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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 September 1979 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "P" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from September 11, 1^79 October 10, 1^79 IMPORTANT - See Guide to Symbols on preceding page £ 5 BANK 1CO 5TJ REPORTING PERSON INDIRECT ACCOUNT 1931 CZ3 <Z> > x o s DATE OF TRANSACTION g AGGREGATE TRANS.ACTIONS Bought or Sold or MONTH-END Otherwise Otherwise Acquired Disposed of OWNERSHIP 11 BANK OF BURLINGTON (WISCONSIN) James R, Bauman 0 9-14-79 John E. Rowntree D 9- 7-79 John C. Sturgis D 2 2 9-21-79 101 300 52 12 100 300 350 2 1,079 1,000 1,000 2,100 1,107 THE BANK OF EDEN (NORTH CAROLI NA) Jack R. Garber D 3-25-79 5-14-79 150 John D. Smith, III D 3-25-79 2,893 2 2 137 275 1,958 463 2 2 22 1 90 5-14-79 Clarence E. Tucker D 3-25-79 5-15-79 7,751 113 BANK OF SMITHTOWN (NEW YORK) Frank Radau OD 223 8-22-79 2 16,824 446 -2- FR 6?1 ^ BANK REPORTING PERSON INDIRECT ACCOUNT AGGREGATE TRANSACTIONS Sold or 5 3 Bought'or hj H Otherwise Otherwise CQ 8 Acquires Disposed of 1 i 1hd DATE OF TRANSACTION MONTH-END OWNERSHIP e BANK OF VIRGINIA BEACH (Virginia) 0 Charles W. Cashman, Jr. D Roy L. DeHarfc f W. F, Hudgins, Jr Thomas C. Kyrus 0 C. Roger Halbon W. R. Malbon, Jr. 0 Owen B. Pickett Frank T. Williams • # 109 3,291 2,893 8—3-79 2 109 2,180 3,983 8- 3-79 2 109 446 2,915 8- 3-79 2 109 5,270 >163 8-3-79 2 109 2,725 2,893 8- 3-79 2 109 4,682 3,002 8- 3-79 2 109 379 6,166 8- 3-79 2 109 933 8,564 8- 3-79 2 109 426 2,893 8- 3-79 2 109 1,632 2,893 8- 3-79 2 109 3,270 2,893 8- 3-79 2 109 6,550 3,330 D D D D OD D William G. Neely J. Curtis Payne £ 2 J. Burton Harrison, Jr. 0 Hubert J, Hof£ 0 8- 3-79 0 D D D -3FR 6?1 § BMK REPORTING PERSON INDIRECT ACCOUNT § Ihj Q DATE OF TRANSACTION AGGREGATE TRANSACTIONS W w g § Bought or Sold or hd H Otherwise Otherwise cn § Acquires Disposed of MONTH-END OWNERSHIP 9 CAPE COD BANK & TRUST COMPANY (Hyannis, Hassachjuset ts) -31-79 -21-79 -30-79 -31-79 -21-79 -30-79 Henry A. Callahan Richard C. Nickerson 2 2 2 6 200 22 142 200 23 2,103 2,103 D 9-28-79 100 813 813 CENTRAL BANK (Monroe. Louisiana) T. H. Scott D 6,186 53 1,938 21*415 8-28-79 99 5,110 7-19-79 200 1*750 Marston Ames 9-20-79 100 1,600 1,700 Victor P. DiLeo 9-28-79 500 7,300 1,000 8-10-79 200 2,400 James D. Sparks 5- 28-79 8- 10-79 2 2 CITIZENS COMMERCIAL & SAVINGS BANK (Flint, Michigan) George H. Kossaras COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey Ciixl Robert Swanson OD -4FR 671 O ^ # BANK REPORTING PERSON 8 INDIRECT ACCOUNT 1 DATE OF TRANSACTION AGGREGATE TRANSACTIONS 03 > Sold or 5 8 Bought or hd H Otherwise Otherwise CO § Acquires Disposed of MONTH-END OWNERSHIP DEARBORN BANK AND TRUST COMPANY (Michigan) Michael Adray D 6-27-79 9-24-79 Hugh M. Archer D 9-24-79 Donald G. Burnett OD Frank Caddy e • • # 5,645 1,000 9-24-79 714 844 D 9-24-79 1,000 ' 1,100 Thomas H. Eurich D 9-24-79 3,571 4,542 Herbert Smith OD 9-24-79 1,785 1,885 J. Ralph Wagner OD 9-24-79 1,000 3,149 Eugene J. Weaver OD 9-24-79 2,678 2,778 0 9-10-79 2 THE FIRST STATE BANK (Abilene, Texas) 125 D 9-19-79 9-27-79 Harold G. Orland D 2 2 2 9- 7-79 D 9-27-79 2 • 194 2,000 150 2 Gordon L. Youngs # 1,829 INDEPENDENT BANK AND TRUS r OOMPANT (West Trenton, New Jersey) William A. Blackwell e 9,074 4,286 Leslie S. Ellis # 600 5,536 500 500 1,145 5,828 6,329 6,600 8,931 8,337 -5- FR 671 H REPORTING PERSON s hj INDIRECT ACCOUNT THE LORAIN COUNTY SAVINGS & TRUST CO. (Elvria, Ohic DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL I§ BANK AGGREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise Acquires Disposed of MONTH-END OWNERSHIP ) D 9-21-79 D 7-31-79 586 -0- Edward J. DeBartolo Corporation OD 8-31-79 1,086 -0- Edward J. DeBartolo B 7-31-79 401,942 -0- John N. Elder OD 7-31-79 1,935 5,203 -0—0— D. Wallace Fields D 7-31-79 3,300 -0- John A. Grant, Jr. D 7-31-79 4,720 52 -0-0- John M. O'Connor 0 7-31-79 73 -0- Arthur D. Pepin D 7-31-79 15,890 -0- Donald A. Regar OD 7-31-79 624 50 •0" -0- Joseph F. Smiley, Jr. 0 7-31-79 23 —0- Harry L. Truly D 7-31-79 12,820 1,271 -0-0- John R. Weachter 0 7-31-79 174 -0- William H. Young D 7-31-79 2,874 -0— Dr. Roy E. Hayes 200 4,824 METROPOLITAN BANK AND TRUST COMPANY (Tampa, Florida) Frank R. Bell, Jr. 2 2 2 2 -6- FR 6?1 Q ti 8' BANK 5 § REPORTING PERSON 0 hj INDIRECT ACCOUNT DATE OF TRANSACTION AGGREGATE TRANSACTIONS 03 > Bought or Sold or hd H Otherwise Otherwise 03 § Acquires Disposed of MONTH-END OWNERSHIP THE OHIO CITIZENS TRUST COMPANY (Toledo) Henson L. Jones, Jr. 1,659 1,803 D Paul Putman 8-27-79 100 8-14-79 8- 6-79 500 8- 9-79 8-31-79 400 200 600 106 2,400 500 1,805 7,000 SOUTHWEST BANK OF ST. LOUIES (Missouri) Leonor K. Sullivan THE SYLVANIA SAVINGS BANK COMPANY (Ohio) Bruce W. Alcock OD 9-11-79 Richard P. Zunkiewicz 0 9- 7-79 100 473 OD 9-27-79 92 1,942 3,500 D 8-15-79 150 1,290 8- 6-79 441 26,316 47,626 8- 3-79 8-27-79 4 2,500 250 9,081 TOMPKINS COUNTY TRUST COMPANY (Ithaca, New York) James J. Clynes, Jr. UNION BANK & TRUST CO. (Montgomery, Alabama) W. Inge Hill UNITED COUNTIES TRUST COMPANY (Elizabeth, New Jersey) Raymond W. Bauer Henry G. Largey OD D -7- FR 6?1 Q 3 BANK f-3 H § REPORTING PERSON g INDIRECT ACCOUNT DATE OF TRANSACTION AGGREGATE TRANSACTIONS 00 > Bought or I Sold or *d H Otherwise Otherwise 02 § Acquires Disposed of MONTH-END OWNERSHIP VALLEY BANK OF NEVADA (Las Vegas) Jerome D. Mack OD Kenneth J. Sullivan, Jr . Robert J. Sullivan 800 100 9-17-79 Richard A. Etter 01 OD 2 2 2 6,900 350 110,678 18,000 1,032 126 468,701 9-18-79 9,000 18,526 46,550 9-18-79 9,000 25,000 41,248 9-18-79 9-20-79 9-27-79
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