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G • l6 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington, D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 July 1981 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any direct interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2", except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4", except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from July 11 to August 10, I98I IMPORTANT - See Guide to Symbols on preceding page REPORTING PERSON INDIRECT ACCOUNT 1 1 H hd DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL BANK AGGREGATE TRANSACTIONS Bought or Sold or Other-wise Otherwise Acquired Disposed of MONTH-END OWNERSHIP AQUIA BANK AND TRUST CO. (Virginia) Byron L. Phillips 0 8-10-81 D 7-29-81 B 3-24-81 D 3-24-81 D 12-80 2 BANK OF SMITHTOWN (New York) James H. Glamore 2 200 13,855 1 1,000 2,265 367 1,350 7,800 67 2,484 BANK OF VIENNA (Virginia) Meyer H. Abraham John D. Buhl Douglas E. Bywater 2 4 2 4 Jack L. Hayes D 300 2 4 25 3-24-81 ' George D. Hicks 0 H. E. McCarty, Jr. 0 L. Dean Wallace D 682 12 1,289 1,350 4 120 1,050 552 225 2,484 3-24-81 4 184 3-24-81 4 105 184 7-80 100 4,005 , FR 671 BANK REPORTING PERSON INDIRECT ACCOUNT I 8 |j 1-3 AGGREGATE TRANSACTIONS Bought or Sold or DATE >d H Otherwise Otherwise MONTH-END OF TRANSACTION CO B Acquired Disposed of OWNERSHIP g | si THE CITY BANK COMPANY (Ohio) David L. Herzer D 6-81 290 1,524 2 COMMONWEALTH BANK & TRUST CO. (Virginia) Walter A. Honeycutt D 6-30-81 OD 6-3-81 1,175 24,938 100 21 200 355 453 1,352 453 COMMERCIAL TRUST COMPANY (New Jersey) Peter J, O'Brien 2 THE DOLLAR SAVINGS & TRUST CO. (Ohio) Aura J. Wheeler D 6-22-81 THE INDEPENDENT BANK & TRUST CO. (New Jersey) Harold G. Orland Lewis W. Parker, Jr. D 2 7-15-81 1,000 5,779 6,121 D 7-15-81 1,000 4,600 Thomas K. Butterfield D 5-18-81 100 918 Curt Carter OD 5-11-81 50 131 V. Kenneth Ewing OD 5-11-81 50 62 John M. Hackney 0 5-1-81 5-18-81 50 50 , LAPEER COUNTY BANK & TRUST CO. (Michigan) 2 Rod L. Parsch OD 5-11-81 2 Ray Sowton 0 5-11-81 i 128 2 50 3,886 1,222 107 839 -3FR 671 AGGREGATE TRANSACTIONS DATE Bought or Sold or «X) H Otherwise OF Otherwise MONTH-END TRANSACTION CO S Acquired Disposed of OWNERSHIP BANK ii REPORTING PERSON INDIRECT ACCOUNT 8 THE MERCHANTS BANK OF NEW YORK (N.Y.) Spencer B. Witty OD 7-7-81 200 21,344 7,921 PRINCETON BANK & TRUST CO. (West Virginia!) Curry W. Blank OD 3-31-81 6-25-81 8-9-79 59 61 463 603 555 6-10-81 912 2,700 UNION BANK AND TRUST CO. (Alabama) W. Inge Hill
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