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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 June 1974 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Reserve Board offices, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE T O SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer T,D" - Director or person performing similar functions MB" - Beneficial owner of more than 10 per cent of any registered equity security of the bank nVn - Voting trustee "T" - Trustee ,!Mn - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B11 - Bequest or Inheritance "C" - Compensation "D" - Distribution nEM - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "I" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. M2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. ”3H - Same as in "2,” except that reporter disclaims any admission that he is the beneficial owner of the securities. ,,4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. n5,f - Same as ,,4,M except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from June 11, 1974 to July 10, 1974 IMPORTANT - See Guide to Symbols on preceding page REPORTING PERSON INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMB01 RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise MONTH-END Acquired Disposed of OWNERSHIP BANK OF MID-JERSEY (Bordentown Township, New Jersey) G. Edward Koenig BANK OF SMITHTOWN (New York) D 5-24-74 200 1,202 OD C. Bernard Horner 5- 7-74 270 2 8,102 1,212 BEAVER TRUST COMPANY (Pennsylvani a) Horace J. Thomas III OD 6- 6-74 200 OD 5- 3-74 5- 9-74 5-22-74 60 83 17 1,000 CENTRAL BANK (Monroe, Louisiana) James A. Altick 360 40 2 THE CLEVELAND TRUST COMPANY (Ohi< 0 James W. Bates 0 6-14-74 Ralph M. Besse D 6-14-74 Willard W. Brown Courtney Burton D D 122 -0- 3 1,200 700 -0-0- 3 1,204 1,335 -0-0- 2 50 5,416 -0-0- 6-14-74 6-14-74 -2- FR 671 £ REPORTING PERSON INDIRECT ACCOUNT o w 5 I TJ DATE OF TRANSACTION ---- •, -- ------ i TRANSACTION AND j )WNERSHIP SYMBOL] po w f BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE CLEVELAND TRUST COMPANY| (Con't)__________________ Frederick K. Cox 6-14-74 3 826 176 -0-0- William J. DeLancey D 6-14-74 100 -0- E . M. deWindt D 6-14-74 104 -0- Robert I. Gale, Jr. D 6-14-74 898 15,232 -0-0- 62,804 -0- 134,792 -0- 2 George Gund III ID 1 6-14-74 Gordon Gund |D | 6-14-74 H. Stuart Harrison |D | 6-14-74 694 -0- James A. Hughes ID I 6-14-74 200 -0- George F. Karch |D | 6-14-74 3 2,500 120 -0-0- 3 426 262 -0-0- 404 -0- 108,704 8,052 -0-0- Jack W. Lampl, Jr. ID I 1 6-14-74 Hugh D. Luke ID I 6-14-74 Severance A. Millikin ID 6-14-74 3 H. Chapman Rose |D | 6-14-74 600 -0- Ellery Sedgwick, Jr. ID | 6-14-74 3,800 -0- Everett Ware Smith |OD | 6-14-74 2,400 -0- Walter 0. Spencer |D | 6-14-74 60 -0- Herbert E. Strawbridge |D | 6-14-74 104 400 -0-0- 2 -3FR 671 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE CLEVELAND TRUST COMPANY (Con* t) Louis A. Toepfer D 6-14-74 Joseph F. Toot, Jr. D 6-14-74 2 M. Brock Weir A. W. Whitehouse, Jr. 50 -0- 300 900 -0-0- OD 6-14-74 100 -0- D 6-14-74 60 -0- D 12-26-73 2-18-74 3-20-74 COLONIAL BANK (New Orleans, Louisiana) Jamar W. Adcock John W. Dussouy D 10-26-73 Lloyd F. Gaubert D 10-26-73 2 230 2,705 600 62,494 521 3,421 30 345 230 2,645 Neal W. Kaye D 10-26-73 40 240 John F. Marzullo OD 10-26-73 107 641 Paul Melton D 1-31-74 2-18-74 3-20-74 500 500 50 1,691 M. Frank Polk D 10-26-73 30 230 F . Pat Quinn D 10-26-73 995 5,995 James C. Taylor D 10-26-73 497 2,997 Christian Veelkel, Jr. D 7-31-73 10-25-73 200 300 2,300 4-30-73 10-25-73 117 995 5,995 John C. Yemelos D -4FR 671 REPORTING PERSON INDIRECT ACCOUNT RELATIONSHIP bank AGGREGATE TRANSACTIONS | £ DATE OF TRANSACTION C/3 > 33 O H H hd M § 1 S>3 S . . Bought or Otherwise 1 Acquired ‘ Sold or Otheraise Disposed of MONTH-END OWNERSHIP COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Marston Ames 90 1,200 643 100 23,000 D 6-11-74 Aaron Last D 6-11-74 Peter J. O'Brien 0 6-20-74 2 100 2 171 161 THE HARTER BANK & TRUST COMPANY (Canton, Ohio) Samuel Krugliak 295 731 $2,100 $4,000 D 2 Capital Notes 6-18-74 $1,000 2 Robert F. Vail 125 10,929 $11,200 D 2 6-17-74 Capital Notes $10,000 THE LOUISVILLE TRUST COMPANY (Kentucky) D. Paul Alagia, Jr. D 5- 9-74 2 Leonard B. Marshall, Jr. 0 5- 2-74 5- 3-74 8 220 100 700 2 228 114 1,670 3,056 210 SOUTHWEST BANK OF ST. LOUIS (Missouri) I. A. Long OD 6-14-74 236 3 23,905 29,106 -5FR 671 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND )WNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP TOMPKINS COUNTY TRUST COMPANY (Ithaca, New York) Robert B. Allan James J. Clynes, Jr. D 5-10-74 OD 5-29-74 75 200 135 1,400 2,900 200 900 356 2 TRUST COMPANY OF GEORGIA (Atlanta) James B. Williams D 5-29-74 2 UNION BANK & TRUST COMPANY (Montgome ry , Alabama ) H. 0. Davis D 100 67 5-27-74 6-13-74 2 6,994 150 UNITED COUNTIES TRUST COMPANY (Elizabeth, New Jersey) Henry F . Gehlhaus D 6-21-74 2 100 14,947 9,124 VALLEY BANK OF NEVADA (Las Vegas) Kenneth J. Sullivan, Jr. OD 6-10-74 310 2 6,306 14,319
@FedFRASER