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Making Home Affordable
Report Highlights

Program Performance Report Through August 2013

Nearly 1.8 Million Homeowner Assistance Actions Taken through Making Home
Affordable
• More than 1.2 million homeowners have received a permanent modification through the Home
Affordable Modification Program (HAMP). Homeowners have reduced their first lien mortgage
payments by a median of approximately $546 each month – almost 40% of their median beforemodification payment – saving a total estimated $22.3 billion to date in monthly mortgage payments.
• Homeowners currently in HAMP permanent modifications with some form of principal reduction
have been granted an estimated $11.7 billion in principal reduction. Of all non-GSE loans eligible for
principal reduction entering HAMP in August, 74% included a principal reduction feature.
• Nearly 215,000 homeowners have exited their homes through a short sale or deed-in-lieu of
foreclosure with assistance from the Home Affordable Foreclosure Alternatives Program (HAFA).

Inside:
Special Reporting on Making Home Affordable for the 5-year Anniversary of
Troubled Asset Relief Program (TARP)
•

•

•

MHA has indirectly assisted millions of struggling homeowners by creating national standards for
sustainable loan modifications, leading to more affordable private modifications. In total, nearly 7
million homeowners have received help through government and private sector efforts.
Treasury's nationwide MHA outreach and awareness efforts have provided millions of homeowners
the opportunity to connect face-to-face with mortgage servicers, housing counselors and other
sources for mortgage help.
MHA's policies and standards for protecting struggling homeowners served as the basis for the
consumer relief requirements and servicing standards in the $25 billion National Mortgage
Settlement of mortgage servicing deficiencies and for industry regulations adopted by the Consumer
Financial Protection Bureau.

Additional Reporting on Second Lien Modification Program (2MP)
•
•

More than 117,000 second lien modifications have been completed through the Second Lien
Modification Program (2MP).
Effective September 2013, Treasury expanded the 2MP program to include qualifying first liens that
have been modified under the GSE Standard Modification requirements. When a borrower’s first
lien is modified under GSE Standard Modification requirements and the first lien satisfies the HAMP
eligibility criteria, the 2MP servicer must offer to modify or extinguish the borrower’s second lien
under 2MP.

Note: For information and quarterly updates about the Hardest Hit Fund, please visit the website for the Hardest
Hit Fund or the TARP Monthly Report to Congress.

Inside:
SUMMARY RESULTS:
TARP 5-Year Retrospective
2-4
5
Making Home Affordable Program Activity
6
First Lien Modification Activity
Activity for HAFA, PRA, Treasury FHA-HAMP 7
and UP
Second Lien Modification Program (2MP)
8
First Lien Modification Characteristics
9
HAMP Activity by State
10
HAMP Activity by MSA
11

SERVICER RESULTS:
First Lien Modification Activity
First Lien, PRA, 2MP, and HAFA Activity
Outreach to 60+ Day Delinquent
Homeowners
Average Delinquency at Trial Start
Conversion Rate
Time to Resolve Escalations/Homeowner
Outreach
Disposition of Homeowners Not in
HAMP

12
13
14
15
16
17
18-20

APPENDICES:
Participants in MHA Programs

21-22

Making Home Affordable

Program Performance Report Through August 2013

TARP 5-year Retrospective: The Making Home Affordable Program
In early 2009, the U.S. economy was facing the fallout from a financial crisis resulting in large part from the collapse of a housing
bubble. Mortgage delinquency rates were rising and the inventory of seriously delinquent loans and home foreclosures were increasing.
The servicing industry was ill-equipped to help the overwhelming number of homeowners needing assistance, with servicer business
models focused primarily on collecting mortgage payments for investors instead of providing customer service to homeowners.
The Federal government's policy response had been limited, largely leaving it to the private sector to decide when a foreclosure or
modification was appropriate. When a modification did occur, it often increased the homeowner's monthly payments.
In response, the Obama Administration launched Making Home Affordable (MHA) in March of 2009, a program designed to help
struggling homeowners prevent avoidable foreclosures. MHA combined financial incentives, a standardized modification structure,
prudent eligibility criteria and consumer protection guidelines to encourage homeowners, servicers, and investors to participate in the
first nationwide mortgage modification program. Treasury's programs are part of a wider government response designed to help
responsible struggling homeowners, preserve communities, and keep mortgage rates affordable for families.
MHA Response

1.8

MILLION
Homeowner
assistance
actions
through MHA

$22.3
BILLION

Total estimated savings to
date in monthly mortgage
payments through HAMP

• Created national standards for sustainable loan modifications.
• Introduced important consumer protections on how mortgage
servicers communicate and assist struggling homeowners.
• Broadened use of principal reduction as a tool to help
underwater homeowners (“HAMP PRA”).
• Created 2nd lien modification model (“2MP”) to help
homeowners reduce additional mortgage debt.

$12
BILLION

$18
BILLION

In principal
In debt relief
reduction
through
through
HAFA
HAMP
• Established process for homeowners to escalate problems and
appeal decisions by mortgage companies, with clear standards for
resolution timelines.
• Provided a streamlined process for short sales and deeds-in-lieu of
foreclosure (“HAFA”) that offers relocation assistance to provide a
graceful exit.

2

Making Home Affordable

Program Performance Report Through August 2013

Reaching Out to Homeowners

88 Treasury-sponsored
Outreach Events, through
September 2013, covering 57
cities, giving more than 75,000
homeowners the opportunity
to meet face-to-face with their
mortgage company and HUDapproved housing counselors.
In addition, Treasury has
partnered with the Ad Council
on three different public service
advertising campaigns featured
in both English and Spanish,
encouraging struggling
homeowners nationwide to
reach out for help with their
mortgage.

Number of Homeowner Events per State
2

1

OVER

2

MILLION

homeowners
referred to free
housing counseling
from a “HUDapproved” housing
expert.

OVER

9

MILLION

0%

3 or more

solicitations of
homeowners
by participating
mortgage
servicers.

60+ Day Delinquency Rate (Q3 2009)

NEARLY

4

MILLION

5%

calls taken
at the
Homeowner’s
HOPE Hotline.

10%

15%

OVER

175

MILLION

See pages 10 and 11 for additional detail of activity by state and metropolitan statistical area.

20%

25%

page views on
MakingHome
Affordable.gov.
3

Making Home Affordable

Program Performance Report Through August 2013

MHA’s Impact on Industry Standards

• Established streamlined policies and standards to protect
homeowners which have been largely adopted by the Consumer
Financial Protection Bureau.
• Established new benchmarks for servicer accountability and
transparency.

• Established widely-used industry model to evaluate economics of
mortgage modifications (NPV tool).
• MHA programs and borrower protections served as the basis for
the consumer relief requirements and servicing standards in the
$25 billion National Mortgage Settlement of mortgage servicing
deficiencies.

Housing Progress

Since April 2009, mortgage assistance programs have helped millions of homeowners stay in their homes-double the number of foreclosure
completions in that same period. Nearly 7 million homeowners have received help through government programs and additional private
sector efforts. The latest housing data show important progress across many key indicators, yet the overall recovery remains fragile and
there are still many homeowners struggling to avoid foreclosure.
Then (1Q09)

8 million
8

Now (2Q13)

12

7

10.2
10

6

4
Foreclosure Completions
HAMP Modifications

8

5

3
2

Millions

Private Modifications

6

Apr '09 Oct '09 Apr '10 Oct '10 Apr '11 Oct '11 Apr '12 Oct '12 Apr '13

0

4.9

4
2

1
FHA Loss Mitigations

7.1

6.9

0.7 0.3

0

Foreclosure Starts Delinquent Loans Negative Equity

Sources: Foreclosure Starts and Delinquent Loans: MBA National Delinquency Survey
Negative Equity “Then”: June 2010 Housing Scorecard “Now”: CoreLogic Negative Equity Report

4

Making Home Affordable

Program Performance Report Through August 2013

Making Home Affordable Program Activity
The Making Home Affordable Program was launched in March 2009 with the Home Affordable Modification Program (HAMP) which provides assistance to struggling homeowners
by lowering monthly first lien mortgage payments to an affordable level. Additional programs were subsequently rolled out to expand the program reach.

In total, the MHA program has completed nearly 1.8 million first and second lien permanent modifications, HAFA transactions, and UP forbearance plans.

Program-to-Date

Reported Since Prior
Period

1,423,728

27,973

2MP Modifications Started

117,481

2,239

HAFA Transactions Completed2

214,619

20,472

UP Forbearance Plans Started (through
July 2013)

35,104

635

1,790,932

51,319

MHA First Lien Permanent Modifications
Started1

Cumulative Activity3

MHA Program Activity

Cumulative MHA Activity (000s)

Cumulative Transactions Completed

Program
MHA First Lien
Modifications

The Home Affordable Modification Program (HAMP) provides
eligible borrowers the opportunity to lower their first lien
mortgage payment to affordable and sustainable levels through a
uniform loan modification process. Effective June 2012, HAMP's
eligibility requirements were expanded to include a "Tier 2"
evaluation for non-GSE loans that is modeled after the GSE
Standard Modification and includes properties that are currently
occupied by a tenant as well as vacant properties the borrower
intends to rent. FHA-HAMP and RD-HAMP provide first lien
modifications for distressed borrowers in loans guaranteed
through the Federal Housing Administration and Rural Housing
Service.

Second Lien Modification
Program (2MP)

Provides modifications and extinguishments on second liens when
there has been an eligible first lien modification on the same
property.

Home Affordable
Foreclosure Alternatives
(HAFA)

Provides transition alternatives to foreclosure in the form of a
short sale or deed-in-lieu of foreclosure. Effective November
2012, the GSEs jointly streamlined their short sale and deed-in-lieu
of foreclosure programs. The GSE Standard HAFA program is
closely aligned with Treasury’s MHA HAFA program.

Unemployment Program
(UP)

Provides temporary forbearance of mortgage principal to enable
unemployed borrowers to look for a new job without fear of
foreclosure.

2,000
1,800
1,600
1,434

1,400

1,244

1,277

1,299

1,475

1,515

1,550

1,588

1,624

1,665

1,703

1,740

1,791

1,324

1,200
1,000
800
July Aug Sep Oct Nov Dec Jan Feb Mar Apr May June July Aug
2012
2013

Source: HAMP system of record for HAMP, 2MP, HAFA, FHA-HAMP, and RD-HAMP. UP participation is reported via servicer survey
through July 2013. GSE Standard Modification and GSE Standard HAFA data provided by Fannie Mae and Freddie Mac as of August
2013.

Purpose

1 Includes (a) 1,255,751 GSE and Non-GSE HAMP permanent modifications, (b) 17,558 FHA- and RD-HAMP
modifications, and (c) 150,419 GSE Standard Modifications since October 2011 under the GSEs’ Servicer
Alignment Initiative. The GSEs and other government agencies also undertake other foreclosure prevention
activities beyond their participation in MHA which is not reflected in this report. Per the Federal Housing Finance
Agency’s Foreclosure Prevention Report for the Second Quarter of 2013, since 4Q 2008, the GSEs have completed
more than 1.4 million permanent modifications and over 500,000 short sales and deed-in-lieu of foreclosure
actions, which includes their activity under MHA. Please visit www.FHFA.gov for the complete FHFA report. As
reported to Treasury, FHA has offered nearly 2 million loss mitigation and early delinquency interventions
through August 31, 2013 since April 1, 2009, which includes their activity under MHA.
2 Includes the GSE and Non-GSE activity under the MHA program, in addition to the cumulative GSE Standard
HAFA transactions completed since November 2012. Does not include other GSE short sale and deed-in-lieu
activity prior to November 2012 outside the GSE Standard HAFA program.
3 This does not include trial modifications that have cancelled or not yet converted to permanent modifications,
or HAFA transactions started but not yet completed.

5

Making Home Affordable

Program Performance Report Through August 2013

HAMP (First Lien) Modifications

Trial
Modifications

Tier 1

2,062,535

Tier 2

34,174

Trials Reported Since July 2013 Report1

13,589

Trial Modifications Canceled Since June 1, 20102

73,147

Active Trials

63,227

All Permanent Modifications Started

Permanent
Modifications

HAMP Trials Started

2,096,709

1,255,751

Tier 1

1,238,279

Tier 2

17,472

Permanent Modifications Reported Since
July 2013 Report

19,069

Permanent Modifications Disqualified (Cumulative)3

330,376

Active Permanent Modifications

905,663

Servicers may enter new trial modifications into the HAMP system of record at any time.
777,731 cumulative including 704,584 that had trial start dates prior to June 1, 2010 when Treasury implemented a verified
income requirement.
3 A permanent modification disqualifies when the borrower has missed three consecutive monthly payments. Does not include
19,712 loans paid off.

Cumulative Trial Starts (Left Axis)

2,100

Monthly Trial Starts (Right Axis)

2,050
2,000
1,950
1,900
1,850

1,826

1,844

1,862

1,880

1,895

1,913

1,927

1,945

2,054

1,961

1,975

1,987

2,001

2,018

2,069

2,084

2,097

2,036

50

1,800
1,750
1,700
1,650

1
2

100

2,150

New Trials Started (000s)

All Trials Started

Total

All Trials Started (000s)

HAMP Activity Through August 2013

Mar Apr May June July Aug Sep
2012

Oct Nov Dec

Jan Feb
2013

Mar Apr May June July Aug

0

Servicers may enter new trial modifications into the HAMP system of record at any time. For example, 13,589 trials have entered the
HAMP system of record since the prior report; 12,809 were trials with a first payment recorded in August 2013.

HAMP Permanent Modifications Started (Cumulative)
Under the original HAMP program, launched in March 2009, now referred to as “Tier 1,” eligible loans include
conventional loans more than 60 days delinquent (unless the borrower is in imminent default), that originated on
or before January 1, 2009 with a current unpaid principal balance below the maximum conforming loan limit4
and were owner-occupied at origination.
Homeowners who have HAMP-eligible loans may qualify for Tier 1 if they meet additional criteria including, but
not limited to requiring: a debt-to-income ratio greater than 31%, occupancy, employment, and pooling and
servicing agreement eligibility. Based on current estimates, of the 3.2 million homeowners who are currently
60+ days delinquent, an estimated 600,000 homeowners are potentially eligible for HAMP Tier 1.
On January 27, 2012, Treasury announced an expansion of the eligibility for HAMP to reduce additional
foreclosures and help stabilize neighborhoods. The eligibility was expanded for non-GSE loans to (1) allow for
more flexible debt-to-income criteria and (2) include properties that are currently occupied by a tenant, as well
as vacant properties which the borrower intends to rent. This expanded HAMP criteria, referred to as HAMP
“Tier 2,” became effective on June 1, 2012 (although not all servicers began offering Tier 2 modifications on that
date). There is insufficient program data at this time to estimate the number of homeowners who may qualify
for HAMP Tier 2.

4 Current unpaid principal balance must be no greater than: $729,750 for a single-unit property, 2 units: $934,200, 3 Units: $1,129,250,
4 Units: $1,403,400.

1,300
All Permanent Modifications Started
(000s)

Estimated Eligible Loans and Borrowers

1,200
1,100
1,000

1,026
994 1,009

1,043 1,060

1,077

1,091 1,107

1,122 1,136

1,206 1,223
1,179 1,191
1,151 1,167

1,237

1,256

900
800
700
600

Mar Apr
2012

May June July

Source: HAMP system of record.

Aug

Sep

Oct

Nov

Dec

Jan Feb
2013

Mar

Apr

May June July

Aug

6

Making Home Affordable: Summary Results
Program Performance Report Through August 2013

Home Affordable Foreclosure Alternatives (HAFA) Activity

HAMP Principal Reduction Activity
Servicers of non-GSE loans are required to evaluate the benefit of principal reduction under the
HAMP Principal Reduction Alternative (PRA) for mortgages with a loan-to-value (LTV) ratio greater
than 115% when evaluating a homeowner for a HAMP first lien modification. While servicers are
required to evaluate homeowners for principal reduction, they are not required to reduce principal
as part of the modification. The MHA Program allows servicers to provide principal reduction on
HAMP modifications in two ways:
•Under HAMP PRA, principal is reduced to lower the LTV, the investor is eligible to receive an
incentive on the amount of principal reduced, and the reduction vests over a 3-year period.
•Servicers can also offer principal reduction to homeowners on a HAMP modification outside the
requirements of HAMP PRA. If they do, the investor receives no incentive payment for the
principal reduction and the principal reduction can be recognized immediately.
Of all non-GSE loans eligible1 for principal reduction that started a trial in August 2013, 74% included
a principal reduction feature, including 62% through the HAMP PRA program.

All Trial Modifications Started
Trials Reported Since July 2013 Report

HAMP
Modifications
with Earned
Principal
Reduction
Under PRA2

HAMP
Modifications
with Upfront
Principal
Reduction
Outside of PRA

Total HAMP
Modifications
with Principal
Reduction

147,004

46,718

193,722

3,873

1,089

4,962

Active Trial Modifications

16,187

3,950

20,137

All Permanent Modifications Started

119,428

39,285

158,713

6,107

1,348

7,455

Permanent Modifications Reported Since July
2013 Report
Active Permanent Modifications
Median Principal Amount Reduced for Active
Permanent Modifications3

101,180

33,811

134,991

$72,793

$56,906

$67,598

Median Principal Amount Reduced for Active
Permanent Modifications (%)4

32.1%

18.0%

29.9%

$9,366,640,340

$2,336,700,832

$11,703,341,172

Total Outstanding Principal Balance Reduced on
Active Permanent Modifications 3
1 Eligible

loans include those receiving evaluation under HAMP PRA guidelines plus loans that did not require an evaluation but
received principal reduction on their modification.
Includes some modifications with additional principal reduction outside of HAMP PRA.
3 Under HAMP PRA, principal reduction vests over a 3-year period. The amounts noted reflect the entire amount that may be
forgiven.
4 HAMP PRA amount as a percentage of before-modification UPB, excluding capitalization.
2

Treasury FHA-HAMP Modification Activity1
The Treasury FHA-HAMP Program provides assistance to eligible homeowners with FHA-insured
mortgages.
All Treasury FHA-HAMP Trial Modifications Started

31,515

All Treasury FHA-HAMP Permanent Modifications Started

17,494

1As

reported in the September 2013 edition of the Obama Administration’s Housing Scorecard, FHA has offered nearly 2 million
loss mitigation and early delinquency interventions, which includes their activity under MHA.

The Home Affordable Foreclosure Alternatives Program (HAFA) offers incentives and a
streamlined process for homeowners looking to exit their homes through a short sale or deedin-lieu of foreclosure. HAFA has established important homeowner protections and an industry
standard for streamlined transactions. Effective November 2012, the GSEs revised their short
sale and deed-in-lieu programs. The GSE Standard HAFA program is closely aligned with
Treasury’s MHA HAFA program. In HAFA transactions, homeowners:
• Follow a streamlined process for short sales and deed-in-lieu transactions that requires
no verification of income (unless as required by investors) and allows for pre-approved
short sale terms;
• Receive a waiver of deficiency once the transaction is completed that releases the
homeowner from remaining mortgage debt;
• Receive at least $3,000 in relocation assistance at closing.

Short Sale
Deed-in-Lieu
Total Transactions Completed

Non-GSE Activity

GSE Activity1

Total

126,435

75,679

202,114

3,824

8,681

12,505

130,259

84,360

214,619

1 Includes

GSE activity under the MHA program in addition to the GSE Standard HAFA program implemented in
November 2012. GSE Standard HAFA data provided by Fannie Mae and Freddie Mac as of August 2013. Does not
include other GSE short sale and deed-in-lieu activity outside the HAFA program. Per the Federal Housing Finance
Agency’s Foreclosure Prevention Report for the Second Quarter of 2013, since 4Q 2008 the GSEs have completed over
500,000 short sales and deed-in-lieu of foreclosure actions, which includes their activity under MHA. Please visit
www.FHFA.gov for the complete FHFA report.

Unemployment Program (UP) Activity
The Treasury MHA Unemployment Program (UP) provides a temporary forbearance to
homeowners who are unemployed. Under Treasury guidelines, unemployed homeowners must be
considered for a minimum of 12 months’ forbearance.
All UP Forbearance Plans Started

35,104

UP Forbearance Plans With Some Payment Required

29,881

UP Forbearance Plans With No Payment Required

5,223

Note: Data is as reported by servicers via survey for UP participation through July 31, 2013.

See Appendix A2 for servicer participants in additional Making Home Affordable programs.

7

Making Home Affordable: Summary Results
Program Performance Report Through August 2013

Second Lien Modification Program (2MP)
The Second Lien Modification Program (2MP) provides assistance to homeowners in a first lien permanent modification who have an eligible second lien with a participating HAMP servicer. This assistance
can result in a modification of the second lien or a full or partial extinguishment of the second lien. 2MP requires that a participating servicer offer a second lien modification if that borrower also has a
permanent and active first lien HAMP modification, and that the second lien has an unpaid balance of $5,000 or more and a pre-modification scheduled monthly payment of at least $100. Effective
September 2013, Treasury expanded the 2MP program to include qualifying first liens that have been modified under the GSE Standard Modification requirements. When a borrower’s first lien is modified
under GSE Standard Modification requirements and the first lien satisfies the HAMP eligibility criteria, the 2MP servicer must offer to modify or extinguish the borrower’s second lien under 2MP.

2MP Activity

Estimated Eligible 2nd Liens

2MP Participating Servicer Name4

All Second Lien Modifications Started (Cumulative)1

117,481

Second Lien Modifications Involving Full Lien Extinguishments

29,970

Second Lien Modifications
Active Second Lien

Disqualified2

90

75,762

Cumulative 2MP Modifications Started

110
100

8,493

Modifications3

120
All Modifications Started (000s)

• Based on survey data as reported by servicers through August 2013, 86% of eligible second liens have received a
2MP modification, with many of the remaining second liens either still in the evaluation process by the servicers,
awaiting homeowner response to the 2MP offer, or awaiting conversion of the first lien HAMP trial to permanent
modification.
• Important factors affecting the size of the population of second liens eligible for 2MP modifications include:
 Servicer participation in 2MP is voluntary; current 2MP servicers represent approximately 65% of
the homeowners with active, permanent HAMP first lien modifications4.
 Under 2MP, participating servicers are notified when a match is found between one of their second
liens and a HAMP first lien modification. Survey data indicates that approximately 338,612 HAMP
modifications have been matched with a second lien5. Of these matched second liens, approximately
60% are found to be ineligible for a 2MP modification. The most common reasons for ineligibility are:
• Cancellation or failure of a trial or permanent first lien HAMP modification,
• Extinguishment of the second lien prior to evaluation for 2MP,
• Failure of a 2MP trial modification, and
• Some homeowners with eligible second liens decline to participate in 2MP.

90

94

97

99

102

103

105

107

109

111

1

112

113

115

80

Eligible 2nd Liens5

2MP Modifications Started

Bank of America, N.A.

46,527

36,499

CitiMortgage, Inc.

19,978

14,287

JPMorgan Chase Bank, N.A.

35,829

33,946

445

686

OneWest Bank

4,538

3,807

Wells Fargo Bank, N.A.

19,891

17,935

Other Servicers

9,329

10,321

Median Amount of Full Extinguishment

$61,002

136,537

117,481

Median Amount of Partial Extinguishment for Active 2MP
Modifications

$9,883

Median Payment Reduction for Active 2MP Modifications

$153

Nationstar Mortgage, LLC

Total
1 Includes

second lien modifications reported into HAMP system of record through the end of cycle for August 2013 data, though the
effective date may occur in September. Number of modifications is net of cancellations, which are primarily due to servicer data
corrections.
2 Does not include 3,256 loans paid off.
3 Includes 6,571 loans in active non-payment status whereby the 1MP has disqualified from HAMP. As a result, the servicer is no
longer required to report payment activity on the 2MP modification.
4 Only six of the eight largest SPA servicers participate in 2MP. See Appendix A for servicer participants in 2MP and other programs.
5 Data is as reported by servicers via survey as of August 31, 2013. Excludes eligible 2nd liens that have received a 2MP modification
that was subsequently transferred to a servicer not participating in 2MP; non-participating servicers are not required to report via
survey.
6 Borrowers with an active 1MP permanent modification who have also received a 2MP modification realize a higher monthly
payment reduction on their first lien compared to the overall population of 1MP borrowers as the median first lien unpaid principal
balance is higher.

117

70
60
July Aug Sep Oct Nov Dec Jan Feb Mar April May June July Aug
2012
2013

Modification Characteristics
HAMP Borrowers with an active 2MP modification, including those with a partial extinguishment of
their second lien, save a median $781, or 41% of their combined total first and second lien mortgage
payment. Those who received a full extinguishment of their second lien have reduced their total
monthly mortgage payment by a median amount of $1,046, or 53%.6

Top three States by Activity, Percent of Total 2MP Modifications Started:
• California

36%

• Florida

9%

• New York

7%

8

Making Home Affordable: Summary Results
Program Performance Report Through August 2013

Homeowner Benefits and First Lien Modification Characteristics
Aggregate payment savings to homeowners who received HAMP first lien permanent modifications are estimated to total approximately $22.3 billion, program to date, compared
with unmodified mortgage obligations. The median monthly savings for homeowners in active permanent first lien modifications is $546.02, or 39% of the median monthly payment
before modification.

Modification Steps of Active Permanent Modifications
HAMP modifications follow a series of waterfall steps. The modification steps include
interest rate adjustment, term extension and principal forbearance.
• Under Tier 1, servicers apply the modification steps in sequence until the
homeowner’s post modification front-end debt-to-income (DTI) ratio is 31%. The
impact of each modification step can vary to achieve the target of 31%.
• Under Tier 2, servicers apply consistent modification terms resulting in the
homeowner’s post modification DTI falling within an allowable target range.1

Select Median Characteristics of Active Permanent Modifications

Tier 1

Tier 2

Interest Rate Reduction

96.3%

78.9%

Term Extension

62.8%

72.8%

33.3%

27.3%

Principal Forbearance

1 Subject to investor restrictions. Effective February 1, 2013, Supplemental Directive 12-09 expanded the acceptable DTI range for Tier 2
to 10-55%.

After
Modification

Median
Decrease

Tier 1

45.6%

31.0%

-15.1 pct pts

Tier 2

31.4%

25.9%

-7.3 pct pts

Tier 1

69.9%

51.5%

-15.3 pct pts

Tier 2

48.4%

39.6%

-7.3 pct pts

Tier 1

$1,415.70

$798.64

($550.73)

Tier 2

$1,152.97

$760.06

($358.27)

Front-End Debt-to-Income Ratio2

Back-End Debt-to-Income Ratio3

Active permanent modifications reflect the following modification steps:
Modification Step

Before
Modification

Loan Characteristic

Median Monthly Housing
Payment4

Ratio of housing expenses (principal, interest, taxes, insurance and homeowners association and/or condo fees) to monthly gross
income.
3 Ratio of total monthly debt payments (including mortgage principal and interest, taxes, insurance, homeowners association and/or
condo fees, plus payments on installment debts, junior liens, alimony, car lease payments and investment property payments) to
monthly gross income. Homeowners who have a back-end debt-to-income ratio of greater than 55% are required to seek housing
counseling under program guidelines.
4 Principal and interest payment. Before modification payment is homeowner’s current payment at time of evaluation.
2

Homeowner Characteristics
• Tier 2 provides another modification opportunity for struggling homeowners who
did not qualify for Tier 1 or received a Tier 1 trial or permanent modification but lost
good standing. Of the Tier 2 trial modifications started:
• 25% were previously in a Tier 1 trial or permanent modification.
• 18% were previously evaluated for Tier 1 and did not meet eligibility
requirements.

• The primary hardship reasons for homeowners in active permanent modifications
are:

• Of the Tier 2 trial modifications started, 7% were for non owner-occupied
properties.

• Of all HAMP trial modifications started, 80% of homeowners were at least 60 days
delinquent at trial start. The rest were up to 59 days delinquent or current and in
imminent default.

• The median gross monthly income of homeowners in the program is $3,847.92.
• The median credit score of homeowners in the program is 575.

• 68.3% experienced loss of income (curtailment of income or unemployment)
• 10.4% reported excessive obligation
• 3.5% reported an illness of the principal borrower

9

Making Home Affordable: Summary Results
Program Performance Report Through August 2013

HAMP Activity by State

State

% of
U.S.
Active Permanent
State HAMP
Trials Modifications Total1 Activity State

Modification Activity by State

% of
U.S.
Active Permanent State HAMP
Trials Modifications Total1 Activity

AK

30

410

440

0.0%

MT

67

1,032

1,099

0.1%

AL

500

4,948

5,448

0.6%

NC

1,372

16,084

17,456

1.8%

AR

200

1,898

2,098

0.2%

ND

11

135

146

0.0%

AZ

1,126

34,174

35,300

3.6%

NE

101

1,181

1,282

0.1%

CA

12,588

235,742

248,330

25.6%

NH

309

3,909

4,218

0.4%

CO

794

12,730

13,524

1.4%

NJ

2,507

29,111

31,618

3.3%

CT

1,023

11,693

12,716

1.3%

NM

244

3,067

3,311

0.3%

DC

118

1,575

1,693

0.2%

NV

972

19,373

20,345

2.1%

DE

244

2,639

2,883

0.3%

NY

4,524

46,072

50,596

5.2%

FL

8,158

110,398

118,556

12.2%

OH

1,657

18,651

20,308

2.1%

GA

2,085

32,164

34,249

3.5%

OK

225

2,103

2,328

0.2%

HI

248

3,558

3,806

0.4%

OR

594

10,202

10,796

1.1%

IA

185

2,076

2,261

0.2%

PA

2,047

18,672

20,719

2.1%

ID

181

3,351

3,532

0.4%

RI

324

4,290

4,614

0.5%

IL

3,314

46,537

49,851

5.1%

SC

704

8,177

8,881

0.9%

IN

805

8,309

9,114

0.9%

SD

20

304

324

0.0%

KS

185

2,112

2,297

0.2%

TN

880

8,928

9,808

1.0%

KY

384

3,246

3,630

0.4%

TX

2,453

24,755

27,208

2.8%

LA

531

5,026

5,557

0.6%

UT

389

7,875

8,264

0.9%

MA

1,738

21,510

23,248

2.4%

VA

1,426

21,410

22,836

2.4%

MD

2,187

28,639

30,826

3.2%

VT

84

796

880

0.1%

ME

230

2,473

2,703

0.3%

WA

1,405

19,307

20,712

2.1%

MI

1,355

26,300

27,655

2.9%

WI

725

8,320

9,045

0.9%

MN

692

13,866

14,558

1.5%

WV

98

1,163

1,261

0.1%

MO

702

8,715

9,417

1.0%

WY

24

416

440

0.0%

MS

309

3,073

3,382

0.3%

Other2

153

3,168

3,321

0.3%

Total reflects active trials and active permanent modifications.
2 Includes Guam, Puerto Rico and the U.S. Virgin Islands.
1

HAMP Modifications
Note: Includes active trial and permanent
modifications from the official HAMP system of
record.

5,000 and lower

20,001 – 35,000

5,001 – 10,000

35,001 and higher

10,001 – 20,000

Mortgage Delinquency Rates by State

Source: 2nd Quarter
2013 National
Delinquency Survey,
Mortgage Bankers
Association.

60+ Day Delinquency Rate
5.0% and lower
5.01% - 10.0%

10.01% - 15.0%
15.01% - 20.0%

20.01%
and higher

10

Making Home Affordable: Summary Results
Program Performance Report Through August 2013

15 Metropolitan Areas With Highest HAMP Activity

Active Trials

Active Permanent
Modifications

Total MSA HAMP
Activity1

% of U.S. HAMP
Activity

Median $
Payment
Reduction2

Median % Payment
Reduction2

Los Angeles-Long Beach-Santa Ana, CA

4,397

76,120

80,517

8.3%

$871.84

41%

New York-Northern New Jersey-Long Island, NY-NJ-PA

5,435

60,938

66,373

6.9%

$888.92

43%

Miami-Fort Lauderdale-Pompano Beach, FL

3,624

49,044

52,668

5.4%

$582.43

45%

Chicago-Joliet-Naperville, IL-IN-WI

3,217

45,177

48,394

5.0%

$570.15

44%

Riverside-San Bernardino-Ontario, CA

2,089

44,856

46,945

4.8%

$689.84

41%

Washington-Arlington-Alexandria, DC-VA-MD-WV

1,833

30,348

32,181

3.3%

$697.68

38%

771

27,141

27,912

2.9%

$502.40

41%

Atlanta-Sandy Springs-Marietta, GA

1,575

25,927

27,502

2.8%

$412.75

40%

San Francisco-Oakland-Fremont, CA

1,145

21,205

22,350

2.3%

$929.58

40%

San Diego-Carlsbad-San Marcos, CA

896

17,244

18,140

1.9%

$811.41

39%

Orlando-Kissimmee-Sanford, FL

1,085

15,930

17,015

1.8%

$495.80

42%

Boston-Cambridge-Quincy, MA-NH

1,190

15,477

16,667

1.7%

$684.04

39%

Las Vegas-Paradise, NV

794

15,781

16,575

1.7%

$574.23

42%

Detroit-Warren-Livonia, MI

716

15,804

16,520

1.7%

$419.97

41%

Sacramento-Arden-Arcade-Roseville, CA

709

15,117

15,826

1.6%

$654.19

39%

Metropolitan Statistical Area

Phoenix-Mesa-Glendale, AZ

Total reflects active trials and active permanent modifications.
For active permanent modifications. Median % reflects percent of the median monthly
payment before modification.
1

A complete list of HAMP activity for all metropolitan areas is available at
http://www.treasury.gov/initiatives/financial-stability/results/MHA-Reports/

2

11

Making Home Affordable: Summary Results
Program Performance Report Through August 2013

HAMP Modification Activity by Servicer and Investor Type
Total Active Modifications4

Active Trial
Modifications2

Active Trial
Modifications
Lasting 6
Months or
Longer3

Active
Permanent
Modifications2

GSE

Private

Portfolio

Total

Trial Plan
Offers
Extended1

All HAMP
Trials
Started2

HAMP
Permanent
Modifications
Started2

Bank of America, N.A.

581,060

258,122

119,482

6,171

1,661

82,512

28,926

43,964

15,793

88,683

CitiMortgage, Inc.

221,306

141,653

69,555

3,218

1,041

52,399

32,648

6,059

16,910

55,617

JPMorgan Chase Bank,
N.A.

433,624

328,802

195,234

6,602

1,095

149,217

67,498

57,723

30,598

155,819

Nationstar Mortgage
LLC

69,664

172,448

113,895

4,100

496

84,631

56,042

30,741

1,948

88,731

Ocwen Loan Servicing,
LLC

290,528

323,324

223,998

15,580

906

154,621

39,409

114,307

16,485

170,201

OneWest Bank5

101,537

43,805

28,326

1,353

45

21,426

2

19,596

3,181

22,779

Select Portfolio
Servicing, Inc.

85,275

90,949

51,533

5,235

791

29,776

480

30,537

3,994

35,011

Wells Fargo Bank, N.A.

273,342

303,139

176,590

10,419

1,167

133,629

55,756

27,882

60,410

144,048

Other Servicers

267,162

434,467

277,138

10,549

1,645

197,452

170,930

15,936

21,135

208,001

2,323,498

2,096,709

1,255,751

63,227

8,847

905,663

451,691

346,745

170,454

968,890

Servicer

Total

As reported in the monthly servicer survey of large SPA servicers through August 31, 2013. Includes all HAMP
mortgage modification requests approved where trial plan offers were sent to the borrowers, including multiple
offers made on a loan. All Trial Plan Offers Extended do not become HAMP Trials Started because some borrowers
do not accept the trial or fail to make the first trial payment. Figures do not reflect the impact of servicing transfers.
2 These figures include trial modifications that have been converted to permanent modifications, but not reported as
such in the HAMP system of record. Additionally, servicers may process cancellations of permanent modifications
for reasons, including but not limited to, data corrections, loan repurchase agreements, etc. This process requires
reverting the impacted permanent modifications to trials in the HAMP system of record with re-boarding of some of
these permanent modifications in subsequent reporting periods. Prior to being re-boarded as permanent
modifications, these modifications are reported as Active Trials. These modifications may be 6 months or more
beyond their first trial payment due date resulting in their classification as an Aged Trials. As a result, fluctuations
are expected in this population.
1

3 These figures include trial modifications that have been converted to permanent modifications, but not reported as
such to the HAMP system of record.
4 Total active modifications reflects active trial and active permanent HAMP modifications.
5 OneWest Bank recently sold mortgage servicing rights to Ocwen Loan Servicing, LLC. The transfer will close in
stages during the second half of 2013. Therefore, beginning with this report, Ocwen Loan Servicing, LLC includes a
portion of the loans previously reported under OneWest Bank.

See Appendix A1 and A2 for additional information on servicer participants in Making Home Affordable programs.

12

Making Home Affordable: Servicer Results
Program Performance Report Through August 2013

Making Home Affordable Programs by Servicer1
Principal Reduction Alternative
(PRA)2

HAMP First Lien Modifications

Second Lien
Modification (2MP)

Home Affordable
Foreclosure
Alternatives (HAFA)5

Trials
Started3

Permanent
Modifications
Started3

Trials
Started3

Permanent
Modifications
Started3

Second Lien
Modifications
Started4

Transactions
Completed

Bank of America, N.A.

258,122

119,482

10,472

8,762

36,499

41,773

CitiMortgage, Inc.

141,653

69,555

3,470

2,614

14,287

974

JPMorgan Chase Bank, N.A.

328,802

195,234

30,164

26,710

33,946

33,385

Nationstar Mortgage LLC

172,448

113,895

5,187

4,789

686

4,536

Ocwen Loan Servicing, LLC6

323,324

223,998

50,989

38,027

N/A

12,158

OneWest Bank7

43,805

28,326

7,699

6,746

3,807

5,330

Select Portfolio Servicing, Inc.

90,949

51,533

5,641

4,150

N/A

4,733

Wells Fargo Bank, N.A.

303,139

176,590

27,891

23,296

17,935

22,378

Other Servicers

434,467

277,138

5,491

4,334

10,321

4,992

2,096,709

1,255,751

147,004

119,428

117,481

130,259

Servicer

Total
1

MHA Program Effective Dates:
HAMP First Lien: April 6, 2009
PRA: October 1, 2010
2MP: August 13, 2009
HAFA: April 5, 2010
2 While both GSE and non-GSE loans are eligible for HAMP, at the present time due to GSE policy,
servicers can only offer PRA on non-GSE modifications under HAMP. Servicer volume can vary
based on the investor composition of the servicer’s portfolio and respective policy with regards
to PRA.
3
As reported into the HAMP system of record by servicers. Excludes FHA-HAMP modifications.
Subject to adjustment based on servicer reconciliation of historic loan files. Totals reflect impact
of servicing transfers. Servicers may enter new trial modifications into the HAMP system of
record at any time.

4

Number of second lien modifications started is net of cancellations, which are primarily due to
servicer data corrections.
Servicer agreement with homeowner for terms of potential short sale, which lasts at least 120 days;
or agreement for a deed-in-lieu transaction. A short sale requires a third-party purchaser and
cooperation of junior lienholders and mortgage insurers to complete the transaction. Includes NonGSE activity under the MHA program only. Servicer GSE program data not available.
6
Ocwen Loan Servicing, LLC includes loans previously reported under Litton Loan Servicing LP,
Homeward Residential, Inc. and GMAC Mortgage, LLC. Ocwen Loan Servicing, LLC is not a
participant in the 2MP program. 2MP activity previously attributed to GMAC Mortgage, LLC is
reflected in “Other Servicers.”
7
OneWest Bank recently sold mortgage servicing rights to Ocwen Loan Servicing, LLC. The transfer
will close in stages during the second half of 2013. Therefore, beginning with this report, Ocwen
Loan Servicing, LLC includes a portion of the loans previously reported under OneWest Bank.

5

N/A – Servicer does not participate in the program.
See Appendix A1 and A2 for additional information on servicer participants in Making Home
Affordable programs.

13

Making Home Affordable: Servicer Results
Program Performance Report Through August 2013

Servicer Outreach to 60+ Day Delinquent Homeowners: Cumulative Servicer Results, August 2012 – July 2013
Per program guidance, servicers are directed to establish Right Party Contact (RPC) with homeowners of delinquent HAMP eligible
loans1 and then evaluate the homeowners' eligibility for HAMP. There is a range of performance results across top program servicers
with respect to making RPC and completing the evaluations.
100%

95%

95%
90%

88%

90%

83%

81%

72%

74%

81%

80%
70%
60%
50%
40%

81%

80%

80%

30%

70%

68%

SPS

Wells Fargo

Servicer
Unable to
Report
Comprehensive
Data

20%
10%
0%
Bank of America

CitiMortgage

JPMorgan Chase

Nationstar

Right Party Contact Ratio2

Ocwen

OneWest

HAMP Evaluations Complete Ratio3

1 Homeowners with HAMP eligible loans, which include conventional loans that were originated on or before Jan. 1, 2009; excludes loans with current unpaid principal balances greater than current conforming loan limits, FHA and VA loans, loans
where investor pooling and servicing agreements preclude modification, and manufactured housing loans with title/chattel issues that exclude them from HAMP.
2 Right Party Contact (RPC) is achieved when a servicer has successfully communicated directly with the homeowner obligated under the mortgage about resolution of their delinquency in accordance with program guidelines. The RPC ratio reflects
the share of homeowners with which the servicer has established RPC as a percent of HAMP eligible loans, excluding homeowners where RPC or HAMP evaluation is no longer needed.
3 HAMP evaluations complete ratio reflects the share of homeowners who have been evaluated for HAMP as a percent of HAMP eligible loans, excluding homeowners where RPC or HAMP evaluation is no longer needed. Evaluated homeowners
include those offered a trial plan, those that are denied or did not accept a trial plan and homeowners that failed to submit a complete HAMP evaluation package by program-specified timelines.

Source: Survey of largest participating servicers as of July 31, 2013.

14

Making Home Affordable: Servicer Results
Program Performance Report Through August 2013

Average Homeowner Delinquency at Trial Start1
Servicers are instructed to follow a series of steps in order to evaluate homeowners for HAMP, including:
• Identifying and soliciting the homeowners in the early stages of delinquency;
• Making reasonable efforts to establish right party contact with the homeowners;
• Gathering required documentation once contact is established in order to evaluate the homeowners for a HAMP trial; and,
• Communicating decisions to the homeowners.
Effective 10/1/11, a new servicer compensation structure exists to encourage servicers to work with struggling homeowners in the early stages of delinquency with the highest
incentives paid for permanent modifications completed when the homeowner is 120 days delinquent or less at the trial start.

300

Maximum servicer incentive is paid for
converting a permanent modification
that was 120 days delinquent or less at
trial start.

250

Days

200

150

100

50

0
Bank of America

CitiMortgage

JPMorgan Chase

Nationstar

Ocwen

OneWest

SPS

Wells Fargo

For all permanent modifications started, the average number of days delinquent as of the trial plan start date. Delinquency is calculated as the number of days between the homeowner's last paid
installment before the trial plan and the first payment due date of the trial plan.

1

15

Making Home Affordable: Servicer Results
Program Performance Report Through August 2013

Conversion Rate1
Per program guidelines, effective June 1, 2010, all trials must be started using verified income documentation. Of eligible trials started on or after June 1, 2010,
88% have converted to permanent modifications with an average trial length of 3.5 months. Prior to June 1, 2010, some servicers initiated trials using stated
income information. Of trials started prior to June 1, 2010, 44% have converted to permanent modifications.
Average Of Eligible Trials Started On/After 6/1/10
88% Converted to Permanent Modification
3% Pending Processing or Decision
100%

89%

89%

94%

90%

91%

87%
80%
73%

Conversion Rate

75%

50%

25%

0%
Bank of America

CitiMortgage

JPMorgan Chase

Nationstar

Ocwen

OneWest

SPS

Wells Fargo

Chart depicts conversion rates as measured against trials eligible to convert – those three months in trial, or four months if the borrower was at risk of imminent default at trial
modification start. Permanent modifications transferred among servicers are credited to the originating servicer. Trial modifications transferred are reflected in the current servicer’s
population.

1

16

Making Home Affordable: Servicer Results
Program Performance Report Through August 2013

Select Measures of Homeowners’ Experience with MHA
Homeowner’s HOPETM Hotline Volume1

Program
to Date

August

Total Number of Calls Taken at 1-888-995-HOPE

3,986,666

47,469

Borrowers Referred for Free Housing Counseling Assistance
Through the Homeowner’s HOPETM Hotline

2,191,059

26,105

Selected Homeowner Outreach Measures

Program to Date

Homeowner Outreach Events Hosted Nationally by Treasury and Partners (cumulative)

87

Homeowners Attending Treasury-Sponsored Events (cumulative)

1 Source:

Homeowner’s HOPETM Hotline. Numbers reflect calls that resulted in customer records.
Survey data provided by SPA servicers. Servicers are encouraged by HAMP to solicit information from borrowers 60+ days
delinquent, regardless of eligibility for a HAMP modification.

2 Source:

74,614

Servicer Solicitation of Borrowers (cumulative)2

9,502,203

Page views on MakingHomeAffordable.gov (August 2013)

1,242,867

Page views on MakingHomeAffordable.gov (cumulative)

178,312,655

Servicer Time to Resolve Non-GSE Escalations: Average Resolution Time by Quarter in Which Escalations were Resolved1
Servicers are required to resolve borrower inquiries and disputes that are escalated by the MHA Support Centers. Escalated cases include allegations that the servicer did not properly assess the
homeowner according to program guidelines, inappropriately denied the homeowner for applicable MHA program(s), or initiated or continued inappropriate foreclosure actions. Effective February 1,
2011, the servicers are directed to review and resolve non-GSE escalated cases within 30 calendar days from receipt of the case by the escalating party. Over the last four quarters, all of the largest
servicers’ non-GSE resolved cases have an average resolution time below the 30 -day target.
Target: 30 Calendar Days2
Q4 2012
Q1 2013
Q2 2013
Current Quarter
35
30

Days

25
20
15
10
5
0
Bank of America

CitiMortgage

JPMorgan Chase

Bank of
America

CitiMortgage

Nationstar

JPMorgan
Chase

Ocwen

Nationstar

OneWest

SPS

Ocwen

OneWest

Wells Fargo

SPS

Wells Fargo

GSE Cases

7,150

1,122

2,474

796

784

599

10

1,941

Resolved Cases3

Non-GSE Cases

9,240

847

3,802

721

4,391

894

462

4,182

Active Cases

Total
Total

16,390
82

1,969
18

6,276
44

1,517
77

5,175
32

1,493
10

472
23

6,123
53

1 Non-GSE

escalations only; excludes cases escalated to the MHA Support Centers but not yet escalated to servicers. Average resolution time calculation excludes cases referred to servicers prior to February 1, 2011, 'Investor denial' cases referred to
servicers between February 1, 2011 and November 1, 2011, cases involving bankruptcy, and cases that did not require servicer actions.
2 Target of 30 calendar days includes an estimated 5 days of processing by MHA Support Centers.
3 Resolved cases include all escalations resolved on or after February 1, 2011 through August 31, 2013 and exclude those that did not require servicer actions.
Source: MHA Support Centers.

17

Making Home Affordable: Servicer Results
Program Performance Report Through August 2013

Disposition Path
Homeowners in Disqualified HAMP Permanent Modifications
Survey Data Through July 2013 (Largest Servicers)
•

HAMP guidance requires that a servicer work with a delinquent homeowner in a permanent modification to cure the delinquency.

•

In the event the homeowner cannot bring a delinquent HAMP modification current without additional assistance, the servicer is prevented from commencing foreclosure proceedings until the
borrower is evaluated for any other loss mitigation action, including other types of modifications or short sales.

•

The majority of homeowners who fall out of HAMP receive an alternative to foreclosure, including but not limited to HAMP Tier 2, an unemployment forbearance, assistance through the
Hardest Hit Fund, an alternative modification, or a short sale or deed-in-lieu of foreclosure.

•

Less than a quarter of homeowners who have disqualified from HAMP have been referred to foreclosure.

Status of Homeowners Whose HAMP Permanent Modification Disqualified:

Action
Pending1

Action Not
Allowed –
Bankruptcy in
Process

Borrower
Became
Current

Bank of America, N.A.

4,217

1,561

2,738

9,345

CitiMortgage, Inc.

1,237

1,832

1,234

JPMorgan Chase Bank, N.A.

4,091

1,580

Nationstar Mortgage LLC

9,955

Ocwen Loan Servicing, LLC

Alternative
Modification Payment Plan2

Loan Payoff

Short Sale/
Deed-in-Lieu

Foreclosure
Starts

Foreclosure
Completions

Total

1,446

527

7,532

2,287

6,859

36,512

2,629

628

135

2,053

1,524

2,025

13,297

3,813

13,297

1,288

317

7,170

4,496

4,237

40,289

1,865

4,006

839

1

153

2,242

2,863

69

21,993

7,416

2,233

3,757

26,257

4,650

782

3,553

6,540

4,270

59,458

OneWest Bank

1,184

589

1,091

1,376

1,038

34

1,491

1,655

1,603

10,061

Select Portfolio Servicing, Inc.

4,095

1,000

878

4,800

1,200

49

1,815

2,477

1,807

18,121

Wells Fargo Bank, N.A.

2,589

3,270

1,274

16,445

1,158

866

3,837

1,826

6,651

37,916

34,784

13,930

18,791

74,988

11,409

2,863

29,693

23,668

27,521

237,647

14.6%

5.9%

7.9%

31.6%

4.8%

1.2%

12.5%

10.0%

11.6%

100.0%

Servicer

TOTAL
(These Largest Servicers)

Note: Data is as reported by servicers for actions completed through July 31, 2013 and reflects the status of homeowners as of that date; a homeowner's status may change over time. Survey data is not
subject to the same data quality checks as data uploaded into the HAMP system of record.
1 Permanent modifications that have been disqualified, but no further action has yet been taken.
2 An arrangement with the borrower and servicer that does not involve a formal loan modification.
Note: Excludes disqualifications pending data corrections and loans otherwise removed from servicing portfolios.

18

Making Home Affordable: Servicer Results
Program Performance Report Through August 2013

Disposition Path
Homeowners in Canceled HAMP Trial Modifications
Survey Data Through July 2013 (Largest Servicers)
Status of Homeowners Whose HAMP Trial Modification Was Canceled:

Servicer

Action
Pending1

Action Not
Allowed –
Bankruptcy in
Borrower
Process Became Current

Alternative
Modification

Payment
Plan2

Loan Payoff

Short Sale/
Deed-in-Lieu

Foreclosure
Starts

Foreclosure
Completions

Total

Bank of America, N.A.

4,296

2,356

7,850

31,009

706

9,193

22,840

5,901

40,611

124,762

CitiMortgage, Inc.

2,651

6,603

6,035

21,238

1,463

3,628

7,032

3,048

12,773

64,471

JPMorgan Chase Bank, N.A.

4,487

2,727

21,103

32,073

1,290

4,362

16,469

6,126

21,500

110,137

Nationstar Mortgage LLC

8,529

2,091

20,766

2,486

4

1,793

2,497

3,908

277

42,351

Ocwen Loan Servicing, LLC

2,711

1,975

3,423

35,417

2,901

2,440

3,809

6,186

8,794

67,656

709

611

551

6,166

580

261

2,370

2,720

6,359

20,327

3,174

934

2,283

9,356

502

419

2,786

3,771

5,929

29,154

436

4,840

8,159

43,381

274

11,241

8,461

6,589

31,491

114,872

26,993

22,137

70,170

181,126

7,720

33,337

66,264

38,249

127,734

573,730

4.7%

3.9%

12.2%

31.6%

1.3%

5.8%

11.5%

6.7%

22.3%

100%

OneWest Bank
Select Portfolio Servicing, Inc.
Wells Fargo Bank, N.A.
TOTAL
(These Largest Servicers)

Note: Data is as reported by servicers for actions completed through July 31, 2013 and reflects the status of homeowners as of that date; a homeowner's status may change over time. Survey data is not
subject to the same data quality checks as data uploaded into the HAMP system of record.
1 Trial loans that have been canceled, but no further action has yet been taken.
2 An arrangement with the borrower and servicer that does not involve a formal loan modification.
Note: Excludes cancellations pending data corrections and loans otherwise removed from servicing portfolios.
See Appendix A1 and A2 for additional information on servicer participants in Making Home Affordable programs.

19

Making Home Affordable: Servicer Results
Program Performance Report Through August 2013

Disposition Path
Homeowners Not Accepted for HAMP Trial Modifications
Survey Data Through July 2013 (Largest Servicers)
Status of Homeowners Not Accepted for a HAMP Trial Modification:

Servicer

Action
Pending1

Action Not
Allowed –
Bankruptcy in
Borrower
Process Became Current

Alternative
Modification

Payment
Plan2

Loan Payoff

Short Sale/
Deed-in-Lieu

Foreclosure
Starts

Foreclosure
Completions

Total

Bank of America, N.A.

12,250

8,255

57,500

76,739

3,090

38,007

49,008

16,576

76,600

338,025

CitiMortgage, Inc.

6,892

19,533

27,204

44,295

6,171

7,666

22,223

11,125

29,548

174,657

JPMorgan Chase Bank, N.A.

20,905

15,485

140,556

159,902

9,521

87,746

83,403

33,389

61,029

611,936

Nationstar Mortgage LLC

45,918

5,808

62,924

8,177

10

14,393

7,800

4,620

385

150,035

Ocwen Loan Servicing, LLC

15,382

8,479

51,379

186,827

16,026

26,226

29,175

27,553

40,964

402,011

OneWest Bank

4,371

3,474

34,893

32,096

5,413

10,112

10,981

9,995

20,088

131,423

Select Portfolio Servicing, Inc.

7,533

1,068

5,760

15,411

894

835

4,878

4,348

4,275

45,002

Wells Fargo Bank, N.A.

8,605

14,262

62,138

65,361

1,663

35,601

36,397

25,328

43,746

293,101

121,856

76,364

442,354

588,808

42,788

220,586

243,865

132,934

276,635

2,146,190

5.7%

3.6%

20.6%

27.4%

2.0%

10.3%

11.4%

6.2%

12.9%

100.0%

TOTAL
(These Largest Servicers)

Data is as reported by servicers for actions completed through July 31, 2013 and reflects the status of homeowners as of that date; a homeowner's status may change over time. Survey data is not subject
to the same data quality checks as data uploaded into the HAMP system of record.
1 Homeowners who were not approved for a HAMP trial modification, but no further action has yet been taken.
2 An arrangement with the borrower and servicer that does not involve a formal loan modification.
Note: Excludes loans removed from servicing portfolios.
See Appendix A1 and A2 for additional information on servicer participants in Making Home Affordable programs.

20

Making Home Affordable

Program Performance Report Through August 2013

Appendix A1: Non-GSE Participants in HAMP
Servicers participating in the HAMP First Lien Modification Program may also offer additional support for homeowners, including Home Affordable Foreclosure
Alternatives (HAFA), a forbearance for unemployed borrowers through the Unemployment Program (UP), and Principal Reduction Alternative (PRA).
Effective October 3, 2010, the ability to make new financial commitments under the Troubled Asset Relief Program (TARP) terminated, and consequently no
new Servicer Participation Agreements may be executed. In addition, effective June 25, 2010, no new housing programs may be created under TARP.
Allstate Mortgage Loans &
Investments, Inc.
AMS Servicing, LLC
Bank of America, N.A.1
Bank United
Bayview Loan Servicing, LLC
Carrington Mortgage Services, LLC
CCO Mortgage
Central Florida Educators Federal
Credit Union
CitiMortgage, Inc.
Citizens 1st National Bank
Community Bank & Trust Company
CUC Mortgage Corporation
DuPage Credit Union
Fay Servicing, LLC
Fidelity Homestead Savings Bank
First Bank
First Financial Bank, N.A.
Franklin Credit Management
Corporation
Franklin Savings
Glass City Federal Credit Union
Great Lakes Credit Union
Greater Nevada Mortgage Services

Bank of America, N.A. includes all loans previously reported under BAC Home Loans Servicing LP,
Home Loan Services and Wilshire Credit Corporation.
2 JPMorgan Chase Bank, N.A. includes all loans previously reported under EMC Mortgage Corporation.
3 Ocwen Loan Servicing, LLC includes loans previously reported under Litton Loan Servicing LP,
Homeward Residential, Inc. and GMAC Mortgage, LLC.
1

PennyMac Loan Services, LLC
PNC Bank, National Association
PNC Mortgage4
Purdue Employees Federal Credit
Union
QLending, Inc.
Quantum Servicing Corporation
Residential Credit Solutions
RG Mortgage Corporation
RoundPoint Mortgage Servicing
Corporation
Schools Financial Credit Union
Select Portfolio Servicing, Inc.
Servis One Inc., dba BSI Financial
Services, Inc.
Specialized Loan Servicing, LLC
Sterling Savings Bank
Technology Credit Union
The Golden 1 Credit Union
U.S. Bank National Association
United Bank
United Bank Mortgage Corporation
Vantium Capital, Inc.
Vist Financial Corp.
Wealthbridge Mortgage Corp.

Green Tree Servicing LLC
Hartford Savings Bank
Hillsdale County National Bank
HomEq Servicing
Horicon Bank
IC Federal Credit Union
Idaho Housing and Finance Association
iServe Residential Lending LLC
iServe Servicing Inc.
JPMorgan Chase Bank, N.A.2
Lake City Bank
Liberty Bank and Trust Co.
Los Alamos National Bank
Magna Bank
Marix Servicing, LLC
Midland Mortgage Company
Midwest Community Bank
Mission Federal Credit Union
Mortgage Center, LLC
Nationstar Mortgage LLC
Navy Federal Credit Union
Ocwen Loan Servicing, LLC3
OneWest Bank
ORNL Federal Credit Union
Pathfinder Bank
4
5

Wells Fargo Bank, N.A.5
Yadkin Valley Bank

Formerly National City Bank.
Wells Fargo Bank, N.A. includes all loans previously reported under Wachovia Mortgage, FSB.

21

Making Home Affordable

Program Performance Report Through August 2013

Appendix A2: Participants in Additional Making Home Affordable Programs
Second Lien Modification Program (2MP)

Bank of America, N.A.1
Bayview Loan Servicing, LLC
CitiMortgage, Inc.
Green Tree Servicing LLC
iServe Residential Lending, LLC
iServe Servicing, Inc.
JPMorgan Chase Bank, N.A.2
Nationstar Mortgage LLC
OneWest Bank
PennyMac Loan Services, LLC
PNC Bank, National Association
PNC Mortgage 3
Residential Credit Solutions
Servis One Inc., dba BSI Financial Services, Inc.
Wells Fargo Bank, N.A. 4

FHA First Lien Program (Treasury FHA-HAMP)
Amarillo National Bank
American Financial Resources Inc.
Aurora Financial Group, Inc.
Banco Popular de Puerto Rico
Bank of America, N.A.1
Capital International Financial, Inc.
CitiMortgage, Inc.
CU Mortgage Services, Inc.
First Federal Bank of Florida
First Mortgage Corporation
Franklin Savings
Gateway Mortgage Group, LLC
Green Tree Servicing, LLC

Guaranty Bank
iServe Residential Lending, LLC
iServe Servicing, Inc.
James B. Nutter & Company
JPMorgan Chase Bank, N.A. 2
M&T Bank
Marix Servicing, LLC
Marsh Associates, Inc.
Midland Mortgage Company
Nationstar Mortgage LLC
Ocwen Loan Servicing, LLC5
PennyMac Loan Services, LLC
PNC Mortgage3
Residential Credit Solutions
Schmidt Mortgage Company
Select Portfolio Servicing, Inc.
Servis One Inc., dba BSI Financial Services, Inc.
Stockman Bank of Montana
Wells Fargo Bank, N.A. 4
Weststar Mortgage, Inc.

Residential Credit Solutions
Select Portfolio Servicing, Inc.
Wells Fargo Bank, N.A. 4

Rural Housing Service Modification Program
(RD-HAMP)

Banco Popular de Puerto Rico
Bank of America, N.A.1
Horicon Bank
JPMorgan Chase Bank, N.A.2
Magna Bank
Marix Servicing, LLC
Midland Mortgage Company
Nationstar Mortgage LLC
Wells Fargo Bank, N.A.4

FHA Second Lien Program (FHA 2LP)

Bank of America, N.A.1
Bayview Loan Servicing, LLC
CitiMortgage, Inc.
Flagstar Capital Markets Corporation
Green Tree Servicing, LLC
JPMorgan Chase Bank, N.A.2
Nationstar Mortgage LLC
PNC Bank, National Association
PNC Mortgage 3

Bank of America, N.A. includes all loans previously reported under BAC Home Loans Servicing LP, Home
Loan Services and Wilshire Credit Corporation.
2 JPMorgan Chase Bank, N.A. includes all loans previously reported under EMC Mortgage Corporation.
3 Formerly National City Bank.
4 Wells Fargo Bank, N.A. includes all loans previously reported under Wachovia Mortgage FSB.
5 Ocwen Loan Servicing, LLC includes loans previously reported under Litton Loan Servicing LP and GMAC
Mortgage, LLC.
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