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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 February 1972 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than SO shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions MB" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "I" _ Trustee "M" - Member of advis_ory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from February 11, 1972 to March 10, 1972 IMPORTANT - See Guide to Symbols on preceding page. REPORTING PERSON INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE BANK OF NEW JERSEY(Camden) Anthony J. DeSimone D 2-9-72 120 500 200 113 1,006 2 CENTRAL BANK (Monroe.Louisiana' G. L. Morgan D M. L. Owens, Jr. 1-4-72 1-4-72 1-5-72 21 50 2 Thad J. Ryan, Jr. D T. H. Scott CITIZENS COMMERCIAL AND SAVING BANK(FIint. Michigan) ClAude 0. Darby, Jr. Gordon A. Fleming Lyle S. Knopf 127 -0- 6-1-71 2 1-25-72 1-28-72 1-31-72 2 2 2 50 15 588 12-30-71 12-30-71 2 6 264 131 3,080 7-21-71 2 100 9,000 4,000 135 D 4,255 588 5,430 l D D D 12-30-71 100 934 166 100 352 348 2 Robert E. Pratt 250 250 OD 12-30-71 2 CITIZENS FIDELITY BANK AND TRUST COMPANY (Louisville.Kv.) Thomas W. Bullitt D 1-21-72 2 A 2 100 5,662 -2- FR 671 REPORTING PERSON INDIRECT ACCOUNT RELATIONSHIP BANK AGGREGATE TRANSACTIONS § £ CO DATE OF TRANSACTION > ju q H H I Bought or hd M Otherwise CO § Acquired i > Sold or Otherwise Disposed of MONTH-END OWNERSHIP CITIZENS FIDELITY BANK AND TRUST COMPANY (Con't) George E. Egger 1-4-72 D 460 1,100 354 168 250 51,180 2 Dinwiddie Lampton, Jr. 1-21-72 D 2 COMMERCE UNION BANK (Nashville, Tennesee) Wade M. Craig, Jr. D 1-31-72 J. Bransford Wallace T> 12-20-71 David K. Wilson 1,000 500 1,000 9,000 84 6,302 4,978 200 5,837 1,000 8,365 849 171 D 1-13-72 2 666 CORPUS CHRISTI BANK (Texas) H. C. Heldenfels D 1-13-72 D 2-15-72 COUNTY BANK OF SANTA CRUZ (California) Anthony E. Allegrini 2 2 THE FIFTH THIRD BANK Cincinnati, Ohio) John J. Schiff Robert A. Cline, Jr. 1-10-72 1-12-72 2-4-72 2,500 600 0 2-28-72 750 2,465 OD 1-28-72 1-7-72 1-28-72 122 200 60 2,659 D 1,000 25,561 FIRST BANK OF COLONIA(N.J.) Lawrence W. Suit S -3- FR 671 S M H q U4 < TRANSACTION AND OWNERSHIP SYMBOL w H INDIRECT ACCOUNT 2i REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Harold G. Bosley Capital Notes 0 Stephen J, Cable D 75 2-11-72 2 64 236 10-1-71 10-4-71 I 2 Capital Notes 0 I I Capital Notes 2-11-72 2 50 2 Robert E. Johnson 0 2-11-72 Felix N. Mansager D 2-19-70 4-21-70 11-16-70 80 S 100 203 100 Capital Notes Curtis C. Martin 0 75 2-11-72 I 2 Capital Notes 2 John M. Tapley MONTH-END OWNERSHIP I THE HARTER BANK AND TRUST CO (Canton. Ohio) Richard H. Davis Sold or Otherwise Disposed of 438 200 $700 600 50 $2,000 $1,000 200 506 $1,100 843 164 $2,500 $900 80 40 80 $200 100 2 927 294 2 300 100 0 2-11-72 515 $2,200 2 Capital Notes HEMPSTEAD BANK (Garden City, New York) Mead W. Stone D 1-25-72 MOUNTAIN TRUST BANK (Roanoke Virginia) 0. D. Oakey, Jr. D 2-7-72 100 -4- FR 671 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed o£ MONTH-END OWNERSHIP MOUNTAIN TRUST BANK(Con't) James Kirk Ring 100 2-14-72 D 2 1,520 46 OHIO CITIZENS TRUST COMPANY (Toledo) Willis F. Day, III 2-23-72 D 1,560 1,840 106 2 Paul Putnam William S. Richards 1,234 1,238 2,768 3,371 -0- 100 2,705 D 2-4-72 2-4-72 Willard I. Webb, III 500 400 2-4-72 2-16-72 D 0 2-8-72 D 2-15-72 2 2 668 OLD KENT BANK AND TRUST CO (Grand Rapids, Michigan) Philip W. Buchen 100 1,056 100 500 9,020 PEOPLES BANK AND TRUST CO (Montgomery* Alabama) J. Hunter Flack D 2-4-72 2 PRINCETON BANK AND TRUST CO (New Jersey) J. Reginald Pierson D 12-10-71 12-30-71 12-10-71 2 38 1 26 1,400 50 54 254 THE SAVINGS AND TRUST COMPANY OF INDIANA (Pennsylvania) H. Vernon Fritchman D 2-11-72 -5- FR 671 REPORTING PERSON INDIRECT ACCOUNT RELATIONSHIP BANK «rtS-N AGGREGATE TRANSACTIONS m as pd CA cn > DATE OF TRANSACTION . Bought or Otherwise tn % 1 Acquired S 3 I ► 63 25 S Sold or Otherwise Disposed of MONTH-END OWNERSHIP ' * SEARS BANK AND TRUST COMPANY OF CHICAGO (Illinois) Profit Sharing Plan B 257 2-3-72 2-14-72 2-18-72 500 50 12-16-71 1,411 8,816 4,000 7,234 1,380 300 500 56,387 SOUTHWEST BANK OF ST. LOUIS (Missouri) I. A. Long OD 3 2 2 SUMMIT AND ELIZABETH TRUST CO (New Jersey) Thomas D. Sayles, Jr. 0 2-3-72 TEXAS BANK AND TRUST CO OF DALLAS (Texas) 400 100 7-20-71 11-12-71 John R. Hill, Jr. D Clyde Skeen D June 1971 P. B. Garrett D 7-20-71 D 1-28-71 100 10,000 500 980 100 TRUST COMPANY OF GEORGIA (Atlanta) Jack Adair 36,200 404 200 36,000 2 2 John W. Grant, Jr. William C. W 9,000 600 500 400 D 8-19-70 3 3 3 3 3-13-70 2 2 2 3 1,000 D -0- 11,000 1,266 360 50 m -6- FR 671 REPORTING PERSON INDIRECT ACCOUNT RELATIONSHIP BANK DATE OF TRANSACTION AGGREGATE § g S a TRANSACTIONS cn in > S 3 Bought or Sold or' TJ.M w szi Otherwise Otherwise Acquired Disposed of MONTH-END OWNERSHIP u UNION BANK AND TRUST COMPANY (Montgomery, Alabama) Robbins Taylor 407 D 8-11-70 11-20-70 12-10-70 12-31-70 2 2 2 2 50 46 100 104 778 THE UNION SAVINGS TRUST CO (Warren, Ohio) John E. Kerr D 1-31-72 1-31-72 2 2 1,047 2,093 28 1,278 -0- UNION TRUST COMPANY OF MARYLAND(Baltimore) Charles E. Brookes D Morton K. Blaustein D 2-24-72 2-24-72 100 50 5-25-71 5,143 200 38,980 57,420 27,042 2 2 2 3 UNITED CALIFORNIA BANK (Los Angeles) Western Bancorporation B 3-3-69 3-25-69 4-1-69 4-9-69 4-30-69 5-8-69 5-9-69 6-2-69 6-11-69 9-15-69 12-9-69 1-29-70 2-11-70 2-27-70 3-9-70 3-18-70 2-23-70 2,805 1,150 80 40 40 1,052 157 130 40 950 28 54 50 28,686 40 40 40 -7- FR 671 -8- FR 671 <5 - tr* BANK > REPORTING PERSON INDIRECT ACCOUNT o z to SB M TJ 3 - AGGREGATE TRANSACTIONS £ B DATE OF TRANSACTION > EC q w H Bought or ►U M o Otherwise to Z a> Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP z o WARREN BANK (Ohio) Harold Samhat 161 100 167 119 9-3-71 9-15-71 11-16-71 1-4-72 1,258 WHEELING DOLLAR SAVINGS AND TRUST COMPANY (West Virginia) Laurance F. Good 9-18-68 5-31-68 10-20-71 12-7-71 2S 2 2 1 2 31 46 21 179
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