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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 March 1970 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8 , "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under* lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols Is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2” - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports Included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from March 11, 1970 April 10, 1970 IMPORTANT - See Guide to Symbols on preceding page INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBO REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANS ACTIONS Bought or Sold or MONTH-END Otherwise Otherwise Acquired Disposed of OWNERSHIP AMERICAN BANK AND TRUST COMPA [Y (Lansing. Michigan) H. Andrews Hays William J. Porter, Jr. OD 9-12-69 2 100 3,937 238 9-12-69 2 100 847 238 1-23-70 2 100 70 90,100 1-23-70 2 2 2 100 1-23-70 2 2 2 100 D BANK OF THE COMMONWEALTH (Detroit, Michigan) Common Stock Warrants Horace C. Fords * (1) BOC Investment Company D Donald H. Parsons * (1) BOC Investment Company Parsons Investment Co. Griswold Investment Co. OD Thomas H. Wagner * (1) BOC Investment Company Parsons Investment Co. Griswold Investment Co. 0 * The above-named persons continue to own shares of Common Stock and 5.82% Cumu lative Preferred Stock previously reported. (1) Amended Report 51 90,100 75,000 30,000 200 90,100 75,000 30,000 -2- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND DWNERSHIP SYMBOL REPORTING PERSON iRELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP CENTRAL TRUST COMPANY ROCHESTER N.Y. Angelo A. Costanza OD 3-27-70 Horace P. Gioia D 2 2 3-27-70 250 991 167 250 2 12 1,915 2 Raymond A, Lander, Jr. 1 ,2 1 2 D 100 3- 6-70 2 100 3,500 CITIZENS FIDELITY BANK AND TRUST COMPANY (Louisville, K' .) J. David Grissom D 3-13-70 250 250 CITIZENS COMMERCIAL & SAVING! 1 BANK (Flint, Michigan) W. S. Ballenger, Jr. OD 1 ,0 0 0 7- 7-69 7-23-69 9-22-69 12-10-69 2 2 2 2 332 450 William C. Crick D 12-16-69 170 Claude 0. Darby, Jr. D 5-21-69 12-31-69 1-19-70 5-21-69 12- 2-69 12-31-69 1-19-70 1 6 Harry H. Miller D OD 344 D 1,656 120 130 IOC 2 Thomas P. Ryan 364 120 200 12-19-69 5-21-69 2 3,168 414 2 10 290 100 May 1969 3,367 280 7 2 2 2 2 2 Robert E. Pratt 772 432 475 920 100 42 -3- INDIRECT ACCOUNT DATE OF TRANSACTION FRANSACTION AND 3HNERSHIP SYMBOL REPORTING PERSON (r e l a t i o n s h i p BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE CLEVELAND TRUST COMPANY iQhio)_____________________ Courtney Burton * D 5- 9-69 David M. Thoburn 0 3 3- 2-70 655 25 3,253 296 445 89 162 89 * Amended Report THE COLONIAL BANK AND TRUST COMPANY (Waterbury, Conn.) Guerin B. Carmody D 10- 5-68 John H. Cook 0 2 1-17-70 75 3,500 955 200 70 2 A. Edwards Danforth 0 Samuel P. Williams, III D 2-26-70 2-19-70 2 2,232 1,735 140 COMMERCE UNION BANK (Nashville, Tennessee) W. H. Criswell Edward Potter, Jr. David K. Wilson D 0 9-30-69 * 11-14-69 * 12-18-69 1- 8-70 440 500 500 400 1,282 1-30-70 1-30-70 2 12 75,873 969 1-30-70 2 111 4,726 4,868 1,900 D * Amended Report COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersev City) Robert A, Altschuler J. Fisher Anderson D D 2- 2-70 2-25-70 177 1 7,260 2- 2-.70 151 6,217 -4- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP COMMERCIAL TRUST COMPANY OF NEW JERSEY (Continued) Robert L, Boyle Joseph M. Esnard Richard C. Field Otto Kohler D D D D 2- 2-70 2-13-70 2-25-70 2-20-70 2-13-70 2-25-70 2- 2-70 2-25-70 2- 2-70 2-25-70 2- 2-70 2- 2-70 2- 2-70 2-25-70 2- 2-70 2-25-70 Aaron Last D 2- 2-70 George Neupauer D 2- 2-70 2- 2-70 2-25-70 2- 2-70 2-25-70 Harry C. Zimmer 293 127 12,174 2 2 481 2 2 9 127 13,843 153 6,296 1 2 34 2 1 1,413 250 10,250 92 2 2 150 6,177 1 2 2 14 1 585 410 16,812 150 6,160 2 2 12 1 513 3 3 154 6,404 6 2- 2-70 2-17-70 97 1 4,000 0 2-12-70 100 350 D 3-20-70 600 4,144 OD CORPUS CHRISTI BANK AND TRUS1 1 COMPANY (Texas) Lucian L. Morrison, Jr. COUNTY BANK OF SANTA CRUZ (California) Worth A. Brown • -5- BANK REPORTING PERSON § H M § to S M3 INDIRECT ACCOUNT I ! to to > S3 q M H ►d m _o S o5 t pO DATE OF a ^ TRANSACTION S3 as AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP DOLLAR SAVINGS AND TRUST COMPANY (Youngstown. Ohio) Robert H. Chisholm D M. Dewey Crum D 3- 6-70 D 231 108 2-20-70 3-24-70 James B. Thompson 77 3 3 2- 1-70 36 59 448 384 4,032 486 100 15,000 3 Paul J. Thomas D 3- 6-70 3 2 ,2 0 0 EWING BANK AND TRUST COMPANY (West Trenton. New Jersey) Robert David Carr A. J. Lanning * Philip Scozzari OD D 3-11-70 3-23-70 50 2,262 35,000 7- 9-69 1- 2-70 281 6,444 D 1 2 -2 0 -6 8 67 7,175 D 2-20-70 100 324 88 * Amended Report FIDELITY UNION TRUST COMPANY (Newark, New Jersey) Everett M. Scherer 2 2 12 FIRST BANK OF COLONIA (N.J.) Eugene J. Gosselin OD 3- 9-70 100 3,756 Charles S. Valvano, Jr. OD 3- 9-70 50 5,405 FIRST TRUST AND DEPOSIT COMPANY (Syracuse. New York) Hugh Douglas Barclay D 4,585 2-18-70 2-26-70 2 2 447 500 33,549 -6- REPORTING PERSON RELATIONSHIP BANK INDIRECT ACCOUNT l cn > P3 2 M H M DATE coi OF 'aj &> TRANSACTION 08 2 AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP FIRST TRUST AND DEPOSIT COMPANY (Continued) T. Frank Dolan, Jr. D 2- 9-70 2-16-70 200 3,114 1,444 216 3 William G. Tumbridge * D 2- 4-70 2-16-70 300 100 868 3-17-70 3-20-70 100 100 782 * Amended Report GENESEE MERCHANTS BANK AND TRUST COMPANY (Flint, Mich.) George N. Hall OD Alexander W. Steinmetz 0 1-13-70 64 300 Robert A. Whisner 0 1-14-70 75 675 George L. Whyel OD 1-22-70 200 2,624 383 2 HARRIS TRUST AND SAVINGS BANK (Chicago, Illinois) D 3-11-70 100 724 D J. S. Hoover Convertible Cap. Not* s 2-19-70 400 500 $ 1 ,0 0 0 Ralph F. Huck THE HARTER BANK & TRUST COMPANY (Canton, Ohio) HEMPSTEAD BANK (New York) Mead W. Stone D 3- 4-70 400 2 415 186 HOUSTON BANK AND TRUST C0MPA1sr (Texas) Forrest S. Warren D 5% Convertible Cap. Note:5 3- 4-70 3-30-70 25 108 14,931 $218,400 * B £ g' o 3 BANK REPORTING PERSON CO EG M *■ 0 INDIRECT ACCOUNT 7 " 'f!SBi5 « q M H M DATE 9! CO2 OF !> TRANSACTION S W S3 AGGREGATE ...... TRANSACTIONS. Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP P ° HOUSTON BANK & TRUST COMPANY (Continued) John M. Winterbotham * D 5% Convertible Cap. Note 3 9- 2-69 9- 2-69 S 48 $7,200 447 $7,200 300 300 5,935 665 * Amended Report THE LOUISVILLE TRUST COMPANY (Kentucky) Kennett Hikes D 2-12-70 2-23-70 2 THE MERCHANTS BANK OF NEW YORK (New York City) Spencer B. Witty D 2- 2-70 2-20-70 3-25-70 2- 2-70 2-20-70 3-25-70 S 2 2S 2 30 3 105 56 3,997 1 13 998 200 382 100 300 55 MOUNTAIN TRUST BANK (Roanoke. Virginia) David H. Burrows * D 2- 9-70 D 3-30-70 * Amended Report OLD KENT BANK AND TRUST COMPANY (Grand Rapids. Mich. John C. Suerth 2 PEOPLES TRUST OF NEW JERSEY (Hackensack) John C. Conklin Howard C. Harder D 3- 3-70 3-19-70 9 112 2 ,0 0 0 2 350 50 D 1 0 -2 2 -6 8 2-16-70 1,421 3 3 3 150 100 250 -8- g tr< H BANK REPORTING PERSON § CO US M INDIRECT ACCOUNT DATE OF TRANSACTION po CO CO > PS q M H *TJ m _ o CO 25 $> tjs *2S $ ° AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP PEOPLES TRUST OF NEW JERSEY (Continued) Edward A. Jesser, Jr. 4,812 3,262 526 OD 2 2- 9-70 3-17-70 David C. Rees 0 3- 4-70 . F. Clinton Spencer 0 3- 4-70 3 3 3 62 100 6 240 400 50 1,267 73 145 1,619 3 PIEDMONT TRUST BANK (Martinsville, Virginia) Piedmont Company T 2-20-70 Benjamin M. Townes 0 1-28-70 Thomas W. Turner 0 12-29-69 2-20-70 2-20-70 2 3,675 112 112 2S 2S -0 - 3 3 28 28 400 508 208 600 PRINCETON BANK AND TRUST COMPANY (New Jersey) Charles F. Mapes OD 2-27-70 2 Stephen Whitcomb 0 2-27-70 400 B 3- 4-70 3-12-70 3-23-70 100 SEARS BANK AND TRUST COMPANY (Chicago. Illinois) Savings & Profit Sharing Plan 3,677 10 53,705 -9- g BANK REPORTING PERBbN i—| § zo pc w *0 INDIRECT account f t P3 CO CO PS M ►0 „ CO > q HI M DATE o OF g > TRANSACTION W 2S AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP SOUTHERN BANK AND TRUST COMPANY (Richmond, Virginia) H. Hiter Harris, Jr. OD 2- 5-70 2-11-70 100 100 3-14-70 3-25-70 50 1 ,0 0 0 SYLVANIA SAVINGS BANK COMPAN l (Ohio) D. W. Beveridge OD 1 887 THE TOLEDO TRUST COMPANY (Oh Lo) Samuel G. Carson OD 3- 4-70 3-30-70 3-30-70 3- 1-70 3-30-70 100 67 53 2 297 156 53 225 606 3- 1-70 151 1,208 2,510 3- 1-70 243 2,564 3,135 66 p 100 700 3 3 TRUST COMPANY OF GEORGIA (Atlanta) Steve H. Bomar George H. Craft 0 OD 3 Charles H. Dolson D John S. Evans 0 Carroll Payne Jones 3-18-70 3- 1-70 2 93 770 1,242 3- 1-70 2 114 1,249 12,924 282,167 0 200 TRUST COMPANY OF NEW JERSEY (Jersey City) Wilshire Oil Co. of Texas B 2-25-70 -10- Tr< TIT > BANK H REPORTING PERSON § C/3 jU M INDIRECT ACCOUNT po CO CO > M H AGGREGATE TRANSACTIONS sc q * rJ m DATE _o 2 o5 c OF TRANSACTION w s; §» Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP UNION TRUST COMPANY OF MARYLAND (Baltimore) H. Coe Culbertson D 100 2-25-70 2 500 11,300 65 500 UNITED BANK & TRUST COMPANY (Hartford, Connecticut) Kenneth R. Lee D 3- 6-70 . T 2- 2-70 2- 5-70 2-10-70 2-13-70 2-17-70 2-23-70 2-27-70 UNITED STATES TRUST COMPANY OF NEW YORK (New York City) Bonus Plan 500 13 21 67 60 1,500 173 28,855 WILMINGTON TRUST COMPANY (Delaware) James M. Tunnell, Jr. * William S. Potter * D D 10-30-69 12- 9-69 12- 5-69 12-31-69 100 7-18-66 7-30-68 8-29-68 1 1 - 4-68 1 1 -1 2 - 6 8 100 150 100 12 2 50 250 100 100 2 * Amended Report 982 3,816 2,248
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