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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 May 1970 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8 , "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales a8 8 re8 ating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington* D. C. Publication of this information is in no sense a representation that it is correct or complete* On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "O" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank * "V” - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F>" - Exercise of rights "G" - Gift "S*' - Stock dividend or stock split " X " - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. " 1 " - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3 " - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from May 11, 1970 June 10, 1970 IMPORTANT - See Guide to Symbols on preceding page INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOl REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANS ACTIONS Bought or Sold or MONTH-END Otherwise Otherwise Acquired Disposed of OWNERSHIP ANN ARBOR BANK (Michigan) William L. Brittain D 4-20-70 John R 0 Meadows D 4-20-70 1,0 0 0 4,727 1,0 0 0 1,013 800 2PB BANK OF THE COMMONWEALTH (Detroit, Michigan) Common Stock Donald H* Parsons * OE 4-13-70 4-16-70 BOC Investment Company Parsons Investment Co*, 1,0 0 0 400 2 2 1,698 698,747 759,402 2 2 690 968 -0 - * In addition, Mr* Parsons continues to own, directly and indirectly, Common Stock Warrants and Cumulative Preferred Stock, previously reported* THE BANK OF NEW ORLEANS AND TRUST COMPANY (Louisiana) Jack De Fee D 4- 9-70 581 THE BANK OF WOOD COUNTY COMPANY (Bowling Green, Ohio' Willard Rinebold D 4-13-70 50 890 330 3 Paul Vo Rockwell OD 50 4-13-70 3 2,590 242 -2- REPORTING PERSON INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP BEAVER TRUST COMPANY (Pa.) Charles So McConnel D 5- 1-70 97 600 2 86 CITIZENS FIDELITY B A M AND TRUST COMPANY (Louisville. 1 Maurice D* S. Johnson OD 5-12-70 D 5-27-70 5-27-70 66 400 200 200 5,200 2,700 500 40Q 400 4,032 38 79,905 818 TIE CLEVELAND TRUST COMPANY (Ohio) George E« Enos 3 3 3 3 COMMERCE UNION BANK (Nashville, Tennesee) Edward Potter, Jr. 0 3-23-70 3-31-70 2 2 202 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Aaron Last D Peter J. O'Brien 0 5- 2-70 17,000 222 5-15-70 5-21-70 Horace K e Roberson 188 D 5- 2-70 OD 4- 1-70 4- 7-70 4-11-70 4-15-70 5-13-70 2 2 100 100 123 29 1 ,2 0 0 CORPUS CHRISTI BANK & TRUST (Texas) James T. Denton, Jr. H. L. Eichelberger * Transfer from trust D 4- 9-70 4- 9-70 4-11-70 175 380 2 ,0 0 0 580 500 2 2 809* 808* 2,0 0 0 14,949 9,415 1,617 * 1 1 ,0 2 2 -3- REPORTING PERSON INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL; RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE DETROIT BANK AND TRUST COMPANY (Michigan) Cleveland Thurber D 5-14-70 5-26-70 100 100 14,600 3,500 2 DOLLAR SAVINGS & TRUST COMPANY (Youngstown, Ohio) Paul Jo Thomas D 5- 1-70 745 15,745 3 2 ,2 0 0 FIDELITY BANK (Beverly Hills California) First Fidelity Company B 12-29-69 2-24-70 9,600 1,027,076* 1,302,765 * Acquired pursuant to Exchange Offer dated Jan. 23, 1970 FIDELITY UNION TRUST COMPANY (Newark, New Jersey) Joseph Do Farrell 0 5-29-70 Everett M. Scherer D 5-13-70 100 200 100 424 2 212 THE FIFTH THIRD BANK (Cincinnat i, Ohio) Clement L. Buenger 0 5-25-70 D 4-15-70 4-27-70 4-15-70 100 250 91 850 633 5,526 4,786 FIRST TRUST & DEPOSIT COMPAN1l (Syracuse, New York) Hugh Douglas Barclay S 2£ GENESEE MERCHANTS BANK & TRU!;t CO. (Flint, Michigan) Philip-Jackson Braun D 4-14-70 100 530 -4- "S'TT" a > B tr* > BANK w 533 H REPORTING PERSON s zn > 1—4 m § EC n M H ►C M zn EC M INDIRECT ACCOUNT DATE _ o CO 25 OF k; TRANSACTION w a AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP HARRIS TRUST & SAVINGS BANK (Chicago, Illinois) Stanley Go Harris, Jr 0 As Trustee OD 4-13-70 100 2 2 3,814 18,442 2,895 THE HARTER BANK & TRUST COMPANY (Canton, Ohio) Vo Jo Lajeunesse Convertible CapQ Notes D 5-15-70 120 1,500 $6,900 $ 2,0 0 0 100 377 468 2 HEMPSTEAD BANK (New York) John Wo Oelsner D 4-21-70 2 HOUSTON BANK & TRUST COMPANY (Texas) Joe Lo Allbritton D 4- 3-70 4-10-70 4-17-70 35 1,458 75 5,638 32,367 ?3,883,050 2 57o Convertible Capc Note! Edith Paine Hamilton M 3-18-70 2 ,1 0 0 2 Forrest S. Warren D 4- 6-70 4-17-70 34 40 5% Convertible Cap0Debs 7,217 4,430 15,005 $218,400 LONG ISLAND TRUST COMPANY (Garden City, New York) Joseph Matejov 0 12-30-69 4- 8-70 100 S 10 110 THE LOUISVILLE TRUST COMPANY (Kentucky) Fred Pfeiffer, Jr« D 4- 7-70 4- 8-70 22 64 1,357 -5- BANK REPORTING PERSON ?0 tr? tr* > H ►— i O 2S cn 33 h-4 INDIRECT ACCOUNT O'TT" PC CO C/2 > s: n M H <-a m DATE o CO Z OF TRANSACTION 3 z: o a r* AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE LOUISVILLE TRUST COMPANY (Continued) Paxton M. Wilt D 5-18-70 100 322 41 2 Joseph Co Wulfman D 4-30-70 2 500 4,894 500 THE NORTHERN TRUST COMPANY (Chicago, Illinois) Thrift Incentive Plan T 5- 7-70 300 13,066 D 4-14-70 100 134 D 4-15-70 66 1,401 D 4-29-70 200 5,410 5,000 THE OHIO CITIZENS TRUST COMPANY (Toledo) Kenneth G. Herrick OLD KENT BANK AND TRUST COMPANY (Grand Rapids, Mich. Titus James Hager PEOPLES BANK & TRUST CO. (Montgomery, Alabama) Jo Hunter Flack 2 Edward H. Wilson D 4-29-70 2 50 225 775 125 1,125 PEOPLES BANK OF GLEN ROCK (Pennsylvania) Richard H. Mowery D 5- 5-70 0 5-12-70 O D 5-27-70 PIEDMONT TRUST BANK (Martinsville, Virginia) Worth Harris Carter, Jr. SEATTLE TRUST (Washington) & 770 300 2,921 SAVINGS BANK Joseph Cebert Baillargeon 200 75 -6- REPORTING PERSON INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP 1 SOUTHERN ARIZONA BANK & TRUS’ COMPANY (Tucson) William T. Rauch 0 5- 7-70 Howard P. DeVilbiss D 6- 4-70 200 2,500 Walter W. Lathrop D 5- 6-70 5-11-70 53 47 613 53 -0 - THE TOLEDO TRUST COMPANY (Ohio) TRAIffi BANK & TRUST COMPANY (New York City) Lawrence A« Meyers OD 4-20-70 OD 5- 5-70 3- 1-70 ' 133 1 ,2 0 0 TRUST COMPANY OF GEORGIA (Atlanta) William R 0 Bowdoin Charles Dolson D John Wo Grant, Jr« D George Thomas Lamb Augustus Ho Sterne 100 2 5-28-70 184 1,638 2,392 100 800 9,000 2 1,0 0 0 4-22-70 3 3 3 400 600 500 400 3- 1-70 2 78 650 3- 1-70 2 2 2 198 2,559 488 1,150 300 2,300 0 200 OD 1 ,2 0 2 TRUST COMPANY OF NEW JERSEY (Jersey City) Lawrence Ambrosino D 4- 9-70 Alfred R e Becker D 5- 8-70 George Behrens D 4- 2-70 2,132 200 231 400 -7- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP UNION BANK & TRUST COMPANY (Montgomery, Alabama) R. S. Hill, Jr. DT 5- 7-70 100 1,500 2,334 74,185 2 2 THE UNION COMMERCE BANK (Cleveland, Ohio) James M. Carney David No Myers D D * Distribution by controller i corporations to shareholders including Mr. Carney 10-12-69 10-12-69 6-30-69 7- 7-69 6-30-69 D 2D 2 1,290* 3,100 * 6,240 1,695 300 500 2j800 200 1,0 0 0 100 500 500 UNITED STATES TRUST COMPANY OF NEW YORK (New York City) Hoyt Ammidon OT 5-26-70 3 Bank Bonus Plan T 4- 8-70 4-24-70 5- 8-70 5-20-70 5-26-70 5-28-70 88 46 73 2 6 22 28,609 VALLEY BANK OF NEVADA (Las Vegas) Jerome D. Mack OB 35,138 4-14-70 4-25-70 Ro Julian Moore * D Kenneth J. Sullivan, Jr„ OD 2 2 2 ,0 0 0 2 ,1 0 0 November 69 187 2 Robert J e Sullivan * Amended Report 135,502 4- 9-70 2 4- 9-70 2 2 750 3,813 2,260 19 14,300 12,500 OD 11 14,300 -8- REPORTING PERSON RELATIONSHIP BANK INDIRECT ACCOUNT "DTJ. % £ a a pa m in > 33 O M H *■3 m DATE m % OF S* t> TRANSACTION £2 ° AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP WARREN BANK (Michigan) Joseph H o Wyman OD Convertible Capc Notes 4-20-70 4-30-70 4-30-70 200 120 $ 6 ,0 0 0 6-11-70 6-12-70 228 320 $ 6 ,0 0 0 WILMINGTON TRUST COMPANY (Delaware) James M. Tunnell, Jr® D 100 1 ,1 0 0
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