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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity S e c u r i t y T r a n s a c t i o n s and Ownership of D i r e c t o r s , O f f i c e r s , and P r i n c i p a l S t o c k h o l d e r s of Member S t a t e Banks as Reported Pursuant t o S e c t i o n 16(a) of t h e S e c u r i t i e s Exchange Act of 1934 June 1976 EXPLANATORY NOTE I n f o r m a t i o n i n t h i s Summary has been drawn from r e p o r t s on Form F - 8 , "Statement of Changes i n B e n e f i c i a l Ownership of S e c u r i t i e s , " f i l e d w i t h the Board of Governors of t h e F e d e r a l Reserve System. In the i n t e r e s t of s i m p l i f i c a t i o n , t h e Summary omits r e p o r t e d d a t a w i t h r e s p e c t t o i n i t i a l h o l d i n g s ( r e p o r t e d on Form F - 7 ) , p u r c h a s e s and s a l e s a g g r e g a t i n g l e s s than 50 s h a r e s during t h e month f o r which the r e p o r t i s f i l e d , s t o c k s p l i t s , s t o c k d i v i d e n d s , r i g h t s , and g i f t s . The under- l y i n g r e p o r t s may be i n s p e c t e d a t the F e d e r a l Reserve Board o f f i c e s , Washington, D. C. P u b l i c a t i o n of t h i s i n f o r m a t i o n i s i n no sense a r e p r e s e n t a t i o n t h a t i t i s c o r r e c t o r complete. On t h e f o l l o w i n g pages, t h e name of t h e bank i s followed by t h e name of t h e person r e p o r t i n g and h i s r e l a t i o n s h i p t o the bank. Unless o t h e r w i s e i n d i c a t e d , a l l t r a n s a c t i o n s i n v o l v e t h e b a n k ' s common stock. Any i n d i r e c t i n t e r e s t (through h o l d i n g companies, p a r t n e r s h i p s , t r u s t s , f a m i l y ownership, e t c . ) i s shown below t h e d i r e c t i n t e r e s t . Symbols i n d i c a t e the n a t u r e of the t r a n s a c t i o n s , i f o t h e r t h a n a purchase o r s a l e , and the n a t u r e of ownership, i f o t h e r t h a n d i r e c t (see "Guide t o Symbols"). GUIDE TO SYMBOLS Reference t o t h e s e symbols i s e s s e n t i a l f o r a f u l l and a c c u r a t e i n t e r p r e t a t i o n of the d a t a r e p o r t e d RELATIONSHIP "0" - O f f i c e r "D" - D i r e c t o r or person performing s i m i l a r f u n c t i o n s "B" - B e n e f i c i a l owner of more than 10 per cent of any r e g i s t e r e d e q u i t y s e c u r i t y of the bank "V" - Voting t r u s t e e "T" - T r u s t e e "M" - Member of a d v i s o r y board or honorary d i r e c t o r CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or I n h e r i t a n c e "C" - Compensation "D" - D i s t r i b u t i o n "E" - Exchange or Conversion "F" - E x e r c i s e of r i g h t s "G" - G i f t "S" - Stock dividend or s t o c k s p l i t "X" - E x e r c i s e of o p t i o n NATURE OF OWNERSHIP No symbol - S e c u r i t i e s a r e b e n e f i c i a l l y owned d i r e c t l y , "1" - S e c u r i t i e s a r e d i r e c t l y h e l d , but r e p o r t e r d i s c l a i m s any admission t h a t he i s the b e n e f i c i a l owner of the s e c u r i t i e s . "2" - S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y through a h o l d i n g company, p a r t n e r s h i p , t r u s t , or o t h e r i n t e r m e d i a r y ; f i g u r e s r e p o r t e d r e p r e s e n t the TOTAL t r a n s a c t i o n s and h o l d i n g s of the intermediary. "3" - Same as i n " 2 , " except t h a t r e p o r t e r d i s c l a i m s any admission t h a t he i s t h e b e n e f i c i a l owner of the s e c u r i t i e s . "4" - S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y through a h o l d i n g company, p a r t n e r s h i p , t r u s t , or o t h e r i n t e r m e d i a r y ; f i g u r e s r e p o r t e d r e p r e s e n t the PROPORTIONATE i n t e r e s t of the r e p o r t e r . "5" - Same as " 4 , " except t h a t r e p o r t e r d i s c l a i m s any a d m i s s i o n t h a t he i s the b e n e f i c i a l owner of the s e c u r i t i e s . MONTH-END OWNERSHIP "PR" - Holdings as p r e v i o u s l y r e p o r t e d . TRANSACTIONS AND MONTH-END OWNERSHIP Reports i n c l u d e d i n t h i s summary were f i l e d with the Board of Governors of the F e d e r a l Reserve System d u r i n g the p e r i o d from June 11, 1976 to J u l y 10, 1976 IMPORTANT - See Guide t o Symbols on p r e c e d i n g page s BANK REPORTING PERSON INDIRECT ACCOUNT E H a S C/J HD IPd ICZ> CO > 5hd 3H DATE o cn Z OF TRANSACTION I s AGGlREGATE TRANS,ACTIONS Bought or Sold or MONTH-END Otherwise Otherwise OWNERSHIP Disposed of Acquired CENTRAL BANK (Monroe, Louis i a n a ) T. H. Scott D 5- 3-76 2 100 4,260 10,942 COMMERCIAL TRUST COMPANY OF NEW JERSEY ( J e r s e y C i t y ) D 6- 9-76 100 1,800 Thomas H. Eurich D 2- 7-75 3 - 5-76 10 90 212 Frank C. P a d z i e s k i D 3 - 5-76 OD 3 - 5-76 Horace K. Roberson DEARBORN BANK AND TRUST COMPANY (Michigan) J . Ralph Wagner 2 89 10,122 2,332 90 1,845 82 1,201 1,413 100 500 THE DOLLAR SAVINGS AND TRUST COMPANY (Youngstown, Ohio) William J . Brown D 6-14-76 3 HEMPSTEAD BANK (Garden C i t y , New York) W i n f i e l d E. Fromm D 6- 9-76 -2- FR 671 BANK REPORTING PERSON INDIRECT ACCOUNT s E H 1 i icn AGGREGATE TRANSACTIONS en j > DATE OF TRANSACTION S 3 hd H Cfi Bought or O Otherwise 25 Acquired Is Sold o r Otherwise Disposed of MONTH-END OWNERSHIP MANUFACTURERS BANK & TRUST COMPANY OF ST. LOUIS (Missouri) Harley E. Schwering 0 6-16-76 Marvin H. Rorick, S r . D 5 - 4-76 W i l l a r d I . Webb, I I I OD 5-11-76 104 3,000 D 6-18-76 400 1,154 D 5-16-76 200 645 344 1,000 1,066 349 400 1,779 THE OHIO CITIZENS TRUST COMPANY (Toledo) 2 200 18,111 SOUTHWEST BANK OF ST. LOUIS (Missouri) John H. C u l l i n g UNION BANK & TRUST COMPANY (Montgomery, Alabama) Samuel L. Schloss 2 C. B. Shewiake, Sr. D 6- 7-76 2 UNITED STATES TRUST COMPANY OF NEW YORK (New York C i t y ) Bonus Plan T 5-25-76 6-23-76 6-29-76 61 6-10-76 100 143 22 85,250 WYANDOTTE SAVINGS BANK (Michigan) P h i l i p J . Zasadny D 920
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