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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 May 1974 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities, filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly, "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" — Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter, "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from May 11, 19 74 to June 10, 1974 IMPORTANT - See Guide to Symbols on preceding page INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBO: REPORTING PERSON RELATIONSHIP BANK AGG REGATE TRANSACTIONS Bought or Sold or MONTH-END Otherwise Otherwise OWNERSHIP Di'sposed of Acquired BANK OF THE COMMONWEALTH (Detroit, Michigan) Leo G. Lapham 0 4-22-74 5-13-74 600 81 2 -060 BANK OF SMITHTOWN (New York) David Brown D 4-19-74 4-29-74 100 1,270 6,453 BEAVER TRUST COMPANY (Pennsylvania) Charles S. McConne1, M.D. D 5-23-74 48 2 48 2,624 -0- CITIZENS COMMERCIAL & SAVINGS BANK (Flint, Michigan) Donald E. Johnson, Jr. Myron Winegarden D 5-22-74 5-29-74 2 157 100 100 6,310 4,133 5-29-74 2 100 138 11,630 5- 4-74 5- 4-74 5-15-74 2 2 449 6,616 2,000 D THE CLEVELAND TRUST COMPANY (Ohio) Robert I. Gale, Jr. D 898 15,232 - 2- FR 671 REPORTING PERSON # INDIRECT ACCOUNT DATE OF TRANSACTION ' TRANSACTION AND OWNERSHIP SYMBOL BANK RELATIONSHIP s j AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE CLEVELAND TRUST COMPANY (Con't) # S Hugh D. Luke D 1- 2-74 100 202 Joseph F. Toot, Jr. D 5- 2-74 5- 3-74 2 100 100 450 300 900 2 2 250 400 900 Jack W. Woodburn 0 5- 3-74 5-14-74 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) # Irving C. Johnson D 5- 7-74 300 1,301 56 2 D 5-13-74 100 22,900 Alexander K. Phillips, M.D, D 5-23-74 134 676 5-16-74 5-17-74 4 $800 204 $800 51 1,815 709 Aaron Last THE DOLLAR SAVINGS AND TRUST # COMPANY (Youngstown, Ohio) THE HARTER BANK 5= TRUST COMPANY (Canton, Ohio) Richard C. Kettler 0 THE LORAIN COUNTY SAVINGS & TRUST CO. (Elyria, Ohio) Earl J. Fauver OD 4-15-74 2 3- 1-74 3- 1-74 3-22-74 4- 4-74 2 2 2 THE LOUISVILLE TRUST COMPANY (Kentucky) D. Paul Alagia, Jr. e D 4 100 210 154 50 334 1,450 FR 671 e ' BANK REPORTING PERSON • INDIRECT ACCOUNT E 1 1 H 11 53 :i # cn en t> DATE OF TRANSACTION u AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP OD MANUFACTURERS BANK & TRUST COMPANY OF ST. LOUIS (Missouri) Joseph R. Stahlschmidt 0 5- 1-74 5- 1-74 5- 3-74 2 2 59 54 3 472 -0- THE OHIO CITIZENS TRUST • COMPANY (Toledo) Commodore Perry Company B 5-24-74 OD 5-23-74 311 130,548 181 3,966 2,997 85 40 3,684 2,304 -0-0- PIEDMONT TRUST BANK (Martinsville, Virginia) Irving M. Groves, Jr. 181 2 R. Bruce Valley 0 5-21-74 OD 5-17-74 # THE SAVINGS & TRUST COMPANY OF INDIANA (Pennsylvania) C. Gilbert Wolfenden 2 # S E A R S BANK AND TRUST COMPANY (Chicago, Illinois) David V. Dootson D 4-17-74 * Morris A. Kaplan D 200 100 2 100 2 6,674 200 6,674 200 2,600 95 19,738 35,745 4-10-74 6,674 THE SYLVANIA SAVINGS BANK COMPANY (Ohio) ® Frank Dick D 5-31-74 D 4-24-74 UNITED COUNTIES TRUST COMPANY (Elizabeth, New Jersey) • Robert J. Bauer 3 -4- FR 671 BANK REPORTING PERSON INDIRECT ACCOUNT s 1 S H if # cn cn > DATE OF TRANSACTION AGGREGATE TRANSACTIONS ffi o H H Bought or § Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP 244 58,523 2 O UNITED STATES TRUST COMPANY OF NEW YORK (New York City) Bonus Plan 0 5- 2-74 5-22-74 5-31-74 1,000 1,000 VALLEY BANK OF NEVADA (Las Vegas) Jerome D. Mack Kenneth J. Sullivan, Jr. OD OD 3-14-74 4- 2-74 4- 4-74 3-14-74 4- 2-74 4- 4-74 200 2 2 2 1,500 1,700 200 1,475 1,700 42,038 190,780 5- 7-74 1,500 5,996 14,319 4-26-74 377 4,447 WARREN BANK (Michigan') Harold Samhat WYANDOTTE SAVINGS BANK (Michigan) I John Karmazin, Jr. 5-16-74 100 100 538 350 G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 June 1974 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP n 0 u - Officer D M - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank M V " - Voting trustee M n T - Trustee "M" - Member of advisory board or honorary director M CHARACTER OF TRANSACTION No symbol - Purchase or Sale M M B ~ Bequest or Inheritance M H C - Compensation lf M D - Distribution M n E - Exchange or Conversion M U F - Exercise of rights f, n G - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3,! - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. M U 5 - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. # TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from June 11, 19 74 to July 10, 1974 IMPORTANT - See Guide to Symbols on preceding page II en tz> > BANK AGGREGATE TRANSACTIONS PS o H H H Bought or Sold or DATE o cn 2: Otherwise Otherwise MONTH-END OF Acquired Disposed of OWNERSHIP TRANSACTION REPORTING PERSON INDIRECT ACCOUNT Ei BANK OF MID-JERSEY (Bordentown Township, New Jersey) G. Edward Koenig BANK OF SMITHTOWN (New York) D 5-24-74 200 1,202 0D C. Bernard Horner 270 5- 7-74 8,102 1,212 BEAVER TRUST COMPANY (Pennsylvania) Horace J. Thomas III 0D 6- 6-74 200 OD 5- 3-74 5- 9-74 5-22-74 60 1,000 CENTRAL BANK (Monroe, Louisiana) James A. Altick 83 17 360 40 THE CLEVELAND TRUST COMPANY (Ohio) James W. Bates 6-14-74 122 -0- Ralph M. Besse 6-14-74 1,200 700 -0- Willard W. Brown Courtney Burton 6-14-74 6-14-74 1,204 1,335 50 5,416 -0-0- -0- -0-0- * - 2 - FR 671 V #' BANK REPORTING PERSON INDIRECT ACCOUNT ! 1 g M A 90 to to £> 2 p) E 1 S H DATE OF TRANSACTION sE 3> HD H o CO Z 65 a AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP 826 176 -0-0- • : THE CLEVELAND TRUST COMPANY (Coil11) Frederick K. Cox 0 6-14-74 3 # 6-14-74 100 -0- E. M. deWindt D 6-14-74 104 -0- Robert I. Gale, Jr. D 6-14-74 898 15,232 -0-0- 62,804 -0- 134,792 -0- 2 , D 6-14-74 Gordon Gund D 6-14-74 H. Stuart Harrison D 6-14-74 694 -0- James A. Hughes D 6-14-74 200 -0- George F. Karch D 6-14-74 3 2,500 120 -0-0- 3 426 262 # 6-14-74 Hugh D. Luke D 6-14-74 Severance A. Millikin D 6-14-74 3 # # 1 I # D 1 I Jack W. Lampl, Jr. 1 o o George Guild III 404 -0- 108,704 8,052 1 1 1 I • D 0 o • William J. DeLancey H. Chapman Rose D 6-14-74 600 -0- Ellery Sedgwick, Jr. D 6-14-74 3,800 -0- Everett Ware Smith OD 6-14-74 2,400 -0- Walter 0. Spencer D 6-14-74 60 -0- Herbert E. Strawbridge D 6-14-74 104 400 -0-0- # 2 # -3- FR 671 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL] REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP # THE CLEVELAND TRUST COMPANY (Con't) Louis A. Toepfer D 6-14-74 Joseph F. Toot, Jr. D 6-14-74 2 M. Brock Weir A. W. Whitehouse, Jr. 50 -0- 300 900 -0-0- OD 6-14-74 100 -0- D 6-14-74 60 -0- D 12-26-73 2-18-74 3-20-74 # • COLONIAL BANK (New Orleans, Louisiana) Jamar W. Adcock John W. Dussouy D 10-26-73 Lloyd F. Gaubert D 10-26-73 2 230 2,705 600 62,494 521 3,421 30 345 230 2,645 # Neal W. Kaye D 10-26-73 40 240 John F. Marzullo OD 10-26-73 107 641 Paul Melton D 1-31-74 2-18-74 3-20-74 500 500 50 1,691 M. Frank Polk D 10-26-73 30 230 F. Pat Quinn D 10-26-73 995 5,995 James C. Taylor D 10-26-73 497 2,997 Christian Veelkel, Jr. D 7-31-73 10-25-73 200 300 2,300 4-30-73 10-25-73 117 995 5,995 John C. Yemelos D m W • * 9 e FR 671 s i. V g BANK r ft REPORTING PERSON • INDIRECT ACCOUNT H 1 S 11 S3 Is ?d cn cn 5> DATE OF TRANSACTION AGGREGATE TRANSACTIONS Bought or hd H O Otherwise CO 2J Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) • • Marston Ames 90 1,200 643 100 23,000 D 6-11-74 Aaron Last D 6-11-74 Peter J. O'Brien 0 6-20-74 2 100 2 171 161 THE BARTER BANK & TRUST COMPANY (Canton, Ohio) • Samuel Krugliak 295 731 $2,100 $4,000 D 2 Capital Notes 6-18-74 $1,000 2 Robert F. Vail • 125 10,929 $11,200 D 2 Capital Notes $10,000 6-17-74 THE LOUISVILLE TRUST COMPANY (Kentucky) • D. Paul Alagia, Jr. D 5- 9-74 2 Leonard B. Marshall, Jr. 0 5- 2-74 5- 3-74 8 220 100 700 2 # 114 1,670 3,056 210 SOUTHWEST BANK OF ST. LOUIS (Missouri) I. A. Long OD 6-14-74 236 3 e • 228 23,905 29,106 -5- FR 671 e H BANK REPORTING PERSON INDIRECT ACCOUNT E 1 e H IE DATE OF TRANSACTION AGGREGATE TRANSACTIONS cn cn > oc q M H Bought or hd H cn § Otherwise § > Acquired Cd 25 Sold or Otherwise Disposed of MONTH-END OWNERSHIP TOMPKINS COUNTY TRUST COMPANY (Ithaca, New York) D 5-10-74 75 200 OD 5-29-74 135 1,400 2,900 D 5-29-74 200 900 356 5-27-74 6-13-74 100 6-21-74 100 6™10-74 310 Robert B. Allan James J. Clynes, Jr. TRUST COMPANY OF GEORGIA (Atlanta) James B. Williams UNION BANK & TRUST COMPANY (Montgomery, Alabama) H. 0. Davis 67 6,994 150 UNITED COUNTIES TRUST COMPANY (Elizabeth, New Jersey) Henry F. Gehlhaus 14,947 9,124 VALLEY BANK OF NEVADA (Las Vegas) Kenneth J. Sullivan, Jr. OD 6,306 14,319
@FedFRASER