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fiiAsLod'CJut /C^9L/7^X- G. 16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 July 1974 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that: reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. # TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from July 11, 1974 to August 10, 1974 IMPORTANT - See Guide to Symbols on preceding page BANK H REPORTING PERSON INDIRECT ACCOUNT • ac M TJ AGG REGATE TRANS ACTIONS Bought or Sold or MONTH-END Otherwise Otherwise Disposed of OWNERSHIP Acquired BANK OF MID-JERSEY (Bordentown Township, New Jersey) G. Edward Koenig D # # DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBO] • s 5 a en r John G. S. Meach D Edward C. Speel 0 6- 4-74 6- 7-74 100 25 1,077 7-23-74 100 12,225 110 1,120 222 7- 2-74 2 BANK OF SMITHTOWN (New York) H. Melville Brush OD 7-15-74 100 5,983 101 100 14,277 360 2 e Frank Radau OD 7-15-74 2 Attmore Robinson, Jr. D 130 7-17-74 2 # EWING BANK A N D TRUST COMPANY (Trenton, New Jersey) Robert David Carr # A . J. Lanning Edward J. McManimon, Jr. Charles A. Riordan * 4,270 2,432 6-25-74 2 1,000 60,000 13,000 6-24-74 2 1,000 8,500 5,000 1,000 4,739 OD D D 6-24-74 796 OD 6-24-74 2 1,000 6, - 36 -2- REPORTING PERSON RELATIONSHIP BANK INDIRECT ACCOUNT 11 53 CO CO > S3 ••"ti H § DATE w OF g TRANSACTION ed a • AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Othe rwi.se Disposed of MONTH-END OWNERSHIP e EWING BANK A N D TRUST COMPANY (Con't) Gordon L. Youngs D 1,000 6-26-74 2 12,500 2,000 # 1,700 300 # THE FIFTH THIRD BANK (Cincinnati, Ohio) John E. Goyert 0 100 6-28-74 THE BARTER BANK & TRUST COMPANY (Canton, Ohio) Sam Krugliak D 7-30-74 300 595 731 $2,100 $4,000 60,592 8,948 400 2 Capital Notes Capital Notes 2 THE LOUISVILLE TRUST COMPANY (Kentucky) # Herbert F. Boehl D 5- 2-74 84 W. Clyde Glass D 6-25-74 200 2 # THE MAPLEWOOD BANK AND TRUST COMPANY (New Jersey) Norman W. Woolley D 75 7-29-74 600 PIEDMONT TRUST BANK (Martinsville, Virginia) Thomas J. Burch # D 7- 2-74 100 2,907 665 101 10,194 125 4,000 1,006 89 2,300 2 Irving M. Groves, Sr. J. Clyde Hooker, Jr. OD 7- 2-74 D 7-14-74 2 Ralph C. Lester # D 6-25-74 # * # -3- BANK • REPORTING PERSON INDIRECT ACCOUNT BANK A N D TRUST s SEARS (Chicago, Illinois) James E k > H O g CO X M •n Thompson Bought or Otherwise Acquired Sold or Otherwise Disposed of 100 100 500 500 100 200 2 2 2 2 2 2 2 Charles H. Candler, Jr. 0 2 115 25.C 1,827 3 100 6,000 2,300 .195 7-15-74 D 7- 9-74 D 22,869.2 4,452 177.691 7-15-74 3 $ 2,965 TRUST COMPANY OF GEORGIA (Atlanta) William C. Wardlaw # MONTH-END OWNERSHIP 4,200 OD 5- 8-74 5- 9-74 5-23-74 6-21-74 6-23-74 7-31-74 Raymond A. Boyer # DATE OF TRANSACTION to 2; COMPANY ft # GO > O H H o GO 2 AGGREGATE TRANSACTIONS 53 CO S3 H UNITED STATES TRUST COMPANY OF NEW YORK (New York City) Edwin A. Heard 0 7-23-74 100 200 T. Richard Spoor 0 7-12-74 , 75 200 Bonus Plan T 6- 3-74 6- 4-74 6-11-74 6-20-74 6-25-74 7-18-74 7-29-74 7-30-74 500 1,500 1,000 500 1,800 r # 997 181 352 395 11 61,887 • 4- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION A N D OWNERSHIP SYMBOL! REPORTING PERSON [RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP VALLEY BANK OF NEVADA (Las Vegas) Jerome D. Mack * • OD 5- 2-74 6-10-74 6-12-74 5- 2-74 6-10-74 6-12-74 2 2 2 2,500 187 309 2,500 213 309 45,034 193,802 S E # # # 1 #
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