The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.
February 1, 1989
To the Addressee:
The Board of Governors of the Federal Reserve System has issued a
revised List of Marginable OTC Stocks, effective February 13, 1989. The new
list supersedes the list issued effective November 14, 1988.
As requested, enclosed is a copy of the revised list. Additional
copies of the list may be obtained at a price of $1.00 per copy, plus postage
if you want us to mail them to you; printed below is a schedule showing the
current charges.
FOR THOSE WHO HAVE ALREADY REQUESTED AND PAID FOR MULTIPLE COPIES,
WE ARE MAILING THEM TO YOU UNDER SEPARATE COVER.
Requests for additional copies of the list should be directed to the
Circulars Division, Federal Reserve Bank of New York, 33 Liberty Street,
New York, N.Y. 10045. Please make your check payable to the Federal Reserve
Bank of New York.
Circulars Division
FEDERAL RESERVE BANK OF NEW YORK
PRICE SCHEDULE FOR OBTAINING ADDITIONAL COPIES OF THE
LIST OF MARGINABLE OTC STOCKS
Price if
mailed
No. of Copies
One copy
Two copies
3-8 copies
9-12 copies
............................
............................
............................
............................
$2.05
$3.65
*
**
Price if
picked up
$1.00
$2.00
$3.00-$8.00
$9.00-$12.00
* Add $2.40 postage to the cost of the copies.
** Add $2.74 postage to the cost of the copies.
NOTE:
0918C(53)1
To ascertain the postage charge for more than 12 copies of the
List, please contact the Circulars Division (Tel. No. 212-720-5215
or 5216).
VO
to H V ...
_ .v4SS£8fc&*.
FEDERAL RESERVE press release
For use in morning papers
January 30, 1989
January 27, 1989
The Federal Reserve Board today published a revised
list of over-the-counter
(OTC) stocks that are subject to its
margin regulations, effective February 13, 1989.
This revised List of Marginable OTC Stocks supersedes
the List of Marginable OTC Stocks that was effective on
November 14, 1988.
The changes that have been made to the List,
which now includes 3,070 OTC stocks, are as follows:
—
76 stocks have been included for the first
time, 61 under National Market System (NMS)
designation;
—
53 stocks previously on the List have been
removed for substantially failing to meet the
requirements for continued listing?
—
64 stocks have been removed for reasons such as
listing on a national securities exchange or
involvement in an acquisition.
The list includes all over-the-counter securities
designated by the Board pursuant to its established criteria as
well as all stocks designated as NMS securities for which
transaction reports are required to be made pursuant to an
A S S T \ ’E R S A R Y
FEDERAL RESERVE SYSTEM
*tem
M - n ,
2
effective transaction reporting plan.
Additional OTC securities
may be designated as NMS securities in the interim between the
Board's quarterly publications and will be immediately
marginable.
The next publication of the Board's list is
scheduled for May 1989.
In addition to NMS-designated securities, the Board
will continue to monitor the market activity of other OTC stocks
to determine which stocks meet the requirements for inclusion and
continued inclusion on the List.
Margin regulations generally limit the amount of credit
a person or firm may obtain to buy or carry stock.
Stocks on the
List of Marginable OTC Stocks are subject to the same margin
requirements
(currently 50 percent)
securities exchanges.
as stocks listed on national
This means a person or firm buying a stock
on credit must make a down payment equal to at least 50 percent
of the purchase price of the stock and may obtain credit for the
remaining 50 percent.
These margin requirements are only
applicable to credit extended on OTC stocks after they are placed
on the List and the List has become effective or are designated
as NMS securities.
No credit may be extended by broker-dealers
on OTC stocks not on the List or in the NMS group.
Credit
extended by banks and other lenders on OTC stocks not on the List
or in the NMS group need only conform to the good faith lending
limitation contained in Regulations G and U.
3
It is unlawful for any person to cause any
representation to be made that inclusion of a stock on this List
indicates that the Board or the Securities and Exchange
Commission has in any way passed upon the merits of any- such
stock or transaction therein.
Any references to the Board in
connection with the List or any stocks thereon in any
advertisement or similar communications is unlawful.
-0 -
Federal Register / Vol. 54, No. 18 / Monday, January 30, 1989 / Rules and Regulations
4254
Dated: January 25, 1989.
Charles R. Brader,
Director. Fruit and Vegetable Division.
|FR Doc. 69-2072 Filed 1-26-89. 8:45 am]
BILLING CODE 3410-02-W
7 CFR Part 9t0
(Lem on Reg. 650]
Lemons Grown in California and
Arizona; Limitation of Handling
AGENCY;
Agricultural Marketing Service,
USDA.
a c t i o n :Final
rule.
Regulation 650 establishes
the quantity of fresh Califomia-Arizona
lemons that may be shipped to market at
225,000 cartons during the period
January 29 through February 4, 1989.
Such action is needed to balance the
supply of fresh lemons with market
demand for the period specified, due to
the marketing situation confronting the
lemon industry.
DATES: Regulation 650 (§ 910.950) is
effective for the period January 29
through February 4,1989.
SUMMARY:
FOR FURTHER INFORMATION CONTACT.
Beatriz Rodriguez, Marketing Specialist,
Marketing Order Administration Branch.
F&V, AMS. USDA, Room 2523. South
Building. P.O. Box 96456. Washington.
DC 20090-6456; telephone: (202) 4475697.
SUPPLEM ENTARY INFORMATION: This
final rule has been reviewed under
Executive Order 12291 and
Departmental Regulation 1512-1 and has
been determined to be a “non-major”
rule under criteria contained therein.
Pursuant to requirements set forth in
the Regulatory' Flexibility Act (RFA), the
Administrator of the Agricultural
Marketing Service has determined that
this action will not have a significant
economic impact on a substantial
number of small entities.
The purpose of the RFA is to fit
regulatory' action to the scale of
business subject to such actions in order
that small businesses will not be unduly
or disproportionately burdened.
Marketing orders issued pursuant to the
Agricultural Marketing Agreement Act,
and rules issued thereunder, are unique
in that they are brought about through
group action of essentially small entities
acting on their own behalf. Thus, both
statutes have small entity orientation
and compatibility.
There are approximately 85 handlers
of lemons grown in California and
Arizona subject to regulation under the
lemon marketing order and
approximately 2500 producers in the
regulated area. Small agricultural
producers have been defined by the
Small Business Administration (13 CFR
121.2) as those having annual gross
revenues for the (ast three years of less
than $500,000, and small agricultural
service firms are defined as those whose
gross annual receipts are less than
$3,500,000. The majority of handlers and
producers of California-Arizona lemons
may be classified as small entities.
This regulation is issued undef
Marketing Order No. 910, as amended (7
CFR Part 910) regulating the handling of
lemons grown in California and Arizona.
The order is effective under the
Agricultural Marketing Agreement Act
(the “Act," 7 U.S.C. 601-674), as
amended. This action is based upon the
recommendation and information
submitted by the Lemon Administrative
Committee (Committee) and upon other
available information. It is found that
this action will tend to effectuate the
declared policy of the Act.
This regulation is consistent with the
marketing policy for 1988-89. The
Committee met publicly on January 24,
1989, in Los Angeles, California, to
consider the current and prospective
conditions of supply and demand and
unanimously recommended a quantity
of lemons deemed advisable to be
handled during the specified week. The
Committee reports that demand for
lemons is fair.
Pursuant to 5 U.S.C. 553. it is further
found that it is impracticable,
unnecessary, and contrary to the public
interest to give preliminary' notice and
engage in further public procedure with
respect to this action and that good
cause exists for not postponing the
effective date of this action until 30 day’s
after publication in the Federal Register
because of insufficient time between the
date when information became
available upon which this regulation is
based and the effective date necessary
to effectuate the declared purposes of
the Act. Interested persons were given
an opportunity to submit information
and views on the regulation at an open
meeting. It is necessary, in order to
effectuate the declared purposes of the
Act, to make these regulatory provisions
effective as specified, and handlers have
been apprised of such provisions and
the effective time.
List of Subjects in 7 CFR Part 910
Marketing agreements and orders,
California, Arizona, Lemons.
For the reasons set forth in the
preamble. 7 CFR Part 910 is amended as
follows:
PART 910— LEMONS GROWN IN
CALIFORNIA AND ARIZONA
1. The authority citation for 7 CFR
Part 910 continues to read as follows:
Authority: Secs. 1-19. 48 Stat. 31. as
amended; 7 U-S.C. 601-674.
2. Section 910.950 is added to read as
follows:
Note: This section will not appear in the
Code of Federal Regulations.
§ 910.950
Lemon Regulation 650.
The quantity of lemons grown in
California and Arizona which may be
handled during the period January 29.
1989, through February' 4,1989, is
established at 225,000 cartons.
Dated: January 25. 1989.
Charles R. Brader.
Director. Fruit and Vegetable Division.
(FR Doc. 89-2073 Filed 1-26-89; 8:45 am|
BILLING CODE 3410-02-M
FEDERAL RESERVE SYSTEM
12 CFR Parts 207, 220, 221 and 224
(Regulations G, T, U and X i
Securities Credit Transactions; List of
Marginable OTC Stocks
Board of Governors of the
Federal Reserve System.
ACTION: Final rule: determination of
applicability of regulations.
AGENCY:
S u m m a r y : The List of Marginable OTC
Stocks is comprised of stocks traded
over-the-counter (OTC) that have been
determined by the Board of Governors
of the Federal Reserve System to be
subject to the margin requirements
under certain Federal Reserve
regulations. The List is published four
times a year by the Board as a guide for
lenders subject to the regulations and
the general public. This document sets
forth additions to or deletions from the
previously published List which was
effective November 14,19ts8. and will
serve to give notice to the public about
the changed status of certain stocks.
EFFECTIVE DATE: February 13, 1989.
FOR FURTHER INFORMATION CONTACT:
Peggy' Wolffrum, Securities Regulation
Analyst, Division of Banking
Supervision and Regulation, (202) 4522781. For the hearing impaired only,
Earnestine Hill or Dorothea Thompson,
Telecommunications Device for the Deaf
(TDD) (202) 452-3544, Board of
Governors of the Federal Reserve
System, Washington, DC 20551.
Federal Register / Vol. 54, No. 18 / Monday, January 30, 1989 / Rules and Regulations
SUPPLEMENTARY INFORMATION:
Set forth
below are stocks representing additions
to or deletions from the Board’s List of
Marginable OTC Stocks. This
supersedes the last List which was
effective November 14,1988. Additions
and deletions for that List were
published at 53 FR 43678, October 28,
1988. A copy of the complete List
incorporating these additions and
deletions is available from the Federal
Reserve Banks.
The List of Marginable OTC Stocks
includes those stocks that meet the
criteria in Regulations G, T and U (12
CFR Parts 207. 220 and 221,
respectively). This determination also
effects the applicability of Regulation X
(12 CFR Part 224). These stocks have the
degree of national investor interest, the
depth and breadth of market, and the
availability of information respecting
the stock and its issuer to warrant
regulation in the same fashion as
exchange-traded securities. The List
also includes any stock designated
under an SEC rule as qualified for
trading in the national market system
(NMS security). Additional OTC stocks
may be designated as NMS securities in
the interim between the Board's
quarterly publications. They will
become automatically marginable at
broker-dealers upon the effective date of
their NMS designation. The names of
these stocks are available at the Board
and the Securities and Exchange
Commission and will be incorporated
into the Board’s next quarterly List.
The requirements of 5 U.S.C. 553 with
respect to notice and public
participation were not followed in
connection with the issuance of this
amendment due to the objective
character of the criteria for inclusion
and continued inclusion on the List
specified in 12 CFR 207.6(a) and (b),
220.17(a) and (b), and 221.7(a) and (b).
No additional useful information would
be gained by public participation. The
full requirements of 5 U.S.C. 553 with
respect to deferred effective date have
not been followed in connection with
the issuance of this amendment because
the Board finds that it is in the public
interest to facilitate investment and
credit decisions based in whole or in
part upon the composition of this List as
soon as possible. The Board has
responded to a request by the public and
allowed a two-week delay before the
List is effective.
List of Subjects
12 CFR Port 207
Banks, Banking, Credit, Federal
Reserve System, Margin, Margin
requirements, National Market System
(NMS Security), Reporting and
recordkeeping requirements, Securities.
12 CFR Port 220
Banks, Banking, Brokers, Credit,
Federal Reserve System, Margin, Margin
requirements, Investments, National
Market System (NMS Security),
Reporting and recordkeeping
requirements, Securities.
12 CFR Part 221
Banks, Banking, Credit, Federal
Reserve System, Margin, Margin
requirements, National Market System
(NMS Security), Reporting and
recordkeeping requirements, Securities.
12 CFR Part 224
Banks, Banking, Borrowers, Credit,
Federal Reserve System, Margin, Margin
requirements, Reporting and
recordkeeping requirements, Securities.
Accordingly, pursuant to the authority
of sections 7 and 23 of the Securities
Exchange Act of 1934, as amended (15
U.S.C. 78g and 78w), and in accordance
with 12 CFR 207.2(k) and 207.6(c)
(Regulation G), 12 CFR 220.2(s) and
220.17(c) (Regulation T), and 12 CFR
221.2(j) and 221.7(c) (Regulation U),
there is set forth below a listing of
deletions from and additions to the
Board’s List of Marginable OTC Stocks:
Deletions From List
Stocks Removed for Failing Continued
Listing Requirements
Am erford International Corp.
$.05 par common
A ssociated Hosts, Inc.
$.10 par common
Banks of M id-Am erica, Inc.
$2.50 par cum ulative convertible preferred
Bolt Technology Corporation
No p a r common
C abot M edical C orporation
W arrants (expire 01-16-89)
C entral Realty Investors, Inc.
$1.00 par common
Cerm etek M icroelectronics, Inc.
$.01 par common
C itipostal Inc.
$.04 par common
Classic Corporation
$.01 par common
Com puscan, Inc.
$.10 par common
Convenient Food Mart, Inc.
$.10 par common
Convergent Solutions, Inc.
W arrants (expire 05-15-92)
Develcon Electronics Ltd.
No par common
Digitext, Inc.
$.01 par common
DMI Furniture, Inc.
$.10 par common
D yansen Corporation
Class A, w arran ts (expire 12-30-88)
Elexis C orporation
$.01 p a r common
4255
Evergood Products Corp.
$.01 par common
First Commerce Bancshares, Inc. (Nebraska)
$1.00 par common
First Federal Savings Bank (Tennessee)
$1.00 par common
G ardenam erica C orporation
No par common
Hodgson H ouses, Inc.
$.01 par common
H osposable Products, Inc.
C lass A, w arran ts (expire 01-07-90)
HPSC, Inc.
W arran ts (expire 01-15-89)
Independent B ankshares, Inc. (Texas)
$1.25 par common
J.P.M. Industries, Inc.
C lass A, no par common
M arine Petroleum Trust
$1.00 par units of beneficial interest
M ars Stores, Inc.
$.50 par common
M edm aster System s, Inc.
$.01 par common
Meyers Parking System, Inc.
$.10 par common
Michaels, J., Inc.
$1.00 par common
Microbiological Sciences, Inc.
$.10 par common
Multi-Local M edia C orporation
$.01 par common
N aham a & W 'eagant Energy Corp.
No par common
N ational B ancshares Corporation of T exas
$5.00 p a r common
10% convertible subordinated debentures
O ld Republic International C orporation
Series F, $4.00 par convertible
exchangeable preferred
Pyram id Oil Com pany
No par common
R ealam erica Co.
$1.00 par common
Redken Laboratories, Inc.
$.50 par common
Repco Incorporated
$1.00 par common
Rockwood Holding Com pany
$1.00 par common
Southw est A irlines Co.
W arran ts (expire 06-25-90)
Suburban Bankshares, Inc.
Class A, $.10 par common
T. R.V. M inerals C orporation
No par common
Taylor, S. Companies, Inc.
$.001 par common
Tinsley L aboratories, Inc.
No par common
Transducer Systems, Inc.
No par common
Triangle Industries Inc.
Class A, $1.00 par common
$1.00 par cumulative convertible junior
preferred
Trustcorp, Inc.
Series A, $2.90 par cum ulative convertible
preferred
Tucker Holding Company, Inc.
$.10 p a r common
U. S. Shelter Corporation
$1.00 par common
Waterford Glass Group, Pic.
A m erican Depository
4256
Federal Register / Vol. 54, No. 18 / Monday. January 30, 1989
Receipts representing 10 ordinary shares
Xebec
No par common
Stocks Removed For Listing On A Notional
Securities Exchange Or Being Involved In An
Acquisition
Acuson Corporation
$.001 par common
A dvanced G enetic Sciences. Inc
$.01 par common
Air Cargo Equipment Corp.
51.00 par common
Alleco Inc.
$1.00 par common
9 ’/^% convertible subordinated debentures
Alliance Imaging Inc.
$.01 par common
Am erican Consulting Corp~ Inc.
$.01 par common
Bankverm ont Corporation
51.00 par common
Boazer PLC
Am erican Depository Receipts
Berkshire H athaw ay Inc.
$5.00 par common
Buehler International. Inc.
S 01 par common
Cable TV Industries
No par common
C anrad. Inc.
$.75 par common
C enterre B ancorporation
510.00 par common
Citizens Financial Group, Inc.
Si .00 par common
City Savings Bank of M eriden (Connecticut)
Si 00 par common
Convergent. Inc.
5.01 par common
Cuilum Com panies. Inc.
51.00 par common
C>press Sem iconductor Corp
5.01 par common
Delta W oodside Industries. Inc.
5.01 par common
Dow ney Designs International. Inc.
5.01 par common
East W eym outh Savings Bank
$1.00 par common
E ntertainm ent Publications. Inc
No pur common
F.ntrc Com puter Centers. Inc.
5.01 p a r common
Farm ers Group. Inc.
51.00 par common
First Federal Savings & Loan A ssociation of
Kalam azoo
$.01 par common
First NT I Banks. Inc.
$1.00 par common
Golden Valley M icrow ave Foods. Inc.
5.01 par common
G otaas-Larson Shipping Corp
51.00 par common
Graphic Packaging C orporation
$.01 par common
Groff Industries. Inc.
$.50 par common
G uaranty N ational Corporation
$1.00 par comm on
H arvard Industries. Inc.
$10 par common
HI IB System s, Inc.
5.01 par common
Hyponex C orporation
$.10 par common
Indian H ead Banks, Inc. (New Ham pshire)
$5.00 par common
Intertan. Inc.
$1.00 par common
Kimmins C orporation
$.01 par comm on
London House. Inc.
$.10 par common
Longview Fibre Com pany
$7.50 par common
Magma Copper Com pany
Class B. $.01 par common
M etropolitan C onsolidated Industries. Inc.
$.10 par common
M instar, Inc.
$.10 p a r common
Morgan. O lm stead. K ennedy & G ardner
Capital C orporation
S.01
par common
N ational City C orporation
$4.00 par common
Nevada N ational Bancorporation
$.06% par common
Orion Research Inc.
$.10 par common
Regis Corporation
$.05 par common
Resource Pension Shares 1
$.01 par shares of beneficial interest
Resource Pension Shares 2
$.10 par shares of beneficial interest
Resources Pension Shares 3
$.10 par shares of beneficial interest
R estaurant M anagem ent Services. Inc.
$.10 par common
Richmond Hill Savings Bank
$1.00 par common
Service M erchandise Com pany. Inc.
$.50 par common
Shavvmut N ational C orporation
$.01 par common
Sierra C apital Realty Trust IV
No par common
Som erset Bancorp, Inc.
$2.50 par common
Southernnet. Inc.
$.01 par common
Thetford C orporation
$.25 par common
Unibancorp. Inc.
$5.00 par common
Viking Freight. Inc.
No par common
VM Software. Inc.
$.01 par common
Vulcan Packaging Inc.
No par common
W ilton Enterprises, Inc.
$.10 par common
A dditions To The List
3-D System s. Inc.
No par common
A m erican Steel & W ire C orporation
$.20 par common
Banc One C orporation
Series B, no par convertible preferred
BHA Group, Inc.
C lass B, $.01 par common
Bird Incorporated
$1.85 cum ulative convertible preferred
Bliss & Laughlin Industries. Inc.
$.01 p a r common
California State Bank
No par common
<\
Rules and Regulations
C arolina First Corporation
S i.00
par comm on
C entennial Savings Bank
$1.00 par common
Community Bancorp, Inc.
$.01 par common
C om puter C om ponents Corporation
$.01 par common
W arra n ts (expire 06-18-91)
C ontinental Savings of Am erica (California)
$1.11 par comm on
Del Electronics Corp.
$.10 par common
Eastco Industrial Safety Corp.
5.01 par common
E. R.C. Environm ental & Energy Services Co.
Inc.
$.05 par common
F. F.O Financial Group. Inc.
$.10 par common
Fidelity Savings A ssociation (Pennsylvania)
$1.00 par common
First Financial C aribbean C orporation
SI .00 par common
FLS Holdings, Inc.
Series A. $.01 par convertible prefer-ed
FMS Financial C orporation
$.10 par common
G arnet Resources C orporation
5.01 par common
Genex Corporation
$.60 par convertible preferred
G enus. Inc.
No par common
GNW Financial Corporation
$.01 par common
H enley Group. Inc.. The
$.05 par common
Hingham Institution for Savings
$1.00 par common
H om eow ners Group. Inc.
$.01 par common
H om estyle Buffet. Inc.
$01 par common
Horizon Gold Shares. Inc.
$.01 par common
Imagine Films Entertainm ent, Inc.
W arran ts (expire 07-30-93)
IMCO Recycling Inc.
$.10 par common
Ironstone Group. Inc.
$.01 par common
Key Production Company. Inc.
$25 par common
Kimmins E nvironm ental Service Corp.
9% convertible subordinated d e b e n t u r e s
LEP Group, Pic.
A m erican Depository Receipts
Lindsay M anufacturing Company
$1.00 par common
Logic Devices. Inc.
No par common
Lyphomed. Inc.
5Vfe% convertible subordinated debentu -s
M allon Resources Corporation
$D1 par common
M anagem ent Technologies. Inc.
$.01 par common
M edical Devices. Inc.
$.10 par common
M etcalf & Eddy Com panies. Inc.
$.01 par common
M etro Bancshares, Inc.
$.01 par common
M idw est Grain Products. Inc.
Federal Register / Vol. 54, No. 18 / Monday, January 30, 1989 / Rules and Regulations
No par common
New England Bancorp, Inc.
S.25 par common
Nu-W est Industries, Inc.
S OI par common
S i00 par convertible preferred
Office Depot. Inc.
$.01 par common
O.I Corporation
$.10 par common
O tisville Biopharm. Inc.
W arrants (expire 05-28-90)
O vex Fertility Corp.
$.01 par common
P k F Industries. Inc.
$10.00 par convertible preferred
Pacific Agricultural Holdings, Inc.
No par common
Pacific B ancorporation
S i.88 par common
Pentech International, Inc.
$.01 par common
Precision Standard. Inc.
$.0001 par common
Prima Energy Corporation
$.015 par common
Prime Bancorp, Inc.
S i.00 par common
Piovident Life & Accident Insurance
Com pany of Am erica
C lass A. Sl.00 par common
Q uadra Logic Technologies, Inc.
No par common
Rainbow Technologies. Inc.
$.001 par common
RF & P C orporation
Non-voting, dividend obligations. S.50 par
common
Satellite Inform ation System s Com pany
No par common
Show biz Pizza Time, Inc.
S 10 par common
Softsel Com puter Products. Inc.
5.01 par common
T im berjack C orporation
5.01 par common
Tompkins, PLC.
Am erican Depository Receipts
Total Energold C orporation
No par common
Tyco Toys. Inc.
W arrants (expire 08-07-93)
VMS Strategic Land Fund II
S OI par common
VSB Bancorp. Inc.
5.01 par common
W ainw right Bank & Trust Company
Si .00 par comm on
W ellington Leisure Products, Inc.
S OI par comm on
W illiams. A. L., Corporation. The
7.25% convertible subordinated debentures
W orld-W ide Technology. Inc.
$.01 par common
By order of the Board of Governors of
the Federal Reserve System, acting by
its Staff Director of the Division of
Banking Supervision and Regulation
pursuant to delegated authority (12 CFR
265.2(c)(18}), January 27,1969.
William W. Wiles,
Secretary of the Board.
[FR Doc. 89-2007 Filed 1-27-89; 8:45 am)
BILLING CODE 6210-01-M
FEDERAL HOME LOAN BANK BOARD
12 CFR PARTS 544 and 552
(No. 88-1570]
Charter and Bylaw Amendments;
Delegations of Authority
Date: D ecem ber 30,1988.
AGENCY;
Federal Home Loan Bank
Board.
a c t io n
;
Final rule.
As part of a number of
pending and proposed rulemaking
projects designed to streamline and
otherwise improve various aspects of
the Board's applications process.*231 the
Federal Home Loan Bank Board
(“Board"), as operating head of the
Federal Savings and Loan Insurance
Corporation ("FSLIC"), is amending the
provisions of 12 CFR Parts 544 and 552
regarding delegations of authority to
grant or deny preliminary approval of
charter amendments and to approve or
deny bylaw amendments to delegate
authority to the Principal Supervisory
Agent to (i) grant or deny preliminary
approval of charter amendments
pursuant to 12 CFR 544.2(d) for mutual
associations and 12 CFR 552.4(e) for
stock associations, and (ii) approve or
deny bylaw amendments pursuant to 12
CFR 544.5(c) for mutual associations and
12 CFR 552.5(d) for stock associations;
provided, that charter and bylaw
SUMMARY:
1 S ee A pplication Processing G uidelines, 52 FR
39004 (O ctober 20, 1967) (setting forth the Board's
poliev statem ent on applications processing
guidelines): A cquisition of Securities of Converting
and C onverted Insured Institutions. 52 FR 42091
(N ovem ber 3, 198’’) (delegating authority to the
G eneral C ounsel or his designee to approve routine
applications Filed pursuant to 12 CFR 563b.3(i)(3));
A cquisition of Control of Insured Institutions:
Procedural Requirem ents. 52 FR 48519 (Decem ber
23. 1987) (rev ising filing procedures and time fram es .
for public notification and sufficiency
determ inations for applications, notices and
rebuttal filings filed pursuant to 12 CFR Part 574):
Holding C om pany Indebtedness. 52 FR 49381
(D ecem ber 31.1987) (revising the tim e fram e for the
processing of debt applications and delegating
authority to the Supervisory Agent to approve or
deny most debt applications); R estrictions on
R epurchase of Stock of Recently C onverted Insured
Institutions. 53 FR 2477 (January 28, 1988)
(preapproving certain requests for w aiver of the
regulatory restrictions on repurchases of stock by
recently converted insured institutions)-. A cquisition
of Control of Insured Institutions: D elegations of
A uthority and T echnical A m endm ents, 53 FR 33104
(expanding the authority of the Principal
S upervisory A gents to approve and disapprove
certain change of control notices and applications
under 12 CFR Part 574, and certain other technical
am endm ents to stream line 12 CFR Part 574); Policy
Statement on Merger-Conversions_____FR _ _ _ _ _
(restating and clarifying the Board's position on
merger-conversions); Preapproved Securities
B rokerage Service Corporation A c tiv itie s,___ FR
______ _ (proposed preapproval of certain securities
brokerage service corporation activities).
4257
amendments do not include antitakeover provisions and do not raise a
significant issue of law or policy. Any
charter or bylaw amendment not eligible
to be processed under this delegation of
authority may be acted upon by the
Office of General Counsel.
In connection with the amendments to
12 CFR Part 544 and 552 regarding
delegations of authority, the Board also
amends the relevant provisions of those
Parts regarding filing requirements and
procedures for charter and bylaw
amendments.
EFFECTIVE DATE: January 30, 1989.
FOR FURTHER INFORMATION CONTACT:
Kevin L. Petrasic, Staff Attorney. (202)
377-6452, Corporate and Securities
Division, Office of General Counsel.
Federal Home Loan Bank Board. 1700 G
Street, NW.t Washington, DC 20552.
SUPPLEM ENTARY INFORMATION: Under 12
CFR 544.2 and 552.4, and pursuant to
Board Resolution No. 86-719,2 federal
mutual and stock associations,
respectively, are required to obtain
preliminary approval of charter
amendments that differ from the
preapproved amendments listed in 12
CFR 544.2(b) and 552.4(b). Likewise,
under 12 CFR 544.5 and 552.5, and
pursuant to Board Resoluton No. 86-719.
federal mutual and stock associations,
respectively, are required to obtain
approval for bylaw amendments that
are inconsistent with the provisions of
12 CFR 544.5(b) and 552.6 through 552.64. Currently, to obtain such approvals, a
federal association is required to file an
application to amend its charter and/or
bylaws with the association's
Supervisory Agent. Immediately upon
filing, the Supervisory Agent is required
to forward promptly a copy of the
application to the Director of the Office
of District Banks, who then forwards the
application to the Office of General
Counsel. Thereafter, the Supervisory
Agent is required to make a
recommendation on the application, to
approve or deny in whole or in part, to
the Director of the Office of District
Banks. Upon receipt of the application,
the Office of General Counsel
determines whether the amendment
would be in conformity with the
provisions of 12 CFR 544.2 or 552.4, if the
application involves a charter
am endm ent or whether it is not
inconsistent with the provisions of 12
CFR 554.5 or 552.6 through 552.6-4, if it
involves a bylaw amendment. The
Office of General Counsel then
generally prepares and signs a letter
1 R esolution No. 86-749 (July 15.1986). repealing
in te r a lic Resolution No. 83-206 (April 8.1983).
4258
Federal Register / Vol. 54, No. 18 / Monday, January 30, 1989 / Rules and Regulations
either approving or denying the
application that is then returned to the
Office of District Banks, which also
executes the letter.
In order to streamline this process, the
Board is adopting 12 CFR 544.2(d),
544.5(c), 552.4(e) and 552.5(d) so that
applications for approval of charter and
bylaw amendments may be granted or
denied by a federal association’s
Principal Supervisory Agent, pro vid ed
that they (i) do not have the effect of
rendering more difficult or discouraging
a merger, tender offer, or proxy contest,
the assumption of control by a holder of
a larger block of the association's stock,
or the removal of incumbent
management (hereinfater, “Anti
takeover Amendments”), or (ii) do not
involve 8 significant issue of law or
policy. In addition, applications for
approval of charter or bylaw
amendments that include Anti-takeover
Amendments or that involve a
significant issue of law or policy may be
acted upon by the Office of General
Counsel, which will have delegated
authority to either approve or deny such
proposed amendments. As appropriate,
e.g., for amendments presenting policy
issues of potentially broad precedential
effect, the Office of General Counsel
will refer proposed amendments to the
Board fora determination.
If an applicant believes its application
is eligible to be processed under
delegated authority by the Principal
Supervisory Agent pursuant to either of
these provisions, the applicant should
submit to the Principal Supervisory
Agent, together with the proposed
amendments, a brief description of the
proposed charter and/or bylaw
amendments including a statement
indicating that the amendment does not
include any Anti-takeover Amendments
and does not involve a significant issue
of law or policy. Such statement should
be clearly marked “Statement Regarding
Eligibility for Processing Under
Delegated Authority.” Although failure
to provide such a statement will not
cause the application to be deemed
deficient, it may cause delay in
processing the application until a
determination is made by the
Supervisory Agent as to whether the
application may be processed under
delegated authority. In addition, filing
an application with the suggested
statement will remove the necessity of
concurrently filing the application with
the Office of General Counsel. However,
if the Supervisory Agent determines that
the application includes an Anti
takeover Amendment or involves a
significant issue of law or policy,
contrary to an applicant’s statement of
delegated authority, then the application
will be immediately forwarded to the
Office of General Counsel to avoid
further delays in processing. Failure to
file properly with the Office of General
Counsel at the outset will cause the
applicable time frames for review not to
commence until the application is
received from the District Bank. Thus,
an applicant that is uncertain as to
whether a charter or bylaw amendment
may include an Anti-takeover
Amendment or involve a significant
issue of law or policy is strongly
encouraged to contact either its
Supervisory Agent or the Office of
General Counsel for guidance on the
issue prior to filing an application so as
to avoid unnecessary delays in
processing the application.
As a general matter, Anti-takeover
Amendments that will cause an
application for approval not to be
processed under delegated authority
include but ore not lim ited to (i)
establishing supermajority approval
requirements for specified corporate
transactions, (ii) establishing a
supermajority vote to cancel an existing
or proposed supermajority provision,
(iii) establishing a supermajority vote to
amend an association’s charter, (iv)
reducing an existing or proposed
supermajority vote requirement if a
transaction involves a related party to
the association, e.g., an insider or 5
percent or more shareholder, (v) issuing
poison pill preferred stock or
establishing shareholders’ rights plans,
i.e., the creation of a class of stock or
the issuance of options to management
that will serve to discourage prospective
acquiror’s of the association’s stock, (vi)
establishing employee benefit, stock
ownership, or stock option plans that
provide a means to defend against a
takeover attempt, (vii) provisions that
unreasonably restrict the ability of the
shareholders to remove the current
board of directors or that unreasonably
restrict the ability of the shareholders to
call a special meeting, (viii) establishing
a supermajority vote requirement, or
requiring the consent of management,
for a large shareholder to vote those
shares that it owms that exceed a
designated percentage of the
outstanding stock of the association, (ix)
establishing fair price provisions for an
association’s stock that would make it
more expensive for a prospective
acquiror of an association’s stock to
purchase a controlling interest of the
association without the cooperation of
current management, (x) limiting the
shareholders’ ability to nominate
directors and to introduce new business
proposals at a shareholders' meeting,
and (xi) requiring a supermajority
shareholder vote to remove a director.
In addition, a charter or bylaw
amendment will be considered to
involve a significant issue of law or
policy if it contains unique, novel,
complex, or nationally precedential
issues of law or policy. Examples in this
area include provisions attempting to
limit the liability of directors for
breaches of certain types of fiduciary
duties, and officer and director
indemnification provisions that do not
conform to the requirements of 12 CFR
545.121.
The standard of review for
applications for approval of charter and
bylaw amendments is not changed as a
result of these amendments. All routine
charter amendments filed with the
Supervisory Agent may be granted
preliminary approval so long as such
amendments do not differ in any
material respect from the charter
amendments granted preliminary
approval under 12 CFR 552.4(b) or other
law or regulation, including the
indemnification provisions of 12 CFR
545.121. In addition, all routine bylaw
amendments that are not materially
inconsistent with the provisions of 12
CFR 552.6 through 552.6-4 may be
approved by the Principal Supervisory
Agent. Thus, for example, an applicant
filing an application to adopt an
indemnification provision in its charter
or bylaws may be eligible to receive
approval for the application from the
Principal Supervisory Agent, provided,
that such provision does not differ
m aterially from the requirements of 12
CFR 545.121.3
The amendments to 12 CFR Parts 544
and 552 also include an appeal
procedure that an applicant may utilize
if it feels that the Principal Supervisory
Agent has erroneously denied its
application. In this regard, if an
application delegated to the Principal
Supervisory Agent is denied, the
applicant may, within 30 days after
notification of the Principal Supervisory
Agent’s decision, file a request for
review with the Office of General
Counsel. Upon receipt of such a request.*
* This p a rticular provision is referenced due to the
fact that in the p ast there has been considerable
confusion am ong applicants as to w hat type of
w ording is a ccep tab le for an indem nification
c h arte r or bylaw am endm ent. In this regard,
although the precise language of 12 CFR 545.121
need not be a d opted for a ch arte r or bylaw
am endm ent to be approved by the FVincipal
Supervisory A gent, any such am endm ent should not
exceed the lim itations set forth in 12 CFR 545.121.
w ith the exception that officers, directors and
em ployees of wholly-ow ned subsidiaries also may
be included w ithin the scope of perm issible
indem nification.
Federal Register / Vol. 54, No. 16 / Monday, January 30. 1969 / Rules and Regulations
which should include a copy of the
application and indicate the specific
reasons why the Principal Supervisory
Agent’s denial is contended to be
erroneous, the Office of General Counsel
will have 60 days to review the
application to determine whether to
approve or deny the amendment. If the
Office of General Counsel does not deny
the appeal within such 60 day period,
then the appeal request and the
amendment shall be deemed to be
automatically approved.
Finally, in connection with the
aforementioned amendments to 12 CFR
Parts 544 and 552, the Board is adopting
12 CFR 554.2(e), 552.4(f) and 552.5(e)
regarding the filing requirements for
applications for approval of charter and
bylaw amendments.
The foregoing changes are effective
January 30,1989 and are applicable to
applications filed after such date.
Because this change is
nonsubstantive, the Board finds that
observ ance of the notice and comment
period pursuant to 5 U.S.C. 553(b) and 12
CFR 508.11 and the 30-dav delay of
effective date pursuant to 5 U.S.C. 553(d)
and 12 CFR 508.14 is unnecessary and
contrary to the public interest.
List of Subjects in 12 CFR Parts 544 and
552
Reporting and recordkeeping
requirements, Savings and loan
associations. Securities.
Accordingly, the Board hereby
amends Parts 544 and 552, Subchapter C,
Chapter V, Title 12, Code of Federal
Regulations, as set forth below.
S U B C H A P T E R C — F E D E R A L SAVING S AND
LO A N INSURANCE C O R P O R A TIO N
PART 544— CHARTER AND BYLAWS
1. The authority citation for Part 544
continues to read as follows:
Authority: Sec. 5. 48 Stat. 132. as am ended
(12 U.SC. 1464); secs. 402. 403. 407, 48 Stat.
1256. 1260, as am ended (12 U.S.C. 1725, 1726,
1730); Reorg. Plan No. 3 of 1947; 12 FR 4981, 3
CFR, 1943-1948 Comp., p. 1071.
2. Amend § 544.2 by adding paragraph
(d) to read as follows:
§ 544.2
*
*
Charter amendments.
*
*
*
(d) Delegations of authority.—(1)
Actions b y the P rincipalSupen'isory
Agent. The Principal Supervisory Agent
is authorized to grant or deny
preliminary approval in whole or in
part, of any application for a charter
amendment filed under this section:
Provided, that the following conditions
are met:
(1) The application does not include
proposals that would render more
difficult or discourage a merger, tender
offer, or proxy contest, the assumption
of control by a holder of a large block of
the association’s stock, or the removal
of incumbent management; and
(ii) The application does not involve a
significant issue of law or policy.
(2) Appeal. Denial of an application
by a Principal Supervisory Agent
pursuant to paragraph (d)(1) of this
section may be appealed to the
Corporation under the following
procedures: Within 30 days after
notification of the Principal Supervisory
Agent's decision as provided herein, the
applicant must file a request for review
with the Office of General Counsel,
addressed to the Corporate and
Securities Division, Office of General
Counsel 1700 G Street, NW„
Washington, DC 20552, with a copy of
such request to the appropriate Principal
Supervisory Agent. The appeal request
should include the application for
charter amendment as originally filed
with the Supervisory Agent, a copy of
the Principal Supervisory Agent’s letter
denying preliminary approval of the
application, and should indicate the
specific reasons why the Principal
Supervisory Agent’s denial is contended
to be erroneous. Failure to file an appeal
within the time permitted under this
section will constitute a waiver of any
objection to the Principal Supervisory
Agent's determination. Upon proper
filing of an appeal request, including a
complete application, as determined by
the Office of General Counsel, the Office
of General Counsel shall have 60
calendar days to determine whether to
approve or deny the appeal If the Office
of General Counsel does not approve or
deny the appeal request within the 60day period, the appeal request shall be
deemed to be automatically approved
following the 60th day after the appeal
was properly filed.
(3) Actions by the G eneral Counsel.
The General Counsel or designee, is
authorized to take the follow ing actions:
(i) Grant or deny, in whole or in part,
preliminary' approval of any application
for a charter amendment filed under this
section; and
(ii) Approve or deny a request for
appeal filed pursuant to paragraph (d)(2)
of this section.
3.
Further amend § 544.2 by adding
paragraph (e) to read as follows:
§ 544.2 Charter amendments.
* * * * *
(e)
Filing requirements. Application
for preliminary approval of any
4259
amendment to the charter of a federal
mutual association (other than
amendments for which preliminary
approval is granted pursuant to
paragraph (b) of this section) that is
eligible to be processed under delegated
authority pursuant to paragraph (d) of
this section, shall be made by filing the
original and one copy of the proposed
am endm ent along with a statement
regarding eligibility for processing under
delegated authority, with the
Supen'isory Agent at the Federal Home
Loan Bank of which the institution is a
member. Such statement should consist
of a brief description of the proposed
amendment and a statement that such
amendment does not:
(i) Render more difficult or discourage
a merger, tender offer, or proxy contest,
the assumption of control by a holder of
a large block of the association's stock,
or the removal of incumbent
management or
(ii) Involve a significant issue of law
or policy.
If a proposed amendment is not eligible
to be processed under delegated
authority pursuant to paragraph (d) of
this section, then the original and one
copy of the proposed amendment should
be filed with the Corporate and
Securities Division, Office of General
Counsel. 1700 G Street. NW.,
Washington, DC 20552, with a copy to
the Supervisory Agent.
4. Amend § 544.5 by adding paragraph
(c) to read as follows:
§ 544.5
bylaws.
*
*
Federal
*
*
mutual association
*
(c)
D elegations o f authority .—(1)
A ctions b y the Principal Supervisory
Agent. The Principal Supervisory Agent
is authorized to approve or deny, in
whole or in part, any application for a
bylaw amendment filed under this
section: Provided, that the follow ing
conditions are met:
(1) The application does not include
proposals that would render more
difficult or discourage a merger, tender
offer or proxy contest, the assumption of
control by a holder of a large block of
the association’s stock, or the removal
of incumbent management; and
(ii) The application does* not involve a
significant issue of law or policy.
(2) A p p ea l Denial of an application
by a Principal Supervisory Agent
pursuant to paragraph (c)(1) of this
section may be appealed to the
Corporation under the following
procedures: Within 30 days after
notification of the Principal Supervisory
Agent's decision as provided herein, the
applicant must file a request for review
260
'
Federal Register / VoL 54, No. 18 / Monday, January 30, 1989 / Rules and Regulations
►ith the Office of General Counsel,
ddressed to the Corporate and
securities Division, Office of General
aunsel, 1700 G Street, NW„
ashington, DC 20552, with a copy of
uch request to the appropriate Principal
Supervisory Agent. The appeal request
hould include the application for bylaw
amendment as originally filed with the
Supervisory Agent, a copy of the
’rincipal Supervisory Agent’s letter
lenying approval of the application, and
i statement of the specific reasons why
he Principal Supervisory Agent’s denial
s contended to be erroneous. Failure to
ile an appeal within the time permitted
mder this section will constitute a
vaiver of any objection to the Principal
Supervisory Agent’s determination.
Jpon proper filing of an appeal request,
ncluding a complete application, as
ietermined by the Office of General
Counsel, the Office of General Counsel
ihall have 60 calendar days to
letermine whether to approve or deny
he appeal. If the Office of General
Counsel does not approve or deny the
ippeal request within the 60 day period,
hen the appeal request shall be deemed
o be automatically approved following
he 60th day after the appeal was
Droperly filed.
(3)
Actions b y the General Counsel.
rhe General Counsel, or designee, is
authorized to take the following actions:
(i) Approve or deny, in whole or in
art, any application for a bylaw
amendment filed under this section; and
(ii) Approve or deny a request for
appeal filed pursuant to paragraph (c](2)
af this section.
5.
Further amend § 544.5 by adding
paragraph (d) to read as follows:
5 544.5 Federal mutual association
bylaws.
*
*
*
*
*
(d)
Filing requirements. Application
for preliminary approval of any
amendment to the bylaws of a federal
mutual association that is inconsistent
with paragraph (b) of this section and
that is eligible to be processed under
delegated authority pursuant to
paragraph (c) of this section shall be
made by filing the original and one copy
of the proposed amendment, along with
a statement regarding eligibility for
processing under delegated authority,
with the Supervisory Agent at the
Federal Home Loan Bank of which the
institution is a member. Such statement
should consist of a brief description of
the proposed amendment and a
statement that such amendment does
not:
(i) Render more difficult or discourage
a merger, tender offer, or proxy contest,
the assumption of control by a holder of
a large block of the association’s stock,
or the removal of incumbent
management, or
(ii) Involve a significant issue of law
or policy.
If a proposed amendment is not eligible
to be processed under delegated
authority pursuant to paragraph (c) of
this section, then the original and one
copy of the proposed amendment should
be filed with the Corporate and
Securities Division, Office of General
Counsel, 1700 G Street, NW.,
Washington, DC 20552, with a copy to
the Supervisory Agent.
PART 552— INCORPORATION,
ORGANIZATION, AND CONVERSION
OF FEDERAL STOCK ASSOCIATIONS
1. The authority citation for Part 552
continues to read as follows:
Authority: Sec. 5A, 47 Stat. 727, as added
by sec. 1, 64 Stat. 2,56, as am ended (12 U.S.C.
1425(a)); sec. 5B, 47 Stat. 727, as added by
sec. 4, 80 Stat. 824, as am ended (12 U S.C.
1425b); secs. 2. 5. 48 Stat. 128,132, as
am ended (12 U.S.C. 1462,1464); secs. 401-403,
405-407, 48 Stat. 1255-1257,1259-1260, as
am ended (12 U.S.C. 1724-1726,1728-1730);
sec. 408, 82 Stat. 5, as am ended (12 U.S.C.
1730a); Reorg. Plan No. 3 of 1947,12 FR 4981,
3 CFR, 1943-1948 Comp., p. 1071.
2. Amend § 552.4 by adding paragraph
(e) to read as follows:
§ 552.4
*
*
Charter amendments.
*
*
*
(e)
Delegations o f authority —(1)
Actions b y the Principal Supervisory
Agent. The Principal Supervisory Agent
is authorized to grant or deny
preliminary approval, in whole or in
part, of any application for a charter
amendment filed under this section:
Provided, that the following conditions
are met:
(1) The application does not include
proposals that would render more
difficult or discourage a merger, tender
offer, or proxy contest, the assumption
of control by a holder of a large block of
the association’s stock, or the removal
of incumbent management: and
(ii) The application does not involve a
significant issue of law or policy.
(2) Appeal. Denial of an application
by a Principal Supervisory Agent
pursuant to paragraph (e)(1) of this
section may be appealed to the
Corporation under the following
procedures: Within 30 days after
notification of the Principal Supervisory
Agent’s decision as provided herein, the
applicant must file a request for review
with the Offices of General Counsel,
addressed to the Corporate and
Securities Division, Office of General
Counsel, 1700 G Street, NW.,
Washington, DC 20552, with a copy of
such request to the appropriate Principal
Supervisory Agency. The appeal request
should include the application for
charter amendment as originally filed
with the Supervisory Agent, a copy of
the Principal Supervisory Agent’s letter
denying preliminary approval of the
application, and a statement of the
specific reasons why the Principal
Supervisory Agent’s denial is contended
to be erroneous. Failure to file an appeal
within the time permitted under this
section will constitute a waiver of any
objection to the Principal Supervisory
Agent’s determination. Upon proper
filing of an appeal request, including a
complete application, as determined by
the Office of General Counsel, the Office
of General Counsel shall have 60
calendar days to determine whether to
approve or deny the appeal. If the Office
of General Counsel does not approve or
deny the appeal request within the 60day period, then the appeal request
shall be deemed to be automatically
approved following the 60th day after
the appeal was properly filed.
(3)
A ctions b y the General Counsel.
The General Counsel, or designee, is
authorized to take the following actions:
(i) Grant or deny, in whole or in part,
preliminary approval of any application
for a charter amendment filed under this
section; and
(ii) Approve or deny a request for
appeal filed pursuant to paragraph (e)(2)
of this section.
3.
Further amend § 552.4 by adding
paragraph (f) to read as follows:
§ 5524
*
*
Charter amendments.
*
*
*
(f)
Filing requirements. Application
for preliminary approval of any
amendment to the charter of a federal
stock association (other than
amendments for which preliminary
approval is granted pursuant to
paragraph (b) of this section) that is
eligible to be processed under delegated
authority pursuant to paragraph (e) of
this section shall be made by filing the
original and one copy of the proposed
amendment, along with a statement
regarding eligibility for processing under
delegated authority, with the
Supervisory Agent at the Federal Home
Loan Bank of which the institution is a
member. Such statement should consist
of a brief description of the proposed
amendment and a statement that such
amendment does not:
(i) Render more difficult or discourage
a merger, tender offer, or proxy contest,
the assumption of control by a holder of
a large block of the association’s stock,
Federal Register / Vol. 54, No. 18 / Monday. January 30, 1989 / Rules and Regulations
or the removal of incumbent
management, or
(ii) Involve a significant issue of law
or policy.
If a proposed amendment is not eligible
to be processed under delegated
authority pursuant to paragraph (e) of
this section, then the original and one
copy of the proposed amendment should
be filed with the Corporate and
Securities Division, Office of General
Counsel. 1700 G Street, NW„
Washington, DC 20552, with a copy to
the Supervisory Agent.
4. Amend § 552.5 by adding paragraph
(d) to read as follows:
§ 552.5
*
*
Bylaws.
*
*
*
(d) Delegations o f authority —(1)
A c tio n s b y the Principal Supervisory
Agent. The Principal Supervisory
Agent is authorized to approve or deny,
in whole or part, any application for a
bylaw amendment filed under this
section: Provided, that the following
conditions are met:
(1) The application does not include
proposals that would render more
difficult or discourage a merger, tender
offer, or proxy contest, the assumption
of control by a holder of a large block of
the association's stock, or the removal
of incumbent management: and
(ii) The application does not involve a
significant issue of law or policy.
(2) A p p ea l Denial of an application
by a Principal Supervisory Agent
pursuant to paragraph (d)(1) of this
section may be appealed to the
Corporation under the following
procedures: Within 30 days after
notification of the Principal Supervisory
Agent's decision as provided herein, the
applicant must file a request for review
with the Office of General Counsel,
addressed to the Corporate and
Securities Division, Office of the
General Counsel, 1700 G Street NW„
Washington, DC 20552, with a copy of
such request to the appropriate Principal
Supervisory Agent. The appeal request
should include the application for bylaw
amendment as originally filed with the
Supervisory Agent, a copy of the
Principal Supervisory Agent's letter
denying approval of the application, and
a statement of the specific reasons why
the Principal Supervisory Agent’s denial
is contended to be erroneous. Failure to
file an appeal within the time permitted
under this section will constitute a
waiver of any objection to the Principal
Supervisory Agent’s determination.
Upon proper filing of an appeal request,
including a complete application, as
determined by the Office of General
Counsel, the Office of General Counsel
shall have 60 calendar days to
determine whether to approve or deny
the appeal. If the Office of General
Counsel does not approve or deny the
appeal request within the 60-day period,
then the appeal request shall be deemed
to be automatically approved following
the 60th day after the appeal was
properly filed.
(3)
A ctions b y the General Counsel.
The General Counsel, or designee, is
authorized to take the following actions:
(i) Approve or deny, in whole or in
part, any application for a bylaw
amendment filed under this section; and
(ii) Approve or deny a request for
appeal filed pursuant to paragraph (d)(2)
of this section.
5.
Further amend § 552.5 by adding
paragraph (e) to read as follows:
§ 552.5
Bylaws.
(e)
Filing requirements. Application
for preliminary approval of any
amendment to the bylaws of a federal
stock association that is inconsistent
with §§ 552.6 through 552.6-4 and that is
eligible to be processed under delegated
authority pursuant to paragraph (d) of
this section, shall be made by filing the
original and one copy of the proposed
amendment, along with a statement
regarding eligibility for processing under
delegated authority, with the
Supervisory Agent at the Federal Home
Loan Bank of which the institution is a
member. Such statement should consist
of a brief description of the proposed
amendment and a statement that such
amendment does not:
(i) Render more difficult or discourage
a merger, tender offer, or proxy contest,
the assumption of control by a holder of
a large block of the association's stock,
or the removal of incumbent
management, or
(ii) Involve a significant issue of law
or policy.
If a proposed amendment is not eligible
to be processed under delegated
authority pursuant to paragraph (d) of
this section, then the original and one
copy of the proposed amendment should
be filed with the Corporate and
Securities Division, Office of General
Counsel, 1700 G Street NW.,
Washington, DC 20552, with a copy to
the Supervisory Agent.
By the Federal Home Loan Bank Board.
John F. Ghizzoni,
Assistant Secretary.
[FR Doc. 89-1922 Filed 1-27-89: 8:45 am)
BILLING CODE 6720-01-N
4261
12 CFR Part 563
[No. 89-10]
Criminal Referrals; Money Launderinq
Crimes
Date: January 11.1989.
AGENCY:
Federal Home Loan Bank
Board.
Final rule: miscellaneous
conforming and technical amendments.
ACTION:
The Federal Home Loan Bank
Board (“Board"), as operating head of
the Federal Savings and Loan Insurance
Corporation ("FSLIC”), is amending its
regulations in order to correct
typographical and other technical errors
and to promote consistent use of
phrases throughout the regulations.
EFFECTIVE DATE: January 30.1989.
SUMMARY:
FOR FURTHER INFORMATION CONTACT:
John Downing, Assistant Director. Office
of Enforcement. (202) 653-2604. Federal
Home Loan Bank Board, 1700 G Street.
NW.. Washington, DC 20552.
SUPPLEM ENTARY INFORMATION: On
March 29,1988, the Board adopted final
amendments to its Criminal Referral
regulation (12 CFR 563.18(d)) to revise
its description of bank bribery, add a
requirement to report money laundering
related crimes, modify the regulation to
ease the filing requirement when no
suspect can be identified, and eliminate
overlap between the criminal referral
requirement and the Board's regulation
requiring that records be kept of certain
external crimes. 53 FR 11242 (April 6,
1988). In order to achieve consistency
throughout and to clarify the regulation,
the Board is now amending 12 CFR
563.18(d)(1)(h), by substituting the term
‘‘known factual basis" for “substantial
factual basis." In addition, the Board is
correcting typographical errors in 12
CFR 563.18 (d)(2)(i) and (d)(4).
Pursuant to 12 CFR 508.11 and 508.14,
the Board finds that, because of the
minor, technical nature of these
corrective amendments, notice and
public procedure are unnecessary, as is
the 30-day delay of the effective date.
List of Subjects in 12 CFR Part 563
Bank deposit insurance. Currency,
Investments, Reporting and
recordkeeping requirements, Savings
and loan associations.
Accordingly, the Board hereby
amends Part 563, Subchapter D, Chapter
V, Title 12, Code of Federal Regulations,
as set forth below.
LIST OF MARGINABLE OTC STOCKS
AS OF
FEBRUARY 13, 1989
This List of Marginable OTC Stocks is published quarterly by the Board of Governors of
the Federal Reserve System (the Board) as a guide for lenders subject to the regulations and
for the general public. It is comprised of stocks traded over-the-counter (OTC) that have been
determined by the Board to be subject to margin requirements as of February 13, 1989, pur
suant to Section 207.6 of Federal Reserve Regulation G, “Securities Credit by Persons other
than Banks, Brokers, or Dealers,” Section 220.17 of Regulation T, “Credit by Brokers and Deal
ers,” and Section 221.7 of Regulation U, “ Credit by Banks for the Purpose of Purchasing or
Carrying Margin Stocks.” It also includes all stocks traded over-the-counter designated as
National Market System (NMS) securities for which transaction reports are required to be made
pursuant to an effective transaction reporting plan. Additional NMS securities may be added
in the interim between Board quarterly publications; these securities are immediately mar
ginable upon designation as NMS securities. The names of these securities are available at
the National Association of Securities Dealers, Inc. and at the Securities and Exchange Com
mission. This list supersedes the previous List published effective November 14, 1988.
CAUTIO N: It is unlawful for any person to cause any representation to be made that inclu
sion of a security on this List indicates that the Board or the Securities and Exchange Com
mission has in any way approved such security or transaction therein. Also, any reference
to the Board in connection with this List or any securities thereon in an advertisement or similar
communication is unlawful.
Any inquiry relating to this List or to Regulations G, T, U or X should be addressed to the
nearest Federal Reserve Bank.
(Prepared for Purposes of Regulations G, T, U and X)
BOARD O F G O VERNO RS
O F TH E FEDERAL RESERVE SYSTEM
W A S H IN G TO N , D.C.
Additional copies of this list may be obtained at a price of $ 1.00 per issue, plus postage
if you want it mailed to you; printed below is a schedule showing the current charges.
Requests for additional copies should be directed to the Circulars Division, Federal
Reserve Bank of New York, 33 Liberty Street, New York, N.Y. 10045.
PRICE SCHEDULE FOR OBTAINING ADDITIONAL COPIES OF THE
LIST OF MARGINABLE OTC STOCKS
Price if
mailed
No. of Copies
One copy ..................................... : ...................
$2.05
Two copies..............................................................
$3.65
3-8 copies..................................................................
*
9-12 copies ................................................................
**
Price if
picked up
$1.00
$2.00
$3.00-$8.00
$9.00-$12.00
* Add $2.40 postage to the cost of the copies.
** Add $2.74 postage to the cost of the copies.
NOTE: To obtain the postage for more than 12 copies of the List, please contact the Circulars Di
vision (Tel. No. 212-720-5215 or 5216).
Circulars Division
FEDERAL RESERVE BANK OF NEW YORK
1ST A M E R IC A N B A N C O R P INC.
(M assachu setts)
$.10 par com m on
1ST S O U R C E C O R P O R A T IO N
$1.00 par com m on
202 DATA S Y S T E M S , INC.
$.10 par com m on
20TH C E N T U R Y INDUSTRIES
No par com m on
*3-D S Y S T E M S , INC.
N o par com m on
3CI IN C O R P O R A T ED
$.01 par com m on
3C O M C O R PO R AT IO N
No par com m on
A & W B R A N D S , INC.
$.01 par com m on
A.M .E., INC.
No par com m on
A A R O N REN TS, INC.
$1.00 par com m on
ACXIOM CORPORATION
$.10 par common
AERO SYSTEMS, INC.
$.02 par common
A D A C LA B O R A T O R IE S
No par com m on
A FFILIA T E D B A N C C O R P O R A T IO N
$.10 par com m on
A D A G E , INC.
$.10 par com m on
A FFILIA T E D B A N K S H A R E S O F
C O L O R A D O , INC.
$5.00 par com m on
A D A P T E C , INC.
$.001 par com m on
A D C T E LE C O M M U N IC A T IO N S , INC.
$.20 par com m on
A D D IN G T O N R E S O U R C E S , INC.
No par com m on
AD IA S E R V IC E S , INC.
$.25 par com m on
A D O B E S Y S T E M S IN C O R P O R A T ED
No par com m on
AD T LIMITED
A m erican D epository R e ce ip ts
AD TEC , INC.
$.01 par com m on
A D V A N C E CIRCUITS, INC
$.10 par com m on
A B IN G T O N B A N C O R P INC.
(M assachu setts)
$.10 par com m on
A D V A N C E R O S S CO R P O R A T IO N
$.10 par com m on
A B Q CO R P O R A T IO N
$.01 par com m on
A D V A N C E D C O M P U T E R T E C H N IQ U E S
C O R P O R A T IO N
$.10 par com m on
A B R A H A M LIN C O L N F E D E R A L
S A V IN G S B A N K (Pennsylvania)
$1.00 par com m on
A D V A N C E D M A G N E T IC S , INC.
$.01 par com m on
A B R A M S INDUSTRIES, INC.
$1.00 par com m on
A D V A N C E D M A R K E T IN G S E R V IC E S ,
INC.
$.001 par com m on
A B S INDUSTRIES, INC.
No par com m on
A C A D E M Y IN S U R A N C E G RO U P, INC.
$.10 par com m on
A C C CO R P O R A T IO N
$.015 par com m on
A C C E L IN T ER N A T IO N A L C O R P O R A T IO N
$.10 par com m on
A C C E P T A N C E IN S U R A N C E H O LD IN G S ,
INC.
$.01 par com m on
A C E T O CO R P O R A T IO N
$.01 par com m on
A C M A T CO R P O R A T IO N
No par com m on
C la s s A, no par com m on
A D V A N C E D P O L Y M E R S Y S T E M S , INC.
$.01 par com m on
A D V A N C E D S E M IC O N D U C T O R
M A T E R IA LS IN T ER N A T IO N A L N.V.
D fls $.03 par share
A F P IM AG IN G C O R P O R A T IO N
$.01 par com m on
A G E N C Y R EN T-A-CAR, INC.
$.05 par com m on
A G N IC O -E A G L E M IN ES LIMITED
No par com m on
A G O U R O N P H A R M A C E U T IC A L S , INC.
No par com m on
AIM T E L E P H O N E S , INC.
$.01 par com m on
AIR MIDW EST, INC.
No par com m on
AIR W IS S E R V IC E S , INC.
$.10 par com m on
A IR C O A H O SPITALITY S E R V IC E S , INC.
$.01 par com m on
AIR S H IP IN D USTRIES LIMITED
A m e rica n D epository R e ce ip ts
representing 80 ordinary sh ares
A IR T R A N CORP.
$.01 par com m on
A K O R N , INC.
No par com m on
A K T IE B O L A G E T S K F
A m erican D epository R eceipts
(SeK 50 per share)
A L A T E N N R E S O U R C E S , INC.
$.10 par com m on
A L C C O M M U N IC A T IO N S CO R P O R A T IO N
$.01 par com m on
A D V A N C E D T E LE C O M M U N IC A T IO N S
C O R P O R A T IO N
$.02 par com m on
A L C ID E C O R P O R A T IO N
$.01 par com m on
A D V A N T A CORP.
$.01 par com m on
A L C O H EA LT H S E R V IC E S
C O R P O R A T IO N
$.01 par com m on
A D V A N T A G E C O M P A N IE S , INC.
$1.00 par com m on
W arrants, (expire 10-13-89)
A L D U S C O R P O R A T IO N
$.01 par com m on
A D V O -SY ST EM , INC.
$.01 par com m on
A L E X . BR O W N IN C O R P O R A T E D
$.10 par com m on
A L E X A N D E R & BALD W IN , INC.
No par com m on
ACM E STEEL CO M PAN Y
$1.00 par com m on
A E G O N N. V.
A m erican Registered C e rtifica te s
representing O rdinary shares,
Dfl. 5 nom inal value
A L F A C O R P O R A T IO N
$1.00 par com m on
ACTIO N AU TO REN TAL, INC.
$.01 par com m on
A E L INDUSTRIES, INC.
C la s s A, $1.00 par com m on
A L G O R E X C O R P O R A T IO N
$.01 par com m on
ACTIO N AU TO S T O R E S, INC.
No par com m on
A E P IND USTRIES, INC.
$.01 par com m on
A LIC O , INC.
$1.00 par com m on
AC T M ED IA , INC.
$.01 par com m on
AEQ U ITR O N M ED IC AL, INC.
$.01 par com m on
A L L A M E R IC A N S E M IC O N D U C T O R , INC.
$.01 par com m on
‘Addition to List under Board criteria
fAddition to List under NMS designation
A L LC IT Y IN S U R A N C E C O M P A N Y
$1.00 par com m on
A LLE G H E N Y & W ESTERN EN ER G Y
C O R P O R A T IO N
$.01 par com m on
A LLEN ORGAN CO M PAN Y
C la s s B, $1.00 par com m on
A L L IA N C E F IN A N C IA L C O R P O R A T IO N
$10.00 par com m on
A L L IA N T C O M P U T E R S Y S T E M S
C O R P O R A T IO N
$.01 par com m on
7V*% convertible subordinated
debentures
A L LIE D B A N K S H A R E S , INC. (Georgia)
$1.00 par com m on
A L LIE D C A P IT A L C O R P O R A T IO N
$1.00 par com m on
A LLIE D GROUP, INC.
No par com m on
A L LIE D R E S E A R C H CORP.
$.10 par com m on
A L L O Y C O M P U T E R P R O D U C T S, INC.
$.01 par com m on
A LLW A S T E, INC.
$.01 par com m on
A L O E T T E C O S M E T IC S , INC.
No par com m on
A M E R IC A FIRST F E D E R A L L Y
G U A R A N T E E D M O R T G A G E FU N D 2
LIMITED P A R T N E R S H IP
Exchan geable units of lim ited
partnership interest
A M E R IC A FIRST PARTICIPATING/
P R E F E R R E D EQUITY M O R T G A G E L.P.
Exchan geable units of lim ited
partnership
A M E R IC A FIRST TAX EX E M P T
M O R T G A G E FU N D 2 L. P.
B e n e ficia l Unit C e rtifica te s
Representing Lim ited Partnership
Interest
A M E R IC A FIRST TAX E X E M P T
M O R T G A G E FU N D LIMITED
P A R T N E R S H IP
B e n e ficia l Unit C e rtifica te s
A M E R IC A W E S T AIR LIN ES, INC.
$.25 par com m on
7.5% convertible subordinated
debentures
A M E R IC A N B A N K E R S IN S U R A N C E
GRO U P, INC.
$1.00 par com m on
A M E R IC A N C A P A C IT Y GROUP, INC.
$1.00 par com m on
A M E R IC A N C A R R IE R S , INC.
No par com m on
AMERICAN INDEMNITY FINANCIAL
CORPORATION
$3.331/a par common
A M E R IC A N IN S U R ED M O R T G A G E
IN V EST O R S ’84
D epository units of lim ited
partnership interest
A M E R IC A N IN TEG RITY C O R P O R A T IO N
$.01 par com m on
A M E R IC A N L O C K E R G RO U P, INC.
$1.00 par com m on
A M E R IC A N M A G N E T IC S C O R P O R A T IO N
$.01 par com m on
A M ER ICAN M A N A G E M E N T SYSTEM S, INC.
$.01 par com m on
A M E R IC A N M ED IC AL ELEC T R O N IC S , INC.
No par com m on
A M E R IC A N M ID LA N D CORP.
$.01 par com m on
A M E R IC A N M O B ILE S Y S T E M S
IN C O R P O R A T E D
$.01 par com m on
A M E R IC A N M U S E U M O F H IS TO R IC A L
DOCUM ENTS, CH ARTERED , THE
$.001 par com m on
A M E R IC A N N A T IO N A L IN S U R A N C E
COM PANY
$1.00 par com m on
A L P H A M IC R O S Y S T E M S
No par com m on
A M E R IC A N CITY B U S IN E S S JO U R N A L S ,
INC.
$.01 par com m on
$.01 par convertible exch angeable
preferred
A L P H A R E L , INC.
No par com m on
A M E R IC A N C O LLO ID C O M P A N Y
$1.00 par com m on
ALTAI, INC.
No par com m on
A M E R IC A N C O N S U M E R PR O D U CT S, INC.
$.10 par com m on
A L T E R A CO R P O R A T IO N
No par com m on
A M E R IC A N C O N T IN E N T A L
CO R P O R A T IO N
$.01 par com m on
$1.00 par e xch angeable preferred
A M E R IC A N P H Y S IC IA N S S E R V IC E
GROUP, INC.
$.10 par com m on
A M E R IC A N E C O L O G Y CO R P O R A T IO N
$.01 par com m on
A M E R IC A N P IO N EER INC.
$1.00 par com m on
A M E R IC A N F E D E R A L S A V IN G S B A N K
O F D U V AL C O U N T Y (Florida)
$1.00 par com m on
A M E R IC A N P O W ER C O N V E R S IO N
CO R P O R A T IO N
$.01 par com m on
A M E R IC A N FILTR O N A CO R P O R A T IO N
$1.00 par com m on
A M E R IC A N R EC R E A T IO N C E N T E R S , INC.
No par com m on
A M C O R E FIN A N C IA L, INC.
$.50 par com m on
A M E R IC A N G R E E T IN G S CO R P O R A T IO N
C la s s A, $1.00 par com m on
A M E R IC A N R E L IA N C E G RO U P, INC.
$.01 par com m on
A M E R IA N A S A V IN G S B A N K , F.S.B.
(Indiana)
$1.00 par com m on
A M E R IC A N H EA LT H S E R V IC E S CORP.
$.03 par com m on
A M E R IC A N R E P U B L IC B A N C O R P
(California)
No par com m on
A L P H A 1 BIO M ED IC A LS, INC.
$.001 par com m on
A LT O S C O M P U T E R S Y S T E M S
No par com m on
A LT R O N IN C O R P O R A T ED
$.05 par com m on
A LT U S B A N K , A F E D E R A L S A V IN G S
B A N K (Alabama)
$.01 par com m on
A M B A S S A D O R FIN A N C IA L GROUP, INC.
$.01 par com m on
A M E R IB A N C IN V E S T O R S G R O U P
$1.00 par sh ares of b e n eficia l
interest
A M E R IB A N C , INC.
$5.00 par com m on
‘Addition to List under Board criteria
fAddltlon to List under NM S designation
A M E R IC A N N U C L E A R C O R P O R A T IO N
$.04 par com m on
A M E R IC A N N U R S E R Y PR O D U C T S, INC.
$.10 par com m on
A M E R IC A N P A C IFIC C O R P O R A T IO N
$.10 par com m on
A M E R IC A N P A S S A G E M A R K E T IN G
C O R P O R A T IO N
$.01 par com m on
A M E R IC A N H O M E S H IELD
C O R P O R A T IO N
$.04 par com m on
A M E R IC A N RICE, INC.
$1.00 par com m on
A M E R IC A N IN C O M E LIFE IN S U R A N C E
COM PANY
No par com m on
A M E R IC A N S A V IN G S & LO A N
AS SO C IA T IO N O F FLO R ID A
$.01 par preferred
—2—
AMERICAN SAVINGS FINANCIAL
CORPORATION (Washington)
$1.00 par common
A N C H O R S A V IN G S & L O A N
ASSO C IA T IO N (New Jersey)
$1.00 par com m on
A M E R IC A N SO FT W A R E, INC.
C la s s A, $.10 par com m on
A N C H O R S A V IN G S B A N K , F.S.B. (New
York)
$1.00 par com m on
fA M E R IC A N S T E E L & W IRE
CO R P O R A T IO N
$.20 par com m on
A N D E R S E N G RO U P, INC.
No par com m on
A M E R IC A N T ELEVISIO N &
C O M M U N IC A T IO N S C O R P O R A T IO N
C la s s A, $.01 par com m on
A N D O V E R B A N C O R P , INC.
(M assachu setts)
$.10 par com m on
A M E R IC A N T R A V E L L E R S
CO R P O R A T IO N
$.01 par com m on
A N D O V E R C O N T R O L S CO R P O R A T IO N
$.01 par com m on
A M E R IC A N V A N G U A R D C O R P O R A T IO N
$.10 par com m on
A M E R IC A N W E S T E R N C O R P O R A T IO N
$.10 par com m on
A M E R IC A N W O O D M A R K C O R P O R A T IO N
No par com m on
A N D O V E R TO G S, INC.
$.10 par com m on
A N D R E W C O R P O R A T IO N
$.01 par com m on
A N D R E W S GROUP, INC.
$.10 par com m on
A M E R IFIR S T B A N K , F S B (Florida)
$.01 par com m on
A N D R O S A N A L Y Z E R S IN C O R P O R A T ED
No par com m on
A M E R IT R U S T CO R P O R A T IO N
$ 1 . 6 6 2/ j par com m on
AN IM ED , INC.
$.01 par com m on
A M E R T E K , INC.
No par com m on
AN T H O N Y , M IC H A E L JE W E L E R S , INC.
$.001 par com m on
A M F E D F IN A N C IA L C O R P O R A T IO N
$.01 par com m on
A P C O A R G E N T IN A , INC.
O rdinary shares, $.01 par value
A M G E N INC.
$.0001 par com m on
A P O G E E EN T E R P R IS E S , INC.
$.331/s par com m on
AM IST AR C O R P O R A T IO N
$.01 par com m on
A P O L L O C O M P U T E R INC.
$.02 par com m on
7 1/4% co nvertible subordinated
debentures
AM ITY B A N C O R P, INC.
$2.50 par com m on
A M O S K E A G B A N K S H A R E S , INC.
$1.00 par com m on
AM O SKEAG CO M PAN Y
$1.00 par com m on
A M P A L -A M E R IC A N IS R A E L
CO R P O R A T IO N
6 1/2 % cu m ulative convertible
preferred
A P P L E C O M P U T E R , INC.
No par com m on
A P P L IE D B IO S C IE N C E IN T ER N A T IO N A L
INC.
$.01 par com m on
A P P L IE D B IO S Y S T EM S , INC.
No par com m on
A P P L IE D DATA C O M M U N IC A T IO N S, INC.
$.01 par com m on
ARDEN GROUP, INC.
Class A, $.25 par common
A R G O N A U T G RO U P, INC.
$.10 par com m on
A R IS C O R P O R A T IO N
$.01 par com m on
A R IT EC H CORP.
$1.00 par com m on
ARIX C O R P O R A T IO N
No par com m on
A R IZ O N A IN S T R U M E N T CO R P O R A T IO N
No par com m on
A R M O R A L L P R O D U C T S CO R P O R A T IO N
$.01 par com m on
A R N O L D INDUSTRIES, INC.
$1.00 par com m on
A R R O W B A N K CORP.
$5.00 par com m on
A R T ’S-WAY M A N U F A C T U R IN G
C O M P A N Y IN C O R P O R A T ED
No par com m on
A R T E L C O M M U N IC A T IO N S
C O R P O R A T IO N
$.01 par com m on
A S A R C O IN C O R P O R A T E D
W arrants (expire 08-15-91)
AS H TO N -T A TE
$.01 par com m on
A S IA M E R IC A EQUITIES, INC.
$1.00 par com m on
A S K C O M P U T E R S Y S T E M S , INC.
No par com m on
A S K C O R P O R A T IO N
No par com m on
A S P E N R IB B O N S , INC.
No par com m on
A S S IX IN T ER N AT IO N AL, INC.
$.001 par com m on
W arrants (expires 07-19-91)
A S S O C IA T E D B A N C -C O R P.
$.10 par com m on
A P PLIE D M ATER IALS, INC.
No par com m on
A S S O C IA T E D C O M M U N IC A T IO N S
C O R P O R A T IO N
C la s s A, $.10 par com m on
C la s s B, $.10 par com m on
A P P L IE D PO W ER, INC.
C la s s A, $.20 par com m on
A S S O C IA T E D C O M P A N IE S , INC.
No par com m on
A P P L IE D S O L A R E N E R G Y
CO R P O R A T IO N
No par com m on
A S S O C IA T E D N A T U R A L G A S
C O R P O R A T IO N
$.10 par com m on
A R A B IA N SH IELD D E V E L O P M E N T
CO M PAN Y
$.10 par com m on
A S T R E S E A R C H , INC.
$.01 par com m on
A N A L Y S T S IN T ER N A T IO N A L
CO R P O R A T IO N
$.10 par com m on
A R B O R D RUGS, INC.
$.01 par com m on
A S T E C INDUSTRIES, INC.
$.20 par com m on
W arrants (expire 12-30-91)
A N A R E N M ICROW AVE, INC.
$.01 par com m on
ARCHIVE CORPORATION
No par common
ASTR O -M E D , INC.
$.05 par com m on
A M P L IC O N , INC.
$.01 par com m on
A M S E R V INC.
$.01 par com m on
A M V E S T O R S F IN A N C IA L CORP.
$1.00 par com m on
A N A L O G IC CO R P O R A T IO N
$.05 par com m on
A N A L Y S IS & T E C H N O L O G Y , INC.
No par com m on
'Addition to List under Board criteria
tAddltlon to List under NMS designation
—3—
A S T R O C O M CO R P O R A T IO N
$.10 par com m on
A U T O T R O L CO R P O R A T IO N
$.10 par com m on
BANK OF DELAWARE CORPORATION
$.10 par common
A S T R O N IC S C O R PO R AT IO N
$.01 par com m on
A V A N T -G A R D E C O M PU TIN G , INC.
No par com m on
A S T R O S Y S T E M S , INC.
$.10 par com m on
AV A N TEK, INC.
No par com m on
B A N K O F G R A N IT E C O R P O R A T IO N
(North Carolina)
$5.00 par com m on
A T E K M E T A LS C E N T E R , INC.
No par com m on
AVATAR H O L D IN G S INC.
$1.00 par com m on
A T H E Y P R O D U C T S CO R P O R A T IO N
$2.00 par com m on
AVERY, INC.
$.01 par com m on
ATICO F IN A N C IA L C O R P O R A T IO N
$1.00 par com m on
A V O N D A L E INDUSTRIES, INC.
$1.00 par com m on
B A N K SO UTH C O R P O R A T IO N
$5.00 par com m on
A T K IN SO N , G U Y F., C O M P A N Y O F
C A L IF O R N IA
No par com m on
A Z T E C M A N U F A C T U R IN G C O M P A N Y
$1.00 par com m on
B A N K A T L A N T IC , A F E D E R A L S A V IN G S
BANK
$.01 par com m on
A T L A N F E D B A N C O R P, INC.
$1.00 par com m on
A T LA N T IC A M E R IC A N C O R P O R A T IO N
$1.00 par com m on
A T LA N T IC B A N C O R P O R A T IO N (New
Jersey)
$2.50 par com m on
A T LA N T IC F IN A N C IA L F E D E R A L
$1.00 par com m on
S e rie s A, $1.00 par cu m ulative
co nvertible preferred
A T LA N T IC GRO U P, INC., T H E
$.05 par com m on
A T LA N T IC P E R M A N E N T S A V IN G S
B A N K , F.S.B. (Virginia)
$1.00 par com m on
A T LA N T IC S O U T H E A S T AIR LIN ES, INC.
$.10 par com m on
B & H B U L K C A R R IE R S , LTD.
$.01 par com m on
B.
M. J. FIN A N C IA L CORP.
$1.00 par com m on
B A B B A G E ’S, INC.
$.10 par com m on
B A D G E R P A P E R M ILLS, INC.
No par com m on
B A IL E Y C O R P O R A T IO N
$.10 par com m on
B A K E R , J., INC.
$.50 par com m on
B A L C H E M C O R P O R A T IO N
$.062/3 par com m on
BALD W IN & L Y O N S , INC.
C la s s A, no par com m on
C la s s B, no par com m on
ATTW O O DS, P L C
A m erican D epository R e ce ip ts
BALD W IN PIAN O A N D O R G A N
CO M PAN Y
$.01 par com m on
ATW O O D O C E A N IC S , INC.
$1.00 par com m on
B A L L A R D M E D IC A L P R O D U C T S
$.10 par com m on
AU T O -TR O L T E C H N O L O G Y
CO R P O R A T IO N
$.01 par com m on
B A L T E K CO R P O R A T IO N
$1.00 par com m on
A U T O C L A V E E N G IN E E R S , INC.
$.15 par com m on
* B A N C O N E C O R P O R A T IO N
S e rie s B, no par convertible
preferred
A U T O D E S K , INC.
No par com m on
B A N C O P O P U L A R DE P U ER T O RICO
$5.00 par com m on
AUTO D IE CO R P O R A T IO N
$.05 par com m on
B A N C O R P HAWAII, INC.
$2.00 par com m on
AU T O IN FO , INC.
$.01 par com m on
B A N C O R P N EW JE R S E Y , INC.
$.01 par com m on
A U T O M A T ED L A N G U A G E P R O C E S S IN G
SYSTEM S
No par com m on
B A N C O R P O F M ISSISSIPPI, INC.
$2.50 par com m on
A U T O M A T ED S Y S T E M S , INC.
$.10 par com m on
B A N C T E C , INC.
$.01 par com m on
AU TO M ATIX IN C O R P O R A T ED
$.05 par com m on
B A N D O M C G L O C K L IN C A P IT A L
CO R P O R A T IO N
$.0667 par com m on
A U T O S P A CO R P O R A T IO N
$.01 par com m on
B A N G O R H Y D R O -E LE C T R IC C O M P A N Y
$5.00 par com m on
‘Addition to List under Board criteria
fAddition to List under NMS designation
—4—
B A N K O F N EW H A M P S H IR E
CO R P O R A T IO N
No par com m on, $2.50 stated value
B A N K O F RED LAND S
$1.25 par com m on
B A N K E A S T C O R P O R A T IO N
$1.00 par com m on
B A N K E R ’S N O TE INC., T H E
$.01 par com m on
B A N K E R S FIRST C O R P O R A T IO N
$.01 par com m on
B A N K N O R T H GROUP, INC.
$3.00 par com m on
B A N K S O F IOWA, INC.
No par com m on
B A N K S O F M ID -AM ERICA, INC.
$.10 par com m on
B A N K W O R C E S T E R C O R P O R A T IO N
$.10 par com m on
B A N P O N C E C O R P O R A T IO N
$5.00 par com m on
BAN TA, G E O R G E C O M P A N Y , INC.
$.10 par com m on
B A R D E N C O R P O R A T IO N , T H E
$1.00 par com m on
B A R R E T T R E S O U R C E S C O R P O R A T IO N
$.01 par com m on
B A R R IS INDUSTRIES, INC.
$.50 par com m on
B A R R Y B L A U & P A R T N E R S , INC.
No par com m on
B A R R Y ’S JE W E L E R S , INC.
No par com m on
B A S E TEN S Y S T E M S , INC.
C la s s A, $1.00 par com m on
B A S IC A M E R IC A N M ED IC AL, INC.
No par com m on
B A S IC R E S O U R C E S IN T ER N A T IO N A L
(Baham as) LIMITED
O rdinary S hares (B$0.03)
B A S S E T T F U R N IT U R E IND USTRIES, INC.
$5.00 par com m on
BAY VIEW F E D E R A L S A V IN G S & L O A N
ASSO C IA T IO N (California)
$.01 par com m on
BAYBANKS,
$2.00 par com m on
BIG BEAR, INC.
$.01 par common
BMA CORPORATION
$1.00 par common
B A Y LY CO R P O R A T IO N
$1.00 par com m on
BIG O TIRES, INC.
$.02 par com m on
B M C S O FT W A R E, INC.
$.01 par com m on
B B & T F IN A N C IA L CORP.
$2.50 par com m on
B IN D L E Y W E S T E R N IN D USTRIES INC.
$.50 par com m on
8 5/b% convertible subordinated
debentures
B M R F IN A N C IA L G RO U P, INC.
$.01 par com m on
B N H B A N C S H A R E S , INC.
$4.00 par com m on
B IN G O KING C O M P A N Y , INC.
$.01 par com m on
B O A T M E N ’S B A N C S H A R E S , INC.
$10.00 par com m on
BIO LO G IC S Y S T E M S CORP.
$.01 par com m on
B O B E V A N S F A R M S , INC.
$.01 par com m on
BIO-M EDICUS, INC.
$.01 par com m on
B O G E R T OIL C O M P A N Y
$.10 par com m on
B IO -T E C H N O L O G Y G E N E R A L
C O R P O R A T IO N
$.01 par com m on
B O H E M IA INC.
No par com m on
B E A M A N CO R P O R A T IO N
$1.00 par com m on
B E A U T IC O N T R O L C O S M E T IC S , INC.
$.10 par com m on
B E A U T Y L A B S , INC.
$.01 par com m on
B E E B A 'S C R EAT IO N S, INC.
No par com m on
B E E C H A M GROUP, PLC.
A m erican D epository R e ce ip ts
BEI H O LD IN G S, LTD.
$.05 par com m on
B E L F U S E INC.
$.10 par com m on
B E L L S A V IN G S B A N K PA SA
$1.00 par com m on
B E LL, W. & CO., INC.
$.10 par com m on
B E L M O R A L M IN ES LTD.
No par com m on
BIO G EN , INC.
$.01 par com m on
W arrants (expires 06-30-94)
B O M B A Y P A L A C E R E S T A U R A N T S , INC.
$.01 par com m on
B O N N E V IL L E P A C IFIC CO R P O R A T IO N
$.01 par com m on
BIO M ER IC A , INC.
$.04 par com m on
B O O LE & B A B B A G E , INC.
$.001 par com m on
BIOM ET, INC.
No par com m on
BO O N T O N E L E C T R O N IC S
C O R P O R A T IO N
$.10 par com m on
B IO S P H E R IC S IN C O R P O R A T ED
$.01 par com m on
BO ST O N A C O U S T IC S , INC.
$.01 par com m on
B E N & J E R R Y ’S H O M E M A D E , INC.
C la s s A, $.0331/3 par com m on
BIO TECH R E S E A R C H LA B O R A T O R IES ,
INC.
$.01 par com m on
B E N IH A N A N A T IO N A L CO RP.
$.10 par com m on
B IO T E C H N IC A IN T ER N AT IO N AL, INC.
$.01 par com m on
BO ST O N DIGITAL C O R P O R A T IO N
$.10 par com m on
B E N J. F R A N K L IN F E D E R A L S A V IN G S
A N D L O A N A SSO CIAT IO N , T H E
$1.00 par com m on
B IO T H E R A P E U T IC S IN C O R P O R A T ED
S e rie s A, $1.00 par convertible
preferred
BO ST O N FIVE B A N C O R P , INC., T H E
$.01 par com m on
B E R K LE Y , W. R. C O R P O R A T IO N
$.20 par com m on
BIRD IN C O R P O R A T E D
$4.00 par com m on
$1.85 par cu m ulative convertible
preferred
B E R K S H IR E G A S C O M P A N Y , T H E
$2.50 par com m on
B E R R Y P E T R O LE U M C O M P A N Y
C la s s A, $.01 par com m on
B E T H E L B A N C O R P (Maine)
$1.00 par com m on
BETZ LA B O R A T O R IES , INC.
$.10 par com m on
B F S B A N K O R P , INC. (New York)
$.01 par com m on
B G S S Y S T E M S , INC.
$.10 par com m on
B H A GROUP, INC.
C la s s A, $.01 par com m on
t
C la s s B, $.01 par com m on
Bl IN C O R P O R A T ED
No par com m on
BIG B, INC.
$.01 par com m on
•Addition to List under Board criteria
tAddition to List under NMS designation
BO ST O N B A N C O R P
$1.00 par com m on
B O U L E V A R D B A N C O R P , INC.
$.04 par com m on
B R A D L E Y R E A L ESTATE T RU ST
$1.00 par sh ares of b e n eficia l
interest
B IR T C H E R CO R P O R A T IO N , T H E
$1.00 par ca p ita l
BRAD Y, W. H., C O M P A N Y
C la s s A, $.01 par com m on
BISHOP, IN C O R P O R A T ED
$.10 par com m on
B R A E C O R P O R A T IO N
$1.00 par com m on
B L A C K INDUSTRIES, INC.
$1.00 par com m on
B R A IN T R E E S A V IN G S B A N K , T H E
(M assachu setts)
$1.00 par com m on
B L A S IU S INDUSTRIES, INC.
$.25 par com m on
fB L IS S & L A U G H LIN INDUSTRIES, INC.
$.01 par com m on
B R A J D A S C O R P O R A T IO N
$.10 par com m on
B R A N D C O M P A N IE S , INC., T H E
$.10 par com m on
B L O C K D RUG C O M P A N Y , INC.
C la s s A, $.10 par com m on
B R A N D O N S Y S T E M S C O R P O R A T IO N
$.10 par com m on
B L O C K B U S T E R E N T ER T A IN M EN T
CO R P O R A T IO N
$.10 par com m on
B R A N D Y W IN E S A V IN G S & L O A N
A S SO C IA T IO N (Pennsylvania)
$1.00 par com m on
B L U E RID GE R E A L ESTATE C O M P A N Y
BIG B O U L D E R CO R P O R A T IO N
Paired ce rtifica te s
B R A N F O R D S A V IN G S B A N K
(Connecticut)
$1.00 par com m on
-5 -
BRANIFF, INC.
$.01 par common
BULL & BEAR GROUP, INC.
Class A, $.01 par common
B R E A K W A T E R R E S O U R C E S , LTD.
No par com m on
B U L L RUN G O LD M INES, LTD.
$.01 par com m on
B R E N C O , INC.
$1.00 par com m on
B U R N U P & S IM S INC.
$.10 par com m on
B R E N D L E ’S IN C O R P O R A T ED
$1.00 par com m on
B U R R -B R O W N CO R P O R A T IO N
$.01 par com m on
B R E N T O N B A N K S , INC.
$5.00 par com m on
BURRITT IN T E R FIN A N C IA L
B A N C O R P O R A T IO N
$1.00 par com m on
B R ID G F O R D FO O D S C O R P O R A T IO N
$1.00 par com m on
B R IN K M A N IN S T R U M EN T S INC.
$.01 par com m on
B R IN T EC CO R P O R A T IO N
$.01 par com m on
BRITTON LEE, INC.
$.01 par com m on
B R O A D N A T IO N A L B A N C O R P O R A T IO N
$8.00 par com m on
BR O A D V IEW S A V IN G S B A N K
No par com m on
BR O AD W AY F IN A N C IA L C O R P O R A T IO N
No par com m on
B R O O K F IE L D B A N C S H A R E S CORP.
$1.00 par com m on
B R O O K L Y N SAV IN G S B A N K , T H E
(Connecticut)
$1.00 par com m on
B R O W N T R A N S P O R T CORP.
$.10 par com m on
BRO W N , R O B E R T C. & CO., INC.
$.01 par com m on
B R U N O ’S, INC.
$.01 par com m on
B R Y N M AW R B A N K C O R P O R A T IO N
(Pennsylvania)
$1.00 par com m on
B S B B A N C O R P, INC.
$.01 par com m on
BSD M E D IC A L CO RPO RAT IO N D ELAW A R E
$.01 par com m on
BT F IN A N C IA L CO R P O R A T IO N
$5.00 par com m on
BTR REALTY, INC.
$1.00 par com m on
B U C K E Y E FIN A N C IA L CO R P O R A T IO N
No par com m on
B U D G ET R EN T A C A R CO R P O R A T IO N
$.01 par com m on
B U F F E T S , INC.
$.01 par com m on
B U ILD ER S T R A N S P O R T INC.
$.01 par com m on
‘Addition to List under Board criteria
(Addition to List under NMS designation
B U T LE R M A N U F A C T U R IN G C O M P A N Y
No par com m on
B U T LE R N A T IO N A L C O R P O R A T IO N
$.10 par com m on
C -C O R E L E C T R O N IC S , INC.
$.10 par com m on
CALIFORNIA MICROWAVE, INC.
$.10 par common
(C A L IF O R N IA STATE B A N K
No par com m on
C A L IF O R N IA W ATER S E R V IC E
CO M PAN Y
$6.25 par com m on
C A L U M E T IND USTRIES, INC.
$.25 par com m on
C A M B R E X C O R P O R A T IO N
$.10 par com m on
C A M B R ID G E A N A L Y T IC A L A S S O C IA T E S ,
INC.
$.01 par com m on
C A M B R ID G E B IO SCIEN CE CO RPO RATIO N
$.01 par com m on
CAM BR ID G E INSTRUMENT COM PANY, PLC
A m erican D epository R e ce ip ts
C-TEC CO R P O R A T IO N
$1.00 par com m on
C la s s B, $1.00 par com m on
C A M P E A U C O R P O R A T IO N
No par com m on
C.I.S. T E C H N O L O G IE S , INC.
No par com m on
C A N A L -R A N D O L P H LIMITED
P A R T N E R S H IP
U n its of Lim ited P artnership
C A B O T M E D IC A L CO R P O R A T IO N
No par com m on
C A C H E , INC.
$.01 par com m on
C A C I IN T ERN AT IO N AL, INC.
C la s s A, $.10 par com m on
CA D BU R Y S C H W EP P ES PLC
A m erican D epository S hares for
ordinary sh ares of 25p each
C A D E INDUSTRIES, INC.
$.001 par com m on
C A D E N C E D ESIG N S Y S T E M S , INC.
$.01 par com m on
C A D M U S C O M M U N IC A T IO N S
C O R P O R A T IO N
$.50 par com m on
C A N D E L A L A S E R C O R P O R A T IO N
$.01 par com m on
C A N N O N E X P R E S S , INC.
$.01 par com m on
C A N O N , INC.
A m erican D epository R e ce ip ts for
com m on sto ck (par value -¥- 50)
C A N O N IE E N V IR O N M E N T A L S E R V IC E S
CORP.
$.01 par com m on
C A P E COD B A N K AND TRUST CO M PAN Y
$2.50 par ca p ita l
C A P IT A L A S SO C IA T ES , INC.
$.008 par com m on
C A P IT A L S O U T H W E S T C O R P O R A T IO N
$1.00 par com m on
C A D N E T IX CO R P O R A T IO N
$.01 par com m on
C A P IT O L B A N C O R P O R A T IO N
$.55% par com m on
C A L R E P B A N C O R P , INC.
$.50 par com m on
CAPITO L T R A N S A M E R IC A CO RPO RATIO N
$1.00 par com m on
C A L G E N E , INC.
No par com m on
CAPT. C R A B , INC.
$.001 par com m on
C A L G O N C A R B O N CO R P O R A T IO N
$.01 par com m on
C A R D TEL, INC.
$.01 par com m on
C A L IF O R N IA A M P LIFIE R , INC.
No par com m on
C A R D IN A L DISTRIBUTION, INC.
No par com m on
C A L IF O R N IA BIO T E C H N O LO G Y , INC.
$.01 par com m on
W arrants (expire 12-31-91)
C A R D IN A L F E D E R A L S A V IN G S B A N K
(Kentucky)
$1.00 par com m on
C A L IF O R N IA F IN A N C IA L H O LD IN G CO.
$5.00 par com m on
C A R E PLU S, INC.
$.01 par com m on
C la s s A, w arrants (expire 08-13-90)
C A L IF O R N IA M ICRO D EVICE S
CO R P O R A T IO N
No par com m on
— 6—
C A R L T O N C O M M U N IC A T IO N S , P L C
A m erican D epository R e ce ip ts
CARME, INC.
$.0001 par common
C A R M IK E C IN E M A S , INC.
C la s s A, $.03 par com m on
C A R O L IN M INES, LTD.
C la s s A, no par com m on
C A R O L IN A B A N C O R P INC.
$1.00 par com m on
‘ C A R O L IN A FIRST CO R P O R A T IO N
$1.00 par com m on
C A R R IN G T O N LAB O R A T O R IES , INC.
$.01 par com m on
C A R V E R CO R P O R A T IO N
$.01 par com m on
CENTENNIAL BENEFICIAL CORP.
No par common
tC E N T E N N IA L S A V IN G S B A N K , F.S.B.
(Colorado)
$1.00 par com m on
CENTERBANK
$1.00 par com m on
C E N T E X T E L E M A N A G E M E N T , INC.
$.01 par com m on
C E N T O C O R , INC.
$.01 par com m on
C E N T R A L B A N C O R P O R A T IO N
(W ashington)
$1.67 par com m on
CETUS CORPORATION
$.01 par common
CF&I S T E E L C O R P O R A T IO N
$5.00 par com m on
C F S F IN A N C IA L C O R P O R A T IO N
$1.00 par com m on
C H A L L E N G E R IN T ER N AT IO N AL, LTD.
$.01 par com m on
C H A L O N E , INC.
No par com m on
C H A M P IO N PARTS, INC.
$.10 par com m on
C H A N C E L L O R CO R P O R A T IO N
$.01 par com m on
C A S C A D E CO R P O R A T IO N
$.50 par com m on
CEN T R AL BA N C SH A R E S O F THE
SO U TH , INC.
$2.00 par com m on
C A S C A D E IN T ERN AT IO N AL, INC.
$.001 par com m on
C E N T R A L B A N K IN G S Y S T E M , INC.
$2.50 par com m on
C H A P A R R A L R E S O U R C E S , INC.
$.10 par com m on
C A S E Y ’S G E N E R A L S TO R E S, INC.
No par com m on
C E N T R A L C O -O PER ATIV E B A N K
(M assachu setts)
$1.00 par com m on
C H A P M A N EN ER G Y, INC.
$.001 par com m on
C A S T L E E N E R G Y C O R P O R A T IO N
$.50 par com m on
C A S U A L M A L E C O R P O R A T IO N , T H E
$.01 par com m on
C A T A LY S T T H E R M A L E N E R G Y
CO R P O R A T IO N
$.10 par com m on
CAT O CO R P O R A T IO N , T H E
C la s s A, $.031/3 par com m on
C A Y U G A S A V IN G S B A N K (New York)
$1.00 par com m on
C B & T B A N C S H A R E S , INC.
$1.00 par com m on
C B & T FIN A N C IA L CORP.
$1.00 par com m on
C C A INDUSTRIES, INC.
$.01 par com m on
C C B F IN A N C IA L C O R P O R A T IO N
$5.00 par com m on
C C N B CO R P O R A T IO N
$1.00 par com m on
C E L G E N E CO R P O R A T IO N
$.01 par com m on
C E L IN A F IN A N C IA L C O R P O R A T IO N
C la s s A, $.50 par com m on
C E L L U L A R C O M M U N IC A T IO N S, INC.
$.01 par com m on
C E L L U L A R , INC.
$.001 par com m on
C E N T R A L CO R P O R A T IO N
$.01 par com m on
C E N T R A L FIDELITY B A N K S , INC.
$5.00 par com m on
C E N T R A L H O LD IN G C O M P A N Y
No par com m on
C EN T R A L JE R S E Y BA N C O R P
$2.50 par ca p ita l
C E N T R A L J E R S E Y S A V IN G S B A N K , S.L.A.
$1.00 par com m on
C H A N D L E R IN S U R A N C E C O M PA N Y , LTD.
$1.67 par com m on
C H A R L O T T E C H A R L E S , INC.
$.10 par com m on
C H A R M IN G S H O P P E S , INC.
$.10 par com m on
C H A R T E R F E D E R A L S A V IN G S B A N K
(New Jersey)
$.01 par com m on
C H A R T E R F E D E R A L S A V IN G S B A N K
(Virginia)
$.01 par com m on
C H A R T E R O N E FIN A N C IA L , INC.
$.01 par com m on
C E N T R A L P E N N S Y L V A N IA F IN A N C IA L
CORP.
$1.00 par com m on
C H A R T E R -C R E L LIN , INC.
$.01 par com m on
C E N T R A L R E S E R V E LIFE CO R P O R A T IO N
No par com m on, $.50 stated value
C H A R T W E L L G R O U P LTD.
$.10 par com m on
C E N T R A L S P R IN K L E R CO R P O R A T IO N
$.01 par com m on
C H A T T EM , INC.
No par com m on
CEN TURI, INC.
$.05 par com m on
CEN T U R IO N G O LD LTD.
No par com m on
C E N T U R Y B A N C O R P, INC.
C la s s A, $1.00 par com m on
C E N V E S T , INC.
$.01 par com m on
C E R A D Y N E , INC.
$.10 par com m on
C H E C K T E C H N O L O G Y CO R P O R A T IO N
$.10 par com m on
C H E C K P O IN T S Y S T E M S , INC.
$.10 par com m on
C H E C K R O B O T , INC.
$.01 par com m on
C H E M C L E A R , INC.
$.01 par com m on
C H E M E X P H A R M A C E U T IC A L S , INC.
$.01 par com m on
W arrants (expire 05-29-89)
C la s s 1, w arrants (expire 05 20-90)
C EM CO R P O R A T IO N
$.05 par com m on
C E R A M IC S P R O C E S S S Y S T E M S
CO R P O R A T IO N
$.01 par com m on
C E N C O R , INC.
$1.00 par com m on
C E R B C O , INC.
$.10 par com m on
C H E M F IX T E C H N O L O G IE S , INC.
$.01 par com m on
W arrants (expire 06-15-89)
C E N T E L C A B L E T ELEVISIO N C O M P A N Y
C la s s A, $.01 par com m on
C E R N E R CO R P O R A T IO N
$.01 par com m on
CHEMICAL FABRICS CORPORATION
$.10 par common
'Addition to List under Board criteria
fAdditlon to List under NMS designation
—7—
CHEMICAL FINANCIAL CORP.
$10.00 par common
CIRCON CORPORATION
$.01 par common
CLINICAL DATA, INC.
$.01 par common
C H E M IC A L L E A M A N CO R P O R A T IO N
$2.50 par com m on
CITIZENS & S O U T H E R N CORP.
$2.50 par com m on
C L IN IC A L S C IE N C E S , INC.
$.01 par com m on
C H E R N E E N T E R P R IS E S INC.
No par com m on
CITIZENS B A N C O R P (Maryland)
$2.50 par com m on
C LIN T O N G A S S Y S T E M S INC.
No par com m on
C H E R O K E E GROUP, T H E
No par com m on
CITIZENS B A N K (North Carolina)
$2.50 par com m on
C LO T H E S T IM E , INC., T H E
$.01 par com m on
C H E R R Y C O R PO R AT IO N
$1.00 par com m on
CITIZEN S B A N K IN G CO R P O R A T IO N
$10.00 par com m on
C M S AD VER T ISIN G , INC.
$.01 par com m on
C H E S A P E A K E UTILITIES C O R P O R A T IO N
$.482/s par com m on
CITIZENS G R O W TH P R O P E R T IE S
$1.00 par sh ares of b e n eficia l
interest
C H E S H IR E FIN A N C IA L C O R P O R A T IO N
$1.00 par com m on
C H E Y E N N E S O FT W A R E INC.
$.01 par com m on
C H IC A G O D O C K A N D C A N A L TRUST, T H E
S hares of b e n eficia l interest
C H ILD W O RLD , INC.
$.10 par com m on
C H IL D R E N ’S D ISC O V E R Y C E N T E R S O F
A M E R IC A , INC.
C la s s A, $.01 par com m on
C H ILI’S INC.
$.10 par com m on
C H IP S A N D T E C H N O L O G IE S , INC.
$.01 par com m on
C H IR O N CO R P O R A T IO N
$.01 par com m on
C H IT T EN D EN CO R P O R A T IO N
$1.00 par com m on
C H R O N A R CO R P O R A T IO N
No par com m on
C H U R C H & DW IGHT CO., INC.
$1.00 par com m on
CIM C O , INC.
$.01 par com m on
CINCINNATI F IN A N C IA L CO R P O R A T IO N
$2.00 par com m on
CINCINNATI M ICROW AVE, INC.
No par com m on
CIN T A S CO R P O R A T IO N
No par com m on
C IP H E R DATA PR O D U CT S, INC.
$.001 par com m on
CIPR IC O INC.
$.01 par com m on
CIR C A D IA N , INC.
$.01 par com m on
C IR C L E E X P R E S S , INC.
No par com m on
C IR C L E FIN E A R T CO R P O R A T IO N
$.10 par com m on
C IR C L E IN C O M E S H A R E S , INC.
$1.00 par com m on
‘Addition to List under Board criteria
fAddltlon to List under NMS designation
CITIZEN S S A V IN G S B A N K , F.S.B.
(Maryland)
$.01 par com m on
C M S E N H A N C E M E N T S , INC.
$.01 par com m on
C N B B A N C S H A R E S , INC.
No par com m on
C N L F IN A N C IA L C O R P O R A T IO N
$1.00 par com m on
CITIZEN S S A V IN G S B A N K , F.S.B. (New
York)
$1.00 par com m on
C O -O P ER A T IV E B A N K O F C O N C O R D ,
INC. (M assachu setts)
$1.00 par com m on
CITIZEN S S A V IN G S FIN A N C IA L
C O R P O R A T IO N (Florida)
C la s s B, $.01 par com m on
C O A S T F E D E R A L S A V IN G S A N D L O A N
ASSO C IA T IO N (Florida)
$.01 par com m on
CITIZEN S UTILITIES C O M P A N Y
S e rie s A, $.25 par com m on
S e rie s B, $.25 par com m on
C O B B R E S O U R C E S CO R P O R A T IO N
$.10 par com m on
CITIZENS, INC.
C la s s A, $1.00 par com m on
CITY H O LD IN G C O M P A N Y
$2.50 par com m on
CITY INVESTIN G C O M P A N Y
LIQUIDATING T RU ST
U n its of be n eficia l interest
CITY N A T IO N A L CO R P O R A T IO N
$1.00 par com m on
CITY R E S O U R C E S (C AN AD A) LTD.
No par com m on
C IT YFED FIN A N C IA L C O R P O R A T IO N
$.01 par com m on
S e rie s B, $25.00 par cu m ulative
convertible preferred
S eries C, $.40 junior preferred
C K F E D E R A L S A V IN G S B A N K
$1.00 par com m on
C O B E L A B O R A T O R IE S , INC.
No par com m on
C O C A M INES, INC.
$.01 par com m on
C O C A -C O L A BO TT LIN G C O M P A N Y
C O N S O LID A T E D
$1.00 par com m on
C O D E -A LA R M , INC.
No par com m on
C O D EN O LL TECH N O LO G Y
C O R P O R A T IO N
$.01 par com m on
W arrants (expire 09-10-89)
C O G N O S IN C O R P O R A T ED
No par com m on
C O H A S S E T S A V IN G S B A N K
(M assachu setts)
$.10 par com m on
C O H E R E N T , INC.
$.22 par com m on
C L A IR S O N IN T ER N A T IO N A L
C O R P O R A T IO N
$.01 par com m on
C O L L A B O R A T IV E R E S E A R C H , INC.
$.10 par com m on
C L A R C O R , INC.
$1.00 par com m on
C O L L A G E N C O R P O R A T IO N
$.01 par com m on
C L E A N H A R B O R S , INC.
$.01 par com m on
C L E V E T R U S T R E A LT Y IN V EST O R S
$1.00 par sh ares of b e n eficia l
interest
C L IF F S D RILLIN G C O M P A N Y
$.01 par com m on
No par convertible e xch angeable
preferred sto ck
-8—
C O L L E C T IV E B A N C O R P , INC.
$.01 par com m on
C O L O N IA L A M E R IC A N B A N K S H A R E S
CO R P O R A T IO N
$5.00 par com m on
C O L O N IA L B A N C G R O U P , INC.
C la s s A, $2.50 par com m on
C O L O N IA L G A S C O M P A N Y
$5.00 par com m on
COLONIAL GROUP, INC., THE
Class A, $.10 par common
C O L O N IA L LIFE & A C C ID E N T
IN S U R A N C E C O M P A N Y
C la s s B, non-voting, $1.00 par
com m on
C O M M O D O R E E N V IR O N M E N T A L
S E R V IC E S , INC.
$.10 par com m on
CO M M O N W EALTH B A N C SH A R E S
C O R P O R A T IO N
$3.50 par com m on
C O L O R A D O N A T IO N A L B A N K S H A R E S ,
INC.
No par com m on
CO M M O N W EALTH M O RTG AG E
C O M P A N Y , INC.
$.10 par com m on
C O L O R O C S CO R P O R A T IO N
$.05 par com m on
C la s s C, warrants (expire 03-31-89)
C la s s D, w arrants (no expiration
date)
C O M M O N W E A L T H S A V IN G S A N D LO A N
AS SO C IA T IO N F. A. (Florida)
$1.00 par com m on
C O M M U N IC A T IO N S & C A B L E , INC.
$.05 par com m on
C O L U M B IA FIRST F E D E R A L S A V IN G S &
L O A N A S SO CIAT IO N (W ashington, D.C.)
$.01 par com m on
C O M M U N IC A T IO N S S Y S T E M S , INC.
$.05 par com m on
C O M A IR H O LD IN G S, INC.
No par com m on
C O M M U N IC A T IO N S TRA N SM ISS IO N , INC.
$.01 par com m on
C O M A R C O , INC.
No par com m on
C O M C A S T CO R P O R A T IO N
C la s s A, $1.00 par com m on
S p e c ia l C la s s A, non-voting, $1.00
par com m on
5 1/2% convertible subordinated
debentures
C O M C O A , INC.
No par com m on
C O M D AT A H O L D IN G S C O R P O R A T IO N
$.01 par com m on
C O M D IA L C O R P O R A T IO N
$.01 par com m on
C O M E R IC A IN C O R P O R A T E D
$5.00 par com m on
S e rie s B, $4.32 par cu m ulative
co nvertible preferred
C O M M E R C E B A N C O R P , INC. (New Jersey)
$1.5625 par com m on
S e rie s B, no par cu m ulative
convertible preferred
tC O M M U N IT Y B A N C O R P , INC.
$.01 par com m on
C O M M U N IT Y B A N K S Y S T E M , INC. (New
York)
$1.25 par com m on
C O M M U N IT Y B A N K S , INC.
(Pennsylvania)
$5.00 par com m on
C O M M U N IT Y B A N K S H A R E S , INC.
$1.00 par com m on
C O M M U N IT Y N A T IO N A L B A N C O R P, INC.
$.01 par com m on
C O M N E T C O R P O R A T IO N
$.50 par com m on
C O M P -U -C H E C K , INC.
$.10 par com m on
C O M P O N E N T T E C H N O L O G Y CORP.
$.01 par com m on
C O M P R E S S IO N L A B S , INC.
$.01 par com m on
C O M M E R C E B A N C S H A R E S , INC.
$5.00 par com m on
C O M P U C H E M CO R P O R A T IO N
$.01 par com m on
C O M M E R C E C L E A R IN G H O U SE, INC.
$1.00 par com m on
C O M P U C O M S Y S T E M S , INC.
No par com m on
C O M M E R C E B A N C O R P (California)
No par com m on
C O M P U T E R & C O M M U N IC A T IO N S
T E C H N O L O G Y CO R P O R A T IO N
$.40 par com m on
C O M M E R C IA L B A N C O R P O R A T IO N O F
CO LO RAD O
C la s s A, $1.00 par com m on
C O M M E R C IA L D E C A L, INC.
$.20 par com m on
C O M M E R C IA L F E D E R A L C O R P O R A T IO N
$.01 par com m on
C O M P U T E R AU TO M ATIO N , INC.
$.10 par com m on
CO M PU TER CO M PO N EN TS
CO R P O R A T IO N
t
$.01 par com m on
t
W arrants (expire 06-18-91)
C O M M E R C IA L IN T ER T ECH CORP.
$1.00 par com m on
C O M P U T E R DATA S Y S T E M S , INC.
$.10 par com m on
C O M M E R C IA L N A T IO N A L
CO R P O R A T IO N
$5.00 par com m on
CO M PU TER ENTRY SYSTEM S
CO R P O R A T IO N
$.05 par com m on
'Addition to List under Board criteria
fAddition to List under NMS designation
— 9—
COMPUTER HORIZONS CORP.
$.10 par common
C O M P U T E R ID ENTICS C O R P O R A T IO N
$.10 par com m on
C O M P U T E R L A N G U A G E R E S E A R C H , INC.
$.01 par com m on
C O M P U T E R M E M O R IE S IN C O R P O R A T E D
$.01 Par com m on
C O M P U T E R PR O D U C T S, INC.
$.01 par com m on
C O M S H A R E , INC.
$1.00 par com m on
C O M S T O C K G RO U P, INC.
$.25 par com m on
C O M S T O C K R E S O U R C E S , INC.
$.50 par com m on
C O N C E P T , INC.
$.50 par com m on
C O N C O R D C A M E R A CORP.
No par com m on
C O N C O R D C O M PU T IN G C O R PO R AT IO N
$1.00 par com m on
C O N C O R D E C A R E E R C O L L E G E S , INC.
$.01 par com m on
CO N C U R R EN T C O M PU TER CORPORATION
$.01 par com m on
C O N F E R T E C H IN T ER N AT IO N AL, INC.
$.01 par com m on
C O N G R E S S S T R E E T PR O P ER T IE S, INC.
$.10 par com m on
C O N M E D C O R P O R A T IO N
$.01 par com m on
C O N N A U G H T B IO S C IE N C E S INC.
No par com m on
C O N N E C T IC U T W ATER S ER V IC E , INC.
No par com m on
C O N N E R P E R IP H E R A L S , INC.
No par com m on
C O N S O L ID A T E D C A P IT A L IN C O M E
TRUST
No par sh are s of b e n eficia l interest
C O N S O L ID A T E D C A P IT A L R EA LT Y
IN V E S T O R S
No par sh ares of b e n eficia l interest
C O N S O L ID A T E D C A P IT A L S P E C IA L
T RU ST
No par sh are s of b e n e ficia l interest
C O N S O L ID A T E D FIB R E S INC.
$1.00 par com m on
C O N S O L ID A T E D P A P E R S , INC.
$1.00 par com m on
C O N S O L ID A T E D PR O D U C T S, INC.
No par com m on
C O N S O L ID A T E D -T O M O K A LA N D CO.
$1.00 par com m on
C O N S T A R IN TERN ATIO N AL, INC.
W arrants (expire 11-13-89)
C O N S T E LL A T IO N B A N C O R P
No par com m on (stated value
$ 10.00)
C O R E S T A T E S FIN A N C IA L
CO R P O R A T IO N
$1.00 par com m on
C O R N E R S T O N E F IN A N C IA L
CO R P O R A T IO N
No par com m on
CO NSTITUTIO N B A N C O R P O F NEW
E N G L A N D , INC.
$1.00 par com m on
C O R N U C O P IA R E S O U R C E S LTD.
No par com m on
C O N S U L R E S T A U R A N T CO R P O R A T IO N
$.01 par com m on
C O R P O R A T E DATA S C IE N C E S , INC.
No par com m on
C O N S U M E R S F IN A N C IA L
C O R P O R A T IO N
No par com m on
$1.00 par convertible preferred
C O R P O R A T E S O FT W A R E
IN C O R P O R A T E D
$.01 par com m on
C O N S U M E R S W ATER C O M P A N Y
$1.00 par com m on
C O R R E C T IO N S C O R P O R A T IO N O F
A M E R IC A
$1.00 par com m on
C O N T E L C E L L U L A R , INC.
C la s s A, $1.00 par com m on
fC O N T IN E N T A L S A V IN G S O F A M E R IC A
(California)
$1.11 par com m on
C O N T IN E N T A L G E N E R A L C O R PO R AT IO N
$1.00 par com m on
C O N T IN E N T A L H EALTH AFFILIATES, INC.
$.02 par com m on
C O N T IN E N T A L H O M E S H O LD IN G
CO M PAN Y
$.01 par com m on
C O N T IN E N T A L M E D IC A L S Y S T E M S , INC.
$.01 par com m on
CO N T IN U U M C O M PA N Y, T H E
$.10 par com m on
C O N T R O L R E S O U R C E INDUSTRIES, INC.
$.01 par com m on
C O N V E R G E N T S O LU TIO N S, INC.
$.01 par com m on
C O N V E R S IO N INDUSTRIES, INC.
No par com m on
C O S M E T IC A N D F R A G R A N C E
C O N C E P T S , INC.
$.01 par com m on
C O S M O C O M M U N IC A T IO N S
CO R P O R A T IO N
$.01 par com m on
C O S T A R CO R P O R A T IO N
$.10 par com m on
C O S T C O W H O L E S A L E CO R P O R A T IO N
$.01 par com m on
7 1/4% convertible subordinated
debentures
C P T C O R PO R AT IO N
$.05 par com m on
10% convertible subordinated
debentures
C R A C K E R B A R R E L O LD C O U N T R Y
S TO RE, INC.
$.50 par com m on
C R A FT M A T IC /C O N T O U R INDUSTRIES,
INC.
$.01 par com m on
CRAW FORD & CO M PAN Y
$1.00 par com m on
C R A Z Y EDDIE, INC.
$.01 par com m on
C R E S C O T T , INC.
$.001 par com m on
C R E S T A R F IN A N C IA L C O R P O R A T IO N
$5.00 par com m on
C R E S T M O N T F E D E R A L S A V IN G S &
L O A N A SSO CIAT IO N (New Jersey)
$1.00 par com m on
CRITERIO N GROUP, INC.
C la s s A, $.01 par com m on
C R IT IC A L INDUSTRIES, INC.
$.001 par com m on
C R IT IC A R E S Y S T E M S , INC.
$.04 par com m on
C O T T A G E S A V IN G S A SSO CIAT IO N (Ohio)
$1.00 par com m on
C R O N U S INDUSTRIES, INC.
$.10 par com m on
W arrants (expire 02-01-90)
CO TTO N STATES LIFE A N D H EALT H
IN S U R A N C E C O M P A N Y
$1.00 par com m on
C R O P G E N E T IC S IN T ER N A T IO N A L
C O R P O R A T IO N
$.10 par com m on
C O U N T R Y L A K E FO O D S, INC.
$.01 par com m on
C R O S S & T R E C K E R C O R P O R A T IO N
$1.00 par com m on
C O U N T R Y W IDE T R A N S P O R T
S E R V IC E S , INC.
$.01 par com m on
C R O W N A N D E R S E N INC.
$.10 par com m on
C O U N T Y S A V IN G S B A N K (California)
$1.00 par com m on
C R O W N B O O K S C O R P O R A T IO N
$.01 par com m on
C O N V E X C O M P U T E R CO R P O R A T IO N
$.01 par com m on
6% convertible subordinated
debentures
C O U R IER CO R P O R A T IO N
$1.00 par com m on
C O O PER D EVELO PM EN T C O M PA N Y
$.10 par com m on
C O U R IER D ISPATCH GROUP, INC.
$.001 par com m on
C O O P E R LIFE S C IE N C E S , INC.
$.10 par com m on
C O U S IN S P R O P E R T IE S INC.
$1.00 par com m on
COORS, A D O LPH C O M PA N Y
C la s s B, no par com m on
C O V IN G TO N D E V E LO P M E N T GROUP, INC.
$.01 par com m on
C O P Y T E L E , INC.
$.01 par com m on
CP A C , INC.
$.01 par com m on
C O R A L G O LD CO R P O R A T IO N
No par com m on
C P B , INC.
No par com m on
C O R C O M , INC.
No par com m on
C P C -R E X C E L , INC.
$.01 par com m on
CU M BERLAN D FED ERAL
B A N C O R P O R A T IO N , INC., T H E
$1.00 par com m on
CO RD IS CO R P O R A T IO N
$1.00 par com m on
CPI CORPORATION
$.40 par common
C U T C O IND USTRIES, INC.
$.10 par com m on
‘Addition to List under Board criteria
fAddition to List under NM S designation
— 10—
C R O W N A M E R IC A , INC.
No par com m on
C S C INDUSTRIES, INC.
$.10 par com m on
C S P INC.
$.01 par com m on
C U C IN T ER N AT IO N AL, INC.
$.01 par com m on
C U L L E N /F R O S T B A N K E R S , INC.
$5.00 par com m on
CULP, INC.
$.05 par com m on
CVB FINANCIAL CORP.
No par common
DATASOUTH COMPUTER CORPORATION
$.01 par common
DESIGNS, INC.
$.01 par common
C V N C O M P A N IE S , INC.
No par com m on
D ATAVISION, INC.
$.01 par com m on
D EST C O R P O R A T IO N
$.01 par com m on
C X R T E L C O M CO R P O R A T IO N
$.0033 par com m on
D ATRO N S Y S T E M S , INC
$.01 par com m on
D ETECTIO N S Y S T E M S INC.
$.05 par com m on
C Y B E R T E K C O R PO R AT IO N
$.01 par com m on
DATUM INC
$.25 par com m on
D ET R EX CORP.
$2.00 par com m on
C Y T O G E N C O R PO R AT IO N
$.01 par com m on
D AU PH IN D EPO SIT C O R P O R A T IO N
$5.00 par com m on
C Y T R X C O R PO R AT IO N
$.001 par com m on
W arrants (expire 11-09-91)
D AVO X C O R P O R A T IO N
$.10 par com m on
DETROIT & C A N A D A T U N N E L
C O R P O R A T IO N
$5.00 par com m on
D & N F IN A N C IA L C O R P O R A T IO N
$.01 par com m on
D.O.C. O PTIC S CO R P O R A T IO N
$.10 par com m on
D A H L B E R G , INC.
$.10 par com m on
D AILY JO U R N A L CO R P O R A T IO N
$.01 par com m on
D AIRY M A R T C O N V E N IE N C E S TO RES,
INC.
C la s s A, $.01 par com m on
C la s s B, $.01 par com m on
D AISY S Y S T E M S CO R P O R A T IO N
$.001 par com m on
D A K A IN T ERN AT IO N AL, INC.
$.01 par com m on
D AW SO N G E O P H Y S IC A L C O M P A N Y
$.331/3 par com m on
D B A S Y S T E M S , INC.
$.10 par com m on
DDI P H A R M A C E U T IC A L S , INC.
$.50 par com m on
DE T O M A S O INDUSTRIES, INC.
$2.50 par com m on
D EB S H O P S , INC.
$.01 par com m on
D E C O M S Y S T E M S , INC.
No par com m on
D E E R FIE L D F E D E R A L S A V IN G S & LO A N
ASSO C IA T IO N (Illinois)
$1.00 par com m on
D EVCO N INTERNATIO NAL CORPORATION
$.10 par com m on
D EV O N GRO U P, INC.
$.01 par com m on
D F S O U T H E A S T E R N , INC.
$1.00 par com m on
DH T E C H N O L O G Y , INC.
No par com m on
D IA G N O S T EK , INC.
$.01 par com m on
DIAL REIT, INC.
$.01 par com m on
D IB R E L L B R O T H E R S , INC.
$1.00 par com m on
D ICEO N E L E C T R O N IC S , INC.
$1.00 par com m on
D E F IA N C E P R ECISIO N P R O D U C T S, INC.
$.05 par com m on
D ICK C L A R K PRO D U C T IO N S, INC.
$.001 par com m on
D A L L A S S E M IC O N D U C T O R
CO R P O R A T IO N
$.02 par com m on
D E K A L B E N E R G Y CO.
C la s s B, no par com m on
DIGILOG, INC.
$.01 par com m on
D A M O N BIO TECH , INC.
$.01 par com m on
D E K A L B G E N E T IC S CO R P O R A T IO N
C la s s B, no par com m on
DIGITAL M ICR O W AV E CO R P O R A T IO N
$.01 par com m on
D ART G R O U P CO R P O R A T IO N
C la s s A, $1.00 par com m on
tD E L E L E C T R O N IC S CORP.
$.10 par com m on
DIGITECH, INC.
$.10 par com m on
DATA I/O CO R P O R A T IO N
No par com m on
D E L A W A R E O S T E G O CO R P O R A T IO N
$.125 par com m on
DIME F IN A N C IA L CORP.
$1.00 par com m on
DATA M E A S U R E M E N T C O R P O R A T IO N
$.01 par com m on
D E L C H A M P S INC.
$.01 par com m on
D IO N EX CO R P O R A T IO N
No par com m on
DATA SW ITCH CO R P O R A T IO N
$.01 par com m on
D E L L C O M P U T E R CO R P O R A T IO N
$.01 par com m on
DIONICS, INC.
$.01 par com m on
DATA T R A N SLA T IO N , INC.
$.01 par com m on
D ELPH I IN FO R M ATIO N S Y S T E M S , INC.
$.10 par com m on
D ISTRIBU TED LO G IC C O R P O R A T IO N
$.01 par com m on
DATA T R A N S M IS S IO N N E T W O R K
$.001 par com m on
D ELTA N A T U R A L G A S C O M P A N Y , INC.
$1.00 par com m on
D IVER SC O , INC.
$.01 par com m on
D A T A FLE X CO R P O R A T IO N
No par com m on
D ELTA US CO R P O R A T IO N
$.01 par com m on
D IVERSIFIED FO O D S, INC.
$.001 par com m on
DATA KEY, INC.
$.05 par com m on
D E LT A K CO R P O R A T IO N
$.01 par com m on
D IVERSIFIED IN V E S T M E N T G RO U P, INC.
$.01 par com m on
D A TA M A R IN E IN T ERN AT IO N AL, INC.
$.01 par com m on
D EN TO -M ED INDUSTRIES, INC.
$.01 par com m on
DIXIE Y A R N S , INC.
$3.00 par com m on
DATAPHAZ, INC.
$.001 par com m on
D EP CO R P O R A T IO N
$.01 par com m on
D NA P LA N T T E C H N O L O G Y CO R PO R AT O N
$.01 par com m on
D A T A S C O P E CORP.
$.01 par com m on
D EPO SIT G U A R A N T Y CO R P O R A T IO N
No par com m on
DOLLAR GENERAL CORPORATION
$.50 par common
‘Addition to List under Board criteria
fAddition to List under NM S designation
— 11
DOMAIN TECHNOLOGY, INCORPORATED
$.01 par common
D Y A N S E N C O R P O R A T IO N
$.01 par com m on
ECI T E LE C O M , LTD.
O rdinary Shares, IS 2.40 par value
D O M IN G U EZ W ATER CO R P O R A T IO N
$1.00 par com m on
DYATRO N CO R P O R A T IO N
$.662/3 par com m on
E D G C O M B C O R P O R A T IO N
$1.50 par com m on
DOMINION B A N K S H A R E S CO RPO RATIO N
$5.00 par com m on
D YC O M INDUSTRIES, INC.
$.331/j par com m on
ED ISO N C O N T R O L C O R P O R A T IO N
$.01 par com m on
D OM IN IO N F E D E R A L S A V IN G S & L O A N
ASSO C IA T IO N (Virginia)
$.01 par com m on
D Y N A M IC S R E S E A R C H C O R P O R A T IO N
$.10 par com m on
E G G H E A D , INC.
$.01 par com m on
D Y N A S C A N C O R P O R A T IO N
$.331/3 par com m on
EIP M ICRO W AVE INC.
No par com m on
D Y N A T E C H C O R P O R A T IO N
$.20 par com m on
E L C H IC O C O R P O R A T IO N
$.10 par com m on
E & B M ARIN E, INC.
$.01 par com m on
E L P A S O E L E C T R IC C O M P A N Y
No par com m on
D O S K O C IL C O M P A N IE S INC.
$.40 par com m on
E ’TO W N CO R P O R A T IO N
No par com m on
E L P O LL O A S A D O , INC.
No par com m on
DOTRONIX, INC.
$.05 par com m on
E-Z-EM, INC.
$.10 par com m on
E L A N C O R P O R A T IO N P L C
A m erican D epository R e ce ip ts
D O UG LAS & LO M ASO N C O M PA N Y
$2.00 par com m on
E.I.L. IN STR U M EN TS, INC.
$.10 par com m on
ELBIT C O M P U T E R S LTD
O rdinary Shares, IS .03 par value
D O N E G A L G R O U P INC.
$1.00 par com m on
D O R C H E S T E R H U G O TO N , LTD.
D epository R e ce ip ts for U n its of
Lim ited Partnership Interest
D R E S S B A R N , INC., T H E
$.05 par com m on
D REW IND USTRIES IN C O R P O R A T E D
$.01 par com m on
D R E X L E R T E C H N O L O G Y CO R P O R A T IO N
$.01 par com m on
D R E Y E R ’S G R A N D ICE C R E A M , INC.
$1.00 par com m on
D RUG EM PO RIU M , INC.
$.10 par com m on
DS B A N C O R , INC. (Connecticut)
$1.00 par com m on
fE .R .C . E N V IR O N M E N T A L & E N E R G Y
S E R V IC E S CO., INC.
$.05 par com m on
EA E N G IN E ER IN G , S C IE N C E A N D
T E C H N O L O G Y , INC.
$.01 par com m on
E A G L E B A N C O R P , INC.
$.10 par com m on
E A G L E B A N C S H A R E S , INC.
$1.00 par com m on
E A G L E T E LE P H O N IC S , INC.
$.01 par com m on
D S C C O M M U N IC A T IO N S
$.01 par com m on
EAR T H T E C H N O L O G Y CO R P O R A T IO N
(USA), T H E
$.10 par com m on
DST S Y S T E M S , INC.
$.01 par com m on
E A S C O H A N D T O O LS , INC.
$.01 par com m on
D U M A G A M I M IN ES LIMITED
$1.00 par com m on
D U N K IN ’ D O N U T S INC.
$1.00 par com m on
tE A S T C O IN D U STRIAL S A F E T Y CORP.
$.01 par com m on
E A S T E R N B A N C O R P INC.
$.01 par com m on
E L C O INDUSTRIES, INC.
$5.00 par com m on
E L C O T E L, INC.
$.01 par com m on
E L D E C C O R P O R A T IO N
$.05 par com m on
E L E C T R O R E N T C O R P O R A T IO N
No par com m on
E L E C T R O SCIEN TIFIC INDUSTRIES, INC.
No par com m on
E LE C T R O -C A T H E T E R C O R P O R A T IO N
$.10 par com m on
E L E C T R O -N U C L E O N IC S , INC.
$.0 2 1/2 par com m on
E L E C T R O -S E N S O R S , INC.
$.10 par com m on
ELECTRO LU X AB
C la s s B, A m erican D epository
R e ce ip ts
E L E C T R O M A G N E T IC S C IE N C E S , INC.
$.10 par com m on
D U Q U E S N E S Y S T E M S INC.
No par com m on
E A S T E R N E N V IR O N M E N T A L S ER V IC E S ,
INC.
$.01 par com m on
D U R A K O N INDUSTRIES, INC.
No par com m on
E A S T E X EN ER G Y, INC.
$.01 par com m on
D U R A M E D P H A R M A C E U T IC A L , INC.
$.01 par com m on
E A S T L A N D F IN A N C IA L CORP.
$.01 par com m on
D U R A T E K CO R P O R A T IO N
$.01 par com m on
E A S T M A Q U E G O L D M IN ES LTD.
No par com m on
D U R H A M CO R P O R A T IO N
$5.00 par com m on
E A S T O V E R CO R P O R A T IO N
No par sh are s of b e n eficia l interest
ELM W O O D F E D E R A L S A V IN G S B A N K
(Pennsylvania)
$1.00 par com m on
D URIRON C O M P A N Y , INC., TH E
$1.25 par com m on
EATON F IN A N C IA L CO R P O R A T IO N
$.10 par com m on
E L R O N E L E C T R O N IC IN D U STRIES LTD.
O rdinary Shares, NIS .003 par value
D U R R -FILLA U E R M ED IC AL, INC.
$.50 par com m on
EATO N V A N C E CO R P O R A T IO N
Non-voting, $.121/2 par com m on
ELXSI CORPORATION
$.001 par common
•Addition to List under Board criteria
fAddltlon to List under NM S designation
— 12—
E L E C T R O N IC DATA T E C H N O L O G IE S
$.01 par com m on
E L E C T R O N IC T E LE -C O M M U N IC A T IO N S ,
INC.
C la s s A, non-voting, $.01 par com m on
ELIOT S A V IN G S B A N K (M a ssachu setts)
$.10 par com m on
EMC INSURANCE GROUP INC.
$1.00 par common
EPITOPE, INC.
No par common
EXOVIR, INC.
$.01 par common
E M C O N A S S O C IA T E S
N o par com m on
E P S ILO N DATA M A N A G E M E N T , INC.
$.01 par com m on
EM PI, INC.
$.10 par com m on
EQUION CO R P O R A T IO N , T H E
$.01 par com m on
EX P ED IT O R S IN T E R N A T IO N A L O F
W A S H IN G T O N , INC.
$.01 par com m on
E M P IR E FIN A N C IA L CORP.
$.01 par com m on
EQ U IT A B LE B A N C O R P O R A T IO N
$5.00 par com m on
EM PIRE-O RR, INC.
$.01 par com m on
EM PLO YERS CASUALTY CO M PAN Y
$1.25 par com m on
E M S S Y S T E M S , LTD.
N o par com m on
E M U L E X CO R P O R A T IO N
No par com m on
E N C O R E C O M P U T E R C O R P O R A T IO N
$.01 par com m on
E X P LO R A T IO N C O M P A N Y O F
LO U ISIAN A, INC., T H E
$.01 par com m on
EQ U IT A B LE O F IOWA C O M P A N IE S
C la s s B, non-voting, no par com m on
F & M F IN A N C IA L S E R V IC E S
C O R P O R A T IO N
$.25 par com m on
EQUITEX, INC.
$.001 par com m on
F & M N A T IO N A L C O R P O R A T IO N
$2.00 par com m on
EQUITY OIL C O M P A N Y
$1.00 par com m on
E R IC S SO N , L. M. T E L E P H O N E C O M P A N Y
A m erican D epository R e ce ip ts for
S e rie s B sto ck
E N E R G Y C O N V E R S IO N D EVICES, INC.
$.01 par com m on
ERIE L A C K A W A N N A , INC.
No par ca p ita l stock, $1.00 stated
value
E N E R G Y N O R T H , INC.
$1.00 par com m on
E R L Y IND USTRIES INC.
$1.00 par com m on
E N E X R E S O U R C E S C O R P O R A T IO N
$.05 par com m on
E S C A L A D E , IN C O R P O R A T ED
$1.00 par com m on
tF.F.O. FIN A N C IA L G RO U P, INC.
$.10 par com m on
F.N.B. CO R P O R A T IO N
$2.00 par com m on
FA B R IC LA N D , INC.
No par com m on
FAIR, IS S A C A N D C O M PA N Y,
IN C O R P O R A T E D
$.01 par com m on
FAIR FIELD C O U N T Y B A N C O R P , INC.
$1.00 par com m on
E S E L C O , INC.
$1.00 par com m on
FA IR FIE LD FIRST B A N K & T RU ST
C O M P A N Y (Connecticut)
$5.00 par com m on
E N G IN E E R IN G M E A S U R E M E N T S
CO M PAN Y
$.01 par com m on
E S S E F C O R P O R A T IO N
No par com m on
F A IR FIE LD -N O B LE C O R P O R A T IO N
$.10 par com m on
EN G LIS H C H IN A C LA Y S , P L C
A m e rica n D epository R e ce ip ts
E S S E X CO R P O R A T IO N
$.10 par com m on
F A L C O N OIL & G A S C O M P A N Y , INC.
$.01 par com m on
E N G R A P H , INC.
$1.00 par com m on
ESSEX COUNTY G AS CO M PAN Y
$2.50 par com m on
F A L C O N B R ID G E LIMITED
No par com m on
E N S E C O IN C O R P O R A T E D
$.01 par com m on
EVANS & SU TH ERLAN D CO M PU TER
C O R P O R A T IO N
$.20 par com m on
F A L S T A F F BR E W IN G CO R P O R A T IO N
$1.00 par com m on
E N G IN E E R E D S U P P O R T S Y S T E M S , INC.
$.01 par com m on
E N T R E E C O R P O R A T IO N
$.01 par com m on
E N T R O N IC S C O R P O R A T IO N
$.01 par com m on
EN V IR O D Y N E INDUSTRIES, INC.
$.10 par com m on
EV AN S, INC.
$.20 par com m on
E V A N S V ILL E F E D E R A L S A V IN G S B A N K
(Indiana)
$1.00 par com m on
FA M ILY B A N C O R P
$.10 par com m on
FAM ILY S T E A K H O U SES O F FLORIDA, INC.
$.01 par com m on
FA M O U S R E S T A U R A N T S , INC.
$.01 par com m on
EN V IR O N M E N T A L C O N T R O L GROUP, INC.
$.10 par com m on
E V E R E X S Y S T E M S , INC.
$.001 par com m on
F A R A D Y N E E L E C T R O N IC S CORP.
$.05 par com m on
EN V IR O N M EN T AL PO W ER CORPO RATIO N
$.01 par com m on
E V E R G R E E N B A N C O R P, INC.
$3.33 par com m on
E N V IR O N M E N T A L T E C T O N IC S
CO R P O R A T IO N
$.10 par com m on
E X A R CO R P O R A T IO N
No par com m on
FA R M & H O M E FIN A N C IA L
C O R P O R A T IO N
$.01 par com m on
E X C E L B A N C O R P, INC.
$.10 par com m on
E N V IR O N M E N T A L T R E A T M E N T &
T E C H N O L O G IE S CORP.
8% convertible subordinated
debentures
E X C E L A N , INC.
$.01 par com m on
E N V IR O S A F E S E R V IC E S , INC.
$.01 par com m on
E X C H A N G E B A N C O R P INC.
$1.00 par com m on
EN Z O N , INC.
$.01 par com m on
W arrants (expire 02-15-89)
E X E C U T O N E IN FO R M AT IO N S Y S T E M S ,
INC.
$.01 par com m on
‘Addition to List under Board criteria
fAddltion to List under NMS designation
— 13—
FA R M H O U S E FO O D S C O R P O R A T IO N
$.05 par com m on
F A R M E R BRO S. C O M P A N Y
$1.00 par com m on
FA R R C O M P A N Y
$1.00 par com m on
F A R R A G U T M O R T G A G E C O M PA N Y , INC.
$.10 par com m on
FASTEN AL CO M PAN Y
$.01 par com m on
FB&T CORPORATION
$1.00 par common
F B X CO R P O R A T IO N
$.01 par com m on
F D P CO R P O R A T IO N
$.01 par com m on
F E D E R A L S A V IN G S B A N K O F PU ER T O
RICO, T H E
$1.00 par com m on
F E D E R A L S A V IN G S B A N K , T H E
(Connecticut)
$.01 par com m on
FED ERAL SCREW W ORKS
$1.00 par com m on
F E D E R A T E D FIN A N C IA L S A V IN G S &
L O A N ASSO CIAT IO N (W isconsin)
$.10 par com m on
FE R R O F L U ID IC S CO R P O R A T IO N
$.001 par com m on
F H P IN T ER N A T IO N A L C O R P O R A T IO N
$.05 par com m on
FIB R O N IC S IN TERN ATIO N AL, INC.
$.05 par com m on
FID ELITY F E D E R A L S A V IN G S & LO A N
ASSO CIAT IO N O F T E N N E S S E E
$1.00 par com m on
FIRST A M E R IC A N B A N K A N D T RU ST O F
PALM B E A C H C O U N T Y
C la s s A, $1.00 par com m on
FIRST A M E R IC A N CO R P O R A T IO N
$5.00 par com m on
FIRST A M E R IC A N F IN A N C IA L
CO R P O R A T IO N , TH E
$1.00 par com m on
FIRST A M E R IC A N S A V IN G S B A N K ,
F.S.B. (Ohio)
$1.00 par com m on
FIRST A M E R IC A N SAVIN G S, F.A.
(Pennsylvania)
$1.00 par com m on
FIRST A M F E D CO R P O R A T IO N
$.01 par com m on
FIRST B A N C SECURITIES, INC.
$5.00 par com m on
FIRST B A N C O R P (North Carolina)
$5.00 par com m on
FIRST B A N C O R P O R A T IO N O F OHIO
$3.33 par com m on
FIRST C A P IT A L CO R P O R A T IO N
No par com m on
FIRST C A P IT O L FIN A N C IA L CORP.
$.01 par com m on
FIRST ESSEX BANCORP, INC.
$.10 par common
FIRST EX EC U T IV E C O R P O R A T IO N
$2.00 par com m on
Series E, $1.00 par depository preferred
Series F, $1.00 par depository preferred
S eries G, $1.00 par cu m ulative
convertible preferred
W arrants (expire 11-15-90)
FIRST FAM ILY GROUP, INC.
No par com m on
FIRST FA R W E S T C O R P O R A T IO N
$2.50 par com m on
FIRST F E D E R A L O F A L A B A M A , F.S.B.
$.01 par com m on
FIRST F E D E R A L O F M ICH IG AN
$.01 par com m on
FIRST F E D E R A L O F W E S T E R N
P E N N S Y L V A N IA
$1.00 par com m on
FIRST F E D E R A L S A V IN G S & LO A N
A S SO CIAT IO N O F C O E U R D’A L E N E
$1.00 par com m on
FIRST F E D E R A L S A V IN G S & LO A N
A S SO CIAT IO N O F H A R R IS B U R G
$1.00 par com m on
FIRST C H A R T E R CO R P O R A T IO N
$5.00 par com m on
FIRST F E D E R A L S A V IN G S & LO A N
AS SO C IA T IO N O F L A G R A N G E
(Georgia)
$1.00 par com m on
FIRST CITIZENS B A N C S H A R E S , INC.
C la s s A, $1.00 par com m on
C la s s B, $1.00 par com m on
FIRST F E D E R A L S A V IN G S & LO A N
ASSO C IA T IO N O F L E N A W E E C O U N T Y
$1.00 par com m on
FIFTH THIRD B A N C O R P
No par com m on, $2.22 stated value
FIRST C O L O N IA L B A N K S H A R E S
C O R P O R A T IO N (Illinois)
C la s s A, $1.25 par com m on
FIRST F E D E R A L S A V IN G S & LO A N
A S SO CIAT IO N O F S A LT L A K E CITY
$1.00 par com m on
FIG G IE IN T ER N A T IO N A L INC.
C la s s A, $.10 par com m on
C la s s B, $.10 par com m on
FIRST C O L O R A D O FIN A N C IA L
C O R P O R A T IO N
$1.00 par com m on
FIRST F E D E R A L S A V IN G S & LO A N
AS SO C IA T IO N O F W O O ST ER
$1.00 par com m on
FIL E N E T CO R P O R A T IO N
$.01 par com m on
FIRST C O M M E R C E C O R P O R A T IO N
$5.00 par com m on
F IN A N C IA L B E N E FIT GROUP, INC.
C la s s A, $.01 par com m on
C la s s B, $.01 par com m on
FIRST C O M M E R C IA L B A N C O R P
No par com m on
FIRST F E D E R A L S A V IN G S A N D L O A N
AS SO C IA T IO N O F C H A T T A N O O G A
$1.00 par com m on
FID ELITY F E D E R A L S A V IN G S B A N K
(Indiana)
$.01 par com m on
‘ FID ELITY S A V IN G S A SSO CIAT IO N
(Pennsylvania)
$1.00 par com m on
F IN A N C IA L N EW S N ET W O R K , INC.
No par com m on
FIRST C O M M E R C IA L B A N C S H A R E S ,
INC. (Alabama)
$1.00 par com m on
F IN A N C IA L T RU ST CORP.
$5.00 par com m on
FIRST C O M M E R C IA L CO R P O R A T IO N
$5.00 par com m on
FIN G E R M A T R IX, INC.
$.02 par com m on
FIRST C O M M U N IT Y B A N C O R P , INC.
$1.00 par com m on
FIN N IG AN CO R P O R A T IO N
$.01 par com m on
FIRST CO NSTITUTIO N F IN A N C IA L
CO R P O R A T IO N
$1.00 par com m on
FIRST A L A B A M A B A N C S H A R E S , INC.
$.625 par com m on
FIRST A L B A N Y C O M P A N IE S INC.
$.01 par com m on
FIRST C O N T IN E N T A L R E A L ESTATE
IN V E S T M E N T T RU ST
$1.00 par sh ares of be n eficia l
interest
FIRST AM AR ILLO BANCORPO RATION, INC.
$1.00 par com m on
FIRST E A S T E R N CORP. (Pennsylvania)
$10.00 par com m on
‘Addition to List under Board criteria
fAddltion to List under NMS designation
-14—
FIRST F E D E R A L S A V IN G S A N D LO A N
AS SO C IA T IO N O F EA S T H A R T FO R D
(Connecticut)
$.01 par com m on
FIRST F E D E R A L S A V IN G S A N D LO A N
ASSO C IA T IO N O F FO R T M Y E R S
$.01 par com m on
FIRST F E D E R A L S A V IN G S A N D LO A N
ASSO C IA T IO N O F SO U TH C A R O L IN A
$1.00 par com m on
FIRST FE D E R A L SAVIN G S B A N K (Alabama)
$.01 par com m on
FIRST F E D E R A L S A V IN G S B A N K (Puerto
Rico)
$1.00 par com m on
FIRST F E D E R A L S A V IN G S B A N K O F
C H A R L O T T E C O U N T Y (Florida)
$1.00 par com m on
FIRST F E D E R A L S A V IN G S B A N K O F
E LIZ A B ET H T O W N (Kentucky)
$1.00 par com m on
FIRST F E D E R A L S A V IN G S B A N K O F
G E O R G IA
$1.00 par com m on
FIRST F E D E R A L S A V IN G S B A N K O F
M ONTANA
$.01 par com m on
FIRST F E D E R A L S A V IN G S B A N K O F
PERRY
$1.00 par com m on
FIRST F E D E R A L S A V IN G S O F
A R K A N S A S , F.A.
$.01 par com m on
FIRST FIDELITY B A N C O R P, INC. (West
Virginia)
$1.25 par com m on
FIRST F IN A N C IA L B A N C O R P
$8.00 par com m on
fF IR S T F IN A N C IA L C A R IB B E A N
CO R P O R A T IO N
$1.00 par com m on
FIRST F IN A N C IA L CO R P O R A T IO N
$1.00 par com m on
FIRST FIN A N C IA L H O LD IN G S, INC.
$.01 par com m on
FIRST FIN A N C IA L M A N A G E M E N T CORP.
$.10 par com m on
FIRST FIN A N C IA L S A V IN G S
ASSO CIAT IO N (Pennsylvania)
$1.00 par com m on
FIRST F IN A N C IA L S A V IN G S
ASSO CIAT IO N , F.A. (Ohio)
$1.00 par com m on
FIRST FLO R ID A B A N K S , INC.
$1.00 par com m on
FIRST F R A N K L IN C O R P O R A T IO N
$.01 par com m on
FIRST G E O R G IA H O LD IN G , INC.
$1.00 par com m on
FIRST G O L D E N B A N C O R P O R A T IO N
$.05 par com m on
FIRST HAW AIIAN, INC.
$5.00 par com m on
FIRST H O M E F E D E R A L S A V IN G S A N D
L O A N A S SO CIAT IO N (Florida)
$1.00 par com m on
FIRST H O M E S A V IN G S B A N K , S.L.A.
(New Jersey)
$1.00 par com m on
FIRST ILLINOIS CO R P O R A T IO N
$1.00 par com m on
FIRST INTERSTATE OF IOWA, INC.
$1.00 par common
FIRST STATE FINANCIAL SERVICES, INC.
$.01 par common
FIRST LIBERTY FINANCIAL CORPORATION
$1.00 par com m on
FIRST T E N N E S S E E N A T IO N A L
C O R P O R A T IO N
$2.50 par com m on
FIRST M A R Y L A N D B A N C O R P
$5.00 par com m on
FIRST M IC H IG A N B A N K CO R P O R A T IO N
$1.00 par com m on
FIRST M ID W EST B A N C O R P , INC.
No par com m on
FIRST W E S T E R N F IN A N C IA L
C O R P O R A T IO N
$1.00 par com m on
FIRST M U T U A L S A V IN G S B A N K
(W ashington)
$1.00 par com m on
FIRST W O B U R N B A N C O R P INC.
$.10 par com m on
FIRST N A T IO N A L B A N C O R P (Georgia)
$1.00 par com m on
FIRST N A T IO N A L B A N K C O R P (M ichigan)
$3,125 par com m on
FIRST N A T IO N A L CINCINNATI
C O R P O R A T IO N
$5.00 par com m on
FIRST N A T IO N A L P E N N S Y L V A N IA
CO R P O R A T IO N , T H E
$4,166 par com m on
FIRST N O R T H E R N S A V IN G S & LO A N
AS SO C IA T IO N (W isconsin)
$1.00 par com m on
FIRST O A K B R O O K B A N C S H A R E S , INC.
(Illinois)
C la s s A, $2.00 par com m on
FIRST O F A M E R IC A B A N K
C O R P O R A T IO N (M ichigan)
$10.00 par com m on
S e rie s D, 11.25% convertible
preferred, $64.00 par value
S e rie s E, convertible preferred
9% convertible preferred, $11.00 par
value
FIRST O F L O N G ISLAN D
C O R P O R A T IO N , T H E
$.10 par com m on
FIRST W O R LD C H E E S E , INC.
$.01 par common
F IR S T B A N K O F ILLINOIS CO.
$1.00 par com m on
FIRSTIER FIN A N C IA L, INC.
$5.00 par com m on
FIR STM ISS G O LD , INC.
$.01 par com m on
FISERV, INC.
$.01 par com m on
FIS H ER S C IEN T IFIC G RO U P, INC.
$.01 par com m on
F L A G L E R B A N K CO R P O R A T IO N , T H E
C la s s A, $.10 par com m on
F L A M E M A S T E R CO R P O R A T IO N , TH E
$.01 par com m on
F L E X S T E E L INDUSTRIES, INC.
$1.00 par com m on
FL E X T R O N IC S , INC.
$.01 par com m on
FLIG H T IN T ER N A T IO N A L GRO U P, INC.,
THE
$.01 par com m on
FLO R ID A E M P L O Y E R S IN S U R A N C E
COM PAN Y, THE
$.01 par com m on
FIRST P E O P L E S FIN A N C IA L
CO R P O R A T IO N
$6.00 par com m on
FLO R ID A F E D E R A L S A V IN G S B A N K
$.01 par com m on
FIRST S A V IN G S B A N K , F.S.B.(New
M exico)
$1.00 par com m on
FIRST S EC U R IT Y CO R P O R A T IO N
$1.25 par com m on
FIRST S EC U R IT Y CO R P O R A T IO N O F
KENTUCKY
No par com m on
FIRST IND IANA C O R P O R A T IO N
$.01 par com m on
FIRST INTERSTATE C O R P O R A T IO N O F
W ISCO N SIN
$2.50 par com m on
FIRST S E R V IC E B A N K FO R S A V IN G S
(M assachusetts)
$.10 par com m on
FIRST W O M E N ’S B A N K , T H E (New York)
$5.00 par com m on
FIRST OHIO B A N C S H A R E S , INC.
$6.25 par com m on
FIRST S EC U R IT Y F IN A N C IA L
CO R P O R A T IO N
$5.00 par com m on
‘Addition to List under Board criteria
fAddition to List under NMS designation
FIR S T UNITED B A N C S H A R E S , INC.
(Arkansas)
$1.00 par com m on
-15—
FLO R ID A FIRST F E D E R A L S A V IN G S
BANK
$1.00 par com m on
FLO R ID A N A T IO N A L B A N K S O F
FLO RID A, INC.
$4.162/3 par common
FLO R ID A P U B LIC UTILITIES C O M P A N Y
$1.50 par com m on
FLO R ID A R O C K A N D T A N K LINES, INC.
$.10 par com m on
FL O W S Y S T E M S , INC.
$.01 par com m on
FLOWMOLE CORPORATION
$.01 par common
tF L S H O LD IN G S, INC.
S e rie s A, $.01 par convertible
preferred
FLU O R O C A R BO N CO M PAN Y, THE
No par com m on
fF M S F IN A N C IA L C O R PO R AT IO N
$.10 par com m on
F N B R O C H E S T E R CORP.
$1.00 par com m on
F N W B A N C O R P, INC.
No par com m on
F O N A R CO R P O R A T IO N
$.0001 par com m on
FO O D LION, INC.
C la s s A, non-voting, $.50 par com m on
C la s s B, voting, $.50 par com m on
F O R E M O S T CO R P O R A T IO N O F A M E R IC A
$1.00 par com m on
F O R E S T OIL CO R P O R A T IO N
$.10 par com m on
F O R S C H N E R G R O U P INC.
$.10 par com m on
FO R T W AY N E N A T IO N A L
CO R P O R A T IO N
No par com m on
FRED MEYER, INC.
$.01 par common
GENERAL BINDING CORPORATION
$.125 par common
F R E M O N T G E N E R A L CO R P O R A T IO N
$1.00 par com m on
G E N E R A L BU ILD ING P R O D U C T S
C O R P O R A T IO N
$.05 par com m on
FR ET T ER , INC.
$.01 par com m on
F R E Y M IL L E R T R U C K IN G , INC.
$.01 par com m on
FR O N TIER IN S U R A N C E GROUP, INC.
$.01 par com m on
FR O N T IER S A V IN G S A SSO CIAT IO N
$.80 par perm anent ca p ita l
F U LL E R , H. B. C O M P A N Y
$1.00 par com m on
FU LTO N F E D E R A L S A V IN G S A N D L O A N
A SSO CIAT IO N
$1.00 par com m on
FU LTO N F IN A N C IA L CO R P O R A T IO N
$2.50 par com m on
G & K S E R V IC E S INC.
C la s s A, $.50 par com m on
G A L A C T IC R E S O U R C E S LTD.
No par com m on
G E N E R A L C E R A M IC S , INC.
$1.00 par com m on
G E N E R A L C O M P U T E R C O R P O R A T IO N
$.10 par com m on
G E N E R A L M A G N A P L A T E CORP.
No par com m on
G E N E R A L P A R A M E T R IC S CO R P O R A T IO N
$.01 par com m on
G E N E R A L S C IE N C E S C O R P O R A T IO N
$.01 par com m on
G E N E S E E C O R P O R A T IO N
C la s s B, non-voting, $.50 par
com m on
G E N E T IC S INSTITUTE, INC.
$.01 par com m on
G E N E X C O R P O R A T IO N
$.05 par com m on
t
$.60 par co nve rtible preferred
GALILEO ELECTRO-OPTICS CORPORATION
$.01 par com m on
G E N IC O M C O R P O R A T IO N
$.01 par com m on
FO R U M GROUP, INC.
No par com m on
G AM BRO AB
A m erican D epository R e ce ip ts for
non-restricted B sh are s (nominal
value S E K 20)
G E N L Y T E G R O U P IN C O R P O R A T E D
$.01 par com m on
FO R U M RE G R O U P (Bermuda) LTD.
$.40 par ca p ita l
G A M M A B IO LO G IC A LS , INC.
$.10 par com m on
FO S T ER , L. B. C O M P A N Y
$.01 par com m on
G A N D A L F T E C H N O L O G IE S INC.
No par com m on
FO U N TAIN P O W E R B O A T IND USTRIES,
INC.
$.01 par com m on
G A N D E R M O UNTAIN, INC.
$.01 par com m on
FO R T U N E F IN A N C IA L GROUP, INC.
$.01 par com m on
FO U R TH FIN A N C IA L CO R P O R A T IO N
$5.00 par com m on
F R A M IN G H A M S A V IN G S B A N K
(M assachu setts)
$.10 par com m on
F R A N C E S D EN N EY COM PAN IES, INC., THE
$.01 par com m on
F R A N K F O R D CO R P O R A T IO N , T H E
$1.00 par com m on
F R A N K L IN C O M P U T E R C O R P O R A T IO N
No par com m on
F R A N K L IN E L E C T R IC C O M P A N Y , INC.
$.50 par com m on
F R A N K L IN FIRST FIN A N C IA L
CO R P O R A T IO N
$.01 par com m on
F R A N K L IN S A V IN G S A SSO CIAT IO N
(Kansas)
$1.00 par com m on
FRA N K LIN SAVINGS BANK, F S B (Michigan)
$1.00 par com m on
‘Addition to List under Board criteria
fAdditlon to List under NM S designation
G A N T O S , INC.
$.01 par com m on
•G A R N E T R E S O U R C E S CO R P O R A T IO N
$.01 par com m on
G ATEW AY B A N C O R P, INC. (New York)
$.50 par com m on
G ATEW AY B A N K (Connecticut)
$1.00 par com m on
G ATEW AY C O M M U N IC A T IO N S , INC.
No par com m on
GATEW AY F E D E R A L S A V IN G S & LO A N
AS SO C IA T IO N (Ohio)
$.01 par com m on
G B C B A N C O R P (California)
No par com m on
G E N -P R O B E IN C O R P O R A T E D
$.01 par com m on
G E N T E X C O R P O R A T IO N
$.06 par com m on
fG E N U S , INC.
No par com m on
G E N Z Y M E C O R P O R A T IO N
$.01 par com m on
G E O D Y N A M IC S C O R P O R A T IO N
No par com m on
G E O D Y N E R E S O U R C E S , INC.
$.10 p a r c o m m o n
G E O N E X C O R P O R A T IO N
$.01 par com m on
G E O R G E W A S H IN G T O N C O R P O R A T IO N
$1.00 par com m on
G E O R G IA B O N D E D FIB ER S, INC.
$.10 par com m on
G E R A G H T Y & M ILLER , INC.
$.01 par com m on
G ER IAT R IC & M E D IC A L C E N T E R S , INC.
$.10 par com m on
G E R M A N IA B A N K , A F E D E R A L
S A V IN G S B A N K (Illinois)
$.01 par com m on
G E N C O R IND USTRIES INC.
$.10 par com m on
G E R M A N T O W N S A V IN G S B A N K
(Pennsylvania)
$.10 par com m on
GENDEX CORPORATION
$1.00 par common
G IA N T BAY R E S O U R C E S , LTD.
No par com m on
-16
GIBSON GREETINGS, INC.
$.01 par common
GRAPHIC SCANNING CORPORATION
$.01 par common
G R U B B & ELLIS R E A L T Y IN C O M E TRUST
No par com m on
G IG A -TR O N IC S INC.
No par com m on
G REAT AM ERICAN COM M UNICATIO NS CO.
$.01 par com m on
G IL B E R T A S S O C IA T E S , INC.
C la s s A, non-voting, $1.00 par
com m on
G R E A T A M E R IC A N C O R P O R A T IO N
$2.50 par com m on
G T E C A L IFO R N IA , INC.
5% cu m ulative preferred
S e rie s 1956, 4 1/2% cu m ulative
preferred
GISH BIO M ED ICAL, INC.
No par com m on
G R E A T A M E R IC A N M A N A G E M E N T &
IN V EST M E N T, INC.
$.01 par com m on
G L A M IS G O L D LTD.
No par com m on
G R E A T A M E R IC A N R EC R E A TIO N , INC.
$.01 par com m on
G L E N E X INDUSTRIES, INC.
No par com m on
G R E A T BAY B A N K S H A R E S , INC.
$.10 par com m on
GMI GROUP, INC., T H E
$.01 par com m on
G R E A T C O U N T R Y B A N K (Connecticut)
$1.00 par com m on
GNI GROUP, INC., T H E
No par com m on
G REAT FA LLS G A S CO M PA N Y
$.15 par com m on
fG N W FIN A N C IA L C O R P O R A T IO N
$.01 par com m on
G O LD C O M P A N Y O F A M E R IC A
D epository units of lim ited
partnership interest
G O L D E N C O R R A L R EA LT Y
CO R P O R A T IO N
$.01 par com m on
G O L D E N C Y C L E G O L D C O R P O R A T IO N
No par com m on
G O L D E N E N T E R P R IS E S , INC.
$.662/3 par com m on
G O L D E N K N IG H T R E S O U R C E S INC.
No par com m on
G O L D E N P O U LTR Y C O M P A N Y , INC.
$1.00 par com m on
G REAT LA K ES BAN CO RP, A FED ER A L
S A V IN G S B A N K (M ichigan)
$.01 par com m on
G R E A T S O U T H E R N F E D E R A L S A V IN G S
B A N K (Georgia)
$1.00 par com m on
G R E A T E R N EW Y O R K S A V IN G S B A N K ,
THE
$1.00 par com m on
G R E E N , A. P. INDUSTRIES, INC.
$1.00 par com m on
G R E E N C A S T L E F E D E R A L S AVIN G S B A N K
$.01 par com m on
G R E E N E R Y REHABILITATION GROUP, INC.
$.01 par com m on
G R E E N W IC H F IN A N C IA L C O R P O R A T IO N
$.01 par com m on
G T E C H CO R P O R A T IO N
$.01 par com m on
G T S C O R P O R A T IO N
$.01 par com m on
GUARAN TY BAN CSH ARES
C O R P O R A T IO N
No par com m on
G U E S T S U P PLY , INC.
No par com m on
G U L F A P P L IE D T E C H N O L O G IE S , INC.
$1.00 par com m on
G U L L LA B O R A T O R IES , INC.
$.01 par com m on
G V M ED IC AL, INC.
$.05 par com m on
G W C C O R P O R A T IO N
$.01 par com m on
H & H OIL T O O L CO., INC.
$.01 par com m on
H.M.S.S., INC.
$.01 par com m on
H A B E R INC.
$.01 par com m on
Voting, $2.00 par cu m ulative
co nvertible preferred
HACH CO M PAN Y
$1.00 par com m on
H A D C O C O R P O R A T IO N
$.05 par com m on
G O LD T EX , INC.
$.10 par com m on
G R E E N W IC H P H A R M A C E U T IC A L S INC.
$.10 par com m on
H A K O M IN U T EM A N , INC.
No par com m on
G O O D G U Y S, INC., T H E
$.01 par com m on
G R E N A D A S U N B U R S T S Y S T EM
C O R P O R A T IO N
$1.00 par com m on
H A L L F IN A N C IA L GRO U P, INC.
$.05 par com m on
G R E Y AD VER T IS IN G INC.
$1.00 par com m on
H AM ILT O N OIL C O R P O R A T IO N
$.25 par com m on
S e rie s A, $1.00 par cu m ulative
preferred
G O O D H E A R T -W ILC O X C O M P A N Y , INC.
$1.00 par com m on
G O O D M A R K FO O D S, INC.
$.01 par com m on
G O O D Y P R O D U C T S, INC.
$.10 par com m on
G O U LD S P U M PS , INC.
$1.00 par com m on
G R A D C O S Y S T E M S , INC.
No par com m on
G R A N IT E CO -O PER A TIV E B A N K
(M assachu setts)
$.10 par com m on
G R A N IT E STATE B A N K S H A R E S , INC.
(New Ham pshire)
$1.00 par com m on
G R A P H IC INDUSTRIES, INC.
$.10 par com m on
•Addition to List under Board criteria
tAddition to List under NMS designation
G R IFFIN T E C H N O L O G Y IN C O R P O R A T E D
$.05 par com m on
G R IFFITH C O N S U M E R S C O M P A N Y
$.01 par com m on
G RIST M ILL C O M P A N Y
$.10 par com m on
G R O S S M A N ’S INC.
$.01 par com m on
G R O U N D W A T E R T E C H N O L O G Y , INC.
$.01 par com m on
G R O U P I S O FT W A R E, INC.
$.01 par com m on
G R O V E B A N K FO R S A V IN G S
(M assachu setts)
$.10 par com m on
— 17—
H AM M O N D CO M PAN Y, THE
No par com m on
H A M P T O N S B A N C S H A R E S , INC.
$4.00 par com m on
H A N A BIO LO G ICS, INC.
$.01 par com m on
H A N O V E R IN S U R A N C E C O M P A N Y , T H E
$1.331/3 par ca p ita l
H A N S O N , JO H N S A V IN G S B A N K , F.S.B.
$1.00 par com m on
H A R D IN G A S S O C IA T E S , INC.
$.01 par com m on
HARKEN ENERGY CORPORATION
$1.00 par common
HARLEYSVILLE GROUP, INC.
$1.00 par common
HEALTHDYNE, INC.
$.01 par common
HIGBY’S, J., INC.
$.01 par common
H A R L E Y S V IL L E N AT IO N AL
C O R P O R A T IO N
$1.00 par com m on
H E A LT H S O U T H REH ABILITATIO N
CO R P O R A T IO N
$.01 par com m on
HIGH P LA IN S CO R P O R A T IO N
$.10 par com m on
H A R L E Y S V IL L E S A V IN G S A SSO CIATIO N
(Pennsylvania)
$1.00 par com m on
H EA LT H W A T C H , INC.
No par com m on
H A R L Y N PR O D U CT S, INC.
$.10 par com m on
H E A R T F E D E R A L S A V IN G S & LO A N
ASSO C IA T IO N (California)
$.50 par com m on
H A R M O N INDUSTRIES, INC.
$.25 par com m on
H E A R T L A N D E X P R E S S , INC.
$.10 par com m on
H A R O L D ’S S TO R E S, INC.
$.01 par com m on
H A R P E R GROUP, THE, INC.
$1.00 Par com m on
H E C H IN G E R C O M P A N Y
C la s s A, $.10 par com m on
C la s s B, $.10 par com m on
H IG H LA N D S U P E R S T O R E S , INC.
$.01 par com m on
H IG H W O O D R E S O U R C E S LTD.
No par com m on
HILB, R O G A L A N D H AM ILTO N
CO M PAN Y
No par com m on
(H IN G H A M INSTITUTION FO R SAV IN G S
$1.00 par com m on
H M O A M E R IC A , INC.
$.01 par com m on
H EE K IN C A N , INC.
$.01 par com m on
H O G A N S Y S T E M S , INC.
$.01 par com m on
HEI CO R P O R A T IO N
$.10 par com m on
H O LID A Y RV S U P E R S T O R E S , INC.
$.01 par com m on
HEI, INC.
$.05 par com m on
H O L L Y W O O D P A R K E N T E R P R IS E S
Paired ce rtifica te s, $.10 par com m on
H A R V A R D GROUP, PLC.
A m erican D epository R e ce ip ts for
ordinary sh ares (par value 2p)
HEIST, C. H. CO R P O R A T IO N
$.05 par com m on
H O L M E S , D. H. C O M PA N Y , LIMITED
$2.50 par com m on
H A R V A R D KN ITW EAR, INC.
$.001 par com m on
H E L E N O F T R O Y CO R P O R A T IO N
$.10 par com m on
H O M E A N D CITY S A V IN G S B A N K (New
York)
$1.00 par com m on
H A T H A W A Y CO R P O R A T IO N
No par com m on
H ELIX T E C H N O L O G Y CO R P O R A T IO N
$1.00 par com m on
H A U S E R M A N , INC.
$1.00 par com m on
H E M O D Y N A M IC S IN C O R P O R A T ED
$.01 par com m on
H A V E R T Y FU R N ITU R E C O M P A N IE S , INC.
$1.00 par com m on
C la s s A, $1.00 par com m on
H E M O T E C , INC.
Voting, $.01 par com m on
H A R R IS A N D H A R R IS GROUP, INC.
$.01 par com m on
H A R T F O R D S T E A M BO ILER
IN SPEC TIO N & IN S U R A N C E C O M P A N Y
No par com m on
H A W K E Y E B A N C O R P O R A T IO N
No par com m on
H A W KIN S C H E M IC A L , INC.
$.05 par com m on
H A W TH O R N E F IN A N C IA L C O R PO R AT IO N
$1.00 par ca pita l
HBO & CO M PAN Y
$.05 par com m on
H C C IND USTRIES INC.
$.10 par com m on
H D R P O W E R S Y S T E M S , INC.
$.01 par com m on
H EA LT H IM AG ES, INC.
$.01 par com m on
S e rie s A, $.01 par cum m ulative
convertible preferred
H EA LT H IN S U R A N C E O F V E R M O N T , INC.
$2.00 par com m on
H E A L T H C A R E C O M P A R E CORP.
$.01 par com m on
tH E N L E Y GROUP, INC., T H E
C la s s A, $.05 par com m on
H E N L E Y M A N U F A C T U R IN G CORP.
$.01 par com m on
H EN RY, J A C K & A S SO C IA T ES , INC.
$.01 p a r c o m m o n
HERITAGE BANCORP, INC. (Massachusetts)
$.10 par com m on
H ER IT A G E F IN A N C IA L CO R P O R A T IO N
$.90 par cu m ulative convertible
preferred
H ER IT A G E F IN A N C IA L S E R V IC E S , INC.
$1.25 par com m on
H E R L E Y M ICRO W AV E S Y S T E M S , INC.
$.10 par com m on
HI-PORT INDUSTRIES, INC.
$.05 par com m on
H IB ER N IA CO R P O R A T IO N
C la s s A, no par com m on
H E A L T H C A R E S E R V IC E S GROUP, INC.
$.01 par com m on
H IB ER N IA S A V IN G S B A N K , T H E
(M assachu setts)
$1.00 par com m on
H E A L T H C O IN T ER N AT IO N AL, INC.
$.05 par com m on
H IC K AM , DOW B., INC.
$.01 par com m on
•Addition to List under Board criteria
(Addition to List under NMS designation
— 18—
H O M E B E N E F IC IA L C O R P O R A T IO N
C la s s B, non-voting, $.625 par
com m on
H O M E F E D E R A L C O R P O R A T IO N
$1.00 par com m on
H O M E F E D E R A L S A V IN G S A N D L O A N
ASSO C IA T IO N O F S A N F R A N C IS C O
$1.00 par com m on
H O M E F E D E R A L S A V IN G S A N D LO A N
A S SO CIAT IO N O F T H E R O C K IE S
$1.00 par com m on
H O M E F E D E R A L S A V IN G S A N D LO A N
ASSO C IA T IO N O F U P P E R EA S T
TENNESSEE
$1.00 par com m on
H O M E F E D E R A L S A V IN G S B A N K
(Indiana)
$.01 par com m on
H O M E F E D E R A L S A V IN G S B A N K
(Lakew ood, Ohio)
$.01 par com m on
H O M E F E D E R A L S A V IN G S B A N K (North
Carolina)
$1.00 par com m on
H O M E F E D E R A L S A V IN G S B A N K (South
Carolina)
$1.00 par com m on
H O M E F E D E R A L S A V IN G S B A N K (Xenia,
Ohio)
$.01 par com m on
H O M E F E D E R A L S A V IN G S B A N K O F
G E O R G IA
$1.00 par com m on
HOME INTENSIVE CARE, INC.
$.01 par common
HUFFMAN-KOOS, INC.
$.01 par common
IMPACT SYSTEMS, INC.
$.001 par common
H O M E N A T IO N A L CO R P O R A T IO N
(M assachu setts)
$.50 par com m on
H U G H E S H O M ES , INC.
$.01 par com m on
W arrants (expire 06-08-93)
IM PE R IA L B A N C O R P
No par com m on
H O M E O F F IC E R E F E R E N C E
LABO R AT O R Y, INC.
$.01 par com m on
HUNT, J. B. T R A N S P O R T S E R V IC E S INC.
$.01 par com m on
H O M E O W N E R S F E D E R A L S A V IN G S &
L O A N ASSO CIATIO N (M assachu setts)
$6,125 par convertible preferred
H U N T E R E N V IR O N M E N T A L S E R V IC E S ,
INC.
$.10 par com m on
IM PE R IA L H O L L Y CO R P O R A T IO N
No par com m on
IM REG, INC.
C la s s A, $.05 par com m on
IN A C O M P C O M P U T E R C E N T E R S , INC.
$.05 par com m on
H O M E PO RT B A N C O R P, INC.
$.10 par com m on
H U N TIN G D O N IN T ER N A T IO N A L
H O L D IN G S P L C
A m erican D epository R e ce ip ts
IN CA R E S O U R C E S , INC.
No par com m on
H O M E S A V IN G S & L O A N ASSO CIAT IO N ,
INC. (North Carolina)
$1.00 par com m on
H U N TIN G TO N B A N K S H A R E S
IN C O R P O R A T E D
N o par com m on
IN D E P E N D E N C E B A N C O R P , INC.
(Pennsylvania)
$2.50 par com m on
H O M E S A V IN G S ASSO C IA T IO N O F
PENNA.
$1.00 par com m on
H U R C O C O M P A N IE S , INC.
$.10 par com m on
IN D E P E N D E N C E F E D E R A L SAV IN G S
B A N K (W ashington, D.C.)
$.01 par com m on
H O M E S A V IN G S B A N K , T H E (New York)
$1.00 par com m on
H O M E UNITY S A V IN G S & LO A N
A SSO CIAT IO N (Pennsylvania)
$1.00 par com m on
fH O M E O W N E R S GROUP, INC.
$.01 par com m on
H O M E S T E A D H O LD IN G C O R P O R A T IO N
$1.00 par com m on
fH O M E S T Y L E B U FFE T , INC.
$.01 par com m on
H U T C H IN SO N T E C H N O L O G Y INC.
$.02 par com m on
H W C DISTRIBUTION CO R P O R A T IO N
$.01 par com m on
H Y D E AT H LE TIC INDUSTRIES, INC.
$.331/i par com m on
H Y T E K M IC R O S Y S T E M S , INC.
No par com m on
I.I.S. IN T ELLIG EN T IN FO R M ATIO N
S Y S T E M S LIMITED
$.001 par ordinary shares
ICO, INC.
No par com m on
H O M ET O W N B A N C O R P O R A T IO N , INC.
(Connecticut)
$1.00 par com m on
ICOT CO R P O R A T IO N
$.20 par com m on
H O N IND USTRIES INC.
$1.00 par com m on
IDB C O M M U N IC A T IO N S GROUP, INC.
$.01 par com m on
H O RIZO N B A N K , A S A V IN G S B A N K
(W ashington)
$1.00 par com m on
IEH CORP.
$.50 par com m on
HO RIZO N F IN A N C IA L S E R V IC E S , INC.
$1.00 par com m on
fH O R IZ O N G O LD S H A R E S , INC.
$.01 p a r c o m m o n
H O RIZO N INDUSTRIES, INC.
No par com m on
H O S P IT A L N E W S P A P E R S GROUP, INC.
$.001 par com m on
H O S P ITA L S T A FF IN G S E R V IC E S , INC.
$.001 par com m on
H O S P O S A B L E PR O D U CT S, INC.
$.01 par com m on
HO W ARD B A N C O R P
$5.00 par com m on
IFR S Y S T E M S , INC.
$.01 par com m on
ll-VI IN C O R P O R A T ED
No par com m on
ILC T E C H N O L O G Y , INC.
No par com m on
IM AG IN E FILM S EN T ER T A IN M EN T, INC.
$.01 par com m on
t
W arrants (expire 07-30-93)
IM ATRO N INC.
No par com m on
W arrants (expire 11-12-90)
tlM C O R E C Y C L IN G INC.
$.10 par com m on
IN D E P E N D E N C E S Q U A R E IN C O M E
SECU RITIES, INC.
$.10 par com m on
IN D E P E N D E N T B A N K CORP.
(M assachu setts)
$.01 par com m on
IN D E P E N D E N T B A N K C O R P O R A T IO N
(M ichigan)
$1.00 par com m on
IN D E P E N D E N T IN S U R A N C E GROUP, INC.
Non-voting, $1.00 par com m on
IND EX T E C H N O L O G Y CO R P O R A T IO N
$.10 par com m on
IND IANA F E D E R A L CORP.
$.01 par com m on
IN D IAN A F IN A N C IA L IN VESTO RS, INC.
No par com m on
IN D IAN A N A T IO N A L C O R PO R AT IO N
No par com m on
IN D U STRIAL A C O U S T IC S C O M PA N Y , INC.
$.10 par com m on
IN D U STRIAL R E S O U R C E S , INC.
No p a r c o m m o n
IN D U STR IAL T R AIN IN G CO R P O R A T IO N
$.10 par com m on
IN FO D ATA S Y S T E M S , INC.
$.01 par com m on
IN FO R M AT IO N IN T ER N AT IO N AL, INC.
$.25 par com m on
IN FO R M AT IO N R E S O U R C E S , INC.
$.01. par com m on
H O W ARD S A V IN G S B A N K , T H E (New
Jersey)
$2.00 par com m on
IM M U C O R, INC.
$.10 par com m on
INFO RM ATIO N S C IE N C E IN CO RPO RAT ED
$.01 par com m on
IM M U N E X CO R P O R A T IO N
$.01 par com m on
IN FO R M IX CO R P O R A T IO N
$.01 par com m on
H P S C , INC.
$.01 par com m on
IM M U N O M ED IC S , INC.
$.01 par com m on
INFOTECHNOLOGY, INC.
‘Addition to List under Board criteria
tAdditlon to List under NMS designation
-19-
$.01 par c o m m o n
INFOTRON SYSTEMS CORPORATION
$.01 par common
IN T E LLIC O R P
$.001 par com m on
IN G L E S M A R K ET S, IN C O R P O R A T ED
C la s s A, $.05 par com m on
IN T ELLIG EN T E L E C T R O N IC S , INC.
$.01 par com m on
INITIO, INC.
$.01 par com m on
INTER F E D E R A L S A V IN G S B A N K
(Tennessee)
$1.00 par com m on
IN M A C CORP.
$.01 par com m on
IN N O V EX, INC.
$.04 par com m on
INRAD, INC.
$.01 par com m on
IN SITU FO RM EAST, INC.
$.04 par com m on
INSITU FO RM G R O U P LIMITED
Com m on stock, par value 1 pence
W arrants (expire 04-25-90)
IN SITU FO RM G U L F SO UTH , INC.
$.01 par com m on
INSITU FO RM M ID -AM ER ICA, INC.
C la s s A, $.01 par com m on
IN SITU FO RM O F N O RTH A M E R IC A , INC.
C la s s A, $.01 par com m on
INSITUFORM S O U T H EA ST CORPO RATIO N
$.44 par com m on
IN S P E E C H , INC.
$.01 par com m on
INSTITUTE O F C L IN IC A L
P H A R M A C O L O G Y P LC , T H E
A m e rica n D epository R e ce ip ts for
ordinary sh ares (par value 4 Irish
pence)
IN STR U M EN TAR IU M CO R P O R A T IO N
A m e rica n D epository R e ce ip ts for
non-restricted B sh are s (nominal
value FIN 20)
IN T ECH IN C O R P O R A T ED
No par com m on
IN TEG O N CO R P O R A T IO N
$1.00 par com m on
IN T EG R AT ED CIRCU ITS IN C O R P O R A T E D
No par com m on
INTEGRATED D EVICE T EC H N O LO G Y , INC.
$.001 par com m on
IN T EG R AT ED G E N E T IC S INC.
$.01 par com m on
IN T EG R AT ED R E S O U R C E S A M E R IC A N
IN SU R ED M O R T G A G E IN V E ST O R S ’85
D epository units of lim ited
partnership interest
INTEL C O R P O R A T IO N
No par com m on
W arrants (expire 03-15-92)
W arrants (expire 05-15-95)
IN T E LLIC A LL, INC.
$.01 par com m on
'Addition to List under Board criteria
fAddltlon to List under NMS designation
INTER-TEL, INC.
S e rie s A, no par com m on
IN TERACTIVE T E C H N O L O G IE S , INC.
No par com m on
W arrants (expire 03-06-91)
IN T ER N A T IO N A L C O N T A IN E R S Y S T E M S ,
INC.
$.01 par com m on
IN T ER N A T IO N A L D AIRY Q U E E N , INC.
C la s s A, $.01 par com m on
C la s s B, $.01 par com m on
IN T ER N A T IO N A L G A M E T E C H N O L O G Y
$.01 par com m on
IN T ER N A T IO N A L G E N E T IC
E N G IN E E R IN G , INC.
No par com m on
IN T E R C A R G O C O R P O R A T IO N
$1.00 par com m on
IN T ER N A T IO N A L H O LD IN G C A P IT A L
C O R P O R A T IO N
$1.00 par com m on
IN T E R C H A N G E F IN A N C IA L S E R V IC E S
C O R P O R A T IO N (New Jersey)
No par com m on
IN T ER N A T IO N A L L E A S E F IN A N C E
CO R P O R A T IO N
$.10 par com m on
INTERCO NTINENTAL LIFE CO RPO RATIO N
$.662/3 par com m on
IN T ER N A T IO N A L M IC R O E L E C T R O N IC
PR O D U C T S, INC.
$.001 par com m on
IN T E R F A C E S Y S T E M S , INC.
$.10 par com m on
IN T ER FA C E, INC.
C la s s A, $.10 par com m on
IN T E R FE R O N S C IE N C E S , INC.
$.01 par com m on
IN T ER FU N D CO R P O R A T IO N
$.01 par com m on
IN T E R G R A P H C O R P O R A T IO N
$.10 par com m on
IN T E R G R O U P C O R P O R A T IO N , T H E
$.01 par com m on
IN T E R H O M E EN ER G Y, INC.
No par com m on
INTERIM S Y S T E M S C O R P O R A T IO N
$.01 par com m on
IN T E R LE A F, INC.
$.01 par com m on
IN T ER N A T IO N A L M O B ILE M A C H IN E S
C O R P O R A T IO N
$.01 par com m on
$.10 cu m ulative co nve rtible preferred
W arrants (expire 08-05-89)
IN T ER N A T IO N A L R E M O T E IM AG ING
S Y S T E M S INC.
No par com m on
IN T E R N A T IO N A L R E S E A R C H A N D
D E V E L O P M E N T C O R P O R A T IO N
$.50 par com m on
IN T E R N A T IO N A L S H IP H O LD IN G
C O R P O R A T IO N
$1.00 par com m on
IN T E R N A T IO N A L TO TALIZATO R
S Y S T E M S , INC.
No par com m on
IN T E R P H A R M LA B O R A T O R IE S LIMITED
O rdinary Shares, IS .001 par value
IN T E R M A G N E T IC S G E N E R A L
CO R P O R A T IO N
$.10 par com m on
IN T E R P H A S E C O R P O R A T IO N
No par com m on
IN T E R M E C CO R P O R A T IO N
$.60 par com m on
IN T E R S P E C , INC.
$.001 par com m on
IN T ER M E T CO R P O R A T IO N
$.10 par com m on
IN T E R T R A N S C O R P O R A T IO N
No par com m on
IN TERM ETRICS, INC.
$.01 par com m on
INTERVO ICE, INC.
No par com m on
INTERNATIONAL A M ER IC A N H O M ES, INC.
$.01 par com m on
IN TREX F IN A N C IA L S E R V IC E S INC.
$.10 par com m on
IN T ER N A T IO N A L B R O A D C A S T IN G
CO R P O R A T IO N
$.001 par com m on
IN V A C A R E C O R P O R A T IO N
No par com m on
IN T ER N A T IO N A L C A P IT A L EQ U IPM EN T
LIMITED
$.05 par com m on
IN T ER N A T IO N A L C O N S U M E R B R A N D S ,
INC.
$.01 par com m on
—20—
IN V E ST O R S F IN A N C IA L C O R P O R A T IO N
$1.25 par com m on
IN V E S T O R S S A V IN G S CORP.
$.01 par com m on
IN V E ST O R S TITLE C O M P A N Y
No par com m on
INVG M O R T G A G E S ECU R IT IES
C O R P O R A T IO N
$.01 par com m on
INVITRON CO R P O R A T IO N
$.02 par com m on
IO M E G A CO R P O R A T IO N
$ .0 3 1/j par com m on
IOWA N A T IO N A L B A N K S H A R E S CORP.
$12.50 par com m on
IOWA S O U T H E R N INC.
$5.00 par com m on
IPL S Y S T E M S , INC.
C la s s A, $.01 par com m on
flR O N S T O N E GROUP, INC.
$.01 par com m on
IRWIN M A G N E T IC S Y S T E M S , INC.
$.001 par com m on
ISC S Y S T E M S C O R P O R A T IO N
No par com m on
ISCO, INC.
$.10 par com m on
ISO M ED IX INC.
$.01 par com m on
ISO M ET CO R P O R A T IO N
$1.00 par com m on
IS R A E L IN V EST O R S C O R P O R A T IO N
$1.00 par com m on
ITEL CO R P O R A T IO N
$1.00 par com m on
C la s s B, S e rie s C, $1.00 par
convertible preferred
ITO-YOKAD O CO., LTD.
A m erican D epository R e ce ip ts
IWC R E S O U R C E S CORP.
$7.50 par com m on
J & J S N A C K FO O D S C O R P O R A T IO N
No par com m on
J A C O E L E C T R O N IC S , INC.
$.10 par com m on
JA C O B S O N S T O R E S INC.
$1.00 par com m on
J A C O R C O M M U N IC A T IO N S , INC.
No par com m on
J E F F E R S O N B A N K (Pennsylvania)
$1.75 par com m on
KAMENSTEIN, M., INC.
$.01 par common
J E F F E R S O N B A N K S H A R E S , INC.
$2.50 par com m on
K A N S A S CITY LIFE IN S U R A N C E C O M PA N Y
$2.50 par com m on
J E F F E R S O N N A T IO N A L B A N K (New York)
$1.00 par com m on
K A R C H E R , C A R L E N T E R P R IS E S , INC.
No par com m on
J E F F E R S O N S M U R FIT C O R P O R A T IO N
$1.00 par com m on
K A S L E R CO R P O R A T IO N
No par com m on
JE R R IC O , INC.
No par com m on
KA Y D O N C O R P O R A T IO N
$.10 par com m on
J E S U P G R O U P INC., T H E
$.01 par com m on
K A Y P R O C O R P O R A T IO N
No par com m on
J E T B O R N E IN T ER N AT IO N AL, INC.
$.01 par com m on
K C S GROUP, INC.
$.01 par com m on
JG INDUSTRIES, INC.
No par com m on
K E A N E , INC.
$.10 par com m on
J IF F Y LU B E IN T ERN AT IO N AL, INC.
$.05 par com m on
K E L L Y S E R V IC E S , INC.
C la s s A, $1.00 par com m on
C la s s B, $1.00 par com m on
J L G INDUSTRIES, INC.
$.20 par com m on
J M B R EA LT Y T R U S T
No par sh ares of b e n eficia l interest
JO H N A D A M S LIFE CO R P O R A T IO N
No par com m on
JO H N S O N E LE C T R O N IC S , INC.
$.25 par com m on
JO H N S O N W ORLDW IDE ASSOCIATES, INC.
C la s s A, $.05 par com m on
JO H N S T O W N S A V IN G S B A N K F.S.B.
(Pennsylvania)
$1.00 par com m on
J O N E S IN T E R C A B L E , INC.
$.01 par com m on
C la s s A, $.01 par com m on
7.25% convertible subordinated
debentures
J O N E S M E D IC A L INDUSTRIES, INC.
$.04 par com m on
J O N E S S P A C E L IN K , LTD.
C la s s A, $.01 par com m on
J O S L Y N CO R P O R A T IO N
$1.25 par com m on
JR M H O LD IN G S , INC.
$.01 par com m on
K E M P E R C O R P O R A T IO N
$5.00 par com m on
KENAN TRANSPO RT CO M PAN Y
No par com m on
K E N C O P E E N E R G Y C O M P A N IE S
$.10 par com m on
KEN ILW O R T H S Y S T E M S C O R P O R A T IO N
$.01 par com m on
K E N T U C K Y C E N T R A L LIFE IN S U R A N C E
CO M PAN Y
C la s s A, non-voting, $1.00 par
com m on
K E P T E L, INC.
No par com m on
K EV LIN M ICRO W AV E C O R PO R AT IO N
$.10 par com m on
K E W A U N E E S C IEN TIFIC CORP.
$2.50 par com m on
K E Y C EN T U R IO N B A N C S H A R E S , INC.
$3.00 par com m on
tK E Y PR O D U CT IO N C O M P A N Y , INC.
$.25 par com m on
K E Y T R O N IC C O R P O R A T IO N
No par com m on
JA G U A R , P L C
S pon sored A m erican D epository
R e ce ip ts
J U D Y ’S INC.
$.50 par com m on
JA S O N , IN C O R P O R A T E D
$ 10 par com m on
JU N O LIGHTING INC.
$.01 par com m on
JA Y JA C O B S , INC.
$.01 par com m on
JU ST IN INDUSTRIES, INC.
$2.50 par com m on
K IM B A L L IN T ER N AT IO N AL, INC.
C la s s B, $.3125 par com m on
J B ’S R E S T A U R A N T S , INC.
$.10 par com m on
K-TRON IN T ERN AT IO N AL, INC.
$.01 par com m on
K IM B A R K OIL & G A S C O M P A N Y
$.10 par com m on
JE F F E R IE S GROUP, INC.
$.01 par com m on
K A H L E R CO R P O R A T IO N
$2.50 par com m on
J E F F E R S O N B A N C O R P, INC.
$1.00 par com m on
K A M A N CO R P O R A T IO N
C la s s A, $1.00 par com m on
KIM M IN S E N V IR O N M E N T A L S E R V IC E
CORP.
$.001 par com m on
9% convertible subordinated
debentures
•Addition to List under Board criteria
fAdditlon to List under NMS designation
21 —
K E Y S T O N E FIN AN ICIAL, INC.
$2.00 par com m on
K E Y S T O N E H ER IT A G E G ROUP, INC.
$5.00 par com m on
KINDER-CARE LEARNING CENTERS, INC.
$.01 par common
LAKELAND INDUSTRIES, INC.
$.01 par common
K IN D ER -CAR E, INC.
$.50 par com m on
L A K E L A N D S A V IN G S B A N K , S.L.A. (New
Jersey)
$1.00 par com m on
KINETIC C O N C E P T S , INC.
$.001 par com m on
K IN G S R O AD EN T ER T A IN M EN T, INC.
$.01 par com m on
K IR S C H N E R M E D IC A L CO R P O R A T IO N
$.10 par com m on
K L A IN S T R U M EN T S CO R P O R A T IO N
$.001 par com m on
K L E IN E R T ’S, INC.
$2.50 par com m on
K L L M T R A N S P O R T S E R V IC E S , INC.
$1.00 par com m on
LAM R E S E A R C H CO R P O R A T IO N
No par com m on
L A N C A S T E R C O L O N Y CO R P O R A T IO N
$1.00 par com m on
L A N C E , INC.
$.831/3 par com m on
LA N D O F L IN C O LN S A V IN G S A N D LO A N
$1.00 par com m on
L A N D M A R K A M E R IC A N CO R P O R A T IO N
$.01 par com m on
L E X IN G T O N S A V IN G S B A N K
(M assachu setts)
$.30 par com m on
LIBER T Y H O M ES , INC.
C la s s A, $1.00 par com m on
C la s s B, $1.00 par com m on
LIBER T Y N A T IO N A L B A N C O R P , INC.
No par com m on
LIFE T E C H N O L O G IE S , INC.
$.01 par com m on
L IF E C O R E BIO M ED IC A L, INC.
$.01 par com m on
LIFE L IN E S Y S T E M S , INC.
$.02 par com m on
LILLY IN D U STRIAL CO A T IN G S , INC.
C la s s A, no par com m on
K M S INDUSTRIES, INC.
$.08 Par com m on
L A N D M A R K B A N K FO R S A V IN G S
(M assachu setts)
$.10 par com m on
K N A P E & V O G T M A N U FA C T U R IN G
CO M PAN Y
$2.00 par com m on
L A N D M A R K G R A P H IC S CO R P O R A T IO N
$.05 par com m on
LIN C O L N B A N C O R P
No par com m on
L A N D M A R K /C O M M U N IT Y B A N C O R P, INC.
$.01 par com m on
L IN C O LN F IN A N C IA L C O R P O R A T IO N
No par com m on, $10.00 stated value
L A N G L E Y CORP.
$1.00 par com m on
LIN CO LN FO O D S ER V IC E PRODUCTS, INC.
No par com m on
L A S E R CO R P O R A T IO N
$.01 par com m on
LIN C O L N LO G S, LTD.
$.01 par com m on
L A S E R PR ECISIO N CO R P O R A T IO N
$.10 par com m on
LIN C O L N S A V IN G S B A N K (Pennsylvania)
$1.00 par com m on
L A S E R T E C H N IC S , INC.
$.01 par com m on
LIN C O L N T E LE C O M M U N IC A T IO N S
CO M PAN Y
$.50 par com m on
K O M A G , IN C O R P O R A T ED
$.01 par com m on
K O S S CO R P O R A T IO N
$.01 par com m on
K R E IS L E R M A N U FA C T U R IN G
CO R P O R A T IO N
$.50 par com m on
K R U E G E R , W. A. C O M P A N Y
$.20 par com m on
K R U G IN T ER N A T IO N A L CO R P O R A T IO N
No par com m on
K U L IC K E & S O F F A INDUSTRIES, INC.
No par com m on
KU R Z W EIL M U SIC S Y S T E M S , INC.
$.001 par com m on
KU ST O M E L E C T R O N IC S , INC.
$.10 par com m on
KW IK P R O D U C T S IN T ER N A T IO N A L
C O R P O R A T IO N
No par com m on
L. A. G E A R , INC.
No par com m on
LA PETITE A C A D E M Y , INC.
$.10 par com m on
LACLED E STEEL CO M PAN Y
$20.00 par com m on
LA D D FU RNITU RE, INC.
$.10 par com m on
LAID LAW T R A N SP O R T A T IO N LIMITED
C la s s A, no par com m on
C la s s B, no par com m on
L A K E S H O R E B A N C O R P, INC. (Illinois)
No par com m on
L A K E S U N A P E E S A V IN G S B A N K , F.S.B.
(New Ham pshire)
$1.00 par com m on
•Addition to List under Board criteria
fAddition to List under NMS designation
L A U R E L EN T ER T A IN M EN T, INC.
$.001 par com m on
LAW SO N P R O D U C T S INC.
$1.00 par com m on
L C S INDUSTRIES, INC.
$.01 par com m on
LD B CO R P O R A T IO N
$5.00 par com m on
LDI CO R P O R A T IO N
$.01 par com m on
L E C T E C CO R P O R A T IO N
$.01 par com m on
LE E DATA CO R P O R A T IO N
$.05 par com m on
LEISU R E C O N C E P T S , INC.
$.01 par com m on
L E O ’S INDUSTRIES, INC.
$.001 par com m on
f L E P GROUP, PLC.
A m erican D epository R eceipts
L E S C O INC.
No par com m on
LEXICON CORPORATION
$.10 par common
-22-
LIN B R O A D C A S T IN G C O R P O R A T IO N
$.01 par com m on
LIN D A L C E D A R H O M ES , INC.
$.01 par com m on
LIN D B E R G CO R P O R A T IO N
$2.50 par com m on
tL IN D S A Y M A N U F A C T U R IN G C O M P A N Y
$1.00 p a r c o m m o n
L IN E A R T E C H N O L O G Y C O R P O R A T IO N
No par com m on
L IP O S O M E C O M P A N Y , T H E
$.01 par com m on
L IP O S O M E T E C H N O L O G Y , INC.
$.0001 par com m on
LIQUI-BOX CO R P O R A T IO N
No par com m on
LIVE E N T E R T A IN M E N T INC.
No par com m on
LIZ C L A IB O R N E , INC.
$1.00 par com m on
L O A N A M E R IC A FIN A N C IA L
C O R P O R A T IO N
C la s s B, $.10 par com m on
L O C A L F E D E R A L S A V IN G S A N D L O A N
AS SO C IA T IO N (Oklahom a)
$.01 par com m on
LODGISTIX, INC.
No par common
MACROCHEM CORPORATION
$.005 par common
MARINE TRANSPORT LINES, INC.
$.10 par common
M AD ISO N G A S A N D ELEC T R IC C O M P A N Y
$8.00 par com m on
M A R K C O N T R O L S C O R P O R A T IO N
$.01 par com m on
L O N E STAR T E C H N O L O G IE S , INC.
$1.00 par com m on
M A G M A PO W ER C O M P A N Y
$.10 par com m on
M A R K TWAIN B A N C S H A R E S , INC.
$1.25 par com m on
L O N G IS LA N D CITY F IN A N C IA L
CO R P O R A T IO N , T H E
$.01 par com m on
M A G N A GROUP, INC.
$2.00 par com m on
M A R K E L C O R P O R A T IO N
No par com m on
tL O G IC D EVICES, INC.
No par com m on
L O N G L A K E E N E R G Y CO R P O R A T IO N
$.001 par com m on
M A G N A IN T ER N A T IO N A L INC.
C la s s A, no par su bordin ate voting
shares
LO TU S D E V E L O P M E N T C O R P O R A T IO N
$.01 par ca p ita l
M A IL B O X E S ETC.
No par com m on
LO U IS V ILLE G A S A N D E L E C T R IC
CO M PAN Y
7.45% cu m ulative preferred
M A IO N E C O M P A N IE S , INC.
No par com m on
L O W R A N C E E L E C T R O N IC S , INC.
$.10 par com m on
L O Y O L A C A P IT A L C O R P O R A T IO N
$.10 par com m on
M A JO R R E A LT Y CO R P O R A T IO N
$.01 par com m on
M A JO R VID EO CORP.
$.001 par com m on
M A R K E T FA C T S, INC.
$1.00 par com m on
M A R Q U E S T M E D IC A L PR O D U CT S, INC.
No par com m on
M A R S A M P H A R M A C E U T IC A L S , INC.
$.01 par com m on
M A R S H S U P E R M A R K E T S , INC.
No par com m on
M A R S H A L L & IL S L E Y CO R P O R A T IO N
$1.00 par com m on
M A R T E N T R A N S P O R T LTD.
$.01 par com m on
L P L IN V E ST M E N T GROUP, INC.
C la s s A, $.02 par com m on
M AKITA E L E C T R IC W O R K S, LTD.
A m e rica n D epository R e ce ip ts for
com m on sto ck (par value ■¥■ 50)
M ARTIN L A W R E N C E LIMITED EDITIONS
$.001 par com m on
L S B B A N C S H A R E S , INC.
$5.00 par com m on
M A L L A R D C O A C H C O M P A N Y , INC.
$.01 par com m on
M A R Y L A N D F E D E R A L S A V IN G S & LO AN
A S SO CIAT IO N
$1.00 par com m on
LSI LIGHTING S Y S T E M S , INC.
$.01 par com m on
LSI LO G IC C O R P O R A T IO N
$.01 par com m on
LTX CO R P O R A T IO N
$.05 par com m on
LU N D E N T E R P R IS E S , INC.
$.10 par com m on
W arrants (expire 04-30-91)
L U S K IN ’S, INC.
$.01 par com m on
LV M H M O ET H E N N E S S Y LOUIS VUITTON
A m erican D epository R e ce ip ts
L Y P H O M E D , INC.
$.01 par com m on
5 1/2% convertible subordinated
debentures
tM A L L O N R E S O U R C E S CO R P O R A T IO N
$.01 par com m on
M ALRITE CO M M U N ICATIO N S GROUP, INC.
$.01 par com m on
C la s s A, $.01 par com m on
M A N A G E M E N T A S S IS T A N C E INC.
LIQUIDATING TRUST
U n its of b e n eficia l Interest
M A N A G E M E N T S C IE N C E A M E R IC A , INC.
$.0025 par com m on
'M A N A G E M E N T T E C H N O L O G IE S , INC.
$.01 par com m on
M A N A T R O N , INC.
No par com m on
M A N ITO W O C C O M PA N Y , INC., TH E
$.01 par com m on
M A S C O IND USTRIES, INC.
$1.00 par com m on
6% co nve rtible su bordinated
debentures
M A S S B A N K CORP.
$1.00 par com m on
M A S S T O R S Y S T E M S CO R P O R A T IO N
$.001 par com m on
M A U R Y F E D E R A L S A V IN G S B A N K
(Tennessee)
$1.00 par com m on
M A X & E R M A ’S R ES T A U R A N T S , INC.
$.10 par com m on
W arrants (expire 10-07-89)
M A X C O , INC.
$1.00 par com m on
M. S. C A R R IE R S , INC.
$.01 par com m on
M A N U F A C T U R E R S N A T IO N A L
C O R P O R A T IO N
$10.00 par com m on
M A X IC A R E H EA LT H P LA N S , INC.
No par com m on
7% convertible subordinate
debentures
M/A/R/C INC.
$1.00 par com m on
M A R B L E FIN A N C IA L CO R P O R A T IO N
$1.00 par com m on
M AXIM IN T EG R AT ED PR O D U C T S, INC.
$.001 par com m on
M/l S C H O T T E N S T E IN H O M E S , INC.
$.01 par com m on
M A R C U S C O R PO R A T IO N , T H E
$1.00 par com m on
M A C D ER M ID , IN C O R P O R A T E D
No par com m on
M A R G A U X , INC.
$.01 par com m on
M A C H IN E T E C H N O L O G Y , INC.
No par com m on
M A R G O N U R S E R Y FA R M S, INC.
$.001 par com m on
M A C K T R U C K S , INC.
$1.00 par com m on
M ARIETTA CO R P O R A T IO N
$.01 par com m on
M A C M IL L A N B L O E D E L LIMITED
No par com m on
MARINE CORPORATION (Illinois)
$.7812 par common
‘Addition to List under Board criteria
fAdditlon to List under NMS designation
-2 3 -
M A X T O R C O R P O R A T IO N
$.01 par com m on
M A X W E L L LA B O R A T O R IE S , INC.
$1.00 par com m on
M AYFAIR INDUSTRIES, INC.
$.01 par com m on
M AYFAIR S U P E R M A R K E T S , INC.
C la s s A, $.01 par com m on
M A Y F L O W E R CO -O P ER A TIV E B A N K
(M assachu setts)
$1.00 par com m on
MAYFLOWER FINANCIAL CORPORATION
$.01 par common
MEDICINE SHOPPE INTERNATIONAL, INC.
$.01 par common
MESA AIRLINES, INC.
No par common
M A Y N A R D OIL C O M P A N Y
$.10 par com m on
M ED ST AT S Y S T E M S , INC.
$.01 par com m on
M ET-CO IL S Y S T E M S CO R P O R A T IO N
$.01 par com m on
M AYS, J. W., INC.
$1.00 par com m on
M E D S T O N E IN TERN ATIO N AL, INC.
$.004 par com m on
M E T A L L U R G IC A L IND USTRIES INC.
C la s s A, $.10 par com m on
M B S T E X T B O O K E X C H A N G E , INC.
$.01 par com m on
M EG A D A T A CO R P O R A T IO N
$.01 par com m on
M C C A W C E L L U L A R C O M M U N IC A T IO N S ,
INC.
C la s s A, $.01 par com m on
M E L A M IN E C H E M IC A L S , INC.
$.01 par com m on
M C C L A IN INDUSTRIES, INC.
No par com m on
M E L L O N PARTICIPATING M O R T G A G E
T RU ST
No par sh ares of b e n eficia l interest
M c C O R M IC K & C O M PA N Y , INC.
Non-voting, no par com m on
M E N T O R C O R P O R A T IO N
$.10 par com m on
M c Fa r l a n d e n e r g y ,
$1.00 Par com m on
M E N T O R G R A P H IC S CO R P O R A T IO N
No par com m on
in c .
M cG IL L M A N U F A C T U R IN G CO., INC.
No par com m on
M CGRATH RENTCO RP
No par com m on
MCI C O M M U N IC A T IO N S C O R P O R A T IO N
$.10 par com m on
7V*% convertible su bordinated
debentures
M E R C A N T ILE B A N C O R P O R A T IO N INC.
(M issouri)
$5.00 par com m on
M ET R O M O B ILE CTS, INC.
C la s s A, convertible, $.10 par com m on
C la s s B, $.10 par com m on
M ETR O -T EL C O R P O R A T IO N
$.0 2 1/2 par com m on
M ET R O PO LIT AN F E D E R A L S A V IN G S &
L O A N A S SO CIAT IO N (Tennessee)
$1.00 par com m on
M E R C H A N T S B A N K O F N EW Y O R K
$2,604 par com m on
M E C H A N IC A L T E C H N O L O G Y , INC.
$1.00 par com m on
M E R C H A N T S C A P IT A L CO R P O R A T IO N
C la s s A, $.10 par com m on
C la s s B, $.10 par com m on
M E D E X INC.
$.01 par com m on
tM E T R O B A N C S H A R E S , INC.
$.01 par com m on
M E R C H A N T S B A N C O R P , INC., T H E
$1.25 par com m on
M DT CO R P O R A T IO N
$1.25 par com m on
M E D C O C O N T A IN M E N T S E R V IC E S , INC.
$.01 par com m on
M E T R O A IRLIN ES, INC.
$.10 par com m on
M ET R O PO LIT AN B A N C O R P , INC.
$5.00 par com m on
M E R C H A N T S B A N C S H A R E S , INC.
$.01 par com m on
M ED A R , INC.
No par com m on, $.20 stated value
M E T H O D E E L E C T R O N IC S , INC.
C la s s A, $.50 par com m on
C la s s B, $.50 par com m on
M E R C A N T IL E B A N K S H A R E S
C O R P O R A T IO N (Maryland)
$2.00 par com m on
M cM C O R PO R AT IO N
$1.00 par com m on
M E D A LIS T INDUSTRIES, INC.
$1.00 par com m on
tM E T C A L F & ED D Y C O M P A N IE S , INC.
$.01 par com m on
M E R C H A N T S N A T IO N A L CO R P O R A T IO N
No par com m on, $5.00 stated value
M E R C U R Y G E N E R A L CO R P O R A T IO N
No par com m on
M ERET, INC.
No par com m on
M ET R O PO LIT AN F IN A N C IA L S A V IN G S &
L O A N A SSO CIAT IO N (Texas)
$1.00 par com m on
M IC H A E L FO O D S, INC.
$.01 par com m on
M IC H IG A N N A T IO N A L C O R P O R A T IO N
$10.00 par com m on
M ICR O D, INC.
$.01 par com m on
M ICR O M A S K , INC.
$1.00 par com m on
M IC R O A G E , INC.
$.01 par com m on
M E D IA G E N IC
No par com m on
M ERID IAN B A N C O R P , INC.
$5.00 par com m on
$25.00 par cu m ulative convertible
preferred
M E D IC A L ACT IO N INDUSTRIES, INC.
$.001 par com m on
M ERID IAN D IAG N O STICS, INC.
No par com m on
M E D IC A L C A R E IN TERN ATIO N AL, INC.
$.01 par com m on
M ERID IAN IN S U R A N C E GRO U P, INC.
No par com m on
M IC R O C O M , INC.
$.01 par com m on
M ERITO R S A V IN G S B A N K
$1.00 par com m on
M IC R O D Y N E C O R P O R A T IO N
$.10 par com m on
M E D IC A L G R A P H IC S C O R P O R A T IO N
$.05 par com m on
M E R R IL L CO R P O R A T IO N
$.01 par com m on
M ICR O N T E C H N O L O G Y , INC.
$.10 par com m on
M E D IC A L IM AG IN G C E N T E R S O F
A M E R IC A , INC.
No par com m on
M E R R IM A C K B A N C O R P , INC.
$.10 par com m on
M IC R O P O LIS C O R P O R A T IO N
$1.00 par com m on
M E D IC A L STERILIZATION, INC.
$.01 par com m on
M E R R Y LA N D & IN V E ST M E N T
C O M P A N Y , INC.
No par com m on
M IC R O P R O IN T ER N A T IO N A L
C O R P O R A T IO N
$.01 par com m on
M E D IC A R E -G L A S E R C O R P O R A T IO N
$.50 par com m on
M ER R Y -G O -R O U N D E N T E R P R ISE S, INC.
$.01 par com m on
MICROS SYSTEMS, INC.
$.025 par common
fM E D IC A L D EVICES, INC.
$.10 par com m on
‘Addition to List under Board criteria
tAdditlon to List under NMS designation
—24—
M IC R O A M E R IC A , INC.
$.01 par com m on
M ICR O BILT C O R P O R A T IO N
No par com m on
MICROSEMI CORPORATION
$.20 par common
M IN N E T O N K A CORP.
$1.00 par com m on
MOORE-HANDLEY, INC.
$.10 par common
M IC R O S O F T C O R P O R A T IO N
$.001 par com m on
M IN N T E C H CORP.
$.05 par com m on
M O R -F LO IND USTRIES, INC.
No par com m on, $.50 stated value
M ICR O W AV E LA B O R A T O R IES , INC.
$.01 par com m on
M IS C H E R CO R P O R A T IO N , T H E
$1.00 par com m on
M O RINO , INC.
$.01 par com m on
MID M A IN E S A V IN G S B A N K , F.S.B.
$.01 par com m on
MITSUI & C O M P A N Y , LTD.
A m e rica n D epository R e ce ip ts for
com m on sto ck (par value
50)
M O R R ISO N IN C O R P O R A T E D
$.01 par com m on
MID-AM, INC. (Ohio)
$5.00 par com m on
M ID -AM ER IC A B A N C O R P
No par com m on
M LX CORP.
$.01 par com m on
MMI M ED IC AL, INC.
$.01 par com m on
M ID-HUD SON S A V IN G S B A N K , F S B
(New York)
$1.00 par com m on
M M R H O LD IN G C O R P O R A T IO N
$.01 par com m on
MID-SOUTH IN S U R A N C E C O M P A N Y
$1.00 par com m on
M N C FIN A N C IA L INC.
$2.50 par com m on
MID-STATE F E D E R A L S A V IN G S & LO A N
A SSO CIATIO N
$1.00 par com m on
M NX, IN C O R P O R A T ED
$.10 par com m on
M ID CO N N B A N K (Connecticut)
$1.00 par com m on
M O B IL E C O M M U N IC A T IO N S
C O R P O R A T IO N O F A M E R IC A
C la s s A, $1.00 par com m on
C la s s B, $1.00 par com m on
M ID D LE SE X W AT ER C O M P A N Y
No par com m on
M ID FED S A V IN G S B A N K (Ohio)
$.01 par com m on
M ID LAN T IC CORP.
$3.00 par com m on
M IDSOUTH C O R P O R A T IO N
$.20 par com m on
M ID W EST C O M M U N IC A T IO N S
C O R P O R A T IO N
$.01 par com m on
M ID W EST F IN A N C IA L GRO U P, INC.
$5.00 par com m on
fM ID W E S T G R A IN P R O D U C T S, INC.
No par com m on
M ILLE R BU ILD ING S Y S T E M S , INC.
$.01 par com m on
M ILLER , H E R M A N INC.
$.20 par com m on
M ILLICO M IN C O R P O R A T ED
$.01 par com m on
M ILTO PE G RO U P, INC.
$.01 par com m on
M ILW A U K EE IN S U R A N C E G RO U P, INC.
$.01 par com m on
M IN D S C A P E , INC.
$.00001 par com m on
M IN E S A F E T Y A P P L IA N C E S C O M P A N Y
No par com m on
M O S IN E E P A P E R C O R P O R A T IO N
$2.50 par com m on
M O TO PHOTO, INC.
$.01 par com m on
$.01 par cu m ulative convertible
preferred
W arrants (expire 11-25-89)
M O TO R C L U B O F A M E R IC A
$.50 par com m on
M O U N T A IN E E R B A N K S H A R E S O F W EST
VIRGINIA, INC.
$2.50 par com m on
M PSI S Y S T E M S , INC.
$.05 par com m on
M O B IL E N A T IO N A L C O R P O R A T IO N
$1.00 par com m on
MR. G A S K E T C O M P A N Y
No par com m on
M O D E R N C O N T R O L S INC.
$.10 par com m on
M TS S Y S T E M S C O R P O R A T IO N
$.25 par com m on
M O D IN E M A N U F A C T U R IN G C O M P A N Y
$1.25 par com m on
M U E L LE R , P A U L & C O M P A N Y
$1.00 par com m on
M O L E C U L A R B IO S Y S T E M S , INC.
$.01 par com m on
M U LTI-CO LO R CO R P O R A T IO N
No par com m on
M O L E C U L A R G E N E T IC S , INC.
$.01 par com m on
M U L T IB A N K F IN A N C IA L CORP.
$6.25 par com m on
M O L E X INC.
$.05 par com m on
M ULTIM ED IA, INC.
$.10 par com m on
M O N A R C H A V A L O N INC.
$.25 par com m on
M U N IC IP A L D E V E L O P M E N T
C O R P O R A T IO N
$.01 par com m on
M O N ITERM CO R P O R A T IO N
$.025 par com m on
M O N ITO R T E C H N O L O G IE S INC.
$.01 par com m on
M O N M O U T H R E A L ESTATE
IN V E S T M E N T T RU ST
No par com m on
M O N O C L O N A L AN TIBO D IES, INC.
No par com m on
M O N T C LA IR S A V IN G S B A N K (New Jersey)
$2.00 par com m on
M IN ER S N A T IO N A L B A N C O R P , INC.
$5.00 par com m on
M IN ISCR IB E CO R P O R A T IO N
$.01 par com m on
M O O RE PRODUCTS C O M PA N Y
$1.00 par com m on
M O S C O M CO R P O R A T IO N
$.10 par com m on
M O B IL E G A S S E R V IC E CO R P O R A T IO N
$2.50 par com m on
M O O R E FIN A N C IA L GROUP,
IN C O R P O R A T ED
$1.00 par com m on
•Addition to List under Board criteria
(Addition to List under NMS designation
M O R S E M E R E FIN A N C IA L GROUP, INC.
$.10 par com m on
-25-
M U T U A L F E D E R A L S A V IN G S A N D LO AN
ASSO C IA T IO N
$1.00 par com m on
M U T U A L F E D E R A L S A V IN G S B A N K , A
S T O C K CO RP. (Ohio)
$1.00 par com m on
M Y C O G E N C O R P O R A T IO N
$.001 par com m on
N-W GROUP, INC.
$.01 par com m on
N A C RE C O R P O R A T IO N
$.10 par com m on
N A L C A P H O LD IN G S , INC.
No par com m on
N A N O M E T R IC S IN C O R P O R A T E D
No par com m on
NAPA VALLEY BAN C O R P
No par com m on
NATIONAL PIZZA COMPANY
$.01 par common
N A P C O S EC U R IT Y S Y S T E M S , INC.
$.01 par com m on
N A T IO N A L P R O P E R T IE S C O R P O R A T IO N
$1.00 par com m on
N EW E N G L A N D B U S IN E S S SER VIC E , INC.
$1.00 par com m on
N A S H -F IN C H C O M P A N Y
$1.662/3 par com m on
N A T IO N A L S A N IT A R Y S U P P L Y
CO M PAN Y
$1.00 par com m on
N EW E N G L A N D C R IT IC A L C A R E ,
IN C O R P O R A T ED
$.10 par com m on
N A T IO N A L S A V IN G S B A N K O F A L B A N Y
$1.00 par com m on
N EW H A M P S H IR E S A V IN G S B A N K CORP.
$1.00 par com m on
N A T IO N A L S EC U R IT Y IN S U R A N C E
CO M PAN Y
$1.00 par com m on
N EW J E R S E Y S T E E L C O R P O R A T IO N
$.01 par com m on
N A T IO N A L B A N C O F C O M M E R C E
CO M PAN Y
$1.25 par com m on
N A T IO N A L B A N C O R P O F A L A S K A , INC.
$10.00 par com m on
N A T IO N A L B U S IN E S S S Y S T E M S INC.
No par com m on
N A T IO N A L C A P IT A L M A N A G E M E N T
C O R P O R A T IO N
$.01 par com m on
N A T IO N A L CITY B A N C O R P O R A T IO N
(M innesota)
$1.25 par com m on
N A T IO N A L C O M M E R C E
B A N C O R P O R A T IO N
$2.00 par com m on
N A T IO N A L C O M M U N IT Y B A N K O F NEW
JE R S E Y
$1.5625 par com m on
‘ NEW ENGLAND BANCORP, INC.
$.25 par common
N A T IO N A L T E C H N IC A L S Y S T E M S , INC.
$.01 par com m on
N A T IO N A L W E S T E R N LIFE IN S U R A N C E
CO M PAN Y
C la s s A, $1.00 par com m on
N A T U R E ’S BO UNTY, INC.
$.008 par com m on
N A T U R E ’S S U N S H IN E P R O D U C T S, INC.
No par com m on
N A V IG A TO R S GROUP, INC.
$.10 par com m on
N EW VISIO NS E N T E R T A IN M E N T
CO R P O R A T IO N
$.001 par com m on
S e rie s A, par cu m ulative convertible
preferred
N EW Y O R K B A N C O R P, INC.
$.01 par com m on
N EW Y O R K M A R IN E A N D G E N E R A L
IN S U R A N C E C O M P A N Y
$1.00 par com m on
N EW M IL B A N C O R P , INC.
$.50 par com m on
N B S C CO R P O R A T IO N
$2.50 par com m on
N E W N A N F E D E R A L S A V IN G S A N D
L O A N A S SO CIAT IO N (Georgia)
$1.00 par com m on
N A T IO N A L DATA CO R P O R A T IO N
$.125 par com m on
N E C CO R P O R A T IO N
A m erican D epository R e ce ip ts for
com m on sto ck (par value •¥■ 50)
N E W O R LD B A N C O R P, INC.
(M assachu setts)
$1.00 par com m on
N A T IO N A L FSI, INC.
$.01 par com m on
N E E C O , INC.
$.01 par com m on
N E W P O R T C O R P O R A T IO N
No par com m on
N A T IO N A L H EA LT H L A B O R A T O R IE S
IN C O R P O R A T E D
$.01 par com m on
N E L L C O R , INC.
$.001 par com m on
N E W P O R T E LE C T R O N IC S , INC.
$.01 par com m on
N E L S O N , T H O M A S INC.
$1.00 par com m on
N E W P O R T N E W S S A V IN G S B A N K
(Virginia)
$1.00 par com m on
N A T IO N A L C O M P U T E R S Y S T E M S , INC.
$.03 par com m on
N A T IO N A L H E A L T H C A R E , INC.
$.01 par com m on
N A T IO N A L H M O CORP.
$.001 par com m on
N A T IO N A L IN D U STRIAL B A N C O R P, INC.
(Connecticut)
$.01 par com m on
N A T IO N A L IN S U R A N C E G R O U P
No par com m on
N A T IO N A L LA M P O O N , INC.
$.10 par com m on
N EO A X, INC.
$.05 par com m on
N E O R X CO R P O R A T IO N
$.02 par com m on
N E W P O R T P H A R M A C E U T IC A L S
IN T ERN AT IO N AL, INC.
$.10 par com m on
,
N E S B CORP.
$.01 par com m on
N ESTO R, INC.
$.01 par com m on
N F S FIN A N C IA L CORP.
$.01 par com m on
N H D S TO R E S, INC.
$.10 par com m on
NI-CAL D E V E L O P M E N T LTD.
No par com m on
N A T IO N A L L O A N B A N K (Texas)
$.01 par com m on
N E T W O R K EQ U IPM EN T
T E C H N O L O G IE S , INC.
$.01 par com m on
N A T IO N A L L U M B E R & S U P PLY , INC.
No par com m on
N E T W O R K S Y S T E M S CO R P O R A T IO N
$.02 par com m on
N IC H O LS R E S E A R C H C O R P O R A T IO N
$.01 par com m on
N A T IO N A L M EDIA C O R P O R A T IO N
$.10 par com m on
N ET W O R K S ELEC T R O N IC CO RPO RATIO N
$.25 par com m on
N IC H O LS -H O M E S H IE LD , INC.
$.01 par com m on
N A T IO N A L M E R C A N T IL E B A N C O R P
No par com m on
N E U T R O G E N A CO R P O R A T IO N
$.001 par com m on
NIKE, INC.
C la s s B, no par com m on
N A T IO N A L M IC R O N ET IC S, INC.
$.10 par com m on
N E V A D A G O L D F IE L D S CO R P O R A T IO N
No par com m on
N O B E L IN S U R A N C E LIMITED
$1.00 par ca p ita l
N A T IO N A L P E N N B A N C S H A R E S , INC.
$5.00 par com m on
N EW B R U N S W IC K SCIEN TIFIC CO., INC.
$.0625 par com m on
NOBILITY HOMES INC.
$.10 par common
•Addition to List under Board criteria
fAdditlon to List under NMS designation
—
26—
N IA G A R A E X C H A N G E C O R P O R A T IO N
$1.00 par com m on
NOBLE DRILLING CORPORATION
$1.00 par common
NORTHWEST NATURAL GAS COMPANY
$3.00% par common
NOD AW AY V A L L E Y CO.
$2.00 par com m on
N O R T H W E S T T E LE P R O D U C T IO N S , INC.
$.01 par com m on
O A K H ILL S P O R T S W E A R CORP.
$.02 par com m on
N O LAN D CO M PAN Y
$10.00 par com m on
N O R T H W E S T E R N P U B LIC S E R V IC E
CO M PAN Y
$7.00 par com m on
O C C U P A T IO N A L -U R G E N T C A R E
H EA LT H S Y S T E M S , INC.
No par com m on
N O R T H W E S T E R N S T A T ES P O R T LA N D
C EM EN T CO M PAN Y
$10.00 par com m on
O C E-VA N D ER G R IN T EN N. V.
A m erican D epository R e ce ipts
N O R D S O N CO R P O R A T IO N
$1.00 par com m on
N O R D S TR O M , INC.
No par com m on, $.10 stated value
N O R W ICH F IN A N C IA L CO RP.
$1.00 par com m on
N O R M A N D Y OIL & G A S C O M P A N Y , INC.
$.10 par com m on
N O VA P H A R M A C E U T IC A L
CO R P O R A T IO N
$.01 par com m on
C la s s B, w arrants (expire 02-05-89)
C la s s C, w arrants (expire 06-30-93)
C la s s D, w arrants (expire 06-30-98)
N O R S K DATA A.S.
A m erican D epository R e ce ip ts for
C la s s B, non-voting sh are s (par
value N K R 20)
N O R ST AN , INC.
$.10 par com m on
N O V A M ET R IX M E D IC A L S Y S T E M S , INC.
$.01 par com m on
NO RTH A M E R IC A N B IO LO G IC A LS , INC.
$.10 par com m on
N O V A R E L E C T R O N IC S CO R P O R A T IO N
No par com m on
NO RTH A M E R IC A N N A T IO N A L
CO R P O R A T IO N
$.01 par com m on
N O V E L L, INC.
$.10 par com m on
N O V E L L U S S Y S T E M S , INC.
No par com m on
N O RTH A M E R IC A N S A V IN G S
A S SO CIAT IO N (M issouri)
$1.00 par com m on
N O V O C O R P O R A T IO N
$.01 par com m on
NO RTH A M E R IC A N V E N T U R E S , INC.
$.001 par com m on
N O W S C O W E L L S E R V IC E LTD.
No par com m on
NO RTH AT LA N T IC IND USTRIES, INC.
$.10 par com m on
N O X E L L CO R P O R A T IO N
C la s s B, non-voting, $1.00 par
com m on
NO RTH C A R O L IN A N A T U R A L G A S
C O R P O R A T IO N
$2.50 par com m on
NO RTH F O R K B A N C O R P O R A T IO N , INC.
$2.50 par com m on
N O RT H H ILLS E L E C T R O N IC S , INC.
$.01 par com m on
N O RT H SIDE S A V IN G S B A N K (New York)
$1.00 par com m on
NO RTH STAR U N IV E R S A L, INC.
$.25 p a r c o m m o n
NU-M ED, INC.
$.01 par com m on
t
t
NU-W EST INDUSTRIES, INC.
$.01 par com m on
C la s s A, $100 par preferred
N U C L E A R M ETA LS, INC.
$.10 par com m on
N U C L E A R S U P P O R T S E R V IC E S , INC.
$.0025 par com m on
N U C O R P EN ER G Y, INC.
$.05 par com m on
N O RTH -W EST T ELE C O M M U N IC A T IO N S ,
INC.
$5.00 par com m on
N U M E R E X CO R P O R A T IO N
$.01 par com m on
N O R T H E A S T B A N C O R P , INC.
$5.00 par com m on
N U M E R IC A FIN A N C IA L CO R P O R A T IO N
$.10 par com m on
N O R T H E R N AIR FREIG H T, INC.
$.01 par com m on
N U T M EG INDUSTRIES, INC.
$.01 par com m on
N O R T H E R N T R U S T C O R P O R A T IO N
$3.33 par com m on
S e rie s B, no par preferred sto ck
interest
N UVISIO N INC.
$.50 par com m on
N O R T H L A N D C R A N B E R R IE S , INC.
$.01 par com m on
N O R T H W E S T ILLINOIS B A N C O R P , INC.
$5.00 par com m on
‘Addition to List under Board criteria
tAddltlon to List under NMS designation
N W N L C O M P A N IE S , INC., T H E
$1.25 par com m on
N Y C O R , INC.
$1.00 par com m on
$1.70 par cu m ulative convertible
e xch angeable preferred
—27—
tO.I. CORPORATION
$.10 par common
O C E A N E E R IN G IN T ER N AT IO N AL, INC.
$.25 par com m on
O C G T E C H N O L O G Y , INC.
$.01 par com m on
O C IL L A IND USTRIES, INC.
$.01 par com m on
O C T E L C O M M U N IC A T IO N S
C O R P O R A T IO N
No par com m on
tO F F IC E D EPOT, INC.
$.01 par com m on
O F F S H O R E LO G ISTICS, INC.
No par com m on
O G ILV Y GRO U P, INC., T H E
$1.00 par com m on
O G LE B A Y NORTON CO M PA N Y
$1.00 par com m on
OHIO B A N C O R P
No par com m on
OHIO C A S U A L T Y C O R P O R A T IO N
$.125 par com m on
OIL-DRI C O R P O R A T IO N O F A M E R IC A
$.10 par com m on
O IL G E A R C O M P A N Y , T H E
$1.00 par com m on
O LD D OM IN IO N S Y S T E M S , INC.
$.01 par com m on
O LD FAS H IO N FO O D S, INC.
$.20 par com m on
O LD K E N T F IN A N C IA L C O R P O R A T IO N
$1.00 par com m on
S e rie s A, 14% convertible preferred
O LD N A T IO N A L B A N C O R P (Indiana)
No par com m on
O LD R E P U B LIC IN T ER N A T IO N A L
C O R P O R A T IO N
$1.00 par com m on
S e rie s E, $1.00 par convertible
preferred
O LD S PA G H ET T I W A R E H O U S E , INC.
$.01 par com m on
O LD S T O N E C O R P O R A T IO N
$1.00 par com m on
S e rie s B, 12% preferred
O L S O N INDUSTRIES, INC.
$3.00 par com m on
O L Y M P IC S A V IN G S B A N K (W ashington)
$1.00 par com m on
OMI CORP.
$.50 par com m on
$1.00 par convertible e xch angeable
preferred
O M N IC O M GRO U P, INC.
$.50 par com m on
O N C O G E N E S C IE N C E , INC.
$.01 par com m on
O N C O R , INC.
$.01 par com m on
O N E B A N C O R P, T H E
$1.00 par com m on
O N E PR ICE C LO T H IN G S T O R E S, INC.
$.01 par com m on
O N E V A L L E Y B A N C O R P O F W ES T
VIRGINIA, INC.
$10.00 par com m on
O TISV ILLE B IO P H A R M , INC.
$.01 par com m on
t
W arrants (expire 05-28-90)
O TTER TAIL P O W ER C O M P A N Y
$5.00 par com m on
O U T LET C O M M U N IC A T IO N S, INC.
C la s s A, $.01 par com m on
O V E R M Y E R CO R P O R A T IO N
No par com m on
*O VEX FERTILITY CORP.
$.01 par com m on
O XID YN E GROUP, INC., T H E
$1.00 par com m on
P & F INDUSTRIES, INC.
C la s s A, $1.00 par com m on
$10.00 par preferred
PANCRETEC, INC.
No par common
P A N T E R A ’S C O R P O R A T IO N
$.01 par com m on
P A P E R C O R P O R A T IO N O F A M E R IC A
S e rie s B, $.01 par preferred sto ck
PARIS B U S IN E S S F O R M S , INC.
$.004 par com m on
P A R K C O M M U N IC A T IO N S
$.162/3 par common
PARK-O HIO INDUSTRIES, INC.
$1.00 par com m on
P A R K V A L E F IN A N C IA L C O R P O R A T IO N
$1.00 par com m on
PAR KW AY C O M PA N Y , T H E
$1.00 par com m on
O N O N D A G A S A V IN G S B A N K (New York)
$1.00 par com m on
P. A. M. T R A N SP O R T A T IO N S E R V IC E S ,
INC.
$.01 par com m on
O P T E K T E C H N O L O G Y , INC.
$.01 par com m on
P.C. QUO TE, INC.
$.001.par com m on
P A T LEX C O R P O R A T IO N
$.10 par com m on
O P T IC A L CO AT IN G LA B O R A T O R Y , INC.
No par com m on
P A C C A R INC.
$12.00 par com m on
PATRICK INDUSTRIES, INC.
No par com m on
O P T IC A L RADIATION C O R P O R A T IO N
$.50 par com m on
P A C E M E M B E R S H IP W A R E H O U S E , INC.
$.01 par com m on
P A U L H A R R IS S T O R E S, INC.
No par com m on
O PTO M E C H A N IK , INC.
$.10 par com m on
P A C E S E T T E R H O M ES , INC.
$.01 par com m on
PAXTO N , F R A N K C O M P A N Y
C la s s A, non-voting, $2.50 par
com m on
O P T R O T E C H LTD.
Ordinary Shares, NIS .0014 par value
tP A C IFIC A G R IC U LT U R A L H O LD IN G S, INC.
No par com m on
O R A C L E S Y S T E M S CO R P O R A T IO N
$.01 par com m on
tP A C IF IC B A N C O R P O R A T IO N
$1.88 par com m on
O RBIT IN S T R U M EN T CORP.
$.10 par com m on
P ACIFIC D U N L O P LIMITED
A m erican D epository R e ce ip ts
O REG O N M ETALLURG ICAL CORPORATION
$1.00 par com m on
PACIFIC FIRST FIN A N C IA L CORPO RATIO N
$1.00 par com m on
O R F A CO RP. O F A M E R IC A
$.001 par com m on
PACIFIC INTERNATIONAL SERVICES CORP.
No par com m on
O R IE N T A L F E D E R A L S A V IN G S B A N K
(Puerto Rico)
$1.00 par com m on
O R T H O M ET , INC.
$.10 par com m on
O S B O R N C O M M U N IC A T IO N S
C O R P O R A T IO N
$.01 par com m on
O S H K O S H B ’G O S H , INC.
C la s s A, $.01 par com m on
C la s s B, $.01 par com m on
O S H K O S H T R U C K C O R P O R A T IO N
C la s s B, $.01 par com m on
PACIFIC N U C L E A R S Y S T E M S , INC.
$.01 par com m on
P ACIFIC S ILV E R CO R P O R A T IO N
$.25 par com m on
P ACIFIC T E L E C O M , INC.
No par com m on
PACIFIC W E S T E R N B A N C S H A R E S
No par com m on
P A C IFIC A R E H EA LT H S Y S T E M S , INC.
$.50 par com m on
P A LF E D INC.
$1.00 par com m on
P A R L E X CO R P O R A T IO N
$.10 par com m on
P A Y C H E X , INC.
$.01 par com m on
PAYCO A M E R IC A N C O R P O R A T IO N
$.10 par com m on
P C A IN T ER N AT IO N AL, INC.
$.20 par com m on
PC S, INC.
$.01 par com m on
P D A E N G IN E E R IN G
No par com m on
P E E R L E S S M A N U F A C T U R IN G C O M P A N Y
$1.00 par com m on
PEN N TREATY A M E R IC A N C O RPO RATIO N
$.10 par com m on
P E N N VIRGINIA C O R P O R A T IO N
$6.25 par com m on
PENNBANCORP
$5.00 par com m on
P E N N S Y L V A N IA E N T E R P R IS E S , INC.
No par com m on
PAN A T LA N T IC RE, INC.
$.10 par com m on
P E N N V IE W S A V IN G S ASSO C IA T IO N
(Pennsylvania)
$1.00 par com m on
O S IC O M T E C H N O L O G IE S , INC.
$.01 par com m on
PA N A T E C H R E S E A R C H A N D
D E V E L O P M E N T CO R P O R A T IO N
$.01 par com m on
PENTAIR, INC.
$.162/s par com m on
$.10 cu m ulative co nve rtible preferred
O S M O N IC S , INC.
$.01 par com m on
PANCHO’S MEXICAN BUFFET, INC.
$.10 par common
O S H M A N ’S S PO R T IN G G O O D S , INC.
$1.00 par com m on
‘Addition to List under Board criteria
fAdditlon to List under NMS designation
— 28—
fP E N T E C H IN T ER N A T IO N A L, INC.
$.01 par com m on
PEN W EST , LTD.
$1.00 par com m on
PETROLITE CORPORATION
No par common
P E O P L E ’S B A N K (Connecticut)
No par com m on
P E T R O M IN E R A L S CO R P O R A T IO N
$.10 par com m on
P E O P L E ’S S A V IN G S B A N K O F
B R O C K T O N (M assachu setts)
$.10 par com m on
P H A R M A C IA A B
A m erican D epository R e ce ip ts for
non-restricted B sh ares (par value
Skr 10)
P E O P L E ’S S A V IN G S B A N K O F N EW
BRITAIN, T H E (Connecticut)
$1.00 par com m on
PEO PLES B A N C O R P O F W O RCESTER,
INC. (M assachu setts)
$.10 par com m on
P E O P L E S B A N C O R P O R A T IO N (North
Carolina)
No par com m on
P E O P L E S B A N K (North Carolina)
$5.00 par ca p ita l
P E O P L E S F E D E R A L S A V IN G S B A N K O F
D EKALB COUNTY
$1.00 par com m on
P E O P L E S H ER IT AG E F IN A N C IA L
GROUP, INC. (Maine)
$.01 par com m on
P E O P L E S S A V IN G S B A N K F.S.B.
(M ichigan)
$1.00 par com m on
P E O P L E S W E S T C H E S T E R S A V IN G S
B A N K (New York)
$1.00 par com m on
P E R C E P T IO N T E C H N O L O G Y
C O R P O R A T IO N
$.10 par com m on
P E R C E P T R O N IC S , INC.
$.001 par com m on
P E R E G R IN E E N T ER T A IN M EN T , LTD.
No par com m on
P E R P E T U A L F IN A N C IA L C O R P O R A T IO N
(Virginia)
$.01 par com m on
S e rie s A, cu m ulative convertible
preferred
P E R S O N A L C O M P U T E R P R O D U C T S, INC.
$.005 par com m on
P E R S O N A L D IAG N O STICS,
IN C O R P O R A T E D
$.01 par com m on
P E T R O L INDUSTRIES, INC.
$.10 par com m on
P E T R O LE U M D E V E L O P M E N T
C O R P O R A T IO N
$.01 par com m on
P E T R O LE U M E Q U IPM EN T T O O LS
CO M PAN Y
$.50 par com m on
P E T R O LE U M H E L IC O P T E R S , INC.
Voting, $.081/3 par com m on
Non-voting, $.081/3 par com m on
‘ Addition to List under Board criteria
fAdditlon to List under NMS designation
P IO N E E R F IN A N C IA L CORP.
$.10 par com m on
S e rie s A, $1.00 par cu m ulative
co nvertible preferred
P IO N E E R F IN A N C IA L S E R V IC E S , INC.
$1.00 par com m on
P IO N EER G RO U P, INC., T H E
$.10 par com m on
P H A R M A C O N T R O L CO R P O R A T IO N
$.01 par com m on
P IO N E E R HI-BRED IN T ER N AT IO N AL, INC.
$1.00 par com m on
P H A R M A K IN E T IC S L A B O R A T O R IES , INC.
$.001 par com m on
P IO N E E R S A V IN G S B A N K (Florida)
$1.00 par com m on
P H A R M A T E C , INC.
$.03 par com m on
PIO N EER -ST A N D A R D E L E C T R O N IC S INC.
No par com m on
P H O E N IX A M E R IC A N IN C O R P O R A T ED
No par com m on
PIPER JA F F R A Y IN C O R P O R A T ED
$1.00 par com m on
P H O E N IX M E D IC A L T E C H N O L O G Y , INC.
No par com m on
P LA IN S R E S O U R C E S INC.
$.02 par com m on
$1.00 par cu m ulative convertible
preferred
P H O E N IX RE CO R P O R A T IO N
$.01 par com m on
P H O E N IX T E C H N O L O G IE S LTD.
$.001 par com m on
P H O N E M A T E , INC.
$.10 par com m on
PH O T O C O N T R O L C O R P O R A T IO N
$.08 par com m on
PH O TO N T E C H N O L O G Y IN T ER N AT IO N AL
No par com m on
P H O T R O N IC L A B S , INC.
$.01 par com m on
P H P H E A T H C A R E CO R P O R A T IO N
$.01 par com m on
P H Y S IC IA N S IN S U R A N C E C O M P A N Y O F
OHIO
C la s s A, $1.00 par com m on
P L A N T G E N E T IC S , INC.
$.01 par com m on
P L A N T E R S C O R P O R A T IO N , T H E
$5.00 par com m on
PLASTI-LIN E, INC.
$.001 par com m on
PLAZA C O M M E R C E B A N C O R P
No par com m on
P L E N U M P U B LIS H IN G C O R P O R A T IO N
$.10 par com m on
P LE X U S CORP.
$.01 par com m on
P LY M O U T H FIVE C E N T S A V IN G S B A N K
(M a ssachu se tts)
$.10 par com m on
PH YSIO T E C H N O L O G Y INC.
No par com m on
P O LIC Y M A N A G E M E N T S Y S T E M S
C O R P O R A T IO N
$.01 par com m on
PIC ’ N ’ S A V E C O R P O R A T IO N
$.04% par com m on
P O LIF LY F IN A N C IA L C O R P O R A T IO N
$.10 par com m on
P IC C A D ILLY C A F E T E R IA S , INC.
No par com m on
P O L K AUDIO, INC.
$.01 par com m on
PIED M ONT BA N KG RO U P, INCO RPO RATED
$5.00 par com m on
PO LY -T EC H , INC.
No par com m on
PIED M O N T F E D E R A L CORP.
$1.00 par com m on
P O L Y M E R IN T E R N A T IO N A L CORP.
$.01 par com m on
PIEDMONT M A N A G E M E N T C O M PA N Y INC.
$.50 par com m on
P O N C E F E D E R A L B A N K , F.S.B. (Puerto
Rico)
$1.00 par com m on
PIEZO E L E C T R IC PR O D U CT S, INC.
$1.00 par cu m ulative convertible
preferred
P O R T S O F C A L L , INC.
$.20 par com m on
P IO N EER A M E R IC A N H O LD IN G
C O R P O R A T IO N
$10.00 par com m on
P O R T S M O U T H B A N K S H A R E S , INC.
(New Ham pshire)
$.10 par com m on
PIONEER BANCORP, INC.
$1.00 par common
PO SE ID O N P O O L S O F A M E R IC A , INC.
$.01 par com m on
-2 9 -
POSSIS CORPORATION
$.40 par common
P O U G H K E E P S IE S A V IN G S B A N K , F.S.B.,
T H E (New York)
$.01 par com m on
P O W E L L INDUSTRIES, INC.
$.01 par com m on
P R A B RO BO TS, INC.
$.10 par com m on
P R A X IS B IO LO G ICS, INC.
$.01 par com m on
PR EC IS IO N C A S T P A R T S CO RP.
No par com m on
fP R E C IS IO N S T AN D AR D , INC.
$.0001 par com m on
P R E F E R R E D RISK LIFE IN S U R A N C E
CO M PAN Y
$1.00 par com m on
PR O D U CT IO N O P E R A T O R S C O R P
$1.00 par com m on
9.25% convertible subordinated
debentures
P R O F E S S IO N A L IN V EST O R S IN S U R A N C E
G RO U P, INC.
$1.00 par com m on
P R O F F IT T ’S, INC.
$.10 par com m on
P RO FIT S Y S T E M S , INC.
$.01 par com m on
P R O FIT T E C H N O L O G Y , INC.
$.01 par com m on
P R O G R A M M IN G A N D S Y S T E M S , INC.
$.08 par com m on
P R O G R E S S F IN A N C IA L C O R P O R A T IO N
$1.00 par com m on
P R O G R E S S IV E B A N K , INC. (New York)
$1.00 par com m on
PUGET SOUND B A N C O R P
$5.00 par com m on
P U LA S K I FU R N IT U R E C O R P O R A T IO N
$1.00 par com m on
PU LAW SK I S A V IN G S A N D L O A N
A S SO CIAT IO N (New Jersey)
$1.00 par com m on
PU LITZER P U B LIS H IN G C O M P A N Y
$.01 par com m on
PU RITAN -BEN NETT C O R P O R A T IO N
$1.00 par com m on
P U T N A M T RU ST C O M P A N Y O F
G R E E N W IC H , T H E
No par com m on
P Y R A M ID T E C H N O L O G Y C O R P O R A T IO N
$.01 par com m on
Q-MED, INC.
$.001 par com m on
P R E F E R R E D S A V IN G S B A N K , INC.
(North Carolina)
$2.50 par com m on
P R O G R O U P, INC.
$.50 par com m on
P R E M IE R B A N C O R P , INC.
No par com m on
PRO N ET , INC.
$.01 par com m on
P R E M IE R B A N K S H A R E S C O R P O R A T IO N
(Virginia)
$2.00 par com m on
P R O P E R T IE S O F A M E R IC A , INC.
$.01 par com m on
P R E S ID E N T IA L LIFE C O R P O R A T IO N
$.01 par com m on
P R O P E R T Y T R U S T O F A M E R IC A
$1.00 par sh ares of b e n eficia l
interest
P R E S T O N CO R P O R A T IO N
$1.00 par com m on
P R O S P E C T GROUP, INC., T H E
$.50 par com m on
PRIAM CO R P O R A T IO N
$.001 par com m on
P R O S P E C T P A R K F IN A N C IA L
C O R P O R A T IO N
$1.00 par com m on
Q U ALIT Y FO O D C E N T E R S , INC.
$.001 par com m on
PR O T EC T IV E LIFE C O R P O R A T IO N
$.50 par com m on
Q U A N T R O N IX C O R P O R A T IO N
$.01 par com m on
P R O V E N A FO O D S, INC.
No par com m on
Q U A N T U M C O R P O R A T IO N
$.01 Par com m on
P R IC E C O M PA N Y , TH E
$.10 par com m on
PRICE, T. RO W E A S S O C IA T E S , INC.
$.20 par com m on
PR IC E/S TE R N /S LO AN , INC.
No par com m on
PRIDE P E T R O LE U M S E R V IC E S , INC.
No par com m on
tP R IM A E N E R G Y CO R P O R A T IO N
$.015 par com m on
tP R IM E B A N C O R P , INC.
$1.00 par com m on
P R IM E C A P IT A L CO R P O R A T IO N
$.05 par com m on
P R IM E M E D IC A L S E R V IC E S INC.
$.05 par com m on
P R IM E B A N K , F E D E R A L S A V IN G S B A N K
(M ichigan)
$1.00 par com m on
P R IN C E V ILL E CORP.
$.20 par com m on
PRIN TR O N IX, INC.
No par com m on
‘Addition to List under Board criteria
tAddition to List under NM S designation
PROVIDENT B A N K S H A R E S CORPORATION
$1.00 par com m on
P R O V ID EN T LIFE & A C C ID E N T
IN S U R A N C E C O M P A N Y O F A M E R IC A
t
C la s s A, $1.00 par com m on
C la s s B, $1.00 par com m on
P R U D E N T IA L FIN A N C IA L S E R V IC E S
C O R P O R A T IO N
$1.00 par com m on
PSICO R, INC.
No par com m on
P U B C O CO R P O R A T IO N
$.01 par com m on
P U B LIC S E R V IC E C O M P A N Y O F N O RTH
C A R O L IN A , INC.
$1.00 par com m on
P U B L IS H E R S E Q U IPM EN T
C O R P O R A T IO N
No par com m on
-3 0 —
Q ED EXPLO R A TIO N , INC.
No par com m on
Q IN TEX E N T ER T A IN M EN T , INC.
$.001 par com m on
Q M A X T E C H N O L O G Y G RO U P, INC.
$.01 par com m on
tQ U A D R A LO G IC T E C H N O L O G IE S , INC.
No par com m on
Q U A D R E X C O R P O R A T IO N
$.01 par com m on
Q U A K E R C H E M IC A L C O R P O R A T IO N
$1.00 par com m on
Q U A R E X INDUSTRIES, INC.
$.05 par com m on
Q UARTZ MOUNTAIN GO LD CORPORATION
No par com m on
Q U E ST M ED IC AL, INC.
$.05 par com m on
Q U E S T E C H , INC.
$.05 par com m on
Q U IK SILVER , INC.
$.01 par com m on
QUIPP, INC.
$.01 par com m on
Q UIXOTE C O R P O R A T IO N
$.012/a par com m on
Q U M E C O R P O R A T IO N
$.001 par com m on
QVC NETWORK, INC.
$.01 par common
RABBIT SOFTWARE CORPORATION
$.01 par common
REGINA COMPANY, INC., THE
$.0001 par common
REXWORKS, INC.
$.12 par common
RADIATION S Y S T E M S , INC.
$1.00 par com m on
R E G IO N A L B A N C O R P, INC.
$.10 par com m on
R AD IO N ICS, INC.
No par com m on
R EIS T E R ST O W N F E D E R A L S A V IN G S
B A N K (Maryland)
$1.00 par com m on
R E Y N O L D S A N D R E Y N O L D S C O M PA N Y ,
THE
C la s s A, $.625 par com m on
R A G E N CO R P O R A T IO N
$.125 par com m on
R A IL R O A D M E N ’S F E D E R A L S A V IN G S &
L O A N ASSO CIATIO N O F IN D IAN APO LIS
$.01 par ca p ita l
tR A IN B O W T E C H N O L O G IE S , INC.
$.001 par com m on
R E L A T IO N A L T E C H N O L O G Y , INC.
$.001 par com m on
RELIABILITY IN C O R P O R A T ED
No par com m on
R E L IA B L E LIFE IN S U R A N C E C O M PA N Y ,
THE
C la s s A, $1.00 par com m on
R A LEIG H F E D E R A L S A V IN G S B A N K
(North Carolina)
$1.00 par com m on
R E N T R A K CORP.
$.001 par com m on
R A M A P O FIN A N C IA L C O R P O R A T IO N
$1.00 par com m on
R E P A P E N T E R P R IS E S CO R P O R A T IO N
Subordinated, voting com m on sto ck
R A M S E Y H EALT H C A R E , INC.
$1.00 par com m on
R E P L IG E N CO R P O R A T IO N
$.01 par com m on
R A N G A IR E CO R P O R A T IO N
$.10 par com m on
R E P U B LIC A M E R IC A N CO R P O R A T IO N
$.01 par com m on
RARITAN B A N C O R P, INC.
$.01 par com m on
R E P U B LIC AU T O M O TIV E PARTS, INC.
$.50 par com m on
R A T N ER S GROUP, P LC
A m erican D epository R e ce ip ts
R E P U B L IC B A N C O R P INC. (M ichigan)
$5.00 par com m on
R A U C H INDUSTRIES, INC.
$1.00 par com m on
R E P U B LIC C A P IT A L GROUP, INC.
$.10 par com m on
R AX R E S T A U R A N T S , INC.
$.10 par com m on
R E P U B LIC P IC TU R ES CO R P O R A T IO N
C la s s A, $.01 par com m on
R A Y M O N D CO R P O R A T IO N , T H E
$1.50 par com m on
R E P U B LIC S A V IN G S F IN A N C IA L
C O R P O R A T IO N (Florida)
$.01 par com m on
R EA D IC A R E, INC.
$.01 par com m on
REA D IN G C O M P A N Y
$.01 par com m on
REALIST, INC.
$3.00 par com m on
R E C O T O N CO R P O R A T IO N
$.20 par com m on
R E E D S JE W E L E R S , INC.
$.10 par com m on
R E E V E S C O M M U N IC A T IO N S
CO R P O R A T IO N
$.40 par com m on
R EFA C T EC H N O LO G Y D EVELO PM EN T
C O R PO R AT IO N
$.10 par com m on
R E F L E C T O N E , INC.
$.10 par com m on
R E S D E L IND USTRIES
$.50 par com m on
R E S E A R C H IND USTRIES CO R P O R A T IO N
$.50 par com m on
R E S E A R C H , INC.
$.50 par com m on
R E S E R V E IND USTRIES CO R P O R A T IO N
$1.00 par com m on
R H O N E -P O U L E N C S.A.
A m erican D epository R e ce ip ts
RIBI IM M U N O C H E M R E S E A R C H , INC.
$.001 par com m on
R IC H A R D S O N E L E C T R O N IC S , LTD.
$.05 par com m on
R IC H F O O D H O LD IN G S , INC.
C la s s A, no par com m on
RICHTON INTERNATIONAL CORPORATION
$.10 par com m on
RID G EW O O D P R O P ER T IE S, INC.
$.01 par com m on
R IG G S N A T IO N A L C O R P O R A T IO N
$2.50 par com m on
RIGHT M A N A G E M E N T C O N S U L T A N T S ,
INC.
$.01 par com m on
RISE T E C H N O L O G Y , INC.
$.01 par com m on
RIVER F O R E S T B A N C O R P
$.10 par com m on
RIV ERSID E GRO U P, INC.
$.10 par com m on
R IVERSID E N A T IO N A L B A N K (California)
$1.25 par com m on
RO AD W AY M O TO R P LA Z A S , INC.
$.01 par com m on
RO AD W AY S E R V IC E S , INC.
No par com m on
R O A N O K E E L E C T R IC S T E E L
C O R P O R A T IO N
No par com m on
RES P IR O N IC S, INC.
$.01 par com m on
R O B B IN S & M Y E R S , INC.
No par com m on
RETAILING C O R P O R A T IO N O F A M E R IC A
$1.00 par com m on
R O B E R T H A L F IN T ER N AT IO N AL, INC.
$1.00 par com m on
REU TER, INC.
R O B E S O N IND USTRIES CORP.
$.10 par com m on
$ .1 8 3/4 par common
R EU T ER S H O LD IN G S P LC
A m erican D epository S hares for
ordinary sh ares of 10p each
R E G E N C Y E L E C T R O N IC S , INC.
No par com m on
R E V E R E FUND, INC.
$.001 par com m on
R E G E N C Y EQUITIES CORP.
$.01 par com m on
REXO N , IN C O R P O R A T ED
No par com m on
R H E O M E T R IC S , INC.
No par com m on
R E S O U R C E EXPLO R A TIO N , INC.
$.01 par com m on
R E G E N C Y CR U ISES , INC.
$.001 par com m on
'Addition to List under Board criteria
fAddition to List under NMS designation
*RF & P C O R P O R A T IO N
Non-voting, dividend ob lig a tio n s,
$.50 par com m on
31 —
R O B IN S O N N U G EN T, INC.
No par com m on
R O B O TIC VISION S Y S T E M S , INC.
$.01 par com m on
R O C H E S T E R C O M M U N IT Y S A V IN G S
BANK, THE
$1.00 par com m on
ROCK FINANCIAL CORPORATION
$3.33 par common
RULE INDUSTRIES, INC.
$.01 par common
SAVANNAH FOODS & INDUSTRIES, INC.
$.25 par common
R O C KIN G H A M B A N C O R P (New Hampshire)
$1.00 par com m on
R Y A N ’S FAM ILY S T E A K H O U SE S, INC.
$1.00 par com m on
S A X O N OIL C O M P A N Y
$.01 par com m on
R O C K Y M O U N T U N D E R G A R M E N T CO.,
INC.
$.01 par com m on
RYAN , B E C K & CO., INC.
$.10 par com m on
S B T C O R P O R A T IO N
No par com m on
RO D IM E P L C
A m erican D epository S hares for
ordinary sh ares (par value 5
pence)
S & K FA M O U S B R A N D S , INC.
$1.00 par com m on
S C A N -O P T IC S, INC.
$.02 par com m on
S-K-l LTD.
$.10 par com m on
S C A N F O R M S , INC.
$.01 par com m on
R O N S O N CO R P O R A T IO N
$1.00 par com m on
S.N.L. F IN A N C IA L CO R P O R A T IO N
C la s s A, $2.00 par com m on
S C H E R E R , R. P. C O R P O R A T IO N
$.331/3 par com m on
$1.00 par co nvertible preferred
R O O S E V E LT F IN A N C IA L GRO U P, INC.
$.01 par com m on
S.P.I.-SUSPENSION A N D PARTS
IND USTRIES LIMITED
O rdinary Shares, IS 250 par value
S C H U L M A N , A., INC.
$1.00 par com m on
S A F E C A R D S E R V IC E S , INC.
$.01 par com m on
S C H U L T H O M E S C O R P O R A T IO N
No par com m on
R O P A K CO R P O R A T IO N
No par com m on
R O S E ’S S T O R E S, INC.
No par com m on
C la s s B, non-voting, no par com m on
S A F E C O C O R P O R A T IO N
No par com m on
R O S PA T C H CO R P O R A T IO N
$1.00 par com m on
S A F E G U A R D H EALTH EN T ERPRISES, INC.
No par com m on
R O S S C O S M E T IC S DISTRIBUTION
C E N T E R S , INC.
$.01 par com m on
S A G H A R B O R S A V IN G S B A N K (New York)
$1.00 par com m on
R O S S INDUSTRIES, INC.
$1.00 par com m on
R O S S ST O R E S, INC.
$.01 par com m on
R O T E C H M E D IC A L CO R P O R A T IO N
$.0002 par com m on
RO TO -R O O TER, INC.
$1.00 par com m on
ROUSE CO M PAN Y, THE
$.01 par com m on
R O W E FU R N IT U R E C O R P O R A T IO N
$1.00 par com m on
R O Y A L B A N K O F P E N N S Y L V A N IA
C la s s A, $2.00 par com m on
R O Y A L B U S IN E S S GROUP, INC.
$1.00 par com m on
R O Y A L G O LD , INC.
$.01 par com m on
R O Y A L P A LM S A V IN G S B A N K (Florida)
$1.60 par com m on
R O Y A LP A R INDUSTRIES, INC.
$.01 par com m on
W arrants (expire 01-20-92)
RPM , INC.
No par com m on, $.08 stated value
RSI C O R P O R A T IO N
$.05 par com m on
RTI, INC.
$.01 par com m on
R U D Y ’S R E S T A U R A N T G RO U P, INC.
$.01 par com m on
‘Addition to List under Board criteria
fAddltlon to List under N MS designation
S A G E A N A L Y T IC S IN T ER N AT IO N AL, INC.
$.001 par com m on
S A G E S O FT W A R E, INC.
$.01 par com m on
S A H A R A R ES O R T S, INC.
$.20 par com m on
S A H L E N & A S S O C IA T E S , INC.
$.001 par com m on
S A L E M C A R P E T M ILLS, INC.
$1.00 par com m on
S A L IC K H EA LT H C A R E , INC.
No par com m on
S C H W A R T Z B R O T H E R S , INC.
C la s s A, $.10 par com m on
SCI S Y S T E M S , INC.
$.10 par com m on
5%% convertible su bo rdin ated
debentures
S C IC O M DATA S E R V IC E S , LTD.
$.10 par com m on
S C IE N C E D Y N A M IC S C O R P O R A T IO N
$.01 par com m on
SCIEN TIFIC SO FTW ARE-IN TERCO M P, INC.
No par com m on
S C IEN T IFIC T E C H N O L O G IE S ,
IN C O R P O R A T E D
$.001 par com m on
S C IM E D LIFE S Y S T E M S , INC.
$.05 par com m on
S C IT E X C O R P O R A T IO N LTD.
O rdinary Shares, NIS .0012 par value
S A M N A CO R P O R A T IO N
$.01 par com m on
S C O T T & S T R IN G F E L L O W FIN A N C IA L,
INC.
$.10 par com m on
S A N D E R S O N F A R M S , INC.
$1.00 par com m on
S C R IB E S Y S T E M S , INC.
$.01 par com m on
S A N D S R EG E N T , T H E
$.10 par com m on
S C R IP P S H O W ARD B R O A D C A S T IN G CO.
$.25 par com m on
S A N D W IC H C H E F , INC.
$.05 par com m on
S C R IP P S , E. W. C O M P A N Y , T H E
C la s s A, $.01 par com m on
S A N D W IC H CO -O P ER A TIV E B A N K , T H E
(M assachu setts)
$1.00 par com m on
S C S /C O M P U T E , INC.
$.10 par com m on
S A N F O R D CO R P O R A T IO N
$.01 par com m on
S A N T A M O N IC A B A N K
$3.00 par com m on
tS A T E L L IT E IN FO R M AT IO N S Y S T E M S
CO M PAN Y
No par com m on
SATELLITE MUSIC NETWORK, INC.
$.10 par common
-32—
S D N B F IN A N C IA L CO RP.
No par com m on
S E A G A L L E Y S T O R E S, INC.
$.05 par com m on
S E A B O A R D S A V IN G S & LO A N
A S SO C IA T IO N (Virginia)
$5.00 par com m on
S E A C O A S T B A N K IN G C O R P O R A T IO N
O F FLO R ID A
C la s s A, $.10 par com m on
S E A C O A S T S A V IN G S B A N K (New
Ham pshire)
$1.00 par com m on
SEQUENT COMPUTER SYSTEMS, INC.
$.01 par common
SILICON VALLEY GROUP, INC.
No par common
S E A G A T E T E C H N O L O G Y , INC.
$.01 par com m on
6 3/4% convertible subordinated
debentures
S E R V IC E F R A C T U R IN G C O M P A N Y
$1.00 par com m on
SILICO N IX IN C O R P O R A T E D
$.01 par com m on
S E R V IC O , INC.
$.10 par com m on
S ILK G R E E N H O U S E , INC.
$.01 par com m on
S E A G U L L E N E R G Y CO R P O R A T IO N
$1.00 par convertible preferred
S E V E N O A K S IN T ER N AT IO N AL, INC.
$.10 par com m on
S ILV AR -LISCO
No par com m on
S E A L R IG H T CO., INC.
$.10 par com m on
S F E T E C H N O L O G IE S
$1.00 par com m on
S ILV E R H A R T M INES, LTD.
No par com m on
SEAW AY FO O D TOW N, INC.
No par com m on, $2.00 stated value
S F F E D CORP.
$.01 par com m on
S ILV E R KING M INES, INC.
$1.00 par com m on
S E C O N D N A T IO N A L F E D E R A L S A V IN G S
B A N K (Maryland)
$1.00 par com m on
S H A R E D M E D IC A L S Y S T E M S
CO R P O R A T IO N
$.01 par com m on
S IM M O N S FIRST N A T IO N A L
C O R P O R A T IO N (Arkansas)
C la s s A, $5.00 par com m on
S E C O R B A N K , F E D E R A L S A V IN G S B A N K
$.01 par com m on
S H A R P E R IM A G E CO R P O R A T IO N
$.01 par com m on
S IM P S O N IND USTRIES, INC.
$1.00 par com m on
S EC U R IT Y A M E R IC A N FIN A N C IA L
E N T E R P R ISE S, INC.
$.10 par com m on
S H E L B Y F E D E R A L S A V IN G S B A N K
(Indiana)
$1.00 par com m on
S IR C O IN T ER N A T IO N A L CORP.
$.10 par com m on
S EC U R IT Y B A N C O R P, INC.
$.01 par com m on
S H E L D A H L , INC.
$.25 par com m on
S EC U R IT Y F E D E R A L S A V IN G S B A N K
(Montana)
$1.00 par com m on
S H E LT O N S A V IN G S B A N K (Connecticut)
$1.00 par com m on
S EC U R IT Y FIN A N C IA L G RO U P, INC.
$.10 par com m on
S E C U R IT Y S A V IN G S B A N K , S.L.A. (New
Jersey)
$1.00 par com m on
S EC U R IT Y TAG S Y S T E M S , INC.
$.001 par com m on
S E E Q T E C H N O L O G Y , IN C O R P O R A T E D
$.01 par com m on
SEI CO R P O R A T IO N
$.01 par com m on
S E IB E L S B R U C E GROUP, INC., T H E
$1.00 par com m on
S E L E C T E R M , INC.
$.05 par com m on
S E L E C T IV E IN S U R A N C E G RO U P, INC.
$2.00 par com m on
S ELFIX , INC.
$.01 par com m on
S E L L E R S V IL L E S A V IN G S A N D LO A N
A SSO CIAT IO N (Pennsylvania)
$1.00 par com m on
S E N E C A FO O D S CO R P O R A T IO N
$.25 par com m on
S E N IO R S E R V IC E CO R P O R A T IO N
$.02 par com m on
S E N S O R C O N T R O L CO R P O R A T IO N
$.0008 par com m on
S E N S O R M A T IC E L E C T R O N IC S
CO R P O R A T IO N
$.01 par com m on
'Addition to List under Board criteria
[Addition to List under NMS designation
S H L S Y S T E M H O U S E INC.
No par com m on
S H O N E Y ’S, INC.
$1.00 par com m on
SH O P SM ITH , INC.
No par com m on
SHOREW OOD PACKAGING CORPORATION
$.01 par com m on
tS H O W B IZ PIZZA TIME, INC.
$.10 par com m on
S H O W S C A N FILM CO R P O R A T IO N
$.001 par com m on
SI H A N D L IN G S Y S T E M S , INC.
$1.00 par com m on
S IE R R A ON-LINE, INC.
$.01 par com m on
S IER R A R E A L ESTATE EQUITY T R U S T ’83
No par sh ares of b e n eficia l interest
S IE R R A R E A L ESTATE EQUITY T RU ST ’84
No par com m on
SIS CO R P O R A T IO N
No par com m on
S IZZ LER R E S T A U R A N T S
IN T ER N A T IO N A L, INC.
$.01 par com m on
S J N B F IN A N C IA L CORP.
No par com m on
S K A N E A T E L E S SAV IN G S B A N K (New York)
$1.00 par com m on
S K IP P E R ’S INC.
$.10 par com m on
S K Y L IN E CHILI, INC.
No par com m on
S K Y W E S T , INC.
No par com m on
SM ITH L A B O R A T O R IE S , INC.
No par com m on
S M IT H FIELD C O M P A N IE S , INC., T H E
No par com m on
S M IT H FIE LD FO O D S , INC.
$.50 par com m on
S N E L L IN G A N D S N E L L IN G , INC.
$.05 par com m on
S O C IET Y C O R P O R A T IO N
$1.00 par com m on
S IG M A D ESIG N S, INC.
No par com m on
S O C IET Y FO R S A V IN G S B A N C O R P , INC.
(Connecticut)
$1.00 par com m on
SIG M A -A LD R IC H CO R P O R A T IO N
$1.00 par com m on
S O F T E C H , INC.
$.10 par com m on
SILICO N G E N E R A L , INC.
No par com m on
tS O F T S E L C O M P U T E R PR O D U C T S, INC.
$.01 par com m on
SILICO N G R A P H IC S , INC.
$.001 par com m on
S O F T W A R E P U B LIS H IN G C O R P O R A T IO N
No par com m on
SILICON V ALLEY B A N C S H A R E S (California)
No par com m on
SOFTWARE SERVICES OF AMERICA, INC.
$.01 par common
-3 3 -
S O F T W A R E T O O LW O R K S , INC., T H E
$.01 par com m on
SOUTHWALL TECHNOLOGIES, INC.
$.001 par common
STAN WEST MINING CORPORATION
$.01 par common
S O LV -E X CO R P O R A T IO N
$.01 par com m on
S O U T H W E S T N A T IO N A L CO R P O R A T IO N
$2.50 par com m on
S O M E R S E T B A N K S H A R E S , INC.
(M assachu setts)
$1.00 par com m on
S O U T H W E S T W AT ER C O M P A N Y
$1.00 par com m on
S T A N D A R D M IC R O S Y S T E M S
C O R P O R A T IO N
$.10 par com m on
S O M E R S E T GROUP, INC., T H E
No par com m on
S O N E S T A IN T ER N A T IO N A L H O T ELS
CO R P O R A T IO N
C la s s A, $.80 par com m on
SO N O CO PRODUCTS CO M PA N Y
No par com m on
S O N O R A G O LD CO R P O R A T IO N
No par com m on
S O O N E R F E D E R A L S A V IN G S A N D
L O A N A SSO CIAT IO N
$.01 par com m on
S O U N D AD VICE, INC.
$.01 par com m on
S O U N D W A R EH O U S E, INC.
$.01 par com m on
SO UTH C A R O L IN A F E D E R A L
CO R P O R A T IO N
$1.00 par com m on
SO U TH C A R O L IN A N AT IO N AL
CO R P O R A T IO N
$5.00 par com m on
S O U T H E A S T E R N M ICH IG AN G A S
EN T E R P R IS E S , INC.
$1.00 par com m on
S O U T H W E S T E R N ELEC T R IC S E R V IC E
CO M PAN Y
$1.00 par com m on
S T AN FO R D T ELECO M M U N ICATIO N S, INC.
No par com m on
S O V E R E IG N B A N C O R P , INC.
$1.00 par com m on
S T A N L E Y INTERIO RS C O R P O R A T IO N
$.01 par com m on
S PA N -A M E R IC A M E D IC A L S Y S T EM S, INC.
No par com m on
S T A N S B U R Y M INING C O R P O R A T IO N
$.25 par com m on
SPA R T A N M O TO R S, INC.
No par com m on
S P E A R FIN A N C IA L S E R V IC E S , INC.
$.05 par com m on
S P E A R H E A D INDUSTRIES, INC.
$.05 par com m on
S P E C ’S M USIC, INC.
$.01 par com m on
S P E C IA LT Y C O M PO S IT E S CO RPO RAT IO N
$.01 par com m on
S P E C T R A N CO R P O R A T IO N
$.10 par com m on
S P E C T R U M C O N T R O L INC.
No par com m on
S P IE G E L, INC.
C la s s A, non-voting, $1.00 par
com m on
S PIR E CO R P O R A T IO N
$.01 par com m on
S O U T H E A S T E R N S A V IN G S & LO A N
C O M P A N Y (North Carolina)
$1.00 par com m on
S P R IN G B O A R D S O FT W A R E, INC.
$.01 par com m on
S O U T H E R N B A N K S H A R E S , INC.
$2.50 par com m on
SPR O U SE -R EIT Z S T O R E S INC.
$10.00 par com m on
S O U T H E R N C A L IF O R N IA W ATER
CO M PAN Y
$5.00 par com m on
S Q U A R E INDUSTRIES, INC.
$.01 par com m on
S O U T H E R N M IN E R A L CO R P O R A T IO N
$.01 par com m on
S O U T H E R N N A T IO N A L CO R P O R A T IO N
$5.00 par com m on
SO U T H IN G T O N S A V IN G S B A N K
(Connecticut)
$1.00 par com m on
S O U T H L A N D CO R P O R A T IO N , T H E
15% cu m ulative exch angeable
preferred sto ck
S T A N D A R D R EG IS T E R C O M P A N Y , TH E
No par com m on
ST. IVES L A B O R A T O R IE S CO R P O R A T IO N
$.01 par com m on
ST. JU D E M ED IC AL, INC.
$.10 par com m on
ST. PAU L B A N C O R P , INC.
$.01 par com m on
ST. PAU L C O M P A N IE S , INC., TH E
No par com m on
S T A A R S U R G IC A L C O M P A N Y
$.01 par com m on
S T A O D Y N A M IC S , INC.
$.01 par com m on
STAR S TAT ES CORP.
$.01 par com m on
STAR T E C H N O L O G IE S , INC.
$.01 par com m on
STARPO IN TE SAVIN G S B A N K (New Jersey)
$2.00 par com m on
STATE S T R EE T B O ST O N C O R P O R A T IO N
$1.00 par com m on
STATE-O-M AIN E, INC.
$.10 par com m on
S T A T E S M A N GROUP, INC., T H E
$1.00 par com m on
STATEW IDE B A N C O R P
$2.50 par com m on
STATUS G A M E C O R P O R A T IO N
$.01 par com m on
S T E E L O F W ES T VIRGINIA, INC.
$.01 par com m on
S T E E L T E C H N O L O G IE S , INC.
No par com m on
STEN D IG INDUSTRIES, INC.
C la s s B, $.10 par com m on
S T E R N E R LIGHTING S Y S T E M S
IN C O R P O R A T ED
$.10 par com m on
STEW AR T & S T E V E N S O N S E R V IC E S , INC.
No par com m on
STEW AR T IN FO R M AT IO N S E R V IC E S
CO R P O R A T IO N
$1.00 par com m on
S T O C K E R & YALE, INC.
$1.00 par com m on
S T O C K H O L D E R S Y S T E M S , INC.
C la s s A, $.05 par com m on
S T O K E L Y USA, INC.
$.05 par com m on
S O U T H L A N D F IN A N C IA L C O R P O R A T IO N
$1.00 par com m on
S T A F F B U ILD ER S INC.
$.01 par com m on
S O U T H L IF E H O LD IN G C O M P A N Y
$.05 par com m on
S T A K E T E C H N O L O G Y LTD.
No par com m on
STO LT T A N K E R S & T E R M IN A L S
(H O LD INGS) S.A.
No par com m on
S O U T H T R U S T CO R P O R A T IO N
$2.50 par com m on
S T A M F O R D C A P IT A L GROUP, INC.
$1.00 par com m on
STOTLER GROUP INC.
$1.00 par common
‘Addition to List under Board criteria
fAddltlon to List under NMS designation
—34—
STRATEGIC PLA N N IN G ASSO CIATES, INC.
C la s s B, $.10 par com m on
S TR A T U S C O M P U T E R , INC.
$.01 par com m on
STR A W B R ID G E & C LO T H IER
C la s s A, $1.00 par com m on
S T R O B E R O RGANIZATIO N, INC., T H E
$.01 par com m on
S T R U C T O F A B , INC.
$.02 par com m on
S T R U C T U R A L D Y N A M IC S R E S E A R C H
CO R P O R A T IO N
C la s s A, no par com m on
S T R Y K E R C O R PO R AT IO N
$.10 par com m on
SU N STATE S A V IN G S A N D LO A N
A SSO CIAT IO N (Arizona)
$1.00 par com m on
S U N A IR E L E C T R O N IC S , INC.
$.10 par com m on
S U N C O A S T S A V IN G S A N D LO AN
ASSO C IA T IO N (Florida)
$3.55 par com m on
S U N G A R D DATA S Y S T E M S , INC.
$.01 par com m on
SUN LITE, INC.
$.20 par com m on
S U N R E S O R T S LTD. N.V.
$.01 par com m on
SYNERGEN, INC.
$.01 par common
S Y N O P T IC S C O M M U N IC A T IO N S , INC.
No par com m on
S Y N T E C H IN T ER N AT IO N AL, INC.
$.10 par com m on
$1.00 par convertible preferred
S Y N T R E X IN C O R P O R A T ED
$.10 par com m on
S Y N T R O C O R P O R A T IO N
$.01 par com m on
S YR ACU SE SU PPLY CO M PAN Y
$4.00 par com m on
S Y S T E M S O FT W A R E A S SO C IA T ES , INC.
$.0033 par com m on
STU AR T H A L L C O M PA N Y , INC.
$.331/ j par com m on
S U N R IS E F E D E R A L S A V IN G S A N D
LO A N AS SO C IA T IO N (Kentucky)
$1.00 par com m on
S TU AR TS D E P A R T M E N T ST O R E S, INC.
$.01 par com m on
S U N R IS E M ED IC AL, INC.
$1.00 par com m on
STU RM , R U G ER & C O M PA N Y , INC.
$1.00 par com m on
S U N S T A R FO O D S, INC.
$.50 par com m on
STV EN G IN E E R S , INC.
$1.00 par com m on
S U N W E S T FIN A N C IA L S E R V IC E S , INC.
No par com m on
S U B A R U O F A M E R IC A , INC.
$.01 par com m on
S U P E R RITE FO O D S, INC.
$.05 par com m on
S U B U R B A N B A N C O R P, INC.
C la s s A, $1.00 par com m on
S U P ER IO R E L E C T R IC C O M PA N Y , T H E
$1.00 par com m on
T A LM A N H O M E F E D E R A L S A V IN G S
A N D L O A N A S SO CIAT IO N O F
ILLINOIS
$.01 par com m on
S U D B U R Y INC.
$.01 par com m on
S U P E R T E X INC.
No par com m on
T A N D O N C O R P O R A T IO N
$.01 par com m on
S U F F IE L D FIN A N C IA L C O R P O R A T IO N
$1.00 par com m on
S U P R E M E EQ U IPM EN T & S Y S T E M S
CO R P O R A T IO N
$.662/3 par com m on
T B C C O R P O R A T IO N
$.10 par com m on
SU FFO LK BANCO RP
$5.00 par com m on
SU M IT O M O B A N K O F C A L IFO R N IA , T H E
$5.00 par com m on
S U R G IC A L C A R E AFFILIA TE S, INC.
$.25 par com m on
S Y S T EM A T IC S , INC.
$.025 par com m on
SYSTEM S & CO M PU TER TECH N O LO G Y
C O R P O R A T IO N
$.01 par com m on
T C E L L S C IE N C E S , INC.
$.001 par com m on
T A C O VILLA, INC.
$.01 par com m on
T C A C A B L E TV, INC.
$.10 par com m on
SU R V IV A L T E C H N O L O G Y , INC.
$.10 par com m on
T C F F IN A N C IA L CO R P O R A T IO N
(M innesota)
$.01 par com m on
S U S Q U E H A N N A B A N C S H A R E S , INC.
$2.00 par com m on
TCI IN T ERN AT IO N AL, INC.
$.01 par com m on
SUM MCORP
No par c o m m o n
S V E N S K A C E L L U L O S A A K T IE B O L A G E T
SCA
A m e ric a n D e p o sito ry R e c e ip t s
T E C H DATA CO R P O R A T IO N
$.0015 par com m on
SU M M IT B A N C O R P O R A T IO N , TH E
No par com m on
S Y B R A , INC.
$.10 par com m on
SU M M IT H EALTH LTD.
No par com m on
SYM -T EK S Y S T E M S , INC.
No par com m on
SUM M IT H O LD IN G CO R P O R A T IO N
$.625 par com m on
S YM B IO N , INC.
$.01 par com m on
T EC H N O LO G Y D EVELO PM EN T
C O R P O R A T IO N
$.01 par com m on
SUM M IT S A V IN G S A SSO CIATIO N
(Washington)
$.01 par com m on
S Y M B O L IC S , INC.
$.01 par com m on
T E C O G E N , INC.
$.10 par com m on
S Y N B IO T IC S CO R P O R A T IO N
No par com m on
T ECU M SEH PRODUCTS C O M PA N Y
$1.00 par com m on
S Y N C O R INTERNATIONAL CORPORATION
$.05 par com m on
TEKELEC
No par com m on
S Y N E R C O M T E C H N O L O G Y , INC.
$.03 par com m on
TEKNOWLEDGE INC.
$.01 par common
S U M M A M E D IC A L CO R P O R A T IO N
$.01 par com m on
S U M M A G R A P H IC S CO R P O R A T IO N
$.01 par com m on
SUN C O A S T PLA S TIC S , INC.
$.01 par com m on
SUN M IC R O S Y S T E M S , INC.
$.00067 par com m on
5 1/4% convertible subordinated
debentures
'Addition to List under Board criteria
fAddition to List under NMS designation
—35—
T E C H N A L Y S IS C O R P O R A T IO N
$.10 par com m on
T E C H N IC A L C O M M U N IC A T IO N S
C O R P O R A T IO N
$.10 par com m on
T E L O F F S H O R E TRUST
No par units of b e n eficia l interest
T E L C O S Y S T E M S , INC.
$.01 par com m on
T E LE -C O M M U N IC A T IO N S, INC.
C la s s A, $1.00 par com m on
C la s s B, $1.00 par com m on
7% convertible subordinated
debentures
T ELE-O PTICS, INC.
$.01 par com m on
W arrants (expire 08-11-89)
T E LE C A S T , INC.
$.01 par com m on
T E LE C O M M U N IC A T IO N S N ETW O RK, INC.
$.01 par com m on
T E L E C R A F T E R CO R P O R A T IO N
No par com m on
T ELE C R ED IT , INC.
$.01 par com m on
T E LE M A T IC S IN T ER N AT IO N AL, INC.
$.01 par com m on
T E LE M U N D O GROUP, INC.
$.01 par com m on
T E LE Q U E S T , INC.
No par com m on
T E LE V ID EO S Y S T E M S , INC.
$.01 par com m on
T E L L A B S , INC.
No par com m on
T E X C E L IN T ER N A T IO N A L INC.
$.01 par com m on
W arrants (expire 07-03-89)
T G X CO R P O R A T IO N
$.01 par com m on
T H E R M A L INDUSTRIES, INC.
$.01 par com m on
T H O M A S T O N M ILLS, INC.
C la s s A, $1.00 par com m on
C la s s B, $1.00 par com m on
THO M SO N - C S F
A m erican D epository Shares
T H O R N A P P L E V ALLEY, INC.
$.10 par com m on
T H O U S A N D T RAILS, INC.
No par com m on
T H R IFT Y REN T -A-CAR S Y S T E M , INC.
$.05 par com m on
T IER CO GROUP, INC., T H E
$1.00 par com m on
T IG ER A GRO U P, INC.
$.01 par com m on
tT IM B E R J A C K CO R P O R A T IO N
$.01 par com m on
T IM B E R LIN E S O FT W A R E CO R P O R A T IO N
No par com m on
TJ IN TERN ATIO N AL, INC.
$1.00 par com m on
T E L O S CO R P O R A T IO N
$.01 par com m on
TM C O M M U N IC A T IO N S, INC.
$.01 par com m on
T E LX O N CO R P O R A T IO N
$.01 par com m on
TODD -AO C O R PO R A T IO N , T H E
C la s s A, $.25 par com m on
T E M C O H O M E H EALT H C A R E
P R O D U C T S, INC.
$.01 par com m on
TOKIO M A R IN E & FIRE IN S U R A N C E
C O M PA N Y , LTD., TH E
A m erican D epository R e ce ip ts for
com m on sto ck (par value -¥- 50)
T E M P E S T T E C H N O L O G IE S , INC.
$.01 par com m on
T E M T E X INDUSTRIES, INC.
$.20 par com m on
TEN N AN T CO M PAN Y
$.375 par com m on
T ER A D AT A C O R PO R AT IO N
$.01 par com m on
T E R E X CO R P O R A T IO N
$.01 par com m on
T O L L A N D B A N K (Connecticut)
$1.00 par com m on
TOM BRO W N , INC.
$.10 par com m on
T O M P K IN S C O U N T Y T RU ST C O M P A N Y
(New York)
$2.50 par com m on
tT O M P K IN S , PLC.
A m erican D epository R e ce ip ts
tTOTAL ENERGOLD CORPORATION
No par common
T O TA L H EA LT H S Y S T E M S , INC.
$.01 par com m on
T O TAL S Y S T E M S E R V IC E S , INC.
$.10 par com m on
TPI EN T E R P R IS E S , INC.
$.01 par com m on
T R A D IT IO N A L IND USTRIES, INC.
$.01 par com m on
T R A K AU TO C O R P O R A T IO N
$.01 par com m on
T R A N S F IN A N C IA L B A N C O R P , INC.
(Kentucky)
No par com m on
T R A N S L E A S IN G IN T ER N A T IO N A L, INC.
$.01 par com m on
T R A N S W O R LD M U SIC CORP.
$.01 par com m on
TRAN S-IN D U STR IES, INC.
$.10 par com m on
T R A N S N A T IO N A L INDUSTRIES, INC.
$.01 par com m on
T R A N S N E T CO R P O R A T IO N
$.01 par com m on
T R A N S T E C H IND USTRIES, INC.
$.50 par com m on
T R A N S T E C T O R S Y S T E M S , INC.
No par com m on
TRAN SW O RLD B A N C O R P
No par com m on
T R A V E L E R S R E A L ESTATE IN V E S T M E N T
T RU ST
No par shares of b e n e ficia l interest
T R A V E L E R S R EA LTY IN C O M E
IN V EST O R S
No par sh ares of b e n eficia l interest
T R E N W IC K GRO U P, INC.
$.10 par com m on
TRIAD S Y S T E M S CO R P O R A T IO N
$.01 par com m on
T RICO P R O D U C T S C O R P O R A T IO N
No par com m on
T R IM ED Y N E, INC.
$.01 par com m on
T E R M IF L E X CO R P O R A T IO N
$.10 par com m on
T O N S O F TO YS, INC.
$.01 par com m on
TRIO-TECH IN T ER N A T IO N A L
No par com m on
T E R M IN A L DATA C O R P O R A T IO N
$1.00 par com m on
T O N Y L A M A C O M PA N Y , INC.
$1.00 par com m on
TRION INC.
$.50 par com m on
TEVA P H A R M A C E U T IC A L S IND USTRIES
LTD.
A m erican D epository R e ce ip ts
T O P P S C O M PA N Y , INC., TH E
$.01 par com m on
T R U S T C O B A N K C O R P NY
$2.00 par com m on
T O R E A D O R RO YALTY CO R P O R A T IO N
$.15625 par com m on
TR U STCO M PAN Y BANCORPO RATION, THE
No par com m on
T O TAL A S S E T S PRO T ECTIO N
$.002 par com m on
TRUSTCORP, INC.
$1.00 par common
T E X A S A M E R IC A N E N E R G Y
CO R P O R A T IO N
12%% convertible subordinated
debentures
‘Addition to List under Board criteria
fAddition to List under NMS designation
-3 6 -
TS INDUSTRIES, INC.
$.02 par common
UNIFORCE TEMPORARY PERSONNEL, INC.
$.01 par common
UNITED IN V E ST O R S M A N A G E M E N T CO.
Non-voting, $1.00 par com m on
TSI IN C O R P O R A T ED
$.10 par com m on
U N IG E N E LA B O R A T O R IES , INC.
$.01 par com m on
W arrants (expires 08-11-92)
UNITED M ISSOURI B A N C S H A R E S , INC.
$12.50 par com m on
TSR, INC.
$.01 par com m on
T U C K E R D RILLING C O M PA N Y , INC.
$.01 par com m on
TU D O R CO R P O R A T IO N LTD.
No par com m on
T U E S D A Y M O R N IN G , INC.
$.01 par com m on
T U R F PARAD ISE, INC.
No par com m on
T U S C A R O R A PLA S TIC S , INC.
No par com m on
T V X B R O A D C A S T GRO U P, INC.
$.01 par com m on
TW ISTEE T R EAT C O R P O R A T IO N
$.001 par com m on
T YC O TOYS, INC.
$.01 par com m on
t
W arrants (expire 06-07-93)
UNIM ED , INC.
$.25 par com m on
UNITED N A T IO N A L B A N C O R P
$2.50 par com m on
UNION B A N K
$5.00 par com m on
UNITED N EW M EXIC O F IN A N C IA L
C O R P O R A T IO N
$5.00 par com m on
UNION N A T IO N A L CO R P O R A T IO N
$1.00 par com m on
UNITED N E W S P A P E R S , P L C
A m erican D epository R e ce ip ts
UNION P L A N T E R S CO R P O R A T IO N
$5.00 par com m on
UNITED S A V E R ’S B A N C O R P , INC.
$1.00 par com m on
UNITED ARTISTS CO M M U NICATIO NS, INC.
$.01 par com m on
UNITED S A V IN G S A N D LO A N
A S SO CIAT IO N (M issouri)
$1.00 par com m on
UNITED B A N K E R S , INC.
No par com m on
UNITED B A N K S O F C O L O R A D O , INC.
$2.50 par com m on
UNITED B A N K S H A R E S , INC. (West
Virginia)
$2.50 par com m on
UNITED S A V IN G S A SSO CIAT IO N
(Florida)
C la s s A, $.01 par com m on
UNITED S A V IN G S B A N K (Oregon)
$1.00 par com m on
UNITED S A V IN G S B A N K (Virginia)
$5.00 par com m on
UNITED BUILD ING S E R V IC E S
C O R P O R A T IO N O F D ELAW ARE
$.01 par com m on
UNITED S A V IN G S B A N K , F.A. (Montana)
$1.00 par com m on
T Y S O N FO O D S, INC.
C la s s A, $.10 par com m on
UNITED C A R O L IN A B A N C S H A R E S
CO R P O R A T IO N
$4.00 par com m on
UNITED S T A T ES A N T IM O N Y
C O R P O R A T IO N
$.01 par com m on
U.S. B A N C O R P
$5.00 par com m on
UNITED CITIES G A S C O M P A N Y
$3.331/3 par com m on
UNITED STAT IO N ER S INC.
$.10 par com m on
U.S. E N E R G Y C O R P O R A T IO N
$.01 par com m on
UNITED C O A S T S CO R P O R A T IO N
$.01 par com m on
UNITED T ELEVISIO N , INC.
$.10 par com m on
U.S. FACILITIES C O R P O R A T IO N
$.01 par com m on
UNITED C O M P A N IE S F IN A N C IA L
CO R P O R A T IO N
$2.00 par com m on
UNITED TOTE, INC.
$.01 par com m on
T Y LA N CO R P O R A T IO N
No par com m on
U.S. G O LD C O R P O R A T IO N
$.01 par com m on
U.S. H EALT H , INC.
$.0556 par com m on
U.S. H E A L T H C A R E , INC.
$.005 par com m on
U.S. INTEC, INC.
$.02 par com m on
U.S. P R E C IO U S M ETA LS, INC.
No par com m on
U.S. T RU ST CO R P O R A T IO N
5.00 par com m on
ULTRA B A N C O R P O R A T IO N
$5.00 par com m on
UNITED CO U N T IES B A N C O R P O R A T IO N
No par com m on, $1.00 stated value
UNITED V E R M O N T B A N C O R P O R A T IO N
$.50 par com m on
U N ITED -G U ARD IAN , INC.
$.10 par com m on
UNITED DOM INIO N R E A LT Y TRUST, INC.
$1.00 par com m on
9% convertible subordinated
debentures
UNITRO NIX C O R P O R A T IO N
No par com m on
UNITED ED UCATIO N & S O FT W A R E
No par com m on
U N IV E R S A L FU R N IT U R E LIMITED
$.01 par ordinary shares
UNITED F IN A N C IA L CORP. O F SOUTH
C A R O L IN A , INC.
$1.00 par com m on
U N IV E R S A L H EA LT H S E R V IC E S , INC.
C la s s B, $.01 par com m on
UNITED FIRE & C A S U A L T Y C O M P A N Y
$3.331/3 par com m on
U N IV E R S A L H O LD IN G CORP.
$.01 par com m on
UNITED G A M IN G , INC.
$.10 par com m on
U N IV E R S A L S EC U R IT Y IN STR U M EN TS,
INC.
$.01 par com m on
UNITED H E A L T H C A R E C O R PO R AT IO N
$.01 par com m on
U N IV E R S A L V O LT R O N ICS CO RPO RATIO N
$.05 par com m on
UN IFAST INDUSTRIES, INC.
$.01 par com m on
UNITED H O M E LIFE IN S U R A N C E
CO M PAN Y
$1.00 par com m on
UN IVERSITY N A T IO N A L B A N K & TRUST
C O M P A N Y (California)
$5.00 par ca p ita l
UNIFI, INC.
$.10 par com m on
UNITED IN S U R A N C E C O M PA N IE S, INC.
$.01 par com m on
U N IVERSITY S A V IN G S B A N K
$.01 par com m on
UNI-M ARTS, INC.
C la s s A, $.10 par com m on
UNICO A M E R IC A N CO R P O R A T IO N
No par com m on
‘Addition to List under Board criteria
fAddition to List under NMS designation
— 37—
UNR INDUSTRIES, INC.
$2.50 par common
VARLEN CORPORATION
$.10 par common
U P P E R P E N IN S U L A E N E R G Y
CO R P O R A T IO N
No par com m on
V ELO B IN D , IN C O R P O R A T ED
$.50 par com m on
US W E S T N E W V E C T O R GROUP, INC.
C la s s A, no par com m on
U S A B A N C O R P INC.
$1.00 par com m on
U S B A N C O R P , INC.
$2.50 par com m on
C la s s A, $2,125 par convertible
preferred
V E N T R E X LAB O R A T O R IES , INC.
$.01 par com m on
V EN T U R IA N CO R P O R A T IO N
$1.00 par com m on
V E R M O N T FIN A N C IA L S E R V IC E S CORP.
$1.00 par com m on
V E R O N E X R E S O U R C E S , LTD.
No par com m on
V ITALIN K C O M M U N IC A T IO N S
CO R P O R A T IO N
$.01 par com m on
VIT R O N ICS C O R P O R A T IO N
$.01 par com m on
VIVIGEN, INC.
$.01 par com m on
VLSI T E C H N O L O G Y , INC.
$.01 par com m on
V M S M O R T G A G E IN V EST O R S, L. P.
D epository U nits representing $10.00
par units of lim ited partnership
U S M X INC.
No par com m on
V E R S A T E C H N O L O G IE S , INC.
$.10 par com m on
V M S M O R T G A G E IN V EST O R S, L. P. II
D epository units of lim ited
partnership interest
UST CORP.
$.625 par com m on
V E R T E X C O M M U N IC A T IO N S
C O R P O R A T IO N
$.10 par com m on
V M S M O R T G A G E IN V EST O R S, L. P. Ill
D epository units of lim ited
partnership interest
UTL C O R P O R A T IO N
$.25 par com m on
V -B A N D CO R P O R A T IO N
$.01 par com m on
V AC U -D RY C O M P A N Y
$.10 par com m on
V AL C O M , INC.
$.10 par com m on
VALID LO G IC S Y S T E M S , INC.
$.001 par com m on
V A L L E N CO R P O R A T IO N
$.50 par com m on
V A L L E Y B A N C O R P O R A T IO N (W isconsin)
$1.00 par com m on
V A L L E Y C A P IT A L CO R P O R A T IO N
$1.00 par com m on
V A L L E Y F E D E R A L S A V IN G S A N D LO AN
A S SO CIAT IO N (California)
No par com m on
V A L L E Y F E D E R A L S A V IN G S B A N K
(Indiana)
$.01 par com m on
V EST AR , INC.
$.01 par com m on
VICO N FIB ER O PTICS CO R P O R A T IO N
$.10 par com m on
V M S S T R A T EG IC LA N D T RU ST
No par sh ares of b e n eficia l interest
V IC O R P R ES T A U R A N T S , INC.
$.05 par com m on
V M X, INC.
$.05 par com m on
V ICTO RIA B A N K S H A R E S , INC.
$10.00 par com m on
V O LT IN FO R M AT IO N S C IE N C E S , INC.
$.10 par com m on
V ICTO RIA C R EAT IO N S, INC.
No par com m on
V O LV O , A. B.
A m e rica n D epository R e ce ip ts for B
sh ares
VIDEO D ISPLAY CO R P O R A T IO N
No par com m on
VIE DE F R A N C E CO R P O R A T IO N
$.01 par com m on
V IEW -M AST ER ID EAL GROUP, INC.
$.01 par com m on
V IKO N ICS, INC.
$.02 par com m on
V IL L A G E S U P E R M A R K E T S , INC.
C la s s A, no par com m on
V A L L E Y N A T IO N A L B A N C O R P (New
Jersey)
No par com m on
VIPO N T P H A R M A C E U T IC A L , INC.
$.001 par com m on
W arrants (expire 06-25-89)
V A L L E Y N AT IO N AL CO R P O R A T IO N
$2.50 par com m on
VIRATEK, INC.
$.10 par com m on
V A L M O N T INDUSTRIES, INC.
$1.00 par com m on
VIRGINIA B E A C H F E D E R A L S A V IN G S
BANK
$.01 par com m on
V A L U E LINE, INC.
$.10 par com m on
V AN D ER B ILT G O LD C O R P O R A T IO N
$.10 par com m on
tV M S S T R A T EG IC LA N D FU N D II
$.01 par com m on
VIRGINIA FIRST S A V IN G S B A N K , F.S.B.
$4.00 par com m on
fV S B B A N C O R P, INC.
$.01 par com m on
V S E C O R P O R A T IO N
$.05 par com m on
VW R C O R P O R A T IO N
$1.00 par com m on
tW A IN W R IG H T B A N K & T R U S T C O M P A N Y
$1.00 par com m on
W A L B R O CO R P O R A T IO N
$.50 par com m on
W A L K E R T E LE C O M M U N IC A T IO N S
C O R P O R A T IO N
$.01 par com m on
W A LL TO W A LL S O U N D A N D VIDEO, INC.
$.01 par com m on
W A LS H IR E A S S U R A N C E C O M P A N Y
$.01 par com m on
W A LT H A M C O R P O R A T IO N , T H E
$.10 par com m on
W ARD W HITE GROUP, PLC.
A m erican D epository R e ce ipts
V A N G U A R D S A V IN G S B A N K
(M assachu setts)
$.10 par com m on
VISTA O RG AN IZATIO N PARTN ERSH IP,
L.P., T H E
D epository units of lim ited
partnership interest
VAR I-CARE, INC.
$.01 par com m on
VISTA O R G AN IZATIO N , LTD., T H E
$.001 par com m on
W AR R E N B A N C O R P, INC. (M assachusetts)
$.10 par com m on
VAR IT RO N IC S Y S T E M S , INC.
$.01 par com m on
VISTA RESOURCES, INC.
$2.50 par common
W A R W IC K IN S U R A N C E M A N A G E R S , INC.
No par com m on
‘Addition to List under Board criteria
tAddition to List under NMS designation
—38—
W A R E H O U S E C L U B , INC.
$.10 par com m on
W ASH IN G TO N B A N C O R P, INC. (New
Jersey)
$.10 par com m on
W AS H IN G T O N B A N C O R P O R A T IO N
(W ashington, D.C.)
$2.50 par com m on
W A S H IN G T O N E N E R G Y C O M P A N Y
$5.00 par com m on
W AS H IN G T O N F E D E R A L S A V IN G S &
LO A N ASSO CIATIO N O F S E A T T LE
$1.00 par com m on
W ASH IN G T O N F E D E R A L S A V IN G S
B A N K (Oregon)
$1.00 par com m on
W A S H IN G T O N F E D E R A L S A V IN G S
B A N K (W ashington, D.C.)
$.01 par com m on
W ASH IN G T O N M U T U A L S A V IN G S B A N K
$1.00 par com m on
W ASH IN G T O N S A V IN G S B A N K , F.S.B.
(Maryland)
$.01 par com m on
W ASH IN G T O N S CIEN TIFIC INDUSTRIES,
INC.
$.10 par com m on
W ASH IN G T O N T RU ST B A N C O R P , INC.
$.0625 par com m on
W A T ER FO R D G L A S S GRO U P, PLC.
A m erican D epository R e ce ip ts
representing 10 Units, each unit
c o n s is ts of ordinary sh ares and
incom e shares
W AT ERH O U SE INVESTOR SER VIC E S, INC.
$.01 par com m on
W ATERS IN S TR U M EN TS , INC.
$.10 par com m on
W ATTS INDUSTRIES, INC.
C la s s A, $.10 par com m on
W A U SA U P A PER M ILLS C O M P A N Y
$.50 par com m on
W AVERLY, INC.
$2.00 par com m on
W AV ETEK CO R P O R A T IO N
$1.00 par com m on
W A X M A N INDUSTRIES, INC.
No par com m on
W C R S GROUP, PLC, T H E
A m erican D epository R e ce ip ts
WD-40 C O M P A N Y
No par com m on
W E B S T E R C L O T H E S , INC.
$.01 par com m on
W E IS FIE L D ’S, INC.
$2.00 par ca p ita l
WETTERAU PROPERTIES, INC.
$.01 par common
W EITEK CO R P O R A T IO N
No par com m on
W E Y E N B E R G S H O E M A N U F A C T U R IN G
CO M PAN Y
$1.00 par com m on
fW E L LIN G T O N LEISU R E PR O D U CT S, INC.
$.01 par com m on
W EN D T -B R IST O L C O M PA N Y , TH E
$.01 par com m on
W arrants (expire 10-16-91)
W H E E L A B R A T O R G R O U P INC., T H E
$.01 par com m on
W E R N E R E N T ER P R ISE S, INC.
$.01 par com m on
W H E E L A B R A T O R T E C H N O L O G IE S , INC.
$.01 par com m on
W E S B A N C O , INC.
$4,166 par com m on
W H O L E S A L E C LU B , INC., TH E
$1.00 par com m on
No par convertible preferred
W EST M A S S B A N K S H A R E S , INC.
$.10 par com m on
W ILAN D S E R V IC E S , INC.
$.10 par com m on
W E S T E R B E K E CO R P O R A T IO N
$.01 par com m on
WILEY, JO H N & S O N S , INC.
C la s s A, $1.00 par com m on
C la s s B, $1.00 par com m on
W E S T E R N B A N K (Oregon)
$2.50 par com m on
W E S T E R N C A P IT A L IN V EST M E N T
CO R P O R A T IO N
$1.00 par com m on
W E S T E R N C O M M E R C IA L
$.01 par com m on
W ES T ER N F E D E R A L S A V IN G S B A N K
(Puerto Rico)
$1.00 par com m on
W E S T E R N FIN A N C IA L CO R P O R A T IO N
$1.00 par com m on
W E S T E R N M ICRO T E C H N O L O G Y , INC.
No par com m on
W IL L A M E T T E IND USTRIES, INC.
$.50 par com m on
W ILLIA M S INDUSTRIES, INC.
$.10 par com m on
W ILLIAM S, A. L., C O R P O R A T IO N , TH E
$.10 par com m on
7.25% co nvertible su bordinated
debentures
W ILLIAM S, W. W., C O M P A N Y
$1.00 par com m on
W ILLIA M S -S O N O M A , INC.
No par com m on
W ILM IN G TO N T R U S T C O M P A N Y
$1.00 par com m on
W E S T E R N M ICROW AVE, INC.
$.10 par com m on
W ILSO N FO O D S CO R P O R A T IO N
$.50 par com m on
W E S T E R N PU B LIS H IN G GROUP, INC.
$.01 par com m on
W IN D M E R E CO R P O R A T IO N
$.10 par com m on
W E S T E R N W A S T E INDUSTRIES
No par com m on
W IS C O N S IN S O U T H E R N G A S
C O M P A N Y , INC.
$5.00 par com m on
W E S T M A R C C O M M U N IC A T IO N S, INC.
C la s s A, $.01 par com m on
W E S T M A R K IN TERN ATIO N AL, INC.
$.01 par com m on
W ESTM O RELAN D C O A L CO M PA N Y
$2.50 par com m on
W ESTO N , RO Y F., INC.
C la s s A, $.10 par com m on
W E S T PO R T B A N C O R P, INC.
$2.50 par com m on
W E B S T E R F IN A N C IA L C O R P O R A T IO N
$.01 par com m on
W EIGH-TRONIX, INC.
$.01 par com m on
WETTERAU INC.
$1.00 par common
W ICAT S Y S T E M S , INC.
$.01 par com m on
W ES T NEW TO N S A V IN G S B A N K
(M assachu setts)
$.10 par com m on
W EST W O O D O N E, INC.
$.01 par com m on
6.75% convertible subordinated
debentures
Addition to List under Board criteria
Addition to List under NMS designation
W H A R F R E S O U R C E S , LTD.
No par com m on
-39-
W IS C O N S IN T O Y C O M PA N Y , INC.
$.01 par com m on
W ISER OIL C O M PA N Y , T H E
$3.00 par com m on
W N S, INC.
$.10 par com m on
W O L F F IN A N C IA L GROUP, INC.
$.01 par com m on
W O LO HAN LUM BER CO M PAN Y
$1.00 par com m on
W O L V E R IN E EX P LO R A T IO N C O M P A N Y
$.05 Par com m on
C la s s A, w arrants (expire 12-31-93)
W O O D H E A D INDUSTRIES, INC.
$1.00 par com m on
WORKINGMENS CORPORATION
$.10 par common
•W O RLD -W ID E T E C H N O L O G Y , INC.
$.01 par com m on
XICOR, INC.
No par common
XL/D ATACO M P, INC.
$.01 par com m on
W O R T H IN G TO N INDUSTRIES, INC.
$.01 par com m on
X O M A C O R P O R A T IO N
$.0005 par com m on
W P P GRO U P, PLC.
A m e rica n D epository R e ce ip ts
X P L O R C O R P O R A T IO N
$.01 par com m on
W RITER CO R P O R A T IO N , T H E
$.10 par com m on
W SM P, INC.
$1.00 par com m on
W TD INDUSTRIES, INC.
No par com m on
X S C R IB E CO R P O R A T IO N
No par com m on
X Y LO G IC S , INC.
$.10 par com m on
XYVISIO N, INC.
$.03 par com m on
Y O R K R ID G E -C A L V E R T S A V IN G S A N D
L O A N ASSO C IA T IO N (Maryland)
$1.00 par com m on
Z -S EV EN FU N D , INC.
$1.00 par com m on
Z E N T E C C O R P O R A T IO N
N o par com m on
Z E U S C O M P O N E N T S , INC.
$.01 par com m on
Z IE G L E R C O M P A N Y , INC., T H E
$1.00 par com m on
ZIO N S B A N C O R P O R A T IO N (Utah)
No par com m on
ZITEL C O R P O R A T IO N
No par com m on
W Y M A N -G O R D O N C O M P A N Y
$1.00 par com m on
Y E L L O W F R E IG H T S Y S T E M INC.
D E LA W A R E
$1.00 par com m on
W YO M IN G NATIONAL BA N C O RPO RATIO N
$1.00 par com m on
Y O R K F IN A N C IA L CORP.
$1.00 par com m on
Z Y G O C O R P O R A T IO N
$.10 par com m on
X-RITE, IN C O R P O R A T ED
$.10 par com m on
Y O R K R E S E A R C H CO R P O R A T IO N
$.01 par com m on
Z Y M O S C O R P O R A T IO N
$.01 par com m on
'Addition to List under Board criteria
fAddition to List under NM S designation
-4 0 -
Z Y C A D CO R P O R A T IO N
$.10 par com m on
@FedFRASER