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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 November 1974 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company., partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP * Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from November 11, 1974 to December 10, 1974 IMPORTANT - See Guide to Symbols on preceding page BANK REPORTING PERSON INDIRECT ACCOUNT c 5 H g CO B TJ 11 e§ 5*3 <z> cn > AGGREGATE TRANS.ACTIONS Bought or Sold or DATE cn z Otherwise Otherwise MONTH-END OF Acquired Disposed of OWNERSHIP TRANSACTION |! BANK OF SMITHTOWN (New York) Frank Radau 0D 11-20-74 100 14,377 360 2,200 22,200 100 238 287 2 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Aaron Last D 11-21-74 D 10- 1-74 D 11-19-74 500 500 D 8-21-73 100 10,942 THE DOLLAR SAVINGS AND TRUST COMPANY (Youngstown, Ohio) Philip A. Levy 3 THE FIFTH THIRD BANK (Cincinnati. Ohio) Walter L. Lingle, Jr. THE NORTHERN VIRGINIA BANK (Springfield) Robert W. Heslop PIEDMONT TRUST BANK (Martinsville, Virginia) J. Burness Frith D 1,200 11- 7-74 11-13-74 2 2 68 300 3,112 -2- 1 <Z) BANK & H nd m § DATE OF TRANSACTION e ° REPORTING PERSON &> INDIRECT ACCOUNT AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP PIEDMONT TRUST BANK (Con't) James E. Hastings D William F. Stone, Jr. 11-29-74 185 55 11-12-74 350 8 -0625 11,239 SOUTHWEST BANK OF ST. LOUIS (Missouri) 2,500 100 11-15-74 Harry J. Timmerman TRUST COMPANY OF GEORGIA (Atlanta) J. Paul Austin 11-12-74 400 -0- Wm. R. Bowdoin 11-12-74 4,276 6,111 -0-0- Raymond A. Boyer 11-12-74 25 1,827 -0-0- Valjean Bispham Brookshaw, Jr 11-12-74 Charles Howard Candler 11-12-74 6,000 2,300 -0-0- J. M. Cheatham 11-12-74 4,000 610 -0-0- 2 2 -0- 1,386 George S. Craft OD 11-12-74 5,328 7,931 12,080 -0-0-0- Bradley Currey, Jr. OD 11-12-74 2,000 4,814 -0-0- 11-12-74 928 16 -0-0- 11-12-74 2,932 -0- Robert S. DeBorde R. Howard Dobbs, Jr. D BANK REPORTING PERSON RELATIONSHIP 1 AGGREGATE 11 £d oo TRANSACTIONS CO > S3 *-d H Bought or Sold or DATE GO 8 Otherwise Otherwise OF g » Disposed of TRANSACTION dd 2: Acquired INDIRECT ACCOUNT MONTH-END OWNERSHIP TRUST COMPANY OF GEORGIA (Con't Charles H. Dolson D 11-12-74 2,000 -0- Charles W. Duncan, Jr. D 11-12-74 2,000 -0- Wadley R. Glenn D 11-12-74 70,460 200 -0-0- John D. Goodloe D 11-12-74 1,056 -0- Edward P. Gould 0 11-12-74 824 -0- Jesse S. Hall 0 11-12-74 149 799 -0-0- William J. Ivey 0 11-12-74 288 -0- Carroll Payne Jones D 11-12-74 3,708 -0- G. T. Lamb 0 11-12-74 2,240 -0- Wilton Looney D 11-12-74 3,496 -0- Bert C. Madden 0 11-12-74 768 -0- Champney A. McNair 0 11-12-74 400 1,750 -0-0- Wade T. Mitchell 0 11-12-74 661 -0- Arthur L. Montgomery D 11-12-74 2 9,372 9,504 -0-0- J. Alan Neal 0 11-12-74 2 411 592 -0-0- Robert H. Phillips 0 11-12-74 2,544 -0- James D. Robinson III D 5-17-73 James M. Sibley D 8-28-74 11-12-74 2 2 2 2 500 2 776 210,504 388 104,452 1,732 940 -0-0- -4- ii pd co BANK DATE OF TRANSACTION REPORTING PERSON INDIRECT ACCOUNT • nd H O CO s Is g D 1 AGGREGATE TRANSACTIONS co Bought or Otherwise Acquired Sold or Otherwise Disposed of r MONTH-END OWNERSHIP TRUST COMPANY OF GEORGIA (Con't' 11-12-74 John W. Stackhouse Augustus H. Sterne OD 11-12-74 Robert Strickland |OD 11-12-74 2 200 771 -0-0- 2 2,528 10,066 -0-0- 2 946 5,073 -0—0— 2 3 23,134 3,452 1,000 -0-0-0- William C. Wardlaw 11-12-74 Ray B. Wilhoit 11-12-74 1,209 -0- i 11-12-74 1,010 356 -0-0- ) 10-14-74 James B. Williams 2 UNION BANK & TRUST COMPANY (Montgomery, Alabama) Robert F. Henry 2 93 7 1,500 48 5 2,225 300 THE UNION SAVINGS & TRUST COMPAlj (Warren, Ohio) . Charles R. Holton, Jr. ):s 10-10-74 2 115 UNITED COUNTIES TRUST COMPANY (Elizabeth, New Jersey) Dr. Tyomas J. Gilmour, Jr. D 10-31-74 1,300 2 2,004 25,519