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.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington, D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 193^ July 1983 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, D.C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2", except that reporter disclaims any admission that he is the beneficial owner of the securities. "V - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4", except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. Page 1 of 3 TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from July 11, 1983 to August 11, 1983 IMPORTANT - See Guide to Symbols on preceding page REPORTING PERSON INDIRECT ACCOUNT 1 1 »tJ DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL BANK AGGREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise Disposed of Acquired MONTH-END OWNERSHIP Bank of the Commonwealth (Virginia) Julius S. Peck D 7-12-83 D 6-20-83 6—20—83 7-15-83 2 2 147 100 6-20-83 6—20—83 7-15-83 2 2 329 302 150 2 2 2 996 500 548 53 300 2 303 17,953 2,460 Bank of Mid-Jersey (New Jersey) Erwin D. Apell Robert H. Deacon John E. Dimon OD D 6—20—83 7-15-83 6-20-83 6-20-83 7-15-83 200 2,024 1,717 3,661 3,829 11,456 6,322 Bank of Smithtown (New York) Frank Radau OD 7-12-83 Irving Schechter OD 6-15-83 100 18,534 446 50 1,858 400 2 2 Page 2 of 3 FR 671 REPORTING PERSON INDIRECT ACCOUNT TRANSACTION AND OWNERSHIP SYMBOL BANK AGGREGATE TRANSACTIONS Bought 0]r| Sold or Otherwise3 Otherwise MONTH-END i Acquired Disposed of' OWNERSHIP ! 1 DATE OF 1 TRANSACTION hd Chemung Canal Trust Company (New York) Richard H. Evans D 6-15-83 105 327 D 8-31-82 9-13-82 262 12,240 12,502 OD 7-1-83 Continental Bank & Trust Co. (Virginia) K. R. Augst, Jr. First Bank of Colonia (Virginia) Raymond J. Falk Angelo Mauro William N. Scott OD OD 7—1—83 2 2 7—1—83 2 G. Nicholas Venezia OD 7-1-83 426 422 3,930 12,003 622 7,658 1,543 422 2,642 838 2 William G. Werson 4,910 90 OD 7—1—83 2 422 3-31-83 8-82 4—26—83 2 2 140 150 139 281 2,809 Gateway State Bank (New York) George Kaye John Stenger D D 10-82 3-83 185 170 2 Dominick A. Suppo D 5-28-82 50 2 3,447 5,218 1,702 4,462 1,318 1,050 Page 3 of 3 •FR 671 t BANK REPORTING PERSON INDIRECT ACCOUNT 1 aO C s DATE OF TRANSACTION hj AGGREGATE TRANSACTIONS Bought or Sold or H Otherwise Otherwise MONTH-END Acquired Disposed of OWNERSHIP si hj CO B The Lorain County Savings & Trust Co. (Ohio ) Robert T. Bowman OD 6-10-83 Thomas P. Haywood D 6-10-83 223 3,588 748 250 3,227 1,100 2 2 The Merchants Bank of New York (New York) Charles J. Baum D 6—8—83 2 2,143 2,513 100 Sylvania Savings Bank Co. (Ohio) Ronald I. Dennis D 200 6—8—83 2 2,415 3,885 Union Bank & Trust Co. (Alabama) Henry Paul Haas D 6-7-83 200 1,148 7-6-83 235 1,263 7-11-83 174 6,600 Wyandotte Savings Bank (Michigan) Donald R. Burd D The Ypsilanti Savings Bank (Michigan) James B. Pate OD
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