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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 February 1973 explanatory note Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from February 11, 1973 to March 10, 1973 IMPORTANT - See Guide to Symbols on preceding page INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBO: REPORTING PERSON RELATIONSHIP BANK AGG REGATE TRANS ACTIONS Bought or Sold or MONTH-END Otherwise Otherwise Acquired Disposed of OWNERSHIP BANK OF SMITHTOWN (New York) Frank Radau 0D 1-19-73 100 10,700 275 100 810 800 2 BROADWAY BANK & TRUST COMPANY (Paterson, New Jersey) Robert Dalzell, Jr. D 2-15-73 2 CORPUS CHRISTI BANK & TRUST (Tex as) Guy I . Warren D 1- 8-73 Louis L. Haber D 10-30-72 J. J. Johnson D 1-31-73 500 17,369 COUNTY BANK OF SANTA CRUZ (California) 200 2,836 259 3,425 THE DETROIT BANK AND TRUST COMP^ NY (Michigan) Burt R. Shurly, Jr. 0 GENESEE MERCHANTS BANK 6c TRUST ( 0 (Flint, Michigan) Edward J. Neithercut . 1- 9-73 1-11-73 2,000 OD 1-18-73 Alexander W. Steinmetz 22 78 0 1- 9-73 2 586 100 1,572 500 600 -2- INDIRECT ACCOUNT DATE OF TRANSACTION ERANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE HARTER BANK & TRUST COMPANY ' (Canton, Ohio) David A. Dorland 0 2 Capital Notes Felix N. Mansager Capital Notes 2- 1-73 $200 22 10 -0- 1- 3-73 $5,000 606 $6,100 300 6,660 120 19,093 4,144 D MAIN BANK AND TRUST (San Antonio, Texas) Norman L. Harwell D 1-10-73 Robert M. Luby D 1-24-73 2 Ellis M. Wilson D 1- 3-73 2 606 5,443 1,856 THE OHIO CITIZENS TRUST COMPANY (Toledo, Ohio) Paul Putman D 1- 5-73 Marvin H. Rorick, Jr. 0 1-11-73 1- 2-73 1- 3-73 Willard I. Webb, III 3,936 1,000 2 2 74 941 12 3,554 481 OD 1- 9-73 81 2,930 0 1-18-73 2- 5-73 25 250 -0- 1-16-73 190 115,910 PIEDMONT TRUST BANK (Martinsville. Virginia) Worth Harris Carter, Jr. SEARS BANK AND TRUST COMPANY (Chicago, Illinois) Profit Sharing Retirement Fund B -3- INDIRECT ACCOUNT DATE OF TRANSACTION rRANSACTION AND 3WNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP SOUTHWEST BANK OF ST. LOUIS (Missouri) Fred A. Giacoma, Sr. OD 2- 7-73 900 2,699 11-10-72 11-17-72 12- 1-72 100 600 300 34,615 TEXAS BANK & TRUST COMPANY OF DALLAS (Texas) T. N. Overton Denys R. Slater, Sr. D D 445 4-24-72 5-26-72 2 2 139 169 169 THE TRUST COMPANY OF NEW JERSEY (Jersey City) Lawrence Ambrosino D 1-19-73 300 -0- Anthony L. Avia D 1-19-73 378 -0- Donald R. Brenner D 1-19-73 200 -0- Joseph P. Donnelly, M. D. D 1-18-73 200 -0- John M. French D 1-19-73 200 -0- Richard F. Kessler D 1-19-73 200 -0- Henry A. Scheyer D 1-19-73 200 -0- Stewart G. Stalnecker D 1- 9-73 1-19-73 1,357 200 -0- 1-18-73 200 -0- Nathan White D UNITED COUNTIES TRUST COMPANY (Elizabeth. New Jersey) George W. Bauer OD 12-15-72 12-21-72 12-28-72 12-15-72 1,688 500 302 3 372 43,080 9,674 -4- INDIRECT ACCOUNT. DATE OF TRANSACTION FRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP [ITED COUNTIES TRUST COMPANY !on't) Raymond W. Bauer Robert J. Bauer Howard J. Cameron J. Harold Collins Henry F. Gehlhaus Dr. Thomas J. Gilmour, Jr. Arthur P. Hassell 0 D OD D D D D 12-15-72 12-21-72 12-15-72 12-21-72 12-15-72 12-21-72 12-15-72 745 230 873 100 22,745 3 715 100 1,319 18,685 32,065 ' 12-15-72 12-15-72 3 208 67 5,411 1,743 12-15-72 12-15-72 2 610 76 15,844 1,952 12-15-72 12-15-72 2 553 502 14,372 13,605 12-15-72 12-15-72 2 123 936 3,176 24,306 12-15-72 12-15-72 3 53 15 1,361 378 51,011 Dorothy B. Hersh D 12-15-72 1,962 William C. Johnson OD 12-15-72 12-18-72 12-15-72 878 William C. Johnson, Jr. Edward A. Kammler, Jr. Mrs. Janice H. Levin 0 D B 19,131 3 3 1,000 3 167 21,809 4,327 12-15-72 12-18-72 12-18-72 2 777 123 300 20,307 300 12-15-72 12-15-72 2 402 92 10,470 2,398 12-15-72 12-15-72 2 111 5,717 2,879 148,590 -5- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND 3WNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP UNITED COUNTIES TRUST COMPANY (Con't) William F. McGuinness D 12-15-72 John A. McManus D 12-15-72 12-15-72 12-15-72 12-15-72 John V. Nostrand 0 205 5,315 2 105 211 2,717 5,585 3 112 19 2,879 483 93 2,394 Howard A. Roberts D 12-15-72 Carton S. Stallard D 12-15-72 12-15-72 3 166 165 4,313 4,264 12-15-72 12-15-72 3 101 5 2,621 110 500 712 100 400 1,400 600 John K. P. Stone, Jr. OD UNI1ED STATES TRUST COMPANY OF NEW YORK (New York City) William L. Crow T 2-26-73 3 Frederick A. 0. Schwarz T 2- 2-73 3 Bonus Plan T 1-15-73 1-16-73 1-17-73 1-19-73 1-23-73 1-24-73 1-31-73 2- 7-73 2-26-73 2-28-73 1,000 500 500 500 1,000 3,360 2,168 38 58 781 37,785 -6 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP WHEELING DOLLAR SAVINGS & TRUS1: CO. (West Virginia) Laurance F. Good Donald H. Hofreuter Ivor G. Thomas D D OD 1-31-73 1-31-73 2 4- 5-72 5-24-72 8-10-72 21 365 21 365 5 21 24 100 1-31-73 1-31-73 2 90 30 90 30 1-22-73 2 100 2,100 500 WYANDOTTE SAVINGS BANK (Michigan) Herman J. Eichenhofer D
@FedFRASER