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G. 16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 August 1974 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities, "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. • TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from August 11, 1974 to September 10,1974 IMPORTANT - See Guide to Symbols on preceding page REPORTING PERSON INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOJ # RELATIONSHIP BANK AGGIREGATE TRANSACTIONS Bought or Sold or MONTH-END Otherwise Otherwise Acquired Disposed of OWNERSHIP ^COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Robert L. Boyle D 7 -1-74 2 0 Irving C. Johnson D 8-20-74 2 43 19,286 11,085 200 1,501 56 2 Fracis J. Mertz h Peter J. O'Brien D 0 7- 5-74 105 895 370 7-18-74 171 29 2 - 0132 COUNTY BANK OF SANTA CRUZ (California) 0 Stephen Wyckoff D 8- 8-74 8-20-74 100 69 1,169 FARMERS & MERCHANTS BANK OF CENTRAL CALIFORNIA (Lodi) (fy C. A. Wishek OD 7-15-74 D 8-20-74 60 10,334 THE BARTER BANK & TRUST COMPANY (Canton, Ohio) m s Herbert A*. Jones 253 374 BANK REPORTING PERSON INDIRECT ACCOUNT II I 8 cn B •D *po CO CO > S3 ftf H o CO 2 AGGREGATE TRANSACTIONS DATE OF TRANSACTION Is Bought or Otherwise Acquired 7-18-74 7-10-74 7-25-74 2 2 100 400 100 Sold or Otherwise Disposed of MONTH-END OWNERSHIP HEMPSTEAD BANK (Garden City, New York) Mead W. Stone D 1,127 994 THE LOUISVILLE TRUST COMPANY (Kentucky) W. Clyde Glass Paxton M. Wilt D D 7- 1-74 7- 3-74 7- 8-74 7-31-74 100 260 2 100 20 2 9,308 400 2,311 82 THE SAVINGS & TRUST COMPANY OF INDIANA (Pennsylvania) S. W. Jack, Jr. D 8-13-74 D 8-16-74 8-28-74 2 100 7,345 TRUST COMPANY OF GEORGIA (Atlanta) Wadley R. Glenn 1,000 2,300 3 69,260 200 UNION BANK & TRUST COMPANY (Montgomery, Alabama) H. 0. Davis D 7-12-74 2 100 7,094 150 UNITED COUNTIES TRUST COMPANY (Elizabeth, New Jersey) Robert J. Bauer D 7-12-74 3 300 19,738 36,045 BANK REPORTING PERSON RELATIONSHIP i INDIRECT ACCOUNT SO CZ3 CO £> S 3 AGGREGATE TRANSACTIONS t-d H Bought or DATE Otherwise OF §! s> TRANSACTION w z Acquired to § Sold or Otherwise Disposed of MONTH-END OWNERSHIP UNITED STATES TRUST COMPANY OF NEW YORK (New York City) Bonus Plan T 8-20-74 227 61,660