The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.
BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of E q u i t y S e c u r i t y T r a n s a c t i o n s and Ownership of D i r e c t o r s , O f f i c e r s , and P r i n c i p a l S t o c k h o l d e r s of Member S t a t e Banks as Reported Pursuant t o S e c t i o n 16(a) of t h e S e c u r i t i e s Exchange Act of 1934 J u l y 1976 EXPLANATORY NOTE I n f o r m a t i o n i n t h i s Summary has been drawn from r e p o r t s on Form F - 8 , "Statement of Changes i n B e n e f i c i a l Ownership of S e c u r i t i e s , " f i l e d w i t h t h e Board of Governors of t h e F e d e r a l Reserve System. In t h e i n t e r e s t of s i m p l i f i c a t i o n , the Summary omits r e p o r t e d d a t a w i t h r e s p e c t t o i n i t i a l h o l d i n g s ( r e p o r t e d on Form F - 7 ) , p u r c h a s e s and s a l e s a g g r e g a t i n g l e s s t h a n 50 s h a r e s d u r i n g t h e month f o r which the r e p o r t i s f i l e d , s t o c k s p l i t s , s t o c k d i v i d e n d s , r i g h t s , and g i f t s . The under- l y i n g r e p o r t s may be i n s p e c t e d a t t h e F e d e r a l Reserve Board o f f i c e s , Washington, D. C. P u b l i c a t i o n of t h i s i n f o r m a t i o n i s i n no sense a r e p r e s e n t a t i o n t h a t i t i s c o r r e c t or complete. On t h e f o l l o w i n g p a g e s , t h e name of t h e bank i s followed by t h e name of t h e p e r s o n r e p o r t i n g and h i s r e l a t i o n s h i p t o the bank. Unless o t h e r w i s e i n d i c a t e d , a l l t r a n s a c t i o n s i n v o l v e t h e b a n k ' s common stock. Any i n d i r e c t i n t e r e s t (through h o l d i n g companies, p a r t n e r s h i p s , t r u s t s , f a m i l y ownership, e t c . ) i s shown below t h e d i r e c t i n t e r e s t . Symbols i n d i c a t e t h e n a t u r e of t h e t r a n s a c t i o n s , i f o t h e r t h a n a purchase o r s a l e , and the n a t u r e of ownership, i f o t h e r t h a n d i r e c t (see "Guide t o Symbols"). GUIDE TO SYMBOLS Reference t o t h e s e symbols i s e s s e n t i a l f o r a f u l l and a c c u r a t e i n t e r p r e t a t i o n of the d a t a r e p o r t e d RELATIONSHIP "0" - O f f i c e r "D" - D i r e c t o r or person performing s i m i l a r f u n c t i o n s "B" - B e n e f i c i a l owner of more t h a n 10 per c e n t of any r e g i s t e r e d e q u i t y s e c u r i t y of the bank "V" - Voting t r u s t e e "T" - T r u s t e e "M" - Member of a d v i s o r y board or honorary d i r e c t o r CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or I n h e r i t a n c e "C" - Compensation "D" - D i s t r i b u t i o n "E" - Exchange or Conversion "F" - E x e r c i s e of r i g h t s "G" - G i f t "S" - Stock d i v i d e n d or s t o c k s p l i t "X" - E x e r c i s e of o p t i o n NATURE OF OWNERSHIP No symbol - S e c u r i t i e s a r e b e n e f i c i a l l y owned d i r e c t l y . "1" - S e c u r i t i e s a r e d i r e c t l y h e l d , but r e p o r t e r d i s c l a i m s any admission t h a t he i s t h e b e n e f i c i a l owner of the s e c u r i t i e s . "2" - S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y through a h o l d i n g company, p a r t n e r s h i p , t r u s t , or o t h e r i n t e r m e d i a r y ; f i g u r e s r e p o r t e d r e p r e s e n t the TOTAL t r a n s a c t i o n s and h o l d i n g s of the intermediary. "3" - Same as i n " 2 , " except t h a t r e p o r t e r d i s c l a i m s any admission t h a t he i s t h e b e n e f i c i a l owner of the s e c u r i t i e s . "4" - S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y through a h o l d i n g company, p a r t n e r s h i p , t r u s t , or o t h e r i n t e r m e d i a r y ; f i g u r e s r e p o r t e d r e p r e s e n t the PROPORTIONATE i n t e r e s t of the r e p o r t e r . "5" - Same as " 4 , " except t h a t r e p o r t e r d i s c l a i m s any a d m i s s i o n t h a t he i s the b e n e f i c i a l owner of t h e s e c u r i t i e s . MONTH-END OWNERSHIP "PR" - H o l d i n g s as p r e v i o u s l y r e p o r t e d . TRANSACTIONS AND MONTH-END OWNERSHIP Reports i n c l u d e d i n t h i s summary were f i l e d with t h e Board of Governors of the F e d e r a l Reserve System d u r i n g the p e r i o d from J u l y 11, 1976 to August 1 0 , 1976 IMPORTANT - See Guide t o Symbols on p r e c e d i n g page BANK REPORTING PERSON INDIRECT ACCOUNT TRANSACTION AND OWNERSHIP SYMB01 § E H § CO s 13 DATE OF TRANSACTION AGGREGATE TRANSACTIONS Bought or Sold or MONTH-END Otherwise Otherwise Acquired Disposed of OWNERSHIP BANK OF SUFFOLK COUNTY (Stony Brook, New York) James T. McCarthy 0 7-20-76 400 800 D 6 - 4-76 500 900 768 OD 5-11-76 6 - 4-76 BEAVER TRUST COMPANY (Pennsylvani a ) Abe F a r k a s Horace J . Thomas I I I 2 290 2 500 390 3,843 THE DOLLAR SAVINGS AND TRUST COMPANY (Youngstown, Ohio) N i l s P. Johnson D 7 - 9-76 OD 6- 7-76 6-18-76 2 75 679 155 FIRST COMMERCIAL BANK (Arlington, Virginia) Donald A. Cooke Panos G. K o u t r o u v e l i s , M.D. C h a r l e s Edward T a y l o r OD 6-18-76 OD 6-18-76 2 500 113 112 5,567 1,270 112 5,591 1,270 2 2 4,304 3,097 - 2 - FR 6 7 1 REPORTING PERSON INDIRECT ACCOUNT RELATIONSHIP BANK 1 1 # cn cn t> DATE OF TRANSACTION AGGREGATE TRANSACTIONS Bought or O Otherwise en 2; Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP METROPOLITAN BANK (Tampa, F l o r i d a ) Harry L. T r u l y , J r . D 6-22-76 2 12,100 5,400 800 NASSAU TRUST COMPANY (Glen Cove, New York) Joseph G. Shapiro Warren I . T i t u s D 6— 9—76 6— 9 - 7 6 D 6-24-76 D 6-2-76 D 6— 2—76 D 7 - 9-76 7-16-76 265 1,895 3 2 3,925 47,561 6,897 -010,678 100 18,011 THE OHIO CITIZENS TRUST COMPANY (Toledo) Marvin H. R o r i c k , S r . 2 PIEDMONT TRUST BANK (Martinsville, Virginia) William F. S t o n e , J r . 2 500 500 250 11,790 i4o 182 i4,6o4 SOUTHWEST BANK OF ST. LOUIS (Missouri) Leopold Oldani THE SYLVANIA SAVINGS BANK COMPANY (Ohio) P a u l W. Z e i t n e r OD 6-30-76 125 2 6,479 6,363 UNITED COUNTIES TRUST COMPANY ( E l i z a b e t h , New Jers 5 ey) Henry G. Largey D 7 - 7-76 2 1,622 io4 3,182 -3- 8 BANK REPORTING PERSON INDIRECT ACCOUNT E H M 2! / # CD cn i> a I S cn DATE 0 Cfi 2 5 OF hd TRANSACTION I s AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP UNITED COUNTIES TRUST COMPANY ( C o n ' t ) 2 2 8,778 B 6 - 1-76 J . S i n c l a i r Armstrong 0 7-29-76 Bonus P l a n T 7-23-76 7-27-76 7-29-76 104 85 1,500 132 6,116 2,000 1,000 6,300 64 J a n i c e H. Levin 8,778 170,200 UNITED STATES TRUST COMPANY OF NEW YORK (New York C i t y ) 200 800 86,561 WYANDOTTE SAVINGS BANK (Michigan) Joseph Gorno, S r . D 7-22-76 John C. Kreger D 7-16-76 2 2
@FedFRASER