Full text of Federal Reserve Bank of New York Circulars : 2044. Executive Order and Regulations Relating to Transactions in Foreign Exchange, Transfers of Credit, Payments, and the Export or Withdrawal of Coin, Bullion and Currency; and to Reports of Foreign Property Interests in the United States.

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FEDERAL RESERVE BANK
OF NEW YORK
Circular No.
2044
April 10, 1940

Executive Order Regulating Transactions In Foreign Exchange, Transfers of Credit,
and the Export of Coin and Currency
and
Regulations Relating to Transactions In Foreign Exchange, Transfers of Credit,
Payments, and the Export or Withdrawal of Coin, Bullion and Currency;
and to Reports of Foreign Property Interests in the United States.
To All Banking Institutions, and Others Concerned,
in the Second Federal Reserve District:

At the request of the Secretary of the Treasury we transmit to you herewith,
printed on the following pages, a copy of each of the following:
Executive Order No. 6560, dated January 15, 1934, Eegulating Transactions in Foreign Exchange, Transfers of Credit, and the Export
of Coin and Currency;
Executive Order, dated April 10, 1940, amending Executive Order No.
6560, dated January 15, 1934; and
Regulations of the Secretary of the Treasury, dated April 10, 1940,
Relating to Transactions in Foreign Exchange, Transfers of Credit,
Payments, and the Export or Withdrawal of Coin, Bullion and Currency; and to Reports of Foreign Property Interests in the United
States.
The new Executive Order amends Executive Order No. 6560 of January 15,
1934, so as to prohibit, except as specifically authorized under regulations or
licenses, all transfers of credit between any "banking institutions" within the
United States, all transfers of credit between any ''banking institution" within
the United States and any "banking institution" outside the United States, all
payments by any "banking institution" within the United States, all transactions
in foreign exchange by any person within the United States, and the export or
withdrawal from the United States or the earmarking of gold or silver coin or
bullion or currency by any person within the United States, if any of the foregoing
involve property in which Norway or Denmark, or any national thereof, has at any

time on or since April 8, 1940, had any interest of any nature whatsoever. Such
order modifies the regulations of November 12, 1934 (quoted in our Circular No.
1474, dated November 13, 1934), in so far as they are inconsistent with the new
Executive Order.
The new Executive Order and the regulations issued thereunder provide for
the filing of detailed reports concerning property interests in the United States in
which Norway or Denmark or any national thereof has at any time on or since April
8, 1940, had any interest of any nature whatsoever. Appropriate forms on which to
make such reports are being sent to Federal Reserve banks for distribution.
Appropriate forms on which to make applications, as provided in Section 130.3
of the regulations, to engage in foreign exchange transactions, etc., involving property
in which Norway or Denmark or any national thereof has at any time on or since
April 8, 1940, had any interest, are also being sent to Federal Reserve banks and
will be available for distribution to all interested persons.
Any person in the Second Federal Reserve District having any question as to
whether a particular transaction is permitted only under license should forward his
inquiry with a statement of all appropriate facts and circumstances either to the Federal
Reserve Bank of New York or to the Secretary of the Treasury, Washington, D. C.

GEORGE L. HAEEISOIST,

President.

EXECUTIVE ORDER No. 6560
REGULATING TRANSACTIONS IN FOREIGN EXCHANGE, TRANSFERS OF CREDIT,
AND THE EXPORT OF COIN AND CURRENCY
By virtue of the authority vested in me by Section 5(b) of the Act of October 6, 1917 (40 Stat. L.,
411) as amended by Section 2 of the Act of March 9, 1933, entitled "An Act to provide relief in the existing
national emergency in banking and for other purposes", I, FRANKLIN D. ROOSEVELT, PRESIDENT
OF THE UNITED STATES OF AMERICA, do declare that a period of national emergency continues to
exist, and by virtue of said authority and of all other authority vested in me, do hereby prescribe the following regulations for the investigation, regulation, and prohibition of transactions in foreign exchange,
transfers of credit between or payments by banking institutions as herein defined, and export of currency
or silver coin, by any person within the United States or any place subject to the jurisdiction thereof:
SECTION 1. Every transaction in foreign exchange, transfer of credit between any banking institution
within the United States and any banking institution outside of the United States (including any principal,
agent, home office, branch, or correspondent outside of the United States of a banking institution within the
United States), and the export or withdrawal from the United States of any currency or silver coin which
is legal tender in the United States, by any person within the United States, is hereby prohibited, except
under license therefor issued pursuant to this executive order: Provided, however, that, except as prohibited
under regulations prescribed by the Secretary of the Treasury, foreign exchange transactions and transfers of credit may be carried out without a license for (a) normal commercial or business requirements,
(b) reasonable traveling and other personal requirements, or (c) the fulfillment of legally enforceable
obligations incurred prior to March 9, 1933.
SECTION 2. Possessions of the United States. Except as prohibited in regulations prescribed by
the Secretary of the Treasury, transfers of credit between banking institutions in the continental United
States and banking institutions in other places subject to the jurisdiction of the United States (including
principals, agents, home offices, branches, or correspondents in such other places, of banking institutions
within the continental United States), may be carried out without a license.
SECTION 3. Licenses. The Secretary of the Treasury, acting directly or through any agencies that
he may designate, and the Federal Reserve banks acting in accordance with such rules and regulations as
the Secretary of the Treasury may from time to time prescribe, are hereby designated as agencies for the
granting of licenses as hereinafter provided. Licenses may be granted authorizing such transactions in
foreign exchange, transfers of credit and exports of currency (other than gold certificates) or silver coin
in such specific cases or classes of cases as the Secretary of the Treasury may determine in regulations
prescribed hereunder and rulings made pursuant thereto.
SECTION 4. Reports. The Federal Reserve banks shall keep themselves currently informed as to
foreign exchange transactions entered into or consummated, and transfers of credit made between banking
institutions outside of the continental United States and banking institutions in their districts, and report
to the Secretary of the Treasury all transactions in foreign exchange and all such transfers of credit not
permitted under Sections 1 or 2 hereof which are effected or attempted in their districts without a license.
SECTION 5. Regulations. The Secretary of the Treasury is authorized and empowered to prescribe
from time to time regulations to carry out the purposes of this order, and to provide in such regulations
or by rulings made pursuant thereto, the conditions under which licenses may be granted by the Federal
Reserve banks and by such other agencies as the Secretary of the Treasury may designate; and the Secretary of the Treasury may require any person engaged in any transaction, transfer, export, or withdrawal
referred to in this executive order to furnish under oath complete information relative thereto, including
the production of any books of account, contracts, letters, or other papers, in connection therewith in the
custody or control of such person either before or after such transaction, transfer, export, or withdrawal
is completed.
SECTION 6. Penalties. Whoever wilfully violates or knowingly participates in the violation of any
provision of this executive order or of any license, order, rule, or regulation issued or prescribed hereunder,
shall be subject to the penalties provided in Section 5 (b) of the Act of October 6, 1917, as amended by
Section 2 of the Act of March 9, 1933.
SECTION 7. Definitions. As used in this executive order the term "United States" means the
United States and any place subject to the jurisdiction thereof; the term "continental United States"
means the states of the United States, the District of Columbia, and the Territory of Alaska; the term
"person" means an individual, partnership, association, or corporation; and the term "banking institution" includes any person engaged primarily or incidentally in the business of banking, of granting or
transferring credits, or of purchasing and selling foreign exchange or procuring purchasers and sellers thereof,
as principal or agent; and, for the purposes of this order, each home office, branch, principal, agent, or correspondent of any person so engaged shall be regarded as a separate "banking institution".
SECTION 8. Section 8 of the executive order of August 28, 1933, relating to the hoarding, export,
and earmarking of gold coin, bullion, or currency and to transactions in foreign exchange, is hereby revoked.
This executive order and any rules, regulations, or licenses prescribed or issued hereunder may be
modified or revoked at any time.
FRANKLIN D. ROOSEVELT.
T H E WHITE HOUSE,

January 15, 1934.
(A copy of the executive order of August 28, 1933, to which reference is made in Section 8 of the above executive
order, was
transmitted with our circular No. 1273, dated August 31, 1933.)

EXECUTIVE ORDER
AMENDMENT OF EXECUTIVE ORDER No. 6560, DATED JANUARY 15, 1934, REGULATING
TRANSACTIONS IN FOREIGN EXCHANGE, TRANSFERS OF CREDIT, AND
THE EXPORT OF COIN AND CURRENCY.
By virtue of the authority vested in me by Section 5(b) of the Act of October 6, 1917 (40 Stat. 411),
as amended by Section 2 of the Act of March 9, 1933 (48 Stat. 1), and by virtue of all other authority vested
in me, I, FRANKLIN D. ROOSEVELT, PRESIDENT of the UNITED STATES OF AMERICA, do
hereby amend Executive Order No. 6560, dated January 15, 1934, regulating transactions in foreign
exchange, transfers of credit, and the export of coin and currency by adding the following sections after
section 8 thereof:
"SECTION 9. Notwithstanding any of the provisions of sections 1 to 8, inclusive, of this Order,
all of the following are prohibited, except as specifically authorized in regulations or licenses issued
by the Secretary of the Treasury pursuant to this Order, if involving property in which Norway or
Denmark or any national thereof has at any time on or since April 8, 1940, had any interest of any
nature whatsoever, direct or indirect:
1
' A. All transfers of credit between any banking institutions within the United States; and
all transfers of credit between any banking institution within the United States and any banking
institution outside the United States (including any principal, agent, home office, branch, or correspondent outside of the United States, of a banking institution within the United States) ;
"B. All payments by any banking institution within the United States;
"C. All transactions in foreign exchange by any person within the United States;
"D. The export or withdrawal from the United States, or the earmarking of gold or silver
coin or bullion or currency by any person within the United States; and
" E . Any transaction for the purpose or which has the effect of evading or avoiding the foregoing prohibitions.

10. Additional Reports.
"A. Reports under oath shall be filed, on such forms, at such time or times and from time to time,
and by such persons, as provided in regulations prescribed by the Secretary of the Treasury, with
respect to all property of any nature whatsoever of which Norway or Denmark or any national thereof
is or was the owner, or in which Norway or Denmark or any national thereof has or had an interest of
any nature whatsoever, direct or indirect, and with respect to any acquisition, transfer, disposition, or
any other dealing in such property.
" B . The Secretary of the Treasury may require the furnishing under oath of additional and
supplemental information, including the production of any books of account, contracts, letters or other
papers with respect to the matters concerning which reports are required to be filed under this Section.
"SECTION

"SECTION 11. Additional Definitions. In addition to the definitions contained in Section 7, the
following definitions are prescribed:
"A. The terms 'Norway' and 'Denmark', respectively, mean the State and the Government
of Norway and Denmark on April 8, 1940, and any political subdivisions, agencies and instrumentalities thereof, including territories, dependencies and possessions, and all persons acting or purporting to act directly or indirectly for the benefit or on behalf of the foregoing. The terms
'Norway' and 'Denmark', respectively, shall also include any and all other governments (including political subdivisions, agencies, and instrumentalities thereof and persons acting or purporting
to act directly or indirectly for the benefit or on behalf thereof) to the extent and only to the extent
that such governments exercise or claim to exercise de jure or de facto sovereignty over the area
which, on April 8, 1940, constituted Norway or Denmark.

—s,

" B . The term 'national' of Norway or Denmark shall include any person who has been
or whom there is reasonable cause to believe has been domiciled in, or a subject, citizen or resident
of Norway or Denmark at any time since April 8,1940, but shall not include any individual domiciled and residing in the United States on April 8, 1940, and shall also include any partnership,
association, or other organization, including any corporation organized under the laws of, or which
on April 8, 1940, had its principal place of business in Norway or Denmark or which on or after
such date has been controlled by, or a substantial part of the stock, shares, bonds, debentures, or
other securities of which has been owned or controlled by, directly or indirectly, one or more persons, who have been, or whom there is reasonable cause to believe have been, domiciled in, or the
subjects, citizens or residents of Norway or Denmark at any time on or since April 8, 1940, and
all persons acting or purporting to act directly or indirectly for the benefit or on behalf of the
foregoing.
" C . The term 'banking institution' as used in section 9 includes any person engaged primarily or incidentally in the business of banking, of granting or transferring credits, or of purchasing or selling foreign exchange or procuring purchasers and sellers thereof, as principal or
agent, or any person holding credits for others as a direct or incidental part of his business, or
brokers; and, each principal, agent, home office, branch or correspondent of any person so engaged
shall be regarded as a separate 'banking institution'.
"SECTION 12. Additional Regulations. The regulations of November 12, 1934, are hereby modified
insofar as they are inconsistent with the provisions of sections 9 to 11, inclusive, of this Order, and
except as so modified are hereby continued in full force and effect. The Secretary of the Treasury is
authorized and empowered to prescribe from time to time regulations to carry out the purposes of
sections 9 to 11, inclusive, of this Order as amended, and to provide in such regulations or by rulings
made pursuant thereto, the conditions under which licenses may be granted by such agencies as the
Secretary of the Treasury may designate."

FRANKLIN D. ROOSEVELT.
THE WHITE HOUSE,

April 10, 1940. 6 P.M. E. S. T.

Code of Federal Regulations
Title 31—Money and Finance: Treasury
Chapter I—Monetary Offices, Department of the Treasury
Part 130
TREASURY DEPARTMENT,
OFFICE OF THE SECRETARY,

April 10, 1940.

REGULATIONS
Relating to Transactions In Foreign Exchange, Transfers of Credit, Payments, and
the Export or Withdrawal of Coin, Bullion and Currency; and to Reports
of Foreign Property Interests in the United States.(*)
SECTION 130.1. Authority for regulations. These regulations are prescribed and issued under authority
of Section 5(b) of the Act of October 6, 1917 (40 Stat. 411) as amended by Section 2 of the Act of March 9,
1933 (48 Stat. 1), and Executive Order No. 6560, dated January 15, 1934, as amended.(*)

130.2. Definitions.
(a) The term " O r d e r " shall refer to Executive Order No. 6560, of January 15, 1934, as amended.
(b) The term "regulations" shall refer to these regulations.
(c) The terms "property" and "property interest" or "property interests" shall include, but not by
way of limitation, money, cheeks, drafts, bullion, bank deposits, savings accounts, any debts, indebtedness
or obligations, financial securities commonly dealt in by bankers, brokers, and investment houses, notes,
debentures, stocks, bonds, coupons, bankers' acceptances, mortgages, pledges, liens or other right in the nature
of security, warehouse receipts, bills of lading, trust receipts, bills of sale, other evidences of title or ownership, goods, wares, merchandise, chattels, stocks on hand, ships, goods on ships, real estate mortgages, vendors'
sales agreements, land contracts, real estate and any interest therein, leaseholds, ground rents, options,
negotiable instruments, trade acceptances, royalties, book accounts, accounts payable, judgments, patents,
trademarks, copyrights, insurance policies, safe deposit boxes and their contents, annuities, etc.
(d) Safe deposit boxes shall be deemed to be in the "custody" not only of all persons having access
thereto but also of the lessors of such boxes whether or not such lessors have access to such boxes. The
foregoing shall not in any way be regarded as a limitation upon the meaning of the term "custody".
(e) For the meaning of other terms reference should be made to the definitions contained in the
Order. (*)
SECTION

SECTION 130.3. Licenses to engage in foreign exchange transactions, etc. Applications for licenses to
engage in foreign exchange transactions, transfers of credit, payments, or the export or withdrawal from
the United States or the earmarking of gold or silver coin or bullion or currency, involving property in
which Norway or Denmark or any national thereof has at any time on or since April 8, 1940, had any interest of any nature whatsoever, direct or indirect, shall be filed in duplicate with the Federal Reserve bank
of the district in which the applicant resides or has his principal place of business or princpal office or agency,
or with the Federal Reserve Bank of New York if the applicant has no legal residence or principal place of
business or principal office or agency in a Federal Reserve district. Application forms may be obtained
from any Federal Reserve bank, mint or assay office, or the Secretary of the Treasury, Washington, D. C.
Applications shall be executed under oath before an officer authorized to administer oaths, or if executed
outside of the United States, before a diplomatic or consular officer of the United States. The applicant
shall furnish such further information as shall be requested of him by the Secretary of the Treasury or the
Federal Reserve bank at which the application is filed. Licenses will be issued by the Secretary of the
Treasury, acting directly or through any agencies that he may designate, and by the Federal Reserve banks
acting in accordance with such rules, regulations, and instructions as the Secretary of the Treasury may
from time to time prescribe, in such cases or classes of cases as the Secretary of the Treasury may determine in rules, regulations, and instructions prescribed by him. The Federal Reserve bank at which an application is filed will advise the applicant of the granting or denial of the license. When the transaction authorized by the license has been completed the license should be returned by the licensee to the Federal Reserve
bank at which the application was filed, except in the case of licenses for the export or withdrawal of currency or gold or silver coin or bullion, in which case the license, after having been cancelled by the collector
of customs or the postmaster through whom the exportation or withdrawal was made, shall be sent by such
collector of customs or postmaster to the Federal Reserve bank at which the application was filed. Appropriate forms for applications and licenses will be prescribed by the Secretary of the Treasury. Licensees
may be required to file reports upon the consummation of the transactions. The decision of the Secretary
of the Treasury with respect to the approval or disapproval of an application shall be final. (*)

(•) Sections 130.1 to 130.6:—Sec. 5(b), 40 Stat. 415 and 966; Sec. 2, 48 Stat. Ij 12 U. S. C. 95a; Executive Order 6560
Jan. 15, 1934, Ex. Order April 10, 1940.

130.4. Reports of Property Interests of Norway and Denmark and Nationals Thereof.
(a) Within 10 days from the publication of these regulations in the Federal Register, reports shall be
filed on Form TFR-100, duly executed under oath, containing the information called for in such Form,
with respect to all property situated in the United States on the date as of which the report is made in which
Norway or Denmark or any national thereof has at any time on or since April 8, 1940, had any interest of
any nature whatsoever, direct or indirect. Such reports shall befiledby:
(1) Every person in the United States directly or indirectly holding, or having title to, or custody,
control, or possession of such property including, without any limitation whatsoever of the foregoing,
every partnership, association, or corporation organized under the laws of the United States or any
state or territory of the United States, or having its principal place of business in the United States,
in the shares of whose stock or in whose debentures, notes, bonds, coupons, or other obligations or
securities Norway or Denmark or any national thereof has at any time on or since April 8, 1940, had
any interest of any nature whatsoever, direct or indirect; and
(2) Every agent or representative in the United States for Norway or Denmark or any national
thereof having any information with respect to any such property.
Provided, That no report on Form TFR-100 need be filed where the total value of all property interests
to be reported is less than $250.
(b) The date as of which all reports on Form TFR-100 are required to be made is April 8, 1940.
(e) At the close of every business day in which there shall occur any acquisition, transfer, disposition, or any other dealing in any of the property interests designated in paragraph (a) above, a report, or
reports, on Form TFR-200, duly executed under oath, containing the information called for in such Form
shall befiledby every person, agent, etc., referred to in paragraph (a) above, provided, however, that such
reports for the ten day period from the date of publication of these regulations in the Federal Register,
may be filed at any time within such ten day period.
(d) Neither filing nor the failure to file a report or reports required to be filed on Form TFR-100,
nor the absence of a duty to file such report or reports shall in any way affect the duty to file a report or
reports on Form TFR-200, and vice versa.
(e) Reports shall be executed and filed in triplicate with the Federal Reserve bank of the district in
which the party filing the report resides or has his principal place of business or principal office or agency,
or if such party has no legal residence or principal place of business or principal office or agency in a
Federal Reserve district, then with the Federal Reserve Bank of New York. A report shall be deemed to
have been filed when it is received by the proper Federal Reserve bank or when it is properly addressed
and mailed and bears a postmark dated prior to midnight of the date upon which the report is due. At
the close of each business day the Federal Reserve bank shall forward two executed copies of every report
filed on that day to the Secretary of the Treasury.
(f) (1) All spaces in the report must be properly filled in. Reports found not to be in proper form, or
lacking in essential details, shall not be deemed to have been filed in compliance with the order.
(2) Where space in the report form does not permit full answers to questions, the information required
may be set forth in supplementary papers incorporated by reference in the report and submitted therewith.
Supplementary documents and papers must be referred to in the principal statement in chronological or
other appropriate order and be described in such manner that they can be identified.
(g) A separate report under oath must be filed by each person required to file a report except that
persons holding property jointly may file a joint report.
(h) Upon a written request made to the Secretary of the Treasury by a party required tofilea report,
setting forth reasons why the report cannot be filed on or before the date such report is due, the Secretary
of the Treasury, in his discretion, may grant such an extension of time for making the report as under the
circumstances shall appear to be required.
(i) Report Forms TFR-100 and TFR-200 may be obtained from any Federal Reserve bank, mint or
assay office and the Secretary of the Treasury, Washington, D. C.(*)
SECTION 130.5. Penalties. Section 5(b) of the Act of October 6,1917, as amended by Section 2 of the
Act of March 9, 1933, provides in part:
" * * * Whoever willfully violates any of the provisions of this subdivision or of any license, order,
rule or regulation issued thereunder, shall, upon conviction, be fined not more than $10,000, or, if a
natural person, may be imprisoned for not more than ten years, or both; and any officer, director, or
agent of any corporation who knowingly participates in such violation may be punished by a like fine,
imprisonment, or both. As used in this subdivision the term 'person' means an individual, partnership, association, or corporation."(*)
SECTION 130.6. Modification or revocation. These regulations and any Forms or instructions issued
hereunder may be modified or revoked at any time. (*)
SECTION

H . MORGENTHAU, J R . ,

APPROVED: April 10, 1940.
FRANKLIN D. ROOSEVELT.

Secretary of the Treasury.

FORM

TFE-1

TREASURY DEPARTMENT
OFFICE OF THE SECRETARY

APPLICATION FOR A LICENSE TO ENGAGE IN A FOREIGN EXCHANGE TRANSACTION, TRANSFER OF
CREDIT, PAYMENT, OR EXPORT OR WITHDRAWAL FROM THE UNITED STATES, OR THE
EARMARKING, OF GOLD OR SILVER COIN OR BULLION OR CURRENCY
(To be executed and filed in duplicate with the Federal Reserve Bank for the district in which the applicant resides or
has his principal place of business or principal office or agency. If the applicant has no legal residence or principal
place of business or principal office or agency in a Federal Reserve district the application should be filed with the
Federal Reserve Bank of New York.)
To THE SECRETARY OF THE TREASURY

Washington, D. C.
Sir:
In accordance with Executive Order No. 6560 of January 15, 1934, as amended, relative to transactions in foreign
exchange, transfers of credit, and the export of coin and currency, and the regulations issued thereunder, the undersigned hereby applies for a license to execute the transaction described below:
A. The name of the applicant is
the applicant's residence or principal place of business is located at
(Street)

(City)

(State)

and the citizenship of the applicant is
B. The applicant has since

been engaged in the business of
(State nature of business.)

C. The applicant desires a license in order to:
(State in detail the nature, purpose and amount of the transaction, and the name, address, nationality* and
extent of interest of every party, including the applicant, involved or interested in the transaction.)
1. Make a transfer of credit or payment as follows:

* In the case of a corporation give country of incorporation, countries in which corporation is doing business and also predominant
citizenship of stockholders.

2. Enter into a foreign exchange transaction, as follows:

3. Export or withdraw from the United States, or earmark, gold or silver coin or bullion or currency as follows

D. The applicant represents and warrants that no party other than those mentioned in item C above has any interest,
direct or indirect, in this transaction, or in the foreign exchange, credits, payments, coin, bullion or currency
described above, except as follows:

E. The applicant represents and warrants that all the facts herein stated are correct and true and that he does not
have knowledge of any material facts in connection with such application which are not fully and accurately set
forth herein.
F. The applicant represents and warrants that he has complied, and agrees that he will comply in all respects, with
Executive Order No. 6560 of January 15, 1934, as amended, relating to transactions in foreign exchange, transfers of credit, and the export of coin and currency, and the regulations issued thereunder, and with any and all
licenses issued to the applicant pursuant thereto, and that, with respect to the transaction here involved, no
other application of the undersigned for a license has been filed or is pending.

Applicant

By
State of

.ss:

County of
I,

, on oath, depose and say that I am the applicant in the above

application for license, or the

,
(State relationship to applicant.)

, which is the applicant in the above application for a
(Name of applicant, if applicant is other than individual.)

license; that I am duly authorized to make the foregoing application on behalf of the applicant; that I have personal
knowledge of the facts as set forth in said application and know the same to be true and accurate; and that I do not
have knowledge of any material facts in connection with such application which are not fully and accurately set
forth herein.
(Signature of affiant)

(Address)

Subscribed and sworn to before me this

day of

, 194

(Notarial Seal)
(Officer administering oath.)

My commission expires
RECOMMENDATION OF FEDERAL RESERVE BANK
To THE SECRETARY OF THE TREASURY :

The above application is forwarded to the Secretary of the Treasury with the recommendation that a license should
be (granted in the following amount
).
(denied).
Remarks:

Respectfully,
FEDERAL RESERVE BANK OF.

License numbered

granted on

License denied.
NOTE: If this application covers gold in any form the provisions of the Provisional Regulations issued under the Gold Reserve
Act of 1934 must also be complied with.
Copies of this form may be obtained, on request, at any Federal Reserve Bank, mint or assay office, or the Treasury Department, Washington, D. C.

FOHM TFKL-1
TREASURY DEPARTMENT

License No

OFFICE OF THE SECRETARY

Date:

194

LICENSE
(GRANTED UNDER THE AUTHORITY OF EXECUTIVE ORDER NO. 6560 OF JANUARY 15,1934, AS
AMENDED, AND THE REGULATIONS ISSUED THEREUNDER)
To
Name of Licensee

Address of Licensee

Sirs:
1. Pursuant to your application of
transaction:

194 , you are hereby licensed to enter into the following

2. This license is granted upon the statements and representations made in your application, or otherwise filed
with or made to the Treasury Department as a supplement to your application, and is subject to the conditions, among
others, that you will comply in all respects with Executive Order No. 6560 of January 15, 1934, as amended, and the
regulations issued thereunder and the terms of this license.
3. Within one week after the license expires, or within one week after the transaction covered by the license is
consummated, whichever date is earlier, the licensee shall file with the Federal Reserve bank through which the license
was issued a report on form TFER-1. The licensee shall also furnish and make available for inspection any additional
relevant information, records or reports requested by the Secretary of the Treasury, the Federal Reserve bank through
which the license was issued, the Postmaster at the place of mailing or the Collector of Customs at the port of
exportation.
4. This license expires 15 days after the date of its issuance, is not transferable, is subject to the provisions
of Executive Order No. 6560 of January 15, 1934, as amended, and the regulations issued thereunder and may be
revoked or modified at any time in the discretion of the Secretary of the Treasury acting directly or through the
agency through which the license was issued, or any other agency designated by the Secretary of the Treasury. If
this license was issued as a result of willful misrepresentation on the part of the applicant or his duly authorized agent,
it may, in the discretion of the Secretary of the Treasury, be declared void from the date of its issuance, or from any
other date.
Issued by direction and on behalf of the Secretary of the Treasury:
FEDERAL RESERVE BANK OF

By
The Act of October 6, 1917, as amended, provides in part as follows:
"Whoever willfully violates any of the provisions of this subdivision or of any license, order, rule or regulation issued thereunder, shall, upon conviction, be fined not more than $10,000, or, if a natural person, may be
imprisoned for not more than ten years, or both; and any officer, director, or agent of any corporation who knowingly participates in such violation may be punished by a like fine, imprisonment or both."
NOTE: If this license covers gold in any form the provisions of the Provisional Regulations issued under the Gold Reserve Act
of 1934 must also be complied with.

FOHM TFEH-1
TREASURY DEPARTMENT
OFFICE OF THE SECRETARY

REPORT TO BE FILED BY PERSONS ISSUED LICENSES ON FORM TFEL-1.
(To be executed in duplicate and filed by the licensee with the Federal Reserve bank through
which the license was issued. This report should be filed within one week after the license
expires, or within one week after the transaction covered by the license is consummated,
whichever date is earlier)
To THE SECRETARY OF THE TREASURY,

Washington, D. C.
Sir:
A. The name and address of the licensee is:

(Name of Licensee)
(Address of Licensee)

The date of issuance and serial number of the license is:

194

;

(Date of issuance)

(Serial Number)

C. The transaction covered by such license was consummated as follows:
(State in detail all of the facts relating to the consummation of the transaction covered by such license. If
such transaction was not consummated, so state, giving reasons therefor.)

D. The licensee represents that he has complied in all respects with the provisions of Executive Order No. 6560 of
January 15, 1934, as amended, and the regulations issued thereunder, and has complied in all respects with
the terms of the license described in item B.
Name of Licensee

By
State of

\
[ ss:

County of

, on oath, depose and say that I am the person for whom this

report is made, or that I am the

,
(State relationship of affiant to the person for whom this report is made)

of the

which is the person for whom
(Name of partnership, association, or corporation for which this report is made)

this report is made; that I am duly authorized to make this report on behalf of such person; that I have full knowledge
of the facts set forth herein and know them to be true and accurate; and that I do not have knowledge of any material
facts in connection with this report which have not been fully and accurately set forth herein.
(Signature of affiant)
(Address of affiant)

Subscribed and sworn to before me this

day of

, 194 .
(Officer administering oath)

(Notarial Seal)
My commission expires

REPORT FORM TFR-100 (Norwegian property^
TREASURY DEPARTMENT
OFFICE OF THE SECRETARY

REPORT
Relating to Property Situated in the United States on April 8, 1940, in which NORWAY OR
ANY NATIONAL THEREOF has at any time on or since April 8, 1940 had any Interest.
(To be executed and filed in triplicate on or before May 15,1940, with the proper
Federal Reserve Bank as prescribed in Section 130.4 (e) of the Regulations of
April 10, 1940, relating to transactions in foreign exchange, etc.)
Instructions
(1) Before beginning to prepare this report, read carefully Executive Order No. 8389 of April 10, 1940,(a>
and the Regulations of April 10, 1940, copies of which may be obtained from the Treasury Department or any Federal
Reserve bank.
(2) Parties Required to Report and Property Interests to be Reported.—For information as to parties required
to file reports on this Form see particularly Section 130.4(a) of the Regulations. For information as to property
interests to be reported see particularly Sections 130.2(c) and 130.4(a) of the Regulations. NO REPORT ON FORM
TFR-100 NEED BE FILED WHERE THE TOTAL VALUE OF ALL PROPERTY INTERESTS INVOLVED
IS LESS THAN $250.
(3) Parties required to report may, instead of filing numerous individual reports, file a single report incorporating by reference schedules listing the information called for in this report form with respect to the property interests
of Norway and each of any number of nationals of Norway.
(4) Where space in the report form does not permit full answers, the information may be set forth in supplementary papers incorporated by reference in the report and submitted therewith.

To THE SECRETARY OF THE TREASURY:

The undersigned hereby makes the following report:
PART A

Name of party making report
Address
(No.)

Business

(Street)

(City or County)

(State)

(Insert nature of business in which party reporting is engaged)

PART B

Name of national of Norway (hereinafter referred to as "person") whose property interests are being reported (b) :

Last known residence or address.

PART C

Relation between party making this report (named in Part A above) and person whose property interests are being
reported (named in Part B above):
(Such as agent, trustee, custodian, banker, broker, nominee, or corporation issuing securities held or owned by party named in Part B)

PART D

The date as of which this report is required to be made is April 8, 1040. The property interests of the person
in Part B above, which are all of the property interests required to be reported by the party reporting (named
Part A above) in this report, are as follows:

tmed

) This Order is an amendment to Executive Order No. 6500 of January 15, 1934, regulating transactions in foreign exchange, etc.
) If property interests being reported are those of "Norway" as defined in Section 11 of the Order, so indicate, and specify the
government department, bureau, etc., which is particularly concerned.

SCHEDULE OF PROPERTY")

Currency and bullion

Value in
U. S. Dollar3(2)

Demand and Time Deposits

Securities

(3)

•

(a) United States Government obligations(4)

•

(b) State, municipal and other local governmental obligations(S)

(ii) Foreign
4.

Credit instruments and claims(6)

Goods, merchandise and chattels

Real property

All other property interests (7)
TOTAL

(1) Wherever precise values are not available, give estimated values and so indicate. Wherever possible use market value.
(2) Fractions of dollars should be disregarded.
(3) The term "securities" should be interpreted broadly to include rights, warrants, matured coupons, scrip and trust certificates as well
as stocks, debentures and bonds, and should include privately as well as publicly offered issues.
(4) Includes United States Government guaranteed obligations.
(5) This item refers to obligations of states, etc., in the United States. Obligations of foreign governments and political subdivisions thereof
should be included under item 3(c) (ii).
(6) Includes such things as promissory notes, bills of exchange, drafts, acceptances, book accounts, accounts payable, mortgages on personal
and real property, present value of insurance policies, judgments, contracts and any claim or debt or obligation not of the character
otherwise scheduled herein in which the person named in Part B above has any interest. All instruments and claims, whether or not
due, must be reported.
(7) See definition of property interests in Section 130.2 of the regulations.
If foregoing does not fully cover the information required to be furnished on this Form with respect to the
property interests of the person named in Part B above, explain why and attach additional schedules, if necessary.

(Signature of party making report.)
(Partnerships should sign by member or duly authorized representative.
Corporations or associations should sign by officer or other duly authorized representative, and should affix corporate or official seal.)

(SEAL)

AFFIDAVIT OF PARTY MAKING REPORT
State of

)
[ ss:
)

County of
I,

, on oath, depose and say that I am the person making this

report (that is, the party named in Part A above), or that I am the
(State relationship of affiant to the person for whom this report is made)

of the
(Name of partnership, association, or corporation for which this report is made)

which is the person for whom this report is made; that I am duly authorized to make this report on behalf of such
person; and that I believe that the facts set forth herein are true and accurate and that all material facts in connection with this report have been set forth herein.
(Signature of affiant)

(Address of affiant)

Subscribed and sworn to before me this

day of

, 194

(Officer administering oath)

[NOTARIAL SEAL]

My commission expires.
NOTE.—This report will not be accepted unless properly signed and sworn to before an officer authorized to administer oaths
whose seal should be affixed. If the report is to be executed outside the jurisdiction of the United States then it must be signed
and sworn to before a diplomatic or consular officer of the United States.
A copy of this report should be retained by the party reporting for his files.

REFOKT FORM TFR-200 (Norwegian property)
TREASURY DEPARTMENT
OFFICE OF THE SECRETARY

,1940.
Date for which report is made.

REPORT
RELATING TO DAILY CHANGES IN PROPERTY INTERESTS OF NORWAY OR ANY
NATIONAL THEREOF AMOUNTING TO $5,000 OR MORE.W
(To be executed pursuant to Section 130.4(c) of the Regulations of April 10,1940,
and filed in triplicate with the proper Federal Reserve Bank as prescribed in
Section 130.4 (e) of the Regulations.)
Instructions
(1) Before beginning to prepare this report, read carefully Executive Order No. 8389 of April 10, 1940,(b) and
the Regulations of April 10, 1940, copies of which may be obtained from the Treasury Department or any Federal
Reserve bank.
(2) Parties Required to Report and Property Interests to be Reported.—For information as to parties required
to file reports on this Form see particularly Section 130.4(c) of the Regulations. For information as to property
interests to be reported see particularly Sections 130.2 (c) and 130.4(c) of the Regulations. REPORT ON FORM
TFR-200 SHOULD BE FILED ONLY IF THE TOTAL DAILY CHANGES IN THE PROPERTY INTERESTS
OF NORWAY OR A NATIONAL THEREOF COVERED BY THIS REPORT AMOUNT TO $5,000 OR MORE.
(3) Parties required to report may, instead of filing numerous individual reports, file a single report incorporating by reference schedules listing the information called for in this report form with respect to the property
interests of Norway and each of any number of nationals of Norway.
(4) Where space in the report form does not permit full answers, the information may be set forth in supplementary papers incorporated by reference in the report and submitted therewith.
To THE SECRETARY OP THE TREASURY:

The undersigned hereby makes the following report:
PART A

Name of party making report
Address
(No.)

Business

(Street)

(City or County)

(State)

_
(Insert nature of business in which party reporting is engaged)

PART B

Name of national of Norway (hereinafter referred to as "person") whose property interests are being reported (c) :
Last known residence or address

PART C

If the party making this report (named in Part A above) has not heretofore filed the report on Form TFR-100 with
respect to the property situated in the United States on April 8, 1940, in which the person named in Part B above had
an interest explain why.

PART D

Relation between party making this report (named in Part A above) and person whose property interests are being
reported (named in Part B above) :
(Such as agent, trustee, custodian, banker, broker, nominee or corporation issuing securities held or owned by party named in Part B)

PART B

The following schedule records all the changes, totaling $5,000 or more, resulting from acquisitions, transfers,
_dispositions or any other dealings, in the property interests of the person named in Part B above, required to be
eported by the party reporting (named in Part A above) and taking place on
, 194 , the day for
this report is made.
Pursuant to authorization of the Secretary of the Treasury, daily reports on Form TFE-200 for the period ending May 15, 1940, may
be filed at any time during such period.
This Order is an amendment to Executive Order No. 6560 of January 15, 1934, regulating transactions in foreign exchange, etc.
If property interests being reported are those of "Norway", as defined in Section 11 of the Order, BO indicate, and specify the
government department, bureau, etc., which is particularly concerned.

SCHEDULE OF CHANGES IN PROPERTY INTERESTS")
Value in U. S. Dollars(2)
Net Increase
or
Net Decrease
1.

Currency and bullion

Demand and time deposits

Securities*3^:
(a) United States Government obligations(4>
(b) State, municipal and other local governmental obligations(5)
(c) All other securities:
(i) Domestic
(ii) Foreign

Credit instruments and claims^')

Goods, merchandise and chattels

Real property

All other property interests (7)
TOTAL

1l) Wherever precise values are not available, give estimated values and so indicate. Wherever possible use market value.
(2) Fractions of dollars should be disregarded.
(3) The term "securities" should be interpreted broadly to include rights, warrants, matured coupons, scrip and trust certificates as well
as stocks, debentures and bonds, and should include privately as well as publicly offered issues.
(4) Includes United States Government guaranteed obligations.
(5) This item refers to obligations of states, etc., in the United States. Obligations of foreign governments and political subdivisions thereof
should be included under item 3(c) (ii).
(6) Includes such things as promissory notes, bills of exchange, drafts, acceptances, book accounts, accounts payable, mortgages on personal
and real property, present value of insurance policies, judgments, contracts and any claim or debt or obligations not of the character
otherwise scheduled herein in which the person named in Part B above has any interest. Changes relating to all instruments and
claims, whether or not due, must be reported.
(7) See definition of property interests in Section 130.2 of the regulations.
If foregoing does not fully cover the information required to be furnished on this Form with respect to the
property interests of the person named in Part B above, explain why and attach additional schedules, if necessary.

(Signature of party making report.)
Iby
(Partnership! should sign by member or duly authorized representative.
Corporations or associations should sign by officer or other duly authorized representative, and should affix corporate or official seal.)

(SEAL)

AFFIDAVIT OF PARTY MAKING REPORT
State of
County of

. ss:

, on oath, depose and say that I am the person making this

report (that is, the party named in Part A above), or that I am the
(State relationship of affiant to the person for whom this report is made)

of the
(N&me of partnership, association, or corporation for which this report is made)

(Address of affiant)

Subscribed and sworn to before me this

day of

, 194

(Officer administering oath)

[NOTARIAL SEAL]

My commission expires
NOTE.—This report will not be accepted unless properly signed and sworn to before an officer authorized to administer oaths,
whose seal should be affixed. If the report is to be executed outside the jurisdiction of the United States then it must be signed
and sworn to before a diplomatic or consular officer of the United States.
A copy of this report should be retained by the party reporting for his files.

REPORT FORM TFR-100 (Danish property)
TREASURY DEPARTMENT
OFFICE OF THE SECRETARY

REPORT
Relating to Property Situated in the United States on April 8, 1940, in which Denmark
OR ANY NATIONAL THEREOF had any Interest on April 8, 1940.
(To be executed and filed in triplicate on or before May 15, 1940, with the proper
Federal Reserve Bank or the Governor or High Commissioner of a territory or
possession of the United States as prescribed in Section 130.4(b) of the Regulations
of April 10. 1940, an amended, relating to transactions in foreign exchange, etc.)
Instructions
(1) Before beginning to prepare this report, read carefully Executive Order No. 8389 of April 10, 1940, as
amended,(a) and the Regulations of April 10, 1940, as amended, copies of which may be obtained from the Treasury
Department or any Federal Reserve bank.
(2) Parties Required to Report and Property Interests to be Reported.—For information as to parties required
to file reports on this Form see particularly Section 130.4(a) of the Regulations. For information as to property
interests to be reported see particularly Sections 130.2(c) and 130.4(a) of the Regulations. NO REPORT ON FORM
TFR-100 NEED BE FILED WHERR THE TOTAL VALUE OF ALL PROPERTY INTERESTS INVOLVED
IS LESS THAN $250.
(3) Parties required to report may, instead of filing numerous individual reports, file a single report incorporating by reference schedules listing the information called for in this report form with respect to the property interests
of Denmark and each of any number of nationals of Denmark.
(4) Where space in the report form does not permit full answers, the information may be set forth in supplementary papers incorporated by reference in the report and submitted therewith.
To THE SECRETARY OF THE TREASURY :

The undersigned hereby makes the following report:
PART A

Name of party making report
Address
(No.)

(Street)

(City or County)

(State)

Business
(Insert nature of business in which party reporting is engaged)

PART B

Name of national of Denmark (hereinafter referred to as "person") whose property interests are being reported (b) :

Last known residence or address.

PART C

PART D

The date as of which this report is required to be made is April 8, 1940. The property interests of the person
named in Part B above, which are all of the property interests required to be reported by the party reporting (named
in Part A above) in this report, are as follows:
(a) This Order is an amendment to Executive Order No. 6560 of January 15, 1934, regulating transactions in foreign exchange, etc.
(b) Tf property interests being reported are those of "Denmark" as defined in Section 11 of the Order, so indicate, and Bpecify the
government department, bureau, etc., which is particularly concerned.

SCHEDULE OF DANISH PROPERTY
1.
2.
3.
4.
5.

6.
7.
S.
9.

Bullion
,
Currency
Demand Deposits
Time Deposits
Seeurities(2)
(a) United States Government obligations^'
(b) State, municipal and other local governmental obligations^
(c) All other domestic securities:
i. Bonds
ii. Preferred stocks
iii. Common stocks and other securities:
(a-1) Common stock representing 10% or more of the issue outstanding.
Indicate the percentage
(a-2) All others
(d) Foreign securities:
i. Danish<5)
ii. All others
Credit Instruments and Claims' 6 '
Goods, merchandise and chattels.
Real property
,
All other property interests (7)
TOTAL

Value in
U. S. DoUarsd)
..

.....

(1) Wherever precise values are not available, give estimated values, and so indicate. Wherever possible use market value as of April 8, 1940. Fractions of
dollars should be disregarded.
(2) The term "securities" should be interpreted broadly to include under "bonds", matured coupons as well as debentures and bonds, and to include under "stocks"
and "other securities", dividends payable, rights, warrants, scrip, and trust certificates as well as stocks, and to include privately as weB as publicly
offered issues.
(3) Includes United States Government guaranteed obligations.
(4) This item refers to obligations of states, etc., in the United States. Obligations of foreign governments and political subdivisions thereof should he rnchided
under item 5(d).
(5) Includes private as well as public securities issued in Denmark.
(6) The nature of the credit instruments and claims reported should be specifically indicated. Credit instruments and claims include such things as promissory
notes, bills of exchange, drafts, acceptances, book accounts, accounts payable, mortgages on personal and real property, present value of insurance policies,
judgments, contracts and any claim or debt or obligation not of the character otherwise scheduled herein, in which the person named in Part B alieve has
any interest. All instruments and claims, whether or not due, must be reported.
(7) The nature of the property interests reported should be specifically indicated. See definition of property interests in Section 130.2 of the Regulations.

If foregoing does not fully cover the information required to be furnished on this Form with respect to the
property interests of the person named in Part B above, explain why and attach additional schedules, if necessary.

(Signature of party making report.
by

(Partnerships should sign by member or duly authorized representative.
Corporations or associations should sign by officer or other duly authorized representative, and should affix corporate or official seal.)

AFFIDAVIT OF PARTY MAKING REPORT
State of ...
County of
I,
, on oath, depose and say that I am the person making this
report (that is. the party named in Part A above), or that I am the
(State relationship of affiant to the person for whom this report is made)

of the
(Name of partnership, association, or corporation for which this report is made)

Subscribed and sworn to before me this
[NOTARIAL S E A L ]

dav of

, 194 .
•

(

Officer administering oath)

My commission expires
NOTE.—This report will not be accepted unless properly signed and sworn to before an officer authorized to administer oaths, whose seal should be affixed.
If the report is to be executed outside the jurisdiction of the United States then it must be signed and sworn to before a diplomatic or consular officer of the
United States.
Digitized A copy of this report should be retained by the party reporting for his files.
for FRASER

REPORT FORM TFR-100 (Danish property)
TREASURY DEPARTMENT
OFFICE OF THE SECRETARY

REPORT
Relating to Property Situated in the United States on April 8, 1940, in which DENMARK OR
ANY NATIONAL THEREOF has at any time on or since April 8, 1940 had any Interest.
(To be executed and filed in triplicate on or before May 15,1940, with the proper
Federal Reserve Bank as prescribed in Section 130.4(e) of the Regulations of
April 10, 1940, relating to transactions in foreign exchange, etc.)
Instructions
(1) Before beginning to prepare this report, read carefully Executive Order No. 8389 of April 10, 1940,(a)
and the Regulations of April 10, 1940, copies of which may be obtained from the Treasury Department or any Federal
Reserve bank.
(2) Parties Required to Report and Property Interests to oe Reported.—For information as to parties required
to file reports on this Form see particularly Section 130.4(a) of the Regulations. For information as to property
interests to be reported see particularly Sections 130.2 (c) and 130.4(a) of the Regulations. NO REPORT ON FORM
TFR-100 NEED BE FILED WHERE THE TOTAL VALUE OF ALL PROPERTY INTERESTS INVOLVED
IS LESS THAN $250.
(3) Parties required to report may, instead of filing numerous individual reports, file a single report incorporating by reference schedules listing the information called for in this report form with respect to the property interests
of Denmark and each of any number of nationals of Denmark.
(4) Where space in the report form does not permit full answers, the information may be set forth in supplementary papers incorporated by reference in the report and submitted therewith.
To THE SECRETARY OF THE TREASURY:

The undersigned hereby makes the following report:
PART A

Name of party making report

Address
(No.)

(Street)

(City or County)

(State)

Business
(Insert nature of business in which party reporting is engaged)

PART B

Name of national of Denmark (hereinafter referred to as "person") whose property interests are being reported (b) :

Last known residence or address.

PART C

PART D

The date as of which this report is required to be made is April 8, 1940. The property interests of the person
imed in Part B above, which are all of the property interests required to be reported by the party reporting (named
. Part A above) in this report, are as follows:

0 This Order is an amendment to Executive Order No. 6560 of January 15, 1934, regulating transactions in foreign exchange, etc.
b) If property interests being reported are those of "Denmark" as defined in Section 11 of the Order, so indicate, and specify the
government department, bureau, etc., which is particularly concerned.

SCHEDULE OF PROPERTY^1)
Value in
U. S. Dollars(2)
1.

Currency and bullion

Demand and Time Deposits

Securities*3):
(a) United States Government obligations(4)
(b) State, municipal and other local governmental obligations(S)
(c) All other securities:
(i) Domestic
(ii) Foreign

Credit instruments and claims(6)

Goods, merchandise and chattels

Real property

All other property interests (7)
TOTAL

(1) Wherever precise values are not available, give estimated values and so indicate. Wherever possible use market value.
(2) Tractions of dollars should be disregarded.
(3) The term "securities" should be interpreted broadly to include rights, warrants, matured coupons, scrip and trust certificates as well
as stocks, debentures and bonds, and should include privately as well as publicly offered issues.
(4) Includes United States Government guaranteed obligations.
(5) This item refers to obligations of states, etc., in the United States. Obligations of foreign governments and political subdivisions thereof
should be included under item 3(c)(ii).
(6) Includes such things as promissory notes, bills of exchange, drafts, acceptances, book accounts, accounts payable, mortgages on personal
and real property, present value of insurance policies, judgments, contracts and any claim or debt or obligation not of the character
otherwise scheduled herein in which the person named in Part B above has any interest. All instruments and claims, whether or not
due, must be reported.
(7) See definition of property interests in Section 130.2 of the regulations.
If foregoing does not fully cover the information required to be furnished on this Form with respect to the
property interests of the person named in Part B above, explain why and attach additional schedules, if necessary.

(SEAL)

AFFIDAVIT OF PARTY MAKING REPORT
State of

)
> ss:
)

County of
I,

, on oath, depose and say that I am the person making this

report (that is, the party named in Part A above), or that I am the
(State relationship of affiant to the person for whom this report is made)

.of the
(Name of partnership, association, or corporation for which this report is made)

(Address of affiant)

Subscribed and sworn to before me this

day of

, 194
(Officer administering oath)

[NOTARIAL

SEAL]

y commission expires.
NOTE.—This report will not be accepted unless properly signed and sworn to before an officer authorized to administer oaths,
hose seal should be affixed. If the report is to be executed outside the jurisdiction of the United States then it must be signed
id sworn to before a diplomatic or consular officer of the United States.
A copy of this report should be retained by the party reporting for his files.

REPORT FORM TFR-200 (Danish property)
TREASURY DEPARTMENT
OFFICE OF THE SECRETARY

, 1940.
Date for which report is made.

REPORT
RELATING TO DAILY CHANGES IN PROPERTY INTERESTS OF DENMARK OR ANY
NATIONAL THEREOF AMOUNTING TO $5,000 OR M0RE>>
(To be executed pursuant to Section 130.4(e) of the Regulations of April 10,1940,
and filed in triplicate with the proper Federal Reserve Bank as prescribed in
Section 130.4 (e) of the Regulations.)
Instructions
(1) Before beginning to prepare this report, read carefully Executive Order No. 8389 of April 10, 1940,(b) and
the Regulations of April 10, 1940, copies of which may be obtained from the Treasury Department or any Federal
Reserve bank.
(2) Parties Required to Report and Property Interests to be Reported.—For information as to parties required
to file reports on this Form see particularly Section 130.4 (c) of the Regulations. For information as to property
interests to be reported see particularly Sections 130.2 (c) and 130.4 (c) of the Regulations. REPORT ON FORM
TFR-200 SHOULD BE FILED ONLY IF THE TOTAL DAILY CHANGES IN THE PROPERTY INTERESTS
OF DENMARK OR A NATIONAL THEREOF COVERED BY THIS REPORT AMOUNT TO $5,000 OR MORE.
(3) Parties required to report may, instead of filing numerous individual reports, file a single report incorporating by reference schedules listing the information called for in this report form with respect to the property
interests of Denmark and each of any number of nationals of Denmark.
(4) Where space in the report form does not permit full answers, the information may be set forth in supplementary papers incorporated by reference in the report and submitted therewith.
To THE SECRETARY OF THE TREASURY:

The undersigned hereby makes the following report:
PART A

Name of party making report
Address
(No.)

Business

(Street)

(City or County)

(State)

_
(Insert nature of business in which party reporting is engaged)

PART B

Name of national of Denmark (hereinafter referred to as "person") whose property interests are being reported (c) :

Last known residence or address

PART C

PART D

Relation between party making this report (named in Part A above) and person whose property interests are being
reported (named in Part B above) :
(Such as agent, trustee, custodian, banker, broker, nominee or corporation issuing securities held or owned by party named in Part B)

PART E

The following schedule records all the changes, totaling $5,000 or more, resulting from acquisitions, transfers,
dispositions or any other dealings, in the property interests of the person named in Part B above, required to be
Sported by the party reporting (named in Part A above) and taking place on
, 194 , the day for
hich this report is made.
) Pursuant to authorization of the Secretary of the Treasury, daily reports on Form TFK-200 for the period ending May 15, 1940, may
be filed at any time during such period.
0 This Order is an amendment to Executive Order No. 6560 of January 15, 1934, regulating transactions in foreign exchange, etc.
0 If property interests being reported are those of "Denmark", as defined in Section 11 of the Order, so indicate, and specify tho
government department, bureau, etc., which is particularly concerned.

SCHEDULE OF CHANGES IN PROPERTY INTERESTS^)
Value in TJ. S. Dollars(2)
Net Increase
or
Net Decrease
1.

Currency and bullion

Demand and time deposits

Securities*3*:
(a) United States Government obligations(4>
(b) State, municipal and other local governmental obligations(5)
(c) All other securities:
(i) Domestic
(ii) Foreign

Credit instruments and claims(6)

Goods, merchandise and chattels

Real property

All other property interests*7*
TOTAL

(1) Wherever precise values are not available, give estimated values and so indicate. Wherever possible use market value.
(2) Fractions of dollars should be disregarded.
(3) The term "securities" should be interpreted broadly to include rights, warrants, matured coupons, scrip and trust certificates as well
as stocks, debentures and bonds, and should include privately as well as publicly offered issues.
(4) Includes United States Government guaranteed obligations.
(5) This item refers to obligations of states, etc., in the United States. Obligations of foreign governments and political subdivisions thereof
should be included under item 3(c)(ii).
(6) Includes such things as promissory notes, bills of exchange, drafts, acceptances, book accounts, accounts payable, mortgages on personal
and real property, present value of insurance policies, judgments, contracts and any claim or debt or obligations not of the character
otherwise scheduled herein in which the person named in Part B above has any interest. Changes relating to all instruments and
claims, whether or not due, must be reported.
(7) See definition of property interests in Section 130.2 of the regulations.
If foregoing does not fully cover the information required to be furnished on this Form with respect to the
property interests of the person named in Part B above, explain why and attach additional schedules, if necessary.

(Signature of party making report.)
{by
(Partnerships should sign by member or duly authorized representative.
Corporations or associations should sign by officer or other duly authorized representative, and should affix corporate or official seal.)

(SEAL)

AFFIDAVIT OF PARTY MAKING REPORT
State of
County of

)
[ ss:
)

, on oath, depose and say that I am the person making this

report (that is, the party named in Part A above), or that I am the
(State relationship of affiant to the person for whom this report is made)

of the
(Name of partnership, association, or corporation for which this report is made)

(Address of affiant)

Subscribed and sworn to before me this

day of

, 194
(Officer administering oath)

[NOTARIAL SEAL]

>ly commission expires
NOTE.—This report will not be accepted unless properly signed and sworn to before an officer authorized to administer oaths,
vhose seal should be affixed. If the report is to be executed outside the jurisdiction of the United States then it must be signed
.nd sworn to before a diplomatic or consular officer of the United States.
A copy of this report should be retained by the party reporting for his files.