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.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington, D. C. 20551 Summary of Equity Security Transactions and Ownership of Da Officers, and Principal Stockholders of Member State Bs as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 193*+ June 1981 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities, filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any direct interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - officer "D" - Director or person performing similar functions _ "B" -Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly.^ "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings o± the intermediary. "3" - Same as in "2", except that reporter disclaims any admission that he is the beneficial owner of the securities. "h" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary, figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4", except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from ' June 11, 1981 to July 10, 1981 IMPORTANT - See "Guide to Symbols on preceding page REPORTING PERSON INDIRECT ACCOUNT I 1 *~d DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL BANK AGGREGATE TRANSACTIONS Sold or Bought or Otherwise Otherwise Disposed of Acquired MONTH-END OWNERSHIP A QUI A BANK AND TRUST COMPANY (Virginia) Byron L. Phillips 1,200 14,055 1 5-27-81 420 2,720 6-8-81 170 3,486 77 8,172 4,949 0 6-9-81 OD D 2 BANK OF THE COMMONWEALTH (Michigan) Matthew Steckel BANK OF SUFFOLK (Virginia) Edgar V. Stephenson, Jr. BANK OF VIRGINIA BEACH (Virginia) Thomas C. Kyrus D 6-3-81 2 5-14-81 2 6-12-81 6-16-81 2 CENTRAL BANK (Louisiana) James A. Altick OD 164 2,438 1,679 CITIZENS COMMERCIAL & SAVINGS BANK (Michigan) Donald E. Johnson, Jr. D 200 100 9,705 2,850 - 2 - FR 6?1 AGGREGATE TRANSACTIONS DATE Sold or S 3 Bought or >d H Otherwise Otherwise MONTH-END OF TRANSACTION co B Acquired Disposed of OWNERSHIP BANK REPORTING PERSON INDIRECT ACCOUNT 8 THE CITY BANK COMPANY (Ohio) David L. Herzer Robert C. Pelander D OD 5-15-81 283 290 1,201 5-07-81 50 50 493 142 5-12-81 285 7,825 944 6-11-81 6-l6-8l 35 55 165 4-16-81 550 Billy S. Rowland FARMERS& MERCHANTS STATE BANK (Virginia) Edward V. Allison, Jr. HERITAGE BANK AND TRUST (Virginia) Guy R. Beale, Jr. 88 3,300 44o 528 R. L. Counsleman, Jr. 4-16-81 374 2,244 R. Forrest Fowler 4-16-81 996 5,000 220 Dr. Arthur S. Kaplan 4-16-81 6 1,117 945 1,519 2 2,619 5 637 C. Phillips Kraemer 4-16-81 Dr. Paul F. Landis D 4-16-81 314 144 1,414 804 Gerald L. Parks D 4-16-81 421 1,356 17 4-16-81 4-16-81 1,099 2,749 2,411 J. R. Roughton, Sr. 6 750 - 3 FR 671 • BANK REPORTING PERSON INDIRECT ACCOUNT 1 1 AGGREGATE TRANSACTIONS Sold or Bought or DATE hj H Otherwise Otherwise MONTH-END OF CO § Acquired Disposed of OWNERSHIP hj TRANSACTION 8! # HERITAGE BANK AND TRUST (Cont'd.) C. E. Thurston, Jr. D 4-16-81 1 1 D -3" e Robert C. Stackhouse 2 560 2,210 973 399 4,273 1,611 110 1,420 1,790 100 2,085 MANCHESTER STATE BANK (Connecticut) # e Nathan G. Agostinelli OD 5-4-81 Andrew Ansaldi, Jr. OD 5-4-81 Ronald Jacobs OD 2 1,935 5-4-81 2 240 490 110 676 110 424 307 74 420 192 2,419 841 THE OBERLIN SAVINGS BANK COMPANY (Ohio) OD 5-7-81 D 5-7-81 OD 5-7-81 D 5-7-81 Lionel 0. Barthold D 6-23-81 6-25-81 500 John S. Irvine, Jr. D 6-25-81 100 210. Bernard J. King D 5-12-81 100 568.0117 Robert A. McCormick OD 5-12-81 100 672.0065 William H. Milton, III OD 5-15-81 50 1107.9382 1172. Herbert J. Billington Raymond D. Campbell # Harrison L. Comstock Royce M. Jennings e 2 2 2 117 THE SCHENECTADY TRUST COMPANY (New York) # • • 500 2 1124.8883 - 4 FR 671 AGGREGATE TRANSACTIONS Sold or Bought or DATE hd H Otherwise Otherwise MOSTOF o TRANSACTION CO ^ Acquired Disposed of OWN} IS BANK REPORTING PERSON INDIRECT ACCOUNT 9 THE SCHENECTADY TRUST COMPANY (Cont'd.) D John S. Morris 132 50 5-12-81 50 5-12-81 6-14-81 6-15-81 250 24 D 5-12-81 5-15-81 18 50 OD 6-2-81 500 Robert J. Bauer D 5-20-81 5-20-81 1,010 1,011 31 5> Mary E. Tierney OD 5-20-81 74 777 D 5-28-81 55 1. Edwin 0. Salisbury , Harry E. Whittingham, Jr. 66 L000 3481 405 THE UNION SAVINGS & TRUST CO. (Ohio) Charles R. Holton, Jr. UNITED COUNTIES TRUST COMPANY (N.J.) WYANDOTTE SAVINGS BANK (Michigan) Donald R. Burd