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G. 16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 November 1976 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions , , "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee •,. . . -.. "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option '« : NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly, "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding , company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of ; the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities, "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from November 11, 1976 to December 10, 1976 IMPORTANT - See Guide to Symbols on preceding page BANK REPORTING PERSON INDIRECT ACCOUNT E H sD C / 8 t i DATE OF TRANSACTION TRANSACTION AND TRANSACTION AND OWNERSHIP SYMB01 8 AGG REGATE TRANSACTIONS Bought or Sold or MONTH-END Otherwise Otherwise Acquired Disposed of OWNERSHIP COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) D 11- 1-76 11-17-76 500 500 OD 11-15-76 686 6,385 73 Vincent B. D'Antoni D 10- 4-76 100 2,565 Fred Weber, Jr. D 10-21-76 Sander B. Zwick D 10-21-76 OD 11-22-76 Aaron Last 28,500 FIRST BANK OF COLONIA (New Jersey) John V. Trimarco 2 MANUFACTURERS BANK & TRUST COMPANY OF ST. LOUIS (Missouri) 200 2 7,118 300 2,839 374 50 50 822 342 3,889 1,153 THE MERCHANTS BANK OF NEW YORK (New York City) Rudolf H. Hertz Oscar Kraus Spencer B. Witty 2 D 11-22-76 11-20-76 1,000 218 OD 10-25-76 11- 9-76 11-15-76 70 89 100 2 13,995 3,781 FR 671 e »3 > s BANK tr* > H 11 sE Is # Ci f cn > 1 S DATE OF TRANSACTION Harley C. Gibbs D 10- 4-?6 Royce M. Jennings OD io- 8-76 Robert L. Young D 10-14-76 REPORTING PERSON INDIRECT ACCOUNT AGGREGATE TRANSACTIONS h H d O C g O Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE OBERLH SAVINGS BANK COMPANY (Ohio) 665 106 500 2 106 2,066 263 76 2 . 1,643 - PIEDMONT TRUST BANK (Martinsville, Virginia) William F. Franck D 11-23-76 2 701 —0— 170 UNION BANK & TRUST COMPANY (Montgomery, Alabama) Robert F. Henry, Sr. D 11-29-76 C. B. Shewmake, Sr. D 11- 3-76 0 10- 5-76 10- 7-76 9-28-76 10- 7-76 10- 5-76 10-27-76 2 2 150 2,206 59 194 1,260 349 UNITED COUNTIES TRUST COMPANY (Elizabeth, N.J.) Raymond ¥. Bauer Robert J. Bauer D 10- 5-76 10- 7-76 9-28-76 10- 5-76 10- 7-76 2 2 2 2 2 2 2 2,123 400 2,177 200 2,123 400 2,177 200 23,652 2,123 2,250 : 24,783 21,640 2,123 42,085 -3- FR 671 REPORTING PERSON INDIRECT ACCOUNT RELATIONSHIP BANK i i DATE OF TRANSACTION i TRANSACTION AND TRANSACTION AND OWNERSHIP SYMBOL 1 OWNERSHIP SYMBOL 1 i i AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP UNITED STATES TRUST COMPANY OF NEW YORK (New York City) Bonus Plan T 11-19-76 11-29-76 1,600 4,264 88,071
