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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington, D. C. 20551 Summary of Equity S e c u r i t y T r a n s a c t i o n s and Ownership of D i r e c t o r s , O f f i c e r s , and P r i n c i p a l Stockholders of Member S t a t e Banks as Reported Pursuant t o S e c t i o n 16(a) of t h e S e c u r i t i e s Exchange Act of 193^ A p r i l 1980 EXPLANATORY NOTE I n f o r m a t i o n i n t h i s Summary has been drawn from r e p o r t s on Form F - 8 , "Statement of Changes i n B e n e f i c i a l Ownership of S e c u r i t i e s , " f i l e d w i t h t h e Board of Governors of t h e F e d e r a l Reserve System. In t h e i n t e r e s t of s i m p l i f i c a t i o n , t h e Summary omits r e p o r t e d d a t a with r e s p e c t t o i n i t i a l holdings ( r e p o r t e d on Form F - 7 ) , purchases and s a l e s a g g r e g a t i n g l e s s than 50 shares during t h e month f o r which t h e r e p o r t i s f i l e d , stock s p l i t s , stock d i v i d e n d s , r i g h t s , and g i f t s . The under- l y i n g r e p o r t s may be i n s p e c t e d a t t h e F e d e r a l Reserve Board o f f i c e s , Washington, D. C. P u b l i c a t i o n of t h i s i n f o r m a t i o n i s i n no sense a r e p r e s e n t a t i o n t h a t i t i s c o r r e c t or complete. On t h e following p a g e s , t h e name of t h e bank i s followed by t h e name of t h e person r e p o r t i n g and h i s r e l a t i o n s h i p t o t h e bank. Unless otherwise i n d i c a t e d , a l l t r a n s a c t i o n s involve t h e b a n k ' s common stock. Any d i r e c t i n t e r e s t (through holding companies, p a r t n e r s h i p s , t r u s t s , f a m i l y ownership, e t c . ) i s shown below t h e d i r e c t i n t e r e s t . Symbols i n d i c a t e t h e n a t u r e of t h e n a t u r e of ownership, i f o t h e r t h a n d i r e c t ( s e e "Guide t o Symbols"). GUIDE TO SYMBOLS Reference t o t h e s e symbols i s e s s e n t i a l f o r a f u l l and a c c u r a t e i n t e r p r e t a t i o n of t h e d a t a r e p o r t e d RELATIONSHIP "0" - O f f i c e r "D" - D i r e c t o r or p e r s o n performing s i m i l a r f u n c t i o n s "B" - B e n e f i c i a l owner of more than 10 p e r cent of any r e g i s t e r e d e q u i t y s e c u r i t y of t h e bank "V" - Voting t r u s t e e "T" - T r u s t e e "M" - Member of a d v i s o r y board or honorary d i r e c t o r CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or I n h e r i t a n c e "C" - Compensation "D" - D i s t r i b u t i o n "E" - Exchange or Conversion " F " - E x e r c i s e of r i g h t s "G" — G i f t "S" - s t o c k dividend or stock s p l i t "X" - E x e r c i s e of o p t i o n NATURE OF OWNERSHIP No symbol - S e c u r i t i e s a r e b e n e f i c i a l l y owned d i r e c t l y . ^ "1" - S e c u r i t i e s a r e d i r e c t l y h e l d , b u t r e p o r t e r d i s c l a i m s any admission t h a t he i s t h e b e n e f i c i a l owner of t h e s e c u r i t i e s . "2" - S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y through a holding company, p a r t n e r s h i p , t r u s t , or o t h e r i n t e r m e d i a r y ; f i g u r e s r e p o r t e d r e p r e s e n t t h e TOTAL t r a n s a c t i o n s and h o l d i n g s of t h e intermediary. "3" - Same a s i n " 2 " , except t h a t r e p o r t e r d i s c l a i m s any admission t h a t he i s t h e b e n e f i c i a l owner of t h e s e c u r i t i e s . "4" - S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y through a h o l d i n g company, p a r t n e r s h i p , t r u s t , or other i n t e r m e d i a r y ; f i g u r e s r e p o r t e d r e p r e s e n t t h e PROPORTIONATE i n t e r e s t of t h e r e p o r t e r . "5" - Same a s " 4 " , except t h a t r e p o r t e r d i s c l a i m s any admission t h a t he i s t h e b e n e f i c i a l owner of t h e s e c u r i t i e s . MONTH-END OWNERSHIP "PR" - Holdings a s p r e v i o u s l y r e p o r t e d . TRANSACTIONS AND MOUTH-END OWNERSHIP Reports included i n t h i s summary were f i l e d with t h e Board of Governors of t h e Federal Reserve System during t h e p e r i o d from A p r i l 11, 1980 to May 10, 1980 IMPORTANT - See Guide t o Symbols on preceding page REPORTING PERSON INDIRECT ACCOUNT 1 ! TRANSACTION AND OWNERSHIP SYMBOL BANK DATE OF TRANSACTION AGGREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise MONTH-END Acquired Disposed of OWNERSHIP BANK OF THE COMMONWEALTH ( D e t r o i t , Michigan) John C. McCabe D 12-22-77 12-27-77 1,000 1,000 2,750 100 128 1,200 1,446 150 92 4oo 929 400 BEAVER TRUST COMPANY (Pennsylvania) Abe Farkas D 3 - 3-80 2 CHEMUNG CANAL TRUST COMPANY (Elmira, New York ) Boyd McDowell I I D 4-10-80 THE DOLLAR SAVINGS AND TRUST COMPANY (Youngstown, Ohio) Thomas A. Cleary D N i l s P. Johnson D 3-18-80 Alexander K. P h i l l i p s D 3 250 6,672 814 3 1,319 O O 001 001 0-00 l H1 00-d- William R. Powell 4-14-80 D 3- 7-80 3 3 150 42 100 60 3,033 306 FR 671 INDIRECT ACCOUNT 1 1 0 DATE OF TRANSACTION 0 4-25-80 0 4-17-80 OWNERSHIP SYMBOL REPORTING PERSON 1 XKAINSAUTIUN AND BANK - 2 - \ ! AGGREGATE TRANSACTIONS Bought 0]r| Sold or Otherwise2 Otherwise MONTH-END • Acquired Disposed of ' OWNERSHIP FARMERS & MERCHANTS BANK OF CENTRAL CALIFORNIA (Lodi) Harry C. Schumacher 150 2,368 155 2,346 534 FIRST BANK OF COLONIA (New J e r s e y ) Charles Schwenzer William G. Werson OD 4-17-80 2 2 111 228 1,805 100 3,l4o 49 3,265 4,242 MANCHESTER STATE BANK ( C o n n e c t i c u t ) Roxie E. Leone D 1-10-80 D 2-28-80 THE OHIO CITIZENS TRUST COMPANY (Toledo) W i l l i s F. Day 2 Don T. McKone Paul Putman 3-21-80 2 3 - 7-80 2 1,338 1,890 280 D 0 500 150 100 O O 00 00 1 1 \Q GO OJ OJ I 1 CO CO Gregory L. Tunis D 2 805 7,000 461 150 THE SAVINGS & TRUST COMPANY OF PENNSYLVANIA (Indiana) R. W. F i s c u s S. W. J a c k , J r . OD 4-18-80 D 4-18-80 2 66 3,692 66 16,063 FR 671 # -3- ——BANK REPORTING PERSON INDIRECT ACCOUNT I 1 8 T) I ; ! AGGREGATE TRANSACTIONS DATE a s Bought o]r| Sold or •d H Otherwise2 Otherwise MONTH-END OF TRANSACTION CO £! Acquired Disposed of ' OWNERSHIP THE SCHENECTADY TRUST COMPANY (New York) # Charles W. C a r l , J r . D 4-15-80 100 700 Bernard J . King D 4-15-80 100 410 D 2-20-80 106 16,058 254 UNITED COUNTIES TRUST COMPANY ( E l i z a b e t h , New J e r s e y ) * John E. Holobinko 2 VALLEY BANK OF NEVADA (Las Vegas) ^ Jerome D. Mack OD 3-11-80 3-21-80 2 2 110,678 200 1,075 493,882 279 636 500 9,742 3,036 WYANDOTTE SAVINGS BANK (Michigan) Donald R. Burd D 4-14-80 Joseph Gorno, S r . D 4-30-80 • • • • 2
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