View original document

The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.

.16

BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM
Washington, D. C.

20551

Summary of Equity Security Transactions and Ownership of Directors,




Officers, and Principal Stockholders of Member State Banks
as Reported Pursuant to Section 16(a) of the
Securities Exchange Act of 193^

July 1983

EXPLANATORY NOTE
Information in this Summary has been drawn from reports on
Form F-8, "Statement of Changes in Beneficial Ownership of Securities,"
filed with the Board of Governors of the Federal Reserve System.

In

the interest of simplification, the Summary omits reported data with
respect to initial holdings (reported on Form F-7), purchases and sales
aggregating less than 50 shares during the month for which the report
is filed, stock splits, stock dividends, rights, and gifts.

The under-

lying reports may be inspected at the Federal Reserve Board offices,
Washington, D.C.

Publication of this information is in no sense a

representation that it is correct or complete.
On the following pages, the name of the bank is followed by
the name of the person reporting and his relationship to the bank.
Unless otherwise indicated, all transactions involve the bank's common
stock.

Any indirect interest (through holding companies, partnerships,

trusts, family ownership, etc.) is shown below the direct interest.
Symbols indicate the nature of the nature of ownership, if other than
direct (see "Guide to Symbols").




GUIDE TO SYMBOLS
Reference to these symbols is essential for a full
and accurate interpretation of the data reported

RELATIONSHIP
"0" - Officer
"D" - Director or person performing similar functions
"B" - Beneficial owner of more than 10 per cent of any registered
equity security of the bank
"V" - Voting trustee
"T" - Trustee
"M" - Member of advisory board or honorary director
CHARACTER OF TRANSACTION
No symbol - Purchase or Sale
"B" - Bequest or Inheritance
"C" - Compensation
"D" - Distribution
"E" - Exchange or Conversion
"F" - Exercise of rights
"G" - Gift
"S" - Stock dividend or stock split
"X" - Exercise of option
NATURE OF OWNERSHIP
No symbol - Securities are beneficially owned directly.
"1" - Securities are directly held, but reporter disclaims any
admission that he is the beneficial owner of the securities.
"2" - Securities are beneficially owned indirectly through a holding
company, partnership, trust, or other intermediary; figures
reported represent the TOTAL transactions and holdings of the
intermediary.
"3" - Same as in "2", except that reporter disclaims any admission
that he is the beneficial owner of the securities.
"V

- Securities are beneficially owned indirectly through a holding
company, partnership, trust, or other intermediary; figures
reported represent the PROPORTIONATE interest of the reporter.
"5" - Same as "4", except that reporter disclaims any admission that
he is the beneficial owner of the securities.

MONTH-END OWNERSHIP




"PR" - Holdings as previously reported.

Page 1 of 3

TRANSACTIONS AND MONTH-END OWNERSHIP
Reports included in this summary were filed with the Board of Governors
of the Federal Reserve System during the period from
July 11, 1983 to August 11, 1983
IMPORTANT - See Guide to Symbols on preceding page

REPORTING PERSON
INDIRECT ACCOUNT

1
1
»J
t

DATE
OF
TRANSACTION

TRANSACTION AND
TRANSACTION AND
OWNERSHIP SYMBOL

BANK

AGGREGATE
TRANSACTIONS
Bought or
Sold or
Otherwise
Otherwise
Disposed of
Acquired

MONTH-END
OWNERSHIP

Bank of the Commonwealth (Virginia)
Julius S. Peck

D

7-12-83

D

6-20-83
6—20—83
7-15-83

2
2

147
100

6-20-83
6—20—83
7-15-83

2
2

329
302
150

2
2
2

996
500
548
53
300

2

303

17,953
2,460

Bank of Mid-Jersey (New Jersey)
Erwin D. Apell

Robert H. Deacon

John E. Dimon

OD

D

6—20—83
7-15-83
6-20-83
6-20-83
7-15-83

200

2,024
1,717
3,661
3,829
11,456
6,322

Bank of Smithtown (New York)
Frank Radau

OD

7-12-83

Irving Schechter

OD

6-15-83




100

18,534
446

50

1,858
400

2
2

Page 2 of 3
FR 671

REPORTING PERSON
INDIRECT ACCOUNT

TRANSACTION AND
TRANSACTION AND
OWNERSHIP SYMBOL
OWNERSHIP SYMBOL

BANK

AGGREGATE
TRANSACTIONS
Bought 0]| Sold or
r
Otherwise3 Otherwise MONTH-END
i Acquired Disposed of' OWNERSHIP
!

1

DATE
OF
1 TRANSACTION
h
d

Chemung Canal Trust Company (New York)
Richard H. Evans

D

6-15-83

105

327

D

8-31-82
9-13-82

262
12,240

12,502

OD

7-1-83

Continental Bank & Trust Co. (Virginia)
K. R. Augst, Jr.
First Bank of Colonia (Virginia)
Raymond J. Falk
Angelo Mauro
William N. Scott

OD
OD

7—1—83

2
2

7—1—83

OD

422

3,930
12,003

7-1-83

622

7,658
1,543
2,642
838

2
William G. Werson

4,910
90

422

2
G. Nicholas Venezia

426

OD
7—1—83

2

422

3-31-83
8-82
4—26—83

2
2

140
150
139

281
2,809

Gateway State Bank (New York)
George Kaye

John Stenger

D

D

10-82
3-83

185
170
2

Dominick A. Suppo




D

5-28-82

50
2

3,447
5,218
1,702
4,462
1,318
1,050

Page 3 of 3
•FR 671
t

BANK
REPORTING PERSON
INDIRECT ACCOUNT

1
a
C
O
s

DATE
OF
TRANSACTION
hj

AGGREGATE
TRANSACTIONS
Bought or
Sold or
H Otherwise Otherwise MONTH-END
Acquired Disposed of OWNERSHIP

si
h
j
C B
O

The Lorain County Savings & Trust Co. (Ohio )
Robert T. Bowman

OD

Thomas P. Haywood

D

223

6-10-83

3,588
748

250

6-10-83

3,227
1,100

2

2

The Merchants Bank of New York (New York)
Charles J. Baum

D
6—8—83

2

2,143
2,513

100

Sylvania Savings Bank Co. (Ohio)
Ronald I. Dennis

D

200

6—8—83
2

2,415
3,885

Union Bank & Trust Co. (Alabama)
Henry Paul Haas

6-7-83

D

200

1,148

7-6-83

235

1,263

7-11-83

174

6,600

Wyandotte Savings Bank (Michigan)
Donald R. Burd

D

The Ypsilanti Savings Bank (Michigan)
James B. Pate




OD