 Broadway, New York, N. Y.
Lowe, I. D., 132 S. Main St.
Lynch, A. C., Kearns Bldg.
Lynch, J. C. A Co., Kearns Bldg.
McLeod, J. N„ 1111 Walker Bk. Bldg.
Nebeker, W. D., Stock Exchange Bldg.
Pett, F. Russell, 21 East 2nd So. St.
Pett, Stuart V., 21 East 2nd So. St.
Post A Flag, 49 Broad St., New York, N. Y.
Romney, W. W., c/o Continental Bank & Trust Co.
Snow, V. S„ 314 Utah Oil Bldg.
Ure, Pett & Morris, Inc., 21 East 2nd St.
Thomas, A. B., 208 Lyon Bldg., Reno, Nev.
Thomas Arthur, Inc., 208 Lyon Bldg., Reno, Nev.
Van Voorhis, L. P. First Security Co., Ogden
Walker Bk. A Tr. Co., Salt Lake City.
Washburn, Mifflin W., 42 Broadway, New York,
N. Y.
Weggeland, Gordon, Walker Bank Bldg.
Weiler, W. S., Stock Exchange Bldg.
Whitney, C. L., Stock Exchange Bldg.
Woods, Wm. W., c/o E. A. Pierce & Co., 301
Montgomery St., San Francisco, Calif.
Woolley, F. R., Beason Bldg.
Woolley, Paul C„ 132 So. Main St.
Woolley, Robert P., 132 So. Main St.
VIRGINIA
RICHMOND STOCK EXCHANGE
Officers: Robert P. Martin, President;
Beverley B. Munford, Jr., Vice-President;
J. Joseph May, Secretary and Treasurer
COMMISSIONS
STOCKS
Selling under 50c
........ ........... ....................................... .3% of amount
Selling at 50c and under $1.00 per share-.________
5c per share
Selling at $1.00 and under $5.00 per share ..................... -...............7^c “
“
8elling at $5.00 and under $10.00 per share _____ _______ 10c
“
“
Selling at $10 and under $15 per share ............................. 12^c per share
Selling at $15 and under $50 ................................................ 25c
“ “
8eliing at $50 and under $100 ......................................_.......... $1.00
Selling at $100 and over ........................................................................$2.00
Abbott, Proctor A Paine, 911 E. Main St.
Branch, Cabell A Co., 814 E. Main St.
Burch, Caskie G. & Company, 20 N. 9th St.
Davenport A Company, 113 E. Main Street.
BONDS
Municipals, public utilities, and rails____
25c per hundred
All others..................................................
50c “
MEMBERS
Mason-Hagan, Inc., 916 E. Main Street.
Miller & Patterson, 203 Mutual Bldg.
NOLTING, FKED’K E., INC., 8th and Main
Sts.
RICHMOND CORP., 726 E. Main Street.
Scott & Stringfellow, Mutual Bldg.
Standard Securities Corp., State Planters Bank
Bldg.
WASHINGTON
SEATTLE STOCK EXCHANGE
(302 Exchange Bldg.)
Offlceri:
Charles G. Mullen, President;
Lyle F. Wilson, Treasurer;
Sherman Ellsworth, Vice-President;
Louis Klatzker, Executive Secretary;
Edward K. Easter, Secretary;
Charles T. Donworth, Counsel.
RATES OE COMMISSION (In effect: October U, 19S5)
MINIMUM RATES OF COMMISSION
In effect October 14,1935
BOARD LOT
On Stocks Selling:
100 shares up to $10.00
Under $1.00 per share......................................................... ............ 5c
25 shares for $10.00 to $100.00
At $1.00 arid under $2.50 per share.......................
7J^c
10 shares over $100.00
At $2.50 and under $5.00 per share.-.....................................
12J^c
The minimum commission charge shall be $2.50 on stock selling under
At $5.00 and under $15.00 per share.............
15c
$10.00 per share, and $5.00 on stock selling over $10.00 per share.
At $15.00 and under $35.00 per share.____ ________
25c
On all transactions where the total amount of money Involved Is less than
At $35.00 and under $50.00 per share......................................
35c
$25.00, the commission charge shall be discretionary with the member.
At $50.00 and under $100.00 per share........................................... 50c
BONDS
At $100.00 and up per share....................................................
$1.00
$5.00 per $1,000 par value (regardless of number)
(5c per share more for odd lots)
$3.75 per $500 par value
Bissell, M. L., 335 Medical Arts Bldg.
Blackford, J. C., Hoge Bldg.
Bramhall & Stein, Hoge Bldg.
Bramhall, Burle D., Hoge Bldg.
Brown, Ralph D., Smith Tower.
Crawford-Goodwin Co. ,The, 1411 Fourth Ave. Bldg.
Daniel, Robert E., Exchange Bldg.
Drumheller, Erlichman Co., Exchange Bldg.
Easter, Ed. K., 717 Second Ave.
Easter A Co., F. K., 717 Second Ave.
Ehrlichman, Ben B., Exchange Bldg.
Ellsworth, Sherman, Harper Bldg.
Ferris A Hardgrove, Exchange Bldg.
Gelletly A Co., R., Vancouver, B. C.
Goodwin, E. C„ 1411-4th Ave. Bldg.
Grande, Harry S., Hoge Bldg.
Grande and Co., Hoge Bldg.
Green, John A., 1414 Fourth Ave.
MEMBERS
Harper & Son & Co., Wm. P., Harper Bldg.
Hawkins, R. M., Central Bldg.
Herrin & Co.. H. M., Exchange Bldg.
Hughbanks, Al., Dexter-Horton Bldg.
Hughbanks, Inc., Dexter Horton Bldg.
Huston, Harold II., Hoge Bldg.
Huston A Co.. Harold H., Hoge Bldg.
Kutz, John A., 1010-2nd Ave.
Kutz & Co., John A., 1010 Second Ave.
Latimer, Arthur G., Dexter-Horton Bldg.
Latimer A Co., A. G„ Dexter Horton Bldg.
Lewis, Inc., John R., 1012 2nd Ave.
Lewis, John R., 1012-2nd Ave.
Lockett. G„ 4736-45th S. W.
Lockett A Co., G„ 4736—45th St., S. WT.
Logan A Bryan, 42 Broadway, New York City.
MacDonald, Alexander, 104 Aloha St.
McBurney, J. F., 42 Broadway, New York CityMeiklejohn A Brown. Smith Tower.
Moore, Robert B., Exchange Bldg.
Mullen, Chas. G., Exchange Bldg.
Oakes, Prescott, 1411—4th Ave. Bldg.
Oakes A Co., Prescott, 1411-4th Avenue Bldg.
Peoples National Bank, 1414-4th Ave.
Pratt, H. P„ Hoge Bldg.
Pratt A Co.. H. P., Hoge Bldg.
Securities Exchange, Inc., 335 Medical Arts Bldg.
Smith, Hedley M., Vancouver, B. C.
Speckert, F. J., Lowman Bldg.
Strout. E. A., 1411-4th Ave. Bldg.
Strout A Co., E. A., 1411-4th Ave. Bldg.
Trusteed Estates of Wash., Central Bldg.
Wilson, Lyle F., Exchange Bldg.
Further Information on Arms appearing In bold face type will be found In the selected list of Investment Dealers following bank list In each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1707
STOCK EXCHANGE MEMBERS
WEST VIRGINIA
WHEELING STOCK EXCHANGE
(318 Wheeling Steel Bldg.)
Officers: Wm. H. Wheeler, President
Russell D. Irvine, Vice-President;
Norval B. Davis, Secretary-Treasurer
COMMISSION BATES
Price
Wheeling Stock Exchange
Bate per Share
Selling up to 34% inc..... .............................................. .......... 25c per share
Selling at 35 up to 99% inc_________________________ - 50c per share
Selling at $100 and above------------ ----------------------------- $1.00 per share
Minimum Commission as follows:
A. When the amount involved in a transaction is less than $10.00 the
commission shall be as mutually agreed.
B. When the amount involved in a transaction is $10.00 or more but
less than $50.00, the minimum commission shall be not less than
6% of such amount or $1.00, whichever is greater.
C. When the amount involved in a transaction is $50.00 or more but
less than $300.00, the minimum commission shall be not less than
$3,00.
D. When the amount involved is $300.00 or more, the minimum com
mission shall be not less than $5.00.
Commission: In cases where stocks are listed on both Wheeling Stock
Exchange and New York Stock Exchange, the minimum rate of commission
may be the minimum commission charged on New York Stock Exchange.
MEMBERS OF WHEELING STOCK EXCHANGE
Firms
Represented by
Geo. W. Baron & Co., Wheeling Steel Corp. Bldg................ ........................................Wm. H. Wheeler
HAZLETT, BURT & WATSON, Wheeling Steel Corp. Bldg----Howard Hazlett; D. A. Burt, Jr.
A. E. Masten & Co., City Bank Bldg...... .....................................................Louis Brand; Jos. Jefferson
McGregor, Irvine & Co., 13th and Chapline St____________Edgar R. McGregor; Russell D. Irvine
Further information on firms appearing in bold face type will be found in the selected list of Investment Dealers following bank list in each city,
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
@FedFRASER