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INVESTMENT BANKERS ASSOCIATION OF AMERICA
BOARD OF GOVERNORS
Emmett F. Connely
Detroit
First of Michigan Corporation
VICE PRESIDENTS
Cleveland
John S. Clark
Fahey, Clark & Co.
Paul H. Davis
Chicago
Paul H. Davis & Co.
Edward H. Hilliard
Louisville
J. J. B. Hilliard & Son
Los Angeles
Colis Mitchum
GOVERNORS
GOVERNORS
PRESIDENT
Mitchum, Tully & Co.
Joseph P. Ripley
New York
Harriman Ripley & Co., Incorporated
EXECUTIVE
SECRETARY AND TREASURER
Chicago
Alden H. Little
33 South Clark Street
GOVERNORS
Edgar M. Adams
Portland
Harcourt Amory
Boston
E. M. Adams & Co.
Smith, Barney & Co.
Boston
William A. Barron, Jr.
White, Weld & Co.
Montreal
Russell D. Bell
Greenshields & Company, Inc.
Baltimore
C. Prevost Boyce
Stein Bros. & Boyce
San Francisco
R. H. Moulton & Company
Dwight H. Chapman
San Francisco
American Trust Company
Ralph Chapman
Chicago
Farwell, Chapman & Co.
Brownlee O. Currey
Nashville
Equitable Securities Corporation
Ernest O. Dorbritz
Pittsburgh
Moore, Leonard & Lynch
Ben B. Ehrlichman
Seattle
Drumheller, Ehrlichman Company
F. Dewey Everett
New York
Hornblower & Weeks
Albert H. Gordon
New York
Kidder, Peabody & Co.
George C. Hannahs
New York
Hannahs, Ballin & Lee
Robert B. Hobbs
Baltimore
W. W. Lanahan & Co.
C. Edgar Honnold
Oklahoma City
C. Edgar Honnold
Royal D. Kercheval
St. Louis
Boatmen’s National Bank
Augustus Knight
Chicago
Bartlett, Knight & Co.
Paul W. Loudon
Minneapolis
Piper, Jaffray & Hopwood
Laurence M. Marks
New York
Laurence M. Marks & Co.
Bennett S. Martin
_
Lincoln
The First Trust Company of Lincoln
John J. McKeon
New Haven
Chas. W. Scranton & Co.
R. Verne Mitchell
Cleveland
McDonald-Coolidge & Co.
Vic E. Breeden
J. Ludwig Mosle
Mosle and Moreland
Donald O’Melveny
Galveston
Los Angeles
O’Melveny-Wagenseller & Durst
Robert H. Parsons
Los Angeles
Pacific Company of California
St. Louis
Reinholdt & Gardner
J. Fleming Settle
Atlanta
J. H. Hilsman & Co., Inc.
George F. Spaulding
Chicago
The Northern Trust Company
John K. Starkweather
New York
Starkweather & Co.
John O. Stubbs
Boston
Whiting, Weeks & Stubbs Incorporated
John J. Sullivan
Denver
Sullivan & Company
Lowry Sweney
Columbus
Lowry Sweney, Inc.
Albert R. Thayer
Philadelphia
Thayer, Baker & Co.
P. A. Walters
Chicago
Stone & Webster and Blodget, Inc.
Francis T. Ward
New York
Clark, Dodge & Co.
John W. Watling
Detroit
Watling, Lerchen & Co.
Jay N. Whipple
Chicago
Bacon, Whipple & Co.
Jean C. Witter
San Francisco
Dean Witter & Co.
Alexander C. Yarnall
Philadelphia
Yarnall & Co.
John M. Young
New York
Morgan Stanley & Co. Incorporated
Julius W. Reinholdt, Jr.
APPOINTED OFFICERS AND COUNSEL
ASSISTANT SECRETARIES
EDUCATIONAL DIRECTOR
FIELD SECRETARY
Chicago
Arthur G. Davis
Chicago
David Dillman
Chicago
Chicago
33 South Clark Street
MUNICIPAL SECRETARY
SECRETARY
Robert Stevenson, 3rd
Chicago
Dorothy A. Duval
33 South Clark Street
33 South Clark Street
33 South Clark Street
Mary R. Lincoln
Chicago
Dudley C. Smith
33 South Clark Street
33 South Clark Street
OFFICIAL REPORTER
OFFICE COUNSEL
Chicago
George J. Drobnis
Chicago
Theodore S. Chapman
69 West Washington Street
111 West Monroe Street
GROUP CHAIRMEN
Los Angeles
H. Fred Hagemann, Jr.
CANADIAN
Montreal
W. T. K. Collier
Collier, Norris & Henderson, Limited
William H. Y. Hackett
Harvey Roney
ROCKY MOUNTAIN
MISSISSIPPI VALLEY
CALIFORNIA
CENTRAL STATES
Chicago
Harris, Hall & Company
EASTERN PENNSYLVANIA
Philadelphia
Drexel & Co.
Edward Hopkinson, Jr.
SOUTHEASTERN
Boston
William J. Price, 3rd
SOUTHERN
New York
Charles W. Warterfield
Nashville
Cumberland Securities Corporation
Cleveland
Leonard Callender
Cincinnati
William C. Jackson, Jr.
SOUTHWESTERN
Kansas City
Callender, Burke & MacDonald
NORTHERN OHIO
Robert O. Shepard
Hawley, Hullerand Company
TEXAS
OHIO VALLEY
Detroit
Miller, Kenower & Company, Inc.
John L. Kenower
Edward Brockhaus
WESTERN PENNSYLVANIA
Pittsburgh
E. H. Rollins & Sons Inc.
PACIFIC NORTHWEST
St. Paul
Harold H. Huston
Seattle
Frederick W. Willey
Harold H. Huston & Co.
Stanley Gates & Co.
Dallas
Callihan & Jackson, Incorporated
Edward Brockhaus & Co.
MINNESOTA
Baltimore
Alex. Brown & Sons
Tucker, Anthony & Co.
NEW YORK
J. Taylor Foster
Spencer Trask & Co.
Denver
Sidlo, Simons, Roberts & Co.
NEW ENGLAND
MICHIGAN
Stanley Gates
Malcolm F. Roberts
Boatmen’s National Bank
Banks, Huntley & Co.
Julien H. Collins
St. Louis
NATIONAL COMMITTEE CHAIRMEN
INDUSTRIAL SECURITIES
New York
Kidder, Peabody & Co.
EDUCATION
Jay N. Whipple
Chicago
Albert H. Gordon
Bacon, Whipple & Co.
FEDERAL LEGISLATION
New York
Starkweather & Co.
John K. Starkweather
Ranald
Boston
Smith, Barney & Co.
MEMBERSHIP
P. A. Walters
Chicago
Stone & Webster and Blodget, Inc.
FINANCE
George F. Spaulding
John
FOREIGN SECURITIES
Baltimore
MUNICIPAL SECURITIES
S. Clark
Cleveland
Fahey, Clark & Co.
Alex. Brown & Sons
GOVERNMENTAL SECURITIES
Adrian M. Massie
New York
The New York Trust Company
GROUP CHAIRMEN’S
Boston
Whiting, Weeks & Stubbs Incorporated
John O. Stubbs
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
John J. McKeon
OVER-THE-COUNTER RULES
Chicago
Lee Higginson Corporation
John E. Blunt, 3rd
PUBLIC SERVICE SECURITIES
New York
Morgan Stanley & Co. Incorporated
Edward H. York, Jr.
1909
New Haven
Chas. W. Scranton & Co.
SECURITIES ACTS
Emmett F. Connely
Detroit
First of Michigan Corporation
STATE LEGISLATION
Mark Baxter
Chicago
The Northern Trust Company
Charles S. Garland
New York
Wood, Struthers & Co.
RATINGS SPECIAL
INVESTMENT COMPANIES
H. Macdonald
New York
Dominick & Dominick
FEDERAL TAXATION
Harcourt Amory
RAILROAD SECURITIES
Edward H. Leslie
Chicago
The Parker Corporation
STOCK EXCHANGE RELATIONS
F. Dewey Everett
New York
Hornblower & Weeks
UNIFORM PRACTICES SPECIAL •
Denver
Sullivan & Company
John J. Sullivan
UNLISTED TRADING SPECIAL
New York
Blyth & Co., Inc.
Lee M. Limbert
1910
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
ALABAMA
Southern Group
BIRMINGHAM
♦Courts & Co., 12 N. 20th St.
♦Equitable Securities Corporation, Webb Craw
ford Bldg.
♦King, Mohr & Company, Webb Crawford Bldg.
♦Milhous, Gaines & Mayes, Inc., Webb Crawford
Bldg.
Stubbs, Smith & Lombardo, Inc., Webb Craw
ford Bldg.
Ward, Sterne & Co., Brown-Marx Bldg.
Watkins, Morrow & Co., Woodward Bldg.
MOBILE
♦King, Mohr & Company, Merchants National
Bank Bldg.
MONTGOMERY
King, Mohr & Company, First National Bank
Bldg.
♦Ward, Sterne & Co., First National Bank Bldg.
ARIZONA
Rocky Mountain Group
PHOENIX
Refsnes, Ely, Beck & Co., 112 W. Adams St.
TUCSON
Dahlberg, Durand & Company, 17 E. Pennington
ARKANSAS
Mississippi Valley Group
LITTLE ROCK
Walton, Sullivan & Co., 509 Louisiana St.
CALIFORNIA
California Group
BERKELEY
•Cavalier & Co., Wm„ American Trust Bldg.
BEVERLY HILLS
♦Lester & Co., 9470 Santa Monica Blvd.
♦O’Melveny-Wagenseller & Durst, 9470 Santa
Monica Blvd.
♦Schwabacher & Co., 9520 Santa Monica Blvd.
♦Witter & Co., Dean. 9474 Santa Monica Blvd.
♦Wyeth, Hass & Co., 9490 Santa Monica Blvd.
DEL MONTE
•Schwabacher & Co., Hotel Del Monte.
EUREKA
•Blyth & Co., Inc., 330 “E” St.
FRESNO
♦Bankamerica Company, Bank of America Bldg
♦Fewell, Marache & Co., Helm Bldg.
♦Witter & Co., Dean, 2016 Tulare St.
GLENDALE
♦Searl-Merrick Company, 107 E. Broadway.
HOLLYWOOD
♦Schwabacher & Co., 6381 Hollywood Blvd.
LONG BEACH
♦Bankamerica Company, 115 Pine Ave
♦Banks, Huntley & Co., Security Bldg
♦Bayly Brothers, 132 Pine Ave.
♦Crowell, Weedon & Co., Farmers & Merchants
Bank Bldg.
♦District Bond Co., Heartwell Bldg.
♦Douglass & Co., Nelson, Farmers & Merchants
Bank Bldg.
♦Hill Richards & Co., Farmers & Merchants Bank
Bldg.
♦Lester & Co., Security Bldg.
♦Mitchum, Tully & Co., Heartwell Bldg.
•Pacific Company of California, Security Bldg.
♦Witter & Co., Dean, 133 E. First St.
LOS ANGELES
•Bankamerica Company, 650 S. Spring St.
Banks, Huntley & Co., 634 S. Spring St.
Bateman. Eichler & Co., 453 S. Spring St.
Bayly Brothers, Roosevelt Bldg.
♦Blyth & Co., Inc., 215 W. Sixth St.
♦Bond & Goodwin Incorporated, 621 S. Spring St.
Brashears & Company, G., 510 S. Spring St.
♦Bullock, Calvin, 634 S. Spring St.
Butler-Huff & Co., of California, 210 W. Seventh
St.
California Bank, 629 S. Spring St.
♦Cavalier & Co., Wm., 523 W. Sixth St.
Cavanaugh, Morgan & Co., 634 S. Spring St.
Citizens National Trust & Savings Bank of Los
Angeles, 457 S. Spring St.
•Conrad, Bruce & Co., 634 S. Spring St.
Crowell, Weedon & Co., 650 S. Spring St.
District Bond Company, 634 S. Spring St.
Douglass & Co., Nelson, 510 S. Spring St.
Edgerton, Riley & Walter, 621 S. Spring St.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
Fewell, Marache & Co., 453 S. Spring St.
♦First Boston Corporation, The, 623 S. Hope St.
Gregory & Co., R. N„ 210 W. Seventh St.
Hill Richards & Co., 621 S. Spring St.
♦Kaiser & Co.. 650 S. Spring St.
♦Learoyd & Nightingale Incorporated, 621 S.
Spring St.
Lester & Co., 621 S. Spring St.
Lewis & Company, M. H., 453 S. Spring St.
♦Livingstone & Co., S. R., 634 S. Spring St.
♦Lord, Abbett & Co., Inc., 523 W. Sixth St.
♦Mason Brothers, 634 S. Spring St.
♦Massachusetts Distributors, Inc., 210 W. Seventh
St.
♦Merrill Lynch, E. A. Pierce & Cassatt, 515 W.
Sixth St.
Miller & Co., Revel, 650 S. Spring St.
♦Mitchum, Tully & Co., 650 S. Spring St.
Moulton & Company, R. H., 510 S. Spring St:
O’Melveny-Wagenseller & Durst, 626 S. Spring
St.
Pacific Capital Corporation, 650 S. Spring St.
Pacific Company of California, 623 S. Hope St.
Page, Hubbard & Asche, 210 W. Seventh St.
♦Parker Corporation, The, 210 W. Seventh St.
Rath Company, Howard G., 523 W. Sixth St.
Redfield & Co., 510 S. Spring St.
♦Rollins & Sons Inc., E. H., California Bank Bldg.
♦Schwabacher & Co.. 643 S. Spring St.
Searl-Merrick Company, 634 S. Spring St.
Security-First National Bank of Bos Angeles,
561 S. Spring St.
Staats Co., William R., 640 S. Spring St.
Stern, Frank & Meyer, Union Bank Bldg.
♦Weeden & Co.. 650 S. Spring St.
♦Witter & Co., Dean, 632 S. Spring St.
Wyeth, Hass & Co., 647 Spring St.
OAKLAND
♦American Trust Company, 14th St. & Broadway
♦Baker & Co., H. R., Central Bank Bldg.
♦Bankamerica Company, 1200 Broadway
♦Blyth & Co., Inc., Central Bank Bldg.
♦Brush, Slocumb & Co., 1212 Broadway
♦Cavalier & Co., Wm., 417 Fourteenth St.
♦Hill Richards & Co., Bank of America Bldg.
Mason Brothers, Central Bank Bldg.
♦Schwabacher & Co., Central Bank Bldg.
Stephenson, Leydecker & Co., 1404 Franklin St.
♦Witter & Co., Dean, 409 Fourteenth St.
PASADENA
♦Bateman, Eichler & Co., 42 N. Garfield Ave.
♦Blyth & Co., Inc., 234 E. Colorado St.
♦Brashears & Company, G., 595 E. Colorado St.
♦Cavalier & Co., Wm., 595 E. Colorado St.
♦District Bond Company, 117 E. Colorado St.
♦Hill Richards & Co., Citizens Savings Bank Bldg.
Miller & Co., Inc., Geo. R., 81 S. Euclid Ave.
♦O’Melveny-Wagenseller & Durst, 595 E. Colorado
St.
♦Rollins & Sons Inc., E. II., 385 E. Green St.
♦Staats Co., William R., 311 E. Colorado St.
♦Witter & Co., Dean, 355 E. Green St.
♦Wyeth, Hass & Co., 53 S. Euclid Ave.
RIVERSIDE
♦Blyth & Co., Inc., Loring Block
♦Lester & Co., Citizens National Bank Bldg.
♦Pacific Company of California, 3760 Ninth St.
SACRAMENTO
♦Bankamerica Company, Bank of America Bldg.
♦Blyth & Co., Inc., California State Life Bldg.
♦Cavalier & Co, Wm., 1111 Ninth St.
♦Conrad. Bruce & Co., Capital National Bank Bldg.
♦Mason Brothers, Mitau Bldg.
♦Mitchum, Tully & Co., California Western States
Life Bldg.
♦Witter & Co., Dean, 1014 Eighth St.
♦Wulff, Hansen & Co., Forum Bldg.
SAN BERNARDINO
♦O’Melveny-Wagenseller & Durst, 474 Court St.
SAN DIEGO
♦Bankamerica Company, 625 Broadway
♦Banks, Huntley & Co., San Diego Trust & Sav
ings Bldg.
♦Fewell, Marache & Co., San Diego Trust &
Savings Bldg.
♦Hill Richards <& Co., Bank of America Bldg.
♦Pacific Company of California, San Diego Trust
& Savings Bldg.
♦Searl-Merrick Company, San Diego Trust &
Savings Bldg.
♦Wyeth, Hass & Co., 530 Broadway.
SAN FRANCISCO
American Trust Company, 464 California St.
Anglo California National Bank of San Francisco,
The, 1 Sansome St.
Baker & Co., H. R., Russ Bldg.
Bankamerica Company, 485 California St.
Bank of America, N. T. & S. A., 1 Powell St.
Blyth & Co., Inc., Russ Bldg.
Brush, Slocumb & Co., Ill Sutter St.
Cavalier & Co., Wm., 121 Sutter St.
♦Childs and Company, Inc., C. F„ 235 Mont
gomery St.
Conrad, Bruce & Co., Russ Bldg.
Crocker First National Bank, 1 Montgomery St.
Davis, Skaggs & Co., 211 Montgomery St.
♦Devine & Co.. Inc., C. J., Russ Bldg.
Eastland, Douglass & Co., 317 Montgomery St.
Elworthy & Co., Ill Sutter St.
♦First Boston Corporation, The, Russ Bldg.
♦Harriman Ripley & Co., Incorporated, 155 Mont
gomery St.
♦BRANCH OFFICE
Heller, Bruce & Co., Mills Tower
♦Hill Richards & Co., 79 Post St.
Kaiser & Co., Russ Bldg.
♦Lewis & Company, M. H., 315 Montgomery St.
Lundborg & Co., Irving, Kohl Bldg.
♦Mason Brothers, 1 Montgomery St.
♦McDonnell & Co., 633 Market St.
♦Mercantile-Commerce Bank and Trust Company,
Russ Bldg. ( Correspondent of St. Louis)
♦Merrill Lynch, E. A. Pierce & Cassatt, 301
Montgomery St.
♦Miller & Co., Revel, 315 Montgomery St.
Mitchum, Tully & Co., 405 Montgomery St.
♦Moulton & Company, R. H., 405 Montgomery St.
♦Otis & Co., Russ Bldg.
♦Rollins & Sons Inc., E. H., 235 Montgomery St.
Schwabacher & Co., 600 Market St.
♦Staats Co., William R., 155 Montgomery St.
♦Stephenson, Leydecker & Co., 235 Montgomery
St.
Stone & Youngberg, 405 Montgomery St.
Weeden & Co., 315 Montgomery St.
Wells Fargo Bank & Union Trust Co., 4 Mont
gomery St.
Witter & Co., Dean, 45 Montgomery St.
♦Wood, Struthers & Co., Russ Bldg.
Wulff, Hansen & Co., Russ Bldg.
SAN JOSE
♦Baker & Co., H. R., First National Bank Bldg.
♦Bankamerica Company, Bank of America Bldg.
♦Hill Richards & Co., First National Bank Bldg.
♦Mason Brothers, Bank of America Bldg.
♦Wulff, Hansen & Co., Twohy Bldg.
SANTA ANA
♦Cavalier & Co., Wm„ 516 N. Main St.
SANTA BARBARA
♦Schwabacher & Co., 930 State St.
♦Witter & Co., Dean, 4 E. Carrillo St.
SANTA MONICA
♦Lewis & Company, M. H., 225 Santa Monica
Blvd.
♦Schwabacher & Co., Bay Cities Bldg.
STOCKTON
♦Bankamerica Company, Bank of America Bldg.
♦Witter & Co., Dean, 18 S. Sutter St.
WESTWOOD
Via West Los Angeles
♦Witter & Co., Dean, 1077 Broxton Ave.
COLORADO
Rocky Mountain Group
COLORADO SPRINGS
Hughes and Company, E. W., Exchange National
Bank Bldg.
♦Peters, Writer & Christensen, Inc., Mining
Exchange Bldg.
DENVER
Boettcher and Company, 828 Seventeenth St.
Bosworth, Chanute, Loughridge & Company,
Security Bldg.
Brown & Company, Donald F., U. S. National
Bank Bldg.
Brown, Schlessman, Owen & Company, 17th &
Stout Sts.
Bulkley and Company, R. G„ 1660 Stout St.
♦Bullock, Calvin, Colorado National Bank Bldg.
Coughlin and Company, Security Bldg.
Engle, Adams & Company, 650 Seventeenth St.
Garrett-Bromfield & Co., Security Bldg.
International Trust Company, The, 635
Seventeenth St.
Mullen Investment Company, The J. K., 1717
Stout St.
♦Otis & Co., First National Bank Bldg.
Peck-Brown & Co., U. S. National Bank Bldg.
Peters, Writer & Christensen, Inc., U. S. National
Bank Bldg.
♦Rollins & Sons Inc., E. H., Security Bldg.
Scanlan & Co., Earl M., Colorado Natl. Bk. Bldg.
Sidlo, Simons, Roberts & Co., First National
Bank Bldg.
♦Straus Securities Company, 2333 Locust St.
Sudler & Co., Amos C„ First National Bank Bldg.
Sullivan & Company, Security Bldg.
Vasconcells, Hicks and Company, Security Bldg.
LOVELAND
♦Peters, Writer & Christensen, Inc., 610 Jefferson
St.
PUEBLO
Hutchinson & Company, Thatcher Bldg.
CONNECTICUT
New York Group
BRIDGEPORT
♦Kidder & Co.. A. M.. 215 State St.
Trask & Co., Spencer, 872 Main St.
HARTFORD
♦Adams & Peck, 18 Asylum St.
♦Blair & Co., Inc., 36 Pearl St.
♦Bodell & Co. Inc., 15 Lewis St.
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
HARTFORD—Continued.
♦Coffin & Burr, Inc., 75 Pearl St.
Cooley & Company, 100 Pearl St.
♦Eastman, Dillon & Co., 36 Pearl St.
♦Equitable Securities Corporation, 75 Pearl St.
♦Estabrook & Co., 750 Main St.
♦First Boston Corporation, The, 36 Pearl St.
♦Harriman Ripley & Co., Incorporated, 36 Pearl
St.
♦Kidder, Peabody & Co., 36 Pearl St.
♦Lazard Freres & Co., 36 Pearl St.
♦Lee Higginson Corporation. 36 Pearl St.
♦Paine, Webber & Co., 49 Pearl St.
♦Pressprich & Co., R. W., 36 Pearl St.
Putnam & Co., 6 Central Row
♦Rothschild & Co., L. F„ 36 Pearl St.
♦Smith, Barney & Co., Hartford-Aetna Bldg.
♦Stone & Webster and Blodget, Inc., 36 Pearl St.
♦Tifft Brothers. 125 Pearl St
♦Trask & Co., Spencer, 49 Pearl St.
♦Union Securities Corporation, 75 Pearl St.
♦Wood, Struthers & Co., Hartford-Connecticut
Trust Bldg.
Young & Company, Lincoln R., 750 Main St.
MERIDEN
•Kidder & Co., A. M., 30 Colony St.
NEW BRITAIN
•Putnam & Co., 31 W. Main St.
NEW HAVEN
♦Bodell & Co. Inc., 205 Church St.
•Day & Co., R. L„ 215 Church St.
♦Fahnestock & Co., 205 Church St.
♦Paine, Webber & Co., 104 Elm St.
Scranton & Co., Chas. W., 209 Church St.
ORLANDO
Leedy, Wheeler & Co., 1 N. Orange Ave.
♦Ranson-Davidson Investment Company, The,
O. B. & T. Bldg.
PALM BEACH
Carlberg & Cook, Inc., First National Bank Bldg.
ST. PETERSBURG
Wright & Company, Ed. C„ 29 Third St., N.
TAMPA
Arries & Company, D. E., 415 Tampa St.
Kuhn, Morgan & Co., Inc., First National Bank
Bldg.
GEORGIA
Southern Group
ATLANTA
Courts & Co., 11 Marietta St.,
Equitable Company, The, Trust Company of
Georgia Bldg.
♦Equitable Securities Corporation, First National
Bank Bldg.
Evans & Company, Clement A., First National
Bank Bldg.
Hilsman & Co., Inc., J. H., Citizens & Southern
Bldg.
♦Johnson, Lane, Space & Co., Inc., Citizens &
Southern Bldg.
Milhous, Gaines & Mayes, Inc., Rhodes Haverty
Bldg.
Robinson-Humphrey Company, The, Rhodes
Haverty Bldg.
♦Starkweather & Co., First National Bank Bldg.
Trust Company of Georgia, 15 N. Pryor St., N. E.
NEW LONDON
•Scranton & Co., Chas. W., 302 State St.
AUGUSTA
♦Johnson, Lane, Space & Co., Inc., Herald Bldg.
TORRINGTON
♦Fahnestock & Co., 127 Main St.
♦Tifft Brothers, 30 Mason St.
MACON
♦Courts & Co., 559^ Cherry St.
♦Evans & Company, Clement A., First National
Bank Bldg.
WATERBURY
Griggs Company, The R. F., 50 Leavenworth St.
♦Jackson & Curtis, 184 Grand St.
•Scranton & Co., Chas. W., 170 Grand St.
SAVANNAH
Johnson, Lane, Space & Co., Inc., 101 E. Bay St.
♦Trust Company of Georgia, Liberty National
Bank Bldg.
*
DELAWARE
Eastern Pennsylvania Group
WILMINGTON
♦duPont & Co., Francis I., 1076 du Pont Bldg.
♦Rollins & Sons Inc., E. H., Delaware Trust Bldg.
DISTRICT OF COLUMBIA
IDAHO
Pacific Northwest Group
BOISE
Sudler, Wegener & Co., Inc., First National Bldg.
ILLINOIS
Central States Group
Southeastern Group
WASHINGTON
Auchincloss, Parker & Redpath, 719 Fifteenth
St., N. W.
Booker & Co., Y. E., American Security Bldg.
•Brown & Sons, Alex., Union Trust Bldg.
Brown, Goodwyn & Olds, American Security Bldg.
♦Burr & Company, Inc., Union Trust Bldg.
Ferris & Company, Inc., George M., Washington
Bldg.
Folger, Nolan & Co., Inc., American Security
Bldg.
•Hemphill, Noyes & Co., Shoreham Bldg.
Henderson-Winder Company, Union Trust Bldg.
Johnston. Lemon & Co., Southern Bldg.
Mackall & Co., W. W., Woodward Bldg.
•Mackubin, Legg & Company, Woodward Bldg.
♦Merrill Lynch, E. A. Pierce & Cassatt, 17th & H
Sts., N. W.
Robinson, Rohrbaugh & Lukens, Union Trust
Bldg.
♦Smith, Barney & Co., Shoreham Bldg.
•Stein Bros. & Boyce, Woodward Bldg.
Waggaman, Brawner & Co., Inc., 1700 Eye St..
N. W.
Wales & Company, Inc., K. S., 815 Fifteenth St.,
N. W.
FLORIDA
Southern Group
JACKSONVILLE
Biese & Company, A. C„ Chamber of Commerce
Bldg.
Childress and Company, Atlantic National Bank
Annex
MIAMI
Morrison & Co., A. B., Congress Bldg.
•Nuveen & Co., John, Shoreland Arcade
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
AURORA
♦Allyn and Company, Inc., A. C„ Merchants
National Bank Bldg
Wortman & Co., G. R., Aurora National Bank
Bldg.
BELLEVILLE
•Wibbing & Co., O. H„ 30 Public Sq.
CHICAGO
Allyn and Company, Inc., A. C., 100 W. Monroe
St.
American National Bank and Trust Company of
Chicago, 33 N. LaSalle St.
Ames, Emerich & Co., Inc.. 105 S. La Salle St.
Bacon, Whipple & Co., 135 S. La Salle St.
Baker, Fentress & Company, 208 S. La Salle St.
Baker, Walsh & Company, 29 S. La Salle St.
Ballman & Main, 105 W. Adams St.
♦Bankers Trust Company, 105 S. La Salle St.
Barcus, Kindred & Co., 231 S. La Salle St.
Becker & Co., Incorporated, A. G., 100 S. La Salle
St.
Blair, Bonner & Company, 135 S. La Salle St.
*Blair Securities Corporation, 135 S. La Salle St.
♦Blyth & Co., Inc., 135 S. La Salle St.
♦Boettcher and Company, 135 S. La Salle St.
♦Bond & Goodwin Incorporated of Illinois, 209 S.
La Salle St.
(Affiliate of Bond & Goodwin Incorporated,
Boston)
♦Braun, Bosworth & Company, 39 S. La Salle St.
♦Brown, Bennett & Johnson, Inc., 135 S. LaSalle
St.
♦Brown & Sons, Alex., 135 S. La Salle St.
♦Bullock, Calvin, 120 S. La Salle St.
Byllesby and Company, H. M., 135 S. La Salle
St.
Central Republic Company, 209 S. La Salle St.
Channer Securities Company, 39 S. La Salle St.
♦BRANCH OFFICE
1911
Childs and Company, Inc., C. F„ 141 W. Jackson
Blvd.
City National Bank and Trust Company of
Chicago, 208 S. La Salle St.
Clarke, Inc., John W„ 135 S. La Salle St
Continental Illinois National Bank and Trust
Company of Chicago, 231 S. La Salle St.
Davis & Co., Paul H„ 10 S. La Salle St.
Dempsey-Detmer & Co., 135 S. La Salle St
♦Devine & Co., Inc., C. J„ 135 S. La Salle St
♦Dickson & Company, R. S„ 135 S. La Salle St
Doyle. O’Connor & Co., 135 S. La Salle St
Enyart, Van Camp & Co., Inc., 39 S. La Salle St.
♦Fahnestock & Co., 135 S. La Salle St
Fairman & Co., Fred W., 208 S. La Salle St
Farwell, Chapman & Co., 208 S. La Salle St'
♦First Boston Corporation, The. 231 S. La Salle St
First National Bank of Chicago, The, Dearborn,
Monroe & Clark Sts.
♦First of Michigan Corporation ,135 S. La Salle St.
Fuller, Cruttenden & Company, 120 S. La Salle St.
Gibson & Co., W. C„ 231 S. La Salle St
♦Glore, Forgan & Co., 123 S. La Salle St
♦Goldman, Sachs & Co., 208 S. La Salle St
♦Goodbody & Co., 135 S. LaSalle St.
♦Hallgarten & Co., 231 S. La Salle St
♦Harriman Ripley & Co., Incorporated, 135 S.
La Salle St.
Harris, Hall & Company, 111 W. Monroe St.
Harris Trust and Savings Bank, 115 W. Monroe
bt.
Harrison & Co., Carter H„ 209 S. La Salle St.
Haskell, Scott & Jennings. Inc., 120 S. La Salle
St.
♦Hemphill, Noyes & Co., 231 S. La Salle St
Hickey & Co., 135 S. La Salle St.
♦Hornblower & Weeks, 39 S. La Salle St
Huyck and Company, A. S„ 100 W. Monroe St.
Illinois Company of Chicago, The, 231 S. La Salle
bt.
♦Jackson & Curtis, 231 S. La Salle St
Joiner & Co., Inc., T. E„ 135. S. La Salle St.
♦Kaiser & Co., 135 S. La Salle St
♦Kidder, Peabody & Co., 135 S. La Salle St.
Knight, Dickinson & Kelly, Inc., 141 W. Jackson
Blvd.
Konsberg & Company. 53 W. Jackson Blvd.
♦Lazard Freres & Co.. 135 S. La Salle St.
♦Learoyd & Nightingale, Incorporated, 120 S.
La Salle St.
♦Lee Higginson Corporation, 231 S. La Salle St
♦Lehman Brothers, 231 S. La Salle St
Lewis, Pickett & Co., Inc.. 105 W. Adams St
Martin Burns & Corbett, Inc., 135 S. LaSalle St.
♦Massachusetts Distributors, Inc., 120 S. La Salle
St.
Mather & Company, Inc., Morris, 141 W. Jackson
Blvd.
McGowen, Cassady & White, Inc., 135 S. La Salle
St.
McMaster Hutchinson & Co., 105 S. La Salle St
McNear & Company, C. W„ 105 W. Adams St.'
♦Mercantile-Commerce Bank and Trust Company,
iif
5n r a
St- (Correspondent of St. Louis)
♦Merrill Lynch, E. A. Pierce & Cassatt, 105 W
Adams St.
♦Milwaukee Company, The, 135 S. La Salle St.
Mitchell, Hutchins & Co., 231 S. La Salle St
Morris & Company, Inc., Charles K„ 135 S
La Salle St.
♦Moseley & Co., F. S„ 135 S. La Salle St
Nichols, Garrett & Co., 135 S. La Salle St
Northern Trust Company, The, 50 S. La Salle St
Nuveen & Co., John, 135 S. La Salle St.
O’Gara & Co.. Alfred, 209 S. La Salle St
♦Otis & Co., 135 S. La Salle St.
♦Paine, Webber & Co.. 209 S. La Salle St
♦Parker Corporation, The, 120 S. La Salle St
Perry. Spencer & Company, 135 S. La Salle St.
♦Riter & Co., 134 S. La Salle St.
Rogers & Tracy, Inc., 120 S. La Salle St
♦Rollins & Sons Inc., E. H„ 231 S. La Salle St.
Ross Securities Co., Thompson, 39 S La Salle St
♦Salomon Bros. & Ilutzler, 231 S. La Salle St
Seerley & Co., Inc., John J„ 105 S. La Salle St
Selected Investments Company, 135 S. LaSalle St
♦Shields & Company, 135 S. La Salle St.
Sills, Troxell & Minton, Inc., 209 S. La Salle St.
♦Smith, Barney & Co., 105 W. Adams St.
Speer & Sons Company, H. C„ 135 S. La Salle St.
Stein, Brennan & Co., 9 S. La Salle St.
Stern, Wampler & Co., Inc., 231 S. La Salle St.
♦Stifel, Nicolaus & Co., Inc., 105 W. Adams St.
Stokes, Woolf & Co., Inc., 105 S. La Salle St.
♦Stone & Webster and Blodget, Inc., 33 S. Clark St.
♦Stranahan, Harris & Company, Inc., 135 S.
La Salle St.
Straus Securities Company, 135 S. La Salle St.
Webber, Darch & Company, 208 S. La Salle St.
Webber-Simpson & Company, 208 S. La Salle St.
♦Weeden & Co., 135 S. La Salle St.
Welsh, Davis and Company, 135 S. La Salle St.
♦White-Phillips Company, Inc,, The, 39 S. La Salle
St.
Wittbold & Co.. John, 10 S. La Salle St.
♦Wood, Struthers & Co., 231 S. La Salle St.
Yantis & Co., Inc., F. S., 120 S. La Salle St.
ELGIN
♦Allyn and Company, Inc., A. C„ Elgin Tower.
MONMOUTH
Moffat & Co., Inc., D. W„ 209 E. Broadway.
PEORIA
♦Allyn and Company, Inc., A. C., Alliance Life Bldg.
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
1912
INDIANA
LOUISIANA
MASSACHUSETTS
Central States Group
Southern Group
New England Group
FORT WAYNE
Central Securities Corporation, Lincoln Bank
Tower.
NEW ORLEANS
Dane & Weil, Canal Bank Bldg.
♦Equitable Securities Corporation, Whitney Bank
Bldg.
Hyams, Glas & Carothers, 610 Common St.
Lamar, Kingston & Labouisse, Canal Bank Bldg.
Levy & Rooney, Inc., Whitney Bank Bldg.
♦Merrill Lynch, E. A. Pierce & Cassatt, 205
Carondelet St.
National Bank of Commerce in New Orleans, The,
Baronne & Common Sts.
Nusloch, Baudean & Smith, Hibernia Bank Bldg.
Scharff & Jones, Inc., Whitney Bldg.
Weil & Company, Inc., Union Bldg. Arcade.
White, Dunbar & Co., Inc., Whitney Bank Bldg.
Whitney National Bank of New Orleans, St.
Charles & Gravier Sts.
INDIANAPOLIS
*Blair & Co., Inc., Circle Tower.
•Blyth & Co., Inc., Circle Tower.
♦Davis & Co., Paul H., Merchants Bank Bldg.
♦Harriman Ripley & Co., Incorporated, Fletcher
Trust Bldg.
♦Hemphill, Noyes & Co., Merchants Bank Bldg.
Indianapolis Bond and Share Corporation, 129 E.
Market St.
•Moseley & Co.. F. S.. Circle Tower
♦Straus Securities Company, Circle Tower
SOUTH BEND
Harrison & Austin, Inc., 512 Citizens Bank Bldg.
McGann Securities Company, Inc., Albert, 111
W. Washington Ave.
SHREVEPORT
Barrow, Leary & Co., 515 Market St.
♦Scharff & Jones, Inc., 513 Market St.
IOWA
Central States Group
CEDAR RAPIDS
♦Quail & Co., Merchants Bank Bldg.
DAVENPORT
Quail & Co., Davenport Bank Bldg.
Vieth. Duncan & Wood. Davenport Bank Bldg.
White-Phillips Company, Inc., The, First Na
tional Bank Bldg.
DES MOINES
♦Allyn and Company, Inc., A. C., 415 Equitable
Bldg.
Central National Bank and Trust Company, 314
Fifth St.
♦Central Republic Company, Insurance Exchange
Bldg.
♦Goodbody & Co., Fleming Bldg.
Iowa-Des Moines National Bank & Trust Com
pany, Sixth and Walnut Sts.
Jackley & Company, Equitable Bldg.
Murdoch, Dearth & White, Inc., Des Moines Bldg.
♦Paine, Webbor & Co., Liberty Bldg.
WATERLOO
•Allyn and Company, Inc., A. C., Waterloo Bldg.
KANSAS
Southwestern Group
KANSAS CITY
Commercial National Bank of Kansas City, The,
601 Minnesota Ave.
TOPEKA
Estes, Snyder & Company, Inc., 103 E. Tenth St.
WICHITA
Lathrop-Hawk-Herrick Company, Inc., The, First
National Bank Bldg.
Ranson-Davidson Investment Company, The,
Beacon Bldg.
Small-Milburn Company, The, Wheeler-KellyHagny Bldg.
KENTUCKY
Ohio Valley Group
DANVILLE
♦Lyons & Company, W. L., 133 N. Third St.
LEXINGTON
•Hutton & Company, W. E., Hernando Bldg.
♦Lyons & Company, W. L., Lafayette Hotel.
Van Hooser & Company, J. D., 261 W. Short St.
LOUISVILLE
Almsled Brothers, 425 W. Market St.
Bankers Bond Co., Inc., The, Kentucky Home Life
Bldg.
•Blyth & Co., Inc., Kentucky Home Life Bldg.
Hilliard & Son, J. J. B„ 419 W. Jefferson St.
Lyons & Company, W. L., 231 S. Fifth St.
Moore & Company, Berwyn T„ Marion E. Tay
lor Bldg.
•Stein Bros. & Boyce, Starks Arcade Bldg.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
MAINE
New England Group
BANGOR
♦Hornblower & Weeks, 2 State St.
Pierce, White & Drummond, Inc., Eastern Trust
Bldg.
BOSTON
♦Adams & Peck, 35 Congress St.
♦Adams, Mudge & Co., Ill Devonshire St.
♦Allyn and Company, Inc., A. C., 24 Federal St.
♦Ames & Co., Inc.,‘A. E„ 50 Congress St.
Baker, Young & Company, Inc., 209 Washington
St.
Baldwin & Company, 30 Federal St.
Ballou, Adams & Company, Inc., 49 Federal St.
♦Bankers Trust Company, 10 Post Office Sq.
♦Blair & Co., Inc., 75 Federal St.
♦Blyth & Co., Inc., Ill Devonshire St.
Bond & Goodwin Incorporated, 30 Federal St.
♦Bullock, Calvin, 68 Devonshire St.
Burgess & Leith ,75 Federal St.
Burr, Gannett & Co., 53 State St.
Chace, Whiteside & Symonds Incorporated, 24
Federal St.
♦Childs and Company, Inc., C. F., 82 Devonshire
St.
♦Clark, Dodge & Co., 70 Federal St.
Coffin & Burr, Inc., 60 State St.
Collins, Breed & Co.. 82 Devonshire St.
Dabney & Co., F. L., 10 Post Office Sq.
Day & Co., R. L„ 45 Milk St.
♦Devine & Co., Inc., C. J., 75 Federal St.
♦Dick & Merle-Smith, 30 State St.
Estabrook & Co., 15 State St.
♦First Boston Corporation, The, 1 Federal St.
♦Goldman, Sachs & Co., 75 Federal St.
♦Graham, Parsons & Co., 10 Post Office Sq.
♦Harriman Ripley & Co., Incorporated, 10 Post
Office Sq.
♦Hayden, Stone & Co., 75 Federal St.
Hornblower & Weeks, 60 Congress St.
♦Hutton & Company, W. E„ 75 Federal St.
Jackson & Curtis, 10 Post Office Sq.
Kennedy & Co., F. Brittain, 75 Federal St.
♦Kidder, Peabody & Co., 115 Devonshire St.
(Additional office at 105 Newbury St.)
PORTLAND
♦Baldwin & Company, Chapman Bldg.
♦Bond & Goodwin Incorporated, 120 Exchange St.
♦Coffin & Burr, Inc., 120 Exchange St.
Gilman & Co.. Inc., Charles H., 186 Middle St.
♦Hayden, Stone & Co., 477 Congress St.
♦Hornblower & Weeks, 83 Exchange St.
♦Paine, Webber & Co., Fidelity Trust Bldg.
Payson & Co., H. M„ 93 Exchange St.
♦Putnam & Company, Tnc., F. L„ 97 Exchange St.
♦Rollins & Sons Inc., E. H., Bank of Commerce
Bldg.
MARYLAND
Southeastern Group
BALTIMORE
♦Auchincloss, Parker & Redpath, Mercantile Trust
Bldg.
Baker, Watts & Co., Calvert & Redwood Sts.
Brown & Sons, Alex., 135 East Baltimore St.
♦Byllesby and Company, H. M., Munsey Bldg.
Cahn & Company, Frank B„ Equitable Bldg.
Daly & Co., Owen, Stock Exchange Bldg.
Equitable Trust Company, The, Calvert & Fay
ette Sts.
Garrett & Sons. Robert. South & Redwood Sts.
♦Harriman Ripley & Co., Incorporated, American
Bldg.
Hudson & Co., First National Bank Bldg.
♦Hutton & Company, W. E., First National Bank
Bldg.
Lanahan & Co., W. W., Calvert Bldg.
Mackubln, Legg & Company. 222 E. Redwood St.
Maryland Trust Company, Calvert & Redwood
Sts.
Mead, Irvine & Co., First National Bank Bldg.
Mercantile Trust Company of Baltimore. Calvert,
Redwood & Baltimore Sts.
♦Murphy & Co., G. M.-P., First National Bank
Bldg.
Shriver & Co., Inc., George G., Mercantile Trust
Bldg.
♦Smith, Barney & Co., Keyser Bldg.
♦Starkweather & Co., Keyset Bldg.
Stein Bros. & Boyce, 6 S. Calvert St.
Trail & Middendorf, Inc., 410 Keyser Bldg.
Williams & Company, Inc., C. T., Fidelity Bldg.
♦Lazard Freres & Co., 75 Federal St.
Learoyd & Nightingale Incorporated, 50 Con
gress St.
♦Lee Higginson Corporation, 50 Federal St.
Lyons & Shafto Incorporated, 75 Federal St.
Massachusetts Distributors, Inc., 85 Devonshire
St.
♦Merrill Lynch, E. A. Pierce & Cassatt, 24 Federal
St.
Moors & Cabot, 111 Devonshire St.
Moseley & Co., F. S., 50 Congress St.
(Additional office at 10 Post Office Sq.)
♦Murphy & Co., G. M.-P., 35 Congress St.
Newton, Abbe & Company. 60 Federal St.
Paine, Webber & Co., 24 Federal St.
Parker Corporation, The, 1 Court St.
♦Paul & Co., Inc., 50 Congress St.
Perry & Co., Incorporated, Arthur, 31 Milk St.
♦Pressprich & Co., R. W., 201 Devonshire St.
Preston, Moss & Company, 24 Federal St.
Putnam & Company, Inc., F. L., 77 Franklin St.
♦Rollins & Sons Inc., E. H., 75 Federal St.
♦Rothschild & Co., L. F., 30 State St.
♦Salomon Bros. & Hutzler, 75 Federal St.
♦Shields & Company, 75 Federal St.
♦Smith, Barney & Co., Ill Devonshire St.
Soucy & Co., 49 Federal St.
♦Stone & Webster and Blodget, Inc., 49 Federal
St.
Thornton & Curtis, 24 Federal St.
♦Tifft Brothers, 50 Congress St.
•Trask & Co., Spencer, 50 Congress St.
Tucker, Anthony & Co., 74 State St.
Tyler & Company, Inc,, 75 Federal St.
♦Union Securities Corporation, 75 Federal St.
Wainwright & Co., H. C., 60 State St.
Washburn Company, Inc., Ill Devonshire St.
Weeden & Co., 24 Milk St.
♦White, Weld & Co., Ill Devonshire St.
Whiting, Weeks & Stubbs Incorporated, 36
Federal St.
CAMBRIDGE
♦Jackson & Curtis, Harvard Sq.
LOWELL
♦Kidder, Peabody & Co., 9 Central St.
CUMBERLAND
♦Stein Bros. & Boyce, 16 N. Liberty St.
LYNN
♦Jackson & Curtis. 23 Central Ave.
EASTON
♦Williams & Company, Inc., C. T„ Easton Na
tional Bank Bldg.
NEW BEDFORD
♦Kidder, Peabody & Co., First National Bank
Bldg.
♦Tucker, Anthony & Co., 20 Market St.
HAGERSTOWN
♦Mackubin, Legg & Company, Wareham Bldg.
♦Stein Bros. & Boyce, 116 W. Washington St.
PITTSFIELD
♦Tifft Brothers, 100 North St.
♦BRANCH OFFICE
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
SPRINGFIELD
♦Day & Co., R. L„ Third National Bank Bldg.
♦Estabrook & Co., 1387 Main St.
♦First Boston Corporation, The, Third National
Bank Bldg.
♦Hayden, Stone & Co., 1387 Main St.
♦Jackson & Curtis, 1387 Main St.
♦Kidder, Peabody & Co., 1391 Main St.
♦Paine, Webber & Co., Third National Bank Bldg.
♦Putnam & Company, Inc., F. L., Third National
Bank Bldg.
♦Rollins & Sons Inc., E. H., 1387 Main St.
Tifft Brothers, 1387 Main St.
♦Whiting, Weeks & Stubbs Incorporated, Third
National Bank Bldg.
JACKSON
♦Dominick & Dominick, 120 W. Michigan Ave.
MISSOURI
KANSAS CITY
Southwestern Group
LANSING
♦Hutton & Company, W. E„ 121 W. Michigan
Ave.
MARQUETTE
♦Paine, Webber & Co., 106 Harlow Block.
WORCESTER
Adams, Mudge & Co., 340 Main St.
♦Lee Higginson Corporation, 16 Norwich St.
♦Paine, Webber & Co., State Mutual Bldg.
♦Tifft Brothers, 332 Main St.
♦Trask & Co., Spencer, 340 Main St.
♦Whiting, Weeks & Stubbs Incorporated, Slater
Bldg.
♦Wood, Struthers & Co., State Mutual Bldg.
1913
SAGINAW
♦Cray, McFawn & Petter, Second National Bank
Bldg.
•Allyn and Company, Inc., A. C„ 1012 Baltimore
Ave.
Baum Bernheimer Company, 1016 Baltimore Ave.
Callender, Burke & MacDonald, Fidelity Bank
Bldg.
♦Childs and Company, Inc., C. F„ 15 W. Tenth St.
City National Bank and Trust Company, 18th
St. & Grand Ave.
Commerce Trust Company. Tenth & Walnut Sts.
♦Harris Trust and Savings Bank, 1204 Commerce
Bldg.
(Representative of Investment Department,
Chicago.)
♦Mercantile-Commerce Bank and Trust Company,
Dwight Bldg. (Correspondent of St. Louis.)
♦Moseley & Co., F. S., R. A. Long Bldg.
Prescott, Wright, Snider Company, 918 Baltimore
Ave.
♦Rollins & Sons Inc., E. H„ Land Bank Bldg.
♦Seerley & Co., Inc., John J., 1004 Baltimore Ave.
Stern Brothers & Co., 1015 Baltimore Ave.
♦Straus Securities Company, Midland Bldg.
Weltner & Co., A. E., Dwight Bldg.
ST. JOSEPH
MINNESOTA
Southwestern Group
Minnesota Group
First Trust Company, The, Fourth & Felix Sts.
MICHIGAN
Michigan Group
ANN ARBOR
♦Watling, Lerchen & Co., Ann Arbor Trust Bldg.
DETROIT
Alison & Company, Buhl Bldg.
♦Allyn and Company, Inc., A. C„ Buhl Bldg.
Baker, Simonds & Co., Buhl Bldg.
♦Ballman & Main, Dime Bank Bldg.
♦Blair & Co., Inc., Buhl Bldg.
♦Blyth & Co., Inc., Buhl Bldg.
♦Braun, Bosworth & Company, Penobscot Bldg.
Campbell, McCarty & Company, Inc., Buhl Bldg.
Carey & Co., Matthew, Union Guardian Bldg.
Clayton and Company, Fidelity Bldg.
'
Cray, McFawn & Petter, Fidelity Bldg.
Crouse & Company, Penobscot Bldg.
First of Michigan Corporation, Buhl Bldg.
♦Harriman Ripley & Co., Incorporated, Penobscot
Bldg.
♦Harris Trust and Savings Bank, 1223 Penobscot
Bldg.
(Representative of Investment Department,
Chicago.)
Higble Corporation, Carlton M., Buhl Bldg.
♦Hornblower & Weeks, Penobscot Bldg.
♦Hutton & Company, W. E., 600 Griswold St.
Keane & Company, Penobscot Bldg.
♦Kidder & Co., A. M„ Ford Bldg.
Livingstone & Co., S. R., Penobscot Bldg.
McDonald, Moore & Hayes, Inc., Penobscot Bldg.
♦Merrill Lynch, E. A. Pierce & Cassatt, Buhl Bldg.
Miller, Kenower & Company, Inc., Penobscot
Bldg.
O’Donnell and Company, R. C„ Penobscot Bldg.
♦Paine, Webber & Co., Penobscot Bldg.
Parcells & Co., Charles A., Penobscot Bldg.
Peter, Keenan & Co., Buhl Bldg.
♦Rollins & Sons Inc., E. H„ National Bank Bldg.
♦Ryan, Sutherland & Co., 1557 Union Guardian
Bldg.
Sattley & Co., Inc., H. V. Hammond Bldg.
♦Selected Investments Company, Penobscot Bldg.
Small & Co., Sidney R., Penobscot Bldg.
Smith, Hague & Co., Penobscot Bldg.
♦Stranahan, Harris & Company, Inc., Buhl Bldg.
♦Straus Securities Company, Union Guardian
Bldg.
Watkins & Fordon, Inc., Penobscot Bldg.
Watling, Lerchen & Co., Ford Bldg.
(Additional office in Fisher Bldg.)
Wedthoff & Co., Guy G., Ford Bldg.
FLINT
♦Allyn and Company, Inc., A. C., Genesee Bank
Bldg.
GRAND RAPIDS
♦Cray, McFawn & Petter, Michigan Trust Bldg.
♦First of Michigan Corporation, Grand Rapids
Trust Bldg.
♦McDonald, Moore & Hayes, Inc., Grand Rapids
Trust Bldg.
♦Paine, Webber & Co., Peoples National Bank Bldg.
•Rollins & Sons, Inc., E. H., 60 Monroe Ave.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
DULUTH
First and American National Bank of Duluth,
Superior St. & Third Ave., West.
Northern National Bank of Duluth, 304 W.
Superior St.
♦Paine. Webber & Co., Medical Arts Bldg.
♦Straus Securities Company, 2125 E. Superior.
♦Wells-Dickey Company, Alworth Bldg.
MINNEAPOLIS
Allison-Williams Company, Northwestern Bank
Bldg.
Ashmun Company, C. S., First National-Soo Line
Bldg.
Bigelow, Webb & Co., Incorporated, First
National-Soo Line Bldg.
Bishop & Co., M. H., Thorpe Bldg.
♦Blyth & Co.. Inc., Rand Tower
♦Byllesby and Company, H. M„ Rand Tower
♦Central Republic Company, Rand Tower
Dain & Company, J. M„ Rand Tower
First National Bank and Trust Company, 115 S.
Fifth St.
♦Hemphill, Noyes & Co., Northwestern Bank Bldg.
Jones Co., Geo. C„ Northwestern Bank Bldg.
♦Kalman & Company, McKnight Bldg.
♦Mannheimer-Caldwell, Inc., Northwestern Bank
Bldg.
♦Merrill Lynch, E. A. Pierce & Cassatt, 704
Marquette Ave.
Needham & Company, Inc., Rand Tower
Northwestern National Bank and Trust Company
of Minneapolis, Northwestern Bank Bldg.
♦Paine, Webber & Co., Rand Tower
Piper, Jaffray & Hopwood, 115 S. Seventh St.
♦Rollins & Sons Inc., E. H., Northwestern Bank
Bldg.
♦Straus Securities Company, Rand Tower.
Thrall West Company, Northwestern Bank Bldg.
Wells-Dickey Company, Metropolitan Bank Bldg.
Wittenberg Merrick Company, Northwestern
Bank Bldg.
Woodard-Elwood & Company, Rand Tower
ST. PAUL
♦Central Republic Company, First National Bank
Bldg.
First National Bank of Saint Paul, The, Fourth &
Minnesota Sts.
Gates & Co., Stanley, 345 Robert St.
Greenman & Cook, Inc., First National Bank
Bldg.
Kalman & Company, 143 E. Fourth St.
Mannheimer-Caldwell, Inc., First National Bank
Bldg.
♦Nuveen & Co., John, First National Bank Bldg.
♦Paine, Webber & Co., Pioneer Bldg.
♦Riter & Co., Pioneer Bldg.
♦Wells-Dickey Company, Endicott Bldg.
Wood & Company, Harold E., First National
Bank Bldg.
MISSISSIPPI
ST. LOUIS
Mississippi Valley Group
Bitting & Co., 316 N. Eighth St.
Bitting, Jones & Co., Inc., 411 N. Seventh St.
♦Blair & Co., Inc., Boatmen’s Bank Bldg
Boatmen’s National Bank, The, 300 N. Broadway
Bramman-Schmidt-Busch, Inc., Boatmen’s Bank
Bldg.
♦Bullock, Calvin, Security Bldg.
♦Central Republic Company, 417 Security Bldg.
♦Childs and Company, xnc., C. F., 314 N. Broad
way.
Crago, Smith & Canavan, 820 Security Bldg
♦Devine & Co.. Inc., C. J., 314 N. Broadway
D’Oench, Duhme & Co., Inc., 315 N. Seventh St
♦First Boston Corporation. The, 314 N. Broadway
Francis, Bro. & Co., 222 N. Fourth St.
Giger and Company, 211 N. Fourth St.
♦Goldman, Sachs & Co., Boatmen’s Bank Bldg
♦Harris Trust and Savings Bank, 919 National
Bank of Commerce Bldg.
(Representative of Investment Department,
Chicago.)
Jones & Co., Edward D., Boatmen’s Bank Bldg.
Kerwin, Fotheringham & Co., Inc., 314 N. Broad
way.
Mahan & Company, L. E., 509 Olive St.
Mercantile-Commerce Bank and Trust Company.
721 Locust St.
Metropolitan St. Louis Company, 718 Locust St.
Mississippi Valley Trust Company, Broadway &
Olive St.
♦Murdoch, Dearth & White, Inc., Boatmen’s Bank
Bldg.
Newhard, Cook & Co., 400 Olive St.
Reinholdt & Gardner, 400 Locust St.
♦Rollins & Sons Inc., E. H., 314 N. Broadway.
Ruppert & Company, Inc., H. L., 400 Pine St.
Simon & Co., I. M., 315 N. Fourth St.
Smith, Moore & Co., 509 Olive St.
Stifel, Nicolaus & Co., Inc., 314 N. Broadway
Stix & Co., 509 Olive St.
Taussig, Day & Company, Inc., Boatmen’s Bank
Bldg.
Theis & Sons, Inc., Albert, 410 Olive St.
Walker & Co., G. H„ 503 Locust St.
Whitaker & Company, Fourth & Olive Sts.
Wibbing & Co., O. H., Security Bldg.
NEBRASKA
Central States Group
LINCOLN
♦Burns, Potter & Company, Stuart Bldg.
First Trust Company of Lincoln, The, Tenth &
O Sts.
♦Wachob-Bender Corporation, Lincoln Liberty
Life Bldg.
Southern Group
JACKSON
♦Dane & Weil, Lamar Life Bldg.
♦Scharff & Jones, Inc., Lamar Life Bldg.
♦BRANCH OFFICE
OMAHA
♦Allyn and Company, Inc., A. C., Insurance Bldg.
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
1914
OMAHA—Continued
Burns, Potter & Company, 202 S. Seventeenth
St.
♦Byllesby and Company, H. M., Farnam Bldg.
♦Central Republic Company, Insurance Bldg.
Greenway & Company, Farnam Bldg.
Hall and Company, Inc., Ware, First National
Bank Bldg.
♦Kirkpatrick-Pettis Company, Omaha National
Bank Bldg.
National Company of Omaha, The, First National
Bank Bldg.
♦Stern Brothers & Co., Insurance Bldg.
Wachob-Bender Corporation, 210-212 S. Seven
teenth St.
NEW HAMPSHIRE
New England Group
CONCORD
♦Paine, Webber & Co.. 3 Capitol St.
♦Rollins & Sons Inc., E. H., 4 School St.
KEENE
♦Wainwright & Co., H. C., 37 Main St.
MANCHESTER
•Rollins & Sons Inc. E. H., Amoskeag Bank Bldg.
NEW JERSEY
BINGHAMTON
♦Bonbright & Co., George D. B., 97 Collier St.
BUFFALO
♦Amott, Baker & Co. Incorporated, 298 Main St.
♦Blair & Co., Inc., Ellicott Square Bldg.
♦Dominion Securities Corporation, M & T Bldg.
♦First Boston Corporation, The, Liberty Bank
Bldg.
Manufacturers and Traders Trust Company, 284
Main St.
Marine Trust Company of Buffalo, The, 237
Main St.
♦Moseley & Co., F. S., 50 Congress St.
O’Brian, Mitchell & Co., Liberty Bank Bldg.
Schoellkopf, Hutton & Pomeroy, Inc., 70 Niagara
St.
Union Securities Corporation, Liberty Bank Bldg.
Wood, Trubee & Co., M & T Bldg.
ELMIRA
♦Jackson & Curtis, Keeney Theatre Bldg.
♦Manufacturers and Traders Trust Company,
Hulett Bldg.
♦Treman & Co., Arthur B., 125 Lake St.
{Representatives
Chicago)
GLENS FALLS
♦Trask & Co., Spencer, Queensbury Hotel
New York Group
ASBURY PARK
•McDonnell & Co., Berkeley Carteret Hotel
BRIDGETON
♦Yarnall & Co., 201 Feinstein Bldg.
EAST ORANGE
•Reynolds & Co., 22 Prospect St.
JERSEY CITY
Bullock, Calvin, 921 Bergen Ave.
♦Distributors Group, Incorporated, 1 Exchange PI.
♦Eberstadt & Co., Inc., F., 15 Exchange Pi,
♦Lord, Abbett & Co., Inc., 1 Exchange PI.
♦Massachusetts Distributors, Inc., 15 Exchange
PI.
•Nickerson & Co., Inc., John, 15 Exchange PI.
♦Pacific Capital Corporation, 1 Exchange Place.
MORRISTOWN
•Reynolds & Co., Park Square Bldg.
NEWARK
♦Boenning & Co., 744 Broad St.
♦Carroll & Co., John B., 24 Commerce St.
♦Clark, Dodge & Co., 744 Broad St.
Colyer, Robinson & Company, Inc., 1180 Ray
mond Blvd.
♦Kean, Taylor & Co., 744 Broad St.
♦Minsch, Monell & Co., Inc., 790 Broad St.
Rippel, Inc., Julius A., 744 Broad St.
Rippel & Co., J. S., 18 Clinton St.
Van Deventer Brothers, Inc., 24 Commerce St.
TRENTON
♦Graham, Parsons & Co., Broad Street Bank Bldg.
♦Hemphill, Noyes & Co., Stacy-Trent Hotel.
♦Robinson, Miller & Co., Inc., 15 W. State St.
NEW YORK
New York Group
ALBANY
Cooley & Co., Inc., George R., 100 State St.
♦Hemphill, Noyes & Co., Ten Eyck Bldg.
♦Kidder, Peabody & Co., 75 State St.
♦Manufacturers and Traders Trust Company
142 State St.
♦Marks & Co., Laurence M„ 75 State St.
♦Paine, Webber & Co., 90 State St.
♦Rollins & Sons Inc., E. H., 75 State St.
♦Smith, Barney & Co., 90 State St.
♦Trask & Co., Spencer, State Bank Bldg.
•Young & Company, Inc., F. J., 90 State St.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
duPont & Co., Francis I., 1 Wall St.
Eastman, Dillon & Co.. 15 Broad St.
Eberstadt & Co., Incorporated, F., 39 Broadway
♦Elder & Company, 11 Wall St.
Eldredge & Co., Inc., 40 Wall St.
Emanuel & Co., 50 Pine St.
♦Equitable Securities Corporation, 40 Wall St.
♦Estabrook & Co., 40 Wall St.
Evans. Stillman & Co., 14 Wall St.
Fahnestock & Co., 1 Wall St.
Fenner and Beane Corporation, 67 Broad St.
Fenton & Company, Incorporated, F. R., Ill
Broadway
First Boston Corporation, The, 100 Broadway
First National Bank of the City of New York,
The, 2 Wall St.
♦First of Michigan Corporation, 1 Wall St.
Fox & Company, P. F., 120 Broadway.
Frazee & Co., Inc., E. P., 120 Broadway.
Gary & Partners, Theodore, 21 E. 40th St.
Gibbons & Company, Inc., Geo. B„ 49 Wall St.
Glidden, Morris & Co., 72 Wall St.
Glore, Forgan & Co., 38 Wall St.
Goldman. Sachs & Co., 30 Pine St.
Goodbody & Co., 115 Broadway.
♦Graham, Parsons & Co., 14 Wall St.
Granbery, Marache & Lord, 120 Broadway
Green, Ellis & Anderson, 100 Broadway
Greene and Company, 37 Wall St.
Guaranty Trust Company of New York, 140
Broadway
Hallgarten & Co., 44 Pine St.
Hannahs, Baffin & Lee, 111 Broadway
Harriman Ripley & Co., Incorporated, 63 Wall St.
♦Harris. Hall & Company, 14 Wall St.
♦Harris Trust and Savings Bank, 14 Wall St.
(Room 2908)
ITHACA
Treman & Co., Arthur B„ First National Bank
Bldg.
NEW YORK CITY
Adams & Peck, 63 Wall St.
Adams, McEntee & Co., Inc., 40 Wall St.
Aidred & Co., 40 Wall St.
Allen & Company, H. L., 100 Broadway
♦Allyn and Company, Inc., A. C., 40 Wall St.
♦Ames & Co., Inc., A. E., 2 Wall St.
{Affiliate of A. E. Ames & Co., Limited, Toronto)
Amott, Baker & Co. Incorporated, 150 Broadway
♦Auchincloss, Parker & Redpath, 52 Wall St.
Bacon, Stevenson & Co., 39 Broadway
♦Bank of Montreal, Agency, 64 Wall St.
{Agency of Bank of Montreal, Head Office,
Montreal)
♦Bankamerica Company, 52 Wall St.
Bankers Trust Company, 16 Wall St.
Barr Brothers & Co., Inc., 40 Wall St.
♦Battles & Company, Inc., 90 Broad St.
Bear, Stearns & Co., 1 Wall St.
♦Becker & Co., Incorporated, A. G., 54 Pine St.
Bergen, John J., 40 Wall St.
Blair & Co., Inc., 44 Wall St.
♦Blyth & Co., Inc., 14 Wall St.
♦Bodeil & Co., Inc., Ill Broadway.
♦Boettcher and Company, 52 Wall St.
Bonbright & Company, Incorporated, 80 Broad
way.
♦Bonbright & Co., George D. B., 115 Broadway
Bond & Goodwin Incorporated, 63 Wall St.
Bristol & Willett, 115 Broadway
♦Brown & Sons, Alex., 2 Wall St.
Brown, Bennett & Johnson, Inc., 30 Broad St.
♦Bullock, Calvin, 1 Wall St.
Burley & Company, 115 Broadway
Burr & Company, Inc., 57 William St.
♦Byllesby and Company, H. M., Ill Broadway
Campbell, Phelps & Co., Inc., 70 Pine St.
Carroll & Co., John B., 70 Pine St.
♦Cavalier & Co., Wm„ 61 Broadway
♦Chandler & Company, Inc., 120 Broadway
♦Chaplin & Company, 52 Broadway
Chase National Bank of the City of New York,
The, 18 Pine St.
Chemical Bank & Trust Company. 165 Broadway
♦Childs and Company, Inc., C. F., 1 Wail St.
Childs, Jeffries & Thorndike, Inc., 50 Broadway
Clark. Dodge & Co., 61 Wall St.
Clarke & Co., Inc., Richard W., 17 E. 42nd St.
♦Coffin & Burr, Inc., 70 Pine St.
♦Collin, Norton & Co., 26 Broadway
Darby & Co., Inc., 1 Wall St.
♦Day & Co., R. L„ 14 Wall St.
Devine & Co., C. J., 48 Wall St.
Dick & Merle-Smith, 30 Pine St.
♦Dickson & Company, R. S., 30 Broad St.
Dillon, Read & Co., 28 Nassau St.
Distributors Group, Incorporated, 63 Wall St.
Dominick & Dominick, 115 Broadway
♦Dominion Securities Corporation, 40 Exchange
PI.
{Branch of The Dominion Securities Corporation
Limited, Toronto)
Downs & Co., Harry, 60 Wall Tower
♦BRANCH OFFICE
of
Investment
Department,
Hatch & Co., Inc., Frederic H., 63 Wall St.
Hayden, Stone & Co., 25 Broad St.
Heinzelmann, Ripley & Co.. Inc., 40 Exchange PI.
♦Heller, Bruce & Co., 1 Wall St.
Hemphill, Noyes & Co., 15 Broad St.
Herrman & Co., Henry, 52 William St.
Hipkins & Topping, 1 Waff St.
♦Hornblower & Weeks, 40 Waff St.
♦Hutton & Company. W. E., 14 Wall St.
♦Jackson & Curtis. 115 Broadway
♦Janney & Co., 14 Waff St.
Jones & Co., Chas. H.. 20 Broad St.
Joyce Jr. Co., A. G., 115 Broadway.
♦Kaiser & Co., 40 Wall St.
Kean. Taylor & Co., 14 Waff St.
Keys & Co., C. M., 551 Fifth Ave.
Kidder & Co., A. M„ 1 Waff St.
Kidder. Peabody & Co.. 17 Waff St.
{Additional office at 10 E. 45th St.)
♦Kirchofer & Arnold, Inc., 37 Waff St.
Kuhn, Leob & Co., 52 William St.
Ladenburg, Thalmann & Co., 25 Broad St.
Lahey, Fargo & Co., 31 Nassau St.
Lamport & Company, A. M., 44 Pine St.
Lang & Co., F. P„ 40 Waff St.
Langley & Co., W. C., 115 Broadway
Lazard Freres & Co., 120 Broadway.
Lebenthal & Co., 135 Broadway
Lee Higginson Corporation, 37 Broad St.
Lehman Brothers, 1 William St.
Lewisohn & Sons, Adolph, 61 Broadway
♦Lilley & Co., 67 Waff St.
Loeb, Rhoades & Co., Carl M., 61 Broadway
Lord, Abbett & Co., Inc.. 63 Wall St.
♦Lyons & Shafto Incorporated, 70 Pine St.
♦Mackubin, Legg & Company, 42 Broadway
♦Manufacturers and Traders Trust Company, 1
Waff St.
Manufacturers Trust Company, 55 Broad St.
♦Marine Trust Company of Buffalo, The, 120
Broadway
Marks & Co., Laurence M„ 49 Waff St.
♦Mather & Company, Inc., Morris, 50 Broadway
Maynard, Oakley & Lawrence, 61 Broadway
McDonnell & Co., 120 Broadway
♦McLeod, Young, Weir, Incorporated, 100 Broad
way.
McManus & Company, Joseph, 39 Broadway
♦Mellon Securities Corporation, 14 Wall St.
♦Mercantile-Commerce Bank and Trust Company
14 Wall St. {Correspondent of St. Louis)
♦Mericka & Co.. Inc. .Wm. J.. 1 Waff St.
Merrill Lynch, E. A. Pierce & Cassatt, 40 Wall St.
Minsch, Monell & Co., Inc., 115 Broadway
♦Mitchell, Hutchins & Co., 1 Wall St.
Morgan & Co., Incorporated, J. P., 23 Waff St.
Morgan Stanley & Co. Incorporated, 2 Waff St
♦Moseley & Co., F. S., 14 Wall St.
♦Moulton & Company, R. H., 50 Broadway
Murphy & Co., G. M.-P., Ill Broadway
National City Bank of New York, 55 Wall St.
Neergaard, Miller & Co., 1 Wall St.
»Newman Bros. & Worms, 25 Broad St.
New York Trust Company, The, 100 Broadway
Nickerson & Co., Inc., John, 61 Broadway
Novotny, C. G., 120 Broadway.
♦Otis & Co., 120 Broadway
♦Paine, Webber & Co., 25 Broad St.
♦Paul & Co., Inc., 52 Waff St.
♦Perry & Co., Incorporated, Arthur, 1 Waff St.
Phelps, Fenn & Co.. 39 Broadway
Pizzini & Co., B. W., 52 Broadway
Pressprich & Co., R. W., 68 William St.
♦Rambo, Keen, Close & Kerner, Inc., 50 Broadway
♦Reinholdt & Gardner, 11 Wall St.
Reynolds & Co., 120 Broadway
Riter & Co., 48 Waff St.
Robinson, Miller & Co., Inc., 52 William St.
Rollins & Sons Inc., E. H., 44 Wall St.
Rothschild & Co., L. F., 120 Broadway
Salomon Bros. & Hutzler, 60 Wall St.
Saunders, Ashplant & Comoany, 2 Wall St.
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
NEW YORK CITY—Continued
Schaumburg & Co., F. W„ 52 William St.
Schlater, Noyes & Gardner, Inc., 60 Broadway
♦Schoellkopf, Hutton & Pomeroy, Inc., 63 Wall St.
Scholle Brothers, 40 Wall St.
Schroder Rockefeller & Co., Inc., 48 Wall St.
♦Schwabacher & Co., Ill Broadway
Seligman & Co., J. & W„ 54 Wall St.
Shields & Company, 44 Wall St.
Smith, Barney & Co., 14 Wall St.
(Additional office at 522 Fifth Ave.)
Smithers & Co., F. S., 30 Broad St.
Starkweather & Co., Ill Broadway
♦Stein Bros. & Boyce, 1 Wall St.
Stemmier & Co., 52 William St.
♦Stern, Wampler & Co. Inc., 40 Wall St.
Stone & Webster and Blodget, Inc., 90 Broad St.
♦Stranahan, Harris & Company. Inc.. 115 Broad
way
♦Stroud & Company, Inc., 120 Broadway
Thomson & McKinnon, 11 Wall St.
Trask & Co., Spencer, 25 Broad St.
♦Treman & Co., Arthur B„ 61 Broadway
♦Tucker, Anthony & Co., 120 Broadway
Union Securities Corporation, 54 Wall St.
Van Alstyne, Noel & Co.. 52 Broadway
•Van Deventer Brothers, Inc., 61 Broadway
Van Ingen & Co., Inc., B. J., 57 William St.
♦Wainwright & Co., H. C„ 14 Wall St.
♦Walker & Co., G. H„ 1 Wall St.
♦Watling, Lerchen & Co., 115 Broadway.
Watson & White, 149 Broadway
♦Weeden & Co., 14 Wall St.
Wertheim & Co., 120 Broadway
White & Company, Inc., J. G., 37 Wall St.
White, Weld & Co., 40 Wall St.
Wilmerding & Co., Inc., 120 Broadway
♦Witter & Co., Dean, 14 Wall St.
Wood, Grundy & Co„ Inc., 14 Wall St.
Wood, Low & Co., 63 Wall St.
Wood, Struthers & Co., 20 Pine St.
Young & Company, Inc.. F. J., 52 Wall St.
NORWICH
♦Wood, Trubee & Co., 20 S. Broad St.
ONEONTA
♦Treman & Co. Arthur B., 243 Main St.
POUGHKEEPSIE
♦Eastman, Dillon & Co., 39 Market St.
ROCHESTER
Bonbrlght & Co., George D. B., Powers Bldg.
♦Lee Higginson Corporation, Lincoln-Alliance
Bldg.
♦Rothschild & Co., L. F„ Lincoln-Alliance Bldg.
Sage, Rutty & Company, Inc., 45 Exchange St.
♦Schoellkopf, Hutton & Pomeroy, Inc., LincolnAlliance Bldg.
♦Stone & Webster and Blodget, Inc., Reynolds Ar
cade Bldg.
♦Tucker, Anthony & Co., 16 Main St., E.
♦Wood. Trubee & Co.. Lincoln-Alliance Bldg.
SCHENECTADY
♦Trask & Co., Spencer, 212 State St.
SYRACUSE
♦Blair & Co., Inc., State Tower Bldg.
♦Harriman Ripley & Co., Incorporated, Onondaga
Bank Bldg.
♦Lee Higginson Corporation, 206 Highland St.
♦Treman & Co., Arthur B., State Tower Bldg.
♦Union Securities Corporation, State Tower Bldg.
UTICA
♦Treman & Co., Arthur B., First National Bank
Bldg.
♦Treman
&
WATERTOWN
Co., Arthur B„ 111 Stone St.
GREENSBORO
Burnett and Company, Inc., Oscar, Southeastern
Bldg.
♦Equitable Securities Corporation, Jefferson Bldg.
Lewis and Hall, Inc., Jefferson Bldg.
RALEIGH
♦Dickson & Company, R. S., Security Bank Bldg.
Kirchofer & Arnold, Inc., Capital Club Bldg.
WILSON
Branch Banking & Trust Co., 124 Nash St.
WINSTON-SALEM
♦Smith, Barney & Co., First National Bank Bldg.
Wachovia Bank & Trust Company, Third &
Main Sts.
NORTH DAKOTA
Minnesota Group
FARGO
Nelson Company, Guy A., Merchants Nationa
Bank Bldg.
OHIO
Southeastern Group
CHARLOTTE
Dickson & Company, R. S., Wilder Bldg.
Interstate Securities Corporation, 200 S. Tryon
St.
♦Scott, Horner & Mason, Inc., Johnston Bldg.
DURHAM
♦Courts & Co., Ill N. Corcoran St.
53
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
♦First Boston Corporation, The, Union Commerce
Bldg.
First Cleveland Corporation, The, National City
Bank Bldg.
Gillis, Russell & Co., Union Commerce Bldg.
♦Harriman Ripley & Co., Incorporated, Union
Commerce Bldg.
Hawley, Huller and Company, Union Commerce
Bldg.
Hayden, Miller and Company, Union Commerce
Bldg.
♦Hornblower & Weeks, Union Commerce Bldg.
♦Jackson & Curtis, Union Commerce Bldg.
Johnson, Kase & Co., 308 Euclid Ave.
Joseph & Co., Inc., Union Commerce Bldg.
McDonald-Coolidge & Co., Union Commerce
Bldg.
Mericka & Co., Inc., Wm. J.. 925 Euclid Ave.
♦Merrill Lynch, E. A. Pierce & Cassatt, 216
Superior St.
Merrill, Turben & Co., Union Commerce Bldg.
Murch & Co., Maynard H., 925 Euclid Ave.
Murfey & Co., Guardian Bldg.
National City Bank of Cleveland, The, E. Sixth
St. & Euclid Ave.
♦Nelson, Browning & Company, Union Commerce
Bldg.
Otis & Co., 216 Superior Ave., N. E.
♦Paine, Webber & Co., Terminal Tower Bldg.
♦Rollins & Sons Inc., E. H., Union Commerce Bldg.
♦Salomon Bros. & Hutzler, 925 Euclid Ave.
Saunders, Stiver & Co., Terminal Tower Bldg.
♦Smith, Barney & Co., Union Commerce Bldg.
♦Stranahan, Harris & Company, Inc., Hippodrome
Bldg.
AKRON
uuijUJYiiJua
Northern Ohio Group
Ohio Valley Group
♦Jackson & Curtis, Ohio Bldg.
♦McDonald-Coolidge & Co., Akron Savings & Loan
Bldg.
♦Murfey & Co., First Central Trust Bldg.
♦Nelson, Browning & Company, First Central
Tower
BancOhio Securities Company, 51 N. High St.
♦Blair & Co., Inc., 51 N. High St.
♦First Cleveland Corporation, The, A. I. U. Bldg.
♦McDonald-Coolidge & Co., Huntington Bank
Bldg.
♦Otis & Co.. Huntington National Bank Bldg.
♦Paine, Webber & Co. 17 S. High St.
Sweney, Inc., Lowry, 17 S. High St.
CANTON
Northern Ohio Group
♦McDonald-Coolidge & Co., Citizens Bldg.
DAYTON
Ohio Valley Group
CINCINNATI
Ohio Valley Group
Assel, Goetz & Moerlein, Inc., Provident'Bank
Bldg.
♦BancOhio Securities Company, Union Trust Bldg.
♦Braun, Bosworth & Company, Union Central
Bldg.
Breed & Harrison, Inc., First National Bank Bldg.
Brockhaus & Co., Edward, Union Trust Bldg.
Central Trust Company, The, Fourth & Vine Sts.
♦Childs and Company, Inc., C. F., Union Trust
Bldg.
♦Devine & Co., Inc., C. J., First National Bank
Bldg.
♦Dominick & Dominick, 414 Walnut St.
Field, Richards & Co., Union Central Bldg.
Fifth Third Union Trust Co., The, Fourth &
Walnut Sts.
♦First Cleveland Corporation, The, Dixie Ter
minal Bldg.
Hutton & Company, W. E., First National Bank
Bldg.
Lincoln National Bank, Fourth & Vine Sts.
♦Lyons & Company, W. L., 115 E. Fourth St.
Magnus & Company, Dixie Terrtiinal Bldg.
♦McDonald-Coolidge & Co., Mercantile Library
Bldg.
Nelson, Browning & Company, Carew Tower
♦Otis & Co., Mercantile Library Bldg.
Provident Savings Bank & Trust Company, The,
Seventh & Vine Sts.
Seasongood & Mayer, 6 E. Fourth St.
♦Stone & Webster and Blodget, Inc., Union
Central Bldg.
♦Stranahan, Harris & Company, Inc., Dixie
Terminal Bldg.
Van Lahr, Doll & Isphording, Inc., Provident
Bank Bldg.
Walter, Woody & Heimerdinger, Dixie Terminal
Bldg.
Weil, Roth & Irving Company, The, Dixie Ter
minal Bldg.
CLEVELAND
Northern Ohio Group
NORTH CAROLINA
1915
Ball, Coons & Company, Union Commerce Bldg.
♦BancOhio Securities Company, Union Commerce
Bldg.
Bates & Co., Union Commerce Bldg.
♦Blyth & Co.. Inc., Union Commerce Bldg.
Borton, Kay & Co., Inc., Union Commerce Bldg.
♦Bullock, Calvin, Williamson Bldg.
Central National Bank, 308 Euclid Ave.
♦Central Republic Company, Union Commerce
Bldg.
♦Childs and Company, Inc., C. F., Union Com
merce Bldg.
Cleveland Trust Company, The, 916 Euclid Ave.
Curtiss, House & Company, Union Commerce
Bldg.
Emerson & Co., Incorporated, H. L., Union Com
merce Bldg.
Fahey, Clark & Co., Union Commerce Bldg.
♦Field, Richards & Co., Union Commerce Bldg.
♦BRANCH OFFICE
♦Dominick & Dominick, 42 N. Main St.
Feight-Yager & Co.. Inc.. Gas & Electric Bid,.
♦Joseph & Co., Inc., Winters Bank Bldg.
♦Nelson, Browning & Company, Third Nation
Bldg.
LIMA
Northern Ohio Group
♦McDonald-Coolidge & Co., Lima Trust Bldg.
SPRINGFIELD
Ohio Valley Group
♦McDonald-Coolidge & Co., First National Bldg.
TOLEDO
Northern Ohio Group
Braun, Bosworth & Company, Second Nationa
Bank Bldg.
Collin, Norton & Co., 508 Madison Ave.
♦First Cleveland Corporation, The, Home Bank
Bldg.
♦Otis & Co., 520 Madison Ave.
Prudden & Company, Inc., Ohio Bldg.
Ryan, Sutherland & Co., Ohio Bldg.
Stranahan, Harris & Company, Inc., Ohio Bldg.
YOUNGSTOWN
Northern Ohio Group
♦Singer, Deane & Scribner, Union National Bank
Bldg.
OKLAHOMA
Southwestern Group
OKLAHOMA CITY
Edwards, Inc., R. J., Terminal Bldg.
First National Bank and Trust Company, First
National Bldg.
Honnold, C. Edgar, 120 N. Robinson St.
Taylor-Stuart Company, American Natl. Bldg.
TULSA
♦Francis, Bro. & Co., Kennedy Bldg
♦Small-Milburn Company, The, Kennedy Bldg.
OREGON
Pacific Northwest Group
PORTLAND
Adams & Co., E. M„ American Bank Bldg.
Blankenship, Gould & Keeler, Inc., Wilcox Bldg.
♦Blyth & Co., Inc., Pacific Bldg.
Camp & Co., Inc., Porter Bldg.
♦Conrad, Bruce & Co., 316 S. W. Sixth Ave.
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
1916
PORTLAND—Continued.
*Ferris & Hardgrove, Wilcox Bldg.
First National Bank of Portland, Fifth & Stark
Sts.
Hemphill, Fenton & Campbell, Inc., Porter Bldg.
Jaxtheimer & Company, 310 S. W. Sixth Ave.
♦Merrill Lynch, E. A. Pierce & Cassatt, 400 S. W.
Broadway
Warrens, Bosch & Floan, Porter Bldg.
♦Witter & Co., Dean, 425 S. W. Sixth Ave.
Wright & Co., Marshall, Porter Bldg.
PENNSYLVANIA
ALLENTOWN
Eastern Pennsylvania Group
♦Reynolds & Co., Americus Hotel Bldg.
♦Smith, Barney & Co., Dime Trust Bldg.
BETHLEHEM
Eastern Pennsylvania Group
♦Elkins, Morris & Co., Odd Fellows Bldg.
♦Rollins & Sons Inc., E. H., Odd Fellows Bldg.
EASTON
Eastern Pennsylvania Group
♦Eastman, Dillon & Co., First National Bank Bldg.
♦Lord, Abbett & Co., Inc., First National Bank
Bldg.
♦Riter & Co., 7 Center Square.
♦Harriman Ripley & Co., Incorporated, 1529
Walnut St.
Harrison & Co., 123 S. Broad St.
♦Hemphill, Noves & Co., 123 S. Broad St.
Hopper, Soliday & Co., 1420 Walnut St.
♦Hornblower & Weeks, 1429 Walnut St.
♦Hutton & Company, W. E., 1529 Walnut St.
Investment Registry of America Inc., 1515
Locust St.
♦Jackson & Curtis, Philadelphia National Bank
Bldg.
Janney & Co., 1529 Walnut St.
♦Kidder, Peabody & Co., 1416 Chestnut St.
Krause, Barrows and Co., Land Title Bldg.
♦Lazard Freres & Co., Girard Trust Company Bldg.
Lilley & Co., Packard Bldg.
♦Merrill Lynch, E. A. Pierce & Cassatt, South
Penn Square
♦Murphy & Co., G. M.-P., 123 S. Broad St.
Newbold’s Son & Co., W. H., 1517 Locust St.
♦Paine, Webber & Co., Fidelity-Philadelphia Trust
Bldg.
Paul & Co., Inc., 1420 Walnut St.
Phillips & Co., Samuel K., Packard Bldg.
Rambo, Keen, Close & Kerner, Inc., 1518 Locust
St.
♦Reynolds & Co., Cassatt Bldg.
♦Riter & Co., 1529 Walnut St.
♦Rollins & Sons Inc., E. H., 1528 Walnut St.
Sheridan, Bogan Co., 1616 Walnut St.
♦Smith, Barney & Co., 1411 Chestnut St.
♦Starkweather & Co., Girard Trust Co. Bldg.
♦Stone & Webster and Blodget, Inc., Packard Bldg.
Stroud & Company, Inc., 1429 Walnut St.
Suplee, Yeatman & Company, Inc., 220 S. Six
teenth St.
Swain & Company, Inc., Land Title Bldg.
Thayer, Baker & Co., 16 S. Broad St.
♦Trask & Co., Spencer, Packard Bldg.
♦Tucker, Anthony & Co., 123 S. Broad St.
Tyson Co., Warren A., 1528 Walnut St.
♦Van Alstyne, Noel & Co., 1500 Walnut St.
♦Wainwright & Co., H. C., Girard Trust Co. Bldg.
Wurts, Dulles & Co., 1416 Chestnut St.
Yarnall & Co., 1528 Walnut St.
♦Young & Company, Inc., F. J., 1616 Walnut St.
ERIE
Western Pennsylvania Group
♦Otis & Co., 206 Marine National Bank Bldg.
♦Shields & Company, Erie Trust Bldg.
HARRISBURG
Eastern Pennsylvania Group
•Hemphill, Noyes & Co., Penn Harris Hotel
♦Jones & Co., Chas. H„ State Theatre Bldg.
♦Rollins & Sons Inc., E. H., State Theatre Bldg.
HUNTINGDON
Western Pensylvania Group
♦Elkins, Morris & Co., Penn St.
LANCASTER
Eastern Pennsylvania Group
♦Clark & Co., E. W., Fulton National Bldg.
♦Reynolds & Co., 61 N. Duke St.
PHILADELPHIA
Eastern Pennsylvania Group
♦Adams & Peck, 1500 Walnut St.
♦Allyn and Company, Inc., A. C., Packard Bldg.
♦Amott, Baker & Co. Incorporated, 1528 Walnut
St.
♦Auchincloss, Parker & Redpath, 1421 Chestnut
St.
♦Bankers Trust Company, Packard Bldg.
Barclay, Moore & Co., 123 S. Broad St.
Battles & Company, Inc., 1528 Walnut St.
Biddle, Whelen & Co., 1606 Walnut St.
Bioren & Co., 1508 Walnut St.
♦Blair & Co., Inc., 225 S. Fifteenth St.
♦Blyth & Co., Inc., 123 S. Broad St.
Boenning & Co., 1606 Walnut St.
♦Bullock, Calvin. 1416 Chestnut St.
♦Burr & Company, Inc., 1500 Walnut St.
Butcher & Sherrerd, 1500 Walnut St.
♦Byllesby and Company, H. M., Stock Exchange
Bldg.
Chandler & Company, Inc., 1500 Walnut St.
Clark & Co., E. W„ 1531 Locust St.,
Clarke & Company, H. Vaughan, 15th & Locust
Sts.
Codings and Company, C. C., 123 S. Broad St.
♦Devine & Co., Inc., C. J„ Fidelity-Philadelphia
Trust Bldg.
♦Dominion Securities Corporation, 220 S.
Sixteenth St.
Dougherty, Corkran & Co., 1421 Chestnut St.
Drexel & Co., 15th & Walnut Sts.
*du Pont & Co., Francis I., 123 S. Broad St.
♦Eastman, Dillon & Co., 225 S. 15th St.
Elkins, Morris & Co., Land Title Bldg.
♦First Boston Corporation, The, 1616 Walnut St.
Freeman & Co., Inc., M. M., Packard Bldg.
•Goldman, Sachs & Co., 1416 Chestnut St.
Graham, Parsons & Co., 1421 Chestnut St.
Harper & Turner, Inc., Stock Exchange Bldg.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
SCRANTON
Eastern Pennsylvania Group
♦Green, Ellis & Anderson, Scranton Life Bldg.
♦Hallgarten & Co., First National Bank Bldg.
♦Reynolds & Co., 516 Spruce St.
♦Rollins & Sons Inc., E. II., First National Bank
Bldg.
♦Smith, Barney & Co., First National Bank Bldg.
SHARON
Western Pennsylvania Group
♦Grubbs, Scott & Company, First National Bank
Bldg.
SUNBURY
Eastern Pennsylvania Group
Drass & Company, J. H., 231 Market Sq.
WILKES-BARRE
Eastern Pennsylvania Group
♦Auchincloss, Parker & Redpath, Miners Bank
Bldg.
♦Green, Ellis & Anderson, Miners Bank Bldg.
♦Rollins & Sons Inc., E. H., Second National Bank
Bldg.
♦Swain & Company, Inc., Brooks Bldg.
WILLIAMSPORT
Eastern Pennsylvania Group
♦Rollins & Sons Inc., E. H., Lycoming Trust Bldg.
YORK
Eastern Pennsylvania Group
♦Clark & Co., E. W., 22 S. George St.
♦Reynolds & Co., Cassatt Bldg.
♦Stein Bros. & Boyce, 31 Market St.
♦Yarnell & Co., 37 W. Market St.
PITTSBURGH
Western Pennsylvania Group
Applegate, Geo. G., Commonwealth Bldg.
Bear & Company, S. Lee, Union Trust Bldg.
♦Blair & Co., Inc., Oliver Bldg.
♦Blyth & Co., Inc., First National Bank Bldg.
♦Byllesby and Company, H. M., Union Trust
Bldg.
Chaplin & Company, 419 Wood St.
♦Childs and Company, Inc., C. F., 439 Fifth Ave.
Cunningham & Co., Inc., S. K., Commonwealth
Bldg.
♦First Boston Corporation, The, Farmers Bank
Bldg.
First National Bank at Pittsburgh, Fifth Ave. &
Wood St.
Glover & MacGregor, Inc., Union Trust Bldg.
♦Graham, Parsons & Co., Union Trust Bldg.
♦Green, Ellis & Anderson, Commonwealth Bldg.
Grubbs. Scott & Company, Union Trust Bldg.
♦Harriman Ripley & Co., Incorporated, Union
Trust Bldg.
♦Hemphill, Noyes & Co., First National Bank
Bldg.
♦Janney & Co., Park Bldg.
Kay, Richards & Company, Union Trust Bldg.
{Additional offices in Oliver Bldg, and Medical
Arts Bldg.)
Masten & Company, A. E., First National Bank
Bldg.
McJunkin, Patton & Company, Commonwealth
Bldg.
Mellon Securities Corporation, 525 William Penn
PI.
♦Merrill Lynch, E. A. Pierce & Cassatt, Union
Trust Bldg.
Moore, Leonard & Lynch, Union Trust Bldg.
Peoples-Pittsburgh Trust Company, Fourth Ave.
& Wood St.
♦Rollins & Sons Inc., E. H., Grant Bldg.
Scott & Company, James H., Union Trust Bldg.
Singer, Deane & Scribner, Union Trust Bldg.
Thomas & Company, Union Trust Bldg.
Union Trust Company of Pittsburgh, The, Union
Trust Bldg.
Ward & Co., Norman, Grant Bldg.
Young & Co., Inc., People Bank Bldg.
RHODE ISLAND
New England Group
NEWPORT
♦Kidder, Peabody & Co., 33 Bellevue Ave.
PROVIDENCE
♦Blyth & Co., Inc., Ill Westminster St.
Bodell & Co., Inc., 32 Custom House St.
♦Estabrook & Co., 15 Westminster St.
♦First Boston Corporation, The, Hospital Trust
Bldg.
♦Harriman Ripley & Co., Incorporated, Hospital
Trust Bldg.
♦Hornblower & Weeks, 10 Weybosset St.
♦Jackson & Curtis, Hospital Trust Bldg.
♦Kidder, Peabody & Co., 10 Weybosset St.
MacColl, Fraser & Co., Hospital Trust Bldg.
Miller & George, Hospital Trust Bldg.
♦Paine, W’ebber & Co., Hospital Trust Bldg.
♦Perry & Co., Incorporated, Arthur, Hospital
Trust Bldg.
♦Putnam & Company, me., F. L„ Hospital Trust
Bldg.
♦Rollins & Sons Inc. E. H., Turks Head Bldg.
♦Starkweather & Co., Hospital Trust Bldg.
♦Stone & Webster and Blodget, Inc., Turks Head
Bldg.
♦Whiting, Weeks & Stubbs Incorporated, Hospital
Trust Bldg.
SOUTH CAROLINA
Southern Group
CHARLESTON
Frost, Read & Co., Inc., 21 Broad St.
Kinloch, Huger & Company, 26 Broad St.
COLUMBIA
Crawford Co., Inc., G. H., 100 Liberty Life Bidg.
POTTSVILLE
Eastern Pennsylvania Group
♦Clark & Co., E. W., Schuylkill Trust Bldg.
READING
Eastern Pennsylvania Group
♦Clark & Co. .E. W„ 515 Penn St.
♦Eastman, Dillon & Co., 605 Washington St.
♦Graham, Parsons & Co., 605 Washington St.
♦Harriman Ripley & Co., Incorporated, Colonial
Trust Bldg.
♦BRANCH OFFICE
SPARTANBURG
Law & Company, A. M., Andrews Bldg.
TENNESSEE
CHATTANOOGA
Southern Group
♦Courts & Co., Provident Life Bldg.
Elder & Company, 735 Broad St.
♦Equitable Securities Corporation,
Bldg.
Provident
MEMBERSHIP OF THE INVESTMENT BANKERS ASSOCIATION OF AMERICA
KNOXVILLE
Southern Group
VERMONT
♦Bass & Company, Jack M., Hamilton National
Bank Bldg.
Booker & Davidson, Inc., Hamilton National
Bank Bldg.
•Cumberland Securities Corporation, Hamilton
National Bank Bldg.
•Elder & Company, Fidelity Bank Bldg.
•Equitable Securities Corporation, Hamilton
National Bank Bldg.
MEMPHIS
New England Group
Mississippi Valley Group
•Equitable Securities Corporation, Union Planters
Bank Bldg.
First National Bank of Memphis, 127 Madison
Ave.
Union Planters National Bank & Trust Co., 69
Madison Ave.
NASHVILLE
Southern Group
BURLINGTON
•Kidder & Co.. A. M.. 162 College St.
CHARLOTTESVILLE
Peoples National Bank, The, Main St.
LYNCHBURG
Scott, Horner & Mason, Inc., Law Bldg.
NORFOLK
Investment Corporation of Norfolk, 215 E.
Plume St.
RICHMOND
Craigie & Co., F. W., 616 E. Main St.
Davenport & Co., 1113 E. Main St.
•Dickson & Company, R. S., Morris Plan Bank
Bldg.
Mason-Hagan, Inc., 1108 E. Main St.
Richmond Corporation, The, 726 E. Main St.
•Scott, Horner & Mason, Inc., State Planters
Bank Bldg.
Scott & Stringfellow, Mutual Bldg.
TEXAS
Pacific Northwest Group
Texas Group
SEATTLE
•Blyth & Co., Inc., 1411 Fourth Ave.
Bramhall & Stein, Hoge Bldg.
•Conrad, Bruce & Co., 1411 Fourth Ave.
Drumheller, Ehrlichman Company, Exchange
Bldg.
Ferris & Hardgrove, Exchange Bldg.
Grande & Co., Inc., Hoge Bldg.
Harper & Son & Company, Win. P., Harper Bldg.
Hemphill Inc., Waldo, 1411 Fourth Ave.
Hughbanks Incorporated, Dexter Horton Bldg.
Huston & Co., Harold H., Hoge Bldg.
Marine National Company, 1100 Second Ave.
Mclnnis, Van Dusen & Co., Hoge Bldg.
•Merrill Lynch, E. A. Pierce & Cassatt, 314 Union
St.
Pacific National Bank of Seattle, The, Second
Ave. at Marion St.
Pratt & Company, H. P., Hoge Bldg.
Rogers & Company, Hartley, 1411 Fourth Ave.
Seattle-First National Bank, Second Ave. at
Columbia St.
Seattle Trust and Savings Bank, 804 Second Ave.
•Witter & Co., Dean, Cobb Bldg.
WASHINGTON
DALLAS
Beckett, Gilbert & Company, Inc., First National
Bank Bldg.
Callihan & Jackson, Incorporated, Republic Bank
Bldg.
Dallas Union Trust Company, Dallas National
Bank Bldg.
First National Bank in Dallas, 1401 Main St.
Garrett & Co. Inc., First National Bank Bldg.
James, Stayart & Davis, Inc., First National Bank
Bldg.
•Mahan, Dittmar & Company, Dallas National
Bank Bldg.
Miller. Moore & Brown, Inc., Republic Bank Bldg.
Moss, Moore & Cecil, Inc., Kirby Bldg.
O’Neil & Company, Donald. Republic Bank Bldg.
Rauscher, Pierce & Co., Inc., Magnolia Bldg.
Walker, Austin & Waggener, Republic Bank Bldg.
EDINBURG
•Ranson-Davidson Investment Company, The,
Hidalgo County Courthouse Annex.
FORT WORTH
•Dallas Union Trust Company, Fort Worth
National Bank Bldg.
Edwards & Company, William N„ First National
Bank Bldg.
•Rauscher, Pierce & Co., Inc., W. T. Waggoner
Bldg.
GALVESTON
Mosle and Moreland. Anico Bldg.
HOUSTON
Aves & Company, Paul H., San Jacinto National
Bank Bldg.
•Beckett, Gilbert & Company, Inc., First National
Bank Bldg.
•Fenner and Beane Corporation, Gulf Bldg.
Gregory, Eddleman & Abercrombie, First Na
tional Bank Bldg.
•Mahan, Dittmar & Company, Second National
Bank Bldg.
McClung & Knickerbocker, Inc., First National
Bank Bldg.
Moroney & Co., Espersom Bldg.
Neuhaus & Co., Inc., Union National Bank Bldg.
•Rauscher, Pierce & Co., Inc., Second National
Bank Bldg.
Rotan Co., George V., 806 Rusk Ave.
Snyder and Company, A. W., San Jacinto Na
tional Bank Bldg.
Underwood & Co., Milton R., Gulf Bldg.
White & Co., Chas. B., Second National Bank
Bldg.
SAN ANTONIO
•Beckett, Gilbert & Company, Inc., Majestic Bldg.
Dewar, Robertson & Pancoast, National Bank of
Commerce Bldg.
Mahan, Dittmar & Company, South Texas Bank
Bldg.
Pitman & Company, Frost National Bank Bldg.
•Ranson-Davidson Investment Company, The,
Milam Bldg.
♦Rauscher, Pierce & Co., Inc., Milam Bldg.
Russ, Roe & Company, Frost National Bank
Bldg.
UTAH
Rocky Mountain Group
SALT LAKE CITY
•Blyth & Co., Inc., Kearns Bldg.
Hogle & Co., J. A., 132 Main St.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
OSHKOSH
•Wisconsin Company, The, First National Bank
Bldg.
WAUSAU
•Loewi & Co., First American State Bank Bldg.
VIRGINIA
Southeastern Group
American National Bank, Fourth & Union Sts.
Bass & Company, Jack M., 331 Union St.
Commerce Union Bank, 400 Union St.
Cumberland Securities Corporation, 206 Fourth
Avenue North.
•Elder & Company, Third National Bank Bldg.
Equitable Securities Corporation, 404 Union St.
Nashville Securities Company, Inc., Fourth Ave.
at Union St.
Nunn, Shwab & Co., Nashville Trust Bldg.
Webster & Gibson, 168 Fourth Avenue North
AUSTIN
•Barcus, Kindred & Co., Norwood Bldg.
1917
CAdditional office at 820 Second Ave.)
SPOKANE
•Blyth & Co., Inc., Old National Bank Bldg.
•Ferris & Hardgrove, 425 Riverside Ave.
Murphey, Favre & Co., Spokane and EasternBldg.
Nelson and Company, Arthur E., Paulsen Bldg.
Paine-Rice & Company, Old National Bank Bldg.
Richards & Blum, Inc., 101 N. Wall St.
Spokane and Eastern, Branch of Seattle-First
National Bank, 601 W. Riverside Ave.
TACOMA
•Ferris & Hardgrove, W. R. Rust Bldg.
•Witter & Co., Dean, Washington Bldg.
WEST VIRGINIA
CANADA
BRITISH COLUMBIA
Pacific Northwest Group
VANCOUVER
•Ames & Co.. Limited, A. E., Royal Trust Bldg.
•Dominion Securities Corporation Limited, The,
510 Hastings St., W.
•Wood, Gundy & Company Limited, 744 Hastings
St.. W.
VICTORIA
•Ames & Co., Limited, A. E., 310 Belmont House
MANITOBA
Canadian Group
WINNIPEG
•Ames & Co., Limited, A. E., Hamilton Bldg.
•Bell, Gouinlock & Co., Ltd., Lombard Bldg.
•Dominion Securities Corporation Limited, The,Union Trust Bldg.
•Mills, Spence & Co., Ltd., lombard Bldg.
•Wood, Gundy & Company Limited, Victory Bldg.
ONTARIO
Canadian Group
HAMILTON
•McLeod, Young, Weir & Co., Ltd., Spectator
Bldg.
•Mills, Spence & Co., Ltd., Sun Life Bldg.
•Wood, Gundy & Company Limited, 1 Main St., E.
LONDON
•McLeod, Young, Weir & Co., Ltd., Richmond
Bldg.
Midland Securities Limited, Huron & Erie Bldg.
•Wood, Gundy & Co., Limited, Huron & Erie Bldg.
OTTAWA
•Greenshlelds & Company, Inc., 140 Wellington
St.
•Hanson Bros. Incorporated, 56 Sparks St.
•McLeod, Young, Weir & Co., Ltd., Ottawa
Electric Bldg.
•Wood, Gundy & Company Limited, Victoria
Bldg.
TORONTO
Ames & Co., Limited, A. E., 320 Bay St.
Bell, Gouinlock & Co., Ltd., 25 King St., W.
•Collier, Norris & Henderson, Limited, 320 Bay
St.
Dominion Securities Corporation Limited, The,
15 King St., W.
Gairdner & Company Limited, 320 Bay St.
♦Greenshields & Company, Inc., 64 King St., W.
•Hanson Bros. Incorporated, 80 King St.f W.
•Kidder & Co., A. M., 320 Bay St.
McLeod, Young, Weir & Co., Ltd., Metropolitan
Bldg.
•Midland Securities Limited, Dominion Bank Bldg.
Mills, Spence & Co., Ltd., 25 King St., W.
Wood, Gundy & Company Limited, 36 King St.,
W.
QUEBEC
WHEELING
Western Pennsylvania Group
•Masten & Company, A. E., 1300 Market St.
Canadian Group
MONTREAL
•Aldred & Co., Ltd., 507 Place d’Armes
(Correspondents of Aldred & Co., New York)
WISCONSIN
Central States Group
LA CROSSE
•Harrison & Co., Carter H., Stoddard Hotel.
MADISON
•Wisconsin Company, The, First Central Bldg.
MILWAUKEE
•Allyn and Company, Inc., A. C., 735 N. Water
St.
Bingham, Sheldon & Co., 735 N. Water St.
•Central Republic Company, First Wisconsin
National Bank Bldg.
Edgar, Ricker & Co., 207 E. Michigan St.
Fox & Co.. Morris F.. 753 N. Water St.
•Harris, Hall & Company, 229 E. Wisconsin Ave.
Loewi & Co., 225 E. Mason St.
Marine National Exchange Bank of Milwaukee,
625 N. Water St.
Milwaukee Company, The, 135 W. Wells St.
•Paine. Webber & Co., 605 N. Broadway.
•Riter & Co., 110 East Wisconsin Bldg.
•Rollins & Sons Inc., E. H., First Wisconsin
National Bank Bldg.
•Straus Securities Company, 710 N. Water St.
Wisconsin Company, The, 110 E. Wisconsin Ave.
•BRANCH OFFICE
•Ames & Co., Limited, A. E., 360 St. James St., W.
Bank of Montreal, Head Office, 119 St. James St.,
W.
•Bell, Gouinlock & Co., Ltd., Royal Bank Bldg.
•Bullock, Ltd., Calvin, Aldred Bldg.
(Branch o 1 Calvin Bullock. Jersey City)
Collier, Norris & Henderson, Limited, 507 Place
d’Armes.
♦Dominick Corporation of Canada, 360 St. James
St., W.
(Corporate affiliate of Dominick & Dominick,
New York)
•Dominion Securities Corporation Limited, The,
275 St. Jafnes St., W.
•Gairdner & Company Limited, 360 St. James St.,
W.
Greenshields & Company, Inc., 507 Place d’
Armes
Hanson Bros. Incorporated, 255 St. James St., W.
•Kidder & Co., A. M„ 388 St. James St., W.
•McLeod, Young, Weir & Co., Ltd., 276 St. James
St.
•Mills, Spence & Co., Ltd., 507 Place d’Armes
Royal Bank of Canada, The, 360 St. James St., W.
•Wood, Gundy & Company Limited, 360 St.
James St., W.
QUEBEC
•Greenshields & Company, Inc., Price House
SHERBROOKE
•Greenshields & Company, Inc., Sun Life Bldg.
1918
STOCK EXCHANGE MEMBERS
CALIFORNIA
LOS ANGELES STOCK EXCHANGE
618 So. Spring St.
OFFICERS: McClarty Harbison, President; Francis P. Graves, 1st Vice-President; Harry B. Brooks, 2nd Vice-President; Gerald C. Lambert, Treasurer;
W. G. Paul, Exec. Secretary; Inez Vermillion, Assistant Secretary; Thomas P. Phelan, Assistant Secretary.
MINIMUM COMMISSION RATES
Amended and Effective September 1,1938
SCHEDULE “I”
Minimum Charges—Schedule I and Schedule II (not listed)
The following minimum rates shall apply on all stocks other than Mining
Commission charges shall be based on 100 share lots in accordance with
Stocks and/or stocks competitive with the New York Stock Exchange and/
the Commission Schedule regardless of trading unit in a stock.
or the New York Curb Exchange.
On stocks selling under $1.00 customers minimum, $2.50; preferred
minimum, $1.75.
Customers Rates
Preferred Rates
Price
Per 100 Less than
Per 100 Less than
On stocks selling at $1.00 and over customers minimum, $5.00; preferred
Shares 100 Shares Shares 100 Shares
minimum, $3.75, except on transactions in which the amount of money in
Under 10c________ _
$ .50 Pro Rata
$ .25 Pro Rata
volved
is $10.00 or more but under $50.00, the minimum commission of
At $
10 and under $
.25.. 1.00 Pro Rata
.50 Pro Rata
$2.50 may be charged customers and $1.75 to those entitled to the preferred
At
.25 and under
.50.. 2.00 Pro Rata
1.00 Pro Rata
schedule.
At
.50 and under
.75.. 3.00 Pro Rata
2.00 Pro Rata
At
.75 and under
1.00_. 4.00 Pro Rata
3.00 Pro Rata
On transactions in which the money involved is less than $10.00 the com
At
1.00 and under
2.00.. 5.00 13c a share
3.75 Pro Rata
mission charge shall be optional.
2.00 and under
At
3.00_. 6.00 13c a share
4.50 Pro Rata
At
3.00 and under
4.00.. 9.00 13c a share
7.00 Pro Rata
At
4.00 and under
5.00_. 10.00 13c a share
8.00 Pro Rata
Application of Preferred Schedule
At
5.00 and under
6.00._ 12.00 20c a share
9.00 Pro Rata
At
6.00 and under
7.00.. 13.00 20c a share
10.00 Pro Rata
(A) Members may transact business at the rates prescribed in the preferred
At
7 00 and under
8.00_. 14.00 20c a share
11.00 Pro Rata
schedule when such transactions are for the account of members of the
At
8.00 and under
9.00.. 15.00 20c a share
12.00 Pro Rata
San
Francisco Stock Exchange.
At
9.00 and under 10.00.. 16.00 20c a share
13.00 Pro Rata
At 10.00 and under 20.00.. 19.00 25c a share
14.00 Pro Rata
(B) Members may transact business at the rates prescribed in the preferred
At 20.00 and under 30.00.. 20.00 25c a share
15.00 Pro Rata
schedule when such transactions are in securities which are also traded on
At 30.00 and under 40.00.. 21.00 25c a share
16.00 Pro Rata
the New York Stock or Curb Exchanges and/or the San Francisco Stock
At 40.00 and under 50.00.. 22.00 25c a share
17.00 Pro Rata
Exchange and are for the account of:
At 50.00 and under 60.00.. 23.00 30c a share
18.00 Pro Rata
At 60.00 and under 70.00.. 24.00 30c a share
19.00 Pro Rata
(1) Members of the New York Stock Exchange or other Exchanges
At 70.00 and under 80.00.. 25.00 30c a share
20.00 Pro Rata
specifically approved by the Governing Board.
At 80.00 and under 90.00.. 26.00 30c a share
21.00 Pro Rata
At 90.00 and under 100.00.. 27.00 30c a share
22.00 Pro Rata
(2) Approved banks.
At 100.00 and under 110.00.. 28.00 30c a share
23.00 Pro Rata
At 110.00 and under 120.00 . 29.00 30c a share
24.00 Pro Rata
At 120.00 and under 130.00.. 30.00 30c a share
25.00 Pro Rata
Competitive Stocks
At 130.00 and under 140.00.. 31.00 Pro Rata
26.00 Pro Rata
Transactions in securities which are also traded on the New York Stock
Customers and preferred board lot schedules shall be increased $1.00 for
or Curb Exchanges shall carry the Pacific Coast customers or preferred rates
each $10.00 increase in price at 140 and above and odd lot rates shall be
for such transactions when such rates are at variance herewith, except as to
pro rata thereof.
minimum charges.
MEMBERS
Adams-Chadwick Co., 650 S. Spring St.
Fewel, Marache & Co., 453 So. Spring St.
MacLaughlin, Leo G., Co., 54 S. Los Robles Ave.,
Pasadena.
Akin-Lambert Co., 639 S. Spring St.
Friedlander & Speth, Inc., 650 S. Spring St.
Bacon & Co., 256 Montgomery St., San Francisco.
Mason Brothers, 650 S. Spring St.
Grant, D. G. Company, 453 S. Spring St.
Bankamerica Co., 650 S. Spring St.
Graves, Banning & Co., 629 S. Spring St.
Miller & Co., Revel, 650 S. Spring St.
Banks, Huntley & Co., 634 S. Spring St.
Greenwood, Bennett & Co., 6253 Hollywood Blvd.,
Mitchum, Tully & Co., 650 S. Spring St.
Barbour, Smith & Company, 210 W. 7th St.
Hollywood.
Bateman, Eichler & Co., 453 S. Spring St.
Morlan, Malcolm F„ 215 W. 7th St.
Gregory, R. N. & Co., 210 W. 7th St.
Bayly Brothers, 727 W. 7th St.
Morris, A. W. & Co., 325 W. 8th St.
Hill Richards & Co., 621 So. Spring St.
Bingham-Walter & Co., 621 S. Spring St.
Newland, E. H. & Co., 639 S. Spring St.
Hogle. J. A.. & Co., 532 W. 6th St.
Brashears, G. & Co., 510 S. Spring St.
Hopkins-Hughey & Anderson, 609 S. Grand Ave.
O’Melveny-Wagenseller & Durst, 626 S. Spring St.
California Seaboard Corporation, 634 S. Spring St.
Hurry, Hilgers & Co., 530 W. 6th St.
Pacific Company of California, 623 South Hope St.
Cass Associates, Quincy, 530 W. 6th St.
Hutton, E. F. & Co., 623 S. Spring St.
Page, Hubbard & Asche, 210 W. 7th St.
Cavalier, Wm. & Co., 523 W. 6th St.
Jones & Co., William H., 215 W. 6th St.
Paul, W. G„ 618 S. Spring St.
Cavanaugh, Morgan &Co., 634 So. Spring St.
Keely,
Kendall,
530
W.
6th
St.
Cook, Miller & Co., 650 S. Spring St.
Rath, Howard G. Co., 523 W. 6th St.
Kerr & Bell, 629 S. Spring St.
Crlsler, L. A. & Co., 639 S. Spring St.
Schabarum, Frank A., 634 S. Spring St.
Kidder, Peabody & Co., 17 Wall St., New York,
Crowell, Weedon & Co., 650 S. Spring St.
N. Y.
Searl-Merrick Company, 634 S. Spring St.
Dobbs, Crowe & Company, 626 S. Spring St.
Laswell & Co., 609 S. Grand Ave.
Staats, Wm. R. Co., 640 South Spring St.
Dunk-Harbison Co., 634 S. Spring St.
Lester & Co., 621 So. Spring St.
Sutro & Co., 210 W. 7th St.
Lewis, M. H. & Co., 453 S. Spring St.
Edgerton, Riley & Walter, 621 S. Spring St.
Walker, M. S., & Co., 125 E. First St., Long Beach.
Fairman & Co., 650 S. Spring St.
Longan, Dunn & Philleo, 621 S. Spring St.
Lopez & Co., 914*4 So. Serrano St.
Fastnow, William C., 215 W. 7th St.
Wyeth, Hass & Co., 647 S. Spring St.
SAN FRANCISCO STOCK EXCHANGE
Officers: George N. Keyston, President;
(Board Room: 155 Sansome St.)
Ronald E. Kaehler, Executive Vice-President;
Frank M. Dwyer, Vice-President;
The Anglo California National Bank, San Francisco, Treasurer.
MINIMUM RATES OF COMMISSION
on Stocks, Rights and Warrants
(Hereinafter Referred to as Stocks)
Ruth Kapelsky, Secretary.
In Effect July 25, 1940
Per
{Odd Lots ★Minimum
★On any individual transaction in stocks, rights and warrants, where the
Charge
100 Shares Per Share
proceeds are $10.00 or more and less than $50.00, the minimum charge shall
... ..3% of money involved $2.50
be $2.50. When the total amount involved is less than $10.00, the minimum
2.00 _
5.00
13c
charge may be discretionary with the member.
ON STOCKS SELLING
Price Per Share
Under $1.00
At $ 1.00 but under $
“
2.00 “
3.00. _ _____ 6.00
3.00 “
4.00.. _____ 9.00
4.00 “
5.00__ _____ 10.00
5.00 “
6.00__ _____ 12.00
6.00 "
7.00. _____ 13.00
7.00 “
8.00_. _____ 14.00
8.00 “
9.00_. _____ 15.00
9.00 "
10.00.. _____ 16.00
10.00 "
20.00.. _____ 19.00
20.00 “
30.00.. _____ 20.00
30.00 “
40.00.. .’____ 21.00
'40.00 “
50.00.. _____ 22.00
50.00 “
60.00.. _____ 23.00
60.00 '
70.00.. _____ 24.00
70.00
80.00.. _____ 25.00
80.00 “
90.00.. _____ 26.00
90.00
100.00. _ _____ 27.00
100.00 “
110.00... _____ 28.00
110.00 and over, ..
13c
13c,
13c
20c
20c
20c
20c
20c
25c
25c
25c
25c
30c
30c
30c
30c
30c
30c
5.00
5.00
5.00
5.00
5.00
5.00
5.00
5.00
5.00
5.00
5.00
5.00
5.00
5.00
5.00
5.00
5.00
5.00
. 5.00
the commission per 100 shares shall be increased
$1.00 for each $10.00 increase in selling price.
THE ODD LOT RATE on stocks selling:
At $110.00 but under $130.00 per share, shall be 30c per share.
“ $130.00 per share and above, shall be a pro rata of the round lot rate,
{Whenever the commission charge based on the odd lot rate is higher than a
charge for a round lot (100 shares) of the same stock, the latter amount may
be charged.
Orders executed locally in stocks dealt in on the New York Stock Exchange
or on the New York Curb Exchange shall take the following New YorkWestern rates for such stocks:
At 1/64 to 2/32-------------------------- -------.$1.00 per 100 shares
Over 2/32 and under 8/32............................ 2.00 “
At 8/32 and under ]4____________ ____ 3.00 “
“
50c “
“ $1.00________________ 4.00 “
“ $1.00 “
“ $2.00________________ 7.00 “ “
“ $2.00 “
“ $3.00.....................
8.00““
BONDS
Minimum
Charge
Up to $125.00, $10,000 lots $25.00 per $10,000 par value.................. $2.50
(Odd Lots Pro Rata)
At $125.00 and over rates for stocks apply
(except that an odd lot is less than $10,000 par value).
On all shipments of securities for customers (or incident to customers’ pur
chases or sales), whether eastbound or westbound, insurance and postage
shall be charged to all customers at the following rates:
REGULAR MAIL (RAIL): 15c per $1,000 of market value on nonnegotiable securities with a minimum charge of 30c; 20c per $1,000 of
market value on negotiable securities with a minimum charge of 45c. AIR
MAIL: 30c per $1,000 of market value on non-negotiable securities with a
minimum charge of 50c; 50c per $1,000 of market value on negotiable
securities with a minimum charge of 75c. If a member accounts to a custom
er for several orders involving one shipment, the total proceeds may be
added and the insurance and postage charges may be made on the total
proceeds at the rates above specified.
Furtber Information on firms appearing In bold face type will be found in tbe selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1919
STOCK EXCHANGE MEMBERS
SAN FRANCISCO STOCK EXCHANGE—Continued
MEMBERS AND MEMBER FIRMS
Adams, W. W.t 465 California St.
Adams, W. W. & Co., 465 California St.
Alanson, Bertram E„ 486 California St.
Alanson Bros. & Co., 486 California St.
♦American Brokerage, Inc., Montgomery St. at
Columbus Ave.
Atkinson, Douglas G., 50 Post St.
Bacon & Co., 256 Montgomery St.
Bacon, Wm. R., 256 Montgomery St.
Baerwald, Ernst., Suite 12, Mills Bldg.
•Bankamerica Company, 485 California Street
Barth & Co., J„ 482 California St.
Berl, Edwin D„ 256 Montgomery St.
Blessing, Don, 490 California St.
Bolton & Co., Robert C., 486 California St.
Bond, Pierce & Co., 519 California St.
Bond, Paul G., 519 California St.
Brayton, Harold, 50 Post St.
Brennan, James E., 50 Post St.
Broy, D. M., Russ Bldg.
Buchanan & Co., H. H., 15 E. Santa Clara St.,
San Jose, Calif, and 50 Post St., San Francisco.
Cavalier, Wm. & Co., 121 Sutter St.
Clayburgh, Herbert E., 482 California St.
Coleman, Jr., Robert L., 133 Montgomery St.
Coons, Milton & Co., 232 Montgomery St.
Davies & Co., 2800 Russ Bldg.
Davis, Skaggs & Co., 211 Montgomery St.
Dickey & Co., 216 Montgomery St.
Dickey, Wm. Duvall, 216 Montgomery St.
Douglass, Earl S., 317 Montgomery St.
Duncan, Calvin E., 519 California St.
Duncan & Co., Calvin E., 519 California St.
Dunn, Frank M., 232 Montgomery St.
Dwyer, Frank M„ 155 Sansome St.
Dwyer & Parrish, 155 Sansome St.
Eastland, Douglass & Co., 317 Montgomery St.
Ede, Jr., William, 569 Russ Bldg.
Ehrman, Jr., Alexis L„ 133 Montgomery St.
•Elworthy & Co., Ill Sutter St.
Epstein, Gustav, 482 California St.
Fay, Jr., Charles W., 155 Sansome St.
Fisher & Co., 351 Montgomery St.
Frankenheimer, B. J„ 111 Sutter St.
Greene, Howard J., 407 Montgomery St.
Greenwood, G. M., 1501 Russ Bldg.
Greenwood-Raegio & Co., 1501 Russ Bldg.
Gross, Richard P., Kohl Bldg.
Gross, Richard P. & Co., Kohl Bldg.
Hauck, Joseph, 633 Market St.
Heintz, Geo. A., 351 Montgomery St.
Heron, Donald, 604 Kohl Bldg.
Hoelscher, Sherman, 265 Montgomery St.
Holt & Ede, 569 Russ Bldg.
Hooker & Fay, 155 Sansome St.
Hooker, John R., 155 Sansome St.
Howell, James B., Ill, 405 Kohl Bldg.
Jacobsen, Rudolph E., 486 California St.
Jenkins, Reginald C. (Deceased), care of Logan &
Bryan, 42 Broadway, New York, N. Y.
Johnson, Joseph A., 517 California St.
Kahn, Sidney P., 482 California St.
Keyston & Co., 50 Post St.
Keyston, F. B. Co., 50 Post St.
Keyston, George N., 50 Post St.
Koshland, Max I., & Co., Suite 12, Mills Bldg.
Lawson, Levy & Williams, 1 Montgomery St.
Leib, William F„ 3014 Russ Bldg.
Leib, O’Connor & Co., 3014 Russ Bldg.
Lewis & Broy, Russ Bldg.
Lilienthal, M. P., 532 Russ Bldg.
Lilienthal, M. P., & Co., 532 Russ Bldg.
Lundborg, Irving & Co., 604 Kohl Bldg.
Mason Brothers, Central Bank Bldg., Oakland and
1 Montgomery St., San Francisco.
Maxwell, Victor T„ 1 Montgomery St.
McDonnell & Co., 633 Market St.
McNear & Company, 362 Russ Bldg.
McNear, Edward H., 362 Russ Bldg.
Merrill Lynch, E. A. Pierce & Cassatt, 301 Mont
gomery St.
Miller, G. Willard, 45 Montgomery St.
Mitchum, Tully & Co., 405 Montgomery St.
(Associate Member*)
Mitchum, Colis, 405 Montgomery St.
Monasch & Co., 485 California St.
Monasch, Jr., David, 485 California St.
Norris, Lucius G., 625-A Russ Bldg.
Park, Howard G., Santa Ynez, Calif.
Parrish, Earl T„ 155 Sansome St.
Platt, Robert R., 2800 Russ Bldg.
Pringle, Edward O., 317 Montgomery St.
Purrington, Elwin E., 50 Post St.
Raiss, Carl, & Co., 256 Montgomery St.
Raiss, Louis C„ 256 Montgomery St.
Schwartz, Sidney L., 407 Montgomery St.
Shaughnessy, Frank C., & Co., 612 One Eleven
Sutter Bldg.
Shaughnessy, Frank C., 612 One Eleven Sutter
Bldg.
Shaw, Hooker & Co., 1 Montgomery St.
Simon, Richard 0., 482 California St.
Skaggs, C. W., 211 Montgomery St.
♦Staats, Wm. R., Co., 155 Montgomery St.
Stern, John D., & Co., Ill Sutter St.
Strassburger & Co., 133 Montgomery St.
Sutro, Adolph G., 1000 Point Lobos Ave.
Sutro & Company, 407 Montgomery St.
Swift & Co., Henry F., 490 California St.
Traylor, John C., 50 Post St.
Van der Naillen, Ralph E., 1 Montgomery St.
Wade-Lewin Co., 517 California St.
Walston & Co., 265 Montgomery St.
Watson, R. B„ 50 Post St.
Wheeler, Rollo C„ 1160 Russ Bldg.
Willard, Robert H„ 121 Sutter St.
Williams, Harold B„ 1 Montgomery St.
Wilson, Francis A., 1112 Russ Bldg.
Witter, Dean & Co., 45 Montgomery St.
Woods, Wm. W., 301 Montgomery St.
COLORADO
COLORADO SPRINGS STOCK EXCHANGE
President—William Gray, Mining Exchange Bldg.
Secretary—C. M. Balkam, 418 Mining Exchange Bldg.
(P. O. Box 196)
BATES OF COMMISSION
Adopted December 31,1925
Under lc per share__________________________ $ .50 per 1,000 shares
At lc and under 2c per share...............
75 per 1,000 shares
At 2c and under 5c per share..................................... 1.25 per 1,000 shares
At 6c and under 10c per share................................... 2.00 per 1,000 shares
At 10c and under 20c per share________
3.00 per 1,000 shares
At 20c and under 30c per share.......... ..........
4.00 per 1,000 shares
At 30c and under 40c per share........ ........................ 5.00 per 1,000 shares
At 40c and under 50c per share___________
6.00 per 1,000 shares
At 50c and under 75c per share________________ 7.50 per 1,000 shares
At 75c and under $1.00 per share............................. 10.00 per 1,000 shares
At $1.00 and under $2.00 per share........................ 2.00 per 100 shares
At $2.00 and under $3.00 per share........................ 4.00 per 100 shares
At $3.00 and under $5.00 per share____ ^_______ 5.50 per 100 shares
At $5.00 and under $10.00 per share........................ 7.50 per 100 shares
•At $10.00 and under $25.00 per share.....................15.00 per 100 shares
At $25.00 and over per share........... .............
25.00 per 100 shares
(Minimum commission shall not be less than $1.00 on an individual
transaction.)
•Golden Cycle Corp.—20c per share.
ON BONDS
(Effective July 17, 1934)
$1.50 per $100 bond—for total par values of $100 to $500 inclusive.
$3.00 per single bond of $1,000 par value.
$2.50 for each bond in even multiples of $1,000 par value.
BOARD-LOTS
5,000 shares in stocks selling at less than 2c per share.
1,000 shares in stocks selling at 2c and less than 50c per share.
500 shares in stocks selling at 50c and less than $2.00 per share, except
the shares of the Holly Development, Holly Oil, in which 100 shares consti
tute a board-lot.
100 shares in stocks selling at $2.00 and less than $10.00 per share.
10 shares in stocks selling at $10.00 and over per share.
Daily quotations are for board-lots only
MEMBERS
Balkam, C. M„ 338 First Nat’l Bk. Bldg.
Gray, William, Mining Exchange Bldg.
Hopkins, C. D.t Mining Exchange Bldg.
Hughes, E. W. & Co., Ex. Nat’l Bk. Bldg.
Leipheimer, N., Independence Bldg.
Nicholson, W. F„ Mining Ex. Bldg.
Quentin, E. E. & Co., 930 Equitable Bldg., Denver.
Sachs, Henry, First Nat’l Bk. Bldg.
Underwood, J. F., Golden Cycle Bldg.
Young, H. A., Independence Bldg.
Young, R. S., Independence Bldg.
DISTRICT OF COLUMBIA
WASHINGTON STOCK EXCHANGE
632 Washington Bldg.
STOCKS
Washington Stock Exchange Officers:
William W. MacKall, Pres.
Edson B. Olds, Sec.
George M. Ferris, V. P.
Harold C. Patterson, Tr.
COMMISSION CHARGES
(Effective March 15, 1938)
BONDS
Government............................... ..............
All other bonds______________________
12J^c. per $100
25c. per $100
. lj^c per share
Under 50c____
. 3c per share
50c to %ths...
. 5c per share
1 to l%ths.
. 8c per share
2 to 4^ths.
12c per share
5 to 9%ths.
,15c per share
10 to 24%ths.
20c per share
25 to 49%ths.
,25c per share
50 to 74%ths.
,37J4c per share
75 to 99^ths.
.50c per share
100 to 109Kths.
For each additional $10 or fraction thereof, 5c additional.
Commissions on Rights shall be the same as those fixed for stocks.
Fraction shares, M of regular commission.
Minimum charge on transactions amounting to $50 or more, $3.
Under $50, 6% of amount, or $1.50 whichever is higher.
Farther information on firms appearing in bold lace type will be found in the selected list of Investment Dealers following bank list in each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1920
STOCK EXCHANGE MEMBERS
WASHINGTON STOCK EXCHANGE—Continued
Anglin', Thos. L., Woodward Bldg.
Auchincloss, Parker & Redpath, 719 15th St.,
N. W.
Booker, Yelverton E., American Security Bldg.
Booker, Y. E., & Company, American Security
Bldg.
Brawner Jno. F„ c/o Waggaman, Brawner & Co.,
Inc., 1700 Eye St.. N. W.
Brown, Goodwyn and Olds, American Security
Bldg.
Casilear, R. A., Falls Church, Va.
Coe, Wm. C., Woodward Bldg.
Cramer, Geo. F„ 1700 Eye St., N. W.
Elgin, James C., Hibbs Bldg.
English, Merton A., Washington Bldg.
Erwin, Henry P„ Hibbs Bldg., 725 15th St. N. W.
Exnicios, Marshall 0., Shoreham Bldg.
Fenner & Beane, 815—15t.h St., N. W.
Ferris, George M., Washington Bldg.
Ferris & Co., Inc., George M„ Washington Bldg.
Folger, Nolan & Co., Inc., American Security Bldg.
Garrett, George A., 815 15th St., N. W.
Gockeler, C. J„ 619 14th St., N. W.
MEMBERS
Golden, Theodore T., American Security Bldg.
Hall, Frank M„ Southern Bldg.
Hall, Peters and Bryson, Southern Bldg.
Hendrick, J. Thilman, Hibbs Bldg.
Hillyer, Edward L., c/o Union Tr. Co.
Hoffman, John M„ 719—15th St., N. W.
Hume, Charles W., c/o Thos. W. Hume, 917-15th
St., N. W.
Jacobsen, Charles, 613 15th St„ N. W.
Johnston, James M., Southern Bldg.
Johnston, Lemon, & Company, Southern Bldg.,
15th & H Sts., N. W.
Jones, Robert C., Shoreham Bldg., 15th & H Sts.,
N. W.
Jones & Co., Inc., Robert C., Shoreham Bldg.
Lemon, James H., Southern Bldg.
Mackall, Jr., William W., Woodward Bldg.
Mack-all, W. W. & Co., Woodward Bldg.
McKnew, Fairfax & Company, Inc.,
St., N. W.
Nees, Bernard J„ Southern Bldg.
719 15th
Nolan, James P., American Security Bldg.
O’Brien, Robert Lee, American Security Bldg.
O’Donnell, James, 15th and Eye Sts., N. W.
Olds, Jr. Edson B„ American Security Bldg.
Parker Jr., Chauncey G„ 719 15th St., N. W.
Patterson, Harold C„ 719 15th St., N. W.
Perry, J. Carl, Hibbs Bldg.
Quail, Myles H„ American Security Bldg.
RobiiMpn, T. Baker, Union Trust Bldg.
Robinson, Rohrbaugh & Lukens, Union Trust Bldg.
Rodler, P. P., Hibbs Bldg.
Rohrbaugh, Austin B., Union Trust Bldg.
Thoron, Benjamin, 2900 N. St., N. W.
Waggaman, Brawner & Co., Inc., 1700 Eye St.,
N. W.
Wales, Kenneth S„ 815 15th St.
Wales & Company, Inc., K. S., 815 15th St., N. W.
Westheimer, Milton F., 211 E. Redwood St., Balti
more, Md.
Westheimer & Company, 211 E. Redwood St.,
Baltimore, Md.
Wilkins, John F„ 1700 Massachusetts Ave., N. W.
HAWAII
HONOLULU STOCK EXCHANGE
Officers: A. H. Rice, Jr., President; S. A. Walker, Vice-President; Geo. E. Parker, Executive Secretary; Cooke Tr. Co., Ltd., Treasurer.
MINIMUM RATES OF COMMISSION
Adopted by
HONOLULU STOCK EXCHANGE
Effective January 28, 1939
On stocks, rights and warrants executed locally—listed and unlisted
Selling below $ 0.10
Selling at
0.10
0.50
1.00
tt
tt
2.00
u
it
3.00
it
it
4.00
it
tt
5.00
a
it
6.00
u
a
7.00
u
it
8.00
tt
it
9.00
U
tt
tt
if
U
if
it
it
tt
tt
10.00
15.00
20.00
25.00
30.00
J^c per share
and under $ 0.50 0.01
tt
U
“
1.00 0.01H ttif
ft
Uit
“
2.00 0.02
it
tt
“
3.00
0.04
tt
it
it
“
4.00 0.06
it
tt
tt
“
5.00
0.08
tt
tt
it
“
6.00 0.10
tt
it
it
“
7.00 0.12
tt
tt
tt
“
8.00 0.14
it
tt
tt
“
9.00 0.16
tt
tt
tt
“
10.00
0.18
ft
it
ft
“
15.00
0.20
tt
it
it
“
20.00 0.22
tt
tt
“
25.00 0.24
tt
“
30.00 0.26
“
“
40.00 0.28
Andrade, Joe, 89 Merchant St.
Bishop Trust Co., Ltd., 1415 King St. Bldg.
Campbell, A. J., Ltd., 79 Merchant St.
Cooke Trust Co., Ltd., 920 Fort St.
Selling
at
a
tt
$ 40.00 and under $50.00 0.30
per share
it
50.00
“
60.00 0.35
it
60.00
“
70.00
0.35
tt
tt
tt
70.00 it
“
80.00 0.40
it
80.00
“
90.00
0.40
a
it
90.00
“ 100.00 0.40
“
tt
tt
100.00 tt above
A of 1%
Minimum Commission Rates on Stocks, Rights and Warrants—
When the amount involved in the transaction is less than $5.00, the com
mission shall be as mutually agreed. When the amount is $5.00 or more,
but less than $10.00, the minimum commission shall be $1.00. When the
amount involved is $10.00 or more, but less than $50.00, the minimum com
mission shall be $2.00. Otherwise, the minimum commission shall be $3.00
on each individual transaction.
On Bonds the minimum commission rate is one quarter of one per cent on
par, but not less than 50c.
tt
tt
tt
tt
tt
MEMBERS
Duisenberg & Co., 114 Merchant St.
Hawaiian Trust Co., Ltd., 120 S. King St.
Love, W. A., P. 0. Box 578.
Rice, Jr., A. H„ 227 S. King St.
Walker, Samuel A., 828 Fort St.
Witter, (Dean) & Co., 115 Merchant St.
ILLINOIS
CHICAGO STOCK EXCHANGE
(120 South LaSalle St.)
Officers: Arthur M. Betts, Chairman of the Board;
Kenneth L. Smith, President;
Ralph W. Davis, Vice Chairman, Executive Committee;
Martin E. Nelson, Treasurer;
Charles F. Duvall, Assistant Secretary;
#
Michael J. O’Brien, Chairman, Executive Committee;
Sidney L. Parry, Vice-President;
C. R. Bergherm, Assistant Vice-President;
Walter R. Hawes, Secretary;
Carl E. Ogren, Assistant Secretary,
RATES OF COMMISSION
ARTICLE XVI
COMMISSIONS
Section 1. Commissions shall be charged and paid under all circum
stances, upon all purchases or sales of securities dealt in upon the Exchange
wherein a member acts as an agent and shall be absolutely net and free
from all or any rebatement, return, discount or allowance, and no bonus
or any percentage or portion of the commission shall be given, paid or
allowed, directly or indirectly, or as a salary or portion of a salary, to any
clerk or person for business sought or procured for any member of the
Exchange.
When a member acts as a principal in a transaction with a non-member,
the price charged to the non-member shall reflect an amount equal to the
commission prescribed for a similar transaction if made on an agency basis.
Sec. 2. Commissions shall be calculated on the basis hereinafter specified:
BONDS
(a) On bonds, having more than five years to run:
(al) On business for parties not members of the Exchange, including
joint account transactions in which a non-member is interested: transactions
for partners not members of the Exchange: and for firms of which the
Exchange member or members are special partners only, the commission
shall be not less than the following:
Selling at less than 1% of face
As may be mutually agreed upon.
value of principal—
Selling at 1% or above but under
Not less than $1.25 per $1,000 face
10% of face value of principal—
value of principal.
Selling at 10% of face value of
Not less than $2.50 per $1,000 face
principal and above—
value of principal.
(a2) On business for members
the Exchange when a principal is not
given up, the commission shall be t less than the following:
Selling at less than 1% of face
As may be mutually agreed upon.
value of principal—
Selling at 1% or above but under
Not less than 62Hc per $1,000 face
10% of face value of principal—
value of principal.
Selling at 10% of face value of
Not less than $1.25 per $1,000 face
principal and above—
value of principal.
(a3) On business for members o the Exchange when a principal is given
up, the commission shall be not les: than the following:
Selling at less than 1% of face
As may be mutually agreed upon.
value of principal—
Selling at 1% or above but under
Not less than 25c per $1,000 face
10% of face value of principal—
value of principal.
Selling at 10% of face value of
Not less than 37Hc per $1,000 face
principal and above—
value of principal.
(b) On securities of the United States, Porto Rico and the Philippine
Islands, and of states, territories and municipalities therein, on business
for members of the Exchange as well as non-members, the restrictions as to
minimum commissions contained in this Article shall not be applicable, but
the rates to be charged shall be such as may be mutually agreed upon.
(c) On Bonds or Notes of Foreign Countries having five years or less
to run; Bonds, Notes of Corporations having live years or less to run; such
rates to members or non-members as may be mutually agreed upon.
Farther Information on Arms appearing In bold face type will be found In the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1921
STOCK EXCHANGE MEMBERS
CHICAGO STOCK EXCHANGE—Continued
RATES OF COMMISSION—Continued
STOCKS
(d) On Stocks, Rights and Warrants (hereinafter referred to as stocks),
except on called stocks:
(dl) On business for parties not members of the Exchange, including
Joint account transactions in which a non-member is interested; transactions
for partners not members of the Exchange; and for Arms of which the
Exchange member or members are special partners only, the commission
shall be not less than the following:
Cents
On Stocks Selling
Per Share
at 1/256 of $1
0.1
at 1/128 of $1
0.15
at 1/ 64 of $1 and above but under 2/32of SI
0.5
at 2/32 of $1
0.5
over 2/ 32 of SI but under 8/32 of SI
1
at 8/ 32 of $1 and above but under 1/2 ofSI
1.5
at 1/ 2 of SI and above but under SI
3
at SI and above but under S2
5
at $2 and above but under $ 3
6
at S3 and above but under $4
7
at $4 and above but under $5
8
at $5 and above but under $ 6
9
at $6 and above but under $ 7
10
at S7 and above but under S8
11
at $8 and above but under S 9
12
at $9 and above but under S10
13
On stocks selling at $10.00 and above, a 13-cent base rate plus one cent
for each $10 of the price per share.
Provided, however, that the minimum commissions on non-member
business shall be not less than as provided in Section 3 of this Article.
(d2) On business for members of the Exchange when a principal is not
eiven up, the commission shall be not less than the following:
Cents
On Stocks Selling
Per Share
at 1/256 of $1
0.05
at 1/128 of SI
0.1
at 1/ 64 of $1 and above but under 2/32 of SI 0.2
at 2/ 32 of SI
0.375
over 2/ 32 of $1 but under 8/32 of SI
0.5
at 8/ 32 of $1 and above but under 1/2 of SI
0.75
at 1/ 2 of $1 and above but under SI
0.8
at $1 and above but under $10
1.8
at S10 and above but under S50
3.9
at $50 and above but under $100
4.1
at $100 and above but under S125
4.2
at $125 and above
5.3
(f) In transactions where orders are received from a member on which
the clearing member is given up by said member or by his order, the respon
sibility of collecting the full commission, as specified in paragraphs (a2),
(b), (c) and (d2) hereof, shall rest with said clearing member. It shall be the
duty of the broker who executes such orders to report such transactions
to the clearing member and, to bill and collect from it therefor at the rate
specified in paragraphs (a3), (b), (c) and (d3) hereof; and also that where
a broker executes an order for a member and clears the security himself,
he must charge the rates specified in paragraphs (a2), (b), (c) and (d2)
hereof.
(g) The minimum charge for the service of clearing members' trans
actions shall be not less than the difference between the prescribed minimum
rates for clearance and give-up business in paragraphs (d2) and (d3) of
this section.
(h) The commission rate to non-members and members on stocks which,
pursuant to call or otherwise, are to be redeemed within twelve months shall
be not less than one-half the rates prescribed in Section 2 and Section 3 of
this article.
Sec. 3. The minimum commission on transactions in stocks for non
members shall:
(a) where the transaction involves less than $5.00, be as mutually
agreed upon;
(b) where the transaction involves S5.00 or more but less than $50.00,
be 6% of such amount or $1.00, whichever is greater; and
(c) where the transaction involves $50.00 or more, be not less than
$3.00;
Provided, however, that the commission to be charged on a single order
to buy or sell a stated number of shares of a single security at a single price,
although price changes may be made within the time limit of the order,
shall be calculated on the basis of one order without regard to the number
of transactions involved in the execution of the order; and provided further,
that the commission to be charged on a limited order involving the purchase
or sale of a full lot and an odd-lot of a single security with the regular odd-lot
differential taken into consideration in the price of the odd-lot shall be
calculated on the basis of one order.
(d) Upon business for members of the Exchange the minimum commis
sion on one transaction in stocks shall be $1 upon stocks selling at $10 and
above per share, and 50c upon stocks selling below $10 per share but not
less than $1 per share; except that the commission charged a registered oddlot dealer by an odd-lot agent shall be calculated in accordance with para
graph (d3) of Section 2 of this Article without minimum.
Sec. 4. No suspended member, nor any firm registered on the Exchange
by reason of his membership, shall be entitled to members’ rates during the
time of suspension, except members’ rates may be charged where suspension
has been for insolvency.
Provided, however, that the minimum commissions on individual trans
actions shall be not less than as provided for clearance business in Section 3
of this Article.
(d3) On business for members of the Exchange when a principal is given
up, the commission shall be not less than the following:
Cents
On Stocks Selling
Per Share
at 1/256 of $1
0.05
at 1/128 of $1
0.1
at 1/ 64 of SI and above but under2/32 of SI
0.1
at 2/ 32 of SI
0.25
over 2/ 32 of si but under 8/32 of SI
0.25
at 8/ 32 of $1 and above but under 1/2 of $1
0.5
at 1/ 2 of $1 but under SI
0.5
at $ 1and above but under $ 10
1.3
at S 10and above but under $ 50
2.6
at S 50and above but under $100
2.7
at $100and above but under $125
2.8
at $125 and above
3.3
Sec. 5. No agreement or arrangement shall be entered into between a
member or his firm and a customer, whereby special and unusual rates of
interest are stipulated or money advanced upon unusual terms are made a
condition in connection with the conducting of an account, with intent
thereby to give special or unusual advantages to such customer, for the
purpose of securing his business. Mailing charges on securities and the
registration fee under the Securities Exchange Act of 1934 shall be charged
the customer.
Sec. 6. No payment shall be made to customers of the proceeds from
the sale of securities on the day of the sale and before the money is received
by the broker, unless interest is charged. When securities purchased for a
customer are not paid for by him on the day they are received and paid
for by the broker, interest must be charged from that date to the date of
payment. Where a material or more than nominal loss is sustained, either
through bank exchange or interest, the same must be charged to the cus
tomer; except that bank exchange or interest on all transactions made on a
single day for a single customer, aggregating less than one dollar, need not be
regarded as material and may be waived by the broker.
Provided in no case shall the minimum commission be less than as pro
vided for in Section 3 of this Article.
(e) In transactions where orders are received from a non-member, wherein
the broker filling the order is directed to give up another broker or clearing
member, the responsibility of collecting the full commission as specified in
paragraphs (al), (b) and (dl) hereof, shall rest with the broker or clearing
member settling the transaction.
Sec. 7. Any member wilfully violating this Article, directly or indirectly,
shall, upon conviction, for the first offense, be fined five hundred dollars,
and shall be suspended for a period of not less than three months; and for
the second offense shall be expelled.
Sec. 8. Notwithstanding any of the foregoing provisions, a member
may, at his option, on transactions in securities listed on this Exchange, but
executed on another exchange, of which he is a member, charge the rates
of such other exchange.
MEMBERS
Abbott, Proctor & Paine, 120 Broadway, New
York, N. Y.
Anderson. Robert B., 1335 E. 52nd St.
Andrew, L. A., Jr., 134 S. La Salle St.
Andrews, E. T. & Co., 64 Pearl St., Hartford, Conn.
Annan, David H., 141 W. Jackson Blvd.
Apgar, Daniels & Co., 120 S. LaSalle St.
Archer, W. K. & Co., 926 Baltimore Ave., Kansas
City, Mo.
Armour, Laurance H., 135 S. LaSalle St.
Armstrong, Frederick W„ 132 W. Monroe St.
Atkins, Hamill & Gates, 10 E. Market St., In
dianapolis, Ind.
Austrian, Harvey S., 141 W. Jackson Blvd.
Avery & Co., 60 Broad St., New York, N. Y.
BACHE, J. S. & CO., 135 S. LaSalle St.
BACON, WHIPPLE & CO., 135 S. LaSalle St.
Baker, Alfred L. & Co.. Ill S. LaSalle St.
Baur, Willis S., 316 S. LaSalle St., Board of Trade
Bldg.
Becker. Paul M.. 231 S. LaSalle St.
Bell & Farrell, 119 Monona Ave., Madison, Wis.
Bennett, James E. & Co., 332 S. LaSalle St.
Benson, George B„ 135 S. LaSalle St.
Benson, Thaddeus R., 745 Sheridan Rd., Winnetka, Ill.
Benz, George W., 191 E. Kellogg Blvd., St. Paul,
Minn.
Benz, Herbert G„ 191 E. Kellogg Blvd., St. Paul,
Minn.
Bidgood, Clyde H.. 105 W. Adams St.
Blesch, Joseph G., 1546 Sherwin Ave.
Bloomingston, Jno. A., 160 N. LaSalle St.
Blum, Harry H„ 630 S. Michigan Ave.
Blumenthal & Ward, 120 S. LaSalle St.
Bodman, Harold C., Hotel Seneca.
Boorman, Earl D., Box 263 M., Menlo Park, Calif.
Boyce, W. Graham, Jr., 1010 St. Paul St., Balti
more, Md.
Boyden, William C., Jr., 135 S. La Salle St.
Brewster, Walter S., 135 S. La Salle St.
Bridgen, Clarence J., 209 S. LaSalle St.
Bright, Elmer H., & Co., 84 State St., Boston,
Mass.
Britton, C. W. & Co., Security Bldg., Sioux City,la.
Brockhaus, Philip W., 208 S. LaSalle St.
Brown Brothers Harriman & Co., 135 S. LaSalle St.
Brown, J. Dorsey. 4306 Greenway. Baltimore. Md.
Brown, Joseph P„ 120 S. LaSalle St.
Brown,Sherman J., 10N.EighthSt.,Richmond,Ind.
Bryan, Benj. B„ Jr., 999 Sheridan Road, Lake
Forest. Ill.
Buhler, Walter J., 120 S. LaSalle St.
Burdick, John R., Jr., 208 S. LaSalle St.
Burmeister, Jno. C„ Jr., 231 S. LaSalle St.
Byrne, Edward J., 120 S. LaSalle St.
Cahn, Morton D., 120 S LaSalle St.
Cardona, Raymond, Chicago Athletic Assn., 12 So.
Michigan Ave.,
Carter, Ford R., 120 S. LaSalle St
Cavaney, James A., 332 S. LaSalle St.
Chapin, S. B. & Co., 209 S. LaSalle St.
Clayton, Gilbert M., 1928 Morse Ave.
Cleary & Co., 120 S. LaSalle St.
Clement, Austin A., 231 S. LaSalle St.
Clement, Curtis & Co., 231 S. LaSalle St.
Clucas. E. W.. & Co., 70 Pine St., New York.N. Y.
Coleman, Clarence L., 33 N. La Salle St.
Collins, Timothy A., 231 S. LaSalle St.
Cook, Charles K., 40 Wall St., New York.
Cotton, Earl H„ Southwestern Bank Bldg., Dallas,
Tex.
Further information on firms appearing in bold face type will be found in tbe selected list of Investment Dealers following bank list in each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1922
STOCK EXCHANGE MEMBERS
CHICAGO STOCK EXCHANGE—Continued
MEMBERS—Continued
Coultry, Gilbert H„ 120 S. LaSalle St.
Cralgle, James, 120 S. LaSalle St.
Creitz, Lee M„ 231 S. LaSalle St.
Curran. Peter A., 120 S. LaSalle St.
Daniels, Roy I., 141 W. Jackson Blvd.
Davis, Maurice, 141 W. Jackson Blvd.
Davis, Paul H. & Co., 10 S. LaSalle St.
Davis, Robert C„ Box 618, Ojai, Calif:
Dean, J. Clarke, 141 W. Jackson Blvd.
Ditt, Paul C., 1119 Bonnie Brae, River Forest, Ill.
Doering:, Otto C.. 333 N. Michigan Ave.
Doty, Arch C., 105 W. Adams St.
Dougall, Chancellor, 10 S. LaSalle St.
Drake, Lauren J., 2227 E. 70th St.
Drake, William J„ 209 S. LaSalle St.
Edgerton, John J., 61 Broadway, New York.
Edwards, A. G., & Sons, 409 N. Eighth St., St.
Louis, Mo.
Elseman, Lester M„ 7010 Paxton Ave.
Eldredge, Charles H., 141 W. Jackson Blvd.
Ernst & Company, 231 S. LaSalle St.
Fahnestock & Co., 135 S. LaSalle St.
Fairman, Fred W. & Co., 208 S. La Salle St.
Faroll Bros., 141 W. Jackson Blvd.
Farwell, Chapman & Co., 208 S. LaSalle St.
Felcht, Arthur J., 175 W. Jackson Blvd.
Feinberg, Joseph H„ 10 S. LaSalle St.
Fenner & Beane, 141 W. Jackson Blvd.
Fertig, Leonard J., & Co., 731 Court St., Fort
Wayne, Ind.
Fischer, Robert J., 135 S. LaSalle St.
Forberg, Walter 0., 10 S. LaSalle St.
Forschner, A. J.. 12150 Parnell Ave.
Francis, Bro., & Co., 222 N. 4th St., St. Louis, Mo.
Freehling, Norman & Co., 120 S. LaSalle St.
Friedman, Brokaw & Samish, 711 St. Charles St.,
St. Louis, Mo.
Frommer & Co., 338 N. Capitol St., Indianapolis,
Ind.
Fuller, Cruttenden & Co., 120 S. LaSalle St.
Fuller, Rodney & Co., 141 W. Jackson Blvd.
Furness, Thomas F„ 111 S. LaSalle St.
Fusz-Schmelzle & Co., Boatmen’s Bank Bldg.,
St. Louis, Mo.
Gerwlg, Frank L. & Co., 135 S. LaSalle St.
Giblin, Walter M., 40 Wall St., New York, N. Y
Gifford, Cedric C„ 120 S. LaSalle St.
Gifford, Lewis F„ R. F. D. 5, Wooster, O.
Glass, Walter, 135 S. LaSalle St.
Glore, Forgan & Co., 123 S. LaSalle St.
Goodbody & Co., 135 S. LaSalle St.
Granberry & Co., 50 Broadway, New York, N. Y.
Gray, Luman H„ 120 Pipestone St., Benton
Harbor, Mich.
Griffin, John J., 120 S. LaSalle St.
Guild, David D. (Est. of), 135 S. LaSalle St.
Hachtmann, George E„ 10 S. LaSalle St.
Haerther, William W., 22 W. Monroe St.
HALLGARTEN & CO., 120 S. LaSalle St.
Hansen, Howard S., 2523 Central St„ Evanston,
Hardenbrook, Burt W„ 38 S. Dearborn St.
Harris, Upham & Co.. 135 S. La Salle St.
Harrison, Arthur C., 134 S. LaSalle St.
Harrison, Carter H. & Co., 209 S. LaSalle St.
Hastey, Robert P., 4720 Greenwood Ave.
Hemphill, Noyes & Co., 141 W. Jackson Blvd.
Hentz, H. & Co., 120 S. La Salle St.
Hermes, John P., 332 S. LaSalle St.
Hill & Co., 2020 Carew Tower. Cincinnati, Ohio
Hill, Harvey T„ 231 S. La Salle St.
Hilliard, J. J. B. & Son, 419 W. Jefferson St.,
Louisville, Ky.
Holley, Gernon & Dayton, 120 S. LaSalle St.
Hopkins,. William L., 1031 S. Broadway, Los
Angeles, Calif.
Homblower & Weeks, 39 S. LaSalle St.
Hoyne, Mellinger & Co., 231 S. LaSalle St.
Hulburd, Warren & Chandler, 208 S. LaSalle St.
Hummer (Wayne) & Co., 105 W. Adams St.
Hutton, E. F. & Co., 61 Broadway, New York
Hutton, W. E., & Co., 1st N. Bk. Bldg., Cincinnati,
Ohio.
Hyman, Rae F., 920 Oxford Ave., Los Angeles.
Calif.
Iverson, Chester S., 918 Clinton Place, River
Forest, Ill.
Jablonski, August I., S. 120 LaSalle St.
Jackson & Curtis, 231 S. LaSalle St.
Jelke (Frazier) &• Co., 40 Wall St., New York, N. Y.
Jones, Edward D„ & Co., Boatmens Bank Bldg .
St. Louis, Mo.
Kaplan. Robert, 5801 S. State St.
Karasik, Nathan, 337 E. Illinois St.
Kidder, A. M„ & Co., 1 Wall St., New York, N. Y.
Kinsman, Charles E., 245 Claremont St., Elmhurst,
Kirk, Van G„ 105 S. La Salle St.
Kirkeby, A. S., The Drake, Lake Shore Drive.
Kissilove, J. M„ 10 S. LaSalle St.
Laird & Company, Nemours Bldg., Wilmington,
Dela.
Lamborn, Hutchings & Co., 231 S. LaSalle St.
Lamson Bros. & Co., 141 W, Jackson Blvd.
Lancton. William F.. 209 S. LaSalle St.
Langill & Co., 134 S. LaSalle St.
Lehman Bros., 231 S. LaSalle St.
Llppmann, Albert F., 105 S. LaSalle St.
Lizars (Rawson) & Co., 135 S. LaSalle St.
Logan, Stuart, 141 W. Jackson Blvd.
Lowitz, E„ & Co., 29 Broadway, New York, N. Y.
Lyons, W. L„ & Co., 231 So. Fifth St., Louisville,
Mabon & Co., 1 Wall St., New York, N. Y.
Magner, Joseph F„ 6333 Wayne Ave.
Masten, A. E„ & Co., First Nat’l Bk. Bldg.,
Pittsburgh, Pa.
McDermott, Francis 0., 120 S. LaSalle St.
McDonald, Frank E. & Co., 120 S. LaSalle St.
McManus & Co., Joseph, 39 Broadway, New York,
N. Y.
McMaster, Stewart, 120 S. LaSalle St.
McMaster, Hutchinson & Co., 105 S. LaSalle St.
Meehan, M. J. & Co., 30 Broad St., New York
N. Y.
Meffert, William M., 11 Wall St., New York, N. Y.
Merigold & Co., First National Bank Bldg., Osh
kosh, Wis.
Merkle, Frank P„ 225 Leicester Rd„ Kenilworth,
Merrill Lynch, E. A. Pierce & Cassatt, 105 W
Adams St.
Meyerhoff, Irving E„ 120 S. LaSalle St.
MITCHELL, HUTCHINS & CO., 2318. LaSalle
St*
Molloy, Edward P„ 135 S. LaSalle St.
Molloy, John J., 135 S. LaSalle St.
Molyneaux, Thomas F„ 332 S. LaSalle St.
Montgomery, Scott & Co., 123 So. Broad St,
Philadelphia, Pa.
Morse, William H„ 231 S. LaSalle St.
MOSELEY, F. S. & CO., 135 S. LaSalle St.
Myers, Joseph W., 120 S. LaSalle St.
Nance, Clement A., 506 S. Wabash Ave.
Neuhut, Plohn & Co., 60 Broad St., New York
N. Y.
Newman, Harry E„ 209 S. LaSalle St.
Norris, James, 141 W. Jackson Blvd.
Norris & Kenly, 208 S. LaSalle St.
Noyes, David A. & Co., 208 S. LaSalle St.
Nussbaum, Bertram, Sherry Hotel.
Nussbaum, Paul E., 1166 East 54th Place.
Oliphant, Jas. FI. & Co.. 209 S. LaSalle St.
Paine, Webber & Co., 209 S. LaSalle St.
Patton, Joseph R. & Co., 120 S. LaSalle St.
Paulman, Henry, 135 S. LaSalle St.
Payne, Harry M., 120 S. LaSalle St.
Peabody, Howard B„ 25 N. Franklin St.
Peabody, Stuyvesant, 231 S. La Salle St.
Perrill, (Alger) & Co., 231 S. LaSalle St.
Phillips, Richard W„ 120 S. LaSalle St.
Pickert, Harold L., 141 W. Jackson Blvd.
Piper, Jaffray & Hopwood, 115 So. 7th St.,
Minneapolis, Minn.
Plamondon. A. D., Jr., 135 S. LaSalle St.
Pratt, Joseph M., 109 S. Waiola Ave., LaGrange,
Prince, F. H. & Co., 15 Westminster St., Provi
dence, R. I.
Purcell, Lawrence N., 2511 Hurd Ave., Evanston,
Quinn, David H„ 231 S. LaSalle St.
Redfield, John M., 1018 Ridgedale Dr., Beverly
Hills, Calif.
Reid, Robert H., 10 S. LaSalle St.
Reinholdt & Gardner, 400 Locust St., St. Louis.
Mo.
Renshaw, William B., 231 S. LaSalle St.
Renwick, J. Stewart, 105 E. Delaware PI.
Reynolds & Company, 120 Broadway, New York,
N. Y.
Reynolds, Maurice V., 22 West Monroe St.
Richardson, Howard C„ Jr.. 141 W. Jackson Blvd.
Riter & Co., 134 S. LaSalle St.
Roeder, Joseph A.. 20 N. Wacker Drive.
Rogers, Frank E. 10 S. LaSalle St.
Rothschild & Co., 105 W. Adams St.
Sadler & Co.. 208 S. LaSalle St.
Sawyer, R. B„ 1031 Maple Ave., Evanston, Ill.
Schenck, Robert F., Jr., 5400 Harper Ave.
Schmaltz, James J., 327 S. LaSalle St.
Schroth, Theodore F„ 3 York Drive, St. Louis, Mo.
Schroth, Wilbur H„ 120 S. LaSalle St.
Scobie, David P., 175 W. Jackson Blvd.
Selz, Henry G., 120 S. LaSalle St.
Sharp, Edward L„ 231 S. LaSalle St.
Shearson, Hammill & Co., 208 S. LaSalle St
Shields & Company, 135 S. LaSalle St.
Shlmmin, Robert P. & Co., 135 S. LaSalle St.
Sigmann, Robert A., 120 S. LaSalle St.
Simon, I. M„ & Co., 315 N. 4th St., St. Louis, Mo.
Simpson, James Jr., 1 N. La Salle St.
Simpson. William B„ 1300 N. Branch St
Sincere & Co., 231 S. LaSalle St.
Smart, R. H. & Co., 141 W. Jackson Blvd.
Smith, Barney & Co., 105 W. Adams St.
Smith Bros & Co., 29 S. LaSalle St.
Smith, Solomon A., 50 S. LaSalle St.
Smith, Walter B„ 50 S. LaSalle St.
Smith, Wharton C„ 106 E. 4th St., St. Paul
Minn.
Stannard, Frederick J., 120 S. LaSalle St.
Stearns, David P„ 2407 Bennett Ave., Evanston.
Stein Bros. & Boyce, 6 S. Calvert St., Baltimore,
Md.
Stein, Brennan & Co., 9 S. LaSalle St.
Stein, Irving C„ 231 S. LaSalle St.
Sterling, Louis V., 42 Broadway, New York
Strick. Charles A., 135 S. LaSalle St.
Stuart, Harold L„ 201 S. LaSalle St.
Sturm, Albert F., 953 S. Linden Ave., Highland
Park, Ill.
Sutro Bros. & Co., 134 S. LaSalle St.
Swift, Henke & Co., 135 S. LaSalle St.
Talcott, Potter & Co., 141 W. Jackson Blvd.
Teegarden, Frank W„ 1235 Cherry St., Winnetka,
Templeton’s Sons, J. S„ 141 W. Jackson Blvd.
Thompson, Arthur R„ 120 S. LaSalle St.
Thomson & McKinnon, 316 S. LaSalle St.
Thorn, King C., 2117 Lincolnwood Drive, Evans
ton, Ill.
Thorson & Stewart, 120 S. LaSalle St.
Turner, Alfred E., at Winthrop, Mitchell & Co.,
141 W. Jackson Blvd.
Turner, Tracy L„ 232 E. Walton Place.
Underwood, Morgan P„ 231 S. LaSalle St.
Vehmeyer, Henry L., 7012 S. Shore Dr.
Vose, Hamilton, Jr., 450 W. Superior St.
Wachenheim,'Donald, 105 W. Adams St.
Waldheim, Platt & Co., 308 No. Eight St, St
Louis, Mo.
Walker, G. H., & Co., 503 Locust St., St. Louis,
Mo.
Watling, Lerchen & Co., Buhl Bldg., Detroit, Mich.
Webster. Marsh & Co., 209 So. La Salle St
Webster, Virgil C„ 120 S. LaSalle St.
Weil, Herbert M., 120 S. La Salle St.
Weinress & Co., 231 S. LaSalle St.
Wheeler, John E., 105 S. LaSalle St.
Wilcox & Co., 14 Wall St., New York.
Wilkinson, Frank R., 209 S. La Salle St.
Williams, Lucian E., 70 E. Walton PI.
Wilson, Harold C., 7446 Indiana Ave.
Wilson, Hugh H., at David A. Noyes & Co.,
208 S. LaSalle St.
Wilson, Robt. C., 6909 Merrill Ave.
Winter, Wallace C„ 135 S. LaSalle St.
WINTHROP, MITCHELL & CO., 141 W.
Jackson Blvd.
Witter (Dean) & Co., 45 Montgomery St., San
Francisco, Calif.
Wood, Edwin T., 120 S. LaSalle St.
Wood, R. Arthur, 231 S. LaSalle St.
Wortman, G. R. & Co., Aurora National Bank
Bldg., Aurora, Ill.
Wright, Warren, 33 N. LaSalle St.
Further information on firms appearing In bold face type will be found In the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1923
STOCK EXCHANGE MEMBERS
LOUISIANA
NEW ORLEANS STOCK EXCHANGE
James J. Plauche, Vice-President;
Norton M. Bedford, Secretary,
RATES OF COMMISSIONS
Officers: Larz E. Jones, President;
Fred N. Ogden, Treasurer;
Established by the New Orleans Stock Exchange. To be charged on all Transactions
On U. S. Bonds, $2.50 per $1,000.00.
On State, City, Levee, and all other bonds, $5.00 per $1,000,00.
On all bonds maturing within one year, the commission shall be oneeighth 04).
t
v „ .
On all bonds maturing from one to three years, the commission shall be
one-quarter 04).
ON STOCKS SELLING:
Per Share
Under fifty cents_____________ ______ -......................As mutually agreed
At fifty cents and above, but under $1.00_______Not less than three cents
At $1.00 and up to $10.00........ ...............................-.................... 12)4 cents
At $10.00 and up to $50.00________________________________25 cents
At $50.00 and up to $100.00................................... -......... .........
50 cents
At $100.00 and over............... ....... ...................................1% Market price
BANK STOCKS
Selling at $1.00 and up to $75.00 exclusive, 50 cents per share.
Selling at $75.00 and up to $100.00 exclusive, 75 cents per share.
Selling at $100.00 and up to $200.00 exclusive, $1.00 per share.
Selling at $200.00 and over,
of 1% of market value.
THE MINIMUM CHARGE ON ANY ONE
Alrey, T. L., 816 Union St.
Alcus, S. T„ Jr., 603 Whitney Bldg.
Beer & Co., 817 Gravier St.
Brown, Corrigan, 627 Hibernia Bank Bldg.
Clark, Russell, Maritime Bldg.
Corrigan, John P., 627 Hibernia Bank Bldg.
DANE & WEIL, 1528 Canal Bk. Bldg.
Dane. Jno., 1528 Canal Bank Bldg.
D’Antoni, B. S., 708 American Bank Bldg.
Feibleman, T. J. .210 Carondelet Bldg.
Fenner & Beane, 818 Gravier St.
Fenner, Darwin S., 818 Gravier St.
Huggins. Allen C., 839 Gravier St.
Hyams, C. H., III., 610 Common St.
Hyams, Glas & Carothers, 610 Common St.
ON EXCHANGE, THEATRE AND CLUB STOCKS
the commission shall be as follows:
On stocks selling below $200, $5.00 per share.
On stocks selling at $200 and up to $500 exclusive, 2Y2% of market value.
On stocks selling at $500 and up to $2,000 exclusive, 2y2% of market,
value with a minimum commission of $25.
On stocks selling at $2,000 and up to $5,000 exclusive, 2% of market
value with a minimum commission of $50.
On stocks selling at $5,000 and up to $10,000 exclusive, $100 per share.
On stocks selling at $10,000 and up to $15,000 exclusive, $150 per share.
On stocks selling at $15,000 and up to $20,000 exclusive,$200 per share.
The above commission rates shall apply except in the case of New Orleans
Cotton Exchange shares, which shall bear the following commission rates:
1% of the sales price, with minimum of $10 and a maximum of $25.
Commissions on rental of Exchange stocks shall be $25.00 as a minimum
charge.
TRANSACTION SHALL BE $2.00
MEMBERS
Jones, Larz A., I. C. R. R (Union Station).
Jones, Larz E., 817 Carondelet Bldg.
Lamar, Kingston & Labouisse, 1605 Canal Bk.
Bldg.
Lamar, L. V., 1605 Canal Bank Bldg.
Liuzza. Philip J., 214 Carondelet Bldg.
McLean, Chas. I., Gulf Bldg., Houston, Tex.
Merrill Lynch, E. A. Pierce & Cassatt, Maritime
Bldg.
Nusloch, Geo. H„ 827 Hibernia Bank Bldg.
Nusloch, Baudean & Smith, 827 Hibernia Bk. Bldg.
Ogden, Fred N., 2316 American Bank Bldg.
Plauche, Jas. J., 724 Common St.
Post & Flagg, Houston, Tex.
Poupart, S. J., 823 Perdido St., (Room 202).
Schulze, C. H., 1831 S. Dupre St.
Schweickhardt, E. R., 708 American Bank Bldg.
Steinhardt, Jeffrey, 1528 Canal Bank Bldg.
Tullis, Craig & Co., 204 Marine Bldg.
Tullis, Garner H., 204 Marine Bldg.
Villere, Ernest C., 552 Canal Bank Bldg.
Villere & Co., St. Denis J., 552 Canal Bk. Bldg.
Waters & Alcus, 603 Whitney Bldg.
Wells, Chas. W„ 408 Cotton Exchange Bldg.
Wells & Stanton, 408 Cotton Exchange Bldg.
Wheeler & Woolfolk, 724 Common St.
Wheeler, M. B., 724 Common St.
Williams, Geo. E., 817 Gravier St.
Wolfe & Fowler, 717 Carondelet Bldg.
Wolfe, Robert R., 717 Carondelet Bldg.
Woolfolk, J. W., 724 Common St.
Woolfolk, Huggins & Shober & Co., 839 Gravier St.
MARYLAND
BALTIMORE STOCK EXCHANGE
(208 E. Redwood St.)
Officers: Henry C. Evans, President
Theodore Gould, Vice-President
R. L. Thompson, Secretary-Treasurer
RATES OF COMMISSION
(Effective October 23, 1939)
Commission Rates on Stocks traded in on Other Exchanges.
Minimum Commissions Per Share on Stocks Selling at Prices
The minimum commission rate to non-members on any stock traded in
NonGiven Below:
on the Baltimore Stock Exchange and also on any other National Securi
Members
ties Exchange may, at the option of the member, be the Baltimore Stock
lc
Under 10c a share.......... ....... ...............
Exchange minimum commission rate or the minimum commission rate
prescribed on such other National Securities Exchange.
2c
At 10c a share and above, but under 50c................ ............
Commissions on rights shall be the same as those fixed for stocks.
3c
At 50c a share and above, but under $1-.................. ............
Minimum Commissions on Bonds Selling at Prices Given Below: Non5c
Members
At $1 a share and above, but under $4--------------- ______
At 10 ($100 per $1,000 par value) or above.......... —................ $2.50
7^c
At $4 a share and above, but under $7........... ....... ............
Under
10
($100
per
$1,000
par
value)..........................................
$1-25
10c
At $7 a share and above, but under $10............. ______
At less than 1 ($10 per $1,000 par value)..................-....... 62^c
15c
At $10 a share and above, but under $30_________ ______
On bonds which will mature in not less than six months and not
more than five years, or are to be redeemed, pursuant to call or
20c
At $30 a share and above, but under $50__________ ............
otherwise, in not less than six months and not more than twelve
25c
At $50 a share and above, but under $75__________ ______
months, and are selling at not less than 96% and not more than
30c
At $75 a share and above, but under $100.. ------ -- ............
110% of their redemption price, and on bonds which may be
40c
specifically designated under this paragraph by the Committee
At $100 a share and above, but under $150................... ............
on
Commissions and Quotations, the rate of commission per
50c
At $150 a share and above, but under $200------------ - ............
$1,000 of principal shall be not less than....... ........................ -- $1.25
___________ ____ —
X%
At $200 a share and above.
On bonds which will mature in less than six months, or are to be
of amount of
redeemed, pursuant to call or otherwise, in less than six months,
transaction
and are selling at not less than 96% and not more than 110%
of their redemption price, and on bonds which may be speci
Minimum Charge per Transaction.
fically designated under this paragraph by the Committee on
Notwithstanding the above rates, the minimum commission to be charged
Commissions and Quotations, the rate of commissions to memto a non-member on any completed transaction shall be not less than
bers,
or non-members shall be----------------------------As Mutually Agreed
$3.00; but if the amount involved in a transaction is less than $50.00,
The minimum commission charged on any transaction in bonds shall be
the minimum commission to be charged to a non-member shall be not less
$2.50.
than 6% of the amount involved.
MEMBERS
Lemoine, Oscar M„ South and Redwood Sts.
Duer, Henry L., Stock Exchange Bldg.
Abell, Walter W., 2nd, 401 Stock Exchange Bldg.
Lockwood, Peck & Co., 708 Keyser Bldg.
Elder, Wm. Voss, Jr., 210 Keyser Bldg.
Allen, Edw. D., 210 Keyser Bldg.
Evans, Henry C., 6 S. Calvert St.
Mackubin, George, 222 E. Redwood St.
Allen, Edward D. & Co., 210 Keyser Bldg.
Filley, Oliver D., 101-3 Stock Exchange Bldg.
MACKUBIN, LEGG & CO., 222 E. Redwood St.
BAKER, WATTS & CO., Calvert and Red
Fisher,
Frank
of
J.,
10
South
St.
wood Sts.
Fisher, J. Harmanus & Sons, 10 South St.
Marburg, F. Grainger, 135 E. Baltimore St.
Garrett, Robert & Sons, South and Redwood Sts.
Matthews, T. Stockton, South and Redwood Sts.
Baker, Wm. G.. Jr., Calvert and Redwood Sts.
Gould, Theodore 405-6 Keyser Bldg.
Mead, W. Carroll, 511-13 First National Bank
Bell, Vernal W., 135 E. Baltimore St.
Griswold,
Jr.,
B.
Howell,
135
E.
Baltimore
St.
Bldg.
Binford, Charles T., 10 South St.
Mead, Irvine & Co., 511-13 First National Bank
Blocher, Thomas S., 210 E. Redwood St.
Howard, John D., South and Redwood Sts.
Bldg.
Block, Simon J., 201 Keyser Bldg.
Howard & Co., John D., South and Redwood Sts.
Morgan, Shirley C„ Equitable Bldg.
Block, Simon J. & Son, 201 Keyser Bldg.
Hutton, W. E. & Co., 1st N. Bk. Bldg.
Boyce, C. Prevost, 6 S. Calvert St.
Nelson, Alex C„ 508 Stock Exchange Bldg.
Iglehart,
Joseph
A.
W„
First
National
Bank
Bldg.
Brown, Alex. & Sons, 135 E. Baltimore St.
Poe, Philip L„ 105-6 Stock Exchange Bldg.
Jenkins, T. Courtenay, 10 South St.
Brown, J. Dorsey, 404 Stock Exchange Bldg.
Poe & Co., Philip L„ 105-6 Stock Exchange Bldg.
Jenkins, Whedbee & Poe, 10 South St.
Bruton & Co., 1531 Munsey Bldg.
Post & Flagg, 101-3 Stock Exchange Bldg.
Johnson,
Chas.
W
L.
508
Stock
Exchange
Bldg.
Bruton, Leonard Marshall, 1531 Munsey Bldg.
Jones, Elisha Riggs, 6 S. Calvert St.
Riggs, Henry G., 210 E. Redwood St.
Cahn & Co., Frank B., Equitable Bldg.
Jones, John Marshall, 225 E. Redwood St.
Rosenburg, Abel A.. 222 E. Redwood St.
Carroll, Douglas G., 407 Stock Exch. Bldg.
Jones & Co., John Marshall, 225 E. Redwood St.
Schaefer, Herbert W„ 402 First National Bank
Carroll & Co., Douglas G., 407 Stock Exch. Bldg.
Koppelman, Walter, 219-221 E. Redwood St.
Bldg.
Cassilly, Thos. A., Stock Exchange Bldg.
Kriegel. Leo. 501 Stock Exchange Bldg.
Schaefer & Co., Herbert W„ 402 First National
Castles, John W., 402 Keyser Bldg.
Bank Bldg.
Corkran, B. Warren, 835 W. University Parkway.
Lanahan & Co., W. W., Calvert Bldg.
Schwarz, Howard S„ 500 Stock Exchange Bldg.
Lanahan, W. Wallace, Calvert Bldg.
Daly, Lee E , 23 South St.
Schwarz, Morton & Schwarz, 500 Stock Exchange
Legg, John C., Jr., 222 E. Redwood St.
Daly & Co.. Owen, 23 South St.
Bldg.
Leimbacb & Co., 7 St. Paul St.
Davies, H. L., 501 Stock Exchange Bldg.
Scott, Geo. M., 1401 First National Bank Bldg.
Leimbach, Walter G., 7 St. Paul St.
Drewry, Cooper R., Stock Exchange Bldg.
Further Information on firms appearing In bold face type will be found In the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1924
STOCK EXCHANGE MEMBERS
MARYLAND STOCK EXCHANGE—Continued
MEMBERS
Sheely, Harry M., 212 Keyser Bldg.
Sheely, Harry M. & Co., 212 Keyser Bldg.
Smith, Barney & Co., 402 Keyser Bldg.
Soper. Harry B., 312 Vickers Bldg.
Stein Bros. & Boyce., 6 S. Calvert St.
Stewart, C. Morton, 135 E. Baltimore St.
Taylor, Howard R., 107-8 Stock Exchange Bldg
Taylor, Howard R. & Co., 107-8 Stock Exchange
Bldg.
Thompson, R. L., 402 Stock Exchange Bldg.
Tilden, Marmaduke, 708 Keyser Bldg.
Weilepp, Walter M., 207-8 Keyser Bldg.
Westheimer & Co., 211 E. Redwood St.
Westheimer. Henry F„ 211 E. Redwood St.
Whedbee, James S., 10 South St.
Wheeler, J. Harold, 101-3 Stock Exchange Bldg.
White & Co., Henry M., 1414 Fidelity Bldg.
White, Henry M., 1414 Fidelity Bldg.,
Whiteley, T. Evans, Stock Exchange Bldg.
Whitridge, William, Garrett Bldg.
Whitridge & Son, John A., Garrett Bldg.
Wilson, Jr., J. Sawyer, 402 Keyser Bldg.
MASSACHUSETTS
BOSTON STOCK EXCHANGE
53 State Street
Officers: John E. Yerxa, Pres.
Horace O. Bright, Vice-Pres.
Mark R. Hodges, TV.
Henry E. Tracy, Sec.
MINIMUM RATES OF COMMISSION
In Effect January 1, 1938
ON BONDS, PER $1000 OF PRINCIPAL
Selling Price
Railroad, public utility and industrial bonds, having more than five years
Per Share
Rate per Share
to run.
$5
and
above but under $6...................................
NotLess Than 9.0c
Selling Price
$6
and
above
but
under
$7...........................
NotLess Than 10.0c
Per $1000 of Principal
Rate
$7 and above but under $8..................................
NotLess Than 11.0c
Under $10------------------------ -------- ---------- --------- Not Less Than 75c
$8 and above but under $9...___________
NotLess Than 12.0c
$10 and above but under $100.....................................Not Less Than $1 25
$9 and above but under $10...........................
NotLess Than 13 Oc
$100 and above................... ........................ .................. Not Less Than $2.50
(Base Rate;
(Government Bonds are exempt from the regular rate)
$10 and above------------------------------- Not Less Than 13.Oc base rate plus
ON STOCK, RIGHTS AND WARRANTS
1.0c for each $10 of the price per share
(Hereinafter referred to as “Stocks”)
Selling Price
Notwithstanding the foregoing, when the amount involved in a transaction
is less than $10, the commission shall be as mutually agreed; when the amount
,Per Share
Rate per Share
involved is $10 or more but less than $50, the minimum commission shall be
1/^56 of $1----------------------------------- -------- -------Not Less Than 0.1c
1/128 of $1....... ................. —......... ......................... Not Less Than 0.15c
not less than 6% of such amount or $1, whichever is greater; and when the
1/64 of $1 to and including 2/32 of $1
amount involved is $50 or more, the minimum commission shall be not less
Not Less Than 0.5c
than $3.
Over 2/32 of $1 but under 8/32 of $1__
Not Less Than 1.0c
8/32 of $1 and above but under
of $1.
Not Less Than 1.5c
On Bonds or Notes of Foreign Countries having five years or less to run;
4<j of $1 and above but under $1........... .
Not Less Than 3.0c
Notes of Corporations having five years or less to run; Bonds having five
$1 and above but under $2.......................
Not Less Thaoi 5.0c
years
or less to run; such rates to members or non-members as may be
$2 and above but under $3___________
Not Less Than 6.0c
mutually agreed upon; provided, however, that the Committee on Com
$3 and above but under $4______ _____
Not Less Than 7.0c
missions with the approval of the Governing Committee, may hereafter
$4 and above but under $5___________
Not Less Than 8.0c
determine special rates on any or all of the above mentioned securities.
Adams, L. Sherman, 10 Post Office Square
Adams, Weston W., & Co., 31 State St.
Amsden, Malcolm F., 53 State St.
Andrews, E. T. & Co., 64 PearlSt., Hartford, Conn.
J. S. BACHE & CO., 10 Post Office Square.
Baldwin & Co., 30 Federal Street.
Bates, Converse & Co., 10 Post Office Sq.
Bolles, Richard F„ 35 Congress St., Room 1003.
Bradley, Edward M., 215 Church St., New Haven,
Conn.
Brannan, Wm. J., 75 Federal St.
Bright, Elmer H. & Co., 84 State Street.
Bright, Sears & Co., 53 State Street.
Brooks, Smith & Co., 50 Congress St.
Brown Brothers Harriman & Co., 10 P. O. Square.
Brown, Waldo M„ 49 Federal St.
Brown, Walter J., 53 State St.
Burr, Gannett & Co., 53 State Street.
Cahill, Richard M. F., 53 State St.
Chalifoux, Francis B., 60 State St.
Chapin & Co., S. B„ 53 State St.
Clark, Dodge & Co., 70 Federal Street.
Collins, Breed & Co., Shawmut Bk. Bldg.
Colwell & Co., 209 Washington Street.
Cousens, Foster, 49 Federal St.
Crocker, Percy G. & Co., 19 Congress Street.
Crowninshield, B. Davis, 53 State St.
Dabney, F. L. & Co., 10 Post Office Sq.
Dabney, Frederick L., 925A Boylston St.
Davis & Davis, 10 Weybosset St., Providence, R. I.
DAT, R. L. & CO., 45 Milk Street.
Dean, James, 201 Devonshire St., Room 631.
Draper, Williams & Co., 53 State St.
MEMBERS
Hayden, Stone & Co., 75 Federal Street.
Hentz, H., & Co., 75 Federal St.
Hill, E. Melville, 15 Ashton Ave., Newton Centre,
Mass.
Hines, Robertson & Co., 60 Congress Street.
Hodgdon, Howard W., 84 State St.
Hornblower, Henry, 60 Congress St.
Hornblower & Weeks, 60 Congress St.
Hovey, Chandler, & Co., 82 Devonshire Street,
Room 326.
Hunnewell & Co., 49 Federal St.
Hunt, Carleton, 10 Post Office Sq.
Hutchins & Parkinson, 50 Congress Street.
Paine, Webber & Co., 24 Federal Street.
Peterson, John H., 53 State St.
Pingree, Daniel, 84 State St.
Pitcher, Osborne H„ 31 State St.
Pitman, Harold A., 53 State St., Room 1032.
Poor, Stearns, 84 State St.
Prince, F. H., & Co., 15 Westminster St., Provi
dence, R. I.
Proctor, Cook & Co., 35 Congress Street.
Reed, Jacob, 8 Foster St., Worcester, Mass.
Rice, John C., Jr., 10 Post Office Sq.
Rich, Geo. A., 53 State St.
Iliff, Richard S., 35 Congress St.
Jackson, Walter, 216 Central Ave., Milton, Mass.
Jackson & Curtis, 10 Post Office Square.
Kelly, Michael A., 84 State St.
KIDDER, PEABODY & CO., 115 Devonshire
Street.
Kinsley & Adams, 6 Norwich St., Worcester, Mass.
Kitching, E. J. & Co., 53 State Street.
Laldlaw & Co., 110 Franklin Street
Lee, Frederic M„ 53 State St.
Lee, Higginson & Co., 50 Federal Street.
Leland, John D., 110 Franklin St.
Logan & Bryan, 42 Broadway, New York, N. Y.
Long, Harry V., 10 Post Office Square.
Long & Nash, 10 Post Office Square.
Lord, George F., 18 Wave St., Lynn, Mass.
JAmd, Chas. G., HO Franklin St,
fiSTABROOK & CO., 1$ State Street.
Fay, S. Prescott, Framingham Centre, Mass.
Fernald, Lloyd D„ 3d Nat’l Bank Bldg., Spring,
field, Mass.
Foster, Hatherly, Jr., 85 Devonshire St.
O’Donnell, James E., 53 State St.
Mann & Gould, 35 New Derby St., Salem, Mass.
McKnight, Edward F., 53 State St.
Merrill Lynch, E. A. Pierce & Cassatt, 24 Federal
St.
Monahan, Edward C., 60 State St.
Moors & Cabot, 111 Devonshire Street.
Moran, John J. & Co., 53 State Street, Room 636,
Gagen, T. F. & Co., 53 State Street.
Gannett, Thomas B., 53 State St.
Gilbert, Edward W„ 53 State St., Room 36 B.
Giroux, Archibald R„ 53 State St., Room 36B.
MOSELEY, F. S. & CO., 50 Congress Street.
Hammond, James R., 30 State St.
Hanlon, Gordon B„ & Co., 100 Milk St.
Hanrahan & Co., 332 Main St., Worcester, Mass.
Mott, Louis P. & Co., 80 Federal Street, Room 808
Newman, Harding C„ 10 Post Office Square.
Nickerson, Henry G., 60 State St.
Schirmer, Atherton & Co., 79 Milk Street.
Sewall, R. Lentner, 60 State St.
Smith, Barney & Co., Ill Devonshire St.
Smith, James P. & Co., 1387 Main St., Springfield,
Mass.
Southgate & Co., 33 State St.
Southgate Ray E„ 53 State St.
Stevens, Samuel W„ 45 Milk St.
Straw, E. A., 875 Elm St., Manchester, N. H.
Thorndike & Allen, 53 State Street, Room 310.
Thornquist, Carl J., 53 State St.
Tifft Brothers, 50 Congress Street.
Tobey, Walter P„ 84 State St.
Todd, Charles Lee, Jr., Ill Devonshire St.
TOWNSEND, ANTHONY & TYSON, 30 State
Street.
Trask, Spencer & Co., 50 Congress St.
Treadwell, James R.t 53 State St., Room 203,
Tucker, Anthony & Co., 74 State Street,
Wainwright, H. C. & Co., 60 State Street.
Walker, G. W. & Co., 53 State St.
Webber, Ralph B., 53 State St.
Whitney, Byam & Co., 53 State Street, Room 633.
Whitney & Elwell, 30 State Street.
Wiggin, Russell B„ 53 State St.
Williams, Ralph E., 35 Congress St.
Williams, Robert W„ 53 State St.
Winsor, Kennard, 115 Devonshire St. ■
Yerxa, John E., 30 State St.
Young, Lincoln R„ 750 Main St., Hartford, Conn.
Further Information on firms appearing In bold face type will be found In the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1925
STOCK EXCHANGE MEMBERS
MICHIGAN
DETROIT STOCK EXCHANGE
(415 Griswold St.)
Clark C. Wickey, Executive Vice-President & Secretary; Pau T. Bollinger, Vice-President;
Andrew C. Reid, Treasurer.
COMMISSION RATES
Effective, August 23, 1938
On stocks selling below 50c per share, the commission rate per share shall
Stocks selling at 50c per share and above, the commission rate per share
be not less than the following:
_ A
shall be not less than the following:
Rate
Rate
Per Share
Price per Share
Per Share
Price per share
1
..........
...................................
.........
3c
1/256 of 81........................................................................................ O le
50c and above but under $
_
...................................
5c
1/128 of 81---------- ----------------------------------- ------------------- °-|5c
$ 1 and above but under 8 2
1/64 of 81 and above, but under 2/32of81................................... 0.5c
6c
$ 2 and above but under $ 3_______ ____ -.................... ...........
2/32
of 81______ _____ -.................. ................................... 0.5c
. ...................................
7c
$ 3 and above but under 8 4
2/32 of 81 but under 8/32 of 81............................................. J-Oc
Over
$ 4 and above but under $ 5__________________________ 8c
8/32 of 81 and above but under 1/2 of $1................................... l-5c
$ 5 andabove but under $ 6...................
9c
$ 6 andabove but under $ 7....................
10c
$ 7 andabove but under $ 8_______________
11c
The minimum commission on all transactions in listed securities shall be
$ 8 andabove but under $ 9_______________
12c
not less than $3.00, except in cases where the amount involved is $50.00 or
$ 9 and above but under $10 (Base Rate)____________ ______
13c
less,
the minimum commission may then be at the discretion of the member.
$10 and above__The 13c base rate plus lc for each $10 of the price per share
MEMBERS
Phelan, Jr., James J., 244 Penobscot Bldg.
Hornblower & Weeks, 244 Penobscot Bldg.
Alison & Co., 244 Buhl Bldg.
Porter, Stuart P„ 1134 Buhl Bldg.
Hulburd, Warren & Chandler, 208 S. LaSalle St.,
Allman, Everham & Co., 1051 Penobscot Bldg.
Chicago, Ill.
„ ,
^
Angstrom, Lawrence C„ 904 Penobscot Bldg.
Humphries, Angstrom & Co., 904 Penobscot Bldg.
Avery & Co., 1126 Buhl Bldg.
Rathbun, C. E„ 866 Penobscot Bldg.
Hutton, W. E. & Co., 600 Griswold St.
Avery, Clarence F., 60 Broad St., New York, N. Y.
Rathbun & Co., 866 Penobscot Bldg.
Hutton, William E.. 600 Griswold St.
Reid, Andrew C., 2232 Union Guardian Bldg.
Reilly, R. W., 866 Penobscot Bldg.
BACHE, J. S. & CO., 735 Griswold St.
Kerr, Harry W„ 1800 Penobscot Bldg.
Roney, Wm. C. & Co., 2232 Union Guardian Bldg.
Kreidler, Chas. A., 1134 Buhl Bldg.
Rotsted, Ralph, 1134 Buhl Bldg.
Baker, Simonds & Co., 1134 Buhl Bldg.
Beard, Frederick H., 1880 Penobscot Bldg.
Lewine, Jerome, Hanover Square, New York,
Bennett, Smith & Co., 640 Griswold Street.
N. Y.
Schlachman. Max, 1356 Penobscot Bldg.
Bollinger, Paul T„ 1904 Penobscot Bldg.
Livingstone. S. R.. 1356 Penobscot Bldg.
Schlachman, Sol, 1356 Penobscot Bldg.
Brown, Orman E., 1666 Penobscot Bldg.
Livingstone, S. R. & Co., 1356 Penobscot Bldg.
Seitz, Harry J., 12 Washington St., Monroe, Mich.
Butler, James M., 4859 Sturtevant.
Shader-Winckler Co.. 204 Penobscot Bldg.
Manley, Milton A., 518 Buhl Bldg.
Smith, Hague & Co., 539 Penobscot Bldg.
Carpenter. Jos. N„ 67 Broad St., N. Y.
Manley & Co., M. A., 518 Buhl Bldg.
Smith, Winthrop H„ 105 W. Adams St., Chicago,
Cray, McFawn & Petter, 416 Fidelity Bldg.
Marks, A. L„ 128 E. Third St., Sterling, Ill.
Ill.
Crouse & Co., 1800 Penobscot Bldg.
Marks, Burton, 775 Penobscot Bldg.
Soucy, Ernest W. ,49 Federal St., Boston, Mass.
Crouse, Charles B„ 1800 Penobscot Bldg.
McDonald, Claude G., 1044 Buhl Bldg.
Soucy & Co., 49 Federal St., Boston, Mass.
McDonald & Co., C. G., 1044 Buhl Bldg.
Stern, Morton F., 36 Wall St., New York, N. Y.
Dominick & Dominick, 115 Broadway, New York.
Merrill Lynch, E. A. Pierce & Cassatt, 300 Buhl
Stewart, A. Clifton, 1812 W. Grand Blvd.
Bldg.
Stout, Gardner D., 115 Broadway, N. Y.
Eis, Valette R., 244 Penobscot Bldg.
Miller, George A., 1444 Buhl Bldg.
Sutro Bros. & Co., 137 Penobscot Bldg.
Ellwood, Aaron A., 639 Penobscot Bldg.
Moody, Bollinger & Co., 1904 Penobscot Bldg.
Esch. Ingo A., 120 Broadway, New York.
Moss, W. E„ 2416 Um'on Guardian Bldg.
Everham, Edwin M., 1051 Penobscot Bldg.
Moss, W. E. & Co.. 2416 Union Guardian Bldg.
Vogel, A. H. & Co., 1880 Penobscot Bldg.
Fenner & Beane, 67 Broad St., New York, N. Y.
Ferriss, W. Paul, 904 Penobscot Bldg.
Nauman, Arthur P., 416 Fidelity Bldg.
Wakeman, Wynn F., 1134 Buhl Bldg.
Ferriss, Wagner & Miller, 1444 Buhl Bldg.
Walker, Wm. T., 1304 Penobscot Bldg.
Warth, Robert. 2232 Union Guardian Bldg.
Goodbody & Co., Penobscot Bldg.
O’Donnell, R. C.. 2166 Penobscot Bldg.
Watling, Lerchen & Co., 314 Ford Bldg.
Goodbody, John L., 115 Broadway, New York,
O’Donnell & Co., R. C., 2166 Penobscot Bldg.
Wedthoff & Co., Guy G„ 1720 Ford Bldg.
N. Y.
O’Hara, John F.. 244 Buhl Bldg.
Winckler, F. J., 204 Penobscot Bldg.
Olson, Warren T„ 2416 Union Guardian Bldg.
Withrow, Atkinson W., 208 S. LaSalle St., Chicago,
Hague, Samuel, 539 Penobscot Bldg.
m.
Hastings, P. A. & Co., 1666 Penobscot Bldg.
Wood, Warren A., 244 Buhl Bldg.
Paine, Webber & Co., 100 Penobscot Bldg.
Hastings, Pierce A., 1666 Penobscot Bldg.
Wright, John C., 2066 Penobscot Bldg.
Parceils, Charles A., 639 Penobscot Bldg.
Hentz, H. &. Co., Union Guardian Bldg.
Wright, Martin & Co., 2066 Penobscot Bldg.
Parcells, Charles A. & Co., 639 Penobscot Bldg.
Hinshaw, Joseph, 314 Ford Bldg.
Officers: Denis J. Alison, President;
MINNESOTA
MINNEAPOLIS —ST. PAUL STOCK EXCHANGE
Officers: Laurence B. Woodard, President; Harold E. Wood, Vice-President; Howard R. Selover, Executive Vice-President; R. M. Rice, Secretary-Treasurer.
COMMISSION RATES
Effective June 7, 1938
NON-MEMBERS
On stocks selling at 50c per share and above, the commission rate per share
shall be not less than the following:
Rate
Price per share
Per Share
Under 25c per share._______ _____ _______ _______ _____ lc
25c and above but under 50c........................................ ..................
lj^c
50c and above but under $ l.......................................................
3c
$ 1and above but under $ 2......................................
$ 2and above but under 8 3______________________
$ 3 and above but under $ 4.......................................................... . 7c
$ 4 and above butunder $ 5................................................................
8c
$ 5 and above butunder $ 6_______________________________
9c
$ 6 and above butunder $ 7_______________________________ 10c
$ 7 and above butunder $ 8.........................................................................
11c
$ 8and above but under $ 9.__________________
$ 9 and above but under $10 (Base Rate)........ ...........................
13c
$10 and above.-.The 13c base rate plus lc for each $10 of the price per share
The minimum commission on transactions in stocks for non-members shall,
(a) where the transaction involves less than $5.00, be as mutually agreed
upon;
(b) where the transaction involves $5.00 or more but less than $50.00, be
6% of such amount or $1.00 whichever is greater; and
(c) where the transaction involves $50.00 or more, be not less than $3.00.
Rights—same as stocks.
Allison, Williams Co., 1245 Northwest Bank Bldg.,
Minneapolis.
Bigelow-Webb & Co., 1st Nat’l-Soo Line Bldg.
Minneapolis.
Caldwell Phillips Co., First Natl. Bank Bldg., St.
Paul, Minn.
Greenman & Cook, Inc., 1408 E. 1st Natl. Bk. Bldg.,
St. Paul.
Harrls-Upham & Co., 11 Wall St., New York,
N. Y.
KALMAN & COMPANY, 144 Endicott Bldg.,
St. Paul.
MEMBER TO MEMBER-Give-up Rates.
Stocks selling under 50c per share...................................................
Me
Stocks selling from 50c to $1.........................-......................... — Me
Stocks selling from $1 to $10_______ _______ _____ -................
2c
Stocks selling from $ 10 to $100................................ -...........- —
3c
Stocks selling from $100 to $150....................................................
4c
5c
Stocks
selling from $150 and over................................................
5c
6c Minimum 50c for stocks selling under $10.00 per share.
Minimum $1.00 for stocks selling at $10.00 and over per share unless gross
amount is under $100.00, minimum then 50c.
Rights—same as stocks.
Names not give-up on any stocks, minimum will be double the give-up rate.
12c
MEMBERS
Mahoney & Co., C.D., 806 Roanoke Bldg., Minne
apolis.
Manheimer-Caldwell, Inc., 113 First National
Bank Bldg., St. Paul.
Molyneaux, J. J., 15 S. 5th St., Minneapolis.
Paine, Webber & Co., Rand Tower, Minneapolis.
PIPER, J AFFRAY & HOP WOOD, 115 S. 7 th
St., Minneapolis.
Rice, Robert M„ 804 Roanoke Bldg., Minneapolis.
Selover, H. R., & Co., 802 Roanoke Bldg., Minne
apolis.
Smith & Co., Wharton C., 106 E. 4th St., St. Paul.
Thrall West Ca., 1500 Northwest National Bank
Bldg., Minneapolis.
Wells-Dickey Company, Metropolitan Bank Bldg.,
Minneapolis.
WOOD, HAROLD E., & CO., W. 2662 1st Nat’l
Bk. Bldg., St. Paul.
Woodard-Elwood
Minneapolis.
&
Co.,
840 Rand Tower,
Further Information on firms appearing In bold face type will be found tn the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1926
MISSOURI
Officers: Wm. H. Burg, President;
ST. LOUIS STOCK EXCHANGE
C. S. Newhard, Vice-President;
J. S. Bush, Secretary and Treasurer;
Chas. A.Huebner, Assistant Secretary.
COMMISSIONS
Effective February 11, 1938
All other transactions shall be subject to commissions as follows:
Section 1. Commissions shall be charged and paid under all circum
Minimum Commission
stances and upon all transactions, both purchase and sales, or upon contracts
Selling Price Per Share
Rate Per Share
for the receipt or delivery of securities; excepting joint transactions between
Under 50c___________ ______ ________________
2c per share
members which may be made without commission. Such commissions shall,
4c per share
From 50c to 99c________ ______ _______________
in the case of stocks, be calculated upon the price at which they are sold, and,
From $1 to $1.99......
5c per share
From $2 to $2-%_____
6c per share
in the case of bonds, upon their par value and shall be at the rates herein
7c per share
From $3 to $3-%______
after named; and such rates shall in each case be the minimum that may
From $4 to $4-%........................
8c per share
be charged by any member of the Exchange, and shall be absolutely net and
From $5 to $5-%_____________________________
9c per share
From
$6
to
$6-%................
10c
per share
free from all or any rebate, return, discount or allowance in any shape or
From $7 to $7-%_____________________________
11c per share
manner whatsoever, or by any method or arrangement direct or indirect.
From $8 to $8-%____
12c per share
And no bonus, percentage or portions of the commissions so established
From $9 to $9-Vs—-...........
13c per share
From $10 to $14-%............... ...................... .................
14c per share
shall be given, paid or allowed directly or indirectly to any clerk or person
From $15 to $24-%.............. _.................... .................
17%c per share
for business sought or procured for any member of the Exchange.
From $25 to $49-%..................
25c per share
From $50 to $99-%..............
37%c per share
Section 2. On all business for parties not members of the Exchange,
From $100 to $299-%....................................
50c per share
including joint account transactions in which a non-member is interested,
From $300 to $499-%......................................
75c per share
the minimum commission charged shall be as follows:
From $500 and up........ ............
$1.00 per share
When the amount involved in a transaction is $10 or less, the commission
On all bonds and other obligations of the United States of America the
minimum commission shall be 1/16 of 1% of the par value, but shall in no
shall be as mutually agreed.
case be less than 25 cents.
When the amount involved in a transaction is more than $10 but less than
On all other bonds $2.50 per $1,000 par value except on those maturing
within six months of the date of sale the commission shall be $1.25 per
$50.00 the commission shall be not less than six per cent of the amount in
$1,000
par value.
volved or $1.00, whichever is greater; provided, however, that where such
Governing Committee Ruling—Feb. 13, 1940.
transactions are for the account of non-member brokers or dealers, an allow
Minimum Commission on Bonds—When the aggregate face or par
value of bonds involved in a transaction is $500 or more but less than
ance of 50 cents of such commission may be made.
$2,000, the minimum commission shall be $5.00.
When the amount involved in a transaction is $50.00 or more and less
When the aggregate face or par value of bonds involved in a transaction
is less than $500, the minimum commission shall be $2.50.
than $300.00, the minimum commission shall be $3.00, except that where
On
all securities not provided for in this section the Governing Committee
such transactions are for account of non-member brokers or dealers, an
shall fix the rates of commission; provided, that on all stocks admitted to
allowance of $1.00 may be made on such commissions.
dealings on this Exchange and also either on the New York Stock Exchange
or the New York Curb Exchange the minimum commission charge per share
When the amount involved in a transaction is $300.00 or more, the
for one hundred share unit or multiple thereof, on this Exchange, shall be
minimum commission shall be $5.00 except in the case of transactions for
the rate per share prescribed to be charged on transactions for one hundred
share unit on those Exchanges, respectively, and on all stocks admitted to
the account of non-member brokers or dealers, an allowance of $2.00 on such
dealings
on this Exchange and also on the Chicago Stock Exchange the
commissions may be made.
minimum commission charge per share for fifty share unit or multiple
thereof, on this Exchange, shall be the rate per share prescribed to be charged
Governing Committee Ruling—March 8, 1938:
on transactions for fifty share unit on that exchange; provided, that the Gov
Division of Commissions between members shall be based upon the
erning Committee shall, at any time, have the power, by the vote of five of
actual commission received by the originating member.
its members, to alter and fix any rates of commission.
MEMBERS
Barklage, Louis, 317 N .4th Street.
Platt, Edw. G„ 306 N. 8th Street.
Fusz, Firmin D., Boatmens Bank Bldg.
Bauer, A. H„ 312 N. 4th Street.
Reinholdt, J. W., Jr., Security Bldg.
Fusz, Schmelzle & Co., Boatmen’s Bank Bldg.
Bauer Bros. Brokerage Co., 312 North 4th Street.
RETNHOLDT
& GARDNER, Security Building
Gatch Bros., Jordan & McKinney, 418 Olive St.
Bennett, Jas. E., Boatmen’s Bank Bldg.
H. L. Ruppert & Co., 400 Pine Street.
Gatch, Nelson B., 418 Olive Street
Bennett, Jas. E. & Co., Boatmen’s Bank Bldg.
Scudder, Chas., 300 N. 4th Street.
Gessler, G. E„ Merchants-Laclede Bldg.
Berger-Cohn & Co., Landreth Bldg.
Seddon, Bruce, Landreth Bldg.
Gessler, E. A. & Son, Merchants-Laclede Bldg.
Bixby, W. H. Broadway and Locust.
Seddon, Morfit & Harvey, Landreth Bldg.
Giger, Harold H., 211 N. 4th Street.
Bramman, Carl T., 314 N. Broadway.
Semple, Jacobs & Co., Rialto Building.
Bramman-Schmidt-Busch, 314 N. Broadway.
Giger & Co., 211 N. 4th St.
Shuey, Lee G., 410 Olive St.
Brocksmith, H. L., 400 Pine Street
Haeussler, W. C., Paul Brown Bldg.
Simon, F. M. 315 N. 4th Street.
Brown, Paul & Company, Paul Brown Bldg.
Haverstick, E. E., & Co., 346 N. Boyle Avenue.
SIMON,
I. M. & COMPANY, 315 North 4th St.
Burg, Wm. H„ La Salle Bldg.
E. E. Haverstick, Jr., 346 N. Boyle Ave.
Smith, Moore & Co., LaSalle Bldg.
Cohn, Henry I., Landreth Bldg.
Hayward, John., 403 Olive Street.
Stlckney, W. A., 409 N. 8th Street.
Cook, Henry M., 400 Olive Street.
Hill Brothers, Security Bldg.
Stifel, A. G„ Boatmen’s Bank Bldg.
Costigan, E. J., 300 N. 4th Street.
Jacobs, B. F., Merchants-Laclede Bldg.
Crago, John H„ Security Bldg.
STIFEL, NICOLAUS & CO., Boatmen’s Bank
Jones, Edward D., Boatmen’s Bank Bldg.
Crago, Smith & Canavan, Security Bldg.
Bldg.
Jones. Edw. D. & Co., Boatmen’s Bank Bldg.
Duhme, Herman, Franklin-American Trust Bldg.
Stix & Company, LaSalle Bldg.
Jones, Whipple Van Ness, Security Bldg.
D’Oench, Duhme & Co., Franklin-Am.Tr.Bldg.
Taussig, Day & Co., Boatmen’s Bank Bldg.
Knight & Co., H. H., 403 Olive St.
Donnell, F. C„ La Salle Bldg.
Taussig, G. J.. Boatmen’s Bank Bldg.
Little & Hays Inv. Co., LaSalle Bldg.
Theis, Albert & Sons, Inc., 410 Olive St.
EDWARDS, A. G. & SONS, 409 North 8th St.
Louderman, Wm. M., Bank of Commerce Bldg.
Waldemer, Edwin R., LaSalle Bldg.
Edwards, A. N., 409 N. 8th Street.
Waldheim, Platt & Co., 306 N. 8th St.
NEWHARD, COOK & CO., 400 Olive St.
Edwards, P. W. 409 N. 8th Street.
Walker, G. H. & Co., Broadway & Locust Streets.
Otto, Edw. F., No. 6 Sunset Court, Normandy,
Francis Bro. & Co., 222 N. 4th St.
Whitaker & Company, 300 North 4th Street.
Missouri.
Francis, T. T., Francis Bro. & Co., 222 N. 4th St.
Wibbing, O. H., Security Bldg.
Papin,
Pierre L., Merchants-Laclede Bldg.
Friedman, Brokaw & Samish, 711 St. Charles St.
Wibbing, 0. H. & Co., Security Bldg.
Friedman, W. Stix, 711 St. Charles Street.
P. L. Papin & Co., Merchants-Laclede Bldg.
Williams, J. Gates, 222 No. 4th St.
NEW YORK
NEW YORK STOCK EXCHANGE
Officers:
William Me C. Martin, Jr., President-,
Charles E. Saltzman, Vice-President and Secretary;
Howland S. Davis, Exec. Vice-President;
VAX
vv an oi.;
John Haskell, Vice-President;
Ronald R. Westwood, Assistant Treasurer-,
Eugene Lokey, Vice-President;
Charles Klein, Assistant Secretary;
Arthur H. Franklin, Treasurer;
Max Jacquin, Jr., Assistant Secretary;
George A. Cuff, Assistant Treasurer;
A. Tate Smith, Special Assistant to the President.
COMMISSION RATES (Amended to November 9, 1938)
$4 per share and above but under $5............. Not less than 8.0c per share
Rates to Non-members, etc.
$5 per share and above but under $6______ Not less than 9.0c per share
On business for non-members and partners not members of the Exchange,
$6 per share and above but under $7______ Not less than 10.0c per share
including joint account transactions in which any such person is interested,
$7 per share and above but under $8........... Not less than 11.0c per share
the commission shall be not less than the rates given below:
$8 per share and above but under $9______ Not less than 12.0c per share
$9 per share and above but under $10
(Base Rate)_______ _______ _______ ___ Not less than 13.0c per share
ON STOCKS, RIGHTS AND WARRANTS
$10 per share and above................................. .Not less than the 13.0c base
(hereinafter referred to as “stocks”)
rate plus 1.0c for each $10 of
the price per share
Except as to Ten-share Unit Stocks and Called Stocks:
Notwithstanding the fore
1/256 of $1 per share........................................Not less than 0.1c per share
going, when the amount in
1/128 of $1 per share................
..Not less than0.15c per share
volved in a transaction is less
1/64 of $1 per share and above but under
than $ 10, the commission shall
2/32 of $1......
Not less than 0.5c per share
be as mutually agreed; when
2/32 of $1 per share....................
Not less than 0.5c per share
the amount involved is $10 or
Over 2/32 of $1 per share but under 8/32
more but less than $50, the
of$l............................................................... Not less than 1.0c per share
minimum commission shall
8/32 of $1 per share and above but under
,
be not less than 6% of such
% of$l........................... ..............................Not less than 1.5c per share
amount or $1, whichever is
% of $1 per share and above but under $l...Not less than 3.0c per share
greater; and when the amount
$1 per share and above but under $2_______ Not less than 5.0c
pershare
involved is $50 or more, the
$2 per share and above but under $3_______ Not less than 6.0c
pershare
minimum commission shall
$3 per share and above but under $4_______ Not less than 7.0c
pershare
be not less than $3.
Farther Information on firms appearing In bold face type will be found in the selected list of Investment Dealers following bank list In each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1927
STOCK EXCHANGE MEMBERS
NEW YORK STOCK EXCHANGE—Continued
ON TEN-SHAKE-UNIT STOCKS, RIGHTS AND WARRANTS
(hereinafter referred to as “stocks”)
As designated by the Committee on Floor Procedure—except as to
Called Stocks:
Under $1 per share.------ ----------------------- .Same as 100-share-unit stocks
$1 per share and above but under $2--------- .Not less than 6.0c per share
$2 per share and above but under S3--------- .Not less than 7.0c per share
$3 per share and above but under $4--------- .Not less than 8.0c per share
$4 per share and above but under S5--------- .Not less than 9.0c per share
S5 per share and above but under $6--------- .Not less than 10.0c per share
$6 per share and above but under $7--------- .Not less than 11.0c per share
$7 per share and above but under S8--------- .Not less than 12.0c per share
S8 per share and above but under $9--------- .Not less than 13.0c per share
$9 per share and above but under $10
(Base Rate)________________________ .Not less than 14.0c per share
$10 per share and above..--------------------- .Not less than the 14.0c base
rate plus 1.0c for each $10 of
the price per share
Notwithstanding the fore
going, when the amount in
volved in a transaction is less
than $10,thecommissionshall
be as mutually agreed; when
the amount involved is $10 or
more but less than $50. the
minimum commission shall
be not less than 6% of such
amount or $1, whichever is
greater; and when the amount
involved is $50 or more, the
minimum commission shall
be not less than $3.
ON CALLED STOCKS
Sec. 2, Par. (e): Notwithstanding the rates prescribed elsewhere in this
Section 2, the commission rates to members and non-members upon stocks
which, pursuant to call or otherwise, are to be redeemed within twelve months
shall be such rates as may be mutually agreed upon provided, however, that
such rates shall apply to transactions in any specific stock only after the
Committee on Member Firms has made announcement to that effect, and
provided, further, that said Committee may determine special rates on any
or all such securities, reporting the same to the Board of Governors. (The
Committee on Member Firms has not determined any special rates on such
stocks.)
ON BONDS: per $1,000 of principal
(except as stated below)
Under $10............. ............................................Not less than 75c
$10 and above but under $100.........................Not less than $1.25
$100 and above..............................................—Not less than $2.50
Sec. 3, Par. (d;: Notwithstanding the foregoing, the commission rates to
members or non-members upon obligations of the United States, Puetro
Rico, Philippine Islands and States, Territories and Municipalities therein,
upon bonds or notes having five years or less to run; and upon bonds or
notes which, pursuant to call or otherwise, are to be redeemed within twelve
months, shall be such rates as may be mutually agreed upon; provided,
however, that the Committee on Member Firms may determine special rates
on any or all such securities, reporting the same to the Board of Governors.
Under this authority the Committee has ruled that commissions shall be not
less than the rates given below:
ON BONDS OR NOTES HAVING FIVE YEARS OR
LESS TO RUN, AND BONDS AND NOTES
WHICH, PURSUANT TO CALL OR OTHER
WISE, ARE TO BE REDEEMED WITHIN
TWELVE MONTHS (Per $1,000 of principal):
Under $10................................. -.............-........................Not less than 75c
$10 and above but under $100...... ...................... ..........Not less than $1.25
$100 and above but under 96% or over 110% of the
redemption price______________________________ Not less than $2.50
Not less than 96% or more than 110% of the redemp
tion price:
Six months or more................................-.................. -Not less than $1.25
Less than six months............... ......................May be mutually agreed upon
ON OBLIGATIONS OF THE UNITED STATES, Puerto Rico, Philip
pine Islands and States, Territories and Municipalities therein
________________ ______ May be mutually agreed upon
MEMBERS
Abbott, Proctor & Paine, 120 Broadway
Abraham & Co., 120 Broadway
Ackerman, Warren, 120 Broadway
Acosta, J. A. & Co., 60 Beaver St.
Adams, Merrill & Co., 36 Pearl St., Hartford, Conn.
Adler, Coleman & Co., 15 Broad St.
Adrian, Jos. M„ 42 Broadway
Ahern, John J„ 61 Broadway.
Alker, Carroll B., 61 Broadway.
Allan, Adrian R., Jr., 40 Wall St.
Amy, Joseph H., 120 Broadway.
Andersen, Oswald, 115 Broadway.
Anderson & Co., 120 Broadway.
Anderson, Elliott M., 71 Broadway.
Anderson, Harry, 120 Broadway.
Anderson, Henry A., 47 Broad St.
Anderson, W. Colford, 120 Broadway.
Andrews, Posner & Rothschild, 25 Broadway
Anness, Edw. C., 61 Broadway
Apy, Chester, 47 Broad St.
Aronson, Bernard & Co., 30 Broad St.
Arrowsmith, Post & Welch, 115 Broadway.
Ash & Co., Mervin, 120 Broadway.
Asher, Harry W., Jr., 60 Beaver St.
Asiel & Co., 11 Wall St.
Astor & Ross, 39 Broadway.
,, , A Atkins, Hamill & Gates, 10 East Market St.,
Indianapolis, Ind.
.
^
Atterbury, Robert R., 445 Park Ave., Paterson,
N. J.
Auchincloss & Mills, 80 Broad St.
Auchincloss, Parker & Redpath, 719 15th St.,
Washington, D. C.
_
Auerbach, Poliak & Richardson, 30 Pine St.
Baar, Cohen & Company, 39 Broadway
Babcock, Henry D„ 50 Broadway
Bach, Frederick F„ 29 Broadway.
Bach, Reimer & Co., 29 Broadway.
BACHE & CO., J. S., 36 Wall St.
Bacon, Stevenson & Co., 39 Broadway.
Baker, Alfred L. & Co., Ill So. La Salle St.,
Chicago, Ill.
Baker, Watts & Co., Calvert & Redwood Sts.,
Baltimore, Md.
Baker, Weeks & Harden, 52 Wall St.
Baldwin, Peter, 42 Broadway.
Ballard & Co., 43 Pearl St., Hartford, Conn.
Bamberger, L. Richard, 1 Wall St.
Bamberger, Max. 15 Broad St.
Barbee, Harry, 19 Rector St.
Barclay, Henry A., 11 Wall St.
Barclay, Moore & Co., Fidelity-Phila. Trust Bldg.,
Philadelphia, Pa.
Barnwell, Arthur & Co., 100 Broadway
Baroni, Winiam J., 50 Broadway.
Barrett & Company, 40 Exchange Place
Barrett, John E., 40 Exchange PI.
Barry, Edwin J., 67 Broad St.
Barth, J. & Co., 482 California St., San Francisco,
Calif.
Bartholomae, H. J., 47 Broad St.
Bartlett, Benj. D. & Co., 313 Vine St., Cincinnati,
Ohio.
Baruch, Sailing W., 60 Beaver St.
Bean, Chas. H. & Co., 123 S. Broad St., Phila
delphia, Pa.
Bear, Stearns & Company, 1 Wall St.
Beardsley, Sterling S., 67 Broad St.
Beauchamp & Fagan, 50 Broadway
Beauchamp, Thomas J., 50 Broadway
Becker, Sherburn M. Jr., 1 Wall St.
Beer & Company, 817 Gravier St., New Orleans, La.
Belden & Co., 61 Broadway.
Bell & Beckwith, 519-521 Madison Ave., Toledo,
Ohio.
Bendix, Luitweiler & Co., 52 Wall St.
Benedict. E. C. & Co., 61 Broadway
Benjamin & Sternbach, 30 Pine St.
Benjamin, Hill & Company, 50 Broadway
Bennet, Leslie L. & Company, 60 Broadway.
Bennett, James E. & Co., 50 Broadway
Bennett & Palmer, 165 Broadway
Bennett, Smith & Co., 640 Griswold St., Detroit,
Mich.
Berliner & Co., 40 Wall St.
Berman & Co.. Pemberton, 49 Wall St.
Bernard, Winkler & Co., 11 Wall St.
Bernheimer, Edwin E., 1 Wall St.
Biddison & Co., N. D., 39 Broadway.
Biddle, Whelen & Co., 1606 Walnut St., Phila
delphia, Pa.
Biggs, Mohrman & Co., 61 Broadway.
Billings, Olcott & Co., 52 Broadway
Bilofsky, Maxwell M., 120 Broadway
Bioren & Co., 1508 Walnut St., Philadelphia, Pa.
Bird, W. Gillette, 26 Broadway.
Bishop & Goldman, 50 Broadway
Bishop, Allen Reynolds, 50 Broadway
Bishop, Robert O., 42 Broadway
Bissinger, McKinley, 1613 Russ Bldg., San Fran
cisco, Calif.
Blauner. Simons & Co., 165 Broadway
Blinn. Prosper J., 42 Broadway.
Bliss & Co., 745 Fifth Ave.
Bliss, Julius, 120 Broadway.
Bloch. Elmer M„ 39Broadway.
Block, John Horace, 39 Broadway. •
Block, Maloney & Co., 39 Broadway.
Blumenthal, A. Pam., 60 Beaver.
Blumenthal, Simon B„ 50 Broadway.
Blun, George E., 165 Broadway.
Blyth & Bonner. 67 Broad St.
Bonbright, George D. B. & Co., 100 Powers Bldg.,
Rochester, N. Y.
Bonner & Gregory, 44 Wall St.
Boody, McLellan & Co., Ill Broadway
Boston, Paul R., 47 Broad St.
Bouvier, Bishop & Co., 52 Broadway.
Boylan, Robert P., 61 Broadway.
Bradford, J. C. & Co., 418 Union St., Nashville,
Tenn.
Bradshaw, Sydney P., 61 Wall St.
Bramley & Smith, 52 Broadway
Branch, Cabell & Co., 814 E. Main St., Richmond,
Va.
Brand, Grumet & Co., 120 Broadway
Brand, Michael J., Jr., 47 Broad St.
Brandenburg & Co., Ill Broadway
Braumuller, Charles, 47 Broad St.
Bregman, Abner, 1 Wall St.
Breining & Co., 17 Battery Place
Bright, Elmer H. & Co., 84 State St., Boston,
Mass.
Bright, Sears & Co., 53 State St., Boston, Mass.
Brill. D. Dudley. 61 Broadway.
Brinton & Co., 61 Broadway
Britt, Richard J.. 25 Broadway,
Brody, L. J. Stephen, 109 Killdeer Rd„ Hamden,
Conn.
Brooks & Co., J. H., 135 Broadway.
Brooks, James W„ 71 Broadway.
Brown, Alex. & Sons. 135 East Baltimore St.,
Baltimore, Md.
Brown Brothers, Harriman & Co., 59 Wall St.
Brown, Gardner W., 120 Broadway
Brown, Geo. Estabrook, 49 Broad St.
Brown, James M. Jr., 47 Broad St.
Brown, Paul & Co., Paul Brown Bldg., St. Louis,
Mo.
Brown, Vernon H., 120 Broadway.
Brown & Co., Vernon C., 71 Broadway.
Brumley, Albert, 120 Broadway.
Brummer, Harold M., 25 Broadway.
Bruns, Edwin G., 11 Wall St.
Bruns. Edwin G. Jr., 11 Wall St.
Buchanan & Tomes, 120 Broadway
Buckley, John F„ 47 Broad St.
Buell, Fisher A.. 120 Broadway
Burke, Walter F., 50 Broad St.
BURNET, W. E. & CO., 11 Wall St.
Burnham & Company, 30 Pine St.
Burnside, I. H. & Co., 80 Broad St.
Burr, Gannett & Co., 53 State St„ Boston, Mass.
Burton. Cluett & Dana, 120 Broadway
Bushnell, Henry Thompson, 39 Broadway
Butcher & Sherrerd, 1500 Walnut St., Philadelphia
Pa.
Butler, Herrick & Marshall, 30 Broad St.
Butler, Wick & Co., Union National Bldg.,
Youngstown, Ohio.
Buttenwieser, Clarence, 25 Broad St.
Byck, Maurice S., 39 Broadway.
Byfield & Co., 61 Broadway.
Byram, Hobart R., 42 Broadway.
Byrne, James F., 30 Broad St.
Bywater & Leary, 120 Broadway.
Cahill, Robert L., 39 Broadway.
Cahn & Co., Frank B., Equitable Bldg., Baltimore
Md.
Cahn, Joel G.. 39 Broadway.
Campbell & Co., H. G., 52 Broadway
Campbell, James, 42 Broadway
Campbell, Oliver S., 26 Broadway.
Canavan, Eugene F„ 42 Broadway.
Carey, Denis J., 42 Broadway.
Carey, H. T., Joost & Patrick, 50 Broadway
Carhart, H. Whitfield, Jr., 50 Broadway
Carlebach, Herbert L„ 60 Broad St.
Carlebach, Walter M., 60 Broad St.
Carleton, Alexander, 14 Wall St.
Carlisle, Mellick & Co.. 50 Broadway
Carmichael, Carson & Ashby, 52 Wall St.
Carreau & Co., 63 Wall St.
Carrere, John, 14 Wall St.
Carstairs & Co., 1421 Chestnut St„ Philadelphia,
Pa.
Carstens, Geo., 42 Broadway
Farther information on firms appearing in bold lace type will be found in the selected list of Investment Dealers following bank list In each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1928
STOCK EXCHANGE MEMBERS
NEW YORK STOCK EXCHANGE—Continued
Carter & Co., 14 Wall St.
Caspary & Co., A. H., 20 Broad St.
Cassell & Co., H., 61 Broadway
Cavenee, Clark M., 208 S. La Salle St., Chicago,
Ill.
Cavalier & Co., Wm„ 121 Sutter St., San Fran
cisco, Calif.
Ceballos & Geer, 42 Broadway.
Chapin & Co., S. B., Ill Broadway
Chaplin & Co., 52 Broadway
Chapman, John S., 52 Broadway.
Chauncey & Co., 15 Broad St.
Chisholm & Chapman, 52 Broadway
Clapp. Howard F.. 50 Broadway.
Clark & Co., Charles, 72 Wall
Clark, Dodge & Co., 61 Wall St.
Clark & Co., E. W., Locust & 16th Sts., Phila
delphia, Pa.
Clement, Curtis & Co., 231 So. La Salle St.,
Chicago, Ill.
Clews & Co., Henry, 7-9-11 Broadway.
Cloud, John K., 120 Broadway.
Clucas & Company, E. W„ 70 Pine St.
Cluett, George A. Jr., 115 Broadway.
Coddington, Dave H., 49 Broad St.
Coggeshall & Hicks. Ill Broadway
Cohen, Edward L., 70 Pine St.
Cohen & Co., Edward L.. 70 Pine St.
Cohen & Co., William W., 50 Broad St.
Cohen, Simonson & Co., 30 Broad St.
Cohn, Henry A., 120 Broadway.
Cohn, Martin L., Jr., 120 Broadway.
Coleman, Eliot W„ 42 Broadway.
Coleman, Sheldon T„ 15 Broad St.
Coleman, Townsend P., 42 Broadway.
Colgate & Co., Jas. B., 44 Wall St.
Collin, Norton & Co., Gardner Bldg., Toledo,
Ohio.
Collins & Co., D. R., 1 Wall St.
Collins, John T„ 50 Broadway.
Colvin, Harold R„ 14 Wall St.
Combs & Co., Wm. H., 61 Broadway
Cone, Henry H. Jr., 50 Broadway.
Connelly & Co., F. J., 15 Broad St.
Conried & Co., 1 Wall St.
Content, Zuckerman & Co., 39 Broadway.
Conway & Co., Norton, 52 Wall St.
Cook, Charles K., 40 Wall St.
Cook, Harry, 40 Wall St.
Cooke, James F., 42 Broadway.
Cooley & Co., 100 Pearl St., Hartford, Conn.
Cooney, Russell S., 120 Broadway
Corlies & Booker, 50 Broadway.
Corroon, George A., 15 Broad St.
Coster, Gerard H„ 14 Wall St.
Courts & Co., 11 Marietta St., Atlanta, Ga.
Coward, Raymond A., 40 Wall St.
Cowen & Co., 54 Pine St.
Cox, E. Van Dyke, Jr., 42 Broadway.
Craiemyle & Co.. 1 Wall St.
Crandell, Edwin H., 40 Exchange PI.
Crandell, Walter S„ 25 Broad St.
Crane, McMahon & Co., 209 So. La Salle St.,
Chicago, Ill.
Creem, John J. Jr., 61 Broadway.
Cullman Brothers, 161 Front St.
Cunningham, Cyril E., 42 Broadway.
Curran, William G., Room 1403, 15 Broad St.
Curtiss, House & Company, Union Commerce
Bldg., Cleveland, Ohio.
Dabney & Co., F. L., 10 Post Office Square,
Boston, Mass.
Dahl, Warren L., 40 Wall St.
Dale, Chester, 115 Broadway.
Dammes & Marshall, 40 Wall St.
Daning, M. J., 60 Wall st.
Dann (J. C.) Wickwire & Co., 287 Main St..
Buffalo
Danzig, Jerome J., 200 Fifth Ave.
Davenport & Co., 1113 E. Main St., Richmond,
Davies & Co., Russ Bldg., San Francisco, Calif.
Davis & Co., Fellowes, 52 Broadway.
Davis & Co., J. W., Ill Broadway.
Davis & Davis, 10 Weybosset St., Providence,
R. I.
Davis & McIntosh, 64 Wall St.
Davis & Co.. Morgan. 15 Broad St.
Davis, Frank H., 47 Broad St.
Davis & Co., Paul H., 10 So. La Salle St., Chicago,
Davis, Waters S., Jr„ 44 Pine St.
Day & Co., R. L„ 14 Wall St.
De Coppet & Doremus, 42 Broadway
tleCoppet, Robert F., 47 Broad St
de Cordova & Bro., Cyril, 25 Broad St.
de Cordova. Eustace. 25 Broad St.
Deery & White, 25 Broad St.
De Haven & Townsend, 30 Broad St.
Delafleld & Delafleld. 14 Wall St.
Demuth, Robert L„ 50 Broadway.
Denzer, Bernard E., 39 Broadway,
de Rham, Casimir, 111 Broadway
De Veau. George P., 47 Broad St.
DICK & MERLE-SMITH, 30 Pine St.
Diefendorf, Sanders & Ward, 14 Wall St.
Dietrich & Company, F„ 1 Wall Street
Dixon & Co., 1411 Chestnut St., Philadelphia, Pa.
Dixon, George A., 36 Wall St.
Dobbs & Company, 50 Broadway.
Dominick & Dominick, 115 Broadway
Donoho & Co., J. F., Ill Broadway.
Douglas & Company, F. H., 61 Broadway.
Douglas, Barclay K„ 120 Broadway
Douglas, Walter C., 11 Wall St
Doyle & Company, Frank, 120 Broadway
MEMBERS
Doyle & Co., M. D., 1 East 57th St.
Draper,Williams & Co., 53 State St., Boston, Mass.
Drexel & Co., 15th and Walnut Sts., Philadel
phia, Pa.
Dreyfus, Benton & Nicholas, 40 Wall St.
Dreyfus, Walter, 40 Wall St.
Driscoll, William V., 50 Broadway.
Drummond & Sierck, 50 Broadway.
Dryfoos, Orvil E., 50 Broad St.
DRYSDALE & CO., 71 Broadway
Duff & Co., J. Robinson, 1 Wall St.
Duffy & Co., Edward J., Ill Broadway.
Duncan, John C., Jr., 14 Wall St.
Dunne & Co., John V., 19 Rector St.
Dunscombe, Roger, 30 Broad St.
du Pasquier & Co., 11 Wall St.
du Pont & Co., Francis I, 1 Wall St.
Durand, C. A., 15 Broad St.
Durand, C. A., Jr., 15 Broad St.
Durand, James F„ 50 Broadway.
Duryea & Co., 74 Trinity PI.
Eastland, Douglass & Co., 317 Montgomery St.,
San Francisco, Calif.
Eastman, Dillon & Co., 15 Broad St.
Eckstein, Alfred, 39 Broadway.
Edge & Co., C. N„ 54 Pine St.
Edgerton, John J., 61 Broadway.
Edmonds, William E., 39 Broadway
Edmonds & Co., 120 Broadway.
Edwards & Sons, A. G., 409 N. 8th St., St. Louis,
Mo.
Edwards, Ogden M. Jr., 316 Fourth Ave., Pitts
burgh, Pa.
Einstein & Co., H. G., 285 Madison Ave.
Eisele, King & Studdiford, 9 Clinton St., Newark,
N. J.
Eisemann & Co., Alexander, 42 Broadway
Eising & Co., 165 Broadway.
Eising, George J., 165 Broadway.
Eising, Robert E., 165 Broadway
Elder & Co., James Bldg., Chattanooga, Tenn.
Elias & Co., Albert J., 20 Broad St.
Eliott & Co., Gilbert, 120 Broadway.
Elkins, Morris & Co., Land Title Bldg., Phila
delphia, Pa.
Elliott, Crawford & Co., 120 Broadway.
Ellis & Co., D. H., 120 Broadway
Elsaesser, George G., 47 Broad St.
Emanuel & Co., 50 Pine St.
Emory, Freed & Co., 109 So. Third St., Phila
delphia, Pa.
Erdman & Co., 120 Broadway
Eric & Drevers, 115 Broadway.
Ernst & Company, 120 Broadway
Estabrook & Co., 40 Wall St.
Evans, Stillman & Co.. 14 Wall St.
Everett, Oliver H., 42 Broad way.
Eyre, Beverley M., 40 Wall St.
Fackert, William E., 120 Broadway.
Fagan, Albert E., 50 Broadway.
Fahnestock & Co., 1 Wall St.
Faroll Brothers, 50 Broadway
Farr & Co., 90 Wall St.
Farwell, Chapman & Co., 208 So. La Salle St.,
Chicago, Ill.
Federman & Filston, 25 Broadway.
FENNER & BEANE, 67 Broad St.
Filor, Bullard & Smyth, 39 Broadway
Finch, Wilson & Co., 120 Broadway
Fincke, Reginald, 61 Wall St.
Findley. William V. B., 42 Broadway.
Fine & Co., W. A., 1 Wall St.
Finucane, Wm., G. 120 Broadway
Fisher, William, 120 Broadway.
Fitzgerald, Joseph M., 60 Beaver St.
Fitzsimmons, Joseph M., 115 Broadway
Flinn, George H., Jr., 551 Fifth Ave.
Ford, Donald, 115 Broadway.
Forgie, David F., 47 Broad St.
Foster & Adams, 120 Broadway
Foster & Co., F. V., 24 Broad St.
Foster, John W., 25 Broad St.
Foster, Marvin & Co., 2 Wall St.
Fowler, Thomas P., 15 Broad St.
Fox, O’Hara & Co., 60 Broad St.
Francis, Bro. & Co., 4th and Olive Sts., St. Louis,
Mo.
Frank, A. Richard, 120 So. La Salle St.. Chicago,
Ill.
Frank & Co., Charles A., 44 Wall St.
Frank, Robert L., 25 Beaver St.
Frankhauser, Charles A., 50 Broadway.
Fransioli & Wilson, 61 Broadway.
Freeman, Joseph, 703 E. Olmos Drive, San
Antonio, Tex.
Fried & Company. Albert, 120 Broadway
Friede, Leo, 1 Wall
Friedlander, Marcus S., 120 Broadway
Friedman & Co., 30 Broad St.
Friedman, Brokaw & Samish, 711 St. Charles St.
St. Louis, Mo.
Friend, Walter W„ 1 Madison Ave.
Fuerst & Co., Otto, 120 Broadway
Fuerst, William, 39 Broadway
Fuller, O’Connor & Lyons, 67 Broad St.
Fuller, Rodney & Co., 44 Wall St.
Gaines & Company, 1 Wall St.
Gale, Alexander B., 40 Exchange PI.
Gammack & Co., 40 Wall St.
Garvin, Bantel & Co., 120 Broadway.
Geddes, Gerald M., 61 Wall St.
Gengler Bros., 1 Wall St.
Gengler, Joseph D„ 1 Wall St.
Geran, Carroll V., Room 1129, 42 Broadway.
Gerham, Harry, 42 Broadway.
Gibb, Robert P., 50 Broadway.
Giblin, Walter M., 40 Wall St.
Gilbert & Co., Clinton, 120 Broadway
Gildea. Charles A.. 39 Broadway.
Giles, Norris & Hay, 39 Broadway.
Gilmor, Robert, 1 Wall St.
Gimbel, Levy & Co., 165 Broadway.
Gitterinan, Joseph L., Jr., 39 Broadway.
Glendinning & Co., Robert, Packard Bldg., S. E.
corner 15th and Chestnut Sts., Philadelphia, Pa.
Glenny, Roth & Doolittle, 1415 Liberty Bk.
Big., Buffalo, N. Y.
Glore, Forgan & Co., 38 Wall St.
Goadby & Co., W. H., 2 Wall St.
Goldman, Henry Jr., 50 Broadway
Goldman & Co., It. J., 30 Broad St.
Goldman, Sachs & Co., 30 Pine St.
Goldsborough, William W., Jr., 1 Wall St.
Goldsmith & Co., H. W„ 50 Broadway
Goldsmith, Joseph M., 63 Wall St.
Goldstein & Co., Bernard J., 165 Broadway.
Goodbody & Co., 115 Broadway
Goodman, Jos. D., 611 West Upsal St., Philadel
phia, Pa.
Goodwin, William H., 42 Broadway.
Gordon, Gerald M., 120 Broadway.
Gordon & Walther, 115 Broadway.
Gosling, Woodley B„ 42 Broadway.
Gossler, Philip, Jr., 40 Wall St.
Gould, Clarence F., 2 Wall St.
Gould,Frank Jay, 165 Broadway.
Gould, Howard, 55 Liberty St.
Gradison & Co., W. D., 408 Dixie Terminal Bldg.
Cincinnati, Ohio.
Graham, Harry S., 115 Broadway
Granberry & Co., 50 Broadway
Granbery, Marache & Lord, 120 Broadway.
Graves, Banning & Co., 14 Wall St.
Graves & Co., Gordon, 50 Broadway.
Green, Ellis & Anderson, 100 Broadway
Greene & Brock, 120 Broadway.
Greenway, Gilbert C. Jr., 370 Park Ave.
Gregory, George V., 42 Broadway.
Griffen & Foley, 20 Broad St.
Gruner, Otto H., 120 Broadway.
Gruntal & Co., 30 Broad St.
Grymes, J. Randolph, Jr., 42 Broadway.
Gude, Winmill & Co.. 1 Wall St.
Gunn, Norman, 30 Pine St.
Gutenstein & Lasdon, 25 Broad St.
Gwynne Brothers, 48 Wall St.
Hackney, Hopkinson & Sutphen, 25 Broad St.
Haff, Carroll B., 120 Broadway.
Hagan, John Vincent, 42 Broadway.
Halladay & Co.. 14 Wall St.
Halle & Stieglitz, 25 Broad St.
HALLGARTEN & CO., 44 Pine St.
Hall, J. Goodwin, 705 First National Bank Bldg.,
Fort Worth, Tex.
Halsted & Harrison, 48 Wall St.
Hamershlag, Borg & Co., 39 Broadway
Hano & Co., 1505 Walnut St., Philadelphia, Pa.
Hardenbrook, Donald J., 2 Wall St.
Hardy & Company, 11 Broadway
Hardy & Co., Waller C., Kanawha Valley Bldg.,
Charleston, W. Va.
Harman & Co., 250 Park Ave.
Harrington & Co., 44 Wall St.
HARRIS, UPHAM & CO., 11 Wall St.
Harrison & Lein, 120 Broadway.
Hatch, E. Sanford, 61 Broadway.
Haughey, Robert A., Jr., 50 Broadway.
Haupt & Company, Ira, 39 Broadway
Haupt, Stuart, 39 Broadway.
Hawkins, Roswell G., 15 Broad St.
HAYDEN, STONE & CO., 25 Broad St.
Hay, Fales & Co., 71 Broadway.
Hays, William H., 71 Broadway
Hazelhurst, Andrew, 111 Broadway.
Hazlett, Burt & Watson, 215 Wheeling Steel Bldg.,
Wheeling, W. Va.
Healy, James A., 40 Exchange Place.
Heath, Royal V., 42 Broadway.
Hecker & Co., Liberty Trust Bldg., Broad & Arch
Sts., Philadelphia, Pa.
Hedberg. O. Viking, 39 Broadway.
HEIDELBACH, ICKELHEIMER & CO., 49
Wall St.
Hemmerle, Joseph, 111 Broadway.
Hemphill, Noyes & Co., 15 Broad St.
Henderson & Company, 40 Wall St.
Henderson, Charles F. & Sons, 71 Broadway
Hendrickson & Co., 115 Broadway.
Hentz & Co., H., 60 Beaver St.
Hepburn, George, 61 Wall St.,
Herbek, Anton W.. 47 Broad St.
Hernon, Pearsall & Co., 120 Broadway
Herzfeld & Stern, 30 Broad St.
Hess, Walter W„ 30 Pine St.
Hetherington, James A., II. 42 Broadway.
Hettleman & Co., 52 Wall St.
Hewitt, Lauderdale & Co., 39 Broadway
Hibbs & Co., W. B., Hibbs Bldg., Washington
D. C.
Higham, Neville G„ 30 Broad St.
Hilbert, Condon & Bassett, 11 Wall St.
Hill, Crawford, 2 East 55th St.
Hill & Co., 2020 Carew Tower, Cincinnati, Ohio
Hilliard & Son, J. J. B., 419 W. Jefferson St.,
Louisville, Ky.
Hilts, Erwin R., 120 Broadway.
Hinckley, Albert P„ 1 Wall St.
Further information on Arms appearing In bold face type will be found In tbe selected list of Investment Dealers following bank list In eacb city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1929
NEW YORK STOCK EXCHANGE—Continued
Hirsch, Lilienthal & Co., 165 Broadway
Hirschberg, Harold, 39 Broadway.
Hirshon, Walter, 61 Broadway.
Hlscoe, Reginald V., 11 Wall St.
Hoge, Underhill & Co., 120 Broadway
Hogle & Co., J. A., 132 Main St., Salt Lake City,
Utah
Hollander, Robert B., 50 Broad St.
Holsapple & Co., 30 Pine St.
Homans & Co., 67 Broad St.
Hoppin Bros. & Co., 120 Broadway
Hornblower & Weeks, 40 Wall St.
Hough, Harry P..71 Broadway.
Hovey & Co., Chandler, 82 Devonshire St.,
Boston, Mass.
Howard, Robert F., 25 Broad St.
Hoyne, Mellinger & Co., 231 So. La Salle St.,
Chicago, Ill.
Hoyt & Co., Colgate, 14 Wall St.
Hubbard, Edwin D., 29 Broadway.
Hughes & Bull, Sherry-Netherland Hotel, Fifth
Ave. at 59th St.
Hughes, John F., 120 Broadway.
Hulburd, Warren & Chandler, 208 S. La Salle St.,
Chicago, Ill.
Hume & Thompson, 14 Wall St.
Hummer, Wayne & Co., 105 W. Adams St.,
Chicago, Ill.
Hunnewell & Co., 49 Federal St., Boston, Mass.
Hunt, Gregory C., 50 Broadway.
Hurt, Harry, 47 Broad St.
Hutchins & Parkinson, 50 Congress St., Boston,
Mass.
HUTTON & CO., E. F., 61 Broadway
Hutton & Co., W. E„ 14 Wall St.
Hyde, William T„ 120 Broadway.
Hyman, Charles J., 30 Broad St.
Hyman & Co., 40 Wall St.
Hynes, John M„ 120 Broadway.
Imbrie, H. Thornton, 52 Wall St.
Ingalls & Snyder, 100 Broadway
Irle, Willard S„ 30 Broad St.
Iselin, Ernest, 115 Broadway.
Iseman, & Co., Harold M., 60 Boaver St.
Jackson Bros., Boesel & Company, 50 Broadway
Jackson & Curtis, 115 Broadway.
Jackson & Wreszin, 71 Broadway.
Jacobs, Stanley R„ 30 Pine St.
Jacobson & Co., Benjamin, 61 Broadway.
Jacobson, Robert J., 39 Broadway.
Jacquelin & De Coppet, 47 Broad St.
Jamieson & Co., 1225 First National-Soo Line
Bldg., Minneapolis, Minn.
Jamieson, Carson F., 1225 First National-Soo Line
Bldg., Minneapolis, Minn.
Jelke & Co., Frazier, 40 Wall St.
Jenkins, William P., 120 Broadway.
Jennings, George C., 60 Beaver St.
Jesup & Lament, 26 Broadway
Jewel, Norman J., 14 Wall St.
Jewett, Newman & Co., 26 Broadway.
Johnson & Co., R. H., 64 Wall St.
Johnson & Wood, 67 Broad St.
Johnson, Leeds, 49 Wall St.
Johnson, Robert G., 61 Broadway.
Johnston, Percy H., Jr., 15 Broad St.
Johnston, Reed, 1 Wall St.
Jones & Co., 20 Broad St.
Joseph & Co., Morris, 25 Beaver St.
Joseph, J. Bernard, 40 Wall St.
Josephthal & Co., 120 Broadway
Judson, Henry, 120 Broadway.
Junkin, J. de F., 3rd., 42 Broadway.
Jurgens, Herman E., 42 Broadway.
Kahn, Elliott M., 44 Pine St.
Kahn, Gustave H., 165 Broadway.
Kahn, Harry. Jr., 120 Broadway.
Kalker, Bernard, 61 Broadway.
Kamermayer, Henry, 50 Broadway.
Kastor, Robert N., 52 Wall St.
Kaufmann & Co., Richard K., 120 Broadway.
Kaufmann, Leo, 25 Broad St.
Kay, Richards & Co., Union Trust Co. Bldg., Pitts
burgh, Pa.
Kay, William de Young, 61 Broadway.
Kean, Taylor & Co., 14 Wall St.
Keehn & Co., Grant, 50 Pine St.
Keen & Co., 123 So. Broad St., Philadelphia, Pa.
Keenan, Henry C„ 120 Broadway.
Kelley, Thomas F., 50 Broadway.
Kellogg, James Crane, 3rd, 50 Broadway.
Kemp. George S., 911 E. Main St., Richmond, Va.
Kempner, Alan H„ 120 Broadway.
Keppler, Emil A. C., 540 Morris Ave., Elizabeth,
N. J.
Kerngood, S. George, 39 Broadway.
Kerr & Armstrong, 30 Broad St.
Kerr, & Co., L. S„ 11 Wall St.
Kevet, Ralph E., 50 Broadway.
Kidder & Co., A. M„ 1 Wall St.
KIDDER, PEABODY & CO., 17 Wall St.
Kimball, Hervey L„ 42 Broadway.
King, Frank E., 50 Broadway.
Kirk, William T., 3rd, 39 Broadway
Klauber, Murray, 36 Wall.
Klingenstein, Paul H., 25 Broad St.
Knapp, Arthur, Jr., 47 Broad St.
Knapp, Theodore J.t 14 Wall St.
Koch, & Co., Spencer B„ 29 Broadway.
Koehler, John H., 120 Broadway.
Kohler, Fish & Co., 48 Wall St.
Kraebel, Raymond H„ 50 Broadway.
MEMBERS
KUHN, LOEB & CO., 52-54 William St.
Kutch & Co., 30 Broad St.
La Branche, Arthur E., 50 Broadway.
La Branche, Geo. M. L., 50 Broadway.
La Branche & Company, 50 Broadway
Ladenburg, Thalmann & Co., 25 Broad St.
Laidlaw & Co., 26 Broadway
Laird & Co., Nemours Bldg., Wilmington, Del.
Laird, Bissell & Meeds, 120 Broadway
Lamborn, Hutchings & Co., 39 Broadway.
Lamm, Harold J., 50 Broadway.
Lamson Bros. & Co., 141 W. Jackson Blvd.,
Chicago, Ill.
Lanahan, W. W„ & Co., Calvert Bldg., Baltimore,
Md.
Langley & Co., W. C., 115 Broadway
Lapham, Davis & Bianchi, 44 Pine St.
Lapham, Frank E., Jr., 120 Broadway
Larkin, Sylvester P., 135 Broadway
Lawrence & Sons, Cyrus J., 115 Broadway
Lazard Freres & Co., 120 Broadway.
Leavitt, Phillip B., 50 Broadway.
Lee, Cornelius S., Jr., 1 Wall St.
Lehman Bros., 1 William St.
Leopold & Co.. James M., 64 Wall St.
Levey, David E., 165 Broadway.
Levi, Frank S., 39 Broadway.
Levinson, Edwin D., 39 Broadway
Lewinson & Co., Sydney, 50 Broad St.
Lewisohn & Sons, Adolph, 61 Broadway
Lewisohn, Frederick, 595 Madison Ave.
Libaire, Stout & Co., 50 Broadway
Liberman, Herman N., Jr., 25 Broad St.
Limburg, Alan M., 39 Broadway
Linburn, Ernest A., 25 Broad St.
Linder, Harold F., 61 Broadway.
Lindley, Warburton & Co., 30 Rockefeller Plaza.
Lipper, Arthur, Jr., 120 Broadway.
Lipscher, Milton A., 40 Wall St.
Livingstone & Co., S. R., Penobscot Bldg., Detroit,
Mich.
Lizars & Co., Rawson, 135 S. LaSalle St., Chicago,
Ill.
Lloyd & Co., Ill Broadway
Lober Brothers & Co., 30 Broad St.
Lockwood, Peck & Co., 52 Broadway.
Loeb, Alsberg & Co., 120 Broadway.
Loeb, Carl M. Rhoades & Co., 61 Broadway.
Loeb, George A., 120 Broadway.
Loeb, Robert H., 25 Broadway.
Long, John E., 25 Broad St.
Lovejoy, Donald M., 49 Broad St.
Low, Arthur J., 29 Broadway.
Lowell, James Russell, 1 Wall St.
Lowitz & Co., E., 29 Broadway
Luber & Co., 40 Wall St.
Luke, Banks & Weeks, 1 Wall St.
Lvon, W. Wallace & Co., 120 Broadway.
Lyons & Co., W. L., 231 S. 5th St., Louisville, Ky.
Mabon & Co., 50 Broadway
MacArthur, Malcolm, 47 Broad St.
MacCorkle. Robert C., 48 Wall St.
MacDonald & Co., 220 Real Estate Tr. Bldg.,
Philadelphia, Pa.
Mackay & Co., 14 Wall St.
MACKUBEN, LEGG & CO., 222 E. Redwood St.,
Baltimore, Md.
MacQuold & Coady.lll Broadway
Madden, Walter H., 47 Broad St.
Mahaft'ey, Birch O., 2101 Missouri Pacific Bldg.,
St. Louis, Mo.
Mahoney, Walter J., 15 Broad St.
Maier, Albert J., 42 Broadway.
Maier, John A., 42 Broadway.
Manheimer, DeWitt J., 50 Pine.
Manson & Co., Thos. L., 67 Broad St.
Maples & Goldschmidt, South Norwalk Trust Co.
Bldg., South Norwalk, Conn.
Marcus & Co.. 25 Broadway
Marcus & Co., J. H., 165 Broadway.
Marks, Eric H., 61 Broadway.
Marks & Co., Laurence M., 49 Wall St.
Marquis & Co., L. J., 730 Fifth Ave.
Marshall, Campbell & Company, 61 Broadway.
Masten, A. E„ & Co., First National Bank Bldg.,
Pittsburgh, Pa.
Maxwell, Eugene L., 25 Broad St.
Mayer, Clinton 0. Jr., 120 Broadway.
Mayer & Hart, 111 Broadway
Maynard, Oakley & Lawrence, 61 Broadway
McCarthy, Daniel F., 52 Broadway
McClave & Co., 254 Park Ave.
McClellan, George R., 40 Wall St.
McDermott & Co., Peter P., 65 Broadway.
McDermott, David H., 65 Broadway.
McDonnell & Co., 120 Broadway.
McEneaney, Edward V., 47 Broad St.
McFall & Co., O. A., 73 Madison Ave., Memphis,
Tenn.
McGeoch, Arthur N., Jr., 61 Broadway.
McGough & Schuman, 61 Broadway.
McGregor, Irvine & Co., 1219 Chapline St.,
Wheeling, W. Va.
McIntyre, Hugh B., 50 Broadway.
McKay, N. Bruce, 42 Broadway.
McKelvey & Co., Union Trust Co. Bldg., Pitts
burgh, Pa.
McKenna, Arthur J., 47 Broad St.
McKenna. James. 40 Exchange Place.
McKenzie, Joseph E., 120 Broadway.
McKeon, Daniel Manning, 71 Broadway.
McKeon, Robert Manning, 71 Broadway.
McLaughlin. Joseph A., 50 Broadway.
McLean, Edward T., 40 Wall St.
McLean, James, 40 Wall St.
McMannus & Mackey, 15 Broad St.
McShain, John, 17th & Spring Garden Sts.,
Philadelphia, Pa.
McVickar, E. S. J., 2 Wall St.
Meacham, Joseph, 120 Broadway.
Meehan & Co., M. J., 30 Broad St.
Meffert, Robert F„ 49 Wall St.
Melady & Co., John, 39 Broadway
Mellick, J. Hartley, Jr., 50 Broadway.
Mellon, Charles Henry, 25 Broadway.
Mensch, Bernard L,., 29 Broadway.
Mensch, Milton, 29 Broadway.
Merrill Lynch, E. A. Pierce & Cassatt, 40 Wall St.
Mesirow, Norman, 135 S. La Salle St., Chicago, Ill.
Miller & Co., Hutton, 61 Broadway.
Miller & Dodge, 30 Broad St.
Miller & Lummis, 1 Wall St.
Miller, Bernard, 29 Broadway.
Miller, Eugene R„ 625 W. 169th St.
Miller Frank A., 25 Broad St.
Miller, W. E., Hutton, Room 2328, 61 Broadway
Minton & Co.. D. M„ 111 Broadway
Mitchel, Whitmer, Watts & Co., 14 Wall St.
Mitchell, Hutchins & Co., 231 S. La Salle St.,
Chicago, Ill.
Montgomery, Scott & Co., 120 Broadway.
Moore & Co., D. T., 50 Broad St.
Moore, Leonard & Lynch, 115 Broadway.
Moore & Schley, 100 Broadway.
Moors & Cabot. Ill Devonshire St„ Boston, Mass.
Morgan & Company. Henry, 42 Broadway
Morgan, Junius S., 23 Wall St.
Morgan, Morgan G., 30 Broad St.
Morris & Co., 61 Broadway.
Morris, A. W„ & Co., 325 W. 8th St., Los Angeles,
Calif.
Morris & Smith, 1475 Broadway
Morris, David V., 50 Broadway.
Morris & Co., William, 52 Wall St.
Morrison, H. Terry, 61 Broadway.
Morse, Anthony W., 48 Wall St.
MOSELEY & CO., F. S., 14 Wall St.
Muir & Co., John, 39 Broadway.
Muller & Schryver, 40 Wall St.
Munn & McCauley, 30 Broad St.
Murfey & Co., Guardian Bldg., Cleveland, Ohio.
Murphy & Co., G. M.-P., Ill Broadway
Myles, John L.. 47 Broad St.
Nammack, Jerome W„ 40 Wall St.
Nash & Co., Ill Broadway.
Neddermeyer, August, 120 Broadway.
Neilson, C. Frederic, Jr., 115 Broadway.
Neilson, Louis, 120 Broadway
Nelson, Palen, 48 Wall St.
Neuberger & Berman, 25 Broad St.
Neuberger, Harry H., 60 Beaver St.
Neuhut, Plohn & Co., 60 Broad St.
Neumoegen, Manfred L., 39 Broadway.
Newbold’s Son & Co., W. H., 1517 Locust St.,
Philadelphia, Pa.
Newborg & Co., 30 Broad St.
Newburger, Loeb & Co., 40 Wall St.
Newcombe & Co., Chas. M., Ill Broadway
Newhard, Cook & Co., 400 Olive St., St. Louis
Mo.
Newman Bros. & Worms, 25 Broad St.
Newsome, John C., 50 Broadway.
Newton, Robert P., Ill Broadway.
Nick & Co., J. F., 120 Broadway
Nicolaus, Louis J., 314 N. Broadway, St.Louis.Mo.
Nims, Arthur V., 11 Wall St.
Noble, Henry S., 42 Broadway.
Norris & Kenly, 208 S. La Salle St., Chicago, III.
Norris, Donald Lee, 61 Broadway.
Noyes & Co., David A., 208 S. La Salle St*,
Chicago, Ill.
Noyes, Julius W„ 1 Wall St.
Nugent, Igoe & Manning, 21 Commerce St.,
Newark, N. J.
Nuttall & Co., R. V., Park Bldg., Fifth Ave. and
Smithfield St., Pittsburgh, Pa.
O’Brien & Co., E. F., 15 Broad St.
O’Brien, Esmonde F„ 15 Broad St.
O’Brien, Richard W., 15 Broad St.
O’Gara & Co., Alfred, 209 S. La Salle St., Chicago
Ill.
Oliphant & Co., Jas. H., 61 Broadway.
Onativia, J. V., 120 Broadway.
Orvis Brothers & Co., 14 Wall St.
Orvis, Schuyler A., 14 Wall St.
O’Sullivan, James J., Room 1221, 20 Broad St.
Ottley, Gilbert. 165 Broadway
Paine, Webber & Co., 25 Broad St.
Parker, Alfred P„ 44 Beaver St.
Parker, McElroy & Company, 120 Broadway.
Parrish & Co., 40 Wall St.
Pearl, Dyer, 1 Wall St.
Peck, Barney, 42 Broadway.
Pedley, Martin & Co., 634 So. Spring St., Los
Angeles, Calif.
Peet & Co., H. O., 23 W. 10th St„ Kansas City,Mo.
Pell & Co., 40 Wall St.
Pell, Peake & Co., 24 Broad St.
Pelzer, B. H. & F. W., 120 Broadway.
Penington, Colket & Wisner, 70 Pine St.
Perkins, Erickson & Co., Powers Bldg., Rochester,
N. Y.
Pershing & Co., 120 Broadway.
Pflugfelder, Bampton & Rust, 61 Broadway.
Pforzheimer & Co.. Carl H., 25 Broad St.
Pierce, Allen A., 40 Wall St.
Pillot, Andre P., 48 Wall St.
Pinkerton & Whitney, 50 Broadway.
Further Information on firms appearing In bold face type will be found In tbe selected list of Investment Dealers following bank list In each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1930
NEW YORK STOCK EXCHANGE—Continued
MEMBERS
Piper, Jaffray & Hopwood, 115 S. 7th St., Minne
apolis, Minn.
Pollard & Company, 120 Broadway.
Post & Flagg, 49 Broad St.
Potter, Earl S., 120 Broadway.
Potter, Eliphalet N., 42 Broadway.
Potter, J. W. Fuller, 120 Broadway
Potts, William B. Jr., 120 Broadway.
Potts, William Rockhill, 47 Broad St.
Pouch & Co., 52 Wall St.
Prescott & Co., 101 Guardian Bldg., Cleveland,
Ohio.
Pressprich & Co., R. W., 68 William St.
Price & Co., Geo. E., 730 Fifth Ave.
Prince, F. H., & Co., 15 Westminster St., Proviaence, n. i.
Proctor, Cook & Co., 35 Congress St., Boston,
Mass.
Proskauer, Richman, 11 Wall St.
Pryibil, Paul, 120 Broadway.
Purcell & Co., Edward A., 54 Wall St.
Purcell, James G., 115 Broadway.
Purdy, Strother B„ 42 Broadway.
Putnam & Co., 6 Central Row, Hartford, Conn.
Pyne, Kendall & Hollister, 60 Wall St.
Quincey & Co., Chas. E., 24 Broad St.
Quinn, Benedict N., 39 Broadway.
Quinn, Walter A., 50 Broadway.
Raebeck, William, 67 Wall St.
Raiss & Co., Carl, 256 Montgomery St., San
Francisco, Calif.
Raschen, John W., 42 Broadway.
Ray, Joseph B., 50 Broadway.
Rayner, Thomas, 42 Broadway.
Reckling, Harold M., 42 Broadway
Reese & Fly, 70 South Front St., Memphis, Tenn.
Reeves, Edward J., 61 Broadway.
Reilly, Wm. B„ 50 Freeman St.. Newark, N. J.
Reimer, Otto B., 29 Broadway.'
Reiner & Co., Milton E., 120 Broadway
Reinholdt & Gardner, 400 Locust St., St. Louis, Mo.
Renson, Joseph H., 19 Rector St.
Reynolds & Co., 120 Broadway.
Reynolds, Fish & Co., 120 Broadway.
Rheinstein, Sidney, 30 Pine St.
Rhodes, Edmund, 30 Broad St.
Rhodes, Gilbert L„ 120 Broadway.
Rice & Co., Daniel F., 141 W. Jackson Blvd.,
Chicago, Ill.
Rice, Edward J., 52 Wall St.
Rich & Clark, 54 Wall St.
Richard & Co., C. B., 44 Beaver St.
Richards, C. Fred. 52 Wall St.
Richards, Fred L., 36 Wall St.
Richards, Hume & Heffernan, 49 Wall St.
Ristine & Co., F. P., 15 Broad St.
Riter & Co., 48 Wall St.
Rives, Reginald B., 47 Broad St.
Roberts & Co., 61 Broadway
Robertson, Alexander J., 36 Wall St.
Robinson, N. Dorsey, 47 Broad St.
Rockefeller, Laurance S., 30 Rockefeller Plaza.
Roesler, Walter, 1 WTall St.
Rogers, Torrey & Cohu, 14 Wall St.
Rogers, Frank C., Ill Broadway.
Rogers, Wilbur H., 120 Broadway.
Rollins. Ernest C., 52 Broadway.
Rollins, G. Edward, 40 Wall St.
Romaine, Theodore C., 61 Broadway.
Rooke. Robert L., 40 Wall St.
Rose & Co., Luke H., 50 Broadway.
Rose, Raymond S., 30 Broad St.
Rose, Reginald P., 42 Broadway.
Rosenau, Walter N., 1 Wall St.
Rosenbaum, Francis F., 20 Broad St.
Rosenbaum & Co., Richard, 39 Broadway.
Rossbach, Laurence B., 36 Wall St.
Rossmann & Co., F. L„ 120 Broadway.
Roth & Co., B. H„ 25 Broad St.
Roth & Co., E. J., 50 Broadway
Rothschild & Co., 105 W. Adams St., Chicago, Ill.
Rothschild & Co., L. F., 120 Broadway.
Rowland, Reginald. 50 Broadway.
Ruggles, Burnet R., 14 Wall St.
Russell, Marshall H., 39 Broadway.
Rutherfurd, John, 120 Broadway.
Sabater, William F., 42 Broadway.
Saclcett & Co., Ray P., 71 Broadway
Sagar & Co., W. S., 30 Pine St.
Sage Henry W., Jr., 40 Wall St.
SALOMON BROS. & HUTZLER, 60 Wall St.
Salomon & Co., F. L., 30 Broad St.
Salomon, Robert S., 60 Wall St.
Salter, John A., 42 Broadway.
Salzer, Herbert D., 120 Broadway.
Samuel & Co., Ralph E., 115 Broadway.
Sargeant, Malo & Co., Equitable Bldg., Denver,
Colo.
Sartorius, Engel & Co., 39 Broadway
Satterfield & Lohrke, 42 Broadway.
Scarritt & Bardach. 120 Broadway
Schafer Bros,, 120 Broadway.
Schafer, Myron, 30 Pine St.
Schafer, Myron L„ 1 Wall St.
Scheftel, Herbert, 36 Wall St.
Schiff & Young, 15 Broad St.
Schirmer, Atherton & Co., 79 Milk St., Boston,
IVldiSS
Schoellkopf & Co., 70 Niagara St., Buffalo, N. Y.
Scholl, & Co., T. F.. 50 Broad St.
Scholle Brothers, 40 Wall St.
Scholle. William D„ 40 Wall St.
Schonfield, Jacob, 60 Beaver St.
Schreiber, Otto A., 120 Broadway.
Schreiber. Pierrepont D.. 50 Broadway.
Schryver, E. B., 40 Wall St.
Schubert, George C„ 60 Beaver St.
Schwabacher & Co., 600 Market St., San Fran
cisco, Calif.
Schwabacher, Herman S., 25 Broad St.
Schwartz, Herman, 39 Broadway.
Schweppe, E. Poynter, 39 Broadway.
Scott & Stringfellow, P. O. Box 1575, Richmond,
Va.
Scott, Stuart Jr., 50 Broadway.
Scranton & Co., Chas. W., 209 Church St., New
Haven, Conn.
Seaman, Henry Brevoort, 42 Broadway.
Seaman, Joseph H., 50 Broadway
Seasongood & Haas, 63 Wall St.
Seeley, Nathaniel S„ 71 Broadway.
SELIGMAN & CO., J. & W„ 54 Wall St.
Seligman, James, 30 Pine St.
Seligmann, George A., 120 Broadway.
Seligmann, Julius, Drawer 38, Station A., San
Antonio, Tex.
Seliesberg & Co., 50 Broad St.
Seskis, John Y., 50 Broad St.
Sesselberg, Arthur W„ 120 Broadway.
Shaskan, George Lincoln, 39 Broadway
Shaskan & Co., 39 Broadway
Shaw. George W„ c/o Bell & Beckwith, Toledo,
Ohio.
Shea, Frank A., 15 Broad St.
Shea & Co., James F., 60 Beaver St.
Shearson. Hammill & Co., 14 Wall St.
Shethar, John B., 120 Broadway.
Shields & Company, 44 Wall St.
Shields, Robert McC., 61 Wall St.
Shippee & Rawson, 111 Broadway.
Shufro, Rose & Co., 1 Wall St.
Sichel, Eugene A., 120 Broadway.
Sidenberg, George M., Jr., 25 Broad St.
Siegel, Isaac, 61 Broadway
Silberberg & Company, D. H., 63 Wall St.
Simmons, Cheston, 47 Broad St.
Simmons, E. H. H., 50 Broad St.
Simmons, Zalmon G., Jr., 254 Park Ave.
Simon & Co., I. M., 315 N. 4th St., St. Louis, Mo.
Simon & Strauss, 120 Broadway.
Simonds, Robinson, 111 Broadway.
Sincere & Co., 231 S. La Salle St., Chicago, Ill.
Singer, Deane & Scribner, Union Trust Bldg.
Pittsburgh, Pa.
Slater, Robert V., 39 Broadway.
Slepack & Co.. 25 Broadway
Smith. Barney & Co., 14 Wall St.
Smith, Bernard E., 11 Wall St.
Smith, Bert V., 20 Broad St.
Smith, E. Dutilh & Co., 120 Broadway.
Smith, E. E. T„ 14 Wall St.
Smith, Eugene D„ 120 Broadway.
Smith, Frank & Co.. 200 Fifth Ave.
Smith, Herbert L., Jr., “Canterbury” Somerset, Va.
Smith. Kenneth R., 120 Broadway.
Smith, Lyman D., 61 Broadway.
Smith, Ralph C., 115 Broadway
Smith & Co., Wilbur F., 40 Wall St.
Smith & Gallatin, 24 Broad St.
SMITHERS & CO., F. S., 30 Broad St.
Sneckner & Heath. 63 Wall St.
Snedeker, Chas. V., Babylon, N. Y.
Snyder, Wilson & Co., 410 Madison Ave., Toledo,
Ohio
Somers & Schafer, 50 Broadway
Sonn, Herbert H., 39 Broadway.
Soucy & Co., 49 Federal St., Boston, Mass.
Southgate & Co., 33 State St., Boston, Mass.
Sparks & Co., J. W., 50 Broadway
Soear & Leeds, 25 Broad St.
Sperber, Benjamin, 25 Broad St.
Spero & Klauber, 120 Broadway.
Soeyer. Alexander C., Jr., 61 Broadway.
Spielman, David B„ 50 Broadway.
Spingarn & Co., Leopold, 29 Broadway.
Sprague, Raymond & Co., 39 Broadway.
Stafford & Co., 30 Broad St.
Stamm & Co., A. L., 120 Broadway
Stanley, Janeway & Howe, 40 Wall St.
Stanton & Co., 42 Broadway.
Starkweather & Co., Ill Broadway.
Starr, William T„ 61 Broadway.
Stebbins. Ernest Vail, 42 Broadway.
Stein, Brennan & Co., 9-11 S. LaSalle St., Chicago,
Ill.
Stein Bros. & Boyce, 6 S. Calvert St., Baltimore,Md.
Stein, Jules C„ 9370 Burton Way, Beverly Hills,
Calif
Steiner, Rouse & Company, 25 Broad St.
Sterling, Grace & Co., 50 Broad St.
Stern & Co., Allison, 25 Broad St.
Stern Brothers, 39 Broadway
Stern, Edwin H., Jr., 120 Broadway
STERN, LAIJER & CO., 30 Pine St.
Sternberger, Henry S., 1 Wall St.
Stevens & Legg, 120 Broadway.
Stevens, George E., 44 Wall St.
Stevenson & Bartram, 120 Broadway.
Stewart, Charles E., 50 Broadway.
Stewart, John A., 3rd, 120 Broadway.
Stokes, Hoyt & Co., 61 Broadway.
Stone Bros., 14 Wall St.
Stone, Howard R., 14 Wall St.
Stone, Robert T., 14 Wall St.
Stonehill, Harold S., 39 Broadway
Stout. Bayard Dominick. 47 Broad St.
Stralem, Pierre, 44 Pine St.
Strassburger & Co., 133 Montgomery St., San
Francisco, Calif.
Strasser, Robert, 30 Broad St.
Straus, Ferdinand A., 50 Broadway.
Strauss, Max, 120 Broadway.
Strauss, Phillips & Co., 120 broadway
Stroock & Co., Stephen J., 1 Wall St.
Struthers & Dean, 40 Wall St.
Sulzbacher, Granger & Co., Ill Broadway.
Sutro & Co., 407 Montgomery St., San Francisco,
Calif.
Sutro Bros. & Co., 120 Broadway
Swan & Co., J. E., 61 Broadway.
Sweetser & Co., 43 Broad St.
Swinnerton, Radcliffe, 36 Wall St.
Sykes, Lawrence A., 25 Broad St.
Talcott, Potter & Co., 347 Madison Ave.
Tanburn, Stephen A., 50 Pine St.
Taylor & Co., B. L., 50 Broadway
Taylor, Bates & Co., 48 Wall St.
Taylor & Co., W. R. K., 120 Broadway
Tenney, Rockwell C., 40 Broad St., Boston, Mass.
Thaw. Lawrence Copley, 1 Wail St.
Thiele, Walter, 120 Broadway.
Thomas. Richard Russell, 47 Broad St.
Thomson & McKinnon, 11 Wall St.
Thorne & Co., F. B., 49 Broad St.
Thurnauer, Arthur F„ 165 Broadway.
Tierney, Andrew J., 50 Broadway.
Tifft Brothers, Third National Bank Bldg.,
Springfield, Mass.
Timmins & Company, J. R., 61 Broadway.
Tobey & Co., 29 Broadway.
Tobey & Kirk, 52 Wall St.
Tobias, W. Eldridge, 50 Broadway.
Toerge & Schiffer, 15 Broad St.
Tompkins, Frederic P., 47 Broad St.
Townsend, Anthony & Tyson, 30 State St.,
Boston, Mass.
Townsend, Graff & Co., 120 Broadway.
Trask & Co., Spencer, 25 Broad St.
Trask, John J., 47 Broad St.
Travers & Taylor, 120 Broadway
Travers, Leo B„ 50 Broadway.
Treman & Co., Arthur B„ 1st Nat’l. Bank Bldg.,
Ithaca, N. Y.
Trimble & Co., 1326 Walnut St., Philadelphia, Pa.
Tucker, Anthony & Co., 120 Broadway
Turner, Wallis S.. 50 Broadway.
Turnure & Co.. Lawrence. 1 Wall St.
Tweedy, Edmund R., 120 Broadway.
Ungerleider & Co., 50 Broadway.
Untermeyer, Milton F„ 60 Beaver St.
Untermeyer, Milton F„ Jr., 60 Beaver St.
Vachio, Frank A., 42 Broadway.
Van Raalte, Arthur, 39 Broadway.
Vaughan & Company, 50 Broadway
Vercoe & Co., Huntington Bank Bldg., Columbus,
Ohio.
Vernon, Miles H., 1 Wall St.
Vesce, Anthony P., Ill Broadway.
Vesce, Joseph V., 71 Broadway.
Vietor, Common & Co., Marine Trust Bldg.,
Buffalo, N. Y.
Vilas & Hickey, 49 Wall St.
Vogel, Arthur J., 25 Broad St.
Wadsworth, Willard, 1 Wall St.
Wagner, Stott & Co., 19 Rector St.
Wainwright & Co., H. C„ 60 State St., Boston
Mass.
Wainwright, Luce and Willetts, 52 Wall St.
Waldheim, Platt & Co., 308 N. Eighth St., St.
Louis, Mo.
Walker Brothers, 71 Broadway
Walker & Co., G. H„ 1 Wall St.
Walker & Sons, Joseph, 120 Broadway
Waller & Co.. 115 Broadway
Walston & Co., 265 Montgomery St., San Francis
co, Calif.
Warburton, Wm. John, 14 Wall St.
Ward, Charles J., 39 Broadway.
Ward, Gruver & Company, 40 Exchange Place.
Wardle, H. Allen, 40 Wall St.
Ware & Keelips, 19 Rector Street
Wasserman & Co., 40 Wall St.
Further information on firms appearing In bold face type will be found in the selected list of Investment Dealers following bank list in each city.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1931
STOCK EXCHANGE MEMBERS
NEW YORK STOCK EXCHANGE—Continued
MEMBERS
Watling, Lerchen & Co., Ford Bldg., Detroit, Mich.
Watson, Charles F., Jr., 67 Broad St.
Watson, George E., Jr., 1 Wall St.
Watson & Co., T. L., 40 Wall St.
Watts & Lovell, 50 Broadway
Weekes, Harold H., 30 Pine St.
Weil & Doyle, 30 Broad St.
Weil, Arthur C., 25 Broad St.
Weil, Charles S., 30 Broad St.
Weil, Sylvan E., 60 Beaver St.
Weingarten & Co., 29 Broadway.
Welles & Co., C. E., 25 Broadway
WELLINGTON & CO., 120 Broadway
Wenman & Co.. 48 Wall St.
Wertheim, Albert, 120 Broadway.
WEBTHEIM & CO., 120 Broadway
Westheimer & Co., 324 Walnut St., Cincinnati,
Ohio.
Whaley, Frederick C., 120 Broadway.
Whaley, Potter & Finucane, 120 Broadway.
White, Frederic N. Lawrence. 47 Broad St.
White, George C., 40 Wall St.
White, Leonard D., 20 Exchange PI.
White, Weld & Co., 40 Wall St.
Whitehead, Edward R., 52 Broadway.
Whitehead, Edward R., Jr., 52 Broadway.
Whitehouse, Hudson & Co., 1 Wall St.
Whiteley, Aubrey S., 1 Wall St.
Whitman, Herbert S„ 47 Broad St.
Whitney & Elwell, 30 State St., Boston, Mass.
Whitney & Sons, H. N„ 49 Wall St.
Wiesenberger & Co., Arthur, 56 Beaver St.
Wick, George D., Jr., 115 Broadway.
Wilcox & Co., 14 Wall St.
Wilder, George H., 1 Wall St.
Willett, George, 61 Broadway.
Williams & Co., Blair S., 25 Broad St.
Williams, Kenneth R., 115 Broadway.
Williston & Co., J. R., 115 Broadway.
Wilson, Alanson H. R., 61 Broadway.
Wilson, Franklin B., 11 Wall St.
Winkhaus, John T., Jr., 47 Broad St.
Winslow, Douglas & McEvoy, 120 Broadway
Winthrop, Mitchell & Co., 26 Broadway
Winthrop, Robert & Co., 20 Exchange PI.
Wisner, Charles H., 40 Exchange Place.
Witter, Dean & Co., 45 Montgomery St., San
Francisco, Calif.
Wood & Co., A. C., Jr., 511 Chestnut St., Phila
delphia, Pa.
Wood, Chalmers, 67 Broad St.
Wood, Low & Company, 63 Wall St.
Wood, Struthers & Co., 20 Pine St.
Wood, Trubee & Co., M & T Bldg., Buffalo ,N. Y
Woody, Charles L., Jr., 39 Broadway.
Woolner, Adolph, 36 Wall St.
Wormser, Sidney S„ 40 Wall St.
Worthington, George L., 50 Broadway.
Wrenn, Philip W., 19 Congress St., Boston, Mass.
Wright, Albert J., 12 N. Division St., Buffalo, N. Y
Wright, Charles C., 115 Broadway.
Wurts, Dulles & Co., 1416 Chestnut St., Phila
delphia, Pa.
Wyle, John J., 50 Broadway.
Yarnall & Co., 1528 Walnut St., Philadelphia, Pa.
Young, T. Sloan, 30 Pine St.
Zeltner, Charles F„ 30 Broad St.
Zucker, Arthur A., 1 Wall St.
OHIO
CINCINNATI STOCK EXCHANGE
(208-209-210 Dixie Terminal Bldg.)
Officers: C. H. Reiter, President;
Milton W. Lepper, Vice-President;
J. B. Reynolds, Treasurer;
Chas. H. Steffens, Secretary
SCHEDULE OF RATES OF COMMISSION (March 1, 1936)
ON STOCKS
Price
Rate Per Share
Selling under $1.00 per share_____ ____ _____ As determined by member
Selling at $1.00 per share and below $5.00 per share__ Not less than 7)^c
Selling at $5.00 per share and below $10.00 per share. .Not less than 15c
Selling at $10.00 per share and below $150.00 ner share.Not less than 25c
Selling at $150.00 per share and below $200.00 per share.Not less than 50c
Selling at $200.00 per share and below $300.00 per share.Not less than $1.00
Selling at $300.00 per share and below $400.00 per share.Not less than $1.50
Selling at $400.00 per share and over______ ________ Not less than $2.00
MINIMUM COMMISSION ON STOCKS
Provided, however, that on every transaction which involves an amount
of $15.00 or more, the minimum commission shall be not less than $2.50.
A transaction which involves under $15.00, the minimum commission shall
be as determined by the broker.
Price
ON RIGHTS AND WARRANTS
Rate Per Right
or Warrant
Selling under 50c_____________________ ____ (as mutually agreed upon)
Selling at 50c but under $1.00...................
Not less than 3c
Selling at $1.00 but under $5.00...............................
Not less than 5c
Selling at $5.00 but under $10.00..........
.Not less than 7J4c
Selling at $10.00 and above___________________
Not less than 15c
MINIMUM COMMISSION ON RIGHTS AND WARRANTS
Provided, however, that on every transaction which involves an amount
of $5.00 or more, the minimum Commission shall be not less than $1.00.
A transaction which involves under $5.00, the minimum Commission shall
be as determined by the Droker.
FRACTIONAL SHARES
There shall be charged a Commission not less than 50 cents on fractional
shares.
JOINTLY LISTED STOCKS
As to stocks and rights which are listed on the New York Stock Exchange,
the Commission shall not be less than are provided Dy the rules of the New
York Stock Exchange. Whenever the Board of Trustees however, deems
advisable to do so, they may designate any security listed on the Cincinnati
Stock Exchange and any other principal exchange, in which the Commission
shall not be less than are provided by the rules of such other Exchanges.
(Aluminum Industries, American Laundry Machinery, Eagle Picher Lead,
U: S. Playing Card and Waco Aircraft all traded in on the New York Curb
have been so designated.)
BONDS
The Commission charge on all bonds, except that of U. S. Bonds, is onequarter of one per cent on the par value. The Commission charge on
U. S. Bonds is one-eighth of one per cent.
RATES TO MEMBERS—GIVE-UPS. On stocks listed only on the
Cincinnati Stock Exchange the Commission shall not be less than the rates
given below:
Rate per share
Selling under $1.00 per share..................................as mutually agreed upon
Selling at $1.00 but under $5.00.....
Not less than lc
Selling at $5.00 but under $10.00____________________Not less than 3c
Selling at $10.00 and above______________ ________ __ Not less than 4e
On stocks listed Jointly on the New York and Cincinnati Stock Exchange
the Commission shall not be less than the rates given below. (These rates
also apply to Aluminum Industries, American Laundry Machinery, Eagle
Picher Lead, U. S. Playing Card and Waco Aircraft, which are traded in
on the New York Curb.)
Selling under $1.00 per share_________________as mutually agreed upon
Selling at $1.00 but under $5.00_____________________ Not less than lc
Selling at $5.00 but under $10.00.........
...Not less than 2c
Selling at $10.00 and over........................................ .........Not less than 2)4c
CLEARANCE BUSINESS
On odd lot business in a stock in which an odd lot book is operated, the
give up fee shall not be less than one-half the regular give up rate.
RATES TO MEMBERS—On business for members of the Exchange
when the principal is not given up, the Commission shall not be less than
one-half of the non-member rates.
The Commission on rights and warrants shall be the same as on stocks,
except in the case of rights and warrants selling below $1.00 on which the
Commission may be mutually agreed upon.
The Commission on bonds shall not be less than 40 cents per $1,000 par
value on bonds.
REGISTERED FIRMS
Bartlett, Benj. D. & Co., 313 Vine Street.
Barth Co., J. L., Dixie Terminal Bldg.
Beiser, Geo. W., 217 Dixie Terminal Bldg.
Cohle, H. B. & Co., Union Trust Bldg.
Cohle, Herman B., Union Trust Bldg.
Cree, H. Ellwood, 144 N. E. 2nd Ave., Miami, Fla.
Dominick & Dominick, 115 Broadway, New York.
Fox & Co., W. E., Fourth Natl. Bank Bldg.
Friedlander, A. J., 313 Vine St.
Gradison, W. D. & Co., 408 Dixie Terminal Bldg.
Gradison, W. D., 408 Dixie Terminal Bldg.
GRANBERRY & CO., 50 Broadway, New York,
N. Y.
Hill & Co., Carew Tower.
Hill, Kenneth P., Carew Tower
Hutton, W E. & Co., First National Bank Bldg.
Hutton, J. M., First Natl. Bank Bldg.
Jones, Herbert A., 408 Dixie Terminal Bldg.
Lepper, A., & Co., First National Bank Bldg.
Lepper, Milton W., First Natl. Bank Bldg.
LYONS & CO., W. L., St. Paul Bldg.
Mussloch, Leo J., Fourth Nat’l Bank Bldg.
Reiter, C. H„ & Co., Union Trust Bldg.
Reiter, Clifford H., Union Trust Bldg.
Reynolds, C. K., 50 Broadway, New York, N. Y.
Reynolds, Jos. B., 313 Vine St.
Simpson, Wm. S., Union Trust Bldg.
Stephenson & Potter, Union Central Bldg.
Stephenson, S. F., Union Central Bldg.
Stout, Gardner D., 115 Broadway, New York, N.Y.
Tobias, Chas. H., First Natl. Bank Bldg.
Tyree, Victor L., 2324 Park Ave.
WEIL, ROTH & IRVING CO., THE, 217
Dixie Terminal Bldjg.
Westheimer & Co., First National Bank Bldg.
Westheimer, E. J.t St. Paul Bldg.
Further Information on firms appearing In bold face type will be found In the selected list of Investment Dealers following bank list In each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1932
STOCK EXCHANGE MEMBERS
CLEVELAND STOCK EXCHANGE
Officers: Russell I. Cunningham, President;
Percy W. Brown, Vice-President;
David G. Skall, Treasurer;
Cecil B. Whitcomb, Secretary;
Wm. J. Perry, Asst. Secretary.
SCHEDULE OF COMMISSION BATES
SUBSCRIPTION RIGHTS
Effective February 26, 1940
Minimum
Selling Price
, £e?,.
Commission
Commission
Per Right
StTT^H0re«iine
per Share
Rate
Per Right
unaer $1
30
Under 50c______________________ ......
... _
*
„ „*
Minimum commission $1.00
50c but under $1____________________ I.II.I . I "
_ I
3C +
$ 1 and up to and including 9%_______
nyr.c
$
1
and
up
to
and
including
4%____________
I
J
~
gJ
10 and up to and including 24%.........
15c
$ 5 and up to and including 9%______________ II
" 7%c
25 and up to and including 49%...........
25c
$10 and above.
50 and up to and including 124% __....................
30c
---------------- 1------------ IIIIIIIIIIIII 15c
125 and up to and including 299%____
50o
300 and up to and including 499%__________
75C
500 and over________________ ____ __________________ III”.$1.00
*Commission may be mutually agreed upon
tMinimum Commission $1.00
MINIMUM
Notwithstanding the foregoing the minimum commission, when the amount
Minimum
involved in a transaction is less than $10, shall be as mutually agreed; when
Commission
BONDS
the amount involved is $10 or more, but less than $50, the minimum com
Per$1000
mission shall be not less than 6% of such amount or$l, whichever is greaterPar Value
aj? ii u en
amount involved is $50 or more the minimum commission
All Bonds (except those with a maturity date within two years)
$2.50
shall be not less than $3.
With a maturity date within two years____________________
1.25
MEMBERS
BACHE J. S., & CO., 200 National City Bldg.
Gottron, Richard A„ Gillis, Russell & Co., 1582
Paine, Webber & Co., 1111 Terminal Bldg.
Union Commerce Bldg.
Prescott & Co., 101 Guardian Bldg.
*Bahl, Jr., Gaylord W., Mansfield, Ohio.
Graves,
Forrest
A.,
1846
Union
Commerce
Bldg.
Banning, S. S., 1582 Union Commerce Bldg.
Robbins, William T., 2007 Union Commerce Bldg.
Bates, E. L., 1937 Union Commerce Bldg.
Halle, E. S., Will S. Halle & Co., 511 Swetland
Robbins, Gunn & Co., 2007 Union Commerce Bldg.
Bldg.
Bates & Co. 1937 Union Commerce Bldg.
Sampliner, S. H., 200 National City Bldg.
Baugh, Daniel III, 1280 Union Commerce Bldg.
Halle & Co., Will S., 511 Swetland Bldg.
Saunders,
E. A.
Beane, A. C., Jr., Leader Bldg.
Hawley, Dudley A., Hawley, Hullers & Co., 1436
Schmitt, Ralph S., 1250 Union Commerce Bldg.
Union Commerce Bldg.
*Bell & Beckwith. Home Bank Bldg., Toledo, Ohio
Schudt, Charles, 1737 Union Commerce Bldg.
Birchard, L. O., 101 Guardian Bldg.
Hawley, H uller & Co., 1436 Union Commerce Bldg.
Schultz & Co., L. J., 736 Union Commerce Bldg.
Borton, Kay & Co., 1837 Union Commerce Bldg.
Ha.vden, Miller & Co., 1250 Union Commerce Bldg.
Schultz, L. J., 736 Union Commerce Bldg.
Borton, T. E., 1837 Union Commerce Bldg.
Hornblower & Weeks, 1040 Union Commerce Bldg.
*Secor, James J., Home Bank Bldg., Toledo, Ohio
Brown, P. W„ Hornblower & Weeks, 1040 Union
Jackson & Curtis, 1737 Union Commerce Bldg.
Skall, David G., 2031 Union Commerce Bldg.
Commerce Bldg.
Skall
& Co., David G., 2031 Union Commerce
Butler, Wick & Co., Union National Bldg., Youngs
Macklin, Gordon S., 1280 Union Commerce Bldg.
Bldg.
town, Ohio.
Macklin, Gordon & Co., 1280 Union Commerce
Smith,
W. H., 215 Cuyahoga Bldg.
Bldg.
Clark, John R., 882 Union Commerce Bldg.
Snyder, Robert W„ 2027 Union Commerce Bldg.
Masters, Olan B„ Union National Bldg., Youngs
♦Collin, Norton & Co., Gardner Bldg., Toledo, O.
Snyder
& Co., W. S., 2027 Union Commerce Bldg.
town, Ohio
Craft, Don M., 1111 Terminal Bldg.
Soucy, Ernest W„ Soucy & Co., 49 Federal St.,
McClintock, A. R., 1040 Union Commerce Bldg
Cunningham, R. I., Cunningham & Co., 1846
Boston,
Mass.
McConnell, Edw. S., 901 Guardian Bldg.
Union Commerce Bldg.
Soucy & Co., 49 Federal St., Boston, Mass.
McDonald-Coolidge Co., 1001 Union Commerce
Cunningham & Co., 1846 Union Commerce Bldg.
Stanley,
A.
D.
Bldg.
Curtiss, House & Co., 1201 Union Commerce Bldg.
Stanley & Co., 2032 Union Commerce Bldg
McLaren, H. B., 1001 Union Commerce Bldg
Willard
C„ 2032 Union Commerce'Bldg
Stanley,
Merrill Lynch, E. A. Pierce & Cassatt, 215
Ely, S. Prescott, Curtiss, House & Co., 1201
Stern, Morton F„ 200 National City Bldg
Cuyahoga Bldg.
Union Commerce Bldg.
Stiver,
Lawrence,
200 National City Bldg.
Morrow & Co., 1147 Union Commerce Bldg.
♦Walbridge, W. Sinclair, Gardner Bldg., Toledo
Morrow, F. W., 1147 Union Commerce Bldg.
Fenner & Beane, Leader Bldg.
Ohio.
Murcn, Maynard H„ 1186 Union Commerce Bldg.
Murch & Co., Maynard H., 1186 Union Commerce
Wells ted & Co., 1242 Union Commerce Bldg.
Gillis, Russell & Co., 1582 Union Commerce Bldg.
Bldg.
Wellsted, T. C. 1242 Union Commerce Bldg.
Glick, Robert J., Bates & Co., 1937 Union Com
Murfey & Co., 901 Guardian Bldg.
Witt, John P., 2029 Union Commerce Bldg.
merce Bldg.
Murfey, Latham W„ 901 Guardian Bldg.
Witt, John P. & Co., 2029 Union Commerce Bldg.
(Associate Members *)
PENNSYLVANIA
PHILADELPHIA STOCK EXCHANGE
Officers: B. Frank Townsend, Jr., President; Edgar Scott, Vice-President; John R. Huhn, Jr„ Secretary;
Thomas B. Gravatt, Assistant Secretary, Assistant Treasurer and Auditor.
Frank E. Baker, Treasurer;
COMMISSION RATES
(March 1, 1937)
NON-MEMBER COMMISSION RATES ON STOCKS
AND SUBSCRIPTION RIGHTS
D
„ , _
Minimum
Selling Price Per Share
Commission
i /oc«
Rate Per Share
............... ................................---------------------- °-lc Per share
From 1/64 of $1 to 1/16 of $1............
05c
Dershare
From 3/32 of $1 to 7/32 of $1............ .
...................... i Oc Der share
From % of $1 to 15/32 of $1...............
15c
Sgrshare
From % of $1 to 31/32 of $1___________3 0c
pe? share
From $5 to $5%...........................................
...................... 9 0c ner share
From $40 to $49%................................ IIIIHIIII......... "17 Oc peJ share
From $70 to $79%.................... ...Hill..............................20 Oc oe? share
From $90 to $99%................ . IIIIIIIIIIIIIIHIH. 220c ne? share
For each additional $10 or fraction thereof_________ ___ l.Oc additional
„w
Charge Per Transaction—Notwithstanding the foregoing,
when the amount involved in a transaction is less than $10, the commission
?£al
as mirtually agreed; when the amount involved is $10 or more but less
than $50 the minimum commission shall be not less than 6% of such amount
or $1 whichever is greater; and when the amount involved is $50 or more
the minimum commission shall be not less than $3.
BONDS
of the Constitution)1-01531 (except as stated ln Article XXVI, Section 2 (d)
Under *$10_____________
Ipqq thon r7^n
JlOand above, but under $100........—IIIIIIIIIIIIIIlNot less than SL25
wlOl) end above........... ..................... .
_
Mnt ipcq than sup
Execution to Commission Rates, effective January 20, 1938:
Members are permitted to charge a commission equal to that in force in
any dual market in which a security is traded.
Between Members
BONDS
When Cleared
Not less than eighty cents for each $1000 bond.
When Not Cleared
Not less than fifty cents for each $1000 bond.
STOCKS
.
When Cleared
9oii,-na under
nnnL 50c_
cri„ _ _ _ _________________
Per Share
o6111Q§
Aq Rate
rn litijullv
fiorooH
Selling at 50c and above, but under $1.6oIIIIIH
Not less t handle
Selling at $1.00 and above, but under $10.00.............. Not less than ldc
Selling at f 10.00 and above, but under $50.00................Not less than 5c
SP in! f^nh°nr?ndHabKVe' but under 5100 00...........-Not less than 6c
Selling at $100.00 and above..................
Not less than 7c
When Not Cleared
Price
Rate Per Share
Selling under 50c.......................................................
as mutuallv aprenri
Selling at 50c and above, but under $1.00........
’’Not less than ^ Vic
Selling at $1.00 and above, but under $10.00___
Not less than lc
If -I at I10;00
above, but under $100.00............. Not less than 2c
Selling at $100.00 and above--------------------------------- Not less than 2%c
STOCK SUBSCRIPTION RIGHTS
.
When Cleared
Sellingunder 50c.......................... .................. .
As^utuaTlv ameed
Selling at 50c and above, but under $1.00..........
Not less than lMc
Selling at $1.00 and above, but under $5.00___
Not less than 2c
Selling at $5.00 and above, but under $10.00 .
Not less than 2Vic
Selling at $10.00 and above------------ 1-------.IIIIIIUlNot less than 4?
When Not Cleared
Sellingunder 50c.............................................
As^SuaKgreed
Selling at 50c and above, but under $1.00...........
Not less than SVic
Selling at $1.00 and above, but under $5.00____
Not less than Up
Selling at $5.00 and above, but under $10.00
Not
than
Selling at $10.00 and above.................. .IIIIIIUlNot
less than 2c
25c h0 minimum commission on any transaction between members shall be
Further Information on firms appearing In bold face type will be found In the selected list of Investment Dealers following bank list In each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1933
STOCK EXCHANGE MEMBERS
PHILADELPHIA STOCK EXCHANGE—Continued
MEMBERS
Graff, Frank M., 1411 Walnut St.
Greene, Norman J., Berwyn, Pa.
Greenwood, H. T. & Co., 1411 Walnut St.
Greer, Thomas Raymond, Germantown Cricket
Club.
Guarniery, Robert Y., 518 Stock Exchange Bldg.
Ashton, Augustus Trask, 1502 Finance Bldg.
BACHE, J. S., & CO., 1411 Walnut St.
Bachman. Frank H., 212 So. 15th St.
Baker, Weeks & Harden, 1421 Chestnut St.
Banks, Clayton F„ 123 So. Broad St.
Barclay, Henry C., Chestnut Hill, Pa.
Barclay. Moore & Co., 123 S. Broad Street.
Bayuk Brothers, Packard Bldg.
Bean, Chas. H. & Co., 123 S. Broad St.
Beers, Allen E., & Co., Allentown, Pa.
Bernstein, Harry L., 518 Stock Exchange Bldg.
Biddle & Co., Moncure, 1520 Locust Street.
Biddle, Whelen & Co., 1606 Walnut St.
Bioren, John S„ 1508 Walnut Street.
Hackett, W. N. & Co., 212 So. 15th St.
Hammitt & Co., 602 Stock Exchange Bldg.
Hamstrom, Walter, 1500 Walnut St.
Harper, James B., Stock Exchange Bldg.
Harrison & Co., 123 S. Broad Street.
Hauberger, George H„ 609 Stock Exchange Bldg.
Hecker & Co., Liberty Trust Bldg.
Hopper, Soliday & Co.. 1420 Walnut St.
Hornblower & Weeks. 1429 Walnut Street.
Huhn, John R., Jr., Stock Exchange Bldg.
Hutton & Co.. W. E.. 1529 Walnut St.
BIOREN & CO., 1508 Walnut Street.
Bodine, Robert C., Real Estate Trust Bldg.
Boenning & Co.. 1606 Walnut Street.
Brown, Howard B., 1616 Walnut Street.
Brown (Vernon C.) & Co., 71 Broadway, New
York, N. Y.
Brown Brothers Harriman & Co., 1531 Walnut St.
Brylawski, Edward, 1411 Walnut St.
Brylawski, Edward L., 1411 Walnut St.
Buckley Brothers, 1529 Walnut St.
Butcher & Sherrerd, 1500 Walnut St.
Carstairs & Co., 1421 Chestnut St.
Cherry, Robert, Jr., 113 So. Fifth St.
Clark, E. W., & Co., 16th and Locust St.
Clark, Kenneth R.. 1500 Walnut St.
Claybaugh, Blair F. Co., Harrisburg, Pa.
Clucas, (E. W.) & Co., 70 Pine St., New York,
N. Y.
Cook, Elmer A., Trenton, N. J.
Dackerman & Waber. 517 Stock Exchange Bldg.
Davis, Robert Hare, 1411 Walnut St.
deCoursey, Stephen H., 328 Chestnut St.
DeHaven & Townsend. 1513 Walnut Street.
Devine, Walter J., Jr., 1411 Walnut St.
Diffenderffer & Co., 123 S. Broad Street.
Dixon, Fitz Eugene. 1421 Chestnut St.
Donoghue & Makiver, 1411 Walnut St.
Jefferis, W. Harper, 1411 Walnut St.
Jenks & Co., 1421 Chestnut St.
Jones, Miller & Co., Commercial Trust Bldg.
Kahn, Charles, Provident Trust Bldg.
Keen & Co., 123 So. Broad St.
Kelly, James J., 1411 Walnut St.
Kennedy & Co., 2115 Land Title Bldg.
Kennedy, Oscar A., 1411 Walnut St.
Kolb, Robert A.. 1608 Walnut St.
Ladenburg, Thalmann & Co., 25 Broad St., New
York, N. Y.
Laird, Bissell & Meeds, 1528 Walnut Street.
Lawson, W. L„ Union League.
Lee, John K„ 1411 Walnut St.
Lilley & Co., Packard Bldg.
Lippincott, Richard, 220 S. 16th St.
Loeb, Oscar, 2 Rector St., New York, N. Y.
Louchheim, Walter C., 30 Pine St., New York,
N. Y.
Fearon, Charles, 511 Chesnut St.
Flynn, Bernard J., 4039 Walnut St.
Freed, David B., 109 So. 3rd St.
French, Ernest W., 1431 Chestnut St.
Friedman, Bernard P., 1411 Walnut St.
Fuller, W. A. M„ & Co., 1510 Chestnut Street.
MacDonald & Co., Real Estate Trust Bldg.
MacMeekin, James A. S„ 1500 Walnut St.
Malis, David S., 805 Land Title Bldg.
Masland, Fernon & Anderson, 1500 Walnut St.
Matthes, Percy E., 305 Land Title Bldg
Matthews, Caldwell F., 1411 Walnut St.
Matthews, Frank C., Stock Exchange Bldg.
McCauley, Francis J., 135 E. 50th St., New York,
N. Y.
McCreery, Samuel, 123 S. Broad Street.
McCurdy, Wallace M„ 1237 Commercial Trust
Bldg.
McLaughlin, Jr., William J.. 1411 Walnut St.
Mellor, E. Fraley, Stock Exchange Bldg.
Merrill Lynch, E. A. Pierce & Cassatt, Commer
cial Trust Bldg.
Miller, E. W. & R. C, & Co., 123 So. Broad St.
Montgomery, Scott & Co., 123 S. Broad Street.
Moore, E. J., & Co., 141 South Fourth Street.
Moore, Leonard & Lynch, 115 Broadway, New
York.
Moorhead, Barlow, Germantown Cricket Club.
Moorhouse, H. Wilson, 1416 Chestnut St.
Moyer & Co.. 1500 Walnut Street.
Gayley, McCreary & Co.. 817 Packard Bldg.
Gilmore, Arthur C., Provident Trust Bldg.
Glendinning, Robt.. & Co., Packard Bldg.
Goldman, Harold C., 811 Stock Exchange Bldg.
Newbold's Son, W. H., & Co., 1517 Locust Street.
Newburger, Loeb & Co., 1419 Walnut Street.
Niemond Co..John S., Harrisburg, Pa.
DREXEL & CO., 15th and Walnut Streets.
Eastman, Dillon & Co., 225 S. 15th St.
Elkins. Morris & Co.. 305 Lana Title Bldg.
Embick, Paul A., 4850 E. Roosevelt Blvd.
Euler, Joseph D., Wynnewood, Pa.
Emory, Freed & Co., 109 S. 3rd Street.
Palmer & Co., E. W„ Commercial Trust Bldg.
Parke, John S„ 1513 Walnut St.
Parrish & Co., 212 So. 15th St.
Parrish, Joseph, 212 So. 15th St.
Paul, William P., Drexel Bldg.
Pennington, Colket & Wisner, 123 S. Broad St.
Phillips, Samuel K., & Co., 1317 Packard Bldg.
Powell, A Victor, 6205 Ocean Ave.,Ventnor, N. J.
Rakestraw, Betz & Co., 123 So. Broad St.
Reynolds & Co., 1500 Walnut St.
Ristine, F. P., & Co., 123 S. Broad Street.
Rosenbaum, Leon, 6803 N. 12th St.
Rourke, William J., Packard Bldg.
Rowe, Robert G„ 1429 Walnut St.
Sailer. A. J. & Co., 113 S. 5th Street.
Scull, Alfred P„ III, 1513 Walnut St.
Seeds, Joseph R., Jr., 1513 Walnut St.
Seeler & Co., 1510 Chestnut St.
Sloane, Harry, Stock Exchange Bldg.
Smith, Barney & Co., 1411 Chestnut Street.
Smith, H. Russell, Harrisburg, Pa.
Smith, W. Hinckle, Girard Trust Co. Bldg.
Snyder, Geo. E., & Co., 600-601 Stock Exchange
Bldg.
Snyder, R. Maurice, 1518 Locust St.
Sparks, J. W„ & Co., 1510 Chestnut Street.
Spiegelman, Solomon B., 518 Stock Exchange Bldg.
Starr & Co., 123 S. Broad Street.
Steppacher, Lester G., Stock Exchange Bldg.
Strecker, Daniel E., 3451 Frankford Ave.
Suplee, Jr., Horace L., 1411 Walnut St.
Suplee, Walter S., 1411 Walnut St.
Sutro Bros. & Co., 120 Broadway, New York,
N. Y.
Swab, H. M„ 1529 Walnut St.
Taylor, Roland L., 1100 Morris Bldg.
Thompson, Edward S., 1327 Spruce St.
Townsend, Philip W„ 1513 Walnut St.
Townsena, W. De H., 1513 Walnut St.
Trimble & Co., 1326 Walnut Street.
Turner, Gill & Crouter, 1614 Packard Bldg.
Turton & Tague, 1411 Walnut St.
Vrooman, Samuel B„ Jr., 1411 Walnut St.
Walsh, Frank C., 115 Broadway, New York.
Warwick, Arthur D„ Stock Exchange Bldg.
Watson, Clifford A„ 1529 Walnut St.
Weeks, Henry C„ 1518 Locust St.
Wells. Charles C., 609 Stock Exchange Bldg.
Whittaker, Robert L. & Co., 1420 Walnut St.
Wieand, Jr., Franklin D„ 1508 Walnut St.
Williamson, Jr., James A., 123 S. Broad St.
Wilmer & Co., 123 S. Broad St.
Wistar, J. Morris, 1416 Chestnut St.
WOOD, A. C., JR., & CO., 511 Chestnut St.
Wood, Charles M.f 1411 Walnut St.
Woodcock. McLear & Co., 1528 Walnut St.
Woodside, J. Alan, Stock Exchange Bldg.
Wright, Wood & Co., 123 S. Broad St.
Wurts, C. S. & Co., 1327 Walnut Street.
Wurts, Dulles & Co., Philadelphia Bank Bldg.
Wynn, Richard.
Yarnall & Co.. 1528 Walnut Street.
York, Warren W., & Co.
PITTSBURGH STOCK EXCHANGE
(229 Fourth Ave.)
Officers:
Marshall R. Barbour, President;
Ledlie W. Young,Vice-President;
F. X. Pfab, Asst. Secretary
Arthur Middleton, Manager Clearing House;
«
Wm. J. Bauer, Treasurer;
Hugh A. McNicol, Secretary
W. G. Ganter, Assistant Manager Clearing House
RATES OE COMMISSION
(.Effective on and after February 1, 1938)
The minimum rates of commission charged to nonmembers of the Exchange
for buying or selling each $1,000 bond shall be not less than $2.50 (these
commissions shall not apply to government, state or municipal bonds; for
buying or selling each share of stock, shall be not less than as follows:
Under $.50 a share______ _____ ______ .... 3%*
.... .03
At $.50 and under $1..... ..............................
.... .05
From $1 to $1%.....................................
.... .06
From $2 to $2%......................................
____07
From $3 to $3%................................... ..
.... .08
From $4 to $4%.......................................
.... .09
From $5 to $5%___________________
.... .10
From $6 to $6%..................................... .
.... .11
From $7 to $7%-------------------------.... .12
From $8 to $8%........................ .............
........ 13
From $9 to $9%.......................................
........ 14
From $10 to $19%.....................................
.... .15
From $20 to $29%___________________
.... .16
From $30 to $39%___________________
.... .17
From $40 to $49%___________________
........ 18
From $50 to $59%___________________
.... .19
From $60 to $69%___________________
.... .20
From $70 to $79%_______ _______ ____
.... .21
From $80 to $89%___________________
.... .22
From $90 to $99%........................... ..........
.... .01
For each additional $10 or fraction thereof.
Non-member Commission Rates on Rights and Warrants: (Designated by
the Committee on Securities.)
Notwithstanding the foregoing, when the amount involved is less than $5
the commission may be as mutually agreed; when the amount involved is
$5 or more but less than $50, the minimum commission shall be not less than
6% of such amount or $1, whichever is greater; and when the amount in
volved is $50 or more, the minimum commission shall be not less than $3.
Notwithstanding the above rates, any member of this Exchange or firm
registered thereon, may in respect of securities traded on this and other
Exchanges located in the United States, charge the rates of commission
prescribed by such other Exchange.
Additional
* 3% of the amount involved.
further Information on firms appearing in bold face type will be found in the selected list of Investment Dealers following bank list in each city,
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
STOCK EXCHANGE MEMBERS
1934
PITTSBURGH STOCK EXCHANGE—Continued
MEMBERS
Askin, George K„ Union Trust Bldg.
Askin, J. M„ & Company, Columbia Bldg.
BACHE & CO., J. S., Oliver Bldg.
Ballard, W. E., 1401 Third Ave., N. Brighton, Pa.
Barbour & Company, John B„ Magee Bldg.
Bauer, Wm. J., Magee Bldg.
Bear, S. Lee, & Co., Union Trust Bldg.
Berger, Andrew B„ c/o Potter Title & Trust Co.
Borntraeger, Carl H„ 229 Fourth Ave.
Bowman & Co., 704 People’s Bldg.
Brinham, A. L., 229 Fourth Ave.
Carothers & Company, James, Farmers Bank
Bldg.
Carothers, W. J., & Co., 901-2 Commonwealth
Bldg.
Chapin, S. B., & Co., Ill Broadway, New York.
Chaplin & Co., 419 Wood St.
Crawford, Jas. S., Duquesne, Pa.
Diffenderfer. Fred, 229 Fourth Ave.
Dinkey, Jr., Chas. E., 229 Fourth Ave.
Dornberger, C. S., 1624 Oliver Bldg.
Eberhardt, M. A., 5709 Aylesboro Ave.
Bdmundson, Jr., Ell, Columbia Bldg.
Evans, Sanford B., 229 Fourth Ave.
Fenner & Beane, 67 Broad St., New York, N. Y.
Frederick, Jr., Frank H., 297 Union Trust Bldg.
Giles, R. C., 229 Fourth Ave.
Gluck, Hetzel & Co., Arrott Bldg.
Goldsborough, T. C., 229 Fourth Ave.
Goldsborough, W. W. Jr., 40 Wall St., New York.
Grubbs, Scott Company, Union Trust Bldg.
Harriman, Henry A., 229 Fourth Ave.
Hemphill, Noyes & Co., First National Bank Bldg.
Howley, Walter L., 419 Wood St.
Hubbard, John W., 605 Granite Bldg.
Kalback, Charles D., Arrott Bldg.
Kane, John A., 229 Fourth Ave.
Kay, Richards & Company, Union Trust Bldg.
King, Jr., W. C., 907 Commonwealth Bldg.
Kissane, James V., 229 Fourth Ave.
Loeb, Rhoades & Co., Carl M., 61 Broadway,
New York, N. Y.
Marshall & Co., 229 Fourth Ave.
Masten, A. E., & Company, First Nat’l Bank Bldg.
McJunkin, Patton & Company, Commonwealth
Bldg.
McKee, C. S. & Co., Union Trust Bldg.
McKelvy & Company, Union Trust Bldg.
McLaughlin, MacAfee & Co., 410 Common
wealth Bldg.
Mitchell & Craft, Washington, Pa.
Moore, Leonard & Lynch, Union Trust Bldg.
Moreland, A. M., 207 Investment Bldg.
Neeb, Jr., H. A., 340 S. Winebiddle Ave.
Neuhut, Plohn & Co., 60 Broad St., New York,
N. Y.
Nuttall. R. V., & Company, Park Bldg.
Parrish & Company, Investment Bldg.
Post & Flagg, 49 Broad St., New York, N. Y.
Poutre, Ezra E., Arrott Bldg.
Powell, Elmer E., & Co., Union Trust Bldg.
Preston, Watt & Schoyer, Peoples Bldg.
Purman,’Thomas R., Washington, Pa.
Relnstadtler, Thomas J., 229 Fourth Ave.
Reynolds & Company, Grant Bldg.
Roberts, Daniel Risher, 229 Fourth Ave.
Rosenbloom, Arthur M„ Union Trust Bldg.
Schmidt, H. R., c/o Kay, Richards & Co., Union
Trust Bldg.
Singer, Deane & Scribner, 1045 Union Trust Bldg.
Smith, Lew W., 229 Fourth Ave.
Stein, Charles Jay, 1456 Inverness St.
Sterling, Louis V., 42 Broadway, New York, N. Y.
Stevenson, Vercoe & Lorenz, Huntington Bank
Bldg., Columbus, Ohio.
Stimmei & Company, Union Trust Bldg.
Stout & Company, Investment Bldg.
Stubner, C. J., & Co., 968 Union Trust Bldg.
Ullery, M. D., Investment Bldg.
Vercoe & Co., Huntington Nat’l Bank Bldg.,
Columbus, Ohio.
Wainwright, H. C., & Co., 14 Wall St., New York,
N. Y.
Wettach & Company, 218 Fourth Ave.
Wettengel & Company, A. C., Peoples Bank Bldg.
Wilson, Walter J., 32 Blvd. of Allies.
York, Darwin S., Investment Bldg.
UTAH
SALT LAKE STOCK EXCHANGE
Officers:
J. A. Barclay, President;
I. D. Lowe, 1st Vice-President;
F. Russell Pett, 2nd Vice-President;
H. E. Havenor, 3rd Vice-President
Gordon Weggeland, Secretary and Treasurer;
E. P. Emery, Actg. Secretary and Caller.
COMMISSION RATES
Effective November 1, 1939
BOARD LOTS—LISTED SECURITIES
Stocks Selling under 2c....... ........................................ -$1.25 per 1000 shares.
Stocks Selling at
2c and under
5c-............ .$2.00 per 1000 shares.
Stocks
Selling
Under
10c____________
1000 Shares
5c and under
10c.__........ -.$3.50 per 1000 shares.
Stocks Selling at
Stocks Selling at 10c and Under 35c____________________________ 500Shares
Stocks Selling at
10c and under 20c________
V2c per share.
Stocks
Selling
at
35c
and
Above............
100 Shares
Stocks Selling at
20c and under 35c................ Me per share.
Stocks Selling at
35c and under 50c............... . lc per share.
Stocks Selling at 50c and under $ 1.00................. IMe per share.
BOARD LOTS—UNLISTED SECURITIES
Stocks Selling at $ 1.00 and under 810.00________
1M% of money.
Same as Listed up to 35c.
Stocks Selling at $10.00 and above_______________ 1% of money.
Stocks Selling at 35c and Under $5.00____________________ 100 Shares
Stock selling less than board lots on last two items—2% of money.
Stocks Selling at $5.00 and Under $25.00________
10 Shares
Stocks Selling at $25.00 and Above____________
5 Shares
On odd lots a minimum of $1.00 or per regular rate whichever is greater.
Allen, J. M., Atlas Bldg.
Badger, R. A. & Co., 16 West 2nd So. Street.
Badger, R. A., 16 West 2nd So. St.
Badger, Richard C„ 2380 Washington Ave.,
Ogden.
Baglin, George & Son, Felt Bldg.
Baglin, George, Felt Bldg.
Barclay, J. A., Newhouse Bldg.
Barclay, J. A. & Co., Newhouse Bldg.
Bemis, G. L., 763 East 3rd, So. St.
Bering, E. A., Walker Bank & Trust Co.
Child, W. H„ Stock Exchange Bldg.
W. H. CHILD, Inc. Exchange Bldg.
Cole, Allen Co.. Atlas Bldg.
Conrad, W. K„ Walker Bank Bldg.
Continental Bank & Trust Co., Salt Lake City.
Davies, Badger & Co., 23 W. 2nd So. St.
Davies, E. C., 23 W. 2nd So. St.
Dixon, B. W., Scott Bldg.
Dixon Co., B. W., Scott Bldg.
MEMBERS
Doscher. H. W., Walker Bank Bldg.
Filley, Oliver D., 49 Broad St., New York, N. Y.
Finn, Alex V., 25 Beaver St., New York, N. Y.
Finn, Alex V. & Co., 25 Beaver St., New York,
N. Y.
First Security Trust Co., Salt Lake City.
Gibson, E. J., Box No 17, Spokane, Wash.
Harris, Lowry R., 1142 East 3rd So. St.
Havenor, II. E., Newhouse Bldg.
Havenor, Pett & Co., Newhouse Bldg.
Hogle, J. A., 132 So. Main St.
Hogle, J. A. & Co., 132 So. Main Street.
Hogle, James E., 132 So. Main St.
Johnson, J. C.. 132 S. Main St.
Larson, A. R., c/o Elks Club, Salt Lake City.
Logan & Bryan, 42 Broadway, New York, N. Y.
Lowe, I. D„ 132 S. Main St.
Lynch, J. C., Kearns Bldg.
Lynch, J. C. & Go., Kearns Bldg.
McLeod, J. N„ 1111 Walker Bk. Bldg.
Nebeker, W. D., Stock Exchange Bldg.
Pett, F. Russell, 21 East 2nd So. St.
Post & Flag, 49 Broad St., New York, N. Y.
Romney, W. W., c/o Continental Bank & Trust Co.
Schettler, Paul D., 21 E. 2nd So. St.
Snow, V. S„ 314 Utah Oil Bldg.
Ure, Pett & Morris, Inc., 21 East 2nd St.
Thomas, A. B., 208 Lyon Bldg., Reno, Nev.
Thomas Arthur, Inc., 208 Lyon Bldg., Reno, Nev.
Van Voorhis, L. P. First Security Co., Ogden
Walker Bk. & Tr. Co., Salt Lake City.
Washburn, Mifflin W., 42 Broadway, New York,
N. Y.
Weggeland, Gordon, Stock Exchange Bldg.
Weiler, W. S., Stock Exchange Bldg.
Woods, Wm. W., c/o E. A. Pierce & Co., 301
Montgomery St., San Francisco, Calif.
Woolley, F. R„ Beason Bldg.
Woolley, Paul C„ 132 So. Main St.
Woolley, Robert P., 132 So. Main St.
VIRGINIA
RICHMOND STOCK EXCHANGE
Officers:
Beverley B. Munford, Jr., President;
Edward C. Anderson, Vice-President;
RICHMOND STOCK EXCHANGE COMMISSIONS
as revised May 2, 1939
1. The Commissions named below shall be the minimum charged and
no part can be rebated or divided with anyone not a member of the Exchange.
J. Joseph May, Secretary and Treasurer
There shall be one exception to the above commission rates; namely,
that where securities listed on the Richmond Stock Exchange are also listed
on the New York Stock Exchange or New York Curb Exchange the com
mission rate of the New York Exchanges shall be the minimum commission
which a member of the Richmond Stock Exchange may charge.
STOCKS
BONDS
Selling under $0.50________ _____________________ ___ 3% of amount
The commission rate on all bonds shall be $0.50 per $100.00 with the
Per share
following
exceptions:—
Selling at $ 0.50 and under $ 1.00.........................................
$0.05
Where a bond or note has less than six months to run, whether to
Selling at
1.00and under 5.00_____________________
0.07M
maturity or to date called for redemption, the minimum commission
Selling at
5.00and under 10.00----------------------- -------0.12J^
to be charged shall be $0.25 per $100.00.
Selling at 10.00and under 25.00_____________________
0.25
Where the selling price of a bond is less than 25% of the principal
Selling at 25.00and under 50.00_____________________
0.37J-3
amount, the minimum commission shall be $0.25 per $100.00.
Selling at 50.00 and under 125.00............ ....... .................—
0.50
Selling at 125.00 and under 200.00_____________________
1.00
The minimum charge on any transaction, stocks or bonds, involving
Beginning with $200.00 per share the commission shall be $1.50 per share
$100.00 or more shall be $2.00. On any transaction involving less than
and for each $50.00 additional value of selling price, the commission shall
$100.00 the minimum charge shall be $1.00.
be raised $0.50 per share.
MEMBERS
Mason-Hagan, Inc., 916 E. Main Street.
Scott & Stringfellow, Mutual Bldg.
Abbott, Proctor & Paine, 911 E. Main St.
Miller & Patterson, 203 Mutual Bldg.
Branch, Cabell & Co., 814 E. Main St.
Standard Securities Corp., State Planters Bank
Bldg.
RICHMOND CORP., 726 E. Main Street.
Davenport & Company, 113 E. Main Street.
Further information on firms appearing in bold face type will be found In tbe selected list of Investment Dealers following bank list in each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
1935
STOCK EXCHANGE MEMBERS
WASHINGTON
SEATTLE STOCK EXCHANGE
(302 Exchange Bldg.)
Officers: Harry S. Grande, President;
Edward K. Easter, Treasurer;
Jack E. Jones, Secretary;
Charles T. Donworth, Counsel.
Harold H. Huston, Vice-President;
Louis Klatzker, ExecutimSecretary;
RATES OF COMMISSION (In effect: October H, 1935)
BOARD LOT
MINIMUM RATES OF COMMISSION
In effect October 14,1935
100 shares up to $10.00
On Stocks Selling:
shares
for $10.00 to $100.00
25
Under $1.00 per share......................................... ............................ 5c
10 shares over $100.00 .
At $1.00 and under $2.50 per share........... ....................................... 7%c
The
minimum
commission
charge
shall be $2.50 on stock selling under
At $2.50 and under $5.00 per share...................
12%c
$10.00 per share, and $5.00 on stock selling over $10.00 per share.
At $5.00 and under $15.00 per share.............
15c
On
all
transactions
where
the
total
amount
of money involved is less than
At $15.00 and under $35.00 per share....................
25c
$25.00, the commission charge shall be discretionary with the member.
At $35.00 and under $50.00 per share..............................
35c
BONDS
At $50.00 and under $100.00 per share................
50c
$5.00 per $1,000 par value (regardless of number)
At $100.00 and up per share...................
..$1.00
$3.75 per $500 par value
(5c per share more for odd lots)
MEMBERS
Mclnnis, Merville W., Hoge Bldg.
Harper & Son & Co.. Wm. P., Harper Bldg.
Bissell, M. L„ 335 Medical Arts Bldg.
Mclnnis, Van Dusen & Co., Hoge Bldg.
Hartley, Rogers & Co., 1411-4th Ave. Bldg.
Blackford, J. C„ Hoge Bldg.
Meiklejohn & Brown. Smith Tower.
Herrin & Co., H. M., 908 2nd Ave.
Bramhall & Stein, Hoge Bldg.
Moore, Robert B.. Exchange Bldg.
Hughbanks, Al., Dexter-Horton Bldg.
Bramhall, Burle D., Hoge Bldg.
Mullen, Chas G., 908 2nd Ave.
Hughbanks, Inc., Dexter Horton Bldg.
Brown, Ralph D„ Smith Tower.
Huston, Harold H., Hoge Bldg.
Huston & Co.. Harold H., Hoge Bldg.
Crawford-Goodwin Co., The, 1411-4th Ave. Bldg.
Patten, Jr., W. T., Badgley, Frederick, Rogers and
Morford, 1411 4th Ave. Bldg.
Jones, Jack E., 1411-4th Ave. Bldg.
Pratt, H. P„ Hoge Bldg.
Daniel, Robert E., Exchange Bldg.
Pratt & Co., H. P., Hoge Bldg.
Drumheller, Erlichman Co., Exchange Bldg.
Kutz, John A., 1010 Second Ave.
Kutz & Co., John A., 1010 Second Ave.
Sankey, R. E., American Bank Bldg.
Easter, Ed. K„ 717 Second Ave.
Sankey, R. E., Investment Co., American Bank
Easter & Co., P. K., 717 Second Ave.
Bldg.
Latimer, Arthur G„ Dexter-Horton Bldg.
Ehrlichman, Ben B., Exchange Bldg.
Securities Exchange, Inc., 335 Medical Arts Bldg.
Latimer
&
Co..
A.
G„
Dexter
Horton
Bldg.
Ellsworth, Sherman, Harper Bldg.
Smith,
Hedley M., Vancouver, B. C.
Lewis, Inc., John R., 1012 2nd Ave.
Speckert, F. J., Lowman Bldg.
Lewis, John R., 1012-2nd Ave.
Ferris & Hardgrove, Exchange Bldg.
Strom,
A. J., Dexter-Horton Bldg.
Lockett, G., 4736-45th S. W.
Strom & Co., A. J., Dexter-Horton Bldg.
Lockett & Co., G„ 4736—45th St., S. W.
Strout,
E. A., 1411-4th Ave. Bldg.
Logan & Bryan, 42 Broadway, New York City.
Gelletly & Co., R., Vancouver, B. C.
Strout & Co., E. A., 1411-4th Ave. Bldg.
Goodwin, E. C., 1411-4th Ave. Bldg.
MacDonald, Alexander, 104 Aloha St.
Grande, Harry S., Hoge Bldg.
Wilson, Lyle F., Exchange Bldg.
McBurney, J. Forbes, 42 Broadway, New York City.
Grande and Co., Hoge Bldg.
WEST VIRGINIA
WHEELING STOCK EXCHANGE
(318 Wheeling Steel Bldg.)
Officers: Wm. H. Wheeler, President
Russell D. Irvine, Vice-President;
COMMISSION RATES
Wheeling Stock Exchange
Price
Selling up to 34% inc.
Selling at 35 up to 99% inc.
Selling at $100 and above
Minimum Commission as follows:
A. When the amount involved in a transaction is less than $10.00 the
commission shall be as mutually agreed.
B. When the amount involved in a transaction is $10.00 or more but
less than $50.00, the minimum commission shall be not less than
6% of such amount or $1.00, whichever is greater.
Norval B. Davis, Secretary-Treasurer
Rate per Share
25c per share
50c per share
$1.00 per share
C. When the amount involved in a transaction is $50.00 or more but
less than $300.00, the minimum commission shall be not less than
$3,00.
D. When the amount involved is $300.00 or more, the minimum com
mission shall be not less than $5.00.
Commission: In cases where stocks are listed on both Wheeling Stock
Exchange and New York Stock Exchange, the minimum rate of commission
may be the minimum commission charged on New York Stock Exchange.
MEMBERS OF WHEELING STOCK EXCHANGE
Represented by
Firms
__________________ Wm. H. Wheeler
Geo. W. Baron & Co., Wheeling Steel Corp. Bldg.__
_____Howard Hazlett; D. A. Burt, Jr.
Hazlett, Burt & Watson, Wheeling Steel Corp. Bldg..
_________ Louis Brand; Jos. Jefferson
A. E. Masten & Co., City Bank Bldg.........................
.Edgar R. McGregor; Russell D. Irvine
McGregor, Irvine & Co., 13th and Chapline St.........
Further Information on firms appearing in bold face type will be found in the selected list of Investment Dealers following bank list in each city
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
AnotUesi 9mpsuweme*d
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
For the greater convenience of Directory users,
the List of Bank Recommended Attorneys is bound
separately/ and a copy mailed to all subscribers
shortly after delivery of the Directory.
We
are
constantly
endeavoring
to
make
the
BLUE BOOK of greater service and convenience
to users and, we believe, this new arrangement
of the Attorney Section will make the Directory
less bulky and therefore easier to handle and use.
We also believe that users of the Attorney List
will find that, compiled in a separate book, it will
be more convenient, efficient and serviceable.
1937
INTEREST RATES, GRACE ON SIGHT DRAFTS, AND STATUTES OF LIMITATION
For further information see also “Laws" of each State, indexed in back of this Volume
STATES
AND
TERRITORIES.
Alabama___________________________
Alaska_____________ ______________
Arizona______________________ ____
Arkansas_____________________________
California ______________ __ __________
Colorado________________________
Connecticut____
Delaware_____________________ __________
District of Columbia______________ „_________
Florida.__ ___________________
Georgia_____________ __ ______________
Hawaii_______________ _____ _
Idaho ___
Illinois_________________________
Indiana___________________________
Iowa____
Kansas_________________________
Kentucky_______________________
Louisiana___________________
Maine_____________________
Maryland__________________
Massachusetts_______________
Michigan_________________
Minnesota__________________
Mississippi____________________
Missouri_____________________
Montana_________________
Nebraska_____ ___________
Nevada_____________________
New Hampshire___ _________
New Jersey_____________________
New Mexico_______________
New York
___ _____
North Carolina___________
North Dakota_____________
Ohio_______ ________
Oklahoma__________________
Oregon....................... .............
Pennsylvania_______________
Philippine Islands____ ________
_
Puerto Rico_______ __________
Rhode Island_______________
South Carolina________
South Dakota....... .... ..
Tennessee..................... .
Texas.______ _____ _______ .
Utah______________________
Vermont............................... .
Virginia...........................................
Washington_________________
West Virginia____________________
Wisconsin _
Wyoming_______________ .
Alberta______ _________
British Columbia__________
Manitoba_____________
New Brunswick___________
Nova Scotia .. ___
Ontario______________
Prince Edward Island........... ........
Quebec________________ _
Saskatchewan___________ ____
INTEREST RATES—NOTES AND ACCEPTANCES—GRACE
Notes and
Rate
Legal
Acceptances
Holidays
by
Rate of
Due on
falling on
Interest Contract
Notes.
Sight
Holi
Half
Sunday
days. Days.
are
Bills.
Drafts,
observed
Are payable
the day—
Per ct. Per cent. and protestable
the day—
6
6
e
6
7
6
6
6
6
8
7
8
6
5
6
5
6
6
5
6
6
6
5
6
6
6
6
6
7
6
6
6
6
8
4
6
6
6
6
6
6
6
6
6
6
6
6
6
6
6
6
6
7
5
5
5
5
5
5
5
5
5
After
After
After
After
After
After
After
After
After
After
After
After
After
After
After
After
After
After
After
After
After
After!
After
After
After
After
After
After
After
Any rate H After
6B
After
12
After
StB1 After
6
After
7
After
8
After
10
After
10
After
6U
After
♦
After
12
After
V
After
7
After
8
After
60
After
10
Aft er!
10P
After
6
After
6R1 After
12
6A
After
10
10
After
8
8
8
10
10
Any rate 1
12
6N
8
10
8F
12
8
7(m)
8
7(m)
10
6©
8X
Any rate
6(e) (M)
Any rat#!
7
8
8
8
10
9(k)
12
After
After
After
After
After
After
*
After
After
After
After
After Z
After
After
After
After
After .
After
After
After
After
After
After
After
After
After
After
After
d
After
On
After
After
After
After
After
After z
After
After!
After
After Z
After
After Z
After
After!
(C)
After
After
After
After
After
After
After
After
After
After Z
After
After
After
After
After
After
After
After
After
After
AfterCf ) After (h)
After
After
After
After
After
After
After
After
After
After
After
After
After
After
After
After
After*
After
After
After
After
After
After
After
After
After
After
After
After
After
Any ratel After
<*) Saturday is a half holiday only during June, July and August in cities of 25,000.
Where it is a half holiday, presentation for acceptance may be given on the
next secular or business day.
(t) Any rate agreed upon in writing is legal on collateral demand loans of $5,000
and over.
(!) See laws, indexed in back of this volume.
(®) Section 883-1-14 of the Kentucky Statutes provide that a pettv loan company,
properly licensed may lend not exceeding $300.00 on an interest rate of 3H%
per month on any part of the unpaid principal balance not in excess of $150.00
and 2K% per month on the remainder.
(♦) 12% when there is security; 14% when there is no security.
'Texas ‘'instruments falling due Saturday are to be presented for payment on
the next succeeding business day. exoept that Instruments payable on demand
may, at the option of the holder, be presented for payment before 12 o’clock
noon on Saturday, when that entire day is not a holiday.”
(») Debts charged on land although by sealed Instruments are outlawed in ten
years.
<a) Notes: 10 years. Contracts in writing other than for payment of money: 20 years.
(b) No limitations on judgments obtained in this state against foreign corporations.
<c) 3 days of Grace allowed on Drafts or Bills of Exchange made separate within
this State at sight, unless there is an express stipulation to the contrary. (Dec.
2741. Code 1930.)
(d) No provision except banks may pay checks and drafts on Saturday afternoon
or legal holiday.
(e) A corporation may agree to pay any rate of interest and may not plead usury.
(f) When Saturday is not otherwise a holiday presentment for acceptance may be
made before 12:00 o’clock noon on that day.
(g) Licenses under Small Loan Act ($300.00 maximum). State Banking Depart
ment determines and fixes rates but cannot exceed 3H % per month on unpaid
principal balance of $100.00 or less or 2M% in excess of $100.00.
(h) January 1, February 22, July 4, December 25 are the only holidays falling on
Sunday to be observed the day following.
(J) 8 years on specialties: 15 years on actions of Covenant of seisin. (Statutes of
Limitation).
(k) See “Chattel Loans” under Nebraska Laws.
m) Under the Small Loan Act licensees may charge Interest at not to exceed 3%
per month upon any unpaid balance of the principal of the loan not exceeding
$150 and 2% per month on any part of the loan In excess of $150 and not
exceeding $300.
A judgment of a court of record is a lien on real estate for ten years after
the rendition thereof.
<x) Becomes dormant five years after rendition of the Judgment, or the Issuance
of the last execution, or the filing of the last certificate of judgment with the
Clerk of Courts in any county, whichever date may be later, and may be
revived within twenty-one years after becoming dormant.
https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis
After
After
After
After
No grace
No grace
No grace
No grace
No grace
No grace
No grace
Nograce
No grace
No grace
No grace
No grace
No grace
No grace
No grace
No grace
No grace
No grace
No grace
No grace
No grace
Nograce
No grace
STATUTES OF LIMITATIONS
Notes
Open
and
Judg
Ac Written ments.
counts.
Con
tracts.
Sealed
Instru
ments
wit
nessed.
Years.
Years.
Years.
Years.
3
6
3
3
4
6
6
3
3
3
4
6
6
6
5
4
6
6
6
3
5
6
20
10
5
3-10
5!
6-20!
20!
10E
12
20
7
10
10
6
5
4
5
6
5
3
5
3
6
3
6
6
6
3
5
5
4
5
10
10a
10
5
5-15
5-10
6-20
3-12
8
6
6
6
10
8
5
6
6
6
6
6
6
7L
20
20(n)
5
15
10
20
12(b)
20!
10
10
7
10G
10
5-10!
6
20
20
7
20
10
10
26x
5
10
20
10
5
15
10
20
12
20
10
No grace
No grace
No grace
No grace
No grace
No grace
No grace
No grace
No grace
No grace
No grace
No grace
No grace
No grace
Nograce
No grace
No grace
No grace
No grace
No grace
Nograce
Grace
No grace
(c)No grace
Grace
No grace No grace .
No grace No grace
4
No grace Grace
No grace No grace
Nograce
No grace
No grace
No grace
No grace
No grace
Nograce
No grace
No grace
No grace
No grace
No grace
No grace
No grace
No grace
No grace
No grace
No grace
No grace
Nograce
No grace
No grace
No grace
Nogra-e
Grace
No grace
No grace
No grace
No grace
No grace
No grace
No grace
No grace No grace
No grace No grace
Grace
v* ra ce
Grace
Grace
Grace
6
6
4
6
3
6
6
3
6
6
6
6
6
6
6
2
4
6
3
3
5
6
8
6
6
6
s
5
6
6
6
3
6
15
5
6
6
10
6
6
6
6
4
6
6-14
5
5
10
6
10
6
q
6
6K
5
10
20T
10!
20
20
10-20!
10
10
8
8
10
-6
10E
10-20
5
10
6
17
20 S.
12
20W
20
6
10
8
6
20
16
20
10
6
15
5
10
20J
10
20
6-20
20!
10
4
6
8-15(j)
10
5D
10
*io”
20
10
20
20
6K
20
20
20
10
6
(A) Corporations not entitled to set up defense of usury. Under Small Loan Act
($300 maximum) interest rate is 3H % per month on the first $150, or remaining
balance, and 2 H % per month on rest.
(B) A corporation cannot plead usury. Under small loan act ($300 minimum)
interest rate is 2 H % per month.
(Bl) A corporation can not plead usuary.
(C) Generally the day following but there is no legal provision for this.
(D) If it constitutes a contract.
(E) Must be revived every 10 years to continue as lien on real estate.
(F) Under Small Loan Act, as amended 1935 session, interest on loans up to
$300 may be charged at the rate of 1M % per month.
(G) Must be renewed every three years to continue as a lien on real estate.
(H) Under small loan act as amended 1933 interest on loans up to $300 may be
charged at rate of 2% per month.
(I) The Bank Act limits the rate charged by incorporated banks to 7%, and the
Moneylenders’ Act limits the rate to be charged by moneylenders to 12%.
(J) Rebuttable presumption of payment.
(K) Limitations for charges on land is ten years.
(L) Judgments must be revived every 7 years, maximum 20 years.
(M) Licensed loan brokers may charge 3H % per month on loans up to $300.00.
(N) On collateral demand loans of $5,000 and over, any rate of Interest agreed
upon in writing is legal. Licensed loan brokers may charge 6% on loans
not exceeding $500 with an additional investigation fee not to exceed 2%.
(O) Licensed Small Loan Company maximum $300.00 may charge up to 1% per
month for necessary expenses of closing loan plus 6% interest annually or
% per month.
(P) Under Small Loans Act ($300 maximum) Interest of 3% a month may bs
contracted.
(R) Except charges on land when it is ten years.
(S) No statute: common law presumption of payment applied.
(T) Must be revived every five years after entry, to retain lien on real estate.
(U) Small loan Llcensees3% per month up to $150.00; and 2% per monthupon balance
over $150.00. Loan period 18 months, interest at 6% on unpaid balances after 18
months. Loan not enforceable if Act is violated.
(V) Licensees under Small Loan Act may loan up to $300.00 and charge interest,
not in advance, at 3% per month on unpaid principal balance. Loans made
In violation of interest statutes are usurious and can not be collected.
(W) Note under seal does not have to be witnessed to be good for twenty years.
Without seal, good for three years.
(X) Under small money lenders act, interest on loans up to $300.00 may be
charged at the rate of 3H% per month. Act No. 40 of 1924.
(Z) Demand instrument may, at option of holder, be presented before 12 o’elock
noon on Saturday unless such Saturday be a whole holiday.
1938
@FedFRASER