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FOREIGN DIRECT INVESTMENT
IN THE
UNITED STATES
1992 Transactions
U.S. DEPARTMENT OF COMMERCE
International Trade Administration
H IE
FEDERAL
RESERVE
RANKof
ST. LOUIS
R e s < . .i«
:
rary
FOREIGN DIRECT INVESTMENT
IN THE UNITED STATES
1992 Transactions
U.S.
DEPARTMENT OF COMMERCE
vt/v
International Trade Administration
Office of Trade and Economic Analysis
AUGUST 1993
FOREWORD
This report covering 1992 is one of an annual series of publications on foreign
direct investment transactions in the United States. The reports have been
prepared by the Office of Trade and Economic Analysis and its predecessor
units, the Office of Trade and Investment Analysis, the Office of International
Investment, and the Office of Foreign Investment in the United States.
Listings of individual foreign direct investment transactions in the United
States are especially useful to government and private sector analysts needing
information on the investment activities of prominent foreign firms and
individuals in the United States. This publication incorporates information
from a wide variety of public sources; efforts were made to verify the timing
and terms of all completed transactions.
The transactions listings are arranged by the primary Standard Industrial
Classification (SIC) of the U.S. company owned/controlled by foreign
investors (Appendix A), by the source country of the foreign investors
(Appendix B), and by the U.S. state location of the foreign investment
(Appendix C).
TABLE OF CONTENTS
Page
Introduction....................................................................................
v ii
Overview of Foreign Direct Investment
in the United States, 1992 .........................................................
1
Investment by Source Country..................................................
3
The Megadeals.............................................................................
9
Investment by Industry (SIC ).....................................................
13
Mode of Investment Transactions..............................................
29
Location of Investment by S tate................................................
33
Major Sectoral Developments....................................................
37
APPENDIX A: Listing of Transactions by
Standard Industrial Classification (SIC)........
45
APPENDIX B: Listing of Transactions By
Source Country...............................................
57
APPENDIX C: Listing of Transactions By
State Location................................................
69
APPENDIX D: Description of Key Terms, Source Country
Abbreviations, SIC Reference Table,
Table Abbreviations.....................................
81
LIST OF SUMMARY TABLES
Table
I Source Country - Completed Cases - 1992 .............
5
Table II Number of Identified Completed Transactions,
by Source Country, 1985-1992 ................................
8
Table III The Megadeals...........................................................
11
Page
Table IV
Table
V
Table VI
Table VII
Direct Investment Distribution by Industry
Subsector of U.S. Affiliate - Completed
Transactions, 1992 ...................................................
15
Direct Investment Distribution by Industry Group
of U.S. Affiliate and Country of Foreign Parent Completed Transactions, 1992 .................................
19
Mode of Investment by Source Country Completed Transactions, 1992 .................................
31
State Location of Foreign Investments, 1992..........
35
LIST OF FIGURES
Figure 1 Total Number of Foreign Direct Investments,
1980-1992 ..................................................................
1
Figure 2 Number of Investments by Source Country, 1992 ....
3
Figure 3 Number of Investments by Industry, 1992 ...............
13
Figure 4 Number of Investments by State, 1992 .....................
33
INTRODUCTION
The purpose of this report is to identify specific foreign direct investment
(FDI) transactions in the United States during 1992, to analyze recent trends
in such investment, and to provide data and related information on significant
transactions. The report incorporates information obtained in fulfilling
responsibilities assigned to the Secretary of Commerce by Executive Order
No. 11858, dated May 7, 1975. Specifically, the Secretary of Commerce is
responsible for "the obtainment, consolidation, and analysis of information on
foreign direct investment in the United States."
Foreign direct investment, as used in this report, means the direct or indirect
ownership of 10 percent or more of the voting securities of an incorporated
business enterprise, or an equivalent interest in an unincorporated business
enterprise, or a 10 percent or more interest in real property transactions.
Transaction values, as used in this report, refer to the reported total cost of
the investment regardless of the source or timing of funds. In the case of a
joint venture, the estimated foreign ownership proportion of the investment
is cited. These values are intended to identify the relative size of various
investments and, in the aggregate, to indicate trends in investment activity.
The data and other information contained in this report represent a
compilation and distillation of material from generally available public
sources, transaction participants, and miscellaneous contacts. A major portion
of the data and information was derived from secondary public sources such
as newspapers, magazines, and business and trade journals, as well as from the
public files of Federal regulatory agencies. In all instances, the monetary
values of investments in this report include only those identified in these
sources and should not be considered a compilation of the entire universe of
FDI transactions.
The primary Federal agency sources for publicly available data are the
Securities and Exchange Commission (SEC), the Federal Trade Commission
(FTC), and the Federal Reserve Board (FRB). Much of the data obtained
from Federal regulatory agencies originated from report series that differ
widely in frequency and content. These reports are, in most cases, filed in
response to the various agencies’ general regulatory responsibilities, rather
than for the specific purpose of providing data on foreign investment. Certain
other investment transactions and related data collected by the Federal
Government on a business confidential basis to facilitate Federal regulatory
responsibilities or to provide aggregate data for macroeconomic analysis
purposes are not available for this report.
It should be noted that the aggregate data in this report are not strictly
comparable to the other major statistical series on foreign direct investment
in the United States, published by the Commerce Department’s Bureau of
Economic Analysis (BEA). The BEA aggregate dollar value data on new
investments, published annually since 1979, are based on individual firm
responses to mandatory reporting requirements (including strict confidentiality
provisions protecting the identity of individual reporting firms). The BEA
data are thus likely to provide more comprehensive coverage for the types of
transactions included in BEA’s reporting requirements.
The information contained in this report not only identifies individual
transactions, but includes a broader range of investment transactions than the
BEA data-particularly with regard to plant expansions, equity increases, and
certain types of real estate investments. Although the two data series are not
directly comparable, there has been significant correlation in the movement
of the overall series in most years.
While every effort was made to verify the information obtained from public
sources, the U.S. Department of Commerce is not responsible for any
inaccuracies or gaps in information presented in this report. Transaction
values for many investments are not publicly available. Nevertheless,
experience has shown that value and other data for the large majority of
major investments are identified in the monitoring process.
OVERVIEW OF FOREIGN INVESTMENT IN THE UNITED STATES-1992
The Office of Trade and Economic Analysis (OTEA) identified from public
sources 512 foreign direct investment transactions that were completed during
1992. Values were reported for 217 of these individual transactions,
amounting to a total of $14.9 billion. Appendices A, B, and C contain listings
of all the identified transactions by U.S. industry, source country, and state
location.
The total number of transactions decreased by 29 percent from the 725
reported for 1991 (Figure 1). In value terms, the 1992 total reflected a
decrease of 33 percent from the total value of $22.3 billion that was identified
in 1991.
Figure 1
TOTAL NUMBER OF
FOREIGN DIRECT INVESTMENTS
Japan was the source country for the largest number of transactions, as it has
been for the past eight years. A total of 195 transactions originated in Japan,
with 89 reported values totaling $2.7 billion. Germany was second with 58
transactions and 20 reported values totaling $2.9 billion. The United
Kingdom accounted for 52 transactions with 23 reported values of $.9 billion.
Major industrialized countries were again the source of most direct investment
activity in the United States in 1992 as seven nations - Japan, the United
Kingdom, Germany, Canada, France, the Netherlands, and Switzerland accounted for 76 percent of the total number of transactions, representing 79
percent of the total identified value. There were investments from 42 source
countries in 1992, as compared with 43 source countries in 1991.
There were fewer large transactions in 1992 than in previous years, but they
again accounted for a substantial part of the total value. In 1992, the 10
largest transactions had a combined value of $7.7 billion, 52 percent of the
total value. There were only three transactions of $500 million or more in
1992 as compared with 10 such transactions in 1991 and 23 in 1990.
The manufacturing sector, as in past years, continued to be the dominant
recipient of foreign direct investment transactions and aggregate values. In
1992, the manufacturing sector accounted for 236 transactions with 122
identified values totaling $8.3 billion. The services sector was the second most
attractive area to foreign investors; there were 68 transactions with 32
identified values that totaled $1.1 billion. Transportation, Communications,
and Utilities recorded 56 transactions, with 10 reported values totaling $.6
billion.
In 1992, acquisitions/mergers, new plant activity, and joint ventures were the
leading forms of investment activity in terms of the number of transactions.
Of a total of 512 transactions, acquisitions/mergers accounted for 186 of the
transactions identified, new plant activity for 53, and joint ventures for 50.
Foreign direct investments were identified in 46 states, the District of
Columbia, and Puerto Rico during 1992. California and New York, as in the
previous eight years, remained the two most popular states for investment
with 92 and 62 transactions, respectively. Florida was third with 39
transactions. By transaction values identified, the state of California was the
leading recipient with $6.1 billion, followed by New York with $1 billion and
South Carolina, Florida, and Texas with $.9 billion each.
INVESTMENT BY SOURCE COUNTRY
The major industrialized countries have traditionally been the source of most
direct investment activity in the United States. This trend continued in 1992
as seven nations - Japan, the United Kingdom, Germany, Canada, France, the
Netherlands, and Switzerland - accounted for 388 transactions or 76 percent
of the total transactions, a slight decline from the 80 percent share these
countries had in 1991. The identified aggregate value of the transactions by
the seven countries - $11.7 billion - represented 79 percent of the total
identified value, as compared with 82 percent in 1991. The aggregate value
was 36 percent less than the reported value of $18.2 billion in 1991, which was
a 65 percent drop from the 1990 reported value of $51.4 billion.
As in the last eight years, Japan was the source country for the largest number
of transactions. More than 38 percent, or 195 transactions, originated from
Japan in 1992, with 89 identified values totaling $2.7 billion. Germany was
second with 58 transactions and 20 identified values totaling $2.9 billion. The
United Kingdom was third in number of transactions with 52 and 23 identified
values of $0.9 billion. (Figure 2 shows the number of investments by the top
seven source countries.)
Table I shows the number of completed transactions with identified values by
country for 1992, while Table II shows the continuing dominance of the
principal source countries (also the United States’ largest trading partners) as
sources of foreign direct investment in the United States.
Figure 2
NUMBER OF INVESTMENTS BY SOURCE COUNTRY
1992
Switzerland 20
Netherlands 8
SOURCE COUNTRIES - COMPLETED CASES - 1992
GROUP=PRINCIPAL SOURCE COUNTRIES
NUMBER
OF CASES
COUNTRY
CANADA
FRANCE
GERMANY
JAPAN
NETHERLANDS
SWITZERLAND
UNITED KINGDOM
GROUP
NUMBER CASES/
VALUE KNOWN
VALUE
($ MILLION)
32
23
58
195
8
20
52
12
5
20
89
4
9
23
435.7
3635.0
2923.5
2713.5
212.0
886.7
884.5
388
162
11690.9
• GROUP=OTHER cilonoc _________
NUMBER
OF CASES
COUNTRY
AUSTRIA
BELGIUM
DENMARK
GREECE
ITALY
NORWAY
SPAIN
SWEDEN
GROUP
NUMBER CASES/
VALUE KNOWN
VALUE
($ MILLION)
4
1
3
1
19
2
5
17
2
1
1
1
8
0
3
4
45.5
500.0
100.0
7.0
343.3
52
20
1133.1
NUMBER CASES/
VALUE KNOWN
VALUE
($ MILLION)
61.7
75.6
GROUP=OPEC COUNTRIES
NUMBER
OF CASES
COUNTRY
INDONESIA
IRAQ
KUWAIT
SAUDI ARABIA
VENEZUELA
GROUP
1
1
1
2
3
1
0
1
2
3
21.0
128.9
61.8
8
7
226.0
14.3
I
I
Cn
SOURCE COUNTRIES - COMPLETED CASES * 1992
GROUP=OTHER MIDDLE EAST
NUMBER
OF CASES
COUNTRY
ISRAEL
UNITED ARAB EMIRATES
2
1
NUMBER CASES/
VALUE KNOWN
2
0
VALUE
($ MILLION)
72.0
72.0
GROUP
GROUP=OTHER ASIA AND PACIFIC
NUMBER
OF CASES
COUNTRY
AUSTRALIA
CHINA
CHINA(TAIWAN)
HONG KONG
INDIA
KOREA, REPUBLIC OF
MALAYSIA
NEW ZEALAND
SINGAPORE
THAILAND
GROUP
8
NUMBER CASES/
VALUE KNOWN
VALUE
($ MILLION)
5
0
295.7
2
6
5
4
767^
18
3
59^
1
1
1
1
1
0
35.3
7.3
2
1
io!o
44
20
1308.9
4
1
0
133.6
GROUP=OTHER WESTERN HEMISPHERE
NUMBER
OF CASES
COUNTRY
GROUP
1
VALUE
($ MILLION)
2
1
1
0
0
80.3
14.7
3
2
146.0
7
5
362.5
1
2
BAHAMAS
BRAZIL
CAYNAM ISLANDS
GUATEMALA
MEXICO
NUMBER CASES/
VALUE KNOWN
I
l
SOURCE COUNTRIES - COMPLETED CASES
1992
- GROUP=ALL OTHER COUNTRIES .....
NUMBER
OF CASES
COUNTRY
POLAND
RUSSIA
SOUTH AFRICA
TURKEY
2
6
1
1
GROUP
NUMBER CASES/
VALUE KNOWN
0
0
1
0
VALUE
($ MILLION)
75^0
10
1
75.0
512
217
14,868.4
TOTAL
I
NUMBER OF IDENTIFIED COMPLETED TRANSACTIONS
BY PRINCIPAL SOURCE COUNTRY 1985-1992
Source Country
#
1985
%
#
TOTAL
Canada
France
Germany
Japan
Netherlands
Switzerland
U.K.
All Others
912
101
61
69
216
44
36
176
209
100.0
11.1
6.7
7.6
23.7
4.8
3.9
19.3
22.9
1051
114
45
60
351
42
39
176
222
TOTAL
Canada
France
Germany
Japan
Netherlands
Switzerland
U.K.
All Others
1990
#
%
1018
100.0
46
4.5
6.8
69
63
6.2
460
45.2
1.9
19
27
2.6
117
11.5
217
21.3
#
725
50
32
50
333
24
22
71
143
1986
%
#
100.0
10.8
4.3
5.7
33.4
4.0
3.7
16.7
21.4
1328
122
69
77
490
39
37
248
247
%
100.0
6.9
4.4
6.9
45.9
3.3
3.0
9.8
19.7
#
1991
1987
%
#
100.0
9.2
5.2
5.8
36.9
2.9
2.8
18.7
18.5
1084
86
66
73
419
31
18
213
178
1992
512
32
23
58
195
8
20
52
124
%
100.0
6.3
4.5
11.3
38.1
1.6
3.9
10.2
24.2
1988
%
100.0
7.9
6.0
6.7
38.6
2.8
1.6
19.6
16.4
1989
#
1103
88
49
61
474
30
31
163
207
%
100.0
8.0
4.4
5.5
43.0
2.7
2.8
14.8
18.8
I
CO
I
THE MEGADEALS
In 1992, for the third consecutive year, the Office of Trade and Economic
Analysis identified a decline in the number of megadeals. Megadeals are
defined as foreign direct investment transactions with a value of $100 million
or more. In 1992, there were 29 megadeal transactions with a total value of
$10.7 billion (Table III) compared to 48 megadeals with a total value of $16.4
billion identified in 1991 and 105 megadeals with a total value of $48.4 billion
identified in 1990.
There were two transactions in 1992 that had individual values of more than
$1 billion, compared with four such transactions in 1991. In the largest
transaction of 1992, Altus Finance of France acquired Executive Life
Insurance Company for $3.6 billion.
The remaining top 10 transactions were five acquisitions/mergers, one equity
increases, one joint venture, and one new plant: the equity increase of $1
billion in IBM’s Rolm Systems Division by Siemens AG of Germany; the
acquisition of Tenneco Minerals Company for $500 million by Solvay SA of
Belgium; the acquisition of the Coty Fragrance and Cosmetic Division of
Pfizer for $440 million by Joh. A. Benckiser GmbH, controlled by the
Reimann family of Germany; a new BMW of North America plant for $400
by Bayerische Motoren Werke AG, controlled by the Quandt family of
Germany; the acquisition of Systemix, Inc. for $392 million by Sandoz Ltd. of
Switzerland; the joint venture in Auto Alliance International, Inc. for $380
million by Mazda Motor Corporation of Japan; the $353 million plant
expansion of Formosa Plastics Corporation USA by Formosa Plastics Group,
controlled by Y.C. Yang of Taiwan; the acquisition of FLS Holdings, Inc. for
$350 million by Kyoei Steel Ltd of Japan; and the acquisition of Mobil
Chemical Company’s polystyrene resin business by BASF AG of Germany.
In 1992, there was not the domination of megadeals by a few countries that
has been evident in past years. German investors concluded seven megadeals;
Japanese investors had five; Swiss investors had three; while Mexican
Taiwanese, and United Kingdom investors had two each. Investors from eight
other countries concluded one megadeal each.
Acquisitions/mergers again accounted for the predominant number of
megadeals, 15 transactions, accounting for 52 percent of the megadeal
transactions. In addition, there were five new plants, three equity increases,
three plant expansions, one joint venture, and two transactions in the other
category.
In 1992, five megadeal transactions occurred in the state of California,
followed by Florida, New York, South Carolina and Texas with three each.
Michigan and North Carolina each recorded two. Eight states recorded one
megadeal each.
1992 FOREIGN DIRECT INVESTMENTS, COMPLETED, ME6ADEALS
VALUE
ft Mill
nlLLlUNj
3550.0
1000.0
500.0
440.0
400.0
392.0
380.0
353.0
350.0
300.0
300.0
300.0
250.0
222.3
200.0
175.0
165.0
140.0
140.0
137.5
130.0
125.0
125.0
120.0
119.0
100.0
100.0
100.0
100.0
SIC
US FIRM NAME
LOCATION
TS
FOREIGN INVESTOR
NA
TYPE
6311
3661
2812
2844
3711
8734
3711
2821
3312
2821
2824
3612
3841
4953
3674
2721
1212
2869
2221
4833
2721
2844
7941
2051
**★*
EXECUTIVE LIFE INSURANCE CO
IBM'S ROLM SYSTEMS DIV
TENNECO MINERALS CO
COTY FRAGRANCE & COSMETIC DIV OF PFIZER
BMW OF NORTH AMERICA
SYSTEMIX INC
AUTO ALLIANCE INTERNATIONAL INC
FORMOSA PLASTICS CORP USA
FLS HOLDINGS INC
MOBIL CHEMICAL CO'S DIVISION
NAN YA PLASTICS CORP
ABB PAINT FINISHING
SHILEY INC'S CARDIOVASCULAR LINE
ENVIRONMENTAL SYSTEMS CO
NEC CORP
WHITTLE COMMUNICATIONS LP
MARTINKA COAL MINE
HENKEL CORP
DUPONT'S TEXTILE NYLON BUSINESS
UNIVISION HOLDINGS INC
AMERICAN PUBLISHING GROUP INC'S SUBS
REVLON INC'S HALSTON & BORGHESE DIVS
SEATTLE MARINERS BASEBALL CLUB
MCGLYNN BAKERIES' FROZEN BAKERY PRDTS
MIDTOWN MANHATTEN OFFICE TOWER
NOVO NORDISK BIOCHEM
TRI-GAS INC
ROCHE CAROLINA INC
CARILLON OFFICE BUILDING
LOS ANGELES
SANTA CLARA
LAKEWOOD
NEW YORK
GREER
PALO ALTO
FLAT ROCK
POINT COMFORT
MIAMI
EDISON
LAKE CITY
TROY
IRVINE
LITTLE ROCK
ROSEVILLE
KNOXVILLE
FAIRMONT
CINCINNATI
WILMINGTON
MIAMI
MIAMI
NEW YORK
SEATTLE
CHANHASSEN
NEW YORK
FRANKLINTON
IRVING
FLORENCE
CHARLOTTE
CA
CA
CO
NY
SC
CA
MI
TX
FL
NJ
SC
MI
CA
AR
CA
TN
WV
OH
DE
FL
FL
NY
WA
MN
NY
NC
TX
SC
NC
ALTUS FINANCE
SIEMENS AG
SOLVAY SA
REIMANN FAMILY
QUANDT FAMILY
SANDOZ LTD
MAZDA MOTOR CORP
WANG, YC
KYOEI STEEL LTD
BASF AG
WANG, Y C
ASEA BROWN BOVERI
FIAT SPA
BRAMBLES INDUSTRIES LTD
NEC CORP
PHILIPS GLOEILAMPENFABRIKEN NV
HANSON PLC
HENKEL FAMILY
BRONFMAN FAMILY
AZCARRAGA, EMILIO ET AL
AZCARRAGA, EMILIO
UNIDENTIFIED SAUDI ARABIAN FAMILY
NINTENDO CO LTD
GRAND METROPOLITAN PLC
M O H N r REINHARD
NOVO NORDISK INDUSTRII A/S
NIPPON SANSO KK
HOFFMANN & LAROCHE FAMILIES
HESTA AG
FR
GE
BE
GE
GE
SZ
JA
TW
JA
GE
TW
SZ
IT
AS
JA
NL
UK
GE
CA
MX
MX
SA
JA
UK
GE
DA
JA
SZ
GE
AM
El
AM
AM
NP
AM
JV
PE
AM
AM
NP
NP
AM
El
PE
El
AM
NP
NP
AM
AM
AM
AM
AM
AM
PE
AM
OT
OT
2869
2813
2834
.
INVESTMENT BY INDUSTRY
The manufacturing sector, as in past years, continued to be the dominant
recipient of foreign direct investment transactions and aggregate values. In
1992, the manufacturing sector accounted for 236 transactions with 122
identified values totaling $8.3 billion. Within manufacturing, the chemicals
subsector had the most investments, followed closely by machinery, except
electrical, and electronic and electric equipment.
The services sector was the second most attractive area to foreign investors;
there were 68 transactions with 32 identified values that totaled $1.1 billion.
Transportation, communications, and utilities recorded 563 transactions with
10 available values totaling $.6 billion.
Figure 3 shows the principal industry sectors by numbers of transactions.
Table IV shows the investment activity in each Standard Industrial
Classification (SIC) sector.
Table V highlights the trend in completed cases by principal source country
in each SIC sector for the year.
Figure 3
NUMBER OF INVESTMENTS BY INDUSTRY
1992
Manufacturing 236
Wholesale Trade 48
Total 512 = 100%
CLASS=NOT REAL PROPERTY SECTOR=A AGRICULTURE, FORESTRY, AND FISHING
SIC
NUMBER
NUMBER
OF CASES
NUMBER CASES/
VALUE KNOWN
01 AGRICULTURAL PRODUCTION - CROPS
1
0
SECTOR
1
0
VALUE
($ MILLION)
CLASS=NOT REAL PROPERTY SECTOR=B MINING
SIC
NUMBER
10
12
13
14
NUMBER
OF CASES
NUMBER CASES/
VALUE KNOWN
VALUE
($ MILLION)
METAL MINING
BITUMINOUS COAL AND LIGNITE MINING
OIL AND GAS EXTRACTION
NONMETALLIC MINERALS, EXCEPT FUELS
4
2
6
2
3
2
4
2
88.7
252.0
122.6
24.5
SECTOR
14
11
487.8
h u c t d i ipt r n u __
■■■
uLnoo-nu i rvcni. ruvrcmi ocoiurc-u pLUNo1KUL11UN
SIC
NUMBER
NUMBER
OF CASES
0
SECTOR
0
NUMBER CASES/
VALUE KNOWN
0
VALUE
($ MILLION)
■
0
CLASS=NOT REAL PROPERTY SECTOR=D MANUFACTURING
SIC
NUMBER
20
22
23
26
27
28
29
30
32
33
34
35
36
37
38
39
NUMBER
OF CASES
NUMBER CASES/
VALUE KNOWN
FOOD AND KINDRED PRODUCTS
TEXTILE MILL PRODUCTS
APPAREL AND OTHER TEXTILE PRODUCTS
PAPER AND ALLIED PRODUCTS
PRINTING AND PUBLISHING
CHEMICALS AND ALLIED PRODUCTS
PETROLEUM AND COAL PRODUCTS
RUBBER AND MISC. PLASTICS PRODUCTS
STONE, CLAY, AND GLASS PRODUCTS
PRIMARY METAL INDUSTRIES
FABRICATED METAL PRODUCTS
MACHINERY, EXCEPT ELECTRICAL
ELECTRIC AND ELECTRONIC EQUIPMENT
TRANSPORTATION EQUIPMENT
INSTRUMENTS AND RELATED PRODUCTS
MISCELLANEOUS MANUFACTURNG INDUSTRIES
10
5
5
7
17
46
1
16
7
21
7
33
31
18
11
1
7
2
1
3
5
33
1
6
3
11
3
16
12
12
7
0
251.3
151.5
61.0
84.0
374.5
3153.0
SECTOR
236
122
8279.0
.................................. CLASS=NOT REAL PROPERTY SECTOR=E TRANSPORTATIONI, COMMUNICATIONS
NUMBER
OF CASES
SIC
NUMBER
40
42
44
45
47
48
49
VALUE
($ MILLION)
NUMBER CASES/
VALUE KNOWN
20.0
88.2
44.3
601.7
20.3
225.2
1741.1
1059.2
403.7
UTIL. ....
VALUE
($ MILLION)
RAILROAD TRANSPORTATION
TRUCKING AND WAREHOUSING
WATER TRANSPORTATION
TRANSPORTATION BY AIR
TRANSPORTATION SERVICES
COMMUNICATION
ELECTRIC, GAS, AND SANITARY SERVICES
3
7
23
9
4
7
3
1
3
0
2
1
1
2
23.1
51.5
137.5
237.9
SECTOR
56
10
522.0
62 !o
10.0
...____ ..............______ -____ ..______PILLA
ACC-unT
w w otNU 1DPAI
F\CMLDPHDPPTY
rRUrCK 1 I ccrrno-c uuoilCCA 1e T D A n C ___
NUMBER
VALUE
NUMBER CASES/
SIC
OF CASES
($ MILLION)
VALUE KNOWN
NUMBER
50 WHOLESALE TRADE - DURABLE GOODS
51 WHOLESALE TRADE - NONDURABLE GOODS
35
13
4
1
50.7
SECTOR
48
5
58.7
8.0
---- CLASS=NOT REAL PROPERTY SECTOR=G RETAIL TRADE --NUMBER
OF CASES
SIC
NUMBER
53
54
55
56
57
58
59
GENERAL MERCHANDISE STORES
FOOD STORES
AUTOMOTIVE DEALERS & SERVICE STATIONS
APPAREL AND ACCESSORY STORES
FURNITURE AND HOME FURNISHINGS STORES
EATING AND DRINKING PLACES
MISCELLANEOUS RETAIL
1
1
3
14
10
1
5
0
0
0
2
2
0
0
SECTOR
35
4
.......
VALUE
($ MILLION)
23 !o
58.0
81.0
CLASS=NOT REAL PROPERTY SECTOR=H FINANCE, INSURANCE, AND REAL ESTATE .......
SIC
NUMBER
60
61
62
63
64
65
67
NUMBER CASES/
VALUE KNOWN
NUMBER
OF CASES
NUMBER CASES/
VALUE KNOWN
BANKING
CREDIT AGENCIES OTHER THAN BANKS
SECURITY,COMMODITY BROKERS & SERVICES
INSURANCE CARRIERS
INSURANCE AGENTS, BROKERS & SERVICE
REAL ESTATE
HOLDING AND OTHER INVESTMENT OFFICES
5
3
3
4
1
4
2
0
1
1
3
0
2
2
SECTOR
22
9
VALUE
($ MILLION)
20 !o
8.0
3661.5
.
18.0
33.0
3740.5
I/Lm o o -h u i rccftL ruurcRi i ocuiurc-i CCDWTPCC .......
SIC
NUMBER
70
72
73
78
79
80
81
82
87
NUMBER
OF CASES
HOTELS AND OTHER LODGING PLACES
PERSONAL SERVICES
BUSINESS SERVICES
MOTION PICTURES
AMUSEMENT & RECREATION SERVICES
HEALTH SERVICES
LEGAL SERVICES
EDUCATIONAL SERVICES
SERVICES, MISCELLANEOUS
SECTOR
NUMBER CASES/
VALUE KNOWN
VALUE
($ MILLION)
289.7
16
1
25
6
6
3
1
3
7
14
0
7
3
2
3
0
1
2
50.0
405.0
68
32
1099.0
.
69,0
109.0
127.0
49.3
DIRECT
U
CLASS=NOT REAL PROPERTY SECTORS=J PUBLIC ADMINISTRATION ■
SIC
NUMBER
96 ADMINISTRATION
NUMBER
OF CASES
; ECONOMIC PROGRAMS
SECTOR
NUMBER CASES/
VALUE KNOWN
4
0
4
0
VALUE
($ MILLION)
CLASS=REAL PROPERTY SECTOR=REAL PROPERTY
SIC
NUMBER
*
REAL PROPERTY
TOTAL
NUMBER
OF CASES
NUMBER CASES/
VALUE KNOWN
VALUE
($ MILLION)
28
24
600.4
512
217
14868.4
NETHERLANDS
UNITED
KINGDOM
ALL
OTHER
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1
1
66.0
0
0
0
0
0
0
3
2
22.7
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
2
2
252.0
0
0
0
1
0
0
1
1
21.0
0
0
0
1
0
0
0
0
0
0
0
0
2
2
26.6
1
1
75.0
2
2
24.5
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1
1
20.5
1
1
4.0
14
11
487.8
1
0
0
1
1
21.0
0
0
0
2
1
66.0
0
0
0
0
0
0
8
7
321.8
2
2
79.0
TOTAL
CANADA
FRANCE
GERMANY
JAPAN
01 AGRICULTURAL PRODUCTION - CROPS
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
1
0
0
0
0
0
0
0
0
0
0
0
1
0
0
0
0
0
02 AGRICULTURAL PRODUCTION - LIVESTOCK
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1
0
0
0
0
0
0
0
0
0
0
0
4
3
88.7
0
0
0
0
0
0
12 BITUMINOUS COAL AND LIGNITE MINING
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
2
2
252.0
0
0
0
13 OIL AND GAS EXTRACTION
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
6
4
122.6
SWITZERLAND
AGRICULTURE, FORESTRY, AND FISHING
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
MINING
10 METAL MINING
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
14 NONMETALLIC MINERALS, EXCEPT FUELS
TOTAL NUMBER OF CASES
NUMBER CASES — VALUE KNOWN
VALUE ($ MILLIONS)
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
TOTAL
CANADA
FRANCE
GERMANY
JAPAN
NETHERLANDS
SWITZERLAND
UNITED
KINGDOM
CONSTRUCTION
16 HEAVY CONSTRUCTION
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
MANUFACTURING
20 FOOD AND KINDRED PRODUCTS
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
22 TEXTILE MILL PRODUCTS
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
23 APPAREL AND OTHER TEXTILE PRODUCTS
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
24 LUMBER AND WOOD PRODUCTS
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
10
6
7
251.3
5
70.7
5
1
2
1
1
151.5
140.0
11.5
5
1
61.0
0
0
0
1
1
120.0
2
1
60.6
1
2
1
61.0
I
ro
0
1
TOTAL
26 PAPER AND ALLIED PRODUCTS
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
7
3
84.0
27 PRINTING AND PUBLISHING
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
17
5
374.5
28 CHEMICALS AND ALLIED PRODUCTS
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
46
33
3153.0
29 PETROLEUM AND COAL PRODUCTS
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
20.0
30 RUBBER AND MISC. PLASTICS PRODUCTS
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
16
6
88.2
CANADA
FRANCE
GERMANY
2
1
JAPAN
8.0
2
3
2
140.0
175.0
59.5
55.3
10.0
1
1
3
2
SWITZER
LAND
1
1
1
1
66.0
4
NETHER
LANDS
1
1
44.0
11
12
995.6
9
348.7
6
3
3
157.2
2
2
32.8
13
10
1519.4
1
1
1
1
20.0
3
11
20.0
68.2
1
5
31 LEATHER AND LEATHER PRODUCTS
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
32 STONE, CLAY, AND GLASS PRODUCTS
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
7
3
44.3
33 PRIMARY METAL INDUSTRIES
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
601.7
34 FABRICATED METAL PRODUCTS
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
7
3
20.3
3
2
21
11
1
1
10.0
2
1
30.3
14.0
14
9
520.7
2
4
2
10.3
2
1
1
77.0
4.0
TOTAL
CANADA
FRANCE
GERMANY
JAPAN
NETHER
LANDS
SWITZER
LAND
UNITED
KINGDOM
ALL
OTHER
33
16
225.2
0
0
0
1
0
0
4
0
0
19
11
153.2
1
1
10.0
3
1
5.0
2
2
56.0
3
1
1.0
36 ELECTRONIC AND ELECTRIC EQUIPMENT
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
31
12
1741.1
4
1
40.0
0
0
0
5
2
1057.0
16
7
312.4
0
0
0
2
1
300.0
1
0
0
3
1
31.7
37 TRANSPORTATION EQUIPMENT
TOTAL NUMBER OF CASES
NUMBER CASES - VALUE KNOWN
VALUE ($ MILLIONS)
18
12
1059.2
0
0
0
2
0
0
4
2
490.0
10
8
544.5
0
0
0
0
0
0
0
0
0
2
2
24.7
11
7
403.7
1
1
13.0
1
0
0
4
2
41.0
3
2
29.7
0
0
0
0
0
0
0
0
0
2
2
320.0
1
0
0
0
0
0
0
0
0
0
0
0
1
0
0
0
0
0
0
0
0
0
0
0
0
0
0
236
122
8279.0
16
8
373.8
8
1
44.0
41
15
2625.1
107
62
2116.7
2
2
185.0
10
6
472.2
16
7
299.8
36
21
2162.4
2
1
23.1
1
1
23.1
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1
0
0
2
0
0
1
0
0
0
0
0
0
0
0
0
0
0
1
0
0
0
0
0
0
0
0
0
0
0
0
0
0
7
3
51.5
0
0
0
0
0
0
0
0
0
1
1
9.5
1
0
0
0
0
0
3
2
42.0
2
0
0
35 MACHINERY, EXCEPT ELECTRICAL
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
38 INSTRUMENTS AND RELATED PRODUCTS
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
39 MISCELLANEOUS MANUFACTURNG INDUSTRIES
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
TRANSPORTATION, COMMUNICATIONS, UTIL.
40 RAILROAD TRANSPORTATION
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
41 LOCAL & SUBURBAN TRANSIT
TOTAL NUMBER OF CASES
NUMBERS CASES - VALUE KNOWN
VALUE ($ MILLIONS)
42 TRUCKING AND WAREHOUSING
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
I
K)
to
I
DIRECT INVESTMENT DISTRIBUTION BY INDUSTRY GROUP OF U.S. AFFILIATE AND COUNTRY OF FOREIGN PARENT
COMPLETED TRANSACTIONS -- 1992
TOTAL
CANADA
FRANCE
GERMANY
JAPAN
NETHER
LANDS
SWITZER
LAND
UNITED
KINGDOM
ALL
OTHER
44 WATER TRANSPORTATION
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
23
0
0
1
0
0
0
0
0
1
0
0
3
0
0
0
0
0
0
0
0
1
0
0
17
0
0
45 TRANSPORTATION BY AIR
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
9
2
62.0
0
0
0
0
0
0
1
1
42.0
1
0
0
0
0
0
1
1
20.0
2
0
0
4
0
0
47 TRANSPORTATION SERVICES
TOTAL NUMBER OF CASES
NUMBER CASES — VALUE KNOWN
VALUE ($ MILLIONS)
4
1
10.0
0
0
0
0
0
0
0
0
0
3
1
10.0
0
0
0
0
0
0
0
0
0
1
0
0
48 COMMUNICATION
TOTAL NUMBER OF CASES
NUMBER CASES - VALUE KNOWN
VALUE (S MILLIONS)
7
1
137.5
0
0
0
1
0
0
0
0
0
2
0
0
0
0
0
1
0
0
2
0
0
1
1
137.5
49 ELECTRIC, GAS, AND SANITARY SERVICES
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
3
2
237.9
0
0
0
0
0
0
0
0
0
1
0
0
0
0
0
0
0
0
0
0
0
2
2
237.9
56
10
522.0
2
1
23.1
1
0
0
2
1
42.0
12
2
19.5
1
0
0
2
1
20.0
9
2
42.0
27
3
375.4
35
4
50.7
0
0
0
0
0
0
2
0
0
23
4
50.7
0
0
0
0
0
0
1
0
0
9
0
0
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
WHOLESALE TRADE
50 WHOLESALE TRADE - DURABLE GOODS
TOTAL NUMBER OF CASES
NUMBER CASES - VALUE KNOWN
VALUE ($ MILLIONS)
ro
u>
I
TOTAL
51 WHOLESALE TRADE - NONDURABLE GOODS
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
CANADA
FRANCE
GERMANY
NETHERLANDS
JAPAN
SWITZER
LAND
1
5
13
1
8.0
0
0
0
0
8.0
12
2
1
28
4
50.7
48
5
58.7
3
1
0
0
8.0
RETAIL TRADE
53 GENERAL MERCHANDISE STORES
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
I
to
I
54 FOOD STORES
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
55 AUTOMOTIVE DEALERS & SERVICE STATIONS
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
56 APPAREL AND ACCESSORY STORES
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
3
0
0
1
0
0
0
0
0
0
0
0
0
0
0
2
0
0
2
1
2
2
23.0
18.0
5.0
14
1
0
0
0
0
0
0
0
0
0
TOTAL
CANADA
FRANCE
GERMANY
JAPAN
NETHER
LANDS
SWITZER
LAND
UNITED
KINGDOM
ALL
OTHER
10
2
58.0
0
0
0
0
0
0
0
0
0
2
0
0
0
0
0
0
0
0
4
1
38.0
4
1
20.0
58 EATING AND DRINKING PLACES
TOTAL NUMBER OF CASES
NUMBER CASES - VALUE KNOWN
VALUE ($ MILLIONS)
1
0
0
1
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
59 MISCELLANEOUS RETAIL
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
5
0
0
0
0
0
5
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
35
4
81.0
4
1
18.0
5
0
0
4
0
0
4
1
5.0
2
0
0
0
0
0
5
1
38.0
11
1
20.0
5
0
0
0
0
0
0
0
0
0
0
0
2
0
0
0
0
0
2
0
0
1
0
0
0
0
0
3
1
20.0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
3
1
20.0
3
1
8.0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1
0
0
2
1
8.0
0
0
0
4
3
3661.5
0
0
0
2
2
3565.0
0
0
0
0
0
0
0
0
0
0
0
0
2
1
96.5
0
0
0
57 FURNITURE AND HOME FURNISHINGS STORES
TOTAL NUMBER OF CASES
NUMBER CASES ~ VALUE KNOWN
VALUE ($ MILLIONS)
FINANCE, INSURANCE, AND REAL ESTATE
60 BANKING
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
61 CREDIT AGENCIES OTHER THAN BANKS
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
62 SECURITY,COMMODITY BROKERS & SERVICES
TOTAL NUMBER OF CASES
NUMBER CASES — VALUE KNOWN
VALUE ($ MILLIONS)
63 INSURANCE CARRIERS
TOTAL NUMBER OF CASES
NUMBER CASES ~ VALUE KNOWN
VALUE ($ MILLIONS)
I
to
Ln
I
DIRECT INVESTMENT DISTRIBUTION BY INDUSTRY GROUP OF U.S.. AFFILIATE AND COUNTRY OF FOREIGN PARENT
COMPLETED TRANSACTIONS -- 1992
TOTAL
CANADA
FRANCE
GERMANY
JAPAN
NETHER
LANDS
SWITZER
LAND
UNITED
KINGDOM
ALL
OTHER
1
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1
0
0
0
0
0
REAL ESTATE
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
4
2
18.0
2
0
0
0
0
0
0
0
0
1
1
16.0
1
1
2.0
0
0
0
0
0
0
0
0
0
HOLDING AND OTHER INVESTMENT OFFICES
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
2
2
33.0
0
0
0
0
0
0
0
0
0
2
2
33.0
0
0
0
0
0
0
0
0
0
0
0
0
22
9
3740.5
2
0
0
2
2
3565.0
0
0
0
5
3
49.0
1
1
2.0
3
0
0
6
2
104.5
3
1
20.0
16
14
289.7
1
1
1.8
1
1
5.0
0
0
0
2
2
33.5
0
0
0
0
0
0
0
0
0
12
10
249.4
1
0
0
1
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
25
7
69.0
2
0
0
2
0
0
1
0
0
11
3
4.2
0
0
0
2
0
0
5
2
58.9
2
2
5.9
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
INSURANCE AGENTS, BROKERS & SERVICE
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
SERVICES
70 HOTELS AND OTHER LODGING PLACES
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
72 PERSONAL SERVICES
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
73 BUSINESS SERVICES
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
75 AUTO REPAIR, SERVICES, AND GARAGES
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
76
MISCELLANEOUS REPAIR SERVICES
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
(
(
(
DIRECT INVESTMENT DISTRIBUTION BY INDUSTRY GROUP OF U.S. AFFILIATE AND COUNTRY OF FOREIGN PARENT
COMPLETED TRANSACTIONS -- 1992
TOTAL
CANADA
FRANCE
GERMANY
JAPAN
NETHER
LANDS
SWITZER
LAND
UNITED
KINGDOM
ALL
OTHER
MOTION PICTURES
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
6
3
109.0
0
0
0
0
0
0
0
0
0
4
3
109.0
1
0
0
0
0
0
0
0
0
1
0
0
AMUSEMENT & RECREATION SERVICES
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
6
2
127.0
0
0
0
0
0
0
1
0
0
5
2
127.0
0
0
0
0
0
0
0
0
0
0
0
0
HEALTH SERVICES
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
3
3
49.3
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1
1
2.5
0
0
0
2
2
46.8
LEGAL SERVICES
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
1
0
0
0
0
0
0
0
0
0
0
0
1
0
0
0
0
0
0
0
0
0
0
0
0
0
0
EDUCATIONAL SERVICES
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
3
1
50.0
0
0
0
0
0
0
0
0
0
2
0
0
0
0
0
0
0
0
0
0
0
1
1
50.0
SERVICES, MISCELLANEOUS
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
7
2
405.0
0
0
0
0
0
0
1
0
0
5
1
13.0
0
0
0
1
1
392.0
0
0
0
0
0
0
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
68
32
1099.0
4
1
1.8
3
1
5.0
3
0
0
31
11
286.7
1
0
0
4
2
394.5
5
2
58.9
18
15
352.1
TOTAL
FRANCE
CANADA
GERMANY
JAPAN
NETHERLANDS
SWITZERLAND
PUBLIC ADMINISTRATION
91
EXECUTIVE, LEGISLATIVE,
TOTAL NUMBER OF CASES
NUMBER OF CASES
VALUE <$ MILLIONS)
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
& GENERAL GOVERNMENT
0
0
0
0
0
0
0
0
0
96 ADMINISTRATION OF ECONOMIC PROGRAMS
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
TOTAL NUMBER OF CASES
NUMBER CASES — VALUE KNOWN
VALUE ($ MILLIONS)
I
N)
00
REAL PROPERTY
TOTAL NUMBER OF CASES
NUMBER CASES — VALUE KNOWN
VALUE ($ MILLIONS)
I
28
24
600.4
3
1
19.0
5
4
256.4
5
5
119.9
58
195
89
2713.5
1
1
1
1
12
25.0
11.5
168.6
52
23
884.5
124
55
3177.5
12
GRAND TOTAL
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
512
217
14868.4
32
12
435.7
23
5
3635.0
20
2923.5
8
20
4
9
886.7
212.0
MODE OF INVESTMENT TRANSACTIONS
Foreign direct investment transactions can be classified into various modes
relating to type and characteristics. For the purpose of the OTEA transaction
monitoring program, the modes of investment used are the following:
o
o
o
o
0
o
Acquisitions/mergers
Equity increases
Joint ventures
New plants
Plant expansions
All others
Appendix D defines these and other terms used in this report.
In 1992, acquisitions/mergers, new plant activity, and joint ventures were the
leading forms of investment activity in terms of the number of transactions.
Acquisitions/mergers accounted for 186 of the transactions identified, new
plant activity for 53 transactions, and joint ventures for 50 transactions.
Together these three modes accounted for 289 transactions, 56 percent of the
total investment transactions identified.
Table VI shows the modes of investment by principal source country.
MODE OF INVESTMENT BY SOURCE COUNTRY
COMPLETED TRANSACTIONS -- 1992
TOTAL
ALL MODES
ACQUISITIONS EQUITY
& MERGERS
INCREASES
JOINT
VENTURES
NEW
PLANTS
PLANT
EXPANSION
REAL
ESTATE
OTHER
MODES
TOTAL ALL COUNTRIES
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
47
35
1428.5
158
16
402.0
50
12
662.2
53
29
1656.1
2
1
3
8
435.7
156.6
50.0
140.0
23
5
3635.0
7
3
3570.0
1
1
1
21.0
1
58
20
1
5
12
5
20
7
963.4
1
1
2
2
1000.0
90.0
7
603.1
125.0
142.0
28
61
512
217
14868.4
186
9062.5
32
22
12
112
18
13
1657.1
CANADA
TOTAL NUMBER OF CASES
NUMBER CASES — VALUE KNOWN
VALUE ($ MILLIONS)
1
1
4
1
1
66.0
23.1
FRANCE
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
44.0
11
0
0
GERMANY
TOTAL NUMBER OF CASES
NUMBER CASES — VALUE KNOWN
VALUE ($ MILLIONS)
2923.5
15
JAPAN
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
195
89
2713.5
44
30
11
26
6
8
1012.6
169.3
495.2
25
15
292.5
22
8
639.0
104.9
NETHERLANDS
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
2
1
2
4
212.0
2.0
200.0
8
2
1
1
10.0
MODE OF INVESTMENT BY SOURCE COUNTRY
COMPLETED TRANSACTIONS -- 1992
TOTAL
ALL MODES
ACQUISITIONS EQUITY
& MERGERS
INCREASES
JOINT
VENTURES
NEW
PLANTS
20
1
4
9
886.7
1
2
37.2
310.0
PLANT
EXPANSION
REAL
ESTATE
OTHER
MODES
SWITZERLAND
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
4
3
27.5
2
120.0
34
1
13
392
4
UNITED KINGDOM
TOTAL NUMBER OF CASES
NUMBER CASES -- VALUE KNOWN
VALUE ($ MILLIONS)
52
23
884.5
22
1
870.5
14.0
124
55
3177.5
50
40
2095.4
0
0
OTHER SOURCE COUNTRIES
TOTAL NUMBER OF CASES
NUMBER CASES - VALUE KNOWN
VALUE ($ MILLIONS)
2
2
229.6
10
2
27.0
8
4
310.5
6
4
503.0
0
0
0
48
3
12.0
LOCATION OF INVESTMENT BY STATE
Foreign direct investments were identified in 46 states, the District of
Columbia, and Puerto Rico during 1992 (Table VII). California and New
York, the leading states for the previous eight years, remained in this position
with 92 and 62 transactions, respectively. Other states that had substantial
investment were Florida (39 transactions), Texas (36), North Carolina (21),
New Jersey (20), Ohio (19), and Michigan (17). As occurred in 1991, the
eight states with the most transactions accounted for 60 percent of all
investment transactions identified in 1992 (Figure 4).
Figure 4
NUMBER OF INVESTMENTS BY STATE
1992
New York 62
Six of the eight states with the most transactions also led based on transaction
values. According to the transaction values identified, California was the
leading recipient with $6.1 billion, followed by New York ($1 billion), South
Carolina, Florida, and Texas ($0.9 billion each), Michigan ($0.7 billion),
Colorado ($0.6 billion), and New Jersey ($0.5 billion).
TABLE VII
STATE LOCATION OF FOREIGN INVESTMENTS - 1992
States
TOTAL
Alabama
Alaska
Arizona
Arkansas
California
Colorado
Connecticut
Delaware
Dist. of Col.
Florida
Georgia
Hawaii
Idaho
Illinois
Indiana
Iowa
Kansas
Kentucky
Louisiana
Maine
Maryland
Massachusetts
Michigan
Minnesota
Mississippi
Missouri
Montana
Nebraska
Nevada
New Hampshire
New Jersey
New Mexico
New York
North Carolina
North Dakota
Ohio
Number
of Cases
Number Cases/
Value Known
Value
($ Million)
512
217
14,868.4
4
3
99.0
•
•
4
4
92
12
3
3
6
39
16
5
1
13
11
3
3
11
4
1
8
15
17
2
1
4
3
4
39
4
2
3
1
19
3
4
•
•
#
1
2
4
20
1
62
21
1
1.0
•
4
4
1
2
5
1
•
3
4
4
1
1
1
•
1
6
•
22
10
•
•
19
11
•
305.1
44.0
6067.4
552.6
66.0
280.6
13.7
870.7
28.0
37.9
•
86.9
35.8
96.5
3.6
133.9
90.0
•
77.8
148.6
700.0
120.0
35.0
10.0
•
20.0
505.5
•
1042.8
314.5
•
341.2
TABLE VII
STATE LOCATION OF FOREIGN INVESTMENTS - 1992
States
Oklahoma
Oregon
Pennsylvania
Puerto Rico
Rhode Island
South Carolina
South Dakota
Tennessee
Texas
Utah
Vermont
Virginia
Washington
West Virginia
Wisconsin
Wyoming
Unidentified
Number
of Cases
3
4
10
1
1
6
•
10
36
2
1
10
11
3
2
2
2
Number Cases/
Value Known
Value
($ Million)
1
4
5
1
35.3
47.7
148.5
20.0
4
890.0
•
•
6
18
•
•
1
5
2
1
2
1
•
262.6
858.0
•
•
4.0
162.6
209.0
5.6
95.0
22.0
This section focuses on maj o r investment tra n s a c t i o n s
trends in those sectors where foreign direct investment
was c o n c e ntrated or w h e r e a p a r t i c u l a r investment pat t e r n
or a note w o r t h y tran s action occurred.
In 1992, there was notable foreign direct investment
activity in 10 industrial sectors.
O nly three sectors
recorded mor e than $1 billion w o r t h of foreign d i rect
investment transacti o n s in 1992, as compa r e d w ith six
sectors in 1991 and 13 sectors in 1990.
Pr inting and P u b lishi n g (SIC 27) — The number of foreign
direct investment t r ansactions in the print i n g and
p u b l i s h i n g industry continued to d e cline in 1992, down
almost 23 per c e n t from the previ o u s year.
The total
tran s a c t i o n value rose by m ore than 64 p e r c e n t over that
of the p revious year, however.
S eventeen p r i n t i n g and
publ i s h i n g transactio n s were identified; five of them had
a total value of $374.5 million, as compa r e d with 1991
w hen 22 transactions w ith eight identified values tota l e d
$228.2 million.
Japan, wit h four investment transactions, was the prim a r y
source country for investors in this industry, re p l a c i n g
the Uni t e d Kingdom, whi c h had been the leading investor
for five consecutiv e years.
The Un i t e d K i n g d o m and
Canada tied for second pla c e w ith thr e e investment
t r a n s actions apiece, while G e rmany was thi r d w i t h two
transactions.
The two largest investments in this
industry accounted for almost 82 p e rcent of the total
do llar value.
The largest t r a n s action was an equity
increase
valued
at
$175
million.
Philips
G l o e i l a m p e n fa b r i k e n NV of the N e t h e rlands a c q u i r e d 25
pe rcent of Whittle Communications LP,
a Knoxville,
Te nnessee p u blisher and communications firm, r a ising the
foreign ownership to 49.6 percent from 3 3 percent.
The second largest transaction was the $13 0 m i l l i o n
a c q u isition of the pe r i o dicals p u b l i s h i n g s u b sidiaries of
A m e r i c a n P u b lishing Group I n c . , a M i a m i - b a s e d pu b l i s h e r
of S p a n i sh-language magazines, by Mexic o ' s Grupo T elevisa
SA de CV.
In 1992, Televisa was also part of a group of
investors
that
acquired
Univ i s i o n
Holdi n g s
Inc.'s
S p a n i sh-language network from Hallm a r k Cards Inc. for
$550 million. Grupo T elevisa is controlled by the Emilio
Azc a r r a g a family.
The p e r i odicals publishing subsector (SIC 2721), w i t h 11
transactions, attracted almost t w o -thirds of the foreign
investment in the p u b l ishing and p r i n t i n g industry.
Newspaper p u b l i s h i n g (SIC 2711) and book p u b l i s h i n g (SIC
2731) w e r e less active w i t h two t r a n s a c t i o n s each. As in
1991, N e w York, California, and Washington, D.C. w e r e the
p r i m a r y locations for foreign investments, a c c o u n t i n g for
seven, three, and two transactions, respectively.
Chemicals and A l l i e d Products (SIC 2 8 ) — F o r e i g n d i r e c t
investment in the chemicals and allied p r o d u c t s sect o r
acco u n t e d for more than 21 p e r c e n t of the total for e i g n
direct investment value in 1992. Fort y - s i x t r a n s a c t i o n s
wi t h 33 available values w e r e identified; t hey h a d a
total w o r t h of almost $3.2 billion.
Thr e e m a j o r source countries acco u n t e d for m o r e t han ha l f
of the investment trans a c t i o n s in this industry. J a p a n e s e
investors had the m o s t transa c t i o n s (12) followed by
investors from Germa n y (11) and Canada (4). The largest
investment, however, was m a d e by a B e l g i a n firm, Solv a y
SA. Solvay Ame r i c a Inc., the H o u s t o n - b a s e d s u b s i d i a r y of
the B russels chemical firm, acqui r e d Te n n e c o M i n e r a l s Co.
for $550 m i l l i o n in cash. Te n n e c o M i n e r a l s Co, bas e d in
Lakewood, Colorado, produces caustic soda and s o d i u m
sulfite and has an 80 p e rcent interest in a W y o m i n g soda
ash joint ven t u r e wi t h Japan's Asahi Glass Co. Ltd.
The second largest investment t r a n s a c t i o n w a s also an
acquisition.
Joh. A. Benc k i s e r GmbH, a G e r m a n con s u m e r
products company,
p u r c h a s e d the Coty frag r a n c e and
cosmetics business from Pfizer Inc. for $440 million.
B e nckiser has head q u a r t e r s
in L u d w i g s h a f e n and
is
c o n trolled by the Re i m a n n family.
A c q u i s i t i o n s were the p r imary mode of i n v e stment and
ac c o u n t e d for 20 transactions.
Investors f rom J a p a n and
Ger m a n y accounted for half of all of the acquisitions;
t hey p u rchased six firms and four firms respectively.
Pla n t expansions wer e the second m o s t p r e v a l e n t form of
investment; there were 10 of them.
Thr e e chemical subsectors attr a c t e d most of the foreign
dir e c t investment. Plastics materials, synt h e t i c r e sins
and
nonvul c a n i z ab l e
e l a s tomers
(SIC
2821)
had
10
transactions; pharma c e u t i ca l p r e p a r a t i o n s (SIC 2834) h ad
nine transactions and perfumes, cosmetics, and o ther
toilet prep a r a t i o n s (SIC 2844) a ccounted for seven. T h e s e
chemical investments were located p r i m a r i l y in four
states:
New York and Texas had seven t r a n s a c t i o n s each
and C a lifornia and N e w Je r s e y had five each.
P r i m a r y Metal Industries (SIC 33) —
The n u m b e r of
foreign direct investment t r a n s a c t i o n s in p r i m a r y m e t a l s
in 1992 r e m a i n e d at the level of the p r e v i o u s year; the
total investment value rose by almost 47 percent,
however.
T w e nty-one transa c t i o n s w i t h 11 k n o w n v a lues
h ad a total of $601.7 million.
Japan was once again the
p r i m a r y source country for foreign investors in this
industry, as has been the case for the last eight years.
Jap a n e s e investors h a d nine t r a n s a c t i o n s follo w e d at a
d istance by German investors w i t h three t r a n s a c t i o n s and
investors from the Un i t e d K i n g d o m w i t h two transactions.
The largest investment was the $350 m i l l i o n a c q u i s i t i o n
of FLS H oldings I n c . , the pa r e n t c o mpany of T a m p a - b a s e d
Florida Steel C o r p . , by Kyoei Steel Ltd of Japan. Florida
Steel is the country's largest m a k e r of concreter e i n f o r c i n g steel bars.
Kyoei Steel Ltd., based in
Hirakata,
Japan,
is one of that c ountry's largest
pro d u c e r s of steel bars.
The second largest investment
was also an acquisition. BICC Cables Corp. , the N e w York
s u b sidiary of London's BICC PLC, p u r c h a s e d the N o r t h
A m e r i c a n electrical cable operations of R e y n o l d s M e t a l s
Co. of Richmond, Vir g i n i a for $77 m i l l i o n and m e r g e d t h e m
into Cablec Uti l i t y Cable Co.
A l m o s t o n e-third of the investment t r a n s a c t i o n s (nine)
w e r e in the steel works, blast furnaces, and r o l l i n g
mil l s subsector (SIC 3312).
The steel pip e s and tubes
subsector (SIC 3317), w i t h three transactions, was the
second
most
attractive
subsector
to
investors.
I nvestments wer e div i d e d evenly among acquisitions, new
plants, and joint ventures; there w e r e five t r a n s a c t i o n s
in each category,
whi l e plant e x p ansions had four
transactions. Mor e than one-quarter of the t r a n s a c t i o n s
took place in two states;
P e n n s y l v a n i a a c c o u n t e d for
four investment transactions, Indiana, for two, and the
rem a i n i n g t r a n s action s w e r e w i d e l y scattered.
Industrial M a c h i n e r y and E quipment (SIC 35) —
Foreign
direct
investment
in the
industrial m a c h i n e r y
and
equipment industry t o taled $225 m i l l i o n in 1992, a drop
of $235 m i l l i o n from the $460 m i l l i o n invested in 1991.
The total number of transa c t i o n s by foreign c o m p anies
investing in the m a ch i n e r y area d e c r e a s e d 3 9 p e r c e n t from
54 in 1991 to 33 in 1992.
Acq u i s i t i o n s wer e the p rincipal m ode of investment w i t h
12 transactions.
There w ere also six t r a n s a c t i o n s each
for new plants,
plant
expansion,
and the
"other"
category, two equity increases and a joint venture.
Japan had the most investments in U . S . - b a s e d m a c h i n e r y
companies w i t h 19 transactions.
Values for 11 of t h e m
t otaled $153 million.
Japanese investments in this
sector continue to be small in size w i t h no t r a n s a c t i o n
exceeding $100 million.
The c omputer storage devices (SIC 3572) was the m o s t
active subsector w i t h five investment transactions.
J a p a n e s e investors cont i n u e d to expand t h eir base in the
U.S. c omputer and office e quipment area by m a k i n g all
five t r a n s actions in this subsector.
Geographically, most t r ansactions w e r e located in the
same four states as in 1991.
C a l ifornia had the m o s t
w i t h seven transactions, followed by N o r t h Carol i n a w i t h
five, and M i c h i g a n and Texas w i t h three each.
E l e c t r o n i c and Electric E q uipment (SIC 36) —
In an
i n c r e asingly
sluggish
economy,
foreign
investors'
a c t i v i t y in the elect r o n i c and electric e q u i p m e n t sector
decl i n e d m ore than 3 0 percent in the number of i dentified
tran s a c t i o n s and 56 p e rcent in k n own values. In 1992, 31
t r a n s a c t i o n s were recor d e d w ith 12 known values t o t a l i n g
$1.7 billion, as compared w i t h 45 t r a n s a c t i o n s w ith 22
values that totaled $3.9 billion in 1991.
Investors from Japan, Germany, and Canada a c c o u n t e d for
81 perc e n t of the total number of transactions. J a p a n e s e
c ompanies wer e the m o s t active foreign investors in th e
computer market, accounting for 16 t r a n s a c t i o n s t o t a l i n g
$312 million.
Alt h o u g h German investors had only five
transactions, they t o taled m o r e than 60 p e r c e n t of the
value identified in this industry at $1.1 billion. T here
w er e four investments from Canada.
There w ere 10 acquisitions, whi c h r e m a i n e d the m o s t
favored m ode of investment in this industry.
Eight n ew
plants, six joint ventures, four "other" transactions,
two plant expansions, and one equity increase w e r e also
identified.
The largest t r a n sact i o n in e lectronics was an e q u i t y
increase by Siemens AG, a German electronics company, in
R o l m Systems, a Santa Cl a r a - b a s e d swit c h i n g e q u i p m e n t
manufacturer.
Siemens acquired the 50 pe r c e n t o w n e d by
IBM Corp.
for $1 billion.
Siemens had o r i g i n a l l y
acquired 50 percent of R olm Systems in 1989 for $844
million.
For the tenth cons e cutive year m ost foreign d i r e c t
investment transacti o n s in the electronics i n dustry
occ u r r e d in California.
In 1992, eight i n v e s tments w e r e
m ade in California, followed by four in Illinois, w h i l e
13 other states had three or fewer investments.
T r a n s p o r t a t i o n Equipment (SIC 37) —
F o reign d i r e c t
investment in the t r a n s p o r t a t io n equi p m e n t industry fell
by almost 22 percent in 1992. There w ere 18 t r a n s a c t i o n s
w ith 12 kno w n values totaling almost $1.1 bil l i o n
compared to 2 3 transa c t i o n s with 17 values t o t a l i n g $1.5
bi llion in 1991.
This year m a r k e d the ten t h y ear that
Jap a n e s e investors w ere p r e d o minant in this industry.
The y a c counted for 10 t r ansactions w i t h e ight v alues that
t otaled $544.5 million.
German investors w ere also
active investors; there were four t r a n s a c t i o n s w i t h two
values that totaled $490 million.
The two largest investment transa c t i o n s w ere m ade by
German and J apanese firms and a ccounted for almost threequarters of the total investment in this industry.
The
first of these, BMW of North Amer i c a ' s new $400 m i l l i o n
m a n u f a c t u r i ng plant in Greer, South Carolina, was m a d e by
B ay e r i s c h e Moto r e n Werke AG. The M u n i c h - b a s e d a utomobile
m a n u f a c t u r e r is cont rolled by the Qu a n d t family.
The
second largest investment was A uto Allia n c e International
Inc., a joint ventur e between M a z d a Mot o r Corp. of J apan
and the Ford Motor Co. valued at $380 million. The
equally owned joint venture will run an auto a s sembly
pla n t in Flat Rock, Michigan.
Mor e than three-quar t er s of the 18 investments were made
in two transp o r t a t io n subsectors.
M o t o r parts, vehicle
parts and accessories (SIC 3714) had eight investment
transactions, six of whi c h had a total val u e of $213.5
million. The second subsector — autos, m o t o r vehicles,
and pass e n g e r car bodies (SIC 3711) — had six investment
transactions, five of which had a total value of $825.5
million.
Of these 14 investments,
six were plant
expansions, whi l e there were two investments in each of
the acquisitions/mergers, joint ventures, and new plan t s
categories.
They took place p r i m a r i l y in M i c h i g a n
(four), Kent u c k y
(three), Florida
( t w o ) , and South
Carolina (two).
Instruments and Related Products (SIC 38) — Investment
activity by foreigners in the instruments and related
products industry d e creased 27 p e r c e n t in the total
number of transactio n s and increased by 36 p e rcent in
total value from the previous year.
During 1992, 11
transactions w ere identified w i t h seven k n o w n values that
totaled
$403.7
million.
In 1991,
there were
15
transactions w ith seven known values t hat totaled $297
million.
A c q u i sitions were the favorite mode of investment in the
instruments
sector.
Foreign
c o mpanies
made
six
acquisitions, three of which had a total value of $333
million.
The m o s t notable tran s a c t i o n in this sector was the $2 50
m i l l i o n a c q u isition of C a l i f o r n i a - ba s e d Shiley Inc.'s
c a r d i o v a s c u la r line by Fiat SpA of Italy, w h i c h is
c o n t r o l l e d by the Agnelli family.
Insurance Carriers (SIC 63) —
In w hat a m o u n t e d to the
largest foreign acquis i t i o n of 1992, Alt u s Finance, a
financial services ho l d i n g company 60 p e r c e n t owned by
the French bank Credit Lyonnais SA, p u r c h a s e d the Los
A n g e l e s - b a s e d Executive Life Insurance C o m p a n y for $3.6
billion.
The transaction, w h i c h involved m o n t h s of
negotiations, account e d for 23.9 p e r c e n t of the total
v a lue of foreign direct investment in the U n i t e d States
for 1992.
Hotels and Other Lodging Places (SIC 70) —
In 1992,
f oreign direct investment in U.S. hotels and other
lodging places amounted to $290 m i l l i o n c o m p a r e d wi t h
$588 m i l l i o n in 1991, $3.7 b i llion for 1990, and $5.0
billion in 1989. The number of t r a n s a c t i o n s d r o p p e d from
50 in 1989, 39 in 1990, and 22 in 1991 to 16 for 1992.
The decline is largely the result of the virt u a l
i n a ctivity in this industry by investors from Jap a n and
the U n i t e d Kingdom.
For 1989 and 1990 investors from Jap a n ($4.1 billion) and
the U n i t e d K i n g d o m ($2.2 billion) acco u n t e d for $6.4
billion, 74 percent of foreign direct i n v estment in the
U.S. hotels and other lodging places sector.
In 1992,
investment from these sources decli n e d to $34 m i l l i o n or
12 p e r c e n t of foreign investment.
Along
with
the
decline
of
foreign
investment
by
tra d i t i o n a l major foreign investors, new investors ha v e
emerged from nontrad i t i o na l sources.
For example, in
1992 the largest investments came from the Bahamas, Ho n g
Kong, Taiwan, and Spain. These investments, for the m o s t
part,
were
individually
smaller
than
the
earlier
investments from Japan and the Un i t e d Kingdom.
Real Pro p e r t y —
In 1992, the value of foreign d i r e c t
investment in U.S. commercial real estate c o n t i n u e d the
d o w n w a r d trend that began in the late 1980's.
For 1992,
f o r eigners p u rchased $600 m i l l i o n of U.S. com m e r c i a l real
estate, a decline of 62 percent from the $1.6 b i l l i o n
f o r eigners purchased in 1991 and 82 p e r c e n t from $3.3
bill i o n invested in 1990. There w ere 28 t r a n s a c t i o n s
c o m p l e t e d in 1992, compared w i t h 41 in 1991 and 109 for
1990. The recent sharp d e cline in J a p a n e s e inv e s t m e n t in
U.S. commercial real estate is the leading factor in the
overall decline.
Purchases of a g r icultural land and
individual residential real estate units are not included
in this report.
For the first time in eight years the J a p a n e s e were not
the m a j o r investors in U.S. real estate. The G e rmans who
invested $256 mil l i o n in 1992 were the maj o r foreign
investors.
Japanese real estate investment decli n e d to
$120 m i l l i o n in 1992 from $1.5 b i llion in 1992 and $2.4
bil l i o n in 1990.
The Japanese c oncluded only five U.S.
real estate transact i o n s in 1992 compared w i t h 18 in 1991
and 50 for 1990.
In 1992, there wer e two maj o r commercial real estate
t r a n s actions of $100 m i l l i o n or more, both involving
German investors. The investments involved the p u rchase
of a vacant Times Square office build i n g by Bert e l s m a n n
A G (owned by Reinh a r d Mohn) from Citic o r p for $119
m i l l i o n and the purchase of the Carillon office b u ilding
in Charlotte,
North Carolina by Hes t a AG for $100
million.
The outlook for foreign direct investment in U.S.
commercial real estate is for cont i n u e d limited activity.
A l t h o u g h the current U.S. commercial real estate mark e t
is d e pressed and bargains exist, m o s t c u rrent foreign
interest is being g e nerated by Europeans and South
Americans.
Any
significant
increase
in
foreign
investment activity will p roba b l y not occur until v acancy
rates of existing capacity decline and/or p r o f i t a b i l i t y
p r ospects increase.
APPENDIX A
LISTING OF INVESTMENT TRANSACTIONS
BY
STANDARD INDUSTRIAL CLASSIFICATION (SIC)
SIC
US FIRM NAME
LOCATION
TS
FOREIGN INVESTOR
NA
TYPE
0181
SAKATA SEED CORP
IRON ORE CO OF CANADA
GOLDSTRIKE MINE
ATLAS CORP'S MINING RIGHTS
SWEETWATER MILL
MARTINKA COAL MINE
COAL LEASES
SEDCO-PHILLIPS OFFSHORE DRILLING CO
NIPPON OIL CO
SANTA FE ENERGY RESOURCES INC
OMNI EXPLORATION INC
NATURAL GAS CLEARINGHOUSE
ORYX ENERGY CO'S PLANTS
WALT FLANAGAN & CO'S RESERVES
GREAT LAKES DIAMOND EXPLORATION VENTURE
BORDEN/MOPLEFAN JV
BERNARD FOODS INC
MCGLYNN BAKERIES' FROZEN BAKERY PRDTS
FAMOUS AMOS CHOCOLATE CHIP COOKIE CORP
HAKUSHIKA SAKE USA
MOMOKAWA SAKE LTD
AADC HLDG CO (AGE INTL INC)
SEA FREEZE COLD STORAGE INC
MYOJA USA INC
MATSUTANI KAGAKU
DUPONT'S TEXTILE NYLON BUSINESS
AMOCO-RHONE
SUPASTRIP INC
HOF TEXTILES INC
TECH TEXTILES USA
BADGLEY MISCHKA
LESLIE FAY'S HEAD SPORTS WEAR DIV
RANDOLPH DUKE OF LUKE INDUSTRIES
REBECCA MOSES' DESIGN BUSINESS
TECHNOTRIM INC
DAISHOWA AMERICAN CO LTD
MACMILLAN BLOEDEL INC
MACMILLAN BLOEDEL INC BULK PACKAGING
TESA TUCK INC
DRIPRIDE DIVISION OF WEYERHAUSER
SCOTT HEALTH CARE
BAUMGARTNER INC
WE
INTERNATIONAL EXPRESS, THE
ARCATA GRAPHICS
METROPOLITAN HOME
SOAP OPERA UPDATE
DAVIS PUBLICATIONS INC'S MAGAZINES (4)
NIKKEI BUSINESS PUBLICATION CO
WEIC ASIA REPORT
JAPANSCOPE
SYNERGY
SALINAS
WILMINGTON
ELKO
MALHEUR COUNTY
RAWLINS
FAIRMONT
PDR RIVER BASIN
HOUSTON
GULF OF MEXICO
HOUSTON
COLUMBUS
HOUSTON
CA
DE
NV
OR
WY
WV
WY
TX
LA
TX
OH
TX
OK
CO
MI
NY
LA
MN
CA
CO
OR
NY
WA
CA
NJ
DE
GA
VA
NC
AL
NY
MD
NY
NY
KY
WA
AL
IN
NC
KY
PA
NC
DC
DC
CA
IA
NY
NY
NY
NY
NY
CA
SAKATA SEED CORP
MITSUBISHI CORP
GOLDSMITH, JAMES ET AL
GOLDSMITH, JAMES ET AL
RTZ CORP PLC
HANSON PLC
HANSON PLC
SCHLUMBERGER FAMILY
NIPPON OIL CO LTD
OPPENHEIMER, HARRY F & FAMILY
CAIRN ENERGY PLC
BRITISH GAS PLC
BRONFMAN FAMILY
EEC GROUP PLC
ASHTON MINING LTD
FERRUZZI FAMILY
NESTLE SA
GRAND METROPOLITAN PLC
PRESIDENT ENTERPRISES CORP
TATUUMA-HONKE BREWING CO
MOMOKAWA BREWING INC
TAKARA SHUZO CO LTD
TOYO SUISAN KAISHA LTD
MYOJO FOODS CO LTD ET AL
MATSUTANI KAGAKU KOGYO LTD
BRONFMAN FAMILY
FRANCE, GOVERNMENT OF
NORCROS PLC
TEXTIL GRUPPE HOF
TECH TEXTILES INTL
LEY, WOLFGANG FAMILY
ODYSSEY INTL GROUP
C ITOH & CO LTD
COMPAGNIA INTERNAZIONALE ABBIGLIAMENTO
TACHI-S CO LTD
SATO, RYOEI & FAMILY
BRONFMAN, PETER & EDWARD
BRONFMAN, PETER & EDWARD
BEIERSDORF AG
SVENSKA CELLULOSA AB
SVENSKA CELLULOSA AB
BAUMGARTNER PAPIERS SA
IZVESTIA
UNITED NEWSPAPERS PLC
PELADEAU, PIERRE
LAGARDERE, JEAN LUC & FILIPACCHI, DANIEL
BAUER, HEINZ & FAMILY
MOHN, REINHARD
NIHON KEIZAI SHIMBUN INC
WORLD ECONOMIC INFORMATION CENTER
NOMURA SECURITIES CO LTD
TOYOTA MOTOR CORP
JA
JA
UK
UK
UK
UK
UK
FR
JA
SO
UK
UK
CA
UK
AS
IT
SZ
UK
TW
JA
JA
JA
JA
JA
JA
CA
FR
UK
GE
UK
GE
HK
JA
IT
JA
JA
CA
CA
GE
SW
SW
SZ
RS
UK
CA
FR
GE
GE
JA
JA
JA
JA
OT
El
OT
AM
AM
AM
AM
El
OT
AM
AM
AM
AM
AM
OT
JV
AM
AM
AM
NP
JV
El
El
NP
NP
NP
JV
NP
NP
JV
AM
AM
AM
AM
JV
PE
PE
NP
OT
AM
JV
NP
JV
OT
AM
AM
AM
AM
OT
OT
OT
OT
1011
1041
1041
1094
1212
1221
1311
1311
1311
1311
1321
1382
1442
1499
2026
2037
2051
2052
2082
2084
2085
2092
2098
2099
2221
2221
2295
2297
2297
2335
2339
2339
2355
2399
2611
2631
2653
2672
2676
2676
2679
2711
2711
2721
2721
2721
2721
2721
2721
2721
2721
DENVER
GREAT LAKES
LAFAYETTE
CHANHASSEN
SAN FRANCISCO
GOLDEN
FOREST GROVE
NEW YORK
SEATTLE
CHINO
CLINTON
WILMINGTON
ATLANTA
ASHLAND
LINCOLNTON
PHENIX CITY
NEW YORK
COLUMBIA
NEW YORK
NEW YORK
GLASGOW
PORT ANGELES
MONTGOMERY
INDIANAPOLIS
CHARLOTTE
BOWLING GREEN
PHILADELPHIA
MEBANE
WASHINGTON
WASHINGTON
SAN JOSE
DES MOINES
NEW YORK
NEW YORK
NEW YORK
NEW YORK
NEW YORK
TORRANCE
VALUE
($ MILLION)
66.0
14.7
8.0
165.0
87.0
21.0
75.0
1.2
25.4
20.5
4.0
120.0
60.6
5.0
14.5
7.0
4.5
39.7
140.0
11.5
61.0
8.0
66.0
10.0
29.5
SIC
US FIRM NAME
LOCATION
TS
FOREIGN INVESTOR
NA
TYPE
2721
2721
2721
2731
2731
2741
2759
2812
2812
2813
2813
2819
2819
2821
2821
2821
2821
2821
2821
2821
2821
2821
2821
2824
2833
2834
2834
2834
2834
2834
2834
2834
2834
2834
2835
2836
2844
2844
2844
2844
2844
2844
2844
2851
2869
2869
2869
2869
2869
2869
2879
2899
AMERICAN PUBLISHING GROUP INC'S SUBS
WHITTLE COMMUNICATIONS LP
BUZZ
COURSE TECHNOLOGY INC
ZEBRA BOOKS
SPARROW CORP
NAPCO PRESS INC
TENNECO MINERALS CO
VULCAN MATERIALS/COMINCO JV
TRI-GAS INC
INDUSTRIAL WELDING SUPPLY CO
HOECHST CELANESE CORP
INTERNATIONAL CATALYST TECHNOLOGY INC
BASF CORP
MOBIL CHEMICAL CO'S DIVISION
BASF CORP
W S SHAMBAN & CO
PHILLIPS SUMIKA POLYPROPYLENE CO
FORTRON INDUSTRIES INC
K-BIN INC
KANEKA TEXAS CORP
EVAL CO OF AMERICA
FORMOSA PLASTICS CORP USA
NAN YA PLASTICS CORP
LENZING FIBERS CORP
ADRIA LABORATORIES INC
NATIONAL CLINICAL RESEARCH CENTERS INC
ROBERTS PHARMACEUTICAL CORP
FUJI IMMUNOPHARMACEUTICALS CORP
MERCK-ASTRA INC
ROCHE CAROLINA INC
SANDOZ PHARMACEUTICALS CORP
GENENTECH INC
ALLIED CHEMICAL LABORATORIES' ASSETS
BIOPHARMACEUTICAL TECHNOLOGY CENTER
APPLIED MICROBIOLOGY INC
NUTRI-METICS INTERNATIONAL INC
BARR CO
ALFIN INC
HERCULES INC'S FRAGRANCE DIVISION
COTY FRAGRANCE & COSMETIC DIV OF PFIZER
DELAIRE INC
REVLON INC'S HALSTON & BORGHESE DIVS
GROW GROUP INC
NOVO NORDISK BIOTECH
NOVO NORDISK BIOCHEM
HENKEL CORP
FORTIER METHANOL CO
GLENDALE TECHNOLOGIES INC
HYDROLABS INC
RHONE-POULENC AG CO
MOGUL CORP
MIAMI
KNOXVILLE
LOS ANGELES
CAMBRIDGE
NEW YORK
NASHVILLE
BROOKLYN
LAKEWOOD
OWNES LAKE
IRVING
DALLAS
PORTSMOUTH
CALVERT
FREEPORT
EDISON
WYANDOTTE
SANTA MONICA
HOUSTON
WILMINGTON
FREEPORT
PASADENA
LISLE
POINT COMFORT
LAKE CITY
LOWLAND
ALBUQUERQUE
BETHESDA
EATONTOWN
BOSTON
CHESTER COUNTY
FLORENCE
EAST HANOVER
SAN FRANCISCO
SAN DIEGO
FITCHBURG
NEW YORK
CERRITOX
NILES
NEW YORK
MIDDLETOWN
NEW YORK
NEW YORK
NEW YORK
NEW YORK
DAVIS
FRANKLINTON
CINCINNATI
WAGGAMAN
WAYNE
PATTERSON
INSTITUTE
CHAGRIN FALLS
FL
TN
CA
MA
NY
TN
NY
CO
CA
TX
TX
VA
KY
TX
NJ
MI
CA
TX
DE
TX
TX
IL
TX
SC
TN
NM
MD
NJ
MA
PA
SC
NJ
CA
CA
WI
NY
CA
IL
NY
NY
NY
NY
NY
NY
CA
NC
OH
LA
NJ
NJ
WV
OH
A Z C A R R A G A , EMILIO
PHILIPS GLOEILAMPENFABRIKEN NV
LIMTHONGKUL, SONDHI
THOMSON, KENNETH R AND FAMILY
ATKINSON ESTATE
THORN EMI PLC
HANSON PLC
SOLVAY SA
PINE POINT MINES LTD
NIPPON SANSO KK
NIPPON SANSO KK
HOECHST AG
DEGUSSA AG/NIPPON SHOKUBAI CO LTD
BASF AG
BASF AG
BASF AG
BUSAK & LYKEN DICHTUNGEN GMBH & CO
SUMITOMO CHEMICAL CO LTD
KUREHA CHEMICAL INDUSTRY CO LTD ET AL
SHIN-ETSU CHEMICAL CO LTD
KANEGAFUCHI CHEMICAL INDUSTRY CO LTD
KURARAY CO LTD
WANG, YC
WANG, Y C
AUSTRIA, GOVERNMENT OF ET AL
MONTEDISON SPA
YAMANOUCHI PHARMACEUTICAL CO LTD
YAMANOUCHI PHARMACEUTICAL CO
FUJI PHOTO FILM CO LTD
AB ASTRA
HOFFMANN & LAROCHE FAMILIES
SANDOZ AG
HOFFMANN & LAROCHE FAMILIES
SMITH KLINE BEECHAM PLC
LIEBRECH FAMILY
BURNS PHILIP & CO LTD
ROCHE, BILL & IMELDA
CCL INDUSTRIES INC
FAYER, ERICH
HAARMANN & REIMER GMBH
REIMANN FAMILY
TAKASAGO INTERNATIONAL CORP
UNIDENTIFIED SAUDI ARABIAN FAMILY
CORIMON CA SACA
NOVO NORDISK INDUSTRII A/S
NOVO NORDISK INDUSTRII A/S
HENKEL FAMILY
METALLGESELLSCHAFT AG
BILSOM AB
ALLIED COLLOIDS PLC
FRANCE, GOVERNMENT OF
MOLSON FAMILY
MX
NL
TH
CA
CA
UK
UK
BE
CA
JA
JA
GE
GE
GE
GE
GE
GE
JA
JA
JA
JA
JA
TW
TW
AU
IT
JA
JA
JA
SW
SZ
SZ
SZ
UK
GE
AS
AS
CA
CA
GE
GE
JA
SA
VE
DA
DA
GE
GE
SW
UK
FR
CA
AM
El
PE
AM
AM
AM
AM
AM
JV
AM
AM
PE
NP
PE
AM
PE
AM
JV
NP
PE
PE
El
PE
NP
PE
OT
AM
AM
JV
JV
OT
PE
El
AM
NP
AM
OT
AM
AM
AM
AM
AM
AM
AM
NP
PE
NP
JV
AM
AM
PE
AM
VALUE
($ MILLION)
130.0
175.0
10.0
30.0
500.0
50.0
100.0
5.0
20.0
300.0
74.6
10.0
39.0
13.5
353.0
300.0
40.0
1.8
95.0
25.0
100.0
20.0
37.2
12.0
5.6
37.2
0.5
5.3
440.0
9.8
125.0
38.7
100.0
140.0
90.0
20.8
44.0
SIC
US FIRM NAME
LOCATION
TS
FOREIGN INVESTOR
NA
TYPE
2899
2992
3011
3052
3052
3052
3061
3069
3069
3069
3081
3081
3083
3084
3086
3086
3089
3089
3211
3229
3231
3241
3251
3295
3295
3312
3312
3312
3312
3312
3312
3315
3317
3317
3317
3341
3351
3351
3353
3353
3355
3357
3363
3364
3399
3399
3421
3429
3429
3462
3465
3492
ELI LILLY'S QUALICAPS OPERATIONS
APOLLO AMERICAN CORP
DUNLOP TIRE CORP
SIEGLING
BANDO CHEMICAL
TCA PLASTICS INC
J&V FORM PRODUCTS INC
NICHIRIN-FLEX USA INC
NISHIKAWA STANDARD CO
GOODYEAR TIRE & RUBBER'S POLYESTER BUS.
LINTEC CORP
TORAY PLASTIC (AMERICA) INC
ATO HAAS
HARSCO CORP'S CANTEX DIV
PELLCAN INC
ILLBRUCK AUTOMOTIVE INC
TAMIYA CO
SEKISUI JUSHI CORP
INTERGLASS CORP
SASAKI-OWENS GLASS CO LTD
STANDARD GLASS CORP
KAISER CEMENT'S ROCK OPERATION
ROBERTSON READY MIX CONCRETE
TOYO TANSO USA INC
CYPRUS INDUSTRIAL'S TALC BUSINESS
NATIONAL STEEL CORP
COPPERWELD STEEL CO
USS/KOBE STEEL CO
FLS HOLDINGS INC
DOUBLE C COATINGS INC
FERRO CORP'S STEEL PRODUCTS DIVISION
LEONISCHE OF AMERICA INC
PENNSYLVANIA EXTRUDED TUBE CO
CENTURY TUBE CORP
TUBE-LINE CO
LEYTESS METAL CO
HALSTEAD INDUSTRIES INC'S PLANT
PMX INDUSTRIES INC
HELIMA HELVETION INTERNATIONAL
ALCOA KOBE TRANSPORTATION PRODUCTS INC
REYNOLDS'N AMERICAN CABLE OPERATIONS
AT&T FITEL INC
CASTING TECHNOLOGY CORP
TOYOTA MOTOR MANUFACTURING USA INC
MITSUI/ZCA POWDERS CO
UNITED WINNER METALS INC
GRANT HARDWARE CO
GECOM CORP
NORTH VERNON AUTOMOTIVE COMPONENTS INC
POLSTEAM USA INC
A T F AUTOMOTIVE GROUP
TEIJIN SEIKI AMERICA INC
INDIANAPOLIS
JEFFERSONVILLE
HUNTSVILLE
HUNTERSVILLE
BOWLING GREEN
FARMINGTON HILL
SAN BERNADINO
RANCHO CUCAMONG
BREMEN
POINT PLEASANT
BOSTON
N. KINGSTOWN
PHILADELPHIA
CAMP HILL
NORTH LAKE
HOWELL
ORANGE COUTRY
ATLANTA
HAVERHILL
TOLEDO
LOS ANGELES
SAN FRANCISCO
RIVERSIDE
PORTLAND
ENGLEWOOD
MISHAWAKA
PITTSBURGH
LORAIN
MIAMI
JACKSON
TYLER
CHICOPEE
SCRANTON
PINE BLUFF
UNION
NEW YORK
PINE HALL
CEDAR RAPIDS
DUNCAN
PITTSBURGH
MALVERN
CARROLLTON
RICHMOND
GEORGETOWN
MONACA
CHESAPEAKE
HARRISONVILLE
GREENSBURG
NORTH VERNON
NEW YORK
INDIANAPOLIS
REDMOND
IN
IN
AL
NC
KY
MI
CA
CA
IN
WV
MA
RI
PA
PA
IL
MI
CA
GA
MA
OH
CA
CA
CA
OR
CO
IN
PA
OH
FL
MS
TX
MA
PA
AR
NJ
NY
NC
IA
SC
PA
AR
GA
IN
KY
PA
VA
MO
IN
IN
NY
IN
WA
SHIONOGI & CO LTD
IDEMITSU KOSAN CO LTD
SUMITOMO RUBBER INDUSTRIES LTD
ERNST SIEGLING GMBH
BANDO CHEMICAL INDUSTRIES LTD
TONEN CHEMICAL CORP
JSP CORP
NICHIRIN CO LTD
NISHIKAWA RUBBER CO LTD
ROYAL DUTCH SHELL GROUP
LINTEC CORP
TORAY INDUSTRIES INC
FRANCE, GOVERNMENT OF
SUMITOMO CORP
STOROPACK HANS REICHENECKER GMBH
ILLBRUCK AUTOMOTIVE INC
TAMIYA CO LTD
SEKISUI JUSHI CORP
INTERGLAS AG
SASAKI GLASS CO LTD
NORTH INDUSTRIES CO
HANSON PLC
MITSUBISHI MATERIALS CORP
TOYO TANSO CO LTD
RTZ CORP PLC
NKK CORP
DAIDO STEEL CO LTD
KOBE STEEL LTD
KYOEI STEEL LTD
NKK CORP
COOKSON GROUP PLC
LEONISCHE DRAHTWERKE AG
SUMITOMO METAL INDUSTRIES LTD ET AL
DAIWA STEEL TUBE INDUSTRIES CO LTD
BENKAN CORP
HERAEUS HOLDING GMBH
KOBE STEEL LTD
POONGSAN CORP
HELMUT LINGEMANN GMBH
KOBE STEEL LTD
BICC PLC
FURUKAWA ELECTRIC CO LTD
IZUMI INDUSTRIES INC
TOYOTA MOTOR CORP
MITSUI MINING & SMELTING CO LTD
YIEH LOONG GROUP ET AL
HETTICH INTERNATIONAL GMBH & CO
MITSUI MINING & SMELTING CO LTD
MITSUI MINING & SMELTING CO LTD
ZELUGA POLSKA
VELTRI STAMPING CORP
TEIJIN SEIKI CO LTD
JA
JA
JA
GE
JA
JA
JA
JA
JA
UK
JA
JA
FR
JA
GE
GE
JA
JA
GE
JA
CH
UK
JA
JA
UK
JA
JA
JA
JA
JA
UK
GE
JA
JA
JA
GE
JA
KS
GE
JA
UK
JA
JA
JA
JA
TW
GE
JA
JA
PL
CA
JA
AM
NP
PE
NP
PE
OT
NP
PE
PE
AM
OT
PE
JV
AM
AM
NP
NP
NP
OT
El
AM
PE
PE
NP
AM
OT
El
PE
AM
JV
AM
NP
NP
PE
PE
AM
AM
NP
NP
JV
AM
JV
JV
PE
JV
NP
AM
PE
JV
OT
NP
PE
VALUE
($ MILLION)
20.0
15.0
20.0
3.0
5.0
33.0
12.2
23.3
14.0
7.0
7.4
35.0
350.0
35.0
45.0
4.8
40.0
77.0
2.0
1.5
4.0
10.0
6.4
3.9
SIC
US FIRM NAME
LOCATION
TS
FOREIGN INVESTOR
3493
3511
3519
3523
3534
3535
3535
3537
3537
3544
3545
3545
3552
3552
3552
3559
3561
3562
3569
3569
3571
3571
3571
3571
3572
3572
3572
3572
3572
3575
3577
3589
3592
3594
3612
3613
3624
3624
3624
3625
3629
3631
3639
3643
3643
3643
3652
3652
3652
3661
3661
3661
ROCKWELL INTL SUSPENSION SYSTEMS CO USA
SIEMENS-ASEA
ADVANCED CERAMIC TECHNOLOGY
ESM INTERNATIONAL
FUJITEC AMERICA INC
LEAR-SIEGLER'S RAPISTAN CORP
KRAFT GENERAL FOODS PLANT
MITSUBISHI CATERPILLAR FORKLIFT
NIKKEN CORP
TOYOTA MOTOR
TSW PRODUCTS CO INC
PINE BLUFF CUTTING TOOLS INC
STORK X-CEL
SCHOLL AMERICA INC
DATACOLOR INTL NORTH AMERICA DIV
ROSENMUND INC
DENVER EQUIPMENT CO
NSK CORP
TRANSLOGIC CORP
GMFANUC ROBOTICS CORP
VPL RESEARCH INC
SIEMENS NIXDORF SYSTEMS INTEGRATION GRP
POQUET COMPUTER CORP
HYUNDAI'S INFORMATIONS SYSTEMS DIV
CORE INTL INC
KAYROCK CORP
AREAL TECHNOLOGY INC
KAO INFOSYSTEMS CO
AKASHIC MEMORIES CORP
MEGATEK CORP
ADVANCED COMPUTER ARCHITECTURE LAB
LEOPOLD F B CO INC
TRW FUJI VALVE INC
TEIKOKU ELEC MFG CO
ABB PAINT FINISHING
COOPER'S DISTRIBUTION EQUIPMENT DIV
STACKPOLE CORP'S TRIBON BUSINESS
SIGRI GREAT LAKES CARBON
COMPOSITE HORIZONS INC
ANILAM ELECTRONICS CORP
YASKAWA ELECTRIC CORP
MATSUSHITA COOKING & APPLIANCE CO
MOR-FLO INDUSTRIES INC
LUTZE INC
ORTECH CO
U S CONEC LTD
DIGITAL AUDIO DISC CORP
SONY MUSIC ENTERTAINMENT INC
VIRGIN'S MEGASTORE
ABRAXAS INTL INC
MOTOROLA-NORTEL COMMUNICATIONS CO
IBM'S ROLM SYSTEMS DIV
HOPKINSVILLE
CHATTANOOGA
VANCOUVER
HOUSTON
LEBANON
GRAND RAPIDS
CHARLOTTE
HOUSTON
CHICAGO
GEORGETOWN
HUTCHINSON
PINE BLUFF
CHARLOTTE
GIBSONVILLE
CHARLOTTE
CHARLOTTE
COLORADO SPGS
ANN ARBOR
DENVER
DETROIT
FOSTER CITY
BURLINGTON
SUNNYVALE
SAN JOSE
BOCA RATON
KY
TN
WA
TX
OH
MI
NC
TX
IL
KY
KS
AR
NC
NC
NC
NC
CO
MI
CO
MI
CA
MA
CA
CA
FL
SAN JOSE
PLYMOUTH
SANTA CLARA
SAN DIEGO
SAN DIEGO
ZELIENOPLE
SEVIERVILLE
HOUSTON
TROY
EARLYVILLE
CLEVELAND
BRIARCLIFF MANO
COVINA
MIAMI
CHICAGO
FRANKLIN PARK
CLEVELAND
CHARLOTTE
KIRKSVILLE
HICKORY
TERRE HAUTE
PITMAN
LOS ANGELES
CASSELBERRY
CHICAGO
SANTA CLARA
CA
MA
CA
CA
CA
PA
TN
TX
MI
VA
OH
NY
CA
FL
IL
IL
OH
NC
MO
NC
IN
NJ
CA
FL
IL
CA
MITSUBISHI STEEL MANUFACTURING CO
SIEMENS AG ET AL
KYOCERA CORP
SATAKE CORP
FUJITEC CO LTD
MANNESMANN AG
BBA
MITSUBISHI HEAVY INDUSTRIES LTD
NIKKEN CORP
TOYOTA MOTOR CORP
TAKAKO SEIKI CO LTD
Y.G-1
STORK GROUP
SCHOLL AG ZOFINGEN
EICHHOF GROUP
ROSENMUND AG
SVEDALA INDUSTRI AB
NIPPON SEIKO KK
THYSSEN AG
FANUC LTD
FRANCE, GOVERNMENT OF
SIEMENS AG
FUJI ELECTRIC CO LTD
CHUNG, JU-YUNG & FAMILY
MORITA FAMILY
ZEBECH CO LTD
TOMEN CORP ET AL
KAO INFOSYSTEMS
KUBOTA CORP
NIHON UNISYS LTD
MORITA FAMILY
THAMES WATER PLC
FUJI VALVE CO LTD
TEIKOKU ELEC MFG CO LTD
ASEA BROWN BOVERI
SIEMENS AG
BRONFMAN FAMILY
HOECHST AG
TORAY INDUSTRIES INC
GROSSBACHER ELEKTRONIK AG
YASKAWA ELECTRIC CORP
MATSUSHITA FAMILY
S A BREWING HOLDING LTD
LUTZE
U-SHIN LTD
JAPAN, GOVERNMENT OF
MORITA FAMILY
MORITA FAMILY
BRANSON, RICHARD
SHL SYSTEMHOUSE INC
BELL CANADA
SIEMENS AG
LTD
NA
TYPE
JA
GE
JA
JA
JA
GE
UK
JA
JA
JA
JA
KS
NL
SZ
SZ
SZ
SW
JA
GE
JA
FR
GE
JA
KS
JA
JA
JA
JA
JA
JA
JA
UK
JA
JA
SZ
GE
CA
GE
JA
SZ
JA
JA
AS
GE
JA
JA
JA
JA
UK
CA
CA
GE
JV
OT
NP
AM
OT
AM
AM
JV
AM
NP
NP
NP
PE
PE
NP
PE
AM
OT
AM
El
AM
OT
El
NP
AM
AM
AM
PE
PE
AM
OT
AM
PE
OT
NP
AM
AM
JV
AM
AM
NP
NP
AM
NP
JV
OT
NP
PE
OT
AM
JV
El
VALUE
($ MILLION)
18.7
12.0
1.4
13.0
1.1
1.0
10.0
5.0
5.0
22.0
3.0
39.1
30.0
4.6
44.0
15.3
300.0
5.5
30.0
31.7
30.0
1000.0
SIC
US FIRM NAME
LOCATION
TS
FOREIGN INVESTOR
NA
TYPE
3663
3663
3663
3669
3672
3674
3674
3674
3679
3679
3691
3694
3695
3711
3711
3711
3711
3711
3711
3714
3714
3714
3714
3714
3714
3714
3714
3721
3724
3731
3764
3823
3826
3826
3829
3841
3841
3842
3845
3851
3861
3861
3949
4013
4013
4119
4225
4225
4225
4225
4231
4231
SPACE SYSTEMS/LORAL
STANDARD AMATEUR RADIO PRODUCTS INC
SAMSUNG
EO INC
IBARAKI CO
GOLDEN ALTOS CORP
NEC CORP
ULTRA CLEAN TECHNOLOGY SYSTEMS & SVC INC
ASHAI/KOMAG
SHARP MFG CO OF AMERICA
G A T E S ' OPTIMA BATTERIES
PRESTOLITE ELECTRIC INC
CARLISLE MEMORY PRODUCTS GROUP INC
FIRE WOLF INC
BMW OF NORTH AMERICA
TOYOTA MOTOR MANUFACTURING USA INC
HONDA R&D NORTH AMERICA INC
AUTO ALLIANCE INTERNATIONAL INC
TOYOTA TECHNICAL CENTER INC
ROBERT BOSCH CORP
DIESEL TECHNOLOGY CO
NISSAN DIESEL MOTOR CO
JIDECO OF BARDSTOWN INC
KANTUS CORP
FINDLEX CORP
NEW SABINA INDUSTRIES INC
TOYOTA MOTOR MANUFACTURING USA INC
AEROSPATIALE INC
SPECO INC
BERTRAM YACHT DIV OF BERTRAM-TROJAN INC
ARC/MBB INC
CORNING INC'S METRICOR INC
SIEMENS MEDICAL SYSTEMS
CYPRESS SYSTEMS INC
GENERAL ELECTRIC'S NMR INSTRUMENTS
MARQUEST HEALTH SERVICES INC
SHILEY INC'S CARDIOVASCULAR LINE
JOBST INSTITUTE INC
SIEMENS PACESETTER INC (SPI)
MENICON CORP
LEAF SYSTEMS INC
HUGHES JVC TECHNOLOGIES CORP
GAMAKATSU KK
CP RAIL'S EXPANSION & TERMINALS
TRANSMODAL INC'S TERMINAL
ATLANTIC AMBULANCE SERVICES
KLM CARGO USA
MD HODGES INC'S WAREHOUSES (2)
TRAMMELL CROW DISTRIBUTION CORP
UNIVERSAL TERMINAL WAREHOUSE CO
TNT UNITED TRUCK LINES
TNT UNITED TRUCK LINES
MOUNTAIN VIEW
CHICAGO
RIDGEFIELD PARK
MOUNTAIN VIEW
YORK
CA
IL
NJ
CA
NE
ROSEVILLE
MENLO PARK
MILPITAS
MEMPHIS
DENVER
TOLEDO
NEW YORK
LAKELAND
GREER
LEXINGTON
MARYSVILLE
FLAT ROCK
ANN ARBOR
CHARLESTON
GRAND RAPIDS
ANN ARBOR
BARDSTOWN
LEWISBURG
FINDLAY
SABINA
GEORGETOWN
WASHINGTON
SPRINGFIELD
MIAMI
NIAGARA FALLS
WOODINVILLE
CARY
LAWRENCE
FREMONT
ENGLEWOOD
IRVINE
RUTHERFORD COL
SYLMAR
CLOVIS
SOUTHBORO
CARLSBAD
TACOMA
ALBANY
CAMDEN
FORT LAUDERDALE
DETROIT
ATLANTA
CARROLLTON
HOUSTON
POCATELLO
SALT LAKE CITY
CA
CA
CA
TN
CO
OH
NY
FL
SC
KY
OH
MI
MI
SC
MI
MI
KY
TN
OH
OH
KY
DC
OH
FL
NY
WA
NC
KS
CA
CO
CA
NC
CA
CA
MA
CA
WA
NY
NJ
FL
MI
GA
TX
TX
ID
UT
DAIMLER-BENZ AG
MARANTZ JAPAN INC
LEE, KUN-HEE FAMILY
MATSUSHITA FAMILY ET AL
IBARAKI CO LTD
IWATANI INTL CORP
NEC CORP
MITSUBISHI MATERIALS CORP ET AL
ASAHI GLASS CO LTD
SHARP CORP
GYLLING GROUP
GENSTAR CAPITAL CORP
MITSUBISHI KASEI CORP
WAGNER, FRIEDRICH
QUANDT FAMILY
TOYOTA MOTOR CORP
HONDA MOTOR CO LTD
MAZDA MOTOR CORP
TOYOTA MOTOR CORP
BOSCH FOUNDATION & FAMILY
ROBERT BOSCH FOUNDATION & FAMILY
NISSAN MOTOR CO LTD
JIDOSHA DENKI KOGYO CO LTD
KANTO SEIKI CO LTD
NISSHIN KOGYO CO LTD/HONDA MOTOR CO LTD
NIPPON SEIKI CO LTD
TOYOTA MOTOR CORP
FRANCE, GOVERNMENT OF
FRANCE, GOVERNMENT OF ET AL
VARASI, GIANNI ET AL
DAIMLER BENZ AG
PHOTONETICS SA
SIEMENS AG
TOA ELECTRONICS LTD
BRUKER INSTRUMENTS INC
COUNSEL CORP
FIAT SPA
BEIERSDORF AG
SIEMENS AG
MENICON CORP
SCITEX CORP
MATSUSHITA FAMILY ET AL
GAMAKATSU KK
CANADIAN PACIFIC LTD
GEORGE WIMPEY PLC
SECOM LTD
NETHERLANDS, GOVERNMENT OF
NFC PLC
NFC PLC
NFC PLC
TNT LTD
TNT LTD
GE
JA
KS
JA
JA
JA
JA
JA
JA
JA
SW
CA
JA
AU
GE
JA
JA
JA
JA
GE
GE
JA
JA
JA
JA
JA
JA
FR
FR
IT
GE
FR
GE
JA
GE
CA
IT
GE
GE
JA
IS
JA
JA
CA
UK
JA
NL
UK
UK
UK
AS
AS
AM
JV
OT
JV
NP
OT
PE
NP
JV
NP
AM
AM
AM
NP
NP
OT
OT
JV
OT
PE
JV
OT
PE
PE
PE
PE
PE
OT
AM
AM
JV
AM
OT
AM
AM
AM
AM
NP
PE
NP
AM
JV
NP
OT
JV
AM
OT
AM
AM
AM
OT
OT
VALUE
($ MILLION)
57.0
1.0
200.0
16.0
40.0
29.9
5.5
400.0
25.0
380.0
16.0
90.0
7.9
13.3
4.5
7.8
90.0
19.2
13.0
250.0
6.0
35.0
4.7
70.0
25.0
23.1
17.0
25.0
SIC
US FIRM NAME
LOCATION
TS
FOREIGN INVESTOR
NA
TYF
4231
4412
4412
4412
4412
4412
4412
4412
4412
4412
4412
4412
4412
4412
4412
4412
4412
4481
4491
4491
4491
4491
4491
4499
4512
4512
4512
4512
4512
4512
4522
4581
4581
4724
4725
4731
4731
4812
4812
4813
4813
4833
4841
4899
4922
4924
4953
5012
5012
5012
5013
5031
WAREHOUSE
CSL INTERNATIONAL INC
HAPAG-LLOYD (AMERICA) INC
SEVEN SEAS CRUISE LINE
MITSUI OSK LINES (AMERICA) INC
HYUNDAI MERCHANT MARINE AMERICA INC
HYUNDAI MERCHANT MARINE AMERICA INC
HYUNDAI MERCHANT MARINE AMERICA INC
HYUNDAI MERCHANT MARINE AMERICA INC
HYUNDAI MERCHANT MARINE AMERICA INC
HYUNDAI MERCHANT MARINE AMERICA INC
HYUNDAI MERCHANT MARINE AMERICA INC
HYUNDAI MERCHANT MARINE AMERICA INC
STOLT OIL TANKERS
GDYNIA AMERICA LINE INC
WALLENIUS LINES NORTH AMERICA INC
INCHCAPE SHIPPING SERVICES NORTH AMERICA
CARNIVAL CRUISE/SEABOURN CRUISE LNS JV
KIRK LINE INC
MITSUBISHI MATERIALS CORP
SCANFREIGHT INC USA
SCANFREIGHT INC USA
UNITED ARAB AGENCIES INC
NEW WORLD SHIPPING
AMERICA WEST EXPRESS
GLOBAL LOGISTICS SYSTEM AMERICA INC
AEROFLOT AIRLINES
IBERIA AIRLINES
SWISSAIR
VINTAGE AIR TOURS
NORTH AMERICA AEROFLOT CORP
LUFTHANSA CARGO FACILITY
AIRCRAFT SERVICE CENTER
JR WEST CO LTD
RAHIM TOURS
USHIJIMA TRUCKING INC
WAREHOUSE
ASSOC COMM CORP/MCCAW CELLULAR COMM JV
RAM COMMUNICATIONS INC
FRANCE TELECOM INC
FUJITSU NETWORKS INDUSTRY INC
UNIVISION HOLDINGS INC
SCI-FI CHANNEL CABLE NETWORK
IDB COMMUNICATIONS GROUP INC
MOBIL CORP'S TERMINAL
TOHO GAS CO LTD
ENVIRONMENTAL SYSTEMS CO
NISSAN MOTOR CORP
DAEWOO INTERNATIONAL (AMERICA) INC
SAAB CARS USA INC
ORTEX INTERNATIONAL
NICHIEI CO
BOSTON
BURLINGTON
BOSTON
SAN FRANCISCO
ATLANTA
KANSAS CITY
DETROIT
BOSTON
MEMPHIS
DALLAS
CINCINNATI
ATLANTA
MINNEAPOLIS
HOUSTON
SO PLAINFIELD
FIFE
SOUTH PLAINF'LD
MIAMI
MIAMI
LONG BEACH
VIRGINIA BEACH
ST LOUIS
CRANFORD
MINEOLA
PHOENIX
NEW YORK
MIAMI
MIAMI
MELVILLE
ORLANDO
COLUMBUS
CHICAGO
PEACHTREE CITY
HONOLULU
LAKE WORTH
GARDENA
LOS ANGELES
SAN FRANCISCO
SEATTLE
ATLANTA
STAMFORD
MIAMI
BOCA RATON
LOS ANGELES
CORPUS CHRISTI
NEW YORK
LITTLE ROCK
HERNDON
RIDGEFIELD
NORCROSS
IRVINE
NASHVILLE
MA
MA
MA
CA
GA
MO
MI
MA
TN
TX
OH
GA
MN
TX
NJ
WA
NJ
FL
FL
CA
VA
MO
NJ
NY
AZ
NY
FL
FL
NY
FL
OH
IL
GA
HI
FL
CA
CA
CA
WA
GA
CT
FL
FL
CA
TX
NY
AR
VA
NJ
GA
CA
TN
KINTETSU WORLD EXPRESS INC
CANADA STEAMSHIP LINES INC
HAPAG-LLOYD AG
KAWASAKI KISEN KAISHA LTD
MITSUI OSK LINES LTD
CHUNG, JU-YUNG & FAMILY
CHUNG, JU-YUNG & FAMILY
CHUNG, JU-YUNG & FAMILY
CHUNG, JU-YUNG & FAMILY
CHUNG. JU-YUNG & FAMILY
CHUNG, JU-YUNG & FAMILY
CHUNG, JU-YUNG & FAMILY
CHUNG, JU-YUNG & FAMILY
STOLT, JACOB & FAMILY
POLFRACHT
WALLENIUS LINES AB
INCHCAPE PLC
BRYNESTAD, ATLE
KIRK LINE LTD
MITSUBISHI MATERIALS CORP
SCANFREIGHT AB
SCANFREIGHT AB
UNITED ARAB SHIPPING CO
SEMBAWANG JOHNSON MANAGEMENT PTE LTD
TNT LTD
JAPAN AIRLINES CO LTD
RUSSIAN REPUBLIC, GOVERNMENT OF
SPAIN, GOVERNMENT OF
SWISSAIR AG
BRANSON, RICHARD
RUSSIAN REPUBLIC, GOVERNMENT OF
GERMANY, GOVERNMENT OF
HUNTING AIRCRAFT LTD
JAPAN RAILWAYS GROUP
RUSSIAN REPUBLIC, GOVERNMENT OF
SENKO CO LTD
JAPAN EXPRESS LTD
UNITED KINGDOM, GOVERNMENT OF
UNITED KINGDOM, GOVERNMENT OF
FRANCE, GOVERNMENT OF
FUJITSU LTD
AZCARRAGA, EMILIO ET AL
MATSUSHITA FAMILY
TELECOLUMBUS AG
VENEZUELA, GOVERNMENT OF
TOHO GAS CO LTD
BRAMBLES INDUSTRIES LTD
NISSAN MOTOR CO LTD
DAEWOO CORP
WALLENBERG FAMILY
GURA, MIKHAIL & KALAKOUTSKI, EUGENE
NICHIEI CO LTD
JA
CA
GE
JA
JA
KS
KS
KS
KS
KS
KS
KS
KS
NO
PL
SW
UK
NO
CJ
JA
SW
SW
TC
SN
AS
JA
RS
SP
SZ
UK
RS
GE
UK
JA
RS
JA
JA
UK
UK
FR
JA
MX
JA
SZ
VE
JA
AS
JA
KS
SW
RS
JA
AM
OT
OT
OT
OT
OT
OT
OT
OT
OT
OT
OT
OT
OT
OT
OT
OT
JV
OT
OT
OT
OT
OT
JV
JV
OT
OT
OT
OT
OT
JV
OT
AM
OT
AM
AM
AM
JV
AM
OT
OT
AM
AM
AM
AM
OT
El
OT
OT
OT
OT
OT
($ MILLION)
9.5
I
Ln
K)
I
20.0
42.0
10.0
137.5
15.6
222.3
SIC
US FIRM NAME
LOCATION
TS
FOREIGN INVESTOR
NA
TYf
5044
5045
5045
5047
5049
5051
5051
5051
5063
5064
5064
5065
5065
5065
5065
5065
5075
5084
5084
5084
5084
5084
5084
5084
5085
5091
5092
5093
5093
5099
5112
5112
5113
5136
5137
5137
5142
5149
5162
5162
5169
5198
5198
5331
5441
5541
5541
5541
5611
5611
5621
5621
FUJITSU-ICL SYSTEMS INC
CADIX CO
SAMSUNG INFORMATIONS SYSTEMS AMERICA INC
COFFMAN, JOHN H & SONS INC
OPTEX USA
THYSSEN STEEL GROUP EAST
MI-TECH STEEL INC
SOUTHWESTERN OHIO STEEL
SMK CORP
CHINA PRODUCTS CO
SAN MATEO SOFTWARE GROUP
OKI ELECTRIC
NIHON KOHDEN AMERICA INC
NEC CORP
SONY CORP
SUNKYONG MAGNETICS-AMERICA
INTERNATIONAL KANKYO
IGM ROBOTIC SYSTEMS INC
TYROLIT ABRASIVES CORP
ZWICK OF AMERICA
YUKIWA SEIKO INC
UBE INDUSTRIES
NACHI-FUJI KOSHI
UNION SPECIAL CORP
YUSA CORP
SPORTS MARKETING INTL
SEGA MULTIMEDIA STUDIO
POLYMER RESOURCES GROUP INC
WEST BAY RESOURCES INC
LIVE ENTERTAINMENT INC
OFFICE DEPOT INC
OFFICE DEPOT INC
CAMELOT DISTRIBUTION USA INC'S ASSETS
DIESEL USA INC
DIDIER LAMARTHE
YUPOONG
SUSHI BOY CO
BLEVINS CONCESSION SUPPLY CO
DAIKIN INDUSTRIES LTD
ELASTMIX USA INC
MITSUI MINING & SMELTING CO
AMERICAN STANDOX INC
SUPRATCH SYSTEM INC
S&J PERFUME AFFILIATE
BARATTI & MILANO
IRVING "BIG STOP"
SHELL GAS STATION
MOBIL CORP'S HOUSTON GAS STATIONS (83)
EDDIE BAUER
ALFRED DUNHILL OF LONDON
FIRST CHOICE BOUTIQUE
ESCADA BOUTIQUE
DALLAS
ATLANTA
SAN JOSE
LOS ANGELES
TORRANCE
TAMPA
MURFREESBORO
MIDDLETOWN
SAN JOSE
TAMPA
SAN MATEO
SUWANEE
SANTA ANA
SAN JOSE
BOULDER
INDIANAPOLIS
DENVER
MENOMONEE FALLS
NEWPORT NEWS
CHARLOTTE
CHARLOTTE
DETROIT
CARLSTADT
EL PASO
WASH COURTHOUSE
GREENVILLE
REDWOOD CITY
BALTIMORE
OAKLAND
VAN NUYS
FAIRFAX
ROCKVILLE
ATLANTA
NEW YORK
NEW YORK
JACKSONVILLE
SAN DIEGO
TAMPA
ROCKLAND
AKRON
CLEVELAND
AUBURN HILLS
ROCKAWAY
PLEASANTON
NEW YORK
FARMINGTON
HOUSTON
HOUSTON
SALT LAKE CITY
SAN FRANCISCO
FLEMINGTON
LAS VEGAS
TX
GA
CA
CA
CA
FL
TN
OH
CA
FL
CA
GA
CA
CA
CO
IN
CO
WI
VA
NC
NC
MI
NJ
TX
OH
SC
CA
MD
CA
CA
VA
MD
GA
NY
NY
FL
CA
FL
NY
OH
OH
MI
NJ
TX
NY
ME
TX
TX
UT
CA
NJ
NV
FUJI ELECTRIC CO LTD
CADIX CO LTD
LEE, KUN-HEE FAMILY
NFC PLC
OPTEX CO LTD
THYSSEN AG
MITSUI & CO LTD
C ITOH & CO LTD
SMK CORP
CHINA PRODUCTS CO LTD
MATSUSHITA FAMILY
OKI ELECTRIC INDUSTRY CO LTD
NIHON KOHDEN CO LTD
NEC CORP
MORITA FAMILY
SUNKYONG GROUP
KANKYO CORP
IGM ROBOTIC SYSTEMS AG
SWAROSKI GROUP
ZWICK
YUKIWA SEIKO
UBE INDUSTRIES LTD
NACHI-FUJIKOSHI CORP
JUKI CORP
YAMASHITA RUBBER CO LTD
ZETT CORP
SEGA ENTERPRISES LTD
FERRUZZI GROUP
KANEMATSU CORP
PIONEER ELECTRONIC CORP ET AL
FOURNIER, JACQUES ET AL
FOURNIER, JACQUES ET AL
BUNZL PLC
DIESEL SPA
ANDRE GROUP
YUPOONG & CO LTD
SUSHI BOY CO LTD
WALLENBURG FAMILY
DAIKIN INDUSTRIES LTD
JAPAN SYNTHETIC RUBBER CO LTD ET AL
MITSUI MINING & SMELTING CO LTD
HOECHST AG
NIPPON PAINT CO LTD
SHETH FAMILY
BARATTI & MILANO
IRVING BROTHERS
ROYAL DUTCH SHELL GROUP
ROYAL DUTCH SHELL GROUP
OTTO, WERNER FAMILY
ALFRED DUNHILL LTD
LEY, WOLFGANG FAMILY
LEY, WOLFGANG FAMILY
JA
JA
KS
UK
JA
GE
JA
JA
JA
CH
JA
JA
JA
JA
JA
KS
JA
AU
AU
GE
JA
JA
JA
JA
JA
JA
JA
IT
JA
JA
FR
FR
UK
IT
FR
KS
JA
SW
JA
JA
JA
GE
JA
IN
IT
CA
NL
NL
GE
UK
GE
GE
OT
OT
OT
AM
OT
OT
PE
JV
OT
OT
AM
OT
OT
OT
OT
OT
JV
OT
NP
OT
OT
OT
OT
OT
OT
El
OT
AM
JV
AM
OT
OT
AM
OT
OT
OT
OT
AM
OT
OT
OT
JV
OT
OT
OT
OT
OT
AM
OT
OT
OT
OT
($ MILLION)
3.0
16.2
I
LT1
OJ
16.5
15.0
8.0
I
SIC
US FIRM NAME
LOCATION
TS
FOREIGN INVESTOR
NA
TYPE
5621
5621
5621
5632
5651
5651
5651
5651
5651
5661
5712
5712
5712
5719
5719
5719
5719
5734
5735
5735
5812
5943
5943
5943
5943
5944
6021
6030
6036
6081
6081
6141
6141
6153
6211
6211
6221
6311
6331
6331
6399
6411
6531
6552
6552
6552
6732
6732
7011
7011
7011
7011
BOTTEGA BOUTIQUE
REPORTER
JKNY INC
ESCADA BOUTIQUE
ROOTS CANADA
EMPORIO ARMANI
EMPORIO ARMANI
SAKS FIFTH AVE
FELISSIMO
SHOE CITY INC
CONRAN STORES INC
CONRAN STORES INC
CONRAN STORES INC
BODUM
IKEA
IKEA
STOR FURNITURE INTL INC
MERCURY INTL TECHNOLOGY INC
SONY MEDIA WORLD
RECORD WORLD INC (59 STORES)
AL COPELAND ENTERPRISES INC
OFFICE DEPOT INC
OFFICE DEPOT INC
OFFICE DEPOT INC
OFFICE DEPOT INC
CARTIER INC
FUJI BANK
ATLANTIC FINANCIAL S & L
PLYMOUTH FIVE CENTS SAVINGS BANK
BANK JULIUS BAER
BANK LIPS
GENERAL ELECTRIC CAPITAL OF PUERTO RICO
VOLVO FINANCE OF NORTH AMERICA
HELLER FACTORING A.S.
O'CONNOR PARTNERSHIPS
BOMAR SECURITIES LP
NATWEST FUTURES INC
EXECUTIVE LIFE INSURANCE CO
G.L. HODSON & SON
HAWKEYE-SECURITY INSURANCE CO
INTERNATIONAL TECHNOLOGY UNDERWRITERS
WILLIS CORROON MANAGEMENT (VERMONT) LTD
CENTRAL HOLDING CO.-REAL ESTATE SERVICES
DONAHUE SCHRIBER
PHOENIXCOR INC
DELTONA CORP
SEGA CREDIT FUND
NISSAN MOTOR CO LTD
RIVIERA TOWERS OF CRYSTAL PALACE HOTEL
CADILLAC HOTEL
CARILLON BEACH HOTEL
HOLLYWOOD HOLIDAY INN
NEW YORK
NEW YORK
NEW YORK
NEW YORK
LOS ANGELES
BOSTON
SAN FRANCISCO
NEW YORK
NEW YORK
MONTGOMERY
BURBANK
LOS ANGELES
MCLEAN
NEW YORK
GREENSBORO
FONTANA
CTY OF INDUSTRY
TULSA
NEW YORK
ROSLYN
JEFFERSON
LANHAM
MCLEAN
SILVER SPRING
WASHINGTON
SAN DIEGO
WASHINGTON
POMPANO BEACH
BOSTON
PALM BEACH
PALM BEACH
SAN JUAN
MONTVALE
CHICAGO
CHICAGO
NEW YORK
CHICAGO
LOS ANGELES
NEW YORK
DES MOINES
BETHESDA
BURLINGTON
MOUNT CLEMENS
NEWPORT BEACH
NY
NY
NY
NY
CA
MA
CA
NY
NY
AL
CA
CA
VA
NY
NC
CA
CA
OK
NY
NY
LA
MD
VA
MD
DC
CA
DC
FL
MA
FL
FL
PR
NJ
IL
IL
NY
IL
CA
NY
IA
MD
VT
MI
CA
CT
FL
CA
CA
FL
FL
FL
CA
BIAGIOTTI, LAURA
GIROMBELLI, TINO
JUNKO KOSHINO
LEY, WOLFGANG FAMILY
ROOTS CANADA
ARMANI, GIORGIO
ARMANI, GIORGIO
KIRDAR, NEMIR ET AL
YAZAKI FAMILY
BATA SHOES
STOREHOUSE PLC
STOREHOUSE PLC
STOREHOUSE PLC
BODUM
KAMPRAD, INGVAR
KAMPARD, INGVAR
KAMPRAD, INGVAR
JAPAN PETROLEUM EXPLORATION CO LTD
MORITA FAMILY
W H SMITH GROUP PLC
CANADIAN IMPERIAL BANK OF COMMERCE
FOURNIER, JACQUES ET AL
FOURNIER, JACQUES ET AL
FOURNIER, JACQUES ET AL
FOURNIER, JACQUES ET AL
CARTIER FAMILY
FUJI BANK LTD
SANWA BANK LTD
UNITED KINGDOM, GOVERNMENT OF
BANK JULIUS BAER
BANK LIPS, BURKHARDT AG
BANCO BILBAO VIZCAYA SA
AB VOLVO
YAPI VE KREDI BANKASI A/S & INTERBANK AS
SWISS BANK CORP
REUTERS HOLDINGS PLC
NATIONAL WESTMINISTER BANK P.L..C.
ALTUS FINANCE
WILLIS CORROON PLC
GENERAL ACCIDENT FIRE AND LIFE ASSURANCE
AXA INSURANCE GROUP
WILLIS CORROON PLC
NATIONAL REAL ESTATE SERVICES
CAMBRIDGE SHOPPING CENTRES LTD
SUMITOMO CORP
SELEX SITTARD BV
SEGA ENTERPRISES, LTD
NISSAN MOTOR CO LTD
BAHAMAS, GOVERNMENT OF
INVESTOR GROUP
TRANSNATIONAL PROPERTIES INC
ALAIN AND LOUISE TESSIER
IT
IT
JA
GE
CA
IT
IT
IZ
JA
CA
UK
UK
UK
DA
SW
SW
SW
JA
JA
UK
CA
FR
FR
FR
FR
FR
JA
JA
UK
SZ
SZ
SP
SW
TU
SZ
UK
UK
FR
UK
UK
FR
UK
CA
CA
JA
NL
JA
JA
BF
BR
BR
CA
OT
OT
OT
OT
OT
OT
OT
PE
OT
AM
OT
OT
OT
OT
OT
OT
AM
El
NP
AM
AM
OT
OT
OT
OT
OT
OT
AM
AM
OT
OT
AM
JV
OT
AM
AM
OT
AM
OT
AM
AM
OT
AM
AM
AM
AM
OT
OT
AM
AM
AM
AM
MIAMI
SAN FRANCISCO
LOS ANGELES
MIAMI
MIAMI BEACH
MIAMI BEACH
HOLLYWOOD
VALUE
($ MILLION)
5.0
18.0
20.0
38.0
20.0
8.0
3550.0
96.5
15.0
16.0
2.0
32.0
1.0
80.3
2.5
12.2
1.8
SIC
US FIRM NAME
LOCATION
TS
FOREIGN INVESTOR
NA
TYPE
7011
7011
7011
7011
7011
7011
7011
7011
7011
7011
7011
7011
7261
7311
7311
7311
7311
7323
7359
7361
7363
7371
7372
7372
7372
7372
7372
7372
7372
7372
7373
7378
7379
7383
7383
7389
7389
7389
7812
7812
7812
7812
7812
7822
7922
7922
7941
7992
7993
7996
8071
8071
GULF SANDS BEACH RESORT
MARRIOTT MANDALAY HOTEL
PELICAN HOTEL
CARLYLE HOTEL
BILTMORE HOTEL
SKY VALLEY RESORT
LA QUINTA MOTOR INNS INC
COLONNADE HOTEL
OMNI GEORGETOWN HOTEL
OCCIDENTAL GRAND HOTEL
MELROSE HOTEL
AIRPORT HILTON & TOWERS
FOREST LAWN INC
ADVERBA INTERNATIONAL
HAJJAR/KAUFMAN
GOODWIN, DANNENBAUM, LITTMAN 8c WINGFIELD
HEALTHCOM
TEIKOKU DATABANK AMERICA INC
REMCO AMERICA
STERLING OFFICE SERVICES
PERSONA INTL INC
SUMISHO COMPUTER SERVICE (USA) INC
EASTMAN K O D A K ’
S INTERACTIVE SYSTEMS
WORDSTAR INTERNATIONAL INC
SLATE CORP
ADVANCED SOFTWARE AUTOMATION INC
WIND RIVER SYSTEMS INC
GENERAL MAGIC INC
NANTUCKET CORP
REMOTE CONTROL INTERNATIONAL INC
TURBO TECHNOLOGIES INC
COMPUTER CLEAN SERVICE CO
MID-ATLANTIC BUSINESS SYSTEMS
FAX MAINICHI USA INC
UNITED PRESS INTERNATIONAL
CHATEAU ST. PAUL DE CORNILLON
U.S. WEST INC/FRANCE TELCON JV
MEDIA AMERICA INC
PENTA AMERICA PICTURES
UPTOWN ENTERTAINMENT
CAROLCO PICTURES INC
UNIVERSAL STUDIOS HOLLYWOOD
IMAGE ENTERTAINMENT INC
GRAMERCY PICTURES
SEMAPHORE ENTERTAINMENT GROUP
MUDIA AMERICA INC
SEATTLE MARINERS BASEBALL CLUB
MORENO VALLEY RANCH GOLF COURSE
COSMIC FANTASY
SEGA ENTERPRISES LTD
AMERICAN DRUG SCREENS INC
ROCHE BIOMEDICAL LABORATORIES INC
CLEARWATER PASS
DALLAS
MIAMI BEACH
MIAMI BEACH
PHOENIX
SKY VALLEY
SAN ANTONIO
CORAL GABLES
WASHINGTON
ATLANTA
DALLAS
LOS ANGELES
MATTHEW
CORAL GABLES
MARINA DEL REY
HOUSTON
NEW YORK
NEW YORK
HOUSTON
BOSTON
SEATTLE
ATLANTA
NAPERVILLE
NOVATO
SCOTTSDALE
SANTA CLARA
ALAMEDA
CUPERTINO
LOS ANGELES
SAN DIEGO
LOS ANGELES
CHARLOTTE
ELLICOTT CITY
LOS ANGELES
NEW YORK
NEW YORK
DENVER
NEW YORK
LOS ANGELES
NEW YORK
LOS ANGELES
HOLLYWOOD
CHATSWORTH
LOS ANGELES
NEW YORK
SANTA MONICA
SEATTLE
MORENO VALLEY
HONOLULU
DALLAS
OKLAHOMA CITY
WICHITA
FL
TX
FL
FL
AZ
GA
TX
FL
DC
GA
TX
CA
NC
FL
CA
TX
NY
NY
TX
MA
WA
GA
IL
CA
AZ
CA
CA
CA
CA
CA
CA
NC
MD
CA
NY
NY
CO
NY
CA
NY
CA
CA
CA
CA
NY
CA
WA
CA
HI
TX
OK
KS
ALFA CORP
HARBOUR CENTRE DEVELOPMENT LTD
DIESEL CO
DIESEL CO
AOKI CORP
CREATE DAIKOU-SHA
BRIERLEY, RONALD ET AL
BACARDI FAMILY ET AL
BARCELO HOTELS
OCCIDENTAL HOTELS
DUSIT THANI HOTEL GROUP
FORTUNA ENTERPRISES
LOEWEN GROUP INTL INC
ADVERBA GMBH
DENTSU AMERICA
SAATCHI & SAATCHI PLC
SAATCHI & SAATCHI PLC
TEIKOKU DATABANK
THORN EMI PLC
PRIVATE INVESTOR
PERSONA INTL INC
SUMISHO COMPUTER SERVICE CO LTD
SHL SYSTEMHOUSE
ELRON ELECTRONIC INDUSTRIES LTD
JAFCO
HUNET INC
INNOTECH CORP
MORITA FAMILY ET AL
COMPUTER ASSOCIATES INTERNATIONAL INC
SAGE GROUP PLC
NEC HOME ELECTRONICS CO LTD ET AL
INTERBRAIN AG
SHL SYSTEMHOUSE
MAINICHI SHIMBUN & TOYO INFO SYSTEMS LTD
MIDDLE EAST BROADCASTING CENTER LTD
STEINITZ, BERNARD
FRANCE, GOVERNMENT OF
MOTHERS SYSTEM JAPAN INC
BERLUSCONI, SILVIO ET AL
MATSUSHITA FAMILY
PIONEER ELECTRONIC CORP ET AL
MATSUSHITA FAMILY
MITSUBISHI CORP
POLYGRAM NV
MOHN, REINHARD
MITANI CORP AND JTS INT'L CO
NINTENDO CO LTD
ATSUGI KOKUSAI KANKO CO LTD
NIPPON TELENET CO LTD
SEGA ENTERPRISES LTD
MBF HOLDINGS BERHAD
HOFFMANN & LAROCHE FAMILIES
FR
HK
IT
IT
JA
JA
NZ
SP
SP
SP
TH
TW
CA
GE
JA
UK
UK
JA
UK
UK
JA
JA
CA
IS
JA
JA
JA
JA
SZ
UK
JA
SZ
CA
JA
SA
FR
FR
JA
IT
JA
JA
JA
JA
NL
GE
JA
JA
JA
JA
JA
MY
SZ
AM
AM
AM
AM
JV
AM
El
AM
AM
OT
AM
AM
AM
NP
OT
AM
OT
NP
AM
AM
OT
OT
AM
JV
AM
AM
AM
AM
AM
AM
OT
NP
AM
JV
AM
OT
JV
JV
PE
JV
El
PE
AM
JV
OT
JV
AM
AM
OT
OT
AM
PE
VALUE
($ MILLION)
5.0
51.0
1.4
3.0
30.5
3.0
7.3
28.0
13.7
50.0
3.9
55.0
2.0
2.0
1.0
1.2
3.9
45.0
60.0
4.0
125.0
2.0
35.3
2.5
SIC
US FIRM NAME
SOUTHWEST KIDNEY INSTITUTE
MASUDA LAW PRACTICE
UNIVERSITY OF BRIDGEPORT
ALL NIPPON AIRWAYS INTL FLT TRAIN1 ACDY
BERLITZ INTL INC
ELECTRONIC METALLURGY CO
TOYOTA PRODUCTION SYSTEM
WELENCO INC
MICROGENICS CORPORATION
IBRD CENTER OF CLINICAL RESEARCH INC
TANABE RESEARCH LABORATORIES USA INC
SYSTEMIX INC
GUATEMALA BUSINESS CENTER
CONSULATE
RUSSIAN REPUBLIC CONSULATE
CHINA EXTERNAL TRADE DEVELOPMENT COUNCIL
GRAYSTONE CENTRE
WYTHE HOUSE APARTMENTS
PINEMONT BUSINESS PARK
CARILLON OFFICE BUILDING
★*** BRICKEL BAY TOWER
OFFICE BUILDING
**** 29 WEST 57TH
**** MIDTOWN MANHATTEN OFFICE TOWER
OFFICE BUILDING
★*** TRAVIS WALK
**** BUNKER HILL TOWERS
**** CENTRUM OFFICE BUILDING
MANHATTEN CONDOMINIUM BUILDING
**** MADISON TOWER HOTEL
*★** 14 ACRES COMMERCIAL LAND
AMSTERDAM APARTMENTS
★*** U.S. HOME BUILDING
**** 2 ACRES RESORT LAND
**** B.J. FURNITURE BUILDING
**** 270 ACRES COMMERCIAL LAND
**** AIRPORT TRADE CENTER
**** 1270 BROADWAY
SUNSET ESPLANADE
★★★★ SOUTH HILLS MALL
**** CASCADE VILLAGE APARTMENTS
**** PALMER HOUSE APARTMENTS
**** 220 WEST 58TH
**** LAS VILLAS
8093
8111
8221
8299
8299
8711
8711
8713
8731
8731
8734
8734
9611
9611
9611
9611
★★★★
LOCATION
TS
FOREIGN INVESTOR
NA
TYPE
TUCSON
NEW YORK
BRIDGEPORT
BAKERSFIELD
ROCHESTER
PITTSBURGH
LEXINGTON
BAKERSFIELD
CONCORD
NEPTUNE
SAN DIEGO
PALO ALTO
CORAL GABLES”
MIAMI
SEATTLE
NEW YORK
DALLAS
HOUSTON
HOUSTON
CHARLOTTE
MIAMI BEACH
CLIFTON
NEW YORK
NEW YORK
NEW YORK
DALLAS
LOS ANGELES
DALLAS
NEW YORK
NEW YORK
MIAMI BEACH
MIAMI BEACH
HOUSTON
MAUI
HONOLULU
ORLANDO
HONOLULU
NEW YORK
HILLSBORO
POUGHKEEPSIE
DENVER
ATLANTA
NEW YORK
MIAMI
AZ
NY
CT
CA
NY
PA
KY
CA
CA
NJ
CA
CA
FL
FL
WA
NY
TX
TX
TX
NC
FL
NJ
NY
NY
NY
TX
CA
TX
NY
NY
FL
FL
TX
HI
HI
FL
HI
NY
OR
NY
CO
GA
NY
FL
GAMBRO AB
MASUDA, EJIRI ET AL
SUN MYUNG MOON
ALL NIPPON AIRWAYS CO LTD
FUKUTAKE PUBLISHING CO LTD
KOBE STEEL LTD
TOYOTA MOTOR CORP
OYO CORP
BOEHRINGER MANNHEIM GMBH
KURAYA PHARMACEUTICAL CO LTD
TANABE SEIYAKU CO LTD
SANDOZ LTD
GUATEMALA, GOVERNMENT OF
JAPAN, GOVERNMENT OF
RUSSIAN REPUBLIC, GOVERNMENT OF
REPUBLIC OF CHINA, GOVERNMENT OF
BEEKMAN FINANCIAL CORP
MLP WYTHE CORP
INVESTMENT GROUP
HESTA AG
EUROPEAN INVESTOR GROUP
INVESTMENT COMPANY
HOLY PROPERTIES LTD
MOHN, REINHARD
GREECE, GOVERNMENT OF
VICPHIL INC
HON KWOK LAND INVESTMENT
UNIDENTIFIED INVESTOR
BENI INTERNAZIONALI USA
UNIDENTIFIED INDIVIDUAL INVESTOR
EUROPEAN INVESTOR GROUP
GIANNI VERSACE
COMMERCIAL DEVELOPMENTS INTL/EAST
ALBION COSMETICS LTD. & HIDEO KOBAYASHI
SHIMIZU CORP
MATSUSHITA FAMILY
SHIMIZU CORP
SAM POONG CO
KUWAIT, GOVERNMENT OF
SARAKREEK HOLDING NV
TERRASSEN GROUP & CABBY
GREENBASE INC
DEVON PROPERTIES
DANIEL CAMEJO-OCTAVIO
SW
JA
KS
JA
JA
JA
JA
JA
GE
JA
JA
SZ
GT
JA
RS
TW
CA
CA
CA
GE
GE
GE
GE
GE
GR
HK
HK
ID
IT
IT
IT
IT
JA
JA
JA
JA
JA
KS
KU
NL
SW
SZ
UK
VE
AM
OT
AM
OT
AM
AM
NP
AM
AM
NP
PE
AM
OT
OT
OT
OT
AM
AM
AM
OT
AM
AM
AM
AM
AM
AM
AM
AM
AM
AM
AM
AM
AM
AM
AM
AM
AM
AM
AM
El
AM
AM
AM
OT
VALUE
($ MILLION)
11.5
50.0
13.0
392.0
19.0
100.0
20.4
17.0
119.0
7.0
2.5
19.1
14.3
6.5
50.0
10.3
2.9
36.0
1.9
14.0
48.0
20.0
8.4
21.0
25.0
19.1
11.5
7.5
APPENDIX B
LISTING OF INVESTMENT TRANSACTIONS
BY
SOURCE COUNTRY
NA
US FIRM NAME
LOCATION
TS
FOREIGN INVESTOR
SIC
TYPE
AS
AS
AS
AS
AS
AS
AS
AS
AU
AU
AU
AU
BE
BF
BR
BR
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CH
CH
CJ
DA
AMERICA WEST EXPRESS
APPLIED MICROBIOLOGY INC
ENVIRONMENTAL SYSTEMS CO
GREAT LAKES DIAMOND EXPLORATION VENTURE
MOR-FLO INDUSTRIES INC
NUTRI-METICS INTERNATIONAL INC
TNT UNITED TRUCK LINES
TNT UNITED TRUCK LINES
FIRE WOLF INC
IGM ROBOTIC SYSTEMS INC
LENZING FIBERS CORP
TYROLIT ABRASIVES CORP
TENNECO MINERALS CO
RIVIERA TOWERS O F CRYSTAL PALACE HOTEL
CADILLAC HOTEL
CARILLON BEACH HOTEL
ABRAXAS INTL INC
AL COPELAND ENTERPRISES INC
ALFIN INC
ARCATA GRAPHICS
ATF AUTOMOTIVE GROUP
BARR CO
CENTRAL HOLDING CO.-REAL ESTATE SERVICES
COURSE TECHNOLOGY INC
CP RAIL'S EXPANSION & TERMINALS
CSL INTERNATIONAL INC
DONAHUE SCHRIBER
DUPONT'S TEXTILE NYLON BUSINESS
EASTMAN KODAK'S INTERACTIVE SYSTEMS
FOREST LAWN INC
GRAYSTONE CENTRE
HOLLYWOOD HOLIDAY INN
IRVING "BIG STOP"
MACMILLAN BLOEDEL INC
MACMILLAN BLOEDEL INC BULK PACKAGING
MARQUEST HEALTH SERVICES INC
MID-ATLANTIC BUSINESS SYSTEMS
MOGUL CORP
MOTOROLA-NORTEL COMMUNICATIONS CO
ORYX ENERGY CO'S PLANTS
PINEMONT BUSINESS PARK
PRESTOLITE ELECTRIC INC
ROOTS CANADA
SHOE CITY INC
STACKPOLE CORP'S TRIBON BUSINESS
VULCAN MATERIALS/COMINCO JV
WYTHE HOUSE APARTMENTS
ZEBRA BOOKS
CHINA PRODUCTS CO
STANDARD GLASS CORP
KIRK LINE INC
BODUM
PHOENIX
NEW YORK
LITTLE ROCK
GREAT LAKES
CLEVELAND
CERRITOX
POCATELLO
SALT LAKE CITY
LAKELAND
MENOMONEE FALLS
LOWLAND
NEWPORT NEWS
LAKEWOOD
MIAMI
MIAMI BEACH
MIAMI BEACH
CASSELBERRY
JEFFERSON
NEW YORK
SAN JOSE
INDIANAPOLIS
NILES
MOUNT CLEMENS
CAMBRIDGE
ALBANY
BURLINGTON
NEWPORJ BEACH
WILMINGTON
NAPERVILLE
MATTHEW
DALLAS
HOLLYWOOD
FARMINGTON
MONTGOMERY
INDIANAPOLIS
ENGLEWOOD
ELLICOTT CITY
CHAGRIN FALLS
CHICAGO
AZ
NY
AR
MI
OH
CA
ID
UT
FL
WI
TN
VA
CO
FL
FL
FL
FL
LA
NY
CA
IN
IL
MI
MA
NY
MA
CA
DE
IL
NC
TX
CA
ME
AL
IN
CO
MD
OH
IL
OK
TX
OH
CA
AL
OH
CA
TX
NY
FL
CA
FL
NY
TNT LTD
BURNS PHILIP & CO LTD
BRAMBLES INDUSTRIES LTD
ASHTON MINING LTD
S A BREWING HOLDING LTO
ROCHE, BILL & IMELDA
TNT LTD
TNT LTD
WAGNER, FRIEDRICH
IGM ROBOTIC SYSTEMS AG
AUSTRIA, GOVERNMENT OF ET AL
SWAROSKI GROUP
SOLVAY SA
BAHAMAS, GOVERNMENT OF
INVESTOR 6R0UP
TRANSNATIONAL PROPERTIES INC
SHL SYSTEMHOUSE INC
CANADIAN IMPERIAL BANK OF COMMERCE
FAYER, ERICH
PELADEAU, PIERRE
VELTRI STAMPING CORP
CCL INDUSTRIES INC
NATIONAL REAL ESTATE SERVICES
THOMSON, KENNETH R AND FAMILY
CANADIAN PACIFIC LTO
CANADA STEAMSHIP LINES INC
CAMBRIDGE SHOPPING CENTRES LTD
BRONFMAN FAMILY
SHL SYSTEMHOUSE
LOEWEN GROUP INTL INC
BEEKMAN FINANCIAL CORP
ALAIN AND LOUISE TESSIER
IRVING BROTHERS
BRONFMAN, PETER & EDWARD
BRONFMAN, PETER & EDWARD
COUNSEL CORP
SHL SYSTEMHOUSE
MOLSON FAMILY
BELL CANADA
BRONFMAN FAMILY
INVESTMENT GROUP
GENSTAR CAPITAL CORP
ROOTS CANADA
BATA SHOES
BRONFMAN FAMILY
PINE POINT MINES LTD
MLP WYTHE CORP
ATKINSON ESTATE
CHINA PRODUCTS CO LTD
NORTH INDUSTRIES CO
KIRK LINE LTD
BODUM
4512
2836
4953
1499
3639
2844
4231
4231
3711
5084
2833
5084
2812
7011
7011
7011
3661
5812
2844
2721
3465
2844
6531
2731
4013
4412
6552
2221
7372
7261
****
JV
AM
El
OT
AM
OT
OT
OT
NP
OT
PE
NP
AM
AM
AM
AM
AM
AM
AM
AM
NP
AM
AM
AM
OT
OT
AM
NP
AM
AM
AM
AM
OT
PE
NP
AM
AM
AM
JV
AM
AM
AM
OT
AM
AM
JV
AM
AM
OT
AM
OT
OT
HOUSTON
TOLEDO
LOS ANGELES
MONTGOMERY
CLEVELAND
OWNES LAKE
HOUSTON
NEW YORK
TAMPA
LOS ANGELES
MIAMI
NEW YORK
7011
5541
2631
2653
3841
7379
2899
3661
1382
****
3694
5651
5661
3624
2812
****
2731
5064
3231
4491
5719
VALUE
($ MILLION)
37.2
222.3
4.0
31.7
0.5
5.5
40.0
500.0
80.3
2.5
12.2
5.3
29.5
30.0
23.1
140.0
19.0
1.8
66.0
13.0
40.0
18.0
50.0
SIC
NA
US FIRM NAME
LOCATION
TS
FOREIGN INVESTOR
DA
DA
FR
FR
FR
FR
FR
FR
FR
FR
FR
FR
FR
FR
FR
FR
FR
FR
FR
FR
FR
FR
FR
FR
FR
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
NOVO NORDISK BIOCHEM
NOVO NORDISK BIOTECH
AEROSPATIALE INC
AMOCO-RHONE
ATO HAAS
CARTIER INC
CHATEAU ST. PAUL DE CORNILLON
CORNING INC'S METRICOR INC
OIDIER LAMARTHE
EXECUTIVE LIFE INSURANCE CO
FRANCE TELECOM INC
GULF SANDS BEACH RESORT
INTERNATIONAL TECHNOLOGY UNDERWRITERS
METROPOLITAN HOME
OFFICE DEPOT INC
OFFICE DEPOT INC
OFFICE DEPOT INC
OFFICE DEPOT INC
OFFICE DEPOT INC
OFFICE DEPOT INC
RHONE-POULENC AG CO
SEDCO-PHILLIPS OFFSHORE DRILLING CO
SPECO INC
U.S. WEST INC/FRANCE TELCON JV
VPL RESEARCH INC
29 WEST 57TH
ADVERBA INTERNATIONAL
AMERICAN STANDOX INC
ARC/MBB INC
BADGLEY MISCHKA
BASF CORP
BASF CORP
BIOPHARMACEUTICAL TECHNOLOGY CENTER
BMW OF NORTH AMERICA
BRICKEL BAY TOWER
CARILLON OFFICE BUILDING
COOPER'S DISTRIBUTION EQUIPMENT DIV
COTY FRAGRANCE & COSMETIC DIV OF PFIZER
DAVIS PUBLICATIONS INC'S MAGAZINES (4)
DIESEL TECHNOLOGY CO
EDDIE BAUER
ESCADA BOUTIQUE
ESCADA BOUTIQUE
FIRST CHOICE BOUTIQUE
FORTIER METHANOL CO
GENERAL ELECTRIC'S NMR INSTRUMENTS
GRANT HARDWARE CO
HAPAG-LLOYD (AMERICA) INC
HELIMA HELVETION INTERNATIONAL
HENKEL CORP
HERCULES INC'S FRAGRANCE DIVISION
HOECHST CELANESE CORP
FRANKLINTON
DAVIS
WASHINGTON
ATLANTA
PHILADELPHIA
SAN DIEGO
NEW YORK
WOODINVILLE
NEW YORK
LOS ANGELES
ATLANTA
CLEARWATER PASS
BETHESDA
DES MOINES
MCLEAN
ROCKVILLE
FAIRFAX
LANHAM
SILVER SPRING
WASHINGTON
INSTITUTE
HOUSTON
SPRINGFIELD
DENVER
FOSTER CITY
NEW YORK
CORAL GABLES
AUBURN HILLS
NIAGARA FALLS
NEW YORK
FREEPORT
WYANDOTTE
FITCHBURG
GREER
MIAMI BEACH
CHARLOTTE
EARLYVILLE
NEW YORK
NEW YORK
GRAND RAPIDS
SALT LAKE CITY
LAS VEGAS
NEW YORK
FLEMINGTON
WAGGAMAN
FREMONT
HARRISONVILLE
BOSTON
DUNCAN
CINCINNATI
MIDDLETOWN
PORTSMOUTH
NC
CA
DC
GA
PA
CA
NY
WA
NY
CA
GA
FL
MD
IA
VA
MD
VA
MD
MD
DC
WV
TX
OH
CO
CA
NY
FL
MI
NY
NY
TX
MI
WI
SC
FL
NC
VA
NY
NY
MI
UT
NV
NY
NJ
LA
CA
MO
MA
SC
OH
NY
VA
2869
NOVO NORDISK INDUSTRII A/S
2869
NOVO NORDISK INDUSTRII A/S
3721
FRANCE, GOVERNMENT OF
2221
FRANCE, GOVERNMENT OF
3083
FRANCE, GOVERNMENT OF
5944
CARTIER FAMILY
7389
STEINITZ, BERNARD
PHQTONETICS SA
3823
5137
ANDRE GROUP
6311
ALTUS FINANCE
4813
FRANCE, GOVERNMENT OF
7011
ALFA CORP
6399
AXA INSURANCE GROUP
LAGARDERE, JEAN LUC & FILIPACCHI, DANIEL 2721
FOURNIER, JACQUES ET AL
5943
5112
FOURNIER, JACQUES ET AL
5112
FOURNIER, JACQUES ET AL
5943
FOURNIER, JACQUES ET AL
5943
FOURNIER, JACQUES ET AL
5943
FOURNIER, JACQUES ET AL
2879
FRANCE, GOVERNMENT OF
1311
SCHLUMBERGER FAMILY
3724
FRANCE, GOVERNMENT OF ET AL
7389
FRANCE, GOVERNMENT OF
3571
FRANCE, GOVERNMENT OF
****
HOLY PROPERTIES LTD
7311
ADVERBA GMBH
5198
HOECHST AG
3764
DAIMLER BENZ AG
2335
LEY, WOLFGANG FAMILY
BASF AG
2821
BASF AG
2821
2835
LIEBRECH FAMILY
3711
QUANDT FAMILY
****
EUROPEAN INVESTOR GROUP
****
HESTA AG
3613
SIEMENS AG
2844
REIMANN FAMILY
2721
MOHN, REINHARD
3714
ROBERT BOSCH FOUNDATION & FAMILY
5611
OTTO, WERNER FAMILY
LEY, WOLFGANG FAMILY
5621
5632
LEY, WOLFGANG FAMILY
5621
LEY, WOLFGANG FAMILY
METALLGESELLSCHAFT AG
2869
3829
BRUKER INSTRUMENTS INC
3421
HETTICH INTERNATIONAL GMBH & CO
4412
HAPAG-LLOYD AG
3353
HELMUT LINGEMANN GMBH
2869
HENKEL FAMILY
2844
HAARMANN & REIMER GMBH
HOECHST AG
2819
TYPE
PE
NP
OT
JV
JV
OT
OT
AM
OT
AM
OT
AM
AM
AM
OT
OT
OT
OT
OT
OT
PE
El
AM
JV
AM
AM
NP
JV
JV
AM
PE
PE
NP
NP
AM
OT
AM
AM
AM
JV
OT
OT
OT
OT
JV
AM
AM
OT
NP
NP
AM
PE
VALUE
($ MILLION)
100.0
3550.0
5.0
15.0
44.0
21.0
17.0
5.6
400.0
20.4
100.0
440.0
90.0
10.0
140.0
NA
US FIRM NAME
LOCATION
TS
FOREIGN INVESTOR
SIC
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GE
GR
GT
HK
HK
HK
HK
ID
IN
IS
IS
IT
IT
IT
IT
IT
IT
IT
IT
IT
IT
IT
HOF TEXTILES INC
IBM'S ROLM SYSTEMS DIV
ILLBRUCK AUTOMOTIVE INC
INTERGLASS CORP
INTERNATIONAL CATALYST TECHNOLOGY INC
JOBST INSTITUTE INC
LEAR-SIEGLER'S RAPISTAN CORP
LEONISCHE OF AMERICA INC
LEYTESS METAL CO
LUFTHANSA CARGO FACILITY
LUTZE INC
MICROGENICS CORPORATION
MIDTOWN MANHATTEN OFFICE TOWER
MOBIL CHEMICAL CO'S DIVISION
OFFICE BUILDING
PELLCAN INC
ROBERT BOSCH CORP
SEMAPHORE ENTERTAINMENT GROUP
SIEGLING
SIEMENS MEDICAL SYSTEMS
SIEMENS NIXDORF SYSTEMS INTEGRATION GRP
SIEMENS PACESETTER INC (SPI)
SIEMENS-ASEA
SIGRI GREAT LAKES CARBON
SOAP OPERA UPDATE
SPACE SYSTEMS/LORAL
TESA TUCK INC
THYSSEN STEEL GROUP EAST
TRANSLOGIC CORP
W S SHAMBAN & CO
ZWICK OF AMERICA
OFFICE BUILDING
GUATEMALA BUSINESS CENTER
BUNKER HILL TOWERS
LESLIE F A Y ’
S HEAD SPORTS WEAR DIV
MARRIOTT MANDALAY HOTEL
TRAVIS WALK
CENTRUM OFFICE BUILDING
S&J PERFUME AFFILIATE
LEAF SYSTEMS INC
WORDSTAR INTERNATIONAL INC
14 ACRES COMMERCIAL LAND
ADRIA LABORATORIES INC
AMSTERDAM APARTMENTS
BARATTI & MILANO
BERTRAM YACHT DIV OF BERTRAM-TROJAN INC
BORDEN/MOPLEFAN JV
BOTTEGA BOUTIQUE
CARLYLE HOTEL
DIESEL USA INC
EMPORIO ARMANI
EMPORIO ARMANI
LINCOLNTON
SANTA CLARA
HOWELL
HAVERHILL
CALVERT
RUTHERFORD COL
GRAND RAPIDS
CHICOPEE
NEW YORK
CHICAGO
CHARLOTTE
CONCORD
NEW YORK
EDISON
CLIFTON
NORTH LAKE
CHARLESTON
NEW YORK
HUNTERSVILLE
CARY
BURLINGTON
SYLMAR
CHATTANOOGA
BRIARCLIFF MANO
NEW YORK
MOUNTAIN VIEW
CHARLOTTE
TAMPA
DENVER
SANTA MONICA
CHARLOTTE
NEW YORK
CORAL GABLES
LOS ANGELES
COLUMBIA
DALLAS
DALLAS
DALLAS
PLEASANTON
SOUTHBORO
NOVATO
MIAMI BEACH
ALBUQUERQUE
MIAMI BEACH
NEW YORK
MIAMI
NC
CA
MI
MA
KY
NC
MI
MA
NY
IL
NC
CA
NY
NJ
NJ
IL
SC
NY
NC
NC
MA
CA
TN
NY
NY
CA
NC
FL
CO
CA
NC
NY
FL
CA
MD
TX
TX
TX
TX
MA
CA
FL
NM
FL
NY
FL
NY
NY
FL
NY
MA
CA
TEXTIL GRUPPE HOF
SIEMENS AG
ILLBRUCK AUTOMOTIVE INC
INTERGLAS AG
DEGUSSA AG/NIPPON SHOKUBAI CO LTD
BEIERSDORF AG
MANNESMANN AG
LEONISCHE DRAHTWERKE AG
HERAEUS HOLDING GMBH
GERMANY, GOVERNMENT OF
LUTZE
BOEHRINGER MANNHEIM GMBH
MOHN, REINHARD
BASF AG
INVESTMENT COMPANY
STOROPACK HANS REICHENECKER GMBH
BOSCH FOUNDATION & FAMILY
MOHN, REINHARD
ERNST SIEGLING GMBH
SIEMENS AG
SIEMENS AG
SIEMENS AG
SIEMENS AG ET AL
HOECHST AG
BAUER, HEINZ & FAMILY
DAIMLER-BENZ AG
BEIERSDORF AG
THYSSEN AG
THYSSEN AG
BUSAK & LYKEN DICHTUNGEN GMBH & CO
ZWICK
GREECE, GOVERNMENT OF
GUATEMALA, GOVERNMENT OF
HON KWOK LAND INVESTMENT
ODYSSEY INTL GROUP
HARBOUR CENTRE DEVELOPMENT LTD
VICPHIL INC
UNIDENTIFIED INVESTOR
SHETH FAMILY
SCITEX CORP
ELRON ELECTRONIC INDUSTRIES LTD
EUROPEAN INVESTOR GROUP
MONTEDISON SPA
GIANNI VERSACE
BARATTI & MILANO
VARASI, GIANNI ET AL
FERRUZZI FAMILY
B IAGIOTTI, LAURA
DIESEL CO
DIESEL SPA
ARMANI, GIORGIO
ARMANI, GIORGIO
2297
3661
3086
3211
2819
3842
3535
3315
3341
4581
3643
8731
*★**
NEW YORK
MIAMI BEACH
NEW YORK
BOSTON
SAN FRANCISCO
TYPE
NP
El
NP
OT
NP
NP
AM
NP
AM
OT
NP
AM
AM
2821 AM
*★** AM
3086 AM
3714 PE
7922 OT
3052 NP
3826 OT
3571 OT
3845 PE
3511 OT
3624 JV
2721 AM
3663 AM
2672 OT
5051 OT
3569 AM
2821 AM
5084 OT
**** AM
9611 OT
**** AM
2339 AM
7011 AM
**** AM
★★★★ AM
5331 OT
3861 AM
7372 JV
**** AM
2834 OT
**** AM
5441 OT
3731 AM
2026 JV
5621 OT
7011 AM
5136 OT
5651 OT
5651 OT
VALUE
($ MILLION)
11.5
1000.0
20.0
6.0
42.0
119.0
300.0
90.0
20.0
35.0
57.0
7.0
19.1
61.0
51.0
2.5
14.3
70.0
2.0
10.3
2.9
19.2
3.0
NA
IT
IT
IT
IT
IT
IT
IT
IT
IZ
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
US FIRM NAME
MADISON TOWER HOTEL
MANHATTEN CONDOMINIUM BUILDING
PELICAN HOTEL
PENTA AMERICA PICTURES
POLYMER RESOURCES GROUP INC
REBECCA MOSES' DESIGN BUSINESS
REPORTER
SHILEY INC'S CARDIOVASCULAR LINE
SAKS FIFTH AVE
2 ACRES RESORT LAND
270 ACRES COMMERCIAL LAND
AADC HLDG CO (AGE INTL INC)
ADVANCED CERAMIC TECHNOLOGY
ADVANCED COMPUTER ARCHITECTURE LAB
ADVANCED SOFTWARE AUTOMATION INC
AIRPORT TRADE CENTER
AKASHIC MEMORIES CORP
ALCOA KOBE TRANSPORTATION PRODUCTS INC
ALL NIPPON AIRWAYS INTL FLT TRAIN ACDY
APOLLO AMERICAN CORP
AREAL TECHNOLOGY INC
ASHAI/KOMAG
ATLANTIC AMBULANCE SERVICES
ATLANTIC FINANCIAL S & L
AT&T FITEL INC
AUTO ALLIANCE INTERNATIONAL INC
BANDO CHEMICAL
BERLITZ INTL INC
BILTMORE HOTEL
B.J. FURNITURE BUILDING
CADIX CO
CARLISLE MEMORY PRODUCTS GROUP INC
CAROLCO PICTURES INC
CASTING TECHNOLOGY CORP
CENTURY TUBE CORP
COMPOSITE HORIZONS INC
CONSULATE
COPPERWELD STEEL CO
CORE INTL INC
COSMIC FANTASY
CYPRESS SYSTEMS INC
DAIKIN INDUSTRIES LTD
DAISHOWA AMERICAN CO LTD
DELAIRE INC
DIGITAL AUDIO DISC CORP
DOUBLE C COATINGS INC
DUNLOP TIRE CORP
ELASTMIX USA INC
ELECTRONIC METALLURGY CO
ELI LILLY'S QUALICAPS OPERATIONS
EO INC
ESM INTERNATIONAL
LOCATION
NEW YORK
NEW YORK
MIAMI BEACH
LOS ANGELES
BALTIMORE
NEW YORK
NEW YORK
IRVINE
NEW YORK
MAUI
ORLANDO
NEW YORK
VANCOUVER
SAN DIEGO
SANTA CLARA
HONOLULU
SANTA CLARA
PITTSBURGH
BAKERSFIELD
JEFFERSONVILLE
SAN JOSE
MILPITAS
FORT LAUDERDALE
POMPANO BEACH
CARROLLTON
FLAT ROCK
BOWLING GREEN
ROCHESTER
PHOENIX
HONOLULU
ATLANTA
NEW YORK
LOS ANGELES
RICHMOND
PINE BLUFF
COVINA
MIAMI
PITTSBURGH
BOCA RATON
HONOLULU
LAWRENCE
ROCKLAND
PORT ANGELES
NEW YORK
TERRE HAUTE
JACKSON
HUNTSVILLE
AKRON
PITTSBURGH
INDIANAPOLIS
MOUNTAIN VIEW
HOUSTON
TS
NY
NY
FL
CA
MD
NY
NY
CA
NY
HI
FL
NY
WA
CA
CA
HI
CA
PA
CA
IN
CA
CA
FL
FL
GA
MI
KY
NY
AZ
HI
GA
NY
CA
IN
AR
CA
FL
PA
FL
HI
KS
NY
WA
NY
IN
MS
AL
OH
PA
IN
CA
TX
FOREIGN INVESTOR
SIC
TYPE
UNIDENTIFIED INDIVIDUAL INVESTOR
BENI INTERNAZIONALI USA
DIESEL CO
BERLUSCONI, SILVIO ET AL
FERRUZZI GROUP
COMPAGNIA INTERNAZIONALE ABBIGLIAMENTO
GIROMBELLI, TINO
FIAT SPA
KIRDAR, NEMIR ET AL
ALBION COSMETICS LTD. & HIDEO KOBAYASHI
MATSUSHITA FAMILY
TAKARA SHUZO CO LTD
KYOCERA CORP
MORITA FAMILY
HUNET INC
SHIMIZU CORP
KUBOTA CORP
KOBE STEEL LTD
ALL NIPPON AIRWAYS CO LTD
IDEMITSU KOSAN CO LTD
TOMEN CORP ET AL
ASAHI GLASS CO LTD
SECOM LTD
SANWA BANK LTD
FURUKAWA ELECTRIC CO LTD
MAZDA MOTOR CORP
BANDO CHEMICAL INDUSTRIES LTD
FUKUTAKE PUBLISHING CO LTD
AOKI CORP
SHIMIZU CORP
CADIX CO LTD
MITSUBISHI KASEI CORP
PIONEER ELECTRONIC CORP ET AL
IZUMI INDUSTRIES INC
DAIWA STEEL TUBE INDUSTRIES CO LTD
TORAY INDUSTRIES INC
JAPAN, GOVERNMENT OF
DAIDO STEEL CO LTD
MORITA FAMILY
NIPPON TELENET CO LTD
TOA ELECTRONICS LTD
DAIKIN INDUSTRIES LTD
SATO, RYOEI & FAMILY
TAKASAGO INTERNATIONAL CORP
MORITA FAMILY
NKK CORP
SUMITOMO RUBBER INDUSTRIES LTD
JAPAN SYNTHETIC RUBBER CO LTD ET AL
KOBE STEEL LTD
SHIONOGI & CO LTD
MATSUSHITA FAMILY ET AL
SATAKE CORP
****
****
AM
AM
AM
PE
AM
AM
OT
AM
PE
AM
AM
El
NP
OT
AM
AM
PE
JV
OT
NP
AM
JV
AM
AM
JV
JV
PE
AM
JV
AM
OT
AM
El
JV
PE
AM
OT
El
AM
OT
AM
OT
PE
AM
NP
JV
PE
OT
AM
AM
JV
AM
7011
7812
5093
2355
5621
3841
5651
*★**
2085
3519
35 77
7372
3572
3353
8299
2992
3572
3679
4119
6030
3357
3711
3052
8299
7011
****
5045
3695
7812
3363
3317
3624
9611
3312
3572
7993
3826
5162
2611
2844
3652
3312
3011
5162
8711
2899
3669
3523
VALUE
($ MILLION)
50.0
6.5
1.4
250.0
1.9
48.0
14.5
18.7
1.0
20.0
30.0
20.0
3.0
380.0
3.0
30.5
14.0
29.9
45.0
2.0
4.8
5.5
5.0
2.0
8.0
9.8
35.0
15.0
NA
US FIRM NAME
LOCATION
TS
FOREIGN INVESTOR
SIC
TYPE
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
EVAL CO OF AMERICA
FAX MAINICHI USA INC
FELISSIMO
FINDLEX CORP
FLS HOLDINGS INC
FORTRON INDUSTRIES INC
FUJI BANK
FUJI IMMUNOPHARMACEUTICALS CORP
FUJITEC AMERICA INC
FUJITSU NETWORKS INDUSTRY INC
FUJITSU-ICL SYSTEMS INC
GAMAKATSU KK
GECOM CORP
GENERAL MAGIC INC
GLOBAL LOGISTICS SYSTEM AMERICA INC
GMFANUC ROBOTICS CORP
GOLDEN ALTOS CORP
HAJJAR/KAUFMAN
HAKUSHIKA SAKE USA
HALSTEAD INDUSTRIES INC'S PLANT
HARSCO C O R P ’
S CANTEX DIV
HONDA R&D NORTH AMERICA INC
HUGHES JVC TECHNOLOGIES CORP
IBARAKI CO
IBRD CENTER OF CLINICAL RESEARCH INC
IMAGE ENTERTAINMENT INC
INDUSTRIAL WELDING SUPPLY CO
INTERNATIONAL KANKYO
IRON ORE CO OF CANADA
JAPANSCOPE
JIDECO OF BARDSTOWN INC
JKNY INC
JR WEST CO LTD
J&V FORM PRODUCTS INC
KANEKA TEXAS CORP
KANTUS CORP
KAO INFOSYSTEMS CO
KAYROCK CORP
K-BIN INC
LINTEC CORP
LIVE ENTERTAINMENT INC
MASUDA LAW PRACTICE
MATSUSHITA COOKING & APPLIANCE CO
MATSUTANI KAGAKU
MEDIA AMERICA INC
MEGATEK CORP
MENICON CORP
MERCURY INTL TECHNOLOGY INC
MITSUBISHI CATERPILLAR FORKLIFT
MITSUBISHI MATERIALS CORP
MITSUI MINING & SMELTING CO
MITSUI OSK LINES (AMERICA) INC
LISLE
LOS ANGELES
NEW YORK
FINDLAY
MIAMI
WILMINGTON
WASHINGTON
BOSTON
LEBANON
STAMFORD
DALLAS
TACOMA
GREENSBURG
CUPERTINO
NEW YORK
DETROIT
IL
CA
NY
OH
FL
DE
DC
MA
OH
CT
TX
WA
IN
CA
NY
MI
MARINA DEL REY
GOLDEN
PINE HALL
CAMP HILL
MARYSVILLE
CARLSBAD
YORK
NEPTUNE
CHATSWORTH
DALLAS
DENVER
WILMINGTON
NEW YORK
BARDSTOWN
NEW YORK
HONOLULU
SAN BERNADINO
PASADENA
LEWISBURG
PLYMOUTH
CA
CO
NC
PA
OH
CA
NE
NJ
CA
TX
CO
DE
NY
KY
NY
HI
CA
TX
TN
MA
FREEPORT
BOSTON
VAN NUYS
NEW YORK
FRANKLIN PARK
CLINTON
NEW YORK
SAN DIEGO
CLOVIS
TULSA
HOUSTON
LONG BEACH
CLEVELAND
ATLANTA
TX
MA
CA
NY
IL
NJ
NY
CA
CA
OK
TX
CA
OH
GA
KURARAY CO LTD
MAINICHI SHIMBUN & TOYO INFO SYSTEMS LTD
YAZAKI FAMILY
NISSHIN KOGYO CO LTD/HONDA MOTOR CO LTD
KYOEI STEEL LTD
KUREHA CHEMICAL INDUSTRY CO LTD ET AL
FUJI BANK LTD
FUJI PHOTO FILM CO LTD
FUJITEC CO LTD
FUJITSU LTD
FUJI ELECTRIC CO LTD
GAMAKATSU KK
MITSUI MINING & SMELTING CO LTD
MORITA FAMILY ET AL
JAPAN AIRLINES CO LTD
FANUC LTD
IWATANI INTL CORP
DENTSU AMERICA
TATUUMA-HONKE BREWING CO
KOBE STEEL LTD
SUMITOMO CORP
HONDA MOTOR CO LTD
MATSUSHITA FAMILY ET AL
IBARAKI CO LTD
KURAYA PHARMACEUTICAL CO LTD
MITSUBISHI CORP
NIPPON SANSO KK
KANKYO CORP
MITSUBISHI CORP
NOMURA SECURITIES CO LTD
JIDOSHA DENKI KOGYO CO LTD
JUNKO KOSHINO
JAPAN RAILWAYS GROUP
JSP CORP
KANEGAFUCHI CHEMICAL INDUSTRY CO LTD
KANTO SEIKI CO LTD
KAO INFOSYSTEMS
ZEBECH CO LTD
SHIN-ETSU CHEMICAL CO LTD
LINTEC CORP
PIONEER ELECTRONIC CORP ET AL
MASUDA, EJIRI ET AL
MATSUSHITA FAMILY
MATSUTANI KAGAKU KOGYO LTD
MOTHERS SYSTEM JAPAN INC
NIHON UNISYS LTD
MENICON CORP
JAPAN PETROLEUM EXPLORATION CO LTD
MITSUBISHI HEAVY INDUSTRIES LTD
MITSUBISHI MATERIALS CORP
MITSUI MINING & SMELTING CO LTD
MITSUI OSK LINES LTD
2821
7383
5651
3714
3312
2821
6021
2834
3534
4813
5044
3949
3429
7372
4512
3569
3674
7311
2082
3351
3084
3711
3861
3672
8731
7812
2813
5075
1011
2721
3714
5621
4724
3061
2821
3714
3572
3572
2821
3081
5099
8111
3631
2099
7389
3575
3851
5734
3537
4491
5169
4412
El
JV
OT
PE
AM
NP
OT
JV
OT
OT
OT
NP
PE
AM
OT
El
OT
OT
NP
AM
AM
OT
JV
NP
NP
AM
AM
JV
El
OT
PE
OT
OT
NP
PE
PE
PE
AM
PE
OT
AM
OT
NP
NP
JV
AM
NP
El
JV
OT
OT
OT
VALUE
($ MILLION)
13.5
5.0
4.5
350.0
74.6
6.4
40.0
33.0
25.0
25.0
1.0
4.0
5.0
66.0
7.9
5.0
39.0
13.3
39.1
22.0
10.0
15.0
30.0
39.7
4.6
4.7
NA
US FIRM NAME
LOCATION
TS
FOREIGN INVESTOR
SIC
TYPE
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
MITSUI/ZCA POWDERS CO
MI-TECH STEEL INC
MOMOKAWA SAKE LTD
MORENO VALLEY RANCH GOLF COURSE
MUDIA AMERICA INC
MYOJA USA INC
NACHI-FUJI KOSHI
NATIONAL CLINICAL RESEARCH CENTERS INC
NATIONAL STEEL CORP
NEC CORP
NEC CORP
NEW SABINA INDUSTRIES INC
NICHIEI CO
NICHIRIN-FLEX USA INC
NIHON KOHDEN AMERICA INC
NIKKEI BUSINESS PUBLICATION CO
NIKKEN CORP
NIPPON OIL CO
NISHIKAWA STANDARD CO
NISSAN DIESEL MOTOR CO
NISSAN MOTOR CO LTD
NISSAN MOTOR CORP
NORTH VERNON AUTOMOTIVE COMPONENTS INC
NSK CORP
OKI ELECTRIC
OPTEX USA
ORTECH CO
PENNSYLVANIA EXTRUDED TUBE CO
PERSONA INTL INC
PHILLIPS SUMIKA POLYPROPYLENE CO
PHOENIXCOR INC
POQUET COMPUTER CORP
RANDOLPH DUKE OF LUKE INDUSTRIES
ROBERTS PHARMACEUTICAL CORP
ROBERTSON READY MIX CONCRETE
ROCKWELL INTL SUSPENSION SYSTEMS CO USA
SAKATA SEED CORP
SAN MATEO SOFTWARE GROUP
SASAKI-OWENS GLASS CO LTD
SCI-FI CHANNEL CABLE NETWORK
SEA FREEZE COLD STORAGE INC
SEATTLE MARINERS BASEBALL CLUB
SEGA CREDIT FUND
SEGA ENTERPRISES LTD
SEGA MULTIMEDIA STUDIO
SEKISUI JUSHI CORP
SEVEN SEAS CRUISE LINE
SHARP MFG CO OF AMERICA
SKY VALLEY RESORT
SLATE CORP
SMK CORP
SONY CORP
MONACA
MURFREESBORO
FOREST GROVE
MORENO VALLEY
SANTA MONICA
CHINO
CARLSTADT
BETHESDA
MISHAWAKA
ROSEVILLE
SAN JOSE
SABINA
NASHVILLE
RANCHO CUCAMONG
SANTA ANA
NEW YORK
CHICAGO
GULF OF MEXICO
BREMEN
ANN ARBOR
LOS ANGELES
HERNDON
NORTH VERNON
ANN ARBOR
SUWANEE
TORRANCE
KIRKSVILLE
SCRANTON
SEATTLE
HOUSTON
PA
TN
OR
CA
CA
CA
NJ
MD
IN
CA
CA
OH
TN
CA
CA
NY
IL
LA
IN
MI
CA
VA
IN
MI
GA
CA
MO
PA
WA
TX
CT
CA
NY
NJ
CA
KY
CA
CA
OH
FL
WA
WA
CA
TX
CA
GA
CA
TN
GA
AZ
CA
CO
MITSUI MINING & SMELTING CO LTD
MITSUI & CO LTD
MOMOKAWA BREWING INC
ATSUGI KOKUSAI KANKO CO LTD
MITANI CORP AND JTS INT'L CO
MYOJO FOODS CO LTD ET AL
NACHI-FUJIKOSHI CORP
YAMANOUCHI PHARMACEUTICAL CO LTD
NKK CORP
NEC CORP
NEC CORP
NIPPON SEIKI CO LTD
NICHIEI CO LTD
NICHIRIN CO LTD
NIHON KOHDEN CO LTD
NIHON KEIZAI SHIMBUN INC
NIKKEN CORP
NIPPON OIL CO LTD
NISHIKAWA RUBBER CO LTD
NISSAN MOTOR CO LTD
NISSAN MOTOR CO LTD
NISSAN MOTOR CO LTD
MITSUI MINING & SMELTING CO LTD
NIPPON SEIKO KK
OKI ELECTRIC INDUSTRY CO LTD
OPTEX CO LTD
U-SHIN LTD
SUMITOMO METAL INDUSTRIES LTD ET AL
PERSONA INTL INC
SUMITOMO CHEMICAL CO LTD
SUMITOMO CORP
FUJI ELECTRIC CO LTD
C ITOH & CO LTD
YAMANOUCHI PHARMACEUTICAL CO
MITSUBISHI MATERIALS CORP
MITSUBISHI STEEL MANUFACTURING CO LTD
SAKATA SEED CORP
MATSUSHITA FAMILY
SASAKI GLASS CO LTD
MATSUSHITA FAMILY
TOYO SUISAN KAISHA LTD
NINTENDO CO LTD
SEGA ENTERPRISES, LTD
SEGA ENTERPRISES LTD
SEGA ENTERPRISES LTD
SEKISUI JUSHI CORP
KAWASAKI KISEN KAISHA LTD
SHARP CORP
CREATE DAIKOU-SHA
JAFCO
SMK CORP
MORITA FAMILY
3399
5051
2084
7992
7922
2098
5084
2834
3312
3674
5065
3714
5031
3069
5065
2721
3537
1311
3069
3714
6732
5012
3429
3562
5065
5049
3643
3317
7363
2821
6552
3571
2339
2834
3251
3493
0181
5064
3229
4841
2092
7941
6732
7996
5092
3089
4412
3679
7011
7372
5063
5065
JV
PE
JV
AM
JV
NP
OT
AM
OT
PE
OT
PE
OT
PE
OT
OT
AM
OT
PE
OT
OT
OT
JV
OT
OT
OT
JV
NP
OT
JV
AM
El
AM
AM
PE
JV
OT
AM
El
AM
El
AM
OT
OT
OT
NP
OT
NP
AM
AM
OT
OT
SUNNYVALE
NEW YORK
EATONTOWN
RIVERSIDE
HOPKINSVILLE
SALINAS
SAN MATEO
TOLEDO
BOCA RATON
SEATTLE
SEATTLE
SAN FRANCISCO
DALLAS
REDWOOD CITY
ATLANTA
SAN FRANCISCO
MEMPHIS
SKY VALLEY
SCOTTSDALE
SAN JOSE
BOULDER
VALUE
($ MILLION)
1.5
3.0
5.0
4.5
1.8
7.4
200.0
7.8
1.4
1.0
45.0
16.0
95.0
23.3
7.0
125.0
32.0
16.0
3.0
2.0
LOCATION
NA
US FIRM NAME
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
JA
KS
KS
KS
KS
NEW YORK
SONY MEDIA WORLD
PITMAN
SONY MUSIC ENTERTAINMENT INC
MIDDLETOWN
SOUTHWESTERN OHIO STEEL
GREENVILLE
SPORTS MARKETING INTL
CHICAGO
STANDARD AMATEUR RADIO PRODUCTS INC
SUMISHO COMPUTER SERVICE (USA) INC
ATLANTA
SUPRATCH SYSTEM INC
ROCKAWAY
SUSHI BOY CO
SAN DIEGO
SYNERGY
TORRANCE
TAMIYA CO
ORANGE COUTRY
TANABE RESEARCH LABORATORIES USA INC
SAN DIEGO
TCA PLASTICS INC
FARMINGTON HILL
GLASGOW
TECHNOTRIM INC
TEIJIN SEIKI AMERICA INC
REDMOND
TEIKOKU DATABANK AMERICA INC
NEW YORK
TEIKOKU ELEC MFG CO
HOUSTON
TOHO GAS CO LTD
NEW YORK
TORAY PLASTIC (AMERICA) INC
N. KINGSTOWN
TOYO TANSO USA INC
PORTLAND
TOYOTA MOTOR
GEORGETOWN
TOYOTA MOTOR MANUFACTURING USA INC
GEORGETOWN
TOYOTA MOTOR MANUFACTURING USA INC
LEXINGTON
TOYOTA MOTOR MANUFACTURING USA INC
GEORGETOWN
TOYOTA PRODUCTION SYSTEM
LEXINGTON
TOYOTA TECHNICAL CENTER INC
ANN ARBOR
TRI-GAS INC
IRVING
TRW FUJI VALVE INC
SEVIERVILLE
TSW PRODUCTS CO INC
HUTCHINSON
TUBE-LINE CO
UNION
TURBO TECHNOLOGIES INC
LOS ANGELES
U S CONEC LTD
HICKORY
UBE INDUSTRIES
DETROIT
ULTRA CLEAN TECHNOLOGY SYSTEMS & SVC INC MENLO PARK
UNION SPECIAL CORP
EL PASO
UNIVERSAL STUDIOS HOLLYWOOD
HOLLYWOOD
UPTOWN ENTERTAINMENT
NEW YORK
USHIJIMA TRUCKING INC
GARDENA
USS/KOBE STEEL CO
LORAIN
U.S. HOME BUILDING
HOUSTON
WAREHOUSE
LOS ANGELES
WAREHOUSE
BOSTON
WEIC ASIA REPORT
NEW YORK
WELENCO INC
BAKERSFIELD
WEST BAY RESOURCES INC
OAKLAND
WIND RIVER SYSTEMS INC
ALAMEDA
YASKAWA ELECTRIC CORP
CHICAGO
YUKIWA SEIKO INC
CHARLOTTE
YUSA CORP
WASH COURTHOUSE
1270 BROADWAY
NEW YORK
DAEWOO INTERNATIONAL (AMERICA) INC
RIDGEFIELD
HYUNDAI MERCHANT MARINE AMERICA INC
DALLAS
HYUNDAI MERCHANT MARINE AMERICA INC
ATLANTA
TS
FOREIGN INVESTOR
SIC
TYPE
NY
NJ
OH
SC
IL
GA
NJ
CA
CA
CA
CA
MI
KY
WA
NY
TX
NY
RI
OR
KY
KY
KY
KY
KY
MI
TX
TN
KS
NJ
CA
NC
MI
CA
TX
CA
NY
CA
OH
TX
CA
MA
NY
CA
CA
CA
IL
NC
OH
NY
NJ
TX
GA
MORITA FAMILY
MORITA FAMILY
C ITOH & CO LTD
ZETT CORP
MARANTZ JAPAN INC
SUMISHO COMPUTER SERVICE CO LTD
NIPPON PAINT CO LTD
SUSHI BOY CO LTD
TOYOTA MOTOR CORP
TAMIYA CO LTD
TANABE SEIYAKU CO LTD
TONEN CHEMICAL CORP
TACHI-S CO LTD
TEIJIN SEIKI CO LTD
TEIKOKU DATABANK
TEIKOKU ELEC MFG CO LTD
TOHO GAS CO LTD
TORAY INDUSTRIES INC
TOYO TANSO CO LTD
TOYOTA MOTOR CORP
TOYOTA MOTOR CORP
TOYOTA MOTOR CORP
TOYOTA MOTOR CORP
TOYOTA MOTOR CORP
TOYOTA MOTOR CORP
NIPPON SANSO KK
FUJI VALVE CO LTD
TAKAKO SEIKI CO LTD
BENKAN CORP
NEC HOME ELECTRONICS CO LTD ET AL
JAPAN, GOVERNMENT OF
UBE INDUSTRIES LTD
MITSUBISHI MATERIALS CORP ET AL
JUKI CORP
MATSUSHITA FAMILY
MATSUSHITA FAMILY
SENKO CO LTD
KOBE STEEL LTD
COMMERCIAL DEVELOPMENTS INTL/EAST
JAPAN EXPRESS LTD
KINTETSU WORLD EXPRESS INC
WORLD ECONOMIC INFORMATION CENTER
OYO CORP
KANEMATSU CORP
INNOTECH CORP
YASKAWA ELECTRIC CORP
YUKIWA SEIKO
YAMASHITA RUBBER CO LTD
SAM POONG CO
DAEWOO CORP
CHUNG, JU-YUNG & FAMILY
CHUNG, JU-YUNG & FAMILY
5735
3652
5051
5091
3663
7371
5198
5142
2721
3089
8734
3052
2399
3492
7323
3594
4924
3081
3295
3544
3364
3711
3714
8711
3711
2813
3592
3545
3317
7373
3643
5084
3674
5084
7812
7812
4731
3312
****
NP
PE
JV
El
JV
OT
OT
OT
OT
NP
PE
OT
JV
PE
NP
OT
OT
PE
NP
NP
PE
OT
PE
NP
OT
AM
PE
NP
PE
OT
OT
OT
NP
OT
PE
JV
AM
PE
AM
AM
AM
OT
AM
JV
AM
NP
OT
OT
AM
OT
OT
OT
4731
4231
2721
8713
5093
7372
3629
5084
5085
5012
4412
4412
VALUE
($ MILLION)
30.0
16.2
12.2
13.0
3.9
7.0
13.0
90.0
16.0
100.0
15.3
1.1
60.0
35.0
36.0
10.0
9.5
1.2
16.5
8.4
NA
US FIRM NAME
LOCATION
TS
FOREIGN INVESTOR
SIC
TYPE
KS
KS
KS
KS
KS
KS
KS
KS
KS
KS
KS
KS
KS
KS
KU
MX
MX
MY
NL
NL
NL
NL
NL
NL
NL
NL
NO
NO
NZ
PL
PL
RS
RS
RS
RS
RS
RS
SA
SA
SN
SO
SP
SP
SP
SP
SP
SW
SW
SW
SW
SW
SW
HYUNDAI MERCHANT MARINE AMERICA INC
HYUNDAI MERCHANT MARINE AMERICA INC
HYUNDAI MERCHANT MARINE AMERICA INC
HYUNDAI MERCHANT MARINE AMERICA INC
HYUNDAI MERCHANT MARINE AMERICA INC
HYUNDAI MERCHANT MARINE AMERICA INC
HYUNDAI'S INFORMATIONS SYSTEMS DIV
PINE BLUFF CUTTING TOOLS INC
PMX INDUSTRIES INC
SAMSUNG
SAMSUNG INFORMATIONS SYSTEMS AMERICA INC
SUNKYONG MAGNETICS-AMERICA
UNIVERSITY OF BRIDGEPORT
YUPOONG
SUNSET ESPLANADE
AMERICAN PUBLISHING GROUP INC'S SUBS
UNIVISION HOLDINGS INC
AMERICAN DRUG SCREENS INC
DELTONA CORP
GRAMERCY PICTURES
KLM CARGO USA
MOBIL CORP'S HOUSTON GAS STATIONS (83)
SHELL GAS STATION
SOUTH HILLS MALL
STORK X-CEL
WHITTLE COMMUNICATIONS LP
CARNIVAL CRUISE/SEABOURN CRUISE LNS JV
STOLT OIL TANKERS
LA QUINTA MOTOR INNS INC
POLSTEAM USA INC
GDYNIA AMERICA LINE INC
AEROFLOT AIRLINES
NORTH AMERICA AEROFLOT CORP
ORTEX INTERNATIONAL
RAHIM TOURS
RUSSIAN REPUBLIC CONSULATE
WE
REVLON INC'S HALSTON & BORGHESE DIVS
UNITED PRESS INTERNATIONAL
NEW WORLD SHIPPING
SANTA FE ENERGY RESOURCES INC
COLONNADE HOTEL
GENERAL ELECTRIC CAPITAL OF PUERTO RICO
IBERIA AIRLINES
OCCIDENTAL GRAND HOTEL
OMNI GEORGETOWN HOTEL
BLEVINS CONCESSION SUPPLY CO
CASCADE VILLAGE APARTMENTS
DENVER EQUIPMENT CO
DRIPRIDE DIVISION OF WEYERHAUSER
GATES' OPTIMA BATTERIES
GLENDALE TECHNOLOGIES INC
BOSTON
KANSAS CITY
CINCINNATI
DETROIT
MEMPHIS
MINNEAPOLIS
SAN JOSE
PINE BLUFF
CEDAR RAPIDS
RIDGEFIELD PARK
SAN JOSE
INDIANAPOLIS
BRIDGEPORT
JACKSONVILLE
HILLSBORO
MIAMI
MIAMI
OKLAHOMA CITY
MIAMI
LOS ANGELES
DETROIT
HOUSTON
HOUSTON
POUGHKEEPSIE
CHARLOTTE
KNOXVILLE
MIAMI
HOUSTON
SAN ANTONIO
NEW YORK
SO PLAINFIELD
MIAMI
COLUMBUS
IRVINE
LAKE WORTH
SEATTLE
WASHINGTON
NEW YORK
NEW YORK
MINEOLA
HOUSTON
CORAL GABLES
SAN JUAN
MIAMI
ATLANTA
WASHINGTON
TAMPA
DENVER
COLORADO SPGS
BOWLING GREEN
DENVER
WAYNE
MA
MO
OH
MI
TN
MN
CA
AR
IA
NJ
CA
IN
CT
FL
OR
FL
FL
OK
FL
CA
MI
TX
TX
NY
NC
TN
FL
TX
TX
NY
NJ
FL
OH
CA
FL
WA
DC
NY
NY
NY
TX
FL
PR
FL
GA
DC
FL
CO
CO
KY
CO
NJ
CHUNG, JU-YUNG & FAMILY
CHUNG, JU-YUNG & FAMILY
CHUNG, JU-YUNG & FAMILY
CHUNG, JU-YUNG & FAMILY
CHUNG, JU-YUNG & FAMILY
CHUNG, JU-YUNG & FAMILY
CHUNG, JU-YUNG & FAMILY
Y.G-1
POONGSAN CORP
LEE, KUN-HEE FAMILY
LEE, KUN-HEE FAMILY
SUNKYONG GROUP
SUN MYUNG MOON
YUPOONG & CO LTD
KUWAIT, GOVERNMENT OF
AZCARRAGA, EMILIO
AZCARRAGA, EMILIO ET AL
MBF HOLDINGS BERHAD
SELEX SITTARD BV
POLYGRAM NV
NETHERLANDS, GOVERNMENT OF
ROYAL DUTCH SHELL GROUP
ROYAL DUTCH SHELL GROUP
SARAKREEK HOLDING NV
STORK GROUP
PHILIPS GLOEILAMPENFABRIKEN NV
BRYNESTAD, ATLE
STOLT, JACOB & FAMILY
BRIERLEY, RONALD ET AL
ZELUGA POLSKA
POLFRACHT
RUSSIAN REPUBLIC, GOVERNMENT OF
RUSSIAN REPUBLIC, GOVERNMENT OF
GURA, MIKHAIL & KALAKOUTSKI, EUGENE
RUSSIAN REPUBLIC, GOVERNMENT OF
RUSSIAN REPUBLIC, GOVERNMENT OF
IZVESTIA
UNIDENTIFIED SAUDI ARABIAN FAMILY
MIDDLE EAST BROADCASTING CENTER LTD
SEMBAWANG JOHNSON MANAGEMENT PTE LTD
OPPENHEIMER, HARRY F & FAMILY
BACARDI FAMILY ET AL
BANCO BILBAO VIZCAYA SA
SPAIN, GOVERNMENT OF
OCCIDENTAL HOTELS
BARCELO HOTELS
WALLENBURG FAMILY
TERRASSEN GROUP & CABBY
SVEDALA INDUSTRI AB
SVENSKA CELLULOSA AB
GYLLING GROUP
BILSOM AB
4412
4412
4412
4412
4412
4412
3571
3545
3351
3663
5045
5065
8221
5137
***★
OT
OT
OT
OT
OT
OT
NP
NP
NP
OT
OT
OT
AM
OT
AM
AM
AM
AM
AM
JV
OT
AM
OT
El
PE
El
JV
OT
El
OT
OT
OT
JV
OT
AM
OT
JV
AM
AM
JV
AM
AM
AM
OT
OT
AM
AM
AM
AM
AM
AM
AM
2721
4833
8071
6552
7822
4225
5541
5541
★***
3552
2721
4481
4412
7011
3462
4412
4512
4522
5013
4725
9611
2711
2844
7383
4499
1311
7011
6141
4512
7011
7011
5149
**★*
3561
2676
3691
2869
VALUE
($ MILLION)
1.0
50.0
21.0
130.0
137.5
35.3
2.0
25.0
10.0
175.0
7.3
125.0
3.9
75.0
28.0
20.0
13.7
19.1
SIC
NA
US FIRM NAME
LOCATION
TS
FOREIGN INVESTOR
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SZ
SZ
SZ
SZ
SZ
SZ
SZ
SZ
SZ
SZ
SZ
SZ
SZ
SZ
SZ
SZ
SZ
SZ
SZ
SZ
TC
TH
TH
TU
TW
TW
TW
TW
TW
TW
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
IKEA
IKEA
MERCK-ASTRA INC
SAAB CARS USA INC
SCANFREIGHT INC USA
SCANFREIGHT INC USA
SCOTT HEALTH CARE
SOUTHWEST KIDNEY INSTITUTE
STOR FURNITURE INTL INC
VOLVO FINANCE OF NORTH AMERICA
WALLENIUS LINES NORTH AMERICA INC
ABB PAINT FINISHING
ANILAM ELECTRONICS CORP
BANK JULIUS BAER
BANK LIPS
BAUMGARTNER INC
BERNARD FOODS INC
COMPUTER CLEAN SERVICE CO
DATACOLOR INTL NORTH AMERICA DIV
GENENTECH INC
IDB COMMUNICATIONS GROUP INC
NANTUCKET CORP
O'CONNOR PARTNERSHIPS
PALMER HOUSE APARTMENTS
ROCHE BIOMEDICAL LABORATORIES INC
ROCHE CAROLINA INC
ROSENMUND INC
SANDOZ PHARMACEUTICALS CORP
SCHOLL AMERICA INC
SWISSAIR
SYSTEMIX INC
UNITED ARAB AGENCIES INC
BUZZ
MELROSE HOTEL
HELLER FACTORING A.S.
AIRPORT HILTON & TOWERS
CHINA EXTERNAL TRADE DEVELOPMENT COUNCIL
FAMOUS AMOS CHOCOLATE CHIP COOKIE CORP
FORMOSA PLASTICS CORP USA
NAN YA PLASTICS CORP
UNITED WINNER METALS INC
220 WEST 58TH
AIRCRAFT SERVICE CENTER
ALFRED DUNHILL OF LONDON
ALLIED CHEMICAL LABORATORIES' ASSETS
ASSOC COMM CORP/MCCAW CELLULAR COMM JV
ATLAS CORP'S MINING RIGHTS
BOMAR SECURITIES LP
CAMELOT DISTRIBUTION USA INC’
S ASSETS
COAL LEASES
COFFMAN, JOHN H & SONS INC
CONRAN STORES INC
FONTANA
GREENSBORO
CHESTER COUNTY
NORCROSS
ST LOUIS
VIRGINIA BEACH
PHILADELPHIA
TUCSON
CTY OF INDUSTRY
MONTVALE
FIFE
TROY
MIAMI
PALM BEACH
PALM BEACH
MEBANE
LAFAYETTE
CHARLOTTE
CHARLOTTE
SAN FRANCISCO
LOS ANGELES
LOS ANGELES
CHICAGO
ATLANTA
WICHITA
FLORENCE
CHARLOTTE
EAST HANOVER
GIBSONVILLE
MELVILLE
PALO ALTO
CRANFORD
LOS ANGELES
DALLAS
CHICAGO
LOS ANGELES
NEW YORK
SAN FRANCISCO
POINT COMFORT
LAKE CITY
CHESAPEAKE
NEW YORK
PEACHTREE CITY
SAN FRANCISCO
SAN DIEGO
SAN FRANCISCO
MALHEUR COUNTY
NEW YORK
ATLANTA
PDR RIVER BASIN
LOS ANGELES
BURBANK
CA
NC
PA
GA
MO
VA
PA
AZ
CA
NJ
WA
MI
FL
FL
FL
NC
LA
NC
NC
CA
CA
CA
IL
GA
KS
SC
NC
NJ
NC
NY
CA
NJ
CA
TX
IL
CA
NY
CA
TX
SC
VA
NY
GA
CA
CA
CA
OR
NY
GA
WY
CA
CA
5719
KAMPARD, INGVAR
5719
KAMPRAD, INGVAR
2834
AB ASTRA
5012
WALLENBERG FAMILY
4491
SCANFREIGHT AB
4491
SCANFREIGHT AB
2676
SVENSKA CELLULOSA AB
8093
GAMBRO AB
5719
KAMPRAD, INGVAR
6141
AB VOLVO
4412
WALLENIUS LINES AB
3612
ASEA BROWN BOVERI
3625
GROSSBACHER ELEKTRONIK AG
6081
BANK JULIUS BAER
6081
BANK LIPS, BURKHARDT AG
2679
BAUMGARTNER PAPIERS SA
2037
NESTLE SA
7378
INTERBRAIN AG
3552
EICHHOF GROUP
2834
HOFFMANN & LAROCHE FAMILIES
4899
TELECOLUMBUS AG
7372
COMPUTER ASSOCIATES INTERNATIONAL INC
6211
SWISS BANK CORP
****
GREENBASE INC
8071
HOFFMANN & LAROCHE FAMILIES
2834
HOFFMANN & LAROCHE FAMILIES
3559
ROSENMUND AG
2834
SANDOZ AG
3552
SCHOLL AG ZOFINGEN
4512
SWISSAIR AG
8734
SANDOZ LTD
4491
UNITED ARAB SHIPPING CO
2721
LIMTHONGKUL, SONDHI
7011
DUSIT THANI HOTEL GROUP
YAPI VE KREDI BANKASI A/S & INTERBANK AS 6153
7011
FORTUNA ENTERPRISES
9611
REPUBLIC OF CHINA, GOVERNMENT OF
2052
PRESIDENT ENTERPRISES CORP
2821
WANG, YC
2824
WANG, Y C
3399
YIEH LOONG GROUP ET AL
****
DEVON PROPERTIES
4581
HUNTING AIRCRAFT LTD
5611
ALFRED DUNHILL LTD
2834
SMITH KLINE BEECHAM PLC
4812
UNITED KINGDOM, GOVERNMENT OF
1041
GOLDSMITH, JAMES ET AL
6211
REUTERS HOLDINGS PLC
5113
BUNZL PLC
1221
HANSON PLC
5047
NFC PLC
5712
STOREHOUSE PLC
TYPE
OT
OT
JV
OT
OT
OT
JV
AM
AM
JV
OT
NP
AM
OT
OT
NP
AM
NP
NP
El
AM
AM
AM
AM
PE
OT
PE
PE
PE
OT
AM
OT
PE
AM
OT
AM
OT
AM
PE
NP
NP
AM
AM
OT
AM
JV
AM
AM
AM
AM
AM
OT
VALUE
($ MILLION)
25.0
11.5
20.0
300.0
10.0
37.2
2.5
100.0
20.0
5.0
20.0
392.0
10.0
50.0
60.6
353.0
300.0
4.0
11.5
12.0
14.7
8.0
8.0
87.0
NA
US FIRM NAME
LOCATION
TS
FOREIGN INVESTOR
SIC
TYPE
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
UK
VE
VE
VE
CONRAN STORES INC
CONRAN STORES INC
CYPRUS INDUSTRIAL'S TALC BUSINESS
FERRO CORP'S STEEL PRODUCTS DIVISION
60LDSTRIKE MINE
GOODWIN, DANNENBAUM, LITTMAN & WINGFIELD
GOODYEAR TIRE & R U B B E R ’
S POLYESTER BUS.
G.L. HODSON & SON
HAWKEYE-SECURITY INSURANCE CO
HEALTHCOM
HYDROLABS INC
INCHCAPE SHIPPING SERVICES NORTH AMERICA
INTERNATIONAL EXPRESS, THE
KAISER CEMENT'S ROCK OPERATION
KRAFT GENERAL FOODS PLANT
LEOPOLD F B CO INC
MARTINKA COAL MINE
MCGLYNN BAKERIES' FROZEN BAKERY PRDTS
MD HODGES INC'S WAREHOUSES (2)
NAPCO PRESS INC
NATURAL GAS CLEARINGHOUSE
NATWEST FUTURES INC
OMNI EXPLORATION INC
PLYMOUTH FIVE CENTS SAVINGS BANK
RAM COMMUNICATIONS INC
RECORD WORLD INC (59 STORES)
REMCO AMERICA
REMOTE CONTROL INTERNATIONAL INC
REYNOLDS'N AMERICAN CABLE OPERATIONS
SPARROW CORP
STERLING OFFICE SERVICES
SUPASTRIP INC
SWEETWATER MILL
TECH TEXTILES USA
TRAMMELL CROW DISTRIBUTION CORP
TRANSMODAL INC'S TERMINAL
UNIVERSAL TERMINAL WAREHOUSE CO
VINTAGE AIR TOURS
VIRGIN'S MEGASTORE
WALT FLANAGAN & CO'S RESERVES
WILLIS CORROON MANAGEMENT (VERMONT) LTD
GROW GROUP INC
LAS VILLAS
MOBIL CORP'S TERMINAL
LOS ANGELES
MCLEAN
ENGLEWOOD
TYLER
ELKO
HOUSTON
POINT PLEASANT
NEW YORK
DES MOINES
NEW YORK
PATTERSON
SOUTH PLAINF LD
WASHINGTON
SAN FRANCISCO
CHARLOTTE
ZELIENOPLE
FAIRMONT
CHANHASSEN
ATLANTA
BROOKLYN
HOUSTON
CHICAGO
COLUMBUS
BOSTON
SEATTLE
ROSLYN
HOUSTON
SAN DIEGO
MALVERN
NASHVILLE
BOSTON
ASHLAND
RAWLINS
PHENIX CITY
CARROLLTON
CAMDEN
HOUSTON
ORLANDO
LOS ANGELES
DENVER
BURLINGTON
NEW YORK
MIAMI
CORPUS CHRISTI
CA
VA
CO
TX
NV
TX
WV
NY
IA
NY
NJ
NJ
DC
CA
NC
PA
WV
MN
GA
NY
TX
IL
OH
MA
WA
NY
TX
CA
AR
TN
MA
VA
WY
AL
TX
NJ
TX
FL
CA
CO
VT
NY
FL
TX
STOREHOUSE PLC
STOREHOUSE PLC
RTZ CORP PLC
COOKSON GROUP PLC
GOLDSMITH, JAMES ET AL
SAATCHI & SAATCHI PLC
ROYAL DUTCH SHELL GROUP
WILLIS CORROON PLC
GENERAL ACCIDENT FIRE AND LIFE ASSURANCE
SAATCHI & SAATCHI PLC
ALLIED COLLOIDS PLC
INCHCAPE PLC
UNITED NEWSPAPERS PLC
HANSON PLC
BBA
THAMES WATER PLC
HANSON PLC
GRAND METROPOLITAN PLC
NFC PLC
HANSON PLC
BRITISH GAS PLC
NATIONAL WESTMINISTER BANK P.L.C.
CAIRN ENERGY PLC
UNITED KINGDOM, GOVERNMENT OF
UNITED KINGDOM, GOVERNMENT OF
W H SMITH GROUP PLC
THORN EMI PLC
SAGE GROUP PLC
BICC PLC
THORN EMI PLC
PRIVATE INVESTOR
NORCROS PLC
RTZ CORP PLC
TECH TEXTILES INTL
NFC PLC
GEORGE WIMPEY PLC
NFC PLC
BRANSON, RICHARD
BRANSON, RICHARD
EEC GROUP PLC
WILLIS CORROON PLC
CORIMON CA SACA
DANIEL CAMEJO-OCTAVIO
VENEZUELA, GOVERNMENT OF
5712
5712
3295
3312
1041
7311
3069
6331
6331
7311
2869
4412
2711
3241
3535
3589
1212
2051
4225
2759
1321
6221
1311
6036
4812
5735
7359
7372
3355
2741
7361
2295
1094
2297
4225
4013
4225
4512
3652
1442
6411
2851
****
OT
OT
AM
AM
OT
AM
AM
OT
AM
OT
AM
OT
OT
PE
AM
AM
AM
AM
AM
AM
AM
OT
AM
AM
AM
AM
AM
AM
AM
AM
AM
NP
AM
JV
AM
JV
AM
OT
OT
AM
OT
AM
OT
AM
4922
VALUE
($ MILLION)
3.9
96.5
20.8
14.0
12.0
44.0
165.0
120.0
17.0
25.4
1.2
38.0
55.0
77.0
8.0
25.0
20.5
38.7
7.5
15.6
APPENDIX C
LISTING OF INVESTMENT TRANSACTIONS
BY
STATE LOCATION
TS
US FIRM NAME
AL
AL
AL
AL
AR
AR
AR
AR
AZ
AZ
AZ
AZ
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
GOLDEN ALTOS CORP
KAYROCK CORP
DUNLOP TIRE CORP
MACMILLAN BLOEDEL INC
SHOE CITY INC
TECH TEXTILES USA
CENTURY TUBE CORP
ENVIRONMENTAL SYSTEMS CO
PINE BLUFF CUTTING TOOLS INC
REYNOLDS'N AMERICAN CABLE OPERATIONS
AMERICA WEST EXPRESS
BILTMORE HOTEL
SLATE CORP
SOUTHWEST KIDNEY INSTITUTE
ADVANCED COMPUTER ARCHITECTURE LAB
ADVANCED SOFTWARE AUTOMATION INC
AIRPORT HILTON & TOWERS
AKASHIC MEMORIES CORP
ALFRED DUNHILL OF LONDON
ALL NIPPON AIRWAYS INTL FLT TRAIN ACDY
ALLIED CHEMICAL LABORATORIES' ASSETS
ARCATA GRAPHICS
AREAL TECHNOLOGY INC
ASHAI/KOMAG
ASSOC COMM CORP/MCCAW CELLULAR COMM JV
BUNKER HILL TOWERS
BUZZ
CAROLCO PICTURES INC
CARTIER INC
COFFMAN, JOHN H & SONS INC
COMPOSITE HORIZONS INC
CONRAN STORES INC
CONRAN STORES INC
DONAHUE SCHRIBER
EMPORIO ARMANI
EO INC
EXECUTIVE LIFE INSURANCE CO
FAMOUS AMOS CHOCOLATE CHIP COOKIE CORP
FAX MAINICHI USA INC
GENENTECH INC
GENERAL ELECTRIC'S NMR INSTRUMENTS
GENERAL MAGIC INC
GRAMERCY PICTURES
HAJJAR/KAUFMAN
HOLLYWOOD HOLIDAY INN
HUGHES JVC TECHNOLOGIES CORP
HYUNDAI'S INFORMATIONS SYSTEMS DIV
IBM’
S ROLM SYSTEMS DIV
IDB COMMUNICATIONS GROUP INC
IKEA
IMAGE ENTERTAINMENT INC
J&V FORM PRODUCTS INC
LOCATION
HUNTSVILLE
MONTGOMERY
MONTGOMERY
PHENIX CITY
PINE BLUFF
LITTLE ROCK
PINE BLUFF
MALVERN
PHOENIX
PHOENIX
SCOTTSDALE
TUCSON
SAN DIEGO
SANTA CLARA
LOS ANGELES
SANTA CLARA
SAN FRANCISCO
BAKERSFIELD
SAN DIEGO
SAN JOSE
SAN JOSE
MILPITAS
SAN FRANCISCO
LOS ANGELES
LOS ANGELES
LOS ANGELES
SAN DIEGO
LOS ANGELES
COVINA
LOS ANGELES
BURBANK
NEWPORT BEACH
SAN FRANCISCO
MOUNTAIN VIEW
LOS ANGELES
SAN FRANCISCO
LOS ANGELES
SAN FRANCISCO
FREMONT
CUPERTINO
LOS ANGELES
MARINA DEL REY
HOLLYWOOD
CARLSBAD
SAN JOSE
SANTA CLARA
LOS ANGELES
FONTANA
CHATSWORTH
SAN BERNADINO
SIC
FOREIGN INVESTOR
3674
3572
3011
2631
5661
2297
3317
4953
3545
3355
4512
7011
7372
8093
35 77
7372
7011
3572
5611
8299
2834
2721
3572
3679
4812
*★★★
IWATANI INTL CORP
JA
ZEBECH CO LTD
JA
SUMITOMO RUBBER INDUSTRIES LTD
JA
BRONFMAN, PETER & EDWARD
CA
BATA SHOES
CA
TECH TEXTILES INTL
UK
JA
DAIWA STEEL TUBE INDUSTRIES CO LTD
BRAMBLES INDUSTRIES LTD
AS
Y.G-1
KS
BICC PLC
UK
TNT LTD
AS
AOKI CORP
JA
JAFCO
JA
SW
GAMBRO AB
MORITA FAMILY
JA
HUNET INC
JA
FORTUNA ENTERPRISES
TW
JA
KUBOTA CORP
UK
ALFRED DUNHILL LTD
ALL NIPPON AIRWAYS CO LTD
JA
SMITH KLINE BEECHAM PLC
UK
PELADEAU, PIERRE
CA
TOMEN CORP ET AL
JA
ASAHI GLASS CO LTD
JA
UNITED KINGDOM, GOVERNMENT OF
UK
HON KWOK LAND INVESTMENT
HK
LIMTHONGKUL, SONDHI
TH
PIONEER ELECTRONIC CORP ET AL
JA
CARTIER FAMILY
FR
NFC PLC
UK
TORAY INDUSTRIES INC
JA
UK
STOREHOUSE PLC
STOREHOUSE PLC
UK
CAMBRIDGE SHOPPING CENTRES LTD
CA
ARMANI, GIORGIO
IT
MATSUSHITA FAMILY ET AL
JA
FR
ALTUS FINANCE
PRESIDENT ENTERPRISES CORP
TW
MAINICHI SHIMBUN & TOYO INFO SYSTEMS LTD JA
HOFFMANN & LAROCHE FAMILIES
SZ
BRUKER INSTRUMENTS INC
GE
JA
MORITA FAMILY ET AL
NL
POLYGRAM NV
JA
DENTSU AMERICA
ALAIN AND LOUISE TESSIER
CA
JA
MATSUSHITA FAMILY ET AL
KS
CHUNG, JU-YUNG & FAMILY
SIEMENS AG
GE
TELECOLUMBUS AG
SZ
SW
KAMPARD, INGVAR
MITSUBISHI CORP
JA
JSP CORP
JA
2721
7812
5944
5047
3624
5712
5712
6552
5651
3669
6311
2052
7383
2834
3829
7372
7822
7311
7011
3861
3571
3661
4899
5719
7812
3061
NA
TYPE
OT
AM
PE
PE
AM
JV
PE
El
NP
AM
JV
JV
AM
AM
OT
AM
AM
PE
OT
OT
AM
AM
AM
JV
JV
AM
PE
El
OT
AM
AM
OT
OT
AM
OT
JV
AM
AM
JV
El
AM
AM
JV
OT
AM
JV
NP
El
AM
OT
AM
NP
VALUE
($ MILLION)
22.0
15.0
66.0
18.0
4.8
222.3
1.0
77.0
30.5
2.0
11.5
1.0
50.0
30.0
12.0
29.5
3.0
19.1
10.0
45.0
5.5
3550.0
60.6
37.2
1.8
25.0
1000.0
4.0
5.0
LOCATION
TS
US FIRM NAME
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
CA
SAN FRANCISCO
KAISER CEMENT'S ROCK OPERATION
VAN NUYS
LIVE ENTERTAINMENT INC
SAN DIEGO
MEGATEK CORP
MENICON CORP
CLOVIS
CONCORD
MICROGENICS CORPORATION
LONG BEACH
MITSUBISHI MATERIALS CORP
MORENO VALLEY
MORENO VALLEY RANCH GOLF COURSE
SANTA MONICA
MUDIA AMERICA INC
MYOJA USA INC
CHINO
LOS ANGELES
NANTUCKET CORP
NEC CORP
SAN JOSE
ROSEVILLE
NEC CORP
RANCHO CUCAMONG
NICHIRIN-FLEX USA INC
SANTA ANA
NIHON KOHDEN AMERICA INC
LOS ANGELES
NISSAN MOTOR CO LTD
NOVO NORDISK BIOTECH
DAVIS
NUTRI-METICS INTERNATIONAL INC
CERRITOX
OPTEX USA
TORRANCE
ORTEX INTERNATIONAL
IRVINE
PENTA AMERICA PICTURES
LOS ANGELES
POQUET COMPUTER CORP
SUNNYVALE
SAN DIEGO
REMOTE CONTROL INTERNATIONAL INC
ROBERTSON READY MIX CONCRETE
RIVERSIDE
LOS ANGELES
ROOTS CANADA
SALINAS
SAKATA SEED CORP
SAMSUNG INFORMATIONS SYSTEMS AMERICA INC SAN JOSE
SAN MATEO
SAN MATEO SOFTWARE GROUP
SAN FRANCISCO
SEGA CREDIT FUND
SEGA MULTIMEDIA STUDIO
REDWOOD CITY
SAN FRANCISCO
SEVEN SEAS CRUISE LINE
IRVINE
SHILEY INC'S CARDIOVASCULAR LINE
SYLMAR
SIEMENS PACESETTER INC (SPI)
SMK CORP
SAN JOSE
MOUNTAIN VIEW
SPACE SYSTEMS/LORAL
LOS ANGELES
STANDARD GLASS CORP
CTY OF INDUSTRY
STOR FURNITURE INTL INC
SAN DIEGO
SUSHI BOY CO
SYNERGY
TORRANCE
PALO ALTO
SYSTEMIX INC
ORANGE COUTRY
TAMIYA CO
SAN DIEGO
TANABE RESEARCH LABORATORIES USA INC
LOS ANGELES
TURBO TECHNOLOGIES INC
ULTRA CLEAN TECHNOLOGY SYSTEMS & SVC INC MENLO PARK
HOLLYWOOD
UNIVERSAL STUDIOS HOLLYWOOD
GARDENA
USHIJIMA TRUCKING INC
LOS ANGELES
VIRGIN'S MEGASTORE
FOSTER CITY
VPL RESEARCH INC
OWNES LAKE
VULCAN MATERIALS/COMINCO JV
SANTA MONICA
W S SHAMBAN & CO
LOS ANGELES
WAREHOUSE
BAKERSFIELD
WELENCO INC
WEST BAY RESOURCES INC
OAKLAND
SIC
FOREIGN INVESTOR
NA
TYPE
3241
5099
3575
3851
8731
4491
7992
7922
2098
7372
5065
3674
3069
5065
6732
2869
2844
5049
5013
7812
3571
7372
3251
5651
0181
5045
5064
6732
5092
4412
3841
3845
5063
3663
3231
5719
5142
2721
8734
3089
8734
7373
3674
7812
4731
3652
3571
2812
2821
4731
8713
5093
HANSON PLC
PIONEER ELECTRONIC CORP ET AL
NIHON UNISYS LTD
MENICON CORP
BOEHRINGER MANNHEIM GMBH
MITSUBISHI MATERIALS CORP
ATSUGI KOKUSAI KANKO CO LTD
MITANI CORP AND JTS I N T ’
L CO
MYOJO FOODS CO LTD ET AL
COMPUTER ASSOCIATES INTERNATIONAL INC
NEC CORP
NEC CORP
NICHIRIN CO LTD
NIHON KOHDEN CO LTD
NISSAN MOTOR CO LTD
NOVO NORDISK INDUSTRII A/S
ROCHE, BILL & IMELDA
OPTEX CO LTD
GURA, MIKHAIL & KALAKOUTSKI, EUGENE
BERLUSCONI, SILVIO ET AL
FUJI ELECTRIC CO LTD
SAGE GROUP PLC
MITSUBISHI MATERIALS CORP
ROOTS CANADA
SAKATA SEED CORP
LEE, KUN-HEE FAMILY
MATSUSHITA FAMILY
SEGA ENTERPRISES, LTD
SEGA ENTERPRISES LTD
KAWASAKI KISEN KAISHA LTD
FIAT SPA
SIEMENS AG
SMK CORP
DAIMLER-BENZ AG
NORTH INDUSTRIES CO
KAMPRAD, INGVAR
SUSHI BOY CO LTD
TOYOTA MOTOR CORP
SANDOZ LTD
TAMIYA CO LTD
TANABE SEIYAKU CO LTD
NEC HOME ELECTRONICS CO LTD ET AL
MITSUBISHI MATERIALS CORP ET AL
MATSUSHITA FAMILY
SENKO CO LTD
BRANSON, RICHARD
FRANCE, GOVERNMENT OF
PINE POINT MINES LTD
BUSAK & LYKEN DICHTUNGEN GMBH & CO
JAPAN EXPRESS LTD
OYO CORP
KANEMATSU CORP
UK
JA
JA
JA
GE
JA
JA
JA
JA
SZ
JA
JA
JA
JA
JA
DA
AS
JA
RS
IT
JA
UK
JA
CA
JA
KS
JA
JA
JA
JA
IT
GE
JA
GE
CH
SW
JA
JA
SZ
JA
JA
JA
JA
JA
JA
UK
FR
CA
GE
JA
JA
JA
PE
AM
AM
NP
AM
OT
AM
JV
NP
AM
OT
PE
PE
OT
OT
NP
OT
OT
OT
PE
El
AM
PE
OT
OT
OT
AM
OT
OT
OT
AM
PE
OT
AM
AM
AM
OT
OT
AM
NP
PE
OT
NP
PE
AM
OT
AM
JV
AM
AM
AM
JV
VALUE
($ MILLION)
14.0
15.0
4.6
4.7
4.5
200.0
1.0
0.5
32.0
250.0
35.0
57.0
20.0
392.0
12.2
13.0
60.0
50.0
10.0
TS
US FIRM NAME
LOCATION
SIC
FOREIGN INVESTOR
NA
TYPE
CA
CA
CO
CO
CO
CO
CO
CO
CO
CO
CO
CO
CO
CO
CT
CT
CT
DC
DC
DC
DC
DC
DC
DE
DE
DE
FL
FL
FL
FL
FL
FL
FL
FL
FL
FL
FL
FL
FL
FL
FL
FL
FL
FL
FL
FL
FL
FL
FL
FL
FL
FL
WIND RIVER SYSTEMS INC
WORDSTAR INTERNATIONAL INC
CASCADE VILLAGE APARTMENTS
CYPRUS INDUSTRIAL'S TALC BUSINESS
DENVER EQUIPMENT CO
GATES' OPTIMA BATTERIES
HAKUSHIKA SAKE USA
INTERNATIONAL KANKYO
MARQUEST HEALTH SERVICES INC
SONY CORP
TENNECO MINERALS CO
TRANSLOGIC CORP
U.S. WEST INC/FRANCE TELCON JV
WALT FLANAGAN & CO'S RESERVES
FUJITSU NETWORKS INDUSTRY INC
PHOENIXCOR INC
UNIVERSITY OF BRIDGEPORT
AEROSPATIALE INC
FUJI BANK
INTERNATIONAL EXPRESS, THE
OFFICE DEPOT INC
OMNI GEORGETOWN HOTEL
WE
DUPONT'S TEXTILE NYLON BUSINESS
FORTRON INDUSTRIES INC
IRON ORE CO OF CANADA
14 ACRES COMMERCIAL LAND
270 ACRES COMMERCIAL LAND
ABRAXAS INTL INC
ADVERBA INTERNATIONAL
AEROFLOT AIRLINES
AMERICAN PUBLISHING GROUP INC'S SUBS
AMSTERDAM APARTMENTS
ANILAM ELECTRONICS CORP
ATLANTIC AMBULANCE SERVICES
ATLANTIC FINANCIAL S & L
BANK JULIUS BAER
BANK LIPS
BERTRAM YACHT DIV OF BERTRAM-TROJAN INC
BLEVINS CONCESSION SUPPLY CO
BRICKEL BAY TOWER
CADILLAC HOTEL
CARILLON BEACH HOTEL
CARLYLE HOTEL
CARNIVAL CRUISE/SEABOURN CRUISE LNS JV
CHINA PRODUCTS CO
COLONNADE HOTEL
CONSULATE
CORE INTL INC
DELTONA CORP
FIRE WOLF INC
FLS HOLDINGS INC
ALAMEDA
NOVATO
DENVER
ENGLEWOOD
COLORADO SPGS
DENVER
GOLDEN
DENVER
ENGLEWOOD
BOULDER
LAKEWOOD
DENVER
DENVER
DENVER
STAMFORD
7372
7372
****
INNOTECH CORP
ELRON ELECTRONIC INDUSTRIES LTD
TERRASSEN GROUP & CABBY
RTZ CORP PLC
SVEDALA INDUSTRI AB
GYLLING GROUP
TATUUMA-HONKE BREWING CO
KANKYO CORP
COUNSEL CORP
MORITA FAMILY
SOLVAY SA
THYSSEN AG
FRANCE, GOVERNMENT OF
EEC GROUP PLC
FUJITSU LTD
SUMITOMO CORP
SUN MYUNG MOON
FRANCE, GOVERNMENT OF
FUJI BANK LTD
UNITED NEWSPAPERS PLC
FOURNIER, JACQUES ET AL
BARCELO HOTELS
IZVESTIA
BRONFMAN FAMILY
KUREHA CHEMICAL INDUSTRY CO LTD ET AL
MITSUBISHI CORP
EUROPEAN INVESTOR GROUP
MATSUSHITA FAMILY
SHL SYSTEMHOUSE INC
ADVERBA GMBH
RUSSIAN REPUBLIC, GOVERNMENT OF
AZCARRAGA, EMILIO
GIANNI VERSACE
GROSSBACHER ELEKTRONIK AG
SECOM LTD
SANWA BANK LTD
BANK JULIUS BAER
BANK LIPS, BURKHARDT AG
VARASI, GIANNI ET AL
WALLENBURG FAMILY
EUROPEAN INVESTOR GROUP
INVESTOR GROUP
TRANSNATIONAL PROPERTIES INC
DIESEL CO
BRYNESTAD, ATLE
CHINA PRODUCTS CO LTD
BACARDI FAMILY ET AL
JAPAN, GOVERNMENT OF
MORITA FAMILY
SELEX SITTARD BV
WAGNER, FRIEDRICH
KYOEI STEEL LTD
JA
IS
SW
UK
SW
SW
JA
JA
CA
JA
BE
GE
FR
UK
JA
JA
KS
FR
JA
UK
FR
SP
RS
CA
JA
JA
IT
JA
CA
GE
RS
MX
IT
SZ
JA
JA
SZ
SZ
IT
SW
GE
BR
BR
IT
NO
CH
SP
JA
JA
NL
AU
JA
AM
JV
AM
AM
AM
AM
NP
JV
AM
OT
AM
AM
JV
AM
OT
AM
AM
OT
OT
OT
OT
AM
JV
NP
NP
El
AM
AM
AM
NP
OT
AM
AM
AM
AM
AM
OT
OT
AM
AM
AM
AM
AM
AM
JV
OT
AM
OT
AM
AM
NP
AM
BRIDGEPORT
WASHINGTON
WASHINGTON
WASHINGTON
WASHINGTON
WASHINGTON
WASHINGTON
WILMINGTON
WILMINGTON
WILMINGTON
MIAMI BEACH
ORLANDO
CASSELBERRY
CORAL GABLES
MIAMI
MIAMI
MIAMI BEACH
MIAMI
FORT LAUDERDALE
POMPANO BEACH
PALM BEACH
PALM BEACH
MIAMI
TAMPA
MIAMI BEACH
MIAMI BEACH
MIAMI BEACH
MIAMI BEACH
MIAMI
TAMPA
CORAL GABLES
MIAMI
BOCA RATON
MIAMI
LAKELAND
MIAMI
3295
3561
3691
2082
5075
3841
5065
2812
3569
7389
1442
4813
6552
8221
3721
6021
2711
5943
7011
2711
2221
2821
1011
****
3661
7311
4512
2721
3625
4119
6030
6081
6081
3731
5149
****
7011
7011
7011
4481
5064
7011
9611
3572
6552
3711
3312
VALUE
($ MILLION)
1.2
2.0
19.1
13.0
500.0
20.5
16.0
50.0
13.7
140.0
74.6
66.0
10.3
48.0
130.0
2.9
19.2
20.4
2.5
12.2
3.0
28.0
5.0
2.0
5.5
350.0
TS
US FIRM NAME
LOCATION
SIC
FOREIGN INVESTOR
NA
TYPE
FL
FL
FL
FL
FL
FL
FL
FL
FL
FL
FL
FL
FL
GA
GA
GA
GA
GA
GA
GA
GA
GA
GA
GA
GA
GA
GA
GA
GA
HI
HI
HI
HI
HI
A
A
A
D
GUATEMALA BUSINESS CENTER
GULF SANDS BEACH RESORT
IBERIA AIRLINES
KIRK LINE INC
LAS VILLAS
PELICAN HOTEL
RAHIM TOURS
RIVIERA TOWERS OF CRYSTAL PALACE HOTEL
SCI-FI CHANNEL CABLE NETWORK
THYSSEN STEEL GROUP EAST
UNIVISION HOLDINGS INC
VINTAGE AIR TOURS
YUPOONG
AIRCRAFT SERVICE CENTER
AMOCO-RHONE
AT&T FITEL INC
CADIX CO
CAMELOT DISTRIBUTION USA INC'S ASSETS
FRANCE TELECOM INC
HYUNDAI MERCHANT MARINE AMERICA INC
MD HODGES INC'S WAREHOUSES (2)
MITSUI OSK LINES (AMERICA) INC
OCCIDENTAL GRAND HOTEL
OKI ELECTRIC
PALMER HOUSE APARTMENTS
SAAB CARS USA INC
SEKISUI JUSHI CORP
SKY VALLEY RESORT
SUMISHO COMPUTER SERVICE (USA) INC
2 ACRES RESORT LAND
AIRPORT TRADE CENTER
B.J. FURNITURE BUILDING
COSMIC FANTASY
JR WEST CO LTD
HAWKEYE-SECURITY INSURANCE CO
METROPOLITAN HOME
PMX INDUSTRIES INC
TNT UNITED TRUCK LINES
BARR CO
EASTMAN KODAK'S INTERACTIVE SYSTEMS
EVAL CO OF AMERICA
HELLER FACTORING A.S.
LUFTHANSA CARGO FACILITY
MATSUSHITA COOKING & APPLIANCE CO
MOTOROLA-NORTEL COMMUNICATIONS CO
NATWEST FUTURES INC
NIKKEN CORP
O'CONNOR PARTNERSHIPS
PELLCAN INC
STANDARD AMATEUR RADIO PRODUCTS INC
YASKAWA ELECTRIC CORP
APOLLO AMERICAN CORP
CORAL GABLES
CLEARWATER PASS
MIAMI
MIAMI
MIAMI
MIAMI BEACH
LAKE WORTH
MIAMI
BOCA RATON
TAMPA
MIAMI
ORLANDO
JACKSONVILLE
PEACHTREE CITY
ATLANTA
CARROLLTON
ATLANTA
ATLANTA
ATLANTA
ATLANTA
ATLANTA
ATLANTA
ATLANTA
SUWANEE
ATLANTA
NORCROSS
ATLANTA
SKY VALLEY
ATLANTA
MAUI
HONOLULU
HONOLULU
HONOLULU
HONOLULU
DES MOINES
DES MOINES
CEDAR RAPIDS
POCATELLO
NILES
NAPERVILLE
LISLE
CHICAGO
CHICAGO
FRANKLIN PARK
CHICAGO
CHICAGO
CHICAGO
CHICAGO
NORTH LAKE
CHICAGO
CHICAGO
JEFFERSONVILLE
9611
7011
4512
4491
GUATEMALA, GOVERNMENT OF
ALFA CORP
SPAIN, GOVERNMENT OF
KIRK LINE LTD
DANIEL CAMEJO-OCTAVIO
DIESEL CO
RUSSIAN REPUBLIC, GOVERNMENT OF
BAHAMAS, GOVERNMENT OF
MATSUSHITA FAMILY
THYSSEN AG
AZCARRAGA, EMILIO ET AL
BRANSON, RICHARD
YUPOONG & CO LTD
HUNTING AIRCRAFT LTD
FRANCE, GOVERNMENT OF
FURUKAWA ELECTRIC CO LTD
CADIX CO LTD
BUNZL PLC
FRANCE, GOVERNMENT OF
CHUNG, JU-YUNG & FAMILY
NFC PLC
MITSUI OSK LINES LTD
OCCIDENTAL HOTELS
OKI ELECTRIC INDUSTRY CO LTD
GREENBASE INC
WALLENBERG FAMILY
SEKISUI JUSHI CORP
CREATE DAIKOU-SHA
SUMISHO COMPUTER SERVICE CO LTD
ALBION COSMETICS LTD. & HIDEO KOBAYASHI
SHIMIZU CORP
SHIMIZU CORP
NIPPON TELENET CO LTD
JAPAN RAILWAYS GROUP
GENERAL ACCIDENT FIRE AND LIFE ASSURANCE
LAGARDERE, JEAN LUC & FILIPACCHI, DANIEL
POONGSAN CORP
TNT LTD
CCL INDUSTRIES INC
SHL SYSTEMHOUSE
KURARAY CO LTD
YAPI VE KREDI BANKASI A/S & INTERBANK AS
GERMANY, GOVERNMENT OF
MATSUSHITA FAMILY
BELL CANADA
NATIONAL WESTMINISTER BANK P.L.C.
NIKKEN CORP
SWISS BANK CORP
STOROPACK HANS REICHENECKER GMBH
MARANTZ JAPAN INC
YASKAWA ELECTRIC CORP
IDEMITSU KOSAN CO LTD
GT
FR
SP
CJ
VE
IT
RS
BF
JA
GE
MX
UK
KS
UK
FR
JA
JA
UK
FR
KS
UK
JA
SP
JA
SZ
SW
JA
JA
JA
JA
JA
JA
JA
JA
UK
FR
KS
AS
CA
CA
JA
TU
GE
JA
CA
UK
JA
SZ
GE
JA
JA
JA
OT
AM
OT
OT
OT
AM
AM
AM
AM
OT
AM
OT
OT
AM
JV
JV
OT
AM
OT
OT
AM
OT
OT
OT
AM
OT
NP
AM
OT
AM
AM
AM
OT
OT
AM
AM
NP
OT
AM
AM
El
OT
OT
NP
JV
OT
AM
AM
AM
JV
NP
NP
7011
4725
7011
4841
5051
4833
4512
5137
4581
2221
3357
5045
5113
4813
4412
4225
4412
7011
5065
****
5012
3089
7011
7371
7993
4724
6331
2721
3351
4231
2844
7372
2821
6153
4581
3631
3661
6221
3537
6211
3086
3663
3629
2992
VALUE
($ MILLION)
5.0
7.5
1.4
80.3
137.5
8.0
17.0
I
I
3.0
1.9
20.0
14.0
2.0
96.5
13.5
42.0
30.0
1.4
20.0
TS
US FIRM NAME
LOCATION
SIC
FOREIGN INVESTOR
IN
IN
IN
IN
IN
IN
IN
IN
IN
IN
KS
KS
KS
KY
KY
KY
KY
KY
KY
KY
KY
KY
KY
KY
LA
LA
LA
LA
MA
MA
MA
MA
MA
MA
MA
MA
MA
MA
MA
MA
MA
MA
MA
MD
MD
MD
MD
MD
MD
MD
MD
ME
ATF AUTOMOTIVE GROUP
CASTING TECHNOLOGY CORP
DIGITAL AUDIO DISC CORP
ELI LILLY'S QUALICAPS OPERATIONS
GECOM CORP
MACMILLAN BLOEDEL INC BULK PACKAGING
NATIONAL STEEL CORP
NISHIKAWA STANDARD CO
NORTH VERNON AUTOMOTIVE COMPONENTS INC
SUNKYONG MAGNETICS-AMERICA
CYPRESS SYSTEMS INC
ROCHE BIOMEDICAL LABORATORIES INC
TSW PRODUCTS CO INC
BANDO CHEMICAL
DRIPRIDE DIVISION OF WEYERHAUSER
INTERNATIONAL CATALYST TECHNOLOGY INC
JIDECO OF BARDSTOWN INC
ROCKWELL INTL SUSPENSION SYSTEMS CO USA
TECHNOTRIM INC
TOYOTA MOTOR
TOYOTA MOTOR MANUFACTURING USA INC
TOYOTA MOTOR MANUFACTURING USA INC
TOYOTA MOTOR MANUFACTURING USA INC
TOYOTA PRODUCTION SYSTEM
AL COPELAND ENTERPRISES INC
BERNARD FOODS INC
FORTIER METHANOL CO
NIPPON OIL CO
COURSE TECHNOLOGY INC
CSL INTERNATIONAL INC
EMPORIO ARMANI
FUJI IMMUNOPHARMACEUTICALS CORP
HAPAG-LLOYD (AMERICA) INC
HYUNDAI MERCHANT MARINE AMERICA INC
INTERGLASS CORP
KAO INFOSYSTEMS CO
LEAF SYSTEMS INC
LEONISCHE OF AMERICA INC
LINTEC CORP
PLYMOUTH FIVE CENTS SAVINGS BANK
SIEMENS NIXDORF SYSTEMS INTEGRATION GRP
STERLING OFFICE SERVICES
WAREHOUSE
INTERNATIONAL TECHNOLOGY UNDERWRITERS
LESLIE FAY'S HEAD SPORTS WEAR DIV
MID-ATLANTIC BUSINESS SYSTEMS
NATIONAL CLINICAL RESEARCH CENTERS INC
OFFICE DEPOT INC
OFFICE DEPOT INC
OFFICE DEPOT INC
POLYMER RESOURCES GROUP INC
IRVING "BIG STOP"
INDIANAPOLIS
RICHMOND
TERRE HAUTE
INDIANAPOLIS
GREENSBURG
INDIANAPOLIS
MISHAWAKA
BREMEN
NORTH VERNON
INDIANAPOLIS
LAWRENCE
WICHITA
HUTCHINSON
BOWLING GREEN
BOWLING GREEN
CALVERT
BARDSTOWN
HOPKINSVILLE
GLASGOW
GEORGETOWN
GEORGETOWN
LEXINGTON
GEORGETOWN
LEXINGTON
JEFFERSON
LAFAYETTE
WAGGAMAN
GULF OF MEXICO
CAMBRIDGE
BURLINGTON
BOSTON
BOSTON
BOSTON
BOSTON
HAVERHILL
PLYMOUTH
SOUTHBORO
CHICOPEE
BOSTON
BOSTON
BURLINGTON
BOSTON
BOSTON
BETHESDA
COLUMBIA
ELLICOTT CITY
BETHESDA
ROCKVILLE
LANHAM
SILVER SPRING
BALTIMORE
FARMINGTON
3465
3363
3652
2899
3429
2653
3312
3069
3429
5065
3826
8071
3545
3052
2676
2819
3714
3493
2399
3544
3364
3711
3714
8711
5812
2037
2869
1311
2731
4412
5651
2834
4412
4412
3211
3572
3861
3315
3081
6036
3571
7361
4231
6399
2339
7379
2834
5112
5943
5943
5093
5541
VELTRI STAMPING CORP
IZUMI INDUSTRIES INC
MORITA FAMILY
SHIONOGI & CO LTD
MITSUI MINING & SMELTING CO LTD
BRONFMAN, PETER & EDWARD
NKK CORP
NISHIKAWA RUBBER CO LTD
MITSUI MINING & SMELTING CO LTD
SUNKYONG GROUP
TOA ELECTRONICS LTD
HOFFMANN & LAROCHE FAMILIES
TAKAKO SEIKI CO LTD
BANDO CHEMICAL INDUSTRIES LTD
SVENSKA CELLULOSA AB
DEGUSSA AG/NIPPON SHOKUBAI CO LTD
JI DOSHA DENKI KOGYO CO LTD
MITSUBISHI STEEL MANUFACTURING CO LTD
TACHI-S CO LTD
TOYOTA MOTOR CORP
TOYOTA MOTOR CORP
TOYOTA MOTOR CORP
TOYOTA MOTOR CORP
TOYOTA MOTOR CORP
CANADIAN IMPERIAL BANK OF COMMERCE
NESTLE SA
METALLGESELLSCHAFT AG
NIPPON OIL CO LTD
THOMSON, KENNETH R AND FAMILY
CANADA STEAMSHIP LINES INC
ARMANI, GIORGIO
FUJI PHOTO FILM CO LTD
HAPAG-LLOYD AG
CHUNG, JU-YUNG & FAMILY
INTERGLAS AG
KAO INFOSYSTEMS
SCITEX CORP
LEONISCHE DRAHTWERKE AG
LINTEC CORP
UNITED KINGDOM, GOVERNMENT OF
SIEMENS AG
PRIVATE INVESTOR
KINTETSU WORLD EXPRESS INC
AXA INSURANCE GROUP
ODYSSEY INTL GROUP
SHL SYSTEMHOUSE
YAMANOUCHI PHARMACEUTICAL CO LTD
FOURNIER, JACQUES ET AL
FOURNIER, JACQUES ET AL
FOURNIER, JACQUES ET AL
FERRUZZI GROUP
IRVING BROTHERS
NA
CA
JA
JA
JA
JA
CA
JA
JA
JA
KS
JA
SZ
JA
- JA
SW
GE
JA
JA
JA
JA
JA
JA
JA
JA
CA
SZ
GE
JA
CA
CA
IT
JA
GE
KS
GE
JA
IS
GE
JA
UK
GE
UK
JA
FR
HK
CA
JA
FR
FR
FR
IT
CA
TYPE
NP
JV
NP
AM
PE
NP
OT
PE
JV
OT
AM
PE
NP
PE
AM
NP
PE
JV
JV
NP
PE
OT
PE
NP
AM
AM
JV
OT
AM
OT
OT
JV
OT
OT
OT
PE
AM
NP
OT
AM
OT
AM
AM
AM
AM
AM
AM
OT
OT
OT
AM
OT
VALUE
($ MILLION)
2.0
6.4
7.4
2.5
1.1
3.0
20.0
7.9
13.0
90.0
90.0
30.0
39.1
70.0
9.5
15.0
61.0
1.8
TS
US FIRM NAME
LOCATION
SIC
FOREIGN INVESTOR
NA
TYPE
MI
MI
MI
MI
MI
MI
MI
MI
MI
MI
MI
MI
MI
MI
MI
MI
MI
MN
MN
MO
MO
MO
MO
MS
NC
NC
NC
NC
NC
NC
NC
NC
NC
NC
NC
NC
NC
NC
NC
NC
NC
NC
NC
NC
NC
NE
NJ
NJ
NJ
NJ
NJ
NJ
ABB PAINT FINISHING
AMERICAN STANDOX INC
AUTO ALLIANCE INTERNATIONAL INC
BASF CORP
CENTRAL HOLDING CO.-REAL ESTATE SERVICES
DIESEL TECHNOLOGY CO
GMFANUC ROBOTICS CORP
GREAT LAKES DIAMOND EXPLORATION VENTURE
HYUNDAI MERCHANT MARINE AMERICA INC
ILLBRUCK AUTOMOTIVE INC
KLM CARGO USA
LEAR-SIEGLER'S RAPISTAN CORP
NISSAN DIESEL MOTOR CO
NSK CORP
TCA PLASTICS INC
TOYOTA TECHNICAL CENTER INC
UBE INDUSTRIES
HYUNDAI MERCHANT MARINE AMERICA INC
MCGLYNN BAKERIES' FROZEN BAKERY PRDTS
GRANT HARDWARE CO
HYUNDAI MERCHANT MARINE AMERICA INC
ORTECH CO
SCANFREIGHT INC USA
DOUBLE C COATINGS INC
BAUMGARTNER INC
CARILLON OFFICE BUILDING
COMPUTER CLEAN SERVICE CO
DATACOLOR INTL NORTH AMERICA DIV
FOREST LAWN INC
HALSTEAD INDUSTRIES INC'S PLANT
HOF TEXTILES INC
IKEA
JOBST INSTITUTE INC
KRAFT GENERAL FOODS PLANT
LUTZE INC
NOVO NORDISK BIOCHEM
ROSENMUND INC
SCHOLL AMERICA INC
SIEGLING
SIEMENS MEDICAL SYSTEMS
STORK X-CEL
TESA TUCK INC
U S CONEC LTD
YUKIWA SEIKO INC
ZWICK OF AMERICA
IBARAKI CO
DAEWOO INTERNATIONAL (AMERICA) INC
FIRST CHOICE BOUTIQUE
GDYNIA AMERICA LINE INC
GLENDALE TECHNOLOGIES INC
HYDROLABS INC
IBRD CENTER OF CLINICAL RESEARCH INC
TROY
AUBURN HILLS
FLAT ROCK
WYANDOTTE
MOUNT CLEMENS
GRAND RAPIDS
DETROIT
GREAT LAKES
DETROIT
HOWELL
DETROIT
GRAND RAPIDS
ANN ARBOR
ANN ARBOR
FARMINGTON HILL
ANN ARBOR
DETROIT
MINNEAPOLIS
CHANHASSEN
HARRISONVILLE
KANSAS CITY
KIRKSVILLE
ST LOUIS
JACKSON
MEBANE
CHARLOTTE
CHARLOTTE
CHARLOTTE
MATTHEW
PINE HALL
LINCOLNTON
GREENSBORO
RUTHERFORD COL
CHARLOTTE
CHARLOTTE
FRANKLINTON
CHARLOTTE
GIBSONVILLE
HUNTERSVILLE
CARY
CHARLOTTE
CHARLOTTE
HICKORY
CHARLOTTE
CHARLOTTE
YORK
RIDGEFIELD
FLEMINGTON
SO PLAINFIELD
WAYNE
PATTERSON
NEPTUNE
3612
5198
3711
2821
6531
3714
3569
1499
4412
3086
4225
3535
3714
3562
3052
3711
5084
4412
2051
3421
4412
3643
4491
3312
2679
****
ASEA BROWN BOVERI
HOECHST AG
MAZDA MOTOR CORP
BASF AG
NATIONAL REAL ESTATE SERVICES
ROBERT BOSCH FOUNDATION & FAMILY
FANUC LTD
ASHTON MINING LTD
CHUNG, JU-YUNG & FAMILY
ILLBRUCK AUTOMOTIVE INC
NETHERLANDS, GOVERNMENT OF
MANNESMANN AG
NISSAN MOTOR CO LTD
NIPPON SEIKO KK
TONEN CHEMICAL CORP
TOYOTA MOTOR CORP
UBE INDUSTRIES LTD
CHUNG, JU-YUNG & FAMILY
GRAND METROPOLITAN PLC
HETTICH INTERNATIONAL GMBH & CO
CHUNG, JU-YUNG & FAMILY
U-SHIN LTD
SCANFREIGHT AB
NKK CORP
BAUMGARTNER PAPIERS SA
HESTA AG
INTERBRAIN AG
EICHHOF GROUP
LOEWEN GROUP INTL INC
KOBE STEEL LTD
TEXTIL GRUPPE HOF
KAMPRAD, INGVAR
BEIERSDORF AG
BBA
LUTZE
NOVO NORDISK INDUSTRII A/S
ROSENMUND AG
SCHOLL AG ZOFINGEN
ERNST SIEGLING GMBH
SIEMENS AG
STORK GROUP
BEIERSDORF AG
JAPAN, GOVERNMENT OF
YUKIWA SEIKO
ZWICK
IBARAKI CO LTD
DAEWOO CORP
LEY, WOLFGANG FAMILY
POLFRACHT
BILSOM AB
ALLIED COLLOIDS PLC
KURAYA PHARMACEUTICAL CO LTD
SZ
GE
JA
GE
CA
GE
JA
AS
KS
GE
NL
GE
JA
JA
JA
JA
JA
KS
UK
GE
KS
JA
SW
JA
SZ
GE
SZ
SZ
CA
JA
GE
SW
GE
UK
GE
DA
SZ
SZ
GE
GE
NL
GE
JA
JA
GE
JA
KS
GE
PL
SW
UK
JA
NP
JV
JV
PE
AM
JV
El
OT
OT
NP
OT
AM
OT
OT
OT
OT
OT
OT
AM
AM
OT
JV
OT
JV
NP
OT
NP
NP
AM
AM
NP
OT
NP
AM
NP
PE
PE
PE
NP
OT
PE
OT
OT
OT
OT
NP
OT
OT
OT
AM
AM
NP
7378
3552
7261
3351
2297
5719
3842
3535
3643
2869
3559
3552
3052
3826
3552
2672
3643
5084
5084
3672
5012
5621
4412
2869
2869
8731
VALUE
($ MILLION)
300.0
380.0
4.0
16.0
120.0
10.0
35.0
10.0
100.0
40.0
11.5
6.0
12.0
100.0
5.0
20.0
10.0
1.0
20.8
US FIRM NAME
LOCATION
SIC
FOREIGN INVESTOR
NA
TYPE
NJ
NJ
NJ
NJ
NJ
NJ
NJ
NJ
NJ
NJ
NJ
NJ
NJ
NJ
NM
NV
NV
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
INCHCAPE SHIPPING SERVICES NORTH AMERICA
MATSUTANI KAGAKU
MOBIL CHEMICAL CO'S DIVISION
NACHI-FUJI KOSHI
OFFICE BUILDING
ROBERTS PHARMACEUTICAL CORP
SAMSUNG
SANDOZ PHARMACEUTICALS CORP
SONY MUSIC ENTERTAINMENT INC
SUPRATCH SYSTEM INC
TRANSMODAL INC'S TERMINAL
TUBE-LINE CO
UNITED ARAB AGENCIES INC
VOLVO FINANCE OF NORTH AMERICA
ADRIA LABORATORIES INC
ESCADA BOUTIQUE
GOLDSTRIKE MINE
1270 BROADWAY
220 WEST 58TH
29 WEST 57TH
AADC HLDG CO (AGE INTL INC)
ALFIN INC
APPLIED MICROBIOLOGY INC
ARC/MBB INC
BADGLEY MISCHKA
BARATTI & MILANO
BERLITZ INTL INC
BODUM
BOMAR SECURITIES LP
BORDEN/MOPLEFAN JV
BOTTEGA BOUTIQUE
CARLISLE MEMORY PRODUCTS GROUP INC
CHATEAU ST. PAUL DE CORNILLON
CHINA EXTERNAL TRADE DEVELOPMENT COUNCIL
COTY FRAGRANCE & COSMETIC DIV OF PFIZER
CP RAIL'S EXPANSION & TERMINALS
DAIKIN INDUSTRIES LTD
DAVIS PUBLICATIONS INC'S MAGAZINES (4)
DELAIRE INC
DIDIER LAMARTHE
DIESEL USA INC
ESCADA BOUTIQUE
FELISSIMO
GLOBAL LOGISTICS SYSTEM AMERICA INC
GROW GROUP INC
G.L. HODSON & SON
HEALTHCOM
HERCULES I N C ’
S FRAGRANCE DIVISION
JAPANSCOPE
JKNY INC
LEYTESS METAL CO
MADISON TOWER HOTEL
SOUTH PLAINF LD
CLINTON
EDISON
CARLSTADT
CLIFTON
EATONTOWN
RIDGEFIELD PARK
EAST HANOVER
PITMAN
ROCKAWAY
CAMDEN
UNION
CRANFORD
MONTVALE
ALBUQUERQUE
LAS VEGAS
ELKO
NEW YORK
NEW YORK
NEW YORK
NEW YORK
NEW YORK
NEW YORK
NIAGARA FALLS
NEW YORK
NEW YORK
ROCHESTER
NEW YORK
NEW YORK
4412
2099
2821
5084
****
INCHCAPE PLC
MATSUTANI KAGAKU KOGYO LTD
BASF AG
NACHI-FUJIKOSHI CORP
INVESTMENT COMPANY
YAMANOUCHI PHARMACEUTICAL CO
LEE, KUN-HEE FAMILY
SANDOZ AG
MORITA FAMILY
NIPPON PAINT CO LTD
GEORGE WIMPEY PLC
BENKAN CORP
UNITED ARAB SHIPPING CO
AB VOLVO
MONTEDISON SPA
LEY, WOLFGANG FAMILY
GOLDSMITH, JAMES ET AL
SAM POONG CO
DEVON PROPERTIES
HOLY PROPERTIES LTD
TAKARA SHUZO CO LTD
FAYER, ERICH
BURNS PHILIP & CO LTD
DAIMLER BENZ AG
LEY, WOLFGANG FAMILY
BARATTI & MILANO
FUKUTAKE PUBLISHING CO LTD
BODUM
REUTERS HOLDINGS PLC
FERRUZZI FAMILY
BIAGIOTTI, LAURA
MITSUBISHI KASEI CORP
STEINITZ, BERNARD
REPUBLIC OF CHINA, GOVERNMENT OF
REIMANN FAMILY
CANADIAN PACIFIC LTD
DAIKIN INDUSTRIES LTD
MOHN, REINHARD
TAKASAGO INTERNATIONAL CORP
ANDRE GROUP
DIESEL SPA
LEY, WOLFGANG FAMILY
YAZAKI FAMILY
JAPAN AIRLINES CO LTD
CORIMON CA SACA
WILLIS CORROON PLC
SAATCHI & SAATCHI PLC
HAARMANN & REIMER GMBH
NOMURA SECURITIES CO LTD
JUNKO KOSHINO
HERAEUS HOLDING GMBH
UNIDENTIFIED INDIVIDUAL INVESTOR
UK
JA
GE
JA
GE
JA
KS
SZ
JA
JA
UK
JA
TC
SW
IT
GE
UK
KS
UK
GE
JA
CA
AS
GE
GE
IT
JA
DA
UK
IT
IT
JA
FR
TW
GE
CA
JA
GE
JA
FR
IT
GE
JA
JA
VE
UK
UK
GE
JA
JA
GE
IT
OT
NP
AM
OT
AM
AM
OT
PE
PE
OT
JV
PE
OT
JV
OT
OT
OT
AM
AM
AM
El
AM
AM
JV
AM
OT
AM
OT
AM
JV
OT
AM
OT
OT
AM
OT
OT
AM
AM
OT
OT
OT
OT
OT
AM
OT
OT
AM
OT
OT
AM
AM
NEW YORK
NEW YORK
NEW YORK
NEW YORK
NEW YORK
ALBANY
ROCKLAND
NEW YORK
NEW YORK
NEW YORK
NEW YORK
NEW YORK
NEW YORK
NEW YORK
NEW YORK
NEW YORK
NEW YORK
MIDDLETOWN
NEW YORK
NEW YORK
NEW YORK
NEW YORK
2834
3663
2834
3652
5198
4013
3317
4491
6141
2834
5621
1041
****
****
****
2085
2844
2836
3764
2335
5441
8299
5719
6211
2026
5621
3695
7389
9611
2844
4013
5162
2721
2844
5137
5136
5632
5651
4512
2851
6331
7311
2844
2721
5621
3341
****
VALUE
($ MILLION)
39.7
300.0
95.0
20.0
30.0
8.4
11.5
17.0
14.5
5.3
37.2
8.0
29.9
440.0
23.1
9.8
5.0
38.7
50.0
77-
TS
TS
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
NY
OH
OH
OH
OH
OH
OH
OH
OH
OH
OH
OH
OH
OH
OH
OH
OH
OH
OH
OH
OK
OK
OK
OR
OR
OR
US FIRM NAME
MANHATTEN CONDOMINIUM BUILDING
MASUDA LAW PRACTICE
MEDIA AMERICA INC
MIDTOWN MANHATTEN OFFICE TOWER
NAPCO PRESS INC
NEW WORLD SHIPPING
NIKKEI BUSINESS PUBLICATION CO
OFFICE BUILDING
POLSTEAM USA INC
RANDOLPH DUKE OF LUKE INDUSTRIES
REBECCA MOSES' DESIGN BUSINESS
RECORD WORLD INC (59 STORES)
REPORTER
REVLON INC'S HALSTON & BORGHESE DIVS
SAKS FIFTH AVE
SEMAPHORE ENTERTAINMENT GROUP
SIGRI GREAT LAKES CARBON
SOAP OPERA UPDATE
SONY MEDIA WORLD
SOUTH HILLS MALL
SWISSAIR
TEIKOKU DATABANK AMERICA INC
TOHO GAS CO LTD
UNITED PRESS INTERNATIONAL
UPTOWN ENTERTAINMENT
WEIC ASIA REPORT
ZEBRA BOOKS
ELASTMIX USA INC
FINDLEX CORP
FUJITEC AMERICA INC
HENKEL CORP
HONDA R&D NORTH AMERICA INC
HYUNDAI MERCHANT MARINE AMERICA INC
MITSUI MINING & SMELTING CO
MOGUL CORP
MOR-FLO INDUSTRIES INC
NEW SABINA INDUSTRIES INC
NORTH AMERICA AEROFLOT CORP
OMNI EXPLORATION INC
PRESTOLITE ELECTRIC INC
SASAKI-OWENS GLASS CO LTD
SOUTHWESTERN OHIO STEEL
SPECO INC
STACKPOLE CORP'S TRIBON BUSINESS
USS/KOBE STEEL CO
YUSA CORP
AMERICAN DRUG SCREENS INC
MERCURY INTL TECHNOLOGY INC
ORYX ENERGY C O ’
S PLANTS
ATLAS CORP'S MINING RIGHTS
MOMOKAWA SAKE LTD
SUNSET ESPLANADE
LOCATION
SIC
FOREIGN INVESTOR
NA
TYPE
NEW YORK
NEW YORK
NEW YORK
NEW YORK
BROOKLYN
MINEOLA
NEW YORK
NEW YORK
NEW YORK
NEW YORK
NEW YORK
ROSLYN
NEW YORK
NEW YORK
NEW YORK
NEW YORK
BRIARCLIFF MANO
NEW YORK
NEW YORK
POUGHKEEPSIE
MELVILLE
NEW YORK
NEW YORK
NEW YORK
NEW YORK
NEW YORK
NEW YORK
AKRON
FINDLAY
LEBANON
CINCINNATI
MARYSVILLE
CINCINNATI
CLEVELAND
CHAGRIN FALLS
CLEVELAND
SABINA
COLUMBUS
COLUMBUS
TOLEDO
TOLEDO
MIDDLETOWN
SPRINGFIELD
CLEVELAND
LORAIN
WASH COURTHOUSE
OKLAHOMA CITY
TULSA
***★
BENI INTERNAZIONALI USA
MASUDA, EJIRI ET AL
MOTHERS SYSTEM JAPAN INC
MOHN, REINHARD
HANSON PLC
SEMBAWANG JOHNSON MANAGEMENT PTE LTD
NIHON KEIZAI SHIMBUN INC
GREECE, GOVERNMENT OF
ZELUGA POLSKA
C ITOH & CO LTD
COMPAGNIA INTERNAZIONALE ABBIGLIAMENTO
W H SMITH GROUP PLC
GIROMBELLI, TINO
UNIDENTIFIED SAUDI ARABIAN FAMILY
KIRDAR, NEMIR ET AL
MOHN, REINHARD
HOECHST AG
BAUER, HEINZ & FAMILY
MORITA FAMILY
SARAKREEK HOLDING NV
SWISSAIR AG
TEIKOKU DATABANK
TOHO GAS CO LTD
MIDDLE EAST BROADCASTING CENTER LTD
MATSUSHITA FAMILY
WORLD ECONOMIC INFORMATION CENTER
ATKINSON ESTATE
JAPAN SYNTHETIC RUBBER CO LTD ET AL
NISSHIN KOGYO CO LTD/HONDA MOTOR CO LTD
FUJITEC CO LTD
HENKEL FAMILY
HONDA MOTOR CO LTD
CHUNG, JU-YUNG & FAMILY
MITSUI MINING & SMELTING CO LTD
MOLSON FAMILY
S A BREWING HOLDING LTD
NIPPON SEIKI CO LTD
RUSSIAN REPUBLIC, GOVERNMENT OF
CAIRN ENERGY PLC
GENSTAR CAPITAL CORP
SASAKI GLASS CO LTD
C ITOH & CO LTD
FRANCE, GOVERNMENT OF ET AL
BRONFMAN FAMILY
KOBE STEEL LTD
YAMASHITA RUBBER CO LTD
MBF HOLDINGS. BERHAD
JAPAN PETROLEUM EXPLORATION CO LTD
BRONFMAN FAMILY
GOLDSMITH, JAMES ET AL
MOMOKAWA BREWING INC
KUWAIT, GOVERNMENT OF
IT
JA
JA
GE
UK
SN
JA
GR
PL
JA
IT
UK
IT
SA
IZ
GE
GE
GE
JA
NL
SZ
JA
JA
SA
JA
JA
CA
JA
JA
JA
GE
JA
KS
JA
CA
AS
JA
RS
UK
CA
JA
JA
FR
CA
JA
JA
MY
JA
CA
UK
JA
KU
AM
OT
JV
AM
AM
JV
OT
AM
OT
AM
AM
AM
OT
AM
PE
OT
JV
AM
NP
El
OT
NP
OT
AM
JV
OT
AM
OT
PE
OT
NP
OT
OT
OT
AM
AM
PE
JV
AM
AM
El
JV
AM
AM
PE
OT
AM
El
AM
AM
JV
AM
MALHEUR COUNTY
FOREST GROVE
HILLSBORO
8111
7389
****
2759
4499
2721
**★*
3462
2339
2355
5735
5621
2844
5651
7922
3624
2721
5735
****
4512
7323
4924
7383
7812
2721
2731
5162
3714
3534
2869
3711
4412
5169
2899
3639
3714
4522
1311
3694
3229
5051
3724
3624
3312
5085
8071
5734
1382
1041
2084
★***
VALUE
($ MILLION)
6.5
119.0
7.0
38.0
125.0
25.0
20.0
3.9
4.5
140.0
25.0
31.7
7.8
1.2
40.0
23.3
16.2
35.0
16.5
35.3
14.7
5.0
21.0
TS
US FIRM NAME
LOCATION
SIC
FOREIGN INVESTOR
NA
TYPE
OR
PA
PA
PA
PA
PA
PA
PA
PA
PA
PA
PR
RI
SC
SC
SC
SC
SC
SC
TN
TN
TN
TN
TN
TN
TN
TN
TN
TN
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TOYO TANSO.USA INC
ALCOA KOBE TRANSPORTATION PRODUCTS INC
ATO HAAS
COPPERWELD STEEL CO
ELECTRONIC METALLURGY CO
HARSCO CORP'S CANTEX DIV
LEOPOLD F B CO INC
MERCK-ASTRA INC
MITSUI/ZCA POWDERS CO
PENNSYLVANIA EXTRUDED TUBE CO
SCOTT HEALTH CARE
GENERAL ELECTRIC CAPITAL OF PUERTO RICO
TORAY PLASTIC (AMERICA) INC
BMW OF NORTH AMERICA
HELIMA HELVETION INTERNATIONAL
NAN YA PLASTICS CORP
ROBERT BOSCH CORP
ROCHE CAROLINA INC
SPORTS MARKETING INTL
HYUNDAI MERCHANT MARINE AMERICA INC
KANTUS CORP
LENZING FIBERS CORP
MI-TECH STEEL INC
NICHIEI CO
SHARP MFG CO OF AMERICA
SIEMENS-ASEA
SPARROW CORP
TRW FUJI VALVE INC
WHITTLE COMMUNICATIONS LP
BASF CORP
CENTRUM OFFICE BUILDING
ESM INTERNATIONAL
FERRO CORP 'S STEEL PRODUCTS DIVISION
FORMOSA PLASTICS CORP USA
FUJITSU-ICL SYSTEMS INC
GOODWIN, DANNENBAUM, LITTMAN & WINGFIELD
GRAYSTONE CENTRE
HYUNDAI MERCHANT MARINE AMERICA INC
INDUSTRIAL WELDING SUPPLY CO
KANEKA TEXAS CORP
K-BIN INC
LA QUINTA MOTOR INNS INC
MARRIOTT MANDALAY HOTEL
MELROSE HOTEL
MITSUBISHI CATERPILLAR FORKLIFT
MOBIL CORP'S HOUSTON GAS STATIONS (83)
MOBIL CORP'S TERMINAL
NATURAL GAS CLEARINGHOUSE
PHILLIPS SUMIKA POLYPROPYLENE CO
PINEMONT BUSINESS PARK
REMCO AMERICA
SANTA FE ENERGY RESOURCES INC
PORTLAND
PITTSBURGH
PHILADELPHIA
PITTSBURGH
PITTSBURGH
CAMP HILL
ZELIENOPLE
CHESTER COUNTY
MONACA
SCRANTON
PHILADELPHIA
SAN JUAN
N. KINGSTOWN”
GREER
DUNCAN
LAKE CITY
CHARLESTON
FLORENCE
GREENVILLE
MEMPHIS
LEWISBURG
LOWLAND
MURFREESBORO
NASHVILLE
MEMPHIS
CHATTANOOGA
NASHVILLE
SEVIERVILLE
KNOXVILLE
FREEPORT
DALLAS
HOUSTON
TYLER
POINT COMFORT
DALLAS
HOUSTON
DALLAS
DALLAS
DALLAS
PASADENA
FREEPORT
SAN ANTONIO
DALLAS
DALLAS
HOUSTON
HOUSTON
CORPUS CHRISTI
HOUSTON
HOUSTON
HOUSTON
HOUSTON
HOUSTON
3295
3353
3083
3312
8711
3084
3589
2834
3399
3317
2676
6141
3081
3711
3353
2824
3714
2834
5091
4412
3714
2833
5051
5031
3679
3511
2741
3592
2721
2821
****
TOYO TANSO CO LTD
KOBE STEEL LTD
FRANCE, GOVERNMENT OF
DAIDO STEEL CO LTD
KOBE STEEL LTD
SUMITOMO CORP
THAMES WATER PLC
AB ASTRA
MITSUI MINING & SMELTING CO LTD
SUMITOMO METAL INDUSTRIES LTD ET AL
SVENSKA CELLULOSA AB
BANCO BILBAO VIZCAYA SA
TORAY INDUSTRIES INC
QUANDT FAMILY
HELMUT LINGEMANN GMBH
WANG, Y C
BOSCH FOUNDATION & FAMILY
HOFFMANN & LAROCHE FAMILIES
ZETT CORP
CHUNG, JU-YUNG & FAMILY
KANTO SEIKI CO LTD
AUSTRIA, GOVERNMENT OF ET AL
MITSUI & CO LTD
NICHIEI CO LTD
SHARP CORP
SIEMENS AG ET AL
THORN EMI PLC
FUJI VALVE CO LTD
PHILIPS GLOEILAMPENFABRIKEN NV
BASF AG
UNIDENTIFIED INVESTOR
SATAKE CORP
COOKSON GROUP PLC
WANG, YC
FUJI ELECTRIC CO LTD
SAATCHI & SAATCHI PLC
BEEKMAN FINANCIAL CORP
CHUNG, JU-YUNG & FAMILY
NIPPON SANSO KK
KANEGAFUCHI CHEMICAL INDUSTRY CO LTD
SHIN-ETSU CHEMICAL CO LTD
BRIERLEY, RONALD ET AL
HARBOUR CENTRE DEVELOPMENT LTD
DUSIT THANI HOTEL GROUP
MITSUBISHI HEAVY INDUSTRIES LTD
ROYAL DUTCH SHELL GROUP
VENEZUELA, GOVERNMENT OF
BRITISH GAS PLC
SUMITOMO CHEMICAL CO LTD
INVESTMENT GROUP
THORN EMI PLC
OPPENHEIMER, HARRY F & FAMILY
JA
JA
FR
JA
JA
JA
UK
SW
JA
JA
SW
SP
JA
GE
GE
TW
GE
SZ
JA
KS
JA
AU
JA
JA
JA
GE
UK
JA
NL
GE
ID
JA
UK
TW
JA
UK
CA
KS
JA
JA
JA
NZ
HK
TH
JA
NL
VE
UK
JA
CA
UK
SO
NP
JV
JV
El
AM
AM
AM
JV
JV
NP
JV
AM
PE
NP
NP
NP
PE
OT
El
OT
PE
PE
PE
OT
NP
OT
AM
PE
El
PE
AM
AM
AM
PE
OT
AM
AM
OT
AM
PE
PE
El
AM
AM
JV
AM
AM
AM
JV
AM
AM
AM
3523
3312
2821
5044
7311
****
4412
2813
2821
2821
7011
7011
7011
3537
5541
4922
1321
2821
****
7359
1311
VALUE
($ MILLION)
7.0
33.0
44.0
25.0
1.5
45.0
20.0
400.0
300.0
90.0
100.0
13.3
40.0
3.0
16.0
15.3
175.0
14.3
353.0
3.9
19.0
5.0
39.0
10.0
7.3
51.0
15.6
25.4
55.0
75.0
TS
US FIRM NAME
LOCATION
SIC
FOREIGN INVESTOR
NA
TYPE
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
TX
UT
UT
VA
VA
VA
VA
VA
VA
VA
VA
VA
VA
VT
WA
WA
WA
WA
WA
WA
WA
WA
WA
WA
WA
WI
WI
WV
WV
WV
WY
WY
SEDCO-PHILLIPS OFFSHORE DRILLING CO
SEGA ENTERPRISES LTD
SHELL GAS STATION
STOLT OIL TANKERS
S&J PERFUME AFFILIATE
TEIKOKU ELEC MFG CO
TRAMMELL CROW DISTRIBUTION CORP
TRAVIS WALK
TRI-GAS INC
UNION SPECIAL CORP
UNIVERSAL TERMINAL WAREHOUSE CO
U.S. HOME BUILDING
WYTHE HOUSE APARTMENTS
EDDIE BAUER
TNT UNITED TRUCK LINES
CONRAN STORES INC
COOPER'S DISTRIBUTION EQUIPMENT DIV
HOECHST CELANESE CORP
NISSAN MOTOR CORP
OFFICE DEPOT INC
OFFICE DEPOT INC
SCANFREIGHT INC USA
SUPASTRIP INC
TYROLIT ABRASIVES CORP
UNITED WINNER METALS INC
WILLIS CORROON MANAGEMENT (VERMONT) LTD
ADVANCED CERAMIC TECHNOLOGY
CORNING INC'S METRICOR INC
DAISHOWA AMERICAN CO LTD
GAMAKATSU KK
PERSONA INTL INC
RAM COMMUNICATIONS INC
RUSSIAN REPUBLIC CONSULATE
SEA FREEZE COLD STORAGE INC
SEATTLE MARINERS BASEBALL CLUB
TEIJIN SEIKI AMERICA INC
WALLENIUS LINES NORTH AMERICA INC
B10 PHARMACEUTICAL TECHNOLOGY CENTER
IGM ROBOTIC SYSTEMS INC
GOODYEAR TIRE & RUBBER'S POLYESTER BUS.
MARTINKA COAL MINE
RHONE-POULENC AG CO
COAL LEASES
SWEETWATER MILL
HOUSTON
DALLAS
HOUSTON
HOUSTON
PLEASANTON
HOUSTON
CARROLLTON
DALLAS
IRVING
EL PASO
HOUSTON
HOUSTON
HOUSTON
SALT LAKE CITY
SALT LAKE CITY
MCLEAN
EARLYVILLE
PORTSMOUTH
HERNDON
FAIRFAX
MCLEAN
VIRGINIA BEACH
ASHLAND
NEWPORT NEWS
CHESAPEAKE
BURLINGTON
VANCOUVER
WOODINVILLE
PORT ANGELES
TACOMA
SEATTLE
SEATTLE
SEATTLE
SEATTLE
SEATTLE
REDMOND
FIFE
FITCHBURG
MENOMONEE FALLS
POINT PLEASANT
FAIRMONT
INSTITUTE
PDR RIVER BASIN
RAWLINS
1311
7996
5541
4412
5331
3594
4225
***★
SCHLUMBERGER FAMILY
SEGA ENTERPRISES LTD
ROYAL DUTCH SHELL GROUP
STOLT, JACOB & FAMILY
SHETH FAMILY
TEIKOKU ELEC MFG CO LTD
NFC PLC
VICPHIL INC
NIPPON SANSO KK
JUKI CORP
NFC PLC
COMMERCIAL DEVELOPMENTS INTL/EAST
MLP WYTHE CORP
OTTO, WERNER FAMILY
TNT LTD
STOREHOUSE PLC
SIEMENS AG
HOECHST AG
NISSAN MOTOR CO LTD
FOURNIER, JACQUES ET AL
FOURNIER, JACQUES ET AL
SCANFREIGHT AB
NORCROS PLC
SWAROSKI GROUP
YIEH LOONG GROUP ET AL
WILLIS CORROON PLC
KYOCERA CORP
PHOTONETICS SA
SATO, RYOEI & FAMILY
GAMAKATSU KK
PERSONA INTL INC
UNITED KINGDOM, GOVERNMENT OF
RUSSIAN REPUBLIC, GOVERNMENT OF
TOYO SUISAN KAISHA LTD
NINTENDO CO LTD
TEIJIN SEIKI CO LTD
WALLENIUS LINES AB
LIEBRECH FAMILY
IGM ROBOTIC SYSTEMS AG
ROYAL DUTCH SHELL GROUP
HANSON PLC
FRANCE, GOVERNMENT OF
HANSON PLC
RTZ CORP PLC
FR
JA
NL
NO
IN
JA
UK
HK
JA
JA
UK
JA
CA
GE
AS
UK
GE
GE
JA
FR
FR
SW
UK
AU
TW
UK
JA
FR
JA
JA
JA
UK
RS
JA
JA
JA
SW
GE
AU
UK
UK
FR
UK
UK
El
OT
OT
OT
OT
OT
AM
AM
AM
OT
AM
AM
AM
OT
OT
OT
AM
PE
OT
OT
OT
OT
NP
NP
NP
OT
NP
AM
PE
NP
OT
AM
OT
El
AM
PE
OT
NP
OT
AM
AM
PE
AM
AM
2813
5084
4225
****
5611
4231
5712
3613
2819
5012
5112
5943
4491
2295
5084
3399
6411
3519
3823
2611
3949
7363
4812
9611
2092
7941
3492
4412
2835
5084
3069
1212
2879
1221
1094
VALUE
($ MILLION)
21.0
25.0
2.5
100.0
36.0
4.0
18.7
8.0
7.0
125.0
3.9
5.6
165.0
44.0
87.0
8.0
APPENDIX D
DESCRIPTION OF KEY TERMS
SOURCE COUNTRY ABBREVIATIONS
STANDARD INDUSTRIAL CLASSIFICATION (SIC)
REFERENCE TABLE
STATE ABBREVIATIONS
TABLE ABBREVIATIONS
DESCRIPTION OF KEY TERMS
Acquisition - a transaction in which title to stock or assets of the U.S. entity
is secured by another person or enterprise. The substantive result is that one
party obtains ownership of another.
Agency -- foreign financial intermediary operating in the United States
primarily financing international transactions, but prohibited from accepting
domestic deposits.
Branch - foreign financial intermediary (integral part of the foreign parent
bank) which can accept domestic deposits.
Development -- realty investment that involves construction (as opposed to
purchase).
Equity Increase - a gain in the percentage of equity securities held, or an
equivalent gain in the percentage of ownership, by a foreign investor.
Foreign Direct Investment - the direct or indirect ownership by a single
foreign person, company, or affiliated group of persons or companies of 10
percent or more of the voting securities of an incorporated business
enterprise, or an equivalent interest in an unincorporated business enterprise,
or a 10 percent or more interest in real property.
Joint Venture - a transaction in which two or more parties establish a new
business enterprise to which each contributes, and in which ownership and
control is shared.
Merger ~ a transaction which results in the dissolution of the acquired
business enterprise, into either another already existing or into a reorganized
(but not always renamed) company.
New Plant -- a new operating facility, established either in conjunction with
an existing foreign-owned productive enterprise or as a completely new
venture.
Other - when used as a classification of investment type, this category
includes, but is not limited to, new companies, headquarters, subsidiaries,
branches, agencies, representative offices, stores, outlets, warehouses, and
unidentified transactions.
Plant Expansion -- an addition to the production capacity of an existing
foreign-owned operating facility.
Purchase - used herein to describe realty transactions, specifically the
acquisition of real property.
Real Estate -- real property, excluding agricultural land and individual
residential units for personal use.
Standard Industrial Classification (SIC) -- categorizes U.S. industries in a
numerical classification series, in accordance with the composition and
structure of the domestic economy.
Subsidiary — separate legal entity either owned or controlled by foreign
investors but permitted to do business in the United States under state and/or
federal authority.
Transaction Value -- the reported total cost of the investment or the
estimated proportion of the investment if a joint venture, regardless of the
source or timing of funds.
Abbreviation
Country
AS
AU
BE
BF
BR
CA
CH
a
CY
DA
FR
GE
GR
GT
HK
ID
IN
IS
IT
IZ
JA
KS
KU
MX
MY
NL
NO
NZ
PL
RS
SA
SN
SO
SP
sw
SZ
TC
TH
TU
TW
UK
VE
Australia
Austria
Belgium
Bahamas
Brazil
Canada
China
Cayman Islands
Cyprus
Denmark
France
Germany
Greece
Guatemala
Hong Kong
Indonesia
India
Israel
Italy
Iraq
Japan
South Korea
Kuwait
Mexico
Malaysia
Netherlands
Norway
New Zealand
Poland
Russia
Saudi Arabia
Singapore
South Africa
Spain
Sweden
Switzerland
United Arab Emirates
Thailand
Turkey
China (Taiwan)
United Kingdom
Venezuela
STANDARD INDUSTRIAL CLASSIFICATION (SIO
REFERENCE TABLE
Description
Agriculture
01
02
07
08
09
Agricultural Production--Corps
Agriculture Production-Uvestock
Agricultural Services
Forestry
Fishing, Hunting and Trapping
Mining
10
12
13
14
Metal Mining
Coal Mining
Oil and Gas Extraction
Nonmetallic Minerals, exc. Fuel
Construction
15
16
17
General Building Contractors
Heavy Construction Contractors
Special Trade Contractors
Manufacturing
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
Food and Kindred Products
Tobacco Products
Textile Mill Products
Apparel and Other Textile Products
Lumber and Wood Products, exc. Furniture
Furniture and Fixtures
Paper and Allied Products
Printing and Publishing
Chemicals and Allied Products
Petroleum Refining and Related Coal Industries
Rubber and Misc. Plastics Products
Leather and Leather Products
Stone, Clay, Glass, and Concrete Products
Primary Metal Industries
Fabricated Metal Products
Indus, and Comm. Machinery & Computer Equip.
S.I.C. Reference Table Continued
Description
Manufacturing (cont.)
36
37
38
39
Electronic and Electric Equipment
Transportation Equipment
Instruments and Related Products
Miscellaneous Manufactures
Transportation. Communications. & Utilities
40
41
42
43
44
45
46
47
48
49
Railroad Transportation
Local and Interurban Passenger Transit
Trucking and Warehousing
United States Postal Service
Water Transportation
Transportation by Air
Pipelines, exc. Natural Gas
Transportation Services
Communications
Electric, Gas, and Sanitary Services
Wholesale Trade
50
51
Wholesale Trade-Durable Goods
Wholesale Trade-Nondurable Goods
Retail Trade
52
53
54
55
56
57
58
59
Building Materials, Hardware, and Garden Supplies
General Merchandise Stores
Food Stores
Automotive Dealers and Service Stations
Apparel and Accessory Stores
Home Furniture and Furnishings Stores
Eating and Drinking Places
Miscellaneous Retail
Finance. Insurance, and Real Estate
60
61
62
Depository Institutions
Nondepository Credit Institutions
Security and Commodity Brokers
63
Insurance Carriers
S.I.C. Reference Table Continued
SIC
Description
Finance. Insurance, and Real Estate ('cont.')
64
65
67
Insurance Agents, Brokers, and Service
Real Estate
Holding and Other Investment Offices
Services
70
72
73
75
76
78
79
80
81
82
83
84
86
87
88
89
Hotels and Other Lodging Places
Personal Services
Business Services
Automotive Repair, Services, and Parking
Miscellaneous Repair Services
Motion Pictures
Amusement and Recreation Services
Health Services
Legal Services
Educational Services
Social Services
Museums, Botanical Gardens, etc.
Membership Organizations
Engineering, Accounting, Mgmt., and Related Svcs.
Private Households
Miscellaneous Services
Public Administration
91-97
Administration
Nonclassifiable Establishments
99
Nonclassifiable Establishments
Abbreviations
AL
AK
AR
AS
CA
CO
CT
DE
DC
FL
GA
GU
HI
ID
IL
IN
IA
KS
KY
LA
MD
ME
MA
MI
MN
MS
MO
MT
NE
NV
NH
NJ
NM
NY
NC
ND
OH
OK
OR
PA
PR
RI
SC
SD
TN
TX
UT
State
Alabama
Alaska
Arkansas
American Samoa
California
Colorado
Connecticut
Delaware
District of Columbia
Florida
Georgia
Guam
Hawaii
Idaho
Illinois
Indiana
Iowa
Kansas
Kentucky
Louisiana
Maryland
Maine
Massachusetts
Michigan
Minnesota
Mississippi
Missouri
Montana
Nebraska
Nevada
New Hampshire
New Jersey
New Mexico
New York
North Carolina
North Dakota
Ohio
Oklahoma
Oregon
Pennsylvania
Puerto Rico
Rhode Island
South Carolina
South Dakota
Tennessee
Texas
Utah
ABBREVIATIONS
VT
VA
VI
WA
WV
WI
WY
STATE
Vermont
Virginia
Virgin Islands
Washington
West Virginia
Wisconsin
Wyoming
TABLE ABBREVIATIONS
AM - Acquisition/Merger
El - Equity Increase
JV - Joint Venture
NA - Nationality
NP - New Plant
OT - Other
PE - Plant Expansion
RE - Real Estate
TS - Transaction Site
TY - Type of Investment
☆ U.S. GOVERNMENT PRINTING OFFICE:1993-341-831/84065
@FedFRASER