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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 February 1970 EXPLANATORY NOTE Information In this Summary has been drawn from reports on Form F-8 , "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than SO shares during the month for which the report, is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W«, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0 " - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "X" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4 " - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as ”4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from February 11, 1970 March 10, 1970 IMPORTANT - See Guide to Symbols on preceding page INDIRECT ACCOUNT DATE OF TRANSACTIOH TRANSACTION AND OWNERSHIP SYMBO: REPORTING PERSON RELATIONSHIP BANK AGG REGATE TRANS ACTIONS Bought or Sold or Otherwise Otherwise MONTH-END Acquired Disposed of OWNERSHIP BANK OF THE COMMONWEALTH (Detroit, Michigan) Common Stock Warrants BOC Investment Company * B Herbert Fisher * BOC Investment Company D Horace C. Ford * BOC Investment Company D Thomas Go Gies * BOC Investment Company D Norman E. Kleinert * BOC Investment Company 0 Donald H. Parsons * (1) BOC Investment Company Griswold Investment Co* Parsons Investment Co® 01 Thomas Ho Wagner * BOC Investment Company Griswold Investment Co. Parsons Investment Co. * The above-named persons continue to own shares of common stock and 5.82% Cumu lative Preferred Stock previously reported. (1) Amended Report 1-23-70 200 180,200 1-23-70 2 200 -0 180,200 1-23-70 2 200 140 180,200 1-23-70 2 200 180,200 1-23-70 2 200 -0 180,200 1-23-70 2 2 2 200 1-23-70 2 2 2 200 20 0D 51 90,200 30,000 75,000 -0 90,200 30,000 75,000 -2- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP BANK OF DELAWARE (Wilmington Edwin P. Neilan OD 2-18-70 2-18-70 3 50 150 1,600 1,600 THE BANK OF WOOD COUNTY COMPANY (Bowling Green, Ohio Willard Rinebold D 2- 5-70 50 840 330 100 1 2 ,2 0 0 75 4,068 450 3 BROADWAY BANK & TRUST COMPAN l (Paterson, New Jersey) George Kent D 12-30-69 CENTRAL TRUST COMPANY ROCHES rER NoY. Elmer B. Milliman 0 1- 7-70 2 COMMERCE UNION BANK (Nashville, Tennessee) Edward Nelson 2 2 115 2 2 123 73,973 755 202 202 12- 2-69 12-10-69 1 ,0 0 0 1 ,0 0 0 5,385 D 1-15-70 500 3,544 D 11-14-69 10- 9-69 11-17-69 350 12- 2-69 Edward Potter * 1 0 12-31-69 Randolph C. Wood 8,204 115 0 D * Amended Report COUNTY BANK OF SANTA CRUZ (California) Worth A. Brown DETROIT BANK AND TRUST COMPANY (Michigan) Jason 1.. Honigman 100 3 2 250 2,600 -0 2,500 -3 - INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP DETROIT BANK AND TRUST COMPANY (Michigan) (Cont'd) Cleveland Thurber D 2- 5-70 100 14,200 3,500 310 7,108 2 EWING BANK AND TRUST COMPANY (Trenton, New Jersey) Philip Scozzari D 2- 2-70 D 1-20-70 FIDELITY BANK (Los Angeles, California) Stephen B* Maher 717 1,732 112 1,545 -0 - THE FIFTH THIRD BANK (Cincinnati, Ohio) Sanford Mo Brooks D 2 10 May Julius W. Reif 68 0 2-10-70 D 1-27-70 1- 5-70 1- 9-70 1-14-70 1-20-70 1-23-70 1-27-70 2 2 375 1,275 178 300 517 400 1,360 784 712 4,585 32,602 312 822 FIRST TRUST 6c DEPOSIT COMPAN l (Syracuse, New York) Hugh Douglas Barclay Joseph Spector D 1-16-70 Frank H. Foy D 2-25-70 Henry Hoffman D 2 2 2 2 2 2 HANCOCK BANK 6c TRUST COMPANY (Quincy, Massachusetts) 100 2,635 655 2-19-70 2 100 100 -4- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP HOUSTON BANK & TRUST COMPANY (Texas) Carl Biehl D 574 142 $7,200 $2,400 100 1- 8-70 2 57o Convertible Cap. Deb. 2 Charles L. Bybee Forrest S. Warren 57» Convertible Cap. debentures 0 D 420 337 9-25-69 9-30-69 1-13-70 4,000 14,798 61 $218,400 MOUNTAIN TRUST BANK (Roanoke. Virginia) David H. Burrows D 2- 9-70 200 387 Thomas P. Parsley OD 2- 9-70 100 6 ,1 0 0 0 1-22-70 1-26-70 1-22-70 S 2S 1 1-27-70 1-22-70 3 3S 135 1-20-70 1-20-70 S THE NORTHERN TRUST COMPANY (Chicago, Illinois) Edward D. McGrew Philip W. K. Sweet, Jr. Thrift Incentive Plan 1 517 43 50 40 135 542 0 T 1 155 1 12,218 100 684 394 450 4,960 5,000 THE OHIO CITIZENS TRUST COMPANY (Toledo) Willis F. Day, III D 1-14-70 2 PEOPLES BANK & TRUST CO. (Montgomery, Alabama) J. Hunter Flack D 1-19-70 3-14-66 2 -5- iir s > H M BANK £30 CO > CO O 25 REPORTING PERSON CO EC M INDIRECT ACCOUNT DATE OF TRANSACTION EC q M H ►V M o CO 2 ! w 2 > 2; AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP SEARS BANK & TRUST COMPANY (Chicago, Illinois) Savings & Profit Sharing Retirement Plan B 2- 2-70 2- 6-70 2-16-70 T 150 345 200 57,272 100 700 $ 10 ,0 0 0 221 -0 $ 10 ,0 0 0 1,250 SOUTHWEST BANK OF ST. LOUIS (Missouri) Roger C. Shirtum D 1-30-70 STATE STREET BANK & TRUST COMPANY (Boston, Mass.) F. Murray Forbes, Jr. Convertible Cap. Notes D 2-20-69 Curtis M. Hutchins 2 D 2-26-69 200 B 12- 1-69 12-12-69 12-15-69 12-17-69 28,759 14,597 21,391 393,795 1-20-70 300 2 ,0 0 0 TOWER GROVE BANK & TRUST COMPANY (St. Louis, Mo.) T. G. Bancshares Co. 900 * * Director's Qualifying Shares THE TRUST COMPANY OF NEW JERSEY (Jersey City) Lawrence Ambrosino D James C. Tremaine D 2 12 December 69 2 15,062 269,243 1-26-70 2- 2-70 3 50 50 50 50 UNITED STATES TRUST COMPANY OF NEW YORK (New York City) Edward K. Block 0 -6- rSri "gTT" > w H W > h* BANK M REPORTING PERSON O 2! cn P wS INDIRECT ACCOUNT W q M H *T3 M DATE w § OF $ > TRANSACTION w z AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed o£ MONTH-END OWNERSHIP VALLEY BANK OF NEVADA (Las Vegas) R. Julian Moore D 7- 1-69 1 ,0 0 0 4,000 Herb Stout OD 7- 1-69 2,400 4,360 D 1-27-70 D Frederick D. Kassab 57c Convertible Cap. Note 3 1-27-70 WARREN BANK (Michigan) Charles Kassab 200 200 -0 32,964 $548,800 WHEELING DOLLAR SAVINGS & TRUST COMPANY (West Va.) Charles P. Mead D 2-10-70 2 2 55 694 117 62
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