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t 4. 6.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 April 1975 GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from April U , 1975 to May 10, 1975 IMPORTANT - See Guide to Symbols on preceding page §3 £ BANK REPORTING PERSON INDIRECT ACCOUNT AGGREGATE 20 cn TRANSACTIONS H £5 CO 5 3 Bought or Sold or DATE to §Otherwise Otherwise MONTH-END S OF •y TRANSACTION g > Acquired Disposed of OWNERSHIP oo § # BANK OF SMITHTOWN (New York) Maude H. Bach D 4-17-75 300 2 David Brown H. Melville Brush John Oechslin # D 4- 2-75 0D 4- 2-75 D 4- 8-75 2 2 2 18,811 1,838 6,497 100 100 # 100 6,133 101 80 120 913 953 # 190 350 # BEAVER TRUST COMPANY (Pennsylvania) Charles D. Henderson D 3- 5-75 Stewart P. McConnel D 3-18-75 4- 1-75 110 100 2 4,848 2,056 # BURLINGTON BANK AND TRUST COMPANY (North Carolina) Charles A. Benson OD 4- 9-75 2 500 1,430 370 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Aaron Last e D 4- 1-75 200 24,200 # -2 - FR 671 BANK REPORTING PERSON INDIRECT ACCOUNT RELATIONSHIP # ii sE pd cn AGGREGATE TRANSACTIONS co i> DATE OF TRANSACTION # hd H CO 25 a > B a Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP COUNTY BANK OF SANTA CRUZ (California) e D 3- 6-75 Alexander K. Phillips,M.D. D 4-28-75 John F. Tyler D 4-28-75 D 3-21-75 A. R. Morgan 1,411 —0— THE DOLLAR SAVINGS AND TRUST COMPANY (Youngstown, Ohio) # e 1,750 300 100 1,532 1,009 3 FIRST BANK OF COLONIA (New Jersey) Eugene J. Gosselin, M.D. 2 # 100 2 301 453 453 2,926 453 THE LOUISVILLE TRUST COMPANY (Kentucky) D. Paul Alagia, Jr. D 3-26-75 200 2 114 1,670 THE MAPLEWOOD BANK AND TRUST COMPANY (New Jersey) Norman W. Woolley D 4- 9-75 D 3-31-75 70 700 140 2,065 716 THE OBERLIN SAVINGS BANK COMPANY (Ohio) # Henry Makruski 2 SAVANNAH BANK AND TRUST COMPANY (Georgia) # Wesley Espy D 1-16-75 100 1,000 John W. Middleton D 8- 5-74 300 3,465 Edward A. Perkins D 1-16-75 100 3,767 3,421 # 2 -3- FR 671 BANK REPORTING PERSON INDIRECT ACCOUNT 8 E 1 5 H 11 pa co DATE OF TRANSACTION AGGREGATE TRANSACTIONS co > S 3 Bought or hd H tz> 2$ Otherwise Acquired M Sold or Otherwise Disposed of s MONTH-END OWNERSHIP * SEARS BANK AND TRUST COMPANY (Chicago, Illinois) Morris A. Kaplan Lawrence L. O'Connor Stanley H. Richards James Thompson D D 0 D 4-18-75 6,674 2 6,674 2 200 2 775 4-18-75 4-10-75 3-14-75 3-26-75 4- 4-75 4-18-75 3-26-75 3-27-75 4- 4-75 4- 7-75 4-18-75 200 6,674 200 250 200 775 1,000 980 • 8,851 1,492 .2 2 2 2 2 1,173 1,492 1,173 8,851 1,492 8,851 1,492 1,173 4,200 • 1,173 11,516 • THE UNION BANK AND SAVINGS COMPANY (Bellevue, Ohio) Arthur D. Wolfe # D 1,250 10- 1-73 6-10-74 10- 1-73 750 2,567 4,110 • UNION BANK & TRUST COMPANY (Montgomery, Alabama) Robert F. Henry D 3- 5-75 100 1,750 2 • UNITED COUNTIES TRUST COMPAQ (Elizabeth, New Jersey) Mrs. Janice H. Levin B 12- 7-74 12-17-74 1- 3-75 12- 7-74 12-17-74 1- 3-75 3,764 2,545 2 2 2 6,051 776 574 252 3,512 3,321 322 8,825 • 155,008 • -4- FR 671 # BANK REPORTING PERSON INDIRECT ACCOUNT # 3 E 8 H 1 11 :s & CO CA t> DATE OF TRANSACTION 58 u AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP UNITED STATES TRUST COMPANY OF NEW YORK (New York City) • Bonus Plan T 4-16-75 4-28-75 2 2,300 756 65,306 WYANDOTTE SAVINGS BANK (Michigan) # Joseph Gorno, Sr. E # E # E • D 4-23-75 650 4,369 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols").
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