View original document

The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.

G. 16

BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM
Washington,D. C. 20551

Summary of Equity Security Transactions and Ownership of Directors,
Officers, and Principal Stockholders of Member State Banks




as Reported Pursuant to Section 16(a) of the
Securities Exchange Act of 1934
August 1974

EXPLANATORY NOTE
Information in this Summary has been drawn from reports on
Form F-8, "Statement of Changes in Beneficial Ownership of Securities,"
filed with the Board of Governors of the Federal Reserve System.

In

the interest of simplification, the Summary omits reported data with
respect to initial holdings (reported on Form F-7), purchases and sales
aggregating less than 50 shares during the month for which the report
is filed, stock splits, stock dividends, rights, and gifts.

The under-

lying reports may be inspected at the Federal Reserve Board offices,
Washington, D. C.

Publication of this information is in no sense a

representation that it is correct or complete.
On the following pages, the name of the bank is followed by
the name of the person reporting and his relationship to the bank.
Unless otherwise indicated, all transactions involve the bank's common
stock.

Any indirect interest (through holding companies, partnerships,

trusts, family ownership, etc.) is shown below the direct interest.
Symbols indicate the nature of the transactions, if other than a
purchase or sale, and the nature of ownership, if other than direct
(see "Guide to Symbols").




GUIDE TO SYMBOLS
Reference to these symbols is essential for a full
and accurate interpretation of the data reported
RELATIONSHIP
"0" - Officer
"D" - Director or person performing similar functions
"B" - Beneficial owner of more than 10 per cent of any registered
equity security of the bank
"V" - Voting trustee
"T" - Trustee
"M" - Member of advisory board or honorary director
CHARACTER OF TRANSACTION
No symbol - Purchase or Sale
"B" - Bequest or Inheritance
"C" - Compensation
"D" - Distribution
"E" - Exchange or Conversion
"F" - Exercise of rights
"G" - Gift
"S" - Stock dividend or stock split
"X" - Exercise of option
NATURE OF OWNERSHIP
No symbol - Securities are beneficially owned directly.
"1" - Securities are directly held, but reporter disclaims any
admission that he is the beneficial owner of the securities,
"2" - Securities are beneficially owned indirectly through a holding
company, partnership, trust, or other intermediary; figures
reported represent the TOTAL transactions and holdings of the
intermediary.
"3" - Same as in "2," except that reporter disclaims any admission
that he is the beneficial owner of the securities.
"4" - Securities are beneficially owned indirectly through a holding
company, partnership, trust, or other intermediary; figures
reported represent the PROPORTIONATE interest of the reporter.
"5" - Same as "4," except that reporter disclaims any admission that
he is the beneficial owner of the securities.
MONTH-END OWNERSHIP
"PR" - Holdings as previously reported.




•

TRANSACTIONS AND MONTH-END OWNERSHIP
Reports included in this summary were filed with the Board of Governors of the
Federal Reserve System during the period from
August 11, 1974 to

September 10,1974

IMPORTANT - See Guide to Symbols on preceding page

REPORTING PERSON
INDIRECT ACCOUNT

DATE
OF
TRANSACTION

TRANSACTION AND
TRANSACTION AND
OWNERSHIP SYMBOJ
OWNERSHIP SYMBOJ

#

RELATIONSHIP
RELATIONSHIP

BANK

AGGIREGATE
TRANSACTIONS
Bought or Sold or
MONTH-END
Otherwise Otherwise
Acquired Disposed of OWNERSHIP

^COMMERCIAL TRUST COMPANY OF
NEW JERSEY (Jersey City)
Robert L. Boyle

D

7 -1-74

0

Irving C. Johnson

D

8-20-74

2
43

19,286
11,085

200

2

1,501
56

2
Fracis J. Mertz
h

Peter J. O'Brien

D
0

7- 5-74

105
895

370

7-18-74

171
29

2

- 0132

COUNTY BANK OF SANTA CRUZ
(California)
0

Stephen Wyckoff

D

8- 8-74
8-20-74

100
69

1,169

FARMERS & MERCHANTS BANK OF
CENTRAL CALIFORNIA (Lodi)
(y C. A. Wishek
f

OD

7-15-74

D

8-20-74

60

10,334

THE BARTER BANK & TRUST COMPANY
(Canton, Ohio)

m

s

Herbert A . Jones
*




253

374

BANK
REPORTING PERSON
INDIRECT ACCOUNT

II

I
8
c
n
B
•
D

*po C
O
C >
O
S3
ff H
t
o
C 2
O

AGGREGATE
TRANSACTIONS

DATE
OF
TRANSACTION

Is

Bought or
Otherwise
Acquired

7-18-74
7-10-74
7-25-74

2
2

100
400
100

Sold or
Otherwise
Disposed of

MONTH-END
OWNERSHIP

HEMPSTEAD BANK (Garden City,
New York)
Mead W. Stone

D

1,127
994

THE LOUISVILLE TRUST COMPANY
(Kentucky)
W. Clyde Glass

Paxton M. Wilt

D

D

7- 1-74
7- 3-74
7- 8-74
7-31-74

100
260
2
100
20
2

9,308
400
2,311
82

THE SAVINGS & TRUST COMPANY OF
INDIANA (Pennsylvania)
S. W. Jack, Jr.

D

8-13-74

D

2

8-16-74
8-28-74

100

7,345

TRUST COMPANY OF GEORGIA
(Atlanta)
Wadley R. Glenn

1,000
2,300
3

69,260
200

UNION BANK & TRUST COMPANY
(Montgomery, Alabama)
H. 0. Davis

D

7-12-74

2

100

7,094
150

UNITED COUNTIES TRUST COMPANY
(Elizabeth, New Jersey)
Robert J. Bauer




D
7-12-74

3

300

19,738
36,045

BANK
REPORTING PERSON

RELATIONSHIP
RELATIONSHIP

i

INDIRECT ACCOUNT

S C3
O Z
C £
O >
S 3

AGGREGATE
TRANSACTIONS

td H
Bought or
DATE
Otherwise
OF
§! s
>
TRANSACTION w z Acquired

to §

Sold or
Otherwise
Disposed of

MONTH-END
OWNERSHIP

UNITED STATES TRUST COMPANY OF
NEW YORK (New York City)
Bonus Plan




T

8-20-74

227

61,660