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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 June 1970 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under* lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. • On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bsnk "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims sny admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from June 11, 1970 to July 10, 1970 IMPORTANT - See Guide to Symbols on preceding page INDIRECT ACCOUNT DATE OF TRANSACTIOli TRANSACTION AND OWNERSHIP SYMB01 REPORTING PERSON RELATIONSHIP BANK AGG REGATE TRANSACTIONS Bought or Sold or MONTH-END Otherwise Otherwise Acquired Disposed of OWNERSHIP AMERICAN BANK & TRUST COMPANY (Lansing, Michigan) Ralph L. Woodruff D 6-18-70 10 D 3- 2-70 3- 2-70 3-23-70 2S 2 5-14-70 5-14-70 5-14-70 S 2S 2 50 9,623 ANN ARBOR BANK (Michigan) Joseph H. Buhr 16 23 100 355 487 587 342 63 7,506 BANK OF DEARBORN (Michigan) Frank C„ Padzieski D 223 1,346 CHEMUNG CANAL TRUST COMPANY (Elmira, New York) L. Richard Marshall D 6-17-70 913 100 CITIZENS COMMERCIAL & SAVINGS BANK (Flint. Michigan) W. So Ballenger, Jr. 4- 2-70 4-13-70 4-15-70 3-20-70 Donald E. Johnson, Jr. 1,000 220 OE D 2 2 2 2 2 100 100 100 62 89 4- 1-70 2 2 2 2 760 2,025 3,000 572 547 745 485 -2- INDIRECT ACCOUNT DATE OF TRANSACTION CITIZENS COMMERCIAL & SAVINGS l BANK (Continued) Lyle S. Knopf D TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK 2-25-70 AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP 100 639 55 100 500 2 CITIZENS FIDELITY BANK AND TRUST COMPANY (Louisville. Ki •) William C. Smith D 6-23-70 Henry J. Nave D 6- 8-70 Ellery Sedgwick, Jr« D 5-26-70 0 5-22-70 THE CLEVELAND TRUST COMPANY (Ohio) 100 800 100 1,439 100 2,357 255 THE COLONIAL BANK & TRUST COMPANY (Waterbury, Conn0) Ernest E. Miller 2 COMMERCE UNION BANK (Nashville, Tennessee) Edward Nelson 0 5-28-70 204 2 2PR Edward Potter, Jr, Albert Werthan 0 4-20-70 5-20-70 4-30-70 5-29-70 2 2 2 3,677 13,337 15 17 37 . 4- 8-70 96,882 850 202 D 2 2 8,000 1 115 272 2,501 891 654 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Peter J, O'Brien 0 6-10-70 100 2 322 29 -3- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP DETROIT BANK AND TRUST COMPAQ Y (Michigan) Ho Lynn Pierson D 6-25-70 2-26-70 3-17-70 6- 5-70 2 2 2 1,000 437 300 500 10,000 100 331 55 15,800 2,200 150 600 401 2,000 500 THE DOLLAR SAVINGS & TRUST COMPANY (Youngstown, Ohio) Robert H 0 Chisholm D 6- 5-70 Paul Jo Thomas D 6-24-70 3 THE FIFTH THIRD BANK (Cincinnati, Ohio) D Paul Wo Huenefeld 6- 5-70 2PR FIRST TRUST AND DEPOSIT COMPANY (Syracuse, New York) D William G. Tumbridge 5- 1-70 5- 4-70 5-14-70 5-20-70 31 1,629 182 29 5,993 100 655 300 HANCOCK BANK AND TRUST COMPAQ Y (Quincy, Massachusetts) Henry Hoffman D 5-19-70 Paul E. Hurley D 2 5- 4-70 132 1,268 332 200 17,082 100 477 468 2 THE HARTER BANK & TRUST COMPANY (Canton. Ohio) Raymond C . Koont z D 5- 6-70 D 6-10-70 HEMPSTEAD BANK (New York) John W. Oelsner 2 -4- REPORTING PERSON RELATIONSHIP BANK INDIRECT ACCOUNT po 03 M DATE 03 ■OF j TRANSACTION US AGGREGATE ^ , ^. .TRANSACTIONS ,, H m § !2J Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP HOUSTON BANK AND TRUST COMPAK y (Texas) Walter E„ Johnson 0 5-21-70 0 6-16-70 D 6-23-70 50 50 LONG ISLAND TRUST COMPANY (Garden City, New York) George G. Dean 200 642 THE LORAIN COUNTY SAVINGS & TRUST COMPANY (Elyria, Ohio) R. Wo Vandemark 150 389 105 16 2 2 THE NORTHERN TRUST COMPANY (Chicago, Illinois) Thrift-Incentive Plan T 6-12-70 6-25-70 500 200 354 36 100 620 594 79 13,487 THE OHIO CITIZENS TRUST COMPANY (Toledo) Alfred F, Bauer D 6- 2-70 Willis F„ Day, III D 5-12-70 5-14-70 Marvin H. Rorick, Jr. 0 2 5-28-70 100 2 2,549 42 PEOPLES TRUST OF NEW JERSEY (Hackensack) Wilton To Barney D Fred Brotherton D Oreste L. Cassi, Jr. D 6-12-70 6-12-70 3 6-10-70 5-15-70 3 17 40 2,300 300 2,000 5,000 813 5,519 1,093 -5- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP PEOPLES BANK & TRUST CO. (Montgomery. Alabama) J. Hunter Flack D Hugh F. Foreman 5-18-70 5-18-70 2 6- 5-70 2 75 200 75 6-18-70 5-18-70 2 15 5,000 690 5,000 50 5,000 D Robert S. Gaddis D 5,460 -0- PRINCETON BANK AND TRUST COMPANY (New Jersey) Joseph F. Catelli 0 4-28-70 F 111 667 George W. Conover D 4-28-70 F 268 1,610 George R. Cook, III OD 4-28-70 F 2 200 11,000 3,600 Edward U. Hill D 4-28-70 F 196 1,200 Frederick P. Lawrence D 4-28-70 F 52 200 Charles F. Mapes 0 4-28-70 F 2 102 610 250 Ricardo A. Mestres D 4-28-70 F 238 1,428 Dr. J. Reginald Pierson D 4-28-70 F 2 227 1,361 24 Albridge C. Smith, III D 4-28-70 F 100 576 Edgar S. Smith D 4-28-70 F 2 2 308 1,094 60 171 Charles Barnwell Straut OD 4-28-70 F 800 900 Stephen Whitcomb 0 4-28-70 F 120 720 Ferdinand R. White D 4-28-70 F 110 1,300 -6- REPORTING PERSON RELATIONSHIP BANK INDIRECT ACCOUNT 5JO CO CO > q H ►0 M AGGREGATE TRANSACTIONS M DATE OF TRANSACTION 00 2! s! Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP SEARS BANK AND TRUST COMPANY (Chicago, Illinois) Profit Sharing Plan B 6- 3-70 6-19-70 6-29-70 29 5 20 54,270 5- 4-70 6- 5-70 6-29-70 158 80 100 3,398 1-30-70 3-11-70 4-20-70 500 185 SOUTHWEST BANK OF ST. LOUIS (Missouri) Leopold Oldani D TEXAS BANK & TRUST COMPANY OF DALLAS C. W. Cassidy, Jr. D 100 685 W. W. Overton, Jr. OD 2-16-70 100 William E. Weatherford D 12-12-69 12-31-69 5- 1-70 5-21-70 1,200 1,542 300 500 82,445 1,313 TOLEDO TRUST COMPANY (Ohio) Samuel G. Carson OD 6- 6-70 3 239 297 523 TRUST COMPANY OF GEORGIA (Atlanta) Charles H. Candler, Jr. D 6- 5-70 200 3,000 1,100 2PR TRUST COMPANY OF NEW JERSEY (Jersey City) Donald R. Brenner Wilshire Oil Co. of Texas D B 5-11-70 5-11-70 5- 8-70 2,800 5,000 2 2 34,700 268 633 53 316,867 -7- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND ;OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed o£ MONTH-END OWNERSHIP UNION COMMERCE BANK (Cleveland, Ohio) C. N. Holt 0 6-30-70 75 3 375 25 4 4 3 3 13,574 13,099 1,728 890 3,966 UNION COUNTY TRUST COMPANY (Elizabeth, New Jersey) Raymond W. Bauer 0 5-15-70 5-15-70 Robert*J. Bauer D 5-14-70 5-14-70 Philip J. Levin DB 5 105 23 4 4 3 3 3 3 5-14-70 94 144 12,323 13,099 1,728 3,280 10,125 368 2,162 2 2 128,118 646 2,221 3 2 2 2 130 267 68 328 95 290 275 355 THE UNION SAVINGS & TRUST COMPANY (Warren, Ohio) Donald J. Reese D 5-21-70 5-12-70 20 WILMINGTON TRUST COMPANY (Delaware) Hugh R. Sharp, Jr. D June 70
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