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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 'sssas-mo EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below)* GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "DM - Director or person performing similar functions !,BM - Beneficial owner of more than 10 per cent of any registered equity security of the bank MVM - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale MBn - Bequest or Inheritance "C" - Compensation "D" - Distribution MEM - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly, "l" - Securities are directly held, but reporter disclaims, any admission that he is the beneficial owner of the securities, ,,2M - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. M3" - Same as in n2,n except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "A," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR*1 - Holdings as previously reported. TRANSACTIONS A N D M O N T H - E N D OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from November 11, 1970 to December 10, 1970 IMPORTANT - See Guide to Symbols on preceding page. DATE OF TRANSACTION INDIRECT ACCOUNT TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Othe rwise Acquired Sold or Otherwise Disposed of KONTH-END OWNERSHIP BANK OF THE COMMONWEALTH (Detroit, Michigan) Common Stock Basil M. Briggs Norman E* Kleinert D T 0 7-11-70 7-11-70 7-11-70 7-11-70 10- 1-70 S 2S 2S 3S 3S 8-25-70 675 1,050 1,125 450 2,025 3,150 3,375 1,800 200 2,225 1,048,434 2 D* 10- 6-70 10- 7-70 10-12-70 1 —* 0 1 Ul 1 ■^J o Thomas E. Wagner 200 837 2,000 2 3 -0- -02,187,537 100 * Resigned 8-17-70 5.82% Cumulative Preferred Stock and Common Stock Warrants Basil M. Briggs D 10- 1-70 T 3 2 2 120 135 -0210 225 THE BANK OF NEW JERSEY (Camden) W. Robert Davis J. Boyd Morris 0D 11-13-70 D 11-30-70 125 1,300 100 14,350 2- FR 671 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP COMMERCE UNION BANK (Nashville, Tennessee) Edward Potter, Jr. 0 9-16-70 9-30-70 2 50 30 1,000 118,617 992 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City D Irving C. Johnson 11-13-70 100 353 1,075 2 CORPUS CHRISTI BANK & TRUS: i (Texas) James T. Denton, Jr. A. Gardner Finn OD 10-21-70 800 D 10-28-70 2 14,099 851 748 100 COUNTY TRUST COMPANY (Tenafly, New Jersey) Stewart F. Alexander D 1,152 11,171 7,894 547 225 9,792 2,041 2,047 13,120 7- 7-70 2 Theodore J. Brassel D Nov. 70 11-19-70 2 2 T. Craig Carle D 10-30-70 1,000 Benjamin Casser D 9-14-70 10-30-70 100 2,000 16,769 479 5,056 2 2 Frank H. Hennessy D 100 9-30-70 2 Ewing Smith D 200 10^30-70 2 2 139 69 4,474 144 1,693 -3FR 671 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE FIFTH THIRD BANK (Cincinnati, Ohio) John E. Goyert 0 9-12-69 1-29-70 2- 4-70 7-10-70 9- 2-70 450 3 50 20 50 1,430 50 458 101 2,742 20 FIRST BANK OF COLONIA (New Jersey) Walter M. Ritchie D 9-21-70 FIRST TRUST & DEPOSIT CO. (Syracuse, New York) Hugh Douglas Barclay D 10- 5-70 Albert P c Edinger 0 2 2 2 2 2 2 10-19-70 10-20-70 699 46 16 3 Joseph Spector D 10-19-70 100 3 Chris J. Witting D 10-23-70 D 10-16-70 3 682 200 938 102 200 6,764 200 100 1,120 121 4,998 2,000 William P. Tolley 10-29-70 6,407 33,463 .1,579 1,299 1,638 419 251 HANCOCK BANK (Quincy, Mas sachuse11 s) Andrew G. Geishecker 2 -4FR 671 & w r« BANK h REPORTING PERSON INDIRECT ACCOUNT M O 125 C/D £15 W DATE OF TRANSACTION AGGREGATE S> £5 TRANSACTIONS cn l> q H Bought or Sold or w o Otherwise Otherwise CO 25 Disposed of 3 r> Acquired W 25 525 W co cc M hd MONTH-END OWNERSHIP HANCOCK BANK (Continued) Francis A. Hunt D 11011- 7-69 7-70 7-69 7-69 2 2 100 100 100 10-20-70 10-21-70 10-30-70 2 2 2 32 400 217 200 4,569 721 682 HOUSTON BANK & TRUST CO. (Texas) Joe L. Allbritton ODB 100 5% Convertible Capital Notes Charles L. Bybee 51,503 2 4,101,450 0 10-16-70 D 10-17-70 100 2,000 OD 11-12-70 11-18-70 1 50 445 400 3,700 LONG ISLAND TRUST COMPANY (Garden City, New York) Burton R. Young THE LOUISVILLE TRUST COMPANY (Kentucky) William S. Farmer William L. Jones 0 11-18-70 350 1,004 Earl R. Muir OD 11-18-70 600 16,000 Joseph C. Wulfman D 11-18-70 T 10- 1-70 11-10-70 1,000 4,394 THE NORTHERN TRUST COMPANY (Chicago, Illinois) Thrift Incentive Plan 400 400 15,184 -5FR 671 5*3 W BANK r 1 tr* REPORTING PERSON INDIRECT ACCOUNT $ w o z cn PC M ►a £ 2? z *> w a pa cn AGGREGATE TRANSACTIONS cn t> DATE OF TRANSACTION pc o M H Bought or hd M O i Otherwise wj Zi Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP & z o a r4 THE OHIO CITIZENS TRUST CO (Toledo) Alfred F. Bauer D 11- 4- 70 D 11- 2-70 D 11- 2-70 0 Dec. 70 Dec. 70 W. W. Overton, Jr. 0 Clyde Skeen D 100 483 OLD KENT BANK AND TRUST CO (Grand Rapids, Michigan) William C. Whitney 100 225 PEOPLES BANK & TRUST CO (Montgomery, Alabama) Mark Sabel 200 1,250 25 75 125 1,045 10-22-70 640 84,775 10-12-70 10-22-70 3,000 2,000 9,500 11-23-70 175 240 775 THE SCHENECTADY TRUST CO (New York) William H. Milton, III THE TEXAS BANK (Dallas) THE TOLEDO TRUST COMPANY (Ohio) Marvin S . Kobacker Harris McIntosh D D 10-28-70 100 1,145 109 3,148 200 1,000 2 3 TRUST COMPANY OF GEORGIA (Atlanta) Charles H. Dolson D 11-17-70 -6- FR 671 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE TRUST COMPANY OF NEW JERSEY (Jersey City) Lawrence Ambrosino D 10-20-70 2,000 300 George Behrens D 10-21-70 400 200 Hugh Clarke D 10- 2-70 500 452 10 2 Otto F. Weinert, Jr. Wilshire Oil Company of Texas OD 10101010- 5-70 6-70 9-70 7-70 B Nov. 70 John S. Beard D 10- 2-70 James Mo Carney D 6- 4-70 6-11-70 6-22-70 8-25-70 10- 2-70 Oct. 70 1,000 250 1,500 181 2 53,305 409 205 464,376 UNION COMMERCE BANK (Cleveland, Ohio) George S. Case, Jr. D 10- 2-70 Joseph C. Coakley D 10- 2-70 10- 2-70 Merrill Cox William D. Deedrick D 0 50 7,490* 1,695* 50 -0- 300* 50 50* 490,791* 50 -0- 50* 50 400* 300* -0-0- 500 500 250 50 3 2 100 1-30-70 10- 2-70 10- 2-70 10- 2-70 150* 3 -7FR 671 1 w tr‘ > BANK CO i_ 3 REPORTING PERSON INDIRECT ACCOUNT M o 52 C/5 M ^ 2 *? > W 25 52 DATE OF TRANSACTION C/3 J> cc q M H •"d M cn O rz; s a> o o r* AGGREGATE TRANSACTIONS Bought or i Otherwise Acquired ' Sold or Otherwise Disposed of MONTH-END OWNERSHIP UNION COMMERCE BANK (Continued) Hans Fo Fischer D 6-23-70 10- 2-70 10- 2-70 1,000 2 1,050* 490,791* 50 -0- 50* 50 James C. Hodge D 10- 2-70 Charles N. Holt 0 Nov. 70 375* -0- Frank L. Kennard 0 10- 2-70 100* -0- Walter Kyle 0 10- 2-70 Nov. 70 554* 496* -0- 3 10- 2-70 10- 2-70 2 250* 1,400* 50 -0- 6,100* 100 1,300* -0- Fred A. Lennon David N. Myers Edward P. Taylor Harry E. Wells D D D D * Exchanged for shares of Union Commerce Corporatic>i 5-27-70 6- 3-70 6- 4-70 6-11-70 6-15-70 6-18-70 6-26-70 7- 1-70 10- 2-70 6- 3-70 10- 2-70 1,000 700 500 100 100 500 350 150 3 3 1- 6-70 10- 2-70 11- 5-70 10- 2-70 Nov. 70 300 100 100* 50 50 778 3 1,272* 50 -0- -8FR 671 REPORTING PERSON INDIRECT ACCOUNT 1g RELATIONSHIP BANK 0 O'" AGGREGATE TRANSACTIONS C/i > DATE OF TRANSACTION cc q M H O CO 2S Is C.O Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP UNION COUNTY TRUST COMPANY (Elizabeth, New Jersey) Raymond W. Bauer Philip J. Levin 0 DB 10-23-70 10-14-70 3 3 3 3 10- 6-70 10-14-70 10-23-70 300 46 13,874 4,181 13,099 1,728 890 78 29 190 129,082 2,768 2 Joseph H. McCabe D 10-14-70 200 300 UNION TRUST COMPANY OF MARYLAND (Baltimore) Jacob Baustein 33,580 D 10- 1-70 10-29-70 Nov. 70 3 3 2 2 2 3 1,500 33 66 10,857 57,420 2,954 44 910
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