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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 March 1973 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System, In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bankfs common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" "C" "D" "E" "F" "G” nS” '‘X" - Bequest or Inheritance Compensation Distribution Exchange or Conversion Exercise of rights Gift Stock dividend or stock split Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "I” - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter, "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from March 11, 1973 to April 10, 1973 IMPORTANT - See Guide to Symbols on preceding page INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMB01 REPORTING PERSON RELATIONSHIP BANK AGG REGATE TRANSACTIONS Bought or Sold or MONTH-END Otherwise Otherwise Acquired Disposed of OWNERSHIP AMERICAN BANK AND TRUST COMPANY (Lansing, Michigan) Maurice W. Young OD 5- 5-72 G. Richard Gustine D 12-20-72 William Kulenkamp D 2-21-73 0 3- 2-73 106 1,156 ANN ARBOR BANK (Michigan) 79 360 51 278 25,000 25,600 126 CITIZENS FIDELITY BANK AND TRUST COMPANY (Louisville, Kentucky) J. David Grissom 3 THE CLEVELAND TRUST COMPANY (Ohio ) Ellery Sedgwick, Jr. D 7-11-72 M. Brock Weir OD 3-16-73 D 2- 1-73 2- 1-73 2-26-73 280 1,600 280 75 100 50 16 4 1,050 2 2 2 2 873 2 479 8 2 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Marston Ames Robert L. Boyle D 2- 1-73 2-26-73 2- 1-73 2-26-73 389 18,361 10,140 -2- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP COMMERCIAL TRUST COMPANY OF NEW JERSEY (Con't) Joseph M. Esnard, D.D.S. Richard C. Field Alfred H. Hauser Gustav H. Koven D D D D 2- 1-73 2-26-73 2- 1-73 2-26-73 2 2 314 1 70 1 2- 1-73 2- 1-73 2-26-73 512 4 2 10,762 2 2 2- 1-73 2- 1-73 2 25 462 537 9,718 2- 1-73 2- 1-73 2 31 133 668 2,817 1,000 21,000 6,611 1,484 98 Aaron Last D 2- 1-73 George Neupauer D 2- 1-73 2- 1-73 2 299 352 6,279 7,449 2- 1-73 2- 1-73 2 31 41 651 1,658 Thomas J. Nolan, Jr. Horace K. Roberson Harry C. Zimmer D D 2- 1-73 60 1,260 OD 2- 1-73 200 4,200 D 12- 8-72 100 1,799 21,400 25,561 141,748 COUNTY BANK OF SANTA CRUZ (California) A. Gardner Finn THE FIFTH THIRD BANK (Cincinnati, Ohio) John J. Schiff D 2-20-73 2 FIRST BANK OF COLONIA (New Jerse 7 ) Eugene J. Gosselin, M.D. OD 2- 7-73 224 3,101 -3- <3"H S 2 BANK O 5S REPORTING PERSON CO « w INDIRECT ACCOUNT w i: M H AGGREGATE TRANSACTIONS £3 CO CO > re q H M DATE OF TRANSACTION m co § Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP GENESEE MERCHANTS BANK & TRUST CO. (Flint, Michigan) Philip Jackson Braun D 2- 6-73 John R. Butler OD 2- 7-73 Edward J. Neithercut OD 2- 9-73 300 100 1,054 80 1,652 500 100 1,035 1,010 2 M. Harry Piper 0 2- 6-73 2 John F. Sarvis 0 4,386 123 2- 7-73 2-23-73 100 2 477 740 THE LOUISVILLE TRUST COMPANY (Kentucky) William S. Fanner OD 2-27-73 D 2- 9-73 B 2-22-73 2-23-73 100 545 THE OHIO CITIZENS TRUST COMPANY (Toledo) Raymon H. Mulford 140 -0- SEARS BANK AND TRUST COMPANY (Chicago, Illinois) Profit Sharing Plan James E. Thompson 8 300 116,218 OD 2-23-73 2 393 3$3 3,200 4,720 THE STATE BANK OF NORTH JERSEY (Pine Brook, New Jersey) Howard E. Rasmussen D 10-21-71 88 388 -4- INDIRECT ACCOUNT DATE OF TRANSACTION rRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON [r e l a t i o n s h i p BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwlse Disposed of MONTH-END OWNERSHIP TEXAS BANK & TRUST COMPANY OF DALLAS (Texas) 1,000 1-26-73 Clyde Skeen 9,000 TRUST COMPANY OF GEORGIA (Atlanl a) Jack Adair D 36,350 404 150 2- 7-73 2 Steve H. Bomar 3- 1-73 William R. Bowdoin 2 Carroll Payne Jones Augustus H. Sterne 1,208 2,933 136 1,638 2,907 OD 3- 1-73 Joseph K. Heyman 111 0 3- 1-73 2 71 632 1,147 3- 1-73 2 80 200 1,557 3- 1-73 3 150 1,202 4,766 2- 2-73 2- 2-73 2 70 5 1,020 31 2-16-73 2 242 431 1,267 2- 1-73 2- 1-73 2 111 0 0 OD UNION BANK & TRUST CO. (Montgomery, Alabama) Robert F. Henry Robbins Taylor D D UNITED COUNTIES TRUST COMPANY (Elizabeth, New Jersey) Mrs. Janice H. Levin John K. P. Stone, Jr. B D 111 31 70 1-16-73 1-18-73 2 2,768 148,701 2,520 110 -5 INDIRECT ACCOUNT DATE OF TRANSACTION FRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON [r e l a t i o n s h i p BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP VALLEY BANK OF NEVADA (Las Vega: .) Jerome D. Mack D 2-21-73 200 2 E . Parry Thomas OD 2-21-73 3-27-73 200 200 2 35,338 178,400 123,055 30 WARREN BANK (Michigan) Frederick D. Kassab D 12-26-72 27,590 60,920 David Lebenbom D 8-31-72 12-21-72 50 780 2,663 10-30-72 12-14-72 12-21-72 592 100 430 3,449 Harold Samhat D
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