The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.
G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP M0" - Officer nDn - Director or person performing similar functions !BM - Beneficial owner of more than 10 per cent of any registered , equity security of the bank ”Vn - Voting trustee nTM - Trustee ,MH - Member of advisory board or honorary director , CHARACTER OF TRANSACTION No symbol - Purchase or Sale MBn - Bequest or Inheritance "C" - Compensation "D" - Distribution ,En - Exchange or Conversion f MF" - Exercise of rights "G" * Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1” - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in f2,n except that reporter disclaims any admission , , that he is the beneficial owner of the securities. ,4" - Securities are beneficially owned indirectly through a holding , company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "S” - Same as except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS A N D M O N T H * E N D O W N E R S H I P Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from October 11, 1970 to November 10, 1970 IMPORTANT - See Guide to Symbols on preceding page. Q H §£ M 25 p d CO CO > 33 O W H w O CO 2; £ t H H o BANK REPORTING PERSON CO 33 hd M INDIRECT ACCOUNT DATE OF TRANSACTION w z AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP AMERICAN BANK AND TRUST CO. (Lansing, Michigan) John R. Pettibone OD 10-15-70 50 300 0D 10- 5-70 90 500 D 10-29-70 BANK OF DELAWARE (Wilmington) James H. Dawson BEAVER TRUST COMPANY (Pennsylvania) Fred C. Cook 729 2 -03,069 CHEMUNG CANAL TRUST COMPANY (Elmira, New York) Robert E. Dalrymple D 10-12-70 John M. McLeod D 10-23-70 10-23-70 10-23-70 300 3 3 3,149 50 75 75 1,400 375 725 CITIZENS COMMERCIAL & SAVINGS BANK (Flint. Michigan) Donald E. Johnson D 7-16-70 9-14-70 9-15-70 9-17-70 431 159 106 47 2 4,343 2,820 -2- FR 671 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP CITIZENS FIDELITY BANK AND TRUST COMPANY (Louisville, Kentucky) Henry V. Heuser J. A. Paradis* 0 D 2S 2 2 200 500 67 16 4 8-11-70 9- 4-70 S 104 35 9- 4-70 7-28-70 9- 4-70 S 2 2S 130 100 315 1,573 2 2 100 250 702 200 8-31-70 8-19-70 8-19-70 Joe L. Hamilton D 9- 4-70 9-16-70 9- 4-70 9- 9-70 9-16-70 6- 4-70 George E. Egger 2 2 2 s 1,500 354 173 649 D ♦Amended Report COMMERCE UNION BANK (Nashville, Tennessee) Edward Nelson Edward Potter, Jr. 0 0 8- 3-70 8-19-70 8-24-70 8-10-70 8-31-70 5 116 1,250 4,278 895 i 115 8,000 11 -0116 35 202 119,657 -0962 50 14,899 235 2 2 2,520 500 500 25 ' CORPUS CHRISTI BANK & TRUS'] (Texas) James T. Denton, Jr. OD' 9-18-70 Gordon P. Reid* D 9-28-70 2 2 ♦Amended Report -3FR 671 REPORTING PERSON INDIRECT ACCOUNT RELATIONSHIP BANK AGGREGATE TRANSACTIONS i £ Is DATE OF TRANSACTION CO ps H hd > n> H W CO § g t> , Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP 3° COUNTY BANK OF SANTA CRUZ (California) Louis H. Haber D 10-23-70 113 2,271 186 55 1,301 2 A. R. Morgan OD 10-23-70 DETROIT BANK & TRUST (Michigan) Walker L. Cisler D 9-28-70 63 530 FIDELITY UNION TRUST COMPANY (Newark, New Jerse: o William M. Snyder 0 10- 5-70 X 2 171 2,196 93 Frank C. Surges 0 10- 5-70 X 95 1,245 D 9- 6-70 150 1,000 THE FIFTH THIRD BANK (Cincinnati, Ohio) Richard E. Wagner FIRST TRUST & DEPOSIT COMPANY (Syracuse, New Yorl : ) Hugh Douglas Barclay 6,407 D 9-14-70 9-15-70 9-16-70 9-21-70 9-16-70 9-21-70 9-16-70 9-16-70 9-21-70 9-16-70 9-16-70 9-21-70 2 2 2 2 2 2 2 2 2 2 2 2 302 100 900 250 44 50 61 19 100 56 20 50 32,764 1,579 1,299 1,638 419 251 -4FR 671 BANK REPORTING PERSON INDIRECT ACCOUNT 5 0 w r * > M O z m P C M m 25 DATE OF TRANSACTION AGGREGATE TRANSACTIONS pd co co ! > a o . s H H .Bought or hd H c z Otherwise n s m § ' Acquired ' ° ° Is Sold or Otherwise Disposed o£ MONTH-END OWNERSHIP M GENESEE MERCHANTS BANK & TRUST COMPANY (Flint, Michigan) Philip Jackson Broun D 10-22-70 4,156 4,686 0 9-18-70 200 4,100 D 9- HOUSTON BANK & TRUST COMPANY (Texas) Charles L. Bybee THE LORAIN COUNTY SAVINGS & TRUST COMPANY (Elyria, Ohio) C. B. Smythe V. L. Walsh OD 1-70 9-21-70 9- 1-70 8-26-70 8-26-70 2S 2 207 51 3 4 S 171 42 1,932 225 7,025 s 2,332 38 THE LOUISVILLE TRUST COMPANY (Kentucky) Kennett Hikes D 10-12-70 D 8-10-70 THE MERCHANTS BANK OF NEW YORK (New York City) Spencer B. Witty 300 2 3,724 1,003 THE NORTH FORK BANK & TRUSIC CO. (Mattituck, New York) William Wickham D 10-26-70 87 10- 5-70 10-12-70 90 37 1,300 THE OHIO CITIZENS TRUST COi (Toledo) Willis F. Day, III 645 D 721 -5- FR 671 1 £ W 25 J3 CO 0 co !> BANK REPORTING PERSON M O EJ C/i INDIRECT ACCOUNT E C M DATE OF TRANSACTION *TJ EC O M H M C/l § 3? a> w ss AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE OHIO CITIZENS TRUST CO. (Cont'd) Marvin H. Rorick, Jr. 0 10- 5-70 10-12-70 10-28-70 20 58 60 2 2,245 42 SEARS BANK AND TRUST COMPANY (Chicago, Illinois Profit Sharing Plan B 10-15-70 10-29-70 5 200 54,980 10-27-70 11- 4-70 130 70 240 400 500 SEATTLE TRUST AND SAVINGS BANK (Washington) Leonard F. Eshom OD Robert A. Sinex 0 11- 4-70 K. Winslow D 10-27-70 130 8-28-70 10-22-70 10-22-70 100 600 6,308 SECURITY BANK & TRUST (Southgate, Michigan) Clarence R. Mead 120 OD 600 7,340 600 500 G G 7,622 226 35,849 100 300 100 4,500 1,060 500 2,873 THE TEXAS BANK (Dallas) Oscar C. Lindeman 0 10- 6-70 T. N. Overton, Sr. 0 9-11-70 Clyde Skeen D 8-14-70 8-21-70 8-24-70 William E. Weatherford D 8- 7-70 August 1970 D 6- -7 FR 671 1 w r * BANK 5 REPORTING PERSON INDIRECT ACCOUNT M O z C5 / PC M ►J X DATE OF TRANSACTION 'i AGGREGATE W 55 TRANSACTIONS pd Ci / CA 5> » q M H Bought or Sold or hd M Otherwise Otherwise C3 § / > Acquired Disposed of MONTH-END OWNERSHIP o o THE TRUST COMPANY OF NEW JERSEY (Cont'd) Thomas E. Lynch Henry A. Scheyer* D D 9- 9-70 9-28-70 9-24-70 3-20-70 4- 8-70 9- 2-70 400 1,417 292 2 2 2 100 100 100 -0200 333 231 ^Amended Report Wilshire Oil Company of Texas B 10- 9-70 D 10- 7-70 92,654 411,071 100 600 6 UNION BANK & TRUST COMPANY (Montgomery, Alabama) Robert F. Henry 2 R. S. Hill, Jr. . TD 10- 7-70 1,047 1,500 1,287 200 50 2 50 -0- UNION COMMERCE BANK (Cleveland, Ohio) Alfred L. Jones OD 10- 1-70 10- 2-70 10- 2-70 100 3 Max Muller D 10- 2-70 100 50 Fred R. White, Jr. D 10- 2-70 100 50 Union Commerce Corp. B 10-22-70 1,360,000 1,360,000 OT 10- 5-70 200 200 UNITED STATES TRUST COMPAQs OF NEW YORK (New York City James J. O'Leary
