Federal Deposit Insurance Corporation. "Securities Transaction Requirements : Joint Agency Proposal to Establish Qualification Requirements for Banks and Bank Securities Representatives Involved in the Retail Solicitation, Recommendation, Purchase, or Sale of Certain Securities, FIL-02-97" in Inactive Financial Institution Letters (January 14, 1997). https://fraser.stlouisfed.org/title/7156/item/651382, accessed on May 8, 2025.
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