Full text of Federal Reserve Bank of New York Circulars : 2056. Executive Order and Regulations Relating to Transactions in Foreign Exchange, Transfers of Credit, Payments, and the Export or Withdrawal of Coin, Bullion and Currency, and Transfers, Withdrawals and Exportations of, or Dealings In, Evidence

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FEDERAL RESERVE BANK
OF NEW YORK
Circular No.
2056
May 10, 1940

Executive Order Regulating Transactions In Foreign Exchange, Transfers of Credit,
and the Export of Coin and Currency
and
Regulations Relating to Transactions In Foreign Exchange, Transfers of Credit,
Payments, and the Export or Withdrawal of Coin, Bullion and Currency, and Transfers,
Withdrawals and Exportations of, or Dealings In, Evidences of Indebtedness or
Ownership; and to Reports of Foreign Property Interests in the United States.
To All Banking Institutions, and Others Concerned,
in the Second Federal Beserve District:

At the request of the Secretary of the Treasury, we transmit to you herewith,
printed on the following pages, a copy of each of the following:
Executive Order No. 6560, dated January 15,1934, Regulating Transactions in Foreign Exchange, Transfers of Credit, and the Export of
Coin and Currency;
Executive Order No. 8405, dated May 10, 1940, amending Executive
Order No. 8389, dated April 10, 1940; and
Regulations of the Secretary of the Treasury, dated May 10, 1940,
amending Regulations, dated April 10, 1940, Relating to Transactions
in Foreign Exchange, Transfers of Credit, Payments, and the Export
or Withdrawal of Coin, Bullion and Currency, and Transfers, Withdrawals and Exportations of, or Dealings In, Evidences of Indebtedness or Ownership; and to Reports of Foreign Property Interests in
the United States.
The new Executive Order amends Executive Order No. 8389 of April 10, 1940,
so as to extend the prohibitions therein to property in which The Netherlands,
Belgium and Luxembourg, or any national thereof, has at any time on or since
May 10, 1940 had any interest of any nature whatsoever. Such order also prohibits,
except as specifically authorized in regulations or licenses, all transfers, withdrawals
or exportations of, or dealings in, any evidences of indebtedness or evidences of
ownership of property.
Appropriate forms on which to make applications to engage in foreign exchange
transactions, etc., are being prepared and will be available for distribution to all

interested persons. Pending preparation of such new forms, existing Form TFE-1
may ]be used,
Attention is invited to the fact that the new regulations eliminate the requirement that reports be filed on Form TFR-200 relating to Norwegian and Danish property interests.
Any person in the Second Federal Reserve District having any question as to
whether a particular transaction is permitted only under license should forward his
inquiry, with a statement of all appropriate facts and circumstances, either to the
Federal Reserve Bank of New York or to the Secretary of the Treasury, Washington, D. C

GEOEGE L. HARRISON,

President.

EXECUTIVE ORDER No. 6560
REGULATING TRANSACTIONS IN FOREIGN EXCHANGE, TRANSFERS OF CREDIT,
AND THE EXPORT OF COIN AND CURRENCY
By virtue of the authority vested in me by Section 5(b) of the Act of October 6, 1917 (40 Stat. L.,
411) as amended by Section 2 of the Act of March 9r 1933, entitled "An Act to provide relief in the existing
national emergency in banking and for other purposes", I, FRANKLIN D. ROOSEVELT, PRESIDENT
OF THE UNITED STATES OF AMERICA, do declare that a period of national emergency continues to
exist, and by virtue of said authority and of all other authority vested in me, do hereby prescribe the following regulations for the investigation, regulation, and prohibition of transactions in foreign exchange,
transfers of credit between or payments by banking institutions as herein defined, and export of currency
or silver coin, by any person within the United States or any place subject to the jurisdiction thereof:
SECTION 1. Every transaction in foreign exchange, transfer of credit between any banking institution
within the United States and any banking institution outside of the United States (including any principal,
agent, home office, branch, or correspondent outside of the United States of a banking institution within the
United States), and the export or withdrawal from the United States of any currency or silver coin which
is legal tender in the United States, by any person within the United States, is hereby prohibited, except
under license therefor issued pursuant to this executive order: Provided, however, that, except as prohibited
under regulations prescribed by the Secretary of the Treasury, foreign exchange transactions and transfers of credit may be carried out without a license for (a) normal commercial or business requirements,
(b) reasonable traveling and other personal requirements, or (c) the fulfillment of legally enforceable
obligations incurred prior to March 9, 1933.
SECTION 2. Possessions of the United States. Except as prohibited in regulations prescribed by
the Secretary of the Treasury, transfers of credit between banking institutions in the continental United
States and banking institutions in other places subject to the jurisdiction of the United States (including
principals, agents, home offices, branches, or correspondents in such other places, of banking institutions
within the continental United States), may be carried out without a license.
SECTION 3. Licenses. The Secretary of the Treasury, acting directly or through any agencies that
he may designate, and the Federal Reserve banks acting in accordance with such rules and regulations as
the Secretary of the Treasury may from time to time prescribe, are hereby designated as agencies for the
granting of licenses as hereinafter provided. Licenses may be granted authorizing such transactions in
foreign exchange, transfers of credit and exports of currency (other than gold certificates) or silver coin
in such specific cases or classes of cases as the Secretary of the Treasury may determine in regulations
prescribed hereunder and rulings made pursuant thereto.
SECTION 4. Reports. The Federal Reserve banks shall keep themselves currently informed as to
foreign exchange transactions entered into or consummated, and transfers of credit made between banking
institutions outside of the continental United States and banking institutions in their districts, and report
to the Secretary of the Treasury all transactions in foreign exchange and all such transfers of credit not
permitted under Sections 1 or 2 hereof which are effected or attempted in their districts without a license.
SECTION 5. Regulations. The Secretary of the Treasury is authorized and empowered to prescribe
from time to time regulations to carry out the purposes of this order, and to provide in such regulations
or by rulings made pursuant thereto, the conditions under which licenses may be granted by the Federal
Reserve banks and by such other agencies as the Secretary of the Treasury may designate; and the Secretary of the Treasury may require any person engaged in any transaction, transfer, export, or withdrawal
referred to in this executive order to furnish under oath complete information relative thereto, including
the production of any books of account, contracts, letters, or other papers, in connection therewith in the
custody or control of such person either before or after such transaction, transfer, export, or withdrawal
is completed.
SECTION 6. Penalties. Whoever wilfully violates or knowingly participates in the violation of any
provision of this executive order or of any license, order, rule, or regulation issued or prescribed hereunder,
shall be subject to the penalties provided in Section 5 (b) of the Act of October 6, 1917, as amended by
Section 2 of the Act of March 9, 1933.
SECTION 7. Definitions. As used in this executive order the term "United States" means the
United States and any place subject to the .jurisdiction thereof; the term "continental United States"
means the states of the United States, the District o Columbia, and the Territory of Alaska; the term
"person" means an individual, partnership, association, or corporation; and the term "banking institution" includes any person engaged primarily or incidentally in the business of banking, of granting or
transferring credits, or of purchasing and selling foreign exchange or procuring purchasers and sellers thereof,
as principal or agent; and, for the purposes of this order, each home office, branch, principal, agent, or correspondent of any person so engaged shall be regarded as a separate "banking institution".
SECTION 8. Section 8 of the executive order of August 28, 1933, relating to the hoarding, export,
and earmarking of gold coin, bullion, or currency and to transactions in foreign exchange, is hereby revoked.
This executive order and any rules, regulations, or licenses prescribed or issued hereunder may be
modified or revoked at any time.
FEANKLIN D. BOOSEVELT.
T H E WHITE HOUSE,

January 15, 1934.
(A copy of the executive order of August 28, 1933, to which reference is made in Section 8 of the above executive
order, was transmitted with our circular No. 1273, dated August 31, 1933.)

EXECUTIVE ORDER No. 8405
AMENDMENT OF EXECUTIVE ORDER No. 8389 OF APRIL 10, 1940, AMENDING EXECUTIVE
ORDER No. 6560, DATED JANUARY 15, 1934.
Executive Order No. 8389 of April 10, 1940, is amended to read as follows:
"AMENDMENT OF EXECUTIVE ORDER No. 6560, DATED JANUARY 15,1934, REGULATING TRANSACTIONS
IN FOREIGN EXCHANGE, TRANSFERS OF CREDIT, AND THE EXPORT OF COIN AND CURRENCY.

" B y virtue of the authority vested in me by Section 5(b) of the Act of October 6, 1917 (40 Stat. 411),
as amended, and by virtue of all other authority vested in me, I, FRANKLIN D. ROOSEVELT, PRESIDENT OF THE UNITED STATES OF AMERICA, do hereby amend Executive Order No. 6560, dated
January 15, 1934, regulating transactions in foreign exchange, transfers of credit, and the export of coin
and currency by adding the following sections after section 8 thereof:
" 'SECTION 9. Notwithstanding any of the provisions of sections 1 to 8, inclusive, of this Order,
all of the following are prohibited, except as specifically authorized in regulations or licenses issued
by the Secretary of the Treasury pursuant to this Order, if involving property in which Norway or
Denmark or any national thereof has at any time on or since April 8, 1940, had any interest of any
nature whatsoever, direct or indirect, or if involving property in which The Netherlands, Belgium or
Luxembourg or any national thereof has at any time on or since May 10, 1940, had any interest of any
nature whatsoever, direct or indirect:
" 'A. All transfers of credit between any banking institutions within the United States; and
all transfers of credit between any banking institution within the United States and any banking
institution outside the United States (including any principal, agent, home office, branch, or correspondent outside of the United States, of a banking institution within the United States);
" 'B. All payments by or to any banking institution within the United States;
" 'C. All transactions in foreign exchange by any person within the United States;
" 'D. The export or withdrawal from the United States, or the earmarking of gold or silver
coin or bullion or currency by any person within the United States;
" ' E . All transfers, withdrawals or exportations of, or dealings in, any evidences of indebtedness or evidences of ownership of property by any person within the United States; and
" *F. Any transaction for the purpose or which has the effect of evading or avoiding the
foregoing prohibitions.
"

'SECTION

10. Additional Reports.

" 'A. Reports under oath shall be filed on such forms, at such time or times and from time
to time, and by such persons, as provided in regulations prescribed by the Secretary of the
Treasury, with respect to all property of any nature whatsoever of which Norway, Denmark, The
Netherlands, Belgium or Luxembourg or any national thereof is or was the owner, or in which
Norway, Denmark, The Netherlands, Belgium or Luxembourg or any national thereof has or had
an interest of any nature whatsoever, direct or indirect, and with respect to any acquisition,
transfer, disposition, or any other dealing in such property.
" ' B . The Secretary of the Treasury may require the furnishing under oath of additional
and supplemental information, including the production of any books of account, contracts, letters
or other papers with respect to the matters concerning which reports are required to be filed under
this section.
"

'SECTION

11. Additional Definitions.

In addition to the definitions contained in section 7, the following definitions are prescribed:
" 'A. The terms "Norway" and "Denmark", respectively, mean the State and the Government of Norway and Denmark on April 8, 1940, the terms "The Netherlands", "Belgium", and

"Luxembourg", mean the State and the Government of The Netherlands, Belgium and Luxembourg on May 10, 1940, and any political subdivisions, agencies and instrumentalities of any of
the foregoing, including territories, dependencies and possessions, and all persons acting or purporting to act directly or indirectly for the benefit or on behalf of any of the foregoing. The
terms "Norway", "Denmark", "The Netherlands", "Belgium" and "Luxembourg" respectively, shall also include any and all other governments (including political subdivisions, agencies,
and instrumentalities thereof and persons acting or purporting to act directly or indirectly for
the benefit or on behalf thereof) to the extent and only to the extent that such governments
exercise or claim to exercise de jure or de facto sovereignty over the area which, on April 8, 1940,
constituted Norway and Denmark and which on May 10, 1940, constituted The Netherlands,
Belgium and Luxembourg.
" ' B . The term "national" of Norway or Denmark shall include any person who has been
or whom there is reasonable cause to believe has been domiciled in, or a subject, citizen or resident
of Norway or Denmark at any time on or since April 8, 1940, but shall not include any individual
domiciled and residing in the United States on April 8, 1940, and shall also include any partnership, association, or other organization, including any corporation organized under the laws of,
or which on April 8, 1940, had its principal place of business in Norway or Denmark or which on
or after such date has been controlled by, or a substantial part of the stock, shares, bonds,
debentures, or other securities of which has been owned or controlled by, directly or indirectly,
one or more persons, who have been, or whom there is reasonable cause to believe have been,
domiciled in, or the subjects, citizens or residents of Norway or Denmark at any time on or since
April 8, 1940, and all persons acting or purporting to act directly or indirectly for the benefit or
on behalf of the foregoing.
" f O. The term "national" of The Netherlands, Belgium or Luxembourg shall include any
person who has been or whom there is reasonable cause to believe has been domiciled in, or a
subject, citizen or resident of The Netherlands, Belgium or Luxembourg at any time on or since
May 10, 1940, but shall not include any individual domiciled and residing in the United States
on May 10, 1940, and shall also include any partnership, association, or other organization, including any corporation organized under the laws of, or which on May 10, 1940, had its principal
place of business in The Netherlands, Belgium or Luxembourg, or which on or after such date
has been controlled by, or a substantial part of the stock, shares, bonds, debentures, or other
securities of which has been owned or controlled by, directly or indirectly, one or more persons,
who have been, or whom there is reasonable cause to believe have been, domiciled in, or the subjects,
citizens or residents of The Netherlands, Belgium or Luxembourg, at any time on or since May 10,
1940, and all persons acting or purporting to act directly or indirectly for the benefit or on
behalf of the foregoing.
" 'D. The term "banking institution" as used in section 9 includes any person engaged
primarily or incidentally in the business of banking, of granting or transferring credits, or of
purchasing or selling foreign exchange or procuring purchasers and sellers thereof, as principal
or agent, or any person holding credits for others as a direct or incidental part of his business, or
brokers; and, each principal, agent, home office, branch or correspondent of any person so engaged
shall be regarded as a separate "banking institution".
"

'SECTION

12. Additional

Regulations.

" 'The regulations of November 12, 1934, are hereby modified insofar as they are inconsistent with
the provisions of sections 9 to 11, inclusive, of this Order, and except as so modified are hereby continued in full force and effect. The Secretary of the Treasury is authorized and empowered to prescribe
from time to time regulations to carry out the purposes of sections 9 to 11, inclusive, of this Order as
amended, and to provide in such regulations or by rulings made pursuant thereto, the conditions under
which licenses may be granted by such agencies as the Secretary of the Treasury may designate.' "
T H E WHITE IIOUSB,

May 10, 1940.
7:55 E. S. T. AM.

FEANKLIN D. EOOSEVELT

Code of Federal Kegulations
Title 31—Money and Finance: Treasury
Chapter I—Monetary Offices, Department of the Treasury
Part 130
TREASURY DEPARTMENT,
OFFICE OF THE SECRETARY,

May 10, 1940.
AMENDMENT TO REGULATIONS
The regulations of April 10, 1940, are amended to read as follows:

"REGULATIONS
"Relating to Transactions In Foreign Exchange, Transfers of Credit, Payments, and the Export
or Withdrawal of Coin, Bullion and Currency, and Transfers, Withdrawals and Exportations of, or Dealings In, Evidences of Indebtedness or Ownership; and to Reports
of Foreign" Property Interests In t h e United States. (*)
" SECTION 130.1. Authority for regulations. These regulations are prescribed and issued under authority
of Section 5(b) of the Act of October 6, 1917 (40 Stat. 411), as amended, and Executive Order No. 6560,
dated January 15, 1934, as amended.(*)
"SECTION 130.2. Definitions.
" (a) The term ' Order' shall refer to Executive Order No, 6660, of January 15r 1934r as amended.
" (b) The term 'regulations' shall refer to these regulations.
" (e) The terms 'property' and 'property interest' or 'property interests' shall include, but not by
way of limitation, money, checks, drafts, bullion, bank deposits, savings accounts, any debts, indebtedness
or obligations, financial securities commonly dealt in by bankers, brokers, and investment houses, notes,
debentures, stocks, bonds, coupons, bankers' acceptances, mortgages, pledges, liens or other right in the
nature' of security, warehouse receipts,, bills of lading, trust receipts, bills of sale,, arty other evidences of
title, ownership or indebtedness, goods, wares, merchandise, chattels, stocks on hand, ships, goods on ships,
real estate mortgages, vendors' sales agreements, land contracts, real estate and any interest therein, leaseholds, ground rents, options, negotiable instruments, trade acceptances, royalties, book accounts, accounts
payable, judgments, patents, trade-marks, copyrights, insurance policies, safe deposit boxes and their contents, annuities, et cetera.
" (d) Safe deposit boxes shall be deemed to be in the 'custody' not only of all perso-ns having access
thereto but also of the lessors of such boxes whether or not such lessors have access to such boxes. The foregoing shall not in any way be regarded as a limitation upon the meaning of the term ' custody'.
" (e) For the meaning of other terms reference should be made to the definitions contained in the
Order. (*)
"SECTION 130.3. Licenses to engage in foreign exchange transactions, etc. Applications for licenses
to engage in foreign exchange transactions, transfers of credit, payments, the export or withdrawal from
the United States or the earmarking of gold or silver coin or bullion or currency, or the transfer, withdrawal or exportation of, or dealing in, any evidences of indebtedness or evidences of ownership of
property, involving property in whieh Norway or Denmark or any national thereof has at any time on
or since April 8, 1940, had any interest of any nature whatsoever, direct or indirect, or in which The
Netherlands, Belgium or Luxembourg or any national thereof has at any time on or since May 10, 1940,
had any interest of any nature whatsoever, direct or indirect, shall be filed in duplicate with the Federal
Reserve bank of the district or the Governor or High Commissioner of the territory or possession of the
United States in which the applicant resides or has his principal place of business or principal office or
agency, or with the Federal Reserve Bank of New York if the applicant has no legal residence or principal place of business or principal office or agency in a Federal Reserve district or a territory or possession of the United States. Application forms may be obtained from any Federal Reserve bank, mint or
assay office, or the Secretary of the Treasury, Washington, D. C. Applications shall be executed under
oath before an officer authorized to administer oathsr or if executed outside of the United States, before
a diplomatic or eonsular officer of the United States, The applicant shall furnish such further information
as shall be requested of him by the Secretary of the Treasury or the Federal Reserve bank or other agency
at which the application is filed. Licenses will be issued by the Secretary of the Treasury, acting directly
or through any agencies that he may designate, and by the Federal Reserve banks acting in accordance
with such rules, regulations, and instructions as the Secretary of the Treasury may from time to time
prescribe, in such cases or classes of cases as the Secretary of the Treasury may determine in rules,
regulations, and instructions prescribed by him. The Federal Reserve bank or other agency at which an
application is filed will advise the applicant of the granting or denial of the license. Licenses for the
export or withdrawal of currency or gold or silver coin or bullion or evidences of indebtedness or evidences
of ownership of property, after having been cancelled by the collector of customs or the postmaster through

(•) Sections 130.1 to 130.6:—Sec. 5(b), 40 Stat. 415 and 966; Sec. 2, 48 Stat. 1; Public Resolution No. 69, 76th Congress;
12 U.S. C. 93a; Ex. Order 6560, Jan. 15, 1934; Ex. Order 8389, April 10, 1940; Ex. Order 8405, May 10, 1940.

whom the exportation or withdrawal was made, may be returned by such collector of customs or postmaster
to the licensee. Appropriate forms for applications and licenses will be prescribed by the Secretary of the
Treasury. Licensees may be required to file reports upon the consummation of the transactions. The
decision of the Secretary of the Treasury with respect to the approval or disapproval of any application
shall be final. (*)
"SECTION 130.4. Reports of Property Interests of Norway, Denmark, The Netherlands, Belgium,
Luxembourg and nationals thereof.
** (a) On or before May 15, 1940, reports shall be filed on Form TFR-100, duly executed under oath,
containing the information called for in such form, with respect to all property situated in the United States
on April 8, 1940, in which Norway or Denmark or any national thereof has at any time on or since April 8,
1940, had any interest of any nature whatsoever, direct or indirect. Within thirty days of the publication
of these regulations in the Federal Register, reports shall be filed on Form TFR-100, duly executed under
oath, containing the information called for in such form, with respect to all property situated in the United
States on May 10, 1940, in which The Netherlands, Belgium or Luxembourg or any national thereof has at
any time on or since May 10, 1940, had any interest of any nature whatsoever, direct or indirect. Such
reports shall be filed by:
" ( 1 ) Every person in the United States directly or indirectly holding, or having title to, or
custody, control, or possession of such property including, without any limitation whatsoever of the
foregoing, every partnership, association, or corporation organized under the laws of the United States
or any state or territory of the United States, or having its principal place of business in the United
States, in the shares of whose stock or in whose debentures, notes, bonds, coupons, or other obligations
or securities Norway or Denmark or any national thereof has at any time on or since April 8, 1940,
had any interest of any nature whatsoever, direct or indirect, or in which The Netherlands, Belgium,
or Luxembourg or any national thereof has at an y time on or since May 10, 1940, had any interest of
any nature whatsoever, direct or indirect; and
" ( 2 ) Every agent or representative in the United States for Norway, Denmark, The Netherlands, Belgium or Luxembourg or any national thereof having any information with respect to any
such property.

"Provided, That no report on Form TFR-100 need be filed where the total value of all property interests
to be reported is less than $250.
" (b) Reports shall be executed and filed in triplicate with the Federal Reserve bank of the
district or the Governor or High Commissioner of the territory or possession of the United States in which
the party filing the report resides or has his principal place of business or principal office or agency, or
if such party has no legal residence or principal place of business or principal office or agency in a
Federal Reserve district or a territory or possession of the United States, then with the Federal Reserve
Bank of New York. A report shall be deemed to have been filed when it is received by the proper Federal
Reserve bank or other agency or when it is properly addressed and mailed and bears a postmark dated
prior to midnight of the date upon which the report is due. The Federal Reserve bank and other agencies
shall promptly forward two copies of every report filed with it to the Secretary of the Treasury.
" (c) (1) All spaces in the report must be properly filled in. Reports found not to be in proper form,
or lacking in essential details, shall not be deemed to have been filed in compliance with the order.
" (2) Where space in the report form does not permit full answers to questions, the information
required may be set forth in supplementary papers incorporated by reference in the report and submitted
therewith. Supplementary documents and papers must be referred to in the principal statement in
chronological or other appropriate order and be described in such manner that they can be identified.
" ( d ) A separate report under oath must be filed by each person required to file a report except
that persons holding property jointly may file a joint report.
" (e) The Secretary of the Treasury may, in his discretion, grant such extensions of time as he deems
advisable for the making of any or all of the reports required by these regulations.
" (f) Report Form TFR-100 may be obtained from any Federal Reserve bank, mint or assay office
and the Secretary of the Treasury, Washington, D. C.(*)
"SECTION 130.5. Penalties. Section 5(b) of the Act of October 6, 1917, as amended by Section 2 of
the Act of March 9, 1933, provides in part:
" ' • * * Whoever willfully violates any of the provisions of this subdivision or of any license,
order, rule or regulation issued thereunder, shall, upon conviction, be fined not more than $10,000,
or, if a natural person, may be imprisoned for not more than ten years, or both; and any officer, director, or agent of any corporation who knowingly participates in such violation may be punished by a
like fine, imprisonment, or both. As used in this subdivision the term 'person' means an individual,
partnership, association, or corporation.'(*)
"SECTION 130.6. Modification or revocation. These regulations and any forms or instructions issued
hereunder may be modified or revoked at any time.(*)"
HENRY MORGENTHATT, JR.

APPROVED: May 10, 1940.
7:55 A.M. E.S.T.
FRANKLIN D. ROOSEVELT.

Secretary of the Treasury.

FOEM TFE-1

(BEVTSKD)

TREASURY DEPARTMENT
OFFICE or THE SKCKBTAKY

APPLICATION FOR A LICENSE TO ENGAGE IN A FOREIGN EXCHANGE TRANSACTION, TRANSFER OF
CREDIT, PAYMENT, EXPORT OR WITHDRAWAL FROM THE UNITED STATES, OR THE EARMARKING, OF GOLD OR SILVER COIN OR BULLION OR CURRENCY, OR THE TRANSFER,
WITHDRAWAL OR EXPORTATION OF, OR DEALING IN, EVIDENCES OF
INDEBTEDNESS OR EVIDENCES OF OWNERSHIP OF PROPERTY.
(To be executed and filed in duplicate with the Federal Reserve Bank for the district or with the Governor or High
Commissioner of the territory or possession of the Unite d States in which the applicant resides or has his principal
place of business or principal office or agency. If the app licant has no legal residence or principal place of business
or principal office or agency in a Federal Reserve distri ct or such territory or possession the application should be
filed with the Federal Reserve Bank of New York.)
To THE SECRETARY OF THE TREASURY

Washington, D. C.
Sir:
I.
In accordance with Executive Order No. 6560 of January 15,1934, as amended, relative to transactions in foreign
exchange, transfers of credit, and the export of coin and c urrency, and the regulations issued thereunder, the undersigned hereby applies for a license to execute the transaction described below:
A. The name of the applicant is
the applicant's residence or principal place of business is located at
(Street)

(City)

(State)

and the citizenship* of the applicant is
B.

The applicant has since

been engaged in the business of
(State nature of business.)

C. The applicant desires a license in order to:
(State in detail the nature, purpose and amount of the transaction, and the name, address, nationality* and
extent of interest of every party, including the applicant, involved or interested in the transaction.)
* In the case of a corporation give country of incorporation, countries in which corporation is doing business and also predominant
citizenship of stockholders.

FORM TFE-1

(BETISKD)

TREASURY DEPARTMENT
OFFICE or THK SECRXTAKT

II.
D. The applicant represents and warrants that no party other than those mentioned in item C above has any
interest, direct or indirect, in the transaction or transactions for which a license is applied for herein. If there
are any exceptions, note them below.

The applicant represents and warrants that all the facts herein stated are correct and true and that he does
not have knowledge of any material facts in connection with such application which are not fully and accurately
set forth herein. (Attach hereto schedules of any additional material information.)

The applicant represents and warrants that he has complied, and agrees that he will comply, in all respects,
with the Executive Order No. 6560 of January 15, 1934, as amended, and the regulations issued thereunder,
and with any and all licenses issued to the applicant pursuant thereto, and that, with respect to the transaction
here involved, no other application of the undersigned for a license has been filed or is pending.

Applicant

By
State of

)
| ss:
/

County of
I,

, on oath, depose and say that I am the applicant in the above

application for license, or the

,
(State relationship to applicant.)

, which is the applicant in the above application for
(Name of applicant, if applicant is other than individual.)

a license; that I am duly authorized to make the foregoing application on behalf of the applicant; that I have
personal knowledge of the facts as set forth in said application and know the same to be true and accurate; and
that I do not have knowledge of any material facts in connection with such application which are not fully and
accurately set forth herein.
(Signature of affiant)

(Address)

Subscribed and sworn to before me this

day of

, 194 .

(Notarial Seal)
(Officer administering oath.)

My commission expires
RECOMMENDATION OF FEDERAL RESERVE BANK
To THE SECRETARY OF THE TREASURY :

The above application is forwarded to the Secretary of the Treasury with the recommendation that a license should
be (granted in the following amount
).
(denied).
Remarks:

Respectfully,
FEDERAL RESERVE BANK OF NEW YORK

By
License numbered
Licensed denied.

granted on

NOTE: If this application covers gold in any form the provisions of the Provisional Regulations issued under the Gold Reserve
Act of 1934 must also be complied with.
Copies of this form may be obtained, on request, at any Federal Reserve Bank, mint or assay office, or the Treasury Department,
Washington, D. C.

FORM TFEL-1 (REVISED)

TREASURY

DEPARTMENT

License No. N Y-

OFFICE OF THE SECRETARY

Date:

194

LICENSE
(GRANTED UNDER THE AUTHORITY OF EXECUTIVE ORDER NO. 6560 OF JANUARY 15,1934, AS
AMENDED, AND THE REGULATIONS ISSUED THEREUNDER)
To
Name of Licensee

Address of Licensee

Sirs:
1. Pursuant to your application of
transaction:

194 , you are hereby licensed to enter into the following

2. This license is granted upon the statements and representations made in your application, or otherwise filed
with or made to the Treasury Department as a supplement to your application, and is subject to the conditions, among
others, that you will comply in all respects with Executive Order No. 6560 of January 15, 1934, as amended, and the
regulations issued thereunder and the terms of this license.
3. The licensee shall furnish and make available for inspection any relevant information, records or reports
requested by the Secretary of the Treasury, the Federal Reserve bank through which the license was issued, the
Postmaster at the place of mailing or the Collector of Customs at the port of exportation.
4. This license expires 15 days from the date of its issuance, is not transferable, is subject to the provisions
of Executive Order No. 6560 of January 15, 1934, as amended, and the regulations issued thereunder and may be
revoked or modified at any time in the discretion of the Secretary of the Treasury acting directly or through the
agency through which the license was issued, or any other agency designated by the Secretary of the Treasury. If
this license was issued as a result of willful misrepresentation on the part of the applicant or his duly authorized agent,
it may, in the discretion of the Secretary of the Treasury, be declared void from the date of its issuance, or from any
other date.
Issued by direction and on behalf of the Secretary of the Treasury:
FEDERAL RESERVE BANK OF NEW YORK

By
The Act of October 6, 1917, as amended, provides in part as follows:
" • * * Whoever willfully violates any of the provisions of this subdivision or of any license, order, rule or
regulation issued thereunder, shall, upon conviction, be fined not more than $10,000, or, if a natural person, may
be imprisoned for not more than ten years, or both; and any officer, director, or agent of any corporation who knowingly participates in such violation may be punished by a like fine, imprisonment or both."
NOTE: If this license covers gold in any form the provisions of the Provisional Regulations issued under the Gold Reserve Act
of 1934 must also be complied with.

FORM TFER-1 (REVISED)

TREASURY DEPARTMENT
OFFICE OF THE SECRETARY

REPORT TO BE FILED BY PERSONS ISSUED LICENSES ON FORM TFEL-1.
(To be executed in duplicate and filed by the licensee with the Federal Reserve bank through
which the license was issued. This report should be filed as indicated in the license.)
To THE SECRETARY OF THE TREASURY,

Washington, D. C.
Sir:
A. The name and address of the licensee is:
(Name of Licensee)
(Address of Licensee)

The date of issuance and of expiration, and serial number of the license are:
194

;

194 ;

(Date of Issuance)

(Date of Expiration)

C. The period covered by this report is:

(Serial Number)

194 to

194

The transactions covered by such license were consummated as follows:
(State in detail all of the facts relating to the consummation of the transactions covered by such license.
If additional space is needed use reverse side.)

The licensee represents that he has complied in all respects with the provisions of Executive Order No. 6560 of
January 15, 1934, as amended, and the regulations issued thereunder, and has complied in all respects with
the terms of the license described in item B.
(Name of Licensee)

State of
County of
I,

, on oath, depose and say that I am the person for whom this

report is made, or that I am the
(State relationship of affiant to the person for whom this report is made)

of the

•.

which is the person for whom
(Name of partnership, association, or corporation for which this report is made)

this report is made; that I am duly authorized to make this report on behalf of such person; that I have full knowledge
of the facts set forth herein and know them to be true and accurate; and that I do not have knowledge of any material
facts in connection with this report which have not been fully and accurately set forth herein.
(Signature of affiant)
(Address of affiant)

Subscribed and sworn to before me this

day of

, 194
(Officer administering oath)

(Notarial Seal)
My commission expires

ORIGINAL

FORM TFER-1 (REVISED)

TREASURY DEPARTMENT
OFFICE OF THE SECRETARY

Washington, D. C.
Sir:
A. The name and address of the licensee is:
(Name of Licensee)
(Address of Licensee)

The date of issuance and of expiration, and serial number of the license are:
194

;

194 ;

(Date of Issuance)

(Date of Expiration)

C. The period covered by this report is:

(Serial Number)

194 to

194

By
State of

County of
I,

, on oath, depose and say that I am the person for whom this

report is made, or that I am the
(State relationship of affiant to the person for whom this report is made)

of the

which is the person for whom
(Name of partnership, association, or corporation for which this report is made)

Subscribed and sworn to before me this

day of

, 194
(Officer administering oath)

(Notarial Seal)
My commission expires

DUPLICATE

FORM TFER-1 ( REVISED)

TREASURY DEPARTMENT
OFFICE OF THE SECRETARY

Washington, D. C.
Sir:
A. The name and address of the licensee is:
(Name of Licensee)
(Address of Licensee)

The date of issuance and of expiration, and serial number of the license are:
194

;

194

(Date of Issuance)

;

(Date of Expiration)

C. The period covered by this report is:

194

(Serial Number)

194

By
State of
_

I si

County of
I,

, on oath, depose and say that I am the person for whom this

report is made, or that I am the
(State relationship of affiant to the person for whom this report is made)

of the

which is the person for whom
(Name of partnership, association, or corporation for which this report is made)

Subscribed and sworn to before me this

day of

, 194
(Officer administering oath)

(Notarial Seal)
My commission expires

FORM TFER-1 (REVISED)

TREASURY DEPARTMENT
OFFICE or THE SECRSTARY

Washington, D. C.
Sir:
A. The name and address of the licensee is:
(Name of Licensee)
(Address of Licensee)

B. The date of issuance and serial number of the license is:

194

;

(Date of issuance)

(Serial Number)

C. The transactions covered by such license were consummated as follows:
(State in detail all of the facts relating to the consummation of the transactions covered by such license.)

D. The licensee represents that he has complied in all respects with the provisions of Executive Order No. 6560 of
January 15, 1934, as amended, and the regulations issued thereunder, and has complied in all respects with
the terms of the license described in item B.
(Name of Licensee)

By
State of

County of

[ ss:

, on oath, depose and say that I am the person for whom this

report is made, or that I am the

,
(State relationship of affiant to the person for whom this report is made)

of the

which is the person for whom
(Name of partnership, association, or corporation for which this report is made)

—

Subscribed and sworn to before me this

day of

, 194 .
(Officer administering oath)

(Notarial Seal)
My commission expires

REPORT FORM TFK-100 (Luxembourg property)
TREASURY DEPARTMENT
OFFICE OF THE SECRETARY

REPORT
Relating to Property Situated in the United States on May 10, 1940, in which Luxembourg
OR ANY NATIONAL THEREOF had any Interest on May 10, 1940.
(To be executed and filed in triplicate on or before June 10, 1940, with the proper
Federal Reserve Bank or the Governor or High Commissioner of a territory or
possession of the United States as prescribed in Section 130.4 (b) of the Regulations
of April 10, 1940, as amended, relating to transactions in foreign exchange, etc.)
Instructions
(1) (a)
Before beginning to prepare this report, read carefully Executive Order No. 8389 of April 10, 1940, as
amended, and the Regulations of April 10, 1940, as amended, copies of which may be obtained from the Treasury
Department or any Federal Reserve bank.
(2) Parties Required to Report and Property Interests to he Reported.—For information as to parties required
to file reports on this Form see particularly Section 130.4 (a) of the Regulations. For information as to property
interests to be reported see particularly Sections 130.2 (c) and 130.4(a) of the Regulations. NO REPORT ON FORM
TFR-100 NEED BE FILED WHERE THE TOTAL VALUE OF ALL PROPERTY INTERESTS INVOLVED
IS LESS THAN $250.
(3) Parties required to report may, instead of filing numerous individual reports, file a single report incorporating by reference schedules listing the information called for in this report form with respect to the property interests
of Luxembourg and each of any number of nationals of Luxembourg.
(4) Where space in the report form does not permit full answers, the information may be set forth in supplementary papers incorporated by reference in the report and submitted therewith.
To THE SECRETARY OF THE TREASURY:

The undersigned hereby makes the following report:
PART A

Name of party making report
Address
(No.)

(Street)

(City or County)

(State)

Business
(Insert nature of business in which party reporting is engaged)

PARTB

Name of national of Luxembourg (hereinafter referred to as "person") whose property interests are being reported(b):

Last known residence or address

PARTC

Relation between party making this report (named in Part A above) and person whose property interests are being
reported (named in Part B above):
(Such as agent, trustee, custodian, banker, broker, nominee, or corporation issuing securities held or owned by party named in Part B)

PARTD

The date as of which this report is required to be made is May 10, 1940. The property interests of the person
named in Part B above, which are all of the property interests required to be reported by the party reporting (named
in Part A above) in this report, are as follows:
(a) This Order is an amendment to Executive Order No. 6560 of January 15, 1934, regulating transactions in foreign exchange, etc.
(b) If property interests being reported are those of "Luxembourg" as defined iii Section 11 of the Order, so indicate, and specify the
government department, bureau, etc., which is particularly concerned.

SCHEDULE OF LUXEMBOURG PROPERTY

Value m
U. S. Dollars^-

1.
2.
3.
4.
5.

6.
7.
8.
9.

Bullion
Currency
Demand Deposits
Time Deposits
Securities*2*
(a) United States Government obligations*3*
(b) State, municipal and other local governmental obligations*4)
(c) All other domestic securities:
i. Bonds
ii. Preferred stocks
iii. Common stocks and other securities:
(a-1) Common stock representing 10% or more of the issue outstanding.
Indicate the percentage
(a-2) All others
(d) Foreign securities:
i. Luxembourg*5*
ii. All others
Credit Instruments and Claims (6)
Goods, merchandise and chattels
Real property
All other property interests*7*
T 0 T A L

(1) Wherever precise values are not available, give estimated values, and so indicate. Wherever possible use market value as of May 10, 1940. Fractions of
dollars should be disregarded.
(2) The term "securities" should be interpreted broadly to include under "bonds", matured coupons as well as debentures and bonds, and to include under "stocks"
and "other securities", dividends payable, rights, warrants, scrip, and trust certificates as well as stocks, and to include privately as well as publicly
offered issues.
(3) Includes United States Government guaranteed obligations.
(4) This item refers to obligations of states, etc., in the United States. Obligations of foreign governments and political subdivisions thereof should be included
under item 5(d).
(5) Includes private as well as public securities issued in Luxembourg.
(6) The nature of the credit instruments and claims reported should be specifically indicated. Credit instruments and claims include such things as promissory
notes, bills of exchange, drafts, acceptances, book accounts, accounts payable, mortgages on personal and real property, present value of insurance policies,
judgments, contracts and any claim or debt or obligation not of the character otherwise scheduled herein, in which the person named in Part B above has
any interest. AH instruments and claims, whether or not due, must be reported.
(7) The nature of the property interests reported should be specifically indicated. See definition of property interests in Section 130.2 of the Regulations.

If foregoing does not fully cover the information required to be furnished on this Form with respect to the
property interests of the person named in Part B above, explain why and attach additional schedules, if necessary.

(Signature of party making report.)
(Partnerships should sign by member or duly authorized representative.
Corporations or associations should sign by officer or other duly author; ze( j representative, and should affix corporate or official seal.)

/QWAT \
S OJSAJj,)

State of

AFFIDAVIT OF PARTY MAKING REPORT
)
> SS:

County of
)
I,
, on oath, depose and say that I am the person making this
report (that is, the party named in Part A above), or that I am the
(State relationship of affiant to the person for whom this report is made)

of the
(Name of partnership, association, or corporation for which this report is made)

which is the person for whom this report is made; that I am duly authorized to make this report on behalf of such
person; and that I believe that the facts set forth herein are true and accurate and that all material facts in connection with this report have been set forth herein.
(Signature of affiant)
(Address of affiant)

Subscribed and sworn to before me this
[NoTABIAIi SEAL]

day of

, 194
(Officer administering oath)

My commission expires
NOTE.—This report will not be accepted unless properly signed and sworn to before an officer authorized to administer oaths, whose seal should be affixed.
If the report is to be executed outside the jurisdiction of the United States then it must be signed and sworn to before a diplomatic or consular officer of the
United States.
Digitized A copy of this report should be retained by the party reporting for his files.
for FRASER

REPORT FORM TFR-100 (Luxembourg property)
TREASURY DEPARTMENT
OFFICE OF THE SECRETARY

REPORT
Relating to Property Situated in the United States on May 10, 1940, in which Luxembourg
OR ANY NATIONAL THEREOF had any Interest on May 10, 1940.
(To be executed and filed in triplicate on or before June 10, 1940, with the proper
Federal Reserve Bank or the Governor or High Commissioner of a territory or
possession of the United States as prescribed in Section 130.4 (b) of the Regulations
of April 10, 1940, as amended, relating to transactions in foreign exchange, etc.)
Instructions
(1) Before beginning to prepare this report, read carefully Executive Order No. 8389 of April 10, 1940, as
amended,(a) and the Regulations of April 10, 1940, as amended, copies of which may be obtained from the Treasury
Department or any Federal Reserve bank.
(2) Parties Required to Report and Property Interests to be Reported.—For information as to parties required
to file reports on this Form see particularly Section 130.4 (a) of the Regulations. For information as to property
interests to be reported see particularly Sections 130.2(c) and 130.4(a) of the Regulations. NO REPORT ON FORM
TFR-100 NEED BE FILED WHERE THE TOTAL VALUE OF ALL PROPERTY INTERESTS INVOLVED
IS LESS THAN $250.
(3) Parties required to report may, instead of filing numerous individual reports, file a single report incorporating by reference schedules listing the information called for in this report form with respect to the property interests
of Luxembourg and each of any number of nationals of Luxembourg.
(4) Where space in the report form does not permit full answers, the information may be set forth in supplementary papers incorporated by reference in the report and submitted therewith.

To THE SECRETARY OF THE TREASURY:

The undersigned hereby makes the following report:
PART A

Name of party making report
Address
(No.)

(Street)

(City or County)

(State)

Business
(Insert nature of business in which party reporting is engaged)

PARTB

Name of national of Luxembourg (hereinafter referred to as "person") whose property interests are being reported (b) :

Last known residence or address.

PARTC

•*

PART D

The date as of which this report is required to be made is May 10, 1940. The property interests of the person
named in Part B above, which are all of the property interests required to be reported by the party reporting (named
in Part A above) in this report, are as follows:
(a) This Order is an amendment to Executive Order No. 6560 of January 15, 1934, regulating transactions in foreign exchange, etc.
(b) If property interests being reported are those of "Luxembourg" as defined in Section 11 of the Order, so indicate, and specify the
government department, bureau, etc., which is particularly concerned.

SCHEDULE OF LUXEMBOURG PROPERTY

1.
2.
3.
4.
5.

6.
7.
8.
9.

Value in
U. 8. Dollars O)

Bullion
Currency
Demand Deposits
Time Deposits
Securities (2)
(a) United States Government obligations^)
(b) State, municipal and other local governmental obligations*4*
(c) All other domestic securities:
i. Bonds
ii. Preferred stocks
iii. Common stocks and other securities:
(a) Common stock representing 10% or more of the issue outstanding.
Indicate the percentage
(b) All others
(d) Foreign securities:
a. Luxembourg*5*
b. All others
Credit Instruments and Claims*6*
Goods, merchandise and chattels
"Real property
All other property interests*7)
TOTAL

(1) Wherever precise values are not available, give estimated values, and so indicate. Wherever possible use market value as of May 10,
1940. Fractions of dollars should be disregarded.
(2) The term "securities" should be interpreted broadly to include under "bonds", matured coupons as well as debentures and bonds,
and to include under "stocks" and "other securities", dividends payable, rights, warrants, scrip, and trust certificates as well as
stocks, and to include privately as well as publicly offered issues.
(3) Includes United States Government guaranteed obligations.
(4) This item refers to obligations of states, etc., in the United States. Obligations of foreign governments and political subdivisions
thereof should be included under item 5(d).
(5) Includes private as well as public securities issued in Luxembourg.
(6) The nature of the credit instruments and claims reported should be specifically indicated. Credit instruments and claims include such
things as promissory notes, bills of exchange, drafts, acceptances, book accounts, accounts payable, mortgages on personal and real
property, present value of insurance policies, judgments, contracts and any claim or debt or obligation not of the character otherwise
scheduled herein, in which the person named in Part B above has any interest. All instruments and claims, whether or not due, must
be reported.
(7) The nature of the property interests reported should be specifically indicated. See definition of property interests in Section 130.2 of
the Regulations.
If foregoing does not fully cover the information required to be furnished on this Form with respect to the
property interests of the person named in Part B above, explain why and attach additional schedules, if necessary.

(Signature of party making report.)
(Partnerships should sign by member or duly authorized representative.
Corporations or associations should sign by officer or other duly authorize<l representative, and should affix corporate or official seal.)

AFFIDAVIT OF PARTY MAKING REPORT
State of
SS:

County of

I,
, on oath, depose and say that I am the person making this
report (that is, the party named in Part A above), or that I am the
(State relationship of affiant to the person for whom this report is made)

of the
(Name of partnership, association, or corporation for which this report is made)

Subscribed and sworn to before me this

day of

, 194

(Officer administering oath)

[NOTARIAL SEAL]

My commission expires
NOTE.—This report will not be accepted unless properly signed and sworn to before an officer authorized to administer oaths,
whose seal should be affixed. If the report is to be executed outside the jurisdiction of the United States then it must be signed
and sworn to before a diplomatic or consular officer of the United States.
A copy of this report should be retained by the party reporting for his files.

REPORT FORM TFR-100 (Belgian property)
TREASURY DEPARTMENT
OFFICE OF THE SECRETARY

REPORT
Relating to Property Situated in the United States on May 10, 1940, in which Belgium
OR ANY NATIONAL THEREOF had any Interest on May 10, 1940.
(To be executed and filed in triplicate on or before June 10, 1940, with the proper
Federal Reserve Bank or the Governor or High Commissioner of a territory or
possession of the United States as prescribed in Section 130.4(b) of the Regulations
of April 10, 1940, as amended, relating to transactions in foreign exchange, etc.)
Instructions
(1) Before beginning to prepare this report, read carefully Executive Order No. 8389 of April 10, 1940, as
amended,(a> and the Regulations of April 10, 1940, as amended, copies of which may be obtained from the Treasury
Department or any Federal Reserve bank.
(2) Parties Required to Report and Property Interests to be Reported.—For information as to parties required
to file reports on this Form see particularly Section 130.4 (a) of the Regulations. For information as to property
interests to be reported see particularly Sections 130.2(c) and 130.4(a) of the Regulations. NO REPORT ON FORM
TFR-100 NEED BE FILED WHERE THE TOTAL VALUE OF ALL PROPERTY INTERESTS INVOLVED
IS LESS THAN $250.
(3) Parties required to report may, instead of filing numerous individual reports, file a single report incorporating by reference schedules listing the information called for in this report form with respect to the property interests
of Belgium and each of any number of nationals of Belgium.
(4) Where space in the report form does not permit full answers, the information may be set forth in supplementary papers incorporated by reference in the report and submitted therewith.
To THE SECRETARY OF THE TREASURY :

The undersigned hereby makes the following report:
PART A

Name of party making report
Address
(No.)

(Street)

(City or County)

(State)

Business
(Insert nature of business in which party reporting is engaged)

PART B

Name of national of Belgium (hereinafter referred to as "person") whose property interests are being reported (b) :

Last known residence or address.

PART C

PART D

The date as of which this report is ^eq^li^ed to be made is May 10, 1940. The property interests of the person
named in Part B above, which are all of the property interests required to be reported by the party reporting (named
in Part A above) in this report, are as follows:
(a) This Order is an amendment to Executive Order No. 6560 of January 15, 1934, regulating transactions in foreign exchange, etc.
(b) If property interests being reported are those of "Belgium" as defined in Section 11 of the Order, so indicate, and specify the
government department, bureau, etc., which is particularly concerned.

SCHEDULE OF BELGIAN PROPERTY
Value in
IT. S. Dollars(l)

1.
2.
3.
4.
5.

6.
7.
8.
9.

Bullion
Currency
Demand Deposits
Time Deposits
Securities*2)
(a) United States Government obligations*3)
(b) State, municipal and other local governmental obligations*4)
(c) All other domestic securities:
i. Bonds
ii. Preferred stocks
iii. Common stocks and other securities:
(a) Common stock representing 10% or more of the issue outstanding.
Indicate the percentage
(b) All others
(d) Foreign securities:
a. Belgian*5)
b. All others
Credit Instruments and Claims*6)
Goods, merchandise and chattels
Seal property
All other property interests*7)
TOTAL

(1) Wherever precise values are not available, give estimated values, and so indicate. Wherever possible use market value as of May 10,
1940. Fractions of dollars should be disregarded.
(2) The terms "securities" should be interpreted broadly to include under "bonds", matured coupons as well as debentures and bonds,
and to include under "stocks" and "other securities", dividends payable, rights, warrants, scrip, and trust certificates as well as
stocks, and to include privately as well as publicly offered issues.
(3) Includes United States Government guaranteed obligations.
(4) This item refers to obligations of states, etc., in the United States. Obligations of foreign governments and political subdivisions
thereof should be included under item 5(d).
(5) Includes private as well as public securities issued in Belgium.
(6) The nature of the credit instruments and claims reported should be specifically indicated. Credit instruments and claims include such
things as promissory notes, bills of exchange, drafts, acceptances, book accounts, accounts payable, mortgages on personal and real
property, present value of insurance policies, judgments, contracts and any claim or debt or obligation not of the character otherwise
scheduled herein, in which the person named in Part B above has any interest. All instruments and claims, whether or not due,
must be reported.
(7) The nature of the property interests reported should be specifically indicated. See definition of property interests in Section 130.2 of
the Begulations.
If foregoing does not fully cover the information required to be furnished on this Form with respect to the
property interests of the person named in Part B above, explain why and attach additional schedules, if necessary.

(Signature of party making report.)
(Partnerships should sign by member or duly authorized representative.
Corporations or associations should sign by officer or other duly authorj ze( j representative, and should affix corporate or official seal.)

AFFIDAVIT OF PARTY MAKING REPORT
State of
. ss:

County of

of the
(Name of partnership, association, or corporation for which this report is made)

Subscribed and sworn to before me this

day of

, 194

(Officer administering oath)
[NOTARIAL SEAL]

My commission expires
NOTE.—This report will not be accepted unless properly signed and sworn to before an officer authorized to administer oaths,
whose seal should be affixed. If the report is to be executed outside the jurisdiction of the United States then it must be signed
and sworn to before a diplomatic or consular officer of the United States.
A copy of this report should be retained by the party reporting for his files.

T FOBM TFR-100 (Netherlands property)
TREASURY DEPARTMENT
OFFICB OF THE SECKTAUT

REPORT
Relating to Property Situated in the United States on May 10, 1940, in which the
Netherlands OR ANY NATIONAL THEREOF had any Interest on May 10, 1940.
(To be executed and filed in triplicate on or before June 10, 1940, with the proper
Federal Reserve Bank or the Governor or High Commissioner of a territory or
possession of the United States as prescribed in Section 130.4 (b) of the Regulations
of April 10, 1940, as amended, relating to transactions in foreign exchange, etc.)
Instructions
(1) Before beginning to prepare this report, read carefully Executive Order No. 8389 of April 10, 1940, as
amended, (a) and the Regulations of April 10, 1940, as amended, copies of which may be obtained from the Treasury
Department or any Federal Reserve bank.
(2) Parties Required to Report and Property Interests to be Reported.—For information as to parties required
to file reports on this Form see particularly Section 130.4(a) of the Regulations. For information as to property
interests to be reported see particularly Sections 130.2(c) and 130.4(a) of the Regulations. NO REPORT ON FORM
TFR-100 NEED BE FILED WHERE THE TOTAL VALUE OF ALL PROPERTY INTERESTS INVOLVED
IS LESS THAN $250.
(3) Parties required to report may, instead of filing numerous individual reports, file a single report incorporating by reference schedules listing the information called for in this report form with respect to the property interests
of the Netherlands and each of any number of nationals of the Netherlands.
(4) Where space in the report form does not permit full answers, the information may be set forth in supplementary papers incorporated by reference in the report and submitted therewith.
To THE SECRETARY OF THE TREASURY:

The undersigned hereby makes the following report:
PART A

Name of party making report

Address
(No.)

Business

(Street)

(City or County)

(State)

_
(Insert nature of business in which party reporting U engaged)

PART B

Name of national of the Netherlands (hereinafter referred to as "person") whose property interests are being
reported (b) :

Last known residence or address.

PART C

PART D

The date as of which this report is required to be made is May 10, 1940. The property interests of the person
named in Part B above, which are all of the property interests required to be reported by the party reporting (named
in Part A above) in this report, are as follows:
(a) This Order is an amendment to Executive Order No. 6560 of January 15, 1934, regulating transactions in foreign exchange, etc.
(b) If property interests being reported are those of "the Netherlands" as defined in Section 11 of the Order, so indicate, and specify the
government department, bureau, etc., which is particularly concerned.

SCHEDULE OF NETHERLANDS PROPERTY

Value in
U.S. DollaraU)

1.
2.
3.
4.
5.

6.
7.
8.
9.

Bullion
Currency
Demand Deposits
Time Deposits
Securities*2*
(a) United States Government obligations*3*
(b) State, municipal and other local governmental obligations*4*
(c) All other domestic securities:
i. Bonds
ii. Preferred stocks
iii. Common stocks and other securities:
(a-1) Common stock representing 10% or more of the issue outstanding.
Indicate the percentage
(a-2) All others
(d) Foreign securities:
i. Netherlands*5'
ii. All others
Credit Instruments and Claim**6*
Goods, merchandise and chattels
Real property
All other property interests*7*
TOTAL

=========

(1) Wherever precise values are not available, give estimated values, and so indicate. Wherever possible use market value as of May 10, 1940. Fractions of
dollars should be disregarded.
(2) The term "securities" should be interpreted broadly to include under "bonds", matured coupons as well as debentures and bonds, and to include unde* "stocks"
and "other securities", dividends payable, rights, warrants, scrip, and trust certificates as well as stocks, and to include privately as well as publicly
offered issues.
(3) Includes United States Government guaranteed obligations.
(4) This item refers to obligations of states, etc., in the United States. Obligations of foreign governments and political subdivisions thereof should be included
under item 5(d).
(5) Includes private as well as public securities issued in the Netherlands.
(6) The nature of the credit instruments and claims reported should be specifically indicated. Credit instruments and claims include such things as promissory
notes, bills of exchange, drafts, acceptances, book accounts, accounts payable, mortgages on personal and real property, present value of insurance policies,
judgments, contracts and any claim or debt or obligation not of the character otherwise scheduled herein, in which the person named in Part B above has
any interest. All instruments and claims, whether or not due, must be reported.
(7) The nature of the property interests reported should be specifically indicated. See definition of property interests in Section 130.2 of the Regulations.

(Signature of party making report.)

I
(Partnership* should sign by member or duly authorized representative.
Corporations or associations should sign by officer or other duly authorj ze( j representative, and should affix corporate or official teal.)

AFFIDAVIT OF PARTY MAKING I
State of
)
> ss:
County of
)
I,
, on oath, depose and say that I am the person making this
report (that is, the party named in Part A above), or that I am the
(State relationship of affiant to the person for whom this report it made)

of the

.
(Name of partnership, association, or corporation for which this report is made)

Subscribed and sworn to before me this

day of.

[NOTABIAL SEAL!
(Officer administering oath)

My commission expires
NOTE.—This report will not be accepted unless properly signed and sworn to before an officer authorized to administer oaths, whose seal should be affixed.
If the report is to be executed outside the jurisdiction of the United States then it must be signed and sworn to before a diplomatic or consular officer of the
Unitedfor FRASER
Digitized States.
A copy of this report should be retained by the party reporting for his files.

REPORT FORM TFR-100 (Netherlands property)
TREASURY DEPARTMENT
OFFICE OF THE SECRETARY

REPORT
Relating to Property Situated in the United States on May 10, 1940, in which the
Netherlands OR ANY NATIONAL THEREOF had any Interest on May 10, 1940.
(To be executed and filed in triplicate on or before June 10, 1940, with the proper
Federal Reserve Bank or the Governor or High Commissioner of a territory or
possession of the United States as prescribed in Section 130.4 (b) of the Regulations
of April 10, 1940, as amended, relating to transactions in foreign exchange, etc.)
Instructions
(1) Before beginning to prepare this report, read carefully Executive Order No. 8389 of April 10, 1940, as
amended,(a> and the Regulations of April 10, 1940, as amended, copies of which may be obtained from the Treasury
Department or any Federal Reserve bank.
(2) Parties Required to Report and Property Interests to be Reported.—For information as to parties required
to file reports on this Form see particularly Section 130.4(a) of the Regulations. For information as to property
interests to be reported see particularly Sections 130.2(c) and 130.4(a) of the Regulations. NO REPORT ON FORM
TFR-100 NEED BE FILED WHERE THE TOTAL VALUE OF ALL PROPERTY INTERESTS INVOLVED
IS LESS THAN $250.
(3) Parties required to report may, instead of filing numerous individual reports, file a single report incorporating by reference schedules listing the information called for in this report form with respect to the property interests
of the Netherlands and each of any number of nationals of the Netherlands.
(4) Where space in the report form does not permit full answers, the information may be set forth in supplementary papers incorporated by reference in the report and submitted therewith.

To THE SECRETARY OF THE TREASURY:

The undersigned hereby makes the following report:
PART A

Name of party making report
Address
(No.)

Business

(Street)

(City or County)

(State)

(Insert nature of business in which party reporting is engaged)

PART B

Name of national of the Netherlands (hereinafter referred to as "person") whose property interests are being
reported (b) :

Last known residence or address.

PART C

PART D

The date as of which this report is required to be made is May 10, 1940. The property interests of the person
named in Part B above, which are all of the property interests required to be reported by the party reporting (named
in Part A above) in this report, are as follows:
(a) This Order is an amendment to Executive Order No. 6560 of January 15, 1934, regulating transactions in foreign exchange, etc.
(b) If property interests being reported are those of "the Netherlands" as defined in Section 11 of the Order, so indicate, and specify the
government department, bureau, etc., which is particularly concerned.

SCHEDULE OF NETHERLANDS PROPERTY
1.
2.
3.
4.
5.

6.
7.
8.
9.

Value in
U. S. DoUars(l)

Bullion
Currency
Demand Deposits
Time Deposits
Seeurities(2)
(a) United States Government obligations(3)
(b) State, municipal and other local governmental obligations(4>
(c) All other domestic securities:
i. Bonds
ii. Preferred stocks
iii. Common stocks and other securities:
(a) Common stock representing 10% or more of the issue outstanding.
Indicate the percentage
(b) All others
(d) Foreign securities:
a. Netherlands^)
b. All others
Credit Instruments and Claims(6>
Goods, merchandise and chattels
Real property
All other property interests (7)
TOTAL

(1) Wherever precise values are not available, give estimated values, and so indicate. Wherever possible use market value as of May 10,
1940. Fractions of dollars should be disregarded.
(2) The terms "securities" should be interpreted broadly to include under "bonds", matured coupons as well as debentures and bonds,
and to include under "stocks" and "other securities", dividends payable, rights, warrants, scrip, and trust certificates as well as
stocks, and to include privately as well as publicly offered issues.
(3) Includes United States Government guaranteed obligations.
(4) This item refers to obligations of states, etc., in the United States. Obligations of foreign governments and political subdivisions
thereof should be included under item 5(d).
(5) Includes private as well as public securities issued in the Netherlands.
(6) The nature of the credit instruments and claims reported should be specifically indicated. Credit instruments and claims include such
things as promissory notes, bills of exchange, drafts, acceptances, book accounts, accounts payable, mortgages on personal and real
property, present value of insurance policies, judgments, contracts and any claim or debt or obligation not of the character otherwise
scheduled herein, in which the person named in Part B above has any interest. All instruments and claims, whether or not due,
must be reported.
(7) The nature of the property interests reported should be specifically indicated. See definition of property interests in Section 130.2 of
the Eegulations.

(Signature of party making report.)
(Partnerships

Corpoi

(SEAL)

£'

AFFIDAVIT OF PARTY MAKING REPORT
State of
, SS:

County of
I,
, on oath, depose and say that I am the person making this
report (that is, the party named in Part A above), or that I am the
(State relationship of affiant to the person for whom this report is made)

of the
(Name of partnership, association, or corporation for which this report is made)

Subscribed and sworn to before me this

day of

, 194 .
(Officer administering oath)

[NOTARIAL SEAL]

My commission expires
NOTE.—This report will not be accepted unless properly signed and sworn to before an officer authorized to administer oaths,
whose seal should be affixed. If the report is to be executed outside the jurisdiction of the United States then it must be signed
and sworn to before a diplomatic or consular officer of the United States.
A copy of this report should be retained by the party reporting for his files.